UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22613
NAME OF REGISTRANT: Curian Variable Series Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 7601 Technology Way
Denver, CO 80237
NAME AND ADDRESS OF AGENT FOR SERVICE: Mark D. Nerud
Jackson National Asset Management,
LLC
225 West Wacker Drive, Suite
1200
Chicago, IL 60606
REGISTRANT'S TELEPHONE NUMBER: 312-338-5800
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2013 - 06/30/2014
Curian Dynamic Risk Advantage - Diversified Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian Dynamic Risk Advantage - Growth Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian Dynamic Risk Advantage - Income Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian Focused International Equity Fund
--------------------------------------------------------------------------------------------------------------------------
ACE LIMITED Agenda Number: 933908088
--------------------------------------------------------------------------------------------------------------------------
Security: H0023R105
Meeting Type: Special
Meeting Date: 10-Jan-2014
Ticker: ACE
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE PAYMENT OF DIVIDENDS FROM Mgmt For For
LEGAL RESERVES
2. ELECTION OF HOMBURGER AG AS OUR INDEPENDENT Mgmt For For
PROXY UNTIL THE CONCLUSION OF OUR 2014
ORDINARY GENERAL MEETING
3. IF A NEW AGENDA ITEM OR A NEW PROPOSAL FOR Mgmt Against Against
AN EXISTING AGENDA ITEM IS PUT BEFORE THE
MEETING I/WE HEREWITH AUTHORIZE AND
INSTRUCT THE INDEPENDENT PROXY TO VOTE AS
FOLLOWS IN RESPECT OF THE POSITION OF THE
BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
ACE LIMITED Agenda Number: 933981133
--------------------------------------------------------------------------------------------------------------------------
Security: H0023R105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: ACE
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE ANNUAL REPORT, STANDALONE Mgmt For For
FINANCIAL STATEMENTS AND CONSOLIDATED
FINANCIAL STATEMENTS OF ACE LIMITED FOR THE
YEAR ENDED DECEMBER 31, 2013
2. ALLOCATION OF DISPOSABLE PROFIT Mgmt For For
3. DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
4A. ELECTION OF DIRECTOR: JOHN EDWARDSON Mgmt For For
4B. ELECTION OF DIRECTOR: KIMBERLY ROSS Mgmt For For
4C. ELECTION OF DIRECTOR: ROBERT SCULLY Mgmt For For
4D. ELECTION OF DIRECTOR: DAVID SIDWELL Mgmt For For
4E. ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
4F. ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ Mgmt For For
4G. ELECTION OF DIRECTOR: MICHAEL G. ATIEH Mgmt For For
4H. ELECTION OF DIRECTOR: MARY A. CIRILLO Mgmt For For
4I. ELECTION OF DIRECTOR: MICHAEL P. CONNORS Mgmt For For
4J. ELECTION OF DIRECTOR: PETER MENIKOFF Mgmt For For
4K. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
4L. ELECTION OF DIRECTOR: EUGENE B. SHANKS, JR. Mgmt For For
4M. ELECTION OF DIRECTOR: THEODORE E. SHASTA Mgmt For For
4N. ELECTION OF DIRECTOR: OLIVIER STEIMER Mgmt For For
5. ELECTION OF EVAN G. GREENBERG AS THE Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS UNTIL
OUR NEXT ANNUAL GENERAL MEETING
6A. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: MICHAEL P. CONNORS
6B. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: MARY A. CIRILLO
6C. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: JOHN EDWARDSON
6D. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: ROBERT M. HERNANDEZ
7. ELECTION OF HAMBURGER AG AS INDEPENDENT Mgmt For For
PROXY UNTIL THE CONCLUSION OF OUR NEXT
ANNUAL GENERAL MEETING
8A. ELECTION OF PRICEWATERHOUSECOOPERS AG Mgmt For For
(ZURICH) AS OUR STATUTORY AUDITOR UNTIL OUR
NEXT ANNUAL GENERAL MEETING
8B. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
PRICEWATERHOUSECOOPERS LLP (UNITED STATES)
FOR PURPOSES OF UNITED STATES SECURITIES
LAW REPORTING FOR THE YEAR ENDING DECEMBER
31, 2014
8C. ELECTION OF BDO AG (ZURICH) AS SPECIAL Mgmt For For
AUDITING FIRM UNTIL OUR NEXT ANNUAL GENERAL
MEETING
9. AMENDMENT OF THE ARTICLES OF ASSOCIATION Mgmt For For
RELATING TO AUTHORIZED SHARE CAPITAL FOR
GENERAL PURPOSES
10. APPROVAL OF THE PAYMENT OF A DISTRIBUTION Mgmt For For
TO SHAREHOLDERS THROUGH REDUCTION OF THE
PAR VALUE OF OUR SHARES, SUCH PAYMENT TO BE
MADE IN FOUR QUARTERLY INSTALLMENTS AT SUCH
TIMES DURING THE PERIOD THROUGH OUR NEXT
ANNUAL GENERAL MEETING AS SHALL BE
DETERMINED BY THE BOARD OF DIRECTORS
11. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION
12. IF A NEW AGENDA ITEM OR A NEW PROPOSAL FOR Mgmt Against Against
AN EXISTING AGENDA ITEM IS PUT BEFORE THE
MEETING, I/WE HEREBY AUTHORIZE AND INSTRUCT
THE INDEPENDENT PROXY TO VOTE AS FOLLOWS:
MARK "FOR" TO VOTE IN ACCORDANCE WITH THE
POSITION OF THE BOARD OF DIRECTORS; MARK
"AGAINST" TO VOTE AGAINST NEW ITEMS AND
PROPOSALS; MARK "ABSTAIN" TO ABSTAIN
--------------------------------------------------------------------------------------------------------------------------
ARM HOLDINGS PLC Agenda Number: 933963919
--------------------------------------------------------------------------------------------------------------------------
Security: 042068106
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: ARMH
ISIN: US0420681068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE THE COMPANY'S ANNUAL REPORT AND Mgmt For For
ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2013
2. TO DECLARE A FINAL DIVIDEND Mgmt For For
3. TO APPROVE THE REMUNERATION REPORT Mgmt For For
4. TO APPROVE THE REMUNERATION POLICY Mgmt For For
5. TO ELECT STUART CHAMBERS AS A DIRECTOR Mgmt For For
6. TO RE-ELECT SIMON SEGARS AS A DIRECTOR Mgmt For For
7. TO RE-ELECT ANDY GREEN AS A DIRECTOR Mgmt For For
8. TO RE-ELECT LARRY HIRST AS A DIRECTOR Mgmt For For
9. TO RE-ELECT MIKE MULLER AS A DIRECTOR Mgmt For For
10. TO RE-ELECT KATHLEEN O'DONOVAN AS A Mgmt For For
DIRECTOR
11. TO RE-ELECT JANICE ROBERTS AS A DIRECTOR Mgmt For For
12. TO RE-ELECT TIM SCORE AS A DIRECTOR Mgmt For For
13. TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS OF THE COMPANY
14. TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS
15. TO INCREASE THE LIMIT ON ORDINARY Mgmt For For
REMUNERATION OF DIRECTORS
16. TO GRANT THE DIRECTORS AUTHORITY TO ALLOT Mgmt For For
SHARES
17. TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
18. TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF ITS OWN SHARES
19. TO AUTHORISE THE COMPANY TO HOLD GENERAL Mgmt Against Against
MEETINGS ON 14 DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDINGS N.V. Agenda Number: 933959516
--------------------------------------------------------------------------------------------------------------------------
Security: N07059210
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: ASML
ISIN: USN070592100
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
4 DISCUSSION OF THE 2013 ANNUAL REPORT, INCL. Mgmt For For
ASML'S CORPORATE GOVERNANCE CHAPTER, AND
PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS
FOR THE FY 2013, AS PREPARED IN ACCORDANCE
WITH DUTCH LAW.
5 PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
BOARD OF MANAGEMENT FROM LIABILITY FOR
THEIR RESPONSIBILITIES IN THE FY 2013.
6 PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD FROM LIABILITY FOR THEIR
RESPONSIBILITIES IN THE FY 2013.
8 PROPOSAL TO ADOPT A DIVIDEND OF EUR 0.61 Mgmt For For
PER ORDINARY SHARE OF EUR 0.09.
9 PROPOSAL TO ADOPT SOME ADJUSTMENTS TO THE Mgmt For For
REMUNERATION POLICY (VERSION 2014) FOR THE
BOARD OF MANAGEMENT (THE "REMUNERATION
POLICY").
10 PROPOSAL TO APPROVE THE NUMBER OF Mgmt For For
PERFORMANCE SHARES FOR THE BOARD OF
MANAGEMENT, TO BE DETERMINED BY THE
CALCULATION METHOD AS DESCRIBED IN THE
REMUNERATION POLICY, AND AUTHORIZATION OF
THE BOARD OF MANAGEMENT TO ISSUE THE
PERFORMANCE SHARES FOR THE FY 2015, SUBJECT
TO APPROVAL OF THE SUPERVISORY BOARD.
11 PROPOSAL TO APPROVE THE NUMBER OF STOCK Mgmt For For
OPTIONS, RESPECTIVELY SHARES, FOR EMPLOYEES
AND AUTHORIZATION OF THE BOARD OF
MANAGEMENT TO ISSUE THE STOCK OPTIONS,
RESPECTIVELY SHARES.
13A PROPOSAL TO REAPPOINT MR. F.W. FROHLICH AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD, EFFECTIVE
APRIL 23, 2014.
13B PROPOSAL TO APPOINT MR. J.M.C. STORK AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD, EFFECTIVE
APRIL 23, 2014.
15 PROPOSAL TO ADJUST THE REMUNERATION OF THE Mgmt For For
SUPERVISORY BOARD.
16 PROPOSAL TO REAPPOINT THE EXTERNAL AUDITOR Mgmt For For
FOR THE REPORTING YEAR 2015.
17A PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt For For
MANAGEMENT TO ISSUE (RIGHTS TO SUBSCRIBE
FOR) SHARES, WHICH AUTHORIZATION IS LIMITED
TO 5% OF THE ISSUED CAPITAL.
17B PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt For For
MANAGEMENT TO RESTRICT OR EXCLUDE THE
PRE-EMPTION RIGHTS ACCRUING TO SHAREHOLDERS
IN CONNECTION WITH AGENDA ITEM 17A.
17C PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt For For
MANAGEMENT TO ISSUE (RIGHTS TO SUBSCRIBE
FOR) SHARES, FOR AN ADDITIONAL 5% OF THE
ISSUED CAPITAL, ONLY TO BE USED IN
CONNECTION WITH MERGERS, ACQUISITIONS
AND/OR (STRATEGIC) ALLIANCES.
17D PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt For For
MANAGEMENT TO RESTRICT OR EXCLUDE THE
PRE-EMPTION RIGHTS ACCRUING TO SHAREHOLDERS
IN CONNECTION WITH AGENDA ITEM 17C.
18A PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt For For
MANAGEMENT TO ACQUIRE SHARES IN THE
COMPANY'S SHARE CAPITAL UP TO 10% OF THE
ISSUED SHARE CAPITAL.
18B PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt For For
MANAGEMENT TO ACQUIRE ADDITIONAL SHARES IN
THE COMPANY'S SHARE CAPITAL UP TO 10% OF
THE ISSUED SHARE CAPITAL, UNDER THE
CONDITION THAT THE SHARES ACQUIRED UNDER
ITEM 18A. HAVE BEEN CANCELLED AND THE
NUMBER OF SHARES HELD BY THE COMPANY SHALL
NOT EXCEED 10% OF THE ISSUED SHARE CAPITAL.
19 PROPOSAL TO CANCEL ORDINARY SHARES. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ASOS PLC, LONDON Agenda Number: 704832220
--------------------------------------------------------------------------------------------------------------------------
Security: G0536Q108
Meeting Type: AGM
Meeting Date: 04-Dec-2013
Ticker:
ISIN: GB0030927254
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the accounts of the Mgmt For For
Company for the financial year ended 31
August 2013 together with the Directors'
Report and Auditors' Report on those
accounts
2 To approve the Directors' Remuneration Mgmt Against Against
Report for the financial year ended 31
August 2013
3 To elect Ian Dyson as a Director of the Mgmt For For
Company
4 To re-elect Nick Robertson as a Director of Mgmt For For
the Company
5 To re-elect Karen Jones as a Director of Mgmt For For
the Company
6 To re-appoint PricewaterhouseCoopers LLP as Mgmt Against Against
auditors of the Company
7 To authorise the directors to determine the Mgmt Against Against
amount of the auditors' remuneration
8 To authorise the directors to allot shares Mgmt For For
under section 551 of the Companies Act 2006
9 To authorise the directors to disapply Mgmt For For
statutory pre-emption rights
10 To authorise the Company to make market Mgmt For For
purchases of its own shares
--------------------------------------------------------------------------------------------------------------------------
CANADIAN NATIONAL RAILWAY COMPANY Agenda Number: 933954251
--------------------------------------------------------------------------------------------------------------------------
Security: 136375102
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: CNI
ISIN: CA1363751027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
A. CHARLES BAILLIE Mgmt For For
DONALD J. CARTY Mgmt For For
AMB. GORDON D. GIFFIN Mgmt For For
EDITH E. HOLIDAY Mgmt For For
V.M. KEMPSTON DARKES Mgmt For For
HON. DENIS LOSIER Mgmt For For
HON. EDWARD C. LUMLEY Mgmt For For
KEVIN G. LYNCH Mgmt For For
CLAUDE MONGEAU Mgmt For For
JAMES E. O'CONNOR Mgmt For For
ROBERT PACE Mgmt For For
ROBERT L. PHILLIPS Mgmt For For
LAURA STEIN Mgmt For For
02 APPOINTMENT OF KPMG LLP AS AUDITORS Mgmt For For
03 NON-BINDING ADVISORY RESOLUTION TO ACCEPT Mgmt For For
THE APPROACH TO EXECUTIVE COMPENSATION
DISCLOSED IN THE ACCOMPANYING MANAGEMENT
INFORMATION CIRCULAR, THE FULL TEXT OF
WHICH RESOLUTION IS SET OUT ON P. 6 OF THE
ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
CANADIAN PACIFIC RAILWAY LIMITED Agenda Number: 933938889
--------------------------------------------------------------------------------------------------------------------------
Security: 13645T100
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: CP
ISIN: CA13645T1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPOINTMENT OF AUDITORS AS NAMED IN THE Mgmt For For
MANAGEMENT PROXY CIRCULAR.
02 ADVISORY VOTE ACCEPTING THE CORPORATION'S Mgmt Against Against
APPROACH TO EXECUTIVE COMPENSATION AS
DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR.
03 DIRECTOR
WILLIAM A. ACKMAN Mgmt For For
GARY F. COLTER Mgmt For For
ISABELLE COURVILLE Mgmt For For
PAUL G. HAGGIS Mgmt For For
E. HUNTER HARRISON Mgmt For For
PAUL C. HILAL Mgmt For For
KRYSTYNA T. HOEG Mgmt For For
REBECCA MACDONALD Mgmt For For
DR. ANTHONY R. MELMAN Mgmt For For
LINDA J. MORGAN Mgmt For For
THE HON. JIM PRENTICE Mgmt For For
ANDREW F. REARDON Mgmt For For
STEPHEN C. TOBIAS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA ENTERPRISES INC. Agenda Number: 933929551
--------------------------------------------------------------------------------------------------------------------------
Security: 19122T109
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: CCE
ISIN: US19122T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAN BENNINK Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN F. BROCK Mgmt For For
1C. ELECTION OF DIRECTOR: CALVIN DARDEN Mgmt For For
1D. ELECTION OF DIRECTOR: L. PHILLIP HUMANN Mgmt For For
1E. ELECTION OF DIRECTOR: ORRIN H. INGRAM II Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS H. JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: SUZANNE B. LABARGE Mgmt For For
1H. ELECTION OF DIRECTOR: VERONIQUE MORALI Mgmt For For
1I. ELECTION OF DIRECTOR: ANDREA L. SAIA Mgmt For For
1J. ELECTION OF DIRECTOR: GARRY WATTS Mgmt For For
1K. ELECTION OF DIRECTOR: CURTIS R. WELLING Mgmt For For
1L. ELECTION OF DIRECTOR: PHOEBE A. WOOD Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, OUR Mgmt For For
EXECUTIVE OFFICERS' COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
CORE LABORATORIES N.V. Agenda Number: 933991906
--------------------------------------------------------------------------------------------------------------------------
Security: N22717107
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: CLB
ISIN: NL0000200384
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. RE-ELECTION OF CLASS I SUPERVISORY Mgmt For For
DIRECTOR: DAVID M. DEMSHUR
1B. RE-ELECTION OF CLASS I SUPERVISORY Mgmt For For
DIRECTOR: MICHAEL C. KEARNEY
1C. RE-ELECTION OF CLASS I SUPERVISORY Mgmt For For
DIRECTOR: JAN WILLEM SODDERLAND
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS AS OUR COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION PHILOSOPHY, POLICIES AND
PROCEDURES DESCRIBED IN THE CD&A, AND THE
COMPENSATION OF CORE LABORATORIES N.V.'S
NAMED EXECUTIVE OFFICERS AS DISCLOSED
PURSUANT TO THE SEC'S COMPENSATION
DISCLOSURE RULES, INCLUDING THE
COMPENSATION TABLES.
4. TO CONFIRM AND ADOPT OUR DUTCH STATUTORY Mgmt Abstain Against
ANNUAL ACCOUNTS IN THE ENGLISH LANGUAGE FOR
THE FISCAL YEAR ENDED DECEMBER 31, 2013.
5. TO APPROVE AND RESOLVE THE CANCELLATION OF Mgmt For For
OUR REPURCHASED SHARES HELD AT 12:01 A.M.
CET ON MAY 13, 2014.
6. TO APPROVE AND RESOLVE THE EXTENSION OF THE Mgmt For For
EXISTING AUTHORITY TO REPURCHASE UP TO 10%
OF OUR ISSUED SHARE CAPITAL FROM TIME TO
TIME FOR AN 18-MONTH PERIOD, UNTIL NOVEMBER
13, 2015, AND SUCH REPURCHASED SHARES MAY
BE USED FOR ANY LEGAL PURPOSE.
7. TO APPROVE AND RESOLVE THE EXTENSION OF THE Mgmt For For
AUTHORITY TO ISSUE SHARES AND/OR TO GRANT
RIGHTS (INCLUDING OPTIONS TO PURCHASE) WITH
RESPECT TO OUR COMMON AND PREFERENCE SHARES
UP TO A MAXIMUM OF 10% OF OUTSTANDING
SHARES PER ANNUM UNTIL NOVEMBER 13, 2015.
8. TO APPROVE AND RESOLVE THE EXTENSION OF THE Mgmt For For
AUTHORITY TO LIMIT OR EXCLUDE THE
PREEMPTIVE RIGHTS OF THE HOLDERS OF OUR
COMMON SHARES AND/OR PREFERENCE SHARES UP
TO A MAXIMUM OF 10% OF OUTSTANDING SHARES
PER ANNUM UNTIL NOVEMBER 13, 2015.
9. TO APPROVE AND RESOLVE THE AMENDMENT AND Mgmt For For
RESTATEMENT OF THE CORE LABORATORIES N.V.
2006 NONEMPLOYEE DIRECTOR STOCK INCENTIVE
PLAN (THE "DIRECTOR PLAN"), THE PRINCIPAL
PURPOSE OF WHICH IS TO EXTEND THE TERM OF
THE DIRECTOR PLAN THROUGH MAY 12, 2024.
10. TO APPROVE AND RESOLVE THE AMENDMENT AND Mgmt For For
RESTATEMENT OF THE CORE LABORATORIES N.V.
2007 LONG-TERM INCENTIVE PLAN (THE "LTIP"),
THE PRINCIPAL PURPOSES OF WHICH ARE TO
INCREASE THE NUMBER OF SHARES AUTHORIZED
FOR ISSUANCE THEREUNDER, TO EXTEND THE TERM
OF THE LTIP THROUGH MAY 12, 2024 AND TO
SEEK APPROVAL OF THE LTIP FOR PURPOSES OF
SECTION 162(M) OF THE INTERNAL REVENUE CODE
OF 1986.
--------------------------------------------------------------------------------------------------------------------------
COVIDIEN PLC Agenda Number: 933918128
--------------------------------------------------------------------------------------------------------------------------
Security: G2554F113
Meeting Type: Annual
Meeting Date: 19-Mar-2014
Ticker: COV
ISIN: IE00B68SQD29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOSE E. ALMEIDA Mgmt For For
1B) ELECTION OF DIRECTOR: JOY A. AMUNDSON Mgmt For For
1C) ELECTION OF DIRECTOR: CRAIG ARNOLD Mgmt For For
1D) ELECTION OF DIRECTOR: ROBERT H. BRUST Mgmt For For
1E) ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
COUGHLIN
1F) ELECTION OF DIRECTOR: RANDALL J. HOGAN, III Mgmt For For
1G) ELECTION OF DIRECTOR: MARTIN D. MADAUS Mgmt For For
1H) ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1I) ELECTION OF DIRECTOR: STEPHEN H. RUSCKOWSKI Mgmt For For
1J) ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO Mgmt For For
2) APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE APPOINTMENT OF THE INDEPENDENT AUDITORS
AND AUTHORIZE, IN A BINDING VOTE, THE AUDIT
COMMITTEE TO SET THE AUDITORS'
REMUNERATION.
3) APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
4) AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY Mgmt For For
TO MAKE MARKET PURCHASES OF COMPANY SHARES.
S5) DETERMINE THE PRICE RANGE AT WHICH THE Mgmt For For
COMPANY CAN REISSUE SHARES IT HOLDS AS
TREASURY SHARES.
6) RENEW THE DIRECTORS' AUTHORITY TO ISSUE Mgmt For For
SHARES.
S7) RENEW THE DIRECTORS' AUTHORITY TO ISSUE Mgmt For For
SHARES FOR CASH WITHOUT FIRST OFFERING THEM
TO EXISTING SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
FANUC CORPORATION Agenda Number: 705357487
--------------------------------------------------------------------------------------------------------------------------
Security: J13440102
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3802400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines Mgmt For For
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
5 Amend the Compensation to be received by Mgmt For For
Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
JERONIMO MARTINS SGPS SA, LISBOA Agenda Number: 704855848
--------------------------------------------------------------------------------------------------------------------------
Security: X40338109
Meeting Type: EGM
Meeting Date: 18-Dec-2013
Ticker:
ISIN: PTJMT0AE0001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT VOTING IN PORTUGUESE Non-Voting
MEETINGS REQUIRES THE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION, THROUGH
DECLARATIONS OF PARTICIPATION AND VOTING.
BROADRIDGE WILL DISCLOSE THE BENEFICIAL
OWNER INFORMATION FOR YOUR VOTED ACCOUNTS.
ADDITIONALLY, PORTUGUESE LAW DOES NOT
PERMIT BENEFICIAL OWNERS TO VOTE
INCONSISTENTLY ACROSS THEIR HOLDINGS.
OPPOSING VOTES MAY BE REJECTED SUMMARILY BY
THE COMPANY HOLDING THIS BALLOT. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
FOR FURTHER DETAILS.
1 To resolve on the composition of the Board Mgmt For For
of Directors
2 To resolve on the designation of the new Mgmt For For
Chairman of the Board of Directors,
pursuant to Paragraph two of Article
Twelfth of the Articles of Association
--------------------------------------------------------------------------------------------------------------------------
JERONIMO MARTINS SGPS SA, LISBOA Agenda Number: 705027995
--------------------------------------------------------------------------------------------------------------------------
Security: X40338109
Meeting Type: AGM
Meeting Date: 10-Apr-2014
Ticker:
ISIN: PTJMT0AE0001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT VOTING IN PORTUGUESE Non-Voting
MEETINGS REQUIRES THE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION, THROUGH
DECLARATIONS OF PARTICIPATION AND VOTING.
BROADRIDGE WILL DISCLOSE THE BENEFICIAL
OWNER INFORMATION FOR YOUR VOTED ACCOUNTS.
ADDITIONALLY, PORTUGUESE LAW DOES NOT
PERMIT BENEFICIAL OWNERS TO VOTE
INCONSISTENTLY ACROSS THEIR HOLDINGS.
OPPOSING VOTES MAY BE REJECTED SUMMARILY BY
THE COMPANY HOLDING THIS BALLOT. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
FOR FURTHER DETAILS.
1 To resolve on the 2013 annual report and Mgmt For For
accounts
2 To resolve on the proposal for application Mgmt For For
of results
3 To resolve on the 2013 consolidated annual Mgmt For For
report and accounts
4 To assess, in general terms, the management Mgmt For For
and audit of the Company
5 To assess the statement on the remuneration Mgmt For For
policy of the management and audit bodies
of the Company prepared by the Remuneration
Committee
6 To elect the Chairman of the General Mgmt For For
Shareholder's Meeting until the end of the
current three year term of office
CMMT 18 MAR 2014: PLEASE NOTE THAT SHAREHOLDERS Non-Voting
MAY ONLY ATTEND IN THE SHAREHOLDERS MEETING
IF THEY HOLD VOTING RIGHTS OF A MINIMUM OF
1 SHARE WHICH CORRESPOND TO ONE VOTING
RIGHT. THANK YOU.
CMMT 18 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF ADDITIONAL
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
LAZARD LTD Agenda Number: 933948082
--------------------------------------------------------------------------------------------------------------------------
Security: G54050102
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: LAZ
ISIN: BMG540501027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH M. JACOBS Mgmt For For
PHILIP A. LASKAWY Mgmt For For
MICHAEL J. TURNER Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS LAZARD LTD'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
AND AUTHORIZATION OF LAZARD LTD'S BOARD OF
DIRECTORS, ACTING BY THE AUDIT COMMITTEE,
TO SET THEIR REMUNERATION.
3. NON-BINDING ADVISORY VOTE REGARDING Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON SA, PARIS Agenda Number: 705000571
--------------------------------------------------------------------------------------------------------------------------
Security: F58485115
Meeting Type: MIX
Meeting Date: 10-Apr-2014
Ticker:
ISIN: FR0000121014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 24 MAR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0305/201403051400479.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0321/201403211400714.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
O.1 Approval of the annual corporate financial Mgmt For For
statements for the financial year ended on
December 31, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended on
December 31, 2013
O.3 Approval of the regulated agreements Mgmt For For
O.4 Allocation of income and setting the Mgmt For For
dividend
O.5 Renewal of term of Mrs. Delphine Arnault as Mgmt For For
Board member
O.6 Renewal of term of Mr. Nicolas Bazire as Mgmt For For
Board member
O.7 Renewal of term of Mr. Antonio Belloni as Mgmt For For
Board member
O.8 Renewal of term of Mr. Diego Della Valle as Mgmt For For
Board member
O.9 Renewal of term of Mr. Pierre Gode as Board Mgmt For For
member
O.10 Renewal of term of Mrs. Marie-Josee Kravis Mgmt For For
as Board member
O.11 Renewal of term of Mr. Paolo Bulgari as Mgmt For For
Censor
O.12 Renewal of term of Mr. Patrick Houel as Mgmt For For
Censor
O.13 Renewal of term of Mr. Felix G. Rohatyn as Mgmt For For
Censor
O.14 Appointment of Mrs. Marie-Laure Sauty De Mgmt For For
Chalon as Board member
O.15 Reviewing the elements of compensation owed Mgmt For For
or paid to Mr. Bernard Arnault, Chairman of
the Board of Directors and CEO
O.16 Reviewing the elements of compensation owed Mgmt For For
or paid to Mr. Antonio Belloni, Managing
Director
O.17 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
E.18 Authorization to be granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of shares
E.19 Approval of the transformation of the legal Mgmt For For
form of the company by adopting the form of
a European company and approval of the
terms of the proposed transformation
E.20 Approval of the amendments to the bylaws of Mgmt For For
the Company as a European Company
--------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY Agenda Number: 705020763
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 10-Apr-2014
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 Approval of the Annual Report, the Mgmt For For
financial statements of Nestle S.A. and the
consolidated financial statements of the
Nestle Group for 2013
1.2 Acceptance of the Compensation Report 2013 Mgmt For For
(advisory vote)
2 Release of the members of the Board of Mgmt For For
Directors and of the Management
3 Appropriation of profits resulting from the Mgmt For For
balance sheet of Nestle S.A. (proposed
dividend) for the financial year 2013
4 Revision of the Articles of Association. Mgmt For For
Adaptation to new Swiss Company Law
5.1.1 Re-election to the Board of Directors: Mr Mgmt For For
Peter Brabeck-Letmathe
5.1.2 Re-election to the Board of Directors: Mr Mgmt For For
Paul Bulcke
5.1.3 Re-election to the Board of Directors: Mr Mgmt For For
Andreas Koopmann
5.1.4 Re-election to the Board of Directors: Mr Mgmt For For
Rolf Hanggi
5.1.5 Re-election to the Board of Directors: Mr Mgmt For For
Beat Hess
5.1.6 Re-election to the Board of Directors: Mr Mgmt For For
Daniel Borel
5.1.7 Re-election to the Board of Directors: Mr Mgmt For For
Steven G. Hoch
5.1.8 Re-election to the Board of Directors: Ms Mgmt For For
Naina Lal Kidwai
5.1.9 Re-election to the Board of Directors: Ms Mgmt For For
Titia de Lange
5.110 Re-election to the Board of Directors: Mr Mgmt For For
Jean-Pierre Roth
5.111 Re-election to the Board of Directors: Ms Mgmt For For
Ann M. Veneman
5.112 Re-election to the Board of Directors: Mr Mgmt For For
Henri de Castries
5.113 Re-election to the Board of Directors: Ms Mgmt For For
Eva Cheng
5.2 Election of the Chairman of the Board of Mgmt For For
Directors: Mr Peter Brabeck-Letmathe
5.3.1 Election of the member of the Compensation Mgmt For For
Committee: Mr Beat Hess
5.3.2 Election of the member of the Compensation Mgmt For For
Committee: Mr Daniel Borel
5.3.3 Election of the member of the Compensation Mgmt For For
Committee: Mr Andreas Koopmann
5.3.4 Election of the member of the Compensation Mgmt For For
Committee: Mr Jean-Pierre Roth
5.4 Re-election of the statutory auditors KPMG Mgmt For For
SA, Geneva branch
5.5 Election of the Independent Representative Mgmt For For
Hartmann Dreyer, Attorneys-at-Law
CMMT In the event of a new or modified proposal Non-Voting
by a shareholder during the General
Meeting, I instruct the independent
representative to vote according to the
following instruction: INSTRUCT "FOR" ON
ONE RESOLUTION AMONG 6.1, 6.2 AND 6.3 TO
SHOW WHICH VOTING OPTION YOU CHOOSE IN THE
EVENT OF NEW OR MODIFIED PROPOSALS.
INSTRUCT "CLEAR" ON THE REMAINING TWO
RESOLUTIONS
6.1 Vote in accordance with the proposal of the Mgmt For For
Board of Directors
6.2 Vote against the proposal of the Board of Shr No vote
Directors
6.3 Abstain Shr No vote
--------------------------------------------------------------------------------------------------------------------------
NOVOZYMES A/S, BAGSVAERD Agenda Number: 704944075
--------------------------------------------------------------------------------------------------------------------------
Security: K7317J133
Meeting Type: AGM
Meeting Date: 26-Feb-2014
Ticker:
ISIN: DK0060336014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS "6, 7, 8A, 8B, 8C, 8D
AND 9". THANK YOU.
1 Annual reports to be prepared in English Mgmt For For
only with respect to the 2013 annual report
and future annual reports
2 Report on the Company's activities Non-Voting
3 Approval of the Annual Report 2013 Mgmt For For
4 Distribution of profit: The Board of Mgmt For For
Directors proposes a dividend of DKK 2.50
per A/B share of DKK 2
5 Approval of remuneration of members of the Mgmt For For
Board
6 Re-election of Chairman: Henrik Gurtler Mgmt Against Against
7 Election of Vice-Chairman: Agnete Mgmt For For
Raaschou-Nielsen
8a Re-election of other board member: Lena Mgmt For For
Olving
8b Re-election of other board member: Jorgen Mgmt For For
Buhl Rasmussen
8c Re-election of other board member: Mathias Mgmt For For
Uhlen
8d Election of other board member: Lars Green Mgmt Against Against
9 Re-election of Company auditor: Mgmt Against Against
PricewaterhouseCoopers
10a PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Proposals from a
shareholder (Kjeld Beyer), Notice convening
the meeting including supplementary
financial information
10b PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Proposals from a
shareholder (Kjeld Beyer), Meal
11 Authorization to meeting chairperson Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PERRIGO COMPANY Agenda Number: 933888729
--------------------------------------------------------------------------------------------------------------------------
Security: 714290103
Meeting Type: Special
Meeting Date: 18-Nov-2013
Ticker: PRGO
ISIN: US7142901039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTING THE TRANSACTION AGREEMENT, DATED Mgmt For For
JULY 28, 2013, BETWEEN AND AMONG ELAN
CORPORATION, PLC ("ELAN"), PERRIGO COMPANY
("PERRIGO"), LEOPARD COMPANY, HABSONT
LIMITED AND PERRIGO COMPANY LIMITED (F/K/A
BLISFONT LIMITED) ("NEW PERRIGO") (THE
''TRANSACTION AGREEMENT") AND APPROVING THE
MERGER.
2. APPROVING THE CREATION OF DISTRIBUTABLE Mgmt For For
RESERVES, BY REDUCING SOME OR ALL OF THE
SHARE PREMIUM OF NEW PERRIGO RESULTING FROM
THE ISSUANCE OF NEW PERRIGO ORDINARY SHARES
PURSUANT TO THE SCHEME OF ARRANGEMENT BY
WHICH NEW PERRIGO WILL ACQUIRE ELAN.
3. CONSIDERING AND, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, VOTING UPON SPECIFIED COMPENSATORY
ARRANGEMENTS BETWEEN PERRIGO AND ITS NAMED
EXECUTIVE OFFICERS RELATING TO THE
TRANSACTION AGREEMENT.
4. RE-APPROVING THE PERFORMANCE GOALS INCLUDED Mgmt For For
IN THE PERRIGO COMPANY ANNUAL INCENTIVE
PLAN.
5. APPROVING THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE PERRIGO COMPANY 2008 LONG TERM
INCENTIVE PLAN.
6. APPROVING ANY MOTION TO ADJOURN THE PERRIGO Mgmt For For
SPECIAL MEETING, OR ANY ADJOURNMENTS
THEREOF, TO ANOTHER TIME OR PLACE IF
NECESSARY OR APPROPRIATE, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
SENSATA TECHNOLOGIES HOLDING N.V. Agenda Number: 934004792
--------------------------------------------------------------------------------------------------------------------------
Security: N7902X106
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: ST
ISIN: NL0009324904
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS WROE, JR. Mgmt For For
MARTHA SULLIVAN Mgmt For For
LEWIS B. CAMPBELL Mgmt For For
PAUL EDGERLEY Mgmt For For
MICHAEL J. JACOBSON Mgmt For For
JOHN LEWIS Mgmt For For
CHARLES W. PEFFER Mgmt For For
KIRK P. POND Mgmt For For
STEPHEN ZIDE Mgmt For For
ANDREW TEICH Mgmt For For
JAMES HEPPELMANN Mgmt For For
2. RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT AUDITOR FOR THE 2014
FISCAL YEAR
3. ADOPT THE DUTCH STATUTORY ANNUAL ACCOUNTS Mgmt For For
FOR 2013 AND AUTHORIZE THE PREPARATION OF
THE 2013 ANNUAL ACCOUNTS AND ANNUAL REPORT
OF MANAGEMENT IN THE ENGLISH LANGUAGE
4. DISCHARGE MEMBERS OF THE BOARD OF DIRECTORS Mgmt For For
FROM CERTAIN LIABILITIES FOR FISCAL YEAR
2013
5. AMEND THE REMUNERATION POLICY OF THE BOARD Mgmt For For
OF DIRECTORS
6. EXTEND TO THE BOARD OF DIRECTORS THE Mgmt For For
AUTHORITY TO REPURCHASE UP TO 10% OF THE
OUTSTANDING ORDINARY SHARES IN THE CAPITAL
OF THE COMPANY FOR 18 MONTHS
7. ADVISORY PROPOSAL ON THE 2013 COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THIS PROXY STATEMENT UNDER
"EXECUTIVE COMPENSATION"
8. ADVISORY PROPOSAL ON HOW OFTEN TO VOTE FOR Mgmt 1 Year For
APPROVAL OF THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
SGS SA, GENEVE Agenda Number: 704978444
--------------------------------------------------------------------------------------------------------------------------
Security: H7484G106
Meeting Type: AGM
Meeting Date: 13-Mar-2014
Ticker:
ISIN: CH0002497458
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 284371 DUE TO SPLITTING OF
RESOLUTION "5" INTO 5A AND 5B. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE.
1 Approval of the 2013 annual report, SGS Mgmt For For
SA's and SGS Group's financial statements
2 Approval of the 2013 Group report on Mgmt Against Against
remuneration (advisory Vote)
3 Release of the Board of Directors and of Mgmt For For
the Management
4 Appropriation of profits of SGS SA, Mgmt For For
declaration of a dividend of CHF 65.- per
share
5.A Adoption of/Amendment to certain provisions Mgmt For For
of the Articles of Association: Articles 6,
6bis, 6ter, 9(2), 13(3), 15, 16(4) et/and
(7), 18(1) et/and (3), 19(1), 20, 21(4) and
27(1)
5.B Removal of Article 16(4) of the Articles of Mgmt For For
Association (special majority requirement
for the adoption of certain resolutions at
the General Meeting of Shareholders)
6.1 Election to the Board of Director: M. Mgmt For For
Sergio Marchionne
6.2 Election to the Board of Director: M. Paul Mgmt For For
Desmarais, Jr.
6.3 Election to the Board of Director: M. Mgmt For For
August von Finck
6.4 Election to the Board of Director: M. Mgmt For For
August Francois von Finck
6.5 Election to the Board of Director: M. Ian Mgmt For For
Gallienne
6.6 Election to the Board of Director: M. Mgmt For For
Cornelius Grupp
6.7 Election to the Board of Director: M. Peter Mgmt For For
Kalantzis
6.8 Election to the Board of Director: M. Mgmt For For
Gerard Lamarche
6.9 Election to the Board of Director: M. Mgmt For For
Shelby R. du Pasquier
6A Election of Mr. Sergio Marchionne as Mgmt For For
chairman of the Board of Directors
6B.1 Election of the member of the nomination Mgmt For For
and remuneration committee: M. August von
Finck
6B.2 Election of the member of the nomination Mgmt For For
and remuneration committee: M. Ian
Gallienne
6B.3 Election of the member of the nomination Mgmt For For
and remuneration committee: M. Shelby R. du
Pasquier
7 Election of Deloitte SA as Auditors Mgmt For For
8 Election of the Independent Proxy (Jeandin Mgmt For For
& Defacqz, Geneva)
9 In the case of ad-hoc/Miscellaneous Mgmt For For
shareholder motions proposed during the
general meeting, I authorize my proxy to
act as follows in accordance with the board
of directors
CMMT 26 FEB 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO THE TEXT OF
RESOLUTION 5A. IF YOU HAVE ALREADY SENT IN
YOUR VOTES FOR MID: 285425 PLEASE DO NOT
REVOTE ON THIS MEETING UNLESS YOU DECIDE TO
AMEND YOUR INSTRUCTIONS.
--------------------------------------------------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD Agenda Number: 704746671
--------------------------------------------------------------------------------------------------------------------------
Security: Y76810103
Meeting Type: SGM
Meeting Date: 15-Nov-2013
Ticker:
ISIN: CNE100000171
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0926/LTN20130926214.pdf,
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0926/LTN20130926204.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0926/LTN20130926192.pdf
1 To consider and approve the distribution of Mgmt For For
interim dividend of RMB0.029 per share
(inclusive of tax) for the six months ended
30 June 2013 to be distributed to all
shareholders whose names appear on the
register of members of the Company at the
close of business on 27 November 2013
2 i) To consider and approve the Continuing Mgmt For For
Connected Transactions contemplated under
the Framework Purchase Agreement entered
into between the Group and Weigao Holding
Group as set out in the "Letter from the
Board" as contained in the circular of the
Company dated 27 September 2013; and ii)
with the Annual Caps amounts of RMB180
million, RMB230 million and RMB302 million
for the respective three years ending 31
December 2014, 2015 and 2016
3 i) To consider and approve the Continuing Mgmt For For
Connected Transactions contemplated under
the Framework Sales Agreement entered into
between the Group and Weigao Holding Group
as set out in the "Letter from the Board"
as contained in the circular of the Company
dated 27 September 2013; and ii) with the
Annual Caps amounts of RMB28 million, RMB35
million and RMB44 million for the
respective three years ending 31 December
2014, 2015 and 2016
4 i) To consider and approve the Continuing Mgmt For For
Connected Transactions contemplated under
the Framework Tenancy Agreement entered
into between the Group and Weigao Holding
Group as set out in the "Letter from the
Board" as contained in the circular of the
Company dated 27 September 2013; and ii)
with the Annual Caps amounts of RMB25
million, RMB25 million and RMB25 million
for the respective three years ending 31
December 2014, 2015 and 2016
5 i) To consider and approve the Continuing Mgmt For For
Connected Transactions contemplated under
the Framework Services Agreement entered
into between the Group and Weigao Holding
Group as set out in the "Letter from the
Board" as contained in the circular of the
Company dated 27 September 2013; and ii)
with the Annual Caps amounts of RMB64
million, RMB70 million and RMB78 million
for the respective three years ending 31
December 2014, 2015 and 2016
6 To consider and approve, subject to Mgmt For For
fulfillment of all relevant conditions
and/or all necessary approvals and/or
consents from the relevant PRC authorities
and bodies being obtained and/ or the
procedures as required under the laws and
regulations of the PRC being completed, the
Amendments to the Articles of Associations
of the Company (as described in the
Appendix I of this circular) as a result of
the change in number of directors
--------------------------------------------------------------------------------------------------------------------------
SHOPRITE HOLDINGS LTD (SHP) Agenda Number: 704753347
--------------------------------------------------------------------------------------------------------------------------
Security: S76263102
Meeting Type: AGM
Meeting Date: 28-Oct-2013
Ticker:
ISIN: ZAE000012084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 Approval of annual financial statements Mgmt For For
O.2 Re-appointment of auditors: Mgmt For For
PricewaterhouseCoopers Inc (PwC)
O.3 Re-election of Dr CH Wiese Mgmt For For
O.4 Re-election of Mr EC Kieswetter Mgmt For For
O.5 Re-election of Mr JA Louw Mgmt For For
O.6 Appointment of Mr JG Rademeyer as Mgmt Against Against
Chairperson and member of the Shoprite
Holdings Audit and Risk Committee
O.7 Appointment of Mr JA Louw as member of the Mgmt For For
Shoprite Holdings Audit and Risk Committee
O.8 Appointment of Mr JJ Fouche as member of Mgmt For For
the Shoprite Holdings Audit and Risk
Committee
O.9 General Authority over unissued ordinary Mgmt For For
shares
O.10 General Authority to issue shares for cash Mgmt For For
O.11 General authority to directors and/or Mgmt For For
company secretary
O.12 Non-binding advisory vote on the Mgmt Against Against
remuneration policy of Shoprite Holdings
S.1 Remuneration payable to non-executive Mgmt For For
directors
S.2 Financial assistance to subsidiaries, Mgmt For For
related and inter-related entities
S.3 Financial assistance for subscription of Mgmt For For
securities
S.4 General approval to repurchase shares Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUN ART RETAIL GROUP LTD, HONG KONG Agenda Number: 705035310
--------------------------------------------------------------------------------------------------------------------------
Security: Y8184B109
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: HK0000083920
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0317/LTN20140317085.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0317/LTN20140317063.pdf
1 To receive the audited consolidated Mgmt For For
financial statements and the reports of the
directors (the "Directors") and auditors
for the year ended 31 December 2013
2 To declare a final dividend of HKD 0.28 per Mgmt For For
share for the year ended 31 December 2013
3.a To re-elect Ms. Karen Yifen CHANG as Mgmt For For
independent non-executive Director
3.b To re-elect Mr. Desmond MURRAY as Mgmt For For
independent non-executive Director
3.c To re-elect Mr. HE Yi as independent Mgmt For For
non-executive Director
3.d To authorize the board of Directors (the Mgmt For For
"Board") to fix the respective directors'
Remuneration
4 To re-appoint KPMG as auditors and to Mgmt For For
authorize the Board to fix their
remuneration
5 To give a general mandate to the Directors Mgmt For For
to repurchase shares of the Company not
exceeding 10% of the total number of issued
shares in the share capital of the Company
as at the date of this resolution
6 To give a general mandate to the Directors Mgmt Against Against
to issue, allot and deal with additional
shares of the Company not exceeding 20% of
the total number of issued shares in the
share capital of the Company as at the date
of this resolution
7 To extend the general mandate granted to Mgmt Against Against
the Directors to issue, allot and deal with
additional shares in the capital of the
Company by the aggregate number of the
shares repurchased by the Company
--------------------------------------------------------------------------------------------------------------------------
SVENSKA CELLULOSA SCA AB, STOCKHOLM Agenda Number: 705007195
--------------------------------------------------------------------------------------------------------------------------
Security: W90152120
Meeting Type: AGM
Meeting Date: 10-Apr-2014
Ticker:
ISIN: SE0000112724
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
1 Opening of the meeting and election of Sven Non-Voting
Unger, attorney at law, as chairman of the
meeting
2 Preparation and approval of the voting list Non-Voting
3 Election of two persons to check the Non-Voting
minutes
4 Determination of whether the meeting has Non-Voting
been duly convened
5 Approval of the agenda Non-Voting
6 Presentation of the annual report and the Non-Voting
auditor's report and the consolidated
financial statements and the auditor's
report on the consolidated financial
statements
7 Speeches by the chairman of the board of Non-Voting
directors and the president
8.a Resolution on: Adoption of the income Mgmt For For
statement and balance sheet, and of the
consolidated income statement and the
consolidated balance sheet
8.b Resolution on: Appropriations of the Mgmt For For
company's earnings under the adopted
balance sheet and record date for dividend:
The board of directors proposes a dividend
of SEK 4.75 per share and that the record
date for the dividend be Tuesday, 15 April
2014
8.c Resolution on: Discharge from personal Mgmt For For
liability of the directors and the
president
9 Resolution on the number of directors shall Mgmt For For
be nine and no deputy directors
10 Resolution on the number of auditors shall Mgmt For For
be one and no deputy auditors
11 Resolution on the remuneration to be paid Mgmt For For
to the board of directors and the Auditors
12 Election of directors, deputy directors and Mgmt For For
chairman of the board of directors:
Re-election of Par Boman, Rolf Borjesson,
Jan Johansson, Leif Johansson, Sverker
Martin-Lof, Bert Nordberg, Anders Nyren,
Louise Julian Svanberg and Barbara Milian
Thoralfsson as directors and Sverker
Martin-Lof as a chairman of the board of
directors
13 Election of auditors and deputy auditors: Mgmt For For
PricewaterhouseCoopers AB
14 Resolution on guidelines for remuneration Mgmt For For
for the senior management
15 Closing of the meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SYSMEX CORPORATION Agenda Number: 705342979
--------------------------------------------------------------------------------------------------------------------------
Security: J7864H102
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: JP3351100007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 934035189
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 24-Jun-2014
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) TO ACCEPT 2013 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS
2) TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2013 PROFITS
3) TO REVISE THE FOLLOWING INTERNAL RULES: (A) Mgmt For For
PROCEDURES FOR ACQUISITION OR DISPOSAL OF
ASSETS, (B) PROCEDURES FOR FINANCIAL
DERIVATIVES TRANSACTIONS
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD, GEORGE TOWN Agenda Number: 705105636
--------------------------------------------------------------------------------------------------------------------------
Security: G87572148
Meeting Type: AGM
Meeting Date: 14-May-2014
Ticker:
ISIN: KYG875721485
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0402/LTN201404021681.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0402/LTN201404021689.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31
DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.i.a TO RE-ELECT MR LAU CHI PING MARTIN AS Mgmt For For
DIRECTOR
3.i.b TO RE-ELECT MR CHARLES ST LEGER SEARLE AS Mgmt For For
DIRECTOR
3.ii TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT AUDITOR AND TO AUTHORISE THE Mgmt For For
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES (ORDINARY RESOLUTION 5
AS SET OUT IN THE NOTICE OF THE AGM)
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES (ORDINARY RESOLUTION 6
AS SET OUT IN THE NOTICE OF THE AGM)
7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt Against Against
SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED (ORDINARY RESOLUTION 7 AS SET
OUT IN THE NOTICE OF THE AGM)
8 TO APPROVE THE SHARE SUBDIVISION (ORDINARY Mgmt For For
RESOLUTION 8 AS SET OUT IN THE NOTICE OF
AGM)
9 TO ADOPT THE OPTION SCHEME OF RIOT GAMES, Mgmt For For
INC. (ORDINARY RESOLUTION 9 AS SET OUT IN
THE NOTICE OF AGM)
10 TO AMEND THE EXISTING MEMORANDUM OF Mgmt For For
ASSOCIATION AND ARTICLES OF ASSOCIATION AND
TO ADOPT THE AMENDED AND RESTATED
MEMORANDUM OF ASSOCIATION AND ARTICLES OF
ASSOCIATION (SPECIAL RESOLUTION 10 AS SET
OUT IN THE NOTICE OF AGM)
--------------------------------------------------------------------------------------------------------------------------
WAL-MART DE MEXICO SAB DE CV, MEXICO Agenda Number: 705023012
--------------------------------------------------------------------------------------------------------------------------
Security: P98180105
Meeting Type: AGM
Meeting Date: 20-Mar-2014
Ticker:
ISIN: MXP810081010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I.A Presentation, discussion and, if deemed Mgmt For For
appropriate, approval of the report: from
the board of directors
I.B Presentation, discussion and, if deemed Mgmt For For
appropriate, approval of the report: from
the director general
I.C Presentation, discussion and, if deemed Mgmt For For
appropriate, approval of the report: from
the audit and corporate practices
committees
I.D Presentation, discussion and, if deemed Mgmt For For
appropriate, approval of the report:
regarding the fulfillment of the tax
obligations
I.E Presentation, discussion and, if deemed Mgmt For For
appropriate, approval of the report:
regarding the stock plan for personnel
I.F Presentation, discussion and, if deemed Mgmt For For
appropriate, approval of the report:
regarding the status of the fund for the
purchase of shares of the company and of
the shares of the company that were
purchased during 2013
I.G Presentation, discussion and, if deemed Mgmt For For
appropriate, approval of the report: of the
Walmart de Mexico Foundation
II Discussion and, if deemed appropriate, Mgmt For For
approval of the audited, consolidated
financial statements to December 31, 2013
III Discussion and, if deemed appropriate, Mgmt For For
approval of the plan for the allocation of
results for the period from January 1
through December 31, 2013, and, if deemed
appropriate, for the payment of dividends
IV Discussion and, if deemed appropriate, Mgmt For For
approval of the plan to cancel shares of
the company that were purchased by the
company and that are currently held in
treasury
V Appointment or ratification of the members Mgmt For For
of the board of directors, of the
chairpersons of the audit and corporate
practices committees and of the
compensation that they are to receive
during the current fiscal year
VI Discussion and, if deemed appropriate, Mgmt For For
approval of the resolutions that are
contained in the minutes of the general
meeting that was held and the designation
of special delegates who will execute the
resolutions that are passed
Curian Focused U.S. Equity Fund
--------------------------------------------------------------------------------------------------------------------------
ADVENT SOFTWARE, INC. Agenda Number: 933941088
--------------------------------------------------------------------------------------------------------------------------
Security: 007974108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: ADVS
ISIN: US0079741080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: STEPHANIE G. DIMARCO Mgmt For For
1B ELECTION OF DIRECTOR: DAVID PETER F. HESS Mgmt For For
JR.
1C ELECTION OF DIRECTOR: JAMES D. KIRSNER Mgmt For For
1D ELECTION OF DIRECTOR: WENDELL G. VAN AUKEN Mgmt For For
1E ELECTION OF DIRECTOR: ASIFF S. HIRJI Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT M. TARKOFF Mgmt For For
1G ELECTION OF DIRECTOR: MICHAEL L. FRANDSEN Mgmt For For
2 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2014.
3 TO APPROVE THE COMPANY'S AMENDED AND Mgmt For For
RESTATED 2002 STOCK PLAN, INCLUDING
RESERVING 4,750,000 SHARES OF COMMON STOCK
FOR ISSUANCE THEREUNDER.
4 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ALBEMARLE CORPORATION Agenda Number: 933958184
--------------------------------------------------------------------------------------------------------------------------
Security: 012653101
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: ALB
ISIN: US0126531013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM H. HERNANDEZ Mgmt For For
LUTHER C. KISSAM IV Mgmt For For
JOSEPH M. MAHADY Mgmt For For
JIM W. NOKES Mgmt For For
JAMES J. O'BRIEN Mgmt For For
BARRY W. PERRY Mgmt For For
JOHN SHERMAN JR. Mgmt For For
GERALD A. STEINER Mgmt For For
HARRIETT TEE TAGGART Mgmt For For
ANNE MARIE WHITTEMORE Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3. APPROVE THE NON-BINDING ADVISORY RESOLUTION Mgmt For For
APPROVING THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ATWOOD OCEANICS, INC. Agenda Number: 933916465
--------------------------------------------------------------------------------------------------------------------------
Security: 050095108
Meeting Type: Annual
Meeting Date: 19-Feb-2014
Ticker: ATW
ISIN: US0500951084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DEBORAH A. BECK Mgmt For For
GEORGE S. DOTSON Mgmt For For
JACK E. GOLDEN Mgmt For For
HANS HELMERICH Mgmt For For
JEFFREY A. MILLER Mgmt For For
JAMES R. MONTAGUE Mgmt For For
ROBERT J. SALTIEL Mgmt For For
PHIL D. WEDEMEYER Mgmt For For
2. TO APPROVE, BY A SHAREHOLDER NON-BINDING Mgmt For For
ADVISORY VOTE, THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
3. TO APPROVE AN AMENDMENT OF OUR AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF FORMATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
OUR COMMON STOCK FROM 90,000,000 TO
180,000,000.
4. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 933937320
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702
Meeting Type: Annual
Meeting Date: 03-May-2014
Ticker: BRKB
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WARREN E. BUFFETT Mgmt For For
CHARLES T. MUNGER Mgmt For For
HOWARD G. BUFFETT Mgmt For For
STEPHEN B. BURKE Mgmt For For
SUSAN L. DECKER Mgmt For For
WILLIAM H. GATES III Mgmt For For
DAVID S. GOTTESMAN Mgmt For For
CHARLOTTE GUYMAN Mgmt For For
DONALD R. KEOUGH Mgmt For For
THOMAS S. MURPHY Mgmt For For
RONALD L. OLSON Mgmt For For
WALTER SCOTT, JR. Mgmt For For
MERYL B. WITMER Mgmt For For
2 NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN THE
2014 PROXY STATEMENT.
3 NON-BINDING RESOLUTION TO DETERMINE THE Mgmt 3 Years For
FREQUENCY (WHETHER ANNUAL, BIENNIAL OR
TRIENNIAL) WITH WHICH SHAREHOLDERS OF THE
COMPANY SHALL BE ENTITLED TO HAVE AN
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
4 SHAREHOLDER PROPOSAL REGARDING GREENHOUSE Shr Against For
GAS AND OTHER AIR EMISSIONS.
5 SHAREHOLDER PROPOSAL REGARDING DIVIDENDS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC. Agenda Number: 933980193
--------------------------------------------------------------------------------------------------------------------------
Security: 09247X101
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: BLK
ISIN: US09247X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ABDLATIF YOUSEF Mgmt For For
AL-HAMAD
1B. ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C. ELECTION OF DIRECTOR: PAMELA DALEY Mgmt For For
1D. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1E. ELECTION OF DIRECTOR: FABRIZIO FREDA Mgmt For For
1F. ELECTION OF DIRECTOR: MURRAY S. GERBER Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES GROSFELD Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID H. KOMANSKY Mgmt For For
1I. ELECTION OF DIRECTOR: SIR DERYCK MAUGHAN Mgmt For For
1J. ELECTION OF DIRECTOR: CHERYL D. MILLS Mgmt For For
1K. ELECTION OF DIRECTOR: MARCO ANTONIO SLIM Mgmt For For
DOMIT
1L. ELECTION OF DIRECTOR: JOHN S. VARLEY Mgmt For For
1M. ELECTION OF DIRECTOR: SUSAN L. WAGNER Mgmt For For
2. APPROVAL OF THE AMENDMENT TO THE AMENDED Mgmt Against Against
AND RESTATED BLACKROCK, INC. 1999 STOCK
AWARD AND INCENTIVE PLAN (THE "STOCK PLAN")
AND RE-APPROVAL OF THE PERFORMANCE GOALS
UNDER THE STOCK PLAN.
3. RE-APPROVAL OF THE PERFORMANCE GOALS SET Mgmt Against Against
FORTH IN THE AMENDED BLACKROCK, INC. 1999
ANNUAL INCENTIVE PERFORMANCE PLAN.
4. APPROVAL, IN A NON-BINDING ADVISORY VOTE, Mgmt Against Against
OF THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS, AS DISCLOSED AND DISCUSSED IN THE
PROXY STATEMENT.
5. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS BLACKROCK'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
CABELA'S INCORPORATED Agenda Number: 933992605
--------------------------------------------------------------------------------------------------------------------------
Security: 126804301
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: CAB
ISIN: US1268043015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THEODORE M. ARMSTRONG Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES W. CABELA Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN H. EDMONDSON Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN GOTTSCHALK Mgmt For For
1E. ELECTION OF DIRECTOR: DENNIS HIGHBY Mgmt For For
1F. ELECTION OF DIRECTOR: REUBEN MARK Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL R. MCCARTHY Mgmt For For
1H. ELECTION OF DIRECTOR: THOMAS L. MILLNER Mgmt For For
1I. ELECTION OF DIRECTOR: DONNA M. MILROD Mgmt For For
1J. ELECTION OF DIRECTOR: BETH M. PRITCHARD Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2014.
3. AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION Agenda Number: 933926733
--------------------------------------------------------------------------------------------------------------------------
Security: 143658300
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: CCL
ISIN: PA1436583006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RE-ELECT MICKY ARISON AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
2. TO RE-ELECT SIR JONATHON BAND AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
3. TO RE-ELECT ARNOLD W. DONALD AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
4. TO RE-ELECT RICHARD J. GLASIER AS A Mgmt For For
DIRECTOR OF CARNIVAL CORPORATION AND AS A
DIRECTOR OF CARNIVAL PLC.
5. TO RE-ELECT DEBRA KELLY-ENNIS AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
6. TO RE-ELECT SIR JOHN PARKER AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
7. TO RE-ELECT STUART SUBOTNICK AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
8. TO RE-ELECT LAURA WEIL AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
9. TO RE-ELECT RANDALL J. WEISENBURGER AS A Mgmt For For
DIRECTOR OF CARNIVAL CORPORATION AND AS A
DIRECTOR OF CARNIVAL PLC.
10. TO RE-APPOINT THE UK FIRM OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR CARNIVAL PLC AND TO RATIFY THE
SELECTION OF THE U.S. FIRM OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM FOR CARNIVAL CORPORATION.
11. TO AUTHORIZE THE AUDIT COMMITTEE OF Mgmt For For
CARNIVAL PLC TO AGREE TO THE REMUNERATION
OF THE INDEPENDENT AUDITORS OF CARNIVAL
PLC.
12. TO RECEIVE THE UK ACCOUNTS AND REPORTS OF Mgmt For For
THE DIRECTORS AND AUDITORS OF CARNIVAL PLC
FOR THE YEAR ENDED NOVEMBER 30, 2013 (IN
ACCORDANCE WITH LEGAL REQUIREMENTS
APPLICABLE TO UK COMPANIES).
13. TO APPROVE THE FISCAL 2013 COMPENSATION OF Mgmt Against Against
THE NAMED EXECUTIVE OFFICERS OF CARNIVAL
CORPORATION & PLC (IN ACCORDANCE WITH LEGAL
REQUIREMENTS APPLICABLE TO U.S. COMPANIES).
14. TO APPROVE THE CARNIVAL PLC DIRECTORS' Mgmt Against Against
REMUNERATION REPORT (OTHER THAN THE
CARNIVAL PLC DIRECTORS' REMUNERATION POLICY
SET OUT IN SECTION A OF PART II OF THE
CARNIVAL PLC DIRECTORS' REMUNERATION
REPORT) FOR THE YEAR ENDED NOVEMBER 30,
2013 (IN ACCORDANCE WITH LEGAL REQUIREMENTS
APPLICABLE TO UK COMPANIES).
15. TO APPROVE THE CARNIVAL PLC DIRECTORS' Mgmt For For
REMUNERATION POLICY SET OUT IN SECTION A OF
PART II OF THE CARNIVAL PLC DIRECTORS'
REMUNERATION REPORT FOR THE YEAR ENDED
NOVEMBER 30, 2013 (IN ACCORDANCE WITH LEGAL
REQUIREMENTS APPLICABLE TO UK COMPANIES).
16. TO APPROVE THE GIVING OF AUTHORITY FOR THE Mgmt For For
ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN
ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK
COMPANIES).
17. TO APPROVE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS IN RELATION TO THE
ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN
ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK
COMPANIES).
18. TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL Mgmt For For
PLC TO BUY BACK CARNIVAL PLC ORDINARY
SHARES IN THE OPEN MARKET (IN ACCORDANCE
WITH LEGAL REQUIREMENTS APPLICABLE TO UK
COMPANIES DESIRING TO IMPLEMENT SHARE BUY
BACK PROGRAMS).
19. TO APPROVE THE CARNIVAL PLC 2014 EMPLOYEE Mgmt For For
SHARE PLAN.
--------------------------------------------------------------------------------------------------------------------------
CINCINNATI FINANCIAL CORPORATION Agenda Number: 933934982
--------------------------------------------------------------------------------------------------------------------------
Security: 172062101
Meeting Type: Annual
Meeting Date: 26-Apr-2014
Ticker: CINF
ISIN: US1720621010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM F. BAHL Mgmt For For
1B. ELECTION OF DIRECTOR: GREGORY T. BIER Mgmt For For
1C. ELECTION OF DIRECTOR: LINDA W. Mgmt For For
CLEMENT-HOLMES
1D. ELECTION OF DIRECTOR: DIRK J. DEBBINK Mgmt For For
1E. ELECTION OF DIRECTOR: STEVEN J. JOHNSTON Mgmt For For
1F. ELECTION OF DIRECTOR: KENNETH C. Mgmt For For
LICHTENDAHL
1G. ELECTION OF DIRECTOR: W. RODNEY MCMULLEN Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID P. OSBORN Mgmt For For
1I. ELECTION OF DIRECTOR: GRETCHEN W. PRICE Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN J. SCHIFF, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: THOMAS R. SCHIFF Mgmt For For
1L. ELECTION OF DIRECTOR: DOUGLAS S. SKIDMORE Mgmt For For
1M. ELECTION OF DIRECTOR: KENNETH W. STECHER Mgmt For For
1N. ELECTION OF DIRECTOR: JOHN F. STEELE, JR. Mgmt For For
1O. ELECTION OF DIRECTOR: LARRY R. WEBB Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. A NONBINDING PROPOSAL TO APPROVE Mgmt For For
COMPENSATION FOR THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. RE-APPROVAL OF THE PERFORMANCE OBJECTIVES Mgmt For For
FOR THE CINCINNATI FINANCIAL CORPORATION
2009 INCENTIVE COMPENSATION PLAN.
5. A SHAREHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTING IN UNCONTESTED DIRECTOR ELECTIONS,
IF INTRODUCED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
COLUMBIA SPORTSWEAR COMPANY Agenda Number: 933992441
--------------------------------------------------------------------------------------------------------------------------
Security: 198516106
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: COLM
ISIN: US1985161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GERTRUDE BOYLE Mgmt For For
TIMOTHY P. BOYLE Mgmt For For
SARAH A. BANY Mgmt For For
MURREY R. ALBERS Mgmt For For
STEPHEN E. BABSON Mgmt For For
ANDY D. BRYANT Mgmt For For
EDWARD S. GEORGE Mgmt For For
WALTER T. KLENZ Mgmt For For
RONALD E. NELSON Mgmt For For
JOHN W. STANTON Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 933946305
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: JODY L. FREEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: GAY HUEY EVANS Mgmt For For
1G. ELECTION OF DIRECTOR: RYAN M. LANCE Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For
1I. ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt For For
2. RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
CONOCOPHILLIPS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF 2014 OMNIBUS STOCK AND Mgmt For For
PERFORMANCE INCENTIVE PLAN OF
CONOCOPHILLIPS.
5. REPORT ON LOBBYING EXPENDITURES. Shr Against For
6. GREENHOUSE GAS REDUCTION TARGETS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED Agenda Number: 933931215
--------------------------------------------------------------------------------------------------------------------------
Security: 219350105
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: GLW
ISIN: US2193501051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHANIE A. BURNS Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT F. CUMMINGS, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: JAMES B. FLAWS Mgmt For For
1F. ELECTION OF DIRECTOR: DEBORAH A. HENRETTA Mgmt For For
1G. ELECTION OF DIRECTOR: KURT M. LANDGRAF Mgmt For For
1H. ELECTION OF DIRECTOR: KEVIN J. MARTIN Mgmt For For
1I. ELECTION OF DIRECTOR: DEBORAH D. RIEMAN Mgmt For For
1J. ELECTION OF DIRECTOR: HANSEL E. TOOKES II Mgmt For For
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1L. ELECTION OF DIRECTOR: MARK S. WRIGHTON Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVAL OF THE ADOPTION OF THE 2014 Mgmt For For
VARIABLE COMPENSATION PLAN.
4. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CORNING'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
DOLLAR TREE, INC. Agenda Number: 934024059
--------------------------------------------------------------------------------------------------------------------------
Security: 256746108
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: DLTR
ISIN: US2567461080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ARNOLD S. BARRON Mgmt For For
MACON F. BROCK, JR. Mgmt For For
MARY ANNE CITRINO Mgmt For For
H. RAY COMPTON Mgmt For For
CONRAD M. HALL Mgmt For For
LEMUEL E. LEWIS Mgmt For For
J. DOUGLAS PERRY Mgmt For For
BOB SASSER Mgmt For For
THOMAS A. SAUNDERS III Mgmt For For
THOMAS E. WHIDDON Mgmt For For
CARL P. ZEITHAML Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
3. TO RATIFY THE SELECTION OF KPMG AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
4. SHAREHOLDER PROPOSAL TO IMPLEMENT A Shr Against For
MAJORITY VOTE STANDARD IN UNCONTESTED
DIRECTOR ELECTIONS
--------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda Number: 933944159
--------------------------------------------------------------------------------------------------------------------------
Security: 268648102
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: EMC
ISIN: US2686481027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For
1C. ELECTION OF DIRECTOR: GAIL DEEGAN Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM D. GREEN Mgmt For For
1G. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1H. ELECTION OF DIRECTOR: JAMI MISCIK Mgmt For For
1I. ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID N. STROHM Mgmt For For
1K. ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
2. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS
EMC'S INDEPENDENT AUDITORS.
3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt For For
COMPENSATION, AS DESCRIBED IN EMC'S PROXY
STATEMENT.
4. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr For Against
TO AN INDEPENDENT BOARD CHAIRMAN, AS
DESCRIBED IN EMC'S PROXY STATEMENT.
5. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For
TO POLITICAL CONTRIBUTIONS, AS DESCRIBED IN
EMC'S PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION Agenda Number: 933937623
--------------------------------------------------------------------------------------------------------------------------
Security: 369550108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: GD
ISIN: US3695501086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARY T. BARRA Mgmt For For
1B ELECTION OF DIRECTOR: NICHOLAS D. CHABRAJA Mgmt For For
1C ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM P. FRICKS Mgmt For For
1E ELECTION OF DIRECTOR: PAUL G. KAMINSKI Mgmt For For
1F ELECTION OF DIRECTOR: JOHN M. KEANE Mgmt For For
1G ELECTION OF DIRECTOR: LESTER L. LYLES Mgmt For For
1H ELECTION OF DIRECTOR: JAMES N. MATTIS Mgmt For For
1I ELECTION OF DIRECTOR: PHEBE N. NOVAKOVIC Mgmt For For
1J ELECTION OF DIRECTOR: WILLIAM A. OSBORN Mgmt For For
1K ELECTION OF DIRECTOR: LAURA J. SCHUMACHER Mgmt For For
1L ELECTION OF DIRECTOR: ROBERT WALMSLEY Mgmt For For
2. SELECTION OF INDEPENDENT AUDITORS. Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL WITH REGARD TO AN Shr Against For
INDEPENDENT BOARD CHAIRMAN.
5. SHAREHOLDER PROPOSAL WITH REGARD TO Shr Against For
LOBBYING DISCLOSURE.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 933935237
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For For
1B. ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For
1C. ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For
1D. ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For For
1E. ELECTION OF DIRECTOR: D.N. FARR Mgmt For For
1F. ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For
1G. ELECTION OF DIRECTOR: A.N. LIVERIS Mgmt For For
1H. ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For
1J. ELECTION OF DIRECTOR: V.M. ROMETTY Mgmt For For
1K. ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For
1L. ELECTION OF DIRECTOR: S. TAUREL Mgmt For For
1M. ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71)
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(PAGE 72)
4. APPROVAL OF LONG-TERM INCENTIVE PERFORMANCE Mgmt For For
TERMS FOR CERTAIN EXECUTIVES PURSUANT TO
SECTION 162(M) OF THE INTERNAL REVENUE CODE
(PAGE 73)
5. ADOPTION OF THE IBM 2014 EMPLOYEES STOCK Mgmt For For
PURCHASE PLAN (PAGE 76)
6. STOCKHOLDER PROPOSAL FOR DISCLOSURE OF Shr Against For
LOBBYING POLICIES AND PRACTICES (PAGE 78)
7. STOCKHOLDER PROPOSAL ON THE RIGHT TO ACT BY Shr For Against
WRITTEN CONSENT (PAGE 79)
8. STOCKHOLDER PROPOSAL TO LIMIT ACCELERATED Shr Against For
EXECUTIVE PAY (PAGE 80)
--------------------------------------------------------------------------------------------------------------------------
LORILLARD, INC. Agenda Number: 933972641
--------------------------------------------------------------------------------------------------------------------------
Security: 544147101
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: LO
ISIN: US5441471019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DIANNE NEAL BLIXT Mgmt For For
1.2 ELECTION OF DIRECTOR: ANDREW H. CARD, JR. Mgmt For For
1.3 ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt Against Against
1.4 ELECTION OF DIRECTOR: DAVID E.R. DANGOOR Mgmt For For
1.5 ELECTION OF DIRECTOR: MURRAY S. KESSLER Mgmt For For
1.6 ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1.7 ELECTION OF DIRECTOR: RICHARD W. ROEDEL Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVAL OF THE 2008 INCENTIVE COMPENSATION Mgmt For For
PLAN AS AMENDED AND RESTATED.
4. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
5. SHAREHOLDER PROPOSAL ON DISCLOSURE OF Shr For Against
LOBBYING POLICIES AND PRACTICES.
6. SHAREHOLDER PROPOSAL ON ADDITIONAL Shr Against For
DISCLOSURE OF THE HEALTH RISKS OF SMOKING.
--------------------------------------------------------------------------------------------------------------------------
MBIA INC. Agenda Number: 933941557
--------------------------------------------------------------------------------------------------------------------------
Security: 55262C100
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: MBI
ISIN: US55262C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOSEPH W. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: MARYANN BRUCE Mgmt For For
1C. ELECTION OF DIRECTOR: SEAN D. CARNEY Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID A. COULTER Mgmt For For
1E. ELECTION OF DIRECTOR: STEVEN J. GILBERT Mgmt For For
1F. ELECTION OF DIRECTOR: DANIEL P. KEARNEY Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES R. RINEHART Mgmt For For
1H. ELECTION OF DIRECTOR: THEODORE SHASTA Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD C. VAUGHAN Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE Mgmt For For
COMPENSATION.
3. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP, CERTIFIED
PUBLIC ACCOUNTANTS, AS INDEPENDENT AUDITORS
FOR THE COMPANY FOR THE YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
NEWMARKET CORPORATION Agenda Number: 933930592
--------------------------------------------------------------------------------------------------------------------------
Security: 651587107
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: NEU
ISIN: US6515871076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: PHYLLIS L. COTHRAN Mgmt For For
1.2 ELECTION OF DIRECTOR: MARK M. GAMBILL Mgmt For For
1.3 ELECTION OF DIRECTOR: BRUCE C. GOTTWALD Mgmt For For
1.4 ELECTION OF DIRECTOR: THOMAS E. GOTTWALD Mgmt For For
1.5 ELECTION OF DIRECTOR: PATRICK D. HANLEY Mgmt For For
1.6 ELECTION OF DIRECTOR: JAMES E. ROGERS Mgmt For For
1.7 ELECTION OF DIRECTOR: CHARLES B. WALKER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CORPORATION FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF NEWMARKET CORPORATION.
4. APPROVAL OF THE NEWMARKET CORPORATION 2014 Mgmt For For
INCENTIVE COMPENSATION AND STOCK PLAN.
--------------------------------------------------------------------------------------------------------------------------
OLD DOMINION FREIGHT LINE, INC. Agenda Number: 933992186
--------------------------------------------------------------------------------------------------------------------------
Security: 679580100
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: ODFL
ISIN: US6795801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EARL E. CONGDON Mgmt For For
DAVID S. CONGDON Mgmt For For
J. PAUL BREITBACH Mgmt For For
JOHN R. CONGDON, JR. Mgmt For For
ROBERT G. CULP, III Mgmt For For
JOHN D. KASARDA Mgmt For For
LEO H. SUGGS Mgmt For For
D. MICHAEL WRAY Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933933738
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1D. ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For
1E. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1G. ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1H. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For
1I. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1J. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1L. ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE Mgmt For For
2. RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
4. APPROVAL OF PFIZER INC. 2014 STOCK PLAN Mgmt For For
5. SHAREHOLDER PROPOSAL REGARDING APPROVAL OF Shr Against For
POLITICAL CONTRIBUTIONS POLICY
6. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
ACTIVITIES
7. SHAREHOLDER PROPOSAL REGARDING ACTION BY Shr For Against
WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
STURM, RUGER & COMPANY, INC. Agenda Number: 933944351
--------------------------------------------------------------------------------------------------------------------------
Security: 864159108
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: RGR
ISIN: US8641591081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. MICHAEL JACOBI Mgmt For For
JOHN A. COSENTINO, JR. Mgmt For For
AMIR P. ROSENTHAL Mgmt For For
RONALD C. WHITAKER Mgmt For For
PHILLIP C. WIDMAN Mgmt For For
MICHAEL O. FIFER Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
MCGLADREY LLP AS THE INDEPENDENT AUDITORS
OF THE COMPANY FOR THE 2014 FISCAL YEAR.
3. AN ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
THE HERSHEY COMPANY Agenda Number: 933934831
--------------------------------------------------------------------------------------------------------------------------
Security: 427866108
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: HSY
ISIN: US4278661081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
P.M. ARWAY Mgmt For For
J.P. BILBREY Mgmt For For
R.F. CAVANAUGH Mgmt For For
C.A. DAVIS Mgmt For For
M.K. HABEN Mgmt For For
R.M. MALCOLM Mgmt For For
J.M. MEAD Mgmt Withheld Against
J.E. NEVELS Mgmt Withheld Against
A.J. PALMER Mgmt For For
T.J. RIDGE Mgmt For For
D.L. SHEDLARZ Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2014.
3. APPROVE, ON A NON-BINDING ADVISORY BASIS, A Mgmt For For
RESOLUTION APPROVING EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933937089
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1G) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1I) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1J) ELECTION OF DIRECTOR: JAMES H. QUIGLEY Mgmt For For
1K) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1L) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1N) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
2. VOTE ON AN ADVISORY RESOLUTION TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
4. ADOPT A POLICY TO REQUIRE AN INDEPENDENT Shr For Against
CHAIRMAN.
5. REVIEW AND REPORT ON INTERNAL CONTROLS OVER Shr Against For
THE COMPANY'S MORTGAGE SERVICING AND
FORECLOSURE PRACTICES.
Curian Guidance - Conservative Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian Guidance - Equity 100 Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian Guidance - Equity Income Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian Guidance - Fixed Income 100 Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian Guidance - Growth Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian Guidance - Institutional Alt 100 Conservative Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian Guidance - Institutional Alt 100 Growth Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian Guidance - Institutional Alt 100 Moderate Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian Guidance - Institutional Alt 65 Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian Guidance - Interest Rate Opportunities Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian Guidance - International Opportunities Conservative Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian Guidance - International Opportunities Growth Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian Guidance - International Opportunities Moderate Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian Guidance - Maximum Growth Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian Guidance - Moderate Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian Guidance - Moderate Growth Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian Guidance - Multi-Strategy Income Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian Guidance - Real Assets Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian Guidance - Tactical Maximum Growth Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian Guidance - Tactical Moderate Growth Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian Long Short Credit Fund
--------------------------------------------------------------------------------------------------------------------------
KAYNE ANDERSON MLP INVESTMENT CO Agenda Number: 934018195
--------------------------------------------------------------------------------------------------------------------------
Security: 486606106
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: KYN
ISIN: US4866061066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE ELECTION OF ONE CLASS I DIRECTOR FOR A Mgmt For For
TERM OF THREE YEARS AND UNTIL HIS SUCCESSOR
IS ELECTED AND QUALIFIED: GERALD I.
ISENBERG
2. THE RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING NOVEMBER
30, 2014.
--------------------------------------------------------------------------------------------------------------------------
PIMCO Agenda Number: 933934398
--------------------------------------------------------------------------------------------------------------------------
Security: 72202D106
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: PCI
ISIN: US72202D1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HANS W. KERTESS Mgmt For For
WILLIAM B. OGDEN, IV Mgmt For For
ALAN RAPPAPORT Mgmt For For
Curian Tactical Advantage 35 Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian Tactical Advantage 60 Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian Tactical Advantage 75 Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian/AQR Risk Parity Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian/Aberdeen Latin America Fund
--------------------------------------------------------------------------------------------------------------------------
ALMACENES EXITO SA, COLOMBIA Agenda Number: 704974989
--------------------------------------------------------------------------------------------------------------------------
Security: P3782F107
Meeting Type: OGM
Meeting Date: 20-Mar-2014
Ticker:
ISIN: COG31PA00010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Verification of the quorum Mgmt Abstain Against
2 Reading and approval of the agenda Mgmt For For
3 Election of the committee to count the Mgmt For For
votes and to review, approve and sign the
general meeting minutes
4 Reading of the management report from the Mgmt For For
board of directors and from the president
5 Presentation of the individual and Mgmt For For
consolidated general purpose financial
statements, their attachments, and other
documents that are legally required, with a
cutoff date of December 31, 2013
6 Reading of the reports from the auditor Mgmt For For
7 Approval of the management report, of the Mgmt For For
financial statements with a cutoff date of
December 31, 2013, together with their
attachments and other legally required
documents
8 Establishment of the allocation for the Mgmt For For
board of directors
9 Election of the members of the board of Mgmt Abstain Against
directors for the period from 2014 through
2016
10 Election of the auditor for the period from Mgmt For For
2014 through 2016
11 Proposals from the management plan for the Mgmt Against Against
distribution of profit. Donations. Bylaws
amendments. Rules for the functioning of
the general meeting of shareholders
12 Proposals from the shareholders Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
AMBEV SA Agenda Number: 704881778
--------------------------------------------------------------------------------------------------------------------------
Security: P0273U106
Meeting Type: EGM
Meeting Date: 02-Jan-2014
Ticker:
ISIN: BRABEVACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
I To examine, discuss and approve all the Mgmt For For
terms and conditions of the protocol and
justification of merger of Companhia De
Bebidas Das Americas Ambev with and into
Ambev S.A., entered into by and among the
companies' managers protocol and
justification and merger, respectively
II To ratify the retention of the specialized Mgmt For For
firm apsis Consultoria Empresarial Ltda.
apsis to prepare a the valuation report of
Companhia De Bebidas Das Americas Ambev
Companhia De Bebidas, based on its book
value, for purposes of sections 227 and 8
of law no. 6,404.76 valuation report I. and
B the valuation report of the net equities
of the company and Companhia De Bebidas, at
market value, evaluated under the same
criteria and on the same date, for purposes
of section 264 of law no. 6,404.76 net
equity valuation report I
III To approve the valuation report I Mgmt For For
IV To approve the merger I Mgmt For For
V To examine, discuss and approve all terms Mgmt For For
and conditions of the protocol and
justification of merger of Ambev Brasil
Bebidas S.A. with and into the company,
entered into by and among the companies
managers protocol and justification ii and
merger II, respectively
VI To ratify the hiring of the specialized Mgmt For For
firm apsis to prepare a the valuation
report of the net equity of Ambev Brasil
Bebidas S.A. Ambev Brasil, based on its
book value, for purposes of sections 227
and 8 of law no. 6,404.76 valuation report
Ii. and B the valuation report of the net
equities of the company and Ambev Brasil,
at market value, evaluated under the same
criteria and on the same date, for purposes
of section 264 of law no. 6.404/76 net
equity valuation report II
VII To approve the valuation report II Mgmt For For
VIII To approve the merger ii and the company's Mgmt For For
capital increase, upon the issuance of
common shares to be subscribed and paid in
by the managers of Ambev Brasil, for the
benefit of its shareholders, with the
consequent amendment of the first part of
article 5 of the company's by laws in order
to reflect the referred capital increase
IX To amend, again, the first part of article Mgmt For For
5 of the company's by laws in order to
reflect possible capital increases approved
within the limit of the authorized capital
and confirmed by the members of the
company's board of directors until the date
of EGM
X To amend article 3 of the company's by laws Mgmt For For
in order to i include the activity of
printing, services of preprinting and
graphic finishing and reproduction of
recorded materials in any base. and ii
adjust the activity of trade of byproducts,
as per item g thereof, to mention,
including, but not limited to, byproducts
for animal feeding
XI To authorize the company's executive Mgmt For For
committee to perform all acts necessary for
the consummation of the merger
XII To appoint a new composition to the Mgmt For For
company's board of directors, including two
independent members, pursuant to paragraph
4 of article 15 of the company's by laws,
with term of office until the 2017 annual
meeting
XIII To amend and restate the company's bylaws, Mgmt For For
in accordance with company's management
proposal
--------------------------------------------------------------------------------------------------------------------------
AMBEV SA Agenda Number: 705087321
--------------------------------------------------------------------------------------------------------------------------
Security: P0273U106
Meeting Type: AGM
Meeting Date: 28-Apr-2014
Ticker:
ISIN: BRABEVACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
I Analysis of the management accounts, with Mgmt For For
examination, discussion and voting on the
financial statements related to the fiscal
year ended December 31, 2013
II Allocation of the net profits for the Mgmt For For
fiscal year ended December 31, 2013 and
ratification of the payment of interest on
own capital and distribution of dividends,
related to the fiscal year ended on
December 31, 2013, approved by the board of
directors at meetings held on August 30,
2013, January 6, 2014, and March 25, 2014
III Election of the members of the company's Mgmt Abstain Against
fiscal council and their respective
alternates for a term in office until the
ordinary general meeting to be held in 2015
: 3A Candidates nominated by the
controller: James Terence Coulter Wright,
Titular, Ary Waddington, Substitute, Celso
Clemente Giacometti, Titular, Emanuel
Sotelino Schifferle, Substitute. Candidates
nominated by the minority ordinary
shareholder Caixa de Previdencia dos
Funcionarios do Banco do Brasil Previ: 3b
Merio Fernando Engelke, titular, Jose Elias
Neto, substitute.
IV Ratification of the amounts paid out as Mgmt For For
compensation to the management and to the
members of the fiscal council of the
company during the fiscal year ended
December 31, 2013 and establishing the
overall compensation of the management and
of the members of the fiscal council for
the fiscal year to be ended December 31,
2014
CMMT 04 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF NAMES IN
RESOLUTION 3 AND CHANGE IN MEETING TYPE
FROM EGM TO AGM. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
AMBEV SA Agenda Number: 705092017
--------------------------------------------------------------------------------------------------------------------------
Security: P0273U106
Meeting Type: EGM
Meeting Date: 28-Apr-2014
Ticker:
ISIN: BRABEVACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
I With the purpose of carrying out the Mgmt For For
partial capitalization of the tax benefit
earned by the company with the partial
amortization of the special premium reserve
in 319.99 for the 2013 fiscal year,
pursuant to the article 7 of CVM ruling N.
319.99, a capital increase in the minimum
amount of BRL 218.277.229,62, upon issuance
of 13.566.018 shares and the maximum amount
of BRL 352.684.594,10, upon issuance of up
to 21.919.490 shares, at the issuance price
of BRL 16.09 per share, which correspond to
the closing price at the Sao Paulo Stock
Exchange BMF Bovespa S.A. Bolsa de Valores,
Mercadorias e Futuros on January 31, 2014,
when the abovementioned tax benefit was
earned. Of the shares to be issued. A.
13.566.018 shares shall be fully subscribed
and paid in by Interbrew international B.V.
And Ambrew SA, both subsidiaries CONTD
CONT CONTD of Anheuser Busch Inbev N.V.S.A. Non-Voting
controlling shareholder of the company upon
the capitalization of 70 percent of the
abovementioned tax benefit in the amount of
BRL 218.277.229,62 b. Up to 8.353.472
shares upon the exercise of their
preemptive rights by the remaining
shareholders in this capital increase in a
proportion of 0.139940902 percent of their
respective stakes in the company held on
the date of the extraordinary general
meeting at the same price mentioned above
for payment in cash on subscription thereto
pursuant to the management proposal
II New capital increase in the amount of BRL Mgmt For For
93.547.390,11 corresponding to the
capitalization of 30 percent of the tax
benefit earned with the partial
amortization of the special premium reserve
in the fiscal year of 2013, pursuant to
article 7 of the CVM ruling N. 319.99,
without the issuance of new shares
III By virtue of the resolution mentioned in Mgmt For For
II. Above, as well as the capital increases
approved by the company's board of
directors within the limit of the
authorized capital, and ratified until the
date of the ordinary and extraordinary
general meetings, to amend caput of article
5 of the company's by laws and to restate
such by laws
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
AREZZO INDUSTRIA E COMERCIO SA Agenda Number: 704637581
--------------------------------------------------------------------------------------------------------------------------
Security: P04508100
Meeting Type: EGM
Meeting Date: 15-Jul-2013
Ticker:
ISIN: BRARZZACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 218004 DUE TO DELETION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
I A change in the maximum number of members Mgmt For For
who can make up the board of directors of
the company
II A change in the authority to appoint the Mgmt For For
chairperson and vice chairperson of the
board of directors, with is now being done
by the general meeting
III The amendment of articles 13, 18 and 21 of Mgmt For For
the corporate bylaws of the company as a
result of the resolutions described in
items I and II above
IV The restatement of the corporate bylaws of Mgmt For For
the company, with them reflecting the
amendments mentioned in item iii above, as
well as the current amount of the share
capital and the number of shares of the
company in accordance with the capital
increases within the authorized capital
limit as resolved on at meetings of the
board of directors of the company held on
a. January 31, 2011, b. February 29, 2012,
c. July 30, 2012, and d. June 28, 2013
V Establishment of a new number of members of Mgmt For For
the board of directors for the current
unified term in office, with this
increasing from the current eight members
to 10 members
VI Acceptance of the resignation of four Mgmt For For
members of the board of directors of the
company
VII Election of six new members of the board of Mgmt For For
directors of the company, with a term in
office until the annual general meeting
that resolves on the financial statements
from the fiscal year that is to end on
December 31, 2014
VIII Ratification of the appointment of the Mgmt For For
chairperson and vice chairperson of the
board of directors
IX A change in the aggregate annual Mgmt For For
compensation amount for the managers for
the 2013 fiscal year
--------------------------------------------------------------------------------------------------------------------------
AREZZO INDUSTRIA E COMERCIO SA Agenda Number: 705103101
--------------------------------------------------------------------------------------------------------------------------
Security: P04508100
Meeting Type: AGM
Meeting Date: 25-Apr-2014
Ticker:
ISIN: BRARZZACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
I TO EXAMINE, DISCUSS AND VOTE UPON THE BOARD Mgmt For For
OF DIRECTORS ANNUAL REPORT, THE FINANCIAL
STATEMENTS AND INDEPENDENT AUDITORS REPORT
RELATING TO FISCAL YEAR ENDED DECEMBER 31,
2013
II TO DECIDE ON THE ALLOCATION OF THE RESULT Mgmt For For
OF THE FISCAL YEAR AND THE DISTRIBUTION OF
DIVIDENDS
III TO APPROVE THE PROPOSAL FOR THE CAPITAL Mgmt For For
BUDGET FOR THE YEAR 2014 FISCAL YEAR
IV TO SET THE GLOBAL REMUNERATION OF THE Mgmt For For
COMPANY MANAGERS FOR THE 2014 FISCAL YEAR
--------------------------------------------------------------------------------------------------------------------------
AREZZO INDUSTRIA E COMERCIO SA Agenda Number: 705103606
--------------------------------------------------------------------------------------------------------------------------
Security: P04508100
Meeting Type: EGM
Meeting Date: 25-Apr-2014
Ticker:
ISIN: BRARZZACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 THE INCLUSION, AMONG THE PROVISIONS OF THE Mgmt For For
CORPORATE BYLAWS OF THE COMPANY, OF A
PROHIBITION ON THE POSITIONS OF CHAIRPERSON
OF THE BOARD OF DIRECTORS AND OF THE
PRESIDENT OR CHIEF EXECUTIVE OFFICER OF THE
COMPANY BEING HELD BY THE SAME PERSON FROM
MAY 10, 2014, IN COMPLIANCE WITH THAT WHICH
IS REQUIRED BY THE NOVO MERCADO LISTING
RULES OF THE BM AND FBOVESPA, BOLSA DE
VALORES, MERCADORIAS E FUTUROS, WITH THE
CONSEQUENT INCLUSION OF A PARAGRAPH 7 IN
ARTICLE 13 OF THE CORPORATE BYLAWS OF THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
BANCO BRADESCO SA, OSASCO Agenda Number: 704955814
--------------------------------------------------------------------------------------------------------------------------
Security: P1808G117
Meeting Type: AGM
Meeting Date: 10-Mar-2014
Ticker:
ISIN: BRBBDCACNPR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting
CAN VOTE ON ITEM 3 AND 4 ONLY. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
1 Acknowledge the management report, the Non-Voting
fiscal councils opinion, the independent
auditors report, and the summary of the
audit committees report, as well as
examine, discuss and vote on the financial
statements related to the fiscal year ended
on December 31, 2013
2 Resolve on the board of directors proposal Non-Voting
for the allocation of the net income of the
fiscal year 2013 and ratification of the
early distribution of interest on
shareholders equity and dividends paid and
to be paid
3 Elect the board of directors members. it is Mgmt No vote
necessary, pursuant to CVM rules 165 of
December 11, 1991, and 282 of June 26, 1998
at least 5 five percent of the voting
capital so that shareholders can require
the adoption of the multiple vote process
4 Elect the fiscal council members, pursuant Mgmt No vote
to article 161 of law 6,404 of December 15,
1976 and establish their respective
compensation
5 Resolve on the board of directors proposals Non-Voting
for the managements compensation and the
amount to support the managements pension
plans
CMMT 27 FEB 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DELETION OF NAMES IN
RESOLUTIONS 3 AND 4. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BANCO BRADESCO SA, OSASCO Agenda Number: 704956513
--------------------------------------------------------------------------------------------------------------------------
Security: P1808G109
Meeting Type: EGM
Meeting Date: 10-Mar-2014
Ticker:
ISIN: BRBBDCACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 Examine the Board of Directors proposals to Mgmt For For
partially amend the bylaws, in the caput of
Article 12, reducing from 7 to 3 the
minimum number of members for the position
of Officer, adapting it to the current
organizational structure of the Company
--------------------------------------------------------------------------------------------------------------------------
BANCO BRADESCO SA, OSASCO Agenda Number: 705004000
--------------------------------------------------------------------------------------------------------------------------
Security: P1808G109
Meeting Type: AGM
Meeting Date: 10-Mar-2014
Ticker:
ISIN: BRBBDCACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 280448 DUE TO NON SPLITTING OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 Acknowledge the management report, the Mgmt For For
fiscal councils opinion, the independent
auditors report, and the summary of the
audit committees report, as well as
examine, discuss and vote on the financial
statements related to the fiscal year ended
on December 31, 2013
2 Resolve on the board of directors proposal Mgmt For For
for the allocation of the net income of the
fiscal year 2013 and ratification of the
early distribution of interest on
shareholders equity and dividends paid and
to be paid
3 Elect the board of directors members, it is Mgmt Abstain Against
necessary, pursuant to CVM rules 165 of
December 11, 1991, and 282 of June 26, 1998
at least 5 five percent of the voting
capital so that shareholders can require
the adoption of the multiple vote process:
Lazaro de Mello Brandao, Antonio Bornia,
Mario da Silveira Teixeira Junior, Joao
Aguiar Alvarez, Denise Aguiar Alvare, Luiz
Carlos Trabuco Cappi, Carlos Alberto
Rodrigues Guilherme, Milton Matsumoto,
brasileiro and Jose Alcides Munhoz, for
common shares
4 Elect the fiscal council members, pursuant Mgmt Abstain Against
to article 161 of law 6,404 of December 15,
1976 and establish their respective
compensation: Nelson Lopes de Oliveira
principal member, Jorge Tadeu Pinto de
Figueiredo substitute member and Joao
Carlos de Oliveira principal member, Renaud
Roberto Teixeira substitute member, for
common shares
5 Resolve on the board of directors proposals Mgmt Against Against
for the managements compensation and the
amount to support the managements pension
plans
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER CHILE Agenda Number: 933903329
--------------------------------------------------------------------------------------------------------------------------
Security: 05965X109
Meeting Type: Special
Meeting Date: 05-Dec-2013
Ticker: BSAC
ISIN: US05965X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. VOTE ON THE OFFER MADE BY BANCO SANTANDER, Mgmt For For
S.A. TO BANCO SANTANDER - CHILE FOR THE
PURCHASE OF THE SHARES ISSUED BY ITS
SUBSIDIARY CALLED SANTANDER ASSET
MANAGEMENT S.A., ADMINISTRADORA GENERAL DE
FONDOS AND THE SIGNING OF A NEW FUNDS
DISTRIBUTION AGREEMENT BETWEEN BANCO
SANTANDER CHILE AND THE ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
2. TO ACCOUNT FOR THE OPERATIONS REFERRED TO Mgmt For For
IN TITLE XVI OF LAW 18,046 (OPERATIONS WITH
RELATED PARTIES) PERFORMED DURING 2013. FOR
A SUMMARY OF THESE OPERATIONS PLEASE SEE
NOTE 33 OF OUR SEPTEMBER 2013 UNAUDITED
FINANCIAL STATEMENTS IN THE FOLLOWING
LINK:... (DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL)
3. ADOPT THE OTHER AGREEMENTS AND POWERS OF Mgmt For For
ATTORNEY AS MAY BE NECESSARY TO ENFORCE AND
CARRY OUT THE RESOLUTIONS TO BE ADOPTED AT
THIS MEETING
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER CHILE Agenda Number: 933976954
--------------------------------------------------------------------------------------------------------------------------
Security: 05965X109
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: BSAC
ISIN: US05965X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE ANNUAL REPORT, BALANCE Mgmt For For
SHEET AND CONSOLIDATED FINANCIAL STATEMENTS
OF THE BANK AND ITS SUBSIDIARIES, THE
INDEPENDENT REPORT OF THE EXTERNAL
AUDITORS, AND THE NOTES CORRESPONDING TO
THE FINANCIAL YEAR ENDING DECEMBER 31ST OF
2013.
2. APPROVE THE PAYMENT OF A DIVIDEND OF CH$ Mgmt For For
1.40706372 PER SHARE OR 60% OF 2013 NET
INCOME ATTRIBUTABLE TO SHAREHOLDERS AS A
DIVIDEND, WHICH WILL BE PAID IN CHILE
BEGINNING ON APRIL 23, 2014. THE REMAINING
40% OF 2013 NET INCOME ATTRIBUTABLE TO
SHAREHOLDERS WILL BE SET RETAINED AS
RESERVES.
3. APPROVAL OF EXTERNAL AUDITORS. THE BANK HAS Mgmt For For
RECEIVED PROPOSALS FROM KPMG AND DELOITTE
AUDITORES Y CONSULTORES LIMITADA AND THE
BANK RECOMMENDS GOING FORWARD WITH DELOITTE
AUDITORES Y CONSULTORES LIMITADA.
THEREFORE, A VOTE FOR THIS RESOLUTION WILL
BE A VOTE FOR DELOITTE AUDITORES Y
CONSULTORES LIMITADA.
4. APPROVAL OF LOCAL RATING AGENCIES. THE BANK Mgmt For For
RECEIVED PROPOSALS FROM FELLER RATE, FITCH
RATING CHILE AND ICR AND THE BANK
RECOMMENDS GOING FORWARD WITH FELLER AND
FITCH. THEREFORE, A VOTE FOR THIS
RESOLUTION WILL BE A VOTE FOR FELLER AND
FITCH.
5A. RE-ELECTION OF DIRECTOR: MAURICIO LARRAIN Mgmt For For
5B. RE-ELECTION OF DIRECTOR: CARLOS OLIVOS Mgmt For For
(INDEPENDENT)
5C. RE-ELECTION OF DIRECTOR: OSCAR VON CHRISMAR Mgmt For For
5D. RE-ELECTION OF DIRECTOR: VITTORIO CORBO Mgmt For For
5E. RE-ELECTION OF DIRECTOR: VICTOR ARBULU Mgmt For For
5F. RE-ELECTION OF DIRECTOR: MARCO COLODRO Mgmt For For
(INDEPENDENT)
5G. RE-ELECTION OF DIRECTOR: ROBERTO MENDEZ Mgmt For For
5H. RE-ELECTION OF DIRECTOR: LUCIA SANTA CRUZ Mgmt For For
5I. RE-ELECTION OF DIRECTOR: LISANDRO SERRANO Mgmt For For
(INDEPENDENT)
5J. RE-ELECTION OF DIRECTOR: ROBERTO ZAHLER Mgmt For For
5K. RE-ELECTION OF DIRECTOR: JUAN PEDRO SANTA Mgmt For For
MARIA
5L. ELECTION OF DIRECTOR: ALFREDO ERGAS Mgmt For For
(INDEPENDENT)
6.1 ELECTION OF ALTERNATE DIRECTOR: RAIMUNDO Mgmt For For
MONGE
7. APPROVE THE BOARD OF DIRECTORS' 2014 Mgmt For For
REMUNERATION. THE PROPOSAL HAS NO MATERIAL
OR SIGNIFICANT CHANGE TO THE AMOUNT
APPROVED IN 2013.
8. APPROVAL OF THE AUDIT COMMITTEE'S 2014 Mgmt For For
BUDGET AND REMUNERATION FOR ITS MEMBERS.
THE PROPOSAL IS TO MAINTAIN THE
REMUNERATION SCHEME APPROVED IN THE ANNUAL
SHAREHOLDER MEETING OF 2013.
--------------------------------------------------------------------------------------------------------------------------
BANCOLOMBIA SA BANCOLOMBIA, COLOMBIA Agenda Number: 704885726
--------------------------------------------------------------------------------------------------------------------------
Security: P1329P109
Meeting Type: EGM
Meeting Date: 17-Dec-2013
Ticker:
ISIN: COB07PA00011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Quorum verification Mgmt Abstain Against
2 Reading and approval of the points of the Mgmt For For
day
3 Designation of a commission for approval Mgmt For For
and sign of the minutes
4 Proposal for dematerialization of the Mgmt For For
preferential and ordinary outstanding
shares of Bancolombia S.A.
CMMT 11 DEC 2013: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN MEETING TYPE FROM
OGM TO EGM. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BANCOLOMBIA SA, COLOMBIA Agenda Number: 704975296
--------------------------------------------------------------------------------------------------------------------------
Security: P1329P109
Meeting Type: OGM
Meeting Date: 17-Mar-2014
Ticker:
ISIN: COB07PA00078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Quorum verification Mgmt Abstain Against
2 Reading and approval of the agenda Mgmt For For
3 Designation of committee for election and, Mgmt For For
approval and signature of the minute
4 Management report of the board and Mgmt For For
president
5 Financial statements (individuals + Mgmt For For
consolidated) at December 31, 2013
6 Reports of the statutory auditor Mgmt For For
7 Consideration and approval of the financial Mgmt For For
statements and management report
8 Profit distribution project Mgmt For For
9 Board of directors election Mgmt Abstain Against
10 Proposition appropriations and setting fees Mgmt Abstain Against
for the board
11 Election of auditor for the period Mgmt For For
2014-2016
12 Proposition appropriations and setting fees Mgmt For For
for the auditor
13 Proposition for disposal gratuitously Mgmt Against Against
14 Propositions and several Mgmt Against Against
CMMT 25 FEB 2014: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE WAS CHANGED FROM AGM TO OGM. IF YOU
HAVE ALREADY VOTED ON THIS MEETING THERE IS
NO NEED TO RE-VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
BM&F BOVESPA SA BOLSA DE VALORES, MERCADORIAS E FU Agenda Number: 704974799
--------------------------------------------------------------------------------------------------------------------------
Security: P73232103
Meeting Type: AGM
Meeting Date: 24-Mar-2014
Ticker:
ISIN: BRBVMFACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 To examine, discuss and vote the financial Mgmt For For
statements relating to fiscal year ending
December 31, 2013
2 Destination of the year end results of 2013 Mgmt For For
3 To set the remuneration for the members of Mgmt Against Against
the board of directors and for the
executive committee related to 2014 fiscal
year
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BM&F BOVESPA SA BOLSA DE VALORES, MERCADORIAS E FU Agenda Number: 705066935
--------------------------------------------------------------------------------------------------------------------------
Security: P73232103
Meeting Type: EGM
Meeting Date: 07-Apr-2014
Ticker:
ISIN: BRBVMFACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To vote regarding the proposal for the Mgmt Against Against
adoption of the BM and FBOVESPA Stock
Option Plan, in accordance with a proposal
from management
2 To vote regarding the amendment of the Mgmt For For
following articles of the corporate bylaws
of the BM and FBOVESPA, in accordance with
a proposal from management, a. To amend
article 5, in such a way as to reflect the
cancellation of 80 million shares issued by
the Company, without a reduction of its
share capital, as approved by the Board of
Directors at the meeting that was held on
February 13, 2014, b. To amend article 16,
line e, in order that that provision comes
to cover stock option plans, c. To amend
c.1. Article 6, main part, c.2. Article 7,
main part and paragraphs 2, 3 and 4, c.3.
Article 8, paragraph 2, c.4. Article 12,
main part and paragraphs 1 through 8, c.5.
Article 13, main part and paragraphs 1 and
2, c.6. Article 14, c.7. Article 15, main
part and paragraphs 1 through 3, c.8.
Article 16, main part and line a, c.9.
CONTD
CONT CONTD Article 17, main part and paragraph Non-Voting
1, c.10. Article 18, main part and
paragraphs 1 and 2, c.11. Article 21, sole
paragraph, c.12. Article 22, main part and
paragraphs 3 and 4, c.13. Article 23,
paragraphs 2, 3 and 6, c.14. Article 24,
main part and paragraphs 2, 3 and 6, c.15.
Article 26, main part, c.16. Article 27,
main part, c.17. Article 29, lines a, d, e,
f, and l, c.18. Article 31, c.19, article
35, line l, c.20. Article 38, line f, c.21.
Article 43, paragraph 2, line b, c.22.
Article 47, line j, c.23. Article 49,
paragraph 1, line b, c.24. Article 50, sole
paragraph, lines a and c, c.25. Article 52,
main part, paragraphs 1, 4 and 5, c.26.
Article 53, paragraph 1, c.27. Article 54,
sole paragraph, c.28. Article 55,
paragraphs 3 through 6, c.29. Article 58,
main part, c.30. Article 62, paragraph 2,
c.31. CONTD
CONT CONTD Article 63, main part and paragraph Non-Voting
2, c.32. Article 64, main part, c.33.
Article 65, paragraphs 2 and 3, c.34.
Article 70, paragraph 1, line c, paragraph
4, line a and paragraph 5, lines c, d and
e, c.35. Article 71, c.36. Article 73, line
b, c.37. Article 74, c.38. Article 77, and
c.39. Article 79, for the purposes of
renumbering, orthographic corrections and
other adjustments to form and wording
--------------------------------------------------------------------------------------------------------------------------
BM&F BOVESPA SA BOLSA DE VALORES, MERCADORIAS E FU Agenda Number: 705176825
--------------------------------------------------------------------------------------------------------------------------
Security: P73232103
Meeting Type: EGM
Meeting Date: 13-May-2014
Ticker:
ISIN: BRBVMFACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS A POSTPONEMENT OF Non-Voting
THE MEETING HELD ON 07 APR 2014.
1 TO VOTE REGARDING THE PROPOSAL FOR THE Mgmt For For
ADOPTION OF THE BM AND FBOVESPA STOCK
OPTION PLAN, IN ACCORDANCE WITH A PROPOSAL
FROM MANAGEMENT
2 TO VOTE REGARDING THE AMENDMENT OF THE Mgmt For For
FOLLOWING ARTICLES OF THE CORPORATE BYLAWS
OF THE BM AND FBOVESPA, IN ACCORDANCE WITH
A PROPOSAL FROM MANAGEMENT, A. TO AMEND
ARTICLE 5, IN SUCH A WAY AS TO REFLECT THE
CANCELLATION OF 80 MILLION SHARES ISSUED BY
THE COMPANY, WITHOUT A REDUCTION OF ITS
SHARE CAPITAL, AS APPROVED BY THE BOARD OF
DIRECTORS AT THE MEETING THAT WAS HELD ON
FEBRUARY 13, 2014, B. TO AMEND ARTICLE 16,
LINE E, IN ORDER THAT THAT PROVISION COMES
TO COVER STOCK OPTION PLANS, C. TO AMEND
C.1. ARTICLE 6, MAIN PART, C.2. ARTICLE 7,
MAIN PART AND PARAGRAPHS 2, 3 AND 4, C.3.
ARTICLE 8, PARAGRAPH 2, C.4. ARTICLE 12,
MAIN PART AND PARAGRAPHS 1 THROUGH 8, C.5.
ARTICLE 13, MAIN PART AND PARAGRAPHS 1 AND
2, C.6. ARTICLE 14, C.7. ARTICLE 15, MAIN
PART AND PARAGRAPHS 1 THROUGH 3, C.8.
ARTICLE 16, MAIN PART AND LINE A, C.9CONTD
CONT CONTD . ARTICLE 17, MAIN PART AND PARAGRAPH Non-Voting
1, C.10. ARTICLE 18, MAIN PART AND
PARAGRAPHS 1 AND 2, C.11. ARTICLE 21, SOLE
PARAGRAPH, C.12. ARTICLE 22, MAIN PART AND
PARAGRAPHS 3 AND 4, C.13. ARTICLE 23,
PARAGRAPHS 2, 3 AND 6, C.14. ARTICLE 24,
MAIN PART AND PARAGRAPHS 2, 3 AND 6, C.15.
ARTICLE 26, MAIN PART, C.16. ARTICLE 27,
MAIN PART, C.17. ARTICLE 29, LINES A, D, E,
F, AND L, C.18. ARTICLE 31, C.19, ARTICLE
35, LINE L, C.20. ARTICLE 38, LINE F, C.21.
ARTICLE 43, PARAGRAPH 2, LINE B, C.22.
ARTICLE 47, LINE J, C.23. ARTICLE 49,
PARAGRAPH 1, LINE B, C.24. ARTICLE 50, SOLE
PARAGRAPH, LINES A AND C, C.25. ARTICLE 52,
MAIN PART, PARAGRAPHS 1, 4 AND 5, C.26.
ARTICLE 53, PARAGRAPH 1, C.27. ARTICLE 54,
SOLE PARAGRAPH, C.28. ARTICLE 55,
PARAGRAPHS 3 THROUGH 6, C.29. ARTICLE 58,
MAIN PART, C.30. ARTICLE 62, PARAGRAPH 2,
C.31. CONTD
CONT CONTD ARTICLE 63, MAIN PART AND PARAGRAPH Non-Voting
2, C.32. ARTICLE 64, MAIN PART, C.33.
ARTICLE 65, PARAGRAPHS 2 AND 3, C.34.
ARTICLE 70, PARAGRAPH 1, LINE C, PARAGRAPH
4, LINE A AND PARAGRAPH 5, LINES C, D AND
E, C.35. ARTICLE 71, C.36. ARTICLE 73, LINE
B, C.37. ARTICLE 74, C.38. ARTICLE 77, AND
C.39. ARTICLE 79, FOR THE PURPOSES OF
RENUMBERING, ORTHOGRAPHIC CORRECTIONS AND
OTHER ADJUSTMENTS TO FORM AND WORDING
--------------------------------------------------------------------------------------------------------------------------
BM&F BOVESPA SA BOLSA DE VALORES, MERCADORIAS E FU Agenda Number: 705299673
--------------------------------------------------------------------------------------------------------------------------
Security: P1R0U2138
Meeting Type: EGM
Meeting Date: 26-May-2014
Ticker:
ISIN: BRBVMFACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS A POSTPONEMENT OF Non-Voting
THE MEETING HELD ON 13 MAY 2014.
1 TO VOTE REGARDING THE AMENDMENT OF THE Mgmt For For
FOLLOWING ARTICLES OF THE CORPORATE BYLAWS
OF THE BM AND FBOVESPA, IN ACCORDANCE WITH
A PROPOSAL FROM MANAGEMENT, A. TO AMEND
ARTICLE 5, IN SUCH A WAY AS TO REFLECT THE
CANCELLATION OF 80 MILLION SHARES ISSUED BY
THE COMPANY, WITHOUT A REDUCTION OF ITS
SHARE CAPITAL, AS APPROVED BY THE BOARD OF
DIRECTORS AT THE MEETING THAT WAS HELD ON
FEBRUARY 13, 2014, B. TO AMEND ARTICLE 16,
LINE E, IN ORDER THAT THAT PROVISION COMES
TO COVER STOCK OPTION PLANS, C. TO AMEND
C.1. ARTICLE 6, MAIN PART, C.2. ARTICLE 7,
MAIN PART AND PARAGRAPHS 2, 3 AND 4, C.3.
ARTICLE 8, PARAGRAPH 2, C.4. ARTICLE 12,
MAIN PART AND PARAGRAPHS 1 THROUGH 8, C.5.
ARTICLE 13, MAIN PART AND PARAGRAPHS 1 AND
2, C.6. ARTICLE 14, C.7. ARTICLE 15, MAIN
PART AND PARAGRAPHS 1 THROUGH 3, C.8.
ARTICLE 16, MAIN PART AND LINE A, C.9.
ARTICLE 17, MAIN PART AND PARAGRAPH 1,
C.10. ARTICLE 18, MAIN PART AND PARAGRAPHS
1 AND 2, C.11. ARTICLE 21, SOLE PARAGRAPH,
C.12. ARTICLE 22, MAIN PART AND PARAGRAPHS
3 AND 4, C.13. ARTICLE 23, PARAGRAPHS 2, 3
AND 6, C.14. ARTICLE 24, MAIN PART AND
PARAGRAPHS 2, 3 AND 6, C.15. ARTICLE 26,
MAIN PART, C.16. ARTICLE 27, MAIN PART,
C.17. ARTICLE 29, LINES A, D, E, F, AND L,
C.18. ARTICLE 31, C.19, ARTICLE 35, LINE L,
C.20. ARTICLE 38, LINE F, C.21. ARTICLE 43,
PARAGRAPH 2, LINE B, C.22. ARTICLE 47, LINE
J, C.23. ARTICLE 49, PARAGRAPH 1, LINE B,
C.24. ARTICLE 50, SOLE PARAGRAPH, LINES A
AND C, C.25. ARTICLE 52, MAIN PART,
PARAGRAPHS 1, 4 AND 5, C.26. ARTICLE 53,
PARAGRAPH 1, C.27. ARTICLE 54, SOLE
PARAGRAPH, C.28. ARTICLE 55, PARAGRAPHS 3
THROUGH 6, C.29. ARTICLE 58, MAIN PART,
C.30. ARTICLE 62, PARAGRAPH 2, C.31.
ARTICLE 63, MAIN PART AND PARAGRAPH 2,
C.32. ARTICLE 64, MAIN PART, C.33. ARTICLE
65, PARAGRAPHS 2 AND 3, C.34. ARTICLE 70,
PARAGRAPH 1, LINE C, PARAGRAPH 4, LINE A
AND PARAGRAPH 5, LINES C, D AND E, C.35.
ARTICLE 71, C.36. ARTICLE 73, LINE B, C.37.
ARTICLE 74, C.38. ARTICLE 77, AND C.39.
ARTICLE 79, FOR THE PURPOSES OF
RENUMBERING, ORTHOGRAPHIC CORRECTIONS AND
OTHER ADJUSTMENTS TO FORM AND WORDING
--------------------------------------------------------------------------------------------------------------------------
BRADESPAR SA, SAO PAULO Agenda Number: 705072293
--------------------------------------------------------------------------------------------------------------------------
Security: P1808W104
Meeting Type: AGM
Meeting Date: 28-Apr-2014
Ticker:
ISIN: BRBRAPACNPR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting
CAN VOTE ON ITEMS 2, AND 3 ONLY. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
1 To examine, discuss and vote upon the board Non-Voting
of directors annual report, fiscal council
report, the financial statements and
independent auditors report relating to
fiscal year ending December 31, 2013
2 To elect the members of the board of Mgmt For For
directors
3 To elect the members of the fiscal council, Mgmt For For
observing the provisions in articles 161
and 162 of law number 6404
4 To set the board of directors and fiscal Non-Voting
council remunerations
--------------------------------------------------------------------------------------------------------------------------
BRF SA, ITAJAI, SC Agenda Number: 704993511
--------------------------------------------------------------------------------------------------------------------------
Security: P1905C100
Meeting Type: AGM
Meeting Date: 03-Apr-2014
Ticker:
ISIN: BRBRFSACNOR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
1 To examine and vote on the management Mgmt For For
report, financial statements and other
documents related to the fiscal year that
ended on December 31, 2013, and to decide
regarding the allocation of the result
2 To ratify the distribution of remuneration Mgmt For For
to the shareholders, in accordance with
that which was resolved on by the board of
directors
3 To elect the Fiscal Council members. Votes Mgmt For For
in Groups of candidates only: Titular:
Attilio Guaspari, Susana Hanna Stiphan
Jabra and Decio Magno Andrade Stochiero.
Substitute: Agenor Azevedo dos Santos,
Paola Rocha Ferreira and Tarcisio Luiz
Silva Fontenele
CMMT 11 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF NOMINEE NAMES IN
RESOLUTION 3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BRF SA, ITAJAI, SC Agenda Number: 704995591
--------------------------------------------------------------------------------------------------------------------------
Security: P1905C100
Meeting Type: EGM
Meeting Date: 03-Apr-2014
Ticker:
ISIN: BRBRFSACNOR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To amend the corporate bylaws to add to Mgmt For For
item D and to insert an item L in article
3, sole paragraph, making adjustments to
the list of activities in support of the
corporate purpose that can be conducted by
the company
2 To amend the corporate bylaws to adjust the Mgmt For For
wording of article 18, item 11, of article
26, and to insert an article 27, as a
result of the creation of the bylaws audit
committee
3 To amend the corporate bylaws to adjust the Mgmt For For
wording of article 20, main part and
paragraph 3, and of article 21, items 1, 2
and 3 and of articles 23 and 24 and their
paragraphs to reflect the change of the
position of global chief executive officer
4 To amend the corporate bylaws to redefine Mgmt For For
the numbering and chapters and articles as
a result of the bylaws amendments mentioned
above, in accordance with the proposal from
management
--------------------------------------------------------------------------------------------------------------------------
BRF SA, ITAJAI, SC Agenda Number: 704995604
--------------------------------------------------------------------------------------------------------------------------
Security: P1905C100
Meeting Type: EGM
Meeting Date: 03-Apr-2014
Ticker:
ISIN: BRBRFSACNOR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU.
1 To ratify the appointment of a member of Mgmt For For
the board of directors who was elected at a
meeting of the board of directors
2 To establish the annual and aggregate Mgmt For For
compensation of the managers and of the
fiscal council
3 To approve the amendment of the stock Mgmt Abstain Against
option plan
4 To approve the stock option performance Mgmt Against Against
plan
--------------------------------------------------------------------------------------------------------------------------
CIA DE BEBIDAS DAS AMERICAS-AMBEV, SAO PAULO Agenda Number: 704631147
--------------------------------------------------------------------------------------------------------------------------
Security: P0273S135
Meeting Type: EGM
Meeting Date: 30-Jul-2013
Ticker:
ISIN: BRAMBVACNOR4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
I To examine, discuss and approve the Mgmt For For
protocol and justification, having as its
purpose the merger of the shares issued by
the company into Ambev S.A., with corporate
taxpayer id number, CNPJ.MF,
07.526.557.0001.00, from here onwards
referred to as the share merger, and to
authorize the executive committee of the
company to subscribe for, on the account of
the shareholders of the company, the
consequent increase in the share capital of
Ambev S.A. and to do all the other acts
necessary for the implementation of the
share merger
II To amend the main part of article 5 of the Mgmt For For
corporate bylaws of the company to reflect
any capital increases approved within the
limit of the authorized capital and
ratified by the board of directors to the
date that the extraordinary general meeting
is held
III If the share merger is approved, to cancel Mgmt For For
all of the shares issued by the company
that are held in treasury on the date that
the extraordinary general meeting is held,
without a reduction of the share capital,
providing new wording for the main part of
article 5 of the corporate bylaws of the
company
IV As a result of the resolutions referred to Mgmt For For
in items II and III above, to carry out a
restatement of the corporate bylaws of the
company, in accordance with the proposal
from the management
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
CIA HERING SA, BLUMENAU Agenda Number: 704622364
--------------------------------------------------------------------------------------------------------------------------
Security: P50753105
Meeting Type: EGM
Meeting Date: 30-Jul-2013
Ticker:
ISIN: BRHGTXACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 The election of a member to the Board of Mgmt For For
Directors of the Company, in addition to
those currently elected, to hold office
until the Annual General Meeting to examine
the accounts of the fiscal year, ending on
12/31/2014: Sr. Anderson Lemos Birman
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT AND DIRECTOR
NAME. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CIA HERING SA, BLUMENAU Agenda Number: 705072685
--------------------------------------------------------------------------------------------------------------------------
Security: P50753105
Meeting Type: AGM
Meeting Date: 23-Apr-2014
Ticker:
ISIN: BRHGTXACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
I To receive the administrators accounts, to Mgmt For For
examine, discuss and vote on the financial
statements regarding the fiscal year ended
on December 31, 2013
II Approval of the capital budget for the 2014 Mgmt For For
fiscal year
III To decide on the allocation of the results Mgmt For For
from the fiscal year ended on December 31,
2013, the distribution of the dividends and
on the ratification of the distribution of
dividends and interest on own decided on by
the board of directors
IV To set the global remuneration of the Mgmt For For
company directors, executive committee and
the consultant committee
--------------------------------------------------------------------------------------------------------------------------
CIA HERING SA, BLUMENAU Agenda Number: 705075465
--------------------------------------------------------------------------------------------------------------------------
Security: P50753105
Meeting Type: EGM
Meeting Date: 07-May-2014
Ticker:
ISIN: BRHGTXACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
I Amendment of article 9 of the corporate Mgmt For For
bylaws, for the inclusion of a new
paragraph, which is to be numbered as
paragraph 3, in order to provide that the
positions of chairperson of the board of
directors and president or chief executive
officer cannot be held by the same person
II Amendment of article 16 of the corporate Mgmt For For
bylaws for the inclusion of a paragraph,
which is to be numbered as the sole
paragraph, in order to provide for the
manner of replacing the president when he
or she is absent or temporarily
incapacitated
III Amendment of letter g of article 14 and of Mgmt For For
letter f of article 17 of the corporate
bylaws, in order to change the limit of the
authority of the executive committee from
BRL 12 million to BRL 40 million in company
transactions, with the guidelines that are
to be established by the board of directors
being observed, as well as the inclusion of
a letter q in article 14, in order to grant
the board of directors the authority to
establish the guidelines in relation to the
limit of the authority of the executive
committee
IV Increase of the share capital from BRL Mgmt For For
239,435,255.55 to BRL 313,086,122.14,
without the issuance of new shares, through
A. The capitalization of the income tax
reinvestment tax incentive reserve from the
2008 calendar year, in the amount of BRL
218,981.17, B. The capitalization of the
retained profit amount from the 2013 fiscal
year, in the amount of BRL 57,127,589.09,
arising from the profit retention reserve,
and C. The capitalization of a part of the
balance of the legal reserve, in the amount
of BRL 16,304,296.33, which was established
in previous fiscal years. As a consequence
of the mentioned increases, the main part
of article 5 of the corporate bylaws will
be amended
V Approval of the restatement of the Mgmt For For
corporate bylaws of the company
CMMT 29 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO POSTPONEMENT OF MEETING
DATE FROM 23 APR 14 TO 07 MAY 14. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CIA SOUZA CRUZ INDUSTRIA E COMERCIO CRUZ, RIO DE J Agenda Number: 704968621
--------------------------------------------------------------------------------------------------------------------------
Security: P26663107
Meeting Type: EGM
Meeting Date: 19-Mar-2014
Ticker:
ISIN: BRCRUZACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT HAND DELIVERY/ SPECIAL INSTRUCTIONS WILL Non-Voting
NOT BE PROCESSED. THIS OPTION IS ONLY FOR
THE ISSUANCE OF THE CBLC LETTER WHICH IS
PROOF OF POSITION AND DOES NOT GUARANTEE
THE RIGHT TO VOTE.
1 Analysis of the proposal for the amendment Mgmt For For
of article 10 of the corporate bylaws to
adapt it to the law that is currently in
effect
--------------------------------------------------------------------------------------------------------------------------
CIA SOUZA CRUZ INDUSTRIA E COMERCIO CRUZ, RIO DE J Agenda Number: 704973141
--------------------------------------------------------------------------------------------------------------------------
Security: P26663107
Meeting Type: AGM
Meeting Date: 19-Mar-2014
Ticker:
ISIN: BRCRUZACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
1 To examine, discuss and vote on the Mgmt For For
Administration Report, the Financial
Statements and the Accounting Statements
accompanied by the Independent Auditors
Report and Fiscal Council Report, regarding
the fiscal year ended on December 31, 2013
2 Allocation of net profit for the year, it Mgmt For For
included the dividend to shareholders in
the form of dividend, in value BRL 0.53600
per share. The dividend will be updated by
the SELIC rate, in the period of January 2,
2014 until April 21, 2014 and must be paid
from April 22, 2014
3 Election to the Board of Directors, to Mgmt For For
serve out the current term in office, and
determination of the total number of
members of that body, observing that which
is provided for in article 9 of the
corporate bylaws. Name appointed by British
American Tobacco International (Holdings)
B.V.shareholder: Nelson Azevedo Jobim
4 To set global annual remuneration of the Mgmt For For
Administrations
5 To install the Fiscal Council Mgmt For For
6 Election of the Fiscal Council members and Mgmt Abstain Against
to set the remuneration of their. Names
appointed by BRITISH AMERICAN TOBACCO
INTERNATIONAL (HOLDINGS) B.V. shareholder:
1A. Antonio Duarte Carvalho de Castro
principal member, Elizabeth Piovezan
Benamor substitute member. 2B. Paulo
Eduardo Pessoa Cavalcanti da Silva Santos
principal member, Eduardo Lucano dos Reis
da Ponte substitute member
--------------------------------------------------------------------------------------------------------------------------
EMBOTELLADORA ANDINA SA Agenda Number: 704997254
--------------------------------------------------------------------------------------------------------------------------
Security: P3697U108
Meeting Type: OGM
Meeting Date: 21-Apr-2014
Ticker:
ISIN: CLP3697U1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 The annual report, the balance sheet and Mgmt For For
the financial statements for the 2013
fiscal year, as well as the report from the
outside auditors regarding the mentioned
financial statements
2 The distribution of the profit and the Mgmt For For
payment of dividends
3 The presentation regarding the dividend Mgmt Abstain Against
policy of the company and the information
regarding the procedures used in the
distribution and payment of the same
4 The determination of the compensation of Mgmt For For
the members of the board of directors, of
the members of the committee of directors
established by article 50 BIS of the share
corporations law, and of the members of the
audit committee that is required by the
Sarbanes Oxley law of the united states, as
well as the activities that they conducted
during 2013, their annual management report
and the expenses incurred by both
committees
5 The designation of outside auditors for the Mgmt For For
2014 fiscal year
6 The designation of risk rating agencies for Mgmt Abstain Against
the 2014 fiscal year
7 The account regarding the resolutions of Mgmt Abstain Against
the board of directors that are related to
the transactions that are referred to in
article 146, et seq., of the share
corporations law, since the most recent
general meeting of shareholders
8 Determination of the newspaper in which the Mgmt For For
notices and general meeting call notices
should be published
9 In general, to resolve on all the other Mgmt Against Against
matters that are within its authority and
any other matter of corporate interest
CMMT 07 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
11 APR 14 TO 14 APR 14. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO S.A.B. DE CV Agenda Number: 933906399
--------------------------------------------------------------------------------------------------------------------------
Security: 344419106
Meeting Type: Annual
Meeting Date: 06-Dec-2013
Ticker: FMX
ISIN: US3444191064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I PROPOSAL TO APPROVE THE PAYMENT OF A CASH Mgmt For
DIVIDEND, FOR THE AMOUNT OF
$6,684,103,000.00 (SIX BILLION SIX HUNDRED
AND EIGHTY FOUR MILLION ONE HUNDRED AND
THREE THOUSAND 00/100 MEXICAN PESOS), TO BE
PAID FROM THE RETAINED EARNINGS OF THE
COMPANY, WHICH WOULD RESULT IN A PAYMENT OF
MXP$0.333333 PER EACH SERIES ... (DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
II APPOINTMENT OF DELEGATES FOR THE Mgmt For
FORMALIZATION OF THE MEETING'S RESOLUTIONS
--------------------------------------------------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO S.A.B. DE CV Agenda Number: 933929931
--------------------------------------------------------------------------------------------------------------------------
Security: 344419106
Meeting Type: Annual
Meeting Date: 14-Mar-2014
Ticker: FMX
ISIN: US3444191064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. REPORT OF THE CHIEF EXECUTIVE OFFICER OF Mgmt For
FOMENTO ECONOMICO MEXICANO, S.A.B. DE C.V.;
OPINION OF THE BOARD OF DIRECTORS REGARDING
THE CONTENT OF THE REPORT OF THE CHIEF
EXECUTIVE OFFICER AND REPORTS OF THE BOARD
OF DIRECTORS REGARDING THE MAIN POLICIES
AND ACCOUNTING CRITERIA AND INFORMATION
APPLIED DURING ... (DUE TO SPACE LIMITS,
SEE PROXY STATEMENT FOR FULL PROPOSAL)
2. REPORT WITH RESPECT TO THE COMPLIANCE OF Mgmt For
TAX OBLIGATIONS.
3. APPLICATION OF THE RESULTS FOR THE 2013 Mgmt For
FISCAL YEAR.
4. PROPOSAL TO DETERMINE THE MAXIMUM AMOUNT OF Mgmt For
RESOURCES TO BE USED FOR THE SHARE
REPURCHASE PROGRAM OF THE COMPANY'S SHARES.
5. ELECTION OF MEMBERS AND SECRETARIES OF THE Mgmt Abstain
BOARD OF DIRECTORS, QUALIFICATION OF THEIR
INDEPENDENCE, IN ACCORDANCE WITH THE
MEXICAN SECURITIES MARKET LAW, AND
RESOLUTION WITH RESPECT TO THEIR
REMUNERATION.
6. ELECTION OF MEMBERS OF THE FOLLOWING Mgmt Abstain
COMMITTEES: (I) FINANCE AND PLANNING, (II)
AUDIT, AND (III) CORPORATE PRACTICES;
APPOINTMENT OF THEIR RESPECTIVE CHAIRMAN,
AND RESOLUTION WITH RESPECT TO THEIR
REMUNERATION.
7. APPOINTMENT OF DELEGATES FOR THE Mgmt For
FORMALIZATION OF THE MEETING'S RESOLUTION.
8. READING AND, IF APPLICABLE, APPROVAL OF THE Mgmt For
MINUTE.
--------------------------------------------------------------------------------------------------------------------------
GRANA & MONTERO S.A.A. Agenda Number: 933939146
--------------------------------------------------------------------------------------------------------------------------
Security: 38500P208
Meeting Type: Annual
Meeting Date: 28-Mar-2014
Ticker: GRAM
ISIN: US38500P2083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF ANNUAL REPORT, APPROVAL OF THE Mgmt For For
ANNUAL REPORT ON CORPORATE GOVERNANCE AND
INDIVIDUAL FINANCIAL STATEMENTS AND THE
AUDITED CONSOLIDATED FINANCIAL STATEMENTS
OF 2013. COPIES IN SPANISH AND ENGLISH
TRANSLATIONS OF THE ABOVE MENTIONED
DOCUMENTS CAN BE FOUND ON THE COMPANY'S WEB
PAGE AT HTTP://WWW.GRANAYMONTERO.COM.PE.
2 APPLICATION OF RESULTS FOR THE YEAR 2013. Mgmt For For
3 BOARD OF DIRECTOR'S ALLOWANCE. Mgmt For For
4 DESIGNATION OF THE COMPANY'S EXTERNAL Mgmt For For
AUDITORS FOR THE YEAR 2014.
5.1 ELECTION OF DIRECTOR: JOSE GRANA MIRO Mgmt For For
QUESADA
5.2 ELECTION OF DIRECTOR: CARLOS MONTERO GRANA Mgmt For For
5.3 ELECTION OF DIRECTOR: HERNANDO GRANA ACUNA Mgmt For For
5.4 ELECTION OF DIRECTOR: MARIO ALVARADO Mgmt For For
PFLUCKER
5.5 ELECTION OF DIRECTOR: JOSE CHLIMPER Mgmt For For
ACKERMAN
5.6 ELECTION OF DIRECTOR: HUGO SANTA MARIA Mgmt For For
GUZMAN
5.7 ELECTION OF DIRECTOR: PEDRO PABLO ERRAZURIZ Mgmt For For
5.8 ELECTION OF DIRECTOR: FEDERICO CUNEO DE LA Mgmt For For
PIEDRA
5.9 ELECTION OF DIRECTOR: MARK HOFFMANN ROSAS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GRUPO AEROPORTUARIO DEL CENTRO NORTE Agenda Number: 933953552
--------------------------------------------------------------------------------------------------------------------------
Security: 400501102
Meeting Type: Annual
Meeting Date: 10-Apr-2014
Ticker: OMAB
ISIN: US4005011022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. REPORTS OF BOARD IN ACCORDANCE WITH ARTICLE Mgmt Abstain Against
28, SECTION IV, PARAGRAPHS (D) AND (E) OF
THE MEXICAN SECURITIES LAW.
2. REPORTS OF CEO & EXTERNAL AUDITOR IN Mgmt Abstain Against
ACCORDANCE WITH ARTICLE 28, SECTION IV,
PARAGRAPH (B) OF THE MEXICAN SECURITIES
LAW.
3. REPORTS & OPINION REFERRED TO IN ARTICLE Mgmt Abstain Against
28, SECTION IV, PARAGRAPHS (A) & (C) OF
MEXICAN SECURITIES LAW.
4. DISCUSSION, APPROVAL, AND AMENDMENT, IF Mgmt For For
ANY, OF THE REPORTS MENTIONED IN ITEMS I
AND II ABOVE. RESOLUTIONS IN THIS REGARD.
5. ALLOCATION OF NET INCOME, INCREASE IN Mgmt For For
RESERVES, AND APPROVAL OF THE AMOUNTS FOR
SHARE REPURCHASES. RESOLUTIONS IN THIS
REGARD.
6. NOMINATE & RATIFY MEMBERS OF BOARD & CHAIRS Mgmt Abstain Against
OF AUDIT & CORPORATE PRACTICES, FINANCE &
PLANNING SUSTAINABILITY COMMITTEES.
7. DISCUSSION &, APPROVAL, TO PAY EMOLUMENTS Mgmt For For
TO MEMBERS OF BOARD & BOARD COMMITTEES.
RESOLUTIONS IN THIS REGARD.
8. APPROVAL OF BOARD TO REDUCE THE MINIMUM OR Mgmt For For
FIXED CAPITAL BY MEANS OF A REIMBURSEMENT
TO SHAREHOLDERS AND AMEND ARTICLE SIX OF
THE COMPANY'S BYLAWS ACCORDINGLY.
9. APPOINTMENT OF SPECIAL DELEGATES. Mgmt For For
RESOLUTIONS IN THIS REGARD.
--------------------------------------------------------------------------------------------------------------------------
GRUPO AEROPORTUARIO DEL SURESTE SA DE CV Agenda Number: 933906856
--------------------------------------------------------------------------------------------------------------------------
Security: 40051E202
Meeting Type: Annual
Meeting Date: 19-Dec-2013
Ticker: ASR
ISIN: US40051E2028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I PRESENTATION AND, IF APPLICABLE, APPROVAL Mgmt For
OF THE FOLLOWING: PROPOSAL BY THE BOARD OF
DIRECTORS TO PAY A DIVIDEND IN CASH FROM
ACCUMULATED RETAINED EARNINGS IN THE AMOUNT
OF $4.40 (FOUR PESOS AND FORTY CENTS
MEXICAN LEGAL TENDER) FOR EACH OF THE
ORDINARY "B" AND "BB" SERIES SHARES.
RESOLUTIONS THEREON.
--------------------------------------------------------------------------------------------------------------------------
GRUPO AEROPORTUARIO DEL SURESTE SA DE CV Agenda Number: 933959693
--------------------------------------------------------------------------------------------------------------------------
Security: 40051E202
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: ASR
ISIN: US40051E2028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A REPORT OF THE CHIEF EXECUTIVE OFFICER, IN Mgmt For
ACCORDANCE WITH ARTICLE 172 OF THE GENERAL
CORPORATIONS LAW AND OF ARTICLE 44,
SUBSECTION XI, OF THE SECURITIES MARKET LAW
("LEY DEL MERCADO DE VALORES"), ACCOMPANIED
BY THE INDEPENDENT AUDITOR'S REPORT, IN
CONNECTION WITH THE OPERATIONS AND RESULTS
FOR THE FISCAL YEAR ENDED DECEMBER 31,
2013, AS WELL AS OF THE BOARD OF DIRECTORS'
OPINION OF THE CONTENT OF SUCH REPORT.
1B REPORT OF THE BOARD OF DIRECTORS IN Mgmt For
ACCORDANCE WITH ARTICLE 172, SUBSECTION B,
OF THE GENERAL CORPORATIONS LAW, WHICH
CONTAINS THE MAIN POLICIES, AS WELL AS THE
ACCOUNTING AND REPORTING CRITERIA FOLLOWED
IN THE PREPARATION OF THE FINANCIAL
INFORMATION OF THE COMPANY.
1C REPORT OF THE ACTIVITIES AND OPERATIONS IN Mgmt For
WHICH THE BOARD OF DIRECTORS INTERVENED, IN
ACCORDANCE WITH ARTICLE 28 IV (E) OF THE
SECURITIES MARKET LAW.
1D INDIVIDUAL AND CONSOLIDATED FINANCIAL Mgmt For
STATEMENTS OF THE COMPANY FOR FISCAL YEAR
ENDED DECEMBER 31, 2013.
1E ANNUAL REPORT ON THE ACTIVITIES CARRIED OUT Mgmt For
BY THE AUDIT COMMITTEE OF THE COMPANY IN
ACCORDANCE WITH ARTICLE 43 OF THE
SECURITIES MARKET LAW AND REPORT ON THE
COMPANY'S SUBSIDIARIES. RESOLUTIONS
THEREON.
1F REPORT ON COMPLIANCE WITH THE TAX Mgmt For
OBLIGATIONS OF THE COMPANY FOR THE FISCAL
YEAR ENDED DECEMBER 31, 2013, IN ACCORDANCE
WITH ARTICLE 86, SECTION XX OF THE INCOME
TAX LAW ("LEY DEL IMPUESTO SOBRE LA
RENTA"). RESOLUTIONS THEREON.
2A APPROVAL OF THE APPLICATION OF THE Mgmt For
COMPANY'S RESULTS FOR THE YEAR:PROPOSAL FOR
INCREASE OF THE LEGAL RESERVE BY PS.
100,914,593.90.
2B APPROVAL OF THE APPLICATION OF THE Mgmt For
COMPANY'S RESULTS FOR THE YEAR:PROPOSAL
AND, IF APPLICABLE, APPROVAL OF THE AMOUNT
OF PS. 1,917,377,284.03 AS THE MAXIMUM
AMOUNT THAT MAY BE USED BY THE COMPANY TO
REPURCHASE ITS SHARES IN 2014 PURSUANT TO
ARTICLE 56 OF THE SECURITIES MARKET LAW;
PROPOSAL AND, IF APPLICABLE, APPROVAL OF
THE PROVISIONS AND POLICIES REGARDING THE
REPURCHASE OF COMPANY SHARES.
3A ADMINISTRATION BY THE BOARD OF DIRECTORS Mgmt For
AND THE CHIEF EXECUTIVE OFFICER FOR THE
FISCAL YEAR OF 2013.
3B1 APPOINTMENT TO BOARD OF DIRECTOR: FERNANDO Mgmt For
CHICO PARDO (PRESIDENT)
3B2 APPOINTMENT TO BOARD OF DIRECTOR: JOSE Mgmt For
ANTONIO PEREZ ANTON
3B3 APPOINTMENT TO BOARD OF DIRECTOR: LUIS Mgmt For
CHICO PARDO
3B4 APPOINTMENT TO BOARD OF DIRECTOR: AURELIO Mgmt For
PEREZ ALONSO
3B5 APPOINTMENT TO BOARD OF DIRECTOR: RASMUS Mgmt For
CHRISTIANSEN
3B6 APPOINTMENT TO BOARD OF DIRECTOR: FRANCISCO Mgmt For
GARZA ZAMBRANO
3B7 APPOINTMENT TO BOARD OF DIRECTOR: RICARDO Mgmt For
GUAJARDO TOUCHE
3B8 APPOINTMENT TO BOARD OF DIRECTOR: GUILLERMO Mgmt For
ORTIZ MARTINEZ
3B9 APPOINTMENT TO BOARD OF DIRECTOR: ROBERTO Mgmt For
SERVITJE SENDRA
3C1 APPOINTMENT OR RATIFICATION, AS APPLICABLE, Mgmt For
OF THE CHAIRPERSON OF THE AUDIT COMMITTEE:
RICARDO GUAJARDO TOUCHE
3D1 APPOINTMENT TO NOMINATIONS AND Mgmt For
COMPENSATIONS COMMITTEE: FERNANDO CHICO
PARDO (PRESIDENT), JOSE ANTONIO PEREZ
ANTON, ROBERTO SERVITJE SENDRA
3E1 DETERMINATION OF CORRESPONDING Mgmt For
COMPENSATIONS: BOARD OF DIRECTORS: PS.
50,000.00 IN EACH CASE NET OF TAXES IN
MEXICAN LEGAL TENDER
3E2 DETERMINATION OF CORRESPONDING Mgmt For
COMPENSATIONS: OPERATIONS COMMITTEE: PS.
50,000.00 IN EACH CASE NET OF TAXES IN
MEXICAN LEGAL TENDER
3E3 DETERMINATION OF CORRESPONDING Mgmt For
COMPENSATIONS: NOMINATIONS & COMPENSATIONS
COMMITTEE: PS. 50,000.00 IN EACH CASE NET
OF TAXES IN MEXICAN LEGAL TENDER
3E4 DETERMINATION OF CORRESPONDING Mgmt For
COMPENSATIONS: AUDIT COMMITTEE: PS.
70,000.00 IN EACH CASE NET OF TAXES IN
MEXICAN LEGAL TENDER
3E5 DETERMINATION OF CORRESPONDING Mgmt For
COMPENSATIONS: ACQUISITIONS & CONTRACTS
COMMITTEE: PS. 15,000.00 IN EACH CASE NET
OF TAXES IN MEXICAN LEGAL TENDER
4A APPOINTMENT OF DELEGATES IN ORDER TO ENACT Mgmt For
THE RESOLUTIONS ADOPTED AT THE MEETING AND,
IF APPLICABLE, TO FORMALIZE SUCH
RESOLUTIONS: CLAUDIO R. GONGORA MORALES
4B APPOINTMENT OF DELEGATES IN ORDER TO ENACT Mgmt For
THE RESOLUTIONS ADOPTED AT THE MEETING AND,
IF APPLICABLE, TO FORMALIZE SUCH
RESOLUTIONS: RAFAEL ROBLES MIAJA
4C APPOINTMENT OF DELEGATES IN ORDER TO ENACT Mgmt For
THE RESOLUTIONS ADOPTED AT THE MEETING AND,
IF APPLICABLE, TO FORMALIZE SUCH
RESOLUTIONS: ANA MARIA POBLANNO CHANONA
--------------------------------------------------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE SAB DE CV Agenda Number: 705121907
--------------------------------------------------------------------------------------------------------------------------
Security: P49501201
Meeting Type: AGM
Meeting Date: 25-Apr-2014
Ticker:
ISIN: MXP370711014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I PRESENTATION AND, IF DEEMED APPROPRIATE, Mgmt For For
APPROVAL OF THE REPORTS THAT ARE REFERRED
TO IN PART IV OF ARTICLE 28 OF THE
SECURITIES MARKET LAW FOR THE FISCAL YEAR
THAT ENDED ON DECEMBER 31, 2013
II ALLOCATION OF PROFIT Mgmt For For
III ELECTION OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS OF THE COMPANY AND THE
CLASSIFICATION OF THEIR INDEPENDENCE
IV DETERMINATION OF THE COMPENSATION FOR THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
V DESIGNATION OF THE MEMBERS OF THE AUDIT AND Mgmt For For
CORPORATE PRACTICES COMMITTEE
VI DESIGNATION OF THE MEMBERS OF THE RISK Mgmt For For
POLICY COMMITTEE
VII REPORT FROM THE BOARD OF DIRECTORS Mgmt For For
REGARDING THE TRANSACTIONS THAT WERE
CONDUCTED WITH THE SHARES OF THE COMPANY
DURING 2013, AS WELL AS THE DETERMINATION
OF THE MAXIMUM AMOUNT OF FUNDS THAT CAN BE
ALLOCATED TO THE PURCHASE OF SHARES OF THE
COMPANY FOR THE 2014 FISCAL YEAR
VIII DESIGNATION OF A DELEGATE OR DELEGATES TO Mgmt For For
FORMALIZE AND CARRY OUT, IF DEEMED
APPROPRIATE, THE RESOLUTIONS THAT ARE
PASSED BY THE GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE SAB DE CV GFNORTE Agenda Number: 704613808
--------------------------------------------------------------------------------------------------------------------------
Security: P49501201
Meeting Type: EGM
Meeting Date: 03-Jul-2013
Ticker:
ISIN: MXP370711014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Proposal, discussion and, if deemed Mgmt For For
appropriate, approval regarding the
increase of the variable part of the share
capital of the company, through the
issuance of unsubscribed shares for
placement with the investing public and
through a primary public offering, without
the preemptive subscription rights being
applicable, in accordance with the terms of
article 53 of the securities market law,
subject to the authorization of the
national banking and securities commission
II Proposal, discussion and, if deemed Mgmt For For
appropriate, approval regarding the primary
public offering of shares representative of
the capital of the company in Mexico, in
united states of America and on other,
foreign markets, within the framework of
the applicable legislation
III Designation of delegates who will carry out Mgmt For For
and formalize the resolutions passed by the
general meeting
--------------------------------------------------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE SAB DE CV GFNORTE Agenda Number: 704746037
--------------------------------------------------------------------------------------------------------------------------
Security: P49501201
Meeting Type: OGM
Meeting Date: 14-Oct-2013
Ticker:
ISIN: MXP370711014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Discussion and, if deemed appropriate, Mgmt For For
approval of a proposal to pay a cash
dividend in the amount of MXN 0.7852 per
share
II Report from the board of directors of the Mgmt Abstain Against
company regarding the number of shares
actually subscribed for and paid in through
the primary public offering of shares
representative of the capital of the
company and of the consequent share capital
increase paid in to the company, which
capital increase paid in to the company,
which was approved at an extraordinary
general meeting of shareholders that was
held on July 3, 2013
III Report from the outside auditor regarding Mgmt Abstain Against
the tax situation of the company
IV Designation of a delegate or delegates to Mgmt For For
formalize and carry out, if deemed
appropriate, the resolutions passed by the
general meeting
--------------------------------------------------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE SAB DE CV GFNORTE Agenda Number: 704881780
--------------------------------------------------------------------------------------------------------------------------
Security: P49501201
Meeting Type: OGM
Meeting Date: 20-Dec-2013
Ticker:
ISIN: MXP370711014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Discussion and, if deemed appropriate, Mgmt For For
approval of a proposal to amend the first
resolution passed at the annual general
meeting of shareholders that was held on
October 14, 2013, for the purpose of
anticipating the payments of the dividends
scheduled to be settled on January 23,
2014, and April 23, 2014, in the amount of
MXN 0.1963 per share, each, to no later
than December 31, 2013
II Designation of a delegate or delegates to Mgmt For For
formalize and carry out, if deemed
appropriate, the resolutions that are
passed by the general meeting
--------------------------------------------------------------------------------------------------------------------------
ITAU UNIBANCO HOLDING SA, SAO PAULO Agenda Number: 705063410
--------------------------------------------------------------------------------------------------------------------------
Security: P5968U105
Meeting Type: AGM
Meeting Date: 23-Apr-2014
Ticker:
ISIN: BRITUBACNOR4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
1 To take cognizance of the management Mgmt For For
report, the opinion from the fiscal
council, the report from the independent
auditors and the summary of the reports
from the audit committee and to examine,
for a vote, the financial statements for
the fiscal year that ended on December 31,
2013
2 To decide on the allocation of the net Mgmt For For
profits from the fiscal year
3 To establish the number of members who will Mgmt For For
make up the Board of Directors and to elect
the members of the Board of Directors and
the Fiscal Council for the next annual term
in office. Bearing in mind the
determination in Securities Commission
Instructions 165.91 and 282.98, notice is
hereby given that, to request the adoption
of cumulative voting in the election of
members of the Board of Directors, the
requesting parties must represent at least
five percent of the voting capital. 3A.
Votes in Groups of candidates only:
Candidates nominated by the Controller for
the Board of Directors: Pedro Moreira
Salles, Alfredo Egydio Arruda Villela
Filho, Roberto Egydio Setubal, Alfredo
Egydio Setubal, Candido Botelho Bracher,
Demosthenes Madureira de Pinho Neto,
Gustavo Jorge Laboissiere Loyola, Henri
Penchas, Israel Vainboim, Nildemar Secches,
Pedro Luiz Bodin de Moraes, Ricardo Villela
Marino. Only to ordinary shareholders. 3B.
Votes in Groups of candidates only:
Candidates nominated by the Controller for
the Fiscal Council: Alberto Sozin Furuguem,
titular, Joao Costa, substitute, Iran
Siqueira Lima, titular, Jose Caruso Cruz
Henriques, substitute. Only to ordinary
shareholders
4 To set the total annual remuneration for Mgmt Against Against
executive committee for the members of the
board of directors and the fiscal council
CMMT 01 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF NAMES IN
RESOLUTION 3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ITAU UNIBANCO HOLDING SA, SAO PAULO Agenda Number: 705105749
--------------------------------------------------------------------------------------------------------------------------
Security: P5968U105
Meeting Type: EGM
Meeting Date: 23-Apr-2014
Ticker:
ISIN: BRITUBACNOR4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 TO INCREASE THE CURRENT SHARE CAPITAL, FROM Mgmt For For
BRL 60 BILLION TO BRL 75 BILLION, THROUGH
THE CAPITALIZATION OF BRL 15 BILLION
ALLOCATED AS PROFIT RESERVES, WITH A SHARE
BONUS OF 10 PERCENT, ATTRIBUTING TO THE
SHAREHOLDERS, FREE OF CHARGE, ONE NEW SHARE
FOR EACH 10 SHARES OF THE SAME TYPE THAT
THEY OWN
2 TO INCREASE THE AUTHORIZED CAPITAL LIMIT TO Mgmt For For
7,260,000,000 SHARES, OR IN OTHER WORDS, IN
THE SAME PROPORTION AS THAT OF THE SHARE
BONUS PROVIDED FOR IN ITEM 1 ABOVE
3 TO AMEND THE WORDING OF ARTICLE 3, MAIN Mgmt For For
PART, AND ITEM 3.1 OF THE CORPORATE BYLAWS
IN ORDER TO INCLUDE THE NEW COMPOSITION OF
THE SHARE CAPITAL AND THE NEW AUTHORIZED
CAPITAL LIMIT
4 TO RESTATE THE CORPORATE BYLAWS, WITH THE Mgmt For For
AMENDMENTS MENTIONED IN ITEM 3 ABOVE
--------------------------------------------------------------------------------------------------------------------------
ITAU UNIBANCO HOLDING SA, SAO PAULO Agenda Number: 705079158
--------------------------------------------------------------------------------------------------------------------------
Security: P5968U105
Meeting Type: EGM
Meeting Date: 23-Apr-2014
Ticker:
ISIN: BRITUBACNOR4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To amend and restate the Itau Unibanco Mgmt For For
Stock Option Plan in order to establish an
exception to the rule that impedes the
encumbrance, by the beneficiaries of the
partner options, of the shares that are the
object of their investment, limited only to
situations in which a security interest is
given within the framework of loans for the
acquisition of these shares with relation
to third party banks
--------------------------------------------------------------------------------------------------------------------------
ITAU UNIBANCO HOLDING SA, SAO PAULO Agenda Number: 705091370
--------------------------------------------------------------------------------------------------------------------------
Security: P5968U105
Meeting Type: EGM
Meeting Date: 23-Apr-2014
Ticker:
ISIN: BRITUBACNOR4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 TO AMEND THE CORPORATE BYLAWS, IN ORDER A. Mgmt Against Against
TO SIMPLIFY THE WORDING REGARDING THE
APPROVAL OF THE AGGREGATE COMPENSATION OF
THE MANAGERS, IN ORDER FOR THE GENERAL
MEETING TO APPROVE THE TOTAL, AGGREGATE
COMPENSATION, WITHOUT DIFFERENTIATING
BETWEEN THE PORTIONS IN REFERENCE TO THE
BOARD OF DIRECTORS AND TO THE EXECUTIVE
COMMITTEE, B. TO ADAPT AND IMPROVE THE
WORDING REGARDING THE MEMBERSHIP OF THE
AUDIT COMMITTEE, ELIMINATING THE
REQUIREMENT FOR THE CHAIRPERSON OF THE
COMMITTEE TO BE A MEMBER OF THE BOARD OF
DIRECTORS, C. TO SIMPLIFY THE WORDING
REGARDING THE TERM IN OFFICE OF THE AUDIT
COMMITTEE, MAINTAINING ONLY THE MAXIMUM
PERIOD OF FIVE YEARS, REGARDLESS OF THE
NUMBER OF RENEWAL, AND D. TO IMPROVE THE
PROVISIONS IN RELATION TO THE
REPRESENTATION OF THE COMPANY BY ATTORNEYS
IN FACT AND TO CLARIFY THE RULES REGARDING
CONTD
CONT CONTD THE GRANTING OF A POWER OF ATTORNEY Non-Voting
TO A SINGLE ATTORNEY IN FACT
2 TO RESTATE THE CORPORATE BYLAWS, INCLUDING Mgmt For For
THE AMENDMENTS MENTIONED ABOVE
--------------------------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK DE MEXICO SAB DE CV Agenda Number: 704963924
--------------------------------------------------------------------------------------------------------------------------
Security: P60694117
Meeting Type: AGM
Meeting Date: 27-Feb-2014
Ticker:
ISIN: MXP606941179
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ONLY MEXICAN NATIONALS Non-Voting
HAVE VOTING RIGHTS AT THIS MEETING. IF YOU
ARE A MEXICAN NATIONAL AND WOULD LIKE TO
SUBMIT YOUR VOTE ON THIS MEETING PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
I Presentation and, if deemed appropriate, Non-Voting
approval of the report from the general
director that is prepared in accordance
with article 172 of the General Mercantile
Companies Law, accompanied by the opinion
of the outside auditor, regarding the
operations and results of the company for
the fiscal year that ended on December 31,
2013, as well as the opinion of the board
of directors regarding the content of that
report, presentation and, if deemed
appropriate, approval of the report from
the board of directors that is referred to
in article 172, line b, of the General
Mercantile Companies Law, in which are
contained the main accounting and
information policies and criteria followed
in the preparation of the financial CONTD
CONT CONTD information of the company, Non-Voting
presentation and, if deemed appropriate,
approval of the financial statements of the
company to December 31, 2013, and
allocation of the results of the fiscal
year, presentation and, if deemed
appropriate, approval of the report
regarding the fulfillment of the tax
obligations that are the responsibility of
the company, presentation and, if deemed
appropriate, approval of the annual report
regarding the activities carried out by the
audit and corporate practices committee.
Resolutions in this regard
II Presentation and, if deemed appropriate, Non-Voting
approval of the proposal from the board of
directors for the payment of a cash
dividend, coming from the balance of the
net fiscal profit account from 2013 and
earlier years, in the amount of MXN 1.40
per share for each one of the common,
nominative shares, without a stated par
value, that are in circulation, from the A
and B series. This dividend will be paid in
four installments of MXN 0.35 per share on
April 3, July 3, October 2 and December 4,
2014. Resolutions in this regard
III Appointment and or ratification of the Non-Voting
members of the board of directors, both
full and alternate, as well as of the
chairperson of the audit and corporate
practices committee, classification
regarding the independence of the members
of the board of directors of the company in
accordance with that which is established
in article 26 of the Securities Market Law.
Resolutions in this regard
IV Compensation for the members of the board Non-Voting
of directors and of the various committees,
both full and alternate, as well as for the
secretary of the company. Resolutions in
this regard
V Presentation and, if deemed appropriate, Non-Voting
approval of the report from the board of
directors regarding the policies of the
company in relation to the acquisition of
shares of the company and, if deemed
appropriate, placement of the same,
proposal and, if deemed appropriate,
approval of the maximum amount of funds
that can be allocated to the purchase of
shares of the company for the 2014 fiscal
year. Resolutions in this regard
--------------------------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK DE MEXICO SAB DE CV Agenda Number: 704966829
--------------------------------------------------------------------------------------------------------------------------
Security: P60694117
Meeting Type: EGM
Meeting Date: 27-Feb-2014
Ticker:
ISIN: MXP606941179
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ONLY MEXICAN NATIONALS Non-Voting
HAVE VOTING RIGHTS AT THIS MEETING. IF YOU
ARE A MEXICAN NATIONAL AND WOULD LIKE TO
SUBMIT YOUR VOTE ON THIS MEETING PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
VI Proposal to cancel up to 12,544,597 common, Non-Voting
nominative shares, with no stated par
value, from class I, that are
representative of the fixed part of the
share capital, coming from the stock
repurchase program and that are held in the
treasury of the company, of which 6,542,341
are from series a and 6,002,256 are from
series B, proposal and, if deemed
appropriate, approval of the amendment of
article 5 of the corporate bylaws of the
company in order to reflect the
corresponding decrease in the fixed part of
the share capital. Resolutions in this
regard
VII Designation of delegates who will formalize Non-Voting
and carry out the resolutions passed by the
Annual and Extraordinary General Meeting of
shareholders
--------------------------------------------------------------------------------------------------------------------------
LOCALIZA RENT A CAR SA, BELO HORIZONTE Agenda Number: 704662798
--------------------------------------------------------------------------------------------------------------------------
Security: P6330Z111
Meeting Type: EGM
Meeting Date: 02-Aug-2013
Ticker:
ISIN: BRRENTACNOR4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 Ratification of the hiring of the Mgmt For For
appraisers to prepare the valuation report
for the quotas issued by Localiza JF
Aluguel de Carros Ltda., a limited business
company, with corporate taxpayer ID Number,
CNPJ.MF, 18.483.286.0001.79, registered
with the Minas Gerais state board of trade
under company identification number, NIRE,
31209890431, with its head office at Rua
Santo Antonio 737, Centro neighborhood, in
the municipality of Juiz de Fora, state of
Minas Gerais, Zip code 36015.001, from here
onwards referred to as Localiza JF, for the
purposes of that which is provided for in
paragraph 1 of Article 256 of Law Number
6404.76
2 Approval of the valuation report for the Mgmt For For
quotas issued by Localiza JF, prepared by
the appraisers, with a basis date of June
30, 2013
3 Approval of the acquisition of all of the Mgmt For For
quotas representative of the capital of
Localiza JF, in compliance with that which
is provided for in paragraph 1 of Article
256 of Law Number 6404.76, in accordance
with the terms of that which is provided
for in the draft of the private instrument
for the purchase and sale of quotas
4 To authorize the executive committee of the Mgmt For For
company to do all of the acts that are
necessary for the implementation of the
resolutions passed at the extraordinary
general meeting
--------------------------------------------------------------------------------------------------------------------------
LOCALIZA RENT A CAR SA, BELO HORIZONTE Agenda Number: 705087408
--------------------------------------------------------------------------------------------------------------------------
Security: P6330Z111
Meeting Type: AGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: BRRENTACNOR4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 Approve the administrators accounts, the Mgmt For For
administrations report, the financial
statements of the company
2 Approve the proposal of the administration Mgmt For For
to the destination of profit of the fiscal
year and the distribution of dividends
3 To set the global remuneration of the Mgmt For For
company directors
4 To decide on the newspapers in which Mgmt For For
company notices will be published
--------------------------------------------------------------------------------------------------------------------------
LOCALIZA RENT A CAR SA, BELO HORIZONTE Agenda Number: 705134598
--------------------------------------------------------------------------------------------------------------------------
Security: P6330Z111
Meeting Type: EGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: BRRENTACNOR4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 TO APPROVE THE ACQUISITION OF THE COMPANY Mgmt For For
LOCALIZA CUIABA ALUGUEL DE CARROS LTDA.,
FROM HERE ONWARDS REFERRED TO AS LOCALIZA
CUIABA, FOR THE PURPOSES OF ARTICLE 256 OF
LAW 6404.76 I. TO APPROVE THE RATIFICATION
OF THE APPOINTMENT AND HIRING OF THE
APPRAISERS RESPONSIBLE FOR THE PREPARATION
OF THE VALUATION REPORT FOR THE QUOTAS
ISSUED BY LOCALIZA CUIABA, II. TO APPROVE
THE VALUATION REPORT FOR THE QUOTAS ISSUED
BY LOCALIZA CUIABA, WHICH WAS PREPARED BY
THE APPRAISERS, III. TO APPROVE THE
ACQUISITION OF ALL OF THE QUOTAS
REPRESENTATIVE OF THE CAPITAL OF LOCALIZA
CUIABA, AND IV. TO AUTHORIZE THE EXECUTIVE
COMMITTEE OF THE COMPANY TO DO ALL THE ACTS
THAT ARE NECESSARY FOR THE IMPLEMENTATION
OF THE RESOLUTIONS ABOVE
2 TO APPROVE THE MERGER OF THE COMPANY Mgmt For For
LOCALIZA CAR RENTAL S.A., FROM HERE ONWARDS
REFERRED TO AS LOCALIZA CAR RENTAL, FOR THE
PURPOSES OF ARTICLE 264 OF LAW 6404.76 I.
TO APPROVE THE PROTOCOL OF JUSTIFICATION
AND MERGER THAT CONCERNS THE MERGER OF THE
WHOLLY OWNED SUBSIDIARY LOCALIZA CAR
RENTAL, II. TO RATIFY THE APPOINTMENT AND
HIRING OF THE APPRAISERS RESPONSIBLE FOR
THE VALUATION OF THE SHAREHOLDER EQUITY OF
LOCALIZA CAR RENTAL AND THE PREPARATION OF
THE APPROPRIATE VALUATION REPORT, III. TO
APPROVE THE VALUATION REPORT AT BOOK VALUE
OF THE SHAREHOLDER EQUITY OF LOCALIZA CAR
RENTAL, IV. TO APPROVE THE DEFINITIVE
PROPOSAL FOR THE MERGER OF LOCALIZA CAR
RENTAL, WITH THE CONSEQUENT EXTINCTION OF
LOCALIZA CAR RENTAL, AND V. TO AUTHORIZE
THE EXECUTIVE COMMITTEE OF THE COMPANY TO
DO ALL THE ACTS THAT ARE NECESSARY FOR THE
CONTD
CONT CONTD IMPLEMENTATION OF THE RESOLUTIONS Non-Voting
ABOVE
3 TO APPROVE THE MERGER OF THE COMPANY Mgmt For For
LOCALIZA JF ALUGUEL DE CARROS LTDA., FROM
HERE ONWARDS REFERRED TO AS LOCALIZA JF,
FOR THE PURPOSES OF ARTICLE 264 OF LAW
6404.76 I. TO APPROVE THE PROTOCOL OF
JUSTIFICATION AND MERGER THAT CONCERNS THE
MERGER OF THE WHOLLY OWNED SUBSIDIARY
LOCALIZA JF, II. TO RATIFY THE APPOINTMENT
AND HIRING OF THE APPRAISERS RESPONSIBLE
FOR THE PREPARATION OF THE VALUATION REPORT
FOR THE EQUITY OF LOCALIZA JF AND THE
PREPARATION OF THE APPROPRIATE VALUATION
REPORT, III. TO APPROVE THE VALUATION
REPORT FOR THE BOOK EQUITY OF LOCALIZA JF,
IV. TO APPROVE THE DEFINITIVE PROPOSAL FOR
THE MERGER OF LOCALIZA JF, WITH THE
CONSEQUENT EXTINCTION OF LOCALIZ JF, AND V.
TO AUTHORIZE THE EXECUTIVE COMMITTEE OF THE
COMPANY TO DO ALL THE ACTS THAT ARE
NECESSARY FOR THE IMPLEMENTATION OF THE
RESOLUTIONS ABOVE
--------------------------------------------------------------------------------------------------------------------------
LOJAS RENNER SA, PORTO ALEGRE Agenda Number: 705027870
--------------------------------------------------------------------------------------------------------------------------
Security: P6332C102
Meeting Type: AGM
Meeting Date: 17-Apr-2014
Ticker:
ISIN: BRLRENACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 Examine, discuss and vote on the management Mgmt For For
accounts and financial statements for the
fiscal year ending December 31 2013
2 Examine, discuss and vote the proposal for Mgmt For For
the allocation of net income for the fiscal
year and the distribution of dividends
3 Establish the number of members of the Mgmt For For
board of directors
4 Elect the members of the board of directors Mgmt For For
5 Establish the amount of compensation of the Mgmt For For
members of management
6 Establish the number of members of the Mgmt For For
fiscal council
7 Elect the members of the fiscal council Mgmt For For
8 Establish the amount of compensation of the Mgmt For For
members of the fiscal council
CMMT 17 MAR 2014: PLEASE NOTE THAT SHAREHOLDERS Non-Voting
SUBMITTING A VOTE TO ELECT A MEMBER MUST
INCLUDE THE NAME OF THE CANDIDATE TO BE
ELECTED. IF INSTRUCTIONS TO VOTE ON THIS
ITEM IS RECEIVED WITHOUT A CANDIDATE'S
NAME, YOUR VOTE WILL BE PROCESSED IN FAVOR
OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
CMMT 17 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS SA Agenda Number: 705154019
--------------------------------------------------------------------------------------------------------------------------
Security: P69913104
Meeting Type: AGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: BRMULTACNOR5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT COMMON SHAREHOLDERS Non-Voting
SUBMITTING A VOTE TO ELECT A MEMBER FROM
THE LIST PROVIDED MUST INCLUDE THE
CANDIDATES NAME IN THE VOTE INSTRUCTION.
HOWEVER WE CANNOT DO THIS THROUGH THE
PROXYEDGE PLATFORM. IN ORDER TO SUBMIT A
VOTE TO ELECT A CANDIDATE, CLIENTS MUST
CONTACT THEIR CSR TO INCLUDE THE NAME OF
THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM ARE
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOUR OR AGAINST
THE DEFAULT COMPANIES CANDIDATE. THANK YOU
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 TO EXAMINE, DISCUSS AND VOTE UPON THE BOARD Mgmt For For
OF DIRECTORS ANNUAL REPORT, THE FINANCIAL
STATEMENTS AND INDEPENDENT AUDITORS REPORT
RELATING TO FISCAL YEAR ENDED DECEMBER 31,
2013
2 DESTINATION OF THE YEAR END RESULTS OF 2013 Mgmt For For
3 TO ESTABLISH THE NUMBER OF MEMBERS TO MAKE Mgmt For For
UP THE BOARD OF DIRECTORS
4 ELECTION OF THE MEMBERS OF THE BOARD OF Mgmt Abstain Against
DIRECTORS: NOTE, UNDER THE TERMS OF THE
APPLICABLE LEGISLATION, CUMULATIVE VOTING
CAN BE ADOPTED FOR THIS ITEM. VOTES IN
GROUPS OF CANDIDATES ONLY. CANDIDATES
NOMINATED BY THE CONTROLLER: JOSE PAULO
FERRAZ DO AMARAL, CHAIRMAN, EDUARDO
KAMINITZ PERES, JOHN MICHAEL SULLIVAN, JOSE
CARLOS DE ARAUJO SARMENTO BARATA, JOSE
ISAAC PERES, RUSSELL TODD GOIN, LEONARD
PETER SHARPE. ONLY TO ORDINARY SHAREHOLDERS
5 TO SET THE GLOBAL REMUNERATION OF THE Mgmt For For
COMPANY DIRECTORS
CMMT 16 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF DIRECTORS'
NAMES. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS SA Agenda Number: 705155201
--------------------------------------------------------------------------------------------------------------------------
Security: P69913104
Meeting Type: EGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: BRMULTACNOR5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 TO VOTE REGARDING THE AMENDMENT OF ARTICLE Mgmt For For
16 OF THE CORPORATE BYLAWS OF THE COMPANY
TO INCLUDE A RULE ESTABLISHING A
PROHIBITION ON THE SAME PERSON HOLDING THE
POSITIONS OF CHAIRPERSON OF THE BOARD OF
DIRECTORS AND PRESIDENT OF THE COMPANY, IN
ACCORDANCE WITH A PROPOSAL FROM MANAGEMENT,
FOR THE PURPOSE OF ADAPTING THE BYLAWS TO
THE REQUIREMENT CONTAINED IN ITEM 5.4 OF
THE LEVEL 2 CORPORATE GOVERNANCE LISTING
REGULATIONS OF THE BM AND FBOVESPA
--------------------------------------------------------------------------------------------------------------------------
NATURA COSMETICOS SA, SAO PAULO Agenda Number: 705029002
--------------------------------------------------------------------------------------------------------------------------
Security: P7088C106
Meeting Type: AGM
Meeting Date: 11-Apr-2014
Ticker:
ISIN: BRNATUACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT 03 APR 2014: PLEASE NOTE THAT COMMON Non-Voting
SHAREHOLDERS SUBMITTING A VOTE TO ELECT A
MEMBER FROM THE LIST PROVIDED MUST INCLUDE
THE CANDIDATES NAME IN THE VOTE
INSTRUCTION. HOWEVER WE CANNOT DO THIS
THROUGH THE PROXYEDGE PLATFORM. IN ORDER TO
SUBMIT A VOTE TO ELECT A CANDIDATE, CLIENTS
MUST CONTACT THEIR CSR TO INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM ARE
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOUR OR AGAINST
THE DEFAULT COMPANIES CANDIDATE. THANK YOU
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To examine, discuss and approve the Mgmt For For
financial statements relating to the fiscal
year that ended on December 31, 2013
2 To consider the proposal for the allocation Mgmt For For
of the net profit from the fiscal year
ending on December 31, 2013, and to ratify
the early distributions of dividends and
interim interest on net equity
3 To determine the number of members who will Mgmt For For
make up the board of directors of the
company for the term in office that will
end at the annual general meeting that
resolves on the financial statements from
the fiscal year that ended on December 31,
2014
4 To elect, through individualized voting, Mgmt For For
the members of the Board of Directors of
the Company. Votes in individual names
allowed. Candidates nominated by the
Controller: 4A Plinio Villares Musetti,
Chairman, 4B Antonio Luiz da Cunha Seabra,
4C Pedro Luiz Barreiros Passos, 4D
Guilherme Peirao Leal, 4E Julio Moura Neto,
4F Luiz Ernesto Gemignani, 4G Marcos de
Barros Lisboa, 4H Raul Gabriel Beer Roth.
Only to ordinary shareholders
5 To establish the aggregate remuneration of Mgmt For For
the managers of the company to be paid
until the annual general meeting that votes
on the financial statements from the fiscal
year that will end on December 31, 2014
CMMT 03 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF NAMES FOR
RESOLUTION NO. 4 AND MODIFICATION OF
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NATURA COSMETICOS SA, SAO PAULO Agenda Number: 705029519
--------------------------------------------------------------------------------------------------------------------------
Security: P7088C106
Meeting Type: EGM
Meeting Date: 11-Apr-2014
Ticker:
ISIN: BRNATUACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To amend the wording of the main part of Mgmt For For
paragraph 1 of article 21 of the corporate
bylaws to provide that I. The executive
committee will be composed of at least 4
and the most 10 members, and II. The
nomination of the executive committee will
preferentially occur at the first meeting
of the board of directors that is held
after the annual general meeting
2 To amend the wording of paragraphs 2 and 3 Mgmt For For
of article 24 of the corporate bylaws to
change the duties of the executive
committee
3 To proceed with the restatement of the Mgmt For For
corporate bylaws of the company
--------------------------------------------------------------------------------------------------------------------------
ODONTOPREV SA, BARUERI, SP Agenda Number: 704916331
--------------------------------------------------------------------------------------------------------------------------
Security: P7344M104
Meeting Type: EGM
Meeting Date: 27-Jan-2014
Ticker:
ISIN: BRODPVACNOR4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
1 In order to discuss and resolve upon the Mgmt For For
appointment of Mr. Randal Luiz Zanetti as a
new member and Vice Chairman of the Board
of Directors of the Company, so that the
Board of Directors will be composed, after
such resolution, by 9 members until the
Annual Shareholders Meeting to be held to
approve the accounts of the fiscal year
ended on December 31, 2013
--------------------------------------------------------------------------------------------------------------------------
ODONTOPREV SA, BARUERI, SP Agenda Number: 704993410
--------------------------------------------------------------------------------------------------------------------------
Security: P7344M104
Meeting Type: AGM
Meeting Date: 01-Apr-2014
Ticker:
ISIN: BRODPVACNOR4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
I To receive the accounts of the board of Mgmt For For
directors, to examine, discuss and vote on
the financial statements, for the fiscal
year that ended on December 31, 2013
II To decide on the allocation of net income, Mgmt For For
including the proposed capital budget and
the distribution of dividends
III Establishment of the limit amount for the Mgmt For For
aggregate annual compensation of the
managers of the company
IV Establishment of the number of full members Mgmt Abstain Against
of the board of directors for the next term
in office and the election of the members
of the board of directors : Titulars, Luiz
Carlos Trabuco Cappi, Randal Luiz Zanetti,
Marco Antonio Rossi, Eduardo de Toledo,
Cesar Suaki dos Santos, Murilo Cesar Lemos
dos Santos Passos, Marcio Seroa de Araujo
Coriolano, Gerald Dinu Reiss and Jose
Afonso Alves Castanheira. Substitutes,
Samuel Monteiro dos Santos Junior, Ivan
Luiz Gontijo Junior, Renato Velloso Dias
Cardoso, Ozires Silva, David Casimiro
Moreira and Jorge Kalache Filho
V Election of the members of the fiscal Mgmt Abstain Against
council : Titulars: Ivan Maluf Junior,
Mario Probst and Vanderlei Domingues da
Rosa. substitutes: Eduardo da Gama Godoy,
Getulio Antonio Guidini and Sueli Berselli
Marinho
CMMT 11 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF DIRECTOR AND
FISCAL COUNCIL NAMES OF RESOLUTIONS IV AND
V. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ODONTOPREV SA, BARUERI, SP Agenda Number: 704992367
--------------------------------------------------------------------------------------------------------------------------
Security: P7344M104
Meeting Type: EGM
Meeting Date: 01-Apr-2014
Ticker:
ISIN: BRODPVACNOR4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
I Approval of the terms and conditions of the Mgmt For For
protocol of merger and justification, from
here onwards referred to as the protocol,
of Adcon, Administradora de Convenios
Odontologicos Ltd. From here onwards
referred to as Adcon, into the company
II Ratification of the appointment of the Mgmt For For
valuation company that will be responsible
for the valuation of the equity of Adcon
and the preparation of the book equity
valuation report for Adcon, from here
onwards referred to as the valuation report
III Approval of the valuation report Mgmt For For
IV Merger of the entirety of the book equity Mgmt For For
of Adcon into the company, in accordance
with the terms and conditions that are
established in the protocol, without an
increase in the amount of the share capital
of the company, and with the consequent
extinction of Adcon
V Authorization to the executive officers of Mgmt For For
the company to do all the acts and take all
of the measures that are necessary for the
implementation of the merger of Adcon into
the company
VI Change of the address of the head office of Mgmt For For
the company, with the consequent amendment
of article 4 the corporate bylaws of the
company
VII Amendment of article 19, line VIII, of the Mgmt For For
corporate bylaws of the company, to adapt
it to the rules of the internal regulations
of the board of directors of the company
--------------------------------------------------------------------------------------------------------------------------
ORGANIZACION SORIANA SAB DE CV Agenda Number: 705140173
--------------------------------------------------------------------------------------------------------------------------
Security: P8728U167
Meeting Type: AGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: MXP8728U1671
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I PRESENTATION AND APPROVAL OF THE REPORT Mgmt For For
FROM THE GENERAL DIRECTOR, INCLUDING THE
FINANCIAL STATEMENTS AND OPINION OF THE
OUTSIDE AUDITORS OF THE COMPANY AND ITS
SUBSIDIARIES IN REGARD TO THE 2013 FISCAL
YEAR, IN ACCORDANCE WITH THAT WHICH IS
ESTABLISHED BY THE SECURITIES MARKET LAW,
DISCUSSION AND APPROVAL, IF DEEMED
APPROPRIATE, AFTER TAKING COGNIZANCE OF THE
REPORT AND THE OPINION OF THE BOARD OF
DIRECTORS REGARDING THE REPORT FROM THE
GENERAL DIRECTOR, THE REPORT FROM THE AUDIT
AND CORPORATE PRACTICES COMMITTEE, THE
REPORT REGARDING THE ACCOUNTING POLICIES
AND CRITERIA THAT WERE ADOPTED AND THE
REPORT REGARDING THE REVIEW OF THE TAX
STATUS OF THE COMPANY
II PRESENTATION, DISCUSSION AND APPROVAL, IF Mgmt For For
DEEMED APPROPRIATE, OF THE REPORT ON THE
ACTIVITIES IN WHICH THE BOARD OF DIRECTORS
HAS INTERVENED
III DISCUSSION AND APPROVAL, IF DEEMED Mgmt For For
APPROPRIATE, OF THE PROPOSAL TO RESOLVE
REGARDING A. THE ALLOCATION OF PROFIT, AND
B. THE MAXIMUM AMOUNT OF FUNDS THAT CAN BE
ALLOCATED TO THE PURCHASE OF SHARES OF THE
COMPANY
IV DISCUSSION AND APPROVAL, IF DEEMED Mgmt For For
APPROPRIATE, OF THE PLAN FOR THE PAYMENT OF
DIVIDENDS WITH A CHARGE AGAINST THE
RECURRING NET INCOME ACCOUNT FOR THE 2013
FISCAL YEAR IN THE AMOUNT OF MXN 0.3888 PER
SHARE
V PRESENTATION, DISCUSSION AND, IF DEEMED Mgmt For For
APPROPRIATE, APPROVAL OF A NEW REVOLVING
DUAL PROGRAM FOR THE ISSUANCE OF EXCHANGE
CERTIFICATES IN UP TO THE AMOUNT OF MXN 15
BILLION OR ITS EQUIVALENT IN INVESTMENT
UNITS, BY THE COMPANY
VI RATIFICATION AND, IF DEEMED APPROPRIATE, Mgmt Against Against
ELECTION OF MEMBERS OF THE BOARD OF
DIRECTORS AND MEMBERS OF THE COMMITTEES AND
THE DETERMINATION OF THEIR COMPENSATION
VII THE AMENDMENT OF ARTICLE 7 OF THE CORPORATE Mgmt Against Against
BYLAWS IN LIGHT OF MARKET PRACTICES AND THE
APPROVAL TO CARRY OUT A RESTATEMENT OF THE
CORPORATE BYLAWS
VIII GRANTING POWERS OF ATTORNEY TO OFFICERS OF Mgmt For For
THE COMPANY
IX DESIGNATION OF SPECIAL DELEGATES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ORGANIZACION SORIANA SAB DE CV Agenda Number: 705149498
--------------------------------------------------------------------------------------------------------------------------
Security: P8728U167
Meeting Type: EGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: MXP8728U1671
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I PRESENTATION AND APPROVAL OF THE REPORT Mgmt For For
FROM THE GENERAL DIRECTOR, INCLUDING THE
FINANCIAL STATEMENTS AND OPINION OF THE
OUTSIDE AUDITORS OF THE COMPANY AND ITS
SUBSIDIARIES IN REGARD TO THE 2013 FISCAL
YEAR, IN ACCORDANCE WITH THAT WHICH IS
ESTABLISHED BY THE SECURITIES MARKET LAW,
DISCUSSION AND APPROVAL, IF DEEMED
APPROPRIATE, AFTER TAKING COGNIZANCE OF THE
REPORT AND THE OPINION OF THE BOARD OF
DIRECTORS REGARDING THE REPORT FROM THE
GENERAL DIRECTOR, THE REPORT FROM THE AUDIT
AND CORPORATE PRACTICES COMMITTEE, THE
REPORT REGARDING THE ACCOUNTING POLICIES
AND CRITERIA THAT WERE ADOPTED AND THE
REPORT REGARDING THE REVIEW OF THE TAX
STATUS OF THE COMPANY
II PRESENTATION, DISCUSSION AND APPROVAL, IF Mgmt For For
DEEMED APPROPRIATE, OF THE REPORT ON THE
ACTIVITIES IN WHICH THE BOARD OF DIRECTORS
HAS INTERVENED
III DISCUSSION AND APPROVAL, IF DEEMED Mgmt For For
APPROPRIATE, OF THE PROPOSAL TO RESOLVE
REGARDING A. THE ALLOCATION OF PROFIT, AND
B. THE MAXIMUM AMOUNT OF FUNDS THAT CAN BE
ALLOCATED TO THE PURCHASE OF SHARES OF THE
COMPANY
IV DISCUSSION AND APPROVAL, IF DEEMED Mgmt For For
APPROPRIATE, OF THE PLAN FOR THE PAYMENT OF
DIVIDENDS WITH A CHARGE AGAINST THE
RECURRING NET INCOME ACCOUNT FOR THE 2013
FISCAL YEAR IN THE AMOUNT OF MXN 0.3888 PER
SHARE
V PRESENTATION, DISCUSSION AND, IF DEEMED Mgmt For For
APPROPRIATE, APPROVAL OF A NEW REVOLVING
DUAL PROGRAM FOR THE ISSUANCE OF EXCHANGE
CERTIFICATES IN UP TO THE AMOUNT OF MXN 15
BILLION OR ITS EQUIVALENT IN INVESTMENT
UNITS, BY THE COMPANY
VI RATIFICATION AND, IF DEEMED APPROPRIATE, Mgmt Against Against
ELECTION OF MEMBERS OF THE BOARD OF
DIRECTORS AND MEMBERS OF THE COMMITTEES AND
THE DETERMINATION OF THEIR COMPENSATION
VII THE AMENDMENT OF ARTICLE 7 OF THE CORPORATE Mgmt Against Against
BYLAWS IN LIGHT OF MARKET PRACTICES AND THE
APPROVAL TO CARRY OUT A RESTATEMENT OF THE
CORPORATE BYLAWS
VIII GRANTING POWERS OF ATTORNEY TO OFFICERS OF Mgmt For For
THE COMPANY
IX DESIGNATION OF SPECIAL DELEGATES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PARQUE ARAUCO SA PARAUCO Agenda Number: 705092752
--------------------------------------------------------------------------------------------------------------------------
Security: P76328106
Meeting Type: EGM
Meeting Date: 22-Apr-2014
Ticker:
ISIN: CLP763281068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECOGNIZE CHANGES TO THE SHARE CAPITAL Mgmt For For
THAT HAVE COME ABOUT IN ACCORDANCE WITH
THAT WHICH IS PROVIDED FOR IN ARTICLE 26 OF
THE SHARE CORPORATIONS LAW AND TO DEDUCT
ANY SHARE ISSUANCE AND PLACEMENT COSTS
ACCOUNT THERE MAY BE FROM THE PAID IN
CAPITAL AND OR ANY OTHER ADJUSTMENT TO THE
SHARE CAPITAL THAT IS RESOLVED ON BY THE
GENERAL MEETING
2 THE PASSAGE OF THE CORPORATE BYLAWS Mgmt For For
AMENDMENTS AND ALL THE OTHER RESOLUTIONS
THAT MAY BE NECESSARY OR CONVENIENT TO
CARRY OUT THE DECISIONS THAT THE GENERAL
MEETING RESOLVES ON
--------------------------------------------------------------------------------------------------------------------------
PARQUE ARAUCO SA PARAUCO Agenda Number: 705093588
--------------------------------------------------------------------------------------------------------------------------
Security: P76328106
Meeting Type: OGM
Meeting Date: 22-Apr-2014
Ticker:
ISIN: CLP763281068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE ANNUAL REPORT, BALANCE Mgmt For For
SHEET, FINANCIAL STATEMENTS AND THE REPORT
FROM THE OUTSIDE AUDITORS FOR THE FISCAL
YEAR THAT ENDED ON DECEMBER 31, 2013
2 TO ESTABLISH THE COMPENSATION FOR THE BOARD Mgmt For For
OF DIRECTORS FOR THE 2014 FISCAL YEAR AND
TO REPORT THE EXPENSES OF THE BOARD OF
DIRECTORS FOR THE 2013 FISCAL YEAR
3 REPORT ON THE ACTIVITIES AND EXPENSES OF Mgmt For For
THE COMMITTEE OF DIRECTORS, DETERMINATION
OF THE COMPENSATION AND EXPENSE BUDGET OF
THE COMMITTEE OF DIRECTORS
4 TO PRESENT THE INFORMATION PROVIDED FOR IN Mgmt For For
TITLE XVI OF LAW NUMBER 18,046
5 TO DESIGNATE OUTSIDE AUDITORS Mgmt For For
6 TO DESIGNATE RISK RATING AGENCIES Mgmt For For
7 TO DESIGNATE THE PERIODICAL IN WHICH THE Mgmt For For
CORPORATE NOTICES MUST BE PUBLISHED
8 DISTRIBUTION OF PROFIT AND ESTABLISHMENT OF Mgmt For For
THE DIVIDEND POLICY
9 OTHER MATTERS OF CORPORATE INTEREST THAT Mgmt Against Against
ARE WITHIN THE AUTHORITY OF THE ANNUAL
GENERAL MEETING OF SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA, RIO DE JANEIRO Agenda Number: 704722102
--------------------------------------------------------------------------------------------------------------------------
Security: P78331132
Meeting Type: EGM
Meeting Date: 30-Sep-2013
Ticker:
ISIN: BRPETRACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
I To approve the disposition of 100 percent Mgmt For For
of the shares issued by Innova S.A., held
by Petrobras, to Videolar S.A. and to its
majority shareholder, for the amount of BRL
870 million
II.1 The merger of Comperj Participacoes S.A., Mgmt For For
from here onwards referred to as Comperj,
into Petrobras to ratify the hiring of
Apsis Consultoria e Avaliacoes Ltda. by
Petrobras for the preparation of the
Valuation Report, at book value, of
Comperj, in accordance with the terms of
paragraph 1 of article 227 of Law 6404 of
December 15, 1976
II.2 To approve the valuation report prepared by Mgmt For For
Apsis Consultoria e Avaliacoes Ltda. for
the valuation, at book value, of the equity
of Comperj
II.3 To approve, in all of its terms and Mgmt For For
conditions, the Protocol and justification
of merger, entered into between Comperj and
Petrobras on June 3, 2013
II.4 To approve the merger of Comperj into Mgmt For For
Petrobras, with its consequent extinction,
without an increase in the share capital of
Petrobras
II.5 To approve the authorization for the Mgmt For For
executive committee of Petrobras to do all
the acts that are necessary to bring about
the merger and bring the status of the
company conducting the merger and the
company being merged into compliance before
the bodies with jurisdiction, in all the
ways that are necessary
III.1 The merger of Comperj Estirenicos S.A., Mgmt For For
from here onwards referred to as EST, into
Petrobras to ratify the hiring of Apsis
Consultoria e Avaliacoes Ltda. by Petrobras
for the preparation of the valuation
report, at book value, of EST, in
accordance with the terms of paragraph 1 of
article 227 of Law 6404 of December 15,
1976
III.2 To approve the valuation report prepared by Mgmt For For
Apsis Consultoria e Avaliacoes Ltda. for
the valuation, at book value, of the equity
of EST
III.3 To approve, in all of its terms and Mgmt For For
conditions, the Protocol and Justification
of Merger, entered into between EST and
Petrobras on June 3, 2013
III.4 To approve the merger of EST into Mgmt For For
Petrobras, with its consequent extinction,
without an increase in the share capital of
Petrobras
III.5 To approve the authorization for the Mgmt For For
executive committee of Petrobras to do all
the acts that are necessary to bring about
the merger and bring the status of the
company conducting the merger and the
company being merged into compliance before
the bodies with jurisdiction, in all the
ways that are necessary
IV.1 The merger of Comperj Meg S.A., from here Mgmt For For
onwards referred to as MEG, into Petrobras
to ratify the hiring of Apsis Consultoria e
Avaliacoes Ltda. by Petrobras for the
preparation of the valuation report, at
book value, of MEG, in accordance with the
terms of paragraph 1 of article 227 of Law
6404 of December 15, 1976
IV.2 To approve the valuation report prepared by Mgmt For For
Apsis Consultoria e Avaliacoes Ltda. for
the valuation, at book value, of the equity
of MEG
IV.3 To approve, in all of its terms and Mgmt For For
conditions, the Protocol and Justification
of Merger, entered into between MEG and
Petrobras on June 3, 2013
IV.4 To approve the merger of MEG into Mgmt For For
Petrobras, with its consequent extinction,
without an increase in the share capital of
Petrobras
IV.5 To approve the authorization for the Mgmt For For
executive committee of Petrobras to do all
the acts that are necessary to bring about
the merger and bring the status of the
company conducting the merger and the
company being merged into compliance before
the bodies with jurisdiction, in all the
ways that are necessary
V.1 The merger of Comperj Poliolefinas S.A., Mgmt For For
from here onwards referred to as POL, into
Petrobras to ratify the hiring of Apsis
Consultoria e Avaliacoes Ltda. by Petrobras
for the preparation of the Valuation
Report, at book value, of POL, in
accordance with the terms of paragraph 1 of
article 227 of Law 6404 of December 15,
1976
V.2 To approve the Valuation Report prepared by Mgmt For For
Apsis Consultoria e Avaliacoes Ltda. for
the valuation, at book value, of the equity
of POL
V.3 To approve, in all of its terms and Mgmt For For
conditions, the Protocol and Justification
of Merger, entered into between POL and
Petrobras on June 3, 2013
V.4 To approve the merger of POL into Mgmt For For
Petrobras, with its consequent extinction,
without an increase in the share capital of
Petrobras
V.5 To approve the authorization for the Mgmt For For
executive committee of Petrobras to do all
the acts that are necessary to bring about
the merger and bring the status of the
company conducting the merger and the
company being merged into compliance before
the bodies with jurisdiction, in all the
ways that are necessary
VI.1 The merger of SFE Sociedade Fluminense de Mgmt For For
Energia Ltda., from here onwards referred
to as SFE, into Petrobras to ratify the
hiring of Apsis Consultoria e Avaliacoes
Ltda. by Petrobras for the preparation of
the Valuation Report, at book value, of
SFE, in accordance with the terms of
paragraph 1 of article 227 of Law 6404 of
December 15, 1976
VI.2 To approve the Valuation Report prepared by Mgmt For For
Apsis Consultoria e Avaliacoes Ltda. for
the valuation, at book value, of the equity
of SFE
VI.3 To approve, in all of its terms and Mgmt For For
conditions, the Protocol and Justification
of Merger, entered into between SFE and
Petrobras on August 12, 2013
VI.4 To approve the merger of SFE into Mgmt For For
Petrobras, with its consequent extinction,
without an increase in the share capital of
Petrobras
VI.5 To approve the authorization for the Mgmt For For
executive committee of Petrobras to do all
the acts that are necessary to bring about
the merger and bring the status of the
company conducting the merger and the
company being merged into compliance before
the bodies with jurisdiction, in all the
ways that are necessary
VII To approve the waiver by Petrobras of the Mgmt For For
preemptive subscription right to debentures
convertible into shares to be issued by
Sete Brasil Participacoes S.A.
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA, RIO DE JANEIRO Agenda Number: 704853351
--------------------------------------------------------------------------------------------------------------------------
Security: P78331132
Meeting Type: EGM
Meeting Date: 16-Dec-2013
Ticker:
ISIN: BRPETRACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE BE ADVISED THAT IN ORDER TO PERMIT Non-Voting
FOREIGN SHAREHOLDERS TO PARTICIPATE IN
SHAREHOLDERS' MEETINGS, ARGENTINEAN
COMPANIES MAY REQUEST FOREIGN SHAREHOLDERS
TO PROVIDE PROOF OF THEIR REGISTRATION AT
THE SUPERINTENDENCY OF CORPORATIONS
INSPECCION GENERAL DE JUSTICIA
I.1 Merger of Refinaria Abreau e Lima S.A., Mgmt For For
from here onwards referred to as RNEST,
into Petrobras: To ratify the hiring of
PricewaterhouseCoopers Auditores
Independentes, from here onwards referred
to as PWC, by Petrobras, for the
preparation of the Valuation Report, at
book value, of RNEST, in accordance with
the terms of paragraph 1 of article 227 of
Law 6404 of December 15, 1976
I.2 Merger of Refinaria Abreau e Lima S.A., Mgmt For For
from here onwards referred to as RNEST,
into Petrobras: To approve the Valuation
Report prepared by PWC for the valuation,
at book value, of the equity of RNEST
I.3 Merger of Refinaria Abreau e Lima S.A., Mgmt For For
from here onwards referred to as RNEST,
into Petrobras: To approve, in all of its
terms and conditions, the protocol and
justification of the merger, which was
signed between RNEST and Petrobras October
25, 2013
I.4 Merger of Refinaria Abreau e Lima S.A., Mgmt For For
from here onwards referred to as RNEST,
into Petrobras: To approve the merger of
RNEST into Petrobras, with its consequent
extinction, without an increase in the
share capital of Petrobras
I.5 Merger of Refinaria Abreau e Lima S.A., Mgmt For For
from here onwards referred to as RNEST,
into Petrobras: To authorize the executive
committee of Petrobras to do all the acts
that are necessary to carry out the merger
and formalization of the status of the
company being merged and of the company
conducting the merger before the agencies
with authority, doing all that may be
necessary for that purpose
II.1 Merger of Compania de Recuperacao Mgmt For For
Secundaria, from here onwards referred to
as CRSec, into Petrobras: To ratify the
hiring of Apsis Consultoria e Avaliacoes
Ltda., from here onwards referred to as
Apsis, by Petrobras, for the preparation of
the Valuation Report, at book value, of
CRSec, in accordance with the terms of
paragraph 1 of article 227 of Law 6404 of
December 15, 1976
II.2 Merger of Compania de Recuperacao Mgmt For For
Secundaria, from here onwards referred to
as CRSec, into Petrobras: To approve the
Valuation Report prepared by Apsis for the
valuation, at book value, of the equity of
CRSec
II.3 Merger of Compania de Recuperacao Mgmt For For
Secundaria, from here onwards referred to
as CRSec, into Petrobras: To approve, in
all of its terms and conditions, the
protocol and justification of the merger,
which was signed between CRSec and
Petrobras on November 4, 2013
II.4 Merger of Compania de Recuperacao Mgmt For For
Secundaria, from here onwards referred to
as CRSec, into Petrobras: To approve the
merger of CRSec into Petrobras, with its
consequent extinction, without an increase
in the share capital of Petrobras
II.5 Merger of Compania de Recuperacao Mgmt For For
Secundaria, from here onwards referred to
as CRSec, into Petrobras: To authorize the
executive committee of Petrobras to do all
the acts that are necessary to carry out
the merger and formalization of the status
of the company being merged and of the
company conducting the merger before the
agencies with authority, doing all that may
be necessary for that purpose
III.1 Spin off from Petrobras International Mgmt For For
Finance Company S.A., from here onwards
referred to as PIFCO, followed by the
transfer of the spun off portion to
Petrobras: To ratify the hiring of
PricewaterhouseCoopers Auditores
Independentes, from here onwards referred
to as PWC, by Petrobras, for the
preparation of the Valuation Report, at
book value, of the portion spun off from
PIFCO that is to be transferred to
Petrobras, in accordance with the terms of
paragraph 1 of article 227 of Law 6404 of
December 15, 1976
III.2 Spin off from Petrobras International Mgmt For For
Finance Company S.A., from here onwards
referred to as PIFCO, followed by the
transfer of the spun off portion to
Petrobras: To approve the Valuation Report
prepared by PWC for the valuation, at book
value, of the equity of the portion spun
off from PIFCO that is to be transferred to
Petrobras
III.3 Spin off from Petrobras International Mgmt For For
Finance Company S.A., from here onwards
referred to as PIFCO, followed by the
transfer of the spun off portion to
Petrobras: To approve, in all of its terms
and conditions, the protocol and
justification of the spin off, which was
signed between PIFCO and Petrobras October
2, 2013
III.4 Spin off from Petrobras International Mgmt For For
Finance Company S.A., from here onwards
referred to as PIFCO, followed by the
transfer of the spun off portion to
Petrobras: To approve the spin off followed
by the transfer of the spun off portion to
Petrobras, without increasing the share
capital of Petrobras
III.5 Spin off from Petrobras International Mgmt For For
Finance Company S.A., from here onwards
referred to as PIFCO, followed by the
transfer of the spun off portion to
Petrobras: To authorize the executive
committee of Petrobras to do all the acts
that are necessary to carry out the merger
and formalization of the status of the
company being merged and of the company
conducting the merger before the agencies
with authority, doing all that may be
necessary for that purpose
CMMT 25 NOV 2013: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN THE TEXT OF THE
RESOLUTION FOR RESOLUTION NO. I.3. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA, RIO DE JANEIRO Agenda Number: 705011815
--------------------------------------------------------------------------------------------------------------------------
Security: P78331132
Meeting Type: AGM
Meeting Date: 02-Apr-2014
Ticker:
ISIN: BRPETRACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 287920 DUE TO DELETION OF
RESOLUTION "7". ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT FOREIGN SHAREHOLDERS ARE REQUIRED TO BE Non-Voting
RECORDED ON THE REGISTRY ACCORDING TO THE
PROVISIONS OF ARTICLE 123 OF CORPORATIONS
LAW AND RESOLUTION 7 ISSUED BY THE PRC. NOT
REGISTER SHAREHOLDERS ARE CONSIDERED AS NOT
ELIGIBLE FOR ATTENDING AND EXERCISE THEIR
VOTING RIGHTS AT SHAREHOLDERS MEETINGS
I To examine, discuss and vote upon the board Mgmt Against Against
of directors annual report accompanied by
fiscal council report related to fiscal
year ended December 31,2013
II Approval of the capital budget relating to Mgmt For For
the fiscal year that ended on December 31,
2014
III Destination of the year and results of 2013 Mgmt For For
IV To elect the members of the board of Mgmt Abstain Against
directors votes in groups of candidates
only: Guido Mantega, chairman, Maria Das
Gracas Silva Foster, Luciano Galvao
Coutinho, Francisco Roberto De Albuquerque,
Marcio Pereira Zimmermann, Sergio Franklin
Quintella and Miriam Aparecida Belchior
only to ordinary shareholders votes in
individual names allowed:4a. Mauro Gentile
Rodrigues Da Cunha, appointed by minority
ordinary shareholders
V To elect the president of the board of Mgmt Against Against
directors Guido Mantega, Chairman
VI Election of the members of the fiscal Mgmt Abstain Against
council, and their respective substitutes
votes in groups of candidates only members
appointed by the controller shareholder:
Paulo Jose Dos Reis Souza, Titular, Marcus
Pereira Aucelio substitute, Marisete Fatima
Dadald Pereira, Titular, Ricardo De Paula
Monteiro substitute and Cesar Acosta Rech,
Titular, Edison Freitas De Oliveira
substitute only to ordinary shareholders
votes in individual names allowed: 6a.
Reginaldo Ferreira Alexandre appointed by
the minority ordinary shareholders, 6b.
Mario Cordeiro Filho, substitute appointed
by the minority ordinary shareholders
CMMT 12 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO THE TEXT OF
RESOLUTION VI AND TEXT OF COMMENT AND
RECEIPT OF DIRECTORS NAMES RESOLUTIONS 4, 5
AND 6. IF YOU HAVE ALREADY SENT IN YOUR
VOTES FOR MID: 291333 PLEASE DO NOT REVOTE
ON THIS MEETING UNLESS YOU DECIDE TO AMEND
YOUR INSTRUCTIONS.
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA, RIO DE JANEIRO Agenda Number: 705011827
--------------------------------------------------------------------------------------------------------------------------
Security: P78331132
Meeting Type: EGM
Meeting Date: 02-Apr-2014
Ticker:
ISIN: BRPETRACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 288827 DUE TO DELETION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT FOREIGN SHAREHOLDERS ARE REQUIRED TO BE Non-Voting
RECORDED ON THE REGISTRY ACCORDING TO THE
PROVISIONS OF ARTICLE 123 OF CORPORATIONS
LAW AND RESOLUTION 7 ISSUED BY THE PRC. NOT
REGISTER SHAREHOLDERS ARE CONSIDERED AS NOT
ELIGIBLE FOR ATTENDING AND EXERCISE THEIR
VOTING RIGHTS AT SHAREHOLDERS MEETINGS
I Establishment of the compensation of the Mgmt For For
managers and of the full members of the
fiscal council
II Increase of the share capital through the Mgmt For For
incorporation of the tax incentive reserve
that was established in 2013, in the amount
of BRL 21 million, in compliance with
article 35, paragraph 1, of ordinance
number 2091.07 of the ministry of state for
national integration, increasing the share
capital from BRL 205,411,000,000 to BRL
205,432,000,000, without changing the
number of common and preferred shares, in
accordance with article 40, line iii, of
the corporate bylaws of the company, and
the consequent amendment to the wording of
article 4 of the mentioned bylaws
III The merger of Termoacu S.A., from here Mgmt For For
onwards referred to as Termoacu, into
Petrobras, 1. To ratify the hiring of Apsis
Consultoria E Avaliacoes Ldta. by Petrobras
for the preparation of the valuation
report, at book value, of Termoacu, in
accordance with the terms of paragraph 1 of
article 227 of law 6404 of December 15,
1976. 2. To approve the valuation report
prepared by Apsis Consultoria E Avaliacoes
Ldta. For the valuation, at book value, of
the equity of Termoacu. 3. To approve, in
all of its terms and conditions, the
protocol and justification of merger, which
was entered into between Termoacu and
Petrobras on February 5, 2014. 4. To
approve the merger of Termoacu into
Petrobras, with its consequent extinction,
without an increase in the share capital of
Petrobras. 5. To authorize the executive
committee of Petrobras to do all of the
acts that are necessary to carry out the
merger and to bring the status of the
company being merged and the company
conducting the merger into compliance
before the bodies with jurisdiction in all
ways that are necessary
IV The merger of Termoceara Ltda., from here Mgmt For For
onwards referred to as Termoceara, into
Petrobras, .1. To ratify the hiring of
Apsis Consultoria E Avaliacoes Ldta. by
Petrobras for the preparation of the
valuation report, at book value, of
Termoceara, in accordance with the terms of
paragraph 1 of article 227 of law 6404 of
December 15, 1976. 2. To approve the
valuation report prepared by Apsis
Consultoria E Avaliacoes Ldta. for the
valuation, at book value, of the equity of
Termoceara. 3. To approve, in all of its
terms and conditions, the protocol and
justification of merger, which was entered
into between Termoceara and Petrobras on
January 23, 2014. 4. To approve the merger
of Termoceara into Petrobras, with its
consequent extinction, without an increase
in the share capital of Petrobras. 5. To
authorize the executive committee of
Petrobras to do all of the acts that are
necessary to carry out the merger and to
bring the status of the company being
merged and the company conducting the
merger into compliance before the bodies
with jurisdiction in all ways that are
necessary
V The merger of Compania Locadora De Mgmt For For
Equipamentos Petroliferos, Clep, from here
onwards referred to as Clep, into
Petrobras, .1. To ratify the hiring of
PricewaterhouseCoopers Auditores
Independentes by Petrobras for the
preparation of the valuation report, at
book value, of Clep, in accordance with the
terms of paragraph 1 of article 227 of law
6404 of December 15, 1976. 2. To approve
the valuation report prepared by
PricewaterhouseCoopers Auditores
Independentes for the valuation, at book
value, of the equity of Clep. 3. To
approve, in all of its terms and
conditions, the protocol and justification
of merger, which was entered into between
Clep and Petrobras on February 12, 2014. 4.
To approve the merger of Clep into
Petrobras, with its consequent extinction,
without an increase in the share capital of
Petrobras. 5. To authorize the executive
committee of Petrobras to do all of the
acts that are necessary to carry out the
merger and to bring the status of the
company being merged and the company
conducting the merger into compliance
before the bodies with jurisdiction in all
ways that are necessary
--------------------------------------------------------------------------------------------------------------------------
SACI FALABELLA Agenda Number: 704676521
--------------------------------------------------------------------------------------------------------------------------
Security: P3880F108
Meeting Type: EGM
Meeting Date: 27-Aug-2013
Ticker:
ISIN: CLP3880F1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I The approval of a program for the Mgmt Against Against
acquisition of shares of our own issuance,
in accordance with that which is provided
for in articles 27, et seq., of law 18,046,
the share corporations law, allocated to
the implementation of a compensation plan
for the executives of Grupo Falabella
II To establish the amount, purpose and Mgmt Against Against
duration of the program for the acquisition
of shares of our own issuance
III To establish the price or to grant the Mgmt Against Against
authority to the board of directors to do
so, regarding the program for the
acquisition of shares of our own issuance
IV To pass the other resolutions necessary to Mgmt Against Against
bring about the resolutions that the
extraordinary general meeting resolves on
--------------------------------------------------------------------------------------------------------------------------
SACI FALABELLA Agenda Number: 705141339
--------------------------------------------------------------------------------------------------------------------------
Security: P3880F108
Meeting Type: OGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: CLP3880F1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE ANNUAL REPORT, GENERAL Mgmt For For
BALANCE SHEET, PROFIT AND LOSS STATEMENTS
AND OPINION OF EXTERNAL AUDITORS FOR THE
PERIOD ENDED DECEMBER 31, 2013
2 APPROPRIATION OF PROFITS OF THE PERIOD Mgmt For For
2013: CLP 40 PER SHARE
3 POLICY OF DIVIDENDS Mgmt For For
4 ELECTION OF THE BOARD OF DIRECTORS Mgmt Abstain Against
5 REMUNERATION OF THE BOARD OF DIRECTORS Mgmt For For
6 APPOINTMENT OF EXTERNAL AUDITORS AND RATING Mgmt For For
AGENCIES FOR THE PERIOD 2014
7 DETERMINATION OF THE NEWSPAPER FOR Mgmt For For
PUBLICATIONS OF THE COMPANY
8 REPORT OF THE OPERATIONS REFERRED TO IN Mgmt For For
TITLE XVI OF THE LAW 18.046
9 REPORT OF THE COMMITTEE OF DIRECTORS, Mgmt For For
DETERMINATION OF THE BUDGET, EXPENSES AND
REMUNERATION
10 OTHER MATTERS OF THE COMPETENCE OF THE Mgmt Against Against
REGULAR STOCKHOLDERS MEETING
--------------------------------------------------------------------------------------------------------------------------
TENARIS, S.A. Agenda Number: 934001607
--------------------------------------------------------------------------------------------------------------------------
Security: 88031M109
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: TS
ISIN: US88031M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. CONSIDERATION OF THE CONSOLIDATED Mgmt For
MANAGEMENT REPORT AND RELATED MANAGEMENT
CERTIFICATIONS ON THE COMPANY'S
CONSOLIDATED FINANCIAL STATEMENTS AS OF AND
FOR THE YEAR ENDED 31 DECEMBER 2013, AND ON
THE ANNUAL ACCOUNTS AS AT 31 DECEMBER 2013,
AND OF THE INDEPENDENT AUDITORS' REPORTS ON
SUCH CONSOLIDATED FINANCIAL STATEMENTS AND
ANNUAL ACCOUNTS.
2. APPROVAL OF THE COMPANY'S CONSOLIDATED Mgmt For
FINANCIAL STATEMENTS AS OF AND FOR THE YEAR
ENDED 31 DECEMBER 2013.
3. APPROVAL OF THE COMPANY'S ANNUAL ACCOUNTS Mgmt For
AS OF 31 DECEMBER 2013.
4. ALLOCATION OF RESULTS AND APPROVAL OF Mgmt For
DIVIDEND PAYMENT FOR THE YEAR ENDED 31
DECEMBER 2013.
5. DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For
DIRECTORS FOR THE EXERCISE OF THEIR MANDATE
DURING THE YEAR ENDED 31 DECEMBER 2013.
6. ELECTION OF MEMBERS OF THE BOARD OF Mgmt Abstain
DIRECTORS.
7. COMPENSATION OF MEMBERS OF THE BOARD OF Mgmt For
DIRECTORS.
8. APPOINTMENT OF THE INDEPENDENT AUDITORS FOR Mgmt For
THE FISCAL YEAR ENDING 31 DECEMBER 2014,
AND APPROVAL OF THEIR FEES.
9. AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For
CAUSE THE DISTRIBUTION OF ALL SHAREHOLDER
COMMUNICATIONS, INCLUDING ITS SHAREHOLDER
MEETING AND PROXY MATERIALS AND ANNUAL
REPORTS TO SHAREHOLDERS, BY SUCH ELECTRONIC
MEANS AS IS PERMITTED BY ANY APPLICABLE
LAWS OR REGULATIONS.
--------------------------------------------------------------------------------------------------------------------------
TOTVS SA Agenda Number: 704968354
--------------------------------------------------------------------------------------------------------------------------
Security: P92184103
Meeting Type: AGM
Meeting Date: 14-Mar-2014
Ticker:
ISIN: BRTOTSACNOR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU.
1 To receive the Administrators accounts, to Mgmt For For
examine, discuss and vote on the Financial
Statements regarding the fiscal year ending
on December 31, 2013
2 Destination of the net profit of the fiscal Mgmt For For
year and the distribution of dividends
3 To elect the members of the Board of Mgmt Abstain Against
Directors. German Pasquale Quiroga Vilardo,
Laercio Jose de Lucena Cosentino, Luis
Carlos Fernandes Afonso, Maria Helena dos
Santos Fernandes de Santana, Pedro Luiz
Barreiros Passos, Pedro Moreira Salles and
Sergio Foldes Guimaraes. For common shares
4 To establish the aggregate compensation of Mgmt For For
the members of the Board of Directors and
of the Executive Committee
CMMT 19 FEB 2014: PLEASE NOTE THAT SHAREHOLDERS Non-Voting
SUBMITTING A VOTE TO ELECT A MEMBER MUST
INCLUDE THE NAME OF THE CANDIDATE TO BE
ELECTED. IF INSTRUCTIONS TO VOTE ON THIS
ITEM IS RECEIVED WITHOUT A CANDIDATE'S
NAME, YOUR VOTE WILL BE PROCESSED IN FAVOR
OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
CMMT 19 FEB 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF ADDITIONAL
COMMENT AND CHANGE IN MEETING TYPE FROM OGM
TO AGM. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TOTVS SA Agenda Number: 704973115
--------------------------------------------------------------------------------------------------------------------------
Security: P92184103
Meeting Type: EGM
Meeting Date: 14-Mar-2014
Ticker:
ISIN: BRTOTSACNOR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To vote regarding the ratification, in Mgmt For For
accordance with the terms of paragraph 1 of
article 256 of Law number 6404.76, I. of
the acquisition of all of the shares,
through its subsidiary TOTVS Brasilia
Software Ltda., of the company W&D
Participacoes S.A. II. of the acquisition
of 60 percent of the quotas of PRX Solucoes
em Gestao groindustrial Ltda. and of P2RX
Solucoes em Software S.S. Ltda. III. of the
acquisition of 70 percent of the shares,
through its subsidiary TOTVS Brasil Sales
Ltda., of the company Ciashop, Solucoes
para Comercio Eletronico S.A.
CMMT 26 FEB 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN SPELLING OF CORP
NAME IN RESOLUTION 1. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ULTRAPAR PARTICIPACOES SA, SAO PAULO Agenda Number: 704901051
--------------------------------------------------------------------------------------------------------------------------
Security: P94396127
Meeting Type: EGM
Meeting Date: 31-Jan-2014
Ticker:
ISIN: BRUGPAACNOR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 The Protocol and Justification of Mgmt For For
Incorporacao de Acoes, Merger of Shares, of
Imifarma Produtos Farmaceuticos S.A. by
Ultrapar Participacoes S.A. Protocol and
Justification
2 The ratification of the appointment and Mgmt For For
engagement of Ernst and Young Assessoria
Empresarial Ltda., with headquarters in the
City of Sao Paulo, State of Sao Paulo, at
Av. Presidente Juscelino Kubitschek, 1.830,
Tower 2, 4th floor, enrolled with the
CNPJ.MF under NR. 59.527.788.0001.31, as
the specialized firm responsible for the
preparation of the economic appraisal
report of the shares of Extrafarma, for the
capital increase of the Company as a
consequence of the Merger of Shares, in the
terms of Article 226 and pursuant to
Article 8, both of Law NR. 6,404.76
Appraisal Report
3 The Appraisal Report Mgmt For For
4 The capital increase of the Company as a Mgmt For For
result of the Merger of Shares and the
issuance of new common, book entry shares
with no par value
5 The amendment of Article 5 of the Company's Mgmt For For
Bylaws, in order to reflect the capital
increase resulting from the Merger of
Shares
6 The issuance of subscription warrants, as Mgmt For For
set forth in the Protocol and Justification
7 The consent from the managers of the Mgmt For For
Company for required measures to be adopted
in order to formalize the Merger of Shares,
including in relation to the competent
public departments and third parties in
general
--------------------------------------------------------------------------------------------------------------------------
ULTRAPAR PARTICIPACOES SA, SAO PAULO Agenda Number: 705039964
--------------------------------------------------------------------------------------------------------------------------
Security: P94396127
Meeting Type: AGM
Meeting Date: 16-Apr-2014
Ticker:
ISIN: BRUGPAACNOR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To receive the administrators accounts, to Mgmt For For
examine, discuss and vote on the
administrations report, the financial
statements and the accounting statements
accompanied by the independent auditors
report regarding the fiscal year ended on
December 31, 2013
2 To approve the distribution of net profits Mgmt For For
from the 2013 fiscal year
3 To set the remuneration of the company Mgmt For For
administrators
4 In view of the request for installation of Mgmt For For
the fiscal council made by shareholders
representing more than 2 percent of the
voting shares of the company, election of
their Members and to set their respective
remunerations. Votes in Groups of
candidates only: Flavio Cesar Maia Luz,
titular, Mario Probst, titular, Jose
Reinaldo Magalhaes, titular, Marcio
Augustus Ribeiro, substitute, Pedro Ozires
Predeus, substitute, Paulo Cesar Pascotini,
substitute. Respectively. Ordinary
shareholders only
CMMT 18 MAR 2014: PLEASE NOTE THAT SHAREHOLDERS Non-Voting
SUBMITTING A VOTE TO ELECT A MEMBER MUST
INCLUDE THE NAME OF THE CANDIDATE TO BE
ELECTED. IF INSTRUCTIONS TO VOTE ON THIS
ITEM IS RECEIVED WITHOUT A CANDIDATE'S
NAME, YOUR VOTE WILL BE PROCESSED IN FAVOR
OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
CMMT 19 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF ADDITIONAL
COMMENT AND RECEIPT OF NAMES IN RESOLUTION
4. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
VALE SA, RIO DE JANEIRO Agenda Number: 705044422
--------------------------------------------------------------------------------------------------------------------------
Security: P9661Q155
Meeting Type: AGM
Meeting Date: 17-Apr-2014
Ticker:
ISIN: BRVALEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To examine, discuss and vote upon the board Mgmt For For
of directors annual report, the financial
statements, relating to fiscal year ended
December 31, 2013
2 Proposal for allocation of profits for the Mgmt For For
year of 2013
3 To elect the members of the Board of Mgmt Abstain Against
Directors: Votes in Groups of candidates
only: Hidehiro Takahashi, substitute and
Laura Bedeschi Rego de Mattos, substitute;
only to ordinary shareholders
4 To elect the members of the Fiscal Council: Mgmt Abstain Against
Votes in Groups of candidates only: Arnaldo
Jose Vollet, titular, Marcelo Amaral
Moraes, titular, Anibal Moreira dos Santos,
titular, Valeriano Gomes, substitute,
Oswaldo Mario Pego de Amorim Azevedo,
substitute, only to ordinary shareholders
5 To set the remuneration for the members of Mgmt Against Against
the board of directors and for the fiscal
council in 2014
CMMT 20 MAR 2014: PLEASE NOTE THAT SHAREHOLDERS Non-Voting
SUBMITTING A VOTE TO ELECT A MEMBER MUST
INCLUDE THE NAME OF THE CANDIDATE TO BE
ELECTED. IF INSTRUCTIONS TO VOTE ON THIS
ITEM IS RECEIVED WITHOUT A CANDIDATE'S
NAME, YOUR VOTE WILL BE PROCESSED IN FAVOR
OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU
CMMT 20 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
RECEIPT OF NOMINEE NAMES IN RESOLUTIONS 3
AND 4. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
VALE SA, RIO DE JANEIRO Agenda Number: 705043658
--------------------------------------------------------------------------------------------------------------------------
Security: P9661Q155
Meeting Type: EGM
Meeting Date: 09-May-2014
Ticker:
ISIN: BRVALEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 Proposal for the cancellation of 39,536,080 Mgmt For For
common shares and 81,451,900 preferred
class a shares issued by Vale and held in
treasury that arise from the share
repurchase program
2 Proposal for the increase in the share Mgmt For For
capital of vale, without the issuance of
shares, in the total amount of BRL 2.3
billion, through the capitalization of the
income tax incentive reserve resulting from
the Sudam and Sudene areas to December 31,
2012, together with a portion of the
expansion and investment reserve
3 Amendment of the main part of article 5 of Mgmt For For
the corporate bylaws of vale in order to
reflect the proposals that are contained in
items 1 and 2 above
CMMT 25 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO POSTPONEMENT OF MEETING
DATE FROM 17 APR 14 TO 09 MAY 14. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
VALID SOLUCOES E SERVICOS DE SEGURANCA EM MEIOS DE Agenda Number: 705068066
--------------------------------------------------------------------------------------------------------------------------
Security: P9656C112
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: BRVLIDACNOR5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To receive the accounts from the managers, Mgmt For For
to examine, discuss and vote on the report
from management and the financial
statements, relative to the fiscal year
that ended on December 31, 2013
2 To vote regarding the proposal for the Mgmt For For
allocation of the net profit from the
fiscal year that ended on December 31,
2013, and the distribution of dividends and
interest on shareholder equity, ratifying
the payments already made by resolution of
the board of directors, subject to
ratification by the annual general meeting
3 To establish the total annual remuneration Mgmt For For
of the members of the board of directors
and of the executive committee for the 2014
fiscal year
--------------------------------------------------------------------------------------------------------------------------
WAL-MART DE MEXICO SAB DE CV, MEXICO Agenda Number: 705023012
--------------------------------------------------------------------------------------------------------------------------
Security: P98180105
Meeting Type: AGM
Meeting Date: 20-Mar-2014
Ticker:
ISIN: MXP810081010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I.A Presentation, discussion and, if deemed Mgmt For For
appropriate, approval of the report: from
the board of directors
I.B Presentation, discussion and, if deemed Mgmt For For
appropriate, approval of the report: from
the director general
I.C Presentation, discussion and, if deemed Mgmt For For
appropriate, approval of the report: from
the audit and corporate practices
committees
I.D Presentation, discussion and, if deemed Mgmt For For
appropriate, approval of the report:
regarding the fulfillment of the tax
obligations
I.E Presentation, discussion and, if deemed Mgmt For For
appropriate, approval of the report:
regarding the stock plan for personnel
I.F Presentation, discussion and, if deemed Mgmt For For
appropriate, approval of the report:
regarding the status of the fund for the
purchase of shares of the company and of
the shares of the company that were
purchased during 2013
I.G Presentation, discussion and, if deemed Mgmt For For
appropriate, approval of the report: of the
Walmart de Mexico Foundation
II Discussion and, if deemed appropriate, Mgmt For For
approval of the audited, consolidated
financial statements to December 31, 2013
III Discussion and, if deemed appropriate, Mgmt For For
approval of the plan for the allocation of
results for the period from January 1
through December 31, 2013, and, if deemed
appropriate, for the payment of dividends
IV Discussion and, if deemed appropriate, Mgmt For For
approval of the plan to cancel shares of
the company that were purchased by the
company and that are currently held in
treasury
V Appointment or ratification of the members Mgmt Abstain Against
of the board of directors, of the
chairpersons of the audit and corporate
practices committees and of the
compensation that they are to receive
during the current fiscal year
VI Discussion and, if deemed appropriate, Mgmt For For
approval of the resolutions that are
contained in the minutes of the general
meeting that was held and the designation
of special delegates who will execute the
resolutions that are passed
--------------------------------------------------------------------------------------------------------------------------
WEG SA, JARAGUA DO SUL Agenda Number: 705052025
--------------------------------------------------------------------------------------------------------------------------
Security: P9832B129
Meeting Type: AGM
Meeting Date: 23-Apr-2014
Ticker:
ISIN: BRWEGEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To examine, discuss and vote upon the Board Mgmt For For
of Directors Annual Report, the financial
statements, External Auditors and of the
Finance Committee and documents opinion
report relating to fiscal year ending
December 31, 2013
2 Destination of the year end and to confirm Mgmt For For
the decision of the Board of Directors,
relating to the distribution of dividends
and interest over capital
3 To elect of the members of the Board of Mgmt Abstain Against
Directors, composed by seven members. Votes
in Individual names allowed: 3.A. Candidate
nominated by minority shareholders: Wilson
Pinto Ferreira Junior. Only to ordinary
shareholders. Votes in Groups of candidates
only. Candidates nominated by the
Controller: Dan Iochpe, Decio da Silva,
Douglas Conrado Stange, Martin Werninghaus,
Miriam Voigt Schwartz, Nildemar Secches.
Only to ordinary shareholders
4 To set the global remuneration of the Mgmt For For
company directors
5 To elect of the members of Fiscal Council Mgmt Abstain Against
and to set the global remuneration. Votes
in Groups of candidates only: 5A.Candidates
nominated by non-controlling shareholders:
Gilberto Lourenco da Aparecida, titular,
Marcelo Adolfo Moser, substitute. Only to
ordinary shareholders. 5B.Candidates
nominated by the Controller: Alidor
Lueders, titular, Vanderlei Dominguez da
Rosa, titular, Ilario Bruch, substitute,
Paulo Roberto Franceschi, substitute. Only
to ordinary shareholders
6 Approval of the newspapers for publication Mgmt For For
of the legal notices
CMMT 25 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF ADDITIONAL
COMMENT AND NAMES IN RES. 3 AND 5. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
CMMT 25 MAR 2014: PLEASE NOTE THAT SHAREHOLDERS Non-Voting
SUBMITTING A VOTE TO ELECT A MEMBER MUST
INCLUDE THE NAME OF THE CANDIDATE TO BE
ELECTED. IF INSTRUCTIONS TO VOTE ON THIS
ITEM IS RECEIVED WITHOUT A CANDIDATE'S
NAME, YOUR VOTE WILL BE PROCESSED IN FAVOR
OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
WEG SA, JARAGUA DO SUL Agenda Number: 705052378
--------------------------------------------------------------------------------------------------------------------------
Security: P9832B129
Meeting Type: EGM
Meeting Date: 23-Apr-2014
Ticker:
ISIN: BRWEGEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 Increase of the share capital by 30 Mgmt For For
percent, with it increasing from BRL
2,718,440,437 to BRL 3,533,972,568, through
the use of reserves and with an increase in
the number of shares, which will increase
from 620,905,029 to 807,176,538, through a
share bonus to the current shareholders at
the ratio of 3 new shares for each 10
shares they already own. In relation to the
shares that cannot be attributed as a whole
number to reach shareholder, these will be
dealt with in accordance with the terms of
paragraph 3 of article 169 of law number
6404.76. Consequently, the main part of
article 5 of the corporate bylaws will be
amended
2 Amendment of items 07 and 16 of the stock Mgmt Against Against
option plan of Weg S. A., in such a way
that, respectively a. The vested shares are
released for sale by the participant from
the date of the fulfillment of the vesting
periods, even if the participant does not
immediately exercise the purchase option,
and b. In the event of a special
termination of the employment relationship,
the participant will be allowed to exercise
the purchase right for all the options,
whether vested or not, within 12 months
from the date of the special termination of
the employment relationship
--------------------------------------------------------------------------------------------------------------------------
WILSON SONS LTD Agenda Number: 704855874
--------------------------------------------------------------------------------------------------------------------------
Security: G96810117
Meeting Type: EGM
Meeting Date: 08-Jan-2014
Ticker:
ISIN: BRWSONBDR009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 Approve and adopt the 2014 share option Mgmt For For
scheme, and rules contained therein, of the
company, the plan
2 Approve an increase in the authorised Mgmt For For
capital of the company by GBP 367,430.3,
from GBP 5,926,295.2 to GBP 6,293,725.5, by
the creation of an additional
4,410,927.97118 common shares of the
company, ranking pari passu with the
existing common shares of the company
--------------------------------------------------------------------------------------------------------------------------
WILSON SONS LTD Agenda Number: 705160505
--------------------------------------------------------------------------------------------------------------------------
Security: G96810117
Meeting Type: AGM
Meeting Date: 30-Apr-2014
Ticker:
ISIN: BRWSONBDR009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 RECEIPT OF THE FINANCIAL STATEMENTS FOR THE Mgmt For For
YEAR ENDED DECEMBER 31, 2013 AND THE REPORT
OF THE AUDITORS THEREON
2 PURSUANT TO COMPANY BYE LAW 15.3 A, NO SUMS Mgmt For For
SHOULD BE CREDITED TO THE LEGAL RESERVE
3 PURSUANT TO COMPANY BYE LAW 15.3 B, NO SUMS Mgmt For For
SHOULD BE SET ASIDE TO THE CONTINGENCY
RESERVE
4 PURSUANT TO COMPANY BYE LAW 15, USD Mgmt For For
27,034,720.00 BE MADE AVAILABLE TO BE
DISTRIBUTED TO MEMBERS AT THE DISCRETION OF
THE BOARD
5 APPOINTMENT OF KPMG AS AUDITORS OF THE Mgmt For For
COMPANY, TO HOLD OFFICE FROM THE CONCLUSION
OF THIS ANNUAL GENERAL MEETING UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING AT WHICH THE COMPANY'S FINANCIAL
STATEMENTS ARE PRESENTED
6 DELEGATION OF AUTHORITY TO THE COMPANY'S Mgmt For For
BOARD OF DIRECTORS TO ESTABLISH THE
AUDITORS REMUNERATION
7 PURSUANT TO COMPANY BYE LAW 34.1, THAT THE Mgmt For For
NUMBER OF DIRECTORS IS AND SHALL BE SEVEN 7
8 THE APPOINTMENT OF MR. JOSE FRANCISCO Mgmt For For
GOUVEA VIEIRA TO SERVE AS CHAIRMAN AND MR.
WILLIAM HENRY SALOMON TO SERVE AS DEPUTY
CHAIRMAN UNTIL THE CONCLUSION OF THE 2015
ANNUAL GENERAL MEETING
Curian/American Funds Global Growth Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian/American Funds Growth Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian/Ashmore Emerging Market Small Cap Equity Fund
--------------------------------------------------------------------------------------------------------------------------
21VIANET GROUP INC Agenda Number: 934008207
--------------------------------------------------------------------------------------------------------------------------
Security: 90138A103
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: VNET
ISIN: US90138A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE RESOLUTION AS SET OUT IN ITEM 1 OF THE Mgmt No vote
NOTICE OF ANNUAL GENERAL MEETING REGARDING
INCREASE OF THE COMPANY'S AUTHORISED SHARE
CAPITAL
2 THE RESOLUTION AS SET OUT IN ITEM 2 OF THE Mgmt No vote
NOTICE OF ANNUAL GENERAL MEETING REGARDING
THE ADOPTION THE COMPANY'S 2014 SHARE
INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
AEROFLOT - RUSSIAN AIRLINES JSC, MOSCOW Agenda Number: 704719066
--------------------------------------------------------------------------------------------------------------------------
Security: X00096101
Meeting Type: EGM
Meeting Date: 15-Oct-2013
Ticker:
ISIN: RU0009062285
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 About transaction approval (set of the Mgmt For For
interconnected transactions in which
commission there is an interest) rent of
five Airbus aircrafts A321-200 according to
the scheme of-the return leasing
2 About transaction approval (set of the Mgmt For For
interconnected transactions ) leasing of
fifty new Boeing B737-800/900ER aircrafts
3 About approval of the transaction on change Mgmt For For
of terms of transaction on acquisition JSC
Aeroflot of twenty two new Airbus A350XWB
aircrafts at the Airbus company
CMMT PLEASE BE ADVISED THAT THE SHAREHOLDERS WHO Non-Voting
WILL VOTE AGAINST OR ABSTAIN FROM VOTING ON
AGENDA ITEMS 2, 3 WILL HAVE RIGHT TO REDEEM
THEIR SHARES AT RUB 53.22 PER SHARE, IF THE
SHAREHOLDERS APPROVE THIS AGENDA ITEM
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
AEROFLOT - RUSSIAN AIRLINES JSC, MOSCOW Agenda Number: 704900237
--------------------------------------------------------------------------------------------------------------------------
Security: X00096101
Meeting Type: EGM
Meeting Date: 21-Jan-2014
Ticker:
ISIN: RU0009062285
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE BE INFORMED THAT THE SHAREHOLDERS Non-Voting
WHO VOTE AGAINST OR WILL NOT VOTE AT ALL
AND THE EGM APPROVES TRANSACTIONS, WILL BE
GRANTED WITH THE RIGHT TO SELL THEIR SHARES
BACK TO THE COMPANY AT RUB 54.70 PER
ORDINARY SHARE. THANK YOU.
1 Approval of series related transactions Mgmt For For
2 Approval of series related transactions Mgmt For For
with the interested party
--------------------------------------------------------------------------------------------------------------------------
AEROFLOT - RUSSIAN AIRLINES JSC, MOSCOW Agenda Number: 705350015
--------------------------------------------------------------------------------------------------------------------------
Security: X00096101
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: RU0009062285
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 343367 DUE TO SPLITTING OF
RESOLUTION 14. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 APPROVE AGENDA OF MEETING, VOTING Mgmt For For
PROCEDURES, AND MEETING OFFICIALS
2 APPROVE ANNUAL REPORT Mgmt For For
3 APPROVE FINANCIAL STATEMENTS Mgmt For For
4 APPROVE ALLOCATION OF INCOME Mgmt For For
5 APPROVE DIVIDENDS OF RUB 2.4984 PER SHARE Mgmt For For
6 APPROVE REMUNERATION OF DIRECTORS Mgmt For For
7 APPROVE REMUNERATION OF MEMBERS OF AUDIT Mgmt For For
COMMISSION
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 13 DIRECTORS
PRESENTED FOR ELECTION, YOU CAN ONLY VOTE
FOR 11 DIRECTORS. THE LOCAL AGENT IN THE
MARKET WILL APPLY CUMULATIVE VOTING EVENLY
AMONG ONLY DIRECTORS FOR WHOM YOU VOTE
"FOR". CUMULATIVE VOTES CANNOT BE APPLIED
UNEVENLY AMONG DIRECTORS VIA PROXYEDGE.
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR
THIS MEETING. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE WITH ANY QUESTIONS.
8.1 ELECT MIKHAIL ALEKSEEV AS DIRECTOR Mgmt For For
8.2 ELECT KIRILL ANDROSOV AS DIRECTOR Mgmt For For
8.3 ELECT IGOR KAMENSKOY AS DIRECTOR Mgmt For For
8.4 ELECT IGOR KOGAN AS DIRECTOR Mgmt For For
8.5 ELECT MARLEN MANASOV AS DIRECTOR Mgmt For For
8.6 ELECT ROMAN PAKHOMOV AS DIRECTOR Mgmt For For
8.7 ELECT DMITRIY PESKOV AS DIRECTOR Mgmt Against Against
8.8 ELECT VITALIY SAVELYEV AS DIRECTOR Mgmt For For
8.9 ELECT DMITRIY SAPRYKIN AS DIRECTOR Mgmt For For
8.10 ELECT VASILY SIDOROV AS DIRECTOR Mgmt For For
8.11 ELECT SERGEY SKVORTSOV AS DIRECTOR Mgmt For For
8.12 ELECT ALEKSEY FEDOROV AS DIRECTOR Mgmt For For
8.13 ELECT SERGEY CHEMEZOV AS DIRECTOR Mgmt For For
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 7 Non-Voting
CANDIDATES TO BE ELECTED AS AUDIT
COMMISSION MEMBERS, THERE ARE ONLY 5
VACANCIES AVAILABLE TO BE FILLED AT THE
MEETING. THE STANDING INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 5
OF THE 7 AUDIT COMMISSION MEMBERS. THANK
YOU.
9.1 ELECT IGOR BELIKOV AS MEMBER OF AUDIT Mgmt For For
COMMISSION
9.2 ELECT MARINA DEMINA AS MEMBER OF AUDIT Mgmt For For
COMMISSION
9.3 ELECT MARINA MIKHINA AS MEMBER OF AUDIT Mgmt For For
COMMISSION
9.4 ELECT NATALIA SLIGUN AS MEMBER OF AUDIT Mgmt No vote
COMMISSION
9.5 ELECT MIKHAIL SOROKIN AS MEMBER OF AUDIT Mgmt No vote
COMMISSION
9.6 ELECT ALEKSEY SCHEPIN AS MEMBER OF AUDIT Mgmt For For
COMMISSION
9.7 ELECT MARGARITA YAKIMETS AS MEMBER OF AUDIT Mgmt For For
COMMISSION
10 RATIFY AUDITOR: ZAO BDO Mgmt For For
11 APPROVE NEW EDITION OF CHARTER Mgmt For For
12 AMEND REGULATIONS ON GENERAL MEETINGS Mgmt For For
13 AMEND REGULATIONS ON BOARD OF DIRECTORS Mgmt For For
14.1 APPROVE RELATED-PARTY TRANSACTIONS WITH OAO Mgmt For For
AURORA AIRLINES RE: JOINT OPERATIONS
14.2 APPROVE RELATED-PARTY TRANSACTIONS WITH OAO Mgmt For For
DONAVIA RE: JOINT OPERATIONS
14.3 APPROVE RELATED-PARTY TRANSACTIONS WITH OAO Mgmt For For
ROSSIYA AIRLINES RE: JOINT OPERATIONS
14.4 APPROVE RELATED-PARTY TRANSACTIONS WITH ZAO Mgmt For For
AEROMAR RE: ON BOARD CATERING
14.5 APPROVE RELATED-PARTY TRANSACTION RE: Mgmt For For
LIABILITY INSURANCE FOR DIRECTORS,
EXECUTIVES, AND JSC AEROFLOT
CMMT 12 JUN 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AUDITOR NAME .
IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR
MID: 344985 PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
AIRASIA BHD Agenda Number: 705283618
--------------------------------------------------------------------------------------------------------------------------
Security: Y0029V101
Meeting Type: AGM
Meeting Date: 04-Jun-2014
Ticker:
ISIN: MYL5099OO006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS TOGETHER WITH THE
REPORTS OF THE DIRECTORS AND AUDITORS
THEREON FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2013
2 TO DECLARE A FIRST AND FINAL SINGLE TIER Mgmt For For
DIVIDEND OF 4 SEN PER ORDINARY SHARE OF
RM0.10 FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2013
3 TO APPROVE DIRECTORS' FEES OF RM1,658,875 Mgmt For For
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2013
4 TO RE-ELECT DATO' ABDEL AZIZ @ ABDUL AZIZ Mgmt For For
BIN ABU BAKAR AS A DIRECTOR OF THE COMPANY,
WHO RETIRES PURSUANT TO ARTICLE 124 OF THE
COMPANY'S ARTICLES OF ASSOCIATION
5 TO RE-ELECT DATUK MOHD OMAR BIN MUSTAPHA AS Mgmt For For
A DIRECTOR OF THE COMPANY, WHO RETIRES
PURSUANT TO ARTICLE 124 OF THE COMPANY'S
ARTICLES OF ASSOCIATION
6 TO RE-ELECT MR. ROBERT AARON MILTON AS A Mgmt For For
DIRECTOR OF THE COMPANY, WHO RETIRES
PURSUANT TO ARTICLE 129 OF THE COMPANY'S
ARTICLES OF ASSOCIATION
7 TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS Mgmt For For
AS AUDITORS OF THE COMPANY AND TO AUTHORISE
THE DIRECTORS TO FIX THEIR REMUNERATION
8 THAT APPROVAL BE AND IS HEREBY GIVEN TO Mgmt For For
DATO' FAM LEE EE WHO HAS SERVED AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY FOR A CUMULATIVE TERM OF MORE THAN
NINE (9) YEARS, TO CONTINUE TO ACT AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY IN ACCORDANCE WITH THE MALAYSIAN
CODE ON CORPORATE GOVERNANCE 2012
9 AUTHORITY TO ALLOT SHARES PURSUANT TO Mgmt For For
SECTION 132D OF THE COMPANIES ACT, 1965
CMMT 13 MAY 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
AIRASIA BHD Agenda Number: 705283620
--------------------------------------------------------------------------------------------------------------------------
Security: Y0029V101
Meeting Type: EGM
Meeting Date: 04-Jun-2014
Ticker:
ISIN: MYL5099OO006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PROPOSED RENEWAL OF EXISTING SHAREHOLDERS' Mgmt For For
MANDATE AND NEW SHAREHOLDERS' MANDATE FOR
RECURRENT RELATED PARTY TRANSACTIONS OF A
REVENUE OR TRADING NATURE ("PROPOSED
MANDATE")
2 PROPOSED PURCHASE BY THE COMPANY OF UP TO Mgmt For For
TEN PERCENT (10%) OF ITS OWN ISSUED AND
PAID-UP SHARE CAPITAL ("PROPOSED SHARE
BUY-BACK")
--------------------------------------------------------------------------------------------------------------------------
ALL AMERICA LATINA LOGISTICA SA Agenda Number: 705231645
--------------------------------------------------------------------------------------------------------------------------
Security: P01627242
Meeting Type: EGM
Meeting Date: 08-May-2014
Ticker:
ISIN: BRALLLACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 RESOLVE ON THE PROTOCOL AND JUSTIFICATION Mgmt For For
OF THE MERGER OF SHARES ISSUED BY ALL -
AMERICA LATINA LOGISTICA S.A. BY RUMO
LOGISTICA OPERADORA MULTIMODAL S.A.
EXECUTED ON APRIL 15, 2014 BY THE
MANAGEMENT OF THE COMPANY AND OF RUMO
LOGISTICA OPERADORA MULTIMODAL S.A.
("RUMO"), REGARDING THE MERGER OF ALL OF
THE COMPANY'S SHARES BY RUMO ("PROTOCOL AND
JUSTIFICATION OF SHARE MERGER")
2 RESOLVE ON THE MERGER OF THE COMPANY BY Mgmt For For
RUMO ("MERGER"), AS PER THE TERMS OF THE
PROTOCOL AND JUSTIFICATION OF SHARE MERGER,
WITH THE SUBSEQUENT ISSUE OF NEW COMMON
SHARES BY RUMO TO BE DELIVERED TO
SHAREHOLDERS OF THE COMPANY ACCORDING TO
THE NEGOTIATED SWAP RATIO AGREED UPON UNDER
THE PROTOCOL AND JUSTIFICATION OF SHARE
MERGER UPON THE EXECUTION OF THE MERGER
3 TO RESOLVE ON THE CANCELLATION OF THE Mgmt For For
COMPANY'S SHARES HELD IN TREASURY, WITH THE
SUBSEQUENT AMENDMENT TO ARTICLE 5 OF THE
COMPANY'S BYLAWS, WITHOUT REDUCTION TO THE
CAPITAL STOCK
4 TO BE AWARE THAT THE RESOLUTIONS ABOVE Mgmt For For
SHALL BE CONTINGENT UPON THE IMPLEMENTATION
OF CONDITIONS PROVIDED IN THE PROTOCOL AND
JUSTIFICATION OF SHARE MERGER
5 TO AUTHORIZE THE COMPANY'S MANAGEMENT TO Mgmt For For
PRACTICE ALL ACTS NECESSARY TO EXECUTE THE
MERGER OF THE COMPANY INTO RUMO
--------------------------------------------------------------------------------------------------------------------------
AMATA CORPORATION PUBLIC CO LTD Agenda Number: 705108872
--------------------------------------------------------------------------------------------------------------------------
Security: Y0099Y167
Meeting Type: AGM
Meeting Date: 21-Apr-2014
Ticker:
ISIN: TH0617A10Z16
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 283414 DUE TO RECEIPT OF
DIRECTOR NAMES IN RESOLUTION 5. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE Non-Voting
MEETING SUDDENLY CHANGE THE AGENDA AND/OR
ADD NEW AGENDA DURING THE MEETING, WE WILL
VOTE THAT AGENDA AS ABSTAIN.
1 TO CERTIFY AND APPROVE THE MINUTES OF THE Mgmt For For
MEETING OF SHAREHOLDERS FOR THE YEAR 2013
HELD ON APRIL 22, 2013
2 TO ACKNOWLEDGE THE COMPANY'S ANNUAL REPORT Mgmt For For
AND THE BOARD OF DIRECTOR'S REPORT FOR 2013
3 TO CONSIDER AND APPROVE THE COMPANY'S Mgmt For For
FINANCIAL STATEMENTS FOR THE YEAR ENDED
DECEMBER 31, 2013
4 TO CONSIDER AND APPROVE THE RETAINED Mgmt For For
EARNING APPROPRIATED AS A LEGAL RESERVE AND
THE DISTRIBUTION OF A DIVIDEND FROM THE
OPERATING PERFORMANCE FROM JANUARY 1 TO
DECEMBER 31, 2013
5.A TO CONSIDER AND APPROVE THE ELECTION OF Mgmt For For
DIRECTORS IN PLACE OF THOSE WHOSE TERMS ARE
TO BE EXPIRED AND DIRECTORS' AUTHORITY: MR.
NOPPUN MUANGKOTE
5.B TO CONSIDER AND APPROVE THE ELECTION OF Mgmt For For
DIRECTORS IN PLACE OF THOSE WHOSE TERMS ARE
TO BE EXPIRED AND DIRECTORS' AUTHORITY:
ASSOC. PROF. DR. SOMCHET THINAPHONG
5.C TO CONSIDER AND APPROVE THE ELECTION OF Mgmt For For
DIRECTORS IN PLACE OF THOSE WHOSE TERMS ARE
TO BE EXPIRED AND DIRECTORS' AUTHORITY: MR.
VATANA SUPORNPAIBUL
6 TO CONSIDER AND APPROVE THE REMUNERATION Mgmt For For
FOR THE COMPANY'S DIRECTORS
7 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
THE COMPANY'S AUDITOR AND THE REMUNERATION
FOR THE YEAR 2014
8 OTHER BUSINESS (IF ANY) Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
ANTON OILFIELD SERVICES GROUP Agenda Number: 705233889
--------------------------------------------------------------------------------------------------------------------------
Security: G03999102
Meeting Type: AGM
Meeting Date: 29-May-2014
Ticker:
ISIN: KYG039991024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0428/LTN201404281351.pdf and
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0428/LTN201404281264.pdf
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER
2013
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2013
3.Ai TO RE-ELECT MR. LUO LIN AS AN EXECUTIVE Mgmt For For
DIRECTOR
3.Aii TO RE-ELECT MR. ZHANG YONGYI AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3Aiii TO RE-ELECT MR. ZHU XIAOPING AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.Aiv TO RE-ELECT MR. WANG MINGCAI AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.Av TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF THE DIRECTORS
4 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITORS OF THE COMPANY AND AUTHORISE THE
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
5.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES NOT EXCEEDING 20% OF THE ISSUED
SHARE CAPITAL OF THE COMPANY
5.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES NOT EXCEEDING 10% OF
THE ISSUED SHARE CAPITAL OF THE COMPANY
5.C TO EXTEND THE AUTHORITY GIVEN TO THE Mgmt For For
DIRECTORS PURSUANT TO ORDINARY RESOLUTION
NO. 5(A) TO ISSUE SHARES BY ADDING TO THE
ISSUED SHARE CAPITAL OF THE COMPANY THE
NUMBER OF SHARES REPURCHASED UNDER ORDINARY
RESOLUTION NO. 5(B)
--------------------------------------------------------------------------------------------------------------------------
AUTONAVI HOLDINGS LIMITED (AMAP) Agenda Number: 933901008
--------------------------------------------------------------------------------------------------------------------------
Security: 05330F106
Meeting Type: Annual
Meeting Date: 27-Dec-2013
Ticker: AMAP
ISIN: US05330F1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) THE ADOPTION OF THE COMPANY'S 2013 SHARE Mgmt No vote
INCENTIVE PLAN IN THE FORM ATTACHED HERETO
AS EXHIBIT A, UNDER WHICH, SUBJECT TO OTHER
PROVISIONS OF THE PLAN, THE AWARD POOL
(CAPITALIZED TERMS HEREIN WILL HAVE THE
MEANINGS DEFINED IN THE PLAN UNLESS STATED
OTHERWISE) INITIALLY SHALL BE EQUAL TO
13,830,000 SHARES, ...(DUE TO SPACE LIMITS,
SEE PROXY STATEMENT FOR FULL PROPOSAL).
2) EACH DIRECTOR OF THE COMPANY IS HEREBY Mgmt No vote
AUTHORIZED TO TAKE ANY AND EVERY ACTION
THAT MIGHT BE NECESSARY TO EFFECT THE
FOREGOING RESOLUTION AS SUCH DIRECTOR, IN
HIS OR HER ABSOLUTE DISCRETION, THINKS FIT.
--------------------------------------------------------------------------------------------------------------------------
BANCO ABC BRASIL SA Agenda Number: 705120599
--------------------------------------------------------------------------------------------------------------------------
Security: P0763M135
Meeting Type: AGM
Meeting Date: 23-Apr-2014
Ticker:
ISIN: BRABCBACNPR4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT PREFERENCE SHAREHOLDERS Non-Voting
CAN SUBMIT A MEMBER FROM THE CANDIDATES
LIST ONCE THEY HAVE BEEN ELECTED OR
ALTERNATIVELY A CANDIDATE OUTSIDE OF THE
OFFICIAL LIST, HOWEVER WE CANNOT DO THIS
THROUGH THE PROXYEDGE PLATFORM. IN ORDER TO
SUBMIT A VOTE TO ELECT A CANDIDATE, CLIENTS
MUST CONTACT THEIR CSR TO INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM ARE
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting
CAN VOTE ON ITEM III ONLY. THANK YOU.
I PROVISION OF THE BOARD OF DIRECTORS Non-Voting
ACCOUNTS, EXAMINATION, DISCUSSION AND
APPROVAL OF THE FINANCIAL STATEMENTS
RELATING TO THE FISCAL YEAR THAT ENDED ON
DECEMBER 31, 2013
II TO APPROVE THE DISTRIBUTION OF NET PROFITS Non-Voting
FROM THE 2012 FISCAL YEAR
III TO ELECT THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS
IV TO SET THE GLOBAL REMUNERATION OF THE Non-Voting
COMPANY
--------------------------------------------------------------------------------------------------------------------------
BS FINANCIAL GROUP INC, BUSAN Agenda Number: 704625269
--------------------------------------------------------------------------------------------------------------------------
Security: Y0997Y103
Meeting Type: EGM
Meeting Date: 14-Aug-2013
Ticker:
ISIN: KR7138930003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Election of inside director Seong Se Hwan Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BS FINANCIAL GROUP INC, BUSAN Agenda Number: 705005204
--------------------------------------------------------------------------------------------------------------------------
Security: Y0997Y103
Meeting Type: AGM
Meeting Date: 28-Mar-2014
Ticker:
ISIN: KR7138930003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements (cash div: Mgmt For For
KRW 280 per share)
2 Amendment of articles of incorp Mgmt For For
3.1 Election of inside director: Jeong Min Ju Mgmt For For
3.2 Election of a non-permanent director: I Mgmt For For
Bong Cheol
3.3 Election of outside director: Gim Seong Ho Mgmt For For
3.4 Election of outside director: Gim U Seok Mgmt For For
3.5 Election of outside director: I Jong Su Mgmt For For
3.6 Election of outside director: Mun Jae U Mgmt For For
3.7 Election of outside director: Gim Chang Su Mgmt For For
4.1 Election of audit committee member who is Mgmt For For
an outside director: Gim Seong Ho
4.2 Election of audit committee member who is Mgmt For For
an outside director: Gim U Seok
4.3 Election of audit committee member who is Mgmt For For
an outside director: Mun Jae U
4.4 Election of audit committee member who is Mgmt For For
an outside director: Gim Chang Su
5 Approval of remuneration for director Mgmt For For
CMMT 07 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT
IN RESOLUTION 1. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CAPITAL SECURITIES CORP Agenda Number: 705333526
--------------------------------------------------------------------------------------------------------------------------
Security: Y11003103
Meeting Type: AGM
Meeting Date: 18-Jun-2014
Ticker:
ISIN: TW0006005002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 301590 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU.
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 OTHER PRESENTATIONS Non-Voting
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD0.45 PER SHARE
B.3 THE REVISION TO THE PROCEDURES OF TRADING Mgmt For For
DERIVATIVES
B.4 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.5.1 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTORS: TAI-QUN
INVESTMENT CO., LTD / REPRESENTATIVE: WANG,
JUN-ZHI
B.5.2 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTORS: TAI-QUN
INVESTMENT CO., LTD / REPRESENTATIVE: LIU,
JING-CUN
B.6 OTHER BUSINESS AND SPECIAL MOTION Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
CHINA DONGXIANG (GROUP) CO LTD Agenda Number: 705095227
--------------------------------------------------------------------------------------------------------------------------
Security: G2112Y109
Meeting Type: AGM
Meeting Date: 14-May-2014
Ticker:
ISIN: KYG2112Y1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0402/LTN20140402567.PDF AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0402/LTN20140402559.pdf
1 TO RECEIVE AND ADOPT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS AND THE REPORTS OF THE DIRECTORS
AND THE AUDITORS FOR THE YEAR ENDED 31
DECEMBER 2013
2.a TO DECLARE A FINAL DIVIDEND Mgmt For For
2.b TO DECLARE A FINAL SPECIAL DIVIDEND Mgmt For For
3.a.i TO RE-ELECT MR. CHEN YIHONG AS AN EXECUTIVE Mgmt For For
DIRECTOR
3aii TO RE-ELECT DR. XIANG BING AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.b TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF THE
DIRECTORS
4 TO RE-APPOINT MESSRS. Mgmt For For
PRICEWATERHOUSECOOPERS AS AUDITORS OF THE
COMPANY AND AUTHORISE THE BOARD OF
DIRECTORS TO FIX THEIR REMUNERATION
5 TO GIVE GENERAL MANDATE TO ISSUE SHARES Mgmt For For
6 TO GIVE GENERAL MANDATE TO REPURCHASE Mgmt For For
SHARES
7 TO GIVE GENERAL MANDATE TO EXTEND THE Mgmt For For
GENERAL MANDATE TO THE DIRECTORS TO ISSUE
SHARES
8 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO PAY OUT OF THE SHARE PREMIUM
ACCOUNT SUCH INTERIM DIVIDENDS AS MAY BE
DECLARED FROM TIME TO TIME
--------------------------------------------------------------------------------------------------------------------------
CHINA LODGING GROUP LTD Agenda Number: 933885999
--------------------------------------------------------------------------------------------------------------------------
Security: 16949N109
Meeting Type: Annual
Meeting Date: 13-Nov-2013
Ticker: HTHT
ISIN: US16949N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO CONSIDER AND, IF THOUGHT FIT, PASS THE Mgmt No vote
RESOLUTION AS SET OUT IN ITEM 1 OF THE
NOTICE OF ANNUAL GENERAL MEETING REGARDING
THE APPOINTMENT OF DELOITTE TOUCHE TOHMATSU
CPA LTD AS AUDITOR OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
CHINASOFT INTERNATIONAL LTD, GEORGE TOWN Agenda Number: 705147329
--------------------------------------------------------------------------------------------------------------------------
Security: G2110A111
Meeting Type: AGM
Meeting Date: 19-May-2014
Ticker:
ISIN: KYG2110A1114
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0411/LTN20140411021.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0411/LTN20140411015.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
AND INDEPENDENT AUDITORS OF THE COMPANY FOR
THE YEAR ENDED 31 DECEMBER 2013
2.i TO RE-ELECT DR. TANG ZHENMING AS EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
2.ii TO RE-ELECT MR. ZENG ZHIJIE (WHO HAS SERVED Mgmt For For
AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR
FOR MORE THAN 9 YEARS) AS INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY
2.iii TO RE-ELECT DR. SONG JUN AS INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
3 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF
DIRECTORS OF THE COMPANY
4 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
AUDITORS OF THE COMPANY AND AUTHORISE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
THEIR REMUNERATION
5 TO GRANT GENERAL MANDATE TO ISSUE AND ALLOT Mgmt For For
NEW SHARES
6 TO GRANT GENERAL MANDATE TO REPURCHASE Mgmt For For
SHARES
7 TO EXTEND GENERAL MANDATE GRANTED TO ISSUE Mgmt For For
NEW SHARES
8 TO APPROVE REFRESHMENT OF THE SCHEME Mgmt For For
MANDATE LIMIT
--------------------------------------------------------------------------------------------------------------------------
CHROMA ATE INC Agenda Number: 705305426
--------------------------------------------------------------------------------------------------------------------------
Security: Y1604M102
Meeting Type: AGM
Meeting Date: 11-Jun-2014
Ticker:
ISIN: TW0002360005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS PER TRUST ASSOCIATION'S PROXY VOTING Non-Voting
GUIDELINES, EVERY SHAREHOLDER IS ELIGIBLE
TO BE NOMINATED AS A CANDIDATE AND BE
ELECTED AS A DIRECTOR OR A SUPERVISOR,
REGARDLESS OF BEING RECOMMENDED BY THE
COMPANY AND/OR BY OTHER PARTIES. IF YOU
INTEND TO VOTE FOR A LISTED CANDIDATE, YOU
WILL NEED TO CONTACT THE CANDIDATE AND/OR
THE ISSUING COMPANY TO OBTAIN THE
CANDIDATE'S NAME AND ID NUMBER. WITHOUT
SUCH SPECIFIC INFORMATION, AN ELECTION
WOULD BE DEEMED AS A 'NO VOTE'.
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 THE STATUS OF ENDORSEMENT AND GUARANTEE Non-Voting
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 2. 5 PER SHARE
B.3 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.4 THE REVISION TO THE PROCEDURES OF TRADING Mgmt For For
DERIVATIVES
B.511 THE ELECTION OF THE INDEPENDENT DIRECTOR: Mgmt For For
ZHONG, CONG-MING
B.512 THE ELECTION OF THE INDEPENDENT DIRECTOR: Mgmt For For
LIN,KUN-XI
B.5.2 THE ELECTION OF THE SUPERVISORS Mgmt For For
B.6 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTORS
B.7 OTHER ISSUES AND EXTRAORDINARY MOTIONS Mgmt Abstain For
A.4 OTHER REPORTS : ISSUE OF 2ND DOMESTIC Non-Voting
UNSECURED CONVERTIBLE CORPORATE BONDS
CMMT 03 JUN 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF NON-VOTABLE
RESOLUTION. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
COMPANIA SUD AMERICANA DE VAPORES SA VAPORES, SANT Agenda Number: 704993573
--------------------------------------------------------------------------------------------------------------------------
Security: P3064M101
Meeting Type: EGM
Meeting Date: 21-Mar-2014
Ticker:
ISIN: CLP3064M1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To agree a capital increase of CSAV of up Mgmt For For
to USD 200 million, or else, in the amount
determined by the meeting, through the
issue of cash shares. This new capital
increase should be subscribed and paid
within a term of up to 3 years counted from
the date of the meeting
2 To recognize any modification to the Mgmt For For
capital stock that has taken place pursuant
to provisions in article 26 of the law of
stock companies and to deduct from the
Paid-in capital any account of issuing
costs and allotment of stocks that might
have taken place
3 To approve, pursuant to art. 67 number 9 of Mgmt For For
the law 18.046, the possible combination of
containers business of CSAV with Hapag.
Lloyd AG business, and CSAV contributing
with its assets related with the containers
business and receiving in turn shares of
the combined company the transaction,
according to the memorandum of
understanding, not binding, communicated as
essential fact through a letter dated
January 22, 2014. If transaction is
approved, the agreement of that meeting
shall give the right to withdrawal of
dissident stockholders under the terms of
art. 69, N 3, of the law 18.046 and the
other legal and regulatory rules, in which
case it shall be proposed to the meeting
that the aforementioned agreement remain
without effect if the right to withdrawal
is exercised by 5pct or more of the total
of CSAV stocks under CONTD
CONT CONTD the terms of art. 134 of the Non-Voting
regulation of law 18.045 or the percentage
of stock to be determined by the meeting.
Likewise, it is also proposed that the
meeting authorizes the board of directors
to waive the above mentioned condition
4 In general, to adopt the reforms of the by Mgmt For For
laws and all the other agreement necessary
or convenient for the implementation of the
decisions taken by the meeting
--------------------------------------------------------------------------------------------------------------------------
COMPANIA SUD AMERICANA DE VAPORES SA VAPORES, SANT Agenda Number: 705154021
--------------------------------------------------------------------------------------------------------------------------
Security: P3064M101
Meeting Type: OGM
Meeting Date: 25-Apr-2014
Ticker:
ISIN: CLP3064M1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE ANNUAL REPORT, THE BALANCE SHEET AND Mgmt For For
FINANCIAL STATEMENTS FOR THE 2013 FISCAL
YEAR, THE STATUS OF THE COMPANY, AND THE
RESPECTIVE REPORT FROM THE OUTSIDE AUDITING
FIRM
2 THE COMPENSATION OF THE BOARD OF DIRECTORS Mgmt For For
FOR THE 2014 FISCAL YEAR
3 THE COMPENSATION OF THE COMMITTEE OF Mgmt For For
DIRECTORS AND THE EXPENSE BUDGET FOR ITS
OPERATION FOR THE 2014 FISCAL YEAR
4 THE DESIGNATION OF AN OUTSIDE AUDITING FIRM Mgmt For For
AND RISK RATING AGENCIES
5 THE ACCOUNT OF THE RELATED PARTY Mgmt For For
TRANSACTIONS
6 OTHER MATTERS OF CORPORATE INTEREST THAT Mgmt For Against
ARE APPROPRIATE FOR AN ANNUAL GENERAL
MEETING OF SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
CYDSA SAB DE CV Agenda Number: 704858957
--------------------------------------------------------------------------------------------------------------------------
Security: P33988109
Meeting Type: OGM
Meeting Date: 09-Dec-2013
Ticker:
ISIN: MXP339881098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I To declare and pay a cash dividend, in Mgmt For For
domestic currency, in the amount of MXN
0.2543401692 for each one of the shares in
circulation. resolutions in this regard
II Designation of delegates from the general Mgmt For For
meeting who will be charged with
formalizing the resolutions that are
passed. resolutions in this regard
--------------------------------------------------------------------------------------------------------------------------
CYDSA SAB DE CV Agenda Number: 705165416
--------------------------------------------------------------------------------------------------------------------------
Security: P33988109
Meeting Type: AGM
Meeting Date: 30-Apr-2014
Ticker:
ISIN: MXP339881098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I REPORTS TO THE GENERAL MEETING. Mgmt For For
PRESENTATION AND, IF DEEMED APPROPRIATE,
APPROVAL OF: I. THE ANNUAL REPORT FROM THE
GENERAL DIRECTOR OF THE COMPANY FOR THE
2013 FISCAL YEAR, INCLUDING THE FINANCIAL
STATEMENTS OF THE COMPANY, ACCOMPANIED BY
THE OPINION OF THE OUTSIDE AUDITOR AND OF
THE REPORT REGARDING THE FULFILLMENT OF THE
TAX OBLIGATIONS II. THE ANNUAL REPORT FROM
THE BOARD OF DIRECTORS FOR THE 2013 FISCAL
YEAR, AND III. THE REPORT FROM THE
CORPORATE PRACTICES AND AUDIT COMMITTEE,
INCLUDING THE OPINION OF THE BOARD OF
DIRECTORS REGARDING THE CONTENT OF THE
REPORT FROM THE GENERAL DIRECTOR.
RESOLUTIONS IN THIS REGARD
II ALLOCATION OF PROFIT, PROPOSAL FOR THE Mgmt For For
PAYMENT OF A DIVIDEND AND THE REPORT
REGARDING TRANSACTIONS WITH THE SHARES OF
THE COMPANY. PRESENTATION AND, IF DEEMED
APPROPRIATE, APPROVAL OF I. THE ALLOCATION
OF THE RESULTS ACCOUNT FROM THE 2013 FISCAL
YEAR, II. THE PROPOSAL FROM THE BOARD OF
DIRECTORS FOR THE PAYMENT OF A CASH
DIVIDEND IN FAVOR OF THE SHAREHOLDERS OF
THE COMPANY, III. DETERMINATION OF THE
MAXIMUM AMOUNT OF FUNDS THAT THE COMPANY
CAN ALLOCATE TO THE PURCHASE OF ITS OWN
SHARES, AND IV. THE REPORT FROM THE BOARD
OF DIRECTORS REGARDING THE TRANSACTIONS
THAT WERE CONDUCTED BY THE COMPANY WITH ITS
OWN SHARES. RESOLUTIONS IN THIS REGARD
III MEMBERS OF THE BOARD OF DIRECTORS AND Mgmt For For
CHAIRPERSON OF THE CORPORATE PRACTICES AND
AUDIT COMMITTEE. ELECTION OF THE MEMBERS OF
THE BOARD OF DIRECTORS AND DETERMINATION OF
THEIR COMPENSATION. ELECTION OF THE
CHAIRPERSON OF THE CORPORATE PRACTICES AND
AUDIT COMMITTEE. RESOLUTIONS IN THIS REGARD
IV DELEGATES. DESIGNATION OF DELEGATES FROM Mgmt For For
THE GENERAL MEETING WHO WILL BE CHARGED
WITH FORMALIZING THE RESOLUTIONS THAT ARE
PASSED. RESOLUTIONS IN THIS REGARD
--------------------------------------------------------------------------------------------------------------------------
DRB-HICOM BHD Agenda Number: 704705233
--------------------------------------------------------------------------------------------------------------------------
Security: Y21077113
Meeting Type: AGM
Meeting Date: 19-Sep-2013
Ticker:
ISIN: MYL1619OO005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 To approve the declaration of a final gross Mgmt For For
dividend of 0.5 sen per share less taxation
of 25% and a tax exempt dividend of 4.0 sen
per share in respect of the financial year
ended 31 March 2013
O.2 To re-elect the following Director who Mgmt For For
retire by rotation in accordance with
Article 79 of the Company's Articles of
Association: YBhg Tan Sri Dato' Sri Haji
Mohd Khamil bin Jamil
O.3 To re-elect the following Director who Mgmt For For
retire by rotation in accordance with
Article 79 of the Company's Articles of
Association: YBhg Tan Sri Marzuki bin Mohd
Noor
O.4 That YBhg Datuk Haji Abdul Rahman bin Mohd Mgmt For For
Ramli, retiring pursuant to Section 129 of
the Companies Act, 1965, be and is hereby
re-appointed a Director of the Company to
hold office until the conclusion of the
next Annual General Meeting
O.5 That Mr Ong le Cheong, retiring pursuant to Mgmt For For
Section 129 of the Companies Act, 1965, be
and is hereby re-appointed a Director of
the Company to hold office until the
conclusion of the next Annual General
Meeting
O.6 To re-appoint Messrs Ernst & Young as Mgmt For For
Auditors of the Company and to authorise
the Directors to fix their remuneration
S.1 That the proposed amendments to the Mgmt Abstain Against
Articles of Association of the Company as
set out in Appendix 1 attached to this
Annual Report be and are hereby approved
and in consequence thereof, the new set of
Articles of Association incorporating the
amendments be adopted and that the
Directors and Secretary be and are hereby
authorised to carry out the necessary steps
to give effect to the amendments
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ACTUAL RECORD DATE.IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
EGYPTIAN FINANCIAL GROUP-HERMES HOLDING COMPANY, C Agenda Number: 705265583
--------------------------------------------------------------------------------------------------------------------------
Security: 268425402
Meeting Type: AGM
Meeting Date: 17-May-2014
Ticker:
ISIN: US2684254020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE BOARD REPORT ON COMPANY OPERATIONS Mgmt For For
2 APPROVE AUDITORS' REPORT ON COMPANY Mgmt For For
FINANCIAL STATEMENTS
3 ACCEPT FINANCIAL STATEMENTS Mgmt For For
4 APPROVE THE ACCOUNTING TRANSFER FROM SHARE Mgmt For For
PREMIUM ACCOUNT IN ORDER TO COVER LOSSES
5 DISCHARGE CHAIRMAN AND DIRECTORS AND Mgmt For For
APPROVE THE CHANGES IN THE BOARD OF
DIRECTORS
6 ELECT DIRECTORS (BUNDLED) Mgmt For For
7 APPROVE REMUNERATION OF DIRECTORS Mgmt For For
8 RATIFY AUDITORS AND FIX THEIR REMUNERATION Mgmt For For
9 APPROVE CHARITABLE DONATIONS Mgmt For For
10 INFORM SHAREHOLDERS ABOUT THE NEW LISTING Mgmt For For
RULES OF EGYPTIAN STOCK EXCHANGE
--------------------------------------------------------------------------------------------------------------------------
EMPRESAS LA POLAR S.A. Agenda Number: 705183375
--------------------------------------------------------------------------------------------------------------------------
Security: P3714Y166
Meeting Type: OGM
Meeting Date: 30-Apr-2014
Ticker:
ISIN: CL0001924357
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE EXAMINATION OF THE SITUATION OF THE Mgmt For For
COMPANY AND OF THE REPORTS OF THE COMPANY
FROM THE OUTSIDE AUDITOR AND THE APPROVAL
OR REJECTION OF THE ANNUAL REPORT, THE
BALANCE SHEET AND THE FINANCIAL STATEMENTS
THAT ARE PRESENTED BY THE MANAGERS OF THE
COMPANY REGARDING THE 2013 FISCAL YEAR
2 ELECTION OF THE BOARD OF DIRECTORS Mgmt For For
3 TO ESTABLISH THE COMPENSATION FOR THE BOARD Mgmt For For
OF DIRECTORS AND FOR THE COMMITTEE OF
DIRECTORS OF THE COMPANY, THE ANNUAL BUDGET
FOR THE FUNCTIONING OF THE LATTER, AND THE
REPORT ON THE COMPENSATION OF THE BOARD OF
DIRECTORS OF THE SUBSIDIARIES OF THE
COMPANY
4 TO DETERMINE THE DIVIDEND POLICY Mgmt For For
5 DESIGNATION OF THE OUTSIDE AUDITING FIRM Mgmt For For
AND RISK RATING AGENCIES OF THE COMPANY
6 DESIGNATION OF THE NEWSPAPER FOR GENERAL Mgmt For For
MEETING CALL NOTICES
7 INFORMATION ON TRANSACTIONS UNDER ARTICLE Mgmt Abstain Against
146, ET SEQ., OF THE SHARE CORPORATIONS LAW
8 TO DEAL WITH ANY OTHER MATTERS OF GENERAL Mgmt For Against
INTEREST THAT ARE APPROPRIATE FOR THE
COGNIZANCE OF AN ANNUAL GENERAL MEETING OF
SHAREHOLDERS UNDER THE BYLAWS, THE LAW AND
THE SHARE CORPORATIONS REGULATIONS
--------------------------------------------------------------------------------------------------------------------------
EVERGREEN MARINE CORP (TAIWAN) LTD Agenda Number: 705320656
--------------------------------------------------------------------------------------------------------------------------
Security: Y23632105
Meeting Type: AGM
Meeting Date: 18-Jun-2014
Ticker:
ISIN: TW0002603008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 THE STATUS OF CORPORATE BONDS Non-Voting
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION Mgmt For For
B.3 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.4 THE REVISION TO THE PROCEDURES OF TRADING Mgmt For For
DERIVATIVES
B.5 THE REVISION TO THE PROCEDURES OF MONETARY Mgmt For For
LOANS, ENDORSEMENT AND GUARANTEE
B61.1 THE ELECTION OF THE DIRECTOR: NAME: CHANG Mgmt For For
YUNG-FA CHARITY FOUNDATION / SHAREHOLDER
NO.255161 REPRESENTATIVE: CHANG, YUNG-FA
B61.2 THE ELECTION OF THE DIRECTOR: NAME: Mgmt For For
EVERGREEN AIRLINE SERVICE CORPORATION /
SHAREHOLDER NO.255146 REPRESENTATIVE: LIN,
SUN-SAN
B61.3 THE ELECTION OF THE DIRECTOR: NAME: Mgmt For For
EVERGREEN AIRLINE SERVICE CORPORATION /
SHAREHOLDER NO.255146 REPRESENTATIVE:
CHANG, CHENG-YUNG
B61.4 THE ELECTION OF THE DIRECTOR: NAME: Mgmt For For
EVERGREEN INTERNATIONAL S.A. / SHAREHOLDER
NO.840 REPRESENTATIVE: HSIEH, CHIH-CHIEN
B61.5 THE ELECTION OF THE DIRECTOR: NAME: Mgmt For For
EVERGREEN INTERNATIONAL S.A. / SHAREHOLDER
NO.840 REPRESENTATIVE: LIN, LONG-HWA
B61.6 THE ELECTION OF THE DIRECTOR: NAME: Mgmt For For
EVERGREEN INTERNATIONAL S.A. / SHAREHOLDER
NO.840 REPRESENTATIVE: CHANG, KUO-HUA
B62.1 THE ELECTION OF THE INDEPENDENT DIRECTOR: Mgmt For For
NAME: WU, CHIN-SHUN ID NO.: J1016XXXXX
B62.2 THE ELECTION OF THE INDEPENDENT DIRECTOR: Mgmt For For
NAME: CHANG, CHIA-CHEE ID NO.: A1202XXXXX
B62.3 THE ELECTION OF THE INDEPENDENT DIRECTOR: Mgmt For For
NAME: CHEN, CHING-KUHN ID NO.: Q1016XXXXX
B63.1 THE ELECTION OF THE SUPERVISOR: NAME: Mgmt For For
EVERGREEN STEEL CORP. / SHAREHOLDER
NO.10710 REPRESENTATIVE: KO, LI-CHING
B63.2 THE ELECTION OF THE SUPERVISOR: NAME: Mgmt For For
EVERGREEN STEEL CORP. / SHAREHOLDER
NO.10710 REPRESENTATIVE: KU LAI, MEI-HSUEH
B.7 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
FERREYCORP SAA Agenda Number: 705020662
--------------------------------------------------------------------------------------------------------------------------
Security: P3924F106
Meeting Type: AGM
Meeting Date: 26-Mar-2014
Ticker:
ISIN: PEP736001004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 289937 DUE TO RECEIPT OF
DIRECTOR NAMES. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
PERMANENT POA OR MEETING SPECIFIC SIGNED
POWER OF ATTORNEY (POA) IS REQUIRED IN
ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. THE MEETING SPECIFIC POA MUST BE
COMPLETED AND THE ORIGINAL MUST BE
SUBMITTED, 5 DAYS PRIOR TO CUTOFF DATE, AT
12:00 E.S.T. TO ATTN: STEPHANIE PORCARI
/AMELIA MENESES, CANAVAL Y MOREYRA 480,
PISO 4, SAN ISIDRO, L-27, LIMA-PERU. THIS
DOCUMENT CAN BE RETRIEVED FROM THE
HYPERLINK. IF YOU HAVE ANY QUESTIONS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_113480.PDF
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 01 APR 2014. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 Examination and approval of the 2013 annual Mgmt For For
report, which includes the analysis and
discussion of the financial statements
2 Distribution of profit from the 2013 fiscal Mgmt For For
year
3 Capitalization of freely available profit Mgmt For For
and of additional capital and the
consequent amendment of article 5 of the
corporate bylaws in regard to the share
capital
4 Appointment of the outside auditors for the Mgmt For For
2014 fiscal year : Ernst & Young
5.1 Re-election of Mr. Oscar Espinosa Bedoya as Mgmt For For
member of the board of directors for
Ferreycorp S.A.A., for the period from 2014
through 2017
5.2 Re-election of Mr. Carlos Ferreyros Mgmt For For
Aspillaga as member of the board of
directors of Ferreycorp S.A.A., for the
period from 2014 through 2017
5.3 Re-election of Mr. Eduardo Montero Mgmt For For
Aramburu, as member of the board of
directors of Ferreycorp S.A.A., for the
period from 2014 through 2017
5.4 Re-election of Mr. Juan Manuel Pena Roca, Mgmt For For
as member of the board of directors of
Ferreyco S.A.A., for the period from 2014
through 2017
5.5 Re-election of Mr. Andreas Vonwedemeyer Mgmt For For
Knigge, as member of the board of directors
of Ferreycorp S.A.A., for the period from
2014 through 2017
5.6 Re-election of Mr. Manuel Bustamente Mgmt For For
Olivares, as member of the board of
directors of Ferreycorp S.A.A., for the
period from 2014 through 2017
5.7 Re-election of Mr. Raul Ortiz De Zevallos Mgmt For For
Ferrand, as member of the board of
directors of Ferreycorp S.A.A., for the
period from 2014 through 2017
5.8 Re-election of Mr. Aldo Defilippi Traverso Mgmt For For
as member of the board of directors of
Ferreycorp S.A.A., for the period from 2014
through 2017
5.9 Re-election of Mr. Ricardo Bricenovillena Mgmt For For
as member of the board of directors of
Ferreycorp of S.A.A., on behalf of the
PFAS, for the period from 2014 through 2017
5.10 Re-election of Ms. Carmen Rosa Graham Mgmt For For
Ayilon as member of the board of directors
of Ferreycorp S.A.A., on behalf of the
PFAS, for the period from 2014 through 2017
6 Delegation of authority to sign public and Mgmt For For
or private documents
CMMT 17 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AUDITOR NAME. IF
YOU HAVE ALREADY SENT IN YOUR VOTES FOR
MID: 292541 PLEASE DO NOT REVOTE ON THIS
MEETING UNLESS YOU DECIDE TO AMEND YOUR
INSTRUCTIONS.
--------------------------------------------------------------------------------------------------------------------------
FILINVEST LAND INC Agenda Number: 705156570
--------------------------------------------------------------------------------------------------------------------------
Security: Y24916101
Meeting Type: AGM
Meeting Date: 09-May-2014
Ticker:
ISIN: PHY249161019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 CALL TO ORDER Mgmt Abstain Against
2 PROOF OF NOTICE OF MEETING Mgmt Abstain Against
3 CERTIFICATION OF QUORUM Mgmt Abstain Against
4 APPROVAL OF THE MINUTES OF THE ANNUAL Mgmt For For
STOCKHOLDERS MEETING ON MAY 10, 2013
5 PRESENTATION OF PRESIDENT'S REPORT Mgmt For For
6 APPROVAL OF THE AUDITED FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDING DECEMBER 31,
2013
7 RATIFICATION OF THE ACTS, RESOLUTIONS AND Mgmt For For
PROCEEDINGS OF THE BOARD OF DIRECTORS,
EXECUTIVE COMMITTEE AND MANAGEMENT UP TO
MAY 9, 2014
8 ELECTION OF DIRECTOR: ANDREW L. GOTIANUN, Mgmt For For
SR
9 ELECTION OF DIRECTOR: ANDREW T. GOTIANUN, Mgmt For For
JR
10 ELECTION OF DIRECTOR: JOSEPHINE G. YAP Mgmt For For
11 ELECTION OF DIRECTOR: EFREN C. GUTIERREZ Mgmt For For
12 ELECTION OF DIRECTOR: LAMBERTO U. OCAMPO Mgmt For For
(INDEPENDENT DIRECTOR)
13 ELECTION OF DIRECTOR: MERCEDES T. GOTIANUN Mgmt For For
14 ELECTION OF DIRECTOR: JONATHAN T. GOTIANUN Mgmt For For
15 ELECTION OF DIRECTOR: JOSEPH M. YAP Mgmt For For
16 ELECTION OF DIRECTOR: CIRILO T. TOLOSA Mgmt For For
(INDEPENDENT DIRECTOR)
17 APPOINTMENT OF EXTERNAL AUDITOR Mgmt For For
18 OTHER MATTERS Mgmt For Against
19 ADJOURNMENT Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
FLEXIUM INTERCONNECT INC Agenda Number: 705323828
--------------------------------------------------------------------------------------------------------------------------
Security: Y2573J104
Meeting Type: AGM
Meeting Date: 19-Jun-2014
Ticker:
ISIN: TW0006269004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 THE STATUS OF 2013 ENDORSEMENT AND Non-Voting
GUARANTEE
A.4 THE STATUS OF 2013 MONETARY LOANS Non-Voting
A.5 THE STATUS OF INVESTMENT IN PEOPLE'S Non-Voting
REPUBLIC OF CHINA
A.6 THE STATUS OF THE EURO UNSECURED Non-Voting
CONVERTIBLE CORPORATE BONDS
A.7 THE STATUS OF BUYBACK TREASURY STOCK Non-Voting
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 2.5 PER SHARE
B.3 THE REVISION TO THE ARTICLES OF Mgmt For For
INCORPORATION
B.4 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.5 THE ISSUANCE OF NEW SHARES FROM CAPITAL Mgmt For For
RESERVES. PROPOSED BONUS ISSUE: 100 FOR
1,000 SHS HELD
B.6 THE PROPOSAL OF LONG-TERM CAPITAL INJECTION Mgmt For For
B.7 EXTRAORDINARY MOTIONS Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
FORGAME HOLDINGS LTD, GRAND CAYMAN Agenda Number: 705194669
--------------------------------------------------------------------------------------------------------------------------
Security: G36336108
Meeting Type: AGM
Meeting Date: 27-May-2014
Ticker:
ISIN: KYG363361083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0422/LTN20140422971.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0422/LTN20140422973.pdf
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER
2013
2A.I TO ELECT THE FOLLOWING RETIRING DIRECTOR OF Mgmt For For
THE COMPANY: MR. LEVIN ERIC JOSHUA, AS
INDEPENDENT NON-EXECUTIVE DIRECTOR
2A.II TO ELECT THE FOLLOWING RETIRING DIRECTOR OF Mgmt For For
THE COMPANY: Ms. POON PHILANA WAI YIN, AS
INDEPENDENT NON-EXECUTIVE DIRECTOR
2AIII TO ELECT THE FOLLOWING RETIRING DIRECTOR OF Mgmt For For
THE COMPANY: MR. ZHAO CONG RICHARD, AS
INDEPENDENT NON-EXECUTIVE DIRECTOR
2.B TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF THE
DIRECTORS
3 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt For For
AUDITOR OF THE COMPANY AND AUTHORISE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
THEIR REMUNERATION
4.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO ALLOT, ISSUE AND
OTHERWISE DEAL WITH ADDITIONAL SHARES NOT
EXCEEDING 20% OF THE ISSUED SHARE CAPITAL
OF THE COMPANY AS AT THE DATE OF THIS
RESOLUTION
4.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES NOT
EXCEEDING 10% OF THE ISSUED SHARE CAPITAL
OF THE COMPANY AS AT THE DATE OF THIS
RESOLUTION
4.C TO EXTEND THE AUTHORITY GIVEN TO THE Mgmt For For
DIRECTORS OF THE COMPANY PURSUANT TO
ORDINARY RESOLUTION NO. 4(A) TO ISSUE
SHARES BY ADDING TO THE ISSUED SHARE
CAPITAL OF THE COMPANY THE NUMBER OF SHARES
REPURCHASED UNDER ORDINARY RESOLUTION NO.
4(B)
--------------------------------------------------------------------------------------------------------------------------
FORUS S.A. Agenda Number: 705058495
--------------------------------------------------------------------------------------------------------------------------
Security: P4371J104
Meeting Type: OGM
Meeting Date: 16-Apr-2014
Ticker:
ISIN: CL0000002023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A Approval of the annual report, balance Mgmt For For
sheet and report from the outside auditors
for the fiscal year that ended on December
31, 2013
B Distribution of the profit for the 2013 Mgmt For For
fiscal year
C Establishment of the compensation for the Mgmt For For
board of directors for 2014 and reporting
on the expenses of the board of directors
for the 2013 fiscal year
D Information on the activities and expenses Mgmt For For
of the committee of directors during 2013
and the establishment of its compensation
for 2014
E Designation of outside auditors for the Mgmt For For
fiscal year that ends on December 31, 2014
F Designation of the risk rating agencies for Mgmt For For
the fiscal year that ends on December 31,
2014
G The designation of the periodical where the Mgmt For For
call notices for the general meeting of
shareholders and other corporate notices
that are appropriate must be published
H To give an accounting of the resolutions of Mgmt For For
the board of directors that were passed
regarding the matters that are dealt with
in article 146, et seq., of the Share
corporations Law
I Any other matter of corporate interest that Mgmt For Against
is not appropriate for an extraordinary
general meeting of shareholders
--------------------------------------------------------------------------------------------------------------------------
GAEC EDUCACAO SA Agenda Number: 704901049
--------------------------------------------------------------------------------------------------------------------------
Security: P4611H116
Meeting Type: EGM
Meeting Date: 22-Jan-2014
Ticker:
ISIN: BRANIMACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
I To take cognizance of the resignation of an Mgmt For For
independent member of the Board of
Directors
II To elect the independent member of the Mgmt For For
Board of Directors, to replace the member
who has resigned. The independent member of
the Board of Directors must meet the
requirements that are stated in the Novo
Mercado Listing Regulations
III Establishment of the global amount of the Mgmt For For
compensation of the managers
--------------------------------------------------------------------------------------------------------------------------
GAEC EDUCACAO SA Agenda Number: 705156227
--------------------------------------------------------------------------------------------------------------------------
Security: P4611H116
Meeting Type: AGM
Meeting Date: 30-Apr-2014
Ticker:
ISIN: BRANIMACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 TO TAKE KNOWLEDGE THE MANAGEMENT ACCOUNTS, Mgmt For For
EXAMINE, DISCUSS AND VOTE ON THE MANAGEMENT
REPORT AND FINANCIAL STATEMENTS FOR THE
FISCAL YEAR ENDED DECEMBER 31,2013
2 TO DECIDE ON THE ALLOCATION OF THE RESULT Mgmt For For
OF THE YEAR ENDED ON DECEMBER 31, 2013 AND
DIVIDENDS
3 TO SET THE TOTAL ANNUAL REMUNERATION OF THE Mgmt For For
BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
GAEC EDUCACAO SA Agenda Number: 705290497
--------------------------------------------------------------------------------------------------------------------------
Security: P4611H116
Meeting Type: EGM
Meeting Date: 29-May-2014
Ticker:
ISIN: BRANIMACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 RATIFICATION OF THE DISTRIBUTION OF THE Mgmt For For
SHARES ACQUIRED AND HELD IN TREASURY, IN
ACCORDANCE WITH THE TERMS OF THE INCENTIVE
PLAN, AS DESCRIBED IN THE FINAL PROSPECTUS
FOR THE INITIAL PUBLIC OFFERING OF SHARES
OF THE COMPANY
2 REDUCTION BY ONE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS, BEARING IN MIND THE NEW
SHAREHOLDING STRUCTURE AND THAT WHICH IS
PROVIDED FOR IN THE SHAREHOLDER AGREEMENT
OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
GAEC EDUCACAO SA Agenda Number: 705387985
--------------------------------------------------------------------------------------------------------------------------
Security: P4611H116
Meeting Type: EGM
Meeting Date: 24-Jun-2014
Ticker:
ISIN: BRANIMACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 IN ORDER TO RESOLVE, IN ACCORDANCE WITH THE Mgmt For For
TERMS OF PARAGRAPH 1 OF ARTICLE 256 OF LAW
6,404.76, AS AMENDED, REGARDING THE
RATIFICATION OF THE ACQUISITION OF 100
PERCENT OF THE SHARE CAPITAL OF THE COMPANY
THAT MAINTAINS UNIVERSIDADE SAO JUDAS
TADEU, THROUGH ITS WHOLLY OWNED SUBSIDIARY
MINAS GERAIS EDUCACAO S.A
--------------------------------------------------------------------------------------------------------------------------
GAMUDA BHD Agenda Number: 704838498
--------------------------------------------------------------------------------------------------------------------------
Security: Y2679X106
Meeting Type: AGM
Meeting Date: 05-Dec-2013
Ticker:
ISIN: MYL5398OO002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the payment of Directors' fees Mgmt For For
of RM470,000 for the year ended 31 July
2013 (2012: RM391,935)
2 To re-elect the following Director who Mgmt For For
retire pursuant to Article 95 of the
Company's Articles of Association:-Y Bhg
Dato' Lin Yun Ling
3 To re-elect the following Director who Mgmt For For
retire pursuant to Article 95 of the
Company's Articles of Association:-Y Bhg
Dato' Ir Ha Tiing Tai
4 To re-elect the following Director who Mgmt For For
retire pursuant to Article 95 of the
Company's Articles of Association:-Y T M
Raja Dato' Seri Eleena binti Sultan Azlan
Shah
5 To re-appoint Messrs Ernst & Young, the Mgmt For For
retiring Auditors and to authorise the
Directors to fix their remuneration
6 Authority to Directors to Allot and Issue Mgmt For For
Shares
7 Proposed Renewal of Share Buy-back Mgmt For For
Authority
8 That approval be and is hereby given for Y Mgmt For For
Bhg Tan Sri Dato' Seri Dr Haji Zainul Ariff
bin Haji Hussain who has served as an
Independent Non-Executive Director of the
Company for a cumulative term of more than
9 years, to continue to act as Independent
Non-Executive Director of the Company
--------------------------------------------------------------------------------------------------------------------------
GLOBE UNION INDUSTRIAL CORP Agenda Number: 705347727
--------------------------------------------------------------------------------------------------------------------------
Security: Y2725R103
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: TW0009934000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 THE STATUS OF BUYBACK TREASURY STOCK Non-Voting
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 0.25 PER SHARE
B.3 THE REVISION TO THE PROCEDURES OF MONETARY Mgmt For For
LOANS
B.4 THE REVISION TO THE PROCEDURES OF Mgmt For For
ENDORSEMENT AND GUARANTEE
B.5 THE REVISION TO THE ARTICLES OF Mgmt For For
INCORPORATION
B.6 THE REVISION TO THE PROCEDURES OF THE Mgmt For For
ELECTION OF THE DIRECTORS AND SUPERVISORS
B.7 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.8 THE ELECTION OF THE DIRECTOR: MICHAEL ERIC Mgmt For For
WENNER ; ID / SHAREHOLDER NO:14455
B.9 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTORS
B.10 THE ISSUANCE OF NEW SHARES FROM RETAINED Mgmt For For
EARNINGS. PROPOSED STOCK DIVIDEND: 75 FOR
1,000 SHS HELD
B.11 EXTRAORDINARY MOTIONS Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
GLORIA MATERIAL TECHNOLOGY CORP Agenda Number: 705310100
--------------------------------------------------------------------------------------------------------------------------
Security: Y2726B107
Meeting Type: AGM
Meeting Date: 17-Jun-2014
Ticker:
ISIN: TW0005009005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 THE STATUS OF THE FOURTH SECURED Non-Voting
CONVERTIBLE CORPORATE BONDS
A.4 THE STATUS OF THE FIFTH UNSECURED Non-Voting
CONVERTIBLE CORPORATE BONDS
A.5 THE STATUS OF BUYBACK TREASURY STOCK Non-Voting
A.6 THE STATUS OF INVESTMENT IN PEOPLE' S Non-Voting
REPUBLIC OF CHINA
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 0. 5 PER SHARE
B.3 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.4 THE REVISION TO THE ARTICLES OF Mgmt For For
INCORPORATION
B51.1 THE ELECTION OF THE DIRECTOR: HSING-SHIH Mgmt For For
CHEN SHAREHOLDER ID. 8
B51.2 THE ELECTION OF THE DIRECTOR: SHIH-FENG Mgmt For For
CHANG SHAREHOLDER ID. 46265
B51.3 THE ELECTION OF THE DIRECTOR: HO YANG Mgmt For For
INVESTMENTS CO., LTD. / SHAREHOLDER ID.
60979 REPRESENTATIVE: CHI-CHIH CHEN
B51.4 THE ELECTION OF THE DIRECTOR: TE-CHIH CHEN Mgmt For For
SHAREHOLDER ID.1487
B51.5 THE ELECTION OF THE DIRECTOR: CHIA-HLING Mgmt For For
LIN SHAREHOLDER ID. 546
B52.1 THE ELECTION OF THE INDEPENDENT DIRECTOR: Mgmt For For
PAUL S. P. HSU ID NO: A10292XXXX
B52.2 THE ELECTION OF THE INDEPENDENT DIRECTOR: Mgmt For For
I-LIN CHENG ID NO: E10028XXXX
B52.3 THE ELECTION OF THE INDEPENDENT DIRECTOR: Mgmt For For
TE HWANG HUANG SHAREHOLDER ID. 40974
B.6 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTORS AND
INDEPENDENT DIRECTORS
B.7 OTHER ISSUES AND EXTRAORDINARY MOTIONS Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
GOME ELECTRICAL APPLIANCES HOLDING LTD Agenda Number: 705070681
--------------------------------------------------------------------------------------------------------------------------
Security: G3978C124
Meeting Type: SGM
Meeting Date: 17-Apr-2014
Ticker:
ISIN: BMG3978C1249
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0326/LTN201403261210.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0326/LTN201403261076.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 (1) certain share repurchases conducted by Mgmt For For
the Company between 22 January 2008 and 5
February 2008 involving approximately 129.8
million shares of the Company (of which
approximately 70% were originally held by
or for Mr. Wong Kwong Yu) (the "Share
Repurchases") be approved, confirmed and
ratified; (2) certain breaches of duties to
the Company by Mr. Wong Kwong Yu and Ms. Du
Juan as more particularly set out in
paragraphs 42 and 43 of the Statement of
Agreed Facts included as Appendix I to the
Circular (the "Breaches of Duties") be
approved, confirmed and ratified; and (3)
the payment of HKD 420,608,765.75 in
aggregate by CONTD
CONT CONTD Mr. Wong Kwong Yu and Ms. Du Juan to Non-Voting
the Company in full and final compensation
in order for Mr. Wong Kwong Yu, Ms. Du
Juan, Shinning Crown Holdings Inc., Shine
Group Limited and any other persons to be
released from all liabilities and claims
arising from the Share Repurchases and the
Breaches of Duties be confirmed and
approved
--------------------------------------------------------------------------------------------------------------------------
GOME ELECTRICAL APPLIANCES HOLDING LTD Agenda Number: 705254718
--------------------------------------------------------------------------------------------------------------------------
Security: G3978C124
Meeting Type: AGM
Meeting Date: 10-Jun-2014
Ticker:
ISIN: BMG3978C1249
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0505/LTN20140505355.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0505/LTN20140505388.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
REPORTS OF THE DIRECTORS AND AUDITORS OF
THE COMPANY FOR THE YEAR ENDED 31 DECEMBER
2013
2 TO APPROVE THE PROPOSED FINAL DIVIDEND FOR Mgmt For For
THE YEAR ENDED 31 DECEMBER 2013 OF HKD 1.3
CENTS PER ORDINARY SHARE
3 TO RE-ELECT MR. ZHU JIA AS A NON-EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
4 TO RE-ELECT MS. WANG LI HONG AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
5 TO RE-ELECT MR. SZE TSAI PING, MICHAEL, WHO Mgmt For For
HAS ALREADY SERVED THE COMPANY FOR MORE
THAN NINE (9) YEARS AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY, AS
AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY
6 TO RE-ELECT MR. CHAN YUK SANG, WHO HAS Mgmt For For
ALREADY SERVED THE COMPANY FOR MORE THAN
NINE (9) YEARS AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY, AS
AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY
7 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE DIRECTORS' REMUNERATION
8 TO RE-APPOINT ERNST & YOUNG AS AUDITORS OF Mgmt For For
THE COMPANY AND TO AUTHORISE THE BOARD OF
DIRECTORS OF THE COMPANY TO FIX THEIR
REMUNERATION
9 TO GRANT TO THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY THE GENERAL MANDATE TO ALLOT, ISSUE
AND DEAL WITH THE COMPANY'S SHARES
10 TO GRANT TO THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY THE GENERAL MANDATE TO REPURCHASE
THE COMPANY'S SHARES
--------------------------------------------------------------------------------------------------------------------------
GOODBABY INTERNATIONAL HOLDINGS LTD, GRAND CAYMAN Agenda Number: 705190750
--------------------------------------------------------------------------------------------------------------------------
Security: G39814101
Meeting Type: AGM
Meeting Date: 23-May-2014
Ticker:
ISIN: KYG398141013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0422/LTN20140422171.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0422/LTN20140422185.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
1 TO RECEIVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY AND ITS
SUBSIDIARIES AND THE REPORTS OF THE
DIRECTORS AND AUDITORS OF THE COMPANY FOR
THE YEAR ENDED 31 DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.05 PER Mgmt For For
ORDINARY SHARE FOR THE YEAR ENDED 31
DECEMBER 2013
3A TO RE-DESIGNATE MS. CHIANG YUN AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3B TO RE-ELECT MR. IAIN FERGUSON BRUCE AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3C TO RE-ELECT MR. MARTIN POS AS EXECUTIVE Mgmt For For
DIRECTOR
3D TO RE-ELECT MR. MICHAEL NAN QU AS EXECUTIVE Mgmt For For
DIRECTOR
3E TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE RESPECTIVE DIRECTORS' REMUNERATION
4 TO RE-APPOINT ERNST & YOUNG AS AUDITORS AND Mgmt For For
TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX
THEIR REMUNERATION
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE AGGREGATE NOMINAL
AMOUNT OF THE ISSUED SHARE CAPITAL OF THE
COMPANY AS AT THE DATE OF PASSING OF THIS
RESOLUTION
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY NOT EXCEEDING 20% OF
THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED
SHARE CAPITAL OF THE COMPANY AS AT THE DATE
OF PASSING OF THIS RESOLUTION
7 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt For For
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES IN THE CAPITAL OF THE
COMPANY BY THE AGGREGATE NOMINAL AMOUNT OF
THE SHARES REPURCHASED BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
GOURMET MASTER CO LTD Agenda Number: 705298568
--------------------------------------------------------------------------------------------------------------------------
Security: G4002A100
Meeting Type: AGM
Meeting Date: 06-Jun-2014
Ticker:
ISIN: KYG4002A1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
B.1 THE 2013 FINANCIAL STATEMENTS Mgmt For For
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 1.3 PER SHARE
B.3 THE REVISION TO THE PART OF THE ARTICLES OF Mgmt For For
INCORPORATION
B.4 THE REVISION TO THE PART OF THE RULES OF Mgmt For For
BOARD MEETING
B.5 THE REVISION TO THE PART OF THE PROCEDURES Mgmt For For
OF ASSET ACQUISITION OR DISPOSAL
B.6 THE REVISION TO THE PART OF THE PROCEDURES Mgmt For For
OF MONETARY LOANS
B.7 EXTRAORDINARY MOTIONS Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
GRAND KOREA LEISURE CO LTD, SEOUL Agenda Number: 704674438
--------------------------------------------------------------------------------------------------------------------------
Security: Y2847C109
Meeting Type: EGM
Meeting Date: 13-Sep-2013
Ticker:
ISIN: KR7114090004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Election of inside directors as Mgmt For For
representative directors: Lim Byung-Soo
2 Election of outside directors: Lee Hak-Jae Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF DIRECTOR NAMES.IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
GRAND KOREA LEISURE CO LTD, SEOUL Agenda Number: 704779391
--------------------------------------------------------------------------------------------------------------------------
Security: Y2847C109
Meeting Type: EGM
Meeting Date: 20-Dec-2013
Ticker:
ISIN: KR7114090004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of inside director: Kim Jin Sae, Mgmt For For
Kim Hyeong Jik, Park Yong Woo, Lee Jae
Gyeong
1.2 Election of outside director: Seo June Mgmt For For
Young, Ji Il Hyeon
CMMT 05 DEC 2013: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO POSTPONEMENT OF MEETING
DATE FROM 29 NOV 2013 TO 20 DEC 2013 AND
RECEIPT OF NAMES. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GRAND KOREA LEISURE CO LTD, SEOUL Agenda Number: 704963241
--------------------------------------------------------------------------------------------------------------------------
Security: Y2847C109
Meeting Type: AGM
Meeting Date: 28-Mar-2014
Ticker:
ISIN: KR7114090004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Approval of remuneration for Director Mgmt For For
3 Approval of remuneration for auditor Mgmt For For
4 Amendment of articles of Incorp Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GRUPO FAMSA SAB DE CV Agenda Number: 704787843
--------------------------------------------------------------------------------------------------------------------------
Security: P7700W100
Meeting Type: EGM
Meeting Date: 31-Oct-2013
Ticker:
ISIN: MX01GF010008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Proposal, discussion and, if deemed Mgmt For For
appropriate, approval of a plan for the
merger of the subsidiaries Fabricantes
Muebleros, S.A. de C.V., Famsa Del Centro,
S.A. de C.V., Famsa del Pacifico, S.A. de
C.V., and Famsa Metropolitano, S.A. de
C.V., as the companies being merged, into
Grupo Famsa, S.A.B. de C.V., as the company
conducting the merger
II Designation of special delegates who will Mgmt For For
carry out and formalize the resolutions
passed by this general meeting
--------------------------------------------------------------------------------------------------------------------------
GRUPO FAMSA SAB DE CV Agenda Number: 705129888
--------------------------------------------------------------------------------------------------------------------------
Security: P7700W100
Meeting Type: AGM
Meeting Date: 23-Apr-2014
Ticker:
ISIN: MX01GF010008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I.A PRESENTATION AND, IF DEEMED APPROPRIATE, Mgmt For For
APPROVAL OF THE ANNUAL REPORT FROM THE
GENERAL DIRECTOR OF THE COMPANY IN REGARD
TO THE FISCAL YEAR THAT ENDED ON DECEMBER
31, 2013, INCLUDING THE RESPECTIVE
CONSOLIDATED FINANCIAL STATEMENTS,
ACCOMPANIED BY THE OPINION OF THE OUTSIDE
AUDITOR, IN ACCORDANCE WITH THE TERMS OF
THAT WHICH IS PROVIDED FOR IN ARTICLE 28,
PART IV, LINE B, OF THE SECURITIES MARKET
LAW
I.B PRESENTATION AND, IF DEEMED APPROPRIATE, Mgmt For For
APPROVAL OF THE OPINION OF THE BOARD OF
DIRECTORS REGARDING THE CONTENT OF THE
REPORT FROM THE GENERAL DIRECTOR THAT IS
REFERRED TO IN THE ITEM ABOVE, IN
ACCORDANCE WITH THE TERMS OF THAT WHICH IS
PROVIDED FOR IN ARTICLE 28, PART IV, LINE
C, OF THE SECURITIES MARKET LAW
I.C PRESENTATION AND, IF DEEMED APPROPRIATE, Mgmt For For
APPROVAL OF THE ANNUAL REPORT FROM THE
BOARD OF DIRECTORS, WHICH CONTAINS THE MAIN
ACCOUNTING AND INFORMATION POLICIES AND
CRITERIA THAT WERE FOLLOWED IN THE
PREPARATION OF THE FINANCIAL INFORMATION,
IN ACCORDANCE WITH THE TERMS OF THAT WHICH
IS PROVIDED FOR IN ARTICLE 28, PART IV,
LINE D, OF THE SECURITIES MARKET LAW
I.D PRESENTATION AND, IF DEEMED APPROPRIATE, Mgmt For For
APPROVAL OF THE ANNUAL REPORT FROM THE
BOARD OF DIRECTORS REGARDING THE
TRANSACTIONS AND ACTIVITIES IN WHICH THE
BOARD OF DIRECTORS ITSELF HAS INTERVENED,
IN ACCORDANCE WITH THE TERMS OF THAT WHICH
IS PROVIDED FOR IN ARTICLE 28, PART IV,
LINE E, OF THE SECURITIES MARKET LAW
I.E PRESENTATION AND, IF DEEMED APPROPRIATE, Mgmt For For
APPROVAL OF THE ANNUAL REPORTS FROM THE
AUDIT COMMITTEE AND FROM THE CORPORATE
PRACTICES COMMITTEE, IN ACCORDANCE WITH THE
TERMS OF THAT WHICH IS PROVIDED FOR IN
ARTICLE 28, PART IV, LINE A, OF THE
SECURITIES MARKET LAW
II RESOLUTIONS FROM THE BOARD OF DIRECTORS Mgmt For For
REGARDING THE ALLOCATION OF THE RESULTS
ACCOUNT FROM THE FISCAL YEAR THAT ENDED ON
DECEMBER 31, 2013
III REPORT REGARDING THE FULFILLMENT OF THE TAX Mgmt For For
OBLIGATIONS
IV ELECTION AND OR RATIFICATION, IF DEEMED Mgmt For For
APPROPRIATE, OF THE PERSONS WHO WILL MAKE
UP THE BOARD OF DIRECTORS, OF THE
CHAIRPERSON, OF THE SECRETARY AND THE VICE
SECRETARY, AS WELL AS THE DETERMINATION OF
THEIR COMPENSATION AND RELATED RESOLUTIONS
V APPOINTMENT AND OR RATIFICATION, IF DEEMED Mgmt For For
APPROPRIATE, OF THE CHAIRPERSON OF THE
AUDIT COMMITTEE AND OF THE CORPORATE
PRACTICES COMMITTEE, AS WELL AS THE
DETERMINATION OF THE COMPENSATION FOR THE
MEMBERS OF THOSE COMMITTEES
VI.A THE ANNUAL REPORT FROM THE BOARD OF Mgmt For For
DIRECTORS REGARDING THE DISPOSITION AND
ACQUISITION OF SHARES REPRESENTATIVE OF THE
SHARE CAPITAL OF THE COMPANY
VI.B RESOLUTIONS REGARDING THE AMOUNT THAT CAN Mgmt For For
BE ALLOCATED TO THE PURCHASE OF SHARES OF
THE COMPANY IN ACCORDANCE WITH THE TERMS OF
THAT WHICH IS PROVIDED FOR IN ARTICLE 56,
PART IV, OF THE SECURITIES MARKET LAW
VII APPOINTMENT AND DESIGNATION OF A GENERAL Mgmt For For
ATTORNEY IN FACT FOR THE COMPANY
VIII DESIGNATION OF SPECIAL DELEGATES WHO WILL Mgmt For For
CARRY OUT AND FORMALIZE THE RESOLUTIONS
THAT ARE PASSED BY THIS GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
GRUPO FINANCIERO GALICIA S.A. Agenda Number: 933986537
--------------------------------------------------------------------------------------------------------------------------
Security: 399909100
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: GGAL
ISIN: US3999091008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPOINTMENT OF TWO SHAREHOLDERS TO SIGN THE Mgmt No vote
MINUTES.
2A. IN FAVOR OF THE PROPOSALS FROM BANCO DE Mgmt No vote
GALICIA Y BUENOS AIRES S.A.'S BOARD OF
DIRECTORS WHEN VOTING ITEMS 1, 2, 3, 5, 6,
7, 10 AND 11 OF THE AGENDA.
2B. IN FAVOR OF APPROVING THE PERFORMANCE OF Mgmt No vote
THE BOARD OF DIRECTORS AND OF THE SYNDICS'
COMMITTEE WHEN VOTING ITEM 4 OF THE AGENDA.
2C. WHEN VOTING ITEM 8 OF THE AGENDA, IN FAVOR Mgmt No vote
OF ESTABLISHING SEVEN (7) REGULAR DIRECTORS
AND FIVE (5) ALTERNATE DIRECTORS. HE SHALL
VOTE (I) THE ACCEPTANCE OF THE RESIGNATION
OF THE REGULAR DIRECTOR MR. LUIS MARIA
RIBAYA AND MR. RAUL H. SEOANE, (II) THE
REELECTION OF MR. PABLO GUTIERREZ, MR. LUIS
M. RIBAYA AND MR. RAUL H. SEOANE AS REGULAR
DIRECTORS FOR A THREE (3) YEAR PERIOD.
SINCE THE TERMS OF ALL ALTERNATE DIRECTORS
REMAIN IN FORCE, NO PROPOSAL IS MADE
REGARDING THIS SUBJECT.
2D. ADDITIONALLY, WHEN VOTING ITEM 9 OF THE Mgmt No vote
AGENDA, HE SHALL VOTE I) TO RE-ELECT MR.
ENRIQUE M. GARDA OLACIREGUI, MR. NORBERTO
D. CORIZZO AND MR. LUIS A. DIAZ AS REGULAR
SYNDICS AND, II) TO RE-ELECT MR. MIGUEL N.
ARMANDO, MR. FERNANDO NOETINGER, AND MR.
HORACIO TEDIN AS ALTERNATE SYNDICS. ONCE
AGREED ON POINTS 8 AND 9, IT WILL BE
UNANIMOUSLY RESOLVED TO COMMUNICATE THE
DECISION TO THE BOARD OF DIRECTORS OF BANCO
DE GALICIA Y BUENOS AIRES S.A.
3. EXAMINATION OF THE BALANCE SHEET, INCOME Mgmt No vote
STATEMENT, AND OTHER DOCUMENTS AS SET FORTH
BY SECTION 234, SUBSECTION 1 OF THE LAW OF
COMMERCIAL COMPANIES AND THE ANNUAL REPORT
AND REPORT OF THE SUPERVISORY SYNDICS'
COMMITTEE FOR THE 15TH FISCAL YEAR ENDED
DECEMBER 31ST, 2013.
4. TREATMENT TO BE GIVEN TO THE FISCAL YEAR'S Mgmt No vote
RESULTS. DIVIDENDS' DISTRIBUTION.
5. APPROVAL OF THE BOARD OF DIRECTORS AND Mgmt No vote
SUPERVISORY SYNDICS COMMITTEE'S
PERFORMANCES.
6. SUPERVISORY SYNDICS COMMITTEE'S Mgmt No vote
COMPENSATION.
7. BOARD OF DIRECTORS 'COMPENSATION. Mgmt No vote
8. GRANTING OF AUTHORIZATION TO THE BOARD OF Mgmt No vote
DIRECTORS TO MAKE ADVANCE PAYMENTS OF
DIRECTORS' FEES DURING THE FISCAL YEAR
STARTED ON JANUARY 1ST, 2014 AD-REFERENDUM
OF THE SHAREHOLDERS' MEETING THAT CONSIDERS
THE DOCUMENTATION CORRESPONDING TO SAID
FISCAL YEAR.
9. ELECTION OF THREE SYNDICS AND THREE Mgmt No vote
ALTERNATE SYNDICS FOR ONE-YEAR TERM OF
OFFICE.
10. DETERMINATION OF THE NUMBER OF DIRECTORS Mgmt No vote
AND ALTERNATE DIRECTORS AND, IF
APPROPRIATE, ELECTION THEREOF FOR THE TERM
ESTABLISHED BY THE COMPANY'S BYLAWS UNTIL
REACHING THE NUMBER OF DIRECTORS DETERMINED
BY THE SHAREHOLDERS' MEETING.
11. COMPENSATION OF THE INDEPENDENT ACCOUNTANT Mgmt No vote
CERTIFYING THE FINANCIAL STATEMENTS FOR
FISCAL YEAR 2013.
12. APPOINTMENT OF THE INDEPENDENT ACCOUNTANT Mgmt No vote
AND ALTERNATE ACCOUNTANT TO CERTIFY THE
FINANCIAL STATEMENTS FOR FISCAL YEAR 2014.
13. DELEGATION OF THE NECESSARY POWERS TO THE Mgmt No vote
BOARD OF DIRECTORS AND/OR SUB-DELEGATION TO
ONE OR MORE OF ITS MEMBERS AND/OR TO ONE OR
MORE MEMBERS OF THE COMPANY'S MANAGEMENT
AND/OR TO WHOM THE BOARD OF DIRECTORS
DESIGNATES IN ORDER TO DETERMINE THE TERMS
AND CONDITIONS OF THE GLOBAL PROGRAM FOR
THE ISSUANCE OF SIMPLE, SHORT, MID-AND/OR
LONG-TERM NEGOTIABLE OBLIGATIONS,
NON-CONVERTIBLE INTO SHARES AND THE
NEGOTIABLE OBLIGATIONS THAT WILL BE ISSUED
UNDER THE SAME PROGRAM.
--------------------------------------------------------------------------------------------------------------------------
HANA MICROELECTRONICS PUBLIC CO LTD Agenda Number: 705055413
--------------------------------------------------------------------------------------------------------------------------
Security: Y29974188
Meeting Type: AGM
Meeting Date: 30-Apr-2014
Ticker:
ISIN: TH0324B10Z19
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 289932 DUE TO RECEIPT OF
DIRECTOR NAMES AND CHANGE IN VOTING STATUS
OF RESOLUTION 2. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE Non-Voting
MEETING SUDDENLY CHANGE THE AGENDA AND/OR
ADD NEW AGENDA DURING THE MEETING, WE WILL
VOTE THAT AGENDA AS ABSTAIN.
1 To certify the minutes of the annual Mgmt For For
general meeting of shareholders no. 20/2013
held on 30 April 2013
2 To acknowledge the company's performance Non-Voting
for the year 2013
3 To approve the balance sheets and the Mgmt For For
profit and loss statements for the fiscal
period ended 31 December 2013
4 To approve the declaration of dividend Mgmt For For
payment for the year 2013
5.A To approve the appointment of director in Mgmt For For
place of those retired by rotation: Mr.
Bancha Tarnprakorn
5.B To approve the appointment of director in Mgmt For For
place of those retired by rotation: Mrs.
Salakchitt Preedaporn
6 To approve the directors remuneration for Mgmt For For
the year 2014
7 To approve the appointment of the external Mgmt For For
auditors of the company for the year 2014
and fix the remuneration
8 Other business (if any) Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
HUNG POO REAL ESTATE DEVELOPMENT CORP Agenda Number: 705339174
--------------------------------------------------------------------------------------------------------------------------
Security: Y37808105
Meeting Type: AGM
Meeting Date: 25-Jun-2014
Ticker:
ISIN: TW0002536000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION PROPOSED CASH Mgmt For For
DIVIDEND: TWD 1 PER SHARE
B.3 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.4 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTORS
B.5 EXTRAORDINARY MOTIONS Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
HYDOO INTERNATIONAL HOLDINGS LTD, GRAND CAYMAN Agenda Number: 705121577
--------------------------------------------------------------------------------------------------------------------------
Security: G4678A103
Meeting Type: AGM
Meeting Date: 13-May-2014
Ticker:
ISIN: KYG4678A1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0407/LTN20140407007.pdf
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0407/LTN20140407009.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES, THE REPORTS
OF THE DIRECTORS OF THE COMPANY AND
INDEPENDENT AUDITORS OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2013
2 TO DECLARE THE PAYMENT OF A FINAL DIVIDEND Mgmt For For
OF HK19.5 CENTS PER SHARE (EQUIVALENT TO
APPROXIMATELY RMB15.3 CENTS PER SHARE) FOR
THE YEAR ENDED 31 DECEMBER 2013
3.a TO RE-ELECT MR. WONG CHOIHING AS EXECUTIVE Mgmt For For
DIRECTOR
3.C TO RE-ELECT MR. HUANG DEHONG AS EXECUTIVE Mgmt For For
DIRECTOR
3.B TO RE-ELECT MR. YUAN BING AS NON-EXECUTIVE Mgmt For For
DIRECTOR,
3.d TO RE-ELECT MR. YANG XIANZU AS INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
3.e TO RE-ELECT MR. WANG LIANZHOU AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.f TO RE-ELECT MR. LAM CHI YUEN, NELSON AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.g TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF THE DIRECTORS
4 TO RE-APPOINT KPMG AS INDEPENDENT AUDITORS Mgmt For For
OF THE COMPANY AND AUTHORISE THE BOARD OF
DIRECTORS TO FIX THEIR REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE BOARD OF Mgmt For For
DIRECTORS TO ALLOT, ISSUE AND DEAL WITH
ADDITIONAL SHARES OF THE COMPANY NOT
EXCEEDING 20% OF THE AGGREGATED NOMINAL
AMOUNT OF THE ISSUED SHARE CAPITAL OF THE
COMPANY
6 TO GRANT A GENERAL MANDATE TO THE BOARD OF Mgmt For For
DIRECTORS TO REPURCHASE THE SHARES OF THE
COMPANY NOT EXCEEDING 10% OF THE AGGREGATED
NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL
OF THE COMPANY
7 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO ALLOT, ISSUE AND
DEAL WITH ADDITIONAL SHARES OF THE COMPANY
BY THE NUMBER OF SHARES REPURCHASED BY THE
COMPANY
CMMT 08 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION IN TEXT OF
RESOLUTION NO 3.C AND 3.B. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
HYUNDAI DEPARTMENT STORE CO LTD, SEOUL Agenda Number: 704985019
--------------------------------------------------------------------------------------------------------------------------
Security: Y38306109
Meeting Type: AGM
Meeting Date: 21-Mar-2014
Ticker:
ISIN: KR7069960003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Election of Directors Jeong Ji Seon, I Dong Mgmt For For
Ho, Gim Yeong Tae, I Hak Rae, Gim Yeong Su,
Gim Sang Jun
3 Election of audit committee member Kim Mgmt For For
Young Su, Kim Sang Joon
4 Approval of remuneration for director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HYUNDAI DEVELOPMENT CO - ENGINEERING & CONSTRUCTIO Agenda Number: 704991694
--------------------------------------------------------------------------------------------------------------------------
Security: Y38397108
Meeting Type: AGM
Meeting Date: 21-Mar-2014
Ticker:
ISIN: KR7012630000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2.1 Election of inside director Bak Chang Min Mgmt For For
2.2 Election of inside director Gim Jong Su Mgmt For For
2.3 Election of outside director Myung Hae Choi Mgmt For For
3 Election of audit committee member who is Mgmt For For
an outside director: Myung Hae Choi
4 Approval of remuneration for director Mgmt For For
CMMT 03 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AUDITOR'S NAME.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ING VYSYA BANK LTD Agenda Number: 705328739
--------------------------------------------------------------------------------------------------------------------------
Security: Y9383Q129
Meeting Type: AGM
Meeting Date: 24-Jun-2014
Ticker:
ISIN: INE166A01011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE, CONSIDER AND ADOPT THE BALANCE Mgmt For For
SHEET AS AT 31 MARCH 2014, PROFIT AND LOSS
ACCOUNT FOR THE YEAR ENDED ON THAT DATE
TOGETHER WITH THE AUDITORS REPORT THEREON
AND THE DIRECTORS REPORT ATTACHED THERETO
FOR THAT YEAR
2 TO DECLARE A DIVIDEND ON EQUITY SHARES FOR Mgmt For For
THE YEAR ENDED 31 MARCH 2014
3 TO APPOINT A DIRECTOR IN PLACE OF MR. MARK Mgmt For For
EDWIN NEWMAN WHO RETIRES BY ROTATION AND
BEING ELIGIBLE, OFFERS HIMSELF FOR
RE-APPOINTMENT
4 TO RE-APPOINT M/S BSR & CO. LLP, CHARTERED Mgmt For For
ACCOUNTANTS, AS THE AUDITORS OF THE BANK
FOR THE YEAR 2014-15 AND AUTHORIZE THE
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
5 AMENDMENT TO ARTICLES OF ASSOCIATION : Mgmt For For
ARTICLE 28, ARTICLE 40 (E) AND ARTICLE 75
CMMT 28 MAY 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO TEXT OF
RESOLUTION 5. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INNOLUX CORPORATION Agenda Number: 705343983
--------------------------------------------------------------------------------------------------------------------------
Security: Y14056108
Meeting Type: AGM
Meeting Date: 19-Jun-2014
Ticker:
ISIN: TW0003481008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 THE APPROPRIATION FOR OFFSETTING DEFICIT OF Non-Voting
YEAR 2012
A.4 THE PROPOSAL OF CAPITAL INJECTION BY Non-Voting
ISSUING NEW SHARES VIA PRIVATE PLACEMENT
A.5 OTHER PRESENTATIONS Non-Voting
B.1 THE APPROPRIATION FOR OFFSETTING DEFICIT OF Mgmt For For
YEAR 2012
B.2 THE 2013 FINANCIAL STATEMENTS Mgmt For For
B.3 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 0. 01 PER SHARE
B.4 THE PROPOSAL OF CAPITAL INJECTION AND Mgmt For For
ISSUANCE OF NEW SHARES TO PARTICIPATE THE
GLOBAL DEPOSITARY RECEIPT (GDR) ISSUANCE OR
THE LOCAL RIGHTS ISSUE
B.5 THE PROPOSED CASH DISTRIBUTION FROM CAPITAL Mgmt For For
ACCOUNT : TWD 0. 14 PER SHARE
B.6 THE REVISION TO THE ARTICLES OF Mgmt For For
INCORPORATION
B.7 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
--------------------------------------------------------------------------------------------------------------------------
INTIME RETAIL (GROUP) CO LTD Agenda Number: 705232801
--------------------------------------------------------------------------------------------------------------------------
Security: G4922U103
Meeting Type: AGM
Meeting Date: 30-May-2014
Ticker:
ISIN: KYG4922U1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0428/LTN201404281078.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0428/LTN201404281050.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND APPROVE THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORTS OF THE
DIRECTORS (THE "DIRECTORS") AND THE
AUDITORS (THE "AUDITORS") OF THE COMPANY
FOR THE YEAR ENDED 31 DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND OF RMB0.11 PER Mgmt For For
SHARE
3.A.i TO RE-ELECT MR. CHEN XIAODONG AS EXECUTIVE Mgmt For For
DIRECTOR
3.Aii TO RE-ELECT MR. LIU DONG AS NON-EXECUTIVE Mgmt For For
DIRECTOR
3Aiii TO RE-ELECT MR. YU NING AS INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
3.B TO AUTHORISE THE BOARD OF DIRECTORS Mgmt For For
("BOARD") TO FIX THE REMUNERATION OF THE
DIRECTORS
4 TO RE-APPOINT ERNST & YOUNG AS THE AUDITORS Mgmt For For
AND TO AUTHORIZE THE BOARD TO FIX THE
REMUNERATION OF THE AUDITORS
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE THE SHARES
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH THE SHARES
7 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt For For
THE DIRECTORS TO ISSUE SHARES BY THE NUMBER
OF SHARES REPURCHASED
--------------------------------------------------------------------------------------------------------------------------
INTIME RETAIL (GROUP) CO LTD Agenda Number: 705386921
--------------------------------------------------------------------------------------------------------------------------
Security: G4922U103
Meeting Type: EGM
Meeting Date: 24-Jun-2014
Ticker:
ISIN: KYG4922U1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0609/LTN20140609059.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0609/LTN20140609057.pdf
1 (A) TO APPROVE THE SUBSCRIPTION AGREEMENT, Mgmt For For
THE ISSUE OF SUBSCRIPTION SHARES AND THE
CONVERTIBLE BONDS AS DETAILED IN THE
NOTICE; AND (B) TO GRANT A SPECIFIC MANDATE
FOR THE ALLOTMENT AND ISSUE OF THE
SUBSCRIPTION SHARES AND THE CONVERSION
SHARES TO ALIBABA INVESTMENT LIMITED IN
ACCORDANCE WITH THE SUBSCRIPTION AGREEMENT
AND THE BOND INSTRUMENT AS DETAILED IN THE
NOTICE
2 TO APPROVE THE WHITEWASH WAIVER AS DETAILED Mgmt For For
IN THE NOTICE
3 TO APPROVE THAT ANY ONE DIRECTOR AND/OR Mgmt For For
COMPANY SECRETARY OF THE COMPANY BE AND IS
HEREBY AUTHORISED FOR AND ON BEHALF OF THE
COMPANY TO EXECUTE ALL SUCH DOCUMENTS AND
DO ALL SUCH ACTS OR THINGS AS HE/SHE MAY IN
HIS/HER ABSOLUTE DISCRETION CONSIDER TO BE
NECESSARY, DESIRABLE, APPROPRIATE OR
EXPEDIENT TO IMPLEMENT OR GIVE EFFECT TO OR
IN CONNECTION WITH THE TRANSACTIONS
CONTEMPLATED IN THE SUBSCRIPTION AGREEMENT
AND THE BOND INSTRUMENT
4 TO APPROVE THE AMENDMENT OF GRANTED OPTIONS Mgmt For For
HELD BY MR. CHEN XIAODONG AS FURTHER
DESCRIBED UNDER THE SECTION ENTITLED
AMENDMENT OF TERMS OF SHARE OPTIONS GRANTED
IN THE SHAREHOLDERS CIRCULAR OF THE COMPANY
DATED 9 JUNE, 2014
--------------------------------------------------------------------------------------------------------------------------
IOCHPE-MAXION SA, CRUZEIRO Agenda Number: 705025749
--------------------------------------------------------------------------------------------------------------------------
Security: P58749105
Meeting Type: AGM
Meeting Date: 11-Apr-2014
Ticker:
ISIN: BRMYPKACNOR7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 Report and accounts from the management and Mgmt For For
other financial statements in relation to
the fiscal year that ended on December 31,
2013
2 Allocation of net profit from the fiscal Mgmt For For
year that ended on December 31, 2013, and
the distribution of the dividends
3 To set the global remuneration of the Mgmt For For
company directors for the 2014
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
IOCHPE-MAXION SA, CRUZEIRO Agenda Number: 705035500
--------------------------------------------------------------------------------------------------------------------------
Security: P58749105
Meeting Type: EGM
Meeting Date: 09-May-2014
Ticker:
ISIN: BRMYPKACNOR7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To amend the company stock option plan that Mgmt For For
was approved at the extraordinary general
meeting that was held on December 1, 2009,
in regard to the mandatory period during
which the beneficiaries of the plan must
retain the shares themselves and the
possibility of granting stock options
without the requirement that the shares
themselves be acquired
2 To amend the corporate bylaws of the Mgmt For For
company for the purpose of I. Increasing
the authorized capital limit by 15 Million
common, nominative shares, with no par
value, with the consequent amendment of the
main part of article 6 of the bylaws, and
II. creating the position of chairperson
emeritus of the board of directors, which
will be an honorary position that is to be
occupied exclusively by Mr. Ivoncy
Brochmann Ioschpe, through the inclusion in
article 36a of the bylaws, in its own
chapter, of a new chapter VI, with the
consequent renumbering of the following
chapters, with it being stated for
clarification that sub-item II above was
proposed by the other members of the board
of directors and not by the person signing
this call notice, with the person signing
this call notice having abstained from the
vote on this motion
CMMT 29 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO POSTPONEMENT OF MEETING
DATE FROM 11 APR 14 TO 09 MAY 14. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
IRSA INVERSIONES Y REPRESENTACIONES S.A. Agenda Number: 934043605
--------------------------------------------------------------------------------------------------------------------------
Security: 450047204
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: IRS
ISIN: US4500472042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPOINTMENT OF TWO SHAREHOLDERS TO SIGN THE Mgmt No vote
MINUTES OF THE MEETING.
2. PARTIAL REVERSAL OF THE BALANCE OF THE Mgmt No vote
ACCOUNT "RESERVES FOR NEW PROJECTS" UP TO
THE AMOUNT OF $56,625,000 - ACCORDING TO
BALANCE SHEET DATED JUNE 30TH, 2013.
3. CONSIDERATION OF PAYMENT OF A CASH DIVIDEND Mgmt No vote
CHARGED TO FISCAL YEAR ENDED JUNE 30TH,
2013 ACCORDING TO THE PROVISION APPROVED IN
THE PARAGRAPH ABOVE UP TO THE AMOUNT OF
$56,625,000- AUTHORIZATIONS.
--------------------------------------------------------------------------------------------------------------------------
JASMINE INTERNATIONAL PUBLIC CO LTD Agenda Number: 704845607
--------------------------------------------------------------------------------------------------------------------------
Security: Y44202268
Meeting Type: EGM
Meeting Date: 25-Nov-2013
Ticker:
ISIN: TH0418E10Z13
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 241164 DUE TO ADDITION OF
RESOLUTION 3 AND CHANGE IN SEQUENCE OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE Non-Voting
MEETING SUDDENLY CHANGE THE AGENDA AND/OR
ADD NEW AGENDA DURING THE MEETING, WE WILL
VOTE THAT AGENDA AS ABSTAIN.
1 To certify the Minutes of the Annual Mgmt For For
General Meeting of Shareholders for the
Year 2013 held on April 29, 2013
2 To consider and approve the entry into the Mgmt For For
Transaction of selling assets which are
related to Broadband Internet of the
Company and/or Subsidiaries for
Infrastructure Fund for Broadband Internet
(the "Fund"), which is considered as the
Disposal of Asset transactions of the
Company and/or Subsidiaries
3 To consider and approve the entry into the Mgmt For For
Transaction of granting collateral to the
Fund, which is considered as the Disposal
of Asset transactions of the Company and/or
Subsidiaries
4 To consider and approve the Company and/or Mgmt For For
its subsidiaries to enter into the Assets
Acquisition transaction in which the
Company and/or its subsidiaries will lease
all assets sold in Agenda No.2 in form of
operating lease from the Fund to be used
for the continuance of its business
5 To consider and approve the Company and/or Mgmt For For
or juristic persons who will be designated
by the Company to subscribe for the
investment units of the Fund in the amount
of 1/3 of total investment units
6 To consider and approve the appointment of Mgmt For For
Mr. Pete Bodharamik, the Chief Executive
Officer, or any person so appointed by Mr.
Pete Bodharamik to have a power to execute
any necessary actions or related actions as
well as to specify or change any
requirement, condition including any
details related to and being benefits for
the entry into the Infrastructure Fund
Transaction, the Sale of Assets
Transaction, the Grant of Collateral
Transaction, the Lease Transaction, the
Subscription of investment units
Transaction, the specification, the change,
the details and the value of the
transaction with the Fund, related
contractual parties and others
7 To consider other businesses (if any) Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
JASMINE INTERNATIONAL PUBLIC CO LTD Agenda Number: 705042024
--------------------------------------------------------------------------------------------------------------------------
Security: Y44202268
Meeting Type: AGM
Meeting Date: 25-Apr-2014
Ticker:
ISIN: TH0418E10Z13
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 281545 DUE TO CHANGE IN VOTING
STATUS OF RESOLUTION 2 AND ADDITION OF
RESOLUTION 6B. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 To consider certifying the minutes of the Mgmt For For
extraordinary general meeting of
shareholders No. 1/2013, held on 25
November 2013
2 To acknowledge the Board of Directors Non-Voting
annual report on the company's operation
result during the year 2013
3 To consider approving the company's Mgmt For For
financial statements and auditors report
ended 31 December 2013
4 To consider the allocation of net profit as Mgmt For For
legal reserve and the Dividend for the year
2013
5 To consider an appointment of auditor and Mgmt For For
to fix audit fee for the year 2014
6A1 Approve the election of director to replace Mgmt For For
those who retire by rotation: Mr. Somboon
Patcharasopak
6A2 Approve the election of director to replace Mgmt For For
those who retire by rotation: Mr. Subhoj
Sunyabhisithkul
6A3 Approve the election of director to replace Mgmt For For
those who retire by rotation: Mr. Terasak
Jerauswapong
6A4 Approve the election of director to replace Mgmt For For
those who retire by rotation: Mr. Pleumjai
Sinarkorn
6B To fix the directors remuneration Mgmt For For
7 To consider other issues (if any) Mgmt Abstain For
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE Non-Voting
MEETING SUDDENLY CHANGE THE AGENDA AND/OR
ADD NEW AGENDA DURING THE MEETING, WE WILL
VOTE THAT AGENDA AS ABSTAIN.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON HEALTH TECH CO LTD Agenda Number: 705386680
--------------------------------------------------------------------------------------------------------------------------
Security: Y4466K107
Meeting Type: AGM
Meeting Date: 24-Jun-2014
Ticker:
ISIN: TW0001736007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 301625 DUE TO RECEIPT OF
DIRECTORS AND SUPERVISOR NAMES. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 2.0 PER SHARE
B.3 THE ISSUANCE OF NEW SHARES FROM RETAINED Mgmt For For
EARNINGS. PROPOSED STOCK DIVIDEND: 500 FOR
1,000 SHS HELD
B.4 THE REVISION TO THE ARTICLES OF Mgmt For For
INCORPORATION
B.5 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL AND TRADING
DERIVATIVES
B.611 THE ELECTION OF THE DIRECTOR: PETER LO, ID Mgmt For For
/ SHAREHOLDER NO: 1
B.612 THE ELECTION OF THE DIRECTOR: CINDY LO, ID Mgmt For For
/ SHAREHOLDER NO: 2
B.613 THE ELECTION OF THE DIRECTOR: JASON LO, ID Mgmt For For
/ SHAREHOLDER NO: 3
B.614 THE ELECTION OF THE DIRECTOR: SPENCER Mgmt For For
HSIEH, ID / SHAREHOLDER NO: 803
B.615 THE ELECTION OF THE DIRECTOR: YA-KANG, WANG Mgmt For For
, ID / SHAREHOLDER NO: R102735252
B.616 THE ELECTION OF THE DIRECTOR: MAY LO, ID / Mgmt For For
SHAREHOLDER NO: 5
B.621 THE ELECTION OF THE INDEPENDENT DIRECTOR: Mgmt For For
VINCENT CHEN, ID / SHAREHOLDER NO:
Y120074453
B.622 THE ELECTION OF THE INDEPENDENT DIRECTOR: Mgmt For For
YIH-HORNG, LIN, ID / SHAREHOLDER NO: 13907
B.623 THE ELECTION OF THE INDEPENDENT DIRECTOR: Mgmt For For
CHAO-TANG, YUE, ID / SHAREHOLDER NO:
E101392306
B.631 THE ELECTION OF THE SUPERVISOR: TERESA LO, Mgmt For For
ID / SHAREHOLDER NO: 4
B.632 THE ELECTION OF THE SUPERVISOR: WILLIAM Mgmt For For
WANG, ID / SHAREHOLDER NO: 965
B.633 THE ELECTION OF THE SUPERVISOR: JUNG REN, Mgmt For For
FU , ID / SHAREHOLDER NO: 1038
B.7 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTORS
B.8 EXTRAORDINARY MOTIONS Mgmt Abstain For
CMMT 10 JUN 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO TEXT OF
RESOLUTIONS B.631 TO B.633. IF YOU HAVE
ALREADY SENT IN YOUR VOTES FOR MID: 350013
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
JU TENG INTERNATIONAL HOLDINGS LTD Agenda Number: 705103973
--------------------------------------------------------------------------------------------------------------------------
Security: G52105106
Meeting Type: AGM
Meeting Date: 14-May-2014
Ticker:
ISIN: KYG521051063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0402/LTN20140402815.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0402/LTN20140402771.pdf
1 TO RECEIVE AND APPROVE THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
REPORTS OF THE DIRECTORS AND AUDITORS OF
THE COMPANY FOR THE YEAR ENDED 31 DECEMBER
2013
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2013
3.a TO RE-ELECT CHENG LI-YEN AS EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
3.b TO RE-ELECT LO JUNG-TE AS EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
3.c TO RE-ELECT YIP WAI MING AS INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
3.d TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF THE
DIRECTORS
4 TO RE-APPOINT ERNST & YOUNG AS THE AUDITORS Mgmt For For
OF THE COMPANY FOR THE YEAR ENDING 31
DECEMBER 2014 AND TO AUTHORISE THE BOARD OF
DIRECTORS OF THE COMPANY TO FIX THEIR
REMUNERATION
5 TO GRANT A GENERAL AND UNCONDITIONAL Mgmt For For
MANDATE TO THE DIRECTORS OF THE COMPANY TO
ALLOT, ISSUE OR OTHERWISE DEAL WITH THE
UNISSUED SHARES IN THE CAPITAL OF THE
COMPANY NOT EXCEEDING 20% OF THE ISSUED
SHARE CAPITAL OF THE COMPANY
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO PURCHASE THE COMPANY'S
SHARES UP TO 10% OF THE ISSUED SHARE
CAPITAL OF THE COMPANY
7 TO ADD THE NOMINAL AMOUNT OF THE SHARES Mgmt For For
REPURCHASED BY THE COMPANY TO THE GENERAL
MANDATE GRANTED TO THE DIRECTORS UNDER
RESOLUTION NO.5
--------------------------------------------------------------------------------------------------------------------------
KINGSOFT CORPORATION LTD Agenda Number: 704894523
--------------------------------------------------------------------------------------------------------------------------
Security: G5264Y108
Meeting Type: EGM
Meeting Date: 02-Jan-2014
Ticker:
ISIN: KYG5264Y1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1213/LTN20131213218.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1213/LTN20131213225.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 That, the equity incentive scheme of Mgmt For For
Kingsoft Internet Software Holdings Limited
(the "KIS Scheme"), the terms of which are
contained in the document marked "A"
produced to the meeting and for the purpose
of identification signed by the Chairman of
the meeting be and is hereby approved and
adopted and the directors of the Company be
and are hereby authorised to execute such
documents and take such action as they deem
appropriate to implement and give effect to
the KIS Scheme
2 That, the share option scheme of Kingsoft Mgmt For For
Japan Inc. (the "Kingsoft Japan Scheme"),
the terms of which are contained in the
document marked "B" produced to the meeting
and for the purpose of identification
signed by the Chairman of the meeting be
and is hereby approved and adopted and the
directors of the Company be and are hereby
authorised to execute such documents and
take such action as they deem appropriate
to implement and give effect to the
Kingsoft Japan Scheme
--------------------------------------------------------------------------------------------------------------------------
KINGSOFT CORPORATION LTD Agenda Number: 705215071
--------------------------------------------------------------------------------------------------------------------------
Security: G5264Y108
Meeting Type: AGM
Meeting Date: 28-May-2014
Ticker:
ISIN: KYG5264Y1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0424/LTN20140424633.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0424/LTN20140424593.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
REPORT OF THE DIRECTORS AND THE INDEPENDENT
AUDITORS' REPORT FOR THE YEAR ENDED 31
DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.12 PER Mgmt For For
SHARE FOR THE YEAR ENDED 31 DECEMBER 2013
3.1 TO RE-ELECT MESSRS. HONGJIANG ZHANG AS THE Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
3.2 TO RE-ELECT MESSRS. TAO ZOU AS THE Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
3.3 TO RE-ELECT MESSRS. PAK KWAN KAU AS THE Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
3.4 TO AUTHORIZE THE BOARD OF DIRECTORS TO FI X Mgmt For For
THE REMUNERATION OF THE DIRECTORS OF THE
COMPANY
4 TO RE-APPOINT ERNST & YOUNG AS THE AUDITORS Mgmt For For
OF THE COMPANY AND TO AUTHORISE THE BOARD
OF DIRECTORS OF THE COMPANY TO FI X THE
AUDITORS' REMUNERATION
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE NEW SHARES OF THE COMPANY
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY
7 TO EXTEND THE GENERAL MANDATE TO THE Mgmt For For
DIRECTORS TO ISSUE NEW SHARES OF THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
KOREAN REINSURANCE COMPANY, SEOUL Agenda Number: 704980906
--------------------------------------------------------------------------------------------------------------------------
Security: Y49391108
Meeting Type: AGM
Meeting Date: 14-Mar-2014
Ticker:
ISIN: KR7003690005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Amendment of articles of incorporation Mgmt For For
3 Election of director I Pil Gyu, Gang Yeong Mgmt For For
Gi, Jang Byeong Gu, Yang Hui San
4 Election of audit committee member who is Mgmt For For
an outside director Jang Byeong Gu
5 Approval of remuneration for director Mgmt For For
6 Amendment of articles on retirement Mgmt For For
allowance for director
--------------------------------------------------------------------------------------------------------------------------
LANDMARKS BHD Agenda Number: 705346698
--------------------------------------------------------------------------------------------------------------------------
Security: Y5182G106
Meeting Type: AGM
Meeting Date: 25-Jun-2014
Ticker:
ISIN: MYL1643OO005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE PAYMENT OF DIRECTORS' FEES Mgmt For For
OF RM343,024.00
2 TO RE-ELECT THE FOLLOWING DIRECTOR WHO Mgmt For For
RETIRES IN ACCORDANCE WITH ARTICLE 63 OF
THE COMPANY'S ARTICLES OF ASSOCIATION:
DATO' ABDUL MALEK BIN ABDUL HAMID
3 TO RE-ELECT THE FOLLOWING DIRECTOR WHO Mgmt For For
RETIRES IN ACCORDANCE WITH ARTICLE 63 OF
THE COMPANY'S ARTICLES OF ASSOCIATION:
DARYL SIM SWEE KHENG
4 TO RE-APPOINT TAN SRI ZAKARIA BIN ABDUL Mgmt For For
HAMID WHO RETIRES PURSUANT TO SECTION
129(6) OF THE COMPANIES ACT, 1965
5 TO RE-APPOINT MESSRS KPMG AS AUDITORS AND Mgmt For For
TO AUTHORISE THE DIRECTORS TO FIX THEIR
REMUNERATION
6 AUTHORITY TO ISSUE AND ALLOT SHARES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LG FASHION CORP Agenda Number: 704965649
--------------------------------------------------------------------------------------------------------------------------
Security: Y5275J108
Meeting Type: AGM
Meeting Date: 28-Mar-2014
Ticker:
ISIN: KR7093050003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Amendment of articles of incorporation Mgmt For For
3 Approval of remuneration for director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MAGAZINE LUIZA SA Agenda Number: 705043521
--------------------------------------------------------------------------------------------------------------------------
Security: P6425Q109
Meeting Type: AGM
Meeting Date: 17-Apr-2014
Ticker:
ISIN: BRMGLUACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
I Taking the management accounts, examine, Mgmt For For
discuss and vote on the financial
statements for the fiscal year ended
December, 31, 2013
II Deliberate on allocation of net profit and Mgmt For For
the distribution of dividends resulted from
fiscal year ended on December 31, 2013
III To elect the members of the board of Mgmt For For
directors : Joaquim Francisco de Castro
Neto, Luiza Helena Trajano Inacio
Rodrigues, Onofre de Paula Trajano, Jose
Antonio Palamoni, Carlos Renato Donzelli,
Ines Correa de Souza
IV To elect the members of the fiscal council Mgmt For For
: Inocencio Agostinho Teixeira Baptista
Pinheiro, Titular, Fabricio Gomes, Titular,
Mauro Marangoni, substitute, Robinson
Leonardo Nogueira, substitute.
Respectively. Only to ordinary
shareholders. NOTE: Appointed by
shareholder Previ: Rolf Von Paraski,
titular, Aldo Ribeiro de Moraes, substitute
V To set the global remuneration of the Mgmt For For
company board of directors
CMMT 21 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF DIRECTOR AND
FISCAL COUNCIL NAMES. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MAGAZINE LUIZA SA Agenda Number: 705043709
--------------------------------------------------------------------------------------------------------------------------
Security: P6425Q109
Meeting Type: EGM
Meeting Date: 17-Apr-2014
Ticker:
ISIN: BRMGLUACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
I To ratify again the compensation paid to Mgmt For For
the managers of the company during the
2010, 2012 and 2013 fiscal years
II To prohibit, through the inclusion of a Mgmt For For
paragraph 5 in article 18 of the corporate
bylaws of the company, that the positions
of chairperson of the board of directors
and chief executive officer of the company
be held by the same person
--------------------------------------------------------------------------------------------------------------------------
MODETOUR NETWORK INC Agenda Number: 704972086
--------------------------------------------------------------------------------------------------------------------------
Security: Y60818104
Meeting Type: AGM
Meeting Date: 21-Mar-2014
Ticker:
ISIN: KR7080160005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement Mgmt For For
2 Re-election of outside director: Sang Ho Mgmt For For
Lee
3 Re-election of executive auditor: Hyuk Ki Mgmt For For
Lee
4 Approval of limit of remuneration for Mgmt For For
directors
5 Approval of limit of remuneration for Mgmt For For
auditors
6 Approval of amendment on retirement benefit Mgmt For For
plan for directors
7 Approval of partial amendment to articles Mgmt For For
of incorporation
--------------------------------------------------------------------------------------------------------------------------
MOSCOW EXCHANGE MICEX-RTS OJSC, MOSCOW Agenda Number: 705340684
--------------------------------------------------------------------------------------------------------------------------
Security: X5504J102
Meeting Type: AGM
Meeting Date: 26-Jun-2014
Ticker:
ISIN: RU000A0JR4A1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 330890 DUE TO RECEIPT OF
DIRECTOR AND AUDIT COMMITTEE NAMES. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
1 APPROVAL OF THE ANNUAL REPORT, ACCOUNTING Mgmt For For
BALANCE, PROFIT AND LOSSES STATEMENT,
DISTRIBUTION OF PROFIT AND LOSSES,
INCLUDING DIVIDEND PAYMENT AT RUB 2.38 PER
ORDINARY SHARE
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 15 DIRECTORS
PRESENTED FOR ELECTION, YOU CAN ONLY VOTE
FOR 15 DIRECTORS. THE LOCAL AGENT IN THE
MARKET WILL APPLY CUMULATIVE VOTING EVENLY
AMONG ONLY DIRECTORS FOR WHOM YOU VOTE
"FOR". CUMULATIVE VOTES CANNOT BE APPLIED
UNEVENLY AMONG DIRECTORS VIA PROXYEDGE.
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR
THIS MEETING. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE WITH ANY QUESTIONS.
2.1 ELECTION OF THE BOARD OF DIRECTOR: Mgmt For For
AFANASIEV A.K.
2.2 ELECTION OF THE BOARD OF DIRECTOR: N.J. Mgmt For For
BEATTIE
2.3 ELECTION OF THE BOARD OF DIRECTOR: BRATANOV Mgmt For For
M.V.
2.4 ELECTION OF THE BOARD OF DIRECTOR: YUAN Mgmt For For
WANG
2.5 ELECTION OF THE BOARD OF DIRECTOR: GLODEK Mgmt For For
S.J.
2.6 ELECTION OF THE BOARD OF DIRECTOR: GOLIKOV Mgmt For For
A.F.
2.7 ELECTION OF THE BOARD OF DIRECTOR: Mgmt For For
GOREGLYAD V.P.
2.8 ELECTION OF THE BOARD OF DIRECTOR: DENISOV Mgmt For For
Y.O.
2.9 ELECTION OF THE BOARD OF DIRECTOR: ZLATKIS Mgmt For For
B.I.
2.10 ELECTION OF THE BOARD OF DIRECTOR: Mgmt For For
KARACHINSKIY A.M.
2.11 ELECTION OF THE BOARD OF DIRECTOR: KOZLOV Mgmt For For
S.A.
2.12 ELECTION OF THE BOARD OF DIRECTOR: KUDRIN Mgmt For For
A.L.
2.13 ELECTION OF THE BOARD OF DIRECTOR: LYKOV Mgmt For For
S.P.
2.14 ELECTION OF THE BOARD OF DIRECTOR: RIESS R. Mgmt For For
2.15 ELECTION OF THE BOARD OF DIRECTOR: SHERSHUN Mgmt For For
K.E.
3.1 DETERMINATION OF THE QUANTITATIVE Mgmt For For
COMPOSITION OF THE AUDIT COMMISSION AND
ELECTION OF THE AUDIT COMMISSION:
ROMANTSOVA O.I.
3.2 DETERMINATION OF THE QUANTITATIVE Mgmt For For
COMPOSITION OF THE AUDIT COMMISSION AND
ELECTION OF THE AUDIT COMMISSION: SANNIKOVA
T.G.
3.3 DETERMINATION OF THE QUANTITATIVE Mgmt For For
COMPOSITION OF THE AUDIT COMMISSION AND
ELECTION OF THE AUDIT COMMISSION: ULUPOV
V.E.
4 APPROVAL OF THE AUDITOR Mgmt For For
5 APPROVAL OF THE NEW EDITION OF THE CHARTER Mgmt For For
OF THE COMPANY
6 APPROVAL OF THE NEW EDITION OF THE Mgmt For For
PROVISION ON THE BOARD OF DIRECTORS
7 APPROVAL OF THE PROVISION ON THE EXECUTIVE Mgmt For For
BOARD OF THE COMPANY
8 APPROVAL OF THE PROVISION ON THE AUDIT Mgmt For For
COMMISSION
9 APPROVAL OF THE NEW EDITION OF THE Mgmt For For
PROVISION ON THE REMUNERATION AND
COMPENSATION TO BE PAID TO THE MEMBERS OF
THE BOARD OF DIRECTORS
10 APPROVAL OF REMUNERATION AND COMPENSATION Mgmt For For
TO BE PAID TO THE MEMBERS OF THE BOARD OF
DIRECTORS
11 APPROVAL OF REMUNERATION AND COMPENSATION Mgmt For For
TO BE PAID TO THE MEMBERS OF THE AUDIT
COMMISSION
12 APPROVAL OF INTERESTED PARTY TRANSACTIONS Mgmt For For
WHICH CAN BE CONCLUDED IN THE FUTURE IN THE
PROCESS OF BUSINESS ACTIVITY
13 APPROVAL OF INTERESTED PARTY TRANSACTIONS Mgmt For For
WHICH CAN BE CONCLUDED IN THE FUTURE IN THE
PROCESS OF BUSINESS ACTIVITY
14 APPROVAL OF INTERESTED PARTY TRANSACTIONS Mgmt For For
WHICH CAN BE CONCLUDED IN THE FUTURE IN THE
PROCESS OF BUSINESS ACTIVITY
15 APPROVAL OF TRANSACTION WITH AN INTEREST Mgmt For For
16 TERMINATION OF THE COMPANY MEMBERSHIP IN Mgmt For For
THE RUSSIAN ASSOCIATION OF EXCHANGES
--------------------------------------------------------------------------------------------------------------------------
MURRAY & ROBERTS HOLDINGS LTD Agenda Number: 704763843
--------------------------------------------------------------------------------------------------------------------------
Security: S52800133
Meeting Type: AGM
Meeting Date: 06-Nov-2013
Ticker:
ISIN: ZAE000073441
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.O.1 To elect NB Langa-Royds as a director Mgmt For For
2.O.2 To elect DD Barber as a director Mgmt For For
3.O.3 To elect JM McMahon as a director Mgmt For For
4.O.4 To elect WA Nairn as a director Mgmt For For
5.O.5 To elect AJ Bester as a director Mgmt For For
6.O.6 To re-appoint Deloitte & Touche as external Mgmt For For
auditors
7.O.7 To endorse the remuneration policy Mgmt For For
8.O.8 To appoint DD Barber as member of the audit Mgmt For For
& sustainability committee
9.O.9 To appoint JM McMahon as member of the Mgmt For For
audit & sustainability committee
10O10 To appoint of RT Vice as member of the Mgmt For For
audit & sustainability committee
11S.1 To approve the fees payable to Mgmt For For
non-executive directors
--------------------------------------------------------------------------------------------------------------------------
MURRAY & ROBERTS HOLDINGS LTD Agenda Number: 704787766
--------------------------------------------------------------------------------------------------------------------------
Security: S52800133
Meeting Type: OGM
Meeting Date: 06-Nov-2013
Ticker:
ISIN: ZAE000073441
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 Acquisition of Clough Shares Mgmt For For
O.2 Authority to sign documentation Mgmt Abstain Against
CMMT 21 OCT 2013: PLEASE NOTE THAT THE OGM WILL Non-Voting
BE HELD IMMEDIATELY AFTER THE AGM BEING
HELD ON 06 NOV 2013. THANK YOU.
CMMT 21 OCT 2013: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN MEETING TIME FROM
10.00 TO 11.00 AND RECEIPT OF ADDITIONAL
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MY E.G.SERVICES BERHAD Agenda Number: 704866586
--------------------------------------------------------------------------------------------------------------------------
Security: Y6147P116
Meeting Type: AGM
Meeting Date: 19-Dec-2013
Ticker:
ISIN: MYQ0138OO006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve a final tax-exempt dividend of Mgmt For For
1.3 sen per ordinary share in respect of
the financial year ended 30 June 2013
2 To re-elect Dato' Shamsul Anuar Bin Haji Mgmt For For
Nasarah retiring pursuant to Article 74 of
the Articles of Association of the Company
3 To re-elect the following Director retiring Mgmt For For
pursuant to Article 69 of the Articles of
Association of the Company: Dato' Raja Haji
Munir Shah Bin Raja Mustapha
4 To re-elect the following Director retiring Mgmt For For
pursuant to Article 69 of the Articles of
Association of the Company: Ng Fook Ai,
Victor
5 To approve the payment of Directors' fees Mgmt Abstain Against
for the financial year ended 30 June 2013
6 To re-appoint Messrs Crowe Horwath as Mgmt For For
Auditors of the Company and to authorise
the Directors to fix their remuneration
7 Authority to allot and issue shares by Mgmt Abstain Against
directors pursuant to Section 132d of the
Companies Act, 1965
8 Proposed renewal of authority for purchase Mgmt For For
of own shares by the company
--------------------------------------------------------------------------------------------------------------------------
NEXEN TIRE CORP, YANGSAN Agenda Number: 704941687
--------------------------------------------------------------------------------------------------------------------------
Security: Y63377116
Meeting Type: AGM
Meeting Date: 12-Feb-2014
Ticker:
ISIN: KR7002350007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Approval of statement of appropriation of Mgmt For For
retained earnings
3 Election of director Gang Byeong Jung, I Mgmt For For
Hyeon Jong, Jeon Tae Jun
4 Election of auditor Gim Yeong Gi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NVC LIGHTING HOLDING LTD, CAYMAN ISLANDS Agenda Number: 705289115
--------------------------------------------------------------------------------------------------------------------------
Security: G6700A100
Meeting Type: AGM
Meeting Date: 29-May-2014
Ticker:
ISIN: KYG6700A1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 303050 DUE TO ADDITION OF
RESOLUTIONS 11 TO 14. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0513/LTN20140513632.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0513/LTN20140513620.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0424/LTN20140424781.pdf
1 TO RECEIVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND AUDITORS FOR THE YEAR ENDED
31 DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND OF HKD 2 CENTS Mgmt For For
PER SHARE FOR THE YEAR ENDED 31 DECEMBER
2013
3 TO RE-ELECT MR. MU YU AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
4 TO RE-ELECT MR. LIN HO-PING AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
5 TO RE-ELECT MR. WANG JINSUI AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
6 TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE RESPECTIVE DIRECTORS' REMUNERATION
7 TO RE-APPOINT MESSRS. ERNST & YOUNG AS Mgmt For For
AUDITORS AND TO AUTHORIZE THE BOARD OF
DIRECTORS TO FIX THEIR REMUNERATION
8 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE AGGREGATE NOMINAL
AMOUNT OF THE ISSUED SHARE CAPITAL OF THE
COMPANY AS AT THE DATE OF THIS RESOLUTION
9 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY NOT EXCEEDING 20% OF
THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED
SHARE CAPITAL OF THE COMPANY AS AT THE DATE
OF THIS RESOLUTION
10 TO EXTEND THE GENERAL MANDATE TO THE Mgmt For For
DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES IN THE CAPITAL OF THE
COMPANY BY THE AGGREGATE NOMINAL AMOUNT OF
THE SHARES REPURCHASED BY THE COMPANY
11 TO ELECT MR. XIAO YU AS A NON-EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY WITH EFFECT FROM
THE DATE OF PASSING OF THIS RESOLUTION
12 TO ELECT MR. LI WEI AS A NON-EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY WITH EFFECT FROM
THE DATE OF PASSING OF THIS RESOLUTION
13 TO ELECT MR. WANG XUEXIAN AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM THE DATE OF PASSING OF THIS
RESOLUTION
14 TO ELECT MR. WEI HONGXIONG AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY WITH EFFECT FROM THE DATE OF
PASSING OF THIS RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
OSSTEM IMPLANT CO LTD Agenda Number: 704995200
--------------------------------------------------------------------------------------------------------------------------
Security: Y6586N101
Meeting Type: AGM
Meeting Date: 21-Mar-2014
Ticker:
ISIN: KR7048260004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt No vote
2 Amendment of articles of incorporation Mgmt No vote
3.1 Election of inside director: Eom Tae Gwan Mgmt No vote
3.2 Election of inside director: Mun Byeong Mgmt No vote
Jeom
3.3 Election of outside director: Gim Myeong Mgmt No vote
Rae
4 Approval of remuneration for director Mgmt No vote
5 Approval of remuneration for auditor Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
PACIFIC BASIN SHIPPING LTD Agenda Number: 705032124
--------------------------------------------------------------------------------------------------------------------------
Security: G68437139
Meeting Type: AGM
Meeting Date: 16-Apr-2014
Ticker:
ISIN: BMG684371393
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0314/LTN20140314504.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0314/LTN20140314498.pdf
1 To receive and adopt the audited financial Mgmt For For
statements and the Reports of the Directors
and Auditors for the year ended 31 December
2013
2 To declare final dividend for the year Mgmt For For
ended 31 December 2013
3.i To re-elect Mr. David M. Turnbull as an Mgmt For For
Executive Director
3.ii To re-elect Mr. Jan Rindbo as an Executive Mgmt For For
Director
3.iii To re-elect Mr. Daniel R. Bradshaw as an Mgmt For For
Independent Non-executive Director
3.iv To authorise the Board to fix the Mgmt For For
remuneration of the Directors
4 To re-appoint Messrs. Mgmt For For
PricewaterhouseCoopers as Auditors for the
year ending 31 December 2014 and to
authorise the Board to fix their
remuneration
5 To grant a general mandate to the Directors Mgmt For For
to allot Shares as set out in item 5 of the
AGM Notice
6 To grant a general mandate to the Directors Mgmt For For
for the repurchase of Shares as set out in
item 6 of the AGM Notice
7 To grant a specific mandate to the Mgmt For For
Directors to issue Shares to satisfy Awards
pursuant to the 2013 Share Award Scheme as
set out in item 7 of the AGM Notice
--------------------------------------------------------------------------------------------------------------------------
PADINI HOLDINGS BHD Agenda Number: 704870369
--------------------------------------------------------------------------------------------------------------------------
Security: Y6649L100
Meeting Type: AGM
Meeting Date: 19-Dec-2013
Ticker:
ISIN: MYL7052OO003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Audited Financial Statements Mgmt For For
for the financial year ended 30 June 2013
together with the Reports of the Directors
and Auditors thereon
2 To approve payment of Directors' fee of Mgmt For For
RM135,000.00 in respect of the financial
year ended 30 June 2013 (2012 :
RM115,000.00)
3 To re-elect the following Director who are Mgmt For For
retiring in accordance with Article 102(1)
of the Company's Articles of Association:-
Ms. Chong Chin Lin
4 To re-elect the following Director who are Mgmt For For
retiring in accordance with Article 102(1)
of the Company's Articles of Association:-
Ms. Yong Lai Wah
5 To re-appoint Messrs BDO as the Auditors of Mgmt For For
the Company and to authorise the Directors
to fix their remuneration
6 Proposed Renewal of the Authority for Mgmt For For
Padini to purchase up to Ten Percent (10%)
of its Issued and Paid-up Share Capital
("Proposed Share Buy-Back")
--------------------------------------------------------------------------------------------------------------------------
PAN ASIA ENVIRONMENTAL PROTECTION GROUP LTD Agenda Number: 705219346
--------------------------------------------------------------------------------------------------------------------------
Security: G6883P106
Meeting Type: AGM
Meeting Date: 06-Jun-2014
Ticker:
ISIN: KYG6883P1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0424/LTN20140424514.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0424/LTN20140424485.pdf
1 TO CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS AND OF THE
INDEPENDENT AUDITOR FOR THE YEAR ENDED 31
DECEMBER 2013
2.A TO RE-ELECT MR. JIANG LEI AS EXECUTIVE Mgmt For For
DIRECTOR
2.B TO RE-ELECT MR. GAN YI AS EXECUTIVE Mgmt For For
DIRECTOR
2.C TO RE-ELECT PROFESSOR WANG GUOZHEN AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2.D TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF DIRECTORS FOR THE YEAR
ENDING 31 DECEMBER 2014
3 TO RE-APPOINT CROWE HORWATH (HK) CPA Mgmt For For
LIMITED AS INDEPENDENT AUDITOR AND TO
AUTHORISE THE BOARD OF DIRECTORS TO FIX THE
AUDITOR'S REMUNERATION
4 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY NOT EXCEEDING 20% OF
THE ISSUED SHARE CAPITAL OF THE COMPANY
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE THE COMPANY'S OWN SHARES NOT
EXCEEDING 10% OF THE ISSUED SHARE CAPITAL
OF THE COMPANY
6 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt For For
THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH
ADDITIONAL SHARES BY THE NUMBER OF SHARES
REPURCHASED BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
PARADE TECHNOLOGIES LTD Agenda Number: 705316760
--------------------------------------------------------------------------------------------------------------------------
Security: G6892A108
Meeting Type: AGM
Meeting Date: 18-Jun-2014
Ticker:
ISIN: KYG6892A1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 THE STATUS OF BUYBACK TREASURY STOCK Non-Voting
B.1 THE 2013 BUSINESS REPORTS Mgmt For For
B.2 THE 2013 CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
B.3 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 2.82 PER SHARE
B.4 THE PROPOSAL TO ISSUE THE RESTRICTED Mgmt For For
EMPLOYEE STOCK OPTIONS
B.5 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.6 THE REVISION TO THE PROCEDURES OF TRADING Mgmt For For
DERIVATIVES
B.7 EXTRAORDINARY MOTIONS Mgmt Abstain For
CMMT 27 MAY 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN SEQUENCE OF
RESOLUTIONS B.3 and B.4. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PHOENIX NEW MEDIA LTD Agenda Number: 934005934
--------------------------------------------------------------------------------------------------------------------------
Security: 71910C103
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: FENG
ISIN: US71910C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE THE AUDITED CONSOLIDATED Mgmt No vote
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
FISCAL YEAR ENDED DECEMBER 31, 2013.
2. TO APPROVE THE RE-APPOINTMENT OF Mgmt No vote
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS
INDEPENDENT AUDITOR OF THE COMPANY (THE
"INDEPENDENT AUDITOR") FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX Mgmt No vote
THE REMUNERATION OF THE INDEPENDENT
AUDITOR.
4. TO RE-ELECT THE DIRECTOR, MR. JERRY J. Mgmt No vote
ZHANG, WHO RETIRES BY ROTATION PURSUANT TO
THE ARTICLE 87(1) OF THE COMPANY'S ARTICLES
OF ASSOCIATION.
5. TO APPROVE THE 2014 REFRESHMENT OF THE Mgmt No vote
COMPANY'S SHARE OPTION SCHEME.
6. TO AUTHORIZE EACH OF THE DIRECTORS OR Mgmt No vote
OFFICERS OF THE COMPANY TO TAKE ANY AND
EVERY ACTION THAT MIGHT BE NECESSARY TO
EFFECT THE FOREGOING RESOLUTIONS AS SUCH
DIRECTOR OR OFFICER, IN HIS OR HER ABSOLUTE
DISCRETIONS, THINKS FIT.
--------------------------------------------------------------------------------------------------------------------------
PRINCE HOUSING & DEVELOPMENT CORP Agenda Number: 705324248
--------------------------------------------------------------------------------------------------------------------------
Security: Y7080J109
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: TW0002511003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 THE STATUS OF ENDORSEMENT AND GUARANTEE Non-Voting
A.4 THE STATUS OF MONETARY LOANS Non-Voting
A.5 THE ISSUANCE STATUS OF CORPORATE BONDS Non-Voting
A.6 THE STATUS OF CASH INJECTION Non-Voting
A.7 OTHER PRESENTATIONS Non-Voting
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 0.3 PER SHARE
B.3 THE ISSUANCE OF NEW SHARES FROM RETAINED Mgmt For For
EARNINGS. PROPOSED STOCK DIVIDEND: 30 FOR
1,000 SHS HELD
B.4 THE REVISION TO THE ARTICLES OF Mgmt For For
INCORPORATION
B.5 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.6 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
PT ADI SARANA ARMADA TBK Agenda Number: 705185963
--------------------------------------------------------------------------------------------------------------------------
Security: Y7139B107
Meeting Type: AGM
Meeting Date: 05-May-2014
Ticker:
ISIN: ID1000125800
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL AND RATIFICATION ANNUAL REPORT Mgmt For For
INCLUDING COMPANY ACTIVITIES REPORT, THE
BOARD OF COMMISSIONERS SUPERVISORY REPORT
AND FINANCIAL REPORT AS WELL AS TO GRANT
ACQUIT ET DE CHARGE TO THE BOARD OF
DIRECTORS AND COMMISSIONERS
2 DETERMINE ON UTILIZATION OF COMPANY PROFIT Mgmt For For
FOR BOOK YEAR ENDED ON 31 DEC 2013 AND
DIVIDEND DISTRIBUTION
3 REALIZATION REPORT USE OF PROCEED FROM Mgmt For For
INITIAL PUBLIC OFFERING
4 APPOINT INDEPENDENT PUBLIC ACCOUNTANT TO Mgmt For For
AUDIT COMPANY BOOKS FOR BOOK YEAR 2014 AND
AUTHORIZE THE BOARD OF DIRECTOR TO
DETERMINE THEIR HONORARIUM
5 DETERMINE SALARY, HONORARIUM AND OTHER Mgmt For For
ALLOWANCE FOR BOARD OF COMMISSIONERS AND
BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
PT ADI SARANA ARMADA TBK Agenda Number: 705190510
--------------------------------------------------------------------------------------------------------------------------
Security: Y7139B107
Meeting Type: EGM
Meeting Date: 05-May-2014
Ticker:
ISIN: ID1000125800
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL TO PLEDGE MOST OR ALL COMPANY Mgmt For For
ASSET TO GAIN LOAN FACILITIES
--------------------------------------------------------------------------------------------------------------------------
PT BANK TABUNGAN NEGARA (PERSERO) TBK Agenda Number: 705256104
--------------------------------------------------------------------------------------------------------------------------
Security: Y71197100
Meeting Type: EGM
Meeting Date: 21-May-2014
Ticker:
ISIN: ID1000113707
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 CHANGE THE BOARD OF COMMISSIONERS AND Mgmt For For
DIRECTORS MEMBERS
--------------------------------------------------------------------------------------------------------------------------
PT CIPUTRA DEVELOPMENT TBK Agenda Number: 705303028
--------------------------------------------------------------------------------------------------------------------------
Security: Y7121J134
Meeting Type: AGM
Meeting Date: 03-Jun-2014
Ticker:
ISIN: ID1000115306
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL ANNUAL REPORT INCLUDING FINANCIAL Mgmt For For
REPORT AND BOARD OF COMMISSIONERS
SUPERVISORY REPORT FOR BOOK YEAR 2013
2 APPROVAL UTILIZATION OF COMPANY PROFIT Mgmt For For
3 APPROVAL TO APPOINT INDEPENDENT PUBLIC Mgmt For For
ACCOUNTANT FOR BOOK YEAR 2014
4 DETERMINE HONORARIUM AND ALLOWANCE FOR Mgmt For For
BOARD OF COMMISSIONERS AND DIRECTORS
5 APPOINTMENT THE BOARD OF DIRECTORS Mgmt For For
(INDEPENDENT)
--------------------------------------------------------------------------------------------------------------------------
PT CIPUTRA SURYA TBK Agenda Number: 705303016
--------------------------------------------------------------------------------------------------------------------------
Security: Y7125W115
Meeting Type: AGM
Meeting Date: 03-Jun-2014
Ticker:
ISIN: ID1000101900
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL AND RATIFICATION OF ANNUAL REPORT Mgmt For For
2013, INCLUDING COMMISSIONERS SUPERVISORY
REPORT AND FINANCIAL STATEMENT FOR THE YEAR
ENDED ON 31 DEC 2013
2 DETERMINATION OF PROFIT ALLOCATION OF 2013 Mgmt For For
3 APPOINTMENT OF PUBLIC ACCOUNTANT TO CONDUCT Mgmt For For
AUDIT OF FINANCIAL STATEMENT 2014
4 DETERMINATION OF HONORARIUM AND ALLOWANCES Mgmt For For
OF COMMISSIONERS AND DIRECTORS
5 APPOINTMENT OF INDEPENDENT DIRECTORS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PT LIPPO KARAWACI TBK Agenda Number: 705043254
--------------------------------------------------------------------------------------------------------------------------
Security: Y7129W186
Meeting Type: AGM
Meeting Date: 23-Apr-2014
Ticker:
ISIN: ID1000108905
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval and ratification on company's Mgmt Against Against
annual report for book year 2013 inclusive
financial report 2013 and commissioner's
report as well as acquit et de charge to
company's board
2 Appropriation of company's profit for book Mgmt For For
year 2013
3 Appointment of public accountant for book Mgmt For For
year 2014 and determine their honorarium
and requirement of its appointment
4 Amendment to article no.15 and article Mgmt Abstain Against
no.18 of company's article of association
with regards to director and commissioner
5 Changing in the composition of company's Mgmt For For
board inclusive independent commissioner
and determine their salary and or
honorarium as well as allowances for them
--------------------------------------------------------------------------------------------------------------------------
PT WISMILAK INTI MAKMUR TBK Agenda Number: 705149296
--------------------------------------------------------------------------------------------------------------------------
Security: Y714AD109
Meeting Type: AGM
Meeting Date: 20-May-2014
Ticker:
ISIN: ID1000126006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL ON COMPANY'S ANNUAL REPORT FOR Mgmt For For
BOOK YEAR 2013 AND RATIFICATION OF
COMPANY'S FINANCIAL STATEMENT REPORT FOR
BOOK YEAR 2013
2 APPROPRIATION OF COMPANY'S NET PROFIT FOR Mgmt For For
BOOK YEAR 2013
3 DETERMINATION OF REMUNERATION FOR MEMBERS Mgmt For For
OF DIRECTOR AND DETERMINATION HONORARIUM
FOR MEMBERS OF COMMISSIONER
4 APPOINTMENT OF PUBLIC ACCOUNTANT FOR BOOK Mgmt For For
YEAR 2014
5 OTHER Mgmt For Against
CMMT 13 MAY 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN MEETING TIME FROM
09:00 TO 10:00 AND UPDATE OF MEETING
LOCATION AND RECEIPT OF ADDITIONAL COMMENT.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
CMMT 13 MAY 2014: PLEASE NOTE THAT SINCE THE Non-Voting
MEETING WILL BE HELD OUT OF TOWN, WE WILL
IMPOSE ADDITIONAL FEE FOR ATTENDING THIS
AGM THE ADDITIONAL FEE WILL BE CHARGED AND
INCLUDED IN YOUR MONTHLY INVOICES
--------------------------------------------------------------------------------------------------------------------------
QUALITAS CONTROLADORA SAB DE CV Agenda Number: 704843792
--------------------------------------------------------------------------------------------------------------------------
Security: P7921H122
Meeting Type: OGM
Meeting Date: 26-Nov-2013
Ticker:
ISIN: MX01QC000000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Proposal for the declaration and manner of Mgmt For For
payment of a dividend to the shareholders
of the company
II Designation of special delegates who will Mgmt For For
formalize and carry out the resolutions
that are passed
CMMT 19 NOV 13: IN ACCORDANCE WITH THE TERMS OF Non-Voting
THAT ESTABLISHED IN THE ISSUANCE DOCUMENT
OF THE QC CPOS AND IN THE TRUST ISSUER, THE
HOLDERS OF THE QC CPOS WHO HAVE MEXICAN
NATIONALITY OR IF RELEVANT, THEIR PROXIES,
MAY EXERCISE THE RIGHT TO VOTE REGARDING
THE SERIES A AND SERIES B SHARES, WHILE THE
HOLDERS OF QC CPOS WHO HAVE FOREIGN
NATIONALITY OR IF RELEVANT, THEIR PROXIES,
MAY ONLY EXERCISE IT IN REGARD TO THE
SERIES B SHARES, WITH THE FIDUCIARY
EXERCISING THE RIGHT TO VOTE IN REGARD TO
THE SERIES A SHARES, VOTING IN THE SAME WAY
AS THE MAJORITY OF THE SHAREHOLDERS OF THIS
SAME SERIES WHO ARE PRESENT VOTE.
CMMT 19 NOV 13: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
QUALITAS CONTROLADORA SAB DE CV Agenda Number: 705026171
--------------------------------------------------------------------------------------------------------------------------
Security: P7921H122
Meeting Type: AGM
Meeting Date: 27-Mar-2014
Ticker:
ISIN: MX01QC000000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Discussion, amendment or approval, if Mgmt For For
deemed appropriate, of the annual report
that is referred to in the main part of
article 172 of the general mercantile
companies law, regarding the operations
conducted by the company and its subsidiary
companies during the fiscal year that ran
from January 1 to December 31, 2013, after
a recommendation from the audit committee
II Discussion, amendment or approval, if Mgmt For For
deemed appropriate, of the annual report
regarding the operations conducted by the
audit committee, by the corporate practices
committee and by the investment committee
during the fiscal year that ran from
January 1 to December 31, 2013
III Appointment or ratification, if deemed Mgmt For For
appropriate, of the members of the board of
directors, officers and members of the
intermediary management bodies of the
company
IV Determination of the compensation for the Mgmt For For
members of the board of directors and
intermediary management bodies of the
company
V Determination regarding the allocation of Mgmt For For
the results attained by the company
VI Report from the board of directors Mgmt For For
regarding the shares representative of the
share capital of the company that were
repurchased with a charge against the fund
for the repurchase of shares of the
company, as well as their placement, and
determination of the amount of funds that
can be allocated to the repurchase of the
shares of the company
VII Designation of special delegates who will Mgmt For For
formalize and carry out the resolutions
that are passed
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI FUDAN-ZHANGJIANG BIO-PHARMACEUTICAL CO.LT Agenda Number: 704703405
--------------------------------------------------------------------------------------------------------------------------
Security: Y7682Y108
Meeting Type: EGM
Meeting Date: 09-Oct-2013
Ticker:
ISIN: CNE1000000W4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL
LINKS:http://www.hkexnews.hk/listedco/listc
onews/gem/2013/0823/GLN20130823007.pdf AND
http://www.hkexnews.hk/listedco/listconews/
gem/2013/0823/GLN20130823003.pdf
1 To consider and approve the appointment of Mgmt For For
Mr. Lam Yiu Kin as an independent
non-executive Director
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI FUDAN-ZHANGJIANG BIO-PHARMACEUTICAL CO.LT Agenda Number: 705141668
--------------------------------------------------------------------------------------------------------------------------
Security: Y7682Y108
Meeting Type: AGM
Meeting Date: 30-May-2014
Ticker:
ISIN: CNE1000000W4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0409/LTN20140409534.pdf
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0409/LTN20140409339.pdf
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD FOR THE YEAR 2013
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE FOR THE YEAR 2013
3 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE AUDITORS'
REPORT FOR THE YEAR 2013
4 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO NON-DISTRIBUTION OF FINAL
DIVIDEND OF THE COMPANY FOR THE YEAR 2013
5 TO CONSIDER AND APPROVE THE ELECTION OF Mgmt For For
AUDITORS (DOMESTIC AND OVERSEAS) AND
AUTHORIZE THE BOARD TO FIX THEIR
REMUNERATIONS FOR THE YEAR 2014
6.1 TO CONSIDER AND APPROVE THE RE-ELECTION AND Mgmt For For
ELECTION OF THE FOLLOWING CANDIDATE AS THE
DIRECTOR OF THE FIFTH SESSION OF THE BOARD:
MR. WANG HAI BO AS AN EXECUTIVE DIRECTOR
6.2 TO CONSIDER AND APPROVE THE RE-ELECTION AND Mgmt For For
ELECTION OF THE FOLLOWING CANDIDATE AS THE
DIRECTOR OF THE FIFTH SESSION OF THE BOARD:
MR. SU YONG AS AN EXECUTIVE DIRECTOR
6.3 TO CONSIDER AND APPROVE THE RE-ELECTION AND Mgmt For For
ELECTION OF THE FOLLOWING CANDIDATE AS THE
DIRECTOR OF THE FIFTH SESSION OF THE BOARD:
MR. ZHAO DA JUN AS AN EXECUTIVE DIRECTOR
6.4 TO CONSIDER AND APPROVE THE RE-ELECTION AND Mgmt For For
ELECTION OF THE FOLLOWING CANDIDATE AS THE
DIRECTOR OF THE FIFTH SESSION OF THE BOARD:
Ms. KE YING AS A NON-EXECUTIVE DIRECTOR
6.5 TO CONSIDER AND APPROVE THE RE-ELECTION AND Mgmt For For
ELECTION OF THE FOLLOWING CANDIDATE AS THE
DIRECTOR OF THE FIFTH SESSION OF THE BOARD:
MR. SHEN BO AS A NON-EXECUTIVE DIRECTOR
6.6 TO CONSIDER AND APPROVE THE RE-ELECTION AND Mgmt For For
ELECTION OF THE FOLLOWING CANDIDATE AS THE
DIRECTOR OF THE FIFTH SESSION OF THE BOARD:
Ms. YU XIAO YANG AS A NON-EXECUTIVE
DIRECTOR
6.7 TO CONSIDER AND APPROVE THE RE-ELECTION AND Mgmt For For
ELECTION OF THE FOLLOWING CANDIDATE AS THE
DIRECTOR OF THE FIFTH SESSION OF THE BOARD:
MR. ZHOU ZHONG HUI AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR
6.8 TO CONSIDER AND APPROVE THE RE-ELECTION AND Mgmt For For
ELECTION OF THE FOLLOWING CANDIDATE AS THE
DIRECTOR OF THE FIFTH SESSION OF THE BOARD:
MR. LAM YIU KIN AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR
6.9 TO CONSIDER AND APPROVE THE RE-ELECTION AND Mgmt For For
ELECTION OF THE FOLLOWING CANDIDATE AS THE
DIRECTOR OF THE FIFTH SESSION OF THE BOARD:
MR. CHEN KAI XIAN AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR
7.1 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
THE FOLLOWING CANDIDATE AS THE SUPERVISOR
OF THE FIFTH SESSION OF THE SUPERVISORY
COMMITTEE: MR. ZHAO WEN BIN AS A SUPERVISOR
7.2 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
THE FOLLOWING CANDIDATE AS THE SUPERVISOR
OF THE FIFTH SESSION OF THE SUPERVISORY
COMMITTEE: MR. LI NING JIAN AS A SUPERVISOR
7.3 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
THE FOLLOWING CANDIDATE AS THE SUPERVISOR
OF THE FIFTH SESSION OF THE SUPERVISORY
COMMITTEE: Ms. ZHANG MAN JUAN AS A
SUPERVISOR
7.4 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
THE FOLLOWING CANDIDATE AS THE SUPERVISOR
OF THE FIFTH SESSION OF THE SUPERVISORY
COMMITTEE: MR. GUO YI CHENG AS A SUPERVISOR
7.5 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
THE FOLLOWING CANDIDATE AS THE SUPERVISOR
OF THE FIFTH SESSION OF THE SUPERVISORY
COMMITTEE: MR. XU QING AS A SUPERVISOR
8 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO REMUNERATION OF THE DIRECTORS
AND SUPERVISORS OF THE COMPANY FOR THE YEAR
2014, AND TO AUTHORIZE THE BOARD TO
IMPLEMENT THE PROPOSAL
9 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
THE ARTICLES OF ASSOCIATION OF THE COMPANY
IN RESPECT OF ARTICLES 7, 97, 117 AND 118
(DETAILS OF WHICH ARE SET OUT IN APPENDIX I
TO THE CIRCULAR OF THE COMPANY DATED 9
APRIL 2014), AND TO AUTHORIZE THE BOARD TO
MAKE ALL NECESSARY APPLICATIONS, APPROVALS,
REGISTRATIONS AND FILINGS AND OTHER RELATED
MATTERS (IF ANY) IN CONNECTION WITH THE
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
INCLUDING REVISIONS TO WORDINGS AS REQUIRED
BY THE COMPETENT AUTHORITIES OF THE PRC
10 TO CONSIDER AND APPROVE THE GRANTING OF A Mgmt For For
GENERAL MANDATE TO THE BOARD TO ISSUE THE
SHARES OF THE COMPANY (DETAILS OF WHICH ARE
SET OUT IN NOTICE OF THE AGM TO THE
CIRCULAR OF THE COMPANY DATED 9 APRIL 2014)
AND TO AUTHORIZE THE BOARD: (A) TO APPROVE,
ENTER INTO, PROCURE TO ENTER INTO AND
ENGAGE IN ALL DOCUMENTS, AGREEMENTS AND
MATTERS WHICH IT DEEMS TO BE IN CONNECTION
WITH THE ISSUE OF SUCH NEW SHARES,
INCLUDING BUT NOT LIMITED TO THE TIME,
PLACE AND METHOD OF SUCH ISSUE, TO MAKE ALL
NECESSARY APPLICATIONS TO THE RELEVANT
AUTHORITIES, TO ENTER INTO UNDERWRITING
AGREEMENT (OR ANY OTHER AGREEMENTS); (B) TO
DETERMINE THE USE OF PROCEEDS AND TO MAKE
NECESSARY FILINGS AND REGISTRATION WITH THE
PRC, HONG KONG AND OTHER RELEVANT
AUTHORITIES; AND (C) TO MAKE AMENDMENTS TO
THE ARTICLES OF ASSOCIATION AS DEEMED
APPROPRIATE FOR CONTD
CONT CONTD THE INCREASE OF THE COMPANY'S Non-Voting
REGISTERED CAPITAL AND TO REFLECT THE NEW
SHARE CAPITAL STRUCTURE OF THE COMPANY
UNDER THE INTENDED ALLOTMENT AND ISSUE OF
THE SHARES OF THE COMPANY PURSUANT TO THE
RESOLUTION UNDER PARAGRAPH (1) OF THIS
RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
SHIN ZU SHING CO LTD Agenda Number: 705302242
--------------------------------------------------------------------------------------------------------------------------
Security: Y7755T101
Meeting Type: AGM
Meeting Date: 12-Jun-2014
Ticker:
ISIN: TW0003376000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 THE STATUS OF ACQUISITION OR DISPOSAL OF Non-Voting
ASSETS
A.4 THE STATUS OF THE 2010 LOCAL SECURED Non-Voting
CONVERTIBLE CORPORATE BONDS
A.5 THE ESTABLISHMENT OF THE CODE OF CONDUCT Non-Voting
AND BUSINESS WITH INTEGRITY
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 3 PER SHARE
B.3 THE REVISION TO THE ARTICLES OF Mgmt For For
INCORPORATION
B.4 THE REVISION TO THE RULES OF SHAREHOLDER Mgmt For For
MEETING
B.5 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.6 EXTRAORDINARY MOTIONS Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
SONDA SA Agenda Number: 705147191
--------------------------------------------------------------------------------------------------------------------------
Security: P87262104
Meeting Type: OGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: CL0000001934
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE ANNUAL REPORT, BALANCE Mgmt For For
SHEET, FINANCIAL STATEMENTS AND REPORT FROM
THE OUTSIDE AUDITORS FOR THE FISCAL YEAR
THAT ENDED ON DECEMBER 31, 2013
2 DISTRIBUTION OF PROFIT FROM THE FISCAL YEAR Mgmt For For
THAT ENDED ON DECEMBER 31, 2013, PAYMENT OF
DIVIDENDS WITH A CHARGE AGAINST THE SAME
FISCAL YEAR AND FUTURE DIVIDEND POLICY
3 ELECTION OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS, THE ESTABLISHMENT THEIR
COMPENSATION AND OF THAT FOR THE MEMBERS OF
THE COMMITTEE OF DIRECTORS, AS WELL AS OF
THE EXPENSE BUDGET FOR THAT COMMITTEE
4 TO REPORT ON THE ACTIVITIES AND EXPENSES OF Mgmt Abstain Against
THE COMMITTEE OF DIRECTORS DURING THE
FISCAL YEAR THAT ENDED ON DECEMBER 31, 2013
5 TO REPORT REGARDING THE RELATED PARTY Mgmt Abstain Against
TRANSACTIONS
6 DESIGNATION OF OUTSIDE AUDITORS AND RISK Mgmt For For
RATING AGENCIES
7 TO DETERMINE THE PERIODICAL IN WHICH THE Mgmt For For
NOTICES OF THE COMPANY WILL BE PUBLISHED
8 OTHER MATTERS OF CORPORATE INTEREST WITHIN Mgmt For Against
THE AUTHORITY OF THE ANNUAL GENERAL MEETING
OF SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
SPREADTRUM COMMUNICATIONS, INC. Agenda Number: 933852700
--------------------------------------------------------------------------------------------------------------------------
Security: 849415203
Meeting Type: Annual
Meeting Date: 26-Jul-2013
Ticker: SPRD
ISIN: US8494152031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RESOLVED AS AN ORDINARY RESOLUTION THAT Mgmt No vote
DATONG CHEN, CURRENTLY A CLASS III DIRECTOR
OF THE COMPANY, BE RE-ELECTED FOR A FULL
TERM OF THREE YEARS EFFECTIVE FROM THE DATE
OF THE AGM, WHICH IS THE DATE OF EXPIRY OF
HIS CURRENT DIRECTORSHIP AS A CLASS III
DIRECTOR OF THE COMPANY, IN ACCORDANCE WITH
ARTICLE 77(B) OF THE ARTICLES OF
ASSOCIATION OF THE COMPANY.
2 RESOLVED AS AN ORDINARY RESOLUTION THAT Mgmt No vote
SCOTT SANDELL, CURRENTLY A CLASS III
DIRECTOR OF THE COMPANY, BE RE-ELECTED FOR
A FULL TERM OF THREE YEARS EFFECTIVE FROM
THE DATE OF THE AGM, WHICH IS THE DATE OF
EXPIRY OF HIS CURRENT DIRECTORSHIP AS A
CLASS III DIRECTOR OF THE COMPANY, IN
ACCORDANCE WITH ARTICLE 77(B) OF THE
ARTICLES OF ASSOCIATION OF THE COMPANY.
3 RESOLVED AS AN ORDINARY RESOLUTION THAT Mgmt No vote
PRICEWATERHOUSECOOPERS ZHONG TIAN CPAS
LIMITED COMPANY BE RETAINED AS THE
COMPANY'S INDEPENDENT AUDITOR FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
SUPALAI PUBLIC CO LTD Agenda Number: 704980805
--------------------------------------------------------------------------------------------------------------------------
Security: Y8309K190
Meeting Type: AGM
Meeting Date: 22-Apr-2014
Ticker:
ISIN: TH0371010Z13
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To certify the minutes of the 2013 annual Mgmt For For
general shareholders' meeting on April 22,
2013
2 To acknowledge the directors' report on the Mgmt For For
company's performance and to approve
statements of financial position and income
statements for the year ended December 31,
2013
3 To consider the allocation of profit for Mgmt For For
the year 2013 for distribution of dividend
to shareholders at 0.70 BAHT per share
4.1 Election of director: Dr.Virach Mgmt For For
Aphimeteetamrong
4.2 Election of director: Mr.Anant Gatepithaya Mgmt For For
4.3 Election of director: Mrs.Ajchara Mgmt For For
Tangmatitham
5 To consider to add one more director into Mgmt For For
the board
6 To consider 2014 allowance and remuneration Mgmt For For
of directors' and advisors to the boards' ,
audit committee's, remuneration committee's
and other committees appointed by the board
of director's. (If any)
7 To consider the appointment of auditor and Mgmt For For
auditor fee for the year 2014
8 To consider the issuance and offering of Mgmt For For
debentures
9 To consider the amendment of the Mgmt For For
certificate of registration of the company
in section3
10 To consider the amendment of the articles Mgmt Abstain Against
of association in chapter 4 board of
directors, article12. In order to comply
with agenda 5
11 To consider other matters (If any) Mgmt Abstain For
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE Non-Voting
MEETING SUDDENLY CHANGE THE AGENDA AND/OR
ADD NEW AGENDA DURING THE MEETING, WE WILL
VOTE THAT AGENDA AS ABSTAIN.
--------------------------------------------------------------------------------------------------------------------------
TAINAN SPINNING CO LTD Agenda Number: 705302367
--------------------------------------------------------------------------------------------------------------------------
Security: Y83790108
Meeting Type: AGM
Meeting Date: 12-Jun-2014
Ticker:
ISIN: TW0001440006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 FINANCIAL STATEMENTS Non-Voting
A.3 THE STATUS OF ENDORSEMENT AND GUARANTEE Non-Voting
A.4 THE STATUS OF THE PROCEDURES OF MONETARY Non-Voting
LOANS
A.5 OTHER PRESENTATIONS Non-Voting
B.1 THE 2013 FINANCIAL STATEMENTS Mgmt For For
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 0.3 PER SHARE
B.3 THE ISSUANCE OF NEW SHARES FROM RETAINED Mgmt For For
EARNINGS. PROPOSED STOCK DIVIDEND: 30 FOR
1,000 SHS HELD
B.4 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.5 THE REVISION TO THE ARTICLES OF Mgmt For For
INCORPORATION
--------------------------------------------------------------------------------------------------------------------------
TAIWAN PAIHO CO LTD Agenda Number: 705321925
--------------------------------------------------------------------------------------------------------------------------
Security: Y8431R105
Meeting Type: AGM
Meeting Date: 18-Jun-2014
Ticker:
ISIN: TW0009938001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 290552 DUE TO RECEIPT OF
DIRECTOR AND SUPERVISOR NAMES. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 THE STATUS OF INVESTMENT IN PEOPLE'S Non-Voting
REPUBLIC OF CHINA
A.4 THE REVISION TO THE RULES OF THE BOARD Non-Voting
MEETING
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 1.5 PER SHARE
B.3 THE REVISION TO THE PROCEDURES OF THE Mgmt For For
ELECTION OF THE DIRECTORS AND SUPERVISORS
B.4 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.5 THE REVISION TO THE PROCEDURES OF TRADING Mgmt For For
DERIVATIVES
B61.1 THE ELECTION OF THE DIRECTORS AND Mgmt For For
SUPERVISORS: DIRECTOR: CHENG, SEN-MEI /
SHAREHOLDER NO.8; ID NO: N10071
B61.2 THE ELECTION OF THE DIRECTORS AND Mgmt For For
SUPERVISORS: DIRECTOR: CHENG, CHENG-WEI /
SHAREHOLDER NO.23; ID NO: N12325
B61.3 THE ELECTION OF THE DIRECTORS AND Mgmt For For
SUPERVISORS: DIRECTOR: LIN, YI-MING /
SHAREHOLDER NO.11; ID NO: R10213
B61.4 THE ELECTION OF THE DIRECTORS AND Mgmt For For
SUPERVISORS: DIRECTOR: CHENG,HSIN-JUNG /
SHAREHOLDER NO.26; ID NO: N1243
B61.5 THE ELECTION OF THE DIRECTORS AND Mgmt For For
SUPERVISORS: DIRECTOR: CHENG, CHIH-YU /
SHAREHOLDER NO.25; ID NO: N12375
B61.6 THE ELECTION OF THE DIRECTORS AND Mgmt For For
SUPERVISORS: DIRECTOR: PAI, HSI-MING /
SHAREHOLDER NO.1114; ID NO: N10329
B61.7 THE ELECTION OF THE DIRECTORS AND Mgmt For For
SUPERVISORS: DIRECTOR: CHEN, CHING-SONG /
SHAREHOLDER NO.7450; ID NO: N10083
B62.1 THE ELECTION OF THE DIRECTORS AND Mgmt For For
SUPERVISORS: SUPERVISOR: CHENG, LEE
HSIU-MAI / SHAREHOLDER NO.20; ID NO: N20076
B62.2 THE ELECTION OF THE DIRECTORS AND Mgmt For For
SUPERVISORS: SUPERVISOR: HUANG, SHIH-CHAO /
SHAREHOLDER NO.310; ID NO: N10080
B62.3 THE ELECTION OF THE DIRECTORS AND Mgmt For For
SUPERVISORS: SUPERVISOR: TSENG, CHUN-CHIEH
/ ID NO: L12140
B.7 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTORS
B.8 EXTRAORDINARY MOTIONS Mgmt Abstain For
CMMT 27 MAY 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF ID NO. IF YOU
HAVE ALREADY SENT IN YOUR VOTES FOR MID:
342130. PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN PELICAN EXPRESS CO LTD Agenda Number: 705276221
--------------------------------------------------------------------------------------------------------------------------
Security: Y8T12C104
Meeting Type: AGM
Meeting Date: 06-Jun-2014
Ticker:
ISIN: TW0002642006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 THE REVISION TO THE RULES OF THE BOARD Non-Voting
MEETING
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION: PROPOSED CASH Mgmt For For
DIVIDEND: TWD 1.5 PER SHARE
B.3 THE REVISION TO THE ARTICLES OF Mgmt For For
INCORPORATION
B.4 THE REVISION TO THE PROCEDURES OF MONETARY Mgmt For For
LOANS
B.5 THE REVISION TO THE PROCEDURES OF Mgmt For For
ENDORSEMENT AND GUARANTEE
B.6 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.7 EXTRAORDINARY MOTIONS Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SANYO ELECTRIC CO LTD Agenda Number: 705320466
--------------------------------------------------------------------------------------------------------------------------
Security: Y7526A100
Meeting Type: AGM
Meeting Date: 19-Jun-2014
Ticker:
ISIN: TW0001614006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS PER TRUST ASSOCIATION'S PROXY VOTING Non-Voting
GUIDELINES, EVERY SHAREHOLDER IS ELIGIBLE
TO BE NOMINATED AS A CANDIDATE AND BE
ELECTED AS A DIRECTOR OR A SUPERVISOR,
REGARDLESS OF BEING RECOMMENDED BY THE
COMPANY AND/OR BY OTHER PARTIES. IF YOU
INTEND TO VOTE FOR A LISTED CANDIDATE, YOU
WILL NEED TO CONTACT THE CANDIDATE AND/OR
THE ISSUING COMPANY TO OBTAIN THE
CANDIDATE'S NAME AND ID NUMBER. WITHOUT
SUCH SPECIFIC INFORMATION, AN ELECTION
WOULD BE DEEMED AS A 'NO VOTE'.
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 0.9 PER SHARE
B.3 THE REVISION TO THE ARTICLES OF Mgmt For For
INCORPORATION
B.4 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.5 THE ELECTION OF THE DIRECTORS AND Mgmt For For
SUPERVISORS
B.6 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTORS
B.7 EXTRAORDINARY MOTIONS Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
TCS GROUP HOLDING PLC, LIMASSOL Agenda Number: 705303814
--------------------------------------------------------------------------------------------------------------------------
Security: 87238U203
Meeting Type: AGM
Meeting Date: 06-Jun-2014
Ticker:
ISIN: US87238U2033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPOINTMENT OF CHAIRPERSON OF THE MEETING Mgmt For For
2 TO RECEIVE AND CONSIDER THE ANNUAL REPORT Non-Voting
FOR THE YEAR ENDED 31 DECEMBER 2013
3 TO RE-APPOINT PRICEWATERHOUSECOOPERS Mgmt For For
LIMITED, CYPRUS AS AUDITORS OF THE COMPANY
AND TO AUTHORISE THE BOARD OF DIRECTORS TO
DETERMINE THE REMUNERATION OF THE AUDITORS
IN ACCORDANCE WITH THEIR TERMS OF
ENGAGEMENT
4 TO RE-ELECT MR. MARTIN ROBERT COCKER AS A Mgmt For For
DIRECTOR OF THE COMPANY
5 TO RE-ELECT MR. PHILIPPE DELPAL AS A Mgmt For For
DIRECTOR OF THE COMPANY
6 TO APPROVE THE REMUNERATION OF THE MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS
7 TO AUTHORISE THE BOARD OF DIRECTORS TO Mgmt For For
ALLOT, ISSUE OR OTHERWISE DISPOSE TO
ALTRUCO TRUSTEES LIMITED (A) 1,449,750
CLASS A SHARES OF NOMINAL VALUE USD 0.04
EACH AS TRUSTEE OF THE EMPLOYEE SHARE
OWNERSHIP PLAN ESTABLISHED BY A DEED DATED
20 MAY 2011 (AS AMENDED) (THE "ESOP")
PURSUANT TO A RESOLUTION OF THE
SHAREHOLDERS DATED 20TH MAY, 2011 AND (B)
1,430,695 CLASS A SHARES OF NOMINAL VALUE
USD 0.04 EACH AS TRUSTEE OF THE LONG-TERM
INCENTIVE PLAN (WHICH WAS AMENDED IN
SEPTEMBER 2013 TO BECOME THE EQUITY LTIP)
(THE "EQUITY LTIP") PURSUANT TO A
RESOLUTION OF THE SHAREHOLDERS DATED 30
SEPTEMBER 2013 AUTHORISING THE ISSUE OF
SUCH NUMBER OF SHARES NOT EXCEEDING 1% OF
THE ISSUED SHARE CAPITAL OF THE COMPANY AT
THE DATE THEREOF ON A FULLY DILUTED BASIS
8 TO AUTHORISE THE BOARD OF DIRECTORS TO BUY Mgmt For For
BACK ANY CLASS A SHARES OR INTERESTS IN
CLASS A SHARES INCLUDING GLOBAL DEPOSITORY
RECEIPTS IN THE COMPANY
9 TO RE-AFFIRM THE AUTHORITY OF THE BOARD OF Mgmt For For
DIRECTORS TO AMEND THE TERMS OF AND
ENTITLEMENTS UNDER THE ESOP
10 TO CONFIRM THE TERMS OF THE ORDINARY Mgmt For For
RESOLUTION SANCTIONED AT THE EXTRAORDINARY
GENERAL MEETING ON 20 MAY 2011, TO THE
EFFECT THAT BETWEEN 1 - 30 JUNE 2014
1,449,750 CLASS A SHARES WILL BE ISSUED TO
ALTRUCO TRUSTEES LIMITED, AS TRUSTEE OF THE
ESOP
--------------------------------------------------------------------------------------------------------------------------
TEGMA GESTAO LOGISTICA SA, SAO BERNARDO DO CAMPO Agenda Number: 705153978
--------------------------------------------------------------------------------------------------------------------------
Security: P90284103
Meeting Type: AGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: BRTGMAACNOR7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT COMMON SHAREHOLDERS Non-Voting
SUBMITTING A VOTE TO ELECT A MEMBER FROM
THE LIST PROVIDED MUST INCLUDE THE
CANDIDATES NAME IN THE VOTE INSTRUCTION.
HOWEVER WE CANNOT DO THIS THROUGH THE
PROXYEDGE PLATFORM. IN ORDER TO SUBMIT A
VOTE TO ELECT A CANDIDATE, CLIENTS MUST
CONTACT THEIR CSR TO INCLUDE THE NAME OF
THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM ARE
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOUR OR AGAINST
THE DEFAULT COMPANIES CANDIDATE. THANK YOU
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 TO TAKE KNOWLEDGE THE MANAGEMENT ACCOUNTS, Mgmt For For
EXAMINE, DISCUSS AND VOTE ON THE MANAGEMENT
REPORT AND FINANCIAL STATEMENTS FOR THE
FISCAL YEAR ENDED 12.31.2013 ACCOMPANIED BY
THE REPORTS OF THE INDEPENDENT AUDITORS AND
THE FINANCE COMMITTEE
2 THE RATIFICATION OF THE DISTRIBUTION OF Mgmt For For
INTERIM DIVIDENDS AND INTEREST ON
SHAREHOLDER EQUITY BASED ON THE PROFIT
EARNED DURING THE 2013 FISCAL YEAR, IN
ACCORDANCE WITH THE RESOLUTIONS PASSED AT
MEETINGS OF THE BOARD OF DIRECTORS OF THE
COMPANY HELD ON AUGUST 15, 2013, AND
DECEMBER 11, 2013, AND THE FINAL ALLOCATION
OF THE NET PROFIT FROM THE FISCAL YEAR THAT
ENDED ON DECEMBER 31, 2013. DISTRIBUTION OF
DIVIDENDS CONSIDERING THE ENTIRETY OF THE
NET PROFIT FROM THE FISCAL YEAR, CALCULATED
ON THE BALANCE SHEET OF THE COMPANY
PREPARED TO DECEMBER 31, 2013
3 TO ELECT AND REELECT THE MEMBERS OF THE Mgmt For For
FISCAL COUNCIL
4 TO SET THE DIRECTORS AND FISCAL COUNCIL Mgmt For For
REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
THE BASIC HOUSE CO LTD Agenda Number: 704962061
--------------------------------------------------------------------------------------------------------------------------
Security: Y0761F108
Meeting Type: AGM
Meeting Date: 27-Mar-2014
Ticker:
ISIN: KR7084870005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Election of director Gim Jong Hyeon Mgmt For For
3 Election of auditor Jeong Mun Geum Mgmt For For
4 Amendment of articles of incorporation Mgmt For For
5 Approval of remuneration for director Mgmt For For
6 Approval of remuneration for auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TMK OJSC, MOSCOW Agenda Number: 704808217
--------------------------------------------------------------------------------------------------------------------------
Security: 87260R201
Meeting Type: EGM
Meeting Date: 11-Nov-2013
Ticker:
ISIN: US87260R2013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To certify the allocation of profit after Mgmt For For
considering the results of 6 (six) months
of 2013 commercial year. On or prior to the
January "10", 2014 discharge the interim
dividends to the shareholders of the
Company for the period of 6 (six) months of
2013 commercial year at the rate of 1 ruble
04 kopecks for one ordinary share of the
Company with notional amount of 10 rubles
in the whole 975.089.537 rubles 76 kopecks.
The remaining profits after dividends
discharge will not be distributed and will
remain in possession of the Company
--------------------------------------------------------------------------------------------------------------------------
TMK OJSC, MOSCOW Agenda Number: 705299661
--------------------------------------------------------------------------------------------------------------------------
Security: 87260R201
Meeting Type: AGM
Meeting Date: 19-Jun-2014
Ticker:
ISIN: US87260R2013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE ANNUAL REPORT, ANNUAL Mgmt For For
ACCOUNTING STATEMENTS, INCLUDING STATEMENTS
OF REVENUES AND LOSSES (ACCOUNTS OF
REVENUES AND LOSSES) OF THE COMPANY
2 DISTRIBUTION OF THE COMPANY'S INCOME IN Mgmt For For
ACCORDANCE WITH RESULTS OF 2013 FINANCIAL
YEAR: 0,78 RUBLES FOR ONE ORDINARY SHARE
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES Non-Voting
TO THIS RESOLUTION REGARDING THE ELECTION
OF DIRECTORS. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. PLEASE NOTE
THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE IF YOU HAVE ANY
QUESTIONS.
3.1 ELECTION OF THE COMPANY'S BOARD OF Mgmt For For
DIRECTOR: MR. PUMPYANSKY
3.2 ELECTION OF THE COMPANY'S BOARD OF Mgmt For For
DIRECTOR: MR. SHIRYAEV
3.3 ELECTION OF THE COMPANY'S BOARD OF Mgmt For For
DIRECTOR: MR. KAPLUNOV
3.4 ELECTION OF THE COMPANY'S BOARD OF Mgmt For For
DIRECTOR: MR. KHMELEVSKY
3.5 ELECTION OF THE COMPANY'S BOARD OF Mgmt For For
DIRECTOR: MR. ALEKSEEV
3.6 ELECTION OF THE COMPANY'S BOARD OF Mgmt For For
DIRECTOR: MR. SHOKHIN
3.7 ELECTION OF THE COMPANY'S BOARD OF Mgmt For For
DIRECTOR: MR. FORESMAN
3.8 ELECTION OF THE COMPANY'S BOARD OF Mgmt For For
DIRECTOR: MR. O'BREIN
3.9 ELECTION OF THE COMPANY'S BOARD OF Mgmt For For
DIRECTOR: MRS. BLAGOVA
3.10 ELECTION OF THE COMPANY'S BOARD OF Mgmt Abstain Against
DIRECTOR: MR. SHEGOLEV
3.11 ELECTION OF THE COMPANY'S BOARD OF Mgmt For For
DIRECTOR: MR. PAPIN
3.12 ELECTION OF THE COMPANY'S BOARD OF Mgmt For For
DIRECTOR: MR. CHUBAIS
4.1 ELECTION OF THE COMPANY'S SUPERVISORY Mgmt For For
BOARD: MR. MAKSIMENKO
4.2 ELECTION OF THE COMPANY'S SUPERVISORY Mgmt For For
BOARD: MR. VOROBIYEV
4.3 ELECTION OF THE COMPANY'S SUPERVISORY Mgmt For For
BOARD: MRS. POZDNYAKOVA
5 APPROVAL OF THE COMPANY'S AUDITOR: ERNST & Mgmt For For
YOUNG
6 APPROVAL OF TRANSACTIONS IN EXECUTION OF Mgmt For For
WHICH THE COMPANY IS INTERESTED
CMMT 19 MAY 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTION. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TRIPOD TECHNOLOGY CO LTD Agenda Number: 705305438
--------------------------------------------------------------------------------------------------------------------------
Security: Y8974X105
Meeting Type: AGM
Meeting Date: 11-Jun-2014
Ticker:
ISIN: TW0003044004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 THE STATUS OF ENDORSEMENT, GUARANTEE AND Non-Voting
MONETARY LOANS
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD2.25 PER SHARE
B.3 THE REVISION TO THE ARTICLES OF Mgmt For For
INCORPORATION
B.4 THE REVISION TO THE PROCEDURES OF THE Mgmt For For
ELECTION OF THE DIRECTORS AND SUPERVISORS
B.5 THE REVISION TO THE RULES OF SHAREHOLDER Mgmt For For
MEETING
B.6 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.7 THE REVISION TO THE PROCEDURES OF TRADING Mgmt For For
DERIVATIVES
B.8 THE REVISION TO THE PROCEDURES OF Mgmt For For
ENDORSEMENT AND GUARANTEE
B.9 THE REVISION TO THE PROCEDURES OF MONETARY Mgmt For For
LOANS
--------------------------------------------------------------------------------------------------------------------------
TTFB CO LTD Agenda Number: 705349959
--------------------------------------------------------------------------------------------------------------------------
Security: Y8998G104
Meeting Type: AGM
Meeting Date: 18-Jun-2014
Ticker:
ISIN: TW0002729001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 297015 DUE TO RECEIPT OF
DIRECTORS NAMES UNDER RESOLUTION 4. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
B.1 THE 2013 FINANCIAL STATEMENTS Mgmt For For
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 8.7 PER SHARE
B.3 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.4.1 THE ELECTION OF THE DIRECTOR: CHEN-I HSU; Mgmt For For
ID / SHAREHOLDER NO: A12110XXXX
B.4.2 THE ELECTION OF THE DIRECTOR: DUN-FUNG WU; Mgmt For For
ID / SHAREHOLDER NO: A22099XXXX
B.4.3 THE ELECTION OF THE DIRECTOR: WEI-I CHIANG; Mgmt For For
ID / SHAREHOLDER NO: D12027XXXX
B.4.4 THE ELECTION OF THE DIRECTOR: TA-LUNG SUN; Mgmt For For
ID / SHAREHOLDER NO: C12060XXXX
B.4.5 THE ELECTION OF THE INDEPENDENT DIRECTOR: Mgmt For For
WEN-SHU LIAO; ID / SHAREHOLDER NO:
F12117XXXX
B.4.6 THE ELECTION OF THE INDEPENDENT DIRECTOR: Mgmt For For
I-MING PAO; ID / SHAREHOLDER NO: A12113XXXX
B.4.7 THE ELECTION OF THE INDEPENDENT DIRECTOR: Mgmt For For
SHIH-HSIEN SHIH; ID / SHAREHOLDER NO:
A12316XXXX
B.5 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTORS
B.6 EXTRAORDINARY MOTIONS Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
TUNE INS HOLDINGS BHD, KUALA LUMPUR Agenda Number: 705289999
--------------------------------------------------------------------------------------------------------------------------
Security: Y9003S109
Meeting Type: AGM
Meeting Date: 06-Jun-2014
Ticker:
ISIN: MYL5230OO007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS TOGETHER WITH THE
REPORTS OF THE DIRECTORS AND AUDITORS
THEREON FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND COMPRISING A Mgmt For For
SINGLE TIER DIVIDEND OF 3.86 SEN PER
ORDINARY SHARE OF RM0.10 IN RESPECT OF THE
FINANCIAL YEAR ENDED 31 DECEMBER 2013 TO
THE MEMBERS OF THE COMPANY, AS RECOMMENDED
BY THE DIRECTORS
3 TO APPROVE DIRECTORS' FEES AS FOLLOWS: (A) Mgmt For For
PAYMENT OF DIRECTORS' FEES AMOUNTING TO
RM65,000 PER ANNUM FOR THE NON-EXECUTIVE
CHAIRMAN AND RM50,000 PER ANNUM FOR OTHER
NON-EXECUTIVE DIRECTORS WITH EFFECT FROM
FINANCIAL YEAR ENDING 31 DECEMBER 2014; AND
(B) PAYMENT OF DIRECTORS' FEES IN RESPECT
OF THE BOARD'S AUDIT & RISK COMMITTEE
AMOUNTING TO RM36,000 PER ANNUM FOR THE
NON-EXECUTIVE COMMITTEE CHAIRMAN AND
RM29,000 PER ANNUM FOR OTHER COMMITTEE
MEMBERS WITH EFFECT FROM FINANCIAL YEAR
ENDING 31 DECEMBER 2014
4 TO RE-ELECT THE FOLLOWING DIRECTOR WHO Mgmt For For
RETIRE PURSUANT TO ARTICLE 123 OF THE
COMPANY'S ARTICLES OF ASSOCIATION: RAZMAN
HAFIDZ BIN ABU ZARIM
5 TO RE-ELECT THE FOLLOWING DIRECTOR WHO Mgmt For For
RETIRE PURSUANT TO ARTICLE 123 OF THE
COMPANY'S ARTICLES OF ASSOCIATION: TAN SRI
DR. ANTHONY FRANCIS FERNANDES
6 TO RE-ELECT MS. TAN MING-LI WHO RETIRES Mgmt For For
PURSUANT TO ARTICLE 128 OF THE COMPANY'S
ARTICLES OF ASSOCIATION
7 TO RE-APPOINT MESSRS ERNST & YOUNG AS Mgmt For For
AUDITORS OF THE COMPANY AND TO AUTHORISE
THE DIRECTORS TO FIX THEIR REMUNERATION
8 AUTHORITY TO ALLOT SHARES PURSUANT TO Mgmt For For
SECTION 132D OF THE COMPANIES ACT, 1965
9 PROPOSED RENEWAL OF SHAREHOLDERS' MANDATE Mgmt For For
FOR EXISTING RECURRENT RELATED PARTY
TRANSACTIONS AND NEW SHAREHOLDERS' MANDATE
FOR ADDITIONAL RECURRENT RELATED PARTY
TRANSACTIONS OF A REVENUE OR TRADING NATURE
10 AUTHORITY TO ALLOT SHARES TO MR. PETER Mgmt For For
DIXON MILLER
CMMT 15 MAY 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN TEXT OF
RESOLUTION 3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TUPY SA, SAO PAULO Agenda Number: 705074970
--------------------------------------------------------------------------------------------------------------------------
Security: P9414P108
Meeting Type: AGM
Meeting Date: 11-Apr-2014
Ticker:
ISIN: BRTUPYACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
1 To take knowledge of the directors Mgmt For For
accounts, to examine, discuss and approve
the Board of Directors Report, the
company's consolidated financial statements
for the fiscal year ended December 31, 2013
2 Destination of the year end results of 2013 Mgmt For For
3 To elect the members of the fiscal council Mgmt For For
and their respective substitutes. Votes in
Groups of candidates only. Luis Antonio
Aleixo, Chairman, Jose Luis Lauria Jansen
de Mello, substitute, Claudio Morais
Machado, titular, Sergio Laurimar
Fioravanti, substitute. Only to ordinary
shareholders
CMMT 01-APR-2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF NAMES OF THE
MEMBERS OF THE FISCAL COUNCIL AND THEIR
RESPECTIVE SUBSTITUTES. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TUPY SA, SAO PAULO Agenda Number: 705078031
--------------------------------------------------------------------------------------------------------------------------
Security: P9414P108
Meeting Type: EGM
Meeting Date: 11-Apr-2014
Ticker:
ISIN: BRTUPYACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU.
1 To set the global remuneration for the Mgmt Against Against
managers
2 To set the global remuneration for the Mgmt For For
members of the fiscal council
3 To approve new wording for Article 5 of the Mgmt For For
corporate bylaws of the company and their
restatement, to update the share capital
amount and the number of shares into which
it is divided, which is increased from BRL
537,050,760.04, divided into 114,277,500
common, nominative, book entry shares, with
no par value, to BRL 1,060,300,760.04,
divided into 144,177,500 common,
nominative, book entry shares, with no par
value
--------------------------------------------------------------------------------------------------------------------------
VALID SOLUCOES E SERVICOS DE SEGURANCA EM MEIOS DE Agenda Number: 705068066
--------------------------------------------------------------------------------------------------------------------------
Security: P9656C112
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: BRVLIDACNOR5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To receive the accounts from the managers, Mgmt For For
to examine, discuss and vote on the report
from management and the financial
statements, relative to the fiscal year
that ended on December 31, 2013
2 To vote regarding the proposal for the Mgmt For For
allocation of the net profit from the
fiscal year that ended on December 31,
2013, and the distribution of dividends and
interest on shareholder equity, ratifying
the payments already made by resolution of
the board of directors, subject to
ratification by the annual general meeting
3 To establish the total annual remuneration Mgmt For For
of the members of the board of directors
and of the executive committee for the 2014
fiscal year
--------------------------------------------------------------------------------------------------------------------------
VOLTRONIC POWER TECHNOLOGY CORP Agenda Number: 705335417
--------------------------------------------------------------------------------------------------------------------------
Security: Y937BE103
Meeting Type: AGM
Meeting Date: 24-Jun-2014
Ticker:
ISIN: TW0006409006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 7.99044490 PER SHARE
B.3 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.4 THE REVISION TO THE ARTICLES OF Mgmt For For
INCORPORATION
B.5 THE ISSUANCE OF NEW SHARES FROM RETAINED Mgmt For For
EARNINGS. PROPOSED STOCK DIVIDEND:54.7291
SHS FOR 1,000 SHS HELD
B.6 EXTRAORDINARY MOTIONS Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
WAH SEONG CORPORATION BHD Agenda Number: 705333968
--------------------------------------------------------------------------------------------------------------------------
Security: Y9451H126
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: MYL5142OO004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS OF THE COMPANY AND THE GROUP FOR
THE FINANCIAL YEAR ENDED 31 DECEMBER 2013
AND THE REPORTS OF THE DIRECTORS AND
AUDITORS THEREON
2 TO APPROVE THE DIRECTORS' FEES OF RM285,000 Mgmt For For
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2013
3 TO RE-ELECT THE FOLLOWING DIRECTOR WHO Mgmt For For
RETIRE PURSUANT TO ARTICLE 110 OF THE
COMPANY'S ARTICLES OF ASSOCIATION: DATO'
SERI ROBERT TAN CHUNG MENG
4 TO RE-ELECT THE FOLLOWING DIRECTOR WHO Mgmt For For
RETIRE PURSUANT TO ARTICLE 110 OF THE
COMPANY'S ARTICLES OF ASSOCIATION: HALIM
BIN HAJI DIN
5 TO RE-APPOINT TAN SRI DATO' DR. LIN SEE YAN Mgmt For For
WHO RETIRES PURSUANT TO SECTION 129(2) OF
THE COMPANIES ACT, 1965 AS DIRECTOR OF THE
COMPANY AND TO HOLD OFFICE UNTIL THE NEXT
ANNUAL GENERAL MEETING OF THE COMPANY
PURSUANT TO SECTION 129(6) OF THE COMPANIES
ACT, 1965
6 TO RE-APPOINT MESSRS. Mgmt For For
PRICEWATERHOUSECOOPERS AS AUDITORS OF THE
COMPANY FOR THE ENSUING YEAR AND TO
AUTHORISE THE DIRECTORS TO FIX THEIR
REMUNERATION
7 AUTHORITY TO ISSUE SHARES PURSUANT TO Mgmt For For
SECTION 132D OF THE COMPANIES ACT, 1965
8 PROPOSED RENEWAL OF AUTHORITY TO BUY-BACK Mgmt For For
ITS OWN SHARES BY THE COMPANY
9 PROPOSED RENEWAL OF SHAREHOLDERS' MANDATE Mgmt For For
FOR THE EXISTING RECURRENT RELATED PARTY
TRANSACTIONS AND PROVISION OF FINANCIAL
ASSISTANCE
10 THAT APPROVAL BE AND IS HEREBY GIVEN TO Mgmt For For
HALIM BIN HAJI DIN WHO HAS SERVED AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY FOR A CUMULATIVE TERM OF MORE THAN
TWELVE (12) YEARS, TO CONTINUE TO ACT AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY IN ACCORDANCE WITH THE MALAYSIAN
CODE ON CORPORATE GOVERNANCE 2012
11 THAT APPROVAL BE AND IS HEREBY GIVEN TO TAN Mgmt For For
SRI DATO' DR. LIN SEE YAN WHO HAS SERVED AS
AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY FOR A CUMULATIVE TERM OF MORE
THAN NINE (9) YEARS, TO CONTINUE TO ACT AS
AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY IN ACCORDANCE WITH THE
MALAYSIAN CODE ON CORPORATE GOVERNANCE 2012
--------------------------------------------------------------------------------------------------------------------------
WCT HOLDINGS BHD Agenda Number: 704941714
--------------------------------------------------------------------------------------------------------------------------
Security: Y9532D102
Meeting Type: EGM
Meeting Date: 11-Feb-2014
Ticker:
ISIN: MYL9679OO001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That subject to the Companies Act, 1965 Mgmt For For
(the "Act"), rules, regulations and orders
made pursuant to the Act (as may be
amended, modified or re-enacted from time
to time), the provisions of the Company's
Memorandum and Articles of Association and
the Main Market Listing Requirements of the
Bursa Malaysia Securities Berhad ("Bursa
Securities") and any other relevant
authority, the Company be and is hereby
authorised, to the fullest extent permitted
by law, to purchase such amount of ordinary
shares of RM0.50 each in the Company
("Shares") as may be determined by the
Directors of the Company from time to time
through Bursa Securities upon such terms
and conditions as the Directors may deem
fit and expedient in the interest of the
Company provided that: (i) the aggregate
number of Shares which may be purchased or
held by the CONTD
CONT CONTD Company shall not exceed ten percent Non-Voting
(10%) of the issued and paid-up ordinary
share capital for the time being of the
Company; (ii) the maximum fund to be
allocated by the Company for the purpose of
purchasing the Shares shall not exceed the
total of retained earnings and share
premium account of the Company which, based
on the management account of the Company as
at 31 December 2013, amounts to
RM340,014,344.00 and RM2,173,972,652.00
respectively; (iii) the authority conferred
by this resolution will commence
immediately upon the passing of this
ordinary resolution and will continue to be
in force until: (a) the conclusion of the
next Annual General Meeting ("AGM") of the
Company at which time it shall lapse unless
by ordinary resolution passed at that
meeting, the authority is renewed, either
unconditionally or CONTD
CONT CONTD subject to conditions; (b) the Non-Voting
expiration of the period within which the
next AGM is required by law to be held; or
(c) revoked or varied by ordinary
resolution passed by the shareholders in
general meeting; whichever occurs first,
but not so as to prejudice the completion
of purchase(s) by the Company before the
aforesaid expiry date and, in any event, in
accordance with the provisions of the
guidelines issued by Bursa Securities and
any prevailing laws, rules, regulations,
orders, guidelines and requirements issued
by any relevant authorities; and (iv) upon
completion of each purchase of Shares by
the Company, the Directors of the Company
be and are hereby authorised to cancel the
Shares so purchased or to retain the Shares
so purchased as treasury shares which may
be distributed as dividend to shareholders
or CONTD
CONT CONTD resold on Bursa Securities or Non-Voting
subsequently cancelled or to retain part of
the Shares so purchased as treasury shares
and cancel the remainder and/ or to deal
with the Shares in any other manner as may
be allowed or prescribed by the Act or any
other rules, regulations and/or orders made
pursuant to the Act and the Listing
Requirements of Bursa Securities and any
other relevant authorities for the time
being in force. And that the Directors of
the Company be and are hereby authorised to
take all such steps as are necessary or
expedient to implement, finalise or to
effect the purchase(s) of Shares with full
powers to assent to any conditions,
modifications, resolutions, variations
and/or amendments (if any) as may be
imposed by the relevant authorities and to
do all such acts and things as the
Directors may deem fit CONTD
CONT CONTD and expedient in the best interest of Non-Voting
the Company
CMMT Comment Deleted Non-Voting
CMMT 27 JAN 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DELETION OF VOTING OPTION
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
WOWPRIME CORP Agenda Number: 705068434
--------------------------------------------------------------------------------------------------------------------------
Security: Y969B9107
Meeting Type: AGM
Meeting Date: 08-Apr-2014
Ticker:
ISIN: TW0002727005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 285429 DUE TO RECEIPT OF
DIRECTOR NAMES. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
CMMT PLEASE NOTE THAT PURSUANT TO THE CURRENT Non-Voting
PROXY RULES, FINI WHOSE HOLDINGS ARE UP TO
/ MORE THAN 300,000 SHS ON RECORD DATE ARE
COMPULSIVELY REQUIRED TO PARTICIPATE IN THE
SHAREHOLDERS' MEETING. THANK YOU.
1.1 2013 business report Non-Voting
1.2 Audit committee's review report Non-Voting
2.1 Adoption of the 2013 business report and Mgmt For For
financial statements
2.2 Adoption of the proposal for distribution Mgmt For For
of 2013 profits.(cash dividend of
TWD10.99592262 per SHS from retained
earnings, cash dividend of TWD1.27407738
per SHS from capital surplus and bonus of
30 shares per 1,000 shares from capital
surplus tax free)
3.1 Adoption of the proposal for cash dividend Mgmt For For
distribution via capital reserve
3.2 Proposal for a new share issue through Mgmt For For
capitalization of capital surplus
3.3 Amendment to the operational procedures for Mgmt For For
acquisition and disposal of assets
3.4.1 To elect Chi,Cheng as Independent Director Mgmt For For
3.4.2 To elect Li,Chi-Jen as Independent Director Mgmt For For
3.4.3 To elect Wu,Wen-Chin as Independent Mgmt For For
Director
3.5 Proposal of release the prohibition on Mgmt Against Against
newly elected directors from participation
in competitive business
4 Questions and motions Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
XIAO NAN GUO RESTAURANTS HOLDINGS LTD, GRAND CAYMA Agenda Number: 705192057
--------------------------------------------------------------------------------------------------------------------------
Security: G9829M104
Meeting Type: AGM
Meeting Date: 05-Jun-2014
Ticker:
ISIN: KYG9829M1042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0422/LTN20140422518.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0422/LTN20140422504.pdf
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS AND AUDITORS OF
THE COMPANY FOR THE YEAR ENDED 31 DECEMBER
2013
2.a.i TO RE-ELECT THE FOLLOWING PERSONS: MS. WANG Mgmt For For
HUILI AS NON-EXECUTIVE DIRECTOR OF THE
COMPANY
2a.ii TO RE-ELECT THE FOLLOWING PERSONS: MR. WENG Mgmt For For
XIANGWEI AS NON-EXECUTIVE DIRECTOR OF THE
COMPANY
2aiii TO RE-ELECT THE FOLLOWING PERSONS: MR. WANG Mgmt For For
CHIWEI AS INDEPENDENT NON-EXECUTIVE
DIRECTOR OF THE COMPANY
2.b TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF THE
DIRECTORS OF THE COMPANY
3 TO RE-APPOINT ERNST & YOUNG AS AUDITOR OF Mgmt For For
THE COMPANY AND AUTHORISE THE BOARD OF
DIRECTORS OF THE COMPANY TO FIX THEIR
REMUNERATION FOR THE FINANCIAL YEAR ENDING
31 DECEMBER 2014
4.a TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO ALLOT, ISSUE AND DEAL
WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF
THE ISSUED SHARE CAPITAL OF THE COMPANY
4.b TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES NOT
EXCEEDING 10% OF THE ISSUED SHARE CAPITAL
OF THE COMPANY
4.c TO EXTEND THE AUTHORITY GIVEN TO THE Mgmt For For
DIRECTORS OF THE COMPANY PURSUANT TO
ORDINARY RESOLUTION NO. 4(A) TO ISSUE
SHARES BY ADDING TO THE ISSUED SHARE
CAPITAL OF THE COMPANY THE NUMBER OF SHARES
REPURCHASED UNDER ORDINARY RESOLUTION NO.
4(B)
--------------------------------------------------------------------------------------------------------------------------
XINCHEN CHINA POWER HOLDINGS LTD, GRAND CAYMAN Agenda Number: 705176522
--------------------------------------------------------------------------------------------------------------------------
Security: G9830E109
Meeting Type: AGM
Meeting Date: 29-May-2014
Ticker:
ISIN: KYG9830E1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0416/LTN201404161093.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0416/LTN201404161124.pdf
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
REPORTS OF DIRECTORS AND AUDITORS OF THE
COMPANY FOR THE YEAR ENDED 31ST DECEMBER,
2013
2.a TO RE-ELECT MR. WU XIAO AN (ALSO KNOWN AS Mgmt For For
MR. NG SIU ON) AS EXECUTIVE DIRECTOR
2.b TO RE-ELECT MR. WANG YUNXIAN AS EXECUTIVE Mgmt For For
DIRECTOR
2.c TO RE-ELECT MR. QI YUMIN AS NON-EXECUTIVE Mgmt For For
DIRECTOR
3 TO APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
AUDITORS AND TO AUTHORISE THE BOARD OF
DIRECTORS TO FIX THEIR REMUNERATION
4.a TO GRANT A GENERAL AND UNCONDITIONAL Mgmt For For
MANDATE TO THE DIRECTORS TO ALLOT, ISSUE
AND OTHERWISE DEAL WITH NEW SHARES OF THE
COMPANY NOT EXCEEDING 20 PER CENT. OF THE
AGGREGATE NOMINAL AMOUNT OF THE ISSUED
SHARE CAPITAL OF THE COMPANY AS AT THE DATE
OF PASSING OF THIS RESOLUTION
4.b TO GRANT A GENERAL AND UNCONDITIONAL Mgmt For For
MANDATE TO THE DIRECTORS TO REPURCHASE THE
COMPANY'S OWN SHARES NOT EXCEEDING 10 PER
CENT. OF THE AGGREGATE NOMINAL AMOUNT OF
THE ISSUED SHARE CAPITAL OF THE COMPANY AS
AT THE DATE OF PASSING OF THIS RESOLUTION
4.c TO EXTEND THE MANDATE GRANTED UNDER Mgmt For For
RESOLUTION NO. 4(A) BY INCLUDING THE NUMBER
OF SHARES REPURCHASED BY THE COMPANY
PURSUANT TO RESOLUTION NO. 4(B)
--------------------------------------------------------------------------------------------------------------------------
XINCHEN CHINA POWER HOLDINGS LTD, GRAND CAYMAN Agenda Number: 705330075
--------------------------------------------------------------------------------------------------------------------------
Security: G9830E109
Meeting Type: EGM
Meeting Date: 17-Jun-2014
Ticker:
ISIN: KYG9830E1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0527/LTN20140527116.pdf
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0527/LTN20140527104.pdf
A THE BBA COMPLIANCE AGREEMENT (THE "BBA Mgmt For For
COMPLIANCE AGREEMENT") (A COPY OF WHICH HAS
BEEN PRODUCED TO THE EGM MARKED "A" AND
INITIALLED BY THE CHAIRMAN OF THE EGM FOR
THE PURPOSE OF IDENTIFICATION) DATED 23 MAY
2014 ENTERED INTO BETWEEN THE COMPANY,
MIANYANG XINCHEN ENGINE CO., LTD.(AS
SPECIFIED)(AN INDIRECT WHOLLYOWNED
SUBSIDIARY OF THE COMPANY) AND BMW
BRILLIANCE AUTOMOTIVE LTD.(AS SPECIFIED)(AN
ASSOCIATE OF BRILLIANCE CHINA AUTOMOTIVE
HOLDINGS LIMITED (AS SPECIFIED)WHICH IS A
CONTROLLING SHAREHOLDER OF THE COMPANY)
INCLUDING THE PROPOSED ANNUAL CAPS AND ALL
TRANSACTIONS CONTEMPLATED THEREUNDER BE AND
HEREBY APPROVED, RATIFIED AND CONFIRMED
B ANY DIRECTOR OF THE COMPANY (THE Mgmt For For
"DIRECTOR") BE AND ARE HEREBY AUTHORIZED
TO, FOR AND ON BEHALF OF THE COMPANY TO DO
ALL SUCH THINGS AND EXERCISE ALL POWERS
WHICH HE CONSIDERS NECESSARY OR DESIRABLE
OR EXPEDIENT IN CONNECTION WITH THE BBA
COMPLIANCE AGREEMENT AND OTHERWISE IN
CONNECTION WITH THE IMPLEMENTATION OF THE
TRANSACTIONS CONTEMPLATED THEREUNDER,
INCLUDING WITHOUT LIMITATION THE EXECUTION,
AMENDMENT, SUPPLEMENT, DELIVERY, WAIVER,
SUBMISSION AND IMPLEMENTATION OF ANY
FURTHER DOCUMENTS OR AGREEMENTS, AND ANY
DIRECTOR AND THE COMPANY SECRETARY OF THE
COMPANY OR TWO DIRECTORS BE AUTHORIZED TO
AFFIX THE COMMON SEAL OF THE COMPANY (IF
REQUIRED) ON ANY DOCUMENT OR DEED AS THEY
CONSIDER APPROPRIATE
--------------------------------------------------------------------------------------------------------------------------
YANDEX NV Agenda Number: 934017903
--------------------------------------------------------------------------------------------------------------------------
Security: N97284108
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: YNDX
ISIN: NL0009805522
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF 2013 ANNUAL STATUTORY ACCOUNTS Mgmt No vote
OF THE COMPANY.
2. ADDITION OF 2013 PROFITS OF THE COMPANY TO Mgmt No vote
RETAINED EARNINGS.
3. GRANTING DISCHARGE TO THE DIRECTORS FOR Mgmt No vote
THEIR MANAGEMENT DURING THE PAST FINANCIAL
YEAR.
4. PROPOSAL TO APPOINT HERMAN GREF AS A Mgmt No vote
NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS WITH EFFECT FROM MAY 21, 2014.
5. PROPOSAL TO RE-APPOINT ARKADY VOLOZH AS AN Mgmt No vote
EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS
WITH EFFECT FROM MAY 21, 2014.
6. PROPOSAL TO RE-APPOINT ALFRED FENAUGHTY AS Mgmt No vote
A NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS WITH EFFECT FROM MAY 21, 2014.
7. PROPOSAL TO RE-APPOINT ELENA IVASHENSEVA AS Mgmt No vote
A NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS WITH EFFECT FROM MAY 21, 2014.
8. PROPOSAL TO RE-APPOINT ROGIER RIJNJA AS A Mgmt No vote
NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS WITH EFFECT FROM MAY 21, 2014.
9. AUTHORIZATION TO CANCEL THE COMPANY'S Mgmt No vote
OUTSTANDING CLASS C SHARES.
10. AMENDMENT OF COMPANY'S ARTICLES OF Mgmt No vote
ASSOCIATION TO REDUCE NUMBER OF AUTHORIZED
SHARES AND EXECUTE THE NOTORIAL DEED OF
AMENDMENT.
11. AMENDMENT OF EQUITY INCENTIVE PLAN. Mgmt No vote
12. APPOINTMENT OF THE EXTERNAL AUDITOR OF THE Mgmt No vote
COMPANY'S CONSOLIDATED FINANCIAL STATEMENTS
AND STATUTORY ACCOUNTS.
13. AUTHORIZATION TO ISSUE ORDINARY SHARES AND Mgmt No vote
PREFERENCES SHARES.
14. AUTHORIZATION TO EXCLUDE PRE-EMPTIVE Mgmt No vote
RIGHTS.
15. AUTHORIZATION OF THE BOARD TO ACQUIRE Mgmt No vote
SHARES IN THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
ZHONGSHENG GROUP HOLDINGS LTD Agenda Number: 704975448
--------------------------------------------------------------------------------------------------------------------------
Security: G9894K108
Meeting Type: EGM
Meeting Date: 11-Mar-2014
Ticker:
ISIN: KYG9894K1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0221/LTN20140221640.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0221/LTN20140221642.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
1 To consider and approve the issuance of Mgmt For For
Convertible Bonds
2 To elect Mr. Adam Keswick as a Mgmt For For
non-executive director of the Company
--------------------------------------------------------------------------------------------------------------------------
ZTE CORPORATION Agenda Number: 705134485
--------------------------------------------------------------------------------------------------------------------------
Security: Y0004F105
Meeting Type: AGM
Meeting Date: 29-May-2014
Ticker:
ISIN: CNE1000004Y2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 11 APR 2014: DELETION OF COMMENT Non-Voting
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0408/LTN20140408375.PDF AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0408/LTN20140408311.pdf
1 TO CONSIDER AND APPROVE THE 2013 ANNUAL Mgmt For For
REPORT OF THE COMPANY (INCLUDING 2013
FINANCIAL STATEMENTS OF THE COMPANY AUDITED
BY PRC AND HONG KONG AUDITORS)
2 TO CONSIDER AND APPROVE THE 2013 REPORT OF Mgmt For For
THE BOARD OF DIRECTORS OF THE COMPANY
3 TO CONSIDER AND APPROVE THE 2013 REPORT OF Mgmt For For
THE SUPERVISORY COMMITTEE OF THE COMPANY
4 TO CONSIDER AND APPROVE THE 2013 REPORT OF Mgmt For For
THE PRESIDENT OF THE COMPANY
5 TO CONSIDER AND APPROVE THE FINAL FINANCIAL Mgmt For For
ACCOUNTS OF THE COMPANY FOR 2013
6 TO CONSIDER AND APPROVE THE PROPOSALS OF Mgmt For For
PROFIT DISTRIBUTION OF THE COMPANY FOR 2013
7.1 TO CONSIDER AND APPROVE THE RESOLUTIONS OF Mgmt For For
THE COMPANY ON THE PROPOSED APPLICATION FOR
COMPOSITE CREDIT FACILITIES: TO CONSIDER
AND APPROVE THE RESOLUTION OF THE COMPANY
PROPOSING THE APPLICATION TO BANK OF CHINA
LIMITED, SHENZHEN BRANCH FOR A COMPOSITE
CREDIT FACILITY AMOUNTING TO RMB23.0
BILLION
7.2 TO CONSIDER AND APPROVE THE RESOLUTIONS OF Mgmt For For
THE COMPANY ON THE PROPOSED APPLICATION FOR
COMPOSITE CREDIT FACILITIES: TO CONSIDER
AND APPROVE THE RESOLUTION OF THE COMPANY
PROPOSING THE APPLICATION TO CHINA
CONSTRUCTION BANK CORPORATION, SHENZHEN
BRANCH FOR A COMPOSITE CREDIT FACILITY
AMOUNTING TO RMB12.5 BILLION
7.3 TO CONSIDER AND APPROVE THE RESOLUTIONS OF Mgmt For For
THE COMPANY ON THE PROPOSED APPLICATION FOR
COMPOSITE CREDIT FACILITIES: TO CONSIDER
AND APPROVE THE RESOLUTION OF THE COMPANY
PROPOSING THE APPLICATION TO CHINA
DEVELOPMENT BANK CORPORATION, SHENZHEN
BRANCH FOR A COMPOSITE CREDIT FACILITY
AMOUNTING TO USD6.0 BILLION
8.1 TO CONSIDER AND APPROVE THE RESOLUTIONS ON Mgmt For For
THE APPOINTMENT OF THE PRC AUDITOR AND THE
HONG KONG AUDITOR OF THE COMPANY FOR 2014:
TO CONSIDER AND APPROVE THE RE-APPOINTMENT
OF ERNST & YOUNG HUA MING LLP AS THE PRC
AUDITOR OF THE COMPANY'S FINANCIAL REPORT
FOR 2014 AND A PROPOSAL BE MADE TO THE 2013
ANNUAL GENERAL MEETING TO AUTHORISE THE
BOARD OF DIRECTORS TO FIX THE FINANCIAL
REPORT AUDIT FEES OF ERNST & YOUNG HUA MING
LLP FOR 2014 BASED ON SPECIFIC AUDIT WORK
TO BE CONDUCTED
8.2 TO CONSIDER AND APPROVE THE RESOLUTIONS ON Mgmt For For
THE APPOINTMENT OF THE PRC AUDITOR AND THE
HONG KONG AUDITOR OF THE COMPANY FOR 2014:
TO CONSIDER AND APPROVE THE RE-APPOINTMENT
OF ERNST & YOUNG AS THE HONG KONG AUDITOR
OF THE COMPANY'S FINANCIAL REPORT FOR 2014
AND A PROPOSAL BE MADE TO THE 2013 ANNUAL
GENERAL MEETING TO AUTHORISE THE BOARD OF
DIRECTORS TO FIX THE FINANCIAL REPORT AUDIT
FEES OF ERNST & YOUNG FOR 2014 BASED ON THE
SPECIFIC AUDIT WORK TO BE CONDUCTED
8.3 TO CONSIDER AND APPROVE THE RESOLUTIONS ON Mgmt For For
THE APPOINTMENT OF THE PRC AUDITOR AND THE
HONG KONG AUDITOR OF THE COMPANY FOR 2014:
TO CONSIDER AND APPROVE THE RE-APPOINTMENT
OF ERNST & YOUNG HUA MING LLP AS THE
INTERNAL CONTROL AUDITOR OF THE COMPANY FOR
2014 AND A PROPOSAL BE MADE TO THE 2013
ANNUAL GENERAL MEETING TO AUTHORISE THE
BOARD OF DIRECTORS TO FIX THE INTERNAL
CONTROL AUDIT FEES OF ERNST & YOUNG HUA
MING LLP FOR 2014 BASED ON SPECIFIC AUDIT
WORK TO BE CONDUCTED
9 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE APPLICATION FOR INVESTMENT LIMITS IN
DERIVATIVE PRODUCTS OF THE COMPANY FOR
2014. AUTHORISATION FOR THE COMPANY TO
INVEST IN VALUE PROTECTION DERIVATIVE
PRODUCTS AGAINST ITS FOREIGN EXCHANGE RISK
EXPOSURE BY HEDGING THROUGH DYNAMIC
COVERAGE RATE FOR AN NET AMOUNT NOT
EXCEEDING THE EQUIVALENT OF USD3.0 BILLION
(SUCH LIMIT MAY BE APPLIED ON A REVOLVING
BASIS DURING THE EFFECTIVE PERIOD OF THE
AUTHORISATION). THE AUTHORIZATION SHALL BE
EFFECTIVE FROM THE DATE ON WHICH IT IS
APPROVED BY WAY OF RESOLUTION AT THE
GENERAL MEETING TO THE DATE ON WHICH THE
NEXT ANNUAL GENERAL MEETING OF THE COMPANY
CLOSES OR TO THE DATE ON WHICH THIS
AUTHORISATION IS MODIFIED OR REVOKED AT A
GENERAL MEETING, WHICHEVER IS EARLIER
10.1 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
MATTERS PERTAINING TO DEBT FINANCING OF ZTE
(H.K.) LIMITED: THAT THE PROVISION OF
GUARANTEE IN RESPECT OF OVERSEAS
MEDIUM/LONG-TERM DEBT FINANCING OF ZTE
(H.K.) LIMITED (''ZTE HK''), THE DETAILS OF
WHICH ARE AS FOLLOWS, BE APPROVED: (A) THAT
THE PROVISION OF GUARANTEE BY WAY OF JOINT
LIABILITY ASSURANCE FOR AN AMOUNT OF NOT
MORE THAN USD600 MILLION (OR NOT MORE THAN
RMB4 BILLION) FOR A TERM OF NOT MORE THAN
FIVE YEARS (FROM THE DATE ON WHICH THE DEBT
FINANCING AGREEMENT COMES INTO EFFECT) BY
THE COMPANY IN RESPECT OF OVERSEAS
MEDIUM/LONG-TERM DEBT FINANCING (INCLUDING
BUT NOT LIMITED TO SYNDICATE LOANS, BANK
FACILITIES AND THE ISSUE OF CORPORATE
BONDS) OF ZTE HK BE APPROVED. (B) THAT MR.
HOU WEIGUI, THE LEGAL REPRESENTATIVE OF THE
COMPANY, OR HIS AUTHORISED SIGNATORY BE
CONTD
CONT CONTD AUTHORISED TO DETERMINE THE SPECIFIC Non-Voting
AMOUNT AND PERIOD OF GUARANTEE BASED ON THE
RESULTS OF NEGOTIATIONS BETWEEN ZTE HK AND
THE RELEVANT DEBT FINANCING PARTIES SUBJECT
TO THE AFORESAID LIMIT AND PERIOD OF
GUARANTEE AND TO NEGOTIATE WITH THE
RELEVANT DEBT FINANCING PARTIES AND EXECUTE
ALL GUARANTEE AGREEMENTS AND OTHER
PERTINENT LEGAL CONTRACTS AND DOCUMENTS
RELATING TO THE SAID GUARANTEE, AND DEAL
WITH OTHER MATTERS PERTAINING TO SUCH
GUARANTEE
10.2 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
MATTERS PERTAINING TO DEBT FINANCING OF ZTE
(H.K.) LIMITED: THAT ZTE HK BE AUTHORISED
TO CONDUCT INTEREST RATE SWAP TRANSACTIONS
WITH A NOMINAL PRINCIPAL AMOUNT OF NOT MORE
THAN USD600 MILLION AT SELECTED TIMING FOR
ITS MEDIUM/LONG-TERM DEBT FINANCING WITH
MATCHED TIME LIMITS BETWEEN THE INTEREST
RATE SWAP TRANSACTIONS AND THE
MEDIUM/LONG-TERM DEBT FINANCING
11 TO CONSIDER AND APPROVE THE RESOLUTION OF Mgmt For For
THE COMPANY ON THE APPLICATION FOR GENERAL
MANDATE FOR 2014
12 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
ADDITIONS TO THE SCOPE OF BUSINESS AND THE
AMENDMENT OF RELEVANT CLAUSES OF THE
ARTICLES OF ASSOCIATION TO REFLECT THE SAME
CMMT 11 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DELETION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
Curian/Baring International Fixed Income Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian/BlackRock Global Long Short Credit Fund
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933915564
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 28-Feb-2014
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt No vote
TIMOTHY COOK Mgmt No vote
MILLARD DREXLER Mgmt No vote
AL GORE Mgmt No vote
ROBERT IGER Mgmt No vote
ANDREA JUNG Mgmt No vote
ARTHUR LEVINSON Mgmt No vote
RONALD SUGAR Mgmt No vote
2. THE AMENDMENT OF THE COMPANY'S RESTATED Mgmt No vote
ARTICLES OF INCORPORATION (THE "ARTICLES")
TO FACILITATE THE IMPLEMENTATION OF
MAJORITY VOTING FOR THE ELECTION OF
DIRECTORS IN AN UNCONTESTED ELECTION BY
ELIMINATING ARTICLE VII, WHICH RELATES TO
THE TERM OF DIRECTORS AND THE TRANSITION
FROM A CLASSIFIED BOARD OF DIRECTORS TO A
DECLASSIFIED STRUCTURE
3. THE AMENDMENT OF THE ARTICLES TO ELIMINATE Mgmt No vote
THE "BLANK CHECK" AUTHORITY OF THE BOARD TO
ISSUE PREFERRED STOCK
4. THE AMENDMENT OF THE ARTICLES TO ESTABLISH Mgmt No vote
A PAR VALUE FOR THE COMPANY'S COMMON STOCK
OF $0.00001 PER SHARE
5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt No vote
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
6. A NON-BINDING ADVISORY RESOLUTION TO Mgmt No vote
APPROVE EXECUTIVE COMPENSATION
7. THE APPROVAL OF THE APPLE INC. 2014 Mgmt No vote
EMPLOYEE STOCK PLAN
8. A SHAREHOLDER PROPOSAL BY JOHN HARRINGTON Shr No vote
AND NORTHSTAR ASSET MANAGEMENT INC.
ENTITLED "BOARD COMMITTEE ON HUMAN RIGHTS"
TO AMEND THE COMPANY'S BYLAWS
9. A SHAREHOLDER PROPOSAL BY THE NATIONAL Shr No vote
CENTER FOR PUBLIC POLICY RESEARCH OF A
NON-BINDING ADVISORY RESOLUTION ENTITLED
"REPORT ON COMPANY MEMBERSHIP AND
INVOLVEMENT WITH CERTAIN TRADE ASSOCIATIONS
AND BUSINESS ORGANIZATIONS"
10. A SHAREHOLDER PROPOSAL BY CARL ICAHN OF A Shr No vote
NON-BINDING ADVISORY RESOLUTION THAT THE
COMPANY COMMIT TO COMPLETING NOT LESS THAN
$50 BILLION OF SHARE REPURCHASES DURING ITS
2014 FISCAL YEAR (AND INCREASE THE
AUTHORIZATION UNDER ITS CAPITAL RETURN
PROGRAM ACCORDINGLY)
11. A SHAREHOLDER PROPOSAL BY JAMES MCRITCHIE Shr No vote
OF A NON-BINDING ADVISORY RESOLUTION
ENTITLED "PROXY ACCESS FOR SHAREHOLDERS"
--------------------------------------------------------------------------------------------------------------------------
BARCLAYS PLC, LONDON Agenda Number: 705056491
--------------------------------------------------------------------------------------------------------------------------
Security: G08036124
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: GB0031348658
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Reports of the Directors and Mgmt No vote
Auditors and the audited accounts for the
year ended 31 December 2013
2 To approve the Directors Remuneration Mgmt No vote
Report other than the part containing the
Directors Remuneration Policy for the year
ended 31 December 2013
3 To approve the Directors Remuneration Mgmt No vote
Policy
4 To approve a fixed to variable remuneration Mgmt No vote
ratio of 1:2 for Remuneration Code Staff
5 To appoint Mike Ashley as a Director of the Mgmt No vote
Company
6 To appoint Wendy Lucas-Bull as a Director Mgmt No vote
of the Company
7 To appoint Tushar Morzaria as a Director of Mgmt No vote
the Company
8 To appoint Frits van Paasschen as a Mgmt No vote
Director of the Company
9 To appoint Steve Thieke as a Director of Mgmt No vote
the Company
10 To reappoint Tim Breedon as a Director of Mgmt No vote
the Company
11 To reappoint Reuben Jeffery III as a Mgmt No vote
Director of the Company
12 To reappoint Antony Jenkins as a Director Mgmt No vote
of the Company
13 To reappoint Dambisa Moyo as a Director of Mgmt No vote
the Company
14 To reappoint Sir Michael Rake as a Director Mgmt No vote
of the Company
15 To reappoint Diane de Saint Victor as a Mgmt No vote
Director of the Company
16 To reappoint Sir John Sunderland as a Mgmt No vote
Director of the Company
17 To reappoint Sir David Walker as a Director Mgmt No vote
of the Company
18 To reappoint PricewaterhouseCoopers LLP as Mgmt No vote
Auditors of the Company
19 To authorise the Directors to set the Mgmt No vote
remuneration of the Auditors
20 To authorise the Company and its Mgmt No vote
subsidiaries to make political donations
and incur political expenditure
21 To authorise the Directors to allot Mgmt No vote
securities
22 To authorise the Directors to allot equity Mgmt No vote
securities for cash or to sell treasury
shares other than on a pro rata basis to
shareholders
23 To authorise the Directors to allot equity Mgmt No vote
securities in relation to the issuance of
contingent Equity Conversion Notes
24 To authorise the Directors to allot equity Mgmt No vote
securities for cash other than on a pro
rata basis to shareholders in relation to
the issuance of contingent ECNs
25 To authorise the Company to purchase its Mgmt No vote
own shares
26 To authorise the Directors to call general Mgmt No vote
meetings other than an AGM on not less than
14 clear days notice
--------------------------------------------------------------------------------------------------------------------------
CITRIX SYSTEMS, INC. Agenda Number: 933971461
--------------------------------------------------------------------------------------------------------------------------
Security: 177376100
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: CTXS
ISIN: US1773761002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT D. DALEO Mgmt No vote
1B. ELECTION OF DIRECTOR: MURRAY J. DEMO Mgmt No vote
1C. ELECTION OF DIRECTOR: ASIFF S. HIRJI Mgmt No vote
2. APPROVAL OF THE 2014 EQUITY INCENTIVE PLAN Mgmt No vote
3. RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt No vote
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt No vote
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
CSX CORPORATION Agenda Number: 933951914
--------------------------------------------------------------------------------------------------------------------------
Security: 126408103
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: CSX
ISIN: US1264081035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: D.M. ALVARADO Mgmt For For
1B. ELECTION OF DIRECTOR: J.B. BREAUX Mgmt For For
1C. ELECTION OF DIRECTOR: P.L. CARTER Mgmt For For
1D. ELECTION OF DIRECTOR: S.T. HALVERSON Mgmt For For
1E. ELECTION OF DIRECTOR: E.J. KELLY, III Mgmt For For
1F. ELECTION OF DIRECTOR: G.H. LAMPHERE Mgmt For For
1G. ELECTION OF DIRECTOR: J.D. MCPHERSON Mgmt For For
1H. ELECTION OF DIRECTOR: T.T. O'TOOLE Mgmt For For
1I. ELECTION OF DIRECTOR: D.M. RATCLIFFE Mgmt For For
1J. ELECTION OF DIRECTOR: D.J. SHEPARD Mgmt For For
1K. ELECTION OF DIRECTOR: M.J. WARD Mgmt For For
1L. ELECTION OF DIRECTOR: J.C. WATTS, JR. Mgmt For For
1M. ELECTION OF DIRECTOR: J.S. WHISLER Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY RESOLUTION TO APPROVE COMPENSATION Mgmt For For
FOR THE COMPANY'S NAMED EXECUTIVE OFFICERS.
4. SHAREHOLDER PROPOSAL REQUESTING ACTION BY Shr Against For
THE BOARD OF DIRECTORS TO ALLOW
SHAREHOLDERS TO ACT BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda Number: 933944159
--------------------------------------------------------------------------------------------------------------------------
Security: 268648102
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: EMC
ISIN: US2686481027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt No vote
1B. ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt No vote
1C. ELECTION OF DIRECTOR: GAIL DEEGAN Mgmt No vote
1D. ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt No vote
1E. ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt No vote
1F. ELECTION OF DIRECTOR: WILLIAM D. GREEN Mgmt No vote
1G. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt No vote
1H. ELECTION OF DIRECTOR: JAMI MISCIK Mgmt No vote
1I. ELECTION OF DIRECTOR: PAUL SAGAN Mgmt No vote
1J. ELECTION OF DIRECTOR: DAVID N. STROHM Mgmt No vote
1K. ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt No vote
2. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt No vote
COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS
EMC'S INDEPENDENT AUDITORS.
3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt No vote
COMPENSATION, AS DESCRIBED IN EMC'S PROXY
STATEMENT.
4. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr No vote
TO AN INDEPENDENT BOARD CHAIRMAN, AS
DESCRIBED IN EMC'S PROXY STATEMENT.
5. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr No vote
TO POLITICAL CONTRIBUTIONS, AS DESCRIBED IN
EMC'S PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
FORD MOTOR COMPANY Agenda Number: 933946026
--------------------------------------------------------------------------------------------------------------------------
Security: 345370860
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: F
ISIN: US3453708600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN G. BUTLER Mgmt No vote
1B. ELECTION OF DIRECTOR: KIMBERLY A. CASIANO Mgmt No vote
1C. ELECTION OF DIRECTOR: ANTHONY F. EARLEY, Mgmt No vote
JR.
1D. ELECTION OF DIRECTOR: EDSEL B. FORD II Mgmt No vote
1E. ELECTION OF DIRECTOR: WILLIAM CLAY FORD, Mgmt No vote
JR.
1F. ELECTION OF DIRECTOR: RICHARD A. GEPHARDT Mgmt No vote
1G. ELECTION OF DIRECTOR: JAMES P. HACKETT Mgmt No vote
1H. ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Mgmt No vote
1I. ELECTION OF DIRECTOR: WILLIAM W. HELMAN IV Mgmt No vote
1J. ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR. Mgmt No vote
1K. ELECTION OF DIRECTOR: JOHN C. LECHLEITER Mgmt No vote
1L. ELECTION OF DIRECTOR: ELLEN R. MARRAM Mgmt No vote
1M. ELECTION OF DIRECTOR: ALAN MULALLY Mgmt No vote
1N. ELECTION OF DIRECTOR: HOMER A. NEAL Mgmt No vote
1O. ELECTION OF DIRECTOR: GERALD L. SHAHEEN Mgmt No vote
1P. ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt No vote
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt No vote
REGISTERED PUBLIC ACCOUNTING FIRM.
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt No vote
THE COMPENSATION OF THE NAMED EXECUTIVES.
4. APPROVAL OF THE 2014 STOCK PLAN FOR Mgmt No vote
NON-EMPLOYEE DIRECTORS.
5. RELATING TO CONSIDERATION OF A Shr No vote
RECAPITALIZATION PLAN TO PROVIDE THAT ALL
OF THE COMPANY'S OUTSTANDING STOCK HAVE ONE
VOTE PER SHARE.
6. RELATING TO ALLOWING HOLDERS OF 10% OF Shr No vote
OUTSTANDING COMMON STOCK TO CALL SPECIAL
MEETINGS OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 933932534
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt No vote
A2 ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt No vote
A3 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt No vote
A4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt No vote
A5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS Mgmt No vote
A6 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt No vote
A7 ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD Mgmt No vote
A8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt No vote
A9 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt No vote
A10 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt No vote
A11 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt No vote
A12 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt No vote
A13 ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt No vote
A14 ELECTION OF DIRECTOR: MARY L. SCHAPIRO Mgmt No vote
A15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt No vote
A16 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt No vote
A17 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt No vote
B1 ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' Mgmt No vote
COMPENSATION
B2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt No vote
AUDITOR FOR 2014
C1 CUMULATIVE VOTING Shr No vote
C2 SENIOR EXECUTIVES HOLD OPTION SHARES FOR Shr No vote
LIFE
C3 MULTIPLE CANDIDATE ELECTIONS Shr No vote
C4 RIGHT TO ACT BY WRITTEN CONSENT Shr No vote
C5 CESSATION OF ALL STOCK OPTIONS AND BONUSES Shr No vote
C6 SELL THE COMPANY Shr No vote
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTOR NV Agenda Number: 934014945
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2C. ADOPTION OF THE 2013 FINANCIAL STATEMENTS Mgmt No vote
2D. GRANTING DISCHARGE TO THE DIRECTORS FOR Mgmt No vote
THEIR MANAGEMENT DURING THE PAST FINANCIAL
YEAR
3A. PROPOSAL TO RE-APPOINT MR. RICHARD L. Mgmt No vote
CLEMMER AS EXECUTIVE DIRECTOR OF THE
COMPANY WITH EFFECT FROM MAY 20, 2014
3B. PROPOSAL TO RE-APPOINT SIR PETER BONFIELD Mgmt No vote
AS NON-EXECUTIVE DIRECTOR OF THE COMPANY
WITH EFFECT FROM MAY 20, 2014
3C. PROPOSAL TO RE-APPOINT MR. JOHANNES P. HUTH Mgmt No vote
AS NON-EXECUTIVE DIRECTOR OF THE COMPANY
WITH EFFECT FROM MAY 20, 2014
3D. PROPOSAL TO RE-APPOINT MR. KENNETH A. Mgmt No vote
GOLDMAN AS NON-EXECUTIVE DIRECTOR OF THE
COMPANY WITH EFFECT FROM MAY 20, 2014
3E. PROPOSAL TO RE-APPOINT DR. MARION HELMES AS Mgmt No vote
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 20, 2014
3F. PROPOSAL TO RE-APPOINT MR. JOSEPH KAESER AS Mgmt No vote
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 20, 2014
3G. PROPOSAL TO RE-APPOINT MR. IAN LORING AS Mgmt No vote
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 20, 2014
3H. PROPOSAL TO RE-APPOINT MR. ERIC MEURICE AS Mgmt No vote
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 20, 2014
3I. PROPOSAL TO RE-APPOINT MS. JULIE SOUTHERN Mgmt No vote
AS NON-EXECUTIVE DIRECTOR OF THE COMPANY
WITH EFFECT FROM MAY 20, 2014
3J. PROPOSAL TO APPOINT DR. RICK TSAI AS Mgmt No vote
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM JULY 1, 2014
4. AUTHORISATION TO REPURCHASE SHARES IN THE Mgmt No vote
COMPANY'S CAPITAL
5. AUTHORISATION TO CANCEL REPURCHASED SHARES Mgmt No vote
IN THE COMPANY'S CAPITAL
--------------------------------------------------------------------------------------------------------------------------
PUNCH TAVERNS FINANCE B, GEORGETOWN Agenda Number: 705151669
--------------------------------------------------------------------------------------------------------------------------
Security: G7296DAA0
Meeting Type: EGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: XS0226319936
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT HOLDERS BY EXTRAORDINARY RESOLUTION Non-Voting
HEREBY: 1. SANCTION AND APPROVE: (A) THE
WAIVER PROPOSALS AS MORE PARTICULARLY
DESCRIBED IN THE CONSENT SOLICITATION
MEMORANDUM; (B) THE GRANT OF THE WAIVERS ON
THE TERMS AND SUBJECT TO THE CONDITIONS SET
OUT IN THE WAIVER LETTER; AND (C) THE ENTRY
INTO THE WAIVER LETTER BY THE ISSUER AND
THE BORROWER SECURITY TRUSTEE; 2.
AUTHORISE, REQUEST AND EMPOWER THE NOTE
TRUSTEE: (A) TO CONCUR IN, CONSENT TO AND
EXECUTE ALL OTHER DOCUMENTS, DEEDS AND
INSTRUMENTS, AND TO UNDERTAKE ALL ACTS AND
THINGS AND TO TAKE ALL STEPS OR ACTIONS
WHICH IT CONSIDERS, IN ITS SOLE DISCRETION,
TO BE NECESSARY, DESIRABLE OR EXPEDIENT TO
CARRY OUT AND GIVE EFFECT TO MATTERS
DESCRIBED IN PARAGRAPH 1 OF THIS
EXTRAORDINARY RESOLUTION; AND (B) TO DIRECT
THE ISSUER SECURITY TRUSTEE AND THE
BORROWER SECURITY TRUSTEE TO CONCUR IN,
CONSENT TO, EXECUTE, APPROVE AND/OR ASSENT
TO THE MATTERS DESCRIBED IN PARAGRAPH (A)
ABOVE; 3. AUTHORISE, REQUEST AND EMPOWER
EACH OF THE ISSUER SECURITY TRUSTEE AND THE
BORROWER SECURITY TRUSTEE: (A) TO ENTER
INTO THE WAIVER LETTER, TOGETHER WITH ANY
FURTHER DOCUMENT CONTEMPLATED BY, ANCILLARY
TO, OR WHICH THE ISSUER SECURITY TRUSTEE OR
THE BORROWER SECURITY TRUSTEE MAY CONSIDER,
IN ITS SOLE DISCRETION, TO BE NECESSARY OR
DESIRABLE IN CONNECTION WITH THE WAIVER
LETTER OR OTHERWISE CONTEMPLATED BY,
ANCILLARY TO, OR WHICH EITHER THE ISSUER
SECURITY TRUSTEE OR THE BORROWER SECURITY
TRUSTEE MAY CONSIDER, IN ITS SOLE
DISCRETION, TO BE NECESSARY OR DESIRABLE TO
GIVE EFFECT TO THE MATTERS DESCRIBED IN
PARAGRAPH 1 OF THIS EXTRAORDINARY
RESOLUTION; (B) TO CONCUR IN, CONSENT TO
AND EXECUTE ALL OTHER DOCUMENTS, DEEDS AND
INSTRUMENTS, AND TO UNDERTAKE ALL ACTS AND
THINGS AND TO TAKE ALL STEPS OR ACTIONS
WHICH EITHER THE ISSUER SECURITY TRUSTEE OR
THE BORROWER SECURITY TRUSTEE MAY CONSIDER,
IN ITS SOLE DISCRETION, TO BE NECESSARY,
DESIRABLE OR EXPEDIENT TO CARRY OUT AND
GIVE EFFECT TO MATTERS DESCRIBED IN
PARAGRAPH 1 OF THIS EXTRAORDINARY
RESOLUTION; AND (C) TO CONCUR IN AND
CONSENT TO ANY AMENDMENTS TO THE WAIVER
LETTER WHICH EITHER THE ISSUER SECURITY
TRUSTEE OR THE BORROWER SECURITY TRUSTEE
MAY CONSIDER, IN ITS SOLE DISCRETION, TO BE
NECESSARY, DESIRABLE OR EXPEDIENT TO CARRY
OUT AND GIVE EFFECT TO THE MATTERS
DESCRIBED IN PARAGRAPH 1 OF THIS
EXTRAORDINARY RESOLUTION; 4. DISCHARGE,
EXONERATE AND HOLD HARMLESS EACH OF THE
NOTE TRUSTEE, THE ISSUER SECURITY TRUSTEE
AND THE BORROWER SECURITY TRUSTEE FROM ALL
LIABILITY FOR WHICH ANY OF THEM HAVE BECOME
OR MIGHT BECOME LIABLE UNDER THE TRUST
DEED, THE ISSUER DEED OF CHARGE, THE PUNCH
TAVERNS B DEED OF CHARGE, THE PARENT
GUARANTOR DEED OF CHARGE AND THE NEW PARENT
GUARANTOR DEED OF CHARGE, ANY OTHER
RELEVANT DOCUMENT OR THE NOTES TO WHICH
THIS MEETING RELATES, IN RESPECT OF ANY ACT
OR OMISSION INCLUDING, WITHOUT LIMITATION,
IN CONNECTION WITH THE FURTHERANCE OF THIS
EXTRAORDINARY RESOLUTION OR ITS
IMPLEMENTATION, THE MODIFICATIONS REFERRED
TO IN THIS EXTRAORDINARY RESOLUTION OR THE
IMPLEMENTATION OF THOSE MODIFICATIONS; AND
5. AGREE AND ACKNOWLEDGE THAT CAPITALISED
TERMS AND EXPRESSIONS USED IN THIS
EXTRAORDINARY RESOLUTION BUT NOT OTHERWISE
DEFINED HEREIN SHALL HAVE THE MEANINGS
GIVEN TO THEM IN THE CONSENT SOLICITATION
MEMORANDUM
CMMT 16 APR 2014: PLEASE NOTE THAT THIS IS AN Non-Voting
INFORMATIONAL MEETING, AS THERE ARE NO
PROPOSALS TO BE VOTED ON.
CMMT 16 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO TEXT OF
COMMENT
--------------------------------------------------------------------------------------------------------------------------
PUNCH TAVERNS FINANCE B, GEORGETOWN Agenda Number: 705162787
--------------------------------------------------------------------------------------------------------------------------
Security: G72988AK7
Meeting Type: EGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: XS0158121334
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 311399 DUE TO CHANGE IN THE
VOTING STATUS OF RESOLUTION NO.1. THANK
YOU.
1 THAT HOLDERS BY EXTRAORDINARY RESOLUTION Mgmt For For
HEREBY: 1. SANCTION AND APPROVE: (A) THE
WAIVER PROPOSALS AS MORE PARTICULARLY
DESCRIBED IN THE CONSENT SOLICITATION
MEMORANDUM; (B) THE GRANT OF THE WAIVERS ON
THE TERMS AND SUBJECT TO THE CONDITIONS SET
OUT IN THE WAIVER LETTER; AND (C) THE ENTRY
INTO THE WAIVER LETTER BY THE ISSUER AND
THE BORROWER SECURITY TRUSTEE; 2.
AUTHORISE, REQUEST AND EMPOWER THE NOTE
TRUSTEE: (A) TO CONCUR IN, CONSENT TO AND
EXECUTE ALL OTHER DOCUMENTS, DEEDS AND
INSTRUMENTS, AND TO UNDERTAKE ALL ACTS AND
THINGS AND TO TAKE ALL STEPS OR ACTIONS
WHICH IT CONSIDERS, IN ITS SOLE DISCRETION,
TO BE NECESSARY, DESIRABLE OR EXPEDIENT TO
CARRY OUT AND GIVE EFFECT TO MATTERS
DESCRIBED IN PARAGRAPH 1 OF THIS
EXTRAORDINARY RESOLUTION; AND (B) TO DIRECT
THE ISSUER SECURITY TRUSTEE AND THE
BORROWER SECURITY TRUSTEE TO CONCUR IN,
CONSENT TO, EXECUTE, APPROVE AND/OR ASSENT
TO THE MATTERS DESCRIBED IN PARAGRAPH (A)
ABOVE; 3. AUTHORISE, REQUEST AND EMPOWER
EACH OF THE ISSUER SECURITY TRUSTEE AND THE
BORROWER SECURITY TRUSTEE: (A) TO ENTER
INTO THE WAIVER LETTER, TOGETHER WITH ANY
FURTHER DOCUMENT CONTEMPLATED BY, ANCILLARY
TO, OR WHICH THE ISSUER SECURITY TRUSTEE OR
THE BORROWER SECURITY TRUSTEE MAY CONSIDER,
IN ITS SOLE DISCRETION, TO BE NECESSARY OR
DESIRABLE IN CONNECTION WITH THE WAIVER
LETTER OR OTHERWISE CONTEMPLATED BY,
ANCILLARY TO, OR WHICH EITHER THE ISSUER
SECURITY TRUSTEE OR THE BORROWER SECURITY
TRUSTEE MAY CONSIDER, IN ITS SOLE
DISCRETION, TO BE NECESSARY OR DESIRABLE TO
GIVE EFFECT TO THE MATTERS DESCRIBED IN
PARAGRAPH 1 OF THIS EXTRAORDINARY
RESOLUTION; (B) TO CONCUR IN, CONSENT TO
AND EXECUTE ALL OTHER DOCUMENTS, DEEDS AND
INSTRUMENTS, AND TO UNDERTAKE ALL ACTS AND
THINGS AND TO TAKE ALL STEPS OR ACTIONS
WHICH EITHER THE ISSUER SECURITY TRUSTEE OR
THE BORROWER SECURITY TRUSTEE MAY CONSIDER,
IN ITS SOLE DISCRETION, TO BE NECESSARY,
DESIRABLE OR EXPEDIENT TO CARRY OUT AND
GIVE EFFECT TO MATTERS DESCRIBED IN
PARAGRAPH 1 OF THIS EXTRAORDINARY
RESOLUTION; AND (C) TO CONCUR IN AND
CONSENT TO ANY AMENDMENTS TO THE WAIVER
LETTER WHICH EITHER THE ISSUER SECURITY
TRUSTEE OR THE BORROWER SECURITY TRUSTEE
MAY CONSIDER, IN ITS SOLE DISCRETION, TO BE
NECESSARY, DESIRABLE OR EXPEDIENT TO CARRY
OUT AND GIVE EFFECT TO THE MATTERS
DESCRIBED IN PARAGRAPH 1 OF THIS
EXTRAORDINARY RESOLUTION; 4. DISCHARGE,
EXONERATE AND HOLD HARMLESS EACH OF THE
NOTE TRUSTEE, THE ISSUER SECURITY TRUSTEE
AND THE BORROWER SECURITY TRUSTEE FROM ALL
LIABILITY FOR WHICH ANY OF THEM HAVE BECOME
OR MIGHT BECOME LIABLE UNDER THE TRUST
DEED, THE ISSUER DEED OF CHARGE, THE PUNCH
TAVERNS B DEED OF CHARGE, THE PARENT
GUARANTOR DEED OF CHARGE AND THE NEW PARENT
GUARANTOR DEED OF CHARGE, ANY OTHER
RELEVANT DOCUMENT OR THE NOTES TO WHICH
THIS MEETING RELATES, IN RESPECT OF ANY ACT
OR OMISSION INCLUDING, WITHOUT LIMITATION,
IN CONNECTION WITH THE FURTHERANCE OF THIS
EXTRAORDINARY RESOLUTION OR ITS
IMPLEMENTATION, THE MODIFICATIONS REFERRED
TO IN THIS EXTRAORDINARY RESOLUTION OR THE
IMPLEMENTATION OF THOSE MODIFICATIONS; AND
5. AGREE AND ACKNOWLEDGE THAT CAPITALISED
TERMS AND EXPRESSIONS USED IN THIS
EXTRAORDINARY RESOLUTION BUT NOT OTHERWISE
DEFINED HEREIN SHALL HAVE THE MEANINGS
GIVEN TO THEM IN THE CONSENT SOLICITATION
MEMORANDUM
CMMT 16 APR 2014: PLEASE NOTE THAT SHAREHOLDERS Non-Voting
ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'
FOR RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
CMMT 16 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES FOR MID:
316523 PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
THE WESTERN UNION COMPANY Agenda Number: 933960393
--------------------------------------------------------------------------------------------------------------------------
Security: 959802109
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: WU
ISIN: US9598021098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DINYAR S. DEVITRE Mgmt No vote
1B ELECTION OF DIRECTOR: HIKMET ERSEK Mgmt No vote
1C ELECTION OF DIRECTOR: JACK M. GREENBERG Mgmt No vote
1D ELECTION OF DIRECTOR: BETSY D. HOLDEN Mgmt No vote
1E ELECTION OF DIRECTOR: LINDA FAYNE LEVINSON Mgmt No vote
1F ELECTION OF DIRECTOR: FRANCES FRAGOS Mgmt No vote
TOWNSEND
1G ELECTION OF DIRECTOR: SOLOMON D. TRUJILLO Mgmt No vote
2 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote
COMPENSATION
3 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt No vote
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014
4 STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER Shr No vote
ACTION BY WRITTEN CONSENT
5 STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr No vote
CONTRIBUTIONS
6 STOCKHOLDER PROPOSAL REGARDING NEW BOARD Shr No vote
COMMITTEE
--------------------------------------------------------------------------------------------------------------------------
TRANSOCEAN, LTD. Agenda Number: 933991526
--------------------------------------------------------------------------------------------------------------------------
Security: H8817H100
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: RIG
ISIN: CH0048265513
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2013 ANNUAL REPORT, INCLUDING CONSOLIDATED Mgmt No vote
FINANCIAL STATEMENTS AND STATUTORY
FINANCIAL STATEMENTS OF TRANSOCEAN LTD
2 DISCHARGE OF BOARD OF DIRECTORS AND Mgmt No vote
EXECUTIVE MANAGEMENT FROM LIABILITY FOR
ACTIVITIES DURING FISCAL YEAR 2013
3 APPROPRIATION OF AVAILABLE EARNINGS Mgmt No vote
4 DISTRIBUTION OF A DIVIDEND OUT OF CAPITAL Mgmt No vote
CONTRIBUTION RESERVES OF US$3.00 PER
OUTSTANDING SHARE
5 AUTHORIZED SHARE CAPITAL Mgmt No vote
6 REDUCTION OF THE MAXIMUM NUMBER OF MEMBERS Mgmt No vote
OF BOARD OF DIRECTORS TO 11 FROM 14
7A AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt No vote
IMPLEMENT THE MINDER ORDINANCE: AMENDMENTS
REGARDING ELECTIONS AND RELATED MATTERS
7B AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt No vote
IMPLEMENT THE MINDER ORDINANCE: BINDING
SHAREHOLDER RATIFICATION OF THE
COMPENSATION OF THE BOARD OF DIRECTORS AND
THE EXECUTIVE MANAGEMENT TEAM
7C AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt No vote
IMPLEMENT THE MINDER ORDINANCE:
SUPPLEMENTARY AMOUNT FOR PERSONS ASSUMING
AN EXECUTIVE MANAGEMENT TEAM POSITION
DURING A COMPENSATION PERIOD FOR WHICH
SHAREHOLDER RATIFICATION HAS ALREADY BEEN
GRANTED
7D AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt No vote
IMPLEMENT THE MINDER ORDINANCE: GENERAL
PRINCIPLES AND TERMS APPLICABLE TO THE
COMPENSATION OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE EXECUTIVE MANAGEMENT TEAM
7E AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt No vote
IMPLEMENT THE MINDER ORDINANCE: MAXIMUM
TERM AND TERMINATION NOTICE PERIOD OF
MEMBERS OF THE BOARD OF DIRECTORS AND THE
EXECUTIVE MANAGEMENT TEAM AND
NON-COMPETITION AGREEMENTS WITH MEMBERS OF
THE EXECUTIVE MANAGEMENT TEAM
7F AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt No vote
IMPLEMENT THE MINDER ORDINANCE: PERMISSIBLE
MANDATES OF MEMBERS OF THE BOARD OF
DIRECTORS AND THE EXECUTIVE MANAGEMENT TEAM
7G AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt No vote
IMPLEMENT THE MINDER ORDINANCE: LOANS AND
POST-RETIREMENT BENEFITS BEYOND
OCCUPATIONAL PENSIONS
8 AMENDMENT OF ARTICLES OF ASSOCIATION Mgmt No vote
REGARDING THE APPLICABLE VOTE STANDARD FOR
ELECTIONS OF DIRECTORS, THE CHAIRMAN AND
THE MEMBERS OF THE COMPENSATION COMMITTEE
9 AMENDMENT OF ARTICLES OF ASSOCIATION Mgmt No vote
REGARDING SHAREHOLDER AGENDA ITEM REQUESTS
PURSUANT TO SWISS LAW
10A REELECTION OF DIRECTOR: IAN C. STRACHAN Mgmt No vote
10B REELECTION OF DIRECTOR: GLYN A. BARKER Mgmt No vote
10C REELECTION OF DIRECTOR: VANESSA C.L. CHANG Mgmt No vote
10D REELECTION OF DIRECTOR: FREDERICO F. CURADO Mgmt No vote
10E REELECTION OF DIRECTOR: CHAD DEATON Mgmt No vote
10F REELECTION OF DIRECTOR: MARTIN B. MCNAMARA Mgmt No vote
10G REELECTION OF DIRECTOR: SAMUEL MERKSAMER Mgmt No vote
10H REELECTION OF DIRECTOR: EDWARD R. MULLER Mgmt No vote
10I REELECTION OF DIRECTOR: STEVEN L. NEWMAN Mgmt No vote
10J REELECTION OF DIRECTOR: TAN EK KIA Mgmt No vote
10K ELECTION OF DIRECTOR: VINCENT J. INTRIERI Mgmt No vote
11 ELECTION OF IAN C. STRACHAN AS THE CHAIRMAN Mgmt No vote
OF THE BOARD OF DIRECTORS FOR A TERM
EXTENDING UNTIL COMPLETION OF THE NEXT
ANNUAL GENERAL MEETING
12A ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt No vote
COMMITTEE: FREDERICO F. CURADO
12B ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt No vote
COMMITTEE: MARTIN B. MCNAMARA
12C ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt No vote
COMMITTEE: TAN EK KIA
12D ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt No vote
COMMITTEE: VINCENT J. INTRIERI
13 ELECTION OF SCHWEIGER ADVOKATUR / NOTARIAT Mgmt No vote
AS THE INDEPENDENT PROXY FOR A TERM
EXTENDING UNTIL COMPLETION OF THE NEXT
ANNUAL GENERAL MEETING
14 APPOINTMENT OF ERNST & YOUNG LLP AS THE Mgmt No vote
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014 AND
REELECTION OF ERNST & YOUNG LTD, ZURICH, AS
THE COMPANY'S AUDITOR FOR A FURTHER
ONE-YEAR TERM
15 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote
OFFICER COMPENSATION
16 REAPPROVAL OF THE MATERIAL TERMS OF THE Mgmt No vote
PERFORMANCE GOALS UNDER THE LONG-TERM
INCENTIVE PLAN OF TRANSOCEAN LTD.
--------------------------------------------------------------------------------------------------------------------------
VOLKSWAGEN AG, WOLFSBURG Agenda Number: 705063977
--------------------------------------------------------------------------------------------------------------------------
Security: D94523103
Meeting Type: AGM
Meeting Date: 13-May-2014
Ticker:
ISIN: DE0007664039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD. THANK YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 22.04.2014 , WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
28.04.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Non-Voting
financial statements, the approved
consolidated financial statements, the
management report and the Group management
report for the year ended December 31,
2013, together with the report of the
Supervisory Board on fiscal year 2013 as
well as the explanatory report by the Board
of Management on the information in
accordance with sections 289(4) and 315(4)
of the Handelsgesetzbuch (HGB; German
Commercial Code) and the report in
accordance with section 289(5) of the HGB
2. Resolution on the appropriation of the net Non-Voting
profit of Volkswagen Aktiengesellschaft
3.1 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2013: M.
Winterkorn
3.2 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2013: F. J.
Garcia Sanz
3.3 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2013: J.
Heizmann
3.4 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2013: C.
Klingler
3.5 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2013: M. Macht
3.6 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2013: H. Neumann
3.7 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2013: L.
Oestling
3.8 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2013: H.D.
Poetsch
3.9 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2013: R. Stadler
4.1 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: F. K. Piech
4.2 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: B. Huber
4.3 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: H.A. Al-Abdulla
4.4 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: K. J. Al-Kuwari
(until April 25, 2013)
4.5 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: A. Al-Sayed
(beginning June 28, 2013)
4.6 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: J. Bode (until
February 19, 2013)
4.7 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: J. Dorn
4.8 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: A. Falkengren
4.9 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: H.-P. Fischer
4.10 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: U. Fritsch
4.11 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: B. Froehlich
4.12 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: O. Lies
(beginning February 19, 2013)
4.13 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: D. McAllister
(until February 19, 2013)
4.14 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: H. Meine
4.15 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: P. Mosch
4.16 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: B. Osterloh
4.17 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: H. M. Piech
4.18 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: U. Piech
4.19 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: F. O. Porsche
4.20 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: W. Porsche
4.21 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: S. Weil
(beginning February 19, 2013)
4.22 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: S. Wolf
4.23 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: T. Zwiebler
5.1 Election of members of the Supervisory Non-Voting
Board: A. Al-Sayed
5.2 Election of members of the Supervisory Non-Voting
Board: H. M. Piech
5.3 Election of members of the Supervisory Non-Voting
Board: F. O. Porsche
6. Resolution on the authorization to issue Non-Voting
bonds with warrants and/or convertible
bonds, the creation of contingent capital
and the corresponding amendment to the
Articles of Association
7.1.1 Resolution on the approval of intercompany Non-Voting
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: Autostadt GmbH
7.1.2 Resolution on the approval of intercompany Non-Voting
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: AutoVision GmbH
7.1.3 Resolution on the approval of intercompany Non-Voting
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: MMI Marketing
Management Institut GmbH
7.1.4 Resolution on the approval of intercompany Non-Voting
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: Truck & Bus GmbH
7.1.5 Resolution on the approval of intercompany Non-Voting
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: Volkswagen Group
Partner Services GmbH
7.1.6 Resolution on the approval of intercompany Non-Voting
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: Volkswagen
Immobilien GmbH
7.1.7 Resolution on the approval of intercompany Non-Voting
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: Volkswagen Sachsen
GmbH
7.1.8 Resolution on the approval of intercompany Non-Voting
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: Volkswagen Zubehoer
GmbH
7.1.9 Resolution on the approval of intercompany Non-Voting
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: VW Kraftwerk GmbH
7.2.1 Resolution on the approval of intercompany Non-Voting
agreements: the modification and complete
revision of a profit transfer agreement
between Volkswagen Aktiengesellschaft and
VGRD GmbH, and the addition of an element
of control
8. Election of the auditors and Group auditors Non-Voting
for fiscal year 2014 as well as of the
auditors to review the condensed
consolidated financial statements and
interim management report for the first six
months of 2014: PricewaterhouseCoopers
Aktiengesellschaft
--------------------------------------------------------------------------------------------------------------------------
VOLKSWAGEN AG, WOLFSBURG Agenda Number: 705057619
--------------------------------------------------------------------------------------------------------------------------
Security: D94523103
Meeting Type: SGM
Meeting Date: 13-May-2014
Ticker:
ISIN: DE0007664039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT VOTING INSTRUCTIONS HAVE Non-Voting
TO BE RECEIVED IN WRITTEN FORM FOR VOTING
RIGHTS TO BE EXERCISED AT THIS MEETING. IF
YOU WISH TO VOTE, PLEASE EMAIL
GERMANMARKET.QUERIES@BROADRIDGE.COM TO
REQUEST THE NECESSARY FORMS. WHEN
REQUESTING FORMS, PLEASE STATE YOUR
PROXYEDGE INSTITUTION ID TO MAKE SURE YOU
RECEIVE THE CORRECT DOCUMENTATION FOR YOUR
ACCOUNTS. IF YOU ONLY WANT TO VOTE A SUBSET
OF YOUR ACCOUNTS, PLEASE LIST ALL ACCOUNTS
TO BE VOTED IN ADDITION TO YOUR PROXYEDGE
ID. VOTES INPUT INTO PROXYEDGE WILL BE
RECORDED FOR RECORD KEEPING PURPOSES BUT
WILL NOT BE PROCESSED. PLEASE NOTE THAT THE
ORIGINAL COMPLETED PROXY FORM MUST BE
RETURNED TO THE RESPECTIVE SUB CUSTODIAN BY
THE DEADLINE AS INDICATED ON THE PROXY
FORM. PLEASE NOTE THAT THE VOTE ENTITLEMENT
IS DETERMINED BY THE RECORD DATE. PLEASE
NOTE THAT BROADRIDGE WILL PROVIDE THE PROXY
FORMS VIA EMAIL AS EARLY AS RECORD DATE,
29.03.2012, TO ENABLE YOU TO LIST ONLY THE
VOTE ENTITLED SHARE AMOUNT ON THE PROXY
FORM.
PLEASE NOTE THAT THIS IS A SPECIAL MEETING Non-Voting
FOR PREFERENCE SHAREHOLDERS ONLY. THANK
YOU.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 22.04.2014 , WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
28.04.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Approval of the resolution authorizing the Mgmt No vote
Board of Management to issue bonds with
warrants and/or convertible bonds and to
create contingent capital to grant options
and/or conversion rights to subscribe for
non-voting preferred shares in accordance
with item 6 of the agenda for the Annual
General Meeting on May 13, 2014
Curian/CenterSquare International REIT Fund
--------------------------------------------------------------------------------------------------------------------------
ALLIED PROPERTIES R.E.I.T. Agenda Number: 933981979
--------------------------------------------------------------------------------------------------------------------------
Security: 019456102
Meeting Type: Annual and Special
Meeting Date: 12-May-2014
Ticker: APYRF
ISIN: CA0194561027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GERALD R. CONNOR Mgmt For For
GORDON R. CUNNINGHAM Mgmt For For
MICHAEL R. EMORY Mgmt For For
JAMES GRIFFITHS Mgmt For For
RALPH T. NEVILLE Mgmt For For
DANIEL F. SULLIVAN Mgmt For For
PETER SHARPE Mgmt For For
02 WITH RESPECT TO THE APPOINTMENT OF BDO Mgmt For For
CANADA LLP, CHARTERED ACCOUNTANTS, AS
AUDITOR OF THE TRUST AND AUTHORIZING THE
TRUSTEES TO FIX THEIR REMUNERATION.
03 THE RESOLUTION (THE FULL TEXT OF WHICH IS Mgmt For For
REPRODUCED IN SCHEDULE "A" TO THE
ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR) APPROVING A NEW UNIT OPTION PLAN
OF THE TRUST.
--------------------------------------------------------------------------------------------------------------------------
ALSTRIA OFFICE REIT-AKTIENGESELLSCHAFT, HAMBURG Agenda Number: 705108024
--------------------------------------------------------------------------------------------------------------------------
Security: D0378R100
Meeting Type: AGM
Meeting Date: 14-May-2014
Ticker:
ISIN: DE000A0LD2U1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 23 APR 2014, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 29 Non-Voting
APR 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. PRESENTATION OF THE ADOPTED ANNUAL Non-Voting
FINANCIAL STATEMENTS, THE APPROVED
CONSOLIDATED FINANCIAL STATEMENTS, THE
MANAGEMENT REPORTS OF ALSTRIA OFFICE
REIT-AG AND THE CONSOLIDATED GROUP AS AT
DECEMBER 31, 2013 AND THE EXPLANATORY
REPORT OF THE MANAGEMENT BOARD ON THE
INFORMATION IN ACCORDANCE WITH SEC. 289
PARA. 4 AND 315 PARA. 4 OF THE GERMAN
COMMERCIAL CODE (HANDELSGESETZBUCH, HGB),
THE RECOMMENDATION OF THE MANAGEMENT BOARD
ON THE APPROPRIATION OF THE ANNUAL NET
PROFIT AND THE REPORT OF THE SUPERVISORY
BOARD FOR THE 2013 FINANCIAL YEAR
2. APPROPRIATION OF THE ANNUAL NET PROFIT FOR Mgmt For For
THE 2013 FINANCIAL YEAR: DIVIDEND OF EUR
0.50 PER NO-PAR VALUE SHARE ENTITLED TO
DIVIDENDS
3. FORMAL APPROVAL OF THE ACTIONS OF THE Mgmt For For
MEMBERS OF THE MANAGEMENT BOARD FOR THE
2013 FINANCIAL YEAR
4. FORMAL APPROVAL OF THE ACTIONS OF THE Mgmt For For
MEMBERS OF THE SUPERVISORY BOARD FOR THE
2013 FINANCIAL YEAR
5. APPOINTMENT OF THE AUDITORS AND GROUP Mgmt For For
AUDITORS FOR THE 2014 FINANCIAL YEAR AND
FOR THE REVIEW OF THE HALF-YEAR FINANCIAL
REPORT AS AT JUNE 30, 2014: DELOITTE &
TOUCHE GMBH
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, HAMBURG
BRANCH
6.1 CREATION OF A NEW AUTHORIZED CAPITAL 2014 Mgmt For For
WITH THE OPTION TO EXCLUDE SUBSCRIPTION
RIGHTS FOR FRACTIONAL AMOUNTS, CANCELLATION
OF AUTHORIZED CAPITAL 2013 AND
CORRESPONDING AMENDMENT OF THE ARTICLES OF
ASSOCIATION: SEC. 5 PARA. 3 AND 4 OF THE
ARTICLES OF ASSOCIATION
6.2 AUTHORIZATION TO EXCLUDE SUBSCRIPTION Mgmt For For
RIGHTS FOR THE AUTHORIZED CAPITAL 2014
AGAINST CONTRIBUTIONS IN CASH OR AGAINST
CONTRIBUTIONS IN KIND IN AN AMOUNT OF UP TO
5 % OF THE SHARE CAPITAL AND CORRESPONDING
AMENDMENT OF THE ARTICLES OF ASSOCIATION:
SEC. 5 PARA. 4 OF THE ARTICLES OF
ASSOCIATION AS CANCELLED UNDER ITEM 6.1
6.3 AUTHORIZATION TO EXCLUDE SUBSCRIPTION Mgmt For For
RIGHTS FOR THE AUTHORIZED CAPITAL 2014
AGAINST CONTRIBUTIONS IN CASH OR AGAINST
CONTRIBUTIONS IN KIND IN AN AMOUNT OF UP TO
ANOTHER 5 % OF THE SHARE CAPITAL AND
CORRESPONDING AMENDMENT OF THE ARTICLES OF
ASSOCIATION: NEW PARAGRAPH 4A SHALL BE
INSERTED INTO SEC. 5 OF THE ARTICLES OF
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
ASCENDAS REAL ESTATE INVESTMENT TRUST Agenda Number: 705408397
--------------------------------------------------------------------------------------------------------------------------
Security: Y0205X103
Meeting Type: AGM
Meeting Date: 30-Jun-2014
Ticker:
ISIN: SG1M77906915
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE REPORT OF HSBC Mgmt For For
INSTITUTIONAL TRUST SERVICES (SINGAPORE)
LIMITED (AS TRUSTEE OF A-REIT) (THE
"TRUSTEE"), THE STATEMENT BY ASCENDAS FUNDS
MANAGEMENT (S) LIMITED (AS MANAGER OF
A-REIT) (THE "MANAGER"), AND THE AUDITED
FINANCIAL STATEMENTS OF AREIT FOR THE
FINANCIAL YEAR ENDED 31 MARCH 2014 AND THE
AUDITORS' REPORT THEREON
2 TO RE-APPOINT KPMG LLP AS AUDITORS OF Mgmt For For
A-REIT TO HOLD OFFICE UNTIL THE CONCLUSION
OF THE NEXT AGM OF A-REIT, AND TO AUTHORISE
THE MANAGER TO FIX THEIR REMUNERATION
3 THAT AUTHORITY BE AND IS HEREBY GIVEN TO Mgmt For For
THE MANAGER, TO: (A) (I) ISSUE UNITS IN
A-REIT ("UNITS") WHETHER BY WAY OF RIGHTS,
BONUS OR OTHERWISE; AND/OR (II) MAKE OR
GRANT OFFERS, AGREEMENTS OR OPTIONS
(COLLECTIVELY, "INSTRUMENTS") THAT MIGHT OR
WOULD REQUIRE UNITS TO BE ISSUED, INCLUDING
BUT NOT LIMITED TO THE CREATION AND ISSUE
OF (AS WELL AS ADJUSTMENTS TO) SECURITIES,
WARRANTS, DEBENTURES OR OTHER INSTRUMENTS
CONVERTIBLE INTO UNITS, AT ANY TIME AND
UPON SUCH TERMS AND CONDITIONS AND FOR SUCH
PURPOSES AND TO SUCH PERSONS AS THE MANAGER
MAY IN ITS ABSOLUTE DISCRETION DEEM FIT;
AND (B) ISSUE UNITS IN PURSUANCE OF ANY
INSTRUMENT MADE OR GRANTED BY THE MANAGER
WHILE THIS RESOLUTION WAS IN FORCE
(NOTWITHSTANDING THAT THE AUTHORITY
CONFERRED BY THIS RESOLUTION MAY HAVE
CEASED TO BE IN FORCE AT THE TIME SUCH
UNITS ARE ISSUED), CONTD
CONT CONTD PROVIDED THAT: (A) THE AGGREGATE Non-Voting
NUMBER OF UNITS TO BE ISSUED PURSUANT TO
THIS RESOLUTION (INCLUDING UNITS TO BE
ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR
GRANTED PURSUANT TO THIS RESOLUTION) SHALL
NOT EXCEED FIFTY PER CENT. (50%) OF THE
TOTAL NUMBER OF ISSUED UNITS (EXCLUDING
TREASURY UNITS, IF ANY) (AS CALCULATED IN
ACCORDANCE WITH SUB-PARAGRAPH (B) BELOW),
OF WHICH THE AGGREGATE NUMBER OF UNITS TO
BE ISSUED OTHER THAN ON A PRO RATA BASIS TO
UNITHOLDERS SHALL NOT EXCEED TWENTY PER
CENT. (20%) OF THE TOTAL NUMBER OF ISSUED
UNITS (EXCLUDING TREASURY UNITS, IF ANY)
(AS CALCULATED IN ACCORDANCE WITH
SUB-PARAGRAPH (B) BELOW); (B) SUBJECT TO
SUCH MANNER OF CALCULATION AS MAY BE
PRESCRIBED BY SINGAPORE EXCHANGE SECURITIES
TRADING LIMITED (THE "SGX-ST") FOR THE
PURPOSE OF DETERMINING THE AGGREGATE NUMBER
OF UNITS THAT CONTD
CONT CONTD MAY BE ISSUED UNDER SUB-PARAGRAPH (A) Non-Voting
ABOVE, THE TOTAL NUMBER OF ISSUED UNITS
(EXCLUDING TREASURY UNITS, IF ANY) SHALL BE
BASED ON THE NUMBER OF ISSUED UNITS
(EXCLUDING TREASURY UNITS, IF ANY) AT THE
TIME THIS RESOLUTION IS PASSED, AFTER
ADJUSTING FOR: (A) ANY NEW UNITS ARISING
FROM THE CONVERSION OR EXERCISE OF ANY
INSTRUMENTS WHICH ARE OUTSTANDING AT THE
TIME THIS RESOLUTION IS PASSED; AND (B) ANY
SUBSEQUENT BONUS ISSUE, CONSOLIDATION OR
SUBDIVISION OF UNITS; (C) IN EXERCISING THE
AUTHORITY CONFERRED BY THIS RESOLUTION, THE
MANAGER SHALL COMPLY WITH THE PROVISIONS OF
THE LISTING MANUAL OF THE SGX-ST FOR THE
TIME BEING IN FORCE (UNLESS SUCH COMPLIANCE
HAS BEEN WAIVED BY THE SGX-ST) AND THE
TRUST DEED CONSTITUTING A-REIT (AS AMENDED)
(THE "TRUST DEED") FOR THE TIME BEING IN
FORCE (UNLESS OTHERWISE EXEMPTED OR CONTD
CONT CONTD WAIVED BY THE MONETARY AUTHORITY OF Non-Voting
SINGAPORE); (D) (UNLESS REVOKED OR VARIED
BY THE UNITHOLDERS IN A GENERAL MEETING)
THE AUTHORITY CONFERRED BY THIS RESOLUTION
SHALL CONTINUE IN FORCE UNTIL (I) THE
CONCLUSION OF THE NEXT AGM OF A-REIT OR
(II) THE DATE BY WHICH THE NEXT AGM OF
A-REIT IS REQUIRED BY APPLICABLE
REGULATIONS TO BE HELD, WHICHEVER IS
EARLIER; (E) WHERE THE TERMS OF THE ISSUE
OF THE INSTRUMENTS PROVIDE FOR ADJUSTMENT
TO THE NUMBER OF INSTRUMENTS OR UNITS INTO
WHICH THE INSTRUMENTS MAY BE CONVERTED, IN
THE EVENT OF RIGHTS, BONUS OR OTHER
CAPITALISATION ISSUES OR ANY OTHER EVENTS,
THE MANAGER IS AUTHORISED TO ISSUE
ADDITIONAL INSTRUMENTS OR UNITS PURSUANT TO
SUCH ADJUSTMENT NOTWITHSTANDING THAT THE
AUTHORITY CONFERRED BY THIS RESOLUTION MAY
HAVE CEASED TO BE IN FORCE AT THE TIME THE
INSTRUMENTS OR UNITS CONTD
CONT CONTD ARE ISSUED; AND (F) THE MANAGER AND Non-Voting
THE TRUSTEE BE AND ARE HEREBY SEVERALLY
AUTHORISED TO COMPLETE AND DO ALL SUCH ACTS
AND THINGS (INCLUDING EXECUTING ALL SUCH
DOCUMENTS AS MAY BE REQUIRED) AS THE
MANAGER OR, AS THE CASE MAY BE, THE TRUSTEE
MAY CONSIDER EXPEDIENT OR NECESSARY OR IN
THE INTEREST OF A-REIT TO GIVE EFFECT TO
THE AUTHORITY CONFERRED BY THIS RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
BOARDWALK REAL ESTATE INVESTMENT TRUST Agenda Number: 933984177
--------------------------------------------------------------------------------------------------------------------------
Security: 096631106
Meeting Type: Annual and Special
Meeting Date: 14-May-2014
Ticker: BOWFF
ISIN: CA0966311064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO FIX THE NUMBER OF TRUSTEES TO BE ELECTED Mgmt For For
AT THE MEETING AT NOT MORE THAN SEVEN (7).
02 DIRECTOR
JAMES R. DEWALD Mgmt For For
GARY GOODMAN Mgmt For For
ARTHUR L. HAVENER, JR. Mgmt For For
SAM KOLIAS Mgmt For For
SAMANTHA KOLIAS Mgmt For For
AL W. MAWANI Mgmt For For
ANDREA M. STEPHEN Mgmt For For
03 TO APPOINT DELOITTE LLP, CHARTERED Mgmt For For
ACCOUNTANTS AS AUDITORS OF THE TRUST FOR
THE ENSUING YEAR AND TO AUTHORIZE THE
TRUSTEES OF THE TRUST TO FIX THE
REMUNERATION OF SUCH AUDITORS.
04 TO CONSIDER AND, IF THOUGHT ADVISABLE, TO Mgmt For For
PASS A RESOLUTION APPROVING AMENDMENTS TO
THE DECLARATION OF TRUST CONSTITUTING THE
TRUST WHICH ARE CONTEMPLATED OR NECESSARY
IN CONNECTION WITH THE BUSINESS OF THE
TRUST, ALL AS MORE PARTICULARLY SET FORTH
IN THE CIRCULAR.
05 AN ADVISORY VOTE ON THE APPROACH TO Mgmt For For
EXECUTIVE COMPENSATION DISCLOSED IN THE
COMPENSATION DISCUSSION AND ANALYSIS
SECTIONS OF THE CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
BRITISH LAND CO PLC R.E.I.T., LONDON Agenda Number: 704594755
--------------------------------------------------------------------------------------------------------------------------
Security: G15540118
Meeting Type: AGM
Meeting Date: 19-Jul-2013
Ticker:
ISIN: GB0001367019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Accounts and Directors Mgmt For For
Report for the year ending 31 March 2013
2 To approve the Director's Remuneration Mgmt For For
Report
3 To re-elect Aubrey Adams as a director Mgmt For For
4 To re-elect Lucinda Bell as a director Mgmt For For
5 To re-elect Simon Borrows as a director Mgmt For For
6 To re-elect John Gildersleeve as a director Mgmt For For
7 To re-elect Chris Grigg as a director Mgmt For For
8 To re-elect Dido Harding as a director Mgmt For For
9 To re-elect William Jackson as a director Mgmt For For
10 To re-elect Charles Maudsley as a director Mgmt For For
11 To re-elect Richard Pym as a director Mgmt For For
12 To re-elect Tim Roberts as a director Mgmt For For
13 To re-elect Lord Turnbull as a director Mgmt For For
14 To re-appoint Deloitte LLP as the auditor Mgmt For For
of the Company
15 To authorise the Directors to agree the Mgmt For For
auditor's remuneration
16 To authorise the Company by ordinary Mgmt For For
resolution to make limited political
donations and political expenditure of not
more than 20000 pounds in total
17 To authorise the Directors by ordinary Mgmt For For
resolution to allot shares up to a limited
amount
18 To authorise the Directors by Special Mgmt For For
resolution to allot shares and sell
treasury shares without making a
pre-emptive offer to shareholders
19 To authorise the Company by special Mgmt For For
resolution to purchase its own shares
20 To authorise by special resolution the Mgmt For For
calling of general meetings not being an
annual general meeting by notice of not
less than 14 clear days
21 To authorise by ordinary resolution the Mgmt For For
adoption of The British Land Company Long
Term Incentive Plan 2013
22 To authorise the Directors by ordinary Mgmt For For
resolution to offer ordinary shares scrip
dividends to shareholders as an alternative
to cash dividends
--------------------------------------------------------------------------------------------------------------------------
CALLOWAY REAL ESTATE INVESTMENT TRUST Agenda Number: 933966561
--------------------------------------------------------------------------------------------------------------------------
Security: 131253205
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: CWYUF
ISIN: CA1312532056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HUW THOMAS Mgmt For For
JAMIE MCVICAR Mgmt For For
KEVIN PSHEBNISKI Mgmt For For
MICHAEL YOUNG Mgmt For For
GARRY FOSTER Mgmt For For
02 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP, Mgmt For For
CHARTERED PROFESSIONAL ACCOUNTANTS, AS THE
AUDITOR OF THE TRUST FOR THE ENSUING YEAR
AND TO AUTHORIZE THE TRUSTEES OF THE TRUST
TO FIX THE REMUNERATION OF SUCH AUDITOR.
--------------------------------------------------------------------------------------------------------------------------
CAPITAL & COUNTIES PROPERTIES PLC, LONDON Agenda Number: 705079413
--------------------------------------------------------------------------------------------------------------------------
Security: G19406100
Meeting Type: AGM
Meeting Date: 02-May-2014
Ticker:
ISIN: GB00B62G9D36
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the accounts and the reports of Mgmt For For
the Directors and the Auditors for the year
ended 31 December 2013
2 To declare a final dividend of 1.0 pence Mgmt For For
per ordinary share
3 To re-elect Ian Durant as a Director Mgmt For For
(Chairman)
4 To re-elect Ian Hawksworth as a Director Mgmt For For
(Executive)
5 To re-elect Soumen Das as a Director Mgmt For For
(Executive)
6 To re-elect Gary Yardley as a Director Mgmt For For
(Executive)
7 To re-elect Graeme Gordon as a Director Mgmt For For
(Non-executive)
8 To re-elect Ian Henderson as a Director Mgmt For For
(Non-executive)
9 To re-elect Andrew Huntley as a Director Mgmt For For
(Non-executive)
10 To re-elect Demetra Pinsent as a Director Mgmt For For
(Non-executive)
11 To re-elect Henry Staunton as a Director Mgmt For For
(Non-executive)
12 To re-elect Andrew Strang as a Director Mgmt For For
(Non-executive)
13 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
Auditors
14 To authorise the Audit Committee to Mgmt For For
determine the Auditors' remuneration
15 To approve the Remuneration Policy Report Mgmt For For
16 To approve the Directors' Remuneration Mgmt For For
Report for the year ended 31 December 2013
(other than the Remuneration Policy Report)
17 To authorise the Directors to allot shares Mgmt For For
(S.551)
18 To disapply the pre-emption provisions of Mgmt For For
Section 561(1) of the Companies Act 2006,
to the extent specified
19 To authorise the Company to purchase its Mgmt For For
own shares
20 To allow General Meetings (other than AGMs) Mgmt For For
to be held on 14 days' notice
--------------------------------------------------------------------------------------------------------------------------
CAPITALAND LTD Agenda Number: 705055641
--------------------------------------------------------------------------------------------------------------------------
Security: Y10923103
Meeting Type: AGM
Meeting Date: 25-Apr-2014
Ticker:
ISIN: SG1J27887962
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Directors' Report Mgmt For For
and Audited Financial Statements for the
year ended 31 December 2013 and the
Auditors' Report thereon
2 To declare a first and final 1-tier Mgmt For For
dividend of SGD 0.08 per share for the year
ended 31 December 2013
3 To approve Directors' fees of SGD 2,270,367 Mgmt For For
for the year ended 31 December 2013
comprising: (a) SGD 1,714,366.80 to be paid
in cash (2012: SGD 1,474,641.30); and (b)
SGD 556,000.20 to be paid in the form of
share awards under the CapitaLand
Restricted Share Plan 2010, with any
residual balance to be paid in cash (2012:
SGD 557,417.70)
4 To re-appoint Mr John Powell Morschel, who Mgmt For For
is retiring under Section 153(6) of the
Companies Act, Chapter 50 of Singapore, to
hold office from the date of this AGM until
the next AGM of the Company
5.a To re-elect the following Director, who are Mgmt For For
retiring by rotation pursuant to Article 95
of the Articles of Association of the
Company and who, being eligible, offer
himself for re-election: Mr James Koh Cher
Siang
5.b To re-elect the following Director, who are Mgmt For For
retiring by rotation pursuant to Article 95
of the Articles of Association of the
Company and who, being eligible, offer
himself for re-election: Mr Simon Claude
Israel
6 To re-appoint KPMG LLP as Auditors of the Mgmt For For
Company and to authorise the Directors to
fix their remuneration
7 That pursuant to Article 101 of the Mgmt For For
Articles of Association of the Company, Dr
Philip Nalliah Pillai be and is hereby
appointed as a Director of the Company with
effect from 25 April 2014
8 That pursuant to Section 161 of the Mgmt For For
Companies Act, Chapter 50 of Singapore and
Rule 806 of the Listing Manual of the
Singapore Exchange Securities Trading
Limited ("SGX-ST"), authority be and is
hereby given to the Directors of the
Company to: (a) (i) issue shares in the
capital of the Company ("shares") whether
by way of rights, bonus or otherwise;
and/or (ii) make or grant offers,
agreements or options (collectively,
"Instruments") that might or would require
shares to be issued, including but not
limited to the creation and issue of (as
well as adjustments to) securities,
warrants, debentures or other instruments
convertible into shares, at any time and
upon such terms and conditions and for such
purposes and to such persons as the
Directors may in their absolute discretion
deem fit; and (b) issue shares in pursuance
CONTD
CONT CONTD of any Instrument made or granted by Non-Voting
the Directors while this Resolution was in
force (notwithstanding the authority
conferred by this Resolution may have
ceased to be in force), provided that: (1)
the aggregate number of shares to be issued
pursuant to this Resolution (including
shares to be issued in pursuance of
Instruments made or granted pursuant to
this Resolution) shall not exceed fifty per
cent. (50%) of the total number of issued
shares (excluding treasury shares) in the
capital of the Company (as calculated in
accordance with sub-paragraph (2) below),
of which the aggregate number of shares to
be issued other than on a pro rata basis to
shareholders of the Company (including
shares to be issued in pursuance of
Instruments made or granted pursuant to
this Resolution) shall not exceed ten per
cent. (10%) of CONTD
CONT CONTD the total number of issued shares Non-Voting
(excluding treasury shares) in the capital
of the Company (as calculated in accordance
with sub-paragraph (2) below); (2) (subject
to such manner of calculation as may be
prescribed by the SGX-ST for the purpose of
determining the aggregate number of shares
that may be issued under sub-paragraph (1)
above, the total number of issued shares
(excluding treasury shares) in the capital
of the Company shall be based on the total
number of issued shares (excluding treasury
shares) in the capital of the Company at
the time this Resolution is passed, after
adjusting for: (i) any new shares arising
from the conversion or exercise of any
convertible securities or share options or
vesting of share awards which are
outstanding or subsisting at the time this
Resolution is passed; and (ii) any CONTD
CONT CONTD subsequent bonus issue, consolidation Non-Voting
or subdivision of shares; (3) in exercising
the authority conferred by this Resolution,
the Company shall comply with the
provisions of the Listing Manual of the
SGX-ST for the time being in force (unless
such compliance has been waived by the
SGX-ST) and the Articles of Association for
the time being of the Company; and (4)
(unless revoked or varied by the Company in
general meeting) the authority conferred by
this Resolution shall continue in force
until (i) the conclusion of the next AGM of
the Company or (ii) the date by which the
next AGM of the Company is required by law
to be held, whichever is the earlier
9 That the Directors of the Company be and Mgmt For For
are hereby authorised to: (a) grant awards
in accordance with the provisions of the
CapitaLand Performance Share Plan 2010 (the
"Performance Share Plan") and/or the
CapitaLand Restricted Share Plan 2010 (the
"Restricted Share Plan"); and (b) allot and
issue from time to time such number of
shares in the capital of the Company as may
be required to be issued pursuant to the
vesting of awards granted under the
Performance Share Plan and/or the
Restricted Share Plan, provided that the
aggregate number of new shares to be
issued, when aggregated with existing
shares (including treasury shares and cash
equivalents) delivered and/or to be
delivered pursuant to the Performance Share
Plan, the Restricted Share Plan and all
shares, options or awards granted under any
other share schemes of CONTD
CONT CONTD the Company then in force, shall not Non-Voting
exceed eight per cent. (8%) of the total
number of issued shares (excluding treasury
shares) in the capital of the Company from
time to time
--------------------------------------------------------------------------------------------------------------------------
CAPITALAND LTD Agenda Number: 705055639
--------------------------------------------------------------------------------------------------------------------------
Security: Y10923103
Meeting Type: EGM
Meeting Date: 25-Apr-2014
Ticker:
ISIN: SG1J27887962
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Renewal of the Share Purchase Mandate Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CAPITAMALLS ASIA LTD Agenda Number: 705038431
--------------------------------------------------------------------------------------------------------------------------
Security: Y1122V105
Meeting Type: AGM
Meeting Date: 17-Apr-2014
Ticker:
ISIN: SG1Z05950543
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 Adoption of Directors' Report, Audited Mgmt For For
Financial Statements and Auditors' Report
for the year ended 31 December 2013
2 Declaration of Final Dividend of SGD 0.0175 Mgmt For For
per share
3 Approval of Directors' Fees of SGD Mgmt For For
1,496,778
4.a Re-election of Tan Sri Amirsham A Aziz as Mgmt Against Against
Director
4.b Re-election of Mr Lim Tse Ghow Olivier as Mgmt For For
Director
4.c Re-election of Mr Lim Beng Chee as Director Mgmt For For
5 Re-appointment of Messrs KPMG LLP as Mgmt For For
Auditors and authorise the Directors to fix
the Auditors' remuneration
6 Authority for Directors to issue shares and Mgmt For For
to make or grant instruments convertible
into shares
7 Authority for Directors to grant awards, Mgmt Against Against
and to allot and issue shares, pursuant to
the CapitaMalls Asia Performance Share Plan
and the CapitaMalls Asia Restricted Stock
Plan
8 Authority for Directors to allot and issue Mgmt For For
shares pursuant to the CapitaMalls Asia
Dividend Reinvestment Scheme
--------------------------------------------------------------------------------------------------------------------------
CAPITAMALLS ASIA LTD Agenda Number: 705038443
--------------------------------------------------------------------------------------------------------------------------
Security: Y1122V105
Meeting Type: EGM
Meeting Date: 17-Apr-2014
Ticker:
ISIN: SG1Z05950543
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 Renewal of Share Purchase Mandate Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CHARTER HALL RETAIL REIT Agenda Number: 704753741
--------------------------------------------------------------------------------------------------------------------------
Security: Q2308D108
Meeting Type: OGM
Meeting Date: 31-Oct-2013
Ticker:
ISIN: AU000000CQR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the re-appointment of Maurice Koop as Mgmt For For
a Director of CHRML be ratified
--------------------------------------------------------------------------------------------------------------------------
CHARTWELL RETIREMENT RESIDENCES Agenda Number: 933974203
--------------------------------------------------------------------------------------------------------------------------
Security: 16141A103
Meeting Type: Annual and Special
Meeting Date: 15-May-2014
Ticker: CWSRF
ISIN: CA16141A1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LISE BASTARACHE Mgmt For For
SIDNEY P.H. ROBINSON Mgmt For For
HUW THOMAS Mgmt For For
2A WITH RESPECT TO THE ELECTION OF THE Mgmt For For
TRUSTEES OF CSH TRUST ("CHS") FOR THE
ENSUING YEAR AND DIRECTING THE TRUSTEES TO
VOTE THE TRUST UNITS OF CSH HELD BY
CHARTWELL WITH RESPECT TO SUCH ELECTION:
MICHAEL D. HARRIS
2B ANDRE R. KUZMICKI Mgmt For For
2C THOMAS SCHWARTZ Mgmt For For
3A WITH RESPECT TO THE ELECTION OF THE Mgmt For For
DIRECTORS OF CMCC (THE "DIRECTORS") FOR THE
ENSUING YEAR AND DIRECTING THE TRUSTEE TO
VOTE THE COMMON SHARES OF CMCC HELD BY
CHARTWELL WITH RESPECT TO SUCH ELECTION:
LISE BASTARACHE
3B W. BRENT BINIONS Mgmt For For
3C MICHAEL D. HARRIS Mgmt For For
3D ANDRE R. KUZMICKI Mgmt For For
3E SIDNEY P.H. ROBINSON Mgmt For For
3F SHARON SALLOWS Mgmt For For
3G THOMAS SCHWARTZ Mgmt For For
3H HUW THOMAS Mgmt For For
04 THE REAPPOINTMENT OF KPMG LLP, CHARTERED Mgmt For For
ACCOUNTANTS AS AUDITORS OF CHARTWELL FOR
THE ENSUING YEAR, AT A REMUNERATION TO BE
DETERMINED BY THE TRUSTEES.
05 THE RESOLUTION (INCLUDED IN APPENDIX "A" OF Mgmt Against Against
THE INFORMATION CIRCULAR) APPROVING CERTAIN
AMENDMENTS TO THE LONG TERM INCENTIVE PLAN.
06 THE RESOLUTION (INCLUDED IN APPENDIX "B" OF Mgmt For For
THE INFORMATION CIRCULAR) APPROVING CERTAIN
AMENDMENTS TO CHARTWELL'S DECLARATION OF
TRUST RELATING TO NOTICE AND ACCESS.
07 THE RESOLUTION (INCLUDED IN APPENDIX "C" OF Mgmt For For
THE INFORMATION CIRCULAR) APPROVING CERTAIN
AMENDMENTS TO CHARTWELL'S DECLARATION OF
TRUST RELATING TO AN ADVANCE NOTICE POLICY.
08 THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CHINA OVERSEAS LAND & INVESTMENT LTD, HONG KONG Agenda Number: 705123165
--------------------------------------------------------------------------------------------------------------------------
Security: Y15004107
Meeting Type: AGM
Meeting Date: 26-May-2014
Ticker:
ISIN: HK0688002218
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/
SEHK/2014/0408/LTN20140408291.PDF AND
HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/
SEHK/2014/0408/LTN20140408301.PDF
1 TO RECEIVE AND ADOPT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS AND THE REPORTS OF THE DIRECTORS
AND THE INDEPENDENT AUDITOR'S REPORT FOR
THE YEAR ENDED 31 DECEMBER 2013
2 TO APPROVE THE DECLARATION OF A FINAL Mgmt For For
DIVIDEND FOR THE YEAR ENDED 31 DECEMBER
2013 OF HKD 29 CENTS PER SHARE
3.A TO RE-ELECT MR. CHEN YI AS DIRECTOR Mgmt Against Against
3.B TO RE-ELECT MR. LUO LIANG AS DIRECTOR Mgmt Against Against
3.C TO RE-ELECT MR. NIP YUN WING AS DIRECTOR Mgmt Against Against
3.D TO RE-ELECT MR. ZHENG XUEXUAN AS DIRECTOR Mgmt Against Against
3.E TO RE-ELECT MR. LAM KWONG SIU AS DIRECTOR Mgmt For For
4 TO AUTHORISE THE BOARD TO FIX THE Mgmt For For
REMUNERATION OF THE DIRECTORS
5 TO APPOINT MESSRS. PRICEWATERHOUSECOOPERS Mgmt For For
AS AUDITOR OF THE COMPANY TO HOLD OFFICE
UNTIL THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING AND TO AUTHORISE THE BOARD
TO FIX THEIR REMUNERATION
6 TO APPROVE THE GRANTING TO THE DIRECTORS Mgmt For For
THE GENERAL AND UNCONDITIONAL MANDATE TO
BUY-BACK SHARES OF THE COMPANY UP TO 10% OF
THE NUMBER OF SHARES OF THE COMPANY IN
ISSUE
7 TO APPROVE THE GRANTING TO THE DIRECTORS Mgmt Against Against
THE GENERAL AND UNCONDITIONAL MANDATE TO
ALLOT, ISSUE AND DEAL WITH NEW SHARES NOT
EXCEEDING 20% OF THE NUMBER OF SHARES OF
THE COMPANY IN ISSUE
8 TO APPROVE THE EXTENSION OF THE AUTHORITY Mgmt Against Against
GRANTED TO THE DIRECTORS BY RESOLUTION 7
ABOVE BY ADDING THE NUMBER OF SHARES BOUGHT
BACK PURSUANT TO THE AUTHORITY GRANTED TO
THE DIRECTORS BY RESOLUTION 6 ABOVE
9 TO ADOPT THE NEW ARTICLES OF ASSOCIATION OF Mgmt For For
THE COMPANY IN SUBSTITUTION FOR AND TO THE
EXCLUSION OF THE EXISTING MEMORANDUM AND
ARTICLES OF ASSOCIATION OF THE COMPANY AND
TO ABANDON THE OBJECT CLAUSE CONTAINED IN
THE EXISTING MEMORANDUM OF ASSOCIATION OF
THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CORIO NV, UTRECHT Agenda Number: 705005519
--------------------------------------------------------------------------------------------------------------------------
Security: N2273C104
Meeting Type: AGM
Meeting Date: 17-Apr-2014
Ticker:
ISIN: NL0000288967
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
4 Adoption of the financial statements for Mgmt For For
the 2013 financial year
5.a Establishing the dividend for the 2013 Mgmt For For
financial year: EUR 2.13 per share
5.b Offering an optional dividend Mgmt For For
6 Discharge of the Members of the Management Mgmt For For
Board for the 2013 financial year
7 Discharge of the Members of the Supervisory Mgmt For For
Board for the 2013 financial year
8 Reappointment for 4 years of Mr. Ben van Mgmt For For
der Klift as member of the Management Board
9 Re-appointment of the external auditor : Mgmt For For
PricewaterhouseCoopers
10 Authorization of the Management Board to Mgmt For For
(i) issue shares or grant rights to acquire
shares and (ii) restrict or exclude
pre-emptive rights
11 Authorization to acquire shares Mgmt For For
12 Cancellation of shares Mgmt For For
CMMT 13 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT
FOR RESOLUTION NO. 5.A. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE WOHNEN AG, FRANKFURT/MAIN Agenda Number: 704699771
--------------------------------------------------------------------------------------------------------------------------
Security: D2046U176
Meeting Type: EGM
Meeting Date: 30-Sep-2013
Ticker:
ISIN: DE000A0HN5C6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 09 SEP 2013, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 15 Non-Voting
SEP 2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Increase of the Companys Share Capital Mgmt For For
against Contributions in kind with the
Exclusion of the Shareholders Subscription
Rights and Authorisation for the Amendment
of the Articles of Association
2. Increase of the Company Share Capital Mgmt For For
against Cash Contributions with the
Exclusion of the Shareholders Subscription
Rights and Authorisation for the Amendment
of the Articles of Association
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE WOHNEN AG, FRANKFURT/MAIN Agenda Number: 705244490
--------------------------------------------------------------------------------------------------------------------------
Security: D2046U176
Meeting Type: AGM
Meeting Date: 11-Jun-2014
Ticker:
ISIN: DE000A0HN5C6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 21 MAY 2014, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 27 Non-Voting
MAY 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. PRESENTATION OF THE APPROVED ANNUAL Non-Voting
FINANCIAL STATEMENTS AND THE SUPERVISORY
BOARD-APPROVED CONSOLIDATED FINANCIAL
STATEMENTS AS OF DECEMBER 31, 2013, THE
MANAGEMENT RE-PORTS FOR THE COMPANY AND THE
GROUP, INCLUDING THE SUPERVISORY BOARD
REPORT FOR THE 2013 FINANCIAL YEAR, AS WELL
AS THE EXPLANATORY MANAGEMENT BOARD REPORT
ON THE DISCLOSURE PURSUANT TO SECTIONS 289
PARAGRAPHS 4 AND 5, AND SECTION 315
PARAGRAPH 4 OF THE GERMAN COMMERCIAL CODE
(HGB) AS OF DECEMBER 31, 2013
2. PASSING OF A RESOLUTION CONCERNING THE Mgmt For For
APPROPRIATION OF THE NET PROFIT AVAILABLE
FOR DISTRIBUTION FOR THE 2013 FINANCIAL
YEAR BY DEUTSCHE WOHNEN AG: DISTRIBUTION OF
A DIVIDEND OF EUR 0.34 PER REGISTERED SHARE
OR BEARER SHARE
3. PASSING OF A RESOLUTION ON THE APPROVAL OF Mgmt For For
THE ACTIONS OF THE MANAGEMENT BOARD FOR THE
2013 FINANCIAL YEAR 2013
4. PASSING OF A RESOLUTION ON THE APPROVAL OF Mgmt For For
THE ACTIONS OF THE SUPERVISORY BOARD FOR
THE 2013 FINANCIAL YEAR
5. ELECTION OF THE AUDITOR OF THE ANNUAL Mgmt For For
FINANCIAL STATEMENTS AND OF THE AUDITOR OF
THE CONSOLIDATED FINANCIAL STATEMENTS, AS
WELL AS OF THE AUDITOR FOR ANY AUDITED
REVIEW OF THE HALF-YEAR FINANCIAL REPORT
FOR THE 2014 FINANCIAL YEAR: ERNST & YOUNG
GMBH
6. ELECTIONS TO THE SUPERVISORY BOARD: MR. Mgmt For For
CLAUS WISSER
7. PASSING OF A RESOLUTION CONCERNING THE Mgmt Against Against
APPROVAL OF THE COMPENSATION SYSTEM
APPLYING TO THE MEMBERS OF THE MANAGEMENT
BOARD
8. PASSING OF A RESOLUTION CONCERNING THE Mgmt For For
CREATION OF AUTHORIZED CAPITAL 2014 WITH
THE POSSIBILITY OF EXCLUDING SUBSCRIPTION
RIGHTS AND CANCELLING THE EXISTING
AUTHORIZED CAPITAL AND CORRESPONDING CHANGE
TO THE ARTICLES OF ASSOCIATION A) CREATION
OF AUTHORIZED CAPITAL 2014 WITH THE
POSSIBILITY OF EXCLUDING SUBSCRIPTION
RIGHTS, B) CHANGES TO SECTION 4A OF THE
ARTICLES OF ASSOCIATION, C) CANCELLATION OF
EXISTING AUTHORIZED CAPITAL, D) APPLICATION
FOR ENTRY INTO THE COMMERCIAL REGISTER
9. PASSING OF A RESOLUTION CONCERNING THE Mgmt For For
GRANTING OF A NEW AUTHORIZATION TO ISSUE
CONVERTIBLE AND/OR WARRANT-LINKED BONDS
AND/OR CONVERTIBLE OR WARRANT-LINKED
PARTICIPATION RIGHTS (OR A COMBINATION OF
THESE INSTRUMENTS) WITH THE OPTION OF
EXCLUDING SUBSCRIPTION RIGHTS, CREATION OF
CONDITIONAL CAPITAL 2014/I, PARTIAL
CANCELLATION OF THE EXISTING AUTHORIZATION
TO IS-SUE CONVERTIBLE AND WARRANT-LINKED
BONDS, PARTIAL CANCELLATION OF CONDITIONAL
CAPITAL 2013 (SECTION 4B OF THE ARTICLES OF
ASSOCIATION) AND CORRESPONDING CHANGES TO
THE ARTICLES OF ASSOCIATION: A)
AUTHORIZATION TO ISSUE CONVERTIBLE AND/OR
WARRANT-LINKED BONDS AND/OR CONVERTIBLE
AND/OR WARRANT-LINKED PARTICIPATION RIGHTS
(OR A COMBINATION OF THESE INSTRUMENTS) AND
TO EXCLUDE SUBSCRIPTION RIGHTS, B)
CONDITIONAL CAPITAL 2014/I, C) CANCELLATION
OF THE NON-EXERCISED AUTHORIZATION OF MAY
28, 2013 AND CORRESPONDING CANCELLATION OF
CONDITIONAL CAPITAL 2013, D) AMENDMENT TO
THE ARTICLES OF ASSOCIATION, E)
AUTHORIZATION OF THE SUPERVISORY BOARD TO
MAKE CHANGES TO THE ARTICLES OF ASSOCIATION
THAT ONLY AFFECT THE WORDING, F) COMMERCIAL
REGISTER ENTRY, AUTHORIZATION TO ADJUST
ARTICLES OF ASSOCIATION
10. PASSING OF A RESOLUTION CONCERNING THE Mgmt For For
APPROVAL TO ENTER INTO A DOMINATION
AGREEMENT BETWEEN DEUTSCHE WOHNEN AG AND
GSW IMMOBILIEN AG; PASSING A RESOLUTION
CONCERNING THE CREATION OF CONDITIONAL
CAPITAL 2014/II AND THE INSERTION OF A NEW
SECTION 4C IN THE ARTICLES OF ASSOCIATION
11. APPROVAL TO ENTER INTO A PROFIT AND LOSS Mgmt For For
TRANSFER AGREEMENT BETWEEN DEUTSCHE WOHNEN
AG AND DEUTSCHE WOHNEN MANAGEMENT GMBH
12. APPROVAL TO ENTER INTO A PROFIT AND LOSS Mgmt For For
TRANSFER AGREEMENT BETWEEN DEUTSCHE WOHNEN
AG AND DEUTSCHE WOHNEN IMMOBILIEN
MANAGEMENT GMBH
13. APPROVAL TO ENTER INTO A PROFIT AND LOSS Mgmt For For
TRANSFER AGREEMENT BETWEEN DEUTSCHE WOHNEN
AG AND DEUTSCHE WOHNEN CONSTRUCTION AND
FACILITIES GMBH
14. PASSING OF A RESOLUTION CONCERNING THE Mgmt For For
AUTHORIZATION TO ACQUIRE AND USE OWN
SHARES, INCLUDING AUTHORIZATION TO RETIRE
TREASURY SHARES ACQUIRED AND REDUCE CAPITAL
15. PASSING OF A RESOLUTION CONCERNING THE Mgmt For For
CONVERSION OF ALL OUTSTANDING REGISTERED
SHARES TO BEARER SHARES AND CORRESPONDING
AMENDMENTS TO SECTION 4 PARAGRAPH 2 AND
PARAGRAPH 3 SENTENCE 1 AND SECTION 9 OF THE
ARTICLES OF ASSOCIATION
16. PASSING OF A RESOLUTION CONCERNING THE Mgmt For For
AUTHORIZATION TO ISSUE STOCK OPTIONS TO
MEMBERS OF THE MANAGEMENT BOARD OF DEUTSCHE
WOHNEN AG AND TO SELECTED EXECUTIVES OF
DEUTSCHE WOHNEN AG AND AFFILIATED
COMPANIES, THE CREATION OF CONDITIONAL
CAPITAL 2014/III TO SERVICE STOCK OPTIONS
AND THE INSERTION OF A NEW SECTION 4D TO
THE ARTICLES OF ASSOCIATION: A)
AUTHORIZATION TO ISSUE STOCK OPTIONS AS
PART OF AOP 2014, B) CONDITIONAL CAPITAL
2014/III, C) AMENDMENTS TO THE ARTICLES OF
ASSOCIATION: SECTION 4D
--------------------------------------------------------------------------------------------------------------------------
DEXUS PROPERTY GROUP Agenda Number: 704723229
--------------------------------------------------------------------------------------------------------------------------
Security: Q3190P100
Meeting Type: AGM
Meeting Date: 29-Oct-2013
Ticker:
ISIN: AU000000DXS1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 3.1, AND 3.2 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSALS WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSALS. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (1, 3.1, AND 3.2), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSALS AND YOU COMPLY WITH
THE VOTING EXCLUSION.
1 Adoption of the Remuneration Report Mgmt For For
2 Approval of an Executive Director - Craig Mgmt For For
Mitchell
3.1 Grant of performance rights - Darren Mgmt For For
Steinberg
3.2 Grant of performance rights - Craig Mgmt For For
Mitchell
--------------------------------------------------------------------------------------------------------------------------
DUNDEE REAL ESTATE INVESTMENT TRUST Agenda Number: 933966597
--------------------------------------------------------------------------------------------------------------------------
Security: 265270207
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: DRETF
ISIN: CA2652702077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DETLEF BIERBAUM Mgmt For For
DONALD CHARTER Mgmt For For
MICHAEL J. COOPER Mgmt For For
PETER CROSSGROVE Mgmt For For
JOANNE FERSTMAN Mgmt For For
ROBERT GOODALL Mgmt For For
DUNCAN JACKMAN Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS THE AUDITOR OF THE TRUST AND ITS
SUBSIDIARIES AND AUTHORIZING THE TRUSTEES
OF THE TRUST TO FIX THE REMUNERATION OF THE
AUDITOR.
--------------------------------------------------------------------------------------------------------------------------
FEDERATION CENTRES, GLEN WAVERLY VIC Agenda Number: 704748687
--------------------------------------------------------------------------------------------------------------------------
Security: Q3752X103
Meeting Type: AGM
Meeting Date: 31-Oct-2013
Ticker:
ISIN: AU000000FDC2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (3 AND 4), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2.a Re-election of director - Robert (Bob) Mgmt For For
Edgar
2.b Re-election of director - Peter Day Mgmt For For
3 Non-binding advisory vote on the Mgmt For For
remuneration report
4 Approval of proposed equity grant to CEO Mgmt For For
pursuant to Federation Centres Long Term
Incentive Plan
--------------------------------------------------------------------------------------------------------------------------
FORTUNE REAL ESTATE INVESTMENT TRUST Agenda Number: 704718216
--------------------------------------------------------------------------------------------------------------------------
Security: Y2616W104
Meeting Type: EGM
Meeting Date: 16-Sep-2013
Ticker:
ISIN: SG1O33912138
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0829/LTN20130829057.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0829/LTN20130829053.pdf
1 (a) The Transaction (including the Mgmt For For
Acquisition and the other transactions
contemplated under, associated with and/or
related to the Transaction, including the
assumption of Kingswood CKH Interested
Persons Tenancy and License Agreements);
and (b) the Waiver Modification and
Extension, including the proposed new
annual monetary limits for the financial
years ending 31 December 2013, 31 December
2014 and 31 December 2015
--------------------------------------------------------------------------------------------------------------------------
FORTUNE REAL ESTATE INVESTMENT TRUST Agenda Number: 705054120
--------------------------------------------------------------------------------------------------------------------------
Security: Y2616W104
Meeting Type: AGM
Meeting Date: 15-Apr-2014
Ticker:
ISIN: SG1O33912138
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0314/LTN20140314043.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0314/LTN20140314045.pdf
1 To receive and adopt the Trustee's report, Mgmt For For
statement by the Manager, audited financial
statements of Fortune REIT for the year
ended 31 December 2013 and the Auditor's
report thereon
2 To re-appoint Deloitte & Touche LLP and Mgmt Against Against
Deloitte Touche Tohmatsu as Auditors of
Fortune REIT and authorise the Manager to
fix the Auditors' remuneration
3 To authorise the Manager to issue units and Mgmt For For
to make or grant convertible instruments
4 To transact such other business as may be Mgmt Against Against
transacted at the AGM
--------------------------------------------------------------------------------------------------------------------------
GAGFAH SA, LUXEMBOURG Agenda Number: 705261624
--------------------------------------------------------------------------------------------------------------------------
Security: L4121J101
Meeting Type: AGM
Meeting Date: 12-Jun-2014
Ticker:
ISIN: LU0269583422
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PRESENTATION OF THE STATUTORY MANAGEMENT Non-Voting
REPORT AND THE CONSOLIDATED MANAGEMENT
REPORT FOR THE FINANCIAL YEAR ENDED
DECEMBER 31, 2013
2 PRESENTATION ON 2014 INCLUDING AN UPDATE Non-Voting
ON: OPERATIONAL ACTIVITIES OF THE GAGFAH
GROUP; CORPORATE GOVERNANCE AND EXPECTED
DIVIDEND POLICY
3 PRESENTATION OF THE REPORTS BY THE AUDITORS Non-Voting
OF THE COMPANY IN RESPECT OF THE STATUTORY
FINANCIAL STATEMENTS OF THE COMPANY AND IN
RESPECT OF THE CONSOLIDATED FINANCIAL
STATEMENTS OF THE COMPANY AND ITS GROUP,
FOR THE FINANCIAL YEAR ENDED DECEMBER 31,
2013
4 APPROVAL OF THE STATUTORY FINANCIAL Mgmt For For
STATEMENTS OF THE COMPANY FOR THE FINANCIAL
YEAR ENDED DECEMBER 31, 2013
5 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS OF THE COMPANY AND ITS GROUP FOR
THE FINANCIAL YEAR ENDED DECEMBER 31, 2013
6 RESOLUTION CONCERNING THE ALLOCATION OF THE Mgmt For For
RESULTS OF THE COMPANY FOR THE FINANCIAL
YEAR ENDED DECEMBER 31, 2013
7 DISCHARGE (QUITUS) TO ALL THE DIRECTORS OF Mgmt For For
THE COMPANY WHO WERE IN OFFICE DURING THE
FINANCIAL YEAR ENDED DECEMBER 31, 2013
8 ELECTION OF MR. GERHARD ZEILER Mgmt For For
(INDEPENDENT) AS DIRECTOR OF THE COMPANY
(FOLLOWING CO-OPTATION WHICH OCCURRED ON
MARCH 25, 2014), FOR A TERM TO END AT THE
GENERAL MEETING OF SHAREHOLDERS APPROVING
THE STATUTORY FINANCIAL STATEMENTS OF THE
COMPANY FOR THE FINANCIAL YEAR ENDING
DECEMBER 2018
9 COMPENSATION OF DIRECTORS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GLOBAL LOGISTIC PROPERTIES LTD, SINGAPORE Agenda Number: 704629382
--------------------------------------------------------------------------------------------------------------------------
Security: Y27187106
Meeting Type: AGM
Meeting Date: 18-Jul-2013
Ticker:
ISIN: SG2C26962630
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Directors' Report Mgmt For For
and the Audited Financial Statements for
the year ended 31 March 2013 together with
the Auditors' Report thereon
2 To declare a final one-tier tax-exempt Mgmt For For
dividend of SGD 0.04 per share for the year
ended 31 March 2013
3 To re-elect the Director, who will retire Mgmt For For
by rotation pursuant to Article 91 of the
Articles of Association of the Company and
who, being eligible, offer himself for
re-election: Mr. Jeffrey H. Schwartz
4 To re-elect the Director, who will retire Mgmt For For
by rotation pursuant to Article 91 of the
Articles of Association of the Company and
who, being eligible, offer himself for
re-election: Mr. Steven Lim Kok Hoong
5 To re-elect the Director, who will retire Mgmt For For
by rotation pursuant to Article 91 of the
Articles of Association of the Company and
who, being eligible, offer himself for
re-election: Dr. Dipak Chand Jain
6 To re-elect the Director, who will retire Mgmt For For
pursuant to Article 97 of the Articles of
Association of the Company and who, being
eligible, offer himself for re-election:
Mr. Wei Benhua
7 To re-elect the Director, who will retire Mgmt For For
pursuant to Article 97 of the Articles of
Association of the Company and who, being
eligible, offer himself for re-election:
Mr. Lim Swe Guan
8 To re-appoint Mr. Paul Cheng Ming Fun, Mgmt For For
pursuant to Section 153(6) of the Companies
Act, Chapter 50 (the "Companies Act"), as
Director of the Company to hold office from
the date of this Annual General Meeting
until the next Annual General Meeting of
the Company
9 To re-appoint Mr. Yoichiro Furuse, pursuant Mgmt For For
to Section 153(6) of the Companies Act, as
Director of the Company to hold office from
the date of this Annual General Meeting
until the next Annual General Meeting of
the Company
10 To approve Directors' fees of USD 1,500,000 Mgmt For For
for the financial year ending 31 March
2014. (2013: USD 1,500,000)
11 To re-appoint Messrs. KPMG LLP as the Mgmt For For
Company's Auditors and to authorize the
Directors to fix their remuneration
12 Authority to issue shares Mgmt For For
13 Authority to issue shares under the GLP Mgmt For For
Performance Share Plan and GLP Restricted
Share Plan
14 The Proposed Renewal of the Share Purchase Mgmt For For
Mandate
--------------------------------------------------------------------------------------------------------------------------
GLOBAL LOGISTIC PROPERTIES LTD, SINGAPORE Agenda Number: 705114849
--------------------------------------------------------------------------------------------------------------------------
Security: Y27187106
Meeting Type: EGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: SG2C26962630
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE PROPOSED ISSUANCE OF SHARES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GLP J-REIT Agenda Number: 705284898
--------------------------------------------------------------------------------------------------------------------------
Security: J17305103
Meeting Type: EGM
Meeting Date: 27-May-2014
Ticker:
ISIN: JP3047510007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Amend Articles to: Adopt Efficacy of Mgmt For For
Appointment of Substitute Directors,
Approve Minor Revisions Related to Change
of Laws and Regulations, Allow the Company
to Purchase Own Units
2 Appoint an Executive Director Mgmt For For
3.1 Appoint a Supervisory Director Mgmt Against Against
3.2 Appoint a Supervisory Director Mgmt For For
4 Appoint a Substitute Executive Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GOODMAN GROUP, SYDNEY NSW Agenda Number: 704792402
--------------------------------------------------------------------------------------------------------------------------
Security: Q4229W132
Meeting Type: AGM
Meeting Date: 22-Nov-2013
Ticker:
ISIN: AU000000GMG2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 7 TO 11 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
1 To receive and adopt the Audited Financial Mgmt For For
Statements of Goodman Logistics (HK)
Limited for the year ended 30 June 2013
2 To re-appoint Auditors of Goodman Logistics Mgmt For For
(HK) Limited : Messrs KPMG
3 Re-election of Mr Phillip Pryke as a Mgmt For For
Director of Goodman Limited
4 Election of Mr Philip Pearce as a Director Mgmt For For
of Goodman Limited
5 Election of Mr Danny Peeters as a Director Mgmt For For
of Goodman Limited
6 Election of Mr Anthony Rozic as a Director Mgmt For For
of Goodman Limited
7 Adoption of the Remuneration Report Mgmt For For
8 Issue of Performance Rights under the Long Mgmt For For
Term Incentive Plan to Mr Gregory Goodman
9 Issue of Performance Rights under the Long Mgmt For For
Term Incentive Plan to Mr Philip Pearce
10 Issue of Performance Rights under the Long Mgmt For For
Term Incentive Plan to Mr Danny Peeters
11 Issue of performance Rights under the Long Mgmt For For
Term Incentive Plan to Mr Anthony Rozic
12 Approval of amendments to Goodman Mgmt For For
Industrial Trust constitution
CMMT 24 OCT 2013: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION NO 2. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HAMMERSON PLC R.E.I.T., LONDON Agenda Number: 705034508
--------------------------------------------------------------------------------------------------------------------------
Security: G4273Q107
Meeting Type: AGM
Meeting Date: 23-Apr-2014
Ticker:
ISIN: GB0004065016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Accept Financial Statements and Statutory Mgmt For For
Reports
2 Approve Remuneration Policy Mgmt For For
3 Approve Remuneration Report Mgmt For For
4 Approve Final Dividend Mgmt For For
5 Re-elect David Atkins as Director Mgmt For For
6 Re-elect Gwyn Burr as Director Mgmt For For
7 Re-elect Peter Cole as Director Mgmt For For
8 Re-elect Timon Drakesmith as Director Mgmt For For
9 Re-elect Terry Duddy as Director Mgmt For For
10 Re-elect Jacques Espinasse as Director Mgmt For For
11 Re-elect Judy Gibbons as Director Mgmt For For
12 Re-elect Jean-Philippe Mouton as Director Mgmt For For
13 Re-elect David Tyler as Director Mgmt For For
14 Re-elect Anthony Watson as Director Mgmt For For
15 Re-appoint Deloitte LLP as Auditors Mgmt For For
16 Authorise board to fix remuneration of Mgmt For For
auditors
17 Authorise issue of equity with pre-emptive Mgmt For For
rights
18 Authorise issue of equity without Mgmt For For
pre-emptive rights
19 Authorise market purchase of ordinary Mgmt For For
shares
--------------------------------------------------------------------------------------------------------------------------
HENDERSON LAND DEVELOPMENT CO LTD, HONG KONG Agenda Number: 705213445
--------------------------------------------------------------------------------------------------------------------------
Security: Y31476107
Meeting Type: AGM
Meeting Date: 09-Jun-2014
Ticker:
ISIN: HK0012000102
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0423/LTN20140423074.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0423/LTN20140423076.pdf
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
ACCOUNTS AND THE REPORTS OF THE DIRECTORS
AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER
2013
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3A TO RE-ELECT MR LEE KA KIT AS DIRECTOR Mgmt Against Against
3B TO RE-ELECT MR LEE KA SHING AS DIRECTOR Mgmt Against Against
3C TO RE-ELECT MR SUEN KWOK LAM AS DIRECTOR Mgmt Against Against
3D TO RE-ELECT MADAM FUNG LEE WOON KING AS Mgmt Against Against
DIRECTOR
3E TO RE-ELECT MR LAU YUM CHUEN, EDDIE AS Mgmt Against Against
DIRECTOR
3F TO RE-ELECT MRS LEE PUI LING, ANGELINA AS Mgmt Against Against
DIRECTOR
3G TO RE-ELECT MR WU KING CHEONG AS DIRECTOR Mgmt For For
4 TO RE-APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
DIRECTORS TO FIX AUDITOR'S REMUNERATION
5A TO APPROVE THE ISSUE OF BONUS SHARES Mgmt For For
5B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES
5C TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT NEW SHARES
5D TO AUTHORISE THE DIRECTORS TO ALLOT NEW Mgmt Against Against
SHARES EQUAL TO THE TOTAL NUMBER OF SHARES
PURCHASED BY THE COMPANY
6 TO ADOPT THE NEW ARTICLES OF ASSOCIATION OF Mgmt For For
THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
HONGKONG LAND HOLDINGS LTD Agenda Number: 705012603
--------------------------------------------------------------------------------------------------------------------------
Security: G4587L109
Meeting Type: SGM
Meeting Date: 08-Apr-2014
Ticker:
ISIN: BMG4587L1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the proposed transfer of the Mgmt For For
company's listing segment from premium to
standard on the London stock exchange
CMMT 14 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
02 APR 2014 TO 04 APR 2014. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
HONGKONG LAND HOLDINGS LTD Agenda Number: 705171560
--------------------------------------------------------------------------------------------------------------------------
Security: G4587L109
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: BMG4587L1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND CONSIDER THE FINANCIAL Mgmt For For
STATEMENTS AND THE INDEPENDENT AUDITORS
REPORT FOR THE YEAR ENDED 31ST DECEMBER
2013, AND TO DECLARE A FINAL DIVIDEND
2 TO RE-ELECT CHARLES ALLEN JONES AS A Mgmt Against Against
DIRECTOR
3 TO RE-ELECT JENKIN HUI AS A DIRECTOR Mgmt Against Against
4 TO RE-ELECT SIR HENRY KESWICK AS A DIRECTOR Mgmt Against Against
5 TO RE-ELECT SIMON KESWICK AS A DIRECTOR Mgmt Against Against
6 TO RE-ELECT LORD POWELL OF BAYSWATER AS A Mgmt For For
DIRECTOR
7 TO RE-APPOINT THE AUDITORS AND TO AUTHORIZE Mgmt For For
THE DIRECTORS TO FIX THEIR REMUNERATION
8 TO RENEW THE GENERAL MANDATE TO THE Mgmt For For
DIRECTORS TO ISSUE NEW SHARES
9 TO RENEW THE GENERAL MANDATE TO THE Mgmt For For
DIRECTORS TO PURCHASE THE COMPANY'S SHARES
CMMT 22 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF RECORD DATE IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
ICADE SA, PARIS Agenda Number: 704857929
--------------------------------------------------------------------------------------------------------------------------
Security: F4931M119
Meeting Type: EGM
Meeting Date: 27-Dec-2013
Ticker:
ISIN: FR0000035081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 09 DEC 13: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/1122/201311221305628.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
13/1209/201312091305791.pdf . IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
1 Review and approval of the merger by Mgmt For For
absorption of the company Silic by Icade
2 Acknowledgement of the fulfillment of Mgmt For For
conditions precedent and consequential
Icade's capital increase at the date of
completion of the merger, in consideration
for the contributions from the merger
3 Commitments of the company Silic on Mgmt For For
outstanding share subscription options
taken over by Icade at the date of
completion of the merger and cancellation
of preferential subscription rights in
favor of the beneficiaries of share
subscription options
4 Commitments of the company Silic on free Mgmt For For
shares granting taken over by Icade at the
date of completion of the merger and
cancellation of preferential subscription
rights in favor of the beneficiaries of the
free shares
5 Commitments of the company Silic on Mgmt For For
outstanding bonds redeemable in cash and/or
new and/or existing shares taken over by
Icade at the date of completion of the
merger and cancellation of preferential
subscription rights in favor of holders of
bonds redeemable in cash and/or new and/or
existing shares
6 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ICADE SA, PARIS Agenda Number: 705151645
--------------------------------------------------------------------------------------------------------------------------
Security: F4931M119
Meeting Type: MIX
Meeting Date: 29-Apr-2014
Ticker:
ISIN: FR0000035081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 297077 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0411/201404111401067.pdf
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2013
O.2 APPROVAL OF THE AGREEMENTS AND COMMITMENTS Mgmt For For
PURSUANT TO ARTICLES L.225-38 AND
L.225-42-1 OF THE COMMERCIAL CODE
O.3 DISCHARGE TO CHAIRMAN AND CEO AND TO THE Mgmt For For
BOARD MEMBERS FOR THE FULFILLMENT OF THEIR
DUTIES DURING THIS FINANCIAL YEAR
O.4 ALLOCATION OF INCOME AND DIVIDEND Mgmt For For
DISTRIBUTION
O.5 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2013
O.6 REVIEW OF THE COMPENSATION OWED OR PAID TO Mgmt Against Against
MR. SERGE GRZYBOWSKI, PRESIDENT AND CEO OF
ICADE FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2013
O.7 RATIFICATION OF THE COOPTATION OF MR. Mgmt Against Against
FRANCK SILVENT AS NEW BOARD MEMBER
O.8 RENEWAL OF TERM OF MR. FRANCK SILVENT AS Mgmt Against Against
BOARD MEMBER
O.9 RENEWAL OF TERM OF MR. OLIVIER DE Mgmt For For
POULPIQUET AS BOARD MEMBER
O.10 SETTING THE AMOUNT OF ATTENDANCE ALLOWANCES Mgmt For For
ALLOCATED TO THE BOARD OF DIRECTORS
O.11 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN COMPANY'S SHARES
E.12 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE SHARE CAPITAL BY
CANCELLATION OF TREASURY SHARES
E.13 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO ISSUE SHARES OF
THE COMPANY WHILE MAINTAINING PREFERENTIAL
SUBSCRIPTION RIGHTS
E.14 DELEGATION OF POWERS TO BE GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO ISSUE SHARES OR OTHER
EQUITY SECURITIES OF THE COMPANY OR
SECURITIES GIVING ACCESS TO CAPITAL UP TO
10% OF CAPITAL OF THE COMPANY, IN
CONSIDERATION FOR IN-KIND CONTRIBUTIONS
GRANTED TO THE COMPANY AND COMPRISED OF
EQUITY SECURITIES OR SECURITIES GIVING
ACCESS TO CAPITAL
E.15 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE CAPITAL
OF THE COMPANY WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR
OF EMPLOYEES OF THE COMPANY AND AFFILIATED
COMPANIES
E.16 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JAPAN REAL ESTATE INVESTMENT CORPORATION Agenda Number: 704948679
--------------------------------------------------------------------------------------------------------------------------
Security: J27523109
Meeting Type: EGM
Meeting Date: 19-Feb-2014
Ticker:
ISIN: JP3027680002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Amend Articles to: Approve Minor Revisions, Mgmt For For
Allow Company to Repurchase its Own Units
2 Amend Articles to: Update the Structure of Mgmt For For
Fee to be Received by Asset Management Firm
3 Amend Articles to: Establish Articles Mgmt For For
Related to Payment to Asset Management Firm
for Their Merger Operations According to
the Mandate Agreement
--------------------------------------------------------------------------------------------------------------------------
JAPAN RETAIL FUND INVESTMENT CORPORATION Agenda Number: 704805110
--------------------------------------------------------------------------------------------------------------------------
Security: J27544105
Meeting Type: EGM
Meeting Date: 29-Nov-2013
Ticker:
ISIN: JP3039710003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Amend Articles to: Approve Minor Revisions Mgmt For For
Related to Updated Investment Laws and
Regulations, Allow Company to Repurchase
its Own Units, Approve Minor Revisions
2 Appoint an Executive Director Mgmt For For
3.1 Appoint a Supervisory Director Mgmt For For
3.2 Appoint a Supervisory Director Mgmt For For
4 Appoint a Supplementary Executive Director Mgmt For For
5 Appoint a Supplementary Supervisory Mgmt For For
Director
--------------------------------------------------------------------------------------------------------------------------
KENEDIX REALTY INVESTMENT CORPORATION Agenda Number: 704891159
--------------------------------------------------------------------------------------------------------------------------
Security: J32922106
Meeting Type: EGM
Meeting Date: 22-Jan-2014
Ticker:
ISIN: JP3046270009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Amend Articles to: Approve Minor Revisions, Mgmt For For
Change Official Company Name to Kenedix
Office Investment Corporation, Change
Company Location to Chuo, Tokyo, Expand
Investment Lines, Allow Company to
Repurchase its Own Shares
2 Appoint an Executive Director Mgmt For For
3 Appoint a Supplementary Executive Director Mgmt For For
4.1 Appoint a Supervisory Director Mgmt For For
4.2 Appoint a Supervisory Director Mgmt Against Against
4.3 Appoint a Supervisory Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LAND SECURITIES GROUP PLC R.E.I.T, LONDON Agenda Number: 704605875
--------------------------------------------------------------------------------------------------------------------------
Security: G5375M118
Meeting Type: AGM
Meeting Date: 18-Jul-2013
Ticker:
ISIN: GB0031809436
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the accounts of the Company for Mgmt For For
the year ended 31 March 2013 and the report
of the directors and auditors on such
accounts
2 To declare a Final Dividend for the year Mgmt For For
ended 31 March 2013 of 7.6 pence per share
3 To approve the Policy Report, which forms Mgmt For For
the first part of the Directors'
Remuneration Report for the year ended 31
March 2013
4 To approve the Implementation Report, which Mgmt For For
forms the second and final part of the
Directors' Remuneration Report for the year
ended 31 March 2013
5 To re-elect Alison Carnwath as a director Mgmt For For
6 To re-elect Robert Noel as a director Mgmt For For
7 To re-elect Martin Greenslade as a director Mgmt For For
8 To re-elect Richard Akers as a director Mgmt For For
9 To re-elect Kevin O'Byrne as a director Mgmt For For
10 To re-elect Sir Stuart Rose as a director Mgmt For For
11 To re-elect Simon Palley as a director Mgmt For For
12 To re-elect David Rough as a director Mgmt For For
13 To re-elect Christopher Bartram as a Mgmt For For
director
14 To re-elect Stacey Rauch as a director Mgmt For For
15 To re-appoint Ernst & Young LLP as auditors Mgmt For For
of the Company until the conclusion of the
next general meeting at which accounts are
laid before the Company
16 To authorise the directors to determine the Mgmt For For
remuneration of the auditors
17 To authorise the directors generally and Mgmt For For
unconditionally to allot shares in the
Company and to grant rights to subscribe
for or convert any security into shares in
the Company: (i) up to an aggregate nominal
amount of GBP 26,108,357; and (ii)
comprising equity securities (as defined in
section 560 of the Companies Act 2006 (the
2006 Act)) up to a further nominal amount
of GBP 26,108,357 in connection with an
offer by way of a rights issue: (a) to
ordinary shareholders in proportion (as
nearly as may be practicable) to their
existing holdings; and (b) to holders of
other equity securities as required by the
rights of those securities or as the
directors otherwise consider necessary, and
so that the directors may impose any limits
or restrictions and make any arrangements
which they consider necessary or
appropriate to deal with treasury shares,
fractional entitlements, record dates,
legal, regulatory or practical problems in,
or under the laws of, any territory or any
other matter. This authority shall expire
at the conclusion of the next Annual
General Meeting of the Company after the
passing of this Resolution (unless
previously renewed, varied or revoked by
the Company in a general meeting), provided
that the Company may make offers and enter
into agreements before this authority
expires which would, or might, require
equity securities to be allotted or
subscription or conversion rights to be
granted after the authority ends and the
directors may allot equity securities or
grant rights to subscribe for or convert
securities into ordinary shares under any
such offer or agreement as if this
authority had not expired
18 In accordance with sections 366 and 367 of Mgmt For For
the 2006 Act, to authorise the Company and
all companies that are its subsidiaries at
any time during the period for which this
Resolution has effect to: (i) make
political donations to political parties,
political organisations other than
political parties and/or independent
election candidates; and (ii) incur other
political expenditure, not exceeding GBP
20,000 in aggregate. This authority shall
commence on the date of this Resolution and
expire after the conclusion of the
Company's next Annual General Meeting. Any
terms used in this Resolution which are
defined in Part 14 of the 2006 Act shall
have the meaning given to them in Part 14
of the 2006 Act
19 If Resolution 17 is passed, to authorise Mgmt For For
the directors to allot equity securities
(as defined in the 2006 Act) for cash under
the authority given by Resolution 17 and/or
to sell treasury shares, as if section 561
of the 2006 Act did not apply to any such
allotment or sale, provided that this
authorisation shall be limited to: (i) the
allotment of equity securities and sale of
treasury shares for cash in connection with
an offer or issue of, or invitation to
apply for, equity securities made to (but
in the case of the authority granted under
paragraph (ii) of Resolution 17, by way of
a rights issue only): (a) ordinary
shareholders in proportion (as nearly as
may be practicable) to their existing
holdings; and (b) holders of other equity
securities, as required by the rights of
those securities, or as the directors
otherwise consider necessary, and so that
the directors may impose any limits or
restrictions and make any arrangements
which it considers necessary or appropriate
to deal with treasury shares, fractional
entitlements, record dates, legal,
regulatory or practical problems in, or
under the laws of, any territory or any
other matter; and (ii) in the case of the
authority granted under paragraph (i) of
Resolution 17 and/or in the case of any
sale of treasury shares for cash, to the
allotment (otherwise than under paragraph
(i) of this Resolution) of equity
securities or sale of treasury shares up to
a nominal amount of GBP 3,916,253. This
authority shall expire at the conclusion of
the next Annual General Meeting of the
Company after the passing of this
Resolution, provided that the Company may,
before this authority expires, make offers
and enter into agreements which would, or
might, require equity securities to be
allotted (and treasury shares to be sold)
after the authorisation expires and the
directors may allot equity securities (and
sell treasury shares) under any such offer
or agreement as if the authorisation had
not expired
20 To authorise the Company generally and Mgmt For For
unconditionally to make market purchases
(as defined in section 693(4) of the 2006
Act) of its ordinary shares on such terms
as the directors think fit, provided that:
(i) the maximum number of ordinary shares
that may be acquired is 78,325,071, being
10% of the Company's issued ordinary share
capital (excluding treasury shares) as at 3
June 2013; (ii) the minimum price
(exclusive of expenses) which may be paid
for an ordinary share is 10 pence; and
(iii) the maximum price (exclusive of
expenses) which may be paid for each
ordinary share is the higher of: (i) 105%
of the average of the middle market
quotations of an ordinary share of the
Company as derived from the London Stock
Exchange Daily Official List for the five
business days immediately preceding the day
on which the ordinary share is contracted
to be purchased; and (ii) an amount equal
to the higher of the price of the last
independent trade of an ordinary share and
the highest current independent bid for an
ordinary share on the trading venues where
the purchase is carried out. This authority
shall expire at the conclusion of the next
Annual General Meeting of the Company after
the passing of this Resolution, provided
that the Company shall be entitled, at any
time prior to the expiry of this authority,
to make a contract of purchase which would
or might be executed wholly or partly after
the expiry of this authority and to
purchase ordinary shares in accordance with
such contract as if the authority conferred
had not expired
--------------------------------------------------------------------------------------------------------------------------
LEG IMMOBILIEN AG, DUESSELDORF Agenda Number: 704599503
--------------------------------------------------------------------------------------------------------------------------
Security: D4960A103
Meeting Type: AGM
Meeting Date: 19-Jul-2013
Ticker:
ISIN: DE000LEG1110
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodian's accounts,
please contact your CSR for more
information.
The sub custodians have advised that voted Non-Voting
shares are not blocked for trading purposes
i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. Please also be aware that although
some issuers permit the deregistration of
shares at deregistration date, some shares
may remain registered up until meeting
date. If you are considering settling a
traded voted position prior to the meeting
date of this event, please contact your CSR
or custodian to ensure your shares have
been deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 04 Non-Voting
JUL 2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Non-Voting
financial statements, the approved
consolidated financial statements, the
management reports of LEG Immobilien AG and
the Group, the explanatory reports
contained in the management reports on the
information required pursuant to section
289 (4) and (5) and section 315 (4) of the
German Commercial Code (HGB), and the
report of the Supervisory Board for the
financial year 2012
2. Adoption of resolution on the appropriation Mgmt Take No Action
of the net retained profit for the
financial year 2012
3. Resolution on the discharge of the managing Mgmt Take No Action
directors of LEG Immobilien GmbH from
liability for the financial year 2012
4. Resolution on the approval of the system Mgmt Take No Action
for remunerating the members of the
Management Board
--------------------------------------------------------------------------------------------------------------------------
LEG IMMOBILIEN AG, DUESSELDORF Agenda Number: 705295954
--------------------------------------------------------------------------------------------------------------------------
Security: D4960A103
Meeting Type: AGM
Meeting Date: 25-Jun-2014
Ticker:
ISIN: DE000LEG1110
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT BY JUDGEMENT OF OLG Non-Voting
COLOGNE RENDERED ON JUNE 6, 2012, ANY
SHAREHOLDER WHO HOLDS AN AGGREGATE TOTAL OF
3 PERCENT OR MORE OF THE OUTSTANDING SHARE
CAPITAL MUST REGISTER UNDER THEIR
BENEFICIAL OWNER DETAILS BEFORE THE
APPROPRIATE DEADLINE TO BE ABLE TO VOTE.
FAILURE TO COMPLY WITH THE DECLARATION
REQUIREMENTS AS STIPULATED IN SECTION 21 OF
THE SECURITIES TRADE ACT (WPHG) MAY PREVENT
THE SHAREHOLDER FROM VOTING AT THE GENERAL
MEETINGS. THEREFORE, YOUR CUSTODIAN MAY
REQUEST THAT WE REGISTER BENEFICIAL OWNER
DATA FOR ALL VOTED ACCOUNTS WITH THE
RESPECTIVE SUB CUSTODIAN. IF YOU REQUIRE
FURTHER INFORMATION WHETHER OR NOT SUCH BO
REGISTRATION WILL BE CONDUCTED FOR YOUR
CUSTODIANS ACCOUNTS, PLEASE CONTACT YOUR
CSR.
THE SUB CUSTODIANS HAVE ADVISED THAT VOTED Non-Voting
SHARES ARE NOT BLOCKED FOR TRADING PURPOSES
I.E. THEY ARE ONLY UNAVAILABLE FOR
SETTLEMENT. REGISTERED SHARES WILL BE
DEREGISTERED AT THE DEREGISTRATION DATE BY
THE SUB CUSTODIANS. IN ORDER TO
DELIVER/SETTLE A VOTED POSITION BEFORE THE
DEREGISTRATION DATE A VOTING INSTRUCTION
CANCELLATION AND DE-REGISTRATION REQUEST
NEEDS TO BE SENT TO YOUR CSR OR CUSTODIAN.
PLEASE CONTACT YOUR CSR FOR FURTHER
INFORMATION.
THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 10 Non-Voting
JUN 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. PRESENTATION OF THE ADOPTED ANNUAL Non-Voting
FINANCIAL STATEMENTS, THE APPROVED
CONSOLIDATED FINANCIAL STATEMENTS, THE
MANAGEMENT REPORTS OF LEG IMMOBILIEN AG AND
THE GROUP, THE EXPLANATORY REPORT CONTAINED
IN THE MANAGEMENT REPORTS ON THE
INFORMATION REQUIRED PURSUANT TO SECTION
289(4), SECTION 315(4) OF THE GERMAN
COMMERCIAL CODE (HGB), AND THE REPORT OF
THE SUPERVISORY BOARD FOR FISCAL YEAR 2013
2. RESOLUTION ON THE APPROPRIATION OF THE NET Mgmt For For
RETAINED PROFIT FOR FISCAL YEAR 2013:
DISTRIBUTION OF EUR 1.73 IN DIVIDENDS FOR
EACH SHARE
3. RESOLUTION ON THE FORMAL APPROVAL OF THE Mgmt For For
ACTIONS OF THE MANAGING DIRECTORS OF LEG
IMMOBILIEN GMBH AND OF THE MEMBERS OF THE
MANAGEMENT BOARD OF LEG IMMOBILIEN AG FOR
FISCAL YEAR 2013
4. RESOLUTION ON THE FORMAL APPROVAL OF THE Mgmt For For
ACTIONS OF THE MEMBERS OF THE SUPERVISORY
BOARD OF LEG IMMOBILIEN AG FOR FISCAL YEAR
2013
5. RESOLUTION ON THE APPOINTMENT OF THE Mgmt For For
AUDITOR AND GROUP AUDITOR FOR FISCAL YEAR
2014: PRICEWATERHOUSECOOPERS
AKTIENGESELLSCHAFT
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT
6. RESOLUTION ON A CHANGE IN THE ARTICLES OF Mgmt For For
ASSOCIATION TO REDUCE THE NUMBER OF
SUPERVISORY BOARD MEMBERS
7. RESOLUTION ON THE PARTIAL CANCELLATION OF Mgmt For For
THE EXISTING AUTHORIZATION TO ISSUE
CONVERTIBLE AND/OR WARRANT BONDS AND/OR
PARTICIPATION RIGHTS CARRYING AN OPTION
AND/OR CONVERSION RIGHT, THE CREATION OF A
NEW AUTHORIZATION VESTED IN THE SUPERVISORY
BOARD TO ISSUE CONVERTIBLE AND/OR WARRANT
BONDS AS WELL AS PARTICIPATION RIGHTS
CARRYING AN OPTION AND/OR CONVERSION RIGHT
(OR A COMBINATION OF SUCH INSTRUMENTS),
INCLUDING AN AUTHORIZATION TO EXCLUDE THE
SUBSCRIPTION RIGHT, CHANGING THE
CONDITIONAL CAPITAL 2013, AND CHANGING THE
ARTICLES OF ASSOCIATION ACCORDINGLY: A.
PARTIAL CANCELLATION OF THE EXISTING
AUTHORIZATION TO ISSUE CONVERTIBLE AND/OR
WARRANT BONDS AND/OR PARTICIPATION RIGHTS
CARRYING AN OPTION AND/OR CONVERSION RIGHT
(OR A COMBINATION OF SUCH INSTRUMENTS): B.
AUTHORIZATION TO ISSUE CONVERTIBLE AND/OR
WARRANT BONDS AND/OR PARTICIPATION RIGHTS
CARRYING AN OPTION AND/OR CONVERSION RIGHT
(OR A COMBINATION OF SUCH INSTRUMENTS): C.
CHANGE IN CONDITIONAL CAPITAL 2013: D.
CHANGE IN THE ARTICLES OF ASSOCIATION
8. RESOLUTION ON THE CANCELLATION OF THE Mgmt For For
AUTHORIZED CAPITAL, CREATION OF A NEW
AUTHORIZED CAPITAL 2014 AND CORRESPONDING
CHANGE IN THE ARTICLES OF ASSOCIATION
9. RESOLUTION ON THE APPROVAL OF THE PROFIT Mgmt For For
AND LOSS TRANSFER AGREEMENT BETWEEN LEG
IMMOBILIEN AG AS THE CONTROLLING COMPANY
AND ERSTE WOHNSERVICEPLUS GMBH AS THE
CONTROLLED COMPANY
--------------------------------------------------------------------------------------------------------------------------
LEND LEASE GROUP Agenda Number: 704778541
--------------------------------------------------------------------------------------------------------------------------
Security: Q55368114
Meeting Type: AGM
Meeting Date: 15-Nov-2013
Ticker:
ISIN: AU000000LLC3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 4 AND 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (3, 4 AND 5), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2.a Re-election of Director-Mr David Crawford Mgmt For For
2.b Re-election of Director-Mrs Jane Hemstritch Mgmt For For
2.c Re-election of Director-Mr David Ryan Mgmt For For
2.d Election of Director-Ms Nicola Wakefield Mgmt For For
Evans
3 Approval of Allocations of Performance Mgmt For For
Securities and Deferred Securities to the
Managing Director
4 Adoption of Remuneration Report Mgmt For For
5 IF YOU INTEND TO VOTE FOR THE REMUNERATION Shr Against For
REPORT, THEN YOU SHOULD VOTE AGAINST THE
SPILL RESOLUTION:That, subject to and
conditional on at least 25% of the votes
cast on resolution 4 being cast against the
adoption of the Remuneration Report: (1) an
extraordinary general meeting of the
Company (the 'Spill Meeting') be held
within 90 days of the passing of this
resolution; (2) all of the Non Executive
Directors in office when the Board
resolution to make the directors' report
for the financial year ended 30 June 2013
was passed (being David Crawford, Colin
Carter, Phillip Colebatch, Peter Goldmark,
Jane Hemstritch, David Ryan and Michael
Ullmer ) and who remain in office at the
time of the Spill Meeting, cease to hold
office immediately before the end of the
Spill Meeting; and (3) resolutions to
appoint persons to offices that will be
vacated immediately before the end of the
Spill Meeting be put to the vote of
shareholders at the Spill Meeting
CMMT 14 OCT 2013: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION IN TEXT OF
RESOLUTION 5. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
LONDONMETRIC PROPERTY PLC Agenda Number: 704609897
--------------------------------------------------------------------------------------------------------------------------
Security: G5689W109
Meeting Type: AGM
Meeting Date: 10-Jul-2013
Ticker:
ISIN: GB00B4WFW713
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To consider and receive the Annual Report Mgmt For For
and Audited Financial Statements for the
year to 31 March 2013
2 To approve the Remuneration, Committee Mgmt For For
report for the year ended 31 March 2013
3 To approve the final dividend for the year Mgmt For For
to 31 March 2013 of 3.5p per share
4 To re-appoint BDO LLP as auditors of the Mgmt For For
Company to hold office until the conclusion
of the next general meeting at which
accounts are laid before the Company
5 To authorise the Board to determine the Mgmt For For
remuneration of the auditors
6 To consider the election of Mr Andrew Jones Mgmt For For
as a Director of the Company
7 To consider the election of Mr Andrew Mgmt For For
Varley as a Director of the Company
8 To consider the election of Mr Alec Pelmore Mgmt For For
as a Director of the Company
9 To consider the election of Mr Philip Mgmt For For
Watson as a Director of the Company
10 To authorise the Directors, in accordance Mgmt For For
with Section 55 of the Companies Act 2006,
to allot shares in the Company
11 To approve the rules of the Company's Mgmt For For
Long-Term Incentive Plan
12 To approve the Company's Employee Benefit Mgmt For For
Trust
13 To empower the Directors, in accordance Mgmt For For
with Section 570 of the Companies Act 2006,
to allot equity securities as if Section
561(1) of the Companies Act 2006 did not
apply to any such allotment
14 To authorise the Company, in accordance Mgmt For For
with Section 701 of the Companies Act 2006,
to make market purchases of ordinary shares
in the Company
15 To authorise the Company to call any Mgmt For For
general meeting (other than an Annual
General meeting) of the Company on notice
of at least 14 clear days
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN SECTION NUMBER IN RESOLUTION 13.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MERCIALYS, PARIS Agenda Number: 705056643
--------------------------------------------------------------------------------------------------------------------------
Security: F61573105
Meeting Type: OGM
Meeting Date: 30-Apr-2014
Ticker:
ISIN: FR0010241638
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 09 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0321/201403211400747.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0409/201404091401045.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
1 Approval of the annual corporate financial Mgmt For For
statements for the financial year ended on
December 31, 2013
2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended on
December 31, 2013
3 Allocation of income for the financial Mgmt For For
year-Setting the dividend
4 Agreements pursuant to Article L.225-38 of Mgmt For For
the Commercial Code
5 Approval of the commitment benefiting Mr. Mgmt Against Against
Eric Le Gentil, President and CEO pursuant
to the provisions in Article L.225-42-1 of
the Commercial Code
6 Notice on the compensation owed or paid Mgmt Against Against
during the financial year ended on December
31, 2013 to Mr. Eric Le Gentil, President
and CEO
7 Notice on the compensation owed or paid Mgmt Against Against
during the financial year ended on December
31, 2013 to Mr. Vincent Rebillard, Managing
Director
8 Notice on the compensation owed or paid Mgmt For For
during the financial year ended on December
31, 2013 to Mr. Lahlou Khelifi, CEO from
February 13 to July 17, 2013
9 Ratification of the appointment of Mrs. Mgmt For For
Anne-Marie de Chalambert as Board member
10 Ratification of the appointment of the Mgmt Against Against
company Generali Vie as Censor
11 Renewal of term of Mr. Jacques Dumas as Mgmt Against Against
Board member
12 Renewal of term of Mr. Michel Savart as Mgmt Against Against
Board member
13 Renewal of term of the company Casino, Mgmt Against Against
Guichard-Perrachon as Board member
14 Appointment of Mrs. Ingrid Nappi-Choulet as Mgmt For For
Board member
15 Appointment of the company Generali Vie as Mgmt Against Against
Board member
16 Authorization to allow the Company to Mgmt Against Against
purchase its own shares
--------------------------------------------------------------------------------------------------------------------------
MIRVAC GROUP Agenda Number: 704767663
--------------------------------------------------------------------------------------------------------------------------
Security: Q62377108
Meeting Type: AGM
Meeting Date: 14-Nov-2013
Ticker:
ISIN: AU000000MGR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 8.1, 8.2, 9 AND 10 AND VOTES
CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE PROPOSAL/S
WILL BE DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE
(OR VOTE "ABSTAIN") ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON PROPOSALS (3, 8.1, 8.2, 9
AND 10), YOU ACKNOWLEDGE THAT YOU HAVE NOT
OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S AND YOU COMPLY WITH THE VOTING
EXCLUSION.
2.1 Re-elect James Millar as a Director of Mgmt For For
Mirvac Limited
2.2 Re-elect John Mulcahy as a Director of Mgmt For For
Mirvac Limited
3 Adopt the Remuneration Report of Mirvac Mgmt For For
Limited
4 Amendment to the Mirvac Limited Mgmt For For
Constitution - Capital Reallocation
(articles 4A.1, 4B.1, 4B.2, 23, 23.1)
5 Other Constitutional Amendments - ML Mgmt For For
Constitution
6 Amendment to the MPT Constitution - Capital Mgmt For For
Reallocation (Clauses 4.1, 4.4, 4.5, 4.8,
4.10, 6.2, 8.8, 8.10, 8.37A, 8.37B, 8.37C,
8.37D, 10.11, 10.12, 26, 31.1)
7 Other Constitutional Amendments- MPT Mgmt For For
Constitution
8.1 Approve the issue of stapled securities Mgmt For For
under the Mirvac Group Long Term
Performance Plan
8.2 Approve the issue of stapled securities Mgmt For For
under the Mirvac Group General Employee
Exemption Plan
9 Approve the participation by the CEO & Mgmt For For
Managing Director in the Mirvac Group Long
Term Performance Plan
10 Ratify and approve the issue of 236,686,391 Mgmt For For
stapled securities under the institutional
placement completed on 17 May 2013
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI ESTATE COMPANY,LIMITED Agenda Number: 705352297
--------------------------------------------------------------------------------------------------------------------------
Security: J43916113
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3899600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
MITSUI FUDOSAN CO.,LTD. Agenda Number: 705352285
--------------------------------------------------------------------------------------------------------------------------
Security: J4509L101
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3893200000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MOBIMO HOLDING AG, LUZERN Agenda Number: 704997747
--------------------------------------------------------------------------------------------------------------------------
Security: H55058103
Meeting Type: AGM
Meeting Date: 25-Mar-2014
Ticker:
ISIN: CH0011108872
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 Approval of the annual report and the Mgmt For For
financial statements as the Mobimo Holding
Ag as well as the consolidated financial
statements for the performance year 2013
1.2 Advisory vote about the compensation report Mgmt For For
1.3 Advisory vote about the report to Mgmt For For
contributions onto social and political
arrangement
2 Request for the distribution of profit Mgmt For For
3.1 Discharge of the member of the board of Mgmt For For
director: Daniel Crausaz
3.2 Discharge of the member of the board of Mgmt For For
director: Brian Fischer
3.3 Discharge of the member of the board of Mgmt For For
director: Bernard Guillelmon
3.4 Discharge of the member of the board of Mgmt For For
director: Wilhelm Hansen
3.5 Discharge of the member of the board of Mgmt For For
director: Paul Rambert
3.6 Discharge of the member of the board of Mgmt For For
director: Peter Schaub
3.7 Discharge of the member of the board of Mgmt For For
director: Georges Theiler
3.8 Discharge of the member of the board of Mgmt For For
director: Urs Ledermann
3.9 Discharge of the executive board Mgmt For For
4.1 General adjustments to the Veguev Mgmt For For
4.2 Articles of incorporation determinations to Mgmt Against Against
the compensation
4.3 Further statute determinations according to Mgmt For For
art. 12 Veguev
5.1 Further statute determinations according Mgmt For For
(independent of Veguev)
5.2 Renumbering's due to partial amendment of Mgmt For For
the articles
6.1.1 Election of the board of director and the Mgmt For For
chairman of the board of director: Daniel
Crausaz
6.1.2 Election of the board of director and the Mgmt For For
chairman of the board of director: Brian
Fischer
6.1.3 Election of the board of director and the Mgmt For For
chairman of the board of director: Bernard
Guillelmon
6.1.4 Election of the board of director and the Mgmt For For
chairman of the board of director: Wilhelm
Hansen
6.1.5 Election of the board of directors and the Mgmt For For
chairman of the board of director: Paul
Rambert
6.1.6 Election of the board of director and the Mgmt For For
chairman of the board of director: Peter
Schaub
6.1.7 Election of the board of director and the Mgmt For For
chairman of the board of director: Georges
Theiler
6.2.1 Election of the member of the compensation Mgmt For For
committee (nomination and compensation
committee): Bernard Guillelmon
6.2.2 Election of the member of the compensation Mgmt For For
committee (nomination and compensation
committee): Wilhelm Hansen
6.2.3 Election of the member of the compensation Mgmt For For
committee (nomination and compensation
committee): Peter Schaub
6.3 Election of the auditors / KPMG AG, Luzern Mgmt For For
6.4 Election of the independent voting proxy / Mgmt For For
Grossenbacher Rechtsanwaelte AG, Luzern
7.1 Approval of the fixed compensation of the Mgmt For For
board
7.2 Approval of additional compensation for Mgmt Against Against
members of the board of directors or
affiliated persons
8.1 Approval of the ones not dependent on Mgmt For For
success remuneration the GL for the
accounting year 2015
8.2 Approval of the ones not dependent on Mgmt For For
success remuneration the GL for the
accounting year 2014 (payable 2015)
9 Ad Hoc Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
NEW WORLD DEVELOPMENT CO LTD Agenda Number: 704787689
--------------------------------------------------------------------------------------------------------------------------
Security: Y63084126
Meeting Type: AGM
Meeting Date: 19-Nov-2013
Ticker:
ISIN: HK0017000149
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1018/LTN20131018322.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1018/LTN20131018318.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To consider and adopt the audited Statement Mgmt For For
of Accounts and the Reports of the
Directors and the Independent Auditor for
the year ended 30 June 2013
2 To declare a final dividend Mgmt For For
3.a To re-elect Dr. Cheng Kar-Shun, Henry as Mgmt For For
Director
3.b To re-elect Mr. Cheng Chi-Kong, Adrian as Mgmt For For
Director
3.c To re-elect Mr. Au Tak-Cheong as Director Mgmt For For
3.d To re-elect Mr. Doo Wai-Hoi, William as Mgmt For For
Director
3.e To re-elect Mr. Yeung Ping-Leung, Howard as Mgmt For For
Director
3.f To re-elect Mr. Cha Mou-Sing, Payson as Mgmt For For
Director
3.g To re-elect Mr. Liang Cheung-Biu, Thomas as Mgmt For For
Director
3.h To authorise the Board of Directors to fix Mgmt For For
the remuneration of Directors
4 To re-appoint Messrs. Mgmt For For
PricewaterhouseCoopers as Auditor and
authorise the Board of Directors to fix
their remuneration
5 Ordinary Resolution in Item No. 5 of the Mgmt For For
Notice of Annual General Meeting (To
approve a general mandate to the Directors
to repurchase shares not exceeding 10% of
the existing issued share capital)
6 Ordinary Resolution in Item No. 6 of the Mgmt Against Against
Notice of Annual General Meeting (To
approve a general mandate to the Directors
to issue shares not exceeding 20% of the
existing issued share capital)
7 Ordinary Resolution in Item No. 7 of the Mgmt Against Against
Notice of Annual General Meeting (To extend
the general mandate to be given to the
Directors to issue shares by the addition
thereto the shares repurchased by the
Company)
--------------------------------------------------------------------------------------------------------------------------
NEW WORLD DEVELOPMENT CO LTD, HONG KONG Agenda Number: 705250102
--------------------------------------------------------------------------------------------------------------------------
Security: Y63084126
Meeting Type: EGM
Meeting Date: 22-May-2014
Ticker:
ISIN: HK0017000149
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0502/LTN201405021382.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0502/LTN201405021414.pdf
1 TO CONSIDER AND APPROVE THE MASTER SERVICES Mgmt For For
AGREEMENT DATED 11 APRIL 2014 ENTERED INTO
BETWEEN THE COMPANY AND MR. DOO WAI-HOI,
WILLIAM
--------------------------------------------------------------------------------------------------------------------------
NEW WORLD DEVELOPMENT CO LTD, HONG KONG Agenda Number: 705304222
--------------------------------------------------------------------------------------------------------------------------
Security: Y63084126
Meeting Type: EGM
Meeting Date: 16-Jun-2014
Ticker:
ISIN: HK0017000149
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0516/LTN20140516832.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0516/LTN20140516828.pdf
1 TO CONSIDER AND APPROVE THE PROPOSAL AND Mgmt Against Against
THE RULE 13 OFFER (EACH AS DEFINED IN THE
NOTICE CONVENING THE MEETING) AND MATTERS
RELATING TO THE IMPLEMENTATION THEREOF
--------------------------------------------------------------------------------------------------------------------------
NORWEGIAN PROPERTY AS, STAVANGER Agenda Number: 705064107
--------------------------------------------------------------------------------------------------------------------------
Security: R6370J108
Meeting Type: AGM
Meeting Date: 10-Apr-2014
Ticker:
ISIN: NO0010317811
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT BLOCKING SHOULD ALWAYS BE APPLIED, RECORD Non-Voting
DATE OR NOT.
2 Approval of the notice and the agenda Mgmt For For
4 Approval of the annual accounts and the Mgmt For For
annual report
5 Election of board of directors/board Mgmt For For
members in accordance with the nomination
committee's proposal
6 Election of nomination committee/members of Mgmt Abstain Against
the nomination committee in accordance with
the nomination committee's proposal
7 Determination of remuneration to the Mgmt For For
members of the board of directors in
accordance with the nomination committee's
proposal
8 Determination of remuneration to the Mgmt For For
members of the nomination committee in
accordance with the nomination committee's
proposal
9 Approval of the auditor's fee Mgmt For For
10 The board of director's statement regarding Mgmt For For
specification of salaries and other
remuneration to the management
12.A Power of attorney for the board of Mgmt For For
directors to increase the share capital:
cash
12.B Power of attorney for the board of Mgmt For For
directors to increase the share capital:
settlement
13 Power of attorney for the board of Mgmt For For
directors to raise a convertible loan
14 Power of attorney for the board of Mgmt For For
directors to purchase own shares
--------------------------------------------------------------------------------------------------------------------------
SAFESTORE HOLDINGS PLC, HERTFORDSHIRE Agenda Number: 704969558
--------------------------------------------------------------------------------------------------------------------------
Security: G77733106
Meeting Type: AGM
Meeting Date: 19-Mar-2014
Ticker:
ISIN: GB00B1N7Z094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Annual Report and Mgmt For For
Accounts for the year ended 31 October 2013
2 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
auditors
3 To authorise the Directors to determine the Mgmt For For
auditors' remuneration
4 To declare a final dividend of 3.90 pence Mgmt For For
per ordinary share for the year ended 31
October 2013
5 To re-elect Alan Lewis as a Director of the Mgmt For For
Company
6 To re-elect Keith Edelman as a Director of Mgmt For For
the Company
7 To re-elect Frederic Vecchioli as a Mgmt For For
Director of the Company
8 To re-elect Adrian Martin as a Director of Mgmt For For
the Company
9 To elect Andy Jones as a Director of the Mgmt For For
Company
10 To elect Ian Krieger as a Director of the Mgmt For For
Company
11 To receive and approve the Directors' Mgmt For For
remuneration report for the year ended 31
October 2013
12 To approve the Directors' remuneration Mgmt For For
policy
13 To authorise political donations and Mgmt For For
political expenditure
14 To authorise the Directors to allot shares Mgmt For For
subject to the restrictions set out in the
resolution
15 To authorise the Directors to offer the Mgmt For For
scrip dividend scheme
16 To authorise the disapplication of Mgmt For For
pre-emption rights subject to the limits
set out in the resolution
17 To authorise market purchases of ordinary Mgmt For For
shares up to a specified amount
18 To reduce the notice period for general Mgmt For For
meetings other than an Annual General
Meeting
--------------------------------------------------------------------------------------------------------------------------
SHIMAO PROPERTY HOLDINGS LIMITED Agenda Number: 705232813
--------------------------------------------------------------------------------------------------------------------------
Security: G81043104
Meeting Type: AGM
Meeting Date: 23-Jun-2014
Ticker:
ISIN: KYG810431042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0428/LTN201404281148.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0428/LTN201404281196.pdf
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS TOGETHER
WITH THE REPORTS OF THE DIRECTORS AND THE
AUDITOR OF THE COMPANY FOR THE YEAR ENDED
31 DECEMBER 2013
2 TO DECLARE THE FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2013
3i TO RE-ELECT MR. HUI SAI TAN, JASON AS AN Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
3ii TO RE-ELECT MR. XU YOUNONG AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
3iii TO RE-ELECT MS. KAN LAI KUEN, ALICE AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3iv TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF DIRECTORS
4 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY AND TO AUTHORISE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
THEIR REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ISSUE SHARES IN THE
COMPANY
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES IN THE
COMPANY
7 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS OF THE COMPANY TO ISSUE
SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED
--------------------------------------------------------------------------------------------------------------------------
SPONDA OYJ, HELSINKI Agenda Number: 704956119
--------------------------------------------------------------------------------------------------------------------------
Security: X84465107
Meeting Type: AGM
Meeting Date: 19-Mar-2014
Ticker:
ISIN: FI0009006829
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 Opening of the meeting Non-Voting
2 Calling the meeting to order Non-Voting
3 Election of persons to scrutinize the Non-Voting
minutes and to supervise the counting of
votes
4 Recording the legality of the meeting Non-Voting
5 Recording the attendance at the meeting and Non-Voting
adoption of the list of votes
6 Presentation of the annual accounts, the Non-Voting
report of the board of directors and the
auditor's report for the year 2013
7 Adoption of the annual accounts Mgmt For For
8 Resolution on the use of the profit shown Mgmt For For
on the balance sheet and the payment of
dividend the board proposes to pay a
dividend of EUR 0,18 per share
9 Resolution on the discharge of the members Mgmt For For
of the board of directors and the CEO from
liability
10 Resolution on the remuneration of the Mgmt For For
members of the board of directors and on
the grounds for compensation for travel
expenses
11 Resolution on the number of members of the Mgmt For For
board of directors the nomination board
proposes that number of members be
confirmed as seven (7)
12 Election of members of the board of Mgmt For For
directors the nomination board proposes
that current members K-G. Bergh, C.
Elfving, J. Laaksonen, A. Talma and R. Valo
would be re-elected and P. Hartwall and L.
Laitinen would be elected as new members of
the board of directors
13 Resolution on the remuneration of the Mgmt For For
auditors
14 Election of the auditors and the deputy Mgmt For For
auditor the board proposes in accordance
with the recommendation of the board's
audit committee that E. Kailiala and KPMG
Oy Ab be appointed as auditors and L.
Holopainen as a deputy auditor
15 Proposal of the board of directors to amend Mgmt For For
the articles of association the Board of
Directors proposes that article 9 of
articles of association would be amended
16 Authorizing the board of directors to Mgmt For For
decide on the repurchase of the company's
own shares
17 Authorizing of the board of directors to Mgmt For For
decide on the issuance of shares and the
issuance of special rights entitling to
shares
18 Closing of the meeting Non-Voting
CMMT 06 FEB 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION IN TEXT OF
RESOLUTION 15. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
STOCKLAND Agenda Number: 704745821
--------------------------------------------------------------------------------------------------------------------------
Security: Q8773B105
Meeting Type: AGM
Meeting Date: 29-Oct-2013
Ticker:
ISIN: AU000000SGP0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 3 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSALS WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSALS. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (2, 3 AND 4), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSALS AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2 Approval of the Remuneration Report Mgmt For For
3 Grant of 528,000 performance rights to Mr M Mgmt For For
Steinert as part of his FY13 remuneration
4 Grant of 915,000 performance rights to Mr M Mgmt For For
Steinert as part of his FY14 remuneration
5 Re-election of Director- Carol Schwartz Mgmt For For
6 Re-election of Director- Duncan Boyle Mgmt For For
7 Re-election of Director- Barry Neil Mgmt For For
8 Re-election of Director- Graham Bradley Mgmt For For
9.1 Capital reallocation amendments to Mgmt For For
Constitution of Stockland Corporation
Limited
9.2 Capital reallocation amendments to the Mgmt For For
Constitution of Stockland Trust
10.1 Approve the distribution of capital by Mgmt For For
Stockland Trust
10.2 To apply the distribution from Stockland Mgmt For For
Trust as an additional capital payment in
respect of each share of Stockland
Corporation Limited
11 Approve amendments to the Constitution of Mgmt For For
Stockland Corporation Limited
12 Approve Amendments to the Constitution of Mgmt For For
Stockland Trust
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO REALTY & DEVELOPMENT CO.,LTD. Agenda Number: 705353592
--------------------------------------------------------------------------------------------------------------------------
Security: J77841112
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3409000001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUN HUNG KAI PROPERTIES LTD, HONG KONG Agenda Number: 704766065
--------------------------------------------------------------------------------------------------------------------------
Security: Y82594121
Meeting Type: AGM
Meeting Date: 14-Nov-2013
Ticker:
ISIN: HK0016000132
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1010/LTN20131010221.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1010/LTN20131010213.pdf
1 To receive and consider the audited Mgmt For For
financial statements and the reports of the
Directors and auditor for the year ended 30
June 2013
2 To declare the final dividend Mgmt For For
3.i.a To re-elect Mrs. Leung Ko May-yee, Margaret Mgmt For For
as independent Non-Executive Director
3.i.b To re-elect Mr. Kwok Ping-luen, Raymond as Mgmt For For
Executive Director
3.i.c To re-elect Mr. Wong Chik-wing, Mike as Mgmt For For
Executive Director
3.i.d To re-elect Dr. Li Ka-cheung, Eric as Mgmt Against Against
independent Non-Executive Director
3.i.e To re-elect Mr. Kwok Ping-sheung, Walter as Mgmt Against Against
Non-Executive Director
3.i.f To re-elect Sir Po-shing Woo as Mgmt Against Against
Non-Executive Director
3.i.g To re-elect Mr. Chan Kui-yuen, Thomas as Mgmt For For
Executive Director
3.i.h To re-elect Mr. Kwong Chun as Executive Mgmt For For
Director
3.ii To fix Directors' fees (the proposed fees Mgmt For For
to be paid to each Chairman, Vice Chairman
and other Director for the year ending 30
June 2014 be HKD 320,000, HKD 310,000 and
HKD 300,000 respectively)
4 To re-appoint Deloitte Touche Tohmatsu as Mgmt For For
auditor and to authorise the Board of
Directors to fix their remuneration
5 To grant a general mandate to the Directors Mgmt For For
to repurchase shares (Ordinary Resolution
No.5 as set out in the notice of the AGM)
6 To grant a general mandate to the Directors Mgmt Against Against
to issue new shares (Ordinary Resolution
No.6 as set out in the notice of the AGM)
7 To extend the general mandate to issue new Mgmt Against Against
shares by adding the number of shares
repurchased (Ordinary Resolution No.7 as
set out in the notice of the AGM)
--------------------------------------------------------------------------------------------------------------------------
THE LINK REAL ESTATE INVESTMENT TRUST Agenda Number: 704629495
--------------------------------------------------------------------------------------------------------------------------
Security: Y5281M111
Meeting Type: AGM
Meeting Date: 31-Jul-2013
Ticker:
ISIN: HK0823032773
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0627/LTN20130627742.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0627/LTN20130627752.pdf
3.1 To re-elect Mr Ian Keith Griffiths as a Mgmt For For
non-executive director
3.2 To re-elect Mr Nicholas Robert Mgmt For For
Sallnow-Smith as an independent
non-executive director
3.3 To re-elect Professor Richard Wong Yue Chim Mgmt For For
as an independent non-executive director
3.4 To re-elect Dr Patrick Fung Yuk Bun as an Mgmt For For
independent non-executive director
4.1 To re-elect Ms May Siew Boi Tan as an Mgmt For For
independent non-executive director
4.2 To re-elect Ms Elaine Carole Young as an Mgmt For For
independent non-executive director
5 To grant a general mandate to the Manager Mgmt For For
to repurchase units of The Link REIT
--------------------------------------------------------------------------------------------------------------------------
THE LINK REAL ESTATE INVESTMENT TRUST Agenda Number: 704920859
--------------------------------------------------------------------------------------------------------------------------
Security: Y5281M111
Meeting Type: EGM
Meeting Date: 18-Feb-2014
Ticker:
ISIN: HK0823032773
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL
LINK:http://www.hkexnews.hk/listedco/listco
news/SEHK/2014/0110/LTN20140110023.PDF
1 That: (A) pursuant to Clause 20.2.7 of the Mgmt For For
trust deed constituting The Link REIT (the
"Trust Deed") and subject to the passing of
Special Resolution no. 2 as set out in this
notice, approval be and is hereby given for
the Expanded Geographical Investment Scope
as set out in the Circular, a copy of which
marked A and signed by the chairman of
meeting for identification purposes is
presented to the meeting; and (B) The Link
Management Limited (as manager of The Link
REIT) (the "Manager"), any director of the
Manager and the Trustee each be and is
hereby severally authorised to complete and
do or cause to be done all such acts and
things (including without limitation
executing such supplemental deed to the
Trust Deed and all other documents as may
be required) as the Manager, such director
of the Manager or the Trustee, as CONTD
CONT CONTD the case may be, may consider Non-Voting
expedient or necessary or in the interests
of The Link REIT to give effect to the
matters resolved upon in sub-paragraph (A)
of this resolution no. 1
2 That: (A) subject to the passing of Special Mgmt For For
Resolution no. 1 as set out in this notice
and pursuant to Clause 25.1 of the Trust
Deed, approval be and is hereby given for
the Investment Scope Trust Deed Amendments,
as specifically set out in Part A of
Appendix I to the Circular; and (B) the
Manager, any director of the Manager and
the Trustee each be and is hereby severally
authorised to complete and do or cause to
be done all such acts and things (including
without limitation executing such
supplemental deed to the Trust Deed and all
other documents as may be required) as the
Manager, such director of the Manager or
the Trustee, as the case may be, may
consider expedient or necessary or in the
interests of The Link REIT to give effect
to the matters resolved upon in
sub-paragraph (A) of this resolution no. 2
3 That: (A) pursuant to Clause 25.1 of the Mgmt For For
Trust Deed, approval be and is hereby given
for the Trust Deed amendments relating to
The Link REIT's authorised investments and
related activities, as specifically set out
in Part B of Appendix I to the Circular;
and (B) the Manager, any director of the
Manager and the Trustee each be and is
hereby severally authorised to complete and
do or cause to be done all such acts and
things (including with limitation executing
such supplemental deed to the Trust Deed
and all other documents as may be required)
as the Manager, such director of the
Manager or the Trustee, as the case may be,
may consider expedient or necessary or in
the interests of The Link REIT to give
effect to the matters resolved upon in
sub-paragraph (A) of this resolution no. 3
4 That: (A) pursuant to Clause 25.1 of the Mgmt For For
Trust Deed, approval be and is hereby given
for the Trust Deed amendments relating to
The Link REIT's issuance of units and/or
convertible instruments to a connected
person (as defined in the REIT Code), and
other matters relating to issue of Units as
specifically set out in Part C of Appendix
I to the Circular; and (B) the Manager, any
director of the Manager and the Trustee
each be and is hereby severally authorised
to complete and do or cause to be done all
such acts and things (including with
limitation executing such supplemental deed
to the Trust Deed and all other documents
as may be required) as the Manager, such
director of the Manager or the Trustee, as
the case may be, may consider expedient or
necessary or in the interests of The Link
REIT to give effect to the CONTD
CONT CONTD matters resolved upon in Non-Voting
sub-paragraph (A) of this resolution no. 4
5 That: (A) pursuant to Clause 25.1 of the Mgmt For For
Trust Deed, approval be and is hereby given
for the Trust Deed amendments relating to
the Manager's and the Trustee's ability to
borrow or raise money for The Link REIT, as
specifically set out in Part D of Appendix
I to the Circular; and (B) the Manager, any
director of the Manager and the Trustee
each be and is hereby severally authorised
to complete and do or cause to be done all
such acts and things (including with
limitation executing such supplemental deed
to the Trust Deed and all other documents
as may be required) as the Manager, such
director of the Manager or the Trustee, as
the case may be, may consider expedient or
necessary or in the interests of The Link
REIT to give effect to the matters resolved
upon in sub-paragraph (A) of this
resolution no. 5
6 That: (A) pursuant to Clause 25.1 of the Mgmt For For
Trust Deed, approval be and is hereby given
for the Trust Deed amendments relating to
voting by a show of hands, as specifically
set out in Part E of Appendix I to the
Circular; and (B) the Manager, any director
of the Manager and the Trustee each be and
is hereby severally authorised to complete
and do or cause to be done all such acts
and things (including with limitation
executing such supplemental deed to the
Trust Deed and all other documents as may
be required) as the Manager, such director
of the Manager or the Trustee, as the case
may be, may consider expedient or necessary
or in the interests of The Link REIT to
give effect to the matters resolved upon in
sub-paragraph (A) of this resolution no. 6
7 That: (A) pursuant to Clause 25.1 of the Mgmt For For
Trust Deed, approval be and is hereby given
for the Trust Deed amendments relating to
other miscellaneous amendments, as
specifically set out in Part F of Appendix
I to the Circular; and (B) the Manager, any
director of the Manager and the Trustee
each be and is hereby severally authorised
to complete and do or cause to be done all
such acts and things (including with
limitation executing such supplemental deed
to the Trust Deed and all other documents
as may be required) as the Manager, such
director of the Manager or the Trustee, as
the case may be, may consider expedient or
necessary or in the interests of The Link
REIT to give effect to the matters resolved
upon in sub-paragraph (A) of this
resolution no. 7
--------------------------------------------------------------------------------------------------------------------------
THE WHARF (HOLDINGS) LTD Agenda Number: 705226860
--------------------------------------------------------------------------------------------------------------------------
Security: Y8800U127
Meeting Type: AGM
Meeting Date: 09-Jun-2014
Ticker:
ISIN: HK0004000045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0428/LTN20140428626.pdf ,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0428/LTN20140428669.pdf
1 TO ADOPT THE FINANCIAL STATEMENTS AND THE Mgmt For For
REPORTS OF THE DIRECTORS AND AUDITORS FOR
THE FINANCIAL YEAR ENDED 31 DECEMBER 2013
2.a TO RE-ELECT HON. VINCENT K. FANG, A Mgmt For For
RETIRING DIRECTOR, AS A DIRECTOR
2.b TO RE-ELECT MR. HANS MICHAEL JEBSEN, A Mgmt For For
RETIRING DIRECTOR, AS A DIRECTOR
2.c TO RE-ELECT MR. WYMAN LI, A RETIRING Mgmt For For
DIRECTOR, AS A DIRECTOR
2.d TO RE-ELECT MR. DAVID M. TURNBULL, A Mgmt For For
RETIRING DIRECTOR, AS A DIRECTOR
3 TO RE-APPOINT KPMG AS AUDITORS OF THE Mgmt For For
COMPANY AND TO AUTHORISE THE DIRECTORS TO
FIX THEIR REMUNERATION
4 TO APPROVE THE ADOPTION OF OFFICIAL CHINESE Mgmt For For
COMPANY NAME: THE WHARF (HOLDINGS) LIMITED
5 TO APPROVE THE ADOPTION OF THE NEW ARTICLES Mgmt For For
OF ASSOCIATION IN SUBSTITUTION FOR AND TO
THE EXCLUSION OF THE EXISTING ARTICLES OF
ASSOCIATION
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
FOR SHARE REPURCHASES BY THE COMPANY
7 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
FOR ISSUE OF SHARES
8 TO APPROVE THE ADDITION OF REPURCHASED Mgmt Against Against
SECURITIES TO THE SHARE ISSUE GENERAL
MANDATE STATED UNDER RESOLUTION NO. 7
--------------------------------------------------------------------------------------------------------------------------
TOKYO TATEMONO CO.,LTD. Agenda Number: 704996137
--------------------------------------------------------------------------------------------------------------------------
Security: J88333117
Meeting Type: AGM
Meeting Date: 28-Mar-2014
Ticker:
ISIN: JP3582600007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Corporate Auditor Mgmt For For
2.2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TRITAX BIG BOX REIT PLC, WEST SUSSEX Agenda Number: 705341775
--------------------------------------------------------------------------------------------------------------------------
Security: G9101W101
Meeting Type: AGM
Meeting Date: 24-Jun-2014
Ticker:
ISIN: GB00BG49KP99
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RE-ELECT MARK SHAW AS A DIRECTOR Mgmt For For
2 AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
(SECTION 551 COMPANIES ACT 2006)
3 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
(SECTION 570 COMPANIES ACT 2006)
4 AUTHORISE THE COMPANY TO PURCHASE SHARES IN Mgmt For For
THE COMPANY
5 REDUCE NOTICE PERIODS FOR GENERAL MEETINGS Mgmt For For
OTHER THAN AGMS
--------------------------------------------------------------------------------------------------------------------------
UNIBAIL-RODAMCO SE, PARIS Agenda Number: 705046010
--------------------------------------------------------------------------------------------------------------------------
Security: F95094110
Meeting Type: MIX
Meeting Date: 23-Apr-2014
Ticker:
ISIN: FR0000124711
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 07 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0319/201403191400627.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0407/201404071400777.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
O.1 Reports of the Executive Board, Supervisory Mgmt For For
Board and Statutory Auditors on the
transactions that took place during the
2013 financial year; approval of the annual
corporate financial statements for the
financial year ended on December 31, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended on
December 31, 2013
O.3 Allocation of income and dividend Mgmt For For
distribution
O.4 Special report of the Statutory Auditors; Mgmt For For
approval of the regulated agreements and
commitments
O.5 Review of the compensation owed or paid to Mgmt For For
Mr. Christophe Cuvillier, Chairman of the
Executive Board for the financial year
ended on December 31, 2013
O.6 Review of the compensation owed or paid to Mgmt For For
Mr. Olivier Bossard, Mrs. Armelle
Carminati-Rabasse, Mr. Fabrice Mouchel,
Mrs. Jaap Tonckens and Mr. Jean-Marie
Tritant, Executive Board members for the
financial year ended on December 31, 2013
O.7 Review of the compensation owed or paid to Mgmt For For
Mr. Guillaume Poitrinal, who served as
Chairman of the Executive Board from
January 1st to April 25th, 2013, for the
financial year ended on December 31, 2013
O.8 Review of the compensation owed or paid to Mgmt For For
Mrs. Catherine Pourre, who served as
Executive Board member from January 1st to
September 1st, 2013, for the financial year
ended on December 31, 2013
O.9 Renewal of term of Mr. Rob Ter Haar as Mgmt For For
Supervisory Board member
O.10 Renewal of term of Mr. Jose Luis Duran as Mgmt For For
Supervisory Board member
O.11 Renewal of term of Mr. Yves Lyon-Caen as Mgmt For For
Supervisory Board member
O.12 Appointment of Mrs. Dagmar Kollmann as Mgmt For For
Supervisory Board member
O.13 Authorization to be granted to the Mgmt For For
Executive Board to allow the Company to
repurchase its own shares pursuant to the
plan referred to in Article L.225-209 of
the Commercial Code
E.14 Authorization to be granted to the Mgmt For For
Executive Board to cancel shares
repurchased by the Company pursuant to the
plan referred to in Article L.225-209 of
the Commercial Code
E.15 Delegation of authority to be granted to Mgmt For For
the Executive Board to decide, while
maintaining preferential subscription
rights (i) to increase share capital by
issuing shares and/or securities giving
access to capital or (ii) to issue
securities entitling to the allotment of
debt securities
E.16 Delegation of authority to be granted to Mgmt For For
the Executive Board to decide, with
cancellation of preferential subscription
rights via public offering (i) to increase
share capital by issuing shares and/or
securities giving access to capital or (ii)
to issue securities entitling to the
allotment of debt securities
E.17 Delegation of authority to be granted to Mgmt For For
the Executive Board to increase the number
of shares and/or securities to be issued in
case of capital increase carried out with
or without preferential subscription rights
pursuant to the 15th and 16th resolutions
E.18 Delegation of powers to be granted to the Mgmt For For
Executive Board to carry out a share
capital increase by issuing shares and/or
securities giving access to capital with
cancellation of preferential subscription
rights, in consideration for in-kind
contributions granted to the Company
E.19 Delegation of authority to be granted to Mgmt For For
the Executive Board to grant Company's
share subscription and/or purchase options
with cancellation of preferential
subscription rights to employees and
corporate officers of the Company and its
subsidiaries
E.20 Delegation of authority to the Executive Mgmt For For
Board to carry out a share capital increase
by issuing shares and/or securities giving
access to capital of the Company reserved
for members of company savings plans, with
cancellation of preferential subscription
rights in their favor pursuant to Articles
L.3332-18 et seq. of the Code of Labor
O.21 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
UNITE GROUP PLC, BRISTOL Agenda Number: 705155629
--------------------------------------------------------------------------------------------------------------------------
Security: G9283N101
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: GB0006928617
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
FOR THE YEAR ENDED 31 DECEMBER 2013
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY SET OUT ON PAGES 68 TO 75
(INCLUSIVE) IN THE ANNUAL REPORT AND
ACCOUNTS
3 TO APPROVE THE ANNUAL STATEMENT AND THE Mgmt For For
ANNUAL REPORT ON REMUNERATION FOR THE YEAR
ENDED 31 DECEMBER 2013 SET OUT ON PAGE 67
AND PAGES 76 TO 87 (INCLUSIVE) RESPECTIVELY
IN THE ANNUAL REPORT AND ACCOUNTS
4 TO DECLARE A FINAL DIVIDEND OF 3.2P PER Mgmt For For
ORDINARY SHARE
5 TO RE-ELECT MR P M WHITE AS A DIRECTOR OF Mgmt For For
THE COMPANY
6 TO RE-ELECT MR M C ALLAN AS A DIRECTOR OF Mgmt For For
THE COMPANY
7 TO RE-ELECT MR J J LISTER AS A DIRECTOR OF Mgmt For For
THE COMPANY
8 TO RE-ELECT MR R C SIMPSON AS A DIRECTOR OF Mgmt For For
THE COMPANY
9 TO RE-ELECT MR R S SMITH AS A DIRECTOR OF Mgmt For For
THE COMPANY
10 TO RE-ELECT MRS M K WOLSTENHOLME AS A Mgmt For For
DIRECTOR OF THE COMPANY
11 TO RE-ELECT SIR TIM WILSON AS A DIRECTOR OF Mgmt For For
THE COMPANY
12 TO RE-ELECT MR A JONES AS A DIRECTOR OF THE Mgmt For For
COMPANY
13 TO ELECT MS ELIZABETH MCMEIKAN AS A Mgmt For For
DIRECTOR OF THE COMPANY
14 TO APPOINT KPMG LLP AS AUDITORS OF THE Mgmt For For
COMPANY
15 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
REMUNERATION OF THE AUDITORS
16 TO GRANT THE DIRECTORS AUTHORITY TO ALLOT Mgmt For For
SHARES IN THE COMPANY
17 TO DIS-APPLY STATUTORY PRE-EMPTION RIGHTS Mgmt For For
18 TO ALLOW GENERAL MEETINGS, OTHER THAN Mgmt For For
ANNUAL GENERAL MEETINGS, TO BE CALLED ON
NOT LESS THAN 14 DAYS' CLEAR NOTICE
--------------------------------------------------------------------------------------------------------------------------
WESTFIELD GROUP, SYDNEY NSW Agenda Number: 705161420
--------------------------------------------------------------------------------------------------------------------------
Security: Q97062105
Meeting Type: AGM
Meeting Date: 29-May-2014
Ticker:
ISIN: AU000000WDC7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (as referred in the company
announcement) YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
2 THAT THE COMPANY'S REMUNERATION REPORT FOR Mgmt For For
THE YEAR ENDED 31 DECEMBER 2013 BE APPROVED
3 THAT MR FRANK P. LOWY AC IS RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
4 THAT MR BRIAN M. SCHWARTZ AM IS RE-ELECTED Mgmt For For
AS A DIRECTOR OF THE COMPANY
5 THAT MR STEVEN M. LOWY AM IS RE-ELECTED AS Mgmt For For
A DIRECTOR OF THE COMPANY
6 THAT MS ILANA R. ATLAS IS RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
WESTFIELD GROUP, SYDNEY NSW Agenda Number: 705173336
--------------------------------------------------------------------------------------------------------------------------
Security: Q97062105
Meeting Type: SGM
Meeting Date: 29-May-2014
Ticker:
ISIN: AU000000WDC7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE THE CAPITAL REDUCTION Mgmt For For
2 APPROVE THE CAPITAL CONVERSION RESOLUTION Mgmt For For
3 APPROVE THE WESTFIELD TRUST CONSTITUTION Mgmt For For
AMENDMENTS
4 APPROVE THE WESTFIELD AMERICA TRUST Mgmt For For
CONSTITUTION AMENDMENTS
5 AUTHORIZE THE BOARD TO RATIFY AND EXECUTE Mgmt For For
APPROVED RESOLUTIONS
6 APPROVE THE WESTFIELD HOLDINGS CONSTITUTION Mgmt For For
AMENDMENTS
7 APPROVE THE STAPLING DEED RESOLUTION Mgmt For For
8 APPROVE THE CHANGE OF COMPANY NAME TO Mgmt For For
SCENTRE GROUP LIMITED
CMMT 18 APR 2014: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE WAS CHANGED FROM EGM TO SGM. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
WESTFIELD GROUP, SYDNEY NSW Agenda Number: 705230148
--------------------------------------------------------------------------------------------------------------------------
Security: Q97062105
Meeting Type: SCH
Meeting Date: 29-May-2014
Ticker:
ISIN: AU000000WDC7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT, PURSUANT TO, AND IN ACCORDANCE WITH Mgmt For For
SECTION 411 OF THE CORPORATIONS ACT 2001
(CTH), THE SCHEME OF ARRANGEMENT PROPOSED
BETWEEN WESTFIELD HOLDINGS AND THE HOLDERS
OF ITS ORDINARY SHARES AS CONTAINED IN AND
MORE PRECISELY DESCRIBED IN THE
SECURITYHOLDER BOOKLET OF WHICH THE NOTICE
CONVENING THIS MEETING FORMS PART IS
APPROVED (WITH OR WITHOUT MODIFICATION AS
APPROVED BY THE SUPREME COURT OF NEW SOUTH
WALES)
--------------------------------------------------------------------------------------------------------------------------
WESTFIELD RETAIL TRUST, SYDNEY NSW Agenda Number: 705161773
--------------------------------------------------------------------------------------------------------------------------
Security: Q97145108
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: AU000000WRT1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RATIFICATION OF CONTINUING APPOINTMENT OF A Mgmt Abstain Against
DIRECTOR - MR ANDREW HARMOS
2 APPROVAL OF THE PROPOSAL FOR ALL PURPOSES Mgmt Against Against
3 AMENDMENTS TO THE CONSTITUTION OF WESTFIELD Mgmt Against Against
RETAIL TRUST 1
4 AMENDMENTS TO THE CONSTITUTION OF WESTFIELD Mgmt Against Against
RETAIL TRUST 2
5 TERMINATION OF THE CORPORATE GOVERNANCE Mgmt Against Against
DEEDS
CMMT 14 MAY 2014: PLEASE NOTE THAT RESOLUTIONS Non-Voting
2, 3, 4 AND 5 ARE INTER-CONDITIONAL.
RESOLUTIONS 2, 3, 4 AND 5 ARE ALSO
CONDITIONAL ON THE WESTFIELD HOLDINGS
SCHEME BECOMING EFFECTIVE. THANK YOU
CMMT 06 JUN 2014: PLEASE NOTE THAT PROPOSAL 1 Non-Voting
WILL NOT BE CONSIDERED AT THE ADJOURNMENT.
PLEASE REFER TO THE WRT SECOND
SUPPLEMENTARY SECURITY HOLDER BOOKLET
http://www.asx.com.au/asxpdf/20140603/pdf/4
2q0hf7yztskj5.pdf FOR FURTHER DETAILS
CMMT 09 JUN 2014: IF YOU HAVE PROVIDED YOUR TAX Non-Voting
FILE NUMBER (TFN) TO WESTFIELD RETAIL TRUST
1 AND WESTFIELD RETAIL TRUST 2 (TOGETHER
WRT) THEN, IF THE PROPOSAL IS APPROVED, NO
ACTION IS REQUIRED BY YOU FOR WRT TO
PROVIDE YOUR TFN TO WESTFIELD HOLDINGS
LIMITED AND WESTFIELD TRUST. HOWEVER, IF
YOU DO NOT WISH FOR YOUR TFN TO BE PROVIDED
BY WRT PLEASE CONTACT US ON 1800 674 015
(WITHIN AUSTRALIA) OR +61 3 9415 4121
(OUTSIDE AUSTRALIA) TO ARRANGE TO PROVIDE
WRITTEN CONFIRMATION OF THAT DIRECTION.
PLEASE NOTE THAT IF YOU PROVIDE THIS
DIRECTION, YOUR TFN WILL NOT BE PROVIDED TO
WESTFIELD HOLDINGS LIMITED AND WESTFIELD
TRUST AND YOU MAY BE SUBJECT TO WITHHOLDING
TAX BEING DEDUCTED FROM FUTURE
DISTRIBUTIONS AT THE HIGHEST MARGINAL RATE.
SEE SECTIONS 2 AND 8 IN THE SECURITYHOLDER
BOOKLET DATED 14 APRIL 2014.
CMMT 09 JUN 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN MEETING DATE FROM
29 MAY 2014 TO 20 JUN 2014 AND MEETING TIME
FROM 14:00 TO 10:00 AND ADDITION OF
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
WIHLBORGS FASTIGHETER AB, MALMO Agenda Number: 705070299
--------------------------------------------------------------------------------------------------------------------------
Security: W9899S108
Meeting Type: AGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: SE0001413600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
1 Opening of the meeting Non-Voting
2 Election of Chairman of the Meeting: Erik Non-Voting
Paulsson
3 Preparation and approval of voting list Non-Voting
4 Election of one or two persons to verify Non-Voting
the minutes
5 Approval of the agenda Non-Voting
6 Determination of whether the Meeting has Non-Voting
been duly convened
7 Presentation by the CEO Non-Voting
8 Presentation of the annual report and the Non-Voting
audit report and consolidated financial
statements and the consolidated audit
report
9.a Resolution on: Adoption of the income Mgmt For For
statement and the balance sheet and
consolidated income statement and
consolidated balance sheet
9.b Approve allocation of income and dividends Mgmt For For
of SEK 4.25 per share
9.c Resolution on: Discharge of liability of Mgmt For For
the Board and the CEO
9.d Resolution on: The record date, in the Mgmt For For
event that the AGM resolves on a dividend
10 Decisions on the number of Directors Mgmt For For
11 Determination of Directors and auditors Mgmt For For
remuneration
12 Re-elect Anders Jarl, Sara Karlsson, Helen Mgmt For For
Olausson, Per-Ingemar Persson, Erik
Paulsson (Chairman), and Johan Qviberg as
directors elect Tina Andersson as new
director
13 Ratify Deloitte as auditors Mgmt For For
14 Resolution on principles for how members of Mgmt For For
the Election Committee shall be appointed
15 Resolution on principles for remuneration Mgmt For For
and employment conditions the for Group
Management
16 Resolution on authorizing the Board to Mgmt For For
acquire and transfer own shares
17 Resolution on authorizing the Board to Mgmt For For
decide on Rights Issue equivalent a maximum
of 10 percent of the registered share
capital
18 Other issues to be considered at the Non-Voting
Meeting under the Companies Act or Articles
of Association
19 Closing of the meeting Non-Voting
CMMT 08 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN TEXT OF
RESOLUTIONS 9.B, 12 AND 13 AND RECEIPT OF
NAME FOR RESOLUTION NO. 2. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
Curian/DFA U.S. Micro Cap Fund
--------------------------------------------------------------------------------------------------------------------------
1-800-FLOWERS.COM, INC. Agenda Number: 933890724
--------------------------------------------------------------------------------------------------------------------------
Security: 68243Q106
Meeting Type: Annual
Meeting Date: 13-Dec-2013
Ticker: FLWS
ISIN: US68243Q1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EUGENE DEMARK Mgmt For For
LEONARD ELMORE Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
1ST SOURCE CORPORATION Agenda Number: 933939677
--------------------------------------------------------------------------------------------------------------------------
Security: 336901103
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: SRCE
ISIN: US3369011032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VINOD M. KHILNANI Mgmt For For
REX MARTIN Mgmt For For
C.J. MURPHY III Mgmt For For
TIMOTHY K. OZARK Mgmt For For
2. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
1ST UNITED BANCORP INC. Agenda Number: 933993708
--------------------------------------------------------------------------------------------------------------------------
Security: 33740N105
Meeting Type: Annual
Meeting Date: 27-May-2014
Ticker: FUBC
ISIN: US33740N1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAULA BERLINER Mgmt For For
DEREK C. BURKE Mgmt For For
JEFFERY L. CARRIER Mgmt For For
RONALD A. DAVID Mgmt For For
JAMES EVANS Mgmt For For
ARTHUR S. LORING Mgmt For For
THOMAS E. LYNCH Mgmt For For
JOHN MARINO Mgmt For For
CARLOS MORRISON Mgmt For For
WARREN S. ORLANDO Mgmt For For
RUDY E. SCHUPP Mgmt For For
JOSEPH W. VECCIA, JR. Mgmt For For
2. NONBINDING ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF CROWE HORWATH Mgmt For For
LLP AS THE COMPANY'S PRINCIPAL INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
8X8, INC. Agenda Number: 933855819
--------------------------------------------------------------------------------------------------------------------------
Security: 282914100
Meeting Type: Annual
Meeting Date: 25-Jul-2013
Ticker: EGHT
ISIN: US2829141009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GUY L. HECKER, JR. Mgmt For For
BRYAN R. MARTIN Mgmt For For
MANSOUR SALAME Mgmt Withheld Against
ERIC SALZMAN Mgmt For For
VIKRAM VERMA Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF MOSS Mgmt For For
ADAMS LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING MARCH 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
A. H. BELO CORPORATION Agenda Number: 933960468
--------------------------------------------------------------------------------------------------------------------------
Security: 001282102
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: AHC
ISIN: US0012821023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN A. BECKERT Mgmt For For
ROBERT W. DECHERD Mgmt For For
TYREE B. MILLER Mgmt For For
JAMES M. MORONEY III Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. APPROVAL OF THE MATERIAL TERMS FOR Mgmt For For
PERFORMANCE - BASED AWARDS UNDER THE A. H.
BELO 2008 INCENTIVE COMPENSATION PLAN.
4. APPROVAL OF AN ADVISORY RESOLUTION ON Mgmt Against Against
EXECUTIVE COMPENSATION (SAY-ON-PAY).
--------------------------------------------------------------------------------------------------------------------------
A. SCHULMAN, INC. Agenda Number: 933891233
--------------------------------------------------------------------------------------------------------------------------
Security: 808194104
Meeting Type: Annual
Meeting Date: 12-Dec-2013
Ticker: SHLM
ISIN: US8081941044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: EUGENE R. ALLSPACH Mgmt For For
1B. ELECTION OF DIRECTOR: GREGORY T. BARMORE Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID G. BIRNEY Mgmt For For
1D. ELECTION OF DIRECTOR: HOWARD R. CURD Mgmt For For
1E. ELECTION OF DIRECTOR: JOSEPH M. GINGO Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL A. MCMANUS, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: LEE D. MEYER Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES A. MITAROTONDA Mgmt For For
1I. ELECTION OF DIRECTOR: ERNEST J. NOVAK, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: DR. IRVIN D. REID Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN B. YASINSKY Mgmt For For
2. THE RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS A. SCHULMAN'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING AUGUST 31,
2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
PROPOSAL REGARDING A. SCHULMAN'S EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AAON, INC. Agenda Number: 933966155
--------------------------------------------------------------------------------------------------------------------------
Security: 000360206
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: AAON
ISIN: US0003602069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JACK E. SHORT Mgmt For For
1.2 ELECTION OF DIRECTOR: JERRY R. LEVINE Mgmt Against Against
2. PROPOSAL TO AMEND THE COMPANY'S ARTICLES OF Mgmt For For
INCORPORATION TO INCREASE ITS TOTAL
AUTHORIZED COMMON SHARES FROM 50,000,000 TO
250,000,000.
3. PROPOSAL TO AMEND THE COMPANY'S LONG-TERM Mgmt For For
INCENTIVE PLAN TO AUTHORIZE AN ADDITIONAL
500,000 SHARES FOR ISSUANCE THEREUNDER.
4. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
A RESOLUTION ON THE COMPENSATION OF AAON'S
NAMED EXECUTIVE OFFICERS AS SET FORTH IN
THE PROXY STATEMENT.
5. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt 1 Year Against
THE FREQUENCY AT WHICH AAON SHOULD SEEK AN
ADVISORY VOTE REGARDING THE COMPENSATION OF
AAON'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
AAR CORP. Agenda Number: 933870897
--------------------------------------------------------------------------------------------------------------------------
Security: 000361105
Meeting Type: Annual
Meeting Date: 09-Oct-2013
Ticker: AIR
ISIN: US0003611052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NORMAN R. BOBINS Mgmt For For
RONALD R. FOGLEMAN Mgmt For For
JAMES E. GOODWIN Mgmt For For
MARC J. WALFISH Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. APPROVAL OF THE AAR CORP. 2013 STOCK PLAN. Mgmt For For
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MAY 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
ABM INDUSTRIES INCORPORATED Agenda Number: 933921048
--------------------------------------------------------------------------------------------------------------------------
Security: 000957100
Meeting Type: Annual
Meeting Date: 05-Mar-2014
Ticker: ABM
ISIN: US0009571003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANTHONY G. FERNANDES Mgmt For For
MARYELLEN C. HERRINGER Mgmt For For
STEPHEN M. KADENACY Mgmt For For
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS ABM INDUSTRIES INCORPORATED'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2014.
3. PROPOSAL TO APPROVE, BY ADVISORY VOTE, Mgmt For For
EXECUTIVE COMPENSATION.
4. PROPOSAL TO AMEND THE ABM EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
ACACIA RESEARCH CORPORATION Agenda Number: 933985408
--------------------------------------------------------------------------------------------------------------------------
Security: 003881307
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: ACTG
ISIN: US0038813079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD W. FRYKMAN Mgmt For For
WILLIAM S. ANDERSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. TO APPROVE, BY NON-BINDING, ADVISORY VOTE, Mgmt Against Against
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ACCESS NATIONAL CORPORATION Agenda Number: 933990031
--------------------------------------------------------------------------------------------------------------------------
Security: 004337101
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: ANCX
ISIN: US0043371014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN W. EDGEMOND Mgmt For For
MARTIN S. FRIEDMAN Mgmt For For
MICHAEL G. ANZILOTTI Mgmt For For
2. TO APPROVE IN AN ADVISORY VOTE THE Mgmt Against Against
COMPENSATION OF THE CORPORATION'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
3. TO RATIFY THE SELECTION OF BDO USA, LLP TO Mgmt For For
SERVE AS INDEPENDENT PUBLIC ACCOUNTANTS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
ACCO BRANDS CORPORATION Agenda Number: 933951596
--------------------------------------------------------------------------------------------------------------------------
Security: 00081T108
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: ACCO
ISIN: US00081T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE V. BAYLY Mgmt For For
JAMES A. BUZZARD Mgmt For For
KATHLEEN S. DVORAK Mgmt For For
BORIS ELISMAN Mgmt For For
ROBERT H. JENKINS Mgmt For For
PRADEEP JOTWANI Mgmt For For
ROBERT J. KELLER Mgmt For For
THOMAS KROEGER Mgmt For For
MICHAEL NORKUS Mgmt For For
E. MARK RAJKOWSKI Mgmt For For
SHEILA G. TALTON Mgmt For For
2 THE RATIFICATION OF THE SELECTION OF KPMG Mgmt For For
LLP AS OUR REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3 THE APPROVAL, BY NON-BINDING ADVISORY VOTE, Mgmt For For
OF THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ACCURIDE CORPORATION Agenda Number: 933950013
--------------------------------------------------------------------------------------------------------------------------
Security: 00439T206
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: ACW
ISIN: US00439T2069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBIN J. ADAMS Mgmt For For
KEITH E. BUSSE Mgmt For For
RICHARD F. DAUCH Mgmt For For
ROBERT E. DAVIS Mgmt For For
LEWIS M. KLING Mgmt For For
JOHN W. RISNER Mgmt For For
JAMES R. RULSEH Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE 2014 FISCAL YEAR.
3. PROPOSAL TO APPROVE THE AMENDED AND Mgmt For For
RESTATED INCENTIVE COMPENSATION PLAN.
4. PROPOSAL TO APPROVE THE SECOND AMENDED AND Mgmt For For
RESTATED 2010 INCENTIVE AWARD PLAN.
5. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
ACETO CORPORATION Agenda Number: 933887171
--------------------------------------------------------------------------------------------------------------------------
Security: 004446100
Meeting Type: Annual
Meeting Date: 05-Dec-2013
Ticker: ACET
ISIN: US0044461004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALBERT L. EILENDER Mgmt For For
SALVATORE GUCCIONE Mgmt For For
HANS C. NOETZLI Mgmt For For
WILLIAM N. BRITTON Mgmt For For
RICHARD P. RANDALL Mgmt For For
NATASHA GIORDANO Mgmt For For
ALAN G. LEVIN Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. APPROVAL OF THE RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION OF ACETO CORPORATION.
4. RATIFICATION OF THE APPOINTMENT OF BDO USA, Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
ACHILLION PHARMACEUTICALS INC Agenda Number: 933997681
--------------------------------------------------------------------------------------------------------------------------
Security: 00448Q201
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: ACHN
ISIN: US00448Q2012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MICHAEL KISHBAUCH Mgmt For For
1.2 ELECTION OF DIRECTOR: ROBERT VAN NOSTRAND Mgmt For For
1.3 ELECTION OF DIRECTOR: NICOLE VITULLO Mgmt For For
2. TO APPROVE AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
3. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
ACORDA THERAPEUTICS, INC. Agenda Number: 933993417
--------------------------------------------------------------------------------------------------------------------------
Security: 00484M106
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: ACOR
ISIN: US00484M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RON COHEN, M.D. Mgmt For For
LORIN J. RANDALL Mgmt For For
STEVEN M. RAUSCHER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2014.
3. AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ACTUATE CORPORATION Agenda Number: 933965595
--------------------------------------------------------------------------------------------------------------------------
Security: 00508B102
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: BIRT
ISIN: US00508B1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
PETER I. CITTADINI Mgmt For For
KENNETH E. MARSHALL Mgmt For For
NICOLAS C. NIERENBERG Mgmt For For
ARTHUR C. PATTERSON Mgmt For For
STEVEN D. WHITEMAN Mgmt For For
RAYMOND L. OCAMPO JR. Mgmt For For
TIMOTHY B. YEATON Mgmt For For
2 TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3 SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ADAMS RESOURCES & ENERGY, INC. Agenda Number: 933988567
--------------------------------------------------------------------------------------------------------------------------
Security: 006351308
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: AE
ISIN: US0063513081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
T.S. SMITH Mgmt For For
F.T. WEBSTER Mgmt For For
E.C. REINAUER, JR. Mgmt For For
T.G. PRESSLER Mgmt For For
L.E. BELL Mgmt For For
2. PROPOSAL FOR AN ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ADDUS HOMECARE CORPORATION Agenda Number: 934018296
--------------------------------------------------------------------------------------------------------------------------
Security: 006739106
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: ADUS
ISIN: US0067391062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN I. GERINGER Mgmt For For
MICHAEL EARLEY Mgmt For For
2. TO RATIFY THE SELECTION OF BDO USA, LLP AS Mgmt For For
INDEPENDENT AUDITOR OF THE COMPANY FOR ITS
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 2009 STOCK INCENTIVE PLAN,
WHICH REVISES (I) THE PERFORMANCE GOALS TO
BE USED IN CONNECTION WITH
PERFORMANCE-BASED AWARDS BY INCLUDING
ECONOMIC VALUE ADDED TOTAL SHAREHOLDER
RETURN AND OBJECTIVE MEASURES OF QUALITY AS
POTENTIAL GOALS AND (II) CERTAIN OF THE
2009 STOCK INCENTIVE PLAN'S AWARD
LIMITATIONS.
--------------------------------------------------------------------------------------------------------------------------
ADTRAN INC Agenda Number: 933965418
--------------------------------------------------------------------------------------------------------------------------
Security: 00738A106
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: ADTN
ISIN: US00738A1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS R. STANTON Mgmt For For
H. FENWICK HUSS Mgmt For For
WILLIAM L. MARKS Mgmt For For
JAMES E. MATTHEWS Mgmt For For
BALAN NAIR Mgmt For For
ROY J. NICHOLS Mgmt For For
2. SAY-ON-PAY RESOLUTIONS, NON-BINDING Mgmt For For
APPROVAL OF THE EXECUTIVE COMPENSATION
POLICIES AND PROCEDURES OF ADTRAN AS WELL
AS THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF ADTRAN FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED ENERGY INDUSTRIES, INC. Agenda Number: 933951611
--------------------------------------------------------------------------------------------------------------------------
Security: 007973100
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: AEIS
ISIN: US0079731008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FREDERICK A. BALL Mgmt For For
RICHARD P. BECK Mgmt For For
GARRY ROGERSON Mgmt For For
EDWARD C. GRADY Mgmt For For
TERRY HUDGENS Mgmt For For
THOMAS M. ROHRS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS ADVANCED ENERGY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY APPROVAL ON THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF THE COMPANY'S SHORT TERM Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
AEGION CORPORATION Agenda Number: 933933675
--------------------------------------------------------------------------------------------------------------------------
Security: 00770F104
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: AEGN
ISIN: US00770F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. JOSEPH BURGESS Mgmt For For
STEPHEN P. CORTINOVIS Mgmt For For
STEPHANIE A. CUSKLEY Mgmt For For
CHARLES R. GORDON Mgmt For For
JUANITA H. HINSHAW Mgmt For For
M. RICHARD SMITH Mgmt For For
ALFRED L. WOODS Mgmt For For
PHILLIP D. WRIGHT Mgmt For For
2 TO APPROVE AN ADVISORY RESOLUTION RELATING Mgmt For For
TO EXECUTIVE COMPENSATION
3 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER 31,
2014
--------------------------------------------------------------------------------------------------------------------------
AEP INDUSTRIES INC. Agenda Number: 933925553
--------------------------------------------------------------------------------------------------------------------------
Security: 001031103
Meeting Type: Annual
Meeting Date: 08-Apr-2014
Ticker: AEPI
ISIN: US0010311035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
IRA M. BELSKY Mgmt Withheld Against
JOHN J. POWERS Mgmt Withheld Against
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2014.
3. ADVISORY APPROVAL OF NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AEROFLEX HOLDING CORP. Agenda Number: 933882210
--------------------------------------------------------------------------------------------------------------------------
Security: 007767106
Meeting Type: Annual
Meeting Date: 15-Nov-2013
Ticker: ARX
ISIN: US0077671065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HUGH EVANS Mgmt Withheld Against
LEONARD BOROW Mgmt Withheld Against
JOHN BUYKO Mgmt Withheld Against
PRESCOTT ASHE Mgmt Withheld Against
JOE BENAVIDES Mgmt Withheld Against
BRADLEY J. GROSS Mgmt Withheld Against
JOHN D. KNOLL Mgmt Withheld Against
RAMZI M. MUSALLAM Mgmt Withheld Against
RICHARD N. NOTTENBURG Mgmt For For
BENJAMIN M. POLK Mgmt Withheld Against
CHARLES S. REAM Mgmt For For
MARK H. RONALD Mgmt For For
PETER J. SCHOOMAKER Mgmt For For
2. APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt Against Against
EXECUTIVE OFFICER COMPENSATION.
3. ADOPT THE AEROFLEX HOLDING CORP. 2013 Mgmt Against Against
PERFORMANCE BONUS PLAN.
4. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
AGILYSYS, INC. Agenda Number: 933888488
--------------------------------------------------------------------------------------------------------------------------
Security: 00847J105
Meeting Type: Annual
Meeting Date: 20-Nov-2013
Ticker: AGYS
ISIN: US00847J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MAX CARNECCHIA Mgmt For For
R. ANDREW CUEVA Mgmt For For
KEITH M. KOLERUS Mgmt For For
PETER F. SINISGALLI Mgmt For For
2. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS SET FORTH IN THE ATTACHED PROXY
STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MARCH 31,
2014.
--------------------------------------------------------------------------------------------------------------------------
AIR TRANSPORT SERVICES GROUP, INC. Agenda Number: 933946886
--------------------------------------------------------------------------------------------------------------------------
Security: 00922R105
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: ATSG
ISIN: US00922R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES H. CAREY Mgmt For For
J. CHRISTOPHER TEETS Mgmt For For
2. COMPANY PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR 2014.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ALAMO GROUP INC. Agenda Number: 933958552
--------------------------------------------------------------------------------------------------------------------------
Security: 011311107
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: ALG
ISIN: US0113111076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RODERICK R. BATY Mgmt For For
1B. ELECTION OF DIRECTOR: HELEN W. CORNELL Mgmt For For
1C. ELECTION OF DIRECTOR: JERRY E. GOLDRESS Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID W. GRZELAK Mgmt For For
1E. ELECTION OF DIRECTOR: GARY L. MARTIN Mgmt For For
1F. ELECTION OF DIRECTOR: RONALD A. ROBINSON Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES B. SKAGGS Mgmt For For
2. PROPOSAL FOR RATIFICATION OF APPOINTMENT OF Mgmt For For
KPMG LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR 2014.
3. PROPOSAL FOR THE APPROVAL OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ALASKA COMMUNICATIONS SYSTEMS GROUP, INC Agenda Number: 934001140
--------------------------------------------------------------------------------------------------------------------------
Security: 01167P101
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: ALSK
ISIN: US01167P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: EDWARD (NED) J. Mgmt For For
HAYES, JR.
1.2 ELECTION OF DIRECTOR: ANAND VADAPALLI Mgmt For For
1.3 ELECTION OF DIRECTOR: PETER D. LEY Mgmt For For
1.4 ELECTION OF DIRECTOR: JOHN NILES WANAMAKER Mgmt For For
1.5 ELECTION OF DIRECTOR: DAVID W. KARP Mgmt For For
1.6 ELECTION OF DIRECTOR: BRIAN A. ROSS Mgmt For For
1.7 ELECTION OF DIRECTOR: MARGARET L. BROWN Mgmt For For
1.8 ELECTION OF DIRECTOR: CAROL G. MILLS Mgmt For For
2. TO PROVIDE AN ADVISORY VOTE APPROVING THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE AMENDED AND RESTATED ALASKA Mgmt For For
COMMUNICATIONS SYSTEMS GROUP, INC. 2011
INCENTIVE AWARD PLAN.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
ALBANY INTERNATIONAL CORP. Agenda Number: 933962929
--------------------------------------------------------------------------------------------------------------------------
Security: 012348108
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: AIN
ISIN: US0123481089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN F. CASSIDY, JR. Mgmt For For
EDGAR G. HOTARD Mgmt For For
ERLAND E. KAILBOURNE Mgmt For For
JOSEPH G. MORONE Mgmt For For
KATHARINE L. PLOURDE Mgmt For For
JOHN R. SCANNELL Mgmt For For
CHRISTINE L. STANDISH Mgmt Withheld Against
JOHN C. STANDISH Mgmt Withheld Against
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITOR.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ALBANY MOLECULAR RESEARCH, INC. Agenda Number: 934010365
--------------------------------------------------------------------------------------------------------------------------
Security: 012423109
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: AMRI
ISIN: US0124231095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
UNA S. RYAN, PH.D., OBE Mgmt Withheld Against
ARTHUR J. ROTH, CPA Mgmt Withheld Against
GABRIEL LEUNG Mgmt Withheld Against
2. A RATIFICATION OF THE COMPANY'S SELECTION Mgmt For For
OF KPMG LLP AS THE INDEPENDENT AUDITOR FOR
THE 2014 FISCAL YEAR.
3. PROPOSAL TO APPROVE THE ADVISORY Mgmt For For
(NON-BINDING) RESOLUTION RELATING TO
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ALICO, INC. Agenda Number: 933920008
--------------------------------------------------------------------------------------------------------------------------
Security: 016230104
Meeting Type: Annual
Meeting Date: 28-Feb-2014
Ticker: ALCO
ISIN: US0162301040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE R. BROKAW Mgmt Withheld Against
ADAM D. COMPTON Mgmt For For
R. GREG EISNER Mgmt For For
BENJAMIN D. FISHMAN Mgmt For For
W. ANDREW KRUSEN Mgmt For For
RAMON A. RODRIGUEZ Mgmt For For
HENRY R. SLACK Mgmt For For
REMY W. TRAFELET Mgmt For For
CLAYTON G. WILSON Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF MCGLADREY LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. THE ADVISORY APPROVAL OF THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE COMPANY'S PROXY STATEMENT
--------------------------------------------------------------------------------------------------------------------------
ALLIANCE HEALTHCARE SERVICES, INC. Agenda Number: 933992314
--------------------------------------------------------------------------------------------------------------------------
Security: 018606301
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: AIQ
ISIN: US0186063014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NEIL F. DIMICK Mgmt For For
CURTIS S. LANE Mgmt Withheld Against
PAUL S. VIVIANO Mgmt Withheld Against
2. TO RE-APPROVE THE PERFORMANCE MEASURES Mgmt For For
UNDER OUR 1999 EQUITY PLAN APPLICABLE TO
PERFORMANCE-BASED AWARDS UNDER SECTION
162(M) OF THE INTERNAL REVENUE CODE.
3. TO APPROVE ON AN ADVISORY BASIS THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
ALLIANCE ONE INTERNATIONAL, INC. Agenda Number: 933855201
--------------------------------------------------------------------------------------------------------------------------
Security: 018772103
Meeting Type: Annual
Meeting Date: 08-Aug-2013
Ticker: AOI
ISIN: US0187721032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY A. ECKMANN* Mgmt For For
JOYCE L. FITZPATRICK* Mgmt For For
CARL L. HAUSMANN# Mgmt For For
JOHN D. RICE* Mgmt For For
NORMAN A. SCHER* Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING MARCH
31, 2014.
3. ADOPTION OF A RESOLUTION APPROVING, ON AN Mgmt For For
ADVISORY BASIS, THE COMPENSATION PAID TO
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF THE SHAREHOLDER PROPOSAL Shr Against For
REQUESTING THE PREPARATION OF ANNUAL
REPORTS ON LOBBYING ACTIVITIES.
--------------------------------------------------------------------------------------------------------------------------
ALLIED MOTION TECHNOLOGIES INC. Agenda Number: 933985597
--------------------------------------------------------------------------------------------------------------------------
Security: 019330109
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: AMOT
ISIN: US0193301092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: R.D. FEDERICO Mgmt For For
1.2 ELECTION OF DIRECTOR: S.R. HEATH, JR. Mgmt For For
1.3 ELECTION OF DIRECTOR: G.J. LABER Mgmt For For
1.4 ELECTION OF DIRECTOR: R.D. SMITH Mgmt For For
1.5 ELECTION OF DIRECTOR: J.J. TANOUS Mgmt For For
1.6 ELECTION OF DIRECTOR: R.S. WARZALA Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
ALMOST FAMILY, INC. Agenda Number: 933966218
--------------------------------------------------------------------------------------------------------------------------
Security: 020409108
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: AFAM
ISIN: US0204091088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM B. YARMUTH Mgmt For For
STEVEN B. BING Mgmt For For
DONALD G. MCCLINTON Mgmt For For
TYREE G. WILBURN Mgmt For For
JONATHAN D. GOLDBERG Mgmt For For
W. EARL REED III Mgmt For For
HENRY M. ALTMAN, JR. Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS FOR THE
COMPANY.
3. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ALON USA ENERGY, INC. Agenda Number: 933991069
--------------------------------------------------------------------------------------------------------------------------
Security: 020520102
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: ALJ
ISIN: US0205201025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID WIESSMAN Mgmt Withheld Against
BOAZ BIRAN Mgmt Withheld Against
RON W. HADDOCK Mgmt For For
ITZHAK BADER Mgmt Withheld Against
JEFF D. MORRIS Mgmt Withheld Against
YESHAYAHU PERY Mgmt Withheld Against
ZALMAN SEGAL Mgmt For For
ILAN COHEN Mgmt For For
YONEL COHEN Mgmt For For
ODED RUBINSTEIN Mgmt Withheld Against
SHRAGA BIRAN Mgmt Withheld Against
2. TO APPROVE THE EXECUTIVE COMPENSATION AS Mgmt For For
DESCRIBED IN THE PROXY STATEMENT.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
ALON'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
ALPHA AND OMEGA SEMICONDUCTOR LIMITED Agenda Number: 933886698
--------------------------------------------------------------------------------------------------------------------------
Security: G6331P104
Meeting Type: Annual
Meeting Date: 11-Nov-2013
Ticker: AOSL
ISIN: BMG6331P1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MIKE F. CHANG Mgmt For For
YUEH-SE HO Mgmt For For
HOWARD M. BAILEY Mgmt For For
ROBERT I. CHEN Mgmt For For
KING OWYANG Mgmt For For
MICHAEL J. SALAMEH Mgmt For For
THOMAS W. STEIPP Mgmt For For
2. TO APPROVE AND RATIFY THE APPOINTMENT OF Mgmt For For
GRANT THORNTON, LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY, AND TO AUTHORIZE THE BOARD OF
DIRECTORS TO DETERMINE ITS REMUNERATION FOR
THE FISCAL YEAR ENDING JUNE 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
ALPHA NATURAL RESOURCES, INC. Agenda Number: 933971221
--------------------------------------------------------------------------------------------------------------------------
Security: 02076X102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: ANR
ISIN: US02076X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: KEVIN S. CRUTCHFIELD Mgmt For For
1.2 ELECTION OF DIRECTOR: ANGELO C. Mgmt For For
BRISIMITZAKIS
1.3 ELECTION OF DIRECTOR: WILLIAM J. CROWLEY, Mgmt For For
JR.
1.4 ELECTION OF DIRECTOR: E. LINN DRAPER, JR. Mgmt For For
1.5 ELECTION OF DIRECTOR: GLENN A. EISENBERG Mgmt For For
1.6 ELECTION OF DIRECTOR: DEBORAH M. FRETZ Mgmt For For
1.7 ELECTION OF DIRECTOR: P. MICHAEL GIFTOS Mgmt For For
1.8 ELECTION OF DIRECTOR: L. PATRICK HASSEY Mgmt For For
1.9 ELECTION OF DIRECTOR: JOEL RICHARDS, III Mgmt For For
2. APPROVAL OF THE AMENDED AND RESTATED 2012 Mgmt For For
LONG-TERM INCENTIVE PLAN.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM, KPMG LLP.
5. A STOCKHOLDER PROPOSAL REQUESTING AN Shr Against For
ENVIRONMENTAL REPORT.
6. A STOCKHOLDER PROPOSAL REQUESTING A CLIMATE Shr Against For
CHANGE REPORT.
7. A STOCKHOLDER PROPOSAL REQUESTING AN Shr Against For
AMENDMENT TO ALPHA'S EQUAL EMPLOYMENT
OPPORTUNITY POLICY.
--------------------------------------------------------------------------------------------------------------------------
ALTRA INDUSTRIAL MOTION CORP Agenda Number: 933945240
--------------------------------------------------------------------------------------------------------------------------
Security: 02208R106
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: AIMC
ISIN: US02208R1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDMUND M. CARPENTER Mgmt For For
CARL R. CHRISTENSON Mgmt For For
LYLE G. GANSKE Mgmt For For
MICHAEL S. LIPSCOMB Mgmt For For
LARRY MCPHERSON Mgmt For For
THOMAS W. SWIDARSKI Mgmt For For
JAMES H. WOODWARD, JR. Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS ALTRA INDUSTRIAL MOTION
CORP.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO SERVE FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE THE ADOPTION OF THE ALTRA Mgmt For For
INDUSTRIAL MOTION CORP. 2014 OMNIBUS
INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AMAG PHARMACEUTICALS, INC. Agenda Number: 933991932
--------------------------------------------------------------------------------------------------------------------------
Security: 00163U106
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: AMAG
ISIN: US00163U1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM K. HEIDEN Mgmt For For
BARBARA DEPTULA Mgmt For For
ROBERT J. PEREZ Mgmt For For
L. RUSSELL MB.CH.B MRCP Mgmt For For
GINO SANTINI Mgmt For For
DAVEY S. SCOON Mgmt For For
JAMES R. SULAT Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE PROXY
STATEMENT.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
AMBAC FINANCIAL GROUP, INC. Agenda Number: 933975243
--------------------------------------------------------------------------------------------------------------------------
Security: 023139884
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: AMBC
ISIN: US0231398845
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DIANA N. ADAMS Mgmt For For
EUGENE M. BULLIS Mgmt For For
VICTOR MANDEL Mgmt For For
JEFFREY S. STEIN Mgmt For For
NADER TAVAKOLI Mgmt For For
2 TO RATIFY THE APPOINTMENT OF KPMG AS Mgmt For For
AMBAC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION FOR OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
AMBASSADORS GROUP, INC. Agenda Number: 933986498
--------------------------------------------------------------------------------------------------------------------------
Security: 023177108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: EPAX
ISIN: US0231771082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES M. KALUSTIAN Mgmt For For
LISA O'DELL RAPUANO Mgmt For For
RICARDO LOPEZ VALENCIA Mgmt For For
PETER H. KAMIN Mgmt For For
DEBRA DULSKY Mgmt For For
PHILIP B. LIVINGSTON Mgmt For For
JEFFERSON P. GRAMM Mgmt For For
2. TO APPROVE, IN AN ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE SELECTION OF BDO USA, LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
AMEDISYS, INC. Agenda Number: 934018513
--------------------------------------------------------------------------------------------------------------------------
Security: 023436108
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: AMED
ISIN: US0234361089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LINDA J. HALL Mgmt For For
RONALD A. LABORDE Mgmt For For
JAKE L. NETTERVILLE Mgmt For For
DAVID R. PITTS Mgmt For For
PETER F. RICCHIUTI Mgmt For For
DONALD A. WASHBURN Mgmt For For
NATHANIEL M. ZILKHA Mgmt For For
2 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3 TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt Against Against
BASIS, THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS, AS
DISCLOSED IN THE COMPANY'S 2014 PROXY
STATEMENT (SAY ON PAY) VOTE.
--------------------------------------------------------------------------------------------------------------------------
AMERESCO INC. (AMRC) Agenda Number: 934008601
--------------------------------------------------------------------------------------------------------------------------
Security: 02361E108
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: AMRC
ISIN: US02361E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID J. ANDERSON Mgmt For For
FRANK V. WISNESKI Mgmt Withheld Against
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
MCGLADREY LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. ADVISORY VOTE ON THE APPROVAL OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
AMERICA'S CAR-MART, INC. Agenda Number: 933855706
--------------------------------------------------------------------------------------------------------------------------
Security: 03062T105
Meeting Type: Annual
Meeting Date: 21-Aug-2013
Ticker: CRMT
ISIN: US03062T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
DANIEL J. ENGLANDER Mgmt For For
WILLIAM H. HENDERSON Mgmt For For
WILLIAM M. SAMS Mgmt For For
JOHN DAVID SIMMONS Mgmt For For
ROBERT CAMERON SMITH Mgmt For For
JEFFREY A. WILLIAMS Mgmt For For
2) TO APPROVE AN ADVISORY RESOLUTION REGARDING Mgmt For For
THE COMPANY'S COMPENSATION OF ITS NAMED
EXECUTIVE OFFICERS.
3) TO RATIFY THE SELECTION OF GRANT THORNTON Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
APRIL 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN AXLE & MANUFACTURING HLDGS, INC Agenda Number: 933932825
--------------------------------------------------------------------------------------------------------------------------
Security: 024061103
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: AXL
ISIN: US0240611030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES A. MCCASLIN Mgmt For For
WILLIAM P. MILLER II Mgmt For For
SAMUEL VALENTI III Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EQUITY INVESTMENT LIFE HLDG CO Agenda Number: 933992011
--------------------------------------------------------------------------------------------------------------------------
Security: 025676206
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: AEL
ISIN: US0256762065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOYCE A. CHAPMAN Mgmt For For
JAMES M. GERLACH Mgmt For For
ROBERT L. HOWE Mgmt For For
DEBRA J. RICHARDSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN NATIONAL BANKSHARES INC. Agenda Number: 933987515
--------------------------------------------------------------------------------------------------------------------------
Security: 027745108
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: AMNB
ISIN: US0277451086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BEN J. DAVENPORT, JR. Mgmt For For
CHARLES H. MAJORS Mgmt For For
DAN M. PLEASANT Mgmt For For
2. TO RATIFY THE SELECTION OF YOUNT, HYDE & Mgmt For For
BARBOUR P.C., INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS AUDITORS OF THE COMPANY
FOR THE YEAR ENDING DECEMBER 31, 2014
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION OF Mgmt Against Against
THE COMPANY'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT
--------------------------------------------------------------------------------------------------------------------------
AMERICAN PACIFIC CORPORATION Agenda Number: 933918053
--------------------------------------------------------------------------------------------------------------------------
Security: 028740108
Meeting Type: Annual
Meeting Date: 11-Mar-2014
Ticker: APFC
ISIN: US0287401089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BARBARA SMITH CAMPBELL Mgmt For For
C. KEITH ROOKER, ESQ. Mgmt For For
CHARLOTTE E. SIBLEY Mgmt For For
2. AN ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF BDO USA, Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN PUBLIC EDUCATION, INC. Agenda Number: 933999065
--------------------------------------------------------------------------------------------------------------------------
Security: 02913V103
Meeting Type: Annual
Meeting Date: 13-Jun-2014
Ticker: APEI
ISIN: US02913V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ERIC C. ANDERSEN Mgmt For For
1B. ELECTION OF DIRECTOR: WALLACE E. BOSTON, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: BARBARA G. FAST Mgmt For For
1D. ELECTION OF DIRECTOR: JEAN C. HALLE Mgmt For For
1E. ELECTION OF DIRECTOR: TIMOTHY J. LANDON Mgmt For For
1F. ELECTION OF DIRECTOR: WESTLEY MOORE Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY T. WEGLICKI Mgmt For For
2. APPROVAL OF AN AMENDMENT TO THE AMERICAN Mgmt For For
PUBLIC EDUCATION, INC. EMPLOYEE STOCK
PURCHASE PLAN.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
AS DISCLOSED IN THE COMPANY'S PROXY
STATEMENT FOR THE 2014 ANNUAL MEETING.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
MCGLADREY, LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN RAILCAR INDUSTRIES, INC. Agenda Number: 934029883
--------------------------------------------------------------------------------------------------------------------------
Security: 02916P103
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: ARII
ISIN: US02916P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: CARL C. ICAHN Mgmt Against Against
1.2 ELECTION OF DIRECTOR: JAMES C. PONTIOUS Mgmt For For
1.3 ELECTION OF DIRECTOR: J. MIKE LAISURE Mgmt For For
1.4 ELECTION OF DIRECTOR: HAROLD FIRST Mgmt For For
1.5 ELECTION OF DIRECTOR: HUNTER GARY Mgmt Against Against
1.6 ELECTION OF DIRECTOR: SUNGHWAN CHO Mgmt Against Against
1.7 ELECTION OF DIRECTOR: ANDREW ROBERTO Mgmt Against Against
2. TO APPROVE THE ADVISORY VOTE REGARDING Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN SAFETY INSURANCE HOLDINGS, LTD Agenda Number: 933859728
--------------------------------------------------------------------------------------------------------------------------
Security: G02995101
Meeting Type: Special
Meeting Date: 26-Aug-2013
Ticker: ASI
ISIN: BMG029951016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE & ADOPT THE AGREEMENT & PLAN OF Mgmt For For
MERGER, AMONG FAIRFAX FINANCIAL HOLDINGS
LIMITED, FAIRFAX BERMUDA HOLDINGS LTD. &
THE COMPANY, INCLUDING THE BERMUDA MERGER
AGREEMENT SET FORTH ON EXHIBIT A THERETO, (
"MERGER AGREEMENT") & TO APPROVE MERGER OF
COMPANY & FAIRFAX BERMUDA HOLDINGS LTD. (
"MERGER") UPON THE TERMS & CONDITIONS SET
FORTH IN THE MERGER AGREEMENT.
2. TO APPROVE AN ADJOURNMENT OR RECESS OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE IN THE VIEW OF THE CHAIRMAN OF
THE SPECIAL MEETING, TO ALLOW THE BOARD TO
SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE
PROPOSAL TO APPROVE & ADOPT THE MERGER
AGREEMENT & TO APPROVE THE MERGER IF THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF
SUCH ADJOURNMENT.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt Against Against
BASIS, THE AGREEMENTS OR UNDERSTANDINGS
WITH, AND ITEMS OF COMPENSATION PAYABLE TO,
OR WHICH MAY BECOME PAYABLE TO, THE
COMPANY'S NAMED EXECUTIVE EXECUTIVE
OFFICERS THAT ARE BASED ON OR OTHERWISE
RELATE TO THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN SCIENCE AND ENGINEERING, INC. Agenda Number: 933861420
--------------------------------------------------------------------------------------------------------------------------
Security: 029429107
Meeting Type: Annual
Meeting Date: 04-Sep-2013
Ticker: ASEI
ISIN: US0294291077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DENIS R. BROWN Mgmt For For
CHARLES P. DOUGHERTY Mgmt For For
JOHN A. GORDON Mgmt For For
HAMILTON W. HELMER Mgmt For For
DON R. KANIA Mgmt For For
MARK S. THOMPSON Mgmt For For
JENNIFER L. VOGEL Mgmt For For
CARL W. VOGT Mgmt For For
2. AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFY THE SELECTION OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR ENDING MARCH 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN SOFTWARE, INC. Agenda Number: 933861406
--------------------------------------------------------------------------------------------------------------------------
Security: 029683109
Meeting Type: Annual
Meeting Date: 18-Sep-2013
Ticker: AMSWA
ISIN: US0296831094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. DENNIS HOGUE Mgmt For For
DR. JOHN J. JARVIS Mgmt For For
JAMES B. MILLER, JR. Mgmt For For
2. TO APPROVE ON AN ADVISORY BASIS THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
APRIL 30, 2014.
4. TO CONSIDER AND VOTE UPON AN AMENDMENT TO Mgmt Against Against
THE COMPANY'S 2011 EQUITY COMPENSATION PLAN
TO INCREASE THE NUMBER OF CLASS A COMMON
SHARES THAT MAY BE SUBJECT TO OPTIONS
GRANTED UNDER THAT PLAN FROM 2,500,000
SHARES TO 3,700,000 SHARES.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN STATES WATER COMPANY Agenda Number: 933970887
--------------------------------------------------------------------------------------------------------------------------
Security: 029899101
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: AWR
ISIN: US0298991011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MR. JOHN R. FIELDER Mgmt For For
MR. JAMES F. MCNULTY Mgmt For For
MS. JANICE F. WILKINS Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN SUPERCONDUCTOR CORPORATION Agenda Number: 933850263
--------------------------------------------------------------------------------------------------------------------------
Security: 030111108
Meeting Type: Annual
Meeting Date: 01-Aug-2013
Ticker: AMSC
ISIN: US0301111086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VIKRAM S. BUDHRAJA Mgmt Withheld Against
RICHARD DROUIN Mgmt Withheld Against
PAMELA F. LENEHAN Mgmt For For
DANIEL P. MCGAHN Mgmt For For
DAVID R. OLIVER, JR. Mgmt For For
JOHN B. VANDER SANDE Mgmt Withheld Against
JOHN W. WOOD, JR. Mgmt Withheld Against
2. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS AMSC'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN VANGUARD CORPORATION Agenda Number: 934003512
--------------------------------------------------------------------------------------------------------------------------
Security: 030371108
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: AVD
ISIN: US0303711081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT D. BASKIN Mgmt For For
LAWRENCE S. CLARK Mgmt For For
DEBRA F. EDWARDS Mgmt For For
MORTON D. ERLICH Mgmt For For
ALFRED F. INGUILLI Mgmt For For
JOHN L. KILLMER Mgmt For For
CARL R. SODERLIND Mgmt For For
ERIC G. WINTEMUTE Mgmt For For
M. ESMAIL ZIRAKPARVAR Mgmt For For
2. RATIFY THE APPOINTMENT OF BDO USA, LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. APPROVE THE OVERALL EXECUTIVE COMPENSATION Mgmt For For
POLICIES AND PROCEDURES OF THE COMPANY AS
DESCRIBED IN THE PROXY STATEMENT.
4. RATIFY THE EXTENSION OF THE AMERICAN Mgmt For For
VANGUARD CORPORATION EMPLOYEE STOCK
PURCHASE PLAN FOR FIVE YEARS, THAT IS, FROM
DECEMBER 31, 2013 TO DECEMBER 31, 2018
(PLEASE SEE EXHIBIT A OF THE PROXY
STATEMENT).
--------------------------------------------------------------------------------------------------------------------------
AMERICAN WOODMARK CORPORATION Agenda Number: 933854350
--------------------------------------------------------------------------------------------------------------------------
Security: 030506109
Meeting Type: Annual
Meeting Date: 22-Aug-2013
Ticker: AMWD
ISIN: US0305061097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WILLIAM F. BRANDT, Mgmt For For
JR.
1B ELECTION OF DIRECTOR: ANDREW B. COGAN Mgmt For For
1C ELECTION OF DIRECTOR: MARTHA M. DALLY Mgmt For For
1D ELECTION OF DIRECTOR: JAMES G. DAVIS, JR. Mgmt For For
1E ELECTION OF DIRECTOR: KENT B. GUICHARD Mgmt For For
1F ELECTION OF DIRECTOR: DANIEL T. HENDRIX Mgmt For For
1G ELECTION OF DIRECTOR: KENT J. HUSSEY Mgmt For For
1H ELECTION OF DIRECTOR: CAROL B. MOERDYK Mgmt For For
1I ELECTION OF DIRECTOR: VANCE W. TANG Mgmt For For
2 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF KPMG
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING APRIL 30, 2014.
3 TO APPROVE CERTAIN AMENDMENTS TO THE Mgmt For For
COMPANY'S AMENDED AND RESTATED 2004 STOCK
INCENTIVE PLAN FOR EMPLOYEES.
4 TO APPROVE ON AN ADVISORY BASIS THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AMERIS BANCORP Agenda Number: 933969771
--------------------------------------------------------------------------------------------------------------------------
Security: 03076K108
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: ABCB
ISIN: US03076K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. RAYMOND FULP# Mgmt For For
ROBERT P. LYNCH# Mgmt For For
BROOKS SHELDON# Mgmt For For
WILLIAM H. STERN* Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF PORTER Mgmt For For
KEADLE MOORE, LLC AS THE COMPANY'S
INDEPENDENT AUDITOR FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF THE AMERIS BANCORP 2014 OMNIBUS Mgmt For For
EQUITY COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
AMERISAFE, INC. Agenda Number: 934007077
--------------------------------------------------------------------------------------------------------------------------
Security: 03071H100
Meeting Type: Annual
Meeting Date: 13-Jun-2014
Ticker: AMSF
ISIN: US03071H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. ALLEN BRADLEY, JR. Mgmt For For
AUSTIN P. YOUNG III Mgmt For For
2 TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For
3 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
AMKOR TECHNOLOGY, INC. Agenda Number: 933980939
--------------------------------------------------------------------------------------------------------------------------
Security: 031652100
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: AMKR
ISIN: US0316521006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES J. KIM Mgmt For For
STEPHEN D. KELLEY Mgmt For For
ROGER A. CAROLIN Mgmt For For
WINSTON J. CHURCHILL Mgmt For For
JOHN T. KIM Mgmt For For
ROBERT R. MORSE Mgmt For For
JOHN F. OSBORNE Mgmt For For
JAMES W. ZUG Mgmt For For
2. ADVISORY (NON-BINDING) VOTE ON THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
AMN HEALTHCARE SERVICES, INC. Agenda Number: 933930491
--------------------------------------------------------------------------------------------------------------------------
Security: 001744101
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: AHS
ISIN: US0017441017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARK G. FOLETTA Mgmt For For
1B. ELECTION OF DIRECTOR: R. JEFFREY HARRIS Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS, Mgmt For For
M.D.
1D. ELECTION OF DIRECTOR: MARTHA H. MARSH Mgmt For For
1E. ELECTION OF DIRECTOR: SUSAN R. SALKA Mgmt For For
1F. ELECTION OF DIRECTOR: ANDREW M. STERN Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL E. WEAVER Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS D. WHEAT Mgmt For For
2. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
AMPCO-PITTSBURGH CORPORATION Agenda Number: 933936277
--------------------------------------------------------------------------------------------------------------------------
Security: 032037103
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: AP
ISIN: US0320371034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES J. ABEL Mgmt For For
WILLIAM K. LIEBERMAN Mgmt For For
STEPHEN E. PAUL Mgmt For For
CARL H. PFORZHEIMER III Mgmt For For
MICHAEL I. GERMAN Mgmt For For
2. TO APPROVE, IN A NON-BINDING VOTE, THE Mgmt Against Against
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
AMSURG CORP. Agenda Number: 933997542
--------------------------------------------------------------------------------------------------------------------------
Security: 03232P405
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: AMSG
ISIN: US03232P4054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HENRY D. HERR Mgmt For For
CHRISTOPHER A. HOLDEN Mgmt For For
JOEY A. JACOBS Mgmt For For
KEVIN P. LAVENDER Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. APPROVAL OF THE AMSURG CORP. 2014 EQUITY Mgmt For For
AND INCENTIVE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2014.
5. VOTE ON SHAREHOLDER PROPOSAL RELATING TO Shr Against For
SUSTAINABILITY REPORTING.
--------------------------------------------------------------------------------------------------------------------------
AMTECH SYSTEMS, INC. Agenda Number: 933968262
--------------------------------------------------------------------------------------------------------------------------
Security: 032332504
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: ASYS
ISIN: US0323325045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JONG S. WHANG Mgmt For For
FOKKO PENTINGA Mgmt For For
MICHAEL GARNREITER Mgmt For For
ALFRED W. GIESE Mgmt For For
EGBERT J.G. GOUDENA Mgmt For For
ROBERT F. KING Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF MAYER Mgmt For For
HOFFMAN MCCANN P.C. AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2014
3. APPROVAL OF AMENDMENT TO 2007 EMPLOYEE Mgmt Against Against
STOCK INCENTIVE PLAN
4. APPROVAL OF AMENDMENT TO NON-EMPLOYEE Mgmt For For
DIRECTORS STOCK OPTION PLAN
5. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
ANACOR PHARMACEUTICALS INC Agenda Number: 934007801
--------------------------------------------------------------------------------------------------------------------------
Security: 032420101
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: ANAC
ISIN: US0324201013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANDERS D. HOVE Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN THIS
PROXY STATEMENT IN ACCORDANCE WITH
SECURITIES AND EXCHANGE COMMISSION ("SEC")
RULES.
3. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR ITS YEAR ENDING DECEMBER 31,
2014.
--------------------------------------------------------------------------------------------------------------------------
ANADIGICS, INC. Agenda Number: 933950417
--------------------------------------------------------------------------------------------------------------------------
Security: 032515108
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: ANAD
ISIN: US0325151084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: HARRY T. REIN Mgmt For For
1.2 ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. THE APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ANALOGIC CORPORATION Agenda Number: 933908660
--------------------------------------------------------------------------------------------------------------------------
Security: 032657207
Meeting Type: Annual
Meeting Date: 21-Jan-2014
Ticker: ALOG
ISIN: US0326572072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BERNARD C. BAILEY Mgmt For For
1B. ELECTION OF DIRECTOR: JEFFREY P. BLACK Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES W. GREEN Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES J. JUDGE Mgmt For For
1E. ELECTION OF DIRECTOR: KEVIN C. MELIA Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL T. MODIC Mgmt For For
1G. ELECTION OF DIRECTOR: FRED B. PARKS Mgmt For For
1H. ELECTION OF DIRECTOR: SOPHIE V. VANDEBROEK Mgmt For For
1I. ELECTION OF DIRECTOR: EDWARD F. VOBORIL Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSE COOPERS LLP AS OUR ... (DUE
TO SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL)
3. TO HOLD AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION
4. TO APPROVE AN AMENDED AND RESTATED 2009 Mgmt For For
STOCK INCENTIVE PLAN
5. TO APPROVE AN AMENDED AND RESTATED EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN
6. TO APPROVE THE 2014 ANNUAL INCENTIVE Mgmt For For
COMPENSATION PLAN
--------------------------------------------------------------------------------------------------------------------------
ANAREN, INC. Agenda Number: 933911770
--------------------------------------------------------------------------------------------------------------------------
Security: 032744104
Meeting Type: Special
Meeting Date: 06-Feb-2014
Ticker: ANEN
ISIN: US0327441046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF NOVEMBER 4, 2013, AS AMENDED
AND AS MAY BE FURTHER AMENDED FROM TIME TO
TIME, BY AND AMONG ANAREN, INC., ANVC
HOLDING CORP. AND ANVC MERGER CORP.
2. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE SPECIFIED COMPENSATION ARRANGEMENTS
DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT THAT MAY BE PAYABLE TO ANAREN'S
NAMED EXECUTIVE OFFICERS IN CONNECTION WITH
THE CONSUMMATION OF THE MERGER.
3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES
TO ADOPT THE AGREEMENT AND PLAN OF MERGER
AT THE SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
ANGIODYNAMICS, INC. Agenda Number: 933876178
--------------------------------------------------------------------------------------------------------------------------
Security: 03475V101
Meeting Type: Annual
Meeting Date: 22-Oct-2013
Ticker: ANGO
ISIN: US03475V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY G. GOLD Mgmt For For
KEVIN J. GOULD Mgmt For For
DENNIS S. METENY Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
ANGIODYNAMICS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MAY 31, 2014.
3. SAY-ON-PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ANIKA THERAPEUTICS, INC. Agenda Number: 933996374
--------------------------------------------------------------------------------------------------------------------------
Security: 035255108
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: ANIK
ISIN: US0352551081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MR. STEVEN E. WHEELER Mgmt For For
DR. CHARLES H. SHERWOOD Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
APOGEE ENTERPRISES, INC. Agenda Number: 934019553
--------------------------------------------------------------------------------------------------------------------------
Security: 037598109
Meeting Type: Annual
Meeting Date: 25-Jun-2014
Ticker: APOG
ISIN: US0375981091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. MARZEC Mgmt For For
DONALD A. NOLAN Mgmt For For
DAVID E. WEISS Mgmt For For
2. ADVISORY APPROVAL OF APOGEE'S EXECUTIVE Mgmt For For
COMPENSATION.
3. PROPOSAL TO APPROVE THE 2014 RESTATEMENT OF Mgmt For For
THE APOGEE ENTERPRISES, INC. 2009
NON-EMPLOYEE DIRECTOR STOCK INCENTIVE PLAN.
4. PROPOSAL TO APPROVE THE 2014 RESTATEMENT OF Mgmt For For
THE APOGEE ENTERPRISES, INC. DEFERRED
COMPENSATION PLAN FOR NON-EMPLOYEE
DIRECTORS.
5. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS APOGEE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING FEBRUARY 28, 2015.
--------------------------------------------------------------------------------------------------------------------------
APPLIED MICRO CIRCUITS CORPORATION Agenda Number: 933858663
--------------------------------------------------------------------------------------------------------------------------
Security: 03822W406
Meeting Type: Annual
Meeting Date: 27-Aug-2013
Ticker: AMCC
ISIN: US03822W4069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CESAR CESARATTO Mgmt For For
1B. ELECTION OF DIRECTOR: H.K. DESAI Mgmt For For
1C. ELECTION OF DIRECTOR: PARAMESH GOPI, PH.D. Mgmt For For
1D. ELECTION OF DIRECTOR: PAUL R. GRAY, PH.D. Mgmt For For
1E. ELECTION OF DIRECTOR: FRED SHLAPAK Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT F. SPROULL, Mgmt For For
PH.D.
1G. ELECTION OF DIRECTOR: DUSTON WILLIAMS Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 31, 2014.
3. TO APPROVE BY ADVISORY VOTE THE EXECUTIVE Mgmt For For
COMPENSATION DESCRIBED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
APPROACH RESOURCES, INC. Agenda Number: 933992718
--------------------------------------------------------------------------------------------------------------------------
Security: 03834A103
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: AREX
ISIN: US03834A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALAN D. BELL Mgmt For For
SHELDON B. LUBAR Mgmt For For
CHRISTOPHER J. WHYTE Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFY THE APPOINTMENT OF HEIN & ASSOCIATES Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014
--------------------------------------------------------------------------------------------------------------------------
ARABIAN AMERICAN DEVELOPMENT COMPANY Agenda Number: 933978528
--------------------------------------------------------------------------------------------------------------------------
Security: 038465100
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: ARSD
ISIN: US0384651008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION/RE-ELECTION OF DIRECTOR: NICHOLAS Mgmt Against Against
N. CARTER
1.2 ELECTION/RE-ELECTION OF DIRECTOR: JOSEPH P. Mgmt For For
PALM
1.3 ELECTION/RE-ELECTION OF DIRECTOR: SIMON Mgmt Against Against
UPFILL-BROWN
2. TO APPROVE CORPORATE NAME CHANGE TO TRECORA Mgmt For For
RESOURCES
3. THE SELECTION OF BKM SOWAN HORAN, L.L.P. AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2014
4. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVES
--------------------------------------------------------------------------------------------------------------------------
ARC DOCUMENT SOLUTIONS INC Agenda Number: 933958273
--------------------------------------------------------------------------------------------------------------------------
Security: 00191G103
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: ARC
ISIN: US00191G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
K. SURIYAKUMAR Mgmt For For
THOMAS J. FORMOLO Mgmt For For
DEWITT KERRY MCCLUGGAGE Mgmt For For
JAMES F. MCNULTY Mgmt For For
MARK W. MEALY Mgmt For For
MANUEL PEREZ DE LA MESA Mgmt For For
ERIBERTO R. SCOCIMARA Mgmt For For
2 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS ARC DOCUMENT SOLUTIONS, INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3 APPROVE A NEW STOCK INCENTIVE PLAN, THE ARC Mgmt For For
DOCUMENT SOLUTIONS, INC. 2014 STOCK
INCENTIVE PLAN.
4 APPROVE ADVISORY, NON-BINDING VOTE ON Mgmt Against Against
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ARCTIC CAT INC. Agenda Number: 933853308
--------------------------------------------------------------------------------------------------------------------------
Security: 039670104
Meeting Type: Annual
Meeting Date: 08-Aug-2013
Ticker: ACAT
ISIN: US0396701049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CLAUDE J. JORDAN Mgmt For For
SUSAN E. LESTER Mgmt For For
2. TO APPROVE THE ARCTIC CAT INC. 2013 OMNIBUS Mgmt For For
STOCK AND INCENTIVE PLAN.
3. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
ARGAN, INC. Agenda Number: 934016723
--------------------------------------------------------------------------------------------------------------------------
Security: 04010E109
Meeting Type: Annual
Meeting Date: 24-Jun-2014
Ticker: AGX
ISIN: US04010E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAINER H. BOSSELMANN Mgmt For For
HENRY A. CRUMPTON Mgmt For For
CYNTHIA A. FLANDERS Mgmt For For
WILLIAM F. GRIFFIN, JR. Mgmt For For
WILLIAM F. LEIMKUHLER Mgmt For For
W.G. CHAMPION MITCHELL Mgmt For For
JAMES W. QUINN Mgmt For For
BRIAN R. SHERRAS Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
GRANT THORNTON LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING JANUARY 31, 2015.
3. THE NON-BINDING ADVISORY APPROVAL OF OUR Mgmt Against Against
EXECUTIVE COMPENSATION (THE "SAY-ON-PAY"
VOTE).
--------------------------------------------------------------------------------------------------------------------------
ARK RESTAURANTS CORP. Agenda Number: 933926846
--------------------------------------------------------------------------------------------------------------------------
Security: 040712101
Meeting Type: Annual
Meeting Date: 18-Mar-2014
Ticker: ARKR
ISIN: US0407121013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL WEINSTEIN Mgmt For For
STEVEN SHULMAN Mgmt For For
ROBERT STEWART Mgmt For For
MARCIA ALLEN Mgmt For For
PAUL GORDON Mgmt For For
BRUCE R. LEWIN Mgmt For For
VINCENT PASCAL Mgmt For For
ARTHUR STAINMAN Mgmt For For
STEPHEN NOVICK Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF COHN Mgmt For For
REZNICK LLP AS INDEPENDENT AUDITORS FOR THE
2014 FISCAL YEAR.
3. IN THEIR DISCRETION, THE PROXIES ARE Mgmt Against Against
AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS
AS MAY PROPERLY COME BEFORE THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
ARKANSAS BEST CORPORATION Agenda Number: 933944298
--------------------------------------------------------------------------------------------------------------------------
Security: 040790107
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: ABFS
ISIN: US0407901075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I DIRECTOR
JOHN W. ALDEN Mgmt For For
FRED A. ALLARDYCE Mgmt For For
WILLIAM M. LEGG Mgmt For For
JUDY R. MCREYNOLDS Mgmt For For
JOHN H. MORRIS Mgmt For For
CRAIG E. PHILIP Mgmt For For
STEVEN L. SPINNER Mgmt For For
JANICE E. STIPP Mgmt For For
ROBERT A. YOUNG III Mgmt For For
II TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
III TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
IV TO APPROVE THE SECOND AMENDMENT TO THE 2005 Mgmt For For
OWNERSHIP INCENTIVE PLAN.
V TO APPROVE THE MATERIAL PLAN TERMS OF THE Mgmt For For
2005 OWNERSHIP INCENTIVE PLAN, AS AMENDED,
FOR PURPOSES OF COMPLYING WITH THE
REQUIREMENTS OF SECTION 162(M) OF THE
INTERNAL REVENUE CODE.
--------------------------------------------------------------------------------------------------------------------------
ARROW FINANCIAL CORPORATION Agenda Number: 933948133
--------------------------------------------------------------------------------------------------------------------------
Security: 042744102
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: AROW
ISIN: US0427441029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ELIZABETH O'C. LITTLE* Mgmt For For
JOHN J. MURPHY* Mgmt For For
THOMAS J. MURPHY* Mgmt For For
RICHARD J. REISMAN* Mgmt For For
TENEE R. CASACCIO# Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION ("SAY ON
PAY").
3. TO RATIFY THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM KPMG LLP AS THE COMPANY'S INDEPENDENT
AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
ARTHROCARE CORPORATION Agenda Number: 933891358
--------------------------------------------------------------------------------------------------------------------------
Security: 043136100
Meeting Type: Special
Meeting Date: 12-Dec-2013
Ticker: ARTC
ISIN: US0431361007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION AMENDING THE
CERTIFICATE OF DESIGNATIONS OF THE SERIES A
3.00% CONVERTIBLE PREFERRED STOCK TO PERMIT
THE SIZE OF THE BOARD OF DIRECTORS OF THE
COMPANY TO BE INCREASED TO A MAXIMUM OF
NINE PERSONS.
2. FOR THE ELECTION OF FABIANA LACERCA-ALLEN Mgmt For For
AS A MEMBER OF THE BOARD TO SERVE UNTIL THE
NEXT ANNUAL MEETING OR UNTIL HIS OR HER
SUCCESSOR IS DULY QUALIFIED AND ELECTED.
--------------------------------------------------------------------------------------------------------------------------
ARTHROCARE CORPORATION Agenda Number: 933979140
--------------------------------------------------------------------------------------------------------------------------
Security: 043136100
Meeting Type: Special
Meeting Date: 08-May-2014
Ticker: ARTC
ISIN: US0431361007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF FEBRUARY 2, 2014, BY AND AMONG
THE ARTHROCARE CORPORATION, SMITH & NEPHEW,
INC., A DELAWARE CORPORATION, ROSEBUD
ACQUISITION CORPORATION, A DELAWARE
CORPORATION AND WHOLLY OWNED SUBSIDIARY OF
SMITH & NEPHEW, INC. AND, SMITH & NEPHEW
PLC, AN ENGLISH PUBLIC LIMITED COMPANY, AS
IT MAY BE AMENDED FROM TIME TO TIME.
2 TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, INCLUDING TO
SOLICIT ADDITIONAL VOTES IN FAVOR OF THE
PROPOSAL TO ADOPT THE MERGER AGREEMENT IF
THERE ARE INSUFFICIENT VOTES TO ADOPT THE
MERGER AGREEMENT AT THE TIME OF THE SPECIAL
MEETING.
3 TO APPROVE A NON-BINDING ADVISORY PROPOSAL Mgmt Against Against
TO APPROVE THE GOLDEN PARACHUTE
COMPENSATION PAYABLE TO ARTHROCARE'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER.
--------------------------------------------------------------------------------------------------------------------------
ASBURY AUTOMOTIVE GROUP, INC. Agenda Number: 933950481
--------------------------------------------------------------------------------------------------------------------------
Security: 043436104
Meeting Type: Annual
Meeting Date: 16-Apr-2014
Ticker: ABG
ISIN: US0434361046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JUANITA T. JAMES Mgmt For For
CRAIG T. MONAGHAN Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE BYLAWS OF Mgmt Against Against
ASBURY TO PROVIDE THAT DELAWARE WILL SERVE
AS THE EXCLUSIVE FORUM FOR CERTAIN LEGAL
ACTIONS INVOLVING ASBURY.
03 APPROVAL OF ASBURY'S AMENDED AND RESTATED Mgmt For For
KEY EXECUTIVE INCENTIVE COMPENSATION PLAN.
04 ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
ASBURY'S NAMED EXECUTIVE OFFICERS.
05 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS ASBURY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
ASCENT CAPITAL GROUP, INC. Agenda Number: 933973681
--------------------------------------------------------------------------------------------------------------------------
Security: 043632108
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: ASCMA
ISIN: US0436321089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM R. FITZGERALD Mgmt For For
MICHAEL J. POHL Mgmt For For
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. THE SAY-ON-PAY PROPOSAL, TO APPROVE THE Mgmt For For
ADVISORY RESOLUTION ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ASTA FUNDING, INC. Agenda Number: 933923600
--------------------------------------------------------------------------------------------------------------------------
Security: 046220109
Meeting Type: Annual
Meeting Date: 11-Mar-2014
Ticker: ASFI
ISIN: US0462201098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY STERN Mgmt For For
ARTHUR STERN Mgmt For For
HERMAN BADILLO Mgmt For For
DAVID SLACKMAN Mgmt For For
EDWARD CELANO Mgmt For For
HARVEY LEIBOWITZ Mgmt For For
LOUIS A. PICCOLO Mgmt For For
2. RATIFICATION OF WEISERMAZARS LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
--------------------------------------------------------------------------------------------------------------------------
ASTEC INDUSTRIES, INC. Agenda Number: 933932344
--------------------------------------------------------------------------------------------------------------------------
Security: 046224101
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: ASTE
ISIN: US0462241011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM D. GEHL Mgmt For For
WILLIAM G. DOREY Mgmt For For
CHARLES F. POTTS Mgmt For For
2. TO APPROVE THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
ASTORIA FINANCIAL CORPORATION Agenda Number: 933972691
--------------------------------------------------------------------------------------------------------------------------
Security: 046265104
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: AF
ISIN: US0462651045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RALPH F. PALLESCHI Mgmt For For
JANE D. CARLIN Mgmt For For
2. THE APPROVAL OF THE 2014 AMENDED AND Mgmt For For
RESTATED STOCK INCENTIVE PLAN FOR OFFICERS
AND EMPLOYEES OF ASTORIA FINANCIAL
CORPORATION.
3. THE APPROVAL OF THE ASTORIA FINANCIAL Mgmt For For
CORPORATION EXECUTIVE OFFICER ANNUAL
INCENTIVE PLAN, AS AMENDED MARCH 19, 2014.
4. THE APPROVAL, ON A NON-BINDING BASIS, OF Mgmt Against Against
THE COMPENSATION OF ASTORIA FINANCIAL
CORPORATION'S NAMED EXECUTIVE OFFICERS.
5. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR ASTORIA FINANCIAL
CORPORATION FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
ASTRONICS CORPORATION Agenda Number: 933958728
--------------------------------------------------------------------------------------------------------------------------
Security: 046433108
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: ATRO
ISIN: US0464331083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAYMOND W. BOUSHIE Mgmt For For
ROBERT T. BRADY Mgmt For For
JOHN B. DRENNING Mgmt Withheld Against
PETER J. GUNDERMANN Mgmt Withheld Against
KEVIN T. KEANE Mgmt Withheld Against
ROBERT J. MCKENNA Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR FISCAL YEAR
2014.
3. TO SEEK YOUR ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION PROGRAMS AS DISCLOSED IN THE
COMPENSATION DISCUSSION AND ANALYSIS
SECTION OF THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
ASTRONICS CORPORATION Agenda Number: 933958728
--------------------------------------------------------------------------------------------------------------------------
Security: 046433207
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: ATROB
ISIN: US0464332073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAYMOND W. BOUSHIE Mgmt For For
ROBERT T. BRADY Mgmt For For
JOHN B. DRENNING Mgmt Withheld Against
PETER J. GUNDERMANN Mgmt Withheld Against
KEVIN T. KEANE Mgmt Withheld Against
ROBERT J. MCKENNA Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR FISCAL YEAR
2014.
3. TO SEEK YOUR ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION PROGRAMS AS DISCLOSED IN THE
COMPENSATION DISCUSSION AND ANALYSIS
SECTION OF THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
ATLANTIC TELE-NETWORK, INC. Agenda Number: 933999306
--------------------------------------------------------------------------------------------------------------------------
Security: 049079205
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: ATNI
ISIN: US0490792050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARTIN L. BUDD Mgmt For For
MICHAEL T. FLYNN Mgmt For For
LIANE J. PELLETIER Mgmt For For
CORNELIUS B. PRIOR, JR. Mgmt For For
MICHAEL T. PRIOR Mgmt For For
CHARLES J. ROESSLEIN Mgmt For For
2. TO APPROVE, BY ADVISORY VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITOR FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
ATLAS AIR WORLDWIDE HOLDINGS, INC. Agenda Number: 934025354
--------------------------------------------------------------------------------------------------------------------------
Security: 049164205
Meeting Type: Annual
Meeting Date: 16-Jun-2014
Ticker: AAWW
ISIN: US0491642056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT F. AGNEW Mgmt For For
TIMOTHY J. BERNLOHR Mgmt For For
WILLIAM J. FLYNN Mgmt For For
JAMES S. GILMORE III Mgmt For For
CAROL B. HALLETT Mgmt For For
FREDERICK MCCORKLE Mgmt For For
DUNCAN J. MCNABB Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ATMI, INC. Agenda Number: 933939247
--------------------------------------------------------------------------------------------------------------------------
Security: 00207R101
Meeting Type: Special
Meeting Date: 15-Apr-2014
Ticker: ATMI
ISIN: US00207R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF FEBRUARY 4, 2014 (AS IT MAY BE
AMENDED FROM TIME TO TIME), BY AND AMONG
ATMI, INC., ENTEGRIS, INC. AND ATOMIC
MERGER CORPORATION.
2 TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE INSUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
3 TO APPROVE A NON-BINDING ADVISORY PROPOSAL Mgmt For For
TO APPROVE THE GOLDEN PARACHUTE
COMPENSATION PAYABLE TO ATMI'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER.
--------------------------------------------------------------------------------------------------------------------------
ATRION CORPORATION Agenda Number: 933961775
--------------------------------------------------------------------------------------------------------------------------
Security: 049904105
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: ATRI
ISIN: US0499041053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EMILE A BATTAT Mgmt For For
RONALD N. SPAULDING Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS THE COMPANY'S INDEPENDENT
ACCOUNTANTS FOR 2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AUDIENCE INC Agenda Number: 934003788
--------------------------------------------------------------------------------------------------------------------------
Security: 05070J102
Meeting Type: Annual
Meeting Date: 06-Jun-2014
Ticker: ADNC
ISIN: US05070J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER B. SANTOS Mgmt For For
MARVIN D. BURKETT Mgmt For For
BARRY L. COX Mgmt For For
RICH GERUSON Mgmt For For
MOHAN S. GYANI Mgmt For For
GEORGE A. PAVLOV Mgmt For For
PATRICK SCAGLIA Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AUDIENCE'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
AV HOMES, INC. Agenda Number: 933867206
--------------------------------------------------------------------------------------------------------------------------
Security: 00234P102
Meeting Type: Special
Meeting Date: 18-Sep-2013
Ticker: AVHI
ISIN: US00234P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. EQUITY RIGHTS PROPOSAL - APPROVAL OF THE Mgmt For For
RIGHTS IN CONNECTION WITH THE TRANSACTIONS
CONTEMPLATED BY THE SECURITIES PURCHASE
AGREEMENT, DATED AS OF JUNE 19, 2013,
BETWEEN THE COMPANY AND TPG AVIATOR, L.P,
ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
2. ADJOURNMENT PROPOSAL - APPROVAL OF THE Mgmt For For
ADJOURNMENT OF THE SPECIAL MEETING TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT PROXIES AT THE SPECIAL MEETING
TO APPROVE THE FOREGOING PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
AV HOMES, INC. Agenda Number: 934005845
--------------------------------------------------------------------------------------------------------------------------
Security: 00234P102
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: AVHI
ISIN: US00234P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAUL D. BARNETT Mgmt Withheld Against
ROGER A. CREGG Mgmt Withheld Against
KELVIN L. DAVIS Mgmt Withheld Against
ROGER W. EINIGER Mgmt Withheld Against
PAUL HACKWELL Mgmt Withheld Against
GREG KRANIAS Mgmt Withheld Against
JOSHUA L. NASH Mgmt Withheld Against
JOEL M. SIMON Mgmt Withheld Against
2. APPROVAL OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR AV HOMES, INC. FOR THE
YEAR ENDING DECEMBER 31, 2014.
3. APPROVAL OF AN ADVISORY RESOLUTION ON THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
AVEO PHARMACEUTICALS INC Agenda Number: 934011747
--------------------------------------------------------------------------------------------------------------------------
Security: 053588109
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: AVEO
ISIN: US0535881090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH M. BATE Mgmt For For
ANTHONY B. EVNIN Mgmt For For
TUAN HA-NGOC Mgmt For For
RAJU KUCHERLAPATI Mgmt For For
HENRI A. TERMEER Mgmt For For
ROBERT C. YOUNG Mgmt For For
2. TO APPROVE AMENDMENT NO. 1 TO THE AMENDED Mgmt For For
AND RESTATED 2010 STOCK INCENTIVE PLAN
3. TO APPROVE AN ADVISORY VOTE ON EXECUTIVE Mgmt Against Against
COMPENSATION
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014
--------------------------------------------------------------------------------------------------------------------------
AVG TECHNOLOGIES NV Agenda Number: 933874744
--------------------------------------------------------------------------------------------------------------------------
Security: N07831105
Meeting Type: Special
Meeting Date: 24-Sep-2013
Ticker: AVG
ISIN: NL0010060661
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. APPOINTMENT MR KOVACS AS MANAGEMENT BOARD Mgmt No vote
MEMBER/CEO
3. APPROVAL OF THE REMUNERATION FOR THE CEO, Mgmt No vote
MR KOVACS AND INCREASE OF THE OPTION AND
RSU POOL UNDER THE COMPANY'S SHARE OPTION
PLAN
4. APPROVAL OF RSUS AND OPTION VESTING Mgmt No vote
ACCELERATION AND AMENDMENTS TO THE
REMUNERATION OF THE COO, MR GIAMATTEO
5. APPROVAL OF ADDITIONAL REMUNERATION OF THE Mgmt No vote
CHAIRMAN OF THE SUPERVISORY BOARD, MR
FULLER
6. APPROVAL OF OPTIONS FOR MR ESSER Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
AVG TECHNOLOGIES NV Agenda Number: 934028968
--------------------------------------------------------------------------------------------------------------------------
Security: N07831105
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: AVG
ISIN: NL0010060661
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
4 ADOPTION OF THE DUTCH STATUTORY ANNUAL Mgmt No vote
ACCOUNTS FOR THE FINANCIAL YEAR 2013
6 RELEASE FROM LIABILITY OF THE MANAGEMENT Mgmt No vote
BOARD MEMBERS IN RESPECT OF THE EXERCISE OF
THEIR DUTIES DURING THE FINANCIAL YEAR 2013
7 RELEASE FROM LIABILITY OF THE SUPERVISORY Mgmt No vote
BOARD MEMBERS IN RESPECT OF THE EXERCISE OF
THEIR DUTIES DURING THE FINANCIAL YEAR 2013
8 RE-APPOINTMENT OF MR. LITTLE AS MANAGEMENT Mgmt No vote
BOARD MEMBER
9 RE-APPOINTMENT OF MR. FULLER AS SUPERVISORY Mgmt No vote
BOARD MEMBER
10 RE-APPOINTMENT OF MR. EICHLER AS Mgmt No vote
SUPERVISORY BOARD MEMBER
11 APPOINTMENT OF MR. DUNNE AS SUPERVISORY Mgmt No vote
BOARD MEMBER
12 APPROVAL OF OPTIONS FOR MR. DUNNE Mgmt No vote
13 DESIGNATION OF THE MANAGEMENT BOARD AS Mgmt No vote
COMPETENT BODY TO ISSUE SHARES
14 DESIGNATION OF THE MANAGEMENT BOARD AS Mgmt No vote
COMPETENT BODY TO LIMIT OR EXCLUDE
PRE-EMPTIVE RIGHTS
15 INCREASE OF THE OPTION AND RSU POOL UNDER Mgmt No vote
THE COMPANY'S SHARE OPTION PLAN
16 AUTHORIZATION OF THE MANAGEMENT BOARD TO Mgmt No vote
REPURCHASE SHARES
--------------------------------------------------------------------------------------------------------------------------
AVIAT NETWORKS, INC Agenda Number: 933881509
--------------------------------------------------------------------------------------------------------------------------
Security: 05366Y102
Meeting Type: Annual
Meeting Date: 13-Nov-2013
Ticker: AVNW
ISIN: US05366Y1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
WILLIAM A. HASLER Mgmt For For
CLIFFORD H. HIGGERSON Mgmt For For
CHARLES D. KISSNER Mgmt For For
MICHAEL A. PANGIA Mgmt For For
RAGHAVENDRA RAU Mgmt For For
DR. MOHSEN SOHI Mgmt For For
DR. JAMES C. STOFFEL Mgmt For For
EDWARD F. THOMPSON Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AWARE, INC. Agenda Number: 933976017
--------------------------------------------------------------------------------------------------------------------------
Security: 05453N100
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: AWRE
ISIN: US05453N1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ADRIAN F. KRUSE Mgmt For For
JOHN S. STAFFORD, JR. Mgmt For For
2. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AXCELIS TECHNOLOGIES, INC. Agenda Number: 933954415
--------------------------------------------------------------------------------------------------------------------------
Security: 054540109
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: ACLS
ISIN: US0545401095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. JOHN FLETCHER Mgmt For For
ARTHUR L. GEORGE, JR. Mgmt For For
STEPHEN R. HARDIS Mgmt For For
WILLIAM C. JENNINGS Mgmt For For
JOSEPH P. KEITHLEY Mgmt For For
BARBARA J. LUNDBERG Mgmt For For
PATRICK H. NETTLES Mgmt For For
MARY G. PUMA Mgmt For For
H. BRIAN THOMPSON Mgmt Withheld Against
2. PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2014.
3. PROPOSAL TO AMEND THE 2012 EQUITY INCENTIVE Mgmt For For
PLAN.
4. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AXT, INC. Agenda Number: 933954148
--------------------------------------------------------------------------------------------------------------------------
Security: 00246W103
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: AXTI
ISIN: US00246W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MORRIS S. YOUNG Mgmt For For
DAVID C. CHANG Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF AXT'S NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF BURR PILGER Mgmt For For
MAYER INC. AS AXT'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
AZZ INCORPORATED Agenda Number: 933844638
--------------------------------------------------------------------------------------------------------------------------
Security: 002474104
Meeting Type: Annual
Meeting Date: 09-Jul-2013
Ticker: AZZ
ISIN: US0024741045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID H. DINGUS Mgmt For For
DANA L. PERRY Mgmt For For
DANIEL E. BERCE Mgmt For For
MARTIN C. BOWEN Mgmt For For
SAM ROSEN Mgmt For For
KEVERN R. JOYCE Mgmt For For
DR. H KIRK DOWNEY Mgmt For For
DANIEL R. FEEHAN Mgmt Withheld Against
PETER A. HEGEDUS Mgmt For For
2. APPROVAL OF AN AMENDMENT TO AZZ'S ARTICLES Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
SHARES OF AZZ COMMON STOCK FOR ISSUANCE
FROM 50,000,000 TO 100,000,000.
3. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
OF AZZ'S EXECUTIVE COMPENSATION.
4. APPROVAL TO RATIFY THE APPOINTMENT OF BDO Mgmt For For
USA, LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING FEBRUARY 28, 2014.
--------------------------------------------------------------------------------------------------------------------------
BADGER METER, INC. Agenda Number: 933945959
--------------------------------------------------------------------------------------------------------------------------
Security: 056525108
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: BMI
ISIN: US0565251081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RONALD H. DIX Mgmt Withheld Against
THOMAS J. FISCHER Mgmt For For
GALE E. KLAPPA Mgmt For For
GAIL A. LIONE Mgmt For For
RICHARD A. MEEUSEN Mgmt For For
ANDREW J. POLICANO Mgmt For For
STEVEN J. SMITH Mgmt For For
TODD J. TESKE Mgmt For For
2. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
BALCHEM CORPORATION Agenda Number: 934005516
--------------------------------------------------------------------------------------------------------------------------
Security: 057665200
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: BCPC
ISIN: US0576652004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID B. FISCHER Mgmt For For
PERRY W. PREMDAS Mgmt For For
DR. JOHN Y. TELEVANTOS Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
MCGLADREY, LLP, AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR 2014.
3 NON-BINDING ADVISORY APPROVAL OF NAMED Mgmt For For
EXECUTIVE OFFICERS' COMPENSATION AS
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
BALLANTYNE STRONG, INC. Agenda Number: 933954578
--------------------------------------------------------------------------------------------------------------------------
Security: 058516105
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: BTN
ISIN: US0585161054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
WILLIAM F. WELSH, II Mgmt For For
GARY L. CAVEY Mgmt For For
SAMUEL C. FREITAG Mgmt For For
MARC E. LEBARON Mgmt For For
MARK D. HASEBROOCK Mgmt For For
DONDE PLOWMAN Mgmt For For
JAMES C. SHAY Mgmt For For
2 THE ADVISORY (NON-BINDING) RESOLUTION Mgmt For For
REGARDING EXECUTIVE COMPENSATION.
3 APPROVAL OF THE BALLANTYNE STRONG, INC. Mgmt For For
2014 NON-EMPLOYEE DIRECTORS' RESTRICTED
STOCK PLAN.
4 APPROVAL OF 2010 LONG-TERM INCENTIVE PLAN Mgmt For For
AMENDMENT AND SECTION 162(M) MATERIAL TERMS
FOR PAYMENT OF PERFORMANCE-BASED
COMPENSATION.
5 RATIFYING THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
BALTIC TRADING LIMITED Agenda Number: 933941684
--------------------------------------------------------------------------------------------------------------------------
Security: Y0553W103
Meeting Type: Annual
Meeting Date: 09-Apr-2014
Ticker: BALT
ISIN: MHY0553W1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER C. GEORGIOPOULOS Mgmt Withheld Against
BASIL G. MAVROLEON Mgmt Withheld Against
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT AUDITORS OF
BALTIC TRADING FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE COMPANY'S 2010 EQUITY INCOME PLAN.
4. TO APPROVE A NON-BINDING, ADVISORY Mgmt Against Against
REGULATION REGARDING COMPENSATION OF BALTIC
TRADING'S NAMED EXECUTIVE OFFICERS.
5. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year Against
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
BANC OF CALIFORNIA, INC. Agenda Number: 933961585
--------------------------------------------------------------------------------------------------------------------------
Security: 05990K106
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: BANC
ISIN: US05990K1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I. DIRECTOR
ERIC HOLOMAN Mgmt Withheld Against
HALLE BENETT Mgmt For For
ROBERT D. SZNEWAJS Mgmt For For
II. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
BANCFIRST CORPORATION Agenda Number: 934000213
--------------------------------------------------------------------------------------------------------------------------
Security: 05945F103
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: BANF
ISIN: US05945F1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DENNIS BRAND Mgmt For For
C.L. CRAIG, JR. Mgmt For For
WILLIAM H. CRAWFORD Mgmt For For
JAMES R DANIEL Mgmt For For
F. FORD DRUMMOND Mgmt For For
K. GORDON GREER Mgmt For For
DR. D.B. HALVERSTADT Mgmt For For
WILLIAM O. JOHNSTONE Mgmt For For
DAVE R. LOPEZ Mgmt Withheld Against
J. RALPH MCCALMONT Mgmt For For
TOM H. MCCASLAND III Mgmt For For
RONALD NORICK Mgmt For For
PAUL B. ODOM. JR. Mgmt For For
DAVID E. RAINBOLT Mgmt For For
H.E. RAINBOLT Mgmt For For
MICHAEL S. SAMIS Mgmt For For
NATALIE SHIRLEY Mgmt For For
MICHAEL K. WALLACE Mgmt For For
G. RAINEY WILLIAMS, JR. Mgmt For For
2. TO AMEND THE BANCFIRST CORPORATION STOCK Mgmt Against Against
OPTION PLAN TO EXTEND THE TERM OF THE PLAN
FROM DECEMBER 31, 2014 TO DECEMBER 31,
2019.
3. TO AMEND THE BANCFIRST CORPORATION Mgmt Against Against
NON-EMPLOYEE DIRECTORS' STOCK OPTION PLAN
TO INCREASE THE NUMBER OF SHARES OF COMMON
STOCK THAT MAY BE ISSUED UNDER THE PLAN BY
25,000 SHARES AND TO EXTEND THE TERM OF THE
PLAN FROM DECEMBER 31, 2014 TO DECEMBER 31,
2019.
4. TO AMEND THE BANCFIRST CORPORATION Mgmt For For
DIRECTORS' DEFERRED STOCK COMPENSATION PLAN
TO INCREASE THE NUMBER OF SHARES OF COMMON
STOCK THAT MAY BE ISSUED UNDER THE PLAN BY
11,110 SHARES AND TO EXTEND THE TERM OF THE
PLAN FROM DECEMBER 31, 2014 TO DECEMBER 31,
2019.
5. TO RATIFY BKD LLP AS INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM FOR 2014.
6. ADVISORY VOTE TO APPROVE THE NAMED Mgmt For For
EXECUTIVE OFFICERS' COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BANK MUTUAL CORPORATION Agenda Number: 933937748
--------------------------------------------------------------------------------------------------------------------------
Security: 063750103
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: BKMU
ISIN: US0637501034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID A. BAUMGARTEN Mgmt For For
DAVID C. BOERKE Mgmt For For
LISA A. MAUER Mgmt For For
ROBERT B. OLSON Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS,
AS DISCLOSED IN "COMPENSATION DISCUSSION
AND ANALYSIS" AND "EXECUTIVE COMPENSATION"
IN THE PROXY STATEMENT.
4. APPROVAL OF THE BANK MUTUAL CORPORATION Mgmt Against Against
2014 INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
BANK OF COMMERCE HOLDINGS Agenda Number: 933973415
--------------------------------------------------------------------------------------------------------------------------
Security: 06424J103
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: BOCH
ISIN: US06424J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ORIN N. BENNETT Mgmt For For
GARY R. BURKS Mgmt For For
JOSEPH Q. GIBSON Mgmt For For
RANDALL S. ESLICK Mgmt For For
JON W. HALFHIDE Mgmt For For
LINDA J. MILES Mgmt For For
DAVID H. SCOTT Mgmt For For
TERENCE J. STREET Mgmt For For
LYLE L. TULLIS Mgmt For For
2 THE RATIFICATION OF THE SELECTION OF MOSS Mgmt For For
ADAMS, LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3 THE ADOPTION OF THE NON-BINDING ADVISORY Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
THE NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
BANKFINANCIAL CORPORATION Agenda Number: 934012028
--------------------------------------------------------------------------------------------------------------------------
Security: 06643P104
Meeting Type: Annual
Meeting Date: 24-Jun-2014
Ticker: BFIN
ISIN: US06643P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
F. MORGAN GASIOR Mgmt For For
JOHN W. PALMER Mgmt For For
2. TO RATIFY THE ENGAGEMENT OF CROWE HORWATH Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2014.
3. AN ADVISORY, NON-BINDING RESOLUTION TO Mgmt For For
APPROVE OUR EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BANNER CORPORATION Agenda Number: 933952043
--------------------------------------------------------------------------------------------------------------------------
Security: 06652V208
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: BANR
ISIN: US06652V2088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JESSE G. FOSTER* Mgmt For For
MARK J. GRESCOVICH* Mgmt For For
D. MICHAEL JONES* Mgmt Withheld Against
DAVID A. KLAUE* Mgmt For For
BRENT A. ORRICO# Mgmt For For
2 ADVISORY (NON-BINDING) VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF BANNER CORPORATION'S NAMED
EXECUTIVE OFFICERS.
3 THE ADOPTION OF THE BANNER CORPORATION 2014 Mgmt For For
OMNIBUS EQUITY PLAN.
4 THE RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF MOSS ADAMS LLP AS THE
INDEPENDENT AUDITOR FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
BAR HARBOR BANKSHARES Agenda Number: 933971322
--------------------------------------------------------------------------------------------------------------------------
Security: 066849100
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: BHB
ISIN: US0668491006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MATTHEW L. CARAS Mgmt For For
ROBERT C. CARTER Mgmt For For
THOMAS A. COLWELL Mgmt For For
PETER DODGE Mgmt For For
MARTHA T. DUDMAN Mgmt For For
LAURI E. FERNALD Mgmt For For
GREGG S. HANNAH Mgmt For For
CLYDE H. LEWIS Mgmt For For
JOSEPH M. MURPHY Mgmt For For
CONSTANCE C. SHEA Mgmt For For
CURTIS C. SIMARD Mgmt Withheld Against
KENNETH E. SMITH Mgmt For For
SCOTT G. TOOTHAKER Mgmt For For
DAVID B. WOODSIDE Mgmt For For
2. TO APPROVE A NON-BINDING, ADVISORY Mgmt For For
RESOLUTION ON THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS OF THE COMPANY ("SAY ON
PAY").
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
BARNES & NOBLE, INC. Agenda Number: 933863943
--------------------------------------------------------------------------------------------------------------------------
Security: 067774109
Meeting Type: Annual
Meeting Date: 10-Sep-2013
Ticker: BKS
ISIN: US0677741094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
LEONARD RIGGIO Mgmt For For
DAVID G. GOLDEN Mgmt For For
DAVID A. WILSON Mgmt For For
2 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
3 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP, AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE
FISCAL YEAR ENDING MAY 3, 2014.
--------------------------------------------------------------------------------------------------------------------------
BARRETT BUSINESS SERVICES, INC. Agenda Number: 933997693
--------------------------------------------------------------------------------------------------------------------------
Security: 068463108
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: BBSI
ISIN: US0684631080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: THOMAS J. CARLEY Mgmt For For
1.2 ELECTION OF DIRECTOR: MICHAEL L. ELICH Mgmt For For
1.3 ELECTION OF DIRECTOR: JAMES B. HICKS, PH.D. Mgmt For For
1.4 ELECTION OF DIRECTOR: ROGER L. JOHNSON Mgmt For For
1.5 ELECTION OF DIRECTOR: JON L. JUSTESEN Mgmt For For
1.6 ELECTION OF DIRECTOR: ANTHONY MEEKER Mgmt For For
2. APPROVAL OF PERFORMANCE GOALS UNDER THE Mgmt For For
COMPANY'S ANNUAL CASH INCENTIVE AWARD PLAN.
3. RATIFICATION OF SELECTION OF MOSS ADAMS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
4. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BASIC ENERGY SERVICES, INC. Agenda Number: 933991843
--------------------------------------------------------------------------------------------------------------------------
Security: 06985P100
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: BAS
ISIN: US06985P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES S. D'AGOSTINO, JR Mgmt For For
KENNETH V. HUSEMAN Mgmt For For
THOMAS P. MOORE, JR. Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITOR FOR
FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
BASSETT FURNITURE INDUSTRIES, INC. Agenda Number: 933922987
--------------------------------------------------------------------------------------------------------------------------
Security: 070203104
Meeting Type: Annual
Meeting Date: 12-Mar-2014
Ticker: BSET
ISIN: US0702031040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER W. BROWN, M.D. Mgmt For For
KRISTINA CASHMAN Mgmt For For
PAUL FULTON Mgmt For For
HOWARD H. HAWORTH Mgmt For For
GEORGE W. HENDERSON III Mgmt For For
J. WALTER MCDOWELL Mgmt For For
DALE C. POND Mgmt For For
ROBERT H. SPILMAN, JR. Mgmt For For
WILLIAM C. WAMPLER, JR. Mgmt For For
WILLIAM C. WARDEN, JR. Mgmt For For
2. PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING NOVEMBER 29, 2014.
3. PROPOSAL TO CONSIDER AND ACT ON AN ADVISORY Mgmt For For
VOTE REGARDING THE APPROVAL OF COMPENSATION
PAID TO CERTAIN EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
BAXANO SURGICAL, INC. Agenda Number: 933856671
--------------------------------------------------------------------------------------------------------------------------
Security: 071773105
Meeting Type: Annual
Meeting Date: 20-Aug-2013
Ticker: BAXS
ISIN: US0717731055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.C. HIRSCH, MD., PH.D. Mgmt For For
DAVID SIMPSON Mgmt For For
RODERICK A. YOUNG Mgmt For For
2. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS BAXANO SURGICAL'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3. APPROVAL OF AN AMENDMENT TO BAXANO Mgmt For For
SURGICAL'S 2007 STOCK INCENTIVE PLAN, WHICH
WILL INCREASE THE NUMBER OF SHARES OF
BAXANO SURGICAL COMMON STOCK AVAILABLE FOR
ISSUANCE UNDER THE PLAN BY AN ADDITIONAL
4,000,000 SHARES.
4. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION PAID TO BAXANO
SURGICAL'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
BBCN BANCORP INC Agenda Number: 934038200
--------------------------------------------------------------------------------------------------------------------------
Security: 073295107
Meeting Type: Annual
Meeting Date: 26-Jun-2014
Ticker: BBCN
ISIN: US0732951076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LOUIS M. COSSO Mgmt For For
JIN CHUL JHUNG Mgmt For For
KEVIN S. KIM Mgmt For For
PETER Y.S. KIM Mgmt For For
SANG HOON KIM Mgmt For For
CHUNG HYUN LEE Mgmt For For
DAVID P. MALONE Mgmt For For
SCOTT YOON-SUK WHANG Mgmt For For
DALE S. ZUEHLS Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM. TO
RATIFY THE APPOINTMENT OF KPMG LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2014, AS DESCRIBED IN THE
PROXY STATEMENT.
03 NONBINDING ADVISORY STOCKHOLDER VOTE ON Mgmt For For
EXECUTIVE COMPENSATION. TO APPROVE, ON AN
ADVISORY AND NON BINDING BASIS, THE
COMPENSATION PAID TO OUR "NAMED EXECUTIVE
OFFICERS," AS DESCRIBED IN THE PROXY
STATEMENT.
04 NONBINDING ADVISORY STOCKHOLDER VOTE ON Mgmt 1 Year For
FREQUENCY OF FUTURE VOTES ON EXECUTIVE
COMPENSATION. TO APPROVE, ON AN ADVISORY
AND NONBINDING BASIS, THE FREQUENCY OF
FUTURE VOTES, AS DESCRIBED IN THE PROXY
STATEMENT.
05 MEETING ADJOURNMENT. TO ADJOURN THE MEETING Mgmt For For
TO A LATER DATE OR DATES, IF NECESSARY OR
APPROPRIATE IN THE JUDGMENT OF THE BOARD OF
DIRECTORS, TO PERMIT FURTHER SOLICITATION
OF ADDITIONAL PROXIES IN THE EVENT THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE
MEETING TO APPROVE THE MATTERS TO BE
CONSIDERED BY THE SHAREHOLDERS AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
BCB BANCORP, INC. Agenda Number: 933950253
--------------------------------------------------------------------------------------------------------------------------
Security: 055298103
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: BCBP
ISIN: US0552981039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT BALLANCE Mgmt For For
JOSEPH J. BROGAN Mgmt For For
DONALD MINDIAK Mgmt For For
AUGUST PELLEGRINI, JR. Mgmt For For
2. THE RATIFICATION OF PARENTEBEARD LLC AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. AN ADVISORY, NON-BINDING RESOLUTION WITH Mgmt For For
RESPECT TO OUR EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BEBE STORES, INC. Agenda Number: 933897134
--------------------------------------------------------------------------------------------------------------------------
Security: 075571109
Meeting Type: Annual
Meeting Date: 22-Nov-2013
Ticker: BEBE
ISIN: US0755711092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MANNY MASHOUF Mgmt For For
BARBARA BASS Mgmt For For
STEVE BIRKHOLD Mgmt For For
CYNTHIA COHEN Mgmt For For
CORRADO FEDERICO Mgmt For For
NARENDER SINGH Mgmt For For
CADEN WANG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE AND Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JULY 5, 2014
--------------------------------------------------------------------------------------------------------------------------
BELO CORP. Agenda Number: 933869262
--------------------------------------------------------------------------------------------------------------------------
Security: 080555105
Meeting Type: Special
Meeting Date: 25-Sep-2013
Ticker: BLC
ISIN: US0805551050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF JUNE 12, 2013, BY AND
AMONG THE COMPANY, GANNETT CO., INC. AND
DELTA ACQUISITION CORP.
2. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt Against Against
BASIS, OF THE COMPENSATION THAT MAY BE
PAYABLE TO THE NAMED EXECUTIVE OFFICERS OF
THE COMPANY IN CONNECTION WITH THE MERGER.
3. APPROVAL OF THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING TO A LATER DATE, IF NECESSARY OR
APPROPRIATE, IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO
APPROVE THE PROPOSAL TO ADOPT THE AGREEMENT
AND PLAN OF MERGER.
--------------------------------------------------------------------------------------------------------------------------
BENEFICIAL MUTUAL BANCORP, INC. Agenda Number: 933958502
--------------------------------------------------------------------------------------------------------------------------
Security: 08173R104
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: BNCL
ISIN: US08173R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GERARD P. CUDDY Mgmt For For
FRANK A. FARNESI Mgmt For For
THOMAS J. LEWIS Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF BENEFICIAL MUTUAL
BANCORP, INC. FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. THE APPROVAL OF A NON-BINDING RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HILLS BANCORP, INC. Agenda Number: 933960848
--------------------------------------------------------------------------------------------------------------------------
Security: 084680107
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: BHLB
ISIN: US0846801076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL P. DALY Mgmt For For
SUSAN M. HILL Mgmt For For
CORNELIUS D. MAHONEY Mgmt For For
JOHN W. ALTMEYER Mgmt For For
2 TO CONSIDER A NON-BINDING PROPOSAL TO GIVE Mgmt For For
ADVISORY APPROVAL OF OUR EXECUTIVE
COMPENSATION AS DESCRIBED IN THE PROXY
STATEMENT.
3 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
BGC PARTNERS, INC. Agenda Number: 933997326
--------------------------------------------------------------------------------------------------------------------------
Security: 05541T101
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: BGCP
ISIN: US05541T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HOWARD W. LUTNICK Mgmt Withheld Against
JOHN H. DALTON Mgmt Withheld Against
STEPHEN T. CURWOOD Mgmt Withheld Against
ALBERT M. WEIS Mgmt Withheld Against
WILLIAM J. MORAN Mgmt For For
LINDA A. BELL Mgmt For For
02 APPROVAL, ON AN ADVISORY BASIS, OF Mgmt Against Against
EXECUTIVE COMPENSATION
03 APPROVAL OF THE FIFTH AMENDED AND RESTATED Mgmt Against Against
BGC PARTNERS, INC. LONG TERM INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
BIG 5 SPORTING GOODS CORPORATION Agenda Number: 934010199
--------------------------------------------------------------------------------------------------------------------------
Security: 08915P101
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: BGFV
ISIN: US08915P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JENNIFER H. DUNBAR Mgmt For For
STEVEN G. MILLER Mgmt For For
2. APPROVAL OF THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS AS
DESCRIBED IN THE PROXY STATEMENT.
3. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS FOR
FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
BIGLARI HOLDINGS INC. Agenda Number: 933965785
--------------------------------------------------------------------------------------------------------------------------
Security: 08986R101
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: BH
ISIN: US08986R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SARDAR BIGLARI Mgmt For For
PHILIP L. COOLEY Mgmt For For
KENNETH R. COOPER Mgmt Withheld Against
WILLIAM L. JOHNSON Mgmt Withheld Against
JAMES P. MASTRIAN Mgmt Withheld Against
RUTH J. PERSON Mgmt Withheld Against
2. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
DELOITTE & TOUCHE LLP AS THE CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2014 FISCAL YEAR.
3. NON-BINDING ADVISORY RESOLUTION TO APPROVE Mgmt Against Against
THE CORPORATION'S EXECUTIVE COMPENSATION,
AS DESCRIBED IN THESE PROXY MATERIALS.
4. NON-BINDING ADVISORY RESOLUTION ON THE Mgmt 1 Year Against
FREQUENCY OF HOLDING FUTURE SHAREHOLDER
ADVISORY VOTES ON THE CORPORATION'S
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BILL BARRETT CORPORATION Agenda Number: 933947597
--------------------------------------------------------------------------------------------------------------------------
Security: 06846N104
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: BBG
ISIN: US06846N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CARIN M. BARTH Mgmt For For
KEVIN O. MEYERS Mgmt Withheld Against
JIM W. MOGG Mgmt For For
EDMUND P. SEGNER, III Mgmt For For
MICHAEL E. WILEY Mgmt For For
R. SCOT WOODALL Mgmt For For
2. PROPOSAL TO APPROVE AN ADVISORY RESOLUTION Mgmt Against Against
REGARDING EXECUTIVE COMPENSATION
("SAY-ON-PAY").
3. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
BIOSCRIP, INC. Agenda Number: 933969707
--------------------------------------------------------------------------------------------------------------------------
Security: 09069N108
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: BIOS
ISIN: US09069N1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD M. SMITH Mgmt For For
CHARLOTTE W. COLLINS Mgmt For For
SAMUEL P. FRIEDER Mgmt For For
MYRON Z. HOLUBIAK Mgmt For For
DAVID R. HUBERS Mgmt For For
YON Y. JORDEN Mgmt For For
TRICIA H. NGUYEN Mgmt For For
RICHARD L. ROBBINS Mgmt For For
STUART A. SAMUELS Mgmt For For
GORDON H. WOODWARD Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
4. APPROVAL OF AMENDMENTS TO THE BIOSCRIP, Mgmt For For
INC. 2008 EQUITY INCENTIVE PLAN AND
RE-APPROVAL OF THE MATERIAL TERMS OF THE
PERFORMANCE GOALS SPECIFIED THEREIN.
--------------------------------------------------------------------------------------------------------------------------
BIOTELEMETRY, INC. Agenda Number: 933955099
--------------------------------------------------------------------------------------------------------------------------
Security: 090672106
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: BEAT
ISIN: US0906721065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RONALD A. AHRENS Mgmt For For
JOSEPH H. CAPPER Mgmt For For
JOSEPH A. FRICK Mgmt For For
2. APPROVAL, ON A NON-BINDING, ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
BJ'S RESTAURANTS, INC. Agenda Number: 934017333
--------------------------------------------------------------------------------------------------------------------------
Security: 09180C106
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: BJRI
ISIN: US09180C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GERALD W. DEITCHLE Mgmt For For
JAMES A. DAL POZZO Mgmt For For
J. ROGER KING Mgmt For For
LARRY D. BOUTS Mgmt For For
PATRICK WALSH Mgmt For For
PETER A. BASSI Mgmt For For
MARK A. MCEACHEN Mgmt For For
LEA ANNE S. OTTINGER Mgmt For For
NOAH ELBOGEN Mgmt For For
GREGORY A. TROJAN Mgmt For For
WESLEY A. NICHOLS Mgmt For For
2. APPROVAL, ON AN ADVISORY AND NON-BINDING Mgmt For For
BASIS, OF THE COMPENSATION OF NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
BLACKBAUD, INC. Agenda Number: 934010238
--------------------------------------------------------------------------------------------------------------------------
Security: 09227Q100
Meeting Type: Annual
Meeting Date: 23-Jun-2014
Ticker: BLKB
ISIN: US09227Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: TIMOTHY CHOU Mgmt For For
1.2 ELECTION OF DIRECTOR: JOYCE M. NELSON Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
BLACKBAUD, INC.'S 2013 EXECUTIVE
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS BLACKBAUD,
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
BLOUNT INTERNATIONAL, INC. Agenda Number: 934038173
--------------------------------------------------------------------------------------------------------------------------
Security: 095180105
Meeting Type: Annual
Meeting Date: 20-Jun-2014
Ticker: BLT
ISIN: US0951801051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT E. BEASLEY, JR. Mgmt For For
RONALD CAMI Mgmt For For
ANDREW C. CLARKE Mgmt For For
JOSHUA L. COLLINS Mgmt For For
NELDA J. CONNORS Mgmt For For
E. DANIEL JAMES Mgmt For For
HAROLD E. LAYMAN Mgmt Withheld Against
DANIEL J. OBRINGER Mgmt For For
DAVID A. WILLMOTT Mgmt For For
2. TO PASS AS AN ADVISORY VOTE A RESOLUTION Mgmt For For
APPROVING CERTAIN EXECUTIVE COMPENSATION.
3. TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt Against Against
APPROVE THE BLOUNT INTERNATIONAL, INC. 2014
EQUITY INCENTIVE PLAN.
4. TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt For For
RATIFY THE APPOINTMENT OF KPMG LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CORPORATION FOR THE YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
BLUCORA INC Agenda Number: 933994255
--------------------------------------------------------------------------------------------------------------------------
Security: 095229100
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: BCOR
ISIN: US0952291005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ELIZABETH HUEBNER Mgmt For For
ANDREW SNYDER Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
2014.
3. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN THE
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
BLUE NILE, INC. Agenda Number: 933970128
--------------------------------------------------------------------------------------------------------------------------
Security: 09578R103
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: NILE
ISIN: US09578R1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MINDY MEADS Mgmt For For
SCOTT HOWE Mgmt For For
2. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
DELOITTE & TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR BLUE
NILE FOR FISCAL YEAR ENDING JANUARY 4, 2015
3. TO APPROVE AN ADVISORY RESOLUTION APPROVING Mgmt For For
EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
BOB EVANS FARMS, INC. Agenda Number: 933856582
--------------------------------------------------------------------------------------------------------------------------
Security: 096761101
Meeting Type: Annual
Meeting Date: 21-Aug-2013
Ticker: BOBE
ISIN: US0967611015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LARRY C. CORBIN Mgmt For For
1B. ELECTION OF DIRECTOR: STEVEN A. DAVIS Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL J. GASSER Mgmt For For
1D. ELECTION OF DIRECTOR: E. GORDON GEE Mgmt For For
1E. ELECTION OF DIRECTOR: E.W. (BILL) INGRAM Mgmt For For
III
1F. ELECTION OF DIRECTOR: MARY KAY HABEN Mgmt For For
1G. ELECTION OF DIRECTOR: CHERYL L. KRUEGER Mgmt For For
1H. ELECTION OF DIRECTOR: G. ROBERT LUCAS Mgmt For For
1I. ELECTION OF DIRECTOR: EILEEN A. MALLESCH Mgmt For For
1J. ELECTION OF DIRECTOR: PAUL S. WILLIAMS Mgmt For For
2. APPROVING THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION
3. APPROVING AN AMENDMENT TO THE 2010 EQUITY Mgmt For For
AND CASH INCENTIVE PLAN TO ADD SHARES
4. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
BODY CENTRAL CORP Agenda Number: 933963642
--------------------------------------------------------------------------------------------------------------------------
Security: 09689U102
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: BODY
ISIN: US09689U1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DONNA R. ECTON Mgmt For For
SCOTT M. GALLIN Mgmt For For
2. APPROVAL OF AN ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION FOR FISCAL 2013.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2014.
4. APPROVAL OF THE COMPANY'S SECOND AMENDED Mgmt For For
AND RESTATED 2006 EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
BOFI HOLDING, INC. Agenda Number: 933876724
--------------------------------------------------------------------------------------------------------------------------
Security: 05566U108
Meeting Type: Annual
Meeting Date: 24-Oct-2013
Ticker: BOFI
ISIN: US05566U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES S. ARGALAS Mgmt For For
JAMES J. COURT Mgmt For For
EDWARD J. RATINOFF Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK AVAILABLE FOR ISSUANCE FROM
25,000,000 SHARES TO 50,000,000 SHARES.
3. VOTE TO RATIFY THE SELECTION OF BDO USA, Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT
ACCOUNTANTS FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
BOINGO WIRELESS Agenda Number: 934005768
--------------------------------------------------------------------------------------------------------------------------
Security: 09739C102
Meeting Type: Annual
Meeting Date: 13-Jun-2014
Ticker: WIFI
ISIN: US09739C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHUCK DAVIS Mgmt For For
MICHAEL FINLEY Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
BOISE CASCADE CO Agenda Number: 933963399
--------------------------------------------------------------------------------------------------------------------------
Security: 09739D100
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: BCC
ISIN: US09739D1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: THOMAS E. CARLILE Mgmt For For
2. ELECTION OF DIRECTOR: DUANE C. MCDOUGALL Mgmt For For
3. TO PROVIDE A NON-BINDING ADVISORY VOTE ON Mgmt 1 Year For
THE PROPOSED TIMELINE FOR SEEKING EXECUTIVE
COMPENSATION ADVISORY VOTES IN THE FUTURE.
4. TO PROVIDE A NON-BINDING ADVISORY VOTE Mgmt For For
APPROVING THE COMPANY'S EXECUTIVE
COMPENSATION PROGRAM.
5. TO RATIFY THE APPOINTMENT OF KPMG AS THE Mgmt For For
COMPANY'S EXTERNAL AUDITORS FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
BOLT TECHNOLOGY CORPORATION Agenda Number: 933891081
--------------------------------------------------------------------------------------------------------------------------
Security: 097698104
Meeting Type: Annual
Meeting Date: 26-Nov-2013
Ticker: BOLT
ISIN: US0976981045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH ESPESO Mgmt For For
MICHAEL C. HEDGER Mgmt For For
STEPHEN F. RYAN Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF MCGLADREY Mgmt For For
LLP AS INDEPENDENT ACCOUNTANTS FOR THE
FISCAL YEAR BEGINNING JULY 1, 2013.
--------------------------------------------------------------------------------------------------------------------------
BOOKS-A-MILLION, INC. Agenda Number: 934016521
--------------------------------------------------------------------------------------------------------------------------
Security: 098570104
Meeting Type: Annual
Meeting Date: 30-May-2014
Ticker: BAMM
ISIN: US0985701046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TERRY C. ANDERSON Mgmt Withheld Against
2. TO APPROVE THE FOURTH AMENDMENT TO THE 2005 Mgmt For For
INCENTIVE AWARD PLAN
3. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2015
4. TO APPROVE ON AN ADVISORY BASIS THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
--------------------------------------------------------------------------------------------------------------------------
BOSTON PRIVATE FINANCIAL HOLDINGS, INC. Agenda Number: 933937255
--------------------------------------------------------------------------------------------------------------------------
Security: 101119105
Meeting Type: Annual
Meeting Date: 16-Apr-2014
Ticker: BPFH
ISIN: US1011191053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CLAYTON G. DEUTSCH Mgmt For For
DEBORAH F. KUENSTNER Mgmt For For
DANIEL P. NOLAN Mgmt For For
BRIAN G. SHAPIRO Mgmt For For
WILLIAM J. SHEA Mgmt For For
STEPHEN M. WATERS Mgmt For For
2. TO APPROVE AN ADVISORY, NON-BINDING Mgmt For For
RESOLUTION ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
3. TO APPROVE THE BOSTON PRIVATE FINANCIAL Mgmt For For
HOLDINGS, INC. AMENDED AND RESTATED 2009
STOCK OPTION AND INCENTIVE PLAN, AMENDING
THE PLAN PERFORMANCE CRITERIA.
4. TO APPROVE THE BOSTON PRIVATE FINANCIAL Mgmt For For
HOLDINGS, INC. 2001 EMPLOYEE STOCK PURCHASE
PLAN, AS AMENDED AND RESTATED.
--------------------------------------------------------------------------------------------------------------------------
BOTTOMLINE TECHNOLOGIES (DE), INC. Agenda Number: 933885482
--------------------------------------------------------------------------------------------------------------------------
Security: 101388106
Meeting Type: Annual
Meeting Date: 14-Nov-2013
Ticker: EPAY
ISIN: US1013881065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES L. LOOMIS Mgmt Withheld Against
DANIEL M. MCGURL Mgmt Withheld Against
JENNIFER M. GRAY Mgmt For For
2. AMENDMENT TO THE COMPANY'S 2009 STOCK Mgmt For For
INCENTIVE PLAN TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK AUTHORIZED FOR
ISSUANCE UNDER THE PLAN FROM 5,550,000 TO
7,950,000 AS FURTHER SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
3. NON-BINDING ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
BOULDER BRANDS, INC. Agenda Number: 933975558
--------------------------------------------------------------------------------------------------------------------------
Security: 101405108
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: BDBD
ISIN: US1014051080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BENJAMIN D. CHERESKIN Mgmt For For
GERALD J. LABER Mgmt Withheld Against
JAMES B. LEIGHTON Mgmt For For
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt Against Against
OUR NAMED EXECUTIVE OFFICER COMPENSATION
3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
--------------------------------------------------------------------------------------------------------------------------
BOVIE MEDICAL CORPORATION Agenda Number: 933843799
--------------------------------------------------------------------------------------------------------------------------
Security: 10211F100
Meeting Type: Annual
Meeting Date: 16-Jul-2013
Ticker: BVX
ISIN: US10211F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANDREW MAKRIDES Mgmt For For
J. ROBERT SARON Mgmt For For
GEORGE KROMER Mgmt For For
MICHAEL NORMAN Mgmt For For
AUGUST LENTRICCHIA Mgmt For For
MICHAEL GERAGHTY Mgmt For For
LAWRENCE J. WALDMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
KINGERY & CROUSE PA AS THE COMPANY'S
INDEPENDENT PUBLIC ACCOUNTANTS FOR THE YEAR
ENDING DECEMBER 31, 2013.
3. THE APPROVAL OF A NON-BINDING ADVISORY Mgmt Against Against
PROPOSAL APPROVING A RESOLUTION SUPPORTING
THE COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
4. THE APPROVAL OF A NON-BINDING ADVISORY VOTE Mgmt 1 Year Against
ON THE FREQUENCY OF AN ADVISORY VOTE ON
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
BPZ RESOURCES, INC. Agenda Number: 934012624
--------------------------------------------------------------------------------------------------------------------------
Security: 055639108
Meeting Type: Annual
Meeting Date: 20-Jun-2014
Ticker: BPZ
ISIN: US0556391086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEPHEN C. BEASLEY* Mgmt For For
JERELYN EAGAN* Mgmt For For
RICHARD SPIES# Mgmt For For
2. THE APPROVAL, BY NON-BINDING VOTE, OF THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
3. THE RECOMMENDATION, BY NON-BINDING VOTE, ON Mgmt 1 Year For
THE FREQUENCY OF FUTURE ADVISORY VOTES ON
COMPENSATION FOR OUR NAMED EXECUTIVE
OFFICERS
4. THE AMENDMENT OF OUR 2007 LONG-TERM Mgmt For For
INCENTIVE COMPENSATION PLAN TO ALLOW FOR AN
ADDITIONAL AMOUNT OF SECURITIES TO BE MADE
AVAILABLE FOR INCENTIVE AWARDS
5. THE AMENDMENT OF OUR 2007 DIRECTORS' Mgmt Against Against
COMPENSATION INCENTIVE PLAN TO ALLOW FOR AN
ADDITIONAL AMOUNT OF SECURITIES TO BE MADE
AVAILABLE FOR INCENTIVE AWARDS
6. THE RATIFICATION OF THE APPOINTMENT OF BDO Mgmt For For
USA, LLP AS THE COMPANY'S INDEPENDENT
PUBLIC ACCOUNTANTS FOR THE YEAR ENDING
DECEMBER 31, 2014
--------------------------------------------------------------------------------------------------------------------------
BRAVO BRIO RESTAURANT GROUP, INC. Agenda Number: 933944426
--------------------------------------------------------------------------------------------------------------------------
Security: 10567B109
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: BBRG
ISIN: US10567B1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALTON F. DOODY III Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID B. PITTAWAY Mgmt For For
1C. ELECTION OF DIRECTOR: HAROLD O. ROSSER II Mgmt For For
1D. ELECTION OF DIRECTOR: FORTUNATO N. VALENTI Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED
12/28/2014.
3. ADVISORY VOTE FOR COMPENSATION OF EXECUTIVE Mgmt For For
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
BRIDGE BANCORP, INC. Agenda Number: 933963539
--------------------------------------------------------------------------------------------------------------------------
Security: 108035106
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: BDGE
ISIN: US1080351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES I. MASSOUD Mgmt For For
RAYMOND A. NIELSEN Mgmt For For
KEVIN M. O'CONNOR Mgmt For For
THOMAS J. TOBIN Mgmt For For
2. AN ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
OUR EXECUTIVE COMPENSATION AS DESCRIBED IN
THE PROXY STATEMENT
3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
CROWE HORWATH LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY FOR THE YEAR ENDING DECEMBER 31,
2014
--------------------------------------------------------------------------------------------------------------------------
BRIDGE CAPITAL HOLDINGS Agenda Number: 933986272
--------------------------------------------------------------------------------------------------------------------------
Security: 108030107
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: BBNK
ISIN: US1080301070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LAWRENCE OWEN BROWN Mgmt For For
HOWARD N. GOULD Mgmt For For
DR. FRANCIS J. HARVEY Mgmt For For
ALLAN C. KRAMER, M.D. Mgmt For For
ROBERT P. LATTA Mgmt For For
DANIEL P. MYERS Mgmt For For
CHRISTOPHER B. PAISLEY Mgmt For For
THOMAS M. QUIGG Mgmt For For
THOMAS A. SA Mgmt For For
TERRY SCHWAKOPF Mgmt For For
BARRY A. TURKUS Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF VAVRINEK, Mgmt For For
TRINE, DAY & CO. LLP AS INDEPENDENT
ACCOUNTANTS FOR THE COMPANY'S 2014 FISCAL
YEAR.
--------------------------------------------------------------------------------------------------------------------------
BRIDGEPOINT EDUCATION, INC. Agenda Number: 933977893
--------------------------------------------------------------------------------------------------------------------------
Security: 10807M105
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: BPI
ISIN: US10807M1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DALE CRANDALL Mgmt For For
ADARSH SARMA Mgmt Withheld Against
MARYE ANNE FOX Mgmt For For
2. VOTE, ON AN ADVISORY BASIS, REGARDING THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS FOR THE YEAR ENDED DECEMBER 31,
2013, AS SET FORTH IN THE 2014 PROXY
STATEMENT.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
BRIGGS & STRATTON CORPORATION Agenda Number: 933871801
--------------------------------------------------------------------------------------------------------------------------
Security: 109043109
Meeting Type: Annual
Meeting Date: 16-Oct-2013
Ticker: BGG
ISIN: US1090431099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM F. ACHTMEYER Mgmt For For
PATRICIA L. KAMPLING Mgmt For For
TODD J. TESKE Mgmt For For
2. RATIFY DELOITTE & TOUCHE LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT AUDITOR.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BROADVISION, INC. Agenda Number: 933995841
--------------------------------------------------------------------------------------------------------------------------
Security: 111412706
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: BVSN
ISIN: US1114127061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
DR. PEHONG CHEN Mgmt For For
JAMES D. DIXON Mgmt For For
ROBERT LEE Mgmt For For
FRANCOIS STIEGER Mgmt For For
2 PROPOSAL TO RATIFY THE SELECTION OF OUM & Mgmt For For
CO. LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
BROOKLINE BANCORP, INC. Agenda Number: 933970433
--------------------------------------------------------------------------------------------------------------------------
Security: 11373M107
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: BRKL
ISIN: US11373M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M.B. FITZGERALD Mgmt For For
BOGDAN NOWAK Mgmt For For
MERRILL W. SHERMAN Mgmt For For
PETER O. WILDE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
4. TO APPROVE THE BROOKLINE BANCORP, INC. 2014 Mgmt For For
EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
BROOKS AUTOMATION, INC. Agenda Number: 933909511
--------------------------------------------------------------------------------------------------------------------------
Security: 114340102
Meeting Type: Annual
Meeting Date: 05-Feb-2014
Ticker: BRKS
ISIN: US1143401024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
A. CLINTON ALLEN Mgmt For For
ROBYN C. DAVIS Mgmt For For
JOSEPH R. MARTIN Mgmt For For
JOHN K. MCGILLICUDDY Mgmt For For
KRISHNA G. PALEPU Mgmt For For
KIRK P. POND Mgmt For For
STEPHEN S. SCHWARTZ Mgmt For For
ALFRED WOOLLACOTT, III Mgmt For For
MARK S. WRIGHTON Mgmt For For
ELLEN M. ZANE Mgmt For For
2. TO APPROVE A NON-BINDING ADVISORY VOTE ON Mgmt For For
EXECUTIVE COMPENSATION.
3. TO RATIFY THE SELECTION OF BDO USA, LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED ACCOUNTING FIRM
FOR THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
BROWN SHOE COMPANY, INC. Agenda Number: 933980698
--------------------------------------------------------------------------------------------------------------------------
Security: 115736100
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: BWS
ISIN: US1157361007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. LEE CAPPS III Mgmt For For
CARLA HENDRA Mgmt For For
PATRICIA G. MCGINNIS Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS.
3. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BRYN MAWR BANK CORPORATION Agenda Number: 933975267
--------------------------------------------------------------------------------------------------------------------------
Security: 117665109
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: BMTC
ISIN: US1176651099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANCIS J. LETO Mgmt For For
BRITTON H. MURDOCH Mgmt For For
2. TO APPROVE A NON-BINDING ADVISORY VOTE ON Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR BRYN MAWR BANK
CORPORATION FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
BUCKEYE TECHNOLOGIES INC. Agenda Number: 933857697
--------------------------------------------------------------------------------------------------------------------------
Security: 118255108
Meeting Type: Special
Meeting Date: 15-Aug-2013
Ticker: BKI
ISIN: US1182551085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE MERGER AGREEMENT. Mgmt For For
2. TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY AND APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE PROPOSAL TO
ADOPT THE MERGER AGREEMENT.
3. TO APPROVE A NON-BINDING ADVISORY PROPOSAL Mgmt For For
TO APPROVE THE MERGER-RELATED COMPENSATION
PAYABLE TO OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
BUILD-A-BEAR WORKSHOP, INC. Agenda Number: 933970902
--------------------------------------------------------------------------------------------------------------------------
Security: 120076104
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: BBW
ISIN: US1200761047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MAXINE CLARK Mgmt For For
SHARON JOHN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY'S
CURRENT FISCAL YEAR.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. TO APPROVE THE BUILD-A-BEAR WORKSHOP, INC. Mgmt For For
THIRD AMENDED AND RESTATED 2004 STOCK
INCENTIVE PLAN.
5. TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt Against Against
PROPERLY COME BEFORE THE MEETING OR ANY
ADJOURNMENTS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
C&F FINANCIAL CORPORATION Agenda Number: 933938942
--------------------------------------------------------------------------------------------------------------------------
Security: 12466Q104
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: CFFI
ISIN: US12466Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J.P. CAUSEY JR. Mgmt For For
BARRY R. CHERNACK Mgmt For For
2. TO APPROVE, IN AN ADVISORY, NON-BINDING Mgmt For For
VOTE, THE COMPENSATION OF THE CORPORATION'S
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF YOUNT, HYDE & Mgmt For For
BARBOUR, P.C. AS THE CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANT
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2014.
--------------------------------------------------------------------------------------------------------------------------
C&J ENERGY SERVICES INC Agenda Number: 933968565
--------------------------------------------------------------------------------------------------------------------------
Security: 12467B304
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: CJES
ISIN: US12467B3042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSHUA E. COMSTOCK Mgmt For For
RANDALL C. MCMULLEN, JR Mgmt For For
DARREN M. FRIEDMAN Mgmt For For
ADRIANNA MA Mgmt For For
MICHAEL ROEMER Mgmt For For
C. JAMES STEWART, III Mgmt Withheld Against
HH "TRIPP" WOMMACK, III Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION
3. RATIFICATION OF THE APPOINTMENT OF UHY LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF C&J ENERGY SERVICES,
INC. FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014
--------------------------------------------------------------------------------------------------------------------------
CABOT MICROELECTRONICS CORPORATION Agenda Number: 933917075
--------------------------------------------------------------------------------------------------------------------------
Security: 12709P103
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: CCMP
ISIN: US12709P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. BIRGENEAU Mgmt For For
STEVEN V. WILKINSON Mgmt For For
BAILING XIA Mgmt For For
2. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
CACHE, INC. Agenda Number: 933859538
--------------------------------------------------------------------------------------------------------------------------
Security: 127150308
Meeting Type: Annual
Meeting Date: 14-Aug-2013
Ticker: CACH
ISIN: US1271503088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAY MARGOLIS Mgmt For For
GENE G. GAGE Mgmt For For
MICHAEL F. PRICE Mgmt For For
CHARLES J. HINKATY Mgmt For For
ROBERT C. GRAYSON Mgmt For For
J. DAVID SCHEINER Mgmt For For
2. TO APPROVE THE COMPANY'S 2013 STOCK Mgmt For For
INCENTIVE PLAN.
3. TO APPROVE, ON AN ADVISORY (NONBINDING) Mgmt For For
BASIS, THE COMPANY'S EXECUTIVE
COMPENSATION.
4. TO APPROVE, ON AN ADVISORY (NONBINDING) Mgmt 1 Year Against
BASIS, THE FREQUENCY OF FUTURE ADVISORY
VOTES ON EXECUTIVE COMPENSATION.
5. TO APPROVE THE AGREEMENT & PLAN OF MERGER Mgmt For For
("PLAN OF MERGER") BETWEEN THE COMPANY &
ITS WHOLLY-OWNED DELAWARE SUBSIDIARY,
CACHE, INC. ("CACHE DELAWARE"), PURSUANT TO
WHICH THE COMPANY WILL MERGE WITH & INTO
CACHE DELAWARE FOR THE SOLE PURPOSE OF
CHANGING THE COMPANY'S STATE OF DOMICILE,
INCLUDING THE APPROVAL OF THE CERTIFICATE
OF INCORPORATION OF CACHE DELAWARE.
6. TO RATIFY THE APPOINTMENT OF MAYER HOFFMAN Mgmt For For
MCCANN CPAS, AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 28, 2013.
--------------------------------------------------------------------------------------------------------------------------
CACHE, INC. Agenda Number: 934007217
--------------------------------------------------------------------------------------------------------------------------
Security: 127150308
Meeting Type: Annual
Meeting Date: 09-Jun-2014
Ticker: CACH
ISIN: US1271503088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAY MARGOLIS Mgmt For For
GENE G. GAGE Mgmt For For
MICHAEL F. PRICE Mgmt For For
CHARLES J. HINKATY Mgmt For For
ROBERT C. GRAYSON Mgmt For For
J. DAVID SCHEINER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF MAYER HOFFMAN Mgmt For For
MCCANN CPAS, AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JANUARY 3, 2015.
--------------------------------------------------------------------------------------------------------------------------
CAI INTERNATIONAL, INC. Agenda Number: 934007332
--------------------------------------------------------------------------------------------------------------------------
Security: 12477X106
Meeting Type: Annual
Meeting Date: 06-Jun-2014
Ticker: CAP
ISIN: US12477X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VICTOR GARCIA Mgmt For For
GARY SAWKA Mgmt For For
MARVIN DENNIS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. APPROVAL OF THE ADVISORY RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CAL-MAINE FOODS, INC. Agenda Number: 933874352
--------------------------------------------------------------------------------------------------------------------------
Security: 128030202
Meeting Type: Annual
Meeting Date: 04-Oct-2013
Ticker: CALM
ISIN: US1280302027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ADOLPHUS B. BAKER Mgmt Withheld Against
TIMOTHY A. DAWSON Mgmt Withheld Against
LETITIA C. HUGHES Mgmt For For
SHERMAN MILLER Mgmt Withheld Against
JAMES E. POOLE Mgmt For For
STEVE W. SANDERS Mgmt For For
2. RATIFICATION OF FROST, PLLC AS INDEPENDENT Mgmt For For
AUDITORS OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
CALAMOS ASSET MANAGEMENT, INC. Agenda Number: 933993657
--------------------------------------------------------------------------------------------------------------------------
Security: 12811R104
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: CLMS
ISIN: US12811R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: GARY D. BLACK Mgmt For For
1.2 ELECTION OF DIRECTOR: THOMAS F. EGGERS Mgmt For For
1.3 ELECTION OF DIRECTOR: RICHARD W. GILBERT Mgmt For For
1.4 ELECTION OF DIRECTOR: KEITH M. SCHAPPERT Mgmt For For
1.5 ELECTION OF DIRECTOR: WILLIAM N. SHIEBLER Mgmt For For
2. PROPOSAL TO APPROVE THE ADVISORY Mgmt Against Against
(NON-BINDING) RESOLUTION RELATING TO
EXECUTIVE COMPENSATION.
3. TO AMEND OUR INCENTIVE COMPENSATION PLAN. Mgmt Against Against
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
MCGLADREY LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY'S FISCAL YEAR ENDING DECEMBER 31,
2014.
--------------------------------------------------------------------------------------------------------------------------
CALAMP CORP. Agenda Number: 933850895
--------------------------------------------------------------------------------------------------------------------------
Security: 128126109
Meeting Type: Annual
Meeting Date: 25-Jul-2013
Ticker: CAMP
ISIN: US1281261099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK PERNA, JR. Mgmt For For
KIMBERLY ALEXY Mgmt For For
MICHAEL BURDIEK Mgmt For For
A.J. "BERT" MOYER Mgmt For For
THOMAS PARDUN Mgmt For For
LARRY WOLFE Mgmt For For
2. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION
3. RATIFICATION OF THE SELECTION OF Mgmt For For
SINGERLEWAK LLP AS THE INDEPENDENT AUDITING
FIRM FOR THE COMPANY FOR THE FISCAL YEAR
ENDING FEBRUARY 28, 2014
4. TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt Against Against
PROPERLY COME BEFORE THE MEETING AND ANY
POSTPONEMENTS OR ADJOURNMENTS THEREOF
--------------------------------------------------------------------------------------------------------------------------
CALAVO GROWERS, INC. Agenda Number: 933937293
--------------------------------------------------------------------------------------------------------------------------
Security: 128246105
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: CVGW
ISIN: US1282461052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LECIL E. COLE Mgmt Withheld Against
GEORGE H. BARNES Mgmt For For
JAMES D. HELIN Mgmt For For
DONALD M. SANDERS Mgmt Withheld Against
MARC L. BROWN Mgmt Withheld Against
MICHAEL A. DIGREGORIO Mgmt For For
SCOTT VAN DER KAR Mgmt Withheld Against
J. LINK LEAVENS Mgmt Withheld Against
DORCAS H. THILLE Mgmt Withheld Against
JOHN M. HUNT Mgmt For For
EGIDIO CARBONE, JR. Mgmt For For
HAROLD EDWARDS Mgmt Withheld Against
STEVEN HOLLISTER Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF CALAVO GROWERS, INC. FOR
THE YEAR ENDING OCTOBER 31, 2014
3. ADVISORY VOTE APPROVING THE EXECUTIVE Mgmt For For
COMPENSATION DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT
--------------------------------------------------------------------------------------------------------------------------
CALGON CARBON CORPORATION Agenda Number: 933949957
--------------------------------------------------------------------------------------------------------------------------
Security: 129603106
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: CCC
ISIN: US1296031065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RANDALL S. DEARTH Mgmt For For
JOHN J. PARO Mgmt For For
TIMOTHY G. RUPERT Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF CALGON CARBON CORPORATION AS
DESCRIBED UNDER THE HEADING ENTITLED
"EXECUTIVE AND DIRECTOR COMPENSATION" IN
THE PROXY STATEMENT FOR THE 2014 ANNUAL
MEETING OF STOCKHOLDERS.
4. APPROVAL OF THE AMENDED AND RESTATED CALGON Mgmt For For
CARBON CORPORATION 2008 EQUITY INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
CALIFORNIA WATER SERVICE GROUP Agenda Number: 933970368
--------------------------------------------------------------------------------------------------------------------------
Security: 130788102
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: CWT
ISIN: US1307881029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: TERRY P. BAYER Mgmt For For
1B ELECTION OF DIRECTOR: EDWIN A. GUILES Mgmt For For
1C ELECTION OF DIRECTOR: BONNIE G. HILL Mgmt For For
1D ELECTION OF DIRECTOR: MARTIN A. KROPELNICKI Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS M. KRUMMEL, Mgmt For For
M.D.
1F ELECTION OF DIRECTOR: RICHARD P. MAGNUSON Mgmt For For
1G ELECTION OF DIRECTOR: LINDA R. MEIER Mgmt For For
1H ELECTION OF DIRECTOR: PETER C. NELSON Mgmt For For
1I ELECTION OF DIRECTOR: LESTER A. SNOW Mgmt For For
1J ELECTION OF DIRECTOR: GEORGE A. VERA Mgmt For For
2 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3 RATIFICATION OF SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014
4 APPROVAL OF THE GROUP'S AMENDED AND Mgmt For For
RESTATED EQUITY INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
CALIX INC Agenda Number: 933967993
--------------------------------------------------------------------------------------------------------------------------
Security: 13100M509
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: CALX
ISIN: US13100M5094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEVIN DENUCCIO Mgmt For For
MICHAEL MATTHEWS Mgmt For For
THOMAS PARDUN Mgmt For For
2. APPROVAL, ON A NON-BINDING, ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION OF CALIX'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS CALIX'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CALLAWAY GOLF COMPANY Agenda Number: 933944779
--------------------------------------------------------------------------------------------------------------------------
Security: 131193104
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: ELY
ISIN: US1311931042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
OLIVER G. BREWER III Mgmt For For
RONALD S. BEARD Mgmt For For
SAMUEL H. ARMACOST Mgmt For For
JOHN C. CUSHMAN, III Mgmt For For
JOHN F. LUNDGREN Mgmt For For
ADEBAYO O. OGUNLESI Mgmt For For
RICHARD L. ROSENFIELD Mgmt For For
ANTHONY S. THORNLEY Mgmt For For
2. RATIFY, ON AN ADVISORY BASIS, THE Mgmt For For
APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CALLON PETROLEUM COMPANY Agenda Number: 933910879
--------------------------------------------------------------------------------------------------------------------------
Security: 13123X102
Meeting Type: Special
Meeting Date: 15-Jan-2014
Ticker: CPE
ISIN: US13123X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO AMEND ARTICLE FOUR OF THE Mgmt For For
COMPANY'S CERTIFICATE OF INCORPORATION
INCREASING THE NUMBER OF AUTHORIZED SHARES
OF COMMON STOCK OF THE COMPANY FROM 60
MILLION SHARES TO 110 MILLION SHARES.
--------------------------------------------------------------------------------------------------------------------------
CALLON PETROLEUM COMPANY Agenda Number: 933966585
--------------------------------------------------------------------------------------------------------------------------
Security: 13123X102
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: CPE
ISIN: US13123X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ANTHONY J. NOCCHIERO Mgmt For For
MATTHEW REGIS BOB Mgmt For For
JAMES M. TRIMBLE Mgmt For For
2 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CAMBREX CORPORATION Agenda Number: 933946141
--------------------------------------------------------------------------------------------------------------------------
Security: 132011107
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: CBM
ISIN: US1320111073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROSINA B. DIXON Mgmt For For
1B. ELECTION OF DIRECTOR: KATHRYN R. HARRIGAN Mgmt For For
1C. ELECTION OF DIRECTOR: LEON J. HENDRIX, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: ILAN KAUFTHAL Mgmt For For
1E. ELECTION OF DIRECTOR: STEVEN M. KLOSK Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM B. KORB Mgmt For For
1G. ELECTION OF DIRECTOR: PETER G. TOMBROS Mgmt For For
1H. ELECTION OF DIRECTOR: SHLOMO YANAI Mgmt For For
2. APPROVE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE 2014
PROXY STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF BDO USA, Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
CAMDEN NATIONAL CORPORATION Agenda Number: 933949818
--------------------------------------------------------------------------------------------------------------------------
Security: 133034108
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: CAC
ISIN: US1330341082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. CAMPBELL Mgmt Withheld Against
CRAIG S. GUNDERSON Mgmt For For
JOHN W. HOLMES Mgmt For For
JOHN M. ROHMAN Mgmt For For
2. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS ("SAY-ON-PAY").
3. TO RATIFY THE APPOINTMENT OF BERRY DUNN Mgmt For For
MCNEIL & PARKER, LLC AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
CANTEL MEDICAL CORP. Agenda Number: 933905741
--------------------------------------------------------------------------------------------------------------------------
Security: 138098108
Meeting Type: Annual
Meeting Date: 09-Jan-2014
Ticker: CMN
ISIN: US1380981084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLES M. DIKER Mgmt For For
1B. ELECTION OF DIRECTOR: ALAN R. BATKIN Mgmt For For
1C. ELECTION OF DIRECTOR: ANN E. BERMAN Mgmt For For
1D. ELECTION OF DIRECTOR: JOSEPH M. COHEN Mgmt For For
1E. ELECTION OF DIRECTOR: MARK N. DIKER Mgmt For For
1F. ELECTION OF DIRECTOR: GEORGE L. FOTIADES Mgmt For For
1G. ELECTION OF DIRECTOR: ALAN J. HIRSCHFIELD Mgmt For For
1H. ELECTION OF DIRECTOR: ANDREW A. KRAKAUER Mgmt For For
1I. ELECTION OF DIRECTOR: PETER J. PRONOVOST Mgmt For For
1J. ELECTION OF DIRECTOR: BRUCE SLOVIN Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 31, 2014
--------------------------------------------------------------------------------------------------------------------------
CAPELLA EDUCATION CO. Agenda Number: 933938295
--------------------------------------------------------------------------------------------------------------------------
Security: 139594105
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: CPLA
ISIN: US1395941057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. KEVIN GILLIGAN Mgmt For For
MICHAEL A. LINTON Mgmt For For
MICHAEL L. LOMAX Mgmt For For
JODY G. MILLER Mgmt For For
STEPHEN G. SHANK Mgmt For For
ANDREW M. SLAVITT Mgmt For For
DAVID W. SMITH Mgmt For For
JEFFREY W. TAYLOR Mgmt For For
DARRELL R. TUKUA Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. APPROVAL OF 2014 CAPELLA EDUCATION COMPANY Mgmt For For
EQUITY INCENTIVE PLAN.
4. ADVISORY VOTE ON THE EXECUTIVE COMPENSATION Mgmt Against Against
OF OUR NAMED EXECUTIVE OFFICERS (SAY ON
PAY).
--------------------------------------------------------------------------------------------------------------------------
CAPITAL BANK FINANCIAL CORP. Agenda Number: 933994091
--------------------------------------------------------------------------------------------------------------------------
Security: 139794101
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: CBF
ISIN: US1397941014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARTHA M. BACHMAN Mgmt For For
RICHARD M. DEMARTINI Mgmt For For
PETER N. FOSS Mgmt For For
WILLIAM A. HODGES Mgmt For For
OSCAR A. KELLER III Mgmt For For
JEFFREY E. KIRT Mgmt For For
MARC D. OKEN Mgmt For For
R. EUGENE TAYLOR Mgmt For For
WILLIAM G. WARD, SR. Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR 2014.
3. ADOPT A RESOLUTION APPROVING, ON AN Mgmt For For
ADVISORY BASIS, THE COMPENSATION PAID TO
THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS
DISCLOSED PURSUANT TO ITEM 402 OF
REGULATION S-K IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CAPITAL CITY BANK GROUP, INC. Agenda Number: 933938334
--------------------------------------------------------------------------------------------------------------------------
Security: 139674105
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: CCBG
ISIN: US1396741050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS A. BARRON Mgmt For For
J. EVERITT DREW Mgmt For For
LINA S. KNOX Mgmt For For
2. NON-BINDING ADVISORY APPROVAL OF EXECUTIVE Mgmt Against Against
COMPENSATION.
3. TO RATIFY THE EXPECTED APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS AUDITORS OF THE COMPANY FOR
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CAPITAL SENIOR LIVING CORPORATION Agenda Number: 933992340
--------------------------------------------------------------------------------------------------------------------------
Security: 140475104
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: CSU
ISIN: US1404751042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LAWRENCE A. COHEN Mgmt For For
E. RODNEY HORNBAKE Mgmt For For
KIMBERLY S. HERMAN Mgmt For For
2. PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP,
INDEPENDENT ACCOUNTANTS, AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. PROPOSAL TO APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
4. IN THEIR DISCRETION, THE PROXIES ARE Mgmt Against Against
AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS
AS MAY PROPERLY COME BEFORE THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
CAPITAL SOUTHWEST CORPORATION Agenda Number: 933850807
--------------------------------------------------------------------------------------------------------------------------
Security: 140501107
Meeting Type: Annual
Meeting Date: 15-Jul-2013
Ticker: CSWC
ISIN: US1405011073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH B. ARMES Mgmt For For
SAMUEL B. LIGON Mgmt For For
GARY L. MARTIN Mgmt For For
T. DUANE MORGAN Mgmt For For
RICHARD F. STRUP Mgmt For For
JOHN H. WILSON Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT BY OUR Mgmt For For
AUDIT COMMITTEE OF GRANT THORNTON LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 31, 2014.
3. PROPOSAL TO APPROVE, BY NON-BINDING VOTE, Mgmt For For
EXECUTIVE COMPENSATION.
4. PROPOSAL TO AMEND ARTICLE FOUR OF THE Mgmt Against Against
COMPANY'S ARTICLES OF INCORPORATION, AS
AMENDED AND RESTATED, TO INCREASE THE
AUTHORIZED COMMON STOCK OF THE COMPANY FROM
5,000,000, PAR VALUE $1.00 PER SHARE, TO
25,000,000, PAR VALUE $0.25 PER SHARE, TO
EFFECT A 4:1 SPLIT OF THE ISSUED COMMON
STOCK OF THE COMPANY, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CARDINAL FINANCIAL CORPORATION Agenda Number: 933954427
--------------------------------------------------------------------------------------------------------------------------
Security: 14149F109
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: CFNL
ISIN: US14149F1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BARBARA B. LANG# Mgmt For For
B.G. BECK* Mgmt For For
WILLIAM G. BUCK* Mgmt For For
SIDNEY O. DEWBERRY* Mgmt For For
WILLIAM E. PETERSON* Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT AUDITORS FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
CARDIONET, INC. Agenda Number: 933847937
--------------------------------------------------------------------------------------------------------------------------
Security: 14159L103
Meeting Type: Annual
Meeting Date: 25-Jul-2013
Ticker: BEAT
ISIN: US14159L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE HOLDING COMPANY PROPOSAL AND Mgmt For For
RELATED REORGANIZATION AGREEMENT, PURSUANT
TO WHICH OUR PRESENT COMPANY WILL
REORGANIZE INTO A HOLDING COMPANY AND
BECOME A SUBSIDIARY OF A NEW DELAWARE
CORPORATION NAMED BIOTELEMETRY, INC.
2. DIRECTOR
ERIC N. PRYSTOWSKY, MD Mgmt For For
REBECCA W. RIMEL Mgmt For For
ROBERT J. RUBIN, M.D. Mgmt For For
3. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
CAREER EDUCATION CORPORATION Agenda Number: 933977968
--------------------------------------------------------------------------------------------------------------------------
Security: 141665109
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: CECO
ISIN: US1416651099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: LOUIS E. CALDERA Mgmt For For
1.2 ELECTION OF DIRECTOR: DENNIS H. CHOOKASZIAN Mgmt For For
1.3 ELECTION OF DIRECTOR: DAVID W. DEVONSHIRE Mgmt For For
1.4 ELECTION OF DIRECTOR: PATRICK W. GROSS Mgmt For For
1.5 ELECTION OF DIRECTOR: GREGORY L. JACKSON Mgmt For For
1.6 ELECTION OF DIRECTOR: THOMAS B. LALLY Mgmt For For
1.7 ELECTION OF DIRECTOR: RONALD D. MCCRAY Mgmt For For
1.8 ELECTION OF DIRECTOR: SCOTT W. STEFFEY Mgmt For For
1.9 ELECTION OF DIRECTOR: LESLIE T. THORNTON Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION PAID BY THE COMPANY TO ITS
NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CARMIKE CINEMAS, INC. Agenda Number: 933980408
--------------------------------------------------------------------------------------------------------------------------
Security: 143436400
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: CKEC
ISIN: US1434364006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROLAND C. SMITH Mgmt For For
MARK R. BELL Mgmt For For
JEFFREY W. BERKMAN Mgmt For For
SEAN T. ERWIN Mgmt For For
JAMES A. FLEMING Mgmt For For
ALAN J. HIRSCHFIELD Mgmt For For
S. DAVID PASSMAN III Mgmt For For
PATRICIA A. WILSON Mgmt For For
2. APPROVE THE AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF SHARES OF COMMON
STOCK AUTHORIZED FOR ISSUANCE FROM 35
MILLION TO 52.5 MILLION.
3. APPROVE THE ADOPTION OF THE CARMIKE Mgmt For For
CINEMAS, INC. 2014 INCENTIVE STOCK PLAN.
4. APPROVE THE ADOPTION OF THE CARMIKE Mgmt For For
CINEMAS, INC. 2014 EMPLOYEE STOCK PURCHASE
PLAN.
5. RATIFICATION OF APPOINTMENT OF DELOITTE AND Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2014.
6. APPROVE ON AN ADVISORY BASIS, THE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CARRIAGE SERVICES, INC. Agenda Number: 933993013
--------------------------------------------------------------------------------------------------------------------------
Security: 143905107
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: CSV
ISIN: US1439051079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID J. DECARLO Mgmt For For
DONALD D. PATTESON, JR. Mgmt Withheld Against
2. APPROVE, BY ADVISORY VOTE, NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
3. RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS CARRIAGE SERVICES, INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CARRIZO OIL & GAS, INC. Agenda Number: 933983505
--------------------------------------------------------------------------------------------------------------------------
Security: 144577103
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: CRZO
ISIN: US1445771033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
S.P. JOHNSON IV Mgmt For For
STEVEN A. WEBSTER Mgmt For For
THOMAS L. CARTER, JR. Mgmt For For
ROBERT F. FULTON Mgmt For For
F. GARDNER PARKER Mgmt For For
ROGER A. RAMSEY Mgmt For For
FRANK A. WOJTEK Mgmt For For
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE INCENTIVE PLAN OF CARRIZO OIL & GAS,
INC. TO AUTHORIZE 3,577,500 ADDITIONAL
SHARES FOR ISSUANCE, TO AFFIRM AS MODIFIED
THE MATERIAL TERMS OF THE PERFORMANCE GOALS
AND TO MAKE OTHER CHANGES TO THE INCENTIVE
PLAN.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CARROLS RESTAURANT GROUP, INC. Agenda Number: 934001772
--------------------------------------------------------------------------------------------------------------------------
Security: 14574X104
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: TAST
ISIN: US14574X1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CLAYTON E. WILHITE Mgmt For For
JOEL M. HANDEL Mgmt For For
2. TO ADOPT, ON AN ADVISORY BASIS, A Mgmt Against Against
RESOLUTION APPROVING THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS
DESCRIBED IN THE PROXY STATEMENT UNDER
"EXECUTIVE COMPENSATION".
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF CARROLS
RESTAURANT GROUP, INC. FOR THE 2014 FISCAL
YEAR.
--------------------------------------------------------------------------------------------------------------------------
CASCADE MICROTECH, INC. Agenda Number: 933976132
--------------------------------------------------------------------------------------------------------------------------
Security: 147322101
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: CSCD
ISIN: US1473221018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL D. BURGER* Mgmt For For
RAYMOND A. LINK* Mgmt For For
MARTIN L. RAPP# Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER
31, 2014.
3. TO APPROVE AN AMENDMENT TO THE CASCADE Mgmt For For
MICROTECH, INC. 2010 STOCK INCENTIVE PLAN.
4. TO APPROVE, AS A NON-BINDING ADVISORY VOTE, Mgmt For For
OUR NAMED EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CASH AMERICA INTERNATIONAL, INC. Agenda Number: 933968147
--------------------------------------------------------------------------------------------------------------------------
Security: 14754D100
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: CSH
ISIN: US14754D1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DANIEL E. BERCE Mgmt For For
JACK R. DAUGHERTY Mgmt For For
DANIEL R. FEEHAN Mgmt For For
JAMES H. GRAVES Mgmt For For
B.D. HUNTER Mgmt For For
TIMOTHY J. MCKIBBEN Mgmt For For
ALFRED M. MICALLEF Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR 2014.
3. VOTE TO APPROVE THE CASH AMERICA Mgmt For For
INTERNATIONAL, INC. 2014 LONG-TERM
INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CASS INFORMATION SYSTEMS, INC. Agenda Number: 933940125
--------------------------------------------------------------------------------------------------------------------------
Security: 14808P109
Meeting Type: Annual
Meeting Date: 21-Apr-2014
Ticker: CASS
ISIN: US14808P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ERIC H. BRUNNGRABER Mgmt For For
BENJAMIN F. EDWARDS, IV Mgmt For For
2. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
EXECUTIVE COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
CAVCO INDUSTRIES, INC. Agenda Number: 933853310
--------------------------------------------------------------------------------------------------------------------------
Security: 149568107
Meeting Type: Annual
Meeting Date: 11-Jul-2013
Ticker: CVCO
ISIN: US1495681074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID A. GREENBLATT Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITOR FOR FISCAL 2014.
03 PROPOSAL TO APPROVE THE ADVISORY Mgmt For For
(NON-BINDING) RESOLUTION RELATING TO
EXECUTIVE COMPENSATION.
04 TO APPROVE THE ISSUANCE OF UP TO Mgmt For For
APPROXIMATELY 2,031,193 SHARES OF OUR
COMMON STOCK IN CONSIDERATION FOR 50% OF
THE OUTSTANDING SHARES OF FLEETWOOD HOMES,
INC. HELD BY THIRD AVENUE VALUE FUND AND
WHITMAN HIGH CONVICTION FUND PURSUANT TO
THE STOCK PURCHASE AGREEMENT, DATED JUNE
14, 2013, BY AND AMONG THE COMPANY, THIRD
AVENUE VALUE FUND AND WHITMAN HIGH
CONVICTION FUND.
--------------------------------------------------------------------------------------------------------------------------
CBIZ, INC. Agenda Number: 933969959
--------------------------------------------------------------------------------------------------------------------------
Security: 124805102
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: CBZ
ISIN: US1248051021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JOSEPH S. DIMARTINO Mgmt For For
1.2 ELECTION OF DIRECTOR: DONALD V. WEIR Mgmt For For
2. RATIFICATION OF KPMG, LLP AS CBIZ'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. SAY ON PAY-AN ADVISORY VOTE ON THE APPROVAL Mgmt For For
OF EXECUTIVE COMPENSATION.
4. APPROVAL OF THE CBIZ, INC. 2014 STOCK Mgmt For For
INCENTIVE PLAN.
5. UPON SUCH OTHER BUSINESS AS MAY PROPERLY Mgmt Against Against
COME BEFORE SAID MEETING, OR ANY
ADJOURNMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
CDI CORP. Agenda Number: 933992061
--------------------------------------------------------------------------------------------------------------------------
Security: 125071100
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: CDI
ISIN: US1250711009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH L. CARLINI Mgmt For For
MICHAEL J. EMMI Mgmt For For
WALTER R. GARRISON Mgmt Withheld Against
LAWRENCE C. KARLSON Mgmt For For
RONALD J. KOZICH Mgmt For For
ANNA M. SEAL Mgmt For For
ALBERT E. SMITH Mgmt For For
BARTON J. WINOKUR Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFY THE APPOINTMENT OF KPMG LLP AS CDI'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014
--------------------------------------------------------------------------------------------------------------------------
CECO ENVIRONMENTAL CORP. Agenda Number: 933862941
--------------------------------------------------------------------------------------------------------------------------
Security: 125141101
Meeting Type: Special
Meeting Date: 26-Aug-2013
Ticker: CECE
ISIN: US1251411013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE ISSUANCE OF CECO Mgmt For For
ENVIRONMENTAL CORP. ("CECO") COMMON STOCK
TO MET-PRO CORPORATION ("MET-PRO")
SHAREHOLDERS IN THE FIRST MERGER
CONTEMPLATED BY THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF APRIL 21, 2013, BY AND
AMONG CECO, MET-PRO, MUSTANG ACQUISITION
INC. AND MUSTANG ACQUISITION II INC.
2. APPROVAL OF AN AMENDMENT TO CECO'S 2007 Mgmt Against Against
EQUITY INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK AVAILABLE
FOR ISSUANCE THEREUNDER FROM 2,000,000 TO
2,600,000.
3. APPROVAL OF THE ADJOURNMENT OR POSTPONEMENT Mgmt Against Against
OF THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, FOR, AMONG OTHER REASONS, THE
SOLICITATION OF ADDITIONAL PROXIES IN THE
EVENT THAT THERE ARE NOT SUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO
APPROVE CECO PROPOSAL NOS. 1 AND 2.
--------------------------------------------------------------------------------------------------------------------------
CECO ENVIRONMENTAL CORP. Agenda Number: 933962195
--------------------------------------------------------------------------------------------------------------------------
Security: 125141101
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: CECE
ISIN: US1251411013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ARTHUR CAPE Mgmt For For
JASON DEZWIREK Mgmt Withheld Against
ERIC M. GOLDBERG Mgmt For For
JEFFREY LANG Mgmt Withheld Against
LYNN J. LYALL Mgmt For For
JONATHAN POLLACK Mgmt Withheld Against
SETH RUDIN Mgmt For For
DONALD A. WRIGHT Mgmt For For
2. TO RATIFY THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR FISCAL
YEAR 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CELADON GROUP, INC. Agenda Number: 933891219
--------------------------------------------------------------------------------------------------------------------------
Security: 150838100
Meeting Type: Annual
Meeting Date: 11-Dec-2013
Ticker: CGI
ISIN: US1508381001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEPHEN RUSSELL Mgmt For For
ANTHONY HEYWORTH Mgmt For For
CATHERINE LANGHAM Mgmt For For
MICHAEL MILLER Mgmt For For
PAUL WILL Mgmt For For
2. ADVISORY, NON-BINDING VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
3. APPROVAL OF THE SECOND AMENDMENT TO THE Mgmt For For
2006 OMNIBUS INCENTIVE PLAN, AS AMENDED, TO
INCREASE BY 750,000 THE MAXIMUM AGGREGATE
NUMBER OF SHARES OF COMMON STOCK AVAILABLE
FOR THE GRANT OF AWARDS UNDER SUCH PLAN,
WHICH WOULD RESULT IN APPROXIMATELY 819,913
SHARES BEING AVAILABLE UNDER SUCH PLAN FOR
FUTURE AWARDS, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CENTER BANCORP, INC. Agenda Number: 934024578
--------------------------------------------------------------------------------------------------------------------------
Security: 151408101
Meeting Type: Annual
Meeting Date: 24-Jun-2014
Ticker: CNBC
ISIN: US1514081017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALEXANDER BOL Mgmt For For
LAWRENCE B. SEIDMAN Mgmt For For
ANTHONY C. WEAGLEY Mgmt For For
FREDERICK FISH Mgmt For For
HOWARD KENT Mgmt For For
NICHOLAS MINOIA Mgmt For For
HAROLD SCHECHTER Mgmt For For
WILLIAM THOMPSON Mgmt For For
RAYMOND VANARIA Mgmt For For
2 TO APPROVE AN AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF JANUARY 20, 2014, BY AND
BETWEEN CENTER AND CONNECTONE BANCORP,
INC., PROVIDING FOR THE MERGER OF
CONNECTONE WITH AND INTO CENTER AND THE
AUTOMATIC CONVERSION OF ALL OF THE
OUTSTANDING SHARES OF COMMON STOCK OF
CONNECTONE INTO SHARES OF CENTER COMMON
STOCK AT AN EXCHANGE RATIO OF 2.6:1.
3 TO APPROVE THE ADOPTION OF AN AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION THAT
WILL INCREASE OUR AUTHORIZED SHARES OF
COMMON STOCK FROM 25,000,000 TO 50,000,000
AND CHANGE OUR NAME, UPON CONSUMMATION OF
THE MERGER, TO "CONNECTONE BANCORP, INC".
4 TO APPROVE A PROPOSAL TO ADJOURN THE CENTER Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE
MERGER.
5 TO RATIFY THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS CENTER'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
6 TO APPROVE, ON AN ADVISORY BASIS, CERTAIN Mgmt Against Against
COMPENSATION PAYABLE AS A RESULT OF THE
CONSUMMATION OF THE PROPOSED MERGER.
7 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
EXECUTIVE COMPENSATION OF OUR EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CENTERSTATE BANKS, INC. Agenda Number: 933933625
--------------------------------------------------------------------------------------------------------------------------
Security: 15201P109
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: CSFL
ISIN: US15201P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES H. BINGHAM Mgmt For For
G. ROBERT BLANCHARD, JR Mgmt For For
C. DENNIS CARLTON Mgmt For For
JOHN C. CORBETT Mgmt For For
GRIFFIN A. GREENE Mgmt For For
CHARLES W. MCPHERSON Mgmt For For
G. TIERSO NUNEZ II Mgmt For For
THOMAS E. OAKLEY Mgmt For For
ERNEST S. PINNER Mgmt For For
WILLIAM K. POU, JR. Mgmt For For
JOSHUA A. SNIVELY Mgmt Withheld Against
MICHAEL F. CIFERRI Mgmt For For
DANIEL R. RICHEY Mgmt For For
2. APPROVAL OF THE ADVISORY RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
3. APPROVAL OF THE PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
CENTERSTATE BANKS, INC. Agenda Number: 933994813
--------------------------------------------------------------------------------------------------------------------------
Security: 15201P109
Meeting Type: Special
Meeting Date: 28-May-2014
Ticker: CSFL
ISIN: US15201P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE THE SHARE ISSUANCE AS DESCRIBED IN Mgmt For For
THE ACCOMPANYING JOINT PROXY
STATEMENT/PROSPECTUS.
2. APPROVE THE ADJOURNMENT OR POSTPONEMENT OF Mgmt For For
THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO PERMIT FURTHER SOLICITATION
OF PROXIES.
--------------------------------------------------------------------------------------------------------------------------
CENTRAL EUROPEAN MEDIA ENTERPRISES LTD. Agenda Number: 934021255
--------------------------------------------------------------------------------------------------------------------------
Security: G20045202
Meeting Type: Annual
Meeting Date: 02-Jun-2014
Ticker: CETV
ISIN: BMG200452024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN K. BILLOCK Mgmt For For
PAUL T. CAPPUCCIO Mgmt For For
CHARLES R. FRANK, JR. Mgmt For For
IRIS KNOBLOCH Mgmt For For
ALFRED W. LANGER Mgmt For For
BRUCE MAGGIN Mgmt Withheld Against
PARM SANDHU Mgmt For For
DOUGLAS S. SHAPIRO Mgmt For For
DUCO SICKINGHE Mgmt For For
KELLI TURNER Mgmt For For
GERHARD ZEILER Mgmt For For
2. THE APPOINTMENT OF DELOITTE LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY IN RESPECT OF THE
FISCAL YEAR ENDING DECEMBER 31, 2014 AND
THE AUTHORIZATION OF THE BOARD OF
DIRECTORS, ACTING THROUGH THE AUDIT
COMMITTEE, TO APPROVE THEIR FEE.
3. AN ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION AS DISCLOSED IN THE
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CENTRAL PACIFIC FINANCIAL CORP. Agenda Number: 933939754
--------------------------------------------------------------------------------------------------------------------------
Security: 154760409
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: CPF
ISIN: US1547604090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALVARO J. AGUIRRE Mgmt For For
JAMES F. BURR Mgmt For For
CHRISTINE H.H. CAMP Mgmt For For
JOHN C. DEAN Mgmt For For
EARL E. FRY Mgmt For For
PAUL J. KOSASA Mgmt For For
DUANE K. KURISU Mgmt For For
COLBERT M. MATSUMOTO Mgmt For For
CRYSTAL K. ROSE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. TO CONSIDER AN ADVISORY (NON-BINDING) Mgmt For For
PROPOSAL TO APPROVE THE COMPENSATION OF THE
COMPANY'S EXECUTIVE OFFICERS.
4. TO RATIFY A TWO-YEAR EXTENSION (UNTIL Mgmt For For
FEBRUARY 18, 2016) OF THE COMPANY'S TAX
BENEFITS PRESERVATION PLAN (NON-BINDING),
TO CONTINUE TO PROTECT AGAINST A POSSIBLE
LIMITATION ON THE COMPANY'S ABILITY TO USE
CERTAIN TAX ASSETS (SUCH AS NET OPERATING
LOSS CARRYFORWARDS) TO OFFSET FUTURE
INCOME.
5. TO APPROVE A TWO-YEAR EXTENSION (UNTIL MAY Mgmt For For
2, 2016) OF A PROTECTIVE AMENDMENT TO THE
COMPANY'S RESTATED ARTICLES OF
INCORPORATION TO RESTRICT CERTAIN TRANSFERS
OF STOCK IN ORDER TO CONTINUE TO PRESERVE
THE TAX TREATMENT OF THE COMPANY'S NET
OPERATING LOSSES AND CERTAIN UNREALIZED TAX
LOSSES.
--------------------------------------------------------------------------------------------------------------------------
CENTURY ALUMINUM COMPANY Agenda Number: 933864630
--------------------------------------------------------------------------------------------------------------------------
Security: 156431108
Meeting Type: Annual
Meeting Date: 23-Sep-2013
Ticker: CENX
ISIN: US1564311082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JARL BERNTZEN Mgmt For For
MICHAEL BLESS Mgmt For For
DANIEL GOLDBERG Mgmt Withheld Against
PETER JONES Mgmt For For
ANDREW MICHELMORE Mgmt For For
JOHN O'BRIEN Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2013
3. PROPOSAL TO APPROVE ON AN ADVISORY BASIS, A Mgmt For For
RESOLUTION ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
CENVEO, INC. Agenda Number: 933976978
--------------------------------------------------------------------------------------------------------------------------
Security: 15670S105
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: CVO
ISIN: US15670S1050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT G. BURTON, SR. Mgmt For For
GERALD S. ARMSTRONG Mgmt For For
ROBERT G. BURTON, JR. Mgmt For For
DR. MARK J. GRIFFIN Mgmt For For
DR. SUSAN HERBST Mgmt For For
ROBERT B. OBERNIER Mgmt For For
2. PROPOSAL TO RATIFY THE SELECTION OF GRANT Mgmt For For
THORNTON, LLP AS THE CORPORATION'S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 27, 2014.
3. PROPOSAL TO APPROVE, BY A NON-BINDING, Mgmt Against Against
ADVISORY VOTE, 2013 COMPENSATION PAID TO
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CEVA, INC. Agenda Number: 933965797
--------------------------------------------------------------------------------------------------------------------------
Security: 157210105
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: CEVA
ISIN: US1572101053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ELIYAHU AYALON Mgmt For For
ZVI LIMON Mgmt For For
BRUCE A. MANN Mgmt For For
PETER MCMANAMON Mgmt For For
SVEN-CHRISTER NILSSON Mgmt For For
LOUIS SILVER Mgmt For For
DAN TOCATLY Mgmt For For
GIDEON WERTHEIZER Mgmt For For
2. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S AMENDED AND RESTATED 2003
DIRECTOR STOCK OPTION PLAN TO INCREASE BY
250,000 SHARES THE NUMBER OF SHARES OF
COMMON STOCK RESERVED FOR ISSUANCE
THEREUNDER.
3. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 2011 EQUITY INCENTIVE PLAN TO
INCREASE BY 650,000 SHARES THE NUMBER OF
SHARES OF COMMON STOCK RESERVED FOR
ISSUANCE THEREUNDER.
4. TO RATIFY THE SELECTION OF KOST, FORER, Mgmt For For
GABBAY & KASIERER (A MEMBER OF ERNST &
YOUNG GLOBAL) AS INDEPENDENT AUDITORS OF
THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
5. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CHASE CORPORATION Agenda Number: 933911542
--------------------------------------------------------------------------------------------------------------------------
Security: 16150R104
Meeting Type: Annual
Meeting Date: 04-Feb-2014
Ticker: CCF
ISIN: US16150R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ADAM P. CHASE Mgmt Withheld Against
PETER R. CHASE Mgmt Withheld Against
MARY CLAIRE CHASE Mgmt Withheld Against
LEWIS P. GACK Mgmt For For
GEORGE M. HUGHES Mgmt Withheld Against
RONALD LEVY Mgmt For For
THOMAS WROE, JR. Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
AUGUST 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CHECKPOINT SYSTEMS, INC. Agenda Number: 934001671
--------------------------------------------------------------------------------------------------------------------------
Security: 162825103
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: CKP
ISIN: US1628251035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HARALD EINSMANN Mgmt For For
MARC T. GILES Mgmt For For
JACK W. PARTRIDGE Mgmt For For
2. NON-BINDING ADVISORY VOTE TO APPROVE FISCAL Mgmt For For
2013 COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 28, 2014.
--------------------------------------------------------------------------------------------------------------------------
CHEMICAL FINANCIAL CORPORATION Agenda Number: 933934639
--------------------------------------------------------------------------------------------------------------------------
Security: 163731102
Meeting Type: Annual
Meeting Date: 21-Apr-2014
Ticker: CHFC
ISIN: US1637311028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY E. ANDERSON Mgmt For For
NANCY BOWMAN Mgmt For For
JAMES R. FITTERLING Mgmt For For
THOMAS T. HUFF Mgmt For For
MICHAEL T. LAETHEM Mgmt For For
JAMES B. MEYER Mgmt For For
TERENCE F. MOORE Mgmt For For
DAVID B. RAMAKER Mgmt For For
GRACE O. SHEARER Mgmt For For
LARRY D. STAUFFER Mgmt For For
FRANKLIN C. WHEATLAKE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CHEROKEE INC. Agenda Number: 933844486
--------------------------------------------------------------------------------------------------------------------------
Security: 16444H102
Meeting Type: Annual
Meeting Date: 16-Jul-2013
Ticker: CHKE
ISIN: US16444H1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TIMOTHY EWING Mgmt For For
ROBERT GALVIN Mgmt For For
KEITH HULL Mgmt For For
JESS RAVICH Mgmt For For
HENRY STUPP Mgmt For For
FRANK TWORECKE Mgmt For For
2. TO APPROVE THE PROPOSED RATIFICATION OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2014.
3. TO APPROVE A NON-BINDING ADVISORY Mgmt For For
RESOLUTION ON EXECUTIVE COMPENSATION.
4. TO APPROVE THE CHEROKEE INC. 2013 STOCK Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
CHEROKEE INC. Agenda Number: 933988214
--------------------------------------------------------------------------------------------------------------------------
Security: 16444H102
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: CHKE
ISIN: US16444H1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TIMOTHY EWING Mgmt For For
ROBERT GALVIN Mgmt For For
KEITH HULL Mgmt For For
JESS RAVICH Mgmt For For
FRANK TWORECKE Mgmt For For
HENRY STUPP Mgmt For For
2. TO APPROVE THE PROPOSED RATIFICATION OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2015.
3. TO APPROVE A NON-BINDING ADVISORY Mgmt For For
RESOLUTION ON EXECUTIVE COMPENSATION.
4. SUCH OTHER BUSINESS AS MAY PROPERLY COME Mgmt Against Against
BEFORE THE MEETING OR ANY ADJOURNMENT
THEREOF.
--------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE UTILITIES CORPORATION Agenda Number: 933963779
--------------------------------------------------------------------------------------------------------------------------
Security: 165303108
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: CPK
ISIN: US1653031088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS J. BRESNAN Mgmt For For
JOSEPH E. MOORE Mgmt For For
DIANNA F. MORGAN Mgmt For For
JOHN R. SCHIMKAITIS Mgmt For For
2. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. NON-BINDING ADVISORY VOTE TO RATIFY THE Mgmt For For
APPOINTMENT OF PARENTEBEARD LLC AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
CHINDEX INTERNATIONAL, INC. Agenda Number: 934009134
--------------------------------------------------------------------------------------------------------------------------
Security: 169467107
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: CHDX
ISIN: US1694671074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HOLLI HARRIS Mgmt For For
CAROL R. KAUFMAN Mgmt For For
ROBERTA LIPSON Mgmt For For
KENNETH A. NILSSON Mgmt For For
JULIUS Y. OESTREICHER Mgmt For For
LAWRENCE PEMBLE Mgmt For For
ELYSE BETH SILVERBERG Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE SELECTION OF BDO USA, Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CHIQUITA BRANDS INTERNATIONAL, INC. Agenda Number: 933978085
--------------------------------------------------------------------------------------------------------------------------
Security: 170032809
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: CQB
ISIN: US1700328099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KERRII B. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD W. BARKER, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: CLARE M. HASLER-LEWIS Mgmt For For
1D. ELECTION OF DIRECTOR: CRAIG E. HUSS Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD F. LONERGAN Mgmt For For
1F. ELECTION OF DIRECTOR: JEFFREY N. SIMMONS Mgmt For For
1G. ELECTION OF DIRECTOR: STEVEN P. STANBROOK Mgmt For For
1H. ELECTION OF DIRECTOR: RONALD V. WATERS III Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. APPROVE AMENDMENT TO THE COMPANY'S THIRD Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION
REGARDING SIMPLE MAJORITY VOTE.
5. TO CONSIDER A SHAREHOLDER PROPOSAL Shr For Against
REGARDING AN EXECUTIVE EQUITY RETENTION
POLICY, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
CHRISTOPHER & BANKS CORPORATION Agenda Number: 934017838
--------------------------------------------------------------------------------------------------------------------------
Security: 171046105
Meeting Type: Annual
Meeting Date: 26-Jun-2014
Ticker: CBK
ISIN: US1710461054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARK A. COHN Mgmt For For
1B. ELECTION OF DIRECTOR: ANNE L. JONES Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID A. LEVIN Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM F. SHARPE, Mgmt For For
III
1E. ELECTION OF DIRECTOR: PAUL L. SNYDER Mgmt For For
1F. ELECTION OF DIRECTOR: PATRICIA A. STENSRUD Mgmt For For
1G. ELECTION OF DIRECTOR: LUANN VIA Mgmt For For
1H. ELECTION OF DIRECTOR: LISA W. WARDELL Mgmt For For
2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
3. APPROVAL OF THE 2014 STOCK INCENTIVE PLAN. Mgmt For For
4. APPROVAL OF THE 2014 ANNUAL INCENTIVE PLAN. Mgmt For For
5. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
CHURCHILL DOWNS INCORPORATED Agenda Number: 933947674
--------------------------------------------------------------------------------------------------------------------------
Security: 171484108
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: CHDN
ISIN: US1714841087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT L. FEALY Mgmt For For
DANIEL P. HARRINGTON Mgmt For For
2. PROPOSAL TO AMEND THE CHURCHILL DOWNS Mgmt For For
INCORPORATED 2007 OMNIBUS STOCK INCENTIVE
PLAN TO INCREASE THE NUMBER OF SHARES
AVAILABLE FOR ISSUANCE THEREUNDER BY 1.8
MILLION SHARES.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR CHURCHILL DOWNS INCORPORATED FOR
THE YEAR ENDING DECEMBER 31, 2014.
4. PROPOSAL TO APPROVE, BY NON-BINDING Mgmt Against Against
ADVISORY VOTE, EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CIBER, INC. Agenda Number: 934003550
--------------------------------------------------------------------------------------------------------------------------
Security: 17163B102
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: CBR
ISIN: US17163B1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL BOUSTRIDGE Mgmt For For
STEPHEN S. KURTZ Mgmt For For
KURT J. LAUK Mgmt For For
2. SEEK ADVISORY APPROVAL OF THE COMPENSATION Mgmt Against Against
OF OUR NAMED EXECUTIVE OFFICERS.
3. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CINCINNATI BELL INC. Agenda Number: 933946507
--------------------------------------------------------------------------------------------------------------------------
Security: 171871106
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: CBB
ISIN: US1718711062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PHILLIP R. COX Mgmt For For
1B. ELECTION OF DIRECTOR: JAKKI L. HAUSSLER Mgmt For For
1C. ELECTION OF DIRECTOR: CRAIG F. MAIER Mgmt For For
1D. ELECTION OF DIRECTOR: RUSSEL P. MAYER Mgmt For For
1E. ELECTION OF DIRECTOR: THEODORE H. SCHELL Mgmt For For
1F. ELECTION OF DIRECTOR: ALAN R. SCHRIBER Mgmt For For
1G. ELECTION OF DIRECTOR: LYNN A. WENTWORTH Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN M. ZRNO Mgmt For For
1I. ELECTION OF DIRECTOR: THEODORE H. TORBECK Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION.
3. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
CIRCOR INTERNATIONAL, INC. Agenda Number: 933943347
--------------------------------------------------------------------------------------------------------------------------
Security: 17273K109
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: CIR
ISIN: US17273K1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT A. BUCKHOUT Mgmt For For
JOHN (ANDY) O'DONNELL Mgmt For For
2. TO RATIFY THE AUDIT COMMITTEE OF THE BOARD Mgmt For For
OF DIRECTORS' SELECTION OF GRANT THORNTON
LLP AS THE COMPANY'S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2014.
3. TO CONSIDER AN ADVISORY RESOLUTION Mgmt For For
APPROVING THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
4. TO APPROVE THE COMPANY'S 2014 STOCK OPTION Mgmt For For
AND INCENTIVE PLAN INCLUDING THE
PERFORMANCE COMPENSATION PARAMETERS SET
FORTH THEREIN.
--------------------------------------------------------------------------------------------------------------------------
CITI TRENDS, INC. Agenda Number: 934006708
--------------------------------------------------------------------------------------------------------------------------
Security: 17306X102
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: CTRN
ISIN: US17306X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LAURENS M. GOFF* Mgmt For For
R. EDWARD ANDERSON# Mgmt For For
LAWRENCE E. HYATT# Mgmt For For
2. AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS FOR 2013.
3. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
TO BE THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING JANUARY 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
CITIZENS, INC. Agenda Number: 933980294
--------------------------------------------------------------------------------------------------------------------------
Security: 174740100
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: CIA
ISIN: US1747401008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DR. E. DEAN GAGE Mgmt For For
STEVEN F. SHELTON Mgmt For For
TIMOTHY T. TIMMERMAN Mgmt For For
DR. ROBERT B. SLOAN, JR Mgmt For For
2. SAY ON PAY - TO APPROVE, ON A NON-BINDING Mgmt For For
ADVISORY BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S REGISTERED INDEPENDENT
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
CITY HOLDING COMPANY Agenda Number: 933954465
--------------------------------------------------------------------------------------------------------------------------
Security: 177835105
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: CHCO
ISIN: US1778351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT D. FISHER* Mgmt For For
JAY C. GOLDMAN* Mgmt For For
CHARLES R. HAGEBOECK* Mgmt For For
PHILIP L. MCLAUGHLIN* Mgmt For For
J. THOMAS JONES# Mgmt For For
2. PROPOSAL TO RATIFY THE AUDIT COMMITTEE AND Mgmt For For
THE BOARD OF DIRECTORS' APPOINTMENT OF
ERNST & YOUNG, LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR CITY
HOLDING COMPANY FOR 2014.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CLAYTON WILLIAMS ENERGY, INC. Agenda Number: 933953881
--------------------------------------------------------------------------------------------------------------------------
Security: 969490101
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: CWEI
ISIN: US9694901011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT L. PARKER Mgmt For For
JORDAN R. SMITH Mgmt For For
02 ADVISORY VOTE ON THE SELECTION OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR 2014.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CLEARFIELD, INC. Agenda Number: 933914598
--------------------------------------------------------------------------------------------------------------------------
Security: 18482P103
Meeting Type: Annual
Meeting Date: 20-Feb-2014
Ticker: CLFD
ISIN: US18482P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHERYL P. BERANEK Mgmt For For
RONALD G. ROTH Mgmt For For
CHARLES N. HAYSSEN Mgmt For For
DONALD R. HAYWARD Mgmt For For
JOHN G. REDDAN Mgmt For For
STEPHEN L. ZUCKERMAN Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFY THE APPOINTMENT OF BAKER TILLY Mgmt For For
VIRCHOW KRAUSE, LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
CLEARFIELD, INC. FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
CLEARWATER PAPER CORPORATION Agenda Number: 933938512
--------------------------------------------------------------------------------------------------------------------------
Security: 18538R103
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: CLW
ISIN: US18538R1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FREDRIC W. CORRIGAN Mgmt For For
1B. ELECTION OF DIRECTOR: BETH E. FORD Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF KPMG, Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4 APPROVAL OF ANNUAL INCENTIVE PLAN. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CLIFTON SAVINGS BANCORP, INC. Agenda Number: 933853271
--------------------------------------------------------------------------------------------------------------------------
Security: 18712Q103
Meeting Type: Annual
Meeting Date: 08-Aug-2013
Ticker: CSBK
ISIN: US18712Q1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEPHEN ADZIMA Mgmt Withheld Against
CHARLES J. PIVIROTTO Mgmt Withheld Against
CYNTHIA SISCO Mgmt Withheld Against
2. THE RATIFICATION OF THE APPOINTMENT OF BDO Mgmt For For
USA, LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF CLIFTON SAVINGS BANCORP,
INC. FOR THE YEAR ENDING MARCH 31, 2014.
3. THE ADVISORY VOTE TO APPROVE THE Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
COMPANY'S PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CLIFTON SAVINGS BANCORP, INC. Agenda Number: 933925414
--------------------------------------------------------------------------------------------------------------------------
Security: 18712Q103
Meeting Type: Special
Meeting Date: 25-Mar-2014
Ticker: CSBK
ISIN: US18712Q1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
PLAN OF CONVERSION AND REORGANIZATION.
2. AN INFORMATIONAL PROPOSAL REGARDING Mgmt Against Against
APPROVAL OF A PROVISION IN CLIFTON BANCORP
INC.'S ARTICLES OF INCORPORATION REQUIRING
A SUPER-MAJORITY VOTE TO APPROVE CERTAIN
AMENDMENTS TO CLIFTON BANCORP INC.'S
ARTICLES OF INCORPORATION.
3. AN INFORMATIONAL PROPOSAL REGARDING Mgmt Against Against
APPROVAL OF A PROVISION IN CLIFTON BANCORP
INC.'S ARTICLES OF INCORPORATION TO LIMIT
THE VOTING RIGHTS OF SHARES BENEFICIALLY
OWNED IN EXCESS OF 10% OF CLIFTON BANCORP
INC.'S OUTSTANDING VOTING STOCK.
4. THE APPROVAL OF THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES.
--------------------------------------------------------------------------------------------------------------------------
CLOUD PEAK ENERGY INC. Agenda Number: 933956116
--------------------------------------------------------------------------------------------------------------------------
Security: 18911Q102
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: CLD
ISIN: US18911Q1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM FOX III Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES VOORHEES Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2014 FISCAL YEAR.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN THE
PROXY STATEMENT PURSUANT TO ITEM 402 OF
REGULATION S-K PROMULGATED BY THE
SECURITIES AND EXCHANGE COMMISSION.
--------------------------------------------------------------------------------------------------------------------------
CNB FINANCIAL CORPORATION PA Agenda Number: 933938233
--------------------------------------------------------------------------------------------------------------------------
Security: 126128107
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: CCNE
ISIN: US1261281075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM F. FALGER* Mgmt Withheld Against
JEFFREY S. POWELL* Mgmt For For
JAMES B. RYAN* Mgmt For For
PETER F. SMITH* Mgmt For For
ROBERT D. HORD# Mgmt For For
NICK SCOTT, JR.# Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. ADVISORY VOTE ON THE FREQUENCY OF THE VOTE Mgmt 1 Year Against
ON EXECUTIVE COMPENSATION.
4. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS, CROWE HORWATH, LLP FOR THE YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
COBIZ FINANCIAL INC. Agenda Number: 933961787
--------------------------------------------------------------------------------------------------------------------------
Security: 190897108
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: COBZ
ISIN: US1908971088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN BANGERT Mgmt For For
MICHAEL B. BURGAMY Mgmt For For
MORGAN GUST Mgmt For For
EVAN MAKOVSKY Mgmt For For
DOUGLAS L. POLSON Mgmt For For
MARY K. RHINEHART Mgmt For For
NOEL N. ROTHMAN Mgmt For For
BRUCE H. SCHROFFEL Mgmt For For
TIMOTHY J. TRAVIS Mgmt For For
MARY BETH VITALE Mgmt For For
MARY M. WHITE Mgmt For For
2. AN ADVISORY (NONBINDING) SHAREHOLDER Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
3. THE RATIFICATION (NONBINDING) OF THE Mgmt For For
SELECTION OF CROWE HORWATH LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
4. THE PROPOSAL TO AMEND THE COMPANY'S AMENDED Mgmt For For
AND RESTATED ARTICLES OF INCORPORATION TO
INCREASE THE AUTHORIZED SHARES OF COMMON
STOCK FROM 50,000,000 TO 100,000,000.
5. THE PROPOSAL TO AMEND THE COMPANY'S Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE
THE MAXIMUM NUMBER OF SHARES ISSUABLE FROM
900,000 TO 1,100,000.
6. THE PROPOSAL TO AMEND AND RESTATE THE Mgmt For For
COMPANY'S 2005 EQUITY INCENTIVE PLAN.
7. THE SHAREHOLDER PROPOSAL ON THE Shr For Against
INDEPENDENCE OF THE CHAIRMAN OF THE BOARD.
8. THE SHAREHOLDER PROPOSAL ON CHANGING THE Shr For Against
ARTICLES OF INCORPORATION AND BYLAWS TO
REQUIRE MAJORITY VOTING IN UNCONTESTED
DIRECTOR ELECTIONS.
--------------------------------------------------------------------------------------------------------------------------
COBRA ELECTRONICS CORPORATION Agenda Number: 933954768
--------------------------------------------------------------------------------------------------------------------------
Security: 191042100
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: COBR
ISIN: US1910421007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES R. BAZET Mgmt Withheld Against
WILLIAM P. CARMICHAEL Mgmt Withheld Against
2. RATIFICATION OF THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA BOTTLING CO. CONSOLIDATED Agenda Number: 933958879
--------------------------------------------------------------------------------------------------------------------------
Security: 191098102
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: COKE
ISIN: US1910981026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. FRANK HARRISON, III Mgmt Withheld Against
H.W. MCKAY BELK Mgmt Withheld Against
A.B. CUMMINGS, JR. Mgmt Withheld Against
SHARON A. DECKER Mgmt Withheld Against
WILLIAM B. ELMORE Mgmt Withheld Against
MORGAN H. EVERETT Mgmt Withheld Against
DEBORAH H. EVERHART Mgmt Withheld Against
HENRY W. FLINT Mgmt Withheld Against
WILLIAM H. JONES Mgmt Withheld Against
JAMES H. MORGAN Mgmt Withheld Against
JOHN W. MURREY, III Mgmt For For
DENNIS A. WICKER Mgmt Withheld Against
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt Against Against
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
CODORUS VALLEY BANCORP, INC. Agenda Number: 933970445
--------------------------------------------------------------------------------------------------------------------------
Security: 192025104
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: CVLY
ISIN: US1920251048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
D.R. ANDERSON, ESQUIRE Mgmt Withheld Against
MACGREGOR S. JONES Mgmt Withheld Against
LARRY J. MILLER Mgmt Withheld Against
2. APPROVE AN ADVISORY, NON-BINDING RESOLUTION Mgmt Against Against
REGARDING EXECUTIVE COMPENSATION.
3. RATIFY THE APPOINTMENT OF BDO USA LLP AS Mgmt For For
CODORUS VALLEY BANCORP, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
COHU, INC. Agenda Number: 933973148
--------------------------------------------------------------------------------------------------------------------------
Security: 192576106
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: COHU
ISIN: US1925761066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT L. CIARDELLA Mgmt For For
WILLIAM E. BENDUSH Mgmt For For
2. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt Against Against
APPROVAL OF EXECUTIVE COMPENSATION.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS COHU'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
COLLECTORS UNIVERSE, INC. Agenda Number: 933890750
--------------------------------------------------------------------------------------------------------------------------
Security: 19421R200
Meeting Type: Annual
Meeting Date: 09-Dec-2013
Ticker: CLCT
ISIN: US19421R2004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
A. CLINTON ALLEN Mgmt For For
ROBERT G. DEUSTER Mgmt For For
DEBORAH A. FARRINGTON Mgmt For For
DAVID G. HALL Mgmt For For
JOSEPH R. MARTIN Mgmt For For
A.J. "BERT" MOYER Mgmt For For
VAN D. SIMMONS Mgmt For For
BRUCE A. STEVENS Mgmt For For
2. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS IN 2013.
3. TO APPROVE THE COMPANY'S 2013 EQUITY Mgmt Against Against
INCENTIVE PLAN.
4. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
COLUMBIA BANKING SYSTEM, INC. Agenda Number: 933944820
--------------------------------------------------------------------------------------------------------------------------
Security: 197236102
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: COLB
ISIN: US1972361026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID A. DIETZLER Mgmt For For
1B. ELECTION OF DIRECTOR: MELANIE J. DRESSEL Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN P. FOLSOM Mgmt For For
1D. ELECTION OF DIRECTOR: FREDERICK M. GOLDBERG Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS M. HULBERT Mgmt For For
1F. ELECTION OF DIRECTOR: MICHELLE M. LANTOW Mgmt For For
1G. ELECTION OF DIRECTOR: S. MAE FUJITA NUMATA Mgmt For For
1H. ELECTION OF DIRECTOR: DANIEL C. REGIS Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM T. Mgmt For For
WEYERHAEUSER
1J. ELECTION OF DIRECTOR: JAMES M. WILL Mgmt For For
2. TO APPROVE THE 2014 STOCK OPTION AND EQUITY Mgmt For For
COMPENSATION PLAN.
3. TO VOTE ON AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION OF
COLUMBIA'S EXECUTIVE OFFICERS.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
ENDING 2014.
--------------------------------------------------------------------------------------------------------------------------
COLUMBUS MCKINNON CORPORATION Agenda Number: 933847519
--------------------------------------------------------------------------------------------------------------------------
Security: 199333105
Meeting Type: Annual
Meeting Date: 22-Jul-2013
Ticker: CMCO
ISIN: US1993331057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ERNEST R. VEREBELYI Mgmt For For
TIMOTHY T. TEVENS Mgmt For For
RICHARD H. FLEMING Mgmt For For
STEPHEN RABINOWITZ Mgmt For For
LINDA A. GOODSPEED Mgmt For For
NICHOLAS T. PINCHUK Mgmt For For
LIAM G. MCCARTHY Mgmt For For
STEPHANIE K. KUSHNER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 31, 2014.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
COMFORT SYSTEMS USA, INC. Agenda Number: 933969000
--------------------------------------------------------------------------------------------------------------------------
Security: 199908104
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: FIX
ISIN: US1999081045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DARCY G. ANDERSON Mgmt For For
HERMAN E. BULLS Mgmt For For
A.J. GIARDINELLI, JR. Mgmt For For
ALAN P. KRUSI Mgmt For For
BRIAN E. LANE Mgmt For For
FRANKLIN MYERS Mgmt For For
JAMES H. SCHULTZ Mgmt For For
CONSTANCE E. SKIDMORE Mgmt For For
VANCE W. TANG Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
COMMERCIAL VEHICLE GROUP, INC. Agenda Number: 933990005
--------------------------------------------------------------------------------------------------------------------------
Security: 202608105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: CVGI
ISIN: US2026081057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID R. BOVEE Mgmt For For
RICHARD P. LAVIN Mgmt For For
2. APPROVAL OF THE COMMERCIAL VEHICLE GROUP, Mgmt For For
INC. 2014 EQUITY INCENTIVE PLAN.
3. A NON-BINDING, ADVISORY VOTE ON THE Mgmt Against Against
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
4. RATIFYING THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR COMMERCIAL VEHICLE
GROUP, INC. FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
COMMUNICATIONS SYSTEMS INC. Agenda Number: 933995118
--------------------------------------------------------------------------------------------------------------------------
Security: 203900105
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: JCS
ISIN: US2039001050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO AMEND THE COMPANY'S ARTICLES OF Mgmt For For
INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS BY ELIMINATING 3 CLASSES OF
DIRECTORS TO PROVIDE FOR THE ANNUAL
ELECTION OF ALL DIRECTORS BEGINNING AT THE
2014 ANNUAL MEETING OF SHAREHOLDERS
("PROPOSAL NO. 1")
2. DIRECTOR
LUELLA G. GOLDBERG* Mgmt Withheld Against
ROGER H.D. LACEY* Mgmt Withheld Against
GERALD D. PINT* Mgmt For For
RICHARD A. PRIMUTH* Mgmt For For
CURTIS A. SAMPSON* Mgmt For For
RANDALL D. SAMPSON* Mgmt Withheld Against
LUELLA G. GOLDBERG# Mgmt Withheld Against
RANDALL D. SAMPSON# Mgmt Withheld Against
4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDED DECEMBER 31, 2014
--------------------------------------------------------------------------------------------------------------------------
COMMUNITY BANK SYSTEM, INC. Agenda Number: 933960812
--------------------------------------------------------------------------------------------------------------------------
Security: 203607106
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: CBU
ISIN: US2036071064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRIAN R. ACE Mgmt For For
JAMES W. GIBSON, JR. Mgmt For For
JOHN PARENTE Mgmt For For
JOHN F. WHIPPLE, JR. Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. APPROVE THE COMPANY'S 2014 LONG-TERM Mgmt For For
INCENTIVE PLAN.
4. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITOR FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
COMMUNITY BANKERS TRUST CORP Agenda Number: 933989999
--------------------------------------------------------------------------------------------------------------------------
Security: 203612106
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: ESXB
ISIN: US2036121067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GERALD F. BARBER Mgmt For For
RICHARD F. BOZARD Mgmt For For
GLENN J. DOZIER Mgmt For For
S. WAITE RAWLS III Mgmt For For
2. APPROVAL OF A NON-BINDING RESOLUTION TO Mgmt For For
ENDORSE THE COMPANY'S EXECUTIVE
COMPENSATION PROGRAM.
3. RATIFICATION OF THE APPOINTMENT OF ELLIOTT Mgmt For For
DAVIS, LLC AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
COMMUNITY TRUST BANCORP, INC. Agenda Number: 933966054
--------------------------------------------------------------------------------------------------------------------------
Security: 204149108
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: CTBI
ISIN: US2041491083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES J. BAIRD Mgmt For For
NICK CARTER Mgmt For For
JEAN R. HALE Mgmt For For
JAMES E. MCGHEE II Mgmt For For
M. LYNN PARRISH Mgmt For For
DR. JAMES R. RAMSEY Mgmt For For
ANTHONY W. ST. CHARLES Mgmt For For
2 PROPOSAL TO RATIFY AND APPROVE THE Mgmt For For
APPOINTMENT OF BKD, LLP AS COMMUNITY TRUST
BANCORP, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3 PROPOSAL TO APPROVE THE ADVISORY Mgmt For For
(NONBINDING) RESOLUTION RELATING TO
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
COMPUTER PROGRAMS AND SYSTEMS, INC. Agenda Number: 933961179
--------------------------------------------------------------------------------------------------------------------------
Security: 205306103
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: CPSI
ISIN: US2053061030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DAVID A. DYE Mgmt For For
1.2 ELECTION OF DIRECTOR: A. ROBERT OUTLAW, JR. Mgmt For For
2. TO APPROVE THE ADOPTION OF THE COMPUTER Mgmt For For
PROGRAMS AND SYSTEMS, INC. 2014 INCENTIVE
PLAN.
3. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPUTER PROGRAMS AND SYSTEMS, INC.
2005 RESTRICTED STOCK PLAN.
4. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER
31, 2014.
5. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
COMPUTER TASK GROUP, INCORPORATED Agenda Number: 933968577
--------------------------------------------------------------------------------------------------------------------------
Security: 205477102
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: CTG
ISIN: US2054771025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS E. BAKER* Mgmt For For
WILLIAM D. MCGUIRE* Mgmt For For
JAMES R. BOLDT# Mgmt For For
2. TO APPROVE, IN AN ADVISORY AND NON-BINDING Mgmt For For
VOTE, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR.
4. TO APPROVE AND RATIFY AN AMENDMENT TO THE Mgmt For For
COMPANY'S 2010 EQUITY AWARD PLAN.
--------------------------------------------------------------------------------------------------------------------------
COMSCORE, INC. Agenda Number: 933851847
--------------------------------------------------------------------------------------------------------------------------
Security: 20564W105
Meeting Type: Annual
Meeting Date: 23-Jul-2013
Ticker: SCOR
ISIN: US20564W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GIAN M. FULGONI Mgmt For For
JEFFREY GANEK Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3. ADVISORY VOTE TO APPROVE COMPENSATION Mgmt For For
AWARDED TO NAMED EXECUTIVE OFFICERS IN
2012.
--------------------------------------------------------------------------------------------------------------------------
COMSTOCK RESOURCES, INC. Agenda Number: 933967575
--------------------------------------------------------------------------------------------------------------------------
Security: 205768203
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: CRK
ISIN: US2057682039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. JAY ALLISON* Mgmt For For
DAVID W. SLEDGE* Mgmt For For
JIM L. TURNER* Mgmt For For
ELIZABETH B. DAVIS# Mgmt For For
2. PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S BYLAWS TO PROVIDE FOR THE ANNUAL
ELECTION OF ALL DIRECTORS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2014.
4. PROPOSAL TO APPROVE THE ADVISORY Mgmt For For
(NON-BINDING) RESOLUTION RELATING TO THE
COMPANY'S 2013 COMPENSATION OF ITS NAMED
EXECUTIVE OFFICERS.
5. STOCKHOLDER PROPOSAL 5. Shr For Against
6. STOCKHOLDER PROPOSAL 6. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
COMVERSE, INC. Agenda Number: 934013640
--------------------------------------------------------------------------------------------------------------------------
Security: 20585P105
Meeting Type: Annual
Meeting Date: 25-Jun-2014
Ticker: CNSI
ISIN: US20585P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN D. BOWICK Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES BUDGE Mgmt For For
1C. ELECTION OF DIRECTOR: MATTHEW A. DRAPKIN Mgmt For For
1D. ELECTION OF DIRECTOR: DORON INBAR Mgmt For For
1E. ELECTION OF DIRECTOR: NEIL MONTEFIORE Mgmt For For
1F. ELECTION OF DIRECTOR: HENRY R. NOTHHAFT Mgmt For For
1G. ELECTION OF DIRECTOR: PHILIPPE TARTAVULL Mgmt For For
1H. ELECTION OF DIRECTOR: MARK C. TERRELL Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS
COMVERSE, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
CONCURRENT COMPUTER CORPORATION Agenda Number: 933879756
--------------------------------------------------------------------------------------------------------------------------
Security: 206710402
Meeting Type: Annual
Meeting Date: 22-Oct-2013
Ticker: CCUR
ISIN: US2067104024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES BLACKMON Mgmt For For
LARRY L. ENTERLINE Mgmt For For
C. SHELTON JAMES Mgmt For For
DAN MONDOR Mgmt For For
STEVE G. NUSSRALLAH Mgmt For For
ROBERT M. PONS Mgmt For For
DILIP SINGH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS FOR
FISCAL YEAR 2014.
3. TO CONDUCT AN ADVISORY VOTE TO APPROVE THE Mgmt Against Against
COMPENSATION OF CONCURRENT'S NAMED
EXECUTIVE OFFICERS.
4. TO CONDUCT AN ADVISORY VOTE ON THE Mgmt 1 Year For
FREQUENCY OF THE STOCKHOLDER ADVISORY VOTE
TO APPROVE THE COMPENSATION OF CONCURRENT'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CONN'S, INC. Agenda Number: 933988668
--------------------------------------------------------------------------------------------------------------------------
Security: 208242107
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: CONN
ISIN: US2082421072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JON E.M. JACOBY Mgmt For For
1.2 ELECTION OF DIRECTOR: KELLY M. MALSON Mgmt For For
1.3 ELECTION OF DIRECTOR: BOB L. MARTIN Mgmt For For
1.4 ELECTION OF DIRECTOR: DOUGLAS H. MARTIN Mgmt For For
1.5 ELECTION OF DIRECTOR: DAVID SCHOFMAN Mgmt For For
1.6 ELECTION OF DIRECTOR: SCOTT L. THOMPSON Mgmt For For
1.7 ELECTION OF DIRECTOR: THEODORE M. WRIGHT Mgmt For For
2 TO APPROVE THE AMENDMENT TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
SHARES OF CAPITAL STOCK WHICH THE COMPANY
SHALL HAVE AUTHORITY TO ISSUE TO BE
101,000,000 SHARES OF STOCK, OF WHICH
100,000,000 SHARES ARE COMMON STOCK, PAR
VALUE OF $0.01 PER SHARE, AND 1,000,000 ARE
PREFERRED STOCK.
3 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JANUARY 31, 2015.
4 TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICERS COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CONNECTICUT WATER SERVICE, INC. Agenda Number: 933947559
--------------------------------------------------------------------------------------------------------------------------
Security: 207797101
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: CTWS
ISIN: US2077971016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARY ANN HANLEY Mgmt For For
RICHARD FORDE Mgmt For For
2. THE NON-BINDING ADVISORY RESOLUTION Mgmt For For
REGARDING APPROVAL FOR THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
3. TO APPROVE THE CONNECTICUT WATER SERVICE, Mgmt For For
INC. 2014 PERFORMANCE STOCK PROGRAM.
4. THE RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For
AUDIT COMMITTEE OF PARENTEBEARD LLC, AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED COMMUNICATIONS HLDGS, INC. Agenda Number: 933956356
--------------------------------------------------------------------------------------------------------------------------
Security: 209034107
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: CNSL
ISIN: US2090341072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. CURREY Mgmt For For
C. ROBERT UDELL, JR. Mgmt For For
MARIBETH S. RAHE Mgmt For For
2. APPROVAL OF ERNST & YOUNG, LLP, AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. EXECUTIVE COMPENSATION - AN ADVISORY VOTE Mgmt For For
ON THE APPROVAL OF COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED GRAPHICS, INC. Agenda Number: 933856241
--------------------------------------------------------------------------------------------------------------------------
Security: 209341106
Meeting Type: Annual
Meeting Date: 08-Aug-2013
Ticker: CGX
ISIN: US2093411062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY L. FORBES Mgmt For For
JAMES H. LIMMER Mgmt For For
2. TO APPROVE IN A NON-BINDING ADVISORY VOTE Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. TO REAPPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE MEASURES UNDER THE CONSOLIDATED
GRAPHICS, INC. ANNUAL INCENTIVE
COMPENSATION PLAN.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED GRAPHICS, INC. Agenda Number: 933911756
--------------------------------------------------------------------------------------------------------------------------
Security: 209341106
Meeting Type: Special
Meeting Date: 28-Jan-2014
Ticker: CGX
ISIN: US2093411062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF OCTOBER 23, 2013, AS IT
MAY BE AMENDED FROM TIME TO TIME, AMONG
CONSOLIDATED GRAPHICS, INC., R.R. DONNELLEY
& SONS COMPANY AND HUNTER MERGER SUB, INC.
(THE "AGREEMENT AND PLAN OF MERGER").
2. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE
PROPOSAL TO APPROVE THE AGREEMENT AND PLAN
OF MERGER IF THERE ARE INSUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO
APPROVE THE PROPOSAL TO APPROVE THE
AGREEMENT AND PLAN OF MERGER.
3. TO APPROVE, BY NON-BINDING, ADVISORY VOTE, Mgmt For For
CERTAIN COMPENSATION ARRANGEMENTS FOR
CONSOLIDATED GRAPHICS' NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER
CONTEMPLATED BY THE AGREEMENT AND PLAN OF
MERGER.
--------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED WATER COMPANY LIMITED Agenda Number: 933987488
--------------------------------------------------------------------------------------------------------------------------
Security: G23773107
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: CWCO
ISIN: KYG237731073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CARSON K. EBANKS Mgmt For For
RICHARD L. FINLAY Mgmt For For
CLARENCE B. FLOWERS, JR Mgmt For For
FREDERICK W. MCTAGGART Mgmt For For
2. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
3. THE RATIFICATION OF THE SELECTION OF MARCUM Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014, AT THE
REMUNERATION TO BE DETERMINED BY THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED-TOMOKA LAND CO. Agenda Number: 933946139
--------------------------------------------------------------------------------------------------------------------------
Security: 210226106
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: CTO
ISIN: US2102261060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JOHN P. ALBRIGHT Mgmt For For
1.2 ELECTION OF DIRECTOR: JOHN J. ALLEN Mgmt For For
1.3 ELECTION OF DIRECTOR: JEFFRY B. FUQUA Mgmt For For
1.4 ELECTION OF DIRECTOR: WILLIAM L. OLIVARI Mgmt For For
1.5 ELECTION OF DIRECTOR: HOWARD C. SERKIN Mgmt For For
1.6 ELECTION OF DIRECTOR: A. CHESTER SKINNER, Mgmt For For
III
1.7 ELECTION OF DIRECTOR: THOMAS P. WARLOW, III Mgmt For For
2 RATIFICATION OF THE APPOINTMENT BY OUR Mgmt For For
AUDIT COMMITTEE OF GRANT THORNTON LLP, AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
3 AMENDMENT TO INCREASE THE NUMBER OF SHARES Mgmt For For
AUTHORIZED FOR ISSUANCE UNDER THE AMENDED
AND RESTATED 2010 EQUITY INCENTIVE PLAN.
4 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CONSTANT CONTACT, INC. Agenda Number: 933980749
--------------------------------------------------------------------------------------------------------------------------
Security: 210313102
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: CTCT
ISIN: US2103131023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS ANDERSON Mgmt For For
JAY HERRATTI Mgmt For For
2. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR 2011 STOCK INCENTIVE PLAN TO, AMONG
OTHER THINGS, INCREASE THE NUMBER OF SHARES
OF COMMON STOCK AUTHORIZED FOR ISSUANCE
UNDER THE PLAN BY 2,100,000 SHARES.
3. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
4. TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CONSUMER PORTFOLIO SERVICES, INC. Agenda Number: 934012244
--------------------------------------------------------------------------------------------------------------------------
Security: 210502100
Meeting Type: Annual
Meeting Date: 30-May-2014
Ticker: CPSS
ISIN: US2105021008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHARLES E. BRADLEY, JR. Mgmt For For
CHRIS A. ADAMS Mgmt For For
BRIAN J. RAYHILL Mgmt For For
WILLIAM B. ROBERTS Mgmt For For
GREGORY S. WASHER Mgmt For For
DANIEL S. WOOD Mgmt For For
02 TO RATIFY THE APPOINTMENT OF CROWE HORWATH Mgmt For For
LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE YEAR ENDING DECEMBER 31, 2014.
03 TO APPROVE AN ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
04 TO APPROVE THE REVISED MATERIAL TERMS OF Mgmt For For
OUR EXECUTIVE MANAGEMENT BONUS PLAN.
--------------------------------------------------------------------------------------------------------------------------
CONTANGO OIL & GAS COMPANY Agenda Number: 933872067
--------------------------------------------------------------------------------------------------------------------------
Security: 21075N204
Meeting Type: Special
Meeting Date: 01-Oct-2013
Ticker: MCF
ISIN: US21075N2045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ISSUANCE OF SHARES OF Mgmt For For
CONTANGO OIL & GAS COMPANY COMMON STOCK,
PAR VALUE $0.04 PER SHARE, TO CRIMSON
EXPLORATION INC. STOCKHOLDERS IN CONNECTION
WITH THE MERGER CONTEMPLATED BY THE
AGREEMENT AND PLAN OF MERGER, DATED AS OF
APRIL 29, 2013, BY AND AMONG CONTANGO OIL &
GAS COMPANY, CONTANGO ACQUISITION, INC. AND
CRIMSON EXPLORATION INC.
2. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO CONTANGO'S NAMED
EXECUTIVE OFFICERS THAT IS BASED ON OR
OTHERWISE RELATED TO THE PROPOSED
TRANSACTIONS.
3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING TO A LATER DATE, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IN THE EVENT THERE ARE NOT SUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO
APPROVE THE MERGER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
CONTANGO OIL & GAS COMPANY Agenda Number: 933894013
--------------------------------------------------------------------------------------------------------------------------
Security: 21075N204
Meeting Type: Annual
Meeting Date: 10-Dec-2013
Ticker: MCF
ISIN: US21075N2045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JOSEPH J. ROMANO Mgmt For For
1.2 ELECTION OF DIRECTOR: ALLAN D. KEEL Mgmt For For
1.3 ELECTION OF DIRECTOR: B.A. BERILGEN Mgmt For For
1.4 ELECTION OF DIRECTOR: B. JAMES FORD Mgmt For For
1.5 ELECTION OF DIRECTOR: BRAD JUNEAU Mgmt Against Against
1.6 ELECTION OF DIRECTOR: LON MCCAIN Mgmt For For
1.7 ELECTION OF DIRECTOR: CHARLES M. REIMER Mgmt For For
1.8 ELECTION OF DIRECTOR: STEVEN L. SCHOONOVER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE INDEPENDENT AUDITORS OF THE
COMPANY FOR THE SIX-MONTH TRANSITION PERIOD
FROM JULY 1, 2013 TO DECEMBER 31, 2013.
3. TO CONDUCT ANY OTHER BUSINESS THAT IS Mgmt Against Against
PROPERLY RAISED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
CONTANGO OIL & GAS COMPANY Agenda Number: 933986145
--------------------------------------------------------------------------------------------------------------------------
Security: 21075N204
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: MCF
ISIN: US21075N2045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOSEPH J. ROMANO Mgmt For For
1B ELECTION OF DIRECTOR: ALLAN D. KEEL Mgmt For For
1C ELECTION OF DIRECTOR: B.A. BERILGEN Mgmt For For
1D ELECTION OF DIRECTOR: B. JAMES FORD Mgmt For For
1E ELECTION OF DIRECTOR: LON MCCAIN Mgmt For For
1F ELECTION OF DIRECTOR: CHARLES M. REIMER Mgmt For For
1G ELECTION OF DIRECTOR: STEVEN L. SCHOONOVER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL
YEAR.
3. APPROVAL OF THE AMENDED AND RESTATED 2009 Mgmt For For
INCENTIVE COMPENSATION PLAN.
4. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
5. TO CONDUCT ANY OTHER BUSINESS THAT IS Mgmt Against Against
PROPERLY RAISED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
COOPER-STANDARD HOLDINGS INC. Agenda Number: 933976120
--------------------------------------------------------------------------------------------------------------------------
Security: 21676P103
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: CPS
ISIN: US21676P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFERY S. EDWARDS Mgmt For For
LARRY J. JUTTE Mgmt For For
JEFFREY E. KIRT Mgmt For For
DAVID J. MASTROCOLA Mgmt Withheld Against
THOMAS W. SIDLIK Mgmt For For
STEPHEN A. VAN OSS Mgmt For For
KENNETH L. WAY Mgmt For For
2. VOTE ON ADVISORY, NON-BINDING PROPOSALS TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION PLANS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
CORE MOLDING TECHNOLOGIES, INC. Agenda Number: 933980826
--------------------------------------------------------------------------------------------------------------------------
Security: 218683100
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: CMT
ISIN: US2186831002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEVIN L. BARNETT Mgmt For For
THOMAS R. CELLITTI Mgmt For For
JAMES F. CROWLEY Mgmt For For
RALPH O. HELLMOLD Mgmt For For
MATTHEW E. JAUCHIUS Mgmt For For
JAMES L. SIMONTON Mgmt Withheld Against
2 AN ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
NAMED EXECUTIVE OFFICERS.
3 TO RATIFY THE APPOINTMENT OF CROWE HORWATH, Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CORE-MARK HOLDING COMPANY, INC. Agenda Number: 933980686
--------------------------------------------------------------------------------------------------------------------------
Security: 218681104
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: CORE
ISIN: US2186811046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT A. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: STUART W. BOOTH Mgmt For For
1C. ELECTION OF DIRECTOR: GARY F. COLTER Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT G. GROSS Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS B. PERKINS Mgmt For For
1F. ELECTION OF DIRECTOR: HARVEY L. TEPNER Mgmt For For
1G. ELECTION OF DIRECTOR: RANDOLPH I. THORNTON Mgmt For For
1H. ELECTION OF DIRECTOR: J. MICHAEL WALSH Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. TO INCREASE THE NUMBER OF SHARES AVAILABLE Mgmt For For
FOR AWARDS UNDER THE 2010 LONG-TERM
INCENTIVE PLAN BY 450,000 SHARES.
4. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS CORE-MARK'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM TO SERVE
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2014.
--------------------------------------------------------------------------------------------------------------------------
CORINTHIAN COLLEGES, INC. Agenda Number: 933884276
--------------------------------------------------------------------------------------------------------------------------
Security: 218868107
Meeting Type: Annual
Meeting Date: 13-Nov-2013
Ticker: COCO
ISIN: US2188681074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAUL R. ST. PIERRE Mgmt For For
LINDA AREY SKLADANY Mgmt For For
ROBERT LEE Mgmt For For
JACK D. MASSIMINO Mgmt For For
TERRY O. HARTSHORN Mgmt For For
TIMOTHY J. SULLIVAN Mgmt For For
SHARON P. ROBINSON Mgmt For For
HANK ADLER Mgmt For For
JOHN M. DIONISIO Mgmt For For
ALICE T. KANE Mgmt For For
MARC H. MORIAL Mgmt For For
2. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE CORINTHIAN COLLEGES, INC. 2003
PERFORMANCE AWARD PLAN, WHICH AUTHORIZES
THE ISSUANCE OF ADDITIONAL SHARES UNDER
SUCH PLAN AND CERTAIN OTHER AMENDMENTS
DESCRIBED IN THE ACCOMPANYING PROXY
STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING JUNE
30, 2014.
4. APPROVAL, BY A NONBINDING ADVISORY VOTE, OF Mgmt Against Against
EXECUTIVE COMPENSATION PAID BY THE COMPANY
TO ITS NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CORVEL CORPORATION Agenda Number: 933852433
--------------------------------------------------------------------------------------------------------------------------
Security: 221006109
Meeting Type: Annual
Meeting Date: 01-Aug-2013
Ticker: CRVL
ISIN: US2210061097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
V. GORDON CLEMONS, SR. Mgmt For For
STEVEN J. HAMERSLAG Mgmt For For
ALAN R. HOOPS Mgmt For For
R. JUDD JESSUP Mgmt For For
JEAN H. MACINO Mgmt For For
JEFFREY J. MICHAEL Mgmt For For
2. TO RATIFY THE APPOINTMENT OF HASKELL & Mgmt For For
WHITE LLP AS OUR INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING MARCH 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
COSTA INC Agenda Number: 933911744
--------------------------------------------------------------------------------------------------------------------------
Security: 22149T102
Meeting Type: Special
Meeting Date: 30-Jan-2014
Ticker: ATX
ISIN: US22149T1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE PROPOSAL TO APPROVE AND ADOPT THE Mgmt For For
MERGER AGREEMENT, INCLUDING THE MERGER AND
THE OTHER TRANSACTIONS CONTEMPLATED
THEREBY.
2. THE PROPOSAL TO APPROVE, BY A NON-BINDING Mgmt Against Against
ADVISORY VOTE, THE SPECIFIED COMPENSATION
ARRANGEMENTS DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT THAT WILL BE PAYABLE TO
COSTA'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE CONSUMMATION OF THE
MERGER.
3. THE PROPOSAL TO APPROVE THE ADJOURNMENT OF Mgmt For For
THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE IN THE VIEW OF THE COSTA BOARD
OF DIRECTORS, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE NOT SUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO APPROVE AND
ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
COURIER CORPORATION Agenda Number: 933908278
--------------------------------------------------------------------------------------------------------------------------
Security: 222660102
Meeting Type: Annual
Meeting Date: 21-Jan-2014
Ticker: CRRC
ISIN: US2226601027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD J. HOFF Mgmt For For
SUSAN L. WAGNER Mgmt For For
JOHN J. KILCULLEN Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. PROPOSAL TO APPROVE THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
AUDITORS OF THE CORPORATION.
--------------------------------------------------------------------------------------------------------------------------
COVENANT TRANSPORTATION GROUP, INC Agenda Number: 933978768
--------------------------------------------------------------------------------------------------------------------------
Security: 22284P105
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: CVTI
ISIN: US22284P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM T. ALT Mgmt For For
ROBERT E. BOSWORTH Mgmt For For
BRADLEY A. MOLINE Mgmt For For
DAVID R. PARKER Mgmt For For
HERBERT J. SCHMIDT Mgmt For For
2. ADVISORY AND NON-BINDING VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2014.
4. IN THEIR DISCRETION, THE ATTORNEYS AND Mgmt Against Against
PROXIES ARE AUTHORIZED TO VOTE UPON SUCH
OTHER MATTERS AS MAY PROPERLY COME BEFORE
THE MEETING OR ANY ADJOURNMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
COWEN GROUP, INC. Agenda Number: 934019630
--------------------------------------------------------------------------------------------------------------------------
Security: 223622101
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: COWN
ISIN: US2236221014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER A. COHEN Mgmt Withheld Against
K. ELIZABETH DIETZE Mgmt For For
STEVEN KOTLER Mgmt For For
JEROME S. MARKOWITZ Mgmt For For
JACK H. NUSBAUM Mgmt Withheld Against
JEFFREY M. SOLOMON Mgmt Withheld Against
THOMAS W. STRAUSS Mgmt Withheld Against
JOSEPH R. WRIGHT Mgmt Withheld Against
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3. AN ADVISORY VOTE TO APPROVE THE Mgmt Against Against
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CPI AEROSTRUCTURES, INC. Agenda Number: 934022524
--------------------------------------------------------------------------------------------------------------------------
Security: 125919308
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: CVU
ISIN: US1259193084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HARVEY J. BAZAAR* Mgmt For For
KENNETH MCSWEENEY* Mgmt For For
TERRY STINSON* Mgmt For For
MICHAEL FABER# Mgmt For For
DOUGLAS MCCROSSON# Mgmt For For
2. RATIFICATION OF APPOINTMENT OF COHNREZNICK Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
CRAFT BREW ALLIANCE, INC. Agenda Number: 933989824
--------------------------------------------------------------------------------------------------------------------------
Security: 224122101
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: BREW
ISIN: US2241221017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TIMOTHY P. BOYLE Mgmt For For
MARC J. CRAMER Mgmt For For
E. DONALD JOHNSON, JR. Mgmt For For
KEVIN R. KELLY Mgmt For For
THOMAS D. LARSON Mgmt For For
DAVID R. LORD Mgmt For For
JOHN D. ROGERS, JR. Mgmt For For
KURT R. WIDMER Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE ON APPROVAL OF NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. APPROVAL OF THE 2014 STOCK INCENTIVE PLAN. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CRAWFORD & COMPANY Agenda Number: 933963161
--------------------------------------------------------------------------------------------------------------------------
Security: 224633107
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: CRDB
ISIN: US2246331076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
H.V. AGADI Mgmt For For
P.G. BENSON Mgmt For For
J.T. BOWMAN Mgmt For For
J.C. CRAWFORD Mgmt Withheld Against
R.A.S. DAY Mgmt For For
J.D. EDWARDS Mgmt For For
R.L. HONORE Mgmt For For
J.M. JOHNSON Mgmt For For
C.H. OGBURN Mgmt For For
2. PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt Against Against
CRAWFORD & COMPANY EXECUTIVE STOCK BONUS
PLAN TO INCREASE THE NUMBER OF SHARES OF
CLASS A COMMON STOCK AVAILABLE UNDER THE
PLAN BY 4,000,000.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITOR FOR THE
COMPANY FOR THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
CRAY INC. Agenda Number: 933997782
--------------------------------------------------------------------------------------------------------------------------
Security: 225223304
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: CRAY
ISIN: US2252233042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PRITHVIRAJ BANERJEE Mgmt For For
STEPHEN C. KIELY Mgmt For For
FRANK L. LEDERMAN Mgmt For For
SALLY G. NARODICK Mgmt For For
DANIEL C. REGIS Mgmt For For
STEPHEN C. RICHARDS Mgmt For For
PETER J. UNGARO Mgmt For For
2. TO RATIFY THE APPOINTMENT OF PETERSON Mgmt For For
SULLIVAN LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. TO VOTE, ON AN ADVISORY OR NON-BINDING Mgmt For For
BASIS, TO APPROVE THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CRIMSON EXPLORATION, INC. Agenda Number: 933871635
--------------------------------------------------------------------------------------------------------------------------
Security: 22662K207
Meeting Type: Special
Meeting Date: 01-Oct-2013
Ticker: CXPO
ISIN: US22662K2078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt Against Against
DATED AS OF APRIL 29, 2013, BY AND AMONG
CONTANGO OIL & GAS COMPANY, CONTANGO
ACQUISITION, INC. AND CRIMSON EXPLORATION
INC., AND THE TRANSACTIONS CONTEMPLATED
THEREBY.
2 TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO CRIMSON'S NAMED EXECUTIVE
OFFICERS THAT IS BASED ON OR OTHERWISED
RELATED TO THE PROPOSED TRANSACTIONS.
3 TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt Against Against
MEETING TO A LATER DATE, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IN THE EVENT THERE ARE NOT SUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO
APPROVE THE MERGER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
CROCS, INC. Agenda Number: 933997148
--------------------------------------------------------------------------------------------------------------------------
Security: 227046109
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: CROX
ISIN: US2270461096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PRAKASH A. MELWANI Mgmt For For
THOMAS J. SMACH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
3. AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CROSS COUNTRY HEALTHCARE, INC. Agenda Number: 933944868
--------------------------------------------------------------------------------------------------------------------------
Security: 227483104
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: CCRN
ISIN: US2274831047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I DIRECTOR
WILLIAM J. GRUBBS Mgmt For For
W. LARRY CASH Mgmt For For
THOMAS C. DIRCKS Mgmt For For
GALE FITZGERALD Mgmt For For
RICHARD M. MASTALER Mgmt For For
JOSEPH A. TRUNFIO, PHD Mgmt For For
II PROPOSAL TO APPROVE AN AMENDMENT AND Mgmt For For
RESTATEMENT OF THE COMPANY'S 2007 STOCK
INCENTIVE PLAN (AMENDED AND RESTATED
EFFECTIVE MARCH 20, 2013), WHICH, IF
APPROVED, WILL BE RENAMED THE 2014 OMNIBUS
INCENTIVE PLAN.
III PROPOSAL TO APPROVE AND RATIFY THE Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
IV PROPOSAL TO APPROVE NON-BINDING ADVISORY Mgmt For For
VOTE ON COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
CROSSTEX ENERGY, INC. Agenda Number: 933923345
--------------------------------------------------------------------------------------------------------------------------
Security: 22765Y104
Meeting Type: Special
Meeting Date: 07-Mar-2014
Ticker: XTXI
ISIN: US22765Y1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF OCTOBER 21, 2013, AS
SUCH AGREEMENT MAY BE AMENDED FROM TIME TO
TIME, BY AND AMONG CROSSTEX ENERGY, INC.
("CROSSTEX"), DEVON ENERGY CORPORATION
("DEVON"), ACACIA NATURAL GAS CORP I, INC.
("NEW ACACIA"), ENLINK MIDSTREAM, LLC
(FORMERLY KNOWN AS NEW ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
2. PROPOSAL TO APPROVE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IN FAVOR OF PROPOSAL 1
3. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, A RESOLUTION REGARDING
THE COMPENSATION PAYMENTS THAT WILL OR MAY
BE PAID BY CROSSTEX TO ITS NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE CROSSTEX
MERGER
--------------------------------------------------------------------------------------------------------------------------
CRYOLIFE, INC. Agenda Number: 933975748
--------------------------------------------------------------------------------------------------------------------------
Security: 228903100
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: CRY
ISIN: US2289031005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN G. ANDERSON Mgmt For For
THOMAS F. ACKERMAN Mgmt For For
JAMES S. BENSON Mgmt For For
DANIEL J. BEVEVINO Mgmt For For
RONALD C. ELKINS, M.D. Mgmt For For
RONALD D. MCCALL, ESQ. Mgmt For For
HARVEY MORGAN Mgmt For For
JON W. SALVESON Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION PAID TO CRYOLIFE'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT
TO ITEM 402 OF REGULATION S-K, INCLUDING
THE COMPENSATION DISCUSSION AND ANALYSIS,
COMPENSATION TABLES, AND NARRATIVE
DISCUSSION.
3. TO APPROVE THE CRYOLIFE, INC. SECOND Mgmt For For
AMENDED AND RESTATED 2009 STOCK INCENTIVE
PLAN.
4. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CSG SYSTEMS INTERNATIONAL, INC. Agenda Number: 933965874
--------------------------------------------------------------------------------------------------------------------------
Security: 126349109
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: CSGS
ISIN: US1263491094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID G. BARNES Mgmt For For
JOHN L.M. HUGHES Mgmt For For
DONALD V. SMITH Mgmt For For
2. APPROVE, ON AN ADVISORY BASIS, OUR Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVE AN AMENDMENT TO INCREASE THE NUMBER Mgmt For For
OF SHARES AUTHORIZED FOR ISSUANCE UNDER OUR
AMENDED AND RESTATED 2005 STOCK INCENTIVE
PLAN.
4. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
CUBIC CORPORATION Agenda Number: 933913560
--------------------------------------------------------------------------------------------------------------------------
Security: 229669106
Meeting Type: Annual
Meeting Date: 18-Feb-2014
Ticker: CUB
ISIN: US2296691064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WALTER C. ZABLE Mgmt For For
BRUCE G. BLAKLEY Mgmt For For
WILLIAM W. BOYLE Mgmt For For
EDWIN A. GUILES Mgmt For For
DR. ROBERT S. SULLIVAN Mgmt For For
DR. JOHN H. WARNER, JR. Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
3. CONFIRM ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
PUBLIC ACCOUNTANTS OF THE CORPORATION FOR
FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
CULP, INC. Agenda Number: 933868068
--------------------------------------------------------------------------------------------------------------------------
Security: 230215105
Meeting Type: Annual
Meeting Date: 17-Sep-2013
Ticker: CFI
ISIN: US2302151053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT G. CULP, III Mgmt For For
PATRICK B. FLAVIN Mgmt For For
KENNETH R. LARSON Mgmt For For
KENNETH W. MCALLISTER Mgmt For For
FRANKLIN N. SAXON Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR FISCAL 2014.
3. SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CUMBERLAND PHARMACEUTICALS Agenda Number: 933948323
--------------------------------------------------------------------------------------------------------------------------
Security: 230770109
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: CPIX
ISIN: US2307701092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JONATHAN GRIGGS Mgmt For For
JOEY JACOBS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED ACCOUNTING FIRM OF
THE COMPANY FOR FISCAL YEAR ENDING DECEMBER
31, 2014.
3. TO APPROVE ALL OF THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS, AS
DISCLOSED PURSUANT TO ITEM 402 OF
REGULATION S-K, INCLUDING THE COMPENSATION
DISCUSSION AND ANALYSIS, COMPENSATION
TABLES AND NARRATIVE DISCUSSION.
--------------------------------------------------------------------------------------------------------------------------
CUMULUS MEDIA INC. Agenda Number: 933997605
--------------------------------------------------------------------------------------------------------------------------
Security: 231082108
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: CMLS
ISIN: US2310821085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEWIS W. DICKEY, JR. Mgmt Withheld Against
BRIAN CASSIDY Mgmt For For
RALPH B. EVERETT Mgmt For For
ALEXIS GLICK Mgmt For For
JEFFREY A. MARCUS Mgmt For For
ROBERT H. SHERIDAN, III Mgmt For For
DAVID M. TOLLEY Mgmt For For
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt Against Against
THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
CUSTOMERS BANCORP, INC. Agenda Number: 933989987
--------------------------------------------------------------------------------------------------------------------------
Security: 23204G100
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: CUBI
ISIN: US23204G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
T. LAWRENCE WAY Mgmt For For
STEVEN J. ZUCKERMAN Mgmt Withheld Against
2. TO ADOPT THE CUSTOMERS BANCORP, INC. 2014 Mgmt Against Against
EMPLOYEE STOCK PURCHASE PLAN.
3. TO RATIFY THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
CUTERA, INC. Agenda Number: 934007849
--------------------------------------------------------------------------------------------------------------------------
Security: 232109108
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: CUTR
ISIN: US2321091082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID A. GOLLNICK Mgmt For For
KEVIN P. CONNORS Mgmt For For
2. RATIFICATION OF BDO USA, LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3. NON-BINDING ADVISORY VOTE ON THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CVB FINANCIAL CORP. Agenda Number: 933966547
--------------------------------------------------------------------------------------------------------------------------
Security: 126600105
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: CVBF
ISIN: US1266001056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE A. BORBA, JR. Mgmt For For
STEPHEN A. DEL GUERCIO Mgmt For For
ROBERT M. JACOBY, C.P.A Mgmt For For
CHRISTOPHER D. MYERS Mgmt For For
RAYMOND V. O'BRIEN III Mgmt For For
HAL W. OSWALT Mgmt For For
SAN E. VACCARO Mgmt For For
D. LINN WILEY Mgmt Withheld Against
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF APPOINTMENT OF KPMG, LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
OF CVB FINANCIAL CORP. FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CYNOSURE INC. Agenda Number: 933954958
--------------------------------------------------------------------------------------------------------------------------
Security: 232577205
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: CYNO
ISIN: US2325772059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MR. DAVIN Mgmt For For
MR. BIAGIONI Mgmt For For
2. TO APPROVE, ON AN ADVISORY, NON-BINDING Mgmt Against Against
BASIS, THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS CYNOSURE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
DAKTRONICS, INC. Agenda Number: 933856099
--------------------------------------------------------------------------------------------------------------------------
Security: 234264109
Meeting Type: Annual
Meeting Date: 21-Aug-2013
Ticker: DAKT
ISIN: US2342641097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES B. MORGAN Mgmt For For
JOHN L. MULLIGAN Mgmt For For
BRUCE W. TOBIN Mgmt For For
2. TO APPROVE THE AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED ARTICLES OF INCORPORATION.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
4. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF OUR BOARD OF DIRECTORS OF
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY FOR FISCAL YEAR 2014.
5. TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt Against Against
PROPERLY COME BEFORE THE MEETING OR ANY
ADJOURNMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
DATALINK CORPORATION Agenda Number: 933967234
--------------------------------------------------------------------------------------------------------------------------
Security: 237934104
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: DTLK
ISIN: US2379341041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRENT G. BLACKEY Mgmt For For
PAUL F. LIDSKY Mgmt For For
MARGARET A. LOFTUS Mgmt For For
GREG R. MELAND Mgmt Withheld Against
J. PATRICK O'HALLORAN Mgmt For For
JAMES E. OUSLEY Mgmt For For
ROBERT M. PRICE Mgmt For For
2 A NON-BINDING ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
MCGLADREY LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
DAWSON GEOPHYSICAL COMPANY Agenda Number: 933910615
--------------------------------------------------------------------------------------------------------------------------
Security: 239359102
Meeting Type: Annual
Meeting Date: 21-Jan-2014
Ticker: DWSN
ISIN: US2393591027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CRAIG W. COOPER Mgmt For For
GARY M. HOOVER PH.D. Mgmt For For
STEPHEN C. JUMPER Mgmt For For
TED R. NORTH Mgmt For For
TIM C. THOMPSON Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG, LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING SEPTEMBER 30, 2014.
3. PROPOSAL TO APPROVE A NON-BINDING ADVISORY Mgmt For For
RESOLUTION ON THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT OF THE COMPANY FOR THE 2014
ANNUAL MEETING OF SHAREHOLDERS PURSUANT TO
THE COMPENSATION DISCLOSURE RULES OF THE
SECURITIES AND EXCHANGE COMMISSION.
--------------------------------------------------------------------------------------------------------------------------
DEALERTRACK TECHNOLOGIES, INC. Agenda Number: 933995170
--------------------------------------------------------------------------------------------------------------------------
Security: 242309102
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: TRAK
ISIN: US2423091022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK F. O'NEIL Mgmt For For
JOSEPH P. PAYNE Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS DEALERTRACK'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3. TO APPROVE ON AN ADVISORY BASIS THE Mgmt For For
COMPENSATION OF EACH EXECUTIVE OFFICER, AS
DISCLOSED IN THE PROXY STATEMENT PURSUANT
TO THE COMPENSATION DISCLOSURE RULES OF THE
SEC.
4. TO AMEND AND RESTATE THE FOURTH AMENDED AND Mgmt For For
RESTATED 2005 INCENTIVE AWARD PLAN.
--------------------------------------------------------------------------------------------------------------------------
DEL FRISCO'S RESTAURANT GROUP INC. Agenda Number: 933976839
--------------------------------------------------------------------------------------------------------------------------
Security: 245077102
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: DFRG
ISIN: US2450771025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID B. BARR Mgmt For For
WILLIAM LAMAR JR. Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
DELTA APPAREL, INC. Agenda Number: 933880583
--------------------------------------------------------------------------------------------------------------------------
Security: 247368103
Meeting Type: Annual
Meeting Date: 07-Nov-2013
Ticker: DLA
ISIN: US2473681037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES A. COCHRAN Mgmt For For
SAM P. CORTEZ Mgmt For For
DR. E.J. GATEWOOD Mgmt For For
DR. G. JAY GOGUE Mgmt For For
ROBERT W. HUMPHREYS Mgmt For For
DAVID T. PETERSON Mgmt For For
SUZANNE B. RUDY Mgmt For For
ROBERT E. STATON, SR. Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL
YEAR.
--------------------------------------------------------------------------------------------------------------------------
DELTA NATURAL GAS COMPANY, INC. Agenda Number: 933887094
--------------------------------------------------------------------------------------------------------------------------
Security: 247748106
Meeting Type: Annual
Meeting Date: 21-Nov-2013
Ticker: DGAS
ISIN: US2477481061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For
AUDIT COMMITTEE OF DELOITTE & TOUCHE LLP AS
DELTA'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2014.
2. DIRECTOR
SANDRA C. GRAY Mgmt For For
EDWARD J. HOLMES Mgmt For For
3. NON-BINDING, ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION PAID OUR NAMED EXECUTIVE
OFFICERS FOR FISCAL 2013.
--------------------------------------------------------------------------------------------------------------------------
DELTIC TIMBER CORPORATION Agenda Number: 933939968
--------------------------------------------------------------------------------------------------------------------------
Security: 247850100
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: DEL
ISIN: US2478501008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTOPH KELLER, III Mgmt Withheld Against
DAVID L. LEMMON Mgmt Withheld Against
R. MADISON MURPHY Mgmt Withheld Against
2. RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
AUDITORS.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DESTINATION MATERNITY CORPORATION Agenda Number: 933909941
--------------------------------------------------------------------------------------------------------------------------
Security: 25065D100
Meeting Type: Annual
Meeting Date: 24-Jan-2014
Ticker: DEST
ISIN: US25065D1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ARNAUD AJDLER Mgmt For For
MICHAEL J. BLITZER Mgmt For For
BARRY ERDOS Mgmt For For
JOSEPH A. GOLDBLUM Mgmt For For
EDWARD M. KRELL Mgmt For For
MELISSA PAYNER-GREGOR Mgmt For For
WILLIAM A. SCHWARTZ, JR Mgmt For For
B. ALLEN WEINSTEIN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS.
3. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DESTINATION XL GROUP, INC. Agenda Number: 933853283
--------------------------------------------------------------------------------------------------------------------------
Security: 25065K104
Meeting Type: Annual
Meeting Date: 01-Aug-2013
Ticker: DXLG
ISIN: US25065K1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SEYMOUR HOLTZMAN Mgmt For For
DAVID A. LEVIN Mgmt For For
ALAN S. BERNIKOW Mgmt For For
JESSE CHOPER Mgmt For For
JOHN E. KYEES Mgmt For For
WARD K. MOONEY Mgmt For For
GEORGE T. PORTER, JR. Mgmt For For
MITCHELL S. PRESSER Mgmt For For
IVY ROSS Mgmt For For
2. APPROVE AN AMENDMENT TO OUR 2006 INCENTIVE Mgmt For For
COMPENSATION PLAN, AS AMENDED TO (I)
INCREASE TOTAL NUMBER OF SHARES OF COMMON
STOCK AUTHORIZED FOR ISSUANCE UNDER PLAN BY
1,500,000 SHARES & (II) AS A SUB-LIMIT
UNDER THE PLAN, INCREASE THE MAXIMUM NUMBER
OF THOSE SHARES THAT MAY BE SUBJECT TO THE
GRANTING OF AWARDS OTHER THAN STOCK OPTIONS
AND STOCK APPRECIATION RIGHTS BY 500,000
SHARES.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
ENDING FEBRUARY 1, 2014.
--------------------------------------------------------------------------------------------------------------------------
DFC GLOBAL CORP Agenda Number: 933887323
--------------------------------------------------------------------------------------------------------------------------
Security: 23324T107
Meeting Type: Annual
Meeting Date: 07-Nov-2013
Ticker: DLLR
ISIN: US23324T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CLIVE KAHN Mgmt For For
JOHN GAVIN Mgmt For For
EDWARD A. EVANS Mgmt For For
2. APPROVE, BY NON-BINDING VOTE, THE Mgmt Against Against
COMPENSATION OF NAMED EXECUTIVE OFFICERS AS
DESCRIBED IN THE PROXY STATEMENT.
3. RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED
ACCOUNTANTS FOR THE FISCAL YEAR ENDING JUNE
30, 2014.
--------------------------------------------------------------------------------------------------------------------------
DFC GLOBAL CORP Agenda Number: 934016076
--------------------------------------------------------------------------------------------------------------------------
Security: 23324T107
Meeting Type: Special
Meeting Date: 06-Jun-2014
Ticker: DLLR
ISIN: US23324T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For
ADOPT THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF APRIL 1, 2014, BY AND AMONG DFC
GLOBAL CORP., LSF8 STERLING PARENT, LLC AND
LSF8 STERLING MERGER COMPANY, LLC.
2. TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For
APPROVE, ON AN ADVISORY (NON-BINDING)
BASIS, THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO THE NAMED EXECUTIVE
OFFICERS OF DFC GLOBAL CORP. IN CONNECTION
WITH THE MERGER.
3. TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt Against Against
APPROVE THE ADJOURNMENT OF THE SPECIAL
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE
MERGER PROPOSAL IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO
APPROVE THE MERGER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
DHT HOLDINGS, INC. Agenda Number: 933911326
--------------------------------------------------------------------------------------------------------------------------
Security: Y2065G121
Meeting Type: Special
Meeting Date: 20-Jan-2014
Ticker: DHT
ISIN: MHY2065G1219
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO INCREASE THE TOTAL NUMBER OF AUTHORIZED Mgmt Against Against
SHARES OF COMMON STOCK TO 150,000,000 AND
THE TOTAL NUMBER OF AUTHORIZED SHARES OF
CAPITAL STOCK TO 151,000,000.
--------------------------------------------------------------------------------------------------------------------------
DHT HOLDINGS, INC. Agenda Number: 934022308
--------------------------------------------------------------------------------------------------------------------------
Security: Y2065G121
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: DHT
ISIN: MHY2065G1219
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EINAR MICHAEL STEIMLER Mgmt For For
ROBERT N. COWEN Mgmt For For
2. THE APPROVAL OF THE 2014 INCENTIVE Mgmt Against Against
COMPENSATION PLAN
3. RATIFICATION OF SELECTION OF DELOITTE AS AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014
--------------------------------------------------------------------------------------------------------------------------
DIAMOND HILL INVESTMENT GROUP, INC. Agenda Number: 933943296
--------------------------------------------------------------------------------------------------------------------------
Security: 25264R207
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: DHIL
ISIN: US25264R2076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.H. DILLON Mgmt For For
RANDOLPH J. FORTENER Mgmt For For
JAMES F. LAIRD Mgmt For For
DONALD B. SHACKELFORD Mgmt For For
BRADLEY C. SHOUP Mgmt For For
FRANCES A. SKINNER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. APPROVAL OF THE DIAMOND HILL INVESTMENT Mgmt Against Against
GROUP, INC. 2014 EQUITY AND CASH INCENTIVE
PLAN.
4. AMENDMENTS TO THE COMPANY'S CODE OF Mgmt For For
REGULATIONS TO SEPARATE THE POSITIONS OF
PRESIDENT AND CHIEF EXECUTIVE OFFICER.
5. AMENDMENTS TO THE COMPANY'S CODE OF Mgmt For For
REGULATIONS TO PERMIT THE BOARD OF
DIRECTORS TO AMEND THE CODE OF REGULATIONS
IN ACCORDANCE WITH OHIO LAW.
6. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
DICE HOLDINGS, INC. Agenda Number: 934010606
--------------------------------------------------------------------------------------------------------------------------
Security: 253017107
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: DHX
ISIN: US2530171071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER R. EZERSKY Mgmt For For
DAVID S. GORDON Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DIGI INTERNATIONAL INC. Agenda Number: 933907618
--------------------------------------------------------------------------------------------------------------------------
Security: 253798102
Meeting Type: Annual
Meeting Date: 27-Jan-2014
Ticker: DGII
ISIN: US2537981027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GIRISH RISHI* Mgmt For For
JOSEPH T. DUNSMORE# Mgmt For For
SATBIR KHANUJA, PH.D.# Mgmt For For
2. COMPANY PROPOSAL TO APPROVE THE DIGI Mgmt For For
INTERNATIONAL INC. 2014 OMNIBUS INCENTIVE
PLAN.
3. COMPANY PROPOSAL TO APPROVE THE DIGI Mgmt For For
INTERNATIONAL INC. EMPLOYEE STOCK PURCHASE
PLAN AS AMENDED AND RESTATED AS OF OCTOBER
29, 2013.
4. COMPANY PROPOSAL TO CAST A NON-BINDING Mgmt For For
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
5. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
DIGIMARC CORPORATION Agenda Number: 933937332
--------------------------------------------------------------------------------------------------------------------------
Security: 25381B101
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: DMRC
ISIN: US25381B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRUCE DAVIS Mgmt For For
WILLIAM J. MILLER Mgmt For For
JAMES T. RICHARDSON Mgmt For For
PETER W. SMITH Mgmt For For
BERNARD WHITNEY Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF DIGIMARC CORPORATION FOR
THE YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt Against Against
COMPENSATION.
4. TO APPROVE THE DIGIMARC CORPORATION 2008 Mgmt Against Against
INCENTIVE PLAN, AS AMENDED.
--------------------------------------------------------------------------------------------------------------------------
DIGITAL GENERATION INC. Agenda Number: 933916326
--------------------------------------------------------------------------------------------------------------------------
Security: 25400B108
Meeting Type: Special
Meeting Date: 03-Feb-2014
Ticker: DGIT
ISIN: US25400B1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT AND APPROVE THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF AUGUST 12, 2013, BY
AND AMONG DIGITAL GENERATION, INC., EXTREME
REACH, INC. AND DAWN BLACKHAWK ACQUISITION
CORP., A WHOLLY-OWNED SUBSIDIARY OF EXTREME
REACH, INC., AND THE TRANSACTIONS
CONTEMPLATED THEREIN.
02 TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, CERTAIN COMPENSATION THAT MAY BE
PAID OR BECOME PAYABLE TO DIGITAL
GENERATION, INC.'S NAMED EXECUTIVE OFFICERS
IN CONNECTION WITH THE MERGER.
03 TO APPROVE, IF NECESSARY, THE ADJOURNMENT Mgmt For For
OR POSTPONEMENT OF THE SPECIAL MEETING FOR
A PERIOD OF NOT MORE THAN 30 DAYS FOR THE
PURPOSE OF SOLICITING ADDITIONAL PROXIES TO
ADOPT AND APPROVE THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
DIGITAL RIVER, INC. Agenda Number: 933972639
--------------------------------------------------------------------------------------------------------------------------
Security: 25388B104
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: DRIV
ISIN: US25388B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS F. MADISON Mgmt For For
1B. ELECTION OF DIRECTOR: CHERYL F. ROSNER Mgmt For For
1C. ELECTION OF DIRECTOR: EDMOND I. EGER III Mgmt For For
2. TO APPROVE THE 2014 EQUITY INCENTIVE PLAN. Mgmt For For
3. TO SUBMIT AN ADVISORY VOTE TO APPROVE THE Mgmt For For
EXECUTIVE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS
4. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
ERNST & YOUNG LLP AS INDEPENDENT AUDITORS
OF THE COMPANY FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
DIME COMMUNITY BANCSHARES, INC. Agenda Number: 933975522
--------------------------------------------------------------------------------------------------------------------------
Security: 253922108
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: DCOM
ISIN: US2539221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH J. MAHON Mgmt For For
GEORGE L. CLARK, JR. Mgmt For For
STEVEN D. COHN Mgmt For For
ROBERT C. GOLDEN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF CROWE Mgmt For For
HORWATH LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER 31,
2014.
3. APPROVAL, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
OF THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
DINEEQUITY, INC. Agenda Number: 933976776
--------------------------------------------------------------------------------------------------------------------------
Security: 254423106
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: DIN
ISIN: US2544231069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
LARRY A. KAY Mgmt For For
DOUGLAS M. PASQUALE Mgmt For For
JULIA A. STEWART Mgmt For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE CORPORATION'S INDEPENDENT
AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE CORPORATION'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
DIODES INCORPORATED Agenda Number: 933983290
--------------------------------------------------------------------------------------------------------------------------
Security: 254543101
Meeting Type: Annual
Meeting Date: 27-May-2014
Ticker: DIOD
ISIN: US2545431015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
C.H. CHEN Mgmt Withheld Against
MICHAEL R. GIORDANO Mgmt For For
L.P. HSU Mgmt For For
KEH-SHEW LU Mgmt For For
RAYMOND SOONG Mgmt Withheld Against
JOHN M. STICH Mgmt For For
MICHAEL K.C. TSAI Mgmt For For
2 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3 TO RATIFY THE APPOINTMENT OF MOSS ADAMS LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
DOLE FOOD COMPANY, INC. Agenda Number: 933885761
--------------------------------------------------------------------------------------------------------------------------
Security: 256603101
Meeting Type: Special
Meeting Date: 31-Oct-2013
Ticker: DOLE
ISIN: US2566031017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. MERGER PROPOSAL: TO APPROVE THE ADOPTION OF Mgmt For For
THE AGREEMENT AND PLAN OF MERGER, DATED AS
OF AUGUST 11, 2013, AMONG DFC HOLDINGS,
LLC, DFC MERGER CORP., DAVID H. MURDOCK AND
DOLE (AS AMENDED ON AUGUST 19, 2013 AND ON
SEPTEMBER 19, 2013 AND AS IT MAY BE FURTHER
AMENDED FROM TIME TO TIME).
2. MERGER-RELATED COMPENSATION ARRANGEMENTS Mgmt For For
PROPOSAL: TO APPROVE, ON AN ADVISORY
(NON-BINDING) BASIS, THE PAYMENT OF CERTAIN
COMPENSATION TO OUR NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER.
3. PROPOSAL TO ADJOURN THE SPECIAL MEETING: TO Mgmt For For
APPROVE THE ADJOURNMENT OF THE SPECIAL
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE MERGER
PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
DONEGAL GROUP INC. Agenda Number: 933941785
--------------------------------------------------------------------------------------------------------------------------
Security: 257701201
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: DGICA
ISIN: US2577012014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT S. BOLINGER Mgmt For For
PATRICIA A. GILMARTIN Mgmt For For
PHILIP H. GLATFELTER II Mgmt For For
JACK L. HESS Mgmt For For
2 APPROVAL OF THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS
3 RATIFICATION OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
4 THE STOCKHOLDER PROPOSAL WE INCLUDE IN OUR Shr For Against
PROXY STATEMENT
--------------------------------------------------------------------------------------------------------------------------
DOUGLAS DYNAMICS, INC Agenda Number: 933960901
--------------------------------------------------------------------------------------------------------------------------
Security: 25960R105
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: PLOW
ISIN: US25960R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES D. STALEY Mgmt For For
2. ADVISORY VOTE (NON-BINDING) TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. THE RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
4. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE COMPANY'S
ANNUAL INCENTIVE COMPENSATION PLAN FOR
PURPOSES OF QUALIFYING COMPENSATION AWARDED
UNDER THE PLAN AS PERFORMANCE-BASED
COMPENSATION UNDER SECTION 162(M) OF THE
INTERNAL REVENUE CODE OF 1986 ("SECTION
162(M)").
5. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE COMPANY'S 2010
STOCK INCENTIVE PLAN FOR PURPOSES OF
QUALIFYING COMPENSATION AWARDED UNDER THE
PLAN AS PERFORMANCE-BASED COMPENSATION
UNDER SECTION 162(M).
--------------------------------------------------------------------------------------------------------------------------
DOVER DOWNS GAMING & ENTERTAINMENT, INC. Agenda Number: 933958766
--------------------------------------------------------------------------------------------------------------------------
Security: 260095104
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: DDE
ISIN: US2600951048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DENIS MCGLYNN Mgmt Withheld Against
JEFFREY W. ROLLINS Mgmt Withheld Against
TIMOTHY R. HORNE Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DREW INDUSTRIES INCORPORATED Agenda Number: 933969620
--------------------------------------------------------------------------------------------------------------------------
Security: 26168L205
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: DW
ISIN: US26168L2051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD W. ROSE, III Mgmt For For
LEIGH J. ABRAMS Mgmt For For
JAMES F. GERO Mgmt For For
FREDERICK B. HEGI, JR. Mgmt For For
DAVID A. REED Mgmt For For
JOHN B. LOWE, JR. Mgmt For For
JASON D. LIPPERT Mgmt For For
BRENDAN J. DEELY Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE DREW Mgmt For For
INDUSTRIES INCORPORATED EQUITY AWARD AND
INCENTIVE PLAN, AS AMENDED AND RESTATED.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
DSP GROUP, INC. Agenda Number: 934013791
--------------------------------------------------------------------------------------------------------------------------
Security: 23332B106
Meeting Type: Annual
Meeting Date: 09-Jun-2014
Ticker: DSPG
ISIN: US23332B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
OFER ELYAKIM* Mgmt For For
GABI SELIGSOHN* Mgmt For For
YAIR SEROUSSI* Mgmt For For
2. PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION OF
THE COMPANY, AS AMENDED, TO ELIMINATE THE
CLASSIFIED STRUCTURE OF THE BOARD OF
DIRECTORS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF KOST Mgmt For For
FORER GABBAY & KASIERER, A MEMBER OF ERNST
& YOUNG GLOBAL, AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2014.
4. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DTS, INC. Agenda Number: 933987476
--------------------------------------------------------------------------------------------------------------------------
Security: 23335C101
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: DTSI
ISIN: US23335C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID C. HABIGER Mgmt For For
JON E. KIRCHNER Mgmt Withheld Against
2. TO APPROVE AN AMENDMENT TO THE DTS, INC. Mgmt Against Against
2012 EQUITY INCENTIVE PLAN.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt Against Against
APPROVAL OF EXECUTIVE COMPENSATION.
4. TO RATIFY AND APPROVE DELOITTE & TOUCHE, Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS OF THE COMPANY FOR FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
DUCOMMUN INCORPORATED Agenda Number: 933972855
--------------------------------------------------------------------------------------------------------------------------
Security: 264147109
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: DCO
ISIN: US2641471097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD A. BALDRIDGE Mgmt For For
JOSEPH C. BERENATO Mgmt For For
ROBERT D. PAULSON Mgmt For For
2. ADVISORY RESOLUTION ON NAMED EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT ACCOUNTANTS
--------------------------------------------------------------------------------------------------------------------------
DXP ENTERPRISES, INC. Agenda Number: 934012713
--------------------------------------------------------------------------------------------------------------------------
Security: 233377407
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: DXPE
ISIN: US2333774071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID R. LITTLE Mgmt For For
CLETUS DAVIS Mgmt For For
TIMOTHY P. HALTER Mgmt For For
BRYAN WIMBERLY Mgmt For For
2. APPROVE, AS NON-BINDING ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
DYCOM INDUSTRIES, INC. Agenda Number: 933886357
--------------------------------------------------------------------------------------------------------------------------
Security: 267475101
Meeting Type: Annual
Meeting Date: 26-Nov-2013
Ticker: DY
ISIN: US2674751019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS G. BAXTER Mgmt For For
ANDERS GUSTAFSSON Mgmt For For
2. TO REAPPROVE THE PERFORMANCE GOALS FOR THE Mgmt For For
COMPANY'S 2009 ANNUAL INCENTIVE PLAN.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
AUDITOR FOR FISCAL 2014.
4. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
DYNAMIC MATERIALS CORPORATION Agenda Number: 933959035
--------------------------------------------------------------------------------------------------------------------------
Security: 267888105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: BOOM
ISIN: US2678881051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID C. ALDOUS Mgmt For For
YVON PIERRE CARIOU Mgmt For For
ROBERT A. COHEN Mgmt For For
JAMES J. FERRIS Mgmt For For
RICHARD P. GRAFF Mgmt For For
BERNARD HUEBER Mgmt For For
KEVIN T. LONGE Mgmt For For
GERARD MUNERA Mgmt For For
ROLF ROSPEK Mgmt For For
2. TO APPROVE THE NON-BINDING, ADVISORY VOTE Mgmt For For
ON EXECUTIVE COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
EARTHLINK HOLDINGS CORP. Agenda Number: 933938423
--------------------------------------------------------------------------------------------------------------------------
Security: 27033X101
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: ELNK
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN D. BOWICK Mgmt For For
1B. ELECTION OF DIRECTOR: JOSEPH F. EAZOR Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID A. KORETZ Mgmt For For
1D. ELECTION OF DIRECTOR: KATHY S. LANE Mgmt For For
1E. ELECTION OF DIRECTOR: GARRY K. MCGUIRE Mgmt For For
1F. ELECTION OF DIRECTOR: R. GERARD SALEMME Mgmt For For
1G. ELECTION OF DIRECTOR: JULIE A. SHIMER, PH.D Mgmt For For
1H. ELECTION OF DIRECTOR: M. WAYNE WISEHART Mgmt For For
2. THE APPROVAL OF A NON-BINDING ADVISORY Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
3. THE APPROVAL OF AN AMENDMENT TO OUR AMENDED Mgmt For For
AND RESTATED CERTIFICATE OF INCORPORATION
TO REVISE THE ADVANCE NOTICE REQUIREMENTS
FOR SHAREHOLDER NOMINATIONS.
4. RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
OF ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
5. SUCH OTHER MATTER OR MATTERS THAT MAY Mgmt Against Against
PROPERLY COME BEFORE THE MEETING OR ANY
ADJOURNMENT(S) OR POSTPONEMENT(S) THEREOF.
--------------------------------------------------------------------------------------------------------------------------
EASTERN INSURANCE HOLDINGS, INC. Agenda Number: 933893807
--------------------------------------------------------------------------------------------------------------------------
Security: 276534104
Meeting Type: Special
Meeting Date: 27-Dec-2013
Ticker: EIHI
ISIN: US2765341043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT Mgmt For For
AND PLAN OF MERGER, DATED AS OF SEPTEMBER
23, 2013, AMONG EASTERN INSURANCE HOLDINGS,
INC., PROASSURANCE CORPORATION, AND PA
MERGER COMPANY, AS IT MAY BE AMENDED FROM
TIME TO TIME.
2. PROPOSAL TO APPROVE AN ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE NOT SUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO APPROVE AND
ADOPT THE AGREEMENT AND PLAN OF MERGER
REFERENCED IN PROPOSAL 1 ABOVE.
--------------------------------------------------------------------------------------------------------------------------
ECHELON CORPORATION Agenda Number: 933967931
--------------------------------------------------------------------------------------------------------------------------
Security: 27874N105
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: ELON
ISIN: US27874N1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RONALD A. SEGE Mgmt For For
2. TO REAPPROVE THE MANAGEMENT BONUS PLAN. Mgmt Against Against
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
4. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ECHO GLOBAL LOGISTICS, INC. Agenda Number: 934002940
--------------------------------------------------------------------------------------------------------------------------
Security: 27875T101
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: ECHO
ISIN: US27875T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SAMUEL K. SKINNER Mgmt For For
DOUGLAS R. WAGGONER Mgmt For For
BRADLEY A. KEYWELL Mgmt Withheld Against
MATTHEW FERGUSON Mgmt For For
DAVID HABIGER Mgmt For For
NELDA CONNORS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP, AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNT FIRM FOR 2014
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
COMPENSATION OF ITS NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THIS PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EDUCATION MANAGEMENT CORPORATION Agenda Number: 933884973
--------------------------------------------------------------------------------------------------------------------------
Security: 28140M103
Meeting Type: Annual
Meeting Date: 08-Nov-2013
Ticker: EDMC
ISIN: US28140M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD H. WEST Mgmt Withheld Against
SAMUEL C. COWLEY Mgmt For For
WILLIAM R. JOHNSON Mgmt Withheld Against
ADRIAN M. JONES Mgmt Withheld Against
JEFFREY T. LEEDS Mgmt Withheld Against
LESTER L. LYLES Mgmt Withheld Against
JOHN R. MCKERNAN, JR. Mgmt Withheld Against
LEO F. MULLIN Mgmt Withheld Against
BRIAN A. NAPACK Mgmt Withheld Against
PAUL J. SALEM Mgmt Withheld Against
PETER O. WILDE Mgmt Withheld Against
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
3. APPROVAL OF AMENDMENTS TO 2012 OMNIBUS Mgmt Against Against
LONG-TERM INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
EHEALTH, INC Agenda Number: 933999534
--------------------------------------------------------------------------------------------------------------------------
Security: 28238P109
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: EHTH
ISIN: US28238P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM T. SHAUGHNESSY Mgmt For For
RANDALL S. LIVINGSTON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF EHEALTH, INC. FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014.
3. A NON-BINDING, ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF EHEALTH, INC.
4. THE RE-APPROVAL OF THE EHEALTH, INC. Mgmt For For
PERFORMANCE BONUS PLAN TO PERMIT THE
PAYMENT OF CASH BONUSES THAT QUALIFY AS
DEDUCTIBLE PERFORMANCE-BASED COMPENSATION
UNDER SECTION 162(M) OF THE INTERNAL
REVENUE CODE OF 1986, AS AMENDED.
5. THE APPROVAL OF THE EHEALTH, INC. 2014 Mgmt Against Against
EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
EINSTEIN NOAH RESTAURANT GROUP, INC. Agenda Number: 933961369
--------------------------------------------------------------------------------------------------------------------------
Security: 28257U104
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: BAGL
ISIN: US28257U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL W. ARTHUR Mgmt For For
E. NELSON HEUMANN Mgmt For For
FRANK C. MEYER Mgmt For For
EDNA K. MORRIS Mgmt For For
THOMAS J. MUELLER Mgmt For For
S.G. STONEHOUSE, JR. Mgmt For For
2. PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
2011 OMNIBUS INCENTIVE PLAN TO INCREASE THE
NUMBER OF AUTHORIZED SHARES FOR ISSUANCE
UNDER THE PLAN.
3. PROPOSAL TO APPROVE, BY A NON-BINDING Mgmt For For
ADVISORY RESOLUTION, THE COMPENSATION OF
THE COMPANY'S EXECUTIVE OFFICERS.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS INDEPENDENT AUDITORS FOR
EINSTEIN NOAH RESTAURANT GROUP, INC. FOR
THE FISCAL YEAR ENDING DECEMBER 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
EL PASO ELECTRIC COMPANY Agenda Number: 933984874
--------------------------------------------------------------------------------------------------------------------------
Security: 283677854
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: EE
ISIN: US2836778546
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CATHERINE A. ALLEN Mgmt For For
EDWARD ESCUDERO Mgmt For For
MICHAEL K. PARKS Mgmt For For
ERIC B. SIEGEL Mgmt For For
2. APPROVAL OF EL PASO ELECTRIC COMPANY'S Mgmt For For
AMENDED AND RESTATED 2007 LONG-TERM
INCENTIVE PLAN.
3. RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
4. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ELECTRO RENT CORPORATION Agenda Number: 933879302
--------------------------------------------------------------------------------------------------------------------------
Security: 285218103
Meeting Type: Annual
Meeting Date: 10-Oct-2013
Ticker: ELRC
ISIN: US2852181039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NANCY Y. BEKAVAC Mgmt For For
KAREN J. CURTIN Mgmt For For
THEODORE E. GUTH Mgmt For For
DANIEL GREENBERG Mgmt For For
JOSEPH J. KEARNS Mgmt For For
JAMES S. PIGNATELLI Mgmt For For
2. PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
CORPORATION.
3. VOTE ON THE ADVISORY, NON-BINDING Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
THE CORPORATION'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ELECTRO SCIENTIFIC INDUSTRIES, INC. Agenda Number: 933856138
--------------------------------------------------------------------------------------------------------------------------
Security: 285229100
Meeting Type: Annual
Meeting Date: 08-Aug-2013
Ticker: ESIO
ISIN: US2852291002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FREDERICK A. BALL Mgmt For For
NICHOLAS KONIDARIS Mgmt For For
ROBERT R. WALKER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
ESI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 29, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ELECTRONICS FOR IMAGING, INC. Agenda Number: 933985383
--------------------------------------------------------------------------------------------------------------------------
Security: 286082102
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: EFII
ISIN: US2860821022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ERIC BROWN Mgmt For For
GILL COGAN Mgmt For For
GUY GECHT Mgmt For For
THOMAS GEORGENS Mgmt For For
RICHARD A. KASHNOW Mgmt For For
DAN MAYDAN Mgmt For For
2. TO APPROVE A NON-BINDING ADVISORY PROPOSAL Mgmt For For
ON EXECUTIVE COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
ELLIE MAE INC Agenda Number: 933972906
--------------------------------------------------------------------------------------------------------------------------
Security: 28849P100
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: ELLI
ISIN: US28849P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CRAIG DAVIS Mgmt For For
ROBERT J. LEVIN Mgmt For For
JEB S. SPENCER Mgmt For For
2. TO RATIFY THE SELECTION, BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS, OF
GRANT THORNTON LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER
31, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION AS DISCLOSED
IN THE PROXY MATERIALS.
4. TO APPROVE THE REPLACEMENT OF THE Mgmt For For
SUPERMAJORITY VOTING PROVISIONS OF OUR
CERTIFICATE OF INCORPORATION AND BYLAWS.
--------------------------------------------------------------------------------------------------------------------------
EMAGIN CORPORATION Agenda Number: 933969947
--------------------------------------------------------------------------------------------------------------------------
Security: 29076N206
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: EMAN
ISIN: US29076N2062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTOPHER BRODY Mgmt For For
PAUL CRONSON Mgmt For For
IRWIN ENGELMAN Mgmt For For
LESLIE G. POLGAR Mgmt For For
ANDREW G. SCULLEY Mgmt For For
BRIG. GEN STEPHEN SEAY Mgmt For For
JILL J. WITTELS Mgmt For For
2. PROPOSAL TO RATIFY MCGLADREY, LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt For For
APPROVAL OF THE COMPENSATION DISCLOSED IN
THE PROXY STATEMENT OF THE COMPANY'S
EXECUTIVE OFFICERS, WHO ARE NAMED IN THE
SUMMARY COMPENSATION TABLE.
--------------------------------------------------------------------------------------------------------------------------
EMC INSURANCE GROUP INC. Agenda Number: 933955885
--------------------------------------------------------------------------------------------------------------------------
Security: 268664109
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: EMCI
ISIN: US2686641091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN A. CRANE Mgmt For For
1B. ELECTION OF DIRECTOR: JONATHAN R. FLETCHER Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT L. HOWE Mgmt For For
1D. ELECTION OF DIRECTOR: BRUCE G. KELLEY Mgmt For For
1E. ELECTION OF DIRECTOR: GRETCHEN H. TEGELER Mgmt For For
2. APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
3. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
EMCORE CORPORATION Agenda Number: 933916679
--------------------------------------------------------------------------------------------------------------------------
Security: 290846203
Meeting Type: Annual
Meeting Date: 05-Mar-2014
Ticker: EMKR
ISIN: US2908462037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT L. BOGOMOLNY Mgmt For For
STEVEN R. BECKER Mgmt For For
GERALD J. FINE Mgmt For For
REUBEN F. RICHARDS, JR. Mgmt For For
STEPHEN L. DOMENIK Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
EMCORE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2014.
3. TO APPROVE AN AMENDMENT TO THE EMCORE Mgmt For For
CORPORATION 2012 EQUITY INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES OF COMMON
STOCK RESERVED FOR ISSUANCE UNDER THE PLAN
BY 1,000,000 SHARES.
4. TO APPROVE AN AMENDMENT TO THE EMCORE Mgmt For For
CORPORATION 2000 EMPLOYEE STOCK PURCHASE
PLAN TO INCREASE THE NUMBER OF SHARES OF
COMMON STOCK RESERVED FOR ISSUANCE UNDER
THE PLAN BY 1,000,000 SHARES.
5. TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE Mgmt For For
COMPENSATION OF EMCORE'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
EMERALD OIL, INC. Agenda Number: 933849068
--------------------------------------------------------------------------------------------------------------------------
Security: 29101U209
Meeting Type: Annual
Meeting Date: 10-Jul-2013
Ticker: EOX
ISIN: US29101U2096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DUKE R. LIGON Mgmt Withheld Against
JAMES RUSSELL REGER Mgmt For For
MCANDREW RUDISILL Mgmt For For
SETH SETRAKIAN Mgmt Withheld Against
DANIEL L. SPEARS Mgmt Withheld Against
2. APPROVE THE PAYMENT OF DIVIDENDS ON OUR Mgmt For For
OUTSTANDING SHARES OF SERIES A PERPETUAL
PREFERRED STOCK WITH ADDITIONAL SHARES OF
SERIES A PERPETUAL PREFERRED STOCK AND A
WARRANT TO PURCHASE SHARES OF OUR COMMON
STOCK
3. APPROVE THE EMERALD OIL, INC. SECOND Mgmt Against Against
AMENDED AND RESTATED 2011 EQUITY INCENTIVE
PLAN
4. RATIFY THE APPOINTMENT OF BDO USA, LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR
--------------------------------------------------------------------------------------------------------------------------
EMERALD OIL, INC. Agenda Number: 934003562
--------------------------------------------------------------------------------------------------------------------------
Security: 29101U209
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: EOX
ISIN: US29101U2096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DUKE R. LIGON Mgmt For For
J. RUSSELL (J.R.) REGER Mgmt For For
MCANDREW RUDISILL Mgmt For For
SETH SETRAKIAN Mgmt For For
DANIEL L. SPEARS Mgmt For For
THOMAS L. EDELMAN Mgmt For For
2. APPROVE, ON A NON-BINDING BASIS, A Mgmt Against Against
RESOLUTION APPROVING THE COMPENSATION OF
CERTAIN OF THE EMERALD OIL, INC. EXECUTIVE
OFFICERS.
3. APPROVE THE FREQUENCY OF THE ADVISORY VOTE Mgmt Against Against
ON THE APPROVAL OF THE COMPENSATION OF
CERTAIN OF THE EMERALD OIL, INC. EXECUTIVE
OFFICERS TO OCCUR EVERY TWO YEARS.
4. APPROVE THE PROPOSAL TO ALLOW EMERALD OIL, Mgmt For For
INC. TO CHANGE ITS STATE OF INCORPORATION
FROM MONTANA TO DELAWARE.
5. RATIFY THE APPOINTMENT OF BDO USA, LLP AS Mgmt For For
THE EMERALD OIL, INC. INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
EMERGENT BIOSOLUTIONS INC. Agenda Number: 933974075
--------------------------------------------------------------------------------------------------------------------------
Security: 29089Q105
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: EBS
ISIN: US29089Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ZSOLT HARSANYI, PH.D. Mgmt For For
GENERAL GEORGE JOULWAN Mgmt For For
LOUIS W. SULLIVAN, M.D. Mgmt For For
MARVIN L. WHITE Mgmt For For
2. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF ERNST & YOUNG LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2014.
3. TO APPROVE THE AMENDMENT OF OUR STOCK Mgmt For For
INCENTIVE PLAN.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
EMPLOYERS HOLDINGS, INC. Agenda Number: 933977881
--------------------------------------------------------------------------------------------------------------------------
Security: 292218104
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: EIG
ISIN: US2922181043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ROBERT J. KOLESAR Mgmt For For
DOUGLAS D. DIRKS Mgmt For For
RICHARD W. BLAKEY Mgmt For For
2 TO APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
3 RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT ACCOUNTING FIRM,
ERNST & YOUNG LLP, FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
EMULEX CORPORATION Agenda Number: 933911059
--------------------------------------------------------------------------------------------------------------------------
Security: 292475209
Meeting Type: Annual
Meeting Date: 06-Feb-2014
Ticker: ELX
ISIN: US2924752098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY W. BENCK Mgmt For For
GREGORY S. CLARK Mgmt For For
GARY J. DAICHENDT Mgmt For For
BRUCE C. EDWARDS Mgmt For For
PAUL F. FOLINO Mgmt For For
EUGENE J. FRANTZ Mgmt For For
BEATRIZ V. INFANTE Mgmt Withheld Against
JOHN A. KELLEY Mgmt For For
RAHUL N. MERCHANT Mgmt For For
NERSI NAZARI Mgmt For For
DEAN A. YOOST Mgmt For For
2. RATIFICATION AND APPROVAL OF THE AMENDED Mgmt For For
AND RESTATED EMPLOYEE STOCK PURCHASE PLAN.
3. RATIFICATION AND APPROVAL OF AN ADVISORY Mgmt Against Against
RESOLUTION TO APPROVE EXECUTIVE
COMPENSATION.
4. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS EMULEX'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
ENCORE CAPITAL GROUP, INC. Agenda Number: 933993506
--------------------------------------------------------------------------------------------------------------------------
Security: 292554102
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: ECPG
ISIN: US2925541029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLEM MESDAG Mgmt For For
LAURA NEWMAN OLLE Mgmt For For
FRANCIS E. QUINLAN Mgmt For For
NORMAN R. SORENSEN Mgmt For For
RICHARD J. SREDNICKI Mgmt For For
J. CHRISTOPHER TEETS Mgmt For For
KENNETH A. VECCHIONE Mgmt For For
2. NON-BINDING VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. NON-BINDING VOTE TO APPROVE THE FREQUENCY Mgmt 1 Year For
OF NON-BINDING STOCKHOLDER VOTE TO APPROVE
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. RATIFICATION OF SELECTION OF BDO USA, LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
ENCORE WIRE CORPORATION Agenda Number: 933956736
--------------------------------------------------------------------------------------------------------------------------
Security: 292562105
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: WIRE
ISIN: US2925621052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DONALD E. COURTNEY Mgmt For For
GREGORY J. FISHER Mgmt For For
DANIEL L. JONES Mgmt For For
WILLIAM R. THOMAS, III Mgmt For For
SCOTT D. WEAVER Mgmt For For
JOHN H. WILSON Mgmt For For
2. PROPOSAL TO APPROVE, IN A NON-BINDING Mgmt For For
ADVISORY VOTE, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS OF THE
COMPANY FOR THE YEAR ENDING DECEMBER 31,
2014.
--------------------------------------------------------------------------------------------------------------------------
ENERNOC, INC. Agenda Number: 933997566
--------------------------------------------------------------------------------------------------------------------------
Security: 292764107
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: ENOC
ISIN: US2927641074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES BAUM Mgmt For For
ARTHUR COVIELLO Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVES, AS
DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT.
3. TO APPROVE THE ENERNOC, INC. 2014 LONG-TERM Mgmt For For
INCENTIVE PLAN.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
ENGILITY HOLDINGS, INC. Agenda Number: 933969834
--------------------------------------------------------------------------------------------------------------------------
Security: 29285W104
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: EGL
ISIN: US29285W1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANTHONY PRINCIPI Mgmt For For
DAVID A. SAVNER Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
ENNIS, INC. Agenda Number: 933847987
--------------------------------------------------------------------------------------------------------------------------
Security: 293389102
Meeting Type: Annual
Meeting Date: 25-Jul-2013
Ticker: EBF
ISIN: US2933891028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH G. PRITCHETT Mgmt For For
JAMES C. TAYLOR Mgmt For For
MICHAEL J. SCHAEFER Mgmt For For
2. RATIFICATION OF GRANT THORNTON LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2014.
3. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
EXECUTIVE COMPENSATION.
4. IN THEIR DISCRETION, THE PROXIES ARE Mgmt Against Against
AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS
AS MAY PROPERLY COME BEFORE THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
ENPRO INDUSTRIES, INC. Agenda Number: 933939564
--------------------------------------------------------------------------------------------------------------------------
Security: 29355X107
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: NPO
ISIN: US29355X1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
STEPHEN E. MACADAM Mgmt For For
THOMAS M. BOTTS Mgmt For For
PETER C. BROWNING Mgmt For For
FELIX M. BRUECK Mgmt For For
B. BERNARD BURNS, JR. Mgmt For For
DIANE C. CREEL Mgmt For For
GORDON D. HARNETT Mgmt For For
DAVID L. HAUSER Mgmt For For
KEES VAN DER GRAAF Mgmt For For
2 ON AN ADVISORY BASIS, TO APPROVE THE Mgmt For For
COMPENSATION TO OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
3 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR AMENDED AND RESTATED EQUITY
COMPENSATION PLAN.
4 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
ENTEGRIS, INC. Agenda Number: 933968971
--------------------------------------------------------------------------------------------------------------------------
Security: 29362U104
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: ENTG
ISIN: US29362U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MICHAEL A. BRADLEY Mgmt For For
1.2 ELECTION OF DIRECTOR: MARVIN D. BURKETT Mgmt For For
1.3 ELECTION OF DIRECTOR: R. NICHOLAS BURNS Mgmt For For
1.4 ELECTION OF DIRECTOR: DANIEL W. CHRISTMAN Mgmt For For
1.5 ELECTION OF DIRECTOR: JAMES F. GENTILCORE Mgmt For For
1.6 ELECTION OF DIRECTOR: BERTRAND LOY Mgmt For For
1.7 ELECTION OF DIRECTOR: PAUL L.H. OLSON Mgmt For For
1.8 ELECTION OF DIRECTOR: BRIAN F. SULLIVAN Mgmt For For
2 RATIFY APPOINTMENT OF KPMG LLP AS ENTEGRIS, Mgmt For For
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3 APPROVAL OF THE COMPENSATION PAID TO Mgmt For For
ENTEGRIS, INC.'S NAMED EXECUTIVE OFFICERS
(ADVISORY VOTE).
--------------------------------------------------------------------------------------------------------------------------
ENTERCOM COMMUNICATIONS CORP. Agenda Number: 933944553
--------------------------------------------------------------------------------------------------------------------------
Security: 293639100
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: ETM
ISIN: US2936391000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID J. BERKMAN* Mgmt For For
JOEL HOLLANDER* Mgmt For For
JOSEPH M. FIELD# Mgmt For For
DAVID J. FIELD# Mgmt For For
MARK R. LANEVE# Mgmt For For
ROBERT S. WIESENTHAL# Mgmt For For
3 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt Against Against
THE ENTERCOM EQUITY COMPENSATION PLAN.
4. "RESOLVED, THAT THE COMPENSATION PAID TO Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS
DISCLOSED PURSUANT TO ITEM 402 OF
REGULATION S-K, INCLUDING THE COMPENSATION
DISCUSSION AND ANALYSIS, COMPENSATION
TABLES AND NARRATIVE DISCUSSION, IS HEREBY
APPROVED."
5. RATIFICATION OF THE SELECTION OF THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
ENTERPRISE BANCORP, INC. Agenda Number: 933963109
--------------------------------------------------------------------------------------------------------------------------
Security: 293668109
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: EBTC
ISIN: US2936681095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN R. CLEMENTI Mgmt For For
CAROLE A. COWAN Mgmt For For
NORMAND E. DESCHENE Mgmt For For
JOHN A. KOUTSOS Mgmt For For
ARNOLD S. LERNER Mgmt For For
RICHARD W. MAIN Mgmt For For
2. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF KPMG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO VOTE ON THE APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION, AS AMENDED (THE
"SAY ON PAY PROPOSAL").
--------------------------------------------------------------------------------------------------------------------------
ENTERPRISE FINANCIAL SERVICES CORP Agenda Number: 933975306
--------------------------------------------------------------------------------------------------------------------------
Security: 293712105
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: EFSC
ISIN: US2937121059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER F. BENOIST Mgmt For For
JAMES J. MURPHY, JR. Mgmt For For
MICHAEL A. DECOLA Mgmt For For
WILLIAM H. DOWNEY Mgmt For For
JOHN S. EULICH Mgmt For For
ROBERT E. GUEST, JR. Mgmt For For
JAMES M. HAVEL Mgmt For For
JUDITH S. HEETER Mgmt For For
BIRCH M. MULLINS Mgmt For For
BRENDA D. NEWBERRY Mgmt For For
SANDRA A. VAN TREASE Mgmt For For
2. PROPOSAL A, RATIFICATION OF THE SELECTION Mgmt For For
OF DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. PROPOSAL B, AN ADVISORY (NON-BINDING) VOTE Mgmt For For
TO APPROVE OUR EXECUTIVE COMPENSATION.
4. PROPOSAL C, AN ADVISORY (NON-BINDING) VOTE Mgmt 1 Year For
ON THE FREQUENCY OF THE ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
5. PROPOSAL D, APPROVAL OF AN AMENDMENT TO THE Mgmt For For
CERTIFICATE OF INCORPORATION, AS AMENDED,
TO ELIMINATE CUMULATIVE VOTING.
--------------------------------------------------------------------------------------------------------------------------
ENTRAVISION COMMUNICATIONS CORPORATION Agenda Number: 934016951
--------------------------------------------------------------------------------------------------------------------------
Security: 29382R107
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: EVC
ISIN: US29382R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WALTER F. ULLOA Mgmt Withheld Against
PHILIP C. WILKINSON Mgmt Withheld Against
PAUL A. ZEVNIK Mgmt Withheld Against
ESTEBAN E. TORRES Mgmt For For
GILBERT R. VASQUEZ Mgmt For For
JULES G. BUENABENTA Mgmt For For
PATRICIA DIAZ DENNIS Mgmt For For
J.SALDIVAR VON WUTHENAU Mgmt Withheld Against
2. AMENDMENT OF THE 2004 EQUITY INCENTIVE Mgmt For For
PLAN.
3. RATIFICATION OF THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS INDEPENDENT AUDITOR OF THE
COMPANY FOR THE 2014 FISCAL YEAR.
04 APPROVAL OF THE ADVISORY (NON-BINDING) VOTE Mgmt For For
ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ENTROPIC COMMUNICATIONS, INC. Agenda Number: 933963717
--------------------------------------------------------------------------------------------------------------------------
Security: 29384R105
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: ENTR
ISIN: US29384R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PATRICK HENRY Mgmt Withheld Against
WILLIAM BOCK Mgmt Withheld Against
2. TO CAST A VOTE ON ADVISORY APPROVAL OF Mgmt For For
ENTROPIC'S EXECUTIVE COMPENSATION, AS
DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT.
3. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
ENVESTNET, INC. Agenda Number: 933854449
--------------------------------------------------------------------------------------------------------------------------
Security: 29404K106
Meeting Type: Annual
Meeting Date: 31-Jul-2013
Ticker: ENV
ISIN: US29404K1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JUDSON BERGMAN Mgmt For For
YVES SISTERON Mgmt For For
2. THE RATIFICATION OF KPMG LLP AS THE Mgmt For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013
--------------------------------------------------------------------------------------------------------------------------
ENVESTNET, INC. Agenda Number: 933978352
--------------------------------------------------------------------------------------------------------------------------
Security: 29404K106
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: ENV
ISIN: US29404K1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROSS CHAPIN Mgmt For For
CYNTHIA EGAN Mgmt For For
GATES HAWN Mgmt For For
2. THE APPROVAL OF THE ADVISORY VOTE ON Mgmt For For
EXECUTIVE COMPENSATION.
3. THE RATIFICATION OF KPMG LLP AS THE Mgmt For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
4. THE APPROVAL OF THE 2010 LONG-TERM Mgmt For For
INCENTIVE PLAN FOR THE PURPOSES OF SECTION
162(M) OF THE INTERNAL REVENUE CODE.
--------------------------------------------------------------------------------------------------------------------------
ENZO BIOCHEM, INC. Agenda Number: 933903494
--------------------------------------------------------------------------------------------------------------------------
Security: 294100102
Meeting Type: Annual
Meeting Date: 17-Jan-2014
Ticker: ENZ
ISIN: US2941001024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
BARRY W. WEINER Mgmt For For
BERNARD L. KASTEN, MD Mgmt Withheld Against
2 TO APPROVE, IN A NONBINDING ADVISORY VOTE, Mgmt Against Against
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3 TO RATIFY THE APPOINTMENT OF EISNERAMPER Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY'S
FISCAL YEAR ENDING JULY 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
ENZON PHARMACEUTICALS, INC. Agenda Number: 933886042
--------------------------------------------------------------------------------------------------------------------------
Security: 293904108
Meeting Type: Annual
Meeting Date: 20-Nov-2013
Ticker: ENZN
ISIN: US2939041081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JONATHAN CHRISTODORO Mgmt For For
1.2 ELECTION OF DIRECTOR: ODYSSEAS KOSTAS Mgmt For For
1.3 ELECTION OF DIRECTOR: JENNIFER I. MCNEALEY Mgmt For For
02 TO RATIFY THE APPOINTMENT OF EISNERAMPER Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
03 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ENZON PHARMACEUTICALS, INC. Agenda Number: 933981157
--------------------------------------------------------------------------------------------------------------------------
Security: 293904108
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: ENZN
ISIN: US2939041081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JONATHAN CHRISTODORO Mgmt For For
1.2 ELECTION OF DIRECTOR: ODYSSEAS KOSTAS Mgmt For For
1.3 ELECTION OF DIRECTOR: JENNIFER I. MCNEALEY Mgmt For For
2. TO RATIFY THE APPOINTMENT OF EISNERAMPER Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
EPAM SYSTEMS INC Agenda Number: 933992756
--------------------------------------------------------------------------------------------------------------------------
Security: 29414B104
Meeting Type: Annual
Meeting Date: 13-Jun-2014
Ticker: EPAM
ISIN: US29414B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RONALD P. VARGO Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
EPIQ SYSTEMS, INC. Agenda Number: 934011901
--------------------------------------------------------------------------------------------------------------------------
Security: 26882D109
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: EPIQ
ISIN: US26882D1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TOM W. OLOFSON Mgmt For For
CHRISTOPHER E. OLOFSON Mgmt For For
W. BRYAN SATTERLEE Mgmt Withheld Against
EDWARD M. CONNOLLY, JR. Mgmt Withheld Against
JAMES A. BYRNES Mgmt Withheld Against
JOEL PELOFSKY Mgmt Withheld Against
CHARLES C. CONNELY, IV Mgmt Withheld Against
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2014.
3. APPROVAL OF AN ADVISORY (NON-BINDING) VOTE Mgmt Against Against
APPROVING THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
4. APPROVAL OF AMENDED AND RESTATED EPIQ Mgmt For For
SYSTEMS, INC. 2004 EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
EPL OIL & GAS, INC. Agenda Number: 934000489
--------------------------------------------------------------------------------------------------------------------------
Security: 26883D108
Meeting Type: Special
Meeting Date: 30-May-2014
Ticker: EPL
ISIN: US26883D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF MARCH 12, 2014, AMONG EPL OIL &
GAS, INC., ENERGY XXI (BERMUDA) LIMITED,
ENERGY XXI GULF COAST, INC. AND CLYDE
MERGER SUB, INC.
2. APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO EPL OIL & GAS, INC.'S
NAMED EXECUTIVE OFFICERS THAT IS BASED ON
OR OTHERWISE RELATES TO THE PROPOSED
TRANSACTIONS.
3. APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES.
--------------------------------------------------------------------------------------------------------------------------
EPLUS INC. Agenda Number: 933861761
--------------------------------------------------------------------------------------------------------------------------
Security: 294268107
Meeting Type: Annual
Meeting Date: 10-Sep-2013
Ticker: PLUS
ISIN: US2942681071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PHILLIP G. NORTON Mgmt For For
BRUCE M. BOWEN Mgmt For For
C. THOMAS FAULDERS, III Mgmt For For
TERRENCE O'DONNELL Mgmt For For
LAWRENCE S. HERMAN Mgmt For For
MILTON E. COOPER, JR. Mgmt For For
JOHN E. CALLIES Mgmt For For
ERIC D. HOVDE Mgmt For For
2. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt Against Against
COMPENSATION AS DISCLOSED IN THE PROXY
STATEMENT.
3. PROPOSAL TO RATIFY THE SELECTION OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
ESB FINANCIAL CORPORATION Agenda Number: 933936455
--------------------------------------------------------------------------------------------------------------------------
Security: 26884F102
Meeting Type: Annual
Meeting Date: 16-Apr-2014
Ticker: ESBF
ISIN: US26884F1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HERBERT S. SKUBA Mgmt For For
2. PROPOSAL TO ADOPT A NON-BINDING RESOLUTION Mgmt For For
TO APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF S.R. Mgmt For For
SNODGRASS, A.C. AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
ESCALADE, INCORPORATED Agenda Number: 933939817
--------------------------------------------------------------------------------------------------------------------------
Security: 296056104
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: ESCA
ISIN: US2960561049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE SAVITSKY Mgmt Withheld Against
RICHARD D. WHITE Mgmt Withheld Against
EDWARD E. WILLIAMS Mgmt Withheld Against
2. RATIFY THE APPOINTMENT OF BKD, LLP, AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR ESCALADE, INCORPORATED FOR 2014.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ESCALERA RESOURCES CO Agenda Number: 934012585
--------------------------------------------------------------------------------------------------------------------------
Security: 296064108
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: ESCR
ISIN: US2960641080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: NEIL BUSH Mgmt For For
1.2 ELECTION OF DIRECTOR: CHARLES CHAMBERS Mgmt For For
1.3 ELECTION OF DIRECTOR: ROY COHEE Mgmt For For
1.4 ELECTION OF DIRECTOR: RICHARD DOLE Mgmt For For
1.5 ELECTION OF DIRECTOR: BRENT HATHAWAY Mgmt For For
1.6 ELECTION OF DIRECTOR: SUSAN G. REEVES Mgmt For For
1.7 ELECTION OF DIRECTOR: TAYLOR SIMONTON Mgmt For For
2. "RESOLVED, THAT THE COMPANY'S STOCKHOLDERS Mgmt For For
APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE COMPANY'S
PROXY STATEMENT FOR THE 2014 ANNUAL MEETING
OF STOCKHOLDERS PURSUANT TO THE
COMPENSATION DISCLOSURE RULES OF THE SEC,
INCLUDING THE EXECUTIVE ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
3. APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE 2010 STOCK INCENTIVE PLAN
4. RATIFY THE APPOINTMENT OF HEIN & ASSOCIATES Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014
--------------------------------------------------------------------------------------------------------------------------
ESCO TECHNOLOGIES INC. Agenda Number: 933908610
--------------------------------------------------------------------------------------------------------------------------
Security: 296315104
Meeting Type: Annual
Meeting Date: 05-Feb-2014
Ticker: ESE
ISIN: US2963151046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
L.W. SOLLEY* Mgmt For For
J.D. WOODS* Mgmt For For
G.E. MUENSTER# Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2014
3. TO CAST AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S EXECUTIVE
OFFICERS AS DISCLOSED IN THE COMPANY'S
PROXY STATEMENT
4. TO VOTE ON A SHAREHOLDER PROPOSAL RELATING Shr Against For
TO SUSTAINABILITY REPORTING AS SET FORTH IN
THE COMPANY'S PROXY STATEMENT, IF PROPERLY
PRESENTED AT THE MEETING
--------------------------------------------------------------------------------------------------------------------------
ESPEY MFG. & ELECTRONICS CORP. Agenda Number: 933886268
--------------------------------------------------------------------------------------------------------------------------
Security: 296650104
Meeting Type: Annual
Meeting Date: 15-Nov-2013
Ticker: ESP
ISIN: US2966501049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BARRY PINSLEY Mgmt Withheld Against
MARK ST. PIERRE Mgmt Withheld Against
2. THE APPROVAL ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS OF THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
3. THE VOTE ON AN ADVISORY (NON-BINDING) BASIS Mgmt 1 Year Against
ON THE FREQUENCY OF SHAREHOLDER VOTES ON
NAMED EXECUTIVE OFFICERS COMPENSATION.
4. TO RATIFY THE APPOINTMENT OF EFP ROTENBERG Mgmt For For
LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS
OF THE COMPANY FOR FISCAL YEAR ENDING JUNE
30, 2014.
--------------------------------------------------------------------------------------------------------------------------
ESSA BANCORP, INC. Agenda Number: 933921353
--------------------------------------------------------------------------------------------------------------------------
Security: 29667D104
Meeting Type: Annual
Meeting Date: 06-Mar-2014
Ticker: ESSA
ISIN: US29667D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DANIEL J. HENNING Mgmt For For
FREDERICK E. KUTTEROFF Mgmt For For
BRIAN T. REGAN Mgmt For For
ELIZABETH B. WEEKES Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF S.R. Mgmt For For
SNODGRASS, A.C. AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF ESSA
BANCORP, INC. FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2014.
3. TO CONSIDER AND ACT UPON AN ADVISORY, Mgmt For For
NON-BINDING RESOLUTION REGARDING THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DESCRIBED IN THE
EXECUTIVE COMPENSATION SECTION OF THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
ETHAN ALLEN INTERIORS INC. Agenda Number: 933889529
--------------------------------------------------------------------------------------------------------------------------
Security: 297602104
Meeting Type: Annual
Meeting Date: 04-Dec-2013
Ticker: ETH
ISIN: US2976021046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CLINTON A. CLARK Mgmt For For
KRISTIN GAMBLE Mgmt For For
2. PROPOSAL TO RATIFY KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2014 FISCAL YEAR.
3. PROPOSAL TO APPROVE, BY NON-BINDING VOTE, Mgmt For For
EXECUTIVE COMPENSATION.
4. PROPOSAL TO APPROVE AN AMENDMENT TO OUR Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE THE CLASSIFIED STRUCTURE OF OUR
BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
EURONET WORLDWIDE, INC. Agenda Number: 933962133
--------------------------------------------------------------------------------------------------------------------------
Security: 298736109
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: EEFT
ISIN: US2987361092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DR. ANDRZEJ OLECHOWSKI Mgmt For For
ERIBERTO R. SCOCIMARA Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS EURONET'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EVOLUTION PETROLEUM CORPORATION Agenda Number: 933892463
--------------------------------------------------------------------------------------------------------------------------
Security: 30049A107
Meeting Type: Annual
Meeting Date: 05-Dec-2013
Ticker: EPM
ISIN: US30049A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD J. DIPAOLO Mgmt For For
WILLIAM E. DOZIER Mgmt For For
ROBERT S. HERLIN Mgmt For For
KELLY W. LOYD Mgmt For For
GENE G. STOEVER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF HEIN & Mgmt For For
ASSOCIATES LLP, AN INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM, AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTANT FOR THE FISCAL
YEAR ENDING JUNE 30, 2014.
3. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. TO DETERMINE, IN A NON-BINDING ADVISORY Mgmt 1 Year Against
VOTE, WHETHER A STOCKHOLDER VOTE TO APPROVE
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS SHOULD OCCUR EVERY ONE, TWO OR
THREE YEARS.
--------------------------------------------------------------------------------------------------------------------------
EXACTECH, INC. Agenda Number: 933950758
--------------------------------------------------------------------------------------------------------------------------
Security: 30064E109
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: EXAC
ISIN: US30064E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM PETTY, M.D.* Mgmt For For
RICHARD C. SMITH* Mgmt For For
W. ANDREW KRUSEN JR.# Mgmt For For
2. APPROVE THE NON-BINDING ADVISORY RESOLUTION Mgmt Against Against
ON THE NAMED EXECUTIVE OFFICERS'
COMPENSATION
3. APPROVE THE AMENDED AND RESTATED EXACTECH, Mgmt Against Against
INC. 2009 EXECUTIVE COMPENSATION PLAN
4. RATIFY SELECTION OF MCGLADREY LLP AS THE Mgmt For For
COMPANY'S PRINCIPAL INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
ENDING DECEMBER 31, 2014
--------------------------------------------------------------------------------------------------------------------------
EXAMWORKS GROUP, INC (EXAM) Agenda Number: 933993087
--------------------------------------------------------------------------------------------------------------------------
Security: 30066A105
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: EXAM
ISIN: US30066A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. THOMAS PRESBY Mgmt For For
DAVID B. ZENOFF Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE YEAR ENDING DECEMBER 31, 2014.
3. TO ADOPT A NON-BINDING RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
EXAR CORPORATION Agenda Number: 933861139
--------------------------------------------------------------------------------------------------------------------------
Security: 300645108
Meeting Type: Annual
Meeting Date: 05-Sep-2013
Ticker: EXAR
ISIN: US3006451088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
BEHROOZ ABDI * Mgmt For For
IZAK BENCUYA * Mgmt For For
LOUIS DENARDO * Mgmt For For
PIERRE GUILBAULT * Mgmt For For
BRIAN HILTON * Mgmt For For
RICHARD L. LEZA * Mgmt For For
GARY MEYERS * Mgmt For For
2 TO RATIFY THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 30, 2014.
3 TO APPROVE BY STOCKHOLDER ADVISORY VOTE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS DISCLOSED IN THE PROXY STATEMENT
UNDER THE SECTION TITLED "EXECUTIVE
COMPENSATION", INCLUDING THE COMPENSATION
TABLES AND OTHER NARRATIVE EXECUTIVE
COMPENSATION DISCLOSURES THEREIN, REQUIRED
BY ITEM 402 OF THE SECURITIES AND EXCHANGE
COMMISSION REGULATION S-K (A "SAY-ON-PAY"
VOTE).
--------------------------------------------------------------------------------------------------------------------------
EXLSERVICE HOLDINGS, INC. Agenda Number: 934024340
--------------------------------------------------------------------------------------------------------------------------
Security: 302081104
Meeting Type: Annual
Meeting Date: 20-Jun-2014
Ticker: EXLS
ISIN: US3020811044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID B. KELSO Mgmt For For
CLYDE W. OSTLER Mgmt For For
SOM MITTAL Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY.
3. TO APPROVE THE COMPENSATION OF THE NAMED Mgmt For For
EXECUTIVE OFFICERS OF THE COMPANY.
4. TO APPROVE THE PERFORMANCE-BASED PROVISIONS Mgmt For For
OF THE 2006 OMNIBUS AWARD PLAN FOR SECTION
162(M) PURPOSES.
--------------------------------------------------------------------------------------------------------------------------
EXPONENT, INC. Agenda Number: 933981436
--------------------------------------------------------------------------------------------------------------------------
Security: 30214U102
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: EXPO
ISIN: US30214U1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MICHAEL R. GAULKE Mgmt For For
1.2 ELECTION OF DIRECTOR: PAUL R. JOHNSTON, Mgmt For For
PH.D.
1.3 ELECTION OF DIRECTOR: KAREN A. RICHARDSON Mgmt For For
1.4 ELECTION OF DIRECTOR: STEPHEN C. RIGGINS Mgmt For For
1.5 ELECTION OF DIRECTOR: JOHN B. SHOVEN, PH.D. Mgmt For For
1.6 ELECTION OF DIRECTOR: DEBRA L. ZUMWALT Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDED JANUARY 2, 2015.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
FOR FISCAL 2013.
--------------------------------------------------------------------------------------------------------------------------
EXTREME NETWORKS, INC. Agenda Number: 933885696
--------------------------------------------------------------------------------------------------------------------------
Security: 30226D106
Meeting Type: Annual
Meeting Date: 20-Nov-2013
Ticker: EXTR
ISIN: US30226D1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD B. MEYERCORD III Mgmt For For
JOHN H. KISPERT Mgmt For For
CHARLES W. BERGER Mgmt For For
CHARLES CARINALLI Mgmt For For
MAURY AUSTIN Mgmt For For
JOHN C. SHOEMAKER Mgmt For For
EDWARD H. KENNEDY Mgmt For For
2. TO APPROVE A NON-BINDING ADVISORY Mgmt For For
RESOLUTION REGARDING EXECUTIVE
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP, Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, AS EXTREME NETWORKS, INC'S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING JUNE 30, 2014.
4. TO APPROVE THE ADOPTION OF THE EXTREME Mgmt For For
NETWORKS, INC. 2013 EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
EZCORP, INC. Agenda Number: 933924513
--------------------------------------------------------------------------------------------------------------------------
Security: 302301106
Meeting Type: Annual
Meeting Date: 24-Mar-2014
Ticker: EZPW
ISIN: US3023011063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AN AMENDMENT TO ARTICLE FOURTH Mgmt For For
OF THE COMPANY'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION IN THE FORM
ATTACHED TO THE ACCOMPANYING PROXY
STATEMENT AS APPENDIX A TO INCREASE THE
AUTHORIZED SHARES OF CLASS A NON-VOTING
COMMON STOCK FROM 55,550,000 SHARES TO
100,000,000 SHARES.
2. TO APPROVE AN ADJOURNMENT OF THE ANNUAL Mgmt For For
MEETING, IF NECESSARY, TO PERMIT
SOLICITATION OF ADDITIONAL PROXIES IN FAVOR
OF PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
FABRINET Agenda Number: 933891132
--------------------------------------------------------------------------------------------------------------------------
Security: G3323L100
Meeting Type: Annual
Meeting Date: 19-Dec-2013
Ticker: FN
ISIN: KYG3323L1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DR. HOMA BAHRAMI Mgmt For For
ROLLANCE E. OLSON Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt Against Against
COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS ABAS LTD. AS
FABRINET'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 27, 2014.
--------------------------------------------------------------------------------------------------------------------------
FAMOUS DAVE'S OF AMERICA, INC. Agenda Number: 933940783
--------------------------------------------------------------------------------------------------------------------------
Security: 307068106
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: DAVE
ISIN: US3070681065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LISA A. KRO Mgmt For For
RICHARD L. MONFORT Mgmt For For
EDWARD H. RENSI Mgmt For For
DEAN A. RIESEN Mgmt For For
PATRICK WALSH Mgmt For For
ADAM WRIGHT Mgmt For For
2. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS INDEPENDENT AUDITORS OF
THE COMPANY FOR FISCAL 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FARMER BROS. CO. Agenda Number: 933894520
--------------------------------------------------------------------------------------------------------------------------
Security: 307675108
Meeting Type: Annual
Meeting Date: 05-Dec-2013
Ticker: FARM
ISIN: US3076751086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL H. KEOWN Mgmt For For
CHARLES F. MARCY Mgmt For For
CHRISTOPHER P. MOTTERN Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2014.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. APPROVAL OF THE PROPOSED FARMER BROS. CO. Mgmt Against Against
AMENDED AND RESTATED 2007 LONG-TERM
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
FARMERS CAPITAL BANK CORPORATION Agenda Number: 933956015
--------------------------------------------------------------------------------------------------------------------------
Security: 309562106
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: FFKT
ISIN: US3095621062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
BKD, LLP AS THE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CALENDAR YEAR 2014.
2. DIRECTOR
JOHN R. FARRIS Mgmt Withheld Against
DAVID R. O'BRYAN Mgmt For For
MARVIN E. STRONG, JR. Mgmt For For
JUDY WORTH Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FARO TECHNOLOGIES, INC. Agenda Number: 933992667
--------------------------------------------------------------------------------------------------------------------------
Security: 311642102
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: FARO
ISIN: US3116421021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEPHEN R. COLE Mgmt For For
MARVIN R. SAMBUR, PH.D. Mgmt For For
JAY W. FREELAND Mgmt For For
2. THE RATIFICATION OF GRANT THORNTON LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014
3. NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
4. THE APPROVAL OF THE COMPANY'S 2014 Mgmt For For
INCENTIVE PLAN
5. THE APPROVAL OF THE MATERIAL TERMS OF Mgmt For For
PERFORMANCE GOALS FOR PURPOSES OF CODE
SECTION 162(M)
--------------------------------------------------------------------------------------------------------------------------
FEDERAL SIGNAL CORPORATION Agenda Number: 933930693
--------------------------------------------------------------------------------------------------------------------------
Security: 313855108
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: FSS
ISIN: US3138551086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JAMES E. GOODWIN Mgmt For For
PAUL W. JONES Mgmt For For
BONNIE C. LIND Mgmt For For
DENNIS J. MARTIN Mgmt For For
RICHARD R. MUDGE Mgmt For For
WILLIAM F. OWENS Mgmt For For
BRENDA L. REICHELDERFER Mgmt For For
JOHN L. WORKMAN Mgmt For For
2 APPROVE, ON AN ADVISORY BASIS, OUR NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3 RATIFY DELOITTE & TOUCHE LLP AS FEDERAL Mgmt For For
SIGNAL CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
FEDERATED NATIONAL HOLDING COMPANY Agenda Number: 933857495
--------------------------------------------------------------------------------------------------------------------------
Security: 31422T101
Meeting Type: Annual
Meeting Date: 10-Sep-2013
Ticker: FNHC
ISIN: US31422T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL H. BRAUN Mgmt For For
PETER J. PRYGELSKI, III Mgmt For For
JENIFER G. KIMBROUGH Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION
3. ADVISORY VOTE TO APPROVE THE FREQUENCY OF Mgmt 1 Year Against
THE ADVISORY VOTE ON THE COMPANY'S
EXECUTIVE COMPENSATION ONCE EVERY 1, 2 OR 3
YEARS
4. TO RATIFY THE APPOINTMENT OF DEMEO YOUNG Mgmt For For
MCGRATH AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2013 FISCAL YEAR
--------------------------------------------------------------------------------------------------------------------------
FERRO CORPORATION Agenda Number: 933958615
--------------------------------------------------------------------------------------------------------------------------
Security: 315405100
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: FOE
ISIN: US3154051003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD J. HIPPLE Mgmt For For
GREGORY E. HYLAND Mgmt For For
WILLIAM B. LAWRENCE Mgmt For For
2. APPROVAL OF A CONDITIONAL PROPOSAL TO AMEND Mgmt For For
THE COMPANY'S AMENDED AND RESTATED CODE OF
REGULATIONS TO PROVIDE FOR THE ANNUAL
ELECTION OF ALL DIRECTORS.
3. APPROVAL OF A CONDITIONAL PROPOSAL TO AMEND Mgmt For For
THE COMPANY'S ELEVENTH AMENDED AND RESTATED
ARTICLES OF INCORPORATION TO ELIMINATE
CUMULATIVE VOTING.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
5. APPROVAL, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
OF THE COMPENSATION FOR NAMED EXECUTIVE
OFFICERS.
6. IF PROPERLY PRESENTED, A SHAREHOLDER Mgmt For For
PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY SOUTHERN CORPORATION Agenda Number: 933952257
--------------------------------------------------------------------------------------------------------------------------
Security: 316394105
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: LION
ISIN: US3163941053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JAMES B. MILLER, JR. Mgmt For For
1.2 ELECTION OF DIRECTOR: MAJOR GENERAL (RET) Mgmt For For
DAVID R. BOCKEL
1.3 ELECTION OF DIRECTOR: WM. MILLARD CHOATE Mgmt For For
1.4 ELECTION OF DIRECTOR: DONALD A. HARP, JR. Mgmt For For
1.5 ELECTION OF DIRECTOR: KEVIN S. KING Mgmt For For
1.6 ELECTION OF DIRECTOR: WILLIAM C. LANKFORD, Mgmt For For
JR.
1.7 ELECTION OF DIRECTOR: H. PALMER PROCTOR, Mgmt For For
JR.
1.8 ELECTION OF DIRECTOR: W. CLYDE SHEPHERD III Mgmt For For
1.9 ELECTION OF DIRECTOR: RANKIN M. SMITH, JR. Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3. ADVISORY (NON-BINDING) VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FIELDPOINT PETROLEUM CORPORATION Agenda Number: 933888161
--------------------------------------------------------------------------------------------------------------------------
Security: 316570100
Meeting Type: Annual
Meeting Date: 06-Dec-2013
Ticker: FPP
ISIN: US3165701000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROGER D. BRYANT Mgmt Withheld Against
DAN ROBINSON Mgmt For For
KARL REIMERS Mgmt For For
DEBBIE FUNDERBURG Mgmt For For
NANCY STEPHENSON Mgmt For For
2. TO RATIFY OUR SELECTION OF OUR INDEPENDENT Mgmt For For
PUBLIC ACCOUNTS.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION (SAY-ON-PAY).
4. ADVISORY VOTE ON THE FREQUENCY OF A Mgmt 1 Year For
SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION
(SAY-ON-FREQUENCY).
--------------------------------------------------------------------------------------------------------------------------
FIESTA RESTAURANT GROUP INC Agenda Number: 933942030
--------------------------------------------------------------------------------------------------------------------------
Security: 31660B101
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: FRGI
ISIN: US31660B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BARRY J. ALPERIN Mgmt For For
STEPHEN P. ELKER Mgmt For For
BRIAN P. FRIEDMAN Mgmt Withheld Against
2. TO ADOPT, ON AN ADVISORY BASIS, A Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS
DESCRIBED IN THE PROXY STATEMENT UNDER
"EXECUTIVE COMPENSATION".
3. TO SELECT, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF THE ADVISORY STOCKHOLDER VOTE
ON THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF FIESTA RESTAURANT
GROUP, INC. FOR THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
FINANCIAL INSTITUTIONS, INC. Agenda Number: 933957017
--------------------------------------------------------------------------------------------------------------------------
Security: 317585404
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: FISI
ISIN: US3175854047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN E. BENJAMIN Mgmt For For
MARTIN K. BIRMINGHAM Mgmt For For
ANDREW W. DORN, JR. Mgmt For For
SUSAN R. HOLLIDAY Mgmt For For
ROBERT M. GLASER Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FINISAR CORPORATION Agenda Number: 933859956
--------------------------------------------------------------------------------------------------------------------------
Security: 31787A507
Meeting Type: Annual
Meeting Date: 03-Sep-2013
Ticker: FNSR
ISIN: US31787A5074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JERRY S. RAWLS Mgmt For For
ROBERT N. STEPHENS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS FINISAR'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING APRIL 27, 2014.
3. TO VOTE ON A NON-BINDING ADVISORY Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION OF
FINISAR'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FINISH LINE, INC. Agenda Number: 933843345
--------------------------------------------------------------------------------------------------------------------------
Security: 317923100
Meeting Type: Annual
Meeting Date: 18-Jul-2013
Ticker: FINL
ISIN: US3179231002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEPHEN GOLDSMITH Mgmt For For
CATHERINE A. LANGHAM Mgmt For For
NORMAN H. GURWITZ Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY'S
FISCAL YEAR ENDING MARCH 1, 2014.
3. TO APPROVE A NON-BINDING ADVISORY Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FIRST BANCORP Agenda Number: 933972348
--------------------------------------------------------------------------------------------------------------------------
Security: 318910106
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: FBNC
ISIN: US3189101062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DANIEL T. BLUE, JR. Mgmt For For
JACK D. BRIGGS Mgmt For For
MARY CLARA CAPEL Mgmt For For
JAMES C. CRAWFORD, III Mgmt For For
JAMES G. HUDSON, JR. Mgmt For For
RICHARD H. MOORE Mgmt For For
GEORGE R. PERKINS, JR. Mgmt For For
THOMAS F. PHILLIPS Mgmt For For
FREDERICK L. TAYLOR, II Mgmt For For
VIRGINIA C. THOMASSON Mgmt For For
DENNIS A. WICKER Mgmt For For
JOHN C. WILLIS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ELLIOTT DAVIS, Mgmt For For
PLLC, AS THE INDEPENDENT AUDITORS OF THE
COMPANY FOR 2014.
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt Against Against
BASIS, THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS, AS
DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT ("SAY ON PAY").
4. TO ADOPT A NEW EQUITY BASED INCENTIVE PLAN, Mgmt For For
ENTITLED THE FIRST BANCORP 2014 EQUITY
PLAN.
--------------------------------------------------------------------------------------------------------------------------
FIRST BANCORP Agenda Number: 933983858
--------------------------------------------------------------------------------------------------------------------------
Security: 318672706
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: FBP
ISIN: PR3186727065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: AURELIO Mgmt For For
ALEMAN-BERMUDEZ
1B ELECTION OF DIRECTOR: THOMAS M. HAGERTY Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL P. HARMON Mgmt For For
1D ELECTION OF DIRECTOR: ROBERTO R. HERENCIA Mgmt Against Against
1E ELECTION OF DIRECTOR: DAVID I. MATSON Mgmt For For
1F ELECTION OF DIRECTOR: JOSE MENENDEZ-CORTADA Mgmt For For
1G ELECTION OF DIRECTOR: FERNANDO Mgmt For For
RODRIGUEZ-AMARO
1H ELECTION OF DIRECTOR: ROBERT T. GORMLEY Mgmt For For
2. TO APPROVE, ON A NON-BINDING BASIS, THE Mgmt Against Against
2013 COMPENSATION OF FIRST BANCORP'S NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
FIRST BUSEY CORPORATION Agenda Number: 933987856
--------------------------------------------------------------------------------------------------------------------------
Security: 319383105
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: BUSE
ISIN: US3193831050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JOSEPH M. AMBROSE Mgmt For For
DAVID J. DOWNEY Mgmt Withheld Against
VAN A. DUKEMAN Mgmt For For
STEPHEN V. KING Mgmt For For
E. PHILLIPS KNOX Mgmt For For
V.B. LEISTER, JR. Mgmt For For
GREGORY B. LYKINS Mgmt For For
AUGUST C. MEYER, JR. Mgmt For For
GEORGE T. SHAPLAND Mgmt For For
THOMAS G. SLOAN Mgmt For For
PHYLLIS M. WISE Mgmt For For
2 APPROVAL, IN A NONBINDING, ADVISORY VOTE, Mgmt For For
OF THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS, AS DESCRIBED IN THE ACCOMPANYING
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
FIRST BUSINESS FINL SVCS INC. Agenda Number: 933963438
--------------------------------------------------------------------------------------------------------------------------
Security: 319390100
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: FBIZ
ISIN: US3193901002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEROME J. SMITH Mgmt For For
GERALD L. KILCOYNE Mgmt For For
BARBARA H. STEPHENS Mgmt For For
2. TO APPROVE, IN A NON-BINDING, ADVISORY Mgmt For For
VOTE, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
FIRST COMMONWEALTH FINANCIAL CORPORATION Agenda Number: 933931506
--------------------------------------------------------------------------------------------------------------------------
Security: 319829107
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: FCF
ISIN: US3198291078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES G. BARONE Mgmt For For
JULIE A. CAPONI Mgmt For For
RAY T. CHARLEY Mgmt For For
GARY R. CLAUS Mgmt For For
DAVID S. DAHLMANN Mgmt For For
JOHNSTON A. GLASS Mgmt For For
JON L. GORNEY Mgmt For For
DAVID W. GREENFIELD Mgmt For For
LUKE A. LATIMER Mgmt For For
JAMES W. NEWILL Mgmt For For
T. MICHAEL PRICE Mgmt For For
LAURIE STERN SINGER Mgmt For For
ROBERT J. VENTURA Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FIRST COMMUNITY BANCSHARES, INC. Agenda Number: 933938245
--------------------------------------------------------------------------------------------------------------------------
Security: 31983A103
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: FCBC
ISIN: US31983A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANKLIN P. HALL Mgmt For For
WILLIAM P. STAFFORD Mgmt For For
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE
CORPORATION'S NAMED EXECUTIVE OFFICERS.
3. THE RATIFICATION OF DIXON HUGHES GOODMAN Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS.
--------------------------------------------------------------------------------------------------------------------------
FIRST CONNECTICUT BANCORP, INC. Agenda Number: 933973376
--------------------------------------------------------------------------------------------------------------------------
Security: 319850103
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: FBNK
ISIN: US3198501039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID M. DREW Mgmt For For
MICHAEL A. ZIEBKA Mgmt For For
2. THE APPROVAL OF AN ADVISORY (NON-BINDING) Mgmt For For
PROPOSAL ON THE COMPANY'S EXECUTIVE
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY.
--------------------------------------------------------------------------------------------------------------------------
FIRST DEFIANCE FINANCIAL CORP. Agenda Number: 933947561
--------------------------------------------------------------------------------------------------------------------------
Security: 32006W106
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: FDEF
ISIN: US32006W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEAN A. HUBBARD Mgmt For For
BARBARA A. MITZEL Mgmt For For
JAMES L. ROHRS Mgmt For For
2. TO CONSIDER AND APPROVE A NON-BINDING Mgmt For For
ADVISORY VOTE ON FIRST DEFIANCE'S EXECUTIVE
COMPENSATION.
3. TO CONSIDER AND VOTE ON A PROPOSAL TO Mgmt For For
RATIFY THE APPOINTMENT OF CROWE HORWATH LLP
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FIRST DEFIANCE FOR THE
YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
FIRST FINANCIAL BANCORP. Agenda Number: 933976043
--------------------------------------------------------------------------------------------------------------------------
Security: 320209109
Meeting Type: Annual
Meeting Date: 27-May-2014
Ticker: FFBC
ISIN: US3202091092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AMENDMENT TO ARTICLE FOURTH Mgmt For For
OF THE COMPANY'S ARTICLES OF INCORPORATION.
2. DIRECTOR
J. WICKLIFFE ACH Mgmt For For
DAVID S. BARKER Mgmt For For
CYNTHIA O. BOOTH Mgmt For For
MARK A. COLLAR Mgmt For For
CLAUDE E. DAVIS Mgmt For For
CORINNE R. FINNERTY Mgmt For For
MURPH KNAPKE Mgmt For For
SUSAN L. KNUST Mgmt For For
WILLIAM J. KRAMER Mgmt For For
RICHARD E. OLSZEWSKI Mgmt For For
MARIBETH S. RAHE Mgmt For For
3. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
4. ADVISORY (NON-BINDING) VOTE ON THE Mgmt For For
COMPENSATION OF THE COMPANY'S EXECUTIVE
OFFICERS.
5. ADJOURNMENT OF ANNUAL MEETING. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FIRST FINANCIAL CORPORATION Agenda Number: 933944628
--------------------------------------------------------------------------------------------------------------------------
Security: 320218100
Meeting Type: Annual
Meeting Date: 16-Apr-2014
Ticker: THFF
ISIN: US3202181000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
B. GUILLE COX JR. Mgmt For For
ANTON H. GEORGE Mgmt For For
GREGORY L. GIBSON Mgmt For For
VIRGINIA L. SMITH Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF CROWE Mgmt For For
HORWATH LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE CORPORATION
FOR THE YEAR ENDING DECEMBER 31, 2014.
3 APPROVE, BY NON-BINDING VOTE, COMPENSATION Mgmt Against Against
PAID TO THE CORPORATION'S NAMED EXECUTIVE
OFFICERS.
4 SUCH OTHER BUSINESS AS MAY PROPERLY COME Mgmt Against Against
BEFORE THE MEETING OR ANY ADJOURNMENT
THEREOF.
--------------------------------------------------------------------------------------------------------------------------
FIRST FINANCIAL HOLDINGS, INC. Agenda Number: 933853120
--------------------------------------------------------------------------------------------------------------------------
Security: 320239106
Meeting Type: Special
Meeting Date: 24-Jul-2013
Ticker: FFCH
ISIN: US3202391062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE PROPOSAL TO APPROVE THE AGREEMENT AND Mgmt For For
PLAN OF MERGER, DATED AS OF FEBRUARY 19,
2013, BY AND BETWEEN SCBT FINANCIAL
CORPORATION AND FIRST FINANCIAL HOLDINGS,
INC.
2. THE PROPOSAL TO ADJOURN THE SPECIAL MEETING Mgmt For For
TO PERMIT FURTHER SOLICITATION OF PROXIES
IF THERE ARE NOT SUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO APPROVE THE
MERGER AGREEMENT.
3. THE PROPOSAL TO APPROVE AN ADVISORY Mgmt For For
NON-BINDING RESOLUTION APPROVING THE
COMPENSATION THAT CERTAIN EXECUTIVE
OFFICERS OF FIRST FINANCIAL HOLDINGS, INC.
MAY RECEIVE IN CONNECTION WITH THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
FIRST FINANCIAL HOLDINGS, INC. Agenda Number: 933941456
--------------------------------------------------------------------------------------------------------------------------
Security: 32023E105
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: SCBT
ISIN: US32023E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LUTHER J. BATTISTE, III Mgmt For For
PAULA HARPER BETHEA Mgmt For For
ROBERT R. HILL, JR. Mgmt For For
R. WAYNE HALL Mgmt For For
THOMAS J. JOHNSON Mgmt For For
RALPH W. NORMAN, JR. Mgmt For For
ALTON C. PHILLIPS Mgmt For For
RICHARD W. SALMONS, JR. Mgmt For For
B. ED SHELLEY, JR. Mgmt For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S ARTICLES OF INCORPORATION TO
CHANGE THE NAME OF THE COMPANY FROM FIRST
FINANCIAL HOLDINGS, INC. TO SOUTH STATE
CORPORATION.
03 PROPOSAL TO RATIFY, AS AN ADVISORY, Mgmt Against Against
NON-BINDING VOTE, THE EXCLUSIVE FORUM
SELECTION PROVISION IN THE COMPANY'S
BYLAWS.
04 PROPOSAL TO APPROVE, AS AN ADVISORY, Mgmt For For
NON-BINDING VOTE, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
05 PROPOSAL TO RATIFY, AS AN ADVISORY, Mgmt For For
NON-BINDING VOTE, APPOINTMENT OF DIXON
HUGHES GOODMAN LLP, CERTIFIED PUBLIC
ACCOUNTANTS, AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014.
06 PROPOSAL TO GRANT THE CHAIRMAN OF THE Mgmt For For
ANNUAL MEETING THE AUTHORITY TO ADJOURN OR
POSTPONE THE ANNUAL MEETING, IF NECESSARY,
IN ORDER TO SOLICIT ADDITIONAL PROXIES IN
THE EVENT THAT THERE ARE NOT SUFFICIENT
AFFIRMATIVE VOTES PRESENT AT THE ANNUAL
MEETING TO ADOPT THE AMENDMENT TO THE
COMPANY'S ARTICLES OF INCORPORATION OR TO
CHANGE THE NAME OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
FIRST FINANCIAL NORTHWEST, INC. Agenda Number: 934017840
--------------------------------------------------------------------------------------------------------------------------
Security: 32022K102
Meeting Type: Annual
Meeting Date: 25-Jun-2014
Ticker: FFNW
ISIN: US32022K1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR FOR THREE-YEAR TERM: Mgmt For For
GARY F. KOHLWES
1B. ELECTION OF DIRECTOR FOR THREE-YEAR TERM: Mgmt For For
JOSEPH W. KILEY III
1C. ELECTION OF DIRECTOR FOR ONE-YEAR TERM: Mgmt For For
RICHARD P. JACOBSON
2. ADVISORY (NON-BINDING) APPROVAL OF THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. THE RATIFICATION OF THE APPOINTMENT OF MOSS Mgmt For For
ADAMS LLP AS THE INDEPENDENT AUDITOR FOR
THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
FIRST INTERSTATE BANCSYSTEM,INC Agenda Number: 933970003
--------------------------------------------------------------------------------------------------------------------------
Security: 32055Y201
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: FIBK
ISIN: US32055Y2019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: STEVEN J. CORNING Mgmt Against Against
1.2 ELECTION OF DIRECTOR: DANA FILIP-CRANDALL Mgmt For For
1.3 ELECTION OF DIRECTOR: CHARLES E. HART Mgmt Against Against
1.4 ELECTION OF DIRECTOR: CHARLES M. HEYNEMAN Mgmt Against Against
1.5 ELECTION OF DIRECTOR: THOMAS W. SCOTT Mgmt Against Against
1.6 ELECTION OF DIRECTOR: MICHAEL J. SULLIVAN Mgmt For For
2. THE RATIFICATION OF MCGLADREY LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
FIRST MERCHANTS CORPORATION Agenda Number: 933882830
--------------------------------------------------------------------------------------------------------------------------
Security: 320817109
Meeting Type: Special
Meeting Date: 29-Oct-2013
Ticker: FRME
ISIN: US3208171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For
APPROVE THE AGREEMENT OF REORGANIZATION AND
MERGER DATED MAY 13, 2013, BETWEEN FIRST
MERCHANTS CORPORATION AND CFS BANCORP,
INC., AND TO APPROVE THE TRANSACTIONS
CONTEMPLATED THEREBY.
2. TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
FIRST MERCHANTS SPECIAL MEETING, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE FIRST
MERCHANTS MERGER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
FIRST MERCHANTS CORPORATION Agenda Number: 933953879
--------------------------------------------------------------------------------------------------------------------------
Security: 320817109
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: FRME
ISIN: US3208171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RODERICK ENGLISH Mgmt For For
GARY J. LEHMAN Mgmt For For
JEAN L. WOJTOWICZ Mgmt For For
F. HOWARD HALDERMAN Mgmt For For
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF FIRST MERCHANTS
CORPORATION'S NAMED EXECUTIVE OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF THE Mgmt For For
FIRM BKD, LLP AS THE INDEPENDENT AUDITOR
FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
FIRST MIDWEST BANCORP, INC. Agenda Number: 933989874
--------------------------------------------------------------------------------------------------------------------------
Security: 320867104
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: FMBI
ISIN: US3208671046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN F. CHLEBOWSKI, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: PHUPINDER S. GILL Mgmt For For
1C. ELECTION OF DIRECTOR: PETER J. HENSELER Mgmt For For
1D. ELECTION OF DIRECTOR: ELLEN A. RUDNICK Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL J. SMALL Mgmt For For
2. APPROVAL AND ADOPTION OF AN AMENDMENT TO Mgmt For For
THE FIRST MIDWEST BANCORP, INC. AMENDED AND
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 100,000,000 TO
150,000,000.
3. ADVISORY APPROVAL OF THE COMPENSATION PAID Mgmt For For
IN 2013 TO NAMED EXECUTIVE OFFICERS OF
FIRST MIDWEST BANCORP, INC.
4. ADVISORY VOTE RATIFYING THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF FIRST MIDWEST
BANCORP, INC. FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
FIRST PACTRUST BANCORP, INC. Agenda Number: 933848092
--------------------------------------------------------------------------------------------------------------------------
Security: 33589V101
Meeting Type: Annual
Meeting Date: 16-Jul-2013
Ticker: BANC
ISIN: US33589V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I DIRECTOR
STEVEN A. SUGARMAN* Mgmt For For
JONAH SCHNEL* Mgmt For For
ROBB EVANS** Mgmt For For
II ADVISORY (NON-BINDING) VOTE ON EXECUTIVE Mgmt Against Against
COMPENSATION COMMONLY REFERRED TO AS "SAY
ON PAY" VOTE.
III ADVISORY (NON-BINDING) VOTE ON FREQUENCY OF Mgmt 1 Year Against
FUTURE ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION.
IV APPROVAL OF THE 2013 OMNIBUS STOCK Mgmt Against Against
INCENTIVE PLAN.
V RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
FIRST SOUTH BANCORP, INC. Agenda Number: 933993520
--------------------------------------------------------------------------------------------------------------------------
Security: 33646W100
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: FSBK
ISIN: US33646W1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES E. PARKER, JR. Mgmt For For
MARSHALL T. SINGLETON Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
TURLINGTON AND COMPANY, L.L.P. AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF FIRST SOUTH BANCORP, INC. FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. APPROVAL OF AN ADVISORY VOTE (NON-BINDING) Mgmt For For
ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FIRSTBANK CORPORATION Agenda Number: 933896916
--------------------------------------------------------------------------------------------------------------------------
Security: 33761G104
Meeting Type: Special
Meeting Date: 12-Dec-2013
Ticker: FBMI
ISIN: US33761G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE AGREEMENT AND PLAN Mgmt For For
OF MERGER DATED AS OF AUGUST 14, 2013
BETWEEN MERCANTILE BANK CORPORATION AND
FIRSTBANK CORPORATION.
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt Against Against
THE COMPENSATION THAT MAY BE PAID OR BECOME
PAYABLE TO FIRSTBANK'S NAMED EXECUTIVE
OFFICERS THAT IS BASED ON OR OTHERWISE
RELATED TO THE PROPOSED MERGER.
3. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES TO APPROVE
PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
FISHER COMMUNICATIONS, INC. Agenda Number: 933854475
--------------------------------------------------------------------------------------------------------------------------
Security: 337756209
Meeting Type: Special
Meeting Date: 06-Aug-2013
Ticker: FSCI
ISIN: US3377562091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF APRIL 11, 2013, AS IT
MAY BE AMENDED FROM TIME TO TIME, BY AND
AMONG FISHER COMMUNICATIONS, INC., SINCLAIR
BROADCAST GROUP, INC. AND SINCLAIR
TELEVISION OF SEATTLE, INC.
2. TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR ADVISABLE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE AGREEMENT
AND PLAN OF MERGER.
3. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION DISCLOSED IN THE
PROXY STATEMENT THAT MAY BE PAYABLE TO
FISHER COMMUNICATIONS, INC.'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
CONSUMMATION OF THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
FLAGSTAR BANCORP, INC. Agenda Number: 933861432
--------------------------------------------------------------------------------------------------------------------------
Security: 337930705
Meeting Type: Annual
Meeting Date: 20-Aug-2013
Ticker: FBC
ISIN: US3379307057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WALTER CARTER Mgmt For For
1B ELECTION OF DIRECTOR: ALESSANDRO DINELLO Mgmt For For
1C ELECTION OF DIRECTOR: JAY J. HANSEN Mgmt For For
1D ELECTION OF DIRECTOR: JOHN D. LEWIS Mgmt For For
1E ELECTION OF DIRECTOR: DAVID J. MATLIN Mgmt Against Against
1F ELECTION OF DIRECTOR: JAMES A. OVENDEN Mgmt For For
1G ELECTION OF DIRECTOR: PETER SCHOELS Mgmt Against Against
1H ELECTION OF DIRECTOR: MICHAEL J. SHONKA Mgmt For For
1I ELECTION OF DIRECTOR: DAVID L. TREADWELL Mgmt Against Against
2 TO VOTE ON AN ADVISORY (NON-BINDING) Mgmt Against Against
RESOLUTION TO APPROVE NAMED EXECUTIVE
OFFICER COMPENSATION.
3 TO HOLD AN ADVISORY (NON-BINDING) VOTE ON Mgmt 1 Year For
THE FREQUENCY OF FUTURE ADVISORY VOTES ON
NAMED EXECUTIVE OFFICER COMPENSATION.
4 TO REAPPROVE THE PERFORMANCE CRITERIA SET Mgmt Against Against
FORTH IN THE FLAGSTAR BANCORP, INC. 2006
EQUITY INCENTIVE PLAN.
5 TO APPROVE AN AMENDMENT TO THE FLAGSTAR Mgmt Against Against
BANCORP, INC. 2006 EQUITY INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES AVAILABLE FOR
AWARDS AND THE INDIVIDUAL AWARD LIMITS
THEREUNDER.
6 TO RATIFY THE APPOINTMENT OF BAKER TILLY Mgmt For For
VIRCHOW KRAUSE, LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
--------------------------------------------------------------------------------------------------------------------------
FLAGSTAR BANCORP, INC. Agenda Number: 934011672
--------------------------------------------------------------------------------------------------------------------------
Security: 337930705
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: FBC
ISIN: US3379307057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALESSANDRO DINELLO Mgmt For For
1B. ELECTION OF DIRECTOR: JAY J. HANSEN Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN D. LEWIS Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID J. MATLIN Mgmt Against Against
1E. ELECTION OF DIRECTOR: JAMES A. OVENDEN Mgmt For For
1F. ELECTION OF DIRECTOR: PETER SCHOELS Mgmt Against Against
1G. ELECTION OF DIRECTOR: DAVID L. TREADWELL Mgmt For For
2. TO APPROVE AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION TO APPROVE NAMED EXECUTIVE
OFFICER COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF BAKER TILLY Mgmt For For
VIRCHOW KRAUSE, LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
FLEXSTEEL INDUSTRIES, INC. Agenda Number: 933889505
--------------------------------------------------------------------------------------------------------------------------
Security: 339382103
Meeting Type: Annual
Meeting Date: 09-Dec-2013
Ticker: FLXS
ISIN: US3393821034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY T. BERTSCH Mgmt For For
LYNN J. DAVIS Mgmt For For
ERIC S. RANGEN Mgmt For For
NANCY E. URIDIL Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
4. TO APPROVE THE CASH INCENTIVE COMPENSATION Mgmt For For
PLAN.
5. TO APPROVE THE LONG-TERM INCENTIVE Mgmt For For
COMPENSATION PLAN.
6. TO APPROVE THE OMNIBUS STOCK PLAN. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
FLOTEK INDUSTRIES, INC. Agenda Number: 933996312
--------------------------------------------------------------------------------------------------------------------------
Security: 343389102
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: FTK
ISIN: US3433891021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN W. CHISHOLM Mgmt For For
L. MELVIN COOPER Mgmt For For
KENNETH T. HERN Mgmt For For
L.V. "BUD" MCGUIRE Mgmt For For
JOHN S. REILAND Mgmt For For
CARLA S. HARDY Mgmt Withheld Against
TED D. BROWN Mgmt For For
2. APPROVAL OF THE 2014 LONG-TERM INCENTIVE Mgmt For For
PLAN.
3. APPROVAL OF NON-BINDING ADVISORY VOTE ON Mgmt Against Against
EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE SELECTION OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, HEIN & ASSOCIATES LLP, AS THE
COMPANY'S AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
FLOW INTERNATIONAL CORPORATION Agenda Number: 933900703
--------------------------------------------------------------------------------------------------------------------------
Security: 343468104
Meeting Type: Special
Meeting Date: 20-Dec-2013
Ticker: FLOW
ISIN: US3434681041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF SEPTEMBER 25, 2013, AS
IT MAY BE AMENDED FROM TIME TO TIME, BY AND
AMONG FLOW INTERNATIONAL CORPORATION,
WATERJET HOLDINGS, INC. (FORMERLY KNOWN AS
AIP WATERJET HOLDINGS, INC.), AND AIP/FIC
MERGER SUB, INC. (THE "MERGER AGREEMENT").
2. TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR ADVISABLE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE SPECIAL MEETING
TO APPROVE THE MERGER AGREEMENT.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, CERTAIN COMPENSATION THAT WILL OR
MAY BECOME PAYABLE BY FLOW INTERNATIONAL
CORPORATION TO ITS NAMED EXECUTIVE OFFICERS
IN CONNECTION WITH THE COMPLETION OF THE
MERGER UNDER EXISTING ARRANGEMENTS BETWEEN
FLOW INTERNATIONAL CORPORATION AND SUCH
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FLUSHING FINANCIAL CORPORATION Agenda Number: 933965761
--------------------------------------------------------------------------------------------------------------------------
Security: 343873105
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: FFIC
ISIN: US3438731057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. HEGARTY Mgmt Against Against
1B. ELECTION OF DIRECTOR: JOHN J. MCCABE Mgmt Against Against
1C. ELECTION OF DIRECTOR: DONNA M. O'BRIEN Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. RUSSO Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3. APPROVAL OF THE COMPANY'S 2014 OMNIBUS Mgmt For For
INCENTIVE PLAN.
4. RATIFICATION OF APPOINTMENT OF GRANT Mgmt For For
THORNTON, LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
FORBES ENERGY SERVICES LTD. Agenda Number: 933831263
--------------------------------------------------------------------------------------------------------------------------
Security: 345143101
Meeting Type: Annual
Meeting Date: 09-Jul-2013
Ticker: FES
ISIN: US3451431015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DALE W. BOSSERT Mgmt Withheld Against
TRAVIS H. BURRIS Mgmt Withheld Against
JOHN E. CRISP Mgmt For For
CHARLES C. FORBES, JR. Mgmt For For
JANET L. FORBES Mgmt For For
TED A. IZATT Mgmt For For
WILLIAM W. SHERRILL Mgmt Withheld Against
2. RATIFICATION OF SELECTION OF AUDITORS - TO Mgmt For For
RATIFY THE REAPPOINTMENT OF BDO USA, LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
FORBES ENERGY SERVICES LTD. Agenda Number: 934005388
--------------------------------------------------------------------------------------------------------------------------
Security: 345143101
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: FES
ISIN: US3451431015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DALE W. BOSSERT Mgmt For For
TRAVIS H. BURRIS Mgmt For For
JOHN E. CRISP Mgmt For For
CHARLES C. FORBES, JR. Mgmt For For
TED A. IZATT Mgmt For For
WILLIAM W. SHERRILL Mgmt For For
2. RATIFICATION OF SELECTION OF AUDITORS - TO Mgmt For For
RATIFY THE REAPPOINTMENT OF BDO USA, LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
FOREST OIL CORPORATION Agenda Number: 933943448
--------------------------------------------------------------------------------------------------------------------------
Security: 346091705
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: FST
ISIN: US3460917053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES H. LEE Mgmt For For
PATRICK R. MCDONALD Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt Against Against
COMPENSATION OF FOREST'S NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS FOREST'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
FORESTAR GROUP, INC Agenda Number: 933956522
--------------------------------------------------------------------------------------------------------------------------
Security: 346233109
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: FOR
ISIN: US3462331097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: KATHLEEN BROWN Mgmt For For
1.2 ELECTION OF DIRECTOR: MICHAEL E. DOUGHERTY Mgmt For For
1.3 ELECTION OF DIRECTOR: WILLIAM C. POWERS, Mgmt For For
JR.
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
3. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR 2014
--------------------------------------------------------------------------------------------------------------------------
FORMFACTOR, INC. Agenda Number: 933961509
--------------------------------------------------------------------------------------------------------------------------
Security: 346375108
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: FORM
ISIN: US3463751087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MICHAEL D. SLESSOR Mgmt Withheld Against
THOMAS ST. DENNIS Mgmt Withheld Against
2 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3 RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS FORMFACTOR'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
FORRESTER RESEARCH, INC. Agenda Number: 933961662
--------------------------------------------------------------------------------------------------------------------------
Security: 346563109
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: FORR
ISIN: US3465631097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE F. COLONY Mgmt For For
MICHAEL H. WELLES Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2014.
3. TO APPROVE, BY NON-BINDING VOTE, FORRESTER Mgmt For For
RESEARCH, INC. EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FORTEGRA FINANCIAL CORPORATION Agenda Number: 933964341
--------------------------------------------------------------------------------------------------------------------------
Security: 34954W104
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: FRF
ISIN: US34954W1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RICHARD S. KAHLBAUGH Mgmt For For
1.2 ELECTION OF DIRECTOR: JOHN R. CARROLL Mgmt For For
1.3 ELECTION OF DIRECTOR: FRANCIS M. COLALUCCI Mgmt For For
1.4 ELECTION OF DIRECTOR: FRANK P. FILIPPS Mgmt For For
1.5 ELECTION OF DIRECTOR: J.J. KARDWELL Mgmt For For
1.6 ELECTION OF DIRECTOR: ARUN MAHESHWARI Mgmt For For
1.7 ELECTION OF DIRECTOR: TED W. ROLLINS Mgmt For For
1.8 ELECTION OF DIRECTOR: SEAN S. SWEENEY Mgmt For For
2. APPROVAL OF THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF MCGLADREY LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
FORWARD AIR CORPORATION Agenda Number: 933946177
--------------------------------------------------------------------------------------------------------------------------
Security: 349853101
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: FWRD
ISIN: US3498531017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRUCE A. CAMPBELL Mgmt For For
C. ROBERT CAMPBELL Mgmt For For
C. JOHN LANGLEY Mgmt For For
TRACY A. LEINBACH Mgmt For For
LARRY D. LEINWEBER Mgmt For For
G. MICHAEL LYNCH Mgmt For For
RAY A. MUNDY Mgmt For For
GARY L. PAXTON Mgmt For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY.
3 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FOX CHASE BANCORP, INC. Agenda Number: 933967830
--------------------------------------------------------------------------------------------------------------------------
Security: 35137T108
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: FXCB
ISIN: US35137T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TODD S. BENNING Mgmt For For
THOMAS M. PETRO Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF FOX CHASE BANCORP, INC.
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2014.
3. TO CONDUCT AN ADVISORY VOTE ON THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
FRANKLIN COVEY CO. Agenda Number: 933911035
--------------------------------------------------------------------------------------------------------------------------
Security: 353469109
Meeting Type: Annual
Meeting Date: 24-Jan-2014
Ticker: FC
ISIN: US3534691098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CLAYTON M. CHRISTENSEN Mgmt For For
MICHAEL FUNG Mgmt For For
DENNIS G. HEINER Mgmt For For
DONALD J. MCNAMARA Mgmt For For
JOEL C. PETERSON Mgmt For For
E. KAY STEPP Mgmt For For
ROBERT A. WHITMAN Mgmt For For
2. ADVISORY VOTE ON APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
FRANKLIN FINANCIAL CORPORATION Agenda Number: 933916516
--------------------------------------------------------------------------------------------------------------------------
Security: 35353C102
Meeting Type: Annual
Meeting Date: 25-Feb-2014
Ticker: FRNK
ISIN: US35353C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
L. GERALD ROACH Mgmt For For
RICHARD T. WHEELER, JR. Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
MCGLADREY LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF FRANKLIN
FINANCIAL CORPORATION FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2014.
3. THE APPROVAL OF AN ADVISORY VOTE ON THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
COMPANY'S PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
FRED'S, INC. Agenda Number: 934040522
--------------------------------------------------------------------------------------------------------------------------
Security: 356108100
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: FRED
ISIN: US3561081007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. HAYES Mgmt For For
JOHN R. EISENMAN Mgmt For For
THOMAS H. TASHJIAN Mgmt For For
B. MARY MCNABB Mgmt For For
MICHAEL T. MCMILLAN Mgmt For For
BRUCE A. EFIRD Mgmt For For
STEVEN R. FITZPATRICK Mgmt For For
2. APPROVAL OF BDO USA, LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY, AS DESCRIBED IN THE PROXY
STATEMENT.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FREIGHTCAR AMERICA INC Agenda Number: 933973566
--------------------------------------------------------------------------------------------------------------------------
Security: 357023100
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: RAIL
ISIN: US3570231007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS A. MADDEN Mgmt For For
JOSEPH E. MCNEELY Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
FRIEDMAN INDUSTRIES, INCORPORATED Agenda Number: 933861141
--------------------------------------------------------------------------------------------------------------------------
Security: 358435105
Meeting Type: Annual
Meeting Date: 29-Aug-2013
Ticker: FRD
ISIN: US3584351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. CROW Mgmt For For
D. AGRAWAL Mgmt Withheld Against
C. HALL Mgmt Withheld Against
A. RAUCH Mgmt For For
M. REICHENTHAL Mgmt For For
J. SPIRA Mgmt For For
J. WILLIAMS Mgmt Withheld Against
2. TO APPROVE THE FOLLOWING NON-BINDING, Mgmt For For
ADVISORY RESOLUTION: "RESOLVED, THAT THE
SHAREHOLDERS APPROVE THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE COMPANY'S PROXY STATEMENT
DATED JULY 29, 2013 PURSUANT TO THE
DISCLOSURE RULES OF THE U.S. SECURITIES AND
EXCHANGE COMMISSION.
3. FREQUENCY OF ADVISORY VOTE ON COMPENSATION Mgmt 1 Year For
OF NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FRISCH'S RESTAURANTS, INC. Agenda Number: 933867737
--------------------------------------------------------------------------------------------------------------------------
Security: 358748101
Meeting Type: Annual
Meeting Date: 02-Oct-2013
Ticker: FRS
ISIN: US3587481017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DALE P. BROWN Mgmt For For
DANIEL W. GEEDING Mgmt For For
CRAIG F. MAIER Mgmt For For
JEROME P. MONTOPOLI Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE ON APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
FTD COMPANIES, INC. Agenda Number: 934001823
--------------------------------------------------------------------------------------------------------------------------
Security: 30281V108
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: FTD
ISIN: US30281V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TRACEY L. BELCOURT Mgmt For For
JOSEPH W. HARCH Mgmt For For
MICHAEL J. SILVERSTEIN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE THE MATERIAL TERMS FOR Mgmt For For
PERFORMANCE-BASED AWARDS UNDER THE FTD
COMPANIES, INC. AMENDED AND RESTATED 2013
INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
FUEL SYSTEMS SOLUTIONS, INC. Agenda Number: 933981741
--------------------------------------------------------------------------------------------------------------------------
Security: 35952W103
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: FSYS
ISIN: US35952W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH E. POMPEO Mgmt For For
COLIN S. JOHNSTON Mgmt For For
2. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR FISCAL YEAR 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, OUR 2013 Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FUEL TECH, INC. Agenda Number: 933976360
--------------------------------------------------------------------------------------------------------------------------
Security: 359523107
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: FTEK
ISIN: US3595231073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DOUGLAS G. BAILEY Mgmt For For
MIGUEL ESPINOSA Mgmt For For
W. GRANT GREGORY Mgmt For For
THOMAS L. JONES Mgmt For For
GEORGE F. MACCORMACK Mgmt For For
THOMAS S. SHAW, JR. Mgmt For For
DELBERT L. WILLIAMSON Mgmt For For
DENNIS L. ZEITLER Mgmt For For
2. PROPOSAL TO APPROVE THE FUEL TECH, INC. Mgmt For For
2014 LONG-TERM INCENTIVE PLAN
3. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
MCGLADREY LLP AS FUEL TECH'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
4. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FULL HOUSE RESORTS, INC. Agenda Number: 933980244
--------------------------------------------------------------------------------------------------------------------------
Security: 359678109
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: FLL
ISIN: US3596781092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
KENNETH R. ADAMS Mgmt For For
CARL G. BRAUNLICH Mgmt For For
KATHLEEN MARSHALL Mgmt For For
ANDRE M. HILLIOU Mgmt For For
MARK J. MILLER Mgmt For For
2 RATIFICATION OF PIERCY BOWLER TAYLOR & KERN Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF FULL HOUSE RESORTS FOR
2014.
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FURMANITE CORPORATION Agenda Number: 933950328
--------------------------------------------------------------------------------------------------------------------------
Security: 361086101
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: FRM
ISIN: US3610861011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES R. COX Mgmt Withheld Against
SANGWOO AHN Mgmt Withheld Against
KEVIN R. JOST Mgmt Withheld Against
RALPH PATITUCCI Mgmt Withheld Against
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. THE RATIFICATION OF THE APPOINTMENT OF UHY Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
FUTUREFUEL CORP Agenda Number: 933857065
--------------------------------------------------------------------------------------------------------------------------
Security: 36116M106
Meeting Type: Annual
Meeting Date: 12-Aug-2013
Ticker: FF
ISIN: US36116M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWIN A. LEVY Mgmt For For
DONALD C. BEDELL Mgmt For For
2. TO RATIFY THE APPOINTMENT OF RUBINBROWN LLP Mgmt For For
AS OUR INDEPENDENT AUDITOR FOR THE YEAR
ENDING DECEMBER 31, 2013.
3. TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt Against Against
PROPERLY COME BEFORE THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
FXCM INC. Agenda Number: 933993063
--------------------------------------------------------------------------------------------------------------------------
Security: 302693106
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: FXCM
ISIN: US3026931069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM AHDOUT Mgmt For For
JAMES BROWN Mgmt For For
ROBIN DAVIS Mgmt For For
PERRY FISH Mgmt For For
KENNETH GROSSMAN Mgmt For For
ARTHUR GRUEN Mgmt For For
ERIC LEGOFF Mgmt For For
DROR (DREW) NIV Mgmt For For
DAVID SAKHAI Mgmt For For
RYAN SILVERMAN Mgmt For For
EDUARD YUSUPOV Mgmt For For
2. TO RATIFY THE SELECTION AND APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE THE COMPENSATION PAID TO OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
G&K SERVICES, INC. Agenda Number: 933879251
--------------------------------------------------------------------------------------------------------------------------
Security: 361268105
Meeting Type: Annual
Meeting Date: 06-Nov-2013
Ticker: GK
ISIN: US3612681052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN S. BRONSON Mgmt For For
WAYNE M. FORTUN Mgmt For For
ERNEST J. MROZEK Mgmt For For
2. PROPOSAL TO APPROVE THE COMPANY'S RESTATED Mgmt For For
EQUITY INCENTIVE PLAN (2013).
3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS OUR INDEPENDENT
AUDITORS FOR FISCAL 2014.
4. PROPOSAL TO APPROVE, BY NON-BINDING Mgmt For For
ADVISORY VOTE, EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
G-III APPAREL GROUP, LTD. Agenda Number: 934016468
--------------------------------------------------------------------------------------------------------------------------
Security: 36237H101
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: GIII
ISIN: US36237H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MORRIS GOLDFARB Mgmt For For
SAMMY AARON Mgmt For For
THOMAS J. BROSIG Mgmt For For
ALAN FELLER Mgmt For For
JEFFREY GOLDFARB Mgmt For For
JEANETTE NOSTRA Mgmt For For
LAURA POMERANTZ Mgmt For For
ALLEN SIRKIN Mgmt For For
WILLEM VAN BOKHORST Mgmt For For
CHERYL L. VITALI Mgmt For For
RICHARD WHITE Mgmt For For
2. PROPOSAL TO APPROVE AMENDMENTS TO THE Mgmt For For
PERFORMANCE-BASED BONUS PROVISION IN THE
EMPLOYMENT AGREEMENT WITH MORRIS GOLDFARB.
3. PROPOSAL TO APPROVE AMENDMENTS TO THE Mgmt For For
PERFORMANCE-BASED BONUS PROVISION IN THE
EMPLOYMENT AGREEMENT OF SAMMY AARON.
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF NAMED EXECUTIVE OFFICERS.
5. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP.
--------------------------------------------------------------------------------------------------------------------------
GAIN CAPITAL HOLDINGS, INC Agenda Number: 934021091
--------------------------------------------------------------------------------------------------------------------------
Security: 36268W100
Meeting Type: Annual
Meeting Date: 25-Jun-2014
Ticker: GCAP
ISIN: US36268W1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER QUICK Mgmt Against Against
1B. ELECTION OF DIRECTOR: GLENN H. STEVENS Mgmt Against Against
1C. ELECTION OF DIRECTOR: THOMAS BEVILACQUA Mgmt Against Against
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GASLOG LTD. Agenda Number: 933968159
--------------------------------------------------------------------------------------------------------------------------
Security: G37585109
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: GLOG
ISIN: BMG375851091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER G. LIVANOS Mgmt Against Against
1B. ELECTION OF DIRECTOR: PHILIP RADZIWILL Mgmt Against Against
1C. ELECTION OF DIRECTOR: BRUCE L. BLYTHE Mgmt Against Against
1D. ELECTION OF DIRECTOR: PAUL J. COLLINS Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM M. FRIEDRICH Mgmt For For
1F. ELECTION OF DIRECTOR: DENNIS M. HOUSTON Mgmt For For
1G. ELECTION OF DIRECTOR: JULIAN METHERELL Mgmt Against Against
1H. ELECTION OF DIRECTOR: ANTHONY PAPADIMITRIOU Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT D. SOMERVILLE Mgmt For For
2. TO APPROVE THE APPOINTMENT OF DELOITTE LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014 AND UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING, AND TO AUTHORIZE THE BOARD OF
DIRECTORS, ACTING THROUGH THE AUDIT AND
RISK COMMITTEE, TO DETERMINE THE
INDEPENDENT AUDITOR FEE.
--------------------------------------------------------------------------------------------------------------------------
GASTAR EXPLORATION INC. Agenda Number: 934019666
--------------------------------------------------------------------------------------------------------------------------
Security: 36729W202
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: GST
ISIN: US36729W2026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN H. CASSELS Mgmt For For
RANDOLPH C. COLEY Mgmt For For
ROBERT D. PENNER Mgmt For For
J. RUSSELL PORTER Mgmt For For
JOHN M. SELSER SR. Mgmt For For
2. RATIFY THE APPOINTMENT OF BDO USA, LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2014.
3. APPROVE ON A NON-BINDING ADVISORY BASIS THE Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN THE
PROXY STATEMENT.
4. APPROVE THE AMENDED AND RESTATED LONG-TERM Mgmt Against Against
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
GASTAR EXPLORATION, INC. Agenda Number: 933910386
--------------------------------------------------------------------------------------------------------------------------
Security: 367299203
Meeting Type: Special
Meeting Date: 22-Jan-2014
Ticker: GST
ISIN: CA3672992037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE THE ADOPTION OF THE MERGER Mgmt For For
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
GEEKNET INC Agenda Number: 933950722
--------------------------------------------------------------------------------------------------------------------------
Security: 36846Q203
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: GKNT
ISIN: US36846Q2030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KATHRYN K. MCCARTHY Mgmt For For
MATTHEW C. BLANK Mgmt For For
MATTHEW CAREY Mgmt Withheld Against
THOMAS COUGHLIN Mgmt For For
PETER A. GEORGESCU Mgmt For For
SIR RONALD HAMPEL Mgmt Withheld Against
KENNETH G. LANGONE Mgmt For For
FRANK A. RIDDICK, III Mgmt Withheld Against
ERIC SEMLER Mgmt For For
DEREK SMITH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GENERAL COMMUNICATION, INC. Agenda Number: 934013652
--------------------------------------------------------------------------------------------------------------------------
Security: 369385109
Meeting Type: Annual
Meeting Date: 23-Jun-2014
Ticker: GNCMA
ISIN: US3693851095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
BRIDGET L. BAKER Mgmt For For
JERRY A. EDGERTON Mgmt For For
MARK W. KROLOFF Mgmt For For
2) TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3) TO APPROVE, AS AN ADVISORY VOTE ONLY, THE Mgmt Against Against
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE COMPANY'S
MANAGEMENT PROXY STATEMENT FOR THE ANNUAL
MEETING.
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOLY INC Agenda Number: 934016595
--------------------------------------------------------------------------------------------------------------------------
Security: 370373102
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: GMO
ISIN: US3703731022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: PATRICK M. JAMES Mgmt For For
1.2 ELECTION OF DIRECTOR: GARY A. LOVING Mgmt For For
1.3 ELECTION OF DIRECTOR: GREGORY P. RAIH Mgmt For For
2. AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
GENIE ENERGY LTD. Agenda Number: 933989557
--------------------------------------------------------------------------------------------------------------------------
Security: 372284208
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: GNE
ISIN: US3722842081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JAMES A. COURTER Mgmt Against Against
1.2 ELECTION OF DIRECTOR: HOWARD S. JONAS Mgmt Against Against
1.3 ELECTION OF DIRECTOR: W. WESLEY PERRY Mgmt Against Against
1.4 ELECTION OF DIRECTOR: ALAN ROSENTHAL Mgmt Against Against
1.5 ELECTION OF DIRECTOR: ALLAN SASS Mgmt For For
2. TO APPROVE THE GRANT OF OPTIONS TO PURCHASE Mgmt Against Against
SHARES OF CLASS B COMMON STOCK OF THE
COMPANY TO HOWARD S. JONAS, CHAIRMAN AND
CHIEF EXECUTIVE OFFICER OF THE COMPANY.
3. TO RATIFY THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
GENTHERM INCORPORATED Agenda Number: 933988024
--------------------------------------------------------------------------------------------------------------------------
Security: 37253A103
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: THRM
ISIN: US37253A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEWIS BOOTH Mgmt For For
FRANCOIS CASTAING Mgmt For For
DANIEL COKER Mgmt For For
SOPHIE DESORMIERE Mgmt For For
MAURICE GUNDERSON Mgmt For For
OSCAR B. MARX III Mgmt For For
CARLOS MAZZORIN Mgmt For For
FRANZ SCHERER Mgmt For For
BYRON SHAW Mgmt For For
2. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP TO ACT AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDED DECEMBER 31, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
GENTIVA HEALTH SERVICES, INC. Agenda Number: 933948157
--------------------------------------------------------------------------------------------------------------------------
Security: 37247A102
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: GTIV
ISIN: US37247A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ROBERT S. FORMAN, JR. Mgmt For For
1.2 ELECTION OF DIRECTOR: VICTOR F. GANZI Mgmt For For
1.3 ELECTION OF DIRECTOR: R. STEVEN HICKS Mgmt For For
1.4 ELECTION OF DIRECTOR: PHILIP R. LOCHNER, Mgmt For For
JR.
1.5 ELECTION OF DIRECTOR: STUART OLSTEN Mgmt For For
1.6 ELECTION OF DIRECTOR: SHELDON M. RETCHIN Mgmt For For
1.7 ELECTION OF DIRECTOR: TONY STRANGE Mgmt For For
1.8 ELECTION OF DIRECTOR: RAYMOND S. TROUBH Mgmt For For
1.9 ELECTION OF DIRECTOR: RODNEY D. WINDLEY Mgmt For For
2 RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3 APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt Against Against
COMPENSATION OF COMPANY'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
GEOSPACE TECHNOLOGIES CORPORATION Agenda Number: 933909131
--------------------------------------------------------------------------------------------------------------------------
Security: 37364X109
Meeting Type: Annual
Meeting Date: 06-Feb-2014
Ticker: GEOS
ISIN: US37364X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS L. DAVIS, PH.D. Mgmt For For
RICHARD F. MILES Mgmt For For
2. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF UHY
LLP, INDEPENDENT PUBLIC ACCOUNTANTS, AS THE
COMPANY'S AUDITORS FOR THE YEAR ENDING
SEPTEMBER 30, 2014
3. TO APPROVE THE FOLLOWING NON-BINDING, Mgmt For For
ADVISORY RESOLUTION: "RESOLVED, THAT THE
STOCKHOLDERS APPROVE THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE COMPANY'S 2013 PROXY
STATEMENT PURSUANT TO THE DISCLOSURE RULES
OF THE SECURITIES AND EXCHANGE COMMISSION
(WHICH DISCLOSURE INCLUDES ... (DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
4. TO APPROVE THE 2014 LONG-TERM INCENTIVE Mgmt For For
PLAN
5. TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS FOR PERFORMANCE AWARDS
UNDER THE 2014 LONG-TERM INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
GERMAN AMERICAN BANCORP, INC. Agenda Number: 933963084
--------------------------------------------------------------------------------------------------------------------------
Security: 373865104
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: GABC
ISIN: US3738651047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTINA M. ERNST Mgmt For For
M. DARREN ROOT Mgmt For For
MARK A. SCHROEDER Mgmt For For
2. CONSIDER APPROVAL ON AN ADVISORY BASIS OF Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. CONSIDER APPROVAL ON AN ADVISORY BASIS OF Mgmt For For
THE APPOINTMENT OF CROWE HORWATH LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
GFI GROUP INC. Agenda Number: 933993429
--------------------------------------------------------------------------------------------------------------------------
Security: 361652209
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: GFIG
ISIN: US3616522096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL GOOCH Mgmt For For
MARISA CASSONI Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITOR.
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
GIBRALTAR INDUSTRIES, INC. Agenda Number: 933956798
--------------------------------------------------------------------------------------------------------------------------
Security: 374689107
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: ROCK
ISIN: US3746891072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BRINN J. LIPKE Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM P. MONTAGUE Mgmt For For
1C ELECTION OF DIRECTOR: ARTHUR A. RUSS, JR. Mgmt For For
2 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION (SAY-ON-PAY)
3 RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
GLACIER BANCORP, INC. Agenda Number: 933947624
--------------------------------------------------------------------------------------------------------------------------
Security: 37637Q105
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: GBCI
ISIN: US37637Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. BLODNICK Mgmt For For
SHERRY L. CLADOUHOS Mgmt For For
JAMES M. ENGLISH Mgmt For For
ALLEN J. FETSCHER Mgmt For For
ANNIE M. GOODWIN Mgmt For For
DALLAS I. HERRON Mgmt For For
CRAIG A. LANGEL Mgmt For For
DOUGLAS J. MCBRIDE Mgmt For For
JOHN W. MURDOCH Mgmt For For
2. TO VOTE ON AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION OF
THE COMPANY'S EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF BKD, LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL CASH ACCESS HOLDINGS, INC. Agenda Number: 933986044
--------------------------------------------------------------------------------------------------------------------------
Security: 378967103
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: GCA
ISIN: US3789671035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAM CHARY Mgmt For For
FRED C. ENLOW Mgmt For For
2 TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THE ACCOMPANYING PROXY STATEMENT.
3 TO APPROVE THE 2014 EQUITY INCENTIVE PLAN Mgmt For For
OF GLOBAL CASH ACCESS HOLDINGS, INC.
4 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL INDEMNITY PLC Agenda Number: 934010416
--------------------------------------------------------------------------------------------------------------------------
Security: G39319101
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: GBLI
ISIN: IE00B5NH3H04
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SAUL A. FOX Mgmt No vote
1B. ELECTION OF DIRECTOR: STEPHEN A. COZEN Mgmt No vote
1C. ELECTION OF DIRECTOR: JAMES W. CRYSTAL Mgmt No vote
1D. ELECTION OF DIRECTOR: SETH J. GERSCH Mgmt No vote
1E. ELECTION OF DIRECTOR: JOHN H. HOWES Mgmt No vote
1F. ELECTION OF DIRECTOR: CHAD A. LEAT Mgmt No vote
1G. ELECTION OF DIRECTOR: CYNTHIA Y. VALKO Mgmt No vote
2. TO RATIFY THE APPOINTMENT OF GLOBAL Mgmt No vote
INDEMNITY PLC'S INDEPENDENT AUDITORS AND TO
AUTHORIZE OUR BOARD OF DIRECTORS ACTING
THROUGH ITS AUDIT COMMITTEE TO DETERMINE
ITS FEES.
3. TO ACT ON VARIOUS MATTERS CONCERNING WIND Mgmt No vote
RIVER REINSURANCE COMPANY, LTD. AND
AUTHORIZATION OF GLOBAL INDEMNITY PLC TO
VOTE, AS PROXY, ON SUCH MATTERS.
4. TO AUTHORIZE GLOBAL INDEMNITY PLC AND/OR Mgmt No vote
ANY OF ITS SUBSIDIARIES TO MAKE OPEN MARKET
PURCHASES OF GLOBAL INDEMNITY PLC A
ORDINARY SHARES.
5. TO AUTHORIZE THE REISSUE PRICE RANGE OF A Mgmt No vote
ORDINARY SHARES THAT GLOBAL INDEMNITY PLC
HOLDS AS TREASURY SHARES.
6. TO AUTHORIZE HOLDING THE 2015 ANNUAL Mgmt No vote
GENERAL MEETING OF SHAREHOLDERS OF GLOBAL
INDEMNITY PLC AT A LOCATION OUTSIDE OF
IRELAND.
7. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt No vote
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED PURSUANT TO THE RULES
OF THE SECURITIES AND EXCHANGE COMMISSION
AS SET FORTH IN THE PROXY STATEMENT FOR THE
2014 ANNUAL GENERAL MEETING.
8. TO RENEW THE BOARD OF DIRECTORS' AUTHORITY Mgmt No vote
TO ISSUE ORDINARY SHARES.
9. TO RENEW THE BOARD OF DIRECTORS' AUTHORITY Mgmt No vote
TO ISSUE SHARES FOR CASH WITHOUT FIRST
OFFERING SHARES TO EXISTING SHAREHOLDERS.
10. TO APPROVE THE GLOBAL INDEMNITY PLC SHARE Mgmt No vote
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL POWER EQUIPMENT GROUP INC. Agenda Number: 933940086
--------------------------------------------------------------------------------------------------------------------------
Security: 37941P306
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: GLPW
ISIN: US37941P3064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LUIS MANUEL RAMIREZ Mgmt For For
CHARLES MACALUSO Mgmt For For
CARL BARTOLI Mgmt For For
TERENCE J. CRYAN Mgmt For For
MICHAEL E. SALVATI Mgmt For For
FRANK E. WILLIAMS, JR. Mgmt For For
2. TO RATIFY THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. TO CONSIDER AN ADVISORY VOTE ON THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt Against Against
PROPERLY COME BEFORE THE MEETING OR ANY
ADJOURNMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
GLOBE SPECIALTY METALS INC. Agenda Number: 933893554
--------------------------------------------------------------------------------------------------------------------------
Security: 37954N206
Meeting Type: Annual
Meeting Date: 03-Dec-2013
Ticker: GSM
ISIN: US37954N2062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MR. BARGER Mgmt For For
MR. DANJCZEK Mgmt For For
MR. EIZENSTAT Mgmt For For
MR. KESTENBAUM Mgmt For For
MR. LAVIN Mgmt For For
MR. SCHRIBER Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GLOBECOMM SYSTEMS INC. Agenda Number: 933890116
--------------------------------------------------------------------------------------------------------------------------
Security: 37956X103
Meeting Type: Special
Meeting Date: 22-Nov-2013
Ticker: GCOM
ISIN: US37956X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF AUGUST 25, 2013, AS IT MAY BE
AMENDED FROM TIME TO TIME, AMONG GLOBECOMM
SYSTEMS INC., WASSERSTEIN COSMOS CO-INVEST,
L.P. AND COSMOS ACQUISITION CORP.
2. TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN
THE EVENT THERE ARE NOT SUFFICIENT VOTES IN
FAVOR OF THE ADOPTION OF THE MERGER
AGREEMENT AT THE TIME OF THE SPECIAL
MEETING.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, CERTAIN COMPENSATION THAT MAY OR
WILL BE PAID BY GLOBECOMM SYSTEMS INC. TO
ITS NAMED EXECUTIVE OFFICERS THAT IS BASED
ON OR OTHERWISE RELATES TO THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
GOLD RESOURCE CORPORATION Agenda Number: 934010581
--------------------------------------------------------------------------------------------------------------------------
Security: 38068T105
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: GORO
ISIN: US38068T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BILL M. CONRAD Mgmt For For
JASON D. REID Mgmt For For
TOR FALCK Mgmt For For
GARY C. HUBER Mgmt For For
2. RATIFY KPMG LLP AS INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GOODRICH PETROLEUM CORPORATION Agenda Number: 933990815
--------------------------------------------------------------------------------------------------------------------------
Security: 382410405
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: GDP
ISIN: US3824104059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSIAH T. AUSTIN Mgmt For For
PETER D. GOODSON Mgmt For For
GENE WASHINGTON Mgmt For For
2. RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2014.
3. APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. APPROVE THE SECOND AMENDMENT TO THE Mgmt For For
COMPANY'S AMENDED 2006 LONG-TERM INCENTIVE
PLAN (THE "2006 PLAN").
5. REAPPROVE THE MATERIAL TERMS OF THE 2006 Mgmt For For
PLAN FOR PURPOSES OF COMPLYING WITH SECTION
162(M) OF THE INTERNAL REVENUE CODE.
--------------------------------------------------------------------------------------------------------------------------
GORDMANS STORES INC Agenda Number: 934010226
--------------------------------------------------------------------------------------------------------------------------
Security: 38269P100
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: GMAN
ISIN: US38269P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEWART M. KASEN Mgmt For For
JAMES A. SHEA Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
3. COMPANY PROPOSAL TO AMEND THE 2010 OMNIBUS Mgmt Against Against
INCENTIVE COMPENSATION PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK AUTHORIZED
FOR ISSUANCE.
4. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
("SAY ON PAY").
--------------------------------------------------------------------------------------------------------------------------
GP STRATEGIES CORPORATION Agenda Number: 934021318
--------------------------------------------------------------------------------------------------------------------------
Security: 36225V104
Meeting Type: Annual
Meeting Date: 25-Jun-2014
Ticker: GPX
ISIN: US36225V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HARVEY P. EISEN Mgmt For For
MARSHALL S. GELLER Mgmt For For
DANIEL M. FRIEDBERG Mgmt For For
SCOTT N. GREENBERG Mgmt For For
SUE W. KELLY Mgmt For For
RICHARD C. PFENNIGER Mgmt For For
A. MARVIN STRAIT Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
4. ANY OTHER MATTERS PROPERLY BROUGHT BEFORE Mgmt Against Against
THE MEETING OR ANY ADJOURNMENTS OR
POSTPONEMENTS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
GRAHAM CORPORATION Agenda Number: 933850340
--------------------------------------------------------------------------------------------------------------------------
Security: 384556106
Meeting Type: Annual
Meeting Date: 25-Jul-2013
Ticker: GHM
ISIN: US3845561063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JERALD D. BIDLACK Mgmt For For
JAMES J. MALVASO Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING MARCH 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
GRAND CANYON EDUCATION, INC. Agenda Number: 933959047
--------------------------------------------------------------------------------------------------------------------------
Security: 38526M106
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: LOPE
ISIN: US38526M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRENT D. RICHARDSON Mgmt For For
BRIAN E. MUELLER Mgmt For For
DAVID J. JOHNSON Mgmt For For
JACK A. HENRY Mgmt For For
BRADLEY A. CASPER Mgmt For For
KEVIN F. WARREN Mgmt For For
SARA R. DIAL Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
GRANITE CONSTRUCTION INCORPORATED Agenda Number: 933997186
--------------------------------------------------------------------------------------------------------------------------
Security: 387328107
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: GVA
ISIN: US3873281071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GARY M. CUSUMANO Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES H. ROBERTS Mgmt For For
1C. ELECTION OF DIRECTOR: GADDI H. VASQUEZ Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT BY THE Mgmt For For
AUDIT/COMPLIANCE COMMITTEE OF
PRICEWATERHOUSECOOPERS LLP AS GRANITE'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
GRAY TELEVISION, INC. Agenda Number: 933970419
--------------------------------------------------------------------------------------------------------------------------
Security: 389375106
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: GTN
ISIN: US3893751061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HILTON H. HOWELL, JR Mgmt For For
WILLIAM E. MAYHER, III Mgmt For For
RICHARD L. BOGER Mgmt For For
T.L. ELDER Mgmt For For
ROBIN R. HOWELL Mgmt For For
HOWELL W. NEWTON Mgmt For For
HUGH E. NORTON Mgmt For For
HARRIETT J. ROBINSON Mgmt For For
2. THE APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF GRAY TELEVISION, INC.'S
NAMED EXECUTIVE OFFICERS.
3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
MCGLADREY LLP AS GRAY TELEVISION, INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
GREAT LAKES DREDGE & DOCK CORPORATION Agenda Number: 933972689
--------------------------------------------------------------------------------------------------------------------------
Security: 390607109
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: GLDD
ISIN: US3906071093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER R. DEUTSCH Mgmt For For
NATHAN D. LEIGHT Mgmt For For
2. TO RATIFY DELOITTE & TOUCHE LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPANY'S EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GREAT SOUTHERN BANCORP, INC. Agenda Number: 933969745
--------------------------------------------------------------------------------------------------------------------------
Security: 390905107
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: GSBC
ISIN: US3909051076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM E. BARCLAY Mgmt For For
LARRY D. FRAZIER Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF BKD, Mgmt For For
LLP AS BANCORP'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
GREATBATCH, INC. Agenda Number: 933990233
--------------------------------------------------------------------------------------------------------------------------
Security: 39153L106
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: GB
ISIN: US39153L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAMELA G. BAILEY Mgmt For For
ANTHONY P. BIHL III Mgmt For For
JOSEPH W. DZIEDZIC Mgmt For For
THOMAS J. HOOK Mgmt For For
KEVIN C. MELIA Mgmt For For
DR. J.A. MILLER, JR. Mgmt For For
BILL R. SANFORD Mgmt For For
PETER H. SODERBERG Mgmt For For
WILLIAM B. SUMMERS, JR. Mgmt For For
2. APPROVE THE AMENDMENT TO THE GREATBATCH, Mgmt For For
INC. 2011 STOCK INCENTIVE PLAN.
3. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR GREATBATCH, INC. FOR
FISCAL YEAR 2014.
4. APPROVE BY NON-BINDING ADVISORY VOTE THE Mgmt For For
COMPENSATION OF GREATBATCH, INC.'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
GREEN DOT CORPORATION Agenda Number: 933976740
--------------------------------------------------------------------------------------------------------------------------
Security: 39304D102
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: GDOT
ISIN: US39304D1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SAMUEL ALTMAN Mgmt For For
MARY J. DENT Mgmt For For
2. ADVISORY APPROVAL OF EXECUTIVE Mgmt Against Against
COMPENSATION.
3. THE APPROVAL OF AMENDMENTS TO OUR 2010 Mgmt Against Against
EQUITY INCENTIVE PLAN.
4. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF GREEN
DOT CORPORATION FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
GREEN PLAINS RENEWABLE ENERGY, INC. Agenda Number: 933961559
--------------------------------------------------------------------------------------------------------------------------
Security: 393222104
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: GPRE
ISIN: US3932221043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JIM ANDERSON Mgmt For For
WAYNE HOOVESTOL Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
ARTICLES OF INCORPORATION TO CHANGE THE
NAME OF THE CORPORATION FROM GREEN PLAINS
RENEWABLE ENERGY, INC. TO GREEN PLAINS INC.
3. TO APPROVE FEATURES RELATED TO THE ISSUANCE Mgmt For For
OF COMMON STOCK UPON CONVERSION OF THE
COMPANY'S 3.25% CONVERTIBLE SENIOR NOTES
DUE 2018, INCLUDING FLEXIBLE SETTLEMENT.
4. TO APPROVE THE COMPANY'S UMBRELLA Mgmt For For
SHORT-TERM INCENTIVE PLAN.
5. TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE COMPANY'S 2009
EQUITY INCENTIVE PLAN, AS AMENDED, FOR
PURPOSES OF INTERNAL REVENUE CODE SECTION
162(M).
6. TO CAST AN ADVISORY VOTE TO APPROVE THE Mgmt Against Against
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GREENHILL & CO., INC. Agenda Number: 933933853
--------------------------------------------------------------------------------------------------------------------------
Security: 395259104
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: GHL
ISIN: US3952591044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ROBERT F. GREENHILL Mgmt For For
SCOTT L. BOK Mgmt For For
ROBERT T. BLAKELY Mgmt For For
STEVEN F. GOLDSTONE Mgmt For For
STEPHEN L. KEY Mgmt For For
KAREN P. ROBARDS Mgmt For For
2 APPROVAL, BY NON-BINDING VOTE, OF Mgmt Against Against
GREENHILL'S EXECUTIVE COMPENSATION.
3 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP TO SERVE AS GREENHILL'S AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
GREENLIGHT CAPITAL RE, LTD. Agenda Number: 933937724
--------------------------------------------------------------------------------------------------------------------------
Security: G4095J109
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: GLRE
ISIN: KYG4095J1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR OF THE COMPANY: ALAN Mgmt For For
BROOKS
1B) ELECTION OF DIRECTOR OF THE COMPANY: DAVID Mgmt For For
EINHORN
1C) ELECTION OF DIRECTOR OF THE COMPANY: Mgmt For For
LEONARD GOLDBERG
1D) ELECTION OF DIRECTOR OF THE COMPANY: BARTON Mgmt For For
HEDGES
1E) ELECTION OF DIRECTOR OF THE COMPANY: IAN Mgmt For For
ISAACS
1F) ELECTION OF DIRECTOR OF THE COMPANY: FRANK Mgmt For For
LACKNER
1G) ELECTION OF DIRECTOR OF THE COMPANY: BRYAN Mgmt For For
MURPHY
1H) ELECTION OF DIRECTOR OF THE COMPANY: JOSEPH Mgmt For For
PLATT
2A) ELECTION OF DIRECTOR OF GREENLIGHT Mgmt For For
REINSURANCE,LTD: ALAN BROOKS
2B) ELECTION OF DIRECTOR OF GREENLIGHT Mgmt For For
REINSURANCE,LTD: DAVID EINHORN
2C) ELECTION OF DIRECTOR OF GREENLIGHT Mgmt For For
REINSURANCE,LTD: LEONARD GOLDBERG
2D) ELECTION OF DIRECTOR OF GREENLIGHT Mgmt For For
REINSURANCE,LTD: BARTON HEDGES
2E) ELECTION OF DIRECTOR OF GREENLIGHT Mgmt For For
REINSURANCE,LTD: IAN ISAACS
2F) ELECTION OF DIRECTOR OF GREENLIGHT Mgmt For For
REINSURANCE,LTD: FRANK LACKNER
2G) ELECTION OF DIRECTOR OF GREENLIGHT Mgmt For For
REINSURANCE,LTD: BRYAN MURPHY
2H) ELECTION OF DIRECTOR OF GREENLIGHT Mgmt For For
REINSURANCE,LTD: JOSEPH PLATT
3A) ELECTION OF DIRECTOR OF GREENLIGHT Mgmt For For
REINSURANCE IRELAND,LTD: LEONARD GOLDBERG
3B) ELECTION OF DIRECTOR OF GREENLIGHT Mgmt For For
REINSURANCE IRELAND,LTD: PHILIP HARKIN
3C) ELECTION OF DIRECTOR OF GREENLIGHT Mgmt For For
REINSURANCE IRELAND,LTD: BARTON HEDGES
3D) ELECTION OF DIRECTOR OF GREENLIGHT Mgmt For For
REINSURANCE IRELAND,LTD: FRANK LACKNER
3E) ELECTION OF DIRECTOR OF GREENLIGHT Mgmt For For
REINSURANCE IRELAND,LTD: CARYL TRAYNOR
3F) ELECTION OF DIRECTOR OF GREENLIGHT Mgmt For For
REINSURANCE IRELAND,LTD: BRENDAN TUOHY
4) TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For
RATIFY THE APPOINTMENT OF BDO USA, LLP AS
THE INDEPENDENT AUDITORS OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014.
5) TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For
RATIFY THE APPOINTMENT OF BDO CAYMAN LTD.
AS THE INDEPENDENT AUDITORS OF GREENLIGHT
REINSURANCE, LTD. FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014, WHICH, PURSUANT
TO THE ARTICLES, IS REQUIRED TO BE
CONSIDERED BY THE SHAREHOLDERS OF THE
COMPANY.
6) TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For
RATIFY THE APPOINTMENT OF BDO, REGISTERED
AUDITORS IN IRELAND, AS THE INDEPENDENT
AUDITORS OF GREENLIGHT REINSURANCE IRELAND,
LTD. FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014, WHICH, PURSUANT TO THE ARTICLES,
IS REQUIRED TO BE CONSIDERED BY THE
SHAREHOLDERS OF THE COMPANY.
7) TO CONSIDER AND CAST A NON-BINDING ADVISORY Mgmt For For
VOTE ON A RESOLUTION APPROVING THE
COMPENSATION OF THE COMPANY'S EXECUTIVE
OFFICERS PURSUANT TO THE COMPENSATION
DISCLOSURE RULES OF THE SECURITIES AND
EXCHANGE COMMISSION, OR "SAY-ON-PAY" VOTE.
--------------------------------------------------------------------------------------------------------------------------
GRIFFIN LAND & NURSERIES, INC. Agenda Number: 933995992
--------------------------------------------------------------------------------------------------------------------------
Security: 398231100
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: GRIF
ISIN: US3982311009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHRISTOPHER P. HALEY Mgmt For *
WALTER M. SCHENKER Mgmt For *
02 THE COMPANY'S PROPOSAL TO RATIFY THE Mgmt For *
SELECTION OF MCGLADREY LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR FISCAL 2014.
03 THE COMPANY'S PROPOSAL TO APPROVE, ON AN Mgmt For *
ADVISORY BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXCUTIVE OFFICERS.
04 GAMCO'S PROPOSAL REQUESTING THE BOARD TAKE Mgmt For *
THE NECESSARY STEPS TO ENABLE THE COMPANY
TO QUALIFY AS A REAL ESTATE INVESTMENT
TRUST ("REIT") OR A MASTER LIMITED
PARTNERSHIP ("MLP") IN ORDER TO PURSUE THE
CONVERSION OF THE COMPANY INTO A REIT OR
MLP.
--------------------------------------------------------------------------------------------------------------------------
GRIFFON CORPORATION Agenda Number: 933909509
--------------------------------------------------------------------------------------------------------------------------
Security: 398433102
Meeting Type: Annual
Meeting Date: 30-Jan-2014
Ticker: GFF
ISIN: US3984331021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
REAR ADM R.G. HARRISON Mgmt For For
RONALD J. KRAMER Mgmt For For
GEN V. EUGENE RENUART Mgmt For For
MARTIN S. SUSSMAN Mgmt For For
2. APPROVAL OF THE RESOLUTION APPROVING THE Mgmt For For
COMPENSATION OF OUR EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT.
3. APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
GRIFFON CORPORATION 2011 EQUITY INCENTIVE
PLAN.
4. RATIFICATION OF THE SELECTION BY OUR AUDIT Mgmt For For
COMMITTEE OF GRANT THORNTON LLP TO SERVE AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
GSI GROUP INC. Agenda Number: 933991223
--------------------------------------------------------------------------------------------------------------------------
Security: 36191C205
Meeting Type: Annual and Special
Meeting Date: 15-May-2014
Ticker: GSIG
ISIN: CA36191C2058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN W. BERSHAD Mgmt For For
HARRY L. BOSCO Mgmt For For
DENNIS J. FORTINO Mgmt For For
IRA J. LAMEL Mgmt For For
DOMINIC A. ROMEO Mgmt For For
JOHN A. ROUSH Mgmt For For
THOMAS N. SECOR Mgmt For For
02 ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
03 APPROVAL OF THE COMPANY'S AMENDED AND Mgmt For For
RESTATED 2010 INCENTIVE AWARD PLAN.
04 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO SERVE UNTIL THE 2015
ANNUAL MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
GSI TECHNOLOGY, INC. Agenda Number: 933861797
--------------------------------------------------------------------------------------------------------------------------
Security: 36241U106
Meeting Type: Annual
Meeting Date: 22-Aug-2013
Ticker: GSIT
ISIN: US36241U1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEE-LEAN SHU Mgmt For For
HAYDN HSIEH Mgmt For For
RUEY L. LU Mgmt For For
ARTHUR O. WHIPPLE Mgmt For For
ROBERT YAU Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE FISCAL YEAR
ENDING MARCH 31, 2014.
3. TO VOTE ON THE ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION REGARDING THE COMPENSATION OF
THE EXECUTIVE OFFICERS NAMED IN THE SUMMARY
COMPENSATION TABLE, AS DISCLOSED IN THE
PROXY STATEMENT FOR THE ANNUAL MEETING.
4. TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt Against Against
PROPERLY COME BEFORE THE MEETING OR ANY
ADJOURNMENT OR POSTPONEMENT OF THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
GULF ISLAND FABRICATION, INC. Agenda Number: 933940860
--------------------------------------------------------------------------------------------------------------------------
Security: 402307102
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: GIFI
ISIN: US4023071024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREGORY J. COTTER Mgmt For For
CHRISTOPHER M. HARDING Mgmt For For
JOHN P. "JACK" LABORDE Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
3. TO RATIFY THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
--------------------------------------------------------------------------------------------------------------------------
GULFMARK OFFSHORE, INC. Agenda Number: 934007192
--------------------------------------------------------------------------------------------------------------------------
Security: 402629208
Meeting Type: Annual
Meeting Date: 02-Jun-2014
Ticker: GLF
ISIN: US4026292080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER I. BIJUR Mgmt For For
DAVID J. BUTTERS Mgmt For For
BRIAN R. FORD Mgmt For For
SHELDON S. GORDON Mgmt For For
QUINTIN V. KNEEN Mgmt For For
STEVEN W. KOHLHAGEN Mgmt For For
REX C. ROSS Mgmt For For
CHARLES K. VALUTAS Mgmt For For
2. TO VOTE ON A PROPOSAL TO APPROVE THE Mgmt For For
GULFMARK OFFSHORE, INC. 2014 OMNIBUS EQUITY
INCENTIVE PLAN.
3. TO VOTE ON A PROPOSAL TO APPROVE, BY A Mgmt For For
STOCKHOLDER NON-BINDING ADVISORY VOTE, THE
COMPENSATION TO OUR NAMED EXECUTIVE
OFFICERS, COMMONLY REFERRED TO AS A
"SAY-ON-PAY" PROPOSAL.
4. TO VOTE ON A PROPOSAL TO RATIFY THE Mgmt For For
SELECTION OF KPMG LLP AS OUR INDEPENDENT
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
H&E EQUIPMENT SERVICES, INC. Agenda Number: 933950316
--------------------------------------------------------------------------------------------------------------------------
Security: 404030108
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: HEES
ISIN: US4040301081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY W. BAGLEY Mgmt For For
JOHN M. ENGQUIST Mgmt For For
PAUL N. ARNOLD Mgmt For For
BRUCE C. BRUCKMANN Mgmt For For
PATRICK L. EDSELL Mgmt For For
THOMAS J. GALLIGAN III Mgmt For For
LAWRENCE C. KARLSON Mgmt For For
JOHN T. SAWYER Mgmt For For
2. RATIFICATION OF APPOINTMENT OF BDO USA, LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
3. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION AS DISCLOSED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
HALLMARK FINANCIAL SERVICES, INC. Agenda Number: 934016519
--------------------------------------------------------------------------------------------------------------------------
Security: 40624Q203
Meeting Type: Annual
Meeting Date: 30-May-2014
Ticker: HALL
ISIN: US40624Q2030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK E. SCHWARZ Mgmt For For
SCOTT T. BERLIN Mgmt For For
JAMES H. GRAVES Mgmt For For
JIM W. HENDERSON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HANGER, INC. Agenda Number: 933987642
--------------------------------------------------------------------------------------------------------------------------
Security: 41043F208
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: HGR
ISIN: US41043F2083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VINIT K. ASAR Mgmt For For
CHRISTOPHER B. BEGLEY Mgmt For For
THOMAS P. COOPER, M.D. Mgmt For For
CYNTHIA L. FELDMANN Mgmt For For
ERIC A. GREEN Mgmt Withheld Against
STEPHEN E. HARE Mgmt Withheld Against
RICHARD R. PETTINGILL Mgmt For For
PATRICIA B. SHRADER Mgmt For For
2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITOR FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
HANMI FINANCIAL CORPORATION Agenda Number: 933850314
--------------------------------------------------------------------------------------------------------------------------
Security: 410495204
Meeting Type: Annual
Meeting Date: 24-Jul-2013
Ticker: HAFC
ISIN: US4104952043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
I JOON AHN Mgmt For For
JOHN A. HALL Mgmt For For
PAUL SEON-HONG KIM Mgmt For For
CHONG GUK (C.G.) KUM Mgmt For For
JOON HYUNG LEE Mgmt For For
WILLIAM J. STOLTE Mgmt For For
JOSEPH K. RHO Mgmt For For
2. TO PROVIDE AN ADVISORY (NON-BINDING) VOTE Mgmt For For
ON THE PROPOSAL TO APPROVE THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
3. TO APPROVE THE HANMI FINANCIAL CORPORATION Mgmt Against Against
2013 EQUITY COMPENSATION PLAN.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
HANMI FINANCIAL CORPORATION Agenda Number: 933862737
--------------------------------------------------------------------------------------------------------------------------
Security: 410495204
Meeting Type: Annual
Meeting Date: 23-Aug-2013
Ticker: HAFC
ISIN: US4104952043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
I JOON AHN Mgmt For For
JOHN A. HALL Mgmt For For
PAUL SEON-HONG KIM Mgmt For For
CHONG GUK (C. G.) KUM Mgmt For For
JOON HYUNG LEE Mgmt For For
WILLIAM J. STOLTE Mgmt For For
JOSEPH K. RHO Mgmt For For
2. TO PROVIDE AN ADVISORY (NON-BINDING) VOTE Mgmt For For
ON THE PROPOSAL TO APPROVE THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
3. TO APPROVE THE AMENDED AND RESTATED HANMI Mgmt For For
FINANCIAL CORPORATION 2013 EQUITY
COMPENSATION PLAN.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
HANMI FINANCIAL CORPORATION Agenda Number: 934006948
--------------------------------------------------------------------------------------------------------------------------
Security: 410495204
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: HAFC
ISIN: US4104952043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: I JOON AHN Mgmt For For
1.2 ELECTION OF DIRECTOR: JOHN A. HALL Mgmt For For
1.3 ELECTION OF DIRECTOR: PAUL SEON-HONG KIM Mgmt For For
1.4 ELECTION OF DIRECTOR: C.G. KUM Mgmt For For
1.5 ELECTION OF DIRECTOR: JOON HYUNG LEE Mgmt For For
1.6 ELECTION OF DIRECTOR: CHULSE (WILLIAM) PARK Mgmt For For
1.7 ELECTION OF DIRECTOR: JOSEPH K. RHO Mgmt For For
1.8 ELECTION OF DIRECTOR: DAVID L. ROSENBLUM Mgmt For For
1.9 ELECTION OF DIRECTOR: WILLIAM J. STOLTE Mgmt For For
2. TO PROVIDE AN ADVISORY (NONBINDING) VOTE ON Mgmt For For
THE PROPOSAL TO APPROVE THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
HARDINGE INC. Agenda Number: 933948272
--------------------------------------------------------------------------------------------------------------------------
Security: 412324303
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: HDNG
ISIN: US4123243036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. PHILIP HUNTER Mgmt Withheld Against
R. TONY TRIPENY Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS HARDINGE'S INDEPENDENT
AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3. PROPOSAL TO AMEND AND RESTATE THE HARDINGE Mgmt For For
INC. 2011 INCENTIVE STOCK PLAN.
4. TO ACT ON AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
5. TO ACT ON AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year
OF THE ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HARMONIC INC. Agenda Number: 933857508
--------------------------------------------------------------------------------------------------------------------------
Security: 413160102
Meeting Type: Annual
Meeting Date: 14-Aug-2013
Ticker: HLIT
ISIN: US4131601027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PATRICK J. HARSHMAN Mgmt For For
PATRICK GALLAGHER Mgmt For For
HAROLD COVERT Mgmt For For
E. FLOYD KVAMME Mgmt For For
MITZI REAUGH Mgmt For For
WILLIAM F. REDDERSEN Mgmt For For
SUSAN G. SWENSON Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. TO APPROVE AN AMENDMENT TO THE 2002 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE
THE NUMBER OF SHARES OF COMMON STOCK
RESERVED FOR ISSUANCE THEREUNDER BY
1,000,000 SHARES.
4. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
HARRIS & HARRIS GROUP, INC. Agenda Number: 933952714
--------------------------------------------------------------------------------------------------------------------------
Security: 413833104
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: TINY
ISIN: US4138331040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. DILLAWAY AYRES, JR. Mgmt For For
DR. PHILLIP A. BAUMAN Mgmt For For
STACY R. BRANDOM Mgmt For For
DOUGLAS W. JAMISON Mgmt For For
LUCIO L. LANZA Mgmt For For
CHARLES E. RAMSEY Mgmt For For
RICHARD P. SHANLEY Mgmt For For
BRUCE W. SHEWMAKER Mgmt For For
2. TO RATIFY, CONFIRM AND APPROVE THE AUDIT Mgmt For For
COMMITTEE'S SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTANT
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2014.
3. TO CAST AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION AS DESCRIBED IN THE
COMPENSATION DISCUSSION & ANALYSIS AND THE
ACCOMPANYING TABULAR AND NARRATIVE
DISCLOSURE AS INCLUDED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
HARTE-HANKS, INC. Agenda Number: 933956421
--------------------------------------------------------------------------------------------------------------------------
Security: 416196103
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: HHS
ISIN: US4161961036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JUDY C. ODOM Mgmt For For
ROBERT A. PHILPOTT Mgmt For For
KAREN A. PUCKETT Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
HARTE HANKS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
3. TO APPROVE (ON AN ADVISORY BASIS) THE Mgmt Against Against
COMPENSATION OF HARTE HANKS' NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
HARVARD APPARATUS REGENERATIVE TECH INC. Agenda Number: 933970178
--------------------------------------------------------------------------------------------------------------------------
Security: 41690A106
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: HART
ISIN: US41690A1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES J. MCGORRY Mgmt Against Against
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
HARVARD BIOSCIENCE, INC. Agenda Number: 933970142
--------------------------------------------------------------------------------------------------------------------------
Security: 416906105
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: HBIO
ISIN: US4169061052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID GREEN Mgmt For For
JOHN F. KENNEDY Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. APPROVAL, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
OF THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
HARVEST NATURAL RESOURCES, INC. Agenda Number: 933982109
--------------------------------------------------------------------------------------------------------------------------
Security: 41754V103
Meeting Type: Special
Meeting Date: 07-May-2014
Ticker: HNR
ISIN: US41754V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE A PROPOSAL TO AUTHORIZE THE SALE Mgmt For For
BY US, INDIRECTLY THROUGH SUBSIDIARIES, OF
OUR REMAINING INTERESTS IN VENEZUELA,
CONSISTING OF OUR INDIRECT 20.4 PERCENT
EQUITY INTEREST IN PETRODELTA, S.A., TO
PETROANDINA RESOURCES CORPORATION N.V., AN
AFFILIATE OF PLUSPETROL RESOURCES
CORPORATION B.V.
2. TO APPROVE, BY NON-BINDING, ADVISORY VOTE, Mgmt Against Against
COMPENSATION THAT WILL OR MAY BECOME
PAYABLE BY THE COMPANY TO OUR NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
SALE OF OUR REMAINING VENEZUELAN INTERESTS.
3. TO APPROVE A PROPOSAL TO POSTPONE OR Mgmt For For
ADJOURN THE SPECIAL MEETING TO A LATER
DATE, IF NECESSARY OR ADVISABLE, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE
AUTHORIZATION OF THE PROPOSED SALE OF OUR
REMAINING VENEZUELAN INTERESTS IF THERE ARE
NOT SUFFICIENT VOTES FOR AUTHORIZATION AT
THE SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
HAVERTY FURNITURE COMPANIES, INC. Agenda Number: 933950354
--------------------------------------------------------------------------------------------------------------------------
Security: 419596101
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: HVT
ISIN: US4195961010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. DIRECTOR
JOHN T. GLOVER Mgmt Withheld Against
RAWSON HAVERTY, JR. Mgmt Withheld Against
L. PHILLIP HUMANN Mgmt Withheld Against
MYLLE H. MANGUM Mgmt Withheld Against
FRANK S. MCGAUGHEY, III Mgmt Withheld Against
CLARENCE H. SMITH Mgmt Withheld Against
AL TRUJILLO Mgmt Withheld Against
TERENCE F. MCGUIRK Mgmt For For
FRED L. SCHUERMANN Mgmt For For
VICKI R. PALMER Mgmt For For
3. APPROVAL OF AN ADVISORY RESOLUTION Mgmt For For
REGARDING THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
4. APPROVAL OF THE 2014 LONG-TERM INCENTIVE Mgmt For For
PLAN.
5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT AUDITOR FOR
2014.
--------------------------------------------------------------------------------------------------------------------------
HAWAIIAN HOLDINGS, INC. Agenda Number: 933975584
--------------------------------------------------------------------------------------------------------------------------
Security: 419879101
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: HA
ISIN: US4198791018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREGORY S. ANDERSON Mgmt For For
MARK B. DUNKERLEY Mgmt For For
LAWRENCE S. HERSHFIELD Mgmt For For
ZAC S. HIRZEL Mgmt For For
RANDALL L. JENSON Mgmt For For
BERT T. KOBAYASHI, JR. Mgmt For For
TOMOYUKI MORIIZUMI Mgmt For For
CRYSTAL K. ROSE Mgmt For For
RICHARD N. ZWERN Mgmt For For
2. TO RATIFY ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
HAWAIIAN TELCOM HOLDCO, INC Agenda Number: 933951508
--------------------------------------------------------------------------------------------------------------------------
Security: 420031106
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: HCOM
ISIN: US4200311060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD A. JALKUT Mgmt For For
KURT M. CELLAR Mgmt For For
WALTER A. DODS, JR. Mgmt For For
WARREN H. HARUKI Mgmt For For
STEVEN C. OLDHAM Mgmt For For
BERNARD R. PHILIPS III Mgmt For For
ERIC K. YEAMAN Mgmt For For
2. TO ADOPT, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
A RESOLUTION APPROVING THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED
IN THE PROXY STATEMENT.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
HAWKINS, INC. Agenda Number: 933852041
--------------------------------------------------------------------------------------------------------------------------
Security: 420261109
Meeting Type: Annual
Meeting Date: 01-Aug-2013
Ticker: HWKN
ISIN: US4202611095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: JOHN S. MCKEON Mgmt For For
2. ELECTION OF DIRECTOR: PATRICK H. HAWKINS Mgmt For For
3. ELECTION OF DIRECTOR: JAMES A. Mgmt For For
FAULCONBRIDGE
4. ELECTION OF DIRECTOR: DUANE M. JERGENSON Mgmt For For
5. ELECTION OF DIRECTOR: MARY J. SCHUMACHER Mgmt For For
6. ELECTION OF DIRECTOR: DARYL I. SKAAR Mgmt For For
7. ELECTION OF DIRECTOR: JAMES T. THOMPSON Mgmt For For
8. ELECTION OF DIRECTOR: JEFFREY L. WRIGHT Mgmt For For
9. NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION ("SAY-ON-PAY")
--------------------------------------------------------------------------------------------------------------------------
HAYNES INTERNATIONAL, INC. Agenda Number: 933918130
--------------------------------------------------------------------------------------------------------------------------
Security: 420877201
Meeting Type: Annual
Meeting Date: 24-Feb-2014
Ticker: HAYN
ISIN: US4208772016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: DONALD C. CAMPION Mgmt For For
2. ELECTION OF DIRECTOR: MARK M. COMERFORD Mgmt For For
3. ELECTION OF DIRECTOR: JOHN C. COREY Mgmt For For
4. ELECTION OF DIRECTOR: ROBERT H. GETZ Mgmt For For
5. ELECTION OF DIRECTOR: TIMOTHY J. MCCARTHY Mgmt For For
6. ELECTION OF DIRECTOR: MICHAEL L. SHOR Mgmt For For
7. ELECTION OF DIRECTOR: WILLIAM P. WALL Mgmt For For
8. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE, LLP AS HAYNES' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING SEPTEMBER 30, 2014
9. ON THE ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DESCRIBED UNDER
"EXECUTIVE COMPENSATION" IN THE PROXY
STATEMENT
--------------------------------------------------------------------------------------------------------------------------
HC2 HLDGS INC. Agenda Number: 934015252
--------------------------------------------------------------------------------------------------------------------------
Security: 74443P104
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT M. PONS Mgmt Withheld Against
WAYNE BARR, JR. Mgmt For For
PHILIP FALCONE Mgmt Withheld Against
02 TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402
OF REGULATION S-K (ALSO KNOWN AS A "SAY ON
PAY" VOTE).
03 TO APPROVE THE HC2 HOLDINGS, INC. 2014 Mgmt Against Against
OMNIBUS EQUITY AWARD PLAN.
04 TO APPROVE AN AMENDMENT OF OUR SECOND Mgmt Against Against
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION (THE "CERTIFICATE OF
INCORPORATION") TO RENOUNCE THE COMPANY'S
EXPECTANCY REGARDING CERTAIN CORPORATE
OPPORTUNITIES AND CLARIFY THE DUTY OF
LOYALTY OF CERTAIN OVERLAP PERSONS
REGARDING CORPORATE OPPORTUNITIES.
05 TO APPROVE AN AMENDMENT OF OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO ELIMINATE THE
RESTRICTION ON ISSUANCE OF NONVOTING EQUITY
SECURITIES.
--------------------------------------------------------------------------------------------------------------------------
HCI GROUP, INC. Agenda Number: 934004083
--------------------------------------------------------------------------------------------------------------------------
Security: 40416E103
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: HCI
ISIN: US40416E1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WAYNE BURKS Mgmt Withheld Against
SANJAY MADHU Mgmt Withheld Against
ANTHONY SARAVANOS Mgmt Withheld Against
2 RATIFICATION OF APPOINTMENT OF DIXON HUGHES Mgmt For For
GOODMAN LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
HEALTHWAYS, INC. Agenda Number: 934043023
--------------------------------------------------------------------------------------------------------------------------
Security: 422245100
Meeting Type: Annual
Meeting Date: 24-Jun-2014
Ticker: HWAY
ISIN: US4222451001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRADLEY S. KARRO Mgmt For For
PAUL H. KECKLEY, PH.D. Mgmt For For
CONAN J. LAUGHLIN Mgmt For For
KEVIN G. WILLS Mgmt For For
2. TO CONSIDER AND ACT UPON A NON-BINDING, Mgmt Against Against
ADVISORY VOTE TO APPROVE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2014.
4. TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt For For
APPROVE A NEW 2014 STOCK INCENTIVE PLAN.
5. TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt For For
APPROVE AN AMENDMENT TO THE COMPANY'S
AMENDED AND RESTATED BYLAWS, AS AMENDED, TO
IMPLEMENT MAJORITY VOTING FOR UNCONTESTED
ELECTIONS OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
HEARTLAND EXPRESS, INC. Agenda Number: 933949894
--------------------------------------------------------------------------------------------------------------------------
Security: 422347104
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: HTLD
ISIN: US4223471040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. GERDIN Mgmt For For
L. GORDON Mgmt For For
B. ALLEN Mgmt For For
L. CROUSE Mgmt For For
J. PRATT Mgmt For For
T. HIRA Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR 2014.
3 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HEARTLAND FINANCIAL USA, INC. Agenda Number: 933968111
--------------------------------------------------------------------------------------------------------------------------
Security: 42234Q102
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: HTLF
ISIN: US42234Q1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES C. CONLAN Mgmt Withheld Against
THOMAS L. FLYNN Mgmt For For
KURT M. SAYLOR Mgmt Withheld Against
2. RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
HEARTLAND FINANCIAL USA, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
3. APPROVE EXECUTIVE COMPENSATION (ADVISORY Mgmt For For
VOTE) RELATED TO THE COMPENSATION OF
HEARTLAND EXECUTIVES.
--------------------------------------------------------------------------------------------------------------------------
HEARTLAND PAYMENT SYSTEMS, INC. Agenda Number: 933946608
--------------------------------------------------------------------------------------------------------------------------
Security: 42235N108
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: HPY
ISIN: US42235N1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT O. CARR Mgmt For For
MAUREEN BREAKIRON-EVANS Mgmt For For
MITCHELL L. HOLLIN Mgmt For For
ROBERT H. NIEHAUS Mgmt For For
MARC J. OSTRO, PH.D. Mgmt For For
JONATHAN J. PALMER Mgmt For For
RICHARD W. VAGUE Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
OUR EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HEIDRICK & STRUGGLES INTERNATIONAL, INC. Agenda Number: 933991867
--------------------------------------------------------------------------------------------------------------------------
Security: 422819102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: HSII
ISIN: US4228191023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT E. KNOWLING, JR. Mgmt For For
V. PAUL UNRUH Mgmt For For
TRACY R. WOLSTENCROFT Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. APPROVAL OF AMENDMENT TO THE 2012 GLOBAL Mgmt For For
SHARE PROGRAM.
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
HELEN OF TROY LIMITED Agenda Number: 933857609
--------------------------------------------------------------------------------------------------------------------------
Security: G4388N106
Meeting Type: Annual
Meeting Date: 27-Aug-2013
Ticker: HELE
ISIN: BMG4388N1065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GARY B. ABROMOVITZ Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN B. BUTTERWORTH Mgmt For For
1C. ELECTION OF DIRECTOR: TIMOTHY F. MEEKER Mgmt For For
1D. ELECTION OF DIRECTOR: GERALD J. RUBIN Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM F. SUSETKA Mgmt For For
1F. ELECTION OF DIRECTOR: ADOLPHO R. TELLES Mgmt For For
1G. ELECTION OF DIRECTOR: DARREN G. WOODY Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION.
3. TO APPOINT GRANT THORNTON LLP AS THE Mgmt For For
COMPANY'S AUDITOR AND INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM TO SERVE
FOR THE 2014 FISCAL YEAR AND TO AUTHORIZE
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS TO SET THE AUDITOR'S
REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
HERCULES OFFSHORE,INC. Agenda Number: 933954073
--------------------------------------------------------------------------------------------------------------------------
Security: 427093109
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: HERO
ISIN: US4270931094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS N. AMONETT Mgmt For For
THOMAS J. MADONNA Mgmt For For
F. GARDNER PARKER Mgmt For For
2. ADVISORY VOTE ON 2013 EXECUTIVE Mgmt For For
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
4. TO APPROVE THE HERCULES OFFSHORE, INC. 2014 Mgmt For For
LONG-TERM INCENTIVE PLAN AND THE MATERIAL
TERMS OF THE PERFORMANCE GOALS THEREUNDER.
5. TO APPROVE AN AMENDMENT TO THE CERTIFICATE Mgmt For For
OF INCORPORATION OF HERCULES OFFSHORE,
INC., TO REMOVE ARTICLE FOURTH, DIVISION B,
SECTION 4 THEREOF CONTAINING LIMITATIONS ON
FOREIGN OWNERSHIP OF OUR CAPITAL STOCK.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE COMMERCE CORP Agenda Number: 933983567
--------------------------------------------------------------------------------------------------------------------------
Security: 426927109
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: HTBK
ISIN: US4269271098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK G. BISCEGLIA Mgmt For For
JACK W. CONNER Mgmt For For
JOHN M. EGGEMEYER Mgmt For For
CELESTE V. FORD Mgmt For For
STEVEN L. HALLGRIMSON Mgmt For For
WALTER T. KACZMAREK Mgmt For For
ROBERT T. MOLES Mgmt For For
HUMPHREY P. POLANEN Mgmt For For
LAURA RODEN Mgmt For For
C.J. TOENISKOETTER Mgmt For For
RANSON W. WEBSTER Mgmt For For
W. KIRK WYCOFF Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE FINANCIAL CORPORATION Agenda Number: 933934110
--------------------------------------------------------------------------------------------------------------------------
Security: 42722X106
Meeting Type: Special
Meeting Date: 14-Apr-2014
Ticker: HFWA
ISIN: US42722X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF OCTOBER 23, 2013, BY
AND BETWEEN HERITAGE AND WASHINGTON BANKING
COMPANY ("WASHINGTON BANKING"), PURSUANT TO
WHICH WASHINGTON BANKING WILL MERGE WITH
AND INTO HERITAGE, AND THE APPROVAL OF THE
ISSUANCE OF HERITAGE COMMON STOCK TO
WASHINGTON BANKING SHAREHOLDERS IN
CONNECTION WITH THE MERGER ("MERGER
PROPOSAL").
2. TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE MERGER
("ADJOURNMENT PROPOSAL").
--------------------------------------------------------------------------------------------------------------------------
HERITAGE-CRYSTAL CLEAN, INC. Agenda Number: 933916946
--------------------------------------------------------------------------------------------------------------------------
Security: 42726M106
Meeting Type: Special
Meeting Date: 11-Feb-2014
Ticker: HCCI
ISIN: US42726M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK OF THE
COMPANY FROM 22,000,000 TO 26,000,000
SHARES.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE-CRYSTAL CLEAN, INC. Agenda Number: 933972918
--------------------------------------------------------------------------------------------------------------------------
Security: 42726M106
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: HCCI
ISIN: US42726M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRUCE BRUCKMANN Mgmt For For
CARMINE FALCONE Mgmt For For
ROBERT W. WILLMSCHEN JR Mgmt For For
2 TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2014.
3 ADVISORY VOTE TO APPROVE THE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION FOR FISCAL
2013, AS DISCLOSED IN THE PROXY STATEMENT
PURSUANT TO ITEM 402 OF REGULATION S-K.
4 TO APPROVE THE HERITAGE-CRYSTAL CLEAN, INC. Mgmt For For
PERFORMANCE-BASED ANNUAL INCENTIVE PLAN FOR
PURPOSES OF COMPLYING WITH THE REQUIREMENTS
OF SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
5 TO APPROVE AN AMENDMENT TO THE Mgmt For For
HERITAGE-CRYSTAL CLEAN, INC. EMPLOYEE STOCK
PURCHASE PLAN OF 2008 TO INCREASE THE
NUMBER OF SHARES AVAILABLE UNDER THE PLAN
BY 125,000.
6 TO APPROVE AN AMENDMENT TO THE AMENDED AND Mgmt Against Against
RESTATED BYLAWS OF HERITAGE-CRYSTAL CLEAN,
INC. TO ADOPT DELAWARE AS THE EXCLUSIVE
FORUM FOR CERTAIN LEGAL ACTIONS.
7 TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt Against Against
PROPERLY COME BEFORE THE MEETING OR ANY
ADJOURNMENTS OR POSTPONEMENTS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
HF FINANCIAL CORP. Agenda Number: 933887119
--------------------------------------------------------------------------------------------------------------------------
Security: 404172108
Meeting Type: Annual
Meeting Date: 21-Nov-2013
Ticker: HFFC
ISIN: US4041721089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES W. ABBOTT Mgmt For For
ROBERT L. HANSON Mgmt For For
2. NON-BINDING STOCKHOLDER APPROVAL OF THE Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
3. ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 1 Year For
NON-BINDING RESOLUTION TO APPROVE OUR NAMED
EXECUTIVE OFFICER COMPENSATION.
4. TO RATIFY THE APPOINTMENT OF EIDE BAILLY, Mgmt For For
LLP AS THE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JUNE 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
HFF, INC. Agenda Number: 934014440
--------------------------------------------------------------------------------------------------------------------------
Security: 40418F108
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: HF
ISIN: US40418F1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK D. GIBSON Mgmt For For
GEORGE L. MILES, JR. Mgmt For For
JOE B. THORNTON, JR. Mgmt For For
2. NON-BINDING ADVISORY VOTE ON THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
3. RATIFICATION OF INDEPENDENT, REGISTERED Mgmt For For
CERTIFIED PUBLIC ACCOUNTANTS
--------------------------------------------------------------------------------------------------------------------------
HHGREGG, INC. Agenda Number: 933852370
--------------------------------------------------------------------------------------------------------------------------
Security: 42833L108
Meeting Type: Annual
Meeting Date: 30-Jul-2013
Ticker: HGG
ISIN: US42833L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREGORY M. BETTINELLI Mgmt For For
LAWRENCE P. CASTELLANI Mgmt Withheld Against
BENJAMIN D. GEIGER Mgmt For For
CATHERINE A. LANGHAM Mgmt For For
DENNIS L. MAY Mgmt For For
JOHN M. ROTH Mgmt For For
MICHAEL L. SMITH Mgmt For For
PETER M. STARRETT Mgmt Withheld Against
GREGG W. THROGMARTIN Mgmt For For
KATHLEEN C. TIERNEY Mgmt For For
DARRELL E. ZINK Mgmt Withheld Against
2. TO RATIFY THE ACTION OF THE COMPANY'S AUDIT Mgmt For For
COMMITTEE IN APPOINTING KPMG, LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
OF THE COMPANY FOR THE FISCAL YEAR ENDING
MARCH 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
HI-TECH PHARMACAL CO., INC. Agenda Number: 933898605
--------------------------------------------------------------------------------------------------------------------------
Security: 42840B101
Meeting Type: Annual
Meeting Date: 19-Dec-2013
Ticker: HITK
ISIN: US42840B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER Mgmt For For
(THE "MERGER AGREEMENT"), DATED AS OF
AUGUST 26, 2013 WITH AKORN, INC., A
LOUISIANA CORPORATION ("AKORN"), AND AKORN
ENTERPRISES, INC. ("PURCHASER"), A DELAWARE
CORPORATION AND WHOLLY OWNED SUBSIDIARY OF
AKORN, PURSUANT TO WHICH PURCHASER WILL BE
MERGED, ... (DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL)
2. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt Against Against
THE MERGER RELATED COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS
3. TO ADJOURN OR POSTPONE THE MEETING TO Mgmt For For
ANOTHER TIME AND/OR PLACE FOR THE PURPOSE
OF SOLICITING ADDITIONAL PROXIES IN FAVOR
OF THE PROPOSAL TO ADOPT THE MERGER
AGREEMENT AND APPROVE THE TRANSACTIONS
CONTEMPLATED BY THE MERGER AGREEMENT,
INCLUDING THE MERGER, IF NECESSARY
4. DIRECTOR
DAVID S. SELTZER Mgmt For For
REUBEN SELTZER Mgmt For For
MARTIN M. GOLDWYN Mgmt For For
YASHAR HIRSHAUT, M.D. Mgmt For For
JACK VAN HULST Mgmt For For
ANTHONY J. PUGLISI Mgmt For For
BRUCE W. SIMPSON Mgmt For For
5. TO RATIFY THE APPOINTMENT OF EISNERAMPER Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING APRIL 30, 2014
6. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt Against Against
THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS
7. IN THEIR DISCRETION UPON SUCH OTHER MATTERS Mgmt Against Against
AS MAY PROPERLY COME BEFORE THE MEETING
--------------------------------------------------------------------------------------------------------------------------
HIBBETT SPORTS, INC. Agenda Number: 934001138
--------------------------------------------------------------------------------------------------------------------------
Security: 428567101
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: HIBB
ISIN: US4285671016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANTHONY F. CRUDELE Mgmt For For
ALBERT C. JOHNSON Mgmt For For
RALPH T. PARKS Mgmt For For
2. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014.
3. SAY ON PAY - APPROVAL BY NON-BINDING Mgmt For For
ADVISORY VOTE OF OUR EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HICKORYTECH CORPORATION Agenda Number: 933946266
--------------------------------------------------------------------------------------------------------------------------
Security: 429060106
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: HTCO
ISIN: US4290601065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT D. ALTON, JR. Mgmt Withheld Against
R. WYNN KEARNEY, JR. Mgmt For For
DALE E. PARKER Mgmt For For
2. APPROVAL OF AN AMENDMENT TO OUR ARTICLES OF Mgmt For For
INCORPORATION TO CHANGE OUR CORPORATE NAME
TO ENVENTIS CORPORATION.
3. APPROVAL OF AN AMENDMENT TO OUR COMPANY Mgmt For For
BY-LAWS TO ELIMINATE THE MAXIMUM AGE
REQUIREMENT ASSOCIATED WITH DIRECTOR
ELECTIONS.
4. RATIFICATION OF MOSS ADAMS LLP AS Mgmt For For
INDEPENDENT AUDITOR.
--------------------------------------------------------------------------------------------------------------------------
HIGHER ONE HOLDINGS, INC. Agenda Number: 934020708
--------------------------------------------------------------------------------------------------------------------------
Security: 42983D104
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: ONE
ISIN: US42983D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK VOLCHEK Mgmt For For
DAVID CROMWELL Mgmt For For
LOWELL ROBINSON Mgmt For For
2. APPROVAL OF THE COMPANY'S AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR ENDING DECEMBER 31,
2014.
4. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
OF THE 2013 COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
5. APPROVAL OF THE COMPANY'S SHORT TERM Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
HILL INTERNATIONAL, INC. Agenda Number: 934007611
--------------------------------------------------------------------------------------------------------------------------
Security: 431466101
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: HIL
ISIN: US4314661012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID L. RICHTER Mgmt For For
ALAN S. FELLHEIMER Mgmt For For
2. APPROVAL OF AN INCREASE IN THE NUMBER OF Mgmt For For
SHARES ISSUABLE UNDER THE 2006 EMPLOYEE
STOCK OPTION PLAN.
3. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt Against Against
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HILLTOP HOLDINGS INC. Agenda Number: 933999609
--------------------------------------------------------------------------------------------------------------------------
Security: 432748101
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: HTH
ISIN: US4327481010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. JONES ANDERSON Mgmt For For
RHODES R. BOBBITT Mgmt For For
TRACY A. BOLT Mgmt For For
W. JORIS BRINKERHOFF Mgmt For For
CHARLES R. CUMMINGS Mgmt For For
HILL A. FEINBERG Mgmt For For
GERALD J. FORD Mgmt For For
JEREMY B. FORD Mgmt For For
J. MARKHAM GREEN Mgmt For For
JESS T. HAY Mgmt For For
WILLIAM T. HILL, JR. Mgmt For For
JAMES R. HUFFINES Mgmt For For
LEE LEWIS Mgmt For For
ANDREW J. LITTLEFAIR Mgmt For For
W. ROBERT NICHOLS, III Mgmt For For
C. CLIFTON ROBINSON Mgmt For For
KENNETH D. RUSSELL Mgmt For For
A. HAAG SHERMAN Mgmt For For
ROBERT C. TAYLOR, JR. Mgmt For For
CARL B. WEBB Mgmt For For
ALAN B. WHITE Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS HILLTOP
HOLDINGS INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL
YEAR.
--------------------------------------------------------------------------------------------------------------------------
HINGHAM INSTITUTION FOR SAVINGS Agenda Number: 933945163
--------------------------------------------------------------------------------------------------------------------------
Security: 433323102
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: HIFS
ISIN: US4333231029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRIAN T. KENNER, ESQ. Mgmt For For
STACEY M. PAGE Mgmt For For
G.C. WILKINSON, SR. Mgmt For For
R.H. GAUGHEN, JR., ESQ. Mgmt For For
PATRICK R. GAUGHEN Mgmt For For
2. TO ELECT MARION J. FAHEY AS THE CLERK OF Mgmt For For
THE BANK TO HOLD OFFICE UNTIL THE 2015
ANNUAL MEETING OF STOCKHOLDERS AND UNTIL
HER SUCCESSOR IS DULY ELECTED AND
QUALIFIED.
3. TO APPROVE AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
4. TO APPROVE THE 2014 STOCK OPTION PLAN. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HOME BANCORP INC Agenda Number: 933965610
--------------------------------------------------------------------------------------------------------------------------
Security: 43689E107
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: HBCP
ISIN: US43689E1073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAUL J. BLANCHET, III* Mgmt For For
MARC W. JUDICE* Mgmt For For
JOHN W. BORDELON# Mgmt Withheld Against
2. PROPOSAL TO APPROVE THE HOME BANCORP, INC. Mgmt Against Against
2014 EQUITY INCENTIVE PLAN.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PORTER KEADLE MOORE, LLC AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
HOME BANCSHARES, INC. Agenda Number: 933883147
--------------------------------------------------------------------------------------------------------------------------
Security: 436893200
Meeting Type: Special
Meeting Date: 23-Oct-2013
Ticker: HOMB
ISIN: US4368932004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE ISSUANCE OF SHARES OF Mgmt For For
COMPANY COMMON STOCK IN THE MERGER OF A
TO-BE-FORMED WHOLLY OWNED SUBSIDIARY OF THE
COMPANY WITH AND INTO LIBERTY BANCSHARES,
INC., AN ARKANSAS CORPORATION ("LIBERTY"),
WHICH WILL RESULT IN LIBERTY BECOMING A
WHOLLY OWNED SUBSIDIARY OF THE COMPANY.
02 APPROVAL OF ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
COMPANY'S SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING ADJOURNMENTS TO
SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE
ISSUANCE OF COMPANY COMMON STOCK IN THE
MERGER.
--------------------------------------------------------------------------------------------------------------------------
HOME BANCSHARES, INC. Agenda Number: 933935035
--------------------------------------------------------------------------------------------------------------------------
Security: 436893200
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: HOMB
ISIN: US4368932004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN W. ALLISON Mgmt For For
C. RANDALL SIMS Mgmt For For
RANDY E. MAYOR Mgmt For For
MILBURN ADAMS Mgmt For For
ROBERT H. ADCOCK, JR. Mgmt Withheld Against
RICHARD H. ASHLEY Mgmt For For
DALE A. BRUNS Mgmt For For
RICHARD A. BUCKHEIM Mgmt For For
JACK E. ENGELKES Mgmt For For
JAMES G. HINKLE Mgmt For For
ALEX R. LIEBLONG Mgmt For For
2. ADVISORY (NON-BINDING) VOTE APPROVING THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. RATIFICATION OF APPOINTMENT OF BKD, LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE NEXT FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
HOME FEDERAL BANCORP, INC. Agenda Number: 933984418
--------------------------------------------------------------------------------------------------------------------------
Security: 43710G105
Meeting Type: Special
Meeting Date: 16-May-2014
Ticker: HOME
ISIN: US43710G1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF OCTOBER 23, 2013, BY
AND BETWEEN CASCADE BANCORP AND THE
COMPANY, AS SUCH AGREEMENT MAY BE AMENDED
FROM TIME TO TIME, AND THE MERGER AND OTHER
TRANSACTIONS CONTEMPLATED BY THE MERGER
AGREEMENT.
2 TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, SPECIFIED EXECUTIVE COMPENSATION, AS
DISCLOSED IN THE PROXY STATEMENT.
3 TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING ADJOURNMENTS TO
PERMIT FURTHER SOLICITATION OF PROXIES IN
FAVOR OF THE MERGER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
HOOKER FURNITURE CORPORATION Agenda Number: 934006950
--------------------------------------------------------------------------------------------------------------------------
Security: 439038100
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: HOFT
ISIN: US4390381006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAUL B. TOMS, JR. Mgmt For For
W.C. BEELER, JR. Mgmt For For
JOHN L. GREGORY, III Mgmt For For
E. LARRY RYDER Mgmt For For
MARK F. SCHREIBER Mgmt For For
DAVID G. SWEET Mgmt For For
HENRY G. WILLIAMSON, JR Mgmt For For
2. RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
FEBRUARY 1, 2015.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HORACE MANN EDUCATORS CORPORATION Agenda Number: 933963262
--------------------------------------------------------------------------------------------------------------------------
Security: 440327104
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: HMN
ISIN: US4403271046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARY H. FUTRELL Mgmt For For
1B ELECTION OF DIRECTOR: STEPHEN J. Mgmt For For
HASENMILLER
1C ELECTION OF DIRECTOR: RONALD J. HELOW Mgmt For For
1D ELECTION OF DIRECTOR: BEVERLEY J. MCCLURE Mgmt For For
1E ELECTION OF DIRECTOR: GABRIEL L. SHAHEEN Mgmt For For
1F ELECTION OF DIRECTOR: ROGER J. STEINBECKER Mgmt For For
1G ELECTION OF DIRECTOR: ROBERT STRICKER Mgmt For For
1H ELECTION OF DIRECTOR: STEVEN O. SWYERS Mgmt For For
1I ELECTION OF DIRECTOR: MARITA ZURAITIS Mgmt For For
2 APPROVAL OF THE ADVISORY RESOLUTION TO Mgmt For For
APPROVE NAMED EXECUTIVE OFFICERS'
COMPENSATION.
3 RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP, AN INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS THE COMPANY'S AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
HORIZON BANCORP Agenda Number: 933938156
--------------------------------------------------------------------------------------------------------------------------
Security: 440407104
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: HBNC
ISIN: US4404071049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CRAIG M. DWIGHT Mgmt For For
JAMES B. DWORKIN Mgmt For For
DANIEL F. HOPP Mgmt For For
STEVEN W. REED Mgmt For For
2. APPROVAL OF THE 2013 OMNIBUS EQUITY Mgmt For For
INCENTIVE PLAN
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. RATIFICATION OF APPOINTMENT OF BKD, LLP Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HORIZON PHARMA, INC. Agenda Number: 934039430
--------------------------------------------------------------------------------------------------------------------------
Security: 44047T109
Meeting Type: Annual
Meeting Date: 27-Jun-2014
Ticker: HZNP
ISIN: US44047T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GINO SANTINI Mgmt For For
TIMOTHY P. WALBERT Mgmt For For
2. APPROVAL OF AN AMENDMENT TO OUR 2011 EQUITY Mgmt For For
INCENTIVE PLAN.
3. APPROVAL, PURSUANT TO NASDAQ LISTING RULE Mgmt For For
5635, OF THE ISSUANCE OF SHARES OF OUR
COMMON STOCK IN EXCESS OF 13,164,951 SHARES
UPON CONVERSION OF OUR 5.00% CONVERTIBLE
SENIOR NOTES DUE 2018.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR FISCAL YEAR ENDING DECEMBER
31, 2014.
5. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
HORSEHEAD HOLDING CORP. Agenda Number: 933944503
--------------------------------------------------------------------------------------------------------------------------
Security: 440694305
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: ZINC
ISIN: US4406943054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JACK SHILLING Mgmt For For
JOHN C. VAN RODEN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS HORSEHEAD HOLDING CORP.'S
INDEPENDENT REGISTERED ACCOUNTING FIRM.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HOUSTON WIRE & CABLE COMPANY Agenda Number: 933948690
--------------------------------------------------------------------------------------------------------------------------
Security: 44244K109
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: HWCC
ISIN: US44244K1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES L. POKLUDA III Mgmt For For
MICHAEL T. CAMPBELL Mgmt For For
I. STEWART FARWELL Mgmt For For
MARK A. RUELLE Mgmt For For
WILSON B. SEXTON Mgmt For For
WILLIAM H. SHEFFIELD Mgmt For For
SCOTT L. THOMPSON Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. TO HOLD AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
4. TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
COMPANY'S 2006 STOCK PLAN.
--------------------------------------------------------------------------------------------------------------------------
HUB GROUP, INC. Agenda Number: 933955936
--------------------------------------------------------------------------------------------------------------------------
Security: 443320106
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: HUBG
ISIN: US4433201062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID P. YEAGER Mgmt For For
MARK A. YEAGER Mgmt For For
GARY D. EPPEN Mgmt For For
CHARLES R. REAVES Mgmt For For
MARTIN P. SLARK Mgmt For For
JONATHAN P. WARD Mgmt For For
2. THE APPROVAL OF THE COMPENSATION OF THE Mgmt For For
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
HUDSON GLOBAL, INC. Agenda Number: 934007471
--------------------------------------------------------------------------------------------------------------------------
Security: 443787106
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: HSON
ISIN: US4437871068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD K. COLEMAN, JR. Mgmt For *
JEFFREY E. EBERWEIN Mgmt For *
02 COMPANY'S PROPOSAL TO APPROVE, BY ADVISORY Mgmt For *
VOTE, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
03 COMPANY'S PROPOSAL TO RATIFY THE Mgmt For *
APPOINTMENT OF KPMG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
04 COMPANY'S PROPOSAL TO ADOPT AND APPROVE AN Mgmt For *
AMENDMENT TO THE COMPANY'S AMENDED AND
RESTATED CERTIFICATE OF INCORPORATION TO
DECLASSIFY ITS BOARD OF DIRECTORS AND
PROVIDE FOR THE ANNUAL ELECTION OF
DIRECTORS COMMENCING AT THE 2015 ANNUAL
MEETING.
--------------------------------------------------------------------------------------------------------------------------
HUDSON VALLEY HOLDING CORP. Agenda Number: 933978023
--------------------------------------------------------------------------------------------------------------------------
Security: 444172100
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: HVB
ISIN: US4441721002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES J. LANDY Mgmt For For
STEPHEN R. BROWN Mgmt For For
JOHN P. CAHILL Mgmt For For
MARY-JANE FOSTER Mgmt For For
GREGORY F. HOLCOMBE Mgmt For For
ADAM W. IFSHIN Mgmt For For
MATTHEW A. LINDENBAUM Mgmt For For
JOSEPH A. SCHENK Mgmt For For
CRAIG S. THOMPSON Mgmt For For
WILLIAM E. WHISTON Mgmt For For
2. NON-BINDING ADVISORY VOTE ON COMPENSATION Mgmt For For
OF NAMED EXECUTIVE OFFICERS
3. RATIFY APPOINTMENT OF KPMG LLP AS COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR ENDING DECEMBER 31,
2014
--------------------------------------------------------------------------------------------------------------------------
HURCO COMPANIES, INC. Agenda Number: 933919574
--------------------------------------------------------------------------------------------------------------------------
Security: 447324104
Meeting Type: Annual
Meeting Date: 13-Mar-2014
Ticker: HURC
ISIN: US4473241044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT W. CRUICKSHANK Mgmt For For
MICHAEL DOAR Mgmt For For
PHILIP JAMES Mgmt For For
MICHAEL P. MAZZA Mgmt For For
ANDREW NINER Mgmt For For
RICHARD PORTER Mgmt For For
JANAKI SIVANESAN Mgmt For For
RONALD STRACKBEIN Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. APPOINTMENT OF ERNST & YOUNG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31,
2014.
--------------------------------------------------------------------------------------------------------------------------
HURON CONSULTING GROUP INC. Agenda Number: 933954174
--------------------------------------------------------------------------------------------------------------------------
Security: 447462102
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: HURN
ISIN: US4474621020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
H. EUGENE LOCKHART Mgmt For For
GEORGE E. MASSARO Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
2012 OMNIBUS INCENTIVE PLAN.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
4. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
HUTCHINSON TECHNOLOGY INCORPORATED Agenda Number: 933909422
--------------------------------------------------------------------------------------------------------------------------
Security: 448407106
Meeting Type: Annual
Meeting Date: 30-Jan-2014
Ticker: HTCH
ISIN: US4484071067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WAYNE M. FORTUN Mgmt Withheld Against
MARTHA GOLDBERG ARONSON Mgmt Withheld Against
RUSSELL HUFFER Mgmt Withheld Against
RICHARD J. PENN Mgmt Withheld Against
FRANK P. RUSSOMANNO Mgmt Withheld Against
PHILIP E. SORAN Mgmt Withheld Against
THOMAS R. VERHAGE Mgmt Withheld Against
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE 2014 FISCAL YEAR
--------------------------------------------------------------------------------------------------------------------------
HYSTER-YALE MATERIALS HANDLING,INC. Agenda Number: 933950431
--------------------------------------------------------------------------------------------------------------------------
Security: 449172105
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: HY
ISIN: US4491721050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J.C. BUTLER, JR. Mgmt For For
CAROLYN CORVI Mgmt For For
JOHN P. JUMPER Mgmt For For
DENNIS W. LABARRE Mgmt For For
F. JOSEPH LOUGHREY Mgmt For For
ALFRED M. RANKIN, JR. Mgmt For For
CLAIBORNE R. RANKIN Mgmt For For
MICHAEL E. SHANNON Mgmt For For
JOHN M. STROPKI Mgmt For For
BRITTON T. TAPLIN Mgmt For For
EUGENE WONG Mgmt For For
2. PROPOSAL TO CONFIRM THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE CURRENT FISCAL
YEAR.
--------------------------------------------------------------------------------------------------------------------------
I.D. SYSTEMS, INC. Agenda Number: 934033159
--------------------------------------------------------------------------------------------------------------------------
Security: 449489103
Meeting Type: Annual
Meeting Date: 20-Jun-2014
Ticker: IDSY
ISIN: US4494891033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH BRAKEBILL Mgmt For For
MICHAEL BRODSKY Mgmt For For
KENNETH EHRMAN Mgmt For For
RON KONEZNY Mgmt For For
TONY TROUSSET Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
EISNERAMPER LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ICF INTERNATIONAL, INC. Agenda Number: 933992326
--------------------------------------------------------------------------------------------------------------------------
Security: 44925C103
Meeting Type: Annual
Meeting Date: 06-Jun-2014
Ticker: ICFI
ISIN: US44925C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD H. BERSOFF Mgmt For For
SUDHAKAR KESAVAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. APPROVE, BY NON-BINDING VOTE, THE COMPANY'S Mgmt For For
OVERALL PAY-FOR-PERFORMANCE EXECUTIVE
COMPENSATION PROGRAM, AS DESCRIBED IN THE
COMPENSATION DISCUSSION AND ANALYSIS, THE
COMPENSATION TABLES AND THE RELATED
NARRATIVES AND OTHER MATERIALS IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
ICG GROUP, INC. Agenda Number: 933999623
--------------------------------------------------------------------------------------------------------------------------
Security: 44928D108
Meeting Type: Annual
Meeting Date: 13-Jun-2014
Ticker: ICGE
ISIN: US44928D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WALTER W. BUCKLEY, Mgmt For For
III
1B. ELECTION OF DIRECTOR: MICHAEL J. HAGAN Mgmt For For
1C. ELECTION OF DIRECTOR: PHILIP J. RINGO Mgmt For For
2. RATIFICATION OF KPMG LLP AS ICG'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANT
FOR THE YEAR ENDING DECEMBER 31, 2014.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF ICG'S NAMED EXECUTIVE
OFFICERS.
4. APPROVAL OF AN AMENDMENT OF ICG'S Mgmt For For
CERTIFICATE OF INCORPORATION TO CHANGE
ICG'S CORPORATE NAME TO "ACTUA
CORPORATION".
--------------------------------------------------------------------------------------------------------------------------
ICU MEDICAL, INC. Agenda Number: 934009362
--------------------------------------------------------------------------------------------------------------------------
Security: 44930G107
Meeting Type: Annual
Meeting Date: 09-Jun-2014
Ticker: ICUI
ISIN: US44930G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO PHASE OUT
THE COMPANY'S CLASSIFIED BOARD OF
DIRECTORS.
2. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S CERTIFICATE OF INCORPORATION
TO UPDATE IT AND INTEGRATE PRIOR AMENDMENTS
INTO A SINGLE DOCUMENT.
3. DIRECTOR
JOHN J. CONNORS Mgmt For For
JOSEPH R. SAUCEDO Mgmt For For
4. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt Against Against
THE 2011 STOCK INCENTIVE PLAN.
5. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS AUDITORS FOR THE COMPANY.
6. TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION ON AN ADVISORY BASIS.
--------------------------------------------------------------------------------------------------------------------------
IDT CORPORATION Agenda Number: 933894532
--------------------------------------------------------------------------------------------------------------------------
Security: 448947507
Meeting Type: Annual
Meeting Date: 16-Dec-2013
Ticker: IDT
ISIN: US4489475073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MICHAEL CHENKIN Mgmt For For
1.2 ELECTION OF DIRECTOR: ERIC F. COSENTINO Mgmt For For
1.3 ELECTION OF DIRECTOR: HOWARD S. JONAS Mgmt Against Against
1.4 ELECTION OF DIRECTOR: BILL PEREIRA Mgmt For For
1.5 ELECTION OF DIRECTOR: JUDAH SCHORR Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE IDT Mgmt For For
CORPORATION 2005 STOCK OPTION AND INCENTIVE
PLAN, AS AMENDED AND RESTATED, THAT WILL
DECREASE THE NON-EMPLOYEE DIRECTOR ANNUAL
GRANT TO 4,000 SHARES OF RESTRICTED CLASS B
COMMON STOCK FOR BOARD AND COMMITTEE
SERVICE.
3. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JULY 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
IEC ELECTRONICS CORP. Agenda Number: 933912912
--------------------------------------------------------------------------------------------------------------------------
Security: 44949L105
Meeting Type: Annual
Meeting Date: 29-Jan-2014
Ticker: IEC
ISIN: US44949L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. BARRY GILBERT Mgmt For For
FLORENCE D. HUDSON Mgmt For For
EDWARD W. KAY, JR. Mgmt For For
EBEN S. MOULTON Mgmt For For
JAMES C. ROWE Mgmt For For
JEROLD L. ZIMMERMAN Mgmt For For
2. RATIFICATION OF THE SELECTION OF EFP Mgmt For For
ROTENBERG, LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION (SAY-ON-PAY VOTE).
--------------------------------------------------------------------------------------------------------------------------
IGATE CORPORATION Agenda Number: 933944262
--------------------------------------------------------------------------------------------------------------------------
Security: 45169U105
Meeting Type: Annual
Meeting Date: 10-Apr-2014
Ticker: IGTE
ISIN: US45169U1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SUNIL WADHWANI Mgmt For For
GORAN LINDAHL Mgmt For For
2. THE APPROVAL OF THE ADVISORY VOTE ON Mgmt Against Against
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
II-VI INCORPORATED Agenda Number: 933878261
--------------------------------------------------------------------------------------------------------------------------
Security: 902104108
Meeting Type: Annual
Meeting Date: 01-Nov-2013
Ticker: IIVI
ISIN: US9021041085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER W. SOGNEFEST Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCIS J. KRAMER Mgmt For For
1C. ELECTION OF DIRECTOR: WENDY F. DICICCO Mgmt For For
2. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS FOR FISCAL YEAR 2013.
3. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF ERNST & YOUNG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2014
--------------------------------------------------------------------------------------------------------------------------
IMATION CORP. Agenda Number: 933951407
--------------------------------------------------------------------------------------------------------------------------
Security: 45245A107
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: IMN
ISIN: US45245A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TRUDY A. RAUTIO Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2014.
3. APPROVAL, BY NON-BINDING VOTE, OF THE Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
IMMERSION CORPORATION Agenda Number: 933989660
--------------------------------------------------------------------------------------------------------------------------
Security: 452521107
Meeting Type: Annual
Meeting Date: 06-Jun-2014
Ticker: IMMR
ISIN: US4525211078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CARL SCHLACHTE Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS IMMERSION CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2014.
3. ADVISORY VOTE ON THE COMPENSATION OF Mgmt Against Against
IMMERSION CORPORATION'S NAMED EXECUTIVE
OFFICERS.
4. AMENDMENT TO THE IMMERSION CORPORATION 2011 Mgmt For For
EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
IMPERIAL HOLDINGS, INC. Agenda Number: 933988264
--------------------------------------------------------------------------------------------------------------------------
Security: 452834104
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: IFT
ISIN: US4528341047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES CHADWICK Mgmt For For
MICHAEL CROW Mgmt For For
ANDREW DAKOS Mgmt For For
RICHARD DAYAN Mgmt For For
PHILLIP GOLDSTEIN Mgmt For For
GERALD HELLERMAN Mgmt For For
ANTONY MITCHELL Mgmt For For
2. TO VOTE ON AN ADVISORY RESOLUTION ON THE Mgmt For For
2013 COMPENSATION OF CERTAIN OF THE
COMPANY'S EXECUTIVE OFFICERS.
3. TO VOTE ON THE APPROVAL OF THE ISSUANCE OF Mgmt For For
COMMON STOCK OF THE COMPANY'S 8.50% SENIOR
UNSECURED CONVERTIBLE NOTES DUE 2019 IN
EXCESS OF NYSE LIMITS FOR SHARES ISSUANCES
WITHOUT SHAREHOLDER APPROVAL.
4. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENCE HOLDING COMPANY Agenda Number: 933957120
--------------------------------------------------------------------------------------------------------------------------
Security: 453440307
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: IHC
ISIN: US4534403070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY R. GRABER Mgmt Withheld Against
DAVID T. KETTIG Mgmt Withheld Against
ALLAN C. KIRKMAN Mgmt For For
JOHN L. LAHEY Mgmt For For
STEVEN B. LAPIN Mgmt Withheld Against
JAMES G. TATUM Mgmt For For
ROY T.K. THUNG Mgmt Withheld Against
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
IHC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENT BANK CORP. Agenda Number: 933959299
--------------------------------------------------------------------------------------------------------------------------
Security: 453836108
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: INDB
ISIN: US4538361084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM P. BISSONNETTE Mgmt For For
DANIEL F. O'BRIEN Mgmt For For
CHRISTOPHER ODDLEIFSON Mgmt For For
BRIAN S. TEDESCHI Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014 .
3. APPROVE THE SECOND AMENDED AND RESTATED Mgmt For For
2005 EMPLOYEE STOCK PLAN.
4. APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
INFINERA CORPORATION Agenda Number: 933947927
--------------------------------------------------------------------------------------------------------------------------
Security: 45667G103
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: INFN
ISIN: US45667G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS J. FALLON Mgmt For For
KAMBIZ Y. HOOSHMAND Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INFINERA'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 27, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF INFINERA'S NAMED EXECUTIVE
OFFICERS, AS DESCRIBED IN THE PROXY
STATEMENT.
4. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE INFINERA CORPORATION 2007 EMPLOYEE
STOCK PURCHASE PLAN, THAT WOULD (I)
INCREASE THE NUMBER OF SHARES AUTHORIZED,
(II) REMOVE THE EVERGREEN PROVISION BY
WHICH THE SHARE RESERVE OF THE PLAN IS SET
TO AUTOMATICALLY INCREASE EACH YEAR, AND
(III) EFFECT VARIOUS TECHNICAL REVISIONS
AND IMPROVEMENTS.
--------------------------------------------------------------------------------------------------------------------------
INGLES MARKETS, INCORPORATED Agenda Number: 933912328
--------------------------------------------------------------------------------------------------------------------------
Security: 457030104
Meeting Type: Annual
Meeting Date: 11-Feb-2014
Ticker: IMKTA
ISIN: US4570301048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRED D. AYERS Mgmt For For
JOHN O. POLLARD Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION, AS DISCLOSED IN THE PROXY
STATEMENT.
3. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year Against
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
INNERWORKINGS, INC. Agenda Number: 934004879
--------------------------------------------------------------------------------------------------------------------------
Security: 45773Y105
Meeting Type: Annual
Meeting Date: 13-Jun-2014
Ticker: INWK
ISIN: US45773Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JACK M GREENBERG Mgmt For For
ERIC D BELCHER Mgmt For For
CHARLES K BOBRINSKOY Mgmt For For
DANIEL M FRIEDBERG Mgmt For For
DAVID FISHER Mgmt For For
J PATRICK GALLAGHER JR Mgmt For For
JULIE M HOWARD Mgmt For For
LINDA S WOLF Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE AMENDED AND RESTATED 2006 Mgmt For For
STOCK INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
INNODATA INC. Agenda Number: 934007166
--------------------------------------------------------------------------------------------------------------------------
Security: 457642205
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: INOD
ISIN: US4576422053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JACK S. ABUHOFF Mgmt For For
HAIG S. BAGERDJIAN Mgmt Withheld Against
LOUISE C. FORLENZA Mgmt For For
STEWART R. MASSEY Mgmt For For
ANTHEA C. STRATIGOS Mgmt Withheld Against
ANDARGACHEW S. ZELLEKE Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
COHNREZNICK LLP AS INDEPENDENT AUDITORS.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF AMENDMENTS TO THE INNODATA INC. Mgmt For For
2013 STOCK PLAN.
--------------------------------------------------------------------------------------------------------------------------
INNOPHOS HOLDINGS, INC. Agenda Number: 933999154
--------------------------------------------------------------------------------------------------------------------------
Security: 45774N108
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: IPHS
ISIN: US45774N1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY CAPPELINE Mgmt For For
AMADO CAVAZOS Mgmt For For
RANDOLPH GRESS Mgmt For For
LINDA MYRICK Mgmt For For
KAREN OSAR Mgmt For For
JOHN STEITZ Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. APPROVAL OF COMPENSATION OF NAMED EXECUTIVE Mgmt For For
OFFICERS AS DISCLOSED IN THE INNOPHOS
HOLDINGS, INC. PROXY STATEMENT PURSUANT TO
ITEM 402 OF REGULATION S-K OF THE
SECURITIES AND EXCHANGE COMMISSION.
--------------------------------------------------------------------------------------------------------------------------
INNOSPEC INC. Agenda Number: 933948032
--------------------------------------------------------------------------------------------------------------------------
Security: 45768S105
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: IOSP
ISIN: US45768S1050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HUGH G.C. ALDOUS Mgmt For For
JOACHIM ROESER Mgmt For For
2. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
3. PROPOSAL TO RATIFY THE COMPANY'S Mgmt For For
INDEPENDENT PUBLIC ACCOUNTING FIRM FOR
2014.
--------------------------------------------------------------------------------------------------------------------------
INNOVATIVE SOLUTIONS AND SUPPORT, INC. Agenda Number: 933922266
--------------------------------------------------------------------------------------------------------------------------
Security: 45769N105
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: ISSC
ISIN: US45769N1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GLEN R. BRESSNER Mgmt For For
ROBERT MITTELSTAEDT, JR Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
INPHI CORPORATION Agenda Number: 933999697
--------------------------------------------------------------------------------------------------------------------------
Security: 45772F107
Meeting Type: Annual
Meeting Date: 02-Jun-2014
Ticker: IPHI
ISIN: US45772F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NICHOLAS E. BRATHWAITE Mgmt For For
DAVID LIDDLE Mgmt For For
BRUCE MCWILLIAMS Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
--------------------------------------------------------------------------------------------------------------------------
INSIGHT ENTERPRISES, INC. Agenda Number: 933970712
--------------------------------------------------------------------------------------------------------------------------
Security: 45765U103
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: NSIT
ISIN: US45765U1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF CLASS II DIRECTOR: LARRY A. Mgmt For For
GUNNING
1.2 ELECTION OF CLASS II DIRECTOR: ROBERTSON C. Mgmt For For
JONES
1.3 ELECTION OF CLASS II DIRECTOR: KENNETH T. Mgmt For For
LAMNECK
2. ADVISORY VOTE (NON-BINDING) TO APPROVE Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014
4. TO APPROVE THE STOCKHOLDER PROPOSAL ON Shr For
DECLASSIFYING THE BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
INSPERITY, INC. Agenda Number: 933969769
--------------------------------------------------------------------------------------------------------------------------
Security: 45778Q107
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: NSP
ISIN: US45778Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt For For
1.2 ELECTION OF DIRECTOR: ELI JONES Mgmt For For
1.3 ELECTION OF DIRECTOR: GREGORY E. PETSCH Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION ("SAY ON PAY")
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014
--------------------------------------------------------------------------------------------------------------------------
INSTEEL INDUSTRIES, INC. Agenda Number: 933912948
--------------------------------------------------------------------------------------------------------------------------
Security: 45774W108
Meeting Type: Annual
Meeting Date: 12-Feb-2014
Ticker: IIIN
ISIN: US45774W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY L. PECHOTA Mgmt For For
W. ALLEN ROGERS II Mgmt For For
2. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
INSTEEL INDUSTRIES, INC. RETURN ON CAPITAL
INCENTIVE COMPENSATION PLAN.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR EXECUTIVE OFFICERS.
4. RATIFICATION OF APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
INSYS THERAPEUTICS INC Agenda Number: 933992883
--------------------------------------------------------------------------------------------------------------------------
Security: 45824V209
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: INSY
ISIN: US45824V2097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN J. MEYER Mgmt For For
BRIAN TAMBI Mgmt For For
2. TO RATIFY THE SELECTION BY OUR AUDIT Mgmt For For
COMMITTEE OF BDO USA, LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3. TO APPROVE THE ADOPTION OF THE STOCKHOLDER Mgmt Against Against
RIGHTS PLAN ATTACHED TO THE PROXY STATEMENT
AS APPENDIX A.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE
THE AUTHORIZED SHARES OF COMMON STOCK FROM
50,000,000 TO 100,000,000.
5. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt Against Against
CERTIFICATE OF INCORPORATION TO ESTABLISH A
PAR VALUE FOR THE COMPANY'S COMMON STOCK OF
$0.01 PER SHARE.
--------------------------------------------------------------------------------------------------------------------------
INTEGRA LIFESCIENCES HOLDINGS CORP. Agenda Number: 933975798
--------------------------------------------------------------------------------------------------------------------------
Security: 457985208
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: IART
ISIN: US4579852082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER J. ARDUINI Mgmt For For
1B. ELECTION OF DIRECTOR: KEITH BRADLEY Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD E. CARUSO Mgmt For For
1D. ELECTION OF DIRECTOR: STUART M. ESSIG Mgmt For For
1E. ELECTION OF DIRECTOR: BARBARA B. HILL Mgmt For For
1F. ELECTION OF DIRECTOR: LLOYD W. HOWELL, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: DONALD E. MOREL, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: RAYMOND G. MURPHY Mgmt For For
1I. ELECTION OF DIRECTOR: CHRISTIAN S. SCHADE Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES M. SULLIVAN Mgmt For For
2. THE PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR 2014.
3. A NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
INTEGRATED DEVICE TECHNOLOGY, INC. Agenda Number: 933864642
--------------------------------------------------------------------------------------------------------------------------
Security: 458118106
Meeting Type: Annual
Meeting Date: 17-Sep-2013
Ticker: IDTI
ISIN: US4581181066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN SCHOFIELD Mgmt For For
JEFF MCCREARY Mgmt For For
UMESH PADVAL Mgmt For For
GORDON PARNELL Mgmt For For
DONALD SCHROCK Mgmt For For
RON SMITH, PH.D. Mgmt For For
T.L. TEWKSBURY III, PHD Mgmt For For
PETER FELD Mgmt For For
NORMAN TAFFE Mgmt For For
2. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT PURSUANT TO THE
COMPENSATION DISCLOSURE RULES OF THE
SECURITIES AND EXCHANGE COMMISSION
("SAY-ON-PAY").
3. TO APPROVE AN AMENDMENT AND RESTATEMENT TO Mgmt For For
THE 2004 EQUITY PLAN TO INCREASE THE NUMBER
OF SHARES RESERVED FOR ISSUANCE THEREUNDER
FROM 36,800,000 TO 41,800,000.
4. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR ITS FISCAL YEAR
ENDING MARCH 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
INTEGRATED SILICON SOLUTION, INC. Agenda Number: 933916718
--------------------------------------------------------------------------------------------------------------------------
Security: 45812P107
Meeting Type: Annual
Meeting Date: 11-Feb-2014
Ticker: ISSI
ISIN: US45812P1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JIMMY S.M. LEE Mgmt For For
SCOTT D. HOWARTH Mgmt For For
KONG YEU HAN Mgmt For For
PAUL CHIEN Mgmt For For
JONATHAN KHAZAM Mgmt For For
KEITH MCDONALD Mgmt For For
STEPHEN PLETCHER Mgmt For For
BRUCE A. WOOLEY Mgmt For For
JOHN ZIMMERMAN Mgmt For For
2. PROPOSAL TO APPROVE AN AMENDMENT TO OUR Mgmt For For
2007 INCENTIVE COMPENSATION PLAN TO REMOVE
THE LIMIT ON THE NUMBER OF AWARDS (OTHER
THAN OPTIONS OR STOCK APPRECIATION RIGHTS)
THAT CAN BE ISSUED THEREUNDER.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL
YEAR.
4. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, OUR EXECUTIVE
COMPENSATION PROGRAM.
--------------------------------------------------------------------------------------------------------------------------
INTELIQUENT INC. Agenda Number: 933990156
--------------------------------------------------------------------------------------------------------------------------
Security: 45825N107
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: IQNT
ISIN: US45825N1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES P. HYNES Mgmt For For
JOSEPH A. BEATTY Mgmt For For
G. EDWARD EVANS Mgmt For For
EDWARD M. GREENBERG Mgmt For For
LAWRENCE M. INGENERI Mgmt For For
TIMOTHY A. SAMPLES Mgmt For For
RIAN J. WREN Mgmt For For
LAUREN F. WRIGHT Mgmt For For
2 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INTELIQUENT'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3 TO APPROVE, BY ADVISORY VOTE, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
INTER PARFUMS, INC. Agenda Number: 933850275
--------------------------------------------------------------------------------------------------------------------------
Security: 458334109
Meeting Type: Annual
Meeting Date: 24-Jul-2013
Ticker: IPAR
ISIN: US4583341098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEAN MADAR Mgmt For For
PHILIPPE BENACIN Mgmt For For
RUSSELL GREENBERG Mgmt For For
PHILIPPE SANTI Mgmt For For
FRANCOIS HEILBRONN Mgmt For For
JEAN LEVY Mgmt For For
ROBERT BENSOUSSAN Mgmt For For
SERGE ROSINOER Mgmt For For
PATRICK CHOEL Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
3. PROPOSAL TO APPROVE THE ADOPTION OF AN Mgmt For For
AMENDMENT TO OUR 2004 STOCK OPTION PLAN TO
PERMIT OPTIONS TO BE GRANTED UNDER THE 2004
STOCK OPTION PLAN UNTIL MARCH 31, 2024.
4. PROPOSAL TO APPROVE THE ADOPTION OF AN Mgmt For For
AMENDMENT TO OUR 2004 NONEMPLOYEE DIRECTOR
STOCK OPTION PLAN TO PERMIT OPTIONS TO BE
GRANTED UNDER THE 2004 NONEMPLOYEE DIRECTOR
STOCK OPTION PLAN UNTIL MARCH 31, 2024.
--------------------------------------------------------------------------------------------------------------------------
INTERACTIVE BROKERS GROUP, INC. Agenda Number: 933932267
--------------------------------------------------------------------------------------------------------------------------
Security: 45841N107
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: IBKR
ISIN: US45841N1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: THOMAS PETERFFY Mgmt Against Against
1B ELECTION OF DIRECTOR: EARL H. NEMSER Mgmt Against Against
1C ELECTION OF DIRECTOR: PAUL J. BRODY Mgmt Against Against
1D ELECTION OF DIRECTOR: MILAN GALIK Mgmt Against Against
1E ELECTION OF DIRECTOR: LAWRENCE E. HARRIS Mgmt For For
1F ELECTION OF DIRECTOR: HANS R. STOLL Mgmt For For
1G ELECTION OF DIRECTOR: WAYNE WAGNER Mgmt For For
1H ELECTION OF DIRECTOR: RICHARD GATES Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt Against Against
2007 STOCK INCENTIVE PLAN.
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM OF
DELOITTE & TOUCHE LLP.
--------------------------------------------------------------------------------------------------------------------------
INTERFACE, INC. Agenda Number: 933936493
--------------------------------------------------------------------------------------------------------------------------
Security: 458665304
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: TILE
ISIN: US4586653044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN P. BURKE Mgmt Withheld Against
EDWARD C. CALLAWAY Mgmt Withheld Against
ANDREW B. COGAN Mgmt Withheld Against
CARL I. GABLE Mgmt Withheld Against
DANIEL T. HENDRIX Mgmt Withheld Against
JUNE M. HENTON Mgmt Withheld Against
CHRISTOPHER G. KENNEDY Mgmt Withheld Against
K. DAVID KOHLER Mgmt Withheld Against
JAMES B. MILLER, JR. Mgmt Withheld Against
HAROLD M. PAISNER Mgmt Withheld Against
2. APPROVAL OF EXECUTIVE COMPENSATION. Mgmt For For
3. APPROVAL OF THE INTERFACE, INC. EXECUTIVE Mgmt For For
BONUS PLAN.
4. RATIFICATION OF THE APPOINTMENT OF BDO USA, Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
INTERNAP NETWORK SERVICES CORPORATION Agenda Number: 933987919
--------------------------------------------------------------------------------------------------------------------------
Security: 45885A300
Meeting Type: Annual
Meeting Date: 30-May-2014
Ticker: INAP
ISIN: US45885A3005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DANIEL C. STANZIONE Mgmt For For
DEBORA J. WILSON Mgmt For For
2. TO APPROVE THE INTERNAP NETWORK SERVICES Mgmt For For
CORPORATION 2014 STOCK INCENTIVE PLAN.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
4. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL SHIPHOLDING CORPORATION Agenda Number: 933933942
--------------------------------------------------------------------------------------------------------------------------
Security: 460321201
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: ISH
ISIN: US4603212014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH H. BEER Mgmt For For
ERIK L. JOHNSEN Mgmt For For
NIELS M. JOHNSEN Mgmt For For
H. MERRITT LANE III Mgmt For For
EDWIN A. LUPBERGER Mgmt For For
JAMES J. MCNAMARA Mgmt For For
HARRIS V. MORRISSETTE Mgmt For For
T. LEE ROBINSON, JR. Mgmt For For
2. APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt Against Against
CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF SHARES OF PREFERRED STOCK
AUTHORIZED FOR ISSUANCE.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT AUDITORS FOR THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014.
4. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION AS DISCLOSED IN THE
COMPANY'S ACCOMPANYING 2014 PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
INTERSECTIONS INC. Agenda Number: 933987577
--------------------------------------------------------------------------------------------------------------------------
Security: 460981301
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: INTX
ISIN: US4609813013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL R. STANFIELD Mgmt For For
JOHN M. ALBERTINE Mgmt For For
THOMAS G. AMATO Mgmt For For
JAMES L. KEMPNER Mgmt For For
THOMAS L. KEMPNER Mgmt For For
DAVID A. MCGOUGH Mgmt For For
WILLIAM J. WILSON Mgmt For For
2. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
3. TO APPROVE THE 2014 STOCK INCENTIVE PLAN. Mgmt Against Against
4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
5. WITH DISCRETIONARY AUTHORITY UPON SUCH Mgmt Against Against
OTHER MATTERS AS MAY PROPERLY COME BEFORE
THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
INTERSIL CORPORATION Agenda Number: 933939641
--------------------------------------------------------------------------------------------------------------------------
Security: 46069S109
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: ISIL
ISIN: US46069S1096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DR. NECIP SAYINER Mgmt For For
1B. ELECTION OF DIRECTOR: DONALD MACLEOD Mgmt For For
1C. ELECTION OF DIRECTOR: DR. ROBERT W. CONN Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES V. DILLER Mgmt For For
1E. ELECTION OF DIRECTOR: MERCEDES JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: GREGORY LANG Mgmt For For
1G. ELECTION OF DIRECTOR: JAN PEETERS Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES A. URRY Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. TO APPROVE AN AMENDMENT TO THE INTERSIL Mgmt For For
CORPORATION AMENDED AND RESTATED 2008
EQUITY COMPENSATION PLAN, AS DESCRIBED IN
ITEM 3 OF OUR PROXY STATEMENT.
4. TO APPROVE AN AMENDMENT TO THE INTERSIL Mgmt For For
CORPORATION EMPLOYEE STOCK PURCHASE PLAN,
AS DESCRIBED IN ITEM 4 OF OUR PROXY
STATEMENT.
5. TO APPROVE THE INTERSIL CORPORATION Mgmt For For
EXECUTIVE INCENTIVE PLAN, AS DESCRIBED IN
ITEM 5 OF OUR PROXY STATEMENT.
6. TO VOTE ON A NON-BINDING ADVISORY PROPOSAL Mgmt Against Against
REGARDING THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN THE
COMPENSATION DISCUSSION AND ANALYSIS,
EXECUTIVE COMPENSATION TABLES AND
ACCOMPANYING NARRATIVE DISCLOSURES IN OUR
PROXY STATEMENT.
7. TO VOTE ON A NON-BINDING PROPOSAL REGARDING Mgmt 1 Year For
THE FREQUENCY OF THE VOTE ON OUR EXECUTIVE
COMPENSATION PROGRAM.
--------------------------------------------------------------------------------------------------------------------------
INTERVAL LEISURE GROUP INC Agenda Number: 933954871
--------------------------------------------------------------------------------------------------------------------------
Security: 46113M108
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: IILG
ISIN: US46113M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CRAIG M. NASH Mgmt For For
DAVID FLOWERS Mgmt For For
VICTORIA L. FREED Mgmt For For
GARY S. HOWARD Mgmt For For
LEWIS J. KORMAN Mgmt For For
THOMAS J. KUHN Mgmt For For
THOMAS J. MCINERNEY Mgmt For For
THOMAS P. MURPHY, JR. Mgmt For For
AVY H. STEIN Mgmt For For
2 TO APPROVE A NON-BINDING ADVISORY Mgmt For For
RESOLUTION ON EXECUTIVE COMPENSATION.
3 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR INTERVAL LEISURE GROUP
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2014.
--------------------------------------------------------------------------------------------------------------------------
INTERVEST BANCSHARES CORPORATION Agenda Number: 933990081
--------------------------------------------------------------------------------------------------------------------------
Security: 460927106
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: IBCA
ISIN: US4609271063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL A. CALLEN Mgmt For For
C. WAYNE CROWELL Mgmt For For
LOWELL S. DANSKER Mgmt Withheld Against
PAUL R. DEROSA Mgmt For For
STEPHEN A. HELMAN Mgmt Withheld Against
WAYNE F. HOLLY Mgmt For For
SUSAN ROTH KATZKE Mgmt For For
LAWTON SWAN, III Mgmt For For
THOMAS E. WILLETT Mgmt Withheld Against
WESLEY T. WOOD Mgmt Withheld Against
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
3. TO RATIFY THE APPOINTMENT OF HACKER, Mgmt For For
JOHNSON & SMITH, P.A., P.C., AS OUR
INDEPENDENT AUDITOR FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
INTEVAC, INC. Agenda Number: 934020710
--------------------------------------------------------------------------------------------------------------------------
Security: 461148108
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: IVAC
ISIN: US4611481080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
NORMAN H. POND Mgmt For For
WENDELL T. BLONIGAN Mgmt For For
MATTHEW A. DRAPKIN Mgmt For For
DAVID S. DURY Mgmt For For
MARC T. GILES Mgmt For For
STANLEY J. HILL Mgmt For For
THOMAS M. ROHRS Mgmt For For
JOHN F. SCHAEFER Mgmt For For
PING YANG Mgmt For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO Mgmt For For
INCREASE THE MAXIMUM NUMBER OF SHARES OF
COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER
THE COMPANY'S 2003 EMPLOYEE STOCK PURCHASE
PLAN BY 500,000 SHARES.
03 PROPOSAL TO APPROVE AN AMENDMENT TO Mgmt For For
INCREASE THE MAXIMUM NUMBER OF SHARES OF
COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER
THE COMPANY'S 2012 EQUITY INCENTIVE PLAN BY
1,000,000 SHARES.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS INDEPENDENT PUBLIC
ACCOUNTANTS OF INTEVAC FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
05 TO RECOMMEND, BY ADVISORY VOTE, EXECUTIVE Mgmt Against Against
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
INTL FCSTONE INC. Agenda Number: 933915362
--------------------------------------------------------------------------------------------------------------------------
Security: 46116V105
Meeting Type: Annual
Meeting Date: 27-Feb-2014
Ticker: INTL
ISIN: US46116V1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAUL G. ANDERSON Mgmt For For
SCOTT J. BRANCH Mgmt For For
JOHN FOWLER Mgmt For For
DARYL K. HENZE Mgmt For For
BRUCE KREHBIEL Mgmt For For
SEAN M. O'CONNOR Mgmt For For
ERIC PARTHEMORE Mgmt For For
JOHN RADZIWILL Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR.
3. TO APPROVE THE ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION RELATING TO EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
INTRALINKS HOLDINGS INC Agenda Number: 933852027
--------------------------------------------------------------------------------------------------------------------------
Security: 46118H104
Meeting Type: Annual
Meeting Date: 09-Aug-2013
Ticker: IL
ISIN: US46118H1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RONALD W. HOVSEPIAN Mgmt For For
BRIAN CONWAY Mgmt For For
PETER GYENES Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
INTRALINKS HOLDINGS, INC. 2010 EMPLOYEE
STOCK PURCHASE PLAN.
4. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
INVACARE CORPORATION Agenda Number: 933970558
--------------------------------------------------------------------------------------------------------------------------
Security: 461203101
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: IVC
ISIN: US4612031017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL F. DELANEY Mgmt For For
C. MARTIN HARRIS, M.D. Mgmt For For
A. MALACHI MIXON, III Mgmt For For
GERALD B. BLOUCH Mgmt For For
CHARLES S. ROBB Mgmt For For
BAIJU R. SHAH Mgmt For For
JAMES L. JONES Mgmt For For
DAN T. MOORE, III Mgmt For For
DALE C. LAPORTE Mgmt For For
ELLEN O. TAUSCHER Mgmt For For
MICHAEL J. MERRIMAN Mgmt For For
2. RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
INVENTURE FOODS INC Agenda Number: 933988238
--------------------------------------------------------------------------------------------------------------------------
Security: 461212102
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: SNAK
ISIN: US4612121024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ASHTON D. ASENSIO Mgmt For For
TIMOTHY A. COLE Mgmt For For
MACON BRYCE EDMONSON Mgmt For For
HAROLD S. EDWARDS Mgmt Withheld Against
PAUL J. LAPADAT Mgmt For For
TERRY MCDANIEL Mgmt For For
DAVID L. MEYERS Mgmt For For
2. RATIFY SELECTION OF MOSS ADAMS LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
INVESTORS BANCORP, INC. Agenda Number: 933966410
--------------------------------------------------------------------------------------------------------------------------
Security: 46146P102
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: ISBC
ISIN: US46146P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DENNIS M. BONE Mgmt For For
DOREEN R. BYRNES Mgmt For For
WILLIAM V. COSGROVE Mgmt For For
BRENDAN J. DUGAN Mgmt For For
2. THE APPROVAL OF A NON-BINDING, ADVISORY Mgmt For For
PROPOSAL TO APPROVE THE COMPENSATION PAID
TO OUR NAMED EXECUTIVE OFFICERS.
3. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR INVESTORS BANCORP, INC.
FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
INVESTORS BANCORP, INC. Agenda Number: 933947054
--------------------------------------------------------------------------------------------------------------------------
Security: 46146P102
Meeting Type: Special
Meeting Date: 01-May-2014
Ticker: ISBC
ISIN: US46146P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE APPROVAL OF A PLAN OF CONVERSION AND Mgmt For For
REORGANIZATION, WHEREBY INVESTORS BANCORP,
MHC AND INVESTORS BANCORP, INC. WILL
CONVERT AND REORGANIZE FROM THE MUTUAL
HOLDING COMPANY STRUCTURE TO THE STOCK
HOLDING COMPANY STRUCTURE, AS MORE FULLY
DESCRIBED IN THE ENCLOSED PROXY STATEMENT.
2. THE APPROVAL OF THE CONTRIBUTION OF Mgmt For For
1,000,000 SHARES OF COMMON STOCK AND $10.0
MILLION IN CASH, FOR A TOTAL CONTRIBUTION
OF $20.0 MILLION, TO THE INVESTORS
CHARITABLE FOUNDATION (THE "CHARITABLE
FOUNDATION").
3. THE APPROVAL OF THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THAT THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE PLAN OF
CONVERSION AND REORGANIZATION AND/OR THE
CONTRIBUTION TO THE CHARITABLE FOUNDATION.
--------------------------------------------------------------------------------------------------------------------------
INVESTORS TITLE COMPANY Agenda Number: 933977918
--------------------------------------------------------------------------------------------------------------------------
Security: 461804106
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: ITIC
ISIN: US4618041069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. MORRIS FINE Mgmt Withheld Against
RICHARD M. HUTSON II Mgmt Withheld Against
R. HORACE JOHNSON Mgmt Withheld Against
2 PROPOSAL TO RATIFY THE APPOINTMENT OF DIXON Mgmt For For
HUGHES GOODMAN LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
ION GEOPHYSICAL CORPORATION Agenda Number: 933990271
--------------------------------------------------------------------------------------------------------------------------
Security: 462044108
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: IO
ISIN: US4620441083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL C. JENNINGS Mgmt For For
JOHN N. SEITZ Mgmt Withheld Against
2. ADVISORY (NON-BINDING) VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLC AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM (INDEPENDENT
AUDITORS) FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
IPC THE HOSPITALIST COMPANY, INC Agenda Number: 933983822
--------------------------------------------------------------------------------------------------------------------------
Security: 44984A105
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: IPCM
ISIN: US44984A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ADAM D. SINGER, M.D. Mgmt For For
THOMAS P. COOPER, M.D. Mgmt For For
CHUCK TIMPE Mgmt For For
2. APPROVAL OF THE AMENDMENT TO THE Mgmt For For
CERTIFICATE OF INCORPORATION OF THE COMPANY
TO CONFER ON OUR BOARD OF DIRECTORS THE
ABILITY TO AMEND OUR BY-LAWS.
3. APPROVAL OF THE AMENDMENT TO THE BY-LAWS OF Mgmt Against Against
THE COMPANY TO ADD A DELAWARE EXCLUSIVE
FORUM PROVISION.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
5. SAY ON PAY - A NON-BINDING ADVISORY VOTE ON Mgmt For For
THE APPROVAL OF EXECUTIVE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
IRIDEX CORPORATION Agenda Number: 934011646
--------------------------------------------------------------------------------------------------------------------------
Security: 462684101
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: IRIX
ISIN: US4626841013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM M. MOORE Mgmt For For
GARRETT A. GARRETTSON Mgmt For For
JAMES B. HAWKINS Mgmt Withheld Against
SANFORD FITCH Mgmt For For
SCOTT A. SHUDA Mgmt For For
R. NAUMANN-ETIENNE Mgmt Withheld Against
2. TO RATIFY THE APPOINTMENT OF BURR PILGER Mgmt For For
MAYER, INC. AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 27, 2014.
3. TO APPROVE THE TERMS OF OUR 2008 EQUITY Mgmt For For
INCENTIVE PLAN ("2008 EIP") FOR THE
PURPOSES OF COMPLYING WITH 162(M) OF THE
INTERNAL REVENUE CODE OF 1986, AS AMENDED,
TO INCREASE THE SHARE RESERVE UNDER THE
2008 EIP AND TO MAKE CERTAIN OTHER
AMENDMENTS TO THE TERMS OF THE 2008 EIP
(THE "2008 EIP AMENDMENT").
4. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DESCRIBED IN THE
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
IRIDIUM COMMUNICATIONS, INC. Agenda Number: 933987010
--------------------------------------------------------------------------------------------------------------------------
Security: 46269C102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: IRDM
ISIN: US46269C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT H. NIEHAUS Mgmt For For
THOMAS C. CANFIELD Mgmt For For
PETER M. DAWKINS (RET.) Mgmt For For
MATTHEW J. DESCH Mgmt For For
THOMAS J. FITZPATRICK Mgmt For For
ALVIN B. KRONGARD Mgmt For For
ERIC T. OLSON (RET.) Mgmt For For
STEVEN B. PFEIFFER Mgmt For For
PARKER W. RUSH Mgmt For For
S. SCOTT SMITH Mgmt For For
BARRY J. WEST Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE SELECTION BY THE BOARD OF Mgmt For For
DIRECTORS OF ERNST & YOUNG LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
IROBOT CORPORATION Agenda Number: 933993619
--------------------------------------------------------------------------------------------------------------------------
Security: 462726100
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: IRBT
ISIN: US4627261005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GAIL DEEGAN Mgmt For For
ANDREA GEISSER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF THE FIRM OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 27, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. TO CONSIDER A STOCKHOLDER PROPOSAL ENTITLED Shr For
"SIMPLE MAJORITY VOTE".
--------------------------------------------------------------------------------------------------------------------------
ISLE OF CAPRI CASINOS, INC. Agenda Number: 933867410
--------------------------------------------------------------------------------------------------------------------------
Security: 464592104
Meeting Type: Annual
Meeting Date: 01-Oct-2013
Ticker: ISLE
ISIN: US4645921044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT S. GOLDSTEIN Mgmt For For
GREGORY J. KOZICZ Mgmt For For
JAMES B. PERRY Mgmt For For
02 ELECTION OF CLASS II DIRECTOR: BONNIE BIUMI Mgmt For For
03 TO RATIFY THE AUDIT COMMITTEE'S SELECTION Mgmt For For
OF ERNST & YOUNG, LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
IXYS CORPORATION Agenda Number: 933860377
--------------------------------------------------------------------------------------------------------------------------
Security: 46600W106
Meeting Type: Annual
Meeting Date: 30-Aug-2013
Ticker: IXYS
ISIN: US46600W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DONALD L. FEUCHT Mgmt For For
SAMUEL KORY Mgmt For For
S. JOON LEE Mgmt For For
TIMOTHY A. RICHARDSON Mgmt For For
JAMES M. THORBURN Mgmt For For
KENNETH D. WONG Mgmt For For
NATHAN ZOMMER Mgmt For For
2. TO APPROVE THE 2013 EQUITY INCENTIVE PLAN. Mgmt For For
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF THE COMPANY.
4. TO RATIFY THE SELECTION OF BDO USA, LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR ITS
FISCAL YEAR ENDING MARCH 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
J & J SNACK FOODS CORP. Agenda Number: 933913801
--------------------------------------------------------------------------------------------------------------------------
Security: 466032109
Meeting Type: Annual
Meeting Date: 18-Feb-2014
Ticker: JJSF
ISIN: US4660321096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VINCENT MELCHIORRE Mgmt Withheld Against
2. ADVISORY VOTE ON APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION PROGRAMS.
--------------------------------------------------------------------------------------------------------------------------
JOHN B. SANFILIPPO & SON, INC. Agenda Number: 933878879
--------------------------------------------------------------------------------------------------------------------------
Security: 800422107
Meeting Type: Annual
Meeting Date: 30-Oct-2013
Ticker: JBSS
ISIN: US8004221078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GOVERNOR JIM EDGAR Mgmt For For
ELLEN C. TAAFFE Mgmt For For
DANIEL M. WRIGHT Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
JOHN BEAN TECHNOLOGIES CORPORATION Agenda Number: 933956433
--------------------------------------------------------------------------------------------------------------------------
Security: 477839104
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: JBT
ISIN: US4778391049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS W. GIACOMINI Mgmt For For
POLLY B. KAWALEK Mgmt For For
2. APPROVE ON AN ADVISORY BASIS THE Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
3. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON OUTDOORS INC. Agenda Number: 933915855
--------------------------------------------------------------------------------------------------------------------------
Security: 479167108
Meeting Type: Annual
Meeting Date: 26-Feb-2014
Ticker: JOUT
ISIN: US4791671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TERRY E. LONDON Mgmt For For
JOHN M. FAHEY, JR. Mgmt For For
2. TO RATIFY THE APPOINTMENT OF MCGLADREY LLP, Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, AS AUDITORS OF THE COMPANY FOR ITS
FISCAL YEAR ENDING OCTOBER 3, 2014.
3. TO APPROVE A NON-BINDING ADVISORY PROPOSAL Mgmt For For
ON EXECUTIVE COMPENSATION.
4. TO ADOPT AND APPROVE THE JOHNSON OUTDOORS Mgmt For For
INC. WORLDWIDE KEY EXECUTIVES'
DISCRETIONARY BONUS PLAN.
--------------------------------------------------------------------------------------------------------------------------
JOURNAL COMMUNICATIONS, INC. Agenda Number: 933944274
--------------------------------------------------------------------------------------------------------------------------
Security: 481130102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: JRN
ISIN: US4811301021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN J. SMITH Mgmt For For
MARY ELLEN STANEK Mgmt For For
OWEN J. SULLIVAN Mgmt For For
2. NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
28, 2014
--------------------------------------------------------------------------------------------------------------------------
K12 INC Agenda Number: 933897160
--------------------------------------------------------------------------------------------------------------------------
Security: 48273U102
Meeting Type: Annual
Meeting Date: 05-Dec-2013
Ticker: LRN
ISIN: US48273U1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CRAIG R. BARRETT Mgmt For For
GUILLERMO BRON Mgmt For For
ADAM L. COHN Mgmt For For
NATHANIEL A. DAVIS Mgmt For For
JOHN M. ENGLER Mgmt For For
STEVEN B. FINK Mgmt For For
MARY H. FUTRELL Mgmt For For
RONALD J. PACKARD Mgmt For For
JON Q. REYNOLDS, JR. Mgmt For For
ANDREW H. TISCH Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt Against Against
3. RATIFICATION OF BDO USA, LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2014
--------------------------------------------------------------------------------------------------------------------------
KAISER ALUMINUM CORPORATION Agenda Number: 934011773
--------------------------------------------------------------------------------------------------------------------------
Security: 483007704
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: KALU
ISIN: US4830077040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CAROLYN BARTHOLOMEW Mgmt For For
JACK A. HOCKEMA Mgmt For For
LAURALEE E. MARTIN Mgmt For For
BRETT E. WILCOX Mgmt For For
2. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT
3. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
--------------------------------------------------------------------------------------------------------------------------
KAMAN CORPORATION Agenda Number: 933927189
--------------------------------------------------------------------------------------------------------------------------
Security: 483548103
Meeting Type: Annual
Meeting Date: 16-Apr-2014
Ticker: KAMN
ISIN: US4835481031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
BRIAN E. BARENTS Mgmt For For
GEORGE E. MINNICH Mgmt For For
THOMAS W. RABAUT Mgmt For For
2 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
--------------------------------------------------------------------------------------------------------------------------
KAPSTONE PAPER & PACKAGING CORPORATION Agenda Number: 933950001
--------------------------------------------------------------------------------------------------------------------------
Security: 48562P103
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: KS
ISIN: US48562P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN M. CHAPMAN Mgmt For For
RONALD J. GIDWITZ Mgmt For For
MATTHEW KAPLAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION..
4. APPROVAL OF THE COMPANY'S 2014 INCENTIVE Mgmt For For
PLAN.
--------------------------------------------------------------------------------------------------------------------------
KB HOME Agenda Number: 933924816
--------------------------------------------------------------------------------------------------------------------------
Security: 48666K109
Meeting Type: Annual
Meeting Date: 03-Apr-2014
Ticker: KBH
ISIN: US48666K1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1B. ELECTION OF DIRECTOR: TIMOTHY W. FINCHEM Mgmt For For
1C. ELECTION OF DIRECTOR: DR. THOMAS W. Mgmt For For
GILLIGAN
1D. ELECTION OF DIRECTOR: KENNETH M. JASTROW, Mgmt For For
II
1E. ELECTION OF DIRECTOR: ROBERT L. JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: MELISSA LORA Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL G. MCCAFFERY Mgmt For For
1H. ELECTION OF DIRECTOR: JEFFREY T. MEZGER Mgmt For For
1I. ELECTION OF DIRECTOR: LUIS G. NOGALES Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL M. WOOD Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. APPROVE THE KB HOME 2014 EQUITY INCENTIVE Mgmt For For
PLAN.
4. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS KB HOME'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
NOVEMBER 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
KCG HOLDINGS, INC. Agenda Number: 933981474
--------------------------------------------------------------------------------------------------------------------------
Security: 48244B100
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: KCG
ISIN: US48244B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DANIEL COLEMAN Mgmt For For
1.2 ELECTION OF DIRECTOR: CHARLES E. HALDEMAN, Mgmt For For
JR.
1.3 ELECTION OF DIRECTOR: RENE KERN Mgmt For For
1.4 ELECTION OF DIRECTOR: JAMES T. MILDE Mgmt For For
1.5 ELECTION OF DIRECTOR: JOHN C. (HANS) MORRIS Mgmt For For
1.6 ELECTION OF DIRECTOR: DANIEL F. SCHMITT Mgmt For For
1.7 ELECTION OF DIRECTOR: STEPHEN SCHULER Mgmt For For
1.8 ELECTION OF DIRECTOR: LAURIE M. SHAHON Mgmt For For
1.9 ELECTION OF DIRECTOR: DANIEL TIERNEY Mgmt For For
2. ADVISORY (NON-BINDING) VOTE ON EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RE-APPROVAL OF THE KCG HOLDINGS, INC. Mgmt For For
AMENDED AND RESTATED EXECUTIVE INCENTIVE
PLAN.
4. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
KEARNY FINANCIAL CORP. Agenda Number: 933877497
--------------------------------------------------------------------------------------------------------------------------
Security: 487169104
Meeting Type: Annual
Meeting Date: 31-Oct-2013
Ticker: KRNY
ISIN: US4871691048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN J. MAZUR, JR. Mgmt For For
MATTHEW T. MCCLANE Mgmt Withheld Against
JOHN F. MCGOVERN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF BDO USA, Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITOR
FOR THE FISCAL YEAR ENDING JUNE 30, 2014
--------------------------------------------------------------------------------------------------------------------------
KEMET CORPORATION Agenda Number: 933853295
--------------------------------------------------------------------------------------------------------------------------
Security: 488360207
Meeting Type: Annual
Meeting Date: 25-Jul-2013
Ticker: KEM
ISIN: US4883602074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JACOB KOTZUBEI Mgmt For For
1.2 ELECTION OF DIRECTOR: ROBERT G. PAUL Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 31, 2014.
3. ADVISORY APPROVAL OF THE COMPENSATION PAID Mgmt For For
TO THE NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
KENNEDY-WILSON HOLDINGS, INC. Agenda Number: 934017131
--------------------------------------------------------------------------------------------------------------------------
Security: 489398107
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: KW
ISIN: US4893981070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JERRY SOLOMON Mgmt For For
DAVID A. MINELLA Mgmt For For
2. TO APPROVE THE AMENDMENT OF THE COMPANY'S Mgmt For For
SECOND AND AMENDED RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBERS OF
SHARES OF COMMON STOCK WHICH THE COMPANY IS
AUTHORIZED TO ISSUE FROM 125,000,000 SHARES
TO 200,000,000 SHARES.
3. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt Against Against
AMENDED AND RESTATED 2009 EQUITY
PARTICIPATION PLAN TO INCREASE THE NUMBER
OF SHARES OF THE COMPANY'S COMMON STOCK
AVAILABLE FOR AWARDS THEREUNDER BY AN
ADDITIONAL 6,000,000 SHARES.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR.
5. TO VOTE ON AN ADVISORY (NON-BINDING) Mgmt Against Against
PROPOSAL TO APPROVE THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
KEY ENERGY SERVICES, INC. Agenda Number: 933938839
--------------------------------------------------------------------------------------------------------------------------
Security: 492914106
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: KEG
ISIN: US4929141061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM D. FERTIG Mgmt Against Against
1B. ELECTION OF DIRECTOR: ROBERT K. REEVES Mgmt For For
1C. ELECTION OF DIRECTOR: MARK H. ROSENBERG Mgmt For For
2. TO APPROVE THE ADOPTION OF THE KEY ENERGY Mgmt Against Against
SERVICES, INC. 2014 EQUITY AND CASH
INCENTIVE PLAN.
3. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
GRANT THORNTON LLP, AN INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, AS THE
COMPANY'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
KEY TRONIC CORPORATION Agenda Number: 933881129
--------------------------------------------------------------------------------------------------------------------------
Security: 493144109
Meeting Type: Annual
Meeting Date: 24-Oct-2013
Ticker: KTCC
ISIN: US4931441095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES R. BEAN Mgmt For For
CRAIG D. GATES Mgmt For For
RONALD F. KLAWITTER Mgmt For For
YACOV A. SHAMASH Mgmt For For
PATRICK SWEENEY Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
AS DISCLOSED IN "COMPENSATION DISCUSSION
AND ANALYSIS" AND "EXECUTIVE COMPENSATION"
IN THE PROXY STATEMENT.
3. ADVISORY VOTE ON THE FUTURE FREQUENCY OF AN Mgmt 1 Year Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF BDO USA, Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
KEYNOTE SYSTEMS, INC. Agenda Number: 933860543
--------------------------------------------------------------------------------------------------------------------------
Security: 493308100
Meeting Type: Special
Meeting Date: 21-Aug-2013
Ticker: KEYN
ISIN: US4933081006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO CONSIDER & VOTE ON A PROPOSAL TO ADOPT Mgmt For For
THE AGREEMENT & PLAN OF MERGER, (AS IT MAY
BE AMENDED FROM TIME TO TIME IN ACCORDANCE
WITH ITS TERMS), PURSUANT TO WHICH HAWAII
MERGER CORP, INC., A WHOLLY-OWNED
SUBSIDIARY OF HAWAII PARENT CORP, INC.,
WILL MERGE WITH & INTO THE COMPANY, WITH
THE COMPANY SURVIVING THE MERGER AS A
WHOLLY-OWNED SUBSIDIARY OF HAWAII PARENT
CORP., INC.
2. TO CONSIDER AND VOTE ON A PROPOSAL TO Mgmt For For
APPROVE THE NON-BINDING APPROVAL REGARDING
THE COMPENSATION ARRANGEMENTS OF CERTAIN
EXECUTIVES.
3. TO VOTE TO ADJOURN THE SPECIAL MEETING IF Mgmt For For
NECESSARY OR APPROPRIATE (E.G., TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO ESTABLISH A QUORUM OR TO COMPLY
WITH APPLICABLE LAW OR ORDER OR A REQUEST
FROM THE SEC OR ITS STAFF).
--------------------------------------------------------------------------------------------------------------------------
KFORCE INC. Agenda Number: 933939742
--------------------------------------------------------------------------------------------------------------------------
Security: 493732101
Meeting Type: Annual
Meeting Date: 10-Apr-2014
Ticker: KFRC
ISIN: US4937321010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN N. ALLRED Mgmt For For
RICHARD M. COCCHIARO Mgmt For For
A. GORDON TUNSTALL Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS KFORCE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. APPROVE KFORCE'S EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KIMBALL INTERNATIONAL, INC. Agenda Number: 933870342
--------------------------------------------------------------------------------------------------------------------------
Security: 494274103
Meeting Type: Annual
Meeting Date: 15-Oct-2013
Ticker: KBALB
ISIN: US4942741038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JACK R. WENTWORTH Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KINDRED HEALTHCARE, INC. Agenda Number: 933970154
--------------------------------------------------------------------------------------------------------------------------
Security: 494580103
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: KND
ISIN: US4945801037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOEL ACKERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: JONATHAN D. BLUM Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS P. COOPER, Mgmt For For
M.D.
1D. ELECTION OF DIRECTOR: PAUL J. DIAZ Mgmt For For
1E. ELECTION OF DIRECTOR: HEYWARD R. DONIGAN Mgmt For For
1F. ELECTION OF DIRECTOR: RICHARD GOODMAN Mgmt For For
1G. ELECTION OF DIRECTOR: CHRISTOPHER T. HJELM Mgmt For For
1H. ELECTION OF DIRECTOR: FREDERICK J. KLEISNER Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN H. SHORT, PH.D. Mgmt For For
1J. ELECTION OF DIRECTOR: PHYLLIS R. YALE Mgmt For For
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPANY'S EXECUTIVE COMPENSATION
PROGRAM
3. PROPOSAL TO APPROVE THE KINDRED HEALTHCARE, Mgmt For For
INC. 2011 STOCK INCENTIVE PLAN, AMENDED AND
RESTATED
4. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP ... (DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
5. SHAREHOLDER PROPOSAL TO REQUEST THE BOARD Shr For Against
OF DIRECTORS TO TAKE THOSE ACTIONS
DESCRIBED IN "PROPOSAL 5. SHAREHOLDER
PROPOSAL" IN THE ACCOMPANYING PROXY
STATEMENT
--------------------------------------------------------------------------------------------------------------------------
KIRKLAND'S, INC. Agenda Number: 934016545
--------------------------------------------------------------------------------------------------------------------------
Security: 497498105
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: KIRK
ISIN: US4974981056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT E. ALDERSON Mgmt For For
CARL T. KIRKLAND Mgmt For For
2 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2014.
3 TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
COMPENSATION FOR OUR NAMED EXECUTIVE
OFFICERS.
4 SHAREHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTING IN UNCONTESTED DIRECTOR ELECTIONS.
--------------------------------------------------------------------------------------------------------------------------
KMG CHEMICALS, INC. Agenda Number: 933901464
--------------------------------------------------------------------------------------------------------------------------
Security: 482564101
Meeting Type: Annual
Meeting Date: 17-Dec-2013
Ticker: KMG
ISIN: US4825641016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
GERALD G. ERMENTROUT Mgmt For For
CHRISTOPHER T. FRASER Mgmt For For
GEORGE W. GILMAN Mgmt For For
JOHN C. HUNTER, III Mgmt For For
FRED C. LEONARD, III Mgmt For For
STEPHEN A. THORINGTON Mgmt For For
KAREN A. TWITCHELL Mgmt For For
2 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE INDEPENDENT AUDITORS OF THE
COMPANY.
3 PROPOSAL TO APPROVE, BY NON-BINDING VOTE, Mgmt For For
OUR EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
KNIGHT TRANSPORTATION, INC. Agenda Number: 933962145
--------------------------------------------------------------------------------------------------------------------------
Security: 499064103
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: KNX
ISIN: US4990641031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DONALD A. BLISS Mgmt Withheld Against
RICHARD C. KRAEMER Mgmt Withheld Against
RICHARD J. LEHMANN Mgmt Withheld Against
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
KNOLL, INC. Agenda Number: 933963678
--------------------------------------------------------------------------------------------------------------------------
Security: 498904200
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: KNL
ISIN: US4989042001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANDREW B. COGAN Mgmt For For
STEPHEN F. FISHER Mgmt For For
SARAH E. NASH Mgmt For For
2. TO RATIFY SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
KONA GRILL, INC. Agenda Number: 933964909
--------------------------------------------------------------------------------------------------------------------------
Security: 50047H201
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: KONA
ISIN: US50047H2013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BERKE BAKAY Mgmt For For
RICHARD J. HAUSER Mgmt For For
02 PROPOSAL TO APPROVE THE RATIFICATION OF THE Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
KOPIN CORPORATION Agenda Number: 933956609
--------------------------------------------------------------------------------------------------------------------------
Security: 500600101
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: KOPN
ISIN: US5006001011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN C.C. FAN Mgmt For For
JAMES K. BREWINGTON Mgmt Withheld Against
DAVID E. BROOK Mgmt For For
ANDREW H. CHAPMAN Mgmt For For
MORTON COLLINS Mgmt For For
CHI CHIA HSIEH Mgmt For For
MICHAEL J. LANDINE Mgmt For For
2 PROPOSAL TO AMEND THE COMPANY'S 2010 EQUITY Mgmt For For
INCENTIVE PLAN.
3 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY.
4 AN ADVISORY VOTE TO APPROVE THE Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
KOPPERS HOLDINGS INC. Agenda Number: 933958792
--------------------------------------------------------------------------------------------------------------------------
Security: 50060P106
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: KOP
ISIN: US50060P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CYNTHIA A. BALDWIN Mgmt For For
ALBERT J. NEUPAVER Mgmt For For
WALTER W. TURNER Mgmt For For
2. PROPOSAL TO AMEND OUR AMENDED AND RESTATED Mgmt For For
ARTICLES OF INCORPORATION TO DECLASSIFY THE
BOARD OF DIRECTORS
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. PROPOSAL TO RATIFY THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2014
5. PROPOSAL TO APPROVE OUR AMENDED AND Mgmt For For
RESTATED 2005 LONG TERM INCENTIVE PLAN
6. PROPOSAL TO AMEND OUR AMENDED AND RESTATED Mgmt For For
BYLAWS TO IMPLEMENT A MAJORITY VOTE
STANDARD FOR THE ELECTION OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
KORN/FERRY INTERNATIONAL Agenda Number: 933867307
--------------------------------------------------------------------------------------------------------------------------
Security: 500643200
Meeting Type: Annual
Meeting Date: 26-Sep-2013
Ticker: KFY
ISIN: US5006432000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 AMENDMENT AND RESTATEMENT OF THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO DECLASSIFY
THE BOARD AND PROVIDE FOR ANNUAL ELECTIONS
OF ALL DIRECTORS COMMENCING WITH THE 2013
ANNUAL STOCKHOLDER MEETING.
2 DIRECTOR
GARY D. BURNISON Mgmt For For
WILLIAM FLOYD Mgmt For For
JERRY LEAMON Mgmt For For
EDWARD D. MILLER Mgmt For For
DEBRA J. PERRY Mgmt For For
GERHARD SCHULMEYER Mgmt For For
GEORGE T. SHAHEEN Mgmt For For
HARRY L. YOU Mgmt For For
GARY D. BURNISON* Mgmt For For
EDWARD D. MILLER* Mgmt For For
4 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY'S 2014 FISCAL YEAR.
5 PROPOSAL TO APPROVE THE ADVISORY Mgmt Against Against
(NON-BINDING) RESOLUTION REGARDING
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
KRATON PERFORMANCE POLYMERS, INC. Agenda Number: 933987387
--------------------------------------------------------------------------------------------------------------------------
Security: 50077C106
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: KRA
ISIN: US50077C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DOMINIQUE FOURNIER Mgmt For For
JOHN J. GALLAGHER III Mgmt For For
FRANCIS S. KALMAN Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF NAMED Mgmt Against Against
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
KRATOS DEFENSE & SEC SOLUTIONS, INC. Agenda Number: 933983303
--------------------------------------------------------------------------------------------------------------------------
Security: 50077B207
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: KTOS
ISIN: US50077B2079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: SCOTT ANDERSON Mgmt For For
1.2 ELECTION OF DIRECTOR: BANDEL CARANO Mgmt For For
1.3 ELECTION OF DIRECTOR: ERIC DEMARCO Mgmt For For
1.4 ELECTION OF DIRECTOR: WILLIAM HOGLUND Mgmt For For
1.5 ELECTION OF DIRECTOR: SCOT JARVIS Mgmt For For
1.6 ELECTION OF DIRECTOR: JANE JUDD Mgmt For For
1.7 ELECTION OF DIRECTOR: SAMUEL LIBERATORE Mgmt For For
2 TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 28, 2014.
3 TO APPROVE THE ADOPTION OF THE COMPANY'S Mgmt For For
2014 EQUITY INCENTIVE PLAN.
4 AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
KRISPY KREME DOUGHNUTS, INC. Agenda Number: 934003106
--------------------------------------------------------------------------------------------------------------------------
Security: 501014104
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: KKD
ISIN: US5010141043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. STEPHEN LYNN Mgmt Withheld Against
MICHAEL H. SUTTON Mgmt Withheld Against
LIZANNE THOMAS Mgmt Withheld Against
2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED
IN OUR 2014 PROXY STATEMENT.
3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR ITS FISCAL YEAR ENDING FEBRUARY 1,
2015.
--------------------------------------------------------------------------------------------------------------------------
KULICKE & SOFFA INDUSTRIES, INC. Agenda Number: 933909408
--------------------------------------------------------------------------------------------------------------------------
Security: 501242101
Meeting Type: Annual
Meeting Date: 18-Feb-2014
Ticker: KLIC
ISIN: US5012421013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MR. MACDONELL ROEHM, JR Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP (SINGAPORE) AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 27, 2014.
3. TO APPROVE, ON A NON-BINDING BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
KVH INDUSTRIES, INC. Agenda Number: 934009184
--------------------------------------------------------------------------------------------------------------------------
Security: 482738101
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: KVHI
ISIN: US4827381017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF CLASS III DIRECTOR: ROBERT W.B. Mgmt For For
KITS VAN HEYNINGEN
1.2 ELECTION OF CLASS III DIRECTOR: BRUCE J. Mgmt For For
RYAN
2. APPROVAL OF A NON-BINDING "SAY ON PAY" VOTE Mgmt For For
REGARDING THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
L.B. FOSTER COMPANY Agenda Number: 933966066
--------------------------------------------------------------------------------------------------------------------------
Security: 350060109
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: FSTR
ISIN: US3500601097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT P. BAUER Mgmt Withheld Against
LEE B. FOSTER II Mgmt Withheld Against
PETER MCILROY II Mgmt Withheld Against
G. THOMAS MCKANE Mgmt Withheld Against
DIANE B. OWEN Mgmt Withheld Against
WILLIAM H. RACKOFF Mgmt Withheld Against
SUZANNE B. ROWLAND Mgmt Withheld Against
2 RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3 ADVISORY APPROVAL OF THE COMPENSATION PAID Mgmt For For
TO THE COMPANY'S NAMED EXECUTIVE OFFICERS
IN 2013.
--------------------------------------------------------------------------------------------------------------------------
LA-Z-BOY INCORPORATED Agenda Number: 933856570
--------------------------------------------------------------------------------------------------------------------------
Security: 505336107
Meeting Type: Annual
Meeting Date: 21-Aug-2013
Ticker: LZB
ISIN: US5053361078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KURT L. DARROW Mgmt For For
JOHN H. FOSS Mgmt For For
RICHARD M. GABRYS Mgmt For For
JANET L. GURWITCH Mgmt For For
DAVID K. HEHL Mgmt For For
EDWIN J. HOLMAN Mgmt For For
JANET E. KERR Mgmt For For
MICHAEL T. LAWTON Mgmt For For
H. GEORGE LEVY, MD Mgmt For For
W. ALAN MCCOLLOUGH Mgmt For For
DR. NIDO R. QUBEIN Mgmt For For
2. BOARD'S PROPOSAL TO APPROVE THE AMENDED AND Mgmt For For
RESTATED 2010 OMNIBUS INCENTIVE PLAN.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS SET FORTH IN THE
PROXY STATEMENT.
4. BOARD'S PROPOSAL TO RATIFY Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
LADENBURG THALMANN FINL SVCS INC. Agenda Number: 934027079
--------------------------------------------------------------------------------------------------------------------------
Security: 50575Q102
Meeting Type: Annual
Meeting Date: 25-Jun-2014
Ticker: LTS
ISIN: US50575Q1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HENRY C. BEINSTEIN Mgmt For For
PHILLIP FROST, M.D. Mgmt Withheld Against
BRIAN S. GENSON Mgmt For For
SAUL GILINSKI Mgmt For For
DMITRY KOLOSOV Mgmt For For
DR. RICHARD M. KRASNO Mgmt For For
RICHARD J. LAMPEN Mgmt For For
HOWARD M. LORBER Mgmt For For
JEFFREY S. PODELL Mgmt For For
RICHARD J. ROSENSTOCK Mgmt For For
JACQUELINE M. SIMKIN Mgmt For For
MARK ZEITCHICK Mgmt For For
2. APPROVAL OF AN ADVISORY RESOLUTION Mgmt For For
REGARDING THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS ("SAY ON PAY").
3. APPROVAL OF AN AMENDMENT TO OUR ARTICLES OF Mgmt For For
INCORPORATION TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK AUTHORIZED FOR
ISSUANCE FROM 600,000,000 TO 800,000,000.
4. APPROVAL OF OUR AMENDED AND RESTATED 2009 Mgmt Against Against
INCENTIVE COMPENSATION PLAN.
5. APPROVAL OF RATIFICATION OF THE APPOINTMENT Mgmt For For
OF EISNERAMPER LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
LAKELAND BANCORP, INC. Agenda Number: 934024201
--------------------------------------------------------------------------------------------------------------------------
Security: 511637100
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: LBAI
ISIN: US5116371007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROGER BOSMA Mgmt For For
MARK J. FREDERICKS Mgmt For For
JANETH C. HENDERSHOT Mgmt For For
R.B. NICHOLSON, III Mgmt For For
EDWARD B. DEUTSCH Mgmt Withheld Against
THOMAS J. MARINO Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. TO APPROVE THE MATERIAL TERMS OF THE Mgmt Against Against
SECTION 162(M) PERFORMANCE GOALS FOR AWARDS
UNDER THE AMENDED AND RESTATED 2009 EQUITY
COMPENSATION PROGRAM.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
EXECUTIVE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS DESCRIBED IN
THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
LAKELAND FINANCIAL CORPORATION Agenda Number: 933928775
--------------------------------------------------------------------------------------------------------------------------
Security: 511656100
Meeting Type: Annual
Meeting Date: 08-Apr-2014
Ticker: LKFN
ISIN: US5116561003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BLAKE W. AUGSBURGER Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD E. BARTELS, Mgmt For For
JR.
1C ELECTION OF DIRECTOR: THOMAS A. HIATT Mgmt For For
1D ELECTION OF DIRECTOR: MICHAEL L. KUBACKI Mgmt For For
1E ELECTION OF DIRECTOR: CHARLES E. NIEMIER Mgmt For For
1F ELECTION OF DIRECTOR: STEVEN D. ROSS Mgmt For For
1G ELECTION OF DIRECTOR: BRIAN J. SMITH Mgmt For For
1H ELECTION OF DIRECTOR: BRADLEY J. TOOTHAKER Mgmt For For
1I ELECTION OF DIRECTOR: RONALD D. TRUEX Mgmt For For
1J ELECTION OF DIRECTOR: M. SCOTT WELCH Mgmt For For
2 APPROVAL, BY NON-BINDING VOTE, OF THE Mgmt For For
COMPANY'S COMPENSATION OF CERTAIN EXECUTIVE
OFFICERS.
3 RATIFY THE APPOINTMENT OF CROWE HORWATH LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
LANDAUER, INC. Agenda Number: 933915437
--------------------------------------------------------------------------------------------------------------------------
Security: 51476K103
Meeting Type: Annual
Meeting Date: 20-Feb-2014
Ticker: LDR
ISIN: US51476K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. CRONIN Mgmt For For
WILLIAM G. DEMPSEY Mgmt For For
WILLIAM E. SAXELBY Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2014.
3. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt Against Against
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
LANDEC CORPORATION Agenda Number: 933875633
--------------------------------------------------------------------------------------------------------------------------
Security: 514766104
Meeting Type: Annual
Meeting Date: 10-Oct-2013
Ticker: LNDC
ISIN: US5147661046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DEAN HOLLIS Mgmt For For
ROBERT TOBIN Mgmt For For
NICHOLAS TOMPKINS Mgmt For For
TONIA PANKOPF Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING MAY 25, 2014.
3. APPROVAL OF THE 2013 STOCK INCENTIVE PLAN. Mgmt For For
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
LANNETT COMPANY, INC. Agenda Number: 933911580
--------------------------------------------------------------------------------------------------------------------------
Security: 516012101
Meeting Type: Annual
Meeting Date: 22-Jan-2014
Ticker: LCI
ISIN: US5160121019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY FARBER Mgmt For For
ARTHUR BEDROSIAN Mgmt For For
JAMES MAHER Mgmt For For
DAVID DRABIK Mgmt For For
PAUL TAVEIRA Mgmt For For
2. PROPOSAL TO RATIFY THE SELECTION OF GRANT Mgmt For For
THORNTON, LLP AS INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING JUNE 30, 2014.
3. PROPOSAL TO APPROVE THE 2014 LONG-TERM Mgmt For For
INCENTIVE PLAN.
4. PROPOSAL TO AMEND THE CERTIFICATE OF Mgmt For For
INCORPORATION, AS AMENDED, TO INCREASE THE
SHARES OF COMMON STOCK AUTHORIZED TO BE
ISSUED FROM 50 MILLION TO 100 MILLION.
--------------------------------------------------------------------------------------------------------------------------
LATTICE SEMICONDUCTOR CORPORATION Agenda Number: 933941521
--------------------------------------------------------------------------------------------------------------------------
Security: 518415104
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: LSCC
ISIN: US5184151042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DARIN G. BILLERBECK Mgmt For For
PATRICK S. JONES Mgmt For For
ROBIN A. ABRAMS Mgmt For For
JOHN BOURGOIN Mgmt For For
BALAJI KRISHNAMURTHY Mgmt For For
ROBERT R. HERB Mgmt For For
MARK E. JENSEN Mgmt For For
2. TO APPROVE THE COMPANY'S AMENDED 2013 Mgmt For For
INCENTIVE PLAN
3. TO APPROVE THE COMPANY'S AMENDED 2011 Mgmt For For
NON-EMPLOYEE DIRECTOR EQUITY INCENTIVE PLAN
4. TO APPROVE, AS AN ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
5. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 3, 2015
--------------------------------------------------------------------------------------------------------------------------
LAYNE CHRISTENSEN COMPANY Agenda Number: 934020784
--------------------------------------------------------------------------------------------------------------------------
Security: 521050104
Meeting Type: Annual
Meeting Date: 06-Jun-2014
Ticker: LAYN
ISIN: US5210501046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
DAVID A.B. BROWN Mgmt For For
J. SAMUEL BUTLER Mgmt For For
ROBERT R. GILMORE Mgmt For For
JOHN T. NESSER III Mgmt For For
NELSON OBUS Mgmt For For
RENE J. ROBICHAUD Mgmt For For
2 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
3 PROPOSAL TO AMEND AND RESTATE THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF THE
COMPANY'S COMMON STOCK BY 30,000,000 SHARES
AND DELETE OBSOLETE PROVISIONS.
4 PROPOSAL TO AMEND THE COMPANY'S 2006 EQUITY Mgmt Against Against
INCENTIVE PLAN TO INCREASE THE NUMBER OF
SHARES AVAILABLE FOR ISSUANCE UNDER THE
2006 EQUITY INCENTIVE PLAN, AUTHORIZE THE
ISSUANCE OF A NEW FORM OF AWARD AND EXTEND
THE EXPIRATION DATE OF THE 2006 EQUITY
INCENTIVE PLAN TO JUNE 6, 2024.
5 PROPOSAL TO RATIFY THE SELECTION OF THE Mgmt For For
ACCOUNTING FIRM OF DELOITTE & TOUCHE LLP AS
LAYNE CHRISTENSEN'S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING JANUARY 31,
2015.
--------------------------------------------------------------------------------------------------------------------------
LEAPFROG ENTERPRISES, INC. Agenda Number: 933994116
--------------------------------------------------------------------------------------------------------------------------
Security: 52186N106
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: LF
ISIN: US52186N1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JOHN BARBOUR Mgmt For For
WILLIAM B. CHIASSON Mgmt For For
THOMAS J. KALINSKE Mgmt Withheld Against
STANLEY E. MARON Mgmt For For
E. STANTON MCKEE, JR. Mgmt For For
JOANNA REES Mgmt For For
RANDY O. RISSMAN Mgmt For For
CADEN C. WANG Mgmt For For
2 RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF OUR BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP, AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR FISCAL YEAR ENDING DECEMBER
31, 2014.
3 APPROVAL, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
OF THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
LEMAITRE VASCULAR, INC. Agenda Number: 934001443
--------------------------------------------------------------------------------------------------------------------------
Security: 525558201
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: LMAT
ISIN: US5255582018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN A. ROUSH Mgmt For For
MICHAEL H. THOMAS Mgmt For For
2. TO RATIFY ERNST & YOUNG LLP AS OUR Mgmt For For
REGISTERED INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
LHC GROUP, INC. Agenda Number: 934010505
--------------------------------------------------------------------------------------------------------------------------
Security: 50187A107
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: LHCG
ISIN: US50187A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEITH G. MYERS Mgmt For For
GEORGE A. LEWIS Mgmt For For
C.S. SHACKELTON Mgmt For For
2. TO ADOPT, ON AN ADVISORY BASIS, A Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
THE NAMED EXECUTIVE OFFICERS.
3. THE RATIFICATION OF THE SELECTION OF KPMG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
LIBBEY INC. Agenda Number: 933955998
--------------------------------------------------------------------------------------------------------------------------
Security: 529898108
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: LBY
ISIN: US5298981086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM A. FOLEY Mgmt For For
THEO KILLION Mgmt For For
DEBORAH G. MILLER Mgmt For For
2. APPROVE, BY NON-BINDING VOTE, 2013 Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS LIBBEY'S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2014.
--------------------------------------------------------------------------------------------------------------------------
LIFETIME BRANDS, INC. Agenda Number: 934021041
--------------------------------------------------------------------------------------------------------------------------
Security: 53222Q103
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: LCUT
ISIN: US53222Q1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY SIEGEL Mgmt For For
RONALD SHIFTAN Mgmt For For
CRAIG PHILLIPS Mgmt For For
DAVID E.R. DANGOOR Mgmt For For
MICHAEL JEARY Mgmt For For
JOHN KOEGEL Mgmt For For
CHERRIE NANNINGA Mgmt For For
DENNIS E. REAVES Mgmt For For
MICHAEL J. REGAN Mgmt For For
WILLIAM U. WESTERFIELD Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LIFEWAY FOODS, INC. Agenda Number: 934005833
--------------------------------------------------------------------------------------------------------------------------
Security: 531914109
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: LWAY
ISIN: US5319141090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LUDMILA SMOLYANSKY Mgmt Withheld Against
JULIE SMOLYANSKY Mgmt Withheld Against
POL SIKAR Mgmt Withheld Against
RENZO BERNARDI Mgmt Withheld Against
GUSTAVO CARLOS VALLE Mgmt Withheld Against
PAUL LEE Mgmt Withheld Against
JASON SCHER Mgmt For For
2 THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PLANTE & MORAN, PLLC, AS INDEPENDENT
AUDITORS FOR THE NEXT FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
LIGAND PHARMACEUTICALS INCORPORATED Agenda Number: 933990310
--------------------------------------------------------------------------------------------------------------------------
Security: 53220K504
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: LGND
ISIN: US53220K5048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JASON M. ARYEH Mgmt For For
TODD C. DAVIS Mgmt For For
JOHN L. HIGGINS Mgmt For For
DAVID M. KNOTT Mgmt For For
JOHN W. KOZARICH Mgmt For For
JOHN L. LAMATTINA Mgmt For For
SUNIL PATEL Mgmt For For
STEPHEN L. SABBA Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED ACCOUNTING FIRM.
3. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Shr Against For
OF A STOCKHOLDER PROPOSAL REGARDING THE
ENGAGEMENT OF AN INVESTMENT BANKING FIRM TO
EFFECTUATE A SPIN-OFF OF THE COMPANY'S
CHEMICAL ENTITY RESEARCH & DEVELOPMENT
BUSINESS INTO A SEPARATELY TRADED PUBLIC
COMPANY.
--------------------------------------------------------------------------------------------------------------------------
LIMELIGHT NETWORKS, INC. Agenda Number: 933996223
--------------------------------------------------------------------------------------------------------------------------
Security: 53261M104
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: LLNW
ISIN: US53261M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WALTER D. AMARAL Mgmt For For
GRAY HALL Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. TO VOTE FOR AND APPROVE, ON A NON-BINDING, Mgmt Against Against
ADVISORY BASIS, THE COMPENSATION OF THE
NAMED EXECUTIVE OFFICERS OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
LIMONEIRA COMPANY Agenda Number: 933926745
--------------------------------------------------------------------------------------------------------------------------
Security: 532746104
Meeting Type: Annual
Meeting Date: 25-Mar-2014
Ticker: LMNR
ISIN: US5327461043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALLAN M. PINKERTON Mgmt For For
ALAN M. TEAGUE Mgmt For For
ROBERT M. SAWYER Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF LIMONEIRA COMPANY FOR
THE YEAR ENDING OCTOBER 31, 2014.
3. ADVISORY VOTE FOR THE APPROVAL OF THE Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
LIN MEDIA LLC Agenda Number: 933978693
--------------------------------------------------------------------------------------------------------------------------
Security: 532771102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: LIN
ISIN: US5327711025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER S. BRODSKY Mgmt For For
DOUGLAS W. MCCORMICK Mgmt For For
MICHAEL A. PAUSIC Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF LIN MEDIA LLC FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LIN TV CORP. Agenda Number: 933855794
--------------------------------------------------------------------------------------------------------------------------
Security: 532774106
Meeting Type: Special
Meeting Date: 30-Jul-2013
Ticker: TVL
ISIN: US5327741063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF FEBRUARY 12, 2013, BY AND
BETWEEN LIN TV CORP. AND LIN MEDIA LLC (AS
IT MAY BE AMENDED FROM TIME TO TIME, THE
"MERGER AGREEMENT"), AND TO APPROVE THE
TRANSACTIONS CONTEMPLATED BY THE MERGER
AGREEMENT, INCLUDING THE MERGER, ON THE
TERMS SET FORTH IN THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
LINCOLN EDUCATIONAL SERVICES CORPORATION Agenda Number: 933962032
--------------------------------------------------------------------------------------------------------------------------
Security: 533535100
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: LINC
ISIN: US5335351004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALVIN O. AUSTIN Mgmt For For
PETER S. BURGESS Mgmt For For
JAMES J. BURKE, JR. Mgmt For For
CELIA H. CURRIN Mgmt For For
PAUL E. GLASKE Mgmt For For
CHARLES F. KALMBACH Mgmt For For
SHAUN E. MCALMONT Mgmt For For
ALEXIS P. MICHAS Mgmt For For
J. BARRY MORROW Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP TO SERVE AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
LINDSAY CORPORATION Agenda Number: 933909814
--------------------------------------------------------------------------------------------------------------------------
Security: 535555106
Meeting Type: Annual
Meeting Date: 27-Jan-2014
Ticker: LNN
ISIN: US5355551061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL N. CHRISTODOLOU Mgmt For For
W. THOMAS JAGODINSKI Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING AUGUST 31, 2014.
3. NON-BINDING VOTE ON RESOLUTION TO APPROVE Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. APPROVAL OF MANAGEMENT INCENTIVE UMBRELLA Mgmt For For
PLAN.
--------------------------------------------------------------------------------------------------------------------------
LIONBRIDGE TECHNOLOGIES, INC. Agenda Number: 933944452
--------------------------------------------------------------------------------------------------------------------------
Security: 536252109
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: LIOX
ISIN: US5362521099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RORY J. COWAN Mgmt For For
PAUL A. KAVANAGH Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
LITHIA MOTORS, INC. Agenda Number: 933932635
--------------------------------------------------------------------------------------------------------------------------
Security: 536797103
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: LAD
ISIN: US5367971034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SIDNEY B. DEBOER Mgmt For For
THOMAS R. BECKER Mgmt For For
SUSAN O. CAIN Mgmt For For
BRYAN B. DEBOER Mgmt For For
M.L. DICK HEIMANN Mgmt For For
KENNETH E. ROBERTS Mgmt For For
WILLIAM J. YOUNG Mgmt For For
2 TO CAST AN ADVISORY VOTE ON THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402
OF REGULATION S-K.
3 TO RATIFY THE SELECTION OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
LMI AEROSPACE, INC. Agenda Number: 934026813
--------------------------------------------------------------------------------------------------------------------------
Security: 502079106
Meeting Type: Annual
Meeting Date: 25-Jun-2014
Ticker: LMIA
ISIN: US5020791068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SANFORD S. NEUMAN Mgmt Withheld Against
JOHN S. EULICH Mgmt For For
JUDITH W. NORTHUP Mgmt For For
2. RATIFICATION OF THE ENGAGEMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
LNB BANCORP, INC. Agenda Number: 933944642
--------------------------------------------------------------------------------------------------------------------------
Security: 502100100
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: LNBB
ISIN: US5021001004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FREDERICK D. DISANTO Mgmt For For
J. MARTIN ERBAUGH Mgmt Withheld Against
TERRY D. GOODE Mgmt Withheld Against
JAMES R. HERRICK Mgmt Withheld Against
2 TO RATIFY THE APPOINTMENT OF CROWE HORWATH Mgmt For For
LLP AS LNB BANCORP, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS
2014 FISCAL YEAR
3 TO PROVIDE ADVISORY APPROVAL OF LNB BANCORP Mgmt For For
INC.'S EXECUTIVE COMPENSATION PROGRAM
--------------------------------------------------------------------------------------------------------------------------
LOJACK CORPORATION Agenda Number: 933963832
--------------------------------------------------------------------------------------------------------------------------
Security: 539451104
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: LOJN
ISIN: US5394511043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RORY J. COWAN Mgmt For For
1.2 ELECTION OF DIRECTOR: GARY E. DILTS Mgmt For For
1.3 ELECTION OF DIRECTOR: MARCIA J. HOOPER Mgmt For For
1.4 ELECTION OF DIRECTOR: PHILIP HORLOCK Mgmt For For
1.5 ELECTION OF DIRECTOR: JOHN H. MACKINNON Mgmt For For
1.6 ELECTION OF DIRECTOR: ROBERT J. MURRAY Mgmt For For
1.7 ELECTION OF DIRECTOR: RANDY L. ORTIZ Mgmt For For
1.8 ELECTION OF DIRECTOR: ROBERT L. REWEY Mgmt For For
1.9 ELECTION OF DIRECTOR: DAVID J. SHEA Mgmt For For
2. RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR 2014.
3. APPROVE, BY NON-BINDING VOTE, THE Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
LSB INDUSTRIES, INC. Agenda Number: 934009223
--------------------------------------------------------------------------------------------------------------------------
Security: 502160104
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: LXU
ISIN: US5021601043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DANIEL D. GREENWELL Mgmt For For
ROBERT H. HENRY Mgmt For For
WILLIAM F. MURDY Mgmt For For
2. PROPOSAL TO RATIFY ERNST & YOUNG, LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. APPROVAL OF THE FIRST AMENDMENT TO THE 2008 Mgmt For For
INCENTIVE STOCK PLAN.
4. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
LSI INDUSTRIES INC. Agenda Number: 933885418
--------------------------------------------------------------------------------------------------------------------------
Security: 50216C108
Meeting Type: Annual
Meeting Date: 21-Nov-2013
Ticker: LYTS
ISIN: US50216C1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT P. BEECH Mgmt For For
GARY P. KREIDER Mgmt For For
DENNIS B. MEYER Mgmt For For
WILFRED T. O'GARA Mgmt For For
ROBERT J. READY Mgmt For For
MARK A. SERRIANNE Mgmt For For
JAMES P. SFERRA Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2014.
3. ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION AS DESCRIBED IN THE COMPANY'S
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
LTX CREDENCE CORPORATION Agenda Number: 933890685
--------------------------------------------------------------------------------------------------------------------------
Security: 502403207
Meeting Type: Annual
Meeting Date: 10-Dec-2013
Ticker: LTXC
ISIN: US5024032071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK S. AIN Mgmt For For
DAVID G. TACELLI Mgmt For For
JORGE L. TITINGER Mgmt For For
2. TO APPROVE, IN A NON-BINDING, ADVISORY Mgmt For For
VOTE, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THE COMPANY'S PROXY STATEMENT, INCLUDING
THE DISCLOSURES UNDER THE HEADING
"COMPENSATION DISCUSSION AND ANALYSIS," THE
COMPENSATION TABLES, AND ANY RELATED
MATERIALS INCLUDED IN THE PROXY STATEMENT.
3. TO RATIFY THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR
ENDING JULY 31, 2014.
4. TO CONSIDER ONE NON-BINDING SHAREHOLDER Shr For Against
PROPOSAL REGARDING MAJORITY VOTING IN
DIRECTOR ELECTIONS.
--------------------------------------------------------------------------------------------------------------------------
LTX-CREDENCE CORPORATION Agenda Number: 933962323
--------------------------------------------------------------------------------------------------------------------------
Security: 502403207
Meeting Type: Special
Meeting Date: 16-May-2014
Ticker: LTXC
ISIN: US5024032071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO AMEND THE COMPANY'S RESTATED ARTICLES OF Mgmt For For
ORGANIZATION, AS AMENDED TO DATE, TO CHANGE
THE NAME OF THE COMPANY TO "XCERRA
CORPORATION".
--------------------------------------------------------------------------------------------------------------------------
LUBY'S, INC. Agenda Number: 933910108
--------------------------------------------------------------------------------------------------------------------------
Security: 549282101
Meeting Type: Annual
Meeting Date: 24-Jan-2014
Ticker: LUB
ISIN: US5492821013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JUDITH CRAVEN Mgmt For For
1.2 ELECTION OF DIRECTOR: ARTHUR EMERSON Mgmt For For
1.3 ELECTION OF DIRECTOR: JILL GRIFFIN Mgmt For For
1.4 ELECTION OF DIRECTOR: J.S.B. JENKINS Mgmt For For
1.5 ELECTION OF DIRECTOR: FRANK MARKANTONIS Mgmt For For
1.6 ELECTION OF DIRECTOR: JOE MCKINNEY Mgmt For For
1.7 ELECTION OF DIRECTOR: GASPER MIR III Mgmt For For
1.8 ELECTION OF DIRECTOR: CHRISTOPHER J. PAPPAS Mgmt For For
1.9 ELECTION OF DIRECTOR: HARRIS J. PAPPAS Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP.
3 ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
4 RATIFICATION OF THE FIRST AMENDMENT TO Mgmt Against Against
RIGHTS AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
LUMINEX CORPORATION Agenda Number: 933946797
--------------------------------------------------------------------------------------------------------------------------
Security: 55027E102
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: LMNX
ISIN: US55027E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRED C. GOAD, JR. Mgmt For For
JIM D. KEVER Mgmt For For
JAY B. JOHNSTON Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
LUMOS NETWORKS CORP. Agenda Number: 933950037
--------------------------------------------------------------------------------------------------------------------------
Security: 550283105
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: LMOS
ISIN: US5502831051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: TIMOTHY G. BILTZ Mgmt For For
1.2 ELECTION OF DIRECTOR: STEVEN G. FELSHER Mgmt For For
1.3 ELECTION OF DIRECTOR: ROBERT E. GUTH Mgmt Against Against
1.4 ELECTION OF DIRECTOR: MICHAEL HUBER Mgmt For For
1.5 ELECTION OF DIRECTOR: JAMES A. HYDE Mgmt For For
1.6 ELECTION OF DIRECTOR: JULIA B. NORTH Mgmt For For
1.7 ELECTION OF DIRECTOR: MICHAEL K. ROBINSON Mgmt Against Against
1.8 ELECTION OF DIRECTOR: JERRY E. VAUGHN Mgmt Against Against
2. APPROVAL OF A NON-BINDING ADVISORY Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
LUMOS NETWORKS' NAMED EXECUTIVE OFFICERS.
3. APPROVAL OF THE AMENDMENT TO INCREASE THE Mgmt For For
SHARE RESERVE UNDER THE LUMOS NETWORKS 2011
EQUITY AND CASH INCENTIVE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS TO SERVE AS LUMOS NETWORKS'
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
5. TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt Against Against
PROPERLY COME BEFORE THE ANNUAL MEETING OR
ANY ADJOURNMENT(S) OR POSTPONEMENT(S)
THEREOF AND AS TO WHICH THE UNDERSIGNED
HEREBY CONFERS DISCRETIONARY AUTHORITY.
--------------------------------------------------------------------------------------------------------------------------
LYDALL, INC. Agenda Number: 933941925
--------------------------------------------------------------------------------------------------------------------------
Security: 550819106
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: LDL
ISIN: US5508191062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DALE G. BARNHART Mgmt For For
KATHLEEN BURDETT Mgmt For For
W. LESLIE DUFFY Mgmt For For
MATTHEW T. FARRELL Mgmt For For
MARC T. GILES Mgmt For For
WILLIAM D. GURLEY Mgmt For For
SUZANNE HAMMETT Mgmt For For
S. CARL SODERSTROM, JR. Mgmt For For
2 HOLDING AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
3 RATIFYING THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
M.D.C. HOLDINGS, INC. Agenda Number: 933962765
--------------------------------------------------------------------------------------------------------------------------
Security: 552676108
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: MDC
ISIN: US5526761086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID D. MANDARICH Mgmt For For
PARIS G. REECE III Mgmt For For
DAVID SIEGEL Mgmt For For
2 TO APPROVE AN ADVISORY PROPOSAL REGARDING Mgmt Against Against
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS (SAY ON PAY).
3 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL
YEAR.
--------------------------------------------------------------------------------------------------------------------------
M/I HOMES, INC. Agenda Number: 933968010
--------------------------------------------------------------------------------------------------------------------------
Security: 55305B101
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: MHO
ISIN: US55305B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH A. ALUTTO, PH.D. Mgmt For For
PHILLIP G. CREEK Mgmt For For
NORMAN L. TRAEGER Mgmt For For
2. A NON-BINDING, ADVISORY RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS OF M/I HOMES, INC.
3. TO ADOPT AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO INCREASE THE NUMBER OF
COMMON SHARES THAT THE COMPANY IS
AUTHORIZED TO ISSUE
4. TO APPROVE AN AMENDMENT TO THE M/I HOMES, Mgmt For For
INC. 2009 LONG-TERM INCENTIVE PLAN TO (1)
INCREASE THE NUMBER OF COMMON SHARES
AVAILABLE FOR ISSUANCE UNDER THE PLAN AND
(2) INCREASE THE NUMBER OF COMMON SHARES
THAT MAY BE GRANTED UNDER THE PLAN IN THE
FORM OF FULL VALUE AWARDS WITHOUT MINIMUM
VESTING REQUIREMENTS
5. TO REAPPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE M/I HOMES, INC.
2009 ANNUAL INCENTIVE PLAN
6. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2014 FISCAL YEAR
--------------------------------------------------------------------------------------------------------------------------
MAC-GRAY CORPORATION Agenda Number: 933906666
--------------------------------------------------------------------------------------------------------------------------
Security: 554153106
Meeting Type: Special
Meeting Date: 08-Jan-2014
Ticker: TUC
ISIN: US5541531068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF OCTOBER 14, 2013, BY
AND AMONG CSC SERVICEWORKS HOLDINGS, INC.,
A DELAWARE CORPORATION ("HOLDINGS"), CSC
SERVICEWORKS, INC., A DELAWARE CORPORATION
AND WHOLLY-OWNED SUBSIDIARY OF HOLDINGS
("CSC"), SPIN HOLDCO INC., A DELAWARE
CORPORATION AND ... (DUE TO SPACE LIMITS,
SEE PROXY STATEMENT FOR FULL PROPOSAL)
2. A PROPOSAL TO APPROVE THE "GOLDEN Mgmt Against Against
PARACHUTE" COMPENSATION PAYABLE OR THAT
COULD BECOME PAYABLE TO THE NAMED EXECUTIVE
OFFICERS OF MAC-GRAY IN CONNECTION WITH THE
MERGER PURSUANT TO THE TERMS OF THE MERGER
AGREEMENT AND PRE-EXISTING SEVERANCE
ARRANGEMENTS
3. A PROPOSAL TO APPROVE ONE OR MORE Mgmt For For
ADJOURNMENTS OR POSTPONEMENTS OF THE
SPECIAL MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IF MAC-GRAY HAS NOT
OBTAINED SUFFICIENT AFFIRMATIVE STOCKHOLDER
VOTES TO ADOPT THE MERGER AGREEMENT
--------------------------------------------------------------------------------------------------------------------------
MACATAWA BANK CORPORATION Agenda Number: 933944464
--------------------------------------------------------------------------------------------------------------------------
Security: 554225102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: MCBC
ISIN: US5542251021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARK J. BUGGE Mgmt For For
1B. ELECTION OF DIRECTOR: BIRGIT M. KLOHS Mgmt For For
1C. ELECTION OF DIRECTOR: AREND D. LUBBERS Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS P. ROSENBACH Mgmt For For
2. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF APPOINTMENT OF BDO USA, LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
MAGNETEK, INC. Agenda Number: 933958021
--------------------------------------------------------------------------------------------------------------------------
Security: 559424403
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: MAG
ISIN: US5594244031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID A. BLOSS, SR. Mgmt For For
ALAN B. LEVINE Mgmt For For
PETER M. MCCORMICK Mgmt For For
MITCHELL I. QUAIN Mgmt For For
DAVID P. REILAND Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP TO SERVE AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR 2014 ENDING
DECEMBER 28, 2014.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF THE AMENDMENT OF MAGNETEK'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
DECREASE AUTHORIZED COMMON STOCK.
5. APPROVAL OF THE 2014 STOCK INCENTIVE PLAN. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MAGNUM HUNTER RESOURCES CORPORATION Agenda Number: 933868222
--------------------------------------------------------------------------------------------------------------------------
Security: 55973B102
Meeting Type: Annual
Meeting Date: 27-Sep-2013
Ticker: MHR
ISIN: US55973B1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. RALEIGH BAILES, SR. Mgmt For For
VICTOR G. CARRILLO Mgmt For For
GARY C. EVANS Mgmt For For
STEPHEN C. HURLEY Mgmt For For
JOE L. MCCLAUGHERTY Mgmt For For
JEFF SWANSON Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF BDO Mgmt For For
USA, LLP AS MAGNUM HUNTER'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. THE APPROVAL OF AN ADJOURNMENT OF THE Mgmt For For
MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE
FOREGOING PROPOSALS.
--------------------------------------------------------------------------------------------------------------------------
MAIDEN HOLDINGS, LTD. Agenda Number: 933973908
--------------------------------------------------------------------------------------------------------------------------
Security: G5753U112
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: MHLD
ISIN: BMG5753U1128
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BARRY D. ZYSKIND* Mgmt For For
SIMCHA G. LYONS* Mgmt For For
RAYMOND M. NEFF* Mgmt For For
YEHUDA L. NEUBERGER* Mgmt For For
STEVEN H. NIGRO* Mgmt For For
PATRICK J. HAVERON# Mgmt For For
DAVID A. LAMNECK# Mgmt For For
JOHN MARSHALECK# Mgmt For For
LAWRENCE F. METZ# Mgmt For For
ARTURO M. RASCHBAUM# Mgmt For For
KAREN L. SCHMITT# Mgmt For For
PATRICK J. HAVERON@ Mgmt For For
JOHN MARSHALECK@ Mgmt For For
LAWRENCE F. METZ@ Mgmt For For
ARTURO M. RASCHBAUM@ Mgmt For For
MAXWELL REID@ Mgmt For For
4. AN ADVISORY VOTE ON A NON-BINDING Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION OF
CERTAIN OF OUR EXECUTIVE OFFICERS.
5. THE AUTHORIZATION TO CHANGE THE NAME OF OUR Mgmt For For
WHOLLY OWNED SUBSIDIARY MAIDEN INSURANCE
COMPANY LTD. TO MAIDEN REINSURANCE, LTD.
6. APPOINTMENT OF BDO USA, LLP AS MAIDEN Mgmt For For
HOLDINGS, LTD.'S AND BDO LLP AS MAIDEN
GLOBAL HOLDINGS, LTD.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2014 FISCAL YEAR, AND ARTHUR MORRIS AND
COMPANY LIMITED AS MAIDEN INSURANCE COMPANY
LTD.'S INDEPENDENT PUBLIC ACCOUNTING FIRM
FOR THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
MAIDENFORM BRANDS, INC. Agenda Number: 933874035
--------------------------------------------------------------------------------------------------------------------------
Security: 560305104
Meeting Type: Special
Meeting Date: 03-Oct-2013
Ticker: MFB
ISIN: US5603051047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AND ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF JULY 23, 2013, AS IT
MAY BE AMENDED FROM TIME TO TIME, AMONG
MAIDENFORM BRANDS, INC., HANESBRANDS INC.
AND GENERAL MERGER SUB INC. (THE "MERGER
AGREEMENT").
2. TO APPROVE AN ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING OF STOCKHOLDERS, INCLUDING IF
NECESSARY TO SOLICIT ADDITIONAL PROXIES IN
FAVOR OF THE PROPOSAL TO APPROVE AND ADOPT
THE MERGER AGREEMENT IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF SUCH
ADJOURNMENT TO APPROVE AND ADOPT THE MERGER
AGREEMENT.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt Against Against
BASIS, CERTAIN COMPENSATION THAT WILL OR
MAY BE PAID BY MAIDENFORM BRANDS, INC. TO
ITS NAMED EXECUTIVE OFFICERS THAT IS BASED
ON OR OTHERWISE RELATES TO THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
MAINSOURCE FINANCIAL GROUP, INC. Agenda Number: 933941711
--------------------------------------------------------------------------------------------------------------------------
Security: 56062Y102
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: MSFG
ISIN: US56062Y1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KATHLEEN L. BARDWELL Mgmt For For
WILLIAM G. BARRON Mgmt For For
ARCHIE M. BROWN, JR. Mgmt For For
BRIAN J. CRALL Mgmt For For
PHILIP A. FRANTZ Mgmt For For
D.J. HINES Mgmt For For
THOMAS M. O'BRIEN Mgmt For For
LAWRENCE R. RUEFF, DVM Mgmt For For
JOHN G. SEALE Mgmt For For
CHARLES J. THAYER Mgmt For For
2. AN ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION POLICIES AND
PROCEDURES.
3. RATIFICATION OF APPOINTMENT OF CROWE Mgmt For For
HORWATH LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM (INDEPENDENT
AUDITORS) FOR THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
MALVERN BANCORP INC Agenda Number: 933914663
--------------------------------------------------------------------------------------------------------------------------
Security: 561409103
Meeting Type: Annual
Meeting Date: 06-Feb-2014
Ticker: MLVF
ISIN: US5614091032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE E. STEINMETZ* Mgmt For For
STEPHEN P. SCARTOZZI* Mgmt For For
JOHN O'GRADY* Mgmt For For
RALPH K. PACKARD# Mgmt For For
2. PROPOSAL TO ADOPT A NON-BINDING RESOLUTION Mgmt For For
TO APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF BDO Mgmt For For
USA, LLP AS MALVERN BANCORP'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING SEPTEMBER 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
MANNING & NAPIER INC. Agenda Number: 934019820
--------------------------------------------------------------------------------------------------------------------------
Security: 56382Q102
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: MN
ISIN: US56382Q1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
WILLIAM MANNING Mgmt For For
PATRICK CUNNINGHAM Mgmt For For
RICHARD GOLDBERG Mgmt For For
BARBARA GOODSTEIN Mgmt For For
RICHARD M. HURWITZ Mgmt Withheld Against
EDWARD J. PETTINELLA Mgmt For For
ROBERT M. ZAK Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING DECEMBER 31, 2014.
3 ADVISORY (NON-BINDING) VOTE APPROVING Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MANTECH INTERNATIONAL CORP. Agenda Number: 933961321
--------------------------------------------------------------------------------------------------------------------------
Security: 564563104
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: MANT
ISIN: US5645631046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE J. PEDERSEN Mgmt For For
RICHARD L. ARMITAGE Mgmt Withheld Against
MARY K. BUSH Mgmt For For
BARRY G. CAMPBELL Mgmt For For
WALTER R. FATZINGER, JR Mgmt For For
RICHARD J. KERR Mgmt For For
KENNETH A. MINIHAN Mgmt For For
STEPHEN W. PORTER Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS
3. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP TO SERVE AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014
--------------------------------------------------------------------------------------------------------------------------
MARCHEX, INC. Agenda Number: 933963387
--------------------------------------------------------------------------------------------------------------------------
Security: 56624R108
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: MCHX
ISIN: US56624R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RUSSELL C. HOROWITZ Mgmt For For
DENNIS CLINE Mgmt For For
ANNE DEVEREUX-MILLS Mgmt For For
NICOLAS HANAUER Mgmt For For
M. WAYNE WISEHART Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS.
4. TO RECOMMEND, BY A NON-BINDING ADVISORY Mgmt 1 Year Against
VOTE, THE FREQUENCY AT WHICH THE
STOCKHOLDERS WILL BE ASKED TO APPROVE THE
COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MARINE PRODUCTS CORPORATION Agenda Number: 933941103
--------------------------------------------------------------------------------------------------------------------------
Security: 568427108
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: MPX
ISIN: US5684271084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. RANDALL ROLLINS Mgmt Withheld Against
HENRY B. TIPPIE Mgmt For For
JAMES B. WILLIAMS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014
3. TO APPROVE THE PROPOSED 2014 STOCK Mgmt Against Against
INCENTIVE PLAN
4. TO HOLD A NONBINDING VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION
5. TO HOLD A NONBINDING VOTE REGARDING THE Mgmt 1 Year Against
FREQUENCY OF VOTING ON EXECUTIVE
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
MARINEMAX, INC. Agenda Number: 933914980
--------------------------------------------------------------------------------------------------------------------------
Security: 567908108
Meeting Type: Annual
Meeting Date: 26-Feb-2014
Ticker: HZO
ISIN: US5679081084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FRANCES L. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL H. MCLAMB Mgmt For For
2. TO APPROVE (ON AN ADVISORY BASIS) OUR Mgmt For For
EXECUTIVE COMPENSATION ("SAY-ON-PAY").
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR THE YEAR ENDING
SEPTEMBER 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
MARLIN BUSINESS SERVICES CORP. Agenda Number: 933882537
--------------------------------------------------------------------------------------------------------------------------
Security: 571157106
Meeting Type: Annual
Meeting Date: 24-Oct-2013
Ticker: MRLN
ISIN: US5711571068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN J. CALAMARI Mgmt For For
LAWRENCE J. DEANGELO Mgmt For For
DANIEL P. DYER Mgmt For For
KEVIN J. MCGINTY Mgmt For For
MATTHEW J. SULLIVAN Mgmt For For
J. CHRISTOPHER TEETS Mgmt For For
JAMES W. WERT Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt Against Against
COMPENSATION OF THE CORPORATION'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MARLIN BUSINESS SERVICES CORP. Agenda Number: 934005302
--------------------------------------------------------------------------------------------------------------------------
Security: 571157106
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: MRLN
ISIN: US5711571068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN J. CALAMARI Mgmt For For
LAWRENCE J. DEANGELO Mgmt For For
DANIEL P. DYER Mgmt For For
MATTHEW J. SULLIVAN Mgmt For For
J. CHRISTOPHER TEETS Mgmt For For
JAMES W. WERT Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE CORPORATIONS NAMED
EXECUTIVE OFFICERS.
3. APPROVAL OF THE CORPORATIONS 2014 EQUITY Mgmt For For
COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
MARTEN TRANSPORT, LTD. Agenda Number: 933954249
--------------------------------------------------------------------------------------------------------------------------
Security: 573075108
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: MRTN
ISIN: US5730751089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RANDOLPH L. MARTEN Mgmt For For
LARRY B. HAGNESS Mgmt For For
THOMAS J. WINKEL Mgmt For For
JERRY M. BAUER Mgmt For For
ROBERT L. DEMOREST Mgmt For For
G. LARRY OWENS Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. PROPOSAL TO CONFIRM THE SELECTION OF GRANT Mgmt For For
THORNTON LLP AS INDEPENDENT PUBLIC
ACCOUNTANTS OF THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
4. TO TRANSACT OTHER BUSINESS IF PROPERLY Mgmt Against Against
BROUGHT BEFORE THE ANNUAL MEETING OR ANY
ADJOURNMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
MARTHA STEWART LIVING OMNIMEDIA, INC. Agenda Number: 933858649
--------------------------------------------------------------------------------------------------------------------------
Security: 573083102
Meeting Type: Annual
Meeting Date: 27-Aug-2013
Ticker: MSO
ISIN: US5730831022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARTHA STEWART Mgmt For For
ARLEN KANTARIAN Mgmt For For
WILLIAM ROSKIN Mgmt For For
MARGARET SMYTH Mgmt For For
DANIEL DIENST Mgmt For For
PIERRE DEVILLEMEJANE Mgmt For For
2. TO APPROVE THE MATERIAL TERMS OF Mgmt For For
PERFORMANCE GOALS THAT MAY APPLY TO
PERFORMANCE-BASED AWARDS UNDER THE MARTHA
STEWART LIVING OMNIMEDIA, INC. OMNIBUS
STOCK AND OPTION COMPENSATION PLAN.
3. TO APPROVE, BY ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
MASIMO CORPORATION Agenda Number: 933873071
--------------------------------------------------------------------------------------------------------------------------
Security: 574795100
Meeting Type: Annual
Meeting Date: 02-Oct-2013
Ticker: MASI
ISIN: US5747951003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MR. JOE KIANI Mgmt For For
1.2 ELECTION OF DIRECTOR: MR. JACK LASERSOHN Mgmt Against Against
2. TO RATIFY THE SELECTION OF GRANT THORNTON Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS
FOR FISCAL YEAR 2013.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MASIMO CORPORATION Agenda Number: 934015543
--------------------------------------------------------------------------------------------------------------------------
Security: 574795100
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: MASI
ISIN: US5747951003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF CLASS I DIRECTOR: DR. STEVEN J. Mgmt Against Against
BARKER
1.2 ELECTION OF CLASS I DIRECTOR: MR. SANFORD Mgmt Against Against
FITCH
2. TO RATIFY THE SELECTION OF GRANT THORNTON Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MATADOR RESOURCES COMPANY Agenda Number: 933993760
--------------------------------------------------------------------------------------------------------------------------
Security: 576485205
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: MTDR
ISIN: US5764852050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH WM. FORAN Mgmt For For
DAVID M. LANEY Mgmt For For
REYNALD A. BARIBAULT Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
MATERION CORPORATION Agenda Number: 933960545
--------------------------------------------------------------------------------------------------------------------------
Security: 576690101
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: MTRN
ISIN: US5766901012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD F. CRAWFORD Mgmt For For
JOSEPH P. KEITHLEY Mgmt For For
N. MOHAN REDDY Mgmt For For
CRAIG S. SHULAR Mgmt For For
2. TO APPROVE THE MATERION CORPORATION 2006 Mgmt For For
STOCK INCENTIVE PLAN (AS AMENDED AND
RESTATED AS OF MAY 7, 2014)
3. TO APPROVE THE MATERION CORPORATION 2006 Mgmt For For
NON-EMPLOYEE DIRECTOR EQUITY PLAN (AS
AMENDED AND RESTATED AS OF MAY 7, 2014)
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY
5. TO APPROVE, BY NON-BINDING VOTE, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION
6. TO APPROVE AN AMENDMENT TO MATERION'S Mgmt For For
AMENDED AND RESTATED CODE OF REGULATIONS TO
OPT OUT OF THE OHIO CONTROL SHARE
ACQUISITION ACT.
7. TO APPROVE AMENDMENTS TO MATERION'S AMENDED Mgmt For For
AND RESTATED ARTICLES OF INCORPORATION AND
AMENDED AND RESTATED CODE OF REGULATIONS TO
DECLASSIFY THE BOARD OF DIRECTORS
(IMPLEMENTATION OF THIS PROPOSAL 7 IS
CONDITIONED UPON THE APPROVAL OF PROPOSAL
8)
8. TO APPROVE AMENDMENTS TO MATERION'S AMENDED Mgmt For For
AND RESTATED ARTICLES OF INCORPORATION AND
AMENDED AND RESTATED CODE OF REGULATIONS TO
ELIMINATE CUMULATIVE VOTING IN THE ELECTION
OF DIRECTORS (IMPLEMENTATION OF THIS
PROPOSAL 8 IS CONDITIONED UPON THE APPROVAL
OF PROPOSAL 7)
--------------------------------------------------------------------------------------------------------------------------
MATRIX SERVICE COMPANY Agenda Number: 933886751
--------------------------------------------------------------------------------------------------------------------------
Security: 576853105
Meeting Type: Annual
Meeting Date: 14-Nov-2013
Ticker: MTRX
ISIN: US5768531056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN R. HEWITT Mgmt For For
MICHAEL J. HALL Mgmt For For
I. EDGAR (ED) HENDRIX Mgmt For For
PAUL K. LACKEY Mgmt For For
TOM E. MAXWELL Mgmt For For
JIM W. MOGG Mgmt For For
2. TO RATIFY THE ENGAGEMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2014.
3. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MATSON, INC. Agenda Number: 933928220
--------------------------------------------------------------------------------------------------------------------------
Security: 57686G105
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: MATX
ISIN: US57686G1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W.B. BAIRD Mgmt For For
M.J. CHUN Mgmt For For
M.J. COX Mgmt For For
W.A. DODS, JR. Mgmt For For
T.B. FARGO Mgmt For For
C.H. LAU Mgmt For For
J.N. WATANABE Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
MATTHEWS INTERNATIONAL CORPORATION Agenda Number: 933917695
--------------------------------------------------------------------------------------------------------------------------
Security: 577128101
Meeting Type: Annual
Meeting Date: 20-Feb-2014
Ticker: MATW
ISIN: US5771281012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN D. TURNER* Mgmt For For
GREGORY S. BABE# Mgmt For For
2. TO APPROVE THE ADOPTION OF THE 2014 Mgmt For For
DIRECTOR FEE PLAN.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO AUDIT THE RECORDS OF THE COMPANY
FOR THE FISCAL YEAR ENDING SEPTEMBER 30,
2014.
4. TO PROVIDE AN ADVISORY (NON-BINDING) VOTE Mgmt For For
ON THE EXECUTIVE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MAXLINEAR, INC. Agenda Number: 933997720
--------------------------------------------------------------------------------------------------------------------------
Security: 57776J100
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: MXL
ISIN: US57776J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALBERT J. MOYER Mgmt For For
DONALD E. SCHROCK Mgmt For For
CURTIS LING, PH.D.* Mgmt For For
3. TO APPROVE AMENDMENTS TO OUR 2010 EQUITY Mgmt Against Against
INCENTIVE PLAN (AS AMENDED AND RESTATED).
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION (SAY ON PAY VOTE).
5. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
MAXWELL TECHNOLOGIES, INC. Agenda Number: 933889315
--------------------------------------------------------------------------------------------------------------------------
Security: 577767106
Meeting Type: Annual
Meeting Date: 11-Dec-2013
Ticker: MXWL
ISIN: US5777671067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK ROSSI Mgmt For For
BURKHARD GOESCHEL Mgmt For For
DAVID SCHLOTTERBECK Mgmt For For
2. APPROVE THE 2013 OMNIBUS EQUITY INCENTIVE Mgmt For For
PLAN AND APPROVE FOR FEDERAL TAX PURPOSES
THE PERFORMANCE GOALS THAT MAY BE USED WITH
RESPECT TO CERTAIN PERFORMANCE-BASED AWARDS
GRANTED UNDER THE PLAN.
3. APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE MAXWELL TECHNOLOGIES, INC. 2004
EMPLOYEE STOCK PURCHASE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF BDO USA Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
5. TO APPROVE, ON AN ADVISORY BASIS, OUR NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MAXWELL TECHNOLOGIES, INC. Agenda Number: 933944654
--------------------------------------------------------------------------------------------------------------------------
Security: 577767106
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: MXWL
ISIN: US5777671067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT GUYETT Mgmt For For
YON YOON JORDEN Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF BDO USA Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3 TO APPROVE, ON AN ADVISORY BASIS, OUR NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MB FINANCIAL, INC. Agenda Number: 933918495
--------------------------------------------------------------------------------------------------------------------------
Security: 55264U108
Meeting Type: Special
Meeting Date: 26-Feb-2014
Ticker: MBFI
ISIN: US55264U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF JULY 14, 2013, BY AND
BETWEEN MB FINANCIAL, INC. ("MB FINANCIAL")
AND TAYLOR CAPITAL GROUP, INC. ("TAYLOR
CAPITAL"), PURSUANT TO WHICH TAYLOR CAPITAL
WILL MERGE WITH AND INTO MB FINANCIAL, AND
THE ISSUANCE OF MB FINANCIAL COMMON STOCK
TO ... (DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL)
2. TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE MERGER
PROPOSAL (THE "ADJOURNMENT PROPOSAL")
--------------------------------------------------------------------------------------------------------------------------
MB FINANCIAL, INC. Agenda Number: 933973340
--------------------------------------------------------------------------------------------------------------------------
Security: 55264U108
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: MBFI
ISIN: US55264U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID P. BOLGER Mgmt For For
1B. ELECTION OF DIRECTOR: MITCHELL FEIGER Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES J. GRIES Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES N. HALLENE Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS H. HARVEY Mgmt For For
1F. ELECTION OF DIRECTOR: RICHARD J. HOLMSTROM Mgmt For For
1G. ELECTION OF DIRECTOR: KAREN J. MAY Mgmt For For
1H. ELECTION OF DIRECTOR: RONALD D. SANTO Mgmt For For
1I. ELECTION OF DIRECTOR: RENEE TOGHER Mgmt For For
2. ADVISORY (NON-BINDING) VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
3. APPROVAL OF THE MB FINANCIAL, INC. THIRD Mgmt For For
AMENDED AND RESTATED OMNIBUS INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
MBT FINANCIAL CORP. Agenda Number: 933944123
--------------------------------------------------------------------------------------------------------------------------
Security: 578877102
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: MBTF
ISIN: US5788771021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER H. CARLTON Mgmt For For
H. DOUGLAS CHAFFIN Mgmt For For
JOSEPH S. DALY Mgmt Withheld Against
EDWIN L. HARWOOD Mgmt For For
MICHAEL J. MILLER Mgmt For For
DEBRA J. SHAH Mgmt For For
JOHN L. SKIBSKI Mgmt For For
KAREN WILSON-SMITHBAUER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF PLANTE & Mgmt For For
MORAN, PLLC AS THE INDEPENDENT AUDITORS OF
THE CORPORATION FOR THE 2014 FISCAL YEAR.
3. AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S EXECUTIVES.
--------------------------------------------------------------------------------------------------------------------------
MCEWEN MINING INC. Agenda Number: 933963729
--------------------------------------------------------------------------------------------------------------------------
Security: 58039P107
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: MUX
ISIN: US58039P1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT R. MCEWEN Mgmt For For
MICHELE L. ASHBY Mgmt For For
LEANNE M. BAKER Mgmt For For
DONALD R.M. QUICK Mgmt For For
MICHAEL L. STEIN Mgmt For For
ALLEN V. AMBROSE Mgmt For For
RICHARD W. BRISSENDEN Mgmt For For
GREGORY P. FAUQUIER Mgmt For For
2. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
MCGRATH RENTCORP Agenda Number: 934013880
--------------------------------------------------------------------------------------------------------------------------
Security: 580589109
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: MGRC
ISIN: US5805891091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM J. DAWSON Mgmt For For
ELIZABETH A. FETTER Mgmt For For
ROBERT C. HOOD Mgmt For For
DENNIS C. KAKURES Mgmt For For
M. RICHARD SMITH Mgmt For For
DENNIS P. STRADFORD Mgmt For For
RONALD H. ZECH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE INDEPENDENT AUDITORS FOR THE
COMPANY FOR THE YEAR ENDING DECEMBER 31,
2014.
3. TO HOLD A NON-BINDING, ADVISORY VOTE TO Mgmt For For
APPROVE THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MEASUREMENT SPECIALTIES, INC. Agenda Number: 933863157
--------------------------------------------------------------------------------------------------------------------------
Security: 583421102
Meeting Type: Annual
Meeting Date: 19-Sep-2013
Ticker: MEAS
ISIN: US5834211022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN D. ARNOLD Mgmt For For
FRANK D. GUIDONE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 31, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
4. TO APPROVE THE 2013 EQUITY INCENTIVE PLAN. Mgmt For For
5. TO APPROVE THE PERFORMANCE INCENTIVE PLAN. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MEDALLION FINANCIAL CORP. Agenda Number: 934006974
--------------------------------------------------------------------------------------------------------------------------
Security: 583928106
Meeting Type: Annual
Meeting Date: 06-Jun-2014
Ticker: TAXI
ISIN: US5839281061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HENRY L. AARON Mgmt For For
HENRY D. JACKSON Mgmt For For
ALVIN MURSTEIN Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
WEISERMAZARS LLP AS MEDALLION FINANCIAL
CORP.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
3. PROPOSAL TO APPROVE A NON-BINDING ADVISORY Mgmt Against Against
RESOLUTION TO APPROVE EXECUTIVE
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
MEDASSETS, INC. Agenda Number: 934019589
--------------------------------------------------------------------------------------------------------------------------
Security: 584045108
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: MDAS
ISIN: US5840451083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAND A. BALLARD Mgmt Withheld Against
VERNON R. LOUCKS, JR. Mgmt Withheld Against
R. HALSEY WISE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP, AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MEDICAL ACTION INDUSTRIES INC. Agenda Number: 933851253
--------------------------------------------------------------------------------------------------------------------------
Security: 58449L100
Meeting Type: Annual
Meeting Date: 08-Aug-2013
Ticker: MDCI
ISIN: US58449L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
PAUL D. MERINGOLO Mgmt For For
KENNETH R. NEWSOME Mgmt For For
PAMELA R. LEVY Mgmt For For
2 AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3 RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF KPMG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDED MARCH 31, 2014
--------------------------------------------------------------------------------------------------------------------------
MEDIFAST, INC. Agenda Number: 933863931
--------------------------------------------------------------------------------------------------------------------------
Security: 58470H101
Meeting Type: Annual
Meeting Date: 17-Sep-2013
Ticker: MED
ISIN: US58470H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF CLASS I DIRECTOR TO HOLD OFFICE Mgmt For For
UNTIL 2014: CHARLES P. CONNOLLY
1B ELECTION OF CLASS I DIRECTOR TO HOLD OFFICE Mgmt For For
UNTIL 2014: JASON L. GROVES, ESQ.
1C ELECTION OF CLASS I DIRECTOR TO HOLD OFFICE Mgmt For For
UNTIL 2014: JOHN P. MCDANIEL
1D ELECTION OF CLASS I DIRECTOR TO HOLD OFFICE Mgmt For For
UNTIL 2014: DONALD F. REILLY
1E ELECTION OF CLASS I DIRECTOR TO HOLD OFFICE Mgmt For For
UNTIL 2014: CARL E. SASSANO
1F ELECTION OF CLASS II DIRECTOR TO HOLD Mgmt For For
OFFICE UNTIL 2015: MICHAEL C. MACDONALD
1G ELECTION OF CLASS II DIRECTOR TO HOLD Mgmt For For
OFFICE UNTIL 2015: MARGARET E. SHEETZ
1H ELECTION OF CLASS II DIRECTOR TO HOLD Mgmt For For
OFFICE UNTIL 2015: HARVEY C. BARNUM
1I ELECTION OF CLASS II DIRECTOR TO HOLD Mgmt For For
OFFICE UNTIL 2015: JERRY D. REECE
2 TO APPROVE THE APPOINTMENT OF MCGLADREY, Mgmt For For
LLP, AS THE COMPANY'S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2013
--------------------------------------------------------------------------------------------------------------------------
MEDIFAST, INC. Agenda Number: 934014438
--------------------------------------------------------------------------------------------------------------------------
Security: 58470H101
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: MED
ISIN: US58470H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLES P. CONNOLLY Mgmt For For
1B. ELECTION OF DIRECTOR: JASON L. GROVES, ESQ. Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN P. MCDANIEL Mgmt For For
1D. ELECTION OF DIRECTOR: DONALD F. REILLY Mgmt For For
1E. ELECTION OF DIRECTOR: CARL E. SASSANO Mgmt For For
2. RATIFY THE APPOINTMENT OF MCGLADREY, LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL 2014.
3. TO APPROVE A NON-BINDING ADVISORY Mgmt Against Against
RESOLUTION TO APPROVE THE COMPANY'S
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MERCANTILE BANK CORPORATION Agenda Number: 933896904
--------------------------------------------------------------------------------------------------------------------------
Security: 587376104
Meeting Type: Special
Meeting Date: 12-Dec-2013
Ticker: MBWM
ISIN: US5873761044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE AGREEMENT AND PLAN Mgmt For For
OF MERGER DATED AS OF AUGUST 14, 2013
BETWEEN MERCANTILE BANK CORPORATION AND
FIRSTBANK CORPORATION.
2. PROPOSAL TO APPROVE THE ISSUANCE OF SHARES Mgmt For For
OF MERCANTILE BANK CORPORATION COMMON STOCK
TO SHAREHOLDERS OF FIRSTBANK CORPORATION
PURSUANT TO THE AGREEMENT AND PLAN OF
MERGER DATED AS OF AUGUST 14, 2013 BETWEEN
MERCANTILE BANK CORPORATION AND FIRSTBANK
CORPORATION.
3. PROPOSAL TO APPROVE AN AMENDMENT TO Mgmt For For
MERCANTILE'S ARTICLES OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 20 MILLION TO 40 MILLION.
4. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION THAT MAY BE PAID OR BECOME
PAYABLE TO MERCANTILE'S NAMED EXECUTIVE
OFFICERS THAT IS BASED ON OR OTHERWISE
RELATED TO THE PROPOSED MERGER.
5. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES TO APPROVE
PROPOSALS 1 AND 2.
--------------------------------------------------------------------------------------------------------------------------
MERCANTILE BANK CORPORATION Agenda Number: 933930554
--------------------------------------------------------------------------------------------------------------------------
Security: 587376104
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: MBWM
ISIN: US5873761044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KIRK J. AGERSON Mgmt For For
DAVID M. CASSARD Mgmt For For
EDWARD J. CLARK Mgmt For For
JOHN F. DONNELLY Mgmt For For
MICHAEL D. FAAS Mgmt For For
DOYLE A. HAYES Mgmt For For
SUSAN K. JONES Mgmt For For
ROBERT B. KAMINSKI, JR. Mgmt For For
CALVIN D. MURDOCK Mgmt For For
MICHAEL H. PRICE Mgmt For For
TIMOTHY O. SCHAD Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF BDO USA, Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MERCER INTERNATIONAL INC. Agenda Number: 934008598
--------------------------------------------------------------------------------------------------------------------------
Security: 588056101
Meeting Type: Annual
Meeting Date: 30-May-2014
Ticker: MERC
ISIN: US5880561015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JIMMY S.H. LEE Mgmt For For
WILLIAM D. MCCARTNEY Mgmt For For
ERIC LAURITZEN Mgmt For For
GRAEME A. WITTS Mgmt For For
BERNARD J. PICCHI Mgmt For For
JAMES SHEPHERD Mgmt For For
R. KEITH PURCHASE Mgmt For For
NANCY ORR Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS.
3. PROPOSAL TO APPROVE THE ADVISORY Mgmt For For
(NON-BINDING) RESOLUTION RELATING TO
EXECUTIVE COMPENSATION.
4. APPROVAL OF THE AMENDMENT TO THE MERCER Mgmt For For
INTERNATIONAL INC. 2010 STOCK INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
MERCHANTS BANCSHARES, INC. Agenda Number: 933956293
--------------------------------------------------------------------------------------------------------------------------
Security: 588448100
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: MBVT
ISIN: US5884481004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL G. FURLONG Mgmt For For
LORILEE A. LAWTON Mgmt For For
MICHAEL R. TUTTLE Mgmt For For
2. TO CONSIDER A NON-BINDING RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF MERCHANTS'
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY CROWE HORWATH LLP AS MERCHANTS' Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
MERCURY SYSTEMS, INC. Agenda Number: 933875099
--------------------------------------------------------------------------------------------------------------------------
Security: 589378108
Meeting Type: Annual
Meeting Date: 22-Oct-2013
Ticker: MRCY
ISIN: US5893781089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES K. BASS Mgmt For For
MICHAEL A. DANIELS Mgmt For For
2. TO APPROVE OUR AMENDED AND RESTATED Mgmt For For
EXECUTIVE BONUS PLAN.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
MERIDIAN BIOSCIENCE, INC. Agenda Number: 933907632
--------------------------------------------------------------------------------------------------------------------------
Security: 589584101
Meeting Type: Annual
Meeting Date: 22-Jan-2014
Ticker: VIVO
ISIN: US5895841014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES M. ANDERSON Mgmt For For
JOHN A. KRAEUTLER Mgmt For For
WILLIAM J. MOTTO Mgmt For For
DAVID C. PHILLIPS Mgmt For For
ROBERT J. READY Mgmt For For
2. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS MERIDIAN'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
MERIDIAN INTERSTATE BANCORP, INC. Agenda Number: 933992403
--------------------------------------------------------------------------------------------------------------------------
Security: 58964Q104
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: EBSB
ISIN: US58964Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VINCENT D. BASILE Mgmt For For
EDWARD J. MERRITT Mgmt For For
JAMES G. SARTORI Mgmt For For
CARL A. LAGRECA Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF WOLF Mgmt For For
& COMPANY, P.C. AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF MERIDIAN
INTERSTATE BANCORP, INC. FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
3. AN ADVISORY (NON-BINDING) RESOLUTION TO Mgmt For For
APPROVE THE COMPANY'S EXECUTIVE
COMPENSATION AS DESCRIBED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
MERIDIAN INTERSTATE BANCORP, INC. Agenda Number: 934029059
--------------------------------------------------------------------------------------------------------------------------
Security: 58964Q104
Meeting Type: Special
Meeting Date: 26-Jun-2014
Ticker: EBSB
ISIN: US58964Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE APPROVAL OF A PLAN OF CONVERSION Mgmt For For
PURSUANT TO WHICH: (A) MERIDIAN FINANCIAL
SERVICES, INCORPORATED AND MERIDIAN
INTERSTATE BANCORP, INC., A MASSACHUSETTS
CORPORATION ("OLD MERIDIAN") WILL CONVERT
AND REORGANIZE FROM THE MUTUAL HOLDING
COMPANY STRUCTURE TO THE STOCK HOLDING
COMPANY STRUCTURE; (B) ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
2. THE APPROVAL OF THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THAT THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE PLAN OF
CONVERSION AND REORGANIZATION.
--------------------------------------------------------------------------------------------------------------------------
MERIT MEDICAL SYSTEMS, INC. Agenda Number: 933999077
--------------------------------------------------------------------------------------------------------------------------
Security: 589889104
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: MMSI
ISIN: US5898891040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENT W. STANGER Mgmt For For
NOLAN E. KARRAS Mgmt For For
2 PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3 PROPOSAL TO RE-APPROVE THE MATERIAL TERMS Mgmt For For
OF THE PERFORMANCE GOALS UNDER THE MERIT
MEDICAL SYSTEMS, INC. 2006 LONG-TERM
INCENTIVE PLAN.
4 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP TO SERVE AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE YEAR ENDING DECEMBER 31,
2014.
5 SHAREHOLDER PROPOSAL TO ADOPT A POLICY TO Shr For Against
REQUIRE AN INDEPENDENT BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
MERITOR, INC. Agenda Number: 933902644
--------------------------------------------------------------------------------------------------------------------------
Security: 59001K100
Meeting Type: Annual
Meeting Date: 23-Jan-2014
Ticker: MTOR
ISIN: US59001K1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH B. ANDERSON, JR. Mgmt Withheld Against
RHONDA L. BROOKS Mgmt Withheld Against
WILLIAM J. LYONS Mgmt Withheld Against
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THIS PROXY
STATEMENT
3. TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For
APPROVE THE SELECTION BY THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS OF THE
FIRM OF DELOITTE & TOUCHE LLP AS AUDITORS
OF THE COMPANY
4. TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For
APPROVE THE AMENDED AND RESTATED 2010
LONG-TERM INCENTIVE PLAN TO INCREASE THE
MAXIMUM SHARES AUTHORIZED TO BE ISSUED
THEREUNDER BY 5.1 MILLION SHARES AND TO
MAKE CERTAIN OTHER CHANGES TO THE PLAN
--------------------------------------------------------------------------------------------------------------------------
MESA LABORATORIES, INC. Agenda Number: 933868121
--------------------------------------------------------------------------------------------------------------------------
Security: 59064R109
Meeting Type: Annual
Meeting Date: 03-Oct-2013
Ticker: MLAB
ISIN: US59064R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
L. SCHMIEDER Mgmt Withheld Against
H. CAMPBELL Mgmt For For
M. BROOKS Mgmt For For
R. DWYER Mgmt For For
E. GUILLEMIN Mgmt For For
J. SULLIVAN Mgmt For For
D. KELLY Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE COMPENSATION
DISCUSSION AND ANALYSIS SECTION AND THE
EXECUTIVE COMPENSATION SECTION OF OUR PROXY
STATEMENT.
3. ADVISORY VOTE ON THE FREQUENCY OF AN Mgmt 1 Year Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
4. TO RATIFY THE APPOINTMENT OF EKS&H LLLP Mgmt For For
(EKS&H) AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING MARCH 31, 2014 (THE
"RATIFICATION OF AUDITORS PROPOSAL").
--------------------------------------------------------------------------------------------------------------------------
MET-PRO CORPORATION Agenda Number: 933862814
--------------------------------------------------------------------------------------------------------------------------
Security: 590876306
Meeting Type: Special
Meeting Date: 26-Aug-2013
Ticker: MPR
ISIN: US5908763064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED APRIL 21, 2013 (AS IT MAY BE AMENDED
FROM TIME TO TIME, THE "MERGER AGREEMENT"),
AMONG CECO ENVIRONMENTAL CORP., MUSTANG
ACQUISITION INC., A WHOLLY-OWNED SUBSIDIARY
OF CECO, MUSTANG ACQUISITION II INC., A
SEPARATE WHOLLY-OWNED SUBSIDIARY OF CECO,
AND MET-PRO CORPORATION, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
2. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
MERGER-RELATED COMPENSATION THAT MAY BECOME
PAYABLE TO MET-PRO'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGERS.
3. TO APPROVE THE ADJOURNMENT OR POSTPONEMENT Mgmt For For
OF THE MET-PRO SPECIAL MEETING, IF
NECESSARY OR APPROPRIATE, TO, AMONG OTHER
REASONS, SOLICIT ADDITIONAL PROXIES.
--------------------------------------------------------------------------------------------------------------------------
META FINANCIAL GROUP, INC. Agenda Number: 933913798
--------------------------------------------------------------------------------------------------------------------------
Security: 59100U108
Meeting Type: Annual
Meeting Date: 27-Jan-2014
Ticker: CASH
ISIN: US59100U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DOUGLAS J. HAJEK Mgmt For For
RODNEY G. MUILENBURG Mgmt For For
2. TO APPROVE BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF OUR "NAMED EXECUTIVE
OFFICERS" (A SAY-ON-PAY VOTE).
3. TO RECOMMEND BY A NON-BINDING ADVISORY Mgmt 1 Year For
VOTE, THE FREQUENCY OF FUTURE ADVISORY
VOTES ON THE COMPENSATION OF OUR "NAMED
EXECUTIVE OFFICERS" (A SAY-ON-PAY FREQUENCY
VOTE).
--------------------------------------------------------------------------------------------------------------------------
METALICO, INC. Agenda Number: 933988327
--------------------------------------------------------------------------------------------------------------------------
Security: 591176102
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: MEA
ISIN: US5911761022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CARLOS E. AGUERO Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL J. DRURY Mgmt For For
1C. ELECTION OF DIRECTOR: SEAN P. DUFFY Mgmt For For
1D. ELECTION OF DIRECTOR: PAUL A. GARRETT Mgmt For For
1E. ELECTION OF DIRECTOR: BRET R. MAXWELL Mgmt For For
2. TO RATIFY THE APPOINTMENT BY THE COMPANY'S Mgmt For For
AUDIT COMMITTEE OF COHNREZNICK LLP AS THE
COMPANY'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
METHODE ELECTRONICS, INC. Agenda Number: 933862054
--------------------------------------------------------------------------------------------------------------------------
Security: 591520200
Meeting Type: Annual
Meeting Date: 12-Sep-2013
Ticker: MEI
ISIN: US5915202007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WALTER J. ASPATORE Mgmt For For
1B ELECTION OF DIRECTOR: WARREN L. BATTS Mgmt For For
1C ELECTION OF DIRECTOR: J. EDWARD COLGATE Mgmt For For
1D ELECTION OF DIRECTOR: DARREN M. DAWSON Mgmt For For
1E ELECTION OF DIRECTOR: DONALD W. DUDA Mgmt For For
1F ELECTION OF DIRECTOR: STEPHEN F. GATES Mgmt For For
1G ELECTION OF DIRECTOR: ISABELLE C. GOOSSEN Mgmt For For
1H ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
HORNUNG
1I ELECTION OF DIRECTOR: PAUL G. SHELTON Mgmt For For
1J ELECTION OF DIRECTOR: LAWRENCE B. SKATOFF Mgmt For For
2 THE RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF ERNST & YOUNG LLP TO SERVE AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MAY 3, 2014.
3 THE ADVISORY APPROVAL OF METHODE'S NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
METRO BANCORP, INC. Agenda Number: 934000934
--------------------------------------------------------------------------------------------------------------------------
Security: 59161R101
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: METR
ISIN: US59161R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY L. NALBANDIAN Mgmt For For
JAMES R. ADAIR Mgmt For For
JOHN J. CARDELLO, CPA Mgmt For For
DOUGLAS S. GELDER Mgmt For For
ALAN R. HASSMAN Mgmt For For
J. RODNEY MESSICK Mgmt For For
H.C. METTE, ESQUIRE Mgmt For For
MICHAEL A. SERLUCO Mgmt For For
SAMIR J. SROUJI, M.D. Mgmt For For
2. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
NAMED EXECUTIVE OFFICERS AS DESCRIBED IN
THE PROXY STATEMENT
3. RATIFICATION OF THE APPOINTMENT OF BDO USA, Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2014
4. TAKE ACTION ON OTHER BUSINESS, WHICH MAY Mgmt Against Against
PROPERLY COME BEFORE THE MEETING
--------------------------------------------------------------------------------------------------------------------------
METROCORP BANCSHARES, INC. Agenda Number: 933898643
--------------------------------------------------------------------------------------------------------------------------
Security: 591650106
Meeting Type: Special
Meeting Date: 16-Dec-2013
Ticker: MCBI
ISIN: US5916501068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF SEPTEMBER 18, 2013, BY
AND BETWEEN EAST WEST BANCORP, INC. AND
METROCORP.
2. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF SPECIFIED COMPENSATION THAT MAY
BECOME PAYABLE TO THE NAMED EXECUTIVE
OFFICERS OF METROCORP IN CONNECTION WITH
THE MERGER.
3. APPROVAL OF ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
METROCORP SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING ADJOURNMENTS TO
PERMIT FURTHER SOLICITATION OF PROXIES IN
FAVOR OF THE METROCORP MERGER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
MGE ENERGY, INC. Agenda Number: 933958362
--------------------------------------------------------------------------------------------------------------------------
Security: 55277P104
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: MGEE
ISIN: US55277P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
REGINA M. MILLNER Mgmt For For
LONDA J. DEWEY Mgmt For For
THOMAS R. STOLPER Mgmt For For
2 RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP FOR FISCAL YEAR
2014.
3 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4 APPROVAL OF AMENDMENT TO MGE ENERGY'S Mgmt For For
AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK.
--------------------------------------------------------------------------------------------------------------------------
MGP INGREDIENTS INC Agenda Number: 933858637
--------------------------------------------------------------------------------------------------------------------------
Security: 55303J106
Meeting Type: Annual
Meeting Date: 17-Dec-2013
Ticker: MGPI
ISIN: US55303J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN P. BRIDENDALL Mgmt For *
M. JEANNINE STRANDJORD Mgmt For *
CLOUD L. CRAY, JR. Mgmt For *
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For *
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER
31, 2013.
03 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against *
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
04 TO APPROVE THE PROPOSAL TO AMEND THE Mgmt Against *
COMPANY'S BYLAWS TO PROVIDE FOR
CONFIDENTIAL VOTING.
05 TO APPROVE THE PROPOSAL REQUESTING THE Mgmt Against *
BOARD OF DIRECTORS TO APPROVE AN AMENDMENT
TO THE COMPANY'S ARTICLES OF INCORPORATION
TO DE-STAGGER THE BOARD AND PERMIT ANY
DIRECTOR TO BE REMOVED WITH OR WITHOUT
CAUSE.
06 TO APPROVE THE PROPOSAL TO AMEND THE Mgmt Against *
COMPANY'S BYLAWS TO PROVIDE A RIGHT FOR
STOCKHOLDERS HOLDING 10% OR MORE OF THE
OUTSTANDING COMMON STOCK OR OUTSTANDING
PREFERRED STOCK TO CALL A SPECIAL MEETING
OF STOCKHOLDERS.
07 CRAY GROUP'S PROPOSAL TO AMEND THE BYLAWS Mgmt Against *
TO REQUIRE THAT ANY VACANCIES ON THE BOARD
BE FILLED ONLY BY THE STOCKHOLDERS AND NOT
BY THE BOARD.
08 TO APPROVE THE REPEAL OF ANY PROVISION OF Mgmt For *
OR AMENDMENTS TO THE BYLAWS ADOPTED BY THE
BOARD WITHOUT THE APPROVAL OF A MAJORITY OF
THE SHARES OF COMMON STOCK AND PREFERRED
STOCK VOTING THEREON AFTER APRIL 3, 2013
AND ON OR BEFORE THE DATE OF THE ANNUAL
MEETING.
--------------------------------------------------------------------------------------------------------------------------
MGP INGREDIENTS INC Agenda Number: 934001481
--------------------------------------------------------------------------------------------------------------------------
Security: 55303J106
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: MGPI
ISIN: US55303J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AND ADOPT AN AMENDMENT TO OUR Mgmt For For
ARTICLES OF INCORPORATION TO DECLASSIFY OUR
BOARD OF DIRECTORS (THE "BOARD").
2. DIRECTOR
JOHN BRIDENDALL Mgmt For For
CLOUD L. CRAY, JR. Mgmt Withheld Against
TERRENCE DUNN Mgmt For For
ANTHONY FOGLIO Mgmt For For
GEORGE PAGE, JR. Mgmt For For
DARYL SCHALLER Mgmt For For
KAREN SEABERG Mgmt For For
JEANNINE STRANDJORD Mgmt For For
3.1 ELECTION OF DIRECTOR (IF PROPOSAL 1 IS NOT Mgmt For For
APPROVED BY THE STOCKHOLDERS): TERRENCE
DUNN
3.2 ELECTION OF DIRECTOR (IF PROPOSAL 1 IS NOT Mgmt For For
APPROVED BY THE STOCKHOLDERS): ANTHONY
FOGLIO
3.3 ELECTION OF DIRECTOR (IF PROPOSAL 1 IS NOT Mgmt For For
APPROVED BY THE STOCKHOLDERS): GEORGE PAGE,
JR.
3.4 ELECTION OF DIRECTOR (IF PROPOSAL 1 IS NOT Mgmt For For
APPROVED BY THE STOCKHOLDERS): KAREN
SEABERG
4. TO APPROVE AND ADOPT MGP INGREDIENTS, INC. Mgmt For For
2014 EQUITY INCENTIVE PLAN.
5. TO APPROVE AND ADOPT MGP INGREDIENTS, INC. Mgmt For For
2014 NON-EMPLOYEE DIRECTOR EQUITY INCENTIVE
PLAN.
6. TO APPROVE AND ADOPT MGP INGREDIENTS, INC. Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
7. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
8. TO CONDUCT AN ADVISORY VOTE ON THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
9. TO POSTPONE OR ADJOURN THE 2014 ANNUAL Mgmt For For
MEETING OF STOCKHOLDERS (THE "ANNUAL
MEETING") FOR THE PURPOSE OF SOLICITING
ADDITIONAL PROXIES IN THE EVENT THAT, AT
THE ANNUAL MEETING, THE AFFIRMATIVE VOTE IN
FAVOR OF PROPOSAL 1 AMENDMENT TO THE
COMPANY'S ARTICLES OF INCORPORATION IS LESS
THAN A MAJORITY OF OUR OUTSTANDING SHARES
OF COMMON STOCK ENTITLED TO VOTE AT THE
ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
MICREL, INCORPORATED Agenda Number: 933982793
--------------------------------------------------------------------------------------------------------------------------
Security: 594793101
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: MCRL
ISIN: US5947931011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAYMOND D. ZINN Mgmt For For
JOHN E. BOURGOIN Mgmt For For
MICHAEL J. CALLAHAN Mgmt For For
DANIEL HENEGHAN Mgmt For For
NEIL J. MIOTTO Mgmt For For
FRANK W. SCHNEIDER Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DESCRIBED IN THE
PROXY STATEMENT PURSUANT TO EXECUTIVE
COMPENSATION DISCLOSURE RULES UNDER THE
SECURITIES EXCHANGE ACT OF 1934, AS
AMENDED.
--------------------------------------------------------------------------------------------------------------------------
MICROFINANCIAL INCORPORATED Agenda Number: 933976790
--------------------------------------------------------------------------------------------------------------------------
Security: 595072109
Meeting Type: Special
Meeting Date: 08-May-2014
Ticker: MFI
ISIN: US5950721093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TORRENCE C. HARDER Mgmt For For
FRITZ VON MERING Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against
OF THE CORPORATION'S EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For
BOARD OF DIRECTORS OF MCGLADREY LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE CORPORATION FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
MIDDLESEX WATER COMPANY Agenda Number: 933962931
--------------------------------------------------------------------------------------------------------------------------
Security: 596680108
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: MSEX
ISIN: US5966801087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES F. COSGROVE, JR. Mgmt For For
JOHN R. MIDDLETON, M.D. Mgmt For For
JEFFRIES SHEIN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF PARENTEBEARD Mgmt For For
LLC AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. TO PROVIDE A NON-BINDING ADVISORY VOTE TO Mgmt For For
APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MIDSOUTH BANCORP, INC. Agenda Number: 933970180
--------------------------------------------------------------------------------------------------------------------------
Security: 598039105
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: MSL
ISIN: US5980391057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES R. DAVIS, JR. Mgmt For For
MILTON B. KIDD, III, OD Mgmt For For
R. GLENN PUMPELLY Mgmt For For
2. APPROVAL OF A NON-BINDING ADVISORY Mgmt For For
RESOLUTION ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
MIDWESTONE FINANCIAL GROUP, INC. Agenda Number: 933938005
--------------------------------------------------------------------------------------------------------------------------
Security: 598511103
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: MOFG
ISIN: US5985111039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES N. FUNK Mgmt For For
B.J. KNIFF-MCCULLA Mgmt For For
WILLIAM N. RUUD Mgmt For For
R. SCOTT ZAISER Mgmt For For
2. TO APPROVE, IN A NON-BINDING, ADVISORY Mgmt For For
VOTE, THE COMPENSATION OF CERTAIN EXECUTIVE
OFFICERS OF THE COMPANY.
3. TO RATIFY THE APPOINTMENT OF MCGLADREY LLP Mgmt For For
TO SERVE AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
MILLER INDUSTRIES, INC. Agenda Number: 933996259
--------------------------------------------------------------------------------------------------------------------------
Security: 600551204
Meeting Type: Annual
Meeting Date: 23-May-2014
Ticker: MLR
ISIN: US6005512040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
T.H. ASHFORD, III Mgmt For For
A.R. CHANDLER, III Mgmt For For
WILLIAM G. MILLER Mgmt For For
WILLIAM G. MILLER, II Mgmt For For
RICHARD H. ROBERTS Mgmt For For
2. NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MISONIX, INC. Agenda Number: 933893491
--------------------------------------------------------------------------------------------------------------------------
Security: 604871103
Meeting Type: Annual
Meeting Date: 03-Dec-2013
Ticker: MSON
ISIN: US6048711039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL A. MCMANUS, JR. Mgmt Withheld Against
T. GUY MINETTI Mgmt For For
THOMAS F. O'NEILL Mgmt For For
JOHN W. GILDEA Mgmt For For
CHARLES MINER, III MD Mgmt For For
S.G. VIZIRGIANAKIS Mgmt Withheld Against
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE SELECTION OF GRANT Mgmt For For
THORNTON LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
MISTRAS GROUP, INC. Agenda Number: 933878273
--------------------------------------------------------------------------------------------------------------------------
Security: 60649T107
Meeting Type: Annual
Meeting Date: 15-Oct-2013
Ticker: MG
ISIN: US60649T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DANIEL M. DICKINSON Mgmt For For
JAMES J. FORESE Mgmt For For
RICHARD H. GLANTON Mgmt For For
MICHAEL J. LANGE Mgmt For For
ELLEN T. RUFF Mgmt For For
MANUEL N. STAMATAKIS Mgmt For For
SOTIRIOS J. VAHAVIOLOS Mgmt For For
2. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF KPMG
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF MISTRAS GROUP, INC. FOR
ITS FISCAL YEAR ENDING MAY 31, 2014.
3. APPROVAL OF THE MISTRAS GROUP 2009 Mgmt For For
LONG-TERM INCENTIVE PLAN.
4. APPROVAL OF AN ADVISORY VOTE ON THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MITCHAM INDUSTRIES, INC. Agenda Number: 933843852
--------------------------------------------------------------------------------------------------------------------------
Security: 606501104
Meeting Type: Annual
Meeting Date: 25-Jul-2013
Ticker: MIND
ISIN: US6065011040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BILLY F. MITCHAM, JR. Mgmt For For
PETER H. BLUM Mgmt For For
ROBERT P. CAPPS Mgmt For For
R. DEAN LEWIS Mgmt For For
JOHN F. SCHWALBE Mgmt For For
ROBERT J. ALBERS Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. ADOPT AN AMENDMENT AND RESTATEMENT ("THE Mgmt For For
AMENDMENT") TO THE MITCHAM INDUSTRIES, INC.
STOCK AWARDS PLAN, AS AMENDED ("THE PLAN").
4. RE-APPROVE THE MATERIAL TERMS OF THE PLAN Mgmt For For
AS AMENDED BY THE AMENDMENT PURSUANT TO
SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
5. RATIFICATION OF THE SELECTION OF HEIN & Mgmt For For
ASSOCIATES LLP AS MITCHAM INDUSTRIES,
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
MOBILE MINI, INC. Agenda Number: 933848030
--------------------------------------------------------------------------------------------------------------------------
Security: 60740F105
Meeting Type: Annual
Meeting Date: 24-Jul-2013
Ticker: MINI
ISIN: US60740F1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FREDERICK MCNAMEE III Mgmt For For
LAWRENCE TRACHTENBERG Mgmt For For
2. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
4. APPROVAL OF AN INCREASE IN THE MAXIMUM Mgmt Against Against
NUMBER OF SHARES THAT MAY BE ISSUED UNDER
THE MOBILE MINI, INC. 2006 EQUITY INCENTIVE
PLAN, AS AMENDED, BY 2,000,000 SHARES, FROM
4,200,000 SHARES TO 6,200,000 SHARES.
--------------------------------------------------------------------------------------------------------------------------
MOCON, INC. Agenda Number: 933987806
--------------------------------------------------------------------------------------------------------------------------
Security: 607494101
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: MOCO
ISIN: US6074941013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT L. DEMOREST Mgmt For For
DONALD N. DEMORETT Mgmt For For
ROBERT F. GALLAGHER Mgmt For For
BRADLEY D. GOSKOWICZ Mgmt For For
DANIEL W. MAYER Mgmt For For
RICHARD A. PROULX Mgmt For For
TOM C. THOMAS Mgmt For For
DAVID J. WARD Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFY THE SELECTION OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
MODINE MANUFACTURING COMPANY Agenda Number: 933849842
--------------------------------------------------------------------------------------------------------------------------
Security: 607828100
Meeting Type: Annual
Meeting Date: 18-Jul-2013
Ticker: MOD
ISIN: US6078281002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS A. BURKE Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES P. COOLEY Mgmt For For
1C. ELECTION OF DIRECTOR: MARY L. PETROVICH Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
MOMENTA PHARMACEUTICALS, INC. Agenda Number: 934005186
--------------------------------------------------------------------------------------------------------------------------
Security: 60877T100
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: MNTA
ISIN: US60877T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRUCE L. DOWNEY Mgmt For For
MARSHA H. FANUCCI Mgmt For For
PETER BARTON HUTT Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt Against Against
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
4. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE EMPLOYEE STOCK PURCHASE PLAN.
5. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE 2013 INCENTIVE AWARD PLAN.
--------------------------------------------------------------------------------------------------------------------------
MONARCH CASINO & RESORT, INC. Agenda Number: 933970091
--------------------------------------------------------------------------------------------------------------------------
Security: 609027107
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: MCRI
ISIN: US6090271072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN FARAHI Mgmt Withheld Against
CRAIG F. SULLIVAN Mgmt For For
PAUL ANDREWS Mgmt For For
2. TO APPROVE THE 2014 EQUITY INCENTIVE PLAN. Mgmt Against Against
3. TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE Mgmt For For
COMPENSATION.
4. TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt Against Against
PROPERLY COME BEFORE THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
MONEYGRAM INTERNATIONAL, INC. Agenda Number: 933958033
--------------------------------------------------------------------------------------------------------------------------
Security: 60935Y208
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: MGI
ISIN: US60935Y2081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: J. COLEY CLARK Mgmt For For
1.2 ELECTION OF DIRECTOR: VICTOR W. DAHIR Mgmt For For
1.3 ELECTION OF DIRECTOR: ANTONIO O. GARZA Mgmt For For
1.4 ELECTION OF DIRECTOR: THOMAS M. HAGERTY Mgmt Against Against
1.5 ELECTION OF DIRECTOR: SETH W. LAWRY Mgmt Against Against
1.6 ELECTION OF DIRECTOR: PAMELA H. PATSLEY Mgmt For For
1.7 ELECTION OF DIRECTOR: GANESH B. RAO Mgmt For For
1.8 ELECTION OF DIRECTOR: W. BRUCE TURNER Mgmt For For
1.9 ELECTION OF DIRECTOR: PEGGY VAUGHAN Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
MONOLITHIC POWER SYSTEMS, INC. Agenda Number: 934004881
--------------------------------------------------------------------------------------------------------------------------
Security: 609839105
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: MPWR
ISIN: US6098391054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VICTOR K. LEE Mgmt For For
JAMES C. MOYER Mgmt For For
2. VOTE TO RATIFY DELOITTE & TOUCHE LLP AS OUR Mgmt For For
INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. PROPOSAL TO APPROVE THE ADVISORY Mgmt Against Against
(NON-BINDING) RESOLUTION RELATING TO
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MONOTYPE IMAGING HOLDINGS INC. Agenda Number: 933973124
--------------------------------------------------------------------------------------------------------------------------
Security: 61022P100
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: TYPE
ISIN: US61022P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT L. LENTZ Mgmt For For
DOUGLAS J. SHAW Mgmt For For
PETER J. SIMONE Mgmt For For
2. AN ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVAL OF THE COMPANY'S SECOND AMENDED Mgmt For For
AND RESTATED 2007 STOCK OPTION AND
INCENTIVE PLAN.
4. RATIFY ERNST & YOUNG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
MONRO MUFFLER BRAKE, INC. Agenda Number: 933856873
--------------------------------------------------------------------------------------------------------------------------
Security: 610236101
Meeting Type: Annual
Meeting Date: 06-Aug-2013
Ticker: MNRO
ISIN: US6102361010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FREDERICK M. DANZIGER Mgmt For For
ROBERT G. GROSS Mgmt For For
STEPHEN C. MCCLUSKI Mgmt For For
ROBERT E. MELLOR Mgmt For For
PETER J. SOLOMON Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE MONRO Mgmt For For
MUFFLER BRAKE, INC. 2007 STOCK INCENTIVE
PLAN TO INCREASE THE NUMBER OF SHARES
AVAILABLE UNDER THE PLAN.
3. TO APPROVE, ON A NON-BINDING BASIS, THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO RATIFY THE RE-APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING MARCH 29, 2014.
--------------------------------------------------------------------------------------------------------------------------
MONSTER WORLDWIDE, INC. Agenda Number: 933993380
--------------------------------------------------------------------------------------------------------------------------
Security: 611742107
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: MWW
ISIN: US6117421072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SALVATORE IANNUZZI Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN GAULDING Mgmt For For
1C. ELECTION OF DIRECTOR: EDMUND P. Mgmt For For
GIAMBASTIANI, JR.
1D. ELECTION OF DIRECTOR: JEFFREY F. RAYPORT Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERTO TUNIOLI Mgmt For For
1F. ELECTION OF DIRECTOR: TIMOTHY T. YATES Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF BDO USA, Mgmt For For
LLP AS MONSTER WORLDWIDE, INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3. APPROVAL OF THE MONSTER WORLDWIDE, INC. Mgmt Against Against
AMENDED AND RESTATED 2008 EQUITY INCENTIVE
PLAN.
4. APPROVAL OF THE MONSTER WORLDWIDE, INC. Mgmt For For
SECOND AMENDED AND RESTATED EXECUTIVE
INCENTIVE PLAN.
5. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MOSYS, INC. Agenda Number: 934010276
--------------------------------------------------------------------------------------------------------------------------
Security: 619718109
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: MOSY
ISIN: US6197181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TOMMY ENG Mgmt Withheld Against
CHI-PING HSU Mgmt Withheld Against
STEPHEN L. DOMENIK Mgmt Withheld Against
VICTOR K. LEE Mgmt Withheld Against
LEONARD PERHAM Mgmt Withheld Against
2. THE RATIFICATION OF THE APPOINTMENT OF BURR Mgmt For For
PILGER MAYER, INC. AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. ADVISORY VOTE (NONBINDING) TO APPROVE 2013 Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF THE AMENDMENT OF THE 2010 Mgmt Against Against
EQUITY INCENTIVE PLAN TO INCREASE THE
AVAILABLE SHARE RESERVE BY 1,500,000 SHARES
AND APPROVE THE MATERIAL TERMS OF THE 2010
EQUITY INCENTIVE PLAN FOR PURPOSES OF
INTERNAL REVENUE CODE SECTION 162(M).
5. TO ACT UPON ALL OTHER BUSINESS THAT MAY Mgmt Against Against
PROPERLY COME BEFORE THE ANNUAL MEETING OF
STOCKHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
MOTORCAR PARTS OF AMERICA, INC. Agenda Number: 933931176
--------------------------------------------------------------------------------------------------------------------------
Security: 620071100
Meeting Type: Annual
Meeting Date: 31-Mar-2014
Ticker: MPAA
ISIN: US6200711009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SELWYN JOFFE Mgmt For For
MEL MARKS Mgmt For For
SCOTT ADELSON Mgmt For For
RUDOLPH BORNEO Mgmt For For
PHILIP GAY Mgmt For For
DUANE MILLER Mgmt For For
JEFFREY MIRVIS Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING MARCH 31, 2014.
3. PROPOSAL TO APPROVE AN INCREASE IN THE Mgmt For For
NUMBER OF AUTHORIZED SHARES OF OUR COMMON
STOCK.
4. PROPOSAL TO APPROVE OUR SECOND AMENDED AND Mgmt For For
RESTATED 2010 INCENTIVE AWARD PLAN.
5. PROPOSAL TO APPROVE OUR 2014 NON-EMPLOYEE Mgmt For For
DIRECTOR INCENTIVE AWARD PLAN.
6. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
7. SUCH OTHER MATTERS AS MAY PROPERLY COME Mgmt Against Against
BEFORE THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
MOVADO GROUP, INC. Agenda Number: 934011836
--------------------------------------------------------------------------------------------------------------------------
Security: 624580106
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: MOV
ISIN: US6245801062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARGARET HAYES ADAME Mgmt For For
PETER A. BRIDGMAN Mgmt For For
RICHARD COTE Mgmt For For
ALEX GRINBERG Mgmt For For
EFRAIM GRINBERG Mgmt For For
ALAN H. HOWARD Mgmt For For
RICHARD ISSERMAN Mgmt For For
NATHAN LEVENTHAL Mgmt For For
MAURICE REZNIK Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR
ENDING JANUARY 31, 2015.
3. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S EXECUTIVE PERFORMANCE PLAN,
ORIGINALLY ESTABLISHED EFFECTIVE FEBRUARY
1, 2001 AND SUBSEQUENTLY AMENDED AND
RESTATED EFFECTIVE FEBRUARY 1, 2014.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN THE
PROXY STATEMENT UNDER "EXECUTIVE
COMPENSATION".
--------------------------------------------------------------------------------------------------------------------------
MOVE,INC. Agenda Number: 933991956
--------------------------------------------------------------------------------------------------------------------------
Security: 62458M207
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: MOVE
ISIN: US62458M2070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOE F. HANAUER Mgmt For For
STEVEN H. BERKOWITZ Mgmt For For
JENNIFER DULSKI Mgmt For For
KENNETH K. KLEIN Mgmt For For
V. PAUL UNRUH Mgmt For For
BRUCE G. WILLISON Mgmt For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS MOVE, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION PAID TO MOVE, INC.'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MTS SYSTEMS CORPORATION Agenda Number: 933911530
--------------------------------------------------------------------------------------------------------------------------
Security: 553777103
Meeting Type: Annual
Meeting Date: 11-Feb-2014
Ticker: MTSC
ISIN: US5537771033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID J. ANDERSON Mgmt For For
JEAN-LOU CHAMEAU Mgmt For For
JEFFREY A. GRAVES Mgmt For For
DAVID D. JOHNSON Mgmt For For
EMILY M. LIGGETT Mgmt For For
BARB J. SAMARDZICH Mgmt For For
GAIL P. STEINEL Mgmt For For
CHUN HUNG (KENNETH) YU Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014.
3. A NON-BINDING, ADVISORY VOTE REGARDING THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MUELLER WATER PRODUCTS, INC. Agenda Number: 933907012
--------------------------------------------------------------------------------------------------------------------------
Security: 624758108
Meeting Type: Annual
Meeting Date: 29-Jan-2014
Ticker: MWA
ISIN: US6247581084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SHIRLEY C. FRANKLIN Mgmt For For
THOMAS J. HANSEN Mgmt For For
GREGORY E. HYLAND Mgmt For For
JERRY W. KOLB Mgmt For For
JOSEPH B. LEONARD Mgmt For For
MARK J. O'BRIEN Mgmt For For
BERNARD G. RETHORE Mgmt For For
NEIL A. SPRINGER Mgmt For For
LYDIA W. THOMAS Mgmt For For
MICHAEL T. TOKARZ Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
MULTI-COLOR CORPORATION Agenda Number: 933855718
--------------------------------------------------------------------------------------------------------------------------
Security: 625383104
Meeting Type: Annual
Meeting Date: 21-Aug-2013
Ticker: LABL
ISIN: US6253831043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ARI J. BENACERRAF Mgmt For For
ROBERT R. BUCK Mgmt For For
CHARLES B. CONNOLLY Mgmt For For
LORRENCE T. KELLAR Mgmt For For
ROGER A. KELLER Mgmt For For
THOMAS M. MOHR Mgmt For For
SIMON T. ROBERTS Mgmt For For
NIGEL A. VINECOMBE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
MARCH 31, 2014.
3. ADVISORY APPROVAL OF MULTI-COLOR Mgmt For For
CORPORATION'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MULTI-FINELINE ELECTRONIX, INC. Agenda Number: 933919219
--------------------------------------------------------------------------------------------------------------------------
Security: 62541B101
Meeting Type: Annual
Meeting Date: 05-Mar-2014
Ticker: MFLX
ISIN: US62541B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
L. YUEN-CHING LIM, PH.D Mgmt For For
JAMES MCCLUNEY Mgmt For For
SAM YAU Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
4. TO APPROVE THE COMPANY'S 2014 EQUITY Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
MYERS INDUSTRIES, INC. Agenda Number: 933949793
--------------------------------------------------------------------------------------------------------------------------
Security: 628464109
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: MYE
ISIN: US6284641098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VINCENT C. BYRD Mgmt For For
SARAH R. COFFIN Mgmt For For
JOHN B. CROWE Mgmt For For
WILLIAM A. FOLEY Mgmt For For
ROBERT B. HEISLER, JR Mgmt For For
RICHARD P. JOHNSTON Mgmt For For
EDWARD W. KISSEL Mgmt For For
JOHN C. ORR Mgmt For For
ROBERT A. STEFANKO Mgmt For For
DANIEL R. LEE Mgmt For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2014.
3 TO CAST A NON-BINDING ADVISORY VOTE TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MYR GROUP INC Agenda Number: 933935136
--------------------------------------------------------------------------------------------------------------------------
Security: 55405W104
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: MYRG
ISIN: US55405W1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
HENRY W. FAYNE Mgmt For For
GARY R. JOHNSON Mgmt For For
2 ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 APPROVAL OF THE MYR GROUP INC. 2007 Mgmt For For
LONG-TERM INCENTIVE PLAN (AMENDED AND
RESTATED AS OF MAY 1, 2014).
4 APPROVAL OF THE MYR GROUP INC. SENIOR Mgmt For For
MANAGEMENT INCENTIVE PLAN (AMENDED AND
RESTATED AS OF MAY 1, 2014).
5 APPROVAL OF AN AMENDMENT TO THE MYR GROUP Mgmt For For
INC. RESTATED CERTIFICATE OF INCORPORATION
TO INCREASE THE MAXIMUM SIZE OF THE BOARD.
6 RATIFICATION OF ERNST & YOUNG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
NACCO INDUSTRIES, INC. Agenda Number: 933944705
--------------------------------------------------------------------------------------------------------------------------
Security: 629579103
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: NC
ISIN: US6295791031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT S. COWEN Mgmt For For
JOHN P. JUMPER Mgmt For For
DENNIS W. LABARRE Mgmt For For
RICHARD DE J. OSBORNE Mgmt For For
ALFRED M. RANKIN, JR. Mgmt For For
JAMES A. RATNER Mgmt For For
BRITTON T. TAPLIN Mgmt For For
DAVID F. TAPLIN Mgmt Withheld Against
DAVID B.H. WILLIAMS Mgmt For For
2. PROPOSAL TO APPROVE, FOR PURPOSES OF Mgmt For For
SECTION 162(M) OF THE INTERNAL REVENUE
CODE, THE HAMILTON BEACH BRANDS, INC.
ANNUAL INCENTIVE COMPENSATION PLAN
(EFFECTIVE JANUARY 1, 2014).
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE CURRENT FISCAL
YEAR.
--------------------------------------------------------------------------------------------------------------------------
NANOMETRICS INCORPORATED Agenda Number: 933970952
--------------------------------------------------------------------------------------------------------------------------
Security: 630077105
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: NANO
ISIN: US6300771051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. THOMAS BENTLEY Mgmt For For
EDWARD J. BROWN JR. Mgmt For For
STEPHEN G. NEWBERRY Mgmt For For
BRUCE C. RHINE Mgmt For For
TIMOTHY J. STULTZ PHD Mgmt For For
2 TO APPROVE A NON-BINDING ADVISORY Mgmt For For
RESOLUTION APPROVING NANOMETRICS' EXECUTIVE
COMPENSATION AS DISCLOSED IN THE PROXY
STATEMENT.
3 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS NANOMETRICS'
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
27, 2014.
--------------------------------------------------------------------------------------------------------------------------
NAPCO SECURITY TECHNOLOGIES, INC. Agenda Number: 933893453
--------------------------------------------------------------------------------------------------------------------------
Security: 630402105
Meeting Type: Annual
Meeting Date: 10-Dec-2013
Ticker: NSSC
ISIN: US6304021057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD L. SOLOWAY Mgmt For For
KEVIN S. BUCHEL Mgmt For For
2. RATIFICATION OF BAKER TILLY VIRCHOW KRAUSE Mgmt For For
LLP AS THE COMPANY'S 2014 INDEPENDENT
REGISTERED ACCOUNTANTS.
3. ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF EXECUTIVE OFFICERS.
4. ADVISORY RESOLUTION TO DETERMINE THE Mgmt 1 Year Against
FREQUENCY OF THE ADVISORY VOTE TO APPROVE
THE COMPENSATION OF THE EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
NASH-FINCH COMPANY Agenda Number: 933887979
--------------------------------------------------------------------------------------------------------------------------
Security: 631158102
Meeting Type: Special
Meeting Date: 18-Nov-2013
Ticker: NAFC
ISIN: US6311581028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF JULY 21, 2013, BY AND AMONG
NASH-FINCH COMPANY (THE COMPANY), SPARTAN
STORES, INC. A MICHIGAN CORPORATION
(SPARTAN STORES), AND SS DELAWARE, INC., A
DELAWARE CORPORATION AND A WHOLLY-OWNED
SUBSIDIARY OF SPARTAN STORES, AS IT MAY BE
AMENDED FROM TIME TO TIME.
2. TO APPROVE AN ADVISORY (NON-BINDING) Mgmt Against Against
PROPOSAL ON THE COMPENSATION THAT MAY BE
PAID OR BECOME PAYABLE TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS THAT IS BASED ON
OR OTHERWISE RELATED TO THE PROPOSED
TRANSACTIONS.
3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING TO A LATER DATE OR DATES, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THERE ARE
NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
NATHAN'S FAMOUS, INC. Agenda Number: 933861848
--------------------------------------------------------------------------------------------------------------------------
Security: 632347100
Meeting Type: Annual
Meeting Date: 12-Sep-2013
Ticker: NATH
ISIN: US6323471002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. EIDE Mgmt Withheld Against
ERIC GATOFF Mgmt Withheld Against
BRIAN S. GENSON Mgmt Withheld Against
BARRY LEISTNER Mgmt Withheld Against
HOWARD M. LORBER Mgmt Withheld Against
WAYNE NORBITZ Mgmt Withheld Against
A.F. PETROCELLI Mgmt Withheld Against
CHARLES RAICH Mgmt Withheld Against
2. RATIFICATION OF THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS AUDITORS FOR FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL AMERICAN UNIVERSITY HOLDINGS Agenda Number: 933883565
--------------------------------------------------------------------------------------------------------------------------
Security: 63245Q105
Meeting Type: Annual
Meeting Date: 29-Oct-2013
Ticker: NAUH
ISIN: US63245Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT D. BUCKINGHAM Mgmt Withheld Against
DR. JERRY L. GALLENTINE Mgmt Withheld Against
DR. RONALD L. SHAPE Mgmt Withheld Against
DR. THERESE K. CRANE Mgmt For For
DR. THOMAS D. SABAN Mgmt For For
DAVID L. WARNOCK Mgmt For For
RICHARD L. HALBERT Mgmt For For
JEFFREY B. BERZINA Mgmt For For
2. TO APPROVE AMENDMENTS TO THE NATIONAL Mgmt Against Against
AMERICAN UNIVERSITY HOLDINGS, INC. 2009
STOCK OPTION AND COMPENSATION PLAN.
3. TO ADOPT THE NATIONAL AMERICAN UNIVERSITY Mgmt For For
HOLDINGS, INC. 2013 RESTRICTED STOCK UNIT
PLAN.
4. TO APPROVE THE EXCHANGE OF UNDERWATER STOCK Mgmt Against Against
OPTIONS OF EXECUTIVE OFFICERS FOR
RESTRICTED STOCK UNITS.
5. TO APPROVE OUR NAMED EXECUTIVE OFFICER'S Mgmt For For
COMPENSATION IN AN ADVISORY VOTE
6. TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, Mgmt 1 Year For
THE FREQUENCY OF EXECUTIVE COMPENSATION
VOTES.
7. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE, LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MAY 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL BEVERAGE CORP. Agenda Number: 933876659
--------------------------------------------------------------------------------------------------------------------------
Security: 635017106
Meeting Type: Annual
Meeting Date: 11-Oct-2013
Ticker: FIZZ
ISIN: US6350171061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CECIL D. CONLEE Mgmt For For
STANLEY M. SHERIDAN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NATIONAL CINEMEDIA, INC. Agenda Number: 933940074
--------------------------------------------------------------------------------------------------------------------------
Security: 635309107
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: NCMI
ISIN: US6353091076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
KURT C. HALL Mgmt For For
LAWRENCE A. GOODMAN Mgmt For For
SCOTT N. SCHNEIDER Mgmt For For
2 TO APPROVE ON AN ADVISORY BASIS, NATIONAL Mgmt For For
CINEMEDIA, INC.'S EXECUTIVE COMPENSATION.
3 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS NATIONAL CINEMEDIA, INC.'S
INDEPENDENT AUDITORS FOR THE 2014 FISCAL
YEAR ENDING JANUARY 1, 2015.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL HEALTHCARE CORPORATION Agenda Number: 933960622
--------------------------------------------------------------------------------------------------------------------------
Security: 635906100
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: NHC
ISIN: US6359061008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: W. ANDREW ADAMS Mgmt For For
1.2 ELECTION OF DIRECTOR: ERNEST G. BURGESS Mgmt Against Against
1.3 ELECTION OF DIRECTOR: EMIL E. HASSAN Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL RESEARCH CORPORATION Agenda Number: 933982248
--------------------------------------------------------------------------------------------------------------------------
Security: 637372202
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: NRCIA
ISIN: US6373722023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOANN M. MARTIN Mgmt Withheld Against
BARBARA J. MOWRY Mgmt For For
2. ADVISORY VOTE ON THE APPROVAL OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL RESEARCH CORPORATION Agenda Number: 933982248
--------------------------------------------------------------------------------------------------------------------------
Security: 637372301
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: NRCIB
ISIN: US6373723013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOANN M. MARTIN Mgmt Withheld Against
BARBARA J. MOWRY Mgmt For For
2. ADVISORY VOTE ON THE APPROVAL OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL TECHNICAL SYSTEMS, INC. Agenda Number: 933892350
--------------------------------------------------------------------------------------------------------------------------
Security: 638104109
Meeting Type: Special
Meeting Date: 19-Nov-2013
Ticker: NTSC
ISIN: US6381041093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT & PLAN OF MERGER, Mgmt For For
("MERGER AGREEMENT"), BY AND AMONG NEST
PARENT, INC. ("PARENT"), NEST MERGER SUB,
INC. ("MERGER SUB") & NATIONAL TECHNICAL
SYSTEMS, INC. ("COMPANY") & TRANSACTIONS
CONTEMPLATED THEREBY, INCLUDING MERGER OF
MERGER SUB WITH & INTO NTS, AS A RESULT OF
WHICH NTS WILL BE SURVIVING CORPORATION IN
MERGER AND A WHOLLY-OWNED SUBSIDIARY OF
PARENT.
2. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, SPECIFIED COMPENSATION THAT MAY
BECOME PAYABLE TO THE NAMED EXECUTIVE
OFFICERS OF THE COMPANY IN CONNECTION WITH
THE MERGER.
3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE MERGER
AGREEMENT PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL WESTERN LIFE INSURANCE COMPANY Agenda Number: 934006746
--------------------------------------------------------------------------------------------------------------------------
Security: 638522102
Meeting Type: Annual
Meeting Date: 20-Jun-2014
Ticker: NWLI
ISIN: US6385221022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEPHEN E. GLASGOW Mgmt For For
E. DOUGLAS MCLEOD Mgmt Withheld Against
LOUIS E. PAULS, JR. Mgmt For For
E.J. PEDERSON Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF BKD Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT ACCOUNTING
FIRM.
3. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt Against Against
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
NATURAL GAS SERVICES GROUP, INC. Agenda Number: 933996235
--------------------------------------------------------------------------------------------------------------------------
Security: 63886Q109
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: NGS
ISIN: US63886Q1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEPHEN C. TAYLOR Mgmt For For
CHARLES G. CURTIS Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF BDO USA, Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3 TO CONSIDER AN ADVISORY VOTE ON Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 APPROVAL OF AN AMENDMENT TO THE 2009 Mgmt For For
RESTRICTED STOCK/UNIT PLAN.
--------------------------------------------------------------------------------------------------------------------------
NATUS MEDICAL INCORPORATED Agenda Number: 933990853
--------------------------------------------------------------------------------------------------------------------------
Security: 639050103
Meeting Type: Annual
Meeting Date: 06-Jun-2014
Ticker: BABY
ISIN: US6390501038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KENNETH E. LUDLUM Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
2011 STOCK AWARDS PLAN.
4. ADVISORY APPROVAL OF THE COMPANY'S NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NAUTILUS, INC. Agenda Number: 933968806
--------------------------------------------------------------------------------------------------------------------------
Security: 63910B102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: NLS
ISIN: US63910B1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RONALD P. BADIE Mgmt For For
BRUCE M. CAZENAVE Mgmt For For
RICHARD A. HORN Mgmt For For
M. CARL JOHNSON, III Mgmt For For
ANNE G. SAUNDERS Mgmt For For
MARVIN G. SIEGERT Mgmt For For
2. RATIFICATION OF SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS REGISTERED INDEPENDENT PUBLIC
ACCOUNTING FIRM.
3. TO ADOPT AN ADVISORY RESOLUTION APPROVING Mgmt For For
NAUTILUS' EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NAVIGANT CONSULTING, INC. Agenda Number: 933973073
--------------------------------------------------------------------------------------------------------------------------
Security: 63935N107
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: NCI
ISIN: US63935N1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1B. ELECTION OF DIRECTOR: JULIE M. HOWARD Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHAN A. JAMES Mgmt Against Against
1D. ELECTION OF DIRECTOR: SAMUEL K. SKINNER Mgmt For For
1E. ELECTION OF DIRECTOR: GOV. JAMES R. Mgmt For For
THOMPSON
1F. ELECTION OF DIRECTOR: MICHAEL L. TIPSORD Mgmt For For
2. PROPOSAL TO ADOPT AN AMENDMENT TO THE Mgmt For For
COMPANY'S RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE MAXIMUM SIZE
OF THE COMPANY'S BOARD OF DIRECTORS.
3. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN
THE PROXY STATEMENT.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
NBT BANCORP INC. Agenda Number: 933963414
--------------------------------------------------------------------------------------------------------------------------
Security: 628778102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: NBTB
ISIN: US6287781024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TIMOTHY E. DELANEY* Mgmt For For
JAMES H. DOUGLAS* Mgmt For For
JOSEPH A. SANTANGELO* Mgmt For For
LOWELL A. SEIFTER ESQ.* Mgmt For For
RICHARD CHOJNOWSKI# Mgmt For For
2. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt Against Against
BASIS, THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS ("SAY ON
PAY").
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
NBT BANCORP INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
NCI BUILDING SYSTEMS, INC. Agenda Number: 933919613
--------------------------------------------------------------------------------------------------------------------------
Security: 628852204
Meeting Type: Annual
Meeting Date: 25-Feb-2014
Ticker: NCS
ISIN: US6288522047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: NORMAN C. CHAMBERS Mgmt For For
1.2 ELECTION OF DIRECTOR: KATHLEEN J. AFFELDT Mgmt For For
1.3 ELECTION OF DIRECTOR: NATHAN K. SLEEPER Mgmt Against Against
2. APPROVAL OF THE SENIOR EXECUTIVE BONUS Mgmt Against Against
PLAN.
3. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. AN ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 1 Year Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
5. RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
NCI, INC. Agenda Number: 934007647
--------------------------------------------------------------------------------------------------------------------------
Security: 62886K104
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: NCIT
ISIN: US62886K1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES K. NARANG Mgmt For For
BRIAN J. CLARK Mgmt For For
JAMES P. ALLEN Mgmt For For
JOHN E. LAWLER Mgmt For For
PAUL V. LOMBARDI Mgmt For For
PHILIP O. NOLAN Mgmt For For
AUSTIN J. YERKS Mgmt For For
DANIEL R. YOUNG Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP TO SERVE AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
3. RE-APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE AMENDED AND
RESTATED 2005 PERFORMANCE INCENTIVE PLAN.
4. ADVISORY VOTE ON EXECUTIVE COMPENSATION FOR Mgmt For For
THE YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
NEENAH PAPER, INC. Agenda Number: 933972312
--------------------------------------------------------------------------------------------------------------------------
Security: 640079109
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: NP
ISIN: US6400791090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TIMOTHY S. LUCAS Mgmt For For
PHILIP C. MOORE Mgmt For For
JOHN P. O'DONNELL Mgmt For For
2. PROPOSAL TO APPROVE AN ADVISORY VOTE ON THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. PROPOSAL TO RATIFY DELOITTE & TOUCHE LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF NEENAH PAPER, INC. FOR
THE FISCAL YEAR ENDING 2014.
--------------------------------------------------------------------------------------------------------------------------
NETGEAR, INC. Agenda Number: 933992148
--------------------------------------------------------------------------------------------------------------------------
Security: 64111Q104
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: NTGR
ISIN: US64111Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PATRICK C.S. LO Mgmt For For
J.E. CARTER-MILLER Mgmt For For
RALPH E. FAISON Mgmt For For
A. TIMOTHY GODWIN Mgmt For For
JEF GRAHAM Mgmt For For
LINWOOD A. LACY, JR. Mgmt For For
GREGORY J. ROSSMANN Mgmt For For
BARBARA V. SCHERER Mgmt For For
JULIE A. SHIMER Mgmt For For
2 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3 PROPOSAL TO APPROVE, ON A NON-BINDING Mgmt For For
ADVISORY BASIS, A RESOLUTION APPROVING THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS IN THE PROXY STATEMENT.
4 PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
NETGEAR, INC. AMENDED AND RESTATED 2006
LONG-TERM INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
NETSCOUT SYSTEMS, INC. Agenda Number: 933857899
--------------------------------------------------------------------------------------------------------------------------
Security: 64115T104
Meeting Type: Annual
Meeting Date: 26-Aug-2013
Ticker: NTCT
ISIN: US64115T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ANIL K. SINGHAL Mgmt For For
JOHN R. EGAN Mgmt For For
ROBERT E. DONAHUE Mgmt For For
2 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MARCH 31,
2014.
3 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THIS PROXY
STATEMENT IN ACCORDANCE WITH SECURITIES
EXCHANGE COMMISSION RULES.
--------------------------------------------------------------------------------------------------------------------------
NEW YORK & COMPANY, INC. Agenda Number: 934011660
--------------------------------------------------------------------------------------------------------------------------
Security: 649295102
Meeting Type: Annual
Meeting Date: 16-Jun-2014
Ticker: NWY
ISIN: US6492951024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREGORY J. SCOTT Mgmt For For
BODIL M. ARLANDER Mgmt For For
JILL BERAUD Mgmt For For
DAVID H. EDWAB Mgmt Withheld Against
JAMES O. EGAN Mgmt For For
JOHN D. HOWARD Mgmt For For
GRACE NICHOLS Mgmt For For
MICHELLE PEARLMAN Mgmt For For
RICHARD L. PERKAL Mgmt For For
ARTHUR E. REINER Mgmt For For
EDMOND S. THOMAS Mgmt For For
2. TO APPROVE AMENDMENTS TO THE NEW YORK & Mgmt Against Against
COMPANY, INC. AMENDED AND RESTATED 2006
LONG-TERM INCENTIVE PLAN TO, AMONG OTHER
MATTERS, INCREASE THE NUMBER OF SHARES
RESERVED FOR ISSUANCE BY 4,000,000 SHARES.
3. TO HOLD AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
NEWBRIDGE BANCORP Agenda Number: 933924652
--------------------------------------------------------------------------------------------------------------------------
Security: 65080T102
Meeting Type: Special
Meeting Date: 27-Mar-2014
Ticker: NBBC
ISIN: US65080T1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. SHARE ISSUANCE PROPOSAL. THE APPROVAL OF Mgmt For For
THE ISSUANCE OF SHARES OF NEWBRIDGE COMMON
STOCK PURSUANT TO THE AGREEMENT AND PLAN OF
COMBINATION AND REORGANIZATION, DATED
NOVEMBER 1, 2013, BY AND AMONG NEWBRIDGE
BANCORP, NEWBRIDGE BANK AND CAPSTONE BANK,
AS AMENDED FROM TIME TO TIME, PURSUANT TO
WHICH CAPSTONE BANK WILL MERGE WITH AND
INTO NEWBRIDGE BANK (THE "MERGER").
2. ADJOURNMENT PROPOSAL. THE APPROVAL OF THE Mgmt For For
ADJOURNMENT OF THE SPECIAL MEETING, IF
NECESSARY OR APPROPRIATE, INCLUDING TO
SOLICIT ADDITIONAL PROXIES TO APPROVE THE
ISSUANCE OF NEWBRIDGE COMMON STOCK IN
CONNECTION WITH THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
NEWBRIDGE BANCORP Agenda Number: 933973352
--------------------------------------------------------------------------------------------------------------------------
Security: 65080T102
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: NBBC
ISIN: US65080T1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTORS TO SERVE UNTIL THE Mgmt For For
2015 ANNUAL MEETING: MICHAEL S. ALBERT
1B ELECTION OF DIRECTORS TO SERVE UNTIL THE Mgmt For For
2015 ANNUAL MEETING: ROBERT A. BOYETTE
1C ELECTION OF DIRECTORS TO SERVE UNTIL THE Mgmt For For
2015 ANNUAL MEETING: JAMES DAVID BRANCH
1D ELECTION OF DIRECTORS TO SERVE UNTIL THE Mgmt For For
2015 ANNUAL MEETING: C. ARNOLD BRITT
1E ELECTION OF DIRECTORS TO SERVE UNTIL THE Mgmt For For
2015 ANNUAL MEETING: ROBERT C. CLARK
1F ELECTION OF DIRECTORS TO SERVE UNTIL THE Mgmt For For
2015 ANNUAL MEETING: ALEX A. DIFFEY, JR.
1G ELECTION OF DIRECTORS TO SERVE UNTIL THE Mgmt For For
2015 ANNUAL MEETING: BARRY Z. DODSON
1H ELECTION OF DIRECTORS TO SERVE UNTIL THE Mgmt For For
2015 ANNUAL MEETING: DONALD P. JOHNSON
1I ELECTION OF DIRECTORS TO SERVE UNTIL THE Mgmt For For
2015 ANNUAL MEETING: JOSEPH H. KINNARNEY
1J ELECTION OF DIRECTORS TO SERVE UNTIL THE Mgmt For For
2015 ANNUAL MEETING: MICHAEL S. PATTERSON
1K ELECTION OF DIRECTORS TO SERVE UNTIL THE Mgmt For For
2015 ANNUAL MEETING: PRESSLEY A. RIDGILL
1L ELECTION OF DIRECTORS TO SERVE UNTIL THE Mgmt For For
2015 ANNUAL MEETING: MARY E. RITTLING
1M ELECTION OF DIRECTORS TO SERVE UNTIL THE Mgmt For For
2015 ANNUAL MEETING: E. REID TEAGUE
1N ELECTION OF DIRECTORS TO SERVE UNTIL THE Mgmt For For
2015 ANNUAL MEETING: RICHARD A. URQUHART,
III
1O ELECTION OF DIRECTORS TO SERVE UNTIL THE Mgmt For For
2015 ANNUAL MEETING: G. ALFRED WEBSTER
1P ELECTION OF DIRECTORS TO SERVE UNTIL THE Mgmt For For
2015 ANNUAL MEETING: KENAN C. WRIGHT
1Q ELECTION OF DIRECTORS TO SERVE UNTIL THE Mgmt For For
2015 ANNUAL MEETING: JULIUS S. YOUNG, JR.
02 TO RATIFY THE APPOINTMENT OF DIXON HUGHES Mgmt For For
GOODMAN LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
03 TO CONSIDER AND APPROVE AN ADVISORY Mgmt For For
(NON-BINDING) PROPOSAL ON EXECUTIVE
COMPENSATION (AS MORE FULLY DESCRIBED IN
THE ACCOMPANYING PROXY STATEMENT).
04 TO CONSIDER AND APPROVE AN ADVISORY Mgmt 1 Year For
(NON-BINDING) PROPOSAL ON THE FREQUENCY ON
WHICH SHAREHOLDERS CONSIDER AND APPROVE A
PROPOSAL REGARDING THE EXECUTIVE
COMPENSATION (AS MORE FULLY DISCLOSED IN
THE ACCOMPANYING PROXY STATEMENT).
--------------------------------------------------------------------------------------------------------------------------
NEWPARK RESOURCES, INC. Agenda Number: 933993140
--------------------------------------------------------------------------------------------------------------------------
Security: 651718504
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: NR
ISIN: US6517185046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID C. ANDERSON Mgmt For For
ANTHONY J. BEST Mgmt For For
G. STEPHEN FINLEY Mgmt For For
PAUL L. HOWES Mgmt For For
RODERICK A. LARSON Mgmt For For
JAMES W. MCFARLAND, PHD Mgmt For For
GARY L. WARREN Mgmt For For
2. APPROVAL, ON A NON-BINDING BASIS, OF THE Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION
DESCRIBED IN THE PROXY STATEMENT.
3. APPROVAL OF THE NEWPARK RESOURCES, INC. Mgmt For For
2014 NON-EMPLOYEE DIRECTORS' RESTRICTED
STOCK PLAN.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
NEWPORT CORPORATION Agenda Number: 933967703
--------------------------------------------------------------------------------------------------------------------------
Security: 651824104
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: NEWP
ISIN: US6518241046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTOPHER COX Mgmt For For
OLEG KHAYKIN Mgmt For For
CHERRY A. MURRAY Mgmt For For
ROBERT J. PHILLIPPY Mgmt For For
KENNETH F. POTASHNER Mgmt For For
PETER J. SIMONE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS NEWPORT'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING JANUARY
3, 2015.
3. ADVISORY VOTE ON THE APPROVAL OF THE Mgmt For For
COMPENSATION OF NEWPORT'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
NEWSTAR FINANCIAL, INC. Agenda Number: 933992794
--------------------------------------------------------------------------------------------------------------------------
Security: 65251F105
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: NEWS
ISIN: US65251F1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES N. BRALVER Mgmt For For
TIMOTHY J. CONWAY Mgmt For For
BRADLEY E. COOPER Mgmt For For
BRIAN L.P. FALLON Mgmt For For
FRANK R. NOONAN Mgmt For For
MAUREEN P. O'HARA Mgmt For For
P.A. SCHMIDT-FELLNER Mgmt For For
RICHARD E. THORNBURGH Mgmt For For
2. TO REAFFIRM THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE-BASED GOALS SPECIFIED IN THE
AMENDED AND RESTATED NEWSTAR FINANCIAL,
INC. 2006 INCENTIVE PLAN FOR PURPOSES OF
SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
NEXSTAR BROADCASTING GROUP, INC. Agenda Number: 934016913
--------------------------------------------------------------------------------------------------------------------------
Security: 65336K103
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: NXST
ISIN: US65336K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
I. MARTIN POMPADUR Mgmt For For
DENNIS A. MILLER Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
NIC INC. Agenda Number: 933937130
--------------------------------------------------------------------------------------------------------------------------
Security: 62914B100
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: EGOV
ISIN: US62914B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HARRY H. HERINGTON Mgmt For For
ART N. BURTSCHER Mgmt For For
DANIEL J. EVANS Mgmt For For
KAREN S. EVANS Mgmt For For
ROSS C. HARTLEY Mgmt Withheld Against
C. BRAD HENRY Mgmt For For
ALEXANDER C. KEMPER Mgmt For For
WILLIAM M. LYONS Mgmt For For
PETE WILSON Mgmt For For
2. APPROVAL OF THE 2014 AMENDED AND RESTATED Mgmt For For
STOCK COMPENSATION PLAN (AN AMENDMENT AND
RESTATEMENT OF THE 2006 AMENDED AND
RESTATED STOCK OPTION AND INCENTIVE PLAN).
3. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY MATERIALS.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
NL INDUSTRIES, INC. Agenda Number: 933954201
--------------------------------------------------------------------------------------------------------------------------
Security: 629156407
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: NL
ISIN: US6291564077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LORETTA J. FEEHAN Mgmt Withheld Against
ROBERT D. GRAHAM Mgmt Withheld Against
CECIL H. MOORE, JR Mgmt Withheld Against
THOMAS P. STAFFORD Mgmt For For
STEVEN L. WATSON Mgmt Withheld Against
TERRY N. WORRELL Mgmt For For
2. NONBINDING ADVISORY VOTE APPROVING NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
NN, INC. Agenda Number: 933960797
--------------------------------------------------------------------------------------------------------------------------
Security: 629337106
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: NNBR
ISIN: US6293371067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
G. RONALD MORRIS Mgmt For For
STEVEN T. WARSHAW Mgmt For For
2 TO APPROVE AN ADVISORY RESOLUTION ON Mgmt Against Against
EXECUTIVE COMPENSATION.
3 FOR RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS REGISTERED
INDEPENDENT PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
NORANDA ALUMINUM HOLDING CORPORATION Agenda Number: 933985179
--------------------------------------------------------------------------------------------------------------------------
Security: 65542W107
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: NOR
ISIN: US65542W1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM H. BROOKS Mgmt Withheld Against
MATTHEW R. MICHELINI Mgmt Withheld Against
THOMAS R. MIKLICH Mgmt For For
RONALD S. ROLFE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM TO AUDIT THE NORANDA
ALUMINUM HOLDING CORPORATION 2014
CONSOLIDATED FINANCIAL STATEMENTS AND
INTERNAL CONTROL OVER FINANCIAL REPORTING.
3. ADOPTION OF NORANDA ALUMINUM HOLDING Mgmt Against Against
CORPORATION 2014 LONG-TERM INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NORDIC AMERICAN TANKERS LIMITED Agenda Number: 934018640
--------------------------------------------------------------------------------------------------------------------------
Security: G65773106
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: NAT
ISIN: BMG657731060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HERBJORN HANSSON Mgmt Against Against
1B. ELECTION OF DIRECTOR: ANDREAS OVE UGLAND Mgmt For For
1C. ELECTION OF DIRECTOR: JIM KELLY Mgmt For For
1D. ELECTION OF DIRECTOR: JAN ERIK LANGANGEN Mgmt Against Against
1E. ELECTION OF DIRECTOR: RICHARD H.K. VIETOR Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES L. GIBBONS Mgmt For For
2. TO APPOINT DELOITTE AS AS THE COMPANY'S Mgmt For For
INDEPENDENT AUDITORS UNTIL THE CLOSE OF THE
NEXT ANNUAL GENERAL MEETING OF
SHAREHOLDERS.
3. TO AMEND THE COMPANY'S MEMORANDUM OF Mgmt For For
ASSOCIATION TO INCREASE THE COMPANY'S
AUTHORIZED SHARE CAPITAL FROM $900,000 TO
$1,800,000 COMPRISED OF 180,000,000 COMMON
SHARES OF PAR VALUE $0.01 PER SHARE.
4. TO APPROVE THE REDUCTION OF THE COMPANY'S Mgmt For For
SHARE PREMIUM ACCOUNT BY APPROXIMATELY
$208.2 MILLION, AS OF JULY 7, 2014, WHICH
IS THE AMOUNT PAID UP IN EXCESS OF THE
AGGREGATE PAR VALUE OF THE OUTSTANDING
COMMON SHARES, PAR VALUE $0.01 PER SHARE,
OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
NORTEK, INC. Agenda Number: 933949731
--------------------------------------------------------------------------------------------------------------------------
Security: 656559309
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: NTK
ISIN: US6565593091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY C. BLOOMBERG Mgmt For For
JAMES B. HIRSHORN Mgmt For For
CHRIS A. MCWILTON Mgmt For For
2. THE APPROVAL OF NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
NORTHEAST BANCORP Agenda Number: 933889290
--------------------------------------------------------------------------------------------------------------------------
Security: 663904209
Meeting Type: Annual
Meeting Date: 21-Nov-2013
Ticker: NBN
ISIN: US6639042091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN C. ORESTIS Mgmt For For
DAVID A. TANNER Mgmt For For
JUDITH E. WALLINGFORD Mgmt For For
2. TO APPROVE ON AN ADVISORY, NON-BINDING Mgmt Against Against
BASIS, THE COMPENSATION OF NORTHEAST'S
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS NORTHEAST'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
NORTHERN OIL AND GAS INC. Agenda Number: 933995271
--------------------------------------------------------------------------------------------------------------------------
Security: 665531109
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: NOG
ISIN: US6655311099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL REGER Mgmt For For
ROBERT GRABB Mgmt For For
DELOS CY JAMISON Mgmt For For
JACK KING Mgmt For For
LISA BROMILEY Mgmt For For
RICHARD WEBER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
NORTHERN TECHNOLOGIES INTERNATIONAL CORP Agenda Number: 933906983
--------------------------------------------------------------------------------------------------------------------------
Security: 665809109
Meeting Type: Annual
Meeting Date: 23-Jan-2014
Ticker: NTIC
ISIN: US6658091094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BARBARA D. COLWELL Mgmt For For
SOO-KEONG KOH Mgmt For For
SUNGGYU LEE, PH.D. Mgmt For For
G. PATRICK LYNCH Mgmt For For
RAMANI NARAYAN, PH.D. Mgmt For For
RICHARD J. NIGON Mgmt For For
K. VON FALKENHAUSEN Mgmt For For
2. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE PROXY
STATEMENT.
3. INDICATE, ON AN ADVISORY BASIS, WHETHER Mgmt 1 Year For
FUTURE VOTES TO APPROVE THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR
EVERY ONE, TWO OR THREE YEARS.
4. RATIFY THE SELECTION OF BAKER TILLY VIRCHOW Mgmt For For
KRAUSE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
AUGUST 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
NORTHFIELD BANCORP INC. Agenda Number: 933997112
--------------------------------------------------------------------------------------------------------------------------
Security: 66611T108
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: NFBK
ISIN: US66611T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN W. ALEXANDER* Mgmt For For
ANNETTE CATINO* Mgmt For For
JOHN P. CONNORS, JR.* Mgmt For For
STEVEN M. KLEIN# Mgmt For For
2. THE APPROVAL OF THE NORTHFIELD BANCORP, Mgmt Against Against
INC. 2014 EQUITY INCENTIVE PLAN.
3. THE APPROVAL OF THE NORTHFIELD BANCORP INC. Mgmt For For
MANAGEMENT CASH INCENTIVE PLAN.
4. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
5. AN ADVISORY (NON-BINDING) RESOLUTION TO Mgmt For For
APPROVE THE EXECUTIVE COMPENSATION
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
NORTHRIM BANCORP, INC. Agenda Number: 933988757
--------------------------------------------------------------------------------------------------------------------------
Security: 666762109
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: NRIM
ISIN: US6667621097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. MARC LANGLAND Mgmt For For
JOSEPH M. BEEDLE Mgmt For For
LARRY S. CASH Mgmt For For
MARK G. COPELAND Mgmt For For
RONALD A. DAVIS Mgmt For For
ANTHONY DRABEK Mgmt For For
KARL L. HANNEMAN Mgmt For For
RICHARD L. LOWELL Mgmt For For
DAVID J. MCCAMBRIDGE Mgmt For For
IRENE SPARKS ROWAN Mgmt For For
JOHN C. SWALLING Mgmt For For
LINDA C. THOMAS Mgmt For For
DAVID G. WIGHT Mgmt For For
2. TO APPROVE THE NORTHRIM BANCORP, INC. 2014 Mgmt For For
STOCK INCENTIVE PLAN.
3. TO APPROVE, BY NONBINDING VOTE, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
4 TO RATIFY THE SELECTION OF MOSS ADAMS LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR NORTHRIM BANCORP, INC.
FOR FISCAL YEAR 2014.
5 TAKE SUCH ACTION, IN THEIR DISCRETION, UPON Mgmt Against Against
SUCH OTHER BUSINESS AS MAY PROPERLY COME
BEFORE THE ANNUAL MEETING OR ANY
ADJOURNMENT OR POSTPONEMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
NORTHWEST BANCSHARES, INC. Agenda Number: 933928763
--------------------------------------------------------------------------------------------------------------------------
Security: 667340103
Meeting Type: Annual
Meeting Date: 16-Apr-2014
Ticker: NWBI
ISIN: US6673401039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM J. WAGNER Mgmt For For
A. PAUL KING Mgmt For For
SONIA M. PROBST Mgmt For For
WILLIAM F. MCKNIGHT Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. AN ADVISORY, NON-BINDING RESOLUTION TO Mgmt For For
APPROVE THE EXECUTIVE COMPENSATION
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
NORTHWEST NATURAL GAS COMPANY Agenda Number: 933986400
--------------------------------------------------------------------------------------------------------------------------
Security: 667655104
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: NWN
ISIN: US6676551046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARTHA L. BYORUM* Mgmt For For
JOHN D. CARTER* Mgmt For For
C. SCOTT GIBSON* Mgmt For For
GREGG S. KANTOR# Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS NW NATURAL'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
NORTHWEST PIPE COMPANY Agenda Number: 934006897
--------------------------------------------------------------------------------------------------------------------------
Security: 667746101
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: NWPX
ISIN: US6677461013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WAYNE B. KINGSLEY Mgmt Withheld Against
SCOTT J. MONTROSS Mgmt Withheld Against
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
NTELOS HOLDINGS CORP. Agenda Number: 933960999
--------------------------------------------------------------------------------------------------------------------------
Security: 67020Q305
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: NTLS
ISIN: US67020Q3056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID A. CHORNEY Mgmt For For
RODNEY D. DIR Mgmt For For
STEPHEN C. DUGGAN Mgmt For For
DANIEL J. HENEGHAN Mgmt For For
MICHAEL HUBER Mgmt For For
JAMES A. HYDE Mgmt For For
ELLEN O'CONNOR VOS Mgmt For For
2. APPROVAL OF A NON-BINDING ADVISORY Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
NTELOS'S NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
TO SERVE AS NTELOS'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
NUTRACEUTICAL INTERNATIONAL CORPORATION Agenda Number: 933912001
--------------------------------------------------------------------------------------------------------------------------
Security: 67060Y101
Meeting Type: Annual
Meeting Date: 27-Jan-2014
Ticker: NUTR
ISIN: US67060Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY A. HINRICHS Mgmt For For
J. KIMO ESPLIN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NUTRISYSTEM, INC. Agenda Number: 933973554
--------------------------------------------------------------------------------------------------------------------------
Security: 67069D108
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: NTRI
ISIN: US67069D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT F. BERNSTOCK Mgmt For For
PAUL GUYARDO Mgmt For For
MICHAEL J. HAGAN Mgmt For For
JAY HERRATTI Mgmt For For
BRIAN P. TIERNEY Mgmt For For
ANDREA M. WEISS Mgmt For For
STEPHEN T. ZARRILLI Mgmt For For
DAWN M. ZIER Mgmt For For
2. RATIFY KPMG LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. APPROVE NAMED EXECUTIVE OFFICERS Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NUVASIVE, INC. Agenda Number: 933954453
--------------------------------------------------------------------------------------------------------------------------
Security: 670704105
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: NUVA
ISIN: US6707041058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY T. LUCIER Mgmt For For
1B. ELECTION OF DIRECTOR: LESLIE V. NORWALK Mgmt For For
2. APPROVAL OF A NON-BINDING ADVISORY Mgmt Against Against
RESOLUTION REGARDING THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS FOR
THE FISCAL YEAR ENDED DECEMBER 31, 2013.
3. APPROVAL FOR THE COMPANY TO ADOPT THE Mgmt Against Against
NUVASIVE, INC. 2014 EQUITY INCENTIVE PLAN.
4. APPROVAL FOR THE COMPANY TO ADOPT THE Mgmt For For
NUVASIVE, INC. 2014 EXECUTIVE INCENTIVE
COMPENSATION PLAN.
5. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
NUVERRA ENVIRONMENTAL SOLUTIONS, INC. Agenda Number: 933948260
--------------------------------------------------------------------------------------------------------------------------
Security: 67091K203
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: NES
ISIN: US67091K2033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD A. BARKETT Mgmt For For
ROBERT B. SIMONDS, JR. Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. TO HOLD AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4. TO APPROVE AN AMENDMENT TO THE 2009 EQUITY Mgmt For For
INCENTIVE PLAN TO (I) INCREASE THE SHARES
AUTHORIZED, (II) CONTINUE COMPLIANCE WITH
INTERNAL REVENUE CODE SECTION 162(M) AND
(III) MAKE OTHER ADMINISTRATIVE CHANGES.
--------------------------------------------------------------------------------------------------------------------------
OCEAN POWER TECHNOLOGIES, INC. Agenda Number: 933873158
--------------------------------------------------------------------------------------------------------------------------
Security: 674870308
Meeting Type: Annual
Meeting Date: 03-Oct-2013
Ticker: OPTT
ISIN: US6748703088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SEYMOUR S. PRESTON III Mgmt For For
TERENCE J. CRYAN Mgmt For For
DAVID L. KELLER Mgmt For For
CHARLES F. DUNLEAVY Mgmt For For
GEORGE W. TAYLOR Mgmt For For
2. RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING APRIL 30,
2014.
3. APPROVE, ON A NONBINDING ADVISORY BASIS, Mgmt For For
THE EXECUTIVE COMPENSATION PRACTICES OF THE
COMPANY.
4. VOTE TO APPROVE THE AMENDMENT OF THE OCEAN Mgmt For For
POWER TECHNOLOGIES, INC. 2006 STOCK
INCENTIVE PLAN TO INCREASE THE AGGREGATE
NUMBER OF SHARES ISSUABLE UNDER THE PLAN BY
800,000 SHARES.
--------------------------------------------------------------------------------------------------------------------------
OCEANFIRST FINANCIAL CORP. Agenda Number: 933954477
--------------------------------------------------------------------------------------------------------------------------
Security: 675234108
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: OCFC
ISIN: US6752341080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH J. BURKE Mgmt For For
ANGELO CATANIA Mgmt For For
JOHN R. GARBARINO Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
3. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
OCLARO, INC. Agenda Number: 933905765
--------------------------------------------------------------------------------------------------------------------------
Security: 67555N206
Meeting Type: Annual
Meeting Date: 14-Jan-2014
Ticker: OCLR
ISIN: US67555N2062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENDALL COWAN Mgmt For For
JOEL A. SMITH III Mgmt For For
2. TO APPROVE THE FOURTH AMENDED AND RESTATED Mgmt For For
2001 LONG-TERM STOCK INCENTIVE PLAN.
3. TO CONDUCT AN ADVISORY VOTE ON THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. TO RATIFY THE SELECTION OF GRANT THORNTON Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL
YEAR.
5. STOCKHOLDER PROPOSAL (LIMITING EXECUTIVE Shr Against For
CASH COMPENSATION).
6. STOCKHOLDER PROPOSAL (DIRECTOR ELECTION BY Shr For
MAJORITY VOTE).
--------------------------------------------------------------------------------------------------------------------------
OFFICE DEPOT, INC. Agenda Number: 933847672
--------------------------------------------------------------------------------------------------------------------------
Security: 676220106
Meeting Type: Special
Meeting Date: 10-Jul-2013
Ticker: ODP
ISIN: US6762201068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE ISSUANCE OF SHARES, Mgmt For For
$0.01 PAR VALUE PER SHARE, OF COMMON STOCK
OF OFFICE DEPOT, INC. TO STOCKHOLDERS OF
OFFICEMAX INCORPORATED PURSUANT TO THE
AGREEMENT AND PLAN OF MERGER, DATED AS OF
FEBRUARY 20, 2013, AS IT MAY BE AMENDED
FROM TIME TO TIME, BY AND AMONG OFFICE
DEPOT, INC., OFFICEMAX INCORPORATED AND THE
OTHER PARTIES THERETO.
2. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
OFFICE DEPOT SPECIAL MEETING, IF NECESSARY
OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES
TO APPROVE PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
OFFICE DEPOT, INC. Agenda Number: 933861153
--------------------------------------------------------------------------------------------------------------------------
Security: 676220106
Meeting Type: Annual
Meeting Date: 21-Aug-2013
Ticker: ODP
ISIN: US6762201068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CYNTHIA T. JAMISON Mgmt For *
ROBERT L. NARDELLI Mgmt Withheld *
JEFFREY C. SMITH Mgmt For *
JOSEPH S. VASSALLUZZO Mgmt For *
MGT NOM: N.R. AUSTRIAN Mgmt For *
MGT NOM: JUSTIN BATEMAN Mgmt For *
MGT NOM: KATHLEEN MASON Mgmt For *
MGT NOM: M.J. MASSEY Mgmt For *
MGT NOM:RAYMOND SVIDER Mgmt For *
MGT NOM: NIGEL TRAVIS Mgmt For *
02 COMPANY'S PROPOSAL TO RATIFY THE AUDIT Mgmt For *
COMMITTEE'S APPOINTMENT OF DELOITTE &
TOUCHE, LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT YEAR.
03 COMPANY'S PROPOSAL TO HOLD AN ADVISORY VOTE Mgmt Against *
APPROVING THE COMPANY'S EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
OFFICE DEPOT, INC. Agenda Number: 933952245
--------------------------------------------------------------------------------------------------------------------------
Security: 676220106
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: ODP
ISIN: US6762201068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROLAND C. SMITH Mgmt For For
1B. ELECTION OF DIRECTOR: WARREN F. BRYANT Mgmt For For
1C. ELECTION OF DIRECTOR: RAKESH GANGWAL Mgmt For For
1D. ELECTION OF DIRECTOR: CYNTHIA T. JAMISON Mgmt For For
1E. ELECTION OF DIRECTOR: V. JAMES MARINO Mgmt For For
1F. ELECTION OF DIRECTOR: FRANCESCA RUIZ DE Mgmt For For
LUZURIAGA
1G. ELECTION OF DIRECTOR: MICHAEL J. MASSEY Mgmt For For
1H. ELECTION OF DIRECTOR: JEFFREY C. SMITH Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID M. SZYMANSKI Mgmt For For
1J. ELECTION OF DIRECTOR: NIGEL TRAVIS Mgmt Against Against
1K. ELECTION OF DIRECTOR: JOSEPH VASSALLUZZO Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
PUBLIC ACCOUNTANTS.
3. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
OFFICEMAX INCORPORATED Agenda Number: 933848232
--------------------------------------------------------------------------------------------------------------------------
Security: 67622P101
Meeting Type: Special
Meeting Date: 10-Jul-2013
Ticker: OMX
ISIN: US67622P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPT AGREEMENT & PLAN OF MERGER, DATED AS Mgmt For For
OF FEBRUARY 20, 2013, BY AND AMONG OFFICE
DEPOT, INC., DOGWOOD MERGER SUB INC.,
DOGWOOD MERGER SUB LLC, MAPLEBY HOLDINGS
MERGER CORPORATION, MAPLEBY MERGER
CORPORATION AND OFFICEMAX INCORPORATED, AS
IT MAY BE AMENDED FROM TIME TO TIME, AND TO
APPROVE THE FIRST MERGER AND THE SECOND
MERGER CONTEMPLATED BY THE MERGER
AGREEMENT.
2. PROPOSAL TO APPROVE ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS THE COMPENSATION THAT
MAY BE PAID OR BECOME PAYABLE TO OFFICEMAX
INCORPORATED'S NAMED EXECUTIVE OFFICERS
THAT IS BASED ON OR OTHERWISE RELATED TO
THE TRANSACTIONS CONTEMPLATED BY THE MERGER
AGREEMENT.
3. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT
PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
OFG BANCORP Agenda Number: 933935009
--------------------------------------------------------------------------------------------------------------------------
Security: 67103X102
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: OFG
ISIN: PR67103X1020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JUAN C. AGUAYO* Mgmt For For
RAFAEL F. MARTINEZ* Mgmt For For
FRANCISCO ARRIVI# Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
OIL-DRI CORPORATION OF AMERICA Agenda Number: 933894582
--------------------------------------------------------------------------------------------------------------------------
Security: 677864100
Meeting Type: Annual
Meeting Date: 10-Dec-2013
Ticker: ODC
ISIN: US6778641000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. STEVEN COLE Mgmt For For
DANIEL S. JAFFEE Mgmt Withheld Against
RICHARD M. JAFFEE Mgmt Withheld Against
JOSEPH C. MILLER Mgmt Withheld Against
MICHAEL A. NEMEROFF Mgmt Withheld Against
ALLAN H. SELIG Mgmt For For
PAUL E. SUCKOW Mgmt For For
LAWRENCE E. WASHOW Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR THE FISCAL YEAR
ENDING JULY 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
OLD NATIONAL BANCORP Agenda Number: 933951887
--------------------------------------------------------------------------------------------------------------------------
Security: 680033107
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: ONB
ISIN: US6800331075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ALAN W BRAUN Mgmt For For
LARRY E DUNIGAN Mgmt For For
NIEL C ELLERBROOK Mgmt For For
ANDREW E GOEBEL Mgmt For For
ROBERT G JONES Mgmt For For
PHELPS L LAMBERT Mgmt For For
ARTHUR H MCELWEE JR Mgmt For For
JAMES T MORRIS Mgmt For For
RANDALL T SHEPARD Mgmt For For
REBECCA S SKILLMAN Mgmt For For
KELLY N STANLEY Mgmt For For
LINDA E WHITE Mgmt For For
2 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3 RATIFICATION OF THE APPOINTMENT OF CROWE Mgmt For For
HORWATH LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
OLYMPIC STEEL, INC. Agenda Number: 933958588
--------------------------------------------------------------------------------------------------------------------------
Security: 68162K106
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: ZEUS
ISIN: US68162K1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID A. WOLFORT Mgmt For For
RALPH M. DELLA RATTA Mgmt For For
HOWARD L. GOLDSTEIN Mgmt For For
DIRK A. KEMPTHORNE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR
2014.
3. APPROVAL, ON AN ADVISORY BASIS, OF OLYMPIC Mgmt Against Against
STEEL, INC.'S NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
OM GROUP, INC. Agenda Number: 933963515
--------------------------------------------------------------------------------------------------------------------------
Security: 670872100
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: OMG
ISIN: US6708721005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HANS-GEORG BETZ Mgmt For For
JOSEPH SCAMINACE Mgmt For For
2. ADOPT THE OM GROUP, INC. 2014 EQUITY AND Mgmt For For
INCENTIVE COMPENSATION PLAN.
3. APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTANT.
4. ADVISORY VOTE ON COMPENSATION OF NAMED Mgmt For For
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
OMEGA FLEX, INC. Agenda Number: 934002914
--------------------------------------------------------------------------------------------------------------------------
Security: 682095104
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: OFLX
ISIN: US6820951043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEVIN R. HOBEN Mgmt For For
MARK F. ALBINO Mgmt For For
2. RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
OF INDEPENDENT AUDITORS FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
OMEGA PROTEIN CORPORATION Agenda Number: 934008966
--------------------------------------------------------------------------------------------------------------------------
Security: 68210P107
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: OME
ISIN: US68210P1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DR. GARY L. ALLEE Mgmt For For
DAVID A. OWEN Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY'S FISCAL YEAR ENDING DECEMBER 31,
2014
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
OMNIAMERICAN BANCORP INC Agenda Number: 933989761
--------------------------------------------------------------------------------------------------------------------------
Security: 68216R107
Meeting Type: Annual
Meeting Date: 27-May-2014
Ticker: OABC
ISIN: US68216R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TIM CARTER Mgmt For For
NORMAN G. CARROLL Mgmt For For
PATRICK D. CONLEY Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. TO CONSIDER A NON-BINDING RESOLUTION Mgmt For For
APPROVING THE COMPENSATION OF OUR EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
OMNICELL, INC. Agenda Number: 933987755
--------------------------------------------------------------------------------------------------------------------------
Security: 68213N109
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: OMCL
ISIN: US68213N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RANDY D. LINDHOLM Mgmt For For
SARA J. WHITE Mgmt For For
JOANNE B. BAUER Mgmt For For
2. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
3. PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE YEAR ENDING DECEMBER 31,
2014.
--------------------------------------------------------------------------------------------------------------------------
OMNIVISION TECHNOLOGIES, INC. Agenda Number: 933865771
--------------------------------------------------------------------------------------------------------------------------
Security: 682128103
Meeting Type: Annual
Meeting Date: 26-Sep-2013
Ticker: OVTI
ISIN: US6821281036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SHAW HONG Mgmt For For
2. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING APRIL 30, 2014.
3. APPROVAL OF CERTAIN AMENDMENTS OF THE Mgmt For For
COMPANY'S 2007 EQUITY INCENTIVE PLAN,
INCLUDING AN AMENDMENT TO INCREASE THE
NUMBER OF SHARES AVAILABLE FOR ISSUANCE
THEREUNDER BY 4,900,000 SHARES.
4. APPROVAL OF AN AMENDMENT OF THE COMPANY'S Mgmt For For
2009 EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE THE NUMBER OF SHARES AVAILABLE FOR
ISSUANCE THEREUNDER BY 2,500,000 SHARES.
5. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
OMNOVA SOLUTIONS INC. Agenda Number: 933919271
--------------------------------------------------------------------------------------------------------------------------
Security: 682129101
Meeting Type: Annual
Meeting Date: 19-Mar-2014
Ticker: OMN
ISIN: US6821291019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. MERRIMAN Mgmt For For
WILLIAM R. SEELBACH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING NOVEMBER 30, 2014
3. AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S EXECUTIVE
OFFICERS
--------------------------------------------------------------------------------------------------------------------------
ONCOTHYREON INC. Agenda Number: 933992364
--------------------------------------------------------------------------------------------------------------------------
Security: 682324108
Meeting Type: Annual
Meeting Date: 06-Jun-2014
Ticker: ONTY
ISIN: US6823241087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DANIEL SPIEGELMAN Mgmt For For
2. APPROVAL, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
OF A RESOLUTION APPROVING THE COMPENSATION
PAID BY THE COMPANY TO ITS NAMED EXECUTIVE
OFFICERS.
3. APPROVAL OF AN INCREASE IN THE NUMBER OF Mgmt For For
SHARES OF COMMON STOCK RESERVED FOR
ISSUANCE UNDER THE COMPANY'S RESTRICTED
SHARE UNIT PLAN BY 500,000 SHARES.
4. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE
THE COMPANY'S AUTHORIZED SHARES OF COMMON
STOCK FROM 100,000,000 TO 200,000,000.
5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
OPLINK COMMUNICATIONS, INC. Agenda Number: 933882652
--------------------------------------------------------------------------------------------------------------------------
Security: 68375Q403
Meeting Type: Annual
Meeting Date: 06-Nov-2013
Ticker: OPLK
ISIN: US68375Q4038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH Y. LIU Mgmt Withheld Against
2. VOTE TO RATIFY BURR PILGER MAYER, INC. AS Mgmt For For
OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR
FISCAL 2014.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
OPTICAL CABLE CORPORATION Agenda Number: 933924169
--------------------------------------------------------------------------------------------------------------------------
Security: 683827208
Meeting Type: Annual
Meeting Date: 25-Mar-2014
Ticker: OCC
ISIN: US6838272085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NEIL D. WILKIN, JR. Mgmt Withheld Against
RANDALL H. FRAZIER Mgmt Withheld Against
JOHN M. HOLLAND Mgmt Withheld Against
CRAIG H. WEBER Mgmt Withheld Against
JOHN B. WILLIAMSON, III Mgmt Withheld Against
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR FISCAL
YEAR 2014.
3. NON-BINDING ADVISORY VOTE TO APPROVE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ORASURE TECHNOLOGIES, INC. Agenda Number: 933970990
--------------------------------------------------------------------------------------------------------------------------
Security: 68554V108
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: OSUR
ISIN: US68554V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RONNY B. LANCASTER Mgmt For For
ROGER L. PRINGLE Mgmt Withheld Against
RONALD H. SPAIR Mgmt For For
2. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
3. ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt Against Against
EXECUTIVE COMPENSATION.
4. AMENDMENT TO STOCK AWARD PLAN. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ORBCOMM INC. Agenda Number: 933963666
--------------------------------------------------------------------------------------------------------------------------
Security: 68555P100
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: ORBC
ISIN: US68555P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARC J. EISENBERG Mgmt For For
TIMOTHY KELLEHER Mgmt For For
JOHN MAJOR Mgmt For For
2. RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
ORBITAL SCIENCES CORPORATION Agenda Number: 933928078
--------------------------------------------------------------------------------------------------------------------------
Security: 685564106
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: ORB
ISIN: US6855641063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JANICE I. OBUCHOWSKI Mgmt For For
1B. ELECTION OF DIRECTOR: FRANK L. SALIZZONI Mgmt For For
1C. ELECTION OF DIRECTOR: HARRISON H. SCHMITT Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID W. THOMPSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3. TO APPROVE, BY ADVISORY VOTE, THE Mgmt For For
COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS, AS DESCRIBED IN THE COMPANY'S
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
ORBITZ WORLDWIDE, INC. Agenda Number: 933995978
--------------------------------------------------------------------------------------------------------------------------
Security: 68557K109
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: OWW
ISIN: US68557K1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK BRITTON Mgmt For For
BRAD GERSTNER Mgmt For For
KRIS LESLIE Mgmt For For
2. TO APPROVE BY AN ADVISORY (NON-BINDING) Mgmt For For
VOTE THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR
THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
ORCHIDS PAPER PRODUCTS COMPANY Agenda Number: 933934134
--------------------------------------------------------------------------------------------------------------------------
Security: 68572N104
Meeting Type: Special
Meeting Date: 09-Apr-2014
Ticker: TIS
ISIN: US68572N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. SCHOEN OPTION: TO APPROVE THE GRANT OF THE Mgmt For For
OPTION TO PURCHASE UP TO 400,000 SHARES OF
COMMON STOCK TO MR. JEFFREY S. SCHOEN.
2. 2014 STOCK INCENTIVE PLAN: TO ADOPT THE Mgmt For For
ORCHIDS PAPER PRODUCTS COMPANY 2014 STOCK
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
ORCHIDS PAPER PRODUCTS COMPANY Agenda Number: 933979188
--------------------------------------------------------------------------------------------------------------------------
Security: 68572N104
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: TIS
ISIN: US68572N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN R. BERLIN Mgmt For For
JOHN C. GUTTILLA Mgmt For For
DOUGLAS E. HAILEY Mgmt For For
MARK H. RAVICH Mgmt For For
ELAINE MACDONALD Mgmt For For
JEFFREY S. SCHOEN Mgmt For For
2. APPROVAL OF EXECUTIVE COMPENSATION: TO Mgmt For For
APPROVE, BY ADVISORY VOTE, EXECUTIVE
COMPENSATION.
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM: TO RATIFY
HOGANTAYLOR LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
ORION MARINE GROUP, INC. Agenda Number: 933965608
--------------------------------------------------------------------------------------------------------------------------
Security: 68628V308
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: ORN
ISIN: US68628V3087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. RE-ELECTION OF DIRECTOR: THOMAS N. AMONETT Mgmt For For
2. TO APPROVE A NON-BINDING ADVISORY PROPOSAL Mgmt For For
ON OUR EXECUTIVE COMPENSATION AS DISCLOSED
IN THE ATTACHED PROXY STATEMENT (THE
"SAY-ON-PAY" VOTE).
3. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
ORITANI FINANCIAL CORP Agenda Number: 933887169
--------------------------------------------------------------------------------------------------------------------------
Security: 68633D103
Meeting Type: Annual
Meeting Date: 26-Nov-2013
Ticker: ORIT
ISIN: US68633D1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
NICHOLAS ANTONACCIO Mgmt For For
KEVIN J. LYNCH Mgmt For For
2 THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2014.
3 AN ADVISORY, NON-BINDING PROPOSAL WITH Mgmt For For
RESPECT TO THE EXECUTIVE COMPENSATION
DESCRIBED IN THE PROXY STATEMENT.
4 TO RE-APPROVE THE EXECUTIVE OFFICER ANNUAL Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
ORMAT TECHNOLOGIES, INC. Agenda Number: 933946658
--------------------------------------------------------------------------------------------------------------------------
Security: 686688102
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: ORA
ISIN: US6866881021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: YORAM BRONICKI Mgmt Against Against
1.2 ELECTION OF DIRECTOR: DAVID GRANOT Mgmt For For
1.3 ELECTION OF DIRECTOR: ROBERT E. JOYAL Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO APPROVE THE AMENDMENT TO THE COMPANY'S Mgmt For For
2012 INCENTIVE COMPENSATION PLAN TO
INCREASE THE TOTAL NUMBER OF SHARES
UNDERLYING OPTIONS, SARS OR OTHER AWARDS
THAT MAY BE GRANTED TO NEWLY-HIRED
EXECUTIVE OFFICERS.
4. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS OF THE COMPANY FOR ITS FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
ORTHOFIX INTERNATIONAL N.V. Agenda Number: 934018397
--------------------------------------------------------------------------------------------------------------------------
Security: N6748L102
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: OFIX
ISIN: ANN6748L1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES F. HINRICHS Mgmt For For
GUY J. JORDAN Mgmt For For
ANTHONY F. MARTIN Mgmt For For
BRADLEY R. MASON Mgmt For For
RONALD A. MATRICARIA Mgmt For For
KATHLEEN T. REGAN Mgmt For For
MARIA SAINZ Mgmt For For
DAVEY S. SCOON Mgmt Withheld Against
2. APPROVAL OF THE CONSOLIDATED BALANCE SHEET Mgmt Against Against
AND CONSOLIDATED STATEMENT OF OPERATIONS AT
AND FOR THE FISCAL YEAR ENDED DECEMBER 31,
2013.
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR ORTHOFIX AND ITS
SUBSIDIARIES FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
4. APPROVAL OF AN ADVISORY AND NON-BINDING Mgmt For For
RESOLUTION ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
OTTER TAIL CORPORATION Agenda Number: 933926240
--------------------------------------------------------------------------------------------------------------------------
Security: 689648103
Meeting Type: Annual
Meeting Date: 14-Apr-2014
Ticker: OTTR
ISIN: US6896481032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN D. ERICKSON Mgmt For For
NATHAN I. PARTAIN Mgmt For For
JAMES B. STAKE Mgmt For For
2. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION PROVIDED TO THE NAMED
EXECUTIVE OFFICERS AS DESCRIBED IN THE
PROXY STATEMENT.
3. TO ADOPT THE 2014 STOCK INCENTIVE PLAN. Mgmt For For
4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
OVERSTOCK.COM, INC. Agenda Number: 933953045
--------------------------------------------------------------------------------------------------------------------------
Security: 690370101
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: OSTK
ISIN: US6903701018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALLISON H. ABRAHAM Mgmt For For
STORMY D. SIMON Mgmt For For
SAMUEL A. MITCHELL Mgmt For For
2. TO APPROVE AN AMENDMENT THE COMPANY'S Mgmt Against Against
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO ADD A PROVISION
DESIGNATING DELAWARE AS THE EXCLUSIVE
JURISDICTION FOR THE LITIGATION OF CERTAIN
TYPES OF CLAIMS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
4. TO APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
OXFORD INDUSTRIES, INC. Agenda Number: 934026899
--------------------------------------------------------------------------------------------------------------------------
Security: 691497309
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: OXM
ISIN: US6914973093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: J. REESE LANIER Mgmt For For
1.2 ELECTION OF DIRECTOR: DENNIS M. LOVE Mgmt For For
1.3 ELECTION OF DIRECTOR: CLYDE C. TUGGLE Mgmt For For
2. PROPOSAL TO APPROVE THE OXFORD INDUSTRIES, Mgmt For For
INC. LONG-TERM STOCK INCENTIVE PLAN, AS
AMENDED AND RESTATED, TO PRESERVE THE TAX
DEDUCTIBILITY OF CERTAIN AWARDS UNDER THE
PLAN.
3. PROPOSAL TO APPROVE THE SELECTION OF ERNST Mgmt For For
& YOUNG LLP TO SERVE AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2014.
4. PROPOSAL TO APPROVE ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS A RESOLUTION APPROVING
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
P.A.M. TRANSPORTATION SERVICES, INC. Agenda Number: 934003372
--------------------------------------------------------------------------------------------------------------------------
Security: 693149106
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: PTSI
ISIN: US6931491061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FREDRICK P. CALDERONE Mgmt Withheld Against
W. SCOTT DAVIS Mgmt For For
MANUEL J. MOROUN Mgmt Withheld Against
MATTHEW T. MOROUN Mgmt Withheld Against
DANIEL C. SULLIVAN Mgmt For For
DANIEL H. CUSHMAN Mgmt Withheld Against
NORMAN E. HARNED Mgmt For For
2. A STOCKHOLDER NON-BINDING ADVISORY VOTE ON Mgmt For For
THE COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE 2014 AMENDED AND RESTATED Mgmt For For
STOCK OPTION AND INCENTIVE PLAN, INCLUDING
THE MATERIAL TERMS OF THE PERFORMANCE GOALS
UNDER SUCH PLAN.
4. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS PTSI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 CALENDAR YEAR.
--------------------------------------------------------------------------------------------------------------------------
P.H. GLATFELTER COMPANY Agenda Number: 933958401
--------------------------------------------------------------------------------------------------------------------------
Security: 377316104
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: GLT
ISIN: US3773161043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KATHLEEN A. DAHLBERG Mgmt For For
NICHOLAS DEBENEDICTIS Mgmt For For
KEVIN M. FOGARTY Mgmt For For
J. ROBERT HALL Mgmt For For
RICHARD C. ILL Mgmt For For
RONALD J. NAPLES Mgmt For For
DANTE C. PARRINI Mgmt For For
RICHARD L. SMOOT Mgmt For For
LEE C. STEWART Mgmt Withheld Against
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY FOR THE YEAR ENDING DECEMBER 31,
2014.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION AND PAY PRACTICES.
--------------------------------------------------------------------------------------------------------------------------
PACER INTERNATIONAL, INC. Agenda Number: 933927925
--------------------------------------------------------------------------------------------------------------------------
Security: 69373H106
Meeting Type: Special
Meeting Date: 27-Mar-2014
Ticker: PACR
ISIN: US69373H1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF MERGER Mgmt For For
DATED AS OF JANUARY 5, 2014 BY AND AMONG
PACER INTERNATIONAL, INC. ("PACER"), XPO
LOGISTICS, INC. AND ACQUISITION SUB, INC.
("MERGER SUB"), PURSUANT TO WHICH MERGER
SUB WILL MERGE WITH AND INTO PACER.
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
MERGER-RELATED COMPENSATION OF NAMED
EXECUTIVE OFFICERS.
3. TO APPROVE A PROPOSAL TO ADJOURN THE Mgmt For For
SPECIAL MEETING TO SOLICIT ADDITIONAL
PROXIES FOR APPROVAL OF THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC BIOSCIENCES OF CALIFORNIA INC Agenda Number: 934001291
--------------------------------------------------------------------------------------------------------------------------
Security: 69404D108
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: PACB
ISIN: US69404D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BROOK BYERS Mgmt For For
JOHN MILLIGAN, PHD Mgmt For For
LUCY SHAPIRO, PHD Mgmt Withheld Against
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC CONTINENTAL CORPORATION Agenda Number: 933938776
--------------------------------------------------------------------------------------------------------------------------
Security: 69412V108
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: PCBK
ISIN: US69412V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT A. BALLIN Mgmt For For
HAL M. BROWN Mgmt For For
MICHAEL E. HEIJER Mgmt For For
MICHAEL D. HOLZGANG Mgmt For For
JUDITH A. JOHANSEN Mgmt For For
DONALD L. KRAHMER, JR. Mgmt For For
DONALD G. MONTGOMERY Mgmt For For
JEFFREY D. PINNEO Mgmt For For
JOHN H. RICKMAN Mgmt For For
2. TO APPROVE THE ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION IN FAVOR OF THE COMPENSATION OF
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF MOSS ADAMS LLP Mgmt For For
TO SERVE AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC MERCANTILE BANCORP Agenda Number: 933988048
--------------------------------------------------------------------------------------------------------------------------
Security: 694552100
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: PMBC
ISIN: US6945521002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN K. BUSTER Mgmt For For
EDWARD J. CARPENTER Mgmt For For
JOHN W. CLARK Mgmt For For
WARREN T. FINLEY Mgmt For For
JOHN D. FLEMMING Mgmt For For
HOWARD N. GOULD Mgmt For For
MICHAEL P. HOOPIS Mgmt For For
ANDREW M. PHILLIPS Mgmt For For
DANIEL A. STRAUSS Mgmt For For
JOHN THOMAS M.D. Mgmt For For
STEPHEN P. YOST Mgmt For For
2. TO RATIFY THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL
2014.
3. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS, AS DESCRIBED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC PREMIER BANCORP, INC. Agenda Number: 933985737
--------------------------------------------------------------------------------------------------------------------------
Security: 69478X105
Meeting Type: Annual
Meeting Date: 27-May-2014
Ticker: PPBI
ISIN: US69478X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
KENNETH A. BOUDREAU Mgmt For For
JOHN J. CARONA Mgmt For For
STEVEN R. GARDNER Mgmt For For
JOSEPH L. GARRETT Mgmt For For
JOHN D. GODDARD Mgmt For For
JEFF C. JONES Mgmt For For
MICHAEL L. MCKENNON Mgmt For For
2 TO APPROVE, ON A NON-BINDING ADVISORY Mgmt Against Against
BASIS, THE COMPENSATION OF THE COMPANY'S
NAME EXECUTIVE OFFICERS.
3 TO APPROVE, THE AMENDMENT TO THE COMPANY'S Mgmt For For
2012 LONG-TERM INCENTIVE PLAN.
4 TO RATIFY THE APPOINTMENT OF VAVRINEK, Mgmt For For
TRINE, DAY & CO., LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC SUNWEAR OF CALIFORNIA, INC. Agenda Number: 933993873
--------------------------------------------------------------------------------------------------------------------------
Security: 694873100
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: PSUN
ISIN: US6948731004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GARY H. SCHOENFELD Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCES P. PHILIP Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JANUARY 31,
2015
3. ADVISORY (NON-BINDING) VOTE ON THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION
4. APPROVAL OF AN AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED EMPLOYEE STOCK PURCHASE PLAN
--------------------------------------------------------------------------------------------------------------------------
PAIN THERAPEUTICS, INC. Agenda Number: 933983834
--------------------------------------------------------------------------------------------------------------------------
Security: 69562K100
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: PTIE
ISIN: US69562K1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.Z. GUSSIN, PHD, M.D. Mgmt Withheld Against
SAIRA RAMASASTRY Mgmt Withheld Against
2. RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014
3. APPROVE, BY NON-BINDING ADVISORY VOTE, THE Mgmt Against Against
2013 EXECUTIVE COMPENSATION FOR THE
COMPANY'S EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
PANHANDLE OIL AND GAS INC. Agenda Number: 933919714
--------------------------------------------------------------------------------------------------------------------------
Security: 698477106
Meeting Type: Annual
Meeting Date: 05-Mar-2014
Ticker: PHX
ISIN: US6984771062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL C. COFFMAN * Mgmt For For
ROBERT A. REECE * Mgmt For For
DUKE R. LIGON ** Mgmt For For
03 APPROVAL OF AMENDMENT TO THE PANHANDLE OIL Mgmt Against Against
AND GAS INC. 2010 RESTRICTED STOCK PLAN.
04 RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
05 APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
PANHANDLE OIL AND GAS INC. EXECUTIVE
COMPENSATION.
06 APPROVAL, BY NON-BINDING ADVISORY VOTE, TO Mgmt 1 Year For
DETERMINE FREQUENCY OF FUTURE ADVISORY
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PAR TECHNOLOGY CORPORATION Agenda Number: 933971295
--------------------------------------------------------------------------------------------------------------------------
Security: 698884103
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: PAR
ISIN: US6988841036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RATIFY THE RESERVATION OF AN ADDITIONAL Mgmt Against Against
500,000 SHARES FOR ISSUANCE UNDER THE PAR
TECHNOLOGY CORPORATION 2005 EQUITY
INCENTIVE PLAN
2. TO ADOPT AMENDMENTS TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION AND BY-LAWS TO
DE-CLASSIFY THE BOARD OF DIRECTORS
3. TO OBTAIN A NON-BINDING ADVISORY VOTE Mgmt For For
REGARDING THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
PARK ELECTROCHEMICAL CORP. Agenda Number: 933852104
--------------------------------------------------------------------------------------------------------------------------
Security: 700416209
Meeting Type: Annual
Meeting Date: 23-Jul-2013
Ticker: PKE
ISIN: US7004162092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DALE BLANCHFIELD Mgmt For For
EMILY J. GROEHL Mgmt For For
PETER MAURER Mgmt For For
BRIAN E. SHORE Mgmt For For
STEVEN T. WARSHAW Mgmt For For
2. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF THE 2013 FISCAL YEAR COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING MARCH 2, 2014.
--------------------------------------------------------------------------------------------------------------------------
PARK NATIONAL CORPORATION Agenda Number: 933932647
--------------------------------------------------------------------------------------------------------------------------
Security: 700658107
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: PRK
ISIN: US7006581075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: C. DANIEL DELAWDER Mgmt For For
1B. ELECTION OF DIRECTOR: HARRY O. EGGER Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN J. KAMBEITZ Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT E. O'NEILL Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFY THE APPOINTMENT OF CROWE HORWATH LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
PARK STERLING CORP Agenda Number: 933983187
--------------------------------------------------------------------------------------------------------------------------
Security: 70086Y105
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: PSTB
ISIN: US70086Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WALTER C. AYERS Mgmt For For
JEAN E. DAVIS Mgmt For For
JEFFREY S. KANE Mgmt For For
KIM S. PRICE Mgmt For For
2. APPROVAL OF THE PARK STERLING CORPORATION Mgmt For For
2014 LONG-TERM INCENTIVE PLAN.
3. RATIFICATION OF THE APPOINTMENT OF DIXON Mgmt For For
HUGHES GOODMAN LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
4. ADOPTION OF ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PARK-OHIO HOLDINGS CORP. Agenda Number: 934011963
--------------------------------------------------------------------------------------------------------------------------
Security: 700666100
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: PKOH
ISIN: US7006661000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEVIN R. GREENE Mgmt For For
A. MALACHI MIXON III Mgmt For For
DAN T. MOORE III Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2014.
3. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PARKER DRILLING COMPANY Agenda Number: 933943397
--------------------------------------------------------------------------------------------------------------------------
Security: 701081101
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: PKD
ISIN: US7010811013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT L. PARKER, JR. Mgmt For For
ROGER B. PLANK Mgmt For For
GARY G. RICH Mgmt For For
PETER C. WALLACE Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
PATRICK INDUSTRIES, INC. Agenda Number: 934009968
--------------------------------------------------------------------------------------------------------------------------
Security: 703343103
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: PATK
ISIN: US7033431039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TERRENCE D. BRENNAN Mgmt For For
JOSEPH M. CERULLI Mgmt For For
TODD M. CLEVELAND Mgmt For For
JOHN A. FORBES Mgmt For For
PAUL E. HASSLER Mgmt For For
MICHAEL A. KITSON Mgmt For For
ANDY L. NEMETH Mgmt For For
LARRY D. RENBARGER Mgmt For For
WALTER E. WELLS Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt Against Against
2009 OMNIBUS INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES AVAILABLE FOR GRANT AND TO
REAPPROVE THE MATERIAL TERMS OF THE PLAN.
3. TO RATIFY THE APPOINTMENT OF CROWE HORWATH Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
PATRIOT TRANSPORTATION HOLDING, INC. Agenda Number: 933910817
--------------------------------------------------------------------------------------------------------------------------
Security: 70337B102
Meeting Type: Annual
Meeting Date: 05-Feb-2014
Ticker: PATR
ISIN: US70337B1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMPSON S. BAKER II Mgmt Withheld Against
MARTIN E. STEIN, JR. Mgmt For For
2. THE RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF HANCOCK ASKEW & CO., LLP, AS
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM (AUDITORS) FOR FISCAL 2014.
3. THE ADVISORY APPROVAL OF THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PC CONNECTION, INC. Agenda Number: 933987832
--------------------------------------------------------------------------------------------------------------------------
Security: 69318J100
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: PCCC
ISIN: US69318J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PATRICIA GALLUP Mgmt Withheld Against
DAVID HALL Mgmt Withheld Against
JOSEPH BAUTE Mgmt For For
DAVID BEFFA-NEGRINI Mgmt Withheld Against
BARBARA DUCKETT Mgmt For For
DONALD WEATHERSON Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED 2007 STOCK INCENTIVE
PLAN, AS AMENDED, TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK THAT MAY BE ISSUED
THEREUNDER FROM 1,400,000 TO 1,600,000
SHARES, REPRESENTING AN INCREASE OF 200,000
SHARES
3. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014
--------------------------------------------------------------------------------------------------------------------------
PCM, INC. Agenda Number: 933850871
--------------------------------------------------------------------------------------------------------------------------
Security: 69323K100
Meeting Type: Annual
Meeting Date: 25-Jul-2013
Ticker: PCMI
ISIN: US69323K1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK F. KHULUSI Mgmt For For
THOMAS A. MALOOF Mgmt For For
RONALD B. RECK Mgmt For For
PAUL C. HEESCHEN Mgmt For For
2. STOCKHOLDER ADVISORY VOTE REGARDING THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. STOCKHOLDER ADVISORY VOTE REGARDING THE Mgmt 1 Year Against
FREQUENCY FOR FUTURE STOCKHOLDER ADVISORY
VOTES ON THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY'S CURRENT FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
PDC ENERGY INC Agenda Number: 933993392
--------------------------------------------------------------------------------------------------------------------------
Security: 69327R101
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: PDCE
ISIN: US69327R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH E. CASABONA Mgmt For For
DAVID C. PARKE Mgmt For For
JEFFREY C. SWOVELAND Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO APPROVE AND ADOPT THE FOURTH AMENDED AND Mgmt For For
RESTATED ARTICLES OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 100,000,000 TO
150,000,000.
--------------------------------------------------------------------------------------------------------------------------
PDF SOLUTIONS, INC. Agenda Number: 933990194
--------------------------------------------------------------------------------------------------------------------------
Security: 693282105
Meeting Type: Annual
Meeting Date: 27-May-2014
Ticker: PDFS
ISIN: US6932821050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS CAULFIELD, DES Mgmt For For
R. STEPHEN HEINRICHS Mgmt For For
JOSEPH R. BRONSON Mgmt For For
2. TO RATIFY THE APPOINTMENT BY THE COMPANY'S Mgmt For For
AUDIT AND CORPORATE GOVERNANCE COMMITTEE OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. TO APPROVE, BY NON-BINDING VOTE, THE 2013 Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
4. TO APPROVE THE COMPANY'S SECOND AMENDED AND Mgmt Against Against
RESTATED 2011 STOCK INCENTIVE PLAN TO
INCREASE THE NUMBER OF AUTHORIZED SHARES
UNDER SUCH PLAN.
--------------------------------------------------------------------------------------------------------------------------
PDI, INC. Agenda Number: 934012042
--------------------------------------------------------------------------------------------------------------------------
Security: 69329V100
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: PDII
ISIN: US69329V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JACK E. STOVER Mgmt For For
JOHN M. CLIMACO Mgmt For For
2. PROPOSAL TO APPROVE, ON A NON-BINDING Mgmt For For
ADVISORY BASIS, THE COMPENSATION PAID TO
THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS
DISCUSSED PURSUANT TO ITEM 402 OF
REGULATION S-K, INCLUDING THE COMPENSATION
TABLES AND NARRATIVE DISCUSSION.
3. PROPOSAL TO APPROVE AMENDMENT OF THE Mgmt For For
AMENDED AND RESTATED 2004 STOCK AWARD AND
INCENTIVE PLAN INCREASING AUTHORIZED SHARES
BY 1,250,000.
4. RATIFICATION OF BDO USA, LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
PEAPACK-GLADSTONE FINANCIAL CORPORATION Agenda Number: 933952485
--------------------------------------------------------------------------------------------------------------------------
Security: 704699107
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: PGC
ISIN: US7046991078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FINN M.W. CASPERSEN, JR Mgmt For For
DR. SUSAN A. COLE Mgmt For For
ANTHONY J. CONSI, II Mgmt For For
EDWARD A. GRAMIGNA, JR. Mgmt For For
DOUGLAS L. KENNEDY Mgmt For For
FRANK A. KISSEL Mgmt For For
JOHN D. KISSEL Mgmt For For
JAMES R. LAMB Mgmt For For
EDWARD A. MERTON Mgmt For For
F. DUFFIELD MEYERCORD Mgmt For For
PHILIP W. SMITH, III Mgmt For For
BETH WELSH Mgmt For For
2. TO APPROVE, ON A NON-BINDING BASIS, THE Mgmt Against Against
COMPENSATION OF THE CORPORATION'S NAMED
EXECUTIVE OFFICERS AS DETERMINED BY THE
COMPENSATION COMMITTEE.
3. THE APPROVAL OF THE AMENDED Mgmt Against Against
PEAPACK-GLADSONE FINANCIAL CORPORATION 2012
LONG-TERM STOCK INCENTIVE PLAN, WHICH
INCLUDES AN INCREASE IN THE SHARE RESERVE
BY 300,000 SHARES AND CERTAIN OTHER
AMENDMENTS DESCRIBED IN THE ACCOMPANYING
PROXY STATEMENT.
4. THE APPROVAL OF THE PEAPACK-GLADSTONE Mgmt For For
FINANCIAL CORPORATION 2014 EMPLOYEE STOCK
PURCHASE PLAN.
5. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
CROWE HORWATH LLP AS THE CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
PEGASYSTEMS INC. Agenda Number: 933942763
--------------------------------------------------------------------------------------------------------------------------
Security: 705573103
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: PEGA
ISIN: US7055731035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: PETER GYENES Mgmt For For
1.2 ELECTION OF DIRECTOR: RICHARD H. JONES Mgmt For For
1.3 ELECTION OF DIRECTOR: STEVEN F. KAPLAN Mgmt For For
1.4 ELECTION OF DIRECTOR: JAMES P. O'HALLORAN Mgmt For For
1.5 ELECTION OF DIRECTOR: ALAN TREFLER Mgmt For For
1.6 ELECTION OF DIRECTOR: LARRY WEBER Mgmt For For
1.7 ELECTION OF DIRECTOR: WILLIAM W. WYMAN Mgmt For For
2. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO APPROVE AN AMENDMENT TO OUR RESTATED Mgmt For For
ARTICLES OF ORGANIZATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES FROM
100,000,000 TO 200,000,000.
4. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF OUR BOARD OF DIRECTORS OF
DELOITTE & TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
PENDRELL CORP Agenda Number: 934022360
--------------------------------------------------------------------------------------------------------------------------
Security: 70686R104
Meeting Type: Annual
Meeting Date: 13-Jun-2014
Ticker: PCO
ISIN: US70686R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD P. EMERSON Mgmt Withheld Against
NICOLAS KAUSER Mgmt Withheld Against
CRAIG O. MCCAW Mgmt Withheld Against
LEE E. MIKLES Mgmt For For
R. GERARD SALEMME Mgmt Withheld Against
STUART M. SLOAN Mgmt Withheld Against
H. BRIAN THOMPSON Mgmt Withheld Against
BENJAMIN G. WOLFF Mgmt Withheld Against
2. APPROVAL OF AN ADVISORY (NON-BINDING) Mgmt Against Against
RESOLUTION ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PENFORD CORPORATION Agenda Number: 933909484
--------------------------------------------------------------------------------------------------------------------------
Security: 707051108
Meeting Type: Annual
Meeting Date: 30-Jan-2014
Ticker: PENX
ISIN: US7070511081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EVAN BEHRENS Mgmt For For
WILLIAM E. BUCHHOLZ Mgmt Withheld Against
JOHN C. HUNTER III Mgmt Withheld Against
JAMES E. WARJONE Mgmt Withheld Against
2. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. TO GIVE AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PENN NATIONAL GAMING, INC. Agenda Number: 934003435
--------------------------------------------------------------------------------------------------------------------------
Security: 707569109
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: PENN
ISIN: US7075691094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER M. CARLINO Mgmt Withheld Against
HAROLD CRAMER Mgmt Withheld Against
2. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
2008 LONG-TERM INCENTIVE PLAN (THE "2008
PLAN") TO INCREASE THE TOTAL NUMBER OF
SHARES AVAILABLE FOR ISSUANCE AND TO
APPROVE THE 2008 PLAN FOR PURPOSES OF
SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2014 FISCAL YEAR.
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PENN VIRGINIA CORPORATION Agenda Number: 933963034
--------------------------------------------------------------------------------------------------------------------------
Security: 707882106
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PVA
ISIN: US7078821060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JOHN U. CLARKE Mgmt For For
1.2 ELECTION OF DIRECTOR: EDWARD B. CLOUES, II Mgmt For For
1.3 ELECTION OF DIRECTOR: STEVEN W. KRABLIN Mgmt Against Against
1.4 ELECTION OF DIRECTOR: MARSHA R. PERELMAN Mgmt For For
1.5 ELECTION OF DIRECTOR: H. BAIRD WHITEHEAD Mgmt For For
1.6 ELECTION OF DIRECTOR: GARY K. WRIGHT Mgmt For For
2 TO HOLD AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
3 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
PENNS WOODS BANCORP, INC. Agenda Number: 933952067
--------------------------------------------------------------------------------------------------------------------------
Security: 708430103
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: PWOD
ISIN: US7084301032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES M. FUREY, II Mgmt For For
RICHARD A. GRAFMYRE Mgmt Withheld Against
D. MICHAEL HAWBAKER Mgmt For For
JOHN G. NACKLEY Mgmt For For
2. PROPOSAL TO AMEND ARTICLES OF INCORPORATION Mgmt For For
TO REDUCE THE SUPERMAJORITY VOTE NECESSARY
TO APPROVE ACQUISITIONS OF OTHER COMPANIES
3. PROPOSAL TO ADOPT 2014 PENNS WOODS BANCORP, Mgmt Against Against
INC. EQUITY INCENTIVE PLAN
4. PROPOSAL TO RATIFY APPOINTMENT OF Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
PEOPLES BANCORP INC. Agenda Number: 933952207
--------------------------------------------------------------------------------------------------------------------------
Security: 709789101
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: PEBO
ISIN: US7097891011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TARA M. ABRAHAM Mgmt For For
JAMES S. HUGGINS Mgmt For For
DR. BRENDA F. JONES Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF PEOPLES' NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT FOR THE 2014 ANNUAL MEETING OF
SHAREHOLDERS.
3. APPROVAL OF THE PEOPLES BANCORP INC. Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS PEOPLES' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
PERCEPTRON, INC. Agenda Number: 933886004
--------------------------------------------------------------------------------------------------------------------------
Security: 71361F100
Meeting Type: Annual
Meeting Date: 12-Nov-2013
Ticker: PRCP
ISIN: US71361F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID J. BEATTIE Mgmt Withheld Against
KENNETH R. DABROWSKI Mgmt Withheld Against
PHILIP J. DECOCCO Mgmt Withheld Against
W. RICHARD MARZ Mgmt Withheld Against
ROBERT S. OSWALD Mgmt Withheld Against
HARRY T. RITTENOUR Mgmt Withheld Against
TERRYLL R. SMITH Mgmt Withheld Against
2. APPROVAL OF THE AMENDMENT TO THE 2004 STOCK Mgmt For For
INCENTIVE PLAN.
3. APPROVAL OF THE AMENDMENT TO THE EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
4. NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
5. NON-BINDING VOTE ON THE FREQUENCY OF Mgmt 1 Year For
SHAREHOLDER ADVISORY VOTES ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
6. RATIFY THE SELECTION OF BDO USA, LLP AS Mgmt For For
INDEPENDENT AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
PERFICIENT, INC. Agenda Number: 933985826
--------------------------------------------------------------------------------------------------------------------------
Security: 71375U101
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: PRFT
ISIN: US71375U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JEFFREY S. DAVIS Mgmt For For
1.2 ELECTION OF DIRECTOR: RALPH C. DERRICKSON Mgmt For For
1.3 ELECTION OF DIRECTOR: JOHN S. HAMLIN Mgmt For For
1.4 ELECTION OF DIRECTOR: JAMES R. KACKLEY Mgmt For For
1.5 ELECTION OF DIRECTOR: DAVID S. LUNDEEN Mgmt For For
2. PROPOSAL TO APPROVE THE ADVISORY Mgmt For For
(NON-BINDING) RESOLUTION RELATING TO 2013
EXECUTIVE COMPENSATION.
3. PROPOSAL TO APPROVE THE AMENDED AND Mgmt For For
RESTATED PERFICIENT, INC. 2012 LONG TERM
INCENTIVE PLAN.
4. PROPOSAL TO RATIFY KPMG LLP AS PERFICIENT, Mgmt For For
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
PERICOM SEMICONDUCTOR CORPORATION Agenda Number: 933887703
--------------------------------------------------------------------------------------------------------------------------
Security: 713831105
Meeting Type: Annual
Meeting Date: 05-Dec-2013
Ticker: PSEM
ISIN: US7138311052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALEX CHIMING HUI Mgmt Withheld Against
CHI-HUNG (JOHN) HUI PHD Mgmt Withheld Against
JOHN C. EAST Mgmt For For
HAU L. LEE, PH.D. Mgmt Withheld Against
MICHAEL J. SOPHIE Mgmt Withheld Against
SIU-WENG SIMON WONG PHD Mgmt Withheld Against
2. TO RATIFY THE APPOINTMENT OF BURR, PILGER & Mgmt For For
MAYER, INC. AS THE INDEPENDENT AUDITORS FOR
THE COMPANY FOR THE FISCAL YEAR 2014.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PERNIX THERAPEUTICS HOLDINGS, INC. Agenda Number: 934019779
--------------------------------------------------------------------------------------------------------------------------
Security: 71426V108
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: PTX
ISIN: US71426V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
DOUG DRYSDALE Mgmt For For
STEVEN ELMS Mgmt For For
TASOS G. KONIDARIS Mgmt For For
JOHN A. SEDOR Mgmt For For
2 TO APPROVE THE COMPANY'S AMENDED AND Mgmt For For
RESTATED 2009 STOCK INCENTIVE PLAN, AS
AMENDED.
3 TO APPROVE, ON AN ADVISORY BASIS, OUR Mgmt For For
EXECUTIVE COMPENSATION AS DISCLOSED IN THE
PROXY STATEMENT ("SAY-ON-PAY").
4 TO RATIFY THE SELECTION OF CHERRY BEKAERT Mgmt For For
L.L.P. AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
PERRY ELLIS INTERNATIONAL, INC. Agenda Number: 934014135
--------------------------------------------------------------------------------------------------------------------------
Security: 288853104
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: PERY
ISIN: US2888531041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALEXANDRA WILSON Mgmt For For
J. DAVID SCHEINER Mgmt For For
2. NON-BINDING SAY-ON-PAY VOTE. TO APPROVE THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. RATIFICATION OF SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS, LLP, AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE FISCAL YEAR
ENDING JANUARY 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
PETMED EXPRESS, INC. Agenda Number: 933847379
--------------------------------------------------------------------------------------------------------------------------
Security: 716382106
Meeting Type: Annual
Meeting Date: 26-Jul-2013
Ticker: PETS
ISIN: US7163821066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MENDERES AKDAG Mgmt For For
FRANK J. FORMICA Mgmt For For
GIAN M. FULGONI Mgmt For For
RONALD J. KORN Mgmt For For
ROBERT C. SCHWEITZER Mgmt For For
2 AN ADVISORY (NON-BINDING) VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
3 TO RATIFY THE APPOINTMENT OF MCGLADREY LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY TO SERVE
FOR THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
PETROQUEST ENERGY, INC. Agenda Number: 933970407
--------------------------------------------------------------------------------------------------------------------------
Security: 716748108
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: PQ
ISIN: US7167481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES T. GOODSON Mgmt For For
WILLIAM W. RUCKS, IV Mgmt For For
E. WAYNE NORDBERG Mgmt For For
MICHAEL L. FINCH Mgmt For For
W.J. GORDON, III Mgmt For For
CHARLES F. MITCHELL, II Mgmt For For
2 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3 ADVISORY APPROVAL OF THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PGT, INC. Agenda Number: 933967715
--------------------------------------------------------------------------------------------------------------------------
Security: 69336V101
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PGTI
ISIN: US69336V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRETT N. MILGRIM Mgmt For For
RICHARD D. FEINTUCH Mgmt For For
2. RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. APPROVAL OF THE PGT, INC. 2014 OMNIBUS Mgmt For For
EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
PHARMERICA CORPORATION Agenda Number: 934008524
--------------------------------------------------------------------------------------------------------------------------
Security: 71714F104
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: PMC
ISIN: US71714F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREGORY S. WEISHAR Mgmt For For
W. ROBERT DAHL, JR. Mgmt For For
FRANK E. COLLINS, ESQ. Mgmt For For
THOMAS P. MAC MAHON Mgmt For For
MARJORIE W. DORR Mgmt For For
THOMAS P. GERRITY, PH.D Mgmt For For
ROBERT A. OAKLEY, PH.D. Mgmt For For
GEOFFREY G. MEYERS Mgmt For For
PATRICK G. LEPORE Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PHH CORPORATION Agenda Number: 933989925
--------------------------------------------------------------------------------------------------------------------------
Security: 693320202
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: PHH
ISIN: US6933202029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JANE D. CARLIN Mgmt For For
JAMES O. EGAN Mgmt For For
THOMAS P. GIBBONS Mgmt For For
ALLAN Z. LOREN Mgmt For For
GLEN A. MESSINA Mgmt For For
GREGORY J. PARSEGHIAN Mgmt For For
CHARLES P. PIZZI Mgmt For For
DEBORAH M. REIF Mgmt For For
CARROLL R. WETZEL, JR. Mgmt For For
2. TO APPROVE THE PHH CORPORATION 2014 EQUITY Mgmt For For
AND INCENTIVE PLAN, INCLUDING THE
PERFORMANCE GOALS ESTABLISHED UNDER THE
PLAN FOR PURPOSES OF COMPLIANCE WITH
SECTION 162(M) OF THE INTERNAL REVENUE CODE
OF 1986, AS AMENDED.
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
4. TO APPROVE AN ADVISORY RESOLUTION APPROVING Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PHOTRONICS, INC. Agenda Number: 933935213
--------------------------------------------------------------------------------------------------------------------------
Security: 719405102
Meeting Type: Annual
Meeting Date: 11-Apr-2014
Ticker: PLAB
ISIN: US7194051022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WALTER M. FIEDEROWICZ Mgmt For For
JOSEPH A. FIORITA, JR. Mgmt For For
LIANG-CHOO HSIA Mgmt For For
CONSTANTINE MACRICOSTAS Mgmt For For
GEORGE MACRICOSTAS Mgmt For For
MITCHELL G. TYSON Mgmt For For
2 TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
NOVEMBER 2, 2014.
3 TO APPROVE AN AMENDMENT TO THE PHOTRONICS Mgmt For For
INC. 2007 LONG TERM EQUITY INCENTIVE PLAN,
AS PREVIOUSLY AMENDED, TO INCREASE THE
AUTHORIZED SHARES AVAILABLE FOR ISSUANCE
FROM 6,000,000 TO 9,000,000 AND TO AMEND
THE AMOUNT OF RESTRICTED STOCK ALLOWED TO
BE ISSUED THEREUNDER FROM 15% TO 1,000,000
SHARES.
4 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
5 TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt Against Against
PROPERLY COME BEFORE THE MEETING OR ANY
ADJOURNMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
PICO HOLDINGS, INC. Agenda Number: 933951647
--------------------------------------------------------------------------------------------------------------------------
Security: 693366205
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: PICO
ISIN: US6933662057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN R. HART Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL J. MACHADO Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, DISCLOSED PURSUANT TO
THE COMPANY'S DEFINITIVE PROXY STATEMENT
FOR THE 2014 ANNUAL MEETING OF
SHAREHOLDERS.
3. TO RATIFY DELOITTE & TOUCHE LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO PERFORM THE ANNUAL AUDIT OF OUR
2014 FINANCIAL STATEMENTS.
4. TO APPROVE THE ADOPTION OF THE 2014 EQUITY Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
PIKE ELECTRIC CORPORATION Agenda Number: 933880317
--------------------------------------------------------------------------------------------------------------------------
Security: 721283109
Meeting Type: Annual
Meeting Date: 31-Oct-2013
Ticker: PIKE
ISIN: US7212831090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. ERIC PIKE Mgmt For For
CHARLES E. BAYLESS Mgmt For For
JAMES R. HELVEY III Mgmt For For
PETER PACE Mgmt For For
DANIEL J. SULLIVAN III Mgmt For For
JAMES L. TURNER Mgmt For For
2. ADOPTION OF AN AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF SEPTEMBER 16, 2013,
BETWEEN THE COMPANY AND PIKE CORPORATION, A
NORTH CAROLINA CORPORATION AND A
WHOLLY-OWNED SUBSIDIARY OF THE COMPANY, BY
WHICH THE COMPANY WOULD EFFECT THE
REINCORPORATION OF THE COMPANY FROM
DELAWARE TO NORTH CAROLINA.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JUNE 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
PINNACLE FINANCIAL PARTNERS, INC. Agenda Number: 933928864
--------------------------------------------------------------------------------------------------------------------------
Security: 72346Q104
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: PNFP
ISIN: US72346Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES C. COPE* Mgmt For For
W.H. HUDDLESTON, IV* Mgmt For For
ROBERT A. MCCABE, JR.* Mgmt For For
REESE L. SMITH, III* Mgmt For For
GLENDA BASKIN GLOVER# Mgmt For For
2. TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt For For
ADOPT THE COMPANY'S 2014 EQUITY INCENTIVE
PLAN.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt Against Against
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THE PROXY STATEMENT THAT ACCOMPANIES THIS
PROXY CARD.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
PIONEER ENERGY SERVICES CORP Agenda Number: 933975697
--------------------------------------------------------------------------------------------------------------------------
Security: 723664108
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: PES
ISIN: US7236641087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DEAN A. BURKHARDT Mgmt For For
SCOTT D. URBAN Mgmt For For
2. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt Against Against
THE PIONEER ENERGY SERVICES CORP. AMENDED
AND RESTATED 2007 INCENTIVE PLAN.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
PLEXUS CORP. Agenda Number: 933907860
--------------------------------------------------------------------------------------------------------------------------
Security: 729132100
Meeting Type: Annual
Meeting Date: 12-Feb-2014
Ticker: PLXS
ISIN: US7291321005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RALF R. BOER Mgmt For For
STEPHEN P. CORTINOVIS Mgmt For For
DAVID J. DRURY Mgmt For For
DEAN A. FOATE Mgmt For For
RAINER JUECKSTOCK Mgmt For For
PETER KELLY Mgmt For For
PHIL R. MARTENS Mgmt For For
MICHAEL V. SCHROCK Mgmt For For
MARY A. WINSTON Mgmt For For
2. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR FISCAL 2014.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF PLEXUS CORP.'S NAMED EXECUTIVE OFFICERS,
AS DISCLOSED IN "COMPENSATION DISCUSSION
AND ANALYSIS" AND "EXECUTIVE COMPENSATION"
IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
PLX TECHNOLOGY, INC. Agenda Number: 933898162
--------------------------------------------------------------------------------------------------------------------------
Security: 693417107
Meeting Type: Annual
Meeting Date: 18-Dec-2013
Ticker: PLXT
ISIN: US6934171074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARTIN COLOMBATTO Mgmt For *
STEPHEN DOMENIK Mgmt For *
ERIC SINGER Mgmt For *
MGT NOM JOHN H. HART Mgmt For *
MGT NOM M J. SALAMEH Mgmt For *
MGT NOM R H. SCHMITT Mgmt For *
MGT NOM P VERDERICO Mgmt For *
MGT NOM D K. RAUN Mgmt For *
02 THE COMPANY'S PROPOSAL TO RATIFY THE Mgmt For *
APPOINTMENT OF BDO USA, LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
03 THE COMPANY'S PROPOSAL TO APPROVE THE Mgmt For *
NON-BINDING ADVISORY RESOLUTION ON
EXECUTIVE COMPENSATION FOR 2012.
--------------------------------------------------------------------------------------------------------------------------
PMC-SIERRA, INC. Agenda Number: 933941608
--------------------------------------------------------------------------------------------------------------------------
Security: 69344F106
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: PMCS
ISIN: US69344F1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RICHARD E. BELLUZZO Mgmt For For
1.2 ELECTION OF DIRECTOR: MICHAEL R. FARESE Mgmt For For
1.3 ELECTION OF DIRECTOR: JONATHAN J. JUDGE Mgmt For For
1.4 ELECTION OF DIRECTOR: KIRT P. KARROS Mgmt For For
1.5 ELECTION OF DIRECTOR: MICHAEL A. KLAYKO Mgmt For For
1.6 ELECTION OF DIRECTOR: WILLIAM H. KURTZ Mgmt For For
1.7 ELECTION OF DIRECTOR: GREGORY S. LANG Mgmt For For
1.8 ELECTION OF DIRECTOR: RICHARD N. NOTTENBURG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS PMC'S INDEPENDENT AUDITORS.
3. TO APPROVE, IN A NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
PMFG, INC. Agenda Number: 933885507
--------------------------------------------------------------------------------------------------------------------------
Security: 69345P103
Meeting Type: Annual
Meeting Date: 14-Nov-2013
Ticker: PMFG
ISIN: US69345P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH R. HANKS Mgmt For For
R. CLAYTON MULFORD Mgmt For For
2. TO APPROVE EXECUTIVE COMPENSATION BY Mgmt For For
NON-BINDING VOTE.
3. TO RATIFY THE APPOINTMENT OF GRANT Mgmt For For
THORNTON, LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
POPEYES LOUISIANA KITCHEN INC. Agenda Number: 933997732
--------------------------------------------------------------------------------------------------------------------------
Security: 732872106
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: PLKI
ISIN: US7328721060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KRISHNAN ANAND Mgmt For For
VICTOR ARIAS, JR. Mgmt For For
CHERYL A. BACHELDER Mgmt For For
CAROLYN HOGAN BYRD Mgmt For For
JOHN M. CRANOR, III Mgmt For For
R. WILLIAM IDE, III Mgmt For For
JOEL K. MANBY Mgmt For For
MARTYN R. REDGRAVE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS PLKI'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
28, 2014.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
POST HOLDINGS, INC. Agenda Number: 933909105
--------------------------------------------------------------------------------------------------------------------------
Security: 737446104
Meeting Type: Annual
Meeting Date: 30-Jan-2014
Ticker: POST
ISIN: US7374461041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID R. BANKS Mgmt Withheld Against
TERENCE E. BLOCK Mgmt For For
ROBERT E. GROTE Mgmt For For
2. APPROVAL OF INCREASES IN THE NUMBER OF Mgmt For For
SHARES OF OUR COMMON STOCK ISSUABLE UPON
CONVERSION OF OUR 3.75% SERIES B CUMULATIVE
PERPETUAL CONVERTIBLE PREFERRED STOCK.
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2014.
4. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
POWELL INDUSTRIES, INC. Agenda Number: 933916198
--------------------------------------------------------------------------------------------------------------------------
Security: 739128106
Meeting Type: Annual
Meeting Date: 26-Feb-2014
Ticker: POWL
ISIN: US7391281067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EUGENE L. BUTLER Mgmt For For
CHRISTOPHER E. CRAGG Mgmt For For
BONNIE V. HANCOCK Mgmt For For
2. TO APPROVE THE COMPANY'S 2014 EQUITY Mgmt For For
INCENTIVE PLAN.
3. TO APPROVE THE COMPANY'S 2014 NON-EMPLOYEE Mgmt For For
DIRECTOR EQUITY INCENTIVE PLAN.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF EXECUTIVES, AS DISCLOSED
PURSUANT TO THE COMPENSATION DISCLOSURE
RULES OF THE SECURITIES AND EXCHANGE
COMMISSION, INCLUDING THE COMPENSATION
DISCUSSION AND ANALYSIS, THE COMPENSATION
TABLES AND ANY RELATED MATERIAL DISCLOSED
IN THIS PROXY STATEMENT ("SAY-ON-PAY").
--------------------------------------------------------------------------------------------------------------------------
POWER-ONE, INC. Agenda Number: 933852990
--------------------------------------------------------------------------------------------------------------------------
Security: 73930R102
Meeting Type: Special
Meeting Date: 23-Jul-2013
Ticker: PWER
ISIN: US73930R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, AS IT MAY BE AMENDED FROM TIME TO
TIME, DATED AS OF APRIL 21, 2013 ("MERGER
AGREEMENT"), BY AND AMONG POWER-ONE,
INC.("POWER-ONE"), ABB LTD. AND VERDI
ACQUISITION CORPORATION ("MERGER SUB"),
WHICH PROVIDES FOR THE MERGER OF MERGER SUB
WITH AND INTO POWER-ONE, WITH POWER-ONE
CONTINUING AS THE SURVIVING CORPORATION.
2 PROPOSAL TO APPROVE, BY A NONBINDING Mgmt For For
ADVISORY VOTE, THE SPECIFIED COMPENSATION
DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT THAT MAY BE PAYABLE TO
POWER-ONE'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE CONSUMMATION OF THE
MERGER.
3 PROPOSAL TO APPROVE THE ADJOURNMENT OR Mgmt For For
POSTPONEMENT OF THE SPECIAL MEETING, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
POWERSECURE INTERNATIONAL, INC. Agenda Number: 933997706
--------------------------------------------------------------------------------------------------------------------------
Security: 73936N105
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: POWR
ISIN: US73936N1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: KEVIN P. COLLINS Mgmt For For
1.2 ELECTION OF DIRECTOR: A. DALE JENKINS Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF HEIN & Mgmt For For
ASSOCIATES LLP AS POWERSECURE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
POZEN INC. Agenda Number: 933986347
--------------------------------------------------------------------------------------------------------------------------
Security: 73941U102
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: POZN
ISIN: US73941U1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH B. LEE, JR. Mgmt For For
2. TO APPROVE THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS, ON AN
ADVISORY BASIS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS POZEN'S INDEPENDENT AUDITORS TO
AUDIT POZEN'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
PREFERRED BANK Agenda Number: 934007015
--------------------------------------------------------------------------------------------------------------------------
Security: 740367404
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: PFBC
ISIN: US7403674044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LI YU Mgmt For For
J. RICHARD BELLISTON Mgmt For For
GARY S. NUNNELLY Mgmt For For
CLARK HSU Mgmt For For
2. APPROVAL VOTE ON THE PROPOSED PREFERRED Mgmt Against Against
BANK 2014 EQUITY INCENTIVE PLAN.
3. ADVISORY VOTE ON THE COMPENSATION OF Mgmt Against Against
PREFERRED BANK'S NAMED EXECUTIVE OFFICERS
(SAY-ON-PAY).
4. RATIFICATION OF THE APPOINTMENT OF KPMG, Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
PREFORMED LINE PRODUCTS COMPANY Agenda Number: 933949630
--------------------------------------------------------------------------------------------------------------------------
Security: 740444104
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: PLPC
ISIN: US7404441047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GLENN E. CORLETT Mgmt For For
MICHAEL E. GIBBONS Mgmt For For
R. STEVEN KESTNER Mgmt Withheld Against
RANDALL M. RUHLMAN Mgmt Withheld Against
2. RESOLUTION APPROVING EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF ERNST & YOUNG LLP. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PREMIER FINANCIAL BANCORP, INC. Agenda Number: 934024023
--------------------------------------------------------------------------------------------------------------------------
Security: 74050M105
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: PFBI
ISIN: US74050M1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TONEY K. ADKINS Mgmt For For
HARRY M. HATFIELD Mgmt For For
LLOYD G. JACKSON II Mgmt For For
KEITH F. MOLIHAN Mgmt For For
MARSHALL T. REYNOLDS Mgmt Withheld Against
NEAL W. SCAGGS Mgmt For For
ROBERT W. WALKER Mgmt For For
THOMAS W. WRIGHT Mgmt For For
2. TO RATIFY THE APPOINTMENT OF CROWE HORWATH, Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2014.
3. TO CONSIDER AND APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION IN AN ADVISORY VOTE.
--------------------------------------------------------------------------------------------------------------------------
PREMIERE GLOBAL SERVICES, INC. Agenda Number: 934001392
--------------------------------------------------------------------------------------------------------------------------
Security: 740585104
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: PGI
ISIN: US7405851046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BOLAND T. JONES Mgmt For For
WILKIE S. COLYER Mgmt For For
K. ROBERT DRAUGHON Mgmt For For
JOHN R. HARRIS Mgmt For For
W. STEVEN JONES Mgmt For For
RAYMOND H. PIRTLE, JR. Mgmt For For
J. WALKER SMITH, JR. Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
4. APPROVE THE 2014 INCENTIVE PLAN. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PRESTIGE BRANDS HOLDINGS, INC. Agenda Number: 933853269
--------------------------------------------------------------------------------------------------------------------------
Security: 74112D101
Meeting Type: Annual
Meeting Date: 29-Jul-2013
Ticker: PBH
ISIN: US74112D1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MATTHEW M. MANNELLY Mgmt For For
JOHN E. BYOM Mgmt For For
GARY E. COSTLEY Mgmt For For
CHARLES J. HINKATY Mgmt For For
CARL J. JOHNSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF PRESTIGE BRANDS HOLDINGS, INC. FOR
THE FISCAL YEAR ENDING MARCH 31, 2014.
3. TO APPROVE AN AMENDMENT TO OUR 2005 Mgmt For For
LONG-TERM EQUITY INCENTIVE PLAN SO THAT
BONUS AND EQUITY AWARDS MADE UNDER THE PLAN
CAN SATISFY THE REQUIREMENTS OF
"PERFORMANCE BASED" COMPENSATION WITHIN THE
MEANING OF SECTION 162(M) OF THE TAX CODE.
4. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION OF
PRESTIGE BRANDS HOLDINGS, INC.'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PRGX GLOBAL, INC. Agenda Number: 934009033
--------------------------------------------------------------------------------------------------------------------------
Security: 69357C503
Meeting Type: Annual
Meeting Date: 24-Jun-2014
Ticker: PRGX
ISIN: US69357C5031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID A. COLE* Mgmt For For
A. GEORGIOU FELDSHON* Mgmt For For
PHILIP J. MAZZILLI, JR# Mgmt For For
2. RATIFICATION OF APPOINTMENT OF BDO USA, LLP Mgmt For For
AS PRGX'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. AMENDMENT OF THE 2008 EQUITY INCENTIVE PLAN Mgmt For For
TO INCREASE THE NUMBER OF SHARES AVAILABLE
FOR ISSUANCE UNDER THE PLAN.
--------------------------------------------------------------------------------------------------------------------------
PRIMORIS SERVICES CORPORATION Agenda Number: 933976928
--------------------------------------------------------------------------------------------------------------------------
Security: 74164F103
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: PRIM
ISIN: US74164F1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ROBERT A. TINSTMAN Mgmt For For
2 TO PROVIDE A NON-BINDING ADVISORY VOTE Mgmt For For
APPROVING THE COMPANY'S EXECUTIVE
COMPENSATION
3 RATIFICATION OF APPOINTMENT OF MOSS ADAMS, Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014
--------------------------------------------------------------------------------------------------------------------------
PRIMUS TELECOMMUNICATIONS GROUP, INC. Agenda Number: 933851556
--------------------------------------------------------------------------------------------------------------------------
Security: 741929301
Meeting Type: Special
Meeting Date: 17-Jul-2013
Ticker: PTGI
ISIN: US7419293011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 SALE PROPOSAL: TO APPROVE THE SALE OF OUR Mgmt For For
NORTH AMERICA RETAIL TELECOMMUNICATIONS
OPERATIONS IN THE UNITED STATES AND CANADA,
AS CONTEMPLATED BY THE EQUITY PURCHASE
AGREEMENT BY AND AMONG PRIMUS
TELECOMMUNICATIONS GROUP, INCORPORATED
(PTGI) AND CERTAIN OF ITS SUBSIDIARIES AND
PTUS, INC. AND PTCAN, INC., DATED AS OF MAY
10, 2013 AND DESCRIBED IN THE PROXY
STATEMENT.
2 TRANSACTION-RELATED COMPENSATION Mgmt For For
ARRANGEMENTS PROPOSAL: TO APPROVE, ON A
NON-BINDING ADVISORY BASIS, THE PAYMENT OF
CERTAIN COMPENSATION TO THE NAMED EXECUTIVE
OFFICERS OF PTGI IN CONNECTION WITH THE
SALE TRANSACTION, AS DESCRIBED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
PROCERA NETWORKS, INC. Agenda Number: 933983961
--------------------------------------------------------------------------------------------------------------------------
Security: 74269U203
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: PKT
ISIN: US74269U2033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT MCCLENDON Mgmt For For
JAMES F. BREAR Mgmt For For
STAFFAN HILLBERG Mgmt For For
ALAN B. LEFKOF Mgmt For For
MARY LOSTY Mgmt For For
DOUGLAS MILLER Mgmt For For
THOMAS SAPONAS Mgmt For For
WILLIAM SLAVIN Mgmt For For
2 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3 TO RATIFY THE SELECTION OF MCGLADREY LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR ITS
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
PROGENICS PHARMACEUTICALS, INC. Agenda Number: 934007825
--------------------------------------------------------------------------------------------------------------------------
Security: 743187106
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: PGNX
ISIN: US7431871067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER J. CROWLEY Mgmt For For
1B. ELECTION OF DIRECTOR: PAUL J. MADDON Mgmt For For
1C. ELECTION OF DIRECTOR: MARK R. BAKER Mgmt For For
1D. ELECTION OF DIRECTOR: KAREN J. FERRANTE Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL D. KISHBAUCH Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID A. SCHEINBERG Mgmt For For
1G. ELECTION OF DIRECTOR: NICOLE S. WILLIAMS Mgmt For For
2. APPROVING, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THIS
YEAR'S PROXY STATEMENT.
3. APPROVING AN AMENDMENT OF THE COMPANY'S Mgmt For For
2005 STOCK INCENTIVE PLAN TO EXTEND THE
EXPIRATION DATE OF THE PLAN TO MARCH 25,
2024 AND INCREASE THE NUMBER OF SHARES OF
COMMON STOCK RESERVED FOR ISSUANCE
THEREUNDER FROM 10,450,000 TO 11,450,000.
4. RATIFYING THE BOARD'S SELECTION OF ERNST & Mgmt For For
YOUNG LLP TO SERVE AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
PROGRESS SOFTWARE CORPORATION Agenda Number: 933963325
--------------------------------------------------------------------------------------------------------------------------
Security: 743312100
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: PRGS
ISIN: US7433121008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BARRY N. BYCOFF Mgmt For For
JOHN R. EGAN Mgmt For For
RAM GUPTA Mgmt For For
CHARLES F. KANE Mgmt For For
DAVID A. KRALL Mgmt For For
MICHAEL L. MARK Mgmt For For
PHILIP M. PEAD Mgmt For For
2 TO APPROVE THE COMPENSATION OF PROGRESS Mgmt Against Against
SOFTWARE CORPORATION'S NAMED EXECUTIVE
OFFICERS.
3 TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
PROVIDENCE AND WORCESTER RAILROAD CO. Agenda Number: 933963135
--------------------------------------------------------------------------------------------------------------------------
Security: 743737108
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: PWX
ISIN: US7437371088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD ANDERSON Mgmt For For
ROBERT EDER Mgmt Withheld Against
ALFRED SMITH Mgmt For For
2. TO VOTE UPON AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION OF
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PROVIDENT FINANCIAL HOLDINGS, INC. Agenda Number: 933891877
--------------------------------------------------------------------------------------------------------------------------
Security: 743868101
Meeting Type: Annual
Meeting Date: 26-Nov-2013
Ticker: PROV
ISIN: US7438681014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH P. BARR Mgmt Withheld Against
BRUCE W. BENNETT Mgmt Withheld Against
DEBBI H. GUTHRIE Mgmt Withheld Against
2. THE APPROVAL OF AN ADVISORY BASIS Mgmt For For
(NON-BINDING) VOTE ON OUR EXECUTIVE
COMPENSATION AS DISCLOSED IN THE PROXY
STATEMENT.
3. THE ADOPTION OF THE PROVIDENT FINANCIAL Mgmt For For
HOLDINGS, INC. 2013 EQUITY INCENTIVE PLAN.
4. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITOR FOR PROVIDENT FINANCIAL HOLDINGS,
INC. FOR THE FISCAL YEAR ENDING JUNE 30,
2014.
--------------------------------------------------------------------------------------------------------------------------
PROVIDENT FINANCIAL SERVICES, INC. Agenda Number: 933932762
--------------------------------------------------------------------------------------------------------------------------
Security: 74386T105
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: PFS
ISIN: US74386T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LAURA L. BROOKS Mgmt For For
TERENCE GALLAGHER Mgmt For For
CARLOS HERNANDEZ Mgmt For For
2. THE APPROVAL (NON-BINDING) OF EXECUTIVE Mgmt Against Against
COMPENSATION.
3. THE APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
LONG-TERM EQUITY INCENTIVE PLAN.
4. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
PROVIDENT NEW YORK BANCORP Agenda Number: 933867991
--------------------------------------------------------------------------------------------------------------------------
Security: 744028101
Meeting Type: Special
Meeting Date: 26-Sep-2013
Ticker: PBNY
ISIN: US7440281019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF APRIL 3, 2013, BY AND
BETWEEN STERLING BANCORP AND PROVIDENT NEW
YORK BANCORP, PURSUANT TO WHICH STERLING
WILL MERGE WITH AND INTO PROVIDENT.
2. PROPOSAL TO ADJOURN THE PROVIDENT SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE
PROVIDENT MERGER PROPOSAL.
3. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, THE COMPENSATION THAT
CERTAIN EXECUTIVE OFFICERS OF PROVIDENT MAY
RECEIVE IN CONNECTION WITH THE MERGER
PURSUANT TO EXISTING AGREEMENTS OR
ARRANGEMENTS WITH PROVIDENT.
4. PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
PROVIDENT 2012 STOCK INCENTIVE PLAN TO
INCREASE THE MAXIMUM NUMBER OF SHARES OF
PROVIDENT COMMON STOCK THAT MAY BE SUBJECT
TO CERTAIN AWARDS UNDER THE PLAN, INCLUDING
FOR PURPOSES OF SECTION 162(M) OF THE
INTERNAL REVENUE CODE OF 1986, AS AMENDED.
--------------------------------------------------------------------------------------------------------------------------
PULASKI FINANCIAL CORP. Agenda Number: 933912316
--------------------------------------------------------------------------------------------------------------------------
Security: 745548107
Meeting Type: Annual
Meeting Date: 30-Jan-2014
Ticker: PULB
ISIN: US7455481074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEON A. FELMAN Mgmt For For
SHARON A. TUCKER Mgmt For For
2. THE RATIFICATION OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2014.
3. A NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
QAD INC. Agenda Number: 934022257
--------------------------------------------------------------------------------------------------------------------------
Security: 74727D306
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: QADA
ISIN: US74727D3061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KARL F. LOPKER Mgmt Withheld Against
PAMELA M. LOPKER Mgmt Withheld Against
SCOTT J. ADELSON Mgmt For For
LEE D. ROBERTS Mgmt For For
PETER R. VAN CUYLENBURG Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PAID TO OUR NAMED EXECUTIVES.
--------------------------------------------------------------------------------------------------------------------------
QLOGIC CORPORATION Agenda Number: 933858651
--------------------------------------------------------------------------------------------------------------------------
Security: 747277101
Meeting Type: Annual
Meeting Date: 22-Aug-2013
Ticker: QLGC
ISIN: US7472771010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: H.K. DESAI Mgmt For For
1B. ELECTION OF DIRECTOR: BALAKRISHNAN S. IYER Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTINE KING Mgmt For For
1D. ELECTION OF DIRECTOR: KATHRYN B. LEWIS Mgmt For For
1E. ELECTION OF DIRECTOR: D. SCOTT MERCER Mgmt For For
1F. ELECTION OF DIRECTOR: GEORGE D. WELLS Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM M. ZEITLER Mgmt For For
2. APPROVAL OF AN AMENDMENT TO THE QLOGIC Mgmt For For
CORPORATION 2005 PERFORMANCE INCENTIVE
PLAN, AS AMENDED, TO EXTEND THE
PERFORMANCE-BASED AWARD FEATURE.
3. APPROVAL OF AMENDMENTS TO THE QLOGIC Mgmt For For
CORPORATION 1998 EMPLOYEE STOCK PURCHASE
PLAN, AS AMENDED, TO EXTEND THE TERM OF THE
PLAN AND INCREASE THE AGGREGATE SHARE
LIMIT.
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
5. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
QUAD/GRAPHICS, INC. Agenda Number: 933983404
--------------------------------------------------------------------------------------------------------------------------
Security: 747301109
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: QUAD
ISIN: US7473011093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM J. ABRAHAM, JR. Mgmt Withheld Against
DOUGLAS P. BUTH Mgmt For For
CHRISTOPHER B. HARNED Mgmt Withheld Against
J. JOEL QUADRACCI Mgmt Withheld Against
K. QUADRACCI FLORES Mgmt Withheld Against
THOMAS O. RYDER Mgmt For For
JOHN S. SHIELY Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
QUAKER CHEMICAL CORPORATION Agenda Number: 933956471
--------------------------------------------------------------------------------------------------------------------------
Security: 747316107
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: KWR
ISIN: US7473161070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL F. BARRY Mgmt For For
ROBERT E. CHAPPELL Mgmt For For
ROBERT H. ROCK Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
QUALITY DISTRIBUTION, INC. Agenda Number: 934001594
--------------------------------------------------------------------------------------------------------------------------
Security: 74756M102
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: QLTY
ISIN: US74756M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY R. ENZOR Mgmt For For
RICHARD B. MARCHESE Mgmt For For
THOMAS R. MIKLICH Mgmt For For
ANNETTE M. SANDBERG Mgmt For For
ALAN H. SCHUMACHER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
QUALITY SYSTEMS, INC. Agenda Number: 933861381
--------------------------------------------------------------------------------------------------------------------------
Security: 747582104
Meeting Type: Annual
Meeting Date: 15-Aug-2013
Ticker: QSII
ISIN: US7475821044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN T. PLOCHOCKI Mgmt For For
CRAIG A. BARBAROSH Mgmt For For
GEORGE H. BRISTOL Mgmt For For
JAMES C. MALONE Mgmt For For
PETER M. NEUPERT Mgmt For For
MORRIS PANNER Mgmt For For
D. RUSSELL PFLUEGER Mgmt For For
SHELDON RAZIN Mgmt For For
LANCE E. ROSENZWEIG Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING MARCH 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
QUANEX BUILDING PRODUCTS CORP Agenda Number: 933920058
--------------------------------------------------------------------------------------------------------------------------
Security: 747619104
Meeting Type: Annual
Meeting Date: 27-Feb-2014
Ticker: NX
ISIN: US7476191041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SUSAN F. DAVIS Mgmt For For
CURTIS M. STEVENS Mgmt For For
2. TO PROVIDE AN ADVISORY VOTE APPROVING THE Mgmt For For
COMPANY'S NAMED EXECUTIVE COMPENSATION.
3. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 2008 OMNIBUS INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
QUIKSILVER, INC. Agenda Number: 933923535
--------------------------------------------------------------------------------------------------------------------------
Security: 74838C106
Meeting Type: Annual
Meeting Date: 18-Mar-2014
Ticker: ZQK
ISIN: US74838C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM M. BARNUM, JR. Mgmt For For
JOSEPH F. BERARDINO Mgmt For For
MICHAEL A. CLARKE Mgmt For For
ELIZABETH DOLAN Mgmt For For
M. STEVEN LANGMAN Mgmt For For
ROBERT B. MCKNIGHT, JR. Mgmt For For
ANDREW P. MOONEY Mgmt For For
ANDREW W. SWEET Mgmt For For
2. APPROVAL OF AMENDMENT OF QUIKSILVER, INC. Mgmt Against Against
2013 PERFORMANCE INCENTIVE PLAN.
3. ADVISORY APPROVAL OF QUIKSILVER, INC.'S Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
QUINSTREET INC Agenda Number: 933879770
--------------------------------------------------------------------------------------------------------------------------
Security: 74874Q100
Meeting Type: Annual
Meeting Date: 28-Oct-2013
Ticker: QNST
ISIN: US74874Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES SIMONS Mgmt For For
DANA STALDER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT YEAR.
3. APPROVAL, BY ADVISORY VOTE, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
QUMU CORPORATION Agenda Number: 933985321
--------------------------------------------------------------------------------------------------------------------------
Security: 749063103
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: QUMU
ISIN: US7490631030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SHERMAN L. BLACK Mgmt For For
LAWRENCE M. BENVENISTE Mgmt For For
DANIEL R. FISHBACK Mgmt For For
THOMAS F. MADISON Mgmt For For
KIMBERLY K. NELSON Mgmt For For
ROBERT F. OLSON Mgmt For For
JUSTIN A. ORLANDO Mgmt For For
STEVEN M. QUIST Mgmt For For
JAMES L. REISSNER Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE SECOND Mgmt For For
AMENDED AND RESTATED 2007 STOCK INCENTIVE
PLAN TO INCREASE THE AUTHORIZED SHARES BY
500,000.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. TO RATIFY AND APPROVE THE APPOINTMENT OF Mgmt For For
KPMG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR RIMAGE
CORPORATION FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
QUMU CORPORATION Agenda Number: 934036078
--------------------------------------------------------------------------------------------------------------------------
Security: 749063103
Meeting Type: Special
Meeting Date: 27-Jun-2014
Ticker: QUMU
ISIN: US7490631030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE SALE OF THE DISC PUBLISHING Mgmt For For
ASSETS OF QUMU AS CONTEMPLATED BY THE ASSET
PURCHASE AGREEMENT DATED APRIL 24,2014 BY &
AMONG EQUUS HOLDINGS, INC. AS PARENT,
REDWOOD ACQUISITION, INC. AS BUYER AND QUMU
CORPORATION AS SELLER (AS IT MAY BE AMENDED
FROM TIME TO TIME IN ACCORDANCE WITH THE
TERMS THEREOF). WE REFER TO THIS PROPOSAL
AS THE "ASSET SALE PROPOSAL"
2. TO APPROVE THE ADJOURNMENT OR POSTPONEMENT Mgmt For For
OF THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE ASSET
SALE PROPOSAL
--------------------------------------------------------------------------------------------------------------------------
R.G. BARRY CORPORATION Agenda Number: 933879263
--------------------------------------------------------------------------------------------------------------------------
Security: 068798107
Meeting Type: Annual
Meeting Date: 30-Oct-2013
Ticker: DFZ
ISIN: US0687981078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID LAUER Mgmt For For
DAVID NICHOLS Mgmt For For
THOMAS VON LEHMAN Mgmt For For
GORDON ZACKS Mgmt For For
2. PROPOSAL TO APPROVE THE ADVISORY RESOLUTION Mgmt For For
ON EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 28, 2014.
--------------------------------------------------------------------------------------------------------------------------
R.R. DONNELLEY & SONS COMPANY Agenda Number: 933985674
--------------------------------------------------------------------------------------------------------------------------
Security: 257867101
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: RRD
ISIN: US2578671016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS J. QUINLAN III Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN M. CAMERON Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD L. CRANDALL Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN M. GIANINNO Mgmt For For
1E. ELECTION OF DIRECTOR: JUDITH H. HAMILTON Mgmt For For
1F. ELECTION OF DIRECTOR: JEFFREY M. KATZ Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD K. PALMER Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL T. RIORDAN Mgmt For For
1J. ELECTION OF DIRECTOR: OLIVER R. SOCKWELL Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
RADIOSHACK CORPORATION Agenda Number: 933997403
--------------------------------------------------------------------------------------------------------------------------
Security: 750438103
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: RSH
ISIN: US7504381036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT E. ABERNATHY Mgmt For For
1B. ELECTION OF DIRECTOR: FRANK J. BELATTI Mgmt Against Against
1C. ELECTION OF DIRECTOR: JULIE A. DOBSON Mgmt Against Against
1D. ELECTION OF DIRECTOR: DANIEL R. FEEHAN Mgmt Against Against
1E. ELECTION OF DIRECTOR: H. EUGENE LOCKHART Mgmt For For
1F. ELECTION OF DIRECTOR: JOSEPH C. MAGNACCA Mgmt For For
1G. ELECTION OF DIRECTOR: JACK L. MESSMAN Mgmt Against Against
1H. ELECTION OF DIRECTOR: EDWINA D. WOODBURY Mgmt Against Against
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
RADIOSHACK CORPORATION TO SERVE FOR THE
2014 FISCAL YEAR.
3. NON-BINDING, ADVISORY VOTE TO APPROVE Mgmt Against Against
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
RADISYS CORPORATION Agenda Number: 933860315
--------------------------------------------------------------------------------------------------------------------------
Security: 750459109
Meeting Type: Annual
Meeting Date: 04-Sep-2013
Ticker: RSYS
ISIN: US7504591097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
C. SCOTT GIBSON Mgmt For For
BRIAN BRONSON Mgmt For For
HUBERT DE PESQUIDOUX Mgmt For For
KEVIN C. MELIA Mgmt For For
DAVID NIERENBERG Mgmt For For
M. NIEL RANSOM Mgmt For For
LORENE K. STEFFES Mgmt For For
VINCENT H. TOBKIN Mgmt For For
2 ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
3 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4 APPROVAL OF AN AMENDMENT TO THE RADISYS Mgmt For For
CORPORATION 2007 STOCK PLAN.
5 APPROVAL OF AN AMENDMENT TO THE RADISYS Mgmt For For
CORPORATION 1996 EMPLOYEE STOCK PURCHASE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
RAMBUS INC. Agenda Number: 933933930
--------------------------------------------------------------------------------------------------------------------------
Security: 750917106
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: RMBS
ISIN: US7509171069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: J. THOMAS BENTLEY Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES KISSNER Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID SHRIGLEY Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. APPROVAL OF AN AMENDMENT TO THE 2006 EQUITY Mgmt For For
INCENTIVE PLAN TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK OF THE COMPANY
RESERVED FOR ISSUANCE THEREUNDER BY
10,000,000 SHARES.
4. APPROVAL OF AN AMENDMENT TO THE 2006 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE
THE NUMBER OF SHARES OF COMMON STOCK OF THE
COMPANY RESERVED FOR ISSUANCE THEREUNDER BY
1,500,000 SHARES.
5. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
RAVEN INDUSTRIES, INC. Agenda Number: 933982868
--------------------------------------------------------------------------------------------------------------------------
Security: 754212108
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: RAVN
ISIN: US7542121089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JASON M. ANDRINGA Mgmt For For
THOMAS S. EVERIST Mgmt For For
MARK E. GRIFFIN Mgmt For For
KEVIN T. KIRBY Mgmt For For
MARC E. LEBARON Mgmt For For
CYNTHIA H. MILLIGAN Mgmt For For
DANIEL A. RYKHUS Mgmt For For
2. TO APPROVE IN A NON-BINDING ADVISORY VOTE Mgmt For For
THE COMPENSATION OF OUR EXECUTIVE OFFICERS
DISCLOSED IN THE PROXY STATEMENT.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY'S CURRENT FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
RBC BEARINGS INCORPORATED Agenda Number: 933862143
--------------------------------------------------------------------------------------------------------------------------
Security: 75524B104
Meeting Type: Annual
Meeting Date: 12-Sep-2013
Ticker: ROLL
ISIN: US75524B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MITCHELL I. QUAIN* Mgmt For For
DR. THOMAS J. O'BRIEN# Mgmt For For
EDWARD D. STEWART# Mgmt For For
DANIEL A. BERGERON# Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2014
3. TO APPROVE THE COMPANY'S 2013 LONG TERM Mgmt For For
INCENTIVE PLAN WITH THE NUMBER OF
AUTHORIZED SHARES TO BE ISSUED UNDER THE
2013 LONG TERM INCENTIVE PLAN EQUAL TO
1,500,000
4. TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
REALD INC. Agenda Number: 933852407
--------------------------------------------------------------------------------------------------------------------------
Security: 75604L105
Meeting Type: Annual
Meeting Date: 08-Aug-2013
Ticker: RLD
ISIN: US75604L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL V. LEWIS Mgmt For For
P. GORDON HODGE Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR
ENDING MARCH 31, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
REALNETWORKS, INC. Agenda Number: 933882284
--------------------------------------------------------------------------------------------------------------------------
Security: 75605L708
Meeting Type: Annual
Meeting Date: 12-Nov-2013
Ticker: RNWK
ISIN: US75605L7082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MICHAEL T. GALDON Mgmt For For
DAWN G. LEPORE Mgmt For For
DOMINIQUE TREMPONT Mgmt For For
2 NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
3 RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
RED LION HOTELS CORPORATION Agenda Number: 933990497
--------------------------------------------------------------------------------------------------------------------------
Security: 756764106
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: RLH
ISIN: US7567641060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RAYMOND R. BRANDSTROM Mgmt For For
1.2 ELECTION OF DIRECTOR: RYLAND P. "SKIP" Mgmt For For
DAVIS
1.3 ELECTION OF DIRECTOR: JAMES P. EVANS Mgmt For For
1.4 ELECTION OF DIRECTOR: DAVID J. JOHNSON Mgmt For For
1.5 ELECTION OF DIRECTOR: MELVIN L. KEATING Mgmt For For
1.6 ELECTION OF DIRECTOR: MICHAEL VERNON Mgmt For For
1.7 ELECTION OF DIRECTOR: ROBERT G. WOLFE Mgmt For For
2. RATIFICATION OF SELECTION OF BDO USA, LLP Mgmt For For
TO SERVE AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
RED ROBIN GOURMET BURGERS, INC. Agenda Number: 933969656
--------------------------------------------------------------------------------------------------------------------------
Security: 75689M101
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: RRGB
ISIN: US75689M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: ROBERT B. AIKEN Mgmt For For
1B) ELECTION OF DIRECTOR: STEPHEN E. CARLEY Mgmt For For
1C) ELECTION OF DIRECTOR: LLOYD L. HILL Mgmt For For
1D) ELECTION OF DIRECTOR: RICHARD J. HOWELL Mgmt For For
1E) ELECTION OF DIRECTOR: GLENN B. KAUFMAN Mgmt For For
1F) ELECTION OF DIRECTOR: PATTYE L. MOORE Mgmt For For
1G) ELECTION OF DIRECTOR: STUART I. ORAN Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 28, 2014.
--------------------------------------------------------------------------------------------------------------------------
REGIONAL MANAGEMENT CORP. Agenda Number: 933946519
--------------------------------------------------------------------------------------------------------------------------
Security: 75902K106
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: RM
ISIN: US75902K1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROEL C. CAMPOS Mgmt For For
ALVARO G. DE MOLINA Mgmt For For
THOMAS F. FORTIN Mgmt For For
RICHARD A. GODLEY Mgmt Withheld Against
CARLOS PALOMARES Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
MCGLADREY LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
REGIS CORPORATION Agenda Number: 933876990
--------------------------------------------------------------------------------------------------------------------------
Security: 758932107
Meeting Type: Annual
Meeting Date: 22-Oct-2013
Ticker: RGS
ISIN: US7589321071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DANIEL G. BELTZMAN Mgmt Withheld Against
JAMES P. FOGARTY Mgmt For For
DAVID J. GRISSEN Mgmt For For
DANIEL J. HANRAHAN Mgmt Withheld Against
MARK S. LIGHT Mgmt For For
MICHAEL J. MERRIMAN Mgmt Withheld Against
STEPHEN E. WATSON Mgmt Withheld Against
DAVID P. WILLIAMS Mgmt For For
2. APPROVAL OF THE AMENDMENT OF THE COMPANY'S Mgmt For For
RESTATED ARTICLES OF INCORPORATION TO ADOPT
MAJORITY VOTING FOR THE ELECTION OF
DIRECTORS.
3. APPROVAL OF AN AMENDMENT OF THE COMPANY'S Mgmt For For
2004 LONG-TERM INCENTIVE PLAN TO EXTEND ITS
TERM THROUGH MAY 26, 2024.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
5. APPROVAL OF AN ADVISORY VOTE ON THE Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS (A "SAY-ON-PAY VOTE").
--------------------------------------------------------------------------------------------------------------------------
REIS, INC. Agenda Number: 934002849
--------------------------------------------------------------------------------------------------------------------------
Security: 75936P105
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: REIS
ISIN: US75936P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LLOYD LYNFORD Mgmt For For
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
RENASANT CORPORATION Agenda Number: 933931392
--------------------------------------------------------------------------------------------------------------------------
Security: 75970E107
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: RNST
ISIN: US75970E1073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HUGH S. POTTS, JR.@ Mgmt For For
HOLLIS C. CHEEK# Mgmt For For
WILLIAM M. BEASLEY* Mgmt For For
MARSHALL H. DICKERSON* Mgmt For For
R. RICK HART* Mgmt For For
RICHARD L. HEYER, JR.* Mgmt For For
J. NILES MCNEEL* Mgmt Withheld Against
MICHAEL D. SHMERLING* Mgmt For For
4. TO ADOPT, IN A NON-BINDING ADVISORY VOTE, A Mgmt Against Against
RESOLUTION APPROVING THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED
IN THE PROXY STATEMENT.
5. TO RATIFY THE APPOINTMENT OF HORNE, LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
RENEWABLE ENERGY GROUP, INC. Agenda Number: 933992578
--------------------------------------------------------------------------------------------------------------------------
Security: 75972A301
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: REGI
ISIN: US75972A3014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JEFFREY STROBURG Mgmt For For
1.2 ELECTION OF DIRECTOR: CHRISTOPHER D. Mgmt Against Against
SORRELLS
2. APPROVE THE AMENDED AND RESTATED 2009 STOCK Mgmt For For
INCENTIVE PLAN.
3. PROPOSAL TO APPROVE THE ADVISORY Mgmt For For
(NON-BINDING) RESOLUTION RELATING TO
EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
REPLIGEN CORPORATION Agenda Number: 933969935
--------------------------------------------------------------------------------------------------------------------------
Security: 759916109
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: RGEN
ISIN: US7599161095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GLENN L. COOPER Mgmt For For
JOHN G. COX Mgmt For For
KAREN A. DAWES Mgmt For For
ALFRED L. GOLDBERG Mgmt For For
MICHAEL A. GRIFFITH Mgmt For For
WALTER C. HERLIHY Mgmt For For
THOMAS F. RYAN, JR. Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR 2014.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PAID REPLIGEN CORPORATION'S NAMED EXECUTIVE
OFFICERS.
4. APPROVAL OF AMENDMENT TO CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE AUTHORIZED SHARES
OF COMMON STOCK.
5. APPROVAL OF THE REPLIGEN CORPORATION Mgmt For For
AMENDED AND RESTATED 2012 STOCK OPTION AND
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
REPUBLIC AIRWAYS HOLDINGS INC. Agenda Number: 933853221
--------------------------------------------------------------------------------------------------------------------------
Security: 760276105
Meeting Type: Annual
Meeting Date: 07-Aug-2013
Ticker: RJET
ISIN: US7602761055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRYAN K. BEDFORD Mgmt For For
LAWRENCE J. COHEN Mgmt For For
DOUGLAS J. LAMBERT Mgmt For For
MARK L. PLAUMANN Mgmt For For
RICHARD P. SCHIFTER Mgmt For For
NEAL S. COHEN Mgmt For For
DAVID N. SIEGEL Mgmt For For
2. ADVISORY (NONBINDING) VOTE TO APPROVE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS.
4. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE REPUBLIC AIRWAYS HOLDINGS INC. 2007
EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
REPUBLIC AIRWAYS HOLDINGS INC. Agenda Number: 933864680
--------------------------------------------------------------------------------------------------------------------------
Security: 760276105
Meeting Type: Annual
Meeting Date: 17-Sep-2013
Ticker: RJET
ISIN: US7602761055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRYAN K. BEDFORD Mgmt For For
LAWRENCE J. COHEN Mgmt For For
DOUGLAS J. LAMBERT Mgmt For For
MARK L. PLAUMANN Mgmt For For
RICHARD P. SCHIFTER Mgmt For For
NEAL S. COHEN Mgmt For For
DAVID N. SIEGEL Mgmt For For
2. ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS
4. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE REPUBLIC AIRWAYS HOLDINGS INC. 2007
EQUITY INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
REPUBLIC AIRWAYS HOLDINGS INC. Agenda Number: 933999635
--------------------------------------------------------------------------------------------------------------------------
Security: 760276105
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: RJET
ISIN: US7602761055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRYAN K. BEDFORD Mgmt For For
NEAL S. COHEN Mgmt For For
LAWRENCE J. COHEN Mgmt For For
ROBERT L. COLIN Mgmt For For
DANIEL P. GARTON Mgmt For For
DOUGLAS J. LAMBERT Mgmt For For
MARK L. PLAUMANN Mgmt For For
2. TO CONDUCT AN ADVISORY (NON-BINDING) VOTE Mgmt For For
TO APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2014
--------------------------------------------------------------------------------------------------------------------------
REPUBLIC BANCORP, INC. Agenda Number: 933931518
--------------------------------------------------------------------------------------------------------------------------
Security: 760281204
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: RBCAA
ISIN: US7602812049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CRAIG A. GREENBERG Mgmt Withheld Against
MICHAEL T. RUST Mgmt For For
SANDRA METTS SNOWDEN Mgmt For For
R. WAYNE STRATTON Mgmt For For
SUSAN STOUT TAMME Mgmt For For
A. SCOTT TRAGER Mgmt For For
STEVEN E. TRAGER Mgmt For For
2. RATIFICATION OF CROWE HORWATH LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
RESOURCE AMERICA, INC. Agenda Number: 933993126
--------------------------------------------------------------------------------------------------------------------------
Security: 761195205
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: REXI
ISIN: US7611952059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CARLOS C. CAMPBELL Mgmt Withheld Against
HERSH KOZLOV Mgmt For For
2. PROPOSAL TO ADOPT THE RESOURCE AMERICA, Mgmt For For
INC. AMENDED AND RESTATED OMNIBUS EQUITY
COMPENSATION PLAN.
3. PROPOSAL TO APPROVE AN ADVISORY VOTE ON THE Mgmt Against Against
RESOURCE AMERICA, INC. 2013 COMPENSATION
PLAN FOR ITS NAMED EXECUTIVE OFFICERS.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR RESOURCE
AMERICA, INC. FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
5. IN THEIR DISCRETION, THE PROXIES ARE Mgmt Against Against
AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS
AS MAY PROPERLY BE BROUGHT BEFORE THE
MEETING OR ANY ADJOURNMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
RESOURCES CONNECTION, INC. Agenda Number: 933879314
--------------------------------------------------------------------------------------------------------------------------
Security: 76122Q105
Meeting Type: Annual
Meeting Date: 24-Oct-2013
Ticker: RECN
ISIN: US76122Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANTHONY CHERBAK Mgmt For For
NEIL F. DIMICK Mgmt For For
2. RATIFICATION OF THE ENGAGEMENT OF MCGLADREY Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
3. ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
REVETT MINERALS INC. Agenda Number: 933913178
--------------------------------------------------------------------------------------------------------------------------
Security: 761505205
Meeting Type: Special
Meeting Date: 24-Jan-2014
Ticker: RVM
ISIN: CA7615052056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO CHANGE IN JURISDICTION OF THE Mgmt For For
CORPORATION TO DELAWARE AND THE APPROVAL OF
THE DELAWARE CERTIFICATE OF INCORPORATION
(PROPOSAL 1 IN THE NOTICE OF MEETING).
--------------------------------------------------------------------------------------------------------------------------
REVETT MINING COMPANY, INC. Agenda Number: 934014402
--------------------------------------------------------------------------------------------------------------------------
Security: 761505205
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: RVM
ISIN: US7615052054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN G. SHANAHAN Mgmt For For
TIMOTHY R. LINDSEY Mgmt Withheld Against
ALBERT F. APPLETON Mgmt For For
LARRY M. OKADA Mgmt For For
JOHN B. MCCOMBE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANT FOR THE ENSUING YEAR.
--------------------------------------------------------------------------------------------------------------------------
REVLON, INC. Agenda Number: 933997150
--------------------------------------------------------------------------------------------------------------------------
Security: 761525609
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: REV
ISIN: US7615256093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RONALD O. PERELMAN Mgmt For For
ALAN S. BERNIKOW Mgmt Withheld Against
DIANA F. CANTOR Mgmt Withheld Against
LORENZO DELPANI Mgmt For For
VIET D. DINH Mgmt For For
MEYER FELDBERG Mgmt Withheld Against
DAVID L. KENNEDY Mgmt For For
ROBERT K. KRETZMAN Mgmt Withheld Against
CECI KURZMAN Mgmt For For
DEBRA L. LEE Mgmt For For
TAMARA MELLON Mgmt Withheld Against
BARRY F. SCHWARTZ Mgmt Withheld Against
KATHI P. SEIFERT Mgmt Withheld Against
CRISTIANA F. SORRELL Mgmt For For
2 PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3 PROPOSAL TO APPROVE, BY NON-BINDING, Mgmt For For
ADVISORY VOTE, THE COMPANY'S EXECUTIVE
COMPENSATION, AS DISCLOSED PURSUANT TO ITEM
402 OF REGULATION S-K, INCLUDING AS
DISCLOSED IN THE "COMPENSATION DISCUSSION
AND ANALYSIS," COMPENSATION TABLES AND
ACCOMPANYING NARRATIVE SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
4 STOCKHOLDER PROPOSAL THAT WOULD REQUIRE THE Shr Against For
COMPANY'S BOARD OF DIRECTORS TO ISSUE AN
ANNUAL REPORT TO SHAREHOLDERS REGARDING THE
COMPANY'S POLICY ON ANIMAL TESTING.
--------------------------------------------------------------------------------------------------------------------------
REX ENERGY CORPORATION Agenda Number: 933972653
--------------------------------------------------------------------------------------------------------------------------
Security: 761565100
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: REXX
ISIN: US7615651004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LANCE T. SHANER Mgmt For For
THOMAS C. STABLEY Mgmt For For
JOHN W. HIGBEE Mgmt For For
JOHN A. LOMBARDI Mgmt For For
ERIC L. MATTSON Mgmt For For
TODD N. TIPTON Mgmt For For
JOHN J. ZAK Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. TO CONSIDER A NON-BINDING "SAY ON PAY" VOTE Mgmt For For
REGARDING THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN
THE COMPENSATION DISCUSSION AND ANALYSIS,
EXECUTIVE COMPENSATION TABLES AND
ACCOMPANYING NARRATIVE DISCLOSURES IN THIS
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
RF INDUSTRIES, LTD. Agenda Number: 933849284
--------------------------------------------------------------------------------------------------------------------------
Security: 749552105
Meeting Type: Annual
Meeting Date: 02-Aug-2013
Ticker: RFIL
ISIN: US7495521053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF CLASS I DIRECTOR: MARVIN H FINK Mgmt Against Against
1B ELECTION OF CLASS II DIRECTOR: HOWARD F Mgmt Against Against
HILL
1C ELECTION OF CLASS III DIRECTOR: WILLIAM Mgmt Against Against
REYNOLDS
1D ELECTION OF CLASS III DIRECTOR: DARREN Mgmt Against Against
CLARK
1E ELECTION OF CLASS II DIRECTOR: JOSEPH Mgmt Against Against
BENOIT
2 APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
3 APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt 1 Year For
FREQUENCY OF THE ADVISORY VOTES ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 RATIFICATION OF THE SELECTION OF Mgmt For For
COHNREZNICK LLP, FORMERLY J.H. COHN LLP, AS
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
OCTOBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
RGC RESOURCES, INC. Agenda Number: 933909763
--------------------------------------------------------------------------------------------------------------------------
Security: 74955L103
Meeting Type: Annual
Meeting Date: 03-Feb-2014
Ticker: RGCO
ISIN: US74955L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NANCY HOWELL AGEE Mgmt For For
J. ALLEN LAYMAN Mgmt For For
RAYMOND D. SMOOT, JR. Mgmt For For
2. TO RATIFY THE SELECTION OF BROWN EDWARDS & Mgmt For For
COMPANY L.L.P. AS THE INDEPENDENT
ACCOUNTANTS.
3. A NON-BINDING SHAREHOLDER ADVISORY VOTE ON Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
RIGNET, INC Agenda Number: 933963274
--------------------------------------------------------------------------------------------------------------------------
Security: 766582100
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: RNET
ISIN: US7665821002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES H. BROWNING Mgmt For For
MATTIA CAPRIOLI Mgmt For For
CHARLES L. DAVIS Mgmt For For
KEVIN MULLOY Mgmt For For
KEVIN J. O'HARA Mgmt For For
KEITH OLSEN Mgmt For For
MARK B. SLAUGHTER Mgmt For For
BRENT K. WHITTINGTON Mgmt For For
DITLEF DE VIBE Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. APPROVE, AS AN ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ROADRUNNER TRANSPORTATION SYSTEMS, INC. Agenda Number: 933988478
--------------------------------------------------------------------------------------------------------------------------
Security: 76973Q105
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: RRTS
ISIN: US76973Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTOPHER L. DOERR Mgmt Withheld Against
JAMES D. STALEY Mgmt For For
2 THE APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 THE RE-APPROVAL OF OUR 2010 INCENTIVE Mgmt For For
COMPENSATION PLAN.
4 THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
ROCHESTER MEDICAL CORPORATION Agenda Number: 933887486
--------------------------------------------------------------------------------------------------------------------------
Security: 771497104
Meeting Type: Special
Meeting Date: 13-Nov-2013
Ticker: ROCM
ISIN: US7714971048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF SEPTEMBER 3, 2013,
BY AND AMONG C. R. BARD, INC., STARNORTH
ACQUISITION CORP. AND ROCHESTER MEDICAL
CORPORATION.
2. A PROPOSAL TO APPROVE, ON A NON-BINDING Mgmt For For
ADVISORY BASIS, THE COMPENSATION THAT MAY
BECOME PAYABLE TO THE NAMED EXECUTIVE
OFFICERS OF ROCHESTER MEDICAL CORPORATION
IN CONNECTION WITH THE COMPLETION OF THE
MERGER.
3. PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF
APPROVAL OF THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
ROCKVILLE FINANCIAL, INC. Agenda Number: 933923282
--------------------------------------------------------------------------------------------------------------------------
Security: 774188106
Meeting Type: Special
Meeting Date: 08-Apr-2014
Ticker: RCKB
ISIN: US7741881061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A PROPOSAL TO APPROVE THE AGREEMENT AND Mgmt For For
PLAN OF MERGER, DATED AS OF NOVEMBER 14,
2013, BY AND BETWEEN UNITED FINANCIAL
BANCORP, INC. AND ROCKVILLE FINANCIAL,
INC., PURSUANT TO WHICH UNITED WILL MERGE
WITH AND INTO ROCKVILLE, AS MORE FULLY
DESCRIBED IN THE JOINT PROXY
STATEMENT/PROSPECTUS (WHICH WE REFER TO AS
THE "ROCKVILLE MERGER PROPOSAL")
2. A PROPOSAL TO ADJOURN THE ROCKVILLE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE
ROCKVILLE MERGER PROPOSAL (WHICH WE REFER
TO AS THE "ROCKVILLE ADJOURNMENT PROPOSAL")
3. A PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt Against Against
(NON-BINDING) BASIS, THE COMPENSATION THAT
CERTAIN EXECUTIVE OFFICERS OF ROCKVILLE MAY
RECEIVE IN CONNECTION WITH THE MERGER
PURSUANT TO EXISTING AGREEMENTS OR
ARRANGEMENTS WITH ROCKVILLE (WHICH WE REFER
TO AS THE "ROCKVILLE COMPENSATION
PROPOSAL")
4. A PROPOSAL TO APPROVE AN AMENDMENT TO Mgmt For For
ROCKVILLE'S CERTIFICATE OF INCORPORATION
THAT (1) SETS THE NUMBER OF DIRECTORS OF
ROCKVILLE, AS THE SURVIVING CORPORATION IN
THE MERGER, IN ACCORDANCE WITH ROCKVILLE'S
BYLAWS AND (2) RECLASSIFIES THE ROCKVILLE
BOARD OF DIRECTORS FROM A BOARD WITH FOUR
CLASSES OF ... (DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
ROCKY BRANDS, INC. Agenda Number: 933979215
--------------------------------------------------------------------------------------------------------------------------
Security: 774515100
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: RCKY
ISIN: US7745151008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. PATRICK CAMPBELL Mgmt Withheld Against
MICHAEL L. FINN Mgmt Withheld Against
G. COURTNEY HANING Mgmt Withheld Against
CURTIS A. LOVELAND Mgmt Withheld Against
DAVID N. SHARP Mgmt Withheld Against
2. A RESOLUTION TO APPROVE, ON AN ADVISORY, Mgmt For For
NONBINDING BASIS, THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
3. APPROVAL OF THE ROCKY BRANDS, INC. 2014 Mgmt For For
OMNIBUS INCENTIVE PLAN.
4. RATIFICATION OF THE SELECTION OF SCHNEIDER Mgmt For For
DOWNS & CO., INC. AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. Agenda Number: 933852394
--------------------------------------------------------------------------------------------------------------------------
Security: 774678403
Meeting Type: Annual
Meeting Date: 08-Aug-2013
Ticker: RMCF
ISIN: US7746784039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
FRANKLIN E. CRAIL Mgmt For For
LEE N. MORTENSON Mgmt For For
BRYAN J. MERRYMAN Mgmt For For
GERALD A. KIEN Mgmt For For
CLYDE WM. ENGLE Mgmt For For
SCOTT G. CAPDEVIELLE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF EHRHARDT Mgmt For For
KEEFE STEINER & HOTTMAN PC AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY
28, 2014.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year Against
ADVISORY VOTES TO APPROVE THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
5. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE ROCKY MOUNTAIN CHOCOLATE FACTORY,
INC. 2007 EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
ROFIN-SINAR TECHNOLOGIES INC. Agenda Number: 933921771
--------------------------------------------------------------------------------------------------------------------------
Security: 775043102
Meeting Type: Annual
Meeting Date: 13-Mar-2014
Ticker: RSTI
ISIN: US7750431022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER WIRTH Mgmt For For
STEPHEN D. FANTONE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, DELOITTE & TOUCHE LLP.
3. PROPOSAL TO APPROVE THE ADVISORY Mgmt For For
(NON-BINDING) RESOLUTION RELATING TO
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ROGERS CORPORATION Agenda Number: 933941355
--------------------------------------------------------------------------------------------------------------------------
Security: 775133101
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: ROG
ISIN: US7751331015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL F. BARRY Mgmt For For
BRUCE D. HOECHNER Mgmt For For
GREGORY B. HOWEY Mgmt For For
CAROL R. JENSEN Mgmt For For
WILLIAM E. MITCHELL Mgmt For For
GANESH MOORTHY Mgmt For For
ROBERT G. PAUL Mgmt For For
PETER C. WALLACE Mgmt For For
2. TO VOTE ON A NON-BINDING ADVISORY Mgmt For For
RESOLUTION TO APPROVE THE EXECUTIVE
COMPENSATION AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT FOR THE
MEETING
3. TO VOTE ON RE-APPROVAL OF THE MATERIAL Mgmt For For
TERMS PERMITTED FOR PERFORMANCE GOALS THAT
MAY BE USED UNDER THE ANNUAL INCENTIVE
COMPENSATION PLAN FOR THE PURPOSES OF
COMPENSATION DEDUCTIBILITY UNDER SECTION
162(M) OF THE INTERNAL REVENUE CODE
4. TO APPROVE AN AMENDMENT TO THE ROGERS Mgmt For For
CORPORATION 2009 LONG-TERM EQUITY
COMPENSATION PLAN TO INCREASE THE NUMBER OF
SHARES OF STOCK ISSUABLE THEREUNDER FROM
1,775,000 TO 2,575,000 AND TO RE-APPROVE
THE MATERIAL TERMS OF THE PERFORMANCE GOALS
UNDER THE 2009 LONG-TERM EQUITY
COMPENSATION PLAN FOR PURPOSES OF
COMPENSATION DEDUCTIBILITY UNDER SECTION
162(M) OF THE IR CODE
5. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF ROGERS CORPORATION FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014
--------------------------------------------------------------------------------------------------------------------------
ROSETTA STONE INC. Agenda Number: 933968212
--------------------------------------------------------------------------------------------------------------------------
Security: 777780107
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: RST
ISIN: US7777801074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES P. BANKOFF Mgmt For For
LAURENCE FRANKLIN Mgmt For For
LAURA L. WITT Mgmt For For
2. RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. APPROVE AN AMENDMENT TO OUR 2009 OMNIBUS Mgmt For For
INCENTIVE PLAN, AS AMENDED, TO INCREASE THE
NUMBER OF SHARES AVAILABLE FOR ISSUANCE
UNDER THE 2009 OMNIBUS INCENTIVE PLAN.
4. CONDUCT AN ADVISORY VOTE ON THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
RPX CORPORATION Agenda Number: 934005198
--------------------------------------------------------------------------------------------------------------------------
Security: 74972G103
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: RPXC
ISIN: US74972G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SHELBY W. BONNIE Mgmt For For
SANFORD R. ROBERTSON Mgmt For For
THOMAS O. RYDER Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
RTI INTERNATIONAL METALS, INC. Agenda Number: 933958742
--------------------------------------------------------------------------------------------------------------------------
Security: 74973W107
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: RTI
ISIN: US74973W1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DANIEL I. BOOKER Mgmt For For
RONALD L. GALLATIN Mgmt For For
ROBERT M. HERNANDEZ Mgmt For For
DAWNE S. HICKTON Mgmt For For
EDITH E. HOLIDAY Mgmt For For
JERRY HOWARD Mgmt For For
BRYAN T. MOSS Mgmt For For
JAMES A. WILLIAMS Mgmt For For
ARTHUR B. WINKLEBLACK Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR 2014.
3. ADVISORY APPROVAL OF COMPENSATION OF NAMED Mgmt For For
EXECUTIVE OFFICERS.
4. TO APPROVE AN AMENDMENT TO THE ARTICLES OF Mgmt For For
INCORPORATION TO INCREASE THE AUTHORIZED
CAPITAL STOCK OF RTI INTERNATIONAL METALS,
INC. AND REMOVE THE CURRENTLY AUTHORIZED
SERIES A JUNIOR PARTICIPATING PREFERRED
STOCK.
5. TO APPROVE THE RTI INTERNATIONAL METALS, Mgmt For For
INC. 2014 STOCK AND INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
RTI SURGICAL, INC. Agenda Number: 933882878
--------------------------------------------------------------------------------------------------------------------------
Security: 74975N105
Meeting Type: Special
Meeting Date: 07-Nov-2013
Ticker: RTIX
ISIN: US74975N1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE, UNDER APPLICABLE NASDAQ LISTING Mgmt For For
RULES, THE ISSUANCE OF SHARES OF THE
COMPANY'S COMMON STOCK UPON CONVERSION OF
THE SERIES A CONVERTIBLE PREFERRED STOCK IN
EXCESS OF 19.99% OF THE COMPANY'S COMMON
STOCK OUTSTANDING PRIOR TO SUCH ISSUANCE.
2. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES, IN THE EVENT THAT THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO CONSTITUTE A QUORUM OR
TO APPROVE THE FOREGOING PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
RTI SURGICAL, INC. Agenda Number: 933938257
--------------------------------------------------------------------------------------------------------------------------
Security: 74975N105
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: RTIX
ISIN: US74975N1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER F. GEAREN, M.D. Mgmt For For
ADRIAN J.R. SMITH Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE PROXY
STATEMENT (THE "SAY ON PAY VOTE").
--------------------------------------------------------------------------------------------------------------------------
RUBICON TECHNOLOGY, INC. Agenda Number: 934022459
--------------------------------------------------------------------------------------------------------------------------
Security: 78112T107
Meeting Type: Annual
Meeting Date: 25-Jun-2014
Ticker: RBCN
ISIN: US78112T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAJA M. PARVEZ Mgmt For For
RAYMOND J. SPENCER Mgmt For For
2. RATIFICATION OF THE SELECTION OF GRANT Mgmt For For
THORNTON LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
RUBY TUESDAY, INC. Agenda Number: 933870847
--------------------------------------------------------------------------------------------------------------------------
Security: 781182100
Meeting Type: Annual
Meeting Date: 09-Oct-2013
Ticker: RT
ISIN: US7811821005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES J. BUETTGEN Mgmt For For
1B. ELECTION OF DIRECTOR: MATTHEW A. DRAPKIN Mgmt For For
1C. ELECTION OF DIRECTOR: BERNARD LANIGAN, JR. Mgmt For For
2. TO APPROVE AN ADVISORY RESOLUTION ON Mgmt Against Against
EXECUTIVE COMPENSATION.
3. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE RUBY TUESDAY, INC. 2003 STOCK INCENTIVE
PLAN.
4. TO RATIFY THE SELECTION OF KPMG LLP TO Mgmt For For
SERVE AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JUNE 3, 2014.
--------------------------------------------------------------------------------------------------------------------------
RUDOLPH TECHNOLOGIES, INC. Agenda Number: 933992770
--------------------------------------------------------------------------------------------------------------------------
Security: 781270103
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: RTEC
ISIN: US7812701032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JOHN R. WHITTEN Mgmt For For
1.2 ELECTION OF DIRECTOR: AUBREY C. TOBEY Mgmt For For
2. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
RUE21, INC. Agenda Number: 933870948
--------------------------------------------------------------------------------------------------------------------------
Security: 781295100
Meeting Type: Special
Meeting Date: 19-Sep-2013
Ticker: RUE
ISIN: US7812951009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER Mgmt For For
(THE "MERGER AGREEMENT") DATED AS OF MAY
23, 2013 BY AND AMONG RHODES HOLDCO, INC.
("PARENT"), RHODES MERGER SUB, INC.
("MERGER SUB"), AND RUE21, INC. (THE
"COMPANY"), ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
2. TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, INCLUDING
ADJOURNMENTS TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
3. TO APPROVE, BY NON-BINDING, ADVISORY VOTE, Mgmt Against Against
CERTAIN COMPENSATION ARRANGEMENTS FOR THE
COMPANY'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
RUSH ENTERPRISES, INC. Agenda Number: 933989800
--------------------------------------------------------------------------------------------------------------------------
Security: 781846209
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: RUSHA
ISIN: US7818462092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
W.M. "RUSTY" RUSH Mgmt For For
W. MARVIN RUSH Mgmt For For
HAROLD D. MARSHALL Mgmt For For
THOMAS A. AKIN Mgmt For For
GERALD R. SZCZEPANSKI Mgmt For For
JAMES C. UNDERWOOD Mgmt For For
RAYMOND J. CHESS Mgmt For For
2) ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3) PROPOSAL TO APPROVE THE AMENDMENT AND Mgmt Against Against
RESTATEMENT OF THE RUSH ENTERPRISES, INC.
2007 LONG-TERM INCENTIVE PLAN.
4) PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
RUTH'S HOSPITALITY GROUP, INC. Agenda Number: 933978035
--------------------------------------------------------------------------------------------------------------------------
Security: 783332109
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: RUTH
ISIN: US7833321091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL P. O'DONNELL Mgmt For For
ROBIN P. SELATI Mgmt For For
CARLA R. COOPER Mgmt For For
BANNUS B. HUDSON Mgmt For For
ROBERT S. MERRITT Mgmt For For
ALAN VITULI Mgmt For For
2. APPROVAL OF THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
S&T BANCORP, INC. Agenda Number: 933972920
--------------------------------------------------------------------------------------------------------------------------
Security: 783859101
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: STBA
ISIN: US7838591011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TODD D. BRICE Mgmt For For
JOHN J. DELANEY Mgmt For For
MICHAEL J. DONNELLY Mgmt For For
WILLIAM J. GATTI Mgmt For For
JEFFREY D. GRUBE Mgmt For For
FRANK W. JONES Mgmt For For
JOSEPH A. KIRK Mgmt For For
DAVID L. KRIEGER Mgmt For For
JAMES C. MILLER Mgmt Withheld Against
FRED J. MORELLI, JR. Mgmt For For
FRANK J. PALERMO, JR. Mgmt For For
CHRISTINE J. TORETTI Mgmt For For
CHARLES G. URTIN Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG LLP AS AN Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR 2014.
3. TO APPROVE THE NON-BINDING PROPOSAL ON THE Mgmt For For
COMPENSATION OF S&T'S EXECUTIVE OFFICERS.
4. TO APPROVE THE ADOPTION OF THE S&T BANCORP, Mgmt For For
INC. 2014 INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
S.Y. BANCORP, INC. Agenda Number: 933943082
--------------------------------------------------------------------------------------------------------------------------
Security: 785060104
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: SYBT
ISIN: US7850601045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES R. EDINGER III Mgmt For For
DAVID P. HEINTZMAN Mgmt For For
CARL G. HERDE Mgmt For For
JAMES A. HILLEBRAND Mgmt For For
RICHARD A. LECHLEITER Mgmt For For
BRUCE P. MADISON Mgmt For For
RICHARD NORTHERN Mgmt For For
STEPHEN M. PRIEBE Mgmt For For
NICHOLAS X. SIMON Mgmt For For
NORMAN TASMAN Mgmt For For
KATHY C. THOMPSON Mgmt For For
2. THE RATIFICATION OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR S.Y. BANCORP, INC. FOR THE YEAR
ENDING DECEMBER 31, 2014.
3. THE APPROVAL OF A PROPOSED AMENDMENT TO THE Mgmt For For
COMPANY'S SECOND AMENDED AND RESTATED
ARTICLES OF INCORPORATION TO CHANGE THE
NAME OF THE COMPANY TO STOCK YARDS BANCORP,
INC.
4. THE ADVISORY APPROVAL OF THE COMPENSATION Mgmt For For
OF BANCORP'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SAFEGUARD SCIENTIFICS, INC. Agenda Number: 933976156
--------------------------------------------------------------------------------------------------------------------------
Security: 786449207
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: SFE
ISIN: US7864492076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANDREW E. LIETZ Mgmt For For
STEPHEN T. ZARRILLI Mgmt For For
JULIE A. DOBSON Mgmt For For
KEITH B. JARRETT Mgmt For For
GEORGE MACKENZIE Mgmt For For
GEORGE D. MCCLELLAND Mgmt For For
JACK L. MESSMAN Mgmt For For
JOHN J. ROBERTS Mgmt For For
ROBERT J. ROSENTHAL Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE THE Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. APPROVAL OF THE AMENDED AND RESTATED 2004 Mgmt For For
EQUITY COMPENSATION PLAN.
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
SAFETY INSURANCE GROUP, INC. Agenda Number: 933997528
--------------------------------------------------------------------------------------------------------------------------
Security: 78648T100
Meeting Type: Annual
Meeting Date: 23-May-2014
Ticker: SAFT
ISIN: US78648T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID F. BRUSSARD Mgmt For For
A. RICHARD CAPUTO, JR. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SAGENT PHARMACEUTICALS, INC Agenda Number: 934003067
--------------------------------------------------------------------------------------------------------------------------
Security: 786692103
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: SGNT
ISIN: US7866921031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT AND APPROVE AN AMENDMENT TO OUR Mgmt For For
CERTIFICATE OF INCORPORATION TO DECLASSIFY
THE BOARD OF DIRECTORS AND PROVIDE FOR THE
ANNUAL ELECTION OF ALL DIRECTORS,
COMMENCING WITH THE 2016 ANNUAL MEETING OF
STOCKHOLDERS
2. DIRECTOR
ROBERT FLANAGAN Mgmt For For
FRANK KUNG Mgmt For For
3. TO RATIFY THE RETENTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014
4. TO HOLD AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS
--------------------------------------------------------------------------------------------------------------------------
SAIA, INC Agenda Number: 933950443
--------------------------------------------------------------------------------------------------------------------------
Security: 78709Y105
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: SAIA
ISIN: US78709Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: LINDA J. FRENCH Mgmt For For
1.2 ELECTION OF DIRECTOR: WILLIAM F. MARTIN, Mgmt For For
JR.
1.3 ELECTION OF DIRECTOR: BJORN E. OLSSON Mgmt For For
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF SAIA'S NAMED EXECUTIVE
OFFICERS.
3. RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
SAIA'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
SALEM COMMUNICATIONS CORPORATION Agenda Number: 933969783
--------------------------------------------------------------------------------------------------------------------------
Security: 794093104
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: SALM
ISIN: US7940931048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STUART W. EPPERSON Mgmt For For
1B. ELECTION OF DIRECTOR: EDWARD G. ATSINGER Mgmt For For
III
1C. ELECTION OF DIRECTOR: DAVID DAVENPORT Mgmt For For
1D. ELECTION OF DIRECTOR: ROLAND S. HINZ Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES KEET LEWIS Mgmt For For
1F. ELECTION OF DIRECTOR: RICHARD A. RIDDLE Mgmt For For
1G. ELECTION OF DIRECTOR: JONATHAN VENVERLOH Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SANDERSON FARMS, INC. Agenda Number: 933915831
--------------------------------------------------------------------------------------------------------------------------
Security: 800013104
Meeting Type: Annual
Meeting Date: 13-Feb-2014
Ticker: SAFM
ISIN: US8000131040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LAMPKIN BUTTS Mgmt For For
BEVERLY HOGAN Mgmt For For
PHIL K. LIVINGSTON Mgmt For For
CHARLES W. RITTER, JR. Mgmt For For
JOE F. SANDERSON, JR. Mgmt For For
2. PROPOSAL TO APPROVE, IN A NON-BINDING Mgmt For For
ADVISORY VOTE, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
3. PROPOSAL TO DETERMINE, IN A NON-BINDING Mgmt 1 Year Against
ADVISORY VOTE, THE FREQUENCY WITH WHICH THE
COMPANY SHOULD HOLD FUTURE NON-BINDING
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING OCTOBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
SANDY SPRING BANCORP, INC. Agenda Number: 933963185
--------------------------------------------------------------------------------------------------------------------------
Security: 800363103
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: SASR
ISIN: US8003631038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK E. FRIIS Mgmt For For
CRAIG A. RUPPERT Mgmt For For
PAMELA A. LITTLE Mgmt For For
2. A NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP, AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
SANMINA CORPORATION Agenda Number: 933918027
--------------------------------------------------------------------------------------------------------------------------
Security: 801056102
Meeting Type: Annual
Meeting Date: 10-Mar-2014
Ticker: SANM
ISIN: US8010561020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NEIL R. BONKE Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL J. CLARKE Mgmt For For
1C. ELECTION OF DIRECTOR: EUGENE A. DELANEY Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN P. GOLDSBERRY Mgmt For For
1E. ELECTION OF DIRECTOR: JOSEPH G. LICATA, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: MARIO M. ROSATI Mgmt For For
1G. ELECTION OF DIRECTOR: WAYNE SHORTRIDGE Mgmt For For
1H. ELECTION OF DIRECTOR: JURE SOLA Mgmt For For
1I. ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS OF SANMINA CORPORATION FOR ITS
FISCAL YEAR ENDING SEPTEMBER 27, 2014
3. PROPOSAL TO APPROVE THE AMENDMENT AND Mgmt For For
RESTATEMENT OF THE 2009 INCENTIVE PLAN,
INCLUDING THE RESERVATION OF AN ADDITIONAL
1,700,000 SHARES FOR ISSUANCE THEREUNDER
4. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, THE ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
SARATOGA RESOURCES INC Agenda Number: 934018068
--------------------------------------------------------------------------------------------------------------------------
Security: 803521103
Meeting Type: Annual
Meeting Date: 16-Jun-2014
Ticker: SARA
ISIN: US8035211031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS F. COOKE Mgmt Withheld Against
ANDREW C. CLIFFORD Mgmt Withheld Against
REX H. WHITE, JR. Mgmt Withheld Against
J.W. BILL RHEA, IV Mgmt Withheld Against
KEVIN M. SMITH Mgmt Withheld Against
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3. RATIFY THE APPOINTMENT OF MALONEBAILEY LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
SCANSOURCE, INC. Agenda Number: 933888995
--------------------------------------------------------------------------------------------------------------------------
Security: 806037107
Meeting Type: Annual
Meeting Date: 05-Dec-2013
Ticker: SCSC
ISIN: US8060371072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL L. BAUR Mgmt For For
STEVEN R. FISCHER Mgmt For For
MICHAEL J. GRAINGER Mgmt For For
JOHN P. REILLY Mgmt For For
CHARLES R. WHITCHURCH Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. APPROVAL OF THE SCANSOURCE, INC. 2013 Mgmt For For
LONG-TERM INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
SCBT FINANCIAL CORPORATION Agenda Number: 933851873
--------------------------------------------------------------------------------------------------------------------------
Security: 78401V102
Meeting Type: Special
Meeting Date: 24-Jul-2013
Ticker: SCBT
ISIN: US78401V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE AGREEMENT AND PLAN Mgmt For For
OF MERGER BY AND BETWEEN SCBT FINANCIAL
CORPORATION ("SCBT") AND FIRST FINANCIAL
HOLDINGS, INC. ("FIRST FINANCIAL"),
PURSUANT TO WHICH FIRST FINANCIAL AND SCBT
WILL MERGE (REFERRED TO AS THE SCBT MERGER
PROPOSAL).
2. PROPOSAL TO CHANGE THE NAME OF SCBT TO Mgmt For For
"FIRST FINANCIAL HOLDINGS, INC." EFFECTIVE
ONLY UPON COMPLETION OF THE MERGER
(REFERRED TO AS THE NAME CHANGE PROPOSAL).
3. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IN FAVOR OF THE SCBT MERGER PROPOSAL AND/OR
THE NAME CHANGE PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
SCHNITZER STEEL INDUSTRIES, INC. Agenda Number: 933909054
--------------------------------------------------------------------------------------------------------------------------
Security: 806882106
Meeting Type: Annual
Meeting Date: 29-Jan-2014
Ticker: SCHN
ISIN: US8068821060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WAYLAND R. HICKS Mgmt For For
JUDITH A. JOHANSEN Mgmt For For
TAMARA L. LUNDGREN Mgmt For For
2. TO VOTE ON AN ADVISORY RESOLUTION ON Mgmt Against Against
EXECUTIVE COMPENSATION.
3. TO APPROVE THE AMENDED AND RESTATED 1993 Mgmt Against Against
STOCK INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
SCHWEITZER-MAUDUIT INTERNATIONAL, INC. Agenda Number: 933935011
--------------------------------------------------------------------------------------------------------------------------
Security: 808541106
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: SWM
ISIN: US8085411069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CLAIRE L. ARNOLD Mgmt For For
HEINRICH FISCHER Mgmt For For
2. APPROVE THE COMPANY'S ANNUAL INCENTIVE Mgmt For For
PLAN.
3. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION.
4. RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
SCICLONE PHARMACEUTICALS, INC. Agenda Number: 934008853
--------------------------------------------------------------------------------------------------------------------------
Security: 80862K104
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: SCLN
ISIN: US80862K1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JON S. SAXE Mgmt Withheld Against
FRIEDHELM BLOBEL, PH.D. Mgmt For For
RICHARD J. HAWKINS Mgmt Withheld Against
GREGG A. LAPOINTE Mgmt Withheld Against
SIMON LI Mgmt Withheld Against
NANCY T. CHANG, PH.D. Mgmt For For
2. NON-BINDING ADVISORY VOTE TO APPROVE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR SCICLONE FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
SCIENTIFIC GAMES CORPORATION Agenda Number: 934006645
--------------------------------------------------------------------------------------------------------------------------
Security: 80874P109
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: SGMS
ISIN: US80874P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RONALD O. PERELMAN Mgmt For For
DAVID L. KENNEDY Mgmt For For
PETER A. COHEN Mgmt Withheld Against
GERALD J. FORD Mgmt For For
PAUL M. MEISTER Mgmt Withheld Against
DEBRA G. PERELMAN Mgmt For For
MICHAEL J. REGAN Mgmt For For
BARRY F. SCHWARTZ Mgmt Withheld Against
FRANCES F. TOWNSEND Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO APPROVE THE AMENDED AND RESTATED 2003 Mgmt Against Against
INCENTIVE COMPENSATION PLAN.
4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
SEACHANGE INTERNATIONAL, INC. Agenda Number: 933837924
--------------------------------------------------------------------------------------------------------------------------
Security: 811699107
Meeting Type: Annual
Meeting Date: 17-Jul-2013
Ticker: SEAC
ISIN: US8116991071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN CRADDOCK Mgmt For For
EDWARD TERINO Mgmt For For
2. TO ADOPT, ON AN ADVISORY BASIS, A Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
SEACHANGE'S NAMED EXECUTIVE OFFICERS.
3. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 2011 COMPENSATION AND
INCENTIVE PLAN.
4. TO RATIFY THE APPOINTMENT OF SEACHANGE'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, GRANT THORNTON LLP.
--------------------------------------------------------------------------------------------------------------------------
SECURITY NATIONAL FINANCIAL CORPORATION Agenda Number: 933867004
--------------------------------------------------------------------------------------------------------------------------
Security: 814785309
Meeting Type: Annual
Meeting Date: 23-Aug-2013
Ticker: SNFCA
ISIN: US8147853092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
4. TO APPROVE THE ADOPTION OF THE COMPANY'S Mgmt Against Against
2013 STOCK OPTION PLAN AND RESERVE 450,000
SHARES OF CLASS A COMMON STOCK TO BE MADE
AVAILABLE FOR ISSUANCE UNDER THE PLAN, OF
WHICH UP TO 150,000 CLASS A COMMON SHARES
COULD BE ISSUED AS UP TO 1,500,000 SHARES
OF CLASS C COMMON STOCK
--------------------------------------------------------------------------------------------------------------------------
SELECT COMFORT CORPORATION Agenda Number: 933960254
--------------------------------------------------------------------------------------------------------------------------
Security: 81616X103
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: SCSS
ISIN: US81616X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: KATHLEEN L. Mgmt For For
NEDOROSTEK
1.2 ELECTION OF DIRECTOR: MICHAEL A. PEEL Mgmt For For
1.3 ELECTION OF DIRECTOR: JEAN-MICHEL VALETTE Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3 ADVISORY VOTE ON THE RATIFICATION OF THE Mgmt For For
SELECTION OF DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JANUARY 3,
2015.
--------------------------------------------------------------------------------------------------------------------------
SELECT MEDICAL HOLDINGS CORP. Agenda Number: 933932938
--------------------------------------------------------------------------------------------------------------------------
Security: 81619Q105
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: SEM
ISIN: US81619Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRYAN C. CRESSEY Mgmt For For
ROBERT A. ORTENZIO Mgmt For For
LEOPOLD SWERGOLD Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
3. VOTE TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLC AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014
--------------------------------------------------------------------------------------------------------------------------
SELECTIVE INSURANCE GROUP, INC. Agenda Number: 933956368
--------------------------------------------------------------------------------------------------------------------------
Security: 816300107
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: SIGI
ISIN: US8163001071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAUL D. BAUER Mgmt For For
1B. ELECTION OF DIRECTOR: ANNABELLE G. BEXIGA Mgmt For For
1C. ELECTION OF DIRECTOR: A. DAVID BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN C. BURVILLE Mgmt For For
1E. ELECTION OF DIRECTOR: JOAN M. LAMM-TENNANT Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL J. MORRISSEY Mgmt For For
1G. ELECTION OF DIRECTOR: GREGORY E. MURPHY Mgmt For For
1H. ELECTION OF DIRECTOR: CYNTHIA S. NICHOLSON Mgmt For For
1I. ELECTION OF DIRECTOR: RONALD L. O'KELLEY Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM M. RUE Mgmt For For
1K. ELECTION OF DIRECTOR: J. BRIAN THEBAULT Mgmt For For
2. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF SELECTIVE'S ... (DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
3. APPROVE THE SELECTIVE INSURANCE GROUP, INC. Mgmt For For
2014 OMNIBUS STOCK PLAN.
4. APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE SELECTIVE INSURANCE ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
5. RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
SELECTIVE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
SENECA FOODS CORPORATION Agenda Number: 933855251
--------------------------------------------------------------------------------------------------------------------------
Security: 817070501
Meeting Type: Annual
Meeting Date: 01-Aug-2013
Ticker: SENEA
ISIN: US8170705011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN P. GAYLORD Mgmt For For
SUSAN A. HENRY Mgmt For For
SUSAN W. STUART Mgmt For For
2. APPOINTMENT OF AUDITORS: RATIFICATION OF Mgmt For For
THE APPOINTMENT OF BDO USA, LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
SERVICESOURCE INTERNATIONAL INC. Agenda Number: 934010214
--------------------------------------------------------------------------------------------------------------------------
Security: 81763U100
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: SREV
ISIN: US81763U1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL A. SMERKLO Mgmt For For
STEVEN M. CAKEBREAD Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
SHENANDOAH TELECOMMUNICATIONS COMPANY Agenda Number: 933930895
--------------------------------------------------------------------------------------------------------------------------
Security: 82312B106
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: SHEN
ISIN: US82312B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DOUGLAS C. ARTHUR Mgmt For For
TRACY FITZSIMMONS Mgmt For For
JOHN W. FLORA Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. TO CONSIDER AND APPROVE, IN A NON-BINDING Mgmt For For
VOTE, THE COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION.
4. TO APPROVE THE COMPANY'S 2014 EQUITY Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
SHFL ENTERTAINMENT INC. Agenda Number: 933888628
--------------------------------------------------------------------------------------------------------------------------
Security: 78423R105
Meeting Type: Special
Meeting Date: 19-Nov-2013
Ticker: SHFL
ISIN: US78423R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE APPROVAL AND ADOPTION OF THE MERGER Mgmt For For
AGREEMENT, INCLUDING THE PLAN OF MERGER,
THEREBY APPROVING THE TRANSACTIONS
CONTEMPLATED THEREBY, INCLUDING THE MERGER.
2. THE PROPOSAL TO APPROVE, BY A NON-BINDING Mgmt For For
ADVISORY VOTE, THE SPECIFIED COMPENSATION
ARRANGEMENTS DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT THAT MAY BE PAYABLE TO
SHFL'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE CONSUMMATION OF THE
MERGER.
3. THE PROPOSAL TO APPROVE THE ADJOURNMENT OF Mgmt For For
THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE IN THE VIEW OF THE SHFL BOARD
OF DIRECTORS, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE NOT SUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO APPROVE AND
ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
SHILOH INDUSTRIES, INC. Agenda Number: 933922963
--------------------------------------------------------------------------------------------------------------------------
Security: 824543102
Meeting Type: Annual
Meeting Date: 12-Mar-2014
Ticker: SHLO
ISIN: US8245431023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CURTIS E. MOLL Mgmt Withheld Against
RAMZI Y. HERMIZ Mgmt Withheld Against
ROBERT J. KING Mgmt For For
2. APPROVAL OF AMENDMENTS TO, AND REAPPROVAL Mgmt For For
FOR PURPOSES OF SECTION 162(M) OF, THE
MANAGEMENT INCENTIVE PLAN AS DISCLOSED IN
THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
SHOE CARNIVAL, INC. Agenda Number: 934015315
--------------------------------------------------------------------------------------------------------------------------
Security: 824889109
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: SCVL
ISIN: US8248891090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: J. WAYNE WEAVER Mgmt For For
1.2 ELECTION OF DIRECTOR: GERALD W. SCHOOR Mgmt For For
2. PROPOSAL TO APPROVE, IN AN ADVISORY Mgmt For For
(NON-BINDING) VOTE, THE COMPENSATION PAID
TO THE COMPANY'S NAMED EXECUTIVE OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY FOR FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
SHORETEL, INC. Agenda Number: 933884985
--------------------------------------------------------------------------------------------------------------------------
Security: 825211105
Meeting Type: Annual
Meeting Date: 12-Nov-2013
Ticker: SHOR
ISIN: US8252111054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK F. BREGMAN Mgmt For For
EDWARD F. THOMPSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS SHORETEL'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. CAST AN ADVISORY VOTE ON THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SIERRA BANCORP Agenda Number: 934003031
--------------------------------------------------------------------------------------------------------------------------
Security: 82620P102
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: BSRR
ISIN: US82620P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT L. FIELDS Mgmt For For
JAMES C. HOLLY Mgmt For For
LYNDA B. SCEARCY Mgmt For For
MORRIS A. THARP Mgmt For For
2. TO RATIFY THE APPOINTMENT OF VAVRINEK, Mgmt For For
TRINE, DAY & CO., LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014, AS DESCRIBED IN THE
COMPANY'S PROXY STATEMENT DATED APRIL 25,
2014.
3. TO APPROVE, ON AN ADVISORY AND NON BINDING Mgmt For For
BASIS, THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS, AS
DESCRIBED IN THE COMPANY'S PROXY STATEMENT
DATED APRIL 25, 2014.
--------------------------------------------------------------------------------------------------------------------------
SIFCO INDUSTRIES, INC. Agenda Number: 933908898
--------------------------------------------------------------------------------------------------------------------------
Security: 826546103
Meeting Type: Annual
Meeting Date: 28-Jan-2014
Ticker: SIF
ISIN: US8265461033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY P. GOTSCHALL Mgmt For For
JOHN G. CHAPMAN, SR. Mgmt For For
MICHAEL S. LIPSCOMB Mgmt For For
DONALD C. MOLTEN, JR. Mgmt For For
ALAYNE L. REITMAN Mgmt For For
HUDSON D. SMITH Mgmt For For
NORMAN E. WELLS, JR. Mgmt For For
2. RATIFY THE SELECTION OF GRANT THORNTON LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
SEPTEMBER 30, 2014.
3. TO CAST A NON-BINDING ADVISORY VOTE ON Mgmt For For
EXECUTIVE COMPENSATION (SAY-ON-PAY).
4. TO VOTE ON THE FREQUENCY FOR HOLDING THE Mgmt 1 Year Against
NON-BINDING ADVISORY VOTE ON SAY-ON-PAY
EVERY ONE, TWO, OR THREE YEARS.
5. TO AMEND ARTICLES II, III AND X OF OUR CODE Mgmt Against Against
OF REGULATIONS.
--------------------------------------------------------------------------------------------------------------------------
SIGMA DESIGNS, INC. Agenda Number: 933846086
--------------------------------------------------------------------------------------------------------------------------
Security: 826565103
Meeting Type: Annual
Meeting Date: 26-Jul-2013
Ticker: SIGM
ISIN: US8265651039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ERIC B. SINGER Mgmt For For
MARK BONNEY Mgmt For For
THINH Q. TRAN Mgmt For For
J. MICHAEL DODSON Mgmt For For
PATRICK W. LITTLE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ARMANINO Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF SIGMA DESIGNS, INC. FOR
FISCAL YEAR 2014.
3. PROPOSAL TO APPROVE THE ADVISORY Mgmt For For
(NON-BINDING) RESOLUTION RELATING TO
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SILICON GRAPHICS INTERNATIONAL CORP Agenda Number: 933891904
--------------------------------------------------------------------------------------------------------------------------
Security: 82706L108
Meeting Type: Annual
Meeting Date: 09-Dec-2013
Ticker: SGI
ISIN: US82706L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JORGE L. TITINGER Mgmt For For
MICHAEL W. HAGEE Mgmt For For
CHARLES M. BOESENBERG Mgmt For For
GARY A. GRIFFITHS Mgmt For For
HAGI SCHWARTZ Mgmt For For
RONALD D. VERDOORN Mgmt For For
DOUGLAS R. KING Mgmt For For
2. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 27,
2014.
3. TO APPROVE A NON-BINDING, ADVISORY Mgmt For For
RESOLUTION ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SILICON IMAGE, INC. Agenda Number: 933984521
--------------------------------------------------------------------------------------------------------------------------
Security: 82705T102
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: SIMG
ISIN: US82705T1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM RADUCHEL Mgmt For For
CAMILLO MARTINO Mgmt For For
2. VOTE TO AMEND OUR 1999 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN TO INCREASE THE NUMBER OF
SHARES AVAILABLE FOR ISSUANCE THEREUNDER
AND TO INCREASE THE MAXIMUM NUMBER OF
SHARES ISSUABLE THEREUNDER
3. VOTE TO APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION
4. VOTE TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014
--------------------------------------------------------------------------------------------------------------------------
SIMMONS FIRST NATIONAL CORPORATION Agenda Number: 933942713
--------------------------------------------------------------------------------------------------------------------------
Security: 828730200
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: SFNC
ISIN: US8287302009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) TO FIX THE NUMBER OF DIRECTORS AT NINE (9) Mgmt For For
2) DIRECTOR
DAVID L. BARTLETT Mgmt For For
WILLIAM E. CLARK, II Mgmt For For
STEVEN A. COSSE Mgmt For For
EDWARD DRILLING Mgmt For For
SHARON GABER Mgmt For For
EUGENE HUNT Mgmt For For
GEORGE A. MAKRIS, JR. Mgmt For For
HARRY L. RYBURN Mgmt For For
ROBERT L. SHOPTAW Mgmt For For
3) TO CONSIDER ADOPTION OF THE FOLLOWING Mgmt For For
NON-BINDING RESOLUTION APPROVING THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF THE COMPANY. "RESOLVED, THAT
THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN
THE PROXY ... (DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL)
4) TO CONSIDER ADOPTION OF THE SIMMONS FIRST Mgmt For For
NATIONAL CORPORATION OUTSIDE DIRECTOR STOCK
INCENTIVE PLAN - 2014
5) TO RATIFY THE AUDIT & SECURITY COMMITTEE'S Mgmt For For
SELECTION OF THE ACCOUNTING FIRM OF BKD,
LLP AS INDEPENDENT AUDITORS OF THE COMPANY
AND ITS SUBSIDIARIES FOR THE YEAR ENDING
DECEMBER 31, 2014
--------------------------------------------------------------------------------------------------------------------------
SIMPLICITY BANCORP, INC. Agenda Number: 933879504
--------------------------------------------------------------------------------------------------------------------------
Security: 828867101
Meeting Type: Annual
Meeting Date: 30-Oct-2013
Ticker: SMPL
ISIN: US8288671014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES L. BREEDEN Mgmt For For
LAURA G. WEISSHAR Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
CROWE HORWATH LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 30,
2014.
3. AN ADVISORY, NON-BINDING RESOLUTION WITH Mgmt For For
RESPECT TO OUR EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SINCLAIR BROADCAST GROUP, INC. Agenda Number: 933989747
--------------------------------------------------------------------------------------------------------------------------
Security: 829226109
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: SBGI
ISIN: US8292261091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID D. SMITH Mgmt Withheld Against
FREDERICK G. SMITH Mgmt Withheld Against
J. DUNCAN SMITH Mgmt Withheld Against
ROBERT E. SMITH Mgmt Withheld Against
LAWRENCE E. MCCANNA Mgmt Withheld Against
DANIEL C. KEITH Mgmt Withheld Against
MARTIN R. LEADER Mgmt Withheld Against
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
3. NON-BINDING ADVISORY VOTE ON OUR EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SJW CORP. Agenda Number: 933939538
--------------------------------------------------------------------------------------------------------------------------
Security: 784305104
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: SJW
ISIN: US7843051043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
K. ARMSTRONG Mgmt For For
W.J. BISHOP Mgmt For For
M.L. CALI Mgmt For For
D.R. KING Mgmt For For
R.B. MOSKOVITZ Mgmt For For
G.E. MOSS Mgmt For For
W.R. ROTH Mgmt For For
R.A. VAN VALER Mgmt For For
2. APPROVE THE ADVISORY RESOLUTION APPROVING Mgmt Against Against
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT.
3. APPROVE THE 2014 EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN.
4. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
SKECHERS U.S.A., INC. Agenda Number: 934001556
--------------------------------------------------------------------------------------------------------------------------
Security: 830566105
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: SKX
ISIN: US8305661055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEYER KOSINSKI Mgmt For For
RICHARD RAPPAPORT Mgmt For For
RICHARD SISKIND Mgmt For For
2 ADVISORY VOTE ON COMPENSATION OF NAMED Mgmt For For
EXECUTIVE OFFICERS.
3 STOCKHOLDER PROPOSAL TO ELIMINATE Shr For Against
CLASSIFICATION OF BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
SKILLED HEALTHCARE GROUP, INC. Agenda Number: 933942890
--------------------------------------------------------------------------------------------------------------------------
Security: 83066R107
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: SKH
ISIN: US83066R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GLENN S. SCHAFER Mgmt For For
M. BERNARD PUCKETT Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
SKULLCANDY INC Agenda Number: 933961561
--------------------------------------------------------------------------------------------------------------------------
Security: 83083J104
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: SKUL
ISIN: US83083J1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICK ALDEN Mgmt For For
DOUG COLLIER Mgmt For For
2. PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR 2014.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt Against Against
APPROVAL OF THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
4. APPROVAL OF THE PROPOSED AMENDMENT TO THE Mgmt Against Against
AMENDED AND RESTATED SKULLCANDY, INC. 2011
INCENTIVE AWARD PLAN.
--------------------------------------------------------------------------------------------------------------------------
SKYLINE CORPORATION Agenda Number: 933867282
--------------------------------------------------------------------------------------------------------------------------
Security: 830830105
Meeting Type: Annual
Meeting Date: 23-Sep-2013
Ticker: SKY
ISIN: US8308301055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ARTHUR J. DECIO Mgmt For For
JOHN C. FIRTH Mgmt For For
JERRY HAMMES Mgmt For For
WILLIAM H. LAWSON Mgmt For For
DAVID T. LINK Mgmt For For
ANDREW J. MCKENNA Mgmt For For
BRUCE G. PAGE Mgmt For For
SAMUEL S. THOMPSON Mgmt For For
2. THE RATIFICATION OF CROWE HORWATH LLP AS Mgmt For For
SKYLINE'S INDEPENDENT AUDITOR FOR THE
FISCAL YEAR ENDING MAY 31, 2014.
3. RESOLVED, THE SHAREHOLDERS APPROVE THE Mgmt For For
COMPENSATION AWARDED TO SKYLINE'S NAMED
EXECUTIVE OFFICERS FOR FISCAL YEAR 2013 AS
DISCLOSED IN THE EXECUTIVE COMPENSATION
DISCUSSION, INCLUDING COMPENSATION TABLES
AND NARRATIVE DISCUSSION IS HEREBY
APPROVED.
--------------------------------------------------------------------------------------------------------------------------
SKYWEST, INC. Agenda Number: 933936520
--------------------------------------------------------------------------------------------------------------------------
Security: 830879102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: SKYW
ISIN: US8308791024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JERRY C. ATKIN Mgmt For For
1B ELECTION OF DIRECTOR: J. RALPH ATKIN Mgmt For For
1C ELECTION OF DIRECTOR: W. STEVE ALBRECHT Mgmt For For
1D ELECTION OF DIRECTOR: MARGARET S. BILLSON Mgmt For For
1E ELECTION OF DIRECTOR: HENRY J. EYRING Mgmt For For
1F ELECTION OF DIRECTOR: RONALD J. Mgmt For For
MITTELSTAEDT
1G ELECTION OF DIRECTOR: ROBERT G. SARVER Mgmt For For
1H ELECTION OF DIRECTOR: KEITH E. SMITH Mgmt For For
1I ELECTION OF DIRECTOR: STEVEN F. UDVAR-HAZY Mgmt For For
1J ELECTION OF DIRECTOR: JAMES L. WELCH Mgmt For For
2 TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3 TO RE-APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS SET FORTH IN THE SKYWEST,
INC. 2010 LONG-TERM INCENTIVE PLAN.
4 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
SL INDUSTRIES, INC. Agenda Number: 933978732
--------------------------------------------------------------------------------------------------------------------------
Security: 784413106
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: SLI
ISIN: US7844131067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
AVRUM GRAY Mgmt For For
GLEN M. KASSAN Mgmt For For
WARREN G. LICHTENSTEIN Mgmt For For
JAMES A. RISHER Mgmt For For
MARK E. SCHWARZ Mgmt For For
2. TO APPROVE AN AMENDMENT OF THE COMPANY'S Mgmt For For
2008 INCENTIVE STOCK PLAN TO INCREASE THE
NUMBER OF SHARES OF THE COMPANY'S COMMON
STOCK, $0.20 PAR VALUE PER SHARE, SUBJECT
THERETO FROM 450,000 SHARES TO 500,000
SHARES.
3. TO APPROVE AN AMENDMENT OF THE COMPANY'S Mgmt For For
2008 INCENTIVE STOCK PLAN TO PROVIDE FOR
QUALIFYING PERFORMANCE-BASED LONG-TERM
INCENTIVE AWARDS UNDER SECTION 162(M) OF
THE INTERNAL REVENUE CODE OF 1986, AS
AMENDED, TO APPROVE THE MATERIAL TERMS OF
THE PERFORMANCE GOALS THEREUNDER, AND TO
MAKE CERTAIN OTHER TECHNICAL AND CLARIFYING
AMENDMENTS.
4. TO APPROVE A NON-BINDING ADVISORY Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
5. RATIFICATION OF THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
SMTC CORPORATION Agenda Number: 933843838
--------------------------------------------------------------------------------------------------------------------------
Security: 832682207
Meeting Type: Annual
Meeting Date: 17-Jul-2013
Ticker: SMTX
ISIN: US8326822074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CLARKE BAILEY Mgmt For For
DAVID SANDBERG Mgmt For For
LAWRENCE SILBER Mgmt For For
J. RANDALL WATERFIELD Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
3. TO APPROVE, BY A NON-BINDING ADVISORY VOTE Mgmt For For
REGARDING THE COMPENSATION OF THE COMPANY'S
NAME EXECUTIVE OFFICERS ("SAY ON PAY").
4. TO APPROVE, BY A NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF FUTURE STOCKHOLDER ADVISORY
VOTES ABOUT THE COMPANY'S EXECUTIVE
COMPENSATION ("SAY ON FREQUENCY").
--------------------------------------------------------------------------------------------------------------------------
SONIC AUTOMOTIVE, INC. Agenda Number: 933928345
--------------------------------------------------------------------------------------------------------------------------
Security: 83545G102
Meeting Type: Annual
Meeting Date: 16-Apr-2014
Ticker: SAH
ISIN: US83545G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
O. BRUTON SMITH Mgmt For For
B. SCOTT SMITH Mgmt For For
DAVID BRUTON SMITH Mgmt For For
WILLIAM I. BELK Mgmt Withheld Against
WILLIAM R. BROOKS Mgmt For For
BERNARD C. BYRD, JR. Mgmt Withheld Against
VICTOR H. DOOLAN Mgmt Withheld Against
ROBERT HELLER Mgmt Withheld Against
ROBERT L. REWEY Mgmt For For
2. TO CONDUCT A NON-BINDING ADVISORY VOTE ON Mgmt For For
EXECUTIVE COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
3. TO CONSIDER AND APPROVE AN AMENDMENT AND Mgmt For For
RESTATEMENT OF THE SONIC AUTOMOTIVE, INC.
INCENTIVE COMPENSATION PLAN.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS SONIC'S INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
SONIC CORP. Agenda Number: 933904282
--------------------------------------------------------------------------------------------------------------------------
Security: 835451105
Meeting Type: Annual
Meeting Date: 16-Jan-2014
Ticker: SONC
ISIN: US8354511052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TONY D. BARTEL Mgmt For For
LAUREN R. HOBART Mgmt For For
JEFFREY H. SCHUTZ Mgmt For For
KATHRYN L. TAYLOR Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF KPMG LLC AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2014.
3. APPROVAL OF OUR EXECUTIVE OFFICERS' Mgmt For For
COMPENSATION.
4. APPROVAL OF THE SONIC CORP. 2006 LONG-TERM Mgmt For For
INCENTIVE PLAN, AS AMENDED.
--------------------------------------------------------------------------------------------------------------------------
SONUS NETWORKS INC Agenda Number: 934006796
--------------------------------------------------------------------------------------------------------------------------
Security: 835916107
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: SONS
ISIN: US8359161077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES K. BREWINGTON Mgmt Withheld Against
MATTHEW W. BROSS Mgmt For For
JOHN P. CUNNINGHAM Mgmt Withheld Against
RAYMOND P. DOLAN Mgmt Withheld Against
BEATRIZ V. INFANTE Mgmt Withheld Against
HOWARD E. JANZEN Mgmt Withheld Against
RICHARD J. LYNCH Mgmt For For
PAMELA D.A. REEVE Mgmt For For
JOHN A. SCHOFIELD Mgmt Withheld Against
SCOTT E. SCHUBERT Mgmt Withheld Against
H. BRIAN THOMPSON Mgmt Withheld Against
2 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP TO SERVE AS SONUS NETWORKS'
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3 TO APPROVE, ON A NON-BINDING ADVISORY Mgmt Against Against
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN
THE "COMPENSATION DISCUSSION AND ANALYSIS"
SECTION AND THE ACCOMPANYING COMPENSATION
TABLES AND RELATED NARRATIVES CONTAINED IN
THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
SOUTHSIDE BANCSHARES, INC. Agenda Number: 933954528
--------------------------------------------------------------------------------------------------------------------------
Security: 84470P109
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: SBSI
ISIN: US84470P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LAWRENCE ANDERSON, M.D. Mgmt For For
SAM DAWSON Mgmt For For
MELVIN B. LOVELADY, CPA Mgmt For For
WILLIAM SHEEHY Mgmt For For
PRESTON L. SMITH Mgmt For For
2. TO APPROVE A NON-BINDING ADVISORY VOTE ON Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO RE-APPROVE THE MATERIAL TERMS OF Mgmt For For
PERFORMANCE GOALS FOR QUALIFIED
PERFORMANCE-BASED AWARDS UNDER THE
SOUTHSIDE BANCSHARES, INC. 2009 INCENTIVE
PLAN.
4. APPROVAL OF A RESTATED CERTIFICATE OF Mgmt For For
FORMATION IN ORDER TO CONFORM THE COMPANY'S
CURRENT ARTICLES OF INCORPORATION TO THE
REQUIREMENTS OF THE TEXAS BUSINESS
ORGANIZATIONS CODE.
5. RATIFY THE APPOINTMENT BY OUR AUDIT Mgmt For For
COMMITTEE OF ERNST & YOUNG, LLP TO SERVE AS
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE
YEAR ENDED DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
SOUTHWEST BANCORP, INC. Agenda Number: 933931619
--------------------------------------------------------------------------------------------------------------------------
Security: 844767103
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: OKSB
ISIN: US8447671038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES E. BERRY II Mgmt For For
THOMAS D. BERRY Mgmt For For
JOHN COHLMIA Mgmt For For
DAVID S. CROCKETT JR. Mgmt For For
MARK W. FUNKE Mgmt For For
JAMES M. JOHNSON Mgmt For For
LARRY J. LANIE Mgmt For For
JAMES M. MORRIS II Mgmt For For
MARRAN H. OGILVIE Mgmt For For
RUSSELL W. TEUBNER Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
SP PLUS CORPORATION Agenda Number: 933963022
--------------------------------------------------------------------------------------------------------------------------
Security: 78469C103
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: SP
ISIN: US78469C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES L. BIGGS Mgmt For For
KAREN M. GARRISON Mgmt For For
PAUL HALPERN Mgmt For For
ROBERT S. ROATH Mgmt For For
JONATHAN P. WARD Mgmt For For
MYRON C. WARSHAUER Mgmt For For
JAMES A. WILHELM Mgmt For For
GORDON H. WOODWARD Mgmt For For
2. TO CONSIDER AN ADVISORY VOTE ON Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO APPOINT ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
AUDITORS FOR FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
SPAN-AMERICA MEDICAL SYSTEMS, INC. Agenda Number: 933918661
--------------------------------------------------------------------------------------------------------------------------
Security: 846396109
Meeting Type: Annual
Meeting Date: 20-Feb-2014
Ticker: SPAN
ISIN: US8463961099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD C. COGGINS Mgmt For For
THOMAS F. GRADY, JR. Mgmt For For
DAN R. LEE Mgmt For For
2. THE PROPOSAL TO APPROVE THE SELECTION OF Mgmt For For
ELLIOTT DAVIS, LLC AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
SPANSION INC. Agenda Number: 933997287
--------------------------------------------------------------------------------------------------------------------------
Security: 84649R200
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: CODE
ISIN: US84649R2004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: KEITH BARNES Mgmt Against Against
1.2 ELECTION OF DIRECTOR: WILLIAM E. MITCHELL Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
COMPENSATION.
3. THE APPROVAL OF THE SPANSION INC. 2014 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
4. THE APPROVAL OF THE ISSUANCE OF MORE THAN Mgmt For For
19.99% OF SPANSION INC.'S OUTSTANDING CLASS
A COMMON STOCK UPON EXCHANGE OF THE 2.00%
SENIOR EXCHANGEABLE NOTES DUE 2020.
5. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
SPARTAN MOTORS, INC. Agenda Number: 933968123
--------------------------------------------------------------------------------------------------------------------------
Security: 846819100
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: SPAR
ISIN: US8468191007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD R. CURRENT Mgmt For For
HUGH W. SLOAN, JR. Mgmt For For
ANDREW M. ROOKE Mgmt For For
2. PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S Mgmt For For
APPOINTMENT OF BDO USA, LLP AS INDEPENDENT
AUDITORS FOR THE CURRENT FISCAL YEAR.
3. PROPOSAL TO ADOPT ADVISORY (NON-BINDING) Mgmt For For
SHAREHOLDER RESOLUTION TO APPROVE THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SPARTAN STORES, INC. Agenda Number: 933849828
--------------------------------------------------------------------------------------------------------------------------
Security: 846822104
Meeting Type: Annual
Meeting Date: 30-Jul-2013
Ticker: SPTN
ISIN: US8468221044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
M. SHAN ATKINS Mgmt For For
WENDY A. BECK Mgmt For For
DENNIS EIDSON Mgmt For For
FRANK M. GAMBINO Mgmt For For
YVONNE R. JACKSON Mgmt For For
F. J. MORGANTHALL, II Mgmt For For
ELIZABETH A. NICKELS Mgmt For For
TIMOTHY J. O'DONOVAN Mgmt For For
CRAIG C. STURKEN Mgmt For For
2 SAY ON PAY- ADVISORY APPROVAL OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITORS FOR THE CURRENT FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
SPARTAN STORES, INC. Agenda Number: 933888743
--------------------------------------------------------------------------------------------------------------------------
Security: 846822104
Meeting Type: Special
Meeting Date: 18-Nov-2013
Ticker: SPTN
ISIN: US8468221044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE ISSUANCE OF SHARES Mgmt For For
OF SPARTAN STORES, INC. COMMON STOCK TO
STOCKHOLDERS OF NASH-FINCH COMPANY PURSUANT
TO THE AGREEMENT AND PLAN OF MERGER DATED
AS OF JULY 21, 2013, AS IT MAY BE AMENDED
FROM TIME TO TIME, BY AND AMONG SPARTAN
STORES, INC., NASH-FINCH COMPANY, AND SS
DELAWARE, INC.
2. PROPOSAL TO APPROVE AN AMENDMENT TO SPARTAN Mgmt For For
STORES' RESTATED ARTICLES OF INCORPORATION
TO INCREASE THE NUMBER OF AUTHORIZED SHARES
OF COMMON STOCK FROM 50 MILLION TO 100
MILLION.
3. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPARTAN STORES SPECIAL MEETING, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES TO APPROVE PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
SPARTAN STORES, INC. Agenda Number: 933980597
--------------------------------------------------------------------------------------------------------------------------
Security: 846822104
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: SPTN
ISIN: US8468221044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. SHAN ATKINS Mgmt For For
DENNIS EIDSON Mgmt For For
MICKEY P. FORET Mgmt For For
FRANK M. GAMBINO Mgmt For For
DOUGLAS A. HACKER Mgmt For For
YVONNE R. JACKSON Mgmt For For
ELIZABETH A. NICKELS Mgmt For For
TIMOTHY J. O'DONOVAN Mgmt For For
HAWTHORNE L. PROCTOR Mgmt For For
CRAIG C. STURKEN Mgmt For For
WILLIAM R. VOSS Mgmt For For
2. APPROVAL OF AN AMENDMENT TO THE ARTICLES OF Mgmt For For
INCORPORATION TO CHANGE THE NAME OF THE
COMPANY TO "SPARTANNASH COMPANY."
3. SAY ON PAY - ADVISORY APPROVAL OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITORS FOR THE CURRENT FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
SPARTON CORPORATION Agenda Number: 933887145
--------------------------------------------------------------------------------------------------------------------------
Security: 847235108
Meeting Type: Annual
Meeting Date: 13-Nov-2013
Ticker: SPA
ISIN: US8472351084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JAMES D. FAST Mgmt For For
1.2 ELECTION OF DIRECTOR: JOSEPH J. HARTNETT Mgmt For For
1.3 ELECTION OF DIRECTOR: CHARLES R. KUMMETH Mgmt For For
1.4 ELECTION OF DIRECTOR: DAVID P. MOLFENTER Mgmt For For
1.5 ELECTION OF DIRECTOR: DOUGLAS R. SCHRANK Mgmt For For
1.6 ELECTION OF DIRECTOR: JAMES R. SWARTWOUT Mgmt For For
1.7 ELECTION OF DIRECTOR: CARY B. WOOD Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF BDO USA, Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE CORPORATION FOR THE
FISCAL YEAR ENDING JUNE 30, 2014 BY
ADVISORY VOTE.
3. TO APPROVE THE NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION BY AN ADVISORY VOTE.
--------------------------------------------------------------------------------------------------------------------------
SPECTRUM PHARMACEUTICALS, INC. Agenda Number: 934008942
--------------------------------------------------------------------------------------------------------------------------
Security: 84763A108
Meeting Type: Annual
Meeting Date: 27-Jun-2014
Ticker: SPPI
ISIN: US84763A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAYMOND W. COHEN Mgmt Withheld Against
GILLES R. GAGNON Mgmt Withheld Against
STUART M. KRASSNER Mgmt Withheld Against
LUIGI LENAZ Mgmt Withheld Against
ANTHONY E. MAIDA Mgmt Withheld Against
RAJESH C. SHROTRIYA Mgmt Withheld Against
DOLATRAI VYAS Mgmt Withheld Against
2. TO APPROVE THE FLEXIBLE SETTLEMENT FEATURE Mgmt Against Against
IN CONNECTION WITH THE POTENTIAL CONVERSION
OF OUR CONVERTIBLE SENIOR NOTES, WHICH
COULD RESULT IN THE ISSUANCE OF AN
AGGREGATE AMOUNT OF SHARES OF OUR COMMON
STOCK EQUAL TO 20% OR MORE OF THE AMOUNT OF
OUTSTANDING COMMON STOCK AT THE TIME THE
CONVERTIBLE SENIOR NOTES WERE PRICED.
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
ENDING DECEMBER 31, 2014.
4. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt Against Against
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE COMPENSATION
DISCUSSION AND ANALYSIS SECTION OF THE
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
SPEEDWAY MOTORSPORTS, INC. Agenda Number: 933945098
--------------------------------------------------------------------------------------------------------------------------
Security: 847788106
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: TRK
ISIN: US8477881069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MR. WILLIAM R. BROOKS Mgmt For For
MR. MARK M. GAMBILL Mgmt For For
MR. JAMES P. HOLDEN Mgmt For For
2. TO GIVE ADVISORY APPROVAL OF SMI'S Mgmt For For
EXECUTIVE COMPENSATION.
3. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS
OUR PRINCIPAL INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31,2014.
--------------------------------------------------------------------------------------------------------------------------
STAGE STORES, INC. Agenda Number: 933999887
--------------------------------------------------------------------------------------------------------------------------
Security: 85254C305
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: SSI
ISIN: US85254C3051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ALAN BAROCAS Mgmt For For
1.2 ELECTION OF DIRECTOR: DIANE ELLIS Mgmt For For
1.3 ELECTION OF DIRECTOR: MICHAEL GLAZER Mgmt For For
1.4 ELECTION OF DIRECTOR: GABRIELLE GREENE Mgmt For For
1.5 ELECTION OF DIRECTOR: EARL HESTERBERG Mgmt For For
1.6 ELECTION OF DIRECTOR: LISA KRANC Mgmt For For
1.7 ELECTION OF DIRECTOR: WILLIAM MONTGORIS Mgmt For For
1.8 ELECTION OF DIRECTOR: C. CLAYTON REASOR Mgmt For For
1.9 ELECTION OF DIRECTOR: RALPH SCOZZAFAVA Mgmt For For
2 ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
STAMPS.COM INC. Agenda Number: 934010175
--------------------------------------------------------------------------------------------------------------------------
Security: 852857200
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: STMP
ISIN: US8528572006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH MCBRIDE Mgmt Withheld Against
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
STANDARD MOTOR PRODUCTS, INC. Agenda Number: 933980232
--------------------------------------------------------------------------------------------------------------------------
Security: 853666105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: SMP
ISIN: US8536661056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAMELA FORBES LIEBERMAN Mgmt Withheld Against
JOSEPH W. MCDONNELL Mgmt For For
ALISA C. NORRIS Mgmt For For
ARTHUR S. SILLS Mgmt For For
LAWRENCE I. SILLS Mgmt For For
PETER J. SILLS Mgmt For For
FREDERICK D. STURDIVANT Mgmt For For
WILLIAM H. TURNER Mgmt For For
RICHARD S. WARD Mgmt For For
ROGER M. WIDMANN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. APPROVAL OF NON-BINDING, ADVISORY Mgmt For For
RESOLUTION ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
STANDEX INTERNATIONAL CORPORATION Agenda Number: 933890798
--------------------------------------------------------------------------------------------------------------------------
Security: 854231107
Meeting Type: Annual
Meeting Date: 10-Dec-2013
Ticker: SXI
ISIN: US8542311076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM R. FENOGLIO Mgmt For For
THOMAS J. HANSEN Mgmt For For
H. NICHOLAS MULLER, III Mgmt For For
2. TO CONDUCT AN ADVISORY VOTE ON THE TOTAL Mgmt For For
COMPENSATION PAID TO THE EXECUTIVES OF THE
COMPANY.
3. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF DELOITTE & TOUCHE LLP AS
INDEPENDENT AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
STANLEY FURNITURE COMPANY, INC. Agenda Number: 933929739
--------------------------------------------------------------------------------------------------------------------------
Security: 854305208
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: STLY
ISIN: US8543052083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
T. SCOTT MCILHENNY, JR. Mgmt For For
2. AN ADVISORY VOTE REGARDING THE APPROVAL OF Mgmt For For
COMPENSATION PAID TO CERTAIN EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
STARTEK, INC. Agenda Number: 933949642
--------------------------------------------------------------------------------------------------------------------------
Security: 85569C107
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: SRT
ISIN: US85569C1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHAD A. CARLSON Mgmt For For
1B. ELECTION OF DIRECTOR: JACK D. PLATING Mgmt For For
1C. ELECTION OF DIRECTOR: BENJAMIN L. Mgmt For For
ROSENZWEIG
1D. ELECTION OF DIRECTOR: ROBERT SHEFT Mgmt For For
1E. ELECTION OF DIRECTOR: ED ZSCHAU Mgmt For For
2. TO RATIFY THE APPOINTMENT OF EKS&H LLLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR 2008 EQUITY INCENTIVE PLAN, WHICH
INCREASES THE MAXIMUM NUMBER OF SHARES
AVAILABLE FOR AWARDS UNDER THE PLAN BY
500,000 SHARES OF OUR COMMON STOCK AND
EXTENDS THE TERM OF THE PLAN TO TEN YEARS
FROM THE DATE OF SUCH APPROVAL.
--------------------------------------------------------------------------------------------------------------------------
STATE AUTO FINANCIAL CORPORATION Agenda Number: 933958297
--------------------------------------------------------------------------------------------------------------------------
Security: 855707105
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: STFC
ISIN: US8557071052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID J. D'ANTONI Mgmt For For
DAVID R. MEUSE Mgmt For For
S. ELAINE ROBERTS Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE - APPROVAL OF THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT FOR THE 2014 ANNUAL MEETING
OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
STEC, INC. Agenda Number: 933865860
--------------------------------------------------------------------------------------------------------------------------
Security: 784774101
Meeting Type: Special
Meeting Date: 12-Sep-2013
Ticker: STEC
ISIN: US7847741011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT Mgmt For For
AND PLAN OF MERGER, DATED AS OF JUNE 23,
2013, BY AND AMONG WESTERN DIGITAL
CORPORATION, LODI VENTURES, INC. AND STEC,
INC.
2. PROPOSAL TO APPROVE, SOLELY ON A Mgmt Against Against
NON-BINDING, ADVISORY BASIS, CERTAIN
COMPENSATION ARRANGEMENTS FOR STEC'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
COMPLETION OF THE MERGER.
3. PROPOSAL TO APPROVE ADJOURNMENTS OF THE Mgmt For For
SPECIAL MEETING, IF DETERMINED NECESSARY OR
APPROPRIATE BY STEC, TO FACILITATE THE
APPROVAL AND ADOPTION OF THE MERGER
AGREEMENT, INCLUDING PERMITTING THE
SOLICITATION OF ADDITIONAL PROXIES IF THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE AND ADOPT THE
MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
STEIN MART, INC. Agenda Number: 934010074
--------------------------------------------------------------------------------------------------------------------------
Security: 858375108
Meeting Type: Annual
Meeting Date: 24-Jun-2014
Ticker: SMRT
ISIN: US8583751081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAY STEIN Mgmt For For
JOHN H. WILLIAMS, JR. Mgmt For For
ALVIN R. CARPENTER Mgmt For For
IRWIN COHEN Mgmt Withheld Against
SUSAN FALK Mgmt Withheld Against
LINDA M. FARTHING Mgmt Withheld Against
MITCHELL W. LEGLER Mgmt For For
RICHARD L. SISISKY Mgmt For For
BURTON M. TANSKY Mgmt For For
J. WAYNE WEAVER Mgmt For For
2 TO APPROVE AN ADVISORY RESOLUTION APPROVING Mgmt For For
EXECUTIVE COMPENSATION FOR FISCAL YEAR
2013.
3 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED
CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JANUARY 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
STEINER LEISURE LIMITED Agenda Number: 934005287
--------------------------------------------------------------------------------------------------------------------------
Security: P8744Y102
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: STNR
ISIN: BSP8744Y1024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEONARD I. FLUXMAN Mgmt For For
MICHELE STEINER WARSHAW Mgmt For For
STEVEN J. PRESTON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
STELLARONE CORPORATION Agenda Number: 933891322
--------------------------------------------------------------------------------------------------------------------------
Security: 85856G100
Meeting Type: Special
Meeting Date: 05-Dec-2013
Ticker: STEL
ISIN: US85856G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
REORGANIZATION, DATED AS OF JUNE 9, 2013,
BETWEEN UNION FIRST MARKET BANKSHARES
CORPORATION ("UNION") AND STELLARONE
CORPORATION (THE "COMPANY"), INCLUDING THE
RELATED PLAN OF MERGER, PURSUANT TO WHICH
STELLARONE WILL MERGE (THE "MERGER") WITH
AND INTO UNION (THE "STELLARONE MERGER
PROPOSAL").
2. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
CERTAIN COMPENSATION THAT MAY BECOME
PAYABLE TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER.
3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
PERMIT FURTHER SOLICITATION OF PROXIES IN
THE EVENT THERE ARE NOT SUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO APPROVE
THE STELLARONE MERGER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
STEPAN COMPANY Agenda Number: 933958437
--------------------------------------------------------------------------------------------------------------------------
Security: 858586100
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: SCL
ISIN: US8585861003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOAQUIN DELGADO Mgmt For For
F. QUINN STEPAN, JR. Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
STERLING BANCORP Agenda Number: 933868018
--------------------------------------------------------------------------------------------------------------------------
Security: 859158107
Meeting Type: Annual
Meeting Date: 26-Sep-2013
Ticker: STL
ISIN: US8591581074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF APRIL 3, 2013, BY AND
BETWEEN STERLING BANCORP AND PROVIDENT NEW
YORK BANCORP
2. APPROVAL OF THE ADJOURNMENT OF THE STERLING Mgmt For For
ANNUAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IN FAVOR OF THE STERLING MERGER PROPOSAL
3. ADVISORY APPROVAL OF THE COMPENSATION THAT Mgmt For For
CERTAIN EXECUTIVE OFFICERS OF STERLING MAY
RECEIVE IN CONNECTION WITH THE MERGER
PURSUANT TO EXISTING AGREEMENTS OR
ARRANGEMENTS WITH STERLING
4. DIRECTOR
ROBERT ABRAMS Mgmt For For
JOSEPH M. ADAMKO Mgmt For For
LOUIS J. CAPPELLI Mgmt For For
FERNANDO FERRER Mgmt For For
ALLAN F. HERSHFIELD Mgmt For For
HENRY J. HUMPHREYS Mgmt For For
JAMES B. KLEIN Mgmt For For
ROBERT W. LAZAR Mgmt For For
CAROLYN JOY LEE Mgmt For For
JOHN C. MILLMAN Mgmt For For
EUGENE T. ROSSIDES Mgmt For For
5. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt Against Against
STERLING'S NAMED EXECUTIVE OFFICERS
6. RATIFICATION OF THE APPOINTMENT OF CROWE Mgmt For For
HORWATH LLP AS STERLING'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2013
7. APPROVAL OF THE PROPOSED 2013 EQUITY Mgmt For For
INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
STERLING BANCORP Agenda Number: 933915374
--------------------------------------------------------------------------------------------------------------------------
Security: 85917A100
Meeting Type: Annual
Meeting Date: 20-Feb-2014
Ticker: STL
ISIN: US85917A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT ABRAMS Mgmt For For
JAMES B. KLEIN Mgmt For For
JOHN C. MILLMAN Mgmt For For
RICHARD O'TOOLE Mgmt For For
BURT STEINBERG Mgmt For For
2. APPROVAL, BY NON-BINDING VOTE, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS (SAY-ON-PAY)
3. APPROVAL OF THE 2014 STOCK INCENTIVE PLAN Mgmt For For
4. RATIFICATION OF THE APPOINTMENT OF CROWE Mgmt For For
HORWATH LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2014
--------------------------------------------------------------------------------------------------------------------------
STERLING CONSTRUCTION COMPANY, INC. Agenda Number: 933969721
--------------------------------------------------------------------------------------------------------------------------
Security: 859241101
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: STRL
ISIN: US8592411016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MARIAN M. DAVENPORT Mgmt For For
1.2 ELECTION OF DIRECTOR: ROBERT A. ECKELS Mgmt Against Against
1.3 ELECTION OF DIRECTOR: JOSEPH P. HARPER, SR. Mgmt For For
1.4 ELECTION OF DIRECTOR: CHARLES R. PATTON Mgmt For For
1.5 ELECTION OF DIRECTOR: PAUL J. VARELLO Mgmt For For
2. TO APPROVE THE ADOPTION OF AN AMENDMENT OF Mgmt For For
ARTICLE IV OF THE COMPANY'S CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER SHARES
OF COMMON STOCK THAT THE COMPANY IS
AUTHORIZED TO ISSUE.
3. TO APPROVE THE ADOPTION OF AN AMENDMENT OF Mgmt For For
ARTICLE VI OF THE COMPANY'S CERTIFICATE OF
INCORPORATION TO DECLASSIFY DIRECTORS.
4. TO APPROVE THE ADOPTION OF AN AMENDMENT OF Mgmt For For
THE COMPANY'S STOCK INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES OF COMMON
STOCK AVAILABLE FOR ISSUANCE UNDER THE
PLAN.
5. TO RATIFY THE SELECTION OF GRANT THORNTON Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
6. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
STEWART ENTERPRISES, INC. Agenda Number: 933859413
--------------------------------------------------------------------------------------------------------------------------
Security: 860370105
Meeting Type: Special
Meeting Date: 13-Aug-2013
Ticker: STEI
ISIN: US8603701058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF MAY 28, 2013, BY AND
AMONG SERVICE CORPORATION INTERNATIONAL,
RIO ACQUISITION CORP. AND STEWART
ENTERPRISES, INC. ("STEWART") (AS SUCH
AGREEMENT MAY BE AMENDED FROM TIME TO
TIME).
2. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, CERTAIN COMPENSATION THAT MAY BE
PAID OR BECOME PAYABLE TO STEWART'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER.
3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES TO APPROVE THE MERGER
AGREEMENT IF THERE ARE INSUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO
APPROVE THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
STEWART INFORMATION SERVICES CORPORATION Agenda Number: 933966220
--------------------------------------------------------------------------------------------------------------------------
Security: 860372101
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: STC
ISIN: US8603721015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ARNAUD AJDLER Mgmt For For
GLENN C. CHRISTENSON Mgmt For For
ROBERT L. CLARKE Mgmt For For
LAURIE C. MOORE Mgmt For For
DR. W. ARTHUR PORTER Mgmt For For
2. ADVISORY APPROVAL REGARDING THE Mgmt For For
COMPENSATION OF STEWART INFORMATION
SERVICES CORPORATION'S NAMED EXECUTIVE
OFFICERS (SAY-ON-PAY).
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS STEWART INFORMATION SERVICES
CORPORATION'S INDEPENDENT AUDITORS FOR
2014.
4. APPROVAL OF THE STEWART INFORMATION Mgmt For For
SERVICES CORPORATION 2014 LONG TERM
INCENTIVE PLAN.
5. APPROVAL OF THE STEWART INFORMATION Mgmt For For
SERVICES CORPORATION ANNUAL BONUS PLAN.
6. APPROVAL OF AN AMENDMENT TO THE STEWART Mgmt For For
INFORMATION SERVICES CORPORATION AMENDED
AND RESTATED CERTIFICATE OF INCORPORATION
TO ELIMINATE CUMULATIVE VOTING IN ORDER TO
ADOPT A MAJORITY VOTING STANDARD.
--------------------------------------------------------------------------------------------------------------------------
STILLWATER MINING COMPANY Agenda Number: 933958730
--------------------------------------------------------------------------------------------------------------------------
Security: 86074Q102
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: SWC
ISIN: US86074Q1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRIAN SCHWEITZER Mgmt For For
MICHAEL MCMULLEN Mgmt For For
PATRICE E. MERRIN Mgmt For For
MICHAEL S. PARRETT Mgmt For For
CHARLES ENGLES Mgmt For For
GEORGE M. BEE Mgmt For For
GARY A. SUGAR Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED
ACCOUNTING FIRM FOR 2014.
3. AN ADVISORY VOTE ON EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
STONERIDGE, INC. Agenda Number: 933975926
--------------------------------------------------------------------------------------------------------------------------
Security: 86183P102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: SRI
ISIN: US86183P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN C. COREY Mgmt For For
JEFFREY P. DRAIME Mgmt For For
DOUGLAS C. JACOBS Mgmt For For
IRA C. KAPLAN Mgmt For For
KIM KORTH Mgmt For For
WILLIAM M. LASKY Mgmt For For
GEORGE S. MAYES, JR. Mgmt Withheld Against
PAUL J. SCHLATHER Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP. Mgmt For For
3. APPROVAL OF AN ADVISORY RESOLUTION ON THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
STRAIGHT PATH COMMUNICATIONS, INC Agenda Number: 933905640
--------------------------------------------------------------------------------------------------------------------------
Security: 862578101
Meeting Type: Annual
Meeting Date: 16-Jan-2014
Ticker: STRP
ISIN: US8625781013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVIDI JONAS Mgmt Against Against
1B ELECTION OF DIRECTOR: K. CHRIS TODD Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM F. WELD Mgmt For For
1D ELECTION OF DIRECTOR: FRED S. ZEIDMAN Mgmt For For
2 TO RATIFY THE APPOINTMENT OF ZWICK AND Mgmt For For
BANYAI PLLC AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JULY 31, 2014.
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4 ADVISORY VOTE ON FREQUENCY OF FUTURE Mgmt 1 Year Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
STRAYER EDUCATION, INC. Agenda Number: 933952219
--------------------------------------------------------------------------------------------------------------------------
Security: 863236105
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: STRA
ISIN: US8632361056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT S. SILBERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: DR. JOHN T. CASTEEN Mgmt For For
III
1C. ELECTION OF DIRECTOR: DR. CHARLOTTE F. Mgmt For For
BEASON
1D. ELECTION OF DIRECTOR: WILLIAM E. BROCK Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT R. GRUSKY Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT L. JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: KARL MCDONNELL Mgmt For For
1H. ELECTION OF DIRECTOR: TODD A. MILANO Mgmt For For
1I. ELECTION OF DIRECTOR: G. THOMAS WAITE, III Mgmt For For
1J. ELECTION OF DIRECTOR: J. DAVID WARGO Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS
--------------------------------------------------------------------------------------------------------------------------
SUCAMPO PHARMACEUTICALS, INC. Agenda Number: 933953526
--------------------------------------------------------------------------------------------------------------------------
Security: 864909106
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: SCMP
ISIN: US8649091068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DANIEL P. GETMAN Mgmt For For
PETER GREENLEAF Mgmt For For
2. RATIFICATION OF SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS SUCAMPO
PHARMACEUTICALS, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014
3. APPROVAL OF, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF SUCAMPO PHARMACEUTICALS,
INC.'S NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
SUFFOLK BANCORP Agenda Number: 933943486
--------------------------------------------------------------------------------------------------------------------------
Security: 864739107
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: SUBK
ISIN: US8647391072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HOWARD C. BLUVER Mgmt For For
JOSEPH A. GAVIOLA Mgmt For For
JOHN D. STARK, JR. Mgmt For For
2. TO APPROVE THE ADVISORY, NON-BINDING Mgmt Against Against
RESOLUTION ON 2013 EXECUTIVE COMPENSATION.
3. THE APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
SUFFOLK BANCORP 2009 STOCK INCENTIVE PLAN.
4. TO RATIFY THE BOARD OF DIRECTORS' Mgmt For For
APPOINTMENT OF BDO USA, LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
SUN HYDRAULICS CORPORATION Agenda Number: 933997162
--------------------------------------------------------------------------------------------------------------------------
Security: 866942105
Meeting Type: Annual
Meeting Date: 02-Jun-2014
Ticker: SNHY
ISIN: US8669421054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTINE L. KOSKI Mgmt For For
DAVID N. WORMLEY Mgmt For For
ALEXANDER SCHUETZ Mgmt For For
2. AMENDMENT OF THE ARTICLES OF INCORPORATION Mgmt For For
TO INCREASE THE NUMBER OF AUTHORIZED SHARES
OF COMMON STOCK, PAR VALUE $0.001 PER SHARE
TO 50,000,000 SHARES.
3. RATIFICATION OF APPOINTMENT OF MAYER Mgmt For For
HOFFMAN MCCANN P.C. AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
CORPORATION.
4. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUNCOKE ENERGY, INC. Agenda Number: 933941482
--------------------------------------------------------------------------------------------------------------------------
Security: 86722A103
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: SXC
ISIN: US86722A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. DARNALL Mgmt For For
JAMES E. SWEETNAM Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
SUNEDISON, INC. Agenda Number: 933983024
--------------------------------------------------------------------------------------------------------------------------
Security: 86732Y109
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: SUNE
ISIN: US86732Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER BLACKMORE Mgmt Against Against
1B. ELECTION OF DIRECTOR: AHMAD R. CHATILA Mgmt For For
1C. ELECTION OF DIRECTOR: MARSHALL TURNER Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
4. TO APPROVE A STOCK OPTION EXCHANGE FOR Mgmt For For
EMPLOYEES OF SUNEDISON WHO HAVE BECOME
EMPLOYEES OF SUNEDISON SEMICONDUCTOR
LIMITED IN CONNECTION WITH THE SEPARATION
OF OUR SEMICONDUCTOR BUSINESS.
5. TO APPROVE AN AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE AUTHORIZED NUMBER OF SHARES OF
COMMON STOCK.
6. TO APPROVE THE ISSUANCE OF OUR COMMON STOCK Mgmt For For
UPON THE CONVERSION OF OUR 2018 CONVERTIBLE
NOTES AND OUR 2021 CONVERTIBLE NOTES AND
UPON THE EXERCISE OF RELATED WARRANTS.
7. TO APPROVE THE RIGHT OF STOCKHOLDERS TO Mgmt For For
CALL SPECIAL MEETINGS OF STOCKHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
SUNPOWER CORPORATION Agenda Number: 933847393
--------------------------------------------------------------------------------------------------------------------------
Security: 867652406
Meeting Type: Annual
Meeting Date: 24-Jul-2013
Ticker: SPWR
ISIN: US8676524064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BERNARD CLEMENT Mgmt Withheld Against
DENIS GIORNO Mgmt Withheld Against
CATHERINE LESJAK Mgmt For For
2. THE PROPOSAL TO APPROVE, IN AN ADVISORY Mgmt Against Against
VOTE, OUR NAMED EXECUTIVE OFFICER
COMPENSATION.
3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED ACCOUNTING FIRM FOR FISCAL YEAR
2013.
--------------------------------------------------------------------------------------------------------------------------
SUNPOWER CORPORATION Agenda Number: 933932712
--------------------------------------------------------------------------------------------------------------------------
Security: 867652406
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: SPWR
ISIN: US8676524064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS R. MCDANIEL Mgmt For For
HUMBERT DE WENDEL Mgmt Withheld Against
THOMAS H. WERNER Mgmt Withheld Against
2. THE PROPOSAL TO APPROVE, IN AN ADVISORY Mgmt Against Against
VOTE, OUR NAMED EXECUTIVE OFFICER
COMPENSATION.
3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED ACCOUNTING FIRM FOR FISCAL YEAR
2014.
4. THE APPROVAL OF THE SUNPOWER CORPORATION Mgmt Against Against
ANNUAL EXECUTIVE BONUS PLAN.
--------------------------------------------------------------------------------------------------------------------------
SUPER MICRO COMPUTER INC. Agenda Number: 933916530
--------------------------------------------------------------------------------------------------------------------------
Security: 86800U104
Meeting Type: Annual
Meeting Date: 13-Feb-2014
Ticker: SMCI
ISIN: US86800U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES LIANG Mgmt For For
SHERMAN TUAN Mgmt For For
2. PROPOSAL TO APPROVE THE ADVISORY Mgmt For For
(NON-BINDING) RESOLUTION RELATING TO NAMED
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS SUPER MICRO COMPUTER,
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
SUPERTEX, INC. Agenda Number: 933854386
--------------------------------------------------------------------------------------------------------------------------
Security: 868532102
Meeting Type: Annual
Meeting Date: 16-Aug-2013
Ticker: SUPX
ISIN: US8685321023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
HENRY C. PAO Mgmt For For
BENEDICT C.K. CHOY Mgmt For For
W. MARK LOVELESS Mgmt For For
ELLIOTT SCHLAM Mgmt For For
MILTON FENG Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF BDO Mgmt For For
USA, LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR FISCAL
YEAR 2014.
3. PROPOSAL TO ADOPT THE RESOLUTION APPROVING Mgmt For For
ON AN ADVISORY BASIS THE COMPENSATION PAID
TO THE COMPANY'S NAME EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SUPERTEX, INC. Agenda Number: 933934108
--------------------------------------------------------------------------------------------------------------------------
Security: 868532102
Meeting Type: Special
Meeting Date: 01-Apr-2014
Ticker: SUPX
ISIN: US8685321023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For
ADOPT THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF FEBRUARY 9, 2014, BY AND AMONG
MICROCHIP TECHNOLOGY INCORPORATED, ORCHID
ACQUISITION CORPORATION AND SUPERTEX, INC.
(THE "MERGER AGREEMENT"), AND APPROVE THE
PRINCIPAL TERMS OF THE MERGER AS
CONTEMPLATED BY THE MERGER AGREEMENT (THE
"MERGER").
2. TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For
APPROVE, BY AN ADVISORY (NON-BINDING) VOTE,
CERTAIN OF THE COMPENSATION THAT MAY BE
PAID OR BECOME PAYABLE TO OUR NAMED
EXECUTIVE OFFICERS THAT IS BASED ON OR
OTHERWISE RELATES TO THE MERGER, AS WELL AS
THE AGREEMENTS PURSUANT TO WHICH SUCH
COMPENSATION MAY BE PAID OR BECOME PAYABLE.
3. TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For
APPROVE THE GRANT OF AUTHORITY TO VOTE YOUR
SHARES TO ADJOURN THE SPECIAL MEETING TO A
LATER TIME AND DATE, IF NECESSARY, FOR THE
PURPOSE OF SOLICITING ADDITIONAL PROXIES TO
VOTE IN FAVOR OF THE APPROVAL OF THE
PRINCIPAL TERMS OF THE MERGER AND ADOPTION
OF THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
SUPPORT.COM, INC. Agenda Number: 934003447
--------------------------------------------------------------------------------------------------------------------------
Security: 86858W101
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: SPRT
ISIN: US86858W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SHAWN FARSHCHI Mgmt For For
MARK FRIES Mgmt For For
J. MARTIN O'MALLEY Mgmt For For
TONI PORTMANN Mgmt For For
JIM STEPHENS Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION PROGRAMS
AND PRACTICES, AS DISCLOSED IN THE PROXY
STATEMENT.
3. TO RATIFY THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
SUPREME INDUSTRIES, INC. Agenda Number: 933992592
--------------------------------------------------------------------------------------------------------------------------
Security: 868607102
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: STS
ISIN: US8686071023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: EDWARD L. FLYNN Mgmt For For
1B. ELECTION OF DIRECTOR: MARK C. NEILSON Mgmt For For
1C. ELECTION OF DIRECTOR: MARK D. WEBER Mgmt Against Against
2. TO AMEND THE CERTIFICATE OF INCORPORATION Mgmt For For
OF THE COMPANY TO INCREASE THE AGGREGATE
NUMBER OF SHARES OF CLASS A COMMON STOCK
THAT THE COMPANY IS AUTHORIZED TO ISSUE BY
ADOPTING THE FOLLOWING RESOLUTION:
RESOLVED, THAT THE CERTIFICATE OF
INCORPORATION OF CORPORATION BE AMENDED BY
CHANGING FIRST SENTENCE OF ARTICLE 4.A.
THEREOF.
3. TO RATIFY THE SELECTION OF CROWE HORWATH Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
SURMODICS, INC. Agenda Number: 933910968
--------------------------------------------------------------------------------------------------------------------------
Security: 868873100
Meeting Type: Annual
Meeting Date: 04-Feb-2014
Ticker: SRDX
ISIN: US8688731004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSE H. BEDOYA Mgmt For For
SUSAN E. KNIGHT Mgmt For For
2. SET THE NUMBER OF DIRECTORS AT EIGHT (8). Mgmt For For
3. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS SURMODICS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
4. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SYKES ENTERPRISES, INCORPORATED Agenda Number: 933987399
--------------------------------------------------------------------------------------------------------------------------
Security: 871237103
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: SYKE
ISIN: US8712371033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF CLASS I DIRECTOR: JAMES S. Mgmt For For
MACLEOD
1.2 ELECTION OF CLASS I DIRECTOR: WILLIAM D. Mgmt For For
MUIR, JR.
1.3 ELECTION OF CLASS I DIRECTOR: LORRAINE Mgmt For For
LEIGH LUTTON
1.4 ELECTION OF CLASS III DIRECTOR: JAMES K. Mgmt For For
MURRAY, JR.
2. NON-BINDING ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS OF THE
COMPANY.
--------------------------------------------------------------------------------------------------------------------------
SYMMETRICOM, INC. Agenda Number: 933882602
--------------------------------------------------------------------------------------------------------------------------
Security: 871543104
Meeting Type: Annual
Meeting Date: 25-Oct-2013
Ticker: SYMM
ISIN: US8715431040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES A. CHIDDIX Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT T. CLARKSON Mgmt For For
1C. ELECTION OF DIRECTOR: ELIZABETH A. FETTER Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT M. NEUMEISTER Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: RICHARD N. SNYDER Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT J. STANZIONE Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE CURRENT FISCAL YEAR.
3. PROPOSAL TO APPROVE, ON A NON-BINDING Mgmt For For
ADVISORY BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT.
4. PROPOSAL TO APPROVE THE AMENDMENT AND Mgmt For For
RESTATEMENT OF THE COMPANY'S 2006 INCENTIVE
AWARD PLAN TO INCREASE THE NUMBER OF SHARES
AUTHORIZED FOR ISSUANCE THEREUNDER BY
1,500,000 SHARES.
--------------------------------------------------------------------------------------------------------------------------
SYMMETRY MEDICAL INC. Agenda Number: 933934817
--------------------------------------------------------------------------------------------------------------------------
Security: 871546206
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: SMA
ISIN: US8715462060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANCIS T. NUSSPICKEL Mgmt For For
THOMAS J. SULLIVAN Mgmt For For
2. TO RATIFY THE COMPENSATION OF THE COMPANY'S Mgmt For For
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING JANUARY 3, 2015.
--------------------------------------------------------------------------------------------------------------------------
SYNALLOY CORPORATION Agenda Number: 933947890
--------------------------------------------------------------------------------------------------------------------------
Security: 871565107
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: SYNL
ISIN: US8715651076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CRAIG C. BRAM Mgmt For For
ANTHONY A. CALLANDER Mgmt For For
HENRY L. GUY Mgmt For For
AMY J. MICHTICH Mgmt For For
JAMES W. TERRY, JR. Mgmt For For
MURRAY H. WRIGHT Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS
3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DIXON HUGHES GOODMAN LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
--------------------------------------------------------------------------------------------------------------------------
SYNAPTICS INCORPORATED Agenda Number: 933877081
--------------------------------------------------------------------------------------------------------------------------
Security: 87157D109
Meeting Type: Annual
Meeting Date: 22-Oct-2013
Ticker: SYNA
ISIN: US87157D1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD A. BERGMAN Mgmt For For
RUSSELL J. KNITTEL Mgmt For For
2. PROPOSAL TO PROVIDE A NON-BINDING ADVISORY Mgmt For For
VOTE ON THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS FOR FISCAL 2013
("SAY-ON-PAY").
3. PROPOSAL TO AMEND THE COMPANY'S 2010 Mgmt Against Against
INCENTIVE COMPENSATION PLAN.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP, AN INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS THE COMPANY'S
INDEPENDENT AUDITOR FOR THE FISCAL YEAR
ENDING JUNE 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
SYNCHRONOSS TECHNOLOGIES, INC. Agenda Number: 934001809
--------------------------------------------------------------------------------------------------------------------------
Security: 87157B103
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: SNCR
ISIN: US87157B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS J. HOPKINS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. TO APPROVE ON A NON-BINDING ADVISORY BASIS Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SYNERGY RESOURCES CORP Agenda Number: 933862573
--------------------------------------------------------------------------------------------------------------------------
Security: 87164P103
Meeting Type: Annual
Meeting Date: 20-Aug-2013
Ticker: SYRG
ISIN: US87164P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD HOLLOWAY Mgmt Withheld Against
WILLIAM E. SCAFF, JR. Mgmt Withheld Against
RICK A. WILBER Mgmt Withheld Against
RAYMOND E. MCELHANEY Mgmt Withheld Against
BILL M. CONRAD Mgmt Withheld Against
R.W. NOFFSINGER III Mgmt For For
GEORGE SEWARD Mgmt Withheld Against
2. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt Against Against
ARTICLES OF INCORPORATION TO PROVIDE THAT
THE PRESENCE OF ONE-THIRD OF THE VOTES TO
BE CAST ON ANY MATTER BY A VOTING GROUP
CONSTITUTES A QUORUM OF THAT VOTING GROUP
FOR ACTION ON THE MATTER.
3. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
NON-QUALIFIED STOCK OPTION PLAN SUCH THAT
THE SHARES OF COMMON STOCK THAT MAY BE
ISSUED UPON THE EXERCISE OF OPTIONS GRANTED
PURSUANT TO THE PLAN WILL BE INCREASED FROM
2,000,000 SHARES TO 5,000,000 SHARES.
4. TO APPROVE THE ISSUANCE OF SHARES OF THE Mgmt For For
COMPANY'S COMMON STOCK TO GEORGE SEWARD FOR
HIS ASSISTANCE IN HELPING THE COMPANY
ACQUIRE OIL AND GAS LEASES.
5. TO RATIFY THE APPOINTMENT OF EKS&H LLLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
AUGUST 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
SYNERGY RESOURCES CORP Agenda Number: 933941367
--------------------------------------------------------------------------------------------------------------------------
Security: 87164P103
Meeting Type: Annual
Meeting Date: 16-Apr-2014
Ticker: SYRG
ISIN: US87164P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
ED HOLLOWAY Mgmt Withheld Against
WILLIAM E. SCAFF, JR Mgmt Withheld Against
RICK A. WILBER Mgmt For For
RAYMOND E. MCELHANEY Mgmt For For
BILL M. CONRAD Mgmt For For
GEORGE SEWARD Mgmt For For
R.W. NOFFSINGER III Mgmt For For
2) TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
ARTICLES OF INCORPORATION INCREASING THE
AMOUNT OF COMMON STOCK THE COMPANY IS
AUTHORIZED TO ISSUE FROM 100,000,000 SHARES
TO 200,000,000 SHARES.
3) TO RATIFY THE APPOINTMENT OF EKS&H LLLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
AUGUST 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
SYPRIS SOLUTIONS, INC. Agenda Number: 933944577
--------------------------------------------------------------------------------------------------------------------------
Security: 871655106
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: SYPR
ISIN: US8716551069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY L. CONVIS Mgmt For For
WILLIAM G. FERKO Mgmt For For
JEFFREY T. GILL Mgmt For For
SIDNEY R. PETERSEN Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THIS PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
SYSTEMAX INC. Agenda Number: 933999647
--------------------------------------------------------------------------------------------------------------------------
Security: 871851101
Meeting Type: Annual
Meeting Date: 09-Jun-2014
Ticker: SYX
ISIN: US8718511012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD LEEDS Mgmt Withheld Against
BRUCE LEEDS Mgmt Withheld Against
ROBERT LEEDS Mgmt Withheld Against
LAWRENCE REINHOLD Mgmt Withheld Against
STACY DICK Mgmt For For
ROBERT ROSENTHAL Mgmt For For
MARIE ADLER-KRAVECAS Mgmt For For
2. THE ADOPTION, ON AN ADVISORY BASIS, OF A Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
THE NAMED EXECUTIVE OFFICERS OF THE COMPANY
AS DESCRIBED IN THE "EXECUTIVE
COMPENSATION" SECTION OF THE 2014 PROXY
STATEMENT.
3. A PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC. Agenda Number: 933863462
--------------------------------------------------------------------------------------------------------------------------
Security: 874054109
Meeting Type: Annual
Meeting Date: 18-Sep-2013
Ticker: TTWO
ISIN: US8740541094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STRAUSS ZELNICK Mgmt For For
ROBERT A. BOWMAN Mgmt For For
SUNGHWAN CHO Mgmt For For
MICHAEL DORNEMANN Mgmt For For
BRETT ICAHN Mgmt For For
J. MOSES Mgmt For For
JAMES L. NELSON Mgmt For For
MICHAEL SHERESKY Mgmt For For
2. APPROVAL OF THE AMENDMENT TO THE TAKE-TWO Mgmt For For
INTERACTIVE SOFTWARE, INC. 2009 STOCK
INCENTIVE PLAN.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against
OF THE NAMED EXECUTIVE OFFICERS.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
TANDY LEATHER FACTORY, INC. Agenda Number: 933999433
--------------------------------------------------------------------------------------------------------------------------
Security: 87538X105
Meeting Type: Annual
Meeting Date: 09-Jun-2014
Ticker: TLF
ISIN: US87538X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK ANGUS Mgmt Withheld Against
JEFFERSON GRAMM Mgmt For For
SHANNON L. GREENE Mgmt Withheld Against
T. FIELD LANGE Mgmt Withheld Against
JOSEPH R. MANNES Mgmt Withheld Against
L. EDWARD MARTIN III Mgmt Withheld Against
MICHAEL A. NERY Mgmt Withheld Against
JON THOMPSON Mgmt Withheld Against
WILLIAM M. WARREN Mgmt Withheld Against
J. BRYAN WILKINSON Mgmt Withheld Against
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TANGOE, INC. Agenda Number: 933995423
--------------------------------------------------------------------------------------------------------------------------
Security: 87582Y108
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: TNGO
ISIN: US87582Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES D. FOY Mgmt For For
RICHARD PONTIN Mgmt For For
ALBERT R. SUBBLOIE, JR. Mgmt For For
2. TO RATIFY THE SELECTION OF BDO USA, LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. TO VOTE ON A NON-BINDING ADVISORY PROPOSAL Mgmt For For
TO APPROVE EXECUTIVE COMPENSATION.
4. TO AMEND OUR 2011 STOCK INCENTIVE PLAN TO Mgmt Against Against
RESERVE AN ADDITIONAL 950,000 SHARES OF
COMMON STOCK FOR ISSUANCE UNDER THE 2011
STOCK INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
TARGACEPT, INC. Agenda Number: 933995980
--------------------------------------------------------------------------------------------------------------------------
Security: 87611R306
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: TRGT
ISIN: US87611R3066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JULIA R. BROWN Mgmt For For
DR. STEPHEN A. HILL Mgmt For For
JOHN P. RICHARD Mgmt For For
2. THE APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN ITS
PROXY STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG, LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
TASER INTERNATIONAL, INC. Agenda Number: 933955619
--------------------------------------------------------------------------------------------------------------------------
Security: 87651B104
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: TASR
ISIN: US87651B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PATRICK W. SMITH Mgmt For For
MARK W. KROLL Mgmt For For
JUDY MARTZ Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. TO RATIFY APPOINTMENT OF GRANT THORNTON LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANT FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
TAYLOR CAPITAL GROUP, INC. Agenda Number: 933917544
--------------------------------------------------------------------------------------------------------------------------
Security: 876851106
Meeting Type: Special
Meeting Date: 26-Feb-2014
Ticker: TAYC
ISIN: US8768511060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF JULY 14, 2013, BY AND
BETWEEN MB FINANCIAL, INC. ("MB FINANCIAL")
AND THE COMPANY, AS MAY BE AMENDED FROM
TIME TO TIME, PURSUANT TO WHICH THE COMPANY
WILL MERGE WITH AND INTO MB FINANCIAL (THE
"MERGER").
2. PROPOSAL TO ADJOURN THE MEETING, IF Mgmt For For
NECESSARY AND APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF PROPOSAL 1.
3. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, THE COMPENSATION OF
CERTAIN EXECUTIVE OFFICERS OF THE COMPANY
IN CONNECTION WITH THE MERGER, AS DESCRIBED
IN THE JOINT PROXY STATEMENT/PROSPECTUS.
--------------------------------------------------------------------------------------------------------------------------
TEAM, INC. Agenda Number: 933871712
--------------------------------------------------------------------------------------------------------------------------
Security: 878155100
Meeting Type: Annual
Meeting Date: 26-Sep-2013
Ticker: TISI
ISIN: US8781551002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EMMETT J. LESCROART Mgmt For For
SIDNEY B. WILLIAMS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP, AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE
YEAR ENDING MAY 31, 2014.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO APPROVE THE PROPOSED AMENDMENT TO Mgmt For For
INCREASE THE AUTHORIZED SHARES OF COMMON
STOCK AS DISCLOSED IN THIS PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
TECUMSEH PRODUCTS COMPANY Agenda Number: 933952132
--------------------------------------------------------------------------------------------------------------------------
Security: 878895200
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: TECUA
ISIN: US8788952005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE PROPOSAL TO APPROVE THE Mgmt For For
RECAPITALIZATION PROPOSAL, PROVIDING FOR AN
AMENDMENT TO THE COMPANY'S ARTICLES OF
INCORPORATION IN ORDER TO RECLASSIFY AND
CONVERT (I) EACH NONVOTING SHARE OF CLASS A
COMMON STOCK INTO ONE COMMON SHARE, EACH
ENTITLED TO ONE VOTE PER SHARE, AND (II)
EACH SHARE OF VOTING CLASS B COMMON STOCK
INTO ONE COMMON SHARE, EACH ENTITLED TO ONE
VOTE PER SHARE
--------------------------------------------------------------------------------------------------------------------------
TEJON RANCH CO. Agenda Number: 933967664
--------------------------------------------------------------------------------------------------------------------------
Security: 879080109
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: TRC
ISIN: US8790801091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREGORY S. BIELLI Mgmt For For
JOHN L. GOOLSBY Mgmt For For
NORMAN METCALFE Mgmt For For
KENT G. SNYDER Mgmt For For
2. RATIFICATION OF ERNST & YOUNG AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TELECOMMUNICATION SYSTEMS, INC. Agenda Number: 934015199
--------------------------------------------------------------------------------------------------------------------------
Security: 87929J103
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: TSYS
ISIN: US87929J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS M. BRANDT, JR. Mgmt For For
JON B. KUTLER Mgmt For For
2. NONBINDING ADVISORY VOTE TO APPROVE THE Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS OR "SAY ON PAY" VOTE.
--------------------------------------------------------------------------------------------------------------------------
TELENAV, INC. Agenda Number: 933887361
--------------------------------------------------------------------------------------------------------------------------
Security: 879455103
Meeting Type: Annual
Meeting Date: 03-Dec-2013
Ticker: TNAV
ISIN: US8794551031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SAMUEL CHEN Mgmt For For
HON JANE (JASON) CHIU Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS TELENAV'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR
ENDING JUNE 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
TELETECH HOLDINGS, INC. Agenda Number: 933976423
--------------------------------------------------------------------------------------------------------------------------
Security: 879939106
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: TTEC
ISIN: US8799391060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH D. TUCHMAN Mgmt For For
JAMES E. BARLETT Mgmt For For
TRACY L. BAHL Mgmt For For
GREGORY A. CONLEY Mgmt For For
ROBERT N. FRERICHS Mgmt For For
SHRIKANT MEHTA Mgmt For For
ANJAN MUKHERJEE Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS TELETECH'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. THE APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION FOR OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
TENNANT COMPANY Agenda Number: 933928686
--------------------------------------------------------------------------------------------------------------------------
Security: 880345103
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: TNC
ISIN: US8803451033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CAROL S. EICHER Mgmt For For
DAVID MATHIESON Mgmt For For
DONAL L. MULLIGAN Mgmt For For
STEPHEN G. SHANK Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TERRITORIAL BANCORP INC Agenda Number: 934005009
--------------------------------------------------------------------------------------------------------------------------
Security: 88145X108
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: TBNK
ISIN: US88145X1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HOWARD Y. IKEDA Mgmt For For
DAVID S. MURAKAMI Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF TERRITORIAL BANCORP INC.
FOR THE YEAR ENDING DECEMBER 31, 2014.
3. AN ADVISORY (NONBINDING) RESOLUTION TO Mgmt Against Against
APPROVE THE COMPANY'S EXECUTIVE
COMPENSATION AS DESCRIBED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
TESCO CORPORATION Agenda Number: 933979493
--------------------------------------------------------------------------------------------------------------------------
Security: 88157K101
Meeting Type: Annual and Special
Meeting Date: 09-May-2014
Ticker: TESO
ISIN: CA88157K1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN P. DIELWART Mgmt For For
FRED J. DYMENT Mgmt For For
GARY L. KOTT Mgmt For For
R. VANCE MILLIGAN, Q.C. Mgmt For For
JULIO M. QUINTANA Mgmt For For
JOHN T. REYNOLDS Mgmt For For
ELIJIO V. SERRANO Mgmt For For
MICHAEL W. SUTHERLIN Mgmt For For
02 APPOINTMENT OF ERNST & YOUNG LLP, AN Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, AS AUDITORS OF THE CORPORATION TO
HOLD OFFICE UNTIL THE NEXT ANNUAL GENERAL
MEETING OF SHAREHOLDERS, AND AUTHORIZATION
OF THE BOARD OF DIRECTORS TO FIX ITS
REMUNERATION.
03 NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
2013 NAMED EXECUTIVE OFFICER COMPENSATION.
4A CONFIRMATION OF THE BOARD'S AMENDMENTS OF Mgmt For For
AMENDED AND RESTATED BY-LAWS: TO PERMIT
"NOTICE AND ACCESS" DELIVERY OF PROXY
MATERIALS IN THE FUTURE;
4B TO REQUIRE "ADVANCE NOTICE" FOR SHAREHOLDER Mgmt For For
NOMINATION OF CANDIDATES FOR ELECTION AS
DIRECTORS AND SHAREHOLDERS TO PROPOSE OTHER
BUSINESS IN CONNECTION WITH MEETINGS OF
SHAREHOLDERS;
4C TO MAKE OTHER UPDATES AND CHANGES AS Mgmt For For
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
TESSCO TECHNOLOGIES INCORPORATED Agenda Number: 933847456
--------------------------------------------------------------------------------------------------------------------------
Security: 872386107
Meeting Type: Annual
Meeting Date: 26-Jul-2013
Ticker: TESS
ISIN: US8723861071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ROBERT B. BARNHILL, JR. Mgmt For For
JOHN D. BELETIC Mgmt For For
JAY G. BAITLER Mgmt For For
BENN R. KONSYNSKI Mgmt For For
DENNIS J. SHAUGHNESSY Mgmt For For
MORTON F. ZIFFERER Mgmt For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
TESSERA TECHNOLOGIES, INC. Agenda Number: 933950671
--------------------------------------------------------------------------------------------------------------------------
Security: 88164L100
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: TSRA
ISIN: US88164L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD S. HILL Mgmt For For
1B. ELECTION OF DIRECTOR: CHRISTOPHER A. SEAMS Mgmt For For
1C. ELECTION OF DIRECTOR: DONALD E. STOUT Mgmt For For
1D. ELECTION OF DIRECTOR: GEORGE CWYNAR Mgmt For For
1E. ELECTION OF DIRECTOR: GEORGE A. RIEDEL Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN CHENAULT Mgmt For For
1G. ELECTION OF DIRECTOR: PETER A. FELD Mgmt For For
1H. ELECTION OF DIRECTOR: TIMOTHY J. STULTZ Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS LACEY Mgmt For For
1J. ELECTION OF DIRECTOR: TUDOR BROWN Mgmt For For
2. TO HOLD AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR ITS FISCAL YEAR
ENDING DECEMBER 31, 2014.
4. TO APPROVE THE AMENDMENT OF OUR EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
TETRA TECHNOLOGIES, INC. Agenda Number: 933940997
--------------------------------------------------------------------------------------------------------------------------
Security: 88162F105
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: TTI
ISIN: US88162F1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK E. BALDWIN Mgmt For For
THOMAS R. BATES, JR. Mgmt For For
STUART M. BRIGHTMAN Mgmt For For
PAUL D. COOMBS Mgmt For For
RALPH S. CUNNINGHAM Mgmt For For
JOHN F. GLICK Mgmt For For
KENNETH P. MITCHELL Mgmt For For
WILLIAM D. SULLIVAN Mgmt For For
KENNETH E. WHITE, JR. Mgmt For For
2. TO RATIFY AND APPROVE THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS TETRA'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF TETRA TECHNOLOGIES, INC.
--------------------------------------------------------------------------------------------------------------------------
TF FINANCIAL CORPORATION Agenda Number: 933958449
--------------------------------------------------------------------------------------------------------------------------
Security: 872391107
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: THRD
ISIN: US8723911074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
H. DONALD PERKINS, JR. Mgmt For For
DENNIS POLLACK Mgmt For For
ALBERT M. TANTALA, SR. Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF S.R. Mgmt For For
SNODGRASS, P.C. AS THE COMPANY'S
INDEPENDENT AUDITOR FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. AN ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE 2014 PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
TGC INDUSTRIES, INC. Agenda Number: 934012016
--------------------------------------------------------------------------------------------------------------------------
Security: 872417308
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: TGE
ISIN: US8724173088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WAYNE A. WHITENER Mgmt Withheld Against
WILLIAM J. BARRETT Mgmt Withheld Against
HERBERT M. GARDNER Mgmt Withheld Against
ALLEN T. MCINNES Mgmt Withheld Against
EDWARD L. FLYNN Mgmt For For
STEPHANIE P. HURTT Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF SELECTION OF LANE GORMAN Mgmt For For
TRUBITT, PLLC AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
THE ANDERSONS, INC. Agenda Number: 933942852
--------------------------------------------------------------------------------------------------------------------------
Security: 034164103
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: ANDE
ISIN: US0341641035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. ANDERSON Mgmt For For
GERARD M. ANDERSON Mgmt For For
CATHERINE M. KILBANE Mgmt For For
ROBERT J. KING, JR. Mgmt For For
ROSS W. MANIRE Mgmt For For
DONALD L. MENNEL Mgmt For For
PATRICK S. MULLIN Mgmt For For
JOHN T. STOUT, JR. Mgmt For For
JACQUELINE F. WOODS Mgmt For For
2 APPROVAL OF THE 2014 LONG-TERM INCENTIVE Mgmt For For
COMPENSATION PLAN.
3 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
APPROVING THE RESOLUTION PROVIDED IN THE
PROXY STATEMENT.
4 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
THE BANCORP, INC. Agenda Number: 933951875
--------------------------------------------------------------------------------------------------------------------------
Security: 05969A105
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: TBBK
ISIN: US05969A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BETSY Z. COHEN Mgmt For For
1B. ELECTION OF DIRECTOR: DANIEL G. COHEN Mgmt Against Against
1C. ELECTION OF DIRECTOR: WALTER T. BEACH Mgmt Against Against
1D. ELECTION OF DIRECTOR: MICHAEL J. BRADLEY Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN C. CHRYSTAL Mgmt For For
1F. ELECTION OF DIRECTOR: MATTHEW COHN Mgmt For For
1G. ELECTION OF DIRECTOR: HERSH KOZLOV Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM H. LAMB Mgmt For For
1I. ELECTION OF DIRECTOR: FRANK M. MASTRANGELO Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES J. MCENTEE III Mgmt For For
1K. ELECTION OF DIRECTOR: MEI-MEI TUAN Mgmt For For
2. PROPOSAL TO APPROVE A NON-BINDING ADVISORY Mgmt For For
VOTE ON THE COMPANY'S 2013 COMPENSATION
PROGRAM FOR ITS NAMED EXECUTIVE OFFICERS.
3. PROPOSAL TO APPROVE THE SELECTION OF GRANT Mgmt For For
THORNTON LLP AS INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
THE BANK OF KENTUCKY FINANCIAL CORP. Agenda Number: 933950176
--------------------------------------------------------------------------------------------------------------------------
Security: 062896105
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: BKYF
ISIN: US0628961056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I DIRECTOR
CHARLES M. BERGER Mgmt For For
JOHN S. CAIN Mgmt For For
BARRY G. KIENZLE Mgmt For For
JOHN E. MIRACLE Mgmt For For
MARY SUE RUDICILL Mgmt For For
R.M. SELIGMAN-DOERING Mgmt For For
JAMES C. VOTRUBA Mgmt For For
HERBERT H. WORKS Mgmt For For
ROBERT W. ZAPP Mgmt For For
II THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
CROWE HORWATH LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR BKFC
FOR THE YEAR ENDED DECEMBER 31, 2014.
III THE APPROVAL, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, OF THE COMPENSATION OF BKFC'S
EXECUTIVE OFFICERS AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
THE BRINK'S COMPANY Agenda Number: 933947941
--------------------------------------------------------------------------------------------------------------------------
Security: 109696104
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: BCO
ISIN: US1096961040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SUSAN E. DOCHERTY Mgmt For For
REGINALD D. HEDGEBETH Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. APPROVAL OF KPMG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
4. A SHAREHOLDER PROPOSAL TO ELECT EACH Shr For Against
DIRECTOR ANNUALLY.
--------------------------------------------------------------------------------------------------------------------------
THE CATO CORPORATION Agenda Number: 933997415
--------------------------------------------------------------------------------------------------------------------------
Security: 149205106
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: CATO
ISIN: US1492051065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS B. HENSON Mgmt For For
BRYAN F. KENNEDY, III Mgmt For For
2. PROPOSAL TO APPROVE A NON-BINDING VOTE ON Mgmt For For
EXECUTIVE COMPENSATION.
3. PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR FISCAL YEAR ENDING
JANUARY 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
THE CHEFS' WAREHOUSE, INC. Agenda Number: 933958057
--------------------------------------------------------------------------------------------------------------------------
Security: 163086101
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: CHEF
ISIN: US1630861011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DOMINICK CERBONE Mgmt For For
JOHN A. COURI Mgmt For For
JOSEPH CUGINE Mgmt For For
ALAN GUARINO Mgmt For For
STEPHEN HANSON Mgmt For For
CHRISTOPHER PAPPAS Mgmt For For
JOHN PAPPAS Mgmt For For
2. TO RATIFY THE SELECTION OF BDO USA, LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 26, 2014.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
THE CHILDREN'S PLACE RETAIL STORES, INC. Agenda Number: 933995839
--------------------------------------------------------------------------------------------------------------------------
Security: 168905107
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: PLCE
ISIN: US1689051076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF CLASS II DIRECTOR: JOSEPH Mgmt For For
ALUTTO
1.2 ELECTION OF CLASS II DIRECTOR: JOSEPH Mgmt Against Against
GROMEK
1.3 ELECTION OF CLASS II DIRECTOR: SUSAN Mgmt For For
SOBBOTT
2. TO RATIFY THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE CHILDREN'S PLACE
RETAIL STORES, INC. FOR THE FISCAL YEAR
ENDING JANUARY 31, 2015.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt Against Against
COMPENSATION AS DESCRIBED IN THE PROXY
STATEMENT.
4. TO APPROVE AN AMENDMENT TO THE CHILDREN'S Mgmt For For
PLACE RETAIL STORES, INC. AMENDED AND
RESTATED CERTIFICATE OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS AND
PROVIDE FOR THE ANNUAL ELECTION OF
DIRECTORS.
5. TO APPROVE AMENDMENTS TO THE AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION OF
THE CHILDREN'S PLACE RETAIL STORES, INC. TO
PERMIT STOCKHOLDERS TO REMOVE DIRECTORS
WITH OR WITHOUT CAUSE, AND RELATED MATTERS.
6. TO APPROVE AN AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION OF
THE CHILDREN'S PLACE RETAIL STORES, INC. TO
CHANGE OUR NAME TO "THE CHILDREN'S PLACE,
INC."
--------------------------------------------------------------------------------------------------------------------------
THE DIXIE GROUP, INC. Agenda Number: 933951849
--------------------------------------------------------------------------------------------------------------------------
Security: 255519100
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: DXYN
ISIN: US2555191004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES E. BROCK Mgmt For For
J. DON BROCK Mgmt For For
DANIEL K. FRIERSON Mgmt For For
D. KENNEDY FRIERSON, JR Mgmt For For
WALTER W. HUBBARD Mgmt For For
LOWRY F. KLINE Mgmt For For
HILDA S. MURRAY Mgmt For For
JOHN W. MURREY, III Mgmt For For
MICHAEL L. OWENS Mgmt For For
2. FOR APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS FOR THE ANNUAL INCENTIVE
COMPENSATION PLAN APPLICABLE TO 2014-2018.
3. FOR APPROVAL OF THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION FOR ITS NAMED EXECUTIVE
OFFICERS ("SAY-ON-PAY").
4. FOR RATIFICATION OF APPOINTMENT OF THE FIRM Mgmt For For
OF DIXON HUGHES GOODMAN LLP TO SERVE AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
OF THE COMPANY FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
THE E.W. SCRIPPS COMPANY Agenda Number: 933945214
--------------------------------------------------------------------------------------------------------------------------
Security: 811054402
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: SSP
ISIN: US8110544025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROGER L. OGDEN Mgmt For For
1B. ELECTION OF DIRECTOR: J. MARVIN QUIN Mgmt For For
1C. ELECTION OF DIRECTOR: KIM WILLIAMS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
THE EASTERN COMPANY Agenda Number: 933941090
--------------------------------------------------------------------------------------------------------------------------
Security: 276317104
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: EML
ISIN: US2763171046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
LEONARD F. LEGANZA Mgmt Withheld Against
JOHN W. EVERETS Mgmt For For
2 ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
3 RATIFY THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
(FIONDELLA, MILONE & LASARACINA LLP).
--------------------------------------------------------------------------------------------------------------------------
THE EMPIRE DISTRICT ELECTRIC COMPANY Agenda Number: 933932659
--------------------------------------------------------------------------------------------------------------------------
Security: 291641108
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: EDE
ISIN: US2916411083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH R. ALLEN Mgmt For For
BRADLEY P. BEECHER Mgmt For For
WILLIAM L. GIPSON Mgmt For For
THOMAS M. OHLMACHER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS EMPIRE'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3. TO VOTE UPON A NON-BINDING ADVISORY Mgmt For For
PROPOSAL TO APPROVE THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THE PROXY STATEMENT.
4. TO APPROVE AN AMENDED AND RESTATED EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
5. TO APPROVE THE 2015 STOCK INCENTIVE PLAN. Mgmt For For
6. TO APPROVE AN AMENDED AND RESTATED STOCK Mgmt For For
UNIT PLAN FOR DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
THE ENSIGN GROUP, INC Agenda Number: 933987589
--------------------------------------------------------------------------------------------------------------------------
Security: 29358P101
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: ENSG
ISIN: US29358P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROY E. CHRISTENSEN Mgmt For For
JOHN G. NACKEL Mgmt For For
BARRY M. SMITH Mgmt For For
2 RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4 RE-APPROVAL OF THE COMPANY'S 2007 OMNIBUS Mgmt For For
INCENTIVE PLAN.
5 STOCKHOLDER PROPOSAL FOR MAJORITY VOTING IN Mgmt For For
UNCONTESTED DIRECTOR ELECTIONS.
--------------------------------------------------------------------------------------------------------------------------
THE FIRST BANCORP, INC. Agenda Number: 933944313
--------------------------------------------------------------------------------------------------------------------------
Security: 31866P102
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: FNLC
ISIN: US31866P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KATHERINE M. BOYD Mgmt For For
1B. ELECTION OF DIRECTOR: DANIEL R. DAIGNEAULT Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT B. GREGORY Mgmt For For
1D. ELECTION OF DIRECTOR: TONY C. MCKIM Mgmt For For
1E. ELECTION OF DIRECTOR: CARL S. POOLE, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: MARK N. ROSBOROUGH Mgmt For For
1G. ELECTION OF DIRECTOR: CORNELIUS J. RUSSELL Mgmt For For
1H. ELECTION OF DIRECTOR: STUART G. SMITH Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID B. SOULE, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: BRUCE B. TINDAL Mgmt Against Against
2. TO APPROVE (ON A NON-BINDING BASIS), THE Mgmt For For
COMPENSATION OF THE COMPANY'S EXECUTIVES,
AS DISCLOSED IN THE COMPANY'S ANNUAL REPORT
AND PROXY STATEMENT.
3. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
4. TO RATIFY THE BOARD OF DIRECTORS AUDIT Mgmt For For
COMMITTEE'S SELECTION OF BERRY DUNN MCNEIL
& PARKER AS INDEPENDENT AUDITORS FOR THE
COMPANY FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDFIELD CORPORATION Agenda Number: 934001380
--------------------------------------------------------------------------------------------------------------------------
Security: 381370105
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: GV
ISIN: US3813701055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID P. BICKS Mgmt Withheld Against
HARVEY C. EADS, JR. Mgmt For For
JOHN P. FAZZINI Mgmt For For
DANFORTH E. LEITNER Mgmt For For
JOHN H. SOTTILE Mgmt For For
2. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014
--------------------------------------------------------------------------------------------------------------------------
THE GORMAN-RUPP COMPANY Agenda Number: 933942965
--------------------------------------------------------------------------------------------------------------------------
Security: 383082104
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: GRC
ISIN: US3830821043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES C. GORMAN Mgmt For For
JEFFREY S. GORMAN Mgmt For For
M. ANN HARLAN Mgmt For For
THOMAS E. HOAGLIN Mgmt For For
CHRISTOPHER H. LAKE Mgmt For For
KENNETH R. REYNOLDS Mgmt For For
RICK R. TAYLOR Mgmt For For
W. WAYNE WALSTON Mgmt For For
2. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE COMPANY DURING THE YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
THE GREENBRIER COMPANIES, INC. Agenda Number: 933901375
--------------------------------------------------------------------------------------------------------------------------
Security: 393657101
Meeting Type: Annual
Meeting Date: 08-Jan-2014
Ticker: GBX
ISIN: US3936571013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GRAEME A. JACK Mgmt For For
VICTORIA MCMANUS Mgmt For For
WENDY L. TERAMOTO Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
3. APPROVAL OF THE GREENBRIER COMPANIES, INC. Mgmt For For
UMBRELLA PERFORMANCE-BASED PLAN FOR
EXECUTIVE OFFICERS.
4. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT AUDITORS FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
THE HACKETT GROUP INC Agenda Number: 933942927
--------------------------------------------------------------------------------------------------------------------------
Security: 404609109
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: HCKT
ISIN: US4046091090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN R. HARRIS Mgmt Withheld Against
EDWIN A. HUSTON Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt Abstain Against
1998 STOCK OPTION AND INCENTIVE PLAN TO
RAISE THE SUBLIMIT FOR RESTRICTED STOCK AND
RESTRICTED STOCK UNIT ISSUANCES UNDER THE
PLAN BY 750,000 SHARES AND TO INCREASE THE
TOTAL SHARES AVAILABLE FOR ISSUANCE UNDER
THE PLAN BY 750,000 SHARES.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt Against Against
APPROVAL OF EXECUTIVE OFFICER COMPENSATION.
4. TO RATIFY THE APPOINTMENT OF BDO USA LLP AS Mgmt For For
THE HACKETT GROUP, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
THE JONES GROUP INC. Agenda Number: 933933118
--------------------------------------------------------------------------------------------------------------------------
Security: 48020T101
Meeting Type: Special
Meeting Date: 07-Apr-2014
Ticker: JNY
ISIN: US48020T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE PROPOSAL TO ADOPT THE AGREEMENT AND Mgmt For For
PLAN OF MERGER DATED AS OF DECEMBER 19,
2013, BY AND AMONG THE JONES GROUP INC.,
JASPER PARENT LLC AND JASPER MERGER SUB,
INC., AS IT MAY BE AMENDED FROM TIME TO
TIME.
2. THE PROPOSAL TO ADJOURN THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE,
INCLUDING TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE INSUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO ESTABLISH A QUORUM
OR ADOPT THE MERGER AGREEMENT.
3. THE PROPOSAL TO APPROVE, ON A NON-BINDING, Mgmt For For
ADVISORY BASIS, THE "GOLDEN PARACHUTE
COMPENSATION" PAYABLE TO THE JONES GROUP
INC.'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
THE L.S. STARRETT COMPANY Agenda Number: 933879338
--------------------------------------------------------------------------------------------------------------------------
Security: 855668109
Meeting Type: Annual
Meeting Date: 16-Oct-2013
Ticker: SCX
ISIN: US8556681091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD B. KENNEDY Mgmt Withheld Against
TERRY A. PIPER Mgmt Withheld Against
2. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014.
3. A STOCKHOLDER PROPOSAL THAT THE COMPANY'S Shr For Against
BOARD REDEEM THE RIGHTS ISSUED PURSUANT TO
THE COMPANY'S RIGHTS AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
THE LACLEDE GROUP, INC. Agenda Number: 933908266
--------------------------------------------------------------------------------------------------------------------------
Security: 505597104
Meeting Type: Annual
Meeting Date: 30-Jan-2014
Ticker: LG
ISIN: US5055971049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD L. GLOTZBACH Mgmt For For
W. STEPHEN MARITZ Mgmt For For
JOHN P. STUPP, JR. Mgmt For For
2. ADVISORY APPROVAL OF RESOLUTION TO APPROVE Mgmt For For
COMPENSATION OF NAMED EXECUTIVES.
3. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANT FOR THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
THE NAVIGATORS GROUP, INC. Agenda Number: 933972514
--------------------------------------------------------------------------------------------------------------------------
Security: 638904102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: NAVG
ISIN: US6389041020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SAUL L. BASCH Mgmt For For
H.J. MERVYN BLAKENEY Mgmt For For
TERENCE N. DEEKS Mgmt For For
STANLEY A. GALANSKI Mgmt For For
GEOFFREY E. JOHNSON Mgmt For For
JOHN F. KIRBY Mgmt For For
ROBERT V. MENDELSOHN Mgmt For For
DAVID M. PLATTER Mgmt For For
JANICE C. TOMLINSON Mgmt For For
MARC M. TRACT Mgmt For For
2 PASS AN ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
3 RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
INDEPENDENT AUDITORS OF THE COMPANY TO
EXAMINE AND REPORT ON THE DECEMBER 31, 2014
FINANCIAL STATEMENTS.
--------------------------------------------------------------------------------------------------------------------------
THE PANTRY, INC. Agenda Number: 933924486
--------------------------------------------------------------------------------------------------------------------------
Security: 698657103
Meeting Type: Annual
Meeting Date: 13-Mar-2014
Ticker: PTRY
ISIN: US6986571031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
TODD E. DIENER Mgmt For *
JAMES C. PAPPAS Mgmt For *
JOSHUA E. SCHECHTER Mgmt For *
MGT NOM: T. W. DICKSON Mgmt For *
MGT NOM: W. A. FINNEGAN Mgmt For *
MGT NOM: KATHLEEN GUION Mgmt For *
MGT NOM: D. G. HATCHELL Mgmt For *
MGT NOM: T. L. MCELROY Mgmt For *
MGT NOM: MARK D. MILES Mgmt For *
2 COMPANY'S PROPOSAL TO APPROVE ADVISORY Mgmt For *
(NONBINDING) VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION.
3 COMPANY'S PROPOSAL TO RATIFY THE Mgmt For *
APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY AND ITS SUBSIDIARIES
FOR THE FISCAL YEAR ENDING SEPTEMBER 25,
2014.
4 SHAREHOLDER'S PROPOSAL TO CONSIDER ON AN Shr For *
ADVISORY (NONBINDING) BASIS, IF PRESENTED,
A SHAREHOLDER PROPOSAL REQUESTING A HUMAN
RIGHTS REPORT.
--------------------------------------------------------------------------------------------------------------------------
THE PEP BOYS - MANNY, MOE & JACK Agenda Number: 934000148
--------------------------------------------------------------------------------------------------------------------------
Security: 713278109
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: PBY
ISIN: US7132781094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JANE SCACCETTI Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN T. SWEETWOOD Mgmt For For
1C. ELECTION OF DIRECTOR: M. SHAN ATKINS Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT H. HOTZ Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES A. MITAROTONDA Mgmt For For
1F. ELECTION OF DIRECTOR: NICK WHITE Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL R. ODELL Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT ROSENBLATT Mgmt For For
1I. ELECTION OF DIRECTOR: ANDREA M. WEISS Mgmt For For
2. AN ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
3. THE RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. THE RE-APPROVAL OF OUR ANNUAL INCENTIVE Mgmt For For
BONUS PLAN... (DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL)
5. THE AMENDMENT AND RESTATEMENT OF OUR STOCK Mgmt For For
INCENTIVE PLAN TO EXTEND ITS TERM THROUGH
DECEMBER 31, 2019 AND TO PROVIDE AN
ADDITIONAL 2,000,000 SHARES AVAILABLE FOR
AWARD ISSUANCES THEREUNDER
--------------------------------------------------------------------------------------------------------------------------
THE WET SEAL, INC. Agenda Number: 933993582
--------------------------------------------------------------------------------------------------------------------------
Security: 961840105
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: WTSL
ISIN: US9618401056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: LYNDA J. DAVEY Mgmt For For
1.2 ELECTION OF DIRECTOR: JOHN D. GOODMAN Mgmt For For
1.3 ELECTION OF DIRECTOR: NANCY LUBLIN Mgmt For For
1.4 ELECTION OF DIRECTOR: JOHN S. MILLS Mgmt For For
1.5 ELECTION OF DIRECTOR: KENNETH M. REISS Mgmt For For
1.6 ELECTION OF DIRECTOR: ADAM L. ROTHSTEIN Mgmt For For
1.7 ELECTION OF DIRECTOR: DEENA VARSHAVSKAYA Mgmt For For
2 APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE WET SEAL, INC.'S NAMED
EXECUTIVE OFFICERS.
3 THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
WET SEAL, INC. FOR FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
THE YORK WATER COMPANY Agenda Number: 933936342
--------------------------------------------------------------------------------------------------------------------------
Security: 987184108
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: YORW
ISIN: US9871841089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT P. NEWCOMER Mgmt For For
ERNEST J. WATERS Mgmt For For
2. APPOINT PARENTEBEARD LLC AS AUDITORS: TO Mgmt For For
RATIFY THE APPOINTMENT OF PARENTEBEARD LLC
AS AUDITORS.
3. SAY ON PAY: TO APPROVE, BY NON-BINDING Mgmt For For
VOTE, THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
4. EMPLOYEES' STOCK PURCHASE PLAN: TO APPROVE Mgmt For For
THE YORK WATER COMPANY EMPLOYEES' STOCK
PURCHASE PLAN, AS AMENDED OCTOBER 1, 2013.
--------------------------------------------------------------------------------------------------------------------------
THERMON GROUP HOLDINGS, INC. Agenda Number: 933851241
--------------------------------------------------------------------------------------------------------------------------
Security: 88362T103
Meeting Type: Annual
Meeting Date: 01-Aug-2013
Ticker: THR
ISIN: US88362T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RODNEY L. BINGHAM Mgmt For For
MARCUS J. GEORGE Mgmt For For
RICHARD E. GOODRICH Mgmt For For
KEVIN J. MCGINTY Mgmt For For
JOHN T. NESSER, III Mgmt For For
MICHAEL W. PRESS Mgmt For For
STEPHEN A. SNIDER Mgmt For For
CHARLES A. SORRENTINO Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 31, 2014
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
EXECUTIVE OFFICERS AS DESCRIBED IN THE
PROXY STATEMENT
4. TO APPROVE THE AMENDED AND RESTATED THERMON Mgmt For For
GROUP HOLDINGS, INC. 2011 LONG-TERM
INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
THOMAS PROPERTIES GROUP, INC. Agenda Number: 933900474
--------------------------------------------------------------------------------------------------------------------------
Security: 884453101
Meeting Type: Special
Meeting Date: 17-Dec-2013
Ticker: TPGI
ISIN: US8844531017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF SEPTEMBER 4, 2013, BY AND AMONG
PARKWAY PROPERTIES, INC. ("PARKWAY"),
PARKWAY PROPERTIES LP, PKY MASTERS, LP,
THOMAS PROPERTIES GROUP, INC. ("TPGI"), AND
THOMAS PROPERTIES GROUP, L.P., AS IT MAY BE
AMENDED OR MODIFIED FROM TIME TO TIME, AND
... (DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL)
2. TO APPROVE, ON AN ADVISORY, NON-BINDING Mgmt Against Against
BASIS, THE SPECIFIED COMPENSATION THAT MAY
BECOME PAYABLE TO THE NAMED EXECUTIVE
OFFICERS OF TPGI IN CONNECTION WITH THE
MERGER, AS DISCLOSED IN THE TABLE UNDER
"THE MERGERS-QUANTIFICATION OF POTENTIAL
PAYMENTS TO NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE,
INCLUDING ADJOURNMENT TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO APPROVE
THE PROPOSAL TO ADOPT THE AGREEMENT AND
PLAN OF MERGER
--------------------------------------------------------------------------------------------------------------------------
TILE SHOP HOLDINGS, INC. Agenda Number: 933846276
--------------------------------------------------------------------------------------------------------------------------
Security: 88677Q109
Meeting Type: Annual
Meeting Date: 23-Jul-2013
Ticker: TTS
ISIN: US88677Q1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER J. JACULLO III Mgmt For For
ADAM L. SUTTIN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3. TO APPROVE THE 2012 OMNIBUS AWARD PLAN. Mgmt Against Against
4. TO APPROVE THE PERFORMANCE GOALS OF THE Mgmt For For
2012 OMNIBUS AWARD PLAN.
5. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, NAMED EXECUTIVE OFFICER
COMPENSATION.
6. TO RECOMMEND, ON A NON-BINDING ADVISORY Mgmt 1 Year For
BASIS, THE FREQUENCY OF NAMED EXECUTIVE
OFFICER COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
TITAN INTERNATIONAL, INC. Agenda Number: 933949604
--------------------------------------------------------------------------------------------------------------------------
Security: 88830M102
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: TWI
ISIN: US88830M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD M. CASHIN, JR. Mgmt Withheld Against
ALBERT J. FEBBO Mgmt Withheld Against
GARY L. COWGER Mgmt For For
2. TO RATIFY THE SELECTION OF GRANT THORNTON Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. TO APPROVE A NON-BINDING ADVISORY Mgmt Against Against
RESOLUTION ON EXECUTIVE COMPENSATION.
4. TO APPROVE AMENDMENTS TO THE COMPANY'S Mgmt For For
BYLAWS.
--------------------------------------------------------------------------------------------------------------------------
TOMPKINS FINANCIAL CORPORATION Agenda Number: 933962967
--------------------------------------------------------------------------------------------------------------------------
Security: 890110109
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: TMP
ISIN: US8901101092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN E. ALEXANDER Mgmt For For
PAUL J. BATTAGLIA Mgmt For For
DANIEL J. FESSENDEN Mgmt For For
JAMES W. FULMER Mgmt For For
JAMES R. HARDIE Mgmt For For
CARL E. HAYNES Mgmt For For
SUSAN A. HENRY Mgmt For For
PATRICIA A. JOHNSON Mgmt For For
FRANK C. MILEWSKI Mgmt For For
SANDRA A. PARKER Mgmt Withheld Against
THOMAS R. ROCHON Mgmt For For
STEPHEN S. ROMAINE Mgmt For For
MICHAEL H. SPAIN Mgmt For For
WILLIAM D. SPAIN, JR. Mgmt For For
ALFRED J. WEBER Mgmt For For
CRAIG YUNKER Mgmt For For
2. RATIFY THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM, KPMG
LLP, AS THE COMPANY'S INDEPENDENT AUDITOR
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2014.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS, AS DESCRIBED IN THE 2014 PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
TORNIER NV Agenda Number: 934040445
--------------------------------------------------------------------------------------------------------------------------
Security: N87237108
Meeting Type: Annual
Meeting Date: 26-Jun-2014
Ticker: TRNX
ISIN: NL0009693746
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF ALAIN TORNIER FOR NON-EXECUTIVE Mgmt No vote
DIRECTOR. MARK "FOR" TO ELECT TORNIER.
1B. ELECTION OF ELIZABETH H. WEATHERMAN FOR Mgmt No vote
NON-EXECUTIVE DIRECTOR. MARK "FOR" TO ELECT
WEATHERMAN.
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt No vote
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt No vote
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4. APPOINTMENT OF E&Y ACCOUNTANTS LLP AS OUR Mgmt No vote
AUDITOR FOR OUR DUTCH STATUTORY ANNUAL
ACCOUNTS.
5. ADOPTION OF OUR DUTCH STATUTORY ANNUAL Mgmt No vote
ACCOUNTS FOR THE FISCAL YEAR ENDED DECEMBER
29, 2013.
6. AUTHORIZATION OF THE PREPARATION OF OUR Mgmt No vote
DUTCH STATUTORY ANNUAL ACCOUNTS AND ANNUAL
REPORT OF THE BOARD OF DIRECTORS REQUIRED
BY DUTCH LAW IN THE ENGLISH LANGUAGE.
7. RELEASE OF THE MEMBERS OF OUR BOARD OF Mgmt No vote
DIRECTORS FROM LIABILITY WITH RESPECT TO
THE EXERCISE OF THEIR DUTIES.
8. AUTHORIZATION OF BOARD TO REPURCHASE UP TO Mgmt No vote
10% OF ISSUED SHARE CAPITAL, ALL AS MORE
FULLY DESCRIBED IN THE PROXY MATERIAL.
9. AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt No vote
ISSUE ORDINARY SHARES OR GRANT RIGHTS TO
SUBSCRIBE FOR ORDINARY SHARES UP TO OUR
MAXIMUM AUTHORIZED SHARE CAPITAL AT THE
TIME OF THE ISSUE UNTIL JUNE 26, 2019.
10. AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt No vote
RESOLVE TO EXCLUDE OR RESTRICT OUR
SHAREHOLDERS' PRE-EMPTIVE RIGHTS UNDER
DUTCH LAW WITH RESPECT TO THE ORDINARY
SHARES AND RIGHTS TO SUBSCRIBE THEREFOR
THAT THE BOARD OF DIRECTORS MAY ISSUE OR
GRANT PURSUANT TO THE AUTHORITY IN VOTING
ITEM 9 ABOVE UNTIL JUNE 26, 2019.
--------------------------------------------------------------------------------------------------------------------------
TOWER INTERNATIONAL, INC Agenda Number: 933950429
--------------------------------------------------------------------------------------------------------------------------
Security: 891826109
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: TOWR
ISIN: US8918261095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK ENGLISH, JR. Mgmt For For
JONATHAN GALLEN Mgmt For For
2. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE COMPANY'S 2010 EQUITY INCENTIVE
PLAN.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP, AS THE COMPANY'S REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
TOWN SPORTS INTERNATIONAL HLDGS, INC. Agenda Number: 933941040
--------------------------------------------------------------------------------------------------------------------------
Security: 89214A102
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: CLUB
ISIN: US89214A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. GIARDINA Mgmt For For
PAUL N. ARNOLD Mgmt For For
BRUCE C. BRUCKMANN Mgmt For For
J. RICE EDMONDS Mgmt For For
JOHN H. FLOOD III Mgmt For For
THOMAS J. GALLIGAN III Mgmt For For
KEVIN MCCALL Mgmt For For
2 PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION: TO Mgmt For For
APPROVE, IN A NON-BINDING ADVISORY VOTE,
THE COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
TRANSACT TECHNOLOGIES INCORPORATED Agenda Number: 933962169
--------------------------------------------------------------------------------------------------------------------------
Security: 892918103
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: TACT
ISIN: US8929181035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS R. SCHWARZ Mgmt For For
BART C. SHULDMAN Mgmt For For
2 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3 APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 APPROVAL OF OUR 2014 EQUITY INCENTIVE PLAN. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TRANSCEPT PHARMACEUTICALS, INC. Agenda Number: 933907353
--------------------------------------------------------------------------------------------------------------------------
Security: 89354M106
Meeting Type: Special
Meeting Date: 19-Dec-2013
Ticker: TSPT
ISIN: US89354M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO REQUEST THAT THE BOARD OF DIRECTORS TAKE Mgmt Against For
ALL ACTIONS NECESSARY TO ELIMINATE THE TAX
BENEFIT PRESERVATION PLAN, DATED AS OF
SEPTEMBER 13, 2013, BY AND BETWEEN
TRANSCEPT AND AMERICAN STOCK TRANSFER &
TRUST COMPANY, LLC.
2.1 TO REMOVE CHRISTOPHER B. EHRLICH WITHOUT Mgmt Against For
CAUSE AS DIRECTOR OF TRANSCEPT.
2.2 TO REMOVE GLENN A. OCLASSEN WITHOUT CAUSE Mgmt Against For
AS DIRECTOR OF TRANSCEPT.
2.3 TO REMOVE JAKE R. NUNN WITHOUT CAUSE AS Mgmt Against For
DIRECTOR OF TRANSCEPT.
2.4 TO REMOVE G. KIRK RAAB WITHOUT CAUSE AS Mgmt Against For
DIRECTOR OF TRANSCEPT.
2.5 TO REMOVE, ANY OTHER PERSON ELECTED OR Mgmt Against For
APPOINTED TO THE BOARD OF TRANSCEPT SINCE
OCTOBER 2, 2013 TO BECOME A MEMBER OF THE
BOARD AT ANY FUTURE TIME OR UPON ANY EVENT,
WITHOUT CAUSE AS DIRECTORS OF TRANSCEPT.
--------------------------------------------------------------------------------------------------------------------------
TRAVELZOO INC. Agenda Number: 933863690
--------------------------------------------------------------------------------------------------------------------------
Security: 89421Q106
Meeting Type: Annual
Meeting Date: 12-Sep-2013
Ticker: TZOO
ISIN: US89421Q1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF TWO AMENDMENTS TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO EFFECT A
REVERSE SPLIT OF THE COMPANY'S OUTSTANDING
COMMON STOCK AT A RATIO OF 1-FOR-25
FOLLOWED IMMEDIATELY BY A FORWARD SPLIT OF
THE COMPANY'S OUTSTANDING COMMON STOCK AT
RATIO OF 25-FOR-1.
02 DIRECTOR
HOLGER BARTEL Mgmt For For
RALPH BARTEL Mgmt For For
DAVID EHRLICH Mgmt For For
DONOVAN NEALE-MAY Mgmt For For
MARY REILLY Mgmt For For
03 ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
NAMED EXECUTIVE OFFICERS OF THE COMPANY
04 SHAREHOLDER PROPOSAL REGARDING THE Shr For
IMPLEMENTATION OF MAJORITY VOTING FOR
UNCONTESTED DIRECTOR ELECTIONS
--------------------------------------------------------------------------------------------------------------------------
TRAVELZOO INC. Agenda Number: 933950772
--------------------------------------------------------------------------------------------------------------------------
Security: 89421Q205
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: TZOO
ISIN: US89421Q2057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HOLGER BARTEL Mgmt For For
RALPH BARTEL Mgmt For For
MICHAEL KARG Mgmt For For
DONOVAN NEALE-MAY Mgmt For For
MARY REILLY Mgmt For For
2 APPROVAL OF STOCK OPTIONS GRANT UNDER A Mgmt For For
NONQUALIFIED STOCK OPTION AGREEMENT
3 ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
NAMED EXECUTIVE OFFICERS OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
TRC COMPANIES, INC. Agenda Number: 933892437
--------------------------------------------------------------------------------------------------------------------------
Security: 872625108
Meeting Type: Annual
Meeting Date: 03-Dec-2013
Ticker: TRR
ISIN: US8726251080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRIEDRICH K.M. BOHM Mgmt For For
JOHN A. CARRIG Mgmt For For
F. THOMAS CASEY Mgmt For For
STEPHEN M. DUFF Mgmt For For
RICHARD H. GROGAN Mgmt For For
ROBERT W. HARVEY Mgmt For For
CHRISTOPHER P. VINCZE Mgmt For For
DENNIS E. WELCH Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITORS TO AUDIT THE COMPANY'S FINANCIAL
STATEMENTS FOR THE FISCAL YEAR ENDING JUNE
30, 2014.
--------------------------------------------------------------------------------------------------------------------------
TREDEGAR CORPORATION Agenda Number: 933976245
--------------------------------------------------------------------------------------------------------------------------
Security: 894650100
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: TG
ISIN: US8946501009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GEORGE A. NEWBILL Mgmt For For
(2017)
1B. ELECTION OF DIRECTOR: KENNETH R. NEWSOME Mgmt For For
(2017)
1C. ELECTION OF DIRECTOR: GREGORY A. PRATT Mgmt For For
(2017)
1D. ELECTION OF DIRECTOR: CARL E. TACK, III Mgmt For For
(2017)
2. ELECTION OF DIRECTOR: R. GREGORY WILLIAMS Mgmt For For
(2015)
3. RE-APPROVAL OF THE MATERIAL TERMS OF THE Mgmt Against Against
PERFORMANCE GOALS UNDER THE AMENDED AND
RESTATED 2004 EQUITY INCENTIVE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
TREDEGAR FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
TREE.COM, INC. Agenda Number: 933996134
--------------------------------------------------------------------------------------------------------------------------
Security: 894675107
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: TREE
ISIN: US8946751075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NEAL DERMER Mgmt For For
PETER HORAN Mgmt For For
W. MAC LACKEY Mgmt For For
DOUGLAS LEBDA Mgmt For For
JOSEPH LEVIN Mgmt For For
STEVEN OZONIAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2014 FISCAL YEAR.
3. APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt Against Against
THE THIRD AMENDED AND RESTATED TREE.COM
2008 STOCK AND ANNUAL INCENTIVE PLAN.
4. APPROVAL OF THE ADVISORY (NON-BINDING) Mgmt Against Against
RESOLUTION RELATING TO EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TREX COMPANY, INC. Agenda Number: 933931241
--------------------------------------------------------------------------------------------------------------------------
Security: 89531P105
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: TREX
ISIN: US89531P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JAY M. GRATZ Mgmt For For
RONALD W. KAPLAN Mgmt For For
GERALD VOLAS Mgmt For For
2 TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS
3 TO APPROVE AN AMENDMENT TO THE TREX Mgmt For For
COMPANY, INC. RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK, $0.01
PAR VALUE PER SHARE, FROM 40,000,000 TO
80,000,000
4 TO APPROVE THE TREX COMPANY, INC. 2014 Mgmt For For
STOCK INCENTIVE PLAN
5 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS TREX COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2014 FISCAL YEAR
--------------------------------------------------------------------------------------------------------------------------
TRIANGLE PETROLEUM CORPORATION Agenda Number: 933861800
--------------------------------------------------------------------------------------------------------------------------
Security: 89600B201
Meeting Type: Annual
Meeting Date: 30-Aug-2013
Ticker: TPLM
ISIN: US89600B2016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER HILL Mgmt For For
JONATHAN SAMUELS Mgmt For For
F. GARDNER PARKER Mgmt For For
GUS HALAS Mgmt For For
RANDAL MATKALUK Mgmt For For
ROY A. ANEED Mgmt Withheld Against
2. PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. PROPOSAL TO APPROVE THE AUTHORIZATION OF Mgmt For For
40,000,000 SHARES OF PREFERRED STOCK
4. PROPOSAL TO APPROVE THE STOCK OPTION Mgmt Against Against
AGREEMENT FOR OUR CHIEF EXECUTIVE OFFICER
5. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt Against Against
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS SET FORTH IN THE
PROXY STATEMENT
6. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt 1 Year Against
THE FREQUENCY OF THE ADVISORY VOTE ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS ONCE EVERY ONE, TWO, OR
THREE YEARS
--------------------------------------------------------------------------------------------------------------------------
TRIMAS CORPORATION Agenda Number: 933959427
--------------------------------------------------------------------------------------------------------------------------
Security: 896215209
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: TRS
ISIN: US8962152091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD M. GABRYS Mgmt For For
EUGENE A. MILLER Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3 APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
TRIPLE-S MANAGEMENT CORPORATION Agenda Number: 933937154
--------------------------------------------------------------------------------------------------------------------------
Security: 896749108
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: GTS
ISIN: PR8967491088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ADAMINA SOTO-MARTINEZ Mgmt For For
1B. ELECTION OF DIRECTOR: JORGE L. Mgmt For For
FUENTES-BENEJAM
1C. ELECTION OF DIRECTOR: FRANCISCO J. Mgmt For For
TONARELY-BARRETO
2. RATIFICATION OF THE SELECTION OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
TRUE RELIGION APPAREL, INC. Agenda Number: 933855124
--------------------------------------------------------------------------------------------------------------------------
Security: 89784N104
Meeting Type: Special
Meeting Date: 29-Jul-2013
Ticker: TRLG
ISIN: US89784N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE ADOPTION AND APPROVAL OF THE AGREEMENT Mgmt For For
AND PLAN OF MERGER, DATED AS OF MAY 10,
2013, AMONG TRLG HOLDINGS, LLC, ("PARENT"),
TRLG MERGER SUB, INC., ("MERGER SUB") AND
TRUE RELIGION APPAREL, INC., PURSUANT TO
WHICH MERGER SUB WILL MERGE WITH AND INTO
TRUE RELIGION APPAREL, INC. (THE "MERGER"),
AND THE TRANSACTIONS CONTEMPLATED THEREBY,
INCLUDING THE MERGER.
02 THE APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF CERTAIN COMPENSATION ARRANGEMENTS
FOR OUR NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER.
03 THE APPROVAL OF THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO PERMIT TRUE RELIGION
APPAREL, INC. TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO ADOPT AND APPROVE
THE AGREEMENT AND PLAN OF MERGER
--------------------------------------------------------------------------------------------------------------------------
TRUEBLUE, INC Agenda Number: 933955861
--------------------------------------------------------------------------------------------------------------------------
Security: 89785X101
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: TBI
ISIN: US89785X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEVEN C. COOPER Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS E. MCCHESNEY Mgmt For For
1C. ELECTION OF DIRECTOR: GATES MCKIBBIN Mgmt For For
1D. ELECTION OF DIRECTOR: JEFFREY B. SAKAGUCHI Mgmt For For
1E. ELECTION OF DIRECTOR: JOSEPH P. SAMBATARO, Mgmt For For
JR
1F. ELECTION OF DIRECTOR: BONNIE W. SOODIK Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM W. STEELE Mgmt For For
1H. ELECTION OF DIRECTOR: CRAIG E. TALL Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 26, 2014.
--------------------------------------------------------------------------------------------------------------------------
TRUSTCO BANK CORP NY Agenda Number: 933964303
--------------------------------------------------------------------------------------------------------------------------
Security: 898349105
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: TRST
ISIN: US8983491056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
A.J. MARINELLO, MD, PHD Mgmt For For
WILLIAM D. POWERS Mgmt For For
2. APPROVAL OF A NONBINDING ADVISORY Mgmt For For
RESOLUTION ON THE COMPENSATION OF TRUSTCO'S
NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF CROWE Mgmt For For
HORWATH LLP AS TRUSTCO'S INDEPENDENT
AUDITORS FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
TTM TECHNOLOGIES, INC. Agenda Number: 933931380
--------------------------------------------------------------------------------------------------------------------------
Security: 87305R109
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: TTMI
ISIN: US87305R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENTON K. ALDER Mgmt For For
PHILIP G. FRANKLIN Mgmt For For
2. APPROVE THE 2014 INCENTIVE COMPENSATION Mgmt For For
PLAN.
3. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
4. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 29, 2014.
--------------------------------------------------------------------------------------------------------------------------
TUESDAY MORNING CORPORATION Agenda Number: 933880608
--------------------------------------------------------------------------------------------------------------------------
Security: 899035505
Meeting Type: Annual
Meeting Date: 06-Nov-2013
Ticker: TUES
ISIN: US8990355054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN R. BECKER Mgmt For For
TERRY BURMAN Mgmt For For
WILLIAM MONTALTO Mgmt Withheld Against
RICHARD S. WILLIS Mgmt For For
R. MICHAEL ROULEAU Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JUNE 30, 2014.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
4. APPROVAL OF THE COMPANY'S CORPORATE Mgmt For For
EXECUTIVE ANNUAL INCENTIVE PLAN FOR
COMPLIANCE WITH INTERNAL REVENUE CODE
SECTION 162(M).
--------------------------------------------------------------------------------------------------------------------------
TUTOR PERINI CORPORATION Agenda Number: 933987565
--------------------------------------------------------------------------------------------------------------------------
Security: 901109108
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: TPC
ISIN: US9011091082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RONALD N. TUTOR Mgmt For For
MARILYN A. ALEXANDER Mgmt For For
PETER ARKLEY Mgmt For For
ROBERT BAND Mgmt For For
SIDNEY J. FELTENSTEIN Mgmt For For
MICHAEL R. KLEIN Mgmt For For
RAYMOND R. ONEGLIA Mgmt For For
DALE ANNE REISS Mgmt For For
DONALD D. SNYDER Mgmt For For
DICKRAN M. TEVRIZIAN JR Mgmt For For
2 THE RATIFICATION OF THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP, INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS, AS AUDITORS
OF TUTOR PERINI CORP. FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3 ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt Against Against
NAMED EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TWIN DISC, INCORPORATED Agenda Number: 933879352
--------------------------------------------------------------------------------------------------------------------------
Security: 901476101
Meeting Type: Annual
Meeting Date: 18-Oct-2013
Ticker: TWIN
ISIN: US9014761012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN H. BATTEN Mgmt For For
HAROLD M. STRATTON II Mgmt For For
MICHAEL C. SMILEY Mgmt For For
2. ADVISE APPROVAL OF THE COMPENSATION OF THE Mgmt For For
NAMED EXECUTIVE OFFICERS.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING JUNE 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
U.S. AUTO PARTS NETWORK, INC. Agenda Number: 933842216
--------------------------------------------------------------------------------------------------------------------------
Security: 90343C100
Meeting Type: Annual
Meeting Date: 09-Jul-2013
Ticker: PRTS
ISIN: US90343C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SHANE EVANGELIST Mgmt Withheld Against
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE INDEPENDENT AUDITOR OF U.S. AUTO PARTS
NETWORK, INC. FOR THE FISCAL YEAR ENDING
DECEMBER 28, 2013.
3. APPROVAL OF STOCK OPTION EXCHANGE PROGRAM. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
U.S. AUTO PARTS NETWORK, INC. Agenda Number: 933978415
--------------------------------------------------------------------------------------------------------------------------
Security: 90343C100
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: PRTS
ISIN: US90343C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSHUA L. BERMAN Mgmt For For
SOL KHAZANI Mgmt For For
ROBERT J. MAJTELES Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE INDEPENDENT AUDITOR OF U.S. AUTO PARTS
NETWORK, INC. FOR THE FISCAL YEAR ENDING
JANUARY 3, 2015.
3. SAY ON PAY - ADVISORY VOTE ON THE APPROVAL Mgmt For For
OF EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF CLASS I Mgmt For For
DIRECTOR BARBARA PALMER TO HOLD OFFICE
UNTIL THE 2016 ANNUAL MEETING OF
STOCKHOLDERS.
5. RATIFICATION OF THE APPOINTMENT OF CLASS Mgmt For For
III DIRECTOR BRADLEY E. WILSON TO HOLD
OFFICE UNTIL THE 2015 ANNUAL MEETING OF
STOCKHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
U.S. PHYSICAL THERAPY, INC. Agenda Number: 933981335
--------------------------------------------------------------------------------------------------------------------------
Security: 90337L108
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: USPH
ISIN: US90337L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JERALD L. PULLINS Mgmt For For
CHRISTOPHER J. READING Mgmt For For
LAWRANCE W. MCAFEE Mgmt For For
DANIEL C. ARNOLD Mgmt For For
MARK J. BROOKNER Mgmt For For
HARRY S. CHAPMAN Mgmt For For
BERNARD A. HARRIS, JR. Mgmt For For
MARLIN W. JOHNSTON Mgmt For For
REGINALD E. SWANSON Mgmt For For
CLAYTON K. TRIER Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
UBIQUITI NETWORKS, INC. Agenda Number: 933893112
--------------------------------------------------------------------------------------------------------------------------
Security: 90347A100
Meeting Type: Annual
Meeting Date: 13-Dec-2013
Ticker: UBNT
ISIN: US90347A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: RONALD SEGE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS UBIQUITI'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 30,
2014.
--------------------------------------------------------------------------------------------------------------------------
ULTRA CLEAN HOLDINGS, INC. Agenda Number: 933997263
--------------------------------------------------------------------------------------------------------------------------
Security: 90385V107
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: UCTT
ISIN: US90385V1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CLARENCE L. GRANGER Mgmt For For
SUSAN H. BILLAT Mgmt For For
JOHN CHENAULT Mgmt For For
DAVID T. IBNALE Mgmt For For
LEONID MEZHVINSKY Mgmt For For
EMILY MADDOX LIGGETT Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF ULTRA CLEAN
HOLDINGS, INC. FOR FISCAL 2014.
3. TO APPROVE, BY AN ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF ULTRA CLEAN'S NAMED
EXECUTIVE OFFICERS FOR FISCAL YEAR 2013 AS
DISCLOSED IN OUR PROXY STATEMENT FOR THE
2014 ANNUAL MEETING OF STOCKHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
ULTRALIFE CORPORATION Agenda Number: 933992251
--------------------------------------------------------------------------------------------------------------------------
Security: 903899102
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: ULBI
ISIN: US9038991025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN M. ANDERSON Mgmt For For
MICHAEL D. POPIELEC Mgmt For For
THOMAS L. SAELI Mgmt For For
ROBERT W. SHAW II Mgmt For For
RANJIT C. SINGH Mgmt For For
BRADFORD T. WHITMORE Mgmt For For
2. TO RATIFY THE SELECTION OF BONADIO & CO., Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. TO APPROVE A NEW LONG-TERM INCENTIVE PLAN Mgmt Against Against
AS THE SUCCESSOR PLAN TO THE EXISTING
RESTATED 2004 LONG-TERM INCENTIVE PLAN, AS
AMENDED, WHICH EXPIRES ON JUNE 10, 2014.
--------------------------------------------------------------------------------------------------------------------------
ULTRAPETROL (BAHAMAS) LIMITED Agenda Number: 933899986
--------------------------------------------------------------------------------------------------------------------------
Security: P94398107
Meeting Type: Annual
Meeting Date: 29-Nov-2013
Ticker: ULTR
ISIN: BSP943981071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE FINANCIAL STATEMENTS OF THE Mgmt For For
COMPANY FOR THE YEAR ENDED DECEMBER 31,
2012 AND THE AUDITOR'S REPORT THEREON
2.1 RE-ELECTION OF DIRECTOR: EDUARDO OJEA Mgmt For For
QUINTANA
2.2 RE-ELECTION OF DIRECTOR: HORACIO REYSER Mgmt Against Against
2.3 RE-ELECTION OF DIRECTOR: FELIPE MENENDEZ Mgmt Against Against
ROSS
2.4 RE-ELECTION OF DIRECTOR: RICARDO MENENDEZ Mgmt Against Against
ROSS
2.5 RE-ELECTION OF DIRECTOR: GONZALO ALENDE Mgmt Against Against
SERRA
2.6 RE-ELECTION OF DIRECTOR: FERNANDO BARROS Mgmt For For
TOCORNAL
2.7 RE-ELECTION OF DIRECTOR: GEORGE WOOD Mgmt For For
3. TO RATIFY AND CONFIRM ALL ACTS, Mgmt For For
TRANSACTIONS AND PROCEEDINGS OF DIRECTORS,
OFFICERS AND EMPLOYEES OF THE COMPANY FOR
THE FINANCIAL YEAR ENDED DECEMBER 31, 2012
AND INDEMNIFYING THE DIRECTORS, OFFICERS
AND EMPLOYEES AGAINST ALL CLAIMS, ACTIONS
AND PROCEEDINGS THAT MAY BE BROUGHT AGAINST
THEM AS A RESULT OF, ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
ULTRATECH, INC. Agenda Number: 933839031
--------------------------------------------------------------------------------------------------------------------------
Security: 904034105
Meeting Type: Annual
Meeting Date: 16-Jul-2013
Ticker: UTEK
ISIN: US9040341052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ARTHUR W. ZAFIROPOULO Mgmt For For
MICHAEL CHILD Mgmt For For
JOEL F. GEMUNDER Mgmt For For
NICHOLAS KONIDARIS Mgmt For For
DENNIS RANEY Mgmt For For
HENRI RICHARD Mgmt For For
RICK TIMMINS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3. TO APPROVE AN ADVISORY RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
UNIFI, INC. Agenda Number: 933877574
--------------------------------------------------------------------------------------------------------------------------
Security: 904677200
Meeting Type: Annual
Meeting Date: 23-Oct-2013
Ticker: UFI
ISIN: US9046772003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
WILLIAM J. ARMFIELD, IV Mgmt For For
R. ROGER BERRIER, JR. Mgmt For For
ARCHIBALD COX, JR. Mgmt For For
WILLIAM L. JASPER Mgmt For For
KENNETH G. LANGONE Mgmt Withheld Against
GEORGE R. PERKINS, JR. Mgmt For For
SUZANNE M. PRESENT Mgmt For For
G. ALFRED WEBSTER Mgmt For For
MITCHEL WEINBERGER Mgmt For For
2 APPROVAL OF THE UNIFI 2013 INCENTIVE Mgmt For For
COMPENSATION PLAN.
3 AN ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt Against Against
EXECUTIVE COMPENSATION.
4 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 29, 2014.
--------------------------------------------------------------------------------------------------------------------------
UNION FIRST MARKET BANKSHARES CORP Agenda Number: 933932623
--------------------------------------------------------------------------------------------------------------------------
Security: 90662P104
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: UBSH
ISIN: US90662P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BEVERLEY E. DALTON* Mgmt For For
THOMAS P. ROHMAN* Mgmt For For
CHARLES W. STEGER* Mgmt For For
KEITH L. WAMPLER* Mgmt For For
GLEN C. COMBS$ Mgmt For For
JAN S. HOOVER$ Mgmt For For
G. WILLIAM BEALE# Mgmt For For
GREGORY L. FISHER# Mgmt For For
PATRICK J. MCCANN# Mgmt For For
ALAN W. MYERS# Mgmt For For
LINDA V. SCHREINER# Mgmt For For
RAYMOND D. SMOOT, JR.# Mgmt For For
4. TO AMEND THE COMPANY'S ARTICLES OF Mgmt For For
INCORPORATION TO CHANGE THE COMPANY'S NAME
TO "UNION BANKSHARES CORPORATION"
5. TO RATIFY THE APPOINTMENT OF YOUNT, HYDE & Mgmt For For
BARBOUR, P. C. AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
6. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS SET FORTH IN
THE PROXY STATEMENT
--------------------------------------------------------------------------------------------------------------------------
UNISYS CORPORATION Agenda Number: 933937178
--------------------------------------------------------------------------------------------------------------------------
Security: 909214306
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: UIS
ISIN: US9092143067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JARED L. COHON Mgmt For For
1B. ELECTION OF DIRECTOR: J. EDWARD COLEMAN Mgmt For For
1C. ELECTION OF DIRECTOR: ALISON DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: NATHANIEL A. DAVIS Mgmt For For
1E. ELECTION OF DIRECTOR: DENISE K. FLETCHER Mgmt For For
1F. ELECTION OF DIRECTOR: LESLIE F. KENNE Mgmt For For
1G. ELECTION OF DIRECTOR: LEE D. ROBERTS Mgmt For For
1H. ELECTION OF DIRECTOR: PAUL E. WEAVER Mgmt For For
2. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
UNITED BANKSHARES, INC. Agenda Number: 933967626
--------------------------------------------------------------------------------------------------------------------------
Security: 909907107
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: UBSI
ISIN: US9099071071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD M. ADAMS Mgmt For For
ROBERT G. ASTORG Mgmt For For
W. GASTON CAPERTON, III Mgmt For For
PETER A. CONVERSE Mgmt For For
LAWRENCE K. DOLL Mgmt For For
W. DOUGLAS FISHER Mgmt For For
THEODORE J. GEORGELAS Mgmt For For
DOUGLAS J. LEECH Mgmt For For
JOHN M. MCMAHON Mgmt For For
J. PAUL MCNAMARA Mgmt For For
MARK R. NESSELROAD Mgmt For For
WILLIAM C. PITT, III Mgmt For For
MARY K. WEDDLE Mgmt For For
GARY G. WHITE Mgmt For For
P. CLINTON WINTER, JR. Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP TO ACT AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF UNITED'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
UNITED COMMUNITY BANKS, INC. Agenda Number: 933963793
--------------------------------------------------------------------------------------------------------------------------
Security: 90984P303
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: UCBI
ISIN: US90984P3038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
W.C. NELSON, JR. Mgmt For For
JIMMY C. TALLENT Mgmt For For
ROBERT H. BLALOCK Mgmt For For
CLIFFORD V. BROKAW Mgmt For For
L. CATHY COX Mgmt For For
STEVEN J. GOLDSTEIN Mgmt For For
THOMAS A. RICHLOVSKY Mgmt For For
TIM R. WALLIS Mgmt For For
2 APPROVAL OF AN ADVISORY "SAY ON PAY" Mgmt For For
RESOLUTION SUPPORTING THE COMPENSATION PLAN
FOR EXECUTIVE OFFICERS:
3 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANT FOR 2014:
--------------------------------------------------------------------------------------------------------------------------
UNITED COMMUNITY FINANCIAL CORP. Agenda Number: 933863537
--------------------------------------------------------------------------------------------------------------------------
Security: 909839102
Meeting Type: Annual
Meeting Date: 27-Aug-2013
Ticker: UCFC
ISIN: US9098391025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PATRICK W. BEVACK Mgmt For For
SCOTT N. CREWSON Mgmt For For
2. AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF UCFC'S NAMED EXECUTIVE
OFFICERS.
3. AN ADVISORY VOTE REGARDING WHETHER Mgmt 1 Year For
EXECUTIVE COMPENSATION SHOULD BE PRESENTED
TO THE SHAREHOLDERS EVERY ONE, TWO OR THREE
YEARS.
4. THE RATIFICATION OF THE SELECTION OF CROWE Mgmt For For
HORWATH LLP, CERTIFIED PUBLIC ACCOUNTANTS,
AS THE AUDITORS OF UCFC FOR THE CURRENT
FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
UNITED COMMUNITY FINANCIAL CORP. Agenda Number: 933978972
--------------------------------------------------------------------------------------------------------------------------
Security: 909839102
Meeting Type: Annual
Meeting Date: 27-May-2014
Ticker: UCFC
ISIN: US9098391025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD J. SCHIRALDI Mgmt For For
GARY M. SMALL Mgmt For For
2. AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF UCFC'S NAMED EXECUTIVE
OFFICERS.
3. THE RATIFICATION OF THE SELECTION OF CROWE Mgmt For For
HORWATH LLP, CERTIFIED PUBLIC ACCOUNTANTS,
AS THE AUDITORS OF UCFC FOR THE CURRENT
FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
UNITED FINANCIAL BANCORP, INC. Agenda Number: 933923294
--------------------------------------------------------------------------------------------------------------------------
Security: 91030T109
Meeting Type: Special
Meeting Date: 08-Apr-2014
Ticker: UBNK
ISIN: US91030T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A PROPOSAL TO APPROVE THE AGREEMENT AND Mgmt For For
PLAN OF MERGER, DATED AS OF NOVEMBER 14,
2013, BY AND BETWEEN UNITED FINANCIAL
BANCORP, INC. ("UNITED") AND ROCKVILLE
FINANCIAL, INC. ("ROCKVILLE"), PURSUANT TO
WHICH UNITED WILL MERGE WITH AND INTO
ROCKVILLE, AS MORE FULLY DESCRIBED IN THE
ACCOMPANYING JOINT PROXY
STATEMENT/PROSPECTUS.
2. A PROPOSAL TO ADJOURN THE UNITED SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE
UNITED MERGER PROPOSAL.
3. A PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, THE COMPENSATION THAT
CERTAIN EXECUTIVE OFFICERS OF UNITED MAY
RECEIVE IN CONNECTION WITH THE MERGER
PURSUANT TO EXISTING AGREEMENTS OR
ARRANGEMENTS WITH UNITED.
--------------------------------------------------------------------------------------------------------------------------
UNITED FIRE GROUP, INC. Agenda Number: 933959491
--------------------------------------------------------------------------------------------------------------------------
Security: 910340108
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: UFCS
ISIN: US9103401082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT L. CARLTON Mgmt For For
DOUGLAS M. HULTQUIST Mgmt For For
CASEY D. MAHON Mgmt For For
RANDY A. RAMLO Mgmt For For
SUSAN E. VOSS Mgmt For For
2. TO APPROVE THE AMENDMENT OF UNITED FIRE Mgmt For For
GROUP, INC.'S STOCK PLAN.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS UNITED FIRE GROUP, INC'S.
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
4. "RESOLVED, THAT THE COMPENSATION PAID TO Mgmt For For
UNITED FIRE GROUP, INC.'S NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN THE PROXY
STATEMENT UNDER EXECUTIVE COMPENSATION,
INCLUDING THE COMPENSATION DISCUSSION AND
ANALYSIS, THE COMPENSATION TABLES AND OTHER
NARRATIVE DISCLOSURE THEREIN, IS HEREBY
APPROVED."
--------------------------------------------------------------------------------------------------------------------------
UNITED ONLINE, INC. Agenda Number: 933861331
--------------------------------------------------------------------------------------------------------------------------
Security: 911268100
Meeting Type: Special
Meeting Date: 05-Sep-2013
Ticker: UNTD
ISIN: US9112681005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt For For
EFFECT, IN ITS DISCRETION, A REVERSE STOCK
SPLIT OF THE COMMON STOCK OF UNITED ONLINE,
INC., AT A REVERSE STOCK SPLIT RATIO OF
1-FOR-3, 1-FOR-4, 1-FOR-5, 1-FOR-6, OR
1-FOR-7, AS DETERMINED BY THE BOARD OF
DIRECTORS.
2. APPROVAL OF A CORRESPONDING AMENDMENT TO Mgmt For For
UNITED ONLINE, INC.'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO EFFECT THE
REVERSE STOCK SPLIT AND TO REDUCE
PROPORTIONATELY THE TOTAL NUMBER OF SHARES
OF COMMON STOCK THAT UNITED ONLINE, INC. IS
AUTHORIZED TO ISSUE, SUBJECT TO THE BOARD
OF DIRECTORS' AUTHORITY TO ABANDON SUCH
AMENDMENT.
3. APPROVAL OF THE ADOPTION AND IMPLEMENTATION Mgmt For For
OF THE UNITED ONLINE, INC. 2010 EMPLOYEE
STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
UNITED ONLINE, INC. Agenda Number: 934001936
--------------------------------------------------------------------------------------------------------------------------
Security: 911268209
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: UNTD
ISIN: US9112682094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FRANCIS LOBO Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD G. PHANSTIEL Mgmt For For
1C. ELECTION OF DIRECTOR: DR. CAROL A. SCOTT, Mgmt For For
PHD
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3. TO APPROVE AN ADVISORY RESOLUTION REGARDING Mgmt Against Against
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
UNITED STATES LIME & MINERALS, INC. Agenda Number: 933961395
--------------------------------------------------------------------------------------------------------------------------
Security: 911922102
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: USLM
ISIN: US9119221029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
T.W. BYRNE Mgmt For For
R.W. CARDIN Mgmt For For
A.M. DOUMET Mgmt Withheld Against
B.R. HUGHES Mgmt For For
E.A. ODISHAW Mgmt For For
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt Against Against
BASIS, THE COMPANY'S EXECUTIVE
COMPENSATION.
3. TO APPROVE THE UNITED STATES LIME & Mgmt For For
MINERALS, INC. AMENDED AND RESTATED 2001
LONG-TERM INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
UNITED-GUARDIAN, INC. Agenda Number: 933975736
--------------------------------------------------------------------------------------------------------------------------
Security: 910571108
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: UG
ISIN: US9105711082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT S. RUBINGER Mgmt Withheld Against
KENNETH H. GLOBUS Mgmt Withheld Against
LAWRENCE F. MAIETTA Mgmt Withheld Against
ARTHUR M. DRESNER Mgmt For For
ANDREW A. BOCCONE Mgmt For For
C.W. NOLAN, SR. Mgmt For For
2. APPROVAL ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF BAKER Mgmt For For
TILLY VIRCHOW KRAUSE LLP AS THE INDEPENDENT
PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
UNITIL CORPORATION Agenda Number: 933938310
--------------------------------------------------------------------------------------------------------------------------
Security: 913259107
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: UTL
ISIN: US9132591077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT V. ANTONUCCI Mgmt For For
DAVID P. BROWNELL Mgmt For For
ALBERT H. ELFNER, III Mgmt For For
MICHAEL B. GREEN Mgmt For For
M. BRIAN O'SHAUGHNESSY Mgmt For For
2. TO RATIFY THE SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM, DELOITTE
& TOUCHE LLP, FOR FISCAL YEAR 2014.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL AMERICAN CORP Agenda Number: 934000592
--------------------------------------------------------------------------------------------------------------------------
Security: 91338E101
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: UAM
ISIN: US91338E1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD A. BARASCH Mgmt For For
1B ELECTION OF DIRECTOR: SALLY W. CRAWFORD Mgmt For For
1C ELECTION OF DIRECTOR: MATTHEW W. ETHERIDGE Mgmt For For
1D ELECTION OF DIRECTOR: MARK K. GORMLEY Mgmt For For
1E ELECTION OF DIRECTOR: MARK M. HARMELING Mgmt For For
1F ELECTION OF DIRECTOR: LINDA H. LAMEL Mgmt For For
1G ELECTION OF DIRECTOR: PATRICK J. MCLAUGHLIN Mgmt For For
1H ELECTION OF DIRECTOR: RICHARD C. PERRY Mgmt For For
1I ELECTION OF DIRECTOR: THOMAS A. SCULLY Mgmt For For
1J ELECTION OF DIRECTOR: ROBERT A. SPASS Mgmt For For
1K ELECTION OF DIRECTOR: SEAN M. TRAYNOR Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. TO HOLD A NON-BINDING, ADVISORY VOTE WITH Mgmt For For
RESPECT TO THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL DISPLAY CORPORATION Agenda Number: 933997655
--------------------------------------------------------------------------------------------------------------------------
Security: 91347P105
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: OLED
ISIN: US91347P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEVEN V. ABRAMSON Mgmt Against Against
1B. ELECTION OF DIRECTOR: LEONARD BECKER Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD C. ELIAS Mgmt For For
1D. ELECTION OF DIRECTOR: ELIZABETH H. GEMMILL Mgmt For For
1E. ELECTION OF DIRECTOR: C. KEITH HARTLEY Mgmt For For
1F. ELECTION OF DIRECTOR: LAWRENCE LACERTE Mgmt For For
1G. ELECTION OF DIRECTOR: SIDNEY D. ROSENBLATT Mgmt Against Against
1H. ELECTION OF DIRECTOR: SHERWIN I. SELIGSOHN Mgmt Against Against
2. APPROVAL OF THE COMPANY'S EQUITY Mgmt For For
COMPENSATION PLAN
3. ADVISORY RESOLUTION APPROVAL OF THE Mgmt For For
COMPANY'S EXECUTIVE OFFICER COMPENSATION
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL ELECTRONICS INC. Agenda Number: 934008500
--------------------------------------------------------------------------------------------------------------------------
Security: 913483103
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: UEIC
ISIN: US9134831034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAUL D. ARLING* Mgmt For For
SATJIV S. CHAHIL# Mgmt For For
WILLIAM C. MULLIGAN# Mgmt For For
J.C. SPARKMAN# Mgmt For For
GREGORY P. STAPLETON# Mgmt For For
CARL E. VOGEL# Mgmt For For
EDWARD K. ZINSER# Mgmt For For
2. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
3. ADOPTION AND APPROVAL OF THE 2014 STOCK Mgmt For For
INCENTIVE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP, A FIRM OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS, AS THE
COMPANY'S AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL FOREST PRODUCTS, INC. Agenda Number: 933928941
--------------------------------------------------------------------------------------------------------------------------
Security: 913543104
Meeting Type: Annual
Meeting Date: 16-Apr-2014
Ticker: UFPI
ISIN: US9135431040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY F. GOODE Mgmt For For
MARK A. MURRAY Mgmt For For
MARY E. TUUK Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2014.
3. TO APPROVE EXECUTIVE COMPENSATION (THIS IS Mgmt For For
AN ADVISORY VOTE).
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL INSURANCE HOLDINGS, INC. Agenda Number: 934007572
--------------------------------------------------------------------------------------------------------------------------
Security: 91359V107
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: UVE
ISIN: US91359V1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT P. CALLAHAN Mgmt Withheld Against
SEAN P. DOWNES Mgmt For For
DARRYL L. LEWIS Mgmt For For
RALPH J. PALMIERI Mgmt For For
RICHARD D. PETERSON Mgmt For For
MICHAEL A. PIETRANGELO Mgmt For For
OZZIE A. SCHINDLER Mgmt For For
JON W. SPRINGER Mgmt For For
JOEL M. WILENTZ, M.D. Mgmt For For
2. PROPOSAL 2: APPROVAL, ON AN ADVISORY BASIS, Mgmt Against Against
OF THE COMPANY'S EXECUTIVE COMPENSATION.
3. PROPOSAL 3: RATIFICATION OF THE APPOINTMENT Mgmt For For
OF PLANTE & MORAN, PLLC AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL STAINLESS & ALLOY PRODS., INC. Agenda Number: 933999851
--------------------------------------------------------------------------------------------------------------------------
Security: 913837100
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: USAP
ISIN: US9138371003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTOPHER L. AYERS Mgmt For For
DOUGLAS M. DUNN Mgmt For For
M. DAVID KORNBLATT Mgmt For For
DENNIS M. OATES Mgmt For For
UDI TOLEDANO Mgmt For For
2. APPROVAL OF THE COMPENSATION FOR THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
SCHNEIDER DOWNS & CO., INC. AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL TECHNICAL INSTITUTE, INC. Agenda Number: 933914334
--------------------------------------------------------------------------------------------------------------------------
Security: 913915104
Meeting Type: Annual
Meeting Date: 19-Feb-2014
Ticker: UTI
ISIN: US9139151040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID A. BLASZKIEWICZ Mgmt For For
CONRAD A. CONRAD Mgmt For For
KIMBERLY J. MCWATERS Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR-ENDED SEPTEMBER 30, 2014.
03 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL TRUCKLOAD SERVICES, INC. Agenda Number: 934008726
--------------------------------------------------------------------------------------------------------------------------
Security: 91388P105
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: UACL
ISIN: US91388P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DONALD B. COCHRAN Mgmt Withheld Against
MATTHEW T. MOROUN Mgmt Withheld Against
MANUEL J. MOROUN Mgmt Withheld Against
FREDERICK P. CALDERONE Mgmt Withheld Against
JOSEPH J. CASAROLL Mgmt For For
DANIEL J. DEANE Mgmt For For
MICHAEL A. REGAN Mgmt For For
DANIEL C. SULLIVAN Mgmt Withheld Against
RICHARD P. URBAN Mgmt For For
TED B. WAHBY Mgmt For For
2 RATIFY THE APPOINTMENT OF BDO USA, LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
3 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 TO APPROVE THE 2014 AMENDED AND RESTATED Mgmt For For
STOCK INCENTIVE PLAN, INCLUDING THE
MATERIAL TERMS OF THE PERFORMANCE GOALS
UNDER SUCH PLAN.
--------------------------------------------------------------------------------------------------------------------------
UNIVEST CORPORATION OF PENNSYLVANIA Agenda Number: 933937483
--------------------------------------------------------------------------------------------------------------------------
Security: 915271100
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: UVSP
ISIN: US9152711001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DOUGLAS C. CLEMENS* Mgmt Withheld Against
R. LEE DELP* Mgmt Withheld Against
P. GREGORY SHELLY* Mgmt Withheld Against
K. LEON MOYER# Mgmt Withheld Against
3. RATIFICATION OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
4. APPROVAL OF, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THIS PROXY
STATEMENT
--------------------------------------------------------------------------------------------------------------------------
URANIUM ENERGY CORP. Agenda Number: 933843737
--------------------------------------------------------------------------------------------------------------------------
Security: 916896103
Meeting Type: Annual
Meeting Date: 24-Jul-2013
Ticker: UEC
ISIN: US9168961038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
AMIR ADNANI Mgmt For For
ALAN P. LINDSAY Mgmt For For
HARRY L. ANTHONY Mgmt For For
IVAN OBOLENSKY Mgmt For For
VINCENT DELLA VOLPE Mgmt For For
DAVID KONG Mgmt For For
KATHARINE ARMSTRONG Mgmt For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3 TO APPROVE THE COMPANY'S 2013 STOCK Mgmt For For
INCENTIVE PLAN.
4 TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
US ECOLOGY, INC. Agenda Number: 933972437
--------------------------------------------------------------------------------------------------------------------------
Security: 91732J102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: ECOL
ISIN: US91732J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: VICTOR J. BARNHART Mgmt For For
1.2 ELECTION OF DIRECTOR: JOE F. COLVIN Mgmt For For
1.3 ELECTION OF DIRECTOR: JEFFREY R. FEELER Mgmt For For
1.4 ELECTION OF DIRECTOR: DANIEL FOX Mgmt For For
1.5 ELECTION OF DIRECTOR: STEPHEN A. ROMANO Mgmt Against Against
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY'S FISCAL YEAR ENDING DECEMBER 31,
2014.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
USA MOBILITY, INC. Agenda Number: 933840755
--------------------------------------------------------------------------------------------------------------------------
Security: 90341G103
Meeting Type: Annual
Meeting Date: 23-Jul-2013
Ticker: USMO
ISIN: US90341G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
N. BLAIR BUTTERFIELD Mgmt For For
NICHOLAS A. GALLOPO Mgmt For For
VINCENT D. KELLY Mgmt For For
BRIAN O'REILLY Mgmt For For
MATTHEW ORISTANO Mgmt For For
SAMME L. THOMPSON Mgmt For For
ROYCE YUDKOFF Mgmt For For
2. RATIFICATION TO APPOINT GRANT THORNTON LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
USA MOBILITY, INC. Agenda Number: 933983163
--------------------------------------------------------------------------------------------------------------------------
Security: 90341G103
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: USMO
ISIN: US90341G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
N. BLAIR BUTTERFIELD Mgmt For For
NICHOLAS A. GALLOPO Mgmt For For
VINCENT D. KELLY Mgmt For For
BRIAN O'REILLY Mgmt For For
MATTHEW ORISTANO Mgmt For For
SAMME L. THOMPSON Mgmt For For
ROYCE YUDKOFF Mgmt For For
2. RATIFICATION TO APPOINT GRANT THORNTON LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
USA TRUCK, INC. Agenda Number: 934003156
--------------------------------------------------------------------------------------------------------------------------
Security: 902925106
Meeting Type: Annual
Meeting Date: 23-May-2014
Ticker: USAK
ISIN: US9029251066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM H. HANNA Mgmt Withheld Against
JAMES D. SIMPSON, III Mgmt Withheld Against
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
3. APPROVAL OF THE USA TRUCK, INC. 2014 Mgmt For For
OMNIBUS INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
UTAH MEDICAL PRODUCTS, INC. Agenda Number: 933949414
--------------------------------------------------------------------------------------------------------------------------
Security: 917488108
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: UTMD
ISIN: US9174881089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
ERNST G. HOYER Mgmt For For
JAMES H. BEESON Mgmt For For
2) TO RATIFY THE SELECTION OF JONES SIMKINS Mgmt For For
LLC AS THE COMPANY'S INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3) TO APPROVE, BY ADVISORY VOTE, THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION PROGRAM.
--------------------------------------------------------------------------------------------------------------------------
VAALCO ENERGY, INC. Agenda Number: 933993556
--------------------------------------------------------------------------------------------------------------------------
Security: 91851C201
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: EGY
ISIN: US91851C2017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
STEVEN P. GUIDRY Mgmt For For
W. RUSSELL SCHEIRMAN Mgmt For For
FREDERICK W. BRAZELTON Mgmt For For
O. DONALDSON CHAPOTON Mgmt For For
JAMES B. JENNINGS Mgmt For For
JOHN J. MYERS, JR. Mgmt For For
2 PROPOSAL TO APPROVE AND RATIFY THE VAALCO Mgmt For For
ENERGY, INC. 2014 LONG TERM INCENTIVE PLAN.
3 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE, LLP AS THE INDEPENDENT
AUDITORS OF THE COMPANY.
4 PROPOSAL TO APPROVE BY NON-BINDING, Mgmt For For
ADVISORY VOTE, THE COMPANY'S EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VALUEVISION MEDIA, INC. Agenda Number: 934022512
--------------------------------------------------------------------------------------------------------------------------
Security: 92047K107
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: VVTV
ISIN: US92047K1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS D. BEERS Mgmt For *
MARK BOZEK Mgmt For *
RONALD L. FRASCH Mgmt Withheld *
THOMAS D. MOTTOLA Mgmt Withheld *
ROBERT ROSENBLATT Mgmt For *
FRED SIEGEL Mgmt For *
02 TO ADOPT A RESOLUTION THAT WOULD REPEAL ANY Mgmt For *
PROVISION OF THE THE BY-LAWS OF THE
COMPANY, AS AMENDED AND RESTATED AS OF
SEPTEMBER 21, 2010 (THE "BY-LAWS") IN
EFFECT AT THE TIME OF THE ANNUAL MEETING
THAT WAS NOT INCLUDED IN THE BY-LAWS
PUBLICLY FILED WITH THE SECURITIES AND
EXCHANGE COMMISSION ON SEPTEMBER 27, 2010
AND IS INCONSISTENT WITH OR DISADVANTAGEOUS
TO THE ELECTION OF THE NOMINEES OR THE
PRESENTATION OF THE PROPOSALS AT THE ANNUAL
MEETING.
03 TO DELETE SECTION 4.12 OF ARTICLE 4 OF THE Mgmt For *
BY-LAWS IN ITS ENTIRETY.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For *
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING FEBRUARY 1, 2015.
05 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For *
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
VASCULAR SOLUTIONS, INC. Agenda Number: 933958223
--------------------------------------------------------------------------------------------------------------------------
Security: 92231M109
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: VASC
ISIN: US92231M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARTIN EMERSON Mgmt For For
JOHN ERB Mgmt For For
RICHARD KRAMP Mgmt For For
RICHARD NIGON Mgmt For For
PAUL O'CONNELL Mgmt For For
HOWARD ROOT Mgmt For For
JORGE SAUCEDO Mgmt For For
2. TO APPROVE THE VASCULAR SOLUTIONS, INC. Mgmt For For
2014 QUALIFIED PERFORMANCE-BASED
COMPENSATION PLAN.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF VASCULAR SOLUTIONS' NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN THE
COMPENSATION DISCUSSION AND ANALYSIS
SECTION, AND THE OTHER TABULAR AND
NARRATIVE DISCLOSURE REGARDING SUCH
COMPENSATION, SET FORTH IN THE PROXY
STATEMENT FOR THE 2014 ANNUAL MEETING OF
SHAREHOLDERS.
4. TO RATIFY THE SELECTION OF BAKER TILLY Mgmt For For
VIRCHOW KRAUSE, LLP AS INDEPENDENT AUDITOR
OF THE COMPANY FOR THE YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
VERSAR, INC. Agenda Number: 933881814
--------------------------------------------------------------------------------------------------------------------------
Security: 925297103
Meeting Type: Annual
Meeting Date: 12-Nov-2013
Ticker: VSR
ISIN: US9252971034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT L. DURFEE Mgmt Withheld Against
PAUL J. HOEPER Mgmt For For
JAMES L. GALLAGHER Mgmt For For
AMORETTA M. HOEBER Mgmt For For
AMIR A. METRY Mgmt For For
ANTHONY L. OTTEN Mgmt For For
RUTH I. DREESSEN Mgmt For For
JEFFREY A. WAGONHURST Mgmt For For
2. THE APPROVAL OF AN ADVISORY (NON-BINDING) Mgmt For For
VOTE ON COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. THE APPROVAL OF AN ADVISORY (NON-BINDING) Mgmt 1 Year For
PROPOSAL ON THE FREQUENCY OF STOCKHOLDER
VOTES ON NAMED EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
VIAD CORP Agenda Number: 933973439
--------------------------------------------------------------------------------------------------------------------------
Security: 92552R406
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: VVI
ISIN: US92552R4065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAUL B. DYKSTRA Mgmt For For
1B. ELECTION OF DIRECTOR: EDWARD E. MACE Mgmt For For
1C. ELECTION OF DIRECTOR: MARGARET E. PEDERSON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS VIAD'S INDEPENDENT PUBLIC
ACCOUNTANTS FOR 2014.
3. ADVISORY APPROVAL OF NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VIASYSTEMS GROUP, INC. Agenda Number: 933937065
--------------------------------------------------------------------------------------------------------------------------
Security: 92553H803
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: VIAS
ISIN: US92553H8034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL D. BURGER Mgmt Withheld Against
TIMOTHY L. CONLON Mgmt Withheld Against
ROBERT F. CUMMINGS, JR. Mgmt For For
KIRBY A. DYESS Mgmt For For
PETER FRANK Mgmt Withheld Against
JACK D. FURST Mgmt Withheld Against
EDWARD HERRING Mgmt Withheld Against
WILLIAM A. OWENS Mgmt For For
DOMINIC J. PILEGGI Mgmt For For
DAVID M. SINDELAR Mgmt Withheld Against
CHRISTOPHER J. STEFFEN Mgmt For For
DAVID D. STEVENS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS VIASYSTEMS GROUP, INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. APPROVAL OF THE COMPENSATION PAID TO Mgmt Against Against
VIASYSTEMS GROUP, INC.'S NAMED EXECUTIVE
OFFICERS (ADVISORY VOTE).
--------------------------------------------------------------------------------------------------------------------------
VICOR CORPORATION Agenda Number: 934016797
--------------------------------------------------------------------------------------------------------------------------
Security: 925815102
Meeting Type: Annual
Meeting Date: 20-Jun-2014
Ticker: VICR
ISIN: US9258151029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SAMUEL J. ANDERSON Mgmt Withheld Against
ESTIA J. EICHTEN Mgmt For For
BARRY KELLEHER Mgmt Withheld Against
DAVID T. RIDDIFORD Mgmt For For
JAMES A. SIMMS Mgmt Withheld Against
CLAUDIO TUOZZOLO Mgmt Withheld Against
PATRIZIO VINCIARELLI Mgmt Withheld Against
JASON L. CARLSON Mgmt For For
LIAM K. GRIFFIN Mgmt For For
2. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt Against Against
APPROVAL OF COMPENSATION OF THE
CORPORATION'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
VIEWPOINT FINANCIAL GROUP INC Agenda Number: 933982832
--------------------------------------------------------------------------------------------------------------------------
Security: 92672A101
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: VPFG
ISIN: US92672A1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES BRIAN MCCALL Mgmt For For
KAREN H. O'SHEA Mgmt For For
2. SHAREHOLDER ADVISORY VOTE AS TO THE Mgmt Against Against
COMPENSATION OF VIEWPOINT FINANCIAL GROUP,
INC.'S EXECUTIVES.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
VILLAGE SUPER MARKET, INC. Agenda Number: 933890419
--------------------------------------------------------------------------------------------------------------------------
Security: 927107409
Meeting Type: Annual
Meeting Date: 13-Dec-2013
Ticker: VLGEA
ISIN: US9271074091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES SUMAS Mgmt Withheld Against
ROBERT SUMAS Mgmt Withheld Against
WILLIAM SUMAS Mgmt Withheld Against
JOHN P. SUMAS Mgmt Withheld Against
KEVIN BEGLEY Mgmt Withheld Against
NICHOLAS SUMAS Mgmt Withheld Against
JOHN J. SUMAS Mgmt Withheld Against
STEVEN CRYSTAL Mgmt For For
DAVID C. JUDGE Mgmt For For
PETER R. LAVOY Mgmt For For
STEPHEN F. ROONEY Mgmt For For
2. RATIFICATION OF KPMG LLP AS THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
VIRGINIA COMMERCE BANCORP, INC. Agenda Number: 933877714
--------------------------------------------------------------------------------------------------------------------------
Security: 92778Q109
Meeting Type: Special
Meeting Date: 17-Oct-2013
Ticker: VCBI
ISIN: US92778Q1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
REORGANIZATION, DATED AS OF JANUARY 29,
2013, AS AMENDED, AMONG UNITED BANKSHARES,
INC., ITS SUBSIDIARY GEORGE MASON
BANKSHARES, INC. AND VIRGINIA COMMERCE
BANCORP, INC. ("VIRGINIA COMMERCE"), AND
RELATED PLAN OF MERGER, AS EACH MAY BE
AMENDED FROM TIME TO TIME (THE "MERGER
AGREEMENT").
2. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
CERTAIN COMPENSATION THAT MAY BECOME
PAYABLE TO VIRGINIA COMMERCE'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER CONTEMPLATED BY THE MERGER
AGREEMENT.
3. TO GRANT THE VIRGINIA COMMERCE BOARD OF Mgmt For For
DIRECTORS THE RIGHT TO ADJOURN, POSTPONE OR
CONTINUE THE SPECIAL MEETING ON ONE OR MORE
OCCASIONS, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES, IN THE EVENT
THAT THERE ARE NOT SUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO APPROVE THE
MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
VIRTUS INVESTMENT PARTNERS, INC. Agenda Number: 933956003
--------------------------------------------------------------------------------------------------------------------------
Security: 92828Q109
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: VRTS
ISIN: US92828Q1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE R. AYLWARD Mgmt For For
EDWARD M. SWAN, JR. Mgmt For For
MARK C. TREANOR Mgmt For For
2. TO APPROVE, FOR PURPOSES OF SECTION 162(M) Mgmt For For
OF THE INTERNAL REVENUE CODE, THE AMENDED
AND RESTATED VIRTUS INVESTMENT PARTNERS,
INC. OMNIBUS INCENTIVE AND EQUITY PLAN
INCLUDING AMENDMENTS TO THE MATERIAL TERMS
OF PERFORMANCE-BASED AWARDS.
3. TO APPROVE BY AN ADVISORY VOTE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE PROXY
STATEMENT.
4. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
VIRTUSA CORPORATION Agenda Number: 933863513
--------------------------------------------------------------------------------------------------------------------------
Security: 92827P102
Meeting Type: Annual
Meeting Date: 05-Sep-2013
Ticker: VRTU
ISIN: US92827P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KRIS CANEKERATNE Mgmt For For
RONALD T. MAHEU Mgmt For For
2. TO RATIFY THE APPOINTMENT OF THE FIRM OF Mgmt For For
KPMG LLP, AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM, FOR THE FISCAL YEAR
ENDING MARCH 31, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
VISHAY PRECISION GROUP,INC. Agenda Number: 933978403
--------------------------------------------------------------------------------------------------------------------------
Security: 92835K103
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: VPG
ISIN: US92835K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARC ZANDMAN Mgmt For For
DR. SAMUEL BROYDO Mgmt For For
SAUL REIBSTEIN Mgmt For For
TIMOTHY TALBERT Mgmt For For
ZIV SHOSHANI Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS VISHAY PRECISION GROUP, INC.'S
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE THE NON-BINDING RESOLUTION Mgmt For For
RELATING TO EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VITAMIN SHOPPE, INC. Agenda Number: 933994039
--------------------------------------------------------------------------------------------------------------------------
Security: 92849E101
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: VSI
ISIN: US92849E1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: B. MICHAEL BECKER Mgmt For For
1B. ELECTION OF DIRECTOR: CATHERINE E. BUGGELN Mgmt For For
1C. ELECTION OF DIRECTOR: DEBORAH M. DERBY Mgmt Against Against
1D. ELECTION OF DIRECTOR: JOHN H. EDMONDSON Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID H. EDWAB Mgmt Against Against
1F. ELECTION OF DIRECTOR: RICHARD L. MARKEE Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD L. PERKAL Mgmt For For
1H. ELECTION OF DIRECTOR: BETH M. PRITCHARD Mgmt For For
1I. ELECTION OF DIRECTOR: KATHERINE SAVITT Mgmt For For
1J. ELECTION OF DIRECTOR: ANTHONY N. TRUESDALE Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL
YEAR.
--------------------------------------------------------------------------------------------------------------------------
VOLCANO CORPORATION Agenda Number: 933994027
--------------------------------------------------------------------------------------------------------------------------
Security: 928645100
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: VOLC
ISIN: US9286451003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SIDDHARTHA KADIA, PH.D. Mgmt For For
LESLIE V. NORWALK Mgmt For For
DANIEL J. WOLTERMAN Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF VOLCANO CORPORATION FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE THE FOLLOWING RESOLUTION: Mgmt For For
RESOLVED, THAT VOLCANO'S STOCKHOLDERS
APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN VOLCANO'S PROXY
STATEMENT FOR 2014 ANNUAL MEETING OF
STOCKHOLDERS PURSUANT TO COMPENSATION
DISCLOSURE RULES OF SEC ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
VONAGE HOLDINGS CORP. Agenda Number: 933999469
--------------------------------------------------------------------------------------------------------------------------
Security: 92886T201
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: VG
ISIN: US92886T2015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARC P. LEFAR Mgmt For For
CAROLYN KATZ Mgmt For For
JOHN J. ROBERTS Mgmt For For
CARL SPARKS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. TO APPROVE THE COMPANY'S COMPENSATION OF Mgmt Against Against
ITS NAMED EXECUTIVE OFFICERS IN AN ADVISORY
VOTE.
--------------------------------------------------------------------------------------------------------------------------
VOXX INTERNATIONAL CORPORATION Agenda Number: 933847343
--------------------------------------------------------------------------------------------------------------------------
Security: 91829F104
Meeting Type: Annual
Meeting Date: 24-Jul-2013
Ticker: VOXX
ISIN: US91829F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAUL C. KREUCH, JR. Mgmt For For
PETER A. LESSER Mgmt For For
STAN GLASGOW Mgmt For For
JOHN J. SHALAM Mgmt Withheld Against
PATRICK M. LAVELLE Mgmt Withheld Against
CHARLES M. STOEHR Mgmt Withheld Against
ARI M. SHALAM Mgmt Withheld Against
FRED S. KLIPSCH Mgmt Withheld Against
2. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING FEBRUARY 28, 2014.
--------------------------------------------------------------------------------------------------------------------------
VRINGO, INC. Agenda Number: 933844563
--------------------------------------------------------------------------------------------------------------------------
Security: 92911N104
Meeting Type: Annual
Meeting Date: 18-Jul-2013
Ticker: VRNG
ISIN: US92911N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANDREW D. PERLMAN Mgmt Withheld Against
JOHN ENGELMAN Mgmt For For
ANDREW KENNEDY LANG Mgmt Withheld Against
ALEXANDER R. BERGER Mgmt Withheld Against
DONALD E. STOUT Mgmt Withheld Against
H. VAN SINCLAIR Mgmt Withheld Against
ASHLEY C. KELLER Mgmt For For
NOEL J. SPIEGEL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF SOMEKH Mgmt For For
CHAIKIN, A MEMBER FIRM OF KPMG
INTERNATIONAL, AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt Against Against
NAMED EXECUTIVE OFFICERS' COMPENSATION, AS
DISCLOSED IN THE PROXY STATEMENT.
4. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt 1 Year For
FREQUENCY OF HOLDING A VOTE ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VSE CORPORATION Agenda Number: 933981208
--------------------------------------------------------------------------------------------------------------------------
Security: 918284100
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: VSEC
ISIN: US9182841000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RALPH E. EBERHART Mgmt For For
MAURICE A. GAUTHIER Mgmt For For
CLIFFORD M. KENDALL Mgmt For For
CALVIN S. KOONCE Mgmt For For
JAMES F. LAFOND Mgmt For For
DAVID M. OSNOS Mgmt For For
JACK E. POTTER Mgmt For For
JACK C. STULTZ Mgmt For For
BONNIE K. WACHTEL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF VSE CORPORATION
FOR THE YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE AMENDMENTS TO THE VSE Mgmt For For
CORPORATION 2006 RESTRICTED STOCK PLAN (A)
EXTENDING ITS TERM FROM MAY 3, 2016 TO MAY
3, 2021, AND (B) INCREASING BY 250,000
SHARES THE VSE COMMON STOCK AUTHORIZED FOR
ISSUANCE UNDER THE PLAN.
4. TO APPROVE AN AMENDMENT TO THE VSE Mgmt For For
CORPORATION 2004 NON-EMPLOYEE DIRECTORS
STOCK PLAN EXTENDING ITS TERM FROM DECEMBER
31, 2013 TO DECEMBER 31, 2018.
5. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
THE COMPANY'S EXECUTIVE COMPENSATION.
6. RECOMMENDATION, BY NON-BINDING ADVISORY Mgmt 1 Year For
VOTE, ON THE FREQUENCY OF EXECUTIVE
COMPENSATION ADVISORY VOTES.
--------------------------------------------------------------------------------------------------------------------------
W & T OFFSHORE, INC. Agenda Number: 933968490
--------------------------------------------------------------------------------------------------------------------------
Security: 92922P106
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: WTI
ISIN: US92922P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MS. VIRGINIA BOULET Mgmt For For
MR. ROBERT I. ISRAEL Mgmt For For
MR. STUART B. KATZ Mgmt For For
MR. TRACY W. KROHN Mgmt Withheld Against
MR. S. JAMES NELSON, JR Mgmt For For
MR. B. FRANK STANLEY Mgmt For For
2. PROPOSAL TO APPROVE, BY NONBINDING VOTE, Mgmt Against Against
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS.
--------------------------------------------------------------------------------------------------------------------------
WABASH NATIONAL CORPORATION Agenda Number: 933944286
--------------------------------------------------------------------------------------------------------------------------
Security: 929566107
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: WNC
ISIN: US9295661071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RICHARD J. GIROMINI Mgmt For For
1.2 ELECTION OF DIRECTOR: MARTIN C. JISCHKE Mgmt For For
1.3 ELECTION OF DIRECTOR: JAMES D. KELLY Mgmt Against Against
1.4 ELECTION OF DIRECTOR: JOHN E. KUNZ Mgmt For For
1.5 ELECTION OF DIRECTOR: LARRY J. MAGEE Mgmt For For
1.6 ELECTION OF DIRECTOR: ANN D. MURTLOW Mgmt For For
1.7 ELECTION OF DIRECTOR: SCOTT K. SORENSEN Mgmt For For
2 TO APPROVE THE COMPENSATION OF OUR Mgmt For For
EXECUTIVE OFFICERS.
3 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS WABASH NATIONAL CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
WALKER & DUNLOP INC. Agenda Number: 934011850
--------------------------------------------------------------------------------------------------------------------------
Security: 93148P102
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: WD
ISIN: US93148P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALAN BOWERS Mgmt For For
ANDREW FLORANCE Mgmt For For
CYNTHIA HALLENBECK Mgmt For For
MICHAEL MALONE Mgmt For For
JOHN RICE Mgmt For For
DANA SCHMALTZ Mgmt For For
HOWARD SMITH Mgmt For For
WILLIAM WALKER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY (NON-BINDING) RESOLUTION RELATING Mgmt For For
TO EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
WARREN RESOURCES, INC. Agenda Number: 933999368
--------------------------------------------------------------------------------------------------------------------------
Security: 93564A100
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: WRES
ISIN: US93564A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHET BORGIDA Mgmt For For
MARCUS C. ROWLAND Mgmt For For
2. FOR THE AMENDMENT OF OUR ARTICLES OF Mgmt For For
INCORPORATION, AS AMENDED, TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 100,000,000 TO 200,000,000.
3. FOR THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
GRANT THORNTON LLP AS THE COMPANY'S
AUDITORS FOR THE YEAR 2014.
4. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
5. THE PROXIES ARE AUTHORIZED TO VOTE UPON Mgmt Against Against
SUCH OTHER BUSINESS AS MAY PROPERLY COME
BEFORE THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
WASHINGTON BANKING COMPANY Agenda Number: 933934122
--------------------------------------------------------------------------------------------------------------------------
Security: 937303105
Meeting Type: Special
Meeting Date: 15-Apr-2014
Ticker: WBCO
ISIN: US9373031056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF OCTOBER 23, 2013, BY
AND BETWEEN HERITAGE FINANCIAL CORPORATION
("HERITAGE") AND WASHINGTON BANKING,
PURSUANT TO WHICH WASHINGTON BANKING WILL
MERGE WITH AND INTO HERITAGE (THE "MERGER
PROPOSAL").
2. TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE MERGER
PROPOSAL (THE "ADJOURNMENT PROPOSAL").
3. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF THE COMPENSATION OF CERTAIN
EXECUTIVE OFFICERS OF WASHINGTON BANKING
THAT IS BASED ON OR OTHERWISE RELATES TO
THE PROPOSED MERGER WITH HERITAGE, AS
DESCRIBED IN THE JOINT PROXY
STATEMENT/PROSPECTUS (THE "COMPENSATION
PROPOSAL").
--------------------------------------------------------------------------------------------------------------------------
WASHINGTON TRUST BANCORP, INC. Agenda Number: 933931429
--------------------------------------------------------------------------------------------------------------------------
Security: 940610108
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: WASH
ISIN: US9406101082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN J. BOWEN Mgmt For For
ROBERT A. DIMUCCIO, CPA Mgmt For For
H. DOUGLAS RANDALL, III Mgmt For For
JOHN F. TREANOR Mgmt For For
2. THE RATIFICATION OF THE SELECTION OF KPMG Mgmt For For
LLP AS THE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
3. A NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE CORPORATION'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
WATERSTONE FINANCIAL, INC Agenda Number: 933961080
--------------------------------------------------------------------------------------------------------------------------
Security: 94188P101
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: WSBF
ISIN: US94188P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL L. HANSEN Mgmt For For
STEPHEN J. SCHMIDT Mgmt For For
2. AN ADVISORY, NON-BINDING RESOLUTION WITH Mgmt For For
RESPECT TO OUR EXECUTIVE COMPENSATION.
3. AN ADVISORY, NON-BINDING PROPOSAL AS TO THE Mgmt 1 Year For
FREQUENCY THAT SHAREHOLDERS WILL VOTE ON
OUR EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
WATERSTONE FINANCIAL, INC. Agenda Number: 933900169
--------------------------------------------------------------------------------------------------------------------------
Security: 941888109
Meeting Type: Special
Meeting Date: 27-Dec-2013
Ticker: WSBF
ISIN: US9418881093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE APPROVAL OF A PLAN OF CONVERSION AND Mgmt For For
REORGANIZATION, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
2. THE APPROVAL OF THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THAT THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE PLAN OF
CONVERSION AND REORGANIZATION.
3. APPROVAL OF A PROVISION IN NEW WATERSTONE'S Mgmt Against Against
ARTICLES OF INCORPORATION REQUIRING A
SUPER-MAJORITY VOTE OF STOCKHOLDERS TO
APPROVE CERTAIN AMENDMENTS TO NEW
WATERSTONE'S ARTICLES OF INCORPORATION.
4. APPROVAL OF A PROVISION IN NEW WATERSTONE'S Mgmt Against Against
ARTICLES OF INCORPORATION REQUIRING A
SUPER-MAJORITY VOTE OF STOCKHOLDERS TO
APPROVE STOCKHOLDER-PROPOSED AMENDMENTS TO
NEW WATERSTONE'S BYLAWS.
5. APPROVAL OF A PROVISION IN NEW WATERSTONE'S Mgmt Against Against
ARTICLES OF INCORPORATION TO LIMIT THE
VOTING RIGHTS OF SHARES BENEFICIALLY OWNED
IN EXCESS OF 10% OF NEW WATERSTONE'S
OUTSTANDING VOTING STOCK.
--------------------------------------------------------------------------------------------------------------------------
WAYSIDE TECHNOLOGY GROUP, INC. Agenda Number: 933992338
--------------------------------------------------------------------------------------------------------------------------
Security: 946760105
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: WSTG
ISIN: US9467601053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SIMON F. NYNENS Mgmt For For
F. DUFFIELD MEYERCORD Mgmt For For
ALLAN D. WEINGARTEN Mgmt For For
MARK T. BOYER Mgmt For For
MIKE FAITH Mgmt For For
STEVE DEWINDT Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
3. TO RATIFY THE SELECTION OF EISNERAMPER LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014
--------------------------------------------------------------------------------------------------------------------------
WD-40 COMPANY Agenda Number: 933890306
--------------------------------------------------------------------------------------------------------------------------
Security: 929236107
Meeting Type: Annual
Meeting Date: 10-Dec-2013
Ticker: WDFC
ISIN: US9292361071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
G.H. BATEMAN Mgmt For For
P.D. BEWLEY Mgmt For For
R.A. COLLATO Mgmt For For
M.L. CRIVELLO Mgmt For For
L.A. LANG Mgmt For For
G.O. RIDGE Mgmt For For
G.A. SANDFORT Mgmt For For
N.E. SCHMALE Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
WEB.COM GROUP, INC. Agenda Number: 933950227
--------------------------------------------------------------------------------------------------------------------------
Security: 94733A104
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: WWWW
ISIN: US94733A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID L. BROWN Mgmt For For
TIMOTHY I. MAUDLIN Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR ITS FISCAL YEAR ENDING DECEMBER 31,
2014.
3. TO APPROVE THE COMPANY'S 2014 EQUITY Mgmt For For
INCENTIVE PLAN.
4. TO PROVIDE AN ADVISORY VOTE ON THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
WEBMD HEALTH CORP. Agenda Number: 933881826
--------------------------------------------------------------------------------------------------------------------------
Security: 94770V102
Meeting Type: Annual
Meeting Date: 31-Oct-2013
Ticker: WBMD
ISIN: US94770V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEVIN M. CAMERON Mgmt For For
JEROME C. KELLER Mgmt For For
STANLEY S. TROTMAN, JR. Mgmt For For
2. ADVISORY VOTE TO APPROVE WEBMD'S EXECUTIVE Mgmt Against Against
COMPENSATION.
3. TO APPROVE AN AMENDMENT TO WEBMD'S 2005 Mgmt Against Against
LONG-TERM INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES RESERVED FOR ISSUANCE.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO SERVE AS WEBMD'S
INDEPENDENT AUDITOR FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
WEIS MARKETS, INC. Agenda Number: 933936708
--------------------------------------------------------------------------------------------------------------------------
Security: 948849104
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: WMK
ISIN: US9488491047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT F. WEIS Mgmt Withheld Against
JONATHAN H. WEIS Mgmt Withheld Against
HAROLD G. GRABER Mgmt Withheld Against
EDWARD J. LAUTH III Mgmt For For
GERRALD B. SILVERMAN Mgmt For For
GLENN D. STEELE, JR. Mgmt Withheld Against
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE CORPORATION.
3. PROPOSAL TO PROVIDE AN ADVISORY Mgmt Against Against
(NON-BINDING) VOTE ON THE EXECUTIVE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
WESBANCO, INC. Agenda Number: 933938651
--------------------------------------------------------------------------------------------------------------------------
Security: 950810101
Meeting Type: Annual
Meeting Date: 16-Apr-2014
Ticker: WSBC
ISIN: US9508101014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ABIGAIL M. FEINKNOPF Mgmt For For
PAUL M. LIMBERT Mgmt For For
JAY T. MCCAMIC Mgmt For For
F. ERIC NELSON, JR. Mgmt For For
TODD F. CLOSSIN Mgmt For For
2. ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
WEST BANCORPORATION, INC. Agenda Number: 933931378
--------------------------------------------------------------------------------------------------------------------------
Security: 95123P106
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: WTBA
ISIN: US95123P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK W. BERLIN Mgmt For For
THOMAS A. CARLSTROM Mgmt For For
JOYCE A. CHAPMAN Mgmt For For
STEVEN K. GAER Mgmt For For
MICHAEL J. GERDIN Mgmt For For
KAYE R. LOZIER Mgmt For For
SEAN P. MCMURRAY Mgmt For For
DAVID R. MILLIGAN Mgmt For For
GEORGE D. MILLIGAN Mgmt For For
DAVID D. NELSON Mgmt For For
JAMES W. NOYCE Mgmt For For
ROBERT G. PULVER Mgmt For For
LOU ANN SANDBURG Mgmt For For
PHILIP JASON WORTH Mgmt For For
2. TO APPROVE, ON A NONBINDING BASIS, THE 2013 Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS DISCLOSED IN THE PROXY STATEMENT.
3. TO RATIFY THE APPOINTMENT OF MCGLADREY LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
4. IN ACCORDANCE WITH THEIR DISCRETION, UPON Mgmt Abstain Against
ALL OTHER MATTERS THAT MAY PROPERLY COME
BEFORE SAID MEETING AND ANY ADJOURNMENTS OR
POSTPONEMENTS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
WEST MARINE, INC. Agenda Number: 933956495
--------------------------------------------------------------------------------------------------------------------------
Security: 954235107
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: WMAR
ISIN: US9542351070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RANDOLPH K. REPASS Mgmt For For
1B ELECTION OF DIRECTOR: MATTHEW L. HYDE Mgmt For For
1C ELECTION OF DIRECTOR: DENNIS F. MADSEN Mgmt For For
1D ELECTION OF DIRECTOR: JAMES F. NORDSTROM, Mgmt For For
JR.
1E ELECTION OF DIRECTOR: ROBERT D. OLSEN Mgmt For For
1F ELECTION OF DIRECTOR: BARBARA L. RAMBO Mgmt For For
1G ELECTION OF DIRECTOR: ALICE M. RICHTER Mgmt For For
1H ELECTION OF DIRECTOR: CHRISTIANA SHI Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP, INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, AS THE
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING JANUARY 3, 2015
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
WESTAMERICA BANCORPORATION Agenda Number: 933930580
--------------------------------------------------------------------------------------------------------------------------
Security: 957090103
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: WABC
ISIN: US9570901036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
E. ALLEN Mgmt For For
L. BARTOLINI Mgmt For For
E.J. BOWLER Mgmt For For
A. LATNO, JR. Mgmt For For
P. LYNCH Mgmt For For
C. MACMILLAN Mgmt For For
R. NELSON Mgmt For For
D. PAYNE Mgmt For For
E. SYLVESTER Mgmt For For
2. APPROVE A NON-BINDING ADVISORY VOTE ON THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF INDEPENDENT AUDITOR. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WESTERN ALLIANCE BANCORPORATION Agenda Number: 933983923
--------------------------------------------------------------------------------------------------------------------------
Security: 957638109
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: WAL
ISIN: US9576381092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN P. SANDE, III Mgmt For For
ROBERT G. SARVER Mgmt For For
DONALD D. SNYDER Mgmt For For
SUNG WON SOHN Mgmt For For
2. APPROVE A CHANGE OF THE COMPANY'S STATE OF Mgmt For For
INCORPORATION FROM NEVADA TO DELAWARE.
3. APPROVE AN AMENDMENT TO THE 2005 STOCK Mgmt For For
INCENTIVE PLAN THAT WILL (I) EXTEND THE
TERMINATION DATE OF THE PLAN BY TEN YEARS
TO 2025; AND (II) INCREASE BY 2,000,000 THE
MAXIMUM NUMBER OF SHARES AVAILABLE FOR
ISSUANCE THEREUNDER AND TO REAPPROVE THE
MATERIAL TERMS OF THE PERFORMANCE MEASURES
THAT APPLY TO AWARDS ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
4. APPROVE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
EXECUTIVE COMPENSATION.
5. RATIFY THE APPOINTMENT OF MCGLADREY LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT AUDITOR.
--------------------------------------------------------------------------------------------------------------------------
WESTFIELD FINANCIAL, INC. Agenda Number: 933958235
--------------------------------------------------------------------------------------------------------------------------
Security: 96008P104
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: WFD
ISIN: US96008P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LAURA BENOIT Mgmt For For
DONNA J. DAMON Mgmt Withheld Against
LISA G. MCMAHON Mgmt For For
STEVEN G. RICHTER Mgmt For For
2 APPROVAL OF A NON-BINDING ADVISORY Mgmt Against Against
RESOLUTION ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
3 THE RATIFICATION OF THE APPOINTMENT OF WOLF Mgmt For For
& COMPANY, P.C. AS WESTFIELD FINANCIAL,
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
4 APPROVAL OF THE WESTFIELD FINANCIAL, INC. Mgmt For For
2014 OMNIBUS COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
WESTMORELAND COAL COMPANY Agenda Number: 933965521
--------------------------------------------------------------------------------------------------------------------------
Security: 960878106
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: WLB
ISIN: US9608781061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEITH E. ALESSI Mgmt For For
GAIL E. HAMILTON Mgmt For For
MICHAEL G. HUTCHINSON Mgmt For For
ROBERT P. KING Mgmt For For
RICHARD M. KLINGAMAN Mgmt For For
CRAIG R. MACKUS Mgmt For For
JAN B. PACKWOOD Mgmt For For
ROBERT C. SCHARP Mgmt For For
2. APPROVAL OF THE 2014 EQUITY INCENTIVE PLAN Mgmt For For
FOR EMPLOYEES AND NON-EMPLOYEE DIRECTORS.
3. ADVISORY APPROVAL OF WESTMORELAND COAL Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITOR
FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
WESTWOOD HOLDINGS GROUP, INC. Agenda Number: 933940339
--------------------------------------------------------------------------------------------------------------------------
Security: 961765104
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: WHG
ISIN: US9617651040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SUSAN M. BYRNE Mgmt For For
BRIAN O. CASEY Mgmt For For
RICHARD M. FRANK Mgmt Withheld Against
ELLEN H. MASTERSON Mgmt For For
ROBERT D. MCTEER Mgmt For For
GEOFFREY R. NORMAN Mgmt For For
MARTIN J. WEILAND Mgmt For For
RAYMOND E. WOOLDRIDGE Mgmt Withheld Against
2. RATIFICATION OF THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS WESTWOOD'S INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER 31,
2014.
3. NON-BINDING ADVISORY VOTE ON WESTWOOD'S Mgmt Against Against
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
WEYCO GROUP, INC. Agenda Number: 933959023
--------------------------------------------------------------------------------------------------------------------------
Security: 962149100
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: WEYS
ISIN: US9621491003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
T.W. FLORSHEIM, JR. Mgmt For For
ROBERT FEITLER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR 2014.
3. APPROVAL OF THE WEYCO GROUP, INC. 2014 Mgmt Against Against
INCENTIVE PLAN.
4. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt Against Against
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
WILLBROS GROUP INC Agenda Number: 933990170
--------------------------------------------------------------------------------------------------------------------------
Security: 969203108
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: WG
ISIN: US9692031084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: EDWARD J. DIPAOLO Mgmt For For
1.2 ELECTION OF DIRECTOR: DANIEL E. LONERGAN Mgmt For For
2. APPROVE AMENDMENT 2 TO THE WILLBROS GROUP, Mgmt For For
INC. 2010 STOCK AND INCENTIVE COMPENSATION
PLAN.
3. APPROVE AMENDMENT 7 TO THE WILLBROS GROUP, Mgmt For For
INC. AMENDED AND RESTATED 2006 DIRECTOR
RESTRICTED STOCK PLAN.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
5. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
WILLIAM LYON HOMES Agenda Number: 933975370
--------------------------------------------------------------------------------------------------------------------------
Security: 552074700
Meeting Type: Annual
Meeting Date: 27-May-2014
Ticker: WLH
ISIN: US5520747008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DOUGLAS K. AMMERMAN Mgmt For For
MICHAEL BARR Mgmt For For
GARY H. HUNT Mgmt For For
GENERAL WILLIAM LYON Mgmt For For
WILLIAM H. LYON Mgmt For For
MATTHEW R. NIEMANN Mgmt For For
NATHANIEL REDLEAF Mgmt For For
LYNN CARLSON SCHELL Mgmt For For
2. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS OF WILLIAM LYON HOMES FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. ADVISORY (NON-BINDING) VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS, AS DESCRIBED IN THE PROXY
MATERIALS.
4. ADVISORY (NON-BINDING) VOTE TO APPROVE THE Mgmt 1 Year For
FREQUENCY OF FUTURE VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
WILSHIRE BANCORP, INC. Agenda Number: 933985888
--------------------------------------------------------------------------------------------------------------------------
Security: 97186T108
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: WIBC
ISIN: US97186T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DONALD BYUN Mgmt For For
LAWRENCE JEON Mgmt For For
STEVEN KOH Mgmt For For
2. ADVISORY (NON-BINDING) PROPOSAL TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. TO RATIFY THE BOARD OF DIRECTORS' SELECTION Mgmt For For
OF CROWE HORWATH LLP AS WILSHIRE BANCORP'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
WINMARK CORPORATION Agenda Number: 933952322
--------------------------------------------------------------------------------------------------------------------------
Security: 974250102
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: WINA
ISIN: US9742501029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. SET THE NUMBER OF DIRECTORS AT SEVEN (7). Mgmt For For
2. DIRECTOR
JOHN L. MORGAN Mgmt For For
LAWRENCE A. BARBETTA Mgmt For For
JENELE C. GRASSLE Mgmt For For
KIRK A. MACKENZIE Mgmt For For
PAUL C. REYELTS Mgmt For For
MARK L. WILSON Mgmt For For
STEVEN C. ZOLA Mgmt For For
3. AMEND THE 2010 STOCK OPTION PLAN TO (I) Mgmt For For
INCREASE THE SHARES AVAILABLE FROM 250,000
TO 500,000 AND (II) INCLUDE A PER ANNUM
LIMITATION ON THE NUMBER OF OPTIONS GRANTED
TO ANY ONE INDIVIDUAL.
4. AMEND THE STOCK OPTION PLAN FOR NONEMPLOYEE Mgmt For For
DIRECTORS TO INCREASE THE SHARES AVAILABLE
FROM 300,000 TO 350,000.
5. RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
WINNEBAGO INDUSTRIES, INC. Agenda Number: 933889834
--------------------------------------------------------------------------------------------------------------------------
Security: 974637100
Meeting Type: Annual
Meeting Date: 17-Dec-2013
Ticker: WGO
ISIN: US9746371007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT M. CHIUSANO Mgmt For For
JERRY N. CURRIE Mgmt For For
LAWRENCE A. ERICKSON Mgmt For For
2. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION, (THE "SAY ON PAY" VOTE).
3. APPROVAL OF THE 2014 OMNIBUS EQUITY, Mgmt For For
PERFORMANCE AWARD, AND INCENTIVE
COMPENSATION PLAN.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS WINNEBAGO INDUSTRIES, INC.
INDEPENDENT REGISTERED PUBLIC ACCOUNTANT
FOR OUR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
WORLD ACCEPTANCE CORPORATION Agenda Number: 933863486
--------------------------------------------------------------------------------------------------------------------------
Security: 981419104
Meeting Type: Annual
Meeting Date: 29-Aug-2013
Ticker: WRLD
ISIN: US9814191048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
A. ALEXANDER MCLEAN III Mgmt For For
JAMES R. GILREATH Mgmt For For
WILLIAM S. HUMMERS, III Mgmt Withheld Against
CHARLES D. WAY Mgmt Withheld Against
KEN R. BRAMLETT, JR. Mgmt Withheld Against
SCOTT J. VASSALLUZZO Mgmt Withheld Against
DARRELL E. WHITAKER Mgmt For For
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
3. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
WORLD WRESTLING ENTERTAINMENT, INC. Agenda Number: 933937685
--------------------------------------------------------------------------------------------------------------------------
Security: 98156Q108
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: WWE
ISIN: US98156Q1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VINCENT K. MCMAHON Mgmt For For
STUART U. GOLDFARB Mgmt For For
PATRICIA A. GOTTESMAN Mgmt For For
DAVID KENIN Mgmt For For
JOSEPH H. PERKINS Mgmt For For
FRANK A. RIDDICK, III Mgmt For For
JEFFREY R. SPEED Mgmt For For
2. APPROVAL OF AMENDED AND RESTATED 2007 Mgmt For For
OMNIBUS INCENTIVE PLAN.
3. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
4. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
WRIGHT MEDICAL GROUP, INC. Agenda Number: 933954023
--------------------------------------------------------------------------------------------------------------------------
Security: 98235T107
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: WMGI
ISIN: US98235T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY D. BLACKFORD Mgmt For For
MARTIN J. EMERSON Mgmt For For
LAWRENCE W. HAMILTON Mgmt For For
RONALD K. LABRUM Mgmt For For
JOHN L. MICLOT Mgmt For For
ROBERT J. PALMISANO Mgmt For For
AMY S. PAUL Mgmt For For
ROBERT J. QUILLINAN Mgmt For For
DAVID D. STEVENS Mgmt For For
DOUGLAS G. WATSON Mgmt For For
2. AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
WSFS FINANCIAL CORPORATION Agenda Number: 933965367
--------------------------------------------------------------------------------------------------------------------------
Security: 929328102
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: WSFS
ISIN: US9293281021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANCIS B. BRAKE, JR. Mgmt For For
CHARLES G. CHELEDEN Mgmt For For
MARK A. TURNER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG, Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014
--------------------------------------------------------------------------------------------------------------------------
XO GROUP INC. Agenda Number: 933984090
--------------------------------------------------------------------------------------------------------------------------
Security: 983772104
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: XOXO
ISIN: US9837721045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID LIU Mgmt For For
ELIZABETH SCHIMEL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
3. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt Against Against
2009 STOCK INCENTIVE PLAN TO INCREASE THE
NUMBER OF AUTHORIZED SHARES.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
XPO LOGISTICS INC Agenda Number: 934003168
--------------------------------------------------------------------------------------------------------------------------
Security: 983793100
Meeting Type: Annual
Meeting Date: 27-May-2014
Ticker: XPO
ISIN: US9837931008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRADLEY S. JACOBS Mgmt For For
MICHAEL G. JESSELSON Mgmt For For
ADRIAN P. KINGSHOTT Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
XYRATEX LTD Agenda Number: 933916910
--------------------------------------------------------------------------------------------------------------------------
Security: G98268108
Meeting Type: Special
Meeting Date: 26-Feb-2014
Ticker: XRTX
ISIN: BMG982681089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER AND THE BERMUDA MERGER AGREEMENT
AND TO APPROVE THE MERGER.
2 TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, INCLUDING TO
SOLICIT ADDITIONAL VOTES IN FAVOR OF THE
PROPOSAL TO APPROVE AND TO ADOPT THE
AGREEMENT AND PLAN OF MERGER AND THE
BERMUDA MERGER AGREEMENT AND APPROVE THE
MERGER, IF THERE ARE INSUFFICIENT VOTES TO
APPROVE THAT PROPOSAL AT THE TIME OF THE
SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
YADKIN FINANCIAL CORPORATION Agenda Number: 934025619
--------------------------------------------------------------------------------------------------------------------------
Security: 984305102
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: YDKN
ISIN: US9843051023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF JANUARY 27, 2014, AS
AMENDED, BY AND AMONG YADKIN FINANCIAL
CORPORATION, VANTAGESOUTH BANCSHARES, INC.,
AND PIEDMONT COMMUNITY BANK HOLDINGS, INC.
PURSUANT TO WHICH VANTAGESOUTH BANCSHARES,
INC. AND PIEDMONT COMMUNITY BANK HOLDINGS,
INC. WILL EACH MERGE WITH AND INTO YADKIN
FINANCIAL CORPORATION (WHICH WE REFER TO
COLLECTIVELY AS THE "MERGERS").
2. PROPOSAL TO AMEND THE ARTICLES OF Mgmt For For
INCORPORATION OF YADKIN FINANCIAL
CORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK TO
75,000,000 SHARES.
3A. ELECTION OF DIRECTOR: NOLAN G. BROWN Mgmt For For
3B. ELECTION OF DIRECTOR: HARRY M. DAVIS Mgmt For For
3C. ELECTION OF DIRECTOR: THOMAS J. HALL Mgmt For For
3D. ELECTION OF DIRECTOR: JAMES A. HARRELL, JR. Mgmt For For
3E. ELECTION OF DIRECTOR: LARRY S. HELMS Mgmt For For
3F. ELECTION OF DIRECTOR: DAN W. HILL, III Mgmt For For
3G. ELECTION OF DIRECTOR: ALISON J. SMITH Mgmt For For
3H. ELECTION OF DIRECTOR: HARRY C. SPELL Mgmt For For
3I. ELECTION OF DIRECTOR: JOSEPH H. TOWELL Mgmt For For
4. PROPOSAL TO RATIFY THE APPOINTMENT OF DIXON Mgmt For For
HUGHES GOODMAN LLP, AS YADKIN FINANCIAL
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
5. PROPOSAL TO ADJOURN THE YADKIN FINANCIAL Mgmt For For
CORPORATION ANNUAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IN FAVOR OF PROPOSAL #1 AND/OR PROPOSAL #2
HEREIN.
6. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, THE COMPENSATION OF
CERTAIN EXECUTIVE OFFICERS OF YADKIN
FINANCIAL CORPORATION.
7. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, THE COMPENSATION THAT
CERTAIN EXECUTIVE OFFICERS OF YADKIN
FINANCIAL CORPORATION MAY RECEIVE IN
CONNECTION WITH THE MERGERS PURSUANT TO
EXISTING AGREEMENTS OR ARRANGEMENTS WITH
YADKIN FINANCIAL CORPORATION.
--------------------------------------------------------------------------------------------------------------------------
YRC WORLDWIDE INC. Agenda Number: 933937433
--------------------------------------------------------------------------------------------------------------------------
Security: 984249607
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: YRCW
ISIN: US9842496070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAYMOND J. BROMARK Mgmt For For
MATTHEW A. DOHENY Mgmt For For
ROBERT L. FRIEDMAN Mgmt For For
JAMES E. HOFFMAN Mgmt For For
MICHAEL J. KNEELAND Mgmt For For
JAMES L. WELCH Mgmt For For
JAMES F. WINESTOCK Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
3. THE APPROVAL OF THE YRC WORLDWIDE INC. Mgmt Against Against
AMENDED AND RESTATED 2011 INCENTIVE AND
EQUITY AWARD PLAN.
4. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
ZAGG INC Agenda Number: 934005958
--------------------------------------------------------------------------------------------------------------------------
Security: 98884U108
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: ZAGG
ISIN: US98884U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RANDALL L. HALES Mgmt For For
CHERYL A. LARABEE Mgmt For For
E. TODD HEINER Mgmt For For
BRADLEY J. HOLIDAY Mgmt For For
DANIEL R. MAURER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY.
3. TO PROVIDE AN ADVISORY APPROVAL OF THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ZALE CORPORATION Agenda Number: 933888111
--------------------------------------------------------------------------------------------------------------------------
Security: 988858106
Meeting Type: Annual
Meeting Date: 05-Dec-2013
Ticker: ZLC
ISIN: US9888581066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NEALE ATTENBOROUGH Mgmt For For
YUVAL BRAVERMAN Mgmt For For
TERRY BURMAN Mgmt For For
DAVID F. DYER Mgmt For For
KENNETH B. GILMAN Mgmt For For
THEO KILLION Mgmt For For
JOHN B. LOWE, JR. Mgmt For For
JOSHUA OLSHANSKY Mgmt For For
BETH M. PRITCHARD Mgmt For For
2. TO APPROVE AMENDMENTS TO THE ZALE Mgmt For For
CORPORATION 2011 OMNIBUS INCENTIVE PLAN.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JULY 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
ZALE CORPORATION Agenda Number: 934015846
--------------------------------------------------------------------------------------------------------------------------
Security: 988858106
Meeting Type: Special
Meeting Date: 29-May-2014
Ticker: ZLC
ISIN: US9888581066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF FEBRUARY 19, 2014 (THE "MERGER
AGREEMENT"), BY AND AMONG ZALE CORPORATION
(THE "COMPANY"), SIGNET JEWELERS LIMITED
AND CARAT MERGER SUB, INC.
2. TO APPROVE (ON A NON-BINDING, ADVISORY Mgmt For For
BASIS) THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH, OR
FOLLOWING, THE CONSUMMATION OF THE MERGER.
3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
ZEP INC Agenda Number: 933901399
--------------------------------------------------------------------------------------------------------------------------
Security: 98944B108
Meeting Type: Annual
Meeting Date: 07-Jan-2014
Ticker: ZEP
ISIN: US98944B1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN K. MORGAN Mgmt For For
JOSEPH SQUICCIARINO Mgmt For For
TIMOTHY T. TEVENS Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. APPROVE AN AMENDMENT TO THE ZEP INC. 2010 Mgmt For For
OMNIBUS INCENTIVE PLAN.
4. RATIFY THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
ZIX CORPORATION Agenda Number: 933997833
--------------------------------------------------------------------------------------------------------------------------
Security: 98974P100
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: ZIXI
ISIN: US98974P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK J. BONNEY Mgmt For For
MICHAEL E. DAILEY Mgmt For For
TAHER A. ELGAMAL Mgmt For For
ROBERT C. HAUSMANN Mgmt For For
MARIBESS L. MILLER Mgmt For For
RICHARD D. SPURR Mgmt For For
2. RATIFICATION OF APPOINTMENT OF WHITLEY PENN Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ZOLTEK COMPANIES, INC. Agenda Number: 933908343
--------------------------------------------------------------------------------------------------------------------------
Security: 98975W104
Meeting Type: Special
Meeting Date: 23-Jan-2014
Ticker: ZOLT
ISIN: US98975W1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF SEPTEMBER 27, 2013, BY
AND AMONG ZOLTEK COMPANIES, INC., TORAY
INDUSTRIES, INC., AND TZ ACQUISITION CORP.,
AS IT MAY BE AMENDED FROM TIME TO TIME, AND
THE TRANSACTIONS CONTEMPLATED THEREIN.
2. TO ADJOURN THE SPECIAL MEETING TO A LATER Mgmt For For
DATE OR DATES, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES TO ADOPT THE MERGER
AGREEMENT AT THE TIME OF THE SPECIAL
MEETING.
3. TO APPROVE, BY NON-BINDING, ADVISORY VOTE, Mgmt For For
CERTAIN COMPENSATION ARRANGEMENTS FOR
ZOLTEK'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
ZUMIEZ INC. Agenda Number: 933944248
--------------------------------------------------------------------------------------------------------------------------
Security: 989817101
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: ZUMZ
ISIN: US9898171015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: THOMAS D. CAMPION Mgmt For For
1B ELECTION OF DIRECTOR: SARAH G. MCCOY Mgmt For For
1C ELECTION OF DIRECTOR: ERNEST R. JOHNSON Mgmt For For
2 APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
3 APPROVAL OF THE ZUMIEZ 2014 EQUITY Mgmt For For
INCENTIVE PLAN.
4 APPROVAL OF THE ZUMIEZ 2014 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
5 RATIFICATION OF THE SELECTION OF MOSS ADAMS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2015(FISCAL 2014).
--------------------------------------------------------------------------------------------------------------------------
ZYGO CORPORATION Agenda Number: 933891031
--------------------------------------------------------------------------------------------------------------------------
Security: 989855101
Meeting Type: Annual
Meeting Date: 13-Nov-2013
Ticker: ZIGO
ISIN: US9898551018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEPHEN D. FANTONE Mgmt Withheld Against
SAMUEL H. FULLER Mgmt For For
MICHAEL A. KAUFMAN Mgmt For For
SEYMOUR E. LIEBMAN Mgmt Withheld Against
CAROL P. WALLACE Mgmt Withheld Against
GARY K. WILLIS Mgmt For For
2. TO APPROVE A NON-BINDING ADVISORY Mgmt For For
RESOLUTION APPROVING ZYGO'S EXECUTIVE
COMPENSATION AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED ACCOUNTING FIRM FOR FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
ZYGO CORPORATION Agenda Number: 934030595
--------------------------------------------------------------------------------------------------------------------------
Security: 989855101
Meeting Type: Special
Meeting Date: 18-Jun-2014
Ticker: ZIGO
ISIN: US9898551018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF APRIL 10, 2014 (AS IT MAY BE
AMENDED FROM TIME TO TIME, THE "MERGER
AGREEMENT"), BY AND AMONG AMETEK, INC.,
AMETEK MATTERHORN, INC. AND ZYGO
CORPORATION.
2 TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
3 TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt Against Against
CERTAIN COMPENSATION ARRANGEMENTS FOR ZYGO
CORPORATION'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER.
Curian/DoubleLine Total Return Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian/Eaton Vance Global Macro Absolute Return Advantage Fund
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE EUROSHOP AG, HAMBURG Agenda Number: 705271930
--------------------------------------------------------------------------------------------------------------------------
Security: D1854M102
Meeting Type: AGM
Meeting Date: 18-Jun-2014
Ticker:
ISIN: DE0007480204
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT BY JUDGEMENT OF OLG Non-Voting
COLOGNE RENDERED ON JUNE 6, 2012, ANY
SHAREHOLDER WHO HOLDS AN AGGREGATE TOTAL OF
3 PERCENT OR MORE OF THE OUTSTANDING SHARE
CAPITAL MUST REGISTER UNDER THEIR
BENEFICIAL OWNER DETAILS BEFORE THE
APPROPRIATE DEADLINE TO BE ABLE TO VOTE.
FAILURE TO COMPLY WITH THE DECLARATION
REQUIREMENTS AS STIPULATED IN SECTION 21 OF
THE SECURITIES TRADE ACT (WPHG) MAY PREVENT
THE SHAREHOLDER FROM VOTING AT THE GENERAL
MEETINGS. THEREFORE, YOUR CUSTODIAN MAY
REQUEST THAT WE REGISTER BENEFICIAL OWNER
DATA FOR ALL VOTED ACCOUNTS WITH THE
RESPECTIVE SUB CUSTODIAN. IF YOU REQUIRE
FURTHER INFORMATION WHETHER OR NOT SUCH BO
REGISTRATION WILL BE CONDUCTED FOR YOUR
CUSTODIANS ACCOUNTS, PLEASE CONTACT YOUR
CSR.
THE SUB CUSTODIANS HAVE ADVISED THAT VOTED Non-Voting
SHARES ARE NOT BLOCKED FOR TRADING PURPOSES
I.E. THEY ARE ONLY UNAVAILABLE FOR
SETTLEMENT. REGISTERED SHARES WILL BE
DEREGISTERED AT THE DEREGISTRATION DATE BY
THE SUB CUSTODIANS. IN ORDER TO
DELIVER/SETTLE A VOTED POSITION BEFORE THE
DEREGISTRATION DATE A VOTING INSTRUCTION
CANCELLATION AND DE-REGISTRATION REQUEST
NEEDS TO BE SENT TO YOUR CSR OR CUSTODIAN.
PLEASE CONTACT YOUR CSR FOR FURTHER
INFORMATION.
THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 03 Non-Voting
JUNE 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORT FOR THE 2013 FINANCIAL
YEAR WITH THE REPORT OF THE SUPERVISORY
BOARD, THE GROUP FINANCIAL STATEMENTS, THE
GROUP ANNUAL REPORT, AND THE REPORT
PURSUANT TO SECTIONS 289(4), 289(5) AND
315(4) OF THE GERMAN COMMERCIAL CODE
2. RESOLUTION ON THE APPROPRIATION OF THE Mgmt No vote
DISTRIBUTABLE PROFIT THE DISTRIBUTABLE
PROFIT OF EUR 67,431,920 SHALL BE
APPROPRIATED AS FOLLOWS: PAYMENT OF A
DIVIDEND OF EUR 1.25 PER NO-PAR SHARE
EX-DIVIDEND DATE: JUNE 19, 2014 PAYABLE
DATE: JUNE 20, 2014
3. RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt No vote
MDS
4. RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt No vote
BOARD
5. APPOINTMENT OF AUDITORS FOR THE 2014 Mgmt No vote
FINANCIAL YEAR: BDO AG, HAMBURG
6.1 ELECT THOMAS ARMBRUST TO THE SUPERVISORY Mgmt No vote
BOARD
6.2 ELECT BEATE BELL TO THE SUPERVISORY BOARD Mgmt No vote
6.3 ELECT MANUELA BETTER TO THE SUPERVISORY Mgmt No vote
BOARD
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE WOHNEN AG, FRANKFURT/MAIN Agenda Number: 704699771
--------------------------------------------------------------------------------------------------------------------------
Security: D2046U176
Meeting Type: EGM
Meeting Date: 30-Sep-2013
Ticker:
ISIN: DE000A0HN5C6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 09 SEP 2013, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 15 Non-Voting
SEP 2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Increase of the Companys Share Capital Mgmt For For
against Contributions in kind with the
Exclusion of the Shareholders Subscription
Rights and Authorisation for the Amendment
of the Articles of Association
2. Increase of the Company Share Capital Mgmt For For
against Cash Contributions with the
Exclusion of the Shareholders Subscription
Rights and Authorisation for the Amendment
of the Articles of Association
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE WOHNEN AG, FRANKFURT/MAIN Agenda Number: 705244490
--------------------------------------------------------------------------------------------------------------------------
Security: D2046U176
Meeting Type: AGM
Meeting Date: 11-Jun-2014
Ticker:
ISIN: DE000A0HN5C6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 21 MAY 2014, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 27 Non-Voting
MAY 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. PRESENTATION OF THE APPROVED ANNUAL Non-Voting
FINANCIAL STATEMENTS AND THE SUPERVISORY
BOARD-APPROVED CONSOLIDATED FINANCIAL
STATEMENTS AS OF DECEMBER 31, 2013, THE
MANAGEMENT RE-PORTS FOR THE COMPANY AND THE
GROUP, INCLUDING THE SUPERVISORY BOARD
REPORT FOR THE 2013 FINANCIAL YEAR, AS WELL
AS THE EXPLANATORY MANAGEMENT BOARD REPORT
ON THE DISCLOSURE PURSUANT TO SECTIONS 289
PARAGRAPHS 4 AND 5, AND SECTION 315
PARAGRAPH 4 OF THE GERMAN COMMERCIAL CODE
(HGB) AS OF DECEMBER 31, 2013
2. PASSING OF A RESOLUTION CONCERNING THE Mgmt For For
APPROPRIATION OF THE NET PROFIT AVAILABLE
FOR DISTRIBUTION FOR THE 2013 FINANCIAL
YEAR BY DEUTSCHE WOHNEN AG: DISTRIBUTION OF
A DIVIDEND OF EUR 0.34 PER REGISTERED SHARE
OR BEARER SHARE
3. PASSING OF A RESOLUTION ON THE APPROVAL OF Mgmt For For
THE ACTIONS OF THE MANAGEMENT BOARD FOR THE
2013 FINANCIAL YEAR 2013
4. PASSING OF A RESOLUTION ON THE APPROVAL OF Mgmt For For
THE ACTIONS OF THE SUPERVISORY BOARD FOR
THE 2013 FINANCIAL YEAR
5. ELECTION OF THE AUDITOR OF THE ANNUAL Mgmt For For
FINANCIAL STATEMENTS AND OF THE AUDITOR OF
THE CONSOLIDATED FINANCIAL STATEMENTS, AS
WELL AS OF THE AUDITOR FOR ANY AUDITED
REVIEW OF THE HALF-YEAR FINANCIAL REPORT
FOR THE 2014 FINANCIAL YEAR: ERNST & YOUNG
GMBH
6. ELECTIONS TO THE SUPERVISORY BOARD: MR. Mgmt For For
CLAUS WISSER
7. PASSING OF A RESOLUTION CONCERNING THE Mgmt Against Against
APPROVAL OF THE COMPENSATION SYSTEM
APPLYING TO THE MEMBERS OF THE MANAGEMENT
BOARD
8. PASSING OF A RESOLUTION CONCERNING THE Mgmt For For
CREATION OF AUTHORIZED CAPITAL 2014 WITH
THE POSSIBILITY OF EXCLUDING SUBSCRIPTION
RIGHTS AND CANCELLING THE EXISTING
AUTHORIZED CAPITAL AND CORRESPONDING CHANGE
TO THE ARTICLES OF ASSOCIATION A) CREATION
OF AUTHORIZED CAPITAL 2014 WITH THE
POSSIBILITY OF EXCLUDING SUBSCRIPTION
RIGHTS, B) CHANGES TO SECTION 4A OF THE
ARTICLES OF ASSOCIATION, C) CANCELLATION OF
EXISTING AUTHORIZED CAPITAL, D) APPLICATION
FOR ENTRY INTO THE COMMERCIAL REGISTER
9. PASSING OF A RESOLUTION CONCERNING THE Mgmt For For
GRANTING OF A NEW AUTHORIZATION TO ISSUE
CONVERTIBLE AND/OR WARRANT-LINKED BONDS
AND/OR CONVERTIBLE OR WARRANT-LINKED
PARTICIPATION RIGHTS (OR A COMBINATION OF
THESE INSTRUMENTS) WITH THE OPTION OF
EXCLUDING SUBSCRIPTION RIGHTS, CREATION OF
CONDITIONAL CAPITAL 2014/I, PARTIAL
CANCELLATION OF THE EXISTING AUTHORIZATION
TO IS-SUE CONVERTIBLE AND WARRANT-LINKED
BONDS, PARTIAL CANCELLATION OF CONDITIONAL
CAPITAL 2013 (SECTION 4B OF THE ARTICLES OF
ASSOCIATION) AND CORRESPONDING CHANGES TO
THE ARTICLES OF ASSOCIATION: A)
AUTHORIZATION TO ISSUE CONVERTIBLE AND/OR
WARRANT-LINKED BONDS AND/OR CONVERTIBLE
AND/OR WARRANT-LINKED PARTICIPATION RIGHTS
(OR A COMBINATION OF THESE INSTRUMENTS) AND
TO EXCLUDE SUBSCRIPTION RIGHTS, B)
CONDITIONAL CAPITAL 2014/I, C) CANCELLATION
OF THE NON-EXERCISED AUTHORIZATION OF MAY
28, 2013 AND CORRESPONDING CANCELLATION OF
CONDITIONAL CAPITAL 2013, D) AMENDMENT TO
THE ARTICLES OF ASSOCIATION, E)
AUTHORIZATION OF THE SUPERVISORY BOARD TO
MAKE CHANGES TO THE ARTICLES OF ASSOCIATION
THAT ONLY AFFECT THE WORDING, F) COMMERCIAL
REGISTER ENTRY, AUTHORIZATION TO ADJUST
ARTICLES OF ASSOCIATION
10. PASSING OF A RESOLUTION CONCERNING THE Mgmt For For
APPROVAL TO ENTER INTO A DOMINATION
AGREEMENT BETWEEN DEUTSCHE WOHNEN AG AND
GSW IMMOBILIEN AG; PASSING A RESOLUTION
CONCERNING THE CREATION OF CONDITIONAL
CAPITAL 2014/II AND THE INSERTION OF A NEW
SECTION 4C IN THE ARTICLES OF ASSOCIATION
11. APPROVAL TO ENTER INTO A PROFIT AND LOSS Mgmt For For
TRANSFER AGREEMENT BETWEEN DEUTSCHE WOHNEN
AG AND DEUTSCHE WOHNEN MANAGEMENT GMBH
12. APPROVAL TO ENTER INTO A PROFIT AND LOSS Mgmt For For
TRANSFER AGREEMENT BETWEEN DEUTSCHE WOHNEN
AG AND DEUTSCHE WOHNEN IMMOBILIEN
MANAGEMENT GMBH
13. APPROVAL TO ENTER INTO A PROFIT AND LOSS Mgmt For For
TRANSFER AGREEMENT BETWEEN DEUTSCHE WOHNEN
AG AND DEUTSCHE WOHNEN CONSTRUCTION AND
FACILITIES GMBH
14. PASSING OF A RESOLUTION CONCERNING THE Mgmt For For
AUTHORIZATION TO ACQUIRE AND USE OWN
SHARES, INCLUDING AUTHORIZATION TO RETIRE
TREASURY SHARES ACQUIRED AND REDUCE CAPITAL
15. PASSING OF A RESOLUTION CONCERNING THE Mgmt For For
CONVERSION OF ALL OUTSTANDING REGISTERED
SHARES TO BEARER SHARES AND CORRESPONDING
AMENDMENTS TO SECTION 4 PARAGRAPH 2 AND
PARAGRAPH 3 SENTENCE 1 AND SECTION 9 OF THE
ARTICLES OF ASSOCIATION
16. PASSING OF A RESOLUTION CONCERNING THE Mgmt For For
AUTHORIZATION TO ISSUE STOCK OPTIONS TO
MEMBERS OF THE MANAGEMENT BOARD OF DEUTSCHE
WOHNEN AG AND TO SELECTED EXECUTIVES OF
DEUTSCHE WOHNEN AG AND AFFILIATED
COMPANIES, THE CREATION OF CONDITIONAL
CAPITAL 2014/III TO SERVICE STOCK OPTIONS
AND THE INSERTION OF A NEW SECTION 4D TO
THE ARTICLES OF ASSOCIATION: A)
AUTHORIZATION TO ISSUE STOCK OPTIONS AS
PART OF AOP 2014, B) CONDITIONAL CAPITAL
2014/III, C) AMENDMENTS TO THE ARTICLES OF
ASSOCIATION: SECTION 4D
--------------------------------------------------------------------------------------------------------------------------
GAGFAH SA, LUXEMBOURG Agenda Number: 705261624
--------------------------------------------------------------------------------------------------------------------------
Security: L4121J101
Meeting Type: AGM
Meeting Date: 12-Jun-2014
Ticker:
ISIN: LU0269583422
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PRESENTATION OF THE STATUTORY MANAGEMENT Non-Voting
REPORT AND THE CONSOLIDATED MANAGEMENT
REPORT FOR THE FINANCIAL YEAR ENDED
DECEMBER 31, 2013
2 PRESENTATION ON 2014 INCLUDING AN UPDATE Non-Voting
ON: OPERATIONAL ACTIVITIES OF THE GAGFAH
GROUP; CORPORATE GOVERNANCE AND EXPECTED
DIVIDEND POLICY
3 PRESENTATION OF THE REPORTS BY THE AUDITORS Non-Voting
OF THE COMPANY IN RESPECT OF THE STATUTORY
FINANCIAL STATEMENTS OF THE COMPANY AND IN
RESPECT OF THE CONSOLIDATED FINANCIAL
STATEMENTS OF THE COMPANY AND ITS GROUP,
FOR THE FINANCIAL YEAR ENDED DECEMBER 31,
2013
4 APPROVAL OF THE STATUTORY FINANCIAL Mgmt For For
STATEMENTS OF THE COMPANY FOR THE FINANCIAL
YEAR ENDED DECEMBER 31, 2013
5 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS OF THE COMPANY AND ITS GROUP FOR
THE FINANCIAL YEAR ENDED DECEMBER 31, 2013
6 RESOLUTION CONCERNING THE ALLOCATION OF THE Mgmt For For
RESULTS OF THE COMPANY FOR THE FINANCIAL
YEAR ENDED DECEMBER 31, 2013
7 DISCHARGE (QUITUS) TO ALL THE DIRECTORS OF Mgmt For For
THE COMPANY WHO WERE IN OFFICE DURING THE
FINANCIAL YEAR ENDED DECEMBER 31, 2013
8 ELECTION OF MR. GERHARD ZEILER Mgmt For For
(INDEPENDENT) AS DIRECTOR OF THE COMPANY
(FOLLOWING CO-OPTATION WHICH OCCURRED ON
MARCH 25, 2014), FOR A TERM TO END AT THE
GENERAL MEETING OF SHAREHOLDERS APPROVING
THE STATUTORY FINANCIAL STATEMENTS OF THE
COMPANY FOR THE FINANCIAL YEAR ENDING
DECEMBER 2018
9 COMPENSATION OF DIRECTORS Mgmt For For
Curian/Epoch Global Shareholder Yield Fund
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 933942725
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. ALPERN Mgmt For For
EDWARD M. LIDDY Mgmt For For
FREDERICK H. WADDELL Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
ABBVIE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ALLIANZ SE, MUENCHEN Agenda Number: 705077623
--------------------------------------------------------------------------------------------------------------------------
Security: D03080112
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: DE0008404005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2013, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require share blocking. Registered
shares will be deregistered according to
trading activities or at the deregistration
date by the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent. Please contact your CSR
for further information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
22.04.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the approved Annual Non-Voting
Financial Statements and the approved
Consolidated Financial Statements as of
December 31, 2013, and of the Management
Reports for Allianz SE and for the Group,
the Explanatory Reports on the information
pursuant to section 289 (4), 315 (4) and
section 289 (5) of the German Commercial
Code (HGB), as well as the Report of the
Supervisory Board for fiscal year 2013
2. Appropriation of net earnings Mgmt No vote
3. Approval of the actions of the members of Mgmt No vote
the Management Board
4. Approval of the actions of the members of Mgmt No vote
the Supervisory Board
5. By- Election to the Supervisory Board: Jim Mgmt No vote
Hagemann Snabe
6. Creation of an Authorized Capital 2014/I, Mgmt No vote
cancellation of the Authorized Capital
2010/I and corresponding amendment to the
Statutes
7. Creation of an Authorized Capital 2014/II Mgmt No vote
for the issuance of shares to employees,
cancellation of the Authorized Capital
2010/II and corresponding amendment to the
Statutes
8. Approval of a new authorization to issue Mgmt No vote
bonds carrying conversion and/or option
rights as well as convertible participation
rights, cancellation of the current
authorization to issue bonds carrying
conversion and/or option rights, unless
fully utilized, amendment of the existing
Conditional Capital 2010 and corresponding
amendment of the Statutes
9. Authorization to acquire treasury shares Mgmt No vote
for trading purposes
10. Authorization to acquire and utilize Mgmt No vote
treasury shares for other purposes
11. Authorization to use derivatives in Mgmt No vote
connection with the acquisition of treasury
shares pursuant to Section 71 (1) no. 8
AktG
12. Approval to amend existing company Mgmt No vote
agreements
--------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. Agenda Number: 933956801
--------------------------------------------------------------------------------------------------------------------------
Security: 02209S103
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: MO
ISIN: US02209S1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GERALD L. BALILES Mgmt For For
1B. ELECTION OF DIRECTOR: MARTIN J. BARRINGTON Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN T. CASTEEN III Mgmt For For
1D. ELECTION OF DIRECTOR: DINYAR S. DEVITRE Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS F. FARRELL II Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS W. JONES Mgmt For For
1G. ELECTION OF DIRECTOR: DEBRA J. KELLY-ENNIS Mgmt For For
1H. ELECTION OF DIRECTOR: W. LEO KIELY III Mgmt For For
1I. ELECTION OF DIRECTOR: KATHRYN B. MCQUADE Mgmt For For
1J. ELECTION OF DIRECTOR: GEORGE MUNOZ Mgmt For For
1K. ELECTION OF DIRECTOR: NABIL Y. SAKKAB Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
4. SHAREHOLDER PROPOSAL - PREPARATION OF Shr Against For
HEALTH EFFECT AND CESSATION MATERIALS FOR
POOR AND LESS FORMALLY EDUCATED TOBACCO
CONSUMERS
5. SHAREHOLDER PROPOSAL - DISCLOSURE OF Shr Against For
LOBBYING POLICIES AND PRACTICES
--------------------------------------------------------------------------------------------------------------------------
AMEREN CORPORATION Agenda Number: 933933485
--------------------------------------------------------------------------------------------------------------------------
Security: 023608102
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: AEE
ISIN: US0236081024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
WARNER L. BAXTER Mgmt For For
CATHERINE S. BRUNE Mgmt For For
ELLEN M. FITZSIMMONS Mgmt For For
WALTER J. GALVIN Mgmt For For
RICHARD J. HARSHMAN Mgmt For For
GAYLE P.W. JACKSON Mgmt For For
JAMES C. JOHNSON Mgmt For For
STEVEN H. LIPSTEIN Mgmt For For
PATRICK T. STOKES Mgmt For For
THOMAS R. VOSS Mgmt For For
STEPHEN R. WILSON Mgmt For For
JACK D. WOODARD Mgmt For For
2 NON-BINDING ADVISORY APPROVAL OF Mgmt For For
COMPENSATION OF THE EXECUTIVES DISCLOSED IN
THE PROXY STATEMENT.
3 APPROVAL OF THE 2014 OMNIBUS INCENTIVE Mgmt For For
COMPENSATION PLAN.
4 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
5 SHAREHOLDER PROPOSAL REGARDING HAVING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN.
6 SHAREHOLDER PROPOSAL REGARDING A REPORT ON Shr For Against
LOBBYING.
7 SHAREHOLDER PROPOSAL REGARDING A REPORT ON Shr Against For
GREENHOUSE GAS EMISSIONS.
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA, BRUXELLES Agenda Number: 705080947
--------------------------------------------------------------------------------------------------------------------------
Security: B6399C107
Meeting Type: MIX
Meeting Date: 30-Apr-2014
Ticker:
ISIN: BE0003793107
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
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SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
A.1 Deciding that all outstanding subscription Mgmt For For
rights granted to Directors (including
former Directors) of the Company and
certain executives (including former
executives) will be automatically converted
into stock options, so that, upon exercise,
existing shares instead of new shares will
be delivered, with effect on 1 May 2014;
accordingly, acknowledging that all
subscription rights outstanding on 1 May
2014 will become without object, with
effect on the same date; confirming that
the terms and conditions of such
replacement stock options will be identical
to those of such subscription rights,
including regarding the exercise price and
the exercise conditions and periods, except
to the extent strictly needed to take into
account that existing shares instead of new
shares will be delivered; deciding that
such replacement CONTD
CONT CONTD stock options will continue to grant Non-Voting
their holders a right of early exercise in
the event contemplated by Article 501,
second indent, of the Companies Code (i.e.,
in relation to certain capital increases),
in the same manner as the subscription
rights did
A.2.a Special report by the Board of Directors on Non-Voting
the authorised capital, drawn up in
accordance with Article 604 of the
Companies Code
A.2.b Cancelling the unused portion of the Mgmt For For
existing authorised capital, granting a
renewed authorisation to the Board of
Directors to increase the capital in
accordance with Article 6 of the articles
of association, in one or more
transactions, by the issuance of a number
of shares, or financial instruments giving
right to a number of shares, which will
represent not more than 3% of the shares
issued as at 30 April 2014, and modifying
Article 6 of the articles of association
accordingly. Such authorisation is granted
for a period of five years as from the date
of publication of this modification to the
articles of association in the Belgian
State Gazette (Moniteur Belge /Belgisch
Staatsblad)
B.1.a Renewing, for a period of five years as Mgmt Against Against
from 30 April 2014, the authorisation to
the Board of Directors to purchase the
Company's own shares up to maximum 20 per
cent of the issued shares for a unitary
price which will not be lower than one euro
(EUR 1,-) and not higher than 20 % above
the highest closing price in the last
twenty trading days of the shares on
Euronext Brussels preceding the
acquisition. The previous authorization
expired on 28 April 2014
B.1.b Replacing Article 10 of the articles of Mgmt Against Against
association by the following text: "Article
10.-ACQUISITION AND DISPOSAL OF OWN SHARES
The company may, without any prior
authorisation of the Shareholders' Meeting,
in accordance with article 620 of the
Companies Code and under the conditions
provided for by law, acquire, on or outside
the stock exchange, its own shares up to a
maximum of 20% of the issued shares of the
company for a unitary price which will not
be lower than one euro (EUR 1,-) and not
higher than 20 % above the highest closing
price on Euronext Brussels in the last
twenty trading days preceding the
acquisition. The company may, without any
prior authorisation of the Shareholders'
Meeting, in accordance with article 622,
section 2, 1 of the Companies Code,
dispose, on or outside the stock exchange,
of the shares CONTD
CONT CONTD of the company which were acquired by Non-Voting
the company under the conditions determined
by the Board of Directors. The
authorisations set forth in the preceding
paragraphs also extend to acquisitions and
disposals of shares of the company by
direct subsidiaries of the company made in
accordance with article 627 of the
Companies Code. The authorisations set
forth in this article were granted for a
period of five (5) years as from the
extraordinary shareholders' meeting of
thirty April two thousand and fourteen
C.1 Management report by the Board of Directors Non-Voting
on the accounting year ended on 31 December
2013
C.2 Report by the statutory auditor on the Non-Voting
accounting year ended on 31 December 2013
C.3 Communication of the consolidated annual Non-Voting
accounts relating to the accounting year
ended on 31 December 2013, as well as the
management report by the Board of Directors
and the report by the statutory auditor on
the consolidated annual accounts
C.4 Approving the statutory annual accounts Mgmt For For
relating to the accounting year ended on 31
December 2013, including the following
allocation of the result: (as specified) On
a per share basis, this represents a gross
dividend for 2013 of EUR 2.05 giving right
to a dividend net of Belgian withholding
tax of EUR 1.5375 per share (in case of 25%
Belgian withholding tax) and of EUR 2.05
per share (in case of exemption from
Belgian withholding tax). Taking into
account the gross interim dividend of EUR
0.60 per share paid in November 2013, a
balance gross amount of EUR 1.45 will be
payable as from 8 May 2014, i.e. a balance
dividend net of Belgian withholding tax of
EUR 1.0875 per share (in case of 25%
Belgian withholding tax) and of EUR 1.45
per share (in case of exemption from
Belgian withholding tax). The actual gross
CONTD
CONT CONTD dividend amount (and, subsequently, Non-Voting
the balance amount) may fluctuate depending
on possible changes in the number of own
shares held by the Company on the dividend
payment date
C.5 Granting discharge to the Directors for the Mgmt For For
performance of their duties during the
accounting year ended on 31 December 2013
C.6 Granting discharge to the statutory auditor Mgmt For For
for the performance of his duties during
the accounting year ended on 31 December
2013
C.7.a Renewing the appointment as independent Mgmt Against Against
director of Mr. Kees Storm, for a period of
one year ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2014. The Company's
Corporate Governance Charter provides that
the term of office of directors shall end
immediately after the annual shareholders'
meeting following their 70th birthday,
except as provided by the Board of
Directors in special cases. The Board
considers that an exception to such age
limit is justified for Mr. Storm
considering the key role that he has played
and continues to play as independent
director. Mr. Storm complies with the
functional, family and financial criteria
of independence as provided for in Article
526ter of the Companies Code and in the
Company's Corporate Governance Charter,
except for the requirement CONTD
CONT CONTD not to have been a non-executive Non-Voting
director of the company for more than three
successive terms (Article 526ter, par. 1,
2). Except when legally required to apply
the definition of Article 526ter, par. 1,
2, the Board proposes to consider that Mr.
Storm continues to qualify as independent
director. The Board is of the opinion that
the quality and independence of the
contribution of Mr. Storm to the
functioning of the Board has not been
influenced by the length of his tenure. Mr.
Storm has acquired a superior understanding
of the Company's business, its underlying
strategy and specific culture, in
particular in his capacity of chairman of
the Board, and in light of his particular
experience, reputation and background it is
in the Company's best interests to renew
him as an independent director for an
additional term CONTD
CONT CONTD of one year. Moreover, Mr. Storm Non-Voting
expressly stated and the Board is of the
opinion that he does not have any
relationship with any company which could
compromise his independence
C.7.b Renewing the appointment as independent Mgmt For For
director of Mr. Mark Winkelman, for a
period of 1 year ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2014.
Mr. Winkelman complies with the functional,
family and financial criteria of
independence as provided for in Article
526ter of the Companies Code and in the
Company's Corporate Governance Charter,
except for the requirement not to have been
a non-executive director of the company for
more than three successive terms (Article
526ter, par. 1, 2). Except when legally
required to apply the definition of Article
526ter, par. 1, 2, the Board proposes to
consider that Mr. Winkelman continues to
qualify as independent director. The Board
is of the opinion that the quality and
independence of the contribution of Mr.
Winkelman to the CONTD
CONT CONTD functioning of the Board has not been Non-Voting
influenced by the length of his tenure. Mr.
Winkelman has acquired a superior
understanding of the Company's business,
its underlying strategy and specific
culture, and in light of his particular
experience, reputation and background it is
in the Company's best interests to renew
him as an independent director for an
additional term of one year. Moreover, Mr.
Winkelman expressly stated and the Board is
of the opinion that he does not have any
relationship with any company which could
compromise his independence
C.7.c Renewing the appointment as director of Mr. Mgmt Against Against
Alexandre Van Damme, for a period of four
years ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2017
C.7.d Renewing the appointment as director of Mr. Mgmt Against Against
Gregoire de Spoelberch, for a period of
four years ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2017
C.7.e Renewing the appointment as director of Mr. Mgmt Against Against
Carlos Alberto da Veiga Sicupira, for a
period of four years ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2017
C.7.f Renewing the appointment as director of Mr. Mgmt Against Against
Marcel Herrmann Telles, for a period of
four years ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2017
C.7.g Acknowledging the end of mandate as Mgmt Against Against
director of Mr. Jorge Paulo Lemann and
appointing as director Mr. Paulo Lemann as
his successor, for a period of four years
ending after the shareholders meeting which
will be asked to approve the accounts for
the year 2017. Mr. Paulo Lemann, a
Brazilian citizen, graduated from Faculdade
Candido Mendes in Rio de Janeiro, Brazil
with a B.A. in Economics. Mr. Lemann
interned at PriceWaterhouse in 1989 and was
employed as an Analyst at Andersen
Consulting from 1990 to 1991. From 1992 to
1995, he performed equity analysis while at
Banco Marka (Rio de Janeiro). Mr. Lemann
performed equity analysis for Dynamo Asset
Management (Rio de Janeiro) from 1995 to
1996. From 1997 to 2004, he started the
hedge fund investment effort at Tinicum
Inc., a New York based investment office
that advised the CONTD
CONT CONTD Synergy Fund of Funds where he served Non-Voting
as Portfolio Manager. In May 2005, Mr.
Lemann founded Pollux Capital and is
currently the Portfolio Manager. Mr. Lemann
is a board member of Lojas Americanas, the
Lemann Foundation and Ambev
C.7.h Acknowledging the end of mandate as Mgmt Against Against
director of Mr. Roberto Moses Thompson
Motta and appointing as director Mr.
Alexandre Behring as his successor, for a
period of four years ending after the
shareholders meeting which will be asked to
approve the accounts for the year 2017. Mr.
Behring, a Brazilian citizen, received a BS
in Electric Engineering from Pontificia
Universidade Catolica in Rio de Janeiro and
an MBA from Harvard Graduate School of
Business, having graduated as a Baker
Scholar and a Loeb Scholar. He is a
co-founder and the Managing Partner of 3G
Capital, a global investment firm with
offices in New York and Rio de Janeiro,
since 2004. Mr. Behring serves on Burger
King's Board as Chairman since October
2010, following Burger King's acquisition
by 3G Capital, and has become Chairman of
H.J. Heinz, following the CONTD
CONT CONTD closing of such company's acquisition Non-Voting
by Berkshire Hathaway and 3G Capital in
June 2013. Additionally, Mr. Behring served
as a Director, and member of the
Compensation and Operations Committees of
the Board of CSX Corporation, a leading
U.S. rail-based transportation company,
from 2008 to 2011. Previously, Mr. Behring
spent approximately 10 years at GP
Investments, one of Latin America's premier
private-equity firms, including eight years
as a partner and member of the firm's
Investment Committee. He served for seven
years, from 1998 through 2004, as a
Director and CEO of Latin America's largest
railroad, ALL (America Latina Logistica).
Mr. Behring was a co-founder and partner in
Modus OSI Technologies, a technology firm
with offices in Florida and Sao Paulo, from
1989 to 1993
C.7.i Appointing as independent director Mr. Elio Mgmt For For
Leoni Sceti, for a period of four years
ending after the shareholders' meeting
which will be asked to approve the accounts
for the year 2017. Mr Leoni Sceti is an
Italian citizen, living in the UK. He
graduated Magma Cum Laude in Economics from
LUISS in Rome, where he passed the Dottore
Commercialista post graduate bar exam. Mr.
Sceti is currently CEO of Iglo Group, a
European food business whose brands are
Birds Eye, Findus (in Italy) and Iglo. He
has over 20 years' experience in the FMCG
and media sectors. He served as CEO of EMI
Music from 2008 to 2010. Prior to EMI, Mr.
Sceti had an international career in
marketing and held senior leadership roles
at Procter & Gamble and Reckitt Benckiser.
Mr. Sceti is also a private investor in
technology start-ups, and is currently
CONTD
CONT CONTD Chairman of Zeebox Ltd, Chairman of Non-Voting
LSG holdings, and a Counsellor at One Young
World. Mr. Elio Leoni Sceti complies with
the functional, family and financial
criteria of independence as provided for in
Article 526ter of the Companies Code and in
the Company's Corporate Governance Charter.
Moreover, Mr. Elio Leoni Sceti expressly
stated and the Board is of the opinion that
he does not have any relationship with any
company which could compromise his
independence
C.7.j Appointing as director Mrs. Maria Asuncion Mgmt Against Against
Aramburuzabala Larregui, for a period of
four years ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2017. Mrs.
Aramburuzabala was proposed for appointment
as director in accordance with the terms of
the combination of ABI with Grupo Modelo.
Mrs. Aramburuzabala is a citizen of Mexico
and holds a degree in Accounting from ITAM
(Instituto Tecnologico Autonomo de Mexico).
She has served as CEO of Tresalia Capital
since 1996. She is also on the Boards of
KIO Networks, Abilia, Red Universalia,
Grupo Modelo, Grupo Financiero Banamex,
Banco Nacional de Mexico, non-executive
Director of Fresnillo plc, Medica Sur,
Latin America Conservation Council, Calidad
de Vida, Progreso y Desarrollo para la
Ciudad de Mexico and an Advisory Board
member CONTD
CONT CONTD of the Instituto Tecnologico Autonomo Non-Voting
de Mexico, School of Business
C.7.k Appointing as director Mr. Valentin Diez Mgmt Against Against
Morodo, for a period of four years ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2017. Mr. Diez was proposed for
appointment as director in accordance with
the terms of the combination of ABI with
Grupo Modelo. Born in 1940, Mr. Valentin
Diez has exceeded the age limit of 70 years
for directors as set forth in the Company's
Corporate Governance Charter. The Board
considers however that an exception to this
age limit is justified for Mr. Diez
considering the key role that he has played
and continues to play within Grupo Modelo
as well as his exceptional business
experience and reputation, amongst others
in the beer sector and industry at large.
Mr. Diez is a citizen of Mexico and holds a
degree in Business Administration from the
CONTD
CONT CONTD Universidad Iberoamericana and Non-Voting
participated in postgraduate courses at the
University of Michigan. He is currently
President of Grupo Nevadi International,
Chairman of the Consejo Empresarial
Mexicano de Comercio Exterior, Inversion y
Tecnologia, AC (COMCE) and Chairman of that
organization's Mexico-Spain Bilateral
Committee. He is a member of the Board of
Directors of Grupo Modelo, Vice President
of Kimberly Clark de Mexico and Grupo
Aeromexico. He is member of the Board of
Grupo Financiero Banamex, Acciones y
Valores Banamex, Grupo Dine, Mexichem, OHL
Mexico, Zara Mexico, Telefonica Moviles
Mexico, Banco Nacional de Comercio
Exterior, S.N.C. (Bancomext), ProMexico and
the Instituto de Empresa, Madrid. He is
member of the Consejo Mexicano de Hombres
de Negocios and Chairman of the Instituto
Mexicano para la CONTD
CONT CONTD Competitividad, IMCO. He is Chairman Non-Voting
of the Assembly of Associates of the
Universidad Iberoamericana, and Founder and
Chairman of the Diez Morodo Foundation,
which encourages social, sporting,
educational and philanthropic causes. Mr.
Diez is also a member of the Board of the
Museo Nacional de las Artes, MUNAL in
Mexico and member of the International
Trustees of the Museo del Prado in Madrid,
Spain
C.8.a Approving the remuneration report for the Mgmt Against Against
financial year 2013 as set out in the 2013
annual report, including the executive
remuneration policy. The 2013 annual report
and remuneration report containing the
executive remuneration policy can be
reviewed as indicated at the end of this
notice
C.8.b Deciding to grant and, pursuant to Article Mgmt Against Against
554, indent 7, of the Companies Code, to
expressly approve the grant of 15,000 stock
options to each of the current Directors of
the Company, being all non-executive
Directors, for the performance of their
mandate during the financial year 2013.
However, the number of stock options
amounts to 20,000 for the Chairman of the
Audit Committee and to 30,000 for the
Chairman of the Board of Directors. The
main features of these stock options can be
summarised as follows: each stock option
confers the right to purchase one existing
ordinary share of the Company, with the
same rights (including dividend rights) as
the other existing shares. Each stock
option is granted for no consideration. Its
exercise price equals the closing price of
the Company share on Euronext Brussels on
29 April CONTD
CONT CONTD 2014. All stock options have a term Non-Voting
of ten years as from their granting and
become exercisable five years after their
granting. At the end of the ten year term,
the stock options that have not been
exercised will automatically become null
and void
D.1 Granting powers to Mr. Benoit Loore, VP Mgmt For For
Corporate Governance, with power to
substitute and without prejudice to other
delegations of powers to the extent
applicable, for (i) the implementation of
resolution A.1 regarding the change in
relation to outstanding subscription
rights, (ii) the restatements of the
articles of association as a result of all
changes referred to above, the signing of
the restated articles of association and
their filings with the clerk's office of
the Commercial Court of Brussels, and (iii)
any other filings and publication
formalities in relation to the above
resolutions
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APPLE INC. Agenda Number: 933915564
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Security: 037833100
Meeting Type: Annual
Meeting Date: 28-Feb-2014
Ticker: AAPL
ISIN: US0378331005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt For For
TIMOTHY COOK Mgmt For For
MILLARD DREXLER Mgmt For For
AL GORE Mgmt For For
ROBERT IGER Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR LEVINSON Mgmt For For
RONALD SUGAR Mgmt For For
2. THE AMENDMENT OF THE COMPANY'S RESTATED Mgmt For For
ARTICLES OF INCORPORATION (THE "ARTICLES")
TO FACILITATE THE IMPLEMENTATION OF
MAJORITY VOTING FOR THE ELECTION OF
DIRECTORS IN AN UNCONTESTED ELECTION BY
ELIMINATING ARTICLE VII, WHICH RELATES TO
THE TERM OF DIRECTORS AND THE TRANSITION
FROM A CLASSIFIED BOARD OF DIRECTORS TO A
DECLASSIFIED STRUCTURE
3. THE AMENDMENT OF THE ARTICLES TO ELIMINATE Mgmt For For
THE "BLANK CHECK" AUTHORITY OF THE BOARD TO
ISSUE PREFERRED STOCK
4. THE AMENDMENT OF THE ARTICLES TO ESTABLISH Mgmt For For
A PAR VALUE FOR THE COMPANY'S COMMON STOCK
OF $0.00001 PER SHARE
5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
6. A NON-BINDING ADVISORY RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION
7. THE APPROVAL OF THE APPLE INC. 2014 Mgmt For For
EMPLOYEE STOCK PLAN
8. A SHAREHOLDER PROPOSAL BY JOHN HARRINGTON Shr Against For
AND NORTHSTAR ASSET MANAGEMENT INC.
ENTITLED "BOARD COMMITTEE ON HUMAN RIGHTS"
TO AMEND THE COMPANY'S BYLAWS
9. A SHAREHOLDER PROPOSAL BY THE NATIONAL Shr Against For
CENTER FOR PUBLIC POLICY RESEARCH OF A
NON-BINDING ADVISORY RESOLUTION ENTITLED
"REPORT ON COMPANY MEMBERSHIP AND
INVOLVEMENT WITH CERTAIN TRADE ASSOCIATIONS
AND BUSINESS ORGANIZATIONS"
10. A SHAREHOLDER PROPOSAL BY CARL ICAHN OF A Shr Against For
NON-BINDING ADVISORY RESOLUTION THAT THE
COMPANY COMMIT TO COMPLETING NOT LESS THAN
$50 BILLION OF SHARE REPURCHASES DURING ITS
2014 FISCAL YEAR (AND INCREASE THE
AUTHORIZATION UNDER ITS CAPITAL RETURN
PROGRAM ACCORDINGLY)
11. A SHAREHOLDER PROPOSAL BY JAMES MCRITCHIE Shr Against For
OF A NON-BINDING ADVISORY RESOLUTION
ENTITLED "PROXY ACCESS FOR SHAREHOLDERS"
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ARTHUR J. GALLAGHER & CO. Agenda Number: 933955950
--------------------------------------------------------------------------------------------------------------------------
Security: 363576109
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: AJG
ISIN: US3635761097
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHERRY S. BARRAT Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM L. BAX Mgmt For For
1C. ELECTION OF DIRECTOR: FRANK E. ENGLISH, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: J. PATRICK GALLAGHER, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: ELBERT O. HAND Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID S. JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: KAY W. MCCURDY Mgmt For For
1H. ELECTION OF DIRECTOR: NORMAN L. ROSENTHAL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITOR
3. APPROVAL OF ARTHUR J. GALLAGHER & CO. 2014 Mgmt For For
LONG-TERM INCENTIVE PLAN
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS
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AT&T INC. Agenda Number: 933930807
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For
1B. ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1C. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1D. ELECTION OF DIRECTOR: SCOTT T. FORD Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For
1F. ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For
MCCALLISTER
1H. ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For
1I. ELECTION OF DIRECTOR: BETH E. MOONEY Mgmt For For
1J. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1K. ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For
1L. ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR Mgmt For For
1M. ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE SEVERANCE POLICY. Mgmt For For
5. POLITICAL REPORT. Shr For Against
6. LOBBYING REPORT. Shr For Against
7. WRITTEN CONSENT. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. Agenda Number: 933881080
--------------------------------------------------------------------------------------------------------------------------
Security: 053015103
Meeting Type: Annual
Meeting Date: 12-Nov-2013
Ticker: ADP
ISIN: US0530151036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ELLEN R. ALEMANY Mgmt For For
GREGORY D. BRENNEMAN Mgmt For For
LESLIE A. BRUN Mgmt For For
RICHARD T. CLARK Mgmt For For
ERIC C. FAST Mgmt For For
LINDA R. GOODEN Mgmt For For
R. GLENN HUBBARD Mgmt For For
JOHN P. JONES Mgmt For For
CARLOS A. RODRIGUEZ Mgmt For For
GREGORY L. SUMME Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. APPOINTMENT OF DELOITTE & TOUCHE LLP. Mgmt For For
4. RE-APPROVAL OF PERFORMANCE-BASED PROVISIONS Mgmt For For
OF THE AUTOMATIC DATA PROCESSING, INC. 2008
OMNIBUS AWARD PLAN.
--------------------------------------------------------------------------------------------------------------------------
BAE SYSTEMS PLC, LONDON Agenda Number: 705080391
--------------------------------------------------------------------------------------------------------------------------
Security: G06940103
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: GB0002634946
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report and Accounts Mgmt For For
2 Remuneration Policy Mgmt For For
3 Remuneration Report Mgmt For For
4 Final Dividend Mgmt For For
5 Re-elect Paul Anderson Mgmt For For
6 Re-elect Harriet Green Mgmt For For
7 Re-elect Ian King Mgmt For For
8 Re-elect Peter Lynas Mgmt For For
9 Re-elect Paula Rosput Reynolds Mgmt For For
10 Re-elect Nicholas Rose Mgmt For For
11 Re-elect Carl Symon Mgmt For For
12 Elect Sir Roger Carr Mgmt For For
13 Elect Jerry DeMuro Mgmt For For
14 Elect Christopher Grigg Mgmt For For
15 Elect Ian Tyler Mgmt For For
16 Appoint KPMG LLP as Auditors Mgmt For For
17 Remuneration of auditors Mgmt For For
18 Political donations up to specified limits Mgmt For For
19 Long-term Incentive Plan 2014 Mgmt For For
20 Authority to allot new shares Mgmt For For
21 Disapplication of pre-emption rights Mgmt For For
22 Purchase own shares Mgmt For For
23 Notice of general meetings Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BASF SE, LUDWIGSHAFEN/RHEIN Agenda Number: 705064145
--------------------------------------------------------------------------------------------------------------------------
Security: D06216317
Meeting Type: AGM
Meeting Date: 02-May-2014
Ticker:
ISIN: DE000BASF111
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2013, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require share blocking. Registered
shares will be deregistered according to
trading activities or at the deregistration
date by the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent. Please contact your CSR
for further information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
17.04.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the approved Financial Non-Voting
Statements of BASF SE and the approved
Consolidated Financial Statements of the
BASF Group for the financial year 2013;
presentation of the Management's Analyses
of BASF SE and the BASF Group for the
financial year 2013 including the
explanatory reports on the data according
to Section 289 (4) and Section 315 (4) of
the German Commercial Code; presentation of
the Report of the Supervisory Board
2. Adoption of a resolution on the Mgmt No vote
appropriation of profit
3. Adoption of a resolution giving formal Mgmt No vote
approval to the actions of the members of
the Supervisory Board
4. Adoption of a resolution giving formal Mgmt No vote
approval to the actions of the members of
the Board of Executive Directors
5. Election of the auditor for the financial Mgmt No vote
year 2014: KPMG AG
6.1 Election of Supervisory Board members: Dame Mgmt No vote
Alison J. Carnwath
6.2 Election of Supervisory Board members: Mgmt No vote
Prof. Dr. Francois Diederich
6.3 Election of Supervisory Board members: Mgmt No vote
Michael Diekmann
6.4 Election of Supervisory Board members: Mgmt No vote
Franz Fehrenbach
6.5 Election of Supervisory Board members: Dr. Mgmt No vote
Juergen Hambrecht
6.6 Election of Supervisory Board members: Anke Mgmt No vote
Schaeferkordt
7. Resolution on the creation of new Mgmt No vote
authorized capital and amendment of the
Statutes
8.1 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit transfer agreement that
was concluded between BASF SE and BASF
Plant Science Company GmbH on December 13,
2013, will be approved
8.2 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit transfer agreement that
was concluded between BASF SE and BASF
Pigment GmbH on December 13, 2013, will be
approved
8.3 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit and loss transfer
agreement that was concluded between BASF
SE and BASF Immobilien-Gesellschaft mbH on
December 13, 2013, will be approved
8.4 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit and loss transfer
agreement that was concluded between BASF
SE and BASF Handels- und Exportgesellschaft
mbH on December 13, 2013, will be approved
8.5 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit and loss transfer
agreement that was concluded between BASF
SE and LUWOGE GmbH on December 6, 2013,
will be approved
8.6 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit and loss transfer
agreement that was concluded between BASF
SE and BASF Schwarzheide GmbH on November
28, 2013/December 13, 2013, will be
approved
8.7 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit transfer agreement that
was concluded between BASF SE and BASF
Coatings GmbH on October 24, 2013/ December
13, 2013, will be approved
8.8 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit transfer agreement that
was concluded between BASF SE and BASF
Polyurethanes GmbH on October 29, 2013/
December 13, 2013, will be approved
8.9 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit transfer agreement that
was concluded between BASF SE and BASF New
Business GmbH on December 13, 2013, will be
approved
--------------------------------------------------------------------------------------------------------------------------
BCE INC. Agenda Number: 933948361
--------------------------------------------------------------------------------------------------------------------------
Security: 05534B760
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: BCE
ISIN: CA05534B7604
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
B.K. ALLEN Mgmt For For
A. BERARD Mgmt For For
R.A. BRENNEMAN Mgmt For For
S. BROCHU Mgmt For For
R.E. BROWN Mgmt For For
G.A. COPE Mgmt For For
D.F. DENISON Mgmt For For
I. GREENBERG Mgmt For For
T.C. O'NEILL Mgmt For For
J. PRENTICE Mgmt For For
R.C. SIMMONDS Mgmt For For
C. TAYLOR Mgmt For For
P.R. WEISS Mgmt For For
02 APPOINTMENT OF DELOITTE LLP AS AUDITORS. Mgmt For For
03 RESOLVED, ON AN ADVISORY BASIS AND NOT TO Mgmt For For
DIMINISH THE ROLE AND RESPONSIBILITIES OF
THE BOARD OF DIRECTORS, THAT THE
SHAREHOLDERS ACCEPT THE APPROACH TO
EXECUTIVE COMPENSATION DISCLOSED IN THE
2014 MANAGEMENT PROXY CIRCULAR DATED MARCH
6, 2014 DELIVERED IN ADVANCE OF THE 2014
ANNUAL GENERAL MEETING OF SHAREHOLDERS OF
BCE.
4A PROPOSAL NO. 1 RISK MANAGEMENT COMMITTEE. Shr Against For
4B PROPOSAL NO. 2 TOTAL EXECUTIVE COMPENSATION Shr Against For
GROSS PAY CAP AT $5,000,000.
--------------------------------------------------------------------------------------------------------------------------
BHP BILLITON LTD, MELBOURNE VIC Agenda Number: 704745756
--------------------------------------------------------------------------------------------------------------------------
Security: Q1498M100
Meeting Type: AGM
Meeting Date: 21-Nov-2013
Ticker:
ISIN: AU000000BHP4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 7, 8 AND 9 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (7, 8 AND 9), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
1 To receive the 2013 Financial Statements Mgmt For For
and Reports for BHP Billiton
2 To appoint KPMG LLP as the auditor of BHP Mgmt For For
Billiton Plc
3 To authorise the Risk and Audit Committee Mgmt For For
to agree the remuneration of the auditor of
BHP Billiton Plc
4 To renew the general authority to issue Mgmt For For
shares in BHP Billiton Plc
5 To approve the authority to issue shares in Mgmt For For
BHP Billiton Plc for cash
6 To approve the repurchase of shares in BHP Mgmt For For
Billiton Plc
7 To approve the 2013 Remuneration Report Mgmt For For
8 To adopt new Long Term Incentive Plan Rules Mgmt For For
9 To approve grants to Andrew Mackenzie Mgmt For For
10 To elect Andrew Mackenzie as a Director of Mgmt For For
BHP Billiton
11 To re-elect Malcolm Broomhead as a Director Mgmt For For
of BHP Billiton
12 To re-elect Sir John Buchanan as a Director Mgmt For For
of BHP Billiton
13 To re-elect Carlos Cordeiro as a Director Mgmt For For
of BHP Billiton
14 To re-elect David Crawford as a Director of Mgmt For For
BHP Billiton
15 To re-elect Pat Davies as a Director of BHP Mgmt For For
Billiton
16 To re-elect Carolyn Hewson as a Director of Mgmt For For
BHP Billiton
17 To re-elect Lindsay Maxsted as a Director Mgmt For For
of BHP Billiton
18 To re-elect Wayne Murdy as a Director of Mgmt For For
BHP Billiton
19 To re-elect Keith Rumble as a Director of Mgmt For For
BHP Billiton
20 To re-elect John Schubert as a Director of Mgmt For For
BHP Billiton
21 To re-elect Shriti Vadera as a Director of Mgmt For For
BHP Billiton
22 To re-elect Jac Nasser as a Director of BHP Mgmt For For
Billiton
23 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: To elect Ian Dunlop
as a Director of BHP Billiton
--------------------------------------------------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC, LONDON Agenda Number: 705060503
--------------------------------------------------------------------------------------------------------------------------
Security: G1510J102
Meeting Type: AGM
Meeting Date: 30-Apr-2014
Ticker:
ISIN: GB0002875804
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Accept Financial Statements and Statutory Mgmt For For
Reports
2 Approve Remuneration Policy Mgmt For For
3 Approve Remuneration Report Mgmt For For
4 Approve Final Dividend Mgmt For For
5 Re-appoint PricewaterhouseCoopers LLP as Mgmt For For
Auditors
6 Authorise Board to Fix Remuneration of Mgmt For For
Auditors
7 Re-elect Richard Burrows as Director Mgmt For For
8 Re-elect Karen de Segundo as Director Mgmt For For
9 Re-elect Nicandro Durante as Director Mgmt For For
10 Re-elect Ann Godbehere as Director Mgmt For For
11 Re-elect Christine Morin-Postel as Director Mgmt For For
12 Re-elect Gerry Murphy as Director Mgmt For For
13 Re-elect Kieran Poynter as Director Mgmt For For
14 Re-elect Ben Stevens as Director Mgmt For For
15 Re-elect Richard Tubb as Director Mgmt For For
16 Elect Savio Kwan as Director Mgmt For For
17 Authorise Issue of Equity with Pre-emptive Mgmt For For
Rights
18 Authorise Issue of Equity without Mgmt For For
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary Mgmt For For
Shares
20 Approve EU Political Donations and Mgmt For For
Expenditure
21 Authorise the Company to Call EGM with Two Mgmt For For
Weeks' Notice
--------------------------------------------------------------------------------------------------------------------------
CENTRICA PLC, WINDSOR BERKSHIRE Agenda Number: 705076342
--------------------------------------------------------------------------------------------------------------------------
Security: G2018Z143
Meeting Type: AGM
Meeting Date: 12-May-2014
Ticker:
ISIN: GB00B033F229
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Report and Accounts Mgmt For For
2 To approve the Remuneration Policy Mgmt For For
3 To approve the Directors Annual Mgmt For For
Remuneration Report
4 To declare a final dividend Mgmt For For
5 To re-appoint Rick Haythornthwaite Mgmt For For
6 To re-appoint Sam Laidlaw Mgmt For For
7 To re-appoint Margherita Della Valle Mgmt For For
8 To re-appoint Mary Francis Mgmt For For
9 To re-appoint Mark Hanafin Mgmt For For
10 To re-appoint Lesley Knox Mgmt For For
11 To re-appoint Mike Linn Mgmt For For
12 To re-appoint Nick Luff Mgmt For For
13 To re-appoint Ian Meakins Mgmt For For
14 To re-appoint Paul Rayner Mgmt For For
15 To re-appoint Chris Weston Mgmt For For
16 To re-appoint the Auditors Mgmt For For
17 To authorise the Directors to determine the Mgmt For For
Auditors remuneration
18 Authority for political donations and Mgmt For For
political expenditure in the European Union
19 Authority to allot shares Mgmt For For
20 Authority to disapply pre-emption rights Mgmt For For
21 Authority to purchase own shares Mgmt For For
22 Notice of general meetings Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CENTURYLINK, INC. Agenda Number: 933986068
--------------------------------------------------------------------------------------------------------------------------
Security: 156700106
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: CTL
ISIN: US1567001060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VIRGINIA BOULET Mgmt For For
PETER C. BROWN Mgmt For For
RICHARD A. GEPHARDT Mgmt For For
W. BRUCE HANKS Mgmt For For
GREGORY J. MCCRAY Mgmt For For
C.G. MELVILLE, JR. Mgmt For For
FRED R. NICHOLS Mgmt For For
WILLIAM A. OWENS Mgmt For For
HARVEY P. PERRY Mgmt For For
GLEN F. POST, III Mgmt For For
MICHAEL J. ROBERTS Mgmt For For
LAURIE A. SIEGEL Mgmt For For
JOSEPH R. ZIMMEL Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT AUDITOR FOR 2014.
3. RATIFY A PROXY ACCESS BYLAW AMENDMENT. Mgmt For For
4. ADVISORY VOTE REGARDING OUR EXECUTIVE Mgmt For For
COMPENSATION.
5. SHAREHOLDER PROPOSAL REGARDING EQUITY Shr For Against
RETENTION.
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 933975673
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: CME
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TERRENCE A. DUFFY Mgmt For For
1B. ELECTION OF DIRECTOR: PHUPINDER S. GILL Mgmt For For
1C. ELECTION OF DIRECTOR: TIMOTHY S. BITSBERGER Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES P. CAREY Mgmt For For
1E. ELECTION OF DIRECTOR: DENNIS H. CHOOKASZIAN Mgmt For For
1F. ELECTION OF DIRECTOR: MARTIN J. GEPSMAN Mgmt For For
1G. ELECTION OF DIRECTOR: LARRY G. GERDES Mgmt For For
1H. ELECTION OF DIRECTOR: DANIEL R. GLICKMAN Mgmt For For
1I. ELECTION OF DIRECTOR: J. DENNIS HASTERT Mgmt For For
1J. ELECTION OF DIRECTOR: LEO MELAMED Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM P. MILLER II Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES E. OLIFF Mgmt For For
1M. ELECTION OF DIRECTOR: EDEMIR PINTO Mgmt For For
1N. ELECTION OF DIRECTOR: ALEX J. POLLOCK Mgmt For For
1O. ELECTION OF DIRECTOR: JOHN F. SANDNER Mgmt For For
1P. ELECTION OF DIRECTOR: TERRY L. SAVAGE Mgmt For For
1Q. ELECTION OF DIRECTOR: WILLIAM R. SHEPARD Mgmt For For
1R. ELECTION OF DIRECTOR: DENNIS A. SUSKIND Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF AN AMENDMENT TO THE CME GROUP Mgmt For For
INC. DIRECTOR STOCK PLAN.
5. APPROVAL OF AN AMENDMENT TO THE CME GROUP Mgmt For For
INC. INCENTIVE PLAN FOR OUR NAMED EXECUTIVE
OFFICERS.
6. APPROVAL OF AN AMENDMENT TO THE CME GROUP Mgmt For For
INC. CERTIFICATE OF INCORPORATION TO MODIFY
THE DIRECTOR ELECTION RIGHTS OF CERTAIN
CLASS B SHAREHOLDERS RESULTING IN A
REDUCTION IN THE NUMBER OF "CLASS B
DIRECTORS" FROM SIX TO THREE.
--------------------------------------------------------------------------------------------------------------------------
COMMONWEALTH BANK OF AUSTRALIA, SYDNEY NSW Agenda Number: 704753842
--------------------------------------------------------------------------------------------------------------------------
Security: Q26915100
Meeting Type: AGM
Meeting Date: 08-Nov-2013
Ticker:
ISIN: AU000000CBA7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 4, 5.a AND 5.b AND VOTES CAST
BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE PROPOSALS
WILL BE DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE
(OR VOTE "ABSTAIN") ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSALS. BY VOTING (FOR
OR AGAINST) ON PROPOSALS (3, 4, 5.a AND
5.b), YOU ACKNOWLEDGE THAT YOU HAVE NOT
OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSALS AND YOU COMPLY WITH THE VOTING
EXCLUSION.
2.a Re-election of Director, Sir John Anderson Mgmt For For
2.b Re-election of Director, Mr Brian Long Mgmt For For
2.c Re-election of Director, Ms Jane Hemstritch Mgmt For For
3 Remuneration Report Mgmt For For
4 Grant of Securities to Ian Mark Narev under Mgmt For For
the Group Leadership Reward Plan
5.a Approval of Selective Buy-Back Agreements - Mgmt For For
PERLS V
5.b Approval of Selective Capital Reduction - Mgmt For For
PERLS V
CMMT 30 OCT 13: PLEASE NOTE THAT ANY HOLDERS OF Non-Voting
PERLS V AND ITS ASSOCIATE ARE EXCLUDED TO
VOTE ON RESOLUTION 5A. THANK YOU.
CMMT 30 OCT 13: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
COMPASS GROUP PLC, CHERTSEY SURREY Agenda Number: 704900530
--------------------------------------------------------------------------------------------------------------------------
Security: G23296182
Meeting Type: AGM
Meeting Date: 06-Feb-2014
Ticker:
ISIN: GB0005331532
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Directors' Annual Mgmt For For
Report and Accounts and the Auditor's
Report thereon for the financial year ended
30 September 2013
2 To receive and adopt the Remuneration Mgmt For For
Policy set out on pages 57 to 64 of the
Directors' Remuneration Report contained
within the Annual Report and Accounts for
the financial year ended 30 September 2013,
such Remuneration Policy to take effect
from the date on which this Resolution is
passed
3 To receive and adopt the Directors' Mgmt For For
Remuneration Report (other than the
Remuneration Policy referred to in
Resolution 2 above) contained within the
Annual Report and Accounts for the
financial year ended 30 September 2013
4 To declare a final dividend of 16 pence per Mgmt For For
ordinary share in respect of the financial
year ended 30 September 2013
5 To elect Paul Walsh as a Director of the Mgmt For For
Company
6 To re-elect Dominic Blakemore as a Director Mgmt For For
of the Company
7 To re-elect Richard Cousins as a Director Mgmt For For
of the Company
8 To re-elect Gary Green as a Director of the Mgmt For For
Company
9 To re-elect Andrew Martin as a Director of Mgmt For For
the Company
10 To re-elect John Bason as a Director of the Mgmt For For
Company
11 To re-elect Susan Murray as a Director of Mgmt For For
the Company
12 To re-elect Don Robert as a Director of the Mgmt For For
Company
13 To re-elect Sir Ian Robinson as a Director Mgmt For For
of the Company
14 To re-appoint Deloitte LLP as the Company's Mgmt For For
Auditor until the conclusion of the next
Annual General Meeting of the Company
15 To authorise the Directors to agree the Mgmt For For
Auditor's remuneration
16 To authorise the Company and any company Mgmt For For
which is, or becomes, a subsidiary of the
Company during the period to which this
Resolution relates to: 16.1 make donations
to political parties or independent
election candidates; 16.2 make donations to
political organisations other than
political parties; and 16.3 incur political
expenditure, during the period commencing
on the date of this Resolution and ending
on the date of the Company's next Annual
General Meeting, provided that any such
donations and expenditure made by the
Company, or by any such subsidiary, shall
not exceed GBP 100,000 per company and,
together with those made by any such
subsidiary and the Company, shall not
exceed in aggregate GBP 100,000. Any terms
used in this Resolution which are defined
in Part 14 of the Companies Act 2006 shall
bear the same CONTD
CONT CONTD meaning for the purposes of this Non-Voting
Resolution 16
17 To renew the power conferred on the Mgmt For For
Directors by Article 12 of the Company's
Articles of Association for a period
expiring at the end of the next Annual
General Meeting of the Company after the
date on which this Resolution is passed or,
if earlier, 5 May 2015; for that period the
section 551 amount shall be GBP 59,913,600
and, in addition, the section 551 amount
shall be increased by GBP 59,913,600,
provided that the Directors' power in
respect of such latter amount shall only be
used in connection with a rights issue:
17.1 to holders of ordinary shares in
proportion (as nearly as may be
practicable) to their existing holdings;
and 17.2 to holders of other equity
securities as required by the rights of
those securities or as the Board otherwise
considers necessary, and that the Directors
may impose any limits or CONTD
CONT CONTD restrictions and make any Non-Voting
arrangements which they consider necessary
to deal with fractional entitlements, legal
or practical problems under the laws of, or
the requirements of, any relevant
regulatory body or stock exchange, any
territory, or any matter whatsoever
18 To renew, subject to the passing of Mgmt For For
Resolution 17 above, the power conferred on
the Directors by Article 13 of the
Company's Articles of Association, such
authority to apply until the conclusion of
the next Annual General Meeting of the
Company after the date on which this
Resolution is passed or, if earlier, 5 May
2015 and for that period the section 561
amount is GBP 8,987,040
19 To generally and unconditionally authorise Mgmt For For
the Company, pursuant to and in accordance
with section 701 of the Companies Act 2006,
to make market purchases (within the
meaning of section 693(4) of that Act) of
ordinary shares of 10 pence each in the
capital of the Company subject to the
following conditions: 19.1 the maximum
aggregate number of ordinary shares hereby
authorised to be purchased is 179,740,800;
19.2 the minimum price (excluding expenses)
which may be paid for each ordinary share
is 10 pence; 19.3 the maximum price
(excluding expenses) which may be paid for
each ordinary share in respect of a share
contracted to be purchased on any day, does
not exceed the higher of (1) an amount
equal to 105% of the average of the middle
market quotations for an ordinary share as
derived from the London Stock Exchange
Daily CONTD
CONT CONTD Official List for the five business Non-Voting
days immediately preceding the day on which
the purchase is made and (2) the higher of
the price of the last independent trade and
the highest current independent bid for an
ordinary share as derived from the London
Stock Exchange Trading System; and 19.4
this authority shall expire, unless
previously renewed, varied or revoked by
the Company, at the conclusion of the next
Annual General Meeting of the Company or 5
August 2015, whichever is the earlier
(except in relation to the purchase of
ordinary shares, the contract for which was
concluded prior to the expiry of this
authority and which will or may be executed
wholly or partly after the expiry of this
authority)
20 To authorise the Directors to call a Mgmt For For
general meeting of the Company, other than
an Annual General Meeting, on not less than
14 clear days' notice, provided that this
authority shall expire at the conclusion of
the next Annual General Meeting of the
Company after the date of the passing of
this Resolution
--------------------------------------------------------------------------------------------------------------------------
COMPASS GROUP PLC, CHERTSEY SURREY Agenda Number: 705309587
--------------------------------------------------------------------------------------------------------------------------
Security: G23296182
Meeting Type: OGM
Meeting Date: 11-Jun-2014
Ticker:
ISIN: GB0005331532
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE AND ADOPT NEW ARTICLES OF Mgmt For For
ASSOCIATION
2 APPROVE RETURN OF CASH, CAPITALISATION OF Mgmt For For
RESERVES, GRANT DIRECTORS AUTHORITY TO
ALLOT B SHARES AND C SHARES (FOR FULL TEXT
SEE NOTICE OF MEETING)
3 AUTHORITY TO ALLOT SHARES Mgmt For For
4 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
5 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 933946305
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: JODY L. FREEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: GAY HUEY EVANS Mgmt For For
1G. ELECTION OF DIRECTOR: RYAN M. LANCE Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For
1I. ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt For For
2. RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
CONOCOPHILLIPS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF 2014 OMNIBUS STOCK AND Mgmt For For
PERFORMANCE INCENTIVE PLAN OF
CONOCOPHILLIPS.
5. REPORT ON LOBBYING EXPENDITURES. Shr For Against
6. GREENHOUSE GAS REDUCTION TARGETS. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CORRECTIONS CORPORATION OF AMERICA Agenda Number: 933960886
--------------------------------------------------------------------------------------------------------------------------
Security: 22025Y407
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: CXW
ISIN: US22025Y4070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN D. FERGUSON Mgmt For For
1B. ELECTION OF DIRECTOR: DAMON T. HININGER Mgmt For For
1C. ELECTION OF DIRECTOR: DONNA M. ALVARADO Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN D. CORRENTI Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT J. DENNIS Mgmt For For
1F. ELECTION OF DIRECTOR: C. MICHAEL JACOBI Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE L. MARIUCCI Mgmt For For
1H. ELECTION OF DIRECTOR: THURGOOD MARSHALL, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: CHARLES L. OVERBY Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN R. PRANN, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: JOSEPH V. RUSSELL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT BY OUR Mgmt For For
AUDIT COMMITTEE OF ERNST & YOUNG LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
DAIMLER AG, STUTTGART Agenda Number: 704986035
--------------------------------------------------------------------------------------------------------------------------
Security: D1668R123
Meeting Type: AGM
Meeting Date: 09-Apr-2014
Ticker:
ISIN: DE0007100000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2013, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WPHG) may prevent
the shareholder from voting at the general
meeting. Therefore, your custodian may
request that Broadridge registers
beneficial owner data for all voted
accounts with the respective sub-custodian.
If you require further information whether
or not such BO registration will be
conducted for your custodians’
accounts, please contact your CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require any flagging or blocking.
These optimized processes avoid any
settlement conflicts. The sub custodians
have advised that voted shares are not
blocked for trading purposes i.e. they are
only unavailable for settlement.
Registered shares will be deregistered at
the deregistration date by the sub
custodians. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent.
Please contact your CSR for further
information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub-custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
According to German law, in case of Non-Voting
specific conflicts of interest in
connection with specific items of the
agenda for the general meeting you are not
entitled to exercise your voting rights.
Further, your voting right might be
excluded when your share in voting rights
has reached certain thresholds and you have
not complied with any of your mandatory
voting rights notifications pursuant to the
German Securities Trading Act (WHPG). For
questions in this regard please contact
your Client Service Representative for
clarification. If you do not have any
indication regarding such conflict of
interest, or another exclusion from voting,
please submit your vote as usual.
Counter proposals may be submitted until Non-Voting
25.03.2014. Further information on counter
proposals can be found directly on the
issuer’s website (please refer to the
material URL section of the application. If
you wish to act on these items, you will
need to request a Meeting Attend and vote
your shares directly at the company’s
meeting. Counter proposals cannot be
reflected in the ballot on ProxyEdge.
1. Presentation of the adopted financial Non-Voting
statements of Daimler AG, the approved
consolidated financial statements, the
combined management report for Daimler AG
and the Group with the explanatory reports
on the information required pursuant to
Section 289, Subsections 4 and 5, Section
315, Subsection 4 of the German Commercial
Code (Handelsgesetzbuch), and the report of
the Supervisory Board for the 2013
financial year
2. Resolution on the allocation of Mgmt No vote
distributable profit
3. Resolution on ratification of Board of Mgmt No vote
Management members' actions in the 2013
financial year
4. Resolution on ratification of Supervisory Mgmt No vote
Board members' actions in the 2013
financial year
5. Resolution on the appointment of auditors Mgmt No vote
for the Company and the Group for the 2014
financial year
6. Resolution on the approval of the Mgmt No vote
remuneration system for the members of the
Board of Management
7.1 Resolution on the election of new members Mgmt No vote
of the Supervisory Board: Dr.-Ing. Bernd
Bohr
7.2 Resolution on the election of new members Mgmt No vote
of the Supervisory Board: Joe Kaeser
7.3 Resolution on the election of new members Mgmt No vote
of the Supervisory Board: Dr. Ing. e.h.
Dipl.-Ing. Bernd Pischetsrieder
8. Resolution on the creation of a new Mgmt No vote
Approved Capital 2014 (Genehmigtes Kapital
2014) and a related amendment to the
Articles of Incorporation
9. Resolution on the adjustment of the Mgmt No vote
Supervisory Board remuneration and a
related amendment to the Articles of
Incorporation
10. Resolution on the approval of the Mgmt No vote
conclusion of amendment agreements to
existing control and profit transfer
agreements with subsidiaries
11. Resolution on the approval of agreements on Mgmt No vote
the termination of existing control and
profit transfer agreements and conclusion
of new control and profit transfer
agreements with subsidiaries
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 933914586
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 26-Feb-2014
Ticker: DE
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SAMUEL R. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: DIPAK C. JAIN Mgmt For For
1F. ELECTION OF DIRECTOR: CLAYTON M. JONES Mgmt For For
1G. ELECTION OF DIRECTOR: JOACHIM MILBERG Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1I. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS H. PATRICK Mgmt For For
1K. ELECTION OF DIRECTOR: SHERRY M. SMITH Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS DEERE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE POST AG, BONN Agenda Number: 705165365
--------------------------------------------------------------------------------------------------------------------------
Security: D19225107
Meeting Type: AGM
Meeting Date: 27-May-2014
Ticker:
ISIN: DE0005552004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2012, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require share blocking. Registered
shares will be deregistered according to
trading activities or at the deregistration
date by the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent. Please contact your CSR
for further information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
12.05.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Mgmt No vote
financial statements and approved
consolidated financial statements, of the
management reports for the Company and the
Group with the explanatory report on
information in accordance with Sections 289
(4), 315 (4) of the German Commercial Code
(Handelsgesetzbuch, HGB) and in accordance
with Section 289 (5) HGB and of the report
by the Supervisory Board for fiscal year
2013
2. Appropriation of available net earnings Mgmt No vote
3. Approval of the actions of the members of Mgmt No vote
the Board of Management
4. Approval of the actions of the members of Mgmt No vote
the Supervisory Board
5. Appointment of the independent auditors for Mgmt No vote
fiscal year 2014 and the independent
auditors for the audit review of the
Group's condensed financial statements and
the interim management report as of June
30, 2014: PricewaterhouseCoopers AG
6. Authorization to purchase own shares Mgmt No vote
pursuant to Section 71 (1) No. 8 German
Stock Corporation Act (Aktiengesetz, AktG)
and on the use of own shares as well as on
the exclusion of subscription rights
7. Authorization to use derivatives to Mgmt No vote
purchase own shares
8. Authorization to issue subscription rights Mgmt No vote
to members of management of the Company's
majority-owned enterprises and to
executives of the Company and of its
majority-owned enterprises, creation of a
contingent capital against noncash
contributions (Contingent Capital 2014) as
well as amendment to the Articles of
Association
9.1 Elections to the Supervisory Board: Prof. Mgmt No vote
Dr. Henning Kagermann
9.2 Elections to the Supervisory Board: Ms. Mgmt No vote
Simone Menne
9.3 Elections to the Supervisory Board: Dr. Mgmt No vote
Ulrich Schroeder
9.4 Elections to the Supervisory Board: Dr. Mgmt No vote
Stefan Schulte
10. Approval of the amendment to control and/or Mgmt No vote
profit and loss transfer agreements between
Deutsche Post AG and Group companies
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG, BONN Agenda Number: 705123684
--------------------------------------------------------------------------------------------------------------------------
Security: D2035M136
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: DE0005557508
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT BY JUDGEMENT OF OLG Non-Voting
COLOGNE RENDERED ON JUNE 6, 2012, ANY
SHAREHOLDER WHO HOLDS AN AGGREGATE TOTAL OF
3 PERCENT OR MORE OF THE OUTSTANDING SHARE
CAPITAL MUST REGISTER UNDER THEIR
BENEFICIAL OWNER DETAILS BEFORE THE
APPROPRIATE DEADLINE TO BE ABLE TO VOTE.
FAILURE TO COMPLY WITH THE DECLARATION
REQUIREMENTS AS STIPULATED IN SECTION 21 OF
THE SECURITIES TRADE ACT (WPHG) MAY PREVENT
THE SHAREHOLDER FROM VOTING AT THE GENERAL
MEETINGS. THEREFORE, YOUR CUSTODIAN MAY
REQUEST THAT WE REGISTER BENEFICIAL OWNER
DATA FOR ALL VOTED ACCOUNTS WITH THE
RESPECTIVE SUB CUSTODIAN. IF YOU REQUIRE
FURTHER INFORMATION WHETHER OR NOT SUCH BO
REGISTRATION WILL BE CONDUCTED FOR YOUR
CUSTODIANS ACCOUNTS, PLEASE CONTACT YOUR
CSR.
THE SUB CUSTODIANS HAVE ADVISED THAT VOTED Non-Voting
SHARES ARE NOT BLOCKED FOR TRADING PURPOSES
I.E. THEY ARE ONLY UNAVAILABLE FOR
SETTLEMENT. REGISTERED SHARES WILL BE
DEREGISTERED AT THE DEREGISTRATION DATE BY
THE SUB CUSTODIANS. IN ORDER TO
DELIVER/SETTLE A VOTED POSITION BEFORE THE
DEREGISTRATION DATE A VOTING INSTRUCTION
CANCELLATION AND DE-REGISTRATION REQUEST
NEEDS TO BE SENT TO YOUR CSR OR CUSTODIAN.
PLEASE CONTACT YOUR CSR FOR FURTHER
INFORMATION.
THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
30042014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. SUBMISSIONS TO THE SHAREHOLDERS' MEETING Non-Voting
PURSUANT TO SECTION 176 (1) SENTENCE 1 OF
THE GERMAN STOCK CORPORATION ACT
(AKTIENGESETZ - AKTG)
2. RESOLUTION ON THE APPROPRIATION OF NET Mgmt No vote
INCOME
3. RESOLUTION ON THE APPROVAL OF THE ACTIONS Mgmt No vote
OF THE MEMBERS OF THE BOARD OF MANAGEMENT
FOR THE 2013 FINANCIAL YEAR
4. RESOLUTION ON THE APPROVAL OF THE ACTIONS Mgmt No vote
OF THE MEMBERS OF THE SUPERVISORY BOARD FOR
THE 2013 FINANCIAL YEAR
5. RESOLUTION ON THE APPOINTMENT OF THE Mgmt No vote
INDEPENDENT AUDITOR AND THE GROUP AUDITOR
FOR THE 2014 FINANCIAL YEAR AS WELL AS THE
INDEPENDENT AUDITOR TO REVIEW THE CONDENSED
FINANCIAL STATEMENTS AND THE INTERIM
MANAGEMENT REPORT (SECTION 37W, SECTION 37Y
NO. 2 GERMAN SECURITIES TRADING ACT
(WERTPAPIERHANDELSGESETZ - WPHG)) IN THE
2014 FINANCIAL YEAR: PRICEWATERHOUSECOOPERS
6. ELECTION OF A SUPERVISORY BOARD MEMBER: MR. Mgmt No vote
JOHANNES GEISMANN
7. ELECTION OF A SUPERVISORY BOARD MEMBER: MR. Mgmt No vote
LARS HINRICHS
8. ELECTION OF A SUPERVISORY BOARD MEMBER: MR. Mgmt No vote
DR. ULRICH SCHROEDER
9. ELECTION OF A SUPERVISORY BOARD MEMBER: MR. Mgmt No vote
KARL-HEINZ STREIBICH
10. AUTHORIZATION TO ISSUE BONDS WITH WARRANTS, Mgmt No vote
CONVERTIBLE BONDS, PROFIT PARTICIPATION
RIGHTS AND/OR PARTICIPATING BONDS (OR
COMBINATIONS OF THESE INSTRUMENTS) WITH THE
OPTION OF EXCLUDING SUBSCRIPTION RIGHTS,
CREATION OF NEW CONTINGENT CAPITAL WITH THE
CANCELATION OF THE CONTINGENT CAPITAL
PURSUANT TO SECTION 5 (4) OF THE ARTICLES
OF INCORPORATION AND CORRESPONDING
AMENDMENT TO SECTION 5 OF THE ARTICLES OF
INCORPORATION (CONTINGENT CAPITAL 2014)
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC Agenda Number: 933869084
--------------------------------------------------------------------------------------------------------------------------
Security: 25243Q205
Meeting Type: Annual
Meeting Date: 19-Sep-2013
Ticker: DEO
ISIN: US25243Q2057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. REPORT AND ACCOUNTS 2013. Mgmt For
2. DIRECTORS' REMUNERATION REPORT 2013. Mgmt For
3. DECLARATION OF FINAL DIVIDEND. Mgmt For
4. RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR. Mgmt For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
5. RE-ELECTION OF LM DANON AS A DIRECTOR. Mgmt For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
6. RE-ELECTION OF LORD DAVIES AS A DIRECTOR. Mgmt For
(AUDIT, NOMINATION, REMUNERATION(CHAIRMAN
OF THE COMMITTEE))
7. RE-ELECTION OF HO KWONPING AS A DIRECTOR. Mgmt For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
8. RE-ELECTION OF BD HOLDEN AS A DIRECTOR. Mgmt For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
9. RE-ELECTION OF DR FB HUMER AS A DIRECTOR. Mgmt For
(NOMINATION COMMITTEE(CHAIRMAN OF THE
COMMITTEE))
10. RE-ELECTION OF D MAHLAN AS A DIRECTOR. Mgmt For
(EXECUTIVE COMMITTEE)
11. RE-ELECTION OF IM MENEZES AS A DIRECTOR. Mgmt For
(EXECUTIVE COMMITTEE(CHAIRMAN OF THE
COMMITTEE))
12. RE-ELECTION OF PG SCOTT AS A DIRECTOR. Mgmt For
(AUDIT(CHAIRMAN OF THE COMMITTEE),
NOMINATION, REMUNERATION COMMITTEE)
13. APPOINTMENT OF AUDITOR. Mgmt For
14. REMUNERATION OF AUDITOR. Mgmt For
15. AUTHORITY TO ALLOT SHARES. Mgmt For
16. DISAPPLICATION OF PRE-EMPTION RIGHTS. Mgmt For
17. AUTHORITY TO PURCHASE OWN ORDINARY SHARES. Mgmt For
18. AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For
AND/OR TO INCUR POLITICAL EXPENDITURE IN
THE EU.
19. REDUCED NOTICE OF A GENERAL MEETING OTHER Mgmt For
THAN AN ANNUAL GENERAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
DOMINION RESOURCES, INC. Agenda Number: 933952055
--------------------------------------------------------------------------------------------------------------------------
Security: 25746U109
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: D
ISIN: US25746U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM P. BARR Mgmt For For
1B. ELECTION OF DIRECTOR: PETER W. BROWN, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: HELEN E. DRAGAS Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS F. FARRELL II Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN W. HARRIS Mgmt Against Against
1G. ELECTION OF DIRECTOR: MARK J. KINGTON Mgmt For For
1H. ELECTION OF DIRECTOR: PAMELA J. ROYAL, M.D. Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT H. SPILMAN, Mgmt For For
JR.
1J. ELECTION OF DIRECTOR: MICHAEL E. SZYMANCZYK Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID A. WOLLARD Mgmt For For
2. RATIFICATION OF APPOINTMENT OF THE Mgmt For For
INDEPENDENT AUDITORS FOR 2014
3. ADVISORY VOTE ON APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION (SAY ON PAY)
4. APPROVAL OF THE 2014 INCENTIVE COMPENSATION Mgmt For For
PLAN
5. EXECUTIVES TO RETAIN SIGNIFICANT STOCK Shr For Against
6. REPORT ON FINANCIAL RISKS TO DOMINION POSED Shr For Against
BY CLIMATE CHANGE
7. REPORT ON METHANE EMISSIONS Shr For Against
8. REPORT ON LOBBYING Shr Against For
9. REPORT ON ENVIRONMENTAL AND CLIMATE CHANGE Shr For Against
IMPACTS OF BIOMASS
10. ADOPT QUANTITATIVE GOALS FOR REDUCING Shr For Against
GREENHOUSE GAS EMISSIONS
--------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION Agenda Number: 933932926
--------------------------------------------------------------------------------------------------------------------------
Security: 26441C204
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: DUK
ISIN: US26441C2044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
G. ALEX BERNHARDT, SR. Mgmt For For
MICHAEL G. BROWNING Mgmt For For
HARRIS E. DELOACH, JR. Mgmt For For
DANIEL R. DIMICCO Mgmt For For
JOHN H. FORSGREN Mgmt For For
LYNN J. GOOD Mgmt For For
ANN M. GRAY Mgmt For For
JAMES H. HANCE, JR. Mgmt For For
JOHN T. HERRON Mgmt For For
JAMES B. HYLER, JR. Mgmt For For
WILLIAM E. KENNARD Mgmt For For
E. MARIE MCKEE Mgmt For For
E. JAMES REINSCH Mgmt For For
JAMES T. RHODES Mgmt For For
CARLOS A. SALADRIGAS Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
DUKE ENERGY CORPORATION'S INDEPENDENT
PUBLIC ACCOUNTANT FOR 2014
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. APPROVAL OF THE AMENDMENT TO DUKE ENERGY Mgmt For For
CORPORATION'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO AUTHORIZE
SHAREHOLDER ACTION BY LESS THAN UNANIMOUS
WRITTEN CONSENT
5. SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER Shr For Against
RIGHT TO CALL A SPECIAL SHAREHOLDER MEETING
6. SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr For Against
CONTRIBUTION DISCLOSURE
--------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY Agenda Number: 933935338
--------------------------------------------------------------------------------------------------------------------------
Security: 263534109
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: DD
ISIN: US2635341090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LAMBERTO ANDREOTTI Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. BROWN Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT A. BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: BERTRAND P. COLLOMB Mgmt For For
1E. ELECTION OF DIRECTOR: CURTIS J. CRAWFORD Mgmt For For
1F. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1G. ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT Mgmt For For
1H. ELECTION OF DIRECTOR: MARILLYN A. HEWSON Mgmt For For
1I. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1J. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1K. ELECTION OF DIRECTOR: LEE M. THOMAS Mgmt For For
1L. ELECTION OF DIRECTOR: PATRICK J. WARD Mgmt For For
2. ON RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. TO APPROVE, BY ADVISORY VOTE, EXECUTIVE Mgmt For For
COMPENSATION
4. ON POLITICAL SPENDING Shr Against For
5. ON HERBICIDE USE Shr Against For
6. ON PLANT CLOSURE Shr Against For
7. ON ACCELERATION OF EQUITY AWARDS Shr For Against
--------------------------------------------------------------------------------------------------------------------------
ELECTRICITE DE FRANCE SA, PARIS Agenda Number: 705183553
--------------------------------------------------------------------------------------------------------------------------
Security: F2940H113
Meeting Type: MIX
Meeting Date: 15-May-2014
Ticker:
ISIN: FR0010242511
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 282636 DUE TO ADDITION OF
RESOLUTIONS A, O.19. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0418/201404181401205.pdf
O.1 APPROVAL OF THE ANNUAL CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2013
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2013
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED ON DECEMBER 31, 2013 AND SETTING THE
DIVIDEND
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: ALLOCATION OF INCOME
FOR THE FINANCIAL YEAR ENDED ON DECEMBER
31ST, 2013 AND SETTING THE DIVIDEND -
RESOLUTION SUBMITTED BY THE SUPERVISORY
BOARD OF FCPE ACTIONS EDF AND REVIEWED BY
THE BOARD OF DIRECTORS OF EDF DURING ITS
MEETING OF APRIL 1ST, 2014 AND DID NOT
APPROVE IT
O.4 PAYMENT OF INTERIM DIVIDEND IN SHARES - Mgmt For For
DELEGATION OF POWERS TO THE BOARD OF
DIRECTORS
O.5 AGREEMENTS PURSUANT TO ARTICLE L.225-38 OF Mgmt For For
THE COMMERCIAL CODE
O.6 REVIEWING THE ELEMENTS OF COMPENSATION OWED Mgmt For For
OR PAID TO HENRI PROGLIO, CEO FOR THE 2013
FINANCIAL YEAR
O.7 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN COMPANY'S SHARES
E.8 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE SHARES OR SECURITIES
WHILE MAINTAINING SHAREHOLDERS'
PREFERENTIAL SUBSCRIPTION RIGHTS
E.9 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE SHARES OR SECURITIES
WITH THE CANCELLATION OF SHAREHOLDERS'
PREFERENTIAL SUBSCRIPTION RIGHTS VIA PUBLIC
OFFERINGS
E.10 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE SHARES OR SECURITIES
WITH THE CANCELLATION OF SHAREHOLDERS'
PREFERENTIAL SUBSCRIPTION RIGHTS VIA OFFERS
PURSUANT TO ARTICLE L.411-2, II OF THE
MONETARY AND FINANCIAL CODE
E.11 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
INCREASE THE NUMBER OF SECURITIES TO BE
ISSUED IN CASE OF CAPITAL INCREASE WITH OR
WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS
E.12 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE SHARE CAPITAL BY
INCORPORATION OF RESERVES, PROFITS,
PREMIUMS OR OTHER AMOUNTS FOR WHICH
CAPITALIZATION IS ALLOWED
E.13 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE SHARE CAPITAL, IN
CONSIDERATION FOR SECURITIES TENDERED IN A
PUBLIC EXCHANGE OFFER INITIATED BY THE
COMPANY
E.14 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
INCREASE SHARE CAPITAL, IN CONSIDERATION
FOR IN-KIND CONTRIBUTIONS GRANTED TO THE
COMPANY
E.15 DELEGATION OF POWERS TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE SHARE CAPITAL IN
FAVOR OF MEMBERS OF SAVINGS PLANS WITH THE
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS IN FAVOR OF THE LATTER
E.16 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
REDUCE CAPITAL BY CANCELLATION OF TREASURY
SHARES.
E.17 AMENDMENT TO ARTICLE 10 OF THE BYLAWS Mgmt Against Against
OE.18 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
O.19 RATIFICATION OF THE APPOINTMENT OF MRS. Mgmt Against Against
COLETTE LEWINER AS DIRECTOR, REPLACING MRS.
MIREILLE FAUGERE
--------------------------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. Agenda Number: 933908292
--------------------------------------------------------------------------------------------------------------------------
Security: 291011104
Meeting Type: Annual
Meeting Date: 04-Feb-2014
Ticker: EMR
ISIN: US2910111044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
D.N. FARR* Mgmt For For
H. GREEN* Mgmt For For
C.A. PETERS* Mgmt For For
J.W. PRUEHER* Mgmt For For
A.A. BUSCH III# Mgmt For For
J.S. TURLEY# Mgmt For For
2. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
EMERSON ELECTRIC CO. EXECUTIVE
COMPENSATION.
3. RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
4. APPROVAL OF THE STOCKHOLDER PROPOSAL Shr For Against
REQUESTING ISSUANCE OF A SUSTAINABILITY
REPORT AS DESCRIBED IN THE PROXY STATEMENT.
5. APPROVAL OF THE STOCKHOLDER PROPOSAL Shr For Against
REQUESTING ISSUANCE OF A POLITICAL
CONTRIBUTIONS REPORT AS DESCRIBED IN THE
PROXY STATEMENT.
6. APPROVAL OF THE STOCKHOLDER PROPOSAL Shr For Against
REQUESTING ISSUANCE OF A LOBBYING REPORT AS
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
ENTERPRISE PRODUCTS PARTNERS L.P. Agenda Number: 933872714
--------------------------------------------------------------------------------------------------------------------------
Security: 293792107
Meeting Type: Special
Meeting Date: 30-Sep-2013
Ticker: EPD
ISIN: US2937921078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE AMENDMENT AND Mgmt For For
RESTATEMENT OF THE 2008 ENTERPRISE PRODUCTS
LONG-TERM INCENTIVE PLAN.
2. PROPOSAL TO APPROVE THE AMENDMENT AND Mgmt For For
RESTATEMENT OF THE EPD UNIT PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC, BRENTFORD MIDDLESEX Agenda Number: 705069664
--------------------------------------------------------------------------------------------------------------------------
Security: G3910J112
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: GB0009252882
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the 2013 Annual Report Mgmt For For
2 To approve the Annual Remuneration Report Mgmt For For
3 To approve the Remuneration Policy Mgmt For For
4 To re-elect Sir Christopher Gent as a Mgmt For For
Director
5 To re-elect Sir Andrew Witty as a Director Mgmt For For
6 To re-elect Professor Sir Roy Anderson as a Mgmt For For
Director
7 To re-elect Dr Stephanie Burns as a Mgmt For For
Director
8 To re-elect Stacey Cartwright as a Director Mgmt For For
9 To re-elect Simon Dingemans as a Director Mgmt For For
10 To re-elect Lynn Elsenhans as a Director Mgmt For For
11 To re-elect Judy Lewent as a Director Mgmt For For
12 To re-elect Sir Deryck Maughan as a Mgmt For For
Director
13 To re-elect Dr Daniel Podolsky as a Mgmt For For
Director
14 To re-elect Dr Moncef Slaoui as a Director Mgmt For For
15 To re-elect Tom de Swaan as a Director Mgmt For For
16 To re-elect Jing Ulrich as a Director Mgmt For For
17 To re-elect Hans Wijers as a Director Mgmt For For
18 To re-appoint auditors: Mgmt For For
PricewaterhouseCoopers LLP
19 To determine remuneration of auditors Mgmt For For
20 To authorise the company and its Mgmt For For
subsidiaries to make donations to political
organisations and incur political
expenditure
21 To authorise allotment of shares Mgmt For For
22 To disapply pre-emption rights Mgmt For For
23 To authorise the company to purchase its Mgmt For For
own shares
24 To authorise exemption from statement of Mgmt For For
name of senior statutory auditor
25 To authorise reduced notice of a general Mgmt For For
meeting other than an AGM
--------------------------------------------------------------------------------------------------------------------------
HEALTH CARE REIT, INC. Agenda Number: 933943070
--------------------------------------------------------------------------------------------------------------------------
Security: 42217K106
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: HCN
ISIN: US42217K1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM C. BALLARD, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: GEORGE L. CHAPMAN Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS J. DEROSA Mgmt For For
1D. ELECTION OF DIRECTOR: JEFFREY H. DONAHUE Mgmt For For
1E. ELECTION OF DIRECTOR: PETER J. GRUA Mgmt For For
1F. ELECTION OF DIRECTOR: FRED S. KLIPSCH Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY J. NAUGHTON Mgmt For For
1H. ELECTION OF DIRECTOR: SHARON M. OSTER Mgmt For For
1I. ELECTION OF DIRECTOR: JUDITH C. PELHAM Mgmt For For
1J. ELECTION OF DIRECTOR: R. SCOTT TRUMBULL Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2014.
3. APPROVAL OF THE COMPENSATION OF THE NAMED Mgmt For For
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT PURSUANT TO THE
COMPENSATION DISCLOSURE RULES OF THE SEC.
4. THE APPROVAL OF AN AMENDMENT TO THE SECOND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 400,000,000 TO
700,000,000 FOR GENERAL CORPORATE PURPOSES.
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 933934526
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1B. ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For
1C. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1E. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For
1G. ELECTION OF DIRECTOR: JUDD GREGG Mgmt For For
1H. ELECTION OF DIRECTOR: CLIVE HOLLICK Mgmt For For
1I. ELECTION OF DIRECTOR: GRACE D. LIEBLEIN Mgmt For For
1J. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1K. ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For
1L. ELECTION OF DIRECTOR: ROBIN L. WASHINGTON Mgmt For For
2. APPROVAL OF INDEPENDENT ACCOUNTANTS. Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. INDEPENDENT BOARD CHAIRMAN. Shr For Against
5. RIGHT TO ACT BY WRITTEN CONSENT. Shr For Against
6. ELIMINATE ACCELERATED VESTING IN A CHANGE Shr For Against
IN CONTROL.
7. POLITICAL LOBBYING AND CONTRIBUTIONS. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
IMPERIAL TOBACCO GROUP PLC, BRISTOL Agenda Number: 704891008
--------------------------------------------------------------------------------------------------------------------------
Security: G4721W102
Meeting Type: AGM
Meeting Date: 05-Feb-2014
Ticker:
ISIN: GB0004544929
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Annual Report and Accounts Mgmt For For
2 Directors' Remuneration Report Mgmt For For
3 Directors' Remuneration Policy Mgmt For For
4 To declare a final dividend Mgmt For For
5 To re-elect Dr K M Burnett Mgmt For For
6 To re-elect Mrs A J Cooper Mgmt For For
7 To re-elect Mr D J Haines Mgmt For For
8 To re-elect Mr M H C Herlihy Mgmt For For
9 To re-elect Ms S E Murray Mgmt For For
10 To re-elect Mr M R Phillips Mgmt For For
11 To elect Mr O R Tant Mgmt For For
12 To re-elect Mr M D Williamson Mgmt For For
13 To re-elect Mr M I Wyman Mgmt For For
14 Re-appointment of Auditors: Mgmt For For
PricewaterhouseCoopers LLP
15 Remuneration of Auditors Mgmt For For
16 Donations to political organisations Mgmt For For
17 Authority to allot securities Mgmt For For
18 Disapplication of pre-emption rights Mgmt For For
19 Purchase of own shares Mgmt For For
20 Notice period for general meetings Mgmt For For
CMMT 13 DEC 13: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AUDITOR NAME. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INTEGRYS ENERGY GROUP, INC. Agenda Number: 933937421
--------------------------------------------------------------------------------------------------------------------------
Security: 45822P105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: TEG
ISIN: US45822P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM J. BRODSKY Mgmt For For
ALBERT J. BUDNEY, JR. Mgmt For For
ELLEN CARNAHAN Mgmt For For
MICHELLE L. COLLINS Mgmt For For
K.M. HASSELBLAD-PASCALE Mgmt For For
JOHN W. HIGGINS Mgmt For For
PAUL W. JONES Mgmt For For
HOLLY KELLER KOEPPEL Mgmt For For
MICHAEL E. LAVIN Mgmt For For
WILLIAM F. PROTZ, JR. Mgmt For For
CHARLES A. SCHROCK Mgmt For For
2. THE APPROVAL OF A NON-BINDING ADVISORY Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
3. THE APPROVAL OF THE INTEGRYS ENERGY GROUP Mgmt For For
2014 OMNIBUS INCENTIVE COMPENSATION PLAN.
4. THE RATIFICATION OF THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
INTEGRYS ENERGY GROUP AND ITS SUBSIDIARIES
FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933933548
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For
1E. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1F. ELECTION OF DIRECTOR: MARK B. MCCLELLAN Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1H. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1K. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
4. SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr For Against
SIGNIFICANT STOCK
--------------------------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION Agenda Number: 933931253
--------------------------------------------------------------------------------------------------------------------------
Security: 494368103
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: KMB
ISIN: US4943681035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN R. ALM Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN F. BERGSTROM Mgmt For For
1C. ELECTION OF DIRECTOR: ABELARDO E. BRU Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT W. DECHERD Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS J. FALK Mgmt For For
1F. ELECTION OF DIRECTOR: FABIAN T. GARCIA Mgmt For For
1G. ELECTION OF DIRECTOR: MAE C. JEMISON, M.D. Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES M. JENNESS Mgmt For For
1I. ELECTION OF DIRECTOR: NANCY J. KARCH Mgmt For For
1J. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1K. ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt For For
1L. ELECTION OF DIRECTOR: MARC J. SHAPIRO Mgmt For For
2. RATIFICATION OF AUDITORS Mgmt For For
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. STOCKHOLDER PROPOSAL REGARDING THE RIGHT TO Shr For Against
ACT BY WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
KLA-TENCOR CORPORATION Agenda Number: 933880329
--------------------------------------------------------------------------------------------------------------------------
Security: 482480100
Meeting Type: Annual
Meeting Date: 06-Nov-2013
Ticker: KLAC
ISIN: US4824801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
EDWARD W. BARNHOLT Mgmt For For
EMIKO HIGASHI Mgmt For For
STEPHEN P. KAUFMAN Mgmt For For
RICHARD P. WALLACE Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 30,
2014.
3 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 2004 EQUITY INCENTIVE PLAN
TO, AMONG OTHER THINGS, EXTEND THE PLAN'S
EXPIRATION DATE, INCREASE THE NUMBER OF
SHARES RESERVED FOR ISSUANCE UNDER THE PLAN
BY 2,900,000 SHARES AND REAPPROVE THE
MATERIAL TERMS OF THE PLAN FOR PURPOSES OF
SECTION 162(M) OF THE INTERNAL REVENUE CODE
OF 1986 (SECTION 162(M)).
5 REAPPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
COMPANY'S PERFORMANCE BONUS PLAN FOR
PURPOSES OF SECTION 162(M).
--------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 933939778
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: LMT
ISIN: US5398301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL F. AKERSON Mgmt For For
1B. ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD Mgmt For For
1C. ELECTION OF DIRECTOR: ROSALIND G. BREWER Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID B. BURRITT Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS J. FALK Mgmt For For
1G. ELECTION OF DIRECTOR: MARILLYN A. HEWSON Mgmt For For
1H. ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES M. LOY Mgmt For For
1J. ELECTION OF DIRECTOR: DOUGLAS H. Mgmt For For
MCCORKINDALE
1K. ELECTION OF DIRECTOR: JOSEPH W. RALSTON Mgmt For For
1L. ELECTION OF DIRECTOR: ANNE STEVENS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR 2014
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS
("SAY-ON-PAY")
4. MANAGEMENT PROPOSAL TO AMEND THE 2011 Mgmt For For
INCENTIVE PERFORMANCE AWARD PLAN TO
AUTHORIZE AND RESERVE 4,000,000 ADDITIONAL
SHARES
5. STOCKHOLDER PROPOSAL - RIGHT TO ACT BY Shr For Against
WRITTEN CONSENT
6. STOCKHOLDER PROPOSAL - ADOPT A POLICY Shr For Against
REQUIRING SENIOR EXECUTIVES TO RETAIN A
SIGNIFICANT PERCENTAGE OF EQUITY
COMPENSATION UNTIL RETIREMENT
7. STOCKHOLDER PROPOSAL - AMEND THE Shr Against For
CORPORATION'S CLAWBACK POLICY FOR EXECUTIVE
INCENTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
LORILLARD, INC. Agenda Number: 933972641
--------------------------------------------------------------------------------------------------------------------------
Security: 544147101
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: LO
ISIN: US5441471019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DIANNE NEAL BLIXT Mgmt For For
1.2 ELECTION OF DIRECTOR: ANDREW H. CARD, JR. Mgmt For For
1.3 ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt For For
1.4 ELECTION OF DIRECTOR: DAVID E.R. DANGOOR Mgmt For For
1.5 ELECTION OF DIRECTOR: MURRAY S. KESSLER Mgmt For For
1.6 ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1.7 ELECTION OF DIRECTOR: RICHARD W. ROEDEL Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVAL OF THE 2008 INCENTIVE COMPENSATION Mgmt For For
PLAN AS AMENDED AND RESTATED.
4. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
5. SHAREHOLDER PROPOSAL ON DISCLOSURE OF Shr For Against
LOBBYING POLICIES AND PRACTICES.
6. SHAREHOLDER PROPOSAL ON ADDITIONAL Shr Against For
DISCLOSURE OF THE HEALTH RISKS OF SMOKING.
--------------------------------------------------------------------------------------------------------------------------
MARKWEST ENERGY PARTNERS LP Agenda Number: 934004906
--------------------------------------------------------------------------------------------------------------------------
Security: 570759100
Meeting Type: Annual
Meeting Date: 06-Jun-2014
Ticker: MWE
ISIN: US5707591005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK M. SEMPLE Mgmt For For
DONALD D. WOLF Mgmt For For
W.A. BRUCKMANN III Mgmt For For
MICHAEL L. BEATTY Mgmt Withheld Against
CHARLES K. DEMPSTER Mgmt For For
DONALD C. HEPPERMANN Mgmt For For
RANDALL J. LARSON Mgmt For For
ANNE E. FOX MOUNSEY Mgmt For For
WILLIAM P. NICOLETTI Mgmt For For
2 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE PARTNERSHIP'S NAMED
EXECUTIVE OFFICERS AS DESCRIBED IN THE
PARTNERSHIP'S PROXY STATEMENT FOR THE 2014
ANNUAL MEETING OF COMMON UNITHOLDERS.
3 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE PARTNERSHIP'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
MATTEL, INC. Agenda Number: 933955897
--------------------------------------------------------------------------------------------------------------------------
Security: 577081102
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: MAT
ISIN: US5770811025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. DOLAN Mgmt For For
1B. ELECTION OF DIRECTOR: TREVOR A. EDWARDS Mgmt For For
1C. ELECTION OF DIRECTOR: DR. FRANCES D. Mgmt For For
FERGUSSON
1D. ELECTION OF DIRECTOR: DOMINIC NG Mgmt For For
1E. ELECTION OF DIRECTOR: VASANT M. PRABHU Mgmt For For
1F. ELECTION OF DIRECTOR: DR. ANDREA L. RICH Mgmt For For
1G. ELECTION OF DIRECTOR: DEAN A. SCARBOROUGH Mgmt For For
1H. ELECTION OF DIRECTOR: CHRISTOPHER A. Mgmt For For
SINCLAIR
1I. ELECTION OF DIRECTOR: BRYAN G. STOCKTON Mgmt For For
1J. ELECTION OF DIRECTOR: DIRK VAN DE PUT Mgmt For For
1K. ELECTION OF DIRECTOR: KATHY WHITE LOYD Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION, AS DESCRIBED IN THE
MATTEL, INC. PROXY STATEMENT.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS MATTEL,
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
4. STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 933967854
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For
1C. ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For
1D. ELECTION OF DIRECTOR: CARY D. MCMILLAN Mgmt For For
1E. ELECTION OF DIRECTOR: SHEILA A. PENROSE Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: ROGER W. STONE Mgmt For For
1H. ELECTION OF DIRECTOR: MILES D. WHITE Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. APPROVAL OF PERFORMANCE GOALS FOR AWARDS Mgmt For For
UNDER THE MCDONALD'S CORPORATION 2009 CASH
INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT AUDITOR
FOR 2014.
5. ADVISORY VOTE REQUESTING THE ABILITY FOR Shr For Against
SHAREHOLDERS TO ACT BY WRITTEN CONSENT, IF
PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 933975180
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 27-May-2014
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM B. HARRISON Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1J. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1L. ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
4. SHAREHOLDER PROPOSAL CONCERNING Shr For Against
SHAREHOLDERS' RIGHT TO ACT BY WRITTEN
CONSENT.
5. SHAREHOLDER PROPOSAL CONCERNING SPECIAL Shr For Against
SHAREOWNER MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED Agenda Number: 933856936
--------------------------------------------------------------------------------------------------------------------------
Security: 595017104
Meeting Type: Annual
Meeting Date: 16-Aug-2013
Ticker: MCHP
ISIN: US5950171042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVE SANGHI Mgmt For For
MATTHEW W. CHAPMAN Mgmt For For
L.B. DAY Mgmt For For
ALBERT J. HUGO-MARTINEZ Mgmt For For
WADE F. MEYERCORD Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF MICROCHIP FOR THE
FISCAL YEAR ENDING MARCH 31, 2014.
3. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, THE COMPENSATION OF
OUR NAMED EXECUTIVES.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933883185
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 19-Nov-2013
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
10. APPROVE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
CRITERIA UNDER THE EXECUTIVE OFFICER
INCENTIVE PLAN
11. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2014
--------------------------------------------------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG Agenda Number: 705061238
--------------------------------------------------------------------------------------------------------------------------
Security: D55535104
Meeting Type: AGM
Meeting Date: 30-Apr-2014
Ticker:
ISIN: DE0008430026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2012, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub custodians have advised that voted Non-Voting
shares are not blocked for trading purposes
i.e. they are only unavailable for
settlement. Registered shares will be
deregistered at the deregistration date by
the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent to your CSR or Custodian.
Please contact your CSR for further
information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 15 Non-Voting
APR 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Financial statements and annual report a) Non-Voting
presentation of the corporate governance
report and the remuneration report for the
2013 financial year b) presentation of the
financial statements and annual report for
the 2013 financial year with the report of
the supervisory board, the group financial
statements, the group annual report, and
the report pursuant to sections 289(4) and
315(4) of the German commercial code
2. Resolution on the Appropriation of the Mgmt No vote
Distributable profit. The distributable
profit of EUR 1,300,223,787 shall be
appropriated as follows: Payment of a
dividend of EUR 7.25 per no-par share EUR
33,361,926.25 shall be carried forward
ex-dividend and payable date: May 2, 2014
3. Ratification of the Acts of the Board of Mgmt No vote
MDs
4. Ratification of the Acts of the Supervisory Mgmt No vote
Board
5. Resolution on the Approval of the Mgmt No vote
Compensation System for the Members of the
Board of MDs. The compensation system for
the members of the Board of MDs shall be
approved
6.1 Acquisition of own shares The company shall Mgmt No vote
be authorized to acquire own shares of up
to 10 pct. of its share capital at a price
not more than 10 pct. above, nor more than
20 pct. below, the market price of the
shares, on or before April 29, 2019. The
Board of MDs shall be authorized to use the
shares for all legally permissible
purposes, especially to use the shares for
the flotation of foreign stock exchanges or
for mergers and acquisitions, to sell the
shares to a third party in a manner other
than the stock exchange or an offer to all
shareholders, to use the shares for the
fulfilment of option or conversion rights,
to offer the shares to employees of the
company and its affiliates, and to retire
the shares
6.2 Resolution on the authorization to purchase Non-Voting
and use own shares and the possibility of
subscription and tender rights exclusion:
The purchase is made by the Board of
Management aa) over the stock exchange or
bb) by a letter addressed to all
shareholders offer to buy or cc) by means
of a addressed to all stockholders
solicitation of sale offers (sale call), or
dd) by a letter addressed to all
shareholders exchange offer for shares in a
for purposes of Section 3 para 2 AktG
boerse-listed company
6.3 Resolution on the authorization to purchase Non-Voting
and use own shares and the possibility of
subscription and tender rights exclusion:
The Executive Board is authorized shares of
the Company that are acquired on the basis
of the above or previously granted
authorizations or under paragraph 71d
sentence 5 AktG and were to use for all
legally permissible purposes
6.4 Resolution on the authorization to purchase Non-Voting
and use own shares and the possibility of
subscription and tender rights exclusion:
The Supervisory Board is authorized shares
of the Company acquired 71d sentence 5 AktG
basis of the above or previously granted
authorizations or under paragraph or have
been, be appropriated as follows: You can
board members of the Company will pay for
as allowance. This applies in particular to
the extent that board members are obliged
under the rules to be allowance or to
invest a part of the next billing variable
remuneration in shares of the Company with
blockage period. If this obligation relates
to a portion of the variable remuneration,
which is determined based on a multi-year
basis, amounts to be agreed upon minimum
holding period about two years, in all
other cases, approximately four years. At
the time of transmission or at the
beginning of the measurement period of the
respective variable allowance component on
the board must consist. The details of the
remuneration of Executive Board members are
determined by the Supervisory Board. These
include rules about the treatment of
holding periods in special cases , such as
in retirement , unemployment or death
6.5 Resolution on the authorization to purchase Non-Voting
and use own shares and the possibility of
subscription and tender rights exclusion:
The price at which the treasury shares in
accordance with lit when the authorization.
c) aa is executed on or sold in accordance
lit. c ) cc to be sold , may have been
identified by auction price of shares in
the company at the Xetra trading on the
Frankfurt Stock Exchange on the day of
exchange introduction or binding agreement
with the third party is (excluding
incidental costs) . In addition, in these
cases the sum of the shares sold, together
with the shares , which were during the
term of this authorization under exclusion
of subscription rights in direct or
corresponding application of Section 186
paragraph 3 sentence issued or sold 4 AktG
or issuable , the overall limit of 10% of
the share capital is not about to rise ,
neither at the time of this authorization
becomes effective nor at the time of the
issue or the divestiture of the shares
6.6 Resolution on the authorization to purchase Non-Voting
and use own shares and the possibility of
subscription and tender rights exclusion:
If replaced by a comparable successor
system to the Xetra trading, also in this
authorization, it takes the place of the
Xetra trading system
6.7 Resolution on the authorization to purchase Non-Voting
and use own shares and the possibility of
subscription and tender rights exclusion:
The authorizations in accordance with lit.
c) and d) can one or more occasions, in
whole or in part, individually or be
exploited in common, the appropriations
under clauses. c) bb, cc, dd or ee also by
dependent or majority owned by the company
or companies on their behalf or on behalf
of the Company acting third party
6.8 Resolution on the authorization to purchase Non-Voting
and use own shares and the possibility of
subscription and tender rights exclusion:
The right of stockholders to such shares of
the Company shall be excluded insofar as
these shares pursuant to the authorizations
in lit. c) aa, bb, cc, dd, ee or d) are
used. About it, the Management Board is
authorized, in case of a divestiture of own
shares by offer to stockholders to grant
the holders of bonds with conversion or
option rights issued by the Company or
Group companies a right to purchase the
shares to the extent that as after
exercising their conversion or option
rights would be entitled, the subscription
rights of stockholders is excluded to this
extent
6.9 Resolution on the authorization to purchase Non-Voting
and use own shares and the possibility of
subscription and tender rights exclusion:
The authorization is valid until 29 April
2019. Upon the effectiveness of this new
authorization by the Annual General Meeting
on 20 April 2011 decided authorization to
acquire treasury shares cancelled
7.1 Approval of the use of derivatives (call Mgmt No vote
and put options) for the purpose of
acquiring own shares as item 6
7.2 Resolution on the authorization to purchase Non-Voting
own shares using derivatives and for the
possibility of subscription and tender
rights exclusion: The use of derivatives
may be used in one of the below aa ), bb )
or cc) or in a combination of these
possibilities take place : aa) The issuance
or purchase of the derivatives can be
performed via the Eurex Germany or LIFFE (
or comparable successor system ) . In this
case, the Company shall inform the
stockholders before the planned issue or
the proposed acquisition of the derivatives
in the company news. There can be different
prices elected (without extra costs) to
different expiration dates for the
derivatives also with the simultaneous
issuance or time the same acquisition. bb)
The issue of put options (put options ) ,
the purchase of call options ( call
options) , the conclusion of forward
purchase or a combination of these
derivatives and their respective
performance can also be outside the
specified under aa ) exchange performed
when the in exercise of the derivatives
have been acquired to the Company shares to
be delivered before about the exchange to
the stock exchange at the time of the then
current stock exchange price of the shares
in Xetra trading on the Frankfurt Stock
Exchange . cc) The concluding option shops
can be offered to all stockholders publicly
, or options business can with a bank or a
company under section 53 paragraph 1
sentence 1 or section 53b para 1 sentence 1
or section 7 of the Banking Act (KWG)
methods businesses ( Issuing Company )
concluded with the obligation to offer all
stockholders to purchase these options. The
Company may, derivatives lit in the
aforementioned cases . aa ) to cc ) only
buy back each
7.3 Resolution on the authorization to purchase Non-Voting
own shares using derivatives and for the
possibility of subscription and tender
rights exclusion: The exercise price of the
options or may be used in fulfilment of
forward purchases payable purchase price
(excluding incidental expenses) for one
shares in the case of lit. b ) aa and bb
determined on the day of the conclusion of
the derivative on business by the auction
price for shares in the company at the
Xetra trading on the Frankfurt Stock
Exchange at most 10% more and be less than
20% . If own shares using options is equal
to that of the Company for the shares to be
paid purchase price (excluding incidental
expenses) agreed in the option exercise
price . The acquisition price paid by the
Company for options ( no extra cost ) is
not over and the premium received by the
company realisable price for options may
not be (without extra costs) under the
established using recognized theoretical
market value of the option , in its
determination of , among other agreed
exercise price must also be noted . The
agreed by the Company in forward purchase
forward rate should not be much above the
theoretical futures price calculated using
recognized actuarial methods to be
considered in the determination of which ,
among other things , the current stock
exchange price and the maturity of the
forward purchase
7.4 Resolution on the authorization to purchase Non-Voting
own shares using derivatives and for the
possibility of subscription and tender
rights exclusion: The exercise price of the
options (no extra cost) for a share may, in
the case of lit. b) cc the arithmetic mean
of the closing prices for shares in the
company at the Xetra trading on the
Frankfurt Stock Exchange on 5, 4 and 3 Over
and below the trading day prior to the day
of publication of the offer by more than
10% to more than 20%. If the offer is over
records to all stockholders, the tender
rights of stockholders may be excluded
insofar as the allocation will be based on
quotas. A preferred offer for the
conclusion of option shops and a
preferential allotment of options can be
for small share amounts (options up to 100
shares per shareholder)
7.5 Resolution on the authorization to purchase Non-Voting
own shares using derivatives and for the
possibility of subscription and tender
rights exclusion: The term of the
derivatives in each case is longer than 18
months and shall be so determined that the
acquisition of shares in the exercise of
the derivatives later than until 29. Takes
place April 2019. The use of derivatives
are allowed to own shares up to a maximum
of 5% of the time the resolution of the
General Meeting's share capital is
acquired. Is that existing at the time of
the initial capital is less exercising this
authority, this shall prevail
7.6 Resolution on the authorization to purchase Non-Voting
own shares using derivatives and for the
possibility of subscription and tender
rights exclusion: Will the acquisition of
treasury shares derivatives according to
lit. b) aa or bb, the stockholders in
corresponding application of Section 186
paragraph 3 sentence 4 AktG no claim is to
take out such derivative shops with
society. A right of stockholders to
conclude derivative shops also have no, as
according to lit the conclusion of
derivative shops. b) cc is provided based a
preferential offer or a preferential
allotment for the conclusion of derivative
shops to small share amounts. Stockholders
have a right to tender their shares in the
Company if the Company is only obliged them
opposite from the derivative shops to
purchase the shares
7.7 Resolution on the authorization to purchase Non-Voting
own shares using derivatives and for the
possibility of subscription and tender
rights exclusion: The Company may terminate
the authorization in whole or in
COMPONENTS, one or more times, for one or
more purposes to exercise, but they can
also be dependent or majority-owned by the
Company or related companies for its or
their behalf are run by third parties
7.8 Resolution on the authorization to purchase Non-Voting
own shares using derivatives and for the
possibility of subscription and tender
rights exclusion: For the rest, the
provisos and the use of the authorization
granted under agenda item 6 will apply
8.1 Election to the Supervisory Board: Mgmt No vote
Ann-Kristin Achleitner
8.2 Election to the Supervisory Board: Benita Mgmt No vote
Ferrero-Waldner
8.3 Election to the Supervisory Board: Ursula Mgmt No vote
Gather
8.4 Election to the Supervisory Board: Peter Mgmt No vote
Gruss
8.5 Election to the Supervisory Board: Gerd Mgmt No vote
Haeusler
8.6 Election to the Supervisory Board: Henning Mgmt No vote
Kagermann
8.7 Election to the Supervisory Board: Wolfgang Mgmt No vote
Mayrhuber
8.8 Election to the Supervisory Board: Bernd Mgmt No vote
Pischetsrieder
8.9 Election to the Supervisory Board: Anton Mgmt No vote
van Rossum
8.10 Election to the Supervisory Board: Ron Mgmt No vote
Sommer
9.1 Resolution on the adjustment of existing Mgmt No vote
profit transfer agreements: The agreement
with the company's wholly-owned subsidiary,
Mr Beteiligungen 1 GmbH, on amendments to
the existing profit transfer agreement
shall be approved
9.2 Resolution on the adjustment of existing Mgmt No vote
profit transfer agreements: The agreement
with the company's wholly-owned subsidiary,
Silvanus Vermoegensverwaltungsgesellschaft
mbH, on amendments to the existing profit
transfer agreement shall be approved
9.3 Resolution on the adjustment of existing Mgmt No vote
profit transfer agreements: The agreement
with the company's wholly-owned subsidiary,
Mr Rent-Investment GmbH, on amendments to
the existing profit transfer agreement
shall be approved
9.4 Resolution on the adjustment of existing Mgmt No vote
profit transfer agreements: The agreement
with the company's wholly-owned subsidiary,
Mr Beteiligungen 14 GmbH, on amendments to
the existing profit transfer agreement
shall be approved
9.5 Resolution on the adjustment of existing Mgmt No vote
profit transfer agreements: The agreement
with the company's wholly-owned subsidiary,
Mr Beteiligungen 15 GmbH, on amendments to
the existing profit transfer agreement
shall be approved
9.6 Resolution on the adjustment of existing Mgmt No vote
profit transfer agreements: The agreement
with the company's wholly-owned subsidiary,
Mr Beteiligungen 16 GmbH, on amendments to
the existing profit transfer agreement
shall be approved
9.7 Resolution on the adjustment of existing Mgmt No vote
profit transfer agreements: The agreement
with the company's wholly-owned subsidiary,
Schloss Hohenkammer GmbH, on amendments to
the existing profit transfer agreement
shall be approved
--------------------------------------------------------------------------------------------------------------------------
NATIONAL GRID PLC, LONDON Agenda Number: 704601081
--------------------------------------------------------------------------------------------------------------------------
Security: G6375K151
Meeting Type: AGM
Meeting Date: 29-Jul-2013
Ticker:
ISIN: GB00B08SNH34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Annual Report and Accounts Mgmt For For
2 To declare a final dividend Mgmt For For
3 To re-elect Sir Peter Gershon Mgmt For For
4 To re-elect Steve Holliday Mgmt For For
5 To re-elect Andrew Bonfield Mgmt For For
6 To re-elect Tom King Mgmt For For
7 To re-elect Nick Winser Mgmt For For
8 To re-elect Philip Aiken Mgmt For For
9 To re-elect Nora Mead Brownell Mgmt For For
10 To elect Jonathan Dawson Mgmt For For
11 To re-elect Paul Golby Mgmt For For
12 To re-elect Ruth Kelly Mgmt For For
13 To re-elect Maria Richter Mgmt For For
14 To elect Mark Williamson Mgmt For For
15 To re-appoint the auditors Mgmt For For
PricewaterhouseCoopers LLP
16 To authorise the Directors to set the Mgmt For For
auditors' remuneration
17 To approve the Directors' Remuneration Mgmt For For
Report
18 To authorise the Directors to allot Mgmt For For
ordinary shares
19 To disapply pre-emption rights Mgmt For For
20 To authorise the Company to purchase its Mgmt For For
own ordinary shares
21 To authorise the Directors to hold general Mgmt For For
meetings on 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY Agenda Number: 705020763
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 10-Apr-2014
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 Approval of the Annual Report, the Mgmt For For
financial statements of Nestle S.A. and the
consolidated financial statements of the
Nestle Group for 2013
1.2 Acceptance of the Compensation Report 2013 Mgmt For For
(advisory vote)
2 Release of the members of the Board of Mgmt For For
Directors and of the Management
3 Appropriation of profits resulting from the Mgmt For For
balance sheet of Nestle S.A. (proposed
dividend) for the financial year 2013
4 Revision of the Articles of Association. Mgmt For For
Adaptation to new Swiss Company Law
5.1.1 Re-election to the Board of Directors: Mr Mgmt For For
Peter Brabeck-Letmathe
5.1.2 Re-election to the Board of Directors: Mr Mgmt For For
Paul Bulcke
5.1.3 Re-election to the Board of Directors: Mr Mgmt For For
Andreas Koopmann
5.1.4 Re-election to the Board of Directors: Mr Mgmt For For
Rolf Hanggi
5.1.5 Re-election to the Board of Directors: Mr Mgmt For For
Beat Hess
5.1.6 Re-election to the Board of Directors: Mr Mgmt For For
Daniel Borel
5.1.7 Re-election to the Board of Directors: Mr Mgmt For For
Steven G. Hoch
5.1.8 Re-election to the Board of Directors: Ms Mgmt For For
Naina Lal Kidwai
5.1.9 Re-election to the Board of Directors: Ms Mgmt For For
Titia de Lange
5.110 Re-election to the Board of Directors: Mr Mgmt For For
Jean-Pierre Roth
5.111 Re-election to the Board of Directors: Ms Mgmt For For
Ann M. Veneman
5.112 Re-election to the Board of Directors: Mr Mgmt For For
Henri de Castries
5.113 Re-election to the Board of Directors: Ms Mgmt For For
Eva Cheng
5.2 Election of the Chairman of the Board of Mgmt For For
Directors: Mr Peter Brabeck-Letmathe
5.3.1 Election of the member of the Compensation Mgmt For For
Committee: Mr Beat Hess
5.3.2 Election of the member of the Compensation Mgmt For For
Committee: Mr Daniel Borel
5.3.3 Election of the member of the Compensation Mgmt For For
Committee: Mr Andreas Koopmann
5.3.4 Election of the member of the Compensation Mgmt For For
Committee: Mr Jean-Pierre Roth
5.4 Re-election of the statutory auditors KPMG Mgmt For For
SA, Geneva branch
5.5 Election of the Independent Representative Mgmt For For
Hartmann Dreyer, Attorneys-at-Law
CMMT In the event of a new or modified proposal Non-Voting
by a shareholder during the General
Meeting, I instruct the independent
representative to vote according to the
following instruction: INSTRUCT "FOR" ON
ONE RESOLUTION AMONG 6.1, 6.2 AND 6.3 TO
SHOW WHICH VOTING OPTION YOU CHOOSE IN THE
EVENT OF NEW OR MODIFIED PROPOSALS.
INSTRUCT "CLEAR" ON THE REMAINING TWO
RESOLUTIONS
6.1 Vote in accordance with the proposal of the Mgmt No vote
Board of Directors
6.2 Vote against the proposal of the Board of Shr No vote
Directors
6.3 Abstain Shr For Against
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG, BASEL Agenda Number: 704953238
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: AGM
Meeting Date: 25-Feb-2014
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 Approval of the Annual Report, the Mgmt For For
Financial Statements of Novartis AG and the
Group Consolidated Financial Statements for
the Business Year 2013
2 Discharge from Liability of the Members of Mgmt Against Against
the Board of Directors and the Executive
Committee
3 Appropriation of Available Earnings of Mgmt For For
Novartis AG and Declaration of Dividend:
CHF 2.45 per share
4.1 Advisory Vote on Total Compensation for Mgmt Against Against
Members of the Board of Directors from the
Annual General Meeting 2014 to the Annual
General Meeting 2015
4.2 Advisory Vote on Total Compensation for Mgmt For For
Members of the Executive Committee for the
Performance Cycle Ending in 2013
5.1 Re-election of Joerg Reinhardt, Ph.D., and Mgmt For For
election as Chairman of the Board of
Directors
5.2 Re-election of Dimitri Azar, M.D., MBA Mgmt For For
5.3 Re-election of Verena A. Briner, M.D. Mgmt For For
5.4 Re-election of Srikant Datar, Ph.D. Mgmt For For
5.5 Re-election of Ann Fudge Mgmt For For
5.6 Re-election of Pierre Landolt, Ph.D. Mgmt For For
5.7 Re-election of Ulrich Lehner, Ph.D. Mgmt For For
5.8 Re-election of Andreas von Planta, Ph.D. Mgmt For For
5.9 Re-election of Charles L. Sawyers, M.D. Mgmt For For
5.10 Re-election of Enrico Vanni, Ph.D. Mgmt For For
5.11 Re-election of William T. Winters Mgmt For For
6.1 Election of Srikant Datar, Ph.D., as member Mgmt Against Against
of the Compensation Committee
6.2 Election of Ann Fudge as member of the Mgmt For For
Compensation Committee
6.3 Election of Ulrich Lehner, Ph.D., as member Mgmt Against Against
of the Compensation Committee
6.4 Election of Enrico Vanni, Ph.D., as member Mgmt Against Against
of the Compensation Committee
7 Re-election of the Auditor: Mgmt For For
PricewaterhouseCoopers AG
8 Election of lic. iur. Peter Andreas Zahn, Mgmt For For
Advokat, Basel, as the Independent Proxy
9 In the case of ad-hoc/Miscellaneous Mgmt Abstain Against
shareholder motions proposed during the
general meeting, I authorize my proxy to
act as follows in accordance with the board
of directors
--------------------------------------------------------------------------------------------------------------------------
ORKLA ASA, OSLO Agenda Number: 705053786
--------------------------------------------------------------------------------------------------------------------------
Security: R67787102
Meeting Type: AGM
Meeting Date: 10-Apr-2014
Ticker:
ISIN: NO0003733800
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT BLOCKING SHOULD ALWAYS BE APPLIED, RECORD Non-Voting
DATE OR NOT.
1 Opening of the meeting by the Chair of the Mgmt No vote
Board of Directors and election of the
meeting chair. The Board of Directors
proposes that Idar Kreutzer be elected as
meeting chair
2 Approval of the financial statements for Mgmt No vote
2013 for Orkla ASA and the Orkla Group and
the annual report of the Board of
Directors, including approval of a share
dividend for 2013 of NOK 2.50 per share,
except for shares owned by the Group
3.2 Advisory approval of the Board of Mgmt No vote
Directors' statement of guidelines for the
pay and other remuneration of the executive
management in the coming financial year
3.3 Approval of guidelines for share-related Mgmt No vote
incentive arrangements in the coming
financial year
5.ii Authorisation to acquire treasury shares to Mgmt No vote
be utilised to fulfil existing employee
incentive arrangements and incentive
arrangements adopted by the General Meeting
in accordance with item 3.3 of the agenda
5.iii Authorisation to acquire treasury shares Mgmt No vote
for cancellation
6 Minimum notice of an Extraordinary General Mgmt No vote
Meeting
7.1 Election of member of the Board of Mgmt No vote
Directors: Stein Erik Hagen
7.2 Election of member of the Board of Mgmt No vote
Directors: Grace Reksten Skaugen
7.3 Election of member of the Board of Mgmt No vote
Directors: Jo Lunder
7.4 Election of member of the Board of Mgmt No vote
Directors: Ingrid Jonasson Blank
7.5 Election of member of the Board of Mgmt No vote
Directors: Lisbeth Valther Pallesen
7.6 Election of member of the Board of Mgmt No vote
Directors: Lars Dahlgren
7.7 Election of member of the Board of Mgmt No vote
Directors: Nils Selte
8.1 Election of the Chair of the Board of Mgmt No vote
Directors: Stein Erik Hagen
8.2 Election of the Deputy Chair of the Board Mgmt No vote
of Directors: Grace Reksten Skaugen
9.1 Election of member of the Nomination Mgmt No vote
Committee: Leiv Askvig
9.2 Election of member of the Nomination Mgmt No vote
Committee: Anders Christian Stray Ryssdal
9.3 Election of member of the Nomination Mgmt No vote
Committee: Karin Bing Orgland
10 Election of the Chair of the Nomination Mgmt No vote
Committee
11 Remuneration of members of the Board of Mgmt No vote
Directors
12 Approval of the Auditor's fee Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
PEARSON PLC, LONDON Agenda Number: 705067002
--------------------------------------------------------------------------------------------------------------------------
Security: G69651100
Meeting Type: AGM
Meeting Date: 25-Apr-2014
Ticker:
ISIN: GB0006776081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receipt of financial statements Mgmt For For
2 Final dividend Mgmt For For
3 Re-election of David Arculus Mgmt For For
4 Re-election of Vivienne Cox Mgmt For For
5 Re-election of John Fallon Mgmt For For
6 Re-election of Robin Freestone Mgmt For For
7 Re-election of Ken Hydon Mgmt For For
8 Re-election of Josh Lewis Mgmt For For
9 Re-election of Glen Moreno Mgmt For For
10 Re-appointment of Linda Lorimer Mgmt For For
11 Re-appointment of Harish Manwani Mgmt For For
12 Approval of directors remuneration policy Mgmt For For
13 Approval of annual remuneration report Mgmt Against Against
14 Re-appointment of auditor: Mgmt For For
PricewaterhouseCoopers LLP
15 Remuneration of auditors Mgmt For For
16 Allotment of shares Mgmt For For
17 Waiver of pre-emption rights Mgmt For For
18 Authority to purchase own shares Mgmt For For
19 Notice of meetings Mgmt For For
20 Extension of the Worldwide Save for Shares Mgmt For For
Plan
CMMT 16 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AUDITOR NAME IN
RESOLUTION 14. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933945860
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHONA L. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: GEORGE W. BUCKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: IAN M. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
1E. ELECTION OF DIRECTOR: RONA A. FAIRHEAD Mgmt For For
1F. ELECTION OF DIRECTOR: RAY L. HUNT Mgmt For For
1G. ELECTION OF DIRECTOR: ALBERTO IBARGUEN Mgmt For For
1H. ELECTION OF DIRECTOR: INDRA K. NOOYI Mgmt For For
1I. ELECTION OF DIRECTOR: SHARON PERCY Mgmt For For
ROCKEFELLER
1J. ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1K. ELECTION OF DIRECTOR: LLOYD G. TROTTER Mgmt For For
1L. ELECTION OF DIRECTOR: DANIEL VASELLA Mgmt For For
1M. ELECTION OF DIRECTOR: ALBERTO WEISSER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2014.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS OF THE PEPSICO, INC.
EXECUTIVE INCENTIVE COMPENSATION PLAN.
5. POLICY REGARDING APPROVAL OF POLITICAL Shr Against For
CONTRIBUTIONS.
6. POLICY REGARDING EXECUTIVE RETENTION OF Shr For Against
STOCK.
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933946444
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1D. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1E. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt Against Against
1F. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For
1G. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt For For
1I. ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
3. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL 1 - LOBBYING Shr For Against
5. SHAREHOLDER PROPOSAL 2 - ANIMAL TESTING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
PHILIPPINE LONG DISTANCE TELEPHONE CO. Agenda Number: 934023576
--------------------------------------------------------------------------------------------------------------------------
Security: 718252604
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: PHI
ISIN: US7182526043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE AUDITED FINANCIAL Mgmt For For
STATEMENTS FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2013 CONTAINED IN THE
COMPANY'S 2013 ANNUAL REPORT.
2. DIRECTOR
MR. A.V. PANGANIBAN Mgmt For For
MR. PEDRO E. ROXAS Mgmt For For
MR. ALFRED V. TY Mgmt For For
MS. HELEN Y. DEE Mgmt For For
ATTY. RAY C. ESPINOSA Mgmt For For
MR. JAMES L. GO Mgmt For For
MR. SETSUYA KIMURA Mgmt For For
MR. N.L. NAZARENO Mgmt For For
MR. M.V. PANGILINAN Mgmt For For
MR. HIDEAKI OZAKI Mgmt For For
MS. MA. L.C. RAUSA-CHAN Mgmt For For
MR. JUAN B. SANTOS Mgmt For For
MR. TONY TAN CAKTIONG Mgmt For For
3. APPROVAL OF AMENDMENT TO THE THIRD ARTICLE Mgmt For For
OF THE ARTICLES OF INCORPORATION TO
INDICATE THAT THE PLACE WHERE THE PRINCIPAL
OFFICE OF THE COMPANY IS TO BE ESTABLISHED
OR LOCATED IS AT RAMON COJUANGCO BUILDING,
MAKATI AVENUE, MAKATI CITY.
--------------------------------------------------------------------------------------------------------------------------
POTASH CORPORATION OF SASKATCHEWAN INC. Agenda Number: 933945377
--------------------------------------------------------------------------------------------------------------------------
Security: 73755L107
Meeting Type: Annual and Special
Meeting Date: 15-May-2014
Ticker: POT
ISIN: CA73755L1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C.M. BURLEY Mgmt For For
D.G. CHYNOWETH Mgmt For For
W.J. DOYLE Mgmt For For
J.W. ESTEY Mgmt For For
G.W. GRANDEY Mgmt For For
C.S. HOFFMAN Mgmt For For
D.J. HOWE Mgmt For For
A.D. LABERGE Mgmt For For
C.E. MADERE Mgmt For For
K.G. MARTELL Mgmt For For
J.J. MCCAIG Mgmt For For
M. MOGFORD Mgmt For For
E. VIYELLA DE PALIZA Mgmt For For
02 THE APPOINTMENT OF DELOITTE LLP AS AUDITORS Mgmt For For
OF THE CORPORATION.
03 THE RESOLUTION (ATTACHED AS APPENDIX B TO Mgmt For For
THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR)
APPROVING THE ADOPTION OF A NEW PERFORMANCE
OPTION PLAN, THE FULL TEXT OF WHICH IS
ATTACHED AS APPENDIX C TO THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
04 THE ADVISORY RESOLUTION ACCEPTING THE Mgmt For For
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
PPL CORPORATION Agenda Number: 933969682
--------------------------------------------------------------------------------------------------------------------------
Security: 69351T106
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: PPL
ISIN: US69351T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FREDERICK M. BERNTHAL Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN W. CONWAY Mgmt For For
1C. ELECTION OF DIRECTOR: PHILIP G. COX Mgmt For For
1D. ELECTION OF DIRECTOR: STEVEN G. ELLIOTT Mgmt For For
1E. ELECTION OF DIRECTOR: LOUISE K. GOESER Mgmt For For
1F. ELECTION OF DIRECTOR: STUART E. GRAHAM Mgmt For For
1G. ELECTION OF DIRECTOR: STUART HEYDT Mgmt For For
1H. ELECTION OF DIRECTOR: RAJA RAJAMANNAR Mgmt For For
1I. ELECTION OF DIRECTOR: CRAIG A. ROGERSON Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM H. SPENCE Mgmt For For
1K. ELECTION OF DIRECTOR: NATICA VON ALTHANN Mgmt For For
1L. ELECTION OF DIRECTOR: KEITH H. WILLIAMSON Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
4. SHAREOWNER PROPOSAL - REQUEST FOR POLITICAL Shr For Against
SPENDING REPORT
5. SHAREOWNER PROPOSAL - SPECIAL SHAREOWNER Shr For Against
MEETINGS
--------------------------------------------------------------------------------------------------------------------------
R.R. DONNELLEY & SONS COMPANY Agenda Number: 933985674
--------------------------------------------------------------------------------------------------------------------------
Security: 257867101
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: RRD
ISIN: US2578671016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS J. QUINLAN III Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN M. CAMERON Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD L. CRANDALL Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN M. GIANINNO Mgmt For For
1E. ELECTION OF DIRECTOR: JUDITH H. HAMILTON Mgmt For For
1F. ELECTION OF DIRECTOR: JEFFREY M. KATZ Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD K. PALMER Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL T. RIORDAN Mgmt For For
1J. ELECTION OF DIRECTOR: OLIVER R. SOCKWELL Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
REGAL ENTERTAINMENT GROUP Agenda Number: 933946191
--------------------------------------------------------------------------------------------------------------------------
Security: 758766109
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: RGC
ISIN: US7587661098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEPHEN A. KAPLAN Mgmt For For
JACK TYRRELL Mgmt For For
NESTOR R. WEIGAND, JR. Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF KPMG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JANUARY 1, 2015.
--------------------------------------------------------------------------------------------------------------------------
REYNOLDS AMERICAN INC. Agenda Number: 933941759
--------------------------------------------------------------------------------------------------------------------------
Security: 761713106
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: RAI
ISIN: US7617131062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS I DIRECTOR: SUSAN M. Mgmt For For
CAMERON
1B. ELECTION OF CLASS I DIRECTOR: LUC JOBIN Mgmt For For
1C. ELECTION OF CLASS I DIRECTOR: NANA MENSAH Mgmt For For
1D. ELECTION OF CLASS I DIRECTOR: RONALD S. Mgmt For For
ROLFE
1E. ELECTION OF CLASS I DIRECTOR: JOHN J. Mgmt For For
ZILLMER
1F. ELECTION OF CLASS II DIRECTOR: SIR NICHOLAS Mgmt For For
SCHEELE
2. APPROVAL OF THE REYNOLDS AMERICAN INC. Mgmt For For
AMENDED AND RESTATED 2009 OMNIBUS INCENTIVE
COMPENSATION PLAN
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF NAMED EXECUTIVE OFFICERS
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS
5. SHAREHOLDER PROPOSAL ON DISCLOSURE OF Shr For Against
LOBBYING POLICIES AND PRACTICES
6. SHAREHOLDER PROPOSAL ON ANIMAL TESTING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC Agenda Number: 933990699
--------------------------------------------------------------------------------------------------------------------------
Security: 780259206
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: RDSA
ISIN: US7802592060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. RECEIPT OF ANNUAL REPORT & ACCOUNTS Mgmt For For
2. APPROVAL OF DIRECTORS' REMUNERATION POLICY Mgmt For For
3. APPROVAL OF DIRECTORS' REMUNERATION REPORT Mgmt For For
4. APPOINTMENT OF EULEEN GOH AS A DIRECTOR OF Mgmt For For
THE COMPANY
5. APPOINTMENT OF PATRICIA A. WOERTZ AS A Mgmt For For
DIRECTOR OF THE COMPANY
6. RE-APPOINTMENT OF DIRECTOR: BEN VAN BEURDEN Mgmt For For
7. RE-APPOINTMENT OF DIRECTOR: GUY ELLIOTT Mgmt For For
8. RE-APPOINTMENT OF DIRECTOR: SIMON HENRY Mgmt For For
9. RE-APPOINTMENT OF DIRECTOR: CHARLES O. Mgmt For For
HOLLIDAY
10. RE-APPOINTMENT OF DIRECTOR: GERARD Mgmt For For
KLEISTERLEE
11. RE-APPOINTMENT OF DIRECTOR: JORMA OLLILA Mgmt For For
12. RE-APPOINTMENT OF DIRECTOR: SIR NIGEL Mgmt For For
SHEINWALD
13. RE-APPOINTMENT OF DIRECTOR: LINDA G. STUNTZ Mgmt For For
14. RE-APPOINTMENT OF DIRECTOR: HANS WIJERS Mgmt For For
15. RE-APPOINTMENT OF DIRECTOR: GERRIT ZALM Mgmt For For
16. RE-APPOINTMENT OF AUDITORS Mgmt For For
17. REMUNERATION OF AUDITORS Mgmt For For
18. AUTHORITY TO ALLOT SHARES Mgmt For For
19. DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
20. AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
21. APPROVAL OF LONG-TERM INCENTIVE PLAN Mgmt For For
22. APPROVAL OF DEFERRED BONUS PLAN Mgmt For For
23. APPROVAL OF RESTRICTED SHARE PLAN Mgmt For For
24. AUTHORITY FOR CERTAIN DONATIONS AND Mgmt For For
EXPENDITURE
--------------------------------------------------------------------------------------------------------------------------
SANOFI SA, PARIS Agenda Number: 705027654
--------------------------------------------------------------------------------------------------------------------------
Security: F5548N101
Meeting Type: OGM
Meeting Date: 05-May-2014
Ticker:
ISIN: FR0000120578
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 14 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0312/201403121400621.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0414/201404141401110.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
1 Approval of the annual corporate financial Mgmt For For
statements for the 2013 financial year
2 Approval of the consolidated financial Mgmt For For
statements for the 2013 financial year
3 Allocation of income and setting the Mgmt For For
dividend
4 Agreements and commitments pursuant to Mgmt For For
Articles L.225-38 et seq. of the Commercial
Code
5 Renewal of term of Mr. Christopher Mgmt For For
Viehbacher as Board member
6 Renewal of term of Mr. Robert Castaigne as Mgmt For For
Board member
7 Renewal of term of Mr. Christian Mulliez as Mgmt For For
Board member
8 Appointment of Mr. Patrick Kron as Board Mgmt For For
member
9 Review of the compensation owed or paid to Mgmt For For
Mr. Serge Weinberg, Chairman of the Board
of Directors for the financial year ended
on December 31st, 2013
10 Review of the compensation owed or paid to Mgmt For For
Mr. Christopher Viehbacher, CEO for the
financial year ended on December 31st, 2013
11 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
12 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SCOR SE, PUTEAUX Agenda Number: 705089553
--------------------------------------------------------------------------------------------------------------------------
Security: F15561677
Meeting Type: MIX
Meeting Date: 06-May-2014
Ticker:
ISIN: FR0010411983
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 18 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL
LINK:https://balo.journal-officiel.gouv.fr/
pdf/2014/0331/201403311400865.pdf. PLEASE
NOTE THAT THIS IS A REVISION DUE TO RECEIPT
OF ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0418/201404181401197.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
O.1 Approval of the reports and corporate Mgmt For For
financial statements for the financial year
ended on December 31st, 2013
O.2 Allocation of income and setting the Mgmt For For
dividend for the financial year ended on
December 31st, 2013
O.3 Approval of the reports and consolidated Mgmt For For
financial statements for the financial year
ended on December 31st, 2013
O.4 Approval of the agreements referred to in Mgmt For For
the Statutory Auditors' special report
pursuant to Articles L.225-38 et seq. of
the Commercial Code
O.5 Review of the compensation owed or paid to Mgmt For For
Mr. Denis Kessler, CEO for the financial
year ended on December 31st, 2013
O.6 Setting the total amount of attendance Mgmt For For
allowances to be allocated to directors
O.7 Renewal of term of Mr. Kevin J. Knoer as Mgmt For For
Director
O.8 Renewal of term of the company EY Audit as Mgmt For For
principal Statutory Auditor
O.9 Renewal of term of the company Mazars as Mgmt For For
principal Statutory Auditor
O.10 Appointment of Mr. Pierre Planchon as Mgmt For For
deputy Statutory Auditor
O.11 Appointment of Mr. Lionel Gotlieb as deputy Mgmt For For
Statutory Auditor
O.12 Authorization granted to the Board of Mgmt For For
Directors to trade in Company's shares
O.13 Powers to carry out all legal formalities Mgmt For For
E.14 Delegation of authority granted to the Mgmt For For
Board of Directors to decide to incorporate
reserves, profits or premiums into the
capital
E.15 Delegation of authority granted to the Mgmt For For
Board of Directors to decide to issue
shares and/or securities giving access to
capital or entitling to a debt security
while maintaining preferential subscription
rights
E.16 Delegation of authority granted to the Mgmt For For
Board of Directors to decide to issue
shares and/or securities giving access to
capital or entitling to a debt security via
public offering with cancellation of
preferential subscription rights
E.17 Delegation of authority granted to the Mgmt For For
Board of Directors to decide to issue
shares and/or securities giving access to
capital or entitling to a debt security via
an offer pursuant to Article L.411-2, II of
the Monetary and Financial Code with
cancellation of preferential subscription
rights
E.18 Delegation of authority granted to the Mgmt For For
Board of Directors to decide to issue
shares and/or securities giving access to
capital or entitling to a debt security
with cancellation of preferential
subscription rights, in consideration for
shares contributed to the Company in the
context of any public exchange offer
launched by the Company
E.19 Delegation of powers granted to the Board Mgmt For For
of Directors to decide to issue shares
and/or securities giving access to capital
of the Company or entitling to a debt
security, in consideration for in-kind
contributions of securities granted to the
Company limited to 10% of its capital
without preferential subscription rights
E.20 Authorization granted to the Board of Mgmt For For
Directors to increase the number of
securities, in case of capital increase
with or without preferential subscription
rights
E.21 Delegation of authority granted to the Mgmt For For
Board of Directors to issue securities
giving access to capital of the Company
with cancellation of shareholders'
preferential subscription rights in favor
of a category of beneficiaries ensuring the
underwriting of equity securities of the
Company
E.22 Authorization granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of treasury shares
E.23 Authorization granted to the Board of Mgmt For For
Directors to grant share subscription
and/or purchase options with cancellation
of shareholders' preferential subscription
rights to employees and executive corporate
officers
E.24 Authorization granted to the Board of Mgmt For For
Directors to allocate free common shares of
the Company with cancellation of
shareholders' preferential subscription
rights to employees and executive corporate
officers
E.25 Delegation of authority to the Board of Mgmt For For
Directors to carry out a share capital
increase by issuing shares reserved for
members of savings plans with cancellation
of preferential subscription rights in
favor of the latter
E.26 Aggregate ceiling on capital increases Mgmt For For
E.27 Powers to carry out all legal formalities. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SEVERN TRENT PLC, BIRMIMGHAM Agenda Number: 704621019
--------------------------------------------------------------------------------------------------------------------------
Security: G8056D159
Meeting Type: AGM
Meeting Date: 17-Jul-2013
Ticker:
ISIN: GB00B1FH8J72
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive the Report and Accounts Mgmt For For
2 Declare a final dividend Mgmt For For
3 Approve the Directors remuneration report Mgmt For For
4 Reappoint Tony Ballance Mgmt For For
5 Reappoint Bernard Bulkin Mgmt For For
6 Reappoint Richard Davey Mgmt For For
7 Reappoint Andrew Duff Mgmt For For
8 Reappoint Gordon Fryett Mgmt For For
9 Reappoint Martin Kane Mgmt For For
10 Reappoint Martin Lamb Mgmt For For
11 Reappoint Michael McKeon Mgmt For For
12 Reappoint Baroness Noakes Mgmt For For
13 Reappoint Andy Smith Mgmt For For
14 Reappoint Tony Wray Mgmt For For
15 Reappoint auditors Mgmt For For
16 Authorise directors to determine auditors Mgmt For For
remuneration
17 Authorise political donations Mgmt For For
18 Authorise allotment of shares Mgmt For For
19 Disapply pre-emption rights Mgmt For For
20 Authorise purchase of own shares Mgmt For For
21 Reduce notice period for general meetings Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SHAW COMMUNICATIONS INC. Agenda Number: 933907923
--------------------------------------------------------------------------------------------------------------------------
Security: 82028K200
Meeting Type: Annual
Meeting Date: 14-Jan-2014
Ticker: SJR
ISIN: CA82028K2002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE FUTURE PROXY MATERIALS BY MAIL Mgmt No vote
PLEASE INDICATE YOUR SELECTION ON THE
RIGHT. TO REQUEST MATERIALS FOR THIS
MEETING REFER TO THE NOTICE INCLUDED IN THE
PACKAGE WITH THIS FORM.
--------------------------------------------------------------------------------------------------------------------------
SSE PLC, PERTH Agenda Number: 704618808
--------------------------------------------------------------------------------------------------------------------------
Security: G8842P102
Meeting Type: AGM
Meeting Date: 25-Jul-2013
Ticker:
ISIN: GB0007908733
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive the Report and Accounts Mgmt For For
2 Approve the Remuneration Report Mgmt For For
3 Declare a final dividend Mgmt For For
4 Re-appoint Katie Bickerstaffe Mgmt For For
5 Re-appoint Jeremy Beeton Mgmt For For
6 Re-appoint Lord Smith of Kelvin Mgmt For For
7 Re-appoint Gregor Alexander Mgmt For For
8 Re-appoint Alistair Phillips-Davies Mgmt For For
9 Re-appoint Lady Rice Mgmt For For
10 Re-appoint Richard Gillingwater Mgmt For For
11 Re-appoint Thomas Thune Andersen Mgmt For For
12 Appoint KPMG LLP as Auditor Mgmt For For
13 Authorise the Directors to determine the Mgmt For For
Auditor's remuneration
14 Authorise allotment of shares Mgmt For For
15 To disapply pre-emption rights Mgmt For For
16 To empower the Company to purchase its own Mgmt For For
Ordinary Shares
17 To approve 14 days' notice of general Mgmt For For
meetings
--------------------------------------------------------------------------------------------------------------------------
STATOIL ASA, STAVANGER Agenda Number: 705233803
--------------------------------------------------------------------------------------------------------------------------
Security: R8413J103
Meeting Type: AGM
Meeting Date: 14-May-2014
Ticker:
ISIN: NO0010096985
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AMENDMENT TO MID Non-Voting
258962 DUE TO CHANGE IN DIRECTORS' NAME IN
RESOLUTION 12.L. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT BLOCKING SHOULD ALWAYS BE APPLIED, RECORD Non-Voting
DATE OR NOT.
CMMT PLEASE NOTE THAT THE BOARD OF DIRECTORS Non-Voting
RECOMMENDS THE GENERAL MEETING TO VOTE
AGAINST THE SHAREHOLDER PROPOSALS: 7, 8 AND
19
3 ELECTION OF CHAIR FOR THE MEETING: OLAUG Mgmt No vote
SVARVA
4 APPROVAL OF THE NOTICE AND THE AGENDA Mgmt No vote
5 ELECTION OF TWO PERSONS TO CO-SIGN THE Mgmt No vote
MINUTES TOGETHER WITH THE CHAIR OF THE
MEETING
6 APPROVAL OF THE ANNUAL REPORT AND ACCOUNTS Mgmt No vote
FOR STATOIL ASA AND THE STATOIL GROUP FOR
2013, INCLUDING THE BOARD OF DIRECTORS'
PROPOSAL FOR DISTRIBUTION OF DIVIDEND: THE
BOARD OF DIRECTORS PROPOSES A TOTAL
DIVIDEND OF NOK 7.00 PER SHARE FOR 2013.
THE DIVIDEND ACCRUES TO THE SHAREHOLDERS AS
OF 14 MAY 2014, WITH EXPECTED DIVIDEND
PAYMENT ON 28 MAY 2014
7 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr No vote
REGARDING STATOIL'S ACTIVITIES IN CANADA
8 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr No vote
REGARDING STATOIL'S ACTIVITIES IN THE
ARCTIC
9 REPORT ON CORPORATE GOVERNANCE Mgmt No vote
10 DECLARATION ON STIPULATION OF SALARY AND Mgmt No vote
OTHER REMUNERATION FOR EXECUTIVE MANAGEMENT
11 APPROVAL OF REMUNERATION FOR THE COMPANY'S Mgmt No vote
EXTERNAL AUDITOR FOR 2013
12.A ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER OLAUG SVARVA (RE-ELECTION,
NOMINATED AS CHAIR)
12.B ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER IDAR KREUTZER
(RE-ELECTION, NOMINATED AS DEPUTY CHAIR)
12.C ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER KARIN ASLAKSEN
(RE-ELECTION)
12.D ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER GREGER MANNSVERK
(RE-ELECTION)
12.E ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER STEINAR OLSEN
(RE-ELECTION)
12.F ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER INGVALD STROMMEN
(RE-ELECTION)
12.G ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER RUNE BJERKE (RE-ELECTION)
12.H ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER SIRI KALVIG (RE-ELECTION)
12.I ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER BARBRO HAETTA
(RE-ELECTION)
12.J ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER TERJE VENOLD (NEW
ELECTION)
12.K ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER TONE LUNDE BAKKER (NEW
ELECTION)
12.L ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER KJERSTI KLEVEN (NEW
MEMBER)
12.1 ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: DEPUTY MEMBER: ARTHUR SLETTEBERG
(RE-ELECTION)
12.2 ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: DEPUTY MEMBER: BASSIM HAJ
(RE-ELECTION)
12.3 ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: DEPUTY MEMBER: NINA KIVIJERVI
JONASSEN (NEW ELECTION)
12.4 ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: DEPUTY MEMBER: BIRGITTE VARTDAL
(NEW ELECTION)
13 DETERMINATION OF REMUNERATION FOR THE Mgmt No vote
CORPORATE ASSEMBLY
14.A ELECTION OF MEMBER TO THE NOMINATION Mgmt No vote
COMMITTEE: CHAIR OLAUG SVARVA (RE-ELECTION)
14.B ELECTION OF MEMBER TO THE NOMINATION Mgmt No vote
COMMITTEE: MEMBER TOM RATHKE (RE-ELECTION)
14.C ELECTION OF MEMBER TO THE NOMINATION Mgmt No vote
COMMITTEE: MEMBER ELISABETH BERGE WITH
PERSONAL DEPUTY MEMBER JOHAN A. ALSTAD
(RE-ELECTION)
14.D ELECTION OF MEMBER TO THE NOMINATION Mgmt No vote
COMMITTEE: MEMBER TONE LUNDE BAKKER (NEW
ELECTION)
15 DETERMINATION OF REMUNERATION FOR THE Mgmt No vote
NOMINATION COMMITTEE
16 AUTHORISATION TO DISTRIBUTE DIVIDEND BASED Mgmt No vote
ON APPROVED ANNUAL ACCOUNTS FOR 2013
17 AUTHORISATION TO ACQUIRE STATOIL ASA SHARES Mgmt No vote
IN THE MARKET IN ORDER TO CONTINUE
OPERATION OF THE SHARE SAVING PLAN FOR
EMPLOYEES
18 AUTHORISATION TO ACQUIRE STATOIL ASA SHARES Mgmt No vote
IN THE MARKET FOR SUBSEQUENT ANNULMENT
19 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr No vote
REGARDING STATOIL'S ACTIVITIES
--------------------------------------------------------------------------------------------------------------------------
SVENSKA HANDELSBANKEN AB, STOCKHOLM Agenda Number: 704992824
--------------------------------------------------------------------------------------------------------------------------
Security: W90937181
Meeting Type: AGM
Meeting Date: 26-Mar-2014
Ticker:
ISIN: SE0000193120
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
CMMT PLEASE NOTE THAT BOARD DOES NOT MAKE ANY Non-Voting
RECOMMENDATION ON RESOLUTIONS 21 AND 22.
THE STANDING INSTRUCTIONS FOR THIS MEETING
WILL BE DISABLED. THANK YOU.
1 Opening of the meeting Non-Voting
2 Election of the chairman of the meeting: Non-Voting
The nomination committee proposes that Mr
Sven Unger should be chairman of the
meeting
3 Establishment and approval of the list of Non-Voting
voters
4 Approval of the agenda Non-Voting
5 Election of two persons to countersign the Non-Voting
minutes
6 Determining whether the meeting has been Non-Voting
duly called
7.a A presentation of the annual accounts and Non-Voting
auditors' report, as well as the
consolidated annual accounts and the
auditors' report for the Group, for 2013.
In connection with this: a presentation of
the past year's work by the Board and its
committees
7.b A presentation of the annual accounts and Non-Voting
auditors' report, as well as the
consolidated annual accounts and the
auditors' report for the Group, for 2013.
In connection with this: a speech by the
Group Chief Executive, and any questions
from shareholders to the Board and
management of the Bank
7.c A presentation of the annual accounts and Non-Voting
auditors' report, as well as the
consolidated annual accounts and the
auditors' report for the Group, for 2013.
In connection with this: a presentation of
audit work during 2013
8 Resolutions concerning adoption of the Mgmt For For
income statement and the balance sheet, as
well as the consolidated income statement
and consolidated balance sheet
9 Resolution on the allocation of the Bank's Mgmt For For
profits in accordance with the adopted
balance sheet and also concerning the
record day: The Board proposes a dividend
of SEK 16.50 per share, including an
ordinary dividend of SEK 11.50 per share,
and that Monday, 31 March 2014 be the
record day for the receiving of dividends.
If the meeting resolves in accordance with
the proposal, Euroclear expects to
distribute the dividend on Thursday, 3
April 2014
10 Resolution on release from liability for Mgmt For For
the members of the Board and the Group
Chief Executive for the period referred to
in the financial reports
11 Authorisation for the Board to resolve on Mgmt For For
acquisition and divestment of shares in the
Bank
12 Acquisition of shares in the Bank for the Mgmt For For
Bank's trading book pursuant to Chapter 7,
Section 6 of the Swedish Securities Market
Act
13 The Board's proposal to issue convertible Mgmt For For
bonds to employees
14 Determining the number of members of the Mgmt For For
Board to be appointed by the meeting: The
nomination committee proposes that the
meeting resolve that the Board consist of
ten (10) members
15 Determining the number of auditors to be Mgmt For For
appointed by the meeting: The nomination
committee proposes that the meeting appoint
two registered auditing companies as
auditors
16 Deciding fees for Board members and Mgmt Against Against
auditors, and decision on indemnity
undertaking for Board members
17 Election of the Board members and the Mgmt Against Against
Chairman of the Board: The nomination
committee proposes the re-election of Jon
Fredrik Baksaas, Par Boman, Tommy Bylund,
Jan Johansson, Ole Johansson, Fredrik
Lundberg, Sverker Martin-Lof, Anders Nyren,
Bente Rathe and Charlotte Skog. Lone Fonss
Schroder has declined re-election. In
addition, the nomination committee proposes
the re-election of Anders Nyren as Chairman
of the Board
18 Election of auditors: The nomination Mgmt For For
committee proposes that the meeting
re-elect KPMG AB and Ernst & Young AB as
auditors for the period until the end of
the AGM to be held in 2015. These two
auditing companies have announced that,
should they be elected, they will appoint
the same auditors to be auditors in charge
as in 2013: Mr Stefan Holmstrom (authorised
public accountant) will be appointed as
auditor in charge for KPMG AB, and Mr Erik
Astrom (authorised public accountant) will
be appointed as auditor in charge for Ernst
& Young AB
19 The Board's proposal concerning guidelines Mgmt For For
for compensation to senior management
20 The Board's proposal concerning the Mgmt For For
appointment of auditors in foundations
without own management
21 Shareholder's proposal that the annual Mgmt Against Against
general meeting shall adopt a certain
policy
22 Shareholder's proposal regarding a decision Mgmt Against Against
to take the initiative to establish an
integration institute
23 Closing of the meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SWISSCOM AG, ITTIGEN Agenda Number: 705042202
--------------------------------------------------------------------------------------------------------------------------
Security: H8398N104
Meeting Type: AGM
Meeting Date: 07-Apr-2014
Ticker:
ISIN: CH0008742519
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 291331 DUE TO ADDITION OF
RESOLUTION 9. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 Approval of the annual report, financial Mgmt For For
statement of Swisscom LTD and consolidated
financial statement for financial year 2013
1.2 Consultative vote on the remuneration Mgmt For For
report 2013
2 Appropriation of retained earnings 2013 and Mgmt For For
declaration of dividend: Approve Allocation
of Income and Dividends of CHF 22 per Share
3 Discharge of the members of the board of Mgmt For For
directors and the group executive board
4.1 Modification of the articles of Mgmt For For
incorporation, especially to the ordinance
against excessive remuneration in listed
companies (OAER): General modifications to
the articles of incorporation
4.2 Modification of the articles of Mgmt Against Against
incorporation, especially to the ordinance
against excessive remuneration in listed
companies (OAER): Provisions of the
articles of incorporation on remuneration
and approval procedures
4.3 Modification of the articles of Mgmt For For
incorporation, especially to the ordinance
against excessive remuneration in listed
companies (OAER): Further articles of
incorporation provisions according to
Article 12 OAER
5.1 Re-election of Barbara Frei as member to Mgmt For For
the board of directors
5.2 Re-election of Hugo Gerber as member to the Mgmt For For
board of directors
5.3 Re-election of Michel Gobet as member to Mgmt For For
the board of directors
5.4 Re-election of Torsten G. Kreindl as member Mgmt For For
to the board of directors
5.5 Re-election of Catherine Muehlemann as Mgmt For For
member to the board of directors
5.6 Re-election of Theophil Schlatter as member Mgmt For For
to the board of directors
5.7 Election of Frank Esser as member to the Mgmt For For
board of directors
5.8 Re-election of Hansueli Loosli as member to Mgmt For For
the board of directors
5.9 Re-election of Hansueli Loosli as chairman Mgmt For For
as member to the board of directors
6.1 Election of Barbara Frei as remuneration Mgmt For For
committee member
6.2 Election of Torsten G. Kreindl as Mgmt For For
remuneration committee member
6.3 Election of Hansueli Loosli as remuneration Mgmt For For
committee member
6.4 Election of Theophil Schlatter as Mgmt For For
remuneration committee member
6.5 Election of Hans Werder as remuneration Mgmt For For
committee member
7 Election of the independent proxy: Reber Mgmt For For
Rechtsanwaelte
8 Re-election of the statutory auditors: KPMG Mgmt For For
AG
9 Additional and/or counter-proposals Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
T.E.R.N.A.- RETE ELETTRICA NAZIONALE SPA, ROMA Agenda Number: 705254390
--------------------------------------------------------------------------------------------------------------------------
Security: T9471R100
Meeting Type: MIX
Meeting Date: 27-May-2014
Ticker:
ISIN: IT0003242622
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 318182 DUE TO RECEIPT OF SLATES
FOR DIRECTORS' AND AUDITORS' NAMES. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_203913.PDF
E.1 PROPOSAL, AS PER ART. 2367 OF THE ITALIAN Mgmt Against Against
CIVIL CODE FROM CASSA DEPOSITI E PRESTITI
S.P.A., CONCERNING REASONS FOR DIRECTORS'
INELIGIBILITY OR DECADENCE AND REQUIREMENTS
OF HONORABILITY. TO AMEND ART. 15.1 (BOARD
OF DIRECTORS AND REQUIREMENTS OF
HONORABILITY, PROFESSIONALISM AND
INDEPENDENCE) AND REPLACEMENT OF ART. 15.2
(BOARD OF DIRECTORS AND REQUIREMENTS OF
HONORABILITY)
E.2 TO ADJUST TO ARTICLES 4.1 (COMPANY OBJECT), Mgmt For For
10 (PARTICIPATION TO SHAREHOLDERS'
MEETING), 14.3 (BOARD OF DIRECTORS'
APPOINTMENT), 15.5 (EXECUTIVE DIRECTORS)AND
26.2 (EFFECTIVE AND TEMPORARY AUDITORS) OF
THE BY-LAWS CONSEQUENT TO RESOLUTIONS OF
AEEG NO. ARG/COM 153/11 AND 142/2013/R/EEL
WITH WHICH AEGG REGULATED THE PROCEDURES OF
CERTIFICATION OF THE MANAGER OF ELECTRIC
ENERGY TRANSMISSION AND ADOPTED THE FINAL
DECISION OF TERNA S.P.A. CERTIFICATION, AS
'TRANSMISSION SYSTEM MANAGER'
O.1 BALANCE SHEET AS OF 31 DECEMBER 2013. BOARD Mgmt For For
OF DIRECTORS, INTERNAL AND EXTERNAL
AUDITORS' REPORTS. RELATED RESOLUTIONS.
CONSOLIDATED BALANCE SHEET AS OF 31
DECEMBER 2013
O.2 PROFIT ALLOCATION Mgmt For For
O.3 TO STATE BOARD OF DIRECTORS' NUMBER AND Mgmt For For
TERM OF OFFICE
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS BOARD OF DIRECTORS,
THERE IS ONLY 1 SLATE AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 2
SLATES. THANK YOU.
O.4.1 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr No vote
PROPOSAL:TO APPOINT DIRECTORS: LIST
PRESENTED BY CASSA DEPOSITI E PRESTITI
S.P.A., REPRESENTING 29.851PCT OF THE
COMPANY STOCK CAPITAL:-CATIA
BASTIOLI-MATTEO DEL FANTE-SIMONA CAMERANO
-CARLO GANDOLFO CERAMI-FABIO
CORSICO-STEFANO SAGLIA
O.4.2 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr For Against
PROPOSAL:TO APPOINT DIRECTORS: LIST
PRESENTED BY ANIMA SGR S.P.A., ARCA SGR
S.P.A., EURIZON CAPITAL SGR S.P.A., EURIZON
CAPITAL SA, ETICA SGR S.P.A., FIDEURAM
ASSET MANAGEMENT (IRELAND) LIMITED,
FIDEURAM INVESTIMENTI SGR S.P.A., GENERALI
INVESTMENTS EUROPE S.P.A. SGR, INTERFUND
SICAV, PIONEER ASSET MANAGEMENT SA, PIONEER
INVESTMENT MANAGEMENT SGRPA, APG ASSET
MANAGEMENT NV, MEDIOLANUM GESTIONE FONDI
SGR S.P.A. E MEDIOLANUM INTERNATIONAL FUNDS
LIMITED, REPRESENTING 3.37PCT OF THE
COMPANY STOCK CAPITAL:-CESARE CALARI
-GABRIELLA PORCELLI-LUCA DEL FABBRO
O.5 TO APPOINT BOARD OF DIRECTORS' CHAIRMAN Mgmt For For
O.6 TO STATE BOARD OF DIRECTORS' EMOLUMENT Mgmt For For
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
OPTIONS TO INDICATE A PREFERENCE ON THIS
RESOLUTION, ONLY ONE CAN BE SELECTED. THE
STANDING INSTRUCTIONS FOR THIS MEETING WILL
BE DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 OF THE 2
OPTIONS BELOW, YOUR OTHER VOTES MUST BE
EITHER AGAINST OR ABSTAIN. THANK YOU.
O.7.1 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr Against For
PROPOSAL: TO APPOINT INTERNAL AUDITORS:
LIST PRESENTED BY CASSA DEPOSITI E PRESTITI
S.P.A., REPRESENTING 29.851PCT OF THE
COMPANY STOCK CAPITAL: EFFECTIVE
AUDITORS-VINCENZO SIMONE-MARIA ALESSANDRA
ZUNINO DE PIGNIER ALTERNATE AUDITORS-RENATA
MARIA RICOTTI-CESARE FELICE MANTEGAZZA
O.7.2 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr For Against
PROPOSAL: TO APPOINT INTERNAL AUDITORS:
LIST PRESENTED BY ANIMA SGR S.P.A., ARCA
SGR S.P.A., EURIZON CAPITAL SGR S.P.A.,
EURIZON CAPITAL SA, ETICA SGR S.P.A.,
FIDEURAM ASSET MANAGEMENT (IRELAND)
LIMITED, FIDEURAM INVESTIMENTI SGR S.P.A.,
GENERALI INVESTMENTS EUROPE S.P.A. SGR,
INTERFUND SICAV, PIONEER ASSET MANAGEMENT
SA, PIONEER INVESTMENT MANAGEMENT SGRPA,
APG ASSET MANAGEMENT NV, MEDIOLANUM
GESTIONE FONDI SGR S.P.A. E MEDIOLANUM
INTERNATIONAL FUNDS LIMITED, REPRESENTING
3.37PCT OF THE COMPANY STOCK CAPITAL:
EFFECTIVE AUDITOR -RICCARDO ENRICO MARIA
SCHIOPPO ALTERNATE AUDITOR-RAFFAELLA
ANNAMARIA PAGANI
O.8 TO STATE INTERNAL AUDITORS' EMOLUMENT Mgmt For For
O.9 RESOLUTIONS CONCERNING EMOLUMENT OF Mgmt For For
DIRECTORS WITH POWERS AS PER ITEM 5
QUINQUIES OF ART. 23 BIS OF LEGISLATIVE
DECREE NO. 201/2011 (CONVERTED WITH
AMENDMENTS OF ART. 1, COMMA 1, LEGISLATIVE
DECREE NO. 214/2011) INTRODUCED BY ART. 84
TER, ITEM 1, OF THE LEGISLATIVE DECREE NO.
69/2013 (CONVERTED WITH AMENDMENTS INTO
LEGISLATIVE DECREE NO. 98/2013)
O.10 YEARLY REWARDING REPORT: CONSULTATION ON Mgmt Against Against
REWARDING POLICY AS PER ART. 123 TER, ITEM
6, OF THE LEGISLATIVE DECREE NO. 58/1998
--------------------------------------------------------------------------------------------------------------------------
TECO ENERGY, INC. Agenda Number: 933927331
--------------------------------------------------------------------------------------------------------------------------
Security: 872375100
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: TE
ISIN: US8723751009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JAMES L. FERMAN, JR. Mgmt For For
1.2 ELECTION OF DIRECTOR: EVELYN V. FOLLIT Mgmt For For
1.3 ELECTION OF DIRECTOR: JOHN B. RAMIL Mgmt For For
1.4 ELECTION OF DIRECTOR: TOM L. RANKIN Mgmt For For
1.5 ELECTION OF DIRECTOR: WILLIAM D. ROCKFORD Mgmt For For
1.6 ELECTION OF DIRECTOR: PAUL L. WHITING Mgmt For For
2 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITOR FOR 2014.
3 ADVISORY APPROVAL OF THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION.
4 APPROVAL OF THE MATERIAL TERMS FOR PAYMENT Mgmt For For
OF PERFORMANCE-BASED ANNUAL INCENTIVE
COMPENSATION UNDER THE COMPANY'S ANNUAL
INCENTIVE PLAN.
5 APPROVAL OF PERFORMANCE CRITERIA UNDER THE Mgmt For For
COMPANY'S 2010 EQUITY INCENTIVE PLAN, AS
AMENDED.
6 APPROVAL OF THE SHAREHOLDER PROPOSAL Shr For Against
REQUESTING ISSUANCE OF A POLITICAL
CONTRIBUTIONS REPORT AS DESCRIBED IN THE
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
TELSTRA CORPORATION LTD, MELBOURNE VIC Agenda Number: 704706603
--------------------------------------------------------------------------------------------------------------------------
Security: Q8975N105
Meeting Type: AGM
Meeting Date: 15-Oct-2013
Ticker:
ISIN: AU000000TLS2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 4 AND 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSALS. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (4 AND 5), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSALS AND YOU COMPLY WITH
THE VOTING EXCLUSION.
3.a Election of Director: Mr Chin Hu Lim Mgmt For For
3.b Re-election of Director: Dr Nora Mgmt For For
Scheinkestel
4 Grant of Performance Rights Mgmt For For
5 Remuneration Report Mgmt For For
CMMT 09 OCT 13: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN THE RECORD DATE
FROM 13 OCT 13 TO 11 OCT 13. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 933928256
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt For For
1C. ELECTION OF DIRECTOR: ANA BOTIN Mgmt For For
1D. ELECTION OF DIRECTOR: HOWARD G. BUFFETT Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD M. DALEY Mgmt For For
1F. ELECTION OF DIRECTOR: BARRY DILLER Mgmt For For
1G. ELECTION OF DIRECTOR: HELENE D. GAYLE Mgmt For For
1H. ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
1I. ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
1J. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT A. KOTICK Mgmt For For
1L. ELECTION OF DIRECTOR: MARIA ELENA Mgmt For For
LAGOMASINO
1M. ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
1N. ELECTION OF DIRECTOR: JAMES D. ROBINSON III Mgmt For For
1O. ELECTION OF DIRECTOR: PETER V. UEBERROTH Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. APPROVAL OF THE COCA-COLA COMPANY 2014 Mgmt For For
EQUITY PLAN
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
5. SHAREOWNER PROPOSAL REGARDING AN Shr For Against
INDEPENDENT BOARD CHAIRMAN
--------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda Number: 933951786
--------------------------------------------------------------------------------------------------------------------------
Security: 260543103
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: DOW
ISIN: US2605431038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG Mgmt For For
1B. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For
1C. ELECTION OF DIRECTOR: JACQUELINE K. BARTON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1E. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For
1F. ELECTION OF DIRECTOR: ANDREW N. LIVERIS Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL POLMAN Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt For For
1J. ELECTION OF DIRECTOR: RUTH G. SHAW Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE AMENDED AND RESTATED 2012 Mgmt For For
STOCK INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL ON STOCKHOLDER ACTION Shr For Against
BY WRITTEN CONSENT.
6. STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK Shr For Against
RETENTION.
--------------------------------------------------------------------------------------------------------------------------
THE SOUTHERN COMPANY Agenda Number: 933980737
--------------------------------------------------------------------------------------------------------------------------
Security: 842587107
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: SO
ISIN: US8425871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: J.P. BARANCO Mgmt For For
1B. ELECTION OF DIRECTOR: J.A. BOSCIA Mgmt For For
1C. ELECTION OF DIRECTOR: H.A. CLARK III Mgmt For For
1D. ELECTION OF DIRECTOR: T.A. FANNING Mgmt For For
1E. ELECTION OF DIRECTOR: D.J. GRAIN Mgmt For For
1F. ELECTION OF DIRECTOR: V.M. HAGEN Mgmt For For
1G. ELECTION OF DIRECTOR: W.A. HOOD, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: L.P. HUDSON Mgmt For For
1I. ELECTION OF DIRECTOR: D.M. JAMES Mgmt For For
1J. ELECTION OF DIRECTOR: D.E. KLEIN Mgmt For For
1K. ELECTION OF DIRECTOR: W.G. SMITH, JR. Mgmt For For
1L. ELECTION OF DIRECTOR: S.R. SPECKER Mgmt For For
1M. ELECTION OF DIRECTOR: E.J. WOOD III Mgmt Against Against
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICERS' COMPENSATION
4. STOCKHOLDER PROPOSAL ON AN INDEPENDENT Shr For Against
BOARD CHAIR
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Agenda Number: 933995891
--------------------------------------------------------------------------------------------------------------------------
Security: 887317303
Meeting Type: Annual
Meeting Date: 13-Jun-2014
Ticker: TWX
ISIN: US8873173038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM P. BARR Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFREY L. BEWKES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT C. CLARK Mgmt For For
1F. ELECTION OF DIRECTOR: MATHIAS DOPFNER Mgmt For For
1G. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1I. ELECTION OF DIRECTOR: FRED HASSAN Mgmt For For
1J. ELECTION OF DIRECTOR: KENNETH J. NOVACK Mgmt For For
1K. ELECTION OF DIRECTOR: PAUL D. WACHTER Mgmt For For
1L. ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITOR.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL ON INDEPENDENT Shr Against For
CHAIRMAN OF THE BOARD.
--------------------------------------------------------------------------------------------------------------------------
TOTAL SA, COURBEVOIE Agenda Number: 705121197
--------------------------------------------------------------------------------------------------------------------------
Security: F92124100
Meeting Type: MIX
Meeting Date: 16-May-2014
Ticker:
ISIN: FR0000120271
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 282282 DUE TO ADDITION OF
RESOLUTIONS A, B, C, D AND E. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
http://www.journal-officiel.gouv.fr//pdf/20
14/0407/201404071400940.pdf
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2013
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2013
O.3 ALLOCATION OF INCOME AND SETTING THE Mgmt For For
DIVIDEND
O.4 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN THE COMPANY'S SHARES
O.5 RENEWAL OF TERM OF MRS. PATRICIA BARBIZET Mgmt For For
AS BOARD MEMBER
O.6 RENEWAL OF TERM OF MRS. MARIE-CHRISTINE Mgmt For For
COISNE-ROQUETTE AS BOARD MEMBER
O.7 RENEWAL OF TERM OF MR. PAUL DESMARAIS, JR. Mgmt Against Against
AS BOARD MEMBER
O.8 RENEWAL OF TERM OF MRS. BARBARA KUX AS Mgmt For For
BOARD MEMBER
O.9 REVIEWING THE ELEMENTS OF COMPENSATION OWED Mgmt For For
OR PAID TO MR. CHRISTOPHE DE MARGERIE, CEO,
FOR THE FINANCIAL YEAR ENDED ON DECEMBER
31, 2013
E.10 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE CAPITAL
WHILE MAINTAINING THE SHAREHOLDERS'
PREFERENTIAL SUBSCRIPTION RIGHTS EITHER BY
ISSUING COMMON SHARES AND/OR ANY SECURITIES
GIVING ACCESS TO CAPITAL OF THE COMPANY, OR
BY INCORPORATING RESERVES, PROFITS,
PREMIUMS OR OTHERWISE
E.11 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE CAPITAL
EITHER BY ISSUING COMMON SHARES OR ANY
SECURITIES GIVING ACCESS TO CAPITAL WITH
THE CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS
E.12 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE NUMBER
OF SECURITIES TO BE ISSUED, IN CASE OF
CAPITAL INCREASE WITHOUT SHAREHOLDERS'
PREFERENTIAL SUBSCRIPTION RIGHTS
E.13 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO INCREASE CAPITAL EITHER BY
ISSUING COMMON SHARES OR ANY SECURITIES
GIVING ACCESS TO CAPITAL, IN CONSIDERATION
FOR IN-KIND CONTRIBUTIONS GRANTED TO THE
COMPANY, WITH THE WAIVER BY SHAREHOLDERS OF
THEIR PREFERENTIAL SUBSCRIPTION RIGHT TO
SHARES ISSUED AS CONSIDERATION FOR
CONTRIBUTIONS IN KIND
E.14 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE CAPITAL
PURSUANT TO ARTICLES L.3332-18 ET SEQ. OF
THE CODE OF LABOR, WITH THE WAIVER BY
SHAREHOLDERS OF THEIR PREFERENTIAL
SUBSCRIPTION RIGHT TO SHARES ISSUED DUE TO
THE SUBSCRIPTION FOR SHARES BY EMPLOYEES OF
THE GROUP
E.15 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO CARRY OUT CAPITAL INCREASES
RESERVED FOR CATEGORIES OF BENEFICIARIES AS
PART OF A TRANSACTION RESERVED FOR
EMPLOYEES WITH THE CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS
E.16 AUTHORIZATION TO ALLOCATE BONUS SHARES OF Mgmt Against Against
THE COMPANY TO EMPLOYEES OF THE GROUP AND
CORPORATE OFFICERS OF THE COMPANY OR
COMPANIES OF THE GROUP, WITH THE WAIVER BY
SHAREHOLDERS OF THEIR PREFERENTIAL
SUBSCRIPTION RIGHT TO SHARES ISSUED IN
FAVOR OF BENEFICIARIES OF SHARE ALLOCATIONS
E.17 AMENDMENT TO ARTICLE 11 OF THE BYLAWS FOR Mgmt For For
THE PURPOSE OF ESTABLISHING THE TERMS OF
APPOINTMENT OF THE BOARD
MEMBER(S)REPRESENTING EMPLOYEES UNDER THE
ACT OF JUNE 14TH, 2013 ON SECURING
EMPLOYMENT, AND INTEGRATING TECHNICAL
AMENDMENTS ON SOME PROVISIONS RELATING TO
BOARD MEMBERS REPRESENTING EMPLOYEE
SHAREHOLDERS
E.18 AMENDMENT TO ARTICLE 12 OF THE BYLAWS TO Mgmt For For
BRING THE AGE LIMIT OF THE CHAIRMAN OF THE
BOARD OF DIRECTORS TO 70
E.19 AMENDMENT TO ARTICLE 15 OF THE BYLAWS TO Mgmt For For
BRING THE AGE LIMIT OF THE GENERAL MANAGER
TO 67
E.20 AMENDMENT TO ARTICLE 17 OF THE BYLAWS TO Mgmt For For
COMPLY WITH THE ORDINANCE OF DECEMBER 9TH,
2010 TRANSPOSING THE EUROPEAN DIRECTIVE ON
SHAREHOLDERS' RIGHTS TO BE REPRESENTED BY
ANY PERSON OF THEIR CHOICE AT GENERAL
MEETINGS
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: DISTRIBUTION OF A
QUARTERLY NEWSLETTER BY EMPLOYEES DIRECTORS
AND DIRECTOR REPRESENTING EMPLOYEE
SHAREHOLDERS
B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: COMPONENTS OF
REMUNERATION OF CORPORATE OFFICERS AND
EMPLOYEES RELATED TO INDUSTRIAL SAFETY
INDICATORS
C PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: ESTABLISHING
INDIVIDUAL SHAREHOLDING
D PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: INCLUDING THE
EMPLOYEE DIRECTOR OR EMPLOYEES DIRECTORS IN
THE ORGANIZATION OF THE BOARD OF DIRECTORS
E PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: DISTRIBUTION OF
ATTENDANCE ALLOWANCES
--------------------------------------------------------------------------------------------------------------------------
UNIBAIL-RODAMCO SE, PARIS Agenda Number: 705046010
--------------------------------------------------------------------------------------------------------------------------
Security: F95094110
Meeting Type: MIX
Meeting Date: 23-Apr-2014
Ticker:
ISIN: FR0000124711
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 07 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0319/201403191400627.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0407/201404071400777.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
O.1 Reports of the Executive Board, Supervisory Mgmt For For
Board and Statutory Auditors on the
transactions that took place during the
2013 financial year; approval of the annual
corporate financial statements for the
financial year ended on December 31, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended on
December 31, 2013
O.3 Allocation of income and dividend Mgmt For For
distribution
O.4 Special report of the Statutory Auditors; Mgmt For For
approval of the regulated agreements and
commitments
O.5 Review of the compensation owed or paid to Mgmt For For
Mr. Christophe Cuvillier, Chairman of the
Executive Board for the financial year
ended on December 31, 2013
O.6 Review of the compensation owed or paid to Mgmt For For
Mr. Olivier Bossard, Mrs. Armelle
Carminati-Rabasse, Mr. Fabrice Mouchel,
Mrs. Jaap Tonckens and Mr. Jean-Marie
Tritant, Executive Board members for the
financial year ended on December 31, 2013
O.7 Review of the compensation owed or paid to Mgmt For For
Mr. Guillaume Poitrinal, who served as
Chairman of the Executive Board from
January 1st to April 25th, 2013, for the
financial year ended on December 31, 2013
O.8 Review of the compensation owed or paid to Mgmt For For
Mrs. Catherine Pourre, who served as
Executive Board member from January 1st to
September 1st, 2013, for the financial year
ended on December 31, 2013
O.9 Renewal of term of Mr. Rob Ter Haar as Mgmt For For
Supervisory Board member
O.10 Renewal of term of Mr. Jose Luis Duran as Mgmt For For
Supervisory Board member
O.11 Renewal of term of Mr. Yves Lyon-Caen as Mgmt For For
Supervisory Board member
O.12 Appointment of Mrs. Dagmar Kollmann as Mgmt For For
Supervisory Board member
O.13 Authorization to be granted to the Mgmt For For
Executive Board to allow the Company to
repurchase its own shares pursuant to the
plan referred to in Article L.225-209 of
the Commercial Code
E.14 Authorization to be granted to the Mgmt For For
Executive Board to cancel shares
repurchased by the Company pursuant to the
plan referred to in Article L.225-209 of
the Commercial Code
E.15 Delegation of authority to be granted to Mgmt For For
the Executive Board to decide, while
maintaining preferential subscription
rights (i) to increase share capital by
issuing shares and/or securities giving
access to capital or (ii) to issue
securities entitling to the allotment of
debt securities
E.16 Delegation of authority to be granted to Mgmt For For
the Executive Board to decide, with
cancellation of preferential subscription
rights via public offering (i) to increase
share capital by issuing shares and/or
securities giving access to capital or (ii)
to issue securities entitling to the
allotment of debt securities
E.17 Delegation of authority to be granted to Mgmt For For
the Executive Board to increase the number
of shares and/or securities to be issued in
case of capital increase carried out with
or without preferential subscription rights
pursuant to the 15th and 16th resolutions
E.18 Delegation of powers to be granted to the Mgmt For For
Executive Board to carry out a share
capital increase by issuing shares and/or
securities giving access to capital with
cancellation of preferential subscription
rights, in consideration for in-kind
contributions granted to the Company
E.19 Delegation of authority to be granted to Mgmt For For
the Executive Board to grant Company's
share subscription and/or purchase options
with cancellation of preferential
subscription rights to employees and
corporate officers of the Company and its
subsidiaries
E.20 Delegation of authority to the Executive Mgmt For For
Board to carry out a share capital increase
by issuing shares and/or securities giving
access to capital of the Company reserved
for members of company savings plans, with
cancellation of preferential subscription
rights in their favor pursuant to Articles
L.3332-18 et seq. of the Code of Labor
O.21 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC, LONDON Agenda Number: 705094491
--------------------------------------------------------------------------------------------------------------------------
Security: G92087165
Meeting Type: AGM
Meeting Date: 14-May-2014
Ticker:
ISIN: GB00B10RZP78
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 Mgmt For For
DECEMBER 2013
2 APPROVAL OF THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
3 APPROVAL OF THE DIRECTORS' REMUNERATION Mgmt For For
REPORT (EXCLUDING THE DIRECTORS'
REMUNERATION POLICY)
4 RE-ELECTION OF EXECUTIVE DIRECTOR: MR P G J Mgmt For For
M POLMAN
5 RE-ELECTION OF EXECUTIVE DIRECTOR: MR R J-M Mgmt For For
S HUET
6 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MRS Mgmt For For
L M CHA
7 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: Mgmt For For
PROFESSOR L O FRESCO
8 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MS A Mgmt For For
M FUDGE
9 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: DR B Mgmt For For
E GROTE
10 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MS M Mgmt For For
MA
11 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MS H Mgmt For For
NYASULU
12 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: THE Mgmt For For
RT HON SIR MALCOLM RIFKIND MP
13 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MR J Mgmt For For
RISHTON
14 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MR K Mgmt For For
J STORM
15 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MR M Mgmt For For
TRESCHOW
16 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MR P Mgmt For For
S WALSH
17 ELECTION OF NON-EXECUTIVE DIRECTOR: MR F Mgmt For For
SIJBESMA
18 TO APPOINT KPMG LLP AS AUDITOR OF THE Mgmt For For
COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION
OF THE NEXT GENERAL MEETING AT WHICH
ACCOUNTS ARE LAID BEFORE THE MEMBERS
19 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITOR
20 DIRECTORS' AUTHORITY TO ISSUE SHARES Mgmt For For
21 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
22 COMPANY'S AUTHORITY TO PURCHASE ITS OWN Mgmt For For
SHARES
23 POLITICAL DONATIONS AND EXPENDITURE Mgmt For For
24 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt For For
GENERAL MEETING MAY BE CALLED ON NOT LESS
THAN 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
UNITED UTILITIES GROUP PLC, WARRINGTON Agenda Number: 704624522
--------------------------------------------------------------------------------------------------------------------------
Security: G92755100
Meeting Type: AGM
Meeting Date: 26-Jul-2013
Ticker:
ISIN: GB00B39J2M42
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the financial statements and the Mgmt For For
reports of the directors and auditor for
the year ended 31 March 2013
2 To declare a final dividend of 22.88p per Mgmt For For
ordinary share
3 To approve the directors' remuneration Mgmt For For
report for the year ended 31 March 2013
4 To reappoint Dr John McAdam as a director Mgmt For For
5 To reappoint Steve Mogford as a director Mgmt For For
6 To reappoint Russ Houlden as a director Mgmt For For
7 To reappoint Dr Catherine Bell as a Mgmt For For
director
8 To elect Brian May as a director Mgmt For For
9 To reappoint Nick Salmon as a director Mgmt For For
10 To reappoint Sara Weller as a director Mgmt For For
11 To appoint KPMG LLP as the auditor Mgmt For For
12 To authorise the directors to set the Mgmt For For
auditor's remuneration
13 To authorise the directors to allot shares Mgmt For For
14 To disapply statutory pre-emption rights Mgmt For For
15 To authorise the company to make market Mgmt For For
purchases of its own shares
16 To approve the rules of the United Mgmt For For
Utilities Group PLC long term plan 2013
17 To authorise the directors to call general Mgmt For For
meetings on not less than 14 clear days'
notice
18 To authorise political donations and Mgmt For For
political expenditure
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC, NEW YORK, NY Agenda Number: 705041971
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: AGM
Meeting Date: 01-May-2014
Ticker:
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Elect Director Shellye L. Archambeau Mgmt For For
1.2 Elect Director Richard L. Carrion Mgmt For For
1.3 Elect Director Melanie L. Healey Mgmt For For
1.4 Elect Director M. Frances Keeth Mgmt For For
1.5 Elect Director Robert W. Lane Mgmt For For
1.6 Elect Director Lowell C. McAdam Mgmt For For
1.7 Elect Director Donald T. Nicolaisen Mgmt For For
1.8 Elect Director Clarence Otis, Jr. Mgmt For For
1.9 Elect Director Rodney E. Slater Mgmt For For
1.10 Elect Director Kathryn A. Tesija Mgmt For For
1.11 Elect Director Gregory D. Wasson Mgmt For For
2 Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
3 Advisory Vote to Approve Executive Mgmt For For
Compensation
4 Proposal to Implement Proxy Access Mgmt For For
5 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: Network Neutrally
6 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: Lobbying Activities
7 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: Severance Approval
Policy
8 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: Shareholder Right to
Call a Special Meeting
9 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: Shareholder Right to
Act by Written Consent
10 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Proxy Voting
Authority
CMMT 26 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE MODIFICATION OF TEXT OF
RESOLUTION 6. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933908735
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Special
Meeting Date: 28-Jan-2014
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE THE ISSUANCE OF UP TO APPROXIMATELY Mgmt For For
1.28 BILLION SHARES OF VERIZON COMMON STOCK
TO VODAFONE ORDINARY SHAREHOLDERS IN
CONNECTION WITH VERIZON'S ACQUISITION OF
VODAFONE'S INDIRECT 45% INTEREST IN VERIZON
WIRELESS
2. APPROVE AN AMENDMENT TO ARTICLE 4(A) OF Mgmt For For
VERIZON'S RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE VERIZON'S
AUTHORIZED SHARES OF COMMON STOCK BY 2
BILLION SHARES TO AN AGGREGATE OF 6.25
BILLION AUTHORIZED SHARES OF COMMON STOCK
3. APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING TO SOLICIT ADDITIONAL VOTES AND
PROXIES IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO APPROVE
THE ABOVE PROPOSALS
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933936607
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For
1C. ELECTION OF DIRECTOR: MELANIE L. HEALEY Mgmt For For
1D. ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
1F. ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
1G. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1H. ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For
1J. ELECTION OF DIRECTOR: KATHRYN A. TESIJA Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. PROPOSAL TO IMPLEMENT PROXY ACCESS Mgmt For For
5. NETWORK NEUTRALITY Shr For Against
6. LOBBYING ACTIVITIES Shr For Against
7. SEVERANCE APPROVAL POLICY Shr For Against
8. SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shr For Against
9. SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT Shr For Against
10. PROXY VOTING AUTHORITY Shr Against For
--------------------------------------------------------------------------------------------------------------------------
VINCI SA, RUEIL MALMAISON Agenda Number: 705009834
--------------------------------------------------------------------------------------------------------------------------
Security: F5879X108
Meeting Type: MIX
Meeting Date: 15-Apr-2014
Ticker:
ISIN: FR0000125486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 26 MAR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0307/201403071400438.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0326/201403261400737.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
O.1 Approval of the consolidated financial Mgmt For For
statements for the financial year ended on
December 31, 2013
O.2 Approval of the annual corporate financial Mgmt For For
statements for the financial year ended on
December 31, 2013
O.3 Allocation of income for the financial year Mgmt For For
ended on December 31, 2013
O.4 Renewal of term of Mr. Xavier Huillard as Mgmt Against Against
board member for a four-year period
O.5 Renewal of term of Mr. Yves-Thibault de Mgmt For For
Silguy as board member for a four-year
period
O.6 Renewal of term of Mr. Henri Saint Olive as Mgmt For For
board member for a four-year period
O.7 Renewal of term of Qatari Diar Real Estate Mgmt For For
Investment Company as board member for a
four-year period
O.8 Appointment of Mrs. Marie-Christine Mgmt For For
Lombardas board member for a four-year
period
O.9 Renewing the delegation of powers to the Mgmt For For
board of directors to allow the company to
purchase its own shares
O.10 Approval of the commitments made by the Mgmt For For
company in favor of Mr. Xavier Huillard
regarding retirement
O.11 Approval of the commitment made by the Mgmt Against Against
company in favor of Mr. Xavier Huillard
regarding compensation for termination of
his term of office
O.12 Approval of the service agreement entered Mgmt Against Against
into between VINCI and the company
YTSeuropaconsultants
O.13 Review of the components of the Mgmt For For
compensation owed or paid to the
Chairman-CEO for the 2013 financial year
E.14 Renewing the authorization granted to the Mgmt For For
board of directors to reduce share capital
by cancellation of VINCI shares by the
company
E.15 Delegation of authority to the board of Mgmt Against Against
directors to carry out capital increases
reserved for employees of the company and
companies of the VINCI group as part of
savings plans
E.16 Delegation of authority granted to the Mgmt Against Against
board of directors to carry out capital
increases reserved for a category of
beneficiaries in order to provide employees
of certain foreign subsidiaries benefits
similar to those offered to employees
directly or indirectly participating in an
employee shareholding funds (FCPE) through
a savings plan with cancellation of
preferential subscription rights
E.17 Amendment to article 11 of the bylaws Mgmt For For
"board of directors" in order to establish
the terms to appoint directors representing
employees pursuant to the provisions of
June 14, 2013 act regarding employment
security
E.18 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VIVENDI SA, PARIS Agenda Number: 705255405
--------------------------------------------------------------------------------------------------------------------------
Security: F97982106
Meeting Type: MIX
Meeting Date: 24-Jun-2014
Ticker:
ISIN: FR0000127771
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 30 MAY 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0505/201405051401583.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
TO TEXT OF RESOLUTION O.7 AND RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0530/201405301402624.pdf.IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
O.1 APPROVAL OF THE REPORTS AND ANNUAL Mgmt For For
CORPORATE FINANCIAL STATEMENTS FOR THE 2013
FINANCIAL YEAR
O.2 APPROVAL OF THE REPORTS AND CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS FOR THE 2013 FINANCIAL
YEAR
O.3 APPROVAL OF THE SPECIAL REPORT OF THE Mgmt For For
STATUTORY AUDITORS ON THE REGULATED
AGREEMENTS AND COMMITMENTS
O.4 ALLOCATION OF INCOME FOR THE 2013 FINANCIAL Mgmt For For
YEAR, DISTRIBUTION OF THE DIVIDEND AT EUR 1
PER SHARE BY ALLOCATING SHARE PREMIUMS, AND
SETTING THE PAYMENT DATE
O.5 ADVISORY REVIEW ON THE COMPENSATION OWED OR Mgmt For For
PAID TO MR. JEAN-FRANCOIS DUBOS, CHAIRMAN
OF THE EXECUTIVE BOARD FOR THE 2013
FINANCIAL YEAR
O.6 ADVISORY REVIEW ON THE COMPENSATION OWED OR Mgmt For For
PAID TO MR. PHILIPPE CAPRON, EXECUTIVE
BOARD MEMBER (UNTIL DECEMBER 31ST, 2013)
FOR THE 2013 FINANCIAL YEAR
O.7 RENEWAL OF TERM OF MRS. ALIZA JABES AS Mgmt For For
SUPERVISORY BOARD MEMBER
O.8 RENEWAL OF TERM OF MR. DANIEL CAMUS AS Mgmt For For
SUPERVISORY BOARD MEMBER
O.9 APPOINTMENT OF MRS. KATIE JACOBS STANTON AS Mgmt For For
SUPERVISORY BOARD MEMBER
O.10 APPOINTMENT OF MRS. VIRGINIE MORGON AS Mgmt For For
SUPERVISORY BOARD MEMBER
O.11 APPOINTMENT OF MR. PHILIPPE BENACIN AS Mgmt For For
SUPERVISORY BOARD MEMBER
O.12 AUTHORIZATION GRANTED TO THE EXECUTIVE Mgmt For For
BOARD TO ALLOW THE COMPANY TO PURCHASE ITS
OWN SHARES
E.13 AUTHORIZATION GRANTED TO THE EXECUTIVE Mgmt For For
BOARD TO REDUCE SHARE CAPITAL BY
CANCELLATION OF SHARES
E.14 AUTHORIZATION GRANTED TO THE EXECUTIVE Mgmt For For
BOARD TO CARRY OUT THE ALLOTMENT OF FREE
SHARES EXISTING OR TO BE ISSUED,
CONDITIONAL OR NOT, TO EMPLOYEES OF THE
COMPANY AND AFFILIATED COMPANIES AND
CORPORATE OFFICERS WITHOUT SHAREHOLDERS'
PREFERENTIAL SUBSCRIPTION RIGHTS IN CASE OF
ALLOTMENT OF NEW SHARES
E.15 DELEGATION GRANTED TO THE EXECUTIVE BOARD Mgmt For For
TO DECIDE TO INCREASE SHARE CAPITAL IN
FAVOR OF EMPLOYEES AND RETIRED EMPLOYEES
WHO ARE PARTICIPATING IN A GROUP SAVINGS
PLAN WITH CANCELLATION OF SHAREHOLDERS'
PREFERENTIAL SUBSCRIPTION RIGHTS
E.16 DELEGATION GRANTED TO THE EXECUTIVE BOARD Mgmt For For
TO DECIDE TO INCREASE SHARE CAPITAL IN
FAVOR OF EMPLOYEES OF FOREIGN SUBSIDIARIES
OF VIVENDI WHO ARE PARTICIPATING IN A GROUP
SAVINGS PLAN AND TO IMPLEMENT ANY SIMILAR
PLAN WITH CANCELLATION OF SHAREHOLDERS'
PREFERENTIAL SUBSCRIPTION RIGHTS
E.17 ESTABLISHING THE TERMS AND CONDITIONS FOR Mgmt For For
APPOINTING SUPERVISORY BOARD MEMBERS
REPRESENTING EMPLOYEES IN COMPLIANCE WITH
THE PROVISIONS OF ACT OF JUNE 14TH, 2013
RELATING TO EMPLOYMENT SECURITY AND
CONSEQUENTIAL AMENDMENT TO ARTICLE 8 OF THE
BYLAWS " SUPERVISORY BOARD MEMBERS ELECTED
BY EMPLOYEES
E.18 POWERS TO CARRY OUT ALL FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC, NEWBURY BERKSHIRE Agenda Number: 704601512
--------------------------------------------------------------------------------------------------------------------------
Security: G93882135
Meeting Type: AGM
Meeting Date: 23-Jul-2013
Ticker:
ISIN: GB00B16GWD56
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Accept Financial Statements and Statutory Mgmt For For
Reports
2 Re-elect Gerard Kleisterlee as Director Mgmt For For
3 Re-elect Vittorio Colao as Director Mgmt For For
4 Re-elect Andy Halford as Director Mgmt For For
5 Re-elect Stephen Pusey as Director Mgmt For For
6 Re-elect Renee James as Director Mgmt For For
7 Re-elect Alan Jebson as Director Mgmt For For
8 Re-elect Samuel Jonah as Director Mgmt For For
9 Elect Omid Kordestani as Director Mgmt For For
10 Re-elect Nick Land as Director Mgmt For For
11 Re-elect Anne Lauvergeon as Director Mgmt For For
12 Re-elect Luc Vandevelde as Director Mgmt For For
13 Re-elect Anthony Watson as Director Mgmt For For
14 Re-elect Philip Yea as Director Mgmt For For
15 Approve Final Dividend Mgmt For For
16 Approve Remuneration Report Mgmt For For
17 Reappoint Deloitte LLP as Auditors Mgmt For For
18 Authorise the Audit and Risk Committee to Mgmt For For
Fix Remuneration of Auditors
19 Authorise Issue of Equity with Pre-emptive Mgmt For For
Rights
20 Authorise Issue of Equity without Mgmt For For
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary Mgmt For For
Shares
22 Authorise EU Political Donations and Mgmt For For
Expenditure
23 Authorise the Company to Call EGM with Two Mgmt For For
Weeks' Notice
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC, NEWBURY BERKSHIRE Agenda Number: 704896565
--------------------------------------------------------------------------------------------------------------------------
Security: G93882135
Meeting Type: CRT
Meeting Date: 28-Jan-2014
Ticker:
ISIN: GB00B16GWD56
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID Non-Voting
VOTE OPTION FOR THIS MEETING TYPE. PLEASE
CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY.
SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS
MEETING THEN YOUR VOTE WILL BE DISREGARDED
BY THE ISSUER OR ISSUERS AGENT.
1 To approve the proposed Scheme referred to Mgmt For For
in the Circular dated on or about 10
December 2013
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC, NEWBURY BERKSHIRE Agenda Number: 704896541
--------------------------------------------------------------------------------------------------------------------------
Security: G93882135
Meeting Type: OGM
Meeting Date: 28-Jan-2014
Ticker:
ISIN: GB00B16GWD56
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the Verizon Wireless Transaction Mgmt For For
and the Vodafone Italy Transaction
2 To approve the New Articles of Association, Mgmt For For
the Capital Reductions, the Return of Value
and the Share Consolidation and certain
related matters pursuant to the Scheme
3 To authorise the Company to purchase Its Mgmt For For
own shares
4 To authorise the Directors to take all Mgmt For For
necessary and appropriate actions in
relation to Resolutions 1-3
--------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. Agenda Number: 933944476
--------------------------------------------------------------------------------------------------------------------------
Security: 94106L109
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: WM
ISIN: US94106L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: FRANK M. CLARK, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: PATRICK W. GROSS Mgmt For For
1D. ELECTION OF DIRECTOR: VICTORIA M. HOLT Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1F. ELECTION OF DIRECTOR: W. ROBERT REUM Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1H. ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG, LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. APPROVAL OF OUR EXECUTIVE COMPENSATION. Mgmt For For
4. APPROVAL OF OUR 2014 STOCK INCENTIVE PLAN. Mgmt For For
5. STOCKHOLDER PROPOSAL REGARDING DISCLOSURE Shr For Against
OF POLITICAL CONTRIBUTIONS, IF PROPERLY
PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933937089
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1G) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1I) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1J) ELECTION OF DIRECTOR: JAMES H. QUIGLEY Mgmt For For
1K) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1L) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1N) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
2. VOTE ON AN ADVISORY RESOLUTION TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
4. ADOPT A POLICY TO REQUIRE AN INDEPENDENT Shr Against For
CHAIRMAN.
5. REVIEW AND REPORT ON INTERNAL CONTROLS OVER Shr For Against
THE COMPANY'S MORTGAGE SERVICING AND
FORECLOSURE PRACTICES.
--------------------------------------------------------------------------------------------------------------------------
WESTPAC BANKING CORP, SYDNEY NSW Agenda Number: 704845176
--------------------------------------------------------------------------------------------------------------------------
Security: Q97417101
Meeting Type: AGM
Meeting Date: 13-Dec-2013
Ticker:
ISIN: AU000000WBC1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 3, 4A AND 4B AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSALS WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSALS. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSALS, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSALS AND
YOU COMPLY WITH THE VOTING EXCLUSION.
2 Remuneration Report Mgmt For For
3 Grant of equity to the Chief Executive Mgmt For For
Officer
4.a Selective buy-back of Westpac Stapled Mgmt For For
Preferred Securities II: Buy-back on
Mandatory Conversion Date
4.b Selective buy-back of Westpac Stapled Mgmt For For
Preferred Securities II: Buy-back before
Mandatory Conversion Date
5.a Re-election of Elizabeth Bryan as a Mgmt For For
Director
5.b Re-election of Peter Hawkins as a Director Mgmt For For
5.c Election of Ewen Crouch as a Director Mgmt For For
5.d Election of Peter Marriott as a Director Mgmt For For
6 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Election of David
Barrow as a Director
CMMT 06 DEC 13: DELETION OF COMMENT Non-Voting
CMMT 06 DEC 13: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DELETION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
WM MORRISON SUPERMARKETS PLC, BRADFORD Agenda Number: 705184113
--------------------------------------------------------------------------------------------------------------------------
Security: G62748119
Meeting Type: AGM
Meeting Date: 05-Jun-2014
Ticker:
ISIN: GB0006043169
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND CONSIDER THE STRATEGIC Mgmt For For
REPORT, THE DIRECTORS' REPORT AND AUDITED
FINANCIAL STATEMENTS FOR THE 52 WEEKS ENDED
2 FEBRUARY 2014
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT (OTHER THAN THE PART CONTAINING THE
DIRECTORS' REMUNERATION POLICY) FOR THE 52
WEEKS ENDED 2 FEBRUARY 2014
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY WHICH IS CONTAINED IN THE DIRECTORS'
REMUNERATION REPORT
4 TO DECLARE A FINAL DIVIDEND OF 9.16P PER Mgmt For For
SHARE PAYABLE ON 11 JUNE 2014 TO ORDINARY
SHAREHOLDERS ON THE REGISTER OF MEMBERS AT
THE CLOSE OF BUSINESS ON 9 MAY 2014
5 TO RE-ELECT SIR IAN GIBSON AS A DIRECTOR Mgmt For For
6 TO RE-ELECT DALTON PHILIPS AS A DIRECTOR Mgmt For For
7 TO RE-ELECT TREVOR STRAIN AS A DIRECTOR Mgmt For For
8 TO RE-ELECT PHILIP COX AS A DIRECTOR Mgmt For For
9 TO RE-ELECT RICHARD GILLINGWATER AS A Mgmt For For
DIRECTOR
10 TO RE-ELECT PENNY HUGHES AS A DIRECTOR Mgmt For For
11 TO RE-ELECT JOHANNA WATEROUS AS A DIRECTOR Mgmt For For
12 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS OF THE COMPANY TO HOLD OFFICE FROM
THE CONCLUSION OF THIS MEETING UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING AT WHICH ACCOUNTS ARE LAID BEFORE
THE COMPANY
13 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS
14 THAT THE COMPANY BE GENERALLY AND Mgmt For For
UNCONDITIONALLY AUTHORISED FOR THE PURPOSES
OF SECTION 701 OF THE COMPANIES ACT 2006
(THE "ACT") TO MAKE MARKET PURCHASES (AS
DEFINED IN SECTION 693(4) OF THE ACT) ON
THE LONDON STOCK EXCHANGE OF ORDINARY
SHARES OF 10P EACH IN THE CAPITAL OF THE
COMPANY ("ORDINARY SHARES") ON SUCH TERMS
AS THE DIRECTORS SEE FIT PROVIDED THAT: (I)
THE MAXIMUM AGGREGATE NUMBER OF ORDINARY
SHARES HEREBY AUTHORISED TO BE PURCHASED IS
233,506,772 ORDINARY SHARES (II) THE
MINIMUM PRICE (EXCLUDING EXPENSES) WHICH
MAY BE PAID FOR EACH ORDINARY SHARE IS ITS
PAR VALUE (III) THE MAXIMUM PRICE
(EXCLUDING EXPENSES) WHICH MAY BE PAID FOR
EACH ORDINARY SHARE IS AN AMOUNT EQUAL TO
THE HIGHER OF (A) 5% ABOVE THE AVERAGE OF
THE MIDDLE MARKET QUOTATIONS FOR THE
ORDINARY SHARES AS DERIVED FROM THE DAILY
OFFICIAL LIST OF THE CONTD
CONT CONTD LONDON STOCK EXCHANGE PLC FOR THE 5 Non-Voting
BUSINESS DAYS BEFORE THE PURCHASE IS MADE
AND (B) THE VALUE OF AN ORDINARY SHARE
CALCULATED ON THE BASIS OF THE HIGHER OF
THE PRICE QUOTED FOR THE LAST INDEPENDENT
TRADE AND THE HIGHEST CURRENT INDEPENDENT
BID FOR ANY NUMBER OF ORDINARY SHARES ON
THE TRADING VENUE WHERE THE PURCHASE IS
CARRIED OUT (IV) THE AUTHORITY HEREBY
CONFERRED SHALL EXPIRE AT THE CONCLUSION OF
THE NEXT ANNUAL GENERAL MEETING OR, IF
EARLIER, ON 30 JUNE 2015 (UNLESS RENEWED,
VARIED OR REVOKED BY THE COMPANY PRIOR TO
OR ON THAT DATE); AND (V) THE COMPANY MAY
MAKE A CONTRACT TO PURCHASE ITS OWN SHARES
UNDER THE AUTHORITY HEREBY CONFERRED PRIOR
TO THE EXPIRY OF SUCH AUTHORITY AND MAY
AFTER SUCH EXPIRY MAKE A PURCHASE OF ITS
OWN SHARES IN PURSUANCE OF SUCH CONTRACT AS
IF THIS AUTHORITY HAD NOT EXPIRED
15 THAT THE DIRECTORS BE GENERALLY AND Mgmt For For
UNCONDITIONALLY AUTHORISED IN ACCORDANCE
WITH SECTION 551 OF THE COMPANIES ACT 2006
(THE "ACT"), IN SUBSTITUTION FOR ALL
EXISTING AUTHORITIES TO THE EXTENT UNUSED,
TO EXERCISE ALL POWERS OF THE COMPANY TO
ALLOT RELEVANT SECURITIES (AS DEFINED IN
THE ACT) UP TO AN AGGREGATE NOMINAL AMOUNT
OF GBP 77,000,000, PROVIDED THAT THIS
AUTHORITY SHALL, EXPIRE AT THE CONCLUSION
OF THE NEXT ANNUAL GENERAL MEETING OR, IF
EARLIER, ON 30 JUNE 2015 (UNLESS RENEWED,
VARIED OR REVOKED BY THE COMPANY PRIOR TO
OR ON THAT DATE), SAVE THAT THE COMPANY
MAY, BEFORE SUCH EXPIRY, MAKE AN OFFER OR
AGREEMENT WHICH WOULD OR MIGHT REQUIRE
RELEVANT SECURITIES TO BE ALLOTTED AFTER
SUCH EXPIRY AND THE DIRECTORS MAY ALLOT
RELEVANT SECURITIES IN PURSUANCE OF SUCH
OFFER OR AGREEMENT AS IF THE AUTHORITY
CONFERRED BY THIS CONTD
CONT CONTD RESOLUTION HAD NOT EXPIRED Non-Voting
16 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
15 ABOVE, THE DIRECTORS BE GIVEN THE
GENERAL POWER PURSUANT TO SECTIONS 570(1)
AND 573 OF THE COMPANIES ACT 2006 (THE
"ACT") TO ALLOT EQUITY SECURITIES (AS
DEFINED BY SECTION 560 OF THE ACT) OF THE
COMPANY FOR CASH PURSUANT TO THE AUTHORITY
CONFERRED BY RESOLUTION 15 ABOVE OR SELL
RELEVANT SECURITIES (AS DEFINED IN THE ACT)
HELD BY THE COMPANY AS TREASURY SHARES FOR
CASH, IN EITHER SUCH CASE AS IF SECTION 561
OF THE ACT DID NOT APPLY TO ANY SUCH
ALLOTMENT OR SALE, PROVIDED THAT THIS POWER
SHALL BE LIMITED TO THE ALLOTMENT OF EQUITY
SECURITIES FOR CASH AND THE SALE OF
TREASURY SHARES FOR CASH: (I) IN CONNECTION
WITH OR PURSUANT TO AN OFFER OR INVITATION
IN FAVOUR OF HOLDERS OF ORDINARY SHARES IN
PROPORTION (AS NEARLY AS PRACTICABLE) TO
THE RESPECTIVE NUMBER OF ORDINARY SHARES
CONTD
CONT CONTD HELD BY THEM ON THE RECORD DATE FOR Non-Voting
SUCH ALLOTMENT OF SALE (AND HOLDERS OF ANY
OTHER CLASS OF EQUITY SECURITIES ENTITLED
TO PARTICIPATE THEREIN OR IF THE DIRECTORS
CONSIDER IT NECESSARY, AS PERMITTED BY THE
RIGHTS OF THOSE SECURITIES) BUT SUBJECT TO
SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS
THE DIRECTORS MAY CONSIDER NECESSARY OR
APPROPRIATE TO DEAL WITH FRACTIONAL
ENTITLEMENTS, TREASURY SHARES, RECORD DATES
OR LEGAL, REGULATORY OR PRACTICAL
DIFFICULTIES WHICH MAY ARISE UNDER THE LAWS
OF OR THE REQUIREMENTS OF ANY REGULATORY
BODY OR STOCK EXCHANGE IN ANY TERRITORY OR
ANY OTHER MATTER WHATSOEVER AND (II)
(OTHERWISE THAN PURSUANT TO PARAGRAPH (I)
OF THIS RESOLUTION 16) UP TO AN AGGREGATE
NOMINAL AMOUNT OF GBP 11,600,000, AND SHALL
EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING OR, IF EARLIER, ON 30 JUNE
2015 CONTD
CONT CONTD UNLESS RENEWED, VARIED OR REVOKED BY Non-Voting
THE COMPANY PRIOR TO OR ON SUCH DATE) SAVE
THAT THE COMPANY MAY, BEFORE SUCH EXPIRY,
MAKE AN OFFER OR AGREEMENT WHICH WOULD OR
MIGHT REQUIRE EQUITY SECURITIES TO BE
ALLOTTED FOR CASH, OR TREASURY SHARES SOLD
AFTER SUCH EXPIRY AND THE DIRECTORS MAY
ALLOT EQUITY SECURITIES IN PURSUANCE OF ANY
SUCH OFFER OR AGREEMENT NOTWITHSTANDING
THAT THE POWER CONFERRED BY THIS RESOLUTION
HAS EXPIRED
17 THAT A GENERAL MEETING, OTHER THAN AN Mgmt For For
ANNUAL GENERAL MEETING, MAY BE CALLED ON
NOT LESS THAN 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
YARA INTERNATIONAL ASA, OSLO Agenda Number: 705152736
--------------------------------------------------------------------------------------------------------------------------
Security: R9900C106
Meeting Type: AGM
Meeting Date: 05-May-2014
Ticker:
ISIN: NO0010208051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT BLOCKING SHOULD ALWAYS BE APPLIED, RECORD Non-Voting
DATE OR NOT.
1 OPENING OF THE AGM, APPROVAL OF MEETING Mgmt No vote
NOTICE AND AGENDA
2 ELECTION OF CHAIRPERSON AND A PERSON TO Mgmt No vote
CO-SIGN THE MINUTES. THE BOARD PROPOSES
THAT KETIL E. BOE, PARTNER IN THE LAW FIRM
WIKBORG, REIN AND CO IS ELECTED AS
CHAIRPERSON
3 APPROVAL OF THE ANNUAL ACCOUNTS AND THE Mgmt No vote
ANNUAL REPORT FOR 2013 FOR YARA
INTERNATIONAL ASA AND THE GROUP, INCLUDING
DISTRIBUTION OF DIVIDENDS. THE BOARD
PROPOSES THAT A DIVIDEND OF NOK 10 PER
SHARE IS PAID FOR THE FINANCIAL YEAR 2013
4 STATEMENT REGARDING DETERMINATION OF SALARY Mgmt No vote
AND OTHER REMUNERATION TO THE EXECUTIVE
MANAGEMENT OF THE COMPANY
5 REPORT ON CORPORATE GOVERNANCE Mgmt No vote
6 AUDITOR'S FEES FOR 2013 Mgmt No vote
7 REMUNERATION TO THE MEMBERS OF THE BOARD, Mgmt No vote
MEMBERS OF THE COMPENSATION COMMITTEE AND
MEMBERS OF THE AUDIT COMMITTEE FOR THE
PERIOD UNTIL THE NEXT ANNUAL GENERAL
MEETING
8 REMUNERATION TO THE MEMBERS OF THE Mgmt No vote
NOMINATION COMMITTEE FOR THE PERIOD UNTIL
THE NEXT ANNUAL GENERAL MEETING
9 ELECTION OF MEMBERS OF THE BOARD :LEIF Mgmt No vote
TEKSUM, HILDE MERETE AASHEIM, HILDE BAKKEN
,GEIR ISAKSEN ,JOHN THUESTAD
10 ELECTION OF MEMBERS OF THE NOMINATION Mgmt No vote
COMMITTEE :TOM KNOFF (CHAIR) ,THORUNN
KATHRINE BAKKE ,ANN KRISTIN BRAUTASET ,ANNE
CARINE TANUM
11 CHANGES TO THE ARTICLES OF ASSOCIATION Mgmt No vote
REGARDING RETIREMENT AGE FOR MEMBERS OF THE
BOARD OF DIRECTORS
12 CAPITAL REDUCTION BY CANCELLATION OF OWN Mgmt No vote
SHARES AND BY REDEMPTION OF SHARES HELD ON
BEHALF OF THE NORWEGIAN STATE BY THE
MINISTRY OF TRADE, INDUSTRY AND FISHERIES
13 POWER OF ATTORNEY TO THE BOARD REGARDING Mgmt No vote
ACQUISITION OF OWN SHARES
CMMT 15 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF DIRECTOR AND
NOMINATION COMMITTEE NAMES. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
Curian/FAMCO Flex Core Covered Call Fund
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933915564
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 28-Feb-2014
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt For For
TIMOTHY COOK Mgmt For For
MILLARD DREXLER Mgmt For For
AL GORE Mgmt For For
ROBERT IGER Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR LEVINSON Mgmt For For
RONALD SUGAR Mgmt For For
2. THE AMENDMENT OF THE COMPANY'S RESTATED Mgmt For For
ARTICLES OF INCORPORATION (THE "ARTICLES")
TO FACILITATE THE IMPLEMENTATION OF
MAJORITY VOTING FOR THE ELECTION OF
DIRECTORS IN AN UNCONTESTED ELECTION BY
ELIMINATING ARTICLE VII, WHICH RELATES TO
THE TERM OF DIRECTORS AND THE TRANSITION
FROM A CLASSIFIED BOARD OF DIRECTORS TO A
DECLASSIFIED STRUCTURE
3. THE AMENDMENT OF THE ARTICLES TO ELIMINATE Mgmt For For
THE "BLANK CHECK" AUTHORITY OF THE BOARD TO
ISSUE PREFERRED STOCK
4. THE AMENDMENT OF THE ARTICLES TO ESTABLISH Mgmt For For
A PAR VALUE FOR THE COMPANY'S COMMON STOCK
OF $0.00001 PER SHARE
5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
6. A NON-BINDING ADVISORY RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION
7. THE APPROVAL OF THE APPLE INC. 2014 Mgmt For For
EMPLOYEE STOCK PLAN
8. A SHAREHOLDER PROPOSAL BY JOHN HARRINGTON Shr Against For
AND NORTHSTAR ASSET MANAGEMENT INC.
ENTITLED "BOARD COMMITTEE ON HUMAN RIGHTS"
TO AMEND THE COMPANY'S BYLAWS
9. A SHAREHOLDER PROPOSAL BY THE NATIONAL Shr Against For
CENTER FOR PUBLIC POLICY RESEARCH OF A
NON-BINDING ADVISORY RESOLUTION ENTITLED
"REPORT ON COMPANY MEMBERSHIP AND
INVOLVEMENT WITH CERTAIN TRADE ASSOCIATIONS
AND BUSINESS ORGANIZATIONS"
10. A SHAREHOLDER PROPOSAL BY CARL ICAHN OF A Shr Against For
NON-BINDING ADVISORY RESOLUTION THAT THE
COMPANY COMMIT TO COMPLETING NOT LESS THAN
$50 BILLION OF SHARE REPURCHASES DURING ITS
2014 FISCAL YEAR (AND INCREASE THE
AUTHORIZATION UNDER ITS CAPITAL RETURN
PROGRAM ACCORDINGLY)
11. A SHAREHOLDER PROPOSAL BY JAMES MCRITCHIE Shr Against For
OF A NON-BINDING ADVISORY RESOLUTION
ENTITLED "PROXY ACCESS FOR SHAREHOLDERS"
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 933930807
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For
1B. ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1C. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1D. ELECTION OF DIRECTOR: SCOTT T. FORD Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For
1F. ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For
MCCALLISTER
1H. ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For
1I. ELECTION OF DIRECTOR: BETH E. MOONEY Mgmt For For
1J. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1K. ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For
1L. ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR Mgmt For For
1M. ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE SEVERANCE POLICY. Mgmt For For
5. POLITICAL REPORT. Shr Against For
6. LOBBYING REPORT. Shr Against For
7. WRITTEN CONSENT. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. Agenda Number: 933939487
--------------------------------------------------------------------------------------------------------------------------
Security: 071813109
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: BAX
ISIN: US0718131099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WAYNE T. HOCKMEYER Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT L. PARKINSON, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: THOMAS T. STALLKAMP Mgmt For For
1D. ELECTION OF DIRECTOR: ALBERT P.L. STROUCKEN Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3. APPROVAL OF NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL - RIGHT TO ACT BY Shr Against For
WRITTEN CONSENT.
5. SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr Against For
SIGNIFICANT STOCK.
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC. Agenda Number: 933980193
--------------------------------------------------------------------------------------------------------------------------
Security: 09247X101
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: BLK
ISIN: US09247X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ABDLATIF YOUSEF Mgmt For For
AL-HAMAD
1B. ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C. ELECTION OF DIRECTOR: PAMELA DALEY Mgmt For For
1D. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1E. ELECTION OF DIRECTOR: FABRIZIO FREDA Mgmt For For
1F. ELECTION OF DIRECTOR: MURRAY S. GERBER Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES GROSFELD Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID H. KOMANSKY Mgmt For For
1I. ELECTION OF DIRECTOR: SIR DERYCK MAUGHAN Mgmt For For
1J. ELECTION OF DIRECTOR: CHERYL D. MILLS Mgmt For For
1K. ELECTION OF DIRECTOR: MARCO ANTONIO SLIM Mgmt For For
DOMIT
1L. ELECTION OF DIRECTOR: JOHN S. VARLEY Mgmt For For
1M. ELECTION OF DIRECTOR: SUSAN L. WAGNER Mgmt For For
2. APPROVAL OF THE AMENDMENT TO THE AMENDED Mgmt For For
AND RESTATED BLACKROCK, INC. 1999 STOCK
AWARD AND INCENTIVE PLAN (THE "STOCK PLAN")
AND RE-APPROVAL OF THE PERFORMANCE GOALS
UNDER THE STOCK PLAN.
3. RE-APPROVAL OF THE PERFORMANCE GOALS SET Mgmt For For
FORTH IN THE AMENDED BLACKROCK, INC. 1999
ANNUAL INCENTIVE PERFORMANCE PLAN.
4. APPROVAL, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
OF THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS, AS DISCLOSED AND DISCUSSED IN THE
PROXY STATEMENT.
5. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS BLACKROCK'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933978011
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1B. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1C. ELECTION OF DIRECTOR: A.P. GAST Mgmt For For
1D. ELECTION OF DIRECTOR: E. HERNANDEZ, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: J.M. HUNTSMAN, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For
1G. ELECTION OF DIRECTOR: C.W. MOORMAN Mgmt For For
1H. ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1I. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1J. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1K. ELECTION OF DIRECTOR: C. WARE Mgmt For For
1L. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. CHARITABLE CONTRIBUTIONS DISCLOSURE Shr Against For
5. LOBBYING DISCLOSURE Shr Against For
6. SHALE ENERGY OPERATIONS Shr Against For
7. INDEPENDENT CHAIRMAN Shr Against For
8. SPECIAL MEETINGS Shr Against For
9. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr Against For
EXPERTISE
10. COUNTRY SELECTION GUIDELINES Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 933882157
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 19-Nov-2013
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B. ELECTION OF DIRECTOR: MARC BENIOFF Mgmt For For
1C. ELECTION OF DIRECTOR: GREGORY Q. BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1G. ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1H. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For
1I. ELECTION OF DIRECTOR: DR. KRISTINA M. Mgmt For For
JOHNSON
1J. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1K. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1L. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE 2005 STOCK INCENTIVE PLAN.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014.
5. APPROVAL TO HAVE CISCO HOLD A COMPETITION Shr Against For
FOR GIVING PUBLIC ADVICE ON THE VOTING
ITEMS IN THE PROXY FILING FOR CISCO'S 2014
ANNUAL SHAREOWNERS MEETING.
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 933946305
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: JODY L. FREEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: GAY HUEY EVANS Mgmt For For
1G. ELECTION OF DIRECTOR: RYAN M. LANCE Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For
1I. ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt For For
2. RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
CONOCOPHILLIPS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF 2014 OMNIBUS STOCK AND Mgmt For For
PERFORMANCE INCENTIVE PLAN OF
CONOCOPHILLIPS.
5. REPORT ON LOBBYING EXPENDITURES. Shr Against For
6. GREENHOUSE GAS REDUCTION TARGETS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CVS CAREMARK CORPORATION Agenda Number: 933947953
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: C. DAVID BROWN II Mgmt For For
1.2 ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE Mgmt For For
1.3 ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1.4 ELECTION OF DIRECTOR: ANNE M. FINUCANE Mgmt For For
1.5 ELECTION OF DIRECTOR: LARRY J. MERLO Mgmt For For
1.6 ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Mgmt For For
1.7 ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For
1.8 ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
1.9 ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
2 PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2014.
3 SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda Number: 933944159
--------------------------------------------------------------------------------------------------------------------------
Security: 268648102
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: EMC
ISIN: US2686481027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For
1C. ELECTION OF DIRECTOR: GAIL DEEGAN Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM D. GREEN Mgmt For For
1G. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1H. ELECTION OF DIRECTOR: JAMI MISCIK Mgmt For For
1I. ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID N. STROHM Mgmt For For
1K. ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
2. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS
EMC'S INDEPENDENT AUDITORS.
3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt For For
COMPENSATION, AS DESCRIBED IN EMC'S PROXY
STATEMENT.
4. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For
TO AN INDEPENDENT BOARD CHAIRMAN, AS
DESCRIBED IN EMC'S PROXY STATEMENT.
5. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For
TO POLITICAL CONTRIBUTIONS, AS DESCRIBED IN
EMC'S PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 933932534
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A2 ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For
A3 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
A4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt For For
A5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS Mgmt For For
A6 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For
A7 ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD Mgmt For For
A8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A9 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
A10 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A11 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
A12 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A13 ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt For For
A14 ELECTION OF DIRECTOR: MARY L. SCHAPIRO Mgmt For For
A15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For
A16 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For
A17 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For
B1 ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' Mgmt For For
COMPENSATION
B2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
AUDITOR FOR 2014
C1 CUMULATIVE VOTING Shr Against For
C2 SENIOR EXECUTIVES HOLD OPTION SHARES FOR Shr Against For
LIFE
C3 MULTIPLE CANDIDATE ELECTIONS Shr Against For
C4 RIGHT TO ACT BY WRITTEN CONSENT Shr Against For
C5 CESSATION OF ALL STOCK OPTIONS AND BONUSES Shr Against For
C6 SELL THE COMPANY Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GENERAL MILLS, INC. Agenda Number: 933866103
--------------------------------------------------------------------------------------------------------------------------
Security: 370334104
Meeting Type: Annual
Meeting Date: 24-Sep-2013
Ticker: GIS
ISIN: US3703341046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Mgmt For For
1B) ELECTION OF DIRECTOR: R. KERRY CLARK Mgmt For For
1C) ELECTION OF DIRECTOR: PAUL DANOS Mgmt For For
1D) ELECTION OF DIRECTOR: WILLIAM T. ESREY Mgmt For For
1E) ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt For For
1F) ELECTION OF DIRECTOR: JUDITH RICHARDS HOPE Mgmt For For
1G) ELECTION OF DIRECTOR: HEIDI G. MILLER Mgmt For For
1H) ELECTION OF DIRECTOR: HILDA Mgmt For For
OCHOA-BRILLEMBOURG
1I) ELECTION OF DIRECTOR: STEVE ODLAND Mgmt For For
1J) ELECTION OF DIRECTOR: KENDALL J. POWELL Mgmt For For
1K) ELECTION OF DIRECTOR: MICHAEL D. ROSE Mgmt For For
1L) ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1M) ELECTION OF DIRECTOR: DOROTHY A. TERRELL Mgmt For For
2) CAST AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
3) RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
GENERAL MILLS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4) STOCKHOLDER PROPOSAL FOR REPORT ON Shr Against For
RESPONSIBILITY FOR POST-CONSUMER PACKAGING.
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 933934526
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1B. ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For
1C. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1E. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For
1G. ELECTION OF DIRECTOR: JUDD GREGG Mgmt For For
1H. ELECTION OF DIRECTOR: CLIVE HOLLICK Mgmt For For
1I. ELECTION OF DIRECTOR: GRACE D. LIEBLEIN Mgmt For For
1J. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1K. ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For
1L. ELECTION OF DIRECTOR: ROBIN L. WASHINGTON Mgmt For For
2. APPROVAL OF INDEPENDENT ACCOUNTANTS. Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. INDEPENDENT BOARD CHAIRMAN. Shr Against For
5. RIGHT TO ACT BY WRITTEN CONSENT. Shr Against For
6. ELIMINATE ACCELERATED VESTING IN A CHANGE Shr Against For
IN CONTROL.
7. POLITICAL LOBBYING AND CONTRIBUTIONS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933933548
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For
1E. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1F. ELECTION OF DIRECTOR: MARK B. MCCLELLAN Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1H. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1K. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
4. SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr Against For
SIGNIFICANT STOCK
--------------------------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION Agenda Number: 933931253
--------------------------------------------------------------------------------------------------------------------------
Security: 494368103
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: KMB
ISIN: US4943681035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN R. ALM Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN F. BERGSTROM Mgmt For For
1C. ELECTION OF DIRECTOR: ABELARDO E. BRU Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT W. DECHERD Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS J. FALK Mgmt For For
1F. ELECTION OF DIRECTOR: FABIAN T. GARCIA Mgmt For For
1G. ELECTION OF DIRECTOR: MAE C. JEMISON, M.D. Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES M. JENNESS Mgmt For For
1I. ELECTION OF DIRECTOR: NANCY J. KARCH Mgmt For For
1J. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1K. ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt For For
1L. ELECTION OF DIRECTOR: MARC J. SHAPIRO Mgmt For For
2. RATIFICATION OF AUDITORS Mgmt For For
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. STOCKHOLDER PROPOSAL REGARDING THE RIGHT TO Shr Against For
ACT BY WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 933939778
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: LMT
ISIN: US5398301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL F. AKERSON Mgmt For For
1B. ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD Mgmt For For
1C. ELECTION OF DIRECTOR: ROSALIND G. BREWER Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID B. BURRITT Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS J. FALK Mgmt For For
1G. ELECTION OF DIRECTOR: MARILLYN A. HEWSON Mgmt For For
1H. ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES M. LOY Mgmt For For
1J. ELECTION OF DIRECTOR: DOUGLAS H. Mgmt For For
MCCORKINDALE
1K. ELECTION OF DIRECTOR: JOSEPH W. RALSTON Mgmt For For
1L. ELECTION OF DIRECTOR: ANNE STEVENS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR 2014
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS
("SAY-ON-PAY")
4. MANAGEMENT PROPOSAL TO AMEND THE 2011 Mgmt For For
INCENTIVE PERFORMANCE AWARD PLAN TO
AUTHORIZE AND RESERVE 4,000,000 ADDITIONAL
SHARES
5. STOCKHOLDER PROPOSAL - RIGHT TO ACT BY Shr Against For
WRITTEN CONSENT
6. STOCKHOLDER PROPOSAL - ADOPT A POLICY Shr Against For
REQUIRING SENIOR EXECUTIVES TO RETAIN A
SIGNIFICANT PERCENTAGE OF EQUITY
COMPENSATION UNTIL RETIREMENT
7. STOCKHOLDER PROPOSAL - AMEND THE Shr Against For
CORPORATION'S CLAWBACK POLICY FOR EXECUTIVE
INCENTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 933967854
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For
1C. ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For
1D. ELECTION OF DIRECTOR: CARY D. MCMILLAN Mgmt For For
1E. ELECTION OF DIRECTOR: SHEILA A. PENROSE Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: ROGER W. STONE Mgmt For For
1H. ELECTION OF DIRECTOR: MILES D. WHITE Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. APPROVAL OF PERFORMANCE GOALS FOR AWARDS Mgmt For For
UNDER THE MCDONALD'S CORPORATION 2009 CASH
INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT AUDITOR
FOR 2014.
5. ADVISORY VOTE REQUESTING THE ABILITY FOR Shr Against For
SHAREHOLDERS TO ACT BY WRITTEN CONSENT, IF
PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933945860
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHONA L. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: GEORGE W. BUCKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: IAN M. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
1E. ELECTION OF DIRECTOR: RONA A. FAIRHEAD Mgmt For For
1F. ELECTION OF DIRECTOR: RAY L. HUNT Mgmt For For
1G. ELECTION OF DIRECTOR: ALBERTO IBARGUEN Mgmt For For
1H. ELECTION OF DIRECTOR: INDRA K. NOOYI Mgmt For For
1I. ELECTION OF DIRECTOR: SHARON PERCY Mgmt For For
ROCKEFELLER
1J. ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1K. ELECTION OF DIRECTOR: LLOYD G. TROTTER Mgmt For For
1L. ELECTION OF DIRECTOR: DANIEL VASELLA Mgmt For For
1M. ELECTION OF DIRECTOR: ALBERTO WEISSER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2014.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS OF THE PEPSICO, INC.
EXECUTIVE INCENTIVE COMPENSATION PLAN.
5. POLICY REGARDING APPROVAL OF POLITICAL Shr Against For
CONTRIBUTIONS.
6. POLICY REGARDING EXECUTIVE RETENTION OF Shr Against For
STOCK.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933933738
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1D. ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For
1E. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1G. ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1H. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For
1I. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1J. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1L. ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE Mgmt For For
2. RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
4. APPROVAL OF PFIZER INC. 2014 STOCK PLAN Mgmt For For
5. SHAREHOLDER PROPOSAL REGARDING APPROVAL OF Shr Against For
POLITICAL CONTRIBUTIONS POLICY
6. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
ACTIVITIES
7. SHAREHOLDER PROPOSAL REGARDING ACTION BY Shr Against For
WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 933916150
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B. ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For
1C. ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1F. ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1G. ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For
1H. ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF Mgmt For For
1I. ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For
1J. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1L. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1M. ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For
1N. ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 28, 2014.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ROSS STORES, INC. Agenda Number: 933971891
--------------------------------------------------------------------------------------------------------------------------
Security: 778296103
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: ROST
ISIN: US7782961038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: MICHAEL BALMUTH Mgmt For For
1B) ELECTION OF DIRECTOR: K. GUNNAR BJORKLUND Mgmt For For
1C) ELECTION OF DIRECTOR: MICHAEL J. BUSH Mgmt For For
1D) ELECTION OF DIRECTOR: NORMAN A. FERBER Mgmt For For
1E) ELECTION OF DIRECTOR: SHARON D. GARRETT Mgmt For For
1F) ELECTION OF DIRECTOR: GEORGE P. ORBAN Mgmt For For
1G) ELECTION OF DIRECTOR: LAWRENCE S. PEIROS Mgmt For For
1H) ELECTION OF DIRECTOR: GREGORY L. QUESNEL Mgmt For For
2. ADVISORY VOTE TO APPROVE THE RESOLUTION ON Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JANUARY 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933927040
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 09-Apr-2014
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: TONY ISAAC Mgmt For For
1C. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For
1D. ELECTION OF DIRECTOR: MAUREEN KEMPSTON Mgmt For For
DARKES
1E. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1F. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1H. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1I. ELECTION OF DIRECTOR: LEO RAFAEL REIF Mgmt For For
1J. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1K. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2013 FINANCIAL Mgmt For For
STATEMENTS AND DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda Number: 933951786
--------------------------------------------------------------------------------------------------------------------------
Security: 260543103
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: DOW
ISIN: US2605431038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG Mgmt For For
1B. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For
1C. ELECTION OF DIRECTOR: JACQUELINE K. BARTON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1E. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For
1F. ELECTION OF DIRECTOR: ANDREW N. LIVERIS Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL POLMAN Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt For For
1J. ELECTION OF DIRECTOR: RUTH G. SHAW Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE AMENDED AND RESTATED 2012 Mgmt For For
STOCK INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL ON STOCKHOLDER ACTION Shr Against For
BY WRITTEN CONSENT.
6. STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK Shr Against For
RETENTION.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 933970382
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For
1C. ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For
1D. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: J. FRANK BROWN Mgmt For For
1F. ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For
1G. ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt For For
1H. ELECTION OF DIRECTOR: HELENA B. FOULKES Mgmt For For
1I. ELECTION OF DIRECTOR: WAYNE M. HEWETT Mgmt For For
1J. ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt For For
1K. ELECTION OF DIRECTOR: MARK VADON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING SPECIAL Shr Against For
SHAREHOLDER MEETINGS
5. SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT Shr Against For
DIVERSITY REPORT
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Agenda Number: 933995891
--------------------------------------------------------------------------------------------------------------------------
Security: 887317303
Meeting Type: Annual
Meeting Date: 13-Jun-2014
Ticker: TWX
ISIN: US8873173038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM P. BARR Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFREY L. BEWKES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT C. CLARK Mgmt For For
1F. ELECTION OF DIRECTOR: MATHIAS DOPFNER Mgmt For For
1G. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1I. ELECTION OF DIRECTOR: FRED HASSAN Mgmt For For
1J. ELECTION OF DIRECTOR: KENNETH J. NOVACK Mgmt For For
1K. ELECTION OF DIRECTOR: PAUL D. WACHTER Mgmt For For
1L. ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITOR.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL ON INDEPENDENT Shr Against For
CHAIRMAN OF THE BOARD.
--------------------------------------------------------------------------------------------------------------------------
TRANSOCEAN, LTD. Agenda Number: 934010567
--------------------------------------------------------------------------------------------------------------------------
Security: H8817H100
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: RIG
ISIN: CH0048265513
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2013 ANNUAL REPORT, INCLUDING CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS AND STATUTORY
FINANCIAL STATEMENTS OF TRANSOCEAN LTD
2 DISCHARGE OF BOARD OF DIRECTORS AND Mgmt For For
EXECUTIVE MANAGEMENT FROM LIABILITY FOR
ACTIVITIES DURING FISCAL YEAR 2013
3 APPROPRIATION OF AVAILABLE EARNINGS Mgmt For For
4 DISTRIBUTION OF A DIVIDEND OUT OF CAPITAL Mgmt For For
CONTRIBUTION RESERVES OF US$3.00 PER
OUTSTANDING SHARE
5 AUTHORIZED SHARE CAPITAL Mgmt For For
6 REDUCTION OF THE MAXIMUM NUMBER OF MEMBERS Mgmt For For
OF BOARD OF DIRECTORS TO 11 FROM 14
7A AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt For For
IMPLEMENT THE MINDER ORDINANCE: AMENDMENTS
REGARDING ELECTIONS AND RELATED MATTERS
7B AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt For For
IMPLEMENT THE MINDER ORDINANCE: BINDING
SHAREHOLDER RATIFICATION OF THE
COMPENSATION OF THE BOARD OF DIRECTORS AND
THE EXECUTIVE MANAGEMENT TEAM
7C AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt For For
IMPLEMENT THE MINDER ORDINANCE:
SUPPLEMENTARY AMOUNT FOR PERSONS ASSUMING
AN EXECUTIVE MANAGEMENT TEAM POSITION
DURING A COMPENSATION PERIOD FOR WHICH
SHAREHOLDER RATIFICATION HAS ALREADY BEEN
GRANTED
7D AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt For For
IMPLEMENT THE MINDER ORDINANCE: GENERAL
PRINCIPLES AND TERMS APPLICABLE TO THE
COMPENSATION OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE EXECUTIVE MANAGEMENT TEAM
7E AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt For For
IMPLEMENT THE MINDER ORDINANCE: MAXIMUM
TERM AND TERMINATION NOTICE PERIOD OF
MEMBERS OF THE BOARD OF DIRECTORS AND THE
EXECUTIVE MANAGEMENT TEAM AND
NON-COMPETITION AGREEMENTS WITH MEMBERS OF
THE EXECUTIVE MANAGEMENT TEAM
7F AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt For For
IMPLEMENT THE MINDER ORDINANCE: PERMISSIBLE
MANDATES OF MEMBERS OF THE BOARD OF
DIRECTORS AND THE EXECUTIVE MANAGEMENT TEAM
7G AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt For For
IMPLEMENT THE MINDER ORDINANCE: LOANS AND
POST-RETIREMENT BENEFITS BEYOND
OCCUPATIONAL PENSIONS
8 AMENDMENT OF ARTICLES OF ASSOCIATION Mgmt For For
REGARDING THE APPLICABLE VOTE STANDARD FOR
ELECTIONS OF DIRECTORS, THE CHAIRMAN AND
THE MEMBERS OF THE COMPENSATION COMMITTEE
9 AMENDMENT OF ARTICLES OF ASSOCIATION Mgmt For For
REGARDING SHAREHOLDER AGENDA ITEM REQUESTS
PURSUANT TO SWISS LAW
10A REELECTION OF DIRECTOR: IAN C. STRACHAN Mgmt For For
10B REELECTION OF DIRECTOR: GLYN A. BARKER Mgmt For For
10C REELECTION OF DIRECTOR: VANESSA C.L. CHANG Mgmt For For
10D REELECTION OF DIRECTOR: FREDERICO F. CURADO Mgmt For For
10E REELECTION OF DIRECTOR: CHAD DEATON Mgmt For For
10F REELECTION OF DIRECTOR: MARTIN B. MCNAMARA Mgmt For For
10G REELECTION OF DIRECTOR: SAMUEL MERKSAMER Mgmt For For
10H REELECTION OF DIRECTOR: EDWARD R. MULLER Mgmt For For
10I REELECTION OF DIRECTOR: STEVEN L. NEWMAN Mgmt For For
10J REELECTION OF DIRECTOR: TAN EK KIA Mgmt For For
10K ELECTION OF DIRECTOR: VINCENT J. INTRIERI Mgmt For For
11 ELECTION OF IAN C. STRACHAN AS THE CHAIRMAN Mgmt For For
OF THE BOARD OF DIRECTORS FOR A TERM
EXTENDING UNTIL COMPLETION OF THE NEXT
ANNUAL GENERAL MEETING
12A ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: FREDERICO F. CURADO
12B ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: MARTIN B. MCNAMARA
12C ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: TAN EK KIA
12D ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: VINCENT J. INTRIERI
13 ELECTION OF SCHWEIGER ADVOKATUR / NOTARIAT Mgmt For For
AS THE INDEPENDENT PROXY FOR A TERM
EXTENDING UNTIL COMPLETION OF THE NEXT
ANNUAL GENERAL MEETING
14 APPOINTMENT OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014 AND
REELECTION OF ERNST & YOUNG LTD, ZURICH, AS
THE COMPANY'S AUDITOR FOR A FURTHER
ONE-YEAR TERM
15 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
16 REAPPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE LONG-TERM
INCENTIVE PLAN OF TRANSOCEAN LTD.
--------------------------------------------------------------------------------------------------------------------------
TRANSOCEAN, LTD. Agenda Number: 933991526
--------------------------------------------------------------------------------------------------------------------------
Security: H8817H100
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: RIG
ISIN: CH0048265513
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2013 ANNUAL REPORT, INCLUDING CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS AND STATUTORY
FINANCIAL STATEMENTS OF TRANSOCEAN LTD
2 DISCHARGE OF BOARD OF DIRECTORS AND Mgmt For For
EXECUTIVE MANAGEMENT FROM LIABILITY FOR
ACTIVITIES DURING FISCAL YEAR 2013
3 APPROPRIATION OF AVAILABLE EARNINGS Mgmt For For
4 DISTRIBUTION OF A DIVIDEND OUT OF CAPITAL Mgmt For For
CONTRIBUTION RESERVES OF US$3.00 PER
OUTSTANDING SHARE
5 AUTHORIZED SHARE CAPITAL Mgmt For For
6 REDUCTION OF THE MAXIMUM NUMBER OF MEMBERS Mgmt For For
OF BOARD OF DIRECTORS TO 11 FROM 14
7A AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt For For
IMPLEMENT THE MINDER ORDINANCE: AMENDMENTS
REGARDING ELECTIONS AND RELATED MATTERS
7B AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt For For
IMPLEMENT THE MINDER ORDINANCE: BINDING
SHAREHOLDER RATIFICATION OF THE
COMPENSATION OF THE BOARD OF DIRECTORS AND
THE EXECUTIVE MANAGEMENT TEAM
7C AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt For For
IMPLEMENT THE MINDER ORDINANCE:
SUPPLEMENTARY AMOUNT FOR PERSONS ASSUMING
AN EXECUTIVE MANAGEMENT TEAM POSITION
DURING A COMPENSATION PERIOD FOR WHICH
SHAREHOLDER RATIFICATION HAS ALREADY BEEN
GRANTED
7D AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt For For
IMPLEMENT THE MINDER ORDINANCE: GENERAL
PRINCIPLES AND TERMS APPLICABLE TO THE
COMPENSATION OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE EXECUTIVE MANAGEMENT TEAM
7E AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt For For
IMPLEMENT THE MINDER ORDINANCE: MAXIMUM
TERM AND TERMINATION NOTICE PERIOD OF
MEMBERS OF THE BOARD OF DIRECTORS AND THE
EXECUTIVE MANAGEMENT TEAM AND
NON-COMPETITION AGREEMENTS WITH MEMBERS OF
THE EXECUTIVE MANAGEMENT TEAM
7F AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt For For
IMPLEMENT THE MINDER ORDINANCE: PERMISSIBLE
MANDATES OF MEMBERS OF THE BOARD OF
DIRECTORS AND THE EXECUTIVE MANAGEMENT TEAM
7G AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt For For
IMPLEMENT THE MINDER ORDINANCE: LOANS AND
POST-RETIREMENT BENEFITS BEYOND
OCCUPATIONAL PENSIONS
8 AMENDMENT OF ARTICLES OF ASSOCIATION Mgmt For For
REGARDING THE APPLICABLE VOTE STANDARD FOR
ELECTIONS OF DIRECTORS, THE CHAIRMAN AND
THE MEMBERS OF THE COMPENSATION COMMITTEE
9 AMENDMENT OF ARTICLES OF ASSOCIATION Mgmt For For
REGARDING SHAREHOLDER AGENDA ITEM REQUESTS
PURSUANT TO SWISS LAW
10A REELECTION OF DIRECTOR: IAN C. STRACHAN Mgmt For For
10B REELECTION OF DIRECTOR: GLYN A. BARKER Mgmt For For
10C REELECTION OF DIRECTOR: VANESSA C.L. CHANG Mgmt For For
10D REELECTION OF DIRECTOR: FREDERICO F. CURADO Mgmt For For
10E REELECTION OF DIRECTOR: CHAD DEATON Mgmt For For
10F REELECTION OF DIRECTOR: MARTIN B. MCNAMARA Mgmt For For
10G REELECTION OF DIRECTOR: SAMUEL MERKSAMER Mgmt For For
10H REELECTION OF DIRECTOR: EDWARD R. MULLER Mgmt For For
10I REELECTION OF DIRECTOR: STEVEN L. NEWMAN Mgmt For For
10J REELECTION OF DIRECTOR: TAN EK KIA Mgmt For For
10K ELECTION OF DIRECTOR: VINCENT J. INTRIERI Mgmt For For
11 ELECTION OF IAN C. STRACHAN AS THE CHAIRMAN Mgmt For For
OF THE BOARD OF DIRECTORS FOR A TERM
EXTENDING UNTIL COMPLETION OF THE NEXT
ANNUAL GENERAL MEETING
12A ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: FREDERICO F. CURADO
12B ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: MARTIN B. MCNAMARA
12C ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: TAN EK KIA
12D ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: VINCENT J. INTRIERI
13 ELECTION OF SCHWEIGER ADVOKATUR / NOTARIAT Mgmt For For
AS THE INDEPENDENT PROXY FOR A TERM
EXTENDING UNTIL COMPLETION OF THE NEXT
ANNUAL GENERAL MEETING
14 APPOINTMENT OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014 AND
REELECTION OF ERNST & YOUNG LTD, ZURICH, AS
THE COMPANY'S AUDITOR FOR A FURTHER
ONE-YEAR TERM
15 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
16 REAPPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE LONG-TERM
INCENTIVE PLAN OF TRANSOCEAN LTD.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 933969012
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.H. CARD, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: E.B. DAVIS, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: D.B. DILLON Mgmt For For
1D. ELECTION OF DIRECTOR: J.R. HOPE Mgmt For For
1E. ELECTION OF DIRECTOR: J.J. KORALESKI Mgmt For For
1F. ELECTION OF DIRECTOR: C.C. KRULAK Mgmt For For
1G. ELECTION OF DIRECTOR: M.R. MCCARTHY Mgmt For For
1H. ELECTION OF DIRECTOR: M.W. MCCONNELL Mgmt For For
1I. ELECTION OF DIRECTOR: T.F. MCLARTY III Mgmt For For
1J. ELECTION OF DIRECTOR: S.R. ROGEL Mgmt For For
1K. ELECTION OF DIRECTOR: J.H. VILLARREAL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
("SAY ON PAY").
4. AMENDMENT TO THE RESTATED ARTICLES OF Mgmt For For
INCORPORATION TO INCREASE THE AUTHORIZED
NUMBER OF SHARES OF COMMON STOCK.
5. SHAREHOLDER PROPOSAL REGARDING EXECUTIVES Shr Against For
TO RETAIN SIGNIFICANT STOCK IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 933936378
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LOUIS R. CHENEVERT Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1C. ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For
1F. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1G. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For
1H. ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For
1K. ELECTION OF DIRECTOR: ANDRE VILLENEUVE Mgmt For For
1L. ELECTION OF DIRECTOR: CHRISTINE TODD Mgmt For For
WHITMAN
2. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT AUDITOR FOR 2014
3. APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt For For
2005 LONG-TERM INCENTIVE PLAN, INCLUDING
APPROVAL OF ADDITIONAL SHARES FOR FUTURE
AWARDS
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933908735
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Special
Meeting Date: 28-Jan-2014
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE THE ISSUANCE OF UP TO APPROXIMATELY Mgmt For For
1.28 BILLION SHARES OF VERIZON COMMON STOCK
TO VODAFONE ORDINARY SHAREHOLDERS IN
CONNECTION WITH VERIZON'S ACQUISITION OF
VODAFONE'S INDIRECT 45% INTEREST IN VERIZON
WIRELESS
2. APPROVE AN AMENDMENT TO ARTICLE 4(A) OF Mgmt For For
VERIZON'S RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE VERIZON'S
AUTHORIZED SHARES OF COMMON STOCK BY 2
BILLION SHARES TO AN AGGREGATE OF 6.25
BILLION AUTHORIZED SHARES OF COMMON STOCK
3. APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING TO SOLICIT ADDITIONAL VOTES AND
PROXIES IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO APPROVE
THE ABOVE PROPOSALS
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933936607
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For
1C. ELECTION OF DIRECTOR: MELANIE L. HEALEY Mgmt For For
1D. ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
1F. ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
1G. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1H. ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For
1J. ELECTION OF DIRECTOR: KATHRYN A. TESIJA Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. PROPOSAL TO IMPLEMENT PROXY ACCESS Mgmt For For
5. NETWORK NEUTRALITY Shr Against For
6. LOBBYING ACTIVITIES Shr Against For
7. SEVERANCE APPROVAL POLICY Shr Against For
8. SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shr Against For
9. SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT Shr Against For
10. PROXY VOTING AUTHORITY Shr Against For
--------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. Agenda Number: 933993479
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 06-Jun-2014
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AIDA M. ALVAREZ Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: ROGER C. CORBETT Mgmt For For
1D. ELECTION OF DIRECTOR: PAMELA J. CRAIG Mgmt For For
1E. ELECTION OF DIRECTOR: DOUGLAS N. DAFT Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL T. DUKE Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For
1I. ELECTION OF DIRECTOR: C. DOUGLAS MCMILLON Mgmt For For
1J. ELECTION OF DIRECTOR: GREGORY B. PENNER Mgmt For For
1K. ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For
1L. ELECTION OF DIRECTOR: JIM C. WALTON Mgmt For For
1M. ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt For For
1N. ELECTION OF DIRECTOR: LINDA S. WOLF Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT ACCOUNTANTS
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. REQUEST FOR INDEPENDENT CHAIRMAN POLICY Shr Against For
5. REQUEST FOR ANNUAL REPORT ON RECOUPMENT OF Shr Against For
EXECUTIVE PAY
6. REQUEST FOR ANNUAL REPORT ON LOBBYING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
WHIRLPOOL CORPORATION Agenda Number: 933927672
--------------------------------------------------------------------------------------------------------------------------
Security: 963320106
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: WHR
ISIN: US9633201069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SAMUEL R. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: GARY T. DICAMILLO Mgmt For For
1C. ELECTION OF DIRECTOR: DIANE M. DIETZ Mgmt For For
1D. ELECTION OF DIRECTOR: GERALDINE T. ELLIOTT Mgmt For For
1E. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL F. JOHNSTON Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM T. KERR Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN D. LIU Mgmt For For
1I. ELECTION OF DIRECTOR: HARISH MANWANI Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL A. TODMAN Mgmt For For
1L. ELECTION OF DIRECTOR: MICHAEL D. WHITE Mgmt For For
2. ADVISORY VOTE TO APPROVE WHIRLPOOL'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS WHIRLPOOL'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
4. APPROVAL OF THE WHIRLPOOL CORPORATION 2014 Mgmt For For
EXECUTIVE PERFORMANCE EXCELLENCE PLAN.
Curian/Franklin Templeton Frontier Markets Fund
--------------------------------------------------------------------------------------------------------------------------
ADECOAGRO S A ADECOAGRO Agenda Number: 933952461
--------------------------------------------------------------------------------------------------------------------------
Security: L00849106
Meeting Type: Annual
Meeting Date: 16-Apr-2014
Ticker: AGRO
ISIN: LU0584671464
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS OF ADECOAGRO S.A. AS OF AND FOR
THE YEARS ENDED DECEMBER 31, 2013, 2012,
AND 2011.
2 APPROVAL OF ADECOAGRO S.A.'S ANNUAL Mgmt For For
ACCOUNTS AS OF DECEMBER 31, 2013.
3 ALLOCATION OF RESULTS FOR THE YEAR ENDED Mgmt For For
DECEMBER 31, 2013.
4 VOTE ON DISCHARGE (QUITUS) OF THE MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS FOR THE EXERCISE
OF THEIR MANDATE DURING THE YEAR ENDED
DECEMBER 31, 2013.
5 APPROVAL OF COMPENSATION OF THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS.
6 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
SOCIETE COOPERATIVE, REVISEUR D'ENTREPRISES
AGREE AS AUDITOR OF ADECOAGRO S.A. FOR A
PERIOD ENDING AT THE GENERAL MEETING
APPROVING THE ANNUAL ACCOUNTS FOR THE YEAR
ENDING DECEMBER 31, 2014.
7 INCREASE OF THE NUMBER OF MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS FROM NINE (9) TO ELEVEN
(11) MEMBERS.
8A1 ELECTION OF DIRECTOR FOR 3 YEAR TERM: Mgmt For For
MARIANO BOSCH
8A2 ELECTION OF DIRECTOR FOR 3 YEAR TERM: Mgmt For For
PLINIO MUSETTI
8A3 ELECTION OF DIRECTOR FOR 3 YEAR TERM: Mgmt For For
DANIEL C. GONZALEZ
8A4 ELECTION OF DIRECTOR FOR 3 YEAR TERM: Mgmt For For
DWIGHT ANDERSON
8B1 ELECTION OF DIRECTOR FOR 2 YEAR TERM: Mgmt For For
WALTER MARCELO SANCHEZ
--------------------------------------------------------------------------------------------------------------------------
AGTHIA GROUP PJSC Agenda Number: 704918981
--------------------------------------------------------------------------------------------------------------------------
Security: M02421101
Meeting Type: EGM
Meeting Date: 14-Jan-2014
Ticker:
ISIN: AEA001901015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To amend article 22 from the article of Mgmt Against Against
association of the company related to the
board of directors of the company to be
read as follow 22.1 the management of the
company shall be vested in a board
comprised for not less than five nor more
than ten members who shall be elected by
the ordinary general assembly by secret
ballot with the exception of three members
who shall be appointed by Senaat PJSC
formerly known as general holding company.
In all cases, the majority of members of
the board including the chairman of the
board and the vice chairman shall be UAE
nationals. 22.2the members of the board
shall be nine members six members to be
appointed in an ordinary general assembly
and three members to be appointed by Senaat
PJSC formerly known as general holding co
all the members of the board shall be
appointed for a term of three years
starting from the date of signing the
minutes of meeting of the company ordinary
general assembly. 22.3 candidates for
election to the board except the three
members to be appointed by Senaat PJSC
formerly known as general holding company
under clause 22.1 of these articles shall
require nomination by shareholders 5
percent or more of the share capital of the
company. The form of nomination shall be as
determined by the board. 22.4 except the
three members to be appointed by Senaat
PJSC formerly known as general holding co.
pursuant to clause 22.1 of these articles
election of members to board by ordinary
general assembly shall be by majority vote.
Provided that in a case where more
candidates receive a majority of votes than
there are places on the board to be filled
by the election those with the largest
majorities shall be elected in case of a
tie the chairman of the ordinary general
assembly shall have casting vote
2 To amend article 53 from the article of Mgmt For For
association of the company related to the
auditors of accounts to be read as follow
53.the general assembly shall by way of
resolution appoint a statutory auditor for
a period of one renewable year and it shall
fix their audit fee. Pursuant to the
resolution of the Abu Dhabi accountability
authority number 1 of 2010 pertaining to
statutory auditor appointment rules SAAR
every four years the company shall Retende
the statutory audit. Except for the
mentioned above all other articles of the
articles of association shall remain the
same and continue in full force
--------------------------------------------------------------------------------------------------------------------------
AGTHIA GROUP PJSC Agenda Number: 705080911
--------------------------------------------------------------------------------------------------------------------------
Security: M02421101
Meeting Type: AGM
Meeting Date: 28-Apr-2014
Ticker:
ISIN: AEA001901015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 05 MAY 2014. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 To consider and approve the board of Mgmt Take No Action
directors' report on the company's
activities and financial position for the
financial year ended 31Dec2013
2 To consider and approve the auditors' Mgmt Take No Action
report on the financial position of the
company for the financial year ended
31Dec2013
3 To discuss and approve the balance sheet as Mgmt Take No Action
at 31Dec2013 and profit and loss account
for the year 31Dec2013
4 To consider and approve board of directors Mgmt Take No Action
proposal for a cash dividend of 10 percent
5 To absolve the directors and auditors from Mgmt Take No Action
liability for the year ended 31Dec2013
6 To consider and approve directors Mgmt Take No Action
remuneration
7 To appoint auditor for the financial year Mgmt Take No Action
ending 31Dec2014 and fix their remuneration
8 To elect the board of directors for a Mgmt Take No Action
period of three years, in accordance with
company's article of association
--------------------------------------------------------------------------------------------------------------------------
ALEXANDRIA MINERAL OILS COMPANY Agenda Number: 704720487
--------------------------------------------------------------------------------------------------------------------------
Security: M0726T105
Meeting Type: OGM
Meeting Date: 21-Sep-2013
Ticker:
ISIN: EGS380P1C010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 Approving the board of director's report on Mgmt For For
the company's activities throughout the
fiscal year ending 30 June 2013
2 Introducing the report of the financial Mgmt For For
auditors on the company's financial
statements on the fiscal year ending 30
June 2013
3 Approving the company's financial Mgmt For For
statements on the fiscal year ending 30
June 2013
4 Approving the suggested profit distribution Mgmt For For
scheme on the fiscal year ending 30 June
2013
5 Determining the chairman and BoD member's Mgmt For For
allowances and bonuses on the fiscal year
ending 30 June 2014
6 Discharging the BoD responsibilities on the Mgmt For For
fiscal year ending 30 June 2013
7 Rehiring the financial auditor on the Mgmt For For
fiscal year ending 30 June 2014 and
determining his fees
8 Approving the donations that occurred in Mgmt Against Against
the fiscal year ending 30 June 2013 and
authorizing the BoD donations through the
fiscal year ending 30 June 2014 as long as
it doesn't exceed 1000 Egyptian Pound per
donation
9 Authorizing the BoD members to sign netting Mgmt Against Against
contracts with the company and approving
the signed netting contracts during the
fiscal year ending 30 June 2013
--------------------------------------------------------------------------------------------------------------------------
ARAB POTASH, AMMAN Agenda Number: 705164301
--------------------------------------------------------------------------------------------------------------------------
Security: M1461V107
Meeting Type: AGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: JO4104311017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECITE PREVIOUS MINUTES OF LAST AGM Mgmt For For
2 DISCUSS THE AUDITORS REPORT Mgmt For For
3 DISCUSS THE BOD REPORT Mgmt For For
4 DISCUSS THE BALANCE SHEET Mgmt For For
5 DECIDING THE PERCENT OF THE CASH DIVIDENDS Mgmt For For
6 ELECTION OF THE AUDITORS Mgmt Against Against
7 DISCUSS OTHER ISSUES Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
ARAMEX PJSC Agenda Number: 705014215
--------------------------------------------------------------------------------------------------------------------------
Security: M1463Z106
Meeting Type: AGM
Meeting Date: 07-Apr-2014
Ticker:
ISIN: AEA002301017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Discuss and approve the report of the board Mgmt For For
of directors on the activity of the company
and its financial statements for the
financial year ending 31122013
2 Discuss and approve the report of the Mgmt For For
auditors for the financial year ending
31122013
3 Discuss and approve the balance sheet and Mgmt For For
profit and loss statement for the financial
year ending 31122013
4 To discuss the BoD recommendations to Mgmt For For
distribute 11.5 percent cash dividends
5 To discuss the BoD recommendation regarding Mgmt For For
BoD members remunerations
6 Absolve the board members and the auditors Mgmt For For
from liability for their actions during
2013
7 Appointment of auditors for the financial Mgmt For For
year 2014 and determine their fees
8 To appoint the BoD members for the 3 coming Mgmt For For
years
CMMT 12 MAR 2014: PLEASE NOTE IN THE EVENT THE Non-Voting
MEETING DOES NOT REACH QUORUM, THERE WILL
BE A SECOND CALL ON 16 APR 2014.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU
CMMT 12 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF SECOND CALL
DATE. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ARAMEX PJSC Agenda Number: 705138394
--------------------------------------------------------------------------------------------------------------------------
Security: M1463Z106
Meeting Type: AGM
Meeting Date: 16-Apr-2014
Ticker:
ISIN: AEA002301017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 288262 DUE TO POSTPONEMENT OF
MEETING DATE FROM 07 APR 2014 TO 16 APR
2014 AND CHANGE IN RECORD DATE FROM 06 APR
2014 TO 15 APR 2014. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
1 DISCUSS AND APPROVE THE REPORT OF THE BOARD Mgmt For For
OF DIRECTORS ON THE ACTIVITY OF THE COMPANY
AND ITS FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR ENDING 31122013
2 DISCUSS AND APPROVE THE REPORT OF THE Mgmt For For
AUDITORS FOR THE FINANCIAL YEAR ENDING
31122013
3 DISCUSS AND APPROVE THE BALANCE SHEET AND Mgmt For For
PROFIT AND LOSS STATEMENT FOR THE FINANCIAL
YEAR ENDING 31122013
4 TO DISCUSS THE BOD RECOMMENDATIONS TO Mgmt For For
DISTRIBUTE 11.5 PERCENT CASH DIVIDENDS
5 TO DISCUSS THE BOD RECOMMENDATION REGARDING Mgmt For For
BOD MEMBERS REMUNERATIONS
6 ABSOLVE THE BOARD MEMBERS AND THE AUDITORS Mgmt For For
FROM LIABILITY FOR THEIR ACTIONS DURING
2013
7 APPOINTMENT OF AUDITORS FOR THE FINANCIAL Mgmt For For
YEAR 2014 AND DETERMINE THEIR FEES
8 TO APPOINT THE BOD MEMBERS FOR THE 3 COMING Mgmt For For
YEARS
--------------------------------------------------------------------------------------------------------------------------
B.A.T. KENYA Agenda Number: 705123052
--------------------------------------------------------------------------------------------------------------------------
Security: V0974F104
Meeting Type: AGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: KE0000000075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE, CONSIDER AND IF APPROVED, ADOPT Mgmt For For
THE COMPANY'S AUDITED FINANCIAL STATEMENTS
FOR THE YEAR ENDED 31 DECEMBER 2013,
TOGETHER WITH THE REPORTS OF THE CHAIRMAN,
DIRECTORS AND AUDITORS THEREON
2 TO DECLARE A DIVIDEND Mgmt For For
3.i TO ELECT DIRECTOR: MR C. BURRELL, RETIRES Mgmt For For
AND BEING ELIGIBLE OFFERS HIMSELF FOR
RE-ELECTION IN ACCORDANCE WITH ARTICLE 95
OF THE ARTICLES OF ASSOCIATION
3.ii TO ELECT DIRECTOR: MR G. MAINA AND MS C. Mgmt For For
MUSYOKA RETIRE BY ROTATION AND BEING
ELIGIBLE, OFFER THEMSELVES FOR RE-ELECTION
IN ACCORDANCE WITH ARTICLE 89 OF THE
ARTICLES OF ASSOCIATION
3.iii TO ELECT DIRECTOR: MR G. R. MAY HAVING Mgmt For For
ATTAINED THE AGE OF 70 IN MARCH 2013
RETIRES IN TERMS OF SECTION 186(2) OF THE
COMPANIES ACT AND BEING ELIGIBLE BY VIRTUE
OF A SPECIAL NOTICE GIVEN UNDER SECTION 186
(5) OFFERS HIMSELF FOR RE-ELECTION
4 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS,
PRICEWATERHOUSECOOPERS
--------------------------------------------------------------------------------------------------------------------------
BANCA TRANSILVANIA S.A., CLUJ NAPOCA Agenda Number: 705091231
--------------------------------------------------------------------------------------------------------------------------
Security: X0308Q105
Meeting Type: OGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: ROTLVAACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IF YOU WISH YOU TO VOTE IN THIS GENERAL Non-Voting
ASSEMBLY, YOU MUST RETURN YOUR INSTRUCTIONS
BY THE INDICATED CUTOFF DATE; ADDITIONALLY,
IN ORDER TO PROCESS YOUR VOTING
INSTRUCTIONS, PLEASE ALSO NOTE THAT THE
COMPANY SPECIFIC POWER OF ATTORNEY MUST BE
SIGNED AND SENT IN ORIGINAL (BANK REPLY
DEADLINE -2) TO THE APPROPRIATE SUB
CUSTODIAN. SHAREHOLDER INFORMATION CAN BE
RETRIEVED FROM THE MATERIAL URL THAT IS
PROVIDED WITH THIS BALLOT. PLEASE CONTACT
YOUR INSTITUTION CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NAME OF THE
SUB-CUSTODIAN THAT THIS FORM SHOULD BE
MAILED. THANK YOU.
CMMT PLEASE NOTE THAT THERE ARE ADDITIONAL Non-Voting
DOCUMENTATION REQUIREMENTS ASSOCIATED WITH
THIS MEETING: DOCUMENTATION CONFIRMING THE
QUALITY OF THE SIGNER AS LEGAL
REPRESENTATIVE MUST BE DELIVERED DIRECTLY
TO THE COMPANY NO LATER THAN THE DEADLINE
AS STATED ON THE COMPANIES MEETING NOTICE.
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 30 APR 2014. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 APPROVAL OF THE ANNUAL STATUTORY IFRS Mgmt No vote
FINANCIAL STATEMENTS FOR THE 2013 FINANCIAL
EXERCISE, IN COMPLIANCE WITH NBR ORDER NO.
27/2010, TOGETHER WITH THE REPORT OF THE
COUNCIL OF ADMINISTRATION AND THE REPORT OF
THE INDEPENDENT AUDITOR AS WELL AS THE
APPROVAL OF THE PROPOSED PROFIT
DISTRIBUTION
2 DISCHARGE OF ADMINISTRATORS FOR THE 2013 Mgmt No vote
EXERCISE
3 APPROVAL OF THE BUDGET FOR EXPENDITURE AND Mgmt No vote
REVENUES AND THE INVESTMENT PLAN FOR 2014
(BUSINESS PLAN FOR 2014)
4.1 ELECTION OF THE NEW MEMBER OF THE COUNCIL Mgmt No vote
OF ADMINISTRATION FOR THE 2014-2018 MANDATE
4.2 ELECTION OF THE NEW MEMBER OF THE COUNCIL Mgmt No vote
OF ADMINISTRATION FOR THE 2014-2018 MANDATE
4.3 ELECTION OF THE NEW MEMBER OF THE COUNCIL Mgmt No vote
OF ADMINISTRATION FOR THE 2014-2018 MANDATE
4.4 ELECTION OF THE NEW MEMBER OF THE COUNCIL Mgmt No vote
OF ADMINISTRATION FOR THE 2014-2018 MANDATE
4.5 ELECTION OF THE NEW MEMBER OF THE COUNCIL Mgmt No vote
OF ADMINISTRATION FOR THE 2014-2018 MANDATE
4.6 ELECTION OF THE NEW MEMBER OF THE COUNCIL Mgmt No vote
OF ADMINISTRATION FOR THE 2014-2018 MANDATE
4.7 ELECTION OF THE NEW MEMBER OF THE COUNCIL Mgmt No vote
OF ADMINISTRATION FOR THE 2014-2018 MANDATE
5 DECISION REGARDING THE REMUNERATION OF Mgmt No vote
DIRECTORS FOR THE 2014 EXERCISE, INCLUDING
THE MAXIMUM CAP OF ADDITIONAL REMUNERATIONS
GRANTED TO THE DIRECTORS AND MANAGERS
6 THE EXTENSION OF THE SERVICE PROVISION Mgmt No vote
CONTRACT WITH S.C. KPMG AUDIT S.R.L. IN
REGARD TO AUDITING THE BANK'S FINANCIAL
STATEMENTS FOR THE 2014 FINANCIAL PERIOD,
PREPARED IN ACCORDANCE WITH INTERNATIONAL
FINANCIAL REPORTING STANDARDS, ACCORDING TO
N.B.R. ORDER NO. 27/2010, WITH SUBSEQUENT
MODIFICATIONS
7 APPROVAL OF THE DATE OF MAY 30, 2014 AS THE Mgmt No vote
REGISTRATION DATE (DEFINED AS THE DATE OF
IDENTIFICATION OF THE SHAREHOLDERS WHO ARE
TO BENEFIT FROM DIVIDENDS AND OTHER RIGHTS
UNDER THE GSM DECISIONS)
8 APPROVAL OF MANDATES FOR THE COUNCIL OF Mgmt No vote
ADMINISTRATION AND ITS MEMBERS INDIVIDUALLY
TO CARRY OUT THE DECISIONS ADOPTED BY THE
ORDINARY GENERAL SHAREHOLDERS MEETING
--------------------------------------------------------------------------------------------------------------------------
BANCA TRANSILVANIA S.A., CLUJ NAPOCA Agenda Number: 705095695
--------------------------------------------------------------------------------------------------------------------------
Security: X0308Q105
Meeting Type: EGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: ROTLVAACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THERE ARE ADDITIONAL Non-Voting
DOCUMENTATION REQUIREMENTS ASSOCIATED WITH
THIS MEETING: DOCUMENTATION CONFIRMING THE
QUALITY OF THE SIGNER AS LEGAL
REPRESENTATIVE MUST BE DELIVERED DIRECTLY
TO THE COMPANY NO LATER THAN THE DEADLINE
AS STATED ON THE COMPANIES MEETING NOTICE.
CMMT IF YOU WISH YOU TO VOTE IN THIS GENERAL Non-Voting
ASSEMBLY, YOU MUST RETURN YOUR INSTRUCTIONS
BY THE INDICATED CUTOFF DATE; ADDITIONALLY,
IN ORDER TO PROCESS YOUR VOTING
INSTRUCTIONS, PLEASE ALSO NOTE THAT THE
COMPANY SPECIFIC POWER OF ATTORNEY MUST BE
SIGNED AND SENT IN ORIGINAL (BANK REPLY
DEADLINE -2) TO THE APPROPRIATE SUB
CUSTODIAN. SHAREHOLDER INFORMATION CAN BE
RETRIEVED FROM THE MATERIAL URL THAT IS
PROVIDED WITH THIS BALLOT. PLEASE CONTACT
YOUR INSTITUTION CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NAME OF THE
SUB-CUSTODIAN THAT THIS FORM SHOULD BE
MAILED. THANK YOU.
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 30 APR 2014 AT 15:00 O'CLOCK.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU.
1 INCREASE OF THE SHARE CAPITAL WITH THE Mgmt No vote
AMOUNT OF 352.742.991 LEI, BY ISSUING
352.742.991 NEW SHARES, WITH A NOMINAL
VALUE OF 1 LEU/SHARE. THE INCREASE IN THE
SHARE CAPITAL WILL BE CARRIED OUT BY USING
THE FOLLOWING SOURCE: A) CAPITALIZATION OF
RESERVES FROM THE NET PROFIT OF THE YEAR
2013 IN AMOUNT OF 352.742.991 LEI, BY
ISSUING A NUMBER OF 352.742.991 SHARES,
WITH A NOMINAL VALUE OF 1 LEU/SHARE, TO THE
BENEFIT OF SHAREHOLDERS REGISTERED WITH THE
SHAREHOLDING REGISTER HELD BY THE CENTRAL
DEPOSITORY AT THE REGISTRATION DATE THAT
WILL BE ESTABLISHED BY THE GSM (PROPOSED
DATE MAY 30, 2014)
2 APPROVAL OF THE BANK'S SHARE BUYBACK, IN Mgmt No vote
ACCORDANCE WITH THE APPLICABLE LEGAL
PROVISIONS, UNDER THE FOLLOWING TERMS AND
CONDITIONS: A MAXIMUM 17.000.000 SHARES
(0.77% OF THE TOTAL SHARES INCLUDED IN THE
SHARE CAPITAL) WITH A NOMINAL VALUE OF 1
LEU/SHARE AT A MINIMUM PRICE EQUAL TO THE
MARKET PRICE ON BSE AT THE MOMENT OF THE
BUYBACK AND A MAXIMUM PRICE OF 2,5 LEI, FOR
A PERIOD OF MAXIMUM 18 MONTHS AS OF THE
PUBLISHING DATE OF THE EGSM RESOLUTION IN
THE OFFICIAL GAZETTE OF ROMANIA, PART IV,
WITH THE PURPOSE OF IMPLEMENTING A
REMUNERATION PROGRAM CAPABLE OF ENSURING
THE COMPLIANCE WITH THE LONG-TERM
PERFORMANCE PRINCIPLES AND A SHARE
RETENTION PROGRAM FOR A PERIOD OF AT LEAST
3 YEARS, AND THE GRANTING OF A MANDATE FOR
THE COUNCIL OF ADMINISTRATION FOR THE
ENFORCEMENT OF THIS RESOLUTION;
3.1 MODIFICATION OF THE CONSTITUTIONAL ACT AS Mgmt No vote
FOLLOWS: ADDITIONS TO ARTICLE 6 - OBJECT OF
ACTIVITY, ACCORDING TO NACE CODES: 6612 -
BROKERING OF FINANCIAL DEALS
3.2 MODIFICATION OF THE CONSTITUTIONAL ACT AS Mgmt No vote
FOLLOWS: MODIFICATION TO ART. 12 - GENERAL
MEETINGS - LET. B) EACH SHAREHOLDER MAY
PARTICIPATE IN THE GENERAL MEETINGS, EITHER
IN PERSON OR BY A SPECIAL POWER OF ATTORNEY
GIVEN IN ORIGINAL TO ANOTHER PERSON, WHO
MAY OR MAY NOT BE A SHAREHOLDER IN THE
BANK, UNDER LEGAL CONDITIONS. SUCH A POWER
OF ATTORNEY SHALL BE SUBMITTED TO THE BANK
FIVE DAYS BEFORE THE DATE SCHEDULED FOR THE
MEETING. LEGAL ENTITIES ARE REPRESENTED IN
THE GENERAL MEETINGS BY THEIR LEGAL
REPRESENTATIVES OR OTHER AUTHORIZED PERSONS
3.3 MODIFICATION OF THE CONSTITUTIONAL ACT AS Mgmt No vote
FOLLOWS: MODIFICATION TO ART. 12 - GENERAL
MEETINGS - LET. D) PARA. 1, AS FOLLOWS: THE
GENERAL MEETINGS MAY BE ORDINARY OR
EXTRAORDINARY. GENERAL MEETINGS SHALL BE
CONVENED BY THE COUNCIL OF ADMINISTRATION,
ACCORDING TO THE LAW. THE CONVENING NOTICE
FOR ANY GSM SHALL BE PUBLISHED IN THE
OFFICIAL GAZETTE AND IN ONE OF THE
NEWSPAPERS WITH NATIONAL CIRCULATION AND
SHALL INCLUDE THE DATE AND PLACE OF THE
MEETING AND THE AGENDA, CLEARLY INDICATING
ALL THE ISSUESTO BE DEBATED. THE DEADLINE
FOR THE MEETING SHALL NOT BE EARLIER THAN
30 DAYS AFTER THE PUBLICATION OF THE
CONVENING NOTICE
3.4 MODIFICATION OF THE CONSTITUTIONAL ACT AS Mgmt No vote
FOLLOWS: REMOVAL OF ART. 12, PARA. 1 AND 2,
LET. E) - GENERAL MEETINGS
3.5 MODIFICATION OF THE CONSTITUTIONAL ACT AS Mgmt No vote
FOLLOWS: MODIFICATION OF ART. 13 - COUNCIL
OF ADMINISTRATION - LET. D), AS FOLLOWS:
AFTER OBTAINING ALL PRIOR AUTHORIZATIONS
FROM LEGAL AUTHORITIES, THE SIGNATURES OF
THE MEMBERS OF THE COUNCIL OF
ADMINISTRATION WILL BE SUBMITTED TO THE
TRADE REGISTRY. IF THIS OBLIGATION IS NOT
FULFILLED, THE DIRECTOR IN QUESTION IS
CONSIDERED TO BE DIVESTED OF HIS/HER RIGHTS
3.6 MODIFICATION OF THE CONSTITUTIONAL ACT AS Mgmt No vote
FOLLOWS: MODIFICATION TO ART. 13 - COUNCIL
OF ADMINISTRATION - LET. E), SUB-POINT. A),
AS FOLLOWS: TO APPROVE THE RULES FOR
ORGANIZATION AND ADMINISTRATION, THE CODE
OF ETHICS AND CONDUCT, THE ORGANIZATION
CHART, AS WELL AS THE PRINCIPLES FOR STAFF
REMUNERATION AND RETENTION
3.7 MODIFICATION OF THE CONSTITUTIONAL ACT AS Mgmt No vote
FOLLOWS: REMOVAL OF LET. E), SUB-POINT B)
OF ART. 13 - COUNCIL OF ADMINISTRATION
3.8 MODIFICATION OF THE CONSTITUTIONAL ACT AS Mgmt No vote
FOLLOWS: MODIFICATION OF ART. 13 - COUNCIL
OF ADMINISTRATION - LET. E), SUB-POINT C),
AS FOLLOWS: TO APPROVE THE INTERNAL RULES
OF THE BANK; THE COUNCIL OF ADMINISTRATION
MAY MANDATE THE APPROVAL OF THE INTERNAL
RULES TO THE LEADERS' COMMITTEE AND/OR
OTHER SPECIFIC COMMITTEES, AS APPLICABLE
3.9 MODIFICATION OF THE CONSTITUTIONAL ACT AS Mgmt No vote
FOLLOWS: MODIFICATION OF ART. 13 - COUNCIL
OF ADMINISTRATION - LET. E), SUB-POINT D),
AS FOLLOWS: TO APPROVE, AS APPLICABLE AND
UNDER COMPETENCES, FINANCING CONTRACTS FOR
THE BANK'S CURRENT BUSINESS
3.10 MODIFICATION OF THE CONSTITUTIONAL ACT AS Mgmt No vote
FOLLOWS: MODIFICATION OF ART. 13 - COUNCIL
OF ADMINISTRATION - LET. E), SUB-POINT H),
AS FOLLOWS: TO APPOINT AND TO REVOKE, ANY
TIME AND IN A JUSTIFIED MANNER, THE BANK'S
LEADERS (CHIEF EXECUTIVE OFFICER AND DEPUTY
CEOS) AND TO ESTABLISH THE REMUNERATION AND
THE MANDATE PERIOD FOR EACH OF THEM, AS
WELL AS TO APPOINT AND TO REVOKE, ANY TIME
AND IN A JUSTIFIED MANNER THE EXECUTIVE
MANAGERS, MANAGERS IN THE HEAD OFFICE AND
THE MANAGERS OF BRANCHES AND TO DETERMINE
THEIR POWERS AND DUTIES
3.11 MODIFICATION OF THE CONSTITUTIONAL ACT AS Mgmt No vote
FOLLOWS: MODIFICATION OF ART. 13 - COUNCIL
OF ADMINISTRATION - LET. E), SUB-POINT I),
AS FOLLOWS: TO APPROVE LOANS OVER THE
COMPETENCE LIMITS OF THE COMMITTEE FOR
CREDIT POLICY AND APPROVALS, AT THE
PROPOSAL OF THE COMMITTEE
3.12 MODIFICATION OF THE CONSTITUTIONAL ACT AS Mgmt No vote
FOLLOWS: MODIFICATION OF ART. 13 - COUNCIL
OF ADMINISTRATION - LET. E) SUB-POINT J),
AS FOLLOWS: TO APPROVE THE POSITION OF A
PARTNER WITH UNLIMITED RESPONSIBILITY IN
OTHER COMPETING COMPANIES FOR THE BANK
LEADERS
3.13 MODIFICATION OF THE CONSTITUTIONAL ACT AS Mgmt No vote
FOLLOWS: MODIFICATION TO ART. 13 - COUNCIL
OF ADMINISTRATION - LET. E) SUB-POINT L),
AS FOLLOWS: TO APPROVE THE BANK'S
PARTICIPATION WITH CAPITAL IN OTHER
COMPANIES (RESPECTIVELY TO ADOPT DECISIONS
TO CREATE COMPANIES, TO ACQUIRE SHARES IN
OTHER ENTITIES, TO INCREASE OR DECREASE
CAPITAL PARTICIPATIONS, DISPOSAL/SALE OF
PARTICIPATIONS)
3.14 MODIFICATION OF THE CONSTITUTIONAL ACT AS Mgmt No vote
FOLLOWS: REMOVAL OF ART. 13, LET. E),
SUB-POINT N) - COUNCIL OF ADMINISTRATION
3.15 MODIFICATION OF THE CONSTITUTIONAL ACT AS Mgmt No vote
FOLLOWS: MODIFICATION OF ART. 13 - COUNCIL
OF ADMINISTRATION - LET. E) SUB-POINT R),
AS FOLLOWS: TO ESTABLISH THE COMPLETE
ANNUAL EARNINGS FOR KEY PERSONNEL; THE COA
MAY DELEGATE THIS COMPETENCE TO A COA
COMMITTEE
3.16 MODIFICATION OF THE CONSTITUTIONAL ACT AS Mgmt No vote
FOLLOWS: MODIFICATION OF ART. 13 - COUNCIL
OF ADMINISTRATION - LET. E) SUB-POINT W),
AS FOLLOWS: TO APPROVE ANY LOAN, GUARANTEE
OR OBLIGATION ASSUMED IN DEROGATORY
CONDITIONS IN LINE WITH THE BT INTERNAL
RULES
3.17 MODIFICATION OF THE CONSTITUTIONAL ACT AS Mgmt No vote
FOLLOWS: MODIFICATION OF ART. 13 - COUNCIL
OF ADMINISTRATION - LET. F), PARA. 1) AND
2), AS FOLLOWS: THE COUNCIL OF
ADMINISTRATION SHALL MEET AT THE
HEADQUARTERS OF THE BANK AT LEAST ONCE A
MONTH OR ANY TIME IT IS CONSIDERED TO BE
NECESSARY, WITH AN ATTENDANCE OF AT LEAST
HALF OF THE NUMBER OF ITS MEMBERS. THE
CONVENING NOTICES MUST BE SENT TO ALL
MEMBERS OF THE COUNCIL OF ADMINISTRATION
AND SHALL INCLUDE THE PLACE, THE TIME AND
THE AGENDA OF THE MEETING. THE MEMBERS OF
THE COUNCIL OF ADMINISTRATION MAY TAKE PART
IN THE MEETING BY TELEPHONE AND THAT ASPECT
IS TO BE RECORDED IN THE MINUTES OF THE
MEETING. NO DECISION CAN BE TAKEN ON ISSUES
THAT ARE NOT INCLUDED IN THE AGENDA, EXCEPT
FOR CASES OF EMERGENCY AND PROVIDED THAT
SUCH DECISION IS RATIFIED IN THE FOLLOWING
MEETING BY THE CONTD
CONT CONTD MEMBERSWHO WERE NOT PRESENT WHEN IT Non-Voting
WAS TAKEN. THE COUNCIL OF ADMINISTRATION
SHALL BE PRESIDED BY THE CHAIRMAN OR, IN
HIS ABSENCE, BY A MEMBER OF THE COUNCIL OF
ADMINISTRATION APPOINTED FOR THIS PURPOSE.
THE DECISIONS OF THE COUNCIL OF
ADMINISTRATION SHALL BE TAKEN (1) WITH AN
ABSOLUTE MAJORITY VOTE OF THE PRESENT
MEMBERS AND (2) WITH AT LEAST HALF OF THE
TOTAL NUMBER OF DIRECTORS AND EACH SUCH
DECISION MUST BE INCLUDED IN THE MINUTES TO
BE SIGNED BY THE CHAIRMAN AND THE MEMBERS
OF THE COUNCIL OF ADMINISTRATION.
PARTICIPATION IN COUNCIL OF ADMINISTRATION
MEETINGS CAN ALSO TAKE PLACE VIA REMOTE
COMMUNICATION DEVICES (VIDEO CONFERENCE,
TELEPHONE CONFERENCE ETC). BETWEEN TWO COA
MEETINGS, IN CASE OF URGENT MATTERS,
RESOLUTIONS MAY BE SUBMITTED ELECTRONICALLY
TO ALL COUNCIL MEMBERS, WITH THE SAME RULES
REGARDING CONTD
CONT CONTD QUORUM FOR APPROVAL BEING APPLICABLE Non-Voting
FOR SUCH DECISIONS
3.18 MODIFICATION OF THE CONSTITUTIONAL ACT AS Mgmt No vote
FOLLOWS: MODIFICATION OF ART. 13 - COUNCIL
OF ADMINISTRATION LET. F), PARA. 3
SUB-POINT F) THE APPOINTMENT OR THE
DISMISSAL OF ANY BANK LEADER
3.19 MODIFICATION OF THE CONSTITUTIONAL ACT AS Mgmt No vote
FOLLOWS: MODIFICATION OF ART. 13 - COUNCIL
OF ADMINISTRATION LET. F), PARA. 4: THE
NOTICES FOR MEETINGS MUST BE GIVEN TO EACH
MEMBER OF THE COUNCIL OF ADMINISTRATION AT
LEAST 5 DAYS PRIOR TO THE PROPOSED DATE OF
THE MEETING AND SUCH NOTICES SHALL INCLUDE
AN AGENDA WITH THE ITEMS TO BE DISCUSSED
DURING THE MEETING, UNLESS THE MEETINGS ARE
EXTRAORDINARY (CONVENED FOR MATTERS OF
URGENCY), IN WHICH CASE THE NOTICE IS TO BE
SENT AT LEAST 48 HOURS BEFORE SUCH MEETING
TO EACH MEMBER (TOGETHER WITH AN AGENDA OF
THE EXTRAORDINARY MEETING)
3.20 MODIFICATION OF THE CONSTITUTIONAL ACT AS Mgmt No vote
FOLLOWS: MODIFICATION OF ART. 14 - THE
LEADERS' COMMITTEE AND EXECUTIVE MANAGEMENT
COMMITTEE - WILL BE NAMED "LEADERS
COMMITTEE", AND THE ARTICLE WILL BE
MODIFIED AS FOLLOWS: LEADERS' COMMITTEE THE
MANAGEMENT, ORGANIZATION AND COORDINATION
OF THE BANK'S CURRENT BUSINESS IS ENSURED
BY THE LEADERS (DIRECTORS) OF THE BANK
(CHIEF EXECUTIVE OFFICERS AND DEPUTY CEOS),
APPOINTED BY THE COUNCIL OF ADMINISTRATION,
WHO TOGETHER FORM THE LEADERS' COMMITTEE.
THE CHIEF EXECUTIVE OFFICERS AND DEPUTY
CEOS WILL FORM TOGETHER THE LEADERS'
COMMITTEE. THE COUNCIL OF ADMINISTRATION
MANDATES THE BANK'S LEADERS TO EXERCISE
JOINTLY THE POWERS OF ORGANIZATION AND
MANAGEMENT OF THE BANK'S ACTIVITY. THE BANK
LEADERS ARE VESTED WITH THE RIGHTS,
OBLIGATIONS AND RESPONSIBILITIES PROVIDED
IN THE RELEVANT CONTD
CONT CONTD LEGISLATION AND THE CONSTITUTIONAL Non-Voting
ACT FOR THE ACTIVITIES THEY COORDINATE
ACCORDING TO THE BANK'S ORGANIZATION CHART.
THE LEADERS MAY, BASED ON THE RECEIVED
MANDATE, DELEGATE SOME OF THEIR
RESPONSIBILITIES IN A CLEAR AND TRANSPARENT
WAY TO SPECIFIC COMMITTEES/OTHER STRUCTURES
OR INDIVIDUALLY TO EXECUTIVE MANAGERS AND
MID-LEVEL MANAGERS. THE LEADERS' COMMITTEE
SHALL ADOPT DECISIONS BY CONSENSUS; IN CASE
OF DISAGREEMENT, THE SUBJECT WILL BE
FORWARDED TO THE COUNCIL OF ADMINISTRATION.
THE BANK IS VALIDLY BOUND IN PROPERTY
RELATED OPERATIONS AND CURRENT BUSINESS IN
LINE WITH THE INTERNAL REGULATIONS
3.21 MODIFICATION OF THE CONSTITUTIONAL ACT AS Mgmt No vote
FOLLOWS: REMOVAL OF ART. 15 - MANAGEMENT
3.22 MODIFICATION OF THE CONSTITUTIONAL ACT AS Mgmt No vote
FOLLOWS: MODIFICATION OF ART. 16 -
FINANCIAL AUDITORS, BY REMOVING PARA. 1
3.23 MODIFICATION OF THE CONSTITUTIONAL ACT AS Mgmt No vote
FOLLOWS: MODIFICATION OF ART. 17 - BANK'S
BOOKS, BALANCE SHEET AND PROFIT
DISTRIBUTION - LET. A), AS FOLLOWS: THE
BANK SHALL KEEP ITS BOOKS IN LINE WITH THE
APPLICABLE LEGAL PROVISIONS
3.24 MODIFICATION OF THE CONSTITUTIONAL ACT AS Mgmt No vote
FOLLOWS: MODIFICATION OF ART. 17 - BANK'S
BOOKS, BALANCE SHEET AND PROFIT
DISTRIBUTION - LET. B) AS FOLLOWS: THE
COUNCIL OF ADMINISTRATION MUST MAKE
AVAILABLE TO THE SHAREHOLDERS INFORMATION
ABOUT THE SHAREHOLDING STRUCTURE, AS WELL
AS ABOUT THE DEBATES IN THE GENERAL
MEETINGS AND RELEASE, UPON REQUEST,
EXCERPTS OF SUCH DOCUMENTS, AT THE EXPENSE
OF THE SHAREHOLDERS
3.25 MODIFICATION OF THE CONSTITUTIONAL ACT AS Mgmt No vote
FOLLOWS: MODIFICATION OF ART. 17 - BANK'S
BOOKS, BALANCE SHEET AND PROFIT
DISTRIBUTION - LET. D) AS FOLLOWS: THE
COUNCIL OF ADMINISTRATION SHALL PREPARE AND
PRESENT TO THE FINANCIAL AUDITORS IN VIEW
OF THE PREPARATION OF THE REPORT TO THE
GENERAL MEETING, THE BALANCE SHEET OF THE
PREVIOUS FISCAL YEAR, THE PROFIT AND LOSS
ACCOUNT TOGETHER WITH THE REPORT AND ANY
OTHER UNDERLYING DOCUMENTS. THE BALANCE
SHEET AND THE PROFIT AND LOSS ACCOUNT SHALL
BE PREPARED IN ACCORDANCE WITH THE LAW
3.26 MODIFICATION OF THE CONSTITUTIONAL ACT AS Mgmt No vote
FOLLOWS: MODIFICATION OF ART. 17 - BANK'S
BOOKS, BALANCE SHEET AND PROFIT
DISTRIBUTION - LET. E) AS FOLLOWS: THE
FINANCIAL AUDITORS SHALL VERIFY IF THE
FINANCIAL STATEMENTS ARE PREPARED ACCORDING
TO THE ACCOUNTING REGULATIONS IN FORCE AND
SHALL PREPARE AN AUDIT REPORT SIGNED BY THE
PERSON WHO IS AUTHORIZED ACCORDING TO THE
LAW. THE ANNUAL FINANCIAL STATEMENTS,
TOGETHER WITH THE PROPOSED PROFIT
DISTRIBUTION AS WELL AS THE DIRECTORS'
REPORT FOR THE RELATED FINANCIAL EXERCISE
ARE SUBMITTED FOR APPROVAL TO THE GENERAL
SHAREHOLDERS MEETING. THE ANNUAL FINANCIAL
STATEMENTS, DULY APPROVED, TOGETHER WITH
THE DIRECTORS' REPORT AND THE AUDIT REPORT
SHALL BE PUBLISHED ACCORDING TO THE
LEGISLATION IN FORCE. THE GENERAL
SHAREHOLDERS' MEETING APPROVES THE AMOUNT
OF THE ANNUAL BONUSES CONTD
CONT CONTD THE REMUNERATION OF THE MEMBERS OF Non-Voting
THE COUNCIL OF ADMINISTRATION, OF THE
EXECUTIVE MANAGEMENT COMMITTEE AS WELL AS
THE AMOUNT AND THE PURPOSE OF THE RESERVE
FUND, THE SPECIAL RESERVES AND OTHER FUNDS
UNDER THE LAW
3.27 MODIFICATION OF THE CONSTITUTIONAL ACT AS Mgmt No vote
FOLLOWS: REMOVAL OF ART. 19 LET. B) -
PERSONNEL
3.28 MODIFICATION OF THE CONSTITUTIONAL ACT AS Mgmt No vote
FOLLOWS: MODIFICATION OF ART. 19 LET. C) -
PERSONNEL - AS FOLLOWS: THE MEMBERS OF THE
COUNCIL OF ADMINISTRATION, THE BANK'S
LEADERS AND ALL BANK EMPLOYEES,
IRRESPECTIVE OF THEIR POSITION, MUST
RESPECT THE LEGAL RULES IN FORCE, INCLUDING
THOSE ON KEEPING PROFESSIONAL SECRETS IN
THE BANKING FIELD
3.29 MODIFICATION OF THE CONSTITUTIONAL ACT AS Mgmt No vote
FOLLOWS: REMOVAL OF ART. 19 LET. D) -
PERSONNEL
3.30 MODIFICATION OF THE CONSTITUTIONAL ACT AS Mgmt No vote
FOLLOWS: REMOVAL OF ART. 20 - CIVIL
LIABILITY
3.31 MODIFICATION OF THE CONSTITUTIONAL ACT AS Mgmt No vote
FOLLOWS: REMOVAL OF ART. 25 - MISCELLANEOUS
4 APPROVAL OF THE DATE OF MAY 30, 2014 AS THE Mgmt No vote
REGISTRATION DATE (DEFINED AS THE DATE OF
IDENTIFICATION OF THE SHAREHOLDERS WHO ARE
TO BENEFIT FROM DIVIDENDS AND OTHER RIGHTS
UNDER THE GSM DECISIONS)
5 APPROVAL OF THE MANDATES FOR THE COUNCIL OF Mgmt No vote
ADMINISTRATION AND INDIVIDUALLY FOR EACH OF
ITS MEMBERS, IN ORDER TO CARRY OUT THE
DECISIONS OF THE EXTRAORDINARY GENERAL
SHAREHOLDERS MEETING
--------------------------------------------------------------------------------------------------------------------------
BANK MUSCAT SAOG, RUWI Agenda Number: 705000533
--------------------------------------------------------------------------------------------------------------------------
Security: M1681X107
Meeting Type: MIX
Meeting Date: 19-Mar-2014
Ticker:
ISIN: OM0000002796
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A.1 To consider and approve the report of the Mgmt For For
board of directors for the financial year
ended 31 December 2013
A.2 To consider and approve the report on Mgmt For For
corporate governance for the financial year
ended 31 December 2013
A.3 To consider the auditor's report and Mgmt For For
approve the balance sheet and profit and
loss accounts for the financial year ended
31 December 2013
A.4 To consider and approve the board of Mgmt For For
directors recommendation to distribute cash
dividend at the rate of 25 PCT of the
issued share capital of the bank, being 25
BAISA per share of 100 BAISA, for the
financial year ended 31 December 2013
A.5 To consider and ratify the sitting fees for Mgmt For For
the board of directors and its committees
meeting for the financial year ended 31
December 2013 and fix sitting fees for 2014
A.6 To consider and approve the board of Mgmt For For
directors remuneration of RO 134850 for the
financial year ended 31 December 2013
A.7 To consider a report on related party Mgmt For For
transactions for transactions concluded
during the financial year ended 31 December
2013
A.8 To consider and approve the board of Mgmt For For
directors recommendations to renew lease
agreements for three branch premises from
relate parties for 2015 to 2019 on yearly
renewable leases at the same rental amounts
in addition to any increase at the
applicable market rates, subject to the
requirements of the bank
A.9 To consider a report of sharia supervisory Mgmt For For
board of meethaq, the Islamic banking
window, for the financial year ended 31
December 2013
A.10 To appoint the statutory auditors and the Mgmt For For
external independent sharia auditors for
the financial year 2014 and fixing their
fees, subject to the applicable regulatory
approvals
E.1 To approve an increase in the amount of the Mgmt For For
euro medium term EMTN Programme, as
approved at the extraordinary general
meeting held by the bank on 6 Feb 2011,
from USD 800 million to USD 2 billion. The
EMTN Programme involves issuing negotiable
bonds in the international markets through
public subscription or private placement.
The bond issue made pursuant to the EMTN
program would be of different currencies,
in different amounts on different dates and
with varying terms of subscription. The
total amount of bonds outstanding following
the increase shall not exceed USD 2 billion
E.2 To authorize the board of directors of the Mgmt For For
bank, or such person or persons as the
board of directors may delegate from time
to time, to determine the amount, date and
terms of subscription of each issue,
provided that the total negotiable bonds
offered shall not exceed USD 2 billion.
Each bonds issue shall be available for
subscription on obtaining the required
approvals of the regulatory authorities
E.3 To approve the setting up of RO 500 Mgmt For For
million, or its equivalent in other
currencies, Meethaq Sukuk program for the
issuance of Sukuk by Meethaq in various
tranches in the Muscat securities market
and international markets through public
subscription or private placement. The
Sukuk tranches under Meethaq Sukuk program
would be of different amounts, currencies,
maturities, profit rates, issued on
different dates and with varying terms and
conditions of subscription. The total
amount of Sukuk issued under Meethaq Sukuk
program at any time shall not exceed RO 500
million, or its equivalent in other
currencies
E.4 To approve the setting up of SAR 1 billion Mgmt For For
KSA branch Sukuk program for the issuance
of Sukuk by KSA branch in various tranches
in the kingdom of Saudi Arabia through
public subscription or private placement.
The Sukuk tranches under KSA branch Sukuk
program would be of different amounts,
maturities, profit rates, issued on
different dates and with varying terms and
conditions of subscription. The total
amount of sukuk issued under KSA branch
Sukuk program at any time shall not exceed
SAR 1 billion
E.5 To authorize the board of directors of the Mgmt For For
bank, or such person or persons as
delegated from time to time, by the board
of directors to determine the amount, date
and terms of subscription of each issue,
provided that the total amount of Sukuk
issued shall not exceed RO 500 million
under Meethaq Sukuk program and SAR 1
billion under KSA branch Sukuk program.
Each issue of sukuk, whether under Meethaq
Sukuk program or KSA branch Sukuk program,
shall be available for subscription on
obtaining the requisite regulatory and
sharia approvals
E.6 To consider and approve the board of Mgmt For For
director's recommendation to issue
convertible bonds at the rate of 15pct per
share of the issued share capital of the
bank, being 15 bonds for each 100 shares
with a nominal value of 100 Baisa and issue
expense of 1 Baisa for each convertible
bond. The convertible bonds would carry a
coupon rate of 4.5PCT P.A. payable every
six months
CMMT 06 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO THE TEXT OF
RESOLUTION A.9. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BANK OF GEORGIA HOLDINGS PLC, LONDON Agenda Number: 705238269
--------------------------------------------------------------------------------------------------------------------------
Security: G08195102
Meeting Type: AGM
Meeting Date: 28-May-2014
Ticker:
ISIN: GB00B759CR16
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ANNUAL REPORT AND Mgmt For For
ACCOUNTS, TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND AUDITORS
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2013
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT FOR THE YEAR ENDED 31 DECEMBER 2013
4 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY FOR THE YEAR ENDED 31 DECEMBER 2013
5 TO RE-ELECT NEIL JANIN, THE CHAIRMAN Mgmt For For
6 TO RE-ELECT IRAKLI GILAURI, THE EXECUTIVE Mgmt For For
DIRECTOR
7 TO RE-ELECT DAVID MORRISON, A NON-EXECUTIVE Mgmt For For
DIRECTOR
8 TO RE-ELECT ALASDAIR BREACH, A Mgmt For For
NON-EXECUTIVE DIRECTOR
9 TO RE-ELECT KAHA KIKNAVELIDZE, A Mgmt For For
NON-EXECUTIVE DIRECTOR
10 TO ELECT KIM BRADLEY, AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
11 TO ELECT BOZIDAR DJELIC, AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
12 TO ELECT TAMAZ GEORGADZE, AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
13 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITOR Mgmt For For
TO THE COMPANY
14 TO AUTHORISE THE BOARD TO SET THE AUDITOR'S Mgmt For For
FEES
15 TO AUTHORISE POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
16 AUTHORITY TO ALLOT SECURITIES Mgmt For For
17 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
18 AUTHORITY FOR THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
19 THAT THE DIRECTORS BE AUTHORISED TO CALL Mgmt For For
GENERAL MEETINGS (OTHER THAN AN ANNUAL
GENERAL MEETING) ON NOT LESS THAN 14 CLEAR
DAYS' NOTICE
CMMT 01 MAY 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO TEXT OF
RESOLUTION 7. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CABLE & WIRELESS COMMUNICATIONS PLC, LONDON Agenda Number: 704624407
--------------------------------------------------------------------------------------------------------------------------
Security: G1839G102
Meeting Type: AGM
Meeting Date: 25-Jul-2013
Ticker:
ISIN: GB00B5KKT968
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Report and Accounts Mgmt For For
2 To approve the Remuneration Report Mgmt For For
3 To re-elect Sir Richard Lapthorne CBE Mgmt For For
4 To re-elect Simon Ball Mgmt For For
5 To re-elect Nick Cooper Mgmt For For
6 To re-elect Mark Hamlin Mgmt For For
7 To re-elect Tim Pennington Mgmt For For
8 To re-elect Alison Platt Mgmt For For
9 To re-elect Tony Rice Mgmt For For
10 To re-elect Ian Tyler Mgmt For For
11 To appoint the Auditor Mgmt For For
12 To authorise the Directors to set the Mgmt For For
remuneration of the Auditor
13 To declare a final dividend Mgmt For For
14 To give authority to allot shares Mgmt For For
15 To disapply pre-emption rights Mgmt For For
16 To authorise the purchase of its own shares Mgmt For For
by the Company
17 To authorise the Company to call a general Mgmt For For
meeting of shareholders on not less than 14
clear days notice
--------------------------------------------------------------------------------------------------------------------------
CABLE & WIRELESS COMMUNICATIONS PLC, LONDON Agenda Number: 705232419
--------------------------------------------------------------------------------------------------------------------------
Security: G1839G102
Meeting Type: OGM
Meeting Date: 15-May-2014
Ticker:
ISIN: GB00B5KKT968
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT: THE DISPOSAL BY THE COMPANY OF ITS Mgmt For For
100% SHAREHOLDING IN CMC (THE "DISPOSAL"),
AS DESCRIBED IN THE CIRCULAR TO
SHAREHOLDERS DATED 25 APRIL 2014 OF WHICH
THIS NOTICE FORMS PART (THE "CIRCULAR") AS
A CLASS 1 TRANSACTION ON THE TERMS AND
SUBJECT TO THE CONDITIONS OF A DISPOSAL
AGREEMENT DATED 25 APRIL 2014 BETWEEN SABLE
HOLDING LIMITED AND GP HOLDING SAS IS
HEREBY APPROVED FOR THE PURPOSES OF CHAPTER
10 OF THE LISTING RULES OF THE FINANCIAL
CONDUCT AUTHORITY AND THAT EACH AND ANY OF
THE DIRECTORS OF THE COMPANY BE AND ARE
HEREBY AUTHORISED TO CONCLUDE AND IMPLEMENT
THE DISPOSAL IN ACCORDANCE WITH SUCH TERMS
AND CONDITIONS AND CONTD
CONT CONTD TO MAKE SUCH NON-MATERIAL Non-Voting
MODIFICATIONS, VARIATIONS, WAIVERS AND
EXTENSIONS OF ANY OF THE TERMS OF THE
DISPOSAL AND OF ANY DOCUMENTS AND
ARRANGEMENTS CONNECTED WITH THE DISPOSAL AS
HE OR SHE THINKS NECESSARY OR DESIRABLE
--------------------------------------------------------------------------------------------------------------------------
CFR PHARMACEUTICALS SA, SANTIAGO Agenda Number: 705113873
--------------------------------------------------------------------------------------------------------------------------
Security: P2388K106
Meeting Type: EGM
Meeting Date: 22-Apr-2014
Ticker:
ISIN: CL0001762831
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO DECIDE ABOUT THE CAPITAL INCREASE Mgmt Against Against
APPROVED IN SPECIAL STOCKHOLDERS MEETING
HELD ON JULY 22, 2013, AND ITS
MODIFICATIONS DATED OCTOBER 21, 2013, AND
JANUARY 10, 2014, IN ORDER TO EVALUATE ITS
CONVENIENCE AND, OR REDUCING ITS AMOUNT AND
NUMBER OF SHARES IN WHICH IT IS DIVIDED
2 TO MODIFY OR RATIFY THE PARAMETERS AGREED Mgmt Against Against
BY THE SPECIAL STOCKHOLDERS MEETING HELD ON
JANUARY 10, 2014, IN RESPECT OF THE
DELEGATION MADE IN THE BOARD OF DIRECTORS
FOR THE PRICING, THE FORM, TIME AND
PROCEDURE OF ALLOCATION OF THE SHARES TO BE
ISSUED CHARGEABLE TO THE CAPITAL INCREASE
FOR THE PERIOD OF PREFERRED OPTION
3 TO MAKE ALL MODIFICATIONS REQUIRED BY THE Mgmt Against Against
SUPERINTENDENCE OF SECURITIES AND INSURANCE
TO THE SPECIAL STOCKHOLDERS MEETING HELD ON
JULY 22, 2013 AND ITS MODIFICATIONS DATED
OCTOBER 21, 2013 AND JANUARY 10, 2014, IN
ORDER TO REGISTER THE CASH SHARES OF THE
CAPITAL INCREASE AGREED IN THE
AFOREMENTIONED STOCKHOLDERS MEETING
4 IF AFOREMENTIONED MATTERS ARE APPROVED, Mgmt Against Against
THEN TO MODIFY THE ARTICLES OF THE BY LAWS
WHENEVER NECESSARY TO IMPLEMENT THE
AGREEMENTS TO BE ADOPTED, THUS, TO THIS
EFFECT, TO MODIFY, ADJUST, REPLACE AND, OR
ADD THE PERMANENT AND PROVISIONAL ARTICLES
THAT ARE APPROPRIATE
5 TO ADOPT ALL OTHER AGREEMENTS REQUIRED TO Mgmt Against Against
CARRY OUT THE DECISIONS AND REFORM OF BY
LAWS AGREED BY THE MEETING
--------------------------------------------------------------------------------------------------------------------------
CFR PHARMACEUTICALS SA, SANTIAGO Agenda Number: 705058433
--------------------------------------------------------------------------------------------------------------------------
Security: P2388K106
Meeting Type: OGM
Meeting Date: 22-Apr-2014
Ticker:
ISIN: CL0001762831
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of annual report, general balance Mgmt For For
sheet, financial statements and report of
external auditors for the period ended
December 31, 2013
2 Appropriation of profits of the period Mgmt For For
ended December 31, 2013 and allocation of
dividends
3 Determination of the policy of dividends Mgmt For For
for the period 2014
4 Expenses incurred by the board of directors Mgmt Abstain Against
during the period 2013, as provided in
article 39 of the law 18.046 regarding
stock companies
5 Election of members of the board of Mgmt Against Against
directors
6 Determination of remunerations of the board Mgmt For For
of directors for year 2014
7 Determination of the remuneration and Mgmt For For
budget for the committee of directors for
the period 2014
8 Appointment of external auditors for the Mgmt For For
period 2014
9 Report of operations with related parties Mgmt Abstain Against
10 Appointment of rating agencies Mgmt For For
11 Determination of the newspaper for Mgmt For For
publications
12 Other matters of the competence of the Mgmt Against Against
regular stockholders meeting that legally
proceed
CMMT 14-APR-2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
14-APR-2014 TO 15-APR-2014 AND CHANGE IN
MEETING TIME FROM 12:30 HRS TO 11:00 HRS.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
COMPANIA DE MINAS BUENAVENTURA S.A. Agenda Number: 933940377
--------------------------------------------------------------------------------------------------------------------------
Security: 204448104
Meeting Type: Annual
Meeting Date: 27-Mar-2014
Ticker: BVN
ISIN: US2044481040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ANNUAL REPORT AS OF Mgmt For
DECEMBER, 31, 2013. A PRELIMINARY SPANISH
VERSION OF THE ANNUAL REPORT WILL BE
AVAILABLE IN THE COMPANY'S WEB SITE
HTTP://WWW.BUENAVENTURA.COM/IR/.
2. TO APPROVE THE FINANCIAL STATEMENTS AS OF Mgmt For
DECEMBER, 31, 2013, WHICH WERE PUBLICLY
REPORTED AND ARE IN OUR WEB SITE
HTTP://WWW.BUENAVENTURA.COM/IR/.
3. TO APPOINT ERNST AND YOUNG (MEDINA, Mgmt For
ZALDIVAR, PAREDES Y ASOCIADOS) AS EXTERNAL
AUDITORS FOR FISCAL YEAR 2014.
4. RATIFICATION OF THE DIVIDEND POLICY Mgmt For
AMENDMENT, WHICH HAS BEEN APPROVED BY THE
BOARD OF DIRECTORS.
5. TO APPROVE THE PAYMENT OF A CASH DIVIDEND Mgmt For
OF 1.1 CENTS (US$) PER SHARE OR ADS
ACCORDING TO THE COMPANY'S DIVIDEND POLICY.
6. ELECTION OF THE MEMBERS OF THE BOARD FOR Mgmt For
THE PERIOD 2014-2016: MR. ROQUE BENAVIDES,
MR CARLOS-DEL-SOLAR, MR. IGOR GONZALES, MR.
JOSE MIGUEL MORALES, MR. FELIPE
ORTIZ-DE-ZEVALLOS, MR. TIMOTHY SNIDER, MR.
GERMAN SUAREZ
--------------------------------------------------------------------------------------------------------------------------
CREDICORP LTD. Agenda Number: 933931405
--------------------------------------------------------------------------------------------------------------------------
Security: G2519Y108
Meeting Type: Annual
Meeting Date: 31-Mar-2014
Ticker: BAP
ISIN: BMG2519Y1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO CONSIDER AND APPROVE THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF
CREDICORP AND ITS SUBSIDIARIES FOR THE
FINANCIAL YEAR ENDED DECEMBER 31, 2013
INCLUDING THE REPORT THEREON OF CREDICORP'S
INDEPENDENT EXTERNAL AUDITORS.
2.1 ELECTION OF DIRECTOR: DIONISIO ROMERO Mgmt For For
PAOLETTI
2.2 ELECTION OF DIRECTOR: RAIMUNDO MORALES Mgmt For For
DASSO
2.3 ELECTION OF DIRECTOR: FERNANDO FORT MARIE Mgmt For For
2.4 ELECTION OF DIRECTOR: REYNALDO A. LLOSA Mgmt For For
BARBER
2.5 ELECTION OF DIRECTOR: JUAN CARLOS VERME Mgmt For For
GIANNONI
2.6 ELECTION OF DIRECTOR: LUIS ENRIQUE YARUR Mgmt For For
REY
2.7 ELECTION OF DIRECTOR: BENEDICTO CIGUENAS Mgmt For For
GUEVARA
2.8 ELECTION OF DIRECTOR: MARTIN PEREZ Mgmt For For
MONTEVERDE
3. APPROVAL OF REMUNERATION OF DIRECTORS. (SEE Mgmt For For
APPENDIX 2)
4. TO APPOINT INDEPENDENT EXTERNAL AUDITORS OF Mgmt For For
CREDICORP TO PERFORM SUCH SERVICES FOR THE
FINANCIAL YEAR 2014 AND TO DEFINE THE FEES
FOR SUCH AUDIT SERVICES. (SEE APPENDIX 3)
--------------------------------------------------------------------------------------------------------------------------
DELTA CORPORATION LTD Agenda Number: 704641415
--------------------------------------------------------------------------------------------------------------------------
Security: V27716105
Meeting Type: AGM
Meeting Date: 24-Jul-2013
Ticker:
ISIN: ZW0009011199
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 Statutory financial statements Mgmt For For
O.2.1 To re-elect Director: M J Bowman Mgmt For For
O.2.2 To re-elect Director: C F Dube Mgmt For For
O.2.3 To re-elect Director: Professor H C Sadza Mgmt For For
O.2.4 To re-elect Director: Mr J A Kirby Mgmt For For
O.3 Directors Fees: to approve the directors' Mgmt For For
fees for the financial year ended 31 March
2013
O.4 To appoint Auditors for the current year Mgmt For For
and to approve their remuneration for the
year past
S.1 Share buy back Mgmt For For
S.2 Amendments to the articles of association Mgmt For For
O.3 Authorization of loans to executive Mgmt Against Against
directors
--------------------------------------------------------------------------------------------------------------------------
DHG PHARMACEUTICAL JOINT STOCK COMPANY Agenda Number: 705162814
--------------------------------------------------------------------------------------------------------------------------
Security: Y3114U103
Meeting Type: AGM
Meeting Date: 28-Apr-2014
Ticker:
ISIN: VN000000DHG0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 303823 DUE TO UPDATED AGENDA.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
CMMT MOST VIETNAM LISTED COMPANIES WILL ACCEPT Non-Voting
VOTING ACCOMPANIED BY A GENERIC POWER OF
ATTORNEY (POA) DOCUMENT AS PREPARED IN
ADVANCE BY THE LOCAL MARKET SUBCUSTODIAN
BANK THROUGH WHICH YOUR SHARES SETTLE.
HOWEVER, CERTAIN ISSUERS MAY REQUIRE AN
ISSUER-SPECIFIC POA SIGNED BY THE VOTING
CLIENT. UPON RECEIPT OF AN ISSUER-SPECIFIC
POA TEMPLATE FROM THE LOCAL MARKET
SUBCUSTODIAN, BROADRIDGE WILL PROVIDE THIS
TO YOU FOR YOUR COMPLETION AND SUBMISSION
1 APPROVAL OF BOD REPORT ON BUSINESS AND Mgmt No vote
INVESTMENT SITUATION FOR TERM 2009 2013,
ACTIVITY REPORT OF BOS FOR TERM 2009 2013
AND PLAN FOR 2014 2018, CONSOLIDATED
FINANCIAL STATEMENT IN 2013 AUDITED BY
PRICEWATERHOUSECOOPERS VIETNAM COMPANY
LIMITED
2 APPROVAL OF STRATEGY ORIENTATION, BUSINESS Mgmt No vote
AND INVESTMENT PLAN IN 2014 2018
3 APPROVAL OF SHARES ISSUANCE PLAN TO Mgmt No vote
INCREASE CONTRIBUTED CAPITAL FROM OWNERS
CAPITAL SOURCE WITH RATIO 3:1
4 APPROVAL OF PROFIT DISTRIBUTION REPORT, Mgmt No vote
REMUNERATION, REWARD FOR BOD, BOS,
COLLABORATORS, BOM AND KEY STAFF IN 2013
5 APPROVAL OF PROFIT DISTRIBUTION PLAN IN Mgmt No vote
2014
6 APPROVAL OF AMENDMENT AND SUPPLEMENTATION Mgmt No vote
IN THE COMPANY CHARTER
7 AUTHORIZATION FOR BOD AND BOS TO SELECT Mgmt No vote
INDEPENDENT AUDITOR FOR 2014 FINANCIAL
REPORT
8 APPROVAL OF THE TOTAL NUMBER OF BOD MEMBERS Mgmt No vote
TO BE 7 MEMBERS, AND THE TOTAL NUMBER OF
BOS MEMBERS TO BE 3 MEMBERS FOR TERM 2014
2018
9 ELECTION OF SEVEN BOD MEMBERS AND THREE BOS Mgmt No vote
MEMBERS
10 APPROVAL FOR BOD TO APPOINT THE GENERAL Mgmt No vote
DIRECTOR OF THE COMPANY FOR TERM 2014 2018
WITH EFFECTIVE DATE 01 JUL 2014
11 ANY OTHER ISSUES WITHIN THE JURISDICTION OF Mgmt No vote
THE AGM
--------------------------------------------------------------------------------------------------------------------------
DONG PHU RUBBER JOINT STOCK COMPANY Agenda Number: 704896868
--------------------------------------------------------------------------------------------------------------------------
Security: Y2098F108
Meeting Type: OTH
Meeting Date: 06-Jan-2014
Ticker:
ISIN: VN000000DPR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MOST VIETNAM LISTED COMPANIES WILL ACCEPT Non-Voting
VOTING ACCOMPANIED BY A GENERIC POWER OF
ATTORNEY (POA) DOCUMENT AS PREPARED IN
ADVANCE BY THE LOCAL MARKET SUBCUSTODIAN
BANK THROUGH WHICH YOUR SHARES SETTLE.
HOWEVER, CERTAIN ISSUERS MAY REQUIRE AN
ISSUER-SPECIFIC POA SIGNED BY THE VOTING
CLIENT. UPON RECEIPT OF AN ISSUER-SPECIFIC
POA TEMPLATE FROM THE LOCAL MARKET
SUBCUSTODIAN, BROADRIDGE WILL PROVIDE THIS
TO YOU FOR YOUR COMPLETION AND SUBMISSION.
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. THANK YOU.
1 Approval of adjustment of plan targets in Mgmt For For
2013 as below: exploit volume: 15,080 tons;
purchased volume: 3,000 tons; consumption
output: 18,000 tons; average selling price:
VND 52 million per ton. Profit before tax:
VND 320,000 million including: profit from
rubber business: VND 218,000 million.
Profit from sale of rubber wood: VND 74,000
million. Profit from financial activity:
VND 28,000 million. Average income: VND 6,4
million per person per month. cash
dividend: VND 3,000 per share
--------------------------------------------------------------------------------------------------------------------------
DRAGON OIL PLC, DUBLIN Agenda Number: 705061389
--------------------------------------------------------------------------------------------------------------------------
Security: G2828W132
Meeting Type: AGM
Meeting Date: 23-Apr-2014
Ticker:
ISIN: IE0000590798
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Financial Statements for the Mgmt For For
year ended 31 December 2013
2 To declare a dividend Mgmt For For
3.a To re-elect Mohammed Al Ghurair as a Mgmt Abstain Against
Director
3.b To re-elect Abdul Jaleel Al Khalifa as a Mgmt For For
Director
3.c To re-elect Thor Haugnaess as a Director Mgmt For For
3.d To re-elect Ahmad Sharaf as a Director Mgmt For For
3.e To re-elect Ahmad Al Muhairbi as a Director Mgmt For For
3.f To re-elect Saeed Al Mazrooei as a Director Mgmt For For
3.g To elect Justin Crowley as a Director Mgmt For For
4 To approve the Directors' Remuneration Mgmt Against Against
Policy
5 To receive the Directors' Remuneration Mgmt Against Against
Report for the year ended 31 December 2013
6 To authorise the Directors to fix the Mgmt For For
Auditors' remuneration
7 To authorise general meetings outside the Mgmt For For
Republic of Ireland
8 To authorise the calling of general Mgmt For For
meetings on not less than 14 days' notice
9 To authorise the Directors to allot Mgmt For For
relevant securities
10 To disapply statutory pre-emption rights Mgmt For For
11 To authorise the repurchase of the Mgmt For For
Company's shares
12 To approve the adoption of the 2014 Mgmt Against Against
Long-Term Incentive Plan
--------------------------------------------------------------------------------------------------------------------------
EAST AFRICAN BREWERIES LTD Agenda Number: 704765594
--------------------------------------------------------------------------------------------------------------------------
Security: V3146X102
Meeting Type: AGM
Meeting Date: 31-Oct-2013
Ticker:
ISIN: KE0000000216
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive, consider and if approved adopt Mgmt For For
the company's audited financial statements
for the year ended 30 June 2013, together
with the reports of the chairman ,Directors
and Auditors thereon
2 To confirm the interim dividend of Mgmt For For
KShs.1.50 per ordinary share paid on 12
April 2013 and to declare a final dividend
of KShs 4.00 per ordinary share payable,
net of withholding Tax, on or about the 1
November 2013 to Shareholders on the
Register at the close of business on 30
September 2013
3.i To elect Director: Mr. C. Ireland retires Mgmt For For
and being eligible ,offers himself for
re-election in accordance with Article 108
of the Articles of Association
3.ii To elect Director: Mrs. J.W Karuku retires Mgmt For For
and being eligible ,offers himself for
re-election in accordance with Article 108
of the Articles of Association
3.iii To elect Director: Mr. C. Muchene retires Mgmt For For
by rotation and being eligible ,offers
himself for re-election in accordance with
Article 109 of the Articles of Association
3.iv To elect Director: Mr. A Shonubi retires by Mgmt For For
rotation and being eligible ,offers himself
for re-election in accordance with Article
109 of the Articles of Association
3.v To elect Director: Mr. E. Mwaniki retires Mgmt For For
by rotation and being eligible ,offers
himself for re-election in accordance with
Article 109 of the Articles of Association
4 To approve an increase in the Directors Mgmt Against Against
fees to a total of KShs. 10,981,269 for
all Non-Executive Directors together
5 To note that Messrs KPMG continues in Mgmt For For
office as the auditor under Section 159(2)
of the Companies Act and to Authorise the
Directors to fix their remuneration
6 That the Articles of Association of the Mgmt Against Against
company be amended as follows: Articles 2,
38, 39, 40, 41, 157, 168 and
169,Re-numbering: to re-number the
remaining Articles and paragraphs of the
Articles of Association accordingly
CMMT 10 OCT 2013: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 2. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
EASTERN COMPANY, CAIRO Agenda Number: 704741885
--------------------------------------------------------------------------------------------------------------------------
Security: M2932V106
Meeting Type: OGM
Meeting Date: 08-Oct-2013
Ticker:
ISIN: EGS37091C013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 Look into the BoD report regarding the Mgmt For For
company activity on the fiscal year 2012
2013
2 Look into the internal auditors report and Mgmt For For
the performance evaluation report from the
CAA and the company reply
3 Look into credence the financial statement Mgmt For For
and the closing balances for the FY ended
30.06.2013
4 Look into release the BoD from their Mgmt For For
responsibilities for the FY ended on
30.06.2013
5 Look into approve the periodical premium Mgmt For For
for the employees on 01.07.2013
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN MEETING TYPE FROM AGM TO OGM. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
EASTERN COMPANY, CAIRO Agenda Number: 705091205
--------------------------------------------------------------------------------------------------------------------------
Security: M2932V106
Meeting Type: OGM
Meeting Date: 13-Apr-2014
Ticker:
ISIN: EGS37091C013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 Look into credence the budget planning for Mgmt For For
the fiscal year 2014-2015
--------------------------------------------------------------------------------------------------------------------------
ECOBANK TRANSNATIONAL INCORPORATED, LOME Agenda Number: 704965853
--------------------------------------------------------------------------------------------------------------------------
Security: V00005104
Meeting Type: EGM
Meeting Date: 03-Mar-2014
Ticker:
ISIN: TG0000000132
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 17 FEB 2014: PLEASE NOTE THAT THIS IS AN Non-Voting
AMENDMENT TO MEETING ID 280450 DUE TO
CHANGE IN SEQUENCE OF RESOLUTIONS AND
SPLITTING OF RESOLUTIONS 3 AND 4. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_192623.PDF
1 Adoption of Governance Action Plan Mgmt For For
2 Adoption of resolution on capital raising Mgmt For For
3.a Amendment of Company s Articles of Mgmt For For
Association: Article 8 (12)
3.b Amendment of Company s Articles of Mgmt For For
Association: Article 23 (1)
3.c Amendment of Company s Articles of Mgmt For For
Association: Article 26(2)
3.d Amendment of Company s Articles of Mgmt For For
Association: Article 29(3)
4.a Reconstitution of the Board of Directors: Mgmt For For
Termination of current mandates and
election of the Interim Board: In order to
facilitate the implementation of corporate
governance changes recommended by the
Nigerian Securities and Exchange
Commission, the Extraordinary General
Meeting hereby resolves that the term of
office of all the current Directors shall,
and is hereby terminated with immediate
effect. The Extraordinary General Meeting
further resolves that the following persons
shall, and are hereby, elected as Directors
of the Company: Asset Management
Corporation of Nigeria (represented by Mr.
Hewett Benson), Ecowas Bank for Investment
and Development (represented by Mamman
Bashir Ifo), International Finance
Corporation (represented by Mr.Assaad
Jabre), Public Investment Corporation
(represented by Dr. Daniel Mmushi Matjila),
Mr. Andre Siaka and Mr. Thierry Tanoh; so
that such persons shall constitute an
interim Board of Directors
4.b Reconstitution of the Board of Directors: Mgmt Against Against
Election of Kwasi Boatin as member of the
Interim Board
CMMT 17 FEB 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO THE TEXT OF
COMMENT AND RESOLUTIONS 3.A AND 3.D. IF YOU
HAVE ALREADY SENT IN YOUR VOTES FOR MID:
282634 PLEASE DO NOT REVOTE ON THIS MEETING
UNLESS YOU DECIDE TO AMEND YOUR
INSTRUCTIONS.
--------------------------------------------------------------------------------------------------------------------------
ECOBANK TRANSNATIONAL INCORPORATED, LOME Agenda Number: 705411661
--------------------------------------------------------------------------------------------------------------------------
Security: V00005104
Meeting Type: MIX
Meeting Date: 30-Jun-2014
Ticker:
ISIN: TG0000000132
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 351591 DUE TO SPLITTING OF
RESOLUTION 6. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
O.1 APPROVAL OF ACCOUNTS Mgmt For For
O.2 RETIREMENT OF DIRECTORS Mgmt For For
O.3.a ELECTION OF DIRECTOR: ADESEGUN AKINJUWON Mgmt For For
AKIN-OLUGBADE
O.3.b ELECTION OF DIRECTOR: ANDRE BAYALA Mgmt For For
O.3.c ELECTION OF DIRECTOR: EMMANUEL IKAZOBOH Mgmt For For
O.3.d ELECTION OF DIRECTOR: TEI MANTE Mgmt For For
O.3.e ELECTION OF DIRECTOR: KADITA TSHIBAKA Mgmt For For
REPRESENTING IFC
O.4 RATIFICATION OF THE CO-OPTION OF A Mgmt For For
DIRECTOR: HEWETT BENSON REPRESENTING AMCON
O.5 RE-APPOINTMENT OF THE JOINT AUDITORS: Mgmt For For
PRICEWATERHOUSECOOPERS ABIDJAN, COTE
D'IVOIRE, AND PRICEWATERHOUSECOOPERS LAGOS,
NIGERIA
E.6.a AMENDMENT OF ARTICLE: ARTICLE 1 Mgmt For For
E.6.b AMENDMENT OF ARTICLE: ARTICLE 37 Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
ECONET WIRELESS ZIMBABWE LIMITED Agenda Number: 704670428
--------------------------------------------------------------------------------------------------------------------------
Security: V3200C101
Meeting Type: AGM
Meeting Date: 17-Sep-2013
Ticker:
ISIN: ZW0009012122
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 219906 DUE TO POSTPONEMENT OF
THE MEETING DATE FROM 30 JUL 2013 TO 17 SEP
2013. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
1 Financial statements to receive and adopt Mgmt For For
the financial statements for the year ended
28 February 2013, together with the reports
of directors and auditors thereon
2.1 In accordance with article 81 of the Mgmt For For
company's articles of association Mr C
Fitzgerald, Mrs B Mtetwa and Mr KV Chirairo
retire by rotation at the AGM and being
eligible, offer themselves for re-election
2.2 The following have been appointed as Mgmt For For
directors of the company and they retire at
the forthcoming AGM. Being eligible they
offer themselves for re-election: Mr G
Gomwe, Mrs S Shereni and Mr M Edge
3 Directors' remuneration to approve the fees Mgmt For For
paid to the directors for the year ended 28
February 2013
4.1 To approve the auditors' remuneration for Mgmt For For
the previous year
4.2 To consider re-appointing Messrs Ernst and Mgmt For For
Young Chartered Accounts Zimbabwe as
auditors for the current year
5 To consider and if thought fit, to adopt, Mgmt For For
with or without amendments that the company
may undertake to purchase its own shares
which shall not exceed 10 percent of the
company's issued ordinary share capital.
That this authority shall expire at the
next AGM and shall not extend beyond 15
months from the date of this resolution
--------------------------------------------------------------------------------------------------------------------------
EGYPTIAN INTERNATIONAL PHARMACEUTICAL INDUSTRIE S Agenda Number: 705038366
--------------------------------------------------------------------------------------------------------------------------
Security: M3391Y102
Meeting Type: OGM
Meeting Date: 29-Mar-2014
Ticker:
ISIN: EGS38081C013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 Discussing the BoD report for the company's Mgmt For For
activities and financial position for the
fiscal year 31.12.2013
2 Discussing the financial auditor report Mgmt For For
regarding the budget and financial
statements for the fiscal year ending
31.12.2013
3 Approving the company's financial position Mgmt For For
for the fiscal year ended 31.12.2013 and
financial statements for the fiscal year
ended 31.12.2013
4 Approving the BoD suggested profit Mgmt For For
distribution for the year ending 31.12.2012
5 Discharging the BoD responsibilities for Mgmt For For
the fiscal year 31.12.2013
6 Determining the allowances paid to the BoD Mgmt For For
during 2014
7 Rehiring a company's financial auditor and Mgmt For For
determining his fees for the fiscal year
31.12.2014
8 Authorizing the BoD to give donations with Mgmt Against Against
an amount exceeding 1000 EGP
--------------------------------------------------------------------------------------------------------------------------
EQUITY BANK LTD, NAIROBI Agenda Number: 705030459
--------------------------------------------------------------------------------------------------------------------------
Security: V3254M104
Meeting Type: AGM
Meeting Date: 26-Mar-2014
Ticker:
ISIN: KE0000000554
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 The Company Secretary to read the notice Mgmt For For
convening the meeting
2 To receive, consider and if thought fit, Mgmt For For
adopt the Annual Report and Audited
Financial Statements for the year ended
31st December 2013 together with the
Chairman's, Directors' and Auditors'
reports thereon
3 To approve a first and final dividend for Mgmt For For
the year ended 31st December 2013 of KES
1.50/- per ordinary share of KES 0.50 cents
each, subject to withholding tax, where
applicable
4.a Mr. Peter Kahara Munga, a director retires Mgmt For For
by rotation in accordance with Article 100
of the Company's Articles of Association,
and having attained the age of seventy
years on 5th May 2013 further retires in
terms of section 186 (2) of the Companies
Act (Cap 486 of the Laws of Kenya) and
being eligible, by virtue of a special
notice given under section 186 (5), offers
himself for re-election as a director
4.b Mr. Shem Migot-Adholla, a director retires Mgmt For For
by rotation in accordance with Article 100
of the Company's Articles of Association,
and having attained the age of seventy
years on 14th June 2012 further retires in
terms of section 186 (2) of the Companies
Act (Cap 486 of the Laws of Kenya) and
being eligible, by virtue of a special
notice given under section 186 (5), offers
himself for re-election as a director
4.c Mr. Ernest Nzovu, a director retires by Mgmt Abstain Against
rotation in accordance with Article 100 of
the Company's Articles of Association, and
having attained the age of seventy years on
27th September 2013 further retires in
terms of section 186 (2) of the Companies
Act (Cap 486 of the Laws of Kenya) and does
not offer himself for re-election as a
director
5 To approve the remuneration of the Mgmt For For
directors for the year ending 31st December
2014
6 To note that the auditors Messrs Ernst & Mgmt For For
Young, being eligible and having expressed
their willingness, will continue in office
in accordance with section 159 of the
Companies Act (Cap 486) and to authorize
the directors to fix their remuneration
7 To ratify the acquisition of Francis Thuo & Mgmt For For
Partners Limited by Equity Investment Bank
Limited, a wholly owned subsidiary of
Equity Investment Services Limited, which
in turn is a wholly owned subsidiary of
Equity Bank Limited in fulfillment of the
requirement of Regulation G.06 (a) of the
Fifth Schedule to the Capital Markets
(Securities) (Public Offers, Listing and
Disclosures) Regulations 2002 ("Disclosure
Regulations")
8 Any other business of which notice will Mgmt Against Against
have been duly received
--------------------------------------------------------------------------------------------------------------------------
EXPLORATION PRODUCTION KAZMUNAYGAS JSC, ASTANA Agenda Number: 704705156
--------------------------------------------------------------------------------------------------------------------------
Security: 48666V204
Meeting Type: EGM
Meeting Date: 22-Oct-2013
Ticker:
ISIN: US48666V2043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 225655 DUE TO POSTPONEMENT OF
MEETING DATE FROM 03 SEP TO 22 OCT 2013 AND
CHANGE IN RECORD DATE FROM 05 AUG TO 23 SEP
2013 AND ADDITION OF RESOLUTION. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 23 OCT 2013. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 Election of members of Company's Board of Mgmt Against Against
Directors
2 Amount and terms of compensations for the Mgmt For For
members of Company's Board of Directors
--------------------------------------------------------------------------------------------------------------------------
FAUJI FERTILIZER CO LTD Agenda Number: 704678537
--------------------------------------------------------------------------------------------------------------------------
Security: Y24695101
Meeting Type: EGM
Meeting Date: 21-Aug-2013
Ticker:
ISIN: PK0053401011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Confirmation of the minutes of 35th annual Mgmt For For
general meeting held on March 07, 2013
2 To consider and if deemed fit, approve Mgmt For For
investment in Askari Bank Limited (AKBL) by
way of subscription of right issue and pass
the following special resolution under
section 208 of the companies ordinance,
1984 subject to any amendment as may be
approved by the shareholders: Resolved that
investment in Askari Bank Limited not
exceeding Rs. 1,929,499,450 in total by way
of subscription of 55 percent right issue
of shares at par value of Rs. 10 per share
be and is hereby approved. Further resolved
that the chief executive and managing
director and the company secretary be and
are hereby authorized either singly or
jointly to take all necessary steps and
complete any or all requisite corporate and
legal formalities in this respect
3 To consider any other business as may be Mgmt Against Against
placed before the meeting with the
permission of the chair
--------------------------------------------------------------------------------------------------------------------------
FAUJI FERTILIZER CO LTD Agenda Number: 704976793
--------------------------------------------------------------------------------------------------------------------------
Security: Y24695101
Meeting Type: AGM
Meeting Date: 14-Mar-2014
Ticker:
ISIN: PK0053401011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Confirmation of the minutes of Mgmt For For
Extraordinary General Meeting held on
August 21, 2013
2 Consideration, approval and adoption of Mgmt For For
annual audited accounts and the
consolidated audited accounts of FFC and
its subsidiaries along with Directors' and
Auditors' Reports thereon for the year
ended December 31, 2013
3 Appointment of Auditors for the year 2014 Mgmt Against Against
and to fix their remuneration
4 Approval of Final Dividend for the year Mgmt For For
ended December 31, 2013 as recommended by
the Board of Directors
5 Transact any other business with the Mgmt Against Against
permission of the Chair
CMMT 26 FEB 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF ACTUAL RECORD
DATE. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
FBN HOLDINGS PLC, LAGOS Agenda Number: 705254477
--------------------------------------------------------------------------------------------------------------------------
Security: V342A5109
Meeting Type: AGM
Meeting Date: 22-May-2014
Ticker:
ISIN: NGFBNH000009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 328882 DUE TO NON-SPLIT OF
RESOLUTION 3. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 TO RECEIVE THE AUDITED ACCOUNTS FOR THE Mgmt For For
YEAR ENDED DECEMBER 31 2013 TOGETHER WITH
THE REPORTS OF THE DIRECTORS AUDITORS AND
AUDIT COMMITTEE THEREON
2 TO DECLARE A DIVIDEND Mgmt For For
3 TO RE-ELECT RETIRING DIRECTORS PURSUANT TO Mgmt For For
SECTION 256 OF THE COMPANIES ALLIED MATTERS
ACT SPECIAL NOTICE IS HEREBY GIVEN THAT LT
GEN GARBA DUBA RTD AND DR OBA A OTUDEKO CFR
WHO ARE ELIGIBLE FOR RE-ELECTION ARE OVER
70 YEARS OLD
4 TO APPROVE THE REMUNERATION OF DIRECTORS Mgmt For For
5 TO APPOINT PWC AS A SINGLE AUDITOR Mgmt For For
6 TO AUTHORIZE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS
7 TO ELECT MEMBERS OF THE AUDIT COMMITTEE Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FERREXPO PLC, LONDON Agenda Number: 705089440
--------------------------------------------------------------------------------------------------------------------------
Security: G3435Y107
Meeting Type: AGM
Meeting Date: 22-May-2014
Ticker:
ISIN: GB00B1XH2C03
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the accounts and reports of the Mgmt For For
Directors and the auditors for the year
ended 31 December 2013
2 To approve the Directors' Remuneration Mgmt For For
Report for the year ended 31 December 2013
(other than the part containing the
Directors' remuneration policy)
3 To approve the Directors' remuneration Mgmt For For
policy as set out in the Directors'
Remuneration Report for the year ended 31
December 2013
4 To declare a dividend of 3.3 US cents per Mgmt For For
Ordinary Share
5 To re-appoint Ernst and Young LLP as Mgmt For For
auditors of the Company
6 To authorise the Directors to determine the Mgmt For For
auditors' remuneration
7 To re-elect Michael Abrahams as a Director Mgmt For For
8 To re-elect Oliver Baring as a Director Mgmt For For
9 To re-elect Raffaele (Lucio) Genovese as a Mgmt For For
Director
10 To re-elect Wolfram Kuoni as a Director Mgmt For For
11 To re-elect Christopher Mawe as a Director Mgmt For For
12 To re-elect Ihor Mitiukov as a Director Mgmt For For
13 To re-elect Miklos Salamon as a Director Mgmt For For
14 To re-elect Kostyantin Zhevago as a Mgmt For For
Director
15 To renew the Directors' authority to allot Mgmt For For
shares
16 To renew the Directors' authority to Mgmt For For
disapply pre-emption rights
17 To renew the authority for the Company to Mgmt For For
purchase its own shares
18 To renew the authority for general meetings Mgmt For For
to be called on 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
FIRST GULF BANK, ABU DHABI Agenda Number: 704953872
--------------------------------------------------------------------------------------------------------------------------
Security: M4580N105
Meeting Type: AGM
Meeting Date: 26-Feb-2014
Ticker:
ISIN: AEF000201010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Discuss and approve the report of the Board Mgmt For For
of Directors on the activity of the bank
and its financial statements for the
financial year ending 31 Dec 2013
2 Discuss and approve the bank balance sheet Mgmt For For
and profit and loss statement for the
financial year ending 31 Dec 2013
3 Discuss and approve the report of the Mgmt For For
external auditors for the financial year
ending 31 Dec 2013
4 Consider the proposal of the board of Mgmt For For
directors on the appropriation of net
profits for the financial year ending 31
Dec 2013. This includes distribution of 100
percentage of the capital as cash dividend
and 30 percentage bonus shares subjected to
central banks approval and reserves and
provisions
5 Discuss and approve Board of Director's Mgmt For For
remuneration
6 Discharge of the Board Members for their Mgmt For For
actions during 2013
7 Discharge of the external auditors for Mgmt For For
their actions during 2013
8 Appointment of auditors for the financial Mgmt For For
year 2014 and determine their fees
--------------------------------------------------------------------------------------------------------------------------
FIRST QUANTUM MINERALS LTD, VANCOUVER BC Agenda Number: 705164589
--------------------------------------------------------------------------------------------------------------------------
Security: 335934105
Meeting Type: AGM
Meeting Date: 21-May-2014
Ticker:
ISIN: CA3359341052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS "1 AND 4" AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS "2.1
TO 2.9 AND 3". THANK YOU.
1 TO SET THE NUMBER OF DIRECTORS AT NINE (9) Mgmt For For
2.1 ELECTION OF DIRECTOR: PHILIP K.R. PASCALL Mgmt For For
2.2 ELECTION OF DIRECTOR: G. CLIVE NEWALL Mgmt For For
2.3 ELECTION OF DIRECTOR: MARTIN ROWLEY Mgmt For For
2.4 ELECTION OF DIRECTOR: PETER ST. GEORGE Mgmt For For
2.5 ELECTION OF DIRECTOR: ANDREW ADAMS Mgmt For For
2.6 ELECTION OF DIRECTOR: MICHAEL MARTINEAU Mgmt For For
2.7 ELECTION OF DIRECTOR: PAUL BRUNNER Mgmt For For
2.8 ELECTION OF DIRECTOR: MICHAEL HANLEY Mgmt For For
2.9 ELECTION OF DIRECTOR: ROBERT HARDING Mgmt For For
3 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
(UK) AS AUDITORS OF THE COMPANY FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION
4 TO ACCEPT THE APPROACH TO EXECUTIVE Mgmt For For
COMPENSATION DISCLOSED IN THE COMPANY'S
MANAGEMENT INFORMATION CIRCULAR DELIVERED
IN ADVANCE OF THE 2014 ANNUAL MEETING OF
SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
FPT CORPORATION Agenda Number: 705042163
--------------------------------------------------------------------------------------------------------------------------
Security: Y26333107
Meeting Type: AGM
Meeting Date: 29-Mar-2014
Ticker:
ISIN: VN000000FPT1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 283077 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT MOST VIETNAM LISTED COMPANIES WILL ACCEPT Non-Voting
VOTING ACCOMPANIED BY A GENERIC POWER OF
ATTORNEY (POA) DOCUMENT AS PREPARED IN
ADVANCE BY THE LOCAL MARKET SUBCUSTODIAN
BANK THROUGH WHICH YOUR SHARES SETTLE.
HOWEVER, CERTAIN ISSUERS MAY REQUIRE AN
ISSUER-SPECIFIC POA SIGNED BY THE VOTING
CLIENT. UPON RECEIPT OF AN ISSUER-SPECIFIC
POA TEMPLATE FROM THE LOCAL MARKET
SUBCUSTODIAN, BROADRIDGE WILL PROVIDE THIS
TO YOU FOR YOUR COMPLETION AND SUBMISSION
1 Approval of 2013 audited financial Mgmt For For
statements, BoD report and BoS report in
2013
2 Approval of profit distribution method in Mgmt For For
2013
3 Approval of cash dividend plan in 2014 Mgmt For For
4 Approval of share issuance plan for Mgmt For For
employee in 2014-2016
5 Approval of 2014 remuneration package for Mgmt For For
BoD, 2014 action plan and remuneration
package for BoS
6 Any other issues within the jurisdiction of Mgmt Abstain For
the AGM
--------------------------------------------------------------------------------------------------------------------------
GRAN TIERRA ENERGY INC. Agenda Number: 934019717
--------------------------------------------------------------------------------------------------------------------------
Security: 38500T101
Meeting Type: Annual
Meeting Date: 25-Jun-2014
Ticker: GTE
ISIN: US38500T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DANA COFFIELD Mgmt For For
JEFFREY SCOTT Mgmt For For
VERNE JOHNSON Mgmt For For
NICHOLAS G. KIRTON Mgmt For For
J. SCOTT PRICE Mgmt For For
GERALD MACEY Mgmt For For
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF GRAN TIERRA ENERGY
INC.'S NAMED EXECUTIVE OFFICERS, AS
DISCLOSED IN THE PROXY STATEMENT.
3. PROPOSAL TO RATIFY THE SELECTION BY THE Mgmt For For
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
OF DELOITTE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF GRAN
TIERRA ENERGY INC. FOR ITS FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
GUINNESS (NIGERIA) PLC Agenda Number: 704737951
--------------------------------------------------------------------------------------------------------------------------
Security: V4164L103
Meeting Type: AGM
Meeting Date: 15-Nov-2013
Ticker:
ISIN: NGGUINNESS07
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Report of the Directors, the Mgmt Abstain Against
Financial Statements for the year ended 30
June 2013 and the Report of the Auditors
thereon
2 To declare a dividend Mgmt For For
3 To reelect Directors Mgmt For For
4 To authorize Directors to fix the Mgmt For For
remuneration of the Auditors
5 To elect Members of the Audit Committee Mgmt Against Against
6 To fix the remuneration of the Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HOA PHAT GROUP JOINT STOCK COMPANY Agenda Number: 705032782
--------------------------------------------------------------------------------------------------------------------------
Security: Y3231H100
Meeting Type: AGM
Meeting Date: 28-Mar-2014
Ticker:
ISIN: VN000000HPG4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 282640 DUE TO ADDITION OF
RESOLUTIONS 1, 2, 4, 6, 8 AND 9. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT MOST VIETNAM LISTED COMPANIES WILL ACCEPT Non-Voting
VOTING ACCOMPANIED BY A GENERIC POWER OF
ATTORNEY (POA) DOCUMENT AS PREPARED IN
ADVANCE BY THE LOCAL MARKET SUBCUSTODIAN
BANK THROUGH WHICH YOUR SHARES SETTLE.
HOWEVER, CERTAIN ISSUERS MAY REQUIRE AN
ISSUER-SPECIFIC POA SIGNED BY THE VOTING
CLIENT. UPON RECEIPT OF AN ISSUER-SPECIFIC
POA TEMPLATE FROM THE LOCAL MARKET
SUBCUSTODIAN, BROADRIDGE WILL PROVIDE THIS
TO YOU FOR YOUR COMPLETION AND SUBMISSION
1 Approval of report of BoD Mgmt Abstain Against
2 Approval of report of BoS Mgmt Abstain Against
3 Approval of financial statement in 2013 Mgmt For For
4 Approval of dividend distribution method in Mgmt For For
2013
5 Approval of business plan in 2014 Mgmt For For
6 Approval of fund establishment method in Mgmt For For
2014
7 Approval of expected dividend ratio in 2014 Mgmt For For
8 Approval of remunerations for BoD in 2014 Mgmt For For
9 Approval of rewarding plan for associated Mgmt For For
companies when their business results
exceed plan in 2014
10 Any other issues within the jurisdiction of Mgmt Against Against
the AGM
--------------------------------------------------------------------------------------------------------------------------
IMEXPHARM PHARMACEUTICAL JSC Agenda Number: 705151683
--------------------------------------------------------------------------------------------------------------------------
Security: Y3884L101
Meeting Type: AGM
Meeting Date: 19-Apr-2014
Ticker:
ISIN: VN000000IMP0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 311187 DUE TO UPDATE IN AGENDA.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
CMMT MOST VIETNAM LISTED COMPANIES WILL ACCEPT Non-Voting
VOTING ACCOMPANIED BY A GENERIC POWER OF
ATTORNEY (POA) DOCUMENT AS PREPARED IN
ADVANCE BY THE LOCAL MARKET SUBCUSTODIAN
BANK THROUGH WHICH YOUR SHARES SETTLE.
HOWEVER, CERTAIN ISSUERS MAY REQUIRE AN
ISSUER-SPECIFIC POA SIGNED BY THE VOTING
CLIENT. UPON RECEIPT OF AN ISSUER-SPECIFIC
POA TEMPLATE FROM THE LOCAL MARKET
SUBCUSTODIAN, BROADRIDGE WILL PROVIDE THIS
TO YOU FOR YOUR COMPLETION AND SUBMISSION
1 APPROVAL OF BOD ON ACTIVITY RESULT Mgmt For For
2 APPROVAL OF REPORT OF BOM Mgmt For For
3 APPROVAL OF REPORT OF BOS IN 2013 Mgmt Abstain Against
4 APPROVAL OF AUDITED FINANCIAL STATEMENT Mgmt Abstain Against
5 APPROVAL OF REPORT ON OPERATION EXPENSE OF Mgmt Abstain Against
BOD, BOS IN 2013
6 APPROVAL OF STATEMENT OF OPERATION EXPENSE Mgmt For For
OF BOD, BOS IN 2014
7 APPROVAL OF PROFIT AND DIVIDEND Mgmt For For
DISTRIBUTION METHOD IN 2013 AND DIVIDEND
PLAN FOR 2014
8 APPROVAL OF STATEMENT OF SELECTING AUDITING Mgmt For For
ENTITY IN 2014
9 APPROVAL OF STATEMENT OF SHARE ISSUANCE TO Mgmt For For
INCREASE CHARTER CAPITAL
10 ANY OTHER ISSUES WITHIN THE JURISDICTION OF Mgmt Abstain For
THE AGM
--------------------------------------------------------------------------------------------------------------------------
INDUS MOTOR CO LTD Agenda Number: 704721530
--------------------------------------------------------------------------------------------------------------------------
Security: Y39918100
Meeting Type: AGM
Meeting Date: 08-Oct-2013
Ticker:
ISIN: PK0054501017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive, consider and adopt the audited Mgmt For For
accounts of the company for the year ended
June 30, 2012, together with the report of
the directors and auditors thereon
2 To approve and declare cash dividend Mgmt For For
(2011-2012) on the ordinary shares of the
company. the directors have recommended a
final cash dividend of 240% (or PKR 24 per
share) together with the interim dividend
of 80% (or PKR 8 per share) already paid,
the total dividend for 2011-2012 will thus
amount to 320% or PKR 32 per share
3 To appoint auditors and fix their Mgmt For For
remuneration for the year ending June 30,
2013. the present auditors M/s. A.F.
Ferguson and Co., chartered accountants,
retire and being eligible have offered
themselves for re-appointment
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTION 3. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
INTERCORP FINANCIAL SERVICES INC Agenda Number: 705041870
--------------------------------------------------------------------------------------------------------------------------
Security: P5626F102
Meeting Type: AGM
Meeting Date: 07-Apr-2014
Ticker:
ISIN: PAP5626F1020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE SUB CANNOT OFFER PROXY Non-Voting
SERVICES AS THE ISSUER DOES NOT ALLOW THIRD
PARTY REPRESENTATION.
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 08 APR 2014.
1 Approval of the annual report for the 2013 Non-Voting
fiscal year
2 Approval of the individual and consolidated Non-Voting
audited financial statements for the 2013
fiscal year
3 Allocation of results from the 2013 fiscal Non-Voting
year and distribution of dividends
4 Approval of the dividend policy Non-Voting
5 Designation of outside auditors and the Non-Voting
establishment of their compensation or the
delegation of this authority to the board
of directors
CMMT 24 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF ADDITIONAL
RESOLUTION 1 AND CHANGE IN SEQUENCE OF ALL
RESOLUTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
JORDAN PHOSPHATE MINES CO. PLC. Agenda Number: 705154615
--------------------------------------------------------------------------------------------------------------------------
Security: M6230V106
Meeting Type: AGM
Meeting Date: 26-Apr-2014
Ticker:
ISIN: JO4101811019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECITE PREVIOUS MINUTES OF LAST AGM Mgmt For For
2 DISCUSS THE BOD REPORT Mgmt For For
3 DISCUSS THE AUDITORS REPORT Mgmt For For
4 DISCUSS THE BALANCE SHEET AND AGREE TO NOT Mgmt For For
DISTRIBUTE DIVIDENDS THIS YEAR
5 ELECT OF THE COMPANY'S AUDITORS Mgmt For For
6 DISCUSS OTHER ISSUES Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
KAZAKHMYS PLC, LONDON Agenda Number: 704895400
--------------------------------------------------------------------------------------------------------------------------
Security: G5221U108
Meeting Type: OGM
Meeting Date: 07-Jan-2014
Ticker:
ISIN: GB00B0HZPV38
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the sale of 50 per cent. of the Mgmt For For
issued share capital of Ekibastuz LLP and
100 per cent. of the issued share capital
of Kazhydro to Samruk-Energo
--------------------------------------------------------------------------------------------------------------------------
KAZMUNAIGAS EXPL & PRODTN JSC Agenda Number: 704577886
--------------------------------------------------------------------------------------------------------------------------
Security: 48666V204
Meeting Type: SGM
Meeting Date: 09-Jul-2013
Ticker:
ISIN: US48666V2043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Recall member of board of directors Mgmt For For
2 Elect one new director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KAZMUNAIGAS EXPLORATION PRODUCTION JSC, ASTANA Agenda Number: 704958252
--------------------------------------------------------------------------------------------------------------------------
Security: 48666V204
Meeting Type: EGM
Meeting Date: 25-Feb-2014
Ticker:
ISIN: US48666V2043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 279493 DUE TO DELETION OF
RESOLUTION 2. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 26 FEB 2014. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 1.To introduce the proposed amendments to Mgmt For For
the Company Charter 2. Mr. Abat Nurseitov,
Company CEO and Management Board Chairman,
shall take necessary actions arising from
this resolution
--------------------------------------------------------------------------------------------------------------------------
KAZMUNAIGAS EXPLORATION PRODUCTION JSC, ASTANA Agenda Number: 705091027
--------------------------------------------------------------------------------------------------------------------------
Security: 48666V204
Meeting Type: EGM
Meeting Date: 14-Apr-2014
Ticker:
ISIN: US48666V2043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES Non-Voting
TO THIS RESOLUTION REGARDING THE ELECTION
OF DIRECTORS. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. PLEASE NOTE
THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE IF YOU HAVE ANY
QUESTIONS.
1.1 ELECT DANIYAR BERLIBAYEV AS DIRECTOR Mgmt Against Against
1.2 ELECT TIMUR BIMAGAMBETOV AS DIRECTOR Mgmt Against Against
1.3 ELECT ASIYA SYRGABEKOVA AS DIRECTOR Mgmt Against Against
1.4 ELECT YERZHAN ZHANGAULOV AS DIRECTOR Mgmt Against Against
1.5 ELECT ABAT NURSEITOV AS DIRECTOR Mgmt Against Against
1.6 ELECT PHILIP DAYER AS DIRECTOR Mgmt Against Against
1.7 ELECT EDWARD WALSHE AS DIRECTOR Mgmt Against Against
1.8 ELECT ALASTAIR FERGUSON AS DIRECTOR Mgmt Against Against
2 APPROVE REMUNERATION OF DIRECTORS Mgmt For For
CMMT 03 APR 2014: PLEASE NOTE IN THE EVENT THE Non-Voting
MEETING DOES NOT REACH QUORUM, THERE WILL
BE A SECOND CALL ON 15 APR 2014.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU.
CMMT 03 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF QUORUM COMMENT.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
KAZMUNAIGAS EXPLORATION PRODUCTION JSC, ASTANA Agenda Number: 705176700
--------------------------------------------------------------------------------------------------------------------------
Security: 48666V204
Meeting Type: AGM
Meeting Date: 13-May-2014
Ticker:
ISIN: US48666V2043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
3 APPROVE ANNUAL REPORT Mgmt For For
4 RECEIVE RESULTS OF SHAREHOLDERS APPEALS ON Mgmt For For
ACTIONS OF COMPANY AND ITS OFFICIALS
5 RECEIVE REPORT ON REMUNERATION OF DIRECTORS Mgmt For For
AND MEMBERS OF MANAGEMENT BOARD IN 2013
6 APPROVE REPORT ON ACTIVITIES OF BOARD OF Mgmt For For
DIRECTORS AND MANAGEMENT BOARD IN FISCAL
2013
7 RATIFY AUDITOR Mgmt For For
CMMT 21 APR 2014: PLEASE NOTE IN THE EVENT THE Non-Voting
MEETING DOES NOT REACH QUORUM, THERE WILL
BE A SECOND CALL ON 14 MAY 2014 AT 10:00
AM. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU
CMMT 21 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF QUORUM COMMENT.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
KCELL JOINT STOCK COMPANY Agenda Number: 934014553
--------------------------------------------------------------------------------------------------------------------------
Security: 48668G106
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker:
ISIN: US48668G1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE ELECTION OF THE CHAIRMAN AND SECRETARY Mgmt For
OF THE GENERAL MEETING OF SHAREHOLDERS AND
THE APPROVAL OF THE FORM OF VOTING.
2. THE APPROVAL OF THE AGENDA OF THE GENERAL Mgmt For
MEETING OF SHAREHOLDERS.
3. THE APPROVAL OF THE SIZE OF THE COUNTING Mgmt For
COMMISSION, ELECTION OF ITS MEMBERS AND
THEIR LENGTH OF SERVICE.
4. THE APPROVAL OF THE APPOINTMENT OF THE Mgmt Against
AUDITOR OF KCELL JSC.
5. THE APPROVAL OF THE ANNUAL FINANCIAL Mgmt For
STATEMENTS.
6. THE APPROVAL OF THE DISTRIBUTION OF THE NET Mgmt For
INCOME OF THE COMPANY FOR THE FINANCIAL
YEAR, THE DECISION ON THE DIVIDEND PAYMENT
ON ORDINARY SHARES AND THE SIZE OF THE
DIVIDEND PAYOUT PER ORDINARY SHARE.
7. THE ELECTION OF MEMBERS OF THE BOARD OF Mgmt Against
DIRECTORS OF KCELL JSC, DETERMINATION OF
THEIR LENGTH OF SERVICE, THE APPROVAL OF
REMUNERATION TO AND COMPENSATION OF THE
EXPENSES INCURRED BY THE MEMBERS OF THE
BOARD OF DIRECTORS WHILE CARRYING OUT THEIR
RESPECTIVE DUTIES.
8. THE REVIEW OF SHAREHOLDERS' REQUESTS FOR Mgmt For
DISCLOSURE ON THE COMPANY'S PERFORMANCE AND
ITS EXECUTIVES.
9. INFORMING SHAREHOLDERS ON THE REMUNERATION Mgmt Against
OF THE MEMBERS OF THE BOARD OF DIRECTORS
AND EXECUTIVE BODY OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
KENYA COMMERCIAL BANK, KENYA Agenda Number: 705174162
--------------------------------------------------------------------------------------------------------------------------
Security: V5337U128
Meeting Type: AGM
Meeting Date: 09-May-2014
Ticker:
ISIN: KE0000000315
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO READ THE NOTICE CONVENING THE MEETING Mgmt For For
2.a TO RECEIVE ,CONSIDER AND IF THOUGHT FIT Mgmt For For
,ADOPT THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE YEAR ENDED 31ST DECEMBER
2013 TOGETHER WITH THE REPORTS OF THE GROUP
CHAIRMAN, THE CHIEF EXECUTIVE OFFICER AND
THE AUDITORS' THEREON
2.b TO DECLARE A FIRST AND FINAL DIVIDEND OF Mgmt For For
KES 2 PER SHARE AND APPROVE THE CLOSURE OF
THE REGISTER OF MEMBERS ON 13TH MAY 2014
2.c.i IN ACCORDANCE WITH ARTICLE 94 OF THE Mgmt For For
COMPANY'S ARTICLES OF ASSOCIATION , THE
CABINET SECRETARY-NATIONAL TREASURY RETIRES
BY ROTATION FROM OFFICE AS DIRECTOR OF THE
COMPANY AND BEING ELIGIBLE ,OFFERS HIMSELF
FOR RE-ELECTION
2.cii IN ACCORDANCE WITH THE BANKS BOARD Mgmt For For
CHARTER,PROF.PETER KIKO KIMUYU AND ENG.MUSA
JEREMIAH NDETO RETIRES FROM THE BOARD AND
HAVING SERVED THE BOARD FOR THE MAXIMUM
OF EIGHT YEARS
2.d TO AUTHORIZE THE BOARD TO FIX THE Mgmt For For
REMUNERATION OF THE DIRECTORS
2.e TO RE-ELECT KPMG AS AUDITORS Mgmt For For
2.f TO AUTHORIZE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS
3 TO CONSIDER AND IF THOUGHT FIT PASS THE Mgmt For For
FOLLOWING RESOLUTION." THAT SUBJECT TO
OBTAINING ALL THE REQUIRED APPROVALS , A
NON-OPERATING HOLDING COMPANY BE FORMED IN
ACCORDANCE WITH THE RECOMMENDATIONS OF THE
BOARD AND THAT THE BOARD AND THE MANAGEMENT
BE AND ARE AUTHORISED TO TAKE ALL SUCH
STEPS AS MAY BE REQUIRED AND TO EXECUTE
ALL SUCH DOCUMENTS FOR THE FORMATION AND
IMPLEMENTATION OF THE
NON-OPERATING HOLDING COMPANY
4 ANY OTHER BUSINESS Mgmt Against Against
CMMT 18 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO TEXT OF
RESOLUTIONS 2.CII AND 3. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
KERNEL HOLDING SA, LUXEMBOURG Agenda Number: 704839680
--------------------------------------------------------------------------------------------------------------------------
Security: L5829P109
Meeting Type: AGM
Meeting Date: 10-Dec-2013
Ticker:
ISIN: LU0327357389
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Presentation and approval of the management Mgmt For For
report of the board of directors and the
report of independent auditor of the
company
2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended on
30 June 2013
3 Approval of the parent company annual Mgmt For For
accounts(unconsolidated) for financial year
ended on 30 June 2013
4 Appropriation of results of financial year Mgmt For For
ended on 30 June 2013
5 Granting discharge to the directors of the Mgmt For For
company
6 Renewal of the mandates of Andrzej Mgmt For For
Danilczuk, Ton Schurink and Sergei Shibaev
as independent directors of the board of
directors
7 Renewal of the mandates of Anastasiia Mgmt For For
Usachova and Viktoria Lukianenko as
directors of the board of directors
8 Approval of the remuneration of independent Mgmt For For
directors of the board of directors
9 Approval of the remuneration of executive Mgmt For For
directors of the board of directors
10 Granting discharge to the independent Mgmt For For
auditor of the company for financial year
ended on 30 June 2013
11 Renewal of the mandate of Deloitte audit as Mgmt For For
independent auditor of the company in
respect to the audit of the consolidated
and unconsolidated annual accounts of the
company for one term year mandate which
shall terminate on the date of the AGM to
be held in 2014
CMMT 12 NOV 2013: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 7 AND RECEIPT OF POA COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
CMMT 12 NOV 2013: IMPORTANT MARKET PROCESSING Non-Voting
REQUIREMENT: A BENEFICIAL OWNER SIGNED
POWER OF ATTORNEY (POA) IS REQUIRED IN
ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
--------------------------------------------------------------------------------------------------------------------------
MAURITIUS COMMERCIAL BANK Agenda Number: 704895878
--------------------------------------------------------------------------------------------------------------------------
Security: V6142J100
Meeting Type: AGM
Meeting Date: 27-Dec-2013
Ticker:
ISIN: MU0008N00006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the report of the directors Mgmt For For
2 To adopt the groups and the company's Mgmt For For
financial statements made up as at 30 June
2013
3 To elect Mr Jean Francois Desvaux De Mgmt For For
Marigny as director in replacement of Mr
Philippe A. Forget who resigned on 31 March
2013
4 To elect four directors in accordance with Mgmt Against Against
the provisions of the constitution, in
replacement of MMJ Gerard Hardy, Navin
Hooloomann, E. Jean Mamet and Mrs Margaret
Wong Ping Lun who are retiring by rotation
5 To fix the directors remuneration Mgmt For For
6 To appoint BDO and Co as auditors and to Mgmt For For
authorise the board of directors to fix
their remuneration
--------------------------------------------------------------------------------------------------------------------------
MAURITIUS COMMERCIAL BANK Agenda Number: 704896212
--------------------------------------------------------------------------------------------------------------------------
Security: V6142J100
Meeting Type: SGM
Meeting Date: 27-Dec-2013
Ticker:
ISIN: MU0008N00006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Cancellation of treasury shares. It is Mgmt For For
resolved that subject to the scheme
becoming effective, the 12,539,758 ordinary
shares of the Mauritius Commercial Bank
Limited (the MCB) held as treasury shares
(or such number as will be held as treasury
shares on the date the scheme becomes
effective) be cancelled
2 Cancellation of employee share option Mgmt For For
scheme. It is resolved that, subject to the
scheme becoming effective, the existing
employee share option scheme between the
Mauritius Commercial Bank Limited (the MCB)
and its employees be cancelled
3 It is resolved that, the steps to be taken Mgmt For For
and resolutions to be passed as set out in
schedule 2 by: a) MCB Registry and
Securities Ltd as the sole shareholder of
MCB Group Limited b) MCB Group Limited as
the sole shareholder of MCB Investment
Holding Limited and c) MCB Investment
Holding Limited as the sole shareholder of
the Mauritius Commercial Bank Limited (the
MCB) for the purpose of implementing the
scheme, be approved
4 Approval of the scheme of arrangement. It Mgmt For For
is resolved that, subject to the above
ordinary resolutions being voted and
becoming effective, the scheme of
arrangement pursuant to sections 261 to 264
of the Companies Act 2001 (the Scheme)
proposed to be made between MCB Group
Limited and the shareholders of the
Mauritius Commercial Bank Limited (THE MCB)
be approved and that upon the share
exchange of the entire share capital of the
MCB, free from all lien, pledge, charge or
encumbrance together with all rights to MCB
Group Limited, the shareholders of the MCB
as at the close of business on 25 February
2014 (or such other date as will be
determined following the petition and court
order sanctioning the scheme), be issued a
similar number of ordinary shares in MCB
Group Limited which match CONTD
CONT CONTD exactly the number of shares issued Non-Voting
by the MCB as at close of business on 25
February 2014 (or such other date as will
be determined following the petition and
court order sanctioning the scheme), at
ratio of one MCB Group Limited share for
each MCB share held by the shareholders
--------------------------------------------------------------------------------------------------------------------------
MHP S A Agenda Number: 705111247
--------------------------------------------------------------------------------------------------------------------------
Security: 55302T204
Meeting Type: AGM
Meeting Date: 28-Apr-2014
Ticker:
ISIN: US55302T2042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PRESENTATION OF THE MANAGEMENT REPORT OF Mgmt For For
THE BOARD OF DIRECTORS AND OF THE
INDEPENDENT AUDITOR
2 PRESENTATION AND APPROVAL OF THE MHP S.A. Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
FINANCIAL YEARS ENDED 31 DECEMBER 2013,
2012 AND 2011 AND REPORT OF THE REVISEUR
D'ENTREPRISES (INCLUDING STAND ALONE
FINANCIAL STATEMENTS) AS OF 31 DECEMBER
2013
3 ALLOCATION OF THE RESULTS Mgmt For For
4 RATIFICATION OF THE ALLOCATION OF A PART OF Mgmt For For
THE NON-DISTRIBUTABLE RESERVE FOR OWN
SHARES TO THE SHARE PREMIUM IN RELATION
WITH THE COMPANY'S SHARES BOUGHT BACK BY
THE COMPANY
5 DISCHARGE TO BE GRANTED TO THE INDEPENDENT Mgmt For For
AUDITOR FOR THE FINANCIAL YEAR ENDING 31
DECEMBER 2013
6 DISCHARGE TO BE GRANTED TO THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS FOR THE FINANCIAL
YEAR ENDING 31 DECEMBER 2013
7 RATIFICATION OF THE DIRECTOR'S REMUNERATION Mgmt For For
FOR THE FINANCIAL YEAR 2013
8 RENEWAL OF THE MANDATE OF THE INDEPENDENT Mgmt For For
AUDITOR UNTIL THE FOLLOWING GENERAL MEETING
CALLED TO APPROVE THE ANNUAL ACCOUNTS OF
THE COMPANY AS OF 31 DECEMBER 2014
9 RATIFICATION OF THE INTERIM DIVIDENDS PAID Mgmt For For
DURING THE FINANCIAL YEAR 2013
--------------------------------------------------------------------------------------------------------------------------
MOBILE TELECOMMUNICATIONS COMPANY K.S.C, SHUWAIKH Agenda Number: 704964003
--------------------------------------------------------------------------------------------------------------------------
Security: M7034R101
Meeting Type: OGM
Meeting Date: 20-Feb-2014
Ticker:
ISIN: KW0EQ0601058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS CANNOT VOTE Non-Voting
AGAINST THE AGENDA ITEM CALLING FOR THE
APPOINTMENT/ELECTION/RE-ELECTION OF THE
BOARD OF DIRECTORS OF JOINT STOCK PUBLIC
SHAREHOLDING COMPANIES. IT IS ONLY POSSIBLE
FOR SHAREHOLDERS TO EITHER: VOTE IN FAVOUR
OF EACH RESPECTIVE NOMINEE, OR ABSTAIN FROM
VOTING.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 279578 DUE TO ADDITION OF
RESOLUTIONS 1 TO 3 AND 5 TO 10. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1 To hear and approve of the report of the Mgmt For For
Board of Directors for the year ended 31
December 2013
2 To hear and approve of the report of the Mgmt For For
auditors for the year ended 31 December
2013
3 To discuss and approve of the final Mgmt For For
financials and balance sheet for the year
ended 31 December 2013
4 To approve of the proposal of the board of Mgmt For For
directors to distribute a cash dividend at
the rate of 50pct of the capital at KWD
0.050 per share excluding the treasury
shares and that is for the shareholders who
are registered in the company's records on
the AGM date, Record date
5 To approve of transferring of KWD 370,470 Mgmt For For
to the legal reserve from the profits of
the financial year ended 31 December 2013
6 To approve of the remuneration of the Board Mgmt For For
of Directors in the amount of KWD 430,000
for the financial year ended 31 December
2013
7 To authorize the Board of Directors to Mgmt For For
purchase 10pct of the company's shares in
accordance with the provisions of Article
no 175 from Law no. 25 for year 2012 and
CMA instructions for the organization of
buying the shareholding companies its
shares, treasury shares and how to use and
deal with it, NO. H.A.M Q.T.A T.SH 6 2013
8 Approval of dealings with related parties Mgmt For For
9 To release the directors from liability for Mgmt For For
their lawful acts for the year ended 31
December 2013
10 To appoint and or re-appoint the auditors Mgmt For For
for the financial year ending 31 December
2014 and authorize the board of directors
to fix their fees
11 To elect board of directors for the Mgmt Against Against
upcoming three years
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 02 MAR 2014. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
CMMT 14 FEB 2014: PLEASE NOTE THAT SHAREHOLDERS Non-Voting
ARE ALLOWED TO VOTE 'IN FAVOR' OR '
ABSTAIN' FOR RESOLUTION NO 11, AGAINST IS
NOT A VOTING OPTION ON THIS RESOLUTION
CMMT 14 FEB 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES FOR MID:
282277, PLEASE DO NOT REVOTE ON THIS
MEETING UNLESS YOU DECIDE TO AMEND YOUR
INSTRUCTIONS.
--------------------------------------------------------------------------------------------------------------------------
MONGOLIAN MINING CORP, GRAND CAYMAN Agenda Number: 704838525
--------------------------------------------------------------------------------------------------------------------------
Security: G6264V102
Meeting Type: EGM
Meeting Date: 27-Nov-2013
Ticker:
ISIN: KYG6264V1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1107/LTN20131107169.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1107/LTN20131107174.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
1 To consider and approve the Fuel Supply Mgmt For For
Agreement with NIC and the transactions
contemplated thereunder, and the Proposed
Annual Caps, and to authorize any one
director to execute all documents, do all
acts and things and take all steps for the
implementation of the Fuel Supply Agreement
with NIC and the transactions contemplated
thereunder
2 To consider and approve the Fuel Supply Mgmt For For
Agreement with Shunkhlai and the
transactions contemplated thereunder, and
the Proposed Annual Caps, and to authorize
any one director to execute all documents,
do all acts and things and take all steps
for the implementation of the Fuel Supply
Agreement with Shunkhlai and the
transactions contemplated thereunder
--------------------------------------------------------------------------------------------------------------------------
MTN GROUP LTD, FAIRLANDS Agenda Number: 705086331
--------------------------------------------------------------------------------------------------------------------------
Security: S8039R108
Meeting Type: AGM
Meeting Date: 27-May-2014
Ticker:
ISIN: ZAE000042164
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1.1 Re-elect Koosum Kalyan as Director Mgmt For For
O.1.2 Re-elect Johnson Njeke as Director Mgmt For For
O.1.3 Re-elect Jeff van Rooyen as Director Mgmt For For
O.1.4 Re-elect Jan Strydom as Director Mgmt Against Against
O.1.5 Re-elect Alan van Biljon as Director Mgmt For For
O.1.6 Elect Phuthuma Nhleko as Director Mgmt Against Against
O.1.7 Elect Brett Goschen as Director Mgmt For For
O.2.1 Re-elect Alan van Biljon as Member of the Mgmt For For
Audit Committee
O.2.2 Re-elect Jeff van Rooyen as Member of the Mgmt For For
Audit Committee
O.2.3 Re-elect Peter Mageza as Member of the Mgmt For For
Audit Committee
O.2.4 Re-elect Johnson Njeke as Member of the Mgmt For For
Audit Committee
O.3 Re-appoint PricewaterhouseCoopers Inc and Mgmt For For
SizweNtsalubaGobodo Inc as Joint Auditors
of the Company
O.4 Place authorised but Unissued Shares under Mgmt For For
Control of Directors
A.E Approve Remuneration Philosophy Mgmt For For
S.1 Approve Increase in Non-executive Mgmt For For
Directors' Remuneration
S.2 Authorise Repurchase of Up to Ten Percent Mgmt For For
of Issued Share Capital
S.3 Approve Financial Assistance to Mgmt For For
Subsidiaries and Other Related and
Inter-related Entities and to Directors,
Prescribed Officers and Other Persons
Participating in Share or Other Employee
Incentive Schemes
S.4 Authorise Specific Repurchase of Treasury Mgmt For For
Shares from Mobile Telephone Networks
Holdings Propriety Limited
CMMT 12 MAY 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTIONS AND CHANGE IN NUMBERING OF THE
RESOLUTION 14 TO A.E. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NEW MAURITIUS HOTELS Agenda Number: 705039382
--------------------------------------------------------------------------------------------------------------------------
Security: V6707N108
Meeting Type: AGM
Meeting Date: 28-Mar-2014
Ticker:
ISIN: MU0036N00007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive, and consider and approve the Mgmt For For
financial statements for the year ended
September 30, 2013 including the annual
report and the Auditors' report
2 To reappoint, in accordance with section Mgmt Against Against
23.6 of the company's constitution, Messrs
Jean Pierre Montocchio and Marcel Masson,
who are the two Directors due for
retirement as Director of the company
3 To re-appoint Messrs. Ernst and Young as Mgmt For For
auditors for the financial year ending
September 30, 2014 and authorize the board
of directors to fix their remuneration
--------------------------------------------------------------------------------------------------------------------------
NIGERIAN BREWERIES PLC Agenda Number: 705060414
--------------------------------------------------------------------------------------------------------------------------
Security: V6722M101
Meeting Type: AGM
Meeting Date: 14-May-2014
Ticker:
ISIN: NGNB00000005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To lay before the meeting the Report of the Mgmt For For
Directors and the statement of Financial
position as at 31 December 2013 together
with the income Statement for the year
ended on that date and the Reports of the
independent Auditors and Audit Committee
thereon
2 To declare a dividend Mgmt For For
3 To re-elect Directors Mgmt For For
4 To authorize the Directors to fix the Mgmt For For
remuneration of the independent Auditors
5 To elect members of the Audit Committee Mgmt Against Against
6 To fix the Remuneration of the Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NOSTRUM OIL & GAS LP, DOUGLAS Agenda Number: 705320202
--------------------------------------------------------------------------------------------------------------------------
Security: 66978B203
Meeting Type: SGM
Meeting Date: 17-Jun-2014
Ticker:
ISIN: US66978B2034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE SCHEME (AS SET OUT IN THE CIRCULAR Mgmt For For
ACCOMPANYING THE NOTICE OF SPECIAL GENERAL
MEETING) BE APPROVED SUBJECT TO ANY
MODIFICATION, ADDITION OR CONDITION WHICH
THE GENERAL PARTNER MAY THINK FIT TO
APPROVE OR IMPOSE
2.1 THAT THE AMENDED FORM OF THE LIMITED Mgmt For For
PARTNERSHIP AGREEMENT OF THE PARTNERSHIP BE
APPROVED AND ADOPTED
2.2 THAT, CONDITIONAL UPON ADMISSION, THE Mgmt For For
DISSOLUTION OF THE PARTNERSHIP BE APPROVED
AND THE GENERAL PARTNER APPOINTED AS
DISSOLUTION AGENT
--------------------------------------------------------------------------------------------------------------------------
OMV PETROM, BUCHAREST Agenda Number: 705069602
--------------------------------------------------------------------------------------------------------------------------
Security: X7932P106
Meeting Type: AGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: ROSNPPACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT A MEETING SPECIFIC POWER OF ATTORNEY (POA) Non-Voting
IS REQUIRED IN THE ROMANIAN MARKET. SOME
SUBCUSTODIANS REQUIRE THE POA TO BE
COMPLETED BY THE BENEFICIAL OWNERS IN ORDER
TO PROCESS VOTING INSTRUCTIONS. IF THE
ENGLISH VERSION OF THE POA IS SUBMITTED,
THE POA MUST BE NOTARIZED, APOSTILLIZED AND
FURTHER TRANSLATED INTO ROMANIAN. IF
ROMANIAN VERSION OF THE POA IS SUBMITTED,
NOTARIZATION IS SUFFICIENT. THE POA MUST BE
FORWARDED TO THE APPROPRIATE SUBCUSTODIAN
FOR PROCESSING. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
FOR ASSISTANCE IN SUBMITTING THE REQUIRED
DOCUMENTS
CMMT PLEASE NOTE THAT THERE ARE ADDITIONAL Non-Voting
DOCUMENTATION REQUIREMENTS ASSOCIATED WITH
THIS MEETING: DOCUMENTATION CONFIRMING THE
QUALITY OF THE SIGNER AS LEGAL
REPRESENTATIVE MUST BE DELIVERED DIRECTLY
TO THE COMPANY NO LATER THAN THE DEADLINE
AS STATED ON THE COMPANIES MEETING NOTICE.
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 30 APR 2014. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 Approval of individual financial statements Mgmt No vote
of OMV Petrom for the financial year ended
on 31 December 2013 prepared in accordance
with international reporting standards
(IFRS), as stipulated into ministry of
finance order no. 1286/2012, based on the
financial auditor's report, the report of
the executive board and the report of the
supervisory board for the 2013 financial
year
2 Approval of the consolidated financial Mgmt No vote
statements of OMV Petrom for the financial
year ended on 31 December 2013, prepared in
accordance with IFRS based on the financial
auditor's report, the report of the
executive board and the supervisory board
for the 2013 financial year
3 Approval of the annual report which Mgmt No vote
includes the report of the executive board
and the report of the supervisory board for
the 2013 financial year
4 Approval of the executive board's proposal Mgmt No vote
to allocate the amount of RON 93,233,693 to
legal reserves in order to comply with the
legal requirements regarding the mandatory
allocation of a profit quota for legal
reserves
5 Approval of the executive board's proposal Mgmt No vote
to distribute dividends for the 2013
financial year, the manner of payment and
starting date of the payment the executive
board proposes to distribute dividends via
the payment agent BRD Groupe Societe
Generale SA, having a gross value per share
as its mentioned in the supporting
materials, to OMV Petrom shareholders
recorded at the registration date, the
payment being made starting with 5 June
2014
6 Approval of the 2014 revenue and Mgmt No vote
expenditure budget
7 Discharge of liability of the members of Mgmt No vote
the executive board and of the members of
the supervisory board for the 2013
financial year
8 Appointment of the new member of the Mgmt No vote
supervisory board for the remaining period
of the mandate granted to Mr. Gerardus
Jacobus Huijskes, further to the waiver of
his mandate of member of the supervisory
board
9 Establishing the remuneration of the Mgmt No vote
members of the supervisory board for the
current year and the general limit of the
additional remunerations of the supervisory
board members who were assigned specific
positions within the supervisory board
10 Appointment of the company's financial Mgmt No vote
auditor, pursuant to the expiry of the
audit service agreement, establishment of
the minimum duration of the audit service
agreement and the remuneration of the
financial auditor
11 Establishing 16 may 2014 as the Mgmt No vote
registration date as per article 238 of
capital market law no. 297 per 2004, i.e.
The registration date which serves to the
identification of the shareholders who are
to benefit from dividends or other rights
and who are affected by the decisions of
the general meetings of shareholders
12 Empowering Ms Mariana Gheorghe, president Mgmt No vote
of executive board, to sign in the name of
the shareholders the decision of the OGMS
and to perform any act of formality
required by law for the registration and
the application of the decisions of the
OGMS. Ms Mariana Gheorghe may delegate all
part of the above mentioned powers to any
competent person(s) to perform such mandate
--------------------------------------------------------------------------------------------------------------------------
PACIFIC RUBIALES ENERGY CORP. Agenda Number: 934013119
--------------------------------------------------------------------------------------------------------------------------
Security: 69480U206
Meeting Type: Annual and Special
Meeting Date: 29-May-2014
Ticker: PEGFF
ISIN: CA69480U2065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO SET THE NUMBER OF DIRECTORS AT TWELVE Mgmt For For
(12).
02 DIRECTOR
JOSE FRANCISCO ARATA Mgmt For For
MIGUEL DE LA CAMPA Mgmt For For
GERMAN EFROMOVICH Mgmt For For
SERAFINO IACONO Mgmt For For
AUGUSTO LOPEZ Mgmt For For
HERNAN MARTINEZ Mgmt For For
DENNIS MILLS Mgmt For For
RONALD PANTIN Mgmt For For
VICTOR RIVERA Mgmt For For
MIGUEL RODRIGUEZ Mgmt For For
FRANCISCO SOLE Mgmt For For
NEIL WOODYER Mgmt For For
03 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION.
04 APPROVAL OF UNALLOCATED ENTITLEMENTS UNDER Mgmt For For
THE CORPORATION'S STOCK OPTION PLAN, AS
DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR
DATED APRIL 25, 2014.
--------------------------------------------------------------------------------------------------------------------------
PETROVIETNAM DRILLING AND WELL SERVICES JSC Agenda Number: 705183248
--------------------------------------------------------------------------------------------------------------------------
Security: Y6825E102
Meeting Type: AGM
Meeting Date: 25-Apr-2014
Ticker:
ISIN: VN000000PVD2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MOST VIETNAM LISTED COMPANIES WILL ACCEPT Non-Voting
VOTING ACCOMPANIED BY A GENERIC POWER OF
ATTORNEY (POA) DOCUMENT AS PREPARED IN
ADVANCE BY THE LOCAL MARKET SUBCUSTODIAN
BANK THROUGH WHICH YOUR SHARES SETTLE.
HOWEVER, CERTAIN ISSUERS MAY REQUIRE AN
ISSUER-SPECIFIC POA SIGNED BY THE VOTING
CLIENT. UPON RECEIPT OF AN ISSUER-SPECIFIC
POA TEMPLATE FROM THE LOCAL MARKET
SUBCUSTODIAN, BROADRIDGE WILL PROVIDE THIS
TO YOU FOR YOUR COMPLETION AND SUBMISSION.
1 ACTIVITY REPORT OF BOD IN 2013 AND ACTIVITY Mgmt No vote
ORIENTATION IN 2014
2 REPORT OF BOM ON BUSINESS RESULT IN 2013 Mgmt No vote
AND BUSINESS PLAN IN 2014
3 AUDITED FINANCIAL STATEMENT IN 2013 Mgmt No vote
4 DIVIDEND DISTRIBUTION METHOD IN 2013 AND Mgmt No vote
PROFIT ALLOCATION PLAN IN 2014, METHOD OF
PAYING STOCK DIVIDENDS IN 2013
5 REPORT ON REWARDING RESULT OF TREASURY Mgmt No vote
STOCKS IN 2013 AND PLAN OF SOLVING THE
REMAINING TREASURY STOCKS
6 ACTIVITY REPORT OF BOS IN 2013 AND PLAN FOR Mgmt No vote
2014
7 AMENDMENT AND SUPPLEMENTATION IN THE Mgmt No vote
COMPANY CHARTER
8 REMUNERATIONS FOR BOD, BOS IN 2014 Mgmt No vote
9 SELECTION OF AUDITING ENTITY FOR FISCAL Mgmt No vote
YEAR 2014
10 ANY OTHER ISSUES WITHIN THE JURISDICTION OF Mgmt No vote
THE AGM
CMMT 21 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF ADDITIONAL TEXT
IN RES. 4. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
PETROVIETNAM FERTILIZER AND CHEMICAL JOINT STOCK C Agenda Number: 705121084
--------------------------------------------------------------------------------------------------------------------------
Security: Y6825J101
Meeting Type: AGM
Meeting Date: 15-Apr-2014
Ticker:
ISIN: VN000000DPM1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 284170 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT MOST VIETNAM LISTED COMPANIES WILL ACCEPT Non-Voting
VOTING ACCOMPANIED BY A GENERIC POWER OF
ATTORNEY (POA) DOCUMENT AS PREPARED IN
ADVANCE BY THE LOCAL MARKET SUBCUSTODIAN
BANK THROUGH WHICH YOUR SHARES SETTLE.
HOWEVER, CERTAIN ISSUERS MAY REQUIRE AN
ISSUER-SPECIFIC POA SIGNED BY THE VOTING
CLIENT. UPON RECEIPT OF AN ISSUER-SPECIFIC
POA TEMPLATE FROM THE LOCAL MARKET
SUBCUSTODIAN, BROADRIDGE WILL PROVIDE THIS
TO YOU FOR YOUR COMPLETION AND SUBMISSION.
1 REPORT ON BUSINESS SITUATION IN 2013 AND Mgmt For For
BUSINESS PLAN TARGETS IN 2014
2 ACTIVITY REPORT OF BOD IN 2013 Mgmt For For
3 ACTIVITY REPORT OF BOS IN 2013 AND Mgmt For For
SELECTION OF AUDITING ENTITY FOR 2014
4 FINANCIAL STATEMENT IN 2013, PROFIT Mgmt For For
DISTRIBUTION METHOD IN 2013 AND PROFIT
DISTRIBUTION PLAN IN 2014
5 REPORT ON REMUNERATION, SALARY, REWARD OF Mgmt Against Against
BOD AND BOS
6 STATEMENT OF NOMINATION OF MR LE CU TAN AS Mgmt Against Against
A BOD MEMBERS TO REPLACE MR BUI MINH TIEN
7 ANY OTHER ISSUES WITHIN THE JURISDICTION OF Mgmt Against Against
THE AGM
--------------------------------------------------------------------------------------------------------------------------
PETROVIETNAM TECHNICAL SERVICES CORP Agenda Number: 705119015
--------------------------------------------------------------------------------------------------------------------------
Security: Y6807J103
Meeting Type: AGM
Meeting Date: 19-Apr-2014
Ticker:
ISIN: VN000000PVS0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MOST VIETNAM LISTED COMPANIES WILL ACCEPT Non-Voting
VOTING ACCOMPANIED BY A GENERIC POWER OF
ATTORNEY (POA) DOCUMENT AS PREPARED IN
ADVANCE BY THE LOCAL MARKET SUBCUSTODIAN
BANK THROUGH WHICH YOUR SHARES SETTLE.
HOWEVER, CERTAIN ISSUERS MAY REQUIRE AN
ISSUER-SPECIFIC POA SIGNED BY THE VOTING
CLIENT. UPON RECEIPT OF AN ISSUER-SPECIFIC
POA TEMPLATE FROM THE LOCAL MARKET
SUBCUSTODIAN, BROADRIDGE WILL PROVIDE THIS
TO YOU FOR YOUR COMPLETION AND SUBMISSION.
1 REPORT OF BOM 2013 ACTIVITIES AND 2014 PLAN Mgmt No vote
2 REPORT ON BUSINESS RESULT 2013 AND BUSINESS Mgmt No vote
PLAN 2014
3 REPORT ON THE SUPERVISING ACTIVITIES 2013 Mgmt No vote
AND PLAN 2014 OF BOS
4 APPROVAL OF AUDIT FIRM SELECTION 2014 AND Mgmt No vote
FINANCIAL REPORT 2013
5 APPROVAL OF PROFIT ALLOCATION 2013 AND Mgmt No vote
FINANCIAL PLAN 2014
6 APPROVAL OF REMUNERATION OF MEMBER OF BOM Mgmt No vote
AND MEMBER OF BOS 2014
7 APPROVAL OF RESIGNATION AND ELECTION OF Mgmt No vote
MEMBER OF BOM
8 APPROVAL OF RESIGNATION AND ELECTION OF Mgmt No vote
MEMBER OF BOS
9 APPROVAL OF ADDING BUSINESS LINES Mgmt No vote
10 APPROVAL OF THE DRAFT OF NEW CHARTER Mgmt No vote
11 OTHERS Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
SAFARICOM Agenda Number: 704702681
--------------------------------------------------------------------------------------------------------------------------
Security: V74587102
Meeting Type: AGM
Meeting Date: 12-Sep-2013
Ticker:
ISIN: KE1000001402
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 225975 DUE TO SPLITTING OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 To receive, consider and adopt the audited Mgmt For For
financial statements for the year ended 31
March 2013 together with the Chairman's,
Directors and Auditors reports thereon
2 To approve a first and final dividend of Mgmt For For
KSHS 0.31 per every share of KSHS 0.05
being 620 PCT on the issued and paid up
share capital of the company for the
financial year ended 31 March 2013 as
recommended by the directors, payable on or
before 11 December 2013 to the shareholders
on the register of members as at the close
of business on 12 September 2013
3 To note that in accordance with the Mgmt For For
provisions of articles 90 and 91 of the
company's articles of association, Mrs
Susan Mudhune retires at this meeting and,
being eligible, offers herself for
re-election
4 To note that Messrs PricewaterhouseCoopers Mgmt For For
continue in office as auditors by virtue of
section 159 (2) of the companies act (cap
486) and to authorise the directors to fix
their remuneration for the ensuing
financial year
5 Any other business of which due notice has Mgmt Against Against
been given
6.i To recommend to the shareholders of the Mgmt For For
company to consider and, if thought fit, to
pass the following resolution as special
resolution: To delete article 88 in its
entirety and to replace it with the
following new article: The company may, if
required by law, deliver or pay to any
prescribed person any shares and/or any
dividends in the company which are deemed
by any law to be abandoned or unclaimed as
may be specified in any such law. Upon such
delivery or payment, the shares and/or
dividends shall cease to remain owing by
the company and the company shall no longer
be responsible or liable to the actual
owner or holder or his or her estate, for
the relevant shares and/or dividends
6.ii To recommend to the shareholders of the Mgmt Against Against
company to consider and, if thought fit, to
pass the following resolution as special
resolution: To delete article 140 in its
entirety and the subsequent articles be
renumbered accordingly
--------------------------------------------------------------------------------------------------------------------------
SEPLAT PETROLEUM DEVELOPMENT COMPANY PLC, LONDON Agenda Number: 705414148
--------------------------------------------------------------------------------------------------------------------------
Security: V78799109
Meeting Type: AGM
Meeting Date: 30-Jun-2014
Ticker:
ISIN: NGSEPLAT0008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 350035 DUE TO CHANGE IN RECORD
DATE FROM 14 MAY 2014 TO 23 JUN 2014. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
1 TO RECEIVE THE FINANCIAL STATEMENTS, Mgmt For For
DIRECTORS REPORT AND THE AUDITORS REPORT
FOR THE YEAR ENDED 31 DECEMBER 2013
2 TO REAPPOINT ERNST & YOUNG NIGERIA AS Mgmt For For
AUDITORS OF THE COMPANY
3 TO AUTHORISE THE COMPANY TO DETERMINE THE Mgmt For For
REMUNERATION OF THE AUDITORS OF THE COMPANY
4 TO RE-ELECT MR BASIL OMIYI AS A DIRECTOR Mgmt For For
5 TO RE-ELECT MS IFUEKO OMOIGUI-OKAURU AS A Mgmt For For
DIRECTOR
6 TO ELECT MR D.D. DODO SAN AS A DIRECTOR Mgmt Against Against
7 TO APPROVE THE APPOINTMENT OF MADAME Mgmt For For
NATHALIE DELAPALME AS AN ALTERNATE DIRECTOR
TO MR MICHEL HOCHARD
8 TO ELECT MEMBERS OF THE AUDIT COMMITTEE Mgmt For For
9 TO AUTHORISE THE ESTABLISHMENT OF AN Mgmt For For
EMPLOYEE TRUST TO HOLD SHARES IN RELATION
TO THE COMPANY'S LONG TERM INCENTIVE PLAN
AND AUTHORISE THE DIRECTORS TO ISSUE AND
ALLOT SHARES TO THE EMPLOYEE TRUST IN
CONNECTION WITH THE LTIP
10 TO APPROVE THE MODIFICATIONS TO THE IPO Mgmt For For
GLOBAL OFFER BONUS PLAN AWARD AS APPROVED
BY THE REMUNERATION COMMITTEE
11 TO CONFIRM THE INTERIM DIVIDEND PAID IN Mgmt Against Against
JANUARY 2014 IN RELATION TO THE FINANCIAL
YEAR ENDED 31 DECEMBER 2013 AS THE FULL AND
FINAL DIVIDEND FOR 2013
--------------------------------------------------------------------------------------------------------------------------
SOCIETATEA NATIONALA DE GAZE NATURALE ROMGAZ S. Agenda Number: 704899751
--------------------------------------------------------------------------------------------------------------------------
Security: X8T90R107
Meeting Type: OGM
Meeting Date: 30-Dec-2013
Ticker:
ISIN: ROSNGNACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 267212 DUE TO RECEIPT OF
DIRECTOR NAMES UNDER RESOLUTION 2. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
CMMT IF YOU WISH YOU TO VOTE IN THIS GENERAL Non-Voting
ASSEMBLY, YOU MUST RETURN YOUR INSTRUCTIONS
BY THE INDICATED CUTOFF DATE; ADDITIONALLY,
IN ORDER TO PROCESS YOUR VOTING
INSTRUCTIONS, PLEASE ALSO NOTE THAT THE
COMPANY SPECIFIC POWER OF ATTORNEY MUST BE
SIGNED AND SENT IN ORIGINAL (BANK REPLY
DEADLINE -2) TO THE APPROPRIATE SUB
CUSTODIAN. SHAREHOLDER INFORMATION CAN BE
RETRIEVED FROM THE MATERIAL URL THAT IS
PROVIDED WITH THIS BALLOT. PLEASE CONTACT
YOUR INSTITUTION CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NAME OF THE
SUB-CUSTODIAN THAT THIS FORM SHOULD BE
MAILED. THANK YOU.
CMMT PLEASE NOTE THAT THERE ARE ADDITIONAL Non-Voting
DOCUMENTATION REQUIREMENTS ASSOCIATED WITH
THIS MEETING: DOCUMENTATION CONFIRMING THE
QUALITY OF THE SIGNER AS LEGAL
REPRESENTATIVE MUST BE DELIVERED DIRECTLY
TO THE COMPANY NO LATER THAN THE DEADLINE
AS STATED ON THE COMPANIES MEETING NOTICE.
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 31 DEC 2013 AT 10:00 HRS.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU.
1 Establishing the rectified Income and Mgmt Against Against
Expenditure Budget for 2013 of S.N.G.N.
"ROMGAZ" S.A
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 8 DIRECTORS PRESENTED
FOR ELECTION, YOU CAN ONLY VOTE FOR 7
DIRECTORS. THE LOCAL AGENT IN THE MARKET
WILL APPLY CUMULATIVE VOTING EVENLY AMONG
ONLY DIRECTORS FOR WHOM YOU VOTE "FOR".
CUMULATIVE VOTES CANNOT BE APPLIED UNEVENLY
AMONG DIRECTORS VIA PROXYEDGE. STANDING
INSTRUCTIONS HAVE BEEN REMOVED FOR THIS
MEETING. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE WITH ANY QUESTIONS.
2.1 Election of S.N.G.N. "ROMGAZ" S.A.'s Board Mgmt Against Against
of Director: Aurora Negrut
2.2 Election of S.N.G.N. "ROMGAZ" S.A.'s Board Mgmt Against Against
of Director: Adrian - Constantin Volintiru
2.3 Election of S.N.G.N. "ROMGAZ" S.A.'s Board Mgmt Against Against
of Director: Eugen - Dragos Doros
2.4 Election of S.N.G.N. "ROMGAZ" S.A.'s Board Mgmt Against Against
of Director: Virgil - Marius Metea
2.5 Election of S.N.G.N. "ROMGAZ" S.A.'s Board Mgmt Against Against
of Director: Eufemia Musat
2.6 Election of S.N.G.N. "ROMGAZ" S.A.'s Board Mgmt Against Against
of Director: Ecaterina Popescu
2.7 Election of S.N.G.N. "ROMGAZ" S.A.'s Board Mgmt Against Against
of Director: Peter Jansen
2.8 Election of S.N.G.N. "ROMGAZ" S.A.'s Board Mgmt For For
of Director: David Klingensmith
3 Mandating a representative of the Mgmt For For
shareholders to sign the contract of
administration with the new members of the
Board of Directors
4 Establishing January 17, 2014 as the record Mgmt For For
date of the shareholders who are affected
by the Resolutions of the Ordinary General
Meeting of Shareholders
5 Authorizing the Chairman of the Board of Mgmt For For
Directors and the Secretary of the Meeting
to execute the Resolution of the Ordinary
General Meeting of Shareholders, as per
article 16, paragraph 1 of the Articles of
Incorporation of S.N.G.N. "ROMGAZ" S.A.
--------------------------------------------------------------------------------------------------------------------------
SOCIETATEA NATIONALA DE GAZE NATURALE ROMGAZ S. Agenda Number: 704907584
--------------------------------------------------------------------------------------------------------------------------
Security: X8T90R107
Meeting Type: EGM
Meeting Date: 30-Jan-2014
Ticker:
ISIN: ROSNGNACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 30 DEC 2013: IF YOU WISH YOU TO VOTE IN Non-Voting
THIS GENERAL ASSEMBLY, YOU MUST RETURN YOUR
INSTRUCTIONS BY THE INDICATED CUTOFF DATE;
ADDITIONALLY, IN ORDER TO PROCESS YOUR
VOTING INSTRUCTIONS, PLEASE ALSO NOTE THAT
THE COMPANY SPECIFIC POWER OF ATTORNEY MUST
BE SIGNED AND SENT IN ORIGINAL (BANK REPLY
DEADLINE -2) TO THE APPROPRIATE SUB
CUSTODIAN. SHAREHOLDER INFORMATION CAN BE
RETRIEVED FROM THE MATERIAL URL THAT IS
PROVIDED WITH THIS BALLOT. PLEASE CONTACT
YOUR INSTITUTION CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NAME OF THE
SUB-CUSTODIAN THAT THIS FORM SHOULD BE
MAILED. THANK YOU.
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 31 JAN 2014. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
CMMT PLEASE NOTE THAT THERE ARE ADDITIONAL Non-Voting
DOCUMENTATION REQUIREMENTS ASSOCIATED WITH
THIS MEETING: DOCUMENTATION CONFIRMING THE
QUALITY OF THE SIGNER AS LEGAL
REPRESENTATIVE MUST BE DELIVERED DIRECTLY
TO THE COMPANY NO LATER THAN THE DEADLINE
AS STATED ON THE COMPANIES MEETING NOTICE.
1 Approval for executing a new bank Mgmt No vote
facilities agreement for opening a
documentary letter of credit and for
issuing letters of bank guarantee, upon
S.N.G.N. ROMGAZ S.A.'s request, within the
limits of USD14 million
2 Authorizing Mr Virgil Marius Metea acting Mgmt No vote
as Director General of S.N.G.N. "ROMGAZ"
S.A. and Ms. Lucia Ionascu acting as
Financial Director of S.N.G.N. "ROMGAZ"
S.A. to execute such bank facilities
agreement
3 Approval to set up the work location "7 Mgmt No vote
Caragele Well Cluster classified as
secondary office without legal status"
under the Romania Law
4 Approval to set up the work location "4 Mgmt No vote
Faurei Well Cluster" classified as
"secondary office without legal status"
under the Romania Law
5 Approval: a) To dissolve and deregister Mgmt No vote
from the Trade Register Office a number of
87 work locations listed in Annex 1 to the
Notification no. 34155, December 9, 2013
b)To set up, register and declare to the
Trade Register Office attached to Sibiu Law
Court a number of 238 work locations listed
in Annex 2 to the Notification 34155,
December 9, 2013 c)To set up, register and
declare to the Trade Register Office
attached to Sibiu Law Court a number of 26
work locations listed in Annex 1 to the
Notification no. 34193, December 9, 2013
6 Establishing February 18th, 2014 as the Mgmt No vote
record date of the shareholders who are
affected by the Resolutions of the
Extraordinary General Meeting of
Shareholders
7 Authorizing the Chairman of the Board of Mgmt No vote
Directors and the Secretary of the Meeting
to execute the Resolution of the
Extraordinary General Meeting of
Shareholders, as per article 16, paragraph
1 of the Articles of Incorporation of
S.N.G.N "ROMGAZ" S.A.
CMMT 30 DEC 2013: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF COMPANY POA. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SOCIETATEA NATIONALA DE GAZE NATURALE ROMGAZ S. Agenda Number: 704997773
--------------------------------------------------------------------------------------------------------------------------
Security: X8T90R107
Meeting Type: EGM
Meeting Date: 17-Mar-2014
Ticker:
ISIN: ROSNGNACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 282515 DUE TO ADDITION OF
RESOLUTIONS 6 AND 7. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
CMMT 06 MAR 2014: IF YOU WISH YOU TO VOTE IN Non-Voting
THIS GENERAL ASSEMBLY, YOU MUST RETURN YOUR
INSTRUCTIONS BY THE INDICATED CUTOFF DATE;
ADDITIONALLY, IN ORDER TO PROCESS YOUR
VOTING INSTRUCTIONS, PLEASE ALSO NOTE THAT
THE COMPANY SPECIFIC POWER OF ATTORNEY MUST
BE SIGNED AND SENT IN ORIGINAL (BANK REPLY
DEADLINE -2) TO THE APPROPRIATE SUB
CUSTODIAN. SHAREHOLDER INFORMATION CAN BE
RETRIEVED FROM THE MATERIAL URL THAT IS
PROVIDED WITH THIS BALLOT. PLEASE CONTACT
YOUR INSTITUTION CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NAME OF THE
SUB-CUSTODIAN THAT THIS FORM SHOULD BE
MAILED. THANK YOU.
CMMT PLEASE NOTE THAT THERE ARE ADDITIONAL Non-Voting
DOCUMENTATION REQUIREMENTS ASSOCIATED WITH
THIS MEETING: DOCUMENTATION CONFIRMING THE
QUALITY OF THE SIGNER AS LEGAL
REPRESENTATIVE MUST BE DELIVERED DIRECTLY
TO THE COMPANY NO LATER THAN THE DEADLINE
AS STATED ON THE COMPANIES MEETING NOTICE.
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 18 MARCH 2014 AT 12:00 HRS.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU.
1 Approve the company's participation at the Mgmt No vote
share capital increase of Hidro Tarnita SA
by subscribing a number of 88.900 new
shares with a nominal value of 100 RON,
issued by Hidro Tarnita SA, in accordance
with the Board of Administrators
pre-approval
2 Approve to include within the company's Mgmt No vote
2014 Budget Plan the amounts required for
the subscribed shares issued by Hidro
Tarnita SA
3 Approve the Principle Agreement regarding Mgmt No vote
the Interconnection Cable Plan 400 Kv
Romania-Turcia, , in accordance with the
Board of Administrators pre-approval
4 Approve the company's participation at the Mgmt No vote
project called HVDCC Romania-Turcia SA by
subscribing the RON equivalent of 2.000.000
new shares with nominal value of 1 RON
5 Approve the Principle Agreement regarding Mgmt No vote
the HVDCC Romania-Turcia SA Project, , in
accordance with the Board of Administrators
pre-approval
6 Approve to rectify the materiale error Mgmt No vote
included within art.V point b) from the EGM
Decision no 1 held on January 30th 2014 by
changing number 238 with 260
7 Approve to update Anexx no.2 at EGM Mgmt No vote
Decision no.1 held on January 30th 2014
8 Establishing April 2nd, 2014 as the record Mgmt No vote
date of the shareholders who are affected
by the Resolutions of the Extraordinary
General Meeting of Shareholders
9 Authorizing the Chairman of the Board of Mgmt No vote
Directors and the Secretary of the Meeting
to execute the Resolution of the
Extraordinary General Meeting of
Shareholders, as per article 16, paragraph
1 of the Articles of Incorporation of
S.N.G.N. Romgaz S.A
CMMT 06 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF ROMANIA COMPANY
POA AND MODIFICATION TO THE TEXT OF
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES FOR MID: 288641 PLEASE DO NOT REVOTE
ON THIS MEETING UNLESS YOU DECIDE TO AMEND
YOUR INSTRUCTIONS
--------------------------------------------------------------------------------------------------------------------------
SOCIETATEA NATIONALA DE GAZE NATURALE ROMGAZ S. Agenda Number: 705059738
--------------------------------------------------------------------------------------------------------------------------
Security: X8T90R107
Meeting Type: OGM
Meeting Date: 28-Apr-2014
Ticker:
ISIN: ROSNGNACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 01 APR 2014: IF YOU WISH YOU TO VOTE IN Non-Voting
THIS GENERAL ASSEMBLY, YOU MUST RETURN YOUR
INSTRUCTIONS BY THE INDICATED CUTOFF DATE;
ADDITIONALLY, IN ORDER TO PROCESS YOUR
VOTING INSTRUCTIONS, PLEASE ALSO NOTE THAT
THE COMPANY SPECIFIC POWER OF ATTORNEY MUST
BE SIGNED AND SENT IN ORIGINAL (BANK REPLY
DEADLINE -2) TO THE APPROPRIATE SUB
CUSTODIAN. SHAREHOLDER INFORMATION CAN BE
RETRIEVED FROM THE MATERIAL URL THAT IS
PROVIDED WITH THIS BALLOT. PLEASE CONTACT
YOUR INSTITUTION CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NAME OF THE
SUB-CUSTODIAN THAT THIS FORM SHOULD BE
MAILED. THANK YOU.
CMMT PLEASE NOTE THAT THERE ARE ADDITIONAL Non-Voting
DOCUMENTATION REQUIREMENTS ASSOCIATED WITH
THIS MEETING: DOCUMENTATION CONFIRMING THE
QUALITY OF THE SIGNER AS LEGAL
REPRESENTATIVE MUST BE DELIVERED DIRECTLY
TO THE COMPANY NO LATER THAN THE DEADLINE
AS STATED ON THE COMPANIES MEETING NOTICE.
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 29 APR 2014 AT 12 PM. CONSEQUENTLY,
YOUR VOTING INSTRUCTIONS WILL REMAIN VALID
FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 Approval of annual individual financial Mgmt Take No Action
statements drawn up on December 31, 2013
(statement of financial position at the end
of the period, statement of global result,
statement of changes in stockholders
equity, statement of cash flows,. Reports
including the summary of the significant
accounting policies and other explanatory
information) in accordance with the
International Financial Reporting Standards
(IFRS) based on the board of directors
report for financial year 2013 and audit
report
2 Approval of the proposal regarding the Mgmt Take No Action
distribution of net profit on December 31,
2013
3 Approval of gross dividend per share, Mgmt Take No Action
dividends payment term and modalities for
financial year 2013
4 Approval of loss coverage accomplished as a Mgmt Take No Action
result of the implementation of IAS 29 for
the first time
5 Approval of retained earnings deriving from Mgmt Take No Action
the retreat on the date of International
Financial Reporting Standards (IFRS)
adoption
6 Approval of discharge the members of the Mgmt Take No Action
board of directors for financial year 2013
7 Annual report of the nomination and Mgmt Take No Action
remuneration committee as far as regards
the remunerations and other benefits
awarded to the members of the board of
directors and the managers, during the
financial year 2013
8 Report on the modality of fulfilment on Mgmt Take No Action
December 31, 2013 of the performance
criteria and objectives established under
the contract of mandate of director general
of Societatea Nationala De Gaze Naturale
Romgaz S.A
9 Approval of corporate governance rules of Mgmt Take No Action
s. N. G.N. Romgaz S.A. in order to Align
Societatea Nationala De Gaze Naturale
Romgaz S.A. to the principles provided in
the code of corporate governance of
Bucharest stock exchange
10 Establish may 16, 2014 as the record date, Mgmt Take No Action
respectively the date for identifying the
shareholders who will receive dividends or
other rights and who are affected by the
resolutions of the ordinary general meeting
of shareholders
11 Authorize the chairman of the board of Mgmt Take No Action
directors and the secretary of the meeting
to execute the resolution of the ordinary
general meeting of shareholders, as per
article 16, paragraph 1 of the articles of
incorporation of Societatea Nationala de
Gaze Naturale Romgaz - S.A
CMMT 01 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF COMPANY POA AND
CHANGE IN MEETING TYPE FROM AGM TO OGM. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SOCIETATEA NATIONALA DE GAZE NATURALE ROMGAZ S. Agenda Number: 705091128
--------------------------------------------------------------------------------------------------------------------------
Security: X8T90R107
Meeting Type: EGM
Meeting Date: 28-Apr-2014
Ticker:
ISIN: ROSNGNACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 02 APR 2014: IF YOU WISH YOU TO VOTE IN Non-Voting
THIS GENERAL ASSEMBLY, YOU MUST RETURN YOUR
INSTRUCTIONS BY THE INDICATED CUTOFF DATE;
ADDITIONALLY, IN ORDER TO PROCESS YOUR
VOTING INSTRUCTIONS, PLEASE ALSO NOTE THAT
THE COMPANY SPECIFIC POWER OF ATTORNEY MUST
BE SIGNED AND SENT IN ORIGINAL (BANK REPLY
DEADLINE -2) TO THE APPROPRIATE SUB
CUSTODIAN. SHAREHOLDER INFORMATION CAN BE
RETRIEVED FROM THE MATERIAL URL THAT IS
PROVIDED WITH THIS BALLOT. PLEASE CONTACT
YOUR INSTITUTION CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NAME OF THE
SUB-CUSTODIAN THAT THIS FORM SHOULD BE
MAILED. THANK YOU.
CMMT PLEASE NOTE THAT THERE ARE ADDITIONAL Non-Voting
DOCUMENTATION REQUIREMENTS ASSOCIATED WITH
THIS MEETING: DOCUMENTATION CONFIRMING THE
QUALITY OF THE SIGNER AS LEGAL
REPRESENTATIVE MUST BE DELIVERED DIRECTLY
TO THE COMPANY NO LATER THAN THE DEADLINE
AS STATED ON THE COMPANIES MEETING NOTICE.
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 29 APR 2014 AT 11 AM. CONSEQUENTLY,
YOUR VOTING INSTRUCTIONS WILL REMAIN VALID
FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 APPROVAL TO CORRECT THE MATERIAL ERROR OF Mgmt Take No Action
THE WORDING OF ART. V, ITEM B) OF THE
RESOLUTION NO.1/ JANUARY 30, 2014 OF THE
EXTRAORDINARY GENERAL MEETING OF
SHAREHOLDERS OF ROMGAZ (EGMS RESOLUTION NO.
1/2014) BY REPLACING THE NUMBER 238 WITH
NUMBER 260. AS A RESULT OF THE CORRECTION,
ART. V, ITEM B) SHALL HAVE THE FOLLOWING
WORDING: "APPROVAL (...) TO SET UP,
REGISTER AND DECLARE AT THE TRADE REGISTER
OFFICE ATTACHED TO THE LAW COURT OF SIBIU
260 WORK LOCATIONS
2 APPROVAL TO MODIFY ANNEX 2 TO THE EGMS Mgmt Take No Action
S.N.G.N. "ROMGAZ"-S.A. RESOLUTION NO.
1/2014 BY RENUMBERING THE ITEMS FROM 1 TO
260
3 ESTABLISHING MAY 16, 2014 AS THE "RECORD Mgmt Take No Action
DATE" OF THE SHAREHOLDERS WHO ARE AFFECTED
BY THE RESOLUTIONS OF THE EXTRAORDINARY
GENERAL MEETING OF SHAREHOLDERS
4 AUTHORIZES THE CHAIRMAN OF THE BOARD OF Mgmt Take No Action
DIRECTORS AND THE SECRETARY OF THE MEETING
TO EXECUTE THE RESOLUTION OF THE
EXTRAORDINARY GENERAL MEETING OF
SHAREHOLDER, AS PER ARTICLE 16, PARAGRAPH 1
OF THE ARTICLES OF INCORPORATION OF
SOCIETATEA NATIONALA DE GAZE NATURALE
"ROMGAZ" - S.A
CMMT 02 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF COMPANY POA. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SOCIETATEA NATIONALA DE GAZE NATURALE ROMGAZ S. Agenda Number: 705240098
--------------------------------------------------------------------------------------------------------------------------
Security: X8T90R107
Meeting Type: OGM
Meeting Date: 12-Jun-2014
Ticker:
ISIN: ROSNGNACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 12 MAY 2014: IF YOU WISH YOU TO VOTE IN Non-Voting
THIS GENERAL ASSEMBLY, YOU MUST RETURN YOUR
INSTRUCTIONS BY THE INDICATED CUTOFF DATE;
ADDITIONALLY, IN ORDER TO PROCESS YOUR
VOTING INSTRUCTIONS, PLEASE ALSO NOTE THAT
THE COMPANY SPECIFIC POWER OF ATTORNEY MUST
BE SIGNED AND SENT IN ORIGINAL (BANK REPLY
DEADLINE -2) TO THE APPROPRIATE SUB
CUSTODIAN. SHAREHOLDER INFORMATION CAN BE
RETRIEVED FROM THE MATERIAL URL THAT IS
PROVIDED WITH THIS BALLOT. PLEASE CONTACT
YOUR INSTITUTION CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NAME OF THE
SUB-CUSTODIAN THAT THIS FORM SHOULD BE
MAILED. THANK YOU
CMMT PLEASE NOTE THAT THERE ARE ADDITIONAL Non-Voting
DOCUMENTATION REQUIREMENTS ASSOCIATED WITH
THIS MEETING: DOCUMENTATION CONFIRMING THE
QUALITY OF THE SIGNER AS LEGAL
REPRESENTATIVE MUST BE DELIVERED DIRECTLY
TO THE COMPANY NO LATER THAN THE DEADLINE
AS STATED ON THE COMPANIES MEETING NOTICE.
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 13 JUN 2014. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 ELECTING A DIRECTOR TO OCCUPY THE VACANCY Mgmt No vote
IN THE BOARD OF DIRECTORS OF S.N.G.N.
ROMGAZ SA
2 MANDATING MR. CORNEL BOBALCA, Mgmt No vote
REPRESENTATIVE OF THE MAJORITY
SHAREHOLDERS, FOR SIGNING THE DIRECTOR S
CONTRACT WITH THE NEW MEMBER OF THE BOARD
OF DIRECTORS
3 APPROVING THE DOCUMENTATION FOR THE PIECES Mgmt No vote
OF LAND USED BY S.N.G.N. ROMGAZ S.A. IN
ORDER TO OBTAIN OWNERSHIP TITLES ON THEM
4 ESTABLISH JUNE 30, 2014 AS THE RECORD DATE Mgmt No vote
, RESPECTIVELY THE DATE FOR IDENTIFYING THE
SHAREHOLDERS WHO ARE AFFECTED BY THE
RESOLUTIONS OF THE ORDINARY GENERAL MEETING
OF SHAREHOLDERS
5 AUTHORIZES THE CHAIRMAN OF THE BOARD OF Mgmt No vote
DIRECTORS AND THE SECRETARY OF THE MEETING
TO EXECUTE THE RESOLUTION OF THE ORDINARY
GENERAL MEETING OF SHAREHOLDER, AS PER
ARTICLE 16, PARAGRAPH 1 OF THE ARTICLES OF
INCORPORATION OF SOCIETATEA NATIONALA DE
GAZE NATURALE ROMGAZ - S.A
CMMT 12 MAY 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF COMPANY POA AND
CHANGE IN MEETING TYPE TO OGM. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SOCIETE NATIONALE DES TELECOMMUNICATIONS SA, DAKAR Agenda Number: 705058229
--------------------------------------------------------------------------------------------------------------------------
Security: V8304U105
Meeting Type: OGM
Meeting Date: 10-Apr-2014
Ticker:
ISIN: SN0000000019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Review and approval of financial statement Mgmt For For
for year ended December 2013
2 Allocation of income fiscal year 2013. Mgmt For For
General shareholders set the total of the
gross dividend to XOF 1,550 per shares and
the net dividend of XOF 1,395 per share
will be paid on or after 06 May 2014
3 General meeting to ratify the cooptation of Mgmt For For
administrators
4 Renewal of administrators term Mgmt For For
5 Approbation of regulated mandates Mgmt Against Against
6 Powers for formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TELECOM EGYPT, CAIRO Agenda Number: 704982722
--------------------------------------------------------------------------------------------------------------------------
Security: M87886103
Meeting Type: EGM
Meeting Date: 13-Mar-2014
Ticker:
ISIN: EGS48031C016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 Consider the approval of amending Articles Mgmt For For
No.3, 7, 21, 22, 23, 24, 25, 26, 27, 30,
31, 32, 40, 42 and 57 from the company
articles of association
--------------------------------------------------------------------------------------------------------------------------
TELECOM EGYPT, CAIRO Agenda Number: 705032530
--------------------------------------------------------------------------------------------------------------------------
Security: M87886103
Meeting Type: OGM
Meeting Date: 31-Mar-2014
Ticker:
ISIN: EGS48031C016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 Approving the bod report for the company's Mgmt For For
activities for the fiscal year ending
31.12.2013
2 Approving the financial auditor report on Mgmt For For
the financial statement for the fiscal year
ending 31.12.2013
3 Approving the company's financial Mgmt For For
statements for the fiscal year ending
31.12.2013
4 Rehiring the financial auditor and Mgmt For For
determining his fees for the fiscal year
ending 31.12.2014
5 Discharging the BoD responsibilities for Mgmt For For
the fiscal year ending 31.12.2013
6 Authorizing the BoD donations during the Mgmt Against Against
fiscal year 2014
7 Approving to determine the bod attendance Mgmt For For
and transportation allowances for the
fiscal year ending 31.12.2014
8 Approving the netting contracts that has Mgmt Against Against
been executed with the concerned parties.
Shareholders and BoD members as well as
delegating the bod to perform 2014 netting
contracts
9 Approving the suggested profit distribution Mgmt For For
for the year ending 31.12.2013
10 Approving the changes that took place on Mgmt Against Against
the bod structure since the last
shareholders meeting till date
11 Approving to delegate the bod to sell the Mgmt Against Against
unused company's land in case of the need
for relative investments for the company
--------------------------------------------------------------------------------------------------------------------------
TENARIS, S.A. Agenda Number: 934001607
--------------------------------------------------------------------------------------------------------------------------
Security: 88031M109
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: TS
ISIN: US88031M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. CONSIDERATION OF THE CONSOLIDATED Mgmt For
MANAGEMENT REPORT AND RELATED MANAGEMENT
CERTIFICATIONS ON THE COMPANY'S
CONSOLIDATED FINANCIAL STATEMENTS AS OF AND
FOR THE YEAR ENDED 31 DECEMBER 2013, AND ON
THE ANNUAL ACCOUNTS AS AT 31 DECEMBER 2013,
AND OF THE INDEPENDENT AUDITORS' REPORTS ON
SUCH CONSOLIDATED FINANCIAL STATEMENTS AND
ANNUAL ACCOUNTS.
2. APPROVAL OF THE COMPANY'S CONSOLIDATED Mgmt For
FINANCIAL STATEMENTS AS OF AND FOR THE YEAR
ENDED 31 DECEMBER 2013.
3. APPROVAL OF THE COMPANY'S ANNUAL ACCOUNTS Mgmt For
AS OF 31 DECEMBER 2013.
4. ALLOCATION OF RESULTS AND APPROVAL OF Mgmt For
DIVIDEND PAYMENT FOR THE YEAR ENDED 31
DECEMBER 2013.
5. DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For
DIRECTORS FOR THE EXERCISE OF THEIR MANDATE
DURING THE YEAR ENDED 31 DECEMBER 2013.
6. ELECTION OF MEMBERS OF THE BOARD OF Mgmt For
DIRECTORS.
7. COMPENSATION OF MEMBERS OF THE BOARD OF Mgmt For
DIRECTORS.
8. APPOINTMENT OF THE INDEPENDENT AUDITORS FOR Mgmt For
THE FISCAL YEAR ENDING 31 DECEMBER 2014,
AND APPROVAL OF THEIR FEES.
9. AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For
CAUSE THE DISTRIBUTION OF ALL SHAREHOLDER
COMMUNICATIONS, INCLUDING ITS SHAREHOLDER
MEETING AND PROXY MATERIALS AND ANNUAL
REPORTS TO SHAREHOLDERS, BY SUCH ELECTRONIC
MEANS AS IS PERMITTED BY ANY APPLICABLE
LAWS OR REGULATIONS.
--------------------------------------------------------------------------------------------------------------------------
TERNIUM S.A. Agenda Number: 933981727
--------------------------------------------------------------------------------------------------------------------------
Security: 880890108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: TX
ISIN: US8808901081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. CONSIDERATION OF THE BOARD OF DIRECTORS' Mgmt For For
AND INDEPENDENT AUDITOR'S REPORTS ON THE
COMPANY'S CONSOLIDATED FINANCIAL
STATEMENTS.
2. CONSIDERATION OF THE INDEPENDENT AUDITOR'S Mgmt For For
REPORT ON ANNUAL ACCOUNTS, ALL AS MORE
FULLY DESCRIBED IN THE PROXY MATERIAL.
3. ALLOCATION OF RESULTS AND APPROVAL OF Mgmt For For
DIVIDEND PAYMENT.
4. DISCHARGE TO THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS FOR THE EXERCISE OF THEIR MANDATE
THROUGHOUT THE YEAR ENDED DECEMBER 31,
2013.
5. ELECTION OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS.
6. COMPENSATION OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS.
7. APPOINTMENT OF THE INDEPENDENT AUDITORS FOR Mgmt For For
THE FISCAL YEAR ENDING DECEMBER 31, 2014
AND APPROVAL OF THEIR FEES.
8. AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
DELEGATE THE DAY-TO-DAY MANAGEMENT OF THE
COMPANY'S BUSINESS TO ONE OR MORE OF ITS
MEMBERS.
9. AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
APPOINT ONE OR MORE OF ITS MEMBERS AS THE
COMPANY'S ATTORNEY-IN-FACT.
--------------------------------------------------------------------------------------------------------------------------
U A C N PLC Agenda Number: 705239590
--------------------------------------------------------------------------------------------------------------------------
Security: V9220Z103
Meeting Type: AGM
Meeting Date: 25-Jun-2014
Ticker:
ISIN: NGUACN000006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 LAY BEFORE THE MEMBERS THE REPORT OF THE Mgmt For For
DIRECTORS THE CONSOLIDATED STATEMENT OF
FINANCIAL POSITION OF THE COMPANY AS AT 31
DECEMBER 2013 TOGETHER WITH THE
CONSOLIDATED STATEMENT OF COMPREHENSIVE
INCOME FOR THE YEAR ENDED ON THAT DATE AND
THE REPORTS OF THE AUDITORS AND THE AUDIT
COMMITTEE THEREON
2 DECLARE A DIVIDEND Mgmt For For
3 RE-ELECT DIRECTORS Mgmt For For
4 AUTHORIZE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS
5 ELECT MEMBERS OF THE AUDIT COMMITTEE Mgmt Against Against
6 FIX THE REMUNERATION OF THE DIRECTORS Mgmt For For
7 THAT THE ARTICLES OF ASSOCIATION OF THE Mgmt Against Against
COMPANY BE AND IS HEREBY AMENDED BY THE
INSERTING THE FOLLOWING AS ARTICLE 102 4
THAT THE DIRECTORS MAY HOLD THEIR MEETINGS
BY PHYSICAL PRESENCE AT ANY AGREED VENUE OF
THE MEETING OR BY TELEPHONE CONFERENCE CALL
OR VIDEO CONFERENCING OR BY ELECTRONIC
CIRCULATION OF MATTERS REQUIRING BOARD
CONSIDERATION AND APPROVAL TO THE DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
UNITED BANK FOR AFRICA Agenda Number: 705093158
--------------------------------------------------------------------------------------------------------------------------
Security: V9T62Y106
Meeting Type: AGM
Meeting Date: 25-Apr-2014
Ticker:
ISIN: NGUBA0000001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE AUDITED ACCOUNTS FOR THE Mgmt For For
YEAR ENDED DECEMBER 31 2013 TOGETHER WITH
THE REPORTS OF THE DIRECTORS AUDITORS AND
THE AUDIT COMMITTEE THEREON
2 TO DECLARE A DIVIDEND Mgmt For For
3 TO ELECT RE-ELECT DIRECTORS Mgmt Against Against
4 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITOR'S
5 TO ELECT MEMBERS OF THE AUDIT COMMITTEE Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
VIETNAM DAIRY PRODUCT CORPORATION Agenda Number: 705169236
--------------------------------------------------------------------------------------------------------------------------
Security: Y9365V104
Meeting Type: AGM
Meeting Date: 25-Apr-2014
Ticker:
ISIN: VN000000VNM8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 292746 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT MOST VIETNAM LISTED COMPANIES WILL ACCEPT Non-Voting
VOTING ACCOMPANIED BY A GENERIC POWER OF
ATTORNEY (POA) DOCUMENT AS PREPARED IN
ADVANCE BY THE LOCAL MARKET SUBCUSTODIAN
BANK THROUGH WHICH YOUR SHARES SETTLE.
HOWEVER, CERTAIN ISSUERS MAY REQUIRE AN
ISSUER-SPECIFIC POA SIGNED BY THE VOTING
CLIENT. UPON RECEIPT OF AN ISSUER-SPECIFIC
POA TEMPLATE FROM THE LOCAL MARKET
SUBCUSTODIAN, BROADRIDGE WILL PROVIDE THIS
TO YOU FOR YOUR COMPLETION AND SUBMISSION
1 APPROVAL OF AUDITED FINANCIAL STATEMENTS, Mgmt For For
ACTIVITY REPORT OF BOD AND BOS IN 2013
2 APPROVAL OF PROFIT ALLOCATION IN 2013 AND Mgmt For For
DIVIDEND RATE: THE AGM 2013 APPROVED CASH
DIVIDEND IN 2013 AT 34% OF THE PAR VALUE
(3.400 VND PER SHARE)
3 APPROVAL OF BONUS SHARES ISSUANCE FOR Mgmt For For
EXISTING SHAREHOLDERS
4 APPROVAL OF PLANS FOR 2014 INCLUDING Mgmt For For
REVENUE AND PROFIT, INVESTMENT PLAN, PROFIT
ALLOCATION PLAN
5 APPROVAL OF SELECTION OF INDEPENDENT AUDIT Mgmt For For
ENTITY FOR FISCAL YEAR 2014
6 APPROVAL OF REMUNERATION FOR BOD AND BOS IN Mgmt For For
2014
7 APPROVAL OF THE APPOINTMENT OF MR NG JUI Mgmt For For
SIA TO BOD MEMBER FOR TERM 2012-2016
8 APPROVAL OF CHAIRMAN OF BOD ACTING Mgmt For For
CONCURRENTLY AS GENERAL DIRECTOR
9 ADDITIONAL ELECTION OF BOS MEMBER TO Mgmt For For
REPLACE MR NGOC VU CHUONG WHO HAS RESIGNED
FROM BOS SINCE 08 APR 2014
10 ANY OTHER ISSUES WITHIN THE JURISDICTION OF Mgmt For Against
THE AGM
--------------------------------------------------------------------------------------------------------------------------
YOUNGONE CORP, SEOUL Agenda Number: 704980514
--------------------------------------------------------------------------------------------------------------------------
Security: Y9849C102
Meeting Type: AGM
Meeting Date: 14-Mar-2014
Ticker:
ISIN: KR7111770004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 284148 DUE TO ADDITION OF
RESOLUTION 3.3. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT IF CONDITIONS REQUIRED BY Non-Voting
ARTICLE 449-2 OF COMMERCIAL LAW AND ARTICLE
43 OF ARTICLES OF INCORPORATION ARE
SATISFIED, AGENDA ITEM 1 SHALL BE APPROVED
BY THE BOARD OF DIRECTORS AND REPORTED AT
THE MEETING.
1 Approval of financial statement Mgmt For For
2 Amendment of articles of incorporation Mgmt For For
3.1 Election of inside director candidate: Lee Mgmt For For
Heung Nam
3.2 Election of inside director candidate: I Mgmt For For
Yeong Hoe
3.3 Election of outside director candidate: Yun Mgmt For For
Je Cheol
4.1 Election of audit committee member Mgmt For For
candidate: Seon Jun Yeong
4.2 Election of audit committee member Mgmt For For
candidate: William E. Ferry
4.3 Election of audit committee member Mgmt For For
candidate: Yoon Je Cheol
5 Approval of remuneration for director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ZENITH BANK PLC, LAGOS Agenda Number: 705031362
--------------------------------------------------------------------------------------------------------------------------
Security: V9T871109
Meeting Type: AGM
Meeting Date: 02-Apr-2014
Ticker:
ISIN: NGZENITHBNK9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Audited Accounts Mgmt For For
for the financial year ended 31st December
2013 the Reports of the Directors Auditors
and Audit Committee thereon
2 To declare a dividend Mgmt For For
3 To elect/re-elect Directors Mgmt Against Against
4 To authorize the Directors to fix the Mgmt For For
remuneration of the Auditors
5 To elect members of the Audit Committee Mgmt Against Against
6 To approve the remuneration of the Mgmt Against Against
Directors for the year ending December 31
2014
CMMT 14 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO THE TEXT OF
RESOLUTION 3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ZHAIKMUNAI LP, DOUGLAS Agenda Number: 704845669
--------------------------------------------------------------------------------------------------------------------------
Security: 98952U204
Meeting Type: SGM
Meeting Date: 29-Nov-2013
Ticker:
ISIN: US98952U2042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 The Board of the General Partner considers Mgmt For For
that it would be in the interests of the
Partnership to change the name of the
Partnership to Nostrum Oil & Gas LP for the
reasons set out in the letter from the
Chairman of the General Partner of even
date herewith, and is seeking the approval
by the Limited Partners of the change of
name by Special Resolution: clause 15.3(a)
2 The Board believes that it would be in the Mgmt For For
interest of the Partnership to make certain
amendments to the LPA in relation to the
holding of meetings of Limited Partners and
clarifying their voting rights and is
seeking the approval by the Limited
Partners by Special Resolution for the
General Partner to make the proposed
changes to the LPA that would permit such
amendments: Clauses: 15.3(a), 14.2(a),
14.4(a), 14.5
Curian/Franklin Templeton Natural Resources Fund
--------------------------------------------------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION Agenda Number: 933952651
--------------------------------------------------------------------------------------------------------------------------
Security: 032511107
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: APC
ISIN: US0325111070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANTHONY R. CHASE Mgmt For For
1B. ELECTION OF DIRECTOR: KEVIN P. CHILTON Mgmt For For
1C. ELECTION OF DIRECTOR: H. PAULETT EBERHART Mgmt For For
1D. ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD L. GEORGE Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES W. GOODYEAR Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN R. GORDON Mgmt For For
1H. ELECTION OF DIRECTOR: ERIC D. MULLINS Mgmt For For
1I. ELECTION OF DIRECTOR: R.A. WALKER Mgmt For For
2. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITOR.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. STOCKHOLDER PROPOSAL - REPORT ON POLITICAL Shr Against For
CONTRIBUTIONS.
5. STOCKHOLDER PROPOSAL - REPORT ON CLIMATE Shr Against For
CHANGE RISK.
--------------------------------------------------------------------------------------------------------------------------
ANGLOGOLD ASHANTI LIMITED Agenda Number: 933981688
--------------------------------------------------------------------------------------------------------------------------
Security: 035128206
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: AU
ISIN: US0351282068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ORDINARY RESOLUTION NO. 1 RE-APPOINTMENT OF Mgmt For For
ERNST & YOUNG INC. AS AUDITORS OF THE
COMPANY
2. ORDINARY RESOLUTION NO. 2 ELECTION OF MR. Mgmt For For
RN DUFFY AS A DIRECTOR
3. ORDINARY RESOLUTION NO. 3 RE-ELECTION OF Mgmt For For
MR. R GASANT AS A DIRECTOR
4. ORDINARY RESOLUTION NO. 4 RE-ELECTION OF Mgmt For For
MR. SM PITYANA AS A DIRECTOR
5. ORDINARY RESOLUTION NO. 5 APPOINTMENT OF Mgmt For For
PROF. LW NKUHLU AS A MEMBER OF THE AUDIT
AND RISK COMMITTEE OF THE COMPANY
6. ORDINARY RESOLUTION NO. 6 APPOINTMENT OF Mgmt For For
MR. MJ KIRKWOOD AS A MEMBER OF THE AUDIT
AND RISK COMMITTEE OF THE COMPANY
7. ORDINARY RESOLUTION NO. 7 APPOINTMENT OF Mgmt For For
MR. R GASANT AS A MEMBER OF THE AUDIT AND
RISK COMMITTEE OF THE COMPANY
8. ORDINARY RESOLUTION NO. 8 APPOINTMENT OF Mgmt For For
MR. RJ RUSTON AS A MEMBER OF THE AUDIT AND
RISK COMMITTEE OF THE COMPANY
9. ORDINARY RESOLUTION NO. 9 GENERAL AUTHORITY Mgmt For For
TO DIRECTORS TO ALLOT AND ISSUE ORDINARY
SHARES
10. NON-BINDING ADVISORY ENDORSEMENT ADVISORY Mgmt For For
ENDORSEMENT OF THE ANGLOGOLD ASHANTI
REMUNERATION POLICY
11. SPECIAL RESOLUTION NO. 1 GENERAL AUTHORITY Mgmt For For
TO DIRECTORS TO ISSUE FOR CASH, THOSE
ORDINARY SHARES WHICH THE DIRECTORS ARE
AUTHORISED TO ALLOT AND ISSUE IN TERMS OF
ORDINARY RESOLUTION NUMBER 9
12. SPECIAL RESOLUTION NO. 2 APPROVAL OF Mgmt For For
NON-EXECUTIVE DIRECTORS' REMUNERATION FOR
THEIR SERVICE AS DIRECTORS
13. SPECIAL RESOLUTION NO. 3 APPROVAL OF Mgmt For For
NON-EXECUTIVE DIRECTORS' REMUNERATION FOR
BOARD COMMITTEE MEETINGS
14. SPECIAL RESOLUTION NO. 4 AMENDMENT OF THE Mgmt For For
COMPANY'S MEMORANDUM OF INCORPORATION
15. SPECIAL RESOLUTION NO. 5 AMENDMENT OF THE Mgmt For For
RULES OF THE COMPANY'S LONG-TERM INCENTIVE
PLAN
16. SPECIAL RESOLUTION NO. 6 AMENDMENT OF THE Mgmt For For
RULES OF THE COMPANY'S BONUS SHARE PLAN
17. SPECIAL RESOLUTION NO. 7 GENERAL AUTHORITY Mgmt For For
TO ACQUIRE THE COMPANY'S OWN SHARES
18. SPECIAL RESOLUTION NO. 8 APPROVAL FOR THE Mgmt For For
COMPANY TO GRANT FINANCIAL ASSISTANCE IN
TERMS OF SECTIONS 44 AND 45 OF THE
COMPANIES ACT
19. ORDINARY RESOLUTION NO. 10 ELECTION OF MR. Mgmt For For
DL HODGSON AS A DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
B2GOLD CORP. Agenda Number: 934027334
--------------------------------------------------------------------------------------------------------------------------
Security: 11777Q209
Meeting Type: Annual and Special
Meeting Date: 13-Jun-2014
Ticker: BTG
ISIN: CA11777Q2099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO SET THE NUMBER OF DIRECTORS AT 9. Mgmt For For
02 DIRECTOR
CLIVE JOHNSON Mgmt For For
ROBERT CROSS Mgmt For For
ROBERT GAYTON Mgmt For For
BARRY RAYMENT Mgmt For For
JERRY KORPAN Mgmt For For
JOHN IVANY Mgmt For For
BONGANI MTSHISI Mgmt For For
MICHAEL CARRICK Mgmt For For
KEVIN BULLOCK Mgmt For For
03 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Mgmt For For
CHARTERED ACCOUNTANTS AS AUDITORS OF THE
CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
04 TO APPROVE THE OPTION PLAN RESOLUTION Mgmt For For
RELATING TO THE ADOPTION OF THE AMENDED
PLAN, AS DESCRIBED IN THE MANAGEMENT
INFORMATION CIRCULAR OF B2GOLD CORP. FOR
THE ANNUAL GENERAL AND SPECIAL MEETING OF
THE SHAREHOLDERS TO BE HELD ON JUNE 13,
2014.
05 TO APPROVE THE RSU PLAN RESOLUTION RELATING Mgmt Against Against
TO THE AMENDMENT OF THE RSU PLAN, AS
DESCRIBED IN THE MANAGEMENT INFORMATION
CIRCULAR OF B2GOLD CORP. FOR THE ANNUAL
GENERAL AND SPECIAL MEETING OF THE
SHAREHOLDERS TO BE HELD ON JUNE 13, 2014.
06 TO APPROVE THE ADVANCE NOTICE POLICY Mgmt Against Against
RESOLUTION RELATING TO THE RATIFICATION,
CONFIRMATION AND APPROVAL OF THE ADVANCE
NOTICE POLICY, AS DESCRIBED IN THE
MANAGEMENT INFORMATION CIRCULAR OF B2GOLD
CORP. FOR THE ANNUAL GENERAL AND SPECIAL
MEETING OF THE SHAREHOLDERS TO BE HELD ON
JUNE 13, 2014.
--------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED Agenda Number: 933936241
--------------------------------------------------------------------------------------------------------------------------
Security: 057224107
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: BHI
ISIN: US0572241075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LARRY D. BRADY Mgmt For For
1B. ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: MARTIN S. CRAIGHEAD Mgmt For For
1D. ELECTION OF DIRECTOR: LYNN L. ELSENHANS Mgmt For For
1E. ELECTION OF DIRECTOR: ANTHONY G. FERNANDES Mgmt For For
1F. ELECTION OF DIRECTOR: CLAIRE W. GARGALLI Mgmt For For
1G. ELECTION OF DIRECTOR: PIERRE H. JUNGELS Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES A. LASH Mgmt For For
1I. ELECTION OF DIRECTOR: J. LARRY NICHOLS Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES W. STEWART Mgmt For For
1K. ELECTION OF DIRECTOR: CHARLES L. WATSON Mgmt For For
2. AN ADVISORY VOTE RELATED TO THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION PROGRAM.
3. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
4. THE APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
BAKER HUGHES INCORPORATED 2002 DIRECTOR &
OFFICER LONG-TERM INCENTIVE PLAN.
5. THE APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
BAKER HUGHES INCORPORATED 2002 EMPLOYEE
LONG-TERM INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
BP P.L.C. Agenda Number: 933965773
--------------------------------------------------------------------------------------------------------------------------
Security: 055622104
Meeting Type: Annual
Meeting Date: 10-Apr-2014
Ticker: BP
ISIN: US0556221044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND Mgmt For For
ACCOUNTS.
2 TO RECEIVE AND APPROVE THE DIRECTORS' Mgmt Abstain Against
REMUNERATION REPORT.
3 TO RECEIVE AND APPROVE THE DIRECTORS' Mgmt For For
REMUNERATION POLICY.
4 TO RE-ELECT MR. R W DUDLEY AS A DIRECTOR. Mgmt For For
5 TO RE-ELECT MR. I C CONN AS A DIRECTOR. Mgmt For For
6 TO RE-ELECT DR. B GILVARY AS A DIRECTOR. Mgmt For For
7 TO RE-ELECT MR. P M ANDERSON AS A DIRECTOR. Mgmt For For
8 TO RE-ELECT ADMIRAL F L BOWMAN AS A Mgmt For For
DIRECTOR.
9 TO RE-ELECT MR. A BURGMANS AS A DIRECTOR. Mgmt For For
10 TO RE-ELECT MRS. C B CARROLL AS A DIRECTOR. Mgmt For For
11 TO RE-ELECT MR. G DAVID AS A DIRECTOR. Mgmt For For
12 TO RE-ELECT MR. I E L DAVIS AS A DIRECTOR. Mgmt For For
13 TO RE-ELECT PROFESSOR DAME ANN DOWLING AS A Mgmt For For
DIRECTOR.
14 TO RE-ELECT MR. B R NELSON AS A DIRECTOR. Mgmt For For
15 TO RE-ELECT MR. F P NHLEKO AS A DIRECTOR. Mgmt For For
16 TO RE-ELECT MR. A B SHILSTON AS A DIRECTOR. Mgmt For For
17 TO RE-ELECT MR. C-H SVANBERG AS A DIRECTOR. Mgmt For For
18 TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS Mgmt For For
TO AUTHORIZE THE DIRECTORS TO FIX THEIR
REMUNERATION.
19 TO APPROVE THE RENEWAL OF THE EXECUTIVE Mgmt For For
DIRECTORS' INCENTIVE PLAN.
20 TO DETERMINE THE LIMIT FOR THE AGGREGATE Mgmt For For
REMUNERATION OF THE NON-EXECUTIVE
DIRECTORS.
21 TO GIVE LIMITED AUTHORITY TO ALLOT SHARES Mgmt For For
UP TO A SPECIFIED AMOUNT.
S22 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO Mgmt For For
ALLOT A LIMITED NUMBER OF SHARES FOR CASH
FREE OF PRE-EMPTION RIGHTS.
S23 SPECIAL RESOLUTION: TO GIVE LIMITED Mgmt For For
AUTHORITY FOR THE PURCHASE OF ITS OWN
SHARES BY THE COMPANY.
S24 SPECIAL RESOLUTION: TO AUTHORIZE THE Mgmt For For
CALLING OF GENERAL MEETINGS (EXCLUDING
ANNUAL GENERAL MEETINGS) BY NOTICE OF AT
LEAST 14 CLEAR DAYS.
--------------------------------------------------------------------------------------------------------------------------
C&J ENERGY SERVICES INC Agenda Number: 933968565
--------------------------------------------------------------------------------------------------------------------------
Security: 12467B304
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: CJES
ISIN: US12467B3042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSHUA E. COMSTOCK Mgmt For For
RANDALL C. MCMULLEN, JR Mgmt For For
DARREN M. FRIEDMAN Mgmt For For
ADRIANNA MA Mgmt For For
MICHAEL ROEMER Mgmt For For
C. JAMES STEWART, III Mgmt Withheld Against
HH "TRIPP" WOMMACK, III Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION
3. RATIFICATION OF THE APPOINTMENT OF UHY LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF C&J ENERGY SERVICES,
INC. FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014
--------------------------------------------------------------------------------------------------------------------------
CABOT OIL & GAS CORPORATION Agenda Number: 933938699
--------------------------------------------------------------------------------------------------------------------------
Security: 127097103
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: COG
ISIN: US1270971039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAN O. DINGES Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES R. GIBBS Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT L. KEISER Mgmt For For
1D. ELECTION OF DIRECTOR: W. MATT RALLS Mgmt For For
2 TO RATIFY THE APPOINTMENT OF THE FIRM Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR ITS 2014 FISCAL
YEAR.
3 TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK OF THE
COMPANY.
5 TO APPROVE THE CABOT OIL & GAS CORPORATION Mgmt Against Against
2014 INCENTIVE PLAN.
6 TO CONSIDER A SHAREHOLDER PROPOSAL TO Shr Against For
PROVIDE A REPORT ON THE COMPANY'S POLITICAL
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION Agenda Number: 933961674
--------------------------------------------------------------------------------------------------------------------------
Security: 13342B105
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: CAM
ISIN: US13342B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: H. PAULETT EBERHART Mgmt For For
1.2 ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1.3 ELECTION OF DIRECTOR: JAMES T. HACKETT Mgmt For For
1.4 ELECTION OF DIRECTOR: JACK B. MOORE Mgmt For For
1.5 ELECTION OF DIRECTOR: MICHAEL E. PATRICK Mgmt For For
1.6 ELECTION OF DIRECTOR: JON ERIK REINHARDSEN Mgmt For For
1.7 ELECTION OF DIRECTOR: BRUCE W. WILKINSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, OUR 2013 Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LIMITED Agenda Number: 933952827
--------------------------------------------------------------------------------------------------------------------------
Security: 136385101
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: CNQ
ISIN: CA1363851017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CATHERINE M. BEST Mgmt For For
N. MURRAY EDWARDS Mgmt For For
TIMOTHY W. FAITHFULL Mgmt For For
HON. GARY A. FILMON Mgmt For For
CHRISTOPHER L. FONG Mgmt For For
AMB. GORDON D. GIFFIN Mgmt For For
WILFRED A. GOBERT Mgmt For For
STEVE W. LAUT Mgmt For For
KEITH A.J. MACPHAIL Mgmt For For
HON. FRANK J. MCKENNA Mgmt For For
ELDON R. SMITH Mgmt For For
DAVID A. TUER Mgmt For For
02 THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP, CHARTERED ACCOUNTANTS, CALGARY,
ALBERTA, AS AUDITORS OF THE CORPORATION FOR
THE ENSUING YEAR AND THE AUTHORIZATION OF
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF THE CORPORATION TO FIX THEIR
REMUNERATION.
03 ON AN ADVISORY BASIS, ACCEPTING THE Mgmt For For
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION AS SET FORTH IN THE
ACCOMANYING INFORMATION CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
CELANESE CORPORATION Agenda Number: 933929020
--------------------------------------------------------------------------------------------------------------------------
Security: 150870103
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: CE
ISIN: US1508701034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEAN S. BLACKWELL Mgmt For For
1B. ELECTION OF DIRECTOR: MARTIN G. MCGUINN Mgmt For For
1C. ELECTION OF DIRECTOR: DANIEL S. SANDERS Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN K. WULFF Mgmt Against Against
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. TO RATIFY THE SELECTION OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933978011
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1B. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1C. ELECTION OF DIRECTOR: A.P. GAST Mgmt For For
1D. ELECTION OF DIRECTOR: E. HERNANDEZ, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: J.M. HUNTSMAN, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For
1G. ELECTION OF DIRECTOR: C.W. MOORMAN Mgmt For For
1H. ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1I. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1J. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1K. ELECTION OF DIRECTOR: C. WARE Mgmt For For
1L. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. CHARITABLE CONTRIBUTIONS DISCLOSURE Shr Against For
5. LOBBYING DISCLOSURE Shr Against For
6. SHALE ENERGY OPERATIONS Shr Against For
7. INDEPENDENT CHAIRMAN Shr Against For
8. SPECIAL MEETINGS Shr Against For
9. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr Against For
EXPERTISE
10. COUNTRY SELECTION GUIDELINES Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CIMAREX ENERGY CO. Agenda Number: 933948183
--------------------------------------------------------------------------------------------------------------------------
Security: 171798101
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: XEC
ISIN: US1717981013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DAVID A. HENTSCHEL Mgmt For For
1.2 ELECTION OF DIRECTOR: THOMAS E. JORDEN Mgmt For For
1.3 ELECTION OF DIRECTOR: FLOYD R. PRICE Mgmt For For
1.4 ELECTION OF DIRECTOR: L. PAUL TEAGUE Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. APPROVE 2014 EQUITY INCENTIVE PLAN Mgmt For For
4. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT AUDITORS FOR 2014
--------------------------------------------------------------------------------------------------------------------------
COBALT INTERNATIONAL ENERGY, INC Agenda Number: 933936594
--------------------------------------------------------------------------------------------------------------------------
Security: 19075F106
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: CIE
ISIN: US19075F1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH W. MOORE# Mgmt Withheld Against
MYLES W. SCOGGINS# Mgmt For For
MARTIN H. YOUNG, JR.# Mgmt Withheld Against
JACK E. GOLDEN* Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP, AS INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CONCHO RESOURCES INC Agenda Number: 933992388
--------------------------------------------------------------------------------------------------------------------------
Security: 20605P101
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: CXO
ISIN: US20605P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TIMOTHY A. LEACH Mgmt For For
WILLIAM H. EASTER III Mgmt For For
JOHN P. SURMA Mgmt For For
2. TO RATIFY THE SELECTION OF GRANT THORNTON Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER Mgmt For For
COMPENSATION ("SAY-ON-PAY").
--------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION Agenda Number: 933987375
--------------------------------------------------------------------------------------------------------------------------
Security: 25179M103
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: DVN
ISIN: US25179M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BARBARA M. BAUMANN Mgmt For For
JOHN E. BETHANCOURT Mgmt For For
ROBERT H. HENRY Mgmt For For
JOHN A. HILL Mgmt For For
MICHAEL M. KANOVSKY Mgmt For For
ROBERT A. MOSBACHER, JR Mgmt For For
J. LARRY NICHOLS Mgmt For For
DUANE C. RADTKE Mgmt For For
MARY P. RICCIARDELLO Mgmt For For
JOHN RICHELS Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT AUDITORS FOR 2014.
4. REPORT ON PLANS TO ADDRESS CLIMATE CHANGE. Shr Against For
5. REPORT DISCLOSING LOBBYING POLICY AND Shr Against For
ACTIVITY.
6. REPORT ON LOBBYING ACTIVITIES RELATED TO Shr Against For
ENERGY POLICY AND CLIMATE CHANGE.
--------------------------------------------------------------------------------------------------------------------------
DIAMONDBACK ENERGY INC. Agenda Number: 934013866
--------------------------------------------------------------------------------------------------------------------------
Security: 25278X109
Meeting Type: Annual
Meeting Date: 09-Jun-2014
Ticker: FANG
ISIN: US25278X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN E. WEST Mgmt For For
MICHAEL P. CROSS Mgmt For For
TRAVIS D. STICE Mgmt For For
DAVID L. HOUSTON Mgmt For For
MARK L. PLAUMANN Mgmt For For
2. PROPOSAL TO APPROVE OUR 2014 EXECUTIVE Mgmt For For
ANNUAL INCENTIVE COMPENSATION PLAN.
3. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPANY'S EXECUTIVE COMPENSATION.
4. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt 1 Year For
THE FREQUENCY OF ADVISORY STOCKHOLDER VOTE
ON THE COMPANY'S EXECUTIVE COMPENSATION.
5. PROPOSAL TO RATIFY THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT AUDITORS, GRANT THORNTON LLP,
FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
DRESSER-RAND GROUP INC. Agenda Number: 933948284
--------------------------------------------------------------------------------------------------------------------------
Security: 261608103
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: DRC
ISIN: US2616081038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: WILLIAM E. MACAULAY Mgmt For For
1.2 ELECTION OF DIRECTOR: VINCENT R. VOLPE JR. Mgmt For For
1.3 ELECTION OF DIRECTOR: RITA V. FOLEY Mgmt For For
1.4 ELECTION OF DIRECTOR: LOUIS A. RASPINO Mgmt For For
1.5 ELECTION OF DIRECTOR: PHILIP R. ROTH Mgmt For For
1.6 ELECTION OF DIRECTOR: STEPHEN A. SNIDER Mgmt For For
1.7 ELECTION OF DIRECTOR: MICHAEL L. UNDERWOOD Mgmt For For
1.8 ELECTION OF DIRECTOR: JOSEPH C. WINKLER III Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. ADOPT AN ADVISORY RESOLUTION TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DRIL-QUIP, INC. Agenda Number: 933957207
--------------------------------------------------------------------------------------------------------------------------
Security: 262037104
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: DRQ
ISIN: US2620371045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: BLAKE T. DEBERRY Mgmt For For
1.2 ELECTION OF DIRECTOR: JOHN V. LOVOI Mgmt For For
2. APPROVAL OF THE AMENDMENT TO THE RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK.
3. APPROVAL OF THE AMENDMENT TO THE RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO DELETE
OBSOLETE PROVISIONS.
4. APPROVAL OF THE AMENDMENT TO THE RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO DELETE THE
EXCEPTION TO THE BUSINESS COMBINATION
PROVISIONS FOR OUR CO-FOUNDERS.
5. APPROVAL OF THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
6. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ENSCO PLC Agenda Number: 933971017
--------------------------------------------------------------------------------------------------------------------------
Security: G3157S106
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: ESV
ISIN: GB00B4VLR192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. RE-ELECTION OF DIRECTOR: J. RODERICK CLARK Mgmt For For
1B. RE-ELECTION OF DIRECTOR: ROXANNE J. DECYK Mgmt For For
1C. RE-ELECTION OF DIRECTOR: MARY E. FRANCIS Mgmt For For
CBE
1D. RE-ELECTION OF DIRECTOR: C. CHRISTOPHER Mgmt For For
GAUT
1E. RE-ELECTION OF DIRECTOR: GERALD W. HADDOCK Mgmt For For
1F. RE-ELECTION OF DIRECTOR: FRANCIS S. KALMAN Mgmt For For
1G. RE-ELECTION OF DIRECTOR: DANIEL W. RABUN Mgmt For For
1H. RE-ELECTION OF DIRECTOR: KEITH O. RATTIE Mgmt For For
1I. RE-ELECTION OF DIRECTOR: PAUL E. ROWSEY, Mgmt For For
III
2. TO AUTHORISE THE BOARD OF DIRECTORS TO Mgmt For For
ALLOT SHARES.
3. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF KPMG LLP AS OUR U.S. INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDED 31 DECEMBER 2014.
4. TO RE-APPOINT KPMG AUDIT PLC AS OUR U.K. Mgmt For For
STATUTORY AUDITORS UNDER THE U.K. COMPANIES
ACT 2006 (TO HOLD OFFICE FROM THE
CONCLUSION OF THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS UNTIL THE CONCLUSION OF THE
NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS
AT WHICH ACCOUNTS ARE LAID BEFORE THE
COMPANY).
5. TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE OUR U.K. STATUTORY AUDITORS'
REMUNERATION.
6. TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY.
7. A NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
DIRECTORS' REMUNERATION REPORT FOR THE YEAR
ENDED 31 DECEMBER 2013.
8. A NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
9. A NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
REPORTS OF THE AUDITORS AND THE DIRECTORS
AND THE U.K. STATUTORY ACCOUNTS FOR THE
YEAR ENDED 31 DECEMBER 2013 (IN ACCORDANCE
WITH LEGAL REQUIREMENTS APPLICABLE TO U.K.
COMPANIES).
10. TO APPROVE A CAPITAL REORGANISATION. Mgmt For For
11. TO APPROVE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS.
--------------------------------------------------------------------------------------------------------------------------
EQT CORPORATION Agenda Number: 933936417
--------------------------------------------------------------------------------------------------------------------------
Security: 26884L109
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: EQT
ISIN: US26884L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARGARET K. DORMAN Mgmt For For
1B ELECTION OF DIRECTOR: DAVID L. PORGES Mgmt For For
1C ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt For For
1D ELECTION OF DIRECTOR: DAVID S. SHAPIRA Mgmt For For
2 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3 APPROVAL OF THE COMPANY'S 2014 LONG-TERM Mgmt Against Against
INCENTIVE PLAN
4 APPROVAL OF THE MATERIAL TERMS OF Mgmt For For
PERFORMANCE GOALS FOR PURPOSES OF INTERNAL
REVENUE CODE SECTION 162(M)
5 RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANT
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933975154
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
U.M. BURNS Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
H.H. FORE Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
W.C. WELDON Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. MAJORITY VOTE FOR DIRECTORS Shr For Against
5. LIMIT DIRECTORSHIPS Shr Against For
6. AMENDMENT OF EEO POLICY Shr For Against
7. REPORT ON LOBBYING Shr Against For
8. GREENHOUSE GAS EMISSIONS GOALS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FMC TECHNOLOGIES, INC. Agenda Number: 933963147
--------------------------------------------------------------------------------------------------------------------------
Security: 30249U101
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: FTI
ISIN: US30249U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: ELEAZAR DE CARVALHO Mgmt For For
FILHO
1C. ELECTION OF DIRECTOR: C. MAURY DEVINE Mgmt For For
1D. ELECTION OF DIRECTOR: CLAIRE S. FARLEY Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN T. GREMP Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS M. HAMILTON Mgmt For For
1G. ELECTION OF DIRECTOR: PETER MELLBYE Mgmt For For
1H. ELECTION OF DIRECTOR: JOSEPH H. NETHERLAND Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD A. PATTAROZZI Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY APPROVAL OF 2013 EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FORUM ENERGY TECHNOLOGIES, INC. Agenda Number: 933954910
--------------------------------------------------------------------------------------------------------------------------
Security: 34984V100
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: FET
ISIN: US34984V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EVELYN M. ANGELLE Mgmt For For
JOHN A. CARRIG Mgmt For For
ANDREW L. WAITE Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC. Agenda Number: 933842230
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 16-Jul-2013
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD C. ADKERSON Mgmt For For
ROBERT J. ALLISON, JR. Mgmt Withheld Against
ALAN R. BUCKWALTER, III Mgmt For For
ROBERT A. DAY Mgmt Withheld Against
JAMES C. FLORES Mgmt For For
GERALD J. FORD Mgmt Withheld Against
THOMAS A. FRY, III Mgmt For For
H. DEVON GRAHAM, JR. Mgmt For For
CHARLES C. KRULAK Mgmt For For
BOBBY LEE LACKEY Mgmt For For
JON C. MADONNA Mgmt For For
DUSTAN E. MCCOY Mgmt For For
JAMES R. MOFFETT Mgmt For For
B.M. RANKIN, JR. Mgmt For For
STEPHEN H. SIEGELE Mgmt For For
2 APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4 STOCKHOLDER PROPOSAL REGARDING THE Shr Against For
SELECTION OF A CANDIDATE WITH ENVIRONMENTAL
EXPERTISE TO BE RECOMMENDED FOR ELECTION TO
THE BOARD OF DIRECTORS.
5 STOCKHOLDER PROPOSAL REGARDING THE Shr For Against
REQUIREMENT THAT OUR CHAIRMAN OF THE BOARD
OF DIRECTORS BE AN INDEPENDENT MEMBER OF
THE BOARD OF DIRECTORS.
6 STOCKHOLDER PROPOSAL REGARDING THE ADOPTION Shr Against For
BY THE BOARD OF DIRECTORS OF A POLICY ON
BOARD DIVERSITY.
7 STOCKHOLDER PROPOSAL REGARDING THE Shr For Against
AMENDMENT OF OUR BYLAWS TO PERMIT
STOCKHOLDERS HOLDING 15% OF OUR OUTSTANDING
COMMON STOCK TO CALL A SPECIAL MEETING OF
STOCKHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC. Agenda Number: 933999180
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD C. ADKERSON Mgmt For For
ROBERT J. ALLISON, JR. Mgmt For For
ALAN R. BUCKWALTER, III Mgmt For For
ROBERT A. DAY Mgmt For For
JAMES C. FLORES Mgmt For For
GERALD J. FORD Mgmt For For
THOMAS A. FRY, III Mgmt For For
H. DEVON GRAHAM, JR. Mgmt For For
LYDIA H. KENNARD Mgmt For For
CHARLES C. KRULAK Mgmt For For
BOBBY LEE LACKEY Mgmt For For
JON C. MADONNA Mgmt For For
DUSTAN E. MCCOY Mgmt For For
JAMES R. MOFFETT Mgmt For For
STEPHEN H. SIEGELE Mgmt For For
FRANCES FRAGOS TOWNSEND Mgmt For For
2 APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4 APPROVAL OF THE FREEPORT-MCMORAN COPPER & Mgmt For For
GOLD INC. ANNUAL INCENTIVE PLAN.
5 STOCKHOLDER PROPOSAL REGARDING THE Shr Against For
SELECTION OF A CANDIDATE WITH ENVIRONMENTAL
EXPERTISE TO BE RECOMMENDED FOR ELECTION TO
THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
G-RESOURCES GROUP LTD Agenda Number: 704812812
--------------------------------------------------------------------------------------------------------------------------
Security: G4111M102
Meeting Type: AGM
Meeting Date: 03-Dec-2013
Ticker:
ISIN: BMG4111M1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1029/LTN20131029220.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1029/LTN20131029213.pdf
1 To receive and consider the audited Mgmt For For
consolidated financial statements and
reports of the directors and auditors of
the Company for the year ended 30 June 2013
2.i To re-elect Mr. Wah Wang Kei, Jackie as a Mgmt Against Against
director of the Company
2.ii To re-elect Ms. Ma Yin Fan as a director of Mgmt For For
the Company
2.iii To re-elect Mr. Leung Hoi Ying as a Mgmt Against Against
director of the Company
2.iv To authorise the board of directors of the Mgmt For For
Company to fix the remuneration of the
directors of the Company
3 To re-appoint Messrs. Deloitte Touche Mgmt For For
Tohmatsu as auditors of the Company and to
authorise the board of directors of the
Company to fix their remuneration
4 To grant a general mandate to the directors Mgmt Against Against
of the Company to issue new shares of the
Company
5 To grant a general mandate to the directors Mgmt For For
of the Company to repurchase shares of the
Company
6 To extend the general mandate granted to Mgmt Against Against
the directors of the Company to issue
shares by the number of shares repurchased
--------------------------------------------------------------------------------------------------------------------------
G-RESOURCES GROUP LTD Agenda Number: 705234019
--------------------------------------------------------------------------------------------------------------------------
Security: G4111M102
Meeting Type: AGM
Meeting Date: 18-Jun-2014
Ticker:
ISIN: BMG4111M1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0428/LTN20140428981.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0428/LTN20140428970.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND
REPORTS OF THE DIRECTORS AND AUDITORS OF
THE COMPANY FOR THE SIX MONTHS ENDED 31
DECEMBER 2013
2.i TO RE-ELECT MR. OWEN L HEGARTY AS A Mgmt For For
DIRECTOR OF THE COMPANY
2.ii TO RE-ELECT MR. PETER GEOFFREY ALBERT AS A Mgmt For For
DIRECTOR OF THE COMPANY
2.iii TO RE-ELECT MR. HUI RICHARD RUI AS A Mgmt For For
DIRECTOR OF THE COMPANY
2.iv TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF THE
DIRECTORS OF THE COMPANY
3 TO RE-APPOINT MESSRS. DELOITTE TOUCHE Mgmt For For
TOHMATSU AS AUDITORS OF THE COMPANY AND TO
AUTHORISE THE BOARD OF DIRECTORS OF THE
COMPANY TO FIX THEIR REMUNERATION
4 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ISSUE NEW SHARES OF THE
COMPANY
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES OF THE
COMPANY
6 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS OF THE COMPANY TO ISSUE
SHARES BY THE NUMBER OF SHARES REPURCHASED
7 TO APPROVE AND ADOPT THE NEW SHARE OPTION Mgmt Against Against
SCHEME (AS DEFINED IN THE NOTICE OF THE
MEETING)
--------------------------------------------------------------------------------------------------------------------------
GLENCORE XSTRATA PLC, ST HELIER Agenda Number: 705175900
--------------------------------------------------------------------------------------------------------------------------
Security: G39420107
Meeting Type: AGM
Meeting Date: 20-May-2014
Ticker:
ISIN: JE00B4T3BW64
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE COMPANY'S NAME BE CHANGED TO Mgmt For For
GLENCORE PLC AND THAT THE MEMORANDUM OF
ASSOCIATION OF THE COMPANY BE AMENDED BY
THE DELETION OF THE FIRST PARAGRAPH THEREOF
AND THE INSERTION IN ITS PLACE OF THE
FOLLOWING: THE NAME OF THE COMPANY IS
GLENCORE PLC
2 THAT THE ARTICLES OF ASSOCIATION PRODUCED Mgmt For For
TO THE MEETING AND INITIALLED BY THE
CHAIRMAN OF THE MEETING FOR PURPOSES OF
IDENTIFICATION BE ADOPTED AS THE ARTICLES
OF ASSOCIATION OF THE COMPANY IN
SUBSTITUTION FOR, AND TO THE EXCLUSION OF,
THE EXISTING ARTICLES OF ASSOCIATION
3 TO RECEIVE THE COMPANY'S ACCOUNTS AND THE Mgmt For For
REPORTS OF THE DIRECTORS AND AUDITORS FOR
THE YEAR ENDED 31DEC2013 (2013 ANNUAL
REPORT)
4 TO APPROVE A FINAL DISTRIBUTION OF USD0.111 Mgmt For For
PER ORDINARY SHARE FOR THE YEAR ENDED
31DEC2013 WHICH THE DIRECTORS PROPOSE, AND
THE SHAREHOLDERS RESOLVE, IS TO BE PAID
ONLY FROM THE CAPITAL CONTRIBUTION RESERVES
OF THE COMPANY
5 TO RE-ELECT ANTHONY HAYWARD (INTERIM Mgmt For For
CHAIRMAN) AS A DIRECTOR
6 TO RE-ELECT LEONHARD FISCHER (INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR) AS A DIRECTOR
7 TO RE-ELECT WILLIAM MACAULAY (INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR) AS A DIRECTOR
8 TO RE-ELECT IVAN GLASENBERG (CHIEF Mgmt For For
EXECUTIVE OFFICER) AS A DIRECTOR
9 TO ELECT PETER COATES (NON-EXECUTIVE Mgmt For For
DIRECTOR) AS A DIRECTOR
10 TO ELECT JOHN MACK (INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR) AS A DIRECTOR
11 TO ELECT PETER GRAUER (INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR) AS A DIRECTOR
12 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT IN THE 2013 ANNUAL REPORT (EXCLUDING
THE DIRECTORS' REMUNERATION POLICY AS SET
OUT IN PART A OF THE DIRECTORS'
REMUNERATION REPORT)
13 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY AS SET OUT IN PART A OF THE
DIRECTORS' REMUNERATION REPORT IN THE 2013
ANNUAL REPORT
14 TO RE-APPOINT DELOITTE LLP AS THE COMPANY'S Mgmt For For
AUDITORS TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT GENERAL MEETING AT
WHICH ACCOUNTS ARE LAID
15 TO AUTHORISE THE AUDIT COMMITTEE TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS
16 TO RENEW THE AUTHORITY CONFERRED ON THE Mgmt For For
DIRECTORS PURSUANT TO ARTICLE 10.2 OF THE
COMPANY'S ARTICLES OF ASSOCIATION (THE
ARTICLES) TO ALLOT SHARES OR GRANT RIGHTS
TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY
INTO SHARES FOR AN ALLOTMENT PERIOD (AS
DEFINED IN THE ARTICLES) COMMENCING ON THE
DATE OF THE PASSING OF THIS RESOLUTION AND
ENDING ON THE EARLIER OF 30 JUNE 2015 AND
THE CONCLUSION OF THE COMPANYS AGM IN 2015,
AND FOR THAT PURPOSE THE AUTHORISED
ALLOTMENT AMOUNT (AS DEFINED IN THE
ARTICLES) SHALL BE U.S.D44,261,351
17 THAT SUBJECT TO THE PASSING OF RESOLUTION 2 Mgmt For For
THE DIRECTORS BE AND ARE HEREBY AUTHORISED
TO OFFER AND ALLOT ORDINARY SHARES TO
ORDINARY SHAREHOLDERS IN LIEU OF A CASH
DISTRIBUTION FROM TIME TO TIME OR FOR SUCH
PERIOD AS THEY MAY DETERMINE PURSUANT TO
THE TERMS OF ARTICLE 142 OF THE ARTICLES
PROVIDED THAT THE AUTHORITY CONFERRED BY
THIS RESOLUTION SHALL EXPIRE ON 20 MAY 2019
18 SUBJECT TO AND CONDITIONALLY UPON THE Mgmt For For
PASSING OF RESOLUTION 16, TO EMPOWER THE
DIRECTORS PURSUANT TO ARTICLE 10.3 OF THE
ARTICLES TO ALLOT EQUITY SECURITIES FOR AN
ALLOTMENT PERIOD (EACH AS DEFINED IN THE
ARTICLES) COMMENCING ON THE DATE OF THE
PASSING OF THIS RESOLUTION AND ENDING ON
THE EARLIER OF 30 JUNE 2015 AND THE
CONCLUSION OF THE COMPANY'S AGM IN 2015
WHOLLY FOR CASH AS IF ARTICLE 11 OF THE
ARTICLES DID NOT APPLY TO SUCH ALLOTMENT
AND, FOR THE PURPOSES OF ARTICLE PARAGRAPH
10.3(C), THE NON-PRE-EMPTIVE AMOUNT (AS
DEFINED IN THE ARTICLES) SHALL BE
U.S.D6,639,203
19 THAT: (I) THE COMPANY BE AND IS HEREBY Mgmt For For
GENERALLY AND UNCONDITIONALLY AUTHORISED
PURSUANT TO ARTICLE 57 OF THE COMPANIES
(JERSEY) LAW 1991 (THE COMPANIES LAW) TO
MAKE MARKET PURCHASES OF ORDINARY SHARES,
PROVIDED THAT: (A) THE MAXIMUM NUMBER OF
ORDINARY SHARES AUTHORISED TO BE PURCHASED
IS 1,327,840,547 (B) THE MINIMUM PRICE,
EXCLUSIVE OF ANY EXPENSES, WHICH MAY BE
PAID FOR AN ORDINARY SHARE IS U.S.D0.01;
(C) THE MAXIMUM PRICE, EXCLUSIVE OF ANY
EXPENSES, WHICH MAY BE PAID FOR AN ORDINARY
SHARE SHALL BE THE HIGHER OF: 1. AN AMOUNT
EQUAL TO 5 PER CENT, ABOVE THE AVERAGE OF
THE MIDDLE MARKET QUOTATIONS FOR ORDINARY
SHARES CONTD
CONT CONTD TAKEN FROM THE LONDON STOCK EXCHANGE Non-Voting
DAILY OFFICIAL LIST FOR THE FIVE BUSINESS
DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH
SUCH SHARES ARE CONTRACTED TO BE PURCHASED;
AND 2. THE HIGHER OF THE PRICE OF THE LAST
INDEPENDENT TRADE AND THE HIGHEST CURRENT
INDEPENDENT BID ON THE LONDON STOCK
EXCHANGE DAILY OFFICIAL LIST AT THE TIME
THAT THE PURCHASE IS CARRIED OUT; AND (D)
THE AUTHORITY HEREBY CONFERRED SHALL EXPIRE
ON THE EARLIER OF THE CONCLUSION OF THE
COMPANY'S AGM CONTD
CONT CONTD IN 2015 OR ON 30 JUNE 2015 (EXCEPT Non-Voting
THAT THE COMPANY MAY MAKE A CONTRACT TO
PURCHASE ORDINARY SHARES UNDER THIS
AUTHORITY BEFORE SUCH AUTHORITY EXPIRES,
WHICH WILL OR MAY BE EXECUTED WHOLLY OR
PARTLY AFTER THE EXPIRY OF SUCH AUTHORITY,
AND MAY MAKE PURCHASES OF ORDINARY SHARES
IN PURSUANCE OF ANY SUCH CONTRACT AS IF
SUCH AUTHORITY HAD NOT EXPIRED); AND (II)
THE COMPANY BE AND IS HEREBY GENERALLY AND
UNCONDITIONALLY CONTD
CONT CONTD AUTHORISED PURSUANT TO ARTICLE 58A OF Non-Voting
THE COMPANIES LAW, TO HOLD, IF THE
DIRECTORS SO DESIRE, AS TREASURY SHARES,
ANY ORDINARY SHARES PURCHASED PURSUANT TO
THE AUTHORITY CONFERRED BY PARAGRAPH (I) OF
THIS RESOLUTION
CMMT 06 MAY 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO APPLICATION OF RECORD DATE.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
GOLDCORP INC. Agenda Number: 933953160
--------------------------------------------------------------------------------------------------------------------------
Security: 380956409
Meeting Type: Annual and Special
Meeting Date: 01-May-2014
Ticker: GG
ISIN: CA3809564097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A DIRECTOR
JOHN P. BELL Mgmt For For
BEVERLEY A. BRISCOE Mgmt For For
PETER J. DEY Mgmt For For
DOUGLAS M. HOLTBY Mgmt For For
CHARLES A. JEANNES Mgmt For For
CLEMENT A. PELLETIER Mgmt For For
P. RANDY REIFEL Mgmt For For
IAN W. TELFER Mgmt For For
BLANCA TREVINO Mgmt For For
KENNETH F. WILLIAMSON Mgmt For For
B IN RESPECT OF THE APPOINTMENT OF DELOITTE Mgmt For For
LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF
THE COMPANY AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION;
C A RESOLUTION APPROVING CERTAIN AMENDMENTS Mgmt For For
TO THE RESTRICTED SHARE UNIT PLAN OF THE
COMPANY;
D A RESOLUTION APPROVING AN AMENDMENT TO THE Mgmt For For
STOCK OPTION PLAN OF THE COMPANY;
E A NON-BINDING ADVISORY RESOLUTION ACCEPTING Mgmt For For
THE COMPANY'S APPROACH TO EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GRAN TIERRA ENERGY INC. Agenda Number: 934019717
--------------------------------------------------------------------------------------------------------------------------
Security: 38500T101
Meeting Type: Annual
Meeting Date: 25-Jun-2014
Ticker: GTE
ISIN: US38500T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DANA COFFIELD Mgmt For For
JEFFREY SCOTT Mgmt For For
VERNE JOHNSON Mgmt For For
NICHOLAS G. KIRTON Mgmt For For
J. SCOTT PRICE Mgmt For For
GERALD MACEY Mgmt For For
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF GRAN TIERRA ENERGY
INC.'S NAMED EXECUTIVE OFFICERS, AS
DISCLOSED IN THE PROXY STATEMENT.
3. PROPOSAL TO RATIFY THE SELECTION BY THE Mgmt For For
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
OF DELOITTE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF GRAN
TIERRA ENERGY INC. FOR ITS FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 933970786
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: HAL
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For
1B ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For
1C ELECTION OF DIRECTOR: M. CARROLL Mgmt Against Against
1D ELECTION OF DIRECTOR: N.K. DICCIANI Mgmt For For
1E ELECTION OF DIRECTOR: M.S. GERBER Mgmt For For
1F ELECTION OF DIRECTOR: J.C. GRUBISICH Mgmt For For
1G ELECTION OF DIRECTOR: A.S. JUM'AH Mgmt For For
1H ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For
1I ELECTION OF DIRECTOR: R.A. MALONE Mgmt For For
1J ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For For
1K ELECTION OF DIRECTOR: D.L. REED Mgmt For For
2 PROPOSAL FOR RATIFICATION OF THE SELECTION Mgmt For For
OF AUDITORS.
3 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4 PROPOSAL ON HUMAN RIGHTS POLICY. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION Agenda Number: 933952788
--------------------------------------------------------------------------------------------------------------------------
Security: 42809H107
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: HES
ISIN: US42809H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: T.J. CHECKI Mgmt For For
1.2 ELECTION OF DIRECTOR: E.E. HOLIDAY Mgmt For For
1.3 ELECTION OF DIRECTOR: J.H. MULLIN Mgmt For For
1.4 ELECTION OF DIRECTOR: J.H. QUIGLEY Mgmt For For
1.5 ELECTION OF DIRECTOR: R.N. WILSON Mgmt For For
2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR
FISCAL YEAR ENDING DECEMBER 31, 2014.
4A. ELIMINATION OF 80% SUPERMAJORITY VOTING Mgmt For For
REQUIREMENT IN THE COMPANY'S RESTATED
CERTIFICATE OF INCORPORATION AND BY-LAWS.
4B. ELIMINATION OF TWO-THIRDS SUPERMAJORITY Mgmt For For
VOTING REQUIREMENT IN THE COMPANY'S
RESTATED CERTIFICATE OF INCORPORATION.
5. ELIMINATION OF PROVISIONS IN THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION
CONCERNING $3.50 CUMULATIVE CONVERTIBLE
PREFERRED STOCK.
6. STOCKHOLDER PROPOSAL RECOMMENDING A REPORT Shr Against For
REGARDING CARBON ASSET RISK.
--------------------------------------------------------------------------------------------------------------------------
HOLLYFRONTIER CORPORATION Agenda Number: 933954299
--------------------------------------------------------------------------------------------------------------------------
Security: 436106108
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: HFC
ISIN: US4361061082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS Y. BECH Mgmt For For
1B. ELECTION OF DIRECTOR: LELDON E. ECHOLS Mgmt For For
1C. ELECTION OF DIRECTOR: R. KEVIN HARDAGE Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL C. JENNINGS Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT J. KOSTELNIK Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES H. LEE Mgmt For For
1G. ELECTION OF DIRECTOR: FRANKLIN MYERS Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL E. ROSE Mgmt For For
1I. ELECTION OF DIRECTOR: TOMMY A. VALENTA Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR.
4. STOCKHOLDER PROPOSAL - GREENHOUSE GAS Shr Against For
EMISSIONS.
--------------------------------------------------------------------------------------------------------------------------
HORNBECK OFFSHORE SERVICES, INC. Agenda Number: 934000833
--------------------------------------------------------------------------------------------------------------------------
Security: 440543106
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: HOS
ISIN: US4405431069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TODD M. HORNBECK Mgmt Withheld Against
PATRICIA B. MELCHER Mgmt Withheld Against
NICHOLAS L. SWYKA, JR. Mgmt Withheld Against
2. TO RATIFY THE REAPPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS AND AUDITORS
FOR THE FISCAL YEAR 2014.
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS SET FORTH IN
THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
IMPERIAL METALS CORPORATION Agenda Number: 934012294
--------------------------------------------------------------------------------------------------------------------------
Security: 452892102
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: IPMLF
ISIN: CA4528921022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO SET THE NUMBER OF DIRECTORS AT SIX. Mgmt For For
02 DIRECTOR
PIERRE LEBEL Mgmt For For
J. BRIAN KYNOCH Mgmt For For
LARRY G. MOELLER Mgmt For For
THEODORE W. MURARO Mgmt For For
LAURIE PARE Mgmt For For
EDWARD A. YURKOWSKI Mgmt For For
03 APPOINTMENT OF DELOITTE LLP AS AUDITORS OF Mgmt For For
THE COMPANY FOR THE ENSUING YEAR.
--------------------------------------------------------------------------------------------------------------------------
KEY ENERGY SERVICES, INC. Agenda Number: 933938839
--------------------------------------------------------------------------------------------------------------------------
Security: 492914106
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: KEG
ISIN: US4929141061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM D. FERTIG Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT K. REEVES Mgmt Against Against
1C. ELECTION OF DIRECTOR: MARK H. ROSENBERG Mgmt For For
2. TO APPROVE THE ADOPTION OF THE KEY ENERGY Mgmt For For
SERVICES, INC. 2014 EQUITY AND CASH
INCENTIVE PLAN.
3. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
GRANT THORNTON LLP, AN INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, AS THE
COMPANY'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
KOSMOS ENERGY LTD Agenda Number: 934001316
--------------------------------------------------------------------------------------------------------------------------
Security: G5315B107
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: KOS
ISIN: BMG5315B1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANDREW G. INGLIS Mgmt Withheld Against
BRIAN F. MAXTED Mgmt Withheld Against
SIR RICHARD B. DEARLOVE Mgmt For For
DAVID I. FOLEY Mgmt Withheld Against
DAVID B. KRIEGER Mgmt Withheld Against
JOSEPH P. LANDY Mgmt Withheld Against
PRAKASH A. MELWANI Mgmt Withheld Against
ADEBAYO O. OGUNLESI Mgmt For For
LARS H. THUNELL Mgmt For For
CHRIS TONG Mgmt For For
CHRISTOPHER A. WRIGHT Mgmt For For
2 TO APPOINT ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014 AND TO AUTHORIZE THE
COMPANY'S AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS TO DETERMINE THEIR REMUNERATION.
3 TO APPROVE, ON A NONBINDING, ADVISORY Mgmt For For
BASIS, NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V. Agenda Number: 933954287
--------------------------------------------------------------------------------------------------------------------------
Security: N53745100
Meeting Type: Annual
Meeting Date: 16-Apr-2014
Ticker: LYB
ISIN: NL0009434992
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. TO ELECT JAGJEET S. BINDRA, CLASS I Mgmt For For
DIRECTOR, TO SERVE UNTIL THE ANNUAL GENERAL
MEETING IN 2017
1B. TO ELECT MILTON CARROLL, CLASS I DIRECTOR, Mgmt For For
TO SERVE UNTIL THE ANNUAL GENERAL MEETING
IN 2017
1C. TO ELECT CLAIRE S. FARLEY, CLASS I Mgmt For For
DIRECTOR, TO SERVE UNTIL THE ANNUAL GENERAL
MEETING IN 2017
1D. TO ELECT RUDY VAN DER MEER, CLASS I Mgmt For For
DIRECTOR, TO SERVE UNTIL THE ANNUAL GENERAL
MEETING IN 2017
1E. TO ELECT ISABELLA D. GOREN, CLASS II Mgmt For For
DIRECTOR, TO SERVE UNTIL THE ANNUAL GENERAL
MEETING IN 2015
1F. TO ELECT NANCE K. DICCIANI, CLASS III Mgmt For For
DIRECTOR, TO SERVE UNTIL THE ANNUAL GENERAL
MEETING IN 2016
2A. TO ELECT MANAGING DIRECTOR TO SERVE A Mgmt For For
FOUR-YEAR TERM: KARYN F. OVELMEN
2B. TO ELECT MANAGING DIRECTOR TO SERVE A Mgmt For For
FOUR-YEAR TERM: CRAIG B. GLIDDEN
2C. TO ELECT MANAGING DIRECTOR TO SERVE A Mgmt For For
FOUR-YEAR TERM: BHAVESH V. PATEL
2D. TO ELECT MANAGING DIRECTOR TO SERVE A Mgmt For For
FOUR-YEAR TERM: PATRICK D. QUARLES
2E. TO ELECT MANAGING DIRECTOR TO SERVE A Mgmt For For
FOUR-YEAR TERM: TIMOTHY D. ROBERTS
3. ADOPTION OF ANNUAL ACCOUNTS FOR 2013 Mgmt For For
4. DISCHARGE FROM LIABILITY OF SOLE MEMBER OF Mgmt For For
THE MANAGEMENT BOARD
5. DISCHARGE FROM LIABILITY OF MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD
6. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
7. APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
ACCOUNTANTS N.V. AS OUR AUDITOR FOR THE
DUTCH ANNUAL ACCOUNTS
8. RATIFICATION AND APPROVAL OF DIVIDENDS IN Mgmt For For
RESPECT OF THE 2013 FISCAL YEAR
9. ADVISORY (NON-BINDING) VOTE APPROVING Mgmt For For
EXECUTIVE COMPENSATION
10. APPROVAL TO REPURCHASE UP TO 10% OF ISSUED Mgmt For For
SHARE CAPITAL
11. APPROVAL TO CANCEL UP TO 10% OF ISSUED Mgmt For For
SHARE CAPITAL HELD IN TREASURY
--------------------------------------------------------------------------------------------------------------------------
MARATHON OIL CORPORATION Agenda Number: 933933764
--------------------------------------------------------------------------------------------------------------------------
Security: 565849106
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: MRO
ISIN: US5658491064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY H. BOYCE Mgmt For For
1B. ELECTION OF DIRECTOR: PIERRE BRONDEAU Mgmt For For
1C. ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: CHADWICK C. DEATON Mgmt For For
1E. ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt For For
1F. ELECTION OF DIRECTOR: PHILIP LADER Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E.J. PHELPS Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1I. ELECTION OF DIRECTOR: LEE M. TILLMAN Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITOR FOR 2014.
3. BOARD PROPOSAL FOR A NON-BINDING ADVISORY Mgmt For For
VOTE TO APPROVE OUR NAMED EXECUTIVE OFFICER
COMPENSATION.
4. STOCKHOLDER PROPOSAL SEEKING A REPORT Shr Against For
REGARDING THE COMPANY'S LOBBYING
ACTIVITIES, POLICIES AND PROCEDURES.
5. STOCKHOLDER PROPOSAL SEEKING A REPORT Shr Against For
REGARDING THE COMPANY'S METHANE EMISSIONS.
--------------------------------------------------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION Agenda Number: 933943208
--------------------------------------------------------------------------------------------------------------------------
Security: 56585A102
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: MPC
ISIN: US56585A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN A. DAVIS Mgmt For For
GARY R. HEMINGER Mgmt For For
JOHN W. SNOW Mgmt For For
JOHN P. SURMA Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR 2014.
3. ADVISORY APPROVAL OF THE COMPANY'S 2014 Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL SEEKING THE ADOPTION Shr Against For
OF QUANTITATIVE GREENHOUSE GAS EMISSION
REDUCTION GOALS AND ASSOCIATED REPORTS.
5. SHAREHOLDER PROPOSAL SEEKING A REPORT ON Shr Against For
CORPORATE LOBBYING EXPENDITURES, POLICIES
AND PROCEDURES.
--------------------------------------------------------------------------------------------------------------------------
MARTIN MARIETTA MATERIALS, INC. Agenda Number: 934041055
--------------------------------------------------------------------------------------------------------------------------
Security: 573284106
Meeting Type: Special
Meeting Date: 30-Jun-2014
Ticker: MLM
ISIN: US5732841060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE THE ISSUANCE OF MARTIN MARIETTA Mgmt For For
MATERIALS, INC. ("MARTIN MARIETTA") COMMON
STOCK TO TEXAS INDUSTRIES, INC. ("TXI")
STOCKHOLDERS IN CONNECTION WITH THE MERGER
CONTEMPLATED BY THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF JANUARY 27, 2014, BY
AND AMONG MARTIN MARIETTA, TXI AND PROJECT
HOLDING, INC. (THE "SHARE ISSUANCE
PROPOSAL").
2. APPROVE THE ADJOURNMENT OF THE MARTIN Mgmt For For
MARIETTA SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE NOT SUFFICIENT VOTES TO
APPROVE THE SHARE ISSUANCE PROPOSAL (THE
"MARTIN MARIETTA ADJOURNMENT PROPOSAL").
--------------------------------------------------------------------------------------------------------------------------
MATADOR RESOURCES COMPANY Agenda Number: 933993760
--------------------------------------------------------------------------------------------------------------------------
Security: 576485205
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: MTDR
ISIN: US5764852050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH WM. FORAN Mgmt For For
DAVID M. LANEY Mgmt For For
REYNALD A. BARIBAULT Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
MEG ENERGY CORP. Agenda Number: 933977261
--------------------------------------------------------------------------------------------------------------------------
Security: 552704108
Meeting Type: Annual and Special
Meeting Date: 01-May-2014
Ticker: MEGEF
ISIN: CA5527041084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM MCCAFFREY Mgmt For For
DAVID J. WIZINSKY Mgmt For For
DAVID B. KRIEGER Mgmt For For
PETER R. KAGAN Mgmt For For
BOYD ANDERSON Mgmt For For
JAMES D. MCFARLAND Mgmt For For
HARVEY DOERR Mgmt For For
ROBERT HODGINS Mgmt For For
JEFFREY J. MCCAIG Mgmt For For
02 TO PASS, WITH OR WITHOUT VARIATION, AN Mgmt For For
ORDINARY RESOLUTION APPROVING THE
CONTINUATION, AMENDMENT AND RESTATEMENT OF
THE EXISTING SHAREHOLDER RIGHTS PLAN
AGREEMENT PURSUANT TO AN AMENDED AND
RESTATED SHAREHOLDER RIGHTS PLAN AGREEMENT.
03 THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITOR OF THE CORPORATION FOR THE
ENSUING YEAR AT SUCH REMUNERATION AS THE
DIRECTORS OF THE CORPORATION MAY DETERMINE.
--------------------------------------------------------------------------------------------------------------------------
MMG LTD, HONG KONG Agenda Number: 705176142
--------------------------------------------------------------------------------------------------------------------------
Security: Y6133Q102
Meeting Type: AGM
Meeting Date: 21-May-2014
Ticker:
ISIN: HK1208013172
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0409/LTN20140409369.pdf and
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0409/LTN20140409343.pdf
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND AUDITORS OF THE COMPANY FOR
THE YEAR ENDED 31 DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2013
3.a TO RE-ELECT Mr WANG LIXIN AS A DIRECTOR Mgmt For For
3.b TO RE-ELECT Mr XU JIQING AS A DIRECTOR Mgmt For For
3.c TO RE-ELECT Mr ANTHONY CHARLES LARKIN AS A Mgmt For For
DIRECTOR
3.d TO AUTHORIZE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt For For
AUDITORS OF THE COMPANY AND TO AUTHORIZE
THE BOARD OF DIRECTORS OF THE COMPANY TO
FIX THEIR REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE BOARD OF Mgmt Against Against
DIRECTORS OF THE COMPANY TO ALLOT
ADDITIONAL SHARES NOT EXCEEDING 20% OF THE
TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY
6 TO GRANT A GENERAL MANDATE TO THE BOARD OF Mgmt For For
DIRECTORS OF THE COMPANY TO REPURCHASE
SHARES OF THE COMPANY NOT EXCEEDING 10% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY
7 CONDITIONAL ON THE PASSING OF RESOLUTIONS Mgmt Against Against
NO. 5 AND NO. 6, POWER BE GIVEN TO THE
BOARD OF DIRECTORS OF THE COMPANY TO EXTEND
THE GENERAL MANDATE ON THE ISSUE OF
ADDITIONAL SHARES BY THE NUMBER OF SHARES
REPURCHASED BY THE COMPANY
8 TO APPROVE THE REVISED ANNUAL CAP AMOUNT IN Mgmt For For
RESPECT OF THE PRODUCTS SALE FRAMEWORK
AGREEMENT (AS DEFINED IN THE CIRCULAR OF
THE COMPANY DATED 10 APRIL 2014) FOR THE
FINANCIAL YEAR ENDING 31 DECEMBER 2014
(REVISED ANNUAL CAP) AND AUTHORIZE ANY ONE
OF THE DIRECTORS OF THE COMPANY TO TAKE ALL
ACTIONS TO EXECUTE ALL SUCH DOCUMENTS,
INSTRUMENTS AND AGREEMENTS IN CONNECTION
WITH THE REVISED ANNUAL CAP
--------------------------------------------------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC. Agenda Number: 933975318
--------------------------------------------------------------------------------------------------------------------------
Security: 637071101
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: NOV
ISIN: US6370711011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MERRILL A. MILLER, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: CLAY C. WILLIAMS Mgmt For For
1C. ELECTION OF DIRECTOR: GREG L. ARMSTRONG Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT E. BEAUCHAMP Mgmt For For
1E. ELECTION OF DIRECTOR: MARCELA E. DONADIO Mgmt For For
1F. ELECTION OF DIRECTOR: BEN A. GUILL Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID D. HARRISON Mgmt For For
1H. ELECTION OF DIRECTOR: ROGER L. JARVIS Mgmt For For
1I. ELECTION OF DIRECTOR: ERIC L. MATTSON Mgmt For For
1J. ELECTION OF DIRECTOR: JEFFERY A. SMISEK Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
3. APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
NAUTILUS MINERALS INC. Agenda Number: 934029984
--------------------------------------------------------------------------------------------------------------------------
Security: 639097104
Meeting Type: Annual
Meeting Date: 25-Jun-2014
Ticker: NUSMF
ISIN: CA6390971043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
A. GEOFFREY LOUDON Mgmt For For
RUSSELL DEBNEY Mgmt For For
CYNTHIA THOMAS Mgmt For For
MOHAMMED AL BARWANI Mgmt For For
USAMA AL BARWANI Mgmt For For
MARK HORN Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Mgmt For For
CHARTERED ACCOUNTANTS AS AUDITORS OF THE
COMPANY FOR THE ENSUING YEAR AT A
REMUNERATION TO BE FIXED BY THE DIRECTORS.
03 TO RE-APPROVE THE COMPANY'S STOCK OPTION Mgmt Against Against
PLAN AND THE UNALLOCATED ENTITLEMENTS
THEREUNDER.
04 TO RE-APPROVE THE COMPANY'S EXISTING SHARE Mgmt Against Against
LOAN PLAN AND THE UNALLOCATED ENETITLEMENTS
THEREUNDER.
--------------------------------------------------------------------------------------------------------------------------
NEWCREST MINING LTD, MELBOURNE VIC Agenda Number: 704741506
--------------------------------------------------------------------------------------------------------------------------
Security: Q6651B114
Meeting Type: AGM
Meeting Date: 24-Oct-2013
Ticker:
ISIN: AU000000NCM7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 3 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (3), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2.a Election of Philip Aiken AM as a Director Mgmt For For
2.b Election of Peter Hay as a Director Mgmt For For
2.c Re-election of Richard Lee as a Director Mgmt For For
2.d Re-election of Tim Poole as a Director Mgmt For For
2.e Re-election of John Spark as a Director Mgmt For For
3 Adoption of Remuneration Report Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NOBLE CORPORATION Agenda Number: 933881864
--------------------------------------------------------------------------------------------------------------------------
Security: H5833N103
Meeting Type: Special
Meeting Date: 11-Oct-2013
Ticker: NE
ISIN: CH0033347318
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE MERGER AGREEMENT, A COPY OF Mgmt For For
WHICH IS ATTACHED TO THE ACCOMPANYING PROXY
STATEMENT/PROSPECTUS AS ANNEX A.
--------------------------------------------------------------------------------------------------------------------------
NOBLE CORPORATION Agenda Number: 934022978
--------------------------------------------------------------------------------------------------------------------------
Security: G65431101
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: NE
ISIN: GB00BFG3KF26
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. SCOTT D. JOSEY BE ELECTED AS A DIRECTOR OF Mgmt For For
THE COMPANY FOR A THREE-YEAR TERM THAT WILL
EXPIRE AT THE ANNUAL GENERAL MEETING IN
2017 (OR IF RESOLUTION 11 IS APPROVED BY
THE SHAREHOLDERS, TO A ONE-YEAR TERM THAT
WILL EXPIRE AT THE ANNUAL GENERAL MEETING
IN 2015)
2. JON A. MARSHALL BE RE-ELECTED AS A DIRECTOR Mgmt For For
OF THE COMPANY FOR A THREE-YEAR TERM THAT
WILL EXPIRE AT THE ANNUAL GENERAL MEETING
IN 2017 (OR IF RESOLUTION 11 IS APPROVED BY
THE SHAREHOLDERS, TO A ONE-YEAR TERM THAT
WILL EXPIRE AT THE ANNUAL GENERAL MEETING
IN 2015)
3. MARY P. RICCIARDELLO BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY FOR A THREE-YEAR
TERM THAT WILL EXPIRE AT THE ANNUAL GENERAL
MEETING IN 2017 (OR IF RESOLUTION 11 IS
APPROVED BY THE SHAREHOLDERS, TO A ONE-YEAR
TERM THAT WILL EXPIRE AT THE ANNUAL GENERAL
MEETING IN 2015)
4. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014
5. RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S UK STATUTORY AUDITOR
6. AUTHORIZATION OF AUDIT COMMITTEE TO Mgmt For For
DETERMINE UK STATUTORY AUDITORS'
COMPENSATION
7. AN ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION
8. AN ADVISORY VOTE ON THE COMPANY'S Mgmt For For
DIRECTORS' COMPENSATION REPORT FOR THE YEAR
ENDED DECEMBER 31, 2013
9. APPROVAL OF THE COMPANY'S DIRECTORS' Mgmt For For
COMPENSATION POLICY
10. AMENDMENT TO THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION TO PERMIT DIVIDENDS IN SPECIE
OF SHARES OF PARAGON OFFSHORE LIMITED
11. AMENDMENT TO THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION TO DECLASSIFY THE BOARD OF
DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
NOBLE ENERGY, INC. Agenda Number: 933957803
--------------------------------------------------------------------------------------------------------------------------
Security: 655044105
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: NBL
ISIN: US6550441058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY L. BERENSON Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL A. CAWLEY Mgmt For For
1C. ELECTION OF DIRECTOR: EDWARD F. COX Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES D. DAVIDSON Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS J. EDELMAN Mgmt For For
1F. ELECTION OF DIRECTOR: ERIC P. GRUBMAN Mgmt For For
1G. ELECTION OF DIRECTOR: KIRBY L. HEDRICK Mgmt For For
1H. ELECTION OF DIRECTOR: SCOTT D. URBAN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM T. VAN KLEEF Mgmt For For
1J. ELECTION OF DIRECTOR: MOLLY K. WILLIAMSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT AUDITOR.
3. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
NORTH AMERICAN PALLADIUM LTD. Agenda Number: 933931912
--------------------------------------------------------------------------------------------------------------------------
Security: 656912102
Meeting Type: Special
Meeting Date: 28-Mar-2014
Ticker: PAL
ISIN: CA6569121024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO CONSIDER AND, IF THOUGHT FIT, PASS AN Mgmt For For
ORDINARY RESOLUTION APPROVING THE EXERCISE
OF THE SERIES I WARRANTS, THE TEXT OF WHICH
RESOLUTION IS SET FORTH IN SCHEDULE A OF
THE MANAGEMENT INFORMATION CIRCULAR OF
NORTH AMERICAN PALLADIUM LTD. DATED MARCH
3, 2014 (THE "INFORMATION CIRCULAR").
02 TO CONSIDER AND, IF THOUGHT FIT, PASS AN Mgmt For For
ORDINARY RESOLUTION APPROVING THE TRANCHE 2
OFFERING, THE TEXT OF WHICH RESOLUTION IS
SET FORTH IN SCHEDULE B OF THE INFORMATION
CIRCULAR.
03 TO CONSIDER AND, IF THOUGHT FIT, PASS AN Mgmt For For
ORDINARY RESOLUTION APPROVING AN
ALTERNATIVE OFFERING, THE TEXT OF WHICH
RESOLUTION IS SET FORTH IN SCHEDULE C OF
THE INFORMATION CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
OASIS PETROLEUM INC Agenda Number: 933937495
--------------------------------------------------------------------------------------------------------------------------
Security: 674215108
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: OAS
ISIN: US6742151086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TED COLLINS, JR. Mgmt For For
DOUGLAS E. SWANSON, JR. Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2014.
3. TO APPROVE THE AMENDED AND RESTATED 2010 Mgmt For For
LONG TERM INCENTIVE PLAN.
4 TO APPROVE THE AMENDED AND RESTATED 2010 Mgmt For For
ANNUAL INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 933956724
--------------------------------------------------------------------------------------------------------------------------
Security: 674599105
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: OXY
ISIN: US6745991058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SPENCER ABRAHAM Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD I. ATKINS Mgmt For For
1C. ELECTION OF DIRECTOR: EUGENE L. BATCHELDER Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN E. FEICK Mgmt For For
1G. ELECTION OF DIRECTOR: MARGARET M. FORAN Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM R. KLESSE Mgmt For For
1J. ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Mgmt For For
1K. ELECTION OF DIRECTOR: ELISSE B. WALTER Mgmt For For
2. ONE-YEAR WAIVER OF DIRECTOR AGE RESTRICTION Mgmt For For
FOR EDWARD P.DJEREJIAN, AN INDEPENDENT
DIRECTOR.
3. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION.
4. ABILITY OF STOCKHOLDERS TO ACT BY WRITTEN Mgmt For For
CONSENT.
5. SEPARATION OF THE ROLES OF THE CHAIRMAN OF Mgmt For For
THE BOARD AND THE CHIEF EXECUTIVE OFFICER.
6. RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
7. EXECUTIVES TO RETAIN SIGNIFICANT STOCK. Shr For Against
8. REVIEW LOBBYING AT FEDERAL, STATE, LOCAL Shr For Against
LEVELS.
9. QUANTITATIVE RISK MANAGEMENT REPORTING FOR Shr For Against
HYDRAULIC FRACTURING OPERATIONS.
10. FUGITIVE METHANE EMISSIONS AND FLARING Shr For Against
REPORT.
--------------------------------------------------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC. Agenda Number: 933978100
--------------------------------------------------------------------------------------------------------------------------
Security: 675232102
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: OII
ISIN: US6752321025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
T. JAY COLLINS Mgmt For For
D. MICHAEL HUGHES Mgmt For For
2. PROPOSAL TO AMEND THE RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF CAPITAL STOCK FROM
183,000,000 TO 363,000,000 AND INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 180,000,000 TO 360,000,000.
3. ADVISORY VOTE ON A RESOLUTION TO APPROVE Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
OIL STATES INTERNATIONAL, INC. Agenda Number: 933977879
--------------------------------------------------------------------------------------------------------------------------
Security: 678026105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: OIS
ISIN: US6780261052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CINDY B. TAYLOR Mgmt For For
CHRISTOPHER T. SEAVER Mgmt For For
LAWRENCE R. DICKERSON Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014.
3. PROPOSAL TO APPROVE THE ADVISORY VOTE Mgmt For For
RELATING TO EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
OSISKO MINING CORPORATION Agenda Number: 934018878
--------------------------------------------------------------------------------------------------------------------------
Security: 688278100
Meeting Type: Annual and Special
Meeting Date: 30-May-2014
Ticker: OSKFF
ISIN: CA6882781009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 SPECIAL RESOLUTION TO APPROVE THE Mgmt For For
ARRANGEMENT UNDER SECTION 192 OF THE CANADA
BUSINESS CORPORATIONS ACT INVOLVING THE
COMPANY, AGNICO EAGLE MINES LIMITED AND
YAMANA GOLD INC. THE FULL TEXT OF THE
SPECIAL RESOLUTION IS SET OUT IN SCHEDULE
"A" TO THE CIRCULAR
02 RESOLUTION APPROVING THE PAYMENT OF THE Mgmt Against Against
OUT-OF-THE-MONEY OPTION CONSIDERATION
AMOUNT, AS MORE FULLY DESCRIBED IN THE
CIRCULAR
03 RESOLUTION APPROVING THE NEW OSISKO STOCK Mgmt For For
OPTION PLAN, AS MORE FULLY DESCRIBED IN THE
CIRCULAR
04 RESOLUTION APPROVING THE NEW OSISKO Mgmt For For
SHAREHOLDER RIGHTS PLAN, AS MORE FULLY
DESCRIBED IN THE CIRCULAR
05 SPECIAL RESOLUTION APPROVING THE NEW OSISKO Mgmt For For
SHARE CONSOLIDATION, ON THE BASIS OF ONE
POST-CONSOLIDATED NEW OSISKO SHARE FOR EACH
10 PRE-CONSOLIDATION NEW OSISKO SHARES, AS
MORE FULLY DESCRIBED IN THE CIRCULAR
06 DIRECTOR
VICTOR H. BRADLEY Mgmt For For
JOHN F. BURZYNSKI Mgmt For For
MARCEL COTE Mgmt For For
MICHELE DARLING Mgmt For For
JOANNE FERSTMAN Mgmt For For
S. LEAVENWORTH BAKALI Mgmt For For
WILLIAM A. MACKINNON Mgmt For For
CHARLES E. PAGE Mgmt For For
SEAN ROOSEN Mgmt For For
GARY A. SUGAR Mgmt For For
SERGE VEZINA Mgmt For For
07 RESOLUTION APPOINTING Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF
THE COMPANY AND AUTHORIZING THE DIRECTORS
OF THE COMPANY TO FIX THEIR REMUNERATION
08 RESOLUTION APPROVING UNALLOCATED RIGHTS AND Mgmt For For
ENTITLEMENTS UNDER THE OSISKO EMPLOYEE
SHARE PURCHASE PLAN, AS MORE FULLY
DESCRIBED IN THE CIRCULAR
09 RESOLUTION APPROVING UNALLOCATED OPTIONS Mgmt For For
UNDER THE OSISKO STOCK OPTION PLAN, AS MORE
FULLY DESCRIBED IN THE CIRCULAR
10 RESOLUTION - ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION APPROACH, AS MORE FULLY
DESCRIBED IN THE CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
PANAUST LTD Agenda Number: 705234211
--------------------------------------------------------------------------------------------------------------------------
Security: Q7283A110
Meeting Type: AGM
Meeting Date: 30-May-2014
Ticker:
ISIN: AU000000PNA4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
2 ADOPTION OF REMUNERATION REPORT Mgmt For For
(NON-BINDING RESOLUTION)
3 RE-ELECTION OF MR GARRY HOUNSELL AS A Mgmt For For
DIRECTOR
4 RE-ELECTION OF MR JOHN CROFTS AS A DIRECTOR Mgmt For For
5 AMENDMENTS TO THE CONSTITUTION OF THE Mgmt For For
COMPANY
--------------------------------------------------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION Agenda Number: 933949363
--------------------------------------------------------------------------------------------------------------------------
Security: 704549104
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: BTU
ISIN: US7045491047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREGORY H. BOYCE Mgmt For For
WILLIAM A. COLEY Mgmt For For
WILLIAM E. JAMES Mgmt For For
ROBERT B. KARN III Mgmt For For
HENRY E. LENTZ Mgmt For For
ROBERT A. MALONE Mgmt For For
WILLIAM C. RUSNACK Mgmt For For
MICHAEL W. SUTHERLIN Mgmt For For
JOHN F. TURNER Mgmt For For
SANDRA A. VAN TREASE Mgmt For For
ALAN H. WASHKOWITZ Mgmt For For
HEATHER A. WILSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY RESOLUTION TO APPROVE NAMED Mgmt Against Against
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933879869
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 30-Sep-2013
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE THE DISPOSITION OF ONE HUNDRED Mgmt For For
PERCENT (100%) OF THE ISSUE SHARES OF
INNOVA S.A., HELD BY PETROBRAS, TO VIDEOLAR
S.A. AND ITS MAJORITY SHAREHOLDER, FOR THE
AMOUNT OF R$870 MILLION (EIGHT HUNDRED
SEVENTY MILLION REAIS)
2 MERGER OF COMPERJ PARTICIPACOES S.A. Mgmt For For
("COMPERJPAR") INTO PETROBRAS
3 MERGER OF COMPERJ ESTIRENICOS S.A. ("EST") Mgmt For For
INTO PETROBRAS TO
4 MERGER OF COMPERJ MEG S.A. ("MEG") IN Mgmt For For
PETROBRAS TO
5 MERGER OF COMPERJ POLIOLEFINAS S.A. ("POL") Mgmt For For
IN PETROBRAS TO
6 MERGER OF SFE - SOCIEDADE FLUMINENSE DE Mgmt For For
ENERGIA LTDA. ("SFE") IN PETROBRAS TO
7 APPROVE OF THE WAIVER BY PETROBRAS OF THE Mgmt For For
PREEMPTIVE RIGHT TO THE SUBSCRIPTION OF
CONVERTIBLE BONDS TO BE ISSUED BY SETE
BRASIL PARTICIPACOES S.A.
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933904888
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 16-Dec-2013
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I MERGER OF REFINARIA ABREU E LIMA S.A Mgmt For For
("RNEST") INTO PETROBRAS
II MERGER OF COMPANHIA DE RECUPERACAO Mgmt For For
SECUNDARIA ("CRSEC") INTO PETROBRAS
III PARTIAL SPIN-OFF OF PETROBRAS INTERNATIONAL Mgmt For For
FINANCE COMPANY S.A. ("PIFCO") FOLLOWED BY
THE TRANSFER OF THE SPIN-OFF PORTION TO
PETROBRAS
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933947117
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 02-Apr-2014
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 MANAGEMENT REPORT AND FINANCIAL STATEMENTS, Mgmt For For
ACCOMPANIED BY THE OPINION OF THE AUDIT
COMMITTEE, CONCERNING THE FISCAL YEAR
CLOSED ON DECEMBER 31ST, 2013.
A2 CAPITAL BUDGET CONCERNING THE PERIOD OF Mgmt For For
2014.
A3 ALLOCATION OF THE RESULT OF THE PERIOD OF Mgmt For For
2013.
A4A ELECTION OF THE MEMBERS OF THE BOARD OF Mgmt For
DIRECTORS: APPOINTED BY THE CONTROLLING
SHAREHOLDERS.
A4B ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For
DIRECTORS: APPOINTED BY THE MINORITY
SHAREHOLDERS: MAURO GENTILE RODRIGUES DA
CUNHA.
A5 ELECTION OF THE CHAIRMAN OF THE BOARD OF Mgmt For For
DIRECTORS.
A6A ELECTION OF THE MEMBERS OF THE AUDIT Mgmt For For
COMMITTEE AND THEIR RESPECTIVE SUBSTITUTES:
APPOINTED BY THE CONTROLLING SHAREHOLDERS.
A6B ELECTION OF THE MEMBERS OF THE AUDIT Mgmt For For
COMMITTEE AND THEIR RESPECTIVE SUBSTITUTES:
APPOINTED BY THE MINORITY SHAREHOLDERS:
REGINALDO FERREIRA ALEXANDRE & MARIO
CORDEIRO FILHO (ALTERNATE).
S1 FIXING OF THE MANAGERS' AND THE AUDITORS' Mgmt For For
COMPENSATION.
S2 INCREASE OF THE CAPITAL STOCK UPON Mgmt For For
INCORPORATION OF THE FISCAL INCENTIVES
RESERVE FORMED IN 2013, IN THE AMOUNT OF R$
21 MILLION, PURSUANT TO ARTICLE 35,
PARAGRAPH 1, OF ORDINANCE NO. 2.091/07 OF
THE STATE MINISTRY OF NATIONAL INTEGRATION,
INCREASING THE CAPITAL STOCK FROM R$
205,411 MILLION TO R$ 205,432 MILLION, NOT
RESULTING IN MODIFICATION OF THE NUMBER OF
COMMON AND PREFERRED SHARES, PURSUANT TO
ARTICLE 40, ITEM III, OF THE ARTICLES OF
INCORPORATION, AND THE RESULTING AMENDMENT
OF ARTICLE 4 OF THE REFERRED ARTICLE OF
INCORPORATION.
S3 MERGER OF TERMOACU S.A. ("TERMOACU") INTO Mgmt For For
PETROBRAS
S4 MERGER OF TERMOCEARA LTDA. ("TERMOCEARA") Mgmt For For
INTO PETROBRAS
S5 MERGER OF COMPANHIA LOCADORA DE Mgmt For For
EQUIPAMENTOS PETROLIFEROS - CLEP ("CLEP")
INTO PETROBRAS
--------------------------------------------------------------------------------------------------------------------------
PHILLIPS 66 Agenda Number: 933944010
--------------------------------------------------------------------------------------------------------------------------
Security: 718546104
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PSX
ISIN: US7185461040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM R. LOOMIS, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: GLENN F. TILTON Mgmt For For
1C. ELECTION OF DIRECTOR: MARNA C. WHITTINGTON Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR PHILLIPS 66 FOR
2014.
3. SAY ON PAY - AN ADVISORY (NON-BINDING) VOTE Mgmt Against Against
ON THE APPROVAL OF EXECUTIVE COMPENSATION.
4. GREENHOUSE GAS REDUCTION GOALS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
PIONEER ENERGY SERVICES CORP Agenda Number: 933975697
--------------------------------------------------------------------------------------------------------------------------
Security: 723664108
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: PES
ISIN: US7236641087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DEAN A. BURKHARDT Mgmt For For
SCOTT D. URBAN Mgmt For For
2. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE PIONEER ENERGY SERVICES CORP. AMENDED
AND RESTATED 2007 INCENTIVE PLAN.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
POTASH CORPORATION OF SASKATCHEWAN INC. Agenda Number: 933945377
--------------------------------------------------------------------------------------------------------------------------
Security: 73755L107
Meeting Type: Annual and Special
Meeting Date: 15-May-2014
Ticker: POT
ISIN: CA73755L1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C.M. BURLEY Mgmt For For
D.G. CHYNOWETH Mgmt For For
W.J. DOYLE Mgmt For For
J.W. ESTEY Mgmt For For
G.W. GRANDEY Mgmt For For
C.S. HOFFMAN Mgmt For For
D.J. HOWE Mgmt For For
A.D. LABERGE Mgmt For For
C.E. MADERE Mgmt For For
K.G. MARTELL Mgmt For For
J.J. MCCAIG Mgmt For For
M. MOGFORD Mgmt For For
E. VIYELLA DE PALIZA Mgmt For For
02 THE APPOINTMENT OF DELOITTE LLP AS AUDITORS Mgmt For For
OF THE CORPORATION.
03 THE RESOLUTION (ATTACHED AS APPENDIX B TO Mgmt For For
THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR)
APPROVING THE ADOPTION OF A NEW PERFORMANCE
OPTION PLAN, THE FULL TEXT OF WHICH IS
ATTACHED AS APPENDIX C TO THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
04 THE ADVISORY RESOLUTION ACCEPTING THE Mgmt For For
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
RANDGOLD RESOURCES LIMITED Agenda Number: 933966698
--------------------------------------------------------------------------------------------------------------------------
Security: 752344309
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: GOLD
ISIN: US7523443098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2013 TOGETHER WITH
THE DIRECTORS' REPORTS AND THE AUDITORS'
REPORT ON THE FINANCIAL STATEMENTS.
O2 TO DECLARE A FINAL DIVIDEND OF US$0.50 PER Mgmt For For
ORDINARY SHARE RECOMMENDED BY THE DIRECTORS
IN RESPECT OF THE FINANCIAL YEAR ENDED 31
DECEMBER 2013.
O3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2013 (OTHER THAN THE DIRECTORS'
REMUNERATION POLICY REPORT).
O4 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY REPORT.
O5 TO RE-ELECT MARK BRISTOW AS A DIRECTOR OF Mgmt For For
THE COMPANY.
O6 TO RE-ELECT NORBORNE COLE JR AS A DIRECTOR Mgmt For For
OF THE COMPANY.
O7 TO RE-ELECT CHRISTOPHER COLEMAN AS A Mgmt For For
DIRECTOR OF THE COMPANY.
O8 TO RE-ELECT KADRI DAGDELEN AS A DIRECTOR OF Mgmt For For
THE COMPANY.
O9 TO RE-ELECT JAMIL KASSUM AS A DIRECTOR OF Mgmt For For
THE COMPANY.
O10 TO RE-ELECT JEANINE MABUNDA LIOKO AS A Mgmt For For
DIRECTOR OF THE COMPANY.
O11 TO RE-ELECT ANDREW QUINN AS A DIRECTOR OF Mgmt For For
THE COMPANY.
O12 TO RE-ELECT GRAHAM SHUTTLEWORTH AS A Mgmt For For
DIRECTOR OF THE COMPANY.
O13 TO RE-ELECT KARL VOLTAIRE AS A DIRECTOR OF Mgmt For For
THE COMPANY.
O14 TO RE-APPOINT BDO LLP AS THE AUDITOR OF THE Mgmt For For
COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION
OF THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY.
O15 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
REMUNERATION OF THE AUDITORS.
S16 TO INCREASE THE AUTHORISED SHARE CAPITAL OF Mgmt For For
THE COMPANY.
O17 AUTHORITY TO ALLOT SHARES AND GRANT RIGHTS Mgmt For For
TO SUBSCRIBE FOR, OR CONVERT ANY SECURITY
INTO SHARES.
O18 AWARDS OF ORDINARY SHARES TO NON-EXECUTIVE Mgmt For For
DIRECTORS.
O19 VARIATION OF DIRECTORS POWERS UNDER THE Mgmt For For
ARTICLES OF ASSOCIATION.
S20 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS. Mgmt For For
S21 AUTHORITY FOR THE COMPANY TO PURCHASE ITS Mgmt For For
OWN ORDINARY SHARES.
S22 ARTICLES OF ASSOCIATION. Mgmt For For
O23 SCRIP DIVIDEND. Mgmt For For
O24 ELECTRONIC COMMUNICATIONS. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
REX ENERGY CORPORATION Agenda Number: 933972653
--------------------------------------------------------------------------------------------------------------------------
Security: 761565100
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: REXX
ISIN: US7615651004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LANCE T. SHANER Mgmt For For
THOMAS C. STABLEY Mgmt For For
JOHN W. HIGBEE Mgmt For For
JOHN A. LOMBARDI Mgmt For For
ERIC L. MATTSON Mgmt For For
TODD N. TIPTON Mgmt For For
JOHN J. ZAK Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. TO CONSIDER A NON-BINDING "SAY ON PAY" VOTE Mgmt For For
REGARDING THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN
THE COMPENSATION DISCUSSION AND ANALYSIS,
EXECUTIVE COMPENSATION TABLES AND
ACCOMPANYING NARRATIVE DISCLOSURES IN THIS
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
RIGNET, INC Agenda Number: 933963274
--------------------------------------------------------------------------------------------------------------------------
Security: 766582100
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: RNET
ISIN: US7665821002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES H. BROWNING Mgmt For For
MATTIA CAPRIOLI Mgmt For For
CHARLES L. DAVIS Mgmt For For
KEVIN MULLOY Mgmt For For
KEVIN J. O'HARA Mgmt For For
KEITH OLSEN Mgmt For For
MARK B. SLAUGHTER Mgmt For For
BRENT K. WHITTINGTON Mgmt For For
DITLEF DE VIBE Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. APPROVE, AS AN ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda Number: 933947345
--------------------------------------------------------------------------------------------------------------------------
Security: 767204100
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: RIO
ISIN: US7672041008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. RECEIPT OF THE 2013 ANNUAL REPORT. TO Mgmt For For
RECEIVE THE COMPANY'S FINANCIAL STATEMENTS
AND THE REPORTS OF THE DIRECTORS AND
AUDITORS FOR THE YEAR ENDED 31 DECEMBER
2013.
2. APPROVAL OF THE REMUNERATION POLICY REPORT. Mgmt For For
TO APPROVE THE REMUNERATION POLICY REPORT
AS SET OUT IN THE 2013 ANNUAL REPORT ON
PAGES 70 TO 78.
3. APPROVAL OF THE DIRECTORS' REPORT ON Mgmt For For
REMUNERATION AND REMUNERATION COMMITTEE
CHAIRMAN'S LETTER. TO APPROVE THE
DIRECTORS' REPORT ON REMUNERATION FOR THE
YEAR ENDED 31 DECEMBER 2013 AND THE
REMUNERATION COMMITTEE CHAIRMAN'S LETTER AS
SET OUT IN THE 2013 ANNUAL REPORT ON PAGES
68 TO 108 (SAVE FOR PAGES 70 TO 78).
4. APPROVAL OF THE REMUNERATION REPORT. TO Mgmt For For
APPROVE THE REMUNERATION REPORT FOR THE
YEAR ENDED 31 DECEMBER 2013 AS SET OUT IN
THE 2013 ANNUAL REPORT ON PAGES 68 TO 108.
5. APPROVAL OF POTENTIAL TERMINATION BENEFITS. Mgmt For For
TO APPROVE FOR ALL PURPOSES (INCLUDING FOR
THE PURPOSES OF SECTIONS 200B AND 200E OF
THE AUSTRALIAN CORPORATIONS ACT 2001) THE
GIVING OF BENEFITS TO PERSONS (RELEVANT
EXECUTIVES) WHO, FROM TIME TO TIME, ARE KEY
MANAGEMENT PERSONNEL (KMP) OF RIO TINTO
LIMITED OR WHO HOLD A MANAGERIAL OR
EXECUTIVE OFFICE IN RIO TINTO LIMITED OR A
RELATED BODY CORPORATE, IN CONNECTION WITH
THE PERSON CEASING TO HOLD AN OFFICE, OR
POSITION OF EMPLOYMENT, IN RIO TINTO
LIMITED OR A RELATED BODY CORPORATE.
6. TO ELECT ANNE LAUVERGEON AS A DIRECTOR Mgmt For For
7. TO ELECT SIMON THOMPSON AS A DIRECTOR Mgmt For For
8. TO RE-ELECT ROBERT BROWN AS A DIRECTOR Mgmt For For
9. TO RE-ELECT JAN DU PLESSIS AS A DIRECTOR Mgmt For For
10. TO RE-ELECT MICHAEL FITZPATRICK AS A Mgmt For For
DIRECTOR
11. TO RE-ELECT ANN GODBEHERE AS A DIRECTOR Mgmt For For
12. TO RE-ELECT RICHARD GOODMANSON AS A Mgmt For For
DIRECTOR
13. TO RE-ELECT LORD KERR AS A DIRECTOR Mgmt For For
14. TO RE-ELECT CHRIS LYNCH AS A DIRECTOR Mgmt For For
15. TO RE-ELECT PAUL TELLIER AS A DIRECTOR Mgmt For For
16. TO RE-ELECT JOHN VARLEY AS A DIRECTOR Mgmt For For
17. TO RE-ELECT SAM WALSH AS A DIRECTOR Mgmt For For
18. RE-APPOINTMENT OF AUDITORS Mgmt For For
19. REMUNERATION OF AUDITORS Mgmt For For
20. GENERAL AUTHORITY TO ALLOT SHARES Mgmt For For
21. DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
22. AUTHORITY TO PURCHASE RIO TINTO PLC SHARES Mgmt For For
23. NOTICE PERIOD FOR GENERAL MEETINGS OTHER Mgmt For For
THAN ANNUAL GENERAL MEETINGS
24. SCRIP DIVIDEND AUTHORITY Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ROMARCO MINERALS INC. Agenda Number: 933992439
--------------------------------------------------------------------------------------------------------------------------
Security: 775903206
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: RTRAF
ISIN: CA7759032062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO SET THE NUMBER OF DIRECTORS AT EIGHT Mgmt For For
(8).
02 DIRECTOR
DIANE R. GARRETT Mgmt For For
JAMES R. ARNOLD Mgmt For For
LEENDERT G. KROL Mgmt For For
ROBERT (DON) MACDONALD Mgmt For For
JOHN O. MARSDEN Mgmt For For
PATRICK MICHAELS Mgmt For For
ROBERT VAN DOORN Mgmt For For
GARY A. SUGAR Mgmt For For
03 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
ROWAN COMPANIES PLC Agenda Number: 933935314
--------------------------------------------------------------------------------------------------------------------------
Security: G7665A101
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: RDC
ISIN: GB00B6SLMV12
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AN ORDINARY RESOLUTION TO ELECT THOMAS P. Mgmt For For
BURKE AS A CLASS I DIRECTOR FOR A TERM TO
EXPIRE AT THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS TO BE HELD IN 2015.
2. AN ORDINARY RESOLUTION TO ELECT WILLIAM T. Mgmt For For
FOX III AS A CLASS I DIRECTOR FOR A TERM TO
EXPIRE AT THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS TO BE HELD IN 2015.
3. AN ORDINARY RESOLUTION TO ELECT SIR GRAHAM Mgmt For For
HEARNE AS A CLASS I DIRECTOR FOR A TERM TO
EXPIRE AT THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS TO BE HELD IN 2015.
4. AN ORDINARY RESOLUTION TO ELECT LORD Mgmt For For
MOYNIHAN AS A CLASS II DIRECTOR FOR A TERM
TO EXPIRE AT THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS TO BE HELD IN 2015.
5. AN ORDINARY RESOLUTION TO ELECT JOHN J. Mgmt For For
QUICKE AS A CLASS II DIRECTOR FOR A TERM TO
EXPIRE AT THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS TO BE HELD IN 2015.
6. AN ORDINARY RESOLUTION TO ELECT W. MATT Mgmt For For
RALLS AS A CLASS II DIRECTOR FOR A TERM TO
EXPIRE AT THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS TO BE HELD IN 2015.
7. AN ORDINARY RESOLUTION TO ELECT TORE I. Mgmt For For
SANDVOLD AS A CLASS II DIRECTOR FOR A TERM
TO EXPIRE AT THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS TO BE HELD IN 2015.
8. AN ORDINARY RESOLUTION TO RATIFY THE AUDIT Mgmt For For
COMMITTEE'S APPOINTMENT OF DELOITTE &
TOUCHE LLP AS OUR U.S. INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
9. AN ORDINARY RESOLUTION TO RE-APPOINT Mgmt For For
DELOITTE LLP AS OUR U.K. STATUTORY AUDITOR
UNDER THE U.K. COMPANIES ACT 2006 (TO HOLD
OFFICE UNTIL THE CONCLUSION OF THE NEXT
ANNUAL GENERAL MEETING AT WHICH ACCOUNTS
ARE LAID BEFORE THE COMPANY).
10. AN ORDINARY RESOLUTION TO AUTHORIZE THE Mgmt For For
AUDIT COMMITTEE TO DETERMINE OUR U.K.
STATUTORY AUDITORS' REMUNERATION.
11. AN ORDINARY RESOLUTION OF A BINDING VOTE TO Mgmt For For
APPROVE ROWAN COMPANIES PLC'S DIRECTORS'
REMUNERATION POLICY (IN ACCORDANCE WITH
REQUIREMENTS APPLICABLE TO U.K. COMPANIES).
12. AN ORDINARY RESOLUTION OF A NON-BINDING Mgmt For For
ADVISORY VOTE TO APPROVE ROWAN COMPANIES
PLC'S U.K. STATUTORY IMPLEMENTATION REPORT
FOR THE YEAR ENDED DECEMBER 31, 2013 (IN
ACCORDANCE WITH REQUIREMENTS APPLICABLE TO
U.K. COMPANIES).
13. AN ORDINARY RESOLUTION OF A NON-BINDING Mgmt For For
ADVISORY VOTE TO APPROVE ROWAN COMPANIES
PLC'S NAMED EXECUTIVE OFFICER COMPENSATION
AS REPORTED IN THIS PROXY STATEMENT (IN
ACCORDANCE WITH REQUIREMENTS APPLICABLE TO
COMPANIES SUBJECT TO SEC REPORTING
REQUIREMENTS UNDER THE SECURITIES AND
EXCHANGE ACT OF 1934, AS AMENDED).
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC Agenda Number: 933990699
--------------------------------------------------------------------------------------------------------------------------
Security: 780259206
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: RDSA
ISIN: US7802592060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. RECEIPT OF ANNUAL REPORT & ACCOUNTS Mgmt For For
2. APPROVAL OF DIRECTORS' REMUNERATION POLICY Mgmt For For
3. APPROVAL OF DIRECTORS' REMUNERATION REPORT Mgmt For For
4. APPOINTMENT OF EULEEN GOH AS A DIRECTOR OF Mgmt For For
THE COMPANY
5. APPOINTMENT OF PATRICIA A. WOERTZ AS A Mgmt For For
DIRECTOR OF THE COMPANY
6. RE-APPOINTMENT OF DIRECTOR: BEN VAN BEURDEN Mgmt For For
7. RE-APPOINTMENT OF DIRECTOR: GUY ELLIOTT Mgmt For For
8. RE-APPOINTMENT OF DIRECTOR: SIMON HENRY Mgmt For For
9. RE-APPOINTMENT OF DIRECTOR: CHARLES O. Mgmt For For
HOLLIDAY
10. RE-APPOINTMENT OF DIRECTOR: GERARD Mgmt For For
KLEISTERLEE
11. RE-APPOINTMENT OF DIRECTOR: JORMA OLLILA Mgmt For For
12. RE-APPOINTMENT OF DIRECTOR: SIR NIGEL Mgmt For For
SHEINWALD
13. RE-APPOINTMENT OF DIRECTOR: LINDA G. STUNTZ Mgmt For For
14. RE-APPOINTMENT OF DIRECTOR: HANS WIJERS Mgmt For For
15. RE-APPOINTMENT OF DIRECTOR: GERRIT ZALM Mgmt For For
16. RE-APPOINTMENT OF AUDITORS Mgmt For For
17. REMUNERATION OF AUDITORS Mgmt For For
18. AUTHORITY TO ALLOT SHARES Mgmt For For
19. DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
20. AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
21. APPROVAL OF LONG-TERM INCENTIVE PLAN Mgmt For For
22. APPROVAL OF DEFERRED BONUS PLAN Mgmt For For
23. APPROVAL OF RESTRICTED SHARE PLAN Mgmt For For
24. AUTHORITY FOR CERTAIN DONATIONS AND Mgmt For For
EXPENDITURE
--------------------------------------------------------------------------------------------------------------------------
SANDFIRE RESOURCES NL Agenda Number: 704811466
--------------------------------------------------------------------------------------------------------------------------
Security: Q82191109
Meeting Type: AGM
Meeting Date: 27-Nov-2013
Ticker:
ISIN: AU000000SFR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 4 AND 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
1 Non Binding Resolution to adopt Mgmt For For
Remuneration Report
2 Re-election of Mr Paul Hallam as a Director Mgmt For For
3 Re-election of Mr Robert N Scott as a Mgmt For For
Director
4 Employee Share Option Plan Mgmt Against Against
5 Maximum Aggregate Non-executive Director Mgmt For For
Fee Pool
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933927040
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 09-Apr-2014
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: TONY ISAAC Mgmt For For
1C. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For
1D. ELECTION OF DIRECTOR: MAUREEN KEMPSTON Mgmt For For
DARKES
1E. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1F. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1H. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1I. ELECTION OF DIRECTOR: LEO RAFAEL REIF Mgmt For For
1J. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1K. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2013 FINANCIAL Mgmt For For
STATEMENTS AND DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
SILVER LAKE RESOURCES LTD, PERTH Agenda Number: 704726895
--------------------------------------------------------------------------------------------------------------------------
Security: Q85014100
Meeting Type: OGM
Meeting Date: 04-Oct-2013
Ticker:
ISIN: AU000000SLR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1 TO 9 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (1 TO 9), YOU ACKNOWLEDGE THAT YOU
HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
1 Ratification of issue of Shares - Mgmt For For
Underwritten Placement
2 Participation of a Director in Additional Mgmt For For
Placement - Paul Chapman
3 Participation of a Director in Additional Mgmt For For
Placement - Leslie Davis
4 Participation of a Director in Additional Mgmt For For
Placement - Brian Kennedy
5 Participation of a Director in Additional Mgmt For For
Placement - David Griffiths
6 Participation of a Director in Additional Mgmt For For
Placement - Christopher Banasik
7 Participation of a Director in Additional Mgmt For For
Placement - Peter Johnston
8 Proposed Issue of Shares - Placement of Mgmt For For
Share Purchase Plan shortfall
9 Ratification of issue of Shares Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SILVER LAKE RESOURCES LTD, PERTH Agenda Number: 704781207
--------------------------------------------------------------------------------------------------------------------------
Security: Q85014100
Meeting Type: AGM
Meeting Date: 15-Nov-2013
Ticker:
ISIN: AU000000SLR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (1 AND 5), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
1 Non Binding Resolution to adopt Mgmt For For
Remuneration Report
2 Re-election of Mr Peter Johnston as a Mgmt For For
Director
3 Re-election of Mr Christoper Banasik as a Mgmt For For
Director
4 Election of Mr Luke Tonkin as a Director Mgmt For For
5 Grant of Incentive Options to Mr Luke Mgmt Against Against
Tonkin
--------------------------------------------------------------------------------------------------------------------------
SM ENERGY COMPANY Agenda Number: 933969810
--------------------------------------------------------------------------------------------------------------------------
Security: 78454L100
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: SM
ISIN: US78454L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ANTHONY J. BEST Mgmt For For
1.2 ELECTION OF DIRECTOR: LARRY W. BICKLE Mgmt For For
1.3 ELECTION OF DIRECTOR: STEPHEN R. BRAND Mgmt For For
1.4 ELECTION OF DIRECTOR: WILLIAM J. GARDINER Mgmt For For
1.5 ELECTION OF DIRECTOR: LOREN M. LEIKER Mgmt For For
1.6 ELECTION OF DIRECTOR: JULIO M. QUINTANA Mgmt For For
1.7 ELECTION OF DIRECTOR: JOHN M. SEIDL Mgmt For For
1.8 ELECTION OF DIRECTOR: WILLIAM D. SULLIVAN Mgmt For For
2. THE PROPOSAL TO RATIFY THE APPOINTMENT BY Mgmt For For
THE AUDIT COMMITTEE OF ERNST & YOUNG LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION PHILOSOPHY,
POLICIES AND PROCEDURES, AND THE
COMPENSATION OF OUR COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
SOUTHWESTERN ENERGY COMPANY Agenda Number: 933966395
--------------------------------------------------------------------------------------------------------------------------
Security: 845467109
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: SWN
ISIN: US8454671095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JOHN D. GASS Mgmt For For
1.2 ELECTION OF DIRECTOR: CATHERINE A. KEHR Mgmt For For
1.3 ELECTION OF DIRECTOR: GREG D. KERLEY Mgmt For For
1.4 ELECTION OF DIRECTOR: VELLO A. KUUSKRAA Mgmt For For
1.5 ELECTION OF DIRECTOR: KENNETH R. MOURTON Mgmt For For
1.6 ELECTION OF DIRECTOR: STEVEN L. MUELLER Mgmt For For
1.7 ELECTION OF DIRECTOR: ELLIOTT PEW Mgmt For For
1.8 ELECTION OF DIRECTOR: ALAN H. STEVENS Mgmt For For
2. PROPOSAL TO RATIFY INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. PROPOSAL FROM STOCKHOLDER REGARDING SPECIAL Shr Against For
MEETINGS.
5. PROPOSAL FROM STOCKHOLDER REGARDING METHANE Shr Against For
EMISSIONS REPORT.
--------------------------------------------------------------------------------------------------------------------------
ST BARBARA LTD Agenda Number: 704805285
--------------------------------------------------------------------------------------------------------------------------
Security: Q8744Q108
Meeting Type: AGM
Meeting Date: 26-Nov-2013
Ticker:
ISIN: AU000000SBM8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
1 Adoption of Remuneration Report Mgmt Against Against
2 Re-election of Mr Douglas Weir Bailey as a Mgmt For For
Director
3 Re-election of Ms Elizabeth Ann Donaghey as Mgmt For For
a Director
4 Election of Ms Ines Scotland as a Director Mgmt For For
5 Approval of issue of performance rights to Mgmt For For
Mr Timothy James Lehany, Managing Director
and Chief Executive Officer
--------------------------------------------------------------------------------------------------------------------------
SUPERIOR ENERGY SERVICES, INC. Agenda Number: 933987995
--------------------------------------------------------------------------------------------------------------------------
Security: 868157108
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: SPN
ISIN: US8681571084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HAROLD J. BOUILLION Mgmt For For
ENOCH L. DAWKINS Mgmt Withheld Against
DAVID D. DUNLAP Mgmt For For
JAMES M. FUNK Mgmt For For
TERENCE E. HALL Mgmt For For
PETER D. KINNEAR Mgmt For For
MICHAEL M. MCSHANE Mgmt For For
W. MATT RALLS Mgmt For For
JUSTIN L. SULLIVAN Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
4. STOCKHOLDER PROPOSAL REGARDING THE Shr Against For
PREPARATION OF A HUMAN RIGHTS RISK
ASSESSMENT REPORT.
--------------------------------------------------------------------------------------------------------------------------
SYNERGY RESOURCES CORP Agenda Number: 933862573
--------------------------------------------------------------------------------------------------------------------------
Security: 87164P103
Meeting Type: Annual
Meeting Date: 20-Aug-2013
Ticker: SYRG
ISIN: US87164P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD HOLLOWAY Mgmt For For
WILLIAM E. SCAFF, JR. Mgmt For For
RICK A. WILBER Mgmt For For
RAYMOND E. MCELHANEY Mgmt For For
BILL M. CONRAD Mgmt For For
R.W. NOFFSINGER III Mgmt For For
GEORGE SEWARD Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
ARTICLES OF INCORPORATION TO PROVIDE THAT
THE PRESENCE OF ONE-THIRD OF THE VOTES TO
BE CAST ON ANY MATTER BY A VOTING GROUP
CONSTITUTES A QUORUM OF THAT VOTING GROUP
FOR ACTION ON THE MATTER.
3. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
NON-QUALIFIED STOCK OPTION PLAN SUCH THAT
THE SHARES OF COMMON STOCK THAT MAY BE
ISSUED UPON THE EXERCISE OF OPTIONS GRANTED
PURSUANT TO THE PLAN WILL BE INCREASED FROM
2,000,000 SHARES TO 5,000,000 SHARES.
4. TO APPROVE THE ISSUANCE OF SHARES OF THE Mgmt For For
COMPANY'S COMMON STOCK TO GEORGE SEWARD FOR
HIS ASSISTANCE IN HELPING THE COMPANY
ACQUIRE OIL AND GAS LEASES.
5. TO RATIFY THE APPOINTMENT OF EKS&H LLLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
AUGUST 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
SYNERGY RESOURCES CORP Agenda Number: 933941367
--------------------------------------------------------------------------------------------------------------------------
Security: 87164P103
Meeting Type: Annual
Meeting Date: 16-Apr-2014
Ticker: SYRG
ISIN: US87164P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
ED HOLLOWAY Mgmt For For
WILLIAM E. SCAFF, JR Mgmt For For
RICK A. WILBER Mgmt For For
RAYMOND E. MCELHANEY Mgmt For For
BILL M. CONRAD Mgmt For For
GEORGE SEWARD Mgmt For For
R.W. NOFFSINGER III Mgmt For For
2) TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
ARTICLES OF INCORPORATION INCREASING THE
AMOUNT OF COMMON STOCK THE COMPANY IS
AUTHORIZED TO ISSUE FROM 100,000,000 SHARES
TO 200,000,000 SHARES.
3) TO RATIFY THE APPOINTMENT OF EKS&H LLLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
AUGUST 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
TAHOE RESOURCES INC. Agenda Number: 933970659
--------------------------------------------------------------------------------------------------------------------------
Security: 873868103
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: TAHO
ISIN: CA8738681037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LORNE B. ANDERSON Mgmt For For
JOHN P. BELL Mgmt For For
TANYA M. JAKUSCONEK Mgmt For For
C. KEVIN MCARTHUR Mgmt For For
A. DAN ROVIG Mgmt For For
PAUL B. SWEENEY Mgmt For For
JAMES S. VOORHEES Mgmt For For
KENNETH F. WILLIAMSON Mgmt For For
02 APPOINTMENT OF DELOITTE LLP AS AUDITORS OF Mgmt For For
THE COMPANY FOR THE ENSUING YEAR.
03 TO APPROVE AN ORDINARY RESOLUTION APPROVING Mgmt For For
THE CONTINUATION AND AMENDMENT AND
RESTATEMENT OF THE COMPANY'S SHAREHOLDER
RIGHTS PLAN, AS MORE PARTICULARLY DESCRIBED
IN THE INFORMATION CIRCULAR FOR THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
TECK RESOURCES LIMITED Agenda Number: 933938675
--------------------------------------------------------------------------------------------------------------------------
Security: 878742204
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: TCK
ISIN: CA8787422044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M.M. ASHAR Mgmt For For
J.H. BENNETT Mgmt For For
H.J. BOLTON Mgmt For For
F.P. CHEE Mgmt For For
J.L. COCKWELL Mgmt For For
E.C. DOWLING Mgmt For For
N.B. KEEVIL Mgmt For For
N.B. KEEVIL III Mgmt For For
T. KUBOTA Mgmt For For
T. KURIYAMA Mgmt For For
D.R. LINDSAY Mgmt For For
J.G. RENNIE Mgmt For For
W.S.R. SEYFFERT Mgmt For For
C.M. THOMPSON Mgmt For For
02 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS AND TO AUTHORIZE THE DIRECTORS TO
FIX THE AUDITORS' REMUNERATION.
03 TO APPROVE THE ADVISORY RESOLUTION ON THE Mgmt For For
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY Agenda Number: 933867749
--------------------------------------------------------------------------------------------------------------------------
Security: 61945C103
Meeting Type: Annual
Meeting Date: 03-Oct-2013
Ticker: MOS
ISIN: US61945C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TIMOTHY S. GITZEL Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM R. GRABER Mgmt For For
1C. ELECTION OF DIRECTOR: EMERY N. KOENIG Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID T. SEATON Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT ITS FINANCIAL
STATEMENTS AS OF AND FOR THE SEVEN-MONTH
PERIOD ENDING DECEMBER 31, 2013 AND THE
EFFECTIVENESS OF INTERNAL CONTROL OVER
FINANCIAL REPORTING AS OF DECEMBER 31,
2013.
3. A NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY Agenda Number: 933958019
--------------------------------------------------------------------------------------------------------------------------
Security: 61945C103
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: MOS
ISIN: US61945C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF AN AMENDMENT TO MOSAIC'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS.
2A. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt For For
IN 2015: DENISE C. JOHNSON
2B. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt For For
IN 2015: NANCY E. COOPER (TERM EXPIRES IN
2017 IF PROPOSAL 1 IS REJECTED)
2C. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt For For
IN 2015: JAMES L. POPOWICH (TERM EXPIRES IN
2017 IF PROPOSAL 1 IS REJECTED)
2D. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt For For
IN 2015: JAMES T. PROKOPANKO (TERM EXPIRES
IN 2017 IF PROPOSAL 1 IS REJECTED)
2E. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt For For
IN 2015: STEVEN M. SEIBERT (TERM EXPIRES IN
2017 IF PROPOSAL 1 IS REJECTED)
3. APPROVAL OF THE MOSAIC COMPANY 2014 STOCK Mgmt For For
AND INCENTIVE PLAN, AS RECOMMENDED BY THE
BOARD OF DIRECTORS.
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT OUR FINANCIAL
STATEMENTS AS OF AND FOR THE YEAR ENDING
DECEMBER 31, 2014 AND THE EFFECTIVENESS OF
INTERNAL CONTROL OVER FINANCIAL REPORTING
AS OF DECEMBER 31, 2014.
5. A NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION ("SAY-ON-PAY").
--------------------------------------------------------------------------------------------------------------------------
TIDEWATER INC. Agenda Number: 933852344
--------------------------------------------------------------------------------------------------------------------------
Security: 886423102
Meeting Type: Annual
Meeting Date: 01-Aug-2013
Ticker: TDW
ISIN: US8864231027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. JAY ALLISON Mgmt For For
JAMES C. DAY Mgmt For For
RICHARD T. DU MOULIN Mgmt For For
MORRIS E. FOSTER Mgmt For For
J. WAYNE LEONARD Mgmt For For
JON C. MADONNA Mgmt For For
RICHARD A. PATTAROZZI Mgmt For For
JEFFREY M. PLATT Mgmt For For
NICHOLAS J. SUTTON Mgmt For For
CINDY B. TAYLOR Mgmt For For
DEAN E. TAYLOR Mgmt For For
JACK E. THOMPSON Mgmt For For
2. SAY ON PAY VOTE - AN ADVISORY VOTE TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION (AS
DISCLOSED IN THE PROXY STATEMENT).
3. APPROVAL OF THE TIDEWATER INC. EXECUTIVE Mgmt For For
OFFICER ANNUAL INCENTIVE PLAN.
4. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
TOTAL S.A. Agenda Number: 933988707
--------------------------------------------------------------------------------------------------------------------------
Security: 89151E109
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: TOT
ISIN: US89151E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 APPROVAL OF FINANCIAL STATEMENTS OF THE Mgmt For For
PARENT COMPANY FOR THE 2013 FISCAL YEAR.
O2 APPROVAL OF CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE 2013 FISCAL YEAR.
O3 ALLOCATION OF EARNINGS, DECLARATION OF Mgmt For For
DIVIDEND.
O4 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt For For
TRADE IN SHARES OF THE COMPANY.
O5 RENEWAL OF THE APPOINTMENT OF MS. PATRICIA Mgmt For For
BARBIZET AS A DIRECTOR.
O6 RENEWAL OF THE APPOINTMENT OF MS. Mgmt For For
MARIE-CHRISTINE COISNE-ROQUETTE AS A
DIRECTOR.
O7 RENEWAL OF THE APPOINTMENT OF MR. PAUL Mgmt Against Against
DESMARAIS, JR AS A DIRECTOR.
O8 RENEWAL OF THE APPOINTMENT OF MS. BARBARA Mgmt For For
KUX AS A DIRECTOR.
O9 ADVISORY OPINION ON THE ELEMENTS OF Mgmt For For
COMPENSATION DUE OR GRANTED FOR FISCAL YEAR
ENDED DECEMBER 31, 2013 TO MR. CHRISTOPHE
DE MARGERIE, CHAIRMAN AND CHIEF EXECUTIVE
OFFICER.
E10 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE SHARE
CAPITAL BY ISSUING COMMON SHARES AND/OR ANY
SECURITIES PROVIDING ACCESS TO THE
COMPANY'S SHARE CAPITAL WHILE MAINTAINING
SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION
RIGHTS OR BY CAPITALIZING PREMIUMS,
RESERVES, SURPLUSES OR OTHER LINE ITEMS.
E11 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE SHARE
CAPITAL BY ISSUING COMMON SHARES OR ANY
SECURITIES PROVIDING ACCESS TO SHARE
CAPITAL WITHOUT PREFERENTIAL SUBSCRIPTION
RIGHTS.
E12 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE NUMBER
OF SECURITIES TO BE ISSUED, IN THE EVENT OF
SURPLUS DEMAND IN CASE OF SHARE CAPITAL
INCREASE WITHOUT PREFERENTIAL SUBSCRIPTION
RIGHTS.
E13 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO INCREASE SHARE CAPITAL BY
ISSUING COMMON SHARES OR ANY SECURITIES
PROVIDING ACCESS TO SHARE CAPITAL, IN
PAYMENT OF SECURITIES THAT WOULD BE
CONTRIBUTED TO THE COMPANY, WHICH ENTAILS
SHAREHOLDERS' WAIVER OF THEIR PREEMPTIVE
RIGHT TO SUBSCRIBE THE SHARES ISSUED TO
REMUNERATE IN-KIND CONTRIBUTIONS.
E14 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE SHARE
CAPITAL UNDER THE CONDITIONS PROVIDED IN
ARTICLES L. 3332-18 AND FOLLOWING OF THE
FRENCH LABOUR CODE, WHICH ENTAILS
SHAREHOLDERS' WAIVER OF THEIR PREEMPTIVE
RIGHT TO SUBSCRIBE THE SHARES ISSUED DUE TO
THE SUBSCRIPTION OF SHARES BY GROUP
EMPLOYEES.
E15 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO INCREASE SHARE CAPITAL
RESERVED FOR CATEGORIES OF BENEFICIARIES IN
A TRANSACTION RESERVED FOR EMPLOYEES
WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS.
E16 AUTHORIZATION TO GRANT RESTRICTED SHARES OF Mgmt Against Against
THE COMPANY TO EMPLOYEES OF THE GROUP AS
WELL AS TO EXECUTIVE DIRECTORS OF THE
COMPANY OR OTHER COMPANIES OF THE GROUP,
WHICH ENTAILS SHAREHOLDERS' WAIVER OF THEIR
PREEMPTIVE RIGHT TO SUBSCRIBE THE SHARES
ISSUED IN FAVOR OF THE BENEFICIARIES OF
SUCH SHARE ALLOCATIONS.
E17 AMENDMENT OF ARTICLE 11 OF THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION TO DETERMINE THE
APPOINTMENT PROCEDURES OF THE DIRECTOR(S)
REPRESENTING EMPLOYEES PURSUANT TO THE
FRENCH LAW OF JUNE 14, 2013, ON THE
PROTECTION OF EMPLOYMENT AND TO INTEGRATE
TECHNICAL CHANGES CONCERNING CERTAIN
PROVISIONS REGARDING THE DIRECTORS
REPRESENTING EMPLOYEE SHAREHOLDERS.
E18 AMENDMENT OF ARTICLE 12 OF THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION IN ORDER TO SET THE
LIMIT ON THE AGE OF THE CHAIRMAN OF THE
BOARD AT 70 YEARS.
E19 AMENDMENT OF ARTICLE 15 OF THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION IN ORDER TO SET THE
LIMIT ON THE AGE OF THE PRESIDENT AT 67
YEARS.
E20 AMENDMENT OF ARTICLE 17 OF THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION FOR HARMONIZATION
PURPOSES WITH THE FRENCH ORDER OF DECEMBER
9, 2010, IMPLEMENTING INTO FRENCH
LEGISLATION THE EUROPEAN DIRECTIVE
REGARDING THE RIGHT OF SHAREHOLDERS TO BE
REPRESENTED AT SHAREHOLDERS' MEETINGS BY
ANY PERSON OF THEIR CHOICE.
O21 CIRCULATION OF A QUARTERLY NEWSLETTER BY Mgmt Against For
THE EMPLOYEE DIRECTORS AND THE DIRECTOR
REPRESENTING EMPLOYEE SHAREHOLDERS.
O22 COMPONENTS OF THE COMPENSATION OF EXECUTIVE Mgmt Against For
DIRECTORS AND EMPLOYEES LINKED TO
INDUSTRIAL SAFETY INDICATORS.
E23 EXPANSION OF INDIVIDUAL SHARE OWNERSHIP Mgmt Against For
(LOYALTY DIVIDEND).
E24 INCLUSION OF EMPLOYEE DIRECTOR(S) IN THE Mgmt Against For
BOARD OF DIRECTORS' ORGANIZATION (AMENDMENT
OF PARAGRAPH 5, ARTICLE 12 OF THE ARTICLES
OF ASSOCIATION TO PROVIDE FOR THE
PARTICIPATION OF EMPLOYEE DIRECTORS IN ALL
THE BOARD'S COMMITTEES).
E25 DISTRIBUTION OF ATTENDANCE FEES (AMENDMENT Mgmt Against For
OF PARAGRAPH 7, ARTICLE 12 OF THE ARTICLES
OF ASSOCIATION TO PROVIDE FOR A
DISTRIBUTION OF ATTENDANCE FEES BASED ON
THE ACTUAL TIME SPENT BY DIRECTORS AT BOARD
MEETINGS).
--------------------------------------------------------------------------------------------------------------------------
TRIANGLE PETROLEUM CORPORATION Agenda Number: 933861800
--------------------------------------------------------------------------------------------------------------------------
Security: 89600B201
Meeting Type: Annual
Meeting Date: 30-Aug-2013
Ticker: TPLM
ISIN: US89600B2016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER HILL Mgmt For For
JONATHAN SAMUELS Mgmt For For
F. GARDNER PARKER Mgmt For For
GUS HALAS Mgmt For For
RANDAL MATKALUK Mgmt For For
ROY A. ANEED Mgmt For For
2. PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. PROPOSAL TO APPROVE THE AUTHORIZATION OF Mgmt Against Against
40,000,000 SHARES OF PREFERRED STOCK
4. PROPOSAL TO APPROVE THE STOCK OPTION Mgmt Against Against
AGREEMENT FOR OUR CHIEF EXECUTIVE OFFICER
5. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt Against Against
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS SET FORTH IN THE
PROXY STATEMENT
6. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt 1 Year Against
THE FREQUENCY OF THE ADVISORY VOTE ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS ONCE EVERY ONE, TWO, OR
THREE YEARS
--------------------------------------------------------------------------------------------------------------------------
TULLOW OIL PLC, LONDON Agenda Number: 705062367
--------------------------------------------------------------------------------------------------------------------------
Security: G91235104
Meeting Type: AGM
Meeting Date: 30-Apr-2014
Ticker:
ISIN: GB0001500809
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Company's annual Mgmt For For
accounts and associated reports
2 To declare a final dividend of 8.0p per Mgmt For For
ordinary share
3 To approve the Directors Remuneration Mgmt For For
Policy Report
4 To approve the Annual Statement by the Mgmt For For
Chairman of the Remuneration Committee and
the Annual Report on Remuneration
5 To elect Jeremy Wilson as a Director Mgmt For For
6 To re-elect Tutu Agyare as a Director Mgmt For For
7 To re-elect Anne Drinkwater as a Director Mgmt For For
8 To re-elect Ann Grant as a Director Mgmt For For
9 To re-elect Aidan Heavey as a Director Mgmt For For
10 To re-elect Steve Lucas as a Director Mgmt For For
11 To re-elect Graham Martin as a Director Mgmt For For
12 To re-elect Angus McCoss as a Director Mgmt For For
13 To re-elect Paul McDade as a Director Mgmt For For
14 To re-elect Ian Springett as a Director Mgmt For For
15 To re-elect Simon Thompson as a Director Mgmt For For
16 To re-appoint Deloitte LLP as auditors of Mgmt For For
the company
17 To authorise the Audit Committee to Mgmt For For
determine the remuneration of Deloitte LLP
18 To renew Directors' authority to allot Mgmt For For
shares
19 To dis-apply statutory pre-emption rights Mgmt For For
20 To authorise the company to hold general Mgmt For For
meetings on no less than 14 clear days'
notice
21 To authorise the company to purchase it's Mgmt For For
own shares
--------------------------------------------------------------------------------------------------------------------------
TURQUOISE HILL RESOURCES LTD. Agenda Number: 933966232
--------------------------------------------------------------------------------------------------------------------------
Security: 900435108
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: TRQ
ISIN: CA9004351081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROWENA ALBONES Mgmt For For
JILL GARDINER Mgmt For For
R. PETER GILLIN Mgmt For For
DAVID KLINGNER Mgmt For For
KAY PRIESTLY Mgmt For For
RUSSEL C. ROBERTSON Mgmt For For
JEFFERY D. TYGESEN Mgmt For For
02 TO APPOINT PRICEWATERHOUSECOOPERS LLP, Mgmt For For
CHARTERED ACCOUNTANTS, AS AUDITORS OF THE
CORPORATION AT A REMUNERATION TO BE FIXED
BY THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
VALERO ENERGY CORPORATION Agenda Number: 933938524
--------------------------------------------------------------------------------------------------------------------------
Security: 91913Y100
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: VLO
ISIN: US91913Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JERRY D. CHOATE Mgmt For For
1B. ELECTION OF DIRECTOR: JOSEPH W. GORDER Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM R. KLESSE Mgmt For For
1D. ELECTION OF DIRECTOR: DEBORAH P. MAJORAS Mgmt For For
1E. ELECTION OF DIRECTOR: DONALD L. NICKLES Mgmt For For
1F. ELECTION OF DIRECTOR: PHILIP J. PFEIFFER Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT A. PROFUSEK Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN KAUFMAN PURCELL Mgmt For For
1I. ELECTION OF DIRECTOR: STEPHEN M. WATERS Mgmt For For
1J. ELECTION OF DIRECTOR: RANDALL J. Mgmt For For
WEISENBURGER
1K. ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
VALERO ENERGY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. APPROVE, BY NON-BINDING VOTE, THE 2013 Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, Shr For Against
"ACCELERATED VESTING OF PERFORMANCE
SHARES."
5. VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, Shr Against For
"CLIMATE CHANGE MANAGEMENT PLAN."
6. VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, Shr Against For
"CORPORATE LOBBYING."
--------------------------------------------------------------------------------------------------------------------------
WEATHERFORD INTERNATIONAL LTD Agenda Number: 934033363
--------------------------------------------------------------------------------------------------------------------------
Security: H27013103
Meeting Type: Special
Meeting Date: 16-Jun-2014
Ticker: WFT
ISIN: CH0038838394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPT THE MERGER AGREEMENT (WEATHERFORD Mgmt For For
SWITZERLAND INTO WEATHERFORD IRELAND), A
COPY OF WHICH IS ATTACHED TO THE
ACCOMPANYING PROXY STATEMENT/PROSPECTUS AS
ANNEX A.
2. APPROVE THE DISTRIBUTABLE PROFITS PROPOSAL. Mgmt For For
-- IF ALTERNATIVE MOTIONS UNDER THE AGENDA Mgmt Against
ITEMS PUBLISHED IN THE NOTICE OF
EXTRAORDINARY GENERAL MEETING AND/OR
MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS
(ARTICLE 700, PARAGRAPH 3 OF THE SWISS CODE
OF OBLIGATIONS) ARE PROPOSED AT THE
EXTRAORDINARY GENERAL MEETING, I/WE
INSTRUCT THE INDEPENDENT PROXY TO VOTE AS
FOLLOWS: MARK THE FOR BOX TO VOTE ACCORDING
TO THE MOTIONS OF THE BOARD OF DIRECTORS.
MARK THE AGAINST BOX TO VOTE AGAINST
ALTERNATIVE/ADDITIONAL MOTIONS. MARK THE
ABSTAIN BOX TO ABSTAIN FROM VOTING.
--------------------------------------------------------------------------------------------------------------------------
WHITING PETROLEUM CORPORATION Agenda Number: 933942674
--------------------------------------------------------------------------------------------------------------------------
Security: 966387102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: WLL
ISIN: US9663871021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
D. SHERWIN ARTUS Mgmt For For
PHILIP E. DOTY Mgmt For For
2. APPROVAL OF ADVISORY RESOLUTION ON Mgmt Against Against
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
Curian/Lazard International Strategic Equity Fund
--------------------------------------------------------------------------------------------------------------------------
AEON FINANCIAL SERVICE CO.,LTD. Agenda Number: 705359570
--------------------------------------------------------------------------------------------------------------------------
Security: J0021H107
Meeting Type: AGM
Meeting Date: 19-Jun-2014
Ticker:
ISIN: JP3131400008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AIA GROUP LTD, HONG KONG Agenda Number: 705060793
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A1105
Meeting Type: AGM
Meeting Date: 09-May-2014
Ticker:
ISIN: HK0000069689
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0324/LTN20140324697.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0324/LTN20140324655.pdf
1 To receive the audited consolidated Mgmt For For
financial statements of the Company, the
Report of the Directors and the Independent
Auditor's Report for the year ended 30
November 2013
2 To declare a final dividend of 28.62 Hong Mgmt For For
Kong cents per share for the year ended 30
November 2013
3 To re-elect Mr. Mohamed Azman Yahya as Mgmt For For
Independent Non-executive Director of the
Company
4 To re-elect Mr. Edmund Sze-Wing Tse as Mgmt For For
Non-executive Director of the Company
5 To re-elect Mr. Jack Chak-Kwong So as Mgmt For For
Independent Non-executive Director of the
Company
6 To re-appoint PricewaterhouseCoopers as Mgmt For For
auditor of the Company for the term from
passing of this resolution until the
conclusion of the next annual general
meeting and to authorise the board of
directors of the Company to fix its
remuneration
7.A To grant a general mandate to the Directors Mgmt For For
to allot, issue, grant and deal with
additional shares of the Company, to grant
rights to subscribe for, or convert any
security into, shares in the Company
(including the issue of any securities
convertible into shares, or options,
warrants or similar rights to subscribe for
any shares) and to make or grant offers,
agreements and options which might require
the exercise of such powers, not exceeding
10 per cent of the aggregate number of
shares in the Company in issue at the date
of this Resolution, and the discount for
any shares to be issued shall not exceed 10
per cent to the Benchmarked Price
7.B To grant a general mandate to the Directors Mgmt For For
to repurchase shares of the Company, not
exceeding 10 per cent of the aggregate
number of shares in the Company in issue at
the date of this Resolution
7.C To grant a general mandate to the Directors Mgmt For For
to allot, issue and deal with additional
shares of the Company under the restricted
share unit scheme adopted by the Company on
28 September 2010 (as amended)
8 To approve the adoption of the new articles Mgmt For For
of association of the Company in
substitution for, and to the exclusion of,
the existing articles of association of the
Company
--------------------------------------------------------------------------------------------------------------------------
AMCOR LTD Agenda Number: 704739462
--------------------------------------------------------------------------------------------------------------------------
Security: Q03080100
Meeting Type: AGM
Meeting Date: 24-Oct-2013
Ticker:
ISIN: AU000000AMC4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 4 AND 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (3, 4 AND 5), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2a Re-election of Director - Mr Chris Roberts Mgmt For For
2b Re-election of Director - Dr Armin Meyer Mgmt For For
2c Re-election of Director - Mrs Karen Guerra Mgmt For For
3 Grant of Share Rights to Managing Director Mgmt For For
(Management Incentive Plan-Equity)
4 Grant of Options and Performance Rights to Mgmt For For
Managing Director (Long Term Incentive
Plan)
5 Adoption of Remuneration Report Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AMCOR LTD Agenda Number: 704843677
--------------------------------------------------------------------------------------------------------------------------
Security: Q03080100
Meeting Type: OGM
Meeting Date: 09-Dec-2013
Ticker:
ISIN: AU000000AMC4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That, pursuant to and in accordance with Mgmt For For
section 256C(1) of the Corporations Act,
subject to and conditional on the Scheme
becoming Effective, the share capital of
Amcor be reduced by an amount of AUD908
million with the reduction being effected
and satisfied by applying such amount
equally against each Amcor Share on issue
at the Scheme Record Date and in accordance
with the Scheme
--------------------------------------------------------------------------------------------------------------------------
AMCOR LTD Agenda Number: 704844516
--------------------------------------------------------------------------------------------------------------------------
Security: Q03080100
Meeting Type: SCH
Meeting Date: 09-Dec-2013
Ticker:
ISIN: AU000000AMC4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That, pursuant to, and in accordance with, Mgmt For For
section 411 of the Corporations Act, the
scheme of arrangement proposed to be made
between Amcor and the holders of its fully
paid ordinary shares, as more particularly
described in the Scheme of Arrangement
which is contained in the Booklet (of which
the notice convening this meeting forms
part), is approved (with or without such
modifications or conditions as may be
approved by the Federal Court of Australia)
--------------------------------------------------------------------------------------------------------------------------
AMEC PLC, NORTHWICH CHESHIRE Agenda Number: 705002551
--------------------------------------------------------------------------------------------------------------------------
Security: G02604117
Meeting Type: AGM
Meeting Date: 03-Apr-2014
Ticker:
ISIN: GB0000282623
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receiving the accounts and the reports of Mgmt For For
the directors and auditor for the year
ended 31 Dec 2013
2 Declaration of final dividend Mgmt For For
3 To approve the directors' remuneration Mgmt For For
report
4 To approve the remuneration policy set out Mgmt For For
in the directors' remuneration report
5 Re-election of John Connolly as a director Mgmt For For
6 Re-election of Samir Brikho as a director Mgmt For For
7 Re-election of Ian McHoul as a director Mgmt For For
8 Re-election of Linda Adamany as a director Mgmt For For
9 Re-election of Neil Carson as a director Mgmt For For
10 Re-election of Colin Day as a director Mgmt For For
11 Re-election of Simon Thompson as a director Mgmt For For
12 Re-appointment of Ernst and Young LLP as Mgmt For For
auditor
13 To authorise the directors to fix the Mgmt For For
remuneration of the auditor
14 Authority of the directors to allot shares Mgmt For For
or to grant rights to subscribe for or to
convert any security into shares
15 Disapplication of section 561(1) of the Mgmt For For
companies act 2006
16 Authority of the company to make purchases Mgmt For For
of its own shares
17 Notice of general meetings Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA, BRUXELLES Agenda Number: 705080947
--------------------------------------------------------------------------------------------------------------------------
Security: B6399C107
Meeting Type: MIX
Meeting Date: 30-Apr-2014
Ticker:
ISIN: BE0003793107
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
A.1 Deciding that all outstanding subscription Mgmt For For
rights granted to Directors (including
former Directors) of the Company and
certain executives (including former
executives) will be automatically converted
into stock options, so that, upon exercise,
existing shares instead of new shares will
be delivered, with effect on 1 May 2014;
accordingly, acknowledging that all
subscription rights outstanding on 1 May
2014 will become without object, with
effect on the same date; confirming that
the terms and conditions of such
replacement stock options will be identical
to those of such subscription rights,
including regarding the exercise price and
the exercise conditions and periods, except
to the extent strictly needed to take into
account that existing shares instead of new
shares will be delivered; deciding that
such replacement CONTD
CONT CONTD stock options will continue to grant Non-Voting
their holders a right of early exercise in
the event contemplated by Article 501,
second indent, of the Companies Code (i.e.,
in relation to certain capital increases),
in the same manner as the subscription
rights did
A.2.a Special report by the Board of Directors on Non-Voting
the authorised capital, drawn up in
accordance with Article 604 of the
Companies Code
A.2.b Cancelling the unused portion of the Mgmt For For
existing authorised capital, granting a
renewed authorisation to the Board of
Directors to increase the capital in
accordance with Article 6 of the articles
of association, in one or more
transactions, by the issuance of a number
of shares, or financial instruments giving
right to a number of shares, which will
represent not more than 3% of the shares
issued as at 30 April 2014, and modifying
Article 6 of the articles of association
accordingly. Such authorisation is granted
for a period of five years as from the date
of publication of this modification to the
articles of association in the Belgian
State Gazette (Moniteur Belge /Belgisch
Staatsblad)
B.1.a Renewing, for a period of five years as Mgmt For For
from 30 April 2014, the authorisation to
the Board of Directors to purchase the
Company's own shares up to maximum 20 per
cent of the issued shares for a unitary
price which will not be lower than one euro
(EUR 1,-) and not higher than 20 % above
the highest closing price in the last
twenty trading days of the shares on
Euronext Brussels preceding the
acquisition. The previous authorization
expired on 28 April 2014
B.1.b Replacing Article 10 of the articles of Mgmt For For
association by the following text: "Article
10.-ACQUISITION AND DISPOSAL OF OWN SHARES
The company may, without any prior
authorisation of the Shareholders' Meeting,
in accordance with article 620 of the
Companies Code and under the conditions
provided for by law, acquire, on or outside
the stock exchange, its own shares up to a
maximum of 20% of the issued shares of the
company for a unitary price which will not
be lower than one euro (EUR 1,-) and not
higher than 20 % above the highest closing
price on Euronext Brussels in the last
twenty trading days preceding the
acquisition. The company may, without any
prior authorisation of the Shareholders'
Meeting, in accordance with article 622,
section 2, 1 of the Companies Code,
dispose, on or outside the stock exchange,
of the shares CONTD
CONT CONTD of the company which were acquired by Non-Voting
the company under the conditions determined
by the Board of Directors. The
authorisations set forth in the preceding
paragraphs also extend to acquisitions and
disposals of shares of the company by
direct subsidiaries of the company made in
accordance with article 627 of the
Companies Code. The authorisations set
forth in this article were granted for a
period of five (5) years as from the
extraordinary shareholders' meeting of
thirty April two thousand and fourteen
C.1 Management report by the Board of Directors Non-Voting
on the accounting year ended on 31 December
2013
C.2 Report by the statutory auditor on the Non-Voting
accounting year ended on 31 December 2013
C.3 Communication of the consolidated annual Non-Voting
accounts relating to the accounting year
ended on 31 December 2013, as well as the
management report by the Board of Directors
and the report by the statutory auditor on
the consolidated annual accounts
C.4 Approving the statutory annual accounts Mgmt For For
relating to the accounting year ended on 31
December 2013, including the following
allocation of the result: (as specified) On
a per share basis, this represents a gross
dividend for 2013 of EUR 2.05 giving right
to a dividend net of Belgian withholding
tax of EUR 1.5375 per share (in case of 25%
Belgian withholding tax) and of EUR 2.05
per share (in case of exemption from
Belgian withholding tax). Taking into
account the gross interim dividend of EUR
0.60 per share paid in November 2013, a
balance gross amount of EUR 1.45 will be
payable as from 8 May 2014, i.e. a balance
dividend net of Belgian withholding tax of
EUR 1.0875 per share (in case of 25%
Belgian withholding tax) and of EUR 1.45
per share (in case of exemption from
Belgian withholding tax). The actual gross
CONTD
CONT CONTD dividend amount (and, subsequently, Non-Voting
the balance amount) may fluctuate depending
on possible changes in the number of own
shares held by the Company on the dividend
payment date
C.5 Granting discharge to the Directors for the Mgmt For For
performance of their duties during the
accounting year ended on 31 December 2013
C.6 Granting discharge to the statutory auditor Mgmt For For
for the performance of his duties during
the accounting year ended on 31 December
2013
C.7.a Renewing the appointment as independent Mgmt For For
director of Mr. Kees Storm, for a period of
one year ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2014. The Company's
Corporate Governance Charter provides that
the term of office of directors shall end
immediately after the annual shareholders'
meeting following their 70th birthday,
except as provided by the Board of
Directors in special cases. The Board
considers that an exception to such age
limit is justified for Mr. Storm
considering the key role that he has played
and continues to play as independent
director. Mr. Storm complies with the
functional, family and financial criteria
of independence as provided for in Article
526ter of the Companies Code and in the
Company's Corporate Governance Charter,
except for the requirement CONTD
CONT CONTD not to have been a non-executive Non-Voting
director of the company for more than three
successive terms (Article 526ter, par. 1,
2). Except when legally required to apply
the definition of Article 526ter, par. 1,
2, the Board proposes to consider that Mr.
Storm continues to qualify as independent
director. The Board is of the opinion that
the quality and independence of the
contribution of Mr. Storm to the
functioning of the Board has not been
influenced by the length of his tenure. Mr.
Storm has acquired a superior understanding
of the Company's business, its underlying
strategy and specific culture, in
particular in his capacity of chairman of
the Board, and in light of his particular
experience, reputation and background it is
in the Company's best interests to renew
him as an independent director for an
additional term CONTD
CONT CONTD of one year. Moreover, Mr. Storm Non-Voting
expressly stated and the Board is of the
opinion that he does not have any
relationship with any company which could
compromise his independence
C.7.b Renewing the appointment as independent Mgmt For For
director of Mr. Mark Winkelman, for a
period of 1 year ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2014.
Mr. Winkelman complies with the functional,
family and financial criteria of
independence as provided for in Article
526ter of the Companies Code and in the
Company's Corporate Governance Charter,
except for the requirement not to have been
a non-executive director of the company for
more than three successive terms (Article
526ter, par. 1, 2). Except when legally
required to apply the definition of Article
526ter, par. 1, 2, the Board proposes to
consider that Mr. Winkelman continues to
qualify as independent director. The Board
is of the opinion that the quality and
independence of the contribution of Mr.
Winkelman to the CONTD
CONT CONTD functioning of the Board has not been Non-Voting
influenced by the length of his tenure. Mr.
Winkelman has acquired a superior
understanding of the Company's business,
its underlying strategy and specific
culture, and in light of his particular
experience, reputation and background it is
in the Company's best interests to renew
him as an independent director for an
additional term of one year. Moreover, Mr.
Winkelman expressly stated and the Board is
of the opinion that he does not have any
relationship with any company which could
compromise his independence
C.7.c Renewing the appointment as director of Mr. Mgmt For For
Alexandre Van Damme, for a period of four
years ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2017
C.7.d Renewing the appointment as director of Mr. Mgmt For For
Gregoire de Spoelberch, for a period of
four years ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2017
C.7.e Renewing the appointment as director of Mr. Mgmt For For
Carlos Alberto da Veiga Sicupira, for a
period of four years ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2017
C.7.f Renewing the appointment as director of Mr. Mgmt For For
Marcel Herrmann Telles, for a period of
four years ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2017
C.7.g Acknowledging the end of mandate as Mgmt For For
director of Mr. Jorge Paulo Lemann and
appointing as director Mr. Paulo Lemann as
his successor, for a period of four years
ending after the shareholders meeting which
will be asked to approve the accounts for
the year 2017. Mr. Paulo Lemann, a
Brazilian citizen, graduated from Faculdade
Candido Mendes in Rio de Janeiro, Brazil
with a B.A. in Economics. Mr. Lemann
interned at PriceWaterhouse in 1989 and was
employed as an Analyst at Andersen
Consulting from 1990 to 1991. From 1992 to
1995, he performed equity analysis while at
Banco Marka (Rio de Janeiro). Mr. Lemann
performed equity analysis for Dynamo Asset
Management (Rio de Janeiro) from 1995 to
1996. From 1997 to 2004, he started the
hedge fund investment effort at Tinicum
Inc., a New York based investment office
that advised the CONTD
CONT CONTD Synergy Fund of Funds where he served Non-Voting
as Portfolio Manager. In May 2005, Mr.
Lemann founded Pollux Capital and is
currently the Portfolio Manager. Mr. Lemann
is a board member of Lojas Americanas, the
Lemann Foundation and Ambev
C.7.h Acknowledging the end of mandate as Mgmt For For
director of Mr. Roberto Moses Thompson
Motta and appointing as director Mr.
Alexandre Behring as his successor, for a
period of four years ending after the
shareholders meeting which will be asked to
approve the accounts for the year 2017. Mr.
Behring, a Brazilian citizen, received a BS
in Electric Engineering from Pontificia
Universidade Catolica in Rio de Janeiro and
an MBA from Harvard Graduate School of
Business, having graduated as a Baker
Scholar and a Loeb Scholar. He is a
co-founder and the Managing Partner of 3G
Capital, a global investment firm with
offices in New York and Rio de Janeiro,
since 2004. Mr. Behring serves on Burger
King's Board as Chairman since October
2010, following Burger King's acquisition
by 3G Capital, and has become Chairman of
H.J. Heinz, following the CONTD
CONT CONTD closing of such company's acquisition Non-Voting
by Berkshire Hathaway and 3G Capital in
June 2013. Additionally, Mr. Behring served
as a Director, and member of the
Compensation and Operations Committees of
the Board of CSX Corporation, a leading
U.S. rail-based transportation company,
from 2008 to 2011. Previously, Mr. Behring
spent approximately 10 years at GP
Investments, one of Latin America's premier
private-equity firms, including eight years
as a partner and member of the firm's
Investment Committee. He served for seven
years, from 1998 through 2004, as a
Director and CEO of Latin America's largest
railroad, ALL (America Latina Logistica).
Mr. Behring was a co-founder and partner in
Modus OSI Technologies, a technology firm
with offices in Florida and Sao Paulo, from
1989 to 1993
C.7.i Appointing as independent director Mr. Elio Mgmt For For
Leoni Sceti, for a period of four years
ending after the shareholders' meeting
which will be asked to approve the accounts
for the year 2017. Mr Leoni Sceti is an
Italian citizen, living in the UK. He
graduated Magma Cum Laude in Economics from
LUISS in Rome, where he passed the Dottore
Commercialista post graduate bar exam. Mr.
Sceti is currently CEO of Iglo Group, a
European food business whose brands are
Birds Eye, Findus (in Italy) and Iglo. He
has over 20 years' experience in the FMCG
and media sectors. He served as CEO of EMI
Music from 2008 to 2010. Prior to EMI, Mr.
Sceti had an international career in
marketing and held senior leadership roles
at Procter & Gamble and Reckitt Benckiser.
Mr. Sceti is also a private investor in
technology start-ups, and is currently
CONTD
CONT CONTD Chairman of Zeebox Ltd, Chairman of Non-Voting
LSG holdings, and a Counsellor at One Young
World. Mr. Elio Leoni Sceti complies with
the functional, family and financial
criteria of independence as provided for in
Article 526ter of the Companies Code and in
the Company's Corporate Governance Charter.
Moreover, Mr. Elio Leoni Sceti expressly
stated and the Board is of the opinion that
he does not have any relationship with any
company which could compromise his
independence
C.7.j Appointing as director Mrs. Maria Asuncion Mgmt For For
Aramburuzabala Larregui, for a period of
four years ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2017. Mrs.
Aramburuzabala was proposed for appointment
as director in accordance with the terms of
the combination of ABI with Grupo Modelo.
Mrs. Aramburuzabala is a citizen of Mexico
and holds a degree in Accounting from ITAM
(Instituto Tecnologico Autonomo de Mexico).
She has served as CEO of Tresalia Capital
since 1996. She is also on the Boards of
KIO Networks, Abilia, Red Universalia,
Grupo Modelo, Grupo Financiero Banamex,
Banco Nacional de Mexico, non-executive
Director of Fresnillo plc, Medica Sur,
Latin America Conservation Council, Calidad
de Vida, Progreso y Desarrollo para la
Ciudad de Mexico and an Advisory Board
member CONTD
CONT CONTD of the Instituto Tecnologico Autonomo Non-Voting
de Mexico, School of Business
C.7.k Appointing as director Mr. Valentin Diez Mgmt For For
Morodo, for a period of four years ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2017. Mr. Diez was proposed for
appointment as director in accordance with
the terms of the combination of ABI with
Grupo Modelo. Born in 1940, Mr. Valentin
Diez has exceeded the age limit of 70 years
for directors as set forth in the Company's
Corporate Governance Charter. The Board
considers however that an exception to this
age limit is justified for Mr. Diez
considering the key role that he has played
and continues to play within Grupo Modelo
as well as his exceptional business
experience and reputation, amongst others
in the beer sector and industry at large.
Mr. Diez is a citizen of Mexico and holds a
degree in Business Administration from the
CONTD
CONT CONTD Universidad Iberoamericana and Non-Voting
participated in postgraduate courses at the
University of Michigan. He is currently
President of Grupo Nevadi International,
Chairman of the Consejo Empresarial
Mexicano de Comercio Exterior, Inversion y
Tecnologia, AC (COMCE) and Chairman of that
organization's Mexico-Spain Bilateral
Committee. He is a member of the Board of
Directors of Grupo Modelo, Vice President
of Kimberly Clark de Mexico and Grupo
Aeromexico. He is member of the Board of
Grupo Financiero Banamex, Acciones y
Valores Banamex, Grupo Dine, Mexichem, OHL
Mexico, Zara Mexico, Telefonica Moviles
Mexico, Banco Nacional de Comercio
Exterior, S.N.C. (Bancomext), ProMexico and
the Instituto de Empresa, Madrid. He is
member of the Consejo Mexicano de Hombres
de Negocios and Chairman of the Instituto
Mexicano para la CONTD
CONT CONTD Competitividad, IMCO. He is Chairman Non-Voting
of the Assembly of Associates of the
Universidad Iberoamericana, and Founder and
Chairman of the Diez Morodo Foundation,
which encourages social, sporting,
educational and philanthropic causes. Mr.
Diez is also a member of the Board of the
Museo Nacional de las Artes, MUNAL in
Mexico and member of the International
Trustees of the Museo del Prado in Madrid,
Spain
C.8.a Approving the remuneration report for the Mgmt Against Against
financial year 2013 as set out in the 2013
annual report, including the executive
remuneration policy. The 2013 annual report
and remuneration report containing the
executive remuneration policy can be
reviewed as indicated at the end of this
notice
C.8.b Deciding to grant and, pursuant to Article Mgmt For For
554, indent 7, of the Companies Code, to
expressly approve the grant of 15,000 stock
options to each of the current Directors of
the Company, being all non-executive
Directors, for the performance of their
mandate during the financial year 2013.
However, the number of stock options
amounts to 20,000 for the Chairman of the
Audit Committee and to 30,000 for the
Chairman of the Board of Directors. The
main features of these stock options can be
summarised as follows: each stock option
confers the right to purchase one existing
ordinary share of the Company, with the
same rights (including dividend rights) as
the other existing shares. Each stock
option is granted for no consideration. Its
exercise price equals the closing price of
the Company share on Euronext Brussels on
29 April CONTD
CONT CONTD 2014. All stock options have a term Non-Voting
of ten years as from their granting and
become exercisable five years after their
granting. At the end of the ten year term,
the stock options that have not been
exercised will automatically become null
and void
D.1 Granting powers to Mr. Benoit Loore, VP Mgmt For For
Corporate Governance, with power to
substitute and without prejudice to other
delegations of powers to the extent
applicable, for (i) the implementation of
resolution A.1 regarding the change in
relation to outstanding subscription
rights, (ii) the restatements of the
articles of association as a result of all
changes referred to above, the signing of
the restated articles of association and
their filings with the clerk's office of
the Commercial Court of Brussels, and (iii)
any other filings and publication
formalities in relation to the above
resolutions
--------------------------------------------------------------------------------------------------------------------------
ASAHI GROUP HOLDINGS,LTD. Agenda Number: 704992583
--------------------------------------------------------------------------------------------------------------------------
Security: J02100113
Meeting Type: AGM
Meeting Date: 26-Mar-2014
Ticker:
ISIN: JP3116000005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
ASICS CORPORATION Agenda Number: 705331407
--------------------------------------------------------------------------------------------------------------------------
Security: J03234150
Meeting Type: AGM
Meeting Date: 19-Jun-2014
Ticker:
ISIN: JP3118000003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Change Fiscal Year End Mgmt For For
to December 31
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
5 Approve Partial Amendment and Continuance Mgmt Against Against
of Policy regarding Large-scale Purchases
of Company Shares (Anti-Takeover Defense
Measures)
--------------------------------------------------------------------------------------------------------------------------
ASSA ABLOY AB, STOCKHOLM Agenda Number: 705105131
--------------------------------------------------------------------------------------------------------------------------
Security: W0817X105
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: SE0000255648
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING: THE Non-Voting
NOMINATION COMMITTEE, CONSISTING OF
CHAIRMAN GUSTAF DOUGLAS (INVESTMENT AB
LATOUR), MIKAEL EKDAHL (MELKER SCHORLING
AB), LISELOTT LEDIN (ALECTA), MARIANNE
NILSSON (SWEDBANK ROBUR FONDER) AND JOHAN
STRANDBERG (SEB FONDER/SEB TRYGG LIV),
PROPOSES THAT LARS RENSTROM IS ELECTED
CHAIRMAN OF THE ANNUAL GENERAL MEETING
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF TWO PERSONS TO APPROVE THE Non-Voting
MINUTES
6 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
7 REPORT BY THE PRESIDENT AND CEO, MR. JOHAN Non-Voting
MOLIN
8.a PRESENTATION OF: THE ANNUAL REPORT AND THE Non-Voting
AUDIT REPORT AS WELL AS THE CONSOLIDATED
ACCOUNTS AND THE AUDIT REPORT FOR THE GROUP
8.b PRESENTATION OF: THE GROUP AUDITOR'S REPORT Non-Voting
REGARDING WHETHER THERE HAS BEEN COMPLIANCE
WITH THE REMUNERATION GUIDELINES ADOPTED ON
THE 2013 ANNUAL GENERAL MEETING
8.c PRESENTATION OF: THE BOARD OF DIRECTORS Non-Voting
PROPOSAL REGARDING DISTRIBUTION OF EARNINGS
AND MOTIVATED STATEMENT
9.a RESOLUTION REGARDING: ADOPTION OF THE Mgmt For For
STATEMENT OF INCOME AND THE BALANCE SHEET
AS WELL AS THE CONSOLIDATED STATEMENT OF
INCOME AND THE CONSOLIDATED BALANCE SHEET
9.b RESOLUTION REGARDING: DISPOSITIONS OF THE Mgmt For For
COMPANY'S PROFIT ACCORDING TO THE ADOPTED
BALANCE SHEET: THE BOARD OF DIRECTORS
PROPOSES A DIVIDEND OF SEK 5.70 PER SHARE.
AS RECORD DATE FOR THE DIVIDEND, THE BOARD
OF DIRECTORS PROPOSES MONDAY 12 MAY 2014.
SUBJECT TO RESOLUTION BY THE ANNUAL GENERAL
MEETING IN ACCORDANCE WITH THE PROPOSAL,
THE DIVIDEND IS EXPECTED TO BE DISTRIBUTED
BY EUROCLEAR SWEDEN AB ON THURSDAY 15 MAY
2014
9.c RESOLUTION REGARDING: DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CEO
10 DETERMINATION OF THE NUMBER OF MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS: THE NUMBER OF
MEMBERS OF THE BOARD OF DIRECTORS SHALL BE
EIGHT
11 DETERMINATION OF FEES TO THE BOARD OF Mgmt For For
DIRECTORS AND THE AUDITORS
12 ELECTION OF THE BOARD OF DIRECTORS, Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS, VICE
CHAIRMAN OF THE BOARD OF DIRECTORS AND THE
AUDITORS: RE-ELECTION OF LARS RENSTROM,
CARL DOUGLAS, BIRGITTA KLASEN, EVA
LINDQVIST, JOHAN MOLIN, SVEN-CHRISTER
NILSSON, JAN SVENSSON AND ULRIK SVENSSON AS
MEMBERS OF THE BOARD OF DIRECTORS.
RE-ELECTION OF LARS RENSTROM AS CHAIRMAN OF
THE BOARD OF DIRECTORS AND CARL DOUGLAS AS
VICE CHAIRMAN OF THE BOARD OF DIRECTORS.
RE-ELECTION OF THE REGISTERED AUDIT FIRM
PRICEWATERHOUSECOOPERS AB AS AUDITOR FOR
THE TIME PERIOD UNTIL THE END OF THE 2015
ANNUAL GENERAL MEETING.
PRICEWATERHOUSECOOPERS AB HAS INFORMED
THAT, PROVIDED THAT THE NOMINATION
COMMITTEES' PROPOSAL IS ADOPTED BY THE
ANNUAL GENERAL MEETING, AUTHORISED PUBLIC
ACCOUNTANT BO KARLSSON WILL CONTINUE TO BE
APPOINTED AS AUDITOR IN CHARGE
13 ELECTION OF MEMBERS OF THE NOMINATION Mgmt For For
COMMITTEE AND DETERMINATION OF THE
ASSIGNMENT OF THE NOMINATION COMMITTEE: THE
NOMINATION COMMITTEE SHALL CONSIST OF FIVE
MEMBERS, WHO, UP TO AND INCLUDING THE
ANNUAL GENERAL MEETING 2015, SHALL BE
GUSTAF DOUGLAS (INVESTMENT AB LATOUR),
MIKAEL EKDAHL (MELKER SCHORLING AB),
LISELOTT LEDIN (ALECTA), MARIANNE NILSSON
(SWEDBANK ROBUR FONDER) AND ANDERS
OSCARSSON (AMF FONDER). GUSTAF DOUGLAS
SHALL BE APPOINTED CHAIRMAN OF THE
NOMINATION COMMITTEE
14 RESOLUTION REGARDING GUIDELINES FOR Mgmt For For
REMUNERATION TO SENIOR MANAGEMENT
15 RESOLUTION REGARDING AUTHORISATION TO Mgmt For For
REPURCHASE AND TRANSFER SERIES B SHARES IN
THE COMPANY
16 RESOLUTION REGARDING LONG TERM INCENTIVE Mgmt Against Against
PROGRAMME
17 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ASSOCIATED BRITISH FOODS PLC, LONDON Agenda Number: 704840467
--------------------------------------------------------------------------------------------------------------------------
Security: G05600138
Meeting Type: AGM
Meeting Date: 06-Dec-2013
Ticker:
ISIN: GB0006731235
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report and accounts 2013 Mgmt For For
2 Directors' Remuneration report 2013 Mgmt For For
3 Declaration of final dividend Mgmt For For
4 Re-election of Emma Adamo as a director Mgmt For For
5 Re-election of John Bason as a director Mgmt For For
6 Re-election of Timothy Clarke as a director Mgmt For For
7 Re-election of Lord Jay of Ewelme as a Mgmt For For
director
8 Re-election of Javier Ferran as a director Mgmt For For
9 Re-election of Charles Sinclair as a Mgmt For For
director
10 Re-election of Peter Smith as a director Mgmt For For
11 Re-election of George Weston as a director Mgmt For For
12 Appointment of auditors Mgmt For For
13 Remuneration of auditors Mgmt For For
14 Authority to allot shares Mgmt For For
15 Disapplication of pre-emption rights Mgmt For For
16 Reduced notice of a general meeting other Mgmt For For
than an annual general meeting
17 Approval of new Long Term Incentive Plan Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BANCO POPULAR ESPANOL SA, MADRID Agenda Number: 705014265
--------------------------------------------------------------------------------------------------------------------------
Security: E2R98T283
Meeting Type: OGM
Meeting Date: 07-Apr-2014
Ticker:
ISIN: ES0113790226
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 07 APR 2014 AT 10:00. CONSEQUENTLY,
YOUR VOTING INSTRUCTIONS WILL REMAIN VALID
FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
CMMT SHAREHOLDERS MAY ONLY ATTEND IN THE Non-Voting
SHAREHOLDERS MEETING IF THEY HOLD VOTING
RIGHTS OF A MINIMUM OF 200 SHARES
1 Approval of the annual accounts (balance Mgmt For For
sheet, income statement, statement of
recognised income and expense, statement of
changes in equity, cash flow statement and
notes to the financial statements) and the
directors' report of Banco Popular Espanol,
S.A. and its consolidated group, as well as
the proposed application of results and the
directors' performance for 2013
2.1 Appointment of director: Antonio del Valle Mgmt For For
Ruiz
2.2 Re-election of director: Angel Ron Guimil Mgmt For For
2.3 Re-election of director: Roberto Higuera Mgmt For For
Montejo
2.4 Re-election of director: Vicente Tardio Mgmt For For
Barutel
3 Amendment of article 17 of the bylaws to Mgmt For For
reduce the maximum number of members of the
board of directors to fifteen
4 Re-election of the auditing firm in charge Mgmt For For
of auditing the bank's individual and
consolidated financial statements:
PricewaterhouseCoopers
5 Authorisation of the bank and its Mgmt For For
subsidiaries to acquire treasury shares,
establishing the terms and limits of these
acquisitions, delegating to the board of
directors the powers required to execute
the acquisition. Invalidation of the unused
portion of the authorisation granted by the
ordinary general shareholders' meeting on
19 April 2010
6 Delegation to the board of directors of the Mgmt For For
power to implement the resolution to
increase the share capital to be passed by
the ordinary general shareholders' meeting,
in accordance with the provisions of
article 297.1.a) of the corporate
enterprises act
7 Authorisation of the board of directors, in Mgmt For For
accordance with the provisions of articles
297.1.b), 311 and 506 of the corporate
enterprises act, to enable it to increase
the share capital within no more than three
years in one or several stages and by up to
half of the share capital, vesting it with
the power to waive the pre-emptive
subscription right, and to re-draft the
last article of the bylaws. invalidation of
the unused portion of the authorisation
granted by the ordinary general
shareholders' meeting on 10 June 2013
8.1 Share capital increase by an amount that Mgmt For For
can be determined under the terms agreed
through the issuance of new ordinary
shares, with no share premium, each with
the same nominal value, class and series as
those currently in circulation. This will
be charged to voluntary reserves from
retained earnings and take the form of a
bonus issue for shareholders. Offering to
shareholders, where appropriate, the
acquisition of their bonus allotment rights
at a guaranteed price. Provision for this
not being fully subscribed. Delegation of
powers to the board of directors, or by
substitution to the executive committee to:
determine whether the share capital
increase is to be executed (i) through
newly issued shares or (ii) at the
shareholder's choice, through newly issued
shares or cash; set the terms and
conditions for the increase CONTD
CONTD CONTD in all aspects not covered at the Non-Voting
general meeting, take all action necessary
to carry this out; adapt the wording of the
last article of the bylaws to accommodate
the new share capital figure and apply for
the admission to trading of the new shares
on those stock exchanges where the bank's
shares are listed
8.2 Share capital increase by an amount that Mgmt For For
can be determined under the terms agreed
through the issuance of new ordinary
shares, with no share premium, each with
the same nominal value, class and series as
those currently in circulation. This will
be charged to voluntary reserves from
retained earnings and take the form of a
bonus issue for shareholders. Offering to
shareholders, where appropriate, the
acquisition of their bonus allotment rights
at a guaranteed price. Provision for this
not being fully subscribed. Delegation of
powers to the board of directors, or by
substitution to the executive committee to:
determine whether the share capital
increase is to be executed (i) through
newly issued shares or (ii) at the
shareholder's choice, through newly issued
shares or cash; set the terms and
conditions for the increase CONTD
CONTD CONTD in all aspects not covered at the Non-Voting
general meeting, take all action necessary
to carry this out; adapt the wording of the
last article of the bylaws to accommodate
the new share capital figure and apply for
the admission to trading of the new shares
on those stock exchanges where the bank's
shares are listed
8.3 Share capital increase by an amount that Mgmt For For
can be determined under the terms agreed
through the issuance of new ordinary
shares, with no share premium, each with
the same nominal value, class and series as
those currently in circulation. This will
be charged to voluntary reserves from
retained earnings and take the form of a
bonus issue for shareholders. Offering to
shareholders, where appropriate, the
acquisition of their bonus allotment rights
at a guaranteed price. Provision for this
not being fully subscribed. Delegation of
powers to the board of directors, or by
substitution to the executive committee to:
determine whether the share capital
increase is to be executed (i) through
newly issued shares or (ii) at the
shareholder's choice, through newly issued
shares or cash; set the terms and
conditions for the increase CONTD
CONTD CONTD in all aspects not covered at the Non-Voting
general meeting, take all action necessary
to carry this out; adapt the wording of the
last article of the bylaws to accommodate
the new share capital figure and apply for
the admission to trading of the new shares
on those stock exchanges where the bank's
shares are listed
8.4 Share capital increase by an amount that Mgmt For For
can be determined under the terms agreed
through the issuance of new ordinary
shares, with no share premium, each with
the same nominal value, class and series as
those currently in circulation. This will
be charged to voluntary reserves from
retained earnings and take the form of a
bonus issue for shareholders. Offering to
shareholders, where appropriate, the
acquisition of their bonus allotment rights
at a guaranteed price. Provision for this
not being fully subscribed. Delegation of
powers to the board of directors, or by
substitution to the executive committee to:
determine whether the share capital
increase is to be executed (i) through
newly issued shares or (ii) at the
shareholder's choice, through newly issued
shares or cash; set the terms and
conditions for the increase CONTD
CONTD CONTD in all aspects not covered at the Non-Voting
general meeting, take all action necessary
to carry this out; adapt the wording of the
last article of the bylaws to accommodate
the new share capital figure and apply for
the admission to trading of the new shares
on those stock exchanges where the bank's
shares are listed
9 Delegation of powers to the Board of Mgmt For For
Directors, or by substitution the Executive
Committee, to remunerate shareholders in a
way other than that described in Item Eight
of the Agenda of this General Shareholders'
Meeting, entailing the partial distribution
of the share premium reserve through the
delivery of the shares of the Bank held as
treasury shares or cash out of retained
earnings with a charge to voluntary
reserves. Stipulate the terms of this
resolution in any matters not provided for
by this General Shareholders' Meeting and
perform any acts required for its adoption
10 Approval of a plan for variable Mgmt For For
remuneration in Banco Popular shares in
2014 for management, including executive
directors and senior management
11 Advisory vote on the Annual Report on Mgmt For For
Director Remuneration
12 Delegation of powers to the Board of Mgmt For For
Directors, with the power to sub-delegate,
authorising it to formalise, interpret,
remedy and execute fully the resolutions
carried at the General Shareholders'
Meeting
CMMT 20 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO THE TEXT OF
RESOLUTION 2.1 AND RECEIPT OF AUDITOR NAME
IN RESOLUTION NO. 4. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BAYER AG, LEVERKUSEN Agenda Number: 704996668
--------------------------------------------------------------------------------------------------------------------------
Security: D0712D163
Meeting Type: AGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: DE000BAY0017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2013, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require share blocking. Registered
shares will be deregistered according to
trading activities or at the deregistration
date by the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent. Please contact your CSR
for further information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
14.04.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Mgmt No vote
financial statements and the approved
consolidated financial statements, the
Combined Management Report, the report of
the Supervisory Board, the explanatory
report by the Board of Management on
takeover- related information,and the
proposal by the Board of Management on the
use of the distributable profit for the
fiscal year 2013, and resolution on the use
of the distributable profit
2. Ratification of the actions of the members Mgmt No vote
of the Board of Management
3. Ratification of the actions of the members Mgmt No vote
of the Supervisory Board
4.1 Supervisory Board elections: Dr. rer. nat. Mgmt No vote
Simone Bagel-Trah
4.2 Supervisory Board elections: Prof. Dr. Dr. Mgmt No vote
h. c. mult. Ernst-Ludwig Winnacker
5. Cancellation of the existing Authorized Mgmt No vote
Capital I, creation of new Authorized
Capital I with the option to disapply
subscription rights and amendment of
Article 4(2) of the Articles of
Incorporation
6. Cancellation of the existing Authorized Mgmt No vote
Capital II, creation of new Authorized
Capital II with the option to disapply
subscription rights and amendment of
Article 4(3) of the Articles of
Incorporation
7. Authorization to issue bonds with warrants Mgmt No vote
or convertible bonds, profit participation
certificates or income bonds (or a
combination of these instruments) and to
disapply subscription rights, creation of
new conditional capital while canceling the
existing conditional capital and amendment
of Article 4(4) of the Articles of
Incorporation
8.1 Authorization to acquire and use own shares Mgmt No vote
with the potential disapplication of
subscription and other tender rights; use
of derivatives in the course of the
acquisition: Acquisition of own Shares
8.2 Authorization to acquire and use own shares Mgmt No vote
with the potential disapplication of
subscription and other tender rights; use
of derivatives in the course of the
acquisition: Use of Derivatives
9.1 Approval of the control and profit and loss Mgmt No vote
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer Business Services GmbH
9.2 Approval of the control and profit and loss Mgmt No vote
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer Technology Services GmbH
9.3 Approval of the control and profit and loss Mgmt No vote
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer US IP GmbH
9.4 Approval of the control and profit and loss Mgmt No vote
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer Bitterfeld GmbH
9.5 Approval of the control and profit and loss Mgmt No vote
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer Innovation GmbH
9.6 Approval of the control and profit and loss Mgmt No vote
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer Real Estate GmbH
9.7 Approval of the control and profit and loss Mgmt No vote
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Erste K-W-A Beteiligungsgesellschaft mbH
9.8 Approval of the control and profit and loss Mgmt No vote
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Zweite K-W-A Beteiligungsgesellschaft mbH
10. Election of the auditor of the financial Mgmt No vote
statements and for the review of the
half-yearly financial report:
PricewaterhouseCoopers Aktiengesellschaft
--------------------------------------------------------------------------------------------------------------------------
BNP PARIBAS SA, PARIS Agenda Number: 705027604
--------------------------------------------------------------------------------------------------------------------------
Security: F1058Q238
Meeting Type: MIX
Meeting Date: 14-May-2014
Ticker:
ISIN: FR0000131104
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 11 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0312/201403121400612.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0411/201404111401069.pdf, CHANGE IN
RECORD DATE FROM 07 MAY TO 08 MAY 2014 AND
MODIFICATION TO THE TEXT OF RESOLUTION
O.13. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
O.1 Approval of the annual corporate financial Mgmt For For
statements for the 2013 financial year
O.2 Approval of the consolidated financial Mgmt For For
statements for the 2013 financial year
O.3 Allocation of income for the financial year Mgmt For For
ended on December 31th, 2013 and dividend
distribution
O.4 Special report of the statutory auditors on Mgmt For For
the agreements and commitments pursuant to
articles l.225-38 et seq. Of the commercial
code
O.5 Authorization granted to BNP Paribas to Mgmt For For
repurchase its own shares
O.6 Renewal of term of Mr. Jean-Francois Mgmt For For
Lepetit as board member
O.7 Renewal of term of Mr. Baudouin Prot as Mgmt For For
board member
O.8 Renewal of term of Mrs. Fields Mgmt For For
Wicker-Miurin as board member
O.9 Ratification of the cooptation of Mrs. Mgmt For For
Monique Cohen as board member and renewal
of her term
O.10 Appointment of Mrs. Daniela Schwarzer as Mgmt For For
board member
O.11 Advisory vote on the compensation owed or Mgmt For For
paid to Mr. Baudouin Prot, chairman of the
board of directors for the 2013 financial
year - recommendation referred to in to
paragraph 24.3 of the code AFEP-MEDEF
O.12 Advisory vote on the compensation owed or Mgmt For For
paid to Mr. Jean-Laurent Bonnafe, CEO, for
the 2013 financial year - recommendation
referred to in to paragraph 24.3 of the
code AFEP-MEDEF
O.13 Advisory vote on the compensation owed or Mgmt For For
paid to Mr. Georges Chodron de Courcel, Mr.
Philippe Bordenave and Mr. Francois
Villeroy de Galhau, managing directors for
the 2013 financial year - recommendation
referred to in paragraph 24.3 of the code
AFEP-MEDEF
O.14 Advisory vote on the total amount of Mgmt For For
compensation of any kind paid to executive
officers and certain categories of staff
during the 2013 financial year-article
l.511-73 of the monetary and financial code
O.15 Setting the limitation on the variable part Mgmt For For
of the compensation of executive officers
and certain categories of staff-article
l.511-78 of the monetary and financial code
E.16 Issuance of common shares and securities Mgmt For For
giving access to capital or entitling to
debt securities while maintaining
preferential subscription rights
E.17 Issuance of common shares and securities Mgmt For For
giving access to capital or entitling to
debt securities with the cancellation of
preferential subscription rights
E.18 Issuance of common shares and securities Mgmt For For
giving access to capital with the
cancellation of preferential subscription
rights, in consideration for stocks
contributed within the framework of public
exchange offers
E.19 Issuance of common shares or securities Mgmt For For
giving access to capital with the
cancellation of preferential subscription
rights, in consideration for stock
contribution up to 10% of capital
E.20 Overall limitation on issuance Mgmt For For
authorizations with the cancellation of
preferential subscription rights
E.21 Capital increase by incorporation of Mgmt For For
reserves or profits, share or contribution
premiums
E.22 Overall limitation on issuance Mgmt For For
authorizations with or without preferential
subscription rights
E.23 Authorization to be granted to the board of Mgmt For For
directors to carry out transactions
reserved for members of the company savings
plan of BNP Paribas group which may take
the form of capital increases and/or sales
of reserved stocks
E.24 Authorization to be granted to the board of Mgmt For For
directors to reduce capital by cancellation
of shares
E.25 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC, LONDON Agenda Number: 705060503
--------------------------------------------------------------------------------------------------------------------------
Security: G1510J102
Meeting Type: AGM
Meeting Date: 30-Apr-2014
Ticker:
ISIN: GB0002875804
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Accept Financial Statements and Statutory Mgmt For For
Reports
2 Approve Remuneration Policy Mgmt For For
3 Approve Remuneration Report Mgmt For For
4 Approve Final Dividend Mgmt For For
5 Re-appoint PricewaterhouseCoopers LLP as Mgmt For For
Auditors
6 Authorise Board to Fix Remuneration of Mgmt For For
Auditors
7 Re-elect Richard Burrows as Director Mgmt For For
8 Re-elect Karen de Segundo as Director Mgmt For For
9 Re-elect Nicandro Durante as Director Mgmt For For
10 Re-elect Ann Godbehere as Director Mgmt For For
11 Re-elect Christine Morin-Postel as Director Mgmt For For
12 Re-elect Gerry Murphy as Director Mgmt For For
13 Re-elect Kieran Poynter as Director Mgmt For For
14 Re-elect Ben Stevens as Director Mgmt For For
15 Re-elect Richard Tubb as Director Mgmt For For
16 Elect Savio Kwan as Director Mgmt For For
17 Authorise Issue of Equity with Pre-emptive Mgmt For For
Rights
18 Authorise Issue of Equity without Mgmt For For
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary Mgmt For For
Shares
20 Approve EU Political Donations and Mgmt For For
Expenditure
21 Authorise the Company to Call EGM with Two Mgmt For For
Weeks' Notice
--------------------------------------------------------------------------------------------------------------------------
CALTEX AUSTRALIA LTD Agenda Number: 705118784
--------------------------------------------------------------------------------------------------------------------------
Security: Q19884107
Meeting Type: AGM
Meeting Date: 08-May-2014
Ticker:
ISIN: AU000000CTX1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 5 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
5 REMUNERATION REPORT Mgmt For For
6.a RE-ELECTION OF MR GREIG GAILEY Mgmt For For
6.b ELECTION OF MR BRUCE MORGAN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CARLSBERG AS, COPENHAGEN Agenda Number: 704982126
--------------------------------------------------------------------------------------------------------------------------
Security: K36628137
Meeting Type: AGM
Meeting Date: 20-Mar-2014
Ticker:
ISIN: DK0010181759
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 6.A TO 6.J AND 7. THANK
YOU.
1 Proposal from the Supervisory Board that Mgmt For For
the annual reports of the Company be
prepared in English only
2 Report on the activities of the company in Non-Voting
the past year
3 Presentation of the audited Annual Report Mgmt For For
for approval and resolution to discharge
the Supervisory Board and the Executive
Board from their obligations
4 Board recommendations regarding the Mgmt For For
distribution of profit, including
declaration of dividends
5.a Approval of the Remuneration Policy for the Mgmt For For
Supervisory Board and the Executive Board
of Carlsberg A/S, including general
guidelines for incentive programmes for the
Executive Board
5.b Approval of the Supervisory Board Mgmt For For
remuneration for 2014
5.c Proposal from the Supervisory Board Mgmt For For
regarding acquisition of treasury shares
5.D.i PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL. Proposal from
shareholder Kjeld Beyer: Proposal to attach
supplementary financial information to the
notice convening the Annual General Meeting
5D.ii PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL. Proposal from
shareholder Kjeld Beyer: Proposal that
company announcements including annual
reports and quarterly statements at all
times be available in Danish on the
Company's website for at least five years
5Diii PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL. Proposal from
shareholder Kjeld Beyer: Proposal that the
annual reports and quarterly statements be
accessible on the Company's website with
maximum 2-3 links from the front page and
that the links are in Danish and easily
accessible
5D.iv PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL. Proposal from
shareholder Kjeld Beyer: Proposal that
refreshments in connection with the Annual
General Meeting match the outlook for the
coming year
6.a Re-election of Flemming Besenbacher to the Mgmt For For
Supervisory Board
6.b Re-election of Jess Soderberg to the Mgmt For For
Supervisory Board
6.c Re-election of Lars Stemmerik to the Mgmt For For
Supervisory Board
6.d Re-election of Richard Burrows to the Mgmt For For
Supervisory Board
6.e Re-election of Cornelis (Kees) Job van der Mgmt For For
Graaf to the Supervisory Board
6.f Re-election of Donna Cordner to the Mgmt For For
Supervisory Board
6.g Re-election of Elisabeth Fleuriot to the Mgmt For For
Supervisory Board
6.h Re-election of Soren-Peter Fuchs Olesen to Mgmt For For
the Supervisory Board
6.i Re-election of Nina Smith to the Mgmt For For
Supervisory Board
6.j Election of Carl Bache to the Supervisory Mgmt For For
Board
7 Election of Auditor (KPMG 2014 P/S) Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CIE FINANCIERE RICHEMONT SA, BELLEVUE Agenda Number: 704671519
--------------------------------------------------------------------------------------------------------------------------
Security: H25662158
Meeting Type: AGM
Meeting Date: 12-Sep-2013
Ticker:
ISIN: CH0045039655
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 151735 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1.1 The Board of Directors proposes that the Mgmt No vote
General Meeting, having taken note of the
reports of the auditor, approve the
consolidated financial statements of the
Group, the financial statements of the
Company and the directors' report for the
business year ended 31 March 2013
1.2 The Board of Directors proposes that the Mgmt No vote
2013 compensation report as per pages 53 to
60 of the Annual Report and Accounts 2013
be ratified
2 Appropriation of profits: At 31 March 2013, Mgmt No vote
the retained earnings available for
distribution amounted to CHF 2 366 505 209.
The Board of Directors proposes that a
dividend of CHF 1.00 be paid per Richemont
share. This is equivalent to CHF 1.00 per
'A' bearer share in the Company and CHF
0.10 per 'B' registered share in the
Company. This represents a total dividend
payable of CHF 574 200 000, subject to a
waiver by Richemont Employee Benefits
Limited, a wholly owned subsidiary, of its
entitlement to receive dividends on an
estimated 21 million Richemont 'A' shares
held in treasury. The Board of Directors
proposes that the remaining available
retained earnings of the Company at 31
March 2013 after payment of the dividend be
carried forward to the following business
year. The dividend will be paid on or about
19 September 2013
3 Discharge of the Board of Directors Mgmt No vote
4.1 Re-election of Johann Rupert to the Board Mgmt No vote
of Directors to serve for a further term of
one year
4.2 Re-election of Dr Franco Cologni to the Mgmt No vote
Board of Directors to serve for a further
term of one year
4.3 Re-election of Lord Douro to the Board of Mgmt No vote
Directors to serve for a further term of
one year
4.4 Re-election of Yves-Andre Istel to the Mgmt No vote
Board of Directors to serve for a further
term of one year
4.5 Re-election of Richard Lepeu to the Board Mgmt No vote
of Directors to serve for a further term of
one year
4.6 Re-election of Ruggero Magnoni to the Board Mgmt No vote
of Directors to serve for a further term of
one year
4.7 Re-election of Josua Malherbe to the Board Mgmt No vote
of Directors to serve for a further term of
one year
4.8 Re-election of Dr Frederick Mostert to the Mgmt No vote
Board of Directors to serve for a further
term of one year
4.9 Re-election of Simon Murray to the Board of Mgmt No vote
Directors to serve for a further term of
one year
4.10 Re-election of Alain Dominique Perrin to Mgmt No vote
the Board of Directors to serve for a
further term of one year
4.11 Re-election of Guillaume Pictet to the Mgmt No vote
Board of Directors to serve for a further
term of one year
4.12 Re-election of Norbert Platt to the Board Mgmt No vote
of Directors to serve for a further term of
one year
4.13 Re-election of Alan Quasha to the Board of Mgmt No vote
Directors to serve for a further term of
one year
4.14 Re-election of Maria Ramos to the Board of Mgmt No vote
Directors to serve for a further term of
one year
4.15 Re-election of Lord Renwick of Clifton to Mgmt No vote
the Board of Directors to serve for a
further term of one year
4.16 Re-election of Jan Rupert to the Board of Mgmt No vote
Directors to serve for a further term of
one year
4.17 Re-election of Gary Saage to the Board of Mgmt No vote
Directors to serve for a further term of
one year
4.18 Re-election of Jurgen Schrempp to the Board Mgmt No vote
of Directors to serve for a further term of
one year
4.19 Election of Bernard Fornas to the Board of Mgmt No vote
Directors to serve for a further term of
one year
4.20 Election of Jean-Blaise Eckert to the Board Mgmt No vote
of Directors to serve for a further term of
one year
5 Re-appoint of the auditor Mgmt No vote
PricewaterhouseCoopers Ltd, Geneva
6 Revisions to the Articles of Association: Mgmt No vote
Articles 6, 8, 9, 15, 17, 18, 21, and 35
7 In the case of ad-hoc/Miscellaneous Mgmt No vote
shareholder motions proposed during the
general meeting, I authorize my proxy to
act as follows in accordance with the board
of directors.
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTION 5
--------------------------------------------------------------------------------------------------------------------------
CRODA INTERNATIONAL PLC, GOOLE, EAST YORKSHIRE Agenda Number: 705062343
--------------------------------------------------------------------------------------------------------------------------
Security: G25536106
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: GB0002335270
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive financial statements and the Mgmt For For
reports of the directors and auditors
2 To approve the directors' remuneration Mgmt For For
policy
3 To approve the directors' remuneration Mgmt For For
report
4 To declare a final dividend Mgmt For For
5 To re-elect M S Christie as a director Mgmt For For
6 To re-elect A M Ferguson as a director Mgmt For For
7 To re-elect M C Flower as a director Mgmt For For
8 To re-elect S E Foots as a director Mgmt For For
9 To elect H L Ganczakowski as a director Mgmt For For
10 To re-elect K Layden as a director Mgmt For For
11 To re-elect P N N Turner as a director Mgmt For For
12 To re-elect S G Williams as a director Mgmt For For
13 To re-appoint the auditors Mgmt For For
14 To determine the auditors' remuneration Mgmt For For
15 Political donations Mgmt For For
16 Authority to allot shares Mgmt For For
17 Disapplication of pre-emption rights Mgmt For For
18 Authority to make market purchases of own Mgmt For For
shares
19 Notice period for shareholders' meetings Mgmt For For
20 Adoption of the new Performance Share Plan Mgmt For For
rules
--------------------------------------------------------------------------------------------------------------------------
DON QUIJOTE CO.,LTD. Agenda Number: 704723510
--------------------------------------------------------------------------------------------------------------------------
Security: J1235L108
Meeting Type: AGM
Meeting Date: 26-Sep-2013
Ticker:
ISIN: JP3639650005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Appoint a Corporate Auditor Mgmt For For
3 Approve Provision of Retirement Allowance Mgmt Against Against
for Retiring Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
DON QUIJOTE CO.,LTD. Agenda Number: 704843398
--------------------------------------------------------------------------------------------------------------------------
Security: J1235L108
Meeting Type: EGM
Meeting Date: 29-Nov-2013
Ticker:
ISIN: JP3639650005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve the Absorption-type Company Split Mgmt For For
Agreement
2 Amend Articles to: Change Official Company Mgmt For For
Name to Don Quijote Holdings Co., Ltd.,
Expand Business Lines
3 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EUROPEAN AERONAUTIC DEFENCE AND SPACE NV, SCHIPHOL Agenda Number: 705156998
--------------------------------------------------------------------------------------------------------------------------
Security: N0280E105
Meeting Type: AGM
Meeting Date: 27-May-2014
Ticker:
ISIN: NL0000235190
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 OPENING AND GENERAL INTRODUCTORY STATEMENTS Non-Voting
2 PRESENTATION BY THE CHAIRMAN AND THE CHIEF Non-Voting
EXECUTIVE OFFICER, INCLUDING REPORT BY THE
BOARD OF DIRECTORS IN RESPECT OF THE: 1.
CORPORATE GOVERNANCE STATEMENT, 2. REPORT
ON THE BUSINESS AND FINANCIAL RESULTS OF
2013, 3. APPLICATION OF THE REMUNERATION
POLICY IN 2013, 4. POLICY ON DIVIDEND
3 DISCUSSION OF ALL AGENDA ITEMS Non-Voting
4.1 ADOPTION OF THE AUDITED ACCOUNTS FOR THE Mgmt For For
FINANCIAL YEAR OF 2013
4.2 APPROVAL OF THE RESULT ALLOCATION AND Mgmt For For
DISTRIBUTION
4.3 RELEASE FROM LIABILITY OF THE NON-EXECUTIVE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
4.4 RELEASE FROM LIABILITY OF THE EXECUTIVE Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
4.5 APPOINTMENT OF KPMG ACCOUNTANTS N.V. AS Mgmt For For
AUDITOR FOR THE FINANCIAL YEAR 2014
4.6 ADOPTION OF THE AMENDMENTS TO THE Mgmt For For
COMPENSATION AND REMUNERATION POLICY OF THE
BOARD OF DIRECTORS
4.7 AMENDMENT OF ARTICLE 2 PARAGRAPH 1 OF THE Mgmt For For
COMPANY'S ARTICLES OF ASSOCIATION
4.8 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
POWERS TO ISSUE SHARES, TO GRANT RIGHTS TO
SUBSCRIBE FOR SHARES AND TO LIMIT OR
EXCLUDE PREFERENTIAL SUBSCRIPTION RIGHTS OF
EXISTING SHAREHOLDERS FOR THE PURPOSE OF
EMPLOYEE SHARE OWNERSHIP PLANS AND
SHARE-RELATED LONG-TERM INCENTIVE PLANS
4.9 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
POWERS TO ISSUE SHARES, TO GRANT RIGHTS TO
SUBSCRIBE FOR SHARES AND TO LIMIT OR
EXCLUDE PREFERENTIAL SUBSCRIPTION RIGHTS OF
EXISTING SHAREHOLDERS FOR THE PURPOSE OF
FUNDING THE COMPANY AND ITS GROUP COMPANIES
4.10 RENEWAL OF THE AUTHORISATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO REPURCHASE SHARES OF THE
COMPANY
5 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
FRESENIUS SE & CO.KGAA, BAD HOMBURG V. D. HOEHE Agenda Number: 705119433
--------------------------------------------------------------------------------------------------------------------------
Security: D27348123
Meeting Type: AGM
Meeting Date: 16-May-2014
Ticker:
ISIN: DE0005785604
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 25.04.2014, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
01.05.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation on the Annual Financial Mgmt For For
Statements and the Consolidated Financial
Statements each approved by the Supervisory
Board, the Management Reports for Fresenius
SE & Co. KGaA and the Group, the
Explanatory Reports of the General Partner
on the Disclosures pursuant to sec. 289
paras.4 and 5 and sec. 315 para. 4 of the
German commercial Code (Handelsgesetzbuch)
and the Report of the Supervisory Board of
Fresenius SE & Co. KGaA for the Fiscal Year
2013; Resolution on the Approval of the
Annual Financial Statements of Fresenius SE
& Co. KGaA for Fiscal Year 2013
2. Resolution on the Allocation of the Mgmt For For
Distributable Profit
3. Resolution on the Approval of the Actions Mgmt For For
of the General Partner for the Fiscal Year
2013
4. Resolution on the Approval of the Actions Mgmt For For
of the Supervisory Board for the Fiscal
Year 2013
5. Election of the Auditor and Group Auditor Mgmt For For
for the Fiscal Year 2014: KPMG AG
6. Resolution on the Approval of the Mgmt For For
Adjustment of Existing Enterprise
Agreements
7. Resolution on a Capital Increase from Mgmt For For
Company Funds with Issue of New Shares, the
Adjustment of the Authorization for the
Granting of Subscription Rights to
Managerial Staff Members (Fuehrungskraefte)
and Members of the Management Board of
Fresenius SE & Co. KGaA or an Affiliated
Company (Stock Option Program 2013), as
well as on the Corresponding Adjustments of
Article 4 (Share Capital) and Article 13
(Remuneration of Supervisory Board Members)
8. Resolution on the Cancellation of the Mgmt For For
Existing Authorized Capital I and on the
Creation of a New Authorized Capital I with
Authorization for Exclusion of Subscription
Rights and a Corresponding Amendment to the
Articles of Association
9. Resolution on the Cancellation of the Mgmt For For
Existing Authorization to issue Option
Bonds and/or Convertible Bonds dated May
11, 2012 and the Associated Conditional
Capital III, and on the Creation of a New
Authorization to issue Option Bonds and/or
Convertible Bonds, on the Exclusion of
Subscription Rights and on the Creation of
Conditional Capital and corresponding
amendments to the Articles of Association
10. Resolution on the Cancellation of the Mgmt For For
Authorization to Purchase and Use Own
Shares pursuant to sec. 71 para. 1 sent. 8
of the German Stock Corporation Act granted
by Resolution of the Annual General Meeting
of May 11, 2012, and an Authorization to
Purchase and Use Own Shares pursuant to
sec. 71 para. 1 sent. 8 of the German Stock
Corporation Act and on the Exclusion of
Subscription Rights
11. Resolution on the Authorization to utilize Mgmt For For
Equity Derivatives to purchase Own Shares
subject to Exclusion of any Tender Right
--------------------------------------------------------------------------------------------------------------------------
GAM HOLDING AG, ZUERICH Agenda Number: 705058887
--------------------------------------------------------------------------------------------------------------------------
Security: H2878E106
Meeting Type: AGM
Meeting Date: 15-Apr-2014
Ticker:
ISIN: CH0102659627
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 297336 DUE TO ADDITION OF
RESOLUTION 9. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 Approval of annual report, parent company's Mgmt No vote
and consolidated financial statements for
the year 2013, notice of the reports of the
Statutory Auditors
2 Appropriation of retained earnings and of Mgmt No vote
capital contribution reserve : Dividends of
CHF 0.65 per share
3 Discharge of the members of the Board of Mgmt No vote
Directors and the Group Management Board
4 Capital reduction by cancellation of shares Mgmt No vote
and related amendment to the Articles of
Incorporation: Article 3.1 and 3.2 of the
Articles of Incorporation
5.1 Re-election of Mr Johannes A. de Gier, and Mgmt No vote
election as Chairman of the Board of
Directors
5.2 Re-election of Mr Daniel Daeniker to the Mgmt No vote
Board of Directors
5.3 Re-election of Mr Dieter A. Enkelmann to Mgmt No vote
the Board of Directors
5.4 Re-election of Mr Diego du Monceau to the Mgmt No vote
Board of Directors
5.5 Re-election of Mr Hugh Scott-Barrett to the Mgmt No vote
Board of Directors
5.6 Re-election of Ms Tanja Weiher to the Board Mgmt No vote
of Directors
6.1 Election of Mr Dieter A. Enkelmann to the Mgmt No vote
Compensation Committee of the Board of
Directors
6.2 Election of Mr Daniel Daeniker to the Mgmt No vote
Compensation Committee of the Board of
Directors
6.3 Election of Mr Diego du Monceau to the Mgmt No vote
Compensation Committee of the Board of
Directors
7 Appointment of the Statutory Auditors: KPMG Mgmt No vote
AG, Zurich
8 Election of the Independent Proxy: Mr Mgmt No vote
Tobias Rohner, attorney-at-law, Bill
Isenegger Ackermann AG, Witikonerstrasse
61, 8032 Zurich
9 Additional and/or counter-proposals Mgmt No vote
CMMT 25 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT.
IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR
MID: 298618 PLEASE DO NOT REVOTE ON THIS
MEETING UNLESS YOU DECIDE TO AMEND YOUR
INSTRUCTIONS.
--------------------------------------------------------------------------------------------------------------------------
HOME CAPITAL GROUP INC. Agenda Number: 933948563
--------------------------------------------------------------------------------------------------------------------------
Security: 436913107
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: HMCBF
ISIN: CA4369131079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES C. BAILLIE Mgmt For For
J.E. BEAURIVAGE Mgmt For For
HON. WILLIAM G. DAVIS Mgmt For For
WILLIAM F. FALK Mgmt For For
DIANA L. GRAHAM Mgmt For For
JOHN M. MARSH Mgmt For For
ROBERT A. MITCHELL Mgmt For For
KEVIN P.D. SMITH Mgmt For For
GERALD M. SOLOWAY Mgmt For For
BONITA J. THEN Mgmt For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS AUDITOR Mgmt For For
OF THE CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THE
REMUNERATION OF THE AUDITOR.
03 TO APPROVE THE ADVISORY RESOLUTION TO Mgmt For For
ACCEPT THE APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE MANAGEMENT
INFORMATION CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
INFORMA PLC, ST HELIER Agenda Number: 705169503
--------------------------------------------------------------------------------------------------------------------------
Security: G4770C106
Meeting Type: AGM
Meeting Date: 23-May-2014
Ticker:
ISIN: JE00B3WJHK45
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ACCOUNTS AND THE REPORTS OF Mgmt For For
THE DIRECTORS AND AUDITOR FOR THE YEAR
ENDED 31 DECEMBER 2013
2 TO APPROVE THE REMUNERATION POLICY Mgmt For For
3 TO APPROVE THE REMUNERATION REPORT Mgmt For For
4 TO RE-ELECT DEREK MAPP AS A DIRECTOR Mgmt For For
5 TO RE-ELECT STEPHEN A. CARTER CBE AS A Mgmt For For
DIRECTOR
6 TO RE-ELECT JOHN DAVIS AS A DIRECTOR Mgmt For For
7 TO RE-ELECT DR BRENDAN O'NEILL AS A Mgmt For For
DIRECTOR
8 TO RE-ELECT CINDY ROSE AS A DIRECTOR Mgmt For For
9 TO ELECT GEOFFREY COOPER AS A DIRECTOR Mgmt For For
10 TO ELECT HELEN OWERS AS A DIRECTOR Mgmt For For
11 TO ELECT GARETH BULLOCK AS A DIRECTOR Mgmt For For
12 TO RE-APPOINT DELOITTE LLP AS AUDITOR Mgmt For For
13 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
REMUNERATION OF THE AUDITOR
14 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
15 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
FOR CASH WITHOUT MAKING A PRE-EMPTIVE OFFER
TO SHAREHOLDERS
16 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
--------------------------------------------------------------------------------------------------------------------------
INFORMA PLC, ST HELIER Agenda Number: 705173158
--------------------------------------------------------------------------------------------------------------------------
Security: G4770C106
Meeting Type: CRT
Meeting Date: 23-May-2014
Ticker:
ISIN: JE00B3WJHK45
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID Non-Voting
VOTE OPTION FOR THIS MEETING TYPE. PLEASE
CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY.
SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS
MEETING THEN YOUR VOTE WILL BE DISREGARDED
BY THE ISSUER OR ISSUERS AGENT.
1 APPROVAL OF SCHEME Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INFORMA PLC, ST HELIER Agenda Number: 705173160
--------------------------------------------------------------------------------------------------------------------------
Security: G4770C106
Meeting Type: OGM
Meeting Date: 23-May-2014
Ticker:
ISIN: JE00B3WJHK45
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE SCHEME OF ARRANGEMENT AND Mgmt For For
RELATED MATTERS
2 TO APPROVE THE NEW INFORMA REDUCTION OF Mgmt For For
CAPITAL
3 TO AUTHORISE THE DIRECTORS OF NEW INFORMA Mgmt For For
TO CONVENE GENERAL MEETINGS ON 14 CLEAR
DAYS' NOTICE
4.a TO APPROVE THE RULES OF THE NEW SIP AND Mgmt For For
AUTHORISE THE DIRECTORS OF NEW INFORMA TO
ADOPT AND IMPLEMENT THE NEW SIP AND
ESTABLISH FURTHER PLANS BASED ON THE NEW
SIP WHICH TAKE ACCOUNT OF OVERSEAS
REQUIREMENTS
4.b TO APPROVE THE RULES OF THE NEW LTIP AND Mgmt For For
AUTHORISE THE DIRECTORS OF NEW INFORMA TO
ADOPT AND IMPLEMENT THE NEW LTIP AND
ESTABLISH FURTHER PLANS BASED ON THE NEW
LTIP WHICH TAKE ACCOUNT OF OVERSEAS
REQUIREMENTS
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL CONSOLIDATED AIRLINES GROUP SA Agenda Number: 704701552
--------------------------------------------------------------------------------------------------------------------------
Security: E67674106
Meeting Type: EGM
Meeting Date: 25-Sep-2013
Ticker:
ISIN: ES0177542018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 26 SEP 2013. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 Approve the proposed acquisition of 18 Mgmt For For
Boeing 787 aircrafts by British Airways Plc
2 Approve the proposed acquisition of 18 Mgmt For For
Airbus A350 aircrafts by British Airways
Plc
3 Approve the proposed acquisition of 30 Mgmt For For
Airbus A320ceo and 32 Airbus A320neo
aircrafts by Vueling Airlines, S.A
4 Appointment of D. Enrique Dupuy de Lome Mgmt For For
Chavarri as Executive Director
5 Delegate powers to execute all the Mgmt For For
resolutions adopted by the General Meeting
of Shareholders
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL CONSOLIDATED AIRLINES GROUP SA, MADR Agenda Number: 705288769
--------------------------------------------------------------------------------------------------------------------------
Security: E67674106
Meeting Type: AGM
Meeting Date: 17-Jun-2014
Ticker:
ISIN: ES0177542018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 18TH JUNE 2014. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 APPROVAL OF THE FINANCIAL STATEMENTS AND Mgmt For For
MANAGEMENT REPORTS FOR THE YEAR ENDED 31
DECEMBER 2013
2 APPROVAL OF THE PROPOSAL FOR THE ALLOCATION Mgmt For For
OF RESULTS FOR THE YEAR ENDED 31 DECEMBER
2013
3 APPROVAL OF THE MANAGEMENT OF THE BOARD OF Mgmt For For
DIRECTORS FOR THE YEAR ENDED 31 DECEMBER
2013
4.A RE-ELECTION OF THE AUDITORS: ERNST AND Mgmt For For
YOUNG
4.B DELEGATION TO THE BOARD OF DIRECTORS TO Mgmt For For
DETERMINE THE TERMS AND CONDITIONS OF
RE-ELECTION AND REMUNERATION OF THE
AUDITORS
5 AMENDMENT OF ARTICLE 36 OF THE CORPORATE Mgmt For For
BY-LAWS TO REDUCE TO ONE YEAR THE TERM OF
OFFICE OF THE DIRECTORS
6.A RE-ELECT MR ANTONIO VANZQUEZ ROMERO AS A Mgmt For For
EXTERNAL DIRECTOR
6.B RE-ELECT SIR MARTIN BROUGHTON AS EXTERNAL Mgmt For For
INDEPENDENT DIRECTOR
6.C RE-ELECT MR WILLIAM WALSH AS EXECUTIVE Mgmt For For
DIRECTOR
6.D RE-ELECT MR CASAR ALIERTA IZUEL AS EXTERNAL Mgmt For For
INDEPENDENT DIRECTOR
6.E RE-ELECT MR PATRICK CESCAU AS EXTERNAL Mgmt For For
INDEPENDENT DIRECTOR
6.F RE-ELECT MR ENRIQUE DUPUY DE LOME AS Mgmt For For
EXECUTIVE DIRECTOR
6.G RE-ELECT BARONESS KINGSMILL AS EXTERNAL Mgmt For For
INDEPENDENT DIRECTOR
6.H RE-ELECT MR JAMES LAWRENCE AS EXTERNAL Mgmt For For
INDEPENDENT DIRECTOR
6.I RE-ELECT MR JOSE PEDRO PEREZ-LLORCA AS Mgmt For For
EXTERNAL INDEPENDENT DIRECTOR
6.J RE-ELECT MR KIERAN POYNTER AS EXTERNAL Mgmt For For
INDEPENDENT DIRECTOR
6.K RE-ELECT MR ALBERTO TEROL ESTEBAN AS Mgmt For For
EXTERNAL INDEPENDENT DIRECTOR
6.L RATIFY AND RE-ELECT DAME MARJORIE SCARDINO Mgmt For For
AS EXTERNAL INDEPENDENT DIRECTOR
6.M RATIFY AND RE-ELECT MS. MARIA FERNANDA Mgmt For For
MEJIA CAMPUZANO AS EXTERNAL INDEPENDENT
DIRECTOR
7 AUTHORISATION FOR THE COMPANY TO PURCHASE Mgmt For For
ITS OWN SHARES
8 AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For
INCREASE THE SHARE CAPITAL
9 AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For
ISSUE SECURITIES
10 AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For
EXCLUDE PRE-EMPTIVE RIGHTS IN CONNECTION
WITH CAPITAL INCREASES AND ISSUANCES OF
CONVERTIBLE OR EXCHANGEABLE SECURITIES
11 AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For
ISSUE BONDS OR SIMPLE DEBENTURES AND OTHER
DEBT SECURITIES OF A LIKE NATURE
12 APPLICATION OF CONSOLIDATION TAX REGIME Mgmt For For
13 CONSULTATIVE VOTE ON THE ANNUAL DIRECTORS' Mgmt For For
REMUNERATION REPORT
14 DELEGATION OF POWERS TO EXECUTE ALL Mgmt For For
RESOLUTIONS ADOPTED AT THE SHAREHOLDERS'
MEETING
CMMT 26 MAY 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF NAME FOR
RESOLUTION NO. 4.A. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
JAMES HARDIE INDUSTRIES SE, DUBLIN Agenda Number: 704643469
--------------------------------------------------------------------------------------------------------------------------
Security: N4723D104
Meeting Type: AGM
Meeting Date: 12-Aug-2013
Ticker:
ISIN: AU000000JHX1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 5, 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSALS WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSALS. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (5 AND 6), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSALS AND YOU COMPLY WITH
THE VOTING EXCLUSION.
1 Receive and consider the Financial Mgmt For For
Statements and Reports for fiscal year 2013
2 Receive and consider the Remuneration Mgmt For For
Report for fiscal year 2013
3.A Re-elect David Harrison as a director Mgmt For For
3.B Re-elect Donald McGauchie AO as a director Mgmt For For
4 Authority to fix External Auditors' Mgmt For For
remuneration
5 Grant of ROCE RSUs to Louis Gries Mgmt For For
6 Grant of Relative TSR RSUs to Louis Gries Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JAPAN TOBACCO INC. Agenda Number: 705335594
--------------------------------------------------------------------------------------------------------------------------
Security: J27869106
Meeting Type: AGM
Meeting Date: 24-Jun-2014
Ticker:
ISIN: JP3726800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt Against Against
2 Amend Articles to: Change Fiscal Year End Mgmt For For
to December 31, Change Record Date for
Interim Dividends to June 30
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For
5 Shareholder Proposal: Approve Appropriation Shr For Against
of Surplus
6 Shareholder Proposal: Approve Purchase of Shr For Against
Own Shares
7 Shareholder Proposal: Amend Articles of Shr For Against
Incorporation
8 Shareholder Proposal: Cancellation of all Shr For Against
existing Treasury Shares
9 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation
--------------------------------------------------------------------------------------------------------------------------
KDDI CORPORATION Agenda Number: 705324072
--------------------------------------------------------------------------------------------------------------------------
Security: J31843105
Meeting Type: AGM
Meeting Date: 18-Jun-2014
Ticker:
ISIN: JP3496400007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Amend the Compensation to be received by Mgmt For For
Directors
--------------------------------------------------------------------------------------------------------------------------
KERRY GROUP PLC Agenda Number: 705116273
--------------------------------------------------------------------------------------------------------------------------
Security: G52416107
Meeting Type: AGM
Meeting Date: 01-May-2014
Ticker:
ISIN: IE0004906560
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REPORT AND ACCOUNTS Mgmt For For
2 DECLARATION OF DIVIDEND Mgmt For For
3.A TO RE-ELECT MR. MICHAEL AHERN Mgmt Against Against
3.B TO RE-ELECT DR HUGH BRADY Mgmt For For
3.C TO RE-ELECT MR. JAMES DEVANE Mgmt Against Against
3.D TO RE-ELECT MR. JOHN JOSEPH O CONNOR Mgmt Against Against
4.A TO RE-ELECT MR. DENIS BUCKLEY Mgmt For For
4.B TO RE-ELECT MR. GERRY BEHAN Mgmt For For
4.C TO RE-ELECT MR. MICHAEL DOWLING Mgmt Against Against
4.D TO RE-ELECT MS JOAN GARAHY Mgmt For For
4.E TO RE-ELECT MR. FLOR HEALY Mgmt For For
4.F TO RE-ELECT MR. JAMES KENNY Mgmt For For
4.G TO RE-ELECT MR. STAN MCCARTHY Mgmt For For
4.H TO RE-ELECT MR. BRIAN MEHIGAN Mgmt For For
4.I TO RE-ELECT MR. PHILIP TOOMEY Mgmt For For
5 REMUNERATION OF AUDITORS Mgmt For For
6 REMUNERATION REPORT Mgmt For For
7 SECTION 20 AUTHORITY Mgmt For For
8 DISAPPLICATION OF SECTION 23 Mgmt For For
9 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF ITS OWN SHARES
10 TO APPROVE THE PROPOSED AMENDMENTS TO THE Mgmt For For
ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
LLOYDS BANKING GROUP PLC, EDINBURGH Agenda Number: 705122252
--------------------------------------------------------------------------------------------------------------------------
Security: G5533W248
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: GB0008706128
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS AND THE Mgmt For For
REPORTS OF THE DIRECTORS AND OF THE
AUDITORS FOR THE YEAR ENDED 31 DECEMBER
2013
2 TO ELECT MR J COLOMBAS AS A DIRECTOR OF THE Mgmt For For
COMPANY
3 TO ELECT MR D D J JOHN AS A DIRECTOR OF THE Mgmt For For
COMPANY
4 TO RE-ELECT LORD BLACKWELL AS A DIRECTOR OF Mgmt For For
THE COMPANY
5 TO RE-ELECT MR M G CULMER AS A DIRECTOR OF Mgmt For For
THE COMPANY
6 TO RE-ELECT MS C J FAIRBAIRN AS A DIRECTOR Mgmt For For
OF THE COMPANY
7 TO RE-ELECT MS A M FREW AS A DIRECTOR OF Mgmt For For
THE COMPANY
8 TO RE-ELECT MR A HORTA-OSORIO AS A DIRECTOR Mgmt For For
OF THE COMPANY
9 TO RE-ELECT MR N L LUFF AS A DIRECTOR OF Mgmt For For
THE COMPANY
10 TO RE-ELECT MR D L ROBERTS AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO RE-ELECT MR A WATSON AS A DIRECTOR OF Mgmt For For
THE COMPANY
12 TO RE-ELECT MS S V WELLER AS A DIRECTOR OF Mgmt For For
THE COMPANY
13 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS OF THE COMPANY, TO HOLD OFFICE
UNTIL THE CONCLUSION OF THE NEXT GENERAL
MEETING AT WHICH ACCOUNTS ARE LAID BEFORE
THE COMPANY
14 TO AUTHORISE THE AUDIT COMMITTEE TO SET THE Mgmt For For
REMUNERATION OF THE COMPANY'S AUDITORS
15 AUTHORITY FOR THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE POLITICAL DONATIONS OR
INCUR POLITICAL EXPENDITURE
16 DIRECTORS' AUTHORITY TO ALLOT SHARES Mgmt For For
17 DIRECTORS' AUTHORITY TO ALLOT SHARES IN Mgmt For For
RELATION TO THE ISSUE OF REGULATORY CAPITAL
CONVERTIBLE INSTRUMENTS
18 AUTHORITY TO INTRODUCE A SCRIP DIVIDEND Mgmt For For
PROGRAMME
19 REMUNERATION POLICY SECTION OF THE Mgmt For For
DIRECTORS' REMUNERATION REPORT
20 IMPLEMENTATION REPORT SECTION OF THE Mgmt For For
DIRECTORS' REMUNERATION REPORT
21 VARIABLE COMPONENT OF REMUNERATION FOR CODE Mgmt For For
STAFF
22 AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt For For
23 LIMITED DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS
24 LIMITED DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS IN RELATION TO THE ISSUE OF
REGULATORY CAPITAL CONVERTIBLE INSTRUMENTS
25 AUTHORITY TO PURCHASE ORDINARY SHARES Mgmt For For
26 AUTHORITY TO PURCHASE PREFERENCE SHARES Mgmt For For
27 NOTICE PERIOD Mgmt For For
28 RELATED PARTY AND CLASS 1 TRANSACTION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MAKITA CORPORATION Agenda Number: 705347258
--------------------------------------------------------------------------------------------------------------------------
Security: J39584107
Meeting Type: AGM
Meeting Date: 25-Jun-2014
Ticker:
ISIN: JP3862400003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MEDIASET ESPANA COMUNICACION SA., MADRID Agenda Number: 705009909
--------------------------------------------------------------------------------------------------------------------------
Security: E7418Y101
Meeting Type: OGM
Meeting Date: 09-Apr-2014
Ticker:
ISIN: ES0152503035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 10 APRIL 2014. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 Review and approval of annual accounts and Mgmt For For
management report
2 Distribution of profit for 2013 Mgmt For For
3 Review and approval of the management of Mgmt For For
the company's business by the board during
2013
4.1.1 Re-election of director: Mr. Alejandro Mgmt Against Against
Echevarria Busquet
4.1.2 Re-election of director: Mr. Fedele Mgmt Against Against
Confalonieri
4.1.3 Re-election of director: Mr. Giuliano Mgmt Against Against
Adreani
4.1.4 Re-election of director: Mr. Alfredo Mgmt Against Against
Messina
4.1.5 Re-election of director: Mr. Marco Giordani Mgmt Against Against
4.1.6 Re-election of director: Mr. Paolo Vasile Mgmt Against Against
4.1.7 Re-election of director: Mr. Giuseppe Mgmt Against Against
Tringali
4.1.8 Re-election of director: Mrs. Helena Mgmt Against Against
Revoredo Delvecchio
4.2 Appoint of new member of the board for a Mgmt Against Against
term of 5 years to Mr. Mario Rodriguez
Valderas
5 Determination of maximum overall Mgmt For For
remuneration payable to directors
6 Awarding company shares to directors as Mgmt For For
part of their remuneration
7 Implementation of remuneration scheme for Mgmt Against Against
executive directors and senior managers
8 Authorisation to buy back shares Mgmt For For
9 Annual remuneration policy report for 2013 Mgmt Against Against
10 Delegation of powers Mgmt For For
CMMT 11 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO THE TEXT OF
RESOLUTION 4.1.6 AND CHANGE IN MEETING TYPE
FROM AGM TO OGM AND RECORD DATE FROM 04 APR
TO 02 APR 2014. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MEDIASET SPA, MILANO Agenda Number: 705130374
--------------------------------------------------------------------------------------------------------------------------
Security: T6688Q107
Meeting Type: OGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: IT0001063210
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 297007 DUE TO RECEIPT OF SLATES
FOR AUDITORS' NAMES. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
1 APPROVE OF FINANCIAL STATEMENTS FOR THE Mgmt For For
YEAR ENDED 31 DECEMBER 2013; REPORTS OF THE
BOARD OF DIRECTORS ON THE MANAGEMENT OF THE
EXTERNAL AUDITORS AND STATUTORY AUDITORS;
PRESENTATION OF FINANCIAL STATEMENTS AT 31
DECEMBER 2013. RELATED AND CONSEQUENT
RESOLUTIONS
2 REMUNERATION REPORT IN ACCORDANCE WITH Mgmt For For
ARTICLE 123-TER OF LEGISLATIVE DECREE
NO.58/1998; RESOLUTIONS CONCERNING THE
REMUNERATION POLICY
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS AUDITORS, THERE IS
ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE
MEETING. THE STANDING INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1
SLATE OF THE 2 SLATES. THANK YOU.
3.1 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr No vote
PROPOSAL: APPOINTMENT OF MEMBERS OF THE
BOARD OF AUDITORS. LIST PRESENTED BY
FININVEST S.P.A., REPRESENTING 41.29PCT OF
COMPANY STOCK CAPITAL: EFFECTIVE AUDITORS:
EZIO MARIA SIMONELLI, FRANCESCA MENEGHEL,
FRANCESCO VITTADINI. ALTERNATE AUDITORS:
RICCARDO PEROTTA, FLAVIA DAUNIA MINUTILLO,
FABRIZIO MALANDRA
3.2 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr For Against
PROPOSAL: APPOINTMENT OF MEMBERS OF THE
BOARD OF AUDITORS. LIST PRESENTED BY ANIMA
SGR S.P.A., APG ASSET MANAGEMENT N.V., AREA
SGR S.P.A., ERSEL ASSET MANAGEMENT SGR
S.P.A., EURIZON CAPITAL S.G.R. S.P.A.,
EURIZON CAPITAL SA, GENERALI INVESTMENTS
EUROPE S.P.A. SGR, MEDIOLANUM GESTIONE
FONDI SGRPA, MEDIOLANUM INTERNATIONAL FUNDS
LTD, PIONEER ASSET MANAGEMENT SA AND
PIONEER INVESTMENT MANAGEMENT SGRPA,
REPRESENTING 0.96PCT OF COMPANY STOCK
CAPITAL: EFFECTIVE AUDITOR: LONARDO MAURO.
ALTERNATE AUDITOR: GATTO MASSIMO
4 ANNUAL REMUNERATION OF THE STATUTORY Mgmt For For
AUDITORS
5 SUPPLEMENT TO THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS ERNST & YOUNG SPA
SHAREHOLDERS MEETING OF 16 APRIL 2008 AND
RELATED RESOLUTIONS
6 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
PURCHASE AND SALE OF TREASURY SHARES, ALSO
AT THE SERVICE OF THE PLANS OF THE "STOCK
OPTION"; RELATED RESOLUTIONS
CMMT 10 APR 2014: PLEASE NOTE THAT THE ITALIAN Non-Voting
LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON
THE URL LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_202284.PDF
CMMT 10 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF URL COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES FOR
MID: 311202 PLEASE DO NOT REVOTE ON THIS
MEETING UNLESS YOU DECIDE TO AMEND YOUR
INSTRUCTIONS.
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG, BASEL Agenda Number: 704953238
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: AGM
Meeting Date: 25-Feb-2014
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 Approval of the Annual Report, the Mgmt No vote
Financial Statements of Novartis AG and the
Group Consolidated Financial Statements for
the Business Year 2013
2 Discharge from Liability of the Members of Mgmt No vote
the Board of Directors and the Executive
Committee
3 Appropriation of Available Earnings of Mgmt No vote
Novartis AG and Declaration of Dividend:
CHF 2.45 per share
4.1 Advisory Vote on Total Compensation for Mgmt No vote
Members of the Board of Directors from the
Annual General Meeting 2014 to the Annual
General Meeting 2015
4.2 Advisory Vote on Total Compensation for Mgmt No vote
Members of the Executive Committee for the
Performance Cycle Ending in 2013
5.1 Re-election of Joerg Reinhardt, Ph.D., and Mgmt No vote
election as Chairman of the Board of
Directors
5.2 Re-election of Dimitri Azar, M.D., MBA Mgmt No vote
5.3 Re-election of Verena A. Briner, M.D. Mgmt No vote
5.4 Re-election of Srikant Datar, Ph.D. Mgmt No vote
5.5 Re-election of Ann Fudge Mgmt No vote
5.6 Re-election of Pierre Landolt, Ph.D. Mgmt No vote
5.7 Re-election of Ulrich Lehner, Ph.D. Mgmt No vote
5.8 Re-election of Andreas von Planta, Ph.D. Mgmt No vote
5.9 Re-election of Charles L. Sawyers, M.D. Mgmt No vote
5.10 Re-election of Enrico Vanni, Ph.D. Mgmt No vote
5.11 Re-election of William T. Winters Mgmt No vote
6.1 Election of Srikant Datar, Ph.D., as member Mgmt No vote
of the Compensation Committee
6.2 Election of Ann Fudge as member of the Mgmt No vote
Compensation Committee
6.3 Election of Ulrich Lehner, Ph.D., as member Mgmt No vote
of the Compensation Committee
6.4 Election of Enrico Vanni, Ph.D., as member Mgmt No vote
of the Compensation Committee
7 Re-election of the Auditor: Mgmt No vote
PricewaterhouseCoopers AG
8 Election of lic. iur. Peter Andreas Zahn, Mgmt No vote
Advokat, Basel, as the Independent Proxy
9 In the case of ad-hoc/Miscellaneous Mgmt No vote
shareholder motions proposed during the
general meeting, I authorize my proxy to
act as follows in accordance with the board
of directors
--------------------------------------------------------------------------------------------------------------------------
PLASTIC OMNIUM, LYON Agenda Number: 705039724
--------------------------------------------------------------------------------------------------------------------------
Security: F73325106
Meeting Type: MIX
Meeting Date: 30-Apr-2014
Ticker:
ISIN: FR0000124570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 07 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL
LINK:https://balo.journal-officiel.gouv.fr/
pdf/2014/0317/201403171400669.pdf. PLEASE
NOTE THAT THIS IS A REVISION DUE TO RECEIPT
OF ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0407/201404071400982.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
O.1 Approval of the annual corporate financial Mgmt For For
statements for the financial year ended on
December 31, 2013
O.2 Allocation of income and setting the Mgmt For For
dividend
O.3 Special report of the Statutory Auditors on Mgmt Against Against
the regulated agreements
O.4 Approval of the consolidated financial Mgmt For For
statements for the financial year ended on
December 31, 2013
O.5 Authorization to be granted to the Board of Mgmt For For
Directors to allow the Company to
repurchase its own shares pursuant to
Article L.225-209 of the Commercial Code
O.6 Renewal of term of Mrs. Anne Asensio as Mgmt For For
Board member
O.7 Renewal of term of Mr. Vincent Labruyere as Mgmt For For
Board member
O.8 Setting the amount of attendance allowances Mgmt For For
to be allocated to Board members
O.9 Review of the compensation owed or paid to Mgmt Against Against
Mr. Laurent BURELLE, CEO for the 2013
financial year
O.10 Review of the compensation owed or paid to Mgmt Against Against
Mr. Paul Henry LEMARIE, Managing Director
for the 2013 financial year
O.11 Review of the compensation owed or paid to Mgmt Against Against
Mr. Jean-Michel SZCZERBA, Managing Director
for the 2013 financial year
E.12 Authorization to be granted to the Board of Mgmt For For
Directors to cancel shares repurchased by
the Company pursuant to the plan referred
to in Article L.225-209 of the Commercial
Code
E.13 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase capital
by issuing shares with cancellation of
preferential subscription rights in favor
of members of a company savings plan
pursuant to Articles L.3332-18 et seq. of
the Code of Labor
E.14 Amendment to the bylaws of the Company for Mgmt Against Against
compliance with the Commercial Code
E.15 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
REXAM PLC, LONDON Agenda Number: 705069575
--------------------------------------------------------------------------------------------------------------------------
Security: G1274K212
Meeting Type: AGM
Meeting Date: 02-May-2014
Ticker:
ISIN: GB00B943Z359
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Annual report and accounts 2013 Mgmt For For
2 Directors' remuneration report 2013 Mgmt For For
3 Directors' remuneration policy Mgmt For For
4 2013 final dividend :11.7 pence per Mgmt For For
ordinary share
5 Election of Ros Rivaz Mgmt For For
6 Re-election of Stuart Chambers Mgmt For For
7 Re-election of Graham Chipchase Mgmt For For
8 Re-election of David Robbie Mgmt For For
9 Re-election of John Langston Mgmt For For
10 Re-election of Leo Oosterveer Mgmt For For
11 Re-election of Johanna Waterous Mgmt For For
12 Re-appointment of auditors :PwC Mgmt For For
13 Authority to set remuneration of auditors Mgmt For For
14 Authority to allot shares Mgmt For For
15 Authority to allot equity securities for Mgmt For For
cash
16 Authority to make market purchases of own Mgmt For For
shares
17 Notice period for calling a general meeting Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
REXAM PLC, LONDON Agenda Number: 705290360
--------------------------------------------------------------------------------------------------------------------------
Security: G1274K212
Meeting Type: OGM
Meeting Date: 29-May-2014
Ticker:
ISIN: GB00B943Z359
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RETURN OF CASH AND SHARE CAPITAL Mgmt For For
CONSOLIDATION
2 AUTHORITY TO ALLOT NEW ORDINARY SHARES Mgmt For For
3 AUTHORITY TO ALLOT EQUITY SECURITIES FOR Mgmt For For
CASH
4 AUTHORITY TO MAKE MARKET PURCHASES OF OWN Mgmt For For
NEW ORDINARY SHARES
--------------------------------------------------------------------------------------------------------------------------
ROLLS-ROYCE HOLDINGS PLC, LONDON Agenda Number: 705053104
--------------------------------------------------------------------------------------------------------------------------
Security: G76225104
Meeting Type: AGM
Meeting Date: 01-May-2014
Ticker:
ISIN: GB00B63H8491
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the strategic report, the Mgmt For For
directors' report and the audited financial
statements for the year ended 31 December
2013
2 To approve the directors' remuneration Mgmt For For
policy (effective from the conclusion of
the meeting)
3 To approve the directors' remuneration Mgmt For For
report for the year ended 31 December 2013
4 To elect Lee Hsien Yang as a director of Mgmt For For
the Company
5 To elect Warren East CBE as a director of Mgmt For For
the Company
6 To re-elect Ian Davis as a director of the Mgmt For For
Company
7 To re-elect John Rishton as a director of Mgmt For For
the Company
8 To re-elect Dame Helen Alexander as a Mgmt For For
director of the Company
9 To re-elect Lewis Booth CBE as a director Mgmt For For
of the Company
10 To re-elect Sir Frank Chapman as a director Mgmt For For
of the Company
11 To re-elect James Guyette as a director of Mgmt For For
the Company
12 To re-elect John McAdam as a director of Mgmt For For
the Company
13 To re-elect Mark Morris as a director of Mgmt For For
the Company
14 To re-elect John Neill CBE as a director of Mgmt For For
the Company
15 To re-elect Colin Smith CBE as a director Mgmt For For
of the Company
16 To re-elect Jasmin Staiblin as a director Mgmt For For
of the Company
17 To appoint KPMG LLP as the Company's Mgmt For For
auditor
18 To authorise the directors to determine the Mgmt For For
auditor's remuneration
19 To authorise payment to shareholders Mgmt For For
20 To authorise political donations and Mgmt For For
political expenditure
21 To approve the Rolls-Royce plc Performance Mgmt For For
Share Plan (PSP)
22 To approve the Rolls-Royce plc Deferred Mgmt For For
Share Bonus Plan
23 To approve the maximum aggregate Mgmt For For
remuneration payable to non-executive
directors
24 To authorise the directors to allot shares Mgmt For For
(s.551)
25 To disapply pre-emption rights (s.561) Mgmt For For
26 To authorise the Company to purchase its Mgmt For For
own ordinary shares
--------------------------------------------------------------------------------------------------------------------------
RTL GROUP SA, LUXEMBOURG Agenda Number: 705041325
--------------------------------------------------------------------------------------------------------------------------
Security: L80326108
Meeting Type: AGM
Meeting Date: 16-Apr-2014
Ticker:
ISIN: LU0061462528
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive board's and auditor's reports Non-Voting
2.1 Approve financial statements Mgmt For For
2.2 Approve consolidated financial statements Mgmt For For
3 Approve allocation of income and dividends Mgmt For For
4.1 Approve discharge of directors Mgmt For For
4.2 Approve discharge of auditors Mgmt For For
5.1 Approve cooptation of Achim Berg as Mgmt Against Against
director
5.2 Elect director Mgmt For For
5.3 Renew appointment of PricewaterhouseCoopers Mgmt For For
as auditor
6 Approve repurchase of up to 150,000 shares Mgmt For For
7 Transact other business Non-Voting
--------------------------------------------------------------------------------------------------------------------------
RYOHIN KEIKAKU CO.,LTD. Agenda Number: 705236405
--------------------------------------------------------------------------------------------------------------------------
Security: J6571N105
Meeting Type: AGM
Meeting Date: 21-May-2014
Ticker:
ISIN: JP3976300008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines Mgmt For For
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SAMPO PLC, SAMPO Agenda Number: 704962186
--------------------------------------------------------------------------------------------------------------------------
Security: X75653109
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: FI0009003305
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 Opening of the meeting Non-Voting
2 Calling the meeting to order Non-Voting
3 Election of persons to scrutinize the Non-Voting
minutes and to supervise the counting of
votes
4 Recording the legality of the meeting Non-Voting
5 Recording the attendance at the meeting and Non-Voting
adoption of the list of votes
6 Presentation of the annual accounts, the Non-Voting
report of the board of directors and the
auditor's report for the year 2013
7 Adoption of the annual accounts Mgmt For For
8 Resolution on the use of the profit shown Mgmt For For
on the balance sheet and the payment of
dividend the board proposes to pay a
dividend of EUR 1.65 per share
9 Resolution on the discharge of the members Mgmt For For
of the board of directors and the CEO from
liability
10 Resolution on the remuneration of the Mgmt For For
members of the board of directors
11 Resolution on the number of members of the Mgmt For For
board of directors the nomination and
compensation committee proposes that number
of members remains unchanged and eight
members be elected to the board
12 Election of members of the board of Mgmt For For
directors the nomination and compensation
committee proposes that A.Brunila,
J.Fagerholm, A.Grate Axen, V-M.Mattila,
E.Palin-Lehtinen, P.Sorlie, M.Vuoria and
B.Wahlroos are re-elected as members of the
board of directors
13 Resolution on the remuneration of the Mgmt For For
auditor
14 Election of the auditor the audit committee Mgmt For For
proposes to elect Ernst and Young Oy as
company's auditor
15 Authorizing the board of directors to Mgmt For For
decide on the repurchase of the company's
own shares
16 Closing of the meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SANDS CHINA LTD Agenda Number: 704628885
--------------------------------------------------------------------------------------------------------------------------
Security: G7800X107
Meeting Type: EGM
Meeting Date: 26-Jul-2013
Ticker:
ISIN: KYG7800X1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0627/LTN20130627408.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0627/LTN20130627430.pdf
1 To appoint Deloitte Touche Tohmatsu as Mgmt For For
auditor and to authorize the board of
directors to fix their remuneration
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SANDS CHINA LTD Agenda Number: 705070566
--------------------------------------------------------------------------------------------------------------------------
Security: G7800X107
Meeting Type: AGM
Meeting Date: 30-May-2014
Ticker:
ISIN: KYG7800X1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0327/LTN20140327615.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0327/LTN20140327504.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 To receive the audited consolidated Mgmt For For
financial statements and the reports of the
Directors And Auditors for the year ended
December 31, 2013
2 To declare a final dividend of HKD 0.86 per Mgmt For For
share for the year ended December 31, 2013
Partly out of profits and partly out of the
share premium account of the Company
3.a To re-elect Ms. Chiang Yun as independent Mgmt For For
non-executive Director
3.b To re-elect Mr. Iain Ferguson Bruce as Mgmt Against Against
independent non-executive Director
3.c To elect Mr. Charles Daniel Forman as Mgmt For For
non-executive Director
3.d To elect Mr. Robert Glen Goldstein as Mgmt For For
non-executive Director
3.e To authorize the board of Directors to fix Mgmt For For
the respective Directors' remuneration
4 To re-appoint Deloitte Touche Tohmatsu as Mgmt For For
Auditors and to authorize the board of
Directors to fix their remuneration
5 To give a general mandate to the Directors Mgmt For For
to repurchase shares of the Company not
Exceeding 10% of the issued share capital
of the Company as at the date of passing of
This resolution
6 To give a general mandate to the Directors Mgmt Against Against
to issue additional shares of the Company
not Exceeding 20% of the issued share
capital of the Company as at the date of
passing of This resolution
7 To extend the general mandate granted to Mgmt Against Against
the Directors to issue additional shares Of
the Company by the aggregate nominal amount
of the shares repurchased by the Company
--------------------------------------------------------------------------------------------------------------------------
SHIRE PLC, ST HELIER Agenda Number: 705076772
--------------------------------------------------------------------------------------------------------------------------
Security: G8124V108
Meeting Type: AGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: JE00B2QKY057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Company's Annual Report and Mgmt For For
Accounts for the year ended December 31,
2013
2 To approve the Remuneration Report Mgmt For For
3 To approve the Remuneration Policy Mgmt For For
4 To elect Dominic Blakemore Mgmt For For
5 To re-elect William Burns Mgmt For For
6 To re-elect Dr. Steven Gillis Mgmt For For
7 To re-elect Dr. David Ginsburg Mgmt For For
8 To re-elect David Kappler Mgmt For For
9 To re-elect Susan Kilsby Mgmt For For
10 To re-elect Anne Minto Mgmt For For
11 To re-elect Dr. Flemming Ornskov Mgmt For For
12 To re-elect David Stout Mgmt For For
13 To re-appoint Deloitte LLP as the Company's Mgmt For For
Auditor
14 To authorize the Audit, Compliance & Risk Mgmt For For
Committee to determine the remuneration of
the Auditor
15 To approve the increase in the Company's Mgmt For For
borrowing powers
16 To authorize the allotment of shares Mgmt For For
17 To authorize the disapplication of Mgmt For For
pre-emption rights
18 To authorize market purchases Mgmt For For
19 To approve the notice period for general Mgmt For For
meetings
--------------------------------------------------------------------------------------------------------------------------
SIGNET JEWELERS LTD Agenda Number: 705246292
--------------------------------------------------------------------------------------------------------------------------
Security: G81276100
Meeting Type: AGM
Meeting Date: 13-Jun-2014
Ticker:
ISIN: BMG812761002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A TO ELECT AS A DIRECTOR H. TODD STITZER Mgmt For For
1B TO ELECT AS A DIRECTOR VIRGINIA DROSOS Mgmt For For
1C TO ELECT AS A DIRECTOR DALE W.HILPERT Mgmt For For
1D TO ELECT AS A DIRECTOR MARIANNE MILLER Mgmt For For
PARRS
1E TO ELECT AS A DIRECTOR THOMAS G. PLASKETT Mgmt For For
1F TO ELECT AS A DIRECTOR RUSSELL WALLS Mgmt For For
1G TO ELECT AS A DIRECTOR HELEN MCCLUSKEY Mgmt For For
1H TO ELECT AS A DIRECTOR ROBERT STACK Mgmt For For
1I TO ELECT AS A DIRECTOR EUGENIA ULASEWICZ Mgmt For For
1J TO ELECT AS A DIRECTOR MICHAEL W. BARNES Mgmt For For
2 APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITOR OF THE COMPANY
3 APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT
4 RE-APPROVAL OF THE MATERIALS TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE SIGNET JEWLERS
LIMITED OMNIBUS INCENTIVE PLAN 2009
5 APPROVAL OF THE AMENDMENTS TO THE SIGNET Mgmt For For
JEWELERS LIMITED BYE-LAWS
CMMT 05 MAY 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO NUMBERING
OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SWEDBANK AB, STOCKHOLM Agenda Number: 704972961
--------------------------------------------------------------------------------------------------------------------------
Security: W9423X102
Meeting Type: AGM
Meeting Date: 19-Mar-2014
Ticker:
ISIN: SE0000242455
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT THE BOARD MAKES NO Non-Voting
RECOMMENDATION ON RESOLUTIONS 22 AND 23.
THE STANDING INSTRUCTIONS FOR THIS MEETING
WILL BE DISABLED. THANK YOU.
1 Opening of the Meeting and address by the Non-Voting
Chair of the Board of Directors
2 Election of the Meeting Chair: The Non-Voting
Nomination Committee proposes that Advokat
Claes Zettermarck is elected Chair of the
Meeting
3 Preparation and approval of the voting list Non-Voting
4 Approval of the agenda Non-Voting
5 Election of two persons to verify the Non-Voting
minutes
6 Decision whether the Meeting has been duly Non-Voting
convened
7 a) Presentation of the annual report and Non-Voting
the consolidated accounts for the financial
year 2013; b) Presentation of the auditor's
reports for the bank and the group for the
financial year 2013; c) Address by the CEO
8 Adoption of the profit and loss account and Non-Voting
balance sheet of the bank and the
consolidated profit and loss account and
consolidated balance sheet for the
financial year 2013
9 Approval of the allocation of the bank's Mgmt For For
profit in accordance with the adopted
balance sheet as well as decision on the
record date for dividends. The Board of
Directors proposes that of the amount
approximately SEK 33 511m at the disposal
of the Meeting, approximately SEK 11 100m
is distributed as dividends to holders of
ordinary shares and the balance,
approximately SEK 22 411m, is carried
forward. The proposal is based on all
ordinary shares outstanding as of 31
December 2013. The proposal could be
changed in the event of additional share
repurchases or if treasury shares are
disposed of before the record day. A
dividend of SEK 10.10 for each ordinary
share is proposed. The proposed record date
is 24 March, 2014. With this record date,
the dividend is expected to be paid through
Euroclear on 27 March, 2014
10 Decision whether to discharge the members Mgmt For For
of the Board of Directors and the CEO from
liability
11 Determination of the number of Board Mgmt For For
members. The Nomination Committee proposes
that the number of Board members, which
shall be appointed by the Meeting, shall be
nine
12 Determination of the remuneration to the Mgmt For For
Board members and the Auditor
13 Election of the Board members and the Mgmt For For
Chair: The Nomination Committee proposes,
for the period until the close of the next
AGM, that the following Board members are
re-elected: Ulrika Francke, Goran Hedman,
Lars Idermark, Anders Igel, Pia Rudengren,
Anders Sundstrom, Karl-Henrik Sundstrom and
Siv Svensson. The Nomination Committee
proposes Maj-Charlotte Wallin as new member
of the Board of Directors for the period
until the close of the next AGM. The
Nomination Committee proposes that Anders
Sundstrom be elected as Chair of the Board
of Directors
14 Election of Auditor: The Nomination Mgmt For For
Committee proposes that the registered
public accounting firm Deloitte AB be
elected as auditor for the period until the
end of the 2018 Annual General Meeting
15 Decision on the Nomination Committee Mgmt For For
16 Decision on the guidelines for remuneration Mgmt For For
to top executives
17 Decision on amendments to the Articles of Mgmt For For
Association. As a consequence of the
mandatory conversion of preference shares
to ordinary shares during the year, the
Board of Directors now proposes to remove
the sections regarding, and all references
to, preference shares in the Articles of
Association. The Board of Directors is also
proposing to the AGM 2014 to remove
C-shares from the Articles of Association
since no such shares have been issued. This
results in changes in the Articles of
Association Section 3 ("Share capital etc")
so that only the first paragraph is kept
and that a new paragraph is included which
states that the shares each entitles to one
vote and also that Section 14 ("Right to
dividends, etc") is removed in its entirety
18 Decision to acquire own shares in Mgmt For For
accordance with the Securities Market Act
19 Decision on authorization for the Board of Mgmt For For
Directors to decide on acquisitions of own
shares in addition to what is stated in
item 18
20 Decision on authorization for the Board of Mgmt For For
Directors to decide on issuance of
convertibles
21.a Approval of the resolution of the Board of Mgmt For For
Directors on a common program (Eken 2014)
21.b Approval of the resolution of the Board of Mgmt For For
Directors of Swedbank regarding deferred
variable remuneration in the form of shares
(or another financial instrument in the
bank) under IP 2014
21.c Decision regarding transfer of own ordinary Mgmt For For
shares (or another financial instrument in
the bank)
22 Matter submitted by the shareholder Mgmt Against Against
Thorwald Arvidsson regarding suggested
proposal on an examination through a
special examiner in accordance with Chapter
10, Section 21 of the Companies Act
23 Matter submitted by the shareholder Tommy Mgmt Against Against
Jonasson on the shareholder's suggested
proposal regarding an initiative for an
integration institute
24 Closing of the meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SYMRISE AG, HOLZMINDEN Agenda Number: 705120157
--------------------------------------------------------------------------------------------------------------------------
Security: D827A1108
Meeting Type: AGM
Meeting Date: 14-May-2014
Ticker:
ISIN: DE000SYM9999
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 23 APR 14, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
29042014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORT FOR THE 2013 FINANCIAL
YEAR WITH THE REPORT OF THE SUPERVISORY
BOARD, THE GROUP FINANCIAL STATEMENTS AND
GROUP ANNUAL REPORT AS WELL AS THE REPORT
BY THE BOARD OF MDS PURSUANT TO SECTIONS
289(4) AND 315(4) OF THE GERMAN COMMERCIAL
CODE
2. RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
DISTRIBUTABLE PROFIT THE DISTRIBUTABLE
PROFIT IN THE AMOUNT OF EUR 165,574,065.35
SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT
OF A DIVIDEND OF EUR 0.70 PER NO-PAR SHARE
EUR 82,852,755.35 SHALL BE CARRIED FORWARD
EX-DIVIDEND AND PAYABLE DATE: MAY 15, 2014
3. RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS
4. RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD
5. APPOINTMENT OF AUDITORS THE FOLLOWING Mgmt For For
ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS
AND GROUP AUDITORS FOR THE 2014 FINANCIAL
YEAR: KPMG AG, HANOVER
6.1 APPROVAL OF THE AMENDMENTS TO THE EXISTING Mgmt For For
CONTROL AND PROFIT TRANSFER AGREEMENT WITH
THE COMPANY'S SUBSIDIARIES: TESIUM GMBH
6.2 APPROVAL OF THE AMENDMENTS TO THE EXISTING Mgmt For For
CONTROL AND PROFIT TRANSFER AGREEMENT WITH
THE COMPANY'S SUBSIDIARIES: SYMOTION GMBH
6.3 APPROVAL OF THE AMENDMENTS TO THE EXISTING Mgmt For For
CONTROL AND PROFIT TRANSFER AGREEMENT WITH
THE COMPANY'S SUBSIDIARIES: SYMRISE
US-BETEILIGUNGS GMBH
6.4 APPROVAL OF THE AMENDMENTS TO THE EXISTING Mgmt For For
CONTROL AND PROFIT TRANSFER AGREEMENT WITH
THE COMPANY'S SUBSIDIARIES: SYMRISE GMBH &
CO. KG
7. APPROVAL OF THE REMUNERATION SYSTEM FOR Mgmt For For
MEMBERS OF THE BOARD OF MDS THE
REMUNERATION SYSTEM FOR THE MEMBERS OF THE
BOARD OF MDS SHALL BE APPROVED
--------------------------------------------------------------------------------------------------------------------------
THE BERKELEY GROUP HOLDINGS PLC, COBHAM Agenda Number: 704677989
--------------------------------------------------------------------------------------------------------------------------
Security: G1191G120
Meeting Type: AGM
Meeting Date: 02-Sep-2013
Ticker:
ISIN: GB00B02L3W35
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the accounts for the year ended Mgmt For For
30 April 2013, together with the reports of
the Directors and auditors thereon
2 To approve the Remuneration report for the Mgmt For For
financial year ended 30 April 2013
3 To re-elect A W Pidgley as a Director of Mgmt For For
the Company
4 To re-elect R C Perrins as a Director of Mgmt For For
the Company
5 To re-elect N G Simpkin as a Director of Mgmt For For
the Company
6 To re-elect K Whiteman as a Director of the Mgmt For For
Company
7 To re-elect S Ellis as a Director of the Mgmt For For
Company
8 To re-elect G J Fry as a Director of the Mgmt For For
Company
9 To re-elect D Howell as a Director of the Mgmt For For
Company
10 To re-elect Sir J A Armitt as a Director of Mgmt For For
the Company
11 To re-elect A Nimmo as a Director of the Mgmt For For
Company
12 To re-elect V Wadley as a Director of the Mgmt For For
Company
13 To re-elect G Barker as a Director of the Mgmt For For
Company
14 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
auditors of the Company
15 To authorise the Directors to determine the Mgmt For For
auditors' remuneration
16 To authorise the directors to allot Mgmt For For
relevant securities
17 To dis-apply pre-emption rights Mgmt For For
18 To authorise the Company to make market Mgmt For For
purchases of its own shares
19 To authorise the company to make political Mgmt For For
donations
20 To permit extraordinary general meetings to Mgmt For For
be called by notice of not less than 14
days
21 To approve the transaction involving A W Mgmt For For
Pidgley, a Director of the Company
22 To approve the transaction involving R C Mgmt For For
Perrins, a Director of the Company
--------------------------------------------------------------------------------------------------------------------------
THE SWATCH GROUP AG, NEUENBURG Agenda Number: 705110447
--------------------------------------------------------------------------------------------------------------------------
Security: H83949141
Meeting Type: AGM
Meeting Date: 14-May-2014
Ticker:
ISIN: CH0012255151
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE ANNUAL REPORT 2013 Mgmt No vote
2 DISCHARGE OF THE BOARD OF DIRECTORS AND THE Mgmt No vote
GROUP MANAGEMENT BOARD
3 RESOLUTION FOR THE APPROPRIATION OF THE Mgmt No vote
AVAILABLE EARNINGS : DIVIDENDS OF CHF 1.50
PER REGISTERED SHARE AND CHF 7.50 PER
BEARER SHARE
4.1 RE-ELECTION TO THE BOARD OF DIRECTOR: MRS. Mgmt No vote
NAYLA HAYEK
4.2 RE-ELECTION TO THE BOARD OF DIRECTOR: MRS. Mgmt No vote
ESTHER GRETHER
4.3 RE-ELECTION TO THE BOARD OF DIRECTOR: MR. Mgmt No vote
ERNST TANNER
4.4 RE-ELECTION TO THE BOARD OF DIRECTOR: MR. Mgmt No vote
GEORGES N. HAYEK
4.5 RE-ELECTION TO THE BOARD OF DIRECTOR: MR. Mgmt No vote
CLAUDE NICOLLIER
4.6 RE-ELECTION TO THE BOARD OF DIRECTOR: MR. Mgmt No vote
JEAN-PIERRE ROTH
4.7 RE-ELECTION TO THE BOARD OF DIRECTOR: MRS. Mgmt No vote
NAYLA HAYEK AS CHAIR OF THE BOARD OF
DIRECTORS
5.1 ELECTION OF THE COMPENSATION COMMITTEE: Mgmt No vote
MRS. NAYLA HAYEK
5.2 ELECTION OF THE COMPENSATION COMMITTEE: Mgmt No vote
MRS. ESTHER GRETHER
5.3 ELECTION OF THE COMPENSATION COMMITTEE: MR. Mgmt No vote
ERNST TANNER
5.4 ELECTION OF THE COMPENSATION COMMITTEE: MR. Mgmt No vote
GEORGES N. HAYEK
5.5 ELECTION OF THE COMPENSATION COMMITTEE: MR. Mgmt No vote
CLAUDE NICOLLIER
5.6 ELECTION OF THE COMPENSATION COMMITTEE: MR. Mgmt No vote
JEAN-PIERRE ROTH
6 ELECTION OF THE INDEPENDENT REPRESENTATIVE Mgmt No vote
(MR. BERNHARD LEHMANN)
7 ELECTION OF THE STATUTORY AUDITORS Mgmt No vote
(PRICEWATERHOUSECOOPERS LTD)
8 AD HOC Mgmt No vote
CMMT 09 MAY 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
UNITED ARROWS LTD. Agenda Number: 705344961
--------------------------------------------------------------------------------------------------------------------------
Security: J9426H109
Meeting Type: AGM
Meeting Date: 24-Jun-2014
Ticker:
ISIN: JP3949400000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
3 Approve Renewal of Policy regarding Mgmt Against Against
Large-scale Purchases of Company Shares
(Anti-Takeover Defense Measures)
--------------------------------------------------------------------------------------------------------------------------
VALEO SA, PARIS Agenda Number: 705072003
--------------------------------------------------------------------------------------------------------------------------
Security: F96221126
Meeting Type: MIX
Meeting Date: 21-May-2014
Ticker:
ISIN: FR0000130338
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 28 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0326/201403261400802.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0428/201404281401430.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
O.1 Review and approval of the annual corporate Mgmt For For
financial statements for the financial year
ended on December 31, 2013
O.2 Review and approval of the consolidated Mgmt For For
financial statements for the financial year
ended on December 31, 2013
O.3 Appointment of Mr. Daniel Camus as Board Mgmt For For
member
O.4 Appointment of Mr. Jerome Contamine as Mgmt For For
Board member
O.5 Appointment of Mrs. Noelle Lenoir as Board Mgmt For For
member
O.6 Allocation of income for the financial year Mgmt For For
ended December 31, 2013 and payment of the
dividend
O.7 Approval of the agreements and commitments Mgmt For For
pursuant to Articles L.225-38 et seq. of
the Commercial Code
O.8 Notice on the compensation owed or paid to Mgmt For For
Mr. Pascal Colombani, Chairman of the Board
of Directors for the financial year ended
on December 31, 2013
O.9 Notice on the compensation owed or paid to Mgmt For For
Mr. Jacques Aschenbroich, CEO for the
financial year ended on December 31, 2013
O.10 Setting the amount of attendance allowances Mgmt For For
O.11 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
E.12 Delegation of authority to be granted to Mgmt For For
the Board of Directors to allocate free
shares existing or to be issued to
employees and corporate officers of the
Group or to some of them
E.13 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to issue
shares or securities giving access to
capital reserved for members of savings
plans with cancellation of preferential
subscription rights in favor of the latter
E.14 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VOLKSWAGEN AG, WOLFSBURG Agenda Number: 705063977
--------------------------------------------------------------------------------------------------------------------------
Security: D94523103
Meeting Type: AGM
Meeting Date: 13-May-2014
Ticker:
ISIN: DE0007664039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD. THANK YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 22.04.2014 , WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
28.04.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Non-Voting
financial statements, the approved
consolidated financial statements, the
management report and the Group management
report for the year ended December 31,
2013, together with the report of the
Supervisory Board on fiscal year 2013 as
well as the explanatory report by the Board
of Management on the information in
accordance with sections 289(4) and 315(4)
of the Handelsgesetzbuch (HGB; German
Commercial Code) and the report in
accordance with section 289(5) of the HGB
2. Resolution on the appropriation of the net Non-Voting
profit of Volkswagen Aktiengesellschaft
3.1 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2013: M.
Winterkorn
3.2 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2013: F. J.
Garcia Sanz
3.3 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2013: J.
Heizmann
3.4 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2013: C.
Klingler
3.5 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2013: M. Macht
3.6 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2013: H. Neumann
3.7 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2013: L.
Oestling
3.8 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2013: H.D.
Poetsch
3.9 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2013: R. Stadler
4.1 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: F. K. Piech
4.2 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: B. Huber
4.3 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: H.A. Al-Abdulla
4.4 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: K. J. Al-Kuwari
(until April 25, 2013)
4.5 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: A. Al-Sayed
(beginning June 28, 2013)
4.6 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: J. Bode (until
February 19, 2013)
4.7 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: J. Dorn
4.8 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: A. Falkengren
4.9 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: H.-P. Fischer
4.10 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: U. Fritsch
4.11 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: B. Froehlich
4.12 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: O. Lies
(beginning February 19, 2013)
4.13 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: D. McAllister
(until February 19, 2013)
4.14 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: H. Meine
4.15 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: P. Mosch
4.16 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: B. Osterloh
4.17 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: H. M. Piech
4.18 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: U. Piech
4.19 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: F. O. Porsche
4.20 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: W. Porsche
4.21 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: S. Weil
(beginning February 19, 2013)
4.22 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: S. Wolf
4.23 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: T. Zwiebler
5.1 Election of members of the Supervisory Non-Voting
Board: A. Al-Sayed
5.2 Election of members of the Supervisory Non-Voting
Board: H. M. Piech
5.3 Election of members of the Supervisory Non-Voting
Board: F. O. Porsche
6. Resolution on the authorization to issue Non-Voting
bonds with warrants and/or convertible
bonds, the creation of contingent capital
and the corresponding amendment to the
Articles of Association
7.1.1 Resolution on the approval of intercompany Non-Voting
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: Autostadt GmbH
7.1.2 Resolution on the approval of intercompany Non-Voting
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: AutoVision GmbH
7.1.3 Resolution on the approval of intercompany Non-Voting
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: MMI Marketing
Management Institut GmbH
7.1.4 Resolution on the approval of intercompany Non-Voting
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: Truck & Bus GmbH
7.1.5 Resolution on the approval of intercompany Non-Voting
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: Volkswagen Group
Partner Services GmbH
7.1.6 Resolution on the approval of intercompany Non-Voting
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: Volkswagen
Immobilien GmbH
7.1.7 Resolution on the approval of intercompany Non-Voting
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: Volkswagen Sachsen
GmbH
7.1.8 Resolution on the approval of intercompany Non-Voting
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: Volkswagen Zubehoer
GmbH
7.1.9 Resolution on the approval of intercompany Non-Voting
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: VW Kraftwerk GmbH
7.2.1 Resolution on the approval of intercompany Non-Voting
agreements: the modification and complete
revision of a profit transfer agreement
between Volkswagen Aktiengesellschaft and
VGRD GmbH, and the addition of an element
of control
8. Election of the auditors and Group auditors Non-Voting
for fiscal year 2014 as well as of the
auditors to review the condensed
consolidated financial statements and
interim management report for the first six
months of 2014: PricewaterhouseCoopers
Aktiengesellschaft
--------------------------------------------------------------------------------------------------------------------------
VOLKSWAGEN AG, WOLFSBURG Agenda Number: 705057619
--------------------------------------------------------------------------------------------------------------------------
Security: D94523103
Meeting Type: SGM
Meeting Date: 13-May-2014
Ticker:
ISIN: DE0007664039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT VOTING INSTRUCTIONS HAVE Non-Voting
TO BE RECEIVED IN WRITTEN FORM FOR VOTING
RIGHTS TO BE EXERCISED AT THIS MEETING. IF
YOU WISH TO VOTE, PLEASE EMAIL
GERMANMARKET.QUERIES@BROADRIDGE.COM TO
REQUEST THE NECESSARY FORMS. WHEN
REQUESTING FORMS, PLEASE STATE YOUR
PROXYEDGE INSTITUTION ID TO MAKE SURE YOU
RECEIVE THE CORRECT DOCUMENTATION FOR YOUR
ACCOUNTS. IF YOU ONLY WANT TO VOTE A SUBSET
OF YOUR ACCOUNTS, PLEASE LIST ALL ACCOUNTS
TO BE VOTED IN ADDITION TO YOUR PROXYEDGE
ID. VOTES INPUT INTO PROXYEDGE WILL BE
RECORDED FOR RECORD KEEPING PURPOSES BUT
WILL NOT BE PROCESSED. PLEASE NOTE THAT THE
ORIGINAL COMPLETED PROXY FORM MUST BE
RETURNED TO THE RESPECTIVE SUB CUSTODIAN BY
THE DEADLINE AS INDICATED ON THE PROXY
FORM. PLEASE NOTE THAT THE VOTE ENTITLEMENT
IS DETERMINED BY THE RECORD DATE. PLEASE
NOTE THAT BROADRIDGE WILL PROVIDE THE PROXY
FORMS VIA EMAIL AS EARLY AS RECORD DATE,
29.03.2012, TO ENABLE YOU TO LIST ONLY THE
VOTE ENTITLED SHARE AMOUNT ON THE PROXY
FORM.
PLEASE NOTE THAT THIS IS A SPECIAL MEETING Non-Voting
FOR PREFERENCE SHAREHOLDERS ONLY. THANK
YOU.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 22.04.2014 , WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
28.04.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Approval of the resolution authorizing the Mgmt For For
Board of Management to issue bonds with
warrants and/or convertible bonds and to
create contingent capital to grant options
and/or conversion rights to subscribe for
non-voting preferred shares in accordance
with item 6 of the agenda for the Annual
General Meeting on May 13, 2014
--------------------------------------------------------------------------------------------------------------------------
Z ENERGY LTD Agenda Number: 705352552
--------------------------------------------------------------------------------------------------------------------------
Security: Q9898K103
Meeting Type: AGM
Meeting Date: 25-Jun-2014
Ticker:
ISIN: NZZELE0001S1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPOINT KPMG AS AUDITOR OF THE COMPANY Mgmt For For
2 AUTHORIZE THE BOARD TO FIX REMUNERATION OF Mgmt For For
THE AUDITORS
3 ELECT BRUCE JAMES HARKER AS DIRECTOR Mgmt For For
4 ELECT MARKO BOGOIEVSKI AS DIRECTOR Mgmt Against Against
5 ELECT PETER WARD GRIFFITHS AS DIRECTOR Mgmt For For
Curian/Neuberger Berman Currency Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian/Neuberger Berman Risk Balanced Commodity Strategy Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian/Nicholas Convertible Arbitrage Fund
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 933942725
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. ALPERN Mgmt For For
EDWARD M. LIDDY Mgmt For For
FREDERICK H. WADDELL Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
ABBVIE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ADOBE SYSTEMS INCORPORATED Agenda Number: 933925921
--------------------------------------------------------------------------------------------------------------------------
Security: 00724F101
Meeting Type: Annual
Meeting Date: 10-Apr-2014
Ticker: ADBE
ISIN: US00724F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AMY L. BANSE Mgmt For For
1B. ELECTION OF DIRECTOR: KELLY J. BARLOW Mgmt For For
1C. ELECTION OF DIRECTOR: EDWARD W. BARNHOLT Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT K. BURGESS Mgmt For For
1E. ELECTION OF DIRECTOR: FRANK A. CALDERONI Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL R. CANNON Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES E. DALEY Mgmt For For
1H. ELECTION OF DIRECTOR: LAURA B. DESMOND Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES M. GESCHKE Mgmt For For
1J. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For
1K. ELECTION OF DIRECTOR: DANIEL L. ROSENSWEIG Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT SEDGEWICK Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN E. WARNOCK Mgmt For For
2. APPROVAL OF THE AMENDMENT OF THE 2003 Mgmt For For
EQUITY INCENTIVE PLAN TO INCREASE THE
AVAILABLE SHARE RESERVE BY 8.85 MILLION
SHARES.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING ON NOVEMBER 28, 2014.
4. APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC. Agenda Number: 933920692
--------------------------------------------------------------------------------------------------------------------------
Security: 00846U101
Meeting Type: Annual
Meeting Date: 19-Mar-2014
Ticker: A
ISIN: US00846U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: HEIDI FIELDS Mgmt For For
1.2 ELECTION OF DIRECTOR: A. BARRY RAND Mgmt For For
2. TO RATIFY THE AUDIT AND FINANCE COMMITTEE'S Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS AGILENT'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. TO RE-APPROVE THE PERFORMANCE GOALS UNDER Mgmt For For
AGILENT'S 2009 STOCK PLAN.
4. TO APPROVE THE COMPENSATION OF AGILENT'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
AISIN SEIKI CO.,LTD. Agenda Number: 705335823
--------------------------------------------------------------------------------------------------------------------------
Security: J00714105
Meeting Type: AGM
Meeting Date: 18-Jun-2014
Ticker:
ISIN: JP3102000001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC. Agenda Number: 933999584
--------------------------------------------------------------------------------------------------------------------------
Security: 015351109
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: ALXN
ISIN: US0153511094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: LEONARD BELL Mgmt For For
1.2 ELECTION OF DIRECTOR: MAX LINK Mgmt For For
1.3 ELECTION OF DIRECTOR: WILLIAM R. KELLER Mgmt For For
1.4 ELECTION OF DIRECTOR: JOHN T. MOLLEN Mgmt For For
1.5 ELECTION OF DIRECTOR: R. DOUGLAS NORBY Mgmt For For
1.6 ELECTION OF DIRECTOR: ALVIN S. PARVEN Mgmt Abstain Against
1.7 ELECTION OF DIRECTOR: ANDREAS RUMMELT Mgmt For For
1.8 ELECTION OF DIRECTOR: ANN M. VENEMAN Mgmt For For
02. APPROVAL OF A NON-BINDING ADVISORY VOTE OF Mgmt For For
THE 2013 COMPENSATION PAID TO ALEXION'S
NAMED EXECUTIVE OFFICERS.
03. RATIFICATION OF APPOINTMENT BY THE BOARD OF Mgmt For For
DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS
ALEXION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
04. TO ACT ON A SHAREHOLDER PROPOSAL REQUESTING Shr For Against
THE BOARD TO ADOPT A RULE TO REDEEM ANY
CURRENT OR FUTURE SHAREHOLDER RIGHTS PLAN
OR AMENDMENT UNLESS SUCH PLAN IS SUBMITTED
TO A SHAREHOLDER VOTE WITHIN 12 MONTHS.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 933970510
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For
1B. ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM B. GORDON Mgmt For For
1E. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1F. ELECTION OF DIRECTOR: ALAIN MONIE Mgmt For For
1G. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1H. ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA Q. Mgmt For For
STONESIFER
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING A REPORT Shr Against For
CONCERNING CORPORATE POLITICAL
CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
AMBEV S.A. Agenda Number: 933986791
--------------------------------------------------------------------------------------------------------------------------
Security: 02319V103
Meeting Type: Special
Meeting Date: 28-Apr-2014
Ticker: ABEV
ISIN: US02319V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1A ANALYSIS OF THE MANAGEMENT ACCOUNTS, WITH Mgmt For For
EXAMINATION, DISCUSSION AND VOTING ON THE
FINANCIAL STATEMENTS RELATED TO THE FISCAL
YEAR ENDED DECEMBER 31, 2013.
O1B ALLOCATION OF THE NET PROFITS FOR THE Mgmt For For
FISCAL YEAR ENDED DECEMBER 31, 2013 AND
RATIFICATION OF THE PAYMENT OF INTEREST ON
OWN CAPITAL AND DISTRIBUTION OF DIVIDENDS,
RELATED TO THE FISCAL YEAR ENDED ON
DECEMBER 31, 2013, APPROVED BY THE BOARD OF
DIRECTORS AT MEETINGS HELD ON AUGUST 30,
2013, JANUARY 6, 2014, AND MARCH 25, 2014.
O1C ELECTION OF THE MEMBERS OF THE COMPANY'S Mgmt For For
FISCAL COUNCIL AND THEIR RESPECTIVE
ALTERNATES FOR A TERM IN OFFICE UNTIL THE
ORDINARY GENERAL MEETING TO BE HELD IN
2015.
O1D RATIFICATION OF THE AMOUNTS PAID OUT AS Mgmt For For
COMPENSATION TO THE MANAGEMENT AND TO THE
MEMBERS OF THE FISCAL COUNCIL OF THE
COMPANY DURING THE FISCAL YEAR ENDED
DECEMBER 31, 2013 AND ESTABLISHING THE
OVERALL COMPENSATION OF THE MANAGEMENT AND
OF THE MEMBERS OF THE FISCAL COUNCIL FOR
THE FISCAL YEAR TO BE ENDED DECEMBER 31,
2014.
E2A WITH THE PURPOSE OF CARRYING OUT THE Mgmt For For
PARTIAL CAPITALIZATION OF THE TAX BENEFIT
EARNED BY THE COMPANY WITH THE PARTIAL
AMORTIZATION OF THE SPECIAL PREMIUM RESERVE
- IN 319/99 FOR THE 2013 FISCAL YEAR,
PURSUANT TO THE ARTICLE 7 OF CVM RULING N.
319/99, A CAPITAL INCREASE IN THE MINIMUM
AMOUNT OF R$ 218,277,229.62, UPON ISSUANCE
OF 13,566,018 SHARES AND THE MAXIMUM AMOUNT
OF R$ 352,684,594.10, UPON ISSUANCE OF UP
TO 21,919,490 SHARES, AT THE ISSUANCE PRICE
OF R$16.09 PER SHARE, ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
E2B NEW CAPITAL INCREASE IN THE AMOUNT OF R$ Mgmt For For
93,547,390.11, CORRESPONDING TO THE
CAPITALIZATION OF 30% OF THE TAX BENEFIT
EARNED WITH THE PARTIAL AMORTIZATION OF THE
SPECIAL PREMIUM RESERVE IN THE FISCAL YEAR
OF 2013, PURSUANT TO ARTICLE 7 OF THE CVM
RULING N. 319/99, WITHOUT THE ISSUANCE OF
NEW SHARES.
E2C BY VIRTUE OF THE RESOLUTION MENTIONED IN Mgmt For For
(2B.) ABOVE, AS WELL AS THE CAPITAL
INCREASES APPROVED BY THE COMPANY'S BOARD
OF DIRECTORS WITHIN THE LIMIT OF THE
AUTHORIZED CAPITAL, AND RATIFIED UNTIL THE
DATE OF THE ORDINARY AND EXTRAORDINARY
GENERAL MEETINGS, TO AMEND CAPUT OF ARTICLE
5 OF THE COMPANY'S BY-LAWS AND TO RESTATE
SUCH BY-LAWS.
--------------------------------------------------------------------------------------------------------------------------
AMC NETWORKS INC Agenda Number: 934008233
--------------------------------------------------------------------------------------------------------------------------
Security: 00164V103
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: AMCX
ISIN: US00164V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NEIL M. ASHE Mgmt For For
JONATHAN F. MILLER Mgmt For For
ALAN D. SCHWARTZ Mgmt For For
LEONARD TOW Mgmt For For
CARL E. VOGEL Mgmt For For
ROBERT C. WRIGHT Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR FISCAL YEAR 2014
--------------------------------------------------------------------------------------------------------------------------
AMPHENOL CORPORATION Agenda Number: 934004920
--------------------------------------------------------------------------------------------------------------------------
Security: 032095101
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: APH
ISIN: US0320951017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RONALD P. BADIE Mgmt For For
1.2 ELECTION OF DIRECTOR: STANLEY L. CLARK Mgmt For For
1.3 ELECTION OF DIRECTOR: DAVID P. FALCK Mgmt For For
1.4 ELECTION OF DIRECTOR: EDWARD G. JEPSEN Mgmt For For
1.5 ELECTION OF DIRECTOR: ANDREW E. LIETZ Mgmt For For
1.6 ELECTION OF DIRECTOR: MARTIN H. LOEFFLER Mgmt For For
1.7 ELECTION OF DIRECTOR: JOHN R. LORD Mgmt For For
1.8 ELECTION OF DIRECTOR: R. ADAM NORWITT Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT ACCOUNTANTS OF THE COMPANY.
3. TO RATIFY AND APPROVE THE 2014 AMPHENOL Mgmt For For
EXECUTIVE INCENTIVE PLAN.
4. TO RATIFY AND APPROVE THE FIRST AMENDED Mgmt For For
2009 STOCK PURCHASE AND OPTION PLAN FOR KEY
EMPLOYEES OF AMPHENOL AND SUBSIDIARIES.
5. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 933917140
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AART J. DE GEUS Mgmt For For
1B. ELECTION OF DIRECTOR: GARY E. DICKERSON Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN R. FORREST Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS J. IANNOTTI Mgmt For For
1E. ELECTION OF DIRECTOR: SUSAN M. JAMES Mgmt For For
1F. ELECTION OF DIRECTOR: ALEXANDER A. KARSNER Mgmt For For
1G. ELECTION OF DIRECTOR: GERHARD H. PARKER Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS D. POWELL Mgmt For For
1I. ELECTION OF DIRECTOR: WILLEM P. ROELANDTS Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES E. ROGERS Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL R. SPLINTER Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT H. SWAN Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF APPLIED MATERIALS' NAMED
EXECUTIVE OFFICERS
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
APPLIED MATERIALS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2014.
4. STOCKHOLDER PROPOSAL TITLED "SPECIAL Shr For Against
SHAREOWNER MEETINGS."
--------------------------------------------------------------------------------------------------------------------------
ARCELORMITTAL SA, LUXEMBOURG Agenda Number: 705149436
--------------------------------------------------------------------------------------------------------------------------
Security: L0302D129
Meeting Type: AGM
Meeting Date: 08-May-2014
Ticker:
ISIN: LU0323134006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIVE BOARD'S AND AUDITOR'S REPORTS Non-Voting
I APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
II APPROVE FINANCIAL STATEMENTS Mgmt For For
III APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
IV APPROVE REMUNERATION OF DIRECTORS Mgmt For For
V APPROVE DISCHARGE OF DIRECTORS Mgmt For For
VI RE-ELECT LAKSHMI N. MITTAL AS DIRECTOR Mgmt Against Against
VII RE-ELECT LEWIS B. KADEN AS DIRECTOR Mgmt For For
VIII RE-ELECT ANTOINE SPILLMAN AS DIRECTOR Mgmt For For
IX RE-ELECT BRUNO LAFONT AS DIRECTOR Mgmt For For
X ELECT MICHEL WURTH AS DIRECTOR Mgmt For For
XI APPOINT DELOITTE AS AUDITOR Mgmt For For
XII APPROVE 2014 PERFORMANCE SHARE UNIT PLAN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AURICO GOLD INC. Agenda Number: 933991247
--------------------------------------------------------------------------------------------------------------------------
Security: 05155C105
Meeting Type: Annual and Special
Meeting Date: 09-May-2014
Ticker: AUQ
ISIN: CA05155C1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALAN R. EDWARDS Mgmt For For
MARK J. DANIEL Mgmt For For
SCOTT G. PERRY Mgmt For For
LUIS M. CHAVEZ Mgmt For For
PATRICK D. DOWNEY Mgmt For For
RONALD E. SMITH Mgmt For For
RICHARD M. COLTERJOHN Mgmt For For
JOSEPH G. SPITERI Mgmt For For
02 APPOINT KPMG LLP, CHARTERED ACCOUNTANTS, AS Mgmt For For
AUDITORS FOR THE COMPANY, AND TO AUTHORIZE
THE DIRECTORS OF THE COMPANY TO SET THE
AUDITORS' REMUNERATION.
03 CONSIDER AND, IF DEEMED ADVISABLE, PASS AN Mgmt For For
ORDINARY RESOLUTION OF SHAREHOLDERS,
CONFIRMING AND RATIFYING THE COMPANY'S
ADVANCE NOTICE BY-LAW.
04 CONSIDER AND, IF DEEMED ADVISABLE, PASS AN Mgmt For For
ORDINARY RESOLUTION OF SHAREHOLDERS
CONFIRMING AND RATIFYING THE AMENDMENTS TO
THE COMPANY'S BY-LAW NO. 1.
05 CONSIDER AND, IF DEEMED ADVISABLE, PASS AN Mgmt For For
ORDINARY RESOLUTION OF SHAREHOLDERS
CONFIRMING AND RATIFYING THE COMPANY'S
AMENDED AND RESTATED EMPLOYEE SHARE
PURCHASE PLAN TO, AMONG OTHER THINGS,
REPLENISH THE COMMON SHARES RESERVED FOR
ISSUANCE UNDER THE PLAN AND TO SPECIFY
AMENDMENTS TO THE PLAN THAT WOULD REQUIRE
SHAREHOLDER APPROVAL.
06 CONSIDER AND, IF DEEMED ADVISABLE, PASS A Mgmt For For
NON-BINDING, ADVISORY RESOLUTION ACCEPTING
THE COMPANY'S APPROACH TO EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AUXILIUM PHARMACEUTICALS, INC. Agenda Number: 933979176
--------------------------------------------------------------------------------------------------------------------------
Security: 05334D107
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: AUXL
ISIN: US05334D1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROLF A. CLASSON Mgmt For For
ADRIAN ADAMS Mgmt For For
PETER C. BRANDT Mgmt For For
OLIVER S. FETZER, PH.D. Mgmt For For
PAUL A. FRIEDMAN, M.D. Mgmt For For
NANCY S. LURKER Mgmt For For
WILLIAM T. MCKEE Mgmt For For
2 TO RATIFY THE SELECTION BY THE AUDIT AND Mgmt For For
COMPLIANCE COMMITTEE OF THE COMPANY'S BOARD
OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS, AS DISCLOSED PURSUANT TO THE
COMPENSATION DISCLOSURE RULES OF THE
SECURITIES AND EXCHANGE COMMISSION,
INCLUDING THE COMPENSATION DISCUSSION AND
ANALYSIS, THE COMPENSATION TABLES AND ANY
RELATED MATERIALS DISCLOSED IN ... (DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
4 TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S CERTIFICATE OF INCORPORATION
TO INCREASE THE AUTHORIZED COMMON STOCK
CAPITAL OF THE COMPANY FROM 120,000,000 TO
150,000,000 SHARES.
5 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE AUXILIUM PHARMACEUTICALS, INC. 2004
EQUITY COMPENSATION PLAN (THE "PLAN") TO
INCREASE THE NUMBER OF SHARES OF COMPANY
COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER
THE PLAN BY 2,500,000 SHARES FROM
15,800,000 TO 18,300,000 SHARES AND TO
INCREASE THE FUNGIBLE SHARE RATIO FROM 1.7
TO 1.88 SHARES.
--------------------------------------------------------------------------------------------------------------------------
BANCO DE SABADELL SA, BARCELONA Agenda Number: 704974321
--------------------------------------------------------------------------------------------------------------------------
Security: E15819191
Meeting Type: OGM
Meeting Date: 26-Mar-2014
Ticker:
ISIN: ES0113860A34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 27 MAR 2014 AT 18:00 O'CLOCK.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU.
1 Annual accounts approval Mgmt For For
2 Additional stock dividend as remuneration Mgmt For For
to shareholders
3.1 Appointment and reelection of directors: Mgmt Against Against
David Martinez Guzman
3.2 Appointment and reelection of directors: Mgmt Against Against
Sol Daurella Comadran
4.1 By laws art amendment: Art 81 Mgmt For For
4.2 By laws art amendment: Art 51 Mgmt For For
5.1 Remuneration policy approval: annual report Mgmt Against Against
of directors
5.2 Remuneration policy approval: maximum Mgmt For For
remuneration for board members
5.3 Remuneration policy approval: maximum Mgmt For For
floating remuneration for directors
5.4 Remuneration policy approval: floating Mgmt For For
remuneration for directors through stock
options
6 Additional incentive for board members Mgmt For For
through increase of value of shares
7 Delegation of faculties to increase capital Mgmt Against Against
8 Delegation of faculties to issue fixed rate Mgmt For For
securities no convertible into shares
9 Delegation of faculties to issue securities Mgmt Against Against
convertible into shares
10 Own shares acquisition authorisation Mgmt For For
11 Re-election of auditor: Mgmt For For
PricewaterhouseCoopers
12 Delegation of faculties to formalise Mgmt For For
adopted agreements
CMMT 07 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AUDITOR NAME,
ADDITIONAL COMMENT, CHANGE IN RECORD DATE
FROM 21 MAR 2014 TO 19 MAR 2014 AND CHANGE
IN MEETING TYPE FROM AGM TO OGM. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
CMMT 04 MAR 2014: THE SHAREHOLDERS HOLDING LESS Non-Voting
THAN 800 SHARES (MINIMUM AMOUNT TO ATTEND
THE MEETING) MAY GRANT A PROXY TO ANOTHER
SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR
GROUP THEM TO REACH AT LEAST THAT NUMBER,
GIVING REPRESENTATION TO A SHAREHOLDER OF
THE GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
BIOGEN IDEC INC. Agenda Number: 933996247
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: BIIB
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLINE D. DORSA Mgmt For For
1B. ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: GEORGE A. SCANGOS Mgmt For For
1D. ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER J. DENNER Mgmt For For
1F. ELECTION OF DIRECTOR: NANCY L. LEAMING Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD C. MULLIGAN Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. PANGIA Mgmt For For
1I. ELECTION OF DIRECTOR: BRIAN S. POSNER Mgmt For For
1J. ELECTION OF DIRECTOR: ERIC K. ROWINSKY Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN A. SHERWIN Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS BIOGEN IDEC
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE Mgmt Against Against
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 933943462
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L. ANDREOTTI Mgmt For For
1B. ELECTION OF DIRECTOR: L.B. CAMPBELL Mgmt For For
1C. ELECTION OF DIRECTOR: J.M. CORNELIUS Mgmt For For
1D. ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Mgmt For For
1E. ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt For For
1F. ELECTION OF DIRECTOR: A.J. LACY Mgmt For For
1G. ELECTION OF DIRECTOR: T.J. LYNCH, JR., M.D. Mgmt For For
1H. ELECTION OF DIRECTOR: D.C. PALIWAL Mgmt For For
1I. ELECTION OF DIRECTOR: V.L. SATO, PH.D. Mgmt For For
1J. ELECTION OF DIRECTOR: G.L. STORCH Mgmt For For
1K. ELECTION OF DIRECTOR: T.D. WEST, JR. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
4. SIMPLE MAJORITY VOTE. Shr For
--------------------------------------------------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION Agenda Number: 933961674
--------------------------------------------------------------------------------------------------------------------------
Security: 13342B105
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: CAM
ISIN: US13342B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: H. PAULETT EBERHART Mgmt For For
1.2 ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1.3 ELECTION OF DIRECTOR: JAMES T. HACKETT Mgmt For For
1.4 ELECTION OF DIRECTOR: JACK B. MOORE Mgmt For For
1.5 ELECTION OF DIRECTOR: MICHAEL E. PATRICK Mgmt For For
1.6 ELECTION OF DIRECTOR: JON ERIK REINHARDSEN Mgmt For For
1.7 ELECTION OF DIRECTOR: BRUCE W. WILKINSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, OUR 2013 Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CAREFUSION CORPORATION Agenda Number: 933881016
--------------------------------------------------------------------------------------------------------------------------
Security: 14170T101
Meeting Type: Annual
Meeting Date: 06-Nov-2013
Ticker: CFN
ISIN: US14170T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KIERAN T. GALLAHUE Mgmt For For
1B. ELECTION OF DIRECTOR: J. MICHAEL LOSH Mgmt For For
1C. ELECTION OF DIRECTOR: EDWARD D. MILLER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 30,
2014.
3. APPROVAL OF A NON-BINDING ADVISORY VOTE ON Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. APPROVAL OF AN AMENDMENT TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO REPEAL THE CLASSIFIED
BOARD.
5. APPROVAL OF AN AMENDMENT TO OUR BY-LAWS TO Mgmt For For
REPEAL THE CLASSIFIED BOARD.
6. APPROVAL OF AN AMENDMENT TO OUR BY-LAWS TO Mgmt For For
ADOPT MAJORITY VOTING FOR UNCONTESTED
ELECTIONS OF DIRECTORS.
7. APPROVAL OF AN AMENDMENT TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO REDUCE THE
SUPERMAJORITY VOTING THRESHOLD.
8. APPROVAL OF AN AMENDMENT TO OUR BY-LAWS TO Mgmt For For
REDUCE THE SUPERMAJORITY VOTING THRESHOLD.
--------------------------------------------------------------------------------------------------------------------------
CARREFOUR SA, PARIS Agenda Number: 705013047
--------------------------------------------------------------------------------------------------------------------------
Security: F13923119
Meeting Type: MIX
Meeting Date: 15-Apr-2014
Ticker:
ISIN: FR0000120172
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 31 MAR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0310/201403101400569.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0331/201403311400870.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
O.1 Approval of the annual corporate financial Mgmt For For
statements for the financial year 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year 2013
O.3 Allocation of income and setting of the Mgmt For For
dividend
O.4 Approval of the regulated agreements Mgmt Against Against
pursuant to Articles L.225-38 and seq. of
the Commercial Code
O.5 Advisory notice on the compensation due or Mgmt For For
allocated for the financial year 2013 to
Mr. Georges Plassat, president and chief
executive officer
O.6 Ratification of the cooptation of Mr. Mgmt For For
Thomas J. Barrack Jr. as Board Member
O.7 Renewal of term of Mr. Amaury de Seze as Mgmt For For
Board Member
O.8 Renewal of term of Mr. Bernard Arnault as Mgmt For For
Board Member
O.9 Renewal of term of Mr. Jean-Laurent Bonnafe Mgmt For For
as Board Member
O.10 Renewal of term of Mr. Rene Brillet as Mgmt For For
Board Member
O.11 Authorization granted for 18 months to the Mgmt For For
Board of Directors to operate on the shares
of the Company
E.12 Modification of Article 16 of the bylaws Mgmt For For
E.13 Authorization granted for 24 months to the Mgmt For For
Board of Directors to decrease the share
capital via cancellation of shares
--------------------------------------------------------------------------------------------------------------------------
CBOE HOLDINGS INC Agenda Number: 933975863
--------------------------------------------------------------------------------------------------------------------------
Security: 12503M108
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: CBOE
ISIN: US12503M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM J. BRODSKY Mgmt For For
JAMES R. BORIS Mgmt For For
FRANK E. ENGLISH, JR. Mgmt For For
EDWARD J. FITZPATRICK Mgmt For For
JANET P. FROETSCHER Mgmt For For
JILL R. GOODMAN Mgmt For For
R. EDEN MARTIN Mgmt For For
RODERICK A. PALMORE Mgmt For For
SUSAN M. PHILLIPS Mgmt For For
SAMUEL K. SKINNER Mgmt For For
CAROLE E. STONE Mgmt For For
EUGENE S. SUNSHINE Mgmt For For
EDWARD T. TILLY Mgmt For For
2. ADVISORY PROPOSAL TO APPROVE THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
CENTERPOINT ENERGY, INC. Agenda Number: 933934728
--------------------------------------------------------------------------------------------------------------------------
Security: 15189T107
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: CNP
ISIN: US15189T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MILTON CARROLL Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL P. JOHNSON Mgmt For For
1C. ELECTION OF DIRECTOR: JANIECE M. LONGORIA Mgmt For For
1D. ELECTION OF DIRECTOR: SCOTT J. MCLEAN Mgmt For For
1E. ELECTION OF DIRECTOR: SCOTT M. PROCHAZKA Mgmt For For
1F. ELECTION OF DIRECTOR: SUSAN O. RHENEY Mgmt For For
1G. ELECTION OF DIRECTOR: PHILLIP R. SMITH Mgmt For For
1H. ELECTION OF DIRECTOR: R.A. WALKER Mgmt For For
1I. ELECTION OF DIRECTOR: PETER S. WAREING Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR 2014.
3. APPROVE THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CERNER CORPORATION Agenda Number: 933972538
--------------------------------------------------------------------------------------------------------------------------
Security: 156782104
Meeting Type: Annual
Meeting Date: 23-May-2014
Ticker: CERN
ISIN: US1567821046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN C. DANFORTH Mgmt For For
1B. ELECTION OF DIRECTOR: NEAL L. PATTERSON Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF CERNER CORPORATION FOR
2014.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CHEMTURA CORPORATION Agenda Number: 933968642
--------------------------------------------------------------------------------------------------------------------------
Security: 163893209
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: CHMT
ISIN: US1638932095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JEFFREY D. BENJAMIN Mgmt For For
1.2 ELECTION OF DIRECTOR: TIMOTHY J. BERNLOHR Mgmt For For
1.3 ELECTION OF DIRECTOR: ANNA C. CATALANO Mgmt For For
1.4 ELECTION OF DIRECTOR: JAMES W. CROWNOVER Mgmt For For
1.5 ELECTION OF DIRECTOR: ROBERT A. DOVER Mgmt For For
1.6 ELECTION OF DIRECTOR: JONATHAN F. FOSTER Mgmt For For
1.7 ELECTION OF DIRECTOR: CRAIG A. ROGERSON Mgmt For For
1.8 ELECTION OF DIRECTOR: JOHN K. WULFF Mgmt For For
2 ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3 APPROVAL OF THE CHEMTURA CORPORATION SENIOR Mgmt For For
EXECUTIVE BONUS PLAN.
4 RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CIENA CORPORATION Agenda Number: 933926668
--------------------------------------------------------------------------------------------------------------------------
Security: 171779309
Meeting Type: Annual
Meeting Date: 10-Apr-2014
Ticker: CIEN
ISIN: US1717793095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS II DIRECTOR: HARVEY B. Mgmt For For
CASH
1B. ELECTION OF CLASS II DIRECTOR: JUDITH M. Mgmt For For
O'BRIEN
1C. ELECTION OF CLASS II DIRECTOR: GARY B. Mgmt For For
SMITH
1D. ELECTION OF CLASS III DIRECTOR: T. MICHAEL Mgmt For For
NEVENS
2. TO APPROVE THE AMENDMENT OF THE 2008 Mgmt For For
OMNIBUS INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES AVAILABLE FOR ISSUANCE
THEREUNDER BY 6.6 MILLION SHARES.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31,
2014.
4. TO HOLD AN ADVISORY VOTE ON OUR EXECUTIVE Mgmt Against Against
COMPENSATION, AS DESCRIBED IN THESE PROXY
MATERIALS.
--------------------------------------------------------------------------------------------------------------------------
CIGNA CORPORATION Agenda Number: 933933372
--------------------------------------------------------------------------------------------------------------------------
Security: 125509109
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: CI
ISIN: US1255091092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ERIC J. FOSS Mgmt For For
1.2 ELECTION OF DIRECTOR: ROMAN MARTINEZ IV Mgmt For For
1.3 ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CIGNA'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY APPROVAL OF CIGNA'S EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 933989696
--------------------------------------------------------------------------------------------------------------------------
Security: 192446102
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: CTSH
ISIN: US1924461023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL PATSALOS-FOX Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT E. WEISSMAN Mgmt For For
2. APPROVAL OF THE FIRST AMENDMENT TO THE Mgmt For For
COMPANY'S 2009 INCENTIVE COMPENSATION PLAN.
3. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
COLUMBIA BANKING SYSTEM, INC. Agenda Number: 933944820
--------------------------------------------------------------------------------------------------------------------------
Security: 197236102
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: COLB
ISIN: US1972361026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID A. DIETZLER Mgmt For For
1B. ELECTION OF DIRECTOR: MELANIE J. DRESSEL Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN P. FOLSOM Mgmt For For
1D. ELECTION OF DIRECTOR: FREDERICK M. GOLDBERG Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS M. HULBERT Mgmt For For
1F. ELECTION OF DIRECTOR: MICHELLE M. LANTOW Mgmt For For
1G. ELECTION OF DIRECTOR: S. MAE FUJITA NUMATA Mgmt For For
1H. ELECTION OF DIRECTOR: DANIEL C. REGIS Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM T. Mgmt For For
WEYERHAEUSER
1J. ELECTION OF DIRECTOR: JAMES M. WILL Mgmt For For
2. TO APPROVE THE 2014 STOCK OPTION AND EQUITY Mgmt For For
COMPENSATION PLAN.
3. TO VOTE ON AN ADVISORY (NON-BINDING) Mgmt Against Against
RESOLUTION TO APPROVE THE COMPENSATION OF
COLUMBIA'S EXECUTIVE OFFICERS.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
ENDING 2014.
--------------------------------------------------------------------------------------------------------------------------
COMMERZBANK AG, FRANKFURT/MAIN Agenda Number: 705086026
--------------------------------------------------------------------------------------------------------------------------
Security: D172W1279
Meeting Type: AGM
Meeting Date: 08-May-2014
Ticker:
ISIN: DE000CBK1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 17 APR 14 , WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 23 Non-Voting
MAR 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Non-Voting
financial statements and the management
report (including the explanatory report on
the information under section 289 paragraph
4 and paragraph 5 German Commercial Code
(Handelsgesetzbuch, "HGB") for the fiscal
year 2013, submission of the approved
consolidated financial statements and the
group management report (including the
explanatory report on the information under
section 315 paragraph 2 no. 5 and paragraph
4 HGB) for the fiscal year 2013, the report
by the Supervisory Board, the corporate
governance and remuneration report for the
fiscal year 2013
2. Resolution on the use of the profit shown Mgmt For For
on the balance Sheet
3. Resolution on the ratification of actions Mgmt For For
by the members of the Board of Managing
Directors
4. Resolution on the ratification of actions Mgmt For For
by the members of the Supervisory Board
5. Election of the auditor of the annual Mgmt For For
financial statements, the auditor of the
consolidated financial statements and the
auditor for the audit review of the interim
financial reports for the fiscal year 2014:
PricewaterhouseCoopers Aktiengesellschaft
Wirtschaftsprufungsgesell schaft, Frankfurt
am Main
6. Election of the auditor for the audit Mgmt For For
review of the interim financial report for
the first quarter of the fiscal year 2015:
PricewaterhouseCoopers Aktiengesellschaft
Wirtschaftsprufungsgesell schaft, Frankfurt
am Main
7.1.1 Election of new member in the Supervisory Mgmt For For
Board: Dr. Stefan Lippe
7.1.2 Election of new member in the Supervisory Mgmt For For
Board: Nicholas R. Teller
7.2 Election of Substitute member in the Mgmt For For
Supervisory Board: Solms U. Wittig
8 Resolution on approval of amending Mgmt For For
agreements to Domination and Profit and
Loss Transfer Agreements as well as Profit
and Loss Transfer Agreements
9. Resolution on approval of the amending Mgmt For For
agreement for the purpose of restating a
Profit and Loss Transfer Agreement with
Atlas Vermogensverwaltungsgesellschaft mbH
--------------------------------------------------------------------------------------------------------------------------
COMPANHIA DE BEBIDAS DAS AMERICAS-AMBEV Agenda Number: 933857700
--------------------------------------------------------------------------------------------------------------------------
Security: 20441W203
Meeting Type: Special
Meeting Date: 30-Jul-2013
Ticker: ABV
ISIN: US20441W2035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I TO REVIEW, DISCUSS & APPROVE PROTOCOL & Mgmt For For
JUSTIFICATION OF MERGER INTO ASSET BASE OF
AMBEV S.A. OF ALL SHARES ISSUED BY COMPANY
& NOT HELD BY AMBEV S.A. ("STOCK SWAP
MERGER") & TO AUTHORIZE EXECUTIVE COMMITTEE
TO SUBSCRIBE, ON BEHALF OF SHAREHOLDERS,
THE CONSEQUENT CAPITAL INCREASE OF AMBEV
S.A. & TO PERFORM ALL OTHER ACTS NECESSARY
TO IMPLEMENTATION OF STOCK SWAP MERGER.
II TO AMEND THE HEAD OF SECTION 5 OF THE Mgmt For For
COMPANY'S BYLAWS IN ORDER TO REFLECT ANY
CAPITAL INCREASES APPROVED WITHIN THE
LIMITS OF THE AUTHORIZED CAPITAL AND
RATIFIED BY THE BOARD OF DIRECTORS UP TO
THE DATE OF THE EXTRAORDINARY GENERAL
MEETING.
III IF THE STOCK SWAP MERGER IS APPROVED, TO Mgmt For For
CANCEL ALL SHARES ISSUED BY THE COMPANY AND
HELD IN TREASURY ON THE DATE OF THE
EXTRAORDINARY GENERAL SHAREHOLDERS'
MEETING, WITHOUT REDUCING THE VALUE OF THE
CAPITAL STOCK OF THE COMPANY, AMENDING THE
HEAD OF SECTION 5 OF THE BYLAWS.
IV IN ORDER TO REFLECT THE AMENDMENTS PROPOSED Mgmt For For
IN ITEMS (II) AND (III) ABOVE, TO RESTATE
THE BYLAWS OF THE COMPANY ACCORDING TO THE
MANAGEMENT PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
COVANCE INC. Agenda Number: 933940858
--------------------------------------------------------------------------------------------------------------------------
Security: 222816100
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: CVD
ISIN: US2228161004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
GARY E. COSTLEY, PH.D. Mgmt For For
SANDRA L. HELTON Mgmt For For
2 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3 APPROVAL OF THE 2014 EMPLOYEE EQUITY Mgmt For For
PARTICIPATION PLAN.
4 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP FOR THE FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
DAIMLER AG, STUTTGART Agenda Number: 704986035
--------------------------------------------------------------------------------------------------------------------------
Security: D1668R123
Meeting Type: AGM
Meeting Date: 09-Apr-2014
Ticker:
ISIN: DE0007100000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2013, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WPHG) may prevent
the shareholder from voting at the general
meeting. Therefore, your custodian may
request that Broadridge registers
beneficial owner data for all voted
accounts with the respective sub-custodian.
If you require further information whether
or not such BO registration will be
conducted for your custodians’
accounts, please contact your CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require any flagging or blocking.
These optimized processes avoid any
settlement conflicts. The sub custodians
have advised that voted shares are not
blocked for trading purposes i.e. they are
only unavailable for settlement.
Registered shares will be deregistered at
the deregistration date by the sub
custodians. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent.
Please contact your CSR for further
information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub-custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
According to German law, in case of Non-Voting
specific conflicts of interest in
connection with specific items of the
agenda for the general meeting you are not
entitled to exercise your voting rights.
Further, your voting right might be
excluded when your share in voting rights
has reached certain thresholds and you have
not complied with any of your mandatory
voting rights notifications pursuant to the
German Securities Trading Act (WHPG). For
questions in this regard please contact
your Client Service Representative for
clarification. If you do not have any
indication regarding such conflict of
interest, or another exclusion from voting,
please submit your vote as usual.
Counter proposals may be submitted until Non-Voting
25.03.2014. Further information on counter
proposals can be found directly on the
issuer’s website (please refer to the
material URL section of the application. If
you wish to act on these items, you will
need to request a Meeting Attend and vote
your shares directly at the company’s
meeting. Counter proposals cannot be
reflected in the ballot on ProxyEdge.
1. Presentation of the adopted financial Non-Voting
statements of Daimler AG, the approved
consolidated financial statements, the
combined management report for Daimler AG
and the Group with the explanatory reports
on the information required pursuant to
Section 289, Subsections 4 and 5, Section
315, Subsection 4 of the German Commercial
Code (Handelsgesetzbuch), and the report of
the Supervisory Board for the 2013
financial year
2. Resolution on the allocation of Mgmt No vote
distributable profit
3. Resolution on ratification of Board of Mgmt No vote
Management members' actions in the 2013
financial year
4. Resolution on ratification of Supervisory Mgmt No vote
Board members' actions in the 2013
financial year
5. Resolution on the appointment of auditors Mgmt No vote
for the Company and the Group for the 2014
financial year
6. Resolution on the approval of the Mgmt No vote
remuneration system for the members of the
Board of Management
7.1 Resolution on the election of new members Mgmt No vote
of the Supervisory Board: Dr.-Ing. Bernd
Bohr
7.2 Resolution on the election of new members Mgmt No vote
of the Supervisory Board: Joe Kaeser
7.3 Resolution on the election of new members Mgmt No vote
of the Supervisory Board: Dr. Ing. e.h.
Dipl.-Ing. Bernd Pischetsrieder
8. Resolution on the creation of a new Mgmt No vote
Approved Capital 2014 (Genehmigtes Kapital
2014) and a related amendment to the
Articles of Incorporation
9. Resolution on the adjustment of the Mgmt No vote
Supervisory Board remuneration and a
related amendment to the Articles of
Incorporation
10. Resolution on the approval of the Mgmt No vote
conclusion of amendment agreements to
existing control and profit transfer
agreements with subsidiaries
11. Resolution on the approval of agreements on Mgmt No vote
the termination of existing control and
profit transfer agreements and conclusion
of new control and profit transfer
agreements with subsidiaries
--------------------------------------------------------------------------------------------------------------------------
DELPHI AUTOMOTIVE PLC Agenda Number: 933924498
--------------------------------------------------------------------------------------------------------------------------
Security: G27823106
Meeting Type: Annual
Meeting Date: 03-Apr-2014
Ticker: DLPH
ISIN: JE00B783TY65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: GARY L. COWGER Mgmt For For
2. ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Mgmt For For
3. ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt For For
4. ELECTION OF DIRECTOR: RAJIV L. GUPTA Mgmt For For
5. ELECTION OF DIRECTOR: JOHN A. KROL Mgmt For For
6. ELECTION OF DIRECTOR: J. RANDALL MACDONALD Mgmt For For
7. ELECTION OF DIRECTOR: SEAN O. MAHONEY Mgmt For For
8. ELECTION OF DIRECTOR: RODNEY O'NEAL Mgmt For For
9. ELECTION OF DIRECTOR: THOMAS W. SIDLIK Mgmt For For
10. ELECTION OF DIRECTOR: BERND WIEDEMANN Mgmt For For
11. ELECTION OF DIRECTOR: LAWRENCE A. ZIMMERMAN Mgmt For For
12. PROPOSAL TO RE-APPOINT AUDITORS, RATIFY Mgmt For For
INDEPENDENT PUBLIC ACCOUNTING FIRM AND
AUTHORIZE THE DIRECTORS TO DETERMINE THE
FEES PAID TO THE AUDITORS.
13. SAY ON PAY - TO APPROVE, BY ADVISORY VOTE, Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DRAX GROUP PLC, SELBY Agenda Number: 705029355
--------------------------------------------------------------------------------------------------------------------------
Security: G2904K127
Meeting Type: AGM
Meeting Date: 23-Apr-2014
Ticker:
ISIN: GB00B1VNSX38
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Annual report and Mgmt For For
the audited accounts
2 To approve the Directors' Remuneration Mgmt Abstain Against
Policy
3 To approve the Annual statement to Mgmt Against Against
shareholders by the Chairman of the
Remuneration Committee and the Annual
report on remuneration
4 To declare the final dividend of 8.9 pence Mgmt For For
per share
5 To re-elect Charles Berry as a director of Mgmt For For
the Company
6 To re-elect Tim Cobbold as a director of Mgmt For For
the Company
7 To re-elect Peter Emery as a director of Mgmt For For
the Company
8 To re-elect Melanie Gee as a director of Mgmt For For
the Company
9 To re-elect David Lindsell as a director of Mgmt For For
the Company
10 To re-elect Tony Quinlan as a director of Mgmt For For
the Company
11 To re-elect Paul Taylor as a director of Mgmt For For
the Company
12 To re-elect Dorothy Thompson as a director Mgmt For For
of the Company
13 To re-elect Tony Thorne as a director of Mgmt For For
the Company
14 To re-appoint Deloitte LLP as auditor Mgmt For For
15 Authority for the directors to determine Mgmt For For
the auditor's remuneration
16 Authority to make EU political donations to Mgmt For For
a specified limit
17 Authority to allot shares Mgmt For For
18 Authority to make non pre-emptive share Mgmt For For
allotments
19 Authority to purchase own shares Mgmt For For
20 Authority to call a General Meeting on not Mgmt For For
less than 14 days' notice
--------------------------------------------------------------------------------------------------------------------------
EASTMAN CHEMICAL COMPANY Agenda Number: 933950140
--------------------------------------------------------------------------------------------------------------------------
Security: 277432100
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: EMN
ISIN: US2774321002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HUMBERTO P. ALFONSO Mgmt For For
1B. ELECTION OF DIRECTOR: GARY E. ANDERSON Mgmt For For
1C. ELECTION OF DIRECTOR: BRETT D. BEGEMANN Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL P. CONNORS Mgmt For For
1E. ELECTION OF DIRECTOR: MARK J. COSTA Mgmt For For
1F. ELECTION OF DIRECTOR: STEPHEN R. DEMERITT Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ Mgmt For For
1H. ELECTION OF DIRECTOR: JULIE F. HOLDER Mgmt For For
1I. ELECTION OF DIRECTOR: RENEE J. HORNBAKER Mgmt For For
1J. ELECTION OF DIRECTOR: LEWIS M. KLING Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID W. RAISBECK Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES P. ROGERS Mgmt For For
2. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
AS DISCLOSED IN PROXY STATEMENT
3. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS
--------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda Number: 933944159
--------------------------------------------------------------------------------------------------------------------------
Security: 268648102
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: EMC
ISIN: US2686481027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For
1C. ELECTION OF DIRECTOR: GAIL DEEGAN Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM D. GREEN Mgmt For For
1G. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1H. ELECTION OF DIRECTOR: JAMI MISCIK Mgmt For For
1I. ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID N. STROHM Mgmt For For
1K. ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
2. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS
EMC'S INDEPENDENT AUDITORS.
3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt Against Against
COMPENSATION, AS DESCRIBED IN EMC'S PROXY
STATEMENT.
4. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For
TO AN INDEPENDENT BOARD CHAIRMAN, AS
DESCRIBED IN EMC'S PROXY STATEMENT.
5. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For
TO POLITICAL CONTRIBUTIONS, AS DESCRIBED IN
EMC'S PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
ENDO INTERNATIONAL PLC Agenda Number: 934003396
--------------------------------------------------------------------------------------------------------------------------
Security: G30401106
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: ENDP
ISIN: IE00BJ3V9050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROGER H. KIMMEL Mgmt For For
1B. ELECTION OF DIRECTOR: RAJIV DE SILVA Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN J. DELUCCA Mgmt For For
1D. ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Mgmt For For
1E. ELECTION OF DIRECTOR: NANCY J. HUTSON, Mgmt For For
PH.D.
1F. ELECTION OF DIRECTOR: MICHAEL HYATT Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM P. MONTAGUE Mgmt For For
1H. ELECTION OF DIRECTOR: JILL D. SMITH Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM F. SPENGLER Mgmt For For
2. TO APPROVE THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER 31,
2014 AND TO AUTHORIZE THE AUDIT COMMITTEE
OF THE BOARD OF DIRECTORS TO DETERMINE THE
AUDITORS' REMUNERATION.
3. TO APPROVE, BY ADVISORY VOTE, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. TO APPROVE THE AMENDED AND RESTATED Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
ENVISION HEALTHCARE HOLDINGS, INC. Agenda Number: 934001265
--------------------------------------------------------------------------------------------------------------------------
Security: 29413U103
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: EVHC
ISIN: US29413U1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK V. MACTAS Mgmt For For
RANDEL G. OWEN Mgmt For For
RICHARD J. SCHNALL Mgmt For For
2. APPROVAL OF THE SENIOR EXECUTIVE BONUS Mgmt Against Against
PLAN.
3. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year Against
ADVISORY VOTES APPROVING EXECUTIVE
COMPENSATION.
5. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS ENVISION HEALTHCARE HOLDINGS,
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 933953792
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JANET F. CLARK Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES R. CRISP Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES C. DAY Mgmt For For
1D. ELECTION OF DIRECTOR: MARK G. PAPA Mgmt For For
1E. ELECTION OF DIRECTOR: H. LEIGHTON STEWARD Mgmt For For
1F. ELECTION OF DIRECTOR: DONALD F. TEXTOR Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM R. THOMAS Mgmt For For
1H. ELECTION OF DIRECTOR: FRANK G. WISNER Mgmt For For
2. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
DELOITTE & TOUCHE LLP, INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, AS
AUDITORS FOR THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2014.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. STOCKHOLDER PROPOSAL CONCERNING Shr Against For
QUANTITATIVE RISK MANAGEMENT REPORTING FOR
HYDRAULIC FRACTURING OPERATIONS, IF
PROPERLY PRESENTED.
5. STOCKHOLDER PROPOSAL CONCERNING A METHANE Shr Against For
EMISSIONS REPORT, IF PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
ESPRIT HOLDINGS LTD Agenda Number: 704813458
--------------------------------------------------------------------------------------------------------------------------
Security: G3122U145
Meeting Type: AGM
Meeting Date: 03-Dec-2013
Ticker:
ISIN: BMG3122U1457
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/1025/LTN20131025265.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/1025/LTN20131025277.pdf
1 To receive and consider the audited Mgmt For For
consolidated financial statements and the
Reports of the Directors and Auditor of the
Group for the year ended 30 June 2013
2a.i To re-elect Mr Raymond Or Ching Fai as Mgmt For For
Director
2a.ii To re-elect Mr Paul Cheng Ming Fun as Mgmt For For
Director
2aiii To re-elect Mrs Eva Cheng Li Kam Fun as Mgmt For For
Director
2a.iv To re-elect Mr Alexander Reid Hamilton as Mgmt For For
Director
2a.v To re-elect Mr Carmelo Lee Ka Sze as Mgmt Against Against
Director
2a.vi To re-elect Mr Norbert Adolf Platt as Mgmt For For
Director
2.b To authorise the Board to fix the Mgmt For For
Directors' fees
3 To re-appoint Messrs. Mgmt For For
PricewaterhouseCoopers as Auditor and
authorise the Directors to fix their
remuneration
4 To grant a general mandate to the Directors Mgmt For For
to purchase shares not exceeding 10 per
cent. of the issued share capital of the
Company as at the date of passing of the
resolution
5 Subject to restriction on discount and Mgmt For For
restriction on refreshment as stated in the
circular to the shareholders of the Company
dated 25 October 2013, to grant a general
mandate to the Directors to allot, issue
and deal with additional shares not
exceeding 5 per cent. of the issued share
capital of the Company as at the date of
passing of the resolution
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK INC. Agenda Number: 933958324
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARC L. ANDREESSEN Mgmt For For
ERSKINE B. BOWLES Mgmt For For
S.D. DESMOND-HELLMANN Mgmt For For
DONALD E. GRAHAM Mgmt For For
REED HASTINGS Mgmt For For
SHERYL K. SANDBERG Mgmt Withheld Against
PETER A. THIEL Mgmt For For
MARK ZUCKERBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS FACEBOOK, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. A STOCKHOLDER PROPOSAL REGARDING CHANGE IN Shr For Against
STOCKHOLDER VOTING.
4. A STOCKHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
EXPENDITURES.
5. A STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS.
6. A STOCKHOLDER PROPOSAL REGARDING CHILDHOOD Shr Against For
OBESITY AND FOOD MARKETING TO YOUTH.
7. A STOCKHOLDER PROPOSAL REGARDING AN ANNUAL Shr Against For
SUSTAINABILITY REPORT.
--------------------------------------------------------------------------------------------------------------------------
FINISAR CORPORATION Agenda Number: 933859956
--------------------------------------------------------------------------------------------------------------------------
Security: 31787A507
Meeting Type: Annual
Meeting Date: 03-Sep-2013
Ticker: FNSR
ISIN: US31787A5074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JERRY S. RAWLS Mgmt For For
ROBERT N. STEPHENS Mgmt Withheld Against
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS FINISAR'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING APRIL 27, 2014.
3. TO VOTE ON A NON-BINDING ADVISORY Mgmt Against Against
RESOLUTION TO APPROVE THE COMPENSATION OF
FINISAR'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
GREAT WALL MOTOR CO LTD Agenda Number: 705059106
--------------------------------------------------------------------------------------------------------------------------
Security: Y2882P106
Meeting Type: AGM
Meeting Date: 09-May-2014
Ticker:
ISIN: CNE100000338
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0321/LTN20140321930.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0321/LTN20140321978.pdf
1 To consider and approve the audited Mgmt For For
financial report of the Company for the
year 2013 (details stated in the annual
report of the Company for the year 2013)
2 To consider and approve the Report of the Mgmt For For
Board for the year 2013 (details stated in
the annual report of the Company for the
year 2013)
3 To consider and approve the profit Mgmt For For
distribution proposal for the year 2013
(details stated in the circular of the
Company dated 21 March 2014)
4 To consider and approve the annual report Mgmt For For
of the Company for the year 2013 and its
summary report (published on the Company's
website: www.gwm.com.cn)
5 To consider and approve the Report of the Mgmt For For
Independent Directors for the year 2013
(published on the Company's website: www.
gwm.com.cn)
6 To consider and approve the Report of the Mgmt For For
Supervisory Committee for the year 2013
(details stated in the annual report of the
Company for the year 2013)
7 To consider and approve the strategies of Mgmt For For
the Company for the year 2014 (details
stated in the circular of the Company dated
21 March 2014)
8 To consider and approve the re-appointment Mgmt For For
of Deloitte Touche Tohmatsu Certified
Public Accountants LLP as the Company's
external auditor for the year ending 31
December 2014, the term of such
re-appointment shall commence from the date
on which this resolution is passed until
the date of the next AGM, and to authorise
the board of directors (the "Board") of the
Company to fix its remunerations (details
stated in the circular dated 21 March 2014)
9 To re-elect Mr. Wei Jian Jun as an Mgmt For For
executive director of the Company for a
term of office commencing from 9 May 2014
and ending on the expiry of the term of the
fifth session of the Board, and to
authorise the Board to determine his
remuneration and to enter into the relevant
service agreement on behalf of the Company
with him
10 To re-elect Mr. Liu Ping Fu as an executive Mgmt For For
director of the Company for a term of
office commencing from 9 May 2014 and
ending on the expiry of the fifth session
of the Board, and to authorise the Board to
determine his remuneration and to enter
into the relevant service agreement on
behalf of the Company with him
11 To re-elect Ms. Wang Feng Ying as an Mgmt For For
executive director of the Company for a
term of office commencing from 9 May 2014
and ending on the expiry of the fifth
session of the Board, and to authorise the
Board to determine her remuneration and to
enter into the relevant service agreement
on behalf of the Company with her
12 To re-elect Mr. Hu Ke Gang as an executive Mgmt For For
director of the Company for a term of
office commencing from 9 May 2014 and
ending on the expiry of the fifth session
of the Board, and to authorise the Board to
determine his remuneration and to enter
into the relevant service agreement on
behalf of the Company with him
13 To re-elect Ms. Yang Zhi Juan as an Mgmt For For
executive director of the Company for a
term of office commencing from 9 May 2014
and ending on the expiry of the fifth
session of the Board, and to authorise the
Board to determine her remuneration and to
enter into the relevant service agreement
on behalf of the Company with her
14 To re-elect Mr. He Ping as a non-executive Mgmt For For
director of the Company for a term
commencing from 9 May 2014 and ending on
the expiry of the fifth session of the
Board, and authorise the Board to determine
his remuneration and to enter into the
relevant appointment letter on behalf of
the Company with him
15 To re-elect Mr. Niu Jun as a non-executive Mgmt For For
director of the Company for a term
commencing from 9 May 2014 and ending on
the expiry of the fifth session of the
Board, and authorise the Board to determine
his remuneration (if any) and enter into
the relevant appointment letter on behalf
of the Company with him
16 To re-elect Mr. Wong Chi Hung, Stanley as Mgmt For For
an independent non-executive director of
the Company for a term of office commencing
from 9 May 2014 and ending on the expiry of
the fifth session of the Board, and
authorise the Board to determine his
remuneration and to enter into the relevant
appointment letter on behalf of the Company
with him
17 To elect Mr. Lu Chuang as an independent Mgmt For For
non-executive director of the Company for a
term of office commencing from 9 May 2014
and ending on the expiry of the fifth
session of the Board, and authorise the
Board to determine his remuneration and to
enter into the relevant appointment letter
on behalf of the Company with him
18 To elect Mr. Liang Shang Shang as an Mgmt For For
independent non-executive director of the
Company for a term of office commencing
from 9 May 2014 and ending on the
expiry of the fifth session of the Board,
and authorise the Board to determine
his remuneration and to enter into the
relevant appointment letter on behalf of
the Company with him
19 To elect Mr. Ma Li Hui as an independent Mgmt For For
non-executive director of the Company for a
term of office commencing from 9 May 2014
and ending on the expiry of the fifth
session of the Board, and authorise the
Board to determine his remuneration and to
enter into the relevant appointment letter
on behalf of the Company with him
20 To re-elect Ms. Luo Jin Li as an Mgmt For For
independent supervisor of the Company for a
term of office commencing from 9 May 2014
and ending on the expiry of the fifth
session of the supervisory committee of the
Company (the "Supervisory Committee"), and
authorise the Supervisory Committee to
determine her remuneration and enter into
the relevant service agreement on behalf of
the Company with her
21 To elect Ms. Zong Yi Xiang as an Mgmt For For
independent supervisor of the Company for a
term of office commencing from 9 May 2014
and ending on the expiry of the fifth
session of the Supervisory Committee, and
authorise the Supervisory Committee to
determine her remuneration and enter into
the relevant service agreement on behalf of
the Company with her
22 To consider and, if thought fit, to approve Mgmt Against Against
the proposed grant of the following mandate
to the Board: (1) an unconditional general
mandate to allot, issue and deal with
additional shares in the capital of the
Company, whether A Shares or H Shares. Such
unconditional general mandate can be
exercised once or more than once during the
Relevant Period, subject to the following
conditions: (a) such mandate shall not
extend beyond the Relevant Period save that
the Board may during the Relevant Period
make or grant offers, agreements or options
which might require the exercise of such
powers after the Relevant Period; (b) the
aggregate nominal amount of shares, whether
A Shares or H Shares allotted, issued and
dealt with or agreed conditionally or
unconditionally to be allotted, issued and
dealt with by the Board pursuant to CONTD
CONT CONTD such mandate, shall not exceed: (I) Non-Voting
20%, being 401,848,600 A Shares, of the
aggregate nominal amount of A Shares in
issue; and (II) 20%, being 206,636,000 H
Shares, of the aggregate nominal amount of
H Shares in issue, in each case as of the
date of this resolution; and (c) the Board
shall only exercise its power under such
mandate in accordance with the Company Law
of the PRC and the Rules Governing the
Listing of Securities on The Stock Exchange
of Hong Kong Limited (as the same may be
amended from time to time) and only if all
necessary approvals from the China
Securities Regulatory Commission and/or
other relevant PRC governmental authorities
are obtained; and (2) contingent on the
Board resolving to issue shares pursuant to
sub-paragraph (1) of this resolution, the
Board be authorised to: (a) approve,
execute CONTD
CONT CONTD and do or procure to be executed and Non-Voting
done, all such documents, deeds and things
as it may consider necessary in connection
with the issue of such new shares including
(without limitation): (I) determine the
class and number of shares to be issued;
(II) determine the issue price of the new
shares; (III) determine the opening and
closing dates of the new issue; (IV)
determine the use of proceeds of the new
issue; (V) determine the class and number
of new shares (if any) to be issued to the
existing shareholders; (VI) make or grant
such offers, agreements and options as may
be necessary in the exercise of such
powers; and (VII) in the case of an offer
or placement of shares to the shareholders
of the Company, exclude shareholders of the
Company who are resident outside the PRC or
the Hong Kong Special Administrative CONTD
CONT CONTD Region of the PRC on account of Non-Voting
prohibitions or requirements under overseas
laws or regulations or for some other
reason(s) which the Board considers
expedient; (b) increase the registered
capital of the Company in accordance with
the actual increase of capital by issuing
shares pursuant to sub-paragraph (1) of
this resolution, register the increased
capital with the relevant authorities in
the PRC and make such amendments to the
articles of association of the Company as
it thinks fi t so as to reflect the
increase in the registered capital of the
Company; and (c) make all necessary fi
lings and registrations with the relevant
PRC, Hong Kong and/or other authorities For
the purpose of this resolution: "A Shares"
means domestic shares in the share capital
of the Company, with a nominal value of
RMB1.00 each, which CONTD
CONT CONTD are subscribed for and traded in Non-Voting
Renminbi by the PRC investors; "Board"
means the board of directors of the
Company; "H Shares" means the overseas
listed foreign shares in the share capital
of the Company, with a nominal value of
RMB1.00 each, which are subscribed for and
traded in Hong Kong dollars; and "Relevant
Period" means the period from the passing
of this resolution until whichever is the
earliest of: (a) the conclusion of the next
annual general meeting of the Company
following the passing of this resolution;
or (b) the expiration of the 12-month
period following the passing of this
resolution; or (c) the date on which the
authority set out this resolution is
revoked or varied by a special resolution
of the shareholders in a general meeting
23 That the Board be and is hereby authorised Mgmt For For
to repurchase A Shares and H Shares of the
Company: (a) subject to paragraphs (b) and
(c) below, the exercise by the Board during
the Relevant Period of all the powers of
the Company to repurchase A Shares of RMB1
each of the Company in issue and listed on
the Shanghai Stock Exchange and H Shares of
RMB1 each of the Company in issue and
listed on the Hong Kong Stock Exchange,
subject to and in accordance with all
applicable laws, regulations and rules
and/or requirements of the governmental or
regulatory body of securities in the PRC,
the Hong Kong Stock Exchange, the Shanghai
Stock Exchange or any other governmental or
regulatory body be and is hereby approved;
(b) the aggregate nominal amount of A
Shares authorised to be repurchased
pursuant to the approval in paragraph (a)
CONTD
CONT CONTD above during the Relevant Period Non-Voting
shall not exceed 10% of the number of A
Shares in issue as at the date of the
passing of this resolution and the passing
of the relevant resolutions at the class
meetings of shareholders of the Company.
Pursuant to the PRC laws and regulations,
if the Company wishes to repurchase A
Shares, the Company is required to seek
further approval from its shareholders in a
general meeting for the repurchase of A
Shares even where the general mandate set
out above is granted, but the Company is
not required to seek shareholders' approval
at the A Shareholders' Class Meeting or the
H Shareholders' Class Meeting. The
aggregate nominal amount of H Shares
authorised to be repurchased pursuant to
the approval in paragraph (a) above during
the Relevant Period shall not exceed 10% of
the number of H CONTD
CONT CONTD Shares in issue as at the date of the Non-Voting
passing of this resolution and the passing
of the relevant resolutions at the class
meetings of shareholders of the Company (c)
the approval in paragraph (a) above shall
be conditional upon: the passing of a
special resolution in the same terms as the
resolution set out in this paragraph
(except for this sub-paragraph (c)) at the
H Shareholders' Class Meeting of the
Company to be held on Friday, 9 May 2014
(or on such adjourned date as may be
applicable); and the A Shareholders' Class
Meeting of the Company to be held on
Friday, 9 May 2014 (or on such adjourned
date as may be applicable); (d) subject to
the approval of all relevant government
authorities in the PRC for the repurchase
of such shares of the Company being granted
and subject to the above-mentioned
conditions, the CONTD
CONT CONTD Board be and is hereby authorised to: Non-Voting
(i) execute all such documents and do all
such acts and things and to sign all
documents and to take any steps as they
consider desirable, necessary or expedient
in connection with and to give effect to
the repurchase of shares contemplated under
paragraph (a) above in accordance with the
applicable laws, regulations and rules; and
(ii) make amendments to the articles of
association of the Company as deemed
appropriate by the Board so as to reduce
the registered capital of the Company and
to reflect the new capital structure of the
Company and to make related statutory
registration and fi ling procedures; and
(e) for the purpose of this resolution: "A
Shares" means domestic shares in the share
capital of the Company, with a nominal
value of RMB1.00 each, which are subscribed
CONTD
CONT CONTD for and traded in Renminbi by the PRC Non-Voting
investors; "A Shareholder(s)" means holders
of A Share(s); "A Shareholders' Class
Meeting" means the class meeting of A
Shareholders; "Board" means the board of
directors of the Company; "H Shares" means
the overseas listed foreign shares in the
share capital of the Company, with a
nominal value of RMB1.00 each, which are
subscribed for and traded in Hong Kong
dollars "H Shareholder(s)" means holders of
H Share(s); "H Shareholders' Class Meeting"
means the class meeting of H Shareholders;
"Hong Kong Stock Exchange" means The Stock
Exchange of Hong Kong Limited; and
"Relevant Period" means the period from the
passing of this special resolution until
whichever is the earlier of: (i) the
conclusion of the next annual general
meeting of the Company following the
passing of this CONTD
CONT CONTD resolution; (ii) the expiration of a Non-Voting
period of twelve months following the
passing of this resolution at the annual
general meeting, and the relevant
resolutions at the H Shareholders' Class
Meeting and the A Shareholders' Class
Meeting; or (iii) the date on which the
authority conferred by this special
resolution is revoked or varied by a
special resolution of shareholders at a
general meeting, or by a special resolution
of shareholders at a H Shareholders' Class
Meeting or an A Shareholders' Class Meeting
CMMT 25 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO THE TEXT OF
RESOLUTION 18. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GREAT WALL MOTOR CO LTD Agenda Number: 705059144
--------------------------------------------------------------------------------------------------------------------------
Security: Y2882P106
Meeting Type: CLS
Meeting Date: 09-May-2014
Ticker:
ISIN: CNE100000338
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0321/LTN20140321948.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0321/LTN20140321992.pdf
1 That the Board be and is hereby authorised Mgmt For For
to repurchase A Shares and H Shares of the
Company: (a) subject to paragraphs (b) and
(c) below, the exercise by the Board during
the Relevant Period of all the powers of
the Company to repurchase A Shares of RMB1
each of the Company in issue and listed on
the Shanghai Stock Exchange and H Shares of
RMB1 each of the Company in issue and
listed on the Hong Kong Stock Exchange,
subject to and in accordance with all
applicable laws, regulations and rules
and/or requirements of the governmental or
regulatory body of securities in the PRC,
the Hong Kong Stock Exchange, the Shanghai
Stock Exchange or any other governmental or
regulatory body be and is hereby approved;
(b) the aggregate nominal amount of A
Shares authorised to be repurchased
pursuant to the approval in paragraph (a)
CONTD
CONT CONTD above during the Relevant Period Non-Voting
shall not exceed 10% of the number of A
Shares in issue as at the date of the
passing of this resolution and the passing
of the relevant resolutions at the annual
general meeting of the Company and the A
Shareholders' Class Meeting. Pursuant to
the PRC laws and regulations, if the
Company wishes to repurchase A Shares, the
Company is required to seek further
approval from its shareholders in a general
meeting for the repurchase of A Shares even
where the general mandate set out above is
granted, but the Company is not required to
seek shareholders' approval at the A
Shareholders' Class Meeting or the H
Shareholders' Class Meeting. The aggregate
nominal amount of H Shares authorised to be
repurchased pursuant to the approval in
paragraph (a) above during the Relevant
Period shall not CONTD
CONT CONTD exceed 10% of the number of H Shares Non-Voting
in issue as at the date of the passing of
this resolution and the passing of the
relevant resolutions at the annual general
meeting of the Company and the A
Shareholders' Class Meeting; (c) the
approval in paragraph (a) above shall be
conditional upon: the passing of a special
resolution in the same terms as the
resolution set out in this paragraph
(except for this sub-paragraph (c)) at the
annual general meeting of the Company to be
held on Friday, 9 May 2014 (or on such
adjourned date as may be applicable); and
the A Shareholders' Class Meeting of the
Company to be held on Friday, 9 May 2014
(or on such adjourned date as may be
applicable); (d) subject to the approval of
all relevant government authorities in the
PRC for the repurchase of such shares of
the Company being CONTD
CONT CONTD granted and subject to the Non-Voting
above-mentioned conditions, the Board be
and is hereby authorised to: (i) execute
all such documents and do all such acts and
things and to sign all documents and to
take any steps as they consider desirable,
necessary or expedient in connection with
and to give effect to the repurchase of
shares contemplated under paragraph (a)
above in accordance with the applicable
laws, regulations and rules; and (ii) make
amendments to the articles of association
of the Company as deemed appropriate by the
Board so as to reduce the registered
capital of the Company and to reflect the
new capital structure of the Company and to
make related statutory registration and
fi ling procedures; and (e) for the purpose
of this resolution: "A Shares" means
domestic shares in the share capital of the
Company, CONTD
CONT CONTD with a nominal value of RMB1.00 each, Non-Voting
which are subscribed for and traded in
Renminbi by the PRC investors; "A
Shareholder(s)" means holders of A
Share(s); "A Shareholders' Class Meeting"
means the class meeting of A Shareholders;
"Board" means the board of directors of the
Company; "H Shares" means the overseas
listed foreign shares in the share capital
of the Company, with a nominal value of
RMB1.00 each, which are subscribed for and
traded in Hong Kong dollars; "H
Shareholder(s)" means holders of H
Share(s); "H Shareholders' Class Meeting"
means the class meeting of H Shareholders;
"Hong Kong Stock Exchange" means The Stock
Exchange of Hong Kong Limited; and
"Relevant Period" means the period from the
passing of this special resolution until
whichever is the earlier of: (i) the
conclusion of the next annual CONTD
CONT CONTD general meeting of the Company Non-Voting
following the passing of this resolution;
(ii) the expiration of a period of twelve
months following the passing of this
resolution at the H Shareholders' Class
Meeting and the relevant resolutions at the
annual general meeting and the A
Shareholders' Class Meeting; or (iii) the
date on which the authority conferred by
this special resolution is revoked or
varied by a special resolution of
shareholders at a general meeting, or by a
special resolution of shareholders at a H
Shareholders' Class Meeting or an A
Shareholders' Class Meeting
--------------------------------------------------------------------------------------------------------------------------
GREENHILL & CO., INC. Agenda Number: 933933853
--------------------------------------------------------------------------------------------------------------------------
Security: 395259104
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: GHL
ISIN: US3952591044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ROBERT F. GREENHILL Mgmt For For
SCOTT L. BOK Mgmt For For
ROBERT T. BLAKELY Mgmt Withheld Against
STEVEN F. GOLDSTONE Mgmt Withheld Against
STEPHEN L. KEY Mgmt Withheld Against
KAREN P. ROBARDS Mgmt For For
2 APPROVAL, BY NON-BINDING VOTE, OF Mgmt Against Against
GREENHILL'S EXECUTIVE COMPENSATION.
3 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP TO SERVE AS GREENHILL'S AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
IBERIABANK CORPORATION Agenda Number: 933975293
--------------------------------------------------------------------------------------------------------------------------
Security: 450828108
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: IBKC
ISIN: US4508281080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HARRY V. BARTON, JR. Mgmt For For
E. STEWART SHEA III Mgmt Withheld Against
DAVID H. WELCH Mgmt Withheld Against
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. APPROVAL OF THE IBERIABANK CORPORATION Mgmt For For
AMENDED AND RESTATED 2010 STOCK INCENTIVE
PLAN.
4. TO CONSIDER AND APPROVE A NON-BINDING Mgmt Against Against
ADVISORY RESOLUTION REGARDING THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ILLUMINA, INC. Agenda Number: 933969858
--------------------------------------------------------------------------------------------------------------------------
Security: 452327109
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: ILMN
ISIN: US4523271090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DANIEL M. BRADBURY* Mgmt For For
ROBERT S. EPSTEIN, MD* Mgmt For For
ROY A. WHITFIELD* Mgmt For For
FRANCIS A. DESOUZA# Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 28, 2014
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT
4. TO APPROVE AN AMENDMENT TO THE ILLUMINA, Mgmt Against Against
INC. BYLAWS, ESTABLISHING DELAWARE AS THE
EXCLUSIVE FORUM FOR ADJUDICATION OF CERTAIN
DISPUTES
--------------------------------------------------------------------------------------------------------------------------
INCYTE CORPORATION Agenda Number: 934001330
--------------------------------------------------------------------------------------------------------------------------
Security: 45337C102
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: INCY
ISIN: US45337C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD U. DE SCHUTTER Mgmt For For
BARRY M. ARIKO Mgmt For For
JULIAN C. BAKER Mgmt For For
PAUL A. BROOKE Mgmt For For
WENDY L. DIXON Mgmt For For
PAUL A. FRIEDMAN Mgmt For For
HERVE HOPPENOT Mgmt For For
2. TO APPROVE THE AMENDMENTS TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED 2010 STOCK INCENTIVE
PLAN.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
ISIS PHARMACEUTICALS, INC. Agenda Number: 934002863
--------------------------------------------------------------------------------------------------------------------------
Security: 464330109
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: ISIS
ISIN: US4643301090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SPENCER R. BERTHELSEN Mgmt For For
1B. ELECTION OF DIRECTOR: B. LYNNE PARSHALL Mgmt For For
1C. ELECTION OF DIRECTOR: JOSEPH H. WENDER Mgmt For For
2. RATIFY, AS AN ADVISORY VOTE, THE Mgmt For For
APPOINTMENT OF BREAUX B. CASTLEMAN TO FILL
A VACANCY ON OUR BOARD OF DIRECTORS FOR A
ONE-YEAR TERM.
3. RATIFY, AS AN ADVISORY VOTE, THE Mgmt For For
APPOINTMENT OF JOSEPH LOSCALZO TO FILL A
VACANCY ON OUR BOARD OF DIRECTORS FOR A
TWO-YEAR TERM.
4. APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE AUTHORIZED NUMBER OF SHARES OF
COMMON STOCK FROM 200,000,000 TO
300,000,000.
5. APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt For For
ISIS PHARMACEUTICALS, INC. 2002
NON-EMPLOYEE DIRECTORS' STOCK OPTION PLAN.
6. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
7. RATIFY THE AUDIT COMMITTEE'S SELECTION OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT AUDITORS
FOR THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
JDS UNIPHASE CORPORATION Agenda Number: 933882993
--------------------------------------------------------------------------------------------------------------------------
Security: 46612J507
Meeting Type: Annual
Meeting Date: 13-Nov-2013
Ticker: JDSU
ISIN: US46612J5074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: KEITH BARNES Mgmt For For
1.2 ELECTION OF DIRECTOR: MARTIN A. KAPLAN Mgmt For For
2 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT PUBLIC ACCOUNTING FIRM FOR JDS
UNIPHASE CORPORATION FOR THE FISCAL YEAR
ENDING JUNE 28, 2014.
3 TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
JUNIPER NETWORKS, INC. Agenda Number: 933970697
--------------------------------------------------------------------------------------------------------------------------
Security: 48203R104
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: JNPR
ISIN: US48203R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: PRADEEP SINDHU Mgmt For For
1.2 ELECTION OF DIRECTOR: ROBERT M. CALDERONI Mgmt For For
1.3 ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt For For
1.4 ELECTION OF DIRECTOR: J. MICHAEL LAWRIE Mgmt For For
1.5 ELECTION OF DIRECTOR: DAVID SCHLOTTERBECK Mgmt For For
1.6 ELECTION OF DIRECTOR: SHAYGAN KHERADPIR Mgmt For For
1.7 ELECTION OF DIRECTOR: KEVIN DENUCCIO Mgmt For For
1.8 ELECTION OF DIRECTOR: GARY DAICHENDT Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP, AN Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, AS AUDITORS.
3. APPROVAL OF A NON-BINDING ADVISORY Mgmt For For
RESOLUTION ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 933965569
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH A. CARRABBA Mgmt For For
CHARLES P. COOLEY Mgmt For For
ALEXANDER M. CUTLER Mgmt For For
H. JAMES DALLAS Mgmt For For
ELIZABETH R. GILE Mgmt For For
RUTH ANN M. GILLIS Mgmt For For
WILLIAM G. GISEL, JR. Mgmt For For
RICHARD J. HIPPLE Mgmt For For
KRISTEN L. MANOS Mgmt For For
BETH E. MOONEY Mgmt For For
DEMOS PARNEROS Mgmt For For
BARBARA R. SNYDER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITOR.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL SEEKING TO SEPARATE Shr Against For
THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER
ROLES.
--------------------------------------------------------------------------------------------------------------------------
LATTICE SEMICONDUCTOR CORPORATION Agenda Number: 933941521
--------------------------------------------------------------------------------------------------------------------------
Security: 518415104
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: LSCC
ISIN: US5184151042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DARIN G. BILLERBECK Mgmt For For
PATRICK S. JONES Mgmt For For
ROBIN A. ABRAMS Mgmt For For
JOHN BOURGOIN Mgmt For For
BALAJI KRISHNAMURTHY Mgmt For For
ROBERT R. HERB Mgmt For For
MARK E. JENSEN Mgmt For For
2. TO APPROVE THE COMPANY'S AMENDED 2013 Mgmt For For
INCENTIVE PLAN
3. TO APPROVE THE COMPANY'S AMENDED 2011 Mgmt For For
NON-EMPLOYEE DIRECTOR EQUITY INCENTIVE PLAN
4. TO APPROVE, AS AN ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
5. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 3, 2015
--------------------------------------------------------------------------------------------------------------------------
LIN MEDIA LLC Agenda Number: 933978693
--------------------------------------------------------------------------------------------------------------------------
Security: 532771102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: LIN
ISIN: US5327711025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER S. BRODSKY Mgmt For For
DOUGLAS W. MCCORMICK Mgmt For For
MICHAEL A. PAUSIC Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF LIN MEDIA LLC FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
LINKEDIN CORPORATION Agenda Number: 934004932
--------------------------------------------------------------------------------------------------------------------------
Security: 53578A108
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: LNKD
ISIN: US53578A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
REID HOFFMAN Mgmt For For
STANLEY J. MERESMAN Mgmt Withheld Against
DAVID SZE Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS OF LINKEDIN CORPORATION
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2014.
3 APPROVAL OF THE ADOPTION OF THE LINKEDIN Mgmt For For
CORPORATION EXECUTIVE BONUS COMPENSATION
PLAN FOR PURPOSES OF SECTION 162(M) OF THE
INTERNAL REVENUE CODE.
--------------------------------------------------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V. Agenda Number: 933954287
--------------------------------------------------------------------------------------------------------------------------
Security: N53745100
Meeting Type: Annual
Meeting Date: 16-Apr-2014
Ticker: LYB
ISIN: NL0009434992
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. TO ELECT JAGJEET S. BINDRA, CLASS I Mgmt For For
DIRECTOR, TO SERVE UNTIL THE ANNUAL GENERAL
MEETING IN 2017
1B. TO ELECT MILTON CARROLL, CLASS I DIRECTOR, Mgmt For For
TO SERVE UNTIL THE ANNUAL GENERAL MEETING
IN 2017
1C. TO ELECT CLAIRE S. FARLEY, CLASS I Mgmt For For
DIRECTOR, TO SERVE UNTIL THE ANNUAL GENERAL
MEETING IN 2017
1D. TO ELECT RUDY VAN DER MEER, CLASS I Mgmt For For
DIRECTOR, TO SERVE UNTIL THE ANNUAL GENERAL
MEETING IN 2017
1E. TO ELECT ISABELLA D. GOREN, CLASS II Mgmt For For
DIRECTOR, TO SERVE UNTIL THE ANNUAL GENERAL
MEETING IN 2015
1F. TO ELECT NANCE K. DICCIANI, CLASS III Mgmt For For
DIRECTOR, TO SERVE UNTIL THE ANNUAL GENERAL
MEETING IN 2016
2A. TO ELECT MANAGING DIRECTOR TO SERVE A Mgmt For For
FOUR-YEAR TERM: KARYN F. OVELMEN
2B. TO ELECT MANAGING DIRECTOR TO SERVE A Mgmt For For
FOUR-YEAR TERM: CRAIG B. GLIDDEN
2C. TO ELECT MANAGING DIRECTOR TO SERVE A Mgmt For For
FOUR-YEAR TERM: BHAVESH V. PATEL
2D. TO ELECT MANAGING DIRECTOR TO SERVE A Mgmt For For
FOUR-YEAR TERM: PATRICK D. QUARLES
2E. TO ELECT MANAGING DIRECTOR TO SERVE A Mgmt For For
FOUR-YEAR TERM: TIMOTHY D. ROBERTS
3. ADOPTION OF ANNUAL ACCOUNTS FOR 2013 Mgmt For For
4. DISCHARGE FROM LIABILITY OF SOLE MEMBER OF Mgmt For For
THE MANAGEMENT BOARD
5. DISCHARGE FROM LIABILITY OF MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD
6. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
7. APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
ACCOUNTANTS N.V. AS OUR AUDITOR FOR THE
DUTCH ANNUAL ACCOUNTS
8. RATIFICATION AND APPROVAL OF DIVIDENDS IN Mgmt For For
RESPECT OF THE 2013 FISCAL YEAR
9. ADVISORY (NON-BINDING) VOTE APPROVING Mgmt For For
EXECUTIVE COMPENSATION
10. APPROVAL TO REPURCHASE UP TO 10% OF ISSUED Mgmt For For
SHARE CAPITAL
11. APPROVAL TO CANCEL UP TO 10% OF ISSUED Mgmt For For
SHARE CAPITAL HELD IN TREASURY
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 933975180
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 27-May-2014
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM B. HARRISON Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1J. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1L. ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
4. SHAREHOLDER PROPOSAL CONCERNING Shr Against For
SHAREHOLDERS' RIGHT TO ACT BY WRITTEN
CONSENT.
5. SHAREHOLDER PROPOSAL CONCERNING SPECIAL Shr Against For
SHAREOWNER MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
MOBILE TELESYSTEMS OJSC Agenda Number: 933875366
--------------------------------------------------------------------------------------------------------------------------
Security: 607409109
Meeting Type: Special
Meeting Date: 30-Sep-2013
Ticker: MBT
ISIN: US6074091090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO INSTRUCT MR. RON SOMMER, THE CHAIRMAN OF Mgmt For
MTS OJSC BOARD OF DIRECTORS, TO SIGN THE
MINUTES OF THE EXTRAORDINARY GENERAL
MEETING OF MTS OJSC SHAREHOLDERS.
2. TO APPROVE ON MTS OJSC DISTRIBUTION OF Mgmt For
PROFIT (INCLUDING PAYMENT OF DIVIDENDS)
UPON THE 1ST HALF YEAR 2013 RESULTS IN THE
AMOUNT OF RUB 5.22 PER ONE MTS OJSC COMMON
REGISTERED SHARE WITH A PAR VALUE OF RUB
0.1 EACH. THE TOTAL AMOUNT OF MTS OJSC
DIVIDENDS SHALL BE RUR 10,786,204,394.82.
THE DIVIDENDS SHALL BE PAID IN CASH WITHIN
THE TIME NOT EXCEEDING SIXTY (60) DAYS FROM
THE DAY OF THE RESOLUTION ON PAYMENT OF
DIVIDENDS.
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 933952497
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD J. DAVIES Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES P. GORMAN Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT H. HERZ Mgmt For For
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: KLAUS KLEINFELD Mgmt For For
1H. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1I. ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES W. OWENS Mgmt For For
1K. ELECTION OF DIRECTOR: O. GRIFFITH SEXTON Mgmt For For
1L. ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI Mgmt For For
1M. ELECTION OF DIRECTOR: MASAAKI TANAKA Mgmt For For
1N. ELECTION OF DIRECTOR: LAURA D. TYSON Mgmt For For
1O. ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITOR
3. TO APPROVE THE COMPENSATION OF EXECUTIVES Mgmt For For
AS DISCLOSED IN THE PROXY STATEMENT
(NON-BINDING ADVISORY RESOLUTION)
4. SHAREHOLDER PROPOSAL REGARDING A REPORT ON Shr Against For
LOBBYING
--------------------------------------------------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG Agenda Number: 705061238
--------------------------------------------------------------------------------------------------------------------------
Security: D55535104
Meeting Type: AGM
Meeting Date: 30-Apr-2014
Ticker:
ISIN: DE0008430026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2012, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub custodians have advised that voted Non-Voting
shares are not blocked for trading purposes
i.e. they are only unavailable for
settlement. Registered shares will be
deregistered at the deregistration date by
the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent to your CSR or Custodian.
Please contact your CSR for further
information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 15 Non-Voting
APR 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Financial statements and annual report a) Non-Voting
presentation of the corporate governance
report and the remuneration report for the
2013 financial year b) presentation of the
financial statements and annual report for
the 2013 financial year with the report of
the supervisory board, the group financial
statements, the group annual report, and
the report pursuant to sections 289(4) and
315(4) of the German commercial code
2. Resolution on the Appropriation of the Mgmt No vote
Distributable profit. The distributable
profit of EUR 1,300,223,787 shall be
appropriated as follows: Payment of a
dividend of EUR 7.25 per no-par share EUR
33,361,926.25 shall be carried forward
ex-dividend and payable date: May 2, 2014
3. Ratification of the Acts of the Board of Mgmt No vote
MDs
4. Ratification of the Acts of the Supervisory Mgmt No vote
Board
5. Resolution on the Approval of the Mgmt No vote
Compensation System for the Members of the
Board of MDs. The compensation system for
the members of the Board of MDs shall be
approved
6.1 Acquisition of own shares The company shall Mgmt No vote
be authorized to acquire own shares of up
to 10 pct. of its share capital at a price
not more than 10 pct. above, nor more than
20 pct. below, the market price of the
shares, on or before April 29, 2019. The
Board of MDs shall be authorized to use the
shares for all legally permissible
purposes, especially to use the shares for
the flotation of foreign stock exchanges or
for mergers and acquisitions, to sell the
shares to a third party in a manner other
than the stock exchange or an offer to all
shareholders, to use the shares for the
fulfilment of option or conversion rights,
to offer the shares to employees of the
company and its affiliates, and to retire
the shares
6.2 Resolution on the authorization to purchase Non-Voting
and use own shares and the possibility of
subscription and tender rights exclusion:
The purchase is made by the Board of
Management aa) over the stock exchange or
bb) by a letter addressed to all
shareholders offer to buy or cc) by means
of a addressed to all stockholders
solicitation of sale offers (sale call), or
dd) by a letter addressed to all
shareholders exchange offer for shares in a
for purposes of Section 3 para 2 AktG
boerse-listed company
6.3 Resolution on the authorization to purchase Non-Voting
and use own shares and the possibility of
subscription and tender rights exclusion:
The Executive Board is authorized shares of
the Company that are acquired on the basis
of the above or previously granted
authorizations or under paragraph 71d
sentence 5 AktG and were to use for all
legally permissible purposes
6.4 Resolution on the authorization to purchase Non-Voting
and use own shares and the possibility of
subscription and tender rights exclusion:
The Supervisory Board is authorized shares
of the Company acquired 71d sentence 5 AktG
basis of the above or previously granted
authorizations or under paragraph or have
been, be appropriated as follows: You can
board members of the Company will pay for
as allowance. This applies in particular to
the extent that board members are obliged
under the rules to be allowance or to
invest a part of the next billing variable
remuneration in shares of the Company with
blockage period. If this obligation relates
to a portion of the variable remuneration,
which is determined based on a multi-year
basis, amounts to be agreed upon minimum
holding period about two years, in all
other cases, approximately four years. At
the time of transmission or at the
beginning of the measurement period of the
respective variable allowance component on
the board must consist. The details of the
remuneration of Executive Board members are
determined by the Supervisory Board. These
include rules about the treatment of
holding periods in special cases , such as
in retirement , unemployment or death
6.5 Resolution on the authorization to purchase Non-Voting
and use own shares and the possibility of
subscription and tender rights exclusion:
The price at which the treasury shares in
accordance with lit when the authorization.
c) aa is executed on or sold in accordance
lit. c ) cc to be sold , may have been
identified by auction price of shares in
the company at the Xetra trading on the
Frankfurt Stock Exchange on the day of
exchange introduction or binding agreement
with the third party is (excluding
incidental costs) . In addition, in these
cases the sum of the shares sold, together
with the shares , which were during the
term of this authorization under exclusion
of subscription rights in direct or
corresponding application of Section 186
paragraph 3 sentence issued or sold 4 AktG
or issuable , the overall limit of 10% of
the share capital is not about to rise ,
neither at the time of this authorization
becomes effective nor at the time of the
issue or the divestiture of the shares
6.6 Resolution on the authorization to purchase Non-Voting
and use own shares and the possibility of
subscription and tender rights exclusion:
If replaced by a comparable successor
system to the Xetra trading, also in this
authorization, it takes the place of the
Xetra trading system
6.7 Resolution on the authorization to purchase Non-Voting
and use own shares and the possibility of
subscription and tender rights exclusion:
The authorizations in accordance with lit.
c) and d) can one or more occasions, in
whole or in part, individually or be
exploited in common, the appropriations
under clauses. c) bb, cc, dd or ee also by
dependent or majority owned by the company
or companies on their behalf or on behalf
of the Company acting third party
6.8 Resolution on the authorization to purchase Non-Voting
and use own shares and the possibility of
subscription and tender rights exclusion:
The right of stockholders to such shares of
the Company shall be excluded insofar as
these shares pursuant to the authorizations
in lit. c) aa, bb, cc, dd, ee or d) are
used. About it, the Management Board is
authorized, in case of a divestiture of own
shares by offer to stockholders to grant
the holders of bonds with conversion or
option rights issued by the Company or
Group companies a right to purchase the
shares to the extent that as after
exercising their conversion or option
rights would be entitled, the subscription
rights of stockholders is excluded to this
extent
6.9 Resolution on the authorization to purchase Non-Voting
and use own shares and the possibility of
subscription and tender rights exclusion:
The authorization is valid until 29 April
2019. Upon the effectiveness of this new
authorization by the Annual General Meeting
on 20 April 2011 decided authorization to
acquire treasury shares cancelled
7.1 Approval of the use of derivatives (call Mgmt No vote
and put options) for the purpose of
acquiring own shares as item 6
7.2 Resolution on the authorization to purchase Non-Voting
own shares using derivatives and for the
possibility of subscription and tender
rights exclusion: The use of derivatives
may be used in one of the below aa ), bb )
or cc) or in a combination of these
possibilities take place : aa) The issuance
or purchase of the derivatives can be
performed via the Eurex Germany or LIFFE (
or comparable successor system ) . In this
case, the Company shall inform the
stockholders before the planned issue or
the proposed acquisition of the derivatives
in the company news. There can be different
prices elected (without extra costs) to
different expiration dates for the
derivatives also with the simultaneous
issuance or time the same acquisition. bb)
The issue of put options (put options ) ,
the purchase of call options ( call
options) , the conclusion of forward
purchase or a combination of these
derivatives and their respective
performance can also be outside the
specified under aa ) exchange performed
when the in exercise of the derivatives
have been acquired to the Company shares to
be delivered before about the exchange to
the stock exchange at the time of the then
current stock exchange price of the shares
in Xetra trading on the Frankfurt Stock
Exchange . cc) The concluding option shops
can be offered to all stockholders publicly
, or options business can with a bank or a
company under section 53 paragraph 1
sentence 1 or section 53b para 1 sentence 1
or section 7 of the Banking Act (KWG)
methods businesses ( Issuing Company )
concluded with the obligation to offer all
stockholders to purchase these options. The
Company may, derivatives lit in the
aforementioned cases . aa ) to cc ) only
buy back each
7.3 Resolution on the authorization to purchase Non-Voting
own shares using derivatives and for the
possibility of subscription and tender
rights exclusion: The exercise price of the
options or may be used in fulfilment of
forward purchases payable purchase price
(excluding incidental expenses) for one
shares in the case of lit. b ) aa and bb
determined on the day of the conclusion of
the derivative on business by the auction
price for shares in the company at the
Xetra trading on the Frankfurt Stock
Exchange at most 10% more and be less than
20% . If own shares using options is equal
to that of the Company for the shares to be
paid purchase price (excluding incidental
expenses) agreed in the option exercise
price . The acquisition price paid by the
Company for options ( no extra cost ) is
not over and the premium received by the
company realisable price for options may
not be (without extra costs) under the
established using recognized theoretical
market value of the option , in its
determination of , among other agreed
exercise price must also be noted . The
agreed by the Company in forward purchase
forward rate should not be much above the
theoretical futures price calculated using
recognized actuarial methods to be
considered in the determination of which ,
among other things , the current stock
exchange price and the maturity of the
forward purchase
7.4 Resolution on the authorization to purchase Non-Voting
own shares using derivatives and for the
possibility of subscription and tender
rights exclusion: The exercise price of the
options (no extra cost) for a share may, in
the case of lit. b) cc the arithmetic mean
of the closing prices for shares in the
company at the Xetra trading on the
Frankfurt Stock Exchange on 5, 4 and 3 Over
and below the trading day prior to the day
of publication of the offer by more than
10% to more than 20%. If the offer is over
records to all stockholders, the tender
rights of stockholders may be excluded
insofar as the allocation will be based on
quotas. A preferred offer for the
conclusion of option shops and a
preferential allotment of options can be
for small share amounts (options up to 100
shares per shareholder)
7.5 Resolution on the authorization to purchase Non-Voting
own shares using derivatives and for the
possibility of subscription and tender
rights exclusion: The term of the
derivatives in each case is longer than 18
months and shall be so determined that the
acquisition of shares in the exercise of
the derivatives later than until 29. Takes
place April 2019. The use of derivatives
are allowed to own shares up to a maximum
of 5% of the time the resolution of the
General Meeting's share capital is
acquired. Is that existing at the time of
the initial capital is less exercising this
authority, this shall prevail
7.6 Resolution on the authorization to purchase Non-Voting
own shares using derivatives and for the
possibility of subscription and tender
rights exclusion: Will the acquisition of
treasury shares derivatives according to
lit. b) aa or bb, the stockholders in
corresponding application of Section 186
paragraph 3 sentence 4 AktG no claim is to
take out such derivative shops with
society. A right of stockholders to
conclude derivative shops also have no, as
according to lit the conclusion of
derivative shops. b) cc is provided based a
preferential offer or a preferential
allotment for the conclusion of derivative
shops to small share amounts. Stockholders
have a right to tender their shares in the
Company if the Company is only obliged them
opposite from the derivative shops to
purchase the shares
7.7 Resolution on the authorization to purchase Non-Voting
own shares using derivatives and for the
possibility of subscription and tender
rights exclusion: The Company may terminate
the authorization in whole or in
COMPONENTS, one or more times, for one or
more purposes to exercise, but they can
also be dependent or majority-owned by the
Company or related companies for its or
their behalf are run by third parties
7.8 Resolution on the authorization to purchase Non-Voting
own shares using derivatives and for the
possibility of subscription and tender
rights exclusion: For the rest, the
provisos and the use of the authorization
granted under agenda item 6 will apply
8.1 Election to the Supervisory Board: Mgmt No vote
Ann-Kristin Achleitner
8.2 Election to the Supervisory Board: Benita Mgmt No vote
Ferrero-Waldner
8.3 Election to the Supervisory Board: Ursula Mgmt No vote
Gather
8.4 Election to the Supervisory Board: Peter Mgmt No vote
Gruss
8.5 Election to the Supervisory Board: Gerd Mgmt No vote
Haeusler
8.6 Election to the Supervisory Board: Henning Mgmt No vote
Kagermann
8.7 Election to the Supervisory Board: Wolfgang Mgmt No vote
Mayrhuber
8.8 Election to the Supervisory Board: Bernd Mgmt No vote
Pischetsrieder
8.9 Election to the Supervisory Board: Anton Mgmt No vote
van Rossum
8.10 Election to the Supervisory Board: Ron Mgmt No vote
Sommer
9.1 Resolution on the adjustment of existing Mgmt No vote
profit transfer agreements: The agreement
with the company's wholly-owned subsidiary,
Mr Beteiligungen 1 GmbH, on amendments to
the existing profit transfer agreement
shall be approved
9.2 Resolution on the adjustment of existing Mgmt No vote
profit transfer agreements: The agreement
with the company's wholly-owned subsidiary,
Silvanus Vermoegensverwaltungsgesellschaft
mbH, on amendments to the existing profit
transfer agreement shall be approved
9.3 Resolution on the adjustment of existing Mgmt No vote
profit transfer agreements: The agreement
with the company's wholly-owned subsidiary,
Mr Rent-Investment GmbH, on amendments to
the existing profit transfer agreement
shall be approved
9.4 Resolution on the adjustment of existing Mgmt No vote
profit transfer agreements: The agreement
with the company's wholly-owned subsidiary,
Mr Beteiligungen 14 GmbH, on amendments to
the existing profit transfer agreement
shall be approved
9.5 Resolution on the adjustment of existing Mgmt No vote
profit transfer agreements: The agreement
with the company's wholly-owned subsidiary,
Mr Beteiligungen 15 GmbH, on amendments to
the existing profit transfer agreement
shall be approved
9.6 Resolution on the adjustment of existing Mgmt No vote
profit transfer agreements: The agreement
with the company's wholly-owned subsidiary,
Mr Beteiligungen 16 GmbH, on amendments to
the existing profit transfer agreement
shall be approved
9.7 Resolution on the adjustment of existing Mgmt No vote
profit transfer agreements: The agreement
with the company's wholly-owned subsidiary,
Schloss Hohenkammer GmbH, on amendments to
the existing profit transfer agreement
shall be approved
--------------------------------------------------------------------------------------------------------------------------
MYLAN INC. Agenda Number: 933937457
--------------------------------------------------------------------------------------------------------------------------
Security: 628530107
Meeting Type: Annual
Meeting Date: 11-Apr-2014
Ticker: MYL
ISIN: US6285301072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HEATHER BRESCH Mgmt For For
1B. ELECTION OF DIRECTOR: WENDY CAMERON Mgmt Against Against
1C. ELECTION OF DIRECTOR: HON. ROBERT J. Mgmt For For
CINDRICH
1D. ELECTION OF DIRECTOR: ROBERT J. COURY Mgmt For For
1E. ELECTION OF DIRECTOR: JOELLEN LYONS DILLON Mgmt For For
1F. ELECTION OF DIRECTOR: NEIL DIMICK, C.P.A. Mgmt For For
1G. ELECTION OF DIRECTOR: MELINA HIGGINS Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS J. LEECH, Mgmt For For
C.P.A.
1I. ELECTION OF DIRECTOR: RAJIV MALIK Mgmt For For
1J. ELECTION OF DIRECTOR: JOSEPH C. MAROON, Mgmt For For
M.D.
1K. ELECTION OF DIRECTOR: MARK W. PARRISH Mgmt Against Against
1L. ELECTION OF DIRECTOR: RODNEY L. PIATT, Mgmt Against Against
C.P.A.
1M. ELECTION OF DIRECTOR: RANDALL L. (PETE) Mgmt For For
VANDERVEEN, PH.D., R.PH
2. RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014
3. APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF THE COMPANY
4. CONSIDER A SHAREHOLDER PROPOSAL TO ADOPT A Shr Against For
POLICY THAT THE CHAIRMAN OF THE BOARD OF
DIRECTORS BE AN INDEPENDENT DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
NOBLE ENERGY, INC. Agenda Number: 933957803
--------------------------------------------------------------------------------------------------------------------------
Security: 655044105
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: NBL
ISIN: US6550441058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY L. BERENSON Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL A. CAWLEY Mgmt For For
1C. ELECTION OF DIRECTOR: EDWARD F. COX Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES D. DAVIDSON Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS J. EDELMAN Mgmt For For
1F. ELECTION OF DIRECTOR: ERIC P. GRUBMAN Mgmt For For
1G. ELECTION OF DIRECTOR: KIRBY L. HEDRICK Mgmt For For
1H. ELECTION OF DIRECTOR: SCOTT D. URBAN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM T. VAN KLEEF Mgmt For For
1J. ELECTION OF DIRECTOR: MOLLY K. WILLIAMSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT AUDITOR.
3. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
OFFICE DEPOT, INC. Agenda Number: 933952245
--------------------------------------------------------------------------------------------------------------------------
Security: 676220106
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: ODP
ISIN: US6762201068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROLAND C. SMITH Mgmt For For
1B. ELECTION OF DIRECTOR: WARREN F. BRYANT Mgmt For For
1C. ELECTION OF DIRECTOR: RAKESH GANGWAL Mgmt For For
1D. ELECTION OF DIRECTOR: CYNTHIA T. JAMISON Mgmt For For
1E. ELECTION OF DIRECTOR: V. JAMES MARINO Mgmt For For
1F. ELECTION OF DIRECTOR: FRANCESCA RUIZ DE Mgmt For For
LUZURIAGA
1G. ELECTION OF DIRECTOR: MICHAEL J. MASSEY Mgmt For For
1H. ELECTION OF DIRECTOR: JEFFREY C. SMITH Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID M. SZYMANSKI Mgmt For For
1J. ELECTION OF DIRECTOR: NIGEL TRAVIS Mgmt For For
1K. ELECTION OF DIRECTOR: JOSEPH VASSALLUZZO Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
PUBLIC ACCOUNTANTS.
3. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
OMNICARE, INC. Agenda Number: 933992023
--------------------------------------------------------------------------------------------------------------------------
Security: 681904108
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: OCR
ISIN: US6819041087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN L. BERNBACH Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES G. CARLSON Mgmt For For
1C. ELECTION OF DIRECTOR: MARK A. EMMERT Mgmt For For
1D. ELECTION OF DIRECTOR: STEVEN J. HEYER Mgmt For For
1E. ELECTION OF DIRECTOR: SAM R. LENO Mgmt For For
1F. ELECTION OF DIRECTOR: BARRY P. SCHOCHET Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES D. SHELTON Mgmt For For
1H. ELECTION OF DIRECTOR: AMY WALLMAN Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN L. WORKMAN Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
4. APPROVAL OF THE ADOPTION OF THE STOCK AND Mgmt For For
INCENTIVE PLAN.
5. RE-APPROVAL OF THE PERFORMANCE CRITERIA Mgmt For For
UNDER THE ANNUAL INCENTIVE PLAN FOR SENIOR
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PORTFOLIO RECOVERY ASSOCIATES, INC. Agenda Number: 933975217
--------------------------------------------------------------------------------------------------------------------------
Security: 73640Q105
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: PRAA
ISIN: US73640Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT M. TABAKIN Mgmt For For
JAMES M. VOSS Mgmt For For
MARJORIE M. CONNELLY Mgmt For For
JAMES A. NUSSLE Mgmt For For
2. APPROVAL OF AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
4. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PRAXAIR, INC. Agenda Number: 933933803
--------------------------------------------------------------------------------------------------------------------------
Security: 74005P104
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: PX
ISIN: US74005P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. ANGEL Mgmt For For
1B. ELECTION OF DIRECTOR: OSCAR BERNARDES Mgmt For For
1C. ELECTION OF DIRECTOR: NANCE K. DICCIANI Mgmt For For
1D. ELECTION OF DIRECTOR: EDWARD G. GALANTE Mgmt For For
1E. ELECTION OF DIRECTOR: CLAIRE W. GARGALLI Mgmt For For
1F. ELECTION OF DIRECTOR: IRA D. HALL Mgmt For For
1G. ELECTION OF DIRECTOR: RAYMOND W. LEBOEUF Mgmt For For
1H. ELECTION OF DIRECTOR: LARRY D. MCVAY Mgmt For For
1I. ELECTION OF DIRECTOR: DENISE L. RAMOS Mgmt For For
1J. ELECTION OF DIRECTOR: WAYNE T. SMITH Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT L. WOOD Mgmt For For
2. TO APPROVE, ON AN ADVISORY AND NON-BINDING Mgmt For For
BASIS, THE COMPENSATION OF PRAXAIR'S NAMED
EXECUTIVE OFFICERS.
3. TO APPROVE THE AMENDED AND RESTATED 2009 Mgmt For For
PRAXAIR, INC. LONG TERM INCENTIVE PLAN.
4. TO RATIFY THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT AUDITOR.
--------------------------------------------------------------------------------------------------------------------------
SABMILLER PLC, WOKING SURREY Agenda Number: 704626247
--------------------------------------------------------------------------------------------------------------------------
Security: G77395104
Meeting Type: AGM
Meeting Date: 25-Jul-2013
Ticker:
ISIN: GB0004835483
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the financial Mgmt For For
statements for the year ended 31 March
2013, together with the reports of the
directors and auditors therein
2 To receive and, if thought fit, to approve Mgmt For For
the Directors' Remuneration Report 2013
contained in the Annual Report for the year
ended 31 March 2013
3 To elect Mr G R Elliott as a director of Mgmt For For
the Company
4 To re-elect Mr M H Armour as a director of Mgmt For For
the Company
5 To re-elect Mr G C Bible as a director of Mgmt For For
the Company
6 To re-elect Mr A J Clark as a director of Mgmt For For
the Company
7 To re-elect Mr D S Devitre as a director of Mgmt For For
the Company
8 To re-elect Ms L M S Knox as a director of Mgmt For For
the Company
9 To re-elect Mr E A G MacKay as a director Mgmt For For
of the Company
10 To re-elect Mr P J Manser as a director of Mgmt For For
the Company
11 To re-elect Mr J A Manzoni as a director of Mgmt For For
the Company
12 To re-elect Mr M Q Morland as a director of Mgmt For For
the Company
13 To re-elect Dr D F Moyo as a director of Mgmt For For
the Company
14 To re-elect Mr C A Perez Davila as a Mgmt For For
director of the Company
15 To re-elect Mr A Santo Domingo Davila as a Mgmt For For
director of the Company
16 To re-elect Ms H A Weir as a director of Mgmt For For
the Company
17 To re-elect Mr H A Willard as a director of Mgmt For For
the Company
18 To re-elect Mr J S Wilson as a director of Mgmt For For
the Company
19 To declare a final dividend of 77 US cents Mgmt For For
per share
20 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
auditors of the Company
21 To authorise the directors to determine the Mgmt For For
remuneration of the auditors
22 To give a general power and authority to Mgmt For For
the directors to allot shares
23 To give a general power and authority to Mgmt For For
the directors to allot shares for cash
otherwise than pro rata to all shareholders
24 To give a general authority to the Mgmt For For
directors to make market purchases of
ordinary shares of USD0.10 each in the
capital of the Company
25 To approve the calling of general meetings, Mgmt For For
other than an annual general meeting, on
not less than 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 934018145
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 02-Jun-2014
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MARC BENIOFF Mgmt For For
1.2 ELECTION OF DIRECTOR: KEITH BLOCK Mgmt For For
1.3 ELECTION OF DIRECTOR: CRAIG CONWAY Mgmt For For
1.4 ELECTION OF DIRECTOR: ALAN HASSENFELD Mgmt For For
1.5 ELECTION OF DIRECTOR: COLIN POWELL Mgmt For For
1.6 ELECTION OF DIRECTOR: JOHN V. ROOS Mgmt For For
1.7 ELECTION OF DIRECTOR: LAWRENCE TOMLINSON Mgmt For For
1.8 ELECTION OF DIRECTOR: ROBIN WASHINGTON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING ON JANUARY 31, 2015.
3. ADVISORY VOTE TO APPROVE THE RESOLUTION ON Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SALIX PHARMACEUTICALS, LTD. Agenda Number: 934000996
--------------------------------------------------------------------------------------------------------------------------
Security: 795435106
Meeting Type: Annual
Meeting Date: 13-Jun-2014
Ticker: SLXP
ISIN: US7954351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN F. CHAPPELL Mgmt Withheld Against
THOMAS W. D'ALONZO Mgmt For For
WILLIAM P. KEANE Mgmt For For
CAROLYN J. LOGAN Mgmt For For
MARK A. SIRGO Mgmt For For
02 THE PROPOSAL TO AMEND OUR CERTIFICATE OF Mgmt For For
INCORPORATION, AS DESCRIBED IN THE IN THE
ACCOMPANYING PROXY STATEMENT, TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF CAPITAL
STOCK FROM 155,000,000 SHARES TO
305,000,000 SHARES AND TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 150,000,000 SHARES TO 300,000,000
SHARES.
03 THE PROPOSAL TO APPROVE THE SALIX Mgmt For For
PHARMACEUTICALS, LTD. 2014 STOCK INCENTIVE
PLAN.
04 THE PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014
05 THE APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt Against Against
2013 EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC. Agenda Number: 933934487
--------------------------------------------------------------------------------------------------------------------------
Security: 790849103
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: STJ
ISIN: US7908491035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD R. DEVENUTI Mgmt For For
1B. ELECTION OF DIRECTOR: STEFAN K. WIDENSOHLER Mgmt For For
1C. ELECTION OF DIRECTOR: WENDY L. YARNO Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3. TO APPROVE THE ST. JUDE MEDICAL, INC. Mgmt For For
MANAGEMENT INCENTIVE COMPENSATION PLAN.
4. TO APPROVE AMENDMENTS TO OUR ARTICLES OF Mgmt For For
INCORPORATION AND BYLAWS TO DECLASSIFY OUR
BOARD OF DIRECTORS.
5. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
STANDARD CHARTERED PLC, LONDON Agenda Number: 705077255
--------------------------------------------------------------------------------------------------------------------------
Security: G84228157
Meeting Type: AGM
Meeting Date: 08-May-2014
Ticker:
ISIN: GB0004082847
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Company's annual report and Mgmt For For
accounts for the financial year ended 31
December 2013 together with the reports of
the directors and auditors
2 To declare a final dividend of 57.20 US Mgmt For For
cents per ordinary share for the year ended
31 December 2013
3 To approve the directors remuneration Mgmt Against Against
policy for the year ended 31 December 2013
4 To approve the annual report on Mgmt For For
remuneration for the year ended 31 December
2013
5 To elect Dr K M Campbell who has been Mgmt For For
appointed as a non-executive director by
the Board since the last AGM of the Company
6 To elect Mrs C M Hodgson who has been Mgmt For For
appointed as a non-executive director by
the Board since the last AGM of the Company
7 To elect Mr N Kheraj who has been appointed Mgmt For For
as a non-executive director by the Board
since the last AGM of the Company
8 To re-elect Mr O P Bhatt, a non-executive Mgmt For For
director
9 To re-elect Mr J S Bindra, an executive Mgmt For For
director
10 To re-elect Dr L C Y Cheung, a Mgmt For For
non-executive director
11 To re-elect Dr Han Seung-soo KBE, a Mgmt For For
non-executive director
12 To re-elect Mr S J Lowth, a non-executive Mgmt For For
director
13 To re-elect Ms R Markland, a non-executive Mgmt For For
director
14 To re-elect Mr J G H Paynter, a Mgmt For For
non-executive director
15 To re-elect Sir John Peace, as Chairman Mgmt For For
16 To re-elect Mr A M G Rees, an executive Mgmt For For
director
17 To re-elect Mr P A Sands, an executive Mgmt For For
director
18 To re-elect Mr V Shankar, an executive Mgmt For For
director
19 To re-elect Mr P D Skinner CBE, a Mgmt For For
non-executive director
20 To re-elect Dr L H Thunell, a non-executive Mgmt For For
director
21 To disapply the shareholding qualification Mgmt For For
contained in article 79 of the Company's
Articles of Association for Dr K M Campbell
22 To re-appoint KPMG Audit Plc as auditor to Mgmt For For
the Company from the end of the AGM until
the end of next year's AGM
23 To authorise the Board to set the auditor's Mgmt For For
fees
24 To authorise the Company and its Mgmt For For
subsidiaries to make political donations
25 To authorise the Board to allot shares Mgmt For For
26 To extend the authority to allot shares by Mgmt For For
such number of shares repurchased by the
Company under the authority granted
pursuant to resolution 31
27 To authorise the Board to allot shares and Mgmt For For
grant rights to subscribe for or to convert
any security into shares in relation to any
issue of Equity Convertible Additional Tier
1 Securities
28 To authorise the Board to make an offer to Mgmt For For
the holders of ordinary shares to elect to
receive new ordinary shares in the capital
of the Company in lieu of dividends
29 To authorise the Board to disapply Mgmt For For
pre-emption rights in relation to authority
granted pursuant to resolution 25
30 To authorise the Board to disapply Mgmt For For
pre-emption rights in relation to authority
granted pursuant to resolution 27
31 To authorise the Company to purchase its Mgmt For For
own ordinary shares
32 To authorise the Company to purchase its Mgmt For For
own preference shares
33 That a general meeting other than an annual Mgmt For For
general meeting may be called on not less
than 14 clear days' notice
34 To authorise the Board to increase the Mgmt For For
maximum ratio of variable to fixed
remuneration for relevant employees to a
ratio not exceeding 2:1
CMMT 08 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF RECORD DATE. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SVB FINANCIAL GROUP Agenda Number: 933934588
--------------------------------------------------------------------------------------------------------------------------
Security: 78486Q101
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: SIVB
ISIN: US78486Q1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREG W. BECKER Mgmt For For
ERIC A. BENHAMOU Mgmt For For
DAVID M. CLAPPER Mgmt For For
ROGER F. DUNBAR Mgmt For For
JOEL P. FRIEDMAN Mgmt For For
C. RICHARD KRAMLICH Mgmt For For
LATA KRISHNAN Mgmt For For
JEFFREY N. MAGGIONCALDA Mgmt For For
KATE D. MITCHELL Mgmt For For
JOHN F. ROBINSON Mgmt For For
GAREN K. STAGLIN Mgmt For For
2. TO APPROVE OUR 2006 EQUITY INCENTIVE PLAN, Mgmt For For
AS AMENDED AND RESTATED, TO RESERVE AN
ADDITIONAL 2,000,000 SHARES OF COMMON STOCK
FOR ISSUANCE THEREUNDER.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING
DECEMBER 31, 2014.
4. TO APPROVE, ON AN ADVISORY BASIS, OUR Mgmt For For
EXECUTIVE COMPENSATION.
5. TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt Against Against
PROPERLY COME BEFORE THE MEETING AND ANY
POSTPONEMENTS OR ADJOURNMENTS THEREOF,
ACCORDING TO THE PROXY HOLDERS' DECISION
AND IN THEIR DISCRETION.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 933927103
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R.W. BABB, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: M.A. BLINN Mgmt For For
1C. ELECTION OF DIRECTOR: D.A. CARP Mgmt For For
1D. ELECTION OF DIRECTOR: C.S. COX Mgmt For For
1E. ELECTION OF DIRECTOR: R. KIRK Mgmt For For
1F. ELECTION OF DIRECTOR: P.H. PATSLEY Mgmt For For
1G. ELECTION OF DIRECTOR: R.E. SANCHEZ Mgmt For For
1H. ELECTION OF DIRECTOR: W.R. SANDERS Mgmt For For
1I. ELECTION OF DIRECTOR: R.J. SIMMONS Mgmt For For
1J. ELECTION OF DIRECTOR: R.K. TEMPLETON Mgmt For For
1K. ELECTION OF DIRECTOR: C.T. WHITMAN Mgmt For For
2. BOARD PROPOSAL REGARDING ADVISORY APPROVAL Mgmt For For
OF THE COMPANY'S EXECUTIVE COMPENSATION.
3. BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
4. BOARD PROPOSAL TO APPROVE THE TI EMPLOYEES Mgmt For For
2014 STOCK PURCHASE PLAN.
5. BOARD PROPOSAL TO REAPPROVE THE MATERIAL Mgmt For For
TERMS OF THE PERFORMANCE GOALS UNDER THE
TEXAS INSTRUMENTS 2009 LONG-TERM INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
THE PRICELINE GROUP INC. Agenda Number: 933997097
--------------------------------------------------------------------------------------------------------------------------
Security: 741503403
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: PCLN
ISIN: US7415034039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TIMOTHY M. ARMSTRONG Mgmt For For
HOWARD W. BARKER, JR. Mgmt For For
JEFFERY H. BOYD Mgmt For For
JAN L. DOCTER Mgmt For For
JEFFREY E. EPSTEIN Mgmt For For
JAMES M. GUYETTE Mgmt For For
DARREN R. HUSTON Mgmt For For
NANCY B. PERETSMAN Mgmt For For
THOMAS E. ROTHMAN Mgmt For For
CRAIG W. RYDIN Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE ON AN ADVISORY BASIS THE Mgmt For For
COMPENSATION PAID BY THE COMPANY TO ITS
NAMED EXECUTIVE OFFICERS.
4. TO CONSIDER AND VOTE UPON A NON-BINDING Shr Against For
STOCKHOLDER PROPOSAL CONCERNING STOCKHOLDER
ACTION BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
UMB FINANCIAL CORPORATION Agenda Number: 933936582
--------------------------------------------------------------------------------------------------------------------------
Security: 902788108
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: UMBF
ISIN: US9027881088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WARNER L. BAXTER Mgmt For For
DAVID R. BRADLEY, JR. Mgmt For For
NANCY K. BUESE Mgmt For For
PETER J. DESILVA Mgmt For For
TERRENCE P. DUNN Mgmt For For
KEVIN C. GALLAGHER Mgmt For For
GREG M. GRAVES Mgmt For For
ALEXANDER C. KEMPER Mgmt For For
J. MARINER KEMPER Mgmt For For
KRIS A. ROBBINS Mgmt For For
THOMAS D. SANDERS Mgmt For For
L. JOSHUA SOSLAND Mgmt For For
PAUL UHLMANN III Mgmt For For
THOMAS J. WOOD III Mgmt For For
02 THE RATIFICATION OF THE CORPORATE AUDIT Mgmt For For
COMMITTEE'S ENGAGEMENT OF DELOITTE & TOUCHE
LLP AS UMB'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
03 AN ADVISORY RESOLUTION APPROVING THE Mgmt For For
COMPENSATION PAID TO UMB'S NAMED EXECUTIVE
OFFICERS.
04 A SHAREHOLDER PROPOSAL FOR THE ADOPTION OF Shr Against For
A POLICY REQUIRING AN INDEPENDENT CHAIR OF
UMBS BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
UNILEVER NV, ROTTERDAM Agenda Number: 704725994
--------------------------------------------------------------------------------------------------------------------------
Security: N8981F271
Meeting Type: OGM
Meeting Date: 23-Oct-2013
Ticker:
ISIN: NL0000009355
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening and announcements Non-Voting
2 Report and annual accounts for the period 1 Non-Voting
July 2012 - 30 June 2013
3 Composition board Non-Voting
4 Any other business Non-Voting
5 Closing Non-Voting
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THERE ARE NO PROPOSALS TO BE
VOTED ON. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST AN
ENTRANCE CARD. THANK YOU.
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF COMMENT.
--------------------------------------------------------------------------------------------------------------------------
UNILEVER NV, ROTTERDAM Agenda Number: 705094390
--------------------------------------------------------------------------------------------------------------------------
Security: N8981F271
Meeting Type: AGM
Meeting Date: 14-May-2014
Ticker:
ISIN: NL0000009355
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIVE REPORT OF MANAGEMENT BOARD Non-Voting
2 DISCUSS REMUNERATION REPORT CONTAINING Non-Voting
REMUNERATION POLICY FOR MANAGEMENT BOARD
MEMBERS
3 APPROVE REMUNERATION POLICY Mgmt For For
4 APPROVE FINANCIAL STATEMENTS AND ALLOCATION Mgmt For For
OF INCOME
5 APPROVE DISCHARGE OF EXECUTIVE BOARD Mgmt For For
MEMBERS
6 APPROVE DISCHARGE OF NON-EXECUTIVE BOARD Mgmt For For
MEMBERS
7 RE-ELECT P.G.J.M. POLMAN AS AN EXECUTIVE Mgmt For For
DIRECTOR
8 RE-ELECT R.J-M.S. HUET AS AN EXECUTIVE Mgmt For For
DIRECTOR
9 RE-ELECT L.M. CHA AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
10 RE-ELECT L.O. FRESCO AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
11 RE-ELECT A.M. FUDGE AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
12 RE-ELECT B.E. GROTE AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
13 RE-ELECT M.MA AS A NON-EXECUTIVE DIRECTOR Mgmt For For
14 RE-ELECT H. NYASULU AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
15 RE-ELECT M. RIFKIND AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
16 RE-ELECT J. RISHTON AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
17 RE-ELECT K.J. STORM AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
18 RE-ELECT M. TRESCHOW AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
19 RE-ELECT P.S. WALSH AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
20 ELECT F SIJBESMA AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
21 RATIFY KPMG AS AUDITORS Mgmt For For
22 GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO Mgmt For For
10 PERCENT OF ISSUED CAPITAL PLUS
ADDITIONAL 10 PERCENT IN CASE OF
TAKEOVER/MERGER AND RESTRICTING/EXCLUDING
PREEMPTIVE RIGHTS
23 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARE CAPITAL
24 APPROVE CANCELLATION OF REPURCHASED SHARES Mgmt For For
25 ALLOW QUESTIONS AND CLOSE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
VCA ANTECH, INC. Agenda Number: 933932560
--------------------------------------------------------------------------------------------------------------------------
Security: 918194101
Meeting Type: Annual
Meeting Date: 21-Apr-2014
Ticker: WOOF
ISIN: US9181941017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN B. CHICKERING, JR. Mgmt Withheld Against
JOHN HEIL Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3 ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against
OF OUR NAMED EXECUTIVE OFFICERS.
4 APPROVAL OF AN AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
CHANGE THE NAME OF THE COMPANY TO VCA INC.
--------------------------------------------------------------------------------------------------------------------------
VMWARE, INC. Agenda Number: 933984999
--------------------------------------------------------------------------------------------------------------------------
Security: 928563402
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: VMW
ISIN: US9285634021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAMELA J. CRAIG Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF VMWARE'S NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN VMWARE'S PROXY
STATEMENT.
3. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF VMWARE'S BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS VMWARE'S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
VULCAN MATERIALS COMPANY Agenda Number: 933944161
--------------------------------------------------------------------------------------------------------------------------
Security: 929160109
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: VMC
ISIN: US9291601097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: O.B. GRAYSON HALL, JR Mgmt For For
1.2 ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1.3 ELECTION OF DIRECTOR: JAMES T. PROKOPANKO Mgmt For For
1.4 ELECTION OF DIRECTOR: KATHLEEN W. THOMPSON Mgmt For For
2. PROPOSAL TO APPROVE THE ADVISORY Mgmt For For
(NON-BINDING) RESOLUTION RELATING TO
EXECUTIVE COMPENSATION.
3. PROPOSAL TO APPROVE THE EXECUTIVE INCENTIVE Mgmt For For
PLAN.
4. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
WADDELL & REED FINANCIAL, INC. Agenda Number: 933934564
--------------------------------------------------------------------------------------------------------------------------
Security: 930059100
Meeting Type: Annual
Meeting Date: 16-Apr-2014
Ticker: WDR
ISIN: US9300591008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SHARILYN S. GASAWAY Mgmt For For
ALAN W. KOSLOFF Mgmt For For
JERRY W. WALTON Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE WADDELL & REED FINANCIAL, INC. 2003
EXECUTIVE INCENTIVE PLAN, AS AMENDED AND
RESTATED, TO (A) INCREASE THE ANNUAL
INDIVIDUAL LIMITS WITH RESPECT TO AWARDS,
(B) EXTEND THE TERM OF THE PLAN TO DECEMBER
31, 2019, AND (C) RESUBMIT FOR STOCKHOLDER
APPROVAL THE ... (DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL)
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
WATTS WATER TECHNOLOGIES, INC. Agenda Number: 933956318
--------------------------------------------------------------------------------------------------------------------------
Security: 942749102
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: WTS
ISIN: US9427491025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT L. AYERS Mgmt For For
BERNARD BAERT Mgmt For For
KENNETT F. BURNES Mgmt For For
RICHARD J. CATHCART Mgmt For For
W. CRAIG KISSEL Mgmt For For
JOHN K. MCGILLICUDDY Mgmt For For
JOSEPH T. NOONAN Mgmt For For
MERILEE RAINES Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL
YEAR.
3. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
OUR EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
WEYERHAEUSER COMPANY Agenda Number: 933931203
--------------------------------------------------------------------------------------------------------------------------
Security: 962166104
Meeting Type: Annual
Meeting Date: 10-Apr-2014
Ticker: WY
ISIN: US9621661043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DEBRA A. CAFARO Mgmt For For
1B. ELECTION OF DIRECTOR: MARK A. EMMERT Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN I. KIECKHEFER Mgmt For For
1D. ELECTION OF DIRECTOR: WAYNE W. MURDY Mgmt For For
1E. ELECTION OF DIRECTOR: NICOLE W. PIASECKI Mgmt For For
1F. ELECTION OF DIRECTOR: DOYLE R. SIMONS Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD H. SINKFIELD Mgmt For For
1H. ELECTION OF DIRECTOR: D. MICHAEL STEUERT Mgmt For For
1I. ELECTION OF DIRECTOR: KIM WILLIAMS Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES R. WILLIAMSON Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION
3. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
WHITEWAVE FOODS COMPANY Agenda Number: 933871510
--------------------------------------------------------------------------------------------------------------------------
Security: 966244105
Meeting Type: Special
Meeting Date: 24-Sep-2013
Ticker: WWAV
ISIN: US9662441057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE CONVERSION, ON A Mgmt For For
ONE-FOR-ONE BASIS, OF ALL ISSUED AND
OUTSTANDING SHARES OF WHITEWAVE CLASS B
COMMON STOCK INTO SHARES OF WHITEWAVE CLASS
A COMMON STOCK.
2. PROPOSAL TO ADJOURN THE SPECIAL MEETING IF Mgmt For For
NECESSARY OR APPROPRIATE TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
WHITEWAVE FOODS COMPANY Agenda Number: 933871510
--------------------------------------------------------------------------------------------------------------------------
Security: 966244204
Meeting Type: Special
Meeting Date: 24-Sep-2013
Ticker: WWAVB
ISIN: US9662442048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE CONVERSION, ON A Mgmt For For
ONE-FOR-ONE BASIS, OF ALL ISSUED AND
OUTSTANDING SHARES OF WHITEWAVE CLASS B
COMMON STOCK INTO SHARES OF WHITEWAVE CLASS
A COMMON STOCK.
2. PROPOSAL TO ADJOURN THE SPECIAL MEETING IF Mgmt For For
NECESSARY OR APPROPRIATE TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
WHITING PETROLEUM CORPORATION Agenda Number: 933942674
--------------------------------------------------------------------------------------------------------------------------
Security: 966387102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: WLL
ISIN: US9663871021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
D. SHERWIN ARTUS Mgmt For For
PHILIP E. DOTY Mgmt For For
2. APPROVAL OF ADVISORY RESOLUTION ON Mgmt Against Against
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
WHOLE FOODS MARKET, INC. Agenda Number: 933915300
--------------------------------------------------------------------------------------------------------------------------
Security: 966837106
Meeting Type: Annual
Meeting Date: 24-Feb-2014
Ticker: WFM
ISIN: US9668371068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DR. JOHN ELSTROTT Mgmt For For
GABRIELLE GREENE Mgmt For For
SHAHID (HASS) HASSAN Mgmt For For
STEPHANIE KUGELMAN Mgmt For For
JOHN MACKEY Mgmt For For
WALTER ROBB Mgmt For For
JONATHAN SEIFFER Mgmt For For
MORRIS (MO) SIEGEL Mgmt For For
JONATHAN SOKOLOFF Mgmt For For
DR. RALPH SORENSON Mgmt For For
W. (KIP) TINDELL, III Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITOR FOR THE
COMPANY FOR THE FISCAL YEAR ENDING
SEPTEMBER 28, 2014.
4. SHAREHOLDER PROPOSAL REGARDING A POLICY Shr Against For
RELATED TO THE RECOVERY OF UNEARNED
MANAGEMENT BONUSES.
5. SHAREHOLDER PROPOSAL RELATED TO Shr Against For
CONFIDENTIAL VOTING.
--------------------------------------------------------------------------------------------------------------------------
WOODWARD, INC. Agenda Number: 933909092
--------------------------------------------------------------------------------------------------------------------------
Security: 980745103
Meeting Type: Annual
Meeting Date: 22-Jan-2014
Ticker: WWD
ISIN: US9807451037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARY L. PETROVICH Mgmt Withheld Against
LARRY E. RITTENBERG Mgmt For For
PAUL DONOVAN Mgmt Withheld Against
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING SEPTEMBER 30, 2014.
3. PROPOSAL REGARDING THE ADVISORY RESOLUTION Mgmt Against Against
REGARDING THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
WUXI PHARMATECH (CAYMAN) INC. Agenda Number: 933886016
--------------------------------------------------------------------------------------------------------------------------
Security: 929352102
Meeting Type: Annual
Meeting Date: 07-Nov-2013
Ticker: WX
ISIN: US9293521020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 GE LI BE AND HEREBY IS RE-ELECTED AS A Mgmt Against Against
DIRECTOR FOR A THREE-YEAR TERM.
2 STEWART HEN BE AND HEREBY IS RE-ELECTED AS Mgmt For For
A DIRECTOR FOR A THREE-YEAR TERM.
--------------------------------------------------------------------------------------------------------------------------
XILINX, INC. Agenda Number: 933851645
--------------------------------------------------------------------------------------------------------------------------
Security: 983919101
Meeting Type: Annual
Meeting Date: 14-Aug-2013
Ticker: XLNX
ISIN: US9839191015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PHILIP T. GIANOS Mgmt For For
1B. ELECTION OF DIRECTOR: MOSHE N. GAVRIELOV Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN L. DOYLE Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM G. HOWARD, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: J. MICHAEL PATTERSON Mgmt For For
1F. ELECTION OF DIRECTOR: ALBERT A. PIMENTEL Mgmt For For
1G. ELECTION OF DIRECTOR: MARSHALL C. TURNER Mgmt For For
1H. ELECTION OF DIRECTOR: ELIZABETH W. Mgmt For For
VANDERSLICE
2. APPROVE AN AMENDMENT TO 1990 EMPLOYEE Mgmt For For
QUALIFIED STOCK PURCHASE PLAN, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
3. APPROVE AN AMENDMENT TO THE COMPANY'S 2007 Mgmt For For
EQUITY INCENTIVE PLAN TO EXTEND THE TERM BY
TEN YEARS TO DECEMBER 31, 2023.
4. PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S 2007 EQUITY INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES RESERVED FOR
ISSUANCE THEREUNDER BY 2,000,000 SHARES.
5. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
6. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S EXTERNAL
AUDITORS FOR FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
YAMANA GOLD INC. Agenda Number: 933966787
--------------------------------------------------------------------------------------------------------------------------
Security: 98462Y100
Meeting Type: Annual and Special
Meeting Date: 30-Apr-2014
Ticker: AUY
ISIN: CA98462Y1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PETER MARRONE Mgmt For For
PATRICK J. MARS Mgmt For For
JOHN BEGEMAN Mgmt For For
ALEXANDER DAVIDSON Mgmt For For
RICHARD GRAFF Mgmt For For
NIGEL LEES Mgmt For For
CARL RENZONI Mgmt For For
DINO TITARO Mgmt For For
02 APPOINT THE AUDITORS - DELOITTE LLP SEE Mgmt For For
PAGE 7 OF OUR MANAGEMENT INFORMATION
CIRCULAR.
03 RESOLUTION TO APPROVE THE NEW GENERAL Mgmt For For
BY-LAW NO. 1 SEE PAGE 8 OF OUR MANAGEMENT
INFORMATION CIRCULAR.
04 ON AN ADVISORY BASIS, AND NOT TO DIMINISH Mgmt For For
THE ROLE AND RESPONSIBILITIES OF OUR BOARD,
YOU ACCEPT THE APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN OUR 2014
MANAGEMENT INFORMATION CIRCULAR. SEE PAGE 8
OF OUR MANAGEMENT INFORMATION CIRCULAR.
Curian/PIMCO Credit Income Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian/PineBridge Merger Arbitrage Fund
--------------------------------------------------------------------------------------------------------------------------
ANAREN, INC. Agenda Number: 933911770
--------------------------------------------------------------------------------------------------------------------------
Security: 032744104
Meeting Type: Special
Meeting Date: 06-Feb-2014
Ticker: ANEN
ISIN: US0327441046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt Abstain Against
DATED AS OF NOVEMBER 4, 2013, AS AMENDED
AND AS MAY BE FURTHER AMENDED FROM TIME TO
TIME, BY AND AMONG ANAREN, INC., ANVC
HOLDING CORP. AND ANVC MERGER CORP.
2. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE SPECIFIED COMPENSATION ARRANGEMENTS
DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT THAT MAY BE PAYABLE TO ANAREN'S
NAMED EXECUTIVE OFFICERS IN CONNECTION WITH
THE CONSUMMATION OF THE MERGER.
3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES
TO ADOPT THE AGREEMENT AND PLAN OF MERGER
AT THE SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
ASIAINFO-LINKAGE, INC. Agenda Number: 933901274
--------------------------------------------------------------------------------------------------------------------------
Security: 04518A104
Meeting Type: Special
Meeting Date: 19-Dec-2013
Ticker: ASIA
ISIN: US04518A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF MAY 12, 2013 (AS IT MAY BE
AMENDED FROM TIME TO TIME, THE "MERGER
AGREEMENT"), AMONG THE COMPANY, SKIPPER
LIMITED ("PARENT") AND SKIPPER ACQUISITION
CORPORATION ("MERGER SUB"), PROVIDING FOR
THE MERGER OF MERGER SUB WITH AND INTO THE
COMPANY ...(DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL)
2. TO APPROVE, ON AN ADVISORY, NON-BINDING Mgmt Abstain Against
BASIS, THE AGREEMENTS OR UNDERSTANDINGS
WITH AND ITEMS OF COMPENSATION PAYABLE TO,
OR WHICH MAY BECOME PAYABLE TO, THE NAMED
EXECUTIVE OFFICERS OF THE COMPANY THAT ARE
BASED ON OR OTHERWISE RELATE TO THE MERGER.
3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
ATMI, INC. Agenda Number: 933939247
--------------------------------------------------------------------------------------------------------------------------
Security: 00207R101
Meeting Type: Special
Meeting Date: 15-Apr-2014
Ticker: ATMI
ISIN: US00207R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt Abstain Against
DATED AS OF FEBRUARY 4, 2014 (AS IT MAY BE
AMENDED FROM TIME TO TIME), BY AND AMONG
ATMI, INC., ENTEGRIS, INC. AND ATOMIC
MERGER CORPORATION.
2 TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE INSUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
3 TO APPROVE A NON-BINDING ADVISORY PROPOSAL Mgmt For For
TO APPROVE THE GOLDEN PARACHUTE
COMPENSATION PAYABLE TO ATMI'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER.
--------------------------------------------------------------------------------------------------------------------------
BEAM INC. Agenda Number: 933926050
--------------------------------------------------------------------------------------------------------------------------
Security: 073730103
Meeting Type: Special
Meeting Date: 25-Mar-2014
Ticker: BEAM
ISIN: US0737301038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE PROPOSAL TO ADOPT THE AGREEMENT AND Mgmt Abstain Against
PLAN OF MERGER, DATED AS OF JANUARY 12,
2014 AND AS AMENDED FROM TIME TO TIME (THE
"MERGER AGREEMENT"), BY AND AMONG SUNTORY
HOLDINGS LIMITED, A JAPANESE CORPORATION
("SUNTORY HOLDINGS"), SUS MERGER SUB
LIMITED, A DELAWARE CORPORATION AND
WHOLLY-OWNED SUBSIDIARY OF SUNTORY
HOLDINGS, AND BEAM INC., A DELAWARE
CORPORATION ("BEAM")
2 THE PROPOSAL TO APPROVE, BY A NON-BINDING Mgmt For For
ADVISORY VOTE, THE COMPENSATION THAT MAY BE
PAID OR BECOME PAYABLE TO BEAM'S NAMED
EXECUTIVE OFFICERS THAT IS BASED ON OR
OTHERWISE RELATES TO THE MERGER
CONTEMPLATED BY THE MERGER AGREEMENT
3 THE PROPOSAL TO ADJOURN THE SPECIAL MEETING Mgmt For For
TO A LATER DATE OR TIME IF NECESSARY OR
APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL
TO ADOPT THE MERGER AGREEMENT IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT
--------------------------------------------------------------------------------------------------------------------------
BMC SOFTWARE, INC. Agenda Number: 933853497
--------------------------------------------------------------------------------------------------------------------------
Security: 055921100
Meeting Type: Special
Meeting Date: 24-Jul-2013
Ticker: BMC
ISIN: US0559211000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PROPOSAL TO CONSIDER AND VOTE ON A PROPOSAL Mgmt For For
TO ADOPT THE AGREEMENT AND PLAN OF MERGER
(AS IT MAY BE AMENDED FROM TIME TO TIME,
THE "MERGER AGREEMENT"), DATED AS OF MAY 6,
2013, BY AND AMONG BOXER PARENT COMPANY
INC., BOXER MERGER SUB INC. AND BMC
SOFTWARE, INC.
2 PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, SPECIFIED COMPENSATION
THAT MAY BECOME PAYABLE TO THE NAMED
EXECUTIVE OFFICERS OF BMC SOFTWARE, INC. IN
CONNECTION WITH THE MERGER.
3 PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE
PROPOSAL TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
BUCKEYE TECHNOLOGIES INC. Agenda Number: 933857697
--------------------------------------------------------------------------------------------------------------------------
Security: 118255108
Meeting Type: Special
Meeting Date: 15-Aug-2013
Ticker: BKI
ISIN: US1182551085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE MERGER AGREEMENT. Mgmt Abstain Against
2. TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY AND APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE PROPOSAL TO
ADOPT THE MERGER AGREEMENT.
3. TO APPROVE A NON-BINDING ADVISORY PROPOSAL Mgmt For For
TO APPROVE THE MERGER-RELATED COMPENSATION
PAYABLE TO OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
COASTAL ENERGY COMPANY Agenda Number: 933907810
--------------------------------------------------------------------------------------------------------------------------
Security: G22404118
Meeting Type: Special
Meeting Date: 06-Jan-2014
Ticker: CENJF
ISIN: KYG224041189
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO CONSIDER AND, IF THOUGHT FIT, APPROVE Mgmt Against Against
(WITH OR WITHOUT MODIFICATION) A SPECIAL
RESOLUTION, THE FULL TEXT OF WHICH IS SET
FORTH IN APPENDIX "A" TO THE MANAGEMENT
INFORMATION CIRCULAR DATED DECEMBER 3,
2013, AUTHORIZING THE MERGER OF COASTAL
ENERGY COMPANY WITH CONDOR (CAYMAN)
LIMITED, A WHOLLY OWNED-SUBSIDIARY OF
CONDOR ACQUISITION (CAYMAN) LIMITED,
PURSUANT TO A PLAN OF MERGER UNDER SECTION
233 OF THE COMPANIES LAW (2013 REVISION) OF
THE CAYMAN ISLANDS.
--------------------------------------------------------------------------------------------------------------------------
COLONIAL PROPERTIES TRUST Agenda Number: 933872738
--------------------------------------------------------------------------------------------------------------------------
Security: 195872106
Meeting Type: Special
Meeting Date: 27-Sep-2013
Ticker: CLP
ISIN: US1958721060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE & ADOPT THE AGREEMENT & PLAN OF Mgmt For For
MERGER, DATED AS OF JUNE 3, 2013, AS IT MAY
BE AMENDED OR MODIFIED FROM TIME-TO-TIME
(THE "MERGER AGREEMENT"), BY & AMONG
MID-AMERICA APARTMENT COMMUNITIES, INC.,
COLONIAL PROPERTIES TRUST, MID-AMERICA
APARTMENTS, L.P., MARTHA MERGER SUB, LP &
COLONIAL REALTY LIMITED PARTNERSHIP, PARENT
MERGER PURSUANT TO PLAN OF MERGER.
2. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION PAYABLE TO CERTAIN
EXECUTIVE OFFICERS OF COLONIAL IN
CONNECTION WITH THE PARENT MERGER.
3. TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING ADJOURNMENTS TO
PERMIT FURTHER SOLICITATION OF PROXIES IN
FAVOR OF PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
COOPER TIRE & RUBBER COMPANY Agenda Number: 933875811
--------------------------------------------------------------------------------------------------------------------------
Security: 216831107
Meeting Type: Special
Meeting Date: 30-Sep-2013
Ticker: CTB
ISIN: US2168311072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF JUNE 12, 2013, BY AND AMONG
COOPER TIRE & RUBBER COMPANY, APOLLO
(MAURITIUS) HOLDINGS PVT. LTD., APOLLO
TYRES B.V., A WHOLLY OWNED SUBSIDIARY OF
APOLLO (MAURITIUS) HOLDINGS PVT. LTD., AND
APOLLO ACQUISITION CORP., A WHOLLY OWNED
SUBSIDIARY OF APOLLO TYRES B.V.
2. APPROVE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
THE COMPENSATION TO BE PAID TO COOPER TIRE
& RUBBER COMPANY'S NAMED EXECUTIVE OFFICERS
THAT IS BASED ON OR OTHERWISE RELATES TO
THE MERGER.
3. APPROVE ADJOURNMENTS OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
DELL INC. Agenda Number: 933868373
--------------------------------------------------------------------------------------------------------------------------
Security: 24702R101
Meeting Type: Special
Meeting Date: 12-Sep-2013
Ticker: DELL
ISIN: US24702R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF FEBRUARY 5, 2013, AS
AMENDED ON AUGUST 2, 2013, BY AND AMONG
DENALI HOLDING INC., DENALI INTERMEDIATE
INC., DENALI ACQUIROR INC. AND DELL INC.,
AS IT MAY BE FURTHER AMENDED FROM TIME TO
TIME.
2. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, THE COMPENSATION THAT
MAY BECOME PAYABLE TO THE NAMED EXECUTIVE
OFFICERS OF DELL INC. IN CONNECTION WITH
THE MERGER, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
3. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE
PROPOSAL TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
DELL INC. Agenda Number: 933881004
--------------------------------------------------------------------------------------------------------------------------
Security: 24702R101
Meeting Type: Annual
Meeting Date: 17-Oct-2013
Ticker: DELL
ISIN: US24702R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DONALD J. CARTY Mgmt For For
1B ELECTION OF DIRECTOR: JANET F. CLARK Mgmt For For
1C ELECTION OF DIRECTOR: LAURA CONIGLIARO Mgmt For For
1D ELECTION OF DIRECTOR: MICHAEL S. DELL Mgmt For For
1E ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1F ELECTION OF DIRECTOR: GERARD J. KLEISTERLEE Mgmt For For
1G ELECTION OF DIRECTOR: KLAUS S. LUFT Mgmt For For
1H ELECTION OF DIRECTOR: ALEX J. MANDL Mgmt For For
1I ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For
1J ELECTION OF DIRECTOR: H. ROSS PEROT, JR. Mgmt For For
2 RATIFICATION OF SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS DELL INC.'S
INDEPENDENT AUDITOR FOR FISCAL 2014
3 APPROVAL, ON AN ADVISORY BASIS, OF DELL Mgmt For For
INC.'S COMPENSATION OF ITS NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT
4 REQUESTING THAT THE BOARD OF DIRECTORS Shr Abstain Against
UNDERTAKE SUCH STEPS AS MAY BE NECESSARY TO
PERMIT DELL INC.'S STOCKHOLDERS TO ACT BY
WRITTEN CONSENT INSTEAD OF AT A MEETING OF
STOCKHOLDERS
--------------------------------------------------------------------------------------------------------------------------
EPL OIL & GAS, INC. Agenda Number: 934000489
--------------------------------------------------------------------------------------------------------------------------
Security: 26883D108
Meeting Type: Special
Meeting Date: 30-May-2014
Ticker: EPL
ISIN: US26883D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF MARCH 12, 2014, AMONG EPL OIL &
GAS, INC., ENERGY XXI (BERMUDA) LIMITED,
ENERGY XXI GULF COAST, INC. AND CLYDE
MERGER SUB, INC.
2. APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO EPL OIL & GAS, INC.'S
NAMED EXECUTIVE OFFICERS THAT IS BASED ON
OR OTHERWISE RELATES TO THE PROPOSED
TRANSACTIONS.
3. APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES.
--------------------------------------------------------------------------------------------------------------------------
FIRST FINANCIAL HOLDINGS, INC. Agenda Number: 933853120
--------------------------------------------------------------------------------------------------------------------------
Security: 320239106
Meeting Type: Special
Meeting Date: 24-Jul-2013
Ticker: FFCH
ISIN: US3202391062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE PROPOSAL TO APPROVE THE AGREEMENT AND Mgmt For For
PLAN OF MERGER, DATED AS OF FEBRUARY 19,
2013, BY AND BETWEEN SCBT FINANCIAL
CORPORATION AND FIRST FINANCIAL HOLDINGS,
INC.
2. THE PROPOSAL TO ADJOURN THE SPECIAL MEETING Mgmt For For
TO PERMIT FURTHER SOLICITATION OF PROXIES
IF THERE ARE NOT SUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO APPROVE THE
MERGER AGREEMENT.
3. THE PROPOSAL TO APPROVE AN ADVISORY Mgmt For For
NON-BINDING RESOLUTION APPROVING THE
COMPENSATION THAT CERTAIN EXECUTIVE
OFFICERS OF FIRST FINANCIAL HOLDINGS, INC.
MAY RECEIVE IN CONNECTION WITH THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
FISHER COMMUNICATIONS, INC. Agenda Number: 933854475
--------------------------------------------------------------------------------------------------------------------------
Security: 337756209
Meeting Type: Special
Meeting Date: 06-Aug-2013
Ticker: FSCI
ISIN: US3377562091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt Abstain Against
MERGER, DATED AS OF APRIL 11, 2013, AS IT
MAY BE AMENDED FROM TIME TO TIME, BY AND
AMONG FISHER COMMUNICATIONS, INC., SINCLAIR
BROADCAST GROUP, INC. AND SINCLAIR
TELEVISION OF SEATTLE, INC.
2. TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR ADVISABLE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE AGREEMENT
AND PLAN OF MERGER.
3. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION DISCLOSED IN THE
PROXY STATEMENT THAT MAY BE PAYABLE TO
FISHER COMMUNICATIONS, INC.'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
CONSUMMATION OF THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
FLOW INTERNATIONAL CORPORATION Agenda Number: 933900703
--------------------------------------------------------------------------------------------------------------------------
Security: 343468104
Meeting Type: Special
Meeting Date: 20-Dec-2013
Ticker: FLOW
ISIN: US3434681041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt Abstain Against
MERGER, DATED AS OF SEPTEMBER 25, 2013, AS
IT MAY BE AMENDED FROM TIME TO TIME, BY AND
AMONG FLOW INTERNATIONAL CORPORATION,
WATERJET HOLDINGS, INC. (FORMERLY KNOWN AS
AIP WATERJET HOLDINGS, INC.), AND AIP/FIC
MERGER SUB, INC. (THE "MERGER AGREEMENT").
2. TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR ADVISABLE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE SPECIAL MEETING
TO APPROVE THE MERGER AGREEMENT.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, CERTAIN COMPENSATION THAT WILL OR
MAY BECOME PAYABLE BY FLOW INTERNATIONAL
CORPORATION TO ITS NAMED EXECUTIVE OFFICERS
IN CONNECTION WITH THE COMPLETION OF THE
MERGER UNDER EXISTING ARRANGEMENTS BETWEEN
FLOW INTERNATIONAL CORPORATION AND SUCH
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FOREST LABORATORIES, INC. Agenda Number: 934021471
--------------------------------------------------------------------------------------------------------------------------
Security: 345838106
Meeting Type: Special
Meeting Date: 17-Jun-2014
Ticker: FRX
ISIN: US3458381064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF FEBRUARY 17, 2014, BY AND AMONG
ACTAVIS PLC, TANGO US HOLDINGS INC., TANGO
MERGER SUB 1 LLC, TANGO MERGER SUB 2 LLC
AND FOREST LABORATORIES, INC. APPROVAL OF
THIS PROPOSAL IS REQUIRED TO COMPLETE THE
MERGER.
2. TO APPROVE, ON A NON-BINDING BASIS, THE Mgmt Against Against
COMPENSATION TO BE PAID TO FOREST
LABORATORIES, INC.'S NAMED EXECUTIVE
OFFICERS THAT IS BASED ON OR OTHERWISE
RELATES TO THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
GARDNER DENVER, INC. Agenda Number: 933850112
--------------------------------------------------------------------------------------------------------------------------
Security: 365558105
Meeting Type: Special
Meeting Date: 16-Jul-2013
Ticker: GDI
ISIN: US3655581052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ADOPTION OF THE AGREEMENT Mgmt Abstain Against
AND PLAN OF MERGER, DATED MARCH 7, 2013, BY
AND AMONG GARDNER DENVER, INC., RENAISSANCE
PARENT CORP., AND RENAISSANCE ACQUISITION
CORP., AS IT MAY BE AMENDED FROM TIME TO
TIME.
2. TO APPROVE THE ADOPTION OF ANY PROPOSAL TO Mgmt For For
ADJOURN THE SPECIAL MEETING TO A LATER DATE
OR DATES IF NECESSARY OR APPROPRIATE TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES TO ADOPT THE MERGER
AGREEMENT AT THE TIME OF THE SPECIAL
MEETING.
3. TO APPROVE, BY NONBINDING, ADVISORY VOTE, Mgmt Abstain Against
COMPENSATION THAT WILL OR MAY BECOME
PAYABLE BY GARDNER DENVER TO ITS NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER.
--------------------------------------------------------------------------------------------------------------------------
GIVEN IMAGING LTD. Agenda Number: 933913065
--------------------------------------------------------------------------------------------------------------------------
Security: M52020100
Meeting Type: Special
Meeting Date: 23-Jan-2014
Ticker: GIVN
ISIN: IL0010865371
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE MERGER PROPOSAL, INCLUDING Mgmt For For
THE APPROVAL OF: (I) THE MERGER AGREEMENT;
(II) THE MERGER, PURSUANT TO SECTION
314-327 OF THE ICL, OF THE COMPANY WITH
MERGER SUB, AN ISRAELI COMPANY AND A
WHOLLY-OWNED SUBSIDIARY OF PARENT, BOTH OF
WHICH ARE WHOLLY-OWNED SUBSIDIARIES OF
COVIDIEN PLC; (III) THE PAYMENT ... (DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
GLOBECOMM SYSTEMS INC. Agenda Number: 933890116
--------------------------------------------------------------------------------------------------------------------------
Security: 37956X103
Meeting Type: Special
Meeting Date: 22-Nov-2013
Ticker: GCOM
ISIN: US37956X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt Abstain Against
DATED AS OF AUGUST 25, 2013, AS IT MAY BE
AMENDED FROM TIME TO TIME, AMONG GLOBECOMM
SYSTEMS INC., WASSERSTEIN COSMOS CO-INVEST,
L.P. AND COSMOS ACQUISITION CORP.
2. TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN
THE EVENT THERE ARE NOT SUFFICIENT VOTES IN
FAVOR OF THE ADOPTION OF THE MERGER
AGREEMENT AT THE TIME OF THE SPECIAL
MEETING.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, CERTAIN COMPENSATION THAT MAY OR
WILL BE PAID BY GLOBECOMM SYSTEMS INC. TO
ITS NAMED EXECUTIVE OFFICERS THAT IS BASED
ON OR OTHERWISE RELATES TO THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
HARRIS TEETER SUPERMARKETS, INC. Agenda Number: 933872081
--------------------------------------------------------------------------------------------------------------------------
Security: 414585109
Meeting Type: Special
Meeting Date: 03-Oct-2013
Ticker: HTSI
ISIN: US4145851097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE AGREEMENT AND PLAN OF Mgmt Abstain Against
MERGER, DATED AS OF JULY 8, 2013, AMONG
HARRIS TEETER SUPERMARKETS, INC., THE
KROGER CO. AND HORNET ACQUISITION, INC.
2 APPROVAL, ON A NON-BINDING, ADVISORY BASIS, Mgmt Abstain Against
OF COMPENSATION THAT WILL OR MAY BE PAID BY
HARRIS TEETER SUPERMARKETS, INC. TO ITS
NAMED EXECUTIVE OFFICERS THAT IS BASED ON
OR OTHERWISE RELATES TO THE MERGER.
3 APPROVAL OF AN ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING OF SHAREHOLDERS OF HARRIS TEETER
SUPERMARKETS, INC., IF NECESSARY OR
APPROPRIATE, FOR THE PURPOSE OF SOLICITING
ADDITIONAL VOTES FOR THE APPROVAL OF THE
MERGER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
HEALTH MANAGEMENT ASSOCIATES, INC. Agenda Number: 933904915
--------------------------------------------------------------------------------------------------------------------------
Security: 421933102
Meeting Type: Special
Meeting Date: 08-Jan-2014
Ticker: HMA
ISIN: US4219331026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt Abstain Against
MERGER, DATED AS OF JULY 29, 2013, AS IT
MAY BE AMENDED FROM TIME TO TIME, BY AND
AMONG HEALTH MANAGEMENT ASSOCIATES, INC.,
COMMUNITY HEALTH SYSTEMS, INC. AND FWCT-2
ACQUISITION CORPORATION.
2. PROPOSAL TO APPROVE, ON A NON-BINDING, Mgmt For For
ADVISORY BASIS, COMPENSATION THAT MAY BE
PAID OR BECOME PAYABLE TO HEALTH MANAGEMENT
ASSOCIATES, INC.'S NAMED EXECUTIVE OFFICERS
THAT IS BASED ON OR OTHERWISE RELATES TO
THE MERGER.
3. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
HMA SPECIAL MEETING, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO ADOPT THE MERGER
AGREEMENT AT THE TIME OF THE HMA SPECIAL
MEETING.
--------------------------------------------------------------------------------------------------------------------------
HUDSON CITY BANCORP, INC. Agenda Number: 933894506
--------------------------------------------------------------------------------------------------------------------------
Security: 443683107
Meeting Type: Annual
Meeting Date: 18-Dec-2013
Ticker: HCBK
ISIN: US4436831071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CORNELIUS E. GOLDING Mgmt For For
1B. ELECTION OF DIRECTOR: DONALD O. QUEST, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: JOSEPH G. SPONHOLZ Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS HUDSON CITY BANCORP'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. THE APPROVAL OF A NON-BINDING ADVISORY Mgmt Against Against
PROPOSAL ON NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
LIFE TECHNOLOGIES CORPORATION Agenda Number: 933860973
--------------------------------------------------------------------------------------------------------------------------
Security: 53217V109
Meeting Type: Special
Meeting Date: 21-Aug-2013
Ticker: LIFE
ISIN: US53217V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO CONSIDER AND VOTE ON A PROPOSAL TO ADOPT Mgmt Abstain Against
THE AGREEMENT AND PLAN OF MERGER, DATED AS
OF APRIL 14, 2013 (THE "MERGER AGREEMENT"),
BY AND AMONG LIFE TECHNOLOGIES CORPORATION
(THE "COMPANY"), THERMO FISHER SCIENTIFIC
INC., AND POLPIS MERGER SUB CO.
02 TO CONSIDER AND VOTE ON A NON-BINDING, Mgmt Abstain Against
ADVISORY PROPOSAL TO APPROVE THE
COMPENSATION THAT MAY BE PAID OR BECOME
PAYABLE TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH, OR FOLLOWING,
THE CONSUMMATION OF THE MERGER.
03 TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
LSI CORPORATION Agenda Number: 933939158
--------------------------------------------------------------------------------------------------------------------------
Security: 502161102
Meeting Type: Special
Meeting Date: 09-Apr-2014
Ticker: LSI
ISIN: US5021611026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt Abstain Against
DATED AS OF DECEMBER 15, 2013, AS IT MAY BE
AMENDED FROM TIME TO TIME, BY AND AMONG LSI
CORPORATION, AVAGO TECHNOLOGIES LIMITED,
AVAGO TECHNOLOGIES WIRELESS (U.S.A.)
MANUFACTURING INC. AND LEOPOLD MERGER SUB,
INC.
2. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE PROPOSAL TO
ADOPT THE AGREEMENT AND PLAN OF MERGER.
3. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, SPECIFIED COMPENSATION THAT MAY
BECOME PAYABLE TO THE NAMED EXECUTIVE
OFFICERS OF LSI CORPORATION IN CONNECTION
WITH THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
MAC-GRAY CORPORATION Agenda Number: 933906666
--------------------------------------------------------------------------------------------------------------------------
Security: 554153106
Meeting Type: Special
Meeting Date: 08-Jan-2014
Ticker: TUC
ISIN: US5541531068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Mgmt Abstain Against
OF MERGER, DATED AS OF OCTOBER 14, 2013, BY
AND AMONG CSC SERVICEWORKS HOLDINGS, INC.,
A DELAWARE CORPORATION ("HOLDINGS"), CSC
SERVICEWORKS, INC., A DELAWARE CORPORATION
AND WHOLLY-OWNED SUBSIDIARY OF HOLDINGS
("CSC"), SPIN HOLDCO INC., A DELAWARE
CORPORATION AND ... (DUE TO SPACE LIMITS,
SEE PROXY STATEMENT FOR FULL PROPOSAL)
2. A PROPOSAL TO APPROVE THE "GOLDEN Mgmt Abstain Against
PARACHUTE" COMPENSATION PAYABLE OR THAT
COULD BECOME PAYABLE TO THE NAMED EXECUTIVE
OFFICERS OF MAC-GRAY IN CONNECTION WITH THE
MERGER PURSUANT TO THE TERMS OF THE MERGER
AGREEMENT AND PRE-EXISTING SEVERANCE
ARRANGEMENTS
3. A PROPOSAL TO APPROVE ONE OR MORE Mgmt For For
ADJOURNMENTS OR POSTPONEMENTS OF THE
SPECIAL MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IF MAC-GRAY HAS NOT
OBTAINED SUFFICIENT AFFIRMATIVE STOCKHOLDER
VOTES TO ADOPT THE MERGER AGREEMENT
--------------------------------------------------------------------------------------------------------------------------
MAKO SURGICAL CORP Agenda Number: 933899241
--------------------------------------------------------------------------------------------------------------------------
Security: 560879108
Meeting Type: Special
Meeting Date: 13-Dec-2013
Ticker: MAKO
ISIN: US5608791084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER (AS IT MAY BE AMENDED FROM TIME TO
TIME, THE "MERGER AGREEMENT"), DATED AS OF
SEPTEMBER 25, 2013, BY AND AMONG STRYKER
CORPORATION, A MICHIGAN CORPORATION
("STRYKER"), LAUDERDALE MERGER CORPORATION,
A DELAWARE CORPORATION AND A WHOLLY OWNED
SUBSIDIARY OF STRYKER, AND MAKO SURGICAL
CORP. (THE "COMPANY").
2. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, SPECIFIED COMPENSATION
THAT MAY BECOME PAYABLE TO THE COMPANY'S
PRINCIPAL EXECUTIVE OFFICER, PRINCIPAL
FINANCIAL OFFICER AND THREE MOST HIGHLY
COMPENSATED EXECUTIVE OFFICERS OTHER THAN
THE PRINCIPAL EXECUTIVE OFFICER AND
PRINCIPAL FINANCIAL OFFICER IN CONNECTION
WITH THE MERGER.
3. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE
PROPOSAL TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
NORDION INC. Agenda Number: 934008156
--------------------------------------------------------------------------------------------------------------------------
Security: 65563C105
Meeting Type: Annual and Special
Meeting Date: 06-Jun-2014
Ticker: NDZ
ISIN: CA65563C1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE SPECIAL RESOLUTION (THE "ARRANGEMENT Mgmt For For
RESOLUTION"), THE FULL TEXT OF WHICH IS SET
FORTH IN APPENDIX "B" TO THE CIRCULAR,
APPROVING AN ARRANGEMENT PURSUANT TO
SECTION 192 OF THE CANADA BUSINESS
CORPORATIONS ACT TO EFFECT, AMONG OTHER
THINGS, THE EFFECTIVE ACQUISITION BY THE
PURCHASER OF ALL THE OUTSTANDING COMMON
SHARES OF NORDION INC., ALL AS MORE
PARTICULARLY DESCRIBED IN THE CIRCULAR.
02 DIRECTOR
W. D. ANDERSON Mgmt For For
J. BROWN Mgmt For For
W. G. DEMPSEY Mgmt For For
S. MURPHY Mgmt For For
K. NEWPORT Mgmt For For
A. OLUKOTUN Mgmt For For
S. M. WEST Mgmt For For
J. WOODRUFF Mgmt For For
03 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS, AND AUTHORIZING THE DIRECTORS TO
FIX THEIR REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
NV ENERGY, INC. Agenda Number: 933870936
--------------------------------------------------------------------------------------------------------------------------
Security: 67073Y106
Meeting Type: Special
Meeting Date: 25-Sep-2013
Ticker: NVE
ISIN: US67073Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF MAY 29, 2013, BY AND AMONG
MIDAMERICAN ENERGY HOLDINGS COMPANY, AN
IOWA CORPORATION, SILVER MERGER SUB, INC.,
A NEVADA CORPORATION AND WHOLLY OWNED
SUBSIDIARY OF MIDAMERICAN AND NV ENERGY,
INC., A NEVADA CORPORATION, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
2. THE PROPOSAL TO APPROVE, BY A NON-BINDING Mgmt Against Against
ADVISORY VOTE, THE COMPENSATION THAT MAY BE
PAID OR BECOME PAYABLE TO NVE'S NAMED
EXECUTIVE OFFICERS THAT IS BASED ON OR
OTHERWISE RELATES TO THE MERGER.
3. THE PROPOSAL TO ADJOURN THE SPECIAL MEETING Mgmt For For
TO A LATER DATE OR TIME IF NECESSARY OR
APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE APPROVAL
OF THE AGREEMENT AND PLAN OF MERGER IF
THERE ARE NOT SUFFICIENT VOTES FOR APPROVAL
OF THE AGREEMENT AND PLAN OF MERGER AT THE
SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
OFFICEMAX INCORPORATED Agenda Number: 933848232
--------------------------------------------------------------------------------------------------------------------------
Security: 67622P101
Meeting Type: Special
Meeting Date: 10-Jul-2013
Ticker: OMX
ISIN: US67622P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPT AGREEMENT & PLAN OF MERGER, DATED AS Mgmt For For
OF FEBRUARY 20, 2013, BY AND AMONG OFFICE
DEPOT, INC., DOGWOOD MERGER SUB INC.,
DOGWOOD MERGER SUB LLC, MAPLEBY HOLDINGS
MERGER CORPORATION, MAPLEBY MERGER
CORPORATION AND OFFICEMAX INCORPORATED, AS
IT MAY BE AMENDED FROM TIME TO TIME, AND TO
APPROVE THE FIRST MERGER AND THE SECOND
MERGER CONTEMPLATED BY THE MERGER
AGREEMENT.
2. PROPOSAL TO APPROVE ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS THE COMPENSATION THAT
MAY BE PAID OR BECOME PAYABLE TO OFFICEMAX
INCORPORATED'S NAMED EXECUTIVE OFFICERS
THAT IS BASED ON OR OTHERWISE RELATED TO
THE TRANSACTIONS CONTEMPLATED BY THE MERGER
AGREEMENT.
3. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT
PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
PACTERA TECHNOLOGY INT'L LTD. Agenda Number: 933904648
--------------------------------------------------------------------------------------------------------------------------
Security: 695255109
Meeting Type: Annual
Meeting Date: 23-Dec-2013
Ticker: PACT
ISIN: US6952551090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RE-ELECT THE RETIRING DIRECTOR, RUBY Mgmt For
RONG LU, AS A DIRECTOR OF THE COMPANY AND
TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX
THE DIRECTOR'S REMUNERATION
2. TO RE-ELECT THE RETIRING DIRECTOR, Mgmt For
VENKATACHALAM KRISHNAKUMAR, AS A DIRECTOR
OF THE COMPANY AND TO AUTHORIZE THE BOARD
OF DIRECTORS TO FIX THE DIRECTOR'S
REMUNERATION
3. TO APPROVE THE APPOINTMENT OF THE Mgmt For
INDEPENDENT AUDITOR, DELOITTE TOUCHE
TOHMATSU LLP, FOR THE FISCAL YEAR 2013 AND
TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX
THEIR REMUNERATION
4. TO RATIFY THE ADOPTION OF THE AUDITED Mgmt For
FINANCIAL STATEMENTS OF FISCAL YEAR 2012
AND REPORT OF THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM, AND THEIR INCLUSION
IN THE COMPANY'S 2012 ANNUAL REPORT
5. TO AUTHORIZE THE BOARD OF DIRECTORS TO TAKE Mgmt For
ANY AND EVERY ACTION THAT MIGHT BE
NECESSARY TO EFFECT THE FOREGOING
RESOLUTIONS 1 TO 4 AS THE BOARD OF
DIRECTORS, IN ITS ABSOLUTE DISCRETION,
THINKS FIT
--------------------------------------------------------------------------------------------------------------------------
PACTERA TECHNOLOGY INT'L LTD. Agenda Number: 933921947
--------------------------------------------------------------------------------------------------------------------------
Security: 695255109
Meeting Type: Special
Meeting Date: 06-Mar-2014
Ticker: PACT
ISIN: US6952551090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S1. THAT THE AGREEMENT AND PLAN OF MERGER, Mgmt Abstain
DATED AS OF OCTOBER 17, 2013 (THE "MERGER
AGREEMENT"), AMONG THE COMPANY, BCP
(SINGAPORE) VI CAYMAN ACQUISITION CO. LTD.
("PARENT"), BCP (SINGAPORE) VI CAYMAN
FINANCING CO. LTD. ("MIDCO") AND BCP
(SINGAPORE) VI CAYMAN MERGER CO. LTD.
("MERGER SUB"), THE PLAN ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
S2. THAT THE DIRECTORS AND OFFICERS OF THE Mgmt For
COMPANY BE AND ARE HEREBY AUTHORIZED TO DO
ALL THINGS NECESSARY TO GIVE EFFECT TO THE
MERGER AGREEMENT
O3. THAT THE CHAIRMAN OF THE EXTRAORDINARY Mgmt For
GENERAL MEETING BE INSTRUCTED TO ADJOURN
THE EXTRAORDINARY GENERAL MEETING IN ORDER
TO ALLOW THE COMPANY TO SOLICIT ADDITIONAL
PROXIES IN THE EVENT THAT THERE ARE
INSUFFICIENT PROXIES RECEIVED AT THE TIME
OF THE EXTRAORDINARY GENERAL MEETING TO
PASS THE SPECIAL RESOLUTIONS ... (DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
PATHEON INC. Agenda Number: 933922658
--------------------------------------------------------------------------------------------------------------------------
Security: 70319W108
Meeting Type: Special
Meeting Date: 06-Mar-2014
Ticker: PNHNF
ISIN: CA70319W1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE SPECIAL RESOLUTION, THE FULL TEXT OF Mgmt Abstain Against
WHICH IS SET FORTH IN ANNEX G TO THE PROXY
STATEMENT AND MANAGEMENT INFORMATION
CIRCULAR (THE "CIRCULAR") OF PATHEON INC.
(THE "CORPORATION") DATED FEBRUARY 4, 2014
ACCOMPANYING THE NOTICE OF THIS MEETING, TO
APPROVE A PLAN OF ARRANGEMENT UNDER SECTION
192 OF THE CANADA BUSINESS CORPORATIONS ACT
INVOLVING THE CORPORATION PURSUANT TO THE
ARRANGEMENT AGREEMENT BETWEEN THE
CORPORATION AND JLL/DELTA PATHEON HOLDINGS,
L.P. DATED NOVEMBER 18, 2013 (THE
"ARRANGEMENT AGREEMENT"), ALL AS MORE
PARTICULARLY DESCRIBED IN THE CIRCULAR.
02 RESOLUTION TO APPROVE, ON AN ADVISORY AND Mgmt For For
NON-BINDING BASIS, AND NOT TO DIMINISH THE
ROLE AND RESPONSIBILITIES OF THE BOARD OF
DIRECTORS OF THE CORPORATION, SPECIFIED
COMPENSATION THAT MAY BECOME PAYABLE TO THE
NAMED EXECUTIVE OFFICERS OF THE CORPORATION
IN CONNECTION WITH THE PLAN OF ARRANGEMENT
UNDER SECTION 192 OF THE CANADA BUSINESS
CORPORATIONS ACT INVOLVING THE CORPORATION
PURSUANT TO THE ARRANGEMENT AGREEMENT, ALL
AS MORE PARTICULARLY DESCRIBED IN THE
CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY Agenda Number: 933975990
--------------------------------------------------------------------------------------------------------------------------
Security: 723787107
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: PXD
ISIN: US7237871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: TIMOTHY L. DOVE Mgmt For For
1.2 ELECTION OF DIRECTOR: STACY P. METHVIN Mgmt For For
1.3 ELECTION OF DIRECTOR: CHARLES E. RAMSEY, Mgmt For For
JR.
1.4 ELECTION OF DIRECTOR: FRANK A. RISCH Mgmt For For
1.5 ELECTION OF DIRECTOR: EDISON C. BUCHANAN Mgmt For For
1.6 ELECTION OF DIRECTOR: LARRY R. GRILLOT Mgmt For For
1.7 ELECTION OF DIRECTOR: J. KENNETH THOMPSON Mgmt For For
1.8 ELECTION OF DIRECTOR: JIM A. WATSON Mgmt For For
2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3 ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER Mgmt For For
COMPENSATION
4 REAPPROVAL OF THE SECTION 162(M) MATERIAL Mgmt For For
TERMS UNDER THE 2006 LONG-TERM INCENTIVE
PLAN
--------------------------------------------------------------------------------------------------------------------------
SAKS INCORPORATED Agenda Number: 933885280
--------------------------------------------------------------------------------------------------------------------------
Security: 79377W108
Meeting Type: Special
Meeting Date: 30-Oct-2013
Ticker: SKS
ISIN: US79377W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE AGREEMENT AND PLAN Mgmt Abstain Against
OF MERGER (AS IT MAY BE AMENDED FROM TIME
TO TIME, THE "MERGER AGREEMENT"), DATED AS
OF JULY 28, 2013, BY AND AMONG HUDSON'S BAY
COMPANY, HARRY ACQUISITION INC. AND SAKS
INCORPORATED.
2. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, SPECIFIED COMPENSATION
THAT MAY BECOME PAYABLE TO THE COMPANY'S
PRINCIPAL EXECUTIVE OFFICER, PRINCIPAL
FINANCIAL OFFICER AND THREE MOST HIGHLY
COMPENSATED EXECUTIVE OFFICERS OTHER THAN
THE PRINCIPAL EXECUTIVE OFFICER AND
PRINCIPAL FINANCIAL OFFICER IN CONNECTION
WITH THE MERGER.
3. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE
PROPOSAL TO APPROVE THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
SHFL ENTERTAINMENT INC. Agenda Number: 933888628
--------------------------------------------------------------------------------------------------------------------------
Security: 78423R105
Meeting Type: Special
Meeting Date: 19-Nov-2013
Ticker: SHFL
ISIN: US78423R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE APPROVAL AND ADOPTION OF THE MERGER Mgmt Abstain Against
AGREEMENT, INCLUDING THE PLAN OF MERGER,
THEREBY APPROVING THE TRANSACTIONS
CONTEMPLATED THEREBY, INCLUDING THE MERGER.
2. THE PROPOSAL TO APPROVE, BY A NON-BINDING Mgmt For For
ADVISORY VOTE, THE SPECIFIED COMPENSATION
ARRANGEMENTS DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT THAT MAY BE PAYABLE TO
SHFL'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE CONSUMMATION OF THE
MERGER.
3. THE PROPOSAL TO APPROVE THE ADJOURNMENT OF Mgmt For For
THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE IN THE VIEW OF THE SHFL BOARD
OF DIRECTORS, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE NOT SUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO APPROVE AND
ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
SMITHFIELD FOODS, INC. Agenda Number: 933870049
--------------------------------------------------------------------------------------------------------------------------
Security: 832248108
Meeting Type: Special
Meeting Date: 24-Sep-2013
Ticker: SFD
ISIN: US8322481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF MAY 28, 2013, AMONG
SMITHFIELD FOODS, INC., SHUANGHUI
INTERNATIONAL HOLDINGS LIMITED AND SUN
MERGER SUB, INC., THE RELATED PLAN OF
MERGER AND THE MERGER.
2. PROPOSAL TO APPROVE, ON A NON-BINDING, Mgmt Against Against
ADVISORY BASIS, CERTAIN COMPENSATION THAT
WILL OR MAY BE PAID BY SMITHFIELD FOODS,
INC. TO ITS NAMED EXECUTIVE OFFICERS THAT
IS BASED ON OR OTHERWISE RELATES TO THE
MERGER.
3. PROPOSAL TO APPROVE AN ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING OF SHAREHOLDERS OF
SMITHFIELD FOODS, INC., IF NECESSARY OR
APPROPRIATE, FOR THE PURPOSE OF SOLICITING
ADDITIONAL VOTES FOR THE APPROVAL OF THE
MERGER AGREEMENT, THE RELATED PLAN OF
MERGER AND THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
SOURCEFIRE, INC. Agenda Number: 933877334
--------------------------------------------------------------------------------------------------------------------------
Security: 83616T108
Meeting Type: Special
Meeting Date: 07-Oct-2013
Ticker: FIRE
ISIN: US83616T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF THE AGREEMENT AND PLAN OF Mgmt Abstain Against
MERGER, DATED AS OF JULY 22, 2013 BY AND
AMONG CISCO SYSTEMS, INC., SHASTA
ACQUISITION CORP. AND SOURCEFIRE, INC., AS
SUCH AGREEMENT MAY BE AMENDED FROM TIME TO
TIME.
2. APPROVAL OF THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
3. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt Abstain Against
BASIS, OF THE "GOLDEN PARACHUTE"
COMPENSATION ARRANGEMENTS THAT MAY BE PAID
OR BECOME PAYABLE TO OUR NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER AND
THE AGREEMENTS PURSUANT TO WHICH SUCH
COMPENSATION MAY BE PAID OR BECOME PAYABLE.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INDUSTRIES, INC. Agenda Number: 934041144
--------------------------------------------------------------------------------------------------------------------------
Security: 882491103
Meeting Type: Special
Meeting Date: 30-Jun-2014
Ticker: TXI
ISIN: US8824911031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF THE AGREEMENT AND PLAN OF Mgmt Abstain Against
MERGER, DATED AS OF JANUARY 27, 2014, BY
AND AMONG TXI, MARTIN MARIETTA MATERIALS,
INC. AND PROJECT HOLDINGS, INC.
2. APPROVAL OF THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO APPROVE THE PROPOSAL TO
ADOPT THE AGREEMENT AND PLAN OF MERGER.
3. APPROVAL, ON A NON-BINDING, ADVISORY BASIS, Mgmt Abstain Against
OF THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO THE NAMED EXECUTIVE
OFFICERS OF TXI IN CONNECTION WITH THE
MERGER.
--------------------------------------------------------------------------------------------------------------------------
THE JONES GROUP INC. Agenda Number: 933933118
--------------------------------------------------------------------------------------------------------------------------
Security: 48020T101
Meeting Type: Special
Meeting Date: 07-Apr-2014
Ticker: JNY
ISIN: US48020T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE PROPOSAL TO ADOPT THE AGREEMENT AND Mgmt For For
PLAN OF MERGER DATED AS OF DECEMBER 19,
2013, BY AND AMONG THE JONES GROUP INC.,
JASPER PARENT LLC AND JASPER MERGER SUB,
INC., AS IT MAY BE AMENDED FROM TIME TO
TIME.
2. THE PROPOSAL TO ADJOURN THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE,
INCLUDING TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE INSUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO ESTABLISH A QUORUM
OR ADOPT THE MERGER AGREEMENT.
3. THE PROPOSAL TO APPROVE, ON A NON-BINDING, Mgmt For For
ADVISORY BASIS, THE "GOLDEN PARACHUTE
COMPENSATION" PAYABLE TO THE JONES GROUP
INC.'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER CABLE INC Agenda Number: 934011610
--------------------------------------------------------------------------------------------------------------------------
Security: 88732J207
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: TWC
ISIN: US88732J2078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLE BLACK Mgmt For For
1B. ELECTION OF DIRECTOR: GLENN A. BRITT Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS H. CASTRO Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID C. CHANG Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: PETER R. HAJE Mgmt For For
1G. ELECTION OF DIRECTOR: DONNA A. JAMES Mgmt For For
1H. ELECTION OF DIRECTOR: DON LOGAN Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT D. MARCUS Mgmt For For
1J. ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: WAYNE H. PACE Mgmt For For
1L. ELECTION OF DIRECTOR: EDWARD D. SHIRLEY Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN E. SUNUNU Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Abstain Against
OFFICER COMPENSATION.
4. STOCKHOLDER PROPOSAL ON DISCLOSURE OF Shr For Against
LOBBYING ACTIVITIES.
5. STOCKHOLDER PROPOSAL ON ACCELERATED VESTING Shr For Against
OF EQUITY AWARDS IN A CHANGE IN CONTROL.
--------------------------------------------------------------------------------------------------------------------------
UNS ENERGY CORP Agenda Number: 933926416
--------------------------------------------------------------------------------------------------------------------------
Security: 903119105
Meeting Type: Special
Meeting Date: 26-Mar-2014
Ticker: UNS
ISIN: US9031191052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AND ADOPT THE AGREEMENT AND PLAN Mgmt Abstain Against
OF MERGER, DATED AS OF DECEMBER 11, 2013,
BY AND AMONG FORTISUS INC., COLOR
ACQUISITION SUB INC., A WHOLLY OWNED
SUBSIDIARY OF FORTISUS INC., FORTIS INC.
(SOLELY FOR PURPOSES OF CERTAIN PROVISIONS
THEREOF), AND UNS ENERGY CORPORATION, AS IT
MAY BE AMENDED FROM TIME TO TIME.
2. TO APPROVE, ON AN ADVISORY, NON-BINDING Mgmt For For
BASIS, THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO NAMED EXECUTIVE OFFICERS
OF UNS ENERGY CORPORATION THAT IS BASED ON
OR OTHERWISE RELATES TO THE MERGER.
3. TO ADJOURN THE SPECIAL MEETING TO A LATER Mgmt For For
DATE OR TIME, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IN THE EVENT
THERE ARE INSUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING OR ANY ADJOURNMENT OR
POSTPONEMENT THEREOF TO ADOPT THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
UNS ENERGY CORPORATION Agenda Number: 933939855
--------------------------------------------------------------------------------------------------------------------------
Security: 903119105
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: UNS
ISIN: US9031191052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAUL J. BONAVIA Mgmt For For
LAWRENCE J. ALDRICH Mgmt For For
BARBARA M. BAUMANN Mgmt For For
LARRY W. BICKLE Mgmt For For
ROBERT A. ELLIOTT Mgmt For For
DANIEL W.L. FESSLER Mgmt For For
LOUISE L. FRANCESCONI Mgmt For For
DAVID G. HUTCHENS Mgmt For For
RAMIRO G. PERU Mgmt For For
GREGORY A. PIVIROTTO Mgmt For For
JOAQUIN RUIZ Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM,
PRICEWATERHOUSECOOPERS, LLP, FOR THE FISCAL
YEAR 2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
WARNER CHILCOTT PUBLIC LIMITED COMPANY Agenda Number: 933863777
--------------------------------------------------------------------------------------------------------------------------
Security: G94368100
Meeting Type: Special
Meeting Date: 10-Sep-2013
Ticker: WCRX
ISIN: IE00B446CM77
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
C1 APPROVAL OF THE SCHEME OF ARRANGEMENT. Mgmt Abstain Against
E1 APPROVAL OF THE SCHEME OF ARRANGEMENT. Mgmt Abstain Against
E2 CANCELLATION OF WARNER CHILCOTT SHARES Mgmt Abstain Against
PURSUANT TO THE SCHEME OF ARRANGEMENT.
E3 DIRECTORS' AUTHORITY TO ALLOT SECURITIES Mgmt Abstain Against
AND APPLICATION OF RESERVES.
E4 AMENDMENT TO ARTICLES OF ASSOCIATION. Mgmt Abstain Against
E5 CREATION OF DISTRIBUTABLE RESERVES OF NEW Mgmt Abstain Against
ACTAVIS.
E6 APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt Abstain Against
OF SPECIFIED COMPENSATORY ARRANGEMENTS
BETWEEN WARNER CHILCOTT AND ITS NAMED
EXECUTIVE OFFICERS.
E7 ADJOURNMENT OF THE EXTRAORDINARY GENERAL Mgmt For For
MEETING.
--------------------------------------------------------------------------------------------------------------------------
XYRATEX LTD Agenda Number: 933916910
--------------------------------------------------------------------------------------------------------------------------
Security: G98268108
Meeting Type: Special
Meeting Date: 26-Feb-2014
Ticker: XRTX
ISIN: BMG982681089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN Mgmt Abstain Against
OF MERGER AND THE BERMUDA MERGER AGREEMENT
AND TO APPROVE THE MERGER.
2 TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, INCLUDING TO
SOLICIT ADDITIONAL VOTES IN FAVOR OF THE
PROPOSAL TO APPROVE AND TO ADOPT THE
AGREEMENT AND PLAN OF MERGER AND THE
BERMUDA MERGER AGREEMENT AND APPROVE THE
MERGER, IF THERE ARE INSUFFICIENT VOTES TO
APPROVE THAT PROPOSAL AT THE TIME OF THE
SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
ZOLTEK COMPANIES, INC. Agenda Number: 933908343
--------------------------------------------------------------------------------------------------------------------------
Security: 98975W104
Meeting Type: Special
Meeting Date: 23-Jan-2014
Ticker: ZOLT
ISIN: US98975W1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt Abstain Against
MERGER, DATED AS OF SEPTEMBER 27, 2013, BY
AND AMONG ZOLTEK COMPANIES, INC., TORAY
INDUSTRIES, INC., AND TZ ACQUISITION CORP.,
AS IT MAY BE AMENDED FROM TIME TO TIME, AND
THE TRANSACTIONS CONTEMPLATED THEREIN.
2. TO ADJOURN THE SPECIAL MEETING TO A LATER Mgmt For For
DATE OR DATES, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES TO ADOPT THE MERGER
AGREEMENT AT THE TIME OF THE SPECIAL
MEETING.
3. TO APPROVE, BY NON-BINDING, ADVISORY VOTE, Mgmt For For
CERTAIN COMPENSATION ARRANGEMENTS FOR
ZOLTEK'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER.
Curian/Schroder Emerging Europe Fund
--------------------------------------------------------------------------------------------------------------------------
O A O TATNEFT Agenda Number: 934036814
--------------------------------------------------------------------------------------------------------------------------
Security: 670831205
Meeting Type: Annual
Meeting Date: 27-Jun-2014
Ticker: OAOFY
ISIN: US6708312052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ANNUAL REPORT OF THE COMPANY Mgmt For For
FOR 2013. EFFECTIVE NOVEMBER 6, 2013,
HOLDERS OF RUSSIAN SECURITIES ARE REQUIRED
TO DISCLOSE THEIR NAME, ADDRESS AND NUMBER
OF SHARES AS A CONDITION TO VOTING.
2. TO APPROVE THE ANNUAL FINANCIAL STATEMENTS, Mgmt For For
INCLUDING PROFIT AND LOSS STATEMENT (PROFIT
AND LOSS ACCOUNT) OF THE COMPANY FOR 2013.
3. TO APPROVE THE DISTRIBUTION OF NET INCOME Mgmt For For
BASED ON THE RESULTS OF THE FINANCIAL YEAR.
THE AGM APPROVES THE DISTRIBUTION OF NET
INCOME BASED ON THE FINANCIAL STATEMENTS OF
THE COMPANY FOR 2013 PREPARED UNDER RUSSIAN
ACCOUNTING REGULATIONS. THE NET INCOME OF
THE COMPANY FOR 2013 UNDER THE SAID
FINANCIAL STATEMENTS WAS 63.85 BLN RUSSIAN
RUBLES; APPROX. 30% (AROUND 19.1 BLN
RUSSIAN RUBLES) IS PROPOSED TO BE PAID AS
DIVIDENDS TO SHAREHOLDERS (SEE ITEM 4 OF
AGM'S AGENDA), REMAINING PORTION TO BE
RETAINED BY COMPANY TO FINANCE ITS CAPITAL
EXPENDITURE AND OTHER EXPENSES.
4. TO PAY DIVIDENDS FOR THE YEAR 2013 IN THE Mgmt For For
AMOUNT OF: A) 823% OF THE NOMINAL VALUE PER
OAO TATNEFT PREFERRED SHARE B) 823% OF THE
NOMINAL VALUE PER OAO TATNEFT ORDINARY
SHARE TO SET 16 JULY 2014 AS THE DATE FOR
THE DETERMINATION OF PERSONS ENTITLED TO
THE DIVIDENDS. TO DETERMINE THE TERM FOR
THE PAYMENT OF DIVIDENDS IN ACCORDANCE WITH
THE APPLICABLE LEGISLATION. THE DIVIDENDS
SHALL BE PAID IN CASH.
5A. ELECTION OF DIRECTOR: NAIL ULFATOVICH Mgmt No vote
MAGANOV
5B. ELECTION OF DIRECTOR: RADIK RAUFOVICH Mgmt No vote
GAIZATULLIN
5C. ELECTION OF DIRECTOR: SUSHOVAN GHOSH Mgmt No vote
5D. ELECTION OF DIRECTOR: NAIL GABDULBARIEVICH Mgmt No vote
IBRAGIMOV
5E. ELECTION OF DIRECTOR: RAIS SALIKHOVICH Mgmt No vote
KHISAMOV
5F. ELECTION OF DIRECTOR: VLADIMIR PAVLOVICH Mgmt No vote
LAVUSHCHENKO
5G. ELECTION OF DIRECTOR: RENAT HALLIULOVICH Mgmt No vote
MUSLIMOV
5H. ELECTION OF DIRECTOR: RENAT KASIMOVICH Mgmt No vote
SABIROV
5I. ELECTION OF DIRECTOR: VALERY YURIEVICH Mgmt No vote
SOROKIN
5J. ELECTION OF DIRECTOR: SHAFAGAT FAHRAZOVICH Mgmt No vote
TAKHAUTDINOV
5K. ELECTION OF DIRECTOR: MIRGAZIAN ZAKIEVICH Mgmt No vote
TAZIEV
5L. ELECTION OF DIRECTOR: AZAT KIYAMOVICH Mgmt No vote
KHAMAEV
5M. ELECTION OF DIRECTOR: MARIA LEONIDOVNA Mgmt No vote
VOSKRESENSKAYA
5N. ELECTION OF DIRECTOR: RENE FREDERIC STEINER Mgmt For
6A. ELECTION TO THE REVISION COMMISSION: KSENIA Mgmt For For
GENNADIEVNA BORZUNOVA
6B. ELECTION TO THE REVISION COMMISSION: Mgmt For For
NAZILYA RAFISOVNA FARKHUTDINOVA
6C. ELECTION TO THE REVISION COMMISSION: Mgmt For For
RANILYA RAMILYEVNA GIZATOVA
6D. ELECTION TO THE REVISION COMMISSION: VENERA Mgmt For For
GIBADULLOVNA KUZMINA
6E. ELECTION TO THE REVISION COMMISSION: Mgmt For For
NIKOLAI KUZMICH LAPIN
6F. ELECTION TO THE REVISION COMMISSION: OLEG Mgmt For For
MIKHAILOVICH MATVEEV
6G. ELECTION TO THE REVISION COMMISSION: LILIYA Mgmt For For
RAFAELOVNA RAKHIMZYANOVA
6H. ELECTION TO THE REVISION COMMISSION: Mgmt For For
TATIANA VICTOROVNA TSYGANOVA
7. TO APPROVE ZAO ENERGY CONSULTING/AUDIT AS Mgmt For For
EXTERNAL AUDITOR OF OAO TATNEFT TO CONDUCT
STATUTORY AUDIT OF THE ANNUAL FINANCIAL
STATEMENTS FOR 2014 PREPARED UNDER RUSSIAN
ACCOUNTING STANDARDS FOR THE TERM OF ONE
YEAR.
8. TO AMEND ITEM 5.9, PARAGRAPH 2 OF THE Mgmt For For
COMPANY'S CHARTER TO STATE AS FOLLOWS: "THE
DIVIDENDS SHALL BE PAID TO THE SHAREHOLDERS
AND NOMINEE HOLDERS OF THE SHARES HAVING
THE RIGHT TO RECEIVE THEM WITHIN THE TERMS
SET OUT IN THE APPLICABLE LEGISLATION". TO
AMEND ITEM 5.2, PARAGRAPH 5 OF THE
COMPANY'S CHARTER AS FOLLOWS: "THE COMPANY
SHALL PROVIDE TO THE PERSONS HAVING THE
RIGHT TO ACCESS DOCUMENTS SET OUT IN THE
FEDERAL LAW "ON JOINT STOCK COMPANIES", ALL
AS MORE FULLY DESCRIBED IN THE PROXY
MATERIAL.
--------------------------------------------------------------------------------------------------------------------------
AKBANK T.A.S., ISTANBUL Agenda Number: 704995248
--------------------------------------------------------------------------------------------------------------------------
Security: M0300L106
Meeting Type: OGM
Meeting Date: 27-Mar-2014
Ticker:
ISIN: TRAAKBNK91N6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT TO ATTEND A MEETING, THE ATTENDEE(S) MUST Non-Voting
PRESENT A POA ISSUED BY THE BENEFICIAL
OWNER, NOTARISED BY A TURKISH NOTARY.
1 Appointment of the presidential board Mgmt For For
2 Communication and discussion of the report Mgmt For For
of the board of directors
3 Communication and discussion of the Mgmt For For
independent auditors report
4 Communication, discussion and ratification Mgmt For For
of the financial statements of 2013
5 Discharge of liability of the members of Mgmt For For
the board of directors
6 Decision on the appropriation of 2013 net Mgmt For For
profit
7 Approval of the member elected to the board Mgmt For For
of directors for the remaining period
8 Appointment of the members of the board of Mgmt For For
directors whose terms have expired
9 Determination of the compensation of the Mgmt For For
members of the board of directors
10 Appointment of the independent auditors Mgmt For For
11 Amendment of the 24th, 82nd and removal of Mgmt For For
the 84th articles from the articles of
association of the bank
12 Empowerment of the board of directors in Mgmt For For
connection with matters falling within the
scope of articles 395 and 396 of the
Turkish commercial code
13 Determining the limits of donation for 2014 Mgmt For For
14 Approval of the dividend policy of the bank Mgmt For For
15 Information to shareholders regarding the Mgmt Abstain Against
donations in 2013 and the remuneration
policy including for the members of the
board of directors and senior executives
--------------------------------------------------------------------------------------------------------------------------
ALPHA BANK SA, ATHENS Agenda Number: 705398560
--------------------------------------------------------------------------------------------------------------------------
Security: X1687N119
Meeting Type: OGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: GRS015013006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE AN A
REPETITIVE MEETING ON 8 JUL 2014 (AND A B
REPETITIVE MEETING ON 19 JUL 2014). ALSO,
YOUR VOTING INSTRUCTIONS WILL NOT BE
CARRIED OVER TO THE SECOND CALL. ALL VOTES
RECEIVED ON THIS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THE REPETITIVE MEETING. THANK YOU
1. SUBMISSION FOR APPROVAL OF THE ANNUAL Mgmt For For
FINANCIAL STATEMENTS OF THE YEAR 2013 AS
WELL AS OF THE RESTATED COMPARATIVE AMOUNTS
OF THE YEAR 2012, DUE TO THE RETROSPECTIVE
APPLICATION OF ACCOUNTING POLICIES AS
REQUIRED BY THE INTERNATIONAL FINANCIAL
REPORTING STANDARDS, TOGETHER WITH THE
RELEVANT REPORTS OF THE BOARD OF DIRECTORS
AND THE CERTIFIED AUDITORS
2. DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE CERTIFIED AUDITORS FROM
ANY LIABILITY
3. ELECTION OF CERTIFIED AUDITORS, REGULAR AND Mgmt For For
ALTERNATE, FOR THE FINANCIAL YEAR 2014 AND
APPROVAL OF THEIR REMUNERATION: KPMG
CERTIFIED AUDITORS AE
4. APPROVAL OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS FEES
5. ANNOUNCEMENT ON THE ELECTION OF MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS IN REPLACEMENT OF
OTHERS WHO HAVE RESIGNED AND APPOINTMENT OF
MEMBERS OF THE AUDIT COMMITTEE IN
ACCORDANCE WITH ARTICLE 37 OF LAW
3693/2008: THE BOARD OF DIRECTORS INFORMS
SHAREHOLDERS THAT AT ITS MEETING HELD ON
29.5.2014, IT ELECTED AS MEMBERS OF THE
BOARD OF DIRECTORS OF THE BANK MESSRS.:
VASSILIOS T. RAPANOS IN REPLACEMENT OF MR.
YANNIS S. COSTOPOULOS; SHAHZAD A. SHAHBAZ
IN REPLACEMENT OF MR. ATHANASSIOS M.
VEREMIS; EFTHIMIOS O. VIDALIS IN
REPLACEMENT OF MR. PAUL G. KARAKOSTAS; AND
IBRAHIM S. DABDOUB IN REPLACEMENT OF MR.
GEORGE E. AGOURIDIS AND PROPOSES THAT, IN
APPLICATION OF ARTICLE 37 OF LAW 3693/2008,
THE GENERAL MEETING ELECT THE TEMPORARILY
APPOINTED MESSRS. M.G. TANES AND I.K.
LYRAS, AS MEMBERS OF THE AUDIT COMMITTEE OF
THE BOARD OF DIRECTORS; ALL OF THE ABOVE
SHALL BE ELECTED FOR THE REMAINDER OF THE
PRESENT BOARD OF DIRECTORS TENURE
6. ELECTION OF A NEW BOARD OF DIRECTORS DUE TO Mgmt For For
THE EXPIRY OF ITS TENURE, APPOINTMENT OF
INDEPENDENT MEMBERS, AS WELL AS OF MEMBERS
OF THE AUDIT COMMITTEE AND CONFERMENT OF
THE TITLE OF HONORARY CHAIRMAN OF THE BOARD
OF DIRECTORS: AS A RESULT OF THE EXPIRATION
OF THE PRESENT BOARD S TENURE, THE ELECTION
OF A NEW BOARD OF DIRECTORS OF THE BANK,
WITH A FOUR-YEAR TENURE, IS PROPOSED,
COMPRISING THE FOLLOWING PERSONS: EXECUTIVE
MEMBERS: DEMETRIOS P. MANTZOUNIS, SPYROS N.
FILARETOS, ARTEMIS CH. THEODORIDIS, GEORGE
C. ARONIS. NON-EXECUTIVE MEMBERS: VASSILIOS
T. RAPANOS, MINAS G. TANES, PAVLOS A.
APOSTOLIDES, EFTHIMIOS O. VIDALIS,
EVANGELOS J. KALOUSSIS, IOANNIS K. LYRAS,
IBRAHIM S. DABDOUB, IOANNA E. PAPADOPOULOU,
SHAHZAD A. SHAHBAZ. NON-EXECUTIVE MEMBER,
IN ACCORDANCE WITH LAW 3723/2008: THE GREEK
STATE, REPRESENTED BY MR.
SARANTIS-EVANGELOS G. LOLOS. NON-EXECUTIVE
MEMBER, IN ACCORDANCE WITH LAW 3864/2010:
PANAGIOTA S. IPLIXIAN, AS REPRESENTATIVE,
AND UPON INSTRUCTION OF THE HELLENIC
FINANCIAL STABILITY FUND. IT IS ALSO
PROPOSED THAT THE FOLLOWING PERSONS ARE
APPOINTED AS NON-EXECUTIVE INDEPENDENT
MEMBERS: MINAS G. TANES, PAVLOS A.
APOSTOLIDES, EVANGELOS J. KALOUSSIS,
IOANNIS K. LYRAS, IBRAHIM S. DABDOUB,
SHAHZAD A. SHAHBAZ. IN APPLICATION OF
ARTICLE 37 OF LAW 3693/2008, IT IS PROPOSED
THAT THE FOLLOWING MEMBERS ARE APPOINTED TO
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS: EVANGELOS J. KALOUSSIS, MINAS G.
TANES, IOANNIS K. LYRAS, PANAGIOTA S.
IPLIXIAN. FINALLY, IN VIEW OF HIS HIGHLY
SIGNIFICANT CONTRIBUTION TO THE DEVELOPMENT
AND THE PROGRESSION OF THE OPERATIONS OF
THE BANK, IT IS PROPOSED THAT THE TITLE OF
HONORARY CHAIRMAN OF THE BOARD OF DIRECTORS
BE CONFERRED UPON THE OUTGOING MEMBER AND
CHAIRMAN OF THE BOARD OF DIRECTORS, MR.
YANNIS S. COSTOPOULOS, AS PER ARTICLE 8.2
OF THE ARTICLES OF INCORPORATION
7. RENEWAL OF THE VALIDITY OF THE AUTHORITY Mgmt For For
(ARTICLES 13 PARA. 1 CASE (B) AND 3A PARA.
3 SECTION FIRST OF CODIFIED LAW 2190/1920)
GRANTED BY THE GENERAL MEETING TO THE BOARD
OF DIRECTORS OF THE BANK: (I) TO INCREASE
THE SHARE CAPITAL OF THE BANK, THROUGH THE
ISSUANCE AND DISTRIBUTION OF NEW SHARES,
THE AMOUNT WHEREOF SHALL BE PAID IN CASH
AND/OR BY CONTRIBUTION IN KIND, AND (II) TO
ISSUE A BOND LOAN CONVERTIBLE INTO SHARES
ISSUED BY THE BANK
8. GRANT OF AUTHORITY, UNDER ARTICLE 23, PARA. Mgmt For For
1 OF CODIFIED LAW 2190/1920, TO THE MEMBERS
OF THE BOARD OF DIRECTORS AND THE GENERAL
MANAGEMENT, AS WELL AS TO MANAGERS, TO
PARTICIPATE IN THE BOARDS OF DIRECTORS OR
THE MANAGEMENT OF COMPANIES HAVING SIMILAR
PURPOSES
--------------------------------------------------------------------------------------------------------------------------
BANK POLSKA KASA OPIEKI S.A., WARSZAWA Agenda Number: 705304791
--------------------------------------------------------------------------------------------------------------------------
Security: X0641X106
Meeting Type: AGM
Meeting Date: 12-Jun-2014
Ticker:
ISIN: PLPEKAO00016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF THE CHAIRMAN Mgmt For For
3 CONCLUDING THE CORRECTNESS OF CONVENING THE Mgmt Abstain Against
MEETING AND ITS CAPACITY TO ADOPT BINDING
RESOLUTIONS
4 ELECTION OF THE VOTING COMMISSION Mgmt For For
5 ADOPTION OF THE AGENDA Mgmt For For
6 CONSIDERATION OF MANAGEMENT BOARD REPORT ON Mgmt Abstain Against
THE ACTIVITIES OF BANK PEKAO FOR 2013
7 CONSIDERATION OF THE UNCONSOLIDATED Mgmt Abstain Against
FINANCIAL STATEMENTS FOR 2013
8 CONSIDERATION OF THE MANAGEMENT BOARD'S Mgmt Abstain Against
REPORT ON THE ACTIVITIES OF BANK PEKAO
GROUP FOR 2013
9 CONSIDERATION OF THE CONSOLIDATED FINANCIAL Mgmt Abstain Against
STATEMENTS OF BANK PEKAO GROUP FOR 2013
10 CONSIDERATION OF THE MANAGEMENT BOARD Mgmt Abstain Against
MOTION ON DISTRIBUTION OF NET PROFIT FOR
2013
11 CONSIDERATION OF THE SUPERVISORY BOARD Mgmt Abstain Against
REPORT ON ITS ACTIVITY IN 2013 AND THE
RESULTS OF THE PERFORMED ASSESSMENT OF THE
REPORTS ON BANK PEKAO AND BANK PEKAO GROUP
ACTIVITIES IN 2013, FINANCIAL STATEMENTS OF
BANK PEKAO AND BANK PEKAO GROUP FOR 2013,
AND OF THE MOTION ON THE DISTRIBUTION OF
NET PROFIT FOR 2013
12.1 ADOPTION OF THE RESOLUTION ON: APPROVAL OF Mgmt For For
MANAGEMENT BOARD'S REPORT ON THE ACTIVITIES
OF BANK PEKAO FOR 2013
12.2 ADOPTION OF THE RESOLUTION ON: APPROVAL OF Mgmt For For
THE UNCONSOLIDATED FINANCIAL STATEMENTS FOR
2013
12.3 ADOPTION OF THE RESOLUTION ON: APPROVAL OF Mgmt For For
THE MANAGEMENT BOARD REPORT ON THE
ACTIVITIES OF BANK PEKAO GROUP FOR 2013
12.4 ADOPTION OF THE RESOLUTION ON: APPROVAL OF Mgmt For For
THE CONSOLIDATED FINANCIAL STATEMENTS OF
BANK PEKAO GROUP FOR 2013
12.5 ADOPTION OF THE RESOLUTION ON: DISTRIBUTION Mgmt For For
OF NET PROFIT FOR 2013
12.6 ADOPTION OF THE RESOLUTION ON: APPROVAL OF Mgmt For For
THE SUPERVISORY BOARD REPORT ON ITS
ACTIVITY IN 2013
12.7 ADOPTION OF THE RESOLUTION ON: APPROVAL OF Mgmt For For
THE PERFORMANCE OF DUTIES BY SUPERVISORY
BOARD MEMBERS IN 2013
12.8 ADOPTION OF THE RESOLUTION ON: APPROVAL OF Mgmt For For
THE PERFORMANCE OF DUTIES BY MANAGEMENT
BOARD MEMBERS IN 2013
13 THE CLOSURE OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
BANK ZACHODNI WBK S.A., WROCLAW Agenda Number: 705041894
--------------------------------------------------------------------------------------------------------------------------
Security: X0646L107
Meeting Type: AGM
Meeting Date: 16-Apr-2014
Ticker:
ISIN: PLBZ00000044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 Opening of the meeting Non-Voting
2 Appointment of the meeting's chairman Mgmt For For
3 Statement of the meeting's legal validity Mgmt Abstain Against
4 Approval of the agenda Mgmt For For
5 Consideration and approval of the Mgmt For For
management's report on company's activity
in 2013 and the financial statement for
2013
6 Consideration and approval of the Mgmt For For
management's report on activity of the
company's capital group in 2013 and the
consolidated financial statement for 2013
7 Adoption of the resolution on profit for Mgmt For For
2013 distribution
8 Duties' fulfilling by the management board Mgmt For For
of BZ WBK for 2013
9 Duties' fulfilling by the management board Mgmt For For
of Kredyt bank for 2013
10 Consideration and approval of the Mgmt For For
supervisory board's report on its activity
in 2013, report on examination of the
financial statement for 2013 and report on
examination of the management's report on
activity in 2013
11 Duties' fulfilling by the supervisory board Mgmt For For
of BZ WBK for 2013
12 Duties' fulfilling by the supervisory board Mgmt For For
of Kredyt bank for 2013
13 Adoption of the resolution on changes to Mgmt For For
the company's statute
14 Adoption of the resolution on increase of Mgmt For For
the company's share capital through
issuance series K shares with exclusion of
preemptive rights of the existing
shareholders and approval of appropriate
changes to the company's statute text
15 Defining the ration of the fixed components Mgmt For For
of the total remuneration to the variable
components of persons holding managerial
positions in BZ WBK group
16 Appointment of the supervisory board Mgmt Against Against
members for a new term of office
17 Appointment of the chairman of the Mgmt Against Against
supervisory board for a new term of office
18 Determining the remuneration of the Mgmt Against Against
supervisory board members
19 Closure of the meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
BANK ZACHODNI WBK S.A., WROCLAW Agenda Number: 705351598
--------------------------------------------------------------------------------------------------------------------------
Security: X0646L107
Meeting Type: EGM
Meeting Date: 30-Jun-2014
Ticker:
ISIN: PLBZ00000044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF THE CHAIRPERSON Mgmt For For
3 ESTABLISHING WHETHER THE MEETING HAS BEEN Mgmt Abstain Against
DULY CONVENED AND HAS THE CAPACITY TO ADOPT
RESOLUTIONS
4 ADOPTION OF THE AGENDA Mgmt For For
5 ADOPTION OF THE RESOLUTION ON THE INCREASE Mgmt For For
OF SHARE CAPITAL DUE TO THE ISSUANCE OF
ORDINARY BEARER SERIES L SHARES WITH THE
EXCLUSION OF PRE EMPTIVE RIGHTS FOR
EXISTING SHARE HOLDERS WITH RESPECT TO ALL
SERIES L SHARES, AMENDMENTS TO THE STATUTE
OF BANK AND THE SEEKING OF THE ADMISSION
AND INTRODUCTION OF THE SERIES L SHARES AND
RIGHTS TO THE SERIES L SHARES TO TRADING ON
THE REGULATED MARKET OPERATED BY WSE AND
THE DEMATERIALISATION OF THE SERIES L
SHARES
6 ADOPTION OF THE INCENTIVE SCHEME V Mgmt Against Against
7 THE CLOSURE OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
CEZ A.S., PRAHA Agenda Number: 705304676
--------------------------------------------------------------------------------------------------------------------------
Security: X2337V121
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: CZ0005112300
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 OPENING, ELECTION OF THE GENERAL MEETING Mgmt For For
CHAIRMAN, MINUTES CLERK, MINUTES VERIFIERS
AND PERSONS AUTHORIZED TO COUNT THE VOTES
2 THE BOARD OF DIRECTORS REPORT ON THE Mgmt Abstain Against
COMPANY'S BUSINESS OPERATIONS AND THE STATE
OF ITS ASSETS IN 2013 AND SUMMARY REPORT
PURSUANT TO SECTION 118/8/ OF THE ACT ON
CONDUCTING BUSINESS ON THE CAPITAL MARKET
3 SUPERVISORY BOARD REPORT ON THE RESULTS OF Mgmt Abstain Against
CONTROL ACTIVITIES
4 AUDIT COMMITTEE REPORT ON THE RESULTS OF Mgmt Abstain Against
ACTIVITIES
5 DECISION ON AMENDMENTS TO THE ARTICLES OF Mgmt For For
ASSOCIATION OF THE COMPANY
6 APPROVAL OF THE FINANCIAL STATEMENTS OF Mgmt For For
CEZ, A. S. AND CONSOLIDATED FINANCIAL
STATEMENTS OF THE CEZ GROUP FOR 2013
7 DECISION ON THE DISTRIBUTION OF PROFIT OF Mgmt For For
CEZ, A. S. FOR 2013. THE PROPOSED DIVIDEND
IS CZK 40.00 PER SHARE BEFORE TAX
8 UPDATE TO THE CONCEPT OF BUSINESS Mgmt For For
ACTIVITIES OF THE CEZ GROUP AND CEZ, A. S
9 APPOINTMENT OF AN AUDITOR TO PERFORM A Mgmt For For
STATUTORY AUDIT FOR THE FINANCIAL PERIOD OF
CALENDAR YEAR 2014, 2015 AND 2016
10 DECISION ON THE VOLUME OF FINANCIAL MEANS Mgmt For For
FOR GRANTING DONATIONS
11 CONFIRMATION OF CO OPTING, RECALL AND Mgmt For For
ELECTION OF SUPERVISORY BOARD MEMBERS
12 RECALL AND ELECTION OF AUDIT COMMITTEE Mgmt Against Against
MEMBERS
13 APPROVAL OF CONTRACTS FOR PERFORMANCE OF Mgmt For For
THE FUNCTION OF SUPERVISORY BOARD MEMBERS
14 APPROVAL OF CONTRACTS FOR PERFORMANCE OF Mgmt For For
THE FUNCTION OF AUDIT COMMITTEE MEMBERS
15 CONCLUSION Mgmt Abstain Against
CMMT 23 JUNE 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
CHEMICAL WORKS OF GEDEON RICHTER PLC, BUDAPEST Agenda Number: 705108884
--------------------------------------------------------------------------------------------------------------------------
Security: X3124S107
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: HU0000123096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 298863 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 06 MAY 2014. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 APPROVAL OF THE USE OF A COMPUTERISED Mgmt For For
VOTING MACHINE FOR THE OFFICIAL COUNTING OF
THE VOTES
2 THE AGM APPROVES THAT A SOUND RECORDING Mgmt For For
SHALL BE MADE OF THE PROCEEDINGS OF THE AGM
3 APPOINTMENT OF DR. ANDRAS SZECSKAY TO CHAIR Mgmt For For
THE AGM, MRS. JOZSEFNE FIGULY TO BE THE
KEEPER OF THE MINUTES, MR. ANDRAS RADO TO
CONFIRM THAT MINUTES OF THE AGM AND ROBERT
ROHALY TO BE THE CHAIRMAN OF AND MRS.
IMRENE FERENCZI AND Ms. NIKOLETT PECZOLI TO
BE THE MEMBERS OF THE VOTE COUNTING
COMMITTEE
4 APPROVAL OF THE CONSOLIDATED REPORT OF THE Mgmt For For
BOARD OF DIRECTORS
5 APPROVAL OF THE REPORT OF THE BOARD OF Mgmt For For
DIRECTORS OF THE COMPANY
6 APPROVAL OF DIVIDEND PAYMENT OF HUF 57.00 Mgmt For For
PER SHARE FROM THE 2013 AFTER TAX PROFIT
7 APPROVAL OF THE AMOUNT OF HUF Mgmt For For
36,072,128,814.00 TO DEPOSIT INTO THE
ACCUMULATED PROFIT RESERVES OF THE COMPANY
8 APPROVAL OF THE 2013 ANNUAL REPORT OF THE Mgmt For For
COMPANY, INCLUDING THE AUDITED 2013 BALANCE
SHEET
9 APPROVAL OF THE CORPORATE GOVERNANCE REPORT Mgmt For For
OF THE COMPANY
10 THE AGM APPROVES THAT THE CO SHALL CONTINUE Mgmt For For
ITS OPERATION IN ACCORDANCE WITH THE
PROVISIONS OF ACT V OF 2013 ON THE (NEW)
CIVIL CODE
11 APPROVAL OF THE AMENDMENT OF THE STATUTES Mgmt For For
12 AUTHORIZATION OF THE BOARD OF DIRECTORS OF Mgmt For For
THE COMPANY TO PURCHASE OWN SHARES
13 APPROVAL THE RE-ELECTION OF WILLIAM DE Mgmt For For
GELSEY AS MEMBER OF THE BOARD OF DIRECTORS
FOR A PERIOD OF 3 YEARS
14 APPROVAL OF THE RE-ELECTION OF ERIK BOGSCH Mgmt For For
AS MEMBER OF THE BOARD OF DIRECTORS FOR A
PERIOD OF 3 YEARS
15 APPROVAL OF THE RE-ELECTION OF DR. LASZLO Mgmt For For
KOVACS AS MEMBER OF THE BOARD OF DIRECTORS
FOR A PERIOD OF 3 YEARS
16 APPROVAL OF THE RE-ELECTION OF DR. GABOR Mgmt For For
PERJES AS MEMBER OF THE BOARD OF DIRECTORS
FOR A PERIOD OF 3 YEARS
17 APPROVAL OF THE RE-ELECTION OF PROF. Mgmt For For
DR.E.SZILVESZTER VIZI AS MEMBER OF THE
BOARD OF DIRECTORS FOR A PERIOD OF 3 YEARS
18 APPROVAL OF THE ELECTION OF JANOS CSAK AS Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS FOR A
PERIOD OF 3 YEARS
19 APPROVAL OF THE ELECTION OF DR. KRISZTA Mgmt For For
ZOLNAY AS MEMBER OF THE BOARD OF DIRECTORS
FOR A PERIOD OF 3 YEARS
20 APPROVAL OF THE UNCHANGED HONORARIA FOR THE Mgmt For For
MEMBERS OF THE CO BOARD OF DIRECTORS FOR
2014 EFFECTIVE AS OF JANUARY 1, 2014
ACCORDING TO THE FOLLOWING: PRESIDENT: HUF
625,000/MONTH MEMBERS: HUF
520,000/MONTH/MEMBER
21 APPROVAL OF THE UNCHANGED HONORARIA FOR THE Mgmt For For
MEMBERS OF THE CO SUPERVISORY BOARD:
CHAIRMAN: HUF 460,000 / MONTH MEMBERS: HUF
375,000/MONTH/MEMBER
22 APPROVAL OF THE ELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS AUDITING LTD AS THE
COMPANY'S STATUTORY AUDITOR FOR A PERIOD OF
ONE YEAR
23 APPROVAL OF THE HONORARIA FOR Mgmt For For
PRICEWATERHOUSECOOPERS AUDITING LTD FOR ITS
PERFORMANCE AS AUDITOR OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA ICECEK A.S., ISTANBUL Agenda Number: 705056732
--------------------------------------------------------------------------------------------------------------------------
Security: M253EL109
Meeting Type: AGM
Meeting Date: 15-Apr-2014
Ticker:
ISIN: TRECOLA00011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT TO ATTEND A MEETING, THE ATTENDEE(S) MUST Non-Voting
PRESENT A POA ISSUED BY THE BENEFICIAL
OWNER, NOTARISED BY A TURKISH NOTARY.
1 Opening of the meeting and election of the Mgmt For For
chairmanship council
2 Reading, discussion and approval of the Mgmt For For
annual report prepared by the board of
directors
3 Reading the summary of the independent Mgmt For For
audit report
4 Reading, discussion and approval of our Mgmt For For
company's financial tables for the year
2013 prepared in accordance with the
regulations of capital markets board
5 Release of each member of the board of Mgmt For For
directors from liability with regard to the
2013 activities and accounts of the company
6 Approval of the board of directors proposal Mgmt For For
on distribution of year 2013 profits
7 Approval of the amendment to the dividend Mgmt For For
policy of the company in accordance with
capital markets board legislation
8 Presentation to the general assembly Mgmt Abstain Against
amendment to the disclosure policy of the
company in accordance with the capital
markets board legislation
9 Election of the board of directors and Mgmt For For
determination of their term of office and
fees
10 Approval of the appointment of the Mgmt For For
independent audit firm, elected by the
board of directors, in accordance with
Turkish commercial code and capital markets
board regulations
11 Presentation to the general assembly in Mgmt Abstain Against
accordance with the capital markets board s
regulation on donations made by the company
in 2013
12 Presentation to the general assembly on any Mgmt Abstain Against
guarantees, pledges and mortgages issued by
the company in favor of third persons for
the year 2013, in accordance with the
regulations laid down by the capital
markets board
13 Presentation to the general assembly on Mgmt Abstain Against
related party transactions in the year 2013
in accordance with the regulations laid
down by the capital markets board
14 According to the regulations laid down by Mgmt Abstain Against
the capital markets board information to be
given to the shareholders regarding the
payments made to board members and senior
management within the scope of the
compensation policy
15 Presentation to the general assembly, of Mgmt Abstain Against
the transactions, if any, within the
context of article 1.3.6. of the corporate
governance communique ii-17.1. of the of
the capital markets board
16 Granting authority to members of board of Mgmt For For
directors according to articles 395 and 396
of Turkish commercial code
17 Wishes and closing Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
CYFROWY POLSAT S.A., WARSZAWA Agenda Number: 704901087
--------------------------------------------------------------------------------------------------------------------------
Security: X1809Y100
Meeting Type: EGM
Meeting Date: 23-Jan-2014
Ticker:
ISIN: PLCFRPT00013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 Opening of the meeting Non-Voting
2 Appointment of the chairman :Mr Jerzy Mgmt For For
Modrzejewski
3 Drawing up an attendance list, confirming Mgmt Abstain Against
that the meeting has been properly convened
and is able to adopt valid resolutions
4 Appointment the members of the ballot Mgmt For For
counting committee :Mrs Monika Socha, Mrs
Katarzyna Walotek and Mrs Urszula
Tomasik-Jakubowska
5 Adoption of the agenda Mgmt For For
6 Adoption of the resolution regarding the Mgmt Against Against
conditional increase in the share capital
by way of and issue of ordinary series I
ordinary bearer shares
7 Adoption of the resolution on depriving the Mgmt Against Against
existing shareholders of all preemptive
rights vis a vis all of the series I shares
8 Adoption of the resolution regarding the Mgmt Against Against
issue of series I subscription warrants
9 Adoption of a resolution on depriving the Mgmt Against Against
existing shareholders of all the preemptive
rights vis a vis all of the series I
subscription warrants
10 Adoption of a resolution on authorising the Mgmt Against Against
management board to take any and all
actions necessary to dematerialize series I
ordinary bearer shares, issued as part of
the conditional increase in the share
capital and to have them admitted to
trading on the regulated market operated by
WSE
11 The closure of the meeting Non-Voting
CMMT 20 JAN 14: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN MEETING DATE FROM
16 JAN 14 TO 23 JAN 14 AND RECEIPT OF NAMES
IN RESOLUTIONS 2 AND 4 . IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
CYFROWY POLSAT S.A., WARSZAWA Agenda Number: 705123658
--------------------------------------------------------------------------------------------------------------------------
Security: X1809Y100
Meeting Type: AGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: PLCFRPT00013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE ANNUAL GENERAL MEETING Non-Voting
2 ELECTION OF THE CHAIRMAN OF THE ANNUAL Mgmt For For
GENERAL MEETING
3 VALIDATION OF CORRECTNESS OF CONVENING THE Mgmt Abstain Against
ANNUAL GENERAL MEETING AND ITS ABILITY TO
ADOPT BINDING RESOLUTIONS
4 APPOINTMENT OF THE BALLOT COMMITTEE Mgmt For For
5 ADOPTION OF THE AGENDA Mgmt For For
6 MANAGEMENT BOARDS PRESENTATION OF THE Mgmt Abstain Against
MANAGEMENT BOARDS REPORT ON THE COMPANY'S
ACTIVITIES IN THE FINANCIAL YEAR 2013, THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR 2013, MANAGEMENT BOARDS
REPORT ON ACTIVITIES OF CYFROWY POLSAT
CAPITAL GROUP IN THE FINANCIAL YEAR 2013,
CONSOLIDATED FINANCIAL STATEMENTS OF
CYFROWY POLSAT CAPITAL GROUP FOR THE
FINANCIAL YEAR 2013
7 THE SUPERVISORY BOARDS PRESENTATION OF ITS Non-Voting
STATEMENT CONCERNING THE EVALUATION OF A
THE MANAGEMENT BOARDS REPORT ON THE
COMPANY'S ACTIVITIES IN THE FINANCIAL YEAR
2013 B THE COMPANY'S FINANCIAL STATEMENTS
FOR THE FINANCIAL YEAR 2013 C THE
MANAGEMENT BOARDS MOTION REGARDING THE
DISTRIBUTION OF THE COMPANY'S PROFIT
GENERATED IN THE FINANCIAL YEAR 2013
8 THE SUPERVISORY BOARDS PRESENTATION OF THE Mgmt Abstain Against
EVALUATION OF THE COMPANY'S STANDING AND
THE MANAGEMENT BOARDS ACTIVITIES
9 CONSIDERATION AND ADOPTION OF A RESOLUTION Mgmt For For
APPROVING THE MANAGEMENT BOARDS REPORT ON
THE COMPANY'S ACTIVITIES IN THE FINANCIAL
YEAR 2013
10 CONSIDERATION AND ADOPTION OF A RESOLUTION Mgmt For For
APPROVING THE COMPANY'S ANNUAL FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR 2013
11 CONSIDERATION AND ADOPTION OF A RESOLUTION Mgmt For For
APPROVING THE MANAGEMENT BOARDS REPORT ON
ACTIVITIES OF THE CAPITAL GROUP OF THE
COMPANY IN THE FINANCIAL YEAR 2013
12 CONSIDERATION AND ADOPTION OF A RESOLUTION Mgmt For For
APPROVING THE CONSOLIDATED ANNUAL FINANCIAL
STATEMENTS OF THE CAPITAL GROUP OF THE
COMPANY FOR THE FINANCIAL YEAR 2013
13 CONSIDERATION AND ADOPTION OF A RESOLUTION Mgmt For For
APPROVING THE SUPERVISORY BOARDS REPORT FOR
THE FINANCIAL YEAR 2013
14 ADOPTION OF RESOLUTIONS GRANTING A VOTE OF Mgmt For For
APPROVAL TO THE MEMBERS OF THE MANAGEMENT
BOARD FOR THE PERFORMANCE OF THEIR DUTIES
IN THE YEAR 2013
15 ADOPTION OF RESOLUTIONS GRANTING A VOTE OF Mgmt For For
APPROVAL TO THE MEMBERS OF THE SUPERVISORY
BOARD FOR THE PERFORMANCE OF THEIR DUTIES
IN THE YEAR 2013
16 ADOPTION OF A RESOLUTION ON THE Mgmt For For
DISTRIBUTION OF PROFIT FOR THE FINANCIAL
YEAR 2013
17 CLOSING THE ANNUAL GENERAL MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
EMAAR PROPERTIES, DUBAI Agenda Number: 705110966
--------------------------------------------------------------------------------------------------------------------------
Security: M4025S107
Meeting Type: AGM
Meeting Date: 23-Apr-2014
Ticker:
ISIN: AEE000301011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 30 APR 2014. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 TO RECEIVE AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS ON THE ACTIVITIES AND
FINANCIAL POSITION OF THE COMPANY FOR THE
FISCAL YEAR ENDING 31DEC2013
2 TO RECEIVE AND APPROVE THE AUDITORS REPORT Mgmt For For
FOR THE FISCAL YEAR ENDING 31DEC2013
3 TO DISCUSS AND APPROVE THE COMPANY'S Mgmt For For
BALANCE SHEET AND THE PROFIT AND LOSS
ACCOUNT FOR THE FISCAL YEAR ENDING
31DEC2013
4 TO APPOINT THE AUDITORS FOR THE FISCAL YEAR Mgmt For For
2014 AND DETERMINE THEIR REMUNERATION
5 TO DISCHARGE THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND AUDITORS FROM LIABILITY FOR
THE FISCAL YEAR ENDING 31DEC2013
6 TO DISCUSS THE PROPOSAL OF THE BOARD OF Mgmt For For
DIRECTORS REGARDING DISTRIBUTION OF 15
PERCENT OF SHARE CAPITAL AS CASH DIVIDENDS
AND 10 PERCENT OF SHARE CAPITAL AS BONUS
SHARES
7 RATIFICATION OF APPOINTMENT OF MR JAMAL Mgmt For For
HAMED THANI BUTI AL MARRI AS BOARD MEMBER
IN REPLACEMENT OF H.E. ABDULLAH AL GHOBASH
FOR THE REMAINDER OF THE LATTERS TERM AS
MEMBER OF THE BOARD OF DIRECTORS OF THE
COMPANY
8 TO GRANT APPROVAL FOR THE PAYMENT OF BONUS Mgmt For For
TO THE NON-EXECUTIVE MEMBERS OF THE BOARD
OF DIRECTORS AMOUNTING TO AED 500,000 FOR
EACH NON-EXECUTIVE BOARD MEMBER
9 TO GRANT APPROVAL UNDER ARTICLE 108 OF Mgmt For For
FEDERAL LAW NO.8 OF 1984 AND THE AMENDMENTS
THERETO FOR THE MEMBERS OF THE BOARD OF
DIRECTORS TO CARRY ON ACTIVITIES INCLUDED
IN THE OBJECTS OF THE COMPANY PROVIDED THEY
DO NOT COMPETE DIRECTLY WITH THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
EPAM SYSTEMS INC Agenda Number: 933992756
--------------------------------------------------------------------------------------------------------------------------
Security: 29414B104
Meeting Type: Annual
Meeting Date: 13-Jun-2014
Ticker: EPAM
ISIN: US29414B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RONALD P. VARGO Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
EURASIA DRILLING COMPANY LTD Agenda Number: 704690230
--------------------------------------------------------------------------------------------------------------------------
Security: 29843U202
Meeting Type: AGM
Meeting Date: 23-Sep-2013
Ticker:
ISIN: US29843U2024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.a Re-elect Richard Anderson as Director Mgmt Against Against
1.b Re-elect Rene Huck as Director Mgmt For For
1.c Re-elect Richard Matzke as Director Mgmt Against Against
1.d Elect Igor Belikov as Director Mgmt Against Against
1.e Elect Edward J. DiPaolo as Director Mgmt Against Against
2 Re-appoint KPMG Limited as Auditors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GAZPROM NEFT Agenda Number: 933885381
--------------------------------------------------------------------------------------------------------------------------
Security: 36829G107
Meeting Type: Special
Meeting Date: 24-Oct-2013
Ticker: GZPFY
ISIN: US36829G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. THE RELATED PARTY TRANSACTION THAT CAN BE Mgmt For
ENTERED INTO BY JSC GAZPROM NEFT IN THE
FUTURE WHILE PERFORMING ITS NORMAL
DAY-TO-DAY OPERATIONS, NAMELY THE PURCHASE
BY JSC GAZPROM NEFT (THE PURCHASER) FROM
JSC TOMSKNEFT VNK (THE SELLER) CRUDE OIL IN
THE QUANTITY OF 5,280,000 TONNES FOR THE
TOTAL CEILING PRICE OF UP TO SEVENTY NINE
BILLION TWO HUNDRED MILLION RUBLES (RUB
79,200,000,000) SHALL BE APPROVED.
1B. THE RELATED PARTY TRANSACTION THAT CAN BE Mgmt For
ENTERED INTO BY JSC GAZPROM NEFT IN THE
FUTURE WHILE PERFORMING ITS NORMAL
DAY-TO-DAY OPERATIONS, NAMELY THE PURCHASE
BY JSC GAZPROM NEFT (THE PURCHASER) FROM
JSC SN-MNG (THE SELLER) CRUDE OIL IN THE
QUANTITY OF UP TO 2,362,935 TONNES FOR THE
TOTAL CEILING PRICE OF UP TO THIRTY ONE
BILLION ONE MILLION SEVEN HUNDRED AND SEVEN
THOUSAND TWO HUNDRED RUBLES (RUB
31,001,707,200) SHALL BE APPROVED.
1C. THE RELATED PARTY TRANSACTION THAT CAN BE Mgmt For
ENTERED INTO BY JSC GAZPROM NEFT IN THE
FUTURE WHILE PERFORMING ITS NORMAL
DAY-TO-DAY OPERATIONS, NAMELY THE PURCHASE
BY JSC GAZPROM NEFT (THE PURCHASER) FROM
SALYM PETROLEUM DEVELOPMENT N.V. (THE
SELLER) CRUDE OIL IN THE QUANTITY OF UP TO
3,570,000 TONNES FOR THE TOTAL CEILING
PRICE OF UP TO FORTY FOUR BILLION ONE
HUNDRED AND TWENTY THREE MILLION FOUR
HUNDRED AND FIFTEEN THOUSAND RUBLES (RUB
44,123,415,000) SHALL BE APPROVED.
1D. THE RELATED PARTY TRANSACTION THAT CAN BE Mgmt For
ENTERED INTO BY JSC GAZPROM NEFT IN THE
FUTURE WHILE PERFORMING ITS NORMAL
DAY-TO-DAY OPERATIONS, NAMELY THE PURCHASE
BY JSC GAZPROM NEFT (THE PURCHASER) FROM
JSC GAZPROMNEFT-NOYABRSKNEFTEGAZ (THE
SELLER) CRUDE OIL IN THE QUANTITY OF UP TO
11,618,250 TONNES FOR THE TOTAL CEILING
PRICE OF UP TO ONE HUNDRED AND FORTY THREE
BILLION FIVE HUNDRED AND EIGHTY NINE
MILLION NINE HUNDRED AND SIXTY THOUSAND
RUBLES (RUB 143,589,960,000) SHALL BE
APPROVED.
1E. THE RELATED PARTY TRANSACTION THAT CAN BE Mgmt For
ENTERED INTO BY JSC GAZPROM NEFT IN THE
FUTURE WHILE PERFORMING ITS NORMAL
DAY-TO-DAY OPERATIONS, NAMELY THE PURCHASE
BY JSC GAZPROM NEFT (THE PURCHASER) FROM
LLC ZAPOLYARIE (THE SELLER) CRUDE OIL IN
THE QUANTITY OF 3,965,850 TONNES FOR THE
TOTAL CEILING PRICE OF UP TO FORTY NINE
BILLION THIRTEEN MILLION NINE HUNDRED AND
FORTY THOUSAND ONE HUNDRED AND FIFTY RUBLES
(RUB 49,013,940,150) SHALL BE APPROVED.
1F. THE RELATED PARTY TRANSACTION THAT CAN BE Mgmt For
ENTERED INTO BY JSC GAZPROM NEFT IN THE
FUTURE WHILE PERFORMING ITS NORMAL
DAY-TO-DAY OPERATIONS, NAMELY THE SALE BY
JSC GAZPROM NEFT (THE SELLER) TO GAZPROM
NEFT TRADING GMBH (THE PURCHASER) CRUDE OIL
IN THE QUANTITY OF 30,457,000 TONNES FOR
THE TOTAL CEILING PRICE OF UP TO TWENTY
FIVE BILLION EIGHT HUNDRED AND EIGHTY
MILLION DOLLARS (USD 25,880,000,000) SHALL
BE APPROVED.
1G. THE RELATED PARTY TRANSACTION THAT CAN BE Mgmt For
ENTERED INTO BY JSC GAZPROM NEFT IN THE
FUTURE WHILE PERFORMING ITS NORMAL
DAY-TO-DAY OPERATIONS, NAMELY THE
CONVERSION TRANSACTIONS FOR SALE AND
PURCHASE OF RUSSIAN RUBLES AND FOREIGN
CURRENCY BETWEEN JSC GAZPROM NEFT AND JSC
SBERBANK OF RUSSIA FOR THE TOTAL CEILING
AMOUNT OF UP TO FIFTEEN BILLION RUBLES (RUB
15,000,000,000) OR ITS FOREIGN CURRENCY
EQUIVALENT FOR EACH TRANSACTION SHALL BE
APPROVED.
1H. THE RELATED PARTY TRANSACTION THAT CAN BE Mgmt For
ENTERED INTO BY JSC GAZPROM NEFT IN THE
FUTURE WHILE PERFORMING ITS NORMAL
DAY-TO-DAY OPERATIONS, NAMELY THE
CONVERSION TRANSACTIONS FOR SALE AND
PURCHASE OF RUSSIAN RUBLES AND FOREIGN
CURRENCY BETWEEN JSC GAZPROM NEFT AND JSC
GAZPROMBANK FOR THE TOTAL CEILING AMOUNT OF
UP TO FIFTEEN BILLION RUBLES
(RUB15,000,000,000) OR ITS FOREIGN CURRENCY
EQUIVALENT FOR EACH TRANSACTION SHALL BE
APPROVED.
1I. THE RELATED PARTY TRANSACTION THAT CAN BE Mgmt For
ENTERED INTO BY JSC GAZPROM NEFT IN THE
FUTURE WHILE PERFORMING ITS NORMAL
DAY-TO-DAY OPERATIONS, NAMELY THE BANKING
TRANSACTIONS BETWEEN JSC GAZPROM NEFT AND
JSC SBERBANK OF RUSSIA FOR DEPOSIT BY JSC
GAZPROM NEFT OF CASH ASSETS IN RUSSIAN
RUBLES AND FOREIGN CURRENCY IN THE TOTAL
CEILING AMOUNT OF UP TO FIFTEEN BILLION
RUBLES (RUB15,000,000,000) OR ITS FOREIGN
CURRENCY EQUIVALENT FOR EACH TRANSACTION
FOR A TERM OF UP TO ONE YEAR SHALL BE
APPROVED.
1J. THE RELATED PARTY TRANSACTION THAT CAN BE Mgmt For
ENTERED INTO BY JSC GAZPROM NEFT IN THE
FUTURE WHILE PERFORMING ITS NORMAL
DAY-TO-DAY OPERATIONS, NAMELY THE BANKING
TRANSACTIONS BETWEEN JSC GAZPROM NEFT AND
JSC GAZPROMBANK FOR DEPOSIT BY JSC GAZPROM
NEFT OF CASH ASSETS IN RUSSIAN RUBLES AND
FOREIGN CURRENCY IN THE TOTAL CEILING
AMOUNT OF UP TO FIFTEEN BILLION RUBLES
(RUB15,000,000,000) OR ITS FOREIGN CURRENCY
EQUIVALENT FOR EACH TRANSACTION FOR A TERM
OF UP TO ONE YEAR SHALL BE APPROVED.
1K. THE RELATED PARTY TRANSACTION THAT CAN BE Mgmt For
ENTERED INTO BY JSC GAZPROM NEFT IN THE
FUTURE WHILE PERFORMING ITS NORMAL
DAY-TO-DAY OPERATIONS, NAMELY THE ENTRY
INTO A CRUDE OIL SUPPLY CONTRACT BETWEEN
JSC GAZPROM NEFT (THE SUPPLIER) AND JSC
GAZPROM (THE PURCHASER) IN THE QUANTITY OF
UP TO 1,852,070 TONNES FOR THE TOTAL
CEILING PRICE OF UP TO THIRTY BILLION
RUBLES (RUB 30,000,000,000) SHALL BE
APPROVED.
1L. THE RELATED PARTY TRANSACTION THAT CAN BE Mgmt For
ENTERED INTO BY JSC GAZPROM NEFT IN THE
FUTURE WHILE PERFORMING ITS NORMAL
DAY-TO-DAY OPERATIONS, NAMELY THE ENTRY
INTO A CRUDE OIL SUPPLY CONTRACT BETWEEN
JSC GAZPROM NEFT (THE PURCHASER) AND CJSC
GAZPROMNEFT-ORENBURG (THE SUPPLIER) IN THE
QUANTITY OF UP TO 1,852,070 TONNES FOR THE
TOTAL CEILING PRICE OF UP TO THIRTY BILLION
RUBLES (RUB 30,000,000,000) SHALL BE
APPROVED.
1M. THE RELATED PARTY TRANSACTION THAT CAN BE Mgmt For
ENTERED INTO BY JSC GAZPROM NEFT IN THE
FUTURE WHILE PERFORMING ITS NORMAL
DAY-TO-DAY OPERATIONS, NAMELY THE ENTRY
INTO INFORMATION SERVICES CONTRACTS FOR
SUPPORT OF INFORMATION SYSTEMS BETWEEN JSC
GAZPROM NEFT AND LLC ITSK FOR THE TOTAL
CEILING AMOUNT OF UP TO TWO BILLION RUBLES
(RUB 2,000,000,000) SHALL BE APPROVED.
--------------------------------------------------------------------------------------------------------------------------
GAZPROM NEFT Agenda Number: 933888046
--------------------------------------------------------------------------------------------------------------------------
Security: 36829G107
Meeting Type: Special
Meeting Date: 12-Nov-2013
Ticker: GZPFY
ISIN: US36829G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO INTRODUCE AMENDMENTS AND ADDITIONS INTO Mgmt Against
GAZPROM NEFT'S ARTICLES OF ASSOCIATION. SET
OUT THE WORDING OF CLAUSE 19.5 OF GAZPROM
NEFT'S ARTICLES OF ASSOCIATION AS FOLLOWS:
19.5. THE NUMBER OF ELECTED MEMBERS OF THE
BOARD OF DIRECTORS OF THE COMPANY SHALL BE
EQUAL TO 13 (THIRTEEN) PERSONS.
--------------------------------------------------------------------------------------------------------------------------
GAZPROM NEFT Agenda Number: 933908824
--------------------------------------------------------------------------------------------------------------------------
Security: 36829G107
Meeting Type: Consent
Meeting Date: 24-Dec-2013
Ticker: GZPFY
ISIN: US36829G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TERMINATE EARLY THE APPOINTMENT OF THE Mgmt No vote
MEMBERS OF JSC GAZPROM NEFT'S BOARD OF
DIRECTORS
2A. ELECTION OF THE MEMBER OF JSC GAZPROM Mgmt No vote
NEFT'S BOARD OF DIRECTOR: ALISOV VLADIMIR
IVANOVICH
2B. ELECTION OF THE MEMBER OF JSC GAZPROM Mgmt No vote
NEFT'S BOARD OF DIRECTOR: GARAEV MARAT
MARSELEVICH
2C. ELECTION OF THE MEMBER OF JSC GAZPROM Mgmt No vote
NEFT'S BOARD OF DIRECTOR: GOLUBEV VALERY
ALEKSANDROVICH
2D. ELECTION OF THE MEMBER OF JSC GAZPROM Mgmt No vote
NEFT'S BOARD OF DIRECTOR: DUBIK NIKOLAI
NIKOLAEVICH
2E. ELECTION OF THE MEMBER OF JSC GAZPROM Mgmt No vote
NEFT'S BOARD OF DIRECTOR: DYUKOV ALEXANDER
VALERIEVICH
2F. ELECTION OF THE MEMBER OF JSC GAZPROM Mgmt No vote
NEFT'S BOARD OF DIRECTOR: KALINKIN
ALEXANDER VYACHESLAVOVICH
2G. ELECTION OF THE MEMBER OF JSC GAZPROM Mgmt No vote
NEFT'S BOARD OF DIRECTOR: KRUGLOV ANDREI
VYACHESLAVOVICH
2H. ELECTION OF THE MEMBER OF JSC GAZPROM Mgmt No vote
NEFT'S BOARD OF DIRECTOR: MILLER ALEXEI
BORISOVICH
2I. ELECTION OF THE MEMBER OF JSC GAZPROM Mgmt No vote
NEFT'S BOARD OF DIRECTOR: MIKHAILOVA ELENA
VLADIMIROVNA
2J. ELECTION OF THE MEMBER OF JSC GAZPROM Mgmt No vote
NEFT'S BOARD OF DIRECTOR: MIKHEYEV
ALEXANDER LEONIDOVICH
2K. ELECTION OF THE MEMBER OF JSC GAZPROM Mgmt No vote
NEFT'S BOARD OF DIRECTOR: SERDYUKOV VALERY
PAVLOVICH
2L. ELECTION OF THE MEMBER OF JSC GAZPROM Mgmt No vote
NEFT'S BOARD OF DIRECTOR: SELEZNEV KIRILL
GENNADIEVICH
2M. ELECTION OF THE MEMBER OF JSC GAZPROM Mgmt No vote
NEFT'S BOARD OF DIRECTOR: FURSENKO SERGEY
ALEKSANDROVICH
2N. ELECTION OF THE MEMBER OF JSC GAZPROM Mgmt No vote
NEFT'S BOARD OF DIRECTOR: CHEREPANOV
VSEVOLOD VALDIMIROVICH
2O. ELECTION OF THE MEMBER OF JSC GAZPROM Mgmt No vote
NEFT'S BOARD OF DIRECTOR: SEREDA MIKHAIL
LEONIDOVICH
--------------------------------------------------------------------------------------------------------------------------
GAZPROM NEFT Agenda Number: 934000201
--------------------------------------------------------------------------------------------------------------------------
Security: 36829G107
Meeting Type: Annual
Meeting Date: 06-Jun-2014
Ticker: GZPFY
ISIN: US36829G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE THE ANNUAL REPORT OF JSC GAZPROM Mgmt For
NEFT FOR 2013. EFFECTIVE NOVEMBER 6, 2013,
HOLDERS OF RUSSIAN SECURITIES ARE REQUIRED
TO DISCLOSE THEIR NAME, ADDRESS AND NUMBER
OF SHARES AS A CONDITION TO VOTING.
2. APPROVE THE ANNUAL FINANCIAL STATEMENTS OF Mgmt For
JSC GAZPROM NEFT FOR 2013.
3. APPROVE THE DISTRIBUTION OF THE PROFIT OF Mgmt For
JSC GAZPROM NEFT UPON THE RESULTS OF 2013.
4. ON SIZE, TIMEFRAME AND FORM OF DIVIDENDS Mgmt For
PAYMENT AND THE DATE AS OF WHEN THE PERSONS
ENTITLED TO RECEIVE DIVIDENDS FOR 2013 ARE
DEFINED. ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
5A. ELECTION OF THE BOARD OF DIRECTOR OF JSC Mgmt No vote
GAZPROM NEFT: ALISOV VLADIMIR IVANOVICH
5B. ELECTION OF THE BOARD OF DIRECTOR OF JSC Mgmt No vote
GAZPROM NEFT: GARAEV MARAT MARSELEVICH
5C. ELECTION OF THE BOARD OF DIRECTOR OF JSC Mgmt No vote
GAZPROM NEFT: GOLUBEV VALERY ALEKSANDROVICH
5D. ELECTION OF THE BOARD OF DIRECTOR OF JSC Mgmt No vote
GAZPROM NEFT: DUBIK NIKOLAI NIKOLAEVICH
5E. ELECTION OF THE BOARD OF DIRECTOR OF JSC Mgmt No vote
GAZPROM NEFT: DYUKOV ALEXANDER VALERIEVICH
5F. ELECTION OF THE BOARD OF DIRECTOR OF JSC Mgmt No vote
GAZPROM NEFT: KALINKIN ALEXANDER
VYACHESLAVOVICH
5G. ELECTION OF THE BOARD OF DIRECTOR OF JSC Mgmt No vote
GAZPROM NEFT: KRUGLOV ANDREI
VYACHESLAVOVICH
5H. ELECTION OF THE BOARD OF DIRECTOR OF JSC Mgmt No vote
GAZPROM NEFT: MILLER ALEXEI BORISOVICH
5I. ELECTION OF THE BOARD OF DIRECTOR OF JSC Mgmt No vote
GAZPROM NEFT: MIKHAILOVA ELENA VLADIMIROVNA
5J. ELECTION OF THE BOARD OF DIRECTOR OF JSC Mgmt No vote
GAZPROM NEFT: MIKHEYEV ALEXANDER
LEONIDOVICH
5K. ELECTION OF THE BOARD OF DIRECTOR OF JSC Mgmt No vote
GAZPROM NEFT: SELEZNEV KIRILL GENNADIEVICH
5L. ELECTION OF THE BOARD OF DIRECTOR OF JSC Mgmt No vote
GAZPROM NEFT: SERDUKOV VALERY PAVLOVICH
5M. ELECTION OF THE BOARD OF DIRECTOR OF JSC Mgmt No vote
GAZPROM NEFT: SEREDA, MIKHAIL LEONIDOVICH
5N. ELECTION OF THE BOARD OF DIRECTOR OF JSC Mgmt No vote
GAZPROM NEFT: FURSENKO SERGEY
ALEKSANDROVICH
5O. ELECTION OF THE BOARD OF DIRECTOR OF JSC Mgmt No vote
GAZPROM NEFT: CHEREPANOV VSEVOLOD
VALDIMIROVICH
6.1 ELECTION OF THE AUDIT COMMISSION OF JSC Mgmt For
GAZPROM NEFT: ARKHIPOV DMITRY ALEXANDROVICH
6.2 ELECTION OF THE AUDIT COMMISSION OF JSC Mgmt For
GAZPROM NEFT: DELVIG GALINA YURIEVNA
6.3 ELECTION OF THE AUDIT COMMISSION OF JSC Mgmt For
GAZPROM NEFT: KOVALEV VITALY ANATOLIEVICH
6.4 ELECTION OF THE AUDIT COMMISSION OF JSC Mgmt For
GAZPROM NEFT: KOTLYAR ANATOLY ANATOLOEVICH
6.5 ELECTION OF THE AUDIT COMMISSION OF JSC Mgmt For
GAZPROM NEFT: FROLOV ALEXANDER
ALEXANDROVICH
7. APPROVE JSC "PRICEWATERHOUSECOOPERS AUDIT" Mgmt For
AS THE AUDITOR OF JSC GAZPROM NEFT IN 2014.
8. ON REMUNERATION TO THE MEMBERS OF THE BOARD Mgmt For
OF DIRECTORS OF JSC GAZPROM NEFT. ALL AS
MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
9. ON REMUNERATION TO THE MEMBERS OF THE AUDIT Mgmt For
COMMISSION OF JSC GAZPROM NEFT: PAY
REMUNERATION TO THE MEMBERS OF THE AUDIT
COMMISSION OF JSC GAZPROM NEFT IN THE
AMOUNTS RECOMMENDED BY THE BOARD OF
DIRECTORS OF JSC GAZPROM NEFT: - THE
CHAIRMAN OF THE AUDIT COMMISSION -
1.200.000 ROUBLES; - THE MEMBERS OF THE
AUDIT COMMISSION - 830.000 ROUBLES (EACH).
--------------------------------------------------------------------------------------------------------------------------
GAZPROM OAO, MOSCOW Agenda Number: 705335114
--------------------------------------------------------------------------------------------------------------------------
Security: 368287207
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: US3682872078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BECAUSE OF THE SIZE OF THE Non-Voting
AGENDA [122 RESOLUTIONS] FOR THE GAZPROM OF
RUSSIA MEETING. THE AGENDA HAS BEEN BROKEN
UP AMONG TWO INDIVIDUAL MEETINGS. THE
MEETING IDS AND HOW THE RESOLUTIONS HAVE
BEEN BROKEN OUT ARE AS FOLLOWS: MEETING ID
343638 [RESOLUTIONS 1 THROUGH 11.80] AND
MID 343717 [RESOLUTIONS 12.1 THROUGH
13.18]. IN ORDER TO VOTE ON THE COMPLETE
AGENDA OF THIS MEETING YOU MUST VOTE ON
BOTH THE MEETINGS.
1 APPROVE THE ANNUAL REPORT OF JSC GAZPROM Mgmt For For
FOR 2013
2 APPROVE THE ANNUAL ACCOUNTING STATEMENTS OF Mgmt For For
JSC GAZPROM FOR 2013
3 APPROVE THE DISTRIBUTION OF COMPANY PROFITS Mgmt For For
AS OF THE END OF 2013
4 APPROVE THE AMOUNT, TIMELINE AND FORM OF Mgmt For For
PAYMENT FOR YEAR-END DIVIDENDS ON COMPANY
SHARES AS PROPOSED BY THE BOARD OF
DIRECTORS OF THE COMPANY, AND THE DATE AS
OF WHICH PERSONS ENTITLED TO DIVIDENDS ARE
IDENTIFIED: PAY OUT ANNUAL DIVIDENDS BASED
ON PERFORMANCE OF THE COMPANY IN 2013 IN
CASH FORM IN AN AMOUNT OF 7 RUBLES 20
KOPECKS ON A COMMON SHARE OF JSC GAZPROM
WITH A PAR VALUE OF 5 RUBLES; SET 17 JULY
2014 AS THE DATE AS OF WHICH PERSONS
ENTITLED TO DIVIDENDS ARE IDENTIFIED; SET
31 JULY 2014 AS THE DATE BY WHICH DIVIDENDS
SHALL BE PAID TO NOMINEE HOLDERS AND
TRUSTEES WHO ARE SECURITY MARKET
PROFESSIONALS RECORDED IN THE REGISTER OF
SHAREHOLDERS OF JSC GAZPROM; SET 21 AUGUST
2014 AS THE DATE BY WHICH DIVIDENDS SHALL
BE PAID TO OTHER PERSONS RECORDED IN THE
REGISTER OF SHAREHOLDERS OF JSC GAZPROM
5 APPROVE CLOSED JOINT STOCK COMPANY Mgmt For For
PRICEWATERHOUSECOOPERS AUDIT AS THE
COMPANY'S EXTERNAL AUDITOR
6 PAY OUT REMUNERATIONS TO MEMBERS OF THE Mgmt Against Against
BOARD OF DIRECTORS IN THE AMOUNTS SUGGESTED
BY THE BOARD OF DIRECTORS
7 PAY OUT REMUNERATIONS TO MEMBERS OF THE Mgmt For For
AUDIT COMMISSION IN THE AMOUNTS SUGGESTED
BY THE COMPANY BOARD OF DIRECTORS
8 APPROVE AMENDMENTS TO THE JSC GAZPROM Mgmt For For
CHARTER
9 APPROVE AMENDMENTS TO THE REGULATION ON THE Mgmt For For
JSC GAZPROM BOARD OF DIRECTORS
10 APPROVE, AS A RELATED-PARTY TRANSACTION, Mgmt For For
THE CONCLUSION OF A SURETY AGREEMENT
BETWEEN JSC GAZPROM AND SOUTH STREAM
TRANSPORT B.V., WHICH IS ALSO A MAJOR
TRANSACTION SUBJECT TO ENGLISH LAW,
PURSUANT TO WHICH JSC GAZPROM GRATUITOUSLY
UNDERTAKES TO SOUTH STREAM TRANSPORT B.V.
TO ENSURE THE PERFORMANCE OF ALL
OBLIGATIONS OF LLC GAZPROM EXPORT (THE
BENEFICIARY) UNDER THE GAS TRANSMISSION
AGREEMENT VIA THE SOUTH STREAM PIPELINE
ENTERED INTO BY AND BETWEEN SOUTH STREAM
TRANSPORT B.V. AND LLC GAZPROM EXPORT
11.1 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.2 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.3 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.4 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.5 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.6 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.7 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.8 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.9 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.10 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.11 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.12 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.13 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.14 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.15 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.16 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.17 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.18 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.19 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.20 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.21 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.22 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.23 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.24 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.25 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.26 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.27 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.28 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.29 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.30 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.31 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.32 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.33 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.34 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.35 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.36 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.37 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.38 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.39 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.40 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.41 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.42 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.43 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.44 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.45 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.46 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.47 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.48 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.49 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.50 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.51 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.52 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.53 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.54 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.55 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.56 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.57 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.58 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.59 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.60 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.61 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.62 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.63 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.64 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.65 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.66 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.67 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.68 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.69 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.70 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.71 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.72 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.73 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.74 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.75 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.76 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.77 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.78 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.79 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
11.80 APPROVE, IN ACCORDANCE WITH THE CHAPTER XI Mgmt For For
OF THE FEDERAL LAW ON JOINT STOCK COMPANIES
AND CHAPTER IX OF THE JSC GAZPROM CHARTER,
THE SPECIFIED RELATED-PARTY TRANSACTIONS
THAT MAY BE ENTERED INTO BY THE JSC GAZPROM
IN FUTURE IN THE ORDINARY COURSE OF
BUSINESS
CMMT 29 MAY 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO TEXT OF
RESOLUTION 10. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GAZPROM OAO, MOSCOW Agenda Number: 705335291
--------------------------------------------------------------------------------------------------------------------------
Security: 368287207
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: US3682872078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BECAUSE OF THE SIZE OF THE Non-Voting
AGENDA [122 RESOLUTIONS] FOR THE GAZPROM OF
RUSSIA MEETING. THE AGENDA HAS BEEN BROKEN
UP AMONG TWO INDIVIDUAL MEETINGS. THE
MEETING IDS AND HOW THE RESOLUTIONS HAVE
BEEN BROKEN OUT ARE AS FOLLOWS: MEETING ID
343638 [RESOLUTIONS 1 THROUGH 11.80] AND
MID 343717 [RESOLUTIONS 12.1 THROUGH
13.18]. IN ORDER TO VOTE ON THE COMPLETE
AGENDA OF THIS MEETING YOU MUST VOTE ON
BOTH THE MEETINGS.
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 14 DIRECTORS
PRESENTED FOR ELECTION, YOU CAN ONLY VOTE
FOR 11 DIRECTORS. THE LOCAL AGENT IN THE
MARKET WILL APPLY CUMULATIVE VOTING EVENLY
AMONG ONLY DIRECTORS FOR WHOM YOU VOTE
"FOR". CUMULATIVE VOTES CANNOT BE APPLIED
UNEVENLY AMONG DIRECTORS VIA PROXYEDGE.
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR
THIS MEETING. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE WITH ANY QUESTIONS.
12.1 ELECTION OF MEMBER TO THE COMPANY'S BOARD Mgmt Against Against
OF DIRECTORS (SUPERVISORY COUNCIL): AKIMOV
ANDREY IGOREVICH
12.2 ELECTION OF MEMBER TO THE COMPANY'S BOARD Mgmt Against Against
OF DIRECTORS (SUPERVISORY COUNCIL):
GAZIZULLIN FARIT RAFIKOVICH
12.3 ELECTION OF MEMBER TO THE COMPANY'S BOARD Mgmt Against Against
OF DIRECTORS (SUPERVISORY COUNCIL): ZUBKOV
VIKTOR ALEKSEEVICH
12.4 ELECTION OF MEMBER TO THE COMPANY'S BOARD Mgmt Against Against
OF DIRECTORS (SUPERVISORY COUNCIL): KARPEL
ELENA EVGENIEVNA
12.5 ELECTION OF MEMBER TO THE COMPANY'S BOARD Mgmt Against Against
OF DIRECTORS (SUPERVISORY COUNCIL):
KOULIBAEV TIMUR ASKAROVICH
12.6 ELECTION OF MEMBER TO THE COMPANY'S BOARD Mgmt Against Against
OF DIRECTORS (SUPERVISORY COUNCIL):
MARKELOV VITALY ANATOLIEVICH
12.7 ELECTION OF MEMBER TO THE COMPANY'S BOARD Mgmt Against Against
OF DIRECTORS (SUPERVISORY COUNCIL):
MARTYNOV VIKTOR GEORGIEVICH
12.8 ELECTION OF MEMBER TO THE COMPANY'S BOARD Mgmt Against Against
OF DIRECTORS (SUPERVISORY COUNCIL): MAU
VLADIMIR ALEKSANDROVICH
12.9 ELECTION OF MEMBER TO THE COMPANY'S BOARD Mgmt Against Against
OF DIRECTORS (SUPERVISORY COUNCIL): MILLER
ALEXEY BORISOVICH
12.10 ELECTION OF MEMBER TO THE COMPANY'S BOARD Mgmt For For
OF DIRECTORS (SUPERVISORY COUNCIL): MUSIN
VALERY ABRAMOVICH
12.11 ELECTION OF MEMBER TO THE COMPANY'S BOARD Mgmt Against Against
OF DIRECTORS (SUPERVISORY COUNCIL): REMES
SEPPO JUHA
12.12 ELECTION OF MEMBER TO THE COMPANY'S BOARD Mgmt Against Against
OF DIRECTORS (SUPERVISORY COUNCIL):
SAVELIEV OLEG GENRIKHOVICH
12.13 ELECTION OF MEMBER TO THE COMPANY'S BOARD Mgmt Against Against
OF DIRECTORS (SUPERVISORY COUNCIL): SAPELIN
ANDREY YURIEVICH
12.14 ELECTION OF MEMBER TO THE COMPANY'S BOARD Mgmt Against Against
OF DIRECTORS (SUPERVISORY COUNCIL): SEREDA
MIKHAIL LEONIDOVICH
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 18 Non-Voting
CANDIDATES TO BE ELECTED AS AUDIT
COMMISSION MEMBERS, THERE ARE ONLY 9
VACANCIES AVAILABLE TO BE FILLED AT THE
MEETING. THE STANDING INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 9
OF THE 18 AUDIT COMMISSION MEMBERS. THANK
YOU.
13.1 ELECT THE FOLLOWING PERSON TO THE AUDIT Mgmt Against Against
COMMISSION OF JSC GAZPROM: ALISOV VLADIMIR
IVANOVICH
13.2 ELECT THE FOLLOWING PERSON TO THE AUDIT Mgmt For For
COMMISSION OF JSC GAZPROM: ARKHIPOV DMITRY
ALEKSANDROVICH
13.3 ELECT THE FOLLOWING PERSON TO THE AUDIT Mgmt Against Against
COMMISSION OF JSC GAZPROM: AFONYASHIN
ALEKSEY ANATOLYEVICH
13.4 ELECT THE FOLLOWING PERSON TO THE AUDIT Mgmt Against Against
COMMISSION OF JSC GAZPROM: BABENKOVA IRINA
MIKHAILOVNA
13.5 ELECT THE FOLLOWING PERSON TO THE AUDIT Mgmt Against Against
COMMISSION OF JSC GAZPROM: BELOBROV ANDREY
VIKTOROVICH
13.6 ELECT THE FOLLOWING PERSON TO THE AUDIT Mgmt For For
COMMISSION OF JSC GAZPROM: BIKULOV VADIM
KASYMOVICH
13.7 ELECT THE FOLLOWING PERSON TO THE AUDIT Mgmt No vote
COMMISSION OF JSC GAZPROM: VITJ LARISA
VLADIMIROVNA
13.8 ELECT THE FOLLOWING PERSON TO THE AUDIT Mgmt No vote
COMMISSION OF JSC GAZPROM: IVANNIKOV
ALEKSANDER SERGEYEVICH
13.9 ELECT THE FOLLOWING PERSON TO THE AUDIT Mgmt For For
COMMISSION OF JSC GAZPROM: MIKHINA MARINA
VITALYEVNA
13.10 ELECT THE FOLLOWING PERSON TO THE AUDIT Mgmt For For
COMMISSION OF JSC GAZPROM: NOSOV YURI
STANISLAVOVICH
13.11 ELECT THE FOLLOWING PERSON TO THE AUDIT Mgmt No vote
COMMISSION OF JSC GAZPROM: OGANYAN KAREN
IOSIFOVICH
13.12 ELECT THE FOLLOWING PERSON TO THE AUDIT Mgmt No vote
COMMISSION OF JSC GAZPROM: OSIPENKO OLEG
VALENTINOVICH
13.13 ELECT THE FOLLOWING PERSON TO THE AUDIT Mgmt No vote
COMMISSION OF JSC GAZPROM: PLATONOV SERGEY
REVAZOVICH
13.14 ELECT THE FOLLOWING PERSON TO THE AUDIT Mgmt No vote
COMMISSION OF JSC GAZPROM: RAY SVETLANA
PETROVNA
13.15 ELECT THE FOLLOWING PERSON TO THE AUDIT Mgmt No vote
COMMISSION OF JSC GAZPROM: ROSSEYEV MIKHAIL
NIKOLAYEVICH
13.16 ELECT THE FOLLOWING PERSON TO THE AUDIT Mgmt No vote
COMMISSION OF JSC GAZPROM: FISENKO TATYANA
VLADIMIROVNA
13.17 ELECT THE FOLLOWING PERSON TO THE AUDIT Mgmt No vote
COMMISSION OF JSC GAZPROM: KHADZIEV ALAN
FEDOROVICH
13.18 ELECT THE FOLLOWING PERSON TO THE AUDIT Mgmt For For
COMMISSION OF JSC GAZPROM: SHEVCHUK
ALEXANDER VIKTOROVICH
CMMT 29 MAY 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO TEXT OF
RESOLUTIONS 12.6, 12.13. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HACI OMER SABANCI HOLDING A.S., ISTANBUL Agenda Number: 705011574
--------------------------------------------------------------------------------------------------------------------------
Security: M8223R100
Meeting Type: OGM
Meeting Date: 31-Mar-2014
Ticker:
ISIN: TRASAHOL91Q5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT TO ATTEND A MEETING, THE ATTENDEE(S) MUST Non-Voting
PRESENT A POA ISSUED BY THE BENEFICIAL
OWNER, NOTARISED BY A TURKISH NOTARY.
1 Opening and election of the chairmanship Mgmt For For
council
2 Reading and deliberation of the board of Mgmt For For
director activity report for the year 2013
3 Reading and deliberation of the auditor Mgmt For For
report for the year 2013
4 Providing information to general assembly Mgmt Abstain Against
about the donations made during the year
2013
5 Approval of profit distribution policy Mgmt For For
6 Reading, deliberation and approval for the Mgmt For For
balance sheet and income statements for the
year 2013
7 Absolving board members with respect to Mgmt For For
their activities of the year 2013
8 Decision on the distribution type for the Mgmt For For
profit of the year 2013 and decision on the
dividend ratio
9 Determination of monthly gross salary of Mgmt For For
the board of directory members
10 Decision on the upper limit of the Mgmt Against Against
donations to be made on the year 2014
11 Decision on the amendments made to the Mgmt For For
articles of associations 19th and 35th
articles regarding permissions of capital
markets of board and ministry of customs
and trade
12 Election of the auditors and auditors Mgmt For For
committee
13 Authorizing board of directory member Mgmt For For
regarding 395th and 396th articles of the
Turkish commercial code
--------------------------------------------------------------------------------------------------------------------------
HALYK SAVINGS BANK OF KAZAKHSTAN JSC, ALMATY Agenda Number: 704701526
--------------------------------------------------------------------------------------------------------------------------
Security: 46627J302
Meeting Type: EGM
Meeting Date: 10-Sep-2013
Ticker:
ISIN: US46627J3023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 11 SEP 2013. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 Approval of the agenda of the Extraordinary Mgmt Take No Action
General Shareholders' Meeting of JSC Halyk
Bank as of 10 September 2013. To approve
the agenda of the Extraordinary General
Shareholders' Meeting of JSC Halyk Bank as
of 10 September 2013 as approved by the
Board of Directors of JSC Halyk Bank
(Resolution #206 of the Absentee Meeting of
the Board of Directors dd. 1 August 2013)
2 Election of the member of the Board of Mgmt Take No Action
Directors of JSC Halyk Bank and
determination the terms of authorities
thereof. 1) To elect Mr. Arman Dunayev as
an Independent Director of the Board of
Directors of JSC Halyk Bank. 2) To
determine the term of authorities of Mr.
Arman Dunayev, the newly elected member of
the Board of Directors of JSC Halyk Bank,
as commencing from the moment of election
until expiry of the term of the existing
Board of Directors of JSC Halyk Bank as set
by the Annual General Shareholders' Meeting
held on 21 April 2011
--------------------------------------------------------------------------------------------------------------------------
HALYK SAVINGS BANK OF KAZAKHSTAN JSC, ALMATY Agenda Number: 705151607
--------------------------------------------------------------------------------------------------------------------------
Security: 46627J302
Meeting Type: AGM
Meeting Date: 25-Apr-2014
Ticker:
ISIN: US46627J3023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 300619 DUE TO RECEIPT OF
DIRECTORS NAMES IN RESOLUTION NO. 7. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
1 APPROVE MEETING AGENDA Mgmt For For
2 APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
FOR 2013
3 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF KZT 1.70 PER SHARE
4 APPROVE BOARD OF DIRECTORS REPORT Mgmt For For
5 FIX NUMBER OF DIRECTORS Mgmt For For
6 FIX LENGTH OF DIRECTORS' TERM OF OFFICE Mgmt For For
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES Non-Voting
TO THIS RESOLUTION REGARDING THE ELECTION
OF DIRECTORS. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. PLEASE NOTE
THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE IF YOU HAVE ANY
QUESTIONS.
7.1 ELECT ARMAN DUNAYEV AS A DIRECTOR Mgmt For For
7.2 ELECT MAZHIT YESSENBAYEV AS A DIRECTOR Mgmt Against Against
7.3 ELECT CHRISTOF RUEHL AS A DIRECTOR Mgmt For For
7.4 ELECT ALEXANDER PAVLOV AS A DIRECTOR Mgmt For For
7.5 ELECT ULF WOKURKA AS A DIRECTOR Mgmt For For
7.6 ELECT FRANK KUIJLAARS AS A DIRECTOR Mgmt For For
7.7 ELECT UMUT SHAYAKHMETOVA AS A DIRECTOR Mgmt Against Against
8 APPROVE ACQUISITION OF SB HSBC BANK Mgmt For For
KAZAKHSTAN JSC
9 AMEND REDEMPTION PRICE ESTIMATION Mgmt For For
METHODOLOGY
10 APPROVE INFORMATION ON REMUNERATION OF Mgmt For For
DIRECTORS AND MEMBERS OF MANAGEMENT BOARD
11 APPROVE RESULTS OF SHAREHOLDERS APPEALS ON Mgmt For For
ACTIONS OF COMPANY AND ITS OFFICIALS
12 FIX SIZE AND TERM OF OFFICE OF VOTE Mgmt For For
COUNTING COMMISSION ELECT NEW MEMBERS OF
VOTE COUNTING COMMISSION
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 28 APR 2014. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORGANIZATIONS S.A., AT Agenda Number: 704885966
--------------------------------------------------------------------------------------------------------------------------
Security: X3258B102
Meeting Type: EGM
Meeting Date: 30-Dec-2013
Ticker:
ISIN: GRS260333000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 262960 AS THE MEETING TO BE HELD
ON 18 DEC 2013 GOT CANCELLED AND NEW
MEETING WAS ANNOUNCED ON 30 DEC 2013 WITH
ADDITION OF RESOLUTIONS AND CHANGE IN
RECORD DATE FROM 12 DEC 2013 TO 24 DEC
2013. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE AN A
REPETITIVE MEETING ON 14 JAN 2014 AT 16:00
HRS WITH RECORD DATE: 09 JAN 2014 AND A B
REPETITIVE MEETING ON 29 JAN 2014 AT 16:00
HRS WITH RECORD DATE: 24 JAN 2014. ALSO,
YOUR VOTING INSTRUCTIONS WILL NOT BE
CARRIED OVER TO THE SECOND CALL. ALL VOTES
RECEIVED ON THIS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THE REPETITIVE MEETING. THANK YOU
1. Announcement of the election of new Board Mgmt Abstain Against
members, in replacement of resigned
members, in accordance with article 9 par.
4 of the Company's Articles of
Incorporation
2. Appointment of members of the Audit Mgmt For For
Committee, pursuant to article 37 of Law
3693/2008
3. Approval for covering domestic travel / Mgmt For For
sojourn expenses of Board members for their
attendance at the meetings of the Board and
its Committees
4. Granting by the General Shareholders' Mgmt For For
Meeting special permission, pursuant to
article 23a of C.L.2190/1920, for entering
into the separate agreements ("Service
Arrangements") between OTE S.A. and OTE
Group companies on the one hand and
Deutsche Telecom AG (DTAG) and Telekom
Deutschland GmbH (TD GmbH) on the other
hand for the rendering for year 2014 of
specific services within the framework of
the approved "Framework Cooperation and
Service Agreement" / Assignment of relevant
powers
5. Amendment of Independent Services Agreement Mgmt For For
of an Executive Board member
6. Capitalization of tax-free reserves from Mgmt For For
non-taxable profits of previous years,
according to L.4172/2013, by increasing the
nominal value of OTE S.A. share at an
amount to be determined by the General
Meeting
7. Amendment of article 5 (Share Capital) of Mgmt For For
the OTE S.A. Articles of Incorporation, due
to capitalization of tax-free reserves
8. Miscellaneous announcements Mgmt Abstain Against
CMMT 12 DEC 13: PLEASE NOTE THAT RESOLUTION 1 Non-Voting
DOES NOT CARRY VOTING RIGHTS. THANK YOU.
CMMT 12 DEC 13: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF COMMENT.
--------------------------------------------------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORGANIZATIONS S.A., AT Agenda Number: 705138611
--------------------------------------------------------------------------------------------------------------------------
Security: X3258B102
Meeting Type: EGM
Meeting Date: 30-Apr-2014
Ticker:
ISIN: GRS260333000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE AN A
REPETITIVE MEETING ON 15 MAY 2014 AND B
REPETITIVE MEETING ON 27 MAY 2014, ALSO,
YOUR VOTING INSTRUCTIONS WILL NOT BE
CARRIED OVER TO THE SECOND CALL. ALL VOTES
RECEIVED ON THIS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THE REPETITIVE MEETING. THANK YOU
1. APPROVAL OF THE AMENDMENT OF ARTICLE 2 Mgmt For For
(OBJECT) OF THE COMPANY'S ARTICLES OF
INCORPORATION
2. GRANTING OF A SPECIAL PERMISSION, PURSUANT Mgmt For For
TO ARTICLE 23A OF C.L.2190/1920, ON THE
CONCLUSION OF A BRAND LICENSE AGREEMENT(S)
BETWEEN AFFILIATED COMPANIES OF OTE S.A.,
NAMELY ROMTELECOM AND COSMOTE ROMANIA
(LICENSEES) AND DEUTSCHE TELEKOM AG
(LICENSOR) AND APPROVAL OF THE BASIC TERMS
OF THE AGREEMENT(S)
3. PROPORTIONAL REDUCE OF THE REMUNERATION OF Mgmt Against Against
THE DIRECTORS AND THE EXECUTIVES OF OTE, AS
LONG AS THE MEDIUM TERM FRAMEWORK OF FISCAL
STRATEGY 2012-2015 IS IN EFFECT, ACCORDING
TO PARAGRAPH 2, ARTICLE 6 OF LAW 4092/2012
4. MISCELLANEOUS ANNOUNCEMENTS Mgmt Abstain Against
CMMT 16 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
25 APR 2014 TO 24 APR 2014. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORGANIZATIONS S.A., AT Agenda Number: 705371069
--------------------------------------------------------------------------------------------------------------------------
Security: X3258B102
Meeting Type: OGM
Meeting Date: 24-Jun-2014
Ticker:
ISIN: GRS260333000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE AN "A"
REPETITIVE MEETING ON 08 JUL 2014 AND A "B"
REPETITIVE MEETING ON 21 JUL 2014. ALSO,
YOUR VOTING INSTRUCTIONS WILL NOT BE
CARRIED OVER TO THE SECOND CALL. ALL VOTES
RECEIVED ON THIS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THE REPETITIVE MEETING. THANK YOU.
1. SUBMISSION FOR APPROVAL OF THE ANNUAL Mgmt For For
FINANCIAL STATEMENTS OF OTE S.A. (BOTH
SEPARATE AND CONSOLIDATED) OF THE FISCAL
YEAR 2013 (1/1/2013-31/12/2013), WITH THE
RELEVANT BOARD OF DIRECTORS' AND CERTIFIED
AUDITORS' REPORTS / PROPOSAL FOR
NON-DISTRIBUTION OF DIVIDEND FOR THE FISCAL
YEAR 2013
2. EXONERATION OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE CERTIFIED AUDITORS OF ANY
LIABILITY, FOR THE FISCAL YEAR 2013,
PURSUANT TO ARTICLE 35 OF C.L.2190/1920
3. APPROVAL OF THE REMUNERATION, COMPENSATION Mgmt For For
AND EXPENSES OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND ITS COMMITTEES FOR THE FISCAL
YEAR 2013 AND DETERMINATION OF THEM FOR THE
FISCAL YEAR 2014
4. APPOINTMENT OF AN AUDIT FIRM FOR THE Mgmt Against Against
STATUTORY AUDIT OF THE FINANCIAL STATEMENTS
OF OTE S.A. (BOTH SEPARATE AND
CONSOLIDATED), IN ACCORDANCE WITH THE
INTERNATIONAL FINANCIAL REPORTING
STANDARDS, FOR THE FISCAL YEAR 2014
5. APPROVAL OF THE INSURANCE COVERAGE OF Mgmt For For
DIRECTORS & OFFICERS OF OTE S.A. AND ITS
AFFILIATED COMPANIES, IN THE CONTEXT OF
ARTICLE 42E PAR.5 OF C.L. 2190/1920,
AGAINST LIABILITIES INCURRED IN THE
EXERCISE OF THEIR COMPETENCES, DUTIES AND
FUNCTIONS AND GRANT OF AUTHORIZATION TO
SIGN THE RELEVANT CONTRACT
6. MISCELLANEOUS ANNOUNCEMENTS Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
JERONIMO MARTINS SGPS SA, LISBOA Agenda Number: 704855848
--------------------------------------------------------------------------------------------------------------------------
Security: X40338109
Meeting Type: EGM
Meeting Date: 18-Dec-2013
Ticker:
ISIN: PTJMT0AE0001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT VOTING IN PORTUGUESE Non-Voting
MEETINGS REQUIRES THE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION, THROUGH
DECLARATIONS OF PARTICIPATION AND VOTING.
BROADRIDGE WILL DISCLOSE THE BENEFICIAL
OWNER INFORMATION FOR YOUR VOTED ACCOUNTS.
ADDITIONALLY, PORTUGUESE LAW DOES NOT
PERMIT BENEFICIAL OWNERS TO VOTE
INCONSISTENTLY ACROSS THEIR HOLDINGS.
OPPOSING VOTES MAY BE REJECTED SUMMARILY BY
THE COMPANY HOLDING THIS BALLOT. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
FOR FURTHER DETAILS.
1 To resolve on the composition of the Board Mgmt For For
of Directors
2 To resolve on the designation of the new Mgmt For For
Chairman of the Board of Directors,
pursuant to Paragraph two of Article
Twelfth of the Articles of Association
--------------------------------------------------------------------------------------------------------------------------
JERONIMO MARTINS SGPS SA, LISBOA Agenda Number: 705027995
--------------------------------------------------------------------------------------------------------------------------
Security: X40338109
Meeting Type: AGM
Meeting Date: 10-Apr-2014
Ticker:
ISIN: PTJMT0AE0001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT VOTING IN PORTUGUESE Non-Voting
MEETINGS REQUIRES THE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION, THROUGH
DECLARATIONS OF PARTICIPATION AND VOTING.
BROADRIDGE WILL DISCLOSE THE BENEFICIAL
OWNER INFORMATION FOR YOUR VOTED ACCOUNTS.
ADDITIONALLY, PORTUGUESE LAW DOES NOT
PERMIT BENEFICIAL OWNERS TO VOTE
INCONSISTENTLY ACROSS THEIR HOLDINGS.
OPPOSING VOTES MAY BE REJECTED SUMMARILY BY
THE COMPANY HOLDING THIS BALLOT. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
FOR FURTHER DETAILS.
1 To resolve on the 2013 annual report and Mgmt For For
accounts
2 To resolve on the proposal for application Mgmt For For
of results
3 To resolve on the 2013 consolidated annual Mgmt For For
report and accounts
4 To assess, in general terms, the management Mgmt For For
and audit of the Company
5 To assess the statement on the remuneration Mgmt For For
policy of the management and audit bodies
of the Company prepared by the Remuneration
Committee
6 To elect the Chairman of the General Mgmt For For
Shareholder's Meeting until the end of the
current three year term of office
CMMT 18 MAR 2014: PLEASE NOTE THAT SHAREHOLDERS Non-Voting
MAY ONLY ATTEND IN THE SHAREHOLDERS MEETING
IF THEY HOLD VOTING RIGHTS OF A MINIMUM OF
1 SHARE WHICH CORRESPOND TO ONE VOTING
RIGHT. THANK YOU.
CMMT 18 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF ADDITIONAL
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
JSFC SISTEMA JSC, MOSCOW Agenda Number: 705405024
--------------------------------------------------------------------------------------------------------------------------
Security: 48122U204
Meeting Type: AGM
Meeting Date: 28-Jun-2014
Ticker:
ISIN: US48122U2042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE MEETING PROCEDURES Mgmt For For
2 TO APPROVE THE ANNUAL REPORT, ANNUAL Mgmt For For
ACCOUNTING REPORTS, INCLUDING THE PROFIT
AND LOSS (FINANCIAL) ACCOUNTS OF THE
COMPANY FOR 2013
3 1. ALLOCATE RUB 19,879,000,000.00 (NINETEEN Mgmt For For
BILLION EIGHT HUNDRED SEVENTY NINE MILLION)
AS DIVIDEND, AND NOT DISTRIBUTE THE PART OF
RETAINED EARNINGS REMAINING AFTER THE
DIVIDEND PAYOUT. 2. PAY DIVIDENDS IN THE
AMOUNT OF RUB 2.06 (TWO AND SIX HUNDREDTHS)
PER ORDINARY SHARE OF THE COMPANY IN A
NON-CASH FORM BY MEANS OF REMITTING THE
RESPECTIVE AMOUNT TO THE SETTLEMENT (BANK)
ACCOUNTS SPECIFIED BY THE COMPANY'S
SHAREHOLDERS. 3. DETERMINE THE DATE OF
CLOSING THE LIST OF SHAREHOLDERS TO RECEIVE
DIVIDENDS AS 17 JULY 2014. 4. SET THE
DEADLINE FOR PAYING THE ANNOUNCED
DIVIDENDS: NO LATER THAN 10 BUSINESS DAYS
FROM THE DATE WHEN THE LIST OF SHAREHOLDERS
TO RECEIVE DIVIDENDS IS CLOSED
4.1 ELECT THE REVISION COMMISSION WITH MEMBER Mgmt For For
AS FOLLOWS: ALEXEY GURYEV
4.2 ELECT THE REVISION COMMISSION WITH MEMBER Mgmt For For
AS FOLLOWS: NATALIA DEMESHKINA
4.3 ELECT THE REVISION COMMISSION WITH MEMBER Mgmt For For
AS FOLLOWS: YEKATERINA KUZNETSOVA
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 13 DIRECTORS
PRESENTED FOR ELECTION, YOU CAN ONLY VOTE
FOR 13DIRECTORS. THE LOCAL AGENT IN THE
MARKET WILL APPLY CUMULATIVE VOTING EVENLY
AMONG ONLY DIRECTORS FOR WHOM YOU VOTE
"FOR". CUMULATIVE VOTES CANNOT BE APPLIED
UNEVENLY AMONG DIRECTORS VIA PROXYEDGE.
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR
THIS MEETING. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE WITH ANY QUESTIONS.
5.1 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF SISTEMA JOINT STOCK FINANCIAL
CORPORATION: SERGEY BOEV
5.2 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF SISTEMA JOINT STOCK FINANCIAL
CORPORATION: ALEXANDER GONCHARUK
5.3 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF SISTEMA JOINT STOCK FINANCIAL
CORPORATION: BRIAN DICKIE
5.4 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF SISTEMA JOINT STOCK FINANCIAL
CORPORATION: VLADIMIR EVTUSHENKOV
5.5 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF SISTEMA JOINT STOCK FINANCIAL
CORPORATION: DMITRY ZUBOV
5.6 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF SISTEMA JOINT STOCK FINANCIAL
CORPORATION: ROBERT KOCHARYAN
5.7 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF SISTEMA JOINT STOCK FINANCIAL
CORPORATION: JEANNOT KRECKE
5.8 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF SISTEMA JOINT STOCK FINANCIAL
CORPORATION: PETER MANDELSON
5.9 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF SISTEMA JOINT STOCK FINANCIAL
CORPORATION: ROGER MUNNINGS
5.10 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF SISTEMA JOINT STOCK FINANCIAL
CORPORATION: MARC HOLTZMAN
5.11 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF SISTEMA JOINT STOCK FINANCIAL
CORPORATION: SERGE TCHURUK
5.12 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF SISTEMA JOINT STOCK FINANCIAL
CORPORATION: MICHAEL SHAMOLIN
5.13 ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF SISTEMA JOINT STOCK FINANCIAL
CORPORATION: DAVID IAKOBACHVILI
6.1 APPROVE CJSC DELOITTE AND TOUCHE CIS AS THE Mgmt For For
AUDITOR TO PERFORM THE AUDIT FOR 2014 IN
LINE WITH THE RUSSIAN ACCOUNTING STANDARDS
6.2 APPROVE CJSC DELOITTE AND TOUCHE CIS AS THE Mgmt For For
AUDITOR TO PERFORM THE AUDIT FOR 2014 IN
LINE WITH THE US GAAP INTERNATIONAL
STANDARDS
--------------------------------------------------------------------------------------------------------------------------
KCELL JSC, ALMATY Agenda Number: 705261953
--------------------------------------------------------------------------------------------------------------------------
Security: 48668G205
Meeting Type: AGM
Meeting Date: 21-May-2014
Ticker:
ISIN: US48668G2057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 320771 DUE TO CHANGE IN RECORD
DATE FROM 21 APR 2014 TO 28 APR 2014. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 26 MAY 2014. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 THE ELECTION OF THE CHAIRMAN AND SECRETARY Mgmt For For
OF THE GENERAL MEETING OF SHAREHOLDERS AND
THE APPROVAL OF THE FORM OF VOTING
2 THE APPROVAL OF THE AGENDA OF THE GENERAL Mgmt For For
MEETING OF SHAREHOLDERS
3 THE APPROVAL OF THE SIZE OF THE COUNTING Mgmt For For
COMMISSION, ELECTION OF ITS MEMBERS AND
THEIR LENGTH OF SERVICE
4 THE APPROVAL OF THE APPOINTMENT OF THE Mgmt Against Against
AUDITOR OF KCELL JSC
5 THE APPROVAL OF THE ANNUAL FINANCIAL Mgmt For For
STATEMENTS
6 THE APPROVAL OF THE DISTRIBUTION OF THE NET Mgmt For For
INCOME OF THE COMPANY FOR THE FINANCIAL
YEAR, THE DECISION ON THE DIVIDEND PAYMENT
ON ORDINARY SHARES AND THE SIZE OF THE
DIVIDEND PAYOUT PER ORDINARY SHARE
7 THE ELECTION OF MEMBERS OF THE BOARD OF Mgmt Against Against
DIRECTORS OF KCELL JSC, DETERMINATION OF
THEIR LENGTH OF SERVICE, THE APPROVAL OF
REMUNERATION TO AND COMPENSATION OF THE
EXPENSES INCURRED BY THE MEMBERS OF THE
BOARD OF DIRECTORS WHILE CARRYING OUT THEIR
RESPECTIVE DUTIES
8 THE REVIEW OF SHAREHOLDERS' REQUESTS FOR Mgmt For For
DISCLOSURE ON THE COMPANY'S PERFORMANCE AND
ITS EXECUTIVES
9 INFORMING SHAREHOLDERS ON THE REMUNERATION Mgmt Against Against
OF THE MEMBERS OF THE BOARD OF DIRECTORS
AND EXECUTIVE BODY OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
KGHM POLSKA MIEDZ S.A., LUBIN Agenda Number: 705336952
--------------------------------------------------------------------------------------------------------------------------
Security: X45213109
Meeting Type: AGM
Meeting Date: 23-Jun-2014
Ticker:
ISIN: PLKGHM000017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE ORDINARY GENERAL MEETING Non-Voting
2 ELECTION OF THE CHAIRMAN OF THE ORDINARY Mgmt For For
GENERAL MEETING
3 CONFIRMATION OF THE LEGALITY OF CONVENING Mgmt Abstain Against
THE ORDINARY GENERAL MEETING AND ITS
CAPACITY TO ADOPT RESOLUTIONS
4 ACCEPTANCE OF THE AGENDA Mgmt For For
5 REVIEW OF THE REPORT OF THE MANAGEMENT Mgmt Abstain Against
BOARD ON THE ACTIVITIES OF KGHM POLSKA
MIEDZ S.A. IN FINANCIAL YEAR 2013 AND THE
FINANCIAL STATEMENTS OF KGHM POLSKA MIEDZ
S.A. FOR FINANCIAL YEAR 2013
6 REVIEW OF THE PROPOSAL OF THE MANAGEMENT Mgmt Abstain Against
BOARD CONCERNING THE APPROPRIATION OF
COMPANY PROFIT FOR FINANCIAL YEAR 2013
7 REVIEW OF THE SUPERVISORY BOARD OF KGHM Mgmt Abstain Against
POLSKA MIEDZ S.A. REPORT ON THE RESULTS OF
ITS EVALUATION OF THE REPORT OF THE
MANAGEMENT BOARD ON THE ACTIVITIES OF KGHM
POLSKA MIEDZ S.A. IN FINANCIAL YEAR 2013
AND OF THE FINANCIAL STATEMENTS OF KGHM
POLSKA MIEDZ S.A. FOR FINANCIAL YEAR 2013
8.A PRESENTATION BY THE SUPERVISORY BOARD OF A Mgmt Abstain Against
BRIEF ASSESSMENT OF THE STANDING OF KGHM
POLSKA MIEDZ S.A. FOR FINANCIAL YEAR 2013,
INCLUDING AN EVALUATION OF THE INTERNAL
CONTROL SYSTEM AND THE COMPANY'S
SIGNIFICANT RISK MANAGEMENT SYSTEM
8.B PRESENTATION BY THE SUPERVISORY BOARD OF A Mgmt Abstain Against
REPORT ON THE ACTIVITIES OF THE SUPERVISORY
BOARD OF KGHM POLSKA MIEDZ S.A. FOR
FINANCIAL YEAR 2013
9.A ADOPTION OF RESOLUTION: ON APPROVAL OF THE Mgmt For For
REPORT OF THE MANAGEMENT BOARD ON THE
ACTIVITIES OF KGHM POLSKA MIEDZ S.A. IN
FINANCIAL YEAR 2013
9.B ADOPTION OF RESOLUTION: ON APPROVAL OF THE Mgmt For For
FINANCIAL STATEMENTS OF KGHM POLSKA MIEDZ
S.A. FOR FINANCIAL YEAR 2013
9.C ADOPTION OF RESOLUTION: ON THE Mgmt For For
APPROPRIATION OF COMPANY PROFIT FOR
FINANCIAL YEAR 2013
10.A ADOPTION OF RESOLUTION: ON APPROVAL OF THE Mgmt For For
PERFORMANCE OF DUTIES OF MEMBERS OF THE
MANAGEMENT BOARD IN FINANCIAL YEAR 2013
10.B ADOPTION OF RESOLUTION: ON APPROVAL OF THE Mgmt For For
PERFORMANCE OF DUTIES OF MEMBERS OF THE
SUPERVISORY BOARD IN FINANCIAL YEAR 2013
11 REVIEW OF THE REPORT OF THE MANAGEMENT Mgmt Abstain Against
BOARD ON THE ACTIVITIES OF THE KGHM POLSKA
MIEDZ S.A. GROUP IN FINANCIAL YEAR 2013 AND
OF THE CONSOLIDATED FINANCIAL STATEMENTS OF
THE KGHM POLSKA MIEDZ S.A. GROUP FOR
FINANCIAL YEAR 2013
12 REVIEW OF THE SUPERVISORY BOARD REPORT ON Mgmt Abstain Against
THE RESULTS OF ITS EVALUATION OF THE REPORT
OF THE MANAGEMENT BOARD ON THE ACTIVITIES
OF THE KGHM POLSKA MIEDZ S.A. GROUP IN
FINANCIAL YEAR 2013 AND OF THE CONSOLIDATED
FINANCIAL STATEMENTS OF THE KGHM POLSKA
MIEDZ S.A. GROUP FOR FINANCIAL YEAR 2013
13.A ADOPTION OF RESOLUTION: ON APPROVAL OF THE Mgmt For For
REPORT OF THE MANAGEMENT BOARD ON THE
ACTIVITIES OF THE KGHM POLSKA MIEDZ S.A.
GROUP IN FINANCIAL YEAR 2013
13.B ADOPTION OF RESOLUTION: ON APPROVAL OF THE Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
KGHM POLSKA MIEDZ S.A. GROUP FOR FINANCIAL
YEAR 2013
14 APPOINTMENT OF MEMBERS OF THE SUPERVISORY Mgmt Against Against
BOARD OF KGHM POLSKA MIEDZ S.A. FOR THE
NEW, 9TH TERM
15 CLOSING OF THE GENERAL MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
KOC HOLDING AS, ISTANBUL Agenda Number: 705007967
--------------------------------------------------------------------------------------------------------------------------
Security: M63751107
Meeting Type: OGM
Meeting Date: 02-Apr-2014
Ticker:
ISIN: TRAKCHOL91Q8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT TO ATTEND A MEETING, THE ATTENDEE(S) MUST Non-Voting
PRESENT A POA ISSUED BY THE BENEFICIAL
OWNER, NOTARISED BY A TURKISH NOTARY.
1 Opening, election of the chairmanship Mgmt For For
council
2 Reading, deliberation of annual report for Mgmt For For
the year of 2013
3 Reading of the independent audit report for Mgmt For For
the year of 2013
4 Reading, deliberation and submitting the Mgmt For For
2013 balance sheet and profit and loss
statement for approval
5 Absolving the members of the board of Mgmt For For
directors
6 Submitting to General assembly's approval Mgmt For For
of dividend policy
7 Acceptance, acceptance through modification Mgmt For For
or rejection of distribution of profit and
the dividend, distribution date
8 Election of number of board of directors, Mgmt For For
their duty period, independent board of
directors and election according to the
number of board of directors
9 Determination of wage policy for member of Mgmt Abstain Against
board of directors and senior executives
10 Determination of the gross monthly Mgmt For For
remuneration of the board members
11 Deliberation and decision on independent Mgmt For For
auditing firm elected by board of directors
adherence to the laws and the regulations
of the capital markets board
12 Providing information to general assembly Mgmt Against Against
regarding the donations made within the
fiscal year 2013 and determination of a
upper limit for donations to be made in
2014
13 Providing information to general assembly Mgmt Abstain Against
about the assurances, mortgages and
heritable securities given to third parties
14 Granting of permission to shareholders Mgmt For For
having managerial control, shareholder
board members, top managers and up to the
second degree blood or affinity relatives
in accordance with articles 395 and 396 of
Turkish commercial code, capital markets
board legislation and obtaining information
to the shareholders concerning the
transactions done in the year 2013 in line
with corporate governance principles
15 Wishes and hopes Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
KOMERCNI BANKA A.S., PRAHA 1 Agenda Number: 705093033
--------------------------------------------------------------------------------------------------------------------------
Security: X45471111
Meeting Type: OGM
Meeting Date: 30-Apr-2014
Ticker:
ISIN: CZ0008019106
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 303658 DUE TO CHANGE IN VOTING
STATUS OF RESOLUTIONS "2 TO 6". ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1 APPROVE MANAGEMENT BOARD REPORT ON Mgmt For For
COMPANY'S OPERATIONS AND STATE OF ITS
ASSETS IN FISCAL 2013
2 RECEIVE REPORT ON DEFENSIVE STRUCTURE AND Non-Voting
MECHANISMS IN CASE OF TAKEOVER BID
3 RECEIVE MANAGEMENT BOARD REPORT ON Non-Voting
RELATIONS AMONG RELATED ENTITIES
4 RECEIVE FINANCIAL STATEMENTS, CONSOLIDATED Non-Voting
FINANCIAL STATEMENTS, AND ALLOCATION OF
INCOME PROPOSAL
5 RECEIVE SUPERVISORY BOARD REPORTS Non-Voting
6 RECEIVE AUDIT COMMITTEE'S REPORT Non-Voting
7 APPROVE FINANCIAL STATEMENTS Mgmt For For
8 APPROVE ALLOCATION OF INCOME AND DIVIDEND Mgmt For For
OF CZK 230 PER SHARE
9 APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
10 APPROVE AGREEMENTS WITH SUPERVISORY BOARD Mgmt For For
MEMBERS
11 APPROVE AGREEMENTS WITH AUDIT COMMITTEE Mgmt For For
BOARD MEMBERS
12 APPROVE SHARE REPURCHASE PROGRAM Mgmt For For
13 RATIFY ERNST AND YOUNG AUDIT S.R.O. AS Mgmt For For
AUDITOR
--------------------------------------------------------------------------------------------------------------------------
MAGNIT JSC, KRASNODAR Agenda Number: 704676002
--------------------------------------------------------------------------------------------------------------------------
Security: X51729105
Meeting Type: EGM
Meeting Date: 26-Sep-2013
Ticker:
ISIN: RU000A0JKQU8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the Company dividends for the Mgmt For For
first half of 2013 at RUB 46.06 per
ordinary share
2 Approval of the transaction with an Mgmt For For
interested party
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF RESOLUTION NO.
1. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MAGNIT JSC, KRASNODAR Agenda Number: 704692549
--------------------------------------------------------------------------------------------------------------------------
Security: 55953Q202
Meeting Type: EGM
Meeting Date: 26-Sep-2013
Ticker:
ISIN: US55953Q2021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve interim dividends of RUB 46.06 for Mgmt For For
first six months of fiscal 2013
2 Approve Related-Party Transaction Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF DIVIDEND AMOUNT AND CHANGE IN
MEETING TYPE FROM SGM TO EGM. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
MAGNIT JSC, KRASNODAR Agenda Number: 705254453
--------------------------------------------------------------------------------------------------------------------------
Security: X51729105
Meeting Type: AGM
Meeting Date: 29-May-2014
Ticker:
ISIN: RU000A0JKQU8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 323485 DUE TO SPLITTING OF
RESOLUTIONS "10 AND 11". ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
1 APPROVAL OF THE ANNUAL REPORT, ANNUAL Mgmt For For
ACCOUNTING (FINANCIAL) REPORTS OF OJSC
'MAGNIT'
2 ALLOCATION OF PROFIT (INCLUDING PAYMENT Mgmt For For
(DECLARATION) OF DIVIDENDS) AND LOSSES OF
OJSC 'MAGNIT' FOLLOWING 2013 FINANCIAL YEAR
RESULTS: RUB 89,15 PER ORDINARY SHARE
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 7 DIRECTORS PRESENTED
FOR ELECTION, YOU CAN ONLY VOTE FOR 7
DIRECTORS. THE LOCAL AGENT IN THE MARKET
WILL APPLY CUMULATIVE VOTING EVENLY AMONG
ONLY DIRECTORS FOR WHOM YOU VOTE "FOR".
CUMULATIVE VOTES CANNOT BE APPLIED UNEVENLY
AMONG DIRECTORS VIA PROXYEDGE. STANDING
INSTRUCTIONS HAVE BEEN REMOVED FOR THIS
MEETING. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE WITH ANY QUESTIONS.
3.1 ELECTION OF THE BOARD OF DIRECTOR OF OJSC Mgmt Against Against
'MAGNIT' : ANDREY ARUTYUNYAN
3.2 ELECTION OF THE BOARD OF DIRECTOR OF OJSC Mgmt Against Against
'MAGNIT' : SERGEY GALITSKIY
3.3 ELECTION OF THE BOARD OF DIRECTOR OF OJSC Mgmt For For
'MAGNIT' : ALEXANDER ZAYONTS
3.4 ELECTION OF THE BOARD OF DIRECTOR OF OJSC Mgmt Against Against
'MAGNIT' : ALEXEY MAKHNEV
3.5 ELECTION OF THE BOARD OF DIRECTOR OF OJSC Mgmt Against Against
'MAGNIT' : KHACHATUR POMBUKHCHAN
3.6 ELECTION OF THE BOARD OF DIRECTOR OF OJSC Mgmt Against Against
'MAGNIT' : ALEXEY PSHENICHNIY
3.7 ELECTION OF THE BOARD OF DIRECTOR OF OJSC Mgmt Against Against
'MAGNIT' : ASLAN SHKHACHEMUKOV
4.1 ELECTION OF THE REVISION COMMISSION OF OJSC Mgmt For For
'MAGNIT: ROMAN EFIMENKO
4.2 ELECTION OF THE REVISION COMMISSION OF OJSC Mgmt For For
'MAGNIT: ANZHELA UDOVICHENKO
4.3 ELECTION OF THE REVISION COMMISSION OF OJSC Mgmt For For
'MAGNIT: DENIS FEDOTOV
5 APPROVAL OF THE AUDITOR OF OJSC 'MAGNIT' Mgmt For For
6 APPROVAL OF THE AUDITOR OF OJSC 'MAGNIT' IN Mgmt For For
ACCORDANCE WITH THE IFRS
7 ELECTION OF THE COUNTING COMMISSION OF OJSC Mgmt For For
'MAGNIT'
8 RATIFICATION OF THE CHARTER OF OJSC Mgmt For For
'MAGNIT' IN THE NEW EDITION
9 RATIFICATION OF REGULATION ON THE GENERAL Mgmt For For
SHAREHOLDERS MEETING OF OJSC 'MAGNIT' IN
THE NEW EDITION
10.1 APPROVE LARGE-SCALE RELATED PARTY Mgmt For For
TRANSACTION RE: LOAN AGREEMENT WITH ZAO
TANDER
10.2 APPROVE LARGE-SCALE RELATED PARTY Mgmt For For
TRANSACTION RE: GUARANTEE AGREEMENT WITH
OAO SBERBANK OF RUSSIA FOR SECURING
OBLIGATIONS OF ZAO TANDER
10.3 APPROVE LARGE-SCALE RELATED PARTY Mgmt For For
TRANSACTION RE: GUARANTEE AGREEMENT WITH
OAO ALFA-BANK FOR SECURING OBLIGATIONS OF
ZAO TANDER
10.4 APPROVE LARGE-SCALE RELATED PARTY Mgmt For For
TRANSACTION RE: GUARANTEE AGREEMENT WITH
OAO BANK MOSKVY FOR SECURING OBLIGATIONS OF
ZAO TANDER
11.1 APPROVE RELATED-PARTY TRANSACTION RE: Mgmt For For
GUARANTEE AGREEMENT WITH OAO ROSBANK FOR
SECURING OBLIGATIONS OF ZAO TANDER
11.2 APPROVE RELATED-PARTY TRANSACTION RE: Mgmt For For
GUARANTEE AGREEMENT WITH OAO ABSOLUT BANK
FOR SECURING OBLIGATIONS OF ZAO TANDER
11.3 APPROVE RELATED-PARTY TRANSACTION RE: Mgmt For For
GUARANTEE AGREEMENT WITH OAO ABSOLUT BANK
FOR SECURING OBLIGATIONS OF ZAO TANDER
11.4 APPROVE RELATED-PARTY TRANSACTION RE: Mgmt For For
GUARANTEE AGREEMENT WITH OAO ROSSIYSKY
SELSKOKHOZYAYSTVENNYY BANK FOR SECURING
OBLIGATIONS OF ZAO TANDER
11.5 APPROVE RELATED-PARTY TRANSACTION RE: Mgmt For For
GUARANTEE AGREEMENT WITH OAO BANK VTB FOR
SECURING OBLIGATIONS OF ZAO TANDER
--------------------------------------------------------------------------------------------------------------------------
MEGAFON OJSC, MOSCOW Agenda Number: 704697652
--------------------------------------------------------------------------------------------------------------------------
Security: 58517T209
Meeting Type: EGM
Meeting Date: 12-Sep-2013
Ticker:
ISIN: US58517T2096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Definition of the amount of remuneration Mgmt For For
and (or) reimbursement of expenses in
connection with performance of their duties
to independent members of the Company's
Board
2 Approval of related party transaction, Mgmt For For
consisting of several interrelated
transactions: Share purchase agreement for
100% shares of Maxiten Co Limited, and
other agreements, transactions and
documents, related thereto. Related
parties: AF Telecom Holding LLC,
Telecominvest Holdings Limited, MegaFon
Investments (Cyprus) Limited, ANFIMAKO
LIMITED, V. Ya. Streshinsky
3 Approval of the Regulations on the General Mgmt For For
Shareholders Meeting of MegaFon OJSC
(Version No.2)
--------------------------------------------------------------------------------------------------------------------------
MEGAFON OJSC, MOSCOW Agenda Number: 704728421
--------------------------------------------------------------------------------------------------------------------------
Security: 58517T209
Meeting Type: EGM
Meeting Date: 27-Sep-2013
Ticker:
ISIN: US58517T2096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 234818 DUE TO RECEIPT OF PAST
RECORD DATE AND RECEIPT OF DIRECTORS NAMES.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
1 Early terminate the powers of the Board of Mgmt For For
Directors of the Company elected at the
Annual General Shareholders Meeting of the
Company on 28 June 2013
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 9 DIRECTORS PRESENTED
FOR ELECTION, YOU CAN ONLY VOTE FOR 7
DIRECTORS. THE LOCAL AGENT IN THE MARKET
WILL APPLY CUMULATIVE VOTING EVENLY AMONG
ONLY DIRECTORS FOR WHOM YOU VOTE "FOR".
CUMULATIVE VOTES CANNOT BE APPLIED UNEVENLY
AMONG DIRECTORS VIA PROXYEDGE. STANDING
INSTRUCTIONS HAVE BEEN REMOVED FOR THIS
MEETING. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE WITH ANY QUESTIONS.
2.1 Election of Board of Director of the Mgmt Against Against
Company: Curt Per-Arne Blomquist
2.2 Election of Board of Director of the Mgmt Against Against
Company: Berndt Kenneth Karlberg
2.3 Election of Board of Director of the Mgmt Against Against
Company: Johan Eric Dennelind
2.4 Election of Board of Director of the Mgmt Against Against
Company: Carl Peter Christian Luiga
2.5 Election of Board of Director of the Mgmt For For
Company: Jan Erik Rudberg
2.6 Election of Board of Director of the Mgmt For For
Company: Lord Paul Myners
2.7 Election of Board of Director of the Mgmt Against Against
Company: Jan David Erixon
2.8 Election of Board of Director of the Mgmt Against Against
Company: Sergey Vladimirovich Soldatenkov
2.9 Election of Board of Director of the Mgmt Against Against
Company: Vladimir Yakovlevich Streshinsky
--------------------------------------------------------------------------------------------------------------------------
MEGAFON OJSC, MOSCOW Agenda Number: 704756975
--------------------------------------------------------------------------------------------------------------------------
Security: 58517T209
Meeting Type: EGM
Meeting Date: 30-Oct-2013
Ticker:
ISIN: US58517T2096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Determination the price of property Mgmt For For
(services) and approval of related party
transaction: Agreement/s on MegaFon's and
Group's Directors, Officers and Companies
Liability Insurance; Insurer-SOGAZ OJSC or
Rosgosstrakh LLC, Alfastrakhovanie OJSC, SK
Aliance OJSC, Ingosstrakh OJSIC
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 17 DIRECTORS
PRESENTED FOR ELECTION, YOU CAN ONLY VOTE
FOR 17 DIRECTORS. THE LOCAL AGENT IN THE
MARKET WILL APPLY CUMULATIVE VOTING EVENLY
AMONG ONLY DIRECTORS FOR WHOM YOU VOTE
"FOR". CUMULATIVE VOTES CANNOT BE APPLIED
UNEVENLY AMONG DIRECTORS VIA PROXYEDGE.
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR
THIS MEETING. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE WITH ANY QUESTIONS.
2.1 Approval of the number of seats in the Mgmt For For
Management Board of the Company and
election of the Management Board of the
Company: Tavrin Ivan Vladimirovich
2.2 Approval of the number of seats in the Mgmt For For
Management Board of the Company and
election of the Management Board of the
Company: Bashmakov Alexander Vladimirovich
2.3 Approval of the number of seats in the Mgmt For For
Management Board of the Company and
election of the Management Board of the
Company: Vermishyan Gevork Arutyunovich
2.4 Approval of the number of seats in the Mgmt For For
Management Board of the Company and
election of the Management Board of the
Company: Gasparyan Anait Grigorievna
2.5 Approval of the number of seats in the Mgmt For For
Management Board of the Company and
election of the Management Board of the
Company: Dubin Mikhail Andreevich
2.6 Approval of the number of seats in the Mgmt For For
Management Board of the Company and
election of the Management Board of the
Company: Ostrovsky Eduard Georgievich
2.7 Approval of the number of seats in the Mgmt For For
Management Board of the Company and
election of the Management Board of the
Company: Serebryanikova Anna Andreevna
2.8 Approval of the number of seats in the Mgmt For For
Management Board of the Company and
election of the Management Board of the
Company: Chermashentsev Evgeniy Nikolaevich
2.9 Approval of the number of seats in the Mgmt For For
Management Board of the Company and
election of the Management Board of the
Company: Shirokov Igor Vladimirovich
2.10 Approval of the number of seats in the Mgmt For For
Management Board of the Company and
election of the Management Board of the
Company: Velichko Valery Leonidovich
2.11 Approval of the number of seats in the Mgmt For For
Management Board of the Company and
election of the Management Board of the
Company: Grigoriev Aleksandr Sergeevich
2.12 Approval of the number of seats in the Mgmt For For
Management Board of the Company and
election of the Management Board of the
Company: Korchagin Pavel Viktorovich
2.13 Approval of the number of seats in the Mgmt For For
Management Board of the Company and
election of the Management Board of the
Company: Levykin Andrey Borisovich
2.14 Approval of the number of seats in the Mgmt For For
Management Board of the Company and
election of the Management Board of the
Company: Likhodedov Konstantin Michailovich
2.15 Approval of the number of seats in the Mgmt For For
Management Board of the Company and
election of the Management Board of the
Company: Semenov Alexei Borisovich
2.16 Approval of the number of seats in the Mgmt For For
Management Board of the Company and
election of the Management Board of the
Company: Tyutin Aleksey Leonidovich
2.17 Approval of the number of seats in the Mgmt For For
Management Board of the Company and
election of the Management Board of the
Company: Frolov Stanislav Alexandrovich
--------------------------------------------------------------------------------------------------------------------------
MEGAFON OJSC, MOSCOW Agenda Number: 704926534
--------------------------------------------------------------------------------------------------------------------------
Security: 58517T209
Meeting Type: EGM
Meeting Date: 07-Feb-2014
Ticker:
ISIN: US58517T2096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT OWING TO THE IMPLEMENTATION OF THE FEDERAL Non-Voting
LAW NO. 415-FZ, WITH EFFECT FROM 6TH
NOVEMBER 2013, HOLDERS OF DEPOSITORY
RECEIPTS ARE REQUIRED TO DISCLOSE THE
BENEFICIAL OWNER OR LEGAL PROXY OWNER
INFORMATION TO VOTE AT SHAREHOLDER
MEETINGS. THANK YOU.
1 Approval of related party transaction: Mgmt For For
agreement (interrelated agreements) on
purchase & sale of property between MegaFon
OJSC (the Buyer) and Scartel LLC (the
Seller)
CMMT 22 JAN 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN TEXT OF
RESOLUTION 1. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MEGAFON OJSC, MOSCOW Agenda Number: 704982304
--------------------------------------------------------------------------------------------------------------------------
Security: 58517T209
Meeting Type: EGM
Meeting Date: 17-Mar-2014
Ticker:
ISIN: US58517T2096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Early termination of powers of the board of Mgmt For For
directors of the company elected at the
extraordinary general shareholders meeting
of the company on 27 September 2013
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 13 DIRECTORS
PRESENTED FOR ELECTION, YOU CAN ONLY VOTE
FOR 7 DIRECTORS. THE LOCAL AGENT IN THE
MARKET WILL APPLY CUMULATIVE VOTING EVENLY
AMONG ONLY DIRECTORS FOR WHOM YOU VOTE
"FOR". CUMULATIVE VOTES CANNOT BE APPLIED
UNEVENLY AMONG DIRECTORS VIA PROXYEDGE.
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR
THIS MEETING. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE WITH ANY QUESTIONS.
2.1 Election of the board of director of the Mgmt Against Against
company: G. J. M. Bengtsson
2.2 Election of the board of director of the Mgmt Against Against
company: B.K. Karlberg
2.3 Election of the board of director of the Mgmt Against Against
company: S.A. Kulikov
2.4 Election of the board of director of the Mgmt Against Against
company: Krylov N. B
2.5 Election of the board of director of the Mgmt Against Against
company: C.P. Christian Luiga
2.6 Election of the board of director of the Mgmt For For
company: L.P. Myners
2.7 Election of the board of director of the Mgmt For For
company: J.E. Rudberg
2.8 Election of the board of director of the Mgmt Against Against
company: S. V. Soldatenkov
2.9 Election of the board of director of the Mgmt Against Against
company: I.M. Stenmark
2.10 Election of the board of director of the Mgmt Against Against
company: V. Ya. Streshinsky
2.11 Election of the board of director of the Mgmt Against Against
company: B. S. Hannervall
2.12 Election of the board of director of the Mgmt Against Against
company: E.S.R.T.Hallberg
2.13 Election of the board of director of the Mgmt Against Against
company: J.D. Erixon
--------------------------------------------------------------------------------------------------------------------------
MEGAFON OJSC, MOSCOW Agenda Number: 705277425
--------------------------------------------------------------------------------------------------------------------------
Security: 58517T209
Meeting Type: EGM
Meeting Date: 05-Jun-2014
Ticker:
ISIN: US58517T2096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF INTERRELATED RELATED PARTY Mgmt For For
TRANSACTIONS: DEED OF UNDERTAKING BETWEEN
MEGAFON OJSC AND GARSDALE SERVICES
INVESTMENT LIMITED AND DEED OF AMENDMENT TO
SHARE PURCHASE AGREEMENT FOR 100% SHARES OF
MAXITEN CO LIMITED
--------------------------------------------------------------------------------------------------------------------------
MOBILE TELESYSTEMS OJSC Agenda Number: 933875366
--------------------------------------------------------------------------------------------------------------------------
Security: 607409109
Meeting Type: Special
Meeting Date: 30-Sep-2013
Ticker: MBT
ISIN: US6074091090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO INSTRUCT MR. RON SOMMER, THE CHAIRMAN OF Mgmt For
MTS OJSC BOARD OF DIRECTORS, TO SIGN THE
MINUTES OF THE EXTRAORDINARY GENERAL
MEETING OF MTS OJSC SHAREHOLDERS.
2. TO APPROVE ON MTS OJSC DISTRIBUTION OF Mgmt For
PROFIT (INCLUDING PAYMENT OF DIVIDENDS)
UPON THE 1ST HALF YEAR 2013 RESULTS IN THE
AMOUNT OF RUB 5.22 PER ONE MTS OJSC COMMON
REGISTERED SHARE WITH A PAR VALUE OF RUB
0.1 EACH. THE TOTAL AMOUNT OF MTS OJSC
DIVIDENDS SHALL BE RUR 10,786,204,394.82.
THE DIVIDENDS SHALL BE PAID IN CASH WITHIN
THE TIME NOT EXCEEDING SIXTY (60) DAYS FROM
THE DAY OF THE RESOLUTION ON PAYMENT OF
DIVIDENDS.
--------------------------------------------------------------------------------------------------------------------------
MOBILE TELESYSTEMS OJSC Agenda Number: 934041815
--------------------------------------------------------------------------------------------------------------------------
Security: 607409109
Meeting Type: Annual
Meeting Date: 24-Jun-2014
Ticker: MBT
ISIN: US6074091090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROCEDURE FOR CONDUCTING THE ANNUAL GENERAL Mgmt For For
SHAREHOLDERS MEETING. EFFECTIVE NOVEMBER 6,
2013, HOLDERS OF RUSSIAN SECURITIES ARE
REQUIRED TO DISCLOSE THEIR NAME, ADDRESS
AND NUMBER OF SHARES AS A CONDITION TO
VOTING
2. APPROVAL OF MTS OJSC ANNUAL REPORT; MTS Mgmt For For
OJSC ANNUAL FINANCIAL STATEMENTS, INCLUDING
MTS OJSC PROFIT & LOSS STATEMENT;
DISTRIBUTION OF PROFITS AND LOSSES OF MTS
OJSC BASED ON 2013FY RESULTS (INCLUDING
PAYMENT OF DIVIDENDS).
3. DIRECTOR
ANTON ABUGOV Mgmt Withheld Against
ALEXANDER GORBUNOV Mgmt Withheld Against
SERGEY DROZDOV Mgmt Withheld Against
ANDREY DUBOVSKOV Mgmt Withheld Against
RON SOMMER Mgmt Withheld Against
MICHEL COMBES Mgmt For For
STANLEY MILLER Mgmt For For
VSEVOLOD ROZANOV Mgmt Withheld Against
THOMAS HOLTROP Mgmt For For
4A. ELECTION OF MEMBER OF MTS OJSC AUDITING Mgmt For For
COMMISSION: IRINA BORISENKOVA
4B. ELECTION OF MEMBER OF MTS OJSC AUDITING Mgmt Against Against
COMMISSION: NATALIA DEMESHKINA
4C. ELECTION OF MEMBER OF MTS OJSC AUDITING Mgmt For For
COMMISSION: MAXIM MAMONOV
4D. ELECTION OF MEMBER OF MTS OJSC AUDITING Mgmt Against Against
COMMISSION: ANDREY TVERDOHLEB
5. APPROVAL OF MTS OJSC AUDITOR Mgmt For For
6. ON REORGANIZATION OF MTS OJSC IN THE FORM Mgmt For For
OF CONSOLIDATION THEREWITH OF ELF CJSC,
PILOT CJSC, TVK AND K FIRM CJSC,
ZHELGORTELECOM CJSC, INTERCOM CJSC, TRK TVT
OJSC, CASCADE-TV CJSC, KUZNETSKTELEMOST
CJSC, SISTEMA TELECOM CJSC, TZ CJSC.
7. ON INTRODUCTION OF ALTERATIONS AND Mgmt For For
AMENDMENTS TO THE CHARTER OF MTS OJSC.
--------------------------------------------------------------------------------------------------------------------------
MOBILE TELESYSTEMS OJSC, MOSCOW Agenda Number: 704676987
--------------------------------------------------------------------------------------------------------------------------
Security: X5430T109
Meeting Type: EGM
Meeting Date: 30-Sep-2013
Ticker:
ISIN: RU0007775219
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the order of the extraordinary Mgmt For For
shareholders meeting
2 Approval dividend payments as for six Mgmt For For
months of FY 2013 at RUB 5.22 per ordinary
share
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF RESOLUTION 2.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MOBILE TELESYSTEMS OJSC, MOSCOW Agenda Number: 705288226
--------------------------------------------------------------------------------------------------------------------------
Security: X5430T109
Meeting Type: AGM
Meeting Date: 24-Jun-2014
Ticker:
ISIN: RU0007775219
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 29 MAY 2014: PLEASE BE ADVISED THAT IF YOU Non-Voting
VOTE AGAINST COMPANY'S REORGANIZATION OR
WILL NOT VOTE AT ALL AND THE AGM APPROVES
THIS ITEM OF AGENDA YOU WILL HAVE RIGHT TO
USE A BUY-BACK OFFER AND SELL YOUR SHARES
BACK TO THE ISSUER . THE REPURCHASE PRICE
IS FIXED AT RUB 208 PER ORDINARY SHARE.
THANK YOU.
1 APPROVE MEETING PROCEDURES Mgmt For For
2 APPROVE ANNUAL REPORT, FINANCIAL Mgmt For For
STATEMENTS, AND ALLOCATION OF INCOME,
INCLUDING DIVIDENDS OF RUB 18.60 PER SHARE
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 9 DIRECTORS PRESENTED
FOR ELECTION, YOU CAN ONLY VOTE FOR 9
DIRECTORS. THE LOCAL AGENT IN THE MARKET
WILL APPLY CUMULATIVE VOTING EVENLY AMONG
ONLY DIRECTORS FOR WHOM YOU VOTE "FOR".
CUMULATIVE VOTES CANNOT BE APPLIED UNEVENLY
AMONG DIRECTORS VIA PROXYEDGE. STANDING
INSTRUCTIONS HAVE BEEN REMOVED FOR THIS
MEETING. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE WITH ANY QUESTIONS.
3.1 ELECT ANTON ABUGOV AS DIRECTOR Mgmt Against Against
3.2 ELECT ALEKSANDR GORBUNOV AS DIRECTOR Mgmt Against Against
3.3 ELECT SERGEY DROZDOV AS DIRECTOR Mgmt Against Against
3.4 ELECT ANDREY DUBOVSKOV AS DIRECTOR Mgmt Against Against
3.5 ELECT RON SOMMER AS DIRECTOR Mgmt Against Against
3.6 ELECT MICHEL COMBES AS DIRECTOR Mgmt For For
3.7 ELECT STANLEY MILLER AS DIRECTOR Mgmt For For
3.8 ELECT VSEVOLOD ROZANOV AS DIRECTOR Mgmt Against Against
3.9 ELECT THOMAS HOLTROP AS DIRECTOR Mgmt For For
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 4 Non-Voting
CANDIDATES TO BE ELECTED AS MEMBER OF AUDIT
COMMISSION, THERE ARE ONLY 3 VACANCIES
AVAILABLE TO BE FILLED AT THE MEETING. THE
STANDING INSTRUCTIONS FOR THIS MEETING WILL
BE DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 3 OF THE 4
MEMBERS OF AUDIT COMMISSION. THANK YOU.
4.1 ELECT IRINA BORISENKOVA AS MEMBER OF AUDIT Mgmt For For
COMMISSION
4.2 ELECT MAKSIM MAMONOV AS MEMBER OF AUDIT Mgmt For For
COMMISSION
4.3 ELECT NATALIA DEMESHKINA AS MEMBER OF AUDIT Mgmt No vote
COMMISSION
4.4 ELECT ANDREI TVERDOKHLEB AS MEMBER OF AUDIT Mgmt Against Against
COMMISSION
5 RATIFY AUDITOR Mgmt For For
6 APPROVE REORGANIZATION OF COMPANY VIA Mgmt For For
MERGER WITH ZAO ELF, ZAO EFKOM, ZAO PILOT,
ZAO FIRMA TVK AND K, ZAO ZHELGORTELECOM,
ZAO INTERCOM, ZAO TRK TVT, ZAO KASKAD TV,
ZAO KUZNETSKTELEMOST, ZAO SYSTEMA TELECOM,
ZAO TZ
7 AMEND CHARTER Mgmt For For
CMMT 29 MAY 2014: IF THE FUNDS NEEDED FOR THE Non-Voting
REPURCHASE OF THE TOTAL AMOUNT OF SHARES
REPRESENTED BY SHAREHOLDERS REPURCHASE
DEMANDS EXCEED 10 PER CENT OF THE COMPANYS
NET ASSETS, THE DEMANDS WILL BE EXECUTED ON
PRO RATA BASIS. 20 PER CENT TAX CAN BE
WITHHELD FROM TENDER PROCEED OF
NON-RESIDENT SHAREHOLDER IN CASE THE
IMMOVABLE PROPERTY VALUE OF THE ISSUER
COMPANY IS MORE THAN 50 PER CENT OF
COMPANYS ASSETS VALUE
CMMT 29 MAY 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MOSCOW EXCHANGE MICEX-RTS OJSC, MOSCOW Agenda Number: 704740871
--------------------------------------------------------------------------------------------------------------------------
Security: X5504J102
Meeting Type: EGM
Meeting Date: 14-Nov-2013
Ticker:
ISIN: RU000A0JR4A1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 On the company's share capital decrease Mgmt For For
through buy back by the company and further
redemption of the treasury stock
2 Determination of the number of members of Mgmt For For
the board of directors
3 Approval of the new edition of the charter Mgmt Against Against
of the company
4 Approval of the new edition of the Mgmt For For
provision on the board of directors
CMMT 04 NOV 2013: BUY BACK PRICE IS RUB 55.00 Non-Voting
PER SHARE, IF THE SHAREHOLDERS APPROVE THE
1ST ITEM OF AGENDA.
CMMT 04 NOV 2013: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AN ADDITIONAL
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MOSCOW EXCHANGE MICEX-RTS OJSC, MOSCOW Agenda Number: 704898331
--------------------------------------------------------------------------------------------------------------------------
Security: X5504J102
Meeting Type: EGM
Meeting Date: 10-Feb-2014
Ticker:
ISIN: RU000A0JR4A1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the new editions of the charter Mgmt For For
of the company
2 Approval of the new edition of the Mgmt For For
provision on the board of directors
3 Approval of the new edition of the Mgmt For For
provision on the remuneration and
compensation to be paid to the members of
the board of directors
4 Approval of liability insurance agreement Mgmt For For
for directors and officers of the Moscow
Exchange and Moscow Exchange subsidiaries
(D&O liability insurance agreement) as a
related party transaction and determining
the price of the aforesaid transaction
CMMT 31 JAN 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN MEETING TIME FROM
12:00 TO 10:00 AND MODIFICATION IN TEXT OF
RES. 4. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MOSCOW EXCHANGE MICEX-RTS OJSC, MOSCOW Agenda Number: 705340684
--------------------------------------------------------------------------------------------------------------------------
Security: X5504J102
Meeting Type: AGM
Meeting Date: 26-Jun-2014
Ticker:
ISIN: RU000A0JR4A1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 330890 DUE TO RECEIPT OF
DIRECTOR AND AUDIT COMMITTEE NAMES. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
1 APPROVAL OF THE ANNUAL REPORT, ACCOUNTING Mgmt For For
BALANCE, PROFIT AND LOSSES STATEMENT,
DISTRIBUTION OF PROFIT AND LOSSES,
INCLUDING DIVIDEND PAYMENT AT RUB 2.38 PER
ORDINARY SHARE
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 15 DIRECTORS
PRESENTED FOR ELECTION, YOU CAN ONLY VOTE
FOR 15 DIRECTORS. THE LOCAL AGENT IN THE
MARKET WILL APPLY CUMULATIVE VOTING EVENLY
AMONG ONLY DIRECTORS FOR WHOM YOU VOTE
"FOR". CUMULATIVE VOTES CANNOT BE APPLIED
UNEVENLY AMONG DIRECTORS VIA PROXYEDGE.
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR
THIS MEETING. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE WITH ANY QUESTIONS.
2.1 ELECTION OF THE BOARD OF DIRECTOR: Mgmt Against Against
AFANASIEV A.K.
2.2 ELECTION OF THE BOARD OF DIRECTOR: N.J. Mgmt For For
BEATTIE
2.3 ELECTION OF THE BOARD OF DIRECTOR: BRATANOV Mgmt For For
M.V.
2.4 ELECTION OF THE BOARD OF DIRECTOR: YUAN Mgmt For For
WANG
2.5 ELECTION OF THE BOARD OF DIRECTOR: GLODEK Mgmt Against Against
S.J.
2.6 ELECTION OF THE BOARD OF DIRECTOR: GOLIKOV Mgmt Against Against
A.F.
2.7 ELECTION OF THE BOARD OF DIRECTOR: Mgmt Against Against
GOREGLYAD V.P.
2.8 ELECTION OF THE BOARD OF DIRECTOR: DENISOV Mgmt Against Against
Y.O.
2.9 ELECTION OF THE BOARD OF DIRECTOR: ZLATKIS Mgmt Against Against
B.I.
2.10 ELECTION OF THE BOARD OF DIRECTOR: Mgmt For For
KARACHINSKIY A.M.
2.11 ELECTION OF THE BOARD OF DIRECTOR: KOZLOV Mgmt Against Against
S.A.
2.12 ELECTION OF THE BOARD OF DIRECTOR: KUDRIN Mgmt Against Against
A.L.
2.13 ELECTION OF THE BOARD OF DIRECTOR: LYKOV Mgmt Against Against
S.P.
2.14 ELECTION OF THE BOARD OF DIRECTOR: RIESS R. Mgmt For For
2.15 ELECTION OF THE BOARD OF DIRECTOR: SHERSHUN Mgmt Against Against
K.E.
3.1 DETERMINATION OF THE QUANTITATIVE Mgmt For For
COMPOSITION OF THE AUDIT COMMISSION AND
ELECTION OF THE AUDIT COMMISSION:
ROMANTSOVA O.I.
3.2 DETERMINATION OF THE QUANTITATIVE Mgmt For For
COMPOSITION OF THE AUDIT COMMISSION AND
ELECTION OF THE AUDIT COMMISSION: SANNIKOVA
T.G.
3.3 DETERMINATION OF THE QUANTITATIVE Mgmt For For
COMPOSITION OF THE AUDIT COMMISSION AND
ELECTION OF THE AUDIT COMMISSION: ULUPOV
V.E.
4 APPROVAL OF THE AUDITOR Mgmt For For
5 APPROVAL OF THE NEW EDITION OF THE CHARTER Mgmt For For
OF THE COMPANY
6 APPROVAL OF THE NEW EDITION OF THE Mgmt For For
PROVISION ON THE BOARD OF DIRECTORS
7 APPROVAL OF THE PROVISION ON THE EXECUTIVE Mgmt For For
BOARD OF THE COMPANY
8 APPROVAL OF THE PROVISION ON THE AUDIT Mgmt For For
COMMISSION
9 APPROVAL OF THE NEW EDITION OF THE Mgmt For For
PROVISION ON THE REMUNERATION AND
COMPENSATION TO BE PAID TO THE MEMBERS OF
THE BOARD OF DIRECTORS
10 APPROVAL OF REMUNERATION AND COMPENSATION Mgmt For For
TO BE PAID TO THE MEMBERS OF THE BOARD OF
DIRECTORS
11 APPROVAL OF REMUNERATION AND COMPENSATION Mgmt For For
TO BE PAID TO THE MEMBERS OF THE AUDIT
COMMISSION
12 APPROVAL OF INTERESTED PARTY TRANSACTIONS Mgmt For For
WHICH CAN BE CONCLUDED IN THE FUTURE IN THE
PROCESS OF BUSINESS ACTIVITY
13 APPROVAL OF INTERESTED PARTY TRANSACTIONS Mgmt For For
WHICH CAN BE CONCLUDED IN THE FUTURE IN THE
PROCESS OF BUSINESS ACTIVITY
14 APPROVAL OF INTERESTED PARTY TRANSACTIONS Mgmt For For
WHICH CAN BE CONCLUDED IN THE FUTURE IN THE
PROCESS OF BUSINESS ACTIVITY
15 APPROVAL OF TRANSACTION WITH AN INTEREST Mgmt For For
16 TERMINATION OF THE COMPANY MEMBERSHIP IN Mgmt For For
THE RUSSIAN ASSOCIATION OF EXCHANGES
--------------------------------------------------------------------------------------------------------------------------
MOTOR OIL (HELLAS) CORINTH REFINERIES SA, ATHENS Agenda Number: 705327991
--------------------------------------------------------------------------------------------------------------------------
Security: X55904100
Meeting Type: OGM
Meeting Date: 19-Jun-2014
Ticker:
ISIN: GRS426003000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE AN A
REPETITIVE MEETING ON 03 JUL 2014 AT 14:00
HRS. ALSO, YOUR VOTING INSTRUCTIONS WILL
NOT BE CARRIED OVER TO THE SECOND CALL. ALL
VOTES RECEIVED ON THIS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THE REPETITIVE MEETING. THANK YOU
1. APPROVAL OF THE RESTATED FINANCIAL Mgmt For For
STATEMENTS ON A STAND ALONE AND
CONSOLIDATED BASIS FOR THE FISCAL YEAR 2012
1.1.2012 31.12.2012 DUE TO THE ADOPTION OF
THE REVISED IAS 19 EMPLOYEE BENEFITS
2. SUBMISSION AND APPROVAL OF THE FINANCIAL Mgmt For For
STATEMENTS ON A STAND ALONE AND
CONSOLIDATED BASIS FOR THE FISCAL YEAR 2013
1.1.2013 31.12.2013 TOGETHER WITH THE
ACCOMPANYING BOD AND AUDITOR REPORTS
3. DISCHARGE OF THE MEMBERS OF THE BOD AND OF Mgmt For For
THE AUDITORS FROM ANY LIABILITY FOR DAMAGES
WITH REGARD TO THE FINANCIAL STATEMENTS AND
ACTIVITIES DURING THE ACCOUNTING YEAR 2013
4. ELECTION OF THE MEMBERS OF THE NEW BOARD OF Mgmt Against Against
DIRECTORS AS THE TERM OF SERVICE OF THE
EXISTING BOARD EXPIRES
5. APPOINTMENT OF THE MEMBERS OF THE AUDIT Mgmt For For
COMMITTEE ACCORDING TO ARTICLE 37 OF THE
LAW 3693.2008
6. APPROVAL OF A DIVIDEND AMOUNT EURO 0.20 PER Mgmt For For
SHARE FOR THE FISCAL YEAR 2013
7. ELECTION OF TWO CERTIFIED AUDITORS ORDINARY Mgmt For For
AND SUBSTITUTE FOR THE ACCOUNTING YEAR 2014
AND APPROVAL OF THEIR FEES
8. APPROVAL OF THE FEES PAID TO BOD MEMBERS Mgmt For For
FOR 2013 AND PRE-APPROVAL OF THEIR FEES FOR
2014
--------------------------------------------------------------------------------------------------------------------------
NATIONAL BANK OF GREECE S.A., ATHENS Agenda Number: 705356358
--------------------------------------------------------------------------------------------------------------------------
Security: X56533148
Meeting Type: OGM
Meeting Date: 26-Jun-2014
Ticker:
ISIN: GRS003003019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. SUBMISSION FOR APPROVAL OF THE BOARD OF Mgmt For For
DIRECTORS' AND THE AUDITORS' REPORTS ON THE
ANNUAL FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR 2013 (1.1.2013 - 31.12.2013)
2. SUBMISSION FOR APPROVAL OF THE ANNUAL Mgmt For For
FINANCIAL STATEMENTS OF THE BANK FOR THE
FINANCIAL YEAR 2013 (1.1.2013 - 31.12.2013)
3. DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE AUDITORS OF THE BANK FROM
ANY LIABILITY FOR INDEMNITY REGARDING THE
ANNUAL FINANCIAL STATEMENTS AND MANAGEMENT
FOR THE YEAR 2013 (1.1.2013 - 31.12.2013)
4. APPROVAL OF THE REMUNERATION OF THE BOARD Mgmt For For
OF DIRECTORS OF THE BANK FOR THE FINANCIAL
YEAR 2013 (PURSUANT TO ARTICLE 24.2 OF THE
COMPANIES ACT). DETERMINATION OF THE
REMUNERATION OF THE CHAIRMAN OF THE BOARD,
THE CEO, THE DEPUTY CEO AND NON-EXECUTIVE
DIRECTORS THROUGH TO THE AGM OF 2015.
APPROVAL, FOR THE FINANCIAL YEAR 2013, OF
THE REMUNERATION OF THE BANK'S DIRECTORS IN
THEIR CAPACITY AS MEMBERS OF THE BANK'S
AUDIT, CORPORATE GOVERNANCE NOMINATIONS,
HUMAN RESOURCES REMUNERATION, RISK
MANAGEMENT, AND STRATEGY COMMITTEES, AND
DETERMINATION OF THEIR REMUNERATION THROUGH
TO THE AGM OF 2015
5. GRANTING OF PERMISSION FOR DIRECTORS, Mgmt For For
GENERAL MANAGERS, ASSISTANT GENERAL
MANAGERS AND MANAGERS TO PARTICIPATE ON THE
BOARD OF DIRECTORS OR IN THE MANAGEMENT OF
NBG GROUP COMPANIES PURSUING SIMILAR OR
RELATED BUSINESS GOALS (AS PER ARTICLE 23.1
OF THE COMPANIES ACT AND ARTICLE 30.1 OF
THE BANK'S ARTICLES OF ASSOCIATION)
6. ELECTION OF NEW MEMBERS TO THE BOARD. Mgmt Against Against
APPOINTMENT OF INDEPENDENT NON-EXECUTIVE
MEMBER(S)
7. ELECTION OF MEMBERS TO THE AUDIT COMMITTEE Mgmt For For
8. ELECTION OF REGULAR AND SUBSTITUTE Mgmt For For
CERTIFIED AUDITORS FOR THE PURPOSES OF THE
AUDIT OF THE FINANCIAL STATEMENTS OF THE
BANK AND THE CONSOLIDATED FINANCIAL
STATEMENTS OF THE GROUP FOR THE YEAR 2014,
AND DETERMINATION OF THEIR REMUNERATION
9. AMENDMENT OF THE BANK'S ARTICLES OF Mgmt For For
ASSOCIATION AND ALIGNMENT THEREOF WITH THE
NEW PROVISIONS OF THE COMPANIES ACT
(FOLLOWING LAW 3884/2010) AND WITH LAWS
3864/2010, 4072/2012, 4156/2013 AND
4250/2014: AMENDMENT OF ARTICLES 5, 6, 8,
10, 11, 12, 13, 14, 15, 18, 21, 26, 30, 31
AND 32, AND COMPLETION, CANCELLATION AND
RENUMBERING OF PROVISIONS OF THE ARTICLES
OF ASSOCIATION
10. VARIOUS ANNOUNCEMENTS AND APPROVALS Mgmt Against Against
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE AN A
REPETITIVE MEETING ON 07 JULY 2014 AT 12:00
HRS. ALSO, YOUR VOTING INSTRUCTIONS WILL
NOT BE CARRIED OVER TO THE SECOND CALL. ALL
VOTES RECEIVED ON THIS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THE REPETITIVE MEETING. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NOVATEK OAO, TARKO-SALE Agenda Number: 704733965
--------------------------------------------------------------------------------------------------------------------------
Security: 669888109
Meeting Type: SGM
Meeting Date: 22-Oct-2013
Ticker:
ISIN: US6698881090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve interim dividends of RUB 3.40 per Mgmt For For
share for first six months of Fiscal 2013
--------------------------------------------------------------------------------------------------------------------------
NOVATEK OAO, TARKO-SALE Agenda Number: 705052342
--------------------------------------------------------------------------------------------------------------------------
Security: 669888109
Meeting Type: AGM
Meeting Date: 18-Apr-2014
Ticker:
ISIN: US6698881090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Annual Report, Financial Mgmt For For
Statements, Allocation of Income and Terms
of Dividends Payment
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 9 DIRECTORS PRESENTED
FOR ELECTION, YOU CAN ONLY VOTE FOR 9
DIRECTORS. THE LOCAL AGENT IN THE MARKET
WILL APPLY CUMULATIVE VOTING EVENLY AMONG
ONLY DIRECTORS FOR WHOM YOU VOTE "FOR".
CUMULATIVE VOTES CANNOT BE APPLIED UNEVENLY
AMONG DIRECTORS VIA PROXYEDGE. STANDING
INSTRUCTIONS HAVE BEEN REMOVED FOR THIS
MEETING. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE WITH ANY QUESTIONS.
2.1 Elect Andrei Akimov as Director Mgmt Against Against
2.2 Elect Burckhard Bergmann as Director Mgmt Against Against
2.3 Elect Yves Louis Darricarrere as Director Mgmt Against Against
2.4 Elect Vladimir Dmitriyev as Director Mgmt For For
2.5 Elect Leonid Mikhelson as Director Mgmt Against Against
2.6 Elect Alexander Natalenko as Director Mgmt For For
2.7 Elect Viktor Orlov as Director Mgmt Against Against
2.8 Elect Gennady Timchenko as Director Mgmt Against Against
2.9 Elect Andrey Sharonov as Director Mgmt Against Against
3.1 Elect Olga Belyaeva as Member of Audit Mgmt For For
Commission
3.2 Elect Maria Panasenko as Member of Audit Mgmt For For
Commission
3.3 Elect Igor Ryaskov as Member of Audit Mgmt For For
Commission
3.4 Elect Nikolai Shulikin as Member of Audit Mgmt For For
Commission
4 Ratify Auditor Mgmt For For
5 Approve Remuneration of Directors Mgmt For For
6 Approve Remuneration of Members of Audit Mgmt For For
Commission
7 Amend Charter Mgmt For For
8 Amend Regulations on General Meetings Mgmt For For
9 Amend Regulations on Board of Directors Mgmt For For
10 Approve Related-Party Transactions Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
OIL CO LUKOIL Agenda Number: 933869286
--------------------------------------------------------------------------------------------------------------------------
Security: 677862104
Meeting Type: Special
Meeting Date: 30-Sep-2013
Ticker: LUKOY
ISIN: US6778621044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ON THE PAYMENT (DECLARATION) OF DIVIDENDS Mgmt For For
BASED ON THE RESULTS OF THE FIRST HALF OF
THE 2013 FINANCIAL YEAR, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
2 TO APPROVE AMENDMENTS TO THE CHARTER OF Mgmt For For
OPEN JOINT STOCK COMPANY "OIL COMPANY
"LUKOIL", PURSUANT TO THE APPENDIX TO
BALLOT NO.2.
3 TO APPROVE AMENDMENTS TO THE REGULATIONS ON Mgmt For For
THE BOARD OF DIRECTORS OF OAO "LUKOIL",
PURSUANT TO THE APPENDIX TO BALLOT NO.3.
--------------------------------------------------------------------------------------------------------------------------
OIL CO LUKOIL Agenda Number: 934024554
--------------------------------------------------------------------------------------------------------------------------
Security: 677862104
Meeting Type: Annual
Meeting Date: 26-Jun-2014
Ticker: LUKOY
ISIN: US6778621044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ANNUAL REPORT OF OAO Mgmt For For
"LUKOIL" FOR 2013 AND THE ANNUAL FINANCIAL
STATEMENTS, INCLUDING THE INCOME STATEMENT
OF THE COMPANY, AND ALSO THE DISTRIBUTION
OF PROFITS FOR THE 2013 FINANCIAL YEAR, ALL
AS MORE FULLY DESCRIBED IN THE PROXY
MATERIAL
2A. TO ELECT MEMBER OF THE BOARD OF DIRECTORS Mgmt No vote
OF OAO "LUKOIL": ALEKPEROV, VAGIT
YUSUFOVICH
2B. TO ELECT MEMBER OF THE BOARD OF DIRECTORS Mgmt For
OF OAO "LUKOIL": BLAZHEEV, VICTOR
VLADIMIROVICH
2C. TO ELECT MEMBER OF THE BOARD OF DIRECTORS Mgmt No vote
OF OAO "LUKOIL": GRAYFER, VALERY ISAAKOVICH
2D. TO ELECT MEMBER OF THE BOARD OF DIRECTORS Mgmt For
OF OAO "LUKOIL": IVANOV, IGOR SERGEEVICH
2E. TO ELECT MEMBER OF THE BOARD OF DIRECTORS Mgmt No vote
OF OAO "LUKOIL": KOCHKUROV, SERGEI
ALEKSEEVICH
2F. TO ELECT MEMBER OF THE BOARD OF DIRECTORS Mgmt No vote
OF OAO "LUKOIL": MAGANOV, RAVIL ULFATOVICH
2G. TO ELECT MEMBER OF THE BOARD OF DIRECTORS Mgmt No vote
OF OAO "LUKOIL": MATZKE, RICHARD
2H. TO ELECT MEMBER OF THE BOARD OF DIRECTORS Mgmt No vote
OF OAO "LUKOIL": MIKHAILOV, SERGEI
ANATOLIEVICH
2I. TO ELECT MEMBER OF THE BOARD OF DIRECTORS Mgmt For
OF OAO "LUKOIL": MOBIUS, MARK
2J. TO ELECT MEMBER OF THE BOARD OF DIRECTORS Mgmt For
OF OAO "LUKOIL": MOSCATO, GUGLIELMO ANTONIO
CLAUDIO
2K. TO ELECT MEMBER OF THE BOARD OF DIRECTORS Mgmt For
OF OAO "LUKOIL": PICTET, IVAN
2L. TO ELECT MEMBER OF THE BOARD OF DIRECTORS Mgmt No vote
OF OAO "LUKOIL": FEDUN, LEONID ARNOLDOVICH
3.1 TO ELECT THE AUDIT COMMISSION OF OAO Mgmt For For
"LUKOIL" FROM THE LIST OF CANDIDATES
APPROVED BY THE BOARD OF DIRECTORS OF OAO
"LUKOIL" ON FEBRUARY 4, 2014 (MINUTES NO.
3): MAKSIMOV, MIKHAIL BORISOVICH
3.2 TO ELECT THE AUDIT COMMISSION OF OAO Mgmt For For
"LUKOIL" FROM THE LIST OF CANDIDATES
APPROVED BY THE BOARD OF DIRECTORS OF OAO
"LUKOIL" ON FEBRUARY 4, 2014 (MINUTES NO.
3): SULOEV, PAVEL ALEKSANDROVICH
3.3 TO ELECT THE AUDIT COMMISSION OF OAO Mgmt For For
"LUKOIL" FROM THE LIST OF CANDIDATES
APPROVED BY THE BOARD OF DIRECTORS OF OAO
"LUKOIL" ON FEBRUARY 4, 2014 (MINUTES NO.
3): SURKOV, ALEKSANDR VIKTOROVICH
4.1 TO PAY REMUNERATION AND REIMBURSE EXPENSES Mgmt For For
TO MEMBERS OF THE BOARD OF DIRECTORS OF OAO
"LUKOIL" PURSUANT TO APPENDIX NO. 1 HERETO
4.2 TO ESTABLISH REMUNERATION FOR THE NEWLY Mgmt For For
ELECTED MEMBERS OF THE BOARD OF DIRECTORS
OF OAO "LUKOIL" PURSUANT TO APPENDIX NO. 2
HERETO
5.1 TO PAY REMUNERATION TO EACH OF THE MEMBERS Mgmt For For
OF THE AUDIT COMMISSION OF OAO "LUKOIL" IN
THE FOLLOWING AMOUNTS: M.B.MAKSIMOV -
2,730,000 ROUBLES, V.N.NIKITENKO -
2,730,000 ROUBLES, A.V.SURKOV - 2,730,000
ROUBLES
5.2 TO ESTABLISH THE FOLLOWING AMOUNT OF Mgmt For For
REMUNERATION FOR THE NEWLY ELECTED MEMBERS
OF THE AUDIT COMMISSION OF OAO "LUKOIL" -
3,000,000 ROUBLES
6. TO APPROVE THE INDEPENDENT AUDITOR OF OAO Mgmt For For
"LUKOIL"- CLOSED JOINT STOCK COMPANY KPMG
7. TO APPROVE AMENDMENTS AND ADDENDA TO THE Mgmt For For
CHARTER OF OPEN JOINT STOCK COMPANY "OIL
COMPANY "LUKOIL", PURSUANT TO THE APPENDIX
HERETO
8. TO APPROVE AMENDMENTS AND ADDENDA TO THE Mgmt For For
REGULATIONS ON THE PROCEDURE FOR PREPARING
AND HOLDING THE GENERAL SHAREHOLDERS
MEETING OF "LUKOIL", PURSUANT TO THE
APPENDIX HERETO
9.1 POLICY (CONTRACT) ON INSURING THE LIABILITY Mgmt For For
OF DIRECTORS, OFFICERS AND CORPORATIONS
BETWEEN OAO "LUKOIL" (POLICYHOLDER) AND
JOINT STOCK COMPANY "KAPITAL INSURANCE"
(INSURER)
9.2 SUPPLEMENTAL AGREEMENT TO LOAN AGREEMENT Mgmt For For
NO. 0810843 OF OCTOBER 13, 2008 BETWEEN OAO
"LUKOIL" (BORROWER) AND OAO RITEK (LENDER).
EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF
RUSSIAN SECURITIES ARE REQUIRED TO DISCLOSE
THEIR NAME, ADDRESS AND NUMBER OF SHARES AS
A CONDITION TO VOTING.
--------------------------------------------------------------------------------------------------------------------------
OJSC MMC NORILSK NICKEL Agenda Number: 934017078
--------------------------------------------------------------------------------------------------------------------------
Security: 46626D108
Meeting Type: Annual
Meeting Date: 06-Jun-2014
Ticker: NILSY
ISIN: US46626D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE 2013 ANNUAL REPORT OF OJSC MMC Mgmt For For
NORILSK NICKEL. EFFECTIVE NOVEMBER 6, 2013,
HOLDERS OF RUSSIAN SECURITIES ARE REQUIRED
TO DISCLOSE THEIR NAME, ADDRESS AND NUMBER
OF SHARES AS A CONDITION TO VOTING.
2 APPROVE 2013 ANNUAL FINANCIAL STATEMENTS, Mgmt For For
INCLUDING PROFIT AND LOSS STATEMENT OF OJSC
MMC NORILSK NICKEL.
3 APPROVE 2013 CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS OF OJSC MMC NORILSK NICKEL,
PREPARED IN ACCORDANCE WITH INTERNATIONAL
FINANCIAL REPORTING STANDARDS.
4 1. APPROVE DISTRIBUTION OF PROFIT AND Mgmt For For
LOSSES OF OJSC MMC NORILSK NICKEL IN 2013
IN ACCORDANCE WITH THE RECOMMENDATION OF
THE BOARD OF DIRECTORS, INCLUDED IN THE
REPORT OF THE BOARD OF DIRECTORS OF OJSC
MMC NORILSK NICKEL WITH MOTIVATED POSITION
OF THE COMPANY'S BOARD OF DIRECTORS ON THE
ITEMS OF THE AGENDA OF ANNUAL GENERAL
MEETING OF SHAREHOLDERS, TO BE HELD ON JUNE
6, 2014. 2. PAY MONETARY DIVIDENDS OF RUB
248.48 PER ORDINARY SHARE OF OJSC MMC
NORILSK NICKEL, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
5A TO ELECT THE MEMBER OF THE BOARD OF Mgmt No vote
DIRECTOR: BARBASHEV SERGEY VALENTINOVICH
5B TO ELECT THE MEMBER OF THE BOARD OF Mgmt No vote
DIRECTOR: BASHKIROV ALEXEY VLADIMIROVICH
5C TO ELECT THE MEMBER OF THE BOARD OF Mgmt No vote
DIRECTOR: BRATUKHIN SERGEY BORISOVICH
5D TO ELECT THE MEMBER OF THE BOARD OF Mgmt No vote
DIRECTOR: BOUGROV ANDREY YEVGENYEVICH
5E TO ELECT THE MEMBER OF THE BOARD OF Mgmt No vote
DIRECTOR: ZAKHAROVA MARIANNA ALEXANDROVNA
5F TO ELECT THE MEMBER OF THE BOARD OF Mgmt No vote
DIRECTOR: IVANOV EGOR MIKHAILOVICH
5G TO ELECT THE MEMBER OF THE BOARD OF Mgmt No vote
DIRECTOR: MISHAKOV STALBEK STEPANOVICH
5H TO ELECT THE MEMBER OF THE BOARD OF Mgmt No vote
DIRECTOR: MOSHIRI ARDAVAN
5I TO ELECT THE MEMBER OF THE BOARD OF Mgmt For
DIRECTOR: PENNY GARETH
5J TO ELECT THE MEMBER OF THE BOARD OF Mgmt For
DIRECTOR: PRINSLOO GERHARD
5K TO ELECT THE MEMBER OF THE BOARD OF Mgmt No vote
DIRECTOR: SKVORTSOV SERGEY VIKTOROVICH
5L TO ELECT THE MEMBER OF THE BOARD OF Mgmt No vote
DIRECTOR: SOKOV MAXIM MIKHAILOVICH
5M TO ELECT THE MEMBER OF THE BOARD OF Mgmt No vote
DIRECTOR: SOLOVYEV VLADISLAV ALEXANDROVICH
5N TO ELECT THE MEMBER OF THE BOARD OF Mgmt For
DIRECTOR: EDWARDS ROBERT WILLEM JOHN
6A TO ELECT THE MEMBER OF THE AUDIT Mgmt For For
COMMISSION: VOZIYANOVA EKATERINA EVGENYEVNA
6B TO ELECT THE MEMBER OF THE AUDIT Mgmt For For
COMMISSION: MASALOVA ANNA VIKTOROVNA
6C TO ELECT THE MEMBER OF THE AUDIT Mgmt For For
COMMISSION: SVANIDZE GEORGIY EDUARDOVICH
6D TO ELECT THE MEMBER OF THE AUDIT Mgmt For For
COMMISSION: SHILKOV VLADIMIR NIKOLAEVICH
6E TO ELECT THE MEMBER OF THE AUDIT Mgmt For For
COMMISSION: YANEVICH ELENA ALEXANDROVNA
7 APPROVE ROSEKSPERTIZA LLC AS AUDITOR OF Mgmt For For
2014 RUSSIAN ACCOUNTING STANDARDS FINANCIAL
STATEMENTS OF OJSC MMC NORILSK NICKEL.
8 APPROVE CJSC KPMG AS AUDITOR OF 2014 IFRS Mgmt For For
FINANCIAL STATEMENTS OF OJSC MMC NORILSK
NICKEL.
9 APPROVE REMUNERATION POLICY OF OJSC MMC Mgmt Against Against
NORILSK NICKEL BOARD OF DIRECTORS MEMBERS
IN ACCORDANCE WITH ANNEX 1; SET THE AMOUNTS
OF REMUNERATIONS AND INDEMNIFICATIONS TO
CHAIRMAN OF THE BOARD OF DIRECTORS OF OJSC
MMC NORILSK NICKEL, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
10 SET THE REMUNERATION TO AN AUDIT COMMISSION Mgmt For For
MEMBER OF OJSC MMC NORILSK NICKEL NOT
EMPLOYED BY THE COMPANY IN THE AMOUNT OF
RUB 1,800,000 PER ANNUM, PAYABLE ONCE EVERY
6 MONTHS IN EQUAL AMOUNTS. THE AMOUNT SHOWN
ABOVE SHALL BE GROSS OF TAXES IMPOSED UNDER
THE CURRENT LAWS OF THE RUSSIAN FEDERATION.
11 APPROVE CONCLUSION OF RELATED PARTY Mgmt For For
TRANSACTIONS, IN WHICH ALL MEMBERS OF THE
BOARD OF DIRECTORS AND MANAGEMENT BOARD OF
OJSC MMC NORILSK NICKEL ARE INTERESTED
PARTIES, CONCERNING REIMBURSEMENT BY OJSC
MMC NORILSK NICKEL OF LOSSES MEMBERS OF THE
BOARD OF DIRECTORS AND MANAGEMENT BOARD CAN
INCUR IN RELATION TO THEIR APPOINTMENT TO
THE CORRESPONDING POSITIONS, IN THE AMOUNT
OF UP TO USD 115 000 000 PER PERSON.
12 APPROVE CONCLUSION OF RELATED PARTY Mgmt For For
TRANSACTIONS, IN WHICH ALL MEMBERS OF THE
BOARD OF DIRECTORS AND MANAGEMENT BOARD OF
OJSC MMC NORILSK NICKEL ARE INTERESTED
PARTIES, CONCERNING LIABILITY INSURANCE OF
THE MEMBERS OF THE BOARD OF DIRECTORS AND
MANAGEMENT BOARD, WHICH ARE BENEFICIARIES,
BY RUSSIAN INSURANCE COMPANY FOR ONE YEAR,
WITH A TOTAL LIABILITY LIMIT OF USD
200,000,000 AND LIABILITY LIMIT OF USD
25,000,000 UNDER ADDITIONAL EXPANSION OF
COVERAGE OF MAIN CONTRACT WITH INSURANCE
PREMIUMS PAYMENTS OF UP TO USD 1,200,000.
13 APPROVE AMENDMENTS AND ADDENDUMS TO THE Mgmt Against Against
CHARTER OF OJSC MMC NORILSK NICKEL IN
ACCORDANCE WITH ANNEX 2.
14 APPROVE THE NEW VERSION OF THE REGULATIONS Mgmt For For
ON GENERAL MEETING OF SHAREHOLDERS OF OJSC
MMC NORILSK NICKEL IN ACCORDANCE WITH ANNEX
3.
A1 TRANSFER OF KONDOR PORTAL CRANES INTO Mgmt For For
TEMPORARY POSSESSION AND USE (LEASE) BY THE
ARKHANGELSK TRANSPORT BRANCH (LESSOR) ON
BEHALF OF OJSC MMC NORILSK NICKEL TO OJSC
ARKHANGELSK COMMERCIAL SEAPORT (LESSEE) IN
CONSIDERATION OF RUB 8,224,216.50 INCLUSIVE
OF VAT.
A2 PROVISION OF HEAT ENERGY (CAPACITY) AND/OR Mgmt For For
HEAT-CARRIERS BY OJSC ARKHANGELSK
COMMERCIAL SEAPORT (ENERGY SUPPLIER) TO THE
ARKHANGELSK TRANSPORT BRANCH (CONSUMER) ON
BEHALF OF OJSC MMC NORILSK NICKEL IN
CONSIDERATION OF A TOTAL AMOUNT OF RUB
3,701,660.00 INCLUSIVE OF VAT.
A3 TRANSFER OF CRANE BOAT PK-106 INTO Mgmt For For
TEMPORARY POSSESSION AND USE (LEASE) BY
OJSC ARKHANGELSK COMMERCIAL SEAPORT
(LESSOR) TO ARKHANGELSK TRANSPORT BRANCH
(LESSEE) ON BEHALF OF OJSC MMC NORILSK
NICKEL IN CONSIDERATION OF RUB
12,553,182.20 INCLUSIVE OF VAT.
A4 PROVISION OF PETROLEUM PRODUCTS BY OJSC Mgmt For For
TAYMYR FUEL COMPANY (SELLER) TO THE POLAR
TRANSPORT BRANCH ON BEHALF OF OJSC MMC
NORILSK NICKEL (BUYER) FOR A TOTAL AMOUNT
OF RUB 132,168,483.02 INCLUSIVE OF VAT.
A5 TRANSFER OF MATERIALS REQUIRED FOR Mgmt For For
MAINTENANCE OF MACHINERY AND HOISTING
MECHANISMS BY NORILSKNICKELREMONT LLC
(SELLER) TO THE POLAR TRANSPORT BRANCH ON
BEHALF OF OJSC MMC NORILSK NICKEL (BUYER)
IN CONSIDERATION OF A TOTAL OF RUB
17,981,007.56 INCLUSIVE OF VAT.
A6 RENDITION OF SEWAGE NETWORK MAINTENANCE AND Mgmt For For
OPERATION SERVICES BY OJSC NTEK
(CONTRACTOR) TO NORILSKENERGO - OJSC MMC
NORILSK NICKEL AFFILIATE ON BEHALF OF OJSC
MMC NORILSK NICKEL IN CONSIDERATION OF A
TOTAL OF RUB 33,157,327.40 INCLUSIVE OF
VAT.
A7 TRANSFER OF MOVABLE AND IMMOVABLE PROPERTY Mgmt For For
FOR PRODUCTION AND OPERATION ACTIVITIES BY
THE POLAR DIVISION (LESSOR) ON BEHALF OF
OJSC MMC NORILSK NICKEL TO POLAR
CONSTRUCTION COMPANY LLC (LESSEE) IN TO
TEMPORARY POSSESSION AND USE (LEASE) IN
CONSIDERATION OF RUB 53,100,000.00
INCLUSIVE OF VAT.
A8 SALE OF FIXED ASSETS, GOODS, MISCELLANEOUS Mgmt For For
PRODUCTS AND MATERIALS STORED AT AFFILIATE
WAREHOUSES BY THE POLAR DIVISION (SELLER)
ON BEHALF OF OJSC MMC NORILSK NICKEL TO
POLAR CONSTRUCTION COMPANY (BUYER) IN
CONSIDERATION OF A TOTAL OF RUB
3,356,224,966.25 INCLUSIVE OF VAT.
A9 TRANSFER OF MOVABLE AND IMMOVABLE PROPERTY Mgmt For For
REQUIRED FOR PRODUCTION AND OPERATION
ACTIVITIES INTO TEMPORARY POSSESSION AND
USE (LEASE) BY THE POLAR DIVISION ON BEHALF
OF OJSC MMC NORILSK NICKEL (LESSOR) TO
GIPRONICKEL INSTITUTE LLC (LESSEE) IN
CONSIDERATION OF A TOTAL OF RUB 25,960
000.00 INCLUSIVE OF VAT.
A10 TRANSFER OF MACHINERY, WIP PRODUCTS AND Mgmt For For
GOODS STORED AT AFFILIATE WAREHOUSES BY THE
POLAR DIVISION (SELLER) ON BEHALF OF OJSC
MMC NORILSK NICKEL TO GIPRONICKEL INSTITUTE
LLC (BUYER) IN CONSIDERATION OF A TOTAL OF
RUB 27,889,400.00 INCLUSIVE OF VAT.
A11 TRANSFER OF A LAND PLOT FOR FINISHED Mgmt For For
PRODUCTS TTSPK-DUDINKA OIL BASE PIPELINE
CONSTRUCTION BY THE POLAR DIVISION
(SUBLESSOR) ON BEHALF OF OJSC MMC NORILSK
NICKEL TO OJSC NORILSKGAZPROM (SUBLESSEE)
INTO TEMPORARY POSSESSION AND USE
(SUBLEASE) IN CONSIDERATION OF A TOTAL OF
RUB 100,000.00 INCLUSIVE OF VAT.
A12 SALE OF FIXED ASSETS, GOODS, MISCELLANEOUS Mgmt For For
PRODUCTS AND MATERIALS STORED AT AFFILIATE
WAREHOUSES BY THE POLAR DIVISION (SELLER)
ON BEHALF OF OJSC MMC NORILSK NICKEL TO
OJSC NORILSKGZPROM (BUYER) IN CONSIDERATION
OF A TOTAL OF RUB 9,357,700.00 INCLUSIVE OF
VAT.
A13 TRANSFER OF MOVABLE AND IMMOVABLE PROPERTY Mgmt For For
REQUIRED FOR PRODUCTION AND OPERATION
ACTIVITIES INTO TEMPORARY POSSESSION AND
USE (LEASE) BY THE POLAR DIVISION ON BEHALF
OF OJSC MMC NORILSK NICKEL (LESSOR) TO
NORILSK INDUSTRIAL TRANSPORT LLC (LESSEE)
IN CONSIDERATION OF A TOTAL OF RUB
71,980,000.00 INCLUSIVE OF VAT.
A14 SALE OF FIXED ASSETS, GOODS, MISCELLANEOUS Mgmt For For
PRODUCTS AND MATERIALS STORED AT AFFILIATE
WAREHOUSES BY THE POLAR DIVISION (SELLER)
ON BEHALF OF OJSC MMC NORILSK NICKEL TO
NORILSK INDUSTRIAL TRANSPORT LLC (BUYER) IN
CONSIDERATION OF A TOTAL OF RUB
744,239,400.82 INCLUSIVE OF VAT.
A15 TRANSFER OF MOVABLE AND IMMOVABLE PROPERTY Mgmt For For
REQUIRED FOR PRODUCTION AND OPERATION
ACTIVITIES INTO TEMPORARY POSSESSION AND
USE (LEASE) BY THE POLAR DIVISION ON BEHALF
OF OJSC MMC NORILSK NICKEL (LESSOR) TO
NORILSKNICKELREMONT LLC (LESSEE) IN
CONSIDERATION OF A TOTAL OF RUB
273,760,000.00 INCLUSIVE OF VAT.
A16 SALE OF FIXED ASSETS, GOODS, MISCELLANEOUS Mgmt For For
PRODUCTS AND MATERIALS STORED AT AFFILIATE
WAREHOUSES BY THE POLAR DIVISION (SELLER)
ON BEHALF OF OJSC MMC NORILSK NICKEL TO
NORILSKNICKELREMONT LLC (BUYER) IN
CONSIDERATION OF A TOTAL OF RUB
662,537,234.70 INCLUSIVE OF VAT.
A17 TRANSFER OF MOVABLE AND IMMOVABLE PROPERTY Mgmt For For
REQUIRED FOR PRODUCTION AND OPERATION
ACTIVITIES INTO TEMPORARY POSSESSION AND
USE (LEASE) BY THE POLAR DIVISION ON BEHALF
OF OJSC MMC NORILSK NICKEL (LESSOR) TO CJSC
TAYMYR FUEL COMPANY (LESSEE) IN
CONSIDERATION OF A TOTAL OF RUB
64,900,000.00 INCLUSIVE OF VAT.
A18 SALE OF FIXED ASSETS, GOODS, MISCELLANEOUS Mgmt For For
PRODUCTS AND MATERIALS STORED AT AFFILIATE
WAREHOUSES BY THE POLAR DIVISION (SELLER)
ON BEHALF OF OJSC MMC NORILSK NICKEL TO
CJSC TAYMYR FUEL COMPANY (BUYER) IN
CONSIDERATION OF A TOTAL OF RUB
434,245,900.00 INCLUSIVE OF VAT.
A19 SALE OF GOODS STORED AT AFFILIATE Mgmt For For
WAREHOUSES BY THE POLAR DIVISION (SELLER)
ON BEHALF OF OJSC MMC NORILSK NICKEL TO
OJSC NTEK (BUYER) IN CONSIDERATION OF A
TOTAL OF RUB 776,346,457.90 INCLUSIVE OF
VAT.
A20 TRANSFER OF INVENTORIES, OTHER PRODUCTS, Mgmt For For
MATERIALS, STORED AT POLAR DIVISION'S
WAREHOUSES FOR THE MAXIMUM AMOUNT OF RUB
7,092,800.00, VAT INCLUSIVE, BY MMC NORILSK
NICKEL REPRESENTED BY THE POLAR DIVISION
(SELLER) TO OJSC TAIMYRGAS (BUYER).
A21 TRANSFER OF COAL STORED AT POLAR DIVISION'S Mgmt For For
WAREHOUSES FOR THE MAXIMUM AMOUNT OF RUB
16,000,000.00 VAT INCLUSIVE, BY MMC NORILSK
NICKEL REPRESENTED BY THE POLAR DIVISION
(SELLER) TO OJSC TAIMYRGAS (BUYER).
A22 PROVISION OF SERVICES INVOLVING PLACEMENT Mgmt For For
OF INDUSTRIAL WASTES FOR THE MAXIMUM AMOUNT
OF RUB 1,063, 805.32, VAT INCLUSIVE, BY MMC
NORILSK NICKEL REPRESENTED BY THE POLAR
DIVISION (CONTRACTOR) TO OJSC
NORILSKGAZPROM (CLIENT).
A23 PROVISION BY MMC NORILSK NICKEL REPRESENTED Mgmt For For
BY THE POLAR DIVISION (CONTRACTOR) TO POLAR
CONSTRUCTION COMPANY LLC (CLIENT) OF AGENCY
SERVICES FOR THE ORGANIZATION OF TRAINING
EMPLOYEES AT AT THE TRAINING SITE OF
ANHYDRITE MINE OF KAYERKANSKY MINE BY
CORPORATE UNIVERSITY NORILSK NICKEL FOR THE
MAXIMUM AMOUNT OF RUB 1,180.00, VAT
INCLUSIVE.
A24 PROVISION BY MMC NORILSK NICKEL REPRESENTED Mgmt For For
BY THE POLAR DIVISION (CONTRACTOR) TO
NORILSKNICKELREMONT LLC (CLIENT) OF AGENCY
SERVICES FOR THE ORGANIZATION OF TRAINING
EMPLOYEES AT THE TRAINING SITE OF ANHYDRITE
MINE OF KAYERKANSKY MINE BY CORPORATE
UNIVERSITY NORILSK NICKEL FOR THE MAXIMUM
AMOUNT OF RUB 1,180.00, VAT INCLUSIVE.
A25 PROVISION BY NORILSKNICKELREMONT LLC Mgmt For For
(CONTRACTOR) FOR MMC NORILSK NICKEL
REPRESENTED BY THE POLAR DIVISION (CLIENT)
OF SERVICES ON ORGANIZATION OF STORAGE OF
ACCOUNTING, TAX ACCOUNTING AND REPORTING
DOCUMENTS; DESTRUCTION OF DOCUMENTATION,
MAKING COPIES, SUBMISSION OF INFORMATION
(DOCUMENTS) REQUESTED IN THE COURSE OF
INSPECTIONS FOR THE MAXIMUM AMOUNT OF RUB
57,000.00, VAT INCLUSIVE.
A26 EXECUTION BY GIPRONIKEL INSTITUTE Mgmt For For
(CONTRACTOR) FOR OJSC MMC NORILSK NICKEL
REPRESENTED BY THE POLAR DIVISION OF DESIGN
WORK ON PROJECTS: ZAPOLYARNY MINE. INCREASE
OF DISSEMINATED ORE OUTPUT. 6 KV OVERHEAD
LINES FROM GPP-6 TO RP-767-1P, OKTYABRSKY
MINE. STRIPPING AND MINING OF HIGH-GRADE,
CUPROUS AND DISSEMINATED ORES ON THE
WESTERN FLANK, OKTYABRSKY MINE, STRIPPING
AND MINING OF HIGH-GRADE, CUPROUS AND
DISSEMINATED ORES ON THE WESTERN FLANK.
TRANSPORTATION WORKING, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
A27 EXECUTION BY GIPRONICKEL INSTITUTE LLC Mgmt For For
(CONTRACTOR) FOR MMC NORILSK NICKEL
REPRESENTED BY THE POLAR DIVISION (CLIENT)
OF SURVEY WORKS IN ACCORDANCE WITH THE
TECHNICAL SPECIFICATIONS FOR GEODETIC
SURVEY ON THE PROJECT: SKALISTY MINE.
STRIPPING, PREPARATION AND MINING OF
HIGH-GRADE AND CUPROUS ORES OF C-2 FIELD OF
TALNAKH DEPOSIT AND C-5, C-6 AND C-6L OF
OKTYABRSKOYE DEPOSIT. SKS-1 FOR THE MAXIMUM
AMOUNT OF RUB 3,739,445.37, VAT INCLUSIVE.
A28 EXECUTION BY GIPRONICKEL INSTITUTE LLC Mgmt For For
(CONTRACTOR) FOR MMC NORILSK NICKEL
REPRESENTED BY THE POLAR DIVISION (CLIENT)
OF QUANTITATIVE CHEMICAL ASSAY OF SAMPLES
OF RAW MATERIALS AND PROCESS CYCLE PRODUCTS
FOR QUALITY CONTROL OF TEST RESULTS FOR THE
MAXIMUM AMOUNT OF RUB 1,000,000.00 , VAT
INCLUSIVE.
A29 EXECUTION BY GIPRONICKEL INSTITUTE LLC Mgmt For For
(CONTRACTOR) FOR MMC NORILSK NICKEL
REPRESENTED BY THE POLAR DIVISION (CLIENT)
OF EXTERNAL QUALITY CONTROL OF THE RESULTS
OF QUANTITATIVE CHEMICAL ASSAY OF
GEOLOGICAL SAMPLES FOR THE MAXIMUM AMOUNT
OF RUB 1,888,000.00, VAT INCLUSIVE.
A30 PROVISION BY GIPRONICKEL INSTITUTE LLC Mgmt For For
(CONTRACTOR) FOR MMC NORILSK NICKEL
REPRESENTED BY THE POLAR DIVISION (CLIENT)
OF R&D SERVICES TO THE CURRENT OPERATIONS
ON THE PROJECTS: "ENGINEERING SUPPORT OF
PILOT TESTS INVOLVING COPPER PLANT'S CINDER
CAKES SMELTING IN DC FURNACE IN NICKEL
PLANT ROASTER SHOP,"INDUSTRIAL TESTING OF
PERSPECTIVE COMPOSITION FEED PROCESSING
(2016) IN NMP PROCESSING CHAIN, DEVELOPMENT
AND COORDINATION OF "SPECIAL MEASURES" TO
CONDUCT MINING OPERATIONS AND ENSURE
VENTILATION, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
A31 EXECUTION BY GIPRONICKEL INSTITUTE LLC Mgmt For For
(CONTRACTOR) FOR MMC NORILSK NICKEL
REPRESENTED BY THE POLAR DIVISION (CLIENT)
OF DESIGN WORKS, DEVELOPMENT OF WORKING AND
NON-STANDARD EQUIPMENT DESIGN DOCUMENTATION
FOR PRODUCTION UNITS FOR THE MAXIMUM AMOUNT
OF RUB 295,000,000.00, VAT INCLUSIVE.
A32 EXECUTION BY GIPRONICKEL INSTITUTE LLC Mgmt For For
(CONTRACTOR) FOR MMC NORILSK NICKEL
REPRESENTED BY THE POLAR DIVISION (CLIENT)
OF R&D WORKS FOR PRODUCTION UNITS FOR THE
MAXIMUM AMOUNT OF RUB 11,800,000.00, VAT
INCLUSIVE.
A33 DEVELOPMENT BY GIPRONICKEL INSTITUTE LLC Mgmt For For
(CONTRACTOR) FOR MMC NORILSK NICKEL
REPRESENTED BY THE POLAR DIVISION (CLIENT)
OF FEASIBILITY STUDY FOR NADEZHDA
METALLURGICAL PLANT ON THE PROJECT
FEASIBILITY STUDY OF EFFICIENCY OF
IMPLEMENTATION OF VANUKOV FURNACE SMELTING
TECHNOLOGY AT NMP; FOR THE PRODUCTION
ASSOCIATION OF CONCENTRATORS ON THE PROJECT
FEASIBILITY STUDY OF THE UTILIZATION OF
REDUNDANT CAPACITIES OF NORILSK
CONCENTRATOR FOR PROCESSING OF TECHNOGENIC
RAW MATERIALS FOR THE MAXIMUM AMOUNT OF RUB
10,030,000.00, VAT INCLUSIVE.
A34 EXECUTION BY GIPRONICKEL INSTITUTE LLC Mgmt For For
(CONTRACTOR) FOR MMC NORILSK NICKEL
REPRESENTED BY THE POLAR DIVISION (CLIENT)
OF R&D WORKS FOR NMP FACILITIES: "NMP.
INCREASE IN THE CAPACITY OF
PYROMETALLURGICAL OPERATIONS WITH NICKEL
MATERIALS PROCESSING", NICKEL PLANT
SHUTDOWN: "UNIFIED STORAGE FACILITIES.
SEREDYSH SAND PIT. ADJUSTMENT, FOR THE
MAXIMUM AMOUNT OF RUB 130,696,800,00 VAT
INCLUSIVE.
A35 EXECUTION BY GIPRONICKEL INSTITUTE LLC Mgmt For For
(CONTRACTOR) FOR MMC NORILSK NICKEL
REPRESENTED BY THE POLAR DIVISION (CLIENT)
OF UNFORESEEN DESIGN AND SURVEY WORKS FOR
THE DIVISION FOR THE MAXIMUM AMOUNT OF RUB
23,808,860.00, VAT INCLUSIVE.
A36 EXECUTION BY GIPRONICKEL INSTITUTE LLC Mgmt For For
(CONTRACTOR) FOR MMC NORILSK NICKEL
REPRESENTED BY THE POLAR DIVISION (CLIENT)
OF WORKS ON THE DEVELOPMENT AND APPROVAL OF
DESIGN DOCUMENTS FOR NON-STANDARD
EQUIPMENT, APPROVAL OF ESTIMATES FOR THE
START-UP OPERATIONS FOR THE DIVISION FOR
THE MAXIMUM AMOUNT OF RUB 4,527,660.00, VAT
INCLUSIVE.
A37 EXECUTION OF CADASTRAL WORKS BY GIPRONICKEL Mgmt For For
INSTITUTE LLC (THE EXECUTANT) FOR OJSC MMC
NORILSK NICKEL (THE CUSTOMER) AT THE LAND
PLOTS OF OJSC MMC NORILSK NICKEL, FOR THE
MAXIMUM AMOUNT OF RUB 6 000 000.00 (VAT
INCL.).
A38 EXECUTION OF DESIGN WORKS BY GIPRONICKEL Mgmt For For
INSTITUTE LLC (THE EXECUTANT) FOR OJSC MMC
NORILSK NICKEL (THE CUSTOMER) ON THE
FOLLOWING PROJECTS: FOR THE OBJECTS
ZAPOLYARNIY MINE - "OVERHAUL OF REMOTE
SUPERVISORY CELL CONTROL SYSTEM, 0.4 KW
UNDERGROUND DISTRIBUTION SUBSTATION", FOR
THE OBJECTS OF TAIMYR MINE -"RT. KS-3. GVU.
OVERHAUL OF THE ELECTRIC MOTOR OF MK 5X4
HOISTING UNIT", FOR THE OBJECTS OF KAERKAN
MINE - "KAERKAN MINE, IZVESTNYAKOV SHAFT.
VOD-40 VENTILATION UNIT. OVERHAUL WITH, ALL
AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
A39 EXECUTION OF DESIGN WORKS BY GIPRONICKEL Mgmt For For
INSTITUTE LLC (THE EXECUTANT) FOR OJSC MMC
NORILSK NICKEL, REPRESENTED BY THE POLAR
DIVISION (THE CUSTOMER) ON THE FOLLOWING
PROJECT: "NORILSK CONCENTRATOR. CIRCULATING
WATER SUPPLY SYSTEM NICKEL PLANT -
CONCENTRATOR PLANT INDUSTRIAL ASSOCIATION",
FOR THE MAXIMUM AMOUNT OF RUB 55 103
640,00, INCLUDING VAT.
A40 EXECUTION BY GIPRONICKEL INSTITUTE LLC Mgmt For For
(CONTRACTOR) FOR MMC NORILSK NICKEL
REPRESENTED BY THE POLAR DIVISION (CLIENT)
OF SURVEY WORKS, WORKS ON THE DEVELOPMENT
AND APPROVAL OF DESIGN DOCUMENTS FOR THE
START-UP OPERATIONS, WORKS ON THE
DEVELOPMENT OF DESIGN DOCUMENTS FOR
NON-STANDARD EQUIPMENT, WORKS ON THE
DEVELOPMENT AND APPROVAL OF DESIGN
DOCUMENTS FOR NON-STANDARD EQUIPMENT FOR
PROJECT "RECONSTRUCTION OF TAILINGS DAMS
LEBYAZIE". IMPOUNDING OF TOF AND NOF, TOF,
PNC-1. INSTALLATION, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
A41 EXECUTION OF CIVIL, ASSEMBLY AND Mgmt For For
SPECIALIZED WORKS BY POLAR CONSTRUCTION
COMPANIES LLC (THE EXECUTANT) FOR OJSC MMC
NORILSK NICKEL (THE CUSTOMER) ON THE
FOLLOWING PROJECT: "NADEZHDA METALLURGICAL
PLANT. INCREASING PYROMETALLURGICAL NICKEL
FEED PROCESSING CAPACITY", FOR THE MAXIMUM
AMOUNT OF RUB 47 320 375,92, INCLUDING VAT.
A42 EXECUTION OF PREASSEMBLY EQUIPMENT AUDIT Mgmt For For
WORKS BY POLAR CONSTRUCTION COMPANIES LLC
(THE EXECUTANT) FOR OJSC MMC NORILSK
NICKEL, REPRESENTED BY THE POLAR DIVISION
(THE CUSTOMER) ON THE CAPITAL CONSTRUCTION
OBJECTS, FOR THE MAXIMUM AMOUNT OF RUB 2
988 000,00, INCLUDING VAT.
A43 EXECUTION OF PREASSEMBLY EQUIPMENT AUDIT Mgmt For For
WORKS BY NORILSKNICKELREMONT LLC (THE
EXECUTANT) FOR OJSC MMC NORILSK NICKEL,
REPRESENTED BY THE POLAR DIVISION (THE
CUSTOMER) ON THE CAPITAL CONSTRUCTION
OBJECTS, FOR THE MAXIMUM AMOUNT OF RUB 2
474 000,00, INCLUDING VAT.
A44 TRANSFER OF GOODS BY NORILSKNICKELREMONT Mgmt For For
LLC (THE SELLER) INTO THE OWNERSHIP OF OJSC
MMC NORILSK NICKEL, REPRESENTED BY THE
POLAR DIVISION (THE BUYER), AIMED TO ENSURE
IMPLEMENTATION OF OPERATIONAL ACTIVITIES,
FOR THE MAXIMUM AMOUNT OF RUB 5 900 000,00,
INCLUDING VAT.
A45 LEASE OF MOVABLE PROPERTY BY POLAR Mgmt For For
CONTRACTION COMPANY LLC (THE LESSOR) TO
OJSC MMC NORILSK NICKEL, REPRESENTED BY THE
POLAR DIVISION (THE LESSEE), AIMED TO
ENSURE IMPLEMENTATION OF OPERATIONAL
ACTIVITIES, FOR THE MAXIMUM AMOUNT OF RUB 1
080 000,00, INCLUDING VAT.
A46 LEASE OF MOVABLE PROPERTY BY CJSC TAIMYR Mgmt For For
FUEL COMPANY (THE LESSOR) TO OJSC MMC
NORILSK NICKEL, REPRESENTED BY THE POLAR
DIVISION (THE LESSEE), AIMED TO ENSURE
IMPLEMENTATION OF OPERATIONAL ACTIVITIES,
FOR THE MAXIMUM AMOUNT OF RUB 270 000,00,
INCLUDING VAT.
B1 TRANSACTIONS (AGREEMENTS), IN ACCORDANCE Mgmt For For
WITH WHICH OJSC SBERBANK OF RUSSIA SUBJECT
TO THE TERMS ESTABLISHED BY IT (A) SHALL
OPEN ACCOUNTS OF OJSC MMC NORILSK NICKEL
(INCLUDING DEPOSIT ACCOUNTS AT THE
DEPOSITORY OF OJSC SBERBANK OF RUSSIA) AND
MAKE TRANSACTIONS ON SUCH ACCOUNTS, AND
OJSC MMC NORILSK NICKEL SHALL PAY FOR THE
SERVICES AT THE RATES OF OJSC SBERBANK OF
RUSSIA; (B) SHALL DEBIT MONETARY FUNDS FROM
THE ACCOUNTS OF OJSC MMC NORILSK NICKEL
OPENED IN OJSC SBERBANK OF RUSSIA ON, ALL
AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
B2 TRANSACTIONS (AGREEMENTS) ON MAINTENANCE ON Mgmt For For
THE ACCOUNTS OF MMC NORILSK NICKEL OPENED
IN OJSC SBERBANK OF RUSSIA OF THE SECURITY
DEPOSIT IN THE TOTAL CEILING AMOUNT FOR ALL
TRANSACTIONS NOT EXCEEDING 100.000.000.000
(ONE HUNDRED BILLION) RF RUBLES OR ITS
EQUIVALENT IN OTHER CURRENCY AT THE
EXCHANGE RATE OF THE BANK OF RUSSIA AS OF
THE DATE OF THE TRANSACTION EXECUTION, WITH
PAYMENT BY OJSC SBERBANK OF RUSSIA TO OJSC
MMC NORILSK NICKEL OF AN INTEREST RATE IN
THE AMOUNT OF THE SECURITY DEPOSIT ON THE,
ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
B3 TRANSACTIONS (AGREEMENTS), IN ACCORDANCE Mgmt For For
WITH WHICH OJSC MMC NORILSK NICKEL SHALL
GET SERVICES FROM OJSC SBERBANK OF RUSSIA
WITH THE USE OF THE SYSTEMS OF INFORMATION
TRANSFER IN AN ELECTRONIC FORMAT, AS WELL
AS ELECTRONIC PAYMENT SYSTEMS, AND SHALL
RECEIVE FROM OJSC SBERBANK OF RUSSIA OR
TRANSFER TO OJSC SBERBANK OF RUSSIA
ELECTRONIC PAYMENT DOCUMENTS IN ORDER TO
FULFILL DEBIT TRANSACTIONS ON THE ACCOUNTS,
RECEIVE ELECTRONIC STATEMENTS ON THE
ACCOUNTS AND PROVIDE FOR OTHER ELECTRONIC,
ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
B4 TRANSACTIONS (AGREEMENTS) ON THE PROCEDURES Mgmt For For
AND TERMS OF CHARGING OF AN INTEREST RATE
BASED ON THE AGGREGATE AVERAGE
CHRONOLOGICAL BALANCE ON THE SETTLEMENT
ACCOUNTS OF OJSC MMC NORILSK NICKEL AND ITS
ASSOCIATED COMPANIES AT THE INTEREST RATE
OF NOT LESS THAN 0.1% (ZERO POINT ONE
PERCENT) OF THE ANNUAL IN THE RESPECTIVE
CURRENCY.
B5 TRANSACTIONS (AGREEMENTS) ON THE PROCEDURES Mgmt For For
FOR ISSUANCE AND MAINTENANCE BY OJSC
SBERBANK OF RUSSIA OF INTERNATIONAL BANK
CARDS VISA (CLASSIC, CLASSIC "AEROFLOT",
GOLD, GOLD "AEROFLOT"), MASTERCARD
(STANDARD, STANDARD "MTS", GOLD, GOLD
"MTS") FOR EMPLOYEES OF OJSC MMC NORILSK
NICKEL (INCLUDING EMPLOYEES OF THE BRANCHES
OF OJSC MMC NORILSK NICKEL). OJSC MMC
NORILSK NICKEL SHALL PAY FOR THE SERVICES
AT THE RATES OF OJSC SBERBANK OF RUSSIA.
B6 TRANSACTIONS (AGREEMENTS), IN ACCORDANCE Mgmt For For
WITH WHICH OJSC SBERBANK OF RUSSIA SHALL
PROVIDE TO OJSC MMC NORILSK NICKEL SERVICES
ON MANAGEMENT OF FINANCIAL FLOWS, AS WELL
AS FINANCIAL FLOWS OF ASSOCIATED COMPANIES
OF OJSC MMC NORILSK NICKEL (CASH
MANAGEMENT), AND TO THIS END SHALL
CONCLUDE: AGREEMENT ON SUPPLY OF SERVICES
BY "SBERBANK CORPORATION", AGREEMENT ON THE
SINGLE BALANCE, AS WELL AS OTHER AGREEMENTS
REGULATING SUPPLY OF THE SAID SERVICES WITH
THE USE OF BANK INSTRUMENTS OF OJSC, ALL AS
MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
B7 TRANSACTIONS (AGREEMENTS), IN ACCORDANCE Mgmt For For
WITH WHICH OJSC SBERBANK OF RUSSIA SHALL
OPEN AT THE AUTHORIZATION OF OJSC MMC
NORILSK NICKEL LETTERS OF CREDIT (INCLUDING
WITHOUT THE CASH COVER GRANTING) IN THE
TOTAL CEILING AMOUNT OF ALL OPENED LETTERS
OF CREDIT NOT EXCEEDING 20.000.000.000
(TWENTY BILLION) RF RUBLES OR ITS
EQUIVALENT IN OTHER CURRENCY AT THE
EXCHANGE RATE OF THE BANK OF RUSSIA AS OF
THE TRANSACTION DATE, WITH PAYMENT OF A
COMMISSION FEE AT THE RATE NOT EXCEEDING
2%, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
B8 TRANSACTIONS (AGREEMENTS), IN ACCORDANCE Mgmt For For
WITH WHICH OJSC MMC NORILSK NICKEL SHALL
PLACE IN OJSC SBERBANK OF RUSSIA DEPOSITS
(INCLUDING STRUCTURAL, WITH CONVERSION,
BI-CURRENCY, WITH A FLOATING INTEREST RATE)
FOR A CEILING AMOUNT FOR ALL TRANSACTIONS
NOT EXCEEDING 100.000.000.000 (ONE HUNDRED
BILLION) RF RUBLES OR ITS EQUIVALENT IN
OTHER CURRENCY AT THE EXCHANGE RATE OF THE
BANK OF RUSSIA AS OF THE TRANSACTION DATE
WITH PAYMENT OF AN INTEREST RATE OF AT
LEAST 0.1% (ZERO POINT ONE, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
B9 TRANSACTIONS (AGREEMENTS), IN ACCORDANCE Mgmt For For
WITH WHICH OJSC SBERBANK OF RUSSIA SHALL
ISSUE BANK GUARANTEES (INCLUDING WITHOUT
THE CASH COVER GRANTING) WITH THE PURPOSES
OF SECURITY OF FULFILLMENT OF OBLIGATIONS
BY OJSC MMC NORILSK NICKEL IN THE TOTAL
CEILING AMOUNT OF ALL ISSUED BANK
GUARANTEES OF 100.000.000.000 (ONE HUNDRED
BILLION) RF RUBLES OR ITS EQUIVALENT IN
OTHER CURRENCY AT THE EXCHANGE RATE OF THE
BANK OF RUSSIA AS OF THE TRANSACTION DATE
WITH PAYMENT OF A COMMISSION, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
B10 TRANSACTIONS (AGREEMENTS), IN ACCORDANCE Mgmt For For
WITH WHICH OJSC MMC NORILSK NICKEL SHALL
RAISE IN OJSC SBERBANK OF RUSSIA LOAN FUNDS
IN THE FORM OF CREDITS, CREDIT LINES,
OVERDRAFTS, AGREEMENTS OF OVERDRAFT
CREDITING WITH A TOTAL CEILING IN THE TOTAL
AMOUNT NOT EXCEEDING 200.000.000.000 (TWO
HUNDRED BILLION) RUBLES OR ITS EQUIVALENT
IN USD OR EUR AT THE EXCHANGE RATE OF THE
BANK OF RUSSIA AS OF THE TRANSACTION DATE,
FOR THE TERM FOR EACH TRANSACTION UP TO 7
(SEVEN) YEARS WITH AN INTEREST RATE FOR,
ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
B11 TRANSACTIONS (AGREEMENTS) ON ISSUE, SALE Mgmt For For
AND PURCHASE, EXCHANGE OF ORDINARY
PROMISSORY NOTES ISSUED BY OJSC SBERBANK OF
RUSSIA, OJSC MMC NORILSK NICKEL OR OTHER
PARTIES IN THE TOTAL CEILING AMOUNT NOT
EXCEEDING 100.000.000.000 (ONE HUNDRED
BILLION) RF RUBLES OR ITS EQUIVALENT IN
OTHER CURRENCY AT THE EXCHANGE RATE OF THE
BANK OF RUSSIA AS OF THE TRANSACTION DATE
WITH AN INTEREST RATE CHARGED TO THE
PROMISSORY NOTES AMOUNT BASED ON AT LEAST
1% (ONE PERCENT) OF THE ANNUAL AND NOT
EXCEEDING 15%, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
B12 TRANSACTIONS ON SALE AND PURCHASE OF Mgmt For For
FOREIGN CURRENCY FOR RUBLES OR OTHER
FOREIGN CURRENCY AT THE EXCHANGE RATE OF
THE SALE AND PURCHASE IN THE RANGE BETWEEN
THE EXCHANGE RATE OF THE BANK OF RUSSIAN AS
OF THE TRANSACTION DATE REDUCED BY 2
PERCENT, AND THE EXCHANGE RATE OF THE BANK
OF RUSSIA AS OF THE TRANSACTION DATE
INCREASED BY 2 PERCENT, IN THE TOTAL
CEILING AMOUNT ON TRANSACTIONS NOT
EXCEEDING 100.000.000.000 (ONE HUNDRED
BILLION) RF RUBLES OR ITS EQUIVALENT IN
OTHER CURRENCY AT THE EXCHANGE RATE OF THE
BANK OF RUSSIA AS OF THE TRANSACTION DATE.
B13 TRANSACTIONS (AGREEMENTS) THAT ARE Mgmt For For
DERIVATIVE FINANCIAL INSTRUMENTS AND THAT
ARE MADE WITH THE PURPOSE OF MANAGEMENT OF
RISKS ARISING IN THE PROCESS OF BUSINESS
(ENTREPRENEURSHIP) ACTIVITIES OF OJSC MMC
NORILSK NICKEL: INTEREST RATE SWAP
TRANSACTIONS, CURRENCY-INTEREST RATE SWAP
TRANSACTIONS, CURRENCY FORWARD
TRANSACTIONS, OTHER TRANSACTIONS, THE BASE
ASSETS OF WHICH IS FOREIGN CURRENCY, GOODS,
STOCK OR COMMODITY FUTURES, INTEREST RATES,
INCLUDING ANY COMBINATION OF SUCH
TRANSACTIONS, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
B14 TRANSACTIONS (AGREEMENTS) OF SALE AND Mgmt For For
PURCHASE OF NONFERROUS AND PRECIOUS METALS
FOR RUBLES OR OTHER FOREIGN CURRENCY AT THE
PRICES DEFINED WITH THE USE OF OFFICIAL AND
PUBLISHED STOCK-EXCHANGE QUOTATIONS OF
LONDON METAL EXCHANGE, LONDON PLATINUM AND
PALLADIUM MARKET, LONDON BULLION MARKET
ASSOCIATION FOR RESPECTIVE GOODS IN THE
QUOTATION PERIOD IN THE TOTAL CEILING
AMOUNT UNDER TRANSACTIONS NOT EXCEEDING
100.000.000.000 (ONE HUNDRED BILLION) RF
RUBLES OR ITS EQUIVALENT IN OTHER, ALL AS
MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
B15 AGREEMENTS (AMENDMENTS TO THEM), IN Mgmt For For
ACCORDANCE WITH WHICH OJSC SBERBANK OF
RUSSIA AND OJSC MMC NORILSK NICKEL SHALL
INTERACT WITHIN THE FRAMEWORK OF THE JOINT
IMPLEMENTATION OF CORPORATE SOCIAL PROGRAMS
OF OJSC MMC NORILSK NICKEL.
B16 TRANSACTIONS (AGREEMENTS), IN ACCORDANCE Mgmt For For
WITH WHICH OJSC SBERBANK OF RUSSIA SHALL
MAKE ON ITS BEHALF AND AT THE EXPENSE OF
OJSC MMC NORILSK NICKEL SUBJECT TO
AUTHORIZATION FROM OJSC MMC NORILSK NICKEL
TRANSACTIONS ON SALE AND PURCHASE OF
SECURITIES, AS WELL AS ACT OTHERWISE IN
ORDER TO FULFILL OBLIGATIONS ON THE
TRANSACTIONS ON SALE AND PURCHASE OF
SECURITIES, FOR A FEE PAYABLE BY OJSC MMC
NORILSK NICKEL IN THE AMOUNT NOT EXCEEDING
0.5% OF THE TOTAL TURNOVER ON TRANSACTIONS
OF SECURITIES SALE AND PURCHASE DURING THE
DAY.
C1 TRANSACTIONS (AGREEMENTS), IN ACCORDANCE Mgmt For For
WITH WHICH OJSC MMC NORILSK NICKEL SHALL
PROVIDE TO OJSC SBERBANK OF RUSSIA AND/OR
SIB (CYPRUS) LIMITED, AND/OR SBERBANK CIB
(UK) LIMITED, AND/OR SBERBANK (SWITZERLAND)
AG A SURETY (INCLUDING IN THE FORM OF A
DEED OF GUARANTY) TO SECURE FULFILLMENT OF
OBLIGATIONS OF THE ASSOCIATED COMPANIES OF
OJSC MMC NORILSK NICKEL (DEBTORS) ON
TRANSACTIONS CONCLUDED BY OJSC SBERBANK OF
RUSSIA AND/OR SIB (CYPRUS) LIMITED, AND/OR
SBERBANK CIB (UK) LIMITED, AND/OR, ALL AS
MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
ORANGE POLSKA S.A., WARSAW Agenda Number: 705035536
--------------------------------------------------------------------------------------------------------------------------
Security: X5984X100
Meeting Type: AGM
Meeting Date: 10-Apr-2014
Ticker:
ISIN: PLTLKPL00017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 Opening of the meeting Non-Voting
2 Election of the chairman Mgmt For For
3 Approval of correctness of calling meeting Mgmt Abstain Against
and its ability to adopt resolutions
4 Approval of meeting order Mgmt For For
5 Election of the scrutiny commission Mgmt For For
6 Review of A. Management board report on the Non-Voting
company's operations and the company
financial statements for the financial year
2013; B. Management board application
regarding profit share for financial year
2013; C. Supervisory board report on
estimations of management board report from
activity of Orange Polska SA, financial
report for 2013 year and management board
application regarding profit share of
Orange Polska SA for 2013 year; D.
Management board report on activity of the
capital group Orange Polska SA and
consolidated financial report for 2013
year; E. Supervisory board report on
estimation of management board report on
activity capital group Orange Polska SA and
consolidated financial report for 2013
year; F. Report on activity supervisory
board for 2013 year
7 Consideration A. Management board report Non-Voting
from activity of the company Polska
Telefonia Komorkowa Centertel and financial
report for year 2013; B. Management board
application regarding profit share of the
company Polska Telefonia Komorkowa
Centertel for 2013 year; C. Supervisory
board report on estimation management board
report from activity of the company Polska
Telefonia Komorkowa Centertel, financial
report for 2013 year and application of the
management board regarding profit share of
the company Polska Telefonia Komorkowa
Centertel for 2013 year
8 Consideration A. Management board report Non-Voting
from activity of the Orange Polska SA and
financial report for 2013 year; B.
Management board application regarding
cover loss of the Orange Polska SA for 2013
year; C. Supervisory board report on
estimation management board report from
activity of Orange Polska SA, financial
report for 2013 year, and management board
application regarding cover loss of Orange
Polska SA for 2013 year
9.A Resolution on: approval management board Mgmt For For
report from activity of Orange Polska SA in
2013 year
9.B Resolution on: approval financial report of Mgmt For For
Orange Polska SA for 2013 year
9.C Resolution on: profit share of Orange Mgmt For For
Polska SA for 2013 year
9.D Resolution on: approval management board Mgmt For For
report from activity of the capital group
Orange Polska SA in 2013 year
9.E Resolution on: approval consolidated Mgmt For For
financial report for 2013 year
9.F Resolution on: Granting members of the Mgmt For For
company Orange Polska duties execution for
2013 year
9.G Resolution on: approval management board Mgmt For For
report from activity company Polska
Telefonia Komorkowa Centertel in 2013 year
9.H Resolution on: approval financial report on Mgmt For For
the company Polska Telefonia Komorkowa
Centertel for 2013 year
9.I Resolution on: profit share of the company Mgmt For For
Polska Telefonia Komorkowa Centertel for
2013 year
9.J Resolution on: granting management board Mgmt For For
duties execution in 2013 year
9.K Resolution on: the management's report on Mgmt For For
activity of the company's subsidiary
company - Orange Polska sp. z o.o. in 2013
9.L Resolution on: the financial statement for Mgmt For For
2013 of Orange Polska sp. z o.o.
9.M Resolution on: Cover loss of Orange Polska Mgmt For For
sp. z o.o. for 2013
9.N Resolution on: Granting management board Mgmt For For
duties execution in 2013 year
10 Changes on supervisory board composition Mgmt Against Against
11 Closing of the AGM Non-Voting
CMMT 18 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO THE TEXT OF
RESOLUTIONS 8 AND 9M. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
OTP BANK PLC, BUDAPEST Agenda Number: 705121008
--------------------------------------------------------------------------------------------------------------------------
Security: X60746181
Meeting Type: AGM
Meeting Date: 25-Apr-2014
Ticker:
ISIN: HU0000061726
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 275012 DUE TO NON SPLITTING OF
RESOLUTION 1 AND SPLITTING OF RESOLUTIONS
5, 6 AND 7. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 25 APR 2014 AT 11.00 AM.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU.
1 THE AGM ACCEPTS THE BOD'S BUSINESS REPORT Mgmt For For
ON 2013 BUSINESS ACTIVITIES OF THE COMPANY,
AS WELL AS THE PROPOSAL FOR THE BANKS
SEPARATE AND CONSOLIDATED STATEMENTS FOR
THE 2013 YEAR, TOGETHER WITH THE PROPOSAL
FOR DISTRIBUTION OF PROFIT AFTER TAX, BASED
ON THE REPORTS OF THE SUPERVISORY BOARD AND
THE AUDITOR. THE AGM APPROVES THE
INDIVIDUAL BALANCE SHEET OF OTP BAN FOR THE
FINANCIAL YEAR 2013 WITH A CORRESPONDING
HUF 6 600 634 MILLION BALANCE-SHEET TOTAL
AND HUF 122 185 MILLION AFTER-TAX PROFIT
AND THE AGM WILL DISTRIBUTE THE HUF 122 185
MILLION AFTER TAX PROFIT AS FOLLOWS: HUF 12
218 MILLION WILL BE SET ASIDE FORE GENERAL
RESERVES HUF 40 600 MILLION WILL BE PAID
OUT AS DIVIDEND THUS THE RETAINED EARNINGS
WILL AMOUNT TO HUF 69 367 MILLION DIVIDEND
WILL BE HUF 146 PER SHARE REPRESENTING 145
PER CENT OF THE FACE VALUE OF EACH SHARE.
THE ACTUAL AMOUNT OF DIVIDENDS TO BE PAID
TO THE INDIVIDUAL SHAREHOLDERS WILL BE
CALCULATED AND DISBURSED IN ACCORDANCE WITH
THE COMPANY'S BYLAWS, THAT IS , THE COMPANY
WILL DISTRIBUTE THE DIVIDEND CALCULATED IN
RESPECT OF ALL THE SHS QUALIFYING AS
TREASURY SHS AMONG THE SHAREHOLDERS
ENTITLED TO RECEIVE DIVIDENDS. DIVIDEND
WILL BE DISBURSED FROM JUNE 10, 2014 IN
ACCORDANCE WITH THE PROCEDURAL ORDER SET
FORTH IN TH BYLAWS. THE AGM APPROVES THE
CONSOLIDATED BALANCE SHEET OF OTP BANK FOR
THE 2013 FINANCIAL YEAR WITH A
CORRESPONDING HUF 10 381 047 MILLION
BALANCE SHEET TOTAL AND HUF 64 108 MILLION
AFTER TAX PROFIT. THE PROFIT ATTRIBUTABLE
TO EQUITY HOLDERS AMOUNTED TO HUF 64 199
MILLION
2 THE GENERAL MEETING ACCEPTS OTP BANK PLC'S Mgmt For For
2013 REPORT ON CORPORATE GOVERNANCE
3 THE GENERAL MEETING BASED ON ITS ASSESSMENT Mgmt For For
OF THE WORK OF THE EXECUTIVE MANAGEMENT
GAVE PRIORITY TO THE INTERESTS OF THE
COMPANY WHEN PERFORMING ITS WORK DURING THE
BUSINESS YEAR
4 CONCERNING THE AUDIT OF OTP BANK PLC 2014 Mgmt For For
SEPARATED ANNUAL REPORTS PREPARED IN
ACCORDANCE WITH HUNGARIAN ACCOUNTING
STANDARD AND CONSOLIDATE 2014 ANNUAL
FINANCIAL STATEMENTS THE AGM IS ELECTING
DELOITTE AUDITING AND CONSULTING LTD AS A
BAN AUDITOR FROM MAY 1, 2014 UNTIL APRIL
30, 2015 THE AGM APPROVES THE NOMINATION OF
DR. ATTILA HRUBY (NO.007118) AS THE PERSON
RESPONSIBLE FOR AUDITING IN CASE OF ANY
CIRCUMSTANCES ARISE ULTIMATELY PRECLUDES
THE ACTIVITIES OF HIM, THE AGM APPOINT OF
Mr ZOLTAN NAGY ( NO.005027) AS CHARTERED
AUDITOR. THE GM ESTABLISHES THE TOTAL
AMOUNT OF HUF 63 760 000 PLUS VAT AS THE
AUDITORS REMUNERATION FOR THE AUDIT OF THE
2014 ANNUAL ACCOUNTS AND FOR THE AUDIT OF
CONSOLIDATED ANNUAL ACCOUNTS OUT OF TOTAL
REMUNERATION HUF 50 700 PLUS VAT WILL BE
PAID IN CONSIDERATION OF THE AUDIT OF THE
SEPARATED ANNUAL ACCOUNTS AND HUF 13 060
000 PLUS VAT SHALL BE THE FEE PAYABLE FOR
THE AUDIT OF CONSOLIDATED ANNUAL ACCOUNTS
5.1 BASED ON THE PROVISION OF ARTICLE 12 OF ACT Mgmt For For
CLXXVII OF 2013 ON THE TRANSITIONAL AND
AUTHORISING PROVISIONS RELATED TO THE
ENACTMENT OF ACT V OF 2013 ON THE CIVIL
CODE THE GM RESOLVES TO CONTINUE THE
OPERATION OF THE COMPANY IN LINE THE
PROVISIONS OF THE NEW CIVIL CODE
5.2 THE GM HAS DECIDED , BY WAY OF A SINGLE Mgmt For For
RESOLUTION TO AMEND THE COMPANY'S BYLAWS IN
ACCORDANCE WITH THE CONTENTS SET FORTH IN
THE BODS PROPOSAL
5.3 THE GM ACCEPTS THE AMENDMENT OF THE Mgmt For For
COMPANY'S BYLAWS PREAMBLE AND OF SECTIONS
1.2,5.6,5.7,5.13,6.1,6.5
,6.6,6.7,8.4,8.11,8.12,8.13,8.15,
8.16,8.18,8.33,8.35,9.5,9.7,9.12,9.13,9.18,
11.2, 11.3,11.5,11.6,11.8
11.11,11.12,12.1,12.2,12.5,12.6,12/A.2,12/A
.3, 12/A.5,13.6,13.8, 13.12 AS WELL AS
ARTICLES 11/A,16,17,18 IN ACCORDANCE WITH
BODS PROPOSAL AS PER THE ANNEX TO THE
MINUTES OF THE GM
6.1 THE AGM ELECTS MR. TIBOR TOLNAY TO THE Mgmt For For
MEMBER OF THE BANS SUPERVISORY BOARD UNTIL
THE CLOSING OF THE FISCAL YEAR 2016 LATEST
UNTIL 30 APRIL 2017
6.2 THE AGM ELECTS DR. GABOR HORVATH TO THE Mgmt For For
MEMBER OF THE BANKS SUP. BOARD UNTIL 30
APRIL 2017
6.3 THE AGM ELECTS MR. ANTAL KOVACS TO THE Mgmt For For
MEMBER OF SUP. BOARD UNTIL 30 APRIL 2017
6.4 THE AGM ELECTS Ms. ANDRASD MICHNAI TO THE Mgmt For For
MEMBER OF SUP. BOARD UNTIL 30 APRIL, 2017
6.5 THE AGM ELECTS MR.DOMINIQUE UZEL TO THE Mgmt For For
MEMBER OF THE BANS SUP. BOARD UNTIL 30
APRIL, 2017
6.6 THE AGM ELECTS DR.MARTON GELLERT VAGI TO Mgmt For For
THE MEMBER OF THE BANKS SUP. BOARD UNTIL 30
APRIL ,2017
7.1 THE AGM ELECTS MR. TIBOR TOLNAY TO THE Mgmt For For
MEMBER OF THE BANKS AUDIT COMMITTEE UNTIL
THE CLOSING AGM OF THE FISCAL 2016 BUT
LATEST UNTIL 30 APRIL, 2017
7.2 THE AGM ELECTS DR. GABOR HORVATH TO THE Mgmt For For
MEMBER OF THE BANKS AUDIT COMMITTEE UNTIL
30 APRIL, 2017
7.3 THE AGM ELECTS MR. DOMINIQUE UZEL TO THE Mgmt For For
MEMBER OF THE BANKS AUDIT COMMITTEE UNTIL
30 APRIL,2017
7.4 THE AGM ELECTS DR. MARTON GELLERT VAGI TO Mgmt For For
THE MEMBER OF THE BANK AUDIT COMMITTEE
UNTIL APRIL 30,2017
8 THE AGM APPROVES THE REMUNERATION Mgmt For For
GUIDELINES OF OTP BAN PLC IN ACCORDANCE
WITH THE ANNEX TO THE MINUTES OF THE GM,
AND AUTHORISES THE COMPANYS BoD TO AMEND
THE DETAILED RULES OF THE REMUNERATION
POLICY OF OTP BANK PLC AND THE BANK GROUP
IN LINE WITH THE ATTACHED APPROVAL PROPOSAL
9 THE AGM ACCEPTS THE REMUNERATION OF THE Mgmt For For
MEMBER OF BOARD OF DIRECTORS AND
SUPERVISORY BOARD STATED IN ITS RESOLUTION
NO 8/2013 WITHOUT AMENDMENT. IT IS NOT
RECOMMENDED THE REMUNERATION BE DETERMINED
FOR THE MEMBERS OF THE AUDIT COMMITTEE
10 THE GM HEREBY AUTHORIZES THE BOD TO ACQUIRE Mgmt Against Against
TREASURY SHS FOR THE PURPOSE OF SUPPLYING
THE SHS NECESSARY FOR THE MANAGEMENT
INCENTIVES SYSTEM THAT IS IN OPERATION AT
OTP BANK PLC. CREATING THE OPPORTUNITY FOR
RAPID INTERVENTION IN THE EVENT OF SHARE
PRICE FLUCTUATIONS DEVELOPING AND
MAINTAINING THE SERVICES PROVIDED TO
CUSTOMERS AND EXECUTING TRANSACTIONS
RELATED TO OPTIMISATION OF THE COMPANY'S
CAPITAL THE BOD IS AUTHORISED TO ACQUIRE A
MAXIMUM OF AS MANY ORDINARY SHS WITH A
NOMINAL VALUE OF HUF 100 AS ENSUES THAT THE
PORTFOLIO OF TREASURY SHS DOES NOT EXCEED
70 000 00 SHS AT ANY MOMENT IN TIME THE BOD
MAY EXERCISE ITS RIGHTS SET FORTH IN THIS
MANDATE UNTIL OCTOBER 25, 2014. THE MANDATE
SET FORTH IN GM RESOLUTION 9/2013 SHALL
LOSE ITS EFFECT UPON THE PASSING OF THIS
RESOLUTION
CMMT 09 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO THE TEXT OF
RESOLUTIONS 1, 3, 4 6.1 AND 8. IF YOU HAVE
ALREADY SENT IN YOUR VOTES FOR MID: 310315
PLEASE DO NOT REVOTE ON THIS MEETING UNLESS
YOU DECIDE TO AMEND YOUR INSTRUCTIONS.
--------------------------------------------------------------------------------------------------------------------------
PGE POLSKA GRUPA ENERGETYCZNA S.A., WARSZAWA Agenda Number: 705276043
--------------------------------------------------------------------------------------------------------------------------
Security: X6447Z104
Meeting Type: AGM
Meeting Date: 06-Jun-2014
Ticker:
ISIN: PLPGER000010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF THE CHAIRMAN Mgmt For For
3 STATEMENT OF MEETING LEGAL VALIDITY AND ITS Mgmt Abstain Against
ABILITY TO ADOPT RESOLUTIONS
4 ADOPTION OF THE AGENDA Mgmt For For
5 ADOPTION OF A DECISION NOT TO ELECT THE Mgmt For For
RETURNING COMMITTEE
6 CONSIDERATION OF THE IFRS CONSISTENT Mgmt For For
STANDALONE FINANCIAL STATEMENTS OF PGE
POLSKA GRUPA ENERGETYCZNA FOR 2013 AND
ADOPTION OF A RESOLUTION CONCERNING ITS
APPROVAL
7 CONSIDERATION OF MANAGEMENT BOARD REPORT ON Mgmt For For
ACTIVITIES OF PGE POLSKA GRUPA
ENERGETTYCZNA FOR 2013 AND ADOPTION OF A
RESOLUTION ON ITS APPROVAL
8 CONSIDERATION OF THE IFRS CONSISTENT Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF
CAPITAL GROUP FOR 2013 AND THE ADOPTION OF
A RESOLUTION CONCERNING ITS APPROVAL
9 CONSIDERATION OF MANAGEMENT BOARD REPORT ON Mgmt For For
ACTIVITIES OF CAPITAL GROUP FOR 2013 AND
ADOPTION RESOLUTION ON ITS APPROVAL
10 ADOPTION OF RESOLUTIONS CONCERNING Mgmt For For
DISTRIBUTION OF NET PROFIT FOR 2013 AND
DETERMINATION OF DIVIDEND RECORD AND PAY
DATE AS WELL AS DISTRIBUTION OF RETAINED
PROFITS AND CAPITAL SOLUTIONS AND PURPOSE
OF RESERVES
11 ADOPTION OF RESOLUTIONS CONCERNING THE Mgmt For For
GRANTING OF DISCHARGE TO MEMBERS OF
MANAGEMENT AND SUPERVISORY BOARD, AND
MEMBERS OF SUPERVISORY BOARD DELEGATED TO
ACT TEMPORARILY AS MEMBERS OF MANAGEMENT
BOARD
12 THE CLOSING OF THE MEETING Non-Voting
CMMT 12 MAY 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO TEXT OF
RESOLUTION 6. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PIRAEUS BANK SA, ATHENS Agenda Number: 705009757
--------------------------------------------------------------------------------------------------------------------------
Security: X06397156
Meeting Type: EGM
Meeting Date: 28-Mar-2014
Ticker:
ISIN: GRS014003008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE AN A
REPETITIVE MEETING ON 08 APR 2014 AT 10:00.
ALSO, YOUR VOTING INSTRUCTIONS WILL NOT BE
CARRIED OVER TO THE SECOND CALL. ALL VOTES
RECEIVED ON THIS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THE REPETITIVE MEETING. THANK YOU
1. Share capital increase of the bank in cash Mgmt Against Against
via the issuance of new ordinary registered
shares and waiver / abolishment of
pre-emptive rights of the existing
shareholders. Provision of the relevant
authorisations to the board of directors,
including the authorization pursuant to
art. 13 para.6 of cl 2190/1920 for
determination of the subscription price.
respective modification of articles 5 and
27 of the articles of association
2. Miscellaneous announcements Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
PKO BANK POLSKI S.A., WARSZAWA Agenda Number: 705393801
--------------------------------------------------------------------------------------------------------------------------
Security: X6919X108
Meeting Type: AGM
Meeting Date: 26-Jun-2014
Ticker:
ISIN: PLPKO0000016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 342391 DUE TO ADDITION OF
RESOLUTION "9". ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF THE CHAIRMAN Mgmt For For
3 STATEMENT OF MEETING LEGAL VALIDITY AND ITS Mgmt Abstain Against
ABILITY TO ADOPT RESOLUTIONS
4 APPROVAL OF THE AGENDA Mgmt For For
5 EVALUATION OF REPORT ON COMPANY ACTIVITY Mgmt Abstain Against
FOR 2013, FINANCIAL REPORT FOR 2013 AND THE
PROPOSAL CONCERNING THE DISTRIBUTION OF
PROFIT FOR 2013
6 EVALUATION OF MANAGEMENT BOARD REPORT ON Mgmt Abstain Against
CAPITAL GROUP ACTIVITY IN 2013 AND
CONSOLIDATED FINANCIAL REPORT FOR 2013
7 EVALUATION OF SUPERVISORY BOARD REPORT ON Mgmt Abstain Against
THE RESULTS OF THE ASSESSMENT OF FINANCIAL
REPORT FOR 2013, REPORT ON THE ACTIVITY IN
2013, THE MOTION CONCERNING THE
DISTRIBUTION OF PROFIT FOR 2013 AND
COVERING THE LOSS FROM PREVIOUS YEARS AS
WELL AS SUPERVISORY BOARD REPORT FOR 2013
8.A APPROVAL OF MANAGEMENT BOARD REPORT ON Mgmt For For
COMPANY ACTIVITY IN 2013
8.B APPROVAL OF FINANCIAL REPORTS FOR 2013 Mgmt For For
8.C APPROVAL OF REPORT ON CAPITAL GROUP Mgmt For For
ACTIVITY IN 2013
8.D APPROVAL OF CONSOLIDATED FINANCIAL REPORT Mgmt For For
FOR 2013
8.E APPROVAL OF SUPERVISORY BOARD REPORT FOR Mgmt For For
2013
8.F DISTRIBUTION OF PROFIT FOR 2013 AND THE Mgmt For For
UNDISTRIBUTED LOSS FROM PREVIOUS YEARS
8.G ESTABLISHING DIVIDEND RATE PER SHARE, Mgmt For For
RECORD AND PAY DATE
8.H GRANTING THE DISCHARGE FOR MANAGEMENT BOARD Mgmt For For
MEMBERS FOR 2013
8.I GRANTING THE DISCHARGE FOR SUPERVISORY Mgmt For For
BOARD MEMBERS FOR 2013
9 RESOLUTIONS ON RECALLING MEMBERS OF Mgmt Against Against
SUPERVISORY BOARD
10 RESOLUTIONS ON APPOINTING SUPERVISORY BOARD Mgmt Against Against
MEMBERS
11 RESOLUTION ON CHANGES OF RESOLUTION NR Mgmt Against Against
36/2014 OF GENERAL MEETING HELD ON 25 JUNE
2013 ON REMUNERATION RULES FOR SUPERVISORY
BOARD MEMBERS
12 RESOLUTION ON MERGER PKO BANK POLSKI SA Mgmt For For
WITH NORDEA BANK POLSKA SA
13 RESOLUTION ON CHANGES OF THE STATUTE IN Mgmt For For
CONNECTION WITH THE MERGER
14 RESOLUTIONS ON CHANGES OF THE STATUTE NOT Mgmt For For
CONNECTED WITH THE MERGER
15 PRESENTATION OF SUPERVISORY BOARD REPORT ON Mgmt Abstain Against
A PROCESS OF DISPOSING OF TRAINING AND
RECREATION CENTERS
16 THE CLOSURE OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
POLISH OIL AND GAS COMPANY, WARSAW Agenda Number: 704982974
--------------------------------------------------------------------------------------------------------------------------
Security: X6582S105
Meeting Type: EGM
Meeting Date: 26-Mar-2014
Ticker:
ISIN: PLPGNIG00014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 Opening of the extraordinary general Non-Voting
meeting
2 Election of the chairman of the general Mgmt For For
meeting
3 Draw up a list of presence Mgmt Abstain Against
4 Validation of convening an extraordinary Mgmt Abstain Against
general meeting and its ability to adopt
resolutions
5 Adoption of the agenda Mgmt For For
6 Adoption of a resolution on the appointment Mgmt Against Against
of a member of the supervisory board
7 Closing of the extraordinary general Non-Voting
meeting
--------------------------------------------------------------------------------------------------------------------------
POLISH OIL AND GAS COMPANY, WARSAW Agenda Number: 705076366
--------------------------------------------------------------------------------------------------------------------------
Security: X6582S105
Meeting Type: EGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: PLPGNIG00014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 Opening of the meeting Non-Voting
2 Appointment of the meeting's chairman Mgmt For For
3 Make up the attendance list Mgmt Abstain Against
4 Statement of the meeting's legal validity Mgmt Abstain Against
5 Approval of the agenda Mgmt For For
6 Adoption of the resolution on approval of Mgmt For For
transfer of the set-up part of Pgning SA
onto its subsidiary company - Pgnig Obrot
Detailiczny SP. z o.o
7 Closure of the meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
POLISH OIL AND GAS COMPANY, WARSAW Agenda Number: 705176940
--------------------------------------------------------------------------------------------------------------------------
Security: X6582S105
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: PLPGNIG00014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE MEETING Non-Voting
2 APPOINTMENT OF THE CHAIRPERSON Mgmt For For
3 CONFIRMATION THAT THE MEETING HAS BEEN DULY Mgmt Abstain Against
CONVENED AND HAS THE CAPACITY TO ADOPT
RESOLUTIONS
4 APPROVAL OF THE AGENDA Mgmt For For
5 PREPARATION OF THE ATTENDANCE LIST Mgmt Abstain Against
6 REVIEW AND APPROVAL OF PGNIG SA FINANCIAL Mgmt For For
STATEMENTS FOR 2013 AND DIRECTOR'S REPORT
ON THE COMPANY OPERATIONS IN 2013
7 REVIEW AND APPROVAL OF THE PGNIG GROUP Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS FOR 2013
AND DIRECTOR'S REPORT ON THE GROUP'S
OPERATIONS IN 2013
8 ADOPTION OF RESOLUTIONS TO GRANT DISCHARGE Mgmt For For
TO THE MEMBERS OF THE PGNIG MANAGEMENT
BOARD IN RESPECT OF THE PERFORMANCE OF
DUTIES IN 2013
9 ADOPTION OF RESOLUTIONS TO GRANT DISCHARGE Mgmt For For
TO THE MEMBERS OF THE PGNIG SUPERVISORY
BOARD IN RESPECT OF THE PERFORMANCE OF
DUTIES IN 2013
10 ADOPTION OF A RESOLUTION ON DISTRIBUTION OF Mgmt For For
NET PROFIT FOR 2013, ALLOCATION OF RETAINED
EARNINGS, SETTING OF THE DIVIDEND RECORD
DATE AND DIVIDEND PAYMENT DATE
11 RESOLUTIONS ON CHANGES IN SUPERVISORY BOARD Mgmt Against Against
MEMBERSHIP
12 THE CLOSURE OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
POWSZECHNY ZAKLAD UBEZPIECZEN SA Agenda Number: 705340901
--------------------------------------------------------------------------------------------------------------------------
Security: X6919T107
Meeting Type: AGM
Meeting Date: 17-Jun-2014
Ticker:
ISIN: PLPZU0000011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 340986 DUE TO ADDITION OF
RESOLUTION 18. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPEN THE ORDINARY SHAREHOLDER MEETING Non-Voting
2 ELECT THE CHAIRMAN OF THE ORDINARY Mgmt For For
SHAREHOLDER MEETING
3 ASSERT THAT THE ORDINARY SHAREHOLDER Mgmt Abstain Against
MEETING HAS BEEN CONVENED CORRECTLY AND
THAT IT IS CAPABLE OF ADOPTING RESOLUTIONS
4 ACCEPT THE AGENDA OF THE ORDINARY Mgmt For For
SHAREHOLDER MEETING
5 REVIEW PZU SA'S FINANCIAL STATEMENTS FOR Mgmt Abstain Against
THE YEAR ENDED 31 DECEMBER 2013
6 REVIEW THE MANAGEMENT BOARDS REPORT ON THE Mgmt Abstain Against
ACTIVITY OF PZU SA IN 2013
7 REVIEW THE CONSOLIDATED FINANCIAL Mgmt Abstain Against
STATEMENTS OF THE PZU SA CAPITAL GROUP
COMPLIANT WITH THE INTERNATIONAL FINANCIAL
REPORTING STANDARDS FOR THE YEAR ENDED 31
DECEMBER 2013
8 REVIEW THE MANAGEMENT BOARD'S REPORT ON THE Mgmt Abstain Against
ACTIVITY OF THE PZU SA CAPITAL GROUP IN
2013
9 REVIEW THE SUPERVISORY BOARD'S REPORT ON Mgmt Abstain Against
THE EVALUATION OF THE FINANCIAL STATEMENTS
OF PZU SA FOR THE YEAR ENDED 31 DECEMBER
2013, THE MANAGEMENT BOARD'S REPORT ON THE
ACTIVITY OF PZU SA IN 2013 AND THE
MANAGEMENT BOARD'S MOTION TO DISTRIBUTE THE
NET PROFIT EARNED BY PZU SA FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2013
10 REVIEW THE REPORT OF THE PZU SA SUPERVISORY Mgmt Abstain Against
BOARD ON THE ACTIVITY OF THE PZU SA
SUPERVISORY BOARD AS A CORPORATE BODY IN
2013
11 APPROVE PZU SA'S FINANCIAL STATEMENTS FOR Mgmt For For
THE YEAR ENDED 31 DECEMBER 2013
12 APPROVE THE MANAGEMENT BOARDS REPORT ON THE Mgmt For For
ACTIVITY OF PZU SA IN 2013
13 APPROVE THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS OF THE PZU SA CAPITAL GROUP
COMPLIANT WITH THE INTERNATIONAL FINANCIAL
REPORTING STANDARDS FOR THE YEAR ENDED 31
DECEMBER 2013
14 APPROVE THE MANAGEMENT BOARD'S REPORT ON Mgmt For For
THE ACTIVITY OF THE PZU SA CAPITAL GROUP IN
2013
15 ADOPT RESOLUTION IN THE MATTER OF Mgmt For For
DISTRIBUTION OF THE NET PROFIT EARNED BY
PZU SA FOR THE YEAR ENDED 31 DECEMBER 2013
16 ADOPT RESOLUTIONS TO DISCHARGE THE PZU SA Mgmt For For
MANAGEMENT BOARD MEMBERS ON THE PERFORMANCE
OF THEIR DUTIES IN 2013
17 ADOPT RESOLUTIONS TO DISCHARGE THE PZU SA Mgmt For For
SUPERVISORY BOARD MEMBERS ON THE
PERFORMANCE OF THEIR DUTIES IN 2013
18 ADOPT RESOLUTIONS TO MAKE CHANGES TO THE Mgmt Against Against
COMPOSITION OF THE COMPANY'S SUPERVISORY
BOARD
19 CLOSE THE ORDINARY SHAREHOLDER MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
QIWI PLC Agenda Number: 933866026
--------------------------------------------------------------------------------------------------------------------------
Security: 74735M108
Meeting Type: Annual
Meeting Date: 22-Aug-2013
Ticker: QIWI
ISIN: US74735M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RE-APPOINT ERNST & YOUNG LLC, AS THE Mgmt For
COMPANY'S AUDITORS IN ACCORDANCE WITH THE
PROVISIONS OF SECTION 153 OF THE COMPANIES
LAW CAP 113 TO HOLD OFFICE FROM THE
CONCLUSION OF THAT ANNUAL GENERAL MEETING
UNTIL THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING WHEN THEY SHALL BE ELIGIBLE
FOR RE-ELECTION AND TO FIX AUDITORS'
REMUNERATION DUE TO RECOMMENDATION OF THE
BOARD OF DIRECTORS IN THE AMOUNT OF RUR
28.000.000,00.
2. TO APPROVE APPOINTMENT OF MR. NILESH Mgmt For
LAKHANI TO THE POSITION OF INDEPENDENT
DIRECTOR OF THE COMPANY, WHO WAS NOMINATED
BY THE BOARD OF DIRECTORS OF THE COMPANY BY
WRITTEN RESOLUTION NO.15 DATED 30 JULY
2013.
--------------------------------------------------------------------------------------------------------------------------
SBERBANK OF RUSSIA Agenda Number: 934018311
--------------------------------------------------------------------------------------------------------------------------
Security: 80585Y308
Meeting Type: Annual
Meeting Date: 06-Jun-2014
Ticker: SBRCY
ISIN: US80585Y3080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE THE ANNUAL REPORT OF SBERBANK OF Mgmt For
RUSSIA FOR 2013. EFFECTIVE NOVEMBER 6,
2013, HOLDERS OF RUSSIAN SECURITIES ARE
REQUIRED TO DISCLOSE THEIR NAME, ADDRESS
AND NUMBER OF SHARES AS A CONDITION TO
VOTING.
2 APPROVE THE ANNUAL ACCOUNTING (FINANCIAL) Mgmt For
STATEMENTS OF SBERBANK OF RUSSIA FOR 2013.
3 1) APPROVE DISTRIBUTION OF PROFITS FOR Mgmt For
2013. THE PROFITS NOT DIRECTED TO THE
PAYMENT OF DIVIDENDS FOR 2013 WILL BE HELD
AS RETAINED EARNINGS OF SBERBANK OF RUSSIA.
2) PAY DIVIDENDS FOR 2013 ON THE ORDINARY
SHARES IN THE AMOUNT OF RUB 3.20 PER ONE
SHARE, AND ON THE PREFERRED SHARES IN THE
AMOUNT OF RUB 3.20 PER ONE SHARE. 3)
ESTABLISH THAT THE RECORD DATE FOR PERSONS
ENTITLED TO RECEIVE DIVIDENDS IS THE END OF
THE BANKING DAY ON JUNE 17, 2014.
4 APPROVE ERNST & YOUNG VNESHAUDIT CJSC AS Mgmt For
THE AUDITOR FOR 2014 AND Q1 2015.
5A ELECTION OF THE MEMBER OF THE SUPERVISORY Mgmt No vote
BOARD: MARTIN GRANT GILMAN
5B ELECTION OF THE MEMBER OF THE SUPERVISORY Mgmt No vote
BOARD: VALERY P. GOREGLYAD
5C ELECTION OF THE MEMBER OF THE SUPERVISORY Mgmt No vote
BOARD: HERMAN O. GREF
5D ELECTION OF THE MEMBER OF THE SUPERVISORY Mgmt No vote
BOARD: EVSEY T. GURVICH
5E ELECTION OF THE MEMBER OF THE SUPERVISORY Mgmt No vote
BOARD: BELLA I. ZLATKIS
5F ELECTION OF THE MEMBER OF THE SUPERVISORY Mgmt No vote
BOARD: NADEZHDA YU. IVANOVA
5G ELECTION OF THE MEMBER OF THE SUPERVISORY Mgmt No vote
BOARD: SERGEI M. IGNATIEV
5H ELECTION OF THE MEMBER OF THE SUPERVISORY Mgmt No vote
BOARD: PETER KRALICH
5I ELECTION OF THE MEMBER OF THE SUPERVISORY Mgmt No vote
BOARD: ALEXEI L. KUDRIN
5J ELECTION OF THE MEMBER OF THE SUPERVISORY Mgmt No vote
BOARD: GEORGY I. LUNTOVSKY
5K ELECTION OF THE MEMBER OF THE SUPERVISORY Mgmt No vote
BOARD: VLADIMIR A. MAU
5L ELECTION OF THE MEMBER OF THE SUPERVISORY Mgmt No vote
BOARD: GENNADIY G. MELIKYAN
5M ELECTION OF THE MEMBER OF THE SUPERVISORY Mgmt No vote
BOARD: LEIF PAGROTSKY
5N ELECTION OF THE MEMBER OF THE SUPERVISORY Mgmt No vote
BOARD: ALESSANDRO PROFUMO
5O ELECTION OF THE MEMBER OF THE SUPERVISORY Mgmt No vote
BOARD: SERGEI G. SINELNIKOV-MURYLEV
5P ELECTION OF THE MEMBER OF THE SUPERVISORY Mgmt No vote
BOARD: DMITRY V. TULIN
5Q ELECTION OF THE MEMBER OF THE SUPERVISORY Mgmt No vote
BOARD: NADYA WELLS
5R ELECTION OF THE MEMBER OF THE SUPERVISORY Mgmt No vote
BOARD: SERGEI A. SHVETSOV
6.1 ELECTION OF THE MEMBER OF THE AUDITING Mgmt For
COMMITTEE: NATALYA P. BORODINA
6.2 ELECTION OF THE MEMBER OF THE AUDITING Mgmt For
COMMITTEE: VLADIMIR M. VOLKOV
6.3 ELECTION OF THE MEMBER OF THE AUDITING Mgmt For
COMMITTEE: TATYANA A. DOMANSKAYA
6.4 ELECTION OF THE MEMBER OF THE AUDITING Mgmt For
COMMITTEE: YULIA YU. ISAKHANOVA
6.5 ELECTION OF THE MEMBER OF THE AUDITING Mgmt For
COMMITTEE: ALEXEY Y. MINENKO
6.6 ELECTION OF THE MEMBER OF THE AUDITING Mgmt For
COMMITTEE: OLGA V. POLYAKOVA
6.7 ELECTION OF THE MEMBER OF THE AUDITING Mgmt For
COMMITTEE: NATALYA V. REVINA
7 APPROVE A REVISED VERSION OF THE CHARTER OF Mgmt For
SBERBANK OF RUSSIA. INSTRUCT CEO, CHAIRMAN
OF THE EXECUTIVE BOARD OF SBERBANK OF
RUSSIA TO SIGN THE DOCUMENTS REQUIRED FOR
STATE REGISTRATION OF THE NEW VERSION OF
THE CHARTER OF SBERBANK OF RUSSIA.
8 APPROVE THE NEW VERSION OF THE REGULATIONS Mgmt For
ON THE GENERAL SHAREHOLDERS' MEETING OF
SBERBANK OF RUSSIA.
9 APPROVE THE NEW VERSION OF THE REGULATIONS Mgmt For
ON THE SUPERVISORY BOARD OF SBERBANK OF
RUSSIA.
10 APPROVE THE NEW VERSION OF THE REGULATIONS Mgmt For
ON THE AUDIT COMMISSION OF SBERBANK OF
RUSSIA.
11 APPROVE THE NEW VERSION OF THE REGULATIONS Mgmt For
ON THE EXECUTIVE BOARD OF SBERBANK OF
RUSSIA.
12 PAY REMUNERATION TO THE CHAIRMAN OF THE Mgmt For
AUDIT COMMISSION OF SBERBANK OF RUSSIA IN
THE AMOUNT OF RUB 1 MILLION, AND TO MEMBERS
OF THE AUDIT COMMISSION OF SBERBANK OF
RUSSIA IN THE AMOUNT OF RUB 750,000,
SUBJECT TO THEIR CONSENT IN ACCORDANCE WITH
THE REQUIREMENTS OF LAWS OF THE RUSSIAN
FEDERATION.
--------------------------------------------------------------------------------------------------------------------------
SBERBANK OF RUSSIA OJSC, MOSCOW Agenda Number: 705250784
--------------------------------------------------------------------------------------------------------------------------
Security: X76318116
Meeting Type: AGM
Meeting Date: 06-Jun-2014
Ticker:
ISIN: RU0009029557
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THE ISIN DOES NOT HOLD VOTING
RIGHTS. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST A
NON-VOTING ENTRANCE CARD. THANK YOU.
1 APPROVAL OF THE ANNUAL REPORT Non-Voting
2 APPROVAL OF THE ANNUAL ACCOUNTING REPORT Non-Voting
3 APPROVAL OF THE DISTRIBUTION OF PROFIT AND Non-Voting
LOSSES, DIVIDEND PAYMENTS AS OF FY 2013 AT
RUB 3.20 PER PREFERRED SHARE
4 APPROVAL OF THE AUDITOR Non-Voting
5 ELECTION OF THE BOARD OF DIRECTORS MARTIN Non-Voting
GRANT GILMAN, VALERY GOREGLYAD, HERMAN
GREF, EVSEY GURVICH, BELLA ZLATKIS,
NADEZHDA IVANOVA, SERGEY IGNATIEV, PETER
KRALICH, ALEXEI KUDRIN, GEORGY LUNTOVSKIY,
VLADIMIR MAU, GENNADIY MELIKYAN, LEIF
PAGROTSKY, ALESSANDRO PROFUMO. SERGEI
SINELNIKOV MURYLEV, DMITRY TULIN, NADIA
WELLS, SERGEI SHVETSOV
6 ELECTION OF THE AUDIT COMMISSION. NATALIA Non-Voting
P. BORODINA, VLADIMIR M. VOLKOV, TATIANA A.
DOMANSKAYA, YULIA YU. ISAKHANOVA, ALEXEY E.
MINENKO, OLGA V. POLYAKOVA, NATALIA V.
REVINA
7 APPROVAL OF THE NEW EDITION OF THE CHARTER Non-Voting
OF THE COMPANY
8 APPROVAL OF THE NEW EDITION OF THE Non-Voting
PROVISION ON THE ORDER OF THE GENERAL
SHAREHOLDERS MEETING
9 APPROVAL OF THE NEW EDITION OF THE Non-Voting
PROVISION ON THE BOARD OF DIRECTORS
10 APPROVAL OF THE NEW EDITION OF THE Non-Voting
PROVISION ON THE AUDIT COMMISSION
11 APPROVAL OF THE NEW EDITION OF THE Non-Voting
PROVISION ON THE EXECUTIVE BOARD OF THE
COMPANY
12 APPROVAL OF REMUNERATION AND COMPENSATION Non-Voting
TO BE PAID TO THE MEMBERS OF THE AUDIT
COMMISSION
--------------------------------------------------------------------------------------------------------------------------
SOCIETATEA NATIONALA DE GAZE NATURALE ROMGAZ S. Agenda Number: 704899751
--------------------------------------------------------------------------------------------------------------------------
Security: X8T90R107
Meeting Type: OGM
Meeting Date: 30-Dec-2013
Ticker:
ISIN: ROSNGNACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 267212 DUE TO RECEIPT OF
DIRECTOR NAMES UNDER RESOLUTION 2. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
CMMT IF YOU WISH YOU TO VOTE IN THIS GENERAL Non-Voting
ASSEMBLY, YOU MUST RETURN YOUR INSTRUCTIONS
BY THE INDICATED CUTOFF DATE; ADDITIONALLY,
IN ORDER TO PROCESS YOUR VOTING
INSTRUCTIONS, PLEASE ALSO NOTE THAT THE
COMPANY SPECIFIC POWER OF ATTORNEY MUST BE
SIGNED AND SENT IN ORIGINAL (BANK REPLY
DEADLINE -2) TO THE APPROPRIATE SUB
CUSTODIAN. SHAREHOLDER INFORMATION CAN BE
RETRIEVED FROM THE MATERIAL URL THAT IS
PROVIDED WITH THIS BALLOT. PLEASE CONTACT
YOUR INSTITUTION CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NAME OF THE
SUB-CUSTODIAN THAT THIS FORM SHOULD BE
MAILED. THANK YOU.
CMMT PLEASE NOTE THAT THERE ARE ADDITIONAL Non-Voting
DOCUMENTATION REQUIREMENTS ASSOCIATED WITH
THIS MEETING: DOCUMENTATION CONFIRMING THE
QUALITY OF THE SIGNER AS LEGAL
REPRESENTATIVE MUST BE DELIVERED DIRECTLY
TO THE COMPANY NO LATER THAN THE DEADLINE
AS STATED ON THE COMPANIES MEETING NOTICE.
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 31 DEC 2013 AT 10:00 HRS.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU.
1 Establishing the rectified Income and Mgmt For For
Expenditure Budget for 2013 of S.N.G.N.
"ROMGAZ" S.A
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 8 DIRECTORS PRESENTED
FOR ELECTION, YOU CAN ONLY VOTE FOR 7
DIRECTORS. THE LOCAL AGENT IN THE MARKET
WILL APPLY CUMULATIVE VOTING EVENLY AMONG
ONLY DIRECTORS FOR WHOM YOU VOTE "FOR".
CUMULATIVE VOTES CANNOT BE APPLIED UNEVENLY
AMONG DIRECTORS VIA PROXYEDGE. STANDING
INSTRUCTIONS HAVE BEEN REMOVED FOR THIS
MEETING. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE WITH ANY QUESTIONS.
2.1 Election of S.N.G.N. "ROMGAZ" S.A.'s Board Mgmt For For
of Director: Aurora Negrut
2.2 Election of S.N.G.N. "ROMGAZ" S.A.'s Board Mgmt For For
of Director: Adrian - Constantin Volintiru
2.3 Election of S.N.G.N. "ROMGAZ" S.A.'s Board Mgmt For For
of Director: Eugen - Dragos Doros
2.4 Election of S.N.G.N. "ROMGAZ" S.A.'s Board Mgmt For For
of Director: Virgil - Marius Metea
2.5 Election of S.N.G.N. "ROMGAZ" S.A.'s Board Mgmt For For
of Director: Eufemia Musat
2.6 Election of S.N.G.N. "ROMGAZ" S.A.'s Board Mgmt For For
of Director: Ecaterina Popescu
2.7 Election of S.N.G.N. "ROMGAZ" S.A.'s Board Mgmt For For
of Director: Peter Jansen
2.8 Election of S.N.G.N. "ROMGAZ" S.A.'s Board Mgmt For For
of Director: David Klingensmith
3 Mandating a representative of the Mgmt For For
shareholders to sign the contract of
administration with the new members of the
Board of Directors
4 Establishing January 17, 2014 as the record Mgmt For For
date of the shareholders who are affected
by the Resolutions of the Ordinary General
Meeting of Shareholders
5 Authorizing the Chairman of the Board of Mgmt For For
Directors and the Secretary of the Meeting
to execute the Resolution of the Ordinary
General Meeting of Shareholders, as per
article 16, paragraph 1 of the Articles of
Incorporation of S.N.G.N. "ROMGAZ" S.A.
--------------------------------------------------------------------------------------------------------------------------
SOCIETATEA NATIONALA DE GAZE NATURALE ROMGAZ S. Agenda Number: 704907584
--------------------------------------------------------------------------------------------------------------------------
Security: X8T90R107
Meeting Type: EGM
Meeting Date: 30-Jan-2014
Ticker:
ISIN: ROSNGNACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 30 DEC 2013: IF YOU WISH YOU TO VOTE IN Non-Voting
THIS GENERAL ASSEMBLY, YOU MUST RETURN YOUR
INSTRUCTIONS BY THE INDICATED CUTOFF DATE;
ADDITIONALLY, IN ORDER TO PROCESS YOUR
VOTING INSTRUCTIONS, PLEASE ALSO NOTE THAT
THE COMPANY SPECIFIC POWER OF ATTORNEY MUST
BE SIGNED AND SENT IN ORIGINAL (BANK REPLY
DEADLINE -2) TO THE APPROPRIATE SUB
CUSTODIAN. SHAREHOLDER INFORMATION CAN BE
RETRIEVED FROM THE MATERIAL URL THAT IS
PROVIDED WITH THIS BALLOT. PLEASE CONTACT
YOUR INSTITUTION CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NAME OF THE
SUB-CUSTODIAN THAT THIS FORM SHOULD BE
MAILED. THANK YOU.
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 31 JAN 2014. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
CMMT PLEASE NOTE THAT THERE ARE ADDITIONAL Non-Voting
DOCUMENTATION REQUIREMENTS ASSOCIATED WITH
THIS MEETING: DOCUMENTATION CONFIRMING THE
QUALITY OF THE SIGNER AS LEGAL
REPRESENTATIVE MUST BE DELIVERED DIRECTLY
TO THE COMPANY NO LATER THAN THE DEADLINE
AS STATED ON THE COMPANIES MEETING NOTICE.
1 Approval for executing a new bank Mgmt For For
facilities agreement for opening a
documentary letter of credit and for
issuing letters of bank guarantee, upon
S.N.G.N. ROMGAZ S.A.'s request, within the
limits of USD14 million
2 Authorizing Mr Virgil Marius Metea acting Mgmt For For
as Director General of S.N.G.N. "ROMGAZ"
S.A. and Ms. Lucia Ionascu acting as
Financial Director of S.N.G.N. "ROMGAZ"
S.A. to execute such bank facilities
agreement
3 Approval to set up the work location "7 Mgmt For For
Caragele Well Cluster classified as
secondary office without legal status"
under the Romania Law
4 Approval to set up the work location "4 Mgmt For For
Faurei Well Cluster" classified as
"secondary office without legal status"
under the Romania Law
5 Approval: a) To dissolve and deregister Mgmt For For
from the Trade Register Office a number of
87 work locations listed in Annex 1 to the
Notification no. 34155, December 9, 2013
b)To set up, register and declare to the
Trade Register Office attached to Sibiu Law
Court a number of 238 work locations listed
in Annex 2 to the Notification 34155,
December 9, 2013 c)To set up, register and
declare to the Trade Register Office
attached to Sibiu Law Court a number of 26
work locations listed in Annex 1 to the
Notification no. 34193, December 9, 2013
6 Establishing February 18th, 2014 as the Mgmt For For
record date of the shareholders who are
affected by the Resolutions of the
Extraordinary General Meeting of
Shareholders
7 Authorizing the Chairman of the Board of Mgmt For For
Directors and the Secretary of the Meeting
to execute the Resolution of the
Extraordinary General Meeting of
Shareholders, as per article 16, paragraph
1 of the Articles of Incorporation of
S.N.G.N "ROMGAZ" S.A.
CMMT 30 DEC 2013: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF COMPANY POA. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SOCIETATEA NATIONALA DE GAZE NATURALE ROMGAZ S. Agenda Number: 704997773
--------------------------------------------------------------------------------------------------------------------------
Security: X8T90R107
Meeting Type: EGM
Meeting Date: 17-Mar-2014
Ticker:
ISIN: ROSNGNACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 282515 DUE TO ADDITION OF
RESOLUTIONS 6 AND 7. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
CMMT 06 MAR 2014: IF YOU WISH YOU TO VOTE IN Non-Voting
THIS GENERAL ASSEMBLY, YOU MUST RETURN YOUR
INSTRUCTIONS BY THE INDICATED CUTOFF DATE;
ADDITIONALLY, IN ORDER TO PROCESS YOUR
VOTING INSTRUCTIONS, PLEASE ALSO NOTE THAT
THE COMPANY SPECIFIC POWER OF ATTORNEY MUST
BE SIGNED AND SENT IN ORIGINAL (BANK REPLY
DEADLINE -2) TO THE APPROPRIATE SUB
CUSTODIAN. SHAREHOLDER INFORMATION CAN BE
RETRIEVED FROM THE MATERIAL URL THAT IS
PROVIDED WITH THIS BALLOT. PLEASE CONTACT
YOUR INSTITUTION CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NAME OF THE
SUB-CUSTODIAN THAT THIS FORM SHOULD BE
MAILED. THANK YOU.
CMMT PLEASE NOTE THAT THERE ARE ADDITIONAL Non-Voting
DOCUMENTATION REQUIREMENTS ASSOCIATED WITH
THIS MEETING: DOCUMENTATION CONFIRMING THE
QUALITY OF THE SIGNER AS LEGAL
REPRESENTATIVE MUST BE DELIVERED DIRECTLY
TO THE COMPANY NO LATER THAN THE DEADLINE
AS STATED ON THE COMPANIES MEETING NOTICE.
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 18 MARCH 2014 AT 12:00 HRS.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU.
1 Approve the company's participation at the Mgmt Against Against
share capital increase of Hidro Tarnita SA
by subscribing a number of 88.900 new
shares with a nominal value of 100 RON,
issued by Hidro Tarnita SA, in accordance
with the Board of Administrators
pre-approval
2 Approve to include within the company's Mgmt Against Against
2014 Budget Plan the amounts required for
the subscribed shares issued by Hidro
Tarnita SA
3 Approve the Principle Agreement regarding Mgmt Against Against
the Interconnection Cable Plan 400 Kv
Romania-Turcia, , in accordance with the
Board of Administrators pre-approval
4 Approve the company's participation at the Mgmt Against Against
project called HVDCC Romania-Turcia SA by
subscribing the RON equivalent of 2.000.000
new shares with nominal value of 1 RON
5 Approve the Principle Agreement regarding Mgmt Against Against
the HVDCC Romania-Turcia SA Project, , in
accordance with the Board of Administrators
pre-approval
6 Approve to rectify the materiale error Mgmt For For
included within art.V point b) from the EGM
Decision no 1 held on January 30th 2014 by
changing number 238 with 260
7 Approve to update Anexx no.2 at EGM Mgmt For For
Decision no.1 held on January 30th 2014
8 Establishing April 2nd, 2014 as the record Mgmt For For
date of the shareholders who are affected
by the Resolutions of the Extraordinary
General Meeting of Shareholders
9 Authorizing the Chairman of the Board of Mgmt For For
Directors and the Secretary of the Meeting
to execute the Resolution of the
Extraordinary General Meeting of
Shareholders, as per article 16, paragraph
1 of the Articles of Incorporation of
S.N.G.N. Romgaz S.A
CMMT 06 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF ROMANIA COMPANY
POA AND MODIFICATION TO THE TEXT OF
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES FOR MID: 288641 PLEASE DO NOT REVOTE
ON THIS MEETING UNLESS YOU DECIDE TO AMEND
YOUR INSTRUCTIONS
--------------------------------------------------------------------------------------------------------------------------
SOCIETATEA NATIONALA DE GAZE NATURALE ROMGAZ S. Agenda Number: 705059738
--------------------------------------------------------------------------------------------------------------------------
Security: X8T90R107
Meeting Type: OGM
Meeting Date: 28-Apr-2014
Ticker:
ISIN: ROSNGNACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 01 APR 2014: IF YOU WISH YOU TO VOTE IN Non-Voting
THIS GENERAL ASSEMBLY, YOU MUST RETURN YOUR
INSTRUCTIONS BY THE INDICATED CUTOFF DATE;
ADDITIONALLY, IN ORDER TO PROCESS YOUR
VOTING INSTRUCTIONS, PLEASE ALSO NOTE THAT
THE COMPANY SPECIFIC POWER OF ATTORNEY MUST
BE SIGNED AND SENT IN ORIGINAL (BANK REPLY
DEADLINE -2) TO THE APPROPRIATE SUB
CUSTODIAN. SHAREHOLDER INFORMATION CAN BE
RETRIEVED FROM THE MATERIAL URL THAT IS
PROVIDED WITH THIS BALLOT. PLEASE CONTACT
YOUR INSTITUTION CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NAME OF THE
SUB-CUSTODIAN THAT THIS FORM SHOULD BE
MAILED. THANK YOU.
CMMT PLEASE NOTE THAT THERE ARE ADDITIONAL Non-Voting
DOCUMENTATION REQUIREMENTS ASSOCIATED WITH
THIS MEETING: DOCUMENTATION CONFIRMING THE
QUALITY OF THE SIGNER AS LEGAL
REPRESENTATIVE MUST BE DELIVERED DIRECTLY
TO THE COMPANY NO LATER THAN THE DEADLINE
AS STATED ON THE COMPANIES MEETING NOTICE.
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 29 APR 2014 AT 12 PM. CONSEQUENTLY,
YOUR VOTING INSTRUCTIONS WILL REMAIN VALID
FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 Approval of annual individual financial Mgmt For For
statements drawn up on December 31, 2013
(statement of financial position at the end
of the period, statement of global result,
statement of changes in stockholders
equity, statement of cash flows,. Reports
including the summary of the significant
accounting policies and other explanatory
information) in accordance with the
International Financial Reporting Standards
(IFRS) based on the board of directors
report for financial year 2013 and audit
report
2 Approval of the proposal regarding the Mgmt For For
distribution of net profit on December 31,
2013
3 Approval of gross dividend per share, Mgmt For For
dividends payment term and modalities for
financial year 2013
4 Approval of loss coverage accomplished as a Mgmt For For
result of the implementation of IAS 29 for
the first time
5 Approval of retained earnings deriving from Mgmt For For
the retreat on the date of International
Financial Reporting Standards (IFRS)
adoption
6 Approval of discharge the members of the Mgmt For For
board of directors for financial year 2013
7 Annual report of the nomination and Mgmt For For
remuneration committee as far as regards
the remunerations and other benefits
awarded to the members of the board of
directors and the managers, during the
financial year 2013
8 Report on the modality of fulfilment on Mgmt For For
December 31, 2013 of the performance
criteria and objectives established under
the contract of mandate of director general
of Societatea Nationala De Gaze Naturale
Romgaz S.A
9 Approval of corporate governance rules of Mgmt For For
s. N. G.N. Romgaz S.A. in order to Align
Societatea Nationala De Gaze Naturale
Romgaz S.A. to the principles provided in
the code of corporate governance of
Bucharest stock exchange
10 Establish may 16, 2014 as the record date, Mgmt For For
respectively the date for identifying the
shareholders who will receive dividends or
other rights and who are affected by the
resolutions of the ordinary general meeting
of shareholders
11 Authorize the chairman of the board of Mgmt For For
directors and the secretary of the meeting
to execute the resolution of the ordinary
general meeting of shareholders, as per
article 16, paragraph 1 of the articles of
incorporation of Societatea Nationala de
Gaze Naturale Romgaz - S.A
CMMT 01 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF COMPANY POA AND
CHANGE IN MEETING TYPE FROM AGM TO OGM. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SOCIETATEA NATIONALA DE GAZE NATURALE ROMGAZ S. Agenda Number: 705091128
--------------------------------------------------------------------------------------------------------------------------
Security: X8T90R107
Meeting Type: EGM
Meeting Date: 28-Apr-2014
Ticker:
ISIN: ROSNGNACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 02 APR 2014: IF YOU WISH YOU TO VOTE IN Non-Voting
THIS GENERAL ASSEMBLY, YOU MUST RETURN YOUR
INSTRUCTIONS BY THE INDICATED CUTOFF DATE;
ADDITIONALLY, IN ORDER TO PROCESS YOUR
VOTING INSTRUCTIONS, PLEASE ALSO NOTE THAT
THE COMPANY SPECIFIC POWER OF ATTORNEY MUST
BE SIGNED AND SENT IN ORIGINAL (BANK REPLY
DEADLINE -2) TO THE APPROPRIATE SUB
CUSTODIAN. SHAREHOLDER INFORMATION CAN BE
RETRIEVED FROM THE MATERIAL URL THAT IS
PROVIDED WITH THIS BALLOT. PLEASE CONTACT
YOUR INSTITUTION CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NAME OF THE
SUB-CUSTODIAN THAT THIS FORM SHOULD BE
MAILED. THANK YOU.
CMMT PLEASE NOTE THAT THERE ARE ADDITIONAL Non-Voting
DOCUMENTATION REQUIREMENTS ASSOCIATED WITH
THIS MEETING: DOCUMENTATION CONFIRMING THE
QUALITY OF THE SIGNER AS LEGAL
REPRESENTATIVE MUST BE DELIVERED DIRECTLY
TO THE COMPANY NO LATER THAN THE DEADLINE
AS STATED ON THE COMPANIES MEETING NOTICE.
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 29 APR 2014 AT 11 AM. CONSEQUENTLY,
YOUR VOTING INSTRUCTIONS WILL REMAIN VALID
FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 APPROVAL TO CORRECT THE MATERIAL ERROR OF Mgmt For For
THE WORDING OF ART. V, ITEM B) OF THE
RESOLUTION NO.1/ JANUARY 30, 2014 OF THE
EXTRAORDINARY GENERAL MEETING OF
SHAREHOLDERS OF ROMGAZ (EGMS RESOLUTION NO.
1/2014) BY REPLACING THE NUMBER 238 WITH
NUMBER 260. AS A RESULT OF THE CORRECTION,
ART. V, ITEM B) SHALL HAVE THE FOLLOWING
WORDING: "APPROVAL (...) TO SET UP,
REGISTER AND DECLARE AT THE TRADE REGISTER
OFFICE ATTACHED TO THE LAW COURT OF SIBIU
260 WORK LOCATIONS
2 APPROVAL TO MODIFY ANNEX 2 TO THE EGMS Mgmt For For
S.N.G.N. "ROMGAZ"-S.A. RESOLUTION NO.
1/2014 BY RENUMBERING THE ITEMS FROM 1 TO
260
3 ESTABLISHING MAY 16, 2014 AS THE "RECORD Mgmt For For
DATE" OF THE SHAREHOLDERS WHO ARE AFFECTED
BY THE RESOLUTIONS OF THE EXTRAORDINARY
GENERAL MEETING OF SHAREHOLDERS
4 AUTHORIZES THE CHAIRMAN OF THE BOARD OF Mgmt For For
DIRECTORS AND THE SECRETARY OF THE MEETING
TO EXECUTE THE RESOLUTION OF THE
EXTRAORDINARY GENERAL MEETING OF
SHAREHOLDER, AS PER ARTICLE 16, PARAGRAPH 1
OF THE ARTICLES OF INCORPORATION OF
SOCIETATEA NATIONALA DE GAZE NATURALE
"ROMGAZ" - S.A
CMMT 02 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF COMPANY POA. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SOCIETATEA NATIONALA DE GAZE NATURALE ROMGAZ S. Agenda Number: 705240098
--------------------------------------------------------------------------------------------------------------------------
Security: X8T90R107
Meeting Type: OGM
Meeting Date: 12-Jun-2014
Ticker:
ISIN: ROSNGNACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 12 MAY 2014: IF YOU WISH YOU TO VOTE IN Non-Voting
THIS GENERAL ASSEMBLY, YOU MUST RETURN YOUR
INSTRUCTIONS BY THE INDICATED CUTOFF DATE;
ADDITIONALLY, IN ORDER TO PROCESS YOUR
VOTING INSTRUCTIONS, PLEASE ALSO NOTE THAT
THE COMPANY SPECIFIC POWER OF ATTORNEY MUST
BE SIGNED AND SENT IN ORIGINAL (BANK REPLY
DEADLINE -2) TO THE APPROPRIATE SUB
CUSTODIAN. SHAREHOLDER INFORMATION CAN BE
RETRIEVED FROM THE MATERIAL URL THAT IS
PROVIDED WITH THIS BALLOT. PLEASE CONTACT
YOUR INSTITUTION CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NAME OF THE
SUB-CUSTODIAN THAT THIS FORM SHOULD BE
MAILED. THANK YOU
CMMT PLEASE NOTE THAT THERE ARE ADDITIONAL Non-Voting
DOCUMENTATION REQUIREMENTS ASSOCIATED WITH
THIS MEETING: DOCUMENTATION CONFIRMING THE
QUALITY OF THE SIGNER AS LEGAL
REPRESENTATIVE MUST BE DELIVERED DIRECTLY
TO THE COMPANY NO LATER THAN THE DEADLINE
AS STATED ON THE COMPANIES MEETING NOTICE.
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 13 JUN 2014. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 ELECTING A DIRECTOR TO OCCUPY THE VACANCY Mgmt Against Against
IN THE BOARD OF DIRECTORS OF S.N.G.N.
ROMGAZ SA
2 MANDATING MR. CORNEL BOBALCA, Mgmt Against Against
REPRESENTATIVE OF THE MAJORITY
SHAREHOLDERS, FOR SIGNING THE DIRECTOR S
CONTRACT WITH THE NEW MEMBER OF THE BOARD
OF DIRECTORS
3 APPROVING THE DOCUMENTATION FOR THE PIECES Mgmt For For
OF LAND USED BY S.N.G.N. ROMGAZ S.A. IN
ORDER TO OBTAIN OWNERSHIP TITLES ON THEM
4 ESTABLISH JUNE 30, 2014 AS THE RECORD DATE Mgmt For For
, RESPECTIVELY THE DATE FOR IDENTIFYING THE
SHAREHOLDERS WHO ARE AFFECTED BY THE
RESOLUTIONS OF THE ORDINARY GENERAL MEETING
OF SHAREHOLDERS
5 AUTHORIZES THE CHAIRMAN OF THE BOARD OF Mgmt For For
DIRECTORS AND THE SECRETARY OF THE MEETING
TO EXECUTE THE RESOLUTION OF THE ORDINARY
GENERAL MEETING OF SHAREHOLDER, AS PER
ARTICLE 16, PARAGRAPH 1 OF THE ARTICLES OF
INCORPORATION OF SOCIETATEA NATIONALA DE
GAZE NATURALE ROMGAZ - S.A
CMMT 12 MAY 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF COMPANY POA AND
CHANGE IN MEETING TYPE TO OGM. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SURGUTNEFTEGAS OJSC, SURGUT Agenda Number: 705194013
--------------------------------------------------------------------------------------------------------------------------
Security: X8799U113
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: RU0009029524
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THE ISIN DOES NOT HOLD VOTING
RIGHTS. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST A
NON-VOTING ENTRANCE CARD. THANK YOU.
1 APPROVAL OF THE ANNUAL REPORT AS OF FY 2013 Non-Voting
2 APPROVAL OF THE ANNUAL ACCOUNTING REPORT, Non-Voting
PROFIT AND LOSSES REPORT AS OF FY 2013
3 APPROVAL OF THE DISTRIBUTION OF PROFIT AND Non-Voting
LOSSES, FORM, AMOUNT, PERIOD OF DIVIDENDS
PAYMENT AS OF FY 2013
4 ELECTION OF THE BOARD OF DIRECTORS: 4.1. Non-Voting
BOGDANOV V.L. 4.2. BULANOV A.N. 4.3.
DINICHENKO I.K. 4.4. EROKHIN V.P. 4.5.
KRIVOSHEEV V.M. 4.6. MATVEEV N.I. 4.7.
RARITSKIY V.I. 4.8. USMANOV I.S. 4.9.
FESENKO A.G. 4.10. SHASHKOV V.A
5 ELECTION OF THE AUDIT COMMISSION: 5.1. Non-Voting
KLINOVSKAYA T.P. 5.2. MUSIKHINA V.V. 5.3.
OLEYNIK T.F
6 APPROVAL OF THE AUDITOR Non-Voting
7 APPROVAL OF INTERESTED PARTY TRANSACTIONS Non-Voting
WHICH CAN BE CONCLUDED IN THE FUTURE IN THE
PROCESS OF BUSINESS ACTIVITY
CMMT 09 JUN 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF NAMES FOR
RESOLUTION NOS. 4 AND 5. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TUPRAS-TURKIYE PETROL RAFINELERI AS, KOCAELI Agenda Number: 705011586
--------------------------------------------------------------------------------------------------------------------------
Security: M8966X108
Meeting Type: OGM
Meeting Date: 31-Mar-2014
Ticker:
ISIN: TRATUPRS91E8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT TO ATTEND A MEETING, THE ATTENDEE(S) MUST Non-Voting
PRESENT A POA ISSUED BY THE BENEFICIAL
OWNER, NOTARISED BY A TURKISH NOTARY.
1 Opening and election of chairmanship Mgmt For For
council of the general assembly
2 Reading, deliberation and approval for the Mgmt For For
board of directors activities report for
the year 2013
3 Reading of the independent auditors report Mgmt For For
for the year 2013
4 Reading, deliberation and approval for the Mgmt For For
financial statements for the year 2013
5 Absolving the members of the board of Mgmt For For
directors with respect to their activities
for the year 2013
6 Approval of the profit distribution policy Mgmt Against Against
for the year 2013 and the following years
7 Acceptance, acceptance through modification Mgmt For For
or rejection of proposal by board of
directors concerning the profit
distribution for the year of 2013
8 Determination of number of board of Mgmt For For
directors, their duty period and
independent board of directors and election
according to the number of board of
directors
9 Providing information about the wage policy Mgmt Abstain Against
for members of Board of Directors and
senior executives adherence to corporate
governance principles
10 Determination of the monthly gross Mgmt For For
remuneration of the Board of Directors
11 Approval of the independent audit firm Mgmt For For
selection made by the board of directors in
accordance to capital market legislation
issued by the capital markets board
12 Providing information about the Mgmt Abstain Against
transactions between concerned parties
during the year 2013 to the shareholders
13 Providing information to the shareholders Mgmt Against Against
about donations and contributions which are
executed to trust and associations for the
social welfare purposes in 2013,
determination the upper limit for the year
2014 and approval of the donations and
contributions policy of the company
14 Providing information to the shareholders Mgmt Abstain Against
about the assurances, mortgages and
depositions given to the third parties
during the year 2013
15 Submitting the processes eligibilities of Mgmt For For
the shareholders who hold the
administrative rule of the company, board
of directors, senior managers and their
close relatives, wives and second level
relatives to the general assembly's
approval as per the 395th and the 396th
articles of the Turkish commercial code,
resolving to authorize the members of the
board of directors to conduct business in
their own names and in the name of others,
and to conduct the operations, which fall
within the scope of our company, in
representation of other companies and
presentation of information to the general
assembly about these processes
16 Wishes and hopes Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
TURK HAVA YOLLARI AO, ISTANBUL Agenda Number: 705004593
--------------------------------------------------------------------------------------------------------------------------
Security: M8926R100
Meeting Type: AGM
Meeting Date: 27-Mar-2014
Ticker:
ISIN: TRATHYAO91M5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT TO ATTEND A MEETING, THE ATTENDEE(S) MUST Non-Voting
PRESENT A POA ISSUED BY THE BENEFICIAL
OWNER, NOTARISED BY A TURKISH NOTARY.
1 Opening statement and appointment of the Mgmt For For
board of assembly
2 Review of the independent audit report of Mgmt For For
the fiscal year 2013
3 Review, discussion and approval of the Mgmt For For
financial results relating to fiscal year
2013
4 Review, discussion and approval of the Mgmt For For
board of directors annual report relating
to fiscal year 2013
5 Release of the board of directors on Mgmt For For
financial and operational activities
relating to fiscal year 2013
6 Submitting the board of directors proposal Mgmt For For
for profit distribution for the fiscal year
2013, to the approval of the general
assembly
7 Determining the wages of the members of the Mgmt For For
board of directors
8 Pursuant to the article 399-400 of the Mgmt For For
Turkish commercial code, election of the
auditor and group auditor
9 Informing the shareholder's regarding the Mgmt Abstain Against
collateral, pledge, mortgage, revenue and
benefits given in favor of third parties as
per article 12 of corporate governance
communique ii-17.1 of the capital markets
board
10 Informing the shareholder's regarding the Mgmt Against Against
donations made within the fiscal year 2013
and determination of a upper limit for
donations to be made in 2014
11 Recommendations and closing statements Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
TURK TRAKTOR VE ZIRAAT MAKINELERI A.S. Agenda Number: 704982986
--------------------------------------------------------------------------------------------------------------------------
Security: M9044T101
Meeting Type: AGM
Meeting Date: 24-Mar-2014
Ticker:
ISIN: TRETTRK00010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT TO ATTEND A MEETING, THE ATTENDEE(S) MUST Non-Voting
PRESENT A POA ISSUED BY THE BENEFICIAL
OWNER, NOTARISED BY A TURKISH NOTARY.
1 Opening and formation of the presidency Mgmt For For
board
2 Reading, discussion and approval of report Mgmt For For
prepared by the board
3 Reading, discussion and approval of report Mgmt For For
prepared by the independent auditors
4 Reading, discussion and approval of the Mgmt For For
financial statements
5 Release of the board Mgmt For For
6 Approval of dividend policy Mgmt For For
7 Decision on profit distribution proposal Mgmt For For
8 Decision on amendment of articles 3,6,8,12 Mgmt For For
of articles of association on the company
9 Election of the board and determination of Mgmt For For
their term of office and election of
independent board
10 Informing the shareholders about wage Mgmt For For
policy of senior managements
11 Determination of wages Mgmt For For
12 Approval of independent audit firm Mgmt For For
13 Informing the shareholders about related Mgmt Abstain Against
party transactions
14 Informing the shareholders about donations Mgmt Against Against
and determination of upper limit for
donations
15 Informing the shareholders about Mgmt Abstain Against
guarantees, given collateral, pledges given
to the third parties and realized benefits
from those
16 Granting permission to carry out Mgmt For For
transactions that might lead to conflict of
interest with the company and to compete to
the majority shareholders, board, high
level executives and their spouses
accordance with the article 395 and 396 of
the Turkish commercial code
17 Wishes Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
TURKCELL ILETISIM HIZMETLERI A.S., ISTANBUL Agenda Number: 705091306
--------------------------------------------------------------------------------------------------------------------------
Security: M8903B102
Meeting Type: AGM
Meeting Date: 29-May-2014
Ticker:
ISIN: TRATCELL91M1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT TO ATTEND A MEETING, THE ATTENDEE(S) MUST Non-Voting
PRESENT A POA ISSUED BY THE BENEFICIAL
OWNER, NOTARISED BY A TURKISH NOTARY.
1 Opening and election of the presidency Mgmt For For
board
2 Authorizing the presidency board to sign Mgmt For For
the minutes of the meeting
3 Reading the annual reports of the board of Mgmt For For
directors relating to fiscal year of 2010
4 Reading the statutory auditors report Mgmt For For
relating to fiscal year of 2010
5 Reading the summary of the independent Mgmt For For
audit firm s report relating to fiscal year
2010
6 Review, discussion and approval of the Mgmt For For
balance sheets and profits loss statements
relating to fiscal year of 2010
7 Discussion of and decision on the Mgmt For For
distribution of dividend for the year 2010
and determination of the dividend
distribution date
8 Release of the board member, Colin J. Mgmt For For
Williams, from activities and operations of
the company in the year 2010
9 Release of the statutory auditors Mgmt For For
individually from activities and operations
of the company pertaining to the years 2010
10 Reading the annual reports of the board of Mgmt For For
directors relating to fiscal year of 2011
11 Reading the statutory auditors report Mgmt For For
relating to fiscal year of 2011
12 Reading the summary of the independent Mgmt For For
audit firm s report relating to fiscal year
of 2011
13 Review, discussion and approval of the Mgmt For For
balance sheets and profits loss statements
relating to fiscal year of 2011
14 Discussion of and decision on the Mgmt For For
distribution of dividend for the year 2011
and determination of the dividend
distribution date
15 Release of the board members individually Mgmt For For
from the activities and operations of the
company pertaining to the year of 2011
16 Release of the statutory auditors Mgmt For For
individually from activities and operations
of the company pertaining to the year of
2011
17 Reading the annual reports of the board of Mgmt For For
directors relating to fiscal year of 2012
18 Reading the statutory auditors report Mgmt For For
relating to fiscal year of 2012
19 Discussion of and approval of the election Mgmt For For
of the independent audit firm appointed by
the board of directors pursuant to the
capital markets legislation for auditing of
the accounts and financials of the year
2012
20 Reading the summary of the independent Mgmt For For
audit firm s report relating to fiscal year
of 2012
21 Review, discussion and approval of the Mgmt For For
balance sheets and profits loss statements
relating to fiscal year of 2012
22 Discussion of and decision on the Mgmt For For
distribution of dividend for the year 2012
and determination of the dividend
distribution date
23 Informing the general assembly on the Mgmt Against Against
donation and contributions made in the
years 2011 and 2012. Discussion of and
decision on board of directors proposal
concerning determination of donation limit
to be made in the year 2013
24 Release of the board members individually Mgmt For For
from the activities and operations of the
company pertaining to the year of 2012
25 Release of the statutory auditors Mgmt For For
individually from activities and operations
of the company pertaining to the year of
2012
26 Reading the annual reports of the board of Mgmt For For
directors relating to fiscal year of 2013
27 Discussion of and approval of the election Mgmt For For
of the independent audit firm appointed by
the board of directors pursuant to TCC and
the capital markets legislation for
auditing of the accounts and financials of
the year 2013
28 Reading the summary of the independent Mgmt For For
audit firm s report relating to fiscal year
of 2013
29 Review, discussion and approval of the TCC Mgmt For For
and CMB balance sheets and profits loss
statements relating to fiscal year of 2013
30 Discussion of and decision on the Mgmt For For
distribution of dividend for the year 2013
and determination of the dividend
distribution date
31 Release of the board members individually Mgmt For For
from the activities and operations of the
company pertaining to the year of 2013
32 Subject to the approval of the ministry of Mgmt For For
customs and trade and capital markets
board. Discussion of and voting on the
amendment of articles 3, 4, 6, 7, 8, 9, 10,
11, 12, 13, 14, 15, 16, 17, 18, 19, 21, 24,
25 and 26 of the articles of association of
the company
33 In accordance with article 363 of TCC, Mgmt For For
submittal and approval of the board members
elected by the board of directors due to
vacancies in the board occurred in the year
2012
34 Election of new board members in accordance Mgmt Against Against
with related legislation and determination
of the newly elected board members term of
office
35 Determination of the fees of the members of Mgmt For For
the board of directors
36 Discussion of and approval of the election Mgmt For For
of the independent audit firm appointed by
the board of directors pursuant to TCC and
the capital markets legislation for
auditing of the accounts and financials of
the year 2014
37 Discussion of and approval of internal Mgmt For For
guide on general assembly rules of
procedures prepared by the board of
directors
38 Decision permitting the board members to, Mgmt For For
directly or on behalf of others, be active
in areas falling within or outside the
scope of the company s operations and to
participate in companies operating in the
same business and to perform other acts in
compliance with articles 395 and 396 of the
Turkish commercial code
39 Informing the shareholders on rule no. Mgmt Abstain Against
1.3.6 of corporate governance principles
40 Discussion of and approval of dividend Mgmt For For
policy of company pursuant to the corporate
governance principles
41 Informing the general assembly on the Mgmt Abstain Against
compensation rules determined for the board
of directors and the senior management,
pursuant to the corporate governance
principles
42 Informing the general assembly on the Mgmt Against Against
donation and contributions made in the
years 2013. Discussion of and decision on
board of directors proposal concerning
determination of donation limit to be made
in the year 2014
43 Informing the shareholders regarding the Mgmt Abstain Against
guarantees, pledges and mortgages provided
by the company to third parties or the
derived income thereof, in accordance with
the capital markets board regulations
44 Informing the general assembly regarding Mgmt Abstain Against
the related party transactions, on an
annual basis
45 Closing Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
TURKIYE HALK BANKASI A.S. (HALKBANK) Agenda Number: 705009593
--------------------------------------------------------------------------------------------------------------------------
Security: M9032A106
Meeting Type: OGM
Meeting Date: 31-Mar-2014
Ticker:
ISIN: TRETHAL00019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT TO ATTEND A MEETING, THE ATTENDEE(S) MUST Non-Voting
PRESENT A POA ISSUED BY THE BENEFICIAL
OWNER, NOTARISED BY A TURKISH NOTARY.
1 Opening, election of the chairmanship Mgmt For For
council
2 Reading, deliberation of annual report, Mgmt For For
audit report and independent audit report
for the year of 2013
3 Reading, deliberation and approval of the Mgmt For For
balance sheet and profit and loss
statement, financial statements for the
year of 2013
4 Reading, deliberation and approval of Mgmt For For
dividend distribution for the year of 2013
5 Approval of new assigned board members Mgmt For For
6 Absolving the members of the board of Mgmt Against Against
directors and auditors
7 Election of the board and auditors Mgmt Against Against
8 Determination of remuneration of board Mgmt For For
members
9 Submitting to general assembly's approval Mgmt For For
of independent auditing firm elected by
board of directors
10 Deliberation and approval of dividend Mgmt For For
policy
11 Providing information to general assembly Mgmt Abstain Against
regarding the donations made within the
fiscal year 2013
12 Granting permission to the members of board Mgmt For For
of directors to conduct their activities
with the bank adherence to the articles 395
and 396 of the Turkish commercial code and
article 1.3.6 of corporate governance
communique on capital markets board
regulations
13 Providing information to general assembly Mgmt Abstain Against
about registration process of unregistered
shares
14 Wishes and hopes Mgmt Abstain Against
CMMT 24 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN TEXT OF
RESOLUTION 7. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TURKIYE VAKIFLAR BANKASI T.A.O., ANKARA Agenda Number: 704999018
--------------------------------------------------------------------------------------------------------------------------
Security: M9037B109
Meeting Type: OGM
Meeting Date: 28-Mar-2014
Ticker:
ISIN: TREVKFB00019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT TO ATTEND A MEETING, THE ATTENDEE(S) MUST Non-Voting
PRESENT A POA ISSUED BY THE BENEFICIAL
OWNER, NOTARISED BY A TURKISH NOTARY.
1 Opening, formation of the presidency board Mgmt For For
2 Authorization of the presidency board to Mgmt For For
sign meeting minutes
3 Reading and Discussion of the reports Mgmt For For
prepared by the board and Auditors
4 Reading, Discussion and approval of the Mgmt For For
financial statements
5 Release of the board Mgmt For For
6 Decision on usage of the profit and Mgmt For For
determination of dividend ratio
7 Election of the board Mgmt Against Against
8 Election of the Auditors Mgmt Against Against
9 Determination of wages Mgmt For For
10 Selection of independent audit firm Mgmt Against Against
11 Informing the shareholders about wage Mgmt Abstain Against
policy
12 Informing the shareholders about donations Mgmt Abstain Against
13 Wishes and hopes Mgmt Abstain Against
14 Closing Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
TURKIYE VAKIFLAR BANKASI T.A.O., ANKARA Agenda Number: 705129600
--------------------------------------------------------------------------------------------------------------------------
Security: M9037B109
Meeting Type: EGM
Meeting Date: 30-Apr-2014
Ticker:
ISIN: TREVKFB00019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT TO ATTEND A MEETING, THE ATTENDEE(S) MUST Non-Voting
PRESENT A POA ISSUED BY THE BENEFICIAL
OWNER, NOTARISED BY A TURKISH NOTARY.
1 OPENING AND FORMATION OF THE PRESIDENCY Mgmt For For
BOARD
2 APPROVAL OF THE APPOINTMENTS TO THE BOARD Mgmt Against Against
FOR THE MEMBERS WHOSE DISCHARGED
3 ELECTION OF THE NEW BOARD Mgmt Against Against
4 GRANTING PERMISSION TO THE BOARD TO CARRY Mgmt For For
OUT TRANSACTIONS IN ACCORDANCE WITH ARTICLE
395 AND 396 OF TURKISH COMMERCIAL CODE
5 ADDITION TO NEW ARTICLE INTO INTERNAL Mgmt For For
GUIDANCE REGARDING ELECTRONIC VOTE
6 WISH AND HOPES Mgmt Abstain Against
7 CLOSING Mgmt Abstain Against
Curian/T.Rowe Price Capital Appreciation Fund
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 933911592
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 30-Jan-2014
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ACCEPT, IN A NON-BINDING VOTE, THE Mgmt For For
COMPANY'S IRISH FINANCIAL STATEMENTS FOR
THE TWELVE-MONTH PERIOD ENDED AUGUST 31,
2013, AS PRESENTED.
2A. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
JAIME ARDILA
2B. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
CHARLES H. GIANCARLO
2C. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
WILLIAM L. KIMSEY
2D. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
BLYTHE J. MCGARVIE
2E. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
MARK MOODY-STUART
2F. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
PIERRE NANTERME
2G. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
GILLES C. PELISSON
2H. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
WULF VON SCHIMMELMANN
3. TO RATIFY, IN A NON-BINDING VOTE, THE Mgmt For For
APPOINTMENT OF KPMG AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
ACCENTURE PLC FOR A TERM EXPIRING AT OUR
ANNUAL GENERAL MEETING OF SHAREHOLDERS IN
2015 AND TO AUTHORIZE, IN A BINDING VOTE,
THE BOARD, ACTING THROUGH THE AUDIT
COMMITTEE, TO DETERMINE KPMG'S
REMUNERATION.
4. TO APPROVE, IN A NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
5. TO GRANT THE BOARD THE AUTHORITY TO ISSUE Mgmt For For
SHARES UNDER IRISH LAW.
6. TO GRANT THE BOARD THE AUTHORITY TO OPT-OUT Mgmt For For
OF STATUTORY PRE-EMPTION RIGHTS UNDER IRISH
LAW.
7. TO APPROVE A CAPITAL REDUCTION AND CREATION Mgmt For For
OF DISTRIBUTABLE RESERVES UNDER IRISH LAW.
8. TO AUTHORIZE HOLDING THE 2015 ANNUAL Mgmt For For
GENERAL MEETING OF SHAREHOLDERS OF
ACCENTURE PLC AT A LOCATION OUTSIDE OF
IRELAND AS REQUIRED UNDER IRISH LAW.
9. TO AUTHORIZE ACCENTURE TO MAKE OPEN-MARKET Mgmt For For
PURCHASES OF ACCENTURE PLC CLASS A ORDINARY
SHARES UNDER IRISH LAW.
10. TO DETERMINE THE PRICE RANGE AT WHICH Mgmt For For
ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT
ACQUIRES AS TREASURY STOCK UNDER IRISH LAW.
--------------------------------------------------------------------------------------------------------------------------
ACTUANT CORPORATION Agenda Number: 933907240
--------------------------------------------------------------------------------------------------------------------------
Security: 00508X203
Meeting Type: Annual
Meeting Date: 14-Jan-2014
Ticker: ATU
ISIN: US00508X2036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT C. ARZBAECHER Mgmt For For
GURMINDER S. BEDI Mgmt For For
THOMAS J. FISCHER Mgmt For For
MARK E. GOLDSTEIN Mgmt For For
WILLIAM K. HALL Mgmt For For
R. ALAN HUNTER Mgmt For For
ROBERT A. PETERSON Mgmt For For
HOLLY A. VAN DEURSEN Mgmt For For
DENNIS K. WILLIAMS Mgmt For For
2. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITOR.
--------------------------------------------------------------------------------------------------------------------------
ALLERGAN, INC. Agenda Number: 933947799
--------------------------------------------------------------------------------------------------------------------------
Security: 018490102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: AGN
ISIN: US0184901025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID E.I. PYOTT Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL R. GALLAGHER Mgmt For For
1C. ELECTION OF DIRECTOR: DEBORAH DUNSIRE, M.D. Mgmt For For
1D. ELECTION OF DIRECTOR: TREVOR M. JONES, Mgmt For For
PH.D.
1E. ELECTION OF DIRECTOR: LOUIS J. LAVIGNE, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: PETER J. MCDONNELL, Mgmt For For
M.D.
1G. ELECTION OF DIRECTOR: TIMOTHY D. PROCTOR Mgmt For For
1H. ELECTION OF DIRECTOR: RUSSELL T. RAY Mgmt For For
1I. ELECTION OF DIRECTOR: HENRI A. TERMEER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
3. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO PROVIDE STOCKHOLDERS WITH
THE RIGHT TO ACT BY WRITTEN CONSENT.
5. STOCKHOLDER PROPOSAL (SEPARATE CHAIRMAN AND Shr Against For
CEO).
--------------------------------------------------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION Agenda Number: 933965735
--------------------------------------------------------------------------------------------------------------------------
Security: 03027X100
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: AMT
ISIN: US03027X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RAYMOND P. DOLAN Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD M. DYKES Mgmt For For
1C. ELECTION OF DIRECTOR: CAROLYN F. KATZ Mgmt For For
1D. ELECTION OF DIRECTOR: GUSTAVO LARA CANTU Mgmt For For
1E. ELECTION OF DIRECTOR: JOANN A. REED Mgmt For For
1F. ELECTION OF DIRECTOR: PAMELA D.A. REEVE Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID E. SHARBUTT Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES D. TAICLET, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: SAMME L. THOMPSON Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION Agenda Number: 933952651
--------------------------------------------------------------------------------------------------------------------------
Security: 032511107
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: APC
ISIN: US0325111070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANTHONY R. CHASE Mgmt For For
1B. ELECTION OF DIRECTOR: KEVIN P. CHILTON Mgmt For For
1C. ELECTION OF DIRECTOR: H. PAULETT EBERHART Mgmt For For
1D. ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD L. GEORGE Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES W. GOODYEAR Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN R. GORDON Mgmt For For
1H. ELECTION OF DIRECTOR: ERIC D. MULLINS Mgmt For For
1I. ELECTION OF DIRECTOR: R.A. WALKER Mgmt For For
2. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITOR.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. STOCKHOLDER PROPOSAL - REPORT ON POLITICAL Shr Against For
CONTRIBUTIONS.
5. STOCKHOLDER PROPOSAL - REPORT ON CLIMATE Shr Against For
CHANGE RISK.
--------------------------------------------------------------------------------------------------------------------------
APACHE CORPORATION Agenda Number: 933967486
--------------------------------------------------------------------------------------------------------------------------
Security: 037411105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: APA
ISIN: US0374111054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: G. STEVEN FARRIS Mgmt For For
2. ELECTION OF DIRECTOR: A.D. FRAZIER, JR. Mgmt For For
3. ELECTION OF DIRECTOR: AMY H. NELSON Mgmt For For
4. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
APACHE'S INDEPENDENT AUDITORS
5. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF APACHE'S NAMED EXECUTIVE OFFICERS
6. APPROVAL OF AMENDMENT TO APACHE'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO ELIMINATE
APACHE'S CLASSIFIED BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
AUTOZONE, INC. Agenda Number: 933891093
--------------------------------------------------------------------------------------------------------------------------
Security: 053332102
Meeting Type: Annual
Meeting Date: 18-Dec-2013
Ticker: AZO
ISIN: US0533321024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS H. BROOKS Mgmt No vote
1B. ELECTION OF DIRECTOR: LINDA A. GOODSPEED Mgmt No vote
1C. ELECTION OF DIRECTOR: SUE E. GOVE Mgmt No vote
1D. ELECTION OF DIRECTOR: EARL G. GRAVES, JR. Mgmt No vote
1E. ELECTION OF DIRECTOR: ENDERSON GUIMARAES Mgmt No vote
1F. ELECTION OF DIRECTOR: J.R. HYDE, III Mgmt No vote
1G. ELECTION OF DIRECTOR: D. BRYAN JORDAN Mgmt No vote
1H. ELECTION OF DIRECTOR: W. ANDREW MCKENNA Mgmt No vote
1I. ELECTION OF DIRECTOR: GEORGE R. MRKONIC, Mgmt No vote
JR.
1J. ELECTION OF DIRECTOR: LUIS P. NIETO Mgmt No vote
1K. ELECTION OF DIRECTOR: WILLIAM C. RHODES, Mgmt No vote
III
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt No vote
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2014 FISCAL YEAR.
3. APPROVAL OF ADVISORY PROPOSAL ON EXECUTIVE Mgmt No vote
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AVON PRODUCTS, INC. Agenda Number: 933945884
--------------------------------------------------------------------------------------------------------------------------
Security: 054303102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: AVP
ISIN: US0543031027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DOUGLAS R. CONANT Mgmt For For
W. DON CORNWELL Mgmt Withheld Against
V. ANN HAILEY Mgmt Withheld Against
NANCY KILLEFER Mgmt For For
MARIA ELENA LAGOMASINO Mgmt Withheld Against
SARA MATHEW Mgmt For For
SHERI MCCOY Mgmt For For
CHARLES H. NOSKI Mgmt For For
GARY M. RODKIN Mgmt Withheld Against
PAULA STERN Mgmt Withheld Against
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. SHAREHOLDER PROPOSAL REGARDING PROHIBITION Shr For Against
OF ACCELERATED VESTING OF EQUITY AWARDS
UPON A CHANGE OF CONTROL.
5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
SUBSTITUTING SAFER ALTERNATIVES IN PERSONAL
CARE PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
CONCHO RESOURCES INC Agenda Number: 933992388
--------------------------------------------------------------------------------------------------------------------------
Security: 20605P101
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: CXO
ISIN: US20605P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TIMOTHY A. LEACH Mgmt For For
WILLIAM H. EASTER III Mgmt For For
JOHN P. SURMA Mgmt For For
2. TO RATIFY THE SELECTION OF GRANT THORNTON Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER Mgmt For For
COMPENSATION ("SAY-ON-PAY").
--------------------------------------------------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP Agenda Number: 933981513
--------------------------------------------------------------------------------------------------------------------------
Security: 228227104
Meeting Type: Annual
Meeting Date: 30-May-2014
Ticker: CCI
ISIN: US2282271046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: P. ROBERT BARTOLO Mgmt For For
1B. ELECTION OF DIRECTOR: DALE N. HATFIELD Mgmt For For
1C. ELECTION OF DIRECTOR: LEE W. HOGAN Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT F. MCKENZIE Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR 2014.
3. THE NON-BINDING, ADVISORY VOTE REGARDING Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CVS CAREMARK CORPORATION Agenda Number: 933947953
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: C. DAVID BROWN II Mgmt For For
1.2 ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE Mgmt For For
1.3 ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1.4 ELECTION OF DIRECTOR: ANNE M. FINUCANE Mgmt For For
1.5 ELECTION OF DIRECTOR: LARRY J. MERLO Mgmt For For
1.6 ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Mgmt For For
1.7 ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For
1.8 ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
1.9 ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
2 PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2014.
3 SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda Number: 933967513
--------------------------------------------------------------------------------------------------------------------------
Security: 235851102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: DHR
ISIN: US2358511028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: H. LAWRENCE CULP, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: DONALD J. EHRLICH Mgmt For For
1C. ELECTION OF DIRECTOR: LINDA HEFNER FILLER Mgmt For For
1D. ELECTION OF DIRECTOR: TERI LIST-STOLL Mgmt For For
1E. ELECTION OF DIRECTOR: WALTER G. LOHR, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: MITCHELL P. RALES Mgmt For For
1G. ELECTION OF DIRECTOR: STEVEN M. RALES Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN T. SCHWIETERS Mgmt For For
1I. ELECTION OF DIRECTOR: ALAN G. SPOON Mgmt For For
1J. ELECTION OF DIRECTOR: ELIAS A. ZERHOUNI, Mgmt For For
M.D.
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS DANAHER'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. TO ACT UPON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING THAT DANAHER ISSUE A REPORT
DISCLOSING ITS POLITICAL EXPENDITURE
POLICIES AND DIRECT AND INDIRECT POLITICAL
EXPENDITURES.
5. TO ACT UPON SHAREHOLDER PROPOSAL REQUESTING Shr Against For
THAT DANAHER ADOPT A POLICY REQUIRING THE
CHAIR OF BOARD OF DIRECTORS BE INDEPENDENT.
--------------------------------------------------------------------------------------------------------------------------
DAVITA HEALTHCARE PARTNERS, INC. Agenda Number: 934006671
--------------------------------------------------------------------------------------------------------------------------
Security: 23918K108
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: DVA
ISIN: US23918K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAMELA M. ARWAY Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES G. BERG Mgmt For For
1C. ELECTION OF DIRECTOR: CAROL ANTHONY Mgmt For For
DAVIDSON
1D. ELECTION OF DIRECTOR: PAUL J. DIAZ Mgmt For For
1E. ELECTION OF DIRECTOR: PETER T. GRAUER Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT J. MARGOLIS Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN M. NEHRA Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM L. ROPER Mgmt For For
1I. ELECTION OF DIRECTOR: KENT J. THIRY Mgmt For For
1J. ELECTION OF DIRECTOR: ROGER J. VALINE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
3. TO HOLD AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
4. TO ADOPT AND APPROVE AN AMENDMENT AND Mgmt For For
RESTATEMENT OF OUR 2011 INCENTIVE AWARD
PLAN.
5. TO CONSIDER AND VOTE UPON A STOCKHOLDER Shr Against For
PROPOSAL, IF PROPERLY PRESENTED AT THE
ANNUAL MEETING REGARDING THE BOARD
CHAIRMANSHIP.
--------------------------------------------------------------------------------------------------------------------------
DELPHI AUTOMOTIVE PLC Agenda Number: 933924498
--------------------------------------------------------------------------------------------------------------------------
Security: G27823106
Meeting Type: Annual
Meeting Date: 03-Apr-2014
Ticker: DLPH
ISIN: JE00B783TY65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: GARY L. COWGER Mgmt For For
2. ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Mgmt For For
3. ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt For For
4. ELECTION OF DIRECTOR: RAJIV L. GUPTA Mgmt For For
5. ELECTION OF DIRECTOR: JOHN A. KROL Mgmt For For
6. ELECTION OF DIRECTOR: J. RANDALL MACDONALD Mgmt For For
7. ELECTION OF DIRECTOR: SEAN O. MAHONEY Mgmt For For
8. ELECTION OF DIRECTOR: RODNEY O'NEAL Mgmt For For
9. ELECTION OF DIRECTOR: THOMAS W. SIDLIK Mgmt For For
10. ELECTION OF DIRECTOR: BERND WIEDEMANN Mgmt For For
11. ELECTION OF DIRECTOR: LAWRENCE A. ZIMMERMAN Mgmt For For
12. PROPOSAL TO RE-APPOINT AUDITORS, RATIFY Mgmt For For
INDEPENDENT PUBLIC ACCOUNTING FIRM AND
AUTHORIZE THE DIRECTORS TO DETERMINE THE
FEES PAID TO THE AUDITORS.
13. SAY ON PAY - TO APPROVE, BY ADVISORY VOTE, Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DENTSPLY INTERNATIONAL INC. Agenda Number: 933958641
--------------------------------------------------------------------------------------------------------------------------
Security: 249030107
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: XRAY
ISIN: US2490301072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL C. ALFANO Mgmt For For
1B. ELECTION OF DIRECTOR: ERIC K. BRANDT Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM F. HECHT Mgmt For For
1D. ELECTION OF DIRECTOR: FRANCIS J. LUNGER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP, INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, TO AUDIT
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE BY ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
DOLLAR TREE, INC. Agenda Number: 934024059
--------------------------------------------------------------------------------------------------------------------------
Security: 256746108
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: DLTR
ISIN: US2567461080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ARNOLD S. BARRON Mgmt For For
MACON F. BROCK, JR. Mgmt For For
MARY ANNE CITRINO Mgmt For For
H. RAY COMPTON Mgmt For For
CONRAD M. HALL Mgmt For For
LEMUEL E. LEWIS Mgmt For For
J. DOUGLAS PERRY Mgmt For For
BOB SASSER Mgmt For For
THOMAS A. SAUNDERS III Mgmt For For
THOMAS E. WHIDDON Mgmt For For
CARL P. ZEITHAML Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
3. TO RATIFY THE SELECTION OF KPMG AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
4. SHAREHOLDER PROPOSAL TO IMPLEMENT A Shr For Against
MAJORITY VOTE STANDARD IN UNCONTESTED
DIRECTOR ELECTIONS
--------------------------------------------------------------------------------------------------------------------------
EDISON INTERNATIONAL Agenda Number: 933932370
--------------------------------------------------------------------------------------------------------------------------
Security: 281020107
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: EIX
ISIN: US2810201077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAGJEET S. BINDRA Mgmt For For
1B. ELECTION OF DIRECTOR: VANESSA C.L. CHANG Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCE A. CORDOVA Mgmt Abstain Against
1D. ELECTION OF DIRECTOR: THEODORE F. CRAVER, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: BRADFORD M. FREEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: LUIS G. NOGALES Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD T. Mgmt For For
SCHLOSBERG, III
1H. ELECTION OF DIRECTOR: LINDA G. STUNTZ Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS C. SUTTON Mgmt For For
1J. ELECTION OF DIRECTOR: ELLEN O. TAUSCHER Mgmt For For
1K. ELECTION OF DIRECTOR: PETER J. TAYLOR Mgmt For For
1L. ELECTION OF DIRECTOR: BRETT WHITE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN
--------------------------------------------------------------------------------------------------------------------------
ENTERGY CORPORATION Agenda Number: 933938358
--------------------------------------------------------------------------------------------------------------------------
Security: 29364G103
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: ETR
ISIN: US29364G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: M.S. BATEMAN Mgmt For For
1B. ELECTION OF DIRECTOR: L.P. DENAULT Mgmt For For
1C. ELECTION OF DIRECTOR: K.H. DONALD Mgmt For For
1D. ELECTION OF DIRECTOR: G.W. EDWARDS Mgmt For For
1E. ELECTION OF DIRECTOR: A.M. HERMAN Mgmt For For
1F. ELECTION OF DIRECTOR: D.C. HINTZ Mgmt For For
1G. ELECTION OF DIRECTOR: S.L. LEVENICK Mgmt For For
1H. ELECTION OF DIRECTOR: B.L. LINCOLN Mgmt For For
1I. ELECTION OF DIRECTOR: S.C. MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: W.J. TAUZIN Mgmt For For
1K. ELECTION OF DIRECTOR: S.V. WILKINSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING Shr Against For
DECOMMISSIONING OF INDIAN POINT NUCLEAR
REACTORS.
5. SHAREHOLDER PROPOSAL REGARDING REPORTING ON Shr Against For
NUCLEAR SAFETY.
--------------------------------------------------------------------------------------------------------------------------
FISERV, INC. Agenda Number: 933989797
--------------------------------------------------------------------------------------------------------------------------
Security: 337738108
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: FISV
ISIN: US3377381088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTOPHER M. FLINK Mgmt For For
DENNIS F. LYNCH Mgmt For For
DENIS J. O'LEARY Mgmt For For
GLENN M. RENWICK Mgmt For For
KIM M. ROBAK Mgmt For For
DOYLE R. SIMONS Mgmt For For
THOMAS C. WERTHEIMER Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF FISERV, INC.
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF FISERV, INC. FOR
2014.
4. A SHAREHOLDER PROPOSAL RELATING TO Shr Against For
CONFIDENTIAL VOTING.
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933948359
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt Withheld Against
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. THE APPROVAL OF 2013 COMPENSATION AWARDED Mgmt For For
TO NAMED EXECUTIVE OFFICERS.
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr For Against
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING Shr Against For
REPORT, IF PROPERLY PRESENTED AT THE
MEETING.
6. A STOCKHOLDER PROPOSAL REGARDING THE Shr For Against
ADOPTION OF A MAJORITY VOTE STANDARD FOR
THE ELECTION OF DIRECTORS, IF PROPERLY
PRESENTED AT THE MEETING.
7. A STOCKHOLDER PROPOSAL REGARDING TAX POLICY Shr Against For
PRINCIPLES, IF PROPERLY PRESENTED AT THE
MEETING.
8. A STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT CHAIRMAN OF THE BOARD POLICY,
IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
HENRY SCHEIN, INC. Agenda Number: 933983315
--------------------------------------------------------------------------------------------------------------------------
Security: 806407102
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: HSIC
ISIN: US8064071025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STANLEY M. BERGMAN Mgmt For For
GERALD A. BENJAMIN Mgmt For For
JAMES P. BRESLAWSKI Mgmt For For
MARK E. MLOTEK Mgmt For For
STEVEN PALADINO Mgmt For For
BARRY J. ALPERIN Mgmt For For
PAUL BRONS Mgmt For For
DONALD J. KABAT Mgmt For For
PHILIP A. LASKAWY Mgmt For For
KARYN MASHIMA Mgmt For For
NORMAN S. MATTHEWS Mgmt For For
CAROL RAPHAEL Mgmt For For
E.D. REKOW, DDS, PHD Mgmt For For
BRADLEY T. SHEARES, PHD Mgmt For For
LOUIS W. SULLIVAN, MD Mgmt For For
2. PROPOSAL TO APPROVE, BY NON-BINDING VOTE, Mgmt For For
THE 2013 COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. PROPOSAL TO RATIFY THE SELECTION OF BDO Mgmt For For
USA, LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 27, 2014.
--------------------------------------------------------------------------------------------------------------------------
HUMANA INC. Agenda Number: 933930528
--------------------------------------------------------------------------------------------------------------------------
Security: 444859102
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: HUM
ISIN: US4448591028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KURT J. HILZINGER Mgmt For For
1B. ELECTION OF DIRECTOR: BRUCE D. BROUSSARD Mgmt For For
1C. ELECTION OF DIRECTOR: FRANK A. D'AMELIO Mgmt For For
1D. ELECTION OF DIRECTOR: W. ROY DUNBAR Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID A. JONES, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM J. MCDONALD Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM E. MITCHELL Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID B. NASH, M.D. Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES J. O'BRIEN Mgmt For For
1J. ELECTION OF DIRECTOR: MARISSA T. PETERSON Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. THE APPROVAL OF THE COMPENSATION OF THE Mgmt For For
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THE 2014 PROXY STATEMENT.
4. STOCKHOLDER PROPOSAL ON POLITICAL Shr Against For
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 933935237
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt Against Against
1B. ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For
1C. ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For
1D. ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For For
1E. ELECTION OF DIRECTOR: D.N. FARR Mgmt For For
1F. ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For
1G. ELECTION OF DIRECTOR: A.N. LIVERIS Mgmt For For
1H. ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For
1J. ELECTION OF DIRECTOR: V.M. ROMETTY Mgmt For For
1K. ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For
1L. ELECTION OF DIRECTOR: S. TAUREL Mgmt For For
1M. ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71)
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(PAGE 72)
4. APPROVAL OF LONG-TERM INCENTIVE PERFORMANCE Mgmt For For
TERMS FOR CERTAIN EXECUTIVES PURSUANT TO
SECTION 162(M) OF THE INTERNAL REVENUE CODE
(PAGE 73)
5. ADOPTION OF THE IBM 2014 EMPLOYEES STOCK Mgmt For For
PURCHASE PLAN (PAGE 76)
6. STOCKHOLDER PROPOSAL FOR DISCLOSURE OF Shr Against For
LOBBYING POLICIES AND PRACTICES (PAGE 78)
7. STOCKHOLDER PROPOSAL ON THE RIGHT TO ACT BY Shr Against For
WRITTEN CONSENT (PAGE 79)
8. STOCKHOLDER PROPOSAL TO LIMIT ACCELERATED Shr Against For
EXECUTIVE PAY (PAGE 80)
--------------------------------------------------------------------------------------------------------------------------
INVESCO LTD Agenda Number: 933956584
--------------------------------------------------------------------------------------------------------------------------
Security: G491BT108
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: IVZ
ISIN: BMG491BT1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AMENDMENT OF AMENDED AND RESTATED BYE-LAWS Mgmt For For
TO DECLASSIFY OUR BOARD OF DIRECTORS
2.1 ELECTION OF DIRECTOR: DENNIS KESSLER Mgmt For For
2.2 ELECTION OF DIRECTOR: G. RICHARD WAGONER, Mgmt For For
JR.
3. ADVISORY VOTE TO APPROVE 2013 EXECUTIVE Mgmt For For
COMPENSATION
4. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
IRON MOUNTAIN INCORPORATED Agenda Number: 933975534
--------------------------------------------------------------------------------------------------------------------------
Security: 462846106
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: IRM
ISIN: US4628461067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TED R. ANTENUCCI Mgmt For For
1B. ELECTION OF DIRECTOR: PAMELA M. ARWAY Mgmt For For
1C. ELECTION OF DIRECTOR: CLARKE H. BAILEY Mgmt For For
1D. ELECTION OF DIRECTOR: KENT P. DAUTEN Mgmt For For
1E. ELECTION OF DIRECTOR: PAUL F. DENINGER Mgmt For For
1F. ELECTION OF DIRECTOR: PER-KRISTIAN Mgmt For For
HALVORSEN
1G. ELECTION OF DIRECTOR: MICHAEL W. LAMACH Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM L. MEANEY Mgmt For For
1I. ELECTION OF DIRECTOR: WALTER C. RAKOWICH Mgmt For For
1J. ELECTION OF DIRECTOR: VINCENT J. RYAN Mgmt Against Against
1K. ELECTION OF DIRECTOR: ALFRED J. VERRECCHIA Mgmt For For
2. THE APPROVAL OF A NON-BINDING, ADVISORY Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
3. THE RATIFICATION OF THE SELECTION BY THE Mgmt For For
AUDIT COMMITTEE OF DELOITTE & TOUCHE LLP AS
IRON MOUNTAIN INCORPORATED'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON CONTROLS, INC. Agenda Number: 933907000
--------------------------------------------------------------------------------------------------------------------------
Security: 478366107
Meeting Type: Annual
Meeting Date: 29-Jan-2014
Ticker: JCI
ISIN: US4783661071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NATALIE A. BLACK Mgmt For For
RAYMOND L. CONNER Mgmt For For
WILLIAM H. LACY Mgmt For For
ALEX A. MOLINAROLI Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR 2014.
3. APPROVE ON AN ADVISORY BASIS NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933970089
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA B. BAMMANN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1C. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL A. NEAL Mgmt For For
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
4. LOBBYING REPORT - REQUIRE ANNUAL REPORT ON Shr Against For
LOBBYING
5. SPECIAL SHAREOWNER MEETINGS - REDUCE Shr Against For
THRESHOLD TO 15% RATHER THAN 20% AND REMOVE
PROCEDURAL PROVISIONS
6. CUMULATIVE VOTING - REQUIRE CUMULATIVE Shr Against For
VOTING FOR DIRECTORS RATHER THAN ONE-SHARE
ONE-VOTE
--------------------------------------------------------------------------------------------------------------------------
L BRANDS, INC. Agenda Number: 933959679
--------------------------------------------------------------------------------------------------------------------------
Security: 501797104
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: LB
ISIN: US5017971046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DONNA A. JAMES Mgmt For For
1.2 ELECTION OF DIRECTOR: JEFFREY H. MIRO Mgmt For For
1.3 ELECTION OF DIRECTOR: MICHAEL G. MORRIS Mgmt For For
1.4 ELECTION OF DIRECTOR: RAYMOND ZIMMERMAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER Shr Against For
ACTION BY WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
LIBERTY GLOBAL PLC. Agenda Number: 934017155
--------------------------------------------------------------------------------------------------------------------------
Security: G5480U104
Meeting Type: Annual
Meeting Date: 26-Jun-2014
Ticker: LBTYA
ISIN: GB00B8W67662
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ELECT MIRANDA CURTIS AS A DIRECTOR OF Mgmt Against Against
LIBERTY GLOBAL FOR A TERM EXPIRING AT THE
ANNUAL GENERAL MEETING TO BE HELD IN 2017.
2. TO ELECT JOHN W. DICK AS A DIRECTOR OF Mgmt For For
LIBERTY GLOBAL FOR A TERM EXPIRING AT THE
ANNUAL GENERAL MEETING TO BE HELD IN 2017.
3. TO ELECT J.C. SPARKMAN AS A DIRECTOR OF Mgmt For For
LIBERTY GLOBAL FOR A TERM EXPIRING AT THE
ANNUAL GENERAL MEETING TO BE HELD IN 2017.
4. TO ELECT J. DAVID WARGO AS A DIRECTOR OF Mgmt For For
LIBERTY GLOBAL FOR A TERM EXPIRING AT THE
ANNUAL GENERAL MEETING TO BE HELD IN 2017.
5. TO APPROVE THE DIRECTORS' COMPENSATION Mgmt Against Against
POLICY CONTAINED IN APPENDIX A OF LIBERTY
GLOBAL'S PROXY STATEMENT FOR THE 2014
ANNUAL GENERAL MEETING OF SHAREHOLDERS (IN
ACCORDANCE WITH REQUIREMENTS APPLICABLE TO
UNITED KINGDOM (U.K.) COMPANIES) TO BE
EFFECTIVE AS OF THE DATE OF THE 2014 ANNUAL
GENERAL MEETING OF SHAREHOLDERS.
6. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN LIBERTY GLOBAL'S
PROXY STATEMENT FOR THE 2014 ANNUAL GENERAL
MEETING OF SHAREHOLDERS PURSUANT TO THE
COMPENSATION DISCLOSURE RULES OF THE
SECURITIES AND EXCHANGE COMMISSION,
INCLUDING THE COMPENSATION DISCUSSION AND
ANALYSIS SECTION, THE SUMMARY COMPENSATION
TABLE AND OTHER RELATED TABLES AND
DISCLOSURE.
7. THE OPTION OF ONCE EVERY ONE YEAR, TWO Mgmt 1 Year Against
YEARS, OR THREE YEARS THAT RECEIVES A
MAJORITY OF THE AFFIRMATIVE VOTES CAST FOR
THIS RESOLUTION WILL BE DETERMINED TO BE
THE FREQUENCY FOR THE ADVISORY VOTE ON THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED PURSUANT TO THE
SECURITIES AND EXCHANGE COMMISSION'S
COMPENSATION DISCLOSURE RULES.
8. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
ANNUAL REPORT ON THE IMPLEMENTATION OF THE
DIRECTORS' COMPENSATION POLICY FOR THE YEAR
ENDED DECEMBER 31, 2013, CONTAINED IN
APPENDIX A OF THE PROXY STATEMENT (IN
ACCORDANCE WITH REQUIREMENTS APPLICABLE TO
U.K. COMPANIES).
9. TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
(U.S.) AS LIBERTY GLOBAL'S INDEPENDENT
AUDITOR FOR THE YEAR ENDING DECEMBER 31,
2014.
10. TO APPOINT KPMG LLP (U.K.) AS LIBERTY Mgmt For For
GLOBAL'S U.K. STATUTORY AUDITOR UNDER THE
U.K. COMPANIES ACT 2006 (TO HOLD OFFICE
UNTIL THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING AT WHICH ACCOUNTS ARE LAID
BEFORE LIBERTY GLOBAL).
11. TO AUTHORIZE THE AUDIT COMMITTEE OF LIBERTY Mgmt For For
GLOBAL'S BOARD OF DIRECTORS TO DETERMINE
THE U.K. STATUTORY AUDITOR'S COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 933978059
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 30-May-2014
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAUL ALVAREZ Mgmt For For
DAVID W. BERNAUER Mgmt For For
LEONARD L. BERRY Mgmt For For
ANGELA F. BRALY Mgmt For For
RICHARD W. DREILING Mgmt For For
DAWN E. HUDSON Mgmt For For
ROBERT L. JOHNSON Mgmt For For
MARSHALL O. LARSEN Mgmt For For
RICHARD K. LOCHRIDGE Mgmt For For
ROBERT A. NIBLOCK Mgmt For For
ERIC C. WISEMAN Mgmt For For
2. APPROVAL OF THE COMPANY'S AMENDED AND Mgmt For For
RESTATED 2006 LONG TERM INCENTIVE PLAN.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2014.
5. SHAREHOLDER PROPOSAL REGARDING REPORT ON Shr Against For
IMPACT OF SUSTAINABILITY POLICY.
--------------------------------------------------------------------------------------------------------------------------
M&T BANK CORPORATION Agenda Number: 933931479
--------------------------------------------------------------------------------------------------------------------------
Security: 55261F104
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: MTB
ISIN: US55261F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRENT D. BAIRD Mgmt For For
C. ANGELA BONTEMPO Mgmt For For
ROBERT T. BRADY Mgmt For For
T.J. CUNNINGHAM III Mgmt For For
MARK J. CZARNECKI Mgmt For For
GARY N. GEISEL Mgmt Withheld Against
JOHN D. HAWKE, JR. Mgmt For For
PATRICK W.E. HODGSON Mgmt For For
RICHARD G. KING Mgmt For For
JORGE G. PEREIRA Mgmt For For
MELINDA R. RICH Mgmt For For
ROBERT E. SADLER, JR. Mgmt For For
HERBERT L. WASHINGTON Mgmt For For
ROBERT G. WILMERS Mgmt For For
2. TO APPROVE THE COMPENSATION OF M&T BANK Mgmt For For
CORPORATION'S NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF M&T BANK CORPORATION FOR THE YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC. Agenda Number: 933954629
--------------------------------------------------------------------------------------------------------------------------
Security: 571748102
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: MMC
ISIN: US5717481023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: OSCAR FANJUL Mgmt For For
1B. ELECTION OF DIRECTOR: DANIEL S. GLASER Mgmt For For
1C. ELECTION OF DIRECTOR: H. EDWARD HANWAY Mgmt For For
1D. ELECTION OF DIRECTOR: LORD LANG OF MONKTON Mgmt For For
1E. ELECTION OF DIRECTOR: ELAINE LA ROCHE Mgmt For For
1F. ELECTION OF DIRECTOR: STEVEN A. MILLS Mgmt For For
1G. ELECTION OF DIRECTOR: BRUCE P. NOLOP Mgmt For For
1H. ELECTION OF DIRECTOR: MARC D. OKEN Mgmt For For
1I. ELECTION OF DIRECTOR: MORTON O. SCHAPIRO Mgmt For For
1J. ELECTION OF DIRECTOR: ADELE SIMMONS Mgmt For For
1K. ELECTION OF DIRECTOR: LLOYD M. YATES Mgmt For For
1L. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. ADVISORY (NONBINDING) VOTE TO APPROVE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION
3. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC. Agenda Number: 933952360
--------------------------------------------------------------------------------------------------------------------------
Security: 609207105
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: MDLZ
ISIN: US6092071058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1B. ELECTION OF DIRECTOR: LEWIS W.K. BOOTH Mgmt For For
1C. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1D. ELECTION OF DIRECTOR: MARK D. KETCHUM Mgmt For For
1E. ELECTION OF DIRECTOR: JORGE S. MESQUITA Mgmt For For
1F. ELECTION OF DIRECTOR: NELSON PELTZ Mgmt For For
1G. ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt For For
1H. ELECTION OF DIRECTOR: IRENE B. ROSENFELD Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICK T. SIEWERT Mgmt For For
1J. ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For
1K. ELECTION OF DIRECTOR: RATAN N. TATA Mgmt For For
1L. ELECTION OF DIRECTOR: JEAN-FRANCOIS M.L. Mgmt For For
VAN BOXMEER
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. APPROVE MONDELEZ INTERNATIONAL, INC. Mgmt For For
AMENDED AND RESTATED 2005 PERFORMANCE
INCENTIVE PLAN
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR ENDING DECEMBER
31, 2014
5. SHAREHOLDER PROPOSAL: REPORT ON PACKAGING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY Agenda Number: 705020763
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 10-Apr-2014
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 Approval of the Annual Report, the Mgmt For For
financial statements of Nestle S.A. and the
consolidated financial statements of the
Nestle Group for 2013
1.2 Acceptance of the Compensation Report 2013 Mgmt For For
(advisory vote)
2 Release of the members of the Board of Mgmt For For
Directors and of the Management
3 Appropriation of profits resulting from the Mgmt For For
balance sheet of Nestle S.A. (proposed
dividend) for the financial year 2013
4 Revision of the Articles of Association. Mgmt For For
Adaptation to new Swiss Company Law
5.1.1 Re-election to the Board of Directors: Mr Mgmt For For
Peter Brabeck-Letmathe
5.1.2 Re-election to the Board of Directors: Mr Mgmt For For
Paul Bulcke
5.1.3 Re-election to the Board of Directors: Mr Mgmt For For
Andreas Koopmann
5.1.4 Re-election to the Board of Directors: Mr Mgmt For For
Rolf Hanggi
5.1.5 Re-election to the Board of Directors: Mr Mgmt For For
Beat Hess
5.1.6 Re-election to the Board of Directors: Mr Mgmt For For
Daniel Borel
5.1.7 Re-election to the Board of Directors: Mr Mgmt For For
Steven G. Hoch
5.1.8 Re-election to the Board of Directors: Ms Mgmt For For
Naina Lal Kidwai
5.1.9 Re-election to the Board of Directors: Ms Mgmt For For
Titia de Lange
5.110 Re-election to the Board of Directors: Mr Mgmt For For
Jean-Pierre Roth
5.111 Re-election to the Board of Directors: Ms Mgmt For For
Ann M. Veneman
5.112 Re-election to the Board of Directors: Mr Mgmt For For
Henri de Castries
5.113 Re-election to the Board of Directors: Ms Mgmt For For
Eva Cheng
5.2 Election of the Chairman of the Board of Mgmt For For
Directors: Mr Peter Brabeck-Letmathe
5.3.1 Election of the member of the Compensation Mgmt For For
Committee: Mr Beat Hess
5.3.2 Election of the member of the Compensation Mgmt For For
Committee: Mr Daniel Borel
5.3.3 Election of the member of the Compensation Mgmt For For
Committee: Mr Andreas Koopmann
5.3.4 Election of the member of the Compensation Mgmt For For
Committee: Mr Jean-Pierre Roth
5.4 Re-election of the statutory auditors KPMG Mgmt For For
SA, Geneva branch
5.5 Election of the Independent Representative Mgmt For For
Hartmann Dreyer, Attorneys-at-Law
CMMT In the event of a new or modified proposal Non-Voting
by a shareholder during the General
Meeting, I instruct the independent
representative to vote according to the
following instruction: INSTRUCT "FOR" ON
ONE RESOLUTION AMONG 6.1, 6.2 AND 6.3 TO
SHOW WHICH VOTING OPTION YOU CHOOSE IN THE
EVENT OF NEW OR MODIFIED PROPOSALS.
INSTRUCT "CLEAR" ON THE REMAINING TWO
RESOLUTIONS
6.1 Vote in accordance with the proposal of the Mgmt No vote
Board of Directors
6.2 Vote against the proposal of the Board of Shr No vote
Directors
6.3 Abstain Shr For Against
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTOR NV Agenda Number: 933943892
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Special
Meeting Date: 28-Mar-2014
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPOINT MR. E. MEURICE AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM APRIL 1, 2014
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTOR NV Agenda Number: 934014945
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2C. ADOPTION OF THE 2013 FINANCIAL STATEMENTS Mgmt For For
2D. GRANTING DISCHARGE TO THE DIRECTORS FOR Mgmt For For
THEIR MANAGEMENT DURING THE PAST FINANCIAL
YEAR
3A. PROPOSAL TO RE-APPOINT MR. RICHARD L. Mgmt For For
CLEMMER AS EXECUTIVE DIRECTOR OF THE
COMPANY WITH EFFECT FROM MAY 20, 2014
3B. PROPOSAL TO RE-APPOINT SIR PETER BONFIELD Mgmt For For
AS NON-EXECUTIVE DIRECTOR OF THE COMPANY
WITH EFFECT FROM MAY 20, 2014
3C. PROPOSAL TO RE-APPOINT MR. JOHANNES P. HUTH Mgmt For For
AS NON-EXECUTIVE DIRECTOR OF THE COMPANY
WITH EFFECT FROM MAY 20, 2014
3D. PROPOSAL TO RE-APPOINT MR. KENNETH A. Mgmt For For
GOLDMAN AS NON-EXECUTIVE DIRECTOR OF THE
COMPANY WITH EFFECT FROM MAY 20, 2014
3E. PROPOSAL TO RE-APPOINT DR. MARION HELMES AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 20, 2014
3F. PROPOSAL TO RE-APPOINT MR. JOSEPH KAESER AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 20, 2014
3G. PROPOSAL TO RE-APPOINT MR. IAN LORING AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 20, 2014
3H. PROPOSAL TO RE-APPOINT MR. ERIC MEURICE AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 20, 2014
3I. PROPOSAL TO RE-APPOINT MS. JULIE SOUTHERN Mgmt For For
AS NON-EXECUTIVE DIRECTOR OF THE COMPANY
WITH EFFECT FROM MAY 20, 2014
3J. PROPOSAL TO APPOINT DR. RICK TSAI AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM JULY 1, 2014
4. AUTHORISATION TO REPURCHASE SHARES IN THE Mgmt For For
COMPANY'S CAPITAL
5. AUTHORISATION TO CANCEL REPURCHASED SHARES Mgmt For For
IN THE COMPANY'S CAPITAL
--------------------------------------------------------------------------------------------------------------------------
O'REILLY AUTOMOTIVE, INC. Agenda Number: 933940834
--------------------------------------------------------------------------------------------------------------------------
Security: 67103H107
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: ORLY
ISIN: US67103H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID O'REILLY Mgmt For For
1B. ELECTION OF DIRECTOR: LARRY O'REILLY Mgmt For For
1C. ELECTION OF DIRECTOR: ROSALIE O'REILLY Mgmt For For
WOOTEN
1D. ELECTION OF DIRECTOR: JAY D. BURCHFIELD Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS T. HENDRICKSON Mgmt For For
1F. ELECTION OF DIRECTOR: PAUL R. LEDERER Mgmt For For
2. TO AMEND THE RESTATED ARTICLES OF Mgmt For For
INCORPORATION OF THE COMPANY'S SUBSIDIARY
O'REILLY AUTOMOTIVE STORES, INC.
3. ADVISORY VOTE ON APPROVAL OF COMPENSATION Mgmt For For
OF EXECUTIVES.
4. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG, LLP, AS INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
5. SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr Against For
TO RETAIN SIGNIFICANT STOCK".
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933945860
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHONA L. BROWN Mgmt Against Against
1B. ELECTION OF DIRECTOR: GEORGE W. BUCKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: IAN M. COOK Mgmt Against Against
1D. ELECTION OF DIRECTOR: DINA DUBLON Mgmt Against Against
1E. ELECTION OF DIRECTOR: RONA A. FAIRHEAD Mgmt For For
1F. ELECTION OF DIRECTOR: RAY L. HUNT Mgmt Against Against
1G. ELECTION OF DIRECTOR: ALBERTO IBARGUEN Mgmt Against Against
1H. ELECTION OF DIRECTOR: INDRA K. NOOYI Mgmt Against Against
1I. ELECTION OF DIRECTOR: SHARON PERCY Mgmt Against Against
ROCKEFELLER
1J. ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt Against Against
1K. ELECTION OF DIRECTOR: LLOYD G. TROTTER Mgmt Against Against
1L. ELECTION OF DIRECTOR: DANIEL VASELLA Mgmt Against Against
1M. ELECTION OF DIRECTOR: ALBERTO WEISSER Mgmt Against Against
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2014.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS OF THE PEPSICO, INC.
EXECUTIVE INCENTIVE COMPENSATION PLAN.
5. POLICY REGARDING APPROVAL OF POLITICAL Shr Against For
CONTRIBUTIONS.
6. POLICY REGARDING EXECUTIVE RETENTION OF Shr Against For
STOCK.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933933738
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt Against Against
1C. ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1D. ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For
1E. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1G. ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1H. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For
1I. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1J. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1L. ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE Mgmt For For
2. RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
4. APPROVAL OF PFIZER INC. 2014 STOCK PLAN Mgmt For For
5. SHAREHOLDER PROPOSAL REGARDING APPROVAL OF Shr Against For
POLITICAL CONTRIBUTIONS POLICY
6. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
ACTIVITIES
7. SHAREHOLDER PROPOSAL REGARDING ACTION BY Shr Against For
WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
PG&E CORPORATION Agenda Number: 933953805
--------------------------------------------------------------------------------------------------------------------------
Security: 69331C108
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: PCG
ISIN: US69331C1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LEWIS CHEW Mgmt For For
1B. ELECTION OF DIRECTOR: ANTHONY F. EARLEY, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: FRED J. FOWLER Mgmt For For
1D. ELECTION OF DIRECTOR: MARYELLEN C. Mgmt For For
HERRINGER
1E. ELECTION OF DIRECTOR: RICHARD C. KELLY Mgmt For For
1F. ELECTION OF DIRECTOR: ROGER H. KIMMEL Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD A. MESERVE Mgmt For For
1H. ELECTION OF DIRECTOR: FORREST E. MILLER Mgmt For For
1I. ELECTION OF DIRECTOR: ROSENDO G. PARRA Mgmt For For
1J. ELECTION OF DIRECTOR: BARBARA L. RAMBO Mgmt For For
1K. ELECTION OF DIRECTOR: BARRY LAWSON WILLIAMS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
4. APPROVAL OF THE PG&E CORPORATION 2014 Mgmt For For
LONG-TERM INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933946444
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1D. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1E. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For
1F. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For
1G. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt For For
1I. ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
3. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL 1 - LOBBYING Shr Against For
5. SHAREHOLDER PROPOSAL 2 - ANIMAL TESTING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY Agenda Number: 933975990
--------------------------------------------------------------------------------------------------------------------------
Security: 723787107
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: PXD
ISIN: US7237871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: TIMOTHY L. DOVE Mgmt For For
1.2 ELECTION OF DIRECTOR: STACY P. METHVIN Mgmt For For
1.3 ELECTION OF DIRECTOR: CHARLES E. RAMSEY, Mgmt For For
JR.
1.4 ELECTION OF DIRECTOR: FRANK A. RISCH Mgmt For For
1.5 ELECTION OF DIRECTOR: EDISON C. BUCHANAN Mgmt For For
1.6 ELECTION OF DIRECTOR: LARRY R. GRILLOT Mgmt For For
1.7 ELECTION OF DIRECTOR: J. KENNETH THOMPSON Mgmt For For
1.8 ELECTION OF DIRECTOR: JIM A. WATSON Mgmt For For
2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3 ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER Mgmt For For
COMPENSATION
4 REAPPROVAL OF THE SECTION 162(M) MATERIAL Mgmt For For
TERMS UNDER THE 2006 LONG-TERM INCENTIVE
PLAN
--------------------------------------------------------------------------------------------------------------------------
RANGE RESOURCES CORPORATION Agenda Number: 933965456
--------------------------------------------------------------------------------------------------------------------------
Security: 75281A109
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: RRC
ISIN: US75281A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANTHONY V. DUB Mgmt For For
1B. ELECTION OF DIRECTOR: V. RICHARD EALES Mgmt For For
1C. ELECTION OF DIRECTOR: ALLEN FINKELSON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES M. FUNK Mgmt For For
1E. ELECTION OF DIRECTOR: JONATHAN S. LINKER Mgmt For For
1F. ELECTION OF DIRECTOR: MARY RALPH LOWE Mgmt For For
1G. ELECTION OF DIRECTOR: KEVIN S. MCCARTHY Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN H. PINKERTON Mgmt For For
1I. ELECTION OF DIRECTOR: JEFFREY L. VENTURA Mgmt For For
2. A PROPOSAL TO APPROVE THE COMPENSATION Mgmt For For
PHILOSOPHY, POLICIES AND PROCEDURES
DESCRIBED IN THE COMPENSATION DISCUSSION
AND ANALYSIS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM AS OF AND FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
4. STOCKHOLDER PROPOSAL - A PROPOSAL Shr Against For
REQUESTING A REPORT REGARDING FUGITIVE
METHANE EMISSIONS.
--------------------------------------------------------------------------------------------------------------------------
ROPER INDUSTRIES, INC. Agenda Number: 933995459
--------------------------------------------------------------------------------------------------------------------------
Security: 776696106
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: ROP
ISIN: US7766961061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD F. WALLMAN Mgmt For For
CHRISTOPHER WRIGHT Mgmt For For
2. TO CONSIDER, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, A RESOLUTION APPROVING THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED ACCOUNTING FIRM OF
THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
SBA COMMUNICATIONS CORPORATION Agenda Number: 933950378
--------------------------------------------------------------------------------------------------------------------------
Security: 78388J106
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: SBAC
ISIN: US78388J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR FOR A THREE-YEAR TERM: Mgmt For For
STEVEN E. BERNSTEIN
1.2 ELECTION OF DIRECTOR FOR A THREE-YEAR TERM: Mgmt For For
DUNCAN H. COCROFT
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS SBA'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL
YEAR.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF SBA'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC. Agenda Number: 933983199
--------------------------------------------------------------------------------------------------------------------------
Security: 828806109
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: SPG
ISIN: US8288061091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MELVYN E. BERGSTEIN Mgmt For For
1.2 ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Mgmt For For
1.3 ELECTION OF DIRECTOR: KAREN N. HORN, PH.D. Mgmt For For
1.4 ELECTION OF DIRECTOR: ALLAN HUBBARD Mgmt For For
1.5 ELECTION OF DIRECTOR: REUBEN S. LEIBOWITZ Mgmt For For
1.6 ELECTION OF DIRECTOR: DANIEL C. SMITH, Mgmt For For
PH.D.
1.7 ELECTION OF DIRECTOR: J. ALBERT SMITH, JR. Mgmt For For
2. ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION AND APPROVAL OF THE AMENDED Mgmt For For
AND RESTATED 1998 STOCK INCENTIVE PLAN.
4. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 933965468
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: J. ALMEIDA Mgmt For For
1B. ELECTION OF DIRECTOR: K. BURNES Mgmt For For
1C. ELECTION OF DIRECTOR: P. COYM Mgmt For For
1D. ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN Mgmt For For
1E. ELECTION OF DIRECTOR: A. FAWCETT Mgmt For For
1F. ELECTION OF DIRECTOR: L. HILL Mgmt For For
1G. ELECTION OF DIRECTOR: J. HOOLEY Mgmt For For
1H. ELECTION OF DIRECTOR: R. KAPLAN Mgmt For For
1I. ELECTION OF DIRECTOR: R. SERGEL Mgmt For For
1J. ELECTION OF DIRECTOR: R. SKATES Mgmt For For
1K. ELECTION OF DIRECTOR: G. SUMME Mgmt For For
1L. ELECTION OF DIRECTOR: T. WILSON Mgmt For For
2. TO APPROVE AN ADVISORY PROPOSAL ON Mgmt For For
EXECUTIVE COMPENSATION
3. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS STATE STREET'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014
--------------------------------------------------------------------------------------------------------------------------
TD AMERITRADE HOLDING CORPORATION Agenda Number: 933913344
--------------------------------------------------------------------------------------------------------------------------
Security: 87236Y108
Meeting Type: Annual
Meeting Date: 12-Feb-2014
Ticker: AMTD
ISIN: US87236Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAN W. COOK III Mgmt For For
JOSEPH H. MOGLIA Mgmt For For
WILBUR J. PREZZANO Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING SEPTEMBER 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY LTD Agenda Number: 933924804
--------------------------------------------------------------------------------------------------------------------------
Security: H84989104
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: TEL
ISIN: CH0102993182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PIERRE R. BRONDEAU Mgmt For For
1B. ELECTION OF DIRECTOR: JUERGEN W. GROMER Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM A. JEFFREY Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS J. LYNCH Mgmt For For
1E. ELECTION OF DIRECTOR: YONG NAM Mgmt For For
1F. ELECTION OF DIRECTOR: DANIEL J. PHELAN Mgmt For For
1G. ELECTION OF DIRECTOR: FREDERIC M. POSES Mgmt For For
1H. ELECTION OF DIRECTOR: LAWRENCE S. SMITH Mgmt For For
1I. ELECTION OF DIRECTOR: PAULA A. SNEED Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN C. VAN SCOTER Mgmt For For
1L. ELECTION OF DIRECTOR: LAURA H. WRIGHT Mgmt For For
2. TO ELECT THOMAS J. LYNCH AS THE CHAIRMAN OF Mgmt For For
THE BOARD OF DIRECTORS
3A. TO ELECT THE INDIVIDUAL MEMBER OF THE Mgmt For For
MANAGEMENT DEVELOPMENT & COMPENSATION
COMMITTEE: DANIEL J. PHELAN
3B. TO ELECT THE INDIVIDUAL MEMBER OF THE Mgmt For For
MANAGEMENT DEVELOPMENT & COMPENSATION
COMMITTEE: PAULA A. SNEED
3C. TO ELECT THE INDIVIDUAL MEMBER OF THE Mgmt For For
MANAGEMENT DEVELOPMENT & COMPENSATION
COMMITTEE: DAVID P. STEINER
4. TO ELECT DR. JVO GRUNDLER, OF ERNST & YOUNG Mgmt For For
LTD., OR ANOTHER INDIVIDUAL REPRESENTATIVE
OF ERNST & YOUNG LTD. IF DR. GRUNDLER IS
UNABLE TO SERVE AT THE MEETING, AS THE
INDEPENDENT PROXY
5.1 TO APPROVE THE 2013 ANNUAL REPORT OF TE Mgmt For For
CONNECTIVITY LTD. (EXCLUDING THE STATUTORY
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED SEPTEMBER 27, 2013 AND THE
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
FISCAL YEAR ENDED SEPTEMBER 27, 2013)
5.2 TO APPROVE THE STATUTORY FINANCIAL Mgmt For For
STATEMENTS OF TE CONNECTIVITY LTD. FOR THE
FISCAL YEAR ENDED SEPTEMBER 27, 2013
5.3 TO APPROVE THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS OF TE CONNECTIVITY LTD. FOR THE
FISCAL YEAR ENDED SEPTEMBER 27, 2013
6. TO RELEASE THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND EXECUTIVE OFFICERS OF TE
CONNECTIVITY FOR ACTIVITIES DURING THE
FISCAL YEAR ENDED SEPTEMBER 27, 2013
7.1 TO ELECT DELOITTE & TOUCHE LLP AS TE Mgmt For For
CONNECTIVITY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014
7.2 TO ELECT DELOITTE AG, ZURICH, SWITZERLAND, Mgmt For For
AS TE CONNECTIVITY'S SWISS REGISTERED
AUDITOR UNTIL THE NEXT ANNUAL GENERAL
MEETING OF TE CONNECTIVITY
7.3 TO ELECT PRICEWATERHOUSECOOPERS AG, ZURICH, Mgmt For For
SWITZERLAND, AS TE CONNECTIVITY'S SPECIAL
AUDITOR UNTIL THE NEXT ANNUAL GENERAL
MEETING OF TE CONNECTIVITY
8. AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
9. TO APPROVE THE APPROPRIATION OF AVAILABLE Mgmt For For
EARNINGS FOR FISCAL YEAR 2013
10. TO APPROVE A DIVIDEND PAYMENT TO Mgmt For For
SHAREHOLDERS IN A SWISS FRANC AMOUNT EQUAL
TO US 1.16 PER ISSUED SHARE TO BE PAID IN
FOUR EQUAL QUARTERLY INSTALLMENTS OF US
0.29 STARTING WITH THE THIRD FISCAL QUARTER
OF 2014 AND ENDING IN THE SECOND FISCAL
QUARTER OF 2015 PURSUANT TO THE TERMS OF
THE DIVIDEND RESOLUTION
11. TO APPROVE AN AUTHORIZATION RELATING TO TE Mgmt For For
CONNECTIVITY'S SHARE REPURCHASE PROGRAM
12. TO APPROVE A REDUCTION OF SHARE CAPITAL FOR Mgmt For For
SHARES ACQUIRED UNDER TE CONNECTIVITY'S
SHARE REPURCHASE PROGRAM AND RELATED
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
13. TO APPROVE ANY ADJOURNMENTS OR Mgmt Against Against
POSTPONEMENTS OF THE ANNUAL GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 933927103
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R.W. BABB, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: M.A. BLINN Mgmt For For
1C. ELECTION OF DIRECTOR: D.A. CARP Mgmt For For
1D. ELECTION OF DIRECTOR: C.S. COX Mgmt For For
1E. ELECTION OF DIRECTOR: R. KIRK Mgmt For For
1F. ELECTION OF DIRECTOR: P.H. PATSLEY Mgmt For For
1G. ELECTION OF DIRECTOR: R.E. SANCHEZ Mgmt For For
1H. ELECTION OF DIRECTOR: W.R. SANDERS Mgmt For For
1I. ELECTION OF DIRECTOR: R.J. SIMMONS Mgmt For For
1J. ELECTION OF DIRECTOR: R.K. TEMPLETON Mgmt For For
1K. ELECTION OF DIRECTOR: C.T. WHITMAN Mgmt For For
2. BOARD PROPOSAL REGARDING ADVISORY APPROVAL Mgmt For For
OF THE COMPANY'S EXECUTIVE COMPENSATION.
3. BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
4. BOARD PROPOSAL TO APPROVE THE TI EMPLOYEES Mgmt For For
2014 STOCK PURCHASE PLAN.
5. BOARD PROPOSAL TO REAPPROVE THE MATERIAL Mgmt For For
TERMS OF THE PERFORMANCE GOALS UNDER THE
TEXAS INSTRUMENTS 2009 LONG-TERM INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 933932368
--------------------------------------------------------------------------------------------------------------------------
Security: 097023105
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: BA
ISIN: US0970231058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For
1B. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: EDMUND P. Mgmt For For
GIAMBASTIANI, JR.
1F. ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Mgmt For For
1G. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1J. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
1K. ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For
2. APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE BOEING COMPANY 2003 INCENTIVE STOCK
PLAN.
4. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2014.
5. REPORT TO DISCLOSE LOBBYING. Shr Against For
6. RIGHT TO ACT BY WRITTEN CONSENT. Shr Against For
7. INDEPENDENT BOARD CHAIRMAN. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 933934576
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD O. BERNDT Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1C. ELECTION OF DIRECTOR: PAUL W. CHELLGREN Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK Mgmt For For
1E. ELECTION OF DIRECTOR: ANDREW T. FELDSTEIN Mgmt For For
1F. ELECTION OF DIRECTOR: KAY COLES JAMES Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt For For
1H. ELECTION OF DIRECTOR: ANTHONY A. MASSARO Mgmt For For
1I. ELECTION OF DIRECTOR: JANE G. PEPPER Mgmt For For
1J. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1K. ELECTION OF DIRECTOR: LORENE K. STEFFES Mgmt For For
1L. ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt For For
1M. ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt For For
1N. ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. Mgmt For For
1O. ELECTION OF DIRECTOR: HELGE H. WEHMEIER Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
PNC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. A SHAREHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON GREENHOUSE GAS EMISSIONS OF BORROWERS
AND EXPOSURE TO CLIMATE CHANGE RISK.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 933918736
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 18-Mar-2014
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C. ELECTION OF DIRECTOR: JACK DORSEY Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For
1E. ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For
1F. ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For
1G. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1I. ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt For For
1J. ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
REGISTERED PUBLIC ACCOUNTANTS FOR 2014.
3. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
5. TO APPROVE THE SHAREHOLDER PROPOSAL Shr For Against
RELATING TO PROXY ACCESS.
6. TO APPROVE THE SHAREHOLDER PROPOSAL Shr For Against
RELATING TO ACCELERATION OF EQUITY AWARDS.
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 933968654
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: TMO
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARC N. CASPER Mgmt For For
1B. ELECTION OF DIRECTOR: NELSON J. CHAI Mgmt For For
1C. ELECTION OF DIRECTOR: C. MARTIN HARRIS Mgmt For For
1D. ELECTION OF DIRECTOR: TYLER JACKS Mgmt For For
1E. ELECTION OF DIRECTOR: JUDY C. LEWENT Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS J. LYNCH Mgmt For For
1G. ELECTION OF DIRECTOR: JIM P. MANZI Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM G. PARRETT Mgmt For For
1I. ELECTION OF DIRECTOR: LARS R. SORENSEN Mgmt For For
1J. ELECTION OF DIRECTOR: SCOTT M. SPERLING Mgmt For For
1K. ELECTION OF DIRECTOR: ELAINE S. ULLIAN Mgmt For For
2. AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT AUDITORS FOR
2014.
--------------------------------------------------------------------------------------------------------------------------
TRW AUTOMOTIVE HOLDINGS CORP. Agenda Number: 933942802
--------------------------------------------------------------------------------------------------------------------------
Security: 87264S106
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: TRW
ISIN: US87264S1069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANCOIS J. CASTAING Mgmt For For
MICHAEL R. GAMBRELL Mgmt For For
DAVID W. MELINE Mgmt For For
2. THE RATIFICATION OF ERNST & YOUNG LLP, AN Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, TO AUDIT THE CONSOLIDATED FINANCIAL
STATEMENTS OF TRW AUTOMOTIVE HOLDINGS CORP.
FOR 2014.
3. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
THE NAMED EXECUTIVE OFFICERS AS DISCLOSED
IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. Agenda Number: 933916491
--------------------------------------------------------------------------------------------------------------------------
Security: H89128104
Meeting Type: Annual
Meeting Date: 05-Mar-2014
Ticker: TYC
ISIN: CH0100383485
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ANNUAL REPORT, THE PARENT Mgmt For For
COMPANY FINANCIAL STATEMENTS OF TYCO
INTERNATIONAL LTD AND THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED SEPTEMBER 27, 2013
2. TO DISCHARGE THE BOARD OF DIRECTORS FROM Mgmt For For
LIABILITY FOR THE FINANCIAL YEAR ENDED
SEPTEMBER 27, 2013
3A. ELECTION OF DIRECTOR: EDWARD D. BREEN Mgmt For For
3B. ELECTION OF DIRECTOR: HERMAN E. BULLS Mgmt For For
3C. ELECTION OF DIRECTOR: MICHAEL E. DANIELS Mgmt For For
3D. ELECTION OF DIRECTOR: FRANK M. DRENDEL Mgmt For For
3E. ELECTION OF DIRECTOR: BRIAN DUPERREAULT Mgmt For For
3F. ELECTION OF DIRECTOR: RAJIV L. GUPTA Mgmt For For
3G. ELECTION OF DIRECTOR: GEORGE OLIVER Mgmt For For
3H. ELECTION OF DIRECTOR: BRENDAN R. O'NEILL Mgmt For For
3I. ELECTION OF DIRECTOR: JURGEN TINGGREN Mgmt For For
3J. ELECTION OF DIRECTOR: SANDRA S. WIJNBERG Mgmt For For
3K. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
4. TO ELECT EDWARD D. BREEN AS CHAIR OF THE Mgmt For For
BOARD OF DIRECTORS
5A. TO ELECT RAJIV L. GUPTA AS MEMBER OF THE Mgmt For For
COMPENSATION AND HUMAN RESOURCES COMMITTEE
5B. TO ELECT SANDRA S. WIJNBERG AS MEMBER OF Mgmt For For
THE COMPENSATION AND HUMAN RESOURCES
COMMITTEE
5C. TO ELECT R. DAVID YOST AS MEMBER OF THE Mgmt For For
COMPENSATION AND HUMAN RESOURCES COMMITTEE
6A. TO ELECT DELOITTE AG (ZURICH) AS STATUTORY Mgmt For For
AUDITORS UNTIL THE NEXT ANNUAL GENERAL
MEETING
6B. TO RATIFY APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR PURPOSES OF UNITED
STATES SECURITIES LAW REPORTING FOR THE
YEAR ENDING SEPTEMBER 26, 2014
6C. TO ELECT PRICEWATERHOUSECOOPERS AG (ZURICH) Mgmt For For
AS SPECIAL AUDITORS UNTIL THE NEXT ANNUAL
GENERAL MEETING
7. TO ELECT BRATSCHI, WIEDERKEHR & BUOB AS THE Mgmt For For
INDEPENDENT PROXY
8. TO APPROVE THE ALLOCATION OF FISCAL YEAR Mgmt For For
2013 RESULTS
9. TO APPROVE THE PAYMENT OF AN ORDINARY CASH Mgmt For For
DIVIDEND IN AN AMOUNT OF UP TO $0.72 PER
SHARE OUT OF TYCO'S CAPITAL CONTRIBUTION
RESERVE IN ITS STATUTORY ACCOUNTS
10. TO CAST A NON-BINDING ADVISORY VOTE TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 933926593
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: Y. MARC BELTON Mgmt For For
1C. ELECTION OF DIRECTOR: VICTORIA BUYNISKI Mgmt For For
GLUCKMAN
1D. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt Against Against
1G. ELECTION OF DIRECTOR: DOREEN WOO HO Mgmt For For
1H. ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Mgmt For For
1J. ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID B. O'MALEY Mgmt For For
1L. ELECTION OF DIRECTOR: O'DELL M. OWENS, Mgmt For For
M.D., M.P.H.
1M. ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Mgmt For For
1N. ELECTION OF DIRECTOR: PATRICK T. STOKES Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT AUDITOR FOR THE 2014
FISCAL YEAR.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR EXECUTIVES DISCLOSED IN THE PROXY
STATEMENT.
4. SHAREHOLDER PROPOSAL: ADOPTION OF A POLICY Shr For Against
REQUIRING THAT THE CHAIRMAN OF THE BOARD BE
AN INDEPENDENT DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 933936378
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LOUIS R. CHENEVERT Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1C. ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For
1F. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1G. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For
1H. ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For
1K. ELECTION OF DIRECTOR: ANDRE VILLENEUVE Mgmt For For
1L. ELECTION OF DIRECTOR: CHRISTINE TODD Mgmt For For
WHITMAN
2. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT AUDITOR FOR 2014
3. APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt For For
2005 LONG-TERM INCENTIVE PLAN, INCLUDING
APPROVAL OF ADDITIONAL SHARES FOR FUTURE
AWARDS
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 933993455
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 02-Jun-2014
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM C. BALLARD, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: EDSON BUENO, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD T. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT J. DARRETTA Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Mgmt For For
1F. ELECTION OF DIRECTOR: MICHELE J. HOOPER Mgmt For For
1G. ELECTION OF DIRECTOR: RODGER A. LAWSON Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS W. Mgmt For For
LEATHERDALE
1I. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
1J. ELECTION OF DIRECTOR: KENNETH I. SHINE, Mgmt For For
M.D.
1K. ELECTION OF DIRECTOR: GAIL R. WILENSKY, Mgmt For For
PH.D.
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2014.
4. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr Against For
PROXY STATEMENT REQUESTING CUMULATIVE
VOTING, IF PROPERLY PRESENTED AT THE 2014
ANNUAL MEETING OF SHAREHOLDERS.
5. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr Against For
PROXY STATEMENT REQUESTING ADDITIONAL
LOBBYING DISCLOSURE, IF PROPERLY PRESENTED
AT THE 2014 ANNUAL MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
XCEL ENERGY INC. Agenda Number: 933960305
--------------------------------------------------------------------------------------------------------------------------
Security: 98389B100
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: XEL
ISIN: US98389B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GAIL KOZIARA Mgmt For For
BOUDREAUX
1B. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1C. ELECTION OF DIRECTOR: BEN FOWKE Mgmt For For
1D. ELECTION OF DIRECTOR: ALBERT F. MORENO Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD T. O'BRIEN Mgmt For For
1F. ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
POLICINSKI
1G. ELECTION OF DIRECTOR: A. PATRICIA SAMPSON Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES J. SHEPPARD Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID A. WESTERLUND Mgmt For For
1J. ELECTION OF DIRECTOR: KIM WILLIAMS Mgmt For For
1K. ELECTION OF DIRECTOR: TIMOTHY V. WOLF Mgmt For For
2. COMPANY PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For
OF DELOITTE & TOUCHE LLP AS XCEL ENERGY
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014
3. COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
BASIS, OUR EXECUTIVE COMPENSATION
4. SHAREHOLDER PROPOSAL ON THE SEPARATION OF Shr Against For
THE ROLE OF THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
--------------------------------------------------------------------------------------------------------------------------
XL GROUP PLC Agenda Number: 933933889
--------------------------------------------------------------------------------------------------------------------------
Security: G98290102
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: XL
ISIN: IE00B5LRLL25
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AMENDMENTS TO OUR ARTICLES OF Mgmt For For
ASSOCIATION TO PROVIDE FOR THE
DECLASSIFICATION OF THE BOARD OF DIRECTORS.
2A. TO ELECT MICHAEL MCGAVICK AS CLASS I Mgmt For For
DIRECTOR TO HOLD OFFICE UNTIL 2015 OR, IF
PROPOSAL 1 IS NOT APPROVED, TO HOLD OFFICE
UNTIL 2017.
2B. TO ELECT ANNE STEVENS AS CLASS I DIRECTOR Mgmt For For
TO HOLD OFFICE UNTIL 2015 OR, IF PROPOSAL 1
IS NOT APPROVED, TO HOLD OFFICE UNTIL 2017.
2C. TO ELECT JOHN M. VEREKER AS CLASS I Mgmt For For
DIRECTOR TO HOLD OFFICE UNTIL 2015 OR, IF
PROPOSAL 1 IS NOT APPROVED, TO HOLD OFFICE
UNTIL 2017.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO ACT AS THE
INDEPENDENT AUDITOR OF XL GROUP PLC FOR THE
YEAR ENDING DECEMBER 31, 2014, AND TO
AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD
OF DIRECTORS TO DETERMINE
PRICEWATERHOUSECOOPERS LLP'S REMUNERATION.
4. TO PROVIDE A NON-BINDING, ADVISORY VOTE Mgmt For For
APPROVING XL GROUP PLC'S EXECUTIVE
COMPENSATION.
5. TO RENEW THE BOARD OF DIRECTORS' AUTHORITY Mgmt For For
TO ISSUE SHARES, WARRANTS AND OPTIONS UNDER
IRISH LAW.
6. TO RENEW THE BOARD OF DIRECTORS' AUTHORITY Mgmt For For
TO ISSUE SHARES FOR CASH WITHOUT FIRST
OFFERING SHARES TO EXISTING SHAREHOLDERS
UNDER IRISH LAW.
7. TO APPROVE AMENDMENTS TO OUR ARTICLES OF Mgmt For For
ASSOCIATION (I) IF PROPOSAL 5 IS APPROVED,
TO REFLECT THE RENEWAL OF AUTHORITY TO
ISSUE SHARES, WARRANTS, CONVERTIBLE
INSTRUMENTS AND OPTIONS UNDER IRISH LAW AND
(II) TO GRANT THE BOARD OF DIRECTORS
AUTHORITY TO CAPITALIZE COMPANY RESERVES
WITHOUT REQUIRING SHAREHOLDER APPROVAL.
8. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE DIRECTORS STOCK & OPTION PLAN TO EXTEND
ITS EXPIRATION DATE TO JUNE 14, 2024.
--------------------------------------------------------------------------------------------------------------------------
ZOETIS INC. Agenda Number: 933959504
--------------------------------------------------------------------------------------------------------------------------
Security: 98978V103
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: ZTS
ISIN: US98978V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: GREGORY NORDEN Mgmt For For
1.2 ELECTION OF DIRECTOR: LOUISE M. PARENT Mgmt For For
1.3 ELECTION OF DIRECTOR: ROBERT W. SCULLY Mgmt For For
2. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
3. FREQUENCY OF SAY ON PAY - AN ADVISORY VOTE Mgmt 1 Year For
ON THE APPROVAL OF THE FREQUENCY OF
SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
4. APPROVAL OF THE ZOETIS INC. 2013 EQUITY AND Mgmt For For
INCENTIVE PLAN.
5. PROPOSAL TO RATIFY KPMG LLP AS OUR Mgmt For For
INDEPENDENT PUBLIC ACCOUNTING FIRM FOR
2014.
Curian/The Boston Company Equity Income Fund
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 933942725
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. ALPERN Mgmt For For
EDWARD M. LIDDY Mgmt For For
FREDERICK H. WADDELL Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
ABBVIE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 933911592
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 30-Jan-2014
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ACCEPT, IN A NON-BINDING VOTE, THE Mgmt For For
COMPANY'S IRISH FINANCIAL STATEMENTS FOR
THE TWELVE-MONTH PERIOD ENDED AUGUST 31,
2013, AS PRESENTED.
2A. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
JAIME ARDILA
2B. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
CHARLES H. GIANCARLO
2C. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
WILLIAM L. KIMSEY
2D. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
BLYTHE J. MCGARVIE
2E. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
MARK MOODY-STUART
2F. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
PIERRE NANTERME
2G. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
GILLES C. PELISSON
2H. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
WULF VON SCHIMMELMANN
3. TO RATIFY, IN A NON-BINDING VOTE, THE Mgmt For For
APPOINTMENT OF KPMG AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
ACCENTURE PLC FOR A TERM EXPIRING AT OUR
ANNUAL GENERAL MEETING OF SHAREHOLDERS IN
2015 AND TO AUTHORIZE, IN A BINDING VOTE,
THE BOARD, ACTING THROUGH THE AUDIT
COMMITTEE, TO DETERMINE KPMG'S
REMUNERATION.
4. TO APPROVE, IN A NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
5. TO GRANT THE BOARD THE AUTHORITY TO ISSUE Mgmt For For
SHARES UNDER IRISH LAW.
6. TO GRANT THE BOARD THE AUTHORITY TO OPT-OUT Mgmt For For
OF STATUTORY PRE-EMPTION RIGHTS UNDER IRISH
LAW.
7. TO APPROVE A CAPITAL REDUCTION AND CREATION Mgmt For For
OF DISTRIBUTABLE RESERVES UNDER IRISH LAW.
8. TO AUTHORIZE HOLDING THE 2015 ANNUAL Mgmt For For
GENERAL MEETING OF SHAREHOLDERS OF
ACCENTURE PLC AT A LOCATION OUTSIDE OF
IRELAND AS REQUIRED UNDER IRISH LAW.
9. TO AUTHORIZE ACCENTURE TO MAKE OPEN-MARKET Mgmt For For
PURCHASES OF ACCENTURE PLC CLASS A ORDINARY
SHARES UNDER IRISH LAW.
10. TO DETERMINE THE PRICE RANGE AT WHICH Mgmt For For
ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT
ACQUIRES AS TREASURY STOCK UNDER IRISH LAW.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 933956217
--------------------------------------------------------------------------------------------------------------------------
Security: 026874784
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: AIG
ISIN: US0268747849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT H. BENMOSCHE Mgmt For For
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1C. ELECTION OF DIRECTOR: PETER R. FISHER Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN H. FITZPATRICK Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN Mgmt For For
1F. ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH Mgmt For For
1G. ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ Mgmt For For
1H. ELECTION OF DIRECTOR: GEORGE L. MILES, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: HENRY S. MILLER Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1K. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD A. RITTENMEYER Mgmt For For
1M. ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND Mgmt For For
1N. ELECTION OF DIRECTOR: THERESA M. STONE Mgmt For For
2. TO VOTE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
TO APPROVE EXECUTIVE COMPENSATION.
3. TO ACT UPON A PROPOSAL TO AMEND AND RESTATE Mgmt For For
AIG'S RESTATED CERTIFICATE OF INCORPORATION
TO CONTINUE TO RESTRICT CERTAIN TRANSFERS
OF AIG COMMON STOCK IN ORDER TO PROTECT
AIG'S TAX ATTRIBUTES.
4. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For
AMENDMENT TO EXTEND THE EXPIRATION OF THE
AMERICAN INTERNATIONAL GROUP, INC. TAX
ASSET PROTECTION PLAN.
5. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
AIG'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC. Agenda Number: 933942650
--------------------------------------------------------------------------------------------------------------------------
Security: 03076C106
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: AMP
ISIN: US03076C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES M. CRACCHIOLO Mgmt For For
1B. ELECTION OF DIRECTOR: DIANNE NEAL BLIXT Mgmt For For
1C. ELECTION OF DIRECTOR: AMY DIGESO Mgmt For For
1D. ELECTION OF DIRECTOR: LON R. GREENBERG Mgmt For For
1E. ELECTION OF DIRECTOR: W. WALKER LEWIS Mgmt For For
1F. ELECTION OF DIRECTOR: SIRI S. MARSHALL Mgmt For For
1G. ELECTION OF DIRECTOR: JEFFREY NODDLE Mgmt For For
1H. ELECTION OF DIRECTOR: H. JAY SARLES Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT F. SHARPE, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM H. TURNER Mgmt For For
2. A NONBINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. TO ADOPT AND APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S CERTIFICATE OF INCORPORATION TO
ELIMINATE SUPERMAJORITY VOTING RIGHTS AND
EFFECT CERTAIN OTHER NON-MATERIAL
AMENDMENTS.
4. TO ADOPT AND APPROVE THE AMERIPRISE Mgmt For For
FINANCIAL 2005 INCENTIVE COMPENSATION PLAN,
AS AMENDED AND RESTATED.
5. TO RATIFY THE AUDIT COMMITTEE'S SELECTION Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2014.
6. A SHAREHOLDER PROPOSAL RELATING TO THE Shr Against For
DISCLOSURE OF POLITICAL CONTRIBUTIONS AND
EXPENDITURES, IF PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 933956306
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt For For
1B ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, Mgmt For For
JR.
1C ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY Mgmt For For
1D ELECTION OF DIRECTOR: MR. FRANCOIS DE Mgmt For For
CARBONNEL
1E ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN Mgmt Against Against
1F ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT Mgmt For For
1G ELECTION OF DIRECTOR: MR. GREG C. GARLAND Mgmt For For
1H ELECTION OF DIRECTOR: DR. REBECCA M. Mgmt For For
HENDERSON
1I ELECTION OF DIRECTOR: MR. FRANK C. Mgmt For For
HERRINGER
1J ELECTION OF DIRECTOR: DR. TYLER JACKS Mgmt For For
1K ELECTION OF DIRECTOR: MS. JUDTIH C. PELHAM Mgmt For For
1L ELECTION OF DIRECTOR: DR. RONALD D. SUGAR Mgmt For For
2 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3 ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4 STOCKHOLDER PROPOSAL #1 (VOTE TABULATION) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 933917140
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AART J. DE GEUS Mgmt For For
1B. ELECTION OF DIRECTOR: GARY E. DICKERSON Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN R. FORREST Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS J. IANNOTTI Mgmt For For
1E. ELECTION OF DIRECTOR: SUSAN M. JAMES Mgmt For For
1F. ELECTION OF DIRECTOR: ALEXANDER A. KARSNER Mgmt For For
1G. ELECTION OF DIRECTOR: GERHARD H. PARKER Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS D. POWELL Mgmt For For
1I. ELECTION OF DIRECTOR: WILLEM P. ROELANDTS Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES E. ROGERS Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL R. SPLINTER Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT H. SWAN Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF APPLIED MATERIALS' NAMED
EXECUTIVE OFFICERS
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
APPLIED MATERIALS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2014.
4. STOCKHOLDER PROPOSAL TITLED "SPECIAL Shr For Against
SHAREOWNER MEETINGS."
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 934026320
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Special
Meeting Date: 23-Jun-2014
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF THE BUSINESS COMBINATION Mgmt For For
AGREEMENT, DATED AS OF SEPTEMBER 24, 2013,
AS AMENDED, BY AND AMONG APPLIED MATERIALS,
INC., TOKYO ELECTRON LIMITED, AND
TEL-APPLIED HOLDINGS B.V.
2. APPROVAL, ON AN ADVISORY BASIS, OF CERTAIN Mgmt For For
COMPENSATORY ARRANGEMENTS BETWEEN APPLIED
MATERIALS AND ITS NAMED EXECUTIVE OFFICERS
BASED ON OR OTHERWISE RELATING TO THE
BUSINESS COMBINATION
3. APPROVAL OF ANY PROPOSAL THAT MAY BE MADE Mgmt For For
BY THE EXECUTIVE CHAIRMAN OF THE BOARD OF
DIRECTORS TO ADJOURN THE SPECIAL MEETING
(1) TO THE EXTENT NECESSARY TO ENSURE THAT
ANY SUPPLEMENT OR AMENDMENT TO THE PROXY
STATEMENT THAT IS REQUIRED BY APPLICABLE
LEGAL REQUIREMENTS IS TIMELY PROVIDED TO
... (DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY Agenda Number: 933952295
--------------------------------------------------------------------------------------------------------------------------
Security: 039483102
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: ADM
ISIN: US0394831020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.L. BOECKMANN Mgmt For For
1B. ELECTION OF DIRECTOR: M.H. CARTER Mgmt For For
1C. ELECTION OF DIRECTOR: T.K. CREWS Mgmt For For
1D. ELECTION OF DIRECTOR: P. DUFOUR Mgmt For For
1E. ELECTION OF DIRECTOR: D.E. FELSINGER Mgmt For For
1F. ELECTION OF DIRECTOR: A. MACIEL Mgmt For For
1G. ELECTION OF DIRECTOR: P.J. MOORE Mgmt For For
1H. ELECTION OF DIRECTOR: T.F. O'NEILL Mgmt For For
1I. ELECTION OF DIRECTOR: F. SANCHEZ Mgmt For For
1J. ELECTION OF DIRECTOR: D. SHIH Mgmt For For
1K. ELECTION OF DIRECTOR: K.R. WESTBROOK Mgmt For For
1L. ELECTION OF DIRECTOR: P.A. WOERTZ Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
4. INDEPENDENT BOARD CHAIRMAN. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933948070
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHARON L. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1E. ELECTION OF DIRECTOR: PIERRE J.P. DE WECK Mgmt For For
1F. ELECTION OF DIRECTOR: ARNOLD W. DONALD Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt For For
1J. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1K. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1L. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1M. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt For For
1N. ELECTION OF DIRECTOR: CLAYTON S. ROSE Mgmt For For
1O. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. AN ADVISORY (NON-BINDING) RESOLUTION TO Mgmt Against Against
APPROVE EXECUTIVE COMPENSATION (SAY ON
PAY).
3. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
REGISTERED INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR 2014.
4. APPROVAL OF AMENDMENT TO THE SERIES T Mgmt For For
PREFERRED STOCK.
5. STOCKHOLDER PROPOSAL - CUMULATIVE VOTING IN Shr Against For
DIRECTOR ELECTIONS.
6. STOCKHOLDER PROPOSAL - PROXY ACCESS. Shr Against For
7. STOCKHOLDER PROPOSAL - CLIMATE CHANGE Shr Against For
REPORT.
8. STOCKHOLDER PROPOSAL - LOBBYING REPORT. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. Agenda Number: 933939487
--------------------------------------------------------------------------------------------------------------------------
Security: 071813109
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: BAX
ISIN: US0718131099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WAYNE T. HOCKMEYER Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT L. PARKINSON, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: THOMAS T. STALLKAMP Mgmt For For
1D. ELECTION OF DIRECTOR: ALBERT P.L. STROUCKEN Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3. APPROVAL OF NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL - RIGHT TO ACT BY Shr Against For
WRITTEN CONSENT.
5. SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr Against For
SIGNIFICANT STOCK.
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 933937320
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702
Meeting Type: Annual
Meeting Date: 03-May-2014
Ticker: BRKB
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WARREN E. BUFFETT Mgmt For For
CHARLES T. MUNGER Mgmt For For
HOWARD G. BUFFETT Mgmt For For
STEPHEN B. BURKE Mgmt For For
SUSAN L. DECKER Mgmt For For
WILLIAM H. GATES III Mgmt For For
DAVID S. GOTTESMAN Mgmt For For
CHARLOTTE GUYMAN Mgmt For For
DONALD R. KEOUGH Mgmt For For
THOMAS S. MURPHY Mgmt For For
RONALD L. OLSON Mgmt For For
WALTER SCOTT, JR. Mgmt For For
MERYL B. WITMER Mgmt For For
2 NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN THE
2014 PROXY STATEMENT.
3 NON-BINDING RESOLUTION TO DETERMINE THE Mgmt 1 Year Against
FREQUENCY (WHETHER ANNUAL, BIENNIAL OR
TRIENNIAL) WITH WHICH SHAREHOLDERS OF THE
COMPANY SHALL BE ENTITLED TO HAVE AN
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
4 SHAREHOLDER PROPOSAL REGARDING GREENHOUSE Shr Against For
GAS AND OTHER AIR EMISSIONS.
5 SHAREHOLDER PROPOSAL REGARDING DIVIDENDS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 933942648
--------------------------------------------------------------------------------------------------------------------------
Security: 14040H105
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: COF
ISIN: US14040H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD D. FAIRBANK Mgmt For For
1B. ELECTION OF DIRECTOR: PATRICK W. GROSS Mgmt For For
1C. ELECTION OF DIRECTOR: ANN FRITZ HACKETT Mgmt For For
1D. ELECTION OF DIRECTOR: LEWIS HAY, III Mgmt For For
1E. ELECTION OF DIRECTOR: BENJAMIN P. JENKINS, Mgmt For For
III
1F. ELECTION OF DIRECTOR: PIERRE E. LEROY Mgmt For For
1G. ELECTION OF DIRECTOR: PETER E. RASKIND Mgmt For For
1H. ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Mgmt For For
1I. ELECTION OF DIRECTOR: BRADFORD H. WARNER Mgmt For For
1J. ELECTION OF DIRECTOR: CATHERINE G. WEST Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF CAPITAL ONE
FOR 2014.
3. APPROVAL OF CAPITAL ONE'S THIRD AMENDED AND Mgmt For For
RESTATED 2004 STOCK INCENTIVE PLAN.
4. ADVISORY APPROVAL OF CAPITAL ONE'S 2013 Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
5A. APPROVAL OF AMENDMENTS TO CAPITAL ONE'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
REMOVE SUPERMAJORITY VOTING STANDARDS
APPLICABLE TO THE FOLLOWING ACTION: FUTURE
AMENDMENTS TO THE AMENDED AND RESTATED
BYLAWS AND THE RESTATED CERTIFICATE OF
INCORPORATION.
5B. APPROVAL OF AMENDMENTS TO CAPITAL ONE'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
REMOVE SUPERMAJORITY VOTING STANDARDS
APPLICABLE TO THE FOLLOWING ACTION:
REMOVING ANY DIRECTOR FROM OFFICE.
5C. APPROVAL OF AMENDMENTS TO CAPITAL ONE'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
REMOVE SUPERMAJORITY VOTING STANDARDS
APPLICABLE TO THE FOLLOWING ACTION: CERTAIN
BUSINESS COMBINATIONS.
6. STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN, IF PRESENTED AT
THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
CARDINAL HEALTH, INC. Agenda Number: 933879782
--------------------------------------------------------------------------------------------------------------------------
Security: 14149Y108
Meeting Type: Annual
Meeting Date: 06-Nov-2013
Ticker: CAH
ISIN: US14149Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: COLLEEN F. ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: GEORGE S. BARRETT Mgmt For For
1C. ELECTION OF DIRECTOR: GLENN A. BRITT Mgmt For For
1D. ELECTION OF DIRECTOR: CARRIE S. COX Mgmt For For
1E. ELECTION OF DIRECTOR: CALVIN DARDEN Mgmt For For
1F. ELECTION OF DIRECTOR: BRUCE L. DOWNEY Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN F. FINN Mgmt For For
1H. ELECTION OF DIRECTOR: PATRICIA A. HEMINGWAY Mgmt For For
HALL
1I. ELECTION OF DIRECTOR: CLAYTON M. JONES Mgmt For For
1J. ELECTION OF DIRECTOR: GREGORY B. KENNY Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID P. KING Mgmt For For
1L. ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2014.
3. PROPOSAL TO APPROVE, ON A NON-BINDING Mgmt For For
ADVISORY BASIS, THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
4. SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED, REGARDING POLITICAL
CONTRIBUTIONS AND EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION Agenda Number: 933926733
--------------------------------------------------------------------------------------------------------------------------
Security: 143658300
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: CCL
ISIN: PA1436583006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RE-ELECT MICKY ARISON AS A DIRECTOR OF Mgmt Against Against
CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
2. TO RE-ELECT SIR JONATHON BAND AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
3. TO RE-ELECT ARNOLD W. DONALD AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
4. TO RE-ELECT RICHARD J. GLASIER AS A Mgmt Against Against
DIRECTOR OF CARNIVAL CORPORATION AND AS A
DIRECTOR OF CARNIVAL PLC.
5. TO RE-ELECT DEBRA KELLY-ENNIS AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
6. TO RE-ELECT SIR JOHN PARKER AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
7. TO RE-ELECT STUART SUBOTNICK AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
8. TO RE-ELECT LAURA WEIL AS A DIRECTOR OF Mgmt Against Against
CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
9. TO RE-ELECT RANDALL J. WEISENBURGER AS A Mgmt Against Against
DIRECTOR OF CARNIVAL CORPORATION AND AS A
DIRECTOR OF CARNIVAL PLC.
10. TO RE-APPOINT THE UK FIRM OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR CARNIVAL PLC AND TO RATIFY THE
SELECTION OF THE U.S. FIRM OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM FOR CARNIVAL CORPORATION.
11. TO AUTHORIZE THE AUDIT COMMITTEE OF Mgmt For For
CARNIVAL PLC TO AGREE TO THE REMUNERATION
OF THE INDEPENDENT AUDITORS OF CARNIVAL
PLC.
12. TO RECEIVE THE UK ACCOUNTS AND REPORTS OF Mgmt For For
THE DIRECTORS AND AUDITORS OF CARNIVAL PLC
FOR THE YEAR ENDED NOVEMBER 30, 2013 (IN
ACCORDANCE WITH LEGAL REQUIREMENTS
APPLICABLE TO UK COMPANIES).
13. TO APPROVE THE FISCAL 2013 COMPENSATION OF Mgmt Against Against
THE NAMED EXECUTIVE OFFICERS OF CARNIVAL
CORPORATION & PLC (IN ACCORDANCE WITH LEGAL
REQUIREMENTS APPLICABLE TO U.S. COMPANIES).
14. TO APPROVE THE CARNIVAL PLC DIRECTORS' Mgmt Against Against
REMUNERATION REPORT (OTHER THAN THE
CARNIVAL PLC DIRECTORS' REMUNERATION POLICY
SET OUT IN SECTION A OF PART II OF THE
CARNIVAL PLC DIRECTORS' REMUNERATION
REPORT) FOR THE YEAR ENDED NOVEMBER 30,
2013 (IN ACCORDANCE WITH LEGAL REQUIREMENTS
APPLICABLE TO UK COMPANIES).
15. TO APPROVE THE CARNIVAL PLC DIRECTORS' Mgmt Against Against
REMUNERATION POLICY SET OUT IN SECTION A OF
PART II OF THE CARNIVAL PLC DIRECTORS'
REMUNERATION REPORT FOR THE YEAR ENDED
NOVEMBER 30, 2013 (IN ACCORDANCE WITH LEGAL
REQUIREMENTS APPLICABLE TO UK COMPANIES).
16. TO APPROVE THE GIVING OF AUTHORITY FOR THE Mgmt For For
ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN
ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK
COMPANIES).
17. TO APPROVE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS IN RELATION TO THE
ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN
ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK
COMPANIES).
18. TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL Mgmt For For
PLC TO BUY BACK CARNIVAL PLC ORDINARY
SHARES IN THE OPEN MARKET (IN ACCORDANCE
WITH LEGAL REQUIREMENTS APPLICABLE TO UK
COMPANIES DESIRING TO IMPLEMENT SHARE BUY
BACK PROGRAMS).
19. TO APPROVE THE CARNIVAL PLC 2014 EMPLOYEE Mgmt For For
SHARE PLAN.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 933882157
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 19-Nov-2013
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt Against Against
1B. ELECTION OF DIRECTOR: MARC BENIOFF Mgmt For For
1C. ELECTION OF DIRECTOR: GREGORY Q. BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt Against Against
1E. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1G. ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt Against Against
1H. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For
1I. ELECTION OF DIRECTOR: DR. KRISTINA M. Mgmt For For
JOHNSON
1J. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt Against Against
1K. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1L. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE 2005 STOCK INCENTIVE PLAN.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt Against Against
EXECUTIVE COMPENSATION.
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014.
5. APPROVAL TO HAVE CISCO HOLD A COMPETITION Shr Against For
FOR GIVING PUBLIC ADVICE ON THE VOTING
ITEMS IN THE PROXY FILING FOR CISCO'S 2014
ANNUAL SHAREOWNERS MEETING.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933933637
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT Mgmt For For
1B. ELECTION OF DIRECTOR: DUNCAN P. HENNES Mgmt For For
1C. ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt For For
1D. ELECTION OF DIRECTOR: EUGENE M. MCQUADE Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1F. ELECTION OF DIRECTOR: GARY M. REINER Mgmt For For
1G. ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1I. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt Against Against
1J. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
1K. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt For For
JR.
1M. ELECTION OF DIRECTOR: JAMES S. TURLEY Mgmt For For
1N. ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt For For
DE LEON
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY APPROVAL OF CITI'S 2013 EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE CITIGROUP 2014 STOCK Mgmt For For
INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL REQUESTING THAT Shr Against For
EXECUTIVES RETAIN A SIGNIFICANT PORTION OF
THEIR STOCK UNTIL REACHING NORMAL
RETIREMENT AGE.
6. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
LOBBYING AND GRASSROOTS LOBBYING
CONTRIBUTIONS.
7. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD INSTITUTE A POLICY TO MAKE IT MORE
PRACTICAL TO DENY INDEMNIFICATION FOR
DIRECTORS.
8. STOCKHOLDER PROPOSAL REQUESTING PROXY Shr Against For
ACCESS FOR SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA ENTERPRISES INC. Agenda Number: 933929551
--------------------------------------------------------------------------------------------------------------------------
Security: 19122T109
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: CCE
ISIN: US19122T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAN BENNINK Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN F. BROCK Mgmt For For
1C. ELECTION OF DIRECTOR: CALVIN DARDEN Mgmt For For
1D. ELECTION OF DIRECTOR: L. PHILLIP HUMANN Mgmt For For
1E. ELECTION OF DIRECTOR: ORRIN H. INGRAM II Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS H. JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: SUZANNE B. LABARGE Mgmt For For
1H. ELECTION OF DIRECTOR: VERONIQUE MORALI Mgmt For For
1I. ELECTION OF DIRECTOR: ANDREA L. SAIA Mgmt For For
1J. ELECTION OF DIRECTOR: GARRY WATTS Mgmt For For
1K. ELECTION OF DIRECTOR: CURTIS R. WELLING Mgmt For For
1L. ELECTION OF DIRECTOR: PHOEBE A. WOOD Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, OUR Mgmt For For
EXECUTIVE OFFICERS' COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
COMERICA INCORPORATED Agenda Number: 933931417
--------------------------------------------------------------------------------------------------------------------------
Security: 200340107
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: CMA
ISIN: US2003401070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RALPH W. BABB, JR. Mgmt For For
1.2 ELECTION OF DIRECTOR: ROGER A. CREGG Mgmt For For
1.3 ELECTION OF DIRECTOR: T. KEVIN DENICOLA Mgmt For For
1.4 ELECTION OF DIRECTOR: JACQUELINE P. KANE Mgmt For For
1.5 ELECTION OF DIRECTOR: RICHARD G. LINDNER Mgmt For For
1.6 ELECTION OF DIRECTOR: ALFRED A. PIERGALLINI Mgmt For For
1.7 ELECTION OF DIRECTOR: ROBERT S. TAUBMAN Mgmt For For
1.8 ELECTION OF DIRECTOR: REGINALD M. TURNER, Mgmt For For
JR.
1.9 ELECTION OF DIRECTOR: NINA G. VACA Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. APPROVAL OF A NON-BINDING, ADVISORY Mgmt For For
PROPOSAL APPROVING EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
CONAGRA FOODS, INC. Agenda Number: 933864832
--------------------------------------------------------------------------------------------------------------------------
Security: 205887102
Meeting Type: Annual
Meeting Date: 27-Sep-2013
Ticker: CAG
ISIN: US2058871029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MOGENS C. BAY Mgmt For For
STEPHEN G. BUTLER Mgmt For For
STEVEN F. GOLDSTONE Mgmt For For
JOIE A. GREGOR Mgmt For For
RAJIVE JOHRI Mgmt For For
W.G. JURGENSEN Mgmt For For
RICHARD H. LENNY Mgmt For For
RUTH ANN MARSHALL Mgmt For For
GARY M. RODKIN Mgmt For For
ANDREW J. SCHINDLER Mgmt For For
KENNETH E. STINSON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITOR
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. STOCKHOLDER PROPOSAL REGARDING BYLAW CHANGE Shr Against For
IN REGARD TO VOTE-COUNTING
--------------------------------------------------------------------------------------------------------------------------
CUMMINS INC. Agenda Number: 933949349
--------------------------------------------------------------------------------------------------------------------------
Security: 231021106
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: CMI
ISIN: US2310211063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) ELECTION OF DIRECTOR: N. THOMAS LINEBARGER Mgmt For For
2) ELECTION OF DIRECTOR: WILLIAM I. MILLER Mgmt For For
3) ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
4) ELECTION OF DIRECTOR: GEORGIA R. NELSON Mgmt For For
5) ELECTION OF DIRECTOR: ROBERT K. HERDMAN Mgmt For For
6) ELECTION OF DIRECTOR: ROBERT J. BERNHARD Mgmt For For
7) ELECTION OF DIRECTOR: DR. FRANKLIN R. CHANG Mgmt For For
DIAZ
8) ELECTION OF DIRECTOR: STEPHEN B. DOBBS Mgmt For For
9) ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT.
10) PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR
2014.
11) SHAREHOLDER PROPOSAL REGARDING CONFIDENTIAL Shr Against For
VOTING.
--------------------------------------------------------------------------------------------------------------------------
CVS CAREMARK CORPORATION Agenda Number: 933947953
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: C. DAVID BROWN II Mgmt For For
1.2 ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE Mgmt For For
1.3 ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1.4 ELECTION OF DIRECTOR: ANNE M. FINUCANE Mgmt For For
1.5 ELECTION OF DIRECTOR: LARRY J. MERLO Mgmt For For
1.6 ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Mgmt For For
1.7 ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For
1.8 ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
1.9 ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
2 PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2014.
3 SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DELTA AIR LINES, INC. Agenda Number: 934020809
--------------------------------------------------------------------------------------------------------------------------
Security: 247361702
Meeting Type: Annual
Meeting Date: 27-Jun-2014
Ticker: DAL
ISIN: US2473617023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD H. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: EDWARD H. BASTIAN Mgmt For For
1C. ELECTION OF DIRECTOR: ROY J. BOSTOCK Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN S. BRINZO Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL A. CARP Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID G. DEWALT Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM H. EASTER III Mgmt For For
1H. ELECTION OF DIRECTOR: MICKEY P. FORET Mgmt For For
1I. ELECTION OF DIRECTOR: SHIRLEY C. FRANKLIN Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID R. GOODE Mgmt For For
1K. ELECTION OF DIRECTOR: GEORGE N. MATTSON Mgmt For For
1L. ELECTION OF DIRECTOR: PAULA ROSPUT REYNOLDS Mgmt For For
1M. ELECTION OF DIRECTOR: KENNETH C. ROGERS Mgmt For For
1N. ELECTION OF DIRECTOR: KENNETH B. WOODROW Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF DELTA'S NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS DELTA'S INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2014.
4. TO APPROVE AN INCREASE IN THE MAXIMUM Mgmt For For
NUMBER OF DIRECTORS.
5. A STOCKHOLDER PROPOSAL REQUESTING THE BOARD Shr Against For
OF DIRECTORS ADOPT A STOCK RETENTION POLICY
FOR SENIOR EXECUTIVES.
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION PLC Agenda Number: 933937243
--------------------------------------------------------------------------------------------------------------------------
Security: G29183103
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: ETN
ISIN: IE00B8KQN827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GEORGE S. BARRETT Mgmt For For
1B. ELECTION OF DIRECTOR: TODD M. BLUEDORN Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. CRITELLI Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES E. GOLDEN Mgmt For For
1G. ELECTION OF DIRECTOR: LINDA A. HILL Mgmt For For
1H. ELECTION OF DIRECTOR: ARTHUR E. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: NED C. LAUTENBACH Mgmt For For
1J. ELECTION OF DIRECTOR: DEBORAH L. MCCOY Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For
1L. ELECTION OF DIRECTOR: GERALD B. SMITH Mgmt For For
2. APPROVING THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2014 AND
AUTHORIZING THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS TO SET ITS REMUNERATION.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. AUTHORIZING THE COMPANY OR ANY SUBSIDIARY Mgmt For For
OF THE COMPANY TO MAKE OVERSEAS MARKET
PURCHASES OF COMPANY SHARES.
--------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda Number: 933944159
--------------------------------------------------------------------------------------------------------------------------
Security: 268648102
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: EMC
ISIN: US2686481027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For
1C. ELECTION OF DIRECTOR: GAIL DEEGAN Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM D. GREEN Mgmt For For
1G. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1H. ELECTION OF DIRECTOR: JAMI MISCIK Mgmt For For
1I. ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID N. STROHM Mgmt For For
1K. ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
2. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS
EMC'S INDEPENDENT AUDITORS.
3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt Against Against
COMPENSATION, AS DESCRIBED IN EMC'S PROXY
STATEMENT.
4. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For
TO AN INDEPENDENT BOARD CHAIRMAN, AS
DESCRIBED IN EMC'S PROXY STATEMENT.
5. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For
TO POLITICAL CONTRIBUTIONS, AS DESCRIBED IN
EMC'S PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933975154
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
U.M. BURNS Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
H.H. FORE Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
W.C. WELDON Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION
4. MAJORITY VOTE FOR DIRECTORS Shr For Against
5. LIMIT DIRECTORSHIPS Shr Against For
6. AMENDMENT OF EEO POLICY Shr Against For
7. REPORT ON LOBBYING Shr Against For
8. GREENHOUSE GAS EMISSIONS GOALS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP Agenda Number: 933930706
--------------------------------------------------------------------------------------------------------------------------
Security: 316773100
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: FITB
ISIN: US3167731005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NICHOLAS K. AKINS Mgmt For For
1B. ELECTION OF DIRECTOR: B. EVAN BAYH III Mgmt For For
1C. ELECTION OF DIRECTOR: ULYSSES L. BRIDGEMAN, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: EMERSON L. BRUMBACK Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES P. HACKETT Mgmt For For
1F. ELECTION OF DIRECTOR: GARY R. HEMINGER Mgmt For For
1G. ELECTION OF DIRECTOR: JEWELL D. HOOVER Mgmt For For
1H. ELECTION OF DIRECTOR: KEVIN T. KABAT Mgmt For For
1I. ELECTION OF DIRECTOR: MITCHEL D. Mgmt For For
LIVINGSTON, PH.D.
1J. ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For
MCCALLISTER
1K. ELECTION OF DIRECTOR: HENDRIK G. MEIJER Mgmt For For
1L. ELECTION OF DIRECTOR: MARSHA C. WILLIAMS Mgmt For For
2. APPROVAL OF THE APPOINTMENT OF THE FIRM OF Mgmt For For
DELOITTE & TOUCHE LLP TO SERVE AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE YEAR 2014.
3. PROPOSAL DESCRIBED IN THE PROXY STATEMENT Mgmt For For
TO APPROVE THE FIFTH THIRD BANCORP 2014
INCENTIVE COMPENSATION PLAN, INCLUDING THE
ISSUANCE OF UP TO AN ADDITIONAL 36,000,000
SHARES OF COMMON STOCK THEREUNDER.
4. AN ADVISORY APPROVAL OF THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION.
5. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 933932534
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A2 ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For
A3 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
A4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt For For
A5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS Mgmt For For
A6 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For
A7 ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD Mgmt For For
A8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A9 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
A10 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A11 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
A12 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A13 ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt For For
A14 ELECTION OF DIRECTOR: MARY L. SCHAPIRO Mgmt For For
A15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For
A16 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For
A17 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For
B1 ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' Mgmt For For
COMPENSATION
B2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
AUDITOR FOR 2014
C1 CUMULATIVE VOTING Shr Against For
C2 SENIOR EXECUTIVES HOLD OPTION SHARES FOR Shr Against For
LIFE
C3 MULTIPLE CANDIDATE ELECTIONS Shr Against For
C4 RIGHT TO ACT BY WRITTEN CONSENT Shr Against For
C5 CESSATION OF ALL STOCK OPTIONS AND BONUSES Shr Against For
C6 SELL THE COMPANY Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 934003409
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOSEPH J. ASHTON Mgmt For For
1B. ELECTION OF DIRECTOR: MARY T. BARRA Mgmt For For
1C. ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN J. GIRSKY Mgmt For For
1E. ELECTION OF DIRECTOR: E. NEVILLE ISDELL Mgmt For For
1F. ELECTION OF DIRECTOR: KATHRYN V. MARINELLO Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL G. MULLEN Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt Against Against
1J. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE Mgmt For For
1K. ELECTION OF DIRECTOR: THEODORE M. SOLSO Mgmt For For
1L. ELECTION OF DIRECTOR: CAROL M. STEPHENSON Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS GM'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. ADVISORY VOTE TO APPROVE THE FREQUENCY OF A Mgmt 1 Year For
STOCKHOLDER ADVISORY VOTE ON EXECUTIVE
COMPENSATION
5. APPROVAL OF THE GENERAL MOTORS COMPANY 2014 Mgmt For For
SHORT-TERM INCENTIVE PLAN
6. APPROVAL OF THE GENERAL MOTORS COMPANY 2014 Mgmt For For
LONG-TERM INCENTIVE PLAN
7. CUMULATIVE VOTING Shr Against For
8. INDEPENDENT BOARD CHAIRMAN Shr Against For
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 933934526
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1B. ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For
1C. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1E. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For
1G. ELECTION OF DIRECTOR: JUDD GREGG Mgmt For For
1H. ELECTION OF DIRECTOR: CLIVE HOLLICK Mgmt For For
1I. ELECTION OF DIRECTOR: GRACE D. LIEBLEIN Mgmt For For
1J. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1K. ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For
1L. ELECTION OF DIRECTOR: ROBIN L. WASHINGTON Mgmt For For
2. APPROVAL OF INDEPENDENT ACCOUNTANTS. Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. INDEPENDENT BOARD CHAIRMAN. Shr For Against
5. RIGHT TO ACT BY WRITTEN CONSENT. Shr Against For
6. ELIMINATE ACCELERATED VESTING IN A CHANGE Shr For Against
IN CONTROL.
7. POLITICAL LOBBYING AND CONTRIBUTIONS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
INVESCO LTD Agenda Number: 933956584
--------------------------------------------------------------------------------------------------------------------------
Security: G491BT108
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: IVZ
ISIN: BMG491BT1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AMENDMENT OF AMENDED AND RESTATED BYE-LAWS Mgmt For For
TO DECLASSIFY OUR BOARD OF DIRECTORS
2.1 ELECTION OF DIRECTOR: DENNIS KESSLER Mgmt For For
2.2 ELECTION OF DIRECTOR: G. RICHARD WAGONER, Mgmt For For
JR.
3. ADVISORY VOTE TO APPROVE 2013 EXECUTIVE Mgmt Against Against
COMPENSATION
4. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
JOHNSON CONTROLS, INC. Agenda Number: 933907000
--------------------------------------------------------------------------------------------------------------------------
Security: 478366107
Meeting Type: Annual
Meeting Date: 29-Jan-2014
Ticker: JCI
ISIN: US4783661071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NATALIE A. BLACK Mgmt For For
RAYMOND L. CONNER Mgmt For For
WILLIAM H. LACY Mgmt For For
ALEX A. MOLINAROLI Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR 2014.
3. APPROVE ON AN ADVISORY BASIS NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933970089
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA B. BAMMANN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1C. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL A. NEAL Mgmt For For
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
4. LOBBYING REPORT - REQUIRE ANNUAL REPORT ON Shr Against For
LOBBYING
5. SPECIAL SHAREOWNER MEETINGS - REDUCE Shr For Against
THRESHOLD TO 15% RATHER THAN 20% AND REMOVE
PROCEDURAL PROVISIONS
6. CUMULATIVE VOTING - REQUIRE CUMULATIVE Shr Against For
VOTING FOR DIRECTORS RATHER THAN ONE-SHARE
ONE-VOTE
--------------------------------------------------------------------------------------------------------------------------
KOHL'S CORPORATION Agenda Number: 933948195
--------------------------------------------------------------------------------------------------------------------------
Security: 500255104
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: KSS
ISIN: US5002551043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER BONEPARTH Mgmt For For
1B. ELECTION OF DIRECTOR: STEVEN A. BURD Mgmt For For
1C. ELECTION OF DIRECTOR: DALE E. JONES Mgmt For For
1D. ELECTION OF DIRECTOR: KEVIN MANSELL Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN E. SCHLIFSKE Mgmt For For
1F. ELECTION OF DIRECTOR: FRANK V. SICA Mgmt For For
1G. ELECTION OF DIRECTOR: PETER M. SOMMERHAUSER Mgmt For For
1H. ELECTION OF DIRECTOR: STEPHANIE A. STREETER Mgmt For For
1I. ELECTION OF DIRECTOR: NINA G. VACA Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN E. WATSON Mgmt For For
2. RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE ON APPROVAL OF NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL: EXECUTIVES TO RETAIN Shr Against For
SIGNIFICANT STOCK.
5. SHAREHOLDER PROPOSAL: ANNUAL REPORT ON THE Shr Against For
COSTS, BENEFITS AND SCIENTIFIC SUPPORT FOR
SUSTAINABILITY INITIATIVES.
--------------------------------------------------------------------------------------------------------------------------
MARTIN MARIETTA MATERIALS, INC. Agenda Number: 933995601
--------------------------------------------------------------------------------------------------------------------------
Security: 573284106
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: MLM
ISIN: US5732841060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUE W. COLE Mgmt Against Against
1B. ELECTION OF DIRECTOR: MICHAEL J. QUILLEN Mgmt Against Against
1C. ELECTION OF DIRECTOR: STEPHEN P. ZELNAK, Mgmt For For
JR.
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS.
3. APPROVAL, BY A NON-BINDING ADVISORY VOTE, Mgmt Against Against
OF THE COMPENSATION OF MARTIN MARIETTA
MATERIALS, INC.'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MARTIN MARIETTA MATERIALS, INC. Agenda Number: 934041055
--------------------------------------------------------------------------------------------------------------------------
Security: 573284106
Meeting Type: Special
Meeting Date: 30-Jun-2014
Ticker: MLM
ISIN: US5732841060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE THE ISSUANCE OF MARTIN MARIETTA Mgmt For For
MATERIALS, INC. ("MARTIN MARIETTA") COMMON
STOCK TO TEXAS INDUSTRIES, INC. ("TXI")
STOCKHOLDERS IN CONNECTION WITH THE MERGER
CONTEMPLATED BY THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF JANUARY 27, 2014, BY
AND AMONG MARTIN MARIETTA, TXI AND PROJECT
HOLDING, INC. (THE "SHARE ISSUANCE
PROPOSAL").
2. APPROVE THE ADJOURNMENT OF THE MARTIN Mgmt For For
MARIETTA SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE NOT SUFFICIENT VOTES TO
APPROVE THE SHARE ISSUANCE PROPOSAL (THE
"MARTIN MARIETTA ADJOURNMENT PROPOSAL").
--------------------------------------------------------------------------------------------------------------------------
MCKESSON CORPORATION Agenda Number: 933853738
--------------------------------------------------------------------------------------------------------------------------
Security: 58155Q103
Meeting Type: Annual
Meeting Date: 31-Jul-2013
Ticker: MCK
ISIN: US58155Q1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANDY D. BRYANT Mgmt For For
1B. ELECTION OF DIRECTOR: WAYNE A. BUDD Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN H. HAMMERGREN Mgmt For For
1D. ELECTION OF DIRECTOR: ALTON F. IRBY III Mgmt Against Against
1E. ELECTION OF DIRECTOR: M. CHRISTINE JACOBS Mgmt Against Against
1F. ELECTION OF DIRECTOR: MARIE L. KNOWLES Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID M. LAWRENCE, Mgmt Against Against
M.D.
1H. ELECTION OF DIRECTOR: EDWARD A. MUELLER Mgmt Against Against
1I. ELECTION OF DIRECTOR: JANE E. SHAW, PH.D. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING MARCH 31, 2014.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
4. APPROVAL OF 2013 STOCK PLAN. Mgmt For For
5. APPROVAL OF AMENDMENT TO 2000 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
6. APPROVAL OF AMENDMENTS TO BY-LAWS TO Mgmt For For
PROVIDE FOR A STOCKHOLDER RIGHT TO CALL
SPECIAL MEETINGS.
7. STOCKHOLDER PROPOSAL ON ACTION BY WRITTEN Shr Against For
CONSENT OF STOCKHOLDERS.
8. STOCKHOLDER PROPOSAL ON DISCLOSURE OF Shr Against For
POLITICAL CONTRIBUTIONS AND EXPENDITURES.
9. STOCKHOLDER PROPOSAL ON SIGNIFICANT Shr Against For
EXECUTIVE STOCK RETENTION UNTIL REACHING
NORMAL RETIREMENT AGE OR TERMINATING
EMPLOYMENT.
10. STOCKHOLDER PROPOSAL ON COMPENSATION Shr For Against
CLAWBACK POLICY.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 933975180
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 27-May-2014
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM B. HARRISON Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1J. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1L. ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
4. SHAREHOLDER PROPOSAL CONCERNING Shr Against For
SHAREHOLDERS' RIGHT TO ACT BY WRITTEN
CONSENT.
5. SHAREHOLDER PROPOSAL CONCERNING SPECIAL Shr Against For
SHAREOWNER MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 933951471
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHERYL W. GRISE Mgmt For For
1B. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1C. ELECTION OF DIRECTOR: R. GLENN HUBBARD Mgmt For For
1D. ELECTION OF DIRECTOR: STEVEN A. KANDARIAN Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN M. KEANE Mgmt For For
1F. ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM E. KENNARD Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1I. ELECTION OF DIRECTOR: CATHERINE R. KINNEY Mgmt For For
1J. ELECTION OF DIRECTOR: DENISE M. MORRISON Mgmt For For
1K. ELECTION OF DIRECTOR: KENTON J. SICCHITANO Mgmt For For
1L. ELECTION OF DIRECTOR: LULU C. WANG Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR
2014.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
4. APPROVAL OF THE METLIFE, INC. 2015 STOCK Mgmt For For
AND INCENTIVE COMPENSATION PLAN.
5. APPROVAL OF THE METLIFE, INC. 2015 Mgmt For For
NON-MANAGEMENT DIRECTOR STOCK COMPENSATION
PLAN.
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 933952497
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD J. DAVIES Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES P. GORMAN Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT H. HERZ Mgmt For For
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: KLAUS KLEINFELD Mgmt For For
1H. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1I. ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES W. OWENS Mgmt For For
1K. ELECTION OF DIRECTOR: O. GRIFFITH SEXTON Mgmt For For
1L. ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI Mgmt For For
1M. ELECTION OF DIRECTOR: MASAAKI TANAKA Mgmt For For
1N. ELECTION OF DIRECTOR: LAURA D. TYSON Mgmt For For
1O. ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITOR
3. TO APPROVE THE COMPENSATION OF EXECUTIVES Mgmt For For
AS DISCLOSED IN THE PROXY STATEMENT
(NON-BINDING ADVISORY RESOLUTION)
4. SHAREHOLDER PROPOSAL REGARDING A REPORT ON Shr Against For
LOBBYING
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY, INC. Agenda Number: 933956611
--------------------------------------------------------------------------------------------------------------------------
Security: 65339F101
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: NEE
ISIN: US65339F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHERRY S. BARRAT Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT M. BEALL, II Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES L. CAMAREN Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH B. DUNN Mgmt For For
1E. ELECTION OF DIRECTOR: KIRK S. HACHIGIAN Mgmt For For
1F. ELECTION OF DIRECTOR: TONI JENNINGS Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES L. ROBO Mgmt For For
1H. ELECTION OF DIRECTOR: RUDY E. SCHUPP Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN L. SKOLDS Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM H. SWANSON Mgmt For For
1K. ELECTION OF DIRECTOR: HANSEL E. TOOKES, II Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS NEXTERA ENERGY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
NEXTERA ENERGY'S COMPENSATION OF ITS NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
4. SHAREHOLDER PROPOSAL - ELIMINATE Shr For Against
SUPERMAJORITY VOTE REQUIREMENTS IN ARTICLES
OF INCORPORATION AND BYLAWS.
--------------------------------------------------------------------------------------------------------------------------
NRG ENERGY, INC. Agenda Number: 933950241
--------------------------------------------------------------------------------------------------------------------------
Security: 629377508
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: NRG
ISIN: US6293775085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: KIRBYJON H. CALDWELL Mgmt For For
1.2 ELECTION OF DIRECTOR: LAWRENCE S. COBEN Mgmt For For
1.3 ELECTION OF DIRECTOR: DAVID CRANE Mgmt For For
1.4 ELECTION OF DIRECTOR: TERRY G. DALLAS Mgmt For For
1.5 ELECTION OF DIRECTOR: PAUL W. HOBBY Mgmt For For
1.6 ELECTION OF DIRECTOR: EDWARD R. MULLER Mgmt For For
1.7 ELECTION OF DIRECTOR: EVAN J. SILVERSTEIN Mgmt For For
1.8 ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER Mgmt For For
1.9 ELECTION OF DIRECTOR: WALTER R. YOUNG Mgmt For For
2. TO APPROVE NRG'S EXECUTIVE COMPENSATION Mgmt Against Against
(SAY ON PAY PROPOSAL).
3. TO ADOPT THE NRG ENERGY, INC. AMENDED & Mgmt For For
RESTATED EMPLOYEE STOCK PURCHASE PLAN.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 933956724
--------------------------------------------------------------------------------------------------------------------------
Security: 674599105
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: OXY
ISIN: US6745991058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SPENCER ABRAHAM Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD I. ATKINS Mgmt For For
1C. ELECTION OF DIRECTOR: EUGENE L. BATCHELDER Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN E. FEICK Mgmt For For
1G. ELECTION OF DIRECTOR: MARGARET M. FORAN Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM R. KLESSE Mgmt For For
1J. ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Mgmt For For
1K. ELECTION OF DIRECTOR: ELISSE B. WALTER Mgmt For For
2. ONE-YEAR WAIVER OF DIRECTOR AGE RESTRICTION Mgmt For For
FOR EDWARD P.DJEREJIAN, AN INDEPENDENT
DIRECTOR.
3. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION.
4. ABILITY OF STOCKHOLDERS TO ACT BY WRITTEN Mgmt For For
CONSENT.
5. SEPARATION OF THE ROLES OF THE CHAIRMAN OF Mgmt For For
THE BOARD AND THE CHIEF EXECUTIVE OFFICER.
6. RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
7. EXECUTIVES TO RETAIN SIGNIFICANT STOCK. Shr Against For
8. REVIEW LOBBYING AT FEDERAL, STATE, LOCAL Shr Against For
LEVELS.
9. QUANTITATIVE RISK MANAGEMENT REPORTING FOR Shr Against For
HYDRAULIC FRACTURING OPERATIONS.
10. FUGITIVE METHANE EMISSIONS AND FLARING Shr Against For
REPORT.
--------------------------------------------------------------------------------------------------------------------------
OMNICOM GROUP INC. Agenda Number: 933968046
--------------------------------------------------------------------------------------------------------------------------
Security: 681919106
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: OMC
ISIN: US6819191064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN D. WREN Mgmt For For
1B. ELECTION OF DIRECTOR: BRUCE CRAWFORD Mgmt For For
1C. ELECTION OF DIRECTOR: ALAN R. BATKIN Mgmt For For
1D. ELECTION OF DIRECTOR: MARY C. CHOKSI Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT CHARLES CLARK Mgmt For For
1F. ELECTION OF DIRECTOR: LEONARD S. COLEMAN, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: ERROL M. COOK Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN S. DENISON Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL A. HENNING Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN R. MURPHY Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN R. PURCELL Mgmt For For
1L. ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt For For
1M. ELECTION OF DIRECTOR: GARY L. ROUBOS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE 2014 FISCAL YEAR.
3. ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 933878300
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 31-Oct-2013
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JEFFREY S. BERG Mgmt For For
H. RAYMOND BINGHAM Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt For For
BRUCE R. CHIZEN Mgmt Withheld Against
GEORGE H. CONRADES Mgmt Withheld Against
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JEFFREY O. HENLEY Mgmt For For
MARK V. HURD Mgmt For For
NAOMI O. SELIGMAN Mgmt Withheld Against
2 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION. `
3 APPROVAL OF AMENDMENT TO THE LONG-TERM Mgmt Against Against
EQUITY INCENTIVE PLAN.
4 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
5 STOCKHOLDER PROPOSAL REGARDING ESTABLISHING Shr Against For
A BOARD COMMITTEE ON HUMAN RIGHTS.
6 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shr For Against
BOARD CHAIRMAN.
7 STOCKHOLDER PROPOSAL REGARDING VOTE Shr Against For
TABULATION.
8 STOCKHOLDER PROPOSAL REGARDING MULTIPLE Shr For Against
PERFORMANCE METRICS.
9 STOCKHOLDER PROPOSAL REGARDING QUANTIFIABLE Shr Against For
PERFORMANCE METRICS.
--------------------------------------------------------------------------------------------------------------------------
PACCAR INC Agenda Number: 933936328
--------------------------------------------------------------------------------------------------------------------------
Security: 693718108
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: PCAR
ISIN: US6937181088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JOHN M. FLUKE, JR. Mgmt Against Against
1.2 ELECTION OF DIRECTOR: KIRK S. HACHIGIAN Mgmt For For
1.3 ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1.4 ELECTION OF DIRECTOR: MARK A. SCHULZ Mgmt Against Against
2. RESTRICTED STOCK AND DEFERRED COMPENSATION Mgmt For For
PLAN FOR NON-EMPLOYEE DIRECTORS
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. STOCKHOLDER PROPOSAL REGARDING THE Shr For Against
SUPERMAJORITY VOTE PROVISIONS
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933945860
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHONA L. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: GEORGE W. BUCKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: IAN M. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
1E. ELECTION OF DIRECTOR: RONA A. FAIRHEAD Mgmt For For
1F. ELECTION OF DIRECTOR: RAY L. HUNT Mgmt For For
1G. ELECTION OF DIRECTOR: ALBERTO IBARGUEN Mgmt For For
1H. ELECTION OF DIRECTOR: INDRA K. NOOYI Mgmt For For
1I. ELECTION OF DIRECTOR: SHARON PERCY Mgmt For For
ROCKEFELLER
1J. ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1K. ELECTION OF DIRECTOR: LLOYD G. TROTTER Mgmt For For
1L. ELECTION OF DIRECTOR: DANIEL VASELLA Mgmt For For
1M. ELECTION OF DIRECTOR: ALBERTO WEISSER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2014.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS OF THE PEPSICO, INC.
EXECUTIVE INCENTIVE COMPENSATION PLAN.
5. POLICY REGARDING APPROVAL OF POLITICAL Shr Against For
CONTRIBUTIONS.
6. POLICY REGARDING EXECUTIVE RETENTION OF Shr Against For
STOCK.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933933738
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1D. ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For
1E. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1G. ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1H. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For
1I. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1J. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1L. ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE Mgmt For For
2. RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
4. APPROVAL OF PFIZER INC. 2014 STOCK PLAN Mgmt For For
5. SHAREHOLDER PROPOSAL REGARDING APPROVAL OF Shr Against For
POLITICAL CONTRIBUTIONS POLICY
6. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
ACTIVITIES
7. SHAREHOLDER PROPOSAL REGARDING ACTION BY Shr Against For
WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933946444
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1D. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1E. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For
1F. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For
1G. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt For For
1I. ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
3. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL 1 - LOBBYING Shr Against For
5. SHAREHOLDER PROPOSAL 2 - ANIMAL TESTING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
PHILLIPS 66 Agenda Number: 933944010
--------------------------------------------------------------------------------------------------------------------------
Security: 718546104
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PSX
ISIN: US7185461040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM R. LOOMIS, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: GLENN F. TILTON Mgmt For For
1C. ELECTION OF DIRECTOR: MARNA C. WHITTINGTON Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR PHILLIPS 66 FOR
2014.
3. SAY ON PAY - AN ADVISORY (NON-BINDING) VOTE Mgmt For For
ON THE APPROVAL OF EXECUTIVE COMPENSATION.
4. GREENHOUSE GAS REDUCTION GOALS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 933916150
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B. ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For
1C. ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1F. ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1G. ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For
1H. ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF Mgmt For For
1I. ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For
1J. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1L. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1M. ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For
1N. ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 28, 2014.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
REGAL ENTERTAINMENT GROUP Agenda Number: 933946191
--------------------------------------------------------------------------------------------------------------------------
Security: 758766109
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: RGC
ISIN: US7587661098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEPHEN A. KAPLAN Mgmt For For
JACK TYRRELL Mgmt For For
NESTOR R. WEIGAND, JR. Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF KPMG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JANUARY 1, 2015.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933927040
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 09-Apr-2014
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: TONY ISAAC Mgmt For For
1C. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For
1D. ELECTION OF DIRECTOR: MAUREEN KEMPSTON Mgmt For For
DARKES
1E. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1F. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1H. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1I. ELECTION OF DIRECTOR: LEO RAFAEL REIF Mgmt For For
1J. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1K. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2013 FINANCIAL Mgmt For For
STATEMENTS AND DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
TD AMERITRADE HOLDING CORPORATION Agenda Number: 933913344
--------------------------------------------------------------------------------------------------------------------------
Security: 87236Y108
Meeting Type: Annual
Meeting Date: 12-Feb-2014
Ticker: AMTD
ISIN: US87236Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAN W. COOK III Mgmt Withheld Against
JOSEPH H. MOGLIA Mgmt For For
WILBUR J. PREZZANO Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING SEPTEMBER 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 933927103
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R.W. BABB, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: M.A. BLINN Mgmt For For
1C. ELECTION OF DIRECTOR: D.A. CARP Mgmt For For
1D. ELECTION OF DIRECTOR: C.S. COX Mgmt For For
1E. ELECTION OF DIRECTOR: R. KIRK Mgmt For For
1F. ELECTION OF DIRECTOR: P.H. PATSLEY Mgmt For For
1G. ELECTION OF DIRECTOR: R.E. SANCHEZ Mgmt For For
1H. ELECTION OF DIRECTOR: W.R. SANDERS Mgmt For For
1I. ELECTION OF DIRECTOR: R.J. SIMMONS Mgmt For For
1J. ELECTION OF DIRECTOR: R.K. TEMPLETON Mgmt For For
1K. ELECTION OF DIRECTOR: C.T. WHITMAN Mgmt For For
2. BOARD PROPOSAL REGARDING ADVISORY APPROVAL Mgmt For For
OF THE COMPANY'S EXECUTIVE COMPENSATION.
3. BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
4. BOARD PROPOSAL TO APPROVE THE TI EMPLOYEES Mgmt For For
2014 STOCK PURCHASE PLAN.
5. BOARD PROPOSAL TO REAPPROVE THE MATERIAL Mgmt For For
TERMS OF THE PERFORMANCE GOALS UNDER THE
TEXAS INSTRUMENTS 2009 LONG-TERM INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION Agenda Number: 933962878
--------------------------------------------------------------------------------------------------------------------------
Security: 020002101
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: ALL
ISIN: US0200021014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT D. BEYER Mgmt For For
1C. ELECTION OF DIRECTOR: KERMIT R. CRAWFORD Mgmt For For
1D. ELECTION OF DIRECTOR: JACK M. GREENBERG Mgmt For For
1E. ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt For For
1F. ELECTION OF DIRECTOR: SIDDHARTH N. MEHTA Mgmt For For
1G. ELECTION OF DIRECTOR: ANDREA REDMOND Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN W. ROWE Mgmt For For
1I. ELECTION OF DIRECTOR: JUDITH A. SPRIESER Mgmt For For
1J. ELECTION OF DIRECTOR: MARY ALICE TAYLOR Mgmt For For
1K. ELECTION OF DIRECTOR: THOMAS J. WILSON Mgmt For For
2. ADVISORY VOTE TO APPROVE THE EXECUTIVE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. APPROVE THE ANNUAL EXECUTIVE INCENTIVE PLAN Mgmt For For
MATERIAL TERMS.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS ALLSTATE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANT FOR 2014.
5. STOCKHOLDER PROPOSAL ON EQUITY RETENTION BY Shr Against For
SENIOR EXECUTIVES.
6. STOCKHOLDER PROPOSAL ON REPORTING LOBBYING Shr Against For
EXPENDITURES.
7. STOCKHOLDER PROPOSAL ON REPORTING POLITICAL Shr Against For
EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda Number: 933951786
--------------------------------------------------------------------------------------------------------------------------
Security: 260543103
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: DOW
ISIN: US2605431038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG Mgmt For For
1B. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For
1C. ELECTION OF DIRECTOR: JACQUELINE K. BARTON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1E. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For
1F. ELECTION OF DIRECTOR: ANDREW N. LIVERIS Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL POLMAN Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt For For
1J. ELECTION OF DIRECTOR: RUTH G. SHAW Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE AMENDED AND RESTATED 2012 Mgmt For For
STOCK INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL ON STOCKHOLDER ACTION Shr Against For
BY WRITTEN CONSENT.
6. STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK Shr Against For
RETENTION.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 933961078
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1D. ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt For For
1H. ELECTION OF DIRECTOR: ADEBAYO O. OGUNLESI Mgmt For For
1I. ELECTION OF DIRECTOR: PETER OPPENHEIMER Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1K. ELECTION OF DIRECTOR: DEBORA L. SPAR Mgmt For For
1L. ELECTION OF DIRECTOR: MARK E. TUCKER Mgmt For For
1M. ELECTION OF DIRECTOR: DAVID A. VINIAR Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION (SAY ON PAY)
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014
4. SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS Shr Against For
FOR SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SVCS GROUP, INC. Agenda Number: 933968200
--------------------------------------------------------------------------------------------------------------------------
Security: 416515104
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: HIG
ISIN: US4165151048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT B. ALLARDICE, Mgmt For For
III
1B. ELECTION OF DIRECTOR: TREVOR FETTER Mgmt For For
1C. ELECTION OF DIRECTOR: LIAM E. MCGEE Mgmt For For
1D. ELECTION OF DIRECTOR: KATHRYN A. MIKELLS Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL G. MORRIS Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS A. RENYI Mgmt For For
1G. ELECTION OF DIRECTOR: JULIE G. RICHARDSON Mgmt For For
1H. ELECTION OF DIRECTOR: VIRGINIA P. Mgmt For For
RUESTERHOLZ
1I. ELECTION OF DIRECTOR: CHARLES B. STRAUSS Mgmt For For
1J. ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014.
3. MANAGEMENT PROPOSAL TO APPROVE, ON A Mgmt For For
NON-BINDING ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
COMPANY'S PROXY STATEMENT.
4. MANAGEMENT PROPOSAL TO APPROVE THE Mgmt For For
COMPANY'S 2014 INCENTIVE STOCK PLAN.
5. MANAGEMENT PROPOSAL TO APPROVE THE MATERIAL Mgmt For For
TERMS OF THE ANNUAL EXECUTIVE BONUS
PROGRAM.
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 933934576
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD O. BERNDT Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1C. ELECTION OF DIRECTOR: PAUL W. CHELLGREN Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK Mgmt For For
1E. ELECTION OF DIRECTOR: ANDREW T. FELDSTEIN Mgmt For For
1F. ELECTION OF DIRECTOR: KAY COLES JAMES Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt For For
1H. ELECTION OF DIRECTOR: ANTHONY A. MASSARO Mgmt For For
1I. ELECTION OF DIRECTOR: JANE G. PEPPER Mgmt For For
1J. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1K. ELECTION OF DIRECTOR: LORENE K. STEFFES Mgmt For For
1L. ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt For For
1M. ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt For For
1N. ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. Mgmt For For
1O. ELECTION OF DIRECTOR: HELGE H. WEHMEIER Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
PNC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. A SHAREHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON GREENHOUSE GAS EMISSIONS OF BORROWERS
AND EXPOSURE TO CLIMATE CHANGE RISK.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 933918736
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 18-Mar-2014
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C. ELECTION OF DIRECTOR: JACK DORSEY Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For
1E. ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For
1F. ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For
1G. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1I. ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt For For
1J. ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt Against Against
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
REGISTERED PUBLIC ACCOUNTANTS FOR 2014.
3. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
5. TO APPROVE THE SHAREHOLDER PROPOSAL Shr For Against
RELATING TO PROXY ACCESS.
6. TO APPROVE THE SHAREHOLDER PROPOSAL Shr For Against
RELATING TO ACCELERATION OF EQUITY AWARDS.
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Agenda Number: 933995891
--------------------------------------------------------------------------------------------------------------------------
Security: 887317303
Meeting Type: Annual
Meeting Date: 13-Jun-2014
Ticker: TWX
ISIN: US8873173038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM P. BARR Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFREY L. BEWKES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT C. CLARK Mgmt For For
1F. ELECTION OF DIRECTOR: MATHIAS DOPFNER Mgmt For For
1G. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1I. ELECTION OF DIRECTOR: FRED HASSAN Mgmt For For
1J. ELECTION OF DIRECTOR: KENNETH J. NOVACK Mgmt For For
1K. ELECTION OF DIRECTOR: PAUL D. WACHTER Mgmt For For
1L. ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITOR.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL ON INDEPENDENT Shr Against For
CHAIRMAN OF THE BOARD.
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 933926593
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: Y. MARC BELTON Mgmt For For
1C. ELECTION OF DIRECTOR: VICTORIA BUYNISKI Mgmt For For
GLUCKMAN
1D. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt For For
1G. ELECTION OF DIRECTOR: DOREEN WOO HO Mgmt For For
1H. ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Mgmt For For
1J. ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt Against Against
1K. ELECTION OF DIRECTOR: DAVID B. O'MALEY Mgmt For For
1L. ELECTION OF DIRECTOR: O'DELL M. OWENS, Mgmt For For
M.D., M.P.H.
1M. ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Mgmt For For
1N. ELECTION OF DIRECTOR: PATRICK T. STOKES Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT AUDITOR FOR THE 2014
FISCAL YEAR.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR EXECUTIVES DISCLOSED IN THE PROXY
STATEMENT.
4. SHAREHOLDER PROPOSAL: ADOPTION OF A POLICY Shr Against For
REQUIRING THAT THE CHAIRMAN OF THE BOARD BE
AN INDEPENDENT DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 933993455
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 02-Jun-2014
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM C. BALLARD, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: EDSON BUENO, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD T. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT J. DARRETTA Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Mgmt For For
1F. ELECTION OF DIRECTOR: MICHELE J. HOOPER Mgmt For For
1G. ELECTION OF DIRECTOR: RODGER A. LAWSON Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS W. Mgmt For For
LEATHERDALE
1I. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
1J. ELECTION OF DIRECTOR: KENNETH I. SHINE, Mgmt For For
M.D.
1K. ELECTION OF DIRECTOR: GAIL R. WILENSKY, Mgmt For For
PH.D.
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2014.
4. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr Against For
PROXY STATEMENT REQUESTING CUMULATIVE
VOTING, IF PROPERLY PRESENTED AT THE 2014
ANNUAL MEETING OF SHAREHOLDERS.
5. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr Against For
PROXY STATEMENT REQUESTING ADDITIONAL
LOBBYING DISCLOSURE, IF PROPERLY PRESENTED
AT THE 2014 ANNUAL MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
VALERO ENERGY CORPORATION Agenda Number: 933938524
--------------------------------------------------------------------------------------------------------------------------
Security: 91913Y100
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: VLO
ISIN: US91913Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JERRY D. CHOATE Mgmt For For
1B. ELECTION OF DIRECTOR: JOSEPH W. GORDER Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM R. KLESSE Mgmt For For
1D. ELECTION OF DIRECTOR: DEBORAH P. MAJORAS Mgmt For For
1E. ELECTION OF DIRECTOR: DONALD L. NICKLES Mgmt For For
1F. ELECTION OF DIRECTOR: PHILIP J. PFEIFFER Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT A. PROFUSEK Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN KAUFMAN PURCELL Mgmt For For
1I. ELECTION OF DIRECTOR: STEPHEN M. WATERS Mgmt For For
1J. ELECTION OF DIRECTOR: RANDALL J. Mgmt For For
WEISENBURGER
1K. ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
VALERO ENERGY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. APPROVE, BY NON-BINDING VOTE, THE 2013 Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, Shr For Against
"ACCELERATED VESTING OF PERFORMANCE
SHARES."
5. VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, Shr Against For
"CLIMATE CHANGE MANAGEMENT PLAN."
6. VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, Shr Against For
"CORPORATE LOBBYING."
--------------------------------------------------------------------------------------------------------------------------
VULCAN MATERIALS COMPANY Agenda Number: 933944161
--------------------------------------------------------------------------------------------------------------------------
Security: 929160109
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: VMC
ISIN: US9291601097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: O.B. GRAYSON HALL, JR Mgmt For For
1.2 ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1.3 ELECTION OF DIRECTOR: JAMES T. PROKOPANKO Mgmt For For
1.4 ELECTION OF DIRECTOR: KATHLEEN W. THOMPSON Mgmt For For
2. PROPOSAL TO APPROVE THE ADVISORY Mgmt For For
(NON-BINDING) RESOLUTION RELATING TO
EXECUTIVE COMPENSATION.
3. PROPOSAL TO APPROVE THE EXECUTIVE INCENTIVE Mgmt For For
PLAN.
4. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933937089
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1G) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1I) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1J) ELECTION OF DIRECTOR: JAMES H. QUIGLEY Mgmt For For
1K) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1L) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1N) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
2. VOTE ON AN ADVISORY RESOLUTION TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
4. ADOPT A POLICY TO REQUIRE AN INDEPENDENT Shr Against For
CHAIRMAN.
5. REVIEW AND REPORT ON INTERNAL CONTROLS OVER Shr Against For
THE COMPANY'S MORTGAGE SERVICING AND
FORECLOSURE PRACTICES.
Curian/UBS Global Long Short Fixed Income Opportunities Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Curian/Van Eck International Gold Fund
--------------------------------------------------------------------------------------------------------------------------
AGNICO EAGLE MINES LIMITED Agenda Number: 933959770
--------------------------------------------------------------------------------------------------------------------------
Security: 008474108
Meeting Type: Annual and Special
Meeting Date: 02-May-2014
Ticker: AEM
ISIN: CA0084741085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LEANNE M. BAKER Mgmt For For
SEAN BOYD Mgmt For For
MARTINE A. CELEJ Mgmt For For
CLIFFORD J. DAVIS Mgmt For For
ROBERT J. GEMMELL Mgmt Withheld Against
BERNARD KRAFT Mgmt For For
MEL LEIDERMAN Mgmt For For
DEBORAH A. MCCOMBE Mgmt For For
JAMES D. NASSO Mgmt For For
SEAN RILEY Mgmt For For
J. MERFYN ROBERTS Mgmt For For
HOWARD R. STOCKFORD Mgmt For For
PERTTI VOUTILAINEN Mgmt For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS OF THE COMPANY AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION.
03 AN ORDINARY RESOLUTION APPROVING AN Mgmt For For
AMENDMENT TO THE COMPANY'S INCENTIVE SHARE
PURCHASE PLAN.
04 A NON-BINDING, ADVISORY RESOLUTION Mgmt Against Against
ACCEPTING THE COMPANY'S APPROACH TO
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ALAMOS GOLD INC. Agenda Number: 934012383
--------------------------------------------------------------------------------------------------------------------------
Security: 011527108
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: AGI
ISIN: CA0115271086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO SET THE NUMBER OF DIRECTORS AT SIX. Mgmt No vote
02 DIRECTOR
ANTHONY GARSON Mgmt No vote
DAVID GOWER Mgmt No vote
JOHN A. MCCLUSKEY Mgmt No vote
PAUL J. MURPHY Mgmt No vote
KENNETH STOWE Mgmt No vote
DAVID FLECK Mgmt No vote
03 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt No vote
AUDITORS OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
AMARA MINING PLC, LONDON Agenda Number: 705076532
--------------------------------------------------------------------------------------------------------------------------
Security: G2343S103
Meeting Type: OGM
Meeting Date: 11-Apr-2014
Ticker:
ISIN: GB00B04M1L91
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To authorise the directors to allot equity Mgmt For For
securities in connection with the Capital
Raising
2 To disapply the statutory pre-emption Mgmt For For
rights over equity securities authorised
pursuant to Resolution 1
3 To authorise the directors to allot further Mgmt For For
equity securities
4 To disapply the statutory pre-emption Mgmt For For
rights over equity securities authorised
pursuant to Resolution 3
--------------------------------------------------------------------------------------------------------------------------
AMARA MINING PLC, LONDON Agenda Number: 705284165
--------------------------------------------------------------------------------------------------------------------------
Security: G2343S103
Meeting Type: AGM
Meeting Date: 04-Jun-2014
Ticker:
ISIN: GB00B04M1L91
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE ANNUAL ACCOUNTS Mgmt For For
AND THE REPORTS OF THE DIRECTORS AND
AUDITORS THEREON
2 TO RE-ELECT MR PETER SPIVEY AS A DIRECTOR Mgmt For For
OF THE COMPANY
3 TO RE-ELECT MR PETER GARDNER AS A DIRECTOR Mgmt For For
OF THE COMPANY
4 TO RE-ELECT MR PETER COWLEY AS A DIRECTOR Mgmt Against Against
OF THE COMPANY
5 TO RE-ELECT MR ALEXANDER DAVIDSON AS A Mgmt For For
DIRECTOR OF THE COMPANY
6 TO APPOINT BDO LLP AS AUDITORS AND TO Mgmt For For
AUTHORISE THE DIRECTORS TO FIX THEIR
REMUNERATION
7 TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY Mgmt For For
SECURITIES
8 TO DISAPPLY THE STATUTORY PRE-EMPTION Mgmt For For
RIGHTS OVER EQUITY SECURITIES
CMMT 13 MAY 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO TEXT OF
RESOLUTION 3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ANGLOGOLD ASHANTI LIMITED Agenda Number: 933981688
--------------------------------------------------------------------------------------------------------------------------
Security: 035128206
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: AU
ISIN: US0351282068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ORDINARY RESOLUTION NO. 1 RE-APPOINTMENT OF Mgmt For For
ERNST & YOUNG INC. AS AUDITORS OF THE
COMPANY
2. ORDINARY RESOLUTION NO. 2 ELECTION OF MR. Mgmt For For
RN DUFFY AS A DIRECTOR
3. ORDINARY RESOLUTION NO. 3 RE-ELECTION OF Mgmt For For
MR. R GASANT AS A DIRECTOR
4. ORDINARY RESOLUTION NO. 4 RE-ELECTION OF Mgmt For For
MR. SM PITYANA AS A DIRECTOR
5. ORDINARY RESOLUTION NO. 5 APPOINTMENT OF Mgmt For For
PROF. LW NKUHLU AS A MEMBER OF THE AUDIT
AND RISK COMMITTEE OF THE COMPANY
6. ORDINARY RESOLUTION NO. 6 APPOINTMENT OF Mgmt For For
MR. MJ KIRKWOOD AS A MEMBER OF THE AUDIT
AND RISK COMMITTEE OF THE COMPANY
7. ORDINARY RESOLUTION NO. 7 APPOINTMENT OF Mgmt For For
MR. R GASANT AS A MEMBER OF THE AUDIT AND
RISK COMMITTEE OF THE COMPANY
8. ORDINARY RESOLUTION NO. 8 APPOINTMENT OF Mgmt Against Against
MR. RJ RUSTON AS A MEMBER OF THE AUDIT AND
RISK COMMITTEE OF THE COMPANY
9. ORDINARY RESOLUTION NO. 9 GENERAL AUTHORITY Mgmt For For
TO DIRECTORS TO ALLOT AND ISSUE ORDINARY
SHARES
10. NON-BINDING ADVISORY ENDORSEMENT ADVISORY Mgmt For For
ENDORSEMENT OF THE ANGLOGOLD ASHANTI
REMUNERATION POLICY
11. SPECIAL RESOLUTION NO. 1 GENERAL AUTHORITY Mgmt For For
TO DIRECTORS TO ISSUE FOR CASH, THOSE
ORDINARY SHARES WHICH THE DIRECTORS ARE
AUTHORISED TO ALLOT AND ISSUE IN TERMS OF
ORDINARY RESOLUTION NUMBER 9
12. SPECIAL RESOLUTION NO. 2 APPROVAL OF Mgmt For For
NON-EXECUTIVE DIRECTORS' REMUNERATION FOR
THEIR SERVICE AS DIRECTORS
13. SPECIAL RESOLUTION NO. 3 APPROVAL OF Mgmt For For
NON-EXECUTIVE DIRECTORS' REMUNERATION FOR
BOARD COMMITTEE MEETINGS
14. SPECIAL RESOLUTION NO. 4 AMENDMENT OF THE Mgmt For For
COMPANY'S MEMORANDUM OF INCORPORATION
15. SPECIAL RESOLUTION NO. 5 AMENDMENT OF THE Mgmt For For
RULES OF THE COMPANY'S LONG-TERM INCENTIVE
PLAN
16. SPECIAL RESOLUTION NO. 6 AMENDMENT OF THE Mgmt For For
RULES OF THE COMPANY'S BONUS SHARE PLAN
17. SPECIAL RESOLUTION NO. 7 GENERAL AUTHORITY Mgmt For For
TO ACQUIRE THE COMPANY'S OWN SHARES
18. SPECIAL RESOLUTION NO. 8 APPROVAL FOR THE Mgmt For For
COMPANY TO GRANT FINANCIAL ASSISTANCE IN
TERMS OF SECTIONS 44 AND 45 OF THE
COMPANIES ACT
19. ORDINARY RESOLUTION NO. 10 ELECTION OF MR. Mgmt For For
DL HODGSON AS A DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
ARGONAUT GOLD INC. Agenda Number: 933978883
--------------------------------------------------------------------------------------------------------------------------
Security: 04016A101
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: ARNGF
ISIN: CA04016A1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PETER C. DOUGHERTY Mgmt No vote
BRIAN J. KENNEDY Mgmt No vote
JAMES E. KOFMAN Mgmt No vote
CHRISTOPHER R. LATTANZI Mgmt No vote
PETER MORDAUNT Mgmt No vote
DALE C. PENIUK Mgmt No vote
DAVID H. WATKINS Mgmt No vote
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Mgmt No vote
CHARTERED ACCOUNTANTS, AS AUDITORS OF THE
COMPANY AND THE AUTHORIZATION OF THE
DIRECTORS TO FIX THEIR REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
ASANKO GOLD INC. Agenda Number: 933914245
--------------------------------------------------------------------------------------------------------------------------
Security: 04341Y105
Meeting Type: Special
Meeting Date: 30-Jan-2014
Ticker: AKG
ISIN: CA04341Y1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE, WITH OR WITHOUT VARIATION, A Mgmt Split 44% For Split
SPECIAL RESOLUTION, THE FULL TEXT OF WHICH
IS SET FORTH IN APPENDIX B, TO APPROVE THE
ISSUANCE, OR RESERVATION FOR ISSUANCE, AS
THE CASE MAY BE, BY THE COMPANY, PURSUANT
TO THE ARRANGEMENT AGREEMENT DATED DECEMBER
17, 2013 BETWEEN PMI AND THE COMPANY (THE
"ARRANGEMENT AGREEMENT"), OF 90,709,417
COMMON SHARES OF THE COMPANY, BEING THE
NUMBER OF COMMON SHARES OF THE COMPANY
NECESSARY TO GIVE EFFECT TO THE
ARRANGEMENT, ALL AS MORE PARTICULARLY
DESCRIBED IN THE INFORMATION CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
ASANKO GOLD INC. Agenda Number: 934035216
--------------------------------------------------------------------------------------------------------------------------
Security: 04341Y105
Meeting Type: Annual and Special
Meeting Date: 19-Jun-2014
Ticker: AKG
ISIN: CA04341Y1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO DETERMINE THE NUMBER OF DIRECTORS AT Mgmt Split 36% For Split
SEVEN.
02 DIRECTOR
COLIN STEYN Mgmt Split 36% For Split
PETER BREESE Mgmt Split 36% For Split
SHAWN WALLACE Mgmt Split 36% For Split
GORDON J. FRETWELL Mgmt Split 36% For Split
MARCEL DE GROOT Mgmt Split 36% For Split
PETER BRADFORD Mgmt Split 36% For Split
MICHAEL PRICE Mgmt Split 36% For Split
03 APPOINTMENT OF KPMG LLP, CHARTERED Mgmt Split 36% For Split
ACCOUNTANTS, AS AUDITORS OF THE CORPORATION
FOR THE ENSUING YEAR AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION.
04 RATIFICATION AND APPROVAL OF STOCK OPTION Mgmt Split 36% For Split
PLAN.
--------------------------------------------------------------------------------------------------------------------------
AURICO GOLD INC. Agenda Number: 933991247
--------------------------------------------------------------------------------------------------------------------------
Security: 05155C105
Meeting Type: Annual and Special
Meeting Date: 09-May-2014
Ticker: AUQ
ISIN: CA05155C1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALAN R. EDWARDS Mgmt For For
MARK J. DANIEL Mgmt Withheld Against
SCOTT G. PERRY Mgmt For For
LUIS M. CHAVEZ Mgmt For For
PATRICK D. DOWNEY Mgmt For For
RONALD E. SMITH Mgmt Withheld Against
RICHARD M. COLTERJOHN Mgmt For For
JOSEPH G. SPITERI Mgmt For For
02 APPOINT KPMG LLP, CHARTERED ACCOUNTANTS, AS Mgmt For For
AUDITORS FOR THE COMPANY, AND TO AUTHORIZE
THE DIRECTORS OF THE COMPANY TO SET THE
AUDITORS' REMUNERATION.
03 CONSIDER AND, IF DEEMED ADVISABLE, PASS AN Mgmt For For
ORDINARY RESOLUTION OF SHAREHOLDERS,
CONFIRMING AND RATIFYING THE COMPANY'S
ADVANCE NOTICE BY-LAW.
04 CONSIDER AND, IF DEEMED ADVISABLE, PASS AN Mgmt For For
ORDINARY RESOLUTION OF SHAREHOLDERS
CONFIRMING AND RATIFYING THE AMENDMENTS TO
THE COMPANY'S BY-LAW NO. 1.
05 CONSIDER AND, IF DEEMED ADVISABLE, PASS AN Mgmt For For
ORDINARY RESOLUTION OF SHAREHOLDERS
CONFIRMING AND RATIFYING THE COMPANY'S
AMENDED AND RESTATED EMPLOYEE SHARE
PURCHASE PLAN TO, AMONG OTHER THINGS,
REPLENISH THE COMMON SHARES RESERVED FOR
ISSUANCE UNDER THE PLAN AND TO SPECIFY
AMENDMENTS TO THE PLAN THAT WOULD REQUIRE
SHAREHOLDER APPROVAL.
06 CONSIDER AND, IF DEEMED ADVISABLE, PASS A Mgmt Against Against
NON-BINDING, ADVISORY RESOLUTION ACCEPTING
THE COMPANY'S APPROACH TO EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
B2GOLD CORP. Agenda Number: 934027334
--------------------------------------------------------------------------------------------------------------------------
Security: 11777Q209
Meeting Type: Annual and Special
Meeting Date: 13-Jun-2014
Ticker: BTG
ISIN: CA11777Q2099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO SET THE NUMBER OF DIRECTORS AT 9. Mgmt Split 63% For Split
02 DIRECTOR
CLIVE JOHNSON Mgmt Split 63% For Split
ROBERT CROSS Mgmt Split 63% For Split
ROBERT GAYTON Mgmt Split 63% Withheld Split
BARRY RAYMENT Mgmt Split 63% For Split
JERRY KORPAN Mgmt Split 63% For Split
JOHN IVANY Mgmt Split 63% For Split
BONGANI MTSHISI Mgmt Split 63% For Split
MICHAEL CARRICK Mgmt Split 63% For Split
KEVIN BULLOCK Mgmt Split 63% For Split
03 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Mgmt Split 63% For Split
CHARTERED ACCOUNTANTS AS AUDITORS OF THE
CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
04 TO APPROVE THE OPTION PLAN RESOLUTION Mgmt Split 63% For Split
RELATING TO THE ADOPTION OF THE AMENDED
PLAN, AS DESCRIBED IN THE MANAGEMENT
INFORMATION CIRCULAR OF B2GOLD CORP. FOR
THE ANNUAL GENERAL AND SPECIAL MEETING OF
THE SHAREHOLDERS TO BE HELD ON JUNE 13,
2014.
05 TO APPROVE THE RSU PLAN RESOLUTION RELATING Mgmt Split 63% For Split
TO THE AMENDMENT OF THE RSU PLAN, AS
DESCRIBED IN THE MANAGEMENT INFORMATION
CIRCULAR OF B2GOLD CORP. FOR THE ANNUAL
GENERAL AND SPECIAL MEETING OF THE
SHAREHOLDERS TO BE HELD ON JUNE 13, 2014.
06 TO APPROVE THE ADVANCE NOTICE POLICY Mgmt Split 63% For Split
RESOLUTION RELATING TO THE RATIFICATION,
CONFIRMATION AND APPROVAL OF THE ADVANCE
NOTICE POLICY, AS DESCRIBED IN THE
MANAGEMENT INFORMATION CIRCULAR OF B2GOLD
CORP. FOR THE ANNUAL GENERAL AND SPECIAL
MEETING OF THE SHAREHOLDERS TO BE HELD ON
JUNE 13, 2014.
--------------------------------------------------------------------------------------------------------------------------
BEAR CREEK MINING CORPORATION Agenda Number: 933988050
--------------------------------------------------------------------------------------------------------------------------
Security: 07380N104
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: BCEKF
ISIN: CA07380N1042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO SET THE NUMBER OF DIRECTORS AT SEVEN Mgmt No vote
(7).
02 DIRECTOR
C. MCLEOD-SELTZER Mgmt No vote
ANDREW T. SWARTHOUT Mgmt No vote
DAVID DE WITT Mgmt No vote
MIGUEL GRAU Mgmt No vote
KEVIN MORANO Mgmt No vote
NOLAN WATSON Mgmt No vote
FRANK TWEDDLE Mgmt No vote
03 APPOINTMENT OF PRICEWATERHOUSECOPERS LLP AS Mgmt No vote
AUDITORS OF THE COMPANY FOR THE ENSUING
YEAR AT A REMUNERATION TO BE FIXED BY THE
DIRECTORS.
04 TO CONSIDER AND, IF THOUGHT FIT, PASS AN Mgmt No vote
ORDINARY RESOLUTION TO REAPPROVE THE
COMPANY'S 10% "ROLLING" STOCK OPTION PLAN.
05 TO APPROVE THE TRANSACTION OF SUCH OTHER Mgmt No vote
BUSINESS AS MAY PROPERLY COME BEFORE THE
MEETING AND ANY ADJOURNMENT(S) OR
POSTPONEMENT(S) THEREOF.
--------------------------------------------------------------------------------------------------------------------------
BELO SUN MINING CORP. Agenda Number: 934002205
--------------------------------------------------------------------------------------------------------------------------
Security: 080558109
Meeting Type: Annual and Special
Meeting Date: 16-May-2014
Ticker: VNNHF
ISIN: CA0805581091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO SET THE NUMBER OF DIRECTORS AT 8 Mgmt No vote
02 DIRECTOR
PETER TAGLIAMONTE Mgmt No vote
STAN BHARTI Mgmt No vote
HELIO DINIZ Mgmt No vote
MARK EATON Mgmt No vote
C. JAY HODGSON Mgmt No vote
CLAY LIVINGSTON HOES Mgmt No vote
RUI BOTICA SANTOS Mgmt No vote
CATHERINE STRETCH Mgmt No vote
03 APPOINTMENT OF COLLINS BARROW LLP AS Mgmt No vote
AUDITORS OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION.
04 1. ALL UNALLOCATED OPTIONS UNDER THE STOCK Mgmt No vote
OPTION PLAN BE AND ARE HEREBY APPROVED; 2.
THE COMPANY HAVE THE ABILITY TO CONTINUE
GRANTING OPTIONS UNDER THE STOCK OPTION
PLAN UNTIL MAY 16, 2017, WHICH IS THE DATE
THAT IS THREE (3) YEARS FROM THE DATE OF
THE SHAREHOLDER MEETING AT WHICH
SHAREHOLDER APPROVAL IS BEING SOUGHT; AND
ALL AS MORE PARTICULARLY DESCRIBED IN THE
ACCOMPANYING INFORMATION CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
CASTLE MOUNTAIN MINING COMPANY LIMITED Agenda Number: 934015911
--------------------------------------------------------------------------------------------------------------------------
Security: 148463102
Meeting Type: Annual and Special
Meeting Date: 02-Jun-2014
Ticker:
ISIN: CA1484631025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 REAPPOINTMENT OF COLLINS BARROW, TORONTO Mgmt No vote
LLP, CHARTERED ACCOUNTANTS, LICENSED PUBLIC
ACCOUNTANTS, AS AUDITORS OF THE CORPORATION
FOR THE ENSUING YEAR AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION.
02 DIRECTOR
FRASER BUCHAN Mgmt No vote
ROBERT BUCHAN Mgmt No vote
GREG LIPTON Mgmt No vote
GORDON MCCREARY Mgmt No vote
COLIN SUTHERLAND Mgmt No vote
DARIN WAGNER Mgmt No vote
MARK WAYNE Mgmt No vote
03 AN ORDINARY RESOLUTION REAPPROVING THE Mgmt No vote
STOCK OPTION PLAN OF THE CORPORATION, AS
MORE PARTICULARLY DESCRIBED IN THE
ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR.
04 AN ORDINARY RESOLUTION CONFIRMING THE Mgmt No vote
ADOPTION OF AN AMENDMENT TO BY-LAW NO. 1 OF
THE CORPORATION, TO ADD AN ADVANCE NOTICE
PROVISION FOR NOMINATIONS OF DIRECTORS, AS
MORE PARTICULARLY DESCRIBED IN THE
ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR.
05 AN ORDINARY RESOLUTION CONFIRMING THE Mgmt No vote
ADOPTION OF THE CORPORATION'S SHAREHOLDER
RIGHTS PLAN, AS MORE PARTICULARLY DESCRIBED
IN THE ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
CAYDEN RESOURCES INC. Agenda Number: 934021104
--------------------------------------------------------------------------------------------------------------------------
Security: 149738106
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: CDKNF
ISIN: CA1497381063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO DETERMINE THE NUMBER OF DIRECTORS AT Mgmt No vote
SEVEN.
02 DIRECTOR
SHAWN WALLACE Mgmt No vote
IVAN BEBEK Mgmt No vote
DANIEL T. MCCOY Mgmt No vote
STEVEN M. COOK Mgmt No vote
DAVID M. JONES Mgmt No vote
J. RUSSELL NELLES STARR Mgmt No vote
RENE G. CARRIER Mgmt No vote
03 TO APPOINT BDO CANADA LLP, CHARTERED Mgmt No vote
ACCOUNTANTS, AS AUDITOR FOR THE COMPANY.
04 TO RATIFY AND APPROVE THE CONTINUATION OF Mgmt No vote
THE SHARE OPTION PLAN, AS DESCRIBED IN THE
ACCOMPANYING INFORMATION CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
CONTINENTAL GOLD LIMITED Agenda Number: 934012092
--------------------------------------------------------------------------------------------------------------------------
Security: G23850103
Meeting Type: Annual
Meeting Date: 02-Jun-2014
Ticker: CGOOF
ISIN: BMG238501032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTORS: LEON TEICHER Mgmt No vote
1B ARI B. SUSSMAN Mgmt No vote
1C JAIME I. GUTIERREZ Mgmt No vote
1D GUSTAVO J. KOCH Mgmt No vote
1E PAUL J. MURPHY Mgmt No vote
1F KENNETH G. THOMAS Mgmt No vote
1G TIMOTHY A. WARMAN Mgmt No vote
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt No vote
AS AUDITORS OF THE COMPANY FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION.
03 RESOLUTION RATIFYING, CONFIRMING AND Mgmt No vote
APPROVING THE ADOPTION OF A DEFERRED SHARE
UNIT PLAN, AS MORE PARTICULARLY DESCRIBED
IN THE ACCOMPANYING INFORMATION CIRCULAR.
04 RESOLUTION RATIFYING, CONFIRMING AND Mgmt No vote
APPROVING THE ADOPTION OF A RESTRICTED
SHARE UNIT PLAN, AS MORE PARTICULARLY
DESCRIBED IN THE ACCOMPANYING INFORMATION
CIRCULAR.
05 RESOLUTION APPROVING CERTAIN AMENDMENTS TO Mgmt No vote
THE COMPANY'S BYE-LAWS, AS MORE
PARTICULARLY DESCRIBED IN THE ACCOMPANYING
INFORMATION CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
EASTMAIN RESOURCES INC. Agenda Number: 933955239
--------------------------------------------------------------------------------------------------------------------------
Security: 27743M106
Meeting Type: Annual and Special
Meeting Date: 28-Apr-2014
Ticker: EANRF
ISIN: CA27743M1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DONALD J. ROBINSON Mgmt No vote
JOHN HANSULD Mgmt No vote
IAN BRYANS Mgmt No vote
DAVID JOYCE Mgmt No vote
MURRAY SHORT Mgmt No vote
02 APPOINTMENT OF STERN & LOVRICS LLP, Mgmt No vote
CHARTERED ACCOUNTANTS AS AUDITORS OF THE
COMPANY FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
ELDORADO GOLD CORPORATION Agenda Number: 933955227
--------------------------------------------------------------------------------------------------------------------------
Security: 284902103
Meeting Type: Annual and Special
Meeting Date: 01-May-2014
Ticker: EGO
ISIN: CA2849021035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
K. ROSS CORY Mgmt For For
ROBERT R. GILMORE Mgmt Withheld Against
GEOFFREY A. HANDLEY Mgmt Withheld Against
MICHAEL A. PRICE Mgmt For For
STEVEN P. REID Mgmt For For
JONATHAN A. RUBENSTEIN Mgmt Withheld Against
DONALD M. SHUMKA Mgmt For For
PAUL N. WRIGHT Mgmt For For
02 APPOINT KPMG LLP AS THE INDEPENDENT AUDITOR Mgmt For For
(SEE PAGE 22 OF THE MANAGEMENT PROXY
CIRCULAR)
03 AUTHORIZE THE DIRECTORS TO SET THE Mgmt For For
AUDITOR'S PAY, IF KPMG IS REAPPOINTED AS
THE INDEPENDENT AUDITOR (SEE PAGE 22 OF THE
MANAGEMENT PROXY CIRCULAR)
04 APPROVE AN ORDINARY RESOLUTION SET OUT ON Mgmt For For
PAGE 25 OF THE MANAGEMENT PROXY CIRCULAR
CONFIRMING THE REPEAL OF FORMER BY-LAW NO.
1 AND THE ADOPTION OF NEW BY-LAW NO. 1
05 APPROVE A SPECIAL RESOLUTION SET OUT ON Mgmt For For
PAGE 26 OF THE MANAGEMENT PROXY CIRCULAR
ADOPTING AMENDMENTS TO THE RESTATED
ARTICLES OF INCORPORATION TO ELIMINATE THE
CLASS OF CONVERTIBLE NON-VOTING SHARES
06 APPROVE AN ORDINARY RESOLUTION SET OUT ON Mgmt For For
PAGE 29 OF THE MANAGEMENT PROXY CIRCULAR
APPROVING THE AMENDED AND RESTATED
INCENTIVE STOCK OPTION PLAN FOR OFFICERS
AND DIRECTORS
07 APPROVE AN ORDINARY RESOLUTION SET OUT ON Mgmt For For
PAGE 29 OF THE MANAGEMENT PROXY CIRCULAR
APPROVING THE AMENDED AND RESTATED
INCENTIVE STOCK OPTION PLAN FOR EMPLOYEES,
CONSULTANTS AND ADVISORS
08 APPROVE AN ORDINARY RESOLUTION SET OUT ON Mgmt For For
PAGE 32 OF THE MANAGEMENT PROXY CIRCULAR
ADOPTING THE NEW PERFORMANCE SHARE UNIT
PLAN.
--------------------------------------------------------------------------------------------------------------------------
EVOLUTION MINING LIMITED Agenda Number: 704804233
--------------------------------------------------------------------------------------------------------------------------
Security: Q3647R147
Meeting Type: AGM
Meeting Date: 26-Nov-2013
Ticker:
ISIN: AU000000EVN4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
1 To adopt the remuneration report Mgmt For For
2 Re-election of Mr John Rowe as a director Mgmt For For
of the company
3 Election of Mr Colin Johnstone as a Mgmt For For
director of the company
4 Issue of performance rights to Mr Jacob Mgmt For For
Klein
--------------------------------------------------------------------------------------------------------------------------
FORTUNA SILVER MINES INC. Agenda Number: 934026077
--------------------------------------------------------------------------------------------------------------------------
Security: 349915108
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: FSM
ISIN: CA3499151080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO DETERMINE THE NUMBER OF DIRECTORS AT Mgmt For For
SEVEN
02 DIRECTOR
JORGE GANOZA DURANT Mgmt For For
SIMON RIDGWAY Mgmt Withheld Against
MICHAEL IVERSON Mgmt For For
MARIO SZOTLENDER Mgmt Withheld Against
ROBERT GILMORE Mgmt For For
THOMAS KELLY Mgmt For For
DAVID FARRELL Mgmt For For
03 APPOINT DELOITTE LLP AS AUDITORS OF THE Mgmt For For
COMPANY AND AUTHORIZE THE DIRECTORS TO FIX
THEIR REMUNERATION.
04 RATIFY THE ADOPTION OF THE COMPANY'S Mgmt For For
ADVANCE NOTICE POLICY.
05 TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt Against Against
PROPERLY COME BEFORE THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
FRANCO-NEVADA CORPORATION Agenda Number: 933974239
--------------------------------------------------------------------------------------------------------------------------
Security: 351858105
Meeting Type: Annual and Special
Meeting Date: 07-May-2014
Ticker: FNV
ISIN: CA3518581051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PIERRE LASSONDE Mgmt For For
DAVID HARQUAIL Mgmt For For
TOM ALBANESE Mgmt For For
DEREK W. EVANS Mgmt For For
GRAHAM FARQUHARSON Mgmt For For
LOUIS GIGNAC Mgmt For For
RANDALL OLIPHANT Mgmt Withheld Against
DAVID R. PETERSON Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Mgmt For For
CHARTERED ACCOUNTANTS, AS AUDITORS OF THE
CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
03 ACCEPTANCE OF THE CORPORATION'S APPROACH TO Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FRESNILLO PLC, LONDON Agenda Number: 705155845
--------------------------------------------------------------------------------------------------------------------------
Security: G371E2108
Meeting Type: AGM
Meeting Date: 16-May-2014
Ticker:
ISIN: GB00B2QPKJ12
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIVING THE 2013 REPORT AND ACCOUNTS Mgmt For For
2 THAT, A SPECIAL DIVIDEND OF 6.8 US CENTS Mgmt For For
PER ORDINARY SHARE, BE DECLARED. DIRECTORS
REMUNERATION POLICY
3 APPROVAL OF THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
4 APPROVAL OF THE DIRECTORS' REMUNERATION Mgmt For For
REPORT
5 RE-ELECTION OF MR ALBERTO BAILLERES Mgmt For For
6 RE-ELECTION OF MR FERNANDO RUIZ Mgmt Against Against
7 RE-ELECTION OF MR GUY WILSON Mgmt For For
8 RE-ELECTION OF MR JUAN BORDES Mgmt For For
9 RE-ELECTION OF MR ARTURO FERNANDEZ Mgmt For For
10 RE-ELECTION OF MR RAFAEL MAC GREGOR Mgmt For For
11 RE-ELECTION OF MR JAIME LOMELIN Mgmt For For
12 RE-ELECTION OF MS MARIA ASUNCION Mgmt For For
ARAMBURUZABALA
13 RE-ELECTION OF MR ALEJANDRO BAILLERES Mgmt For For
14 ELECTION OF MS BARBARA GARZA LAGUERA Mgmt For For
15 ELECTION OF MR JAIME SERRA Mgmt For For
16 ELECTION OF MR CHARLES JACOBS Mgmt For For
17 RE-APPOINTMENT OF ERNST AND YOUNG LLP AS Mgmt For For
AUDITORS
18 AUTHORITY TO SET THE REMUNERATION OF THE Mgmt For For
AUDITORS
19 DIRECTORS' AUTHORITY TO ALLOT SHARES Mgmt For For
20 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
21 AUTHORITY FOR THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
22 NOTICE PERIOD FOR A GENERAL MEETING Mgmt Against Against
CMMT 01 MAY 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN TEXT OF
RESOLUTION 2. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GOLD CANYON RESOURCES INC. Agenda Number: 933935821
--------------------------------------------------------------------------------------------------------------------------
Security: 38055D105
Meeting Type: Annual and Special
Meeting Date: 15-Apr-2014
Ticker: GDCRF
ISIN: CA38055D1050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO SET THE NUMBER OF DIRECTORS AT 6. Mgmt No vote
02 DIRECTOR
AKIKO LEVINSON Mgmt No vote
QUINTON HENNIGH Mgmt No vote
RON SCHMITZ Mgmt No vote
JULIE DESJARDINS Mgmt No vote
PETER LEVINSON Mgmt No vote
JAYANT BHANDARI Mgmt No vote
03 APPOINTMENT OF DAVIDSON AND COMPANY LLP, Mgmt No vote
CHARTERED ACCOUNTANTS AS AUDITORS OF THE
COMPANY FOR THE ENSUING YEAR.
04 APPROVAL OF ROLLING 2014 STOCK OPTION PLAN. Mgmt No vote
05 APPROVAL OF ADVANCED NOTICE POLICY. Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
GOLDCORP INC. Agenda Number: 933953160
--------------------------------------------------------------------------------------------------------------------------
Security: 380956409
Meeting Type: Annual and Special
Meeting Date: 01-May-2014
Ticker: GG
ISIN: CA3809564097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A DIRECTOR
JOHN P. BELL Mgmt For For
BEVERLEY A. BRISCOE Mgmt For For
PETER J. DEY Mgmt For For
DOUGLAS M. HOLTBY Mgmt For For
CHARLES A. JEANNES Mgmt For For
CLEMENT A. PELLETIER Mgmt For For
P. RANDY REIFEL Mgmt For For
IAN W. TELFER Mgmt For For
BLANCA TREVINO Mgmt For For
KENNETH F. WILLIAMSON Mgmt For For
B IN RESPECT OF THE APPOINTMENT OF DELOITTE Mgmt For For
LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF
THE COMPANY AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION;
C A RESOLUTION APPROVING CERTAIN AMENDMENTS Mgmt For For
TO THE RESTRICTED SHARE UNIT PLAN OF THE
COMPANY;
D A RESOLUTION APPROVING AN AMENDMENT TO THE Mgmt For For
STOCK OPTION PLAN OF THE COMPANY;
E A NON-BINDING ADVISORY RESOLUTION ACCEPTING Mgmt Against Against
THE COMPANY'S APPROACH TO EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GRYPHON MINERALS LTD Agenda Number: 704788718
--------------------------------------------------------------------------------------------------------------------------
Security: Q4352M109
Meeting Type: AGM
Meeting Date: 20-Nov-2013
Ticker:
ISIN: AU000000GRY4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2 AND 3 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
1 Re-election of Mr Mel Ashton Mgmt For For
2 Adoption of Remuneration Report Mgmt For For
3 Issue of Share Appreciation Rights to the Mgmt For For
Managing Director
--------------------------------------------------------------------------------------------------------------------------
GUYANA GOLDFIELDS INC. Agenda Number: 933964555
--------------------------------------------------------------------------------------------------------------------------
Security: 403530108
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: GUYFF
ISIN: CA4035301080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J. PATRICK SHERIDAN Mgmt No vote
ALAN FERRY Mgmt No vote
RENE MARION Mgmt No vote
MICHAEL RICHINGS Mgmt No vote
DANIEL NOONE Mgmt No vote
JEAN-PIERRE CHAUVIN Mgmt No vote
SCOTT CALDWELL Mgmt No vote
DAVID BEATTY Mgmt No vote
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt No vote
AS AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
KLONDEX MINES LTD. Agenda Number: 934029960
--------------------------------------------------------------------------------------------------------------------------
Security: 498696103
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: KLNDF
ISIN: CA4986961031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RENAUD ADAMS Mgmt No vote
RODNEY COOPER Mgmt No vote
JAMES HAGGARTY Mgmt No vote
PAUL HUET Mgmt No vote
WILLIAM MATLACK Mgmt No vote
BLAIR SCHULTZ Mgmt No vote
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt No vote
AS AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
LYDIAN INTERNATIONAL LIMITED Agenda Number: 934041182
--------------------------------------------------------------------------------------------------------------------------
Security: G5724R107
Meeting Type: Annual
Meeting Date: 26-Jun-2014
Ticker: LYDIF
ISIN: JE00B29LFF73
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GORDON WYLIE Mgmt No vote
HOWARD H.J. STEVENSON Mgmt No vote
WILLAN J. ABEL Mgmt No vote
TIMOTHY READ Mgmt No vote
STEPHEN J. ALTMANN Mgmt No vote
VAHAN KOLOLIAN Mgmt No vote
02 THE APPOINTMENT OF GRANT THORNTON LLP AS Mgmt No vote
AUDITOR OF THE COMPANY AND THE
AUTHORIZATION OF THE DIRECTORS TO FIX THE
AUDITOR'S REMUNERATION.
03 THE APPROVAL OF THE AMENDMENT TO THE Mgmt No vote
COMPANY'S MEMORANDUM OF ASSOCIATION IN THE
MANNER DESCRIBED IN ITEM 9 IN THE NOTICE OF
MEETING.
--------------------------------------------------------------------------------------------------------------------------
MIDWAY GOLD CORP. Agenda Number: 934033490
--------------------------------------------------------------------------------------------------------------------------
Security: 598153104
Meeting Type: Annual and Special
Meeting Date: 18-Jun-2014
Ticker: MDW
ISIN: CA5981531042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO SET THE NUMBER OF DIRECTORS AT SEVEN Mgmt For For
(7).
02 DIRECTOR
KENNETH A. BRUNK Mgmt For For
MARTIN M. HALE, JR. Mgmt For For
ROGER A. NEWELL Mgmt For For
RICHARD P. SAWCHAK Mgmt For For
JOHN W. SHERIDAN Mgmt For For
FRANK S. YU Mgmt For For
NATHANIEL E. KLEIN Mgmt For For
03 RE-APPOINTMENT OF KPMG LLP AS THE COMPANY'S Mgmt For For
AUDITORS FOR THE FISCAL YEAR 2014 AND TO
AUTHORIZE THE BOARD OF DIRECTORS OF THE
COMPANY TO FIX THE REMUNERATION TO BE PAID
TO KPMG LLP.
04 TO APPROVE THE AMENDMENT TO THE COMPANY'S Mgmt Against Against
ARTICLES GRANTING THE HOLDERS OF THE
COMPANY'S SERIES A PREFERRED SHARES
PREFERENTIAL CORPORATE GOVERNANCE AND
NOMINATION RIGHTS IN THE EVENT THE COMPANY
FAILS TWICE TO REDEEM THE SERIES A
PREFERRED SHARES.
--------------------------------------------------------------------------------------------------------------------------
NEW GOLD INC. Agenda Number: 933957447
--------------------------------------------------------------------------------------------------------------------------
Security: 644535106
Meeting Type: Annual and Special
Meeting Date: 30-Apr-2014
Ticker: NGD
ISIN: CA6445351068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID EMERSON Mgmt Split 94% For Split
JAMES ESTEY Mgmt Split 94% For Split
ROBERT GALLAGHER Mgmt Split 94% For Split
VAHAN KOLOLIAN Mgmt Split 94% For Split
MARTYN KONIG Mgmt Split 94% For Split
PIERRE LASSONDE Mgmt Split 94% For Split
RANDALL OLIPHANT Mgmt Split 94% For Split
RAYMOND THRELKELD Mgmt Split 94% For Split
02 APPOINTMENT OF DELOITTE LLP AS AUDITOR OF Mgmt Split 94% For Split
THE COMPANY FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
03 TO CONSIDER AND, IF DEEMED APPROPRIATE, Mgmt Split 94% For Split
PASS, WITH OR WITHOUT VARIATION, AN
ORDINARY RESOLUTION TO APPROVE ALL
UNALLOCATED OPTIONS UNDER THE COMPANY'S
STOCK OPTION PLAN.
04 TO CONSIDER AND, IF DEEMED APPROPRIATE, Mgmt Split 94% For Split
PASS, WITH OR WITHOUT VARIATION, AN
ORDINARY RESOLUTION TO AUTHORIZE AN
AMENDMENT TO THE COMPANY'S LONG TERM
INCENTIVE PLAN THAT WILL ENABLE THE COMPANY
TO SATISFY PAYMENT OBLIGATIONS UNDER
PERFORMANCE SHARE UNITS BY WAY OF ISSUANCE
OF COMMON SHARES FROM TREASURY, INCLUDING,
WITHOUT LIMITATION, WITH RESPECT TO
PREVIOUSLY GRANTED PERFORMANCE SHARE UNITS,
AND TO APPROVE ALL UNALLOCATED PERFORMANCE
SHARE UNITS ISSUABLE UNDER THE LONG TERM
INCENTIVE PLAN.
05 TO CONSIDER AND, IF DEEMED APPROPRIATE, Mgmt Split 94% For Split
PASS, WITH OR WITHOUT VARIATION, A
NON-BINDING ADVISORY RESOLUTION ACCEPTING
THE COMPANY'S APPROACH TO EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NEWCREST MINING LTD, MELBOURNE VIC Agenda Number: 704741506
--------------------------------------------------------------------------------------------------------------------------
Security: Q6651B114
Meeting Type: AGM
Meeting Date: 24-Oct-2013
Ticker:
ISIN: AU000000NCM7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 3 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (3), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2.a Election of Philip Aiken AM as a Director Mgmt For For
2.b Election of Peter Hay as a Director Mgmt For For
2.c Re-election of Richard Lee as a Director Mgmt For For
2.d Re-election of Tim Poole as a Director Mgmt For For
2.e Re-election of John Spark as a Director Mgmt For For
3 Adoption of Remuneration Report Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
OREZONE GOLD CORPORATION Agenda Number: 934003586
--------------------------------------------------------------------------------------------------------------------------
Security: 68616T109
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: ORZCF
ISIN: CA68616T1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD BATT Mgmt No vote
PATRICK DOWNEY Mgmt No vote
MICHAEL HALVORSON Mgmt No vote
RONALD LITTLE Mgmt No vote
KEITH PECK Mgmt No vote
02 APPOINTMENT OF DELOITTE LLP AS AUDITORS OF Mgmt No vote
THE CORPORATION FOR THE 2014 FISCAL YEAR
AND AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
OSISKO MINING CORPORATION Agenda Number: 934018878
--------------------------------------------------------------------------------------------------------------------------
Security: 688278100
Meeting Type: Annual and Special
Meeting Date: 30-May-2014
Ticker: OSKFF
ISIN: CA6882781009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 SPECIAL RESOLUTION TO APPROVE THE Mgmt No vote
ARRANGEMENT UNDER SECTION 192 OF THE CANADA
BUSINESS CORPORATIONS ACT INVOLVING THE
COMPANY, AGNICO EAGLE MINES LIMITED AND
YAMANA GOLD INC. THE FULL TEXT OF THE
SPECIAL RESOLUTION IS SET OUT IN SCHEDULE
"A" TO THE CIRCULAR
02 RESOLUTION APPROVING THE PAYMENT OF THE Mgmt No vote
OUT-OF-THE-MONEY OPTION CONSIDERATION
AMOUNT, AS MORE FULLY DESCRIBED IN THE
CIRCULAR
03 RESOLUTION APPROVING THE NEW OSISKO STOCK Mgmt No vote
OPTION PLAN, AS MORE FULLY DESCRIBED IN THE
CIRCULAR
04 RESOLUTION APPROVING THE NEW OSISKO Mgmt No vote
SHAREHOLDER RIGHTS PLAN, AS MORE FULLY
DESCRIBED IN THE CIRCULAR
05 SPECIAL RESOLUTION APPROVING THE NEW OSISKO Mgmt No vote
SHARE CONSOLIDATION, ON THE BASIS OF ONE
POST-CONSOLIDATED NEW OSISKO SHARE FOR EACH
10 PRE-CONSOLIDATION NEW OSISKO SHARES, AS
MORE FULLY DESCRIBED IN THE CIRCULAR
06 DIRECTOR
VICTOR H. BRADLEY Mgmt No vote
JOHN F. BURZYNSKI Mgmt No vote
MARCEL COTE Mgmt No vote
MICHELE DARLING Mgmt No vote
JOANNE FERSTMAN Mgmt No vote
S. LEAVENWORTH BAKALI Mgmt No vote
WILLIAM A. MACKINNON Mgmt No vote
CHARLES E. PAGE Mgmt No vote
SEAN ROOSEN Mgmt No vote
GARY A. SUGAR Mgmt No vote
SERGE VEZINA Mgmt No vote
07 RESOLUTION APPOINTING Mgmt No vote
PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF
THE COMPANY AND AUTHORIZING THE DIRECTORS
OF THE COMPANY TO FIX THEIR REMUNERATION
08 RESOLUTION APPROVING UNALLOCATED RIGHTS AND Mgmt No vote
ENTITLEMENTS UNDER THE OSISKO EMPLOYEE
SHARE PURCHASE PLAN, AS MORE FULLY
DESCRIBED IN THE CIRCULAR
09 RESOLUTION APPROVING UNALLOCATED OPTIONS Mgmt No vote
UNDER THE OSISKO STOCK OPTION PLAN, AS MORE
FULLY DESCRIBED IN THE CIRCULAR
10 RESOLUTION - ADVISORY VOTE ON EXECUTIVE Mgmt No vote
COMPENSATION APPROACH, AS MORE FULLY
DESCRIBED IN THE CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
PAPILLON RESOURCES LTD, PERTH Agenda Number: 704793214
--------------------------------------------------------------------------------------------------------------------------
Security: Q7330A113
Meeting Type: AGM
Meeting Date: 20-Nov-2013
Ticker:
ISIN: AU000000PIR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSALS WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSALS. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSALS, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSALS AND
YOU COMPLY WITH THE VOTING EXCLUSION.
1 Remuneration Report Mgmt For For
2 Re-election of Director - Mr Mark Connelly Mgmt For For
3 Re-election of Director - Mr Peter Woodman Mgmt For For
4 Appointment of Auditor: Deloitte Touche Mgmt For For
Tohmatsu (Deloitte)
5 Ratification of Prior Share Placement Mgmt For For
6 Adoption of New Constitution Mgmt Against Against
24 OCT 2013: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION IN TEXT OF
RESOLUTION NO 4. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PAPILLON RESOURCES LTD, PERTH Agenda Number: 705020915
--------------------------------------------------------------------------------------------------------------------------
Security: Q7330A113
Meeting Type: OGM
Meeting Date: 10-Apr-2014
Ticker:
ISIN: AU000000PIR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 3 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (as referred in the company
announcement) YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
1 Adoption of New Constitution Mgmt For For
2 Renewal of Performance Rights Plan Mgmt For For
3 Approval to Grant Performance Rights to Mr Mgmt For For
Mark Connelly
4 Approval to Vary Terms of Existing Mgmt For For
Performance Rights
--------------------------------------------------------------------------------------------------------------------------
PERSEUS MINING LTD Agenda Number: 704781764
--------------------------------------------------------------------------------------------------------------------------
Security: Q74174105
Meeting Type: AGM
Meeting Date: 15-Nov-2013
Ticker:
ISIN: AU000000PRU3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (1 AND 4), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
1 Adoption of Remuneration Report Mgmt For For
2 Re-Election of Mr Jeff Quartermaine as a Mgmt For For
Director
3 Re-Election of Mr Reg Gillard as a Director Mgmt Against Against
4 Renewal of Employee Option Plan Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PREMIER GOLD MINES LIMITED Agenda Number: 934017357
--------------------------------------------------------------------------------------------------------------------------
Security: 74051D104
Meeting Type: Annual and Special
Meeting Date: 10-Jun-2014
Ticker: PIRGF
ISIN: CA74051D1042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN A. BEGEMAN Mgmt No vote
EWAN S. DOWNIE Mgmt No vote
HENRY J. KNOWLES Mgmt No vote
CLAUDE LEMASSON Mgmt No vote
EBERHARD SCHERKUS Mgmt No vote
JOHN SEAMAN Mgmt No vote
MICHAEL VITTON Mgmt No vote
02 APPOINTMENT OF GRANT THORNTON LLP AS Mgmt No vote
AUDITORS OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION.
03 TO CONSIDER AND, IF DEEMED APPROPRIATE, TO Mgmt No vote
APPROVE, WITH OR WITHOUT VARIATION, A
RESOLUTION TO INCREASE THE NUMBER OF COMMON
SHARES OF THE CORPORATION WHICH MAY BE
ISSUED PURSUANT TO THE SHARE BONUS PLAN OF
THE CORPORATION, AS MORE PARTICULARLY
DESCRIBED IN THE ACCOMPANYING MANAGEMENT
INFORMATION CIRCULAR OF THE CORPORATION.
--------------------------------------------------------------------------------------------------------------------------
PRETIVM RESOURCES INC. Agenda Number: 933988769
--------------------------------------------------------------------------------------------------------------------------
Security: 74139C102
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: PVG
ISIN: CA74139C1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO SET THE NUMBER OF DIRECTORS AT SEVEN Mgmt No vote
(7).
02 DIRECTOR
ROBERT A. QUARTERMAIN Mgmt No vote
C. NOEL DUNN Mgmt No vote
ROSS A. MITCHELL Mgmt No vote
JOSEPH J. OVSENEK Mgmt No vote
TOM S.Q. YIP Mgmt No vote
GEORGE PASPALAS Mgmt No vote
PETER BIRKEY Mgmt No vote
03 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt No vote
AUDITORS OF THE COMPANY FOR THE ENSUING
YEAR AND TO AUTHORIZE THE DIRECTORS TO FIX
THEIR REMUNERATION.
04 THE COMPANY'S ADVANCE NOTICE POLICY, A COPY Mgmt No vote
OF WHICH IS ATTACHED AS SCHEDULE "B" TO THE
INFORMATION CIRCULAR OF THE COMPANY DATED
AS OF APRIL 10, 2014, BE AND IS HEREBY
RATIFIED, CONFIRMED AND APPROVED.
--------------------------------------------------------------------------------------------------------------------------
PRIMERO MINING CORP. Agenda Number: 933920868
--------------------------------------------------------------------------------------------------------------------------
Security: 74164W106
Meeting Type: Special
Meeting Date: 27-Feb-2014
Ticker: PPP
ISIN: CA74164W1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO CONSIDER, AS SAME MAY BE AMENDED AND, IF Mgmt For For
THOUGHT ADVISABLE, TO PASS, WITH OR WITHOUT
AMENDMENT, AN ORDINARY RESOLUTION THE FULL
TEXT OF WHICH IS SET FORTH IN APPENDIX "A"
ATTACHED TO THE ACCOMPANYING MANAGEMENT
INFORMATION CIRCULAR DATED JANUARY 27, 2014
(THE "CIRCULAR"), TO APPROVE THE ISSUANCE
OF SUCH NUMBER COMMON SHARES OF PRIMERO
MINING CORP. ("PRIMERO") AS MAY BE REQUIRED
TO BE ISSUED PURSUANT TO THE TERMS OF THE
ARRANGEMENT UNDER SECTION 192 OF THE CANADA
BUSINESS CORPORATIONS ACT INVOLVING PRIMERO
AND BRIGUS GOLD CORP. ("BRIGUS").
--------------------------------------------------------------------------------------------------------------------------
PRIMERO MINING CORP. Agenda Number: 933982995
--------------------------------------------------------------------------------------------------------------------------
Security: 74164W106
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: PPP
ISIN: CA74164W1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WADE NESMITH Mgmt For For
JOSEPH CONWAY Mgmt For For
DAVID DEMERS Mgmt For For
GRANT EDEY Mgmt For For
ROHAN HAZELTON Mgmt For For
EDUARDO LUNA Mgmt For For
ROBERT QUARTERMAIN Mgmt For For
MICHAEL RILEY Mgmt For For
BRAD MARCHANT Mgmt For For
02 TO APPOINT DELOITTE LLP AS AUDITOR OF THE Mgmt For For
COMPANY TO SERVE UNTIL THE CLOSE OF THE
NEXT ANNUAL GENERAL MEETING AND TO
AUTHORIZE THE DIRECTORS TO FIX THE
AUDITOR'S REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
RANDGOLD RESOURCES LIMITED Agenda Number: 933966698
--------------------------------------------------------------------------------------------------------------------------
Security: 752344309
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: GOLD
ISIN: US7523443098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2013 TOGETHER WITH
THE DIRECTORS' REPORTS AND THE AUDITORS'
REPORT ON THE FINANCIAL STATEMENTS.
O2 TO DECLARE A FINAL DIVIDEND OF US$0.50 PER Mgmt For For
ORDINARY SHARE RECOMMENDED BY THE DIRECTORS
IN RESPECT OF THE FINANCIAL YEAR ENDED 31
DECEMBER 2013.
O3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against
REPORT FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2013 (OTHER THAN THE DIRECTORS'
REMUNERATION POLICY REPORT).
O4 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY REPORT.
O5 TO RE-ELECT MARK BRISTOW AS A DIRECTOR OF Mgmt For For
THE COMPANY.
O6 TO RE-ELECT NORBORNE COLE JR AS A DIRECTOR Mgmt For For
OF THE COMPANY.
O7 TO RE-ELECT CHRISTOPHER COLEMAN AS A Mgmt For For
DIRECTOR OF THE COMPANY.
O8 TO RE-ELECT KADRI DAGDELEN AS A DIRECTOR OF Mgmt For For
THE COMPANY.
O9 TO RE-ELECT JAMIL KASSUM AS A DIRECTOR OF Mgmt For For
THE COMPANY.
O10 TO RE-ELECT JEANINE MABUNDA LIOKO AS A Mgmt For For
DIRECTOR OF THE COMPANY.
O11 TO RE-ELECT ANDREW QUINN AS A DIRECTOR OF Mgmt For For
THE COMPANY.
O12 TO RE-ELECT GRAHAM SHUTTLEWORTH AS A Mgmt For For
DIRECTOR OF THE COMPANY.
O13 TO RE-ELECT KARL VOLTAIRE AS A DIRECTOR OF Mgmt For For
THE COMPANY.
O14 TO RE-APPOINT BDO LLP AS THE AUDITOR OF THE Mgmt For For
COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION
OF THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY.
O15 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
REMUNERATION OF THE AUDITORS.
S16 TO INCREASE THE AUTHORISED SHARE CAPITAL OF Mgmt For For
THE COMPANY.
O17 AUTHORITY TO ALLOT SHARES AND GRANT RIGHTS Mgmt For For
TO SUBSCRIBE FOR, OR CONVERT ANY SECURITY
INTO SHARES.
O18 AWARDS OF ORDINARY SHARES TO NON-EXECUTIVE Mgmt For For
DIRECTORS.
O19 VARIATION OF DIRECTORS POWERS UNDER THE Mgmt For For
ARTICLES OF ASSOCIATION.
S20 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS. Mgmt For For
S21 AUTHORITY FOR THE COMPANY TO PURCHASE ITS Mgmt For For
OWN ORDINARY SHARES.
S22 ARTICLES OF ASSOCIATION. Mgmt For For
O23 SCRIP DIVIDEND. Mgmt For For
O24 ELECTRONIC COMMUNICATIONS. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ROMARCO MINERALS INC. Agenda Number: 933992439
--------------------------------------------------------------------------------------------------------------------------
Security: 775903206
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: RTRAF
ISIN: CA7759032062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO SET THE NUMBER OF DIRECTORS AT EIGHT Mgmt No vote
(8).
02 DIRECTOR
DIANE R. GARRETT Mgmt No vote
JAMES R. ARNOLD Mgmt No vote
LEENDERT G. KROL Mgmt No vote
ROBERT (DON) MACDONALD Mgmt No vote
JOHN O. MARSDEN Mgmt No vote
PATRICK MICHAELS Mgmt No vote
ROBERT VAN DOORN Mgmt No vote
GARY A. SUGAR Mgmt No vote
03 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt No vote
AS AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
ROXGOLD INC. Agenda Number: 934010707
--------------------------------------------------------------------------------------------------------------------------
Security: 779899202
Meeting Type: Annual and Special
Meeting Date: 27-May-2014
Ticker: ROGFF
ISIN: CA7798992029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO SET THE NUMBER OF DIRECTORS AT EIGHT. Mgmt No vote
02 DIRECTOR
OLIVER LENNOX-KING Mgmt No vote
RICHARD COLTERJOHN Mgmt No vote
JONATHAN A. RUBENSTEIN Mgmt No vote
JOSEPH G. SPITERI Mgmt No vote
JOHN L. KNOWLES Mgmt No vote
WALTER SEGSWORTH Mgmt No vote
GORDON PRIDHAM Mgmt No vote
JOHN DORWARD Mgmt No vote
03 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt No vote
AUDITOR OF THE COMPANY FOR THE ENSUING YEAR
AND AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
04 TO RATIFY AND APPROVE THE CONTINUATION OF Mgmt No vote
THE COMPANY'S 10% ROLLING STOCK OPTION
PLAN.
05 TO CONSIDER, AND IF THOUGHT ADVISABLE, TO Mgmt No vote
APPROVE AMENDMENTS TO THE COMPANY'S
DEFERRED SHARE UNIT PLAN, AS DESCRIBED IN
THE MANAGEMENT INFORMATION CIRCULAR FOR THE
MEETING.
06 TO CONSIDER, AND IF THOUGHT ADVISABLE, TO Mgmt No vote
APPROVE AMENDMENTS TO THE COMPANY'S
RESTRICTED SHARE UNIT PLAN, AS DESCRIBED IN
THE MANAGEMENT INFORMATION CIRCULAR FOR THE
MEETING.
07 TO CONSIDER, AND IF THOUGHT ADVISABLE, TO Mgmt No vote
APPROVE A SHAREHOLDER RIGHTS PLAN OF THE
COMPANY, AS DESCRIBED IN THE MANAGEMENT
INFORMATION CIRCULAR FOR THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
ROYAL GOLD, INC. Agenda Number: 933884531
--------------------------------------------------------------------------------------------------------------------------
Security: 780287108
Meeting Type: Annual
Meeting Date: 20-Nov-2013
Ticker: RGLD
ISIN: US7802871084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM M. HAYES Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD J. VANCE Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt Against Against
& YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE
FISCAL YEAR ENDING JUNE 30, 2014.
3. PROPOSAL TO APPROVE THE ADVISORY RESOLUTION Mgmt For For
RELATING TO EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
RUBICON MINERALS CORPORATION Agenda Number: 934033274
--------------------------------------------------------------------------------------------------------------------------
Security: 780911103
Meeting Type: Annual and Special
Meeting Date: 25-Jun-2014
Ticker: RBY
ISIN: CA7809111031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO SET THE NUMBER OF DIRECTORS AT SEVEN Mgmt Split 78% For Split
(7).
02 DIRECTOR
DAVID W. ADAMSON Mgmt Split 78% For Split
JULIAN KEMP Mgmt Split 78% For Split
BRUCE A. THOMAS, Q.C. Mgmt Split 78% For Split
MICHAEL D. WINSHIP Mgmt Split 78% For Split
MICHAEL A. LALONDE Mgmt Split 78% For Split
PETER M. ROWLANDSON Mgmt Split 78% For Split
DAVID R. BEATTY Mgmt Split 78% For Split
03 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Mgmt Split 78% For Split
AS AUDITORS OF THE COMPANY FOR THE ENSUING
YEAR AND AUTHORIZE THE DIRECTORS TO FIX
THEIR REMUNERATION.
04 TO CONSIDER AND IF THOUGHT APPROPRIATE, Mgmt Split 78% For Split
PASS A SPECIAL RESOLUTION TO APPROVE AN
AMENDMENT TO THE COMPANY'S ARTICLES TO
INCLUDE ADVANCE NOTICE PROVISIONS RELATING
TO DIRECTOR NOMINATIONS.
05 TO CONSIDER AND IF THOUGHT APPROPRIATE, Mgmt Split 78% For Split
APPROVE ALL UNALLOCATED ENTITLEMENTS UNDER
THE COMPANY'S STOCK OPTION PLAN.
06 TO CONSIDER AND IF THOUGHT APPROPRIATE, Mgmt Split 78% For Split
APPROVE CERTAIN AMENDMENTS TO THE COMPANY'S
STOCK OPTION PLAN.
--------------------------------------------------------------------------------------------------------------------------
SABINA GOLD & SILVER CORP. Agenda Number: 934025710
--------------------------------------------------------------------------------------------------------------------------
Security: 785246109
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: SGSVF
ISIN: CA7852461093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO DETERMINE THE NUMBER OF DIRECTORS AT TEN Mgmt No vote
(10).
02 DIRECTOR
TERRENCE E. EYTON Mgmt No vote
DAVID A. FENNELL Mgmt No vote
JONATHAN GOODMAN Mgmt No vote
SCOTT B. HEAN Mgmt No vote
JAMES N. MORTON Mgmt No vote
ROBERT PEASE Mgmt No vote
JOHN WAKEFORD Mgmt No vote
ANTHONY P. WALSH Mgmt No vote
JOHN F. WHITTON Mgmt No vote
LEROY E. WILKES Mgmt No vote
03 TO APPOINT KPMG LLP, CHARTERED ACCOUNTANTS, Mgmt No vote
AS AUDITOR OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
SEMAFO INC. Agenda Number: 933966989
--------------------------------------------------------------------------------------------------------------------------
Security: 816922108
Meeting Type: Annual and Special
Meeting Date: 15-May-2014
Ticker: SEMFF
ISIN: CA8169221089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
TERENCE F. BOWLES Mgmt No vote
BENOIT DESORMEAUX Mgmt No vote
JEAN LAMARRE Mgmt No vote
JOHN LEBOUTILLIER Mgmt No vote
GILLES MASSON Mgmt No vote
LAWRENCE MCBREARTY Mgmt No vote
TERTIUS ZONGO Mgmt No vote
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt No vote
AS AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO DETERMINE THEIR COMPENSATION.
03 EXTENSION OF THE SHAREHOLDER RIGHTS PLAN. Mgmt No vote
04 ADVISORY RESOLUTION ON THE CORPORATION'S Mgmt No vote
APPROACH TO EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SILVER WHEATON CORP. Agenda Number: 933964581
--------------------------------------------------------------------------------------------------------------------------
Security: 828336107
Meeting Type: Annual and Special
Meeting Date: 09-May-2014
Ticker: SLW
ISIN: CA8283361076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A DIRECTOR
LAWRENCE I. BELL Mgmt For For
GEORGE L. BRACK Mgmt For For
JOHN A. BROUGH Mgmt For For
R. PETER GILLIN Mgmt For For
CHANTAL GOSSELIN Mgmt For For
DOUGLAS M. HOLTBY Mgmt For For
EDUARDO LUNA Mgmt Withheld Against
WADE D. NESMITH Mgmt Withheld Against
RANDY V.J. SMALLWOOD Mgmt For For
B IN RESPECT OF THE APPOINTMENT OF DELOITTE Mgmt For For
LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS AUDITORS OF THE COMPANY
AND AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION;
C A NON-BINDING ADVISORY RESOLUTION ACCEPTING Mgmt For For
THE COMPANY'S APPROACH TO EXECUTIVE
COMPENSATION;
D A RESOLUTION APPROVING AN AMENDMENT TO THE Mgmt For For
COMPANY'S SHARE OPTION PLAN;
E A RESOLUTION CONFIRMING THE ADOPTION OF A Mgmt For For
BY-LAW PROVIDING FOR ADVANCE NOTICE
REQUIREMENTS FOR THE NOMINATION OF
DIRECTORS;
F A RESOLUTION CONFIRMING THE ADOPTION OF Mgmt For For
AMENDMENTS TO THE EXISTING BY-LAWS TO
INCREASE THE QUORUM AT A MEETING OF
SHAREHOLDERS FROM 10% TO 25%;
G A RESOLUTION CONFIRMING THE ADOPTION OF Mgmt For For
AMENDMENTS TO THE EXISTING BY-LAWS TO
MODERNIZE AND ENHANCE NOTICE AND SIGNATURE
PROVISIONS.
--------------------------------------------------------------------------------------------------------------------------
SILVERCORP METALS INC. Agenda Number: 933871750
--------------------------------------------------------------------------------------------------------------------------
Security: 82835P103
Meeting Type: Annual
Meeting Date: 20-Sep-2013
Ticker: SVM
ISIN: CA82835P1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO SET THE NUMBER OF DIRECTORS AT SEVEN. Mgmt For For
02 DIRECTOR
RUI FENG Mgmt For For
MYLES GAO Mgmt For For
PAUL SIMPSON Mgmt Withheld Against
DAVID KONG Mgmt For For
YIKANG LIU Mgmt Withheld Against
ROBERT GAYTON Mgmt Withheld Against
EARL DRAKE Mgmt For For
03 APPOINTMENT OF DELOITTE LLP AS AUDITORS OF Mgmt For For
THE CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
SULLIDEN GOLD CORPORATION LTD. Agenda Number: 933864096
--------------------------------------------------------------------------------------------------------------------------
Security: 865126106
Meeting Type: Annual and Special
Meeting Date: 09-Sep-2013
Ticker: SDDDF
ISIN: CA8651261064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PETER TAGLIAMONTE Mgmt No vote
STAN BHARTI Mgmt No vote
GEORGE FAUGHT Mgmt No vote
BRUCE HUMPHREY Mgmt No vote
C. JUSTIN REID Mgmt No vote
HON. PIERRE PETTIGREW Mgmt No vote
JAMES H. COLEMAN Mgmt No vote
DON DUDEK Mgmt No vote
02 THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt No vote
LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF
THE CORPORATION AND TO AUTHORIZE THE BOARD
OF DIRECTORS TO FIX THEIR REMUNERATION;
03 THE RESOLUTION RATIFYING, CONFIRMING AND Mgmt No vote
APPROVING THE CORPORATION'S BY-LAW
AMENDMENT PROVIDING FOR AN ADVANCED NOTICE
POLICY.
--------------------------------------------------------------------------------------------------------------------------
TAHOE RESOURCES INC. Agenda Number: 933970659
--------------------------------------------------------------------------------------------------------------------------
Security: 873868103
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: TAHO
ISIN: CA8738681037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LORNE B. ANDERSON Mgmt No vote
JOHN P. BELL Mgmt No vote
TANYA M. JAKUSCONEK Mgmt No vote
C. KEVIN MCARTHUR Mgmt No vote
A. DAN ROVIG Mgmt No vote
PAUL B. SWEENEY Mgmt No vote
JAMES S. VOORHEES Mgmt No vote
KENNETH F. WILLIAMSON Mgmt No vote
02 APPOINTMENT OF DELOITTE LLP AS AUDITORS OF Mgmt No vote
THE COMPANY FOR THE ENSUING YEAR.
03 TO APPROVE AN ORDINARY RESOLUTION APPROVING Mgmt No vote
THE CONTINUATION AND AMENDMENT AND
RESTATEMENT OF THE COMPANY'S SHAREHOLDER
RIGHTS PLAN, AS MORE PARTICULARLY DESCRIBED
IN THE INFORMATION CIRCULAR FOR THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
TIMMINS GOLD CORP. Agenda Number: 933853550
--------------------------------------------------------------------------------------------------------------------------
Security: 88741P103
Meeting Type: Annual and Special
Meeting Date: 18-Jul-2013
Ticker: TGD
ISIN: CA88741P1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BRUCE BRAGAGNOLO Mgmt No vote
ARTURO BONILLAS Mgmt No vote
MIGUEL SOTO Mgmt No vote
FRANK CORDOVA Mgmt No vote
EUGENE HODGSON Mgmt No vote
R. BARRY FRASER Mgmt No vote
PAULA ROGERS Mgmt No vote
KEITH PECK Mgmt No vote
02 APPOINTMENT OF DELOITTE LLP AS AUDITORS OF Mgmt No vote
THE CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
03 TO APPROVE BY ORDINARY RESOLUTION THE Mgmt No vote
ADOPTING OF AN INCENTIVE STOCK OPTION PLAN.
04 TO GRANT THE PROXYHOLDER AUTHORITY TO VOTE Mgmt No vote
AT HIS/HER DISCRETION ON ANY OTHER BUSINESS
OR AMENDMENT OR VARIATION TO THE PREVIOUS
RESOLUTIONS.
--------------------------------------------------------------------------------------------------------------------------
TOREX GOLD RESOURCES INC. Agenda Number: 934035824
--------------------------------------------------------------------------------------------------------------------------
Security: 891054108
Meeting Type: Annual and Special
Meeting Date: 26-Jun-2014
Ticker: TORXF
ISIN: CA8910541082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRED STANFORD Mgmt No vote
MICHAEL MURPHY Mgmt No vote
A. TERRANCE MACGIBBON Mgmt No vote
DAVID FENNELL Mgmt No vote
ANDREW ADAMS Mgmt No vote
FRANK DAVIS Mgmt No vote
JAMES CROMBIE Mgmt No vote
02 APPOINTMENT OF KPMG LLP AS AUDITORS OF THE Mgmt No vote
COMPANY FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
03 TO CONSIDER, AND, IF DEEMED APPROPRIATE, TO Mgmt No vote
PASS, WITH OR WITHOUT VARIATION, AN
ORDINARY RESOLUTION TO RATIFY AND CONFIRM
THE ADOPTION OF THE COMPANY'S SHAREHOLDER
RIGHTS PLAN, AS MORE PARTICULARLY DESCRIBED
IN THE ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
VOLTA RESOURCES INC. Agenda Number: 933902416
--------------------------------------------------------------------------------------------------------------------------
Security: 92870R104
Meeting Type: Special
Meeting Date: 17-Dec-2013
Ticker: VLTAF
ISIN: CA92870R1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PURSUANT TO AN INTERIM ORDER OF THE Mgmt No vote
SUPERIOR COURT OF JUSTICE OF ONTARIO
(COMMERCIAL LIST) DATED NOVEMBER 18, 2013,
THE PASSING, WITH OR WITHOUT VARIATION, OF
A SPECIAL RESOLUTION TO APPROVE A PLAN OF
ARRANGEMENT UNDER SECTION 182 OF THE
BUSINESS CORPORATIONS ACT (ONTARIO)
WHEREBY, AMONG OTHER THINGS: (A) HOLDERS OF
COMMON SHARES OF VOLTA (THE "VOLTA SHARES")
WILL RECEIVE, FOR EACH VOLTA SHARE THAT
THEY HOLD, 0.15 OF A B2GOLD CORP.
("B2GOLD") COMMON SHARE; AND (B) B2GOLD
WILL ACQUIRE ALL OF THE ISSUED AND
OUTSTANDING VOLTA SHARES.
--------------------------------------------------------------------------------------------------------------------------
YAMANA GOLD INC. Agenda Number: 933966787
--------------------------------------------------------------------------------------------------------------------------
Security: 98462Y100
Meeting Type: Annual and Special
Meeting Date: 30-Apr-2014
Ticker: AUY
ISIN: CA98462Y1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PETER MARRONE Mgmt For For
PATRICK J. MARS Mgmt For For
JOHN BEGEMAN Mgmt For For
ALEXANDER DAVIDSON Mgmt For For
RICHARD GRAFF Mgmt For For
NIGEL LEES Mgmt For For
CARL RENZONI Mgmt For For
DINO TITARO Mgmt For For
02 APPOINT THE AUDITORS - DELOITTE LLP SEE Mgmt For For
PAGE 7 OF OUR MANAGEMENT INFORMATION
CIRCULAR.
03 RESOLUTION TO APPROVE THE NEW GENERAL Mgmt For For
BY-LAW NO. 1 SEE PAGE 8 OF OUR MANAGEMENT
INFORMATION CIRCULAR.
04 ON AN ADVISORY BASIS, AND NOT TO DIMINISH Mgmt For For
THE ROLE AND RESPONSIBILITIES OF OUR BOARD,
YOU ACCEPT THE APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN OUR 2014
MANAGEMENT INFORMATION CIRCULAR. SEE PAGE 8
OF OUR MANAGEMENT INFORMATION CIRCULAR.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Curian Variable Series Trust
By (Signature) /s/ Mark D. Nerud
Name Mark D. Nerud
Title President
Date 08/27/2014