UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-21295
NAME OF REGISTRANT: JPMorgan Trust I
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 270 Park Avenue
New York, NY 10017
NAME AND ADDRESS OF AGENT FOR SERVICE: J.P.Morgan Investment Management
Inc.
270 Park Avenue
New York, NY 10017
REGISTRANT'S TELEPHONE NUMBER: 800-480-4111
DATE OF FISCAL YEAR END: 06/30
DATE OF REPORTING PERIOD: 07/01/2013 - 06/30/2014
Date of fiscal year end:
February 28
JPMorgan 100% U.S. Treasury Securities Money Market Fund, JPMorgan California Municipal Money Market
Fund, JPMorgan California Tax Free Bond Fund, JPMorgan Corporate Bond Fund, JPMorgan Current Income
Fund, JPMorgan Current Yield Money Market Fund, JPMorgan Emerging Markets Debt Fund, , JPMorgan Emerging
Markets Corporate Debt Fund, JPMorgan Federal Money Market Fund, JPMorgan Income Fund, JPMorgan Inflation
Managed Bond Fund, JPMorgan Intermediate Tax Free Bond Fund, JPMorgan Managed Income Fund, JPMorgan
Multi-Sector Income Fund, JPMorgan New York Municipal Money Market Fund, JPMorgan New York Tax Free
Bond Fund, JPMorgan Prime Money Market Fund, JPMorgan Real Return Fund, JPMorgan Short Duration High
Yield Fund, JPMorgan SmartAllocation Income Fund, JPMorgan Strategic Income Opportunities Fund, JPMorgan
Tax Aware High Income Fund, JPMorgan Tax Aware Income Opportunities Fund, JPMorgan Tax Free Money Market
Fund, JPMorgan Total Return Fund.
June 30
JPMorgan Access Balanced Fund, JPMorgan Access Growth Fund, JPMorgan Alternative Strategies Fund, JPMorgan
Disciplined Equity Fund, JPMorgan Diversified Fund, JPMorgan Dynamic Growth Fund, JPMorgan Dynamic Small
Cap Growth Fund, JPMorgan Equity Focus Fund, JPMorgan Growth and Income Fund, JPMorgan Hedged Equity
Fund, JPMorgan Intrepid Advantage Fund, JPMorgan Intrepid America Fund, JPMorgan Intrepid Growth Fund,
JPMorgan Intrepid Value Fund, JPMorgan Mid Cap Equity Fund, JPMorgan Small Cap Core Fund, JPMorgan Small
Cap Equity Fund, JPMorgan SmartAllocation Equity Fund, JPMorgan SmartRetirement 2015 Fund, JPMorgan
SmartRetirement 2020 Fund, JPMorgan SmartRetirement 2025 Fund, JPMorgan SmartRetirement 2030 Fund, JPMorgan
SmartRetirement 2035 Fund, JPMorgan SmartRetirement 2040 Fund, JPMorgan SmartRetirement 2045 Fund, JPMorgan
SmartRetirement 2050 Fund, JPMorgan SmartRetirement 2055 Fund, JPMorgan SmartRetirement Blend 2015 Fund,
JPMorgan SmartRetirement Blend 2020 Fund, JPMorgan SmartRetirement Blend 2025 Fund, JPMorgan SmartRetirement
Blend 2030 Fund, JPMorgan SmartRetirement Blend 2035 Fund, JPMorgan SmartRetirement Blend 2040 Fund,
JPMorgan SmartRetirement Blend 2045 Fund, JPMorgan SmartRetirement Blend 2050 Fund, JPMorgan SmartRetirement
Blend 2055 Fund, JPMorgan SmartRetirement Blend Income Fund, JPMorgan SmartRetirement Income Fund, JPMorgan
U.S. Dynamic Plus Fund, JPMorgan U.S. Equity Fund, JPMorgan U.S. Large Cap Core Plus Fund, JPMorgan
U.S. Research Equity Plus Fund, JPMorgan U.S. Small Company Fund, JPMorgan Value Advantage Fund.
August 31
JPMorgan Diversified Real Return Fund, JPMorgan Floating Rate Income Fund, JPMorgan Global Bond Opportunities
Fund
October 31
JPMorgan Market Neutral Fund, JPM Diversified Risk Fund Ltd., JPMorgan Asia Pacific Fund, JPMorgan China
Region Fund, JPMorgan Commodities Strategy Fund, JPMorgan Diversified Risk Fund, JPMorgan Emerging Economies
Fund, JPMorgan Global Allocation Fund, JPMorgan Global Equity Income Fund, JPMorgan Global Natural
Resources Fund, JPMorgan Global Opportunities Fund, JPMorgan Global Research Enhanced Index Fund, JPMorgan
Global Unconstrained Equity Fund, JPMorgan Growth Long/Short Fund, JPMorgan Income Builder Fund, JPMorgan
International Currency Income Fund, JPMorgan International Equity Fund, JPMorgan International Opportunities
Fund, JPMorgan International Realty Fund, JPMorgan International Unconstrained Equity Fund, JPMorgan
International Value Fund, JPMorgan International Value SMA Fund, JPMorgan Intrepid European Fund,
JPMorgan Intrepid International Fund, JPMorgan Latin America Fund, JPMorgan Multi-Cap Long/Short Fund,
JPMorgan Research Equity Long/Short Fund, JPMorgan Research Market Neutral Fund, JPMorgan Strategic
Preservation Fund, JPMorgan Tax Aware Equity Fund, JPMorgan Tax Aware Real Return Fund, JPMorgan Tax
Aware Real Return SMA Fund, JPMorgan Total Emerging Markets Fund, JPMorgan Emerging Markets Local Currency
Debt Fund, JPMorgan Emerging Markets Equity Fund
December 31
Security Capital U.S. Core Real Estate Securities Fund
Additional Information:
JPMorgan Emerging Markets Corporate Debt Fund commenced operations on September 4, 2013
JPMorgan Credit Opportunities Fund ceased operations on September 30, 2013
JPMorgan Income Fund commenced operations on June 2, 2014
JPMorgan Mid Cap Core Fund merged into Mid Cap Equity on March 14, 2014
JPMorgan Income Fund commenced operations on December 13, 2013
JPMorgan SmartRetirement 2010 Fund merged into JPMorgan SmartRetirement Income Fund on June 20, 2014
JPMorgan U.S. Large Cap Core Plus Fund II ceased operations on December 13, 2013
Highbridge Dynamic Commodities Strategy Fund ceased operations on January 17, 2014
JPMorgan Global Opportunities Fund ceased operations on October 30, 2013
JPMorgan Russia Fund ceased operations on October 4, 2013
JPMorgan India Fund ceased operations on January 4, 2014
JPMorgan Ex-G4 Currency Strategies Fund ceased operations on March 10, 2014
Highbridge Statistical Market Neutral Fund changed its name to JPMorgan Market Neutral Fund on December
6, 2013
Highbridge Dynamic Commodities Strategy Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
JPM Diversified Risk Fund Ltd.
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
JPMorgan 100 Percent U.S. Treasury Securities Money Market Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
JPMorgan Access Balanced Fund
--------------------------------------------------------------------------------------------------------------------------
3M COMPANY Agenda Number: 933944008
--------------------------------------------------------------------------------------------------------------------------
Security: 88579Y101
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: MMM
ISIN: US88579Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA G. ALVARADO Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS "TONY" K. Mgmt For For
BROWN
1C. ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1E. ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt For For
1F. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1G. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H. ELECTION OF DIRECTOR: INGE G. THULIN Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT J. ULRICH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS 3M'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL ON RIGHT TO ACT BY Shr For Against
WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
A.P. MOELLER - MAERSK A/S, COPENHAGEN Agenda Number: 705029280
--------------------------------------------------------------------------------------------------------------------------
Security: K0514G101
Meeting Type: AGM
Meeting Date: 31-Mar-2014
Ticker:
ISIN: DK0010244508
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 265943 DUE TO CHANGE IN VOTING
STATUS. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THE ISIN DOES NOT HOLD VOTING
RIGHTS. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST A
NON-VOTING ENTRANCE CARD. THANK YOU.
CMMT 14 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DELETION OF COMMENTS. THANK
YOU
CMMT 14 MAR 2014: DELETION OF COMMENT Non-Voting
CMMT 14 MAR 2014: DELETION OF COMMENT Non-Voting
a Report on the activities of the Company Non-Voting
during the past financial year
b Submission of the audited annual report for Non-Voting
adoption
c Resolution to grant discharge to directors Non-Voting
d Resolution on appropriation of profit, Non-Voting
including the amount of dividends, or
covering of loss in accordance with the
adopted annual report. The Board proposes
payment of a dividend of DKK 1,400 per
share of DKK 1,000
e.1 Re-election of member for the Board of Non-Voting
Director: Ane Maersk Mc-Kinney Uggla
e.2 Re-election of member for the Board of Non-Voting
Director: Jan Leschly
e.3 Re-election of member for the Board of Non-Voting
Director: Robert Routs
e.4 Re-election of member for the Board of Non-Voting
Director: Arne Karlsson
e.5 Re-election of member for the Board of Non-Voting
Director: Sir John Bond
e.6 Election of member for the Board of Non-Voting
Director: Robert Maersk Uggla
e.7 Election of member for the Board of Non-Voting
Director: Niels Bjorn Christiansen
e.8 Election of member for the Board of Non-Voting
Director: Dorothee Blessing
e.9 Election of member for the Board of Non-Voting
Director: Renata Frolova
e.10 Election of member for the Board of Non-Voting
Director: Palle Vestergaard Rasmussen
f.a Election of auditors The Board proposes: Non-Voting
Election of KPMG 2014 P/S
f.b Election of auditors The Board proposes: Non-Voting
Re-election of PricewaterhouseCoopers
Statsautoriseret Revisionspartnerselskab
g.1 Deliberation of any proposal submitted by Non-Voting
the Board of Directors or by shareholders:
The Board proposes an increase of the
Company's share capital by issuance of
bonus shares
g.2 Deliberation of any proposal submitted by Non-Voting
the Board of Directors or by shareholders:
The Board proposes adoption of an amendment
to the Company's general guidelines
concerning incentive pay
g.3 Deliberation of any proposal submitted by Non-Voting
the Board of Directors or by shareholders:
The Board proposes adoption of a
remuneration policy for the Board of
Directors and the Management Board of A.P.
Moller - Maersk A/S
g.4 Deliberation of any proposal submitted by Non-Voting
the Board of Directors or by shareholders:
The Board proposes a change of article 5 of
the Articles of Association regarding the
Company's signature rule
g.5 Deliberation of any proposal submitted by Non-Voting
the Board of Directors or by shareholders:
The Board proposes a change of article 7 of
the Articles of Association regarding
appointment of auditor
g.6 Deliberation of any proposal submitted by Non-Voting
the Board of Directors or by shareholders:
The Board proposes a change of article 9 of
the Articles of Association regarding
convention of general meetings
g.7 Deliberation of any proposal submitted by Non-Voting
the Board of Directors or by shareholders:
The Board proposes that future annual
reports shall be presented in English
g.8 Deliberation of any proposal submitted by Non-Voting
the Board of Directors or by shareholders:
A shareholder has submitted a proposal
regarding meals at Annual General Meetings
--------------------------------------------------------------------------------------------------------------------------
ABB LTD, ZUERICH Agenda Number: 705121022
--------------------------------------------------------------------------------------------------------------------------
Security: H0010V101
Meeting Type: AGM
Meeting Date: 30-Apr-2014
Ticker:
ISIN: CH0012221716
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 299440 DUE TO ADDITION OF
RESOLUTION 11. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 REPORTING FOR FISCAL YEAR 2013 Non-Voting
2.1 APPROVAL OF THE ANNUAL REPORT, THE Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS, AND THE
ANNUAL FINANCIAL STATEMENTS FOR 2013
2.2 CONSULTATIVE VOTE ON THE 2013 REMUNERATION Mgmt Against Against
REPORT
3 DISCHARGE OF THE BOARD OF DIRECTORS AND THE Mgmt For For
PERSONS ENTRUSTED WITH MANAGEMENT
4 APPROPRIATION OF AVAILABLE EARNINGS AND Mgmt For For
DISTRIBUTION OF CAPITAL CONTRIBUTION
RESERVE
5 CREATION OF ADDITIONAL CONTINGENT SHARE Mgmt Against Against
CAPITAL IN CONNECTION WITH EMPLOYEE
PARTICIPATION
6 REVISION OF THE ARTICLES OF INCORPORATION Mgmt Against Against
7.1 ELECTION TO THE BOARD OF DIRECTORS: ROGER Mgmt For For
AGNELLI AS MEMBER
7.2 ELECTION TO THE BOARD OF DIRECTORS: MATTI Mgmt For For
ALAHUHTA AS MEMBER
7.3 ELECTION TO THE BOARD OF DIRECTORS: LOUIS Mgmt For For
R. HUGHES AS MEMBER
7.4 ELECTION TO THE BOARD OF DIRECTORS: MICHEL Mgmt For For
DE ROSEN AS MEMBER
7.5 ELECTION TO THE BOARD OF DIRECTORS: MICHAEL Mgmt For For
TRESCHOW AS MEMBER
7.6 ELECTIONS TO THE BOARD OF DIRECTORS: JACOB Mgmt For For
WALLENBERG AS MEMBER
7.7 ELECTIONS TO THE BOARD OF DIRECTORS: YING Mgmt For For
YEH AS MEMBER
7.8 ELECTIONS TO THE BOARD OF DIRECTORS: Mgmt For For
HUBERTUS VON GRUENBERG AS MEMBER AND
CHAIRMAN OF THE BOARD
8.1 ELECTION TO THE COMPENSATION COMMITTEE: Mgmt For For
MICHEL DE ROSEN
8.2 ELECTION TO THE COMPENSATION COMMITTEE: Mgmt For For
MICHAEL TRESCHOW
8.3 ELECTION TO THE COMPENSATION COMMITTEE: Mgmt For For
YING YEH
9 ELECTION OF THE INDEPENDENT PROXY: DR. HANS Mgmt For For
ZEHNDER, ATTORNEY-AT-LAW AND NOTARY,
BAHNHOFPLATZ1, CH-5401 BADEN
10 RE-ELECTION OF THE AUDITORS: ERNST AND Mgmt For For
YOUNG AG
11 ADDITIONAL AND/OR COUNTER-PROPOSALS Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 933942725
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. ALPERN Mgmt For For
EDWARD M. LIDDY Mgmt For For
FREDERICK H. WADDELL Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
ABBVIE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 933911592
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 30-Jan-2014
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ACCEPT, IN A NON-BINDING VOTE, THE Mgmt For For
COMPANY'S IRISH FINANCIAL STATEMENTS FOR
THE TWELVE-MONTH PERIOD ENDED AUGUST 31,
2013, AS PRESENTED.
2A. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
JAIME ARDILA
2B. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
CHARLES H. GIANCARLO
2C. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
WILLIAM L. KIMSEY
2D. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
BLYTHE J. MCGARVIE
2E. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
MARK MOODY-STUART
2F. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
PIERRE NANTERME
2G. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
GILLES C. PELISSON
2H. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
WULF VON SCHIMMELMANN
3. TO RATIFY, IN A NON-BINDING VOTE, THE Mgmt For For
APPOINTMENT OF KPMG AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
ACCENTURE PLC FOR A TERM EXPIRING AT OUR
ANNUAL GENERAL MEETING OF SHAREHOLDERS IN
2015 AND TO AUTHORIZE, IN A BINDING VOTE,
THE BOARD, ACTING THROUGH THE AUDIT
COMMITTEE, TO DETERMINE KPMG'S
REMUNERATION.
4. TO APPROVE, IN A NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
5. TO GRANT THE BOARD THE AUTHORITY TO ISSUE Mgmt For For
SHARES UNDER IRISH LAW.
6. TO GRANT THE BOARD THE AUTHORITY TO OPT-OUT Mgmt For For
OF STATUTORY PRE-EMPTION RIGHTS UNDER IRISH
LAW.
7. TO APPROVE A CAPITAL REDUCTION AND CREATION Mgmt For For
OF DISTRIBUTABLE RESERVES UNDER IRISH LAW.
8. TO AUTHORIZE HOLDING THE 2015 ANNUAL Mgmt For For
GENERAL MEETING OF SHAREHOLDERS OF
ACCENTURE PLC AT A LOCATION OUTSIDE OF
IRELAND AS REQUIRED UNDER IRISH LAW.
9. TO AUTHORIZE ACCENTURE TO MAKE OPEN-MARKET Mgmt For For
PURCHASES OF ACCENTURE PLC CLASS A ORDINARY
SHARES UNDER IRISH LAW.
10. TO DETERMINE THE PRICE RANGE AT WHICH Mgmt For For
ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT
ACQUIRES AS TREASURY STOCK UNDER IRISH LAW.
--------------------------------------------------------------------------------------------------------------------------
ACCOR SA, COURCOURONNES Agenda Number: 705057823
--------------------------------------------------------------------------------------------------------------------------
Security: F00189120
Meeting Type: MIX
Meeting Date: 29-Apr-2014
Ticker:
ISIN: FR0000120404
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 09 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0324/201403241400762.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0409/201404091401005.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
1 Approval of the annual corporate financial Mgmt For For
statements for the financial year ended on
December 31, 2013
2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended on
December 31, 2013
3 Allocation of income and dividend Mgmt For For
distribution EUR 0.80 per Share
4 Option for payment of the dividend in Mgmt For For
shares
5 Approval of regulated commitments Mgmt For For
benefiting Mr. Sebastien Bazin
6 Approval of regulated agreements and Mgmt For For
commitments benefiting Mr. Sven Boinet
7 Approval of a regulated commitment Mgmt Against Against
benefiting Mr. Denis Hennequin
8 Approval of a regulated agreement Mgmt Against Against
benefiting Mr. Yann Caillere
9 Approval of a regulated agreement Mgmt For For
benefiting Institut Paul Bocuse
10 Renewal of term of Mr. Sebastien Bazin as Mgmt For For
Board member
11 Renewal of term of Mrs. Iris Knobloch as Mgmt For For
Board member
12 Renewal of term of Mrs. Virginie Morgon as Mgmt Against Against
Board member
13 Appointment of Mr. Jonathan Grunzweig as Mgmt For For
Board member
14 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
15 Authorization to the Board of Directors to Mgmt For For
reduce share capital by cancellation of
shares
16 Amendment to Article 12 of the bylaws to Mgmt For For
determine the terms of appointment of Board
members representing employees and to
increase the minimum number of shares to be
held by the Board members
17 Notice on the compensation owed or paid to Mgmt For For
Mr. Denis Hennequin for the financial year
ended on December 31, 2013
18 Notice on the compensation owed or paid to Mgmt For For
Mr. Yann Caillere for the financial year
ended on December 31, 2013
19 Notice on the compensation owed or paid to Mgmt For For
Mr. Sebastien Bazin for the financial year
ended on December 31, 2013
20 Notice on the compensation owed or paid to Mgmt For For
Mr. Sven Boinet for the financial year
ended on December 31, 2013
21 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ACE LIMITED Agenda Number: 933908088
--------------------------------------------------------------------------------------------------------------------------
Security: H0023R105
Meeting Type: Special
Meeting Date: 10-Jan-2014
Ticker: ACE
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE PAYMENT OF DIVIDENDS FROM Mgmt For For
LEGAL RESERVES
2. ELECTION OF HOMBURGER AG AS OUR INDEPENDENT Mgmt For For
PROXY UNTIL THE CONCLUSION OF OUR 2014
ORDINARY GENERAL MEETING
3. IF A NEW AGENDA ITEM OR A NEW PROPOSAL FOR Mgmt For For
AN EXISTING AGENDA ITEM IS PUT BEFORE THE
MEETING I/WE HEREWITH AUTHORIZE AND
INSTRUCT THE INDEPENDENT PROXY TO VOTE AS
FOLLOWS IN RESPECT OF THE POSITION OF THE
BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
ACE LIMITED Agenda Number: 933981133
--------------------------------------------------------------------------------------------------------------------------
Security: H0023R105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: ACE
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE ANNUAL REPORT, STANDALONE Mgmt For For
FINANCIAL STATEMENTS AND CONSOLIDATED
FINANCIAL STATEMENTS OF ACE LIMITED FOR THE
YEAR ENDED DECEMBER 31, 2013
2. ALLOCATION OF DISPOSABLE PROFIT Mgmt For For
3. DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
4A. ELECTION OF DIRECTOR: JOHN EDWARDSON Mgmt For For
4B. ELECTION OF DIRECTOR: KIMBERLY ROSS Mgmt For For
4C. ELECTION OF DIRECTOR: ROBERT SCULLY Mgmt For For
4D. ELECTION OF DIRECTOR: DAVID SIDWELL Mgmt For For
4E. ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
4F. ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ Mgmt For For
4G. ELECTION OF DIRECTOR: MICHAEL G. ATIEH Mgmt For For
4H. ELECTION OF DIRECTOR: MARY A. CIRILLO Mgmt For For
4I. ELECTION OF DIRECTOR: MICHAEL P. CONNORS Mgmt For For
4J. ELECTION OF DIRECTOR: PETER MENIKOFF Mgmt For For
4K. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
4L. ELECTION OF DIRECTOR: EUGENE B. SHANKS, JR. Mgmt For For
4M. ELECTION OF DIRECTOR: THEODORE E. SHASTA Mgmt For For
4N. ELECTION OF DIRECTOR: OLIVIER STEIMER Mgmt For For
5. ELECTION OF EVAN G. GREENBERG AS THE Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS UNTIL
OUR NEXT ANNUAL GENERAL MEETING
6A. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: MICHAEL P. CONNORS
6B. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: MARY A. CIRILLO
6C. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: JOHN EDWARDSON
6D. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: ROBERT M. HERNANDEZ
7. ELECTION OF HAMBURGER AG AS INDEPENDENT Mgmt For For
PROXY UNTIL THE CONCLUSION OF OUR NEXT
ANNUAL GENERAL MEETING
8A. ELECTION OF PRICEWATERHOUSECOOPERS AG Mgmt For For
(ZURICH) AS OUR STATUTORY AUDITOR UNTIL OUR
NEXT ANNUAL GENERAL MEETING
8B. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
PRICEWATERHOUSECOOPERS LLP (UNITED STATES)
FOR PURPOSES OF UNITED STATES SECURITIES
LAW REPORTING FOR THE YEAR ENDING DECEMBER
31, 2014
8C. ELECTION OF BDO AG (ZURICH) AS SPECIAL Mgmt For For
AUDITING FIRM UNTIL OUR NEXT ANNUAL GENERAL
MEETING
9. AMENDMENT OF THE ARTICLES OF ASSOCIATION Mgmt For For
RELATING TO AUTHORIZED SHARE CAPITAL FOR
GENERAL PURPOSES
10. APPROVAL OF THE PAYMENT OF A DISTRIBUTION Mgmt For For
TO SHAREHOLDERS THROUGH REDUCTION OF THE
PAR VALUE OF OUR SHARES, SUCH PAYMENT TO BE
MADE IN FOUR QUARTERLY INSTALLMENTS AT SUCH
TIMES DURING THE PERIOD THROUGH OUR NEXT
ANNUAL GENERAL MEETING AS SHALL BE
DETERMINED BY THE BOARD OF DIRECTORS
11. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
12. IF A NEW AGENDA ITEM OR A NEW PROPOSAL FOR Mgmt For For
AN EXISTING AGENDA ITEM IS PUT BEFORE THE
MEETING, I/WE HEREBY AUTHORIZE AND INSTRUCT
THE INDEPENDENT PROXY TO VOTE AS FOLLOWS:
MARK "FOR" TO VOTE IN ACCORDANCE WITH THE
POSITION OF THE BOARD OF DIRECTORS; MARK
"AGAINST" TO VOTE AGAINST NEW ITEMS AND
PROPOSALS; MARK "ABSTAIN" TO ABSTAIN
--------------------------------------------------------------------------------------------------------------------------
ADIDAS AG, HERZOGENAURACH Agenda Number: 705054182
--------------------------------------------------------------------------------------------------------------------------
Security: D0066B185
Meeting Type: AGM
Meeting Date: 08-May-2014
Ticker:
ISIN: DE000A1EWWW0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2012, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub custodians have advised that voted Non-Voting
shares are not blocked for trading purposes
i.e. they are only unavailable for
settlement. Registered shares will be
deregistered at the deregistration date by
the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent to your CSR or Custodian.
Please contact your CSR for further
information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 23 Non-Voting
APR 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Non-Voting
financial statements of adidas AG and of
the approved consolidated financial
statements as of December 31, 2013, of the
combined management report of adidas AG and
of the adidas Group, the Explanatory Report
of the Executive Board on the disclosures
pursuant to sections 289 sections 4 and 5,
315 section 4 German Commercial Code
(Handelsgesetzbuch - HGB) as well as of the
Supervisory Board Report for the 2013
financial year
2. Resolution on the appropriation of retained Mgmt For For
earnings : The distributable profit of EUR
424,075,538.71 shall be appropriated as
follows: payment of a dividend of EUR 1.50
per no-par share EUR 110,251,259.71 shall
be carried forward ex-dividend and payable
date: May 9, 2014
3. Resolution on the ratification of the Mgmt For For
actions of the Executive Board for the 2013
financial year
4. Resolution on the ratification of the Mgmt For For
actions of the Supervisory Board for the
2013 financial year
5.1 Election of the Supervisory Board: Dr. Mgmt For For
Stefan Jentzsch
5.2 Election of the Supervisory Board: Mr. Mgmt For For
Herbert Kauffmann
5.3 Election of the Supervisory Board: Mr. Igor Mgmt For For
Landau
5.4 Election of the Supervisory Board: Mr. Mgmt For For
Willi Schwerdtle
5.5 Election of the Supervisory Board: Mrs. Mgmt For For
Katja Kraus
5.6 Election of the Supervisory Board: Mrs. Mgmt For For
Kathrin Menges
6. Resolution on the amendment of section 18 Mgmt For For
(Compensation of the Supervisory Board) of
the Articles of Association
7. Resolution on the revocation of the Mgmt For For
authorisation to issue bonds with warrants
and/or convertible bonds of May 6, 2010.
Resolution on the authorisation to issue
bonds with warrants and/or convertible
bonds, the exclusion of shareholders'
subscription rights and the simultaneous
creation of a contingent capital as well as
the amendment to the Articles of
Association
8. Resolution on granting the authorisation to Mgmt For For
repurchase and to use treasury shares
pursuant to section 71 section 1 number 8
AktG including the authorisation to exclude
tender and subscription rights as well as
to cancel repurchased shares and to reduce
the capital; revocation of the existing
authorisation
9. Resolution on granting the authorisation to Mgmt For For
use equity derivatives in connection with
the acquisition of treasury shares pursuant
to section 71 section 1 number 8 AktG while
excluding shareholders' tender and
subscription rights; revocation of the
existing authorisation
10.1 Appointment of the auditor and the Group Mgmt For For
auditor for the 2014 financial year as well
as, if applicable, of the auditor for the
review of the first half year financial
report: KPMG AG
Wirtschaftsprufungsgesellschaft, Berlin, is
appointed as auditor of the annual
financial statements and the consolidated
financial statements for the 2014 financial
year
10.2 Appointment of the auditor and the Group Mgmt For For
auditor for the 2014 financial year as well
as, if applicable, of the auditor for the
review of the first half year financial
report: KPMG AG
Wirtschaftsprufungsgesellschaft, Berlin, is
appointed for the audit review of the
financial statements and interim management
report for the first six months of the 2014
financial year, if applicable
--------------------------------------------------------------------------------------------------------------------------
ADMIRAL GROUP PLC, CARDIFF Agenda Number: 705021777
--------------------------------------------------------------------------------------------------------------------------
Security: G0110T106
Meeting Type: AGM
Meeting Date: 09-Apr-2014
Ticker:
ISIN: GB00B02J6398
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Financial Statements and the Mgmt For For
reports of the Directors and the Auditors
2 To approve the Directors' Remuneration Mgmt For For
Report
3 To approve the Directors' Remuneration Mgmt For For
Policy
4 To declare the Final Dividend on the Mgmt For For
ordinary shares of the Company
5 To elect Jean Park (Non-Executive Director) Mgmt For For
as a Director of the Company
6 To re-elect Alastair Lyons (Non-Executive Mgmt For For
Director) as a Director and Chairman of the
Company
7 To re-elect Henry Engelhardt (Executive Mgmt For For
Director) as a Director of the Company
8 To re-elect David Stevens (Executive Mgmt For For
Director) as a Director of the Company
9 To re-elect Kevin Chidwick (Executive Mgmt For For
Director) as a Director of the Company
10 To re-elect Margaret Johnson (Non-Executive Mgmt For For
Director) as a Director of the Company
11 To re-elect Lucy Kellaway (Non-Executive Mgmt For For
Director) as a Director of the Company
12 To re-elect Manfred Aldag (Non-Executive Mgmt For For
Director) as a Director of the Company
13 To re-elect Colin Holmes (Non-Executive Mgmt For For
Director) as a Director of the Company
14 To re-elect Roger Abravanel (Non-Executive Mgmt For For
Director) as a Director of the Company
15 To re-elect Annette Court (Non-Executive Mgmt For For
Director) as a Director of the Company
16 To appoint KPMG LLP as Auditors of the Mgmt For For
Company
17 To authorise the Directors to determine the Mgmt For For
remuneration of KPMG LLP
18 To authorise the Directors to allot Mgmt For For
relevant securities
19 To dis-apply statutory pre-emption rights Mgmt For For
20 To authorise the Company to make market Mgmt For For
purchases
21 To authorise the Directors to convene a Mgmt Against Against
General Meeting with not less than 14 days
clear notice
--------------------------------------------------------------------------------------------------------------------------
AERCAP HOLDINGS N.V. Agenda Number: 933918318
--------------------------------------------------------------------------------------------------------------------------
Security: N00985106
Meeting Type: Special
Meeting Date: 13-Feb-2014
Ticker: AER
ISIN: NL0000687663
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2 APPROVAL PURSUANT TO ARTICLE 2:107A DUTCH Mgmt For For
CIVIL CODE AND ARTICLE 16.7 OF THE
COMPANY'S ARTICLES OF ASSOCIATION IN
RELATION TO THE ANTICIPATED ACQUISITION OF
INTERNATIONAL LEASE FINANCE CORPORATION.
3A CONDITIONAL APPOINTMENT OF MR. ROBERT H. Mgmt For For
BENMOSCHE AS NON-EXECUTIVE DIRECTOR FOR A
PERIOD OF FOUR YEARS.
3B CONDITIONAL APPOINTMENT OF MR. DAVID L. Mgmt For For
HERZOG AS NON-EXECUTIVE DIRECTOR FOR A
PERIOD OF FOUR YEARS.
4A RE-APPOINTMENT OF MR. ROBERT G. WARDEN AS Mgmt For For
NON-EXECUTIVE DIRECTOR FOR A PERIOD OF FOUR
YEARS.
4B RE-APPOINTMENT OF MR. RICHARD M. GRADON AS Mgmt For For
NON-EXECUTIVE DIRECTOR FOR A PERIOD OF FOUR
YEARS.
4C RE-APPOINTMENT OF MR. PAUL T. DACIER AS Mgmt For For
NON-EXECUTIVE DIRECTOR FOR A PERIOD OF FOUR
YEARS.
4D RE-APPOINTMENT OF THE COMPANY'S CHIEF Mgmt For For
EXECUTIVE OFFICER, MR. AENGUS KELLY, AS
EXECUTIVE DIRECTOR FOR A PERIOD OF FOUR
YEARS.
5 CONDITIONAL APPROVAL NEW EQUITY INCENTIVE Mgmt For For
PLAN BOARD OF DIRECTORS (THE "NEW EQUITY
PLAN").
6A AMENDMENT TO THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION (ARTICLE 24).
6B DESIGNATION OF EACH OF THE COMPANY'S Mgmt For For
DIRECTORS AND EACH (CANDIDATE) CIVIL LAW
NOTARY AND LAWYER AT NAUTADUTILH N.V. TO
IMPLEMENT THE AMENDMENT TO THE COMPANY'S
ARTICLES OF ASSOCIATION.
--------------------------------------------------------------------------------------------------------------------------
AERCAP HOLDINGS N.V. Agenda Number: 933971435
--------------------------------------------------------------------------------------------------------------------------
Security: N00985106
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: AER
ISIN: NL0000687663
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
4 ADOPTION OF THE ANNUAL ACCOUNTS FOR THE Mgmt For For
2013 FINANCIAL YEAR.
6 RELEASE OF LIABILITY OF THE DIRECTORS WITH Mgmt For For
RESPECT TO THEIR MANAGEMENT DURING THE 2013
FINANCIAL YEAR.
7 DESIGNATION OF MR. KEITH A. HELMING AS THE Mgmt For For
DESIGNATED PERSON IN ARTICLE 16, PARAGRAPH
8 OF THE ARTICLES OF ASSOCIATION.
8 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
ACCOUNTANTS N.V. AS THE REGISTERED
ACCOUNTANTS.
9A AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt For For
REPURCHASE ORDINARY SHARES.
9B CONDITIONAL AUTHORIZATION OF THE BOARD OF Mgmt For For
DIRECTORS TO REPURCHASE ADDITIONAL ORDINARY
SHARES.
10 REDUCTION OF CAPITAL THROUGH CANCELLATION Mgmt For For
OF THE COMPANY'S ORDINARY SHARES WHICH MAY
BE ACQUIRED PURSUANT TO THE AUTHORIZATIONS
TO REPURCHASE SHARES.
11A AMENDMENT TO THE ARTICLES OF ASSOCIATION Mgmt For For
(ARTICLE 3).
11B DESIGNATION OF EACH OF THE COMPANY'S Mgmt For For
DIRECTORS AND EACH (CANDIDATE) CIVIL LAW
NOTARY AND LAWYER AT NAUTADUTILH N.V. TO
IMPLEMENT THE AMENDMENT TO THE ARTICLES OF
ASSOCIATION.
--------------------------------------------------------------------------------------------------------------------------
AGGREKO PLC, GLASGOW Agenda Number: 705039611
--------------------------------------------------------------------------------------------------------------------------
Security: G0116S169
Meeting Type: OGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: GB00B4WQ2Z29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of sub-division of Existing Mgmt For For
Ordinary Shares, consolidation and division
of Intermediate Ordinary Shares, adoption
of New Articles and the purchase by the
Company of B Shares (each as defined in the
circular to shareholders dated 14 March
2014)
--------------------------------------------------------------------------------------------------------------------------
AGGREKO PLC, GLASGOW Agenda Number: 705056364
--------------------------------------------------------------------------------------------------------------------------
Security: G0116S169
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: GB00B4WQ2Z29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receipt of Reports and adoption of Accounts Mgmt For For
2 Approval of Remuneration Policy Mgmt For For
3 Approval of Remuneration Report Mgmt For For
4 Declaration of Dividend Mgmt For For
5 Election of Mr. I D Marchant Mgmt For For
6 Re-election of Mr. K G Hanna Mgmt For For
7 Re-election of Mr. A G Cockburn Mgmt For For
8 Re-election of Mr. D Das Mgmt For For
9 Re-election of Mr. A Satrazemis Mgmt For For
10 Re-election of Mr. D J B Taylor-Smith Mgmt For For
11 Re-election of Mr. R J King Mgmt For For
12 Re-election of Ms. D L P Layfield Mgmt For For
13 Re-election of Mr. R J MacLeod Mgmt For For
14 Re-election of Ms R A K McDonald Mgmt For For
15 Re-appointment of auditor Mgmt For For
16 Authorise Audit Committee to determine Mgmt For For
remuneration of auditor
17 Authority to allot shares Mgmt For For
18 Directors' fees Mgmt For For
19 Disapplication of pre-emption rights Mgmt For For
20 Purchase of own shares Mgmt For For
21 General meetings on 14 clear days' notice Mgmt Against Against
CMMT 24 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO THE TEXT OF
RESOLUTION 12. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
AGILE PROPERTY HOLDINGS LTD Agenda Number: 705215336
--------------------------------------------------------------------------------------------------------------------------
Security: G01198103
Meeting Type: AGM
Meeting Date: 13-Jun-2014
Ticker:
ISIN: KYG011981035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0424/LTN20140424301.pdf
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0424/LTN20140424331.pdf
1 TO RECEIVE AND ADOPT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS TOGETHER WITH THE REPORT OF
DIRECTORS AND THE INDEPENDENT AUDITOR'S
REPORT OF THE COMPANY AND ITS SUBSIDIARIES
FOR THE YEAR ENDED 31 DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2013
3 TO RE-ELECT MR. CHAN CHEUK YIN AS A Mgmt Against Against
DIRECTOR
4 TO RE-ELECT MR. CHAN CHEUK HEI AS A Mgmt For For
DIRECTOR
5 TO RE-ELECT MR. KWONG CHE KEUNG, GORDON AS Mgmt Against Against
A DIRECTOR
6 TO RE-ELECT MR. HUANG FENGCHAO AS A Mgmt For For
DIRECTOR
7 TO RE-ELECT MR. LIANG ZHENGJIAN AS A Mgmt For For
DIRECTOR
8 TO RE-ELECT MR. CHEN ZHONGQI AS A DIRECTOR Mgmt For For
9 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF DIRECTORS
10 TO RE-APPOINT AUDITORS AND TO AUTHORISE THE Mgmt For For
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
11.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY
11.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE SHARES OF THE COMPANY
11.C TO ADD THE NOMINAL AMOUNT OF THE SHARES Mgmt Against Against
REPURCHASED UNDER RESOLUTION 11.A. TO THE
MANDATE GRANTED TO THE DIRECTORS UNDER
RESOLUTION 11.B
--------------------------------------------------------------------------------------------------------------------------
AGILE PROPERTY HOLDINGS LTD Agenda Number: 705321103
--------------------------------------------------------------------------------------------------------------------------
Security: G01198103
Meeting Type: EGM
Meeting Date: 13-Jun-2014
Ticker:
ISIN: KYG011981035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0424/LTN20140424433.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0424/LTN20140424453.pdf
1 (A) THE MARKET CUSTOMARY INDEMNITY (THE Mgmt For For
"USD NOTES INDEMNITY") GRANTED BY THE
COMPANY PURSUANT TO SECTION 10 OF THE
PURCHASE AGREEMENT (THE "USD NOTES PURCHASE
AGREEMENT") DATED 10 FEBRUARY 2014 ENTERED
INTO BY AND AMONG THE COMPANY, AGRICULTURAL
BANK OF CHINA LIMITED HONG KONG BRANCH,
ABCI CAPITAL LIMITED, THE HONGKONG AND
SHANGHAI BANKING CORPORATION LIMITED,
INDUSTRIAL AND COMMERCIAL BANK OF CHINA
(ASIA) LIMITED, ICBC INTERNATIONAL CAPITAL
LIMITED, ICBC INTERNATIONAL SECURITIES
LIMITED, J.P. MORGAN SECURITIES PLC, MORGAN
STANLEY & CO. INTERNATIONAL PLC ("MORGAN
STANLEY") AND STANDARD CHARTERED BANK, AND
IN FAVOUR OF AND FOR THE BENEFIT OF MORGAN
STANLEY, EACH PERSON, IF ANY, WHO CONTROLS
MORGAN STANLEY WITHIN THE MEANING OF THE
UNITED STATES SECURITIES ACT 1933, AS
AMENDED (THE "SECURITIES ACT") OR THE
UNITED STATES CONTD
CONT CONTD EXCHANGE ACT 1934 (THE "EXCHANGE Non-Voting
ACT"), OR EACH AFFILIATE OF MORGAN STANLEY
WITHIN THE MEANING OF THE SECURITIES ACT
AND EACH OFFICER, DIRECTOR, EMPLOYEE OR
THEIR AFFILIATES (THE "USD NOTES
INDEMNIFIED PERSONS"), IN RELATION TO THE
ISSUE OF USD 500 MILLION 8.375% SENIOR
NOTES DUE 2019 (THE "USD NOTES ISSUE"),
WHEREBY THE COMPANY WILL INDEMNIFY AND HOLD
HARMLESS EACH USD NOTES INDEMNIFIED PERSON,
FROM AND AGAINST ANY AND ALL LOSSES,
CLAIMS, DAMAGES AND LIABILITIES (INCLUDING
BUT NOT LIMITED TO ANY LEGAL COSTS OR OTHER
EXPENSES REASONABLY INCURRED IN CONNECTION
WITH DEFENDING OR INVESTING ANY SUCH ACTION
OR CLAIM) CAUSED BY (I) ANY UNTRUE
STATEMENT OR ALLEGED UNTRUE STATEMENT OF A
MATERIAL FACT CONTAINED IN THE COMPANY'S
OFFERING MEMORANDA IN CONNECTION WITH THE
USD NOTES ISSUE, OR (II) ANY OMISSION OR
ALLEGED CONTD
CONT CONTD OMISSION TO STATE IN THE OFFERING Non-Voting
MEMORANDA IN CONNECTION WITH THE USD NOTES
ISSUE A MATERIAL FACT NECESSARY TO MAKE THE
STATEMENTS THEREIN IN THE LIGHT OF THE
CIRCUMSTANCES UNDER WHICH THEY WERE MADE
NOT MISLEADING, EXCEPT FOR CERTAIN
CIRCUMSTANCES BE AND ARE HEREBY AUTHORISED,
APPROVED, CONFIRMED AND RATIFIED; (B) THE
MARKET CUSTOMARY INDEMNITY (THE "RMB NOTES
INDEMNITY", TOGETHER WITH THE USD NOTES
INDEMNITY, THE "INDEMNITIES") GRANTED BY
THE COMPANY PURSUANT TO SECTION 10 OF THE
PURCHASE AGREEMENT (THE "RMB NOTES PURCHASE
AGREEMENT") DATED 21 FEBRUARY 2014 ENTERED
INTO BY AND AMONG THE COMPANY, THE HONGKONG
AND SHANGHAI BANKING CORPORATION LIMITED,
MORGAN STANLEY AND STANDARD CHARTERED BANK
(HONG KONG) LIMITED, AND IN FAVOUR OF AND
FOR THE BENEFIT OF MORGAN STANLEY, EACH
PERSON, IF ANY, WHO CONTROLS MORGAN CONTD
CONT CONTD STANLEY WITHIN THE MEANING OF THE Non-Voting
SECURITIES ACT OR THE EXCHANGE ACT, OR EACH
AFFILIATE OF MORGAN STANLEY WITHIN THE
MEANING OF THE SECURITIES ACT AND EACH
OFFICER, DIRECTOR, EMPLOYEE OR THEIR
AFFILIATES (THE "RMB NOTES INDEMNIFIED
PERSONS"), IN RELATION TO THE ISSUE OF
RMB2,000,000,000 6.50% SENIOR NOTES DUE
2017 (THE "RMB NOTES ISSUE"), WHEREBY THE
COMPANY WILL INDEMNIFY AND HOLD HARMLESS
EACH RMB NOTES INDEMNIFIED PERSON, FROM AND
AGAINST ANY AND ALL LOSSES, CLAIMS, DAMAGES
AND LIABILITIES (INCLUDING BUT NOT LIMITED
TO ANY LEGAL COSTS OR OTHER EXPENSES
REASONABLY INCURRED IN CONNECTION WITH
DEFENDING OR INVESTING ANY SUCH ACTION OR
CLAIM) CAUSED BY (I) ANY UNTRUE STATEMENT
OR ALLEGED UNTRUE STATEMENT OF A MATERIAL
FACT CONTAINED IN THE COMPANY'S OFFERING
MEMORANDA IN CONNECTION WITH THE RMB NOTES
ISSUE, OR (II) CONTD
CONT CONTD ANY OMISSION OR ALLEGED OMISSION TO Non-Voting
STATE IN THE OFFERING MEMORANDA IN
CONNECTION WITH THE RMB NOTES ISSUE A
MATERIAL FACT NECESSARY TO MAKE THE
STATEMENTS THEREIN IN THE LIGHT OF THE
CIRCUMSTANCES UNDER WHICH THEY WERE MADE
NOT MISLEADING, EXCEPT FOR CERTAIN
CIRCUMSTANCES BE AND ARE HEREBY AUTHORISED,
APPROVED, CONFIRMED AND RATIFIED; (C) THAT
THE INDEMNITIES GRANTED TO MORGAN STANLEY
IS ON NORMAL COMMERCIAL TERMS THAT ARE FAIR
AND REASONABLE SO FAR AS THE INDEPENDENT
SHAREHOLDERS ARE CONCERNED AND THE
PROVISION OF WHICH IS IN THE INTERESTS OF
THE COMPANY AND SHAREHOLDERS OF THE COMPANY
AS A WHOLE; AND (D) THE DIRECTORS OF THE
COMPANY (THE "DIRECTORS" AND EACH A
"DIRECTOR") AND THE SECRETARY OF THE
COMPANY ("COMPANY SECRETARY") BE, AND SUCH
OTHER PERSONS AS ARE AUTHORISED BY ANY OF
THEM BE, AND EACH HEREBY IS, CONTD
CONT CONTD AUTHORISED, IN THE NAME AND ON BEHALF Non-Voting
OF THE COMPANY, TO DO SUCH FURTHER ACTS AND
THINGS AS ANY DIRECTOR OR THE COMPANY
SECRETARY OR SUCH OTHER PERSON SHALL DEEM
NECESSARY OR APPROPRIATE IN CONNECTION
WITH, THE FOREGOING RESOLUTIONS, INCLUDING
TO DO AND PERFORM, IN THE NAME AND ON
BEHALF OF THE COMPANY, ALL SUCH ACTS AND TO
MAKE, EXECUTE, DELIVER, ISSUE OR FI LE WITH
ANY PERSON INCLUDING ANY GOVERNMENTAL
AUTHORITY OR AGENCY, ALL SUCH AGREEMENTS,
DOCUMENTS, INSTRUMENTS, CERTIFICATES,
CONSENTS AND WAIVERS, AND ALL AMENDMENTS TO
ANY SUCH AGREEMENTS, DOCUMENTS, INSTRUMENTS
OR CERTIFICATES, THE AUTHORITY FOR THE
TAKING OF ANY SUCH ACTION AND THE EXECUTION
AND DELIVERY OF SUCH OF THE FOREGOING TO BE
CONCLUSIVELY EVIDENCED BY THE PERFORMANCE
THEREBY
--------------------------------------------------------------------------------------------------------------------------
AGNICO EAGLE MINES LIMITED Agenda Number: 933959770
--------------------------------------------------------------------------------------------------------------------------
Security: 008474108
Meeting Type: Annual and Special
Meeting Date: 02-May-2014
Ticker: AEM
ISIN: CA0084741085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LEANNE M. BAKER Mgmt No vote
SEAN BOYD Mgmt No vote
MARTINE A. CELEJ Mgmt No vote
CLIFFORD J. DAVIS Mgmt No vote
ROBERT J. GEMMELL Mgmt No vote
BERNARD KRAFT Mgmt No vote
MEL LEIDERMAN Mgmt No vote
DEBORAH A. MCCOMBE Mgmt No vote
JAMES D. NASSO Mgmt No vote
SEAN RILEY Mgmt No vote
J. MERFYN ROBERTS Mgmt No vote
HOWARD R. STOCKFORD Mgmt No vote
PERTTI VOUTILAINEN Mgmt No vote
02 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt No vote
AUDITORS OF THE COMPANY AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION.
03 AN ORDINARY RESOLUTION APPROVING AN Mgmt No vote
AMENDMENT TO THE COMPANY'S INCENTIVE SHARE
PURCHASE PLAN.
04 A NON-BINDING, ADVISORY RESOLUTION Mgmt No vote
ACCEPTING THE COMPANY'S APPROACH TO
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AIA GROUP LTD, HONG KONG Agenda Number: 705060793
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A1105
Meeting Type: AGM
Meeting Date: 09-May-2014
Ticker:
ISIN: HK0000069689
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0324/LTN20140324697.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0324/LTN20140324655.pdf
1 To receive the audited consolidated Mgmt For For
financial statements of the Company, the
Report of the Directors and the Independent
Auditor's Report for the year ended 30
November 2013
2 To declare a final dividend of 28.62 Hong Mgmt For For
Kong cents per share for the year ended 30
November 2013
3 To re-elect Mr. Mohamed Azman Yahya as Mgmt For For
Independent Non-executive Director of the
Company
4 To re-elect Mr. Edmund Sze-Wing Tse as Mgmt For For
Non-executive Director of the Company
5 To re-elect Mr. Jack Chak-Kwong So as Mgmt For For
Independent Non-executive Director of the
Company
6 To re-appoint PricewaterhouseCoopers as Mgmt For For
auditor of the Company for the term from
passing of this resolution until the
conclusion of the next annual general
meeting and to authorise the board of
directors of the Company to fix its
remuneration
7.A To grant a general mandate to the Directors Mgmt For For
to allot, issue, grant and deal with
additional shares of the Company, to grant
rights to subscribe for, or convert any
security into, shares in the Company
(including the issue of any securities
convertible into shares, or options,
warrants or similar rights to subscribe for
any shares) and to make or grant offers,
agreements and options which might require
the exercise of such powers, not exceeding
10 per cent of the aggregate number of
shares in the Company in issue at the date
of this Resolution, and the discount for
any shares to be issued shall not exceed 10
per cent to the Benchmarked Price
7.B To grant a general mandate to the Directors Mgmt For For
to repurchase shares of the Company, not
exceeding 10 per cent of the aggregate
number of shares in the Company in issue at
the date of this Resolution
7.C To grant a general mandate to the Directors Mgmt For For
to allot, issue and deal with additional
shares of the Company under the restricted
share unit scheme adopted by the Company on
28 September 2010 (as amended)
8 To approve the adoption of the new articles Mgmt For For
of association of the Company in
substitution for, and to the exclusion of,
the existing articles of association of the
Company
--------------------------------------------------------------------------------------------------------------------------
AIR LIQUIDE SA, PARIS Agenda Number: 704974826
--------------------------------------------------------------------------------------------------------------------------
Security: F01764103
Meeting Type: MIX
Meeting Date: 07-May-2014
Ticker:
ISIN: FR0000120073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 19 MAR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0221/201402211400386.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0319/201403191400720.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2013
O.3 Allocation of income for the financial year Mgmt For For
ended December 31, 2013; setting the
dividend
O.4 Authorization granted to the Board of Mgmt For For
Directors for an 18-month period to allow
the Company trade in its own shares
O.5 Renewal of term of Mr. Benoit Potier as Mgmt For For
Director
O.6 Renewal of term of Mr. Paul Skinner as Mgmt For For
Director
O.7 Renewal of term of Mr. Jean-Paul Agon as Mgmt For For
Director
O.8 Appointment of Mrs. Sin Leng Low as Mgmt For For
Director
O.9 Appointment of Mrs. Annette Winkler as Mgmt For For
Director
O.10 Approval of the Agreements pursuant to Mgmt Against Against
Articles L.225-38 et seq. of the Commercial
Code and the special report of the
Statutory Auditors regarding Mr. Benoit
Potier
O.11 Approval of the Agreements pursuant to Mgmt Against Against
Articles L.225-38 et seq. of the Commercial
Code and the special report of the
Statutory Auditors regarding Mr. Pierre
Dufour
O.12 Reviewing the elements of compensation owed Mgmt For For
or paid to Mr. Benoit Potier for the
financial year ended on December 31, 2013
O.13 Reviewing the elements of compensation owed Mgmt For For
or paid to Mr. Pierre Dufour for the
financial year ended on December 31, 2013
O.14 Setting the amount of attendance allowances Mgmt For For
E.15 Authorization granted to the Board of Mgmt For For
Directors for a 24-month period to reduce
capital by cancellation of treasury shares
E.16 Delegation of authority granted to the Mgmt For For
Board of Directors for a 26-month period to
increase share capital by incorporation of
reserves, profits, premiums or otherwise
for the purpose of allocating bonus shares
to shareholders and/or raising the nominal
value of existing shares for a maximum
amount of Euros 250 million
E.17 Amendment to the bylaws regarding employee Mgmt For For
Director
E.18 Amendment to the bylaws regarding Senior Mgmt For For
Director
E.19 Amendment to Article 21 of the bylaws of Mgmt Against Against
the Company
O.20 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 933907656
--------------------------------------------------------------------------------------------------------------------------
Security: 009158106
Meeting Type: Annual
Meeting Date: 23-Jan-2014
Ticker: APD
ISIN: US0091581068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHADWICK C. DEATON Mgmt For For
1B. ELECTION OF DIRECTOR: EDWARD L. MONSER Mgmt For For
1C. ELECTION OF DIRECTOR: MATTHEW H. PAULL Mgmt For For
1D. ELECTION OF DIRECTOR: LAWRENCE S. SMITH Mgmt For For
2. APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTANTS. RATIFICATION OF
APPOINTMENT OF KPMG LLP, AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL
YEAR 2014.
3. ADVISORY VOTE ON EXECUTIVE OFFICER Mgmt For For
COMPENSATION. TO APPROVE THE COMPENSATION
OF NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF AMENDMENT OF THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION. TO AMEND THE
CERTIFICATE OF INCORPORATION TO PHASE OUT
AND ELIMINATE THE CLASSIFIED BOARD.
--------------------------------------------------------------------------------------------------------------------------
AIRGAS, INC. Agenda Number: 933856974
--------------------------------------------------------------------------------------------------------------------------
Security: 009363102
Meeting Type: Annual
Meeting Date: 06-Aug-2013
Ticker: ARG
ISIN: US0093631028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN P. CLANCEY Mgmt For For
RICHARD C. ILL Mgmt For For
TED B. MILLER, JR. Mgmt For For
2. APPROVAL OF THE AIRGAS EXECUTIVE BONUS Mgmt For For
PLAN.
3. RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
4. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
5. A STOCKHOLDER PROPOSAL REGARDING OUR Shr Against For
CLASSIFIED BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
AISIN SEIKI CO.,LTD. Agenda Number: 705335823
--------------------------------------------------------------------------------------------------------------------------
Security: J00714105
Meeting Type: AGM
Meeting Date: 18-Jun-2014
Ticker:
ISIN: JP3102000001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AJINOMOTO CO.,INC. Agenda Number: 705347082
--------------------------------------------------------------------------------------------------------------------------
Security: J00882126
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3119600009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AKZO NOBEL NV, AMSTERDAM Agenda Number: 705044345
--------------------------------------------------------------------------------------------------------------------------
Security: N01803100
Meeting Type: AGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: NL0000009132
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening Non-Voting
2 Report of the Board of Management for the Non-Voting
financial year 2013
3.a Financial Statements, result and dividend: Non-Voting
Discussion on the implementation of the
remuneration policy
3.b Financial Statements, result and dividend: Mgmt For For
Adoption of the 2013 Financial Statements
of the Company
3.c Financial Statements, result and dividend: Non-Voting
Discussion on the dividend policy
3.d Financial Statements, result and dividend: Mgmt For For
Profit allocation and adoption of the
dividend proposal - EUR 1,45 gross per
share
4.a Discharge: Discharge from liability of Mgmt For For
members of the Board of Management in
office in 2013 for the performance of their
duties in 2013
4.b Discharge: Discharge from liability of Mgmt For For
members of the Supervisory Board in office
in 2013 for the performance of their duties
in 2013
5.a Supervisory Board: Appointment of Mr. B.E. Mgmt For For
Grote
5.b Supervisory Board: Re-appointment of Mr. A. Mgmt For For
Burgmans
5.c Supervisory Board: Re-appointment of Mr. Mgmt For For
L.R. Hughes
5.d Supervisory Board: Remuneration Supervisory Mgmt For For
Board
6 Appointment External Auditor: Mgmt For For
PricewaterhouseCoopers
7.a Authorization for the Board of Management: Mgmt For For
to issue shares
7.b Authorization for the Board of Management: Mgmt For For
to restrict or exclude the pre-emptive
rights of shareholders
8 Authorization for the Board of Management Mgmt For For
to acquire common shares in the share
capital of the Company on behalf of the
Company
9 Any other business and closing Non-Voting
CMMT 20 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE RECEIPT OF DIVIDEND AMOUNT IN
RESOLUTION 3.d. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ALCATEL-LUCENT, PARIS Agenda Number: 705121212
--------------------------------------------------------------------------------------------------------------------------
Security: F0191J101
Meeting Type: MIX
Meeting Date: 28-May-2014
Ticker:
ISIN: FR0000130007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 285194 DUE TO CHANGE IN AGENDA.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0407/201404071400998.pdf
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2013
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2013
O.3 ALLOCATION OF INCOME Mgmt For For
O.4 APPOINTMENT OF MRS. VERONIQUE MORALI AS Mgmt For For
BOARD MEMBER
O.5 APPOINTMENT OF MR. FRANCESCO CAIO AS BOARD Mgmt For For
MEMBER
O.6 RENEWAL OF TERM OF MRS. KIM CRAWFORD Mgmt For For
GOODMAN AS BOARD MEMBER
O.7 RENEWAL OF TERM OF MR. JEAN-CYRIL SPINETTA Mgmt For For
AS BOARD MEMBER
O.8 REVIEWING THE ELEMENTS OF COMPENSATION OWED Mgmt For For
OR PAID TO MR. MICHEL COMBES, GENERAL
MANAGER, FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2013
O.9 REVIEWING THE ELEMENTS OF COMPENSATION OWED Mgmt For For
OR PAID TO MR. PHILIPPE CAMUS, CHAIRMAN OF
THE BOARD OF DIRECTORS, FOR THE FINANCIAL
YEAR ENDED ON DECEMBER 31, 2013
O.10 RATIFICATION OF THE CHANGE OF LOCATION OF Mgmt For For
THE REGISTERED OFFICE
O.11 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO ALLOW THE COMPANY TO TRADE IN
ITS OWN SHARES
E.12 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE SHARE CAPITAL BY
CANCELLATION OF TREASURY SHARES
E.13 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE TO ISSUE
SHARES AND/OR SECURITIES GIVING ACCESS TO
CAPITAL AND/OR SECURITIES ENTITLING TO THE
ALLOTMENT OF DEBT SECURITIES WHILE
MAINTAINING PREFERENTIAL SUBSCRIPTION
RIGHTS
E.14 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE TO ISSUE
SHARES AND/OR SECURITIES GIVING ACCESS TO
CAPITAL AND/OR SECURITIES ENTITLING TO THE
ALLOTMENT OF DEBT SECURITIES VIA PUBLIC
OFFERING WITHOUT PREFERENTIAL SUBSCRIPTION
RIGHTS WITH A PRIOSITY PERIOD OF 5 DAYS
E.15 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO ISSUE SHARES
AND/OR SECURITIES GIVING ACCESS TO CAPITAL
AND/OR SECURITIES ENTITLING TO THE
ALLOTMENT OF DEBT SECURITIES VIA PRIVATE
PLACEMENTS PURSUANT TO ARTICLE L.411-2, II
OF THE MONETARY AND FINANCIAL CODE WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS
E.16 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
NUMBER OF SECURITIES TO BE ISSUED IN CASE
OF CAPITAL INCREASE WITH OR WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS
E.17 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO ISSUE SHARES OR
SECURITIES GIVING ACCESS TO CAPITAL WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS, IN
CONSIDERATION FOR IN-KIND CONTRIBUTIONS
COMPRISED OF EQUITY SECURITIES OR
SECURITIES GIVING ACCESS TO CAPITAL
E.18 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE SHARE
CAPITAL OF THE COMPANY BY INCORPORATION OF
RESERVES, PROFITS, PREMIUMS OR OTHERWISE
E.19 ESTABLISHING THE ISSUE PRICE OF SHARES OR Mgmt For For
SECURITIES GIVING ACCESS TO CAPITAL UP TO
10% OF CAPITAL PER YEAR, AS PART OF A SHARE
CAPITAL INCREASE BY ISSUING EQUITY
SECURITIES WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHTS
E.20 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO ALLOCATE EXISTING
PERFORMANCE SHARES OR PERFORMANCE SHARES TO
BE ISSUED TO EMPLOYEES AND CORPORATE
OFFICERS WITHOUT PREFERENTIAL SUBSCRIPTION
RIGHTS, SUBJECT TO PERFORMANCE CONDITIONS
E.21 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO GRANT COMPANY'S
SHARE SUBSCRIPTION OR PURCHASE OPTIONS TO
EMPLOYEES AND CORPORATE OFFICERS WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS
E.22 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE TO ISSUE
SHARES OR SECURITIES GIVING ACCESS TO
CAPITAL RESERVED FOR MEMBERS OF SAVINGS
PLANS WITHOUT PREFERENTIAL SUBSCRIPTION
RIGHTS
E.23 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ALENT PLC, SURREY Agenda Number: 705174782
--------------------------------------------------------------------------------------------------------------------------
Security: G0R24A103
Meeting Type: AGM
Meeting Date: 19-May-2014
Ticker:
ISIN: GB00B7T18K89
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ANNUAL REPORT AND ACCOUNTS Mgmt For For
2 FINAL DIVIDEND Mgmt For For
3 RE-ELECT P HILL Mgmt For For
4 RE-ELECT S CORBETT Mgmt For For
5 RE-ELECT D EGAN Mgmt For For
6 RE-ELECT E FITZGERALD Mgmt For For
7 RE-ELECT L FORBERG Mgmt For For
8 RE-ELECT N HARWERTH Mgmt For For
9 RE-ELECT J P OOSTERVELD Mgmt For For
10 RE-ELECT M WILLIAMSON Mgmt For For
11 RE-APPOINT AUDITOR Mgmt For For
12 REMUNERATION OF AUDITOR Mgmt For For
13 DIRECTORS' REMUNERATION REPORT Mgmt For For
14 DIRECTORS' REMUNERATION POLICY Mgmt For For
15 AUTHORITY TO INCUR POLITICAL EXPENDITURE Mgmt For For
16 AUTHORITY TO ALLOT EQUITY SECURITIES Mgmt For For
17 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
18 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
19 AUTHORITY TO CALL A GENERAL MEETING ON 14 Mgmt For For
CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
ALLEGHENY TECHNOLOGIES INCORPORATED Agenda Number: 933956320
--------------------------------------------------------------------------------------------------------------------------
Security: 01741R102
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: ATI
ISIN: US01741R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES C. DIGGS Mgmt For For
J. BRETT HARVEY Mgmt For For
LOUIS J. THOMAS Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
3. AMENDMENTS TO THE COMPANY'S CERTIFICATE OF Mgmt For For
INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS.
4. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
ALLERGAN, INC. Agenda Number: 933947799
--------------------------------------------------------------------------------------------------------------------------
Security: 018490102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: AGN
ISIN: US0184901025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID E.I. PYOTT Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL R. GALLAGHER Mgmt For For
1C. ELECTION OF DIRECTOR: DEBORAH DUNSIRE, M.D. Mgmt For For
1D. ELECTION OF DIRECTOR: TREVOR M. JONES, Mgmt For For
PH.D.
1E. ELECTION OF DIRECTOR: LOUIS J. LAVIGNE, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: PETER J. MCDONNELL, Mgmt For For
M.D.
1G. ELECTION OF DIRECTOR: TIMOTHY D. PROCTOR Mgmt For For
1H. ELECTION OF DIRECTOR: RUSSELL T. RAY Mgmt For For
1I. ELECTION OF DIRECTOR: HENRI A. TERMEER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
3. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO PROVIDE STOCKHOLDERS WITH
THE RIGHT TO ACT BY WRITTEN CONSENT.
5. STOCKHOLDER PROPOSAL (SEPARATE CHAIRMAN AND Shr Against For
CEO).
--------------------------------------------------------------------------------------------------------------------------
ALLIANCE DATA SYSTEMS CORPORATION Agenda Number: 933988000
--------------------------------------------------------------------------------------------------------------------------
Security: 018581108
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: ADS
ISIN: US0185811082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: BRUCE K. ANDERSON Mgmt For For
1.2 ELECTION OF DIRECTOR: ROGER H. BALLOU Mgmt For For
1.3 ELECTION OF DIRECTOR: LAWRENCE M. Mgmt For For
BENVENISTE
1.4 ELECTION OF DIRECTOR: D. KEITH COBB Mgmt For For
1.5 ELECTION OF DIRECTOR: E. LINN DRAPER, JR. Mgmt For For
1.6 ELECTION OF DIRECTOR: KENNETH R. JENSEN Mgmt For For
2. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF ALLIANCE DATA
SYSTEMS CORPORATION FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
ALLIANZ SE, MUENCHEN Agenda Number: 705077623
--------------------------------------------------------------------------------------------------------------------------
Security: D03080112
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: DE0008404005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2013, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require share blocking. Registered
shares will be deregistered according to
trading activities or at the deregistration
date by the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent. Please contact your CSR
for further information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
22.04.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the approved Annual Non-Voting
Financial Statements and the approved
Consolidated Financial Statements as of
December 31, 2013, and of the Management
Reports for Allianz SE and for the Group,
the Explanatory Reports on the information
pursuant to section 289 (4), 315 (4) and
section 289 (5) of the German Commercial
Code (HGB), as well as the Report of the
Supervisory Board for fiscal year 2013
2. Appropriation of net earnings Mgmt No vote
3. Approval of the actions of the members of Mgmt No vote
the Management Board
4. Approval of the actions of the members of Mgmt No vote
the Supervisory Board
5. By- Election to the Supervisory Board: Jim Mgmt No vote
Hagemann Snabe
6. Creation of an Authorized Capital 2014/I, Mgmt No vote
cancellation of the Authorized Capital
2010/I and corresponding amendment to the
Statutes
7. Creation of an Authorized Capital 2014/II Mgmt No vote
for the issuance of shares to employees,
cancellation of the Authorized Capital
2010/II and corresponding amendment to the
Statutes
8. Approval of a new authorization to issue Mgmt No vote
bonds carrying conversion and/or option
rights as well as convertible participation
rights, cancellation of the current
authorization to issue bonds carrying
conversion and/or option rights, unless
fully utilized, amendment of the existing
Conditional Capital 2010 and corresponding
amendment of the Statutes
9. Authorization to acquire treasury shares Mgmt No vote
for trading purposes
10. Authorization to acquire and utilize Mgmt No vote
treasury shares for other purposes
11. Authorization to use derivatives in Mgmt No vote
connection with the acquisition of treasury
shares pursuant to Section 71 (1) no. 8
AktG
12. Approval to amend existing company Mgmt No vote
agreements
--------------------------------------------------------------------------------------------------------------------------
ALUMINA LTD, SOUTHBANK VIC Agenda Number: 705123139
--------------------------------------------------------------------------------------------------------------------------
Security: Q0269M109
Meeting Type: AGM
Meeting Date: 09-May-2014
Ticker:
ISIN: AU000000AWC3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 4 AND 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
CMMT IF YOU INTEND TO VOTE FOR THE REMUNERATION Non-Voting
REPORT, THEN YOU SHOULD VOTE AGAINST THE
SPILL RESOLUTION
2 ADOPTION OF REMUNERATION REPORT Mgmt For For
3.a TO RE-ELECT MR G JOHN PIZZEY AS A DIRECTOR Mgmt For For
3.b TO ELECT MR W PETER DAY AS A DIRECTOR Mgmt For For
3.c TO ELECT MR MICHAEL P FERRARO AS A DIRECTOR Mgmt For For
4 GRANT OF PERFORMANCE RIGHTS TO CHIEF Mgmt For For
EXECUTIVE OFFICER (LONG TERM INCENTIVE)
5 ALTERATIONS TO THE CONSTITUTION Mgmt For For
6 THAT, SUBJECT TO AND CONDITIONAL ON AT Shr Against For
LEAST 25% OF THE VOTES CAST ON THE
RESOLUTION PROPOSED ON ITEM 2 (ADOPTION OF
REMUNERATION REPORT) IN THE NOTICE
CONVENING THIS MEETING BEING AGAINST THE
ADOPTION OF THE REMUNERATION REPORT, AS
REQUIRED BY THE CORPORATIONS ACT 2001
(CTH): (A) AN EXTRAORDINARY GENERAL MEETING
OF THE COMPANY (SPILL MEETING) BE HELD
WITHIN 90 DAYS AFTER THE PASSING OF THIS
RESOLUTION; (B) ALL OF THE DIRECTORS OF THE
COMPANY IN OFFICE AT THE TIME WHEN THE
RESOLUTION TO MAKE THE DIRECTORS REPORT
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2013 WAS PASSED, OTHER THAN THE MANAGING
DIRECTOR AND CHIEF EXECUTIVE OFFICER, CEASE
TO HOLD OFFICE IMMEDIATELY BEFORE THE END
OF THE SPILL MEETING; AND (C) RESOLUTIONS
TO APPOINT PERSONS TO OFFICES THAT WILL BE
VACATED IMMEDIATELY BEFORE THE END OF THE
SPILL MEETING BE PUT TO THE VOTE AT THE
SPILL MEETING
--------------------------------------------------------------------------------------------------------------------------
AMBEV S.A. Agenda Number: 933910021
--------------------------------------------------------------------------------------------------------------------------
Security: 02319V103
Meeting Type: Special
Meeting Date: 02-Jan-2014
Ticker: ABEV
ISIN: US02319V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO EXAMINE, DISCUSS AND APPROVE ALL THE Mgmt For For
TERMS AND CONDITIONS OF THE PROTOCOL; AND
JUSTIFICATION OF MERGER OF COMPANHIA DE
BEBIDAS DAS AMERICAS - AMBEV WITH AND INTO
AMBEV S.A., ENTERED INTO BY AND AMONG THE
COMPANIES' MANAGERS ("PROTOCOL AND
JUSTIFICATION I" AND "MERGER I",
RESPECTIVELY).
2 TO RATIFY THE RETENTION OF THE SPECIALIZED Mgmt For For
FIRM APSIS CONSULTORIA EMPRESARIAL LTDA.
("APSIS") TO PREPARE (A) THE VALUATION
REPORT OF COMPANHIA DE BEBIDAS DAS AMERICAS
- AMBEV ("COMPANHIA DE BEBIDAS"), BASED ON
ITS BOOK VALUE, FOR PURPOSES OF SECTIONS
227 AND 8 OF LAW NO. 6,404/76 ("VALUATION
REPORT I"); AND (B) THE VALUATION REPORT OF
THE NET EQUITIES OF THE COMPANY AND
COMPANHIA DE BEBIDAS, AT MARKET VALUE,
EVALUATED UNDER THE SAME CRITERIA AND ON
THE SAME DATE, FOR PURPOSES OF ... (DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
3 TO APPROVE THE VALUATION REPORT I. Mgmt For For
4 TO APPROVE THE MERGER I. Mgmt For For
5 TO EXAMINE, DISCUSS AND APPROVE ALL TERMS Mgmt For For
AND CONDITIONS OF THE PROTOCOL AND
JUSTIFICATION OF MERGER OF AMBEV BRASIL
BEBIDAS S.A. WITH AND INTO THE COMPANY,
ENTERED INTO BY AND AMONG THE COMPANIES'
MANAGERS ("PROTOCOL AND JUSTIFICATION II"
AND "MERGER II", RESPECTIVELY).
6 TO RATIFY THE HIRING OF THE SPECIALIZED Mgmt For For
FIRM APSIS TO PREPARE (A) THE VALUATION
REPORT OF THE NET EQUITY OF AMBEV BRASIL
BEBIDAS S.A. ("AMBEV BRASIL"), BASED ON ITS
BOOK VALUE, FOR PURPOSES OF SECTIONS 227
AND 8 OF LAW NO. 6,404/76 ("VALUATION
REPORT II"); AND (B) THE VALUATION REPORT
OF THE NET EQUITIES OF THE COMPANY AND
AMBEV BRASIL, AT MARKET VALUE, EVALUATED
UNDER THE SAME CRITERIA AND ON THE SAME
DATE, FOR PURPOSES OF SECTION 264 OF LAW
NO. 6,404/76 ("NET EQUITY VALUATION REPORT
II").
7 TO APPROVE THE VALUATION REPORT II. Mgmt For For
8 TO APPROVE THE MERGER II AND THE COMPANY'S Mgmt For For
CAPITAL INCREASE, UPON THE ISSUANCE OF
COMMON SHARES TO BE SUBSCRIBED AND PAID IN
BY THE MANAGERS OF AMBEV BRASIL, FOR THE
BENEFIT OF ITS SHAREHOLDERS, WITH THE
CONSEQUENT AMENDMENT OF THE FIRST PART OF
ARTICLE 5 OF THE COMPANY'S BY-LAWS IN ORDER
TO REFLECT THE REFERRED CAPITAL INCREASE.
9 TO AMEND, AGAIN, THE FIRST PART OF ARTICLE Mgmt For For
5 OF THE COMPANY'S BY-LAWS IN ORDER TO
REFLECT POSSIBLE CAPITAL INCREASES APPROVED
WITHIN THE LIMIT OF THE AUTHORIZED CAPITAL
AND CONFIRMED BY THE MEMBERS OF THE
COMPANY'S BOARD OF DIRECTORS UNTIL THE DATE
OF EGM.
10 TO AMEND ARTICLE 3 OF THE COMPANY'S BY-LAWS Mgmt For For
IN ORDER TO (I) INCLUDE THE ACTIVITY OF
PRINTING, SERVICES OF PREPRINTING AND
GRAPHIC FINISHING AND REPRODUCTION OF
RECORDED MATERIALS IN ANY BASE; AND (II)
ADJUST THE ACTIVITY OF TRADE OF BYPRODUCTS,
AS PER ITEM "G" THEREOF, TO MENTION,
INCLUDING, BUT NOT LIMITED TO, BYPRODUCTS
FOR ANIMAL FEEDING.
11 TO AUTHORIZE THE COMPANY'S EXECUTIVE Mgmt For For
COMMITTEE TO PERFORM ALL ACTS NECESSARY FOR
THE CONSUMMATION OF THE MERGER.
12A ELECTION OF DIRECTOR: VICTORIO CARLOS DE Mgmt Against Against
MARCHI
12B ELECTION OF DIRECTOR: CARLOS ALVES DE BRITO Mgmt For For
12C ELECTION OF DIRECTOR: MARCEL HERRMANN Mgmt For For
TELLES
12D ELECTION OF DIRECTOR: JOSE HEITOR ATTILIO Mgmt For For
GRACIOSO
12E ELECTION OF DIRECTOR: VICENTE FALCONI Mgmt Against Against
CAMPOS
12F ELECTION OF DIRECTOR: LUIS FELIPE PEDREIRA Mgmt For For
DUTRA LEITE
12G ELECTION OF DIRECTOR: ROBERTO MOSES Mgmt Against Against
THOMPSON MOTTA
12H ELECTION OF DIRECTOR: ALVARO ANTONIO Mgmt For For
CARDOSO DE SOUZA
12I ELECTION OF DIRECTOR: PAULO ALBERTO LEMMAN Mgmt For For
12J ELECTION OF DIRECTOR: ANTONIO CARLOS Mgmt For For
AUGUSTO RIBEIRO BONCHRISTIANO
12K ELECTION OF DIRECTOR: MARCOS DE BARROS Mgmt For For
LISBOA
12L ELECTION OF ALTERNATE DIRECTOR: LUIZ Mgmt For For
FERNANDO ZIEGLER DE SAINT EDMOND
13 TO AMEND AND RESTATE THE COMPANY'S BY-LAWS, Mgmt For For
IN ACCORDANCE WITH COMPANY'S MANAGEMENT
PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
AMBEV S.A. Agenda Number: 933986791
--------------------------------------------------------------------------------------------------------------------------
Security: 02319V103
Meeting Type: Special
Meeting Date: 28-Apr-2014
Ticker: ABEV
ISIN: US02319V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1A ANALYSIS OF THE MANAGEMENT ACCOUNTS, WITH Mgmt For For
EXAMINATION, DISCUSSION AND VOTING ON THE
FINANCIAL STATEMENTS RELATED TO THE FISCAL
YEAR ENDED DECEMBER 31, 2013.
O1B ALLOCATION OF THE NET PROFITS FOR THE Mgmt For For
FISCAL YEAR ENDED DECEMBER 31, 2013 AND
RATIFICATION OF THE PAYMENT OF INTEREST ON
OWN CAPITAL AND DISTRIBUTION OF DIVIDENDS,
RELATED TO THE FISCAL YEAR ENDED ON
DECEMBER 31, 2013, APPROVED BY THE BOARD OF
DIRECTORS AT MEETINGS HELD ON AUGUST 30,
2013, JANUARY 6, 2014, AND MARCH 25, 2014.
O1C ELECTION OF THE MEMBERS OF THE COMPANY'S Mgmt For For
FISCAL COUNCIL AND THEIR RESPECTIVE
ALTERNATES FOR A TERM IN OFFICE UNTIL THE
ORDINARY GENERAL MEETING TO BE HELD IN
2015.
O1D RATIFICATION OF THE AMOUNTS PAID OUT AS Mgmt For For
COMPENSATION TO THE MANAGEMENT AND TO THE
MEMBERS OF THE FISCAL COUNCIL OF THE
COMPANY DURING THE FISCAL YEAR ENDED
DECEMBER 31, 2013 AND ESTABLISHING THE
OVERALL COMPENSATION OF THE MANAGEMENT AND
OF THE MEMBERS OF THE FISCAL COUNCIL FOR
THE FISCAL YEAR TO BE ENDED DECEMBER 31,
2014.
E2A WITH THE PURPOSE OF CARRYING OUT THE Mgmt For For
PARTIAL CAPITALIZATION OF THE TAX BENEFIT
EARNED BY THE COMPANY WITH THE PARTIAL
AMORTIZATION OF THE SPECIAL PREMIUM RESERVE
- IN 319/99 FOR THE 2013 FISCAL YEAR,
PURSUANT TO THE ARTICLE 7 OF CVM RULING N.
319/99, A CAPITAL INCREASE IN THE MINIMUM
AMOUNT OF R$ 218,277,229.62, UPON ISSUANCE
OF 13,566,018 SHARES AND THE MAXIMUM AMOUNT
OF R$ 352,684,594.10, UPON ISSUANCE OF UP
TO 21,919,490 SHARES, AT THE ISSUANCE PRICE
OF R$16.09 PER SHARE, ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
E2B NEW CAPITAL INCREASE IN THE AMOUNT OF R$ Mgmt For For
93,547,390.11, CORRESPONDING TO THE
CAPITALIZATION OF 30% OF THE TAX BENEFIT
EARNED WITH THE PARTIAL AMORTIZATION OF THE
SPECIAL PREMIUM RESERVE IN THE FISCAL YEAR
OF 2013, PURSUANT TO ARTICLE 7 OF THE CVM
RULING N. 319/99, WITHOUT THE ISSUANCE OF
NEW SHARES.
E2C BY VIRTUE OF THE RESOLUTION MENTIONED IN Mgmt For For
(2B.) ABOVE, AS WELL AS THE CAPITAL
INCREASES APPROVED BY THE COMPANY'S BOARD
OF DIRECTORS WITHIN THE LIMIT OF THE
AUTHORIZED CAPITAL, AND RATIFIED UNTIL THE
DATE OF THE ORDINARY AND EXTRAORDINARY
GENERAL MEETINGS, TO AMEND CAPUT OF ARTICLE
5 OF THE COMPANY'S BY-LAWS AND TO RESTATE
SUCH BY-LAWS.
--------------------------------------------------------------------------------------------------------------------------
AMDOCS LIMITED Agenda Number: 933910603
--------------------------------------------------------------------------------------------------------------------------
Security: G02602103
Meeting Type: Annual
Meeting Date: 30-Jan-2014
Ticker: DOX
ISIN: GB0022569080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT A. MINICUCCI Mgmt For For
1B. ELECTION OF DIRECTOR: ADRIAN GARDNER Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN T. MCLENNAN Mgmt For For
1D. ELECTION OF DIRECTOR: SIMON OLSWANG Mgmt For For
1E. ELECTION OF DIRECTOR: ZOHAR ZISAPEL Mgmt For For
1F. ELECTION OF DIRECTOR: JULIAN A. BRODSKY Mgmt For For
1G. ELECTION OF DIRECTOR: ELI GELMAN Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES S. KAHAN Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD T.C. LEFAVE Mgmt For For
1J. ELECTION OF DIRECTOR: GIORA YARON Mgmt For For
2. TO APPROVE AN INCREASE IN THE DIVIDEND RATE Mgmt For For
UNDER OUR QUARTERLY ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
3. TO APPROVE AN AMENDMENT TO AMDOCS LIMITED'S Mgmt For For
ARTICLES OF ... (DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL)
4. TO APPROVE THE AUTHORIZED SHARE CAPITAL OF Mgmt Split 30% For 70% Against Split
AMDOCS LIMITED AND ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
5. TO APPROVE OUR CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FISCAL YEAR ENDED
SEPTEMBER 30, 2013 (PROPOSAL V)
6. TO RATIFY AND APPROVE THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
AMERICA MOVIL, S.A.B. DE C.V. Agenda Number: 933981777
--------------------------------------------------------------------------------------------------------------------------
Security: 02364W105
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: AMX
ISIN: US02364W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPOINTMENT OR, AS THE CASE MAY BE, Mgmt Split 26% Against 74% Abstain
REELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS OF THE COMPANY THAT THE HOLDERS
OF THE SERIES "L" SHARES ARE ENTITLED TO
APPOINT. ADOPTION OF RESOLUTIONS THEREON.
2. APPOINTMENT OF DELEGATES TO EXECUTE AND, IF Mgmt Split 74% For 26% Against
APPLICABLE, FORMALIZE THE RESOLUTIONS
ADOPTED BY THE MEETING. ADOPTION OF
RESOLUTIONS THEREON.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION Agenda Number: 933965735
--------------------------------------------------------------------------------------------------------------------------
Security: 03027X100
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: AMT
ISIN: US03027X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RAYMOND P. DOLAN Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD M. DYKES Mgmt For For
1C. ELECTION OF DIRECTOR: CAROLYN F. KATZ Mgmt For For
1D. ELECTION OF DIRECTOR: GUSTAVO LARA CANTU Mgmt For For
1E. ELECTION OF DIRECTOR: JOANN A. REED Mgmt For For
1F. ELECTION OF DIRECTOR: PAMELA D.A. REEVE Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID E. SHARBUTT Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES D. TAICLET, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: SAMME L. THOMPSON Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AMETEK INC. Agenda Number: 933960242
--------------------------------------------------------------------------------------------------------------------------
Security: 031100100
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: AME
ISIN: US0311001004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANTHONY J. CONTI Mgmt For For
FRANK S. HERMANCE Mgmt For For
2. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
AMETEK, INC. EXECUTIVE COMPENSATION.
3. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
ANALOGIC CORPORATION Agenda Number: 933908660
--------------------------------------------------------------------------------------------------------------------------
Security: 032657207
Meeting Type: Annual
Meeting Date: 21-Jan-2014
Ticker: ALOG
ISIN: US0326572072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BERNARD C. BAILEY Mgmt For For
1B. ELECTION OF DIRECTOR: JEFFREY P. BLACK Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES W. GREEN Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES J. JUDGE Mgmt For For
1E. ELECTION OF DIRECTOR: KEVIN C. MELIA Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL T. MODIC Mgmt For For
1G. ELECTION OF DIRECTOR: FRED B. PARKS Mgmt For For
1H. ELECTION OF DIRECTOR: SOPHIE V. VANDEBROEK Mgmt For For
1I. ELECTION OF DIRECTOR: EDWARD F. VOBORIL Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSE COOPERS LLP AS OUR ... (DUE
TO SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL)
3. TO HOLD AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION
4. TO APPROVE AN AMENDED AND RESTATED 2009 Mgmt Against Against
STOCK INCENTIVE PLAN
5. TO APPROVE AN AMENDED AND RESTATED EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN
6. TO APPROVE THE 2014 ANNUAL INCENTIVE Mgmt For For
COMPENSATION PLAN
--------------------------------------------------------------------------------------------------------------------------
ANHANGUERA EDUCACIONAL PARTICIPACOES SA, VALINHOS, Agenda Number: 704993496
--------------------------------------------------------------------------------------------------------------------------
Security: P0355L115
Meeting Type: EGM
Meeting Date: 18-Mar-2014
Ticker:
ISIN: BRAEDUACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
I Examination, discussion and approval of the Mgmt For For
terms and conditions of the protocol of
merger and instrument of justification of
Anhanguera Publicacoes e Comercio de
Material Didatico Ltda., from here onwards
referred to as Aesa Publicacoes, which was
entered into on February 26, 2014, by the
managers of the company and of Aesa
Publicacoes
II Examination, discussion and ratification of Mgmt For For
the appointment of the valuation company
for the preparation of the valuation report
for Aesa Publicacoes
III Examination, discussion and approval of the Mgmt For For
valuation report for the entirety of the
equity of Aesa Publicacoes to be
transferred to the company
IV Examination, discussion and approval of the Mgmt For For
merger of Aesa Publicacoes into the
company, which is to be conducted in
accordance with the terms of the protocol
of merger and instrument of justification,
without the issuance of new shares by the
company, bearing in mind that the company
holds the entirety of the capital of Aesa
Publicacoes
V Authorization for the managers of the Mgmt For For
company to do all the acts that are
necessary for the implementation and
formalization of the proposed resolutions
that are approved by the general meeting of
shareholders of the company
--------------------------------------------------------------------------------------------------------------------------
ANHANGUERA EDUCACIONAL PARTICIPACOES SA, VALINHOS, Agenda Number: 705044434
--------------------------------------------------------------------------------------------------------------------------
Security: P0355L115
Meeting Type: AGM
Meeting Date: 28-Apr-2014
Ticker:
ISIN: BRAEDUACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
I To receive the administrators accounts, to Mgmt For For
examine, discuss and vote on the
administrations report, the financial
statements and the accounting statements
accompanied by the independent auditors
report regarding the fiscal year ended on
December 31, 2013
II To decide on the proposal of capital Mgmt For For
budget, allocation of the net profits of
the fiscal year and the distribution of
dividends
III To set the annual global remuneration of Mgmt For For
the managers for the 2014
IV To install and elect the members of the Mgmt For For
Fiscal Council and set their remuneration.
Votes in Groups of candidates only: Jose
Antonio Ramos, titular, Wagner Mar,
titular, Walter Mallas Machado de Barros,
titular, Jose Simone Neto, substitute,
Marcello Lopes dos Santos, substitute, Raul
Todao Filho, substitute, only to ordinary
shareholders
CMMT 31-MAR-2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO POSTPONEMENT OF MEETING
DATE FROM 22 APR 14 TO 28 APR 14 AND
RECEIPT OF THE NAMES OF THE FISCAL COUNCIL
MEMBERS. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
CMMT 31 MAR 2014: DELETION OF COMMENT Non-Voting
CMMT 31 MAR 2014: DELETION OF COMMENT Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA, BRUXELLES Agenda Number: 705080947
--------------------------------------------------------------------------------------------------------------------------
Security: B6399C107
Meeting Type: MIX
Meeting Date: 30-Apr-2014
Ticker:
ISIN: BE0003793107
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
A.1 Deciding that all outstanding subscription Mgmt For For
rights granted to Directors (including
former Directors) of the Company and
certain executives (including former
executives) will be automatically converted
into stock options, so that, upon exercise,
existing shares instead of new shares will
be delivered, with effect on 1 May 2014;
accordingly, acknowledging that all
subscription rights outstanding on 1 May
2014 will become without object, with
effect on the same date; confirming that
the terms and conditions of such
replacement stock options will be identical
to those of such subscription rights,
including regarding the exercise price and
the exercise conditions and periods, except
to the extent strictly needed to take into
account that existing shares instead of new
shares will be delivered; deciding that
such replacement CONTD
CONT CONTD stock options will continue to grant Non-Voting
their holders a right of early exercise in
the event contemplated by Article 501,
second indent, of the Companies Code (i.e.,
in relation to certain capital increases),
in the same manner as the subscription
rights did
A.2.a Special report by the Board of Directors on Non-Voting
the authorised capital, drawn up in
accordance with Article 604 of the
Companies Code
A.2.b Cancelling the unused portion of the Mgmt For For
existing authorised capital, granting a
renewed authorisation to the Board of
Directors to increase the capital in
accordance with Article 6 of the articles
of association, in one or more
transactions, by the issuance of a number
of shares, or financial instruments giving
right to a number of shares, which will
represent not more than 3% of the shares
issued as at 30 April 2014, and modifying
Article 6 of the articles of association
accordingly. Such authorisation is granted
for a period of five years as from the date
of publication of this modification to the
articles of association in the Belgian
State Gazette (Moniteur Belge /Belgisch
Staatsblad)
B.1.a Renewing, for a period of five years as Mgmt For For
from 30 April 2014, the authorisation to
the Board of Directors to purchase the
Company's own shares up to maximum 20 per
cent of the issued shares for a unitary
price which will not be lower than one euro
(EUR 1,-) and not higher than 20 % above
the highest closing price in the last
twenty trading days of the shares on
Euronext Brussels preceding the
acquisition. The previous authorization
expired on 28 April 2014
B.1.b Replacing Article 10 of the articles of Mgmt For For
association by the following text: "Article
10.-ACQUISITION AND DISPOSAL OF OWN SHARES
The company may, without any prior
authorisation of the Shareholders' Meeting,
in accordance with article 620 of the
Companies Code and under the conditions
provided for by law, acquire, on or outside
the stock exchange, its own shares up to a
maximum of 20% of the issued shares of the
company for a unitary price which will not
be lower than one euro (EUR 1,-) and not
higher than 20 % above the highest closing
price on Euronext Brussels in the last
twenty trading days preceding the
acquisition. The company may, without any
prior authorisation of the Shareholders'
Meeting, in accordance with article 622,
section 2, 1 of the Companies Code,
dispose, on or outside the stock exchange,
of the shares CONTD
CONT CONTD of the company which were acquired by Non-Voting
the company under the conditions determined
by the Board of Directors. The
authorisations set forth in the preceding
paragraphs also extend to acquisitions and
disposals of shares of the company by
direct subsidiaries of the company made in
accordance with article 627 of the
Companies Code. The authorisations set
forth in this article were granted for a
period of five (5) years as from the
extraordinary shareholders' meeting of
thirty April two thousand and fourteen
C.1 Management report by the Board of Directors Non-Voting
on the accounting year ended on 31 December
2013
C.2 Report by the statutory auditor on the Non-Voting
accounting year ended on 31 December 2013
C.3 Communication of the consolidated annual Non-Voting
accounts relating to the accounting year
ended on 31 December 2013, as well as the
management report by the Board of Directors
and the report by the statutory auditor on
the consolidated annual accounts
C.4 Approving the statutory annual accounts Mgmt For For
relating to the accounting year ended on 31
December 2013, including the following
allocation of the result: (as specified) On
a per share basis, this represents a gross
dividend for 2013 of EUR 2.05 giving right
to a dividend net of Belgian withholding
tax of EUR 1.5375 per share (in case of 25%
Belgian withholding tax) and of EUR 2.05
per share (in case of exemption from
Belgian withholding tax). Taking into
account the gross interim dividend of EUR
0.60 per share paid in November 2013, a
balance gross amount of EUR 1.45 will be
payable as from 8 May 2014, i.e. a balance
dividend net of Belgian withholding tax of
EUR 1.0875 per share (in case of 25%
Belgian withholding tax) and of EUR 1.45
per share (in case of exemption from
Belgian withholding tax). The actual gross
CONTD
CONT CONTD dividend amount (and, subsequently, Non-Voting
the balance amount) may fluctuate depending
on possible changes in the number of own
shares held by the Company on the dividend
payment date
C.5 Granting discharge to the Directors for the Mgmt For For
performance of their duties during the
accounting year ended on 31 December 2013
C.6 Granting discharge to the statutory auditor Mgmt For For
for the performance of his duties during
the accounting year ended on 31 December
2013
C.7.a Renewing the appointment as independent Mgmt For For
director of Mr. Kees Storm, for a period of
one year ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2014. The Company's
Corporate Governance Charter provides that
the term of office of directors shall end
immediately after the annual shareholders'
meeting following their 70th birthday,
except as provided by the Board of
Directors in special cases. The Board
considers that an exception to such age
limit is justified for Mr. Storm
considering the key role that he has played
and continues to play as independent
director. Mr. Storm complies with the
functional, family and financial criteria
of independence as provided for in Article
526ter of the Companies Code and in the
Company's Corporate Governance Charter,
except for the requirement CONTD
CONT CONTD not to have been a non-executive Non-Voting
director of the company for more than three
successive terms (Article 526ter, par. 1,
2). Except when legally required to apply
the definition of Article 526ter, par. 1,
2, the Board proposes to consider that Mr.
Storm continues to qualify as independent
director. The Board is of the opinion that
the quality and independence of the
contribution of Mr. Storm to the
functioning of the Board has not been
influenced by the length of his tenure. Mr.
Storm has acquired a superior understanding
of the Company's business, its underlying
strategy and specific culture, in
particular in his capacity of chairman of
the Board, and in light of his particular
experience, reputation and background it is
in the Company's best interests to renew
him as an independent director for an
additional term CONTD
CONT CONTD of one year. Moreover, Mr. Storm Non-Voting
expressly stated and the Board is of the
opinion that he does not have any
relationship with any company which could
compromise his independence
C.7.b Renewing the appointment as independent Mgmt For For
director of Mr. Mark Winkelman, for a
period of 1 year ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2014.
Mr. Winkelman complies with the functional,
family and financial criteria of
independence as provided for in Article
526ter of the Companies Code and in the
Company's Corporate Governance Charter,
except for the requirement not to have been
a non-executive director of the company for
more than three successive terms (Article
526ter, par. 1, 2). Except when legally
required to apply the definition of Article
526ter, par. 1, 2, the Board proposes to
consider that Mr. Winkelman continues to
qualify as independent director. The Board
is of the opinion that the quality and
independence of the contribution of Mr.
Winkelman to the CONTD
CONT CONTD functioning of the Board has not been Non-Voting
influenced by the length of his tenure. Mr.
Winkelman has acquired a superior
understanding of the Company's business,
its underlying strategy and specific
culture, and in light of his particular
experience, reputation and background it is
in the Company's best interests to renew
him as an independent director for an
additional term of one year. Moreover, Mr.
Winkelman expressly stated and the Board is
of the opinion that he does not have any
relationship with any company which could
compromise his independence
C.7.c Renewing the appointment as director of Mr. Mgmt For For
Alexandre Van Damme, for a period of four
years ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2017
C.7.d Renewing the appointment as director of Mr. Mgmt For For
Gregoire de Spoelberch, for a period of
four years ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2017
C.7.e Renewing the appointment as director of Mr. Mgmt For For
Carlos Alberto da Veiga Sicupira, for a
period of four years ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2017
C.7.f Renewing the appointment as director of Mr. Mgmt Against Against
Marcel Herrmann Telles, for a period of
four years ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2017
C.7.g Acknowledging the end of mandate as Mgmt For For
director of Mr. Jorge Paulo Lemann and
appointing as director Mr. Paulo Lemann as
his successor, for a period of four years
ending after the shareholders meeting which
will be asked to approve the accounts for
the year 2017. Mr. Paulo Lemann, a
Brazilian citizen, graduated from Faculdade
Candido Mendes in Rio de Janeiro, Brazil
with a B.A. in Economics. Mr. Lemann
interned at PriceWaterhouse in 1989 and was
employed as an Analyst at Andersen
Consulting from 1990 to 1991. From 1992 to
1995, he performed equity analysis while at
Banco Marka (Rio de Janeiro). Mr. Lemann
performed equity analysis for Dynamo Asset
Management (Rio de Janeiro) from 1995 to
1996. From 1997 to 2004, he started the
hedge fund investment effort at Tinicum
Inc., a New York based investment office
that advised the CONTD
CONT CONTD Synergy Fund of Funds where he served Non-Voting
as Portfolio Manager. In May 2005, Mr.
Lemann founded Pollux Capital and is
currently the Portfolio Manager. Mr. Lemann
is a board member of Lojas Americanas, the
Lemann Foundation and Ambev
C.7.h Acknowledging the end of mandate as Mgmt For For
director of Mr. Roberto Moses Thompson
Motta and appointing as director Mr.
Alexandre Behring as his successor, for a
period of four years ending after the
shareholders meeting which will be asked to
approve the accounts for the year 2017. Mr.
Behring, a Brazilian citizen, received a BS
in Electric Engineering from Pontificia
Universidade Catolica in Rio de Janeiro and
an MBA from Harvard Graduate School of
Business, having graduated as a Baker
Scholar and a Loeb Scholar. He is a
co-founder and the Managing Partner of 3G
Capital, a global investment firm with
offices in New York and Rio de Janeiro,
since 2004. Mr. Behring serves on Burger
King's Board as Chairman since October
2010, following Burger King's acquisition
by 3G Capital, and has become Chairman of
H.J. Heinz, following the CONTD
CONT CONTD closing of such company's acquisition Non-Voting
by Berkshire Hathaway and 3G Capital in
June 2013. Additionally, Mr. Behring served
as a Director, and member of the
Compensation and Operations Committees of
the Board of CSX Corporation, a leading
U.S. rail-based transportation company,
from 2008 to 2011. Previously, Mr. Behring
spent approximately 10 years at GP
Investments, one of Latin America's premier
private-equity firms, including eight years
as a partner and member of the firm's
Investment Committee. He served for seven
years, from 1998 through 2004, as a
Director and CEO of Latin America's largest
railroad, ALL (America Latina Logistica).
Mr. Behring was a co-founder and partner in
Modus OSI Technologies, a technology firm
with offices in Florida and Sao Paulo, from
1989 to 1993
C.7.i Appointing as independent director Mr. Elio Mgmt For For
Leoni Sceti, for a period of four years
ending after the shareholders' meeting
which will be asked to approve the accounts
for the year 2017. Mr Leoni Sceti is an
Italian citizen, living in the UK. He
graduated Magma Cum Laude in Economics from
LUISS in Rome, where he passed the Dottore
Commercialista post graduate bar exam. Mr.
Sceti is currently CEO of Iglo Group, a
European food business whose brands are
Birds Eye, Findus (in Italy) and Iglo. He
has over 20 years' experience in the FMCG
and media sectors. He served as CEO of EMI
Music from 2008 to 2010. Prior to EMI, Mr.
Sceti had an international career in
marketing and held senior leadership roles
at Procter & Gamble and Reckitt Benckiser.
Mr. Sceti is also a private investor in
technology start-ups, and is currently
CONTD
CONT CONTD Chairman of Zeebox Ltd, Chairman of Non-Voting
LSG holdings, and a Counsellor at One Young
World. Mr. Elio Leoni Sceti complies with
the functional, family and financial
criteria of independence as provided for in
Article 526ter of the Companies Code and in
the Company's Corporate Governance Charter.
Moreover, Mr. Elio Leoni Sceti expressly
stated and the Board is of the opinion that
he does not have any relationship with any
company which could compromise his
independence
C.7.j Appointing as director Mrs. Maria Asuncion Mgmt For For
Aramburuzabala Larregui, for a period of
four years ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2017. Mrs.
Aramburuzabala was proposed for appointment
as director in accordance with the terms of
the combination of ABI with Grupo Modelo.
Mrs. Aramburuzabala is a citizen of Mexico
and holds a degree in Accounting from ITAM
(Instituto Tecnologico Autonomo de Mexico).
She has served as CEO of Tresalia Capital
since 1996. She is also on the Boards of
KIO Networks, Abilia, Red Universalia,
Grupo Modelo, Grupo Financiero Banamex,
Banco Nacional de Mexico, non-executive
Director of Fresnillo plc, Medica Sur,
Latin America Conservation Council, Calidad
de Vida, Progreso y Desarrollo para la
Ciudad de Mexico and an Advisory Board
member CONTD
CONT CONTD of the Instituto Tecnologico Autonomo Non-Voting
de Mexico, School of Business
C.7.k Appointing as director Mr. Valentin Diez Mgmt For For
Morodo, for a period of four years ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2017. Mr. Diez was proposed for
appointment as director in accordance with
the terms of the combination of ABI with
Grupo Modelo. Born in 1940, Mr. Valentin
Diez has exceeded the age limit of 70 years
for directors as set forth in the Company's
Corporate Governance Charter. The Board
considers however that an exception to this
age limit is justified for Mr. Diez
considering the key role that he has played
and continues to play within Grupo Modelo
as well as his exceptional business
experience and reputation, amongst others
in the beer sector and industry at large.
Mr. Diez is a citizen of Mexico and holds a
degree in Business Administration from the
CONTD
CONT CONTD Universidad Iberoamericana and Non-Voting
participated in postgraduate courses at the
University of Michigan. He is currently
President of Grupo Nevadi International,
Chairman of the Consejo Empresarial
Mexicano de Comercio Exterior, Inversion y
Tecnologia, AC (COMCE) and Chairman of that
organization's Mexico-Spain Bilateral
Committee. He is a member of the Board of
Directors of Grupo Modelo, Vice President
of Kimberly Clark de Mexico and Grupo
Aeromexico. He is member of the Board of
Grupo Financiero Banamex, Acciones y
Valores Banamex, Grupo Dine, Mexichem, OHL
Mexico, Zara Mexico, Telefonica Moviles
Mexico, Banco Nacional de Comercio
Exterior, S.N.C. (Bancomext), ProMexico and
the Instituto de Empresa, Madrid. He is
member of the Consejo Mexicano de Hombres
de Negocios and Chairman of the Instituto
Mexicano para la CONTD
CONT CONTD Competitividad, IMCO. He is Chairman Non-Voting
of the Assembly of Associates of the
Universidad Iberoamericana, and Founder and
Chairman of the Diez Morodo Foundation,
which encourages social, sporting,
educational and philanthropic causes. Mr.
Diez is also a member of the Board of the
Museo Nacional de las Artes, MUNAL in
Mexico and member of the International
Trustees of the Museo del Prado in Madrid,
Spain
C.8.a Approving the remuneration report for the Mgmt Against Against
financial year 2013 as set out in the 2013
annual report, including the executive
remuneration policy. The 2013 annual report
and remuneration report containing the
executive remuneration policy can be
reviewed as indicated at the end of this
notice
C.8.b Deciding to grant and, pursuant to Article Mgmt For For
554, indent 7, of the Companies Code, to
expressly approve the grant of 15,000 stock
options to each of the current Directors of
the Company, being all non-executive
Directors, for the performance of their
mandate during the financial year 2013.
However, the number of stock options
amounts to 20,000 for the Chairman of the
Audit Committee and to 30,000 for the
Chairman of the Board of Directors. The
main features of these stock options can be
summarised as follows: each stock option
confers the right to purchase one existing
ordinary share of the Company, with the
same rights (including dividend rights) as
the other existing shares. Each stock
option is granted for no consideration. Its
exercise price equals the closing price of
the Company share on Euronext Brussels on
29 April CONTD
CONT CONTD 2014. All stock options have a term Non-Voting
of ten years as from their granting and
become exercisable five years after their
granting. At the end of the ten year term,
the stock options that have not been
exercised will automatically become null
and void
D.1 Granting powers to Mr. Benoit Loore, VP Mgmt For For
Corporate Governance, with power to
substitute and without prejudice to other
delegations of powers to the extent
applicable, for (i) the implementation of
resolution A.1 regarding the change in
relation to outstanding subscription
rights, (ii) the restatements of the
articles of association as a result of all
changes referred to above, the signing of
the restated articles of association and
their filings with the clerk's office of
the Commercial Court of Brussels, and (iii)
any other filings and publication
formalities in relation to the above
resolutions
--------------------------------------------------------------------------------------------------------------------------
ANTOFAGASTA PLC, LONDON Agenda Number: 705156328
--------------------------------------------------------------------------------------------------------------------------
Security: G0398N128
Meeting Type: AGM
Meeting Date: 21-May-2014
Ticker:
ISIN: GB0000456144
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE DIRECTORS' AND Mgmt For For
AUDITORS' REPORTS AND THE FINANCIAL
STATEMENTS FOR THE YEAR ENDED 31 DECEMBER
2013
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against
POLICY REPORT, THE FULL TEXT OF WHICH IS
SET OUT IN THE DIRECTORS' REMUNERATION
REPORT FOR THE YEAR ENDED 31 DECEMBER 2013
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against
REPORT FOR THE YEAR ENDED 31 DECEMBER 2013
(EXCLUDING THE DIRECTORS' REMUNERATION
POLICY REPORT)
4 TO DECLARE A FINAL DIVIDEND Mgmt For For
5 TO RE-ELECT MR. J-P LUKSIC AS A DIRECTOR Mgmt Against Against
6 TO RE-ELECT MR. W M HAYES AS A DIRECTOR Mgmt For For
7 TO RE-ELECT MR. G S MENENDEZ AS A DIRECTOR Mgmt For For
8 TO RE-ELECT MR. R F JARA AS A DIRECTOR Mgmt For For
9 TO RE-ELECT MR. J G CLARO AS A DIRECTOR Mgmt For For
10 TO RE-ELECT MR. H DRYLAND AS A DIRECTOR Mgmt For For
11 TO RE-ELECT MR. T C BAKER AS A DIRECTOR Mgmt For For
12 TO RE-ELECT MR. M L S DE SOUSA-OLIVEIRA AS Mgmt For For
A DIRECTOR
13 TO RE-ELECT MR. N A PIZARRO AS A DIRECTOR Mgmt For For
14 TO RE-ELECT MR. A LUKSIC AS A DIRECTOR Mgmt For For
15 TO RE-ELECT Ms. V BLANLOT AS A DIRECTOR Mgmt For For
16 TO RE-APPOINT DELOITTE LLP AS AUDITORS Mgmt For For
17 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
AUDITOR'S REMUNERATION
18 TO GRANT AUTHORITY TO THE DIRECTORS TO Mgmt For For
ALLOT SECURITIES
19 TO GRANT POWER TO THE DIRECTORS TO ALLOT Mgmt For For
SECURITIES FOR CASH OTHER THAN ON A PRO
RATA BASIS TO SHAREHOLDERS
20 TO RENEW THE COMPANY'S AUTHORITY TO MAKE Mgmt For For
MARKET PURCHASES OF ORDINARY SHARES
21 TO PERMIT THE COMPANY TO CALL GENERAL Mgmt For For
MEETINGS (OTHER THAN ANNUAL GENERAL
MEETINGS) ON 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 934007445
--------------------------------------------------------------------------------------------------------------------------
Security: G0408V102
Meeting Type: Annual
Meeting Date: 24-Jun-2014
Ticker: AON
ISIN: GB00B5BT0K07
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESTER B. KNIGHT Mgmt For For
1B. ELECTION OF DIRECTOR: GREGORY C. CASE Mgmt For For
1C. ELECTION OF DIRECTOR: FULVIO CONTI Mgmt For For
1D. ELECTION OF DIRECTOR: CHERYL A. FRANCIS Mgmt For For
1E. ELECTION OF DIRECTOR: EDGAR D. JANNOTTA Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES W. LENG Mgmt For For
1G. ELECTION OF DIRECTOR: J. MICHAEL LOSH Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For
1K. ELECTION OF DIRECTOR: GLORIA SANTONA Mgmt For For
1L. ELECTION OF DIRECTOR: CAROLYN Y. WOO Mgmt For For
2. RECEIPT OF AON'S ANNUAL REPORT AND Mgmt For For
ACCOUNTS, TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND AUDITORS FOR THE YEAR ENDED
DECEMBER 31, 2013.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS AON'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4. RE-APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
AON'S U.K. STATUTORY AUDITOR UNDER THE
COMPANIES ACT 2006.
5. AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt For For
DETERMINE THE REMUNERATION OF ERNST & YOUNG
LLP.
6. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
7. APPROVAL OF DIRECTORS' REMUNERATION POLICY. Mgmt For For
8. ADVISORY VOTE TO APPROVE THE DIRECTORS' Mgmt For For
REMUNERATION REPORT (OTHER THAN THE
DIRECTORS' REMUNERATION POLICY).
9. APPROVAL OF THE AON PLC 2011 INCENTIVE Mgmt Against Against
COMPENSATION PLAN.
10 APPROVAL OF FORMS OF SHARE REPURCHASE Mgmt For For
CONTRACT AND REPURCHASE COUNTERPARTIES.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933915564
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 28-Feb-2014
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt For For
TIMOTHY COOK Mgmt For For
MILLARD DREXLER Mgmt For For
AL GORE Mgmt For For
ROBERT IGER Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR LEVINSON Mgmt For For
RONALD SUGAR Mgmt For For
2. THE AMENDMENT OF THE COMPANY'S RESTATED Mgmt For For
ARTICLES OF INCORPORATION (THE "ARTICLES")
TO FACILITATE THE IMPLEMENTATION OF
MAJORITY VOTING FOR THE ELECTION OF
DIRECTORS IN AN UNCONTESTED ELECTION BY
ELIMINATING ARTICLE VII, WHICH RELATES TO
THE TERM OF DIRECTORS AND THE TRANSITION
FROM A CLASSIFIED BOARD OF DIRECTORS TO A
DECLASSIFIED STRUCTURE
3. THE AMENDMENT OF THE ARTICLES TO ELIMINATE Mgmt For For
THE "BLANK CHECK" AUTHORITY OF THE BOARD TO
ISSUE PREFERRED STOCK
4. THE AMENDMENT OF THE ARTICLES TO ESTABLISH Mgmt For For
A PAR VALUE FOR THE COMPANY'S COMMON STOCK
OF $0.00001 PER SHARE
5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
6. A NON-BINDING ADVISORY RESOLUTION TO Mgmt Against Against
APPROVE EXECUTIVE COMPENSATION
7. THE APPROVAL OF THE APPLE INC. 2014 Mgmt For For
EMPLOYEE STOCK PLAN
8. A SHAREHOLDER PROPOSAL BY JOHN HARRINGTON Shr Against For
AND NORTHSTAR ASSET MANAGEMENT INC.
ENTITLED "BOARD COMMITTEE ON HUMAN RIGHTS"
TO AMEND THE COMPANY'S BYLAWS
9. A SHAREHOLDER PROPOSAL BY THE NATIONAL Shr Against For
CENTER FOR PUBLIC POLICY RESEARCH OF A
NON-BINDING ADVISORY RESOLUTION ENTITLED
"REPORT ON COMPANY MEMBERSHIP AND
INVOLVEMENT WITH CERTAIN TRADE ASSOCIATIONS
AND BUSINESS ORGANIZATIONS"
10. A SHAREHOLDER PROPOSAL BY CARL ICAHN OF A Shr Against For
NON-BINDING ADVISORY RESOLUTION THAT THE
COMPANY COMMIT TO COMPLETING NOT LESS THAN
$50 BILLION OF SHARE REPURCHASES DURING ITS
2014 FISCAL YEAR (AND INCREASE THE
AUTHORIZATION UNDER ITS CAPITAL RETURN
PROGRAM ACCORDINGLY)
11. A SHAREHOLDER PROPOSAL BY JAMES MCRITCHIE Shr Against For
OF A NON-BINDING ADVISORY RESOLUTION
ENTITLED "PROXY ACCESS FOR SHAREHOLDERS"
--------------------------------------------------------------------------------------------------------------------------
ASAHI KASEI CORPORATION Agenda Number: 705347121
--------------------------------------------------------------------------------------------------------------------------
Security: J0242P110
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3111200006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Change Company Location Mgmt For For
to Tokyo, Allow President to Convene and
Chair a Shareholders Meeting, Allow
Chairperson to Convene and Chair a Board
Meeting
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt Against Against
4 Approve Retirement Allowance for Retiring Mgmt For For
Directors, and Payment of Accrued Benefits
associated with Abolition of Retirement
Benefit System for Current Corporate
Officers
5 Amend the Compensation to be received by Mgmt For For
Directors
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDING NV, VELDHOVEN Agenda Number: 705000014
--------------------------------------------------------------------------------------------------------------------------
Security: N07059202
Meeting Type: AGM
Meeting Date: 23-Apr-2014
Ticker:
ISIN: NL0010273215
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Open meeting Non-Voting
2 Discuss the company's business, financial Non-Voting
situation and sustainability
3 Discuss the remuneration policy 2010 for Non-Voting
management board members
4 Adopt financial statements and statutory Mgmt For For
reports
5 Approve discharge of management board Mgmt For For
6 Approve discharge of supervisory board Mgmt For For
7 Receive explanation on company's reserves Non-Voting
and dividend policy
8 Approve dividends of EUR 0.61 per ordinary Mgmt For For
share
9 Amend remuneration policy for management Mgmt For For
board members
10 Approve performance share arrangement Mgmt For For
according to remuneration policy
11 Approve numbers of stock options, Mgmt For For
respectively shares, for employees
12 Announce intention to reappoint P.T.F.M. Non-Voting
Wennink, M.A. van den Brink F.J.M.
Schneider-Maunoury, and W.U. Nickl to
management board
13a Reelect F.W. Frohlich to supervisory board Mgmt For For
13b Elect J.M.C. Stork to supervisory board Mgmt For For
14 Announcement of retirement of supervisory Non-Voting
board members H.C.J. van den Burg and F.W.
Frohlich by rotation in 2015
15 Approve remuneration of supervisory board Mgmt For For
16 Ratify Deloitte as auditors Mgmt For For
17a Grant board authority to issue shares up to Mgmt For For
5 percent of issued capital
17b Authorize board to exclude preemptive Mgmt For For
rights from issuance under item 17a
17c Grant board authority to issue shares up to Mgmt For For
5 percent in case of takeover/merger and
restricting/excluding preemptive rights
17d Authorize board to exclude preemptive Mgmt For For
rights from issuance under item 17c
18a Authorize repurchase of up to 10 percent of Mgmt For For
issued share capital
18b Authorize additional repurchase of up to 10 Mgmt For For
percent of issued share capital
19 Authorize cancellation of repurchased Mgmt For For
shares
20 Other business Non-Voting
21 Close meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ASSA ABLOY AB, STOCKHOLM Agenda Number: 705105131
--------------------------------------------------------------------------------------------------------------------------
Security: W0817X105
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: SE0000255648
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING: THE Non-Voting
NOMINATION COMMITTEE, CONSISTING OF
CHAIRMAN GUSTAF DOUGLAS (INVESTMENT AB
LATOUR), MIKAEL EKDAHL (MELKER SCHORLING
AB), LISELOTT LEDIN (ALECTA), MARIANNE
NILSSON (SWEDBANK ROBUR FONDER) AND JOHAN
STRANDBERG (SEB FONDER/SEB TRYGG LIV),
PROPOSES THAT LARS RENSTROM IS ELECTED
CHAIRMAN OF THE ANNUAL GENERAL MEETING
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF TWO PERSONS TO APPROVE THE Non-Voting
MINUTES
6 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
7 REPORT BY THE PRESIDENT AND CEO, MR. JOHAN Non-Voting
MOLIN
8.a PRESENTATION OF: THE ANNUAL REPORT AND THE Non-Voting
AUDIT REPORT AS WELL AS THE CONSOLIDATED
ACCOUNTS AND THE AUDIT REPORT FOR THE GROUP
8.b PRESENTATION OF: THE GROUP AUDITOR'S REPORT Non-Voting
REGARDING WHETHER THERE HAS BEEN COMPLIANCE
WITH THE REMUNERATION GUIDELINES ADOPTED ON
THE 2013 ANNUAL GENERAL MEETING
8.c PRESENTATION OF: THE BOARD OF DIRECTORS Non-Voting
PROPOSAL REGARDING DISTRIBUTION OF EARNINGS
AND MOTIVATED STATEMENT
9.a RESOLUTION REGARDING: ADOPTION OF THE Mgmt For For
STATEMENT OF INCOME AND THE BALANCE SHEET
AS WELL AS THE CONSOLIDATED STATEMENT OF
INCOME AND THE CONSOLIDATED BALANCE SHEET
9.b RESOLUTION REGARDING: DISPOSITIONS OF THE Mgmt For For
COMPANY'S PROFIT ACCORDING TO THE ADOPTED
BALANCE SHEET: THE BOARD OF DIRECTORS
PROPOSES A DIVIDEND OF SEK 5.70 PER SHARE.
AS RECORD DATE FOR THE DIVIDEND, THE BOARD
OF DIRECTORS PROPOSES MONDAY 12 MAY 2014.
SUBJECT TO RESOLUTION BY THE ANNUAL GENERAL
MEETING IN ACCORDANCE WITH THE PROPOSAL,
THE DIVIDEND IS EXPECTED TO BE DISTRIBUTED
BY EUROCLEAR SWEDEN AB ON THURSDAY 15 MAY
2014
9.c RESOLUTION REGARDING: DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CEO
10 DETERMINATION OF THE NUMBER OF MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS: THE NUMBER OF
MEMBERS OF THE BOARD OF DIRECTORS SHALL BE
EIGHT
11 DETERMINATION OF FEES TO THE BOARD OF Mgmt For For
DIRECTORS AND THE AUDITORS
12 ELECTION OF THE BOARD OF DIRECTORS, Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS, VICE
CHAIRMAN OF THE BOARD OF DIRECTORS AND THE
AUDITORS: RE-ELECTION OF LARS RENSTROM,
CARL DOUGLAS, BIRGITTA KLASEN, EVA
LINDQVIST, JOHAN MOLIN, SVEN-CHRISTER
NILSSON, JAN SVENSSON AND ULRIK SVENSSON AS
MEMBERS OF THE BOARD OF DIRECTORS.
RE-ELECTION OF LARS RENSTROM AS CHAIRMAN OF
THE BOARD OF DIRECTORS AND CARL DOUGLAS AS
VICE CHAIRMAN OF THE BOARD OF DIRECTORS.
RE-ELECTION OF THE REGISTERED AUDIT FIRM
PRICEWATERHOUSECOOPERS AB AS AUDITOR FOR
THE TIME PERIOD UNTIL THE END OF THE 2015
ANNUAL GENERAL MEETING.
PRICEWATERHOUSECOOPERS AB HAS INFORMED
THAT, PROVIDED THAT THE NOMINATION
COMMITTEES' PROPOSAL IS ADOPTED BY THE
ANNUAL GENERAL MEETING, AUTHORISED PUBLIC
ACCOUNTANT BO KARLSSON WILL CONTINUE TO BE
APPOINTED AS AUDITOR IN CHARGE
13 ELECTION OF MEMBERS OF THE NOMINATION Mgmt For For
COMMITTEE AND DETERMINATION OF THE
ASSIGNMENT OF THE NOMINATION COMMITTEE: THE
NOMINATION COMMITTEE SHALL CONSIST OF FIVE
MEMBERS, WHO, UP TO AND INCLUDING THE
ANNUAL GENERAL MEETING 2015, SHALL BE
GUSTAF DOUGLAS (INVESTMENT AB LATOUR),
MIKAEL EKDAHL (MELKER SCHORLING AB),
LISELOTT LEDIN (ALECTA), MARIANNE NILSSON
(SWEDBANK ROBUR FONDER) AND ANDERS
OSCARSSON (AMF FONDER). GUSTAF DOUGLAS
SHALL BE APPOINTED CHAIRMAN OF THE
NOMINATION COMMITTEE
14 RESOLUTION REGARDING GUIDELINES FOR Mgmt For For
REMUNERATION TO SENIOR MANAGEMENT
15 RESOLUTION REGARDING AUTHORISATION TO Mgmt For For
REPURCHASE AND TRANSFER SERIES B SHARES IN
THE COMPANY
16 RESOLUTION REGARDING LONG TERM INCENTIVE Mgmt For For
PROGRAMME
17 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ASSURED GUARANTY LTD. Agenda Number: 933942662
--------------------------------------------------------------------------------------------------------------------------
Security: G0585R106
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: AGO
ISIN: BMG0585R1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANCISCO L. BORGES* Mgmt For For
G. LAWRENCE BUHL* Mgmt For For
STEPHEN A. COZEN* Mgmt For For
DOMINIC J. FREDERICO* Mgmt For For
BONNIE L. HOWARD* Mgmt For For
PATRICK W. KENNY* Mgmt For For
SIMON W. LEATHES* Mgmt For For
ROBIN MONRO-DAVIES* Mgmt For For
MICHAEL T. O'KANE* Mgmt For For
YUKIKO OMURA* Mgmt For For
WILBUR L. ROSS, JR.* Mgmt For For
HOWARD W. ALBERT# Mgmt For For
ROBERT A. BAILENSON# Mgmt For For
RUSSELL B. BREWER II# Mgmt For For
GARY BURNET# Mgmt For For
STEPHEN DONNARUMMA# Mgmt For For
DOMINIC J. FREDERICO# Mgmt For For
JAMES M. MICHENER# Mgmt For For
ROBERT B. MILLS# Mgmt For For
2. TO VOTE, ON AN ADVISORY BASIS, ON EXECUTIVE Mgmt Against Against
COMPENSATION.
3. TO APPROVE OUR LONG-TERM INCENTIVE PLAN, AS Mgmt For For
AMENDED THROUGH THE THIRD AMENDMENT.
4. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP ("PWC") AS THE
COMPANY'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
5. AUTHORIZING THE COMPANY TO VOTE FOR THE Mgmt For For
RATIFICATION OF THE APPOINTMENT OF PWC AS
AG RE'S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
ASTELLAS PHARMA INC. Agenda Number: 705323981
--------------------------------------------------------------------------------------------------------------------------
Security: J03393105
Meeting Type: AGM
Meeting Date: 18-Jun-2014
Ticker:
ISIN: JP3942400007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt For For
5 Approve Details of Compensation as Mgmt For For
Stock-Linked Compensation Type Stock
Options for Directors
--------------------------------------------------------------------------------------------------------------------------
ATMEL CORPORATION Agenda Number: 933970685
--------------------------------------------------------------------------------------------------------------------------
Security: 049513104
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: ATML
ISIN: US0495131049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: STEVEN LAUB Mgmt For For
1.2 ELECTION OF DIRECTOR: TSUNG-CHING WU Mgmt For For
1.3 ELECTION OF DIRECTOR: DAVID SUGISHITA Mgmt For For
1.4 ELECTION OF DIRECTOR: PAPKEN DER TOROSSIAN Mgmt For For
1.5 ELECTION OF DIRECTOR: JACK L. SALTICH Mgmt For For
1.6 ELECTION OF DIRECTOR: CHARLES CARINALLI Mgmt For For
1.7 ELECTION OF DIRECTOR: DR. EDWARD ROSS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
AUSTRALIA & NEW ZEALAND BANKING GROUP LTD, MELBOUR Agenda Number: 704846231
--------------------------------------------------------------------------------------------------------------------------
Security: Q09504137
Meeting Type: AGM
Meeting Date: 18-Dec-2013
Ticker:
ISIN: AU000000ANZ3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 3, 4, 5.A, 5.B AND 6 AND VOTES
CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE PROPOSAL/S
WILL BE DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE
(OR VOTE "ABSTAIN") ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2 Adoption of the Remuneration Report Mgmt For For
3 Grant of Performance Rights to Mr Michael Mgmt For For
Smith
4 Approval of Euro Preference Shares Buy-Back Mgmt For For
Scheme
5.a Approval of CPS1 First Buy-Back Scheme Mgmt For For
5.b Approval of CPS1 Second Buy-Back Scheme Mgmt For For
6 Approval of Securities Issued (ANZ Capital Mgmt For For
Notes)
7.a To elect Mr G. R. Liebelt as a Mgmt For For
Board-Endorsed Candidate
7.b To re-elect Mr I. J. Macfarlane as a Mgmt For For
Board-Endorsed Candidate
8 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Election of
Non-Board-Endorsed Candidate - Mr D.C.
Barrow
--------------------------------------------------------------------------------------------------------------------------
AUTOLIV INC Agenda Number: 705090873
--------------------------------------------------------------------------------------------------------------------------
Security: U0508X119
Meeting Type: AGM
Meeting Date: 06-May-2014
Ticker:
ISIN: SE0000382335
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS "1.1 TO 1.3". THANK YOU.
1.1 ELECTION OF DIRECTOR: JAN CARLSON Mgmt No vote
1.2 ELECTION OF DIRECTOR: LARS NYBERG Mgmt No vote
1.3 ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt No vote
2 ADVISORY VOTE ON AUTOLIV, INC'S 2013 Mgmt No vote
EXECUTIVE COMPENSATION
3 AMENDMENT OF AUTOLIV, INC'S RESTATED Mgmt No vote
CERTIFICATE OF INCORPORATION TO DECLASSIFY
THE BOARD OF DIRECTORS OF AUTOLIV
4 RATIFICATION OF ERNST & YOUNG AB AS Mgmt No vote
INDEPENDENT AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014
--------------------------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. Agenda Number: 933881080
--------------------------------------------------------------------------------------------------------------------------
Security: 053015103
Meeting Type: Annual
Meeting Date: 12-Nov-2013
Ticker: ADP
ISIN: US0530151036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ELLEN R. ALEMANY Mgmt For For
GREGORY D. BRENNEMAN Mgmt For For
LESLIE A. BRUN Mgmt For For
RICHARD T. CLARK Mgmt For For
ERIC C. FAST Mgmt For For
LINDA R. GOODEN Mgmt For For
R. GLENN HUBBARD Mgmt For For
JOHN P. JONES Mgmt For For
CARLOS A. RODRIGUEZ Mgmt For For
GREGORY L. SUMME Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. APPOINTMENT OF DELOITTE & TOUCHE LLP. Mgmt For For
4. RE-APPROVAL OF PERFORMANCE-BASED PROVISIONS Mgmt For For
OF THE AUTOMATIC DATA PROCESSING, INC. 2008
OMNIBUS AWARD PLAN.
--------------------------------------------------------------------------------------------------------------------------
AUXILIUM PHARMACEUTICALS, INC. Agenda Number: 933979176
--------------------------------------------------------------------------------------------------------------------------
Security: 05334D107
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: AUXL
ISIN: US05334D1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROLF A. CLASSON Mgmt For For
ADRIAN ADAMS Mgmt For For
PETER C. BRANDT Mgmt For For
OLIVER S. FETZER, PH.D. Mgmt For For
PAUL A. FRIEDMAN, M.D. Mgmt For For
NANCY S. LURKER Mgmt For For
WILLIAM T. MCKEE Mgmt For For
2 TO RATIFY THE SELECTION BY THE AUDIT AND Mgmt For For
COMPLIANCE COMMITTEE OF THE COMPANY'S BOARD
OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS, AS DISCLOSED PURSUANT TO THE
COMPENSATION DISCLOSURE RULES OF THE
SECURITIES AND EXCHANGE COMMISSION,
INCLUDING THE COMPENSATION DISCUSSION AND
ANALYSIS, THE COMPENSATION TABLES AND ANY
RELATED MATERIALS DISCLOSED IN ... (DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
4 TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S CERTIFICATE OF INCORPORATION
TO INCREASE THE AUTHORIZED COMMON STOCK
CAPITAL OF THE COMPANY FROM 120,000,000 TO
150,000,000 SHARES.
5 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE AUXILIUM PHARMACEUTICALS, INC. 2004
EQUITY COMPENSATION PLAN (THE "PLAN") TO
INCREASE THE NUMBER OF SHARES OF COMPANY
COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER
THE PLAN BY 2,500,000 SHARES FROM
15,800,000 TO 18,300,000 SHARES AND TO
INCREASE THE FUNGIBLE SHARE RATIO FROM 1.7
TO 1.88 SHARES.
--------------------------------------------------------------------------------------------------------------------------
AVAGO TECHNOLOGIES U.S. INC. Agenda Number: 933926264
--------------------------------------------------------------------------------------------------------------------------
Security: Y0486S104
Meeting Type: Annual
Meeting Date: 09-Apr-2014
Ticker: AVGO
ISIN: SG9999006241
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MR. HOCK E. TAN Mgmt For For
1B. ELECTION OF DIRECTOR: MR. JOHN T. DICKSON Mgmt For For
1C. ELECTION OF DIRECTOR: MR. JAMES V. DILLER Mgmt For For
1D. ELECTION OF DIRECTOR: MR. LEWIS C. Mgmt For For
EGGEBRECHT
1E. ELECTION OF DIRECTOR: MR. BRUNO GUILMART Mgmt For For
1F. ELECTION OF DIRECTOR: MR. KENNETH Y. HAO Mgmt For For
1G. ELECTION OF DIRECTOR: MS. JUSTINE F. LIEN Mgmt For For
1H. ELECTION OF DIRECTOR: MR. DONALD MACLEOD Mgmt For For
1I. ELECTION OF DIRECTOR: MR. PETER J. MARKS Mgmt For For
2. TO APPROVE THE RE-APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AVAGO'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM AND INDEPENDENT SINGAPORE AUDITOR FOR
THE FISCAL YEAR ENDING NOVEMBER 2, 2014,
AND TO AUTHORIZE THE AUDIT COMMITTEE TO FIX
ITS REMUNERATION.
3. TO APPROVE THE CASH COMPENSATION FOR Mgmt For For
AVAGO'S NON-EMPLOYEE DIRECTORS FOR SERVICES
RENDERED BY THEM THROUGH THE DATE OF
AVAGO'S 2015 ANNUAL GENERAL MEETING OF
SHAREHOLDERS AND FOR EACH APPROXIMATELY
12-MONTH PERIOD THEREAFTER, AS SET FORTH IN
AVAGO'S NOTICE OF, AND PROXY STATEMENT
RELATING TO, ITS 2014 ANNUAL GENERAL
MEETING.
4. NON-BINDING, ADVISORY VOTE: TO APPROVE THE Mgmt For For
COMPENSATION OF AVAGO'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402
OF REGULATION S-K, SET FORTH IN
"COMPENSATION DISCUSSION AND ANALYSIS" AND
IN THE COMPENSATION TABLES AND THE
ACCOMPANYING NARRATIVE DISCLOSURE UNDER
"EXECUTIVE COMPENSATION" IN AVAGO'S PROXY
STATEMENT RELATING TO ITS 2014 ANNUAL
GENERAL MEETING.
5. TO APPROVE THE GENERAL AUTHORIZATION FOR Mgmt Split 67% For 33% Against Split
THE DIRECTORS OF AVAGO TO ALLOT AND ISSUE
ORDINARY SHARES, AS SET FORTH IN AVAGO'S
NOTICE OF, AND PROXY STATEMENT RELATING TO,
ITS 2014 ANNUAL GENERAL MEETING.
6. TO APPROVE THE SHARE PURCHASE MANDATE Mgmt For For
AUTHORIZING THE PURCHASE OR ACQUISITION BY
AVAGO OF ITS OWN ISSUED ORDINARY SHARES, AS
SET FORTH IN AVAGO'S NOTICE OF, AND PROXY
STATEMENT RELATING TO, ITS 2014 ANNUAL
GENERAL MEETING.
7. TO APPROVE THE ADOPTION OF THE AVAGO Mgmt Split 67% For 33% Against Split
TECHNOLOGIES LIMITED EXECUTIVE CASH AND
EQUITY INCENTIVE AWARD PLAN AND ITS
ADMINISTRATION AND IMPLEMENTATION BY THE
COMPENSATION COMMITTEE, AS SET FORTH IN
AVAGO'S NOTICE OF, AND PROXY STATEMENT
RELATING TO, ITS 2014 ANNUAL GENERAL
MEETING.
8. TO APPROVE THE SEVERANCE BENEFIT AGREEMENT Mgmt For For
BETWEEN AVAGO AND HOCK E. TAN, PRESIDENT
AND CHIEF EXECUTIVE OFFICER AND A DIRECTOR,
AND THE BENEFITS THAT MAY BE PROVIDED TO
MR. TAN THEREUNDER, AS SET FORTH IN AVAGO'S
NOTICE OF, AND PROXY STATEMENT RELATING TO,
ITS 2014 ANNUAL GENERAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
AVIS BUDGET GROUP INC. Agenda Number: 933961826
--------------------------------------------------------------------------------------------------------------------------
Security: 053774105
Meeting Type: Annual
Meeting Date: 23-May-2014
Ticker: CAR
ISIN: US0537741052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RONALD L. NELSON Mgmt For For
1B. ELECTION OF DIRECTOR: ALUN CATHCART Mgmt For For
1C. ELECTION OF DIRECTOR: MARY C. CHOKSI Mgmt For For
1D. ELECTION OF DIRECTOR: LEONARD S. COLEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: JEFFREY H. FOX Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN D. HARDY, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: LYNN KROMINGA Mgmt For For
1H. ELECTION OF DIRECTOR: EDUARDO G. MESTRE Mgmt For For
1I. ELECTION OF DIRECTOR: F. ROBERT SALERNO Mgmt For For
1J. ELECTION OF DIRECTOR: STENDER E. SWEENEY Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014.
3. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF THE AVIS BUDGET GROUP, INC. Mgmt For For
AMENDED AND RESTATED EQUITY AND INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
AXA SA, PARIS Agenda Number: 704974701
--------------------------------------------------------------------------------------------------------------------------
Security: F06106102
Meeting Type: MIX
Meeting Date: 23-Apr-2014
Ticker:
ISIN: FR0000120628
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 24 Mar 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0221/201402211400330.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0324/201403241400743.pdf AND CHANGE IN
RECORD DATE FROM 16 APRIL 14 TO 15 APRIL
14. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2013
O.3 Allocation of income for the financial year Mgmt For For
ended December 31, 2013 and setting the
dividend of Euro 0.81 per share
O.4 Advisory vote on the compensation of the Mgmt For For
CEO
O.5 Advisory vote on the compensation of the Mgmt For For
Deputy Chief Executive Office
O.6 Approval of the special report of the Mgmt For For
Statutory Auditors on the regulated
agreements
O.7 Approval of regulated commitments pursuant Mgmt For For
to Article L.225-42-1 of the Commercial
Code benefiting Mr. Henri de Castries
O.8 Approval of regulated commitments pursuant Mgmt For For
to Article L.225-42-1 of the Commercial
Code benefiting Mr. Denis Duverne
O.9 Renewal of term of Mr. Henri de Castries as Mgmt For For
Board member
O.10 Renewal of term of Mr. Norbert Mgmt For For
Dentressangle as Board member
O.11 Renewal of term of Mr. Denis Duverne as Mgmt For For
Board member
O.12 Renewal of term of Mrs. Isabelle Kocher as Mgmt For For
Board member
O.13 Renewal of term of Mrs. Suet Fern Lee as Mgmt For For
Board member
O.14 Setting the amount of attendance allowances Mgmt For For
to be allocated to the Board of Directors
O.15 Authorization granted to the Board of Mgmt For For
Directors to purchase common shares of the
Company
E.16 Delegation of powers granted to the Board Mgmt For For
of Directors to increase share capital by
issuing common shares or securities
entitling to common shares of the Company
reserved for members of a company savings
plan without shareholders' preferential
subscription rights
E.17 Delegation of powers granted to the Board Mgmt For For
of Directors to increase share capital by
issuing common shares without shareholders'
preferential subscription rights in favor
of a category of designated beneficiaries
E.18 Authorization granted to the Board of Mgmt For For
Directors to grant share subscription or
purchase options to employees and eligible
corporate officers of AXA Group with waiver
by shareholders of their preferential
subscription rights to shares to be issued
due to the exercise of stock options
E.19 Authorization granted to the Board of Mgmt For For
Directors to allocate free existing shares
or shares to be issued subject to
performance conditions to employees and
eligible corporate officers of AXA Group
with waiver by shareholders of their
preferential subscription rights to shares
to be issued, in case of allocation of
shares to be issued
E.20 Authorization granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of common shares
E.21 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER BRASIL S.A. Agenda Number: 933888731
--------------------------------------------------------------------------------------------------------------------------
Security: 05967A107
Meeting Type: Special
Meeting Date: 01-Nov-2013
Ticker: BSBR
ISIN: US05967A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I PROPOSAL FOR THE COMPANY'S CAPITAL DECREASE Mgmt For For
BY SIX BILLION BRAZILIAN REAIS
(R$6,000,000,000.00), FROM
R$62,828,201,614.21 TO R$56,828,201,614.21,
WITHOUT DECREASING THE NUMBER OF SHARES
AND, MOREOVER, KEEPING THE PERCENTAGE OF
OWNERSHIP INTEREST HELD BY SHAREHOLDERS IN
THE COMPANY'S SHARE CAPITAL UNCHANGED, WITH
SUBSEQUENT AMENDMENT TO THE MAIN SECTION OF
ARTICLE 5 OF BYLAWS.
II PROPOSAL FOR AMENDMENT TO ITEM XIII OF Mgmt For For
ARTICLE 17 OF THE COMPANY'S BYLAWS, SO AS
TO CONFER UPON THE BOARD OF DIRECTORS THE
AUTHORITY TO RESOLVE ON THE ISSUANCE,
WITHIN THE LIMIT OF AUTHORIZED CAPITAL, OF
CREDIT SECURITIES AND OTHER CONVERTIBLE
INSTRUMENTS, IN CONFORMITY WITH LAW NO.
12.838 OF JULY 9, 2013 AND CMN RESOLUTION
NO. 4192 OF MARCH 1, 2013.
III TO APPROVE (A) THE CONDUCTION OF MR. CELSO Mgmt For For
CLEMENTE GIACOMETTI TO THE POSITION OF
PRESIDENT OF THE COMPANY'S BOARD OF
DIRECTORS; (B) THE CONDUCTION OF MR. JESUS
MARIA ZABALZA LOTINA TO THE POSITION OF
VICE-PRESIDENT OF THE COMPANY'S BOARD OF
DIRECTORS AND (C) TO CONFIRM THE
COMPOSITION OF THE COMPANY'S BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER BRASIL S.A. Agenda Number: 933930934
--------------------------------------------------------------------------------------------------------------------------
Security: 05967A107
Meeting Type: Special
Meeting Date: 18-Mar-2014
Ticker: BSBR
ISIN: US05967A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A) BONUS SHARE AT THE RATIO OF 0.047619048 Mgmt For For
PREFERRED SHARES FOR EACH COMMON SHARE
(SANB3) OR PREFERRED SHARE (SANB4), WHICH
RESULTS IN A BONUS SHARE OF FIVE (5)
PREFERRED SHARES FOR EACH UNIT (SANB11),
WITH THE CORRESPONDING ADJUSTMENT TO THE
COMPOSITION OF THE UNITS THAT WILL, FOR THE
MOMENT, CONSIST OF FIFTY-FIVE (55) COMMON
SHARES AND FIFTY-FIVE (55) PREFERRED
SHARES, THROUGH THE CAPITALIZATION OF
RESERVES AVAILABLE AT THE CAPITAL RESERVE
ACCOUNT IN THE AMOUNT OF ONE HUNDRED AND
... (DUE TO SPACE LIMITS, SEE PROXY
MATERIAL FOR FULL PROPOSAL)
B) THE 55:1 SHARE REVERSE SPLIT (INPLIT) OF Mgmt For For
THE TOTALITY OF COMMON SHARES AND PREFERRED
SHARES ISSUED BY THE COMPANY, SO THAT EACH
FIFTY-FIVE (55) COMMON SHARES AND
FIFTY-FIVE (55) PREFERRED SHARES WILL
HENCEFORTH CORRESPOND TO ONE (1) COMMON
SHARE AND ONE (1) PREFERRED SHARE,
RESPECTIVELY.
C) ADJUSTMENT TO THE COMPOSITION OF UNITS, BY Mgmt For For
VIRTUE OF APPROVAL OF THE SHARE INPLIT, TO
CONSIST OF ONE (1) COMMON SHARE AND ONE (1)
PREFERRED SHARE ISSUED BY THE COMPANY.
D) AS A CONSEQUENCE OF THE RESOLUTIONS TAKEN Mgmt For For
IN ITEMS (A), (B) AND (C) ABOVE, AMENDMENT
TO THE FOLLOWING PROVISIONS OF THE
COMPANY'S BYLAWS: (I) MAIN SECTION OF
ARTICLE 5; (II) PARAGRAPH 1 OF ARTICLE 53;
(III) PARAGRAPH 2 OF ARTICLE 56; AND (IV)
MAIN SECTION OF ARTICLE 57.
E) INCLUSION OF SOLE PARAGRAPH IN ARTICLE 11 Mgmt For For
OF THE COMPANY'S BYLAWS, SO AS TO CLARIFY
THAT THE POSITIONS OF CHAIRMAN OF THE BOARD
OF DIRECTORS YCONSELHO DE ADMINISTRACAO
AND CHIEF EXECUTIVE OFFICER MAY NOT BE HELD
BY THE SAME PERSON.
F) IN VIEW OF THE RESOLUTIONS IN THE PRECEDING Mgmt For For
ITEMS, RESTATEMENT OF THE COMPANY'S BYLAWS.
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER BRASIL S.A. Agenda Number: 934030569
--------------------------------------------------------------------------------------------------------------------------
Security: 05967A107
Meeting Type: Special
Meeting Date: 09-Jun-2014
Ticker: BSBR
ISIN: US05967A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 COMPANY'S EXIT FROM THE LEVEL 2 SPECIAL Mgmt Against Against
LISTING SEGMENT OF SAO PAULO STOCK EXCHANGE
(BM&FBOVESPA S.A. - BOLSA DE VALORES
MERCADORIAS E FUTUROS) ("LEVEL 2"), WITH
THE DISCONTINUITY BY THE COMPANY OF
DIFFERENTIATED CORPORATE GOVERNANCE
PRACTICES ESTABLISHED ON THE LEVEL 2
REGULATION ("EXIT FROM LEVEL 2"), PURSUANT
TO SECTION XI OF LEVEL 2 REGULATION AND
TITLE X OF THE COMPANY'S BYLAWS, ALL AS
MORE FULLY DESCRIBED IN THE PROXY MATERIAL.
2AB ELECTION OF SPECIALIZED COMPANY: BANK OF Mgmt Abstain Against
AMERICA MERRILL LYNCH BANCO MULTIPLO S.A.
(PLEASE MARK A FOR VOTING BOX FOR ONLY 1 OF
4 COMPANIES. IF MORE THAN 1 FOR BOX IS
CHECKED, YOUR VOTE WILL BE DEEMED TO BE
INVALID, AND WILL NOT BE COUNTED AT THE
MEETING.)
2AC ELECTION OF SPECIALIZED COMPANY: N M Mgmt For For
ROTHSCHILD & SONS (BRASIL) LTDA. (PLEASE
MARK A FOR VOTING BOX FOR ONLY 1 OF 4
COMPANIES. IF MORE THAN 1 FOR BOX IS
CHECKED, YOUR VOTE WILL BE DEEMED TO BE
INVALID, AND WILL NOT BE COUNTED AT THE
MEETING.)
2AD ELECTION OF SPECIALIZED COMPANY: KPMG Mgmt Abstain Against
CORPORATE FINANCE LTDA. (PLEASE MARK A FOR
VOTING BOX FOR ONLY 1 OF 4 COMPANIES. IF
MORE THAN 1 FOR BOX IS CHECKED, YOUR VOTE
WILL BE DEEMED TO BE INVALID, AND WILL NOT
BE COUNTED AT THE MEETING.)
2AE ELECTION OF SPECIALIZED COMPANY: GOLDMAN Mgmt Abstain Against
SACHS DO BRASIL BANCO MULTIPLO S.A. (PLEASE
MARK A FOR VOTING BOX FOR ONLY 1 OF 4
COMPANIES. IF MORE THAN 1 FOR BOX IS
CHECKED, YOUR VOTE WILL BE DEEMED TO BE
INVALID, AND WILL NOT BE COUNTED AT THE
MEETING.)
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933948070
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHARON L. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1E. ELECTION OF DIRECTOR: PIERRE J.P. DE WECK Mgmt For For
1F. ELECTION OF DIRECTOR: ARNOLD W. DONALD Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt For For
1J. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1K. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1L. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1M. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt For For
1N. ELECTION OF DIRECTOR: CLAYTON S. ROSE Mgmt For For
1O. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. AN ADVISORY (NON-BINDING) RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION (SAY ON
PAY).
3. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
REGISTERED INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR 2014.
4. APPROVAL OF AMENDMENT TO THE SERIES T Mgmt For For
PREFERRED STOCK.
5. STOCKHOLDER PROPOSAL - CUMULATIVE VOTING IN Shr For Against
DIRECTOR ELECTIONS.
6. STOCKHOLDER PROPOSAL - PROXY ACCESS. Shr Against For
7. STOCKHOLDER PROPOSAL - CLIMATE CHANGE Shr Against For
REPORT.
8. STOCKHOLDER PROPOSAL - LOBBYING REPORT. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 704957832
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: EGM
Meeting Date: 25-Mar-2014
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0207/LTN20140207760.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0207/LTN20140207747.pdf
1 To consider and approve the proposal on the Mgmt For For
election of Mr. Chen Siqing as executive
director of the bank
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 705321836
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: AGM
Meeting Date: 12-Jun-2014
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 303120 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0425/LTN20140425742.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0425/LTN20140425816.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0522/LTN20140522283.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0522/LTN20140522267.pdf
1 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE 2013 WORK REPORT OF THE BOARD
OF DIRECTORS
2 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE 2013 WORK REPORT OF THE BOARD
OF SUPERVISORS
3 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE 2013 ANNUAL FINANCIAL
STATEMENTS
4 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE 2013 PROFIT DISTRIBUTION PLAN
5 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE 2014 ANNUAL BUDGET FOR FIXED
ASSETS INVESTMENT
6 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE APPOINTMENT OF ERNST & YOUNG
HUA MING AS THE BANK'S EXTERNAL AUDITOR FOR
2014
7 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE CAPITAL MANAGEMENT PLAN OF
BANK OF CHINA FOR 2013-2016
8.1 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. ZHANG XIANGDONG AS NON-EXECUTIVE
DIRECTOR OF THE BANK
8.2 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. ZHANG QI AS NON-EXECUTIVE DIRECTOR OF
THE BANK
8.3 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. JACKSON TAI AS INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE BANK
8.4 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
LIU XIANGHUI AS NON-EXECUTIVE DIRECTOR OF
THE BANK
9.1 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. MEI XINGBAO AS EXTERNAL SUPERVISOR OF
THE BANK
9.2 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MS. BAO GUOMING AS EXTERNAL SUPERVISOR OF
THE BANK
10 TO CONSIDER AND APPROVE THE REMUNERATION Mgmt For For
PLAN FOR THE CHAIRMAN, EXECUTIVE DIRECTORS,
CHAIRMAN OF BOARD OF SUPERVISORS AND
SHAREHOLDER REPRESENTATIVE SUPERVISORS OF
2012
11 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE AMENDMENTS TO THE ARTICLES OF
ASSOCIATION
12 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt Against Against
REGARDING THE GENERAL MANDATE TO ISSUE NEW
SHARES IN THE TERMS AS FOLLOWS: 12.1
SUBJECT TO THE CONDITIONS IN PARAGRAPHS
(I), (II) AND (III) BELOW, THE BOARD BE AND
IS HEREBY UNCONDITIONALLY AUTHORIZED, AND
BE APPROVED TO DELEGATE THE AUTHORITY TO
THE CHAIRMAN OR THE PRESIDENT OF THE BANK,
TO EXERCISE, DURING THE RELEVANT PERIOD (AS
DEFINED BELOW), ALL POWERS OF THE BANK TO
ALLOT, ISSUE AND/OR DEAL IN SEPARATELY OR
CONCURRENTLY ADDITIONAL A SHARES AND/OR H
SHARES (INCLUDING THOSE ADDITIONAL A SHARES
AND/OR H SHARES CONVERTED FROM PREFERENCE
SHARES WITH PROVISIONS FOR CONVERSION)
AND/OR PREFERENCE SHARES AND TO MAKE, GRANT
OR ENTER INTO OFFERS, AGREEMENTS, OPTIONS,
CONVERSION RIGHTS OR OTHER RIGHTS
(INCLUDING RIGHTS TO RECOVER VOTING RIGHTS)
FOR SUCH A SHARES, H SHARES AND/OR
PREFERENCE SHARES; (I) SUCH APPROVAL SHALL
NOT EXTEND BEYOND THE RELEVANT PERIOD SAVE
THAT THE BOARD BE AND IS HEREBY AUTHORIZED,
DURING THE RELEVANT PERIOD, TO MAKE, GRANT
OR ENTER INTO OFFERS, AGREEMENTS, OPTIONS,
CONVERSION RIGHTS OR OTHER RIGHTS
(INCLUDING, BUT NOT LIMITED TO, THE RIGHTS
TO RECOVER VOTING RIGHTS) FOR SUCH A
SHARES, H SHARES AND/OR PREFERENCE SHARES,
WHICH REQUIRE OR MAY REQUIRE THE EXERCISE
OF SUCH POWERS AFTER THE END OF THE
RELEVANT PERIOD; (II) THE NUMBER OF (A) A
SHARES AND/OR H SHARES, AND/OR (B)
PREFERENCE SHARES (BASED ON THE A SHARES
AND/OR H SHARES TO BE FULLY CONVERTED FROM
PREFERENCE SHARES AT THE INITIAL COMPULSORY
CONVERSION PRICE, OR THE EQUIVALENT NUMBER
OF A SHARES AND/OR H SHARES WHICH WOULD
RESULT FROM THE SIMULATED CONVERSION OF THE
RECOVERED VOTING RIGHTS OF PREFERENCE
SHARES AT THE INITIAL SIMULATED CONVERSION
PRICE), TO BE ALLOTTED, ISSUED AND/OR DEALT
IN OR AGREED CONDITIONALLY OR
UNCONDITIONALLY TO BE ALLOTTED, ISSUED
AND/OR DEALT IN BY THE BOARD SHALL NOT
EXCEED 20% OF THE AGGREGATE NUMBER OF EACH
OF THE EXISTING A SHARES AND/OR H SHARES AS
AT THE DATE OF THE PASSING OF THIS SPECIAL
RESOLUTION; AND (III) THE BOARD SHALL ONLY
EXERCISE ITS POWERS GIVEN TO IT BY THIS
SPECIAL RESOLUTION IN ACCORDANCE WITH THE
COMPANY LAW OF THE PRC AND THE LISTING
RULES OF THE PLACES WHERE THE BANK'S
SECURITIES ARE LISTED (AS AMENDED FROM TIME
TO TIME) AND APPLICABLE LAWS, RULES AND
REGULATIONS OF GOVERNMENTAL OR REGULATORY
BODIES AND ONLY IF ALL NECESSARY APPROVALS
FROM THE CSRC AND OTHER RELEVANT PRC
GOVERNMENTAL AUTHORITIES ARE OBTAINED 12.2
FOR THE PURPOSE OF THIS SPECIAL RESOLUTION,
"RELEVANT PERIOD" MEANS THE PERIOD FROM THE
DATE OF PASSING OF THIS SPECIAL RESOLUTION
UNTIL THE EARLIEST OF: (I) THE CONCLUSION
OF THE NEXT ANNUAL GENERAL MEETING OF THE
BANK FOLLOWING THE PASSING OF THIS SPECIAL
RESOLUTION; (II) THE EXPIRATION OF THE
12-MONTH PERIOD FOLLOWING THE PASSING OF
THIS SPECIAL RESOLUTION; AND (III) THE DATE
ON WHICH THE AUTHORITY GRANTED TO THE BOARD
SET OUT IN THIS SPECIAL RESOLUTION IS
REVOKED OR VARIED BY A SPECIAL RESOLUTION
OF THE SHAREHOLDERS IN A SHAREHOLDERS'
MEETING 12.3 BASED ON THE ACTUAL CONDITIONS
SUCH AS THE METHOD, CLASS AND NUMBER OF
SHARES ISSUED AND THE BANK'S CAPITAL
STRUCTURE AFTER SUCH ISSUANCE, THE BOARD
SHALL BE AUTHORIZED TO DELEGATE THE
AUTHORITY TO THE BOARD SECRETARY TO MAKE,
AT THE APPROPRIATE TIME, SUCH AMENDMENTS TO
THE ARTICLES OF ASSOCIATION AS APPROPRIATE
AND NECESSARY TO REFLECT THE NEW CAPITAL
STRUCTURE AND THE REGISTERED CAPITAL (IF
APPLICABLE) OF THE BANK, AND TO TAKE ANY
OTHER ACTION AND COMPLETE ANY FORMALITY
REQUIRED (INCLUDING BUT NOT LIMITED TO THE
OBTAINING OF APPROVALS FROM THE RELEVANT
REGULATORY AUTHORITIES AND THE HANDLING OF
INDUSTRIAL AND COMMERCIAL REGISTRATION AND
FILING PROCEDURES) TO GIVE EFFECT TO THE
ISSUANCE OF SHARES PURSUANT TO THIS SPECIAL
RESOLUTION
13.1 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
TYPE OF SECURITIES TO BE ISSUED AND ISSUE
SIZE
13.2 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK: PAR
VALUE AND ISSUE PRICE
13.3 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
TERM
13.4 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
METHOD OF ISSUANCE AND TARGET INVESTORS
13.5 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
MECHANISM OF PARTICIPATION BY HOLDERS OF
PREFERENCE SHARES IN DIVIDEND DISTRIBUTION
13.6 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
COMPULSORY CONVERSION
13.7 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
TERMS OF CONDITIONAL REDEMPTION
13.8 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
RESTRICTIONS ON VOTING RIGHTS OF HOLDERS OF
PREFERENCE SHARES AND RECOVERY OF VOTING
RIGHTS
13.9 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
ORDER OF PRIORITY AND METHOD OF LIQUIDATION
13.10 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
RATING ARRANGEMENT
13.11 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
SECURITY FOR THE ISSUANCE OF PREFERENCE
SHARES
13.12 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
TERM OF RESTRICTIONS ON TRADE AND TRANSFER
OF PREFERENCE SHARES
13.13 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
VALIDITY PERIOD OF THE RESOLUTION IN
RESPECT OF THE ISSUANCE OF PREFERENCE
SHARES
13.14 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
TRADING ARRANGEMENT
13.15 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK: USE
OF PROCEEDS FROM THE ISSUANCE OF PREFERENCE
SHARES
13.16 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
MATTERS RELATING TO AUTHORIZATION OF THE
ISSUANCE OF PREFERENCE SHARES
14.1 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
TYPE OF SECURITIES TO BE ISSUED AND ISSUE
SIZE
14.2 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK: PAR
VALUE AND ISSUE PRICE
14.3 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
TERM
14.4 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
METHOD OF ISSUANCE AND TARGET INVESTORS
14.5 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
MECHANISM OF PARTICIPATION BY HOLDERS OF
PREFERENCE SHARES IN DIVIDEND DISTRIBUTION
14.6 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
COMPULSORY CONVERSION
14.7 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
TERMS OF CONDITIONAL REDEMPTION
14.8 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
RESTRICTIONS ON VOTING RIGHTS OF HOLDERS OF
PREFERENCE SHARES AND RECOVERY OF VOTING
RIGHTS
14.9 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
ORDER OF PRIORITY AND METHOD OF LIQUIDATION
14.10 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
RATING ARRANGEMENT
14.11 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
SECURITY FOR THE ISSUANCE OF PREFERENCE
SHARES
14.12 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
LOCK-UP PERIOD
14.13 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
VALIDITY PERIOD OF THE RESOLUTION IN
RESPECT OF THE ISSUANCE OF PREFERENCE
SHARES
14.14 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
TRADING/LISTING ARRANGEMENT
14.15 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK: USE
OF PROCEEDS FROM THE ISSUANCE OF PREFERENCE
SHARES
14.16 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
MATTERS RELATING TO AUTHORIZATION OF THE
ISSUANCE OF PREFERENCE SHARES
15 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE FORMULATING OF THE BANK OF
CHINA LIMITED SHAREHOLDER RETURN PLAN FOR
2014 TO 2016
16 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING DILUTION OF CURRENT RETURNS AND
REMEDIAL MEASURES UPON THE ISSUANCE OF
PREFERENCE SHARES
--------------------------------------------------------------------------------------------------------------------------
BANK OF THE OZARKS, INC. Agenda Number: 933937142
--------------------------------------------------------------------------------------------------------------------------
Security: 063904106
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: OZRK
ISIN: US0639041062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE GLEASON Mgmt For For
DAN THOMAS Mgmt For For
GREG MCKINNEY Mgmt Withheld Against
JEAN AREHART Mgmt For For
NICHOLAS BROWN Mgmt For For
RICHARD CISNE Mgmt For For
ROBERT EAST Mgmt For For
CATHERINE B. FREEDBERG Mgmt For For
LINDA GLEASON Mgmt For For
PETER KENNY Mgmt For For
HENRY MARIANI Mgmt For For
ROBERT PROOST Mgmt For For
R.L. QUALLS Mgmt For For
JOHN REYNOLDS Mgmt For For
S. WEST-SCANTLEBURY Mgmt For For
2. TO APPROVE THE AMENDMENT OF THE COMPANY'S Mgmt For For
BYLAWS TO INCREASE THE MAXIMUM AUTHORIZED
NUMBER OF DIRECTORS.
3. TO APPROVE THE AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK.
4. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE 2009 RESTRICTED STOCK PLAN.
5. TO RATIFY THE AUDIT COMMITTEE'S SELECTION Mgmt For For
AND APPOINTMENT OF THE ACCOUNTING FIRM OF
CROWE HORWATH LLP AS INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2014.
6. TO APPROVE, BY AN ADVISORY NON-BINDING Mgmt For For
VOTE, THE COMPANY'S EXECUTIVE COMPENSATION
AS DISCLOSED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
BANKIA S.A., SPAIN Agenda Number: 704971399
--------------------------------------------------------------------------------------------------------------------------
Security: E2R23Z123
Meeting Type: AGM
Meeting Date: 21-Mar-2014
Ticker:
ISIN: ES0113307021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 22 MAR 2014. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1.1 Approval separate financial statements and Mgmt For For
management report bank
1.2 Approval consolidated financial statements Mgmt For For
and management report group
1.3 Approval corporate management performed by Mgmt For For
board of directors
1.4 Allocation of results Mgmt For For
2.1 Approval amendments to the following Mgmt For For
bylaws: Shares and capital: article 6
(shareholder rights); article 13 (capital
increase)
2.2 Approval amendments to the following Mgmt For For
bylaws: General Meeting Rules of Procedure:
article 21 (distribution of authority);
article 23 (call of general meeting);
article 23 ter (right to information);
article 24 (right of attendance); article
25 (proxies and online attendance at
general meeting); article 26 (place and
time of meeting); article 31 (manner of
adopting resolutions)
2.3 Approval amendments to the following Mgmt For For
bylaws: Rules of procedure and
responsibilities of the Board of Directors:
article 36 bis (non-delegable
responsibilities of the board); article 38
(kinds of directors); article 39 (term of
office); article 42 (adoption of
resolutions by board of directors); article
49 (remuneration of directors); and
transitional provision
2.4 Approval amendments to the following Mgmt For For
bylaws: Board Committees: article 44
(positions on and committees of board of
directors); article 46 (audit and
compliance committee); article 47
(appointments committee); article 47 bis
(remuneration committee); article 47 ter
(appointments and remuneration committee)
2.5 Approval amendments to the following Mgmt For For
bylaws: Annual corporate governance report
and website: article 51 (annual corporate
governance report); article 52 (website)
3.1 Approval amendments rules of procedure of Mgmt For For
the general meeting: Rules of procedure of
the General Meeting: article 2 (general
meeting of shareholders); article 4 (call
of general meeting); and article 5 (notice
of call)
3.2 Approval amendments rules of procedure of Mgmt For For
the general meeting: Voting rights of
shareholders: article 6 (information
available from the call date); article 7
(right of information prior to the holding
of the general meeting); article 9 (right
of attendance); article 18 (information)
3.3 Approval amendments rules of procedure of Mgmt For For
the general meeting: Conduct of business at
the General Meeting: article 19
(proposals); article 21 (voting on proposed
resolutions); article 23 (adoption of
resolutions and declaration of results)
4 Delegation to board of directors to Mgmt Against Against
increase the share capital by up to a max
of 50p of subscribed share capital
5 Delegation to the board directors to issue Mgmt Against Against
securities convertibles in to exchangeable
shares, warrants
6 Delegation to the board directors to issue Mgmt For For
debentures, bonds and other non-convertible
fixed-income
7 Authorisation for the board directors to Mgmt For For
acquire treasury shares
8 Delegation of authority to board directors Mgmt For For
to implement resolutions adopted at the GM
9 Submission for consultative vote of the Mgmt For For
report on the remuneration policy of
Bankia's Board of Directors
10 Information on the amendment of the Mgmt Abstain Against
Regulations of the Board of Directors in
the following articles: article 4.7
(general supervisory function and other
authority); article 8.2 (qualitative
composition); articles 9.1, 9.5 and 9.6
(chairman of the board); article 10.1
(chief executive officer); articles 11.1,
11.4 and 11.5 (secretary of the board);
articles 13.3 and 13.6 and elimination of
article 13.8 (executive committee);
articles 14.1 and 14.6 (audit and
compliance committee); articles 15.1, 15.2
and 15.7 (appointments committee);
introduction of article 15 bis
(remuneration committee); introduction of
article 15 ter (appointments and
remuneration committee); article 18.1
(board meetings); article 22.1 (term of
office); article 27.7 (remuneration of
directors); article 29.1 and introduction
of 29.2 (general obligations of directors);
articles 32.1 and 32.4 (conflicts of
interest); and introduction of the
transitional provision in order to make
them consistent with the amendments made to
the Bylaws to introduce certain technical
improvements and adapt to the
recommendations made by the Committee of
Experts on Corporate Governance
CMMT 07 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF ADDITIONAL
ARTICLE NUMBERS AND CHANGE IN MEETING TYPE
TO AGM. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BANKUNITED,INC. Agenda Number: 933987678
--------------------------------------------------------------------------------------------------------------------------
Security: 06652K103
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: BKU
ISIN: US06652K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TERE BLANCA Mgmt For For
AMBASSADOR SUE M. COBB Mgmt For For
EUGENE F. DEMARK Mgmt For For
MICHAEL J. DOWLING Mgmt For For
JOHN A. KANAS Mgmt For For
DOUGLAS J. PAULS Mgmt For For
RAJINDER P. SINGH Mgmt For For
SANJIV SOBTI, PH.D. Mgmt For For
A. ROBERT TOWBIN Mgmt For For
2 TO RATIFY THE AUDIT AND RISK COMMITTEE'S Mgmt For For
APPOINTMENT OF KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3 TO APPROVE THE BANKUNITED, INC. 2014 Mgmt For For
OMNIBUS EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
BARCLAYS PLC Agenda Number: 933953071
--------------------------------------------------------------------------------------------------------------------------
Security: 06738E204
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: BCS
ISIN: US06738E2046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE THE REPORTS OF THE DIRECTORS AND Mgmt For For
AUDITORS AND THE AUDITED ACCOUNTS FOR THE
YEAR ENDED 31 DECEMBER 2013.
2. TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT (OTHER THAN THE PART CONTAINING THE
DIRECTORS' REMUNERATION POLICY) FOR THE
YEAR ENDED 31 DECEMBER 2013.
3. TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY.
4. TO APPROVE A FIXED TO VARIABLE REMUNERATION Mgmt For For
RATIO OF 1:2 FOR 'REMUNERATION CODE STAFF'.
5. TO APPOINT MIKE ASHLEY AS A DIRECTOR OF THE Mgmt For For
COMPANY.
6. TO APPOINT WENDY LUCAS-BULL AS A DIRECTOR Mgmt For For
OF THE COMPANY.
7. TO APPOINT TUSHAR MORZARIA AS A DIRECTOR OF Mgmt For For
THE COMPANY
8. TO APPOINT FRITS VAN PAASSCHEN AS A Mgmt For For
DIRECTOR OF THE COMPANY.
9. TO APPOINT STEVE THIEKE AS A DIRECTOR OF Mgmt For For
THE COMPANY.
10. TO REAPPOINT TIM BREEDON AS A DIRECTOR OF Mgmt For For
THE COMPANY.
11. TO REAPPOINT REUBEN JEFFERY III AS A Mgmt For For
DIRECTOR OF THE COMPANY.
12. TO REAPPOINT ANTONY JENKINS AS A DIRECTOR Mgmt For For
OF THE COMPANY.
13. TO REAPPOINT DAMBISA MOYO AS A DIRECTOR OF Mgmt For For
THE COMPANY.
14. TO REAPPOINT SIR MICHAEL RAKE AS A DIRECTOR Mgmt For For
OF THE COMPANY.
15. TO REAPPOINT DIANE DE SAINT VICTOR AS A Mgmt For For
DIRECTOR OF THE COMPANY.
16. TO REAPPOINT SIR JOHN SUNDERLAND AS A Mgmt For For
DIRECTOR OF THE COMPANY.
17. TO REAPPOINT SIR DAVID WALKER AS A DIRECTOR Mgmt For For
OF THE COMPANY.
18. TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS OF THE COMPANY.
19. TO AUTHORISE THE DIRECTORS TO SET THE Mgmt For For
REMUNERATION OF THE AUDITORS.
20. TO AUTHORISE THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE POLITICAL DONATIONS
AND INCUR POLITICAL EXPENDITURE.
21. TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt For For
SECURITIES.
22. TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY Mgmt For For
SECURITIES FOR CASH OR TO SELL TREASURY
SHARES OTHER THAN ON A PRO RATA BASIS TO
SHAREHOLDERS.
23. TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY Mgmt For For
SECURITIES IN RELATION TO THE ISSUANCE OF
CONTINGENT EQUITY CONVERSION NOTES.
24. TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY Mgmt For For
SECURITIES FOR CASH OTHER THAN ON A PRO
RATA BASIS TO SHAREHOLDERS IN RELATION TO
THE ISSUANCE OF CONTINGENT EQUITY
CONVERSION NOTES.
25. TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES.
26. TO AUTHORISE THE DIRECTORS TO CALL GENERAL Mgmt For For
MEETINGS (OTHER THAN AN AGM) ON NOT LESS
THAN 14 CLEAR DAYS' NOTICE.
--------------------------------------------------------------------------------------------------------------------------
BARCLAYS PLC, LONDON Agenda Number: 705056491
--------------------------------------------------------------------------------------------------------------------------
Security: G08036124
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: GB0031348658
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Reports of the Directors and Mgmt For For
Auditors and the audited accounts for the
year ended 31 December 2013
2 To approve the Directors Remuneration Mgmt For For
Report other than the part containing the
Directors Remuneration Policy for the year
ended 31 December 2013
3 To approve the Directors Remuneration Mgmt For For
Policy
4 To approve a fixed to variable remuneration Mgmt For For
ratio of 1:2 for Remuneration Code Staff
5 To appoint Mike Ashley as a Director of the Mgmt For For
Company
6 To appoint Wendy Lucas-Bull as a Director Mgmt For For
of the Company
7 To appoint Tushar Morzaria as a Director of Mgmt For For
the Company
8 To appoint Frits van Paasschen as a Mgmt For For
Director of the Company
9 To appoint Steve Thieke as a Director of Mgmt For For
the Company
10 To reappoint Tim Breedon as a Director of Mgmt For For
the Company
11 To reappoint Reuben Jeffery III as a Mgmt For For
Director of the Company
12 To reappoint Antony Jenkins as a Director Mgmt For For
of the Company
13 To reappoint Dambisa Moyo as a Director of Mgmt For For
the Company
14 To reappoint Sir Michael Rake as a Director Mgmt For For
of the Company
15 To reappoint Diane de Saint Victor as a Mgmt For For
Director of the Company
16 To reappoint Sir John Sunderland as a Mgmt For For
Director of the Company
17 To reappoint Sir David Walker as a Director Mgmt For For
of the Company
18 To reappoint PricewaterhouseCoopers LLP as Mgmt For For
Auditors of the Company
19 To authorise the Directors to set the Mgmt For For
remuneration of the Auditors
20 To authorise the Company and its Mgmt For For
subsidiaries to make political donations
and incur political expenditure
21 To authorise the Directors to allot Mgmt Against Against
securities
22 To authorise the Directors to allot equity Mgmt For For
securities for cash or to sell treasury
shares other than on a pro rata basis to
shareholders
23 To authorise the Directors to allot equity Mgmt Against Against
securities in relation to the issuance of
contingent Equity Conversion Notes
24 To authorise the Directors to allot equity Mgmt Against Against
securities for cash other than on a pro
rata basis to shareholders in relation to
the issuance of contingent ECNs
25 To authorise the Company to purchase its Mgmt For For
own shares
26 To authorise the Directors to call general Mgmt For For
meetings other than an AGM on not less than
14 clear days notice
--------------------------------------------------------------------------------------------------------------------------
BARNES GROUP INC. Agenda Number: 933949399
--------------------------------------------------------------------------------------------------------------------------
Security: 067806109
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: B
ISIN: US0678061096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM S. BRISTOW, JR. Mgmt For For
PATRICK J. DEMPSEY Mgmt For For
HASSELL H. MCCLELLAN Mgmt For For
JOANNA SOHOVICH Mgmt For For
2. RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY (NON-BINDING) RESOLUTION TO Mgmt For For
APPROVE THE COMPANY'S EXECUTIVE
COMPENSATION.
4. APPROVE THE 2014 BARNES GROUP INC. STOCK Mgmt Against Against
AND INCENTIVE AWARD PLAN.
--------------------------------------------------------------------------------------------------------------------------
BASF SE, LUDWIGSHAFEN/RHEIN Agenda Number: 705064145
--------------------------------------------------------------------------------------------------------------------------
Security: D06216317
Meeting Type: AGM
Meeting Date: 02-May-2014
Ticker:
ISIN: DE000BASF111
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2013, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require share blocking. Registered
shares will be deregistered according to
trading activities or at the deregistration
date by the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent. Please contact your CSR
for further information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
17.04.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the approved Financial Non-Voting
Statements of BASF SE and the approved
Consolidated Financial Statements of the
BASF Group for the financial year 2013;
presentation of the Management's Analyses
of BASF SE and the BASF Group for the
financial year 2013 including the
explanatory reports on the data according
to Section 289 (4) and Section 315 (4) of
the German Commercial Code; presentation of
the Report of the Supervisory Board
2. Adoption of a resolution on the Mgmt No vote
appropriation of profit
3. Adoption of a resolution giving formal Mgmt No vote
approval to the actions of the members of
the Supervisory Board
4. Adoption of a resolution giving formal Mgmt No vote
approval to the actions of the members of
the Board of Executive Directors
5. Election of the auditor for the financial Mgmt No vote
year 2014: KPMG AG
6.1 Election of Supervisory Board members: Dame Mgmt No vote
Alison J. Carnwath
6.2 Election of Supervisory Board members: Mgmt No vote
Prof. Dr. Francois Diederich
6.3 Election of Supervisory Board members: Mgmt No vote
Michael Diekmann
6.4 Election of Supervisory Board members: Mgmt No vote
Franz Fehrenbach
6.5 Election of Supervisory Board members: Dr. Mgmt No vote
Juergen Hambrecht
6.6 Election of Supervisory Board members: Anke Mgmt No vote
Schaeferkordt
7. Resolution on the creation of new Mgmt No vote
authorized capital and amendment of the
Statutes
8.1 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit transfer agreement that
was concluded between BASF SE and BASF
Plant Science Company GmbH on December 13,
2013, will be approved
8.2 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit transfer agreement that
was concluded between BASF SE and BASF
Pigment GmbH on December 13, 2013, will be
approved
8.3 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit and loss transfer
agreement that was concluded between BASF
SE and BASF Immobilien-Gesellschaft mbH on
December 13, 2013, will be approved
8.4 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit and loss transfer
agreement that was concluded between BASF
SE and BASF Handels- und Exportgesellschaft
mbH on December 13, 2013, will be approved
8.5 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit and loss transfer
agreement that was concluded between BASF
SE and LUWOGE GmbH on December 6, 2013,
will be approved
8.6 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit and loss transfer
agreement that was concluded between BASF
SE and BASF Schwarzheide GmbH on November
28, 2013/December 13, 2013, will be
approved
8.7 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit transfer agreement that
was concluded between BASF SE and BASF
Coatings GmbH on October 24, 2013/ December
13, 2013, will be approved
8.8 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit transfer agreement that
was concluded between BASF SE and BASF
Polyurethanes GmbH on October 29, 2013/
December 13, 2013, will be approved
8.9 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit transfer agreement that
was concluded between BASF SE and BASF New
Business GmbH on December 13, 2013, will be
approved
--------------------------------------------------------------------------------------------------------------------------
BAYER AG, LEVERKUSEN Agenda Number: 704996668
--------------------------------------------------------------------------------------------------------------------------
Security: D0712D163
Meeting Type: AGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: DE000BAY0017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2013, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require share blocking. Registered
shares will be deregistered according to
trading activities or at the deregistration
date by the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent. Please contact your CSR
for further information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
14.04.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Mgmt Split 36% For Split
financial statements and the approved
consolidated financial statements, the
Combined Management Report, the report of
the Supervisory Board, the explanatory
report by the Board of Management on
takeover- related information,and the
proposal by the Board of Management on the
use of the distributable profit for the
fiscal year 2013, and resolution on the use
of the distributable profit
2. Ratification of the actions of the members Mgmt Split 36% For Split
of the Board of Management
3. Ratification of the actions of the members Mgmt Split 36% For Split
of the Supervisory Board
4.1 Supervisory Board elections: Dr. rer. nat. Mgmt Split 36% For Split
Simone Bagel-Trah
4.2 Supervisory Board elections: Prof. Dr. Dr. Mgmt Split 36% For Split
h. c. mult. Ernst-Ludwig Winnacker
5. Cancellation of the existing Authorized Mgmt Split 36% Against Split
Capital I, creation of new Authorized
Capital I with the option to disapply
subscription rights and amendment of
Article 4(2) of the Articles of
Incorporation
6. Cancellation of the existing Authorized Mgmt Split 36% Against Split
Capital II, creation of new Authorized
Capital II with the option to disapply
subscription rights and amendment of
Article 4(3) of the Articles of
Incorporation
7. Authorization to issue bonds with warrants Mgmt Split 36% Against Split
or convertible bonds, profit participation
certificates or income bonds (or a
combination of these instruments) and to
disapply subscription rights, creation of
new conditional capital while canceling the
existing conditional capital and amendment
of Article 4(4) of the Articles of
Incorporation
8.1 Authorization to acquire and use own shares Mgmt Split 36% For Split
with the potential disapplication of
subscription and other tender rights; use
of derivatives in the course of the
acquisition: Acquisition of own Shares
8.2 Authorization to acquire and use own shares Mgmt Split 36% For Split
with the potential disapplication of
subscription and other tender rights; use
of derivatives in the course of the
acquisition: Use of Derivatives
9.1 Approval of the control and profit and loss Mgmt Split 36% For Split
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer Business Services GmbH
9.2 Approval of the control and profit and loss Mgmt Split 36% For Split
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer Technology Services GmbH
9.3 Approval of the control and profit and loss Mgmt Split 36% For Split
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer US IP GmbH
9.4 Approval of the control and profit and loss Mgmt Split 36% For Split
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer Bitterfeld GmbH
9.5 Approval of the control and profit and loss Mgmt Split 36% For Split
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer Innovation GmbH
9.6 Approval of the control and profit and loss Mgmt Split 36% For Split
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer Real Estate GmbH
9.7 Approval of the control and profit and loss Mgmt Split 36% For Split
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Erste K-W-A Beteiligungsgesellschaft mbH
9.8 Approval of the control and profit and loss Mgmt Split 36% For Split
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Zweite K-W-A Beteiligungsgesellschaft mbH
10. Election of the auditor of the financial Mgmt Split 36% For Split
statements and for the review of the
half-yearly financial report:
PricewaterhouseCoopers Aktiengesellschaft
--------------------------------------------------------------------------------------------------------------------------
BAYERISCHE MOTOREN WERKE AG, MUENCHEN Agenda Number: 705086090
--------------------------------------------------------------------------------------------------------------------------
Security: D12096109
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: DE0005190003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 24 APR 2014, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 30 Non-Voting
APR 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the Company Financial Non-Voting
Statements and the Group Financial
Statements for the financial year ended 31
December 2013, as approved by the
Supervisory Board, together with the
Combined Company and Group Management
Report, the Explanatory Report of the Board
of Management on the information required
pursuant to section 289 (4) and section 315
(4) and section 289 (5) and section 315 (2)
no. 5 of the German Commercial Code (HGB)
and the Report of the Supervisory Board
2. Resolution on the utilisation of Mgmt For For
unappropriated profit
3. Ratification of the acts of the Board of Mgmt For For
Management
4. Ratification of the acts of the Supervisory Mgmt For For
Board
5. Election of the auditor: KPMG AG Mgmt For For
Wirtschaftsprufungsgesellschaft, Berlin
6.1 Election to the Supervisory Board: Mr. Mgmt For For
Franz Haniel
6.2 Election to the Supervisory Board: Mrs. Mgmt For For
Susanne Klatten
6.3 Election to the Supervisory Board: Mr Dr. Mgmt For For
h.c. Robert W. Lane
6.4 Election to the Supervisory Board: Mr Mgmt Split 37% For 63% Against Split
Wolfgang Mayrhuber
6.5 Election to the Supervisory Board: Mr Mgmt For For
Stefan Quandt
7. Resolution on a new authorisation to Mgmt For For
acquire and use the Company's own shares as
well as to exclude subscription rights
8. Resolution on the creation of Authorised Mgmt For For
Capital 2014 (non-voting preferred stock)
excluding the statutory subscription rights
of existing shareholders and amendment to
the Articles of Incorporation
9. Resolution on the approval of the Mgmt For For
compensation system for members of the
Board of Management
--------------------------------------------------------------------------------------------------------------------------
BEACH ENERGY LTD, ADELAIDE SA Agenda Number: 704806415
--------------------------------------------------------------------------------------------------------------------------
Security: Q13921103
Meeting Type: AGM
Meeting Date: 29-Nov-2013
Ticker:
ISIN: AU000000BPT9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 4 AND 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
1 Adoption of Remuneration Report Mgmt For For
2 Re-election of F G Moretti as a Director Mgmt For For
3 Re-election of J C Butler as a Director Mgmt For For
4 Renewal of Approval of the Beach Executive Mgmt For For
Incentive Plan
5 Approval of the participation of Mr R G Mgmt For For
Nelson, Managing Director, in the Beach
2013 Long Term Incentive Offer
--------------------------------------------------------------------------------------------------------------------------
BEIERSDORF AG, HAMBURG Agenda Number: 705001559
--------------------------------------------------------------------------------------------------------------------------
Security: D08792109
Meeting Type: AGM
Meeting Date: 17-Apr-2014
Ticker:
ISIN: DE0005200000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 27 MAR 2014, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 02 Non-Voting
APR 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Non-Voting
financial statements of Beiersdorf
Aktiengesellschaft and the approved
consolidated financial statements together
with the management reports of Beiersdorf
Aktiengesellschaft and the Group for fiscal
year 2013, the report by the Supervisory
Board, and the explanatory report by the
Executive Board on the information provided
in accordance with section 289 (4), 315 (4)
Handelsgesetzbuch (German Commercial Code,
HGB)
2. Resolution on the utilization of net Mgmt For For
retained profits :The Distributable Profit
In The Amount Of EUR 244,599,391.81 Shall
Be Appropriated As Follows: Payment Of A
Dividend Of EUR 0.70 Per No-Par Share EUR
85,826,103.01 Shall Be Carried To The
Revenue Reserves Ex-Dividend And Payable
Date: April 22, 2014
3. Resolution on the official approval of the Mgmt For For
actions of the members of the Executive
Board
4. Resolution on the official approval of the Mgmt For For
actions of the members of the Supervisory
Board
5. Election of the auditors for fiscal year Mgmt For For
2014: Ernst & Young GmbH
6.1 Election to the Supervisory Board: Michael Mgmt For For
Herz
6.2 Election to the Supervisory Board: Thomas Mgmt Against Against
Holzgreve
6.3 Election to the Supervisory Board: Dr. Dr. Mgmt For For
Christine Martel
6.4 Election to the Supervisory Board: Isabelle Mgmt For For
Parize
6.5 Election to the Supervisory Board: Prof. Mgmt Against Against
Dr. Reinhard Poellath
6.6 Election to the Supervisory Board: Poul Mgmt For For
Weihrauch
6.7 Election to the Supervisory Board: Beatrice Mgmt For For
Dreyfus
7. Resolution on the approval of amendments to Mgmt For For
existing profit and loss transfer
agreements
--------------------------------------------------------------------------------------------------------------------------
BHP BILLITON LTD, MELBOURNE VIC Agenda Number: 704745756
--------------------------------------------------------------------------------------------------------------------------
Security: Q1498M100
Meeting Type: AGM
Meeting Date: 21-Nov-2013
Ticker:
ISIN: AU000000BHP4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 7, 8 AND 9 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (7, 8 AND 9), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
1 To receive the 2013 Financial Statements Mgmt For For
and Reports for BHP Billiton
2 To appoint KPMG LLP as the auditor of BHP Mgmt For For
Billiton Plc
3 To authorise the Risk and Audit Committee Mgmt For For
to agree the remuneration of the auditor of
BHP Billiton Plc
4 To renew the general authority to issue Mgmt For For
shares in BHP Billiton Plc
5 To approve the authority to issue shares in Mgmt For For
BHP Billiton Plc for cash
6 To approve the repurchase of shares in BHP Mgmt For For
Billiton Plc
7 To approve the 2013 Remuneration Report Mgmt For For
8 To adopt new Long Term Incentive Plan Rules Mgmt For For
9 To approve grants to Andrew Mackenzie Mgmt For For
10 To elect Andrew Mackenzie as a Director of Mgmt For For
BHP Billiton
11 To re-elect Malcolm Broomhead as a Director Mgmt For For
of BHP Billiton
12 To re-elect Sir John Buchanan as a Director Mgmt For For
of BHP Billiton
13 To re-elect Carlos Cordeiro as a Director Mgmt For For
of BHP Billiton
14 To re-elect David Crawford as a Director of Mgmt For For
BHP Billiton
15 To re-elect Pat Davies as a Director of BHP Mgmt For For
Billiton
16 To re-elect Carolyn Hewson as a Director of Mgmt For For
BHP Billiton
17 To re-elect Lindsay Maxsted as a Director Mgmt For For
of BHP Billiton
18 To re-elect Wayne Murdy as a Director of Mgmt For For
BHP Billiton
19 To re-elect Keith Rumble as a Director of Mgmt For For
BHP Billiton
20 To re-elect John Schubert as a Director of Mgmt For For
BHP Billiton
21 To re-elect Shriti Vadera as a Director of Mgmt For For
BHP Billiton
22 To re-elect Jac Nasser as a Director of BHP Mgmt For For
Billiton
23 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: To elect Ian Dunlop
as a Director of BHP Billiton
--------------------------------------------------------------------------------------------------------------------------
BHP BILLITON PLC, LONDON Agenda Number: 704746657
--------------------------------------------------------------------------------------------------------------------------
Security: G10877101
Meeting Type: AGM
Meeting Date: 24-Oct-2013
Ticker:
ISIN: GB0000566504
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the 2013 Financial Statements Mgmt For For
and Reports for BHP Billiton
2 To appoint KPMG LLP as the auditor of BHP Mgmt For For
Billiton Plc
3 To authorise the Risk and Audit Committee Mgmt For For
to agree the remuneration of the auditor of
BHP Billiton Plc
4 To renew the general authority to issue Mgmt For For
shares in BHP Billiton Plc
5 To approve the authority to issue shares in Mgmt For For
BHP Billiton Plc for cash
6 To approve the repurchase of shares in BHP Mgmt For For
Billiton Plc
7 To approve the 2013 Remuneration Report Mgmt For For
8 To adopt new Long Term Incentive Plan Rules Mgmt For For
9 To approve grants to Andrew Mackenzie Mgmt For For
10 To elect Andrew Mackenzie as a Director of Mgmt For For
BHP Billiton
11 To re-elect Malcolm Broomhead as a Director Mgmt For For
of BHP Billiton
12 To re-elect Sir John Buchanan as a Director Mgmt For For
of BHP Billiton
13 To re-elect Carlos Cordeiro as a Director Mgmt For For
of BHP Billiton
14 To re-elect David Crawford as a Director of Mgmt For For
BHP Billiton
15 To re-elect Pat Davies as a Director of BHP Mgmt For For
Billiton
16 To re-elect Carolyn Hewson as a Director of Mgmt For For
BHP Billiton
17 To re-elect Lindsay Maxsted as a Director Mgmt For For
of BHP Billiton
18 To re-elect Wayne Murdy as a Director of Mgmt For For
BHP Billiton
19 To re-elect Keith Rumble as a Director of Mgmt For For
BHP Billiton
20 To re-elect John Schubert as a Director of Mgmt For For
BHP Billiton
21 To re-elect Shriti Vadera as a Director of Mgmt For For
BHP Billiton
22 To re-elect Jac Nasser as a Director of BHP Mgmt For For
Billiton
23 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: To elect Ian Dunlop
as a Director of BHP Billiton
--------------------------------------------------------------------------------------------------------------------------
BIOMERIEUX, MARCY L'ETOILE Agenda Number: 705184050
--------------------------------------------------------------------------------------------------------------------------
Security: F1149Y109
Meeting Type: MIX
Meeting Date: 28-May-2014
Ticker:
ISIN: FR0010096479
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 07 MAY 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL
LINK:https://balo.journal-officiel.gouv.fr/
pdf/2014/0418/201404181401199.pdf. PLEASE
NOTE THAT THIS IS A REVISION DUE TO RECEIPT
OF ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0507/201405071401605.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
O.1 APPROVAL OF THE ANNUAL CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31ST, 2013-APPROVAL OF NON-TAX
DEDUCTIBLE COSTS AND EXPENSES PURSUANT TO
ARTICLE 39-4 OF THE GENERAL TAX CODE
O.2 DISCHARGE OF DUTIES TO THE DIRECTORS Mgmt For For
O.3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31ST, 2013
O.4 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED ON DECEMBER 31ST, 2013 - DISTRIBUTION
OF THE DIVIDEND
O.5 APPROVAL OF THE REGULATED AGREEMENT ENTERED Mgmt For For
INTO BY THE COMPANY WITH THE SCI DE
L'ETOILE AND PRESENTED IN THE SPECIAL
REPORT OF THE STATUTORY AUDITORS
O.6 APPROVAL OF THE REGULATED AGREEMENT ENTERED Mgmt For For
INTO BY THE COMPANY WITH THE BIOMERIEUX
INC. AND PRESENTED IN THE SPECIAL REPORT OF
THE STATUTORY AUDITORS
O.7 ACKNOWLEDGEMENT OF THE CURRENT REGULATED Mgmt For For
AGREEMENTS ENTERED INTO BY THE COMPANY AND
PRESENTED IN THE SPECIAL REPORT OF THE
STATUTORY AUDITORS
O.8 RENEWAL OF TERM OF MR. ALAIN MERIEUX AS Mgmt For For
DIRECTOR
O.9 RENEWAL OF TERM OF MR. ALEXANDRE MERIEUX AS Mgmt For For
DIRECTOR
O.10 RENEWAL OF TERM OF MR. JEAN-LUC BELINGARD Mgmt For For
AS DIRECTOR
O.11 RENEWAL OF TERM OF MR. MICHELE PALLADINO AS Mgmt For For
DIRECTOR
O.12 RENEWAL OF TERM OF MR. PHILIPPE ARCHINARD Mgmt For For
AS DIRECTOR
O.13 APPOINTMENT OF MRS. AGNES LEMARCHAND AS NEW Mgmt For For
DIRECTOR
O.14 APPOINTMENT OF MR. PHILIPPE GILLET AS NEW Mgmt For For
DIRECTOR
O.15 APPOINTMENT OF MR. MICHEL ANGE AS CENSOR Mgmt Against Against
O.16 APPOINTMENT OF MR. HENRI THOMASSON AS Mgmt Against Against
CENSOR
O.17 ADVISORY REVIEW ON THE COMPENSATION OWED OR Mgmt For For
PAID TO MR. JEAN-LUC BELINGARD, PRESIDENT
AND CEO FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31ST, 2013
O.18 ADVISORY REVIEW ON THE COMPENSATION OWED OR Mgmt For For
PAID TO MR. ALEXANDRE MERIEUX, MANAGING
DIRECTOR FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31ST, 2013
O.19 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO ALLOW THE COMPANY TO PURCHASE
ITS OWN SHARES UP TO THE LEGAL LIMIT OF 10%
OF ITS CAPITAL AND THE MAXIMUM PURCHASE
PRICE PER SHARE SHALL NOT EXCEED EUROS 100,
EXCLUDING FEES
E.20 AMENDMENT TO ARTICLE 2 OF THE BYLAWS OF THE Mgmt For For
COMPANY IN ORDER TO ADD SERVICE AND
TRAINING BUSINESS
E.21 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE SHARE CAPITAL BY
CANCELLATION OF SHARES
E.22 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt Against Against
DIRECTORS TO USE THE DELEGATIONS DURING
PUBLIC OFFERINGS
E.23 POWERS TO ANY BEARER OF AN ORIGINAL OF THE Mgmt For For
MINUTES OF THIS MEETING TO CARRY OUT ALL
LEGAL FORMALITIES
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC. Agenda Number: 933980193
--------------------------------------------------------------------------------------------------------------------------
Security: 09247X101
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: BLK
ISIN: US09247X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ABDLATIF YOUSEF Mgmt For For
AL-HAMAD
1B. ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C. ELECTION OF DIRECTOR: PAMELA DALEY Mgmt For For
1D. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1E. ELECTION OF DIRECTOR: FABRIZIO FREDA Mgmt For For
1F. ELECTION OF DIRECTOR: MURRAY S. GERBER Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES GROSFELD Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID H. KOMANSKY Mgmt For For
1I. ELECTION OF DIRECTOR: SIR DERYCK MAUGHAN Mgmt For For
1J. ELECTION OF DIRECTOR: CHERYL D. MILLS Mgmt For For
1K. ELECTION OF DIRECTOR: MARCO ANTONIO SLIM Mgmt Split 14% For 86% Against Split
DOMIT
1L. ELECTION OF DIRECTOR: JOHN S. VARLEY Mgmt For For
1M. ELECTION OF DIRECTOR: SUSAN L. WAGNER Mgmt For For
2. APPROVAL OF THE AMENDMENT TO THE AMENDED Mgmt Split 86% For 14% Against Split
AND RESTATED BLACKROCK, INC. 1999 STOCK
AWARD AND INCENTIVE PLAN (THE "STOCK PLAN")
AND RE-APPROVAL OF THE PERFORMANCE GOALS
UNDER THE STOCK PLAN.
3. RE-APPROVAL OF THE PERFORMANCE GOALS SET Mgmt For For
FORTH IN THE AMENDED BLACKROCK, INC. 1999
ANNUAL INCENTIVE PERFORMANCE PLAN.
4. APPROVAL, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
OF THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS, AS DISCLOSED AND DISCUSSED IN THE
PROXY STATEMENT.
5. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS BLACKROCK'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
BM&F BOVESPA SA BOLSA DE VALORES, MERCADORIAS E FU Agenda Number: 704974799
--------------------------------------------------------------------------------------------------------------------------
Security: P73232103
Meeting Type: AGM
Meeting Date: 24-Mar-2014
Ticker:
ISIN: BRBVMFACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 To examine, discuss and vote the financial Mgmt No vote
statements relating to fiscal year ending
December 31, 2013
2 Destination of the year end results of 2013 Mgmt No vote
3 To set the remuneration for the members of Mgmt No vote
the board of directors and for the
executive committee related to 2014 fiscal
year
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BM&F BOVESPA SA BOLSA DE VALORES, MERCADORIAS E FU Agenda Number: 705066935
--------------------------------------------------------------------------------------------------------------------------
Security: P73232103
Meeting Type: EGM
Meeting Date: 07-Apr-2014
Ticker:
ISIN: BRBVMFACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To vote regarding the proposal for the Mgmt No vote
adoption of the BM and FBOVESPA Stock
Option Plan, in accordance with a proposal
from management
2 To vote regarding the amendment of the Mgmt No vote
following articles of the corporate bylaws
of the BM and FBOVESPA, in accordance with
a proposal from management, a. To amend
article 5, in such a way as to reflect the
cancellation of 80 million shares issued by
the Company, without a reduction of its
share capital, as approved by the Board of
Directors at the meeting that was held on
February 13, 2014, b. To amend article 16,
line e, in order that that provision comes
to cover stock option plans, c. To amend
c.1. Article 6, main part, c.2. Article 7,
main part and paragraphs 2, 3 and 4, c.3.
Article 8, paragraph 2, c.4. Article 12,
main part and paragraphs 1 through 8, c.5.
Article 13, main part and paragraphs 1 and
2, c.6. Article 14, c.7. Article 15, main
part and paragraphs 1 through 3, c.8.
Article 16, main part and line a, c.9.
CONTD
CONT CONTD Article 17, main part and paragraph Non-Voting
1, c.10. Article 18, main part and
paragraphs 1 and 2, c.11. Article 21, sole
paragraph, c.12. Article 22, main part and
paragraphs 3 and 4, c.13. Article 23,
paragraphs 2, 3 and 6, c.14. Article 24,
main part and paragraphs 2, 3 and 6, c.15.
Article 26, main part, c.16. Article 27,
main part, c.17. Article 29, lines a, d, e,
f, and l, c.18. Article 31, c.19, article
35, line l, c.20. Article 38, line f, c.21.
Article 43, paragraph 2, line b, c.22.
Article 47, line j, c.23. Article 49,
paragraph 1, line b, c.24. Article 50, sole
paragraph, lines a and c, c.25. Article 52,
main part, paragraphs 1, 4 and 5, c.26.
Article 53, paragraph 1, c.27. Article 54,
sole paragraph, c.28. Article 55,
paragraphs 3 through 6, c.29. Article 58,
main part, c.30. Article 62, paragraph 2,
c.31. CONTD
CONT CONTD Article 63, main part and paragraph Non-Voting
2, c.32. Article 64, main part, c.33.
Article 65, paragraphs 2 and 3, c.34.
Article 70, paragraph 1, line c, paragraph
4, line a and paragraph 5, lines c, d and
e, c.35. Article 71, c.36. Article 73, line
b, c.37. Article 74, c.38. Article 77, and
c.39. Article 79, for the purposes of
renumbering, orthographic corrections and
other adjustments to form and wording
--------------------------------------------------------------------------------------------------------------------------
BM&F BOVESPA SA BOLSA DE VALORES, MERCADORIAS E FU Agenda Number: 705176825
--------------------------------------------------------------------------------------------------------------------------
Security: P73232103
Meeting Type: EGM
Meeting Date: 13-May-2014
Ticker:
ISIN: BRBVMFACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS A POSTPONEMENT OF Non-Voting
THE MEETING HELD ON 07 APR 2014.
1 TO VOTE REGARDING THE PROPOSAL FOR THE Mgmt No vote
ADOPTION OF THE BM AND FBOVESPA STOCK
OPTION PLAN, IN ACCORDANCE WITH A PROPOSAL
FROM MANAGEMENT
2 TO VOTE REGARDING THE AMENDMENT OF THE Mgmt No vote
FOLLOWING ARTICLES OF THE CORPORATE BYLAWS
OF THE BM AND FBOVESPA, IN ACCORDANCE WITH
A PROPOSAL FROM MANAGEMENT, A. TO AMEND
ARTICLE 5, IN SUCH A WAY AS TO REFLECT THE
CANCELLATION OF 80 MILLION SHARES ISSUED BY
THE COMPANY, WITHOUT A REDUCTION OF ITS
SHARE CAPITAL, AS APPROVED BY THE BOARD OF
DIRECTORS AT THE MEETING THAT WAS HELD ON
FEBRUARY 13, 2014, B. TO AMEND ARTICLE 16,
LINE E, IN ORDER THAT THAT PROVISION COMES
TO COVER STOCK OPTION PLANS, C. TO AMEND
C.1. ARTICLE 6, MAIN PART, C.2. ARTICLE 7,
MAIN PART AND PARAGRAPHS 2, 3 AND 4, C.3.
ARTICLE 8, PARAGRAPH 2, C.4. ARTICLE 12,
MAIN PART AND PARAGRAPHS 1 THROUGH 8, C.5.
ARTICLE 13, MAIN PART AND PARAGRAPHS 1 AND
2, C.6. ARTICLE 14, C.7. ARTICLE 15, MAIN
PART AND PARAGRAPHS 1 THROUGH 3, C.8.
ARTICLE 16, MAIN PART AND LINE A, C.9CONTD
CONT CONTD . ARTICLE 17, MAIN PART AND PARAGRAPH Non-Voting
1, C.10. ARTICLE 18, MAIN PART AND
PARAGRAPHS 1 AND 2, C.11. ARTICLE 21, SOLE
PARAGRAPH, C.12. ARTICLE 22, MAIN PART AND
PARAGRAPHS 3 AND 4, C.13. ARTICLE 23,
PARAGRAPHS 2, 3 AND 6, C.14. ARTICLE 24,
MAIN PART AND PARAGRAPHS 2, 3 AND 6, C.15.
ARTICLE 26, MAIN PART, C.16. ARTICLE 27,
MAIN PART, C.17. ARTICLE 29, LINES A, D, E,
F, AND L, C.18. ARTICLE 31, C.19, ARTICLE
35, LINE L, C.20. ARTICLE 38, LINE F, C.21.
ARTICLE 43, PARAGRAPH 2, LINE B, C.22.
ARTICLE 47, LINE J, C.23. ARTICLE 49,
PARAGRAPH 1, LINE B, C.24. ARTICLE 50, SOLE
PARAGRAPH, LINES A AND C, C.25. ARTICLE 52,
MAIN PART, PARAGRAPHS 1, 4 AND 5, C.26.
ARTICLE 53, PARAGRAPH 1, C.27. ARTICLE 54,
SOLE PARAGRAPH, C.28. ARTICLE 55,
PARAGRAPHS 3 THROUGH 6, C.29. ARTICLE 58,
MAIN PART, C.30. ARTICLE 62, PARAGRAPH 2,
C.31. CONTD
CONT CONTD ARTICLE 63, MAIN PART AND PARAGRAPH Non-Voting
2, C.32. ARTICLE 64, MAIN PART, C.33.
ARTICLE 65, PARAGRAPHS 2 AND 3, C.34.
ARTICLE 70, PARAGRAPH 1, LINE C, PARAGRAPH
4, LINE A AND PARAGRAPH 5, LINES C, D AND
E, C.35. ARTICLE 71, C.36. ARTICLE 73, LINE
B, C.37. ARTICLE 74, C.38. ARTICLE 77, AND
C.39. ARTICLE 79, FOR THE PURPOSES OF
RENUMBERING, ORTHOGRAPHIC CORRECTIONS AND
OTHER ADJUSTMENTS TO FORM AND WORDING
--------------------------------------------------------------------------------------------------------------------------
BM&F BOVESPA SA BOLSA DE VALORES, MERCADORIAS E FU Agenda Number: 705299673
--------------------------------------------------------------------------------------------------------------------------
Security: P1R0U2138
Meeting Type: EGM
Meeting Date: 26-May-2014
Ticker:
ISIN: BRBVMFACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS A POSTPONEMENT OF Non-Voting
THE MEETING HELD ON 13 MAY 2014.
1 TO VOTE REGARDING THE AMENDMENT OF THE Mgmt No vote
FOLLOWING ARTICLES OF THE CORPORATE BYLAWS
OF THE BM AND FBOVESPA, IN ACCORDANCE WITH
A PROPOSAL FROM MANAGEMENT, A. TO AMEND
ARTICLE 5, IN SUCH A WAY AS TO REFLECT THE
CANCELLATION OF 80 MILLION SHARES ISSUED BY
THE COMPANY, WITHOUT A REDUCTION OF ITS
SHARE CAPITAL, AS APPROVED BY THE BOARD OF
DIRECTORS AT THE MEETING THAT WAS HELD ON
FEBRUARY 13, 2014, B. TO AMEND ARTICLE 16,
LINE E, IN ORDER THAT THAT PROVISION COMES
TO COVER STOCK OPTION PLANS, C. TO AMEND
C.1. ARTICLE 6, MAIN PART, C.2. ARTICLE 7,
MAIN PART AND PARAGRAPHS 2, 3 AND 4, C.3.
ARTICLE 8, PARAGRAPH 2, C.4. ARTICLE 12,
MAIN PART AND PARAGRAPHS 1 THROUGH 8, C.5.
ARTICLE 13, MAIN PART AND PARAGRAPHS 1 AND
2, C.6. ARTICLE 14, C.7. ARTICLE 15, MAIN
PART AND PARAGRAPHS 1 THROUGH 3, C.8.
ARTICLE 16, MAIN PART AND LINE A, C.9.
ARTICLE 17, MAIN PART AND PARAGRAPH 1,
C.10. ARTICLE 18, MAIN PART AND PARAGRAPHS
1 AND 2, C.11. ARTICLE 21, SOLE PARAGRAPH,
C.12. ARTICLE 22, MAIN PART AND PARAGRAPHS
3 AND 4, C.13. ARTICLE 23, PARAGRAPHS 2, 3
AND 6, C.14. ARTICLE 24, MAIN PART AND
PARAGRAPHS 2, 3 AND 6, C.15. ARTICLE 26,
MAIN PART, C.16. ARTICLE 27, MAIN PART,
C.17. ARTICLE 29, LINES A, D, E, F, AND L,
C.18. ARTICLE 31, C.19, ARTICLE 35, LINE L,
C.20. ARTICLE 38, LINE F, C.21. ARTICLE 43,
PARAGRAPH 2, LINE B, C.22. ARTICLE 47, LINE
J, C.23. ARTICLE 49, PARAGRAPH 1, LINE B,
C.24. ARTICLE 50, SOLE PARAGRAPH, LINES A
AND C, C.25. ARTICLE 52, MAIN PART,
PARAGRAPHS 1, 4 AND 5, C.26. ARTICLE 53,
PARAGRAPH 1, C.27. ARTICLE 54, SOLE
PARAGRAPH, C.28. ARTICLE 55, PARAGRAPHS 3
THROUGH 6, C.29. ARTICLE 58, MAIN PART,
C.30. ARTICLE 62, PARAGRAPH 2, C.31.
ARTICLE 63, MAIN PART AND PARAGRAPH 2,
C.32. ARTICLE 64, MAIN PART, C.33. ARTICLE
65, PARAGRAPHS 2 AND 3, C.34. ARTICLE 70,
PARAGRAPH 1, LINE C, PARAGRAPH 4, LINE A
AND PARAGRAPH 5, LINES C, D AND E, C.35.
ARTICLE 71, C.36. ARTICLE 73, LINE B, C.37.
ARTICLE 74, C.38. ARTICLE 77, AND C.39.
ARTICLE 79, FOR THE PURPOSES OF
RENUMBERING, ORTHOGRAPHIC CORRECTIONS AND
OTHER ADJUSTMENTS TO FORM AND WORDING
--------------------------------------------------------------------------------------------------------------------------
BNP PARIBAS SA, PARIS Agenda Number: 705027604
--------------------------------------------------------------------------------------------------------------------------
Security: F1058Q238
Meeting Type: MIX
Meeting Date: 14-May-2014
Ticker:
ISIN: FR0000131104
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 11 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0312/201403121400612.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0411/201404111401069.pdf, CHANGE IN
RECORD DATE FROM 07 MAY TO 08 MAY 2014 AND
MODIFICATION TO THE TEXT OF RESOLUTION
O.13. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
O.1 Approval of the annual corporate financial Mgmt For For
statements for the 2013 financial year
O.2 Approval of the consolidated financial Mgmt For For
statements for the 2013 financial year
O.3 Allocation of income for the financial year Mgmt For For
ended on December 31th, 2013 and dividend
distribution
O.4 Special report of the statutory auditors on Mgmt For For
the agreements and commitments pursuant to
articles l.225-38 et seq. Of the commercial
code
O.5 Authorization granted to BNP Paribas to Mgmt For For
repurchase its own shares
O.6 Renewal of term of Mr. Jean-Francois Mgmt For For
Lepetit as board member
O.7 Renewal of term of Mr. Baudouin Prot as Mgmt For For
board member
O.8 Renewal of term of Mrs. Fields Mgmt For For
Wicker-Miurin as board member
O.9 Ratification of the cooptation of Mrs. Mgmt For For
Monique Cohen as board member and renewal
of her term
O.10 Appointment of Mrs. Daniela Schwarzer as Mgmt For For
board member
O.11 Advisory vote on the compensation owed or Mgmt For For
paid to Mr. Baudouin Prot, chairman of the
board of directors for the 2013 financial
year - recommendation referred to in to
paragraph 24.3 of the code AFEP-MEDEF
O.12 Advisory vote on the compensation owed or Mgmt For For
paid to Mr. Jean-Laurent Bonnafe, CEO, for
the 2013 financial year - recommendation
referred to in to paragraph 24.3 of the
code AFEP-MEDEF
O.13 Advisory vote on the compensation owed or Mgmt For For
paid to Mr. Georges Chodron de Courcel, Mr.
Philippe Bordenave and Mr. Francois
Villeroy de Galhau, managing directors for
the 2013 financial year - recommendation
referred to in paragraph 24.3 of the code
AFEP-MEDEF
O.14 Advisory vote on the total amount of Mgmt For For
compensation of any kind paid to executive
officers and certain categories of staff
during the 2013 financial year-article
l.511-73 of the monetary and financial code
O.15 Setting the limitation on the variable part Mgmt For For
of the compensation of executive officers
and certain categories of staff-article
l.511-78 of the monetary and financial code
E.16 Issuance of common shares and securities Mgmt Split 52% For 48% Against Split
giving access to capital or entitling to
debt securities while maintaining
preferential subscription rights
E.17 Issuance of common shares and securities Mgmt Split 52% For 48% Against Split
giving access to capital or entitling to
debt securities with the cancellation of
preferential subscription rights
E.18 Issuance of common shares and securities Mgmt Split 52% For 48% Against Split
giving access to capital with the
cancellation of preferential subscription
rights, in consideration for stocks
contributed within the framework of public
exchange offers
E.19 Issuance of common shares or securities Mgmt Split 52% For 48% Against Split
giving access to capital with the
cancellation of preferential subscription
rights, in consideration for stock
contribution up to 10% of capital
E.20 Overall limitation on issuance Mgmt Split 52% For 48% Against Split
authorizations with the cancellation of
preferential subscription rights
E.21 Capital increase by incorporation of Mgmt For For
reserves or profits, share or contribution
premiums
E.22 Overall limitation on issuance Mgmt Split 52% For 48% Against Split
authorizations with or without preferential
subscription rights
E.23 Authorization to be granted to the board of Mgmt For For
directors to carry out transactions
reserved for members of the company savings
plan of BNP Paribas group which may take
the form of capital increases and/or sales
of reserved stocks
E.24 Authorization to be granted to the board of Mgmt For For
directors to reduce capital by cancellation
of shares
E.25 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BOC HONG KONG (HOLDINGS) LTD, HONG KONG Agenda Number: 705161280
--------------------------------------------------------------------------------------------------------------------------
Security: Y0920U103
Meeting Type: EGM
Meeting Date: 11-Jun-2014
Ticker:
ISIN: HK2388011192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0411/LTN20140411535.PDF
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0411/LTN20140411545.PDF
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 THAT THE CONTINUING CONNECTED TRANSACTIONS Mgmt For For
AND THE NEW CAP, AS DEFINED AND DESCRIBED
IN THE CIRCULAR DATED 31 DECEMBER 2013 TO
THE SHAREHOLDERS OF THE COMPANY, BE AND ARE
HEREBY CONFIRMED, APPROVED AND RATIFIED
--------------------------------------------------------------------------------------------------------------------------
BOC HONG KONG (HOLDINGS) LTD, HONG KONG Agenda Number: 705321898
--------------------------------------------------------------------------------------------------------------------------
Security: Y0920U103
Meeting Type: AGM
Meeting Date: 11-Jun-2014
Ticker:
ISIN: HK2388011192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 303061 DUE TO ADDITION OF
RESOLUTIONS [I.E. 3.D AND 3.E]. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT NOTE THAT THE COMPANY NOTICE AND PROXY FORM Non-Voting
ARE AVAILABLE BY CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0411/LTN20140411504.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0523/LTN20140523196.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0523/LTN20140523198.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0411/LTN20140411513.PDF
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
STATEMENT OF ACCOUNTS AND THE REPORTS OF
DIRECTORS AND OF THE AUDITOR OF THE COMPANY
FOR THE YEAR ENDED 31 DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.465 Mgmt For For
PER SHARE FOR THE YEAR ENDED 31 DECEMBER
2013
3.a TO RE-ELECT MR. TIAN GUOLI AS A DIRECTOR OF Mgmt For For
THE COMPANY
3.b TO RE-ELECT MR. HE GUANGBEI AS A DIRECTOR Mgmt For For
OF THE COMPANY
3.c TO RE-ELECT MR. LI ZAOHANG AS A DIRECTOR OF Mgmt For For
THE COMPANY
3.d TO RE-ELECT MR. ZHU SHUMIN AS A DIRECTOR OF Mgmt For For
THE COMPANY
3.e TO RE-ELECT MR. YUE YI AS A DIRECTOR OF THE Mgmt For For
COMPANY
4 TO RE-APPOINT ERNST & YOUNG AS AUDITOR OF Mgmt For For
THE COMPANY AND AUTHORISE THE BOARD OF
DIRECTORS OR A DULY AUTHORISED COMMITTEE OF
THE BOARD TO DETERMINE THE REMUNERATION OF
THE AUDITOR
5 TO GRANT A GENERAL MANDATE TO THE BOARD OF Mgmt Against Against
DIRECTORS TO ALLOT, ISSUE AND DEAL WITH
ADDITIONAL SHARES IN THE COMPANY, NOT
EXCEEDING 20% OR, IN THE CASE OF ISSUE OF
SHARES SOLELY FOR CASH AND UNRELATED TO ANY
ASSET ACQUISITION, NOT EXCEEDING 5% OF THE
TOTAL NUMBER OF SHARES OF THE COMPANY IN
ISSUE AS AT THE DATE OF PASSING THIS
RESOLUTION
6 TO GRANT A GENERAL MANDATE TO THE BOARD OF Mgmt For For
DIRECTORS TO BUY BACK SHARES IN THE
COMPANY, NOT EXCEEDING 10% OF THE TOTAL
NUMBER OF SHARES OF THE COMPANY IN ISSUE AS
AT THE DATE OF PASSING THIS RESOLUTION
7 CONDITIONAL ON THE PASSING OF RESOLUTIONS 5 Mgmt Against Against
AND 6, TO EXTEND THE GENERAL MANDATE
GRANTED BY RESOLUTION 5 BY ADDING THERETO
OF THE TOTAL NUMBER OF SHARES OF THE
COMPANY BOUGHT BACK UNDER THE GENERAL
MANDATE GRANTED PURSUANT TO RESOLUTION 6
8 TO APPROVE THE ADOPTION OF NEW ARTICLES OF Mgmt For For
ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
BORGWARNER INC. Agenda Number: 933941773
--------------------------------------------------------------------------------------------------------------------------
Security: 099724106
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: BWA
ISIN: US0997241064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JAN CARLSON Mgmt For For
1.2 ELECTION OF DIRECTOR: DENNIS C. CUNEO Mgmt For For
1.3 ELECTION OF DIRECTOR: VICKI L. SATO Mgmt For For
2 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY FOR 2014.
3 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION AS DISCLOSED IN THE
PROXY STATEMENT.
4 APPROVAL OF BORGWARNER INC. 2014 STOCK Mgmt For For
INCENTIVE PLAN.
5 AMENDMENT OF THE COMPANY'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION.
6 STOCKHOLDER PROPOSAL CONCERNING SIMPLE Shr For Against
MAJORITY VOTING.
--------------------------------------------------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION Agenda Number: 933950277
--------------------------------------------------------------------------------------------------------------------------
Security: 101137107
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: BSX
ISIN: US1011371077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRUCE L. BYRNES Mgmt For For
1B. ELECTION OF DIRECTOR: NELDA J. CONNORS Mgmt For For
1C. ELECTION OF DIRECTOR: KRISTINA M. JOHNSON Mgmt For For
1D. ELECTION OF DIRECTOR: EDWARD J. LUDWIG Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL F. MAHONEY Mgmt For For
1F. ELECTION OF DIRECTOR: ERNEST MARIO Mgmt For For
1G. ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: PETE M. NICHOLAS Mgmt For For
1I. ELECTION OF DIRECTOR: UWE E. REINHARDT Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID J. ROUX Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN E. SUNUNU Mgmt For For
2. TO CONSIDER AND VOTE UPON AN ADVISORY VOTE Mgmt For For
TO APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION.
3. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR 2006 GLOBAL EMPLOYEE STOCK OWNERSHIP
PLAN.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR.
5. TO CONSIDER AND VOTE UPON A STOCKHOLDER Shr Against For
PROPOSAL SUBMITTED BY THE PEOPLE FOR THE
ETHICAL TREATMENT OF ANIMALS CONCERNING
ACCOUNTABILITY IN ANIMAL EXPERIMENTATION.
--------------------------------------------------------------------------------------------------------------------------
BOUYGUES, PARIS Agenda Number: 705003806
--------------------------------------------------------------------------------------------------------------------------
Security: F11487125
Meeting Type: MIX
Meeting Date: 24-Apr-2014
Ticker:
ISIN: FR0000120503
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 09 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0305/201403051400518.pdf.PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0409/201404091401041.pdf AND CHANGE IN
RECORD DATE FROM 17 APR 14 TO 16 APR 14. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
O.1 Approval of the annual corporate financial Mgmt For For
statements and transactions for the
financial year ended on December 31, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements and transactions for the
financial year ended on December 31, 2013
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Approval of the regulated agreements and Mgmt Against Against
commitments
O.5 Renewal of term of Mr. Herve Le Bouc as Mgmt Against Against
Board member
O.6 Renewal of term of Mr. Helman le Pas de Mgmt For For
Secheval as Board member
O.7 Renewal of term of Mr. Nonce Paolini as Mgmt Against Against
Board member
O.8 Review and approval of the components of Mgmt For For
the compensation owed or paid to Mr. Martin
Bouygues for the 2013 financial year
O.9 Review and approval of the components of Mgmt For For
the compensation owed or paid to Mr.
Olivier Bouygues for the 2013 financial
year
O.10 Authorization granted to the Board of Mgmt Against Against
Directors to allow the Company to trade in
its own shares
E.11 Authorization granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of treasury shares of the
Company
E.12 Authorization granted to the Board of Mgmt Against Against
Directors to grant share subscription or
purchase options
E.13 Delegation of authority granted to the Mgmt Against Against
Board of Directors to issue share
subscription warrants during public
offering period involving shares of the
Company
E.14 Authorization granted to the Board of Mgmt Against Against
Directors to use the delegations and
authorizations to increase share capital
during public offering period involving
shares of the Company
E.15 Amendment to Article 13 of the bylaws to Mgmt For For
authorizing the appointment of Board
members representing employees
E.16 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BRENNTAG AG, MUEHLHEIM/RUHR Agenda Number: 705265393
--------------------------------------------------------------------------------------------------------------------------
Security: D12459109
Meeting Type: AGM
Meeting Date: 17-Jun-2014
Ticker:
ISIN: DE000A1DAHH0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT BY JUDGEMENT OF OLG Non-Voting
COLOGNE RENDERED ON JUNE 6, 2012, ANY
SHAREHOLDER WHO HOLDS AN AGGREGATE TOTAL OF
3 PERCENT OR MORE OF THE OUTSTANDING SHARE
CAPITAL MUST REGISTER UNDER THEIR
BENEFICIAL OWNER DETAILS BEFORE THE
APPROPRIATE DEADLINE TO BE ABLE TO VOTE.
FAILURE TO COMPLY WITH THE DECLARATION
REQUIREMENTS AS STIPULATED IN SECTION 21 OF
THE SECURITIES TRADE ACT (WPHG) MAY PREVENT
THE SHAREHOLDER FROM VOTING AT THE GENERAL
MEETINGS. THEREFORE, YOUR CUSTODIAN MAY
REQUEST THAT WE REGISTER BENEFICIAL OWNER
DATA FOR ALL VOTED ACCOUNTS WITH THE
RESPECTIVE SUB CUSTODIAN. IF YOU REQUIRE
FURTHER INFORMATION WHETHER OR NOT SUCH BO
REGISTRATION WILL BE CONDUCTED FOR YOUR
CUSTODIANS ACCOUNTS, PLEASE CONTACT YOUR
CSR.
THE SUB CUSTODIANS HAVE ADVISED THAT VOTED Non-Voting
SHARES ARE NOT BLOCKED FOR TRADING PURPOSES
I.E. THEY ARE ONLY UNAVAILABLE FOR
SETTLEMENT. REGISTERED SHARES WILL BE
DEREGISTERED AT THE DEREGISTRATION DATE BY
THE SUB CUSTODIANS. IN ORDER TO
DELIVER/SETTLE A VOTED POSITION BEFORE THE
DEREGISTRATION DATE A VOTING INSTRUCTION
CANCELLATION AND DE-REGISTRATION REQUEST
NEEDS TO BE SENT TO YOUR CSR OR CUSTODIAN.
PLEASE CONTACT YOUR CSR FOR FURTHER
INFORMATION.
THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 02 Non-Voting
JUN 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORT FOR THE 2013 FINANCIAL
YEAR WITH THE REPORT OF THE SUPERVISORY
BOARD, THE GROUP FINANCIAL STATEMENTS AND
GROUP ANNUAL REPORT AS WELL AS THE REPORT
BY THE BOARD OF MDS PURSUANT TO SECTIONS
289(4) AND 315(4) OF THE GERMAN COMMERCIAL
CODE
2. RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
DISTRIBUTABLE PROFIT THE DISTRIBUTABLE
PROFIT IN THE AMOUNT OF EUR 133,900,000
SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT
OF A DIVIDEND OF EUR 2.60 PER NO-PAR SHARE
EX-DIVIDEND AND PAYABLE DATE: JUNE 18, 2014
3. RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS
4. RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD
5. APPOINTMENT OF AUDITORS THE FOLLOWING Mgmt For For
ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS
AND GROUP AUDITORS FOR THE 2014 FINANCIAL
YEAR AND FOR THE REVIEW OF THE INTERIM
HALF-YEAR FINANCIAL STATEMENTS:
PRICEWATERHOUSECOOPERS AG, DUSSELDORF
6. RESOLUTION ON THE INCREASE OF THE SHARE Mgmt For For
CAPITAL THROUGH THE COMPANY CAPITAL AS WELL
AS THE APPROPRIATE AMENDMENTS TO THE
ARTICLES OF ASSOCIATION THE COMPANY'S SHARE
CAPITAL OF EUR 51,500,000 SHALL BE
INCREASED TO EUR 154,500,000 THROUGH THE
CONVERSION OF CAPITAL RESERVES OF EUR
103,000,000 AND THE CORRESPONDING ISSUE OF
103,000,000 NEW BEARER NO-PAR SHARES WITH
DIVIDEND ENTITLEMENT BEGINNING WITH THE
2014 FINANCIAL YEAR. THE NEW SHARES SHALL
BE ISSUED TO THE SHAREHOLDERS AT A RATIO OF
1:2
7. RESOLUTION ON THE CREATION OF NEW Mgmt For For
AUTHORIZED CAPITAL AND THE AMENDMENT TO THE
ARTICLES OF ASSOCIATION THE EXISTING
AUTHORIZED CAPITAL SHALL BE REVOKED. THE
BOARD OF MDS SHALL BE AUTHORIZED, WITH THE
CONSENT OF THE SUPERVISORY BOARD, TO
INCREASE THE SHARE CAPITAL BY UP TO EUR
77,250,000 THROUGH THE ISSUE OF UP TO
77,250,000 NEW BEARER NO-PAR SHARES AGAINST
CONTRIBUTIONS IN CASH AND/OR KIND ON OR
BEFORE JUNE 16, 2019. SHAREHOLDERS'
SUBSCRIPTION RIGHTS MAY BE EXCLUDED FOR A
CAPITAL INCREASE AGAINST CASH PAYMENT OF UP
TO 10 PERCENT OF THE SHARE CAPITAL IF THE
SHARES ARE ISSUED AT A PRICE NOT MATERIALLY
BELOW THE MARKET PRICE OF IDENTICAL SHARES,
FOR THE ISSUE OF EMPLOYEE SHARES, FOR A
CAPITAL INCREASE AGAINST PAYMENT IN KIND,
THE SATISFACTION OF OPTION AND/OR
CONVERSION RIGHTS, AND FOR RESIDUAL AMOUNTS
8. RESOLUTION ON THE AUTHORIZATION TO ISSUE Mgmt For For
CONVERTIBLE AND/OR WARRANT BONDS, THE
CREATION OF CONTINGENT CAPITAL, AND THE
CORRESPONDING AMENDMENT TO THE ARTICLES OF
ASSOCIATION THE EXISTING AUTHORIZATION
ADOPTED BY THE SHAREHOLDERS' MEETING OF
MARCH 19, 2010, TO ISSUE BONDS AND TO
CREATE A CORRESPONDING CONTINGENT CAPITAL
SHALL BE REVOKED. THE BOARD OF MDS SHALL BE
AUTHORIZED, WITH THE CONSENT OF THE
SUPERVISORY BOARD, TO ISSUE BONDS OF UP TO
EUR 2,000,000,000 CONFERRING CONVERSION
AND/OR OPTION RIGHTS FOR SHARES OF THE
COMPANY ON OR BEFORE JUNE 16, 2019.
SHAREHOLDERS' SUBSCRIPTION RIGHTS MAY BE
EXCLUDED. THE COMPANY'S SHARE CAPITAL SHALL
BE INCREASED ACCORDINGLY BY UP TO EUR
25,750,000 THROUGH THE ISSUE OF UP TO
25,750,000 NEW REGISTERED NO-PAR SHARES,
INSOFAR AS CONVERSION AND/OR OPTION RIGHTS
ARE EXERCISED (CONTINGENT CAPITAL 2014)
9. AUTHORIZATION TO ACQUIRE OWN SHARES THE Mgmt For For
COMPANY SHALL BE AUTHORIZED TO ACQUIRE OWN
SHARES OF UP TO 10 PERCENT OF THE COMPANY'S
SHARE CAPITAL, AT A PRICE DIFFERING NEITHER
MORE THAN 10 PERCENT FROM THE MARKET PRICE
OF THE SHARES ON OR BEFORE JUNE 30, 2019.
THE BOARD OF MDS SHALL BE AUTHORIZED TO
DISPOSE OF THE SHARES IN A MANNER OTHER
THAN THE STOCK EXCHANGE OR AN OFFER TO ALL
SHAREHOLDERS IF THE SHARES ARE SOLD AT A
PRICE NOT MATERIALLY BELOW THEIR MARKET
PRICE, TO USE THE SHARES IN CONNECTION WITH
MERGERS AND ACQUISITIONS OR FOR SATISFYING
CONVERSION OR OPTION RIGHTS, AND TO RETIRE
THE SHARES.
10. APPROVAL OF THE AMENDMENTS TO THE EXISTING Mgmt For For
PROFIT TRANSFER AGREEMENT WITH THE
COMPANY'S SUBSIDIARY BRENNTAG HOLDING GMBH
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 933943462
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L. ANDREOTTI Mgmt For For
1B. ELECTION OF DIRECTOR: L.B. CAMPBELL Mgmt For For
1C. ELECTION OF DIRECTOR: J.M. CORNELIUS Mgmt For For
1D. ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Mgmt For For
1E. ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt For For
1F. ELECTION OF DIRECTOR: A.J. LACY Mgmt For For
1G. ELECTION OF DIRECTOR: T.J. LYNCH, JR., M.D. Mgmt For For
1H. ELECTION OF DIRECTOR: D.C. PALIWAL Mgmt For For
1I. ELECTION OF DIRECTOR: V.L. SATO, PH.D. Mgmt For For
1J. ELECTION OF DIRECTOR: G.L. STORCH Mgmt For For
1K. ELECTION OF DIRECTOR: T.D. WEST, JR. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
4. SIMPLE MAJORITY VOTE. Shr For
--------------------------------------------------------------------------------------------------------------------------
BRITISH SKY BROADCASTING GROUP PLC, ISLEWORTH MIDD Agenda Number: 704781409
--------------------------------------------------------------------------------------------------------------------------
Security: G15632105
Meeting Type: AGM
Meeting Date: 22-Nov-2013
Ticker:
ISIN: GB0001411924
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the financial statements for the Mgmt For For
year ended 30 June 2013, together with the
report of the Directors and Auditors
2 To declare a final dividend for the year Mgmt For For
ended 30 June 2013
3 To reappoint Chase Carey as a Director Mgmt For For
4 To reappoint Tracy Clarke as a Director Mgmt For For
5 To reappoint Jeremy Darroch as a Director Mgmt For For
6 To reappoint David F. DeVoe as a Director Mgmt For For
7 To reappoint Nick Ferguson as a Director Mgmt For For
8 To reappoint Martin Gilbert as a Director Mgmt For For
9 To reappoint Adine Grate as a Director Mgmt For For
10 To reappoint Andrew Griffith as a Director Mgmt For For
11 To reappoint Andy Higginson as a Director Mgmt For For
12 To reappoint Dave Lewis as a Director Mgmt For For
13 To reappoint James Murdoch as a Director Mgmt For For
14 To reappoint Matthieu Pigasse as a Director Mgmt For For
15 To reappoint Danny Rimer as a Director Mgmt For For
16 To reappoint Arthur Siskind as a Director Mgmt For For
17 To reappoint Andy Sukawaty as a Director Mgmt For For
18 To reappoint Deloitte LLP as Auditors of Mgmt For For
the Company and to authorise the Directors
to agree their remuneration
19 To approve the report on Directors Mgmt Split 80% For 20% Against Split
remuneration for the year ended 30 June
2013
20 To authorise the Company and its Mgmt For For
subsidiaries to make political donations
and incur political expenditure
21 To authorise the Directors to allot shares Mgmt For For
under Section 551 of the Companies Act 2006
22 To disapply statutory pre-emption rights Mgmt For For
23 To allow the Company to hold general Mgmt Split 20% For 80% Against Split
meetings (other than annual general
meetings) on 14 days' notice
24 To authorise the Directors to make Mgmt For For
on-market purchases
25 To authorise the Directors to make Mgmt For For
off-market purchases
26 To approve the Twenty-First Century Fox Mgmt For For
Agreement as a related party transaction
under the Listing Rules
27 To approve the British Sky Broadcasting Mgmt For For
Group plc 2013 Sharesave Scheme Rules
--------------------------------------------------------------------------------------------------------------------------
BROADCOM CORPORATION Agenda Number: 933953956
--------------------------------------------------------------------------------------------------------------------------
Security: 111320107
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: BRCM
ISIN: US1113201073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. FINOCCHIO, JR Mgmt For For
NANCY H. HANDEL Mgmt For For
EDDY W. HARTENSTEIN Mgmt For For
MARIA M. KLAWE, PH.D. Mgmt For For
JOHN E. MAJOR Mgmt For For
SCOTT A. MCGREGOR Mgmt For For
WILLIAM T. MORROW Mgmt For For
HENRY SAMUELI, PH.D. Mgmt For For
ROBERT E. SWITZ Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt Against Against
COMPANY'S NAMED EXECUTIVE OFFICERS
DESCRIBED IN THE PROXY STATEMENT.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
BRUKER CORPORATION Agenda Number: 933990055
--------------------------------------------------------------------------------------------------------------------------
Security: 116794108
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: BRKR
ISIN: US1167941087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: STEPHEN W. FESIK Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
3. ADVISORY VOTE TO APPROVE COMPENSATION PAID Mgmt For For
TO OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
BURBERRY GROUP PLC Agenda Number: 704614278
--------------------------------------------------------------------------------------------------------------------------
Security: G1699R107
Meeting Type: AGM
Meeting Date: 12-Jul-2013
Ticker:
ISIN: GB0031743007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the audited accounts for the Mgmt For For
year ended 31 March 2013 together with the
Directors and Auditors reports
2 To approve the Directors Remuneration Mgmt For For
Report for the year ended 31 March 2013
3 To declare a final dividend of 21.0p per Mgmt For For
Ordinary Share for the year ended 31 March
2013
4 To re-elect Sir John Peace as a director of Mgmt For For
the Company
5 To re-elect Angela Ahrendts as a director Mgmt For For
of the Company
6 To re-elect Philip Bowman as a director of Mgmt For For
the Company
7 To re-elect Ian Carter as a director of the Mgmt For For
Company
8 To re-elect Stephanie George as a director Mgmt For For
of the Company
9 To re-elect John Smith as a director of the Mgmt For For
Company
10 To re-elect David Tyler as a director of Mgmt For For
the Company
11 To elect Carol Fairweather as a director of Mgmt For For
the Company
12 To reappoint PricewaterhouseCoopers LLP as Mgmt For For
Auditors of the Company
13 To authorise the Audit Committee of the Mgmt For For
Company to determine the Auditors
remuneration
14 To authorise political donations and Mgmt For For
expenditure by the Company and its
subsidiaries
15 To authorise the directors to allot shares Mgmt For For
16 To renew the directors authority to Mgmt For For
disapply pre-emption rights
17 To authorise the Company to purchase its Mgmt For For
own ordinary shares
18 To authorise the directors to call general Mgmt For For
meetings other than an annual general
meeting on not less than 14 clear days'
notice
--------------------------------------------------------------------------------------------------------------------------
CAE INC. Agenda Number: 933855249
--------------------------------------------------------------------------------------------------------------------------
Security: 124765108
Meeting Type: Annual
Meeting Date: 08-Aug-2013
Ticker: CAE
ISIN: CA1247651088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARC PARENT Mgmt For For
BRIAN E. BARENTS Mgmt For For
MICHAEL M. FORTIER Mgmt For For
PAUL GAGNE Mgmt For For
JAMES F. HANKINSON Mgmt For For
JOHN P. MANLEY Mgmt For For
PETER J. SCHOOMAKER Mgmt For For
ANDREW J. STEVENS Mgmt For For
KATHARINE B. STEVENSON Mgmt For For
KATHLEEN E. WALSH Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS, LLP Mgmt For For
AS AUDITORS AND AUTHORIZATION OF THE
DIRECTORS TO FIX THEIR REMUNERATION.
03 CONSIDERING AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION ON EXECUTIVE COMPENSATION.
04 CONSIDERING AND APPROVING A RESOLUTION (SEE Mgmt For For
"BUSINESS OF THE MEETING - BY-LAW
AMENDMENT" IN THE ACCOMPANYING MANAGEMENT
PROXY CIRCULAR) ESTABLISHING AN ADVANCE
NOTICE BY-LAW AMENDMENT TO CAE'S GENERAL
BY-LAW, AS IS SET FORTH IN APPENDIX C TO
THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
CAIXABANK S.A., BARCELONA Agenda Number: 705070617
--------------------------------------------------------------------------------------------------------------------------
Security: E2427M123
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: ES0140609019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 25 APR 2014. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 Approval of the individual and consolidated Mgmt For For
Annual Accounts and the respective
Management Reports for the year ending on
December 31, 2013
2 Approval of the management performance by Mgmt For For
the Board of Directors during the financial
year ending December 31, 2013
3 Approval of the proposed distribution of Mgmt For For
profit for the year ending December 31,
2013
4 Re-election of the Accounts Auditor for the Mgmt For For
Company and its consolidated group for
2015: Deloitte
5.1 Ratification and appointment of Mr. Antonio Mgmt For For
Sainz de Vicuna Barroso as Board member
5.2 Re-election of Mr. David K.P. Li as Board Mgmt For For
member
5.3 Re-election of Mr. Alain Minc as Board Mgmt For For
member
5.4 Re-election of Mr. Juan Rosell Lastortras Mgmt For For
as Board member
5.5 Appointment of Ms. Maria Amparo Moraleda Mgmt For For
Martinez as Board member
6 Amendment of Article 1 ("Company name. Mgmt For For
Indirect exercise") of the Articles of
Association, removing the reference to the
indirect exercise in the title, and
amendment of section 2 in order to suppress
that the Company is the bank through which
Caixa d'Estalvis i Pensions de Barcelona
indirectly exercises its business as a
credit entity, all effective as of the
transformation of Caixa d'Estalvis i
Pensions de Barcelona into a banking
foundation. Subsequent amendment of article
2 ("Corporate object") of the Articles of
Association
7.1 Capital increases charged to reserves: Mgmt For For
Approval of an increase of share capital in
an amount determinable according to the
terms of the resolution, by issuing new
common shares with a par value of one (1)
euro each, of the same class and series as
those currently outstanding, charged to
voluntary reserves, offering the
shareholders the possibility of selling the
free subscription rights to the Company
itself or on the market. Allocation of
non-distributable reserves. Granting of
powers to the Board of Directors, with
authorisation to delegate in turn to the
Executive Committee, to set the date on
which the capital increase will be made,
and all other terms of the increase where
not provided for by the General Meeting, in
accordance with Article 297.1.a) of Royal
Legislative Decree 1/2010, of 2 July,
approving the CONTD
CONT CONTD redrafted text of the Corporate Non-Voting
Enterprises Act ("Corporate Enterprises
Act"). Request for the competent bodies to
admit negotiation of the new shares on the
Stock Exchanges of Barcelona, Bilbao,
Madrid and Valencia, through the Continuous
Market System
7.2 Capital increases charged to reserves: Mgmt For For
Approval of a second increase of share
capital in an amount determinable according
to the terms of the resolution, by issuing
new common shares with a par value of one
(1) euro each, of the same class and series
as those currently outstanding, charged to
voluntary reserves, offering the
shareholders the possibility of selling the
free subscription rights to the Company
itself or on the market. Allocation of
non-distributable reserves. Granting of
powers to the Board of Directors, with
authorisation to delegate in turn to the
Executive Committee, to set the date on
which the capital increase will be made,
and all other terms of the increase where
not provided for by the General Meeting,
all in accordance with Article 297.1.a) of
the Corporate Enterprises Act. Request to
the competent CONTD
CONT CONTD bodies to admit negotiation of the Non-Voting
new shares on the Stock Exchanges of
Barcelona, Bilbao, Madrid and Valencia,
through the Continuous Market System
7.3 Capital increases charged to reserves: Mgmt For For
Approval of a third increase of share
capital in an amount determinable according
to the terms of the resolution, by issuing
new common shares with a par value of one
(1) euro each, of the same class and series
as those currently outstanding, charged to
voluntary reserves, offering the
shareholders the possibility of selling the
free subscription rights to the Company
itself or on the market. Allocation of
non-distributable reserves. Granting of
powers to the Board of Directors, with
authorisation to delegate in turn to the
Executive Committee, to set the date on
which the capital increase will be made,
and all other terms of the increase where
not provided for by the General Meeting,
all in accordance with Article 297.1.a) of
the Corporate Enterprises Act. Request to
the competent CONTD
CONT CONTD bodies to admit negotiation of the Non-Voting
new shares on the Stock Exchanges of
Barcelona, Bilbao, Madrid and Valencia,
through the Continuous Market System
7.4 Capital increases charged to reserves: Mgmt For For
Approval of a fourth increase of share
capital in an amount determinable according
to the terms of the resolution, by issuing
new common shares with a par value of one
(1) euro each, of the same class and series
as those currently outstanding, charged to
voluntary reserves, offering the
shareholders the possibility of selling the
free subscription rights to the Company
itself or on the market. Allocation of
non-distributable reserves. Granting of
powers to the Board of Directors, with
authorisation to delegate in turn to the
Executive Committee, to set the date on
which the capital increase will be made,
and all other terms of the increase where
not provided for by the General Meeting,
all in accordance with Article 297.1.a) of
the Corporate Enterprises Act. Request to
the competent CONTD
CONT CONTD bodies to admit negotiation of the Non-Voting
new shares on the Stock Exchanges of
Barcelona, Bilbao, Madrid and Valencia,
through the Continuous Market System
8 Establishment of the Board members' Mgmt For For
remuneration
9 Delivery of Company shares to the Deputy Mgmt For For
Chairman and Chief Executive Officer and
the senior executives (altos directivos) as
part of the variable remuneration scheme of
the Company
10 Approval of the maximum level of variable Mgmt For For
remuneration that may be earned by
employees whose professional activities
have a significant impact on the Company's
risk profile
11 Authorisation and delegation of powers to Mgmt For For
interpret, correct, supplement, implement
and develop the resolutions adopted by the
Meeting, and delegation of powers to
notarise those resolutions in public deeds,
register them and, if applicable, correct
them
12 Consultative vote regarding the Annual Mgmt For For
Report on Remuneration of the members of
the Board of Directors for the 2013
financial year
13 Communication of the audited balance sheets Non-Voting
forming the basis for the approval by the
Board of Directors at its respective
meetings of 25 July 2013, 26 September
2013, 21 November 2013 and 27 February 2014
of the terms and implementation of the
resolutions for capital increases against
reserves approved at the Company's General
Meeting held on 25 April 2013, under
sections 1, 2, 3 and 4 of Item 7 of the
Agenda, in the context of the shareholder
remuneration scheme called the
"Dividend/Share Programme". Terms for
execution of the said increases
CMMT SHAREHOLDERS HOLDING LESS THAN "1000" Non-Voting
SHARES (MINIMUM SHAREHOLDINGS TO ATTEND THE
MEETING) MAY GRANT A PROXY TO ANOTHER
SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR
GROUP THEM TO REACH AT LEAST THAT NUMBER,
GIVING REPRESENTATION TO A SHAREHOLDER OF
THE GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING.
CMMT 03 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AUDITOR NAME FOR
RESOLUTION NO. 4. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CAMECO CORPORATION Agenda Number: 933975596
--------------------------------------------------------------------------------------------------------------------------
Security: 13321L108
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: CCJ
ISIN: CA13321L1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 YOU DECLARE THAT THE SHARES REPRESENTED BY Shr For Against
THIS VOTING INSTRUCTION FORM ARE HELD,
BENEFICIALLY OWNED OR CONTROLLED, EITHER
DIRECTLY OR INDIRECTLY, BY A RESIDENT OF
CANADA AS DEFINED ON THE FORM. IF THE
SHARES ARE HELD IN THE NAMES OF TWO OR MORE
PEOPLE, YOU DECLARE THAT ALL OF THESE
PEOPLE ARE RESIDENTS OF CANADA.
02 DIRECTOR
IAN BRUCE Mgmt For For
DANIEL CAMUS Mgmt For For
JOHN CLAPPISON Mgmt For For
JOE COLVIN Mgmt For For
JAMES CURTISS Mgmt For For
DONALD DERANGER Mgmt For For
CATHERINE GIGNAC Mgmt For For
TIM GITZEL Mgmt For For
JAMES GOWANS Mgmt For For
NANCY HOPKINS Mgmt For For
ANNE MCLELLAN Mgmt For For
NEIL MCMILLAN Mgmt For For
VICTOR ZALESCHUK Mgmt For For
03 APPOINT KPMG LLP AS AUDITORS Mgmt For For
04 RESOLVED, ON AN ADVISORY BASIS AND NOT TO Mgmt For For
DIMINISH THE ROLE AND RESPONSIBILITIES OF
THE BOARD OF DIRECTORS, THAT THE
SHAREHOLDER ACCEPT THE APPROACH TO
EXECUTIVE COMPENSATION DISCLOSED IN
CAMECO'S MANAGEMENT PROXY CIRCULAR
DELIVERED IN ADVANCE OF THE 2014 ANNUAL
MEETING OF SHAREHOLDERS.
05 RESOLVED, THAT THE AMENDED AND RESTATED Mgmt For For
BYLAW NO. 7 OF CAMECO CORPORATION, AS
APPROVED BY THE BOARD ON FEBRUARY 7, 2014,
AS SET OUT IN APPENDIX D OF CAMECO'S PROXY
CIRCULAR DATED MARCH 10, 2014, BE AND IS
CONFIRMED.
--------------------------------------------------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION Agenda Number: 933961674
--------------------------------------------------------------------------------------------------------------------------
Security: 13342B105
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: CAM
ISIN: US13342B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: H. PAULETT EBERHART Mgmt For For
1.2 ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1.3 ELECTION OF DIRECTOR: JAMES T. HACKETT Mgmt For For
1.4 ELECTION OF DIRECTOR: JACK B. MOORE Mgmt For For
1.5 ELECTION OF DIRECTOR: MICHAEL E. PATRICK Mgmt For For
1.6 ELECTION OF DIRECTOR: JON ERIK REINHARDSEN Mgmt For For
1.7 ELECTION OF DIRECTOR: BRUCE W. WILKINSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, OUR 2013 Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CANON INC. Agenda Number: 704992482
--------------------------------------------------------------------------------------------------------------------------
Security: J05124144
Meeting Type: AGM
Meeting Date: 28-Mar-2014
Ticker:
ISIN: JP3242800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Outside Directors
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
3.14 Appoint a Director Mgmt For For
3.15 Appoint a Director Mgmt For For
3.16 Appoint a Director Mgmt For For
3.17 Appoint a Director Mgmt For For
3.18 Appoint a Director Mgmt For For
3.19 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt For For
4.3 Appoint a Corporate Auditor Mgmt For For
5 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CARLSBERG AS, COPENHAGEN Agenda Number: 704982126
--------------------------------------------------------------------------------------------------------------------------
Security: K36628137
Meeting Type: AGM
Meeting Date: 20-Mar-2014
Ticker:
ISIN: DK0010181759
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 6.A TO 6.J AND 7. THANK
YOU.
1 Proposal from the Supervisory Board that Mgmt For For
the annual reports of the Company be
prepared in English only
2 Report on the activities of the company in Non-Voting
the past year
3 Presentation of the audited Annual Report Mgmt For For
for approval and resolution to discharge
the Supervisory Board and the Executive
Board from their obligations
4 Board recommendations regarding the Mgmt For For
distribution of profit, including
declaration of dividends
5.a Approval of the Remuneration Policy for the Mgmt For For
Supervisory Board and the Executive Board
of Carlsberg A/S, including general
guidelines for incentive programmes for the
Executive Board
5.b Approval of the Supervisory Board Mgmt For For
remuneration for 2014
5.c Proposal from the Supervisory Board Mgmt For For
regarding acquisition of treasury shares
5.D.i PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL. Proposal from
shareholder Kjeld Beyer: Proposal to attach
supplementary financial information to the
notice convening the Annual General Meeting
5D.ii PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL. Proposal from
shareholder Kjeld Beyer: Proposal that
company announcements including annual
reports and quarterly statements at all
times be available in Danish on the
Company's website for at least five years
5Diii PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL. Proposal from
shareholder Kjeld Beyer: Proposal that the
annual reports and quarterly statements be
accessible on the Company's website with
maximum 2-3 links from the front page and
that the links are in Danish and easily
accessible
5D.iv PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL. Proposal from
shareholder Kjeld Beyer: Proposal that
refreshments in connection with the Annual
General Meeting match the outlook for the
coming year
6.a Re-election of Flemming Besenbacher to the Mgmt For For
Supervisory Board
6.b Re-election of Jess Soderberg to the Mgmt For For
Supervisory Board
6.c Re-election of Lars Stemmerik to the Mgmt For For
Supervisory Board
6.d Re-election of Richard Burrows to the Mgmt For For
Supervisory Board
6.e Re-election of Cornelis (Kees) Job van der Mgmt For For
Graaf to the Supervisory Board
6.f Re-election of Donna Cordner to the Mgmt For For
Supervisory Board
6.g Re-election of Elisabeth Fleuriot to the Mgmt For For
Supervisory Board
6.h Re-election of Soren-Peter Fuchs Olesen to Mgmt For For
the Supervisory Board
6.i Re-election of Nina Smith to the Mgmt For For
Supervisory Board
6.j Election of Carl Bache to the Supervisory Mgmt For For
Board
7 Election of Auditor (KPMG 2014 P/S) Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION Agenda Number: 933926733
--------------------------------------------------------------------------------------------------------------------------
Security: 143658300
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: CCL
ISIN: PA1436583006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RE-ELECT MICKY ARISON AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
2. TO RE-ELECT SIR JONATHON BAND AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
3. TO RE-ELECT ARNOLD W. DONALD AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
4. TO RE-ELECT RICHARD J. GLASIER AS A Mgmt For For
DIRECTOR OF CARNIVAL CORPORATION AND AS A
DIRECTOR OF CARNIVAL PLC.
5. TO RE-ELECT DEBRA KELLY-ENNIS AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
6. TO RE-ELECT SIR JOHN PARKER AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
7. TO RE-ELECT STUART SUBOTNICK AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
8. TO RE-ELECT LAURA WEIL AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
9. TO RE-ELECT RANDALL J. WEISENBURGER AS A Mgmt For For
DIRECTOR OF CARNIVAL CORPORATION AND AS A
DIRECTOR OF CARNIVAL PLC.
10. TO RE-APPOINT THE UK FIRM OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR CARNIVAL PLC AND TO RATIFY THE
SELECTION OF THE U.S. FIRM OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM FOR CARNIVAL CORPORATION.
11. TO AUTHORIZE THE AUDIT COMMITTEE OF Mgmt For For
CARNIVAL PLC TO AGREE TO THE REMUNERATION
OF THE INDEPENDENT AUDITORS OF CARNIVAL
PLC.
12. TO RECEIVE THE UK ACCOUNTS AND REPORTS OF Mgmt For For
THE DIRECTORS AND AUDITORS OF CARNIVAL PLC
FOR THE YEAR ENDED NOVEMBER 30, 2013 (IN
ACCORDANCE WITH LEGAL REQUIREMENTS
APPLICABLE TO UK COMPANIES).
13. TO APPROVE THE FISCAL 2013 COMPENSATION OF Mgmt Against Against
THE NAMED EXECUTIVE OFFICERS OF CARNIVAL
CORPORATION & PLC (IN ACCORDANCE WITH LEGAL
REQUIREMENTS APPLICABLE TO U.S. COMPANIES).
14. TO APPROVE THE CARNIVAL PLC DIRECTORS' Mgmt Against Against
REMUNERATION REPORT (OTHER THAN THE
CARNIVAL PLC DIRECTORS' REMUNERATION POLICY
SET OUT IN SECTION A OF PART II OF THE
CARNIVAL PLC DIRECTORS' REMUNERATION
REPORT) FOR THE YEAR ENDED NOVEMBER 30,
2013 (IN ACCORDANCE WITH LEGAL REQUIREMENTS
APPLICABLE TO UK COMPANIES).
15. TO APPROVE THE CARNIVAL PLC DIRECTORS' Mgmt Against Against
REMUNERATION POLICY SET OUT IN SECTION A OF
PART II OF THE CARNIVAL PLC DIRECTORS'
REMUNERATION REPORT FOR THE YEAR ENDED
NOVEMBER 30, 2013 (IN ACCORDANCE WITH LEGAL
REQUIREMENTS APPLICABLE TO UK COMPANIES).
16. TO APPROVE THE GIVING OF AUTHORITY FOR THE Mgmt Against Against
ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN
ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK
COMPANIES).
17. TO APPROVE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS IN RELATION TO THE
ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN
ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK
COMPANIES).
18. TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL Mgmt For For
PLC TO BUY BACK CARNIVAL PLC ORDINARY
SHARES IN THE OPEN MARKET (IN ACCORDANCE
WITH LEGAL REQUIREMENTS APPLICABLE TO UK
COMPANIES DESIRING TO IMPLEMENT SHARE BUY
BACK PROGRAMS).
19. TO APPROVE THE CARNIVAL PLC 2014 EMPLOYEE Mgmt For For
SHARE PLAN.
--------------------------------------------------------------------------------------------------------------------------
CARREFOUR SA, PARIS Agenda Number: 705013047
--------------------------------------------------------------------------------------------------------------------------
Security: F13923119
Meeting Type: MIX
Meeting Date: 15-Apr-2014
Ticker:
ISIN: FR0000120172
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 31 MAR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0310/201403101400569.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0331/201403311400870.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
O.1 Approval of the annual corporate financial Mgmt For For
statements for the financial year 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year 2013
O.3 Allocation of income and setting of the Mgmt For For
dividend
O.4 Approval of the regulated agreements Mgmt For For
pursuant to Articles L.225-38 and seq. of
the Commercial Code
O.5 Advisory notice on the compensation due or Mgmt For For
allocated for the financial year 2013 to
Mr. Georges Plassat, president and chief
executive officer
O.6 Ratification of the cooptation of Mr. Mgmt For For
Thomas J. Barrack Jr. as Board Member
O.7 Renewal of term of Mr. Amaury de Seze as Mgmt Against Against
Board Member
O.8 Renewal of term of Mr. Bernard Arnault as Mgmt For For
Board Member
O.9 Renewal of term of Mr. Jean-Laurent Bonnafe Mgmt For For
as Board Member
O.10 Renewal of term of Mr. Rene Brillet as Mgmt For For
Board Member
O.11 Authorization granted for 18 months to the Mgmt For For
Board of Directors to operate on the shares
of the Company
E.12 Modification of Article 16 of the bylaws Mgmt For For
E.13 Authorization granted for 24 months to the Mgmt For For
Board of Directors to decrease the share
capital via cancellation of shares
--------------------------------------------------------------------------------------------------------------------------
CARRIZO OIL & GAS, INC. Agenda Number: 933983505
--------------------------------------------------------------------------------------------------------------------------
Security: 144577103
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: CRZO
ISIN: US1445771033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
S.P. JOHNSON IV Mgmt For For
STEVEN A. WEBSTER Mgmt For For
THOMAS L. CARTER, JR. Mgmt For For
ROBERT F. FULTON Mgmt For For
F. GARDNER PARKER Mgmt For For
ROGER A. RAMSEY Mgmt For For
FRANK A. WOJTEK Mgmt For For
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt Against Against
THE INCENTIVE PLAN OF CARRIZO OIL & GAS,
INC. TO AUTHORIZE 3,577,500 ADDITIONAL
SHARES FOR ISSUANCE, TO AFFIRM AS MODIFIED
THE MATERIAL TERMS OF THE PERFORMANCE GOALS
AND TO MAKE OTHER CHANGES TO THE INCENTIVE
PLAN.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CATAMARAN CORPORATION Agenda Number: 933958285
--------------------------------------------------------------------------------------------------------------------------
Security: 148887102
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: CTRX
ISIN: CA1488871023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARK THIERER Mgmt For For
1B. ELECTION OF DIRECTOR: PETER BENSEN Mgmt For For
1C. ELECTION OF DIRECTOR: STEVEN COSLER Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM DAVIS Mgmt For For
1E. ELECTION OF DIRECTOR: STEVEN EPSTEIN Mgmt For For
1F. ELECTION OF DIRECTOR: BETSY HOLDEN Mgmt For For
1G. ELECTION OF DIRECTOR: KAREN KATEN Mgmt For For
1H. ELECTION OF DIRECTOR: HARRY KRAEMER Mgmt For For
1I. ELECTION OF DIRECTOR: ANTHONY MASSO Mgmt For For
2. TO CONSIDER AND APPROVE THE AMENDMENT AND Mgmt For For
RESTATEMENT OF THE CATAMARAN CORPORATION
INCENTIVE PLAN.
3. TO CONSIDER AND APPROVE THE MATERIAL TERMS Mgmt For For
OF THE PERFORMANCE MEASURES UNDER THE
CATAMARAN CORPORATION THIRD AMENDED AND
RESTATED LONG-TERM INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION, AS DISCLOSED IN THE
COMPANY'S PROXY CIRCULAR AND PROXY
STATEMENT.
5. TO APPOINT KPMG LLP AS AUDITORS OF THE Mgmt For For
COMPANY AND TO AUTHORIZE THE BOARD OF
DIRECTORS TO FIX THE AUDITOR'S REMUNERATION
AND TERMS OF ENGAGEMENT.
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 934004805
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For
1B. ELECTION OF DIRECTOR: DANIEL M. DICKINSON Mgmt For For
1C. ELECTION OF DIRECTOR: JUAN GALLARDO Mgmt For For
1D. ELECTION OF DIRECTOR: JESSE J. GREENE, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: PETER A. MAGOWAN Mgmt For For
1G. ELECTION OF DIRECTOR: DENNIS A. MUILENBURG Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS R. OBERHELMAN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM A. OSBORN Mgmt For For
1J. ELECTION OF DIRECTOR: EDWARD B. RUST, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1L. ELECTION OF DIRECTOR: MILES D. WHITE Mgmt For For
2. RATIFY THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. APPROVE THE CATERPILLAR INC. 2014 LONG-TERM Mgmt For For
INCENTIVE PLAN.
5. APPROVE THE CATERPILLAR INC. EXECUTIVE Mgmt For For
SHORT-TERM INCENTIVE PLAN.
6. STOCKHOLDER PROPOSAL - REVIEW OF GLOBAL Shr Against For
CORPORATE STANDARDS.
7. STOCKHOLDER PROPOSAL - SALES TO SUDAN. Shr Against For
8. STOCKHOLDER PROPOSAL - CUMULATIVE VOTING. Shr Split 12% For 88% Against Split
--------------------------------------------------------------------------------------------------------------------------
CAVIUM, INC. Agenda Number: 934001063
--------------------------------------------------------------------------------------------------------------------------
Security: 14964U108
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: CAVM
ISIN: US14964U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C.N. REDDY Mgmt For For
2 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT AUDITORS OF CAVIUM, INC. FOR
ITS FISCAL YEAR ENDING DECEMBER 31, 2014.
3 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF CAVIUM, INC.'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CELGENE CORPORATION Agenda Number: 934002837
--------------------------------------------------------------------------------------------------------------------------
Security: 151020104
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: CELG
ISIN: US1510201049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. HUGIN Mgmt For For
R.W. BARKER, D. PHIL. Mgmt For For
MICHAEL D. CASEY Mgmt For For
CARRIE S. COX Mgmt For For
RODMAN L. DRAKE Mgmt For For
M.A. FRIEDMAN, M.D. Mgmt For For
GILLA KAPLAN, PH.D. Mgmt For For
JAMES J. LOUGHLIN Mgmt For For
ERNEST MARIO, PH.D. Mgmt Withheld Against
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. AMENDMENT OF THE COMPANY'S CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE THE AUTHORIZED
NUMBER OF SHARES OF COMMON STOCK AND TO
EFFECT A STOCK SPLIT.
4. APPROVAL OF AN AMENDMENT OF THE COMPANY'S Mgmt For For
2008 STOCK INCENTIVE PLAN.
5. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
6. STOCKHOLDER PROPOSAL DESCRIBED IN MORE Shr Against For
DETAIL IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CENOVUS ENERGY INC. Agenda Number: 933954237
--------------------------------------------------------------------------------------------------------------------------
Security: 15135U109
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: CVE
ISIN: CA15135U1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RALPH S. CUNNINGHAM Mgmt For For
PATRICK D. DANIEL Mgmt For For
IAN W. DELANEY Mgmt For For
BRIAN C. FERGUSON Mgmt For For
MICHAEL A. GRANDIN Mgmt For For
VALERIE A.A. NIELSEN Mgmt For For
CHARLES M. RAMPACEK Mgmt For For
COLIN TAYLOR Mgmt For For
WAYNE G. THOMSON Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Mgmt For For
CHARTERED ACCOUNTANTS, AS AUDITOR OF THE
CORPORATION.
03 ACCEPTANCE OF THE CORPORATION'S APPROACH TO Mgmt For For
EXECUTIVE COMPENSATION AS DESCRIBED IN THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
CENTRAL JAPAN RAILWAY COMPANY Agenda Number: 705357627
--------------------------------------------------------------------------------------------------------------------------
Security: J05523105
Meeting Type: AGM
Meeting Date: 24-Jun-2014
Ticker:
ISIN: JP3566800003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
3.3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CEPHEID Agenda Number: 933935061
--------------------------------------------------------------------------------------------------------------------------
Security: 15670R107
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: CPHD
ISIN: US15670R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT J. EASTON Mgmt For For
1B. ELECTION OF DIRECTOR: HOLLINGS C. RENTON Mgmt For For
1C. ELECTION OF DIRECTOR: GLENN D. STEELE, JR. Mgmt For For
2. TO APPROVE AN AMENDMENT TO OUR ARTICLES OF Mgmt For For
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM
100,000,000 TO 150,000,000.
3. TO AMEND CEPHEID'S 2006 EQUITY INCENTIVE Mgmt For For
PLAN TO INCREASE THE NUMBER OF SHARES OF
CEPHEID'S COMMON STOCK RESERVED FOR
ISSUANCE BY 3,300,000 SHARES AND TO
INCREASE THE PRE-DETERMINED AMOUNT OF STOCK
OPTION EQUIVALENTS GRANTED TO OUR
NON-EMPLOYEE DIRECTORS.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF CEPHEID FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
5. TO APPROVE A NON-BINDING RESOLUTION ON Mgmt For For
CEPHEID'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CERNER CORPORATION Agenda Number: 933972538
--------------------------------------------------------------------------------------------------------------------------
Security: 156782104
Meeting Type: Annual
Meeting Date: 23-May-2014
Ticker: CERN
ISIN: US1567821046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN C. DANFORTH Mgmt For For
1B. ELECTION OF DIRECTOR: NEAL L. PATTERSON Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF CERNER CORPORATION FOR
2014.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CETIP SA - MERCADOS ORGANIZADOS, RIO DE JANEIRO Agenda Number: 705092776
--------------------------------------------------------------------------------------------------------------------------
Security: P23840104
Meeting Type: AGM
Meeting Date: 28-Apr-2014
Ticker:
ISIN: BRCTIPACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 TO EXAMINE, DISCUSS AND VOTE UPON THE BOARD Mgmt For For
OF DIRECTORS ANNUAL REPORT, THE FINANCIAL
STATEMENTS RELATING TO FISCAL YEAR ENDED ON
DECEMBER 31, 2013
2 TO APPROVE THE DISTRIBUTION OF NET PROFITS Mgmt For For
FROM THE 2013 FISCAL YEAR
3 TO SET THE GLOBAL REMUNERATION OF THE Mgmt For For
COMPANY ADMINISTRATORS
4 TO ELECT THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS. VOTES IN GROUPS OF CANDIDATES
ONLY. EDGAR DA SILVA RAMOS, CHAIRMAN, DAVID
SCOTT GOONE, VICE CHAIRMAN, ROBERTO DE
JESUS PARIS, PEDRO PAULO MOLLO NETO, ROBERT
TAITT SLAYMAKER, JOSE LUCAS FERREIRA DE
MELO, ALKIMAR RIBEIRO MOURA, JOAO CARLOS
RIBEIRO, ALEXSANDRO BROEDEL LOPES, JOSE
ROBERTO MACHADO FILHO, NELSON HENRIQUE
BARBOSA FILHO. ONLY TO ORDINARY
SHAREHOLDERS
CMMT 07 APR 2014: PLEASE NOTE THAT COMMON Non-Voting
SHAREHOLDERS SUBMITTING A VOTE TO ELECT A
MEMBER FROM THE LIST PROVIDED MUST INCLUDE
THE CANDIDATES NAME IN THE VOTE
INSTRUCTION. HOWEVER WE CANNOT DO THIS
THROUGH THE PROXYEDGE PLATFORM. IN ORDER TO
SUBMIT A VOTE TO ELECT A CANDIDATE, CLIENTS
MUST CONTACT THEIR CSR TO INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM ARE
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOUR OR AGAINST
THE DEFAULT COMPANIES CANDIDATE. THANK YOU
CMMT 07 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF NAME FOR
RESOLUTION NO. 4 AND MODIFICATION OF
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CETIP SA - MERCADOS ORGANIZADOS, RIO DE JANEIRO Agenda Number: 705102969
--------------------------------------------------------------------------------------------------------------------------
Security: P23840104
Meeting Type: EGM
Meeting Date: 28-Apr-2014
Ticker:
ISIN: BRCTIPACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 EXAMINATION, DISCUSSION AND APPROVAL OF THE Mgmt For For
PROPOSAL FOR THE SIXTH STOCK OPTION PROGRAM
OF THE COMPANY, FROM HERE ONWARDS REFERRED
TO AS PROGRAM VI, CONNECTED TO THE STOCK
OPTION PLAN OF THE COMPANY, FROM HERE
ONWARDS REFERRED TO AS PLAN 2012
--------------------------------------------------------------------------------------------------------------------------
CGG, MASSY Agenda Number: 705231950
--------------------------------------------------------------------------------------------------------------------------
Security: F1704T107
Meeting Type: AGM
Meeting Date: 04-Jun-2014
Ticker:
ISIN: FR0000120164
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 16 MAY 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0428/201404281401424.pdf. THIS IS A
REVISION DUE TO RECEIPT OF ADDITIONAL URL
LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0516/201405161402061.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
1 APPROVAL OF THE ANNUAL CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE 2013 FINANCIAL YEAR
2 ALLOCATION OF INCOME Mgmt For For
3 CLEARING THE NEGATIVE BALANCE OF THE Mgmt For For
RETAINED EARNINGS ACCOUNT BY WITHDRAWING
FROM THE "ISSUE PREMIUM" ACCOUNT
4 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE 2013 FINANCIAL YEAR
5 RENEWAL OF TERM OF MR. REMI DORVAL AS Mgmt For For
DIRECTOR
6 RENEWAL OF TERM OF MRS. KATHLEEN SENDALL AS Mgmt For For
DIRECTOR
7 SETTING ATTENDANCE ALLOWANCES Mgmt For For
8 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PURCHASE SHARES OF THE COMPANY
9 FINANCIAL AGREEMENTS AND COMMITMENTS Mgmt For For
PURSUANT TO ARTICLE L.225-38 OF THE
COMMERCIAL CODE
10 AGREEMENTS AND COMMITMENTS REGARDING THE Mgmt For For
COMPENSATION OF CORPORATE OFFICERS PURSUANT
TO ARTICLE L.225-38 OF THE COMMERCIAL CODE
11 ADVISORY REVIEW ON THE COMPENSATION OWED OR Mgmt For For
PAID TO MR. ROBERT BRUNCK, CHAIRMAN OF THE
BOARD OF DIRECTORS FOR THE 2013 FINANCIAL
YEAR
12 ADVISORY REVIEW ON THE COMPENSATION OWED OR Mgmt For For
PAID TO MR. JEAN-GEORGES MALCOR, CEO FOR
THE 2013 FINANCIAL YEAR
13 ADVISORY REVIEW ON THE COMPENSATION OWED OR Mgmt For For
PAID TO MR. STEPHANE-PAUL FRYDMAN AND MR.
PASCAL ROUILLER, MANAGING DIRECTORS FOR THE
2013 FINANCIAL YEAR
14 POWERS TO CARRY OUT ALL FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CHALLENGER LTD Agenda Number: 704792375
--------------------------------------------------------------------------------------------------------------------------
Security: Q22685103
Meeting Type: AGM
Meeting Date: 26-Nov-2013
Ticker:
ISIN: AU000000CGF5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 4 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
2 Re-election of Mr Jonathan Grunzweig as a Mgmt For For
Director
3 Re-election of Mr Peter Polson as a Mgmt For For
Director
4 Adoption of Remuneration Report Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CHART INDUSTRIES, INC. Agenda Number: 933975510
--------------------------------------------------------------------------------------------------------------------------
Security: 16115Q308
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: GTLS
ISIN: US16115Q3083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
SAMUEL F. THOMAS Mgmt For For
W. DOUGLAS BROWN Mgmt For For
RICHARD E. GOODRICH Mgmt For For
TERRENCE J. KEATING Mgmt For For
STEVEN W. KRABLIN Mgmt For For
MICHAEL W. PRESS Mgmt For For
ELIZABETH G. SPOMER Mgmt For For
THOMAS L. WILLIAMS Mgmt For For
2) RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3) APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
4) TO APPROVE AND ADOPT THE CHART INDUSTRIES, Mgmt For For
INC. CASH INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933978011
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1B. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1C. ELECTION OF DIRECTOR: A.P. GAST Mgmt For For
1D. ELECTION OF DIRECTOR: E. HERNANDEZ, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: J.M. HUNTSMAN, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For
1G. ELECTION OF DIRECTOR: C.W. MOORMAN Mgmt For For
1H. ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1I. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1J. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1K. ELECTION OF DIRECTOR: C. WARE Mgmt For For
1L. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. CHARITABLE CONTRIBUTIONS DISCLOSURE Shr Against For
5. LOBBYING DISCLOSURE Shr Against For
6. SHALE ENERGY OPERATIONS Shr Against For
7. INDEPENDENT CHAIRMAN Shr Against For
8. SPECIAL MEETINGS Shr For Against
9. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr Against For
EXPERTISE
10. COUNTRY SELECTION GUIDELINES Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CHINA HONGXING SPORTS LTD Agenda Number: 704656391
--------------------------------------------------------------------------------------------------------------------------
Security: G2154D112
Meeting Type: SGM
Meeting Date: 01-Aug-2013
Ticker:
ISIN: BMG2154D1121
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That Mazars LLP, Certified Public Mgmt For For
Accountants, Singapore, be and are hereby
appointed as auditors of the Company for
the financial year ended 31 December 2010
and are to hold office until the conclusion
of the next annual general meeting of the
Company in place of the auditors, Ernst &
Young LLP, Certified Public Accountants,
Singapore, and to authorise the Directors
of the Company to fix their remuneration
--------------------------------------------------------------------------------------------------------------------------
CHINA HONGXING SPORTS LTD Agenda Number: 704718862
--------------------------------------------------------------------------------------------------------------------------
Security: G2154D112
Meeting Type: AGM
Meeting Date: 19-Sep-2013
Ticker:
ISIN: BMG2154D1121
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the audited Financial Mgmt Against Against
Statements of the Company for the financial
year ended 31 December 2010 and the reports
of the Directors and of the Auditors
2 To re-elect Mr Wu Rongguang, a Director Mgmt Against Against
retiring pursuant to Bye-Law 86(1) of the
Company's Bye-Laws
3 To re-elect Mr Alfred Cheong Keng Chuan, a Mgmt Against Against
Director retiring pursuant to Bye-Law 86(1)
of the Company's Bye-Laws
4 To re-elect Mr Chan Wai Meng, a Director Mgmt Against Against
retiring pursuant to Bye-Law 86(1) of the
Company's Bye-Laws
5 To re-elect Mr Bernard Tay Ah Kong, a Mgmt Against Against
Director retiring pursuant to Bye-Law 86(1)
of the Company's Bye-Laws
6 To elect Mr Lan Zhongming, who has Mgmt For For
consented to the nomination by the
Directors and signified his candidature for
the office, as a Director pursuant to
Bye-Law 87 of the Company's Bye-Laws
7 To approve payment of Directors' fees of Mgmt For For
SGD 215,000 for the financial year ended 31
December 2011 (2010: SGD 215,000)
8 To re-appoint Mazars LLP as Auditors of the Mgmt For For
Company and to authorise the Directors of
the Company to fix their remuneration
--------------------------------------------------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LTD Agenda Number: 704849554
--------------------------------------------------------------------------------------------------------------------------
Security: Y15002101
Meeting Type: EGM
Meeting Date: 20-Dec-2013
Ticker:
ISIN: CNE1000002P4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1114/LTN20131114683.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1114/LTN20131114681.pdf
1 That (a) the master agreement dated 5 Mgmt For For
November 2013 (the "Master Agreement")
entered into between the Company and China
National Offshore Oil Corporation
("CNOOC"), a copy of which is tabled at the
meeting and marked "A" and initialed by the
chairman of the meeting for identification
purpose, pursuant to which, the Company and
its subsidiaries (the "Group") and CNOOC
and its subsidiaries (excluding the Group,
the "CNOOC Group") will enter into various
transactions contemplated under the Master
Agreement (the "Continuing Connected
Transactions"), be and is hereby approved,
ratified and confirmed; (b) the cap amounts
in relation to the Oilfield Services (as
defined in the circular of the Company
dated 14 November 2013 (the "Circular")),
the Machinery Leasing, Equipment, Material
and Utilities Services (as defined in the
CONTD
CONT CONTD Circular) and the Property Services Non-Voting
for the three financial years ending 31
December 2016 as set out in the Circular,
be and are hereby approved
2 That the re-election of Mr. Li Feilong as Mgmt For For
an executive director of the Company be and
is hereby approved with immediate effect
3 That article 11 of the articles of Mgmt For For
association be deleted in its entirety and
substituting therefor by the following new
Article 11: Article 11. The scope of
business of the Company is subject to the
items authorized by the company
registration authority. The scope of
business of the Company includes:
authorized operating items: dispatching
workers overseas, to match with the
capacity, scale and operation required by
the foreign projects; transportation with
cargo ships, oil tankers, chemical tankers
for coastal areas of the Mainland China,
middle and lower section of Yangtze River
and Pearl River Delta, crude oil shipping
transportation for the harbors in Bohai Bay
(effective until 30 June 2015);
transportation by high-speed passenger
liner along Tianjin water area (effective
until 1 April 2018); general cargo CONTD
CONT CONTD transportation. General operating Non-Voting
items: provision of prospecting,
exploration, development and mining
services for oil, natural gas and other
minerals; geotechnical engineering and soft
ground handling, underwater remote
mechanical operation, pipeline inspection
and maintenance, orientation, data
processing and interpretation, well
drilling, well completion, gamma logging,
well testing, cementing, mud-logging,
drilling mud preparation, wall perforation,
core sampling, directional drilling
project, downhole operation, well repair,
oil well stimulation, downhole sand
control, running and pulling oil tubing,
filtration and handling of underground
incidents; provision of equipment, tools
and instruments, inspection, maintenance,
leasing and sales of pipes in relation to
the above services; drilling fluids, cement
CONTD
CONT CONTD additive, oilfield chemical Non-Voting
additives, special tools, mechanical and
electrical products, instrumentation, oil
and gas well perforating equipment;
contracting of overseas engineering
projects; sales of mechanical and
electrical products, communication products
and chemical products (excluding hazardous
chemicals); import and export business;
provision of marine support and
transportation services, anchoring,
equipment, facilities, maintenance, loading
and unloading as well as other labor
services for the exploration, development
and production of oilfields; sales of
accessories for vessels, machinery and
electronic equipment. According to the
domestic and international market trends,
business needs in the PRC and its own
growth capability and its business
performance, the Company may adjust its
investment policies CONTD
CONT CONTD and business scope and mode on a Non-Voting
timely basis; as well as set up branches
and offices in the PRC and areas including
Hong Kong, Macau and Taiwan (whether
wholly-owned or not), subject to approvals
by resolution of the general meeting and
relevant governmental authorities
--------------------------------------------------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LTD Agenda Number: 705172574
--------------------------------------------------------------------------------------------------------------------------
Security: Y15002101
Meeting Type: AGM
Meeting Date: 23-May-2014
Ticker:
ISIN: CNE1000002P4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0415/LTN20140415740.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0415/LTN20140415812.pdf
1 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORT OF THE
AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2013
2 TO CONSIDER AND APPROVE THE PROPOSED PROFIT Mgmt For For
DISTRIBUTION AND ANNUAL DIVIDEND FOR THE
YEAR ENDED 31 DECEMBER 2013
3 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
DIRECTORS OF THE COMPANY FOR THE YEAR ENDED
31 DECEMBER 2013
4 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR ENDED 31 DECEMBER 2013
5 TO ELECT MR. LAW HONG PING, LAWRENCE AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY WITH IMMEDIATE EFFECT
6 TO APPOINT DELOITTE TOUCHE TOHMATSU Mgmt For For
CERTIFIED PUBLIC ACCOUNTANTS LLP AND
DELOITTE TOUCHE TOHMATSU AS THE DOMESTIC
AND INTERNATIONAL AUDITORS OF THE COMPANY
FOR THE YEAR 2014 AND TO AUTHORISE THE
BOARD OF DIRECTORS (THE "BOARD") TO FIX THE
REMUNERATION THEREOF
7 TO CONSIDER AND IF, THOUGHT FIT, PASS THE Mgmt Against Against
FOLLOWING RESOLUTION AS A SPECIAL
RESOLUTION OF THE COMPANY SUBJECT TO THE
FOLLOWING CONDITIONS: (A) SUBJECT TO
PARAGRAPHS (C) AND (D) BELOW AND SUBJECT TO
THE COMPANIES LAW OF THE PEOPLE'S REPUBLIC
OF CHINA (THE "PRC") AND THE RULES
GOVERNING THE LISTING OF SECURITIES ON THE
STOCK EXCHANGE OF HONG KONG LIMITED (THE
"STOCK EXCHANGE") (AS THE SAME MAY BE
AMENDED FROM TIME TO TIME), THE BOARD BE
AND IS HEREBY AUTHORISED TO EXERCISE,
WHETHER BY A SINGLE EXERCISE OR OTHERWISE,
DURING THE RELEVANT PERIOD (AS DEFINED IN
PARAGRAPH (E) BELOW), ALL THE POWERS OF THE
COMPANY TO ALLOT, ISSUE AND DEAL WITH THE
OVERSEAS LISTED FOREIGN SHARES ("H SHARES")
AND TO DETERMINE THE TERMS AND CONDITIONS
IN CONNECTION WITH THE ISSUE OF SUCH NEW
SHARES, INCLUDING (I) THE PROPOSED CLASS
AND NUMBER OF CONTD
CONT CONTD THE SHARES TO BE ISSUED; (II) THE Non-Voting
ISSUE PRICE AND/OR THE MECHANISM TO
DETERMINE THE ISSUE PRICE OF THE NEW SHARES
(INCLUDING THE RANGE OF PRICES); (III) THE
OPENING AND CLOSING DATES OF THE NEW ISSUE;
(IV) THE CLASS AND NUMBER OF NEW SHARES TO
BE ISSUED TO EXISTING SHAREHOLDERS; AND (V)
THE MAKING OR GRANTING OF SUCH OFFERS,
AGREEMENTS AND OPTIONS AS MAY BE NECESSARY
IN THE EXERCISE OF SUCH POWERS; (B) THE
BOARD MAY DURING THE RELEVANT PERIOD MAKE
OR GRANT OFFERS, AGREEMENTS OR OPTIONS
WHICH MIGHT REQUIRE THE EXERCISE OF SUCH
POWERS AFTER THE RELEVANT PERIOD; (C) SAVE
FOR THE RIGHTS ISSUE (AS DEFINED IN
PARAGRAPH (E) BELOW) OR THE ISSUE OF SHARES
UNDER ANY AGREEMENT TO PURCHASE THE SHARES
OF THE COMPANY, THE AGGREGATE NOMINAL
AMOUNT OF THE H SHARES WHICH ARE AUTHORISED
TO BE ALLOTTED BY THE DIRECTORS OF THE
COMPANY CONTD
CONT CONTD PURSUANT TO THE APPROVAL UNDER Non-Voting
PARAGRAPH (A) ABOVE SHALL NOT EXCEED 20% OF
THE AGGREGATE NOMINAL AMOUNT OF THE H
SHARES OF THE COMPANY IN ISSUE AS AT THE
DATE OF PASSING THIS RESOLUTION, AND THE
SAID APPROVAL SHALL BE LIMITED ACCORDINGLY;
(D) THE AUTHORITY GRANTED UNDER PARAGRAPH
(A) ABOVE SHALL BE CONDITIONAL UPON THE
APPROVALS OF ANY REGULATORY AUTHORITIES AS
REQUIRED BY THE LAWS, RULES AND REGULATIONS
OF THE PRC BEING OBTAINED BY THE COMPANY;
(E) FOR THE PURPOSES OF THIS RESOLUTION:
"RELEVANT PERIOD" MEANS THE PERIOD FROM THE
PASSING OF THIS RESOLUTION UNTIL WHICHEVER
IS THE EARLIEST OF: (I) THE CONCLUSION OF
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY; (II) THE EXPIRATION OF A PERIOD OF
12 MONTHS AFTER THIS RESOLUTION HAS BEEN
PASSED AT THE AGM; OR (III) THE DATE UPON
WHICH THE AUTHORITY SET OUT IN THIS CONTD
CONT CONTD RESOLUTION IS REVOKED OR VARIED BY Non-Voting
WAY OF SPECIAL RESOLUTION OF THE COMPANY IN
A GENERAL MEETING; "RIGHTS ISSUE" MEANS AN
OFFER BY WAY OF RIGHTS TO ALL EXISTING
SHAREHOLDERS OF THE COMPANY (EXCEPT THOSE
WHOM, UNDER RELEVANT LAWS, THE COMPANY IS
DISALLOWED TO MAKE SUCH AN OFFER TO) AND
OTHER ELIGIBLE PERSONS (IF APPLICABLE)
WHICH ENABLES THEM TO SUBSCRIBE SHARES OR
SECURITIES OF THE COMPANY IN PROPORTION TO
THEIR EXISTING HOLDINGS (REGARDLESS OF THE
NUMBER OF SHARES THEY OWN); (F) SUBJECT TO
THE APPROVAL OF ALL RELEVANT GOVERNMENTAL
AUTHORITIES IN THE PRC FOR THE ISSUE AND
ALLOTMENT OF AND DEALING IN SUCH H SHARES
BEING GRANTED AND THE COMPANY LAW OF THE
PRC, THE BOARD BE AND IS HEREBY AUTHORISED
TO INCREASE THE REGISTERED CAPITAL OF THE
COMPANY AS NECESSARY PURSUANT TO PARAGRAPH
(A) ABOVE; (G) THE BOARD BE AND IS CONTD
CONT CONTD HEREBY AUTHORISED TO SIGN ALL Non-Voting
NECESSARY DOCUMENTS, PERFORM ALL NECESSARY
PROCEDURES AND CARRY OUT ALL SUCH ACTS AS
IT THINKS NECESSARY FOR THE COMPLETION OF
THE ISSUE AND ALLOTMENT OF AND DEALING IN
SUCH H SHARES PURSUANT TO PARAGRAPH (A)
ABOVE WITHOUT BREACHING ANY APPLICABLE
LAWS, RULES, REGULATIONS, AND THE ARTICLES
OF ASSOCIATION OF THE COMPANY (THE
"ARTICLES"); AND (H) SUBJECT TO THE
APPROVAL OF THE RELEVANT GOVERNMENTAL
AUTHORITIES IN THE PRC, THE BOARD BE AND IS
HEREBY AUTHORIZED TO MAKE SUCH
CORRESPONDING AMENDMENTS TO THE ARTICLES AS
IT THINKS FIT SO AS TO CHANGE THE
REGISTERED CAPITAL OF THE COMPANY AND TO
REFLECT THE NEW CAPITAL STRUCTURE OF THE
COMPANY UPON THE EXERCISE OF THE AUTHORITY
TO ALLOT, ISSUE AND DEAL IN H SHARES AS
CONFERRED UNDER PARAGRAPH (A) ABOVE
--------------------------------------------------------------------------------------------------------------------------
CHURCH & DWIGHT CO., INC. Agenda Number: 933937318
--------------------------------------------------------------------------------------------------------------------------
Security: 171340102
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: CHD
ISIN: US1713401024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES R. CRAIGIE Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT D. LEBLANC Mgmt For For
1C. ELECTION OF DIRECTOR: JANET S. VERGIS Mgmt For For
2. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
CIE FINANCIERE RICHEMONT SA, BELLEVUE Agenda Number: 704671519
--------------------------------------------------------------------------------------------------------------------------
Security: H25662158
Meeting Type: AGM
Meeting Date: 12-Sep-2013
Ticker:
ISIN: CH0045039655
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 151735 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1.1 The Board of Directors proposes that the Mgmt For For
General Meeting, having taken note of the
reports of the auditor, approve the
consolidated financial statements of the
Group, the financial statements of the
Company and the directors' report for the
business year ended 31 March 2013
1.2 The Board of Directors proposes that the Mgmt For For
2013 compensation report as per pages 53 to
60 of the Annual Report and Accounts 2013
be ratified
2 Appropriation of profits: At 31 March 2013, Mgmt For For
the retained earnings available for
distribution amounted to CHF 2 366 505 209.
The Board of Directors proposes that a
dividend of CHF 1.00 be paid per Richemont
share. This is equivalent to CHF 1.00 per
'A' bearer share in the Company and CHF
0.10 per 'B' registered share in the
Company. This represents a total dividend
payable of CHF 574 200 000, subject to a
waiver by Richemont Employee Benefits
Limited, a wholly owned subsidiary, of its
entitlement to receive dividends on an
estimated 21 million Richemont 'A' shares
held in treasury. The Board of Directors
proposes that the remaining available
retained earnings of the Company at 31
March 2013 after payment of the dividend be
carried forward to the following business
year. The dividend will be paid on or about
19 September 2013
3 Discharge of the Board of Directors Mgmt For For
4.1 Re-election of Johann Rupert to the Board Mgmt For For
of Directors to serve for a further term of
one year
4.2 Re-election of Dr Franco Cologni to the Mgmt For For
Board of Directors to serve for a further
term of one year
4.3 Re-election of Lord Douro to the Board of Mgmt For For
Directors to serve for a further term of
one year
4.4 Re-election of Yves-Andre Istel to the Mgmt For For
Board of Directors to serve for a further
term of one year
4.5 Re-election of Richard Lepeu to the Board Mgmt For For
of Directors to serve for a further term of
one year
4.6 Re-election of Ruggero Magnoni to the Board Mgmt For For
of Directors to serve for a further term of
one year
4.7 Re-election of Josua Malherbe to the Board Mgmt For For
of Directors to serve for a further term of
one year
4.8 Re-election of Dr Frederick Mostert to the Mgmt For For
Board of Directors to serve for a further
term of one year
4.9 Re-election of Simon Murray to the Board of Mgmt For For
Directors to serve for a further term of
one year
4.10 Re-election of Alain Dominique Perrin to Mgmt For For
the Board of Directors to serve for a
further term of one year
4.11 Re-election of Guillaume Pictet to the Mgmt For For
Board of Directors to serve for a further
term of one year
4.12 Re-election of Norbert Platt to the Board Mgmt For For
of Directors to serve for a further term of
one year
4.13 Re-election of Alan Quasha to the Board of Mgmt For For
Directors to serve for a further term of
one year
4.14 Re-election of Maria Ramos to the Board of Mgmt For For
Directors to serve for a further term of
one year
4.15 Re-election of Lord Renwick of Clifton to Mgmt For For
the Board of Directors to serve for a
further term of one year
4.16 Re-election of Jan Rupert to the Board of Mgmt For For
Directors to serve for a further term of
one year
4.17 Re-election of Gary Saage to the Board of Mgmt For For
Directors to serve for a further term of
one year
4.18 Re-election of Jurgen Schrempp to the Board Mgmt For For
of Directors to serve for a further term of
one year
4.19 Election of Bernard Fornas to the Board of Mgmt For For
Directors to serve for a further term of
one year
4.20 Election of Jean-Blaise Eckert to the Board Mgmt For For
of Directors to serve for a further term of
one year
5 Re-appoint of the auditor Mgmt For For
PricewaterhouseCoopers Ltd, Geneva
6 Revisions to the Articles of Association: Mgmt For For
Articles 6, 8, 9, 15, 17, 18, 21, and 35
7 In the case of ad-hoc/Miscellaneous Mgmt For For
shareholder motions proposed during the
general meeting, I authorize my proxy to
act as follows in accordance with the board
of directors.
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTION 5
--------------------------------------------------------------------------------------------------------------------------
CLOSE BROTHERS GROUP PLC, LONDON Agenda Number: 704789330
--------------------------------------------------------------------------------------------------------------------------
Security: G22120102
Meeting Type: AGM
Meeting Date: 21-Nov-2013
Ticker:
ISIN: GB0007668071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the 2013 Annual Report and Mgmt For For
Accounts
2 To approve the Directors' Remuneration Mgmt For For
Report for the financial year ended 31 July
2013
3 To authorise the payment of a final Mgmt For For
dividend on the ordinary shares of 29.5p
per share for the year ended 31 July 2013
4 To re-elect Strone Macpherson as a director Mgmt For For
5 To re-elect Preben Prebensen as a director Mgmt For For
6 To re-elect Stephen Hodges as a director Mgmt For For
7 To re-elect Jonathan Howell as a director Mgmt For For
8 To re-elect Elizabeth Lee as a director Mgmt For For
9 To re-elect Bruce Carnegie - Brown as a Mgmt For For
director
10 To re-elect Ray Greenshields as a director Mgmt For For
11 To re-elect Geoffrey Howe as a director Mgmt For For
12 To re-elect Shonaid Jemmett - Page as a Mgmt For For
director
13 To reappoint Deloitte LLP as auditors Mgmt For For
14 To authorise the directors to determine the Mgmt For For
remuneration of the auditors
15 To authorise the Board to allot shares and Mgmt For For
to grant rights to subscribe for or convert
any security into shares (within prescribed
limits)
16 That, if resolution 15 is passed, Mgmt For For
pre-emption rights are disapplied in
relation to allotments of equity securities
(within prescribed limits)
17 That the Company be generally and Mgmt For For
unconditionally authorised to make market
purchases of its own shares (within
prescribed limits)
18 That a general meeting except an AGM may be Mgmt For For
called on not less than 14 clear days'
notice
--------------------------------------------------------------------------------------------------------------------------
CLOVIS ONCOLOGY INC. Agenda Number: 933993809
--------------------------------------------------------------------------------------------------------------------------
Security: 189464100
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: CLVS
ISIN: US1894641000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEITH FLAHERTY, M.D. Mgmt For For
GINGER GRAHAM Mgmt For For
EDWARD J. MCKINLEY Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 933975673
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: CME
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TERRENCE A. DUFFY Mgmt For For
1B. ELECTION OF DIRECTOR: PHUPINDER S. GILL Mgmt For For
1C. ELECTION OF DIRECTOR: TIMOTHY S. BITSBERGER Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES P. CAREY Mgmt For For
1E. ELECTION OF DIRECTOR: DENNIS H. CHOOKASZIAN Mgmt For For
1F. ELECTION OF DIRECTOR: MARTIN J. GEPSMAN Mgmt For For
1G. ELECTION OF DIRECTOR: LARRY G. GERDES Mgmt For For
1H. ELECTION OF DIRECTOR: DANIEL R. GLICKMAN Mgmt For For
1I. ELECTION OF DIRECTOR: J. DENNIS HASTERT Mgmt For For
1J. ELECTION OF DIRECTOR: LEO MELAMED Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM P. MILLER II Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES E. OLIFF Mgmt For For
1M. ELECTION OF DIRECTOR: EDEMIR PINTO Mgmt For For
1N. ELECTION OF DIRECTOR: ALEX J. POLLOCK Mgmt For For
1O. ELECTION OF DIRECTOR: JOHN F. SANDNER Mgmt For For
1P. ELECTION OF DIRECTOR: TERRY L. SAVAGE Mgmt For For
1Q. ELECTION OF DIRECTOR: WILLIAM R. SHEPARD Mgmt For For
1R. ELECTION OF DIRECTOR: DENNIS A. SUSKIND Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF AN AMENDMENT TO THE CME GROUP Mgmt For For
INC. DIRECTOR STOCK PLAN.
5. APPROVAL OF AN AMENDMENT TO THE CME GROUP Mgmt For For
INC. INCENTIVE PLAN FOR OUR NAMED EXECUTIVE
OFFICERS.
6. APPROVAL OF AN AMENDMENT TO THE CME GROUP Mgmt For For
INC. CERTIFICATE OF INCORPORATION TO MODIFY
THE DIRECTOR ELECTION RIGHTS OF CERTAIN
CLASS B SHAREHOLDERS RESULTING IN A
REDUCTION IN THE NUMBER OF "CLASS B
DIRECTORS" FROM SIX TO THREE.
--------------------------------------------------------------------------------------------------------------------------
COACH, INC. Agenda Number: 933881446
--------------------------------------------------------------------------------------------------------------------------
Security: 189754104
Meeting Type: Annual
Meeting Date: 07-Nov-2013
Ticker: COH
ISIN: US1897541041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEW FRANKFORT Mgmt For For
SUSAN KROPF Mgmt For For
GARY LOVEMAN Mgmt For For
VICTOR LUIS Mgmt For For
IVAN MENEZES Mgmt For For
IRENE MILLER Mgmt For For
MICHAEL MURPHY Mgmt For For
STEPHANIE TILENIUS Mgmt For For
JIDE ZEITLIN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014
3. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt Against Against
OF THE COMPANY'S EXECUTIVE COMPENSATION AS
DISCLOSED IN THE PROXY STATEMENT FOR THE
2013 ANNUAL MEETING
4. APPROVAL OF THE COACH, INC. 2013 Mgmt Against Against
PERFORMANCE-BASED ANNUAL INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
COBALT INTERNATIONAL ENERGY, INC Agenda Number: 933936594
--------------------------------------------------------------------------------------------------------------------------
Security: 19075F106
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: CIE
ISIN: US19075F1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH W. MOORE# Mgmt For For
MYLES W. SCOGGINS# Mgmt For For
MARTIN H. YOUNG, JR.# Mgmt For For
JACK E. GOLDEN* Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP, AS INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA AMATIL LTD Agenda Number: 705150073
--------------------------------------------------------------------------------------------------------------------------
Security: Q2594P146
Meeting Type: AGM
Meeting Date: 13-May-2014
Ticker:
ISIN: AU000000CCL2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 3 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) YOU SHOULD NOT VOTE (OR VOTE
ABSTAIN) ON THE RELEVANT PROPOSAL ITEMS. BY
DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2.A RE-ELECTION OF Mr WALLACE MACARTHUR KING, Mgmt For For
AO AS A DIRECTOR
2.B RE-ELECTION OF Mr DAVID EDWARD MEIKLEJOHN, Mgmt For For
AM AS A DIRECTOR
2.C RE-ELECTION OF Mr KRISHNAKUMAR THIRUMALAI Mgmt For For
AS A DIRECTOR
3 PARTICIPATION BY EXECUTIVE DIRECTOR IN THE Mgmt For For
2014-2016 LONG TERM INCENTIVE SHARE RIGHTS
PLAN
--------------------------------------------------------------------------------------------------------------------------
COLONY FINANCIAL INC Agenda Number: 933966307
--------------------------------------------------------------------------------------------------------------------------
Security: 19624R106
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: CLNY
ISIN: US19624R1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS J. BARRACK, JR. Mgmt For For
RICHARD B. SALTZMAN Mgmt For For
GEORGE G.C. PARKER Mgmt For For
JOHN A. SOMERS Mgmt For For
JOHN L. STEFFENS Mgmt For For
2. APPROVAL OF AN ADVISORY PROPOSAL REGARDING Mgmt For For
THE COMPENSATION PAID TO COLONY FINANCIAL'S
NAMED EXECUTIVE OFFICERS (THE "SAY ON PAY"
PROPOSAL).
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT PUBLIC AUDITOR FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014.
4. APPROVAL OF THE COLONY FINANCIAL, INC. 2014 Mgmt For For
EQUITY INCENTIVE PLAN, WHICH CONSTITUTES AN
AMENDMENT AND RESTATEMENT OF THE COMPANY'S
2011 EQUITY INCENTIVE PLAN, AND SECTION
162(M) MATERIAL TERMS FOR PAYMENT.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 933967563
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH J. BACON Mgmt For For
SHELDON M. BONOVITZ Mgmt For For
EDWARD D. BREEN Mgmt For For
JOSEPH J. COLLINS Mgmt For For
J. MICHAEL COOK Mgmt For For
GERALD L. HASSELL Mgmt For For
JEFFREY A. HONICKMAN Mgmt For For
EDUARDO G. MESTRE Mgmt For For
BRIAN L. ROBERTS Mgmt For For
RALPH J. ROBERTS Mgmt For For
JOHNATHAN A. RODGERS Mgmt For For
DR. JUDITH RODIN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT AUDITORS
3. APPROVAL, ON AN ADVISORY BASIS, OF OUR Mgmt Against Against
EXECUTIVE COMPENSATION
4. TO PREPARE AN ANNUAL REPORT ON LOBBYING Shr Against For
ACTIVITIES
5. TO PROHIBIT ACCELERATED VESTING UPON A Shr Against For
CHANGE IN CONTROL
--------------------------------------------------------------------------------------------------------------------------
COMMERZBANK AG, FRANKFURT/MAIN Agenda Number: 705086026
--------------------------------------------------------------------------------------------------------------------------
Security: D172W1279
Meeting Type: AGM
Meeting Date: 08-May-2014
Ticker:
ISIN: DE000CBK1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 17 APR 14 , WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 23 Non-Voting
MAR 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Non-Voting
financial statements and the management
report (including the explanatory report on
the information under section 289 paragraph
4 and paragraph 5 German Commercial Code
(Handelsgesetzbuch, "HGB") for the fiscal
year 2013, submission of the approved
consolidated financial statements and the
group management report (including the
explanatory report on the information under
section 315 paragraph 2 no. 5 and paragraph
4 HGB) for the fiscal year 2013, the report
by the Supervisory Board, the corporate
governance and remuneration report for the
fiscal year 2013
2. Resolution on the use of the profit shown Mgmt For For
on the balance Sheet
3. Resolution on the ratification of actions Mgmt For For
by the members of the Board of Managing
Directors
4. Resolution on the ratification of actions Mgmt For For
by the members of the Supervisory Board
5. Election of the auditor of the annual Mgmt For For
financial statements, the auditor of the
consolidated financial statements and the
auditor for the audit review of the interim
financial reports for the fiscal year 2014:
PricewaterhouseCoopers Aktiengesellschaft
Wirtschaftsprufungsgesell schaft, Frankfurt
am Main
6. Election of the auditor for the audit Mgmt For For
review of the interim financial report for
the first quarter of the fiscal year 2015:
PricewaterhouseCoopers Aktiengesellschaft
Wirtschaftsprufungsgesell schaft, Frankfurt
am Main
7.1.1 Election of new member in the Supervisory Mgmt For For
Board: Dr. Stefan Lippe
7.1.2 Election of new member in the Supervisory Mgmt For For
Board: Nicholas R. Teller
7.2 Election of Substitute member in the Mgmt For For
Supervisory Board: Solms U. Wittig
8 Resolution on approval of amending Mgmt For For
agreements to Domination and Profit and
Loss Transfer Agreements as well as Profit
and Loss Transfer Agreements
9. Resolution on approval of the amending Mgmt For For
agreement for the purpose of restating a
Profit and Loss Transfer Agreement with
Atlas Vermogensverwaltungsgesellschaft mbH
--------------------------------------------------------------------------------------------------------------------------
COMMVAULT SYSTEMS INC. Agenda Number: 933856556
--------------------------------------------------------------------------------------------------------------------------
Security: 204166102
Meeting Type: Annual
Meeting Date: 21-Aug-2013
Ticker: CVLT
ISIN: US2041661024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ARMANDO GEDAY Mgmt For For
F. ROBERT KURIMSKY Mgmt For For
DAVID F. WALKER Mgmt For For
2. RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING MARCH 31, 2014.
3. APPROVE THE COMPANY'S EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
4. APPROVE, BY NON-BINDING VOTE, THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
COMPANHIA DE BEBIDAS DAS AMERICAS-AMBEV Agenda Number: 933857700
--------------------------------------------------------------------------------------------------------------------------
Security: 20441W203
Meeting Type: Special
Meeting Date: 30-Jul-2013
Ticker: ABV
ISIN: US20441W2035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I TO REVIEW, DISCUSS & APPROVE PROTOCOL & Mgmt For For
JUSTIFICATION OF MERGER INTO ASSET BASE OF
AMBEV S.A. OF ALL SHARES ISSUED BY COMPANY
& NOT HELD BY AMBEV S.A. ("STOCK SWAP
MERGER") & TO AUTHORIZE EXECUTIVE COMMITTEE
TO SUBSCRIBE, ON BEHALF OF SHAREHOLDERS,
THE CONSEQUENT CAPITAL INCREASE OF AMBEV
S.A. & TO PERFORM ALL OTHER ACTS NECESSARY
TO IMPLEMENTATION OF STOCK SWAP MERGER.
II TO AMEND THE HEAD OF SECTION 5 OF THE Mgmt For For
COMPANY'S BYLAWS IN ORDER TO REFLECT ANY
CAPITAL INCREASES APPROVED WITHIN THE
LIMITS OF THE AUTHORIZED CAPITAL AND
RATIFIED BY THE BOARD OF DIRECTORS UP TO
THE DATE OF THE EXTRAORDINARY GENERAL
MEETING.
III IF THE STOCK SWAP MERGER IS APPROVED, TO Mgmt For For
CANCEL ALL SHARES ISSUED BY THE COMPANY AND
HELD IN TREASURY ON THE DATE OF THE
EXTRAORDINARY GENERAL SHAREHOLDERS'
MEETING, WITHOUT REDUCING THE VALUE OF THE
CAPITAL STOCK OF THE COMPANY, AMENDING THE
HEAD OF SECTION 5 OF THE BYLAWS.
IV IN ORDER TO REFLECT THE AMENDMENTS PROPOSED Mgmt For For
IN ITEMS (II) AND (III) ABOVE, TO RESTATE
THE BYLAWS OF THE COMPANY ACCORDING TO THE
MANAGEMENT PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
COMPASS GROUP PLC, CHERTSEY SURREY Agenda Number: 704900530
--------------------------------------------------------------------------------------------------------------------------
Security: G23296182
Meeting Type: AGM
Meeting Date: 06-Feb-2014
Ticker:
ISIN: GB0005331532
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Directors' Annual Mgmt For For
Report and Accounts and the Auditor's
Report thereon for the financial year ended
30 September 2013
2 To receive and adopt the Remuneration Mgmt For For
Policy set out on pages 57 to 64 of the
Directors' Remuneration Report contained
within the Annual Report and Accounts for
the financial year ended 30 September 2013,
such Remuneration Policy to take effect
from the date on which this Resolution is
passed
3 To receive and adopt the Directors' Mgmt For For
Remuneration Report (other than the
Remuneration Policy referred to in
Resolution 2 above) contained within the
Annual Report and Accounts for the
financial year ended 30 September 2013
4 To declare a final dividend of 16 pence per Mgmt For For
ordinary share in respect of the financial
year ended 30 September 2013
5 To elect Paul Walsh as a Director of the Mgmt For For
Company
6 To re-elect Dominic Blakemore as a Director Mgmt For For
of the Company
7 To re-elect Richard Cousins as a Director Mgmt For For
of the Company
8 To re-elect Gary Green as a Director of the Mgmt For For
Company
9 To re-elect Andrew Martin as a Director of Mgmt For For
the Company
10 To re-elect John Bason as a Director of the Mgmt For For
Company
11 To re-elect Susan Murray as a Director of Mgmt For For
the Company
12 To re-elect Don Robert as a Director of the Mgmt For For
Company
13 To re-elect Sir Ian Robinson as a Director Mgmt For For
of the Company
14 To re-appoint Deloitte LLP as the Company's Mgmt For For
Auditor until the conclusion of the next
Annual General Meeting of the Company
15 To authorise the Directors to agree the Mgmt For For
Auditor's remuneration
16 To authorise the Company and any company Mgmt For For
which is, or becomes, a subsidiary of the
Company during the period to which this
Resolution relates to: 16.1 make donations
to political parties or independent
election candidates; 16.2 make donations to
political organisations other than
political parties; and 16.3 incur political
expenditure, during the period commencing
on the date of this Resolution and ending
on the date of the Company's next Annual
General Meeting, provided that any such
donations and expenditure made by the
Company, or by any such subsidiary, shall
not exceed GBP 100,000 per company and,
together with those made by any such
subsidiary and the Company, shall not
exceed in aggregate GBP 100,000. Any terms
used in this Resolution which are defined
in Part 14 of the Companies Act 2006 shall
bear the same CONTD
CONT CONTD meaning for the purposes of this Non-Voting
Resolution 16
17 To renew the power conferred on the Mgmt For For
Directors by Article 12 of the Company's
Articles of Association for a period
expiring at the end of the next Annual
General Meeting of the Company after the
date on which this Resolution is passed or,
if earlier, 5 May 2015; for that period the
section 551 amount shall be GBP 59,913,600
and, in addition, the section 551 amount
shall be increased by GBP 59,913,600,
provided that the Directors' power in
respect of such latter amount shall only be
used in connection with a rights issue:
17.1 to holders of ordinary shares in
proportion (as nearly as may be
practicable) to their existing holdings;
and 17.2 to holders of other equity
securities as required by the rights of
those securities or as the Board otherwise
considers necessary, and that the Directors
may impose any limits or CONTD
CONT CONTD restrictions and make any Non-Voting
arrangements which they consider necessary
to deal with fractional entitlements, legal
or practical problems under the laws of, or
the requirements of, any relevant
regulatory body or stock exchange, any
territory, or any matter whatsoever
18 To renew, subject to the passing of Mgmt For For
Resolution 17 above, the power conferred on
the Directors by Article 13 of the
Company's Articles of Association, such
authority to apply until the conclusion of
the next Annual General Meeting of the
Company after the date on which this
Resolution is passed or, if earlier, 5 May
2015 and for that period the section 561
amount is GBP 8,987,040
19 To generally and unconditionally authorise Mgmt For For
the Company, pursuant to and in accordance
with section 701 of the Companies Act 2006,
to make market purchases (within the
meaning of section 693(4) of that Act) of
ordinary shares of 10 pence each in the
capital of the Company subject to the
following conditions: 19.1 the maximum
aggregate number of ordinary shares hereby
authorised to be purchased is 179,740,800;
19.2 the minimum price (excluding expenses)
which may be paid for each ordinary share
is 10 pence; 19.3 the maximum price
(excluding expenses) which may be paid for
each ordinary share in respect of a share
contracted to be purchased on any day, does
not exceed the higher of (1) an amount
equal to 105% of the average of the middle
market quotations for an ordinary share as
derived from the London Stock Exchange
Daily CONTD
CONT CONTD Official List for the five business Non-Voting
days immediately preceding the day on which
the purchase is made and (2) the higher of
the price of the last independent trade and
the highest current independent bid for an
ordinary share as derived from the London
Stock Exchange Trading System; and 19.4
this authority shall expire, unless
previously renewed, varied or revoked by
the Company, at the conclusion of the next
Annual General Meeting of the Company or 5
August 2015, whichever is the earlier
(except in relation to the purchase of
ordinary shares, the contract for which was
concluded prior to the expiry of this
authority and which will or may be executed
wholly or partly after the expiry of this
authority)
20 To authorise the Directors to call a Mgmt For For
general meeting of the Company, other than
an Annual General Meeting, on not less than
14 clear days' notice, provided that this
authority shall expire at the conclusion of
the next Annual General Meeting of the
Company after the date of the passing of
this Resolution
--------------------------------------------------------------------------------------------------------------------------
COMPASS GROUP PLC, CHERTSEY SURREY Agenda Number: 705309587
--------------------------------------------------------------------------------------------------------------------------
Security: G23296182
Meeting Type: OGM
Meeting Date: 11-Jun-2014
Ticker:
ISIN: GB0005331532
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE AND ADOPT NEW ARTICLES OF Mgmt For For
ASSOCIATION
2 APPROVE RETURN OF CASH, CAPITALISATION OF Mgmt For For
RESERVES, GRANT DIRECTORS AUTHORITY TO
ALLOT B SHARES AND C SHARES (FOR FULL TEXT
SEE NOTICE OF MEETING)
3 AUTHORITY TO ALLOT SHARES Mgmt For For
4 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
5 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 933946305
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: JODY L. FREEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: GAY HUEY EVANS Mgmt For For
1G. ELECTION OF DIRECTOR: RYAN M. LANCE Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For
1I. ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt For For
2. RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
CONOCOPHILLIPS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF 2014 OMNIBUS STOCK AND Mgmt For For
PERFORMANCE INCENTIVE PLAN OF
CONOCOPHILLIPS.
5. REPORT ON LOBBYING EXPENDITURES. Shr Against For
6. GREENHOUSE GAS REDUCTION TARGETS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
COPART, INC. Agenda Number: 933899873
--------------------------------------------------------------------------------------------------------------------------
Security: 217204106
Meeting Type: Annual
Meeting Date: 16-Dec-2013
Ticker: CPRT
ISIN: US2172041061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIS J. JOHNSON Mgmt For For
A. JAYSON ADAIR Mgmt For For
MATT BLUNT Mgmt For For
STEVEN D. COHAN Mgmt For For
DANIEL J. ENGLANDER Mgmt For For
JAMES E. MEEKS Mgmt For For
VINCENT W. MITZ Mgmt For For
THOMAS N. TRYFOROS Mgmt For For
2. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt Against Against
THE 2007 EQUITY INCENTIVE PLAN AND THE
NUMBER OF SHARES RESERVED FOR ISSUANCE
THEREUNDER.
3. TO APPROVE THE GRANT OF AN OPTION TO Mgmt For For
ACQUIRE 2,000,000 AND 1,500,000 SHARES OF
OUR COMMON STOCK TO EACH OF A. JAYSON
ADAIR, OUR CHIEF EXECUTIVE OFFICER, AND
VINCENT W. MITZ, OUR PRESIDENT,
RESPECTIVELY, AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT, SUCH GRANTS TO BE MADE
IN LIEU OF ANY CASH SALARY OR BONUS ...(DUE
TO SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL).
4. ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION FOR THE YEAR ENDED
JULY 31, 2013 (SAY ON PAY VOTE).
5. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
COSTAR GROUP, INC. Agenda Number: 933985713
--------------------------------------------------------------------------------------------------------------------------
Security: 22160N109
Meeting Type: Annual
Meeting Date: 02-Jun-2014
Ticker: CSGP
ISIN: US22160N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MICHAEL R. KLEIN Mgmt For For
1.2 ELECTION OF DIRECTOR: ANDREW C. FLORANCE Mgmt For For
1.3 ELECTION OF DIRECTOR: DAVID BONDERMAN Mgmt For For
1.4 ELECTION OF DIRECTOR: MICHAEL J. GLOSSERMAN Mgmt For For
1.5 ELECTION OF DIRECTOR: WARREN H. HABER Mgmt For For
1.6 ELECTION OF DIRECTOR: JOHN W. HILL Mgmt For For
1.7 ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
NASSETTA
1.8 ELECTION OF DIRECTOR: DAVID J. STEINBERG Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CREDIT SUISSE GROUP AG, ZUERICH Agenda Number: 705120359
--------------------------------------------------------------------------------------------------------------------------
Security: H3698D419
Meeting Type: AGM
Meeting Date: 09-May-2014
Ticker:
ISIN: CH0012138530
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 PRESENTATION OF THE 2013 ANNUAL REPORT, THE Non-Voting
PARENT COMPANY'S 2013 FINANCIAL STATEMENTS,
THE GROUP'S 2013 CONSOLIDATED FINANCIAL
STATEMENTS, THE CORRESPONDING AUDITORS'
REPORTS, AND THE 2013 COMPENSATION REPORT
1.2 CONSULTATIVE VOTE ON THE 2013 COMPENSATION Mgmt For For
REPORT
1.3 APPROVAL OF THE 2013 ANNUAL REPORT, THE Mgmt For For
PARENT COMPANY'S 2013 FINANCIAL STATEMENTS,
AND THE GROUP'S 2013 CONSOLIDATED FINANCIAL
STATEMENTS
2 DISCHARGE OF THE ACTIONS OF THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AND THE EXECUTIVE
BOARD
3.1 RESOLUTION ON THE APPROPRIATION OF RETAINED Mgmt For For
EARNINGS
3.2 RESOLUTION ON THE DISTRIBUTION AGAINST Mgmt For For
RESERVES FROM CAPITAL CONTRIBUTIONS
4 AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt For For
TO ADAPT TO CHANGES IN COMPANY LAW
5 INCREASE IN CONDITIONAL CAPITAL FOR Mgmt For For
EMPLOYEE SHARES
6.1.1 RE-ELECTION OF URS ROHNER AS MEMBER AND Mgmt For For
ELECTION AS CHAIRMAN OF THE BOARD OF
DIRECTORS
6.1.2 RE-ELECTION OF JASSIM BIN HAMAD J.J. AL Mgmt For For
THANI AS MEMBER OF THE BOARD OF DIRECTORS
6.1.3 RE-ELECTION OF IRIS BOHNET AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
6.1.4 RE-ELECTION OF NOREEN DOYLE AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.1.5 RE-ELECTION OF JEANDANIEL GERBER AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.1.6 RE-ELECTION OF ANDREAS N. KOOPMANN AS Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
6.1.7 RE-ELECTION OF JEAN LANIER AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
6.1.8 RE-ELECTION OF KAI S. NARGOLWALA AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.1.9 RE-ELECTION OF ANTON VAN ROSSUM AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.110 RE-ELECTION OF RICHARD E. THORNBURGH AS Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
6.111 RE-ELECTION OF JOHN TINER AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
6.112 ELECTION OF SEVERIN SCHWAN AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
6.113 ELECTION OF SEBASTIAN THRUN AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.2.1 ELECTION OF IRIS BOHNET AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
6.2.2 ELECTION OF ANDREAS N. KOOPMANN AS MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE
6.2.3 ELECTION OF JEAN LANIER AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
6.2.4 ELECTION OF KAI S. NARGOLWALA AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
6.3 ELECTION OF THE INDEPENDENT AUDITORS: KPMG Mgmt For For
AG, ZURICH
6.4 ELECTION OF THE SPECIAL AUDITORS: BDO AG, Mgmt For For
ZURICH
6.5 ELECTION OF THE INDEPENDENT PROXY: ANDREAS Mgmt For For
G. KELLER LIC. IUR.
7 IN THE EVENT OF A NEW OR MODIFIED PROPOSAL Mgmt Against Against
DURING THE ANNUAL GENERAL MEETING, I
INSTRUCT THE INDEPENDENT PROXY TO VOTE
ACCORDING TO THE FOLLOWING INSTRUCTION: YES
= VOTE IN ACCORDANCE WITH THE PROPOSAL OF
THE BOARD OF DIRECTORS; NO = VOTE AGAINST
THE PROPOSAL OF THE BOARD OF DIRECTORS;
ABSTAIN = ABSTENTION
--------------------------------------------------------------------------------------------------------------------------
CRH PLC, DUBLIN Agenda Number: 705039560
--------------------------------------------------------------------------------------------------------------------------
Security: G25508105
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: IE0001827041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Accept Financial Statements and Statutory Mgmt For For
Reports
2 Approve Final Dividend Mgmt For For
3 Approve Remuneration Report Mgmt For For
4 Approve Remuneration Policy Mgmt For For
5.a Re-elect Ernst Bartschi as Director Mgmt For For
5.b Re-elect Maeve Carton as Director Mgmt For For
5.c Re-elect Bill Egan as Director Mgmt For For
5.d Re-elect Utz-Hellmuth Felcht as Director Mgmt For For
5.e Re-elect Nicky Hartery as Director Mgmt For For
5.f Re-elect John Kennedy as Director Mgmt For For
5.g Elect Don McGovern Jr. as Director Mgmt For For
5.h Re-elect Heather Ann McSharry as Director Mgmt For For
5.i Re-elect Albert Manifold as Director Mgmt For For
5.j Re-elect Dan O'Connor as Director Mgmt For For
5.k Elect Henk Rottinghuis as Director Mgmt For For
5.l Re-elect Mark Towe as Director Mgmt For For
6 Authorise Board to Fix Remuneration of Mgmt For For
Auditors
7 Reappoint Ernst Young as Auditors Mgmt For For
8 Authorise Issue of Equity with Pre-emptive Mgmt For For
Rights
9 Authorise Issue of Equity without Mgmt For For
Pre-emptive Rights
10 Authorise Market Purchase of Ordinary Mgmt For For
Shares
11 Authorise Re-issuance of Treasury Shares Mgmt For For
12 Approve Scrip Dividend Program Mgmt For For
13 Approve Performance Share Plan Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CSL LTD, PARKVILLE VIC Agenda Number: 704731567
--------------------------------------------------------------------------------------------------------------------------
Security: Q3018U109
Meeting Type: AGM
Meeting Date: 16-Oct-2013
Ticker:
ISIN: AU000000CSL8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2a, 2b, 3, 4 AND 5 AND VOTES CAST
BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE PROPOSAL/S
WILL BE DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE
(OR VOTE "ABSTAIN") ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON PROPOSALS (2a, 2b, 3, 4 AND
5), YOU ACKNOWLEDGE THAT YOU HAVE NOT
OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S AND YOU COMPLY WITH THE VOTING
EXCLUSION
2a To re-elect Mr John Akehurst as a Director Mgmt For For
2b To elect Ms Marie McDonald as a Director Mgmt For For
3 Adoption of the Remuneration Report Mgmt For For
4 Grant of Performance Rights to Managing Mgmt For For
Director
5 Approval of termination benefits for Dr Mgmt For For
Brian McNamee
--------------------------------------------------------------------------------------------------------------------------
CYBERAGENT,INC. Agenda Number: 704853301
--------------------------------------------------------------------------------------------------------------------------
Security: J1046G108
Meeting Type: AGM
Meeting Date: 13-Dec-2013
Ticker:
ISIN: JP3311400000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DAIMLER AG, STUTTGART Agenda Number: 704986035
--------------------------------------------------------------------------------------------------------------------------
Security: D1668R123
Meeting Type: AGM
Meeting Date: 09-Apr-2014
Ticker:
ISIN: DE0007100000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2013, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WPHG) may prevent
the shareholder from voting at the general
meeting. Therefore, your custodian may
request that Broadridge registers
beneficial owner data for all voted
accounts with the respective sub-custodian.
If you require further information whether
or not such BO registration will be
conducted for your custodians’
accounts, please contact your CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require any flagging or blocking.
These optimized processes avoid any
settlement conflicts. The sub custodians
have advised that voted shares are not
blocked for trading purposes i.e. they are
only unavailable for settlement.
Registered shares will be deregistered at
the deregistration date by the sub
custodians. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent.
Please contact your CSR for further
information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub-custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
According to German law, in case of Non-Voting
specific conflicts of interest in
connection with specific items of the
agenda for the general meeting you are not
entitled to exercise your voting rights.
Further, your voting right might be
excluded when your share in voting rights
has reached certain thresholds and you have
not complied with any of your mandatory
voting rights notifications pursuant to the
German Securities Trading Act (WHPG). For
questions in this regard please contact
your Client Service Representative for
clarification. If you do not have any
indication regarding such conflict of
interest, or another exclusion from voting,
please submit your vote as usual.
Counter proposals may be submitted until Non-Voting
25.03.2014. Further information on counter
proposals can be found directly on the
issuer’s website (please refer to the
material URL section of the application. If
you wish to act on these items, you will
need to request a Meeting Attend and vote
your shares directly at the company’s
meeting. Counter proposals cannot be
reflected in the ballot on ProxyEdge.
1. Presentation of the adopted financial Non-Voting
statements of Daimler AG, the approved
consolidated financial statements, the
combined management report for Daimler AG
and the Group with the explanatory reports
on the information required pursuant to
Section 289, Subsections 4 and 5, Section
315, Subsection 4 of the German Commercial
Code (Handelsgesetzbuch), and the report of
the Supervisory Board for the 2013
financial year
2. Resolution on the allocation of Mgmt For For
distributable profit
3. Resolution on ratification of Board of Mgmt For For
Management members' actions in the 2013
financial year
4. Resolution on ratification of Supervisory Mgmt For For
Board members' actions in the 2013
financial year
5. Resolution on the appointment of auditors Mgmt For For
for the Company and the Group for the 2014
financial year
6. Resolution on the approval of the Mgmt For For
remuneration system for the members of the
Board of Management
7.1 Resolution on the election of new members Mgmt For For
of the Supervisory Board: Dr.-Ing. Bernd
Bohr
7.2 Resolution on the election of new members Mgmt For For
of the Supervisory Board: Joe Kaeser
7.3 Resolution on the election of new members Mgmt For For
of the Supervisory Board: Dr. Ing. e.h.
Dipl.-Ing. Bernd Pischetsrieder
8. Resolution on the creation of a new Mgmt Against Against
Approved Capital 2014 (Genehmigtes Kapital
2014) and a related amendment to the
Articles of Incorporation
9. Resolution on the adjustment of the Mgmt For For
Supervisory Board remuneration and a
related amendment to the Articles of
Incorporation
10. Resolution on the approval of the Mgmt For For
conclusion of amendment agreements to
existing control and profit transfer
agreements with subsidiaries
11. Resolution on the approval of agreements on Mgmt For For
the termination of existing control and
profit transfer agreements and conclusion
of new control and profit transfer
agreements with subsidiaries
--------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda Number: 933967513
--------------------------------------------------------------------------------------------------------------------------
Security: 235851102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: DHR
ISIN: US2358511028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: H. LAWRENCE CULP, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: DONALD J. EHRLICH Mgmt For For
1C. ELECTION OF DIRECTOR: LINDA HEFNER FILLER Mgmt For For
1D. ELECTION OF DIRECTOR: TERI LIST-STOLL Mgmt For For
1E. ELECTION OF DIRECTOR: WALTER G. LOHR, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: MITCHELL P. RALES Mgmt For For
1G. ELECTION OF DIRECTOR: STEVEN M. RALES Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN T. SCHWIETERS Mgmt For For
1I. ELECTION OF DIRECTOR: ALAN G. SPOON Mgmt For For
1J. ELECTION OF DIRECTOR: ELIAS A. ZERHOUNI, Mgmt For For
M.D.
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS DANAHER'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. TO ACT UPON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING THAT DANAHER ISSUE A REPORT
DISCLOSING ITS POLITICAL EXPENDITURE
POLICIES AND DIRECT AND INDIRECT POLITICAL
EXPENDITURES.
5. TO ACT UPON SHAREHOLDER PROPOSAL REQUESTING Shr Against For
THAT DANAHER ADOPT A POLICY REQUIRING THE
CHAIR OF BOARD OF DIRECTORS BE INDEPENDENT.
--------------------------------------------------------------------------------------------------------------------------
DANONE SA, PARIS Agenda Number: 704995806
--------------------------------------------------------------------------------------------------------------------------
Security: F12033134
Meeting Type: MIX
Meeting Date: 29-Apr-2014
Ticker:
ISIN: FR0000120644
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
O.1 Approval of the annual corporate financial Mgmt For For
statements for the financial year ended on
December 31, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended on
December 31, 2013
O.3 Allocation of income for the financial year Mgmt For For
ended on December 31, 2013 and setting the
dividend at Euros 1.45 per share
O.4 Option for payment of the dividend in Mgmt For For
shares
O.5 Renewal of term of Mr. Bruno BONNELL as Mgmt For For
board member
O.6 Renewal of term of Mr. Bernard HOURS as Mgmt For For
board member
O.7 Renewal of term of Mrs. Isabelle SEILLIER Mgmt For For
as board member
O.8 Renewal of term of Mr. Jean-Michel SEVERINO Mgmt For For
as board member
O.9 Appointment of Mrs. Gaelle OLIVIER as board Mgmt For For
member
O.10 Appointment of Mr. Lionel ZINSOU-DERLIN as Mgmt For For
board member
O.11 Approval of the agreements pursuant to the Mgmt For For
provisions of articles L.225-38 et seq. of
the commercial code
O.12 Approval of the agreements pursuant to the Mgmt For For
provisions of articles L.225-38 et seq. of
the commercial code entered into by the
company with the JP Morgan group
O.13 Approval of the executive officer Mgmt For For
employment agreement between Mr. Bernard
HOURS and Danone trading B.V. and
consequential amendments to the agreements
and commitments pursuant to articles
L.225-38 and L.225-42-1 of the commercial
code relating to Mr. Bernard HOURS in the
event of termination of his duties as
corporate officer
O.14 Approval of the renewal of the agreements Mgmt Split 88% For 12% Against Split
and commitments pursuant to articles
L.225-38 and L.225-42-1 of the commercial
code relating to Mr. Bernard HOURS made by
the company and Danone trading B.V
O.15 Reviewing the elements of compensation owed Mgmt For For
or paid to Mr. Franck RIBOUD, CEO for the
financial year ended on December 31, 2013
O.16 Reviewing the elements of compensation owed Mgmt For For
or paid to Mr. Emmanuel FABER, deputy chief
executive officer, for the financial year
ended on December 31, 2013
O.17 Reviewing the elements of compensation owed Mgmt For For
or paid to Mr. Bernard HOURS, deputy chief
executive officer, for the financial year
ended on December 31, 2013
O.18 Authorization to be granted to the board of Mgmt For For
directors to purchase, keep or transfer
shares of the company
E.19 Authorization granted to the board of Mgmt For For
directors to allocate existing shares of
the company or shares to be issued with the
cancellation of shareholders' preferential
subscription rights
E.20 Amendment to the bylaws regarding the Mgmt For For
appointment of directors representing
employees within the board of directors
E.21 Powers to carry out all legal formalities Mgmt For For
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0303/201403031400473.pdf
--------------------------------------------------------------------------------------------------------------------------
DAVITA HEALTHCARE PARTNERS, INC. Agenda Number: 934006671
--------------------------------------------------------------------------------------------------------------------------
Security: 23918K108
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: DVA
ISIN: US23918K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAMELA M. ARWAY Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES G. BERG Mgmt For For
1C. ELECTION OF DIRECTOR: CAROL ANTHONY Mgmt For For
DAVIDSON
1D. ELECTION OF DIRECTOR: PAUL J. DIAZ Mgmt For For
1E. ELECTION OF DIRECTOR: PETER T. GRAUER Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT J. MARGOLIS Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN M. NEHRA Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM L. ROPER Mgmt For For
1I. ELECTION OF DIRECTOR: KENT J. THIRY Mgmt For For
1J. ELECTION OF DIRECTOR: ROGER J. VALINE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
3. TO HOLD AN ADVISORY VOTE ON EXECUTIVE Mgmt Split 92% For 8% Against Split
COMPENSATION.
4. TO ADOPT AND APPROVE AN AMENDMENT AND Mgmt Split 92% For 8% Against Split
RESTATEMENT OF OUR 2011 INCENTIVE AWARD
PLAN.
5. TO CONSIDER AND VOTE UPON A STOCKHOLDER Shr Split 8% For 92% Against Split
PROPOSAL, IF PROPERLY PRESENTED AT THE
ANNUAL MEETING REGARDING THE BOARD
CHAIRMANSHIP.
--------------------------------------------------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD, SINGAPORE Agenda Number: 705090708
--------------------------------------------------------------------------------------------------------------------------
Security: Y20246107
Meeting Type: AGM
Meeting Date: 28-Apr-2014
Ticker:
ISIN: SG1L01001701
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND CONSIDER THE DIRECTORS' Mgmt For For
REPORT AND AUDITED FINANCIAL STATEMENTS FOR
THE YEAR ENDED 31 DECEMBER 2013 AND THE
AUDITORS' REPORT THEREON
2 TO DECLARE A ONE-TIER TAX EXEMPT FINAL Mgmt For For
DIVIDEND OF 30 CENTS PER ORDINARY SHARE,
FOR THE YEAR ENDED 31 DECEMBER 2013. 2012:
FINAL DIVIDEND OF 28 CENTS PER ORDINARY
SHARE, ONE-TIER TAX EXEMPT
3 TO DECLARE A ONE-TIER TAX EXEMPT FINAL Mgmt For For
DIVIDEND OF 2 CENTS PER NON-VOTING
REDEEMABLE CONVERTIBLE PREFERENCE SHARE,
FOR THE YEAR ENDED 31 DECEMBER 2013. 2012:
2 CENTS PER NON-VOTING REDEEMABLE
CONVERTIBLE PREFERENCE SHARE, ONE-TIER TAX
EXEMPT
4 TO APPROVE THE AMOUNT OF SGD3,687,232 Mgmt Split 55% For 45% Against Split
PROPOSED AS DIRECTORS' REMUNERATION FOR THE
YEAR ENDED 31 DECEMBER 2013. 2012:
SGD2,923,438
5 TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITORS OF THE COMPANY AND TO
AUTHORISE THE DIRECTORS TO FIX THEIR
REMUNERATION
6 TO RE-ELECT THE FOLLOWING DIRECTOR, WHO IS Mgmt For For
RETIRING UNDER ARTICLE 95 OF THE COMPANY'S
ARTICLES OF ASSOCIATION AND WHO, BEING
ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: MR
PIYUSH GUPTA
7 TO RE-ELECT THE FOLLOWING DIRECTOR, WHO IS Mgmt For For
RETIRING UNDER ARTICLE 95 OF THE COMPANY'S
ARTICLES OF ASSOCIATION AND WHO, BEING
ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: DR
BART JOSEPH BROADMAN
8 TO RE-ELECT THE FOLLOWING DIRECTOR, WHO IS Mgmt For For
RETIRING UNDER ARTICLE 95 OF THE COMPANY'S
ARTICLES OF ASSOCIATION AND WHO, BEING
ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: MR
HO TIAN YEE
9 TO RE-APPOINT MR NIHAL VIJAYA DEVADAS Mgmt For For
KAVIRATNE CBE AS A DIRECTOR PURSUANT TO
SECTION 153(6) OF THE COMPANIES ACT,
CHAPTER 50.
10 THAT AUTHORITY BE AND IS HEREBY GIVEN TO Mgmt Split 45% For 55% Against Split
THE DIRECTORS OF THE COMPANY TO: (A) ALLOT
AND ISSUE FROM TIME TO TIME SUCH NUMBER OF
ORDINARY SHARES IN THE CAPITAL OF THE
COMPANY ("DBSH ORDINARY SHARES") AS MAY BE
REQUIRED TO BE ISSUED PURSUANT TO THE
EXERCISE OF OPTIONS UNDER THE DBSH SHARE
OPTION PLAN; AND (B) OFFER AND GRANT AWARDS
IN ACCORDANCE WITH THE PROVISIONS OF THE
DBSH SHARE PLAN AND TO ALLOT AND ISSUE FROM
TIME TO TIME SUCH NUMBER OF DBSH ORDINARY
SHARES AS MAY BE REQUIRED TO BE ISSUED
PURSUANT TO THE VESTING OF AWARDS UNDER THE
DBSH SHARE PLAN, PROVIDED ALWAYS THAT: (1)
THE AGGREGATE NUMBER OF NEW DBSH ORDINARY
SHARES TO BE ISSUED PURSUANT TO THE
EXERCISE OF OPTIONS GRANTED UNDER THE DBSH
SHARE OPTION PLAN AND THE VESTING OF AWARDS
GRANTED OR TO BE GRANTED UNDER THE DBSH
SHARE PLAN SHALL NOT EXCEED 5 PER CENT OF
CONTD
CONT CONTD THE TOTAL NUMBER OF ISSUED SHARES Non-Voting
(EXCLUDING TREASURY SHARES) IN THE CAPITAL
OF THE COMPANY FROM TIME TO TIME; AND (2)
THE AGGREGATE NUMBER OF NEW DBSH ORDINARY
SHARES UNDER AWARDS TO BE GRANTED PURSUANT
TO THE DBSH SHARE PLAN DURING THE PERIOD
COMMENCING FROM THE DATE OF THIS ANNUAL
GENERAL MEETING OF THE COMPANY AND ENDING
ON THE DATE OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY OR THE DATE BY WHICH
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY IS REQUIRED BY LAW TO BE HELD,
WHICHEVER IS THE EARLIER, SHALL NOT EXCEED
2 PER CENT OF THE TOTAL NUMBER OF ISSUED
SHARES (EXCLUDING TREASURY SHARES) IN THE
CAPITAL OF THE COMPANY FROM TIME TO TIME
11 THAT AUTHORITY BE AND IS HEREBY GIVEN TO Mgmt Split 45% For 55% Against Split
THE DIRECTORS OF THE COMPANY TO: (A) (I)
ISSUE SHARES IN THE CAPITAL OF THE COMPANY
("SHARES") WHETHER BY WAY OF RIGHTS, BONUS
OR OTHERWISE; AND/OR (II) MAKE OR GRANT
OFFERS, AGREEMENTS OR OPTIONS
(COLLECTIVELY, "INSTRUMENTS") THAT MIGHT OR
WOULD REQUIRE SHARES TO BE ISSUED,
INCLUDING BUT NOT LIMITED TO THE CREATION
AND ISSUE OF (AS WELL AS ADJUSTMENTS TO)
WARRANTS, DEBENTURES OR OTHER INSTRUMENTS
CONVERTIBLE INTO SHARES, AT ANY TIME AND
UPON SUCH TERMS AND CONDITIONS AND FOR SUCH
PURPOSES AND TO SUCH PERSONS AS THE
DIRECTORS MAY IN THEIR ABSOLUTE DISCRETION
DEEM FIT; AND (B) (NOTWITHSTANDING THE
AUTHORITY CONFERRED BY THIS RESOLUTION MAY
HAVE CEASED TO BE IN FORCE) ISSUE SHARES IN
PURSUANCE OF ANY INSTRUMENT MADE OR GRANTED
BY THE DIRECTORS WHILE THIS RESOLUTION WAS
IN FORCE, CONTD
CONT CONTD PROVIDED THAT: (1) THE AGGREGATE Non-Voting
NUMBER OF SHARES TO BE ISSUED PURSUANT TO
THIS RESOLUTION (INCLUDING SHARES TO BE
ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR
GRANTED PURSUANT TO THIS RESOLUTION) DOES
NOT EXCEED 50 PER CENT OF THE TOTAL NUMBER
OF ISSUED SHARES (EXCLUDING TREASURY
SHARES) IN THE CAPITAL OF THE COMPANY (AS
CALCULATED IN ACCORDANCE WITH PARAGRAPH (2)
BELOW), OF WHICH THE AGGREGATE NUMBER OF
SHARES TO BE ISSUED OTHER THAN ON A PRO
RATA BASIS TO SHAREHOLDERS OF THE COMPANY
(INCLUDING SHARES TO BE ISSUED IN PURSUANCE
OF INSTRUMENTS MADE OR GRANTED PURSUANT TO
THIS RESOLUTION) SHALL BE LESS THAN 10 PER
CENT OF THE TOTAL NUMBER OF ISSUED SHARES
(EXCLUDING TREASURY SHARES) IN THE CAPITAL
OF THE COMPANY (AS CALCULATED IN ACCORDANCE
WITH PARAGRAPH (2) BELOW); (2) (SUBJECT TO
SUCH MANNER OF CALCULATION AND CONTD
CONT CONTD ADJUSTMENTS AS MAY BE PRESCRIBED BY Non-Voting
THE SINGAPORE EXCHANGE SECURITIES TRADING
LIMITED ("SGX-ST")), FOR THE PURPOSE OF
DETERMINING THE AGGREGATE NUMBER OF SHARES
THAT MAY BE ISSUED UNDER PARAGRAPH (1)
ABOVE, THE PERCENTAGE OF ISSUED SHARES
SHALL BE BASED ON THE TOTAL NUMBER OF
ISSUED SHARES (EXCLUDING TREASURY SHARES)
IN THE CAPITAL OF THE COMPANY AT THE TIME
THIS RESOLUTION IS PASSED, AFTER ADJUSTING
FOR: (I) NEW SHARES ARISING FROM THE
CONVERSION OR EXERCISE OF ANY CONVERTIBLE
SECURITIES OR SHARE OPTIONS OR VESTING OF
SHARE AWARDS WHICH ARE OUTSTANDING OR
SUBSISTING AT THE TIME THIS RESOLUTION IS
PASSED; AND (II) ANY SUBSEQUENT BONUS
ISSUE, CONSOLIDATION OR SUBDIVISION OF
SHARES; (3) IN EXERCISING THE AUTHORITY
CONFERRED BY THIS RESOLUTION, THE COMPANY
SHALL COMPLY WITH THE PROVISIONS OF THE
LISTING MANUAL OF THE CONTD
CONT CONTD SGX-ST FOR THE TIME BEING IN FORCE Non-Voting
(UNLESS SUCH COMPLIANCE HAS BEEN WAIVED BY
THE SGX-ST) AND THE ARTICLES OF ASSOCIATION
FOR THE TIME BEING OF THE COMPANY; AND (4)
(UNLESS REVOKED OR VARIED BY THE COMPANY IN
GENERAL MEETING) THE AUTHORITY CONFERRED BY
THIS RESOLUTION SHALL CONTINUE IN FORCE
UNTIL THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY OR THE DATE
BY WHICH THE NEXT ANNUAL GENERAL MEETING OF
THE COMPANY IS REQUIRED BY LAW TO BE HELD,
WHICHEVER IS THE EARLIER
12 THAT AUTHORITY BE AND IS HEREBY GIVEN TO Mgmt Split 45% For 55% Against Split
THE DIRECTORS OF THE COMPANY TO ALLOT AND
ISSUE SUCH NUMBER OF NEW ORDINARY SHARES
AND NEW NON-VOTING REDEEMABLE CONVERTIBLE
PREFERENCE SHARES IN THE CAPITAL OF THE
COMPANY AS MAY BE REQUIRED TO BE ALLOTTED
AND ISSUED PURSUANT TO THE APPLICATION OF
THE DBSH SCRIP DIVIDEND SCHEME TO THE FINAL
DIVIDENDS OF 30 CENTS PER ORDINARY SHARE
AND 2 CENTS PER NON-VOTING REDEEMABLE
CONVERTIBLE PREFERENCE SHARE, FOR THE YEAR
ENDED 31 DECEMBER 2013
13 THAT AUTHORITY BE AND IS HEREBY GIVEN TO Mgmt Split 45% For 55% Against Split
THE DIRECTORS OF THE COMPANY TO APPLY THE
DBSH SCRIP DIVIDEND SCHEME TO ANY
DIVIDEND(S) WHICH MAY BE DECLARED FOR THE
YEAR ENDING 31 DECEMBER 2014 AND TO ALLOT
AND ISSUE SUCH NUMBER OF NEW ORDINARY
SHARES AND NEW NON-VOTING REDEEMABLE
CONVERTIBLE PREFERENCE SHARES IN THE
CAPITAL OF THE COMPANY AS MAY BE REQUIRED
TO BE ALLOTTED AND ISSUED PURSUANT THERETO
--------------------------------------------------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD, SINGAPORE Agenda Number: 705092043
--------------------------------------------------------------------------------------------------------------------------
Security: Y20246107
Meeting Type: EGM
Meeting Date: 28-Apr-2014
Ticker:
ISIN: SG1L01001701
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 The Proposed Renewal of the Share Purchase Mgmt For For
Mandate
--------------------------------------------------------------------------------------------------------------------------
DELPHI AUTOMOTIVE PLC Agenda Number: 933924498
--------------------------------------------------------------------------------------------------------------------------
Security: G27823106
Meeting Type: Annual
Meeting Date: 03-Apr-2014
Ticker: DLPH
ISIN: JE00B783TY65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: GARY L. COWGER Mgmt For For
2. ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Mgmt For For
3. ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt For For
4. ELECTION OF DIRECTOR: RAJIV L. GUPTA Mgmt For For
5. ELECTION OF DIRECTOR: JOHN A. KROL Mgmt For For
6. ELECTION OF DIRECTOR: J. RANDALL MACDONALD Mgmt For For
7. ELECTION OF DIRECTOR: SEAN O. MAHONEY Mgmt For For
8. ELECTION OF DIRECTOR: RODNEY O'NEAL Mgmt For For
9. ELECTION OF DIRECTOR: THOMAS W. SIDLIK Mgmt For For
10. ELECTION OF DIRECTOR: BERND WIEDEMANN Mgmt For For
11. ELECTION OF DIRECTOR: LAWRENCE A. ZIMMERMAN Mgmt For For
12. PROPOSAL TO RE-APPOINT AUDITORS, RATIFY Mgmt For For
INDEPENDENT PUBLIC ACCOUNTING FIRM AND
AUTHORIZE THE DIRECTORS TO DETERMINE THE
FEES PAID TO THE AUDITORS.
13. SAY ON PAY - TO APPROVE, BY ADVISORY VOTE, Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DENBURY RESOURCES INC. Agenda Number: 933970370
--------------------------------------------------------------------------------------------------------------------------
Security: 247916208
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: DNR
ISIN: US2479162081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WIELAND F. WETTSTEIN Mgmt For For
MICHAEL L. BEATTY Mgmt For For
MICHAEL B. DECKER Mgmt For For
JOHN P. DIELWART Mgmt For For
RONALD G. GREENE Mgmt For For
GREGORY L. MCMICHAEL Mgmt For For
KEVIN O. MEYERS Mgmt For For
PHIL RYKHOEK Mgmt For For
RANDY STEIN Mgmt For For
LAURA A. SUGG Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S 2013 Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
3. PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
DENSO CORPORATION Agenda Number: 705343654
--------------------------------------------------------------------------------------------------------------------------
Security: J12075107
Meeting Type: AGM
Meeting Date: 19-Jun-2014
Ticker:
ISIN: JP3551500006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Allow the Board of Mgmt For For
Directors to Appoint Representative
Directors among Directors, Allow the Board
of Directors to Appoint a Chairperson, a
President, a number of Vice-Chairpersons,
Executive Vice Presidents and Directors
with Title
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
3.14 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
5 Approve Payment of Bonuses to Corporate Mgmt Against Against
Officers
6 Amend the Compensation to be received by Mgmt For For
Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE BANK AG, FRANKFURT AM MAIN Agenda Number: 705153005
--------------------------------------------------------------------------------------------------------------------------
Security: D18190898
Meeting Type: AGM
Meeting Date: 22-May-2014
Ticker:
ISIN: DE0005140008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2012, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require share blocking. Registered
shares will be deregistered according to
trading activities or at the deregistration
date by the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent. Please contact your CSR
for further information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
07.05.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the established Annual Non-Voting
Financial Statements and Management Report
(including the explanatory report on
disclosures pursuant to Section 289 (4)
German Commercial Code) for the 2013
financial year, the approved Consolidated
Financial Statements and Management Report
(including the explanatory report on
disclosures pursuant to Section 315 (4)
German Commercial Code) for the 2013
financial year as well as the Report of the
Supervisory Board
2. Appropriation of distributable profit Mgmt No vote
3. Ratification of the acts of management of Mgmt No vote
the members of the Management Board for the
2013 financial year
4. Ratification of the acts of management of Mgmt No vote
the members of the Supervisory Board for
the 2013 financial year
5. Election of the auditor for the 2014 Mgmt No vote
financial year, interim accounts : KPMG AG
6. Authorization to acquire own shares Mgmt No vote
pursuant to Section 71 (1) No. 8 Stock
Corporation Act as well as for their use
with the possible exclusion of pre-emptive
rights
7. Authorization to use derivatives within the Mgmt No vote
framework of the purchase of own shares
pursuant to Section 71 (1) No. 8 Stock
Corporation Act
8. Increase in the limit for variable Mgmt No vote
compensation components for the Management
Board members
9. Increase in the limit for variable Mgmt No vote
compensation components for employees and
for management body members of subsidiaries
10. Amendment to the Articles of Association to Mgmt No vote
adjust the provision on Supervisory Board
compensation
11. Creation of new authorized capital for Mgmt No vote
capital increases in cash (with the
possibility of excluding shareholders'
pre-emptive rights, also in accordance with
Section 186 (3) sentence 4 Stock
Corporation Act) and amendment to the
Articles of Association
12. Authorization to issue participatory notes Mgmt No vote
with warrants and/or convertible
participatory notes and other hybrid debt
securities that fulfill the regulatory
requirements to qualify as Additional Tier
1 Capital (AT1 Capital), bonds with
warrants and convertible bonds (with the
possibility of excluding pre-emptive
rights), creation of conditional capital
and amendment to the Articles of
Association
13. Authorization to issue participatory notes Mgmt No vote
and other Hybrid Debt Securities that
fulfill the regulatory requirements to
qualify as Additional Tier 1 Capital (AT1
Capital)
14. Approval to conclude a domination agreement Mgmt No vote
between Deutsche Bank Aktiengesellschaft
(as the parent company) and Deutsche
Immobilien Leasing GmbH
15. Approval to newly conclude a domination and Mgmt No vote
profit and loss transfer agreement between
Deutsche Bank Aktiengesellschaft (as the
parent company) and Deutsche Bank (Europe)
GmbH
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE BOERSE AG, FRANKFURT AM MAIN Agenda Number: 705086002
--------------------------------------------------------------------------------------------------------------------------
Security: D1882G119
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: DE0005810055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2012, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require share blocking. Registered
shares will be deregistered according to
trading activities or at the deregistration
date by the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent. Please contact your CSR
for further information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
30.04.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted and approved Non-Voting
annual and consolidated annual financial
statements, the combined management report
of Deutsche Boerse Aktiengesellschaft and
the Group as at 31 December 2013, the
report of the Supervisory Board, the
explanatory report of the Executive Board
on disclosures pursuant to sections 289 (4)
and (5), 315 (2) no. 5 and (4) of the
German Commercial Code (Handelsgesetzbuch
HGB) and the proposal for the appropriation
of unappropriated surplus
2. Appropriation of unappropriated surplus Mgmt No vote
3. Resolution to approve the acts of the Mgmt No vote
members of the Executive Board
4. Resolution to approve the acts of the Mgmt No vote
members of the Supervisory Board
5. Resolution on the authorisation to issue Mgmt No vote
convertible bonds and/ or warrant-linked
bonds and to exclude pre-emptive
subscription rights as well as on the
creation of contingent capital and the
corresponding amendments to the Articles of
Incorporation
6. Amendment of section 9 of the Articles of Mgmt No vote
Incorporation
7. Amendment of section 20 of the Articles of Mgmt No vote
Incorporation
8. Appointment of the auditor and Group Mgmt No vote
auditor for financial year 2014 as well as
the auditor for the review of the condensed
financial statements and the interim
management report for the first half of
financial year 2014: KPMG AG
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE WOHNEN AG, FRANKFURT/MAIN Agenda Number: 705244490
--------------------------------------------------------------------------------------------------------------------------
Security: D2046U176
Meeting Type: AGM
Meeting Date: 11-Jun-2014
Ticker:
ISIN: DE000A0HN5C6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 21 MAY 2014, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 27 Non-Voting
MAY 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. PRESENTATION OF THE APPROVED ANNUAL Non-Voting
FINANCIAL STATEMENTS AND THE SUPERVISORY
BOARD-APPROVED CONSOLIDATED FINANCIAL
STATEMENTS AS OF DECEMBER 31, 2013, THE
MANAGEMENT RE-PORTS FOR THE COMPANY AND THE
GROUP, INCLUDING THE SUPERVISORY BOARD
REPORT FOR THE 2013 FINANCIAL YEAR, AS WELL
AS THE EXPLANATORY MANAGEMENT BOARD REPORT
ON THE DISCLOSURE PURSUANT TO SECTIONS 289
PARAGRAPHS 4 AND 5, AND SECTION 315
PARAGRAPH 4 OF THE GERMAN COMMERCIAL CODE
(HGB) AS OF DECEMBER 31, 2013
2. PASSING OF A RESOLUTION CONCERNING THE Mgmt For For
APPROPRIATION OF THE NET PROFIT AVAILABLE
FOR DISTRIBUTION FOR THE 2013 FINANCIAL
YEAR BY DEUTSCHE WOHNEN AG: DISTRIBUTION OF
A DIVIDEND OF EUR 0.34 PER REGISTERED SHARE
OR BEARER SHARE
3. PASSING OF A RESOLUTION ON THE APPROVAL OF Mgmt For For
THE ACTIONS OF THE MANAGEMENT BOARD FOR THE
2013 FINANCIAL YEAR 2013
4. PASSING OF A RESOLUTION ON THE APPROVAL OF Mgmt For For
THE ACTIONS OF THE SUPERVISORY BOARD FOR
THE 2013 FINANCIAL YEAR
5. ELECTION OF THE AUDITOR OF THE ANNUAL Mgmt For For
FINANCIAL STATEMENTS AND OF THE AUDITOR OF
THE CONSOLIDATED FINANCIAL STATEMENTS, AS
WELL AS OF THE AUDITOR FOR ANY AUDITED
REVIEW OF THE HALF-YEAR FINANCIAL REPORT
FOR THE 2014 FINANCIAL YEAR: ERNST & YOUNG
GMBH
6. ELECTIONS TO THE SUPERVISORY BOARD: MR. Mgmt For For
CLAUS WISSER
7. PASSING OF A RESOLUTION CONCERNING THE Mgmt Against Against
APPROVAL OF THE COMPENSATION SYSTEM
APPLYING TO THE MEMBERS OF THE MANAGEMENT
BOARD
8. PASSING OF A RESOLUTION CONCERNING THE Mgmt Against Against
CREATION OF AUTHORIZED CAPITAL 2014 WITH
THE POSSIBILITY OF EXCLUDING SUBSCRIPTION
RIGHTS AND CANCELLING THE EXISTING
AUTHORIZED CAPITAL AND CORRESPONDING CHANGE
TO THE ARTICLES OF ASSOCIATION A) CREATION
OF AUTHORIZED CAPITAL 2014 WITH THE
POSSIBILITY OF EXCLUDING SUBSCRIPTION
RIGHTS, B) CHANGES TO SECTION 4A OF THE
ARTICLES OF ASSOCIATION, C) CANCELLATION OF
EXISTING AUTHORIZED CAPITAL, D) APPLICATION
FOR ENTRY INTO THE COMMERCIAL REGISTER
9. PASSING OF A RESOLUTION CONCERNING THE Mgmt Against Against
GRANTING OF A NEW AUTHORIZATION TO ISSUE
CONVERTIBLE AND/OR WARRANT-LINKED BONDS
AND/OR CONVERTIBLE OR WARRANT-LINKED
PARTICIPATION RIGHTS (OR A COMBINATION OF
THESE INSTRUMENTS) WITH THE OPTION OF
EXCLUDING SUBSCRIPTION RIGHTS, CREATION OF
CONDITIONAL CAPITAL 2014/I, PARTIAL
CANCELLATION OF THE EXISTING AUTHORIZATION
TO IS-SUE CONVERTIBLE AND WARRANT-LINKED
BONDS, PARTIAL CANCELLATION OF CONDITIONAL
CAPITAL 2013 (SECTION 4B OF THE ARTICLES OF
ASSOCIATION) AND CORRESPONDING CHANGES TO
THE ARTICLES OF ASSOCIATION: A)
AUTHORIZATION TO ISSUE CONVERTIBLE AND/OR
WARRANT-LINKED BONDS AND/OR CONVERTIBLE
AND/OR WARRANT-LINKED PARTICIPATION RIGHTS
(OR A COMBINATION OF THESE INSTRUMENTS) AND
TO EXCLUDE SUBSCRIPTION RIGHTS, B)
CONDITIONAL CAPITAL 2014/I, C) CANCELLATION
OF THE NON-EXERCISED AUTHORIZATION OF MAY
28, 2013 AND CORRESPONDING CANCELLATION OF
CONDITIONAL CAPITAL 2013, D) AMENDMENT TO
THE ARTICLES OF ASSOCIATION, E)
AUTHORIZATION OF THE SUPERVISORY BOARD TO
MAKE CHANGES TO THE ARTICLES OF ASSOCIATION
THAT ONLY AFFECT THE WORDING, F) COMMERCIAL
REGISTER ENTRY, AUTHORIZATION TO ADJUST
ARTICLES OF ASSOCIATION
10. PASSING OF A RESOLUTION CONCERNING THE Mgmt For For
APPROVAL TO ENTER INTO A DOMINATION
AGREEMENT BETWEEN DEUTSCHE WOHNEN AG AND
GSW IMMOBILIEN AG; PASSING A RESOLUTION
CONCERNING THE CREATION OF CONDITIONAL
CAPITAL 2014/II AND THE INSERTION OF A NEW
SECTION 4C IN THE ARTICLES OF ASSOCIATION
11. APPROVAL TO ENTER INTO A PROFIT AND LOSS Mgmt For For
TRANSFER AGREEMENT BETWEEN DEUTSCHE WOHNEN
AG AND DEUTSCHE WOHNEN MANAGEMENT GMBH
12. APPROVAL TO ENTER INTO A PROFIT AND LOSS Mgmt For For
TRANSFER AGREEMENT BETWEEN DEUTSCHE WOHNEN
AG AND DEUTSCHE WOHNEN IMMOBILIEN
MANAGEMENT GMBH
13. APPROVAL TO ENTER INTO A PROFIT AND LOSS Mgmt For For
TRANSFER AGREEMENT BETWEEN DEUTSCHE WOHNEN
AG AND DEUTSCHE WOHNEN CONSTRUCTION AND
FACILITIES GMBH
14. PASSING OF A RESOLUTION CONCERNING THE Mgmt For For
AUTHORIZATION TO ACQUIRE AND USE OWN
SHARES, INCLUDING AUTHORIZATION TO RETIRE
TREASURY SHARES ACQUIRED AND REDUCE CAPITAL
15. PASSING OF A RESOLUTION CONCERNING THE Mgmt For For
CONVERSION OF ALL OUTSTANDING REGISTERED
SHARES TO BEARER SHARES AND CORRESPONDING
AMENDMENTS TO SECTION 4 PARAGRAPH 2 AND
PARAGRAPH 3 SENTENCE 1 AND SECTION 9 OF THE
ARTICLES OF ASSOCIATION
16. PASSING OF A RESOLUTION CONCERNING THE Mgmt For For
AUTHORIZATION TO ISSUE STOCK OPTIONS TO
MEMBERS OF THE MANAGEMENT BOARD OF DEUTSCHE
WOHNEN AG AND TO SELECTED EXECUTIVES OF
DEUTSCHE WOHNEN AG AND AFFILIATED
COMPANIES, THE CREATION OF CONDITIONAL
CAPITAL 2014/III TO SERVICE STOCK OPTIONS
AND THE INSERTION OF A NEW SECTION 4D TO
THE ARTICLES OF ASSOCIATION: A)
AUTHORIZATION TO ISSUE STOCK OPTIONS AS
PART OF AOP 2014, B) CONDITIONAL CAPITAL
2014/III, C) AMENDMENTS TO THE ARTICLES OF
ASSOCIATION: SECTION 4D
--------------------------------------------------------------------------------------------------------------------------
DEXCOM, INC. Agenda Number: 933981311
--------------------------------------------------------------------------------------------------------------------------
Security: 252131107
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: DXCM
ISIN: US2521311074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JONATHAN T. LORD, Mgmt For For
M.D.
1B. ELECTION OF DIRECTOR: ERIC TOPOL, M.D. Mgmt For For
2. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF OUR BOARD OF DIRECTORS OF
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC, LONDON Agenda Number: 704697070
--------------------------------------------------------------------------------------------------------------------------
Security: G42089113
Meeting Type: AGM
Meeting Date: 19-Sep-2013
Ticker:
ISIN: GB0002374006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report and accounts 2013 Mgmt For For
2 Directors' remuneration report 2013 Mgmt For For
3 Declaration of final dividend. That a final Mgmt For For
dividend be declared on the ordinary shares
of 28101/108 pence each ('Ordinary
Share(s)') of 29.30 pence per share for the
year ended 30 June 2013
4 That PB Bruzelius be re-elected as a Mgmt For For
director
5 That LM Danon be re-elected as a director Mgmt For For
6 That Lord Davies be re-elected as a Mgmt For For
director
7 That Ho KwonPing be re-elected as a Mgmt For For
director
8 That BD Holden be re-elected as a director Mgmt For For
9 That Dr FB Humer be re-elected as a Mgmt For For
director
10 That D Mahlan be re-elected as a director Mgmt For For
11 That IM Menezes be re-elected as a director Mgmt For For
12 That PG Scott be re-elected as a director Mgmt For For
13 Appointment of auditor: That KPMG LLP be Mgmt For For
appointed as auditor of the company to hold
office from the conclusion of this AGM
until the conclusion of the next general
meeting at which accounts are laid before
the company
14 Remuneration of auditor Mgmt For For
15 Authority to allot shares Mgmt For For
16 Disapplication of pre-emption rights Mgmt For For
17 Authority to purchase own Ordinary Shares Mgmt For For
18 Authority to make political donations Mgmt For For
and/or to incur political expenditure in
the European Union ('EU'): That, in
accordance with sections 366 and 367 of the
Act, the company and all companies that are
at any time during the period for which
this resolution has effect subsidiaries of
the company be authorised to: a) make
political donations (as defined in section
364 of the Act) to political parties (as
defined in section 363 of the Act) or
independent election candidates (as defined
in section 363 of the Act), not exceeding
GBP 200,000 in total; and b) make political
donations (as defined in section 364 of the
Act) to political organisations other than
political parties (as defined in section
363 of the Act) not exceeding GBP 200,000
in total; and c) incur political
expenditure (as defined in section 365 of
the Act) CONTD
CONT CONTD not exceeding GBP 200,000 in total; Non-Voting
in each case during the period beginning
with the date of passing this resolution
and ending at the end of next year's AGM or
on 18 December 2014, whichever is the
sooner, and provided that the aggregate
amount of political donations and political
expenditure so made and incurred by the
company and its subsidiaries pursuant to
this resolution shall not exceed GBP
200,000
19 Reduced notice of a general meeting other Mgmt For For
than an annual general meeting
--------------------------------------------------------------------------------------------------------------------------
DIAMOND FOODS, INC. Agenda Number: 933906212
--------------------------------------------------------------------------------------------------------------------------
Security: 252603105
Meeting Type: Annual
Meeting Date: 14-Jan-2014
Ticker: DMND
ISIN: US2526031057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. ZOLLARS Mgmt For For
EDWARD A. BLECHSCHMIDT Mgmt Withheld Against
R. DEAN HOLLIS Mgmt For For
2. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR ENDED JULY 31, 2014.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DIRECT LINE INSURANCE GROUP PLC, KENT Agenda Number: 705056453
--------------------------------------------------------------------------------------------------------------------------
Security: G2871V106
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: GB00B89W0M42
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the report and accounts for the Mgmt For For
year ended 31 December 2013
2 To approve the Directors' remuneration Mgmt For For
policy
3 To approve the Directors' remuneration Mgmt For For
report
4 To approve the final dividend of 8.4p Mgmt For For
5 To re-elect Mr Mike Biggs as a Director Mgmt For For
6 To re-elect Mr Paul Geddes as a Director Mgmt For For
7 To re-elect Mrs Jane Hanson as a Director Mgmt For For
8 To re-elect Mr Glyn Jones as a Director Mgmt For For
9 To re-elect Mr Andrew Palmer as a Director Mgmt For For
10 To re-elect Mr John Reizenstein as a Mgmt For For
Director
11 To re-elect Mrs Clare Thompson as a Mgmt For For
Director
12 To re-elect Mrs Priscilla Vacassin as a Mgmt For For
Director
13 To approve the re-appointment of the Mgmt For For
Company's auditors
14 To provide authority to the Audit Committee Mgmt For For
to determine the auditors' remuneration
15 To approve the Directors' authority to Mgmt For For
allot shares
16 To approve the Directors' power to disapply Mgmt For For
pre-emption rights
17 To approve the Company's authority to Mgmt For For
purchase its own shares
18 To approve the calling of general meetings Mgmt For For
on 14 clear days' notice
19 To authorise the Company to make political Mgmt For For
donations
--------------------------------------------------------------------------------------------------------------------------
DISTRIBUIDORA INTERNACIONAL DE ALIMENTACION Agenda Number: 705061199
--------------------------------------------------------------------------------------------------------------------------
Security: E3685C104
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: ES0126775032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 25 APR 2014 AT 12:00 HRS.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU.
1.1 Approve consolidated and standalone Mgmt For For
financial statements
1.2 Approve allocation of income and dividends Mgmt For For
1.3 Approve standard accounting transfers Mgmt For For
1.4 Approve discharge of board Mgmt For For
2.1 Reelect Richard Golding as director Mgmt For For
2.2 Reelect Mariano Martin Mampaso as director Mgmt For For
2.3 Reelect Nadra Moussalem as director Mgmt For For
2.4 Reelect Antonio Urcelay Alonso as director Mgmt For For
3 Approve stock-for-salary Mgmt For For
4 Approve 2014-2016 Long-Term Incentive Plan Mgmt For For
5 Renew appointment of KPMG Auditores, S.L. Mgmt For For
as auditors
6 Authorize board to ratify and execute Mgmt For For
approved resolutions
7 Advisory vote on remuneration report Mgmt For For
CMMT 27 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO THE TEXT OF
RESOLUTION 5. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DNB ASA, OSLO Agenda Number: 705095481
--------------------------------------------------------------------------------------------------------------------------
Security: R1812S105
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: NO0010031479
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT BLOCKING SHOULD ALWAYS BE APPLIED, RECORD Non-Voting
DATE OR NOT.
1 OPENING OF THE GENERAL MEETING BY THE Non-Voting
CHAIRMAN OF THE SUPERVISORY BOARD
2 APPROVAL OF THE NOTICE OF THE GENERAL Mgmt No vote
MEETING AND THE AGENDA
3 ELECTION OF A PERSON TO SIGN THE MINUTES OF Mgmt No vote
THE GENERAL MEETING ALONG WITH THE CHAIRMAN
4 APPROVAL OF THE 2013 ANNUAL REPORT AND Mgmt No vote
ACCOUNTS, INCLUDING THE DISTRIBUTION OF
DIVIDENDS (THE BOARD OF DIRECTORS HAS
PROPOSED A DIVIDEND OF NOK 2.70 PER SHARE)
5 APPROVAL OF THE AUDITOR'S REMUNERATION Mgmt No vote
6 ELECTION OF TEN MEMBERS TO THE SUPERVISORY Mgmt No vote
BOARD IN LINE WITH THE RECOMMENDATION
GIVEN: CAMILLA M. GRIEG (RE-ELECTION),
CHRISTIAN PRINTZELL HALVORSEN (NEW),
ELDBJORG LOWER (RE-ELECTION), GUDRUN B.
ROLLEFSEN (RE-ELECTION), GUNVOR ULSTEIN
(NEW), HELGE MOGSTER (RE-ELECTION), LARS
TRONSGAARD (NEW), RANDI EEK THORSEN
(RE-ELECTION), TORIL EIDESVIK
(RE-ELECTION), WIDAR SALBUVIK (NEW). IN
ADDITION, THE SUPERVISORY BOARD COMPRISES
THE FOLLOWING SHAREHOLDER-ELECTED MEMBERS:
INGE ANDERSEN, SONDRE GRAVIR, OLEJORGEN
HASLESTAD, NALAN KOC, THOMAS LEIRE, TORILD
SKOGSHOLM, MERETE SMITH, STALE SVENNING,
TURID M. SORENSEN AND GINE WANG
7 ELECTION OF THE VICE-CHAIRMAN, ONE MEMBER Mgmt No vote
AND ONE DEPUTY TO THE CONTROL COMMITTEE IN
LINE WITH THE RECOMMENDATION GIVEN: THE
GENERAL MEETING APPROVED THE ELECTION
COMMITTEE'S PROPOSED ELECTION OF KARL OLAV
HOVDEN AS NEW VICE-CHAIRMAN, IDA HELLIESEN
AS A NEW MEMBER AND OLE GROTTING TRASTI AS
A NEW DEPUTY, WITH A TERM OF OFFICE OF UP
TO ONE YEAR
8 ELECTION OF THREE MEMBERS TO THE ELECTION Mgmt No vote
COMMITTEE IN LINE WITH THE RECOMMENDATION
GIVEN: THE GENERAL MEETING APPROVED THE
ELECTION COMMITTEE'S PROPOSED RE-ELECTION
OF CAMILLA M. GRIEG AND KARL MOURSUND AND
THE ELECTION OF METTE WIKBORG AS A NEW
MEMBER OF THE ELECTION COMMITTEE, WITH A
TERM OF OFFICE OF UP TO TWO YEARS
9 APPROVAL OF REMUNERATION RATES FOR MEMBERS Mgmt No vote
OF THE SUPERVISORY BOARD, CONTROL COMMITTEE
AND ELECTION COMMITTEE IN LINE WITH THE
RECOMMENDATION GIVEN
10 AUTHORISATION TO THE BOARD OF DIRECTORS FOR Mgmt No vote
THE REPURCHASE OF SHARES
11.A STATEMENT FROM THE BOARD OF DIRECTORS IN Mgmt No vote
CONNECTION WITH REMUNERATION TO SENIOR
EXECUTIVES: SUGGESTED GUIDELINES
(CONSULTATIVE VOTE)
11.B STATEMENT FROM THE BOARD OF DIRECTORS IN Mgmt No vote
CONNECTION WITH REMUNERATION TO SENIOR
EXECUTIVES: BINDING GUIDELINES (PRESENTED
FOR APPROVAL)
12 CORPORATE GOVERNANCE Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
E.ON SE, DUESSELDORF Agenda Number: 705046995
--------------------------------------------------------------------------------------------------------------------------
Security: D24914133
Meeting Type: AGM
Meeting Date: 30-Apr-2014
Ticker:
ISIN: DE000ENAG999
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2012, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub custodians have advised that voted Non-Voting
shares are not blocked for trading purposes
i.e. they are only unavailable for
settlement. Registered shares will be
deregistered at the deregistration date by
the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent to your CSR or Custodian.
Please contact your CSR for further
information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 15 Non-Voting
APR 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted Annual Non-Voting
Financial Statements and the approved
Consolidated Financial Statements for the
2013 financial year, along with the
Combined Management Report for E.ON SE and
the E.ON Group and the Report of the
Supervisory Board as well as the
Explanatory Report of the Board of
Management regarding the statements
pursuant to Sections 289 para. 4, 315 para.
4 and Section 289 para. 5 German Commercial
Code (Handelsgesetzbuch-HGB)
2. Appropriation of balance sheet profits from Mgmt No vote
the 2013 financial year
3. Discharge of the Board of Management for Mgmt No vote
the 2013 financial year
4. Discharge of the Supervisory Board for the Mgmt No vote
2013 financial year
5.1 PricewaterhouseCoopers AG, Duesseldorf, was Mgmt No vote
appointed as auditors and group auditors
for Fiscal Year 2014
5.2 PricewaterhouseCoopers AG, Duesseldorf is Mgmt No vote
also appointed as auditors for the review
of the condensed financial statements and
the interim management report of purchases
for the first six months of fiscal year
2014
6. Approval of the amendment of the control Mgmt No vote
and profit and loss transfer agreement
between E.ON SE and E.ON US Holding GmbH
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION PLC Agenda Number: 933937243
--------------------------------------------------------------------------------------------------------------------------
Security: G29183103
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: ETN
ISIN: IE00B8KQN827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GEORGE S. BARRETT Mgmt For For
1B. ELECTION OF DIRECTOR: TODD M. BLUEDORN Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. CRITELLI Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES E. GOLDEN Mgmt For For
1G. ELECTION OF DIRECTOR: LINDA A. HILL Mgmt For For
1H. ELECTION OF DIRECTOR: ARTHUR E. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: NED C. LAUTENBACH Mgmt For For
1J. ELECTION OF DIRECTOR: DEBORAH L. MCCOY Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For
1L. ELECTION OF DIRECTOR: GERALD B. SMITH Mgmt For For
2. APPROVING THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2014 AND
AUTHORIZING THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS TO SET ITS REMUNERATION.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. AUTHORIZING THE COMPANY OR ANY SUBSIDIARY Mgmt For For
OF THE COMPANY TO MAKE OVERSEAS MARKET
PURCHASES OF COMPANY SHARES.
--------------------------------------------------------------------------------------------------------------------------
ECOLAB INC. Agenda Number: 933946088
--------------------------------------------------------------------------------------------------------------------------
Security: 278865100
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: ECL
ISIN: US2788651006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: BARBARA J. BECK Mgmt For For
1C. ELECTION OF DIRECTOR: LESLIE S. BILLER Mgmt For For
1D. ELECTION OF DIRECTOR: CARL M. CASALE Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For
1F. ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER Mgmt For For
1G. ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Mgmt For For
1H. ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL LARSON Mgmt For For
1J. ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT L. LUMPKINS Mgmt For For
1L. ELECTION OF DIRECTOR: VICTORIA J. REICH Mgmt For For
1M. ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT Mgmt For For
1N. ELECTION OF DIRECTOR: JOHN J. ZILLMER Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT YEAR ENDING DECEMBER 31, 2014.
3. RE-APPROVE THE ECOLAB INC. MANAGEMENT Mgmt For For
PERFORMANCE INCENTIVE PLAN, AS AMENDED.
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF EXECUTIVES DISCLOSED IN THE PROXY
STATEMENT.
5. STOCKHOLDER PROPOSAL REQUESTING AN Shr Against For
INDEPENDENT BOARD CHAIR.
--------------------------------------------------------------------------------------------------------------------------
ELRINGKLINGER AG, DETTINGEN/ERMS Agenda Number: 705134435
--------------------------------------------------------------------------------------------------------------------------
Security: D2462K108
Meeting Type: AGM
Meeting Date: 16-May-2014
Ticker:
ISIN: DE0007856023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT BY JUDGEMENT OF OLG Non-Voting
COLOGNE RENDERED ON JUNE 6, 2012, ANY
SHAREHOLDER WHO HOLDS AN AGGREGATE TOTAL OF
3 PERCENT OR MORE OF THE OUTSTANDING SHARE
CAPITAL MUST REGISTER UNDER THEIR
BENEFICIAL OWNER DETAILS BEFORE THE
APPROPRIATE DEADLINE TO BE ABLE TO VOTE.
FAILURE TO COMPLY WITH THE DECLARATION
REQUIREMENTS AS STIPULATED IN SECTION 21 OF
THE SECURITIES TRADE ACT (WPHG) MAY PREVENT
THE SHAREHOLDER FROM VOTING AT THE GENERAL
MEETINGS. THEREFORE, YOUR CUSTODIAN MAY
REQUEST THAT WE REGISTER BENEFICIAL OWNER
DATA FOR ALL VOTED ACCOUNTS WITH THE
RESPECTIVE SUB CUSTODIAN. IF YOU REQUIRE
FURTHER INFORMATION WHETHER OR NOT SUCH BO
REGISTRATION WILL BE CONDUCTED FOR YOUR
CUSTODIANS ACCOUNTS, PLEASE CONTACT YOUR
CSR.
THE SUB CUSTODIANS HAVE ADVISED THAT VOTED Non-Voting
SHARES ARE NOT BLOCKED FOR TRADING PURPOSES
I.E. THEY ARE ONLY UNAVAILABLE FOR
SETTLEMENT. REGISTERED SHARES WILL BE
DEREGISTERED AT THE DEREGISTRATION DATE BY
THE SUB CUSTODIANS. IN ORDER TO
DELIVER/SETTLE A VOTED POSITION BEFORE THE
DEREGISTRATION DATE A VOTING INSTRUCTION
CANCELLATION AND DE-REGISTRATION REQUEST
NEEDS TO BE SENT TO YOUR CSR OR CUSTODIAN.
PLEASE CONTACT YOUR CSR FOR FURTHER
INFORMATION.
THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 01 Non-Voting
MAY 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORT FOR THE 2013 FINANCIAL
YEAR WITH THE REPORT OF THE SUPERVISORY
BOARD, THE GROUP FINANCIAL STATEMENTS, THE
GROUP ANNUAL REPORT, AND THE REPORT
PURSUANT TO SECTIONS 289(4) AND 315(4) OF
THE GERMAN COMMERCIAL CODE
2. RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
DISTRIBUTABLE PROFIT THE DISTRIBUTABLE
PROFIT OF EUR 31,679,995 SHALL BE
APPROPRIATED AS FOLLOWS: PAYMENT OF A
DIVIDEND OF EUR 0.50 PER NO-PAR SHARE
EX-DIVIDEND AND PAYABLE DATE: MAY 19, 2014
3. RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS
4. RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD
5. APPOINTMENT OF AUDITORS FOR THE 2014 Mgmt For For
FINANCIAL YEAR: ERNST & YOUNG GMBH,
STUTTGART
6. ELECTION OF GABRIELE SONS TO THE Mgmt For For
SUPERVISORY BOARD
--------------------------------------------------------------------------------------------------------------------------
ENBRIDGE INC. Agenda Number: 933950924
--------------------------------------------------------------------------------------------------------------------------
Security: 29250N105
Meeting Type: Annual and Special
Meeting Date: 07-May-2014
Ticker: ENB
ISIN: CA29250N1050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID A. ARLEDGE Mgmt For For
JAMES J. BLANCHARD Mgmt For For
J. LORNE BRAITHWAITE Mgmt For For
J. HERB ENGLAND Mgmt For For
CHARLES W. FISCHER Mgmt For For
V.M. KEMPSTON DARKES Mgmt For For
DAVID A. LESLIE Mgmt For For
AL MONACO Mgmt For For
GEORGE K. PETTY Mgmt For For
CHARLES E. SHULTZ Mgmt For For
DAN C. TUTCHER Mgmt For For
CATHERINE L. WILLIAMS Mgmt For For
02 APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS.
03 INCREASE THE NUMBER OF SHARES RESERVED Mgmt For For
UNDER OUR STOCK OPTION PLANS.
04 AMEND, CONTINUE AND APPROVE OUR SHAREHOLDER Mgmt For For
RIGHTS PLAN.
05 VOTE ON OUR APPROACH TO EXECUTIVE Mgmt For For
COMPENSATION. WHILE THIS VOTE IS
NON-BINDING, IT GIVES SHAREHOLDERS AN
OPPORTUNITY TO PROVIDE IMPORTANT INPUT TO
OUR BOARD.
--------------------------------------------------------------------------------------------------------------------------
ENCANA CORPORATION Agenda Number: 933986551
--------------------------------------------------------------------------------------------------------------------------
Security: 292505104
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: ECA
ISIN: CA2925051047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PETER A. DEA Mgmt For For
CLAIRE S. FARLEY Mgmt For For
FRED J. FOWLER Mgmt For For
SUZANNE P. NIMOCKS Mgmt For For
JANE L. PEVERETT Mgmt For For
BRIAN G. SHAW Mgmt For For
DOUGLAS J. SUTTLES Mgmt For For
BRUCE G. WATERMAN Mgmt For For
CLAYTON H. WOITAS Mgmt For For
02 APPOINTMENT OF AUDITOR - Mgmt For For
PRICEWATERHOUSECOOPERS LLP AT A
REMUNERATION TO BE FIXED BY THE BOARD OF
DIRECTORS
03 ADVISORY VOTE APPROVING THE CORPORATION'S Mgmt For For
APPROACH TO EXECUTIVE COMPENSATION
04 CONFIRMATION OF AMENDMENTS TO CORPORATION'S Mgmt For For
BY-LAW NO. 1
--------------------------------------------------------------------------------------------------------------------------
ENDO INTERNATIONAL PLC Agenda Number: 934003396
--------------------------------------------------------------------------------------------------------------------------
Security: G30401106
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: ENDP
ISIN: IE00BJ3V9050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROGER H. KIMMEL Mgmt For For
1B. ELECTION OF DIRECTOR: RAJIV DE SILVA Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN J. DELUCCA Mgmt For For
1D. ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Mgmt For For
1E. ELECTION OF DIRECTOR: NANCY J. HUTSON, Mgmt For For
PH.D.
1F. ELECTION OF DIRECTOR: MICHAEL HYATT Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM P. MONTAGUE Mgmt For For
1H. ELECTION OF DIRECTOR: JILL D. SMITH Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM F. SPENGLER Mgmt For For
2. TO APPROVE THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER 31,
2014 AND TO AUTHORIZE THE AUDIT COMMITTEE
OF THE BOARD OF DIRECTORS TO DETERMINE THE
AUDITORS' REMUNERATION.
3. TO APPROVE, BY ADVISORY VOTE, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. TO APPROVE THE AMENDED AND RESTATED Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
ENI SPA, ROMA Agenda Number: 705186573
--------------------------------------------------------------------------------------------------------------------------
Security: T3643A145
Meeting Type: MIX
Meeting Date: 08-May-2014
Ticker:
ISIN: IT0003132476
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 303662 DUE TO RECEIPT OF SLATES
FOR DIRECTOR AND AUDITOR NAMES. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_199411.PDF
CMMT PLEASE NOTE THAT THE BOARD OF DIRECTORS Non-Voting
DOES NOT MAKE ANY RECOMMENDATIONS OF
RESOLUTION 4. THANK YOU
O.1 FINANCIAL STATEMENTS AT 31/12/2013. ANY Mgmt For For
ADJOURNMENT THEREOF. CONSOLIDATED FINANCIAL
STATEMENTS AT 31/12/2013. BOARD OF
DIRECTORS, BOARD OF AUDITORS AND
INDEPENDENT AUDITORS REPORT
O.2 TO ALLOCATE THE NET PROFIT FOR THE PERIOD Mgmt For For
OF 4,409,777,928.34 EURO, OF WHICH
2,417,239,554.69 EURO REMAINS FOLLOWING THE
DISTRIBUTION OF THE 2013 INTERIM DIVIDEND
OF 0.55 EURO PER SHARE, RESOLVED BY THE
BOARD OF DIRECTORS ON SEPTEMBER 19, 2013,
AS SPECIFIED
O.3 AUTHORIZATION TO BUY AND SELL OWN SHARES. Mgmt For For
ANY ADJOURNMENT THEREOF
E.4 AMENDMENT OF ART. 17 OF THE STATUTE AND Mgmt Against Against
INSERTION OF NEW ART. 17-BIS
E.5 AMENDMENT OF ART. 16 OF THE STATUTE Mgmt For For
O.6 DETERMINATION OF DIRECTORS NUMBER Mgmt For For
O.7 DETERMINATION OF DIRECTORS DURATION Mgmt For For
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS DIRECTORS, THERE IS
ONLY ONE SLATE AVAILABLE TO BE FILLED AT
THE MEETING. THE STANDING INSTRUCTIONS FOR
THIS MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1
OF THE 2 SLATES. THANK YOU.
O.8.1 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr No vote
PROPOSAL: LISTS FILED BY THE ITALIAN
MINISTRY OF ECONOMY AND FINANCE: TO APPOINT
DIRECTORS: 1. EMMA MARCEGAGLIA (PRESIDENT),
2. CLAUDIO DESCALZI, 3.ANDREA GEMMA,
4.LUIGI ZINGALES, 5.DIVA MORIANI, 6.
FABRIZIO PAGANI
O.8.2 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr For Against
PROPOSAL: LISTS FILED BY THE ITALIAN AND
FOREIGN INSTITUTIONAL INVESTORS: 1. LORENZI
ALESSANDRO, 2. LITVACK KARINA, 3.GUINDANI
PIETRO
O.9 APPOINTMENT OF THE BOARD OF DIRECTORS Mgmt For For
CHAIRMAN
O.10 DETERMINATION OF THE BOARD OF DIRECTORS AND Mgmt Against Against
CHAIRMAN EMOLUMENTS
O.11 RESOLUTIONS IN CONFORMITY WITH LAW 9 AUGUST Mgmt For For
2013 N.98
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
OPTIONS TO INDICATE A PREFERENCE ON THIS
RESOLUTION, ONLY ONE CAN BE SELECTED. THE
STANDING INSTRUCTIONS FOR THIS MEETING WILL
BE DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 OF THE 2
OPTIONS BELOW, YOUR OTHER VOTES MUST BE
EITHER AGAINST OR ABSTAIN. THANK YOU.
O12.1 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr Against For
PROPOSAL: LISTS FILED BY THE ITALIAN
MINISTRY OF ECONOMY AND FINANCE: COLLEGIO
SINDACALE: EFFECTIVE AUDITORS: 1. MARCO
SERACINI, 2. ALBERTO FALINI, 3. PAOLA
CAMAGNI. ALTERNATE AUDITORS: 1.STEFANIA
BETTONI 2. MASSIMILIANO GALLI
O12.2 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr For Against
PROPOSAL: LISTS FILED BY THE ITALIAN AND
FOREIGN INSTITUTIONAL INVESTORS: EFFECTIVE
AUDITORS:1. CARATOZZOLO MATTEO, 2. LACCHINI
MARCO. ALTERNATE AUDITORS: 1.LONARDO MAURO,
2. VITALI PIERA
O.13 APPOINTMENT OF THE BOARD OF AUDITORS Mgmt For For
CHAIRMAN
O.14 DETERMINATION OF THE BOARD OF AUDITORS Mgmt For For
CHAIRMAN AND REGULAR AUDITORS EMOLUMENTS
O.15 DETERMINATION OF THE MEDAL OF PRESENCE OF Mgmt For For
THE JUDGE OF THE NATIONAL AUDIT OFFICE
CONTROLLING THE FINANCIAL MANAGEMENT
O.16 LONG-TERM 2014-2016 CASH INCENTIVE PLAN Mgmt For For
O.17 REPORT CONCERNING REMUNERATION POLICIES Mgmt For For
CMMT 22 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO TEXT OF
RESOLUTION O12.1. IF YOU HAVE ALREADY SENT
IN YOUR VOTES FOR MID: 320874 PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ENSCO PLC Agenda Number: 933971017
--------------------------------------------------------------------------------------------------------------------------
Security: G3157S106
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: ESV
ISIN: GB00B4VLR192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. RE-ELECTION OF DIRECTOR: J. RODERICK CLARK Mgmt For For
1B. RE-ELECTION OF DIRECTOR: ROXANNE J. DECYK Mgmt For For
1C. RE-ELECTION OF DIRECTOR: MARY E. FRANCIS Mgmt For For
CBE
1D. RE-ELECTION OF DIRECTOR: C. CHRISTOPHER Mgmt For For
GAUT
1E. RE-ELECTION OF DIRECTOR: GERALD W. HADDOCK Mgmt For For
1F. RE-ELECTION OF DIRECTOR: FRANCIS S. KALMAN Mgmt For For
1G. RE-ELECTION OF DIRECTOR: DANIEL W. RABUN Mgmt For For
1H. RE-ELECTION OF DIRECTOR: KEITH O. RATTIE Mgmt For For
1I. RE-ELECTION OF DIRECTOR: PAUL E. ROWSEY, Mgmt For For
III
2. TO AUTHORISE THE BOARD OF DIRECTORS TO Mgmt For For
ALLOT SHARES.
3. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF KPMG LLP AS OUR U.S. INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDED 31 DECEMBER 2014.
4. TO RE-APPOINT KPMG AUDIT PLC AS OUR U.K. Mgmt For For
STATUTORY AUDITORS UNDER THE U.K. COMPANIES
ACT 2006 (TO HOLD OFFICE FROM THE
CONCLUSION OF THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS UNTIL THE CONCLUSION OF THE
NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS
AT WHICH ACCOUNTS ARE LAID BEFORE THE
COMPANY).
5. TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE OUR U.K. STATUTORY AUDITORS'
REMUNERATION.
6. TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY.
7. A NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt Against Against
DIRECTORS' REMUNERATION REPORT FOR THE YEAR
ENDED 31 DECEMBER 2013.
8. A NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
9. A NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
REPORTS OF THE AUDITORS AND THE DIRECTORS
AND THE U.K. STATUTORY ACCOUNTS FOR THE
YEAR ENDED 31 DECEMBER 2013 (IN ACCORDANCE
WITH LEGAL REQUIREMENTS APPLICABLE TO U.K.
COMPANIES).
10. TO APPROVE A CAPITAL REORGANISATION. Mgmt For For
11. TO APPROVE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS.
--------------------------------------------------------------------------------------------------------------------------
ENVISION HEALTHCARE HOLDINGS, INC. Agenda Number: 934001265
--------------------------------------------------------------------------------------------------------------------------
Security: 29413U103
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: EVHC
ISIN: US29413U1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK V. MACTAS Mgmt For For
RANDEL G. OWEN Mgmt For For
RICHARD J. SCHNALL Mgmt For For
2. APPROVAL OF THE SENIOR EXECUTIVE BONUS Mgmt For For
PLAN.
3. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year Against
ADVISORY VOTES APPROVING EXECUTIVE
COMPENSATION.
5. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS ENVISION HEALTHCARE HOLDINGS,
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
EQUIFAX INC. Agenda Number: 933939499
--------------------------------------------------------------------------------------------------------------------------
Security: 294429105
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: EFX
ISIN: US2944291051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: ROBERT D. DALEO Mgmt For For
1C. ELECTION OF DIRECTOR: WALTER W. DRIVER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: MARK L. FEIDLER Mgmt For For
1E. ELECTION OF DIRECTOR: L. PHILLIP HUMANN Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT D. MARCUS Mgmt For For
1G. ELECTION OF DIRECTOR: SIRI S. MARSHALL Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN A. MCKINLEY Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD F. SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: MARK B. TEMPLETON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS EQUIFAX'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ESSILOR INTERNATIONAL SA, CHARENTON LE PONT Agenda Number: 705079211
--------------------------------------------------------------------------------------------------------------------------
Security: F31668100
Meeting Type: MIX
Meeting Date: 07-May-2014
Ticker:
ISIN: FR0000121667
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 21 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0328/201403281400807.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URLS:
http://www.journal-officiel.gouv.fr//pdf/20
14/0411/201404111401074.pdf
http://www.journal-officiel.gouv.fr//pdf/20
14/0421/201404211401340.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended on
December 31st, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended on
December 31st, 2013
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Approval of the regulated agreements Mgmt For For
pursuant to Article L.225-38 of the
Commercial Code
O.5 Renewal of term of Mr. Philippe ALFROID as Mgmt For For
Board member
O.6 Renewal of term of Mr. Yi HE as Board Mgmt For For
member
O.7 Renewal of term of Mr. Maurice Mgmt For For
MARCHAND-TONEL as Board member
O.8 Renewal of term of Mrs. Aicha MOKDAHI as Mgmt For For
Board member
O.9 Renewal of term of Mr. Michel ROSE as Board Mgmt For For
member
O.10 Renewal of term of Mr. Hubert SAGNIERES as Mgmt For For
Board member
O.11 Review of the compensation owed or paid to Mgmt For For
Mr. Hubert Sagnieres, Chairman of the Board
of Directors during the 2013 financial year
O.12 Attendance allowances Mgmt For For
O.13 Authorization to be granted to the Board of Mgmt For For
Directors to allow the Company to purchase
its own shares
E.14 Authorization to be granted to the Board of Mgmt For For
Directors to reduce capital by cancellation
of treasury shares
E.15 Authorization to be granted to the Board of Mgmt For For
Directors to carry out a capital increase
by issuing shares reserved for members of a
company savings plan
E.16 Delegation of authority granted to the Mgmt For For
Board of Directors to issue securities
giving immediate or future access to
capital while maintaining preferential
subscription rights
E.17 Delegation of authority granted to the Mgmt Against Against
Board of Directors to issue securities
giving immediate or future access to
capital with cancellation of preferential
subscription rights but including an
optional priority period
E.18 Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to increase the
amount of issuances of securities giving
immediate or future access to capital, in
case of oversubscription
E.19 Delegation of powers to the Board of Mgmt Against Against
Directors to issue common shares up to 10%
of the share capital, in consideration for
in-kind contributions granted to the
Company and comprised of equity securities
or securities giving access to capital
E.20 Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to decide to
increase share capital by issuing shares
and/or any securities giving access to
capital of the Company and/or issuing
securities entitling to the allotment of
debt securities with cancellation of
shareholders' preferential subscription
rights via an offer to qualified investors
or a limited group of investors pursuant to
Article L.411-2, II of the Monetary and
Financial Code
E.21 Delegation of authority granted to the Mgmt Against Against
Board of Directors to set the issue price
according to terms established by the
General Meeting up to 10% of capital per
year, in case of issuance of common shares
of the Company and/or securities giving
immediate or future access to capital with
cancellation of preferential subscription
rights
E.22 Overall limitation on authorizations to Mgmt Against Against
issue securities giving immediate or future
access to capital with cancellation of
preferential subscription rights or
reserved for the in-kind contributor
E.23 Delegation of authority granted to the Mgmt For For
Board of Directors to increase share
capital by incorporation of reserves,
profits, premiums or other amounts for
which capitalization is allowed
E.24 Amendment to Article 14 of the bylaws to Mgmt For For
change directors' terms of office
E.25 Amendment to Article 12 of the bylaws to Mgmt For For
specify the terms for appointing directors
representing employees pursuant to the
provisions of the Act of June 14th, 2013
regarding employment security
E.26 Powers to carry out all legal formalities Mgmt For For
relating to the decisions of the Ordinary
and Extraordinary General Meeting
--------------------------------------------------------------------------------------------------------------------------
EUTELSAT COMMUNICATIONS, PARIS Agenda Number: 704752410
--------------------------------------------------------------------------------------------------------------------------
Security: F3692M128
Meeting Type: MIX
Meeting Date: 07-Nov-2013
Ticker:
ISIN: FR0010221234
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT 21 OCT 13: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/1002/201310021305056.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
https://balo.journal-officiel.gouv.fr/pdf/2
013/1021/201310211305190.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the reports and annual Mgmt For For
corporate financial statements for the
financial year ended June 30, 2013
O.2 Approval of the reports and consolidated Mgmt For For
financial statements for the financial year
ended June 30, 2013
O.3 Approval of the regulated agreements Mgmt For For
O.4 Allocation of income for the financial year Mgmt For For
ended June 30, 2013
O.5 Renewal of term of Mr. Bertrand Mabille as Mgmt For For
Director
O.6 Ratification of the cooptation of Mr. Ross Mgmt For For
McInnes as Director
O.7 Reviewing the individual compensation Mgmt For For
components of Mr. Michel de Rosen as Chief
Executive Officer
O.8 Reviewing the individual compensation Mgmt For For
components of Mr. Michel Azibert as
Managing Director
O.9 Authorization to be granted to the Board of Mgmt For For
Directors to allow the Company to purchase
its own shares
E.10 Authorization to the Board of Directors to Mgmt For For
reduce share capital by cancellation of
treasury shares acquired by the Company
under its share buyback program
E.11 Delegation of authority to the Board of Mgmt For For
Directors to increase share capital by
incorporation of reserves, profits,
premiums or other amounts for which
capitalization is allowed
E.12 Delegation of authority to the Board of Mgmt For For
Directors to issue common shares and/or
securities entitling to common shares of
the Company while maintaining shareholders'
preferential subscription rights
E.13 Delegation of authority to the Board of Mgmt For For
Directors to issue common shares and/or
securities entitling to common shares of
the Company with cancellation of
shareholders' preferential subscription
rights via public offering
E.14 Delegation of authority to the Board of Mgmt For For
Directors to issue common shares and/or
securities entitling to common shares of
the Company with cancellation of
shareholders' preferential subscription
rights via an offer through private
placement pursuant to Article L.411-2, II
of the Monetary and Financial Code
E.15 Authorization to the Board of Directors to Mgmt Against Against
set the issue price according to the terms
established by the General Meeting in case
of issuance without preferential
subscription rights, up to 10% of capital
per year
E.16 Authorization to the Board of Directors to Mgmt For For
increase the number of securities to be
issued in case of capital increase with or
without preferential subscription rights
decided under the 12th to 14th resolutions
E.17 Delegation of authority to the Board of Mgmt For For
Directors to issue common shares and/or
securities entitling to common shares of
the Company with cancellation of
preferential subscription rights, in case
of public exchange offer initiated by the
Company
E.18 Delegation of powers to the Board of Mgmt For For
Directors to increase share capital by
issuing common shares and/or securities
entitling to common shares of the Company
with cancellation of preferential
subscription rights, in consideration for
in-kind contributions, up to 10% of share
capital of the Company outside of a public
exchange offer initiated by the Company
E.19 Delegation of authority to the Board of Mgmt For For
Directors to issue common shares with
cancellation of preferential subscription
rights, as a result of the issuance by
subsidiaries of securities entitling to
common shares of the Company
E.20 Delegation of authority to the Board of Mgmt For For
Directors to issue securities entitling to
the allotment of debt securities
E.21 Delegation of authority to the Board of Mgmt For For
Directors to increase share capital by
issuing common shares and/or securities
giving access to capital of the Company
with cancellation of preferential
subscription rights reserved for members of
a Company or Group's corporate savings plan
E.22 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY Agenda Number: 933941139
--------------------------------------------------------------------------------------------------------------------------
Security: 30219G108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: ESRX
ISIN: US30219G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GARY G. BENANAV Mgmt For For
1B. ELECTION OF DIRECTOR: MAURA C. BREEN Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM J. DELANEY Mgmt For For
1D. ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS P. MAC MAHON Mgmt For For
1F. ELECTION OF DIRECTOR: FRANK MERGENTHALER Mgmt For For
1G. ELECTION OF DIRECTOR: WOODROW A. MYERS, Mgmt For For
JR., MD
1H. ELECTION OF DIRECTOR: JOHN O. PARKER, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM L. ROPER, MD, Mgmt For For
MPH
1K. ELECTION OF DIRECTOR: SEYMOUR STERNBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2014.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FAMILYMART CO.,LTD. Agenda Number: 705255607
--------------------------------------------------------------------------------------------------------------------------
Security: J13398102
Meeting Type: AGM
Meeting Date: 29-May-2014
Ticker:
ISIN: JP3802600001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt Against Against
1.2 Appoint a Director Mgmt Against Against
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
2 Appoint a Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
FANUC CORPORATION Agenda Number: 705357487
--------------------------------------------------------------------------------------------------------------------------
Security: J13440102
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3802400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines Mgmt For For
3.1 Appoint a Director Mgmt Split 49% For 51% Against Split
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
5 Amend the Compensation to be received by Mgmt For For
Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
FEDEX CORPORATION Agenda Number: 933866608
--------------------------------------------------------------------------------------------------------------------------
Security: 31428X106
Meeting Type: Annual
Meeting Date: 23-Sep-2013
Ticker: FDX
ISIN: US31428X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN A. EDWARDSON Mgmt For For
1C. ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt For For
1D. ELECTION OF DIRECTOR: STEVEN R. LORANGER Mgmt For For
1E. ELECTION OF DIRECTOR: GARY W. LOVEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: R. BRAD MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1I. ELECTION OF DIRECTOR: FREDERICK W. SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1K. ELECTION OF DIRECTOR: PAUL S. WALSH Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. APPROVAL OF AMENDMENT TO 2010 OMNIBUS STOCK Mgmt For For
INCENTIVE PLAN TO INCREASE THE NUMBER OF
AUTHORIZED SHARES.
4. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
5. STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For
BOARD CHAIRMAN.
6. STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS Shr Against For
FOR SHAREHOLDERS.
7. STOCKHOLDER PROPOSAL REGARDING LIMITING Shr Against For
ACCELERATED VESTING OF EQUITY AWARDS UPON A
CHANGE IN CONTROL ("LIMIT ACCELERATED
EXECUTIVE PAY").
8. STOCKHOLDER PROPOSAL REGARDING HEDGING AND Shr Against For
PLEDGING POLICY.
9. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS REPORT.
10. STOCKHOLDER PROPOSAL REGARDING CONGRUENCY Shr Against For
BETWEEN CORPORATE VALUES AND POLITICAL
CONTRIBUTIONS.
11. STOCKHOLDER PROPOSAL REGARDING VOTE Shr Against For
COUNTING TO EXCLUDE ABSTENTIONS.
--------------------------------------------------------------------------------------------------------------------------
FIRST CASH FINANCIAL SERVICES, INC. Agenda Number: 934013777
--------------------------------------------------------------------------------------------------------------------------
Security: 31942D107
Meeting Type: Annual
Meeting Date: 23-Jun-2014
Ticker: FCFS
ISIN: US31942D1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MR. MIKEL D. FAULKNER Mgmt For For
MR. RANDEL G. OWEN Mgmt For For
2. RATIFICATION OF THE SELECTION OF HEIN & Mgmt For For
ASSOCIATES LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE YEAR ENDING DECEMBER 31,
2014.
3. APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS AS
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
FIRST QUANTUM MINERALS LTD. Agenda Number: 933976221
--------------------------------------------------------------------------------------------------------------------------
Security: 335934105
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: FQVLF
ISIN: CA3359341052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO SET THE NUMBER OF DIRECTORS AT NINE (9). Mgmt For For
02 DIRECTOR
PHILIP K.R. PASCALL Mgmt For For
G. CLIVE NEWALL Mgmt For For
MARTIN ROWLEY Mgmt For For
PETER ST. GEORGE Mgmt For For
ANDREW ADAMS Mgmt For For
MICHAEL MARTINEAU Mgmt For For
PAUL BRUNNER Mgmt For For
MICHAEL HANLEY Mgmt For For
ROBERT HARDING Mgmt For For
03 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
(UK) AS AUDITORS OF THE COMPANY FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION.
04 TO ACCEPT THE APPROACH TO EXECUTIVE Mgmt For For
COMPENSATION DISCLOSED IN THE COMPANY'S
MANAGEMENT INFORMATION CIRCULAR DELIVERED
IN ADVANCE OF THE 2014 ANNUAL MEETING OF
SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
FIRSTMERIT CORPORATION Agenda Number: 933928939
--------------------------------------------------------------------------------------------------------------------------
Security: 337915102
Meeting Type: Annual
Meeting Date: 16-Apr-2014
Ticker: FMER
ISIN: US3379151026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LIZABETH A. ARDISANA Mgmt For For
STEVEN H. BAER Mgmt For For
KAREN S. BELDEN Mgmt For For
R. CARY BLAIR Mgmt For For
JOHN C. BLICKLE Mgmt For For
ROBERT W. BRIGGS Mgmt For For
RICHARD COLELLA Mgmt For For
ROBERT S. CUBBIN Mgmt For For
GINA D. FRANCE Mgmt For For
PAUL G. GREIG Mgmt For For
TERRY L. HAINES Mgmt For For
J.M. HOCHSCHWENDER Mgmt For For
CLIFFORD J. ISROFF Mgmt For For
PHILIP A. LLOYD II Mgmt For For
RUSS M. STROBEL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF FIRSTMERIT'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FIVE BELOW, INC. Agenda Number: 934018549
--------------------------------------------------------------------------------------------------------------------------
Security: 33829M101
Meeting Type: Annual
Meeting Date: 24-Jun-2014
Ticker: FIVE
ISIN: US33829M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN J. COLLINS Mgmt Withheld Against
THOMAS M. RYAN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR
ENDING JANUARY 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
FLEETCOR TECHNOLOGIES INC. (FLT) Agenda Number: 933988480
--------------------------------------------------------------------------------------------------------------------------
Security: 339041105
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: FLT
ISIN: US3390411052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL BUCKMAN Mgmt For For
MARK A. JOHNSON Mgmt For For
STEVEN T. STULL Mgmt For For
2. RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS FLEETCOR'S INDEPENDENT AUDITOR FOR 2014.
3. APPROVE THE FLEETCOR TECHNOLOGIES, INC. Mgmt For For
SECTION 162(M) PERFORMANCE-BASED PROGRAM.
4. APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF FLEETCOR'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FOOT LOCKER, INC. Agenda Number: 933972273
--------------------------------------------------------------------------------------------------------------------------
Security: 344849104
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: FL
ISIN: US3448491049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NICHOLAS DIPAOLO Mgmt For For
1B. ELECTION OF DIRECTOR: MATTHEW M. MCKENNA Mgmt For For
1C. ELECTION OF DIRECTOR: STEVEN OAKLAND Mgmt For For
1D. ELECTION OF DIRECTOR: CHERYL NIDO TURPIN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. APPROVAL OF AN AMENDMENT TO THE CERTIFICATE Mgmt For For
OF INCORPORATION.
4. APPROVAL OF THE SECOND AMENDMENT AND Mgmt For For
RESTATEMENT OF THE FOOT LOCKER 2007 STOCK
INCENTIVE PLAN.
5. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FRANCESCA'S HOLDINGS CORPORATION Agenda Number: 933992352
--------------------------------------------------------------------------------------------------------------------------
Security: 351793104
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: FRAN
ISIN: US3517931040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MR. GREG BRENNEMAN Mgmt For For
MR. NEILL DAVIS Mgmt For For
MS. LAURIE ANN GOLDMAN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
FRANKLIN ELECTRIC CO., INC. Agenda Number: 933933524
--------------------------------------------------------------------------------------------------------------------------
Security: 353514102
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: FELE
ISIN: US3535141028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID T. BROWN Mgmt For For
DAVID A. ROBERTS Mgmt For For
THOMAS R. VERHAGE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE, LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL
YEAR.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
EXECUTIVE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
FRESENIUS MEDICAL CARE AG & CO. KGAA, BAD HOMBURG Agenda Number: 705108151
--------------------------------------------------------------------------------------------------------------------------
Security: D2734Z107
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: DE0005785802
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 24 APR 2014, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 30 Non-Voting
APR 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. PRESENTATION OF THE ANNUAL FINANCIAL Mgmt For For
STATEMENTS AND CONSOLIDATED GROUP FINANCIAL
STATEMENTS EACH APPROVED BY THE SUPERVISORY
BOARD, THE MANAGEMENT REPORTS FOR FRESENIUS
MEDICAL CARE AG & CO. KGAA AND THE
CONSOLIDATED GROUP, THE REPORT BY THE
GENERAL PARTNER WITH REGARD TO THE
INFORMATION PURSUANT TO SECTIONS 289 (4),
315 (4) OF THE GERMAN COMMERCIAL CODE
(HANDELSGESETZBUCH-HGB) AND THE REPORT OF
THE SUPERVISORY BOARD OF FRESENIUS MEDICAL
CARE AG & CO. KGAA FOR FISCAL YEAR 2013;
RESOLUTION ON THE APPROVAL OF THE ANNUAL
FINANCIAL STATEMENTS OF FRESENIUS MEDICAL
CARE AG & CO. KGAA FOR FISCAL YEAR 2013
2. RESOLUTION ON THE ALLOCATION OF Mgmt For For
DISTRIBUTABLE PROFIT
3. RESOLUTION ON THE APPROVAL OF THE ACTIONS Mgmt For For
OF THE GENERAL PARTNER
4. RESOLUTION ON THE APPROVAL OF THE ACTIONS Mgmt For For
OF THE SUPERVISORY BOARD
5. ELECTION OF THE AUDITORS AND CONSOLIDATED Mgmt For For
GROUP AUDITORS FOR FISCAL YEAR 2014: KPMG
AG WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, BERLIN
6. RESOLUTION ON THE APPROVAL OF THE AMENDMENT Mgmt For For
OF AN EXISTING PROFIT AND LOSS TRANSFER
AGREEMENT
--------------------------------------------------------------------------------------------------------------------------
FRESENIUS SE & CO.KGAA, BAD HOMBURG V. D. HOEHE Agenda Number: 705119433
--------------------------------------------------------------------------------------------------------------------------
Security: D27348123
Meeting Type: AGM
Meeting Date: 16-May-2014
Ticker:
ISIN: DE0005785604
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 25.04.2014, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
01.05.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation on the Annual Financial Mgmt For For
Statements and the Consolidated Financial
Statements each approved by the Supervisory
Board, the Management Reports for Fresenius
SE & Co. KGaA and the Group, the
Explanatory Reports of the General Partner
on the Disclosures pursuant to sec. 289
paras.4 and 5 and sec. 315 para. 4 of the
German commercial Code (Handelsgesetzbuch)
and the Report of the Supervisory Board of
Fresenius SE & Co. KGaA for the Fiscal Year
2013; Resolution on the Approval of the
Annual Financial Statements of Fresenius SE
& Co. KGaA for Fiscal Year 2013
2. Resolution on the Allocation of the Mgmt For For
Distributable Profit
3. Resolution on the Approval of the Actions Mgmt For For
of the General Partner for the Fiscal Year
2013
4. Resolution on the Approval of the Actions Mgmt For For
of the Supervisory Board for the Fiscal
Year 2013
5. Election of the Auditor and Group Auditor Mgmt For For
for the Fiscal Year 2014: KPMG AG
6. Resolution on the Approval of the Mgmt For For
Adjustment of Existing Enterprise
Agreements
7. Resolution on a Capital Increase from Mgmt For For
Company Funds with Issue of New Shares, the
Adjustment of the Authorization for the
Granting of Subscription Rights to
Managerial Staff Members (Fuehrungskraefte)
and Members of the Management Board of
Fresenius SE & Co. KGaA or an Affiliated
Company (Stock Option Program 2013), as
well as on the Corresponding Adjustments of
Article 4 (Share Capital) and Article 13
(Remuneration of Supervisory Board Members)
8. Resolution on the Cancellation of the Mgmt For For
Existing Authorized Capital I and on the
Creation of a New Authorized Capital I with
Authorization for Exclusion of Subscription
Rights and a Corresponding Amendment to the
Articles of Association
9. Resolution on the Cancellation of the Mgmt For For
Existing Authorization to issue Option
Bonds and/or Convertible Bonds dated May
11, 2012 and the Associated Conditional
Capital III, and on the Creation of a New
Authorization to issue Option Bonds and/or
Convertible Bonds, on the Exclusion of
Subscription Rights and on the Creation of
Conditional Capital and corresponding
amendments to the Articles of Association
10. Resolution on the Cancellation of the Mgmt For For
Authorization to Purchase and Use Own
Shares pursuant to sec. 71 para. 1 sent. 8
of the German Stock Corporation Act granted
by Resolution of the Annual General Meeting
of May 11, 2012, and an Authorization to
Purchase and Use Own Shares pursuant to
sec. 71 para. 1 sent. 8 of the German Stock
Corporation Act and on the Exclusion of
Subscription Rights
11. Resolution on the Authorization to utilize Mgmt For For
Equity Derivatives to purchase Own Shares
subject to Exclusion of any Tender Right
--------------------------------------------------------------------------------------------------------------------------
GAM HOLDING AG, ZUERICH Agenda Number: 705058887
--------------------------------------------------------------------------------------------------------------------------
Security: H2878E106
Meeting Type: AGM
Meeting Date: 15-Apr-2014
Ticker:
ISIN: CH0102659627
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 297336 DUE TO ADDITION OF
RESOLUTION 9. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 Approval of annual report, parent company's Mgmt For For
and consolidated financial statements for
the year 2013, notice of the reports of the
Statutory Auditors
2 Appropriation of retained earnings and of Mgmt For For
capital contribution reserve : Dividends of
CHF 0.65 per share
3 Discharge of the members of the Board of Mgmt For For
Directors and the Group Management Board
4 Capital reduction by cancellation of shares Mgmt For For
and related amendment to the Articles of
Incorporation: Article 3.1 and 3.2 of the
Articles of Incorporation
5.1 Re-election of Mr Johannes A. de Gier, and Mgmt For For
election as Chairman of the Board of
Directors
5.2 Re-election of Mr Daniel Daeniker to the Mgmt For For
Board of Directors
5.3 Re-election of Mr Dieter A. Enkelmann to Mgmt For For
the Board of Directors
5.4 Re-election of Mr Diego du Monceau to the Mgmt For For
Board of Directors
5.5 Re-election of Mr Hugh Scott-Barrett to the Mgmt For For
Board of Directors
5.6 Re-election of Ms Tanja Weiher to the Board Mgmt For For
of Directors
6.1 Election of Mr Dieter A. Enkelmann to the Mgmt For For
Compensation Committee of the Board of
Directors
6.2 Election of Mr Daniel Daeniker to the Mgmt For For
Compensation Committee of the Board of
Directors
6.3 Election of Mr Diego du Monceau to the Mgmt For For
Compensation Committee of the Board of
Directors
7 Appointment of the Statutory Auditors: KPMG Mgmt For For
AG, Zurich
8 Election of the Independent Proxy: Mr Mgmt For For
Tobias Rohner, attorney-at-law, Bill
Isenegger Ackermann AG, Witikonerstrasse
61, 8032 Zurich
9 Additional and/or counter-proposals Mgmt Abstain For
CMMT 25 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT.
IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR
MID: 298618 PLEASE DO NOT REVOTE ON THIS
MEETING UNLESS YOU DECIDE TO AMEND YOUR
INSTRUCTIONS.
--------------------------------------------------------------------------------------------------------------------------
GARTNER, INC. Agenda Number: 933977867
--------------------------------------------------------------------------------------------------------------------------
Security: 366651107
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: IT
ISIN: US3666511072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. BINGLE Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD J. BRESSLER Mgmt For For
1C. ELECTION OF DIRECTOR: RAUL E. CESAN Mgmt For For
1D. ELECTION OF DIRECTOR: KAREN E. DYKSTRA Mgmt For For
1E. ELECTION OF DIRECTOR: ANNE SUTHERLAND FUCHS Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM O. GRABE Mgmt For For
1G. ELECTION OF DIRECTOR: EUGENE A. HALL Mgmt For For
1H. ELECTION OF DIRECTOR: STEPHEN G. PAGLIUCA Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES C. SMITH Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVAL OF THE COMPANY'S 2014 LONG TERM Mgmt For For
INCENTIVE PLAN.
4. RATIFY THE APPOINTMENT OF KPMG AS OUR Mgmt For For
INDEPENDENT AUDITOR FOR FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
GDF SUEZ SA, PARIS Agenda Number: 705130261
--------------------------------------------------------------------------------------------------------------------------
Security: F42768105
Meeting Type: MIX
Meeting Date: 28-Apr-2014
Ticker:
ISIN: FR0010208488
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 290889 DUE TO ADDITION OF
RESOLUTION 'A'. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT 09 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0307/201403071400511.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0409/201404091400972.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES FOR MID: 311191
PLEASE DO NOT REVOTE ON THIS MEETING UNLESS
YOU DECIDE TO AMEND YOUR INSTRUCTIONS
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
O.1 APPROVAL OF THE TRANSACTIONS AND ANNUAL Mgmt For For
CORPORATE FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR ENDED ON DECEMBER 31, 2013
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2013
O.3 ALLOCATION OF INCOME AND SETTING THE Mgmt For For
DIVIDEND FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2013
O.4 APPROVAL OF THE REGULATED AGREEMENTS Mgmt For For
PURSUANT TO ARTICLE L.225-38 OF THE
COMMERCIAL CODE
O.5 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN COMPANY'S SHARES
O.6 RENEWAL OF TERM OF ERNST & YOUNG ET AUTRES Mgmt For For
AS PRINCIPAL STATUTORY AUDITOR
O.7 RENEWAL OF TERM OF DELOITTE & ASSOCIES AS Mgmt For For
PRINCIPAL STATUTORY AUDITOR
O.8 RENEWAL OF TERM OF AUDITEX AS DEPUTY Mgmt For For
STATUTORY AUDITOR
O.9 RENEWAL OF TERM OF BEAS AS DEPUTY STATUTORY Mgmt For For
AUDITOR
E.10 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO DECIDE WHILE MAINTAINING
PREFERENTIAL SUBSCRIPTION RIGHTS (I) TO
ISSUE COMMON SHARES AND/OR ANY SECURITIES
GIVING ACCESS TO CAPITAL OF THE COMPANY
AND/OR SUBSIDIARIES OF THE COMPANY, AND/OR
(II) TO ISSUE SECURITIES ENTITLING TO THE
ALLOTMENT OF DEBT SECURITIES
E.11 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO DECIDE WITH THE CANCELLATION
OF PREFERENTIAL SUBSCRIPTION RIGHTS (I) TO
ISSUE COMMON SHARES AND/OR ANY SECURITIES
GIVING ACCESS TO CAPITAL OF THE COMPANY
AND/OR SUBSIDIARIES OF THE COMPANY, AND/OR
(II) TO ISSUE SECURITIES ENTITLING TO THE
ALLOTMENT OF DEBT SECURITIES
E.12 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO DECIDE TO ISSUE COMMON SHARES
OR VARIOUS SECURITIES WITH THE CANCELLATION
OF PREFERENTIAL SUBSCRIPTION RIGHTS VIA AN
OFFER PURSUANT TO ARTICLE L.411-2, II OF
THE MONETARY AND FINANCIAL CODE
E.13 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN CASE OF ISSUANCE
CARRIED OUT WITH OR WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHTS AS REFERRED TO IN THE
10TH, 11TH AND 12TH RESOLUTIONS UP TO 15%
OF THE INITIAL ISSUANCE
E.14 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE COMMON SHARES AND/OR
VARIOUS SECURITIES, IN CONSIDERATION FOR
CONTRIBUTIONS OF SECURITIES GRANTED TO THE
COMPANY UP TO 10% OF THE SHARE CAPITAL
E.15 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO DECIDE TO INCREASE SHARE
CAPITAL BY ISSUING SHARES OR SECURITIES
GIVING ACCESS TO CAPITAL WITH THE
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS IN FAVOR OF EMPLOYEES WHO ARE
MEMBERS OF GDF SUEZ GROUP SAVINGS PLANS
E.16 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO DECIDE TO INCREASE SHARE
CAPITAL BY ISSUING SHARES OR SECURITIES
GIVING ACCESS TO CAPITAL WITH THE
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS IN FAVOR OF ANY ENTITY ESTABLISHED
AS PART OF THE IMPLEMENTATION OF THE GDF
SUEZ GROUP INTERNATIONAL EMPLOYEE STOCK
OWNERSHIP PLAN
E.17 OVERALL LIMITATION ON FUTURE AND/OR Mgmt For For
IMMEDIATE CAPITAL INCREASE DELEGATIONS
E.18 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO DECIDE TO INCREASE SHARE
CAPITAL BY INCORPORATION OF RESERVES,
PROFITS, PREMIUMS OR OTHERWISE
E.19 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE SHARE CAPITAL BY
CANCELLATION OF TREASURY SHARES
E.20 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO ALLOCATE FREE SHARES, ON THE
ONE HAND TO ALL EMPLOYEES AND CORPORATE
OFFICERS OF COMPANIES OF THE GROUP (WITH
THE EXCEPTION OF CORPORATE OFFICERS OF THE
COMPANY), AND ON THE OTHER HAND TO
EMPLOYEES PARTICIPATING IN A GDF SUEZ GROUP
INTERNATIONAL EMPLOYEE STOCK OWNERSHIP PLAN
E.21 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO ALLOCATE FREE SHARES TO SOME
EMPLOYEES AND CORPORATE OFFICERS OF
COMPANIES OF THE GROUP (WITH THE EXCEPTION
OF CORPORATE OFFICERS OF THE COMPANY
E.22 DIVIDEND INCREASE IN FAVOR OF ANY Mgmt For For
SHAREHOLDER WHO, AT THE END OF THE
FINANCIAL YEAR, HAS HELD REGISTERED SHARES
FOR AT LEAST TWO YEARS AND STILL HOLDS THEM
AT THE PAYMENT DATE OF THE DIVIDEND FOR
THIS FINANCIAL YEAR
E.23 POWERS TO CARRY OUT DECISIONS OF THE Mgmt For For
GENERAL MEETING AND FORMALITIES
O.24 REVIEW OF THE COMPONENTS OF THE Mgmt For For
COMPENSATION OWED OR PAID TO MR. GERARD
MESTRALLET, CHAIRMAN AND CEO FOR THE 2013
FINANCIAL YEAR
O.25 REVIEW OF THE COMPONENTS OF THE Mgmt For For
COMPENSATION OWED OR PAID TO MR.
JEAN-FRANCOIS CIRELLI, VICE-CHAIRMAN AND
MANAGING DIRECTOR FOR THE 2013 FINANCIAL
YEAR
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: ADDITION SUBMITTED BY
THE SUPERVISORY BOARD OF FCPE LINK FRANCE:
(RESOLUTION NOT APPROVED BY THE BOARD OF
DIRECTORS) AMENDMENT TO THE THIRD
RESOLUTION REGARDING THE DIVIDEND. SETTING
THE DIVIDEND FOR THE 2013 FINANCIAL YEAR AT
EUROS 0.83 PER SHARE, INCLUDING THE INTERIM
PAYMENT OF EUROS 0.8 PER SHARE PAID ON
NOVEMBER 20TH, 2013
--------------------------------------------------------------------------------------------------------------------------
GEMALTO, AMSTERDAM Agenda Number: 705071948
--------------------------------------------------------------------------------------------------------------------------
Security: N3465M108
Meeting Type: AGM
Meeting Date: 21-May-2014
Ticker:
ISIN: NL0000400653
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening Non-Voting
2 2013 annual report Non-Voting
3 Application of the remuneration policy in Non-Voting
2013 in accordance with article 2:135
paragraph 5a Dutch civil code
4 Adoption of the 2013 financial statements Mgmt For For
5.a Dividend: Dividend policy Non-Voting
5.b Dividend: Distribution of a dividend in Mgmt For For
cash of EUR 0.38 per share for the 2013
financial year
6.a Discharge of board members for the Mgmt For For
fulfilment of their duties during the 2013
financial year: Discharge of the chief
executive officer
6.b Discharge of board members for the Mgmt For For
fulfilment of their duties during the 2013
financial year: Discharge of the
non-executive board members
7 Reappointment of Mr. Philippe Alfroid as Mgmt For For
non-executive board member until the close
of the 2018 AGM
8.a Amendment of the articles of association of Mgmt For For
Gemalto: Amendment I of the articles of
association
8.b Amendment of the articles of association of Mgmt For For
Gemalto: Amendment II of the articles of
association
8.c Amendment of the articles of association of Mgmt For For
Gemalto: Amendment III of the articles of
association
8.d Amendment of the articles of association of Mgmt For For
Gemalto: Amendment IV of the articles of
association
9 Renewal of the authorization of the Board Mgmt For For
to repurchase shares in the share capital
of Gemalto
10.a Authorization of the board to issue shares Mgmt For For
and to grant rights to acquire shares in
the share capital of Gemalto with or
without pre-emptive rights accruing to
shareholders: Authorization of the board to
issue shares and to grant rights to acquire
shares in the share capital of Gemalto
without pre-emptive rights accruing to
shareholders for the purpose of the Gemalto
N.V. Global Employee Share Purchase Plan
("GESPP") and/ or the Gemalto N.V. Global
Equity Incentive Plan ("GEIP")
10.b Authorization of the board to issue shares Mgmt For For
and to grant rights to acquire shares in
the share capital of Gemalto with or
without pre-emptive rights accruing to
shareholders: Authorization of the board to
issue shares and to grant rights to acquire
shares for general purposes with the power
to limit or exclude pre-emptive rights
accruing to shareholders
10.c Authorization of the board to issue shares Mgmt For For
and to grant rights to acquire shares in
the share capital of Gemalto with or
without pre-emptive rights accruing to
shareholders: Authorization of the board to
issue shares and to grant rights to acquire
shares for general purposes with
pre-emptive rights accruing to shareholders
10.d Authorization of the board to issue shares Mgmt For For
and to grant rights to acquire shares in
the share capital of Gemalto with or
without pre-emptive rights accruing to
shareholders: Authorization of the board to
limit or exclude a part of the pre-emptive
rights accruing to shareholders in
connection with the above resolution 10.c
for the purpose of M&A and/or (strategic)
alliances
11 Reappointment of PricewaterhouseCoopers Mgmt For For
Accountants N.V. as external auditor for
the 2014 financial year
12 Questions Non-Voting
13 Adjournment Non-Voting
CMMT 28 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO TEXT OF
RESOLUTION 10.D. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
GENESEE & WYOMING INC. Agenda Number: 933970281
--------------------------------------------------------------------------------------------------------------------------
Security: 371559105
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: GWR
ISIN: US3715591059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MORTIMER B. FULLER III Mgmt For For
JOHN C. HELLMANN Mgmt For For
ROBERT M. MELZER Mgmt For For
2. NON-BINDING, ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. THE RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
GENPACT LIMITED Agenda Number: 933985004
--------------------------------------------------------------------------------------------------------------------------
Security: G3922B107
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: G
ISIN: BMG3922B1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
N.V. TYAGARAJAN Mgmt For For
ROBERT G. SCOTT Mgmt For For
AMIT CHANDRA Mgmt For For
LAURA CONIGLIARO Mgmt For For
DAVID HUMPHREY Mgmt For For
JAGDISH KHATTAR Mgmt For For
JAMES C. MADDEN Mgmt For For
ALEX MANDL Mgmt For For
MARK NUNNELLY Mgmt For For
HANSPETER SPEK Mgmt For For
MARK VERDI Mgmt For For
2. TO RATIFY AND APPROVE THE APPOINTMENT OF Mgmt For For
KPMG AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 933943006
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN F. COGAN Mgmt For For
1B. ELECTION OF DIRECTOR: ETIENNE F. DAVIGNON Mgmt For For
1C. ELECTION OF DIRECTOR: CARLA A. HILLS Mgmt For For
1D. ELECTION OF DIRECTOR: KEVIN E. LOFTON Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN W. MADIGAN Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN C. MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD J. WHITLEY Mgmt For For
1I. ELECTION OF DIRECTOR: GAYLE E. WILSON Mgmt For For
1J. ELECTION OF DIRECTOR: PER WOLD-OLSEN Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO VOTE ON A PROPOSED AMENDMENT TO GILEAD'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
DESIGNATE DELAWARE CHANCERY COURT AS THE
EXCLUSIVE FORUM FOR CERTAIN LEGAL ACTIONS.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
5. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS
BE AN INDEPENDENT DIRECTOR.
6. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr For Against
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD TAKE STEPS TO
PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT.
7. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT INCENTIVE COMPENSATION FOR THE CHIEF
EXECUTIVE OFFICER INCLUDE NON-FINANCIAL
MEASURES BASED ON PATIENT ACCESS TO
GILEAD'S MEDICINES.
--------------------------------------------------------------------------------------------------------------------------
GKN PLC, REDDITCH Agenda Number: 705080404
--------------------------------------------------------------------------------------------------------------------------
Security: G39004232
Meeting Type: AGM
Meeting Date: 01-May-2014
Ticker:
ISIN: GB0030646508
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the annual report and accounts Mgmt For For
2 To declare a final dividend Mgmt For For
3 To re-elect as a Director Mr M J Turner Mgmt For For
4 To re-elect as a Director Mr N M Stein Mgmt For For
5 To re-elect as a Director Mr M J S Bryson Mgmt For For
6 To re-elect as a Director Mr A Reynolds Mgmt For For
Smith
7 To elect as a Director Mr A C Walker Mgmt For For
8 To re-elect as a Director Mr A G Cockburn Mgmt For For
9 To re-elect as a Director Mr T Erginbilgic Mgmt For For
10 To re-elect as a Director Mrs S C R Jemmett Mgmt For For
Page
11 To re-elect as a Director Mr R Parry-Jones Mgmt For For
12 To reappoint the auditors Mgmt For For
13 To authorise the Directors to determine the Mgmt For For
auditors remuneration
14 To approve the Directors remuneration Mgmt For For
policy
15 To approve the Directors' remuneration Mgmt For For
report
16 To authorise the Company to make political Mgmt For For
donations
17 To authorise the Directors to allot shares Mgmt For For
in the Company
18 To authorise the Directors to disapply Mgmt For For
pre-emption rights
19 To authorise the Company to purchase its Mgmt For For
own shares
20 To retain a notice period of not less than Mgmt For For
14 days in respect of general meetings
other than AGMs
--------------------------------------------------------------------------------------------------------------------------
GLACIER BANCORP, INC. Agenda Number: 933947624
--------------------------------------------------------------------------------------------------------------------------
Security: 37637Q105
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: GBCI
ISIN: US37637Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. BLODNICK Mgmt For For
SHERRY L. CLADOUHOS Mgmt For For
JAMES M. ENGLISH Mgmt For For
ALLEN J. FETSCHER Mgmt For For
ANNIE M. GOODWIN Mgmt For For
DALLAS I. HERRON Mgmt For For
CRAIG A. LANGEL Mgmt For For
DOUGLAS J. MCBRIDE Mgmt For For
JOHN W. MURDOCH Mgmt For For
2. TO VOTE ON AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION OF
THE COMPANY'S EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF BKD, LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC Agenda Number: 933948335
--------------------------------------------------------------------------------------------------------------------------
Security: 37733W105
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: GSK
ISIN: US37733W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE THE 2013 ANNUAL REPORT Mgmt For For
2. TO APPROVE THE ANNUAL REMUNERATION REPORT Mgmt For For
3. TO APPROVE THE REMUNERATION POLICY Mgmt For For
4. TO RE-ELECT SIR CHRISTOPHER GENT AS A Mgmt For For
DIRECTOR
5. TO RE-ELECT SIR ANDREW WITTY AS A DIRECTOR Mgmt For For
6. TO RE-ELECT PROFESSOR SIR ROY ANDERSON AS A Mgmt For For
DIRECTOR
7. TO RE-ELECT DR STEPHANIE BURNS AS A Mgmt For For
DIRECTOR
8. TO RE-ELECT STACEY CARTWRIGHT AS A DIRECTOR Mgmt For For
9. TO RE-ELECT SIMON DINGEMANS AS A DIRECTOR Mgmt For For
10. TO RE-ELECT LYNN ELSENHANS AS A DIRECTOR Mgmt For For
11. TO RE-ELECT JUDY LEWENT AS A DIRECTOR Mgmt For For
12. TO RE-ELECT SIR DERYCK MAUGHAN AS A Mgmt For For
DIRECTOR
13. TO RE-ELECT DR DANIEL PODOLSKY AS A Mgmt For For
DIRECTOR
14. TO RE-ELECT DR MONCEF SLAOUI AS A DIRECTOR Mgmt For For
15. TO RE-ELECT TOM DE SWAAN AS A DIRECTOR Mgmt For For
16. TO RE-ELECT JING ULRICH AS A DIRECTOR Mgmt For For
17. TO RE-ELECT HANS WIJERS AS A DIRECTOR Mgmt For For
18. TO RE-APPOINT AUDITORS Mgmt For For
19. TO DETERMINE REMUNERATION OF AUDITORS Mgmt For For
20. TO AUTHORISE THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL
ORGANISATIONS AND INCUR POLITICAL
EXPENDITURE
21. TO AUTHORISE ALLOTMENT OF SHARES Mgmt For For
22. TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL Mgmt For For
RESOLUTION)
23. TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES (SPECIAL RESOLUTION)
24. TO AUTHORISE EXEMPTION FROM STATEMENT OF Mgmt For For
NAME OF SENIOR STATUTORY AUDITOR
25. TO AUTHORISE REDUCED NOTICE OF A GENERAL Mgmt For For
MEETING OTHER THAN AN AGM (SPECIAL
RESOLUTION)
--------------------------------------------------------------------------------------------------------------------------
GLOBAL PAYMENTS INC. Agenda Number: 933882107
--------------------------------------------------------------------------------------------------------------------------
Security: 37940X102
Meeting Type: Annual
Meeting Date: 20-Nov-2013
Ticker: GPN
ISIN: US37940X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RUTH ANN MARSHALL Mgmt For For
JOHN M. PARTRIDGE Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE REAPPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
PUBLIC ACCOUNTANTS.
--------------------------------------------------------------------------------------------------------------------------
GNC HOLDINGS INC. Agenda Number: 933961876
--------------------------------------------------------------------------------------------------------------------------
Security: 36191G107
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: GNC
ISIN: US36191G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY P. BERGER Mgmt For For
ALAN D. FELDMAN Mgmt For For
JOSEPH M. FORTUNATO Mgmt For For
MICHAEL F. HINES Mgmt For For
AMY B. LANE Mgmt For For
PHILIP E. MALLOTT Mgmt For For
ROBERT F. MORAN Mgmt For For
C. SCOTT O'HARA Mgmt For For
RICHARD J. WALLACE Mgmt For For
2 THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE COMPANY'S 2014 FISCAL YEAR
3 THE APPROVAL, BY NON-BINDING VOTE, OF THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS IN 2013, AS DISCLOSED IN
THE PROXY MATERIALS
--------------------------------------------------------------------------------------------------------------------------
GOLDCREST CO.,LTD. Agenda Number: 705359568
--------------------------------------------------------------------------------------------------------------------------
Security: J17451105
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: JP3306800008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
2 Appoint a Substitute Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933948359
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. THE APPROVAL OF 2013 COMPENSATION AWARDED Mgmt For For
TO NAMED EXECUTIVE OFFICERS.
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr For Against
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING Shr Against For
REPORT, IF PROPERLY PRESENTED AT THE
MEETING.
6. A STOCKHOLDER PROPOSAL REGARDING THE Shr For Against
ADOPTION OF A MAJORITY VOTE STANDARD FOR
THE ELECTION OF DIRECTORS, IF PROPERLY
PRESENTED AT THE MEETING.
7. A STOCKHOLDER PROPOSAL REGARDING TAX POLICY Shr Against For
PRINCIPLES, IF PROPERLY PRESENTED AT THE
MEETING.
8. A STOCKHOLDER PROPOSAL REGARDING AN Shr For Against
INDEPENDENT CHAIRMAN OF THE BOARD POLICY,
IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
GRAND CANYON EDUCATION, INC. Agenda Number: 933959047
--------------------------------------------------------------------------------------------------------------------------
Security: 38526M106
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: LOPE
ISIN: US38526M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRENT D. RICHARDSON Mgmt For For
BRIAN E. MUELLER Mgmt For For
DAVID J. JOHNSON Mgmt For For
JACK A. HENRY Mgmt For For
BRADLEY A. CASPER Mgmt For For
KEVIN F. WARREN Mgmt For For
SARA R. DIAL Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
GREENHILL & CO., INC. Agenda Number: 933933853
--------------------------------------------------------------------------------------------------------------------------
Security: 395259104
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: GHL
ISIN: US3952591044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ROBERT F. GREENHILL Mgmt For For
SCOTT L. BOK Mgmt For For
ROBERT T. BLAKELY Mgmt For For
STEVEN F. GOLDSTONE Mgmt For For
STEPHEN L. KEY Mgmt For For
KAREN P. ROBARDS Mgmt For For
2 APPROVAL, BY NON-BINDING VOTE, OF Mgmt For For
GREENHILL'S EXECUTIVE COMPENSATION.
3 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP TO SERVE AS GREENHILL'S AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
GRUPO TELEVISA, S.A.B. Agenda Number: 933906414
--------------------------------------------------------------------------------------------------------------------------
Security: 40049J206
Meeting Type: Annual
Meeting Date: 09-Dec-2013
Ticker: TV
ISIN: US40049J2069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I PROPOSAL IN REGARDS TO THE DECREE AND Mgmt For
PAYMENT OF DIVIDENDS TO THE SHAREHOLDERS;
RESOLUTIONS THERETO.
II REVOCATION AND GRANTING OF POWER OF Mgmt For
ATTORNEY; RESOLUTIONS THERETO.
III APPOINTMENT OF DELEGATES WHO WILL CARRY OUT Mgmt For
AND FORMALIZE THE RESOLUTIONS ADOPTED AT
THIS MEETING.
--------------------------------------------------------------------------------------------------------------------------
GRUPO TELEVISA, S.A.B. Agenda Number: 934002041
--------------------------------------------------------------------------------------------------------------------------
Security: 40049J206
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: TV
ISIN: US40049J2069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
L1 APPOINTMENT AND/OR RATIFICATION, AS THE Mgmt Abstain
CASE MAY BE, OF THE MEMBERS OF THE BOARD OF
DIRECTORS TO BE APPOINTED AT THIS MEETING
PURSUANT TO ARTICLES TWENTY SIXTH, TWENTY
SEVENTH AND OTHER APPLICABLE ARTICLES OF
THE CORPORATE BY-LAWS.
L2 APPOINTMENT OF DELEGATES TO CARRY OUT AND Mgmt For
FORMALIZE THE RESOLUTIONS ADOPTED AT THIS
MEETING.
D1 APPOINTMENT AND/OR RATIFICATION, AS THE Mgmt Abstain
CASE MAY BE, OF THE MEMBERS OF THE BOARD OF
DIRECTORS TO BE APPOINTED AT THIS MEETING
PURSUANT TO ARTICLES TWENTY SIXTH, TWENTY
SEVENTH AND OTHER APPLICABLE ARTICLES OF
THE CORPORATE BY-LAWS.
D2 APPOINTMENT OF DELEGATES TO CARRY OUT AND Mgmt For
FORMALIZE THE RESOLUTIONS ADOPTED AT THIS
MEETING.
AB1 PRESENTATION AND, IN ITS CASE, APPROVAL OF Mgmt Abstain
THE REPORTS REFERRED TO IN ARTICLE 28,
PARAGRAPH IV OF THE SECURITIES MARKET LAW,
INCLUDING THE FINANCIAL STATEMENTS FOR THE
YEAR ENDED ON DECEMBER 31, 2013 AND
RESOLUTIONS REGARDING THE ACTIONS TAKEN BY
THE BOARD OF DIRECTORS, THE COMMITTEES AND
THE CHIEF EXECUTIVE OFFICER OF THE COMPANY.
AB2 PRESENTATION OF THE REPORT REGARDING Mgmt Abstain
CERTAIN FISCAL OBLIGATIONS OF THE COMPANY,
PURSUANT TO THE APPLICABLE LEGISLATION.
AB3 RESOLUTION REGARDING THE ALLOCATION OF Mgmt Abstain
FINAL RESULTS FOR THE YEAR ENDED ON
DECEMBER 31, 2013.
AB4 RESOLUTION REGARDING (I) THE AMOUNT THAT Mgmt Abstain
MAY BE ALLOCATED TO THE REPURCHASE OF
SHARES OF THE COMPANY PURSUANT TO ARTICLE
56, PARAGRAPH IV OF THE SECURITIES MARKET
LAW; (II) THE REPORT ON THE POLICIES AND
RESOLUTIONS ADOPTED BY THE BOARD OF
DIRECTORS OF THE COMPANY, REGARDING THE
ACQUISITION AND SALE OF SUCH SHARES; AND
(III) THE REPORT ON THE LONG TERM RETENTION
PLAN OF THE COMPANY.
AB5 APPOINTMENT AND/OR RATIFICATION, AS THE Mgmt Abstain
CASE MAY BE, OF THE MEMBERS THAT SHALL
CONFORM THE BOARD OF DIRECTORS, THE
SECRETARY AND OFFICERS OF THE COMPANY.
AB6 APPOINTMENT AND/OR RATIFICATION, AS THE Mgmt Abstain
CASE MAY BE, OF THE MEMBERS THAT SHALL
CONFORM THE EXECUTIVE COMMITTEE.
AB7 APPOINTMENT AND/OR RATIFICATION, AS THE Mgmt Abstain
CASE MAY BE, OF THE CHAIRMAN OF THE AUDIT
AND CORPORATE PRACTICES COMMITTEE.
AB8 COMPENSATION TO THE MEMBERS OF THE BOARD OF Mgmt Abstain
DIRECTORS, OF THE EXECUTIVE COMMITTEE, OF
THE AUDIT AND CORPORATE PRACTICES
COMMITTEE, AS WELL AS TO THE SECRETARY.
AB9 APPOINTMENT OF DELEGATES WHO WILL CARRY OUT Mgmt Abstain
AND FORMALIZE THE RESOLUTIONS ADOPTED AT
THIS MEETING.
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 933970786
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: HAL
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For
1B ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For
1C ELECTION OF DIRECTOR: M. CARROLL Mgmt For For
1D ELECTION OF DIRECTOR: N.K. DICCIANI Mgmt For For
1E ELECTION OF DIRECTOR: M.S. GERBER Mgmt For For
1F ELECTION OF DIRECTOR: J.C. GRUBISICH Mgmt For For
1G ELECTION OF DIRECTOR: A.S. JUM'AH Mgmt For For
1H ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For
1I ELECTION OF DIRECTOR: R.A. MALONE Mgmt For For
1J ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For For
1K ELECTION OF DIRECTOR: D.L. REED Mgmt For For
2 PROPOSAL FOR RATIFICATION OF THE SELECTION Mgmt For For
OF AUDITORS.
3 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4 PROPOSAL ON HUMAN RIGHTS POLICY. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
HAMAMATSU PHOTONICS K.K. Agenda Number: 704866740
--------------------------------------------------------------------------------------------------------------------------
Security: J18270108
Meeting Type: AGM
Meeting Date: 20-Dec-2013
Ticker:
ISIN: JP3771800004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HANESBRANDS INC. Agenda Number: 933930617
--------------------------------------------------------------------------------------------------------------------------
Security: 410345102
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: HBI
ISIN: US4103451021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BOBBY J. GRIFFIN Mgmt For For
JAMES C. JOHNSON Mgmt For For
JESSICA T. MATHEWS Mgmt For For
ROBERT F. MORAN Mgmt For For
J. PATRICK MULCAHY Mgmt For For
RONALD L. NELSON Mgmt For For
RICHARD A. NOLL Mgmt For For
ANDREW J. SCHINDLER Mgmt For For
ANN E. ZIEGLER Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE Mgmt For For
COMPENSATION AS DESCRIBED IN THE PROXY
STATEMENT FOR THE ANNUAL MEETING
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS HANESBRANDS'
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR HANESBRANDS' 2014 FISCAL YEAR
--------------------------------------------------------------------------------------------------------------------------
HARMAN INTERNATIONAL INDUSTRIES, INC. Agenda Number: 933888894
--------------------------------------------------------------------------------------------------------------------------
Security: 413086109
Meeting Type: Annual
Meeting Date: 04-Dec-2013
Ticker: HAR
ISIN: US4130861093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ADRIANE M. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN W. DIERCKSEN Mgmt For For
1C. ELECTION OF DIRECTOR: ANN M. KOROLOGOS Mgmt For For
1D. ELECTION OF DIRECTOR: DR. JIREN LIU Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD H. MEYER Mgmt For For
1F. ELECTION OF DIRECTOR: DINESH C. PALIWAL Mgmt For For
1G. ELECTION OF DIRECTOR: KENNETH M. REISS Mgmt For For
1H. ELECTION OF DIRECTOR: HELLENE S. RUNTAGH Mgmt For For
1I. ELECTION OF DIRECTOR: FRANK S. SKLARSKY Mgmt For For
1J. ELECTION OF DIRECTOR: GARY G. STEEL Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP FOR Mgmt For For
FISCAL 2014.
3. TO APPROVE AN AMENDMENT TO THE 2012 STOCK Mgmt For For
OPTION AND INCENTIVE PLAN.
4. TO APPROVE THE 2014 KEY EXECUTIVE OFFICERS Mgmt For For
BONUS PLAN.
5. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HAWAIIAN HOLDINGS, INC. Agenda Number: 933975584
--------------------------------------------------------------------------------------------------------------------------
Security: 419879101
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: HA
ISIN: US4198791018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREGORY S. ANDERSON Mgmt For For
MARK B. DUNKERLEY Mgmt For For
LAWRENCE S. HERSHFIELD Mgmt For For
ZAC S. HIRZEL Mgmt For For
RANDALL L. JENSON Mgmt For For
BERT T. KOBAYASHI, JR. Mgmt For For
TOMOYUKI MORIIZUMI Mgmt For For
CRYSTAL K. ROSE Mgmt For For
RICHARD N. ZWERN Mgmt For For
2. TO RATIFY ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
HEALTH MANAGEMENT ASSOCIATES, INC. Agenda Number: 933860985
--------------------------------------------------------------------------------------------------------------------------
Security: 421933102
Meeting Type: Consent
Meeting Date: 15-Aug-2013
Ticker: HMA
ISIN: US4219331026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE REPEAL OF ANY AMENDMENT OR MODIFICATION Mgmt For *
BY THE BOARD OF DIRECTORS OF THE COMPANY
(THE "BOARD") OF THE COMPANY'S AMENDED AND
RESTATED BYLAWS FILED WITH THE SEC ON
DECEMBER 7, 2010 MADE AFTER DECEMBER 7,
2010 AND ON OR PRIOR TO THE EFFECTIVENESS
OF THIS CONSENT SOLICITATION.
02 THE AMENDMENT OF SECTION 6 OF ARTICLE II Mgmt For *
THE COMPANY'S AMENDED AND RESTATED BYLAWS
AS SET FORTH IN ANNEX II TO THE CONSENT
STATEMENT ON SCHEDULE 14A FILED BY GLENVIEW
TO EXPRESSLY PROVIDE THAT THE ADVANCE
NOTICE AND INFORMATION REQUIREMENTS
ASSOCIATED WITH NOMINATIONS OF DIRECTORS TO
THE BOARD OF DIRECTORS DO NOT APPLY TO THE
ELECTION OF DIRECTORS THROUGH ACTION BY
WRITTEN CONSENT OR AT A SPECIAL MEETING.
03 THE AMENDMENT OF SECTION 2 OF ARTICLE III Mgmt For *
OF THE COMPANY'S AMENDED AND RESTATED
BYLAWS AS SET FORTH IN ANNEX III TO THE
CONSENT STATEMENT ON SCHEDULE 14A FILED BY
GLENVIEW TO EXPRESSLY PROVIDE THAT ANY
VACANCIES ON THE BOARD MAY BE FILLED BY THE
STOCKHOLDERS AND THOSE VACANCIES RESULTING
FROM A REMOVAL OF DIRECTORS BY THE
STOCKHOLDERS SHALL BE FILLED ONLY BY THE
STOCKHOLDERS.
4A THE REMOVAL OF: WILLIAM J. SCHOEN Mgmt For *
4B THE REMOVAL OF: GARY D. NEWSOME Mgmt For *
4C THE REMOVAL OF: KENT P. DAUTEN Mgmt For *
4D THE REMOVAL OF: PASCAL J. GOLDSCHMIDT, M.D. Mgmt For *
4E THE REMOVAL OF: DONALD E. KIERNAN Mgmt For *
4F THE REMOVAL OF: ROBERT A. KNOX Mgmt For *
4G THE REMOVAL OF: VICKI A. O'MEARA Mgmt For *
4H THE REMOVAL OF: WILLIAM C. STEERE, JR. Mgmt For *
4I THE REMOVAL OF: RANDOLPH W. WESTERFIELD, Mgmt For *
PH.D
4J THE REMOVAL OF EACH MEMBER OF THE BOARD, IF Mgmt For *
ANY, APPOINTED TO THE BOARD TO FILL ANY
VACANCY OR NEWLY-CREATED DIRECTORSHIP SINCE
THE ELECTION OF DIRECTORS AT THE COMPANY'S
2013 ANNUAL MEETING OF STOCKHOLDERS AND
IMMEDIATELY PRIOR TO THE EFFECTIVENESS OF
PROPOSAL 5.
5A THE ELECTION OF: MARY TAYLOR BEHRENS Mgmt For *
5B THE ELECTION OF: STEVEN EPSTEIN Mgmt For *
5C THE ELECTION OF: KIRK GORMAN Mgmt For *
5D THE ELECTION OF: STEPHEN GUILLARD Mgmt For *
5E THE ELECTION OF: JOHN MCCARTY Mgmt For *
5F THE ELECTION OF: JOANN REED Mgmt For *
5G THE ELECTION OF: STEVEN SHULMAN Mgmt For *
5H THE ELECTION OF: PETER URBANOWICZ Mgmt For *
06 THE SETTING OF THE SIZE OF THE BOARD TO THE Mgmt For *
NUMBER OF DIRECTORS SITTING ON THE BOARD
FOLLOWING THE ACTION PURSUANT TO THIS
CONSENT SOLICITATION ON PROPOSALS NO. 4 AND
5 IN ORDER TO ELIMINATE ANY VACANCIES ON
THE BOARD, SUBJECT TO FUTURE CHANGE IN
ACCORDANCE WITH THE COMPANY'S AMENDED AND
RESTATED BYLAWS.
--------------------------------------------------------------------------------------------------------------------------
HERTZ GLOBAL HOLDINGS, INC. Agenda Number: 933992655
--------------------------------------------------------------------------------------------------------------------------
Security: 42805T105
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: HTZ
ISIN: US42805T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MICHAEL J. DURHAM Mgmt For For
1.2 ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt For For
1.3 ELECTION OF DIRECTOR: HENRY C. WOLF Mgmt For For
2. APPROVAL, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS'
COMPENSATION
3. APPROVAL OF AN AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
PROVIDE FOR THE ANNUAL ELECTION OF
DIRECTORS
4. APPROVAL OF A POTENTIAL AMENDMENT TO OUR Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO EFFECT A REVERSE STOCK
SPLIT AND AUTHORIZE OUR BOARD OF DIRECTORS
TO SELECT THE RATIO OF THE REVERSE STOCK
SPLIT AS SET FORTH IN THE AMENDMENT
5. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR 2014
--------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION Agenda Number: 933952788
--------------------------------------------------------------------------------------------------------------------------
Security: 42809H107
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: HES
ISIN: US42809H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: T.J. CHECKI Mgmt For For
1.2 ELECTION OF DIRECTOR: E.E. HOLIDAY Mgmt Against Against
1.3 ELECTION OF DIRECTOR: J.H. MULLIN Mgmt For For
1.4 ELECTION OF DIRECTOR: J.H. QUIGLEY Mgmt For For
1.5 ELECTION OF DIRECTOR: R.N. WILSON Mgmt For For
2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR
FISCAL YEAR ENDING DECEMBER 31, 2014.
4A. ELIMINATION OF 80% SUPERMAJORITY VOTING Mgmt For For
REQUIREMENT IN THE COMPANY'S RESTATED
CERTIFICATE OF INCORPORATION AND BY-LAWS.
4B. ELIMINATION OF TWO-THIRDS SUPERMAJORITY Mgmt For For
VOTING REQUIREMENT IN THE COMPANY'S
RESTATED CERTIFICATE OF INCORPORATION.
5. ELIMINATION OF PROVISIONS IN THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION
CONCERNING $3.50 CUMULATIVE CONVERTIBLE
PREFERRED STOCK.
6. STOCKHOLDER PROPOSAL RECOMMENDING A REPORT Shr Against For
REGARDING CARBON ASSET RISK.
--------------------------------------------------------------------------------------------------------------------------
HEXCEL CORPORATION Agenda Number: 933941583
--------------------------------------------------------------------------------------------------------------------------
Security: 428291108
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: HXL
ISIN: US4282911084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NICK L. STANAGE Mgmt For For
1B. ELECTION OF DIRECTOR: JOEL S. BECKMAN Mgmt For For
1C. ELECTION OF DIRECTOR: LYNN BRUBAKER Mgmt For For
1D. ELECTION OF DIRECTOR: JEFFREY C. CAMPBELL Mgmt For For
1E. ELECTION OF DIRECTOR: SANDRA L. DERICKSON Mgmt For For
1F. ELECTION OF DIRECTOR: W. KIM FOSTER Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS A. GENDRON Mgmt For For
1H. ELECTION OF DIRECTOR: JEFFREY A. GRAVES Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID C. HILL Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID L. PUGH Mgmt For For
2. ADVISORY VOTE TO APPROVE 2013 EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
--------------------------------------------------------------------------------------------------------------------------
HITACHI,LTD. Agenda Number: 705335722
--------------------------------------------------------------------------------------------------------------------------
Security: J20454112
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: JP3788600009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HMS HOLDINGS CORP. Agenda Number: 933835792
--------------------------------------------------------------------------------------------------------------------------
Security: 40425J101
Meeting Type: Annual
Meeting Date: 10-Jul-2013
Ticker: HMSY
ISIN: US40425J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE A CHANGE OF THE COMPANY'S STATE Mgmt For For
OF INCORPORATION FROM NEW YORK TO DELAWARE.
2A. ELECTION OF DIRECTOR: DANIEL N. MENDELSON Mgmt For For
2B. ELECTION OF DIRECTOR: WILLIAM F. MILLER III Mgmt For For
2C. ELECTION OF DIRECTOR: ELLEN A. RUDNICK Mgmt For For
2D. ELECTION OF DIRECTOR: RICHARD H. STOWE Mgmt Against Against
2E. ELECTION OF DIRECTOR: CORA M. TELLEZ Mgmt For For
3. ADVISORY APPROVAL OF THE COMPANY'S 2012 Mgmt For For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
HMS HOLDINGS CORP. Agenda Number: 934010391
--------------------------------------------------------------------------------------------------------------------------
Security: 40425J101
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: HMSY
ISIN: US40425J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CRAIG R. CALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT M. HOLSTER Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM C. LUCIA Mgmt For For
1D. ELECTION OF DIRECTOR: BART M. SCHWARTZ Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S 2013 Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
HOLCIM LTD, RAPPERSWIL-JONA Agenda Number: 705081139
--------------------------------------------------------------------------------------------------------------------------
Security: H36940130
Meeting Type: AGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: CH0012214059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 Approval of the annual report, the annual Mgmt For For
consolidated financial statements of the
group and the annual financial statements
of Holcim Ltd
1.2 Advisory vote on the remuneration report Mgmt Against Against
2 Discharge of the members of the board of Mgmt Abstain Against
directors and the persons entrusted with
management
3.1 Appropriation of retained earnings Mgmt For For
3.2 Approve dividends of CHF 1.30 per share Mgmt For For
from capital contribution reserves
4.1.1 Re-election of Wolfgang Reitzle to the Mgmt For For
board of directors
4.1.2 Election of Wolfgang Reitzle as Chairman of Mgmt For For
the board of directors
4.1.3 Re-election of Beat Hess to the board of Mgmt For For
directors
4.1.4 Re-election of Alexander Gut to the board Mgmt For For
of directors
4.1.5 Re-election of Adrian Loader to the board Mgmt For For
of directors
4.1.6 Re-election of Thomas Schmidheiny to the Mgmt For For
board of directors
4.1.7 Re-election of Hanne Birgitte Breinbjerg Mgmt For For
Sorensen to the board of directors
4.1.8 Re-election of Dieter Spaelti to the board Mgmt For For
of directors
4.1.9 Re-election of Anne Wade to the board of Mgmt For For
directors
4.2.1 Election of Juerg Oleas to the board of Mgmt For For
directors
4.3.1 Election of Adrian Loader to the nomination Mgmt For For
and compensation committee
4.3.2 Election of Wolfgang Reitzle to the Mgmt For For
nomination and compensation committee
4.3.3 Election of Thomas Schmidheiny to the Mgmt For For
nomination and compensation committee
4.3.4 Election of Hanne Birgitte Breinbjerg Mgmt For For
Sorensen to the nomination and compensation
committee
4.4 Re-election of the auditor: Ernst and Young Mgmt For For
Ag, Zurich
4.5 Election of the independent proxy: Dr. Mgmt For For
Thomas Ris, Ris and Ackermann
Rechtsanwaelte, Jona
5 Additional and/or counter-proposals Mgmt Against Against
CMMT 04 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN TEXT OF
RESOLUTION 3.2. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HONDA MOTOR CO.,LTD. Agenda Number: 705324022
--------------------------------------------------------------------------------------------------------------------------
Security: J22302111
Meeting Type: AGM
Meeting Date: 13-Jun-2014
Ticker:
ISIN: JP3854600008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC, LONDON Agenda Number: 705152875
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: SGM
Meeting Date: 19-May-2014
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 17 APR 2014: PLEASE NOT THAT THIS IS AN Non-Voting
INFORMATION MEETING ONLY FOR HONG KONG
SHAREHOLDERS. THERE ARE NO VOTEABLE
RESOLUTIONS. IF YOU WISH TO ATTEND PLEASE
PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE
CARD BY CONTACTING YOUR CLIENT
REPRESENTATIVE. THANK YOU
1 TO DISCUSS THE 2013 RESULTS AND OTHER Non-Voting
MATTERS OF INTEREST
CMMT 17 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO TEXT OF
COMMENT.
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC, LONDON Agenda Number: 705077433
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: AGM
Meeting Date: 23-May-2014
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Annual Report and Accounts Mgmt For For
2013
2 To approve the Directors' remuneration Mgmt For For
policy
3 To approve the Directors' Remuneration Mgmt For For
Report
4 To approve the Variable pay cap (see Mgmt For For
section 4 of the Explanatory Notes in the
Notice of AGM for voting threshold
applicable to this resolution)
5.a To elect Kathleen Casey as a Director Mgmt For For
5.b To elect Sir Jonathan Evans as a Director Mgmt For For
5.c To elect Marc Moses as a Director Mgmt For For
5.d To elect Jonathan Symonds as a Director Mgmt For For
5.e To re-elect Safra Catz as a Director Mgmt For For
5.f To re-elect Laura Cha as a Director Mgmt For For
5.g To re-elect Marvin Cheung as a Director Mgmt For For
5.h To re-elect Joachim Faber as a Director Mgmt For For
5.i To re-elect Rona Fairhead as a Director Mgmt For For
5.j To re-elect Renato Fassbind as a Director Mgmt For For
5.k To re-elect Douglas Flint as a Director Mgmt For For
5.l To re-elect Stuart Gulliver as a Director Mgmt For For
5.m To re-elect Sam Laidlaw as a Director Mgmt For For
5.n To re-elect John Lipsky as a Director Mgmt For For
5.o To re-elect Rachel Lomax as a Director Mgmt For For
5.p To re-elect Iain MacKay as a Director Mgmt For For
5.q To re-elect Sir Simon Robertson as a Mgmt For For
Director
6 To re-appoint KPMG Audit Plc as auditor of Mgmt For For
the Company to hold office until completion
of the audit of the consolidated accounts
for the year ending 31 December 2014
7 To authorise the Group Audit Committee to Mgmt For For
determine the auditor's remuneration
8 To authorise the Directors to allot shares Mgmt Split 74% For 26% Against Split
9 To disapply pre-emption rights Mgmt For For
10 To authorise the Directors to allot any Mgmt Split 74% For 26% Against Split
repurchased shares
11 To authorise the Company to purchase its Mgmt For For
own ordinary shares
12 To authorise the Directors to allot equity Mgmt For For
securities in relation to Contingent
Convertible Securities
13 To disapply pre-emption rights in relation Mgmt For For
to the issue of Contingent Convertible
Securities
14 To approve general meetings (other than Mgmt Split 26% For 74% Against Split
annual general meetings) being called on 14
clear days' notice
--------------------------------------------------------------------------------------------------------------------------
HUTCHISON TELECOMMUNICATIONS HONG KONG HOLDINGS LT Agenda Number: 705118140
--------------------------------------------------------------------------------------------------------------------------
Security: G4672G106
Meeting Type: AGM
Meeting Date: 13-May-2014
Ticker:
ISIN: KYG4672G1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0403/LTN201404031460.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0403/LTN201404031454.pdf
1 TO CONSIDER AND ADOPT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS TOGETHER WITH THE REPORT OF THE
DIRECTORS AND THE REPORT OF THE AUDITOR FOR
THE YEAR ENDED 31 DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.a TO RE-ELECT MR FOK KIN NING, CANNING AS A Mgmt Against Against
DIRECTOR
3.b TO RE-ELECT MR LAI KAI MING, DOMINIC AS A Mgmt For For
DIRECTOR
3.c TO RE-ELECT MR CHEONG YING CHEW, HENRY AS A Mgmt Against Against
DIRECTOR
3.d TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt For For
AUDITOR AND TO AUTHORISE THE BOARD OF
DIRECTORS TO FIX THE AUDITOR'S REMUNERATION
5 ORDINARY RESOLUTION ON ITEM 5 OF THE NOTICE Mgmt Against Against
OF THE MEETING (TO GRANT A GENERAL MANDATE
TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES
OF THE COMPANY)
6 ORDINARY RESOLUTION ON ITEM 6 OF THE NOTICE Mgmt For For
OF THE MEETING (TO GRANT A GENERAL MANDATE
TO THE DIRECTORS TO REPURCHASE SHARES OF
THE COMPANY)
7 ORDINARY RESOLUTION ON ITEM 7 OF THE NOTICE Mgmt Against Against
OF THE MEETING (TO EXTEND THE GENERAL
MANDATE TO THE DIRECTORS TO ISSUE
ADDITIONAL SHARES OF THE COMPANY)
8 SPECIAL RESOLUTION: TO APPROVE THE Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
HUTCHISON WHAMPOA LTD, HONG KONG Agenda Number: 705123040
--------------------------------------------------------------------------------------------------------------------------
Security: Y38024108
Meeting Type: AGM
Meeting Date: 16-May-2014
Ticker:
ISIN: HK0013000119
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0407/LTN20140407723.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0407/LTN20140407727.pdf
1 TO RECEIVE AND ADOPT THE STATEMENT OF Mgmt For For
AUDITED ACCOUNTS, REPORT OF THE DIRECTORS
AND REPORT OF THE AUDITOR FOR THE YEAR
ENDED 31 DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.a TO RE-ELECT MR FOK KIN NING, CANNING AS A Mgmt For For
DIRECTOR
3.b TO RE-ELECT MR LAI KAI MING, DOMINIC AS A Mgmt Against Against
DIRECTOR
3.c TO RE-ELECT MR KAM HING LAM AS A DIRECTOR Mgmt Against Against
3.d TO RE-ELECT MR WILLIAM SHURNIAK AS A Mgmt For For
DIRECTOR
3.e TO RE-ELECT MR WONG CHUNG HIN AS A DIRECTOR Mgmt For For
4 TO APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
DIRECTORS TO FIX THE AUDITOR'S REMUNERATION
5.1 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE ADDITIONAL SHARES
5.2 TO APPROVE THE BUY-BACK BY THE COMPANY OF Mgmt For For
ITS OWN SHARES
5.3 TO EXTEND THE GENERAL MANDATE IN ORDINARY Mgmt Against Against
RESOLUTION NO. 5(1) TO ISSUE ADDITIONAL
SHARES
6 TO ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
7.1 TO ADD THE CHINESE NAME OF THE COMPANY TO Mgmt For For
ITS EXISTING NAME: THE CHINESE NAME OF THE
COMPANY "AS SPECIFIED" BE ADDED TO ITS
EXISTING COMPANY NAME "HUTCHISON WHAMPOA
LIMITED" SUCH THAT THE NAME OF THE COMPANY
BECOMES "HUTCHISON WHAMPOA LIMITED "AS
SPECIFIED"
7.2 TO AMEND THE ARTICLES OF ASSOCIATION UPON Mgmt For For
THE NEW COMPANY NAME IS EFFECTIVE: ARTICLE
3
--------------------------------------------------------------------------------------------------------------------------
IDEX CORPORATION Agenda Number: 933930516
--------------------------------------------------------------------------------------------------------------------------
Security: 45167R104
Meeting Type: Annual
Meeting Date: 08-Apr-2014
Ticker: IEX
ISIN: US45167R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRADLEY J. BELL Mgmt For For
GREGORY F. MILZCIK Mgmt For For
ANDREW K. SILVERNAIL Mgmt For For
2. TO VOTE ON A NON-BINDING RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
IHS INC. Agenda Number: 933926670
--------------------------------------------------------------------------------------------------------------------------
Security: 451734107
Meeting Type: Annual
Meeting Date: 09-Apr-2014
Ticker: IHS
ISIN: US4517341073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: BRIAN H. HALL Mgmt For For
1.2 ELECTION OF DIRECTOR: BALAKRISHNAN S. IYER Mgmt For For
1.3 ELECTION OF DIRECTOR: JERRE L. STEAD Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
3. AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC. Agenda Number: 933936316
--------------------------------------------------------------------------------------------------------------------------
Security: 452308109
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: ITW
ISIN: US4523081093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL J. BRUTTO Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN CROWN Mgmt For For
1C. ELECTION OF DIRECTOR: DON H. DAVIS, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES W. GRIFFITH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT C. MCCORMACK Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1G. ELECTION OF DIRECTOR: E. SCOTT SANTI Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID B. SMITH, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: PAMELA B. STROBEL Mgmt For For
1K. ELECTION OF DIRECTOR: KEVIN M. WARREN Mgmt For For
1L. ELECTION OF DIRECTOR: ANRE D. WILLIAMS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS ITW'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE AMENDMENTS TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE SUPERMAJORITY VOTING
REQUIREMENTS.
5. APPROVAL OF THE AMENDMENTS TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE PROVISIONS REGARDING BOARD SIZE.
--------------------------------------------------------------------------------------------------------------------------
ILLUMINA, INC. Agenda Number: 933969858
--------------------------------------------------------------------------------------------------------------------------
Security: 452327109
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: ILMN
ISIN: US4523271090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DANIEL M. BRADBURY* Mgmt For For
ROBERT S. EPSTEIN, MD* Mgmt For For
ROY A. WHITFIELD* Mgmt For For
FRANCIS A. DESOUZA# Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 28, 2014
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT
4. TO APPROVE AN AMENDMENT TO THE ILLUMINA, Mgmt For For
INC. BYLAWS, ESTABLISHING DELAWARE AS THE
EXCLUSIVE FORUM FOR ADJUDICATION OF CERTAIN
DISPUTES
--------------------------------------------------------------------------------------------------------------------------
IMPERIAL TOBACCO GROUP PLC, BRISTOL Agenda Number: 704891008
--------------------------------------------------------------------------------------------------------------------------
Security: G4721W102
Meeting Type: AGM
Meeting Date: 05-Feb-2014
Ticker:
ISIN: GB0004544929
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Annual Report and Accounts Mgmt For For
2 Directors' Remuneration Report Mgmt For For
3 Directors' Remuneration Policy Mgmt For For
4 To declare a final dividend Mgmt For For
5 To re-elect Dr K M Burnett Mgmt For For
6 To re-elect Mrs A J Cooper Mgmt For For
7 To re-elect Mr D J Haines Mgmt For For
8 To re-elect Mr M H C Herlihy Mgmt For For
9 To re-elect Ms S E Murray Mgmt For For
10 To re-elect Mr M R Phillips Mgmt For For
11 To elect Mr O R Tant Mgmt For For
12 To re-elect Mr M D Williamson Mgmt For For
13 To re-elect Mr M I Wyman Mgmt For For
14 Re-appointment of Auditors: Mgmt For For
PricewaterhouseCoopers LLP
15 Remuneration of Auditors Mgmt For For
16 Donations to political organisations Mgmt For For
17 Authority to allot securities Mgmt For For
18 Disapplication of pre-emption rights Mgmt For For
19 Purchase of own shares Mgmt For For
20 Notice period for general meetings Mgmt Split 30% For 70% Against Split
CMMT 13 DEC 13: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AUDITOR NAME. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIA DE DISENO TEXTIL S.A., ARTEIXO, LA COROG Agenda Number: 704613783
--------------------------------------------------------------------------------------------------------------------------
Security: E6282J109
Meeting Type: AGM
Meeting Date: 16-Jul-2013
Ticker:
ISIN: ES0148396015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 17 JUL 2013. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 Approve individual financial statements Mgmt For For
2 Approve consolidated financial statements, Mgmt For For
and discharge of board
3 Approve updated balance sheets to benefit Mgmt For For
from new tax regulation
4 Approve allocation of income and dividends Mgmt For For
5 Approve long term incentive plan Mgmt For For
6 Authorize share repurchase program Mgmt For For
7 Advisory vote on remuneration policy report Mgmt For For
8 Authorize board to ratify and execute Mgmt For For
approved resolutions
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN RECORD DATE FROM 11 JUL 2013 TO
09 JUL 2013. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INFORMA PLC, ST HELIER Agenda Number: 705169503
--------------------------------------------------------------------------------------------------------------------------
Security: G4770C106
Meeting Type: AGM
Meeting Date: 23-May-2014
Ticker:
ISIN: JE00B3WJHK45
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ACCOUNTS AND THE REPORTS OF Mgmt For For
THE DIRECTORS AND AUDITOR FOR THE YEAR
ENDED 31 DECEMBER 2013
2 TO APPROVE THE REMUNERATION POLICY Mgmt For For
3 TO APPROVE THE REMUNERATION REPORT Mgmt For For
4 TO RE-ELECT DEREK MAPP AS A DIRECTOR Mgmt For For
5 TO RE-ELECT STEPHEN A. CARTER CBE AS A Mgmt For For
DIRECTOR
6 TO RE-ELECT JOHN DAVIS AS A DIRECTOR Mgmt For For
7 TO RE-ELECT DR BRENDAN O'NEILL AS A Mgmt For For
DIRECTOR
8 TO RE-ELECT CINDY ROSE AS A DIRECTOR Mgmt For For
9 TO ELECT GEOFFREY COOPER AS A DIRECTOR Mgmt For For
10 TO ELECT HELEN OWERS AS A DIRECTOR Mgmt For For
11 TO ELECT GARETH BULLOCK AS A DIRECTOR Mgmt For For
12 TO RE-APPOINT DELOITTE LLP AS AUDITOR Mgmt For For
13 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
REMUNERATION OF THE AUDITOR
14 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
15 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
FOR CASH WITHOUT MAKING A PRE-EMPTIVE OFFER
TO SHAREHOLDERS
16 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
--------------------------------------------------------------------------------------------------------------------------
INFORMA PLC, ST HELIER Agenda Number: 705173158
--------------------------------------------------------------------------------------------------------------------------
Security: G4770C106
Meeting Type: CRT
Meeting Date: 23-May-2014
Ticker:
ISIN: JE00B3WJHK45
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID Non-Voting
VOTE OPTION FOR THIS MEETING TYPE. PLEASE
CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY.
SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS
MEETING THEN YOUR VOTE WILL BE DISREGARDED
BY THE ISSUER OR ISSUERS AGENT.
1 APPROVAL OF SCHEME Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INFORMA PLC, ST HELIER Agenda Number: 705173160
--------------------------------------------------------------------------------------------------------------------------
Security: G4770C106
Meeting Type: OGM
Meeting Date: 23-May-2014
Ticker:
ISIN: JE00B3WJHK45
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE SCHEME OF ARRANGEMENT AND Mgmt For For
RELATED MATTERS
2 TO APPROVE THE NEW INFORMA REDUCTION OF Mgmt For For
CAPITAL
3 TO AUTHORISE THE DIRECTORS OF NEW INFORMA Mgmt For For
TO CONVENE GENERAL MEETINGS ON 14 CLEAR
DAYS' NOTICE
4.a TO APPROVE THE RULES OF THE NEW SIP AND Mgmt For For
AUTHORISE THE DIRECTORS OF NEW INFORMA TO
ADOPT AND IMPLEMENT THE NEW SIP AND
ESTABLISH FURTHER PLANS BASED ON THE NEW
SIP WHICH TAKE ACCOUNT OF OVERSEAS
REQUIREMENTS
4.b TO APPROVE THE RULES OF THE NEW LTIP AND Mgmt For For
AUTHORISE THE DIRECTORS OF NEW INFORMA TO
ADOPT AND IMPLEMENT THE NEW LTIP AND
ESTABLISH FURTHER PLANS BASED ON THE NEW
LTIP WHICH TAKE ACCOUNT OF OVERSEAS
REQUIREMENTS
--------------------------------------------------------------------------------------------------------------------------
INFORMATICA CORPORATION Agenda Number: 933968464
--------------------------------------------------------------------------------------------------------------------------
Security: 45666Q102
Meeting Type: Annual
Meeting Date: 23-May-2014
Ticker: INFA
ISIN: US45666Q1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MARK A. BERTELSEN Mgmt For For
1.2 ELECTION OF DIRECTOR: HILARIE Mgmt For For
KOPLOW-MCADAMS
1.3 ELECTION OF DIRECTOR: A. BROOKE SEAWELL Mgmt For For
2. TO APPROVE AN AMENDMENT TO INFORMATICA'S Mgmt For For
2009 EQUITY INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES OF INFORMATICA'S COMMON
STOCK RESERVED FOR ISSUANCE THEREUNDER BY
6,300,000 SHARES.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INFORMATICA'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
4. TO APPROVE INFORMATICA'S EXECUTIVE Mgmt Against Against
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
INFOSYS LIMITED Agenda Number: 934035317
--------------------------------------------------------------------------------------------------------------------------
Security: 456788108
Meeting Type: Annual
Meeting Date: 14-Jun-2014
Ticker: INFY
ISIN: US4567881085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 TO RECEIVE, CONSIDER & ADOPT FINANCIAL Mgmt For
STATEMENTS, INCLUDING AUDITED BALANCE
SHEET, STATEMENT OF PROFIT & LOSS FOR YEAR
ENDED ON THAT DATE & REPORTS OF BOARD &
AUDITORS THEREON.
O2 TO DECLARE A FINAL DIVIDEND OF 43 RS PER Mgmt For
EQUITY SHARE.
O3 TO APPOINT A DIRECTOR IN PLACE OF B.G. Mgmt For
SRINIVAS, WHO RETIRES BY ROTATION AND,
BEING ELIGIBLE, SEEKS RE-APPOINTMENT.
O4 TO APPOINT A DIRECTOR IN PLACE OF S. Mgmt For
GOPALAKRISHNAN, WHO RETIRES BY ROTATION
AND, BEING ELIGIBLE, SEEKS RE-APPOINTMENT.
O5 TO RE-APPOINT AUDITORS TO HOLD OFFICE FROM Mgmt For
THE CONCLUSION OF THIS AGM TO FOURTH
CONSECUTIVE AGM & TO FIX THEIR
REMUNERATION.
S6 TO APPOINT U.B. PRAVIN RAO AS A DIRECTOR, Mgmt For
LIABLE TO RETIRE BY ROTATION AND ALSO AS A
WHOLE-TIME DIRECTOR.
S7 TO APPOINT KIRAN MAZUMDAR-SHAW AS AN Mgmt For
INDEPENDENT DIRECTOR.
S8 TO APPOINT CAROL M. BROWNER AS AN Mgmt For
INDEPENDENT DIRECTOR.
S9 TO APPOINT RAVI VENKATESAN AS AN Mgmt For
INDEPENDENT DIRECTOR.
S10 CONTRACT TO SELL, LEASE, TRANSFER, ASSIGN Mgmt For
OR OTHERWISE DISPOSE OF THE WHOLE OR PART
OF THE PRODUCTS, PLATFORMS AND SOLUTIONS
(PPS) BUSINESS & UNDERTAKING TO EDGEVERVE
SYSTEMS LIMITED
S11 RETIREMENT OF A DIRECTOR Mgmt For
--------------------------------------------------------------------------------------------------------------------------
ING GROEP NV, AMSTERDAM Agenda Number: 704785368
--------------------------------------------------------------------------------------------------------------------------
Security: N4578E413
Meeting Type: OGM
Meeting Date: 27-Nov-2013
Ticker:
ISIN: NL0000303600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THERE ARE NO PROPOSALS TO BE
VOTED ON. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST AN
ENTRANCE CARD. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS MEETING ATTENDANCE Non-Voting
ONLY. PLEASE CONTACT YOUR CUSTOMER SERVICE
REPRESENTATIVE TO REQUEST MEETING
ATTENDANCE.
1 Opening Non-Voting
2 Report on activities of Stichting ING Non-Voting
Aandelen
3 Questions and closing Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ING GROUP NV, AMSTERDAM Agenda Number: 705081317
--------------------------------------------------------------------------------------------------------------------------
Security: N4578E413
Meeting Type: AGM
Meeting Date: 12-May-2014
Ticker:
ISIN: NL0000303600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening remarks and announcements Non-Voting
2.A Report of the Executive Board for 2013 Non-Voting
2.B Report of the Supervisory Board for 2013 Non-Voting
2.C Remuneration report Non-Voting
2.D Amendment to the remuneration policy Mgmt For For
2.E Annual Accounts for 2013 Mgmt For For
3 Profit retention and distribution policy Non-Voting
4.A Corporate governance Non-Voting
4.B Increase of the issued share capital and Mgmt For For
amendment to the Articles of Association
4.C Decrease of the issued share capital and Mgmt For For
amendment to the Articles of Association
4.D Amendment to the Articles of Association Mgmt For For
with respect to the representing authority
5 Sustainability Non-Voting
6.A Discharge of the members of the Executive Mgmt For For
Board in respect of their duties performed
during the year 2013
6.B Discharge of the members of the Supervisory Mgmt For For
Board in respect of their duties performed
during the year 2013
7 Composition of the Supervisory Board: Mgmt For For
Appointment of Eric Boyer de la Giroday
8.A Authorisation to issue ordinary shares with Mgmt For For
or without pre-emptive rights
8.B Authorisation to issue ordinary shares with Mgmt For For
or without pre-emptive rights in connection
with a merger, a takeover of a business or
a company, or, if necessary in the opinion
of the Executive Board and the Supervisory
Board, for the safeguarding or conservation
of the Company's capital position
9.A Authorisation to acquire ordinary shares or Mgmt For For
depositary receipts for ordinary shares in
the Company's own capital
9.B Authorisation to acquire ordinary shares or Mgmt For For
depositary receipts for ordinary shares in
the Company's own capital in connection
with a major capital restructuring
10 Any other business and conclusion Non-Voting
--------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTALEXCHANGE GROUP, INC. Agenda Number: 933961357
--------------------------------------------------------------------------------------------------------------------------
Security: 45866F104
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: ICE
ISIN: US45866F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLES R. CRISP Mgmt For For
1B. ELECTION OF DIRECTOR: JEAN-MARC FORNERI Mgmt For For
1C. ELECTION OF DIRECTOR: FRED W. HATFIELD Mgmt For For
1D. ELECTION OF DIRECTOR: SYLVAIN HEFES Mgmt For For
1E. ELECTION OF DIRECTOR: JAN-MICHIEL HESSELS Mgmt For For
1F. ELECTION OF DIRECTOR: TERRENCE F. MARTELL Mgmt For For
1G. ELECTION OF DIRECTOR: SIR CALLUM MCCARTHY Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES J. MCNULTY Mgmt For For
1I. ELECTION OF DIRECTOR: SIR ROBERT REID Mgmt For For
1J. ELECTION OF DIRECTOR: FREDERIC V. SALERNO Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT G. SCOTT Mgmt For For
1L. ELECTION OF DIRECTOR: JEFFREY C. SPRECHER Mgmt For For
1M. ELECTION OF DIRECTOR: JUDITH A. SPRIESER Mgmt For For
1N. ELECTION OF DIRECTOR: VINCENT TESE Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
ADVISORY RESOLUTION ON EXECUTIVE
COMPENSATION FOR NAMED EXECUTIVE OFFICERS.
3. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
4. TO APPROVE THE AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
CHANGE OUR NAME FROM
"INTERCONTINENTALEXCHANGE GROUP, INC." TO
"INTERCONTINENTAL EXCHANGE, INC."
--------------------------------------------------------------------------------------------------------------------------
INTESA SANPAOLO SPA, TORINO/MILANO Agenda Number: 705131439
--------------------------------------------------------------------------------------------------------------------------
Security: T55067101
Meeting Type: MIX
Meeting Date: 08-May-2014
Ticker:
ISIN: IT0000072618
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_201859.PDF
O.1 INTEGRATION OF THE LEGAL RESERVE; COVERAGE Mgmt For For
OF THE LOSS FOR 2013; DISTRIBUTION OF PART
OF THE EXTRAORDINARY RESERVE TO THE
SHAREHOLDERS
O.2.a REMUNERATION, INVESTMENT PLAN AND OWN Mgmt For For
SHARES: REPORT ON REMUNERATION: RESOLUTION
PURSUANT TO ART. 123-TER, PARAGRAPH 6 OF
LEGISLATIVE DECREE NO. 58/1998
O.2.b REMUNERATION, INVESTMENT PLAN AND OWN Mgmt Against Against
SHARES: PROPOSAL FOR APPROVAL OF THE
DISCLOSURE DOCUMENT DRAWN UP IN ACCORDANCE
WITH ARTICLE 84-BIS OF CONSOB REGULATION
NO. 11971 OF 14 MAY 1999, AS SUBSEQUENTLY
AMENDED AND INTEGRATED, CONCERNING THE
INVESTMENT PLAN BASED ON FINANCIAL
INSTRUMENTS OF INTESA SANPAOLO S.P.A.
O.2.c REMUNERATION, INVESTMENT PLAN AND OWN Mgmt Against Against
SHARES: PURCHASE AND DISPOSAL OF OWN SHARES
E.1 PROPOSAL FOR AMENDMENT OF ARTICLE 5 (SHARE Mgmt Against Against
CAPITAL) OF THE ARTICLES OF ASSOCIATION, IN
RELATION TO THE INVESTMENT PLAN BASED ON
FINANCIAL INSTRUMENTS REFERRED TO UNDER
ORDINARY PART 2 B) ABOVE
E.2 PROPOSAL TO AUTHORISE THE MANAGEMENT BOARD Mgmt Against Against
TO INCREASE THE SHARE CAPITAL PURSUANT TO
ART. 2349, PARAGRAPH 1, AND ART. 2441,
PARAGRAPH 8, OF THE ITALIAN CIVIL CODE FOR
THE PURPOSES OF IMPLEMENTING THE INVESTMENT
PLAN BASED ON FINANCIAL INSTRUMENTS
REFERRED TO UNDER ORDINARY PART 2 B) ABOVE,
AND CONSEQUENT AMENDMENT OF ARTICLE 5
(SHARE CAPITAL) OF THE ARTICLES OF
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC. Agenda Number: 933934994
--------------------------------------------------------------------------------------------------------------------------
Security: 46120E602
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: ISRG
ISIN: US46120E6023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
AMAL M. JOHNSON Mgmt For For
ERIC H. HALVORSON Mgmt For For
ALAN J. LEVY, PH.D. Mgmt For For
CRAIG H. BARRATT, PH.D. Mgmt For For
FLOYD D. LOOP, M.D. Mgmt For For
GEORGE STALK JR. Mgmt For For
2. TO APPROVE, BY ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. THE RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP ("PWC") AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
INVESCO LTD Agenda Number: 933956584
--------------------------------------------------------------------------------------------------------------------------
Security: G491BT108
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: IVZ
ISIN: BMG491BT1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AMENDMENT OF AMENDED AND RESTATED BYE-LAWS Mgmt For For
TO DECLASSIFY OUR BOARD OF DIRECTORS
2.1 ELECTION OF DIRECTOR: DENNIS KESSLER Mgmt For For
2.2 ELECTION OF DIRECTOR: G. RICHARD WAGONER, Mgmt For For
JR.
3. ADVISORY VOTE TO APPROVE 2013 EXECUTIVE Mgmt For For
COMPENSATION
4. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
IRON MOUNTAIN INCORPORATED Agenda Number: 933975534
--------------------------------------------------------------------------------------------------------------------------
Security: 462846106
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: IRM
ISIN: US4628461067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TED R. ANTENUCCI Mgmt For For
1B. ELECTION OF DIRECTOR: PAMELA M. ARWAY Mgmt For For
1C. ELECTION OF DIRECTOR: CLARKE H. BAILEY Mgmt For For
1D. ELECTION OF DIRECTOR: KENT P. DAUTEN Mgmt For For
1E. ELECTION OF DIRECTOR: PAUL F. DENINGER Mgmt For For
1F. ELECTION OF DIRECTOR: PER-KRISTIAN Mgmt For For
HALVORSEN
1G. ELECTION OF DIRECTOR: MICHAEL W. LAMACH Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM L. MEANEY Mgmt For For
1I. ELECTION OF DIRECTOR: WALTER C. RAKOWICH Mgmt For For
1J. ELECTION OF DIRECTOR: VINCENT J. RYAN Mgmt For For
1K. ELECTION OF DIRECTOR: ALFRED J. VERRECCHIA Mgmt For For
2. THE APPROVAL OF A NON-BINDING, ADVISORY Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
3. THE RATIFICATION OF THE SELECTION BY THE Mgmt For For
AUDIT COMMITTEE OF DELOITTE & TOUCHE LLP AS
IRON MOUNTAIN INCORPORATED'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
IRONWOOD PHARMACEUTICALS, INC. Agenda Number: 933989571
--------------------------------------------------------------------------------------------------------------------------
Security: 46333X108
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: IRWD
ISIN: US46333X1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRYAN E. ROBERTS Mgmt For For
JULIE H. MCHUGH Mgmt For For
PETER M. HECHT Mgmt For For
2. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
THE COMPENSATION PAID TO THE NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
J.B. HUNT TRANSPORT SERVICES, INC. Agenda Number: 933933598
--------------------------------------------------------------------------------------------------------------------------
Security: 445658107
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: JBHT
ISIN: US4456581077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS G. DUNCAN Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCESCA M. Mgmt For For
EDWARDSON
1C. ELECTION OF DIRECTOR: WAYNE GARRISON Mgmt For For
1D. ELECTION OF DIRECTOR: SHARILYN S. GASAWAY Mgmt For For
1E. ELECTION OF DIRECTOR: GARY C. GEORGE Mgmt For For
1F. ELECTION OF DIRECTOR: J. BRYAN HUNT, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: COLEMAN H. PETERSON Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN N. ROBERTS III Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES L. ROBO Mgmt For For
1J. ELECTION OF DIRECTOR: KIRK THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: DR. JOHN A. WHITE Mgmt For For
2. TO CONSIDER AND APPROVE AN ADVISORY Mgmt For For
RESOLUTION REGARDING THE COMPANY'S
COMPENSATION OF ITS NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT PUBLIC
ACCOUNTANTS FOR CALENDAR YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
JABIL CIRCUIT, INC. Agenda Number: 933909826
--------------------------------------------------------------------------------------------------------------------------
Security: 466313103
Meeting Type: Annual
Meeting Date: 23-Jan-2014
Ticker: JBL
ISIN: US4663131039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARTHA F. BROOKS Mgmt For For
MEL S. LAVITT Mgmt For For
TIMOTHY L. MAIN Mgmt For For
MARK T. MONDELLO Mgmt For For
LAWRENCE J. MURPHY Mgmt For For
FRANK A. NEWMAN Mgmt For For
STEVEN A. RAYMUND Mgmt For For
THOMAS A. SANSONE Mgmt For For
DAVID M. STOUT Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS JABIL'S INDEPENDENT REGISTERED
CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING AUGUST 31, 2014.
3. TO APPROVE (ON AN ADVISORY BASIS) JABIL'S Mgmt For For
EXECUTIVE COMPENSATION.
4. TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt For For
PROPERLY COME BEFORE THE ANNUAL MEETING,
INCLUDING ANY ADJOURNMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
JACK HENRY & ASSOCIATES, INC. Agenda Number: 933881078
--------------------------------------------------------------------------------------------------------------------------
Security: 426281101
Meeting Type: Annual
Meeting Date: 13-Nov-2013
Ticker: JKHY
ISIN: US4262811015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. FLANIGAN Mgmt For For
W. BROWN Mgmt For For
M. SHEPARD Mgmt For For
J. PRIM Mgmt For For
T. WILSON Mgmt For For
J. FIEGEL Mgmt For For
T. WIMSETT Mgmt For For
L. KELLY Mgmt For For
2. TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS.
3. TO RATIFY THE SELECTION OF THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
JARDINE MATHESON HOLDINGS LTD, HAMILTON Agenda Number: 705040537
--------------------------------------------------------------------------------------------------------------------------
Security: G50736100
Meeting Type: SGM
Meeting Date: 08-Apr-2014
Ticker:
ISIN: BMG507361001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the proposed transfer of the Mgmt For For
Company's listing segment from Premium to
Standard on the London Stock Exchange as
described in the Circular to shareholders
dated 6th March 2014
--------------------------------------------------------------------------------------------------------------------------
JARDINE MATHESON HOLDINGS LTD, HAMILTON Agenda Number: 705118203
--------------------------------------------------------------------------------------------------------------------------
Security: G50736100
Meeting Type: AGM
Meeting Date: 08-May-2014
Ticker:
ISIN: BMG507361001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS AND APPROVE FINAL DIVIDEND
2 RE-ELECT ADAM KESWICK AS DIRECTOR Mgmt For For
3 RE-ELECT MARK GREENBERG AS DIRECTOR Mgmt For For
4 RE-ELECT SIMON KESWICK AS DIRECTOR Mgmt For For
5 RE-ELECT RICHARD LEE AS DIRECTOR Mgmt For For
6 APPROVE PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS AND AUTHORISE BOARD TO FIX THEIR
REMUNERATION
7 APPROVE ISSUANCE OF EQUITY OR EQUITY-LINKED Mgmt For For
SECURITIES WITH OR WITHOUT PREEMPTIVE
RIGHTS
8 AUTHORISE SHARE REPURCHASE PROGRAM Mgmt For For
CMMT 15 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO REMOVAL OF RECORD DATE. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933933548
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For
1E. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1F. ELECTION OF DIRECTOR: MARK B. MCCLELLAN Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1H. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1K. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
4. SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr Against For
SIGNIFICANT STOCK
--------------------------------------------------------------------------------------------------------------------------
JOHNSON MATTHEY PLC, LONDON Agenda Number: 704623429
--------------------------------------------------------------------------------------------------------------------------
Security: G51604158
Meeting Type: AGM
Meeting Date: 25-Jul-2013
Ticker:
ISIN: GB00B70FPS60
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Company's accounts for the Mgmt For For
year ended 31st March 2013
2 To receive and approve the directors Mgmt For For
remuneration report for the year ended 31st
March 2013
3 To declare a final dividend of 41.5 pence Mgmt For For
per share on the ordinary shares
4 To elect Mr CS Matthews as a director of Mgmt For For
the Company
5 To elect Ms O Desforges as a director of Mgmt For For
the Company
6 To re-elect Mr TEP Stevenson as a director Mgmt For For
of the Company
7 To re-elect Mr NAP Carson as a director of Mgmt For For
the Company
8 To re-elect Mr AM Ferguson as a director of Mgmt For For
the Company
9 To re-elect Mr RJ MacLeod as a director of Mgmt For For
the Company
10 To re-elect Mr LC Pentz as a director of Mgmt For For
the Company
11 To re-elect Mr MJ Roney as a director of Mgmt For For
the Company
12 To re-elect Mr WF Sandford as a director of Mgmt For For
the Company
13 To re-elect Mrs DC Thompson as a director Mgmt For For
of the Company
14 To appoint KPMG LLP as auditor for the Mgmt For For
forthcoming year
15 To authorise the directors to determine the Mgmt For For
remuneration of the auditor
16 To authorise the Company and its Mgmt For For
subsidiaries to make political donations
and incur political expenditure within
certain limits
17 To authorise the directors to allot shares Mgmt For For
18 To disapply the statutory pre-emption Mgmt For For
rights attached to shares
19 To authorise the Company to make market Mgmt For For
purchases of its own shares
20 To authorise the Company to call general Mgmt Against Against
meetings other than annual general meetings
on not less than 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
KAKAKU.COM,INC. Agenda Number: 705378277
--------------------------------------------------------------------------------------------------------------------------
Security: J29258100
Meeting Type: AGM
Meeting Date: 24-Jun-2014
Ticker:
ISIN: JP3206000006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to:Expand Business Lines Mgmt For For
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KERING, PARIS Agenda Number: 705079300
--------------------------------------------------------------------------------------------------------------------------
Security: F5433L103
Meeting Type: MIX
Meeting Date: 06-May-2014
Ticker:
ISIN: FR0000121485
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 11 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0328/201403281400803.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0411/201404111401079.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
O.1 Approval of the annual corporate financial Mgmt For For
statements for the 2013 financial year
O.2 Approval of the consolidated financial Mgmt For For
statements for the 2013 financial year
O.3 Allocation of income and dividend Mgmt For For
distribution of EUR 3.75 per share
O.4 Agreements pursuant to Articles L.225-38 et Mgmt Against Against
seq. of the Commercial Code
O.5 Appointment of Mrs. Daniela Riccardi as Mgmt For For
Board member
O.6 Renewal of term of Mrs. Laurence Boone as Mgmt For For
Board member
O.7 Renewal of term of Mrs. Yseulys Costes as Mgmt For For
Board member
O.8 Setting the amount of attendance allowances Mgmt For For
to be allocated to the Board of Directors
O.9 Review of the compensation owed or paid to Mgmt For For
Mr. Francois-Henri Pinault, President and
CEO during the 2013 financial year
O.10 Review of the compensation owed or paid to Mgmt For For
Mr. Jean-Francois Palus, Managing Director
during the 2013 financial year
O.11 Renewal of term of the Firm Deloitte & Mgmt For For
Associes as principal Statutory Auditor
O.12 Renewal of term of the Firm BEAS as deputy Mgmt For For
Statutory Auditor
O.13 Authorization to trade in Company's shares Mgmt For For
E.14 Amendment to Article 10 of the bylaws to Mgmt For For
determine the terms of appointment of
Directors representing employees in
accordance with the Act of June 14th, 2013
relating to job security
E.15 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KERRY PROPERTIES LTD Agenda Number: 704783489
--------------------------------------------------------------------------------------------------------------------------
Security: G52440107
Meeting Type: SGM
Meeting Date: 01-Nov-2013
Ticker:
ISIN: BMG524401079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/1015/LTN20131015343.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/1015/LTN20131015365.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
1 To approve the Proposed Share Option Mgmt Against Against
Schemes (as defined in the circular of the
Company dated 16 October 2013) and to
authorise any one director of the Company
to do all such acts and to enter into all
such transactions and arrangements as may
be necessary or expedient in order to give
effect to the Proposed Share Option Schemes
2 To approve the amendments to the bye-laws Mgmt For For
of the Company: by deleting the following
Bye-laws in their entirety and substituting
thereof the new Bye-Laws: 141, 142(B),
143(A), 143(C), 144, 145, 146
--------------------------------------------------------------------------------------------------------------------------
KERRY PROPERTIES LTD Agenda Number: 705077320
--------------------------------------------------------------------------------------------------------------------------
Security: G52440107
Meeting Type: AGM
Meeting Date: 05-May-2014
Ticker:
ISIN: BMG524401079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0328/LTN20140328451.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0328/LTN20140328408.pdf
1 To adopt the audited financial statements Mgmt For For
and the reports of the Directors and the
auditor for the year ended 31 December 2013
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2013
3.a To re-elect Mr. Ho Shut Kan, a retiring Mgmt For For
Director, as a Director
3.b To re-elect Mr. Bryan Pallop Gaw, a Mgmt For For
retiring Director, as a Director
3.c To re-elect Ms. Wong Yu Pok, Marina, a Mgmt For For
retiring Director, as a Director
4 To fix Directors' fees Mgmt For For
5 To re-appoint PricewaterhouseCoopers as Mgmt For For
auditor and to authorize the Directors to
fix its remuneration
6.A To grant a general mandate to the Directors Mgmt Against Against
to allot, issue and deal with additional
Shares not exceeding 20% of the issued
share capital of the Company as at the date
of passing of this resolution
6.B To grant a general mandate to the Directors Mgmt For For
to repurchase Shares in the capital of the
Company not exceeding 10% of the issued
share capital of the Company as at the date
of passing of this resolution
6.C To extend, conditional upon the above Mgmt Against Against
resolution 6B being duly passed, the
general mandate to allot Shares by adding
the aggregate nominal amount of the
repurchased Shares to the 20% general
mandate
--------------------------------------------------------------------------------------------------------------------------
KEYENCE CORPORATION Agenda Number: 705336445
--------------------------------------------------------------------------------------------------------------------------
Security: J32491102
Meeting Type: AGM
Meeting Date: 12-Jun-2014
Ticker:
ISIN: JP3236200006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt Against Against
2 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Directors, Outside
Directors, Corporate Auditors and Outside
Corporate Auditors
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
5 Amend the Compensation to be received by Mgmt For For
Directors
--------------------------------------------------------------------------------------------------------------------------
KINGFISHER PLC, LONDON Agenda Number: 705255164
--------------------------------------------------------------------------------------------------------------------------
Security: G5256E441
Meeting Type: AGM
Meeting Date: 12-Jun-2014
Ticker:
ISIN: GB0033195214
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE AUDITED ACCOUNTS FOR THE YEAR Mgmt For For
ENDED 1 FEBRUARY 2014 TOGETHER WITH THE
DIRECTORS' AND AUDITOR'S REPORT THEREON BE
RECEIVED
2 THAT THE DIRECTORS' REMUNERATION POLICY, Mgmt For For
THE FULL TEXT OF WHICH IS CONTAINED ON
PAGES 49 TO 58 OF THE ANNUAL REPORT AND
ACCOUNTS FOR THE FINANCIAL YEAR ENDED 1
FEBRUARY 2014 BE RECEIVED AND APPROVED,
SUCH DIRECTORS' REMUNERATION POLICY TO TAKE
EFFECT ON THE DATE OF ITS ADOPTION, BEING
12 JUNE 2014
3 THAT THE DIRECTORS' REMUNERATION REPORT Mgmt For For
(EXCLUDING THE DIRECTORS' REMUNERATION
POLICY) SET OUT ON PAGES 59 TO 68 OF THE
ANNUAL REPORT AND ACCOUNTS FOR THE YEAR
ENDED 1 FEBRUARY 2014 BE RECEIVED AND
APPROVED
4 THAT A FINAL DIVIDEND OF 6.78 PENCE PER Mgmt For For
ORDINARY SHARE BE DECLARED FOR PAYMENT ON
16 JUNE 2014 TO THOSE SHAREHOLDERS ON THE
REGISTER AT THE CLOSE OF BUSINESS ON 16 MAY
2014
5 THAT DANIEL BERNARD BE RE-APPOINTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
6 THAT ANDREW BONFIELD BE RE-APPOINTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
7 THAT PASCAL CAGNI BE RE-APPOINTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
8 THAT CLARE CHAPMAN BE RE-APPOINTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
9 THAT SIR IAN CHESHIRE BE RE-APPOINTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
10 THAT ANDERS DAHLVIG BE RE-APPOINTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
11 THAT JANIS KONG BE RE-APPOINTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
12 THAT KEVIN O'BYRNE BE RE-APPOINTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
13 THAT MARK SELIGMAN BE RE-APPOINTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
14 THAT PHILIPPE TIBLE BE RE-APPOINTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
15 THAT KAREN WITTS BE RE-APPOINTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
16 THAT DELOITTE LLP BE RE-APPOINTED AS Mgmt For For
AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL
THE CONCLUSION OF THE NEXT GENERAL MEETING
AT WHICH ACCOUNTS ARE LAID BEFORE THE
COMPANY
17 THAT THE AUDIT COMMITTEE OF THE BOARD BE Mgmt For For
AUTHORISED TO DETERMINE THE REMUNERATION OF
THE AUDITOR
18 THAT IN ACCORDANCE WITH SECTION 366 OF THE Mgmt For For
COMPANIES ACT 2006, THE COMPANY AND ITS
SUBSIDIARIES ARE HEREBY AUTHORISED, AT ANY
TIME DURING THE PERIOD FOR WHICH THIS
RESOLUTION HAS EFFECT, TO: I) MAKE
POLITICAL DONATIONS TO POLITICAL PARTIES,
POLITICAL ORGANISATIONS OTHER THAN
POLITICAL PARTIES AND/OR INDEPENDENT
ELECTION CANDIDATES NOT EXCEEDING GBP
75,000 IN TOTAL; AND II) INCUR POLITICAL
EXPENDITURE NOT EXCEEDING GBP 75,000 IN
TOTAL, PROVIDED THAT THE AGGREGATE AMOUNT
OF ANY SUCH DONATIONS AND EXPENDITURE SHALL
NOT EXCEED GBP 75,000 DURING THE PERIOD
FROM THE DATE OF THIS RESOLUTION UNTIL THE
CONCLUSION OF THE NEXT AGM OF THE COMPANY
OR, IF EARLIER, ON 1 AUGUST 2015. FOR THE
PURPOSE OF THIS RESOLUTION, THE TERMS
'POLITICAL DONATIONS', 'POLITICAL PARTIES',
'INDEPENDENT ELECTION CANDIDATES',
'POLITICAL ORGANISATIONS' AND CONTD
CONT CONTD 'POLITICAL EXPENDITURE' HAVE THE Non-Voting
MEANINGS SET OUT IN SECTIONS 363 TO 365 OF
THE COMPANIES ACT 2006
19 THAT THE DIRECTORS BE GENERALLY AND Mgmt For For
UNCONDITIONALLY AUTHORISED, PURSUANT TO
SECTION 551 OF THE COMPANIES ACT 2006, TO
ALLOT SHARES IN THE COMPANY, AND TO GRANT
RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY
SECURITY INTO SHARES IN THE COMPANY: I) UP
TO AN AGGREGATE NOMINAL AMOUNT OF GBP
124,494,647; AND II) COMPRISING EQUITY
SECURITIES (AS DEFINED IN SECTION 560(1) OF
THE COMPANIES ACT 2006) UP TO AN AGGREGATE
NOMINAL AMOUNT OF GBP 248,989,295
(INCLUDING WITHIN SUCH LIMIT ANY SHARES
ISSUED OR RIGHTS GRANTED UNDER PARAGRAPH I)
ABOVE) IN CONNECTION WITH AN OFFER BY WAY
OF A RIGHTS ISSUE: A) TO ORDINARY
SHAREHOLDERS IN PROPORTION (AS NEARLY AS
MAY BE PRACTICABLE) TO THEIR EXISTING
HOLDINGS; AND B) TO HOLDERS OF OTHER EQUITY
SECURITIES AS REQUIRED BY THE RIGHTS OF
THOSE SECURITIES OR, IF THE DIRECTORS
CONSIDER IT NECESSARY, AS CONTD
CONT CONTD PERMITTED BY THE RIGHTS OF THOSE Non-Voting
SECURITIES, AND SO THAT THE DIRECTORS MAY
IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE
ANY ARRANGEMENTS WHICH THEY CONSIDER
NECESSARY OR APPROPRIATE TO DEAL WITH
TREASURY SHARES, FRACTIONAL ENTITLEMENTS,
RECORD DATES, LEGAL, REGULATORY OR
PRACTICAL PROBLEMS IN, OR UNDER THE LAWS
OF, ANY TERRITORY OR ANY OTHER MATTER. SUCH
AUTHORITY SHALL APPLY (UNLESS PREVIOUSLY
RENEWED, VARIED OR REVOKED BY THE COMPANY
IN GENERAL MEETING) UNTIL THE CONCLUSION OF
THE NEXT AGM OF THE COMPANY (OR IF EARLIER,
UNTIL THE CLOSE OF BUSINESS ON 1 AUGUST
2015), BUT IN EACH CASE, SO THAT THE
COMPANY MAY MAKE OFFERS OR ENTER INTO ANY
AGREEMENTS DURING THIS PERIOD WHICH WOULD
OR MIGHT REQUIRE RELEVANT SECURITIES TO BE
ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR
CONVERT ANY SECURITY SHARES INTO SHARES TO
BE GRANTED CONTD
CONT CONTD AFTER EXPIRY OF THIS AUTHORITY AND Non-Voting
THE DIRECTORS MAY ALLOT RELEVANT SECURITIES
AND GRANT SUCH RIGHTS IN PURSUANCE OF THAT
OFFER OR AGREEMENT AS IF THIS AUTHORITY HAD
NOT EXPIRED
20 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
19, THE DIRECTORS BE AND ARE HEREBY
GENERALLY AND UNCONDITIONALLY EMPOWERED
PURSUANT TO SECTION 570 OF THE COMPANIES
ACT 2006 TO ALLOT EQUITY SECURITIES (AS
DEFINED IN SECTION 560(2) OF THE COMPANIES
ACT 2006) FOR CASH UNDER THE AUTHORITY
GIVEN BY THAT RESOLUTION AND/OR WHERE THE
ALLOTMENT IS TREATED AS AN ALLOTMENT OF
EQUITY SECURITIES UNDER SECTION 560(3) OF
THE COMPANIES ACT 2006, AS IF SECTION 561
OF THE COMPANIES ACT 2006 DID NOT APPLY TO
SUCH ALLOTMENT, PROVIDED THAT THIS POWER
SHALL BE LIMITED: I) IN THE CASE OF THE
AUTHORITY GRANTED UNDER PARAGRAPH I) OF
RESOLUTION 19, TO THE ALLOTMENT (OTHERWISE
THAN UNDER PARAGRAPH I) ABOVE) OF EQUITY
SECURITIES UP TO A NOMINAL VALUE OF GBP
18,674,197; II) TO THE ALLOTMENT OF EQUITY
SECURITIES IN CONNECTION WITH AN OFFER OF
EQUITY CONTD
CONT CONTD SECURITIES (BUT IN CASE OF THE Non-Voting
AUTHORITY GRANTED UNDER PARAGRAPH II) OF
RESOLUTION 19, BY WAY OF A RIGHTS ISSUE
ONLY): A) TO ORDINARY SHAREHOLDERS IN
PROPORTION (AS NEARLY AS MAY BE
PRACTICABLE) TO THEIR RESPECTIVE EXISTING
HOLDINGS; AND B) TO HOLDERS OF OTHER EQUITY
SECURITIES, AS REQUIRED BY THE RIGHTS OF
THOSE SECURITIES OR, AS THE DIRECTORS
OTHERWISE CONSIDER NECESSARY, AND SO THAT
THE DIRECTORS MAY IMPOSE ANY LIMITS OR
RESTRICTIONS AND MAKE ANY ARRANGEMENTS
WHICH THEY CONSIDER NECESSARY OR
APPROPRIATE TO DEAL WITH TREASURY SHARES,
FRACTIONAL ENTITLEMENTS, RECORD DATES,
LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN,
OR UNDER THE LAWS OF, ANY TERRITORY OR ANY
OTHER MATTER. SUCH AUTHORITIES SHALL APPLY
UNTIL THE CONCLUSION OF THE NEXT AGM (OR IF
EARLIER, THE CLOSE OF BUSINESS ON 1 AUGUST
2015) BUT IN EACH CASE, SO CONTD
CONT CONTD THAT THE COMPANY MAY MAKE OFFERS OR Non-Voting
ENTER INTO ANY AGREEMENTS DURING THE PERIOD
WHICH WOULD OR MIGHT REQUIRE EQUITY
SECURITIES TO BE ALLOTTED AFTER THE EXPIRY
OF THIS AUTHORITY AND THE DIRECTORS MAY
ALLOT EQUITY SECURITIES IN PURSUANCE OF
THAT OFFER OR AGREEMENT AS IF THIS
AUTHORITY HAD NOT EXPIRED
21 THAT THE COMPANY BE GENERALLY AND Mgmt For For
UNCONDITIONALLY AUTHORISED TO MAKE MARKET
PURCHASES (WITHIN THE MEANING OF SECTION
693(4) OF THE COMPANIES ACT 2006) OF ITS
ORDINARY SHARES OF 15 5/7 PENCE EACH IN THE
CAPITAL OF THE COMPANY PROVIDED THAT: I)
THE MAXIMUM NUMBER OF ORDINARY SHARES THAT
MAY BE PURCHASED UNDER THIS AUTHORITY IS
237,671,600, BEING JUST UNDER 10% OF THE
COMPANY'S ISSUED SHARE CAPITAL AS AT 17
APRIL 2014; II) THE MINIMUM PRICE
(EXCLUSIVE OF ALL EXPENSES) WHICH MAY BE
PAID FOR AN ORDINARY SHARE IS 15 5/7 PENCE;
IIIa) THE MAXIMUM PRICE (EXCLUSIVE OF ALL
EXPENSES) WHICH MAY BE PAID FOR EACH
ORDINARY SHARE IS THE HIGHER OF: THE AMOUNT
EQUAL TO 105% OF THE AVERAGE OF THE MIDDLE
MARKET QUOTATIONS OF AN ORDINARY SHARE OF
THE COMPANY AS DERIVED FROM THE LONDON
STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE
FIVE BUSINESS CONTD
CONT CONTD DAYS IMMEDIATELY PRECEDING THE DAY ON Non-Voting
WHICH THE ORDINARY SHARE IS CONTRACTED TO
BE PURCHASED; AND IIIb) THE AMOUNT EQUAL TO
THE HIGHER OF THE PRICE OF THE LAST
INDEPENDENT TRADE OF AN ORDINARY SHARE AND
THE HIGHEST CURRENT INDEPENDENT BID FOR AN
ORDINARY SHARE AS STIPULATED BY ARTICLE
5(1) OF THE BUY BACK AND STABILISATION
REGULATIONS 2003 (IN EACH CASE EXCLUSIVE OF
ALL EXPENSES); IV) THIS AUTHORITY SHALL
EXPIRE AT THE CONCLUSION OF THE NEXT AGM
(OR, IF EARLIER, THE CLOSE OF BUSINESS ON 1
AUGUST 2015); AND V) A CONTRACT TO PURCHASE
ORDINARY SHARES UNDER THIS AUTHORITY MAY BE
MADE PRIOR TO THE EXPIRY OF THIS AUTHORITY,
AND CONCLUDED IN WHOLE OR IN PART AFTER THE
EXPIRY OF THIS AUTHORITY
22 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt Split 23% For 77% Against Split
GENERAL MEETING MAY BE CALLED ON NOT LESS
THAN 14 CLEAR DAYS' NOTICE
23 THAT WITH EFFECT FROM THE END OF THE Mgmt For For
MEETING THE COMPANY'S ARTICLES OF
ASSOCIATION PRODUCED TO THE MEETING AND
INITIALLED BY THE CHAIRMAN OF THE MEETING
FOR THE PURPOSE OF IDENTIFICATION BE
ADOPTED AS THE ARTICLES OF ASSOCIATION OF
THE COMPANY IN SUBSTITUTION FOR, AND TO THE
EXCLUSION OF, THE EXISTING ARTICLES OF
ASSOCIATION
24 THAT: (I) THE KINGFISHER INCENTIVE SHARE Mgmt For For
PLAN (THE KISP), THE PRINCIPAL TERMS OF
WHICH ARE SUMMARISED ON PAGES 7 TO 9 OF
THIS NOTICE AND THE RULES OF WHICH ARE
PRODUCED TO THE MEETING AND INITIALLED BY
THE CHAIRMAN FOR THE PURPOSE OF
IDENTIFICATION, BE AND IS HEREBY APPROVED
AND THAT THE DIRECTORS BE AUTHORISED TO DO
ALL ACTS AND THINGS WHICH THEY MAY CONSIDER
NECESSARY OR EXPEDIENT TO CARRY THE KISP
INTO EFFECT; (II) THE DIRECTORS BE AND ARE
HEREBY ALSO AUTHORISED TO APPROVE SCHEDULES
TO THE RULES OF THE KISP, MODIFYING THE
RULES OF THE KISP TO APPLY IN ANY OVERSEAS
JURISDICTIONS TO TAKE ACCOUNT OF LOCAL TAX,
EXCHANGE CONTROL OR SECURITIES LAWS,
PROVIDED THAT ANY ORDINARY SHARES MADE
AVAILABLE UNDER SUCH SCHEDULES ARE TREATED
AS COUNTING AGAINST ANY LIMITS ON
INDIVIDUAL OR OVERALL PARTICIPATION IN THE
KISP
--------------------------------------------------------------------------------------------------------------------------
KIRIN HOLDINGS COMPANY,LIMITED Agenda Number: 704996113
--------------------------------------------------------------------------------------------------------------------------
Security: 497350108
Meeting Type: AGM
Meeting Date: 27-Mar-2014
Ticker:
ISIN: JP3258000003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
--------------------------------------------------------------------------------------------------------------------------
KLA-TENCOR CORPORATION Agenda Number: 933880329
--------------------------------------------------------------------------------------------------------------------------
Security: 482480100
Meeting Type: Annual
Meeting Date: 06-Nov-2013
Ticker: KLAC
ISIN: US4824801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
EDWARD W. BARNHOLT Mgmt For For
EMIKO HIGASHI Mgmt For For
STEPHEN P. KAUFMAN Mgmt For For
RICHARD P. WALLACE Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 30,
2014.
3 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 2004 EQUITY INCENTIVE PLAN
TO, AMONG OTHER THINGS, EXTEND THE PLAN'S
EXPIRATION DATE, INCREASE THE NUMBER OF
SHARES RESERVED FOR ISSUANCE UNDER THE PLAN
BY 2,900,000 SHARES AND REAPPROVE THE
MATERIAL TERMS OF THE PLAN FOR PURPOSES OF
SECTION 162(M) OF THE INTERNAL REVENUE CODE
OF 1986 (SECTION 162(M)).
5 REAPPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
COMPANY'S PERFORMANCE BONUS PLAN FOR
PURPOSES OF SECTION 162(M).
--------------------------------------------------------------------------------------------------------------------------
KOITO MANUFACTURING CO.,LTD. Agenda Number: 705353162
--------------------------------------------------------------------------------------------------------------------------
Security: J34899104
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3284600008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE AHOLD NV, AMSTERDAM Agenda Number: 704888986
--------------------------------------------------------------------------------------------------------------------------
Security: N0139V142
Meeting Type: EGM
Meeting Date: 21-Jan-2014
Ticker:
ISIN: NL0006033250
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening Non-Voting
2 a. Amendment of the Articles of Mgmt For For
Association, among other things, to
increase the nominal value of the common
shares Proposal to, among other things,
increase the nominal value of the common
shares. b. Amendment of the Articles of
Association, among other things, to
consolidate the common shares Proposal to,
among other things, consolidate the common
shares according to a consolidation ratio
to be determined later. c. Amendment of the
Articles of Association, among other
things, to reduce the issued capital by
decreasing the nominal value of the common
shares and the nominal value of the
cumulative preferred financing shares
Proposal to, among other things, decrease
the nominal value of the common shares and
decrease the nominal value of the
cumulative preferred financing shares
3 Closing Non-Voting
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE AHOLD NV, AMSTERDAM Agenda Number: 705004529
--------------------------------------------------------------------------------------------------------------------------
Security: N0139V142
Meeting Type: AGM
Meeting Date: 16-Apr-2014
Ticker:
ISIN: NL0006033250
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening Non-Voting
2 Report of the Management Board for Non-Voting
financial year 2013
3 Explanation of policy on additions to Non-Voting
reserves and dividends
4 Explanation of remuneration policy Non-Voting
Management Board
5 Proposal to adopt 2013 financial statements Mgmt For For
6 Proposal to determine the dividend over Mgmt For For
financial year 2013: It is proposed that a
dividend over the fiscal year 2013 will be
declared at EUR 0,47 per ordinary share.
The dividend will be paid on 2 May 2014
7 Discharge of liability of the members of Mgmt For For
the Management Board
8 Discharge of liability of the members of Mgmt For For
the Supervisory Board
9 Proposal to appoint Mr. L.J. Hijmans van Mgmt For For
den Bergh for a new term as a member of the
Management Board, with effect from April
16, 2014
10 Proposal to appoint Mrs. J.A. Sprieser for Mgmt For For
a new term as a member of the Supervisory
Board, with effect from April 16, 2014
11 Proposal to appoint Mr. D.R. Hooft Mgmt For For
Graafland as a member of the Supervisory
Board, with effect from January 1, 2015
12 Proposal to amend the remuneration of the Mgmt For For
Supervisory Board
13 Appointment Auditor: Proposal to appoint Mgmt For For
PricewaterhouseCoopers Accountants N.V. as
external auditor of the Company for
financial year 2014
14 Authorization to issue shares: Proposal to Mgmt For For
authorize the Corporate Executive Board for
a period of 18 months, i.e. until and
including October 16, 2015, to issue common
shares or grant rights to acquire common
shares up to a maximum of 10% of the issued
share capital, subject to the approval of
the Supervisory Board
15 Authorization to restrict or exclude Mgmt For For
pre-emptive rights: Proposal to authorize
the Corporate Executive Board for a period
of 18 months, i.e. until and including
October 16, 2015, to restrict or exclude,
subject to the approval of the Supervisory
Board, pre-emptive rights in relation to
the issue of common shares or the granting
of rights to acquire common shares
16 Authorization to acquire shares: Proposal Mgmt For For
to authorize the Corporate Executive Board
for a period of 18 months, i.e. until and
including October 16, 2015, to acquire
shares in the Company, subject to the
approval of the Supervisory Board, up to a
maximum of 10% of the issued share capital
at the date of acquisition. Shares may be
acquired at the stock exchange or
otherwise, at a price (i) for common shares
between par value and 110% of the opening
price at Euronext Amsterdam N.V. at the
date of the acquisition, and (ii) for the
cumulative preferred financing shares
between par value and 110% of the amount
paid up (including share premium) on the
relevant shares, provided that the Company
together with its subsidiaries will not
hold more than 10% of the issued share
capital in the Company
17 Cancellation of common shares: Proposal to Mgmt For For
cancel common shares in the share capital
of the Company held or to be acquired by
the Company. The number of shares that will
be cancelled shall be determined by the
Corporate Executive Board.
18 Closing Non-Voting
CMMT 18 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 6. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE VOPAK N.V., ROTTERDAM Agenda Number: 705032768
--------------------------------------------------------------------------------------------------------------------------
Security: N5075T159
Meeting Type: AGM
Meeting Date: 23-Apr-2014
Ticker:
ISIN: NL0009432491
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 293643 DUE TO CHANGE IN VOTING
STATUS OF RESOLUTIONS 3 AND 5. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1 Opening Non-Voting
2 Discussion of the report of the Executive Non-Voting
Board on the 2013 financial year
3 Implementation of the remuneration policy Non-Voting
for the 2013 financial year
4 Discussion and adoption of the financial Mgmt For For
statements for the 2013 financial year
5 Explanation of policy on additions to Non-Voting
reserves and dividends
6 Proposed distribution of dividend for the Mgmt For For
2013 financial year : EUR 0.90 per share
7 Discharge from liability of the members of Mgmt For For
the Executive Board for the performance of
their duties in the 2013 financial year
8 Discharge from liability of the members of Mgmt For For
the Supervisory Board for the performance
of their duties in the 2013 financial year
9 Re-appointment of Mr. E.M. Hoekstra as Mgmt For For
member of the Executive Board
10 Re-appointment of Mr. F. Eulderink as Mgmt For For
member of the Executive Board
11 Re-appointment of Mr. C.J. van den Driest Mgmt Against Against
as member of the Supervisory Board
12 Proposal to authorize the Executive Board Mgmt For For
to acquire ordinary shares
13 Proposal to cancel the cumulative financing Mgmt For For
preference shares issued in 2009
14 Appointment of Deloitte Accountants B.V. as Mgmt For For
the external auditor for the 2015 financial
year
15 Any other business Non-Voting
16 Closing Non-Voting
CMMT 18 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION IN TEXT OF
RESOLUTION NO 6. IF YOU HAVE ALREADY SENT
IN YOUR VOTES FOR MID: 294126, PLEASE DO
NOT REVOTE ON THIS MEETING UNLESS YOU
DECIDE TO AMEND YOUR INSTRUCTIONS.
--------------------------------------------------------------------------------------------------------------------------
L'OREAL S.A., PARIS Agenda Number: 705078625
--------------------------------------------------------------------------------------------------------------------------
Security: F58149133
Meeting Type: MIX
Meeting Date: 17-Apr-2014
Ticker:
ISIN: FR0000120321
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 284293 DUE TO ADDITION OF
RESOLUTION "14". ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0328/201403281400825.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
014/0312/201403121400516.pdf
O.1 Approval of the annual corporate financial Mgmt For For
statements for the 2013 financial year
O.2 Approval of the consolidated financial Mgmt For For
statements for the 2013 financial year
O.3 Allocation of income for the 2013 financial Mgmt For For
year and setting the dividend
O.4 Appointment of Mrs. Belen Garijo as Board Mgmt For For
member
O.5 Renewal of term of Mr. Jean-Paul Agon as Mgmt For For
Board member
O.6 Renewal of term of Mr. Xavier Fontanet as Mgmt For For
Board member
O.7 Setting the amount of attendance allowances Mgmt For For
to be allocated to the Board of Directors
O.8 Review of the compensation owed or paid to Mgmt For For
Mr. Jean-Paul Agon, CEO for the 2013
financial year
O.9 Authorization to be granted to the Board of Mgmt For For
Directors to allow the Company to purchase
its own shares
O.10 Approval of the purchase agreement on the Mgmt For For
acquisition by L'Oreal of 48,500,000
L'Oreal shares from Nestle representing 8%
of capital within the regulated agreements
procedure
E.11 Capital reduction by cancellation of shares Mgmt For For
acquired by the Company pursuant to
Articles L.225+209 and L.225-208 of the
Commercial Code
E.12 Amendment to the bylaws to specify the Mgmt For For
conditions under which the directors
representing employees will be appointed
E.13 Powers to carry out all legal formalities Mgmt For For
O.14 Approve transaction re: sale by l'Oreal of Mgmt For For
its entire stake in Galderma group
companies to nestle
--------------------------------------------------------------------------------------------------------------------------
L-3 COMMUNICATIONS HOLDINGS, INC. Agenda Number: 933945896
--------------------------------------------------------------------------------------------------------------------------
Security: 502424104
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: LLL
ISIN: US5024241045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANN E. DUNWOODY Mgmt For For
1B. ELECTION OF DIRECTOR: VINCENT PAGANO, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: H. HUGH SHELTON Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL T. STRIANESE Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. APPROVE, IN A NON-BINDING, ADVISORY VOTE, Mgmt For For
THE COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS.
4. APPROVE A SHAREHOLDER PROPOSAL REGARDING Shr Against For
EQUITY RETENTION BY SENIOR EXECUTIVES, IF
PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
LANDSTAR SYSTEM, INC. Agenda Number: 933973338
--------------------------------------------------------------------------------------------------------------------------
Security: 515098101
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: LSTR
ISIN: US5150981018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID G. BANNISTER Mgmt For For
MICHAEL A. HENNING Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
3 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
LAS VEGAS SANDS CORP. Agenda Number: 933999661
--------------------------------------------------------------------------------------------------------------------------
Security: 517834107
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: LVS
ISIN: US5178341070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES D. FORMAN Mgmt For For
GEORGE JAMIESON Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLC AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDED DECEMBER 31, 2014
3. TO APPROVE THE EXTENSION OF THE TERM OF THE Mgmt For For
LAS VEGAS SANDS CORP. 2004 EQUITY AWARD
PLAN
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
LASALLE HOTEL PROPERTIES Agenda Number: 933928167
--------------------------------------------------------------------------------------------------------------------------
Security: 517942108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: LHO
ISIN: US5179421087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL D. BARNELLO Mgmt For For
DONALD A. WASHBURN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt Against Against
AMENDED AND RESTATED DECLARATION OF TRUST
TO DECLASSIFY THE BOARD OF TRUSTEES.
5. TO APPROVE THE LASALLE HOTEL PROPERTIES Mgmt For For
2014 EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
LATAM AIRLINES GROUP S.A. Agenda Number: 933979330
--------------------------------------------------------------------------------------------------------------------------
Security: 51817R106
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: LFL
ISIN: US51817R1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE ANNUAL REPORT, BALANCE Mgmt For For
SHEET AND FINANCIAL STATEMENTS OF THE
COMPANY.
2. ELECTION OF MEMBERS OF THE BOARD OF Mgmt Abstain Against
DIRECTORS.
3. THE COMPENSATION TO BE PAID TO THE Mgmt Abstain Against
COMPANY'S BOARD OF DIRECTORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
4. THE COMPENSATION TO BE PAID TO THE Mgmt Abstain Against
COMPANY'S AUDIT COMMITTEE AND ITS BUDGET
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2014.
5. THE APPOINTMENT OF THE EXTERNAL AUDITING Mgmt For For
FIRM AND RISK RATING AGENCIES FOR THE
COMPANY; AND THE REPORTS ON THE MATTERS
INDICATED IN SECTION XVI OF COMPANIES LAW
18,046.
6. INFORMATION ON THE COST OF PROCESSING, Mgmt For For
PRINTING AND SENDING THE INFORMATION
INDICATED IN CIRCULAR 1816 OF THE
SECURITIES AND INSURANCE COMMISSION.
7. DESIGNATION OF THE NEWSPAPER IN WHICH THE Mgmt For For
COMPANY WILL MAKE PUBLICATIONS.
8. OTHER MATTERS OF CORPORATE INTEREST WITHIN Mgmt Against Against
THE PURVIEW OF A REGULAR SHAREHOLDERS
MEETING OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
LEGRAND SA, LIMOGES Agenda Number: 705115574
--------------------------------------------------------------------------------------------------------------------------
Security: F56196185
Meeting Type: MIX
Meeting Date: 27-May-2014
Ticker:
ISIN: FR0010307819
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 05 MAY 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0404/201404041400965.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0505/201405051401594.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31ST, 2013
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31ST, 2013
O.3 ALLOCATION OF INCOME AND SETTING THE Mgmt For For
DIVIDEND
O.4 RENEWAL OF TERM OF MR. OLIVIER BAZIL AS Mgmt For For
BOARD MEMBER
O.5 RENEWAL OF TERM OF MR. FRANCOIS GRAPPOTTE Mgmt For For
AS BOARD MEMBER
O.6 RENEWAL OF TERM OF MR. DONGSHENG LI AS Mgmt For For
BOARD MEMBER
O.7 RENEWAL OF TERM OF MR. GILLES SCHNEPP AS Mgmt For For
BOARD MEMBER
O.8 ADVISORY REVIEW OF THE COMPENSATION OWED OR Mgmt For For
PAID TO MR. GILLES SCHNEPP, PRESIDENT AND
CEO FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31ST, 2013
O.9 SETTING THE AMOUNT OF ATTENDANCE ALLOWANCES Mgmt For For
TO BE ALLOCATED TO THE BOARD OF DIRECTORS
O.10 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO ALLOW THE COMPANY TO TRADE IN
ITS OWN SHARES
E.11 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE CAPITAL BY CANCELLATION
OF TREASURY SHARES
E.12 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE TO ISSUE
COMMON SHARES OR SECURITIES GIVING ACCESS
TO CAPITAL OR ENTITLING TO THE ALLOTMENT OF
DEBT SECURITIES WHILE MAINTAINING
PREFERENTIAL SUBSCRIPTION RIGHTS
E.13 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE TO ISSUE
COMMON SHARES OR SECURITIES GIVING ACCESS
TO CAPITAL OR ENTITLING TO THE ALLOTMENT OF
DEBT SECURITIES VIA PUBLIC OFFERING WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS
E.14 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE TO ISSUE
COMMON SHARES OR SECURITIES GIVING ACCESS
TO CAPITAL OR ENTITLING TO THE ALLOTMENT OF
DEBT SECURITIES VIA AN OFFER PURSUANT TO
ARTICLE L.411-2, II OF THE MONETARY AND
FINANCIAL CODE (PRIVATE PLACEMENT) WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS
E.15 OPTION TO INCREASE THE AMOUNT OF ISSUANCES Mgmt For For
CARRIED OUT WITH OR WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHTS, IN CASE OF
OVERSUBSCRIPTION
E.16 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE TO INCREASE
CAPITAL BY INCORPORATION OF RESERVES,
PROFITS, PREMIUMS OR OTHER AMOUNTS FOR
WHICH CAPITALIZATION IS ALLOWED
E.17 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE TO ISSUE
SHARES OR SECURITIES GIVING ACCESS TO
CAPITAL WITH CANCELLATION OF SHAREHOLDERS'
PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR
OF MEMBERS OF A COMPANY'S OR GROUP'S
SAVINGS PLAN
E.18 DELEGATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE COMMON SHARES OR
SECURITIES ENTITLING TO SHARES, IN
CONSIDERATION FOR IN-KIND CONTRIBUTIONS
GRANTED TO THE COMPANY AND COMPRISED OF
EQUITY SECURITIES OR SECURITIES GIVING
ACCESS TO CAPITAL, WITH CANCELLATION OF
SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION
RIGHTS IN FAVOR OF HOLDERS OF EQUITY
SECURITIES OR SECURITIES OF THE IN-KIND
CONTRIBUTIONS
E.19 AGGREGATE CEILING ON THE DELEGATIONS OF Mgmt For For
AUTHORITY REFERRED TO IN THE TWELFTH,
THIRTEENTH, FOURTEENTH, FIFTEENTH,
SEVENTEENTH AND EIGHTEENTH RESOLUTIONS
E.20 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LI & FUNG LTD Agenda Number: 705140957
--------------------------------------------------------------------------------------------------------------------------
Security: G5485F169
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: BMG5485F1692
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0409/LTN20140409638.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0409/LTN20140409656.pdf
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED ACCOUNTS AND REPORTS OF THE
DIRECTORS AND THE AUDITORS FOR THE YEAR
ENDED 31 DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND OF 34 HK CENTS Mgmt For For
PER SHARE
3.a TO RE-ELECT Dr WILLIAM FUNG KWOK LUN AS Mgmt For For
DIRECTOR
3.b TO RE-ELECT Mr ALLAN WONG CHI YUN AS Mgmt For For
DIRECTOR
3.c TO RE-ELECT Mr PAUL EDWARD SELWAY-SWIFT AS Mgmt For For
DIRECTOR
4 TO FIX THE DIRECTORS' FEES Mgmt For For
5 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITORS AND TO AUTHORISE THE DIRECTORS TO
FIX THEIR REMUNERATION
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE THE COMPANY'S SHARES UP TO
10%
7 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES UP TO 10%
8 TO ADOPT SHARE OPTION SCHEME Mgmt Against Against
9 TO APPROVE THE SHARE PREMIUM REDUCTION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LIBERTY GLOBAL PLC. Agenda Number: 934017155
--------------------------------------------------------------------------------------------------------------------------
Security: G5480U104
Meeting Type: Annual
Meeting Date: 26-Jun-2014
Ticker: LBTYA
ISIN: GB00B8W67662
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ELECT MIRANDA CURTIS AS A DIRECTOR OF Mgmt Against Against
LIBERTY GLOBAL FOR A TERM EXPIRING AT THE
ANNUAL GENERAL MEETING TO BE HELD IN 2017.
2. TO ELECT JOHN W. DICK AS A DIRECTOR OF Mgmt Against Against
LIBERTY GLOBAL FOR A TERM EXPIRING AT THE
ANNUAL GENERAL MEETING TO BE HELD IN 2017.
3. TO ELECT J.C. SPARKMAN AS A DIRECTOR OF Mgmt Against Against
LIBERTY GLOBAL FOR A TERM EXPIRING AT THE
ANNUAL GENERAL MEETING TO BE HELD IN 2017.
4. TO ELECT J. DAVID WARGO AS A DIRECTOR OF Mgmt Against Against
LIBERTY GLOBAL FOR A TERM EXPIRING AT THE
ANNUAL GENERAL MEETING TO BE HELD IN 2017.
5. TO APPROVE THE DIRECTORS' COMPENSATION Mgmt For For
POLICY CONTAINED IN APPENDIX A OF LIBERTY
GLOBAL'S PROXY STATEMENT FOR THE 2014
ANNUAL GENERAL MEETING OF SHAREHOLDERS (IN
ACCORDANCE WITH REQUIREMENTS APPLICABLE TO
UNITED KINGDOM (U.K.) COMPANIES) TO BE
EFFECTIVE AS OF THE DATE OF THE 2014 ANNUAL
GENERAL MEETING OF SHAREHOLDERS.
6. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN LIBERTY GLOBAL'S
PROXY STATEMENT FOR THE 2014 ANNUAL GENERAL
MEETING OF SHAREHOLDERS PURSUANT TO THE
COMPENSATION DISCLOSURE RULES OF THE
SECURITIES AND EXCHANGE COMMISSION,
INCLUDING THE COMPENSATION DISCUSSION AND
ANALYSIS SECTION, THE SUMMARY COMPENSATION
TABLE AND OTHER RELATED TABLES AND
DISCLOSURE.
7. THE OPTION OF ONCE EVERY ONE YEAR, TWO Mgmt 1 Year Against
YEARS, OR THREE YEARS THAT RECEIVES A
MAJORITY OF THE AFFIRMATIVE VOTES CAST FOR
THIS RESOLUTION WILL BE DETERMINED TO BE
THE FREQUENCY FOR THE ADVISORY VOTE ON THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED PURSUANT TO THE
SECURITIES AND EXCHANGE COMMISSION'S
COMPENSATION DISCLOSURE RULES.
8. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
ANNUAL REPORT ON THE IMPLEMENTATION OF THE
DIRECTORS' COMPENSATION POLICY FOR THE YEAR
ENDED DECEMBER 31, 2013, CONTAINED IN
APPENDIX A OF THE PROXY STATEMENT (IN
ACCORDANCE WITH REQUIREMENTS APPLICABLE TO
U.K. COMPANIES).
9. TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
(U.S.) AS LIBERTY GLOBAL'S INDEPENDENT
AUDITOR FOR THE YEAR ENDING DECEMBER 31,
2014.
10. TO APPOINT KPMG LLP (U.K.) AS LIBERTY Mgmt For For
GLOBAL'S U.K. STATUTORY AUDITOR UNDER THE
U.K. COMPANIES ACT 2006 (TO HOLD OFFICE
UNTIL THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING AT WHICH ACCOUNTS ARE LAID
BEFORE LIBERTY GLOBAL).
11. TO AUTHORIZE THE AUDIT COMMITTEE OF LIBERTY Mgmt For For
GLOBAL'S BOARD OF DIRECTORS TO DETERMINE
THE U.K. STATUTORY AUDITOR'S COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
LIFE HEALTHCARE GROUP HOLDINGS LIMITED Agenda Number: 704897240
--------------------------------------------------------------------------------------------------------------------------
Security: S4682C100
Meeting Type: AGM
Meeting Date: 30-Jan-2014
Ticker:
ISIN: ZAE000145892
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 Approval of the annual financial statements Mgmt For For
for the year ended 30 September 2013
O.2.1 Re-election of director: FA du Plessis Mgmt For For
O.2.2 Re-election of director: JK Netshitenzhe Mgmt For For
O.2.3 Re-election of director: ME Jacobs Mgmt For For
O.2.4 Re-election of director: RT Vice Mgmt For For
O.3 Re-appointment of external auditors: Mgmt For For
PricewaterhouseCoopers Inc., as nominated
by the Company's audit committee as
independent auditors of the Company and the
Group; and FJ Lombard as the designated
audit partner, for the financial year
ending 30 September 2014 be approved
O.4.1 Appointment of Group audit committee member Mgmt For For
subject, where necessary, to their
reappointment as director of the Company in
terms of the resolutions in paragraph 2
above: PJ Golesworthy (chairman)
O.4.2 Appointment of Group audit committee member Mgmt For For
subject, where necessary, to their
reappointment as director of the Company in
terms of the resolutions in paragraph 2
above: FA du Plessis
O.4.3 Appointment of Group audit committee member Mgmt For For
subject, where necessary, to their
reappointment as director of the Company in
terms of the resolutions in paragraph 2
above: LM Mojela
O.4.4 Appointment of Group audit committee member Mgmt For For
subject, where necessary, to their
reappointment as director of the Company in
terms of the resolutions in paragraph 2
above: RT Vice (with effect from 1 February
2014)
O.5 Approval of remuneration policy Mgmt For For
O.6 Remuneration of auditors Mgmt For For
O.7 Placement of authorised but unissued shares Mgmt Against Against
under the control of the directors
O.8 Authority for a director to sign necessary Mgmt For For
documents
S.9 General authority to repurchase Company Mgmt For For
shares
S.10 Approval of non-executive directors' Mgmt For For
remuneration
S.11 General authority to provide financial Mgmt For For
assistance to related and inter-related
companies
S.12 Replacement of the memorandum of Mgmt For For
incorporation
--------------------------------------------------------------------------------------------------------------------------
LIGAND PHARMACEUTICALS INCORPORATED Agenda Number: 933990310
--------------------------------------------------------------------------------------------------------------------------
Security: 53220K504
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: LGND
ISIN: US53220K5048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JASON M. ARYEH Mgmt For For
TODD C. DAVIS Mgmt For For
JOHN L. HIGGINS Mgmt For For
DAVID M. KNOTT Mgmt For For
JOHN W. KOZARICH Mgmt For For
JOHN L. LAMATTINA Mgmt For For
SUNIL PATEL Mgmt For For
STEPHEN L. SABBA Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED ACCOUNTING FIRM.
3. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Shr Against For
OF A STOCKHOLDER PROPOSAL REGARDING THE
ENGAGEMENT OF AN INVESTMENT BANKING FIRM TO
EFFECTUATE A SPIN-OFF OF THE COMPANY'S
CHEMICAL ENTITY RESEARCH & DEVELOPMENT
BUSINESS INTO A SEPARATELY TRADED PUBLIC
COMPANY.
--------------------------------------------------------------------------------------------------------------------------
LLOYDS BANKING GROUP PLC, EDINBURGH Agenda Number: 705122252
--------------------------------------------------------------------------------------------------------------------------
Security: G5533W248
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: GB0008706128
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS AND THE Mgmt For For
REPORTS OF THE DIRECTORS AND OF THE
AUDITORS FOR THE YEAR ENDED 31 DECEMBER
2013
2 TO ELECT MR J COLOMBAS AS A DIRECTOR OF THE Mgmt For For
COMPANY
3 TO ELECT MR D D J JOHN AS A DIRECTOR OF THE Mgmt For For
COMPANY
4 TO RE-ELECT LORD BLACKWELL AS A DIRECTOR OF Mgmt For For
THE COMPANY
5 TO RE-ELECT MR M G CULMER AS A DIRECTOR OF Mgmt For For
THE COMPANY
6 TO RE-ELECT MS C J FAIRBAIRN AS A DIRECTOR Mgmt For For
OF THE COMPANY
7 TO RE-ELECT MS A M FREW AS A DIRECTOR OF Mgmt For For
THE COMPANY
8 TO RE-ELECT MR A HORTA-OSORIO AS A DIRECTOR Mgmt For For
OF THE COMPANY
9 TO RE-ELECT MR N L LUFF AS A DIRECTOR OF Mgmt For For
THE COMPANY
10 TO RE-ELECT MR D L ROBERTS AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO RE-ELECT MR A WATSON AS A DIRECTOR OF Mgmt For For
THE COMPANY
12 TO RE-ELECT MS S V WELLER AS A DIRECTOR OF Mgmt For For
THE COMPANY
13 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS OF THE COMPANY, TO HOLD OFFICE
UNTIL THE CONCLUSION OF THE NEXT GENERAL
MEETING AT WHICH ACCOUNTS ARE LAID BEFORE
THE COMPANY
14 TO AUTHORISE THE AUDIT COMMITTEE TO SET THE Mgmt For For
REMUNERATION OF THE COMPANY'S AUDITORS
15 AUTHORITY FOR THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE POLITICAL DONATIONS OR
INCUR POLITICAL EXPENDITURE
16 DIRECTORS' AUTHORITY TO ALLOT SHARES Mgmt Split 45% For 55% Against Split
17 DIRECTORS' AUTHORITY TO ALLOT SHARES IN Mgmt Split 45% For 55% Against Split
RELATION TO THE ISSUE OF REGULATORY CAPITAL
CONVERTIBLE INSTRUMENTS
18 AUTHORITY TO INTRODUCE A SCRIP DIVIDEND Mgmt For For
PROGRAMME
19 REMUNERATION POLICY SECTION OF THE Mgmt For For
DIRECTORS' REMUNERATION REPORT
20 IMPLEMENTATION REPORT SECTION OF THE Mgmt For For
DIRECTORS' REMUNERATION REPORT
21 VARIABLE COMPONENT OF REMUNERATION FOR CODE Mgmt For For
STAFF
22 AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt For For
23 LIMITED DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS
24 LIMITED DISAPPLICATION OF PRE-EMPTION Mgmt Split 45% For 55% Against Split
RIGHTS IN RELATION TO THE ISSUE OF
REGULATORY CAPITAL CONVERTIBLE INSTRUMENTS
25 AUTHORITY TO PURCHASE ORDINARY SHARES Mgmt For For
26 AUTHORITY TO PURCHASE PREFERENCE SHARES Mgmt For For
27 NOTICE PERIOD Mgmt For For
28 RELATED PARTY AND CLASS 1 TRANSACTION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LOJAS RENNER SA, PORTO ALEGRE Agenda Number: 705027870
--------------------------------------------------------------------------------------------------------------------------
Security: P6332C102
Meeting Type: AGM
Meeting Date: 17-Apr-2014
Ticker:
ISIN: BRLRENACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 Examine, discuss and vote on the management Mgmt No vote
accounts and financial statements for the
fiscal year ending December 31 2013
2 Examine, discuss and vote the proposal for Mgmt No vote
the allocation of net income for the fiscal
year and the distribution of dividends
3 Establish the number of members of the Mgmt No vote
board of directors
4 Elect the members of the board of directors Mgmt No vote
5 Establish the amount of compensation of the Mgmt No vote
members of management
6 Establish the number of members of the Mgmt No vote
fiscal council
7 Elect the members of the fiscal council Mgmt No vote
8 Establish the amount of compensation of the Mgmt No vote
members of the fiscal council
CMMT 17 MAR 2014: PLEASE NOTE THAT SHAREHOLDERS Non-Voting
SUBMITTING A VOTE TO ELECT A MEMBER MUST
INCLUDE THE NAME OF THE CANDIDATE TO BE
ELECTED. IF INSTRUCTIONS TO VOTE ON THIS
ITEM IS RECEIVED WITHOUT A CANDIDATE'S
NAME, YOUR VOTE WILL BE PROCESSED IN FAVOR
OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
CMMT 17 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
LULULEMON ATHLETICA INC. Agenda Number: 934005869
--------------------------------------------------------------------------------------------------------------------------
Security: 550021109
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: LULU
ISIN: US5500211090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MICHAEL CASEY Mgmt For For
ROANN COSTIN Mgmt For For
LAURENT POTDEVIN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 1,
2015.
3. TO ADOPT A NON-BINDING RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF THE COMPANY'S
EXECUTIVE OFFICERS.
4. TO APPROVE THE ADOPTION OF THE LULULEMON Mgmt For For
ATHLETICA INC. 2014 EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
MACQUARIE GROUP LTD, SYDNEY NSW Agenda Number: 704838284
--------------------------------------------------------------------------------------------------------------------------
Security: Q57085104
Meeting Type: OGM
Meeting Date: 12-Dec-2013
Ticker:
ISIN: AU000000MQG1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the Constitution of Macquarie Group Mgmt For For
Limited is amended by substituting articles
15.6 and 15.7 in the Schedule to the
Explanatory Memorandum dated 1 November
2013 for the existing articles 15.6 and
15.7 of the Constitution, such amendment to
take immediate effect
2 Approval of Capital Return Mgmt For For
3 Approval of Consolidation Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MANHATTAN ASSOCIATES, INC. Agenda Number: 933985117
--------------------------------------------------------------------------------------------------------------------------
Security: 562750109
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: MANH
ISIN: US5627501092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRIAN J. CASSIDY Mgmt For For
EDDIE CAPEL Mgmt For For
2. NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
4. AMENDMENT TO ARTICLE TWO OF THE COMPANY'S Mgmt For For
ARTICLES OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 100,000,000 TO 200,000,000 SHARES.
--------------------------------------------------------------------------------------------------------------------------
MARKS AND SPENCER GROUP PLC Agenda Number: 704591230
--------------------------------------------------------------------------------------------------------------------------
Security: G5824M107
Meeting Type: AGM
Meeting Date: 09-Jul-2013
Ticker:
ISIN: GB0031274896
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive Annual Report and Accounts Mgmt For For
2 Approve the Remuneration report Mgmt For For
3 Declare final dividend Mgmt For For
4 Elect Patrick Bousquet-Chavanne Mgmt For For
5 Elect Andy Halford Mgmt For For
6 Elect Steve Rowe Mgmt For For
7 Re-elect Vindi Banga Mgmt For For
8 Re-elect Marc Bolland Mgmt For For
9 Re-elect Miranda Curtis Mgmt For For
10 Re-elect John Dixon Mgmt For For
11 Re-elect Martha Lane Fox Mgmt For For
12 Re-elect Steven Holliday Mgmt For For
13 Re-elect Jan du Plessis Mgmt For For
14 Re-elect Alan Stewart Mgmt For For
15 Re-elect Robert Swannell Mgmt For For
16 Re-elect Laura Wade Gery Mgmt For For
17 Re-appoint PwC as auditors Mgmt For For
18 Authorise Audit Committee to determine Mgmt For For
auditors remuneration
19 Authorise allotment of shares Mgmt For For
20 Disapply pre-emption rights Mgmt For For
21 Authorise purchase of own shares Mgmt For For
22 Call general meetings on 14 days notice Mgmt Against Against
23 Authorise the Company, and its Mgmt For For
subsidiaries, to make political donations
--------------------------------------------------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC. Agenda Number: 933954629
--------------------------------------------------------------------------------------------------------------------------
Security: 571748102
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: MMC
ISIN: US5717481023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: OSCAR FANJUL Mgmt For For
1B. ELECTION OF DIRECTOR: DANIEL S. GLASER Mgmt For For
1C. ELECTION OF DIRECTOR: H. EDWARD HANWAY Mgmt For For
1D. ELECTION OF DIRECTOR: LORD LANG OF MONKTON Mgmt For For
1E. ELECTION OF DIRECTOR: ELAINE LA ROCHE Mgmt For For
1F. ELECTION OF DIRECTOR: STEVEN A. MILLS Mgmt For For
1G. ELECTION OF DIRECTOR: BRUCE P. NOLOP Mgmt For For
1H. ELECTION OF DIRECTOR: MARC D. OKEN Mgmt For For
1I. ELECTION OF DIRECTOR: MORTON O. SCHAPIRO Mgmt For For
1J. ELECTION OF DIRECTOR: ADELE SIMMONS Mgmt For For
1K. ELECTION OF DIRECTOR: LLOYD M. YATES Mgmt For For
1L. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. ADVISORY (NONBINDING) VOTE TO APPROVE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION
3. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC. Agenda Number: 933881802
--------------------------------------------------------------------------------------------------------------------------
Security: 57772K101
Meeting Type: Annual
Meeting Date: 13-Nov-2013
Ticker: MXIM
ISIN: US57772K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TUNC DOLUCA Mgmt For For
B. KIPLING HAGOPIAN Mgmt For For
JAMES R. BERGMAN Mgmt For For
JOSEPH R. BRONSON Mgmt For For
ROBERT E. GRADY Mgmt For For
WILLIAM D. WATKINS Mgmt For For
A.R. FRANK WAZZAN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS MAXIM INTEGRATED'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 28,
2014.
3. TO RATIFY AND APPROVE AN AMENDMENT TO MAXIM Mgmt For For
INTEGRATED'S 2008 EMPLOYEE STOCK PURCHASE
PLAN TO INCREASE THE NUMBER OF SHARES
AVAILABLE FOR ISSUANCE THEREUNDER BY
2,000,000 SHARES.
4. TO RATIFY AND APPROVE AN AMENDMENT TO MAXIM Mgmt For For
INTEGRATED'S 1996 STOCK INCENTIVE PLAN (THE
"PLAN") TO INCREASE THE NUMBER OF SHARES
AVAILABLE FOR ISSUANCE THEREUNDER BY
6,000,000 SHARES.
5. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MCGRAW HILL FINANCIAL, INC. Agenda Number: 933950239
--------------------------------------------------------------------------------------------------------------------------
Security: 580645109
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: MHFI
ISIN: US5806451093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SIR WINFRIED BISCHOFF Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM D. GREEN Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES E. HALDEMAN, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT P. MCGRAW Mgmt For For
1F. ELECTION OF DIRECTOR: HILDA Mgmt For For
OCHOA-BRILLEMBOURG
1G. ELECTION OF DIRECTOR: DOUGLAS L. PETERSON Mgmt For For
1H. ELECTION OF DIRECTOR: SIR MICHAEL RAKE Mgmt For For
1I. ELECTION OF DIRECTOR: EDWARD B. RUST, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: KURT L. SCHMOKE Mgmt For For
1K. ELECTION OF DIRECTOR: SIDNEY TAUREL Mgmt For For
1L. ELECTION OF DIRECTOR: RICHARD E. THORNBURGH Mgmt For For
2. VOTE TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
EXECUTIVE COMPENSATION PROGRAM FOR THE
COMPANY'S NAMED EXECUTIVE OFFICERS
3. VOTE TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014
4. SHAREHOLDER PROPOSAL REQUESTING SHAREHOLDER Shr Against For
ACTION BY WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
MEGGITT PLC Agenda Number: 705080466
--------------------------------------------------------------------------------------------------------------------------
Security: G59640105
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: GB0005758098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the annual report and accounts Mgmt For For
2 To approve the remuneration policy as Mgmt For For
contained within the remuneration report
3 To approve the remuneration report Mgmt For For
4 To declare a final dividend Mgmt For For
5 To re-elect Sir Colin Terry as a director Mgmt For For
6 To re-elect Mr. S G Young as a director Mgmt For For
7 To re-elect Mr. G S Berruyer as a director Mgmt For For
8 To re-elect Mr. P G Cox as a director Mgmt For For
9 To re-elect Mr P E Green as a director Mgmt For For
10 To re-elect Mr P Heiden as a director Mgmt For For
11 To re-elect Ms. B L Reichelderfer as a Mgmt For For
director
12 To re-elect Mr. D M Williams as a director Mgmt For For
13 To elect Mr. D R Webb as a director Mgmt For For
14 To reappoint the auditors Mgmt For For
15 To authorise the directors to determine the Mgmt For For
auditors' fees
16 To renew the authority to allot shares Mgmt Against Against
17 To disapply pre-emption rights Mgmt For For
18 To authorise donations to political Mgmt For For
organisations
19 To authorise the directors to purchase Mgmt For For
shares in the Company
20 To permit the holding of general meetings Mgmt For For
at 14 days' notice
21 To approve the Long Term Incentive Plan Mgmt For For
2014
22 To approve the creation of overseas share Mgmt For For
plans, based on the Long Term Incentive
Plan 2014
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933883185
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 19-Nov-2013
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt Against Against
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt Against Against
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
10. APPROVE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
CRITERIA UNDER THE EXECUTIVE OFFICER
INCENTIVE PLAN
11. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2014
--------------------------------------------------------------------------------------------------------------------------
MINDRAY MEDICAL INT'L LTD. Agenda Number: 933902199
--------------------------------------------------------------------------------------------------------------------------
Security: 602675100
Meeting Type: Annual
Meeting Date: 17-Dec-2013
Ticker: MR
ISIN: US6026751007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RE-ELECTION OF MS. JOYCE I-YIN HSU AS A Mgmt Against Against
DIRECTOR OF THE BOARD OF THE COMPANY.
2 RE-ELECTION OF MR. WU QIYAO AS A DIRECTOR Mgmt For For
OF THE COMPANY.
3 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
MIRACA HOLDINGS INC. Agenda Number: 705331306
--------------------------------------------------------------------------------------------------------------------------
Security: J4352B101
Meeting Type: AGM
Meeting Date: 24-Jun-2014
Ticker:
ISIN: JP3822000000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
2 Approve Issuance of Share Acquisition Mgmt For For
Rights as Performance-based Stock Options
Free of Charge
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI CORPORATION Agenda Number: 705331457
--------------------------------------------------------------------------------------------------------------------------
Security: J43830116
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: JP3898400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Allow the Board of Mgmt For For
Directors to Appoint a President among
Executive Officers
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
3.14 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
5 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI ELECTRIC CORPORATION Agenda Number: 705352071
--------------------------------------------------------------------------------------------------------------------------
Security: J43873116
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3902400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI MOTORS CORPORATION Agenda Number: 705357728
--------------------------------------------------------------------------------------------------------------------------
Security: J44131167
Meeting Type: AGM
Meeting Date: 25-Jun-2014
Ticker:
ISIN: JP3899800001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Eliminate the Articles Mgmt For For
Related to Preferred Shares, Allow Any
President or Chairperson designated by the
Board of Directors in advance to Convene
and Chair a Shareholders Meeting, Approve
Minor Revisions
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
3.14 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt Against Against
4.2 Appoint a Corporate Auditor Mgmt For For
5 Approve Retirement Allowance for Retiring Mgmt Against Against
Directors, and Payment of Accrued Benefits
associated with Abolition of Retirement
Benefit System for Current Directors
6 Approve Provision of Retirement Allowance Mgmt Against Against
for Retiring Corporate Auditors
7 Amend the Compensation to be received by Mgmt For For
Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP,INC. Agenda Number: 705378304
--------------------------------------------------------------------------------------------------------------------------
Security: J44497105
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3902900004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt Against Against
4 Amend the Compensation to be received by Mgmt For For
Directors
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI UFJ LEASE & FINANCE COMPANY LIMITED Agenda Number: 705373063
--------------------------------------------------------------------------------------------------------------------------
Security: J4706D100
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3499800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
1.13 Appoint a Director Mgmt For For
1.14 Appoint a Director Mgmt For For
1.15 Appoint a Director Mgmt For For
2.1 Appoint a Corporate Auditor Mgmt For For
2.2 Appoint a Corporate Auditor Mgmt For For
2.3 Appoint a Corporate Auditor Mgmt Against Against
2.4 Appoint a Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
MITSUI & CO.,LTD. Agenda Number: 705331421
--------------------------------------------------------------------------------------------------------------------------
Security: J44690139
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: JP3893600001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Allow the Board of Mgmt For For
Directors to Appoint a President among
Representative Directors or Executive
Officers
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
5 Amend the Compensation including Stock Mgmt For For
Options to be received by Directors
6 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Expand Business Lines)
7 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Streamline Business Lines)
8 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Streamline Business Lines)
9 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Streamline Business Lines)
10 Shareholder Proposal: Amend Articles of Shr For Against
Incorporation (Eliminate the Articles
Related to Allowing the Board of Directors
to Authorize the Company to Purchase Own
Shares)
11 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Eliminate the Articles
Related to Appoint a Director )
12 Shareholder Proposal: Remove a Director Shr Against For
13 Shareholder Proposal: Approve Purchase of Shr For Against
Own Shares
--------------------------------------------------------------------------------------------------------------------------
MITSUI FUDOSAN CO.,LTD. Agenda Number: 705352285
--------------------------------------------------------------------------------------------------------------------------
Security: J4509L101
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3893200000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MONRO MUFFLER BRAKE, INC. Agenda Number: 933856873
--------------------------------------------------------------------------------------------------------------------------
Security: 610236101
Meeting Type: Annual
Meeting Date: 06-Aug-2013
Ticker: MNRO
ISIN: US6102361010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FREDERICK M. DANZIGER Mgmt For For
ROBERT G. GROSS Mgmt For For
STEPHEN C. MCCLUSKI Mgmt For For
ROBERT E. MELLOR Mgmt For For
PETER J. SOLOMON Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE MONRO Mgmt For For
MUFFLER BRAKE, INC. 2007 STOCK INCENTIVE
PLAN TO INCREASE THE NUMBER OF SHARES
AVAILABLE UNDER THE PLAN.
3. TO APPROVE, ON A NON-BINDING BASIS, THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO RATIFY THE RE-APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING MARCH 29, 2014.
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 933907959
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 28-Jan-2014
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY H. BOYCE Mgmt For For
1B. ELECTION OF DIRECTOR: LAURA K. IPSEN Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM U. PARFET Mgmt For For
1D. ELECTION OF DIRECTOR: GEORGE H. POSTE, Mgmt For For
PH.D., D.V.M.
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014.
3. ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4. SHAREOWNER PROPOSAL REQUESTING A REPORT Shr Against For
RELATED TO LABELING OF FOOD PRODUCED WITH
GENETIC ENGINEERING.
5. SHAREOWNER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN MATTERS RELATED TO GMO PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG Agenda Number: 705061238
--------------------------------------------------------------------------------------------------------------------------
Security: D55535104
Meeting Type: AGM
Meeting Date: 30-Apr-2014
Ticker:
ISIN: DE0008430026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2012, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub custodians have advised that voted Non-Voting
shares are not blocked for trading purposes
i.e. they are only unavailable for
settlement. Registered shares will be
deregistered at the deregistration date by
the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent to your CSR or Custodian.
Please contact your CSR for further
information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 15 Non-Voting
APR 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Financial statements and annual report a) Non-Voting
presentation of the corporate governance
report and the remuneration report for the
2013 financial year b) presentation of the
financial statements and annual report for
the 2013 financial year with the report of
the supervisory board, the group financial
statements, the group annual report, and
the report pursuant to sections 289(4) and
315(4) of the German commercial code
2. Resolution on the Appropriation of the Mgmt No vote
Distributable profit. The distributable
profit of EUR 1,300,223,787 shall be
appropriated as follows: Payment of a
dividend of EUR 7.25 per no-par share EUR
33,361,926.25 shall be carried forward
ex-dividend and payable date: May 2, 2014
3. Ratification of the Acts of the Board of Mgmt No vote
MDs
4. Ratification of the Acts of the Supervisory Mgmt No vote
Board
5. Resolution on the Approval of the Mgmt No vote
Compensation System for the Members of the
Board of MDs. The compensation system for
the members of the Board of MDs shall be
approved
6.1 Acquisition of own shares The company shall Mgmt No vote
be authorized to acquire own shares of up
to 10 pct. of its share capital at a price
not more than 10 pct. above, nor more than
20 pct. below, the market price of the
shares, on or before April 29, 2019. The
Board of MDs shall be authorized to use the
shares for all legally permissible
purposes, especially to use the shares for
the flotation of foreign stock exchanges or
for mergers and acquisitions, to sell the
shares to a third party in a manner other
than the stock exchange or an offer to all
shareholders, to use the shares for the
fulfilment of option or conversion rights,
to offer the shares to employees of the
company and its affiliates, and to retire
the shares
6.2 Resolution on the authorization to purchase Non-Voting
and use own shares and the possibility of
subscription and tender rights exclusion:
The purchase is made by the Board of
Management aa) over the stock exchange or
bb) by a letter addressed to all
shareholders offer to buy or cc) by means
of a addressed to all stockholders
solicitation of sale offers (sale call), or
dd) by a letter addressed to all
shareholders exchange offer for shares in a
for purposes of Section 3 para 2 AktG
boerse-listed company
6.3 Resolution on the authorization to purchase Non-Voting
and use own shares and the possibility of
subscription and tender rights exclusion:
The Executive Board is authorized shares of
the Company that are acquired on the basis
of the above or previously granted
authorizations or under paragraph 71d
sentence 5 AktG and were to use for all
legally permissible purposes
6.4 Resolution on the authorization to purchase Non-Voting
and use own shares and the possibility of
subscription and tender rights exclusion:
The Supervisory Board is authorized shares
of the Company acquired 71d sentence 5 AktG
basis of the above or previously granted
authorizations or under paragraph or have
been, be appropriated as follows: You can
board members of the Company will pay for
as allowance. This applies in particular to
the extent that board members are obliged
under the rules to be allowance or to
invest a part of the next billing variable
remuneration in shares of the Company with
blockage period. If this obligation relates
to a portion of the variable remuneration,
which is determined based on a multi-year
basis, amounts to be agreed upon minimum
holding period about two years, in all
other cases, approximately four years. At
the time of transmission or at the
beginning of the measurement period of the
respective variable allowance component on
the board must consist. The details of the
remuneration of Executive Board members are
determined by the Supervisory Board. These
include rules about the treatment of
holding periods in special cases , such as
in retirement , unemployment or death
6.5 Resolution on the authorization to purchase Non-Voting
and use own shares and the possibility of
subscription and tender rights exclusion:
The price at which the treasury shares in
accordance with lit when the authorization.
c) aa is executed on or sold in accordance
lit. c ) cc to be sold , may have been
identified by auction price of shares in
the company at the Xetra trading on the
Frankfurt Stock Exchange on the day of
exchange introduction or binding agreement
with the third party is (excluding
incidental costs) . In addition, in these
cases the sum of the shares sold, together
with the shares , which were during the
term of this authorization under exclusion
of subscription rights in direct or
corresponding application of Section 186
paragraph 3 sentence issued or sold 4 AktG
or issuable , the overall limit of 10% of
the share capital is not about to rise ,
neither at the time of this authorization
becomes effective nor at the time of the
issue or the divestiture of the shares
6.6 Resolution on the authorization to purchase Non-Voting
and use own shares and the possibility of
subscription and tender rights exclusion:
If replaced by a comparable successor
system to the Xetra trading, also in this
authorization, it takes the place of the
Xetra trading system
6.7 Resolution on the authorization to purchase Non-Voting
and use own shares and the possibility of
subscription and tender rights exclusion:
The authorizations in accordance with lit.
c) and d) can one or more occasions, in
whole or in part, individually or be
exploited in common, the appropriations
under clauses. c) bb, cc, dd or ee also by
dependent or majority owned by the company
or companies on their behalf or on behalf
of the Company acting third party
6.8 Resolution on the authorization to purchase Non-Voting
and use own shares and the possibility of
subscription and tender rights exclusion:
The right of stockholders to such shares of
the Company shall be excluded insofar as
these shares pursuant to the authorizations
in lit. c) aa, bb, cc, dd, ee or d) are
used. About it, the Management Board is
authorized, in case of a divestiture of own
shares by offer to stockholders to grant
the holders of bonds with conversion or
option rights issued by the Company or
Group companies a right to purchase the
shares to the extent that as after
exercising their conversion or option
rights would be entitled, the subscription
rights of stockholders is excluded to this
extent
6.9 Resolution on the authorization to purchase Non-Voting
and use own shares and the possibility of
subscription and tender rights exclusion:
The authorization is valid until 29 April
2019. Upon the effectiveness of this new
authorization by the Annual General Meeting
on 20 April 2011 decided authorization to
acquire treasury shares cancelled
7.1 Approval of the use of derivatives (call Mgmt No vote
and put options) for the purpose of
acquiring own shares as item 6
7.2 Resolution on the authorization to purchase Non-Voting
own shares using derivatives and for the
possibility of subscription and tender
rights exclusion: The use of derivatives
may be used in one of the below aa ), bb )
or cc) or in a combination of these
possibilities take place : aa) The issuance
or purchase of the derivatives can be
performed via the Eurex Germany or LIFFE (
or comparable successor system ) . In this
case, the Company shall inform the
stockholders before the planned issue or
the proposed acquisition of the derivatives
in the company news. There can be different
prices elected (without extra costs) to
different expiration dates for the
derivatives also with the simultaneous
issuance or time the same acquisition. bb)
The issue of put options (put options ) ,
the purchase of call options ( call
options) , the conclusion of forward
purchase or a combination of these
derivatives and their respective
performance can also be outside the
specified under aa ) exchange performed
when the in exercise of the derivatives
have been acquired to the Company shares to
be delivered before about the exchange to
the stock exchange at the time of the then
current stock exchange price of the shares
in Xetra trading on the Frankfurt Stock
Exchange . cc) The concluding option shops
can be offered to all stockholders publicly
, or options business can with a bank or a
company under section 53 paragraph 1
sentence 1 or section 53b para 1 sentence 1
or section 7 of the Banking Act (KWG)
methods businesses ( Issuing Company )
concluded with the obligation to offer all
stockholders to purchase these options. The
Company may, derivatives lit in the
aforementioned cases . aa ) to cc ) only
buy back each
7.3 Resolution on the authorization to purchase Non-Voting
own shares using derivatives and for the
possibility of subscription and tender
rights exclusion: The exercise price of the
options or may be used in fulfilment of
forward purchases payable purchase price
(excluding incidental expenses) for one
shares in the case of lit. b ) aa and bb
determined on the day of the conclusion of
the derivative on business by the auction
price for shares in the company at the
Xetra trading on the Frankfurt Stock
Exchange at most 10% more and be less than
20% . If own shares using options is equal
to that of the Company for the shares to be
paid purchase price (excluding incidental
expenses) agreed in the option exercise
price . The acquisition price paid by the
Company for options ( no extra cost ) is
not over and the premium received by the
company realisable price for options may
not be (without extra costs) under the
established using recognized theoretical
market value of the option , in its
determination of , among other agreed
exercise price must also be noted . The
agreed by the Company in forward purchase
forward rate should not be much above the
theoretical futures price calculated using
recognized actuarial methods to be
considered in the determination of which ,
among other things , the current stock
exchange price and the maturity of the
forward purchase
7.4 Resolution on the authorization to purchase Non-Voting
own shares using derivatives and for the
possibility of subscription and tender
rights exclusion: The exercise price of the
options (no extra cost) for a share may, in
the case of lit. b) cc the arithmetic mean
of the closing prices for shares in the
company at the Xetra trading on the
Frankfurt Stock Exchange on 5, 4 and 3 Over
and below the trading day prior to the day
of publication of the offer by more than
10% to more than 20%. If the offer is over
records to all stockholders, the tender
rights of stockholders may be excluded
insofar as the allocation will be based on
quotas. A preferred offer for the
conclusion of option shops and a
preferential allotment of options can be
for small share amounts (options up to 100
shares per shareholder)
7.5 Resolution on the authorization to purchase Non-Voting
own shares using derivatives and for the
possibility of subscription and tender
rights exclusion: The term of the
derivatives in each case is longer than 18
months and shall be so determined that the
acquisition of shares in the exercise of
the derivatives later than until 29. Takes
place April 2019. The use of derivatives
are allowed to own shares up to a maximum
of 5% of the time the resolution of the
General Meeting's share capital is
acquired. Is that existing at the time of
the initial capital is less exercising this
authority, this shall prevail
7.6 Resolution on the authorization to purchase Non-Voting
own shares using derivatives and for the
possibility of subscription and tender
rights exclusion: Will the acquisition of
treasury shares derivatives according to
lit. b) aa or bb, the stockholders in
corresponding application of Section 186
paragraph 3 sentence 4 AktG no claim is to
take out such derivative shops with
society. A right of stockholders to
conclude derivative shops also have no, as
according to lit the conclusion of
derivative shops. b) cc is provided based a
preferential offer or a preferential
allotment for the conclusion of derivative
shops to small share amounts. Stockholders
have a right to tender their shares in the
Company if the Company is only obliged them
opposite from the derivative shops to
purchase the shares
7.7 Resolution on the authorization to purchase Non-Voting
own shares using derivatives and for the
possibility of subscription and tender
rights exclusion: The Company may terminate
the authorization in whole or in
COMPONENTS, one or more times, for one or
more purposes to exercise, but they can
also be dependent or majority-owned by the
Company or related companies for its or
their behalf are run by third parties
7.8 Resolution on the authorization to purchase Non-Voting
own shares using derivatives and for the
possibility of subscription and tender
rights exclusion: For the rest, the
provisos and the use of the authorization
granted under agenda item 6 will apply
8.1 Election to the Supervisory Board: Mgmt No vote
Ann-Kristin Achleitner
8.2 Election to the Supervisory Board: Benita Mgmt No vote
Ferrero-Waldner
8.3 Election to the Supervisory Board: Ursula Mgmt No vote
Gather
8.4 Election to the Supervisory Board: Peter Mgmt No vote
Gruss
8.5 Election to the Supervisory Board: Gerd Mgmt No vote
Haeusler
8.6 Election to the Supervisory Board: Henning Mgmt No vote
Kagermann
8.7 Election to the Supervisory Board: Wolfgang Mgmt No vote
Mayrhuber
8.8 Election to the Supervisory Board: Bernd Mgmt No vote
Pischetsrieder
8.9 Election to the Supervisory Board: Anton Mgmt No vote
van Rossum
8.10 Election to the Supervisory Board: Ron Mgmt No vote
Sommer
9.1 Resolution on the adjustment of existing Mgmt No vote
profit transfer agreements: The agreement
with the company's wholly-owned subsidiary,
Mr Beteiligungen 1 GmbH, on amendments to
the existing profit transfer agreement
shall be approved
9.2 Resolution on the adjustment of existing Mgmt No vote
profit transfer agreements: The agreement
with the company's wholly-owned subsidiary,
Silvanus Vermoegensverwaltungsgesellschaft
mbH, on amendments to the existing profit
transfer agreement shall be approved
9.3 Resolution on the adjustment of existing Mgmt No vote
profit transfer agreements: The agreement
with the company's wholly-owned subsidiary,
Mr Rent-Investment GmbH, on amendments to
the existing profit transfer agreement
shall be approved
9.4 Resolution on the adjustment of existing Mgmt No vote
profit transfer agreements: The agreement
with the company's wholly-owned subsidiary,
Mr Beteiligungen 14 GmbH, on amendments to
the existing profit transfer agreement
shall be approved
9.5 Resolution on the adjustment of existing Mgmt No vote
profit transfer agreements: The agreement
with the company's wholly-owned subsidiary,
Mr Beteiligungen 15 GmbH, on amendments to
the existing profit transfer agreement
shall be approved
9.6 Resolution on the adjustment of existing Mgmt No vote
profit transfer agreements: The agreement
with the company's wholly-owned subsidiary,
Mr Beteiligungen 16 GmbH, on amendments to
the existing profit transfer agreement
shall be approved
9.7 Resolution on the adjustment of existing Mgmt No vote
profit transfer agreements: The agreement
with the company's wholly-owned subsidiary,
Schloss Hohenkammer GmbH, on amendments to
the existing profit transfer agreement
shall be approved
--------------------------------------------------------------------------------------------------------------------------
MURATA MANUFACTURING COMPANY,LTD. Agenda Number: 705343680
--------------------------------------------------------------------------------------------------------------------------
Security: J46840104
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3914400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NATIONAL GRID PLC, LONDON Agenda Number: 704601081
--------------------------------------------------------------------------------------------------------------------------
Security: G6375K151
Meeting Type: AGM
Meeting Date: 29-Jul-2013
Ticker:
ISIN: GB00B08SNH34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Annual Report and Accounts Mgmt For For
2 To declare a final dividend Mgmt For For
3 To re-elect Sir Peter Gershon Mgmt For For
4 To re-elect Steve Holliday Mgmt For For
5 To re-elect Andrew Bonfield Mgmt For For
6 To re-elect Tom King Mgmt For For
7 To re-elect Nick Winser Mgmt For For
8 To re-elect Philip Aiken Mgmt For For
9 To re-elect Nora Mead Brownell Mgmt For For
10 To elect Jonathan Dawson Mgmt For For
11 To re-elect Paul Golby Mgmt For For
12 To re-elect Ruth Kelly Mgmt For For
13 To re-elect Maria Richter Mgmt For For
14 To elect Mark Williamson Mgmt For For
15 To re-appoint the auditors Mgmt For For
PricewaterhouseCoopers LLP
16 To authorise the Directors to set the Mgmt For For
auditors' remuneration
17 To approve the Directors' Remuneration Mgmt For For
Report
18 To authorise the Directors to allot Mgmt Against Against
ordinary shares
19 To disapply pre-emption rights Mgmt For For
20 To authorise the Company to purchase its Mgmt For For
own ordinary shares
21 To authorise the Directors to hold general Mgmt For For
meetings on 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
NATIONAL PENN BANCSHARES, INC. Agenda Number: 933930756
--------------------------------------------------------------------------------------------------------------------------
Security: 637138108
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: NPBC
ISIN: US6371381087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS A. BEAVER Mgmt For For
JEFFREY P. FEATHER Mgmt For For
PATRICIA L. LANGIOTTI Mgmt For For
NATALYE PAQUIN Mgmt For For
2. APPROVAL OF LONG-TERM INCENTIVE Mgmt For For
COMPENSATION PLAN.
3. RATIFICATION OF NATIONAL PENN'S INDEPENDENT Mgmt For For
AUDITORS FOR 2014.
4. AN ADVISORY (NON-BINDING) PROPOSAL TO Mgmt Against Against
APPROVE THE COMPENSATION OF NATIONAL PENN'S
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
NAVER CORP, SONGNAM Agenda Number: 704956804
--------------------------------------------------------------------------------------------------------------------------
Security: Y62579100
Meeting Type: AGM
Meeting Date: 21-Mar-2014
Ticker:
ISIN: KR7035420009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement Mgmt For For
2 Approval of partial amendment to articles Mgmt For For
of incorporation
3.1 Election of inside director: Sang Hun Kim Mgmt For For
3.2 Election of inside director: In Joon Hwang Mgmt For For
4 Approval of limit of remuneration for Mgmt For For
directors
CMMT 07 FEB 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN MEETING TIME FROM
11:00 TO 10:00. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY Agenda Number: 705020763
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 10-Apr-2014
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 Approval of the Annual Report, the Mgmt For For
financial statements of Nestle S.A. and the
consolidated financial statements of the
Nestle Group for 2013
1.2 Acceptance of the Compensation Report 2013 Mgmt For For
(advisory vote)
2 Release of the members of the Board of Mgmt For For
Directors and of the Management
3 Appropriation of profits resulting from the Mgmt For For
balance sheet of Nestle S.A. (proposed
dividend) for the financial year 2013
4 Revision of the Articles of Association. Mgmt Split 64% For 36% Against Split
Adaptation to new Swiss Company Law
5.1.1 Re-election to the Board of Directors: Mr Mgmt For For
Peter Brabeck-Letmathe
5.1.2 Re-election to the Board of Directors: Mr Mgmt For For
Paul Bulcke
5.1.3 Re-election to the Board of Directors: Mr Mgmt For For
Andreas Koopmann
5.1.4 Re-election to the Board of Directors: Mr Mgmt For For
Rolf Hanggi
5.1.5 Re-election to the Board of Directors: Mr Mgmt For For
Beat Hess
5.1.6 Re-election to the Board of Directors: Mr Mgmt For For
Daniel Borel
5.1.7 Re-election to the Board of Directors: Mr Mgmt For For
Steven G. Hoch
5.1.8 Re-election to the Board of Directors: Ms Mgmt For For
Naina Lal Kidwai
5.1.9 Re-election to the Board of Directors: Ms Mgmt For For
Titia de Lange
5.110 Re-election to the Board of Directors: Mr Mgmt For For
Jean-Pierre Roth
5.111 Re-election to the Board of Directors: Ms Mgmt For For
Ann M. Veneman
5.112 Re-election to the Board of Directors: Mr Mgmt For For
Henri de Castries
5.113 Re-election to the Board of Directors: Ms Mgmt For For
Eva Cheng
5.2 Election of the Chairman of the Board of Mgmt For For
Directors: Mr Peter Brabeck-Letmathe
5.3.1 Election of the member of the Compensation Mgmt For For
Committee: Mr Beat Hess
5.3.2 Election of the member of the Compensation Mgmt For For
Committee: Mr Daniel Borel
5.3.3 Election of the member of the Compensation Mgmt For For
Committee: Mr Andreas Koopmann
5.3.4 Election of the member of the Compensation Mgmt For For
Committee: Mr Jean-Pierre Roth
5.4 Re-election of the statutory auditors KPMG Mgmt For For
SA, Geneva branch
5.5 Election of the Independent Representative Mgmt For For
Hartmann Dreyer, Attorneys-at-Law
CMMT In the event of a new or modified proposal Non-Voting
by a shareholder during the General
Meeting, I instruct the independent
representative to vote according to the
following instruction: INSTRUCT "FOR" ON
ONE RESOLUTION AMONG 6.1, 6.2 AND 6.3 TO
SHOW WHICH VOTING OPTION YOU CHOOSE IN THE
EVENT OF NEW OR MODIFIED PROPOSALS.
INSTRUCT "CLEAR" ON THE REMAINING TWO
RESOLUTIONS
6.1 Vote in accordance with the proposal of the Mgmt Split 20% For Split
Board of Directors
6.2 Vote against the proposal of the Board of Shr No vote
Directors
6.3 Abstain Shr Split 80% For Split
--------------------------------------------------------------------------------------------------------------------------
NEUSTAR, INC. Agenda Number: 933980751
--------------------------------------------------------------------------------------------------------------------------
Security: 64126X201
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: NSR
ISIN: US64126X2018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1B. ELECTION OF DIRECTOR: JOEL P. FRIEDMAN Mgmt For For
1C. ELECTION OF DIRECTOR: MARK N. GREENE Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
NEUSTAR, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. APPROVAL OF AN ADVISORY RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION.
4. APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
NEUSTAR, INC. CORPORATE BONUS PLAN (FKA THE
2009 PERFORMANCE ACHIEVEMENT AWARD PLAN).
5. A STOCKHOLDER PROPOSAL TO DECLASSIFY THE Shr Against For
BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
NEWELL RUBBERMAID INC. Agenda Number: 933953817
--------------------------------------------------------------------------------------------------------------------------
Security: 651229106
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: NWL
ISIN: US6512291062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KEVIN C. CONROY Mgmt For For
1B. ELECTION OF DIRECTOR: SCOTT S. COWEN Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL T. COWHIG Mgmt For For
1D. ELECTION OF DIRECTOR: CYNTHIA A. MONTGOMERY Mgmt For For
1E. ELECTION OF DIRECTOR: JOSE IGNACIO Mgmt For For
PEREZ-LIZAUR
1F. ELECTION OF DIRECTOR: MICHAEL B. POLK Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL A. TODMAN Mgmt For For
1H. ELECTION OF DIRECTOR: RAYMOND G. VIAULT Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR 2014.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NEXANS, PARIS Agenda Number: 705229323
--------------------------------------------------------------------------------------------------------------------------
Security: F65277109
Meeting Type: MIX
Meeting Date: 15-May-2014
Ticker:
ISIN: FR0000044448
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AMENDMENT TO Non-Voting
MID:310583 DUE TO ADDITION OF RESOLUTION
"A". ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 30 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0407/201404071400995.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0430/201404301401535.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES FOR MID: 326451
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 APPROVAL OF THE ANNUAL CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31ST, 2013 - MANAGEMENT REPORT
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31ST, 2013
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
O.4 RENEWAL OF TERM OF MRS. VERONIQUE Mgmt For For
GUILLOT-PELPEL AS DIRECTOR
O.5 APPOINTMENT OF MRS. FANNY LETIER AS Mgmt For For
DIRECTOR
O.6 APPOINTMENT OF MR. PHILIPPE JOUBERT AS Mgmt For For
DIRECTOR
O.7 APPROVAL OF A REGULATED COMMITMENT MADE BY Mgmt For For
THE MAIN SHAREHOLDER INVEXANS
O.8 APPROVAL OF REGULATED AGREEMENTS BETWEEN Mgmt For For
THE COMPANY AND BNP PARIBAS
O.9 ADVISORY REVIEW OF THE COMPENSATION OWED OR Mgmt For For
PAID TO MR. FREDERIC VINCENT, PRESIDENT AND
CEO FOR THE 2013 FINANCIAL YEAR
O.10 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN COMPANY'S SHARES
E.11 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE SHARE CAPITAL BY
CANCELLATION OF TREASURY SHARES
E.12 DECISION TO END ALL FINANCIAL Mgmt For For
AUTHORIZATIONS STILL EFFECTIVE WHICH WERE
ADOPTED BY THE GENERAL MEETINGS HELD ON MAY
15TH, 2012 AND MAY 14TH, 2013
E.13 SETTING AN OVERALL LIMITATION ON FINANCIAL Mgmt For For
AUTHORIZATIONS SUBMITTED TO THIS GENERAL
MEETING AT EUROS 826,000
E.14 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO ALLOCATE FREE
SHARES EXISTING OR TO BE ISSUED TO
EMPLOYEES AND CORPORATE OFFICERS OF THE
GROUP OR CERTAIN OF THEM WITH CANCELLATION
OF PREFERENTIAL SUBSCRIPTION RIGHTS UP TO A
NOMINAL AMOUNT OF EUROS 311,000 SUBJECT TO
PERFORMANCE CONDITIONS SET BY THE BOARD
E.15 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO ALLOCATE FREE
SHARES EXISTING OR TO BE ISSUED TO
EMPLOYEES OR CERTAIN OF THEM WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS UP TO A NOMINAL AMOUNT OF EUROS
15,000
E.16 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE SHARE CAPITAL BY ISSUING SHARES OR
SECURITIES GIVING ACCESS TO CAPITAL
RESERVED FOR MEMBERS OF SAVINGS PLANS WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS IN FAVOR OF THE LATTER UP TO EUROS
400,000
E.17 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO CARRY OUT A SHARE
CAPITAL INCREASE RESERVED FOR A CATEGORY OF
BENEFICIARIES, PROVIDING EMPLOYEES OF
CERTAIN FOREIGN SUBSIDIARIES OF THE GROUP
FOR EMPLOYEE SAVINGS PLANS UNDER SIMILAR
CONDITIONS AS THOSE REFERRED TO UNDER THE
16TH RESOLUTION OF THIS GENERAL MEETING
WITH CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS IN FAVOR OF THE LATTER
UP TO EUROS 100,000
E.18 AMENDMENT TO ARTICLE 21 OF THE BYLAWS: Mgmt For For
EXCLUDING DOUBLE VOTING RIGHTS
O.19 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: THE SHAREHOLDERS'
MEETING, VOTING IN ACCORDANCE WITH THE
QUORUM AND MAJORITY RULES APPLICABLE TO
ORDINARY SHAREHOLDERS' MEETING, DECIDES TO
END PRIOR TO THE END OF ITS TERM, THE
MANDATE OF MR. FREDERIC VINCENT AS MEMBER
OF THE BOARD AS FROM THE DATE OF THIS
SHAREHOLDERS' MEETING
--------------------------------------------------------------------------------------------------------------------------
NIELSEN HOLDINGS N.V. Agenda Number: 933982692
--------------------------------------------------------------------------------------------------------------------------
Security: N63218106
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: NLSN
ISIN: NL0009538479
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO (A) ADOPT OUR DUTCH STATUTORY ANNUAL Mgmt For For
ACCOUNTS FOR THE YEAR ENDED DECEMBER 31,
2013 AND (B) AUTHORIZE THE PREPARATION OF
OUR DUTCH STATUTORY ANNUAL ACCOUNTS AND THE
ANNUAL REPORT OF THE BOARD OF DIRECTORS
REQUIRED BY DUTCH LAW, BOTH FOR THE YEAR
ENDING DECEMBER 31, 2014, IN THE ENGLISH
LANGUAGE.
2. TO DISCHARGE THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS FROM LIABILITY PURSUANT TO DUTCH
LAW IN RESPECT OF THE EXERCISE OF THEIR
DUTIES DURING THE YEAR ENDED DECEMBER 31,
2013.
3A. ELECTION OF DIRECTOR: JAMES A. ATTWOOD, JR. Mgmt For For
3B. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For
3C. ELECTION OF DIRECTOR: KAREN M. HOGUET Mgmt For For
3D. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
3E. ELECTION OF DIRECTOR: ALEXANDER NAVAB Mgmt For For
3F. ELECTION OF DIRECTOR: ROBERT POZEN Mgmt For For
3G. ELECTION OF DIRECTOR: VIVEK RANADIVE Mgmt For For
3H. ELECTION OF DIRECTOR: GANESH RAO Mgmt For For
3I. ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
5. TO APPOINT ERNST & YOUNG ACCOUNTANTS LLP AS Mgmt For For
OUR AUDITOR WHO WILL AUDIT OUR DUTCH
STATUTORY ANNUAL ACCOUNTS FOR THE YEAR
ENDING DECEMBER 31, 2014.
6. TO APPROVE THE NIELSEN HOLDINGS EXECUTIVE Mgmt For For
ANNUAL INCENTIVE PLAN.
7. TO APPROVE THE EXTENSION OF THE AUTHORITY Mgmt For For
OF THE BOARD OF DIRECTORS TO REPURCHASE UP
TO 10% OF OUR ISSUED SHARE CAPITAL
(INCLUDING DEPOSITARY RECEIPTS ISSUED FOR
OUR SHARES) UNTIL NOVEMBER 6, 2015 ON THE
OPEN MARKET, THROUGH PRIVATELY NEGOTIATED
TRANSACTIONS OR IN ONE OR MORE SELF TENDER
OFFERS FOR A PRICE PER SHARE (OR DEPOSITARY
RECEIPT) NOT LESS THAN THE NOMINAL VALUE OF
A SHARE AND NOT HIGHER THAN 110% OF THE
MOST RECENTLY AVAILABLE (AS OF THE TIME OF
REPURCHASE) PRICE OF A ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
8. TO AMEND OUR ARTICLES OF ASSOCIATION TO Mgmt For For
CHANGE THE COMPANY NAME TO NIELSEN N.V.
9. TO APPROVE, IN A NON-BINDING, ADVISORY Mgmt Split 55% For 45% Against Split
VOTE, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT PURSUANT TO THE RULES OF
THE SECURITIES AND EXCHANGE COMMISSION.
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 933862078
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 19-Sep-2013
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ALAN B. GRAF, JR. Mgmt For For
JOHN C. LECHLEITER Mgmt For For
PHYLLIS M. WISE Mgmt For For
2. TO HOLD AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
4. TO CONSIDER A SHAREHOLDER PROPOSAL Shr Against For
REGARDING POLITICAL CONTRIBUTIONS
DISCLOSURE.
--------------------------------------------------------------------------------------------------------------------------
NIKON CORPORATION Agenda Number: 705378467
--------------------------------------------------------------------------------------------------------------------------
Security: 654111103
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3657400002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NINTENDO CO.,LTD. Agenda Number: 705352211
--------------------------------------------------------------------------------------------------------------------------
Security: J51699106
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3756600007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to:Adopt Reduction of Mgmt For For
Liability System for Outside Directors and
Outside Corporate Auditors
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NIPPON ELECTRIC GLASS CO.,LTD. Agenda Number: 705351992
--------------------------------------------------------------------------------------------------------------------------
Security: J53247110
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3733400000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Change Fiscal Year End Mgmt For For
to 31st December, Change Record Date for
Interim Dividends to 30th June
3.1 Appoint a Director Mgmt Against Against
3.2 Appoint a Director Mgmt Against Against
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
5 Appoint a Substitute Corporate Auditor Mgmt For For
6 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NIPPON TELEGRAPH AND TELEPHONE CORPORATION Agenda Number: 705343274
--------------------------------------------------------------------------------------------------------------------------
Security: J59396101
Meeting Type: AGM
Meeting Date: 26-Jun-2014
Ticker:
ISIN: JP3735400008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NIPPON YUSEN KABUSHIKI KAISHA Agenda Number: 705343248
--------------------------------------------------------------------------------------------------------------------------
Security: J56515133
Meeting Type: AGM
Meeting Date: 24-Jun-2014
Ticker:
ISIN: JP3753000003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NOBLE ENERGY, INC. Agenda Number: 933957803
--------------------------------------------------------------------------------------------------------------------------
Security: 655044105
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: NBL
ISIN: US6550441058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY L. BERENSON Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL A. CAWLEY Mgmt For For
1C. ELECTION OF DIRECTOR: EDWARD F. COX Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES D. DAVIDSON Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS J. EDELMAN Mgmt For For
1F. ELECTION OF DIRECTOR: ERIC P. GRUBMAN Mgmt For For
1G. ELECTION OF DIRECTOR: KIRBY L. HEDRICK Mgmt For For
1H. ELECTION OF DIRECTOR: SCOTT D. URBAN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM T. VAN KLEEF Mgmt For For
1J. ELECTION OF DIRECTOR: MOLLY K. WILLIAMSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT AUDITOR.
3. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
NOKIA CORPORATION Agenda Number: 933881624
--------------------------------------------------------------------------------------------------------------------------
Security: 654902204
Meeting Type: Special
Meeting Date: 19-Nov-2013
Ticker: NOK
ISIN: US6549022043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
6. PROPOSAL OF THE BOARD OF DIRECTORS TO Mgmt No vote
CONFIRM AND APPROVE THE SALE OF THE DEVICES
& SERVICES BUSINESS.
--------------------------------------------------------------------------------------------------------------------------
NOKIA CORPORATION Agenda Number: 934012725
--------------------------------------------------------------------------------------------------------------------------
Security: 654902204
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: NOK
ISIN: US6549022043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
7. ADOPTION OF THE ANNUAL ACCOUNTS. Mgmt For For
8. RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt For For
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND.
9. RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS AND THE PRESIDENT
AND CEO FROM LIABILITY.
10. RESOLUTION ON THE REMUNERATION OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS.
11. RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS.
12. DIRECTOR
VIVEK BADRINATH Mgmt For For
BRUCE BROWN Mgmt For For
ELIZABETH DOHERTY Mgmt For For
JOUKO KARVINEN Mgmt For For
MARTEN MICKOS Mgmt For For
ELIZABETH NELSON Mgmt For For
RISTO SIILASMAA Mgmt For For
KARI STADIGH Mgmt For For
DENNIS STRIGL Mgmt For For
13. RESOLUTION ON THE REMUNERATION OF THE Mgmt For For
AUDITOR.
14. ELECTION OF AUDITOR. Mgmt For For
15. AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
RESOLVE TO REPURCHASE THE COMPANY'S OWN
SHARES.
16. AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
RESOLVE ON THE ISSUANCE OF SHARES AND
SPECIAL RIGHTS ENTITLING TO SHARES.
--------------------------------------------------------------------------------------------------------------------------
NORDEA BANK AB, STOCKHOLM Agenda Number: 704980487
--------------------------------------------------------------------------------------------------------------------------
Security: W57996105
Meeting Type: AGM
Meeting Date: 20-Mar-2014
Ticker:
ISIN: SE0000427361
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 279293 DUE TO CHANGE IN THE
VOTING STATUS OF RESOLUTION 22. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION
1 Election of a chairman for the general Non-Voting
meeting: Eva Hagg, member of the Swedish
Bar Association
2 Preparation and approval of the voting list Non-Voting
3 Approval of the agenda Non-Voting
4 Election of at least one minutes checker Non-Voting
5 Determination whether the general meeting Non-Voting
has been duly convened
6 Submission of the annual report and Non-Voting
consolidated accounts, and of the audit
report and the group audit report In
connection herewith: speech by the Group
CEO
7 Adoption of the income statement and the Non-Voting
consolidated income statement, and the
balance sheet and the consolidated balance
sheet
8 Decision on dispositions of the Company's Mgmt No vote
profit according to the adopted balance
sheet: The board of directors and the CEO
propose a dividend of 0.43 EURO per share,
and further, that the record date for
dividend should be 25 March 2014. With this
record date, the dividend is scheduled to
be sent out by Euroclear Sweden AB on 1
April 2014
9 Decision regarding discharge from liability Mgmt No vote
for the members of the board of directors
and the CEO (The auditor recommends
discharge from liability)
10 Determination of the number of board Mgmt No vote
members: The nomination committee's
proposal: The number of board members
shall, for the period until the end of the
next annual general meeting, be nine
11 Determination of the number of auditors: Mgmt No vote
The nomination committee's proposal: The
number of auditors shall, for the period
until the end of the next annual general
meeting, be one
12 Determination of fees for board members and Mgmt No vote
auditors: The nomination committee's
proposal: The fees for the board of
directors shall amount to 259,550 Euro for
the chairman, 123,250 Euro for the vice
chairman and 80,250 Euro per member for the
other members. In addition, fees shall be
payable for committee work in the
remuneration committee, the audit committee
and the risk committee amounting to 21,350
Euro for the committee chairman and 15,150
Euro for the other members. Remuneration is
not paid to members who are employees of
the Nordea Group. The nomination
committee's proposal: Fees to the auditors
shall be payable as per approved invoice
13 Election of board members and chairman of Mgmt No vote
the board: The nomination committee's
proposal: For the period until the end of
the next annual general meeting Bjorn
Wahlroos, Marie Ehrling, Elisabeth Grieg,
Svein Jacobsen, Tom Knutzen, Lars G
Nordstrom, Sarah Russell and Kari Stadigh
shall be re-elected as board members and
Robin Lawther shall be elected as board
member. For the period until the end of the
next annual general meeting Bjorn Wahlroos
shall be re-elected chairman
14 Election of auditors: The nomination Mgmt No vote
committee's proposal: For the period until
the end of the next annual general meeting
KPMG AB shall be re-elected auditor
15 Resolution on establishment of a nomination Mgmt No vote
committee
16 Resolution on authorization for the board Mgmt No vote
of directors to decide on issue of
convertible instruments in the Company
17.a Resolution on authorization for the board Mgmt No vote
of directors to decide on: Acquisition of
shares in the Company
17.b Resolution on authorization for the board Mgmt No vote
of directors to decide on: Conveyance of
shares in the Company
18 Resolution on purchase of own shares Mgmt No vote
according to chapter 7 section 6 of the
Swedish Securities Market Act (lagen
(2007:528) om vardepappersmarknaden)
19 Resolution on guidelines for remuneration Mgmt No vote
to the executive officers
20 Resolution on a maximum ratio between the Mgmt No vote
fixed and the variable component of the
total remuneration
21 Resolution on a special examination Mgmt No vote
according to chapter 10 section 21 of the
Swedish Companies Act at the proposal of
the shareholder Thorwald Arvidsson
22 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: Resolution to assign
the board of directors/CEO to take the
initiative to an integration institute in
Landskrona - Ven - Copenhagen and to give a
first contribution in a suitable manner, at
the proposal of the shareholder Tommy
Jonasson
--------------------------------------------------------------------------------------------------------------------------
NORDSON Agenda Number: 933916441
--------------------------------------------------------------------------------------------------------------------------
Security: 655663102
Meeting Type: Annual
Meeting Date: 25-Feb-2014
Ticker: NDSN
ISIN: US6556631025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH P. KEITHLEY Mgmt For For
MICHAEL J. MERRIMAN, JR Mgmt For For
MARY G. PUMA Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
OCTOBER 31, 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NORDSTROM, INC. Agenda Number: 933944185
--------------------------------------------------------------------------------------------------------------------------
Security: 655664100
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: JWN
ISIN: US6556641008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL Mgmt For For
1B. ELECTION OF DIRECTOR: MICHELLE M. EBANKS Mgmt For For
1C. ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: ROBERT G. MILLER Mgmt For For
1E. ELECTION OF DIRECTOR: BLAKE W. NORDSTROM Mgmt For For
1F. ELECTION OF DIRECTOR: ERIK B. NORDSTROM Mgmt For For
1G. ELECTION OF DIRECTOR: PETER E. NORDSTROM Mgmt For For
1H. ELECTION OF DIRECTOR: PHILIP G. SATRE Mgmt For For
1I. ELECTION OF DIRECTOR: BRAD D. SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: B. KEVIN TURNER Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT D. WALTER Mgmt For For
1L. ELECTION OF DIRECTOR: ALISON A. WINTER Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3 ADVISORY VOTE REGARDING EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION Agenda Number: 933946127
--------------------------------------------------------------------------------------------------------------------------
Security: 655844108
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: NSC
ISIN: US6558441084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS D. BELL, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT A. BRADWAY Mgmt For For
1D. ELECTION OF DIRECTOR: WESLEY G. BUSH Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL A. CARP Mgmt For For
1F. ELECTION OF DIRECTOR: KAREN N. HORN Mgmt For For
1G. ELECTION OF DIRECTOR: STEVEN F. LEER Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL D. LOCKHART Mgmt For For
1I. ELECTION OF DIRECTOR: AMY E. MILES Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES W. MOORMAN Mgmt For For
1K. ELECTION OF DIRECTOR: MARTIN H. NESBITT Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES A. SQUIRES Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN R. THOMPSON Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS NORFOLK SOUTHERN'S
INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. APPROVAL OF EXECUTIVE COMPENSATION AS Mgmt For For
DISCLOSED IN THE PROXY STATEMENT FOR THE
2014 ANNUAL MEETING OF STOCKHOLDERS.
4. STOCKHOLDER PROPOSAL CONCERNING AN Shr Against For
INDEPENDENT CHAIRMAN OF THE BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
NORSK HYDRO ASA, OSLO Agenda Number: 705153928
--------------------------------------------------------------------------------------------------------------------------
Security: R61115102
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: NO0005052605
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT BLOCKING SHOULD ALWAYS BE APPLIED, RECORD Non-Voting
DATE OR NOT.
1 APPROVAL OF THE NOTICE AND THE AGENDA Mgmt For For
2 ELECTION OF ONE PERSON TO COUNTERSIGN THE Mgmt For For
MINUTES
3 APPROVAL OF THE FINANCIAL STATEMENTS AND Mgmt For For
THE BOARD OF DIRECTORS' REPORT FOR THE
FINANCIAL YEAR 2013 FOR NORSK HYDRO ASA AND
THE GROUP, INCLUDING DISTRIBUTION OF
DIVIDEND: THE BOARD OF DIRECTORS PROPOSES A
DIVIDEND OF NOK 0.75 PER SHARE
4 AUDITOR'S REMUNERATION: IT IS REQUESTED Mgmt For For
THAT THE FEE FOR AUDIT TO KPMG AS FOR NORSK
HYDRO ASA FOR THE FINANCIAL YEAR 2013 OF
NOK 9.151.000 IS APPROVED
5 STATEMENT ON CORPORATE GOVERNANCE IN Mgmt For For
ACCORDANCE WITH SECTION 3-3B OF THE
NORWEGIAN ACCOUNTING ACT
6 GUIDELINES FOR REMUNERATION TO THE Mgmt For For
EXECUTIVE MANAGEMENT
7.i UPDATE OF THE ARTICLES OF ASSOCIATION: Mgmt For For
SECTION 5
7.ii UPDATE OF THE ARTICLES OF ASSOCIATION: Mgmt For For
SECTION 5A
7.iii UPDATE OF THE ARTICLES OF ASSOCIATION: Mgmt For For
SECTION 7
7.iv UPDATE OF THE ARTICLES OF ASSOCIATION: Mgmt For For
SECTION 9
8.i ELECTION OF MEMBER OF THE CORPORATE Mgmt For For
ASSEMBLY FOR A PERIOD OF TWO YEARS UNTIL
THE ANNUAL GENERAL MEETING IN 2016: LEIF
TEKSUM
8.ii ELECTION OF MEMBER OF THE CORPORATE Mgmt For For
ASSEMBLY FOR A PERIOD OF TWO YEARS UNTIL
THE ANNUAL GENERAL MEETING IN 2016: IDAR
KREUTZER
8.iii ELECTION OF MEMBER OF THE CORPORATE Mgmt For For
ASSEMBLY FOR A PERIOD OF TWO YEARS UNTIL
THE ANNUAL GENERAL MEETING IN 2016:
STEN-ARTHUR SAELOR
8.iv ELECTION OF MEMBER OF THE CORPORATE Mgmt For For
ASSEMBLY FOR A PERIOD OF TWO YEARS UNTIL
THE ANNUAL GENERAL MEETING IN 2016:
ANNE-MARGRETHE FIRING
8.v ELECTION OF MEMBER OF THE CORPORATE Mgmt For For
ASSEMBLY FOR A PERIOD OF TWO YEARS UNTIL
THE ANNUAL GENERAL MEETING IN 2016: TERJE
VENOLD
8.vi ELECTION OF MEMBER OF THE CORPORATE Mgmt For For
ASSEMBLY FOR A PERIOD OF TWO YEARS UNTIL
THE ANNUAL GENERAL MEETING IN 2016: UNNI
STEINSMO
8.vii ELECTION OF MEMBER OF THE CORPORATE Mgmt For For
ASSEMBLY FOR A PERIOD OF TWO YEARS UNTIL
THE ANNUAL GENERAL MEETING IN 2016: TOVE
WANGENSTEN
8viii ELECTION OF MEMBER OF THE CORPORATE Mgmt For For
ASSEMBLY FOR A PERIOD OF TWO YEARS UNTIL
THE ANNUAL GENERAL MEETING IN 2016: ANNE
KVERNELAND BOGSNES
8.ix ELECTION OF MEMBER OF THE CORPORATE Mgmt For For
ASSEMBLY FOR A PERIOD OF TWO YEARS UNTIL
THE ANNUAL GENERAL MEETING IN 2016: BIRGER
SOLBERG
8.x ELECTION OF MEMBER OF THE CORPORATE Mgmt For For
ASSEMBLY FOR A PERIOD OF TWO YEARS UNTIL
THE ANNUAL GENERAL MEETING IN 2016: SUSANNE
MUNCH THORE
8.xi ELECTION OF MEMBER OF THE CORPORATE Mgmt For For
ASSEMBLY FOR A PERIOD OF TWO YEARS UNTIL
THE ANNUAL GENERAL MEETING IN 2016: NILS
BASTIANSEN
8.xii ELECTION OF MEMBER OF THE CORPORATE Mgmt For For
ASSEMBLY FOR A PERIOD OF TWO YEARS UNTIL
THE ANNUAL GENERAL MEETING IN 2016: SHAHZAD
ABID
8xiii ELECTION OF DEPUTY MEMBER OF THE CORPORATE Mgmt For For
ASSEMBLY FOR A PERIOD OF TWO YEARS UNTIL
THE ANNUAL GENERAL MEETING IN 2016: JAN
FREDRIK MELING
8.xiv ELECTION OF DEPUTY MEMBER OF THE CORPORATE Mgmt For For
ASSEMBLY FOR A PERIOD OF TWO YEARS UNTIL
THE ANNUAL GENERAL MEETING IN 2016: YLVA
LINDBERG
8.xv ELECTION OF DEPUTY MEMBER OF THE CORPORATE Mgmt For For
ASSEMBLY FOR A PERIOD OF TWO YEARS UNTIL
THE ANNUAL GENERAL MEETING IN 2016: BERIT
LEDEL HENRIKSEN
8.xvi ELECTION OF DEPUTY MEMBER OF THE CORPORATE Mgmt For For
ASSEMBLY FOR A PERIOD OF TWO YEARS UNTIL
THE ANNUAL GENERAL MEETING IN 2016: JORUNN
SAETRE
9.i ELECTION OF MEMBER OF THE NOMINATION Mgmt For For
COMMITTEE FOR A PERIOD OF TWO YEARS UNTIL
THE ANNUAL GENERAL MEETING IN 2016: LEIF
TEKSUM
9.ii ELECTION OF MEMBER OF THE NOMINATION Mgmt For For
COMMITTEE FOR A PERIOD OF TWO YEARS UNTIL
THE ANNUAL GENERAL MEETING IN 2016: TERJE
VENOLD
9.iii ELECTION OF MEMBER OF THE NOMINATION Mgmt For For
COMMITTEE FOR A PERIOD OF TWO YEARS UNTIL
THE ANNUAL GENERAL MEETING IN 2016: METTE
I. WIKBORG
9.iv ELECTION OF MEMBER OF THE NOMINATION Mgmt For For
COMMITTEE FOR A PERIOD OF TWO YEARS UNTIL
THE ANNUAL GENERAL MEETING IN 2016: SUSANNE
MUNCH THORE
10.1 REMUNERATION FOR THE MEMBER OF THE Mgmt For For
CORPORATE ASSEMBLY: CHAIR, ANNUAL
COMPENSATION OF NOK 100,900 (FROM NOK
98,000), IN ADDITION TO NOK 7,300 PER
MEETING WHERE THE CHAIR IS PRESENT; AND
DEPUTY CHAIR/MEMBER/DEPUTY MEMBER, NOK
7,300 PER MEETING WHERE THE RESPECTIVE
MEMBER IS PRESENT (FROM NOK 7,100). THESE
FEES WERE ADJUSTED MOST RECENTLY IN 2013
10.2 REMUNERATION FOR THE MEMBERS OF THE Mgmt For For
NOMINATION COMMITTEE: REMUNERATION PER
MEETING: CHAIR, NOK 7,100 PER MEETING WHERE
THE CHAIR IS PRESENT (FROM NOK 6,300); AND
THE OTHER MEMBERS OF THE NOMINATION
COMMITTEE, NOK 5,700 PER MEETING WHERE THE
RESPECTIVE MEMBER IS PRESENT (FROM NOK
4,800). THESE FEES WERE ADJUSTED MOST
RECENTLY IN 2013
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG, BASEL Agenda Number: 704953238
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: AGM
Meeting Date: 25-Feb-2014
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 Approval of the Annual Report, the Mgmt For For
Financial Statements of Novartis AG and the
Group Consolidated Financial Statements for
the Business Year 2013
2 Discharge from Liability of the Members of Mgmt Against Against
the Board of Directors and the Executive
Committee
3 Appropriation of Available Earnings of Mgmt For For
Novartis AG and Declaration of Dividend:
CHF 2.45 per share
4.1 Advisory Vote on Total Compensation for Mgmt Against Against
Members of the Board of Directors from the
Annual General Meeting 2014 to the Annual
General Meeting 2015
4.2 Advisory Vote on Total Compensation for Mgmt For For
Members of the Executive Committee for the
Performance Cycle Ending in 2013
5.1 Re-election of Joerg Reinhardt, Ph.D., and Mgmt For For
election as Chairman of the Board of
Directors
5.2 Re-election of Dimitri Azar, M.D., MBA Mgmt For For
5.3 Re-election of Verena A. Briner, M.D. Mgmt For For
5.4 Re-election of Srikant Datar, Ph.D. Mgmt Split 73% For 27% Against Split
5.5 Re-election of Ann Fudge Mgmt For For
5.6 Re-election of Pierre Landolt, Ph.D. Mgmt For For
5.7 Re-election of Ulrich Lehner, Ph.D. Mgmt Split 73% For 27% Against Split
5.8 Re-election of Andreas von Planta, Ph.D. Mgmt For For
5.9 Re-election of Charles L. Sawyers, M.D. Mgmt For For
5.10 Re-election of Enrico Vanni, Ph.D. Mgmt Split 73% For 27% Against Split
5.11 Re-election of William T. Winters Mgmt For For
6.1 Election of Srikant Datar, Ph.D., as member Mgmt Against Against
of the Compensation Committee
6.2 Election of Ann Fudge as member of the Mgmt For For
Compensation Committee
6.3 Election of Ulrich Lehner, Ph.D., as member Mgmt Against Against
of the Compensation Committee
6.4 Election of Enrico Vanni, Ph.D., as member Mgmt Against Against
of the Compensation Committee
7 Re-election of the Auditor: Mgmt For For
PricewaterhouseCoopers AG
8 Election of lic. iur. Peter Andreas Zahn, Mgmt For For
Advokat, Basel, as the Independent Proxy
9 In the case of ad-hoc/Miscellaneous Mgmt Split 27% For 73% Abstain Split
shareholder motions proposed during the
general meeting, I authorize my proxy to
act as follows in accordance with the board
of directors
--------------------------------------------------------------------------------------------------------------------------
NOVO NORDISK A/S, BAGSVAERD Agenda Number: 704974939
--------------------------------------------------------------------------------------------------------------------------
Security: K72807132
Meeting Type: AGM
Meeting Date: 20-Mar-2014
Ticker:
ISIN: DK0060534915
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
2 Adoption of the audited annual report 2013 Mgmt Split 50% For Split
3.1 Approval of actual remuneration of the Mgmt Split 50% For Split
Board of Directors for 2013
3.2 Approval of remuneration level of the Board Mgmt Split 50% For Split
of Directors for 2014
4 A resolution to distribute the profit: The Mgmt Split 50% For Split
Board of Directors proposes that the
dividend for 2013 is DKK 4.5 for each Novo
Nordisk A or B share of DKK 0.20
5.1 Election of Goran Ando as Chairman Mgmt Split 50% For Split
5.2 Election of Jeppe Christiansen as Vice Mgmt Split 50% For Split
Chairman
5.3a Election of other member to the Board of Mgmt Split 50% For Split
Directors: Bruno Angelici
5.3b Election of other member to the Board of Mgmt Split 50% For Split
Directors: Liz Hewitt
5.3c Election of other member to the Board of Mgmt Split 50% For Split
Directors: Thomas Paul Koestler
5.3d Election of other member to the Board of Mgmt Split 50% For Split
Directors: Helge Lund
5.3e Election of other member to the Board of Mgmt Split 50% For Split
Directors: Hannu Ryopponen
6 Re-appointment of PricewaterhouseCoopers as Mgmt Split 50% For Split
Auditor
7.1 Reduction of the Company's B share capital Mgmt Split 50% For Split
From DKK 442,512,800 to DKK 422,512,800
7.2 Authorisation of the Board of Directors to Mgmt Split 50% For Split
allow the Company to repurchase own shares
7.3 Donation to the World Diabetes Foundation Mgmt Split 50% For Split
(WDF)
7.4.1 Amendments to the Articles of Association: Mgmt Split 50% For Split
Language of Annual Reports. Article number
17.3
7.4.2 Amendments to the Articles of Association: Mgmt Split 50% For Split
Language of General Meetings. Article
numbers 7.5 and 17.3
7.5 Adoption of revised Remuneration Principles Mgmt Split 50% For Split
8.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Split 50% Against Split
SHAREHOLDER PROPOSAL, Kjeld Beyer:
Financial information in notice to convene
Annual General Meetings
8.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Split 50% Against Split
SHAREHOLDER PROPOSAL, Kjeld Beyer: Period
for presentation of and language of certain
financial information and company
announcements
8.3 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Split 50% Against Split
SHAREHOLDER PROPOSAL, Kjeld Beyer: Access
to quarterly and annual financial
information on the Company's website and in
Danish
8.4 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Split 50% Against Split
SHAREHOLDER PROPOSAL, Kjeld Beyer:
Refreshments at Annual General Meetings
--------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 933952815
--------------------------------------------------------------------------------------------------------------------------
Security: 670346105
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: NUE
ISIN: US6703461052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER C. BROWNING Mgmt For For
JOHN J. FERRIOLA Mgmt For For
HARVEY B. GANTT Mgmt For For
GREGORY J. HAYES Mgmt For For
VICTORIA F. HAYNES, PHD Mgmt For For
BERNARD L. KASRIEL Mgmt For For
CHRISTOPHER J. KEARNEY Mgmt For For
RAYMOND J. MILCHOVICH Mgmt For For
JOHN H. WALKER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS NUCOR'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014
3. APPROVAL, ON AN ADVISORY BASIS, OF NUCOR'S Mgmt For For
EXECUTIVE COMPENSATION
4. APPROVAL OF THE NUCOR CORPORATION 2014 Mgmt For For
OMNIBUS INCENTIVE COMPENSATION PLAN
5. STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTE
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTOR NV Agenda Number: 933943892
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Special
Meeting Date: 28-Mar-2014
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPOINT MR. E. MEURICE AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM APRIL 1, 2014
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTOR NV Agenda Number: 934014945
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2C. ADOPTION OF THE 2013 FINANCIAL STATEMENTS Mgmt For For
2D. GRANTING DISCHARGE TO THE DIRECTORS FOR Mgmt For For
THEIR MANAGEMENT DURING THE PAST FINANCIAL
YEAR
3A. PROPOSAL TO RE-APPOINT MR. RICHARD L. Mgmt For For
CLEMMER AS EXECUTIVE DIRECTOR OF THE
COMPANY WITH EFFECT FROM MAY 20, 2014
3B. PROPOSAL TO RE-APPOINT SIR PETER BONFIELD Mgmt For For
AS NON-EXECUTIVE DIRECTOR OF THE COMPANY
WITH EFFECT FROM MAY 20, 2014
3C. PROPOSAL TO RE-APPOINT MR. JOHANNES P. HUTH Mgmt Split 10% For 90% Against Split
AS NON-EXECUTIVE DIRECTOR OF THE COMPANY
WITH EFFECT FROM MAY 20, 2014
3D. PROPOSAL TO RE-APPOINT MR. KENNETH A. Mgmt For For
GOLDMAN AS NON-EXECUTIVE DIRECTOR OF THE
COMPANY WITH EFFECT FROM MAY 20, 2014
3E. PROPOSAL TO RE-APPOINT DR. MARION HELMES AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 20, 2014
3F. PROPOSAL TO RE-APPOINT MR. JOSEPH KAESER AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 20, 2014
3G. PROPOSAL TO RE-APPOINT MR. IAN LORING AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 20, 2014
3H. PROPOSAL TO RE-APPOINT MR. ERIC MEURICE AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 20, 2014
3I. PROPOSAL TO RE-APPOINT MS. JULIE SOUTHERN Mgmt For For
AS NON-EXECUTIVE DIRECTOR OF THE COMPANY
WITH EFFECT FROM MAY 20, 2014
3J. PROPOSAL TO APPOINT DR. RICK TSAI AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM JULY 1, 2014
4. AUTHORISATION TO REPURCHASE SHARES IN THE Mgmt For For
COMPANY'S CAPITAL
5. AUTHORISATION TO CANCEL REPURCHASED SHARES Mgmt For For
IN THE COMPANY'S CAPITAL
--------------------------------------------------------------------------------------------------------------------------
O'REILLY AUTOMOTIVE, INC. Agenda Number: 933940834
--------------------------------------------------------------------------------------------------------------------------
Security: 67103H107
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: ORLY
ISIN: US67103H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID O'REILLY Mgmt For For
1B. ELECTION OF DIRECTOR: LARRY O'REILLY Mgmt For For
1C. ELECTION OF DIRECTOR: ROSALIE O'REILLY Mgmt For For
WOOTEN
1D. ELECTION OF DIRECTOR: JAY D. BURCHFIELD Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS T. HENDRICKSON Mgmt For For
1F. ELECTION OF DIRECTOR: PAUL R. LEDERER Mgmt For For
2. TO AMEND THE RESTATED ARTICLES OF Mgmt For For
INCORPORATION OF THE COMPANY'S SUBSIDIARY
O'REILLY AUTOMOTIVE STORES, INC.
3. ADVISORY VOTE ON APPROVAL OF COMPENSATION Mgmt For For
OF EXECUTIVES.
4. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG, LLP, AS INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
5. SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr Against For
TO RETAIN SIGNIFICANT STOCK".
--------------------------------------------------------------------------------------------------------------------------
OCADO GROUP PLC, HATFIELD Agenda Number: 704636692
--------------------------------------------------------------------------------------------------------------------------
Security: G6718L106
Meeting Type: OGM
Meeting Date: 18-Jul-2013
Ticker:
ISIN: GB00B3MBS747
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the passing of the ordinary Mgmt For For
resolution at the General Meeting (as set
out in the Notice of General Meeting)
--------------------------------------------------------------------------------------------------------------------------
OCADO GROUP PLC, HATFIELD Agenda Number: 705033621
--------------------------------------------------------------------------------------------------------------------------
Security: G6718L106
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: GB00B3MBS747
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Annual Report and Accounts Mgmt For For
2 To approve the Directors' Remuneration Mgmt Against Against
Policy
3 To approve the Directors' Remuneration Mgmt Against Against
Report
4 To re-appoint Sir Stuart Rose Mgmt For For
5 To re-appoint David Grigson Mgmt For For
6 To re-appoint Tim Steiner Mgmt For For
7 To re-appoint Duncan Tatton-Brown Mgmt For For
8 To re-appoint Neill Abrams Mgmt For For
9 To re-appoint Mark Richardson Mgmt For For
10 To re-appoint Jorn Rausing Mgmt For For
11 To re-appoint Robert Gorrie Mgmt For For
12 To re-appoint Ruth Anderson Mgmt For For
13 To re-appoint Douglas McCallum Mgmt For For
14 To re-appoint Alex Mahon Mgmt For For
15 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
auditors
16 To authorise the Directors to determine the Mgmt For For
auditors' remuneration
17 Authority for political donations and Mgmt For For
political expenditure
18 To approve the GIP Mgmt Against Against
19 To approve the 2014 ESOS Mgmt For For
20 Authority to allot shares Mgmt For For
21 Authority to disapply pre-emption rights Mgmt For For
22 Authority to purchase own shares Mgmt For For
23 Notice of general meetings Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
OCWEN FINANCIAL CORPORATION Agenda Number: 933997477
--------------------------------------------------------------------------------------------------------------------------
Security: 675746309
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: OCN
ISIN: US6757463095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM C. ERBEY Mgmt For For
RONALD M. FARIS Mgmt For For
RONALD J. KORN Mgmt For For
WILLIAM H. LACY Mgmt For For
WILBUR L. ROSS, JR. Mgmt For For
ROBERT A. SALCETTI Mgmt For For
BARRY N. WISH Mgmt For For
2. RE-APPROVAL OF OUR 1998 ANNUAL INCENTIVE Mgmt For For
PLAN
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OCWEN FINANCIAL
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014
4. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT
--------------------------------------------------------------------------------------------------------------------------
OMNIVISION TECHNOLOGIES, INC. Agenda Number: 933865771
--------------------------------------------------------------------------------------------------------------------------
Security: 682128103
Meeting Type: Annual
Meeting Date: 26-Sep-2013
Ticker: OVTI
ISIN: US6821281036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SHAW HONG Mgmt For For
2. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING APRIL 30, 2014.
3. APPROVAL OF CERTAIN AMENDMENTS OF THE Mgmt Against Against
COMPANY'S 2007 EQUITY INCENTIVE PLAN,
INCLUDING AN AMENDMENT TO INCREASE THE
NUMBER OF SHARES AVAILABLE FOR ISSUANCE
THEREUNDER BY 4,900,000 SHARES.
4. APPROVAL OF AN AMENDMENT OF THE COMPANY'S Mgmt For For
2009 EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE THE NUMBER OF SHARES AVAILABLE FOR
ISSUANCE THEREUNDER BY 2,500,000 SHARES.
5. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
OPENTABLE, INC. Agenda Number: 933990663
--------------------------------------------------------------------------------------------------------------------------
Security: 68372A104
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: OPEN
ISIN: US68372A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. WILLIAM GURLEY Mgmt For For
DANIEL MEYER Mgmt For For
2 THE RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3 ADVISORY VOTE ON THE APPROVAL OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE 2009 EQUITY INCENTIVE AWARD PLAN.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 933878300
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 31-Oct-2013
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JEFFREY S. BERG Mgmt For For
H. RAYMOND BINGHAM Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt For For
BRUCE R. CHIZEN Mgmt Withheld Against
GEORGE H. CONRADES Mgmt Withheld Against
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JEFFREY O. HENLEY Mgmt For For
MARK V. HURD Mgmt For For
NAOMI O. SELIGMAN Mgmt Withheld Against
2 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION. `
3 APPROVAL OF AMENDMENT TO THE LONG-TERM Mgmt Against Against
EQUITY INCENTIVE PLAN.
4 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
5 STOCKHOLDER PROPOSAL REGARDING ESTABLISHING Shr Against For
A BOARD COMMITTEE ON HUMAN RIGHTS.
6 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For
BOARD CHAIRMAN.
7 STOCKHOLDER PROPOSAL REGARDING VOTE Shr Against For
TABULATION.
8 STOCKHOLDER PROPOSAL REGARDING MULTIPLE Shr Against For
PERFORMANCE METRICS.
9 STOCKHOLDER PROPOSAL REGARDING QUANTIFIABLE Shr Against For
PERFORMANCE METRICS.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC BASIN SHIPPING LTD Agenda Number: 705032124
--------------------------------------------------------------------------------------------------------------------------
Security: G68437139
Meeting Type: AGM
Meeting Date: 16-Apr-2014
Ticker:
ISIN: BMG684371393
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0314/LTN20140314504.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0314/LTN20140314498.pdf
1 To receive and adopt the audited financial Mgmt For For
statements and the Reports of the Directors
and Auditors for the year ended 31 December
2013
2 To declare final dividend for the year Mgmt For For
ended 31 December 2013
3.i To re-elect Mr. David M. Turnbull as an Mgmt For For
Executive Director
3.ii To re-elect Mr. Jan Rindbo as an Executive Mgmt For For
Director
3.iii To re-elect Mr. Daniel R. Bradshaw as an Mgmt Against Against
Independent Non-executive Director
3.iv To authorise the Board to fix the Mgmt For For
remuneration of the Directors
4 To re-appoint Messrs. Mgmt Against Against
PricewaterhouseCoopers as Auditors for the
year ending 31 December 2014 and to
authorise the Board to fix their
remuneration
5 To grant a general mandate to the Directors Mgmt For For
to allot Shares as set out in item 5 of the
AGM Notice
6 To grant a general mandate to the Directors Mgmt For For
for the repurchase of Shares as set out in
item 6 of the AGM Notice
7 To grant a specific mandate to the Mgmt Against Against
Directors to issue Shares to satisfy Awards
pursuant to the 2013 Share Award Scheme as
set out in item 7 of the AGM Notice
--------------------------------------------------------------------------------------------------------------------------
PALL CORPORATION Agenda Number: 933890712
--------------------------------------------------------------------------------------------------------------------------
Security: 696429307
Meeting Type: Annual
Meeting Date: 11-Dec-2013
Ticker: PLL
ISIN: US6964293079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: AMY E. ALVING Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT B. COUTTS Mgmt For For
1C ELECTION OF DIRECTOR: MARK E. GOLDSTEIN Mgmt For For
1D ELECTION OF DIRECTOR: CHERYL W. GRISE Mgmt For For
1E ELECTION OF DIRECTOR: RONALD L. HOFFMAN Mgmt For For
1F ELECTION OF DIRECTOR: LAWRENCE D. KINGSLEY Mgmt For For
1G ELECTION OF DIRECTOR: DENNIS N. LONGSTREET Mgmt For For
1H ELECTION OF DIRECTOR: B. CRAIG OWENS Mgmt For For
1I ELECTION OF DIRECTOR: KATHARINE L. PLOURDE Mgmt For For
1J ELECTION OF DIRECTOR: EDWARD TRAVAGLIANTI Mgmt For For
1K ELECTION OF DIRECTOR: BRET W. WISE Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
03 PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PANASONIC CORPORATION Agenda Number: 705347183
--------------------------------------------------------------------------------------------------------------------------
Security: J6354Y104
Meeting Type: AGM
Meeting Date: 26-Jun-2014
Ticker:
ISIN: JP3866800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
1.13 Appoint a Director Mgmt For For
1.14 Appoint a Director Mgmt For For
1.15 Appoint a Director Mgmt For For
1.16 Appoint a Director Mgmt For For
1.17 Appoint a Director Mgmt For For
2.1 Appoint a Corporate Auditor Mgmt For For
2.2 Appoint a Corporate Auditor Mgmt For For
3 Amend the Compensation to be received by Mgmt For For
Directors
--------------------------------------------------------------------------------------------------------------------------
PERNOD-RICARD, PARIS Agenda Number: 704752220
--------------------------------------------------------------------------------------------------------------------------
Security: F72027109
Meeting Type: MIX
Meeting Date: 06-Nov-2013
Ticker:
ISIN: FR0000120693
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT 16 OCT 13: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/1002/201310021305066.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
https://balo.journal-officiel.gouv.fr/pdf/2
013/1016/201310161305162.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
June 30, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
June 30, 2013
O.3 Allocation of income for the financial year Mgmt For For
ended June 30, 2013 and setting the
dividend
O.4 Approval of the regulated agreements and Mgmt For For
commitments pursuant to Articles L.225-38
et seq. of the Commercial Code
O.5 Renewal of term of Mrs. Daniele Ricard as Mgmt For For
Director
O.6 Renewal of term of Mr. Laurent Burelle as Mgmt For For
Director
O.7 Renewal of term of Mr. Michel Chambaud as Mgmt For For
Director
O.8 Renewal of term of Societe Paul Ricard as Mgmt For For
Director
O.9 Renewal of term of Mr. Anders Narvinger as Mgmt For For
Director
O.10 Setting the amount of attendance allowances Mgmt For For
to be allocated to the Board of Directors
O.11 Reviewing the components of payable or Mgmt For For
awarded compensation for the 2012/2013
financial year to Mrs. Daniele Ricard,
Chairman of the Board of Directors
O.12 Reviewing the components of payable or Mgmt For For
awarded compensation for the 2012/2013
financial year to Mr. Pierre Pringuet,
Vice-Chairman of the Board of Directors and
Chief Executive Officer
O.13 Reviewing the components of payable or Mgmt For For
awarded compensation for the 2012/2013
financial year to Mr. Alexandre Ricard,
Managing Director
O.14 Authorization to be granted to the Board of Mgmt Split 59% For 41% Against Split
Directors to trade in Company's shares
E.15 Authorization to be granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of treasury shares up to 10%
of share capital
E.16 Delegation of authority to be granted to Mgmt Split 41% For 59% Against Split
the Board of Directors to decide to
increase share capital for a maximum
nominal amount of Euros 205 million by
issuing common shares and/or any securities
giving access to capital of the Company
while maintaining preferential subscription
rights
E.17 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to
increase share capital for a maximum
nominal amount of Euros 41 million by
issuing common shares and/or any securities
giving access to capital of the Company
with cancellation of preferential
subscription rights as part of a public
offer
E.18 Delegation of authority to be granted to Mgmt Split 41% For 59% Against Split
the Board of Directors to increase the
number of securities to be issued in case
of share capital increase with or without
preferential subscription rights up to 15%
of the initial issuance carried out
pursuant to the 16th and 17th resolutions
E.19 Delegation of authority to be granted to Mgmt For For
the Board of Directors to issue common
shares and/or securities giving access to
capital of the Company, in consideration
for in-kind contributions granted to the
Company up to 10% of share capital
E.20 Delegation of authority to be granted to Mgmt For For
the Board of Directors to issue common
shares and/or securities giving access to
capital of the Company up to 10% of share
capital with cancellation of preferential
subscription rights in case of public
exchange offer initiated by the Company
E.21 Delegation of authority to be granted to Mgmt For For
the Board of Directors to issue securities
representing debts entitling to the
allotment of debt securities up to Euros 5
billion
E.22 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to
increase share capital for a maximum
nominal amount of Euros 205 million by
incorporation of premiums, reserves,
profits or otherwise
E.23 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to
increase share capital up to 2% of share
capital by issuing shares or securities
giving access to capital reserved for
members of company savings plans with
cancellation of preferential subscription
rights in favor of the latter
E.24 Amendment to Article 16 of the bylaws to Mgmt For For
establish the terms for appointing
Directors representing employees pursuant
to the provisions of the Act of June 14,
2013 on employment security
E.25 Powers to carry out all required legal Mgmt For For
formalities
--------------------------------------------------------------------------------------------------------------------------
PERSIMMON PLC, FULFORD YORK Agenda Number: 705043367
--------------------------------------------------------------------------------------------------------------------------
Security: G70202109
Meeting Type: AGM
Meeting Date: 16-Apr-2014
Ticker:
ISIN: GB0006825383
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Directors' and Mgmt For For
Auditor's Reports and Financial Statements
for the year ended 31 December 2013
2 To approve the Directors' Remuneration Mgmt For For
Policy
3 To approve the Annual Report on Mgmt For For
Remuneration
4 To re-elect Nicholas Wrigley as a Director Mgmt For For
5 To re-elect Jeffrey Fairbum as a Director Mgmt For For
6 To re-elect Michael Killoran as a Director Mgmt For For
7 To re-elect Nigel Greenaway as a Director Mgmt For For
8 To elect David Jenkinson as a Director Mgmt For For
9 To re-elect Richard Pennycook as a Director Mgmt For For
10 To re-elect Jonathan Davie as a Director Mgmt For For
11 To re-elect Mark Preston as a Director Mgmt For For
12 To re-elect Marion Sears as a Director Mgmt For For
13 To appoint KPMG LLP as auditor of the Mgmt For For
Company until the conclusion of the next
annual general meeting and to authorise the
Directors to determine the remuneration of
the auditor
14 To adopt the amended Articles of Mgmt For For
Association and to implement the return
of Cash of 70 pence per ordinary share
15 To approve the purchase of two properties Mgmt For For
by Nigel Greenaway
16 To renew the authority to the Directors to Mgmt For For
allot shares
17 To renew the authority to the Directors to Mgmt For For
disapply pre-emption rights
18 To authorise the Company to purchase its Mgmt For For
own shares
19 To authorise the calling of a general Mgmt For For
meeting on not less than 14 clear days'
notice
CMMT 19 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO THE TEXT OF
RESOLUTIONS 8, 14 AND 19. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933947129
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V101
Meeting Type: Special
Meeting Date: 02-Apr-2014
Ticker: PBRA
ISIN: US71654V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A4A ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For
DIRECTORS: APPOINTED BY THE MINORITY
SHAREHOLDERS: JOSE GUIMARAES MONFORTE (YOU
MAY ONLY CAST A VOTE OF "FOR" ONLY ONE OF
THE DIRECTORS FOR PROPOSALS A4A AND A4B)
A4B ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Split 13% Against 87% Abstain
DIRECTORS: APPOINTED BY THE MINORITY
SHAREHOLDERS: JOSE GERDAU JOHANNPETER (YOU
MAY ONLY CAST A VOTE OF "FOR" ONLY ONE OF
THE DIRECTORS FOR PROPOSALS A4A AND A4B)
A6A ELECTION OF THE MEMBERS OF THE AUDIT Mgmt For For
COMMITTEE AND THEIR RESPECTIVE SUBSTITUTES:
APPOINTED BY THE MINORITY SHAREHOLDERS:
WALTER LUIS BERNARDES ALBERTONI & ROBERTO
LAMB (ALTERNATE)
--------------------------------------------------------------------------------------------------------------------------
PETROLEUM GEO-SERVICES ASA, LYSAKER Agenda Number: 704804485
--------------------------------------------------------------------------------------------------------------------------
Security: R69628114
Meeting Type: EGM
Meeting Date: 21-Nov-2013
Ticker:
ISIN: NO0010199151
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT BLOCKING SHOULD ALWAYS BE APPLIED, RECORD Non-Voting
DATE OR NOT.
1 Election of one person to countersign the Mgmt For For
minutes
2.1 Election of new director to the board: Anne Mgmt For For
Grethe Dalane
2.2 Election of new director to the board: Mgmt Against Against
Walter Qvam
--------------------------------------------------------------------------------------------------------------------------
PETROLEUM GEO-SERVICES ASA, LYSAKER Agenda Number: 705141389
--------------------------------------------------------------------------------------------------------------------------
Security: R69628114
Meeting Type: AGM
Meeting Date: 08-May-2014
Ticker:
ISIN: NO0010199151
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT BLOCKING SHOULD ALWAYS BE APPLIED, RECORD Non-Voting
DATE OR NOT.
1 APPROVAL OF THE CALLING NOTICE AND AGENDA Mgmt For For
2 ELECTION OF PERSON TO COUNTERSIGN THE Mgmt For For
MINUTES
3 APPROVAL OF THE DIRECTORS' REPORT AND Mgmt For For
FINANCIAL STATEMENTS OF PETROLEUM
GEOSERVICES ASA AND THE GROUP FOR 2013
4 APPROVAL OF DIVIDENDS FOR 2013: THE BOARD Mgmt For For
PROPOSES A DIVIDEND PAYMENT FOR 2013 OF NOK
2.30 PER SHARE
5 APPROVAL OF THE AUDITOR'S FEE FOR 2013 Mgmt For For
6 ELECTION OF NEW EXTERNAL AUDITOR: ERNST & Mgmt For For
YOUNG AS, IN OSLO
7.1 ELECTION OF FRANCIS ROBERT GUGEN Mgmt For For
(CHAIRPERSON) AS MEMBER TO THE BOARD OF
DIRECTORS
7.2 ELECTION OF HARALD NORVIK (VICE Mgmt For For
CHAIRPERSON) AS MEMBER TO THE BOARD OF
DIRECTORS
7.3 ELECTION OF DANIEL J. PIETTE AS MEMBER TO Mgmt For For
THE BOARD OF DIRECTORS
7.4 ELECTION OF HOLLY VAN DEURSEN AS MEMBER TO Mgmt For For
THE BOARD OF DIRECTORS
7.5 ELECTION OF CAROL BELL AS MEMBER TO THE Mgmt For For
BOARD OF DIRECTORS
7.6 ELECTION OF INGAR SKAUG AS MEMBER TO THE Mgmt For For
BOARD OF DIRECTORS
7.7 ELECTION OF ANNE GRETHE DALANE AS MEMBER TO Mgmt For For
THE BOARD OF DIRECTORS
7.8 ELECTION OF WALTER QVAM AS MEMBER TO THE Mgmt For For
BOARD OF DIRECTORS
8.1 NOMINATION COMMITTEE-ELECTION OF MEMBER: Mgmt For For
ROGER O'NEIL (CHAIRPERSON)
8.2 NOMINATION COMMITTEE-ELECTION OF MEMBER: C. Mgmt For For
MAURY DEVINE
8.3 NOMINATION COMMITTEE-ELECTION OF MEMBER: Mgmt For For
HANNE HARLEM
9.1 MOTION TO APPROVE BOARD MEMBERS' AND Mgmt For For
NOMINATION COMMITTEE MEMBERS' FEES
9.2 MOTION TO APPROVE THE PRINCIPLES FOR THE Mgmt For For
SHAREHOLDER ELECTED BOARD MEMBERS' FEES FOR
THE PERIOD 8 MAY 2014 TO THE ANNUAL GENERAL
MEETING 2015
9.3 MOTION TO APPROVE THE PRINCIPLES FOR THE Mgmt For For
FEES FOR THE MEMBERS OF THE NOMINATION
COMMITTEE FOR THE PERIOD 8 MAY 2014 TO THE
ANNUAL GENERAL MEETING 2015
10 AUTHORIZATION TO ACQUIRE TREASURY SHARES Mgmt For For
11 STATEMENT FROM THE BOARD REGARDING Mgmt For For
REMUNERATION PRINCIPLES FOR SENIOR
EXECUTIVES
12 APPROVAL OF PERFORMANCE BASED RESTRICTED Mgmt For For
STOCK PLAN
13.1 GENERAL AUTHORIZATION TO ISSUE NEW SHARES Mgmt For For
13.2 AUTHORIZATION TO ISSUE NEW SHARES IN Mgmt For For
CONNECTION WITH EXISTING SHARE OPTION
PROGRAMS
14 MOTION TO AUTHORIZE THE COMPANY'S BOARD OF Mgmt For For
DIRECTORS TO ISSUE CONVERTIBLE LOANS
15 INDEMNIFICATION OF BOARD OF DIRECTORS AND Mgmt For For
CEO
16 CORPORATE GOVERNANCE STATEMENT Non-Voting
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933946444
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1D. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1E. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For
1F. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For
1G. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt For For
1I. ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
3. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL 1 - LOBBYING Shr Against For
5. SHAREHOLDER PROPOSAL 2 - ANIMAL TESTING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
PHILLIPS 66 Agenda Number: 933944010
--------------------------------------------------------------------------------------------------------------------------
Security: 718546104
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PSX
ISIN: US7185461040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM R. LOOMIS, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: GLENN F. TILTON Mgmt For For
1C. ELECTION OF DIRECTOR: MARNA C. WHITTINGTON Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR PHILLIPS 66 FOR
2014.
3. SAY ON PAY - AN ADVISORY (NON-BINDING) VOTE Mgmt For For
ON THE APPROVAL OF EXECUTIVE COMPENSATION.
4. GREENHOUSE GAS REDUCTION GOALS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD Agenda Number: 705078891
--------------------------------------------------------------------------------------------------------------------------
Security: Y69790106
Meeting Type: AGM
Meeting Date: 12-Jun-2014
Ticker:
ISIN: CNE1000003X6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0327/LTN201403271193.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0327/LTN201403271177.pdf
1 To consider and approve the report of the Mgmt For For
board of directors of the Company (the
"Board") for the year ended December 31,
2013
2 To consider and approve the report of the Mgmt For For
supervisory committee of the Company (the
"Supervisory Committee") for the year ended
December 31, 2013
3 To consider and approve the annual report Mgmt For For
and its summary of the Company for the year
ended December 31, 2013
4 To consider and approve the report of the Mgmt For For
auditors and the audited financial
statements of the Company for the year
ended December 31, 2013
5 To consider and approve the profit Mgmt For For
distribution plan for the year ended
December 31, 2013 and the proposed
distribution of final dividends
6 To consider and approve the re-appointment Mgmt For For
of PricewaterhouseCoopers Zhong Tian LLP as
the PRC auditor and PricewaterhouseCoopers
as the international auditor of the Company
to hold office until the conclusion of the
next annual general meeting and to
authorize the Board to fix their
remuneration
7 To consider and approve the appointment of Mgmt For For
Ms. Cai Fangfang as an Executive Director
of the Company to hold office until the
expiry of the term of the 9th Session of
the Board
8 To consider and approve the adjustment of Mgmt For For
basic remuneration of the Independent
Supervisors of the Company
9 To consider and approve the grant of a Mgmt Against Against
general mandate to the Board to issue,
allot and deal with additional H shares not
exceeding 20% of the H shares of the
Company in issue and authorize the Board to
make corresponding amendments to the
Articles of Association of the Company as
it thinks fit so as to reflect the new
capital structure upon the allotment or
issuance of H shares
--------------------------------------------------------------------------------------------------------------------------
POOL CORPORATION Agenda Number: 933961143
--------------------------------------------------------------------------------------------------------------------------
Security: 73278L105
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: POOL
ISIN: US73278L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILSON B. SEXTON Mgmt For For
ANDREW W. CODE Mgmt For For
JAMES J. GAFFNEY Mgmt For For
GEORGE T. HAYMAKER, JR. Mgmt For For
M.J. PEREZ DE LA MESA Mgmt For For
HARLAN F. SEYMOUR Mgmt For For
ROBERT C. SLEDD Mgmt For For
JOHN E. STOKELY Mgmt For For
2. RATIFICATION OF THE RETENTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2014 FISCAL YEAR
3. SAY-ON-PAY VOTE: ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION AS DISCLOSED IN THE
PROXY STATEMENT
--------------------------------------------------------------------------------------------------------------------------
PORTFOLIO RECOVERY ASSOCIATES, INC. Agenda Number: 933975217
--------------------------------------------------------------------------------------------------------------------------
Security: 73640Q105
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: PRAA
ISIN: US73640Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT M. TABAKIN Mgmt For For
JAMES M. VOSS Mgmt For For
MARJORIE M. CONNELLY Mgmt For For
JAMES A. NUSSLE Mgmt For For
2. APPROVAL OF AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
4. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
POTASH CORPORATION OF SASKATCHEWAN INC. Agenda Number: 933945377
--------------------------------------------------------------------------------------------------------------------------
Security: 73755L107
Meeting Type: Annual and Special
Meeting Date: 15-May-2014
Ticker: POT
ISIN: CA73755L1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C.M. BURLEY Mgmt For For
D.G. CHYNOWETH Mgmt For For
W.J. DOYLE Mgmt For For
J.W. ESTEY Mgmt For For
G.W. GRANDEY Mgmt For For
C.S. HOFFMAN Mgmt For For
D.J. HOWE Mgmt For For
A.D. LABERGE Mgmt For For
C.E. MADERE Mgmt For For
K.G. MARTELL Mgmt For For
J.J. MCCAIG Mgmt For For
M. MOGFORD Mgmt For For
E. VIYELLA DE PALIZA Mgmt Withheld Against
02 THE APPOINTMENT OF DELOITTE LLP AS AUDITORS Mgmt For For
OF THE CORPORATION.
03 THE RESOLUTION (ATTACHED AS APPENDIX B TO Mgmt For For
THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR)
APPROVING THE ADOPTION OF A NEW PERFORMANCE
OPTION PLAN, THE FULL TEXT OF WHICH IS
ATTACHED AS APPENDIX C TO THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
04 THE ADVISORY RESOLUTION ACCEPTING THE Mgmt For For
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
PROSIEBEN SAT.1 MEDIA AG, MUENCHEN Agenda Number: 704613632
--------------------------------------------------------------------------------------------------------------------------
Security: D6216S101
Meeting Type: SGM
Meeting Date: 23-Jul-2013
Ticker:
ISIN: DE0007771172
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 02 JUL 2013, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 08 Non-Voting
JUL 2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Special resolution of preference Mgmt For For
shareholders approving the resolution of
the ordinary shareholders' meeting of July
23, 2013, regarding the cancellation of the
existing contingent capital and the
creation of a new contingent capital
(Contingent Capital 2013) as well as a
respective amendment of the Articles of
Incorporation (agenda item 7.2 of the
ordinary shareholders' meeting)
2. Special resolution of preference Mgmt For For
shareholders approving the resolution of
the ordinary shareholders' meeting of July
23, 2013, regarding the conversion of
preference shares into common shares, the
cancellation of the restriction on
transferability of the common shares and a
respective amendment of the Articles of
Incorporation (agenda item 8 of the
ordinary shareholders' meeting
--------------------------------------------------------------------------------------------------------------------------
PROSIEBEN SAT.1 MEDIA AG, MUENCHEN Agenda Number: 704632492
--------------------------------------------------------------------------------------------------------------------------
Security: D6216S101
Meeting Type: AGM
Meeting Date: 23-Jul-2013
Ticker:
ISIN: DE0007771172
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD. THANK YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 02 JUL 2013, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 08 Non-Voting
JUL 2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted financial Non-Voting
statements and approved consolidated
financial statements, the management report
and the consolidated management report for
ProSiebenSat.1 Media AG, including the
explanatory report on the information
pursuant to sections 289 (5), 315 (2) No. 5
of the German Commercial Code, as well as
the report of the Supervisory Board each
for the fiscal year 2012
2. Resolution on the use of distributable net Non-Voting
income for the fiscal year 2012
3. Formal approval of acts of the Executive Non-Voting
Board for the fiscal year 2012
4. Formal approval of acts of the Supervisory Non-Voting
Board for the fiscal year 2012
5. Appointment of auditors for the fiscal year Non-Voting
2013: KPMG AG
Wirtschaftsprufungsgesellschaft
6. Resolution on the cancellation of the Non-Voting
existing authorised capital and the
creation of a new authorised capital with
authorisation for the exclusion of
preemptive rights (Authorised Capital 2013)
as well as a respective amendment of the
Articles of Incorporation
7.1 Cancellation of the existing authorisation Non-Voting
of the Executive Board to issue convertible
and/or option bonds and granting of a new
authorisation to issue convertible and/or
option bonds with authorisation for the
exclusion of preemptive rights
7.2 Cancellation of the existing contingent Non-Voting
capital and creation of a new contingent
capital (Contingent Capital 2013) as well
as a respective amendment of the Articles
of Incorporation
8. Resolution on the conversion of preference Non-Voting
shares into common shares, the cancellation
of the restriction on transferability of
the common shares and a respective
amendment of the Articles of Incorporation
9. Special resolution of the common Non-Voting
shareholders on the resolution of the
shareholders' meeting under agenda item 8
10. Resolution on the amendment of the existing Non-Voting
authorisation to acquire and use treasury
stock, also with an exclusion of preemptive
rights, as well as on the amendment of the
authorisation to use derivatives in
connection with the acquisition of treasury
stock with an exclusion of shareholders'
preemptive and tender rights with regard to
the intended conversion of preferences
shares into common shares
11. Resolution on the amendment of the Articles Non-Voting
of Incorporation for purposes of a
restatement of the requirements for the
attendance of the shareholders' meeting,
the possibility of postal voting, the
possibility of an online attendance as well
as a provision for voting by proxy
--------------------------------------------------------------------------------------------------------------------------
PROSIEBENSAT.1 MEDIA AG, MUENCHEN Agenda Number: 705318029
--------------------------------------------------------------------------------------------------------------------------
Security: D6216S143
Meeting Type: AGM
Meeting Date: 26-Jun-2014
Ticker:
ISIN: DE000PSM7770
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2012, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require share blocking. Registered
shares will be deregistered according to
trading activities or at the deregistration
date by the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent. Please contact your CSR
for further information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
11.6.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted financial Non-Voting
statements and approved consolidated
financial statements, the management report
and the consolidated management report for
ProSiebenSat.1 Media AG, including the
explanatory report on the information
pursuant to sections 289 (4), 315 (4) of
the German Commercial Code and the
information pursuant to sections 289 (5),
315 (2) No. 5 of the German Commercial
Code, as well as the report of the
Supervisory Board each for the fiscal year
2013
2. Resolution on the use of distributable net Mgmt For For
income for the fiscal year 2013
3. Formal approval of acts of the Executive Mgmt For For
Board for the fiscal year 2013
4. Formal approval of acts of the Supervisory Mgmt For For
Board for the fiscal year 2013
5. Appointment of auditors for the fiscal year Mgmt For For
2014: KPMG AG
6.1 Elections of members to the Supervisory Mgmt For For
Board: Mr. Lawrence Aidem
6.2 Elections of members to the Supervisory Mgmt For For
Board: Mrs. Antoinette (Annet) P. Aris
6.3 Elections of members to the Supervisory Mgmt For For
Board: Dr. Werner Brandt
6.4 Elections of members to the Supervisory Mgmt For For
Board: Mr. Adam Cahan
6.5 Elections of members to the Supervisory Mgmt For For
Board: Mr. Stefan Dziarski
6.6 Elections of members to the Supervisory Mgmt For For
Board: Mr. Philipp Freise
6.7 Elections of members to the Supervisory Mgmt For For
Board: Dr. Marion Helmes
6.8 Elections of members to the Supervisory Mgmt For For
Board: Mr. Erik Adrianus Hubertus Huggers
6.9 Elections of members to the Supervisory Mgmt For For
Board: Prof. Dr. Harald Wiedmann
7. Resolution on the amendment of the Mgmt For For
remuneration for the members of the
Supervisory Board as well as the
corresponding amendment of the Articles of
Incorporation
8. Resolution on the cancellation of the Mgmt For For
existing authorized capital ( Authorized
Capital 2013 ), the creation of a new
authorized capital with authorization for
the exclusion of preemptive rights (
Authorized Capital 2014) as well as a
respective amendment of the Articles of
Incorporation in section 4 ( Amount and
Subdivision of the Share Capital )
9.1 Resolution on the cancellation of the Mgmt Against Against
authorization of the Executive Board to
issue convertible and/or option bonds
granted by resolution of the shareholders
meeting of June 4, 2009 and of the
corresponding contingent capital, the
granting of a new authorization of the
Executive Board to issue convertible and/or
option bonds with authorization for the
exclusion of preemptive rights, the
creation of a new contingent capital as
well as a respective amendment of the
Articles of Incorporation in section 4 (
Amount and Subdivision of the Share Capital
): Cancellation of the authorisation of the
Executive Board to issue convertible and/or
option bonds granted by resolution of the
shareholders meeting of June 4, 2009 and
granting of a new authorisation of the
Executive Board to issue convertible and/or
option bonds with authorisation for the
exclusion of preemptive rights
9.2 Resolution on the cancellation of the Mgmt Against Against
authorization of the Executive Board to
issue convertible and/or option bonds
granted by resolution of the shareholders
meeting of June 4, 2009 and of the
corresponding contingent capital, the
granting of a new authorization of the
Executive Board to issue convertible and/or
option bonds with authorization for the
exclusion of preemptive rights, the
creation of a new contingent capital as
well as a respective amendment of the
Articles of Incorporation in section 4 (
Amount and Subdivision of the Share Capital
): Cancellation of the contingent capital
created by resolution of the shareholders
meeting of June 4, 2009 and creation of a
new contingent capital (Contingent Capital
2014) as well as a respective amendment of
the Articles of Incorporation
10. Resolution on the amendment of the Articles Mgmt For For
of Incorporation (abrogation of section 16b
of the Articles of Incorporation regarding
notification duties for shareholders with
substantial holdings )
11.1 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Domination and Profit and
Loss Transfer Agreement between
ProSiebenSat.1 Media AG and ProSiebenSat.1
Produktion GmbH
11.2 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Domination and Profit and
Loss Transfer Agreement between
ProSiebenSat.1 Media AG and maxdome GmbH
11.3 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Domination and Profit and
Loss Transfer Agreement between
ProSiebenSat.1 Media AG and Seven Scores
Musikverlag GmbH
11.4 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Domination and Profit and
Loss Transfer Agreement between
ProSiebenSat.1 Media AG and ProSiebenSat.1
Adjacent Holding GmbH
11.5 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Domination Agreement
between ProSiebenSat.1 Media AG and PSH
Entertainment GmbH
11.6 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Domination Agreement
between ProSiebenSat.1 Media AG and
ProSiebenSat.1 Digital & Adjacent GmbH
11.7 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Profit and Loss Transfer
Agreement between ProSiebenSat.1 Media AG
and 9Live Fernsehen GmbH
11.8 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Domination and Profit and
Loss Transfer Agreement between
ProSiebenSat.1 Media AG and ProSiebenSat.1
Erste Verwaltungsgesellschaft mbH
11.9 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Domination and Profit and
Loss Transfer Agreement between
ProSiebenSat.1 Media AG and SevenOne Brands
GmbH
11.10 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Domination and Profit and
Loss Transfer Agreement between
ProSiebenSat.1 Media AG and P7S1 Erste SBS
Holding GmbH
11.11 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Domination and Profit and
Loss Transfer Agreement between
ProSiebenSat.1 Media AG and P7S1 Zweite SBS
Holding GmbH
11.12 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Domination and Profit and
Loss Transfer Agreement between
ProSiebenSat.1 Media AG and ProSiebenSat.1
Applications GmbH
11.13 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Domination and Profit and
Loss Transfer Agreement between
ProSiebenSat.1 Media AG and Red Arrow
Entertainment Group GmbH
11.14 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Domination and Profit and
Loss Transfer Agreement between
ProSiebenSat.1 Media AG and ProSiebenSat.1
TV Deutschland GmbH
11.15 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Domination and Profit and
Loss Transfer Agreement between
ProSiebenSat.1 Media AG and ProSiebenSat.1
Achte Verwaltungsgesellschaft mbH
11.16 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Profit and Loss Transfer
Agreement between ProSiebenSat.1 Media AG
and PSH Entertainment GmbH
11.17 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Profit and Loss Transfer
Agreement between ProSiebenSat.1 Media AG
and ProSiebenSat.1 Digital & Adjacent GmbH
11.18 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Domination and Profit and
Loss Transfer Agreement between
ProSiebenSat.1 Media AG and ProSiebenSat.1
Vierzehnte Verwaltungsgesellschaft mbH
11.19 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Domination and Profit and
Loss Transfer Agreement between
ProSiebenSat.1 Media AG and ProSiebenSat.1
F nfzehnte Verwaltungsgesellschaft mbH
11.20 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Domination and Profit and
Loss Transfer Agreement between
ProSiebenSat.1 Media AG and SevenVentures
GmbH
11.21 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Domination Agreement
between ProSiebenSat.1 Media AG and 9Live
Fernsehen GmbH
--------------------------------------------------------------------------------------------------------------------------
PROTO LABS, INC. Agenda Number: 933965658
--------------------------------------------------------------------------------------------------------------------------
Security: 743713109
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: PRLB
ISIN: US7437131094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LAWRENCE J. LUKIS Mgmt For For
VICTORIA M. HOLT Mgmt For For
BRADLEY A. CLEVELAND Mgmt For For
RAINER GAWLICK Mgmt For For
JOHN B. GOODMAN Mgmt For For
DOUGLAS W. KOHRS Mgmt For For
BRIAN K. SMITH Mgmt For For
SVEN A. WEHRWEIN Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY APPROVAL OF THE FREQUENCY OF Mgmt 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL PLC, LONDON Agenda Number: 705233815
--------------------------------------------------------------------------------------------------------------------------
Security: G72899100
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: GB0007099541
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 312974 DUE TO CHANGE IN DIRECTOR
NAMES AND SEQUENCE OF DIRECTOR NAMES. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
1 TO RECEIVE AND CONSIDER THE ACCOUNTS, Mgmt For For
STRATEGIC REPORT, DIRECTORS' REMUNERATION
REPORT, DIRECTORS' REPORT AND THE AUDITORS'
REPORT (THE ANNUAL REPORT)
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT (OTHER THAN THE DIRECTORS'
REMUNERATION POLICY)
4 TO DECLARE A FINAL DIVIDEND OF 23.84 PENCE Mgmt For For
PER ORDINARY SHARE OF THE COMPANY
5 TO ELECT MR PIERRE-OLIVIER BOUEE AS A Mgmt For For
DIRECTOR
6 TO ELECT MS JACQUELINE HUNT AS A DIRECTOR Mgmt For For
7 TO ELECT MR ANTHONY NIGHTINGALE AS A Mgmt For For
DIRECTOR
8 TO ELECT MS ALICE SCHROEDER AS A DIRECTOR Mgmt For For
9 TO RE-ELECT SIR HOWARD DAVIES AS A DIRECTOR Mgmt For For
10 TO RE-ELECT MS ANN GODBEHERE AS A DIRECTOR Mgmt For For
11 TO RE-ELECT MR ALEXANDER JOHNSTON AS A Mgmt For For
DIRECTOR
12 TO RE-ELECT MR PAUL MANDUCA AS A DIRECTOR Mgmt For For
13 TO RE-ELECT MR MICHAEL MCLINTOCK AS A Mgmt For For
DIRECTOR
14 TO RE-ELECT MR KAIKHUSHRU NARGOLWALA AS A Mgmt For For
DIRECTOR
15 TO RE-ELECT MR NICOLAOS NICANDROU AS A Mgmt For For
DIRECTOR
16 TO RE-ELECT MR PHILIP REMNANT AS A DIRECTOR Mgmt For For
17 TO RE-ELECT MR BARRY STOWE AS A DIRECTOR Mgmt For For
18 TO RE-ELECT MR TIDJANE THIAM AS A DIRECTOR Mgmt For For
19 TO RE-ELECT LORD TURNBULL AS A DIRECTOR Mgmt For For
20 TO RE-ELECT MR MICHAEL WELLS AS A DIRECTOR Mgmt For For
21 TO APPOINT KPMG LLP AS THE COMPANY'S Mgmt For For
AUDITOR
22 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
AMOUNT OF THE AUDITOR'S REMUNERATION
23 RENEWAL OF THE AUTHORITY TO MAKE POLITICAL Mgmt For For
DONATIONS
24 RENEWAL OF AUTHORITY TO ALLOT ORDINARY Mgmt For For
SHARES
25 RENEWAL OF EXTENSION OF AUTHORITY TO ALLOT Mgmt For For
ORDINARY SHARES TO INCLUDE REPURCHASED
SHARES
26 RENEWAL OF AUTHORITY TO ALLOT PREFERENCE Mgmt For For
SHARES
27 RENEWAL OF AUTHORITY FOR DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS
28 RENEWAL OF AUTHORITY FOR PURCHASE OF OWN Mgmt For For
SHARES
29 RENEWAL OF AUTHORITY IN RESPECT OF NOTICE Mgmt For For
FOR GENERAL MEETINGS
--------------------------------------------------------------------------------------------------------------------------
PVH CORP. Agenda Number: 934026825
--------------------------------------------------------------------------------------------------------------------------
Security: 693656100
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: PVH
ISIN: US6936561009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY BAGLIVO Mgmt For For
1B. ELECTION OF DIRECTOR: BRENT CALLINICOS Mgmt For For
1C. ELECTION OF DIRECTOR: EMANUEL CHIRICO Mgmt For For
1D. ELECTION OF DIRECTOR: JUAN R. FIGUEREO Mgmt For For
1E. ELECTION OF DIRECTOR: JOSEPH B. FULLER Mgmt For For
1F. ELECTION OF DIRECTOR: FRED GEHRING Mgmt For For
1G. ELECTION OF DIRECTOR: BRUCE MAGGIN Mgmt For For
1H. ELECTION OF DIRECTOR: V. JAMES MARINO Mgmt For For
1I. ELECTION OF DIRECTOR: HENRY NASELLA Mgmt For For
1J. ELECTION OF DIRECTOR: RITA M. RODRIGUEZ Mgmt For For
1K. ELECTION OF DIRECTOR: EDWARD R. ROSENFELD Mgmt For For
1L. ELECTION OF DIRECTOR: CRAIG RYDIN Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF AUDITORS. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
QBE INSURANCE GROUP LTD, SYDNEY NSW Agenda Number: 704990034
--------------------------------------------------------------------------------------------------------------------------
Security: Q78063114
Meeting Type: AGM
Meeting Date: 02-Apr-2014
Ticker:
ISIN: AU000000QBE9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2 AND 3 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (as referred in the company
announcement) YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEM.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL. BY VOTING (FOR OR AGAINST) ON THE
ABOVE MENTIONED PROPOSAL, YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2 Adopt the Remuneration Report Mgmt For For
3 Approve grant of Conditional Rights to Mgmt For For
Group Chief Executive Officer
4.a To elect Mr W M Becker as a director of the Mgmt For For
company
4.b To elect Ms M Y Leung as a director of the Mgmt For For
company
--------------------------------------------------------------------------------------------------------------------------
QIAGEN NV, VENLO Agenda Number: 705303410
--------------------------------------------------------------------------------------------------------------------------
Security: N72482107
Meeting Type: AGM
Meeting Date: 25-Jun-2014
Ticker:
ISIN: NL0000240000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 OPENING Non-Voting
2 MANAGING BOARD REPORT FOR THE YEAR ENDED Non-Voting
DECEMBER 31, 2013 ('FISCAL YEAR 2013')
3.a SUPERVISORY BOARD REPORT ON THE COMPANY'S Non-Voting
ANNUAL ACCOUNTS ('THE ANNUAL ACCOUNTS') FOR
FISCAL YEAR 2013
3.b REPORT OF THE REMUNERATION COMMITTEE OF THE Non-Voting
SUPERVISORY BOARD FOR FISCAL YEAR 2013
4 ADOPTION OF THE ANNUAL ACCOUNTS FOR FISCAL Mgmt For For
YEAR 2013
5 RESERVATION AND DIVIDEND POLICY Non-Voting
6 DISCHARGE FROM LIABILITY OF THE MANAGING Mgmt For For
DIRECTORS FOR THE PERFORMANCE OF THEIR
DUTIES DURING FISCAL YEAR 2013
7 DISCHARGE FROM LIABILITY OF THE SUPERVISORY Mgmt For For
DIRECTORS FOR THE PERFORMANCE OF THEIR
DUTIES DURING FISCAL YEAR 2013
8.a RE-APPOINTMENT OF THE SUPERVISORY DIRECTOR Mgmt For For
OF THE COMPANY FOR A TERM ENDING ON THE
DATE OF THE ANNUAL GENERAL MEETING IN 2015:
DR. WERNER BRANDT
8.b RE-APPOINTMENT OF THE SUPERVISORY DIRECTOR Mgmt For For
OF THE COMPANY FOR A TERM ENDING ON THE
DATE OF THE ANNUAL GENERAL MEETING IN 2015:
MR. STEPHANE BANCEL
8.c RE-APPOINTMENT OF THE SUPERVISORY DIRECTOR Mgmt For For
OF THE COMPANY FOR A TERM ENDING ON THE
DATE OF THE ANNUAL GENERAL MEETING IN 2015:
DR. METIN COLPAN
8.d RE-APPOINTMENT OF THE SUPERVISORY DIRECTOR Mgmt Against Against
OF THE COMPANY FOR A TERM ENDING ON THE
DATE OF THE ANNUAL GENERAL MEETING IN 2015:
PROF. DR. MANFRED KAROBATH
8.e RE-APPOINTMENT OF THE SUPERVISORY DIRECTOR Mgmt For For
OF THE COMPANY FOR A TERM ENDING ON THE
DATE OF THE ANNUAL GENERAL MEETING IN 2015:
MR. LAWRENCE A. ROSEN
8.f RE-APPOINTMENT OF THE SUPERVISORY DIRECTOR Mgmt For For
OF THE COMPANY FOR A TERM ENDING ON THE
DATE OF THE ANNUAL GENERAL MEETING IN 2015:
MS. ELIZABETH E. TALLETT
8.g RE-APPOINTMENT OF THE SUPERVISORY DIRECTOR Mgmt For For
OF THE COMPANY FOR A TERM ENDING ON THE
DATE OF THE ANNUAL GENERAL MEETING IN 2015:
DR. ELAINE MARDIS
9.a RE-APPOINTMENT OF THE MANAGING DIRECTOR OF Mgmt For For
THE COMPANY FOR A TERM ENDING ON THE DATE
OF THE ANNUAL GENERAL MEETING IN 2015: MR.
PEER SCHATZ
9.b RE-APPOINTMENT OF THE MANAGING DIRECTOR OF Mgmt For For
THE COMPANY FOR A TERM ENDING ON THE DATE
OF THE ANNUAL GENERAL MEETING IN 2015: MR.
ROLAND SACKERS
10 AMENDMENT TO THE REMUNERATION POLICY WITH Mgmt For For
RESPECT TO THE MANAGING BOARD
11.a AMENDMENT TO THE REMUNERATION OF THE Mgmt For For
SUPERVISORY BOARD TO: AMEND THE CASH BASED
REMUNERATION OF THE SUPERVISORY BOARD
11.b AMENDMENT TO THE REMUNERATION OF THE Mgmt For For
SUPERVISORY BOARD TO: AMEND THE EQUITY
BASED REMUNERATION OF THE SUPERVISORY BOARD
12 REAPPOINTMENT OF ERNST & YOUNG ACCOUNTANTS Mgmt For For
LLP AS AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014
13.a AUTHORIZATION OF THE SUPERVISORY BOARD, Mgmt For For
UNTIL DECEMBER 25, 2015 TO: ISSUE A NUMBER
OF COMMON SHARES AND FINANCING PREFERENCE
SHARES AND GRANT RIGHTS TO SUBSCRIBE FOR
SUCH SHARES, THE AGGREGATE PAR VALUE OF
WHICH SHALL BE EQUAL TO THE AGGREGATE PAR
VALUE OF ALL SHARES ISSUED AND OUTSTANDING
IN THE CAPITAL OF THE COMPANY AS AT
DECEMBER 31, 2013 AS INCLUDED IN THE ANNUAL
ACCOUNTS FOR FISCAL YEAR 2013
13.b AUTHORIZATION OF THE SUPERVISORY BOARD, Mgmt For For
UNTIL DECEMBER 25, 2015 TO: RESTRICT OR
EXCLUDE THE PRE-EMPTIVE RIGHTS WITH RESPECT
TO ISSUING SHARES OR GRANTING SUBSCRIPTION
RIGHTS, THE AGGREGATE PAR VALUE OF SUCH
SHARES OR SUBSCRIPTION RIGHTS SHALL BE UP
TO A MAXIMUM OF TWENTY PERCENT (20%) OF THE
AGGREGATE PAR VALUE OF ALL SHARES ISSUED
AND OUTSTANDING IN THE CAPITAL OF THE
COMPANY AS AT DECEMBER 31, 2013
14 AUTHORIZATION OF THE MANAGING BOARD, UNTIL Mgmt For For
DECEMBER 25, 2015, TO ACQUIRE SHARES IN THE
COMPANY'S OWN SHARE CAPITAL
15 APPROVAL OF THE 2014 STOCK PLAN Mgmt Against Against
16 QUESTIONS Non-Voting
17 CLOSING Non-Voting
CMMT 20 MAY 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN TEXT OF
RESOLUTION 11.A. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
QLIK TECHNOLOGIES INC. Agenda Number: 933960898
--------------------------------------------------------------------------------------------------------------------------
Security: 74733T105
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: QLIK
ISIN: US74733T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRUCE GOLDEN Mgmt For For
LARS BJORK Mgmt For For
2. TO APPROVE THE MATERIAL TERMS OF THE QLIK Mgmt For For
TECHNOLOGIES INC. 2014 EXECUTIVE
PERFORMANCE AWARD PLAN.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 933916150
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B. ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For
1C. ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1F. ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1G. ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For
1H. ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF Mgmt For For
1I. ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For
1J. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1L. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1M. ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For
1N. ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 28, 2014.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt Against Against
COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
QUIKSILVER, INC. Agenda Number: 933923535
--------------------------------------------------------------------------------------------------------------------------
Security: 74838C106
Meeting Type: Annual
Meeting Date: 18-Mar-2014
Ticker: ZQK
ISIN: US74838C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM M. BARNUM, JR. Mgmt For For
JOSEPH F. BERARDINO Mgmt For For
MICHAEL A. CLARKE Mgmt For For
ELIZABETH DOLAN Mgmt For For
M. STEVEN LANGMAN Mgmt For For
ROBERT B. MCKNIGHT, JR. Mgmt For For
ANDREW P. MOONEY Mgmt For For
ANDREW W. SWEET Mgmt For For
2. APPROVAL OF AMENDMENT OF QUIKSILVER, INC. Mgmt For For
2013 PERFORMANCE INCENTIVE PLAN.
3. ADVISORY APPROVAL OF QUIKSILVER, INC.'S Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
RED ROBIN GOURMET BURGERS, INC. Agenda Number: 933969656
--------------------------------------------------------------------------------------------------------------------------
Security: 75689M101
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: RRGB
ISIN: US75689M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: ROBERT B. AIKEN Mgmt For For
1B) ELECTION OF DIRECTOR: STEPHEN E. CARLEY Mgmt For For
1C) ELECTION OF DIRECTOR: LLOYD L. HILL Mgmt For For
1D) ELECTION OF DIRECTOR: RICHARD J. HOWELL Mgmt For For
1E) ELECTION OF DIRECTOR: GLENN B. KAUFMAN Mgmt For For
1F) ELECTION OF DIRECTOR: PATTYE L. MOORE Mgmt For For
1G) ELECTION OF DIRECTOR: STUART I. ORAN Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 28, 2014.
--------------------------------------------------------------------------------------------------------------------------
RELIANCE STEEL & ALUMINUM CO. Agenda Number: 933971346
--------------------------------------------------------------------------------------------------------------------------
Security: 759509102
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: RS
ISIN: US7595091023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SARAH J. ANDERSON Mgmt For For
JOHN G. FIGUEROA Mgmt For For
THOMAS W. GIMBEL Mgmt For For
DAVID H. HANNAH Mgmt For For
DOUGLAS M. HAYES Mgmt For For
MARK V. KAMINSKI Mgmt For For
GREGG J. MOLLINS Mgmt For For
ANDREW G. SHARKEY, III Mgmt For For
LESLIE A. WAITE Mgmt For For
2. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
RENAISSANCERE HOLDINGS LTD. Agenda Number: 933973023
--------------------------------------------------------------------------------------------------------------------------
Security: G7496G103
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: RNR
ISIN: BMG7496G1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID C. BUSHNELL Mgmt For For
JAMES L. GIBBONS Mgmt For For
JEAN D. HAMILTON Mgmt For For
ANTHONY M. SANTOMERO Mgmt For For
2. THE APPROVAL, BY A NON-BINDING ADVISORY Mgmt For For
VOTE, OF THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS OF RENAISSANCERE
HOLDINGS LTD. AS DISCLOSED IN THE PROXY
STATEMENT.
3. TO APPOINT THE FIRM OF ERNST & YOUNG LTD., Mgmt For For
AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, TO SERVE AS OUR AUDITORS FOR THE 2014
FISCAL YEAR UNTIL OUR 2015 ANNUAL GENERAL
MEETING, AND TO REFER THE DETERMINATION OF
THE AUDITORS' REMUNERATION TO THE BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO LTD, MELBOURNE VIC Agenda Number: 705034952
--------------------------------------------------------------------------------------------------------------------------
Security: Q81437107
Meeting Type: AGM
Meeting Date: 08-May-2014
Ticker:
ISIN: AU000000RIO1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 3, 4, 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
1 Receipt of the 2013 Annual report Mgmt For For
2 Approval of the Remuneration policy report Mgmt For For
3 Approval of the Directors' report on Mgmt For For
remuneration
4 Approval of the Remuneration report Mgmt For For
5 Approval of potential termination benefits Mgmt For For
6 To elect Anne Lauvergeon as a director Mgmt For For
7 To elect Simon Thompson as a director Mgmt For For
8 To re-elect Robert Brown as a director Mgmt For For
9 To re-elect Jan du Plessis as a director Mgmt For For
10 To re-elect Michael Fitzpatrick as a Mgmt For For
director
11 To re-elect Ann Godbehere as a director Mgmt For For
12 To re-elect Richard Goodmanson as a Mgmt For For
director
13 To re-elect Lord Kerr as a director Mgmt For For
14 To re-elect Chris Lynch as a director Mgmt For For
15 To re-elect Paul Tellier as a director Mgmt For For
16 To re-elect John Varley as a director Mgmt For For
17 To re-elect Sam Walsh as a director Mgmt For For
18 Re-appointment of auditors of Rio Tinto Mgmt For For
plc: PricewaterhouseCoopers LLP
19 Remuneration of auditors of Rio Tinto plc Mgmt For For
20 Renewal of off-market and on-market share Mgmt For For
buyback authorities
CMMT 18 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT AUDITOR NAME. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC, LONDON Agenda Number: 705034483
--------------------------------------------------------------------------------------------------------------------------
Security: G75754104
Meeting Type: AGM
Meeting Date: 15-Apr-2014
Ticker:
ISIN: GB0007188757
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receipt of the 2013 annual report Mgmt For For
2 Approval of the remuneration Policy Report Mgmt For For
3 Approval of the directors' report on Mgmt For For
remuneration and remuneration committee
chairman's letter
4 Approval of the remuneration report Mgmt For For
5 Approval of potential termination benefits Mgmt For For
6 To elect Anne Lauvergeon as a director Mgmt For For
7 To elect Simon Thompson as a director Mgmt For For
8 To re-elect Robert Brown as a director Mgmt For For
9 To re-elect Jan du Plessis as a director Mgmt For For
10 To re-elect Michael Fitzpatrick as a Mgmt For For
director
11 To re-elect Ann Godbehere as a director Mgmt For For
12 To re-elect Richard Goodmanson as a Mgmt For For
director
13 To re-elect Lord Kerr as a director Mgmt For For
14 To re-elect Chris Lynch as a director Mgmt For For
15 To re-elect Paul Tellier as a director Mgmt For For
16 To re-elect John Varley as a director Mgmt For For
17 To re-elect Sam Walsh as a director Mgmt For For
18 Re-appointment of auditors: Mgmt For For
PricewaterhouseCoopers LLP
19 Remuneration of auditors Mgmt For For
20 General authority to allot shares Mgmt Against Against
21 Disapplication of pre-emption rights Mgmt For For
22 Authority to purchase Rio Tinto plc shares Mgmt For For
23 Notice period for general meetings other Mgmt For For
than annual general meetings
24 Scrip dividend authority Mgmt For For
CMMT PLEASE NOTE THAT RESOLUTIONS 1 TO 19 WILL Non-Voting
BE VOTED ON BY RIO TINTO PLC AND RIO TINTO
LIMITED SHAREHOLDERS AS A JOINT ELECTORATE
AND RESOLUTIONS 20 TO 24 WILL BE VOTED ON
BY RIO TINTO PLC SHAREHOLDERS ONLY.
CMMT 10 APR 2014: VOTING EXCLUSIONS APPLY TO Non-Voting
THIS MEETING FOR PROPOSALS 2, 3, 4, 5 AND
VOTES CAST BY ANY INDIVIDUAL OR RELATED
PARTY WHO BENEFIT FROM THE PASSING OF THE
PROPOSAL/S WILL BE DISREGARDED BY THE
COMPANY. HENCE, IF YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT
(AS REFERRED IN THE COMPANY ANNOUNCEMENT)
YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON
THE RELEVANT PROPOSAL ITEMS. BY DOING SO,
YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE
PASSING OF THE RELEVANT PROPOSAL/S. BY
VOTING (FOR OR AGAINST) ON THE ABOVE
MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
CMMT 10 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF ADDITIONAL
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC. Agenda Number: 933910653
--------------------------------------------------------------------------------------------------------------------------
Security: 773903109
Meeting Type: Annual
Meeting Date: 04-Feb-2014
Ticker: ROK
ISIN: US7739031091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A. DIRECTOR
STEVEN R. KALMANSON Mgmt Withheld Against
JAMES P. KEANE Mgmt Withheld Against
DONALD R. PARFET Mgmt Withheld Against
B. TO APPROVE THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
C. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE CORPORATION'S NAMED
EXECUTIVE OFFICERS.
D. SHAREHOLDER PROPOSAL REQUESTING MAJORITY Shr Against
VOTING IN ELECTIONS OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
ROCKWELL COLLINS, INC. Agenda Number: 933908850
--------------------------------------------------------------------------------------------------------------------------
Security: 774341101
Meeting Type: Annual
Meeting Date: 06-Feb-2014
Ticker: COL
ISIN: US7743411016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C.A. DAVIS Mgmt For For
R.E. EBERHART Mgmt For For
D. LILLEY Mgmt For For
2. TO CONSIDER AND VOTE ON A NON-BINDING Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION OF
EXECUTIVE OFFICERS AND RELATED DISCLOSURES.
3. FOR THE SELECTION OF DELOITTE & TOUCHE LLP Mgmt For For
AS OUR AUDITORS FOR FISCAL YEAR 2014.
4. TO CONSIDER AND VOTE TO APPROVE AMENDMENTS Mgmt For For
TO OUR RESTATED CERTIFICATE OF
INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
ROLLS-ROYCE HOLDINGS PLC, LONDON Agenda Number: 705053104
--------------------------------------------------------------------------------------------------------------------------
Security: G76225104
Meeting Type: AGM
Meeting Date: 01-May-2014
Ticker:
ISIN: GB00B63H8491
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the strategic report, the Mgmt For For
directors' report and the audited financial
statements for the year ended 31 December
2013
2 To approve the directors' remuneration Mgmt For For
policy (effective from the conclusion of
the meeting)
3 To approve the directors' remuneration Mgmt For For
report for the year ended 31 December 2013
4 To elect Lee Hsien Yang as a director of Mgmt For For
the Company
5 To elect Warren East CBE as a director of Mgmt For For
the Company
6 To re-elect Ian Davis as a director of the Mgmt For For
Company
7 To re-elect John Rishton as a director of Mgmt For For
the Company
8 To re-elect Dame Helen Alexander as a Mgmt For For
director of the Company
9 To re-elect Lewis Booth CBE as a director Mgmt For For
of the Company
10 To re-elect Sir Frank Chapman as a director Mgmt For For
of the Company
11 To re-elect James Guyette as a director of Mgmt For For
the Company
12 To re-elect John McAdam as a director of Mgmt For For
the Company
13 To re-elect Mark Morris as a director of Mgmt For For
the Company
14 To re-elect John Neill CBE as a director of Mgmt For For
the Company
15 To re-elect Colin Smith CBE as a director Mgmt For For
of the Company
16 To re-elect Jasmin Staiblin as a director Mgmt For For
of the Company
17 To appoint KPMG LLP as the Company's Mgmt For For
auditor
18 To authorise the directors to determine the Mgmt For For
auditor's remuneration
19 To authorise payment to shareholders Mgmt For For
20 To authorise political donations and Mgmt For For
political expenditure
21 To approve the Rolls-Royce plc Performance Mgmt For For
Share Plan (PSP)
22 To approve the Rolls-Royce plc Deferred Mgmt For For
Share Bonus Plan
23 To approve the maximum aggregate Mgmt For For
remuneration payable to non-executive
directors
24 To authorise the directors to allot shares Mgmt For For
(s.551)
25 To disapply pre-emption rights (s.561) Mgmt For For
26 To authorise the Company to purchase its Mgmt For For
own ordinary shares
--------------------------------------------------------------------------------------------------------------------------
ROSS STORES, INC. Agenda Number: 933971891
--------------------------------------------------------------------------------------------------------------------------
Security: 778296103
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: ROST
ISIN: US7782961038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: MICHAEL BALMUTH Mgmt For For
1B) ELECTION OF DIRECTOR: K. GUNNAR BJORKLUND Mgmt For For
1C) ELECTION OF DIRECTOR: MICHAEL J. BUSH Mgmt For For
1D) ELECTION OF DIRECTOR: NORMAN A. FERBER Mgmt For For
1E) ELECTION OF DIRECTOR: SHARON D. GARRETT Mgmt For For
1F) ELECTION OF DIRECTOR: GEORGE P. ORBAN Mgmt For For
1G) ELECTION OF DIRECTOR: LAWRENCE S. PEIROS Mgmt For For
1H) ELECTION OF DIRECTOR: GREGORY L. QUESNEL Mgmt For For
2. ADVISORY VOTE TO APPROVE THE RESOLUTION ON Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JANUARY 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD. Agenda Number: 933954869
--------------------------------------------------------------------------------------------------------------------------
Security: V7780T103
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: RCL
ISIN: LR0008862868
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN F. BROCK Mgmt For For
1B. ELECTION OF DIRECTOR: EYAL M. OFER Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM K. REILLY Mgmt For For
1D. ELECTION OF DIRECTOR: VAGN O. SORENSEN Mgmt For For
1E. ELECTION OF DIRECTOR: ARNE ALEXANDER Mgmt For For
WILHELMSEN
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
COMPENSATION OF ITS NAMED EXECUTIVE
OFFICERS.
3. APPROVAL OF THE AMENDMENT TO THE COMPANY'S Mgmt For For
1994 EMPLOYEE STOCK PURCHASE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC Agenda Number: 933990699
--------------------------------------------------------------------------------------------------------------------------
Security: 780259107
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: RDSB
ISIN: US7802591070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. RECEIPT OF ANNUAL REPORT & ACCOUNTS Mgmt For For
2. APPROVAL OF DIRECTORS' REMUNERATION POLICY Mgmt For For
3. APPROVAL OF DIRECTORS' REMUNERATION REPORT Mgmt For For
4. APPOINTMENT OF EULEEN GOH AS A DIRECTOR OF Mgmt For For
THE COMPANY
5. APPOINTMENT OF PATRICIA A. WOERTZ AS A Mgmt For For
DIRECTOR OF THE COMPANY
6. RE-APPOINTMENT OF DIRECTOR: BEN VAN BEURDEN Mgmt For For
7. RE-APPOINTMENT OF DIRECTOR: GUY ELLIOTT Mgmt For For
8. RE-APPOINTMENT OF DIRECTOR: SIMON HENRY Mgmt For For
9. RE-APPOINTMENT OF DIRECTOR: CHARLES O. Mgmt For For
HOLLIDAY
10. RE-APPOINTMENT OF DIRECTOR: GERARD Mgmt For For
KLEISTERLEE
11. RE-APPOINTMENT OF DIRECTOR: JORMA OLLILA Mgmt For For
12. RE-APPOINTMENT OF DIRECTOR: SIR NIGEL Mgmt For For
SHEINWALD
13. RE-APPOINTMENT OF DIRECTOR: LINDA G. STUNTZ Mgmt For For
14. RE-APPOINTMENT OF DIRECTOR: HANS WIJERS Mgmt For For
15. RE-APPOINTMENT OF DIRECTOR: GERRIT ZALM Mgmt For For
16. RE-APPOINTMENT OF AUDITORS Mgmt For For
17. REMUNERATION OF AUDITORS Mgmt For For
18. AUTHORITY TO ALLOT SHARES Mgmt For For
19. DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
20. AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
21. APPROVAL OF LONG-TERM INCENTIVE PLAN Mgmt For For
22. APPROVAL OF DEFERRED BONUS PLAN Mgmt For For
23. APPROVAL OF RESTRICTED SHARE PLAN Mgmt For For
24. AUTHORITY FOR CERTAIN DONATIONS AND Mgmt For For
EXPENDITURE
--------------------------------------------------------------------------------------------------------------------------
ROYAL PHILIPS NV, EINDHOVEN Agenda Number: 704976832
--------------------------------------------------------------------------------------------------------------------------
Security: N6817P109
Meeting Type: AGM
Meeting Date: 01-May-2014
Ticker:
ISIN: NL0000009538
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 President's Speech Non-Voting
2a Receive explanation on the implementation Non-Voting
of the remuneration policy
2b Receive explanation on policy on additions Non-Voting
to reserves and dividends
2c Proposal to adopt financial statements Mgmt For For
2d Proposal to adopt a dividend of EUR 0.80 Mgmt For For
per share
2e Proposal to discharge the members of the Mgmt For For
Board of Management for their
responsibilities
2f Proposal to discharge the members of the Mgmt For For
Supervisory Board for their
responsibilities
3 Proposal to appoint Ms Orit Gadiesh as Mgmt For For
member the Supervisory Board
4 Proposal to re-appoint KPMG as external Mgmt For For
auditor for an interim period of one year
5a Proposal to authorize the Board of Mgmt For For
Management for a period of 18 months, per
May 1, 2014, as the body which is
authorized, with the approval of the
Supervisory Board, to issue shares or grant
rights to acquire shares, up to a maximum
of 10% of the number of issued shares as of
May 1, 2014, plus 10% of the issued capital
as of that same date in connection with or
on the occasion of mergers, acquisitions
and/or strategic alliances
5b Proposal to authorize the Board of Mgmt For For
Management for a period of 18 months, per
May 1, 2014, as the body which is
authorized, with the approval of the
Supervisory Board, to restrict or exclude
the pre-emption rights accruing to
Shareholders
6 Proposal to authorize the Board of Mgmt For For
Management for a period of 18 months,
effective May 1, 2014, within the limits of
the law and the Articles of Association, to
acquire, with the approval of the
Supervisory Board, for valuable
consideration, on the stock exchange or
otherwise, shares in the company, not
exceeding 10% of the issued share capital
as of May 1, 2014, which number may be
increased by 10% of the issued capital as
of that same date in connection with the
execution of share repurchase programs for
capital reduction purposes
7 Proposal to cancel common shares in the Mgmt For For
share capital of the company held or to be
acquired by the company
8 Any other business Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SABMILLER PLC, WOKING SURREY Agenda Number: 704626247
--------------------------------------------------------------------------------------------------------------------------
Security: G77395104
Meeting Type: AGM
Meeting Date: 25-Jul-2013
Ticker:
ISIN: GB0004835483
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the financial Mgmt For For
statements for the year ended 31 March
2013, together with the reports of the
directors and auditors therein
2 To receive and, if thought fit, to approve Mgmt Against Against
the Directors' Remuneration Report 2013
contained in the Annual Report for the year
ended 31 March 2013
3 To elect Mr G R Elliott as a director of Mgmt For For
the Company
4 To re-elect Mr M H Armour as a director of Mgmt For For
the Company
5 To re-elect Mr G C Bible as a director of Mgmt For For
the Company
6 To re-elect Mr A J Clark as a director of Mgmt For For
the Company
7 To re-elect Mr D S Devitre as a director of Mgmt Against Against
the Company
8 To re-elect Ms L M S Knox as a director of Mgmt For For
the Company
9 To re-elect Mr E A G MacKay as a director Mgmt For For
of the Company
10 To re-elect Mr P J Manser as a director of Mgmt For For
the Company
11 To re-elect Mr J A Manzoni as a director of Mgmt For For
the Company
12 To re-elect Mr M Q Morland as a director of Mgmt For For
the Company
13 To re-elect Dr D F Moyo as a director of Mgmt For For
the Company
14 To re-elect Mr C A Perez Davila as a Mgmt For For
director of the Company
15 To re-elect Mr A Santo Domingo Davila as a Mgmt For For
director of the Company
16 To re-elect Ms H A Weir as a director of Mgmt For For
the Company
17 To re-elect Mr H A Willard as a director of Mgmt For For
the Company
18 To re-elect Mr J S Wilson as a director of Mgmt For For
the Company
19 To declare a final dividend of 77 US cents Mgmt For For
per share
20 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
auditors of the Company
21 To authorise the directors to determine the Mgmt For For
remuneration of the auditors
22 To give a general power and authority to Mgmt For For
the directors to allot shares
23 To give a general power and authority to Mgmt For For
the directors to allot shares for cash
otherwise than pro rata to all shareholders
24 To give a general authority to the Mgmt For For
directors to make market purchases of
ordinary shares of USD0.10 each in the
capital of the Company
25 To approve the calling of general meetings, Mgmt Against Against
other than an annual general meeting, on
not less than 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
SALIX PHARMACEUTICALS, LTD. Agenda Number: 934000996
--------------------------------------------------------------------------------------------------------------------------
Security: 795435106
Meeting Type: Annual
Meeting Date: 13-Jun-2014
Ticker: SLXP
ISIN: US7954351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN F. CHAPPELL Mgmt For For
THOMAS W. D'ALONZO Mgmt For For
WILLIAM P. KEANE Mgmt For For
CAROLYN J. LOGAN Mgmt For For
MARK A. SIRGO Mgmt For For
02 THE PROPOSAL TO AMEND OUR CERTIFICATE OF Mgmt For For
INCORPORATION, AS DESCRIBED IN THE IN THE
ACCOMPANYING PROXY STATEMENT, TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF CAPITAL
STOCK FROM 155,000,000 SHARES TO
305,000,000 SHARES AND TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 150,000,000 SHARES TO 300,000,000
SHARES.
03 THE PROPOSAL TO APPROVE THE SALIX Mgmt For For
PHARMACEUTICALS, LTD. 2014 STOCK INCENTIVE
PLAN.
04 THE PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014
05 THE APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
2013 EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SALLY BEAUTY HOLDINGS, INC. Agenda Number: 933907238
--------------------------------------------------------------------------------------------------------------------------
Security: 79546E104
Meeting Type: Annual
Meeting Date: 30-Jan-2014
Ticker: SBH
ISIN: US79546E1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO AMEND THE CORPORATION'S SECOND AMENDED Mgmt For For
AND RESTATED CERTIFICATE OF INCORPORATION
TO DECLASSIFY THE BOARD OF DIRECTORS (THE
"DECLASSIFICATION AMENDMENT") AND PROVIDE
FOR THE ANNUAL ELECTION OF DIRECTORS.
2. DIRECTOR
JOHN R. GOLLIHER Mgmt For For
EDWARD W. RABIN Mgmt For For
GARY G. WINTERHALTER Mgmt For For
3. APPROVAL OF THE COMPENSATION OF THE Mgmt For For
CORPORATION'S EXECUTIVE OFFICERS INCLUDING
THE CORPORATION'S COMPENSATION PRACTICES
AND PRINCIPLES AND THEIR IMPLEMENTATION.
4. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS THE CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
SAMPO PLC, SAMPO Agenda Number: 704962186
--------------------------------------------------------------------------------------------------------------------------
Security: X75653109
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: FI0009003305
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 Opening of the meeting Non-Voting
2 Calling the meeting to order Non-Voting
3 Election of persons to scrutinize the Non-Voting
minutes and to supervise the counting of
votes
4 Recording the legality of the meeting Non-Voting
5 Recording the attendance at the meeting and Non-Voting
adoption of the list of votes
6 Presentation of the annual accounts, the Non-Voting
report of the board of directors and the
auditor's report for the year 2013
7 Adoption of the annual accounts Mgmt For For
8 Resolution on the use of the profit shown Mgmt For For
on the balance sheet and the payment of
dividend the board proposes to pay a
dividend of EUR 1.65 per share
9 Resolution on the discharge of the members Mgmt For For
of the board of directors and the CEO from
liability
10 Resolution on the remuneration of the Mgmt For For
members of the board of directors
11 Resolution on the number of members of the Mgmt For For
board of directors the nomination and
compensation committee proposes that number
of members remains unchanged and eight
members be elected to the board
12 Election of members of the board of Mgmt For For
directors the nomination and compensation
committee proposes that A.Brunila,
J.Fagerholm, A.Grate Axen, V-M.Mattila,
E.Palin-Lehtinen, P.Sorlie, M.Vuoria and
B.Wahlroos are re-elected as members of the
board of directors
13 Resolution on the remuneration of the Mgmt For For
auditor
14 Election of the auditor the audit committee Mgmt For For
proposes to elect Ernst and Young Oy as
company's auditor
15 Authorizing the board of directors to Mgmt For For
decide on the repurchase of the company's
own shares
16 Closing of the meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD, SUWON Agenda Number: 704970450
--------------------------------------------------------------------------------------------------------------------------
Security: Y74718100
Meeting Type: AGM
Meeting Date: 14-Mar-2014
Ticker:
ISIN: KR7005930003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve financial statements, allocation of Mgmt For For
income, and dividend
2 Approve total remuneration of inside Mgmt For For
directors and outside directors
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD, SUWON Agenda Number: 704995945
--------------------------------------------------------------------------------------------------------------------------
Security: 796050201
Meeting Type: AGM
Meeting Date: 14-Mar-2014
Ticker:
ISIN: US7960502018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THE ISIN DOES NOT HOLD VOTING
RIGHTS. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST A
NON-VOTING ENTRANCE CARD. THANK YOU.
1 To approve, Audited Financial Statements Non-Voting
for FY 2013 (45th) (1 Jan. 2013-31 Dec.
2013): Approval of Statements of Financial
Position, Income, and Cash Flow; The total
dividend per share in 2013 is KRW 14,300
for common and KRW 14,350 for preferred
shares, including interim dividend of KRW
500 per share paid in August 2013
2 To approve, the Remuneration Limit for the Non-Voting
Directors for FY 2014 (46th) as specified
--------------------------------------------------------------------------------------------------------------------------
SANDERSON FARMS, INC. Agenda Number: 933915831
--------------------------------------------------------------------------------------------------------------------------
Security: 800013104
Meeting Type: Annual
Meeting Date: 13-Feb-2014
Ticker: SAFM
ISIN: US8000131040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LAMPKIN BUTTS Mgmt For For
BEVERLY HOGAN Mgmt For For
PHIL K. LIVINGSTON Mgmt For For
CHARLES W. RITTER, JR. Mgmt For For
JOE F. SANDERSON, JR. Mgmt For For
2. PROPOSAL TO APPROVE, IN A NON-BINDING Mgmt For For
ADVISORY VOTE, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
3. PROPOSAL TO DETERMINE, IN A NON-BINDING Mgmt 3 Years For
ADVISORY VOTE, THE FREQUENCY WITH WHICH THE
COMPANY SHOULD HOLD FUTURE NON-BINDING
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING OCTOBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
SANOFI SA, PARIS Agenda Number: 705027654
--------------------------------------------------------------------------------------------------------------------------
Security: F5548N101
Meeting Type: OGM
Meeting Date: 05-May-2014
Ticker:
ISIN: FR0000120578
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 14 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0312/201403121400621.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0414/201404141401110.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
1 Approval of the annual corporate financial Mgmt For For
statements for the 2013 financial year
2 Approval of the consolidated financial Mgmt For For
statements for the 2013 financial year
3 Allocation of income and setting the Mgmt For For
dividend
4 Agreements and commitments pursuant to Mgmt For For
Articles L.225-38 et seq. of the Commercial
Code
5 Renewal of term of Mr. Christopher Mgmt For For
Viehbacher as Board member
6 Renewal of term of Mr. Robert Castaigne as Mgmt For For
Board member
7 Renewal of term of Mr. Christian Mulliez as Mgmt For For
Board member
8 Appointment of Mr. Patrick Kron as Board Mgmt For For
member
9 Review of the compensation owed or paid to Mgmt For For
Mr. Serge Weinberg, Chairman of the Board
of Directors for the financial year ended
on December 31st, 2013
10 Review of the compensation owed or paid to Mgmt For For
Mr. Christopher Viehbacher, CEO for the
financial year ended on December 31st, 2013
11 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
12 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SBA COMMUNICATIONS CORPORATION Agenda Number: 933950378
--------------------------------------------------------------------------------------------------------------------------
Security: 78388J106
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: SBAC
ISIN: US78388J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR FOR A THREE-YEAR TERM: Mgmt For For
STEVEN E. BERNSTEIN
1.2 ELECTION OF DIRECTOR FOR A THREE-YEAR TERM: Mgmt For For
DUNCAN H. COCROFT
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS SBA'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL
YEAR.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF SBA'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933927040
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 09-Apr-2014
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: TONY ISAAC Mgmt For For
1C. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For
1D. ELECTION OF DIRECTOR: MAUREEN KEMPSTON Mgmt For For
DARKES
1E. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1F. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1H. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1I. ELECTION OF DIRECTOR: LEO RAFAEL REIF Mgmt For For
1J. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1K. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2013 FINANCIAL Mgmt For For
STATEMENTS AND DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SA, RUEIL MALMAISON Agenda Number: 705169351
--------------------------------------------------------------------------------------------------------------------------
Security: F86921107
Meeting Type: MIX
Meeting Date: 06-May-2014
Ticker:
ISIN: FR0000121972
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
THE MID 289344 DUE TO ADDITION OF
RESOLUTION O.23. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 17 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0416/201404161401172.pdf,
http://www.journal-officiel.gouv.fr//pdf/20
14/0416/201404161401173.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0305/201403051400512.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES FOR MID: 317432
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 APPROVAL OF THE ANNUAL CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE 2013 FINANCIAL YEAR
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE 2013 FINANCIAL YEAR
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL Mgmt For For
YEAR, AMOUNT TAKEN OUT FROM THE SHARE
PREMIUMS AND SETTING THE DIVIDEND OF EUR
1.87 PER SHARE
O.4 APPROVAL OF THE REGULATED AGREEMENTS Mgmt For For
ENTERED INTO DURING 2013-COMPENSATION OF
THE VICE-CHAIRMAN AND SENIOR DIRECTOR,
AMENDMENTS TO ARTICLE 39 AND CHANGE IN
NON-COMPETITION COMMITMENTS OF EXECUTIVE
MANAGERS WHO ARE NOT CORPORATE
OFFICERS-INFORMATION ON THE AGREEMENTS AND
COMMITMENTS MADE DURING PREVIOUS FINANCIAL
YEARS
O.5 APPROVAL OF THE REGULATED AGREEMENTS AND Mgmt Split 59% For 41% Against Split
COMMITMENTS REGARDING THE STATUS OF MR.
JEAN-PASCAL TRICOIRE
O.6 APPROVAL OF THE REGULATED AGREEMENTS AND Mgmt Split 59% For 41% Against Split
COMMITMENTS REGARDING THE STATUS OF MR.
EMMANUEL BABEAU
O.7 REVIEWING THE ELEMENTS OF COMPENSATION OWED Mgmt For For
OR PAID TO MR. JEAN-PASCAL TRICOIRE FOR THE
2013 FINANCIAL YEAR
O.8 REVIEWING THE ELEMENTS OF COMPENSATION OWED Mgmt For For
OR PAID TO MR. EMMANUEL BABEAU FOR THE 2013
FINANCIAL YEAR
O.9 APPOINTMENT OF MRS. LINDA KNOLL AS BOARD Mgmt For For
MEMBER
O.10 RENEWAL OF TERM OF MR. NOEL FORGEARD AS Mgmt For For
BOARD MEMBER
O.11 RENEWAL OF TERM OF MR. WILLY KISSLING AS Mgmt For For
BOARD MEMBER
O.12 RENEWAL OF TERM OF MRS. CATHY KOPP AS BOARD Mgmt For For
MEMBER
O.13 RENEWAL OF TERM OF MR. HENRI LACHMANN AS Mgmt For For
BOARD MEMBER
O.14 RENEWAL OF TERM OF MR. RICHARD THOMAN AS Mgmt For For
BOARD MEMBER
O.15 RATIFICATION OF THE COOPTATION AND Mgmt For For
APPOINTMENT OF MR. JEONG KIM AS BOARD
MEMBER
O.16 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PURCHASE SHARES OF THE
COMPANY-MAXIMUM PURCHASE PRICE OF EUROS 80
PER SHARE
E.17 APPROVAL OF THE TRANSFORMATION OF THE LEGAL Mgmt For For
FORM OF THE COMPANY BY ADOPTING THE FORM OF
A EUROPEAN COMPANY "SOCIETAS EUROPAEA";
APPROVAL OF THE TERMS OF THE PROPOSED
TRANSFORMATION AND ACKNOWLEDGEMENT OF THE
UNCHANGED BOARD OF DIRECTORS, STATUTORY
AUDITORS AND AUTHORIZATIONS GRANTED TO THE
BOARD OF DIRECTORS BY THE GENERAL MEETING
E.18 APPROVAL OF THE LEGAL NAME OF THE COMPANY Mgmt For For
IN ITS NEW FORM AS A EUROPEAN COMPANY -
SCHNEIDER ELECTRIC SE
E.19 APPROVAL OF THE AMENDMENTS TO ARTICLES 1 Mgmt For For
AND 3 OF BYLAWS OF THE COMPANY AS A
EUROPEAN COMPANY
E.20 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO CARRY OUT CAPITAL
INCREASES RESERVED FOR MEMBERS OF THE
COMPANY SAVINGS PLAN UP TO 2% OF THE SHARE
CAPITAL WITH THE CANCELLATION OF
SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION
RIGHTS
E.21 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO CARRY OUT CAPITAL INCREASES
RESERVED FOR A CATEGORY OF BENEFICIARIES:
EMPLOYEES OF FOREIGN COMPANIES OF THE
GROUP, EITHER DIRECTLY OR THROUGH ENTITIES
ACTING ON THEIR BEHALF OR ENTITIES OFFERING
EMPLOYEES OF FOREIGN COMPANIES OF THE GROUP
SIMILAR BENEFITS AS THOSE OFFERED TO
MEMBERS OF THE COMPANY SAVINGS PLAN UP TO
1% OF THE SHARE CAPITAL WITH THE
CANCELLATION OF SHAREHOLDERS' PREFERENTIAL
SUBSCRIPTION RIGHTS
O.22 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
O.23 APPOINTMENT OF MRS.LONE FONSS SCHRODER AS Mgmt For For
BOARD MEMBER
--------------------------------------------------------------------------------------------------------------------------
SCRIPPS NETWORKS INTERACTIVE, INC. Agenda Number: 933951572
--------------------------------------------------------------------------------------------------------------------------
Security: 811065101
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: SNI
ISIN: US8110651010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JARL MOHN Mgmt For For
NICHOLAS B. PAUMGARTEN Mgmt For For
JEFFREY SAGANSKY Mgmt For For
RONALD W. TYSOE Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SEACOR HOLDINGS INC. Agenda Number: 934013828
--------------------------------------------------------------------------------------------------------------------------
Security: 811904101
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: CKH
ISIN: US8119041015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES FABRIKANT Mgmt For For
DAVID R. BERZ Mgmt For For
PIERRE DE DEMANDOLX Mgmt For For
OIVIND LORENTZEN Mgmt For For
ANDREW R. MORSE Mgmt For For
R. CHRISTOPHER REGAN Mgmt For For
STEVEN J. WISCH Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION
3. REAPPROVAL OF THE COMPANY'S MANAGEMENT Mgmt For For
INCENTIVE PLAN
4. APPROVAL OF THE 2014 SHARE INCENTIVE PLAN Mgmt For For
5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS SEACOR'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014
--------------------------------------------------------------------------------------------------------------------------
SEADRILL LIMITED, HAMILTON Agenda Number: 704703710
--------------------------------------------------------------------------------------------------------------------------
Security: G7945E105
Meeting Type: AGM
Meeting Date: 20-Sep-2013
Ticker:
ISIN: BMG7945E1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN BLOCKING CONDITIONS. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
1 To re-elect John Fredriksen as a director Mgmt For For
of the company
2 To re-elect Tor Olav Troim as a director of Mgmt For For
the company
3 To re-elect Kate Blankenship as a director Mgmt For For
of the company
4 To re-elect Kathrine Fredriksen as a Mgmt For For
director of the company
5 To re-elect Carl Erik Steen as a director Mgmt For For
of the company
6 To re-elect Bert Bekker as a director of Mgmt For For
the company
7 To re-elect Paul Leand Jr as a director of Mgmt For For
the company
8 To amend the company's bye-laws numbers Mgmt For For
57A, 89, 93B, 103, 104, 105, 106A, 110 and
111
9 To appoint PricewaterhouseCoopers LLP, as Mgmt For For
auditor and to authorize the directors to
determine their remuneration
10 To approve the remuneration of the Mgmt For For
company's board of directors of a total
amount of fees not to exceed USD 1.500.000
for the year ended December 31, 2013
--------------------------------------------------------------------------------------------------------------------------
SEATTLE GENETICS, INC. Agenda Number: 933967525
--------------------------------------------------------------------------------------------------------------------------
Security: 812578102
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: SGEN
ISIN: US8125781026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN A. ORWIN Mgmt For For
SRINIVAS AKKARAJU Mgmt For For
DAVID W. GRYSKA Mgmt For For
JOHN P. MCLAUGHLIN Mgmt For For
2. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt Against Against
THE SEATTLE GENETICS, INC. AMENDED AND
RESTATED 2007 EQUITY INCENTIVE PLAN TO
INCREASE THE AGGREGATE NUMBER OF SHARES OF
COMMON STOCK AUTHORIZED FOR ISSUANCE
THEREUNDER BY 4,500,000 SHARES AND TO MAKE
CERTAIN OTHER CHANGES DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
AS DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
SEMBCORP INDUSTRIES LTD Agenda Number: 705094984
--------------------------------------------------------------------------------------------------------------------------
Security: Y79711159
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: SG1R50925390
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE DIRECTORS' REPORT Mgmt For For
AND AUDITED ACCOUNTS FOR THE YEAR ENDED
DECEMBER 31, 2013 AND THE AUDITORS' REPORT
THEREON
2 TO DECLARE A FINAL ORDINARY ONE-TIER TAX Mgmt For For
EXEMPT DIVIDEND OF 15 CENTS PER SHARE AND A
FINAL BONUS ONE-TIER TAX EXEMPT DIVIDEND OF
2 CENTS PER SHARE FOR THE YEAR ENDED
DECEMBER 31, 2013
3 TO RE-ELECT THE FOLLOWING DIRECTOR, EACH OF Mgmt For For
WHOM WILL RETIRE BY ROTATION PURSUANT TO
ARTICLE 93 OF THE COMPANY'S ARTICLES OF
ASSOCIATION AND WHO, BEING ELIGIBLE, WILL
OFFER HIMSELF FOR RE-ELECTION: TAN SRI MOHD
HASSAN MARICAN (INDEPENDENT MEMBER OF AUDIT
COMMITTEE)
4 TO RE-ELECT THE FOLLOWING DIRECTOR, EACH OF Mgmt For For
WHOM WILL RETIRE BY ROTATION PURSUANT TO
ARTICLE 93 OF THE COMPANY'S ARTICLES OF
ASSOCIATION AND WHO, BEING ELIGIBLE, WILL
OFFER HIMSELF FOR RE-ELECTION: THAM KUI
SENG (INDEPENDENT MEMBER OF AUDIT
COMMITTEE)
5 TO RE-APPOINT THE FOLLOWING DIRECTOR Mgmt For For
RETIRING UNDER SECTION 153 OF THE COMPANIES
ACT, CAP. 50, TO HOLD OFFICE FROM THE DATE
OF THIS ANNUAL GENERAL MEETING UNTIL THE
NEXT ANNUAL GENERAL MEETING: ANG KONG HUA
6 TO RE-APPOINT THE FOLLOWING DIRECTOR Mgmt For For
RETIRING UNDER SECTION 153 OF THE COMPANIES
ACT, CAP. 50, TO HOLD OFFICE FROM THE DATE
OF THIS ANNUAL GENERAL MEETING UNTIL THE
NEXT ANNUAL GENERAL MEETING: GOH GEOK LING
7 TO RE-APPOINT THE FOLLOWING DIRECTOR Mgmt For For
RETIRING UNDER SECTION 153 OF THE COMPANIES
ACT, CAP. 50, TO HOLD OFFICE FROM THE DATE
OF THIS ANNUAL GENERAL MEETING UNTIL THE
NEXT ANNUAL GENERAL MEETING: EVERT HENKES
(INDEPENDENT MEMBER OF AUDIT COMMITTEE)
8 TO APPROVE DIRECTORS' FEES OF SGD 1,583,728 Mgmt For For
FOR THE YEAR ENDED DECEMBER 31, 2013,
COMPRISING: A. SGD 1,108,610 TO BE PAID IN
CASH (2012: SGD 839,189); AND B. SGD
475,118 TO BE PAID IN THE FORM OF
RESTRICTED SHARE AWARDS UNDER THE SEMBCORP
INDUSTRIES RESTRICTED SHARE PLAN 2010
(2012: SGD 359,653), WITH THE NUMBER OF
SHARES TO BE AWARDED ROUNDED DOWN TO THE
NEAREST HUNDRED AND ANY RESIDUAL BALANCE
SETTLED IN CASH
9 TO APPROVE DIRECTORS' FEES OF UP TO SGD Mgmt For For
2,600,000 FOR THE YEAR ENDING DECEMBER 31,
2014, COMPRISING: A. UP TO SGD 1,820,000 TO
BE PAID IN CASH; AND B. UP TO SGD 780,000
TO BE PAID IN THE FORM OF RESTRICTED SHARE
AWARDS UNDER THE SEMBCORP INDUSTRIES
RESTRICTED SHARE PLAN 2010, WITH THE NUMBER
OF SHARES TO BE AWARDED ROUNDED DOWN TO THE
NEAREST HUNDRED AND ANY RESIDUAL BALANCE
SETTLED IN CASH
10 TO RE-APPOINT KPMG LLP AS AUDITORS OF THE Mgmt For For
COMPANY AND TO AUTHORISE THE DIRECTORS TO
FIX THEIR REMUNERATION
11 THAT AUTHORITY BE AND IS HEREBY GIVEN TO Mgmt For For
THE DIRECTORS TO: A. I. ISSUE SHARES IN THE
CAPITAL OF THE COMPANY ("SHARES") WHETHER
BY WAY OF RIGHTS, BONUS OR OTHERWISE; AND /
OR II. MAKE OR GRANT OFFERS, AGREEMENTS OR
OPTIONS (COLLECTIVELY, "INSTRUMENTS") THAT
MIGHT OR WOULD REQUIRE SHARES TO BE ISSUED,
INCLUDING BUT NOT LIMITED TO THE CREATION
AND ISSUE OF (AS WELL AS ADJUSTMENTS TO)
WARRANTS, DEBENTURES OR OTHER INSTRUMENTS
CONVERTIBLE INTO SHARES, AT ANY TIME AND
UPON SUCH TERMS AND CONDITIONS AND FOR SUCH
PURPOSES AND TO SUCH PERSONS AS THE
DIRECTORS MAY, IN THEIR ABSOLUTE
DISCRETION, DEEM FIT; AND B.
(NOTWITHSTANDING THE AUTHORITY CONFERRED BY
THIS RESOLUTION MAY HAVE CEASED TO BE IN
FORCE) ISSUE SHARES IN PURSUANCE OF ANY
INSTRUMENT MADE OR GRANTED BY THE DIRECTORS
WHILE THIS RESOLUTION WAS IN FORCE,
PROVIDED THAT: (1) CONTD
CONT CONTD THE AGGREGATE NUMBER OF SHARES TO BE Non-Voting
ISSUED PURSUANT TO THIS RESOLUTION
(INCLUDING SHARES TO BE ISSUED IN PURSUANCE
OF INSTRUMENTS MADE OR GRANTED PURSUANT TO
THIS RESOLUTION) DOES NOT EXCEED 50% OF THE
TOTAL NUMBER OF ISSUED SHARES IN THE
CAPITAL OF THE COMPANY EXCLUDING TREASURY
SHARES (AS CALCULATED IN ACCORDANCE WITH
PARAGRAPH (2) BELOW), OF WHICH THE
AGGREGATE NUMBER OF SHARES TO BE ISSUED
OTHER THAN ON A PRO RATA BASIS TO
SHAREHOLDERS OF THE COMPANY (INCLUDING
SHARES TO BE ISSUED IN PURSUANCE OF
INSTRUMENTS MADE OR GRANTED PURSUANT TO
THIS RESOLUTION) SHALL NOT EXCEED 5% OF THE
TOTAL NUMBER OF ISSUED SHARES IN THE
CAPITAL OF THE COMPANY EXCLUDING TREASURY
SHARES (AS CALCULATED IN ACCORDANCE WITH
PARAGRAPH (2) BELOW); (2) (SUBJECT TO SUCH
MANNER OF CALCULATION AS MAY BE PRESCRIBED
BY THE SINGAPORE EXCHANGE CONTD
CONT CONTD SECURITIES TRADING LIMITED Non-Voting
("SGX-ST")) FOR THE PURPOSE OF DETERMINING
THE AGGREGATE NUMBER OF SHARES THAT MAY BE
ISSUED UNDER PARAGRAPH (1) ABOVE, THE
PERCENTAGE OF ISSUED SHARES SHALL BE BASED
ON THE TOTAL NUMBER OF ISSUED SHARES IN THE
CAPITAL OF THE COMPANY EXCLUDING TREASURY
SHARES AT THE TIME THIS RESOLUTION IS
PASSED, AFTER ADJUSTING FOR: (I) NEW SHARES
ARISING FROM THE CONVERSION OR EXERCISE OF
ANY CONVERTIBLE SECURITIES OR SHARE OPTIONS
OR VESTING OF SHARE AWARDS WHICH ARE
OUTSTANDING OR SUBSISTING AT THE TIME THIS
RESOLUTION IS PASSED; AND (II) ANY
SUBSEQUENT BONUS ISSUE OR CONSOLIDATION OR
SUBDIVISION OF SHARES; (3) IN EXERCISING
THE AUTHORITY CONFERRED BY THIS RESOLUTION,
THE COMPANY SHALL COMPLY WITH THE
PROVISIONS OF THE LISTING MANUAL OF THE
SGX-ST FOR THE TIME BEING IN FORCE (UNLESS
SUCH COMPLIANCE CONTD
CONT CONTD HAS BEEN WAIVED BY THE SGX-ST) AND Non-Voting
THE ARTICLES OF ASSOCIATION FOR THE TIME
BEING OF THE COMPANY; AND (4) (UNLESS
REVOKED OR VARIED BY THE COMPANY IN GENERAL
MEETING) THE AUTHORITY CONFERRED BY THIS
RESOLUTION SHALL CONTINUE IN FORCE UNTIL
THE CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY OR THE DATE BY WHICH
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY IS REQUIRED BY LAW TO BE HELD,
WHICHEVER IS THE EARLIER
12 THAT APPROVAL BE AND IS HEREBY GIVEN TO THE Mgmt For For
DIRECTORS TO: A. GRANT AWARDS IN ACCORDANCE
WITH THE PROVISIONS OF THE SEMBCORP
INDUSTRIES PERFORMANCE SHARE PLAN 2010 (THE
"SCI PSP 2010") AND / OR THE SEMBCORP
INDUSTRIES RESTRICTED SHARE PLAN 2010 (THE
"SCI RSP 2010") (THE SCI PSP 2010 AND SCI
RSP 2010, TOGETHER THE "SHARE PLANS"); AND
B. ALLOT AND ISSUE FROM TIME TO TIME SUCH
NUMBER OF FULLY PAID-UP ORDINARY SHARES IN
THE CAPITAL OF THE COMPANY AS MAY BE
REQUIRED TO BE DELIVERED PURSUANT TO THE
VESTING OF AWARDS UNDER THE SHARE PLANS,
PROVIDED THAT: (1) THE AGGREGATE NUMBER OF
(I) NEW ORDINARY SHARES ALLOTTED AND ISSUED
AND / OR TO BE ALLOTTED AND ISSUED, (II)
EXISTING ORDINARY SHARES (INCLUDING SHARES
HELD IN TREASURY) DELIVERED AND / OR TO BE
DELIVERED, AND (III) ORDINARY SHARES
RELEASED AND / OR TO BE RELEASED IN THE
CONTD
CONT CONTD FORM OF CASH IN LIEU OF ORDINARY Non-Voting
SHARES, PURSUANT TO THE SHARE PLANS, SHALL
NOT EXCEED 7% OF THE TOTAL NUMBER OF ISSUED
ORDINARY SHARES IN THE CAPITAL OF THE
COMPANY (EXCLUDING TREASURY SHARES) FROM
TIME TO TIME; AND (2) THE AGGREGATE NUMBER
OF ORDINARY SHARES UNDER AWARDS TO BE
GRANTED PURSUANT TO THE SHARE PLANS DURING
THE PERIOD COMMENCING FROM THIS ANNUAL
GENERAL MEETING AND ENDING ON THE DATE OF
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY OR THE DATE BY WHICH THE NEXT
ANNUAL GENERAL MEETING OF THE COMPANY IS
REQUIRED BY LAW TO BE HELD, WHICHEVER IS
THE EARLIER, SHALL NOT EXCEED 1% OF THE
TOTAL NUMBER OF ISSUED ORDINARY SHARES IN
THE CAPITAL OF THE COMPANY (EXCLUDING
TREASURY SHARES) FROM TIME TO TIME
--------------------------------------------------------------------------------------------------------------------------
SEMBCORP INDUSTRIES LTD Agenda Number: 705093211
--------------------------------------------------------------------------------------------------------------------------
Security: Y79711159
Meeting Type: EGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: SG1R50925390
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE PROPOSED RENEWAL OF THE IPT MANDATE Mgmt For For
2 THE PROPOSED RENEWAL OF THE SHARE PURCHASE Mgmt For For
MANDATE
--------------------------------------------------------------------------------------------------------------------------
SES S.A., LUXEMBOURG Agenda Number: 705010938
--------------------------------------------------------------------------------------------------------------------------
Security: L8300G135
Meeting Type: AGM
Meeting Date: 03-Apr-2014
Ticker:
ISIN: LU0088087324
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Attendance list, quorum and adoption of the Non-Voting
agenda
2 Nomination of a secretary and of two Non-Voting
scrutineers
3 Presentation by the Chairman of the Board Non-Voting
of Directors of the 2013 activities report
of the Board
4 Presentation on the main developments Non-Voting
during 2013 and perspectives
5 Presentation of the 2013 financial results Non-Voting
6 Presentation of the audit report Non-Voting
7 Approval of the balance sheet and of the Mgmt For For
profit and loss accounts as of December 31,
2013
8 Decision on allocation of 2013 profits Mgmt For For
9 Transfers between reserve accounts Mgmt For For
10 Discharge of the members of the Board of Mgmt For For
Directors
11 Discharge of the auditor Mgmt For For
12 Appointment of the auditor for the year Mgmt For For
2014 and determination of its remuneration:
PricewaterhouseCoopers
13 Resolution on company acquiring own FDRs Mgmt For For
and/or own A- or B-shares
CMMT ELECTION OF DIRECTORS FOR A THREE-YEAR TERM Non-Voting
: CANDIDATES REPRESENTING SHAREHOLDERS OF
CATEGORY A
14.1 Election of Director for a three-year term: Mgmt For For
Mr. Marc Beuls
14.2 Election of Director for a three-year term: Mgmt For For
Mr. Marcus Bicknell
14.3 Election of Director for a three-year term: Mgmt For For
Mrs. Bridget Cosgrave
14.4 Election of Director for a three-year term: Mgmt For For
Mr. Ramu Potarazu
CMMT ELECTION OF DIRECTORS FOR A THREE-YEAR TERM Non-Voting
: CANDIDATES REPRESENTING SHAREHOLDERS OF
CATEGORY B
14.5 Election of Director for a three-year term: Mgmt For For
Mr. Rene Steichen
14.6 Election of Director for a three-year term: Mgmt For For
Mr. Jean-Paul Zens
15 Determination of the remuneration of Board Mgmt For For
members
16 Miscellaneous Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SGS SA, GENEVE Agenda Number: 704978444
--------------------------------------------------------------------------------------------------------------------------
Security: H7484G106
Meeting Type: AGM
Meeting Date: 13-Mar-2014
Ticker:
ISIN: CH0002497458
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 284371 DUE TO SPLITTING OF
RESOLUTION "5" INTO 5A AND 5B. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE.
1 Approval of the 2013 annual report, SGS Mgmt For For
SA's and SGS Group's financial statements
2 Approval of the 2013 Group report on Mgmt Against Against
remuneration (advisory Vote)
3 Release of the Board of Directors and of Mgmt For For
the Management
4 Appropriation of profits of SGS SA, Mgmt For For
declaration of a dividend of CHF 65.- per
share
5.A Adoption of/Amendment to certain provisions Mgmt For For
of the Articles of Association: Articles 6,
6bis, 6ter, 9(2), 13(3), 15, 16(4) et/and
(7), 18(1) et/and (3), 19(1), 20, 21(4) and
27(1)
5.B Removal of Article 16(4) of the Articles of Mgmt For For
Association (special majority requirement
for the adoption of certain resolutions at
the General Meeting of Shareholders)
6.1 Election to the Board of Director: M. Mgmt Against Against
Sergio Marchionne
6.2 Election to the Board of Director: M. Paul Mgmt Against Against
Desmarais, Jr.
6.3 Election to the Board of Director: M. Mgmt For For
August von Finck
6.4 Election to the Board of Director: M. Mgmt For For
August Francois von Finck
6.5 Election to the Board of Director: M. Ian Mgmt Against Against
Gallienne
6.6 Election to the Board of Director: M. Mgmt For For
Cornelius Grupp
6.7 Election to the Board of Director: M. Peter Mgmt Against Against
Kalantzis
6.8 Election to the Board of Director: M. Mgmt Against Against
Gerard Lamarche
6.9 Election to the Board of Director: M. Mgmt For For
Shelby R. du Pasquier
6A Election of Mr. Sergio Marchionne as Mgmt Against Against
chairman of the Board of Directors
6B.1 Election of the member of the nomination Mgmt For For
and remuneration committee: M. August von
Finck
6B.2 Election of the member of the nomination Mgmt Against Against
and remuneration committee: M. Ian
Gallienne
6B.3 Election of the member of the nomination Mgmt For For
and remuneration committee: M. Shelby R. du
Pasquier
7 Election of Deloitte SA as Auditors Mgmt For For
8 Election of the Independent Proxy (Jeandin Mgmt For For
& Defacqz, Geneva)
9 In the case of ad-hoc/Miscellaneous Mgmt For For
shareholder motions proposed during the
general meeting, I authorize my proxy to
act as follows in accordance with the board
of directors
CMMT 26 FEB 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO THE TEXT OF
RESOLUTION 5A. IF YOU HAVE ALREADY SENT IN
YOUR VOTES FOR MID: 285425 PLEASE DO NOT
REVOTE ON THIS MEETING UNLESS YOU DECIDE TO
AMEND YOUR INSTRUCTIONS.
--------------------------------------------------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD Agenda Number: 704746671
--------------------------------------------------------------------------------------------------------------------------
Security: Y76810103
Meeting Type: SGM
Meeting Date: 15-Nov-2013
Ticker:
ISIN: CNE100000171
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0926/LTN20130926214.pdf,
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0926/LTN20130926204.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0926/LTN20130926192.pdf
1 To consider and approve the distribution of Mgmt For For
interim dividend of RMB0.029 per share
(inclusive of tax) for the six months ended
30 June 2013 to be distributed to all
shareholders whose names appear on the
register of members of the Company at the
close of business on 27 November 2013
2 i) To consider and approve the Continuing Mgmt For For
Connected Transactions contemplated under
the Framework Purchase Agreement entered
into between the Group and Weigao Holding
Group as set out in the "Letter from the
Board" as contained in the circular of the
Company dated 27 September 2013; and ii)
with the Annual Caps amounts of RMB180
million, RMB230 million and RMB302 million
for the respective three years ending 31
December 2014, 2015 and 2016
3 i) To consider and approve the Continuing Mgmt For For
Connected Transactions contemplated under
the Framework Sales Agreement entered into
between the Group and Weigao Holding Group
as set out in the "Letter from the Board"
as contained in the circular of the Company
dated 27 September 2013; and ii) with the
Annual Caps amounts of RMB28 million, RMB35
million and RMB44 million for the
respective three years ending 31 December
2014, 2015 and 2016
4 i) To consider and approve the Continuing Mgmt For For
Connected Transactions contemplated under
the Framework Tenancy Agreement entered
into between the Group and Weigao Holding
Group as set out in the "Letter from the
Board" as contained in the circular of the
Company dated 27 September 2013; and ii)
with the Annual Caps amounts of RMB25
million, RMB25 million and RMB25 million
for the respective three years ending 31
December 2014, 2015 and 2016
5 i) To consider and approve the Continuing Mgmt For For
Connected Transactions contemplated under
the Framework Services Agreement entered
into between the Group and Weigao Holding
Group as set out in the "Letter from the
Board" as contained in the circular of the
Company dated 27 September 2013; and ii)
with the Annual Caps amounts of RMB64
million, RMB70 million and RMB78 million
for the respective three years ending 31
December 2014, 2015 and 2016
6 To consider and approve, subject to Mgmt For For
fulfillment of all relevant conditions
and/or all necessary approvals and/or
consents from the relevant PRC authorities
and bodies being obtained and/ or the
procedures as required under the laws and
regulations of the PRC being completed, the
Amendments to the Articles of Associations
of the Company (as described in the
Appendix I of this circular) as a result of
the change in number of directors
--------------------------------------------------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD Agenda Number: 705134257
--------------------------------------------------------------------------------------------------------------------------
Security: Y76810103
Meeting Type: AGM
Meeting Date: 30-May-2014
Ticker:
ISIN: CNE100000171
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0408/LTN20140408698.pdf and
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0408/LTN20140408682.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
GROUP (INCLUDING THE COMPANY AND ITS
SUBSIDIARIES) FOR THE YEAR ENDED 31
DECEMBER 2013
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY (THE
"BOARD") FOR THE YEAR ENDED 31 DECEMBER
2013
3 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR ENDED 31 DECEMBER 2013
4 TO DECLARE A FINAL DIVIDEND OF RMB0.031 PER Mgmt For For
SHARE OF RMB0.1 EACH IN THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2013
5 TO CONSIDER AND APPROVE THE PROPOSAL FOR Mgmt For For
THE RE-APPOINTMENT OF DELOITTE TOUCHE
TOHMATSU AS THE AUDITOR OF THE COMPANY FOR
THE YEAR ENDING 31 DECEMBER 2014, AND TO
AUTHORISE THE BOARD TO DETERMINE HIS
REMUNERATION
6 TO CONSIDER AND AUTHORISE THE BOARD TO Mgmt For For
APPROVE THE REMUNERATION OF THE DIRECTORS,
SUPERVISORS AND SENIOR MANAGEMENT OF THE
COMPANY FOR THE YEAR ENDING 31 DECEMBER
2014
7 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For
OF MR. ZHANG HUA WEI AS AN EXECUTIVE
DIRECTOR OF THE COMPANY
8 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For
OF MR. WANG YI AS AN EXECUTIVE DIRECTOR OF
THE COMPANY
9 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt Against Against
OF MR. CHEN XUE LI AS A NON-EXECUTIVE
DIRECTOR OF THE COMPANY
10 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt Against Against
OF MS. ZHOU SHU HUA AS A NON-EXECUTIVE
DIRECTOR OF THE COMPANY
11 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For
OF MR. LI JIA MIAO AS AN INDEPENDENT
DIRECTOR OF THE COMPANY
12 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For
OF MRS. BI DONG MEI AS SUPERVISOR OF THE
COMPANY
13 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt Against Against
OF MRS. CHEN XIAO YUN AS SUPERVISOR OF THE
COMPANY
14 TO CONSIDER AND APPROVE, SUBJECT TO Mgmt For For
FULFILLMENT OF ALL RELEVANT CONDITIONS
AND/OR ALL NECESSARY APPROVALS AND/OR
CONSENTS FROM THE RELEVANT PRC AUTHORITIES
AND BODIES BEING OBTAINED AND/OR THE
PROCEDURES AS REQUIRED UNDER THE LAWS AND
REGULATIONS OF THE PRC BEING COMPLETED THE
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
OF THE COMPANY
15 TO CONSIDER AND APPROVE THE GENERAL MANDATE Mgmt Against Against
TO BE GRANTED TO THE BOARD TO ISSUE NEW
SHARES
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG, MUENCHEN Agenda Number: 704888859
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: AGM
Meeting Date: 28-Jan-2014
Ticker:
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2013, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require any flagging or blocking.
These optimized processes avoid any
settlement conflicts. The sub custodians
have advised that voted shares are not
blocked for trading purposes i.e. they are
only unavailable for settlement.
Registered shares will be deregistered at
the deregistration date by the sub
custodians. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent.
Please contact your CSR for further
information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
13.01.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. To receive and consider the adopted Annual Non-Voting
Financial Statements of Siemens AG and the
approved Consolidated Financial Statements,
together with the Combined Management
Report of Siemens AG and the Siemens Group,
including the Explanatory Report on the
information required pursuant to Section
289 (4) and (5) and Section 315 (4) of the
German Commercial Code (HGB) as of
September 30, 2013, as well as the Report
of the Supervisory Board, the Corporate
Governance Report, the Compensation Report
and the Compliance Report for fiscal year
2013
2. Resolution on the Appropriation of the Mgmt Split 25% For Split
Distributable Profit The distributable
profit of EUR 2,643,000,000.00 as follows:
Payment of a dividend of EUR 3.00 per
no-par share for the 2012/2014 financial
year. EUR 109,961,760.00 shall be carried
forward. Ex-dividend and payable date:
January 29, 2014
3. To ratify the acts of the members of the Mgmt Split 25% For Split
Managing Board
4. To ratify the acts of the members of the Mgmt Split 25% For Split
Supervisory Board
5. To resolve on the approval of the system of Mgmt Split 25% For Split
Managing Board compensation
6. To resolve on the appointment of Mgmt Split 25% For Split
independent auditors for the audit of the
Annual Financial Statements and the
Consolidated Financial Statements and for
the review of the Interim Financial
Statements: Ernst & Young GmbH
7. To resolve on a by-election to the Mgmt Split 25% For Split
Supervisory Board: Jim Hagemann Snabe
8. To resolve on the creation of an Authorized Mgmt Split 25% For Split
Capital 2014 against contributions in cash
and / or contributions in kind with the
option of excluding subscription rights,
and related amendments to the Articles of
Association
9. To resolve on the cancelation of the Mgmt Split 25% Against Split
authorization to issue convertible bonds
and / or warrant bonds dated January 25,
2011 and of the Conditional Capital 2011 as
well as on the creation of a new
authorization of the Managing Board to
issue convertible bonds and / or warrant
bonds and to exclude shareholders
subscription rights, and on the creation of
a Conditional Capital 2014 and related
amendments to the Articles of Association
10. To resolve on the cancelation of Mgmt Split 25% For Split
Conditional Capital no longer required and
related amendments to the Articles of
Association
11. To resolve on the adjustment of Supervisory Mgmt Split 25% For Split
Board compensation and related amendments
to the Articles of Association
--------------------------------------------------------------------------------------------------------------------------
SIGNET JEWELERS LIMITED Agenda Number: 933999382
--------------------------------------------------------------------------------------------------------------------------
Security: G81276100
Meeting Type: Annual
Meeting Date: 13-Jun-2014
Ticker: SIG
ISIN: BMG812761002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: H. TODD STITZER Mgmt For For
1B. ELECTION OF DIRECTOR: VIRGINIA DROSOS Mgmt For For
1C. ELECTION OF DIRECTOR: DALE W. HILPERT Mgmt For For
1D. ELECTION OF DIRECTOR: MARIANNE MILLER PARRS Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS G. PLASKETT Mgmt For For
1F. ELECTION OF DIRECTOR: RUSSELL WALLS Mgmt For For
1G. ELECTION OF DIRECTOR: HELEN MCCLUSKEY Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT STACK Mgmt For For
1I. ELECTION OF DIRECTOR: EUGENIA ULASEWICZ Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL W. BARNES Mgmt For For
2. APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITOR OF THE COMPANY.
3. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN PROXY STATEMENT.
4. RE-APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE SIGNET JEWELERS
LIMITED OMNIBUS INCENTIVE PLAN 2009.
5. APPROVAL OF THE AMENDMENTS TO THE SIGNET Mgmt For For
JEWELERS LIMITED BYE-LAWS.
--------------------------------------------------------------------------------------------------------------------------
SINGAPORE TELECOMMUNICATIONS LTD, SINGAPORE Agenda Number: 704627225
--------------------------------------------------------------------------------------------------------------------------
Security: Y79985209
Meeting Type: AGM
Meeting Date: 26-Jul-2013
Ticker:
ISIN: SG1T75931496
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Financial Mgmt For For
Statements for the financial year ended 31
March 2013, the Director's Report and the
Auditors Report thereon
2 To declare a final dividend of 10.0 cents Mgmt For For
per share in respect of the financial year
ended 31 March 2013
3 To re-elect the following Director who Mgmt For For
retire by rotation in accordance with
Article 97 of the Company's Articles of
Association and who, being eligible, offer
himself for re-election: Mr Simon Israel
4 To re-elect the following Director who Mgmt For For
retire by rotation in accordance with
Article 97 of the Company's Articles of
Association and who, being eligible, offer
himself for re-election: Mr Peter Mason AM
5 To re-elect Mr David Gonski AC who ceases Mgmt For For
to hold office in accordance with Article
103 of the Company's Articles of
Association and who, being eligible, offers
himself for re-election
6 To approve payment of Director's fees by Mgmt For For
the Company of up to SGD 2,710,000 for the
financial year ending 31 March 2014 (2013:
up to SGD 2,710,000; increase: nil)
7 To re-appoint Auditors and to authorise the Mgmt For For
Directors to fix their remuneration
8 That authority be and is hereby given to Mgmt Against Against
the Directors to: (i) (1) issue shares in
the capital of the Company ("shares")
whether by way of rights, bonus or
otherwise; and/or (2) make or grant offers,
agreements or options (collectively,
"Instruments") that might or would require
shares to be issued, including but not
limited to the creation and issue of (as
well as adjustments to) warrants,
debentures or other instruments convertible
into shares, at any time and upon such
terms and conditions and for such purposes
and to such persons as the Directors may in
their absolute discretion deem fit; and
(ii) (notwithstanding the authority
conferred by this Resolution may have
ceased to be in force) issue shares in
pursuance of any Instrument made or granted
by the Directors while this Resolution was
in force, provided that: (I) CONTD
CONT CONTD the aggregate number of shares to be Non-Voting
issued pursuant to this Resolution
(including shares to be issued in pursuance
of Instruments made or granted pursuant to
this Resolution) does not exceed 50% of the
total number of issued shares (excluding
treasury shares) in the capital of the
Company (as calculated in accordance with
sub-paragraph (II) below), of which the
aggregate number of shares to be issued
other than on a pro rata basis to
shareholders of the Company (including
shares to be issued in pursuance of
Instruments made or granted pursuant to
this Resolution) does not exceed 5% of the
total number of issued shares (excluding
treasury shares) in the capital of the
Company (as calculated in accordance with
sub-paragraph (II) below); (II) (subject to
such manner of calculation as may be
prescribed by the CONTD
CONT CONTD Singapore Exchange Securities Trading Non-Voting
Limited ("SGX-ST")) for the purpose of
determining the aggregate number of shares
that may be issued under sub-paragraph (I)
above, the percentage of issued shares
shall be based on the total number of
issued shares (excluding treasury shares)
in the capital of the Company at the time
this Resolution is passed, after adjusting
for: (a) new shares arising from the
conversion or exercise of any convertible
securities or share options or vesting of
share awards which are outstanding or
subsisting at the time this Resolution is
passed; and (b) any subsequent bonus issue
or consolidation or sub-division of shares;
(III) in exercising the authority conferred
by this Resolution, the Company shall
comply with the provisions of the Listing
Manual of the SGX-ST, the Listing Rules of
ASX CONTD
CONT CONTD Limited ("ASX") and the rules of any Non-Voting
other stock exchange on which the shares of
the Company may for the time being be
listed or quoted ("Other Exchange") for the
time being in force (unless such compliance
has been waived by the SGX-ST, ASX or, as
the case may be, the Other Exchange) and
the Articles of Association for the time
being of the Company; and (IV) (unless
revoked or varied by the Company in general
meeting) the authority conferred by this
Resolution shall continue in force until
the conclusion of the next Annual General
Meeting of the Company or the date by which
the next Annual General Meeting of the
Company is required by law to be held,
whichever is the earlier
9 That approval be and is hereby given to the Mgmt For For
Directors to grant awards in accordance
with the provisions of the SingTel
Performance Share Plan 2012 ("SingTel PSP
2012") and to allot and issue from time to
time such number of fully paid-up shares as
may be required to be delivered pursuant to
the vesting of awards under the SingTel PSP
2012, provided that: (i) the aggregate
number of new shares to be issued pursuant
to the vesting of awards granted or to be
granted under the SingTel PSP 2012 shall
not exceed 5% of the total number of issued
shares (excluding treasury shares) from
time to time; and (ii) the aggregate number
of new shares under awards to be granted
pursuant to the SingTel PSP 2012 during the
period commencing from the date of this
Annual General Meeting of the Company and
ending on the date of the next CONTD
CONT CONTD Annual General Meeting of the Company Non-Voting
or the date by which the next Annual
General Meeting of the Company is required
by law to be held, whichever is the
earlier, shall not exceed 0.5% of the total
number of issued shares (excluding treasury
shares) from time to time
--------------------------------------------------------------------------------------------------------------------------
SINGAPORE TELECOMMUNICATIONS LTD, SINGAPORE Agenda Number: 704627340
--------------------------------------------------------------------------------------------------------------------------
Security: Y79985209
Meeting Type: EGM
Meeting Date: 26-Jul-2013
Ticker:
ISIN: SG1T75931496
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 The Proposed Renewal of the Share Purchase Mgmt For For
Mandate
2 The Proposed Approval for Participation by Mgmt For For
the Relevant Person in the SingTel
Performance Share Plan 2012 for the
purposes of the Listing Rules of ASX
Limited
--------------------------------------------------------------------------------------------------------------------------
SIRIUS XM HOLDINGS INC. Agenda Number: 933965557
--------------------------------------------------------------------------------------------------------------------------
Security: 82968B103
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: SIRI
ISIN: US82968B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOAN L. AMBLE Mgmt For For
ANTHONY J. BATES Mgmt For For
GEORGE W. BODENHEIMER Mgmt For For
DAVID J.A. FLOWERS Mgmt For For
EDDY W. HARTENSTEIN Mgmt For For
JAMES P. HOLDEN Mgmt For For
GREGORY B. MAFFEI Mgmt For For
EVAN D. MALONE Mgmt For For
JAMES E. MEYER Mgmt For For
JAMES F. MOONEY Mgmt For For
CARL E. VOGEL Mgmt For For
VANESSA A. WITTMAN Mgmt For For
DAVID M. ZASLAV Mgmt For For
2. ADVISORY VOTE TO APPROVE THE NAMED Mgmt Against Against
EXECUTIVE OFFICERS' COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
SMC CORPORATION Agenda Number: 705347234
--------------------------------------------------------------------------------------------------------------------------
Security: J75734103
Meeting Type: AGM
Meeting Date: 26-Jun-2014
Ticker:
ISIN: JP3162600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Outside Directors and
Outside Corporate Auditors
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
3.14 Appoint a Director Mgmt For For
3.15 Appoint a Director Mgmt For For
3.16 Appoint a Director Mgmt For For
3.17 Appoint a Director Mgmt For For
3.18 Appoint a Director Mgmt For For
4 Approve Provision of Retirement Allowance Mgmt For For
for Retiring Directors
--------------------------------------------------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. Agenda Number: 933969125
--------------------------------------------------------------------------------------------------------------------------
Security: 833635105
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: SQM
ISIN: US8336351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. SQM'S BALANCE SHEET, FINANCIAL STATEMENTS, Mgmt For
ANNUAL REPORT, ACCOUNT INSPECTORS' REPORT,
AND EXTERNAL AUDITORS' REPORT FOR THE
BUSINESS YEAR ENDED DECEMBER 31, 2013.
2. APPOINTMENT OF THE EXTERNAL AUDITING Mgmt For
COMPANY AND ACCOUNT INSPECTORS FOR THE
BUSINESS YEAR 2014.
3. OPERATIONS REFERRED TO UNDER TITLE XVI OF Mgmt Take No Action
LAW 18,046.
4. INVESTMENT AND FINANCE POLICIES. Mgmt For
5. NET INCOME FOR BUSINESS YEAR 2013, Mgmt For
DISTRIBUTION OF DEFINITIVE DIVIDEND AND
FUTURE DIVIDEND POLICY.
6. BOARD OF DIRECTORS' EXPENDITURES DURING THE Mgmt Take No Action
BUSINESS YEAR 2013.
7. DIRECTORS' SALARIES. Mgmt Abstain
8. MATTERS IN RELATION WITH THE DIRECTORS Mgmt Abstain
COMMITTEE, WITH THE AUDIT COMMITTEE AND
WITH THE HEALTH, SAFETY AND ENVIRONMENTAL
COMMITTEE.
9. OTHER CORRESPONDING MATTERS IN COMPLIANCE Mgmt Abstain
WITH THE PERTINENT PROVISIONS.
--------------------------------------------------------------------------------------------------------------------------
SOFTBANK CORP. Agenda Number: 705343224
--------------------------------------------------------------------------------------------------------------------------
Security: J75963108
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: JP3436100006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SOLARWINDS, INC. Agenda Number: 933962789
--------------------------------------------------------------------------------------------------------------------------
Security: 83416B109
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: SWI
ISIN: US83416B1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: STEVEN M. CAKEBREAD Mgmt For For
1.2 ELECTION OF DIRECTOR: ROGER J. SIPPL Mgmt For For
2. RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3. APPROVE, ON A NON-BINDING BASIS, THE Mgmt For For
COMPANY'S OVERALL EXECUTIVE COMPENSATION
PROGRAM, AS DESCRIBED IN THE COMPENSATION
DISCUSSION AND ANALYSIS, THE COMPENSATION
TABLES AND THE RELATED NARRATIVES AND OTHER
MATERIALS IN THE PROXY STATEMENT.
4. PROVIDE FOR THE ADJOURNMENT OR POSTPONEMENT Mgmt For For
OF THE ANNUAL MEETING, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT SHARES PRESENT OR VOTING
AFFIRMATIVELY AT THE TIME OF THE ANNUAL
MEETING EITHER (1) TO ESTABLISH A QUORUM;
OR (2) IF A QUORUM IS PRESENT, TO APPROVE
PROPOSALS ONE THROUGH THREE.
--------------------------------------------------------------------------------------------------------------------------
SOLERA HOLDINGS, INC. Agenda Number: 933885014
--------------------------------------------------------------------------------------------------------------------------
Security: 83421A104
Meeting Type: Annual
Meeting Date: 08-Nov-2013
Ticker: SLH
ISIN: US83421A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TONY AQUILA Mgmt For For
THOMAS A. DATTILO Mgmt For For
ARTHUR F. KINGSBURY Mgmt For For
DR. KURT J. LAUK Mgmt For For
KENNETH A. VIELLIEU Mgmt For For
THOMAS C. WAJNERT Mgmt For For
STUART J. YARBROUGH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS SOLERA'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JUNE 30, 2014.
3. APPROVAL OF A NON-BINDING ADVISORY VOTE, ON Mgmt For For
THE COMPENSATION OF SOLERA'S NAMED
EXECUTIVE OFFICERS.
4. APPROVAL OF AMENDMENTS AND PERFORMANCE Mgmt For For
CRITERIA CONTAINED IN ARTICLE 10 OF
SOLERA'S 2008 OMNIBUS INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
SONIC HEALTHCARE LIMITED Agenda Number: 704792337
--------------------------------------------------------------------------------------------------------------------------
Security: Q8563C107
Meeting Type: AGM
Meeting Date: 21-Nov-2013
Ticker:
ISIN: AU000000SHL7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 4 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
1 Re-election of Ms Kate Spargo as a Director Mgmt For For
of the Company
2 Re-election of Dr Jane Wilson as a Director Mgmt For For
of the Company
3 Re-election of Dr Philip Dubois as a Mgmt For For
Director of the Company
4 Adoption of the Remuneration Report Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SONOVA HOLDING AG, STAEFA Agenda Number: 705308775
--------------------------------------------------------------------------------------------------------------------------
Security: H8024W106
Meeting Type: AGM
Meeting Date: 17-Jun-2014
Ticker:
ISIN: CH0012549785
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF THE BUSINESS REPORT THE Mgmt For For
CONSOLIDATED ACCOUNTS AND THE ANNUAL
ACCOUNTS OF SONOVA HOLDING AG FOR THE
2013/14 FINANCIAL YEAR, ACKNOWLEDGEMENT OF
THE REPORTS OF THE AUDITOR
1.2 CONSULTATIVE VOTE ON THE REMUNERATION Mgmt For For
REPORT 2013/14
2 APPROPRIATION OF THE NET PROFIT : DIVIDENDS Mgmt For For
OF CHF 1.90 PER SHARE
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE EXECUTIVE BOARD
4.1.1 RE-ELECTION OF ROBERT F. SPOERRY AS Mgmt For For
CHAIRMAN AND MEMBER OF THE BOARD OF
DIRECTORS
4.1.2 RE-ELECTION OF BEAT HESS AS A MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
4.1.3 RE-ELECTION OF MICHAEL JACOBI AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.1.4 RE-ELECTION OF ANDY RIHS AS A MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
4.1.5 RE-ELECTION OF ANSSI VANJOKI AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
4.1.6 RE-ELECTION OF RONALD VAN DER VIS AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
4.1.7 RE-ELECTION OF JINLONG WANG AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
4.1.8 RE-ELECTION OF JOHN J. ZEI AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
4.2 ELECTION OF STACY ENXING SENG AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.3.1 ELECTION OF THE MEMBER OF THE NOMINATION Mgmt For For
AND REMUNERATION COMMITTEE: ROBERT F.
SPOERRY
4.3.2 ELECTION OF THE MEMBER OF THE NOMINATION Mgmt For For
AND REMUNERATION COMMITTEE: BEAT HESS
4.3.3 ELECTION OF THE MEMBER OF THE NOMINATION Mgmt For For
AND REMUNERATION COMMITTEE: JOHN J. ZEI
4.4 RE-ELECTION OF THE AUDITOR: Mgmt For For
PRICEWATERHOUSECOOPERS AG, ZURICH
4.5 ELECTION OF THE INDEPENDENT VOTING PROXY: Mgmt For For
ANDREAS G. KELLER, LAWYER, GEHRENHOLZPARK
2G, CH-8055 ZURICH
5.1 AMENDMENTS OF THE ARTICLES OF ASSOCIATION Mgmt For For
TO CONFORM TO THE NEW SWISS COMPANY LAW:
AMENDMENTS OF THE ARTICLES OF ASSOCIATION
IN LINE WITH THE COMPENSATION PROVISIONS OF
THE ORDINANCE AGAINST EXCESSIVE
COMPENSATION IN LISTED STOCK COMPANIES
5.2 AMENDMENTS OF THE ARTICLES OF ASSOCIATION Mgmt For For
TO CONFORM TO THE NEW SWISS COMPANY LAW:
AMENDMENTS OF THE ARTICLES OF ASSOCIATION
IN LINE WITH FURTHER PROVISIONS OF THE
ORDINANCE AGAINST EXCESSIVE COMPENSATION IN
LISTED STOCK COMPANIES, OTHER AMENDMENTS OF
THE SWISS COMPANY LAW, THE MODE OF VOTING
AND OTHER ASPECTS
CMMT 09 JUN 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
SONY FINANCIAL HOLDINGS INC. Agenda Number: 705343197
--------------------------------------------------------------------------------------------------------------------------
Security: J76337104
Meeting Type: AGM
Meeting Date: 24-Jun-2014
Ticker:
ISIN: JP3435350008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SOUTHWESTERN ENERGY COMPANY Agenda Number: 933966395
--------------------------------------------------------------------------------------------------------------------------
Security: 845467109
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: SWN
ISIN: US8454671095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JOHN D. GASS Mgmt For For
1.2 ELECTION OF DIRECTOR: CATHERINE A. KEHR Mgmt For For
1.3 ELECTION OF DIRECTOR: GREG D. KERLEY Mgmt For For
1.4 ELECTION OF DIRECTOR: VELLO A. KUUSKRAA Mgmt For For
1.5 ELECTION OF DIRECTOR: KENNETH R. MOURTON Mgmt For For
1.6 ELECTION OF DIRECTOR: STEVEN L. MUELLER Mgmt For For
1.7 ELECTION OF DIRECTOR: ELLIOTT PEW Mgmt For For
1.8 ELECTION OF DIRECTOR: ALAN H. STEVENS Mgmt For For
2. PROPOSAL TO RATIFY INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. PROPOSAL FROM STOCKHOLDER REGARDING SPECIAL Shr Against For
MEETINGS.
5. PROPOSAL FROM STOCKHOLDER REGARDING METHANE Shr Against For
EMISSIONS REPORT.
--------------------------------------------------------------------------------------------------------------------------
SPROUTS FARMERS MARKET, INC. Agenda Number: 933946280
--------------------------------------------------------------------------------------------------------------------------
Security: 85208M102
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: SFM
ISIN: US85208M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TERRI FUNK GRAHAM Mgmt For For
GEORGE G. GOLLEHER Mgmt For For
STEVEN H. TOWNSEND Mgmt For For
2. TO VOTE ON A NON-BINDING ADVISORY Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION PAID
TO OUR NAMED EXECUTIVE OFFICERS FOR FISCAL
2013 ("SAY-ON-PAY").
3. TO VOTE ON A NON-BINDING ADVISORY PROPOSAL Mgmt 1 Year For
ON THE FREQUENCY OF FUTURE SAY-ON-PAY VOTES
("SAY-ON-FREQUENCY").
4. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP, AN INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, AS OUR
INDEPENDENT AUDITOR FOR THE FISCAL YEAR
ENDING DECEMBER 28, 2014.
--------------------------------------------------------------------------------------------------------------------------
SSAB CORPORATION, STOCKHOLM Agenda Number: 704996339
--------------------------------------------------------------------------------------------------------------------------
Security: W8615U124
Meeting Type: AGM
Meeting Date: 09-Apr-2014
Ticker:
ISIN: SE0000171100
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
CMMT THE ANNUAL GENERAL MEETING'S RESOLUTION Non-Voting
UNDER ITEMS 15 a) AND b) SHALL BE PASSED AS
ONE RESOLUTION, AS THE TWO RESOLUTIONS ARE
STRONGLY INTERCONNECTED AND DEPENDENT ON
EACH OTHER. THE PROPOSED AMENDMENT OF THE
ARTICLES OF ASSOCIATION SHALL BE
CONDITIONAL UPON SSAB COMPLETING THE SHARE
EXCHANGE OFFER TO THE SHAREHOLDERS OF
RAUTARUUKKI
1 Election of a chairman of the meeting: Sven Non-Voting
Unger
2 Preparation and approval of the voting Non-Voting
register
3 Approval of the agenda proposed by the Non-Voting
Board of Directors
4 Election of one or two persons to attest Non-Voting
the minutes of the meeting
5 Determination whether the meeting has been Non-Voting
duly convened
6.a Presentation of the annual report and the Non-Voting
auditor's report, as well as the
consolidated financial statements and the
auditor's report for the Group. In
connection therewith: An address by the
Chairman of the Board including a report on
the work of the Board
6.b Presentation of the annual report and the Non-Voting
auditor's report, as well as the
consolidated financial statements and the
auditor's report for the Group. In
connection therewith: An address by the
President
6.c Presentation of the annual report and the Non-Voting
auditor's report, as well as the
consolidated financial statements and the
auditor's report for the Group. In
connection therewith: A report by the
auditor-in-charge regarding the audit work
7.a Resolution regarding: Adoption of the Mgmt No vote
income statement and balance sheet as well
as the consolidated income statement and
consolidated balance sheet
7.b Resolution regarding: Allocation of the Mgmt No vote
company's result in accordance with the
adopted balance sheet: No dividends be paid
for the financial year 2013
7.c Resolution regarding: Discharge from Mgmt No vote
liability for the directors and the
President
8 A report regarding the work of the Non-Voting
Nomination Committee
9 Determination of the number of directors: Mgmt No vote
Nine
10 Determination of fees for the Chairman of Mgmt No vote
the Board, directors and auditors
11 Election of the Board of Directors: That Mgmt No vote
the following directors be re-elected:
Anders G Carlberg, Jan Johansson, Martin
Lindqvist, Annika Lundius, Sverker
Martin-Lof, Matti Sundberg, John Tulloch,
Lars Westerberg and Per Ostberg
12 Election of the Chairman of the Board: Mgmt No vote
Sverker Martin-Lof
13 Resolutions regarding number of auditors Mgmt No vote
and auditor election: that the auditors
shall be one registered auditing company
and that PwC be re-elected as auditors for
another year until the Annual General
Meeting of 2015
14 Approval of guidelines for determination of Mgmt No vote
salaries and other compensation for the
President and other senior executives
15 Resolutions relating to the proposed Mgmt No vote
combination with Rautaruukki: a. Amendment
of the articles of association: Section 4
and 5; b. Authorization for the Board of
Directors to resolve to issue shares
16 Closing of the Annual General Meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
STANDARD CHARTERED PLC, LONDON Agenda Number: 705077255
--------------------------------------------------------------------------------------------------------------------------
Security: G84228157
Meeting Type: AGM
Meeting Date: 08-May-2014
Ticker:
ISIN: GB0004082847
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Company's annual report and Mgmt For For
accounts for the financial year ended 31
December 2013 together with the reports of
the directors and auditors
2 To declare a final dividend of 57.20 US Mgmt For For
cents per ordinary share for the year ended
31 December 2013
3 To approve the directors remuneration Mgmt For For
policy for the year ended 31 December 2013
4 To approve the annual report on Mgmt For For
remuneration for the year ended 31 December
2013
5 To elect Dr K M Campbell who has been Mgmt For For
appointed as a non-executive director by
the Board since the last AGM of the Company
6 To elect Mrs C M Hodgson who has been Mgmt For For
appointed as a non-executive director by
the Board since the last AGM of the Company
7 To elect Mr N Kheraj who has been appointed Mgmt For For
as a non-executive director by the Board
since the last AGM of the Company
8 To re-elect Mr O P Bhatt, a non-executive Mgmt For For
director
9 To re-elect Mr J S Bindra, an executive Mgmt For For
director
10 To re-elect Dr L C Y Cheung, a Mgmt For For
non-executive director
11 To re-elect Dr Han Seung-soo KBE, a Mgmt For For
non-executive director
12 To re-elect Mr S J Lowth, a non-executive Mgmt For For
director
13 To re-elect Ms R Markland, a non-executive Mgmt For For
director
14 To re-elect Mr J G H Paynter, a Mgmt For For
non-executive director
15 To re-elect Sir John Peace, as Chairman Mgmt For For
16 To re-elect Mr A M G Rees, an executive Mgmt For For
director
17 To re-elect Mr P A Sands, an executive Mgmt For For
director
18 To re-elect Mr V Shankar, an executive Mgmt For For
director
19 To re-elect Mr P D Skinner CBE, a Mgmt For For
non-executive director
20 To re-elect Dr L H Thunell, a non-executive Mgmt For For
director
21 To disapply the shareholding qualification Mgmt For For
contained in article 79 of the Company's
Articles of Association for Dr K M Campbell
22 To re-appoint KPMG Audit Plc as auditor to Mgmt For For
the Company from the end of the AGM until
the end of next year's AGM
23 To authorise the Board to set the auditor's Mgmt For For
fees
24 To authorise the Company and its Mgmt For For
subsidiaries to make political donations
25 To authorise the Board to allot shares Mgmt Split 67% For 33% Against Split
26 To extend the authority to allot shares by Mgmt Split 67% For 33% Against Split
such number of shares repurchased by the
Company under the authority granted
pursuant to resolution 31
27 To authorise the Board to allot shares and Mgmt For For
grant rights to subscribe for or to convert
any security into shares in relation to any
issue of Equity Convertible Additional Tier
1 Securities
28 To authorise the Board to make an offer to Mgmt For For
the holders of ordinary shares to elect to
receive new ordinary shares in the capital
of the Company in lieu of dividends
29 To authorise the Board to disapply Mgmt For For
pre-emption rights in relation to authority
granted pursuant to resolution 25
30 To authorise the Board to disapply Mgmt For For
pre-emption rights in relation to authority
granted pursuant to resolution 27
31 To authorise the Company to purchase its Mgmt For For
own ordinary shares
32 To authorise the Company to purchase its Mgmt For For
own preference shares
33 That a general meeting other than an annual Mgmt For For
general meeting may be called on not less
than 14 clear days' notice
34 To authorise the Board to increase the Mgmt For For
maximum ratio of variable to fixed
remuneration for relevant employees to a
ratio not exceeding 2:1
CMMT 08 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF RECORD DATE. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC Agenda Number: 933939033
--------------------------------------------------------------------------------------------------------------------------
Security: 854502101
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: SWK
ISIN: US8545021011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE W. BUCKLEY Mgmt For For
PATRICK D. CAMPBELL Mgmt For For
CARLOS M. CARDOSO Mgmt For For
ROBERT B. COUTTS Mgmt For For
DEBRA A. CREW Mgmt For For
B.H. GRISWOLD, IV Mgmt For For
JOHN F. LUNDGREN Mgmt For For
ANTHONY LUISO Mgmt For For
MARIANNE M. PARRS Mgmt For For
ROBERT L. RYAN Mgmt For For
2. APPROVE THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE COMPANY'S 2014 FISCAL YEAR.
3. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 933917619
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 19-Mar-2014
Ticker: SBUX
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HOWARD SCHULTZ Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM W. BRADLEY Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT M. GATES Mgmt For For
1D. ELECTION OF DIRECTOR: MELLODY HOBSON Mgmt For For
1E. ELECTION OF DIRECTOR: KEVIN R. JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: OLDEN LEE Mgmt For For
1G. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: CLARA SHIH Mgmt For For
1J. ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For
1K. ELECTION OF DIRECTOR: MYRON E. ULLMAN, III Mgmt For For
1L. ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE OUR Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2014.
4. PROHIBIT POLITICAL SPENDING. Shr Against For
5. INDEPENDENT BOARD CHAIRMAN. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
STATOIL ASA, STAVANGER Agenda Number: 705233803
--------------------------------------------------------------------------------------------------------------------------
Security: R8413J103
Meeting Type: AGM
Meeting Date: 14-May-2014
Ticker:
ISIN: NO0010096985
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AMENDMENT TO MID Non-Voting
258962 DUE TO CHANGE IN DIRECTORS' NAME IN
RESOLUTION 12.L. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT BLOCKING SHOULD ALWAYS BE APPLIED, RECORD Non-Voting
DATE OR NOT.
CMMT PLEASE NOTE THAT THE BOARD OF DIRECTORS Non-Voting
RECOMMENDS THE GENERAL MEETING TO VOTE
AGAINST THE SHAREHOLDER PROPOSALS: 7, 8 AND
19
3 ELECTION OF CHAIR FOR THE MEETING: OLAUG Mgmt No vote
SVARVA
4 APPROVAL OF THE NOTICE AND THE AGENDA Mgmt No vote
5 ELECTION OF TWO PERSONS TO CO-SIGN THE Mgmt No vote
MINUTES TOGETHER WITH THE CHAIR OF THE
MEETING
6 APPROVAL OF THE ANNUAL REPORT AND ACCOUNTS Mgmt No vote
FOR STATOIL ASA AND THE STATOIL GROUP FOR
2013, INCLUDING THE BOARD OF DIRECTORS'
PROPOSAL FOR DISTRIBUTION OF DIVIDEND: THE
BOARD OF DIRECTORS PROPOSES A TOTAL
DIVIDEND OF NOK 7.00 PER SHARE FOR 2013.
THE DIVIDEND ACCRUES TO THE SHAREHOLDERS AS
OF 14 MAY 2014, WITH EXPECTED DIVIDEND
PAYMENT ON 28 MAY 2014
7 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr No vote
REGARDING STATOIL'S ACTIVITIES IN CANADA
8 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr No vote
REGARDING STATOIL'S ACTIVITIES IN THE
ARCTIC
9 REPORT ON CORPORATE GOVERNANCE Mgmt No vote
10 DECLARATION ON STIPULATION OF SALARY AND Mgmt No vote
OTHER REMUNERATION FOR EXECUTIVE MANAGEMENT
11 APPROVAL OF REMUNERATION FOR THE COMPANY'S Mgmt No vote
EXTERNAL AUDITOR FOR 2013
12.A ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER OLAUG SVARVA (RE-ELECTION,
NOMINATED AS CHAIR)
12.B ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER IDAR KREUTZER
(RE-ELECTION, NOMINATED AS DEPUTY CHAIR)
12.C ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER KARIN ASLAKSEN
(RE-ELECTION)
12.D ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER GREGER MANNSVERK
(RE-ELECTION)
12.E ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER STEINAR OLSEN
(RE-ELECTION)
12.F ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER INGVALD STROMMEN
(RE-ELECTION)
12.G ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER RUNE BJERKE (RE-ELECTION)
12.H ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER SIRI KALVIG (RE-ELECTION)
12.I ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER BARBRO HAETTA
(RE-ELECTION)
12.J ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER TERJE VENOLD (NEW
ELECTION)
12.K ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER TONE LUNDE BAKKER (NEW
ELECTION)
12.L ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER KJERSTI KLEVEN (NEW
MEMBER)
12.1 ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: DEPUTY MEMBER: ARTHUR SLETTEBERG
(RE-ELECTION)
12.2 ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: DEPUTY MEMBER: BASSIM HAJ
(RE-ELECTION)
12.3 ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: DEPUTY MEMBER: NINA KIVIJERVI
JONASSEN (NEW ELECTION)
12.4 ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: DEPUTY MEMBER: BIRGITTE VARTDAL
(NEW ELECTION)
13 DETERMINATION OF REMUNERATION FOR THE Mgmt No vote
CORPORATE ASSEMBLY
14.A ELECTION OF MEMBER TO THE NOMINATION Mgmt No vote
COMMITTEE: CHAIR OLAUG SVARVA (RE-ELECTION)
14.B ELECTION OF MEMBER TO THE NOMINATION Mgmt No vote
COMMITTEE: MEMBER TOM RATHKE (RE-ELECTION)
14.C ELECTION OF MEMBER TO THE NOMINATION Mgmt No vote
COMMITTEE: MEMBER ELISABETH BERGE WITH
PERSONAL DEPUTY MEMBER JOHAN A. ALSTAD
(RE-ELECTION)
14.D ELECTION OF MEMBER TO THE NOMINATION Mgmt No vote
COMMITTEE: MEMBER TONE LUNDE BAKKER (NEW
ELECTION)
15 DETERMINATION OF REMUNERATION FOR THE Mgmt No vote
NOMINATION COMMITTEE
16 AUTHORISATION TO DISTRIBUTE DIVIDEND BASED Mgmt No vote
ON APPROVED ANNUAL ACCOUNTS FOR 2013
17 AUTHORISATION TO ACQUIRE STATOIL ASA SHARES Mgmt No vote
IN THE MARKET IN ORDER TO CONTINUE
OPERATION OF THE SHARE SAVING PLAN FOR
EMPLOYEES
18 AUTHORISATION TO ACQUIRE STATOIL ASA SHARES Mgmt No vote
IN THE MARKET FOR SUBSEQUENT ANNULMENT
19 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr No vote
REGARDING STATOIL'S ACTIVITIES
--------------------------------------------------------------------------------------------------------------------------
STERICYCLE, INC. Agenda Number: 933969719
--------------------------------------------------------------------------------------------------------------------------
Security: 858912108
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: SRCL
ISIN: US8589121081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARK C. MILLER Mgmt For For
1B. ELECTION OF DIRECTOR: JACK W. SCHULER Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES A. ALUTTO Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS D. BROWN Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS F. CHEN Mgmt For For
1F. ELECTION OF DIRECTOR: ROD F. DAMMEYER Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM K. HALL Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN PATIENCE Mgmt For For
1I. ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For
2. APPROVAL OF THE COMPANY'S 2014 INCENTIVE Mgmt For For
STOCK PLAN
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
4. ADVISORY RESOLUTION APPROVING THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S
EXECUTIVE OFFICERS
5. ADVISORY RESOLUTION ON THE FREQUENCY OF THE Mgmt 1 Year For
ADVISORY VOTE ON EXECUTIVE COMPENSATION
(CHOOSE ONE FREQUENCY)
6. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO GIVE
STOCKHOLDERS THE RIGHT TO CALL A SPECIAL
MEETING
--------------------------------------------------------------------------------------------------------------------------
STIFEL FINANCIAL CORP. Agenda Number: 934002902
--------------------------------------------------------------------------------------------------------------------------
Security: 860630102
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: SF
ISIN: US8606301021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRUCE A. BEDA Mgmt Withheld Against
FREDRICK O. HANSER Mgmt Withheld Against
RONALD J. KRUSZEWSKI Mgmt For For
THOMAS P. MULROY Mgmt Withheld Against
THOMAS W. WEISEL Mgmt For For
KELVIN R. WESTBROOK Mgmt For For
2. PROPOSAL TO APPROVE AN ADVISORY RESOLUTION Mgmt Against Against
RELATING TO THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
3. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM
FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
STOREBRAND ASA, OSLO Agenda Number: 705057657
--------------------------------------------------------------------------------------------------------------------------
Security: R85746106
Meeting Type: AGM
Meeting Date: 09-Apr-2014
Ticker:
ISIN: NO0003053605
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
3 Approval of meeting notice and agenda Mgmt No vote
6 Approval of the Annual Report and Financial Mgmt No vote
Statements, including application of the
year result
7 Corporate Governance Report Mgmt No vote
8 The Board of Directors' statement on Mgmt No vote
executive remuneration
9 Authorisation for the Board of Directors to Mgmt No vote
acquire treasury shares
10 Authorisation for the Board of Directors to Mgmt No vote
increase share capital by issuing new
shares
11.1 Election of member and alternates to the Mgmt No vote
Board of Representatives: Terje R. Venold
11.2 Election of member and alternates to the Mgmt No vote
Board of Representatives: Vibeke Hammer
Madsen
11.3 Election of member and alternates to the Mgmt No vote
Board of Representatives: Trond Berger
11.4 Election of member and alternates to the Mgmt No vote
Board of Representatives: Tore Eugen
Kvalheim
11.5 Election of member and alternates to the Mgmt No vote
Board of Representatives: Marianne Lie
11.6 Election of member and alternates to the Mgmt No vote
Board of Representatives: Olaug Svarva
11.7 Election of member and alternates to the Mgmt No vote
Board of Representatives: Pal Syversen
11.8 Election of member and alternates to the Mgmt No vote
Board of Representatives: Arne Giske
11.9 Election of member and alternates to the Mgmt No vote
Board of Representatives: Jostein Furnes
11.10 Election of member and alternates to the Mgmt No vote
Board of Representatives: Arild M. Olsen
11.11 Election of member and alternates to the Mgmt No vote
Board of Representatives:Joakim Gjersoe
(alternate member)
11.12 Election of member and alternates to the Mgmt No vote
Board of Representatives: Per Otto Dyb
(alternate member)
11.13 Proposal to the Board of Representative Mgmt No vote
regarding who should be elected Chairman
and Deputy Chairman: Terje R. Venold
(Chairman)
11.14 Proposal to the Board of Representative Mgmt No vote
regarding who should be elected Chairman
and Deputy Chairman: Vibeke Hammer Madsen
(Deputy Chairman)
12.1 Election of member to the Nomination Mgmt No vote
Committee: Terje R. Venold
12.2 Election of member to the Nomination Mgmt No vote
Committee: Olaug Svarva
12.3 Election of member to the Nomination Mgmt No vote
Committee: Kjetil Houg
12.4 Election of member to the Nomination Mgmt No vote
Committee: Harald Espedal
12.5 Election of the Chairman of the Nomination Mgmt No vote
Committee: Terje R. Venold
13.1 Election of member and alternate to the Mgmt No vote
Control Committee: Elisabeth Wille
13.2 Election of member and alternate to the Mgmt No vote
Control Committee: Ole Klette
13.3 Election of member and alternate to the Mgmt No vote
Control Committee: Tone M. Reierselmoen
(alternate member)
14 Remuneration of the Board of Mgmt No vote
Representatives, Nomination Committee and
Control Committee
15 Approval of the auditor's remuneration, Mgmt No vote
including the Board of Directors'
disclosure on the distribution of
remuneration between auditing and other
services
CMMT 25 MAR 2014: BLOCKING SHOULD ALWAYS BE Non-Voting
APPLIED, RECORD DATE OR NOT
CMMT 25 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP,INC. Agenda Number: 705357576
--------------------------------------------------------------------------------------------------------------------------
Security: J7771X109
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3890350006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO MITSUI TRUST HOLDINGS,INC. Agenda Number: 705352172
--------------------------------------------------------------------------------------------------------------------------
Security: J0752J108
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3892100003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Amend the Compensation including Stock Mgmt For For
Options to be received by Directors
--------------------------------------------------------------------------------------------------------------------------
SUN HUNG KAI PROPERTIES LTD, HONG KONG Agenda Number: 704766065
--------------------------------------------------------------------------------------------------------------------------
Security: Y82594121
Meeting Type: AGM
Meeting Date: 14-Nov-2013
Ticker:
ISIN: HK0016000132
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1010/LTN20131010221.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1010/LTN20131010213.pdf
1 To receive and consider the audited Mgmt For For
financial statements and the reports of the
Directors and auditor for the year ended 30
June 2013
2 To declare the final dividend Mgmt For For
3.i.a To re-elect Mrs. Leung Ko May-yee, Margaret Mgmt For For
as independent Non-Executive Director
3.i.b To re-elect Mr. Kwok Ping-luen, Raymond as Mgmt For For
Executive Director
3.i.c To re-elect Mr. Wong Chik-wing, Mike as Mgmt For For
Executive Director
3.i.d To re-elect Dr. Li Ka-cheung, Eric as Mgmt For For
independent Non-Executive Director
3.i.e To re-elect Mr. Kwok Ping-sheung, Walter as Mgmt For For
Non-Executive Director
3.i.f To re-elect Sir Po-shing Woo as Mgmt For For
Non-Executive Director
3.i.g To re-elect Mr. Chan Kui-yuen, Thomas as Mgmt For For
Executive Director
3.i.h To re-elect Mr. Kwong Chun as Executive Mgmt For For
Director
3.ii To fix Directors' fees (the proposed fees Mgmt For For
to be paid to each Chairman, Vice Chairman
and other Director for the year ending 30
June 2014 be HKD 320,000, HKD 310,000 and
HKD 300,000 respectively)
4 To re-appoint Deloitte Touche Tohmatsu as Mgmt For For
auditor and to authorise the Board of
Directors to fix their remuneration
5 To grant a general mandate to the Directors Mgmt For For
to repurchase shares (Ordinary Resolution
No.5 as set out in the notice of the AGM)
6 To grant a general mandate to the Directors Mgmt For For
to issue new shares (Ordinary Resolution
No.6 as set out in the notice of the AGM)
7 To extend the general mandate to issue new Mgmt Against Against
shares by adding the number of shares
repurchased (Ordinary Resolution No.7 as
set out in the notice of the AGM)
--------------------------------------------------------------------------------------------------------------------------
SUN LIFE FINANCIAL INC. Agenda Number: 933950556
--------------------------------------------------------------------------------------------------------------------------
Security: 866796105
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: SLF
ISIN: CA8667961053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM D. ANDERSON Mgmt No vote
RICHARD H. BOOTH Mgmt No vote
JOHN H. CLAPPISON Mgmt No vote
DEAN A. CONNOR Mgmt No vote
MARTIN J.G. GLYNN Mgmt No vote
M. MARIANNE HARRIS Mgmt No vote
KRYSTYNA T. HOEG Mgmt No vote
REAL RAYMOND Mgmt No vote
HUGH D. SEGAL, CM Mgmt No vote
BARBARA G. STYMIEST Mgmt No vote
JAMES H. SUTCLIFFE Mgmt No vote
02 APPOINTMENT OF DELOITTE LLP AS AUDITOR Mgmt No vote
03 AMENDED AND RESTATED BY-LAW NO. 1 Mgmt No vote
04 AMENDED AND RESTATED BY-LAW NO. 2 Mgmt No vote
05 NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt No vote
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
SUZUKI MOTOR CORPORATION Agenda Number: 705335861
--------------------------------------------------------------------------------------------------------------------------
Security: J78529138
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3397200001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
5 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock-Linked Compensation Type
Stock Options for Directors
--------------------------------------------------------------------------------------------------------------------------
SVENSKA HANDELSBANKEN AB, STOCKHOLM Agenda Number: 704992824
--------------------------------------------------------------------------------------------------------------------------
Security: W90937181
Meeting Type: AGM
Meeting Date: 26-Mar-2014
Ticker:
ISIN: SE0000193120
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
CMMT PLEASE NOTE THAT BOARD DOES NOT MAKE ANY Non-Voting
RECOMMENDATION ON RESOLUTIONS 21 AND 22.
THE STANDING INSTRUCTIONS FOR THIS MEETING
WILL BE DISABLED. THANK YOU.
1 Opening of the meeting Non-Voting
2 Election of the chairman of the meeting: Non-Voting
The nomination committee proposes that Mr
Sven Unger should be chairman of the
meeting
3 Establishment and approval of the list of Non-Voting
voters
4 Approval of the agenda Non-Voting
5 Election of two persons to countersign the Non-Voting
minutes
6 Determining whether the meeting has been Non-Voting
duly called
7.a A presentation of the annual accounts and Non-Voting
auditors' report, as well as the
consolidated annual accounts and the
auditors' report for the Group, for 2013.
In connection with this: a presentation of
the past year's work by the Board and its
committees
7.b A presentation of the annual accounts and Non-Voting
auditors' report, as well as the
consolidated annual accounts and the
auditors' report for the Group, for 2013.
In connection with this: a speech by the
Group Chief Executive, and any questions
from shareholders to the Board and
management of the Bank
7.c A presentation of the annual accounts and Non-Voting
auditors' report, as well as the
consolidated annual accounts and the
auditors' report for the Group, for 2013.
In connection with this: a presentation of
audit work during 2013
8 Resolutions concerning adoption of the Mgmt No vote
income statement and the balance sheet, as
well as the consolidated income statement
and consolidated balance sheet
9 Resolution on the allocation of the Bank's Mgmt No vote
profits in accordance with the adopted
balance sheet and also concerning the
record day: The Board proposes a dividend
of SEK 16.50 per share, including an
ordinary dividend of SEK 11.50 per share,
and that Monday, 31 March 2014 be the
record day for the receiving of dividends.
If the meeting resolves in accordance with
the proposal, Euroclear expects to
distribute the dividend on Thursday, 3
April 2014
10 Resolution on release from liability for Mgmt No vote
the members of the Board and the Group
Chief Executive for the period referred to
in the financial reports
11 Authorisation for the Board to resolve on Mgmt No vote
acquisition and divestment of shares in the
Bank
12 Acquisition of shares in the Bank for the Mgmt No vote
Bank's trading book pursuant to Chapter 7,
Section 6 of the Swedish Securities Market
Act
13 The Board's proposal to issue convertible Mgmt No vote
bonds to employees
14 Determining the number of members of the Mgmt No vote
Board to be appointed by the meeting: The
nomination committee proposes that the
meeting resolve that the Board consist of
ten (10) members
15 Determining the number of auditors to be Mgmt No vote
appointed by the meeting: The nomination
committee proposes that the meeting appoint
two registered auditing companies as
auditors
16 Deciding fees for Board members and Mgmt No vote
auditors, and decision on indemnity
undertaking for Board members
17 Election of the Board members and the Mgmt No vote
Chairman of the Board: The nomination
committee proposes the re-election of Jon
Fredrik Baksaas, Par Boman, Tommy Bylund,
Jan Johansson, Ole Johansson, Fredrik
Lundberg, Sverker Martin-Lof, Anders Nyren,
Bente Rathe and Charlotte Skog. Lone Fonss
Schroder has declined re-election. In
addition, the nomination committee proposes
the re-election of Anders Nyren as Chairman
of the Board
18 Election of auditors: The nomination Mgmt No vote
committee proposes that the meeting
re-elect KPMG AB and Ernst & Young AB as
auditors for the period until the end of
the AGM to be held in 2015. These two
auditing companies have announced that,
should they be elected, they will appoint
the same auditors to be auditors in charge
as in 2013: Mr Stefan Holmstrom (authorised
public accountant) will be appointed as
auditor in charge for KPMG AB, and Mr Erik
Astrom (authorised public accountant) will
be appointed as auditor in charge for Ernst
& Young AB
19 The Board's proposal concerning guidelines Mgmt No vote
for compensation to senior management
20 The Board's proposal concerning the Mgmt No vote
appointment of auditors in foundations
without own management
21 Shareholder's proposal that the annual Mgmt No vote
general meeting shall adopt a certain
policy
22 Shareholder's proposal regarding a decision Mgmt No vote
to take the initiative to establish an
integration institute
23 Closing of the meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SWEDBANK AB, STOCKHOLM Agenda Number: 704972961
--------------------------------------------------------------------------------------------------------------------------
Security: W9423X102
Meeting Type: AGM
Meeting Date: 19-Mar-2014
Ticker:
ISIN: SE0000242455
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT THE BOARD MAKES NO Non-Voting
RECOMMENDATION ON RESOLUTIONS 22 AND 23.
THE STANDING INSTRUCTIONS FOR THIS MEETING
WILL BE DISABLED. THANK YOU.
1 Opening of the Meeting and address by the Non-Voting
Chair of the Board of Directors
2 Election of the Meeting Chair: The Non-Voting
Nomination Committee proposes that Advokat
Claes Zettermarck is elected Chair of the
Meeting
3 Preparation and approval of the voting list Non-Voting
4 Approval of the agenda Non-Voting
5 Election of two persons to verify the Non-Voting
minutes
6 Decision whether the Meeting has been duly Non-Voting
convened
7 a) Presentation of the annual report and Non-Voting
the consolidated accounts for the financial
year 2013; b) Presentation of the auditor's
reports for the bank and the group for the
financial year 2013; c) Address by the CEO
8 Adoption of the profit and loss account and Non-Voting
balance sheet of the bank and the
consolidated profit and loss account and
consolidated balance sheet for the
financial year 2013
9 Approval of the allocation of the bank's Mgmt No vote
profit in accordance with the adopted
balance sheet as well as decision on the
record date for dividends. The Board of
Directors proposes that of the amount
approximately SEK 33 511m at the disposal
of the Meeting, approximately SEK 11 100m
is distributed as dividends to holders of
ordinary shares and the balance,
approximately SEK 22 411m, is carried
forward. The proposal is based on all
ordinary shares outstanding as of 31
December 2013. The proposal could be
changed in the event of additional share
repurchases or if treasury shares are
disposed of before the record day. A
dividend of SEK 10.10 for each ordinary
share is proposed. The proposed record date
is 24 March, 2014. With this record date,
the dividend is expected to be paid through
Euroclear on 27 March, 2014
10 Decision whether to discharge the members Mgmt No vote
of the Board of Directors and the CEO from
liability
11 Determination of the number of Board Mgmt No vote
members. The Nomination Committee proposes
that the number of Board members, which
shall be appointed by the Meeting, shall be
nine
12 Determination of the remuneration to the Mgmt No vote
Board members and the Auditor
13 Election of the Board members and the Mgmt No vote
Chair: The Nomination Committee proposes,
for the period until the close of the next
AGM, that the following Board members are
re-elected: Ulrika Francke, Goran Hedman,
Lars Idermark, Anders Igel, Pia Rudengren,
Anders Sundstrom, Karl-Henrik Sundstrom and
Siv Svensson. The Nomination Committee
proposes Maj-Charlotte Wallin as new member
of the Board of Directors for the period
until the close of the next AGM. The
Nomination Committee proposes that Anders
Sundstrom be elected as Chair of the Board
of Directors
14 Election of Auditor: The Nomination Mgmt No vote
Committee proposes that the registered
public accounting firm Deloitte AB be
elected as auditor for the period until the
end of the 2018 Annual General Meeting
15 Decision on the Nomination Committee Mgmt No vote
16 Decision on the guidelines for remuneration Mgmt No vote
to top executives
17 Decision on amendments to the Articles of Mgmt No vote
Association. As a consequence of the
mandatory conversion of preference shares
to ordinary shares during the year, the
Board of Directors now proposes to remove
the sections regarding, and all references
to, preference shares in the Articles of
Association. The Board of Directors is also
proposing to the AGM 2014 to remove
C-shares from the Articles of Association
since no such shares have been issued. This
results in changes in the Articles of
Association Section 3 ("Share capital etc")
so that only the first paragraph is kept
and that a new paragraph is included which
states that the shares each entitles to one
vote and also that Section 14 ("Right to
dividends, etc") is removed in its entirety
18 Decision to acquire own shares in Mgmt No vote
accordance with the Securities Market Act
19 Decision on authorization for the Board of Mgmt No vote
Directors to decide on acquisitions of own
shares in addition to what is stated in
item 18
20 Decision on authorization for the Board of Mgmt No vote
Directors to decide on issuance of
convertibles
21.a Approval of the resolution of the Board of Mgmt No vote
Directors on a common program (Eken 2014)
21.b Approval of the resolution of the Board of Mgmt No vote
Directors of Swedbank regarding deferred
variable remuneration in the form of shares
(or another financial instrument in the
bank) under IP 2014
21.c Decision regarding transfer of own ordinary Mgmt No vote
shares (or another financial instrument in
the bank)
22 Matter submitted by the shareholder Mgmt No vote
Thorwald Arvidsson regarding suggested
proposal on an examination through a
special examiner in accordance with Chapter
10, Section 21 of the Companies Act
23 Matter submitted by the shareholder Tommy Mgmt No vote
Jonasson on the shareholder's suggested
proposal regarding an initiative for an
integration institute
24 Closing of the meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SWEDISH MATCH AB, STOCKHOLM Agenda Number: 705103353
--------------------------------------------------------------------------------------------------------------------------
Security: W92277115
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: SE0000310336
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 282426 DUE TO CHANGE IN VOTING
STATUS OF RESOLUTION 18. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
1 OPENING OF THE MEETING AND ELECTION OF THE Non-Voting
CHAIRMAN OF THE MEETING: SVEN UNGER
2 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
3 ELECTION OF ONE OR TWO PERSONS TO VERIFY Non-Voting
THE MINUTES
4 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
5 APPROVAL OF THE AGENDA Non-Voting
6 PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITORS' REPORT, THE CONSOLIDATED
FINANCIAL STATEMENTS AND THE AUDITORS'
REPORT ON THE CONSOLIDATED FINANCIAL
STATEMENTS FOR 2013, THE AUDITORS' OPINION
REGARDING COMPLIANCE WITH THE PRINCIPLES
FOR REMUNERATION TO MEMBERS OF THE
EXECUTIVE MANAGEMENT AS WELL AS THE BOARD
OF DIRECTORS' PROPOSAL REGARDING THE
ALLOCATION OF PROFIT AND MOTIVATED
STATEMENT. IN CONNECTION THERETO, THE
PRESIDENT'S SPEECH AND THE BOARD OF
DIRECTORS' REPORT ON ITS WORK AND THE WORK
AND FUNCTION OF THE AUDIT COMMITTEE
7 RESOLUTION ON ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND BALANCE SHEET AND OF THE
CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET
8 RESOLUTION REGARDING ALLOCATION OF THE Mgmt For For
COMPANY'S PROFIT IN ACCORDANCE WITH THE
ADOPTED BALANCE SHEET AND RESOLUTION ON A
RECORD DAY FOR DIVIDEND: THE BOARD OF
DIRECTORS PROPOSES A DIVIDEND IN THE AMOUNT
OF 7.30 SEK PER SHARE TO BE PAID TO THE
SHARE-HOLDERS AND THAT THE REMAINING
PROFITS ARE CARRIED FORWARD. THE PROPOSED
RECORD DAY FOR THE RIGHT TO RECEIVE A CASH
DIVIDEND IS MAY 12, 2014. PAYMENT THROUGH
EUROCLEAR SWEDEN AB IS EXPECTED TO BE MADE
ON MAY 15, 2014
9 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY IN RESPECT OF THE BOARD MEMBERS
AND THE PRESIDENT
10.A RESOLUTION REGARDING THE REDUCTION OF THE Mgmt For For
SHARE CAPITAL BY WAY OF A RECALL OF
REPURCHASED SHARES, AND THE TRANSFER OF THE
REDUCED AMOUNT TO A FUND TO BE USED
PURSUANT TO A RESOLUTION ADOPTED BY THE
GENERAL MEETING: THE BOARD OF DIRECTORS
PROPOSES TO REDUCE THE COMPANY'S SHARE
CAPITAL OF 2,892,441 SEK BY MEANS OF
WITHDRAWAL OF 1,500,000 SHARES IN THE
COMPANY. THE SHARES IN THE COMPANY PROPOSED
FOR WITHDRAWAL HAVE BEEN REPURCHASED BY THE
COMPANY IN ACCORDANCE WITH AUTHORIZATION
GRANTED BY THE GENERAL MEETING. THE BOARD
OF DIRECTORS FURTHER PROPOSES THAT THE
REDUCED AMOUNT BE ALLOCATED TO A FUND TO BE
USED PURSUANT TO A RESOLUTION ADOPTED BY
THE GENERAL MEETING
10.B RESOLUTION REGARDING A BONUS ISSUE Mgmt For For
11 RESOLUTION REGARDING AUTHORIZATION OF THE Mgmt For For
BOARD OF DIRECTORS TO RESOLVE ON
ACQUISITION OF SHARES IN THE COMPANY
12 RESOLUTION REGARDING PRINCIPLES FOR Mgmt For For
REMUNERATION TO MEMBERS OF THE EXECUTIVE
MANAGEMENT. IN CONNECTION THERETO,
PRESENTATION OF THE WORK AND FUNCTION OF
THE COMPENSATION COMMITTEE
13 RESOLUTION REGARDING THE NUMBER OF MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS TO BE ELECTED BY
THE MEETING: THE BOARD OF DIRECTORS IS
PROPOSED TO CONSIST OF SEVEN MEMBERS AND NO
DEPUTIES
14 RESOLUTION REGARDING REMUNERATION TO THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
15 ELECTION OF MEMBERS OF THE BOARD, THE Mgmt For For
CHAIRMAN OF THE BOARD AND THE DEPUTY
CHAIRMAN OF THE BOARD: THE FOLLOWING
MEMBERS OF THE BOARD OF DIRECTORS ARE
PROPOSED FOR RE-ELECTION: ANDREW CRIPPS,
KAREN GUERRA, CONNY KARLSSON, WENCHE
ROLFSEN, ROBERT F. SHARPE, MEG TIVEUS AND
JOAKIM WESTH. CONNY KARLSSON IS PROPOSED TO
BE RE-ELECTED AS CHAIRMAN OF THE BOARD AND
ANDREW CRIPPS IS PROPOSED TO BE RE-ELECTED
AS DEPUTY CHAIRMAN OF THE BOARD
16 RESOLUTION REGARDING THE NUMBER OF AUDITOR: Mgmt For For
THE NUMBER OF AUDITORS IS PROPOSED TO BE
ONE AND NO DEPUTY AUDITOR
17 RESOLUTION REGARDING REMUNERATION TO THE Mgmt For For
AUDITOR
18 ELECTION OF AUDITOR: THE AUDITOR COMPANY Mgmt For For
KPMG AB IS PROPOSED TO BE RE-ELECTED AS
AUDITOR FOR THE PERIOD AS OF THE END OF THE
ANNUAL GENERAL MEETING 2014 UNTIL THE END
OF THE ANNUAL GENERAL MEETING 2015
--------------------------------------------------------------------------------------------------------------------------
SWISS LIFE HOLDING AG, ZUERICH Agenda Number: 705068270
--------------------------------------------------------------------------------------------------------------------------
Security: ADPV20745
Meeting Type: AGM
Meeting Date: 23-Apr-2014
Ticker:
ISIN: CH0014852781
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 298376 DUE TO ADDITION OF
RESOLUTION 8. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 Annual Report 2013 (Review of Operations, Mgmt For For
Consolidated Financial Statements and
Annual Financial Statements)
1.2 Compensation Report 2013 Mgmt For For
2.1 Appropriation of profit 2013 Mgmt For For
2.2 Distribution out of the capital Mgmt For For
contribution reserves: The Board of
Directors proposes to allocate CHF 5.50 per
registered share from the capital
contribution reserves to the free reserves
and to distribute an amount for the 2013
financial year of CHF 5.50 per registered
share. Swiss Life Holding Ltd waives
distribution from the capital contribution
reserves in respect of treasury shares it
holds at the time of distribution
3 Discharge of the members of the Board of Mgmt For For
Directors
4.1 Amendments to the Articles of Association Mgmt For For
relating to corporate governance and
editorial changes: The Board of Directors
is proposing to delete the provisions under
Clauses 4.8, 4.10 and 10.7 of the current
Articles of Association, to amend Clauses
6, 8.2, 8.3, 9.3, 10.2, 10.3, 10.4, 11,
12.1 (now 13.1) and 12.2 (now 13.2) and to
add Clauses 8.4, 12 and 26 to the Articles
of Association, as well as to approve the
proposed editorial changes
4.2 Amendment to the Articles of Association Mgmt For For
concerning compensation: The Board of
Directors is proposing to add Clauses 14 to
21 (section IV) to the revised Articles of
Association on the subject of compensation
to the Board of Directors and the Corporate
Executive Board
5.1 Re-election of Rolf Dorig and election as Mgmt For For
Chairman of the Board of Directors
5.2 Re-election of Wolf Becke to the Board of Mgmt For For
Directors
5.3 Re-election of Gerold Buhrer to the Board Mgmt For For
of Directors
5.4 Re-election of Ueli Dietiker to the Board Mgmt For For
of Directors
5.5 Re-election of Damir Filipovic to the Board Mgmt For For
of Directors
5.6 Re-election of Frank W. Keuper to the Board Mgmt For For
of Directors
5.7 Re-election of Henry Peter to the Board of Mgmt For For
Directors
5.8 Re-election of Frank Schnewlin to the Board Mgmt For For
of Directors
5.9 Re-election of Franziska Tschudi Sauber to Mgmt For For
the Board of Directors
5.10 Re-election of Klaus Tschutscher to the Mgmt For For
Board of Directors
5.11 Election of Adrienne Corboud Fumagalli to Mgmt For For
the Board of Directors
5.12 Election of Gerold Buhrer as member of the Mgmt For For
Compensation Committee
5.13 Election of Frank Schnewlin as member of Mgmt For For
the Compensation Committee
5.14 Election of Franziska Tschudi Sauber as Mgmt For For
member of the Compensation Committee
6 Election of the independent voting Mgmt For For
representative: The Board of Directors
proposes that the attorney Andreas Zurcher,
Zurich, be elected as independent voting
representative until completion of the next
Annual General Meeting of Shareholders
7 Election of the Statutory Auditor: Mgmt For For
PricewaterhouseCoopers Ltd
8 Additional and/or counterproposals Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
SYNGENTA AG, BASEL Agenda Number: 705061593
--------------------------------------------------------------------------------------------------------------------------
Security: H84140112
Meeting Type: AGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: CH0011037469
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 296871 DUE TO ADDITION OF
RESOLUTION 11. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 Approval of the Annual Report, including Mgmt For For
the Annual Financial Statements and the
Group Consolidated Financial Statements for
the year 2013
1.2 Consultative vote on the compensation Mgmt Split 24% For 76% Against Split
system
2 Discharge of the members of the Board of Mgmt For For
Directors and the Executive Committee
3 Reduction of share capital by cancellation Mgmt For For
of repurchased shares
4 Appropriation of the available earnings as Mgmt For For
per Balance Sheet 2013 and dividend
decision: a gross dividend of CHF 10.00 per
share for the business year 2013
5 Revision of the Articles of Incorporation: Mgmt For For
Article 95 paragraph 3 of the Federal
Constitution
6.1 Re-election of Vinita Bali to the Board of Mgmt For For
Directors
6.2 Re-election of Stefan Borgas to the Board Mgmt For For
of Directors
6.3 Re-election of Gunnar Brock to the Board of Mgmt For For
Directors
6.4 Re-election of Michel Demare to the Board Mgmt For For
of Directors
6.5 Re-election of Eleni Gabre-Madhin to the Mgmt For For
Board of Directors
6.6 Re-election of David Lawrence to the Board Mgmt For For
of Directors
6.7 Re-election of Michael Mack to the Board of Mgmt For For
Directors
6.8 Re-election of Eveline Saupper to the Board Mgmt For For
of Directors
6.9 Re-election of Jacques Vincent to the Board Mgmt For For
of Directors
6.10 Re-election of Jurg Witmer to the Board of Mgmt For For
Directors
7 Election of Michel Demare as Chairman of Mgmt For For
the Board of Directors
8.1 Election of Eveline Saupper as member of Mgmt For For
the Compensation Committee
8.2 Election of Jacques Vincent as member of Mgmt For For
the Compensation Committee
8.3 Election of Jurg Witmer as member of the Mgmt For For
Compensation Committee
9 Election of the Independent Proxy: Prof. Mgmt For For
Dr. Lukas Handschin
10 Election of the external auditor: KPMG AG Mgmt For For
as external Auditor of Syngenta AG
11 Ad hoc Mgmt Split 24% For 76% Against Split
--------------------------------------------------------------------------------------------------------------------------
SYSMEX CORPORATION Agenda Number: 705342979
--------------------------------------------------------------------------------------------------------------------------
Security: J7864H102
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: JP3351100007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD, HSINCHU Agenda Number: 705337271
--------------------------------------------------------------------------------------------------------------------------
Security: Y84629107
Meeting Type: AGM
Meeting Date: 24-Jun-2014
Ticker:
ISIN: TW0002330008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 284064 DUE TO DELETION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE BUSINESS OF 2013 Non-Voting
A.2 AUDIT COMMITTEES REVIEW REPORT Non-Voting
A.3 TO REPORT THE ISSUANCE OF UNSECURED Non-Voting
STRAIGHT CORPORATE BOND
B.1 TO ACCEPT 2013 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS
B.2 TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2013 PROFITS. (CASH DIVIDEND NT3.0 PER
SHARE)
B.3 TO REVISE THE FOLLOWING INTERNAL RULES: 1. Mgmt For For
PROCEDURES FOR ACQUISITION OR DISPOSAL OF
ASSETS. 2. PROCEDURES FOR FINANCIAL
DERIVATIVES TRANSACTIONS.
--------------------------------------------------------------------------------------------------------------------------
TAKEDA PHARMACEUTICAL COMPANY LIMITED Agenda Number: 705351954
--------------------------------------------------------------------------------------------------------------------------
Security: J8129E108
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3463000004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Allow Representative Mgmt For For
Director to Convene and Chair a
Shareholders Meeting, Approve Minor
Revisions
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For
5 Amend the Compensation to be received by Mgmt For For
Directors
6 Approve Payment of Bonuses to Directors Mgmt For For
7 Amend the Compensation including Stock Mgmt For For
Options to be received by Directors
--------------------------------------------------------------------------------------------------------------------------
TALISMAN ENERGY INC. Agenda Number: 933946456
--------------------------------------------------------------------------------------------------------------------------
Security: 87425E103
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: TLM
ISIN: CA87425E1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHRISTIANE BERGEVIN Mgmt For For
DONALD J. CARTY Mgmt For For
JONATHAN CHRISTODORO Mgmt For For
THOMAS W. EBBERN Mgmt For For
HAROLD N. KVISLE Mgmt For For
BRIAN M. LEVITT Mgmt For For
SAMUEL J. MERKSAMER Mgmt For For
LISA A. STEWART Mgmt For For
HENRY W. SYKES Mgmt For For
PETER W. TOMSETT Mgmt For For
MICHAEL T. WAITES Mgmt For For
CHARLES R. WILLIAMSON Mgmt For For
CHARLES M. WINOGRAD Mgmt For For
02 REAPPOINTMENT OF ERNST & YOUNG, LLP, Mgmt For For
CHARTERED ACCOUNTANTS, AS AUDITOR OF THE
COMPANY FOR THE ENSUING YEAR.
03 A RESOLUTION CONFIRMING BY-LAW 2 OF THE Mgmt For For
COMPANY. PLEASE READ THE RESOLUTION IN FULL
IN THE ACCOMPANYING MANAGEMENT PROXY
CIRCULAR.
04 A RESOLUTION RECONFIRMING THE COMPANY'S Mgmt For For
SHAREHOLDER RIGHTS PLAN. PLEASE READ THE
RESOLUTION IN FULL IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
05 A RESOLUTION ACCEPTING THE COMPANY'S Mgmt Against Against
APPROACH TO EXECUTIVE COMPENSATION. PLEASE
READ THE RESOLUTION IN FULL IN THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
06 THE SHAREHOLDER PROPOSAL. PLEASE READ THE Shr For Against
PROPOSAL IN FULL IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
TANDEM DIABETES CARE, INC. Agenda Number: 933966408
--------------------------------------------------------------------------------------------------------------------------
Security: 875372104
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: TNDM
ISIN: US8753721047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KIM D. BLICKENSTAFF Mgmt For For
HOWARD E. GREENE, JR. Mgmt For For
CHRISTOPHER J. TWOMEY Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 934026433
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: TGT
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROXANNE S. AUSTIN Mgmt Split 8% For 92% Against Split
1B. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: CALVIN DARDEN Mgmt For For
1D. ELECTION OF DIRECTOR: HENRIQUE DE CASTRO Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt Split 8% For 92% Against Split
1F. ELECTION OF DIRECTOR: MARY E. MINNICK Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1H. ELECTION OF DIRECTOR: DERICA W. RICE Mgmt For For
1I. ELECTION OF DIRECTOR: KENNETH L. SALAZAR Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
2. COMPANY PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt Against Against
BASIS, OUR EXECUTIVE COMPENSATION
("SAY-ON-PAY").
4. SHAREHOLDER PROPOSAL TO ELIMINATE Shr Against For
PERQUISITES.
5. SHAREHOLDER PROPOSAL TO ADOPT A POLICY FOR Shr Split 92% For 8% Against Split
AN INDEPENDENT CHAIRMAN.
6. SHAREHOLDER PROPOSAL TO ADOPT A POLICY Shr Against For
PROHIBITING DISCRIMINATION "AGAINST" OR
"FOR" PERSONS.
--------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY LTD Agenda Number: 933924804
--------------------------------------------------------------------------------------------------------------------------
Security: H84989104
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: TEL
ISIN: CH0102993182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PIERRE R. BRONDEAU Mgmt For For
1B. ELECTION OF DIRECTOR: JUERGEN W. GROMER Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM A. JEFFREY Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS J. LYNCH Mgmt For For
1E. ELECTION OF DIRECTOR: YONG NAM Mgmt For For
1F. ELECTION OF DIRECTOR: DANIEL J. PHELAN Mgmt For For
1G. ELECTION OF DIRECTOR: FREDERIC M. POSES Mgmt For For
1H. ELECTION OF DIRECTOR: LAWRENCE S. SMITH Mgmt For For
1I. ELECTION OF DIRECTOR: PAULA A. SNEED Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN C. VAN SCOTER Mgmt For For
1L. ELECTION OF DIRECTOR: LAURA H. WRIGHT Mgmt For For
2. TO ELECT THOMAS J. LYNCH AS THE CHAIRMAN OF Mgmt For For
THE BOARD OF DIRECTORS
3A. TO ELECT THE INDIVIDUAL MEMBER OF THE Mgmt For For
MANAGEMENT DEVELOPMENT & COMPENSATION
COMMITTEE: DANIEL J. PHELAN
3B. TO ELECT THE INDIVIDUAL MEMBER OF THE Mgmt For For
MANAGEMENT DEVELOPMENT & COMPENSATION
COMMITTEE: PAULA A. SNEED
3C. TO ELECT THE INDIVIDUAL MEMBER OF THE Mgmt For For
MANAGEMENT DEVELOPMENT & COMPENSATION
COMMITTEE: DAVID P. STEINER
4. TO ELECT DR. JVO GRUNDLER, OF ERNST & YOUNG Mgmt For For
LTD., OR ANOTHER INDIVIDUAL REPRESENTATIVE
OF ERNST & YOUNG LTD. IF DR. GRUNDLER IS
UNABLE TO SERVE AT THE MEETING, AS THE
INDEPENDENT PROXY
5.1 TO APPROVE THE 2013 ANNUAL REPORT OF TE Mgmt For For
CONNECTIVITY LTD. (EXCLUDING THE STATUTORY
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED SEPTEMBER 27, 2013 AND THE
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
FISCAL YEAR ENDED SEPTEMBER 27, 2013)
5.2 TO APPROVE THE STATUTORY FINANCIAL Mgmt For For
STATEMENTS OF TE CONNECTIVITY LTD. FOR THE
FISCAL YEAR ENDED SEPTEMBER 27, 2013
5.3 TO APPROVE THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS OF TE CONNECTIVITY LTD. FOR THE
FISCAL YEAR ENDED SEPTEMBER 27, 2013
6. TO RELEASE THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND EXECUTIVE OFFICERS OF TE
CONNECTIVITY FOR ACTIVITIES DURING THE
FISCAL YEAR ENDED SEPTEMBER 27, 2013
7.1 TO ELECT DELOITTE & TOUCHE LLP AS TE Mgmt For For
CONNECTIVITY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014
7.2 TO ELECT DELOITTE AG, ZURICH, SWITZERLAND, Mgmt For For
AS TE CONNECTIVITY'S SWISS REGISTERED
AUDITOR UNTIL THE NEXT ANNUAL GENERAL
MEETING OF TE CONNECTIVITY
7.3 TO ELECT PRICEWATERHOUSECOOPERS AG, ZURICH, Mgmt For For
SWITZERLAND, AS TE CONNECTIVITY'S SPECIAL
AUDITOR UNTIL THE NEXT ANNUAL GENERAL
MEETING OF TE CONNECTIVITY
8. AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
9. TO APPROVE THE APPROPRIATION OF AVAILABLE Mgmt For For
EARNINGS FOR FISCAL YEAR 2013
10. TO APPROVE A DIVIDEND PAYMENT TO Mgmt For For
SHAREHOLDERS IN A SWISS FRANC AMOUNT EQUAL
TO US 1.16 PER ISSUED SHARE TO BE PAID IN
FOUR EQUAL QUARTERLY INSTALLMENTS OF US
0.29 STARTING WITH THE THIRD FISCAL QUARTER
OF 2014 AND ENDING IN THE SECOND FISCAL
QUARTER OF 2015 PURSUANT TO THE TERMS OF
THE DIVIDEND RESOLUTION
11. TO APPROVE AN AUTHORIZATION RELATING TO TE Mgmt For For
CONNECTIVITY'S SHARE REPURCHASE PROGRAM
12. TO APPROVE A REDUCTION OF SHARE CAPITAL FOR Mgmt For For
SHARES ACQUIRED UNDER TE CONNECTIVITY'S
SHARE REPURCHASE PROGRAM AND RELATED
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
13. TO APPROVE ANY ADJOURNMENTS OR Mgmt For For
POSTPONEMENTS OF THE ANNUAL GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
TELEFONICA SA, MADRID Agenda Number: 705237039
--------------------------------------------------------------------------------------------------------------------------
Security: 879382109
Meeting Type: OGM
Meeting Date: 30-May-2014
Ticker:
ISIN: ES0178430E18
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I EXAMINATION AND APPROVAL, IF APPLICABLE, OF Mgmt For For
THE INDIVIDUAL ANNUAL ACCOUNTS, THE
CONSOLIDATED FINANCIAL STATEMENTS
(CONSOLIDATED ANNUAL ACCOUNTS) AND THE
MANAGEMENT REPORT OF TELEFONICA, S.A. AND
OF ITS CONSOLIDATED GROUP OF COMPANIES, AS
WELL AS OF THE PROPOSED ALLOCATION OF THE
PROFITS/LOSSES OF TELEFONICA, S.A. AND THE
MANAGEMENT OF ITS BOARD OF DIRECTORS, ALL
WITH RESPECT TO FISCAL YEAR 2013
II RE-ELECTION OF THE AUDITOR FOR FISCAL YEAR Mgmt For For
2014: ERNST YOUNG
III SHAREHOLDER COMPENSATION BY MEANS OF A Mgmt For For
SCRIP DIVIDEND. INCREASE IN SHARE CAPITAL
BY SUCH AMOUNT AS MAY BE DETERMINED
PURSUANT TO THE TERMS AND CONDITIONS OF THE
RESOLUTION, THROUGH THE ISSUANCE OF NEW
COMMON SHARES HAVING A PAR VALUE OF ONE (1)
EURO EACH, WITH NO SHARE PREMIUM, OF THE
SAME CLASS AND SERIES AS THOSE THAT ARE
CURRENTLY OUTSTANDING, WITH A CHARGE TO
RESERVES. OFFER TO PURCHASE FREE-OF-CHARGE
ALLOTMENT RIGHTS AT A GUARANTEED PRICE.
EXPRESS PROVISION FOR THE POSSIBILITY OF
LESS THAN FULL ALLOTMENT. DELEGATION OF
POWERS TO THE BOARD OF DIRECTORS, WHICH
MAY, IN TURN, DELEGATE SUCH POWERS TO THE
EXECUTIVE COMMISSION, TO SET THE TERMS AND
CONDITIONS OF THE INCREASE AS TO ALL
MATTERS NOT PROVIDED FOR BY THE
SHAREHOLDERS AT THIS GENERAL SHAREHOLDERS'
MEETING, TO TAKE SUCH ACTIONS AS MAY BE
REQUIRED FOR THE IMPLEMENTATION THEREOF, TO
AMEND THE TEXT OF SECTION 1 OF ARTICLE 5 OF
THE BY-LAWS TO REFLECT THE NEW AMOUNT OF
THE SHARE CAPITAL AND TO EXECUTE SUCH
PUBLIC AND PRIVATE DOCUMENTS AS MAY BE
NECESSARY FOR THE IMPLEMENTATION OF THE
CAPITAL INCREASE. APPLICATION TO THE
APPROPRIATE DOMESTIC AND FOREIGN
AUTHORITIES FOR ADMISSION TO TRADING OF THE
NEW SHARES ON THE MADRID, BARCELONA, BILBAO
AND VALENCIA STOCK EXCHANGES THROUGH THE
AUTOMATED QUOTATION SYSTEM (SISTEMA DE
INTERCONEXION BURSATIL) (CONTINUOUS MARKET)
AND ON THE FOREIGN STOCK EXCHANGES ON WHICH
THE SHARES OF TELEFONICA, S.A. ARE LISTED
(CURRENTLY LONDON AND BUENOS AIRES AND,
THROUGH ADSS, NEW YORK AND LIMA) IN THE
MANNER REQUIRED BY EACH OF SUCH STOCK
EXCHANGES
IV DELEGATION TO THE BOARD OF DIRECTORS OF THE Mgmt For For
POWER TO ISSUE DEBENTURES, BONDS, NOTES AND
OTHER FIXED-INCOME SECURITIES AND HYBRID
INSTRUMENTS, INCLUDING PREFERRED SHARES, BE
THEY SIMPLE, EXCHANGEABLE AND/OR
CONVERTIBLE, GRANTING THE BOARD, IN THE
LAST CASE, THE POWER TO EXCLUDE THE
PRE-EMPTIVE RIGHTS OF SHAREHOLDERS AND THE
POWER TO GUARANTEE ISSUANCES BY COMPANIES
OF THE GROUP
V AUTHORIZATION FOR THE ACQUISITION OF THE Mgmt For For
COMPANY'S OWN SHARES DIRECTLY OR THROUGH
COMPANIES OF THE GROUP
VI APPROVAL OF A LONG-TERM INCENTIVE PLAN Mgmt For For
CONSISTING OF THE DELIVERY OF SHARES OF
TELEFONICA, S.A. FOR THE EXECUTIVES OF THE
TELEFONICA GROUP
VII APPROVAL OF A GLOBAL INCENTIVE TELEFONICA, Mgmt For For
S.A. SHARES PURCHASE PLAN FOR THE EMPLOYEES
OF THE TELEFONICA GROUP
VIII DELEGATION OF POWERS TO FORMALIZE, Mgmt For For
INTERPRET, CORRECT AND IMPLEMENT THE
RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT
THE GENERAL SHAREHOLDERS' MEETING
IX CONSULTATIVE VOTE ON THE ANNUAL REPORT ON Mgmt For For
THE REMUNERATION OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
TELEVISION FRANCAISE 1 SA TF1, BOULOGNE BILLANCOUR Agenda Number: 704982063
--------------------------------------------------------------------------------------------------------------------------
Security: F91255103
Meeting Type: MIX
Meeting Date: 17-Apr-2014
Ticker:
ISIN: FR0000054900
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
O.1 Approval of the annual corporate financial Mgmt For For
statements and transactions for the 2013
financial year
O.2 Approval of the consolidated financial Mgmt For For
statements and transactions for the 2013
financial year
O.3 Approval of the regulated agreements and Mgmt For For
commitments between TF1 and Bouygues
O.4 Approval of the regulated agreements and Mgmt For For
commitments other than those between TF1
and Bouygues
O.5 Allocation of income for the 2013 financial Mgmt For For
year and setting the dividend
O.6 Renewal of term of Mrs. Janine Mgmt For For
Langlois-Glandieras Board member for a
two-year period
O.7 Acknowledgement of the election of employee Mgmt For For
representatives
O.8 Approval of the elements of compensation Mgmt For For
owed or paid to Mr. Nonce Paolini, CEO, for
the 2013 financial year
O.9 Authorization granted to the Board of Mgmt For For
Directors to allow the Company to trade in
its own shares
E.10 Authorization granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of treasury shares of the
Company
E.11 Authorization granted to the Board of Mgmt For For
Directors to grant share subscription or
purchase options, with the cancellation of
preferential subscription rights, if
appropriate
E.12 Authorization granted to the Board of Mgmt For For
Directors to allocate free shares existing
or shares to be issued, with the
cancellation of preferential subscription
rights, if appropriate
E.13 Powers to carry out all legal formalities Mgmt For For
CMMT 26 MAR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0226/201402261400437.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0326/201403261400793.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TELSTRA CORPORATION LTD, MELBOURNE VIC Agenda Number: 704706603
--------------------------------------------------------------------------------------------------------------------------
Security: Q8975N105
Meeting Type: AGM
Meeting Date: 15-Oct-2013
Ticker:
ISIN: AU000000TLS2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 4 AND 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSALS. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (4 AND 5), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSALS AND YOU COMPLY WITH
THE VOTING EXCLUSION.
3.a Election of Director: Mr Chin Hu Lim Mgmt For For
3.b Re-election of Director: Dr Nora Mgmt For For
Scheinkestel
4 Grant of Performance Rights Mgmt For For
5 Remuneration Report Mgmt For For
CMMT 09 OCT 13: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN THE RECORD DATE
FROM 13 OCT 13 TO 11 OCT 13. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD, GEORGE TOWN Agenda Number: 705105636
--------------------------------------------------------------------------------------------------------------------------
Security: G87572148
Meeting Type: AGM
Meeting Date: 14-May-2014
Ticker:
ISIN: KYG875721485
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0402/LTN201404021681.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0402/LTN201404021689.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31
DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.i.a TO RE-ELECT MR LAU CHI PING MARTIN AS Mgmt For For
DIRECTOR
3.i.b TO RE-ELECT MR CHARLES ST LEGER SEARLE AS Mgmt Split 37% For 63% Against Split
DIRECTOR
3.ii TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT AUDITOR AND TO AUTHORISE THE Mgmt For For
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES (ORDINARY RESOLUTION 5
AS SET OUT IN THE NOTICE OF THE AGM)
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES (ORDINARY RESOLUTION 6
AS SET OUT IN THE NOTICE OF THE AGM)
7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt Against Against
SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED (ORDINARY RESOLUTION 7 AS SET
OUT IN THE NOTICE OF THE AGM)
8 TO APPROVE THE SHARE SUBDIVISION (ORDINARY Mgmt For For
RESOLUTION 8 AS SET OUT IN THE NOTICE OF
AGM)
9 TO ADOPT THE OPTION SCHEME OF RIOT GAMES, Mgmt Against Against
INC. (ORDINARY RESOLUTION 9 AS SET OUT IN
THE NOTICE OF AGM)
10 TO AMEND THE EXISTING MEMORANDUM OF Mgmt For For
ASSOCIATION AND ARTICLES OF ASSOCIATION AND
TO ADOPT THE AMENDED AND RESTATED
MEMORANDUM OF ASSOCIATION AND ARTICLES OF
ASSOCIATION (SPECIAL RESOLUTION 10 AS SET
OUT IN THE NOTICE OF AGM)
--------------------------------------------------------------------------------------------------------------------------
TESCO PLC, CHESHUNT Agenda Number: 705321634
--------------------------------------------------------------------------------------------------------------------------
Security: G87621101
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: GB0008847096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE REPORTS AND ACCOUNTS Mgmt For For
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
4 TO DECLARE A FINAL DIVIDEND: 10.13 PENCE Mgmt For For
PER ORDINARY SHARE
5 TO ELECT MARK ARMOUR AS A DIRECTOR Mgmt For For
6 TO RE-ELECT SIR RICHARD BROADBENT AS A Mgmt For For
DIRECTOR
7 TO RE-ELECT PHILIP CLARKE AS A DIRECTOR Mgmt For For
8 TO RE-ELECT GARETH BULLOCK AS A DIRECTOR Mgmt For For
9 TO RE-ELECT PATRICK CESCAU AS A DIRECTOR Mgmt For For
10 TO RE-ELECT STUART CHAMBERS AS A DIRECTOR Mgmt For For
11 TO RE-ELECT OLIVIA GARFIELD AS A DIRECTOR Mgmt For For
12 TO RE-ELECT KEN HANNA AS A DIRECTOR Mgmt For For
13 TO RE-ELECT DEANNA OPPENHEIMER AS A Mgmt For For
DIRECTOR
14 TO RE-ELECT JACQUELINE TAMMENOMS BAKKER AS Mgmt For For
A DIRECTOR
15 TO RE-APPOINT THE AUDITORS: Mgmt For For
PRICEWATERHOUSECOOPERS LLP
16 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
AUDITORS' REMUNERATION
17 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
18 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
19 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
20 TO AUTHORISE POLITICAL DONATIONS BY THE Mgmt For For
COMPANY AND ITS SUBSIDIARIES
21 TO AUTHORISE SHORT NOTICE GENERAL MEETINGS Mgmt Split 17% For 83% Against Split
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 933927103
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R.W. BABB, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: M.A. BLINN Mgmt For For
1C. ELECTION OF DIRECTOR: D.A. CARP Mgmt For For
1D. ELECTION OF DIRECTOR: C.S. COX Mgmt For For
1E. ELECTION OF DIRECTOR: R. KIRK Mgmt For For
1F. ELECTION OF DIRECTOR: P.H. PATSLEY Mgmt For For
1G. ELECTION OF DIRECTOR: R.E. SANCHEZ Mgmt For For
1H. ELECTION OF DIRECTOR: W.R. SANDERS Mgmt For For
1I. ELECTION OF DIRECTOR: R.J. SIMMONS Mgmt For For
1J. ELECTION OF DIRECTOR: R.K. TEMPLETON Mgmt For For
1K. ELECTION OF DIRECTOR: C.T. WHITMAN Mgmt For For
2. BOARD PROPOSAL REGARDING ADVISORY APPROVAL Mgmt For For
OF THE COMPANY'S EXECUTIVE COMPENSATION.
3. BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
4. BOARD PROPOSAL TO APPROVE THE TI EMPLOYEES Mgmt For For
2014 STOCK PURCHASE PLAN.
5. BOARD PROPOSAL TO REAPPROVE THE MATERIAL Mgmt Against Against
TERMS OF THE PERFORMANCE GOALS UNDER THE
TEXAS INSTRUMENTS 2009 LONG-TERM INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
TEXAS ROADHOUSE,INC. Agenda Number: 933973364
--------------------------------------------------------------------------------------------------------------------------
Security: 882681109
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: TXRH
ISIN: US8826811098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES R. RAMSEY Mgmt For For
JAMES R. ZARLEY Mgmt For For
2. PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2014.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
4. AN ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
TO ELIMINATE THE CLASSIFICATION OF THE
BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
THE ADVISORY BOARD COMPANY Agenda Number: 933861470
--------------------------------------------------------------------------------------------------------------------------
Security: 00762W107
Meeting Type: Annual
Meeting Date: 05-Sep-2013
Ticker: ABCO
ISIN: US00762W1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SANJU K. BANSAL Mgmt For For
DAVID L. FELSENTHAL Mgmt For For
PETER J. GRUA Mgmt For For
NANCY KILLEFER Mgmt For For
KELT KINDICK Mgmt For For
ROBERT W. MUSSLEWHITE Mgmt For For
MARK R. NEAMAN Mgmt For For
LEON D. SHAPIRO Mgmt For For
FRANK J. WILLIAMS Mgmt For For
LEANNE M. ZUMWALT Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING MARCH 31, 2014.
3. APPROVAL OF THE 2009 STOCK INCENTIVE PLAN Mgmt For For
AMENDMENTS AND APPROVAL OF MATERIAL TERMS
FOR PAYMENT OF PERFORMANCE-BASED
COMPENSATION UNDER THE PLAN AS REQUIRED BY
SECTION 162(M) OF THE INTERNAL REVENUE CODE
AS DESCRIBED IN THE ACCOMPANYING PROXY
STATEMENT.
4. APPROVAL, BY AN ADVISORY VOTE, OF THE Mgmt For For
ADVISORY BOARD COMPANY'S NAMED EXECUTIVE
OFFICER COMPENSATION AS DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
THE BANK OF YOKOHAMA,LTD. Agenda Number: 705316897
--------------------------------------------------------------------------------------------------------------------------
Security: J04242103
Meeting Type: AGM
Meeting Date: 19-Jun-2014
Ticker:
ISIN: JP3955400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 933932368
--------------------------------------------------------------------------------------------------------------------------
Security: 097023105
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: BA
ISIN: US0970231058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For
1B. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: EDMUND P. Mgmt For For
GIAMBASTIANI, JR.
1F. ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Mgmt For For
1G. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1J. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
1K. ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For
2. APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt Split 86% For 14% Against Split
EXECUTIVE OFFICER COMPENSATION.
3. APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE BOEING COMPANY 2003 INCENTIVE STOCK
PLAN.
4. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2014.
5. REPORT TO DISCLOSE LOBBYING. Shr Against For
6. RIGHT TO ACT BY WRITTEN CONSENT. Shr Split 14% For 86% Against Split
7. INDEPENDENT BOARD CHAIRMAN. Shr Split 14% For 86% Against Split
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 933958209
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FRANK C. HERRINGER Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHEN T. MCLIN Mgmt For For
1C. ELECTION OF DIRECTOR: ROGER O. WALTHER Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT N. WILSON Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
3. ADVISORY APPROVAL OF NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS
5. STOCKHOLDER PROPOSAL REGARDING ANNUAL Shr Against For
DISCLOSURE OF EEO-1 DATA
6. STOCKHOLDER PROPOSAL REGARDING ACCELERATED Shr Against For
VESTING UPON CHANGE IN CONTROL
--------------------------------------------------------------------------------------------------------------------------
THE CORPORATE EXECUTIVE BOARD COMPANY Agenda Number: 934010492
--------------------------------------------------------------------------------------------------------------------------
Security: 21988R102
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: CEB
ISIN: US21988R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS L. MONAHAN III Mgmt For For
GREGOR S. BAILAR Mgmt For For
STEPHEN M. CARTER Mgmt For For
GORDON J. COBURN Mgmt For For
L. KEVIN COX Mgmt For For
NANCY J. KARCH Mgmt For For
DANIEL O. LEEMON Mgmt For For
JEFFREY R. TARR Mgmt For For
2. RATIFICATION OF THE RETENTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER
31, 2014.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda Number: 933951786
--------------------------------------------------------------------------------------------------------------------------
Security: 260543103
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: DOW
ISIN: US2605431038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG Mgmt For For
1B. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For
1C. ELECTION OF DIRECTOR: JACQUELINE K. BARTON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1E. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For
1F. ELECTION OF DIRECTOR: ANDREW N. LIVERIS Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL POLMAN Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt For For
1J. ELECTION OF DIRECTOR: RUTH G. SHAW Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
4. APPROVAL OF THE AMENDED AND RESTATED 2012 Mgmt Against Against
STOCK INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL ON STOCKHOLDER ACTION Shr For Against
BY WRITTEN CONSENT.
6. STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK Shr Against For
RETENTION.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 933961078
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1D. ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt For For
1H. ELECTION OF DIRECTOR: ADEBAYO O. OGUNLESI Mgmt For For
1I. ELECTION OF DIRECTOR: PETER OPPENHEIMER Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1K. ELECTION OF DIRECTOR: DEBORA L. SPAR Mgmt For For
1L. ELECTION OF DIRECTOR: MARK E. TUCKER Mgmt For For
1M. ELECTION OF DIRECTOR: DAVID A. VINIAR Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION (SAY ON PAY)
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014
4. SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS Shr Against For
FOR SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
THE HANOVER INSURANCE GROUP, INC. Agenda Number: 933956697
--------------------------------------------------------------------------------------------------------------------------
Security: 410867105
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: THG
ISIN: US4108671052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR FOR TWO-YEAR TERM Mgmt For For
EXPIRING IN 2016: MICHAEL P. ANGELINI
1.2 ELECTION OF DIRECTOR FOR THREE-YEAR TERM Mgmt For For
EXPIRING IN 2017: RICHARD H. BOOTH
1.3 ELECTION OF DIRECTOR FOR TWO-YEAR TERM Mgmt For For
EXPIRING IN 2016: KAREN C. FRANCIS
1.4 ELECTION OF DIRECTOR FOR THREE-YEAR TERM Mgmt For For
EXPIRING IN 2017: DAVID J. GALLITANO
1.5 ELECTION OF DIRECTOR FOR THREE-YEAR TERM Mgmt For For
EXPIRING IN 2017: WENDELL J. KNOX
1.6 ELECTION OF DIRECTOR FOR ONE-YEAR TERM Mgmt For For
EXPIRING IN 2015: ROBERT J. MURRAY
2. APPROVAL OF THE HANOVER INSURANCE GROUP Mgmt For For
2014 LONG-TERM INCENTIVE PLAN.
3. APPROVAL OF THE CHAUCER SHARE INCENTIVE Mgmt For For
PLAN.
4. APPROVAL OF THE HANOVER INSURANCE GROUP Mgmt For For
2014 EMPLOYEE STOCK PURCHASE PLAN.
5. APPROVAL OF THE HANOVER INSURANCE GROUP Mgmt For For
2014 EXECUTIVE SHORT-TERM INCENTIVE
COMPENSATION PLAN.
6. THE ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
7. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE HANOVER INSURANCE GROUP, INC.
FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
THE HERSHEY COMPANY Agenda Number: 933934831
--------------------------------------------------------------------------------------------------------------------------
Security: 427866108
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: HSY
ISIN: US4278661081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
P.M. ARWAY Mgmt For For
J.P. BILBREY Mgmt For For
R.F. CAVANAUGH Mgmt For For
C.A. DAVIS Mgmt For For
M.K. HABEN Mgmt For For
R.M. MALCOLM Mgmt For For
J.M. MEAD Mgmt For For
J.E. NEVELS Mgmt For For
A.J. PALMER Mgmt For For
T.J. RIDGE Mgmt For For
D.L. SHEDLARZ Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2014.
3. APPROVE, ON A NON-BINDING ADVISORY BASIS, A Mgmt For For
RESOLUTION APPROVING EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 933970382
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For
1C. ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For
1D. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: J. FRANK BROWN Mgmt For For
1F. ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For
1G. ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt For For
1H. ELECTION OF DIRECTOR: HELENA B. FOULKES Mgmt For For
1I. ELECTION OF DIRECTOR: WAYNE M. HEWETT Mgmt For For
1J. ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt For For
1K. ELECTION OF DIRECTOR: MARK VADON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING SPECIAL Shr For Against
SHAREHOLDER MEETINGS
5. SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT Shr Against For
DIVERSITY REPORT
--------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY Agenda Number: 933867749
--------------------------------------------------------------------------------------------------------------------------
Security: 61945C103
Meeting Type: Annual
Meeting Date: 03-Oct-2013
Ticker: MOS
ISIN: US61945C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TIMOTHY S. GITZEL Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM R. GRABER Mgmt For For
1C. ELECTION OF DIRECTOR: EMERY N. KOENIG Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID T. SEATON Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT ITS FINANCIAL
STATEMENTS AS OF AND FOR THE SEVEN-MONTH
PERIOD ENDING DECEMBER 31, 2013 AND THE
EFFECTIVENESS OF INTERNAL CONTROL OVER
FINANCIAL REPORTING AS OF DECEMBER 31,
2013.
3. A NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY Agenda Number: 933958019
--------------------------------------------------------------------------------------------------------------------------
Security: 61945C103
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: MOS
ISIN: US61945C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF AN AMENDMENT TO MOSAIC'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS.
2A. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt For For
IN 2015: DENISE C. JOHNSON
2B. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt For For
IN 2015: NANCY E. COOPER (TERM EXPIRES IN
2017 IF PROPOSAL 1 IS REJECTED)
2C. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt For For
IN 2015: JAMES L. POPOWICH (TERM EXPIRES IN
2017 IF PROPOSAL 1 IS REJECTED)
2D. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt For For
IN 2015: JAMES T. PROKOPANKO (TERM EXPIRES
IN 2017 IF PROPOSAL 1 IS REJECTED)
2E. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt For For
IN 2015: STEVEN M. SEIBERT (TERM EXPIRES IN
2017 IF PROPOSAL 1 IS REJECTED)
3. APPROVAL OF THE MOSAIC COMPANY 2014 STOCK Mgmt For For
AND INCENTIVE PLAN, AS RECOMMENDED BY THE
BOARD OF DIRECTORS.
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT OUR FINANCIAL
STATEMENTS AS OF AND FOR THE YEAR ENDING
DECEMBER 31, 2014 AND THE EFFECTIVENESS OF
INTERNAL CONTROL OVER FINANCIAL REPORTING
AS OF DECEMBER 31, 2014.
5. A NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION ("SAY-ON-PAY").
--------------------------------------------------------------------------------------------------------------------------
THE NEW YORK TIMES COMPANY Agenda Number: 933933396
--------------------------------------------------------------------------------------------------------------------------
Security: 650111107
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: NYT
ISIN: US6501111073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAUL E. CESAN Mgmt For For
JOICHI ITO Mgmt For For
DAVID E. LIDDLE Mgmt For For
ELLEN R. MARRAM Mgmt For For
2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE NEW YORK TIMES COMPANY 2010 INCENTIVE
COMPENSATION PLAN.
4. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 933868525
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 08-Oct-2013
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANGELA F. BRALY Mgmt For For
1B. ELECTION OF DIRECTOR: KENNETH I. CHENAULT Mgmt For For
1C. ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN Mgmt For For
DESMOND-HELLMANN
1E. ELECTION OF DIRECTOR: A.G. LAFLEY Mgmt For For
1F. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt For For
1G. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1H. ELECTION OF DIRECTOR: MARGARET C. WHITMAN Mgmt For For
1I. ELECTION OF DIRECTOR: MARY AGNES Mgmt For For
WILDEROTTER
1J. ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Mgmt For For
1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For
2. RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. AMEND THE COMPANY'S CODE OF REGULATIONS TO Mgmt For For
REDUCE CERTAIN SUPERMAJORITY VOTING
REQUIREMENTS
4. APPROVE THE 2013 NON-EMPLOYEE DIRECTORS' Mgmt For For
STOCK PLAN
5. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(THE SAY ON PAY VOTE)
--------------------------------------------------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION Agenda Number: 933954340
--------------------------------------------------------------------------------------------------------------------------
Security: 743315103
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: PGR
ISIN: US7433151039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STUART B. BURGDOERFER Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES A. DAVIS Mgmt For For
1C. ELECTION OF DIRECTOR: LAWTON W. FITT Mgmt For For
1D. ELECTION OF DIRECTOR: JEFFREY D. KELLY Mgmt For For
1E. ELECTION OF DIRECTOR: HEIDI G. MILLER, Mgmt For For
PH.D.
1F. ELECTION OF DIRECTOR: PATRICK H. NETTLES, Mgmt For For
PH.D.
1G. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
2. CAST AN ADVISORY VOTE TO APPROVE OUR Mgmt For For
EXECUTIVE COMPENSATION PROGRAM.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
THE RYLAND GROUP, INC. Agenda Number: 933936354
--------------------------------------------------------------------------------------------------------------------------
Security: 783764103
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: RYL
ISIN: US7837641031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM L. JEWS Mgmt For For
1B. ELECTION OF DIRECTOR: NED MANSOUR Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT E. MELLOR Mgmt For For
1D. ELECTION OF DIRECTOR: NORMAN J. METCALFE Mgmt For For
1E. ELECTION OF DIRECTOR: LARRY T. NICHOLSON Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLOTTE ST. MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS W. TOOMEY Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT G. VAN Mgmt For For
SCHOONENBERG
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PROGRAM FOR RYLAND'S NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS RYLAND'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC. Agenda Number: 933978299
--------------------------------------------------------------------------------------------------------------------------
Security: 89417E109
Meeting Type: Annual
Meeting Date: 27-May-2014
Ticker: TRV
ISIN: US89417E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALAN L. BELLER Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN H. DASBURG Mgmt For For
1C. ELECTION OF DIRECTOR: JANET M. DOLAN Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: JAY S. FISHMAN Mgmt For For
1F. ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS R. HODGSON Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM J. KANE Mgmt For For
1I. ELECTION OF DIRECTOR: CLEVE L. Mgmt For For
KILLINGSWORTH JR.
1J. ELECTION OF DIRECTOR: PHILIP T. RUEGGER III Mgmt For For
1K. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1L. ELECTION OF DIRECTOR: LAURIE J. THOMSEN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. NON-BINDING VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE THE TRAVELERS COMPANIES, INC. 2014 Mgmt For For
STOCK INCENTIVE PLAN.
5. SHAREHOLDER PROPOSAL RELATING TO POLITICAL Shr Against For
CONTRIBUTIONS AND EXPENDITURES, IF
PRESENTED AT THE ANNUAL MEETING OF
SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 933918736
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 18-Mar-2014
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C. ELECTION OF DIRECTOR: JACK DORSEY Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For
1E. ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For
1F. ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For
1G. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1I. ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt For For
1J. ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
REGISTERED PUBLIC ACCOUNTANTS FOR 2014.
3. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt Split 98% For 2% Against Split
EXECUTIVE COMPENSATION.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
5. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO PROXY ACCESS.
6. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO ACCELERATION OF EQUITY AWARDS.
--------------------------------------------------------------------------------------------------------------------------
THE WHITEWAVE FOODS COMPANY Agenda Number: 933952459
--------------------------------------------------------------------------------------------------------------------------
Security: 966244105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: WWAV
ISIN: US9662441057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: GREGG L. ENGLES Mgmt Abstain Against
1.2 ELECTION OF DIRECTOR: JOSEPH S. HARDIN, JR. Mgmt Abstain Against
2. PROPOSAL TO APPROVE AMENDMENTS TO OUR Mgmt For For
CHARTER PROMPTED BY THE CONVERSION OF OUR
CLASS B COMMON STOCK INTO CLASS A COMMON
STOCK.
3. PROPOSAL TO APPROVE AMENDMENTS TO OUR Mgmt For For
CHARTER PROMPTED BY THE COMPLETION OF OUR
SEPARATION FROM DEAN FOODS COMPANY.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS OUR INDEPENDENT
AUDITOR FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC. Agenda Number: 933985294
--------------------------------------------------------------------------------------------------------------------------
Security: 969457100
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: WMB
ISIN: US9694571004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALAN S. ARMSTRONG Mgmt For For
1B. ELECTION OF DIRECTOR: JOSEPH R. CLEVELAND Mgmt For For
1C. ELECTION OF DIRECTOR: KATHLEEN B. COOPER Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN A. HAGG Mgmt For For
1E. ELECTION OF DIRECTOR: JUANITA H. HINSHAW Mgmt For For
1F. ELECTION OF DIRECTOR: RALPH IZZO Mgmt For For
1G. ELECTION OF DIRECTOR: FRANK T. MACINNIS Mgmt For For
1H. ELECTION OF DIRECTOR: ERIC W. MANDELBLATT Mgmt For For
1I. ELECTION OF DIRECTOR: STEVEN W. NANCE Mgmt For For
1J. ELECTION OF DIRECTOR: MURRAY D. SMITH Mgmt For For
1K. ELECTION OF DIRECTOR: JANICE D. STONEY Mgmt For For
1L. ELECTION OF DIRECTOR: LAURA A. SUGG Mgmt For For
2. APPROVAL OF THE AMENDMENT TO THE WILLIAMS Mgmt For For
COMPANIES, INC. 2007 INCENTIVE PLAN.
3. APPROVAL OF THE AMENDMENT TO THE WILLIAMS Mgmt For For
COMPANIES, INC. 2007 EMPLOYEE STOCK
PURCHASE PLAN.
4. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS FOR 2014.
5. APPROVAL, BY NONBINDING ADVISORY VOTE, OF Mgmt For For
THE COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THYSSENKRUPP AG, DUISBURG/ESSEN Agenda Number: 704888936
--------------------------------------------------------------------------------------------------------------------------
Security: D8398Q119
Meeting Type: AGM
Meeting Date: 17-Jan-2014
Ticker:
ISIN: DE0007500001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 27 DEC 2013, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 02 Non-Voting
JAN 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted financial Non-Voting
statements of ThyssenKrupp AG and the
consolidated financial statements for the
year ended September 30, 2013, the combined
management report on ThyssenKrupp AG and
the Group for the 2012/2013 fiscal year,
the report by the Supervisory Board and the
explanatory report by the Executive Board
on the information pursuant to section 289
(4), section 315 (4) German Commercial Code
(HGB)
2. Resolution on the disposition of Mgmt For For
unappropriated net income: Transfer to
other retained earnings: EUR 366,492,199.50
3.1 Resolution on the ratification of the acts Mgmt For For
of the member of the Executive Board: Dr.
Hiesinger
3.2 Resolution on the ratification of the acts Mgmt Against Against
of the member of the Executive Board: Dr.
Berlien (to 31.12.2012)
3.3 Resolution on the ratification of the acts Mgmt For For
of the member of the Executive Board: Mr.
Burkhard (since 01.02.2013)
3.4 Resolution on the ratification of the acts Mgmt Against Against
of the member of the Executive Board: Dr.
Claassen (to 31.12.2012)
3.5 Resolution on the ratification of the acts Mgmt Against Against
of the member of the Executive Board: Mr.
Eichler (to 31.12.2012)
3.6 Resolution on the ratification of the acts Mgmt For For
of the member of the Executive Board: Mr.
Kerkhoff
3.7 Resolution on the ratification of the acts Mgmt For For
of the member of the Executive Board: Mr.
Labonte (to 31.03.2013)
4.1 Resolution on the ratification of the acts Mgmt Against Against
of the member of the Supervisory Board: Dr.
Cromme (to 31.03.2013)
4.2 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board:
Prof. Dr. Lehner (Pre. since 01.04.2013)
4.3 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Mr.
Eichler
4.4 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Mr.
Dreher
4.5 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Mr.
Grolms
4.6 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board:
Mrs. Herberger
4.7 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Mr.
Kalwa (to 28.12.2012)
4.8 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board:
Prof. Dr. Keitel
4.9 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Mr.
Kiel
4.10 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Dr.
Maassen
4.11 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Dr.
Nentwig (since 01.01.2013)
4.12 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board:
Prof. Dr. Pellens
4.13 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Mr.
Remmler
4.14 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Dr.
V. Schenck (to 19.04.2013)
4.15 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board:
Mrs. V. Schmettow
4.16 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Mr.
Segerath
4.17 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Mr.
Spohr (since 19.04.2013)
4.18 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Mr.
Steinbrueck (to 31.12.2012)
4.19 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Dr.
Steinebach (since 19.04.2013)
4.20 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Mr.
Streiff
4.21 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Mr.
Thumann
4.22 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Mr.
Weber (since 15.01.2013)
4.23 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board:
Prof. Dr. Weder di Mauro
4.24 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Mr.
Wiercimok
5. Resolution on the election of a Supervisory Mgmt For For
Board member: Mr. Rene Obermann
6. Resolution on the election of the auditor: Mgmt For For
PricewaterhouseCoopers Aktiengesellschaft,
Wirtschaftsprufungsgesellschaft, Essen
7. Resolution on the amendment of Supervisory Mgmt For For
Board compensation and corresponding
rewording of section 14 of the Articles of
Association
8. Resolution on the cancelation of the Mgmt For For
authorized capital pursuant to section 5
(5) of the Articles of Association and the
creation of new authorized capital with the
option of excluding subscription rights,
and corresponding amendment of the Articles
of Association
9. Authorization to issue warrant and Mgmt For For
convertible bonds and to exclude
subscription rights to these warrant or
convertible bonds and at the same time to
create conditional capital and amend the
Articles of Association
10. Resolution on approval for the conclusion Mgmt For For
of a domination and profit and loss
transfer agreement
11. Resolution on approval for the conclusion Mgmt For For
of nine amendment agreements to existing
domination and profit and loss transfer
agreements
--------------------------------------------------------------------------------------------------------------------------
TIFFANY & CO. Agenda Number: 933967587
--------------------------------------------------------------------------------------------------------------------------
Security: 886547108
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: TIF
ISIN: US8865471085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Mgmt For For
1B. ELECTION OF DIRECTOR: ROSE MARIE BRAVO Mgmt For For
1C. ELECTION OF DIRECTOR: GARY E. COSTLEY Mgmt For For
1D. ELECTION OF DIRECTOR: FREDERIC P. CUMENAL Mgmt For For
1E. ELECTION OF DIRECTOR: LAWRENCE K. FISH Mgmt For For
1F. ELECTION OF DIRECTOR: ABBY F. KOHNSTAMM Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES K. MARQUIS Mgmt For For
1H. ELECTION OF DIRECTOR: PETER W. MAY Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM A. SHUTZER Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT S. SINGER Mgmt For For
2. APPROVAL OF THE APPOINTMENT BY THE BOARD OF Mgmt For For
DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 31, 2015.
3. APPROVAL OF THE COMPENSATION PAID TO THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS IN
FISCAL 2013.
4. APPROVAL OF THE 2014 TIFFANY & CO. EMPLOYEE Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
TOKIO MARINE HOLDINGS,INC. Agenda Number: 705343212
--------------------------------------------------------------------------------------------------------------------------
Security: J86298106
Meeting Type: AGM
Meeting Date: 23-Jun-2014
Ticker:
ISIN: JP3910660004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
3.3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TOKYO ELECTRON LIMITED Agenda Number: 705331433
--------------------------------------------------------------------------------------------------------------------------
Security: J86957115
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: JP3571400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Stock-for-stock Exchange Agreement Mgmt For For
between the Company and Applied Materials,
Inc. regarding the Execution of the Share
Exchange Agreement between the Company and
TEL Japan GK
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TOLL HOLDINGS LTD, MELBOURNE VIC Agenda Number: 704744829
--------------------------------------------------------------------------------------------------------------------------
Security: Q9104H100
Meeting Type: AGM
Meeting Date: 24-Oct-2013
Ticker:
ISIN: AU000000TOL1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 6, 7 AND 8 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (2, 6, 7 AND 8), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2 Remuneration Report Mgmt For For
3 Re-election of Mr Barry Cusack Mgmt For For
4 Re-election of Mr Mark Smith Mgmt For For
5 Election of Mr Kenneth Ryan, AM as a Mgmt For For
Director
6 Increase in aggregate remuneration for Mgmt For For
Non-Executive Directors
7 Grant of options and rights (LTI) to the Mgmt For For
Managing Director, Mr Brian Kruger
8 Grant of rights (Deferred STI) to the Mgmt For For
Managing Director, Mr Brian Kruger
--------------------------------------------------------------------------------------------------------------------------
TOOTSIE ROLL INDUSTRIES, INC. Agenda Number: 933950760
--------------------------------------------------------------------------------------------------------------------------
Security: 890516107
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: TR
ISIN: US8905161076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MELVIN J. GORDON Mgmt For For
ELLEN R. GORDON Mgmt For For
LANA JANE LEWIS-BRENT Mgmt Withheld Against
BARRE A. SEIBERT Mgmt Withheld Against
RICHARD P. BERGEMAN Mgmt Withheld Against
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR 2014.
3. APPROVAL OF NON-BINDING RESOLUTION Mgmt Against Against
REGARDING EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TOSHIBA MACHINE CO.,LTD. Agenda Number: 705348755
--------------------------------------------------------------------------------------------------------------------------
Security: J89838106
Meeting Type: AGM
Meeting Date: 26-Jun-2014
Ticker:
ISIN: JP3592600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
2 Appoint a Corporate Auditor Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
TOSOH CORPORATION Agenda Number: 705351827
--------------------------------------------------------------------------------------------------------------------------
Security: J90096116
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3595200001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Merger Agreement between the Mgmt For For
Company and Nippon Polyurethane Industry
Co.,Ltd.
2 Amend Articles to: Expand Business Lines Mgmt For For
3.1 Appoint a Director Mgmt Against Against
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt Against Against
4.2 Appoint a Corporate Auditor Mgmt For For
5.1 Appoint a Substitute Corporate Auditor Mgmt For For
5.2 Appoint a Substitute Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
TOYOTA MOTOR CORPORATION Agenda Number: 705323880
--------------------------------------------------------------------------------------------------------------------------
Security: J92676113
Meeting Type: AGM
Meeting Date: 17-Jun-2014
Ticker:
ISIN: JP3633400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Split 39% For 61% Against Split
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt Against Against
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt Split 39% For 61% Against Split
3.1 Appoint a Corporate Auditor Mgmt Split 39% For 61% Against Split
3.2 Appoint a Corporate Auditor Mgmt Against Against
4 Appoint a Substitute Corporate Auditor Mgmt For For
5 Approve Payment of Bonuses to Directors Mgmt For For
6 Approve Delegation of Authority to the Mgmt For For
Board of Directors to Determine Details of
Disposition of Own Shares through a Third
Party Allotment
--------------------------------------------------------------------------------------------------------------------------
TRACTOR SUPPLY COMPANY Agenda Number: 933935275
--------------------------------------------------------------------------------------------------------------------------
Security: 892356106
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: TSCO
ISIN: US8923561067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CYNTHIA T. JAMISON Mgmt For For
JOHNSTON C. ADAMS Mgmt For For
PETER D. BEWLEY Mgmt For For
JACK C. BINGLEMAN Mgmt For For
RICHARD W. FROST Mgmt For For
GEORGE MACKENZIE Mgmt For For
EDNA K. MORRIS Mgmt For For
GREGORY A. SANDFORT Mgmt For For
MARK J. WEIKEL Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK FROM TWO HUNDRED MILLION
(200,000,000) TO FOUR HUNDRED MILLION
(400,000,000)
3. TO RE-APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER OUR 2009 STOCK
INCENTIVE PLAN FOR PURPOSES OF SECTION
162(M) OF THE INTERNAL REVENUE CODE
4. TO RATIFY THE REAPPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 27, 2014
5. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
TRANSDIGM GROUP INCORPORATED Agenda Number: 933918015
--------------------------------------------------------------------------------------------------------------------------
Security: 893641100
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: TDG
ISIN: US8936411003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SEAN P. HENNESSY Mgmt For For
DOUGLAS W. PEACOCK Mgmt For For
JOHN STAER Mgmt For For
2. TO APPROVE (IN AN ADVISORY VOTE) Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS
3. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2014
4. TO VOTE TO AMEND THE COMPANY'S AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE THE CLASSIFICATION OF THE BOARD
OF DIRECTORS OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
TREEHOUSE FOODS, INC. Agenda Number: 933930819
--------------------------------------------------------------------------------------------------------------------------
Security: 89469A104
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: THS
ISIN: US89469A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DENNIS F. O'BRIEN Mgmt For For
1.2 ELECTION OF DIRECTOR: SAM K. REED Mgmt For For
1.3 ELECTION OF DIRECTOR: ANN M. SARDINI Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS.
3. TO PROVIDE AN ADVISORY VOTE TO APPROVE THE Mgmt Against Against
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TREND MICRO INCORPORATED Agenda Number: 704992610
--------------------------------------------------------------------------------------------------------------------------
Security: J9298Q104
Meeting Type: AGM
Meeting Date: 26-Mar-2014
Ticker:
ISIN: JP3637300009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TRICAN WELL SERVICE LTD. Agenda Number: 933959388
--------------------------------------------------------------------------------------------------------------------------
Security: 895945103
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: TOLWF
ISIN: CA8959451037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO SET THE NUMBER OF DIRECTORS OF THE Mgmt For For
COMPANY AT (9).
02 DIRECTOR
KENNETH M. BAGAN Mgmt For For
G. ALLEN BROOKS Mgmt For For
MURRAY L. COBBE Mgmt For For
DALE M. DUSTERHOFT Mgmt For For
DONALD R. LUFT Mgmt For For
KEVIN L. NUGENT Mgmt For For
ALEXANDER J. POURBAIX Mgmt For For
DOUGLAS F. ROBINSON Mgmt For For
DEAN E. TAYLOR Mgmt For For
03 THE APPOINTMENT OF KPMG LLP, CHARTERED Mgmt For For
ACCOUNTANTS, AS AUDITORS OF THE COMPANY FOR
THE ENSUING YEAR AND THE AUTHORIZATION OF
THE DIRECTORS TO FIX THEIR REMUNERATION AS
SUCH.
04 TO ACCEPT THE COMPANY'S APPROACH TO Mgmt Against Against
EXECUTIVE COMPENSATION ON AN ADVISORY
BASIS.
--------------------------------------------------------------------------------------------------------------------------
TRUEBLUE, INC Agenda Number: 933955861
--------------------------------------------------------------------------------------------------------------------------
Security: 89785X101
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: TBI
ISIN: US89785X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEVEN C. COOPER Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS E. MCCHESNEY Mgmt For For
1C. ELECTION OF DIRECTOR: GATES MCKIBBIN Mgmt For For
1D. ELECTION OF DIRECTOR: JEFFREY B. SAKAGUCHI Mgmt For For
1E. ELECTION OF DIRECTOR: JOSEPH P. SAMBATARO, Mgmt For For
JR
1F. ELECTION OF DIRECTOR: BONNIE W. SOODIK Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM W. STEELE Mgmt For For
1H. ELECTION OF DIRECTOR: CRAIG E. TALL Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 26, 2014.
--------------------------------------------------------------------------------------------------------------------------
TYLER TECHNOLOGIES, INC. Agenda Number: 933976308
--------------------------------------------------------------------------------------------------------------------------
Security: 902252105
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: TYL
ISIN: US9022521051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DONALD R. BRATTAIN Mgmt For For
GLENN A. CARTER Mgmt For For
BRENDA A. CLINE Mgmt For For
J. LUTHER KING, JR. Mgmt For For
JOHN S. MARR, JR. Mgmt For For
DUSTIN R. WOMBLE Mgmt For For
JOHN M. YEAMAN Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
3. ADVISORY VOTE ON APPROVAL OF THE Mgmt Against Against
COMPENSATION FOR THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
UBS AG, ZUERICH UND BASEL Agenda Number: 705092978
--------------------------------------------------------------------------------------------------------------------------
Security: H89231338
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: CH0024899483
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1. APPROVAL OF ANNUAL REPORT AND GROUP AND Mgmt For For
PARENT BANK FINANCIAL STATEMENTS
1.2. ADVISORY VOTE ON THE COMPENSATION REPORT Mgmt Against Against
2013
2. APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF CHF 0.25 PER SHARE FROM CAPITAL
CONTRIBUTION RESERVE
3. DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE GROUP EXECUTIVE BOARD FOR
THE FINANCIAL YEAR 2013
4. AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt Against Against
IN ACCORDANCE WITH THE NEW ORDINANCE
AGAINST EXCESSIVE COMPENSATION IN LISTED
STOCK CORPORATIONS
5. ADVISORY VOTE ON THE EU CAPITAL Mgmt For For
REQUIREMENTS DIRECTIVE OF 2013 (CRD IV)
6.1.1 RE-ELECTION OF AXEL A. WEBER AS CHAIRMAN OF Mgmt For For
THE BOARD OF DIRECTORS
6.1.2 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MICHEL DEMARE
6.1.3 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: DAVID SIDWELL
6.1.4 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: RETO FRANCIONI
6.1.5 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: ANN F. GODBEHERE
6.1.6 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: AXEL P. LEHMANN
6.1.7 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: HELMUT PANKE
6.1.8 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: WILLIAM G. PARRETT
6.1.9 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: ISABELLE ROMY
6.110 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: BEATRICE WEDER DI MAURO
6.111 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: JOSEPH YAM
6.2.1 ELECTION OF MEMBER OF THE HUMAN RESOURCES Mgmt For For
AND COMPENSATION COMMITTEE: ANN F.
GODBEHERE
6.2.2 ELECTION OF MEMBER OF THE HUMAN RESOURCES Mgmt For For
AND COMPENSATION COMMITTEE: MICHEL DEMARE
6.2.3 ELECTION OF MEMBER OF THE HUMAN RESOURCES Mgmt For For
AND COMPENSATION COMMITTEE: HELMUT PANKE
6.2.4 ELECTION OF MEMBER OF THE HUMAN RESOURCES Mgmt For For
AND COMPENSATION COMMITTEE: RETO FRANCIONI
6.3 ELECTION OF THE INDEPENDENT PROXY: ADB Mgmt For For
ALTORFER DUSS AND BEILSTEIN AG, ZURICH
6.4 RE-ELECTION OF THE AUDITORS: ERNST AND Mgmt For For
YOUNG LTD, BASEL
7. AD-HOC Mgmt For Against
CMMT 30 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO NUMBERING
OF RESOLUTIONS 6.1.1 TO 6.4 AND CHANGE IN
TEXT OF RESOLUTION 2. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
UMICORE SA, BRUXELLES Agenda Number: 705090734
--------------------------------------------------------------------------------------------------------------------------
Security: B95505168
Meeting Type: MIX
Meeting Date: 29-Apr-2014
Ticker:
ISIN: BE0003884047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
O.2 APPROVING THE REMUNERATION REPORT FOR THE Mgmt For For
FINANCIAL YEAR ENDED ON 31 DECEMBER 2013
O.3 APPROVAL OF THE STATUTORY ANNUAL ACCOUNTS Mgmt For For
OF THE COMPANY FOR THE FINANCIAL YEAR ENDED
ON 31 DECEMBER 2013 INCLUDING THE PROPOSED
ALLOCATION OF THE RESULT INCLUDING THE
PAYMENT OF A GROSS DIVIDEND OF EUR 1.00 PER
SHARE
O.5 GRANTING DISCHARGE TO THE DIRECTORS FOR THE Mgmt For For
PERFORMANCE OF THEIR MANDATE DURING THE
2013 FINANCIAL YEAR
O.6 GRANTING DISCHARGE TO THE STATUTORY AUDITOR Mgmt For For
FOR THE PERFORMANCE OF ITS MANDATE DURING
THE 2013 FINANCIAL YEAR
O.7.1 RE-ELECTING MRS INES KOLMSEE AS INDEPENDENT Mgmt For For
DIRECTOR FOR A PERIOD OF THREE YEARS
EXPIRING AT THE END OF THE 2017 ORDINARY
SHAREHOLDERS' MEETING
O.7.2 RE-ELECTING MR UWE-ERNST BUFE AS DIRECTOR Mgmt For For
FOR A PERIOD OF ONE YEAR EXPIRING AT THE
END OF THE 2015 ORDINARY SHAREHOLDERS'
MEETING
O.7.3 RE-ELECTING MR ARNOUD DE PRET AS DIRECTOR Mgmt For For
FOR A PERIOD OF ONE YEAR EXPIRING AT THE
END OF THE 2015 ORDINARY SHAREHOLDERS'
MEETING
O.7.4 RE-ELECTING MR JONATHAN OPPENHEIMER AS Mgmt For For
DIRECTOR FOR A PERIOD OF THREE YEARS
EXPIRING AT THE END OF THE 2017 ORDINARY
SHAREHOLDERS' MEETING
O.7.5 APPROVING THE BOARD MEMBERS' REMUNERATION Mgmt For For
PROPOSED FOR THE FINANCIAL YEAR 2014
CONSISTING OF: AT THE LEVEL OF THE BOARD OF
DIRECTORS: (1) A FIXED FEE OF EUR 40,000
FOR THE CHAIRMAN AND EUR 20,000 FOR EACH
NON-EXECUTIVE DIRECTOR, (2) A FEE PER
ATTENDED MEETING OF EUR 5,000 FOR THE
CHAIRMAN AND EUR 2,500 FOR EACH
NON-EXECUTIVE DIRECTOR, AND (3) BY WAY OF
ADDITIONAL FIXED REMUNERATION, A GRANT OF
1,000 UMICORE SHARES TO THE CHAIRMAN AND
500 UMICORE SHARES TO EACH NON-EXECUTIVE
DIRECTOR; AT THE LEVEL OF THE AUDIT
COMMITTEE: (1) A FIXED FEE OF EUR 10,000
FOR THE CHAIRMAN OF THE COMMITTEE AND EUR
5,000 FOR EACH OTHER MEMBER, AND (2) A FEE
PER ATTENDED MEETING OF EUR 5,000 FOR THE
CHAIRMAN AND EUR 3,000 FOR EACH OTHER
MEMBER; AT THE LEVEL OF THE NOMINATION &
REMUNERATION COMMITTEE: A FEE PER ATTENDED
MEETING OF EUR 5,000 FOR CONTD
CONT CONTD THE CHAIRMAN OF THE COMMITTEE AND EUR Non-Voting
3,000 FOR EACH OTHER MEMBER
O.8.1 RE-ELECTION OF THE STATUTORY AUDITOR AND Mgmt For For
REMUNERATION: ON MOTION BY THE BOARD OF
DIRECTORS, ACTING UPON RECOMMENDATION OF
THE AUDIT COMMITTEE AND UPON NOMINATION BY
THE WORKS' COUNCIL, THE SHAREHOLDERS'
MEETING RESOLVES TO RENEW THE MANDATE OF
THE STATUTORY AUDITOR,
PRICEWATERHOUSECOOPERS BCVBA/SCCRL, WITH
REGISTERED OFFICE AT 1932
SINT-STEVENS-WOLUWE, WOLUWE GARDEN,
WOLUWEDAL 18, WHICH EXPIRES TODAY, FOR A
DURATION OF THREE YEARS, UP TO AND
INCLUDING THE ORDINARY SHAREHOLDERS'
MEETING OF 2017. THE STATUTORY AUDITOR WILL
BE REPRESENTED BY THE BVBA/SPRL MARC
DAELMAN, REPRESENTED BY MR MARC DAELMAN AND
IS ENTRUSTED WITH THE AUDIT OF THE
STATUTORY AND THE CONSOLIDATED ANNUAL
ACCOUNTS
O.8.2 RE-ELECTION OF THE STATUTORY AUDITOR AND Mgmt For For
REMUNERATION: THE SHAREHOLDERS' MEETING
RESOLVES TO FIX THE ANNUAL REMUNERATION OF
THE STATUTORY AUDITOR FOR THE FINANCIAL
YEARS 2014 THROUGH 2016 AT EUR 484,750.
THIS AMOUNT WILL BE INDEXED EACH YEAR BASED
ON THE EVOLUTION OF THE CONSUMER PRICE
INDEX (HEALTH INDEX)
S.1 APPROVAL OF CHANGE OF CONTROL PROVISIONS: Mgmt Split 31% For 69% Against Split
APPROVING, IN ACCORDANCE WITH ARTICLE 556
OF THE COMPANIES CODE, CLAUSE 7.2 OF THE
REVOLVING FACILITY AGREEMENT DATED 16
SEPTEMBER 2013 BETWEEN UMICORE (AS
BORROWER) AND SEVERAL FINANCIAL
INSTITUTIONS (AS LENDERS), WHICH EXEMPTS
THE LENDERS FROM FURTHER FUNDING (EXCEPT
UNDER ROLLOVER LOANS) AND ALSO, UNDER
CERTAIN CONDITIONS, ENTITLES THEM TO CANCEL
THEIR COMMITMENT UNDER SAID AGREEMENT,
CAUSING THEIR PARTICIPATION IN ALL AMOUNTS
(OUTSTANDING LOANS, ACCRUED INTERESTS AND
ANY OTHER AMOUNTS) TO BE IMMEDIATELY DUE
AND PAYABLE, IN THE EVENT THAT ANY PERSON
OR GROUP OF PERSONS ACTING IN CONCERT
GAIN(S) CONTROL OVER UMICORE
--------------------------------------------------------------------------------------------------------------------------
UNIBAIL-RODAMCO SE, PARIS Agenda Number: 705046010
--------------------------------------------------------------------------------------------------------------------------
Security: F95094110
Meeting Type: MIX
Meeting Date: 23-Apr-2014
Ticker:
ISIN: FR0000124711
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 07 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0319/201403191400627.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0407/201404071400777.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
O.1 Reports of the Executive Board, Supervisory Mgmt For For
Board and Statutory Auditors on the
transactions that took place during the
2013 financial year; approval of the annual
corporate financial statements for the
financial year ended on December 31, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended on
December 31, 2013
O.3 Allocation of income and dividend Mgmt For For
distribution
O.4 Special report of the Statutory Auditors; Mgmt For For
approval of the regulated agreements and
commitments
O.5 Review of the compensation owed or paid to Mgmt For For
Mr. Christophe Cuvillier, Chairman of the
Executive Board for the financial year
ended on December 31, 2013
O.6 Review of the compensation owed or paid to Mgmt For For
Mr. Olivier Bossard, Mrs. Armelle
Carminati-Rabasse, Mr. Fabrice Mouchel,
Mrs. Jaap Tonckens and Mr. Jean-Marie
Tritant, Executive Board members for the
financial year ended on December 31, 2013
O.7 Review of the compensation owed or paid to Mgmt For For
Mr. Guillaume Poitrinal, who served as
Chairman of the Executive Board from
January 1st to April 25th, 2013, for the
financial year ended on December 31, 2013
O.8 Review of the compensation owed or paid to Mgmt For For
Mrs. Catherine Pourre, who served as
Executive Board member from January 1st to
September 1st, 2013, for the financial year
ended on December 31, 2013
O.9 Renewal of term of Mr. Rob Ter Haar as Mgmt For For
Supervisory Board member
O.10 Renewal of term of Mr. Jose Luis Duran as Mgmt For For
Supervisory Board member
O.11 Renewal of term of Mr. Yves Lyon-Caen as Mgmt For For
Supervisory Board member
O.12 Appointment of Mrs. Dagmar Kollmann as Mgmt For For
Supervisory Board member
O.13 Authorization to be granted to the Mgmt For For
Executive Board to allow the Company to
repurchase its own shares pursuant to the
plan referred to in Article L.225-209 of
the Commercial Code
E.14 Authorization to be granted to the Mgmt For For
Executive Board to cancel shares
repurchased by the Company pursuant to the
plan referred to in Article L.225-209 of
the Commercial Code
E.15 Delegation of authority to be granted to Mgmt For For
the Executive Board to decide, while
maintaining preferential subscription
rights (i) to increase share capital by
issuing shares and/or securities giving
access to capital or (ii) to issue
securities entitling to the allotment of
debt securities
E.16 Delegation of authority to be granted to Mgmt For For
the Executive Board to decide, with
cancellation of preferential subscription
rights via public offering (i) to increase
share capital by issuing shares and/or
securities giving access to capital or (ii)
to issue securities entitling to the
allotment of debt securities
E.17 Delegation of authority to be granted to Mgmt For For
the Executive Board to increase the number
of shares and/or securities to be issued in
case of capital increase carried out with
or without preferential subscription rights
pursuant to the 15th and 16th resolutions
E.18 Delegation of powers to be granted to the Mgmt For For
Executive Board to carry out a share
capital increase by issuing shares and/or
securities giving access to capital with
cancellation of preferential subscription
rights, in consideration for in-kind
contributions granted to the Company
E.19 Delegation of authority to be granted to Mgmt For For
the Executive Board to grant Company's
share subscription and/or purchase options
with cancellation of preferential
subscription rights to employees and
corporate officers of the Company and its
subsidiaries
E.20 Delegation of authority to the Executive Mgmt For For
Board to carry out a share capital increase
by issuing shares and/or securities giving
access to capital of the Company reserved
for members of company savings plans, with
cancellation of preferential subscription
rights in their favor pursuant to Articles
L.3332-18 et seq. of the Code of Labor
O.21 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda Number: 933969416
--------------------------------------------------------------------------------------------------------------------------
Security: 904767704
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: UL
ISIN: US9047677045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE THE REPORT AND ACCOUNTS FOR THE Mgmt For For
YEAR ENDED 31 DECEMBER 2013
2. TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
3. AN ADVISORY VOTE TO APPROVE THE DIRECTORS' Mgmt For For
REMUNERATION REPORT (EXCLUDING THE
DIRECTORS' REMUNERATION POLICY)
4. TO RE-ELECT MR P G J M POLMAN AS A DIRECTOR Mgmt For For
5. TO RE-ELECT MR R J-M S HUET AS A DIRECTOR Mgmt For For
6. TO RE-ELECT MRS L M CHA AS A DIRECTOR Mgmt For For
7. TO RE-ELECT PROFESSOR L O FRESCO AS A Mgmt For For
DIRECTOR
8. TO RE-ELECT MS A M FUDGE AS A DIRECTOR Mgmt For For
9. TO RE-ELECT DR B E GROTE AS A DIRECTOR Mgmt For For
10. TO RE-ELECT MS M MA AS A DIRECTOR Mgmt For For
11. TO RE-ELECT MS H NYASULU AS A DIRECTOR Mgmt For For
12. TO RE-ELECT THE RT HON SIR MALCOLM RIFKIND Mgmt For For
MP AS A DIRECTOR
13. TO RE-ELECT MR J RISHTON AS A DIRECTOR Mgmt For For
14. TO RE-ELECT MR K J STORM AS A DIRECTOR Mgmt For For
15. TO RE-ELECT MR M TRESCHOW AS A DIRECTOR Mgmt For For
16. TO RE-ELECT MR P S WALSH AS A DIRECTOR Mgmt For For
17. TO ELECT MR F SIJBESMA AS A DIRECTOR Mgmt For For
18. TO APPOINT KPMG LLP AS AUDITORS OF THE Mgmt For For
COMPANY
19. TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS
20. TO RENEW THE AUTHORITY TO DIRECTORS TO Mgmt For For
ISSUE SHARES
21. TO RENEW THE AUTHORITY TO DIRECTORS TO Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS
22. TO RENEW THE AUTHORITY TO THE COMPANY TO Mgmt For For
PURCHASE ITS OWN SHARES
23. TO AUTHORISE POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
24. TO SHORTEN THE NOTICE PERIOD FOR GENERAL Mgmt Against Against
MEETINGS
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC, LONDON Agenda Number: 705094491
--------------------------------------------------------------------------------------------------------------------------
Security: G92087165
Meeting Type: AGM
Meeting Date: 14-May-2014
Ticker:
ISIN: GB00B10RZP78
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 Mgmt For For
DECEMBER 2013
2 APPROVAL OF THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
3 APPROVAL OF THE DIRECTORS' REMUNERATION Mgmt For For
REPORT (EXCLUDING THE DIRECTORS'
REMUNERATION POLICY)
4 RE-ELECTION OF EXECUTIVE DIRECTOR: MR P G J Mgmt For For
M POLMAN
5 RE-ELECTION OF EXECUTIVE DIRECTOR: MR R J-M Mgmt For For
S HUET
6 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MRS Mgmt For For
L M CHA
7 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: Mgmt For For
PROFESSOR L O FRESCO
8 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MS A Mgmt For For
M FUDGE
9 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: DR B Mgmt For For
E GROTE
10 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MS M Mgmt For For
MA
11 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MS H Mgmt For For
NYASULU
12 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: THE Mgmt For For
RT HON SIR MALCOLM RIFKIND MP
13 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MR J Mgmt For For
RISHTON
14 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MR K Mgmt For For
J STORM
15 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MR M Mgmt For For
TRESCHOW
16 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MR P Mgmt For For
S WALSH
17 ELECTION OF NON-EXECUTIVE DIRECTOR: MR F Mgmt For For
SIJBESMA
18 TO APPOINT KPMG LLP AS AUDITOR OF THE Mgmt For For
COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION
OF THE NEXT GENERAL MEETING AT WHICH
ACCOUNTS ARE LAID BEFORE THE MEMBERS
19 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITOR
20 DIRECTORS' AUTHORITY TO ISSUE SHARES Mgmt For For
21 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
22 COMPANY'S AUTHORITY TO PURCHASE ITS OWN Mgmt For For
SHARES
23 POLITICAL DONATIONS AND EXPENDITURE Mgmt For For
24 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt For For
GENERAL MEETING MAY BE CALLED ON NOT LESS
THAN 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
UNIT CORPORATION Agenda Number: 933944072
--------------------------------------------------------------------------------------------------------------------------
Security: 909218109
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: UNT
ISIN: US9092181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. MICHAEL ADCOCK Mgmt For For
STEVEN B. HILDEBRAND Mgmt For For
LARRY C. PAYNE Mgmt For For
G. BAILEY PEYTON IV Mgmt For For
2. APPROVE, ON AN ADVISORY BASIS, OUR NAMED Mgmt For For
EXECUTIVE OFFICERS' COMPENSATION.
3. RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR 2014.
4. NON-BINDING STOCKHOLDER PROPOSAL TO ADOPT A Shr For Against
MAJORITY VOTING STANDARD IN UNCONTESTED
ELECTIONS OF DIRECTORS OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
UNITED NATURAL FOODS, INC. Agenda Number: 933892805
--------------------------------------------------------------------------------------------------------------------------
Security: 911163103
Meeting Type: Annual
Meeting Date: 18-Dec-2013
Ticker: UNFI
ISIN: US9111631035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS II DIRECTOR: GAIL A. Mgmt For For
GRAHAM (TO SERVE UNTIL THE 2016 ANNUAL
MEETING OF STOCKHOLDERS OR, IF PROPOSALS 4
AND 5 ARE APPROVED, THE 2014 ANNUAL MEETING
OF STOCKHOLDERS)
1B. ELECTION OF CLASS II DIRECTOR: ANN TORRE Mgmt For For
BATES (TO SERVE UNTIL THE 2016 ANNUAL
MEETING OF STOCKHOLDERS OR, IF PROPOSALS 4
AND 5 ARE APPROVED, THE 2014 ANNUAL MEETING
OF STOCKHOLDERS)
2. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
AUGUST 2, 2014.
3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF AMENDMENTS TO OUR CERTIFICATE Mgmt Against Against
OF INCORPORATION TO DECLASSIFY THE BOARD.
5. APPROVAL OF AMENDMENTS TO OUR BYLAWS TO Mgmt Against Against
DECLASSIFY THE BOARD.
6. A SHAREHOLDER PROPOSAL REGARDING SIMPLE Shr Against For
MAJORITY VOTING.
7. A SHAREHOLDER PROPOSAL REGARDING Shr Against For
LIMITATIONS ON ACCELERATED VESTING OF
EQUITY AWARDS UPON A CHANGE IN CONTROL.
--------------------------------------------------------------------------------------------------------------------------
UNITED OVERSEAS BANK LTD, SINGAPORE Agenda Number: 705090710
--------------------------------------------------------------------------------------------------------------------------
Security: Y9T10P105
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: SG1M31001969
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE FINANCIAL STATEMENTS, THE Mgmt For For
DIRECTORS' REPORT AND THE AUDITOR'S REPORT
FOR THE YEAR ENDED 31 DECEMBER 2013
2 TO DECLARE A FINAL ONE-TIER TAX-EXEMPT Mgmt For For
DIVIDEND OF 50 CENTS AND A SPECIAL ONE-TIER
TAX-EXEMPT DIVIDEND OF FIVE CENTS PER
ORDINARY SHARE FOR THE YEAR ENDED 31
DECEMBER 2013
3 TO APPROVE DIRECTORS' FEES OF SGD2,055,000 Mgmt For For
FOR 2013 (2012: SGD 1,815,000)
4 TO APPROVE A FEE OF SGD 800,000 TO THE Mgmt For For
CHAIRMAN EMERITUS AND ADVISER OF THE BANK,
DR WEE CHO YAW, FOR THE PERIOD FROM JANUARY
2013 TO DECEMBER 2013
5 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITOR Mgmt For For
OF THE COMPANY AND AUTHORISE THE DIRECTORS
TO FIX THEIR REMUNERATION
6 TO RE-ELECT THE FOLLOWING DIRECTOR RETIRING Mgmt For For
BY ROTATION: MR WONG MENG MENG
7 TO RE-ELECT THE FOLLOWING DIRECTOR RETIRING Mgmt For For
BY ROTATION: MR WILLIE CHENG JUE HIANG
8 TO RE-APPOINT DR WEE CHO YAW UNDER SECTION Mgmt For For
153(6) OF THE COMPANIES ACT, CAP 50, TO
HOLD OFFICE FROM THE DATE OF THIS ANNUAL
GENERAL MEETING UNTIL THE NEXT ANNUAL
GENERAL MEETING
9 THAT AUTHORITY BE AND IS HEREBY GIVEN TO Mgmt For For
THE DIRECTORS TO: (A) (I) ISSUE ORDINARY
SHARES IN THE CAPITAL OF THE COMPANY
(SHARES) WHETHER BY WAY OF RIGHTS, BONUS OR
OTHERWISE; AND/OR (II) MAKE OR GRANT
OFFERS, AGREEMENTS OR OPTIONS
(COLLECTIVELY, INSTRUMENTS) THAT MIGHT OR
WOULD REQUIRE SHARES TO BE ISSUED,
INCLUDING BUT NOT LIMITED TO THE CREATION
AND ISSUE OF (AS WELL AS ADJUSTMENTS TO)
WARRANTS, DEBENTURES OR OTHER INSTRUMENTS
CONVERTIBLE INTO SHARES, AT ANY TIME AND
UPON SUCH TERMS AND CONDITIONS AND FOR SUCH
PURPOSES AND TO SUCH PERSONS AS THE
DIRECTORS MAY IN THEIR ABSOLUTE DISCRETION
DEEM FIT; AND (B) (NOTWITHSTANDING THE
AUTHORITY CONFERRED BY THIS RESOLUTION MAY
HAVE CEASED TO BE IN FORCE) ISSUE SHARES IN
PURSUANCE OF ANY INSTRUMENT MADE OR GRANTED
BY THE DIRECTORS WHILE THIS RESOLUTION WAS
IN FORCE, PROVIDED THAT CONTD
CONT CONTD : (1) THE AGGREGATE NUMBER OF Non-Voting
ORDINARY SHARES TO BE ISSUED PURSUANT TO
THIS RESOLUTION (INCLUDING SHARES TO BE
ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR
GRANTED PURSUANT TO THIS RESOLUTION) DOES
NOT EXCEED 50 PER CENT OF THE TOTAL NUMBER
OF ISSUED SHARES, EXCLUDING TREASURY
SHARES, IN THE CAPITAL OF THE COMPANY (AS
CALCULATED IN ACCORDANCE WITH PARAGRAPH (2)
BELOW), OF WHICH THE AGGREGATE NUMBER OF
SHARES TO BE ISSUED OTHER THAN ON A
PRO-RATA BASIS TO SHAREHOLDERS OF THE
COMPANY (INCLUDING SHARES TO BE ISSUED IN
PURSUANCE OF INSTRUMENTS MADE OR GRANTED
PURSUANT TO THIS RESOLUTION) DOES NOT
EXCEED 20 PER CENT OF THE TOTAL NUMBER OF
ISSUED SHARES, EXCLUDING TREASURY SHARES,
IN THE CAPITAL OF THE COMPANY (AS
CALCULATED IN ACCORDANCE WITH PARAGRAPH (2)
BELOW); (2) (SUBJECT TO SUCH MANNER OF
CALCULATION AS MAY BE CONTD
CONT CONTD PRESCRIBED BY THE SINGAPORE EXCHANGE Non-Voting
SECURITIES TRADING LIMITED (SGX-ST)) FOR
THE PURPOSE OF DETERMINING THE AGGREGATE
NUMBER OF SHARES THAT MAY BE ISSUED UNDER
PARAGRAPH (1) ABOVE, THE PERCENTAGE OF
ISSUED SHARES SHALL BE BASED ON THE TOTAL
NUMBER OF ISSUED SHARES, EXCLUDING TREASURY
SHARES, IN THE CAPITAL OF THE COMPANY AT
THE TIME THIS RESOLUTION IS PASSED, AFTER
ADJUSTING FOR: (I) NEW ORDINARY SHARES
ARISING FROM THE CONVERSION OR EXERCISE OF
ANY CONVERTIBLE SECURITIES OR SHARE OPTIONS
OR VESTING OF SHARE AWARDS WHICH ARE
OUTSTANDING OR SUBSISTING AT THE TIME THIS
RESOLUTION IS PASSED; AND (II) ANY
SUBSEQUENT BONUS ISSUE, CONSOLIDATION OR
SUBDIVISION OF SHARES; (3) IN EXERCISING
THE AUTHORITY CONFERRED BY THIS RESOLUTION,
THE COMPANY SHALL COMPLY WITH THE
PROVISIONS OF THE LISTING MANUAL OF THE
SGX-ST FOR THE CONTD
CONT CONTD TIME BEING IN FORCE (UNLESS SUCH Non-Voting
COMPLIANCE HAS BEEN WAIVED BY THE SGX-ST)
AND THE ARTICLES OF ASSOCIATION FOR THE
TIME BEING OF THE COMPANY; AND (4) (UNLESS
REVOKED OR VARIED BY THE COMPANY IN GENERAL
MEETING) THE AUTHORITY CONFERRED BY THIS
RESOLUTION SHALL CONTINUE IN FORCE UNTIL
THE CONCLUSION OF THE NEXT AGM OF THE
COMPANY OR THE DATE BY WHICH THE NEXT AGM
OF THE COMPANY IS REQUIRED BY LAW TO BE
HELD, WHICHEVER IS EARLIER
10 THAT AUTHORITY BE AND IS HEREBY GIVEN TO Mgmt For For
THE DIRECTORS TO ALLOT AND ISSUE FROM TIME
TO TIME SUCH NUMBER OF ORDINARY SHARES AS
MAY BE REQUIRED TO BE ALLOTTED AND ISSUED
PURSUANT TO THE UOB SCRIP DIVIDEND SCHEME
11 THAT (A) AUTHORITY BE AND IS HEREBY GIVEN Mgmt For For
TO THE DIRECTORS TO: (I) ALLOT AND ISSUE
ANY OF THE PREFERENCE SHARES REFERRED TO IN
ARTICLES 7A, 7B, 7C, 7D, 7E AND/OR 7F OF
THE ARTICLES OF ASSOCIATION OF THE COMPANY;
AND/OR (II) MAKE OR GRANT OFFERS,
AGREEMENTS OR OPTIONS THAT MIGHT OR WOULD
REQUIRE THE PREFERENCE SHARES REFERRED TO
IN SUB-PARAGRAPH (I) ABOVE TO BE ISSUED, AT
ANY TIME AND UPON SUCH TERMS AND CONDITIONS
AND FOR SUCH PURPOSES AND TO SUCH PERSONS
AS THE DIRECTORS MAY IN THEIR ABSOLUTE
DISCRETION DEEM FIT AND (NOTWITHSTANDING
THAT THE AUTHORITY CONFERRED BY THIS
RESOLUTION MAY HAVE CEASED TO BE IN FORCE)
TO ISSUE THE PREFERENCE SHARES REFERRED TO
IN SUBPARAGRAPH (I) ABOVE IN CONNECTION
WITH ANY OFFERS, AGREEMENTS OR OPTIONS MADE
OR GRANTED BY THE DIRECTORS WHILE THIS
RESOLUTION WAS IN FORCE; (B) THE DIRECTORS
BE CONTD
CONT CONTD AUTHORISED TO DO ALL SUCH THINGS AND Non-Voting
EXECUTE ALL SUCH DOCUMENTS AS THEY MAY
CONSIDER NECESSARY OR APPROPRIATE TO GIVE
EFFECT TO THIS RESOLUTION AS THEY MAY DEEM
FIT; AND (C) (UNLESS REVOKED OR VARIED BY
THE COMPANY IN GENERAL MEETING) THE
AUTHORITY CONFERRED BY THIS RESOLUTION
SHALL CONTINUE IN FORCE UNTIL THE
CONCLUSION OF THE NEXT AGM OF THE COMPANY
OR THE DATE BY WHICH THE NEXT AGM OF THE
COMPANY IS REQUIRED BY LAW TO BE HELD,
WHICHEVER IS EARLIER
12 THAT (A) FOR THE PURPOSES OF SECTIONS 76C Mgmt For For
AND 76E OF THE COMPANIES ACT, THE EXERCISE
BY THE DIRECTORS OF THE COMPANY OF ALL THE
POWERS OF THE COMPANY TO PURCHASE OR
OTHERWISE ACQUIRE ISSUED ORDINARY SHARES IN
THE CAPITAL OF THE COMPANY NOT EXCEEDING IN
AGGREGATE THE MAXIMUM LIMIT (AS HEREAFTER
DEFINED), AT SUCH PRICE OR PRICES AS MAY BE
DETERMINED BY THE DIRECTORS FROM TIME TO
TIME UP TO THE MAXIMUM PRICE (AS HEREAFTER
DEFINED), WHETHER BY WAY OF: (I) MARKET
PURCHASE(S) (MARKET PURCHASE) ON THE
SGX-ST; AND/OR (II) OFF-MARKET PURCHASE(S)
(OFF-MARKET PURCHASE) (IF EFFECTED
OTHERWISE THAN ON SGX-ST) IN ACCORDANCE
WITH ANY EQUAL ACCESS SCHEME(S) AS MAY BE
DETERMINED OR FORMULATED BY THE DIRECTORS
AS THEY CONSIDER FIT, WHICH SCHEME(S) SHALL
SATISFY ALL THE CONDITIONS PRESCRIBED BY
THE COMPANIES ACT, AND OTHERWISE IN CONTD
CONT CONTD ACCORDANCE WITH ALL OTHER LAWS, Non-Voting
REGULATIONS AND RULES OF SGX-ST AS MAY FOR
THE TIME BEING BE APPLICABLE, BE AND IS
HEREBY AUTHORISED AND APPROVED GENERALLY
AND UNCONDITIONALLY (SHARE PURCHASE
MANDATE); (B) THE AUTHORITY CONFERRED ON
THE DIRECTORS PURSUANT TO THE SHARE
PURCHASE MANDATE MAY BE EXERCISED BY THE
DIRECTORS AT ANY TIME AND FROM TIME TO TIME
DURING THE PERIOD COMMENCING FROM THE DATE
OF THE PASSING OF THIS RESOLUTION AND
EXPIRING ON THE EARLIEST OF: (I) THE DATE
ON WHICH THE NEXT AGM OF THE COMPANY IS
HELD OR REQUIRED BY LAW TO BE HELD; (II)
THE DATE ON WHICH THE PURCHASES OR
ACQUISITIONS OF SHARES PURSUANT TO THE
SHARE PURCHASE MANDATE ARE CARRIED OUT TO
THE FULL EXTENT MANDATED; OR (III) THE DATE
ON WHICH THE AUTHORITY CONFERRED BY THE
SHARE PURCHASE MANDATE IS REVOKED OR VARIED
BY THE COMPANY IN A CONTD
CONT CONTD GENERAL MEETING; (C) IN THIS Non-Voting
RESOLUTION 12: "RELEVANT PERIOD" MEANS THE
PERIOD COMMENCING FROM THE DATE ON WHICH
THE LAST AGM OF THE COMPANY WAS HELD AND
EXPIRING ON THE DATE THE NEXT AGM OF THE
COMPANY IS HELD OR IS REQUIRED BY LAW TO BE
HELD, WHICHEVER IS THE EARLIER, AFTER THE
DATE OF THIS RESOLUTION; "MAXIMUM LIMIT"
MEANS THAT NUMBER OF SHARES REPRESENTING
FIVE PER CENT OF THE TOTAL NUMBER OF ISSUED
SHARES (EXCLUDING ANY SHARES WHICH ARE HELD
AS TREASURY SHARES) AS AT THE DATE OF THE
PASSING OF THIS RESOLUTION UNLESS THE
COMPANY HAS EFFECTED A REDUCTION OF THE
SHARE CAPITAL OF THE COMPANY IN ACCORDANCE
WITH THE APPLICABLE PROVISIONS OF THE
COMPANIES ACT AT ANY TIME DURING THE
RELEVANT PERIOD, IN WHICH EVENT THE ISSUED
SHARES SHALL BE TAKEN TO BE THE TOTAL
NUMBER OF THE ISSUED SHARES AS ALTERED BY
SUCH CAPITAL CONTD
CONT CONTD REDUCTION (EXCLUDING ANY SHARES WHICH Non-Voting
ARE HELD AS TREASURY SHARES AS AT THAT
DATE); AND "MAXIMUM PRICE" IN RELATION TO A
SHARE TO BE PURCHASED OR ACQUIRED, MEANS
THE PURCHASE PRICE (EXCLUDING BROKERAGE,
COMMISSION, APPLICABLE GOODS AND SERVICES
TAX AND OTHER RELATED EXPENSES) WHICH SHALL
NOT EXCEED: (I) IN THE CASE OF A MARKET
PURCHASE, 105 PER CENT OF THE AVERAGE
CLOSING PRICE OF THE SHARES; AND (II) IN
THE CASE OF AN OFF-MARKET PURCHASE, 110 PER
CENT OF THE AVERAGE CLOSING PRICE OF THE
SHARES, WHERE: "AVERAGE CLOSING PRICE"
MEANS THE AVERAGE OF THE LAST DEALT PRICES
OF THE SHARES OVER THE FIVE CONSECUTIVE
MARKET DAYS ON WHICH THE SHARES WERE
TRANSACTED ON THE SGX-ST IMMEDIATELY
PRECEDING THE DATE OF THE MARKET PURCHASE
BY THE COMPANY OR, AS THE CASE MAY BE, THE
DATE OF THE MAKING OF THE OFFER PURSUANT TO
THE OFF- CONTD
CONT CONTD MARKET PURCHASE, AND DEEMED TO BE Non-Voting
ADJUSTED IN ACCORDANCE WITH THE LISTING
RULES OF THE SGX-ST FOR ANY CORPORATE
ACTION WHICH OCCURS AFTER THE RELEVANT
FIVE-DAY PERIOD; AND "DATE OF THE MAKING OF
THE OFFER" MEANS THE DATE ON WHICH THE
COMPANY ANNOUNCES ITS INTENTION TO MAKE AN
OFFER FOR AN OFF-MARKET PURCHASE, STATING
THEREIN THE PURCHASE PRICE (WHICH SHALL NOT
BE MORE THAN THE MAXIMUM PRICE CALCULATED
ON THE FOREGOING BASIS) FOR EACH SHARE AND
THE RELEVANT TERMS OF THE EQUAL ACCESS
SCHEME FOR EFFECTING THE OFF-MARKET
PURCHASE; AND (D) THE DIRECTORS AND/OR ANY
OF THEM BE AND ARE HEREBY AUTHORISED TO
COMPLETE AND DO ALL SUCH ACTS AND THINGS
(INCLUDING EXECUTING SUCH DOCUMENTS AS MAY
BE REQUIRED) AS THEY AND/OR HE MAY CONSIDER
EXPEDIENT OR NECESSARY TO GIVE EFFECT TO
THE TRANSACTIONS CONTEMPLATED AND/OR
AUTHORISED BY CONTD
CONT CONTD THIS RESOLUTION Non-Voting
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 933936378
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LOUIS R. CHENEVERT Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1C. ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For
1F. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1G. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For
1H. ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For
1K. ELECTION OF DIRECTOR: ANDRE VILLENEUVE Mgmt For For
1L. ELECTION OF DIRECTOR: CHRISTINE TODD Mgmt For For
WHITMAN
2. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT AUDITOR FOR 2014
3. APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt For For
2005 LONG-TERM INCENTIVE PLAN, INCLUDING
APPROVAL OF ADDITIONAL SHARES FOR FUTURE
AWARDS
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
UNITED THERAPEUTICS CORPORATION Agenda Number: 934011709
--------------------------------------------------------------------------------------------------------------------------
Security: 91307C102
Meeting Type: Annual
Meeting Date: 26-Jun-2014
Ticker: UTHR
ISIN: US91307C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAYMOND DWEK Mgmt For For
ROGER JEFFS Mgmt For For
CHRISTOPHER PATUSKY Mgmt For For
TOMMY THOMPSON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3. APPROVAL OF THE UNITED THERAPEUTICS Mgmt For For
CORPORATION SECTION 162(M) BONUS PLAN.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS UNITED THERAPEUTICS
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 933993455
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 02-Jun-2014
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM C. BALLARD, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: EDSON BUENO, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD T. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT J. DARRETTA Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Mgmt For For
1F. ELECTION OF DIRECTOR: MICHELE J. HOOPER Mgmt For For
1G. ELECTION OF DIRECTOR: RODGER A. LAWSON Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS W. Mgmt For For
LEATHERDALE
1I. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
1J. ELECTION OF DIRECTOR: KENNETH I. SHINE, Mgmt For For
M.D.
1K. ELECTION OF DIRECTOR: GAIL R. WILENSKY, Mgmt For For
PH.D.
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2014.
4. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr For Against
PROXY STATEMENT REQUESTING CUMULATIVE
VOTING, IF PROPERLY PRESENTED AT THE 2014
ANNUAL MEETING OF SHAREHOLDERS.
5. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr Against For
PROXY STATEMENT REQUESTING ADDITIONAL
LOBBYING DISCLOSURE, IF PROPERLY PRESENTED
AT THE 2014 ANNUAL MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
US AIRWAYS GROUP, INC. Agenda Number: 933848523
--------------------------------------------------------------------------------------------------------------------------
Security: 90341W108
Meeting Type: Annual
Meeting Date: 12-Jul-2013
Ticker: LCC
ISIN: US90341W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, AS AMENDED (THE MERGER
AGREEMENT), DATED AS OF FEBRUARY 13, 2013,
BY AND AMONG US AIRWAYS GROUP, AMR
CORPORATION (AMR), AND AMR MERGER SUB,
INC., A WHOLLY-OWNED SUBSIDIARY OF AMR.
2. A PROPOSAL TO CONSIDER AND APPROVE, ON A Mgmt For For
NON-BINDING, ADVISORY BASIS, THE
MERGER-RELATED COMPENSATION OF US AIRWAYS
GROUP'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY
STATEMENT/PROSPECTUS.
3. A PROPOSAL TO APPROVE THE ADJOURNMENT OF Mgmt For For
THE 2013 ANNUAL MEETING OF STOCKHOLDERS, IF
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN
FAVOR OF THE PROPOSAL TO ADOPT THE MERGER
AGREEMENT IF THERE ARE NOT SUFFICIENT VOTES
TO ADOPT THE MERGER AGREEMENT PRESENT AT
THE 2013 ANNUAL MEETING OF STOCKHOLDERS.
4A. ELECTION OF DIRECTOR: DENISE M. O'LEARY Mgmt For For
4B. ELECTION OF DIRECTOR: GEORGE M. PHILIP Mgmt For For
5. A PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
6. A PROPOSAL TO CONSIDER AND APPROVE, ON A Mgmt For For
NON-BINDING, ADVISORY BASIS, THE
COMPENSATION OF US AIRWAYS GROUP'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT/PROSPECTUS.
--------------------------------------------------------------------------------------------------------------------------
VANTIV, INC. Agenda Number: 933940240
--------------------------------------------------------------------------------------------------------------------------
Security: 92210H105
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: VNTV
ISIN: US92210H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN MALDONADO* Mgmt For For
CHRISTOPHER PIKE* Mgmt For For
DANIEL POSTON# Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
VERIFONE SYSTEMS, INC. Agenda Number: 934010935
--------------------------------------------------------------------------------------------------------------------------
Security: 92342Y109
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: PAY
ISIN: US92342Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ROBERT W. ALSPAUGH Mgmt For For
1.2 ELECTION OF DIRECTOR: PAUL GALANT Mgmt For For
1.3 ELECTION OF DIRECTOR: ALEX W. (PETE) HART Mgmt For For
1.4 ELECTION OF DIRECTOR: ROBERT B. HENSKE Mgmt For For
1.5 ELECTION OF DIRECTOR: WENDA HARRIS MILLARD Mgmt For For
1.6 ELECTION OF DIRECTOR: EITAN RAFF Mgmt For For
1.7 ELECTION OF DIRECTOR: JONATHAN I. SCHWARTZ Mgmt For For
1.8 ELECTION OF DIRECTOR: JANE J. THOMPSON Mgmt For For
2. TO HOLD AN ADVISORY VOTE ON COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS VERIFONE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING OCTOBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
VERISIGN, INC. Agenda Number: 933971219
--------------------------------------------------------------------------------------------------------------------------
Security: 92343E102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: VRSN
ISIN: US92343E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: D. JAMES BIDZOS Mgmt For For
1.2 ELECTION OF DIRECTOR: WILLIAM L. CHENEVICH Mgmt For For
1.3 ELECTION OF DIRECTOR: KATHLEEN A. COTE Mgmt For For
1.4 ELECTION OF DIRECTOR: ROGER H. MOORE Mgmt For For
1.5 ELECTION OF DIRECTOR: JOHN D. ROACH Mgmt For For
1.6 ELECTION OF DIRECTOR: LOUIS A. SIMPSON Mgmt For For
1.7 ELECTION OF DIRECTOR: TIMOTHY TOMLINSON Mgmt For For
2. TO APPROVE AN AMENDMENT TO VERISIGN, INC.'S Mgmt For For
FOURTH AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION AND SIXTH AMENDED AND
RESTATED BYLAWS TO PERMIT STOCKHOLDERS TO
CALL SPECIAL MEETINGS.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, VERISIGN, INC.'S EXECUTIVE
COMPENSATION.
4. TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
VERISIGN, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
VERISK ANALYTICS INC Agenda Number: 933960583
--------------------------------------------------------------------------------------------------------------------------
Security: 92345Y106
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: VRSK
ISIN: US92345Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK J. COYNE Mgmt For For
CHRISTOPHER M. FOSKETT Mgmt For For
DAVID B. WRIGHT Mgmt For For
THOMAS F. MOTAMED Mgmt For For
2. TO APPROVE EXECUTIVE COMPENSATION ON AN Mgmt For For
ADVISORY, NON-BINDING BASIS.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR
THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933908735
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Special
Meeting Date: 28-Jan-2014
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE THE ISSUANCE OF UP TO APPROXIMATELY Mgmt For For
1.28 BILLION SHARES OF VERIZON COMMON STOCK
TO VODAFONE ORDINARY SHAREHOLDERS IN
CONNECTION WITH VERIZON'S ACQUISITION OF
VODAFONE'S INDIRECT 45% INTEREST IN VERIZON
WIRELESS
2. APPROVE AN AMENDMENT TO ARTICLE 4(A) OF Mgmt For For
VERIZON'S RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE VERIZON'S
AUTHORIZED SHARES OF COMMON STOCK BY 2
BILLION SHARES TO AN AGGREGATE OF 6.25
BILLION AUTHORIZED SHARES OF COMMON STOCK
3. APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING TO SOLICIT ADDITIONAL VOTES AND
PROXIES IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO APPROVE
THE ABOVE PROPOSALS
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933936607
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For
1C. ELECTION OF DIRECTOR: MELANIE L. HEALEY Mgmt For For
1D. ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
1F. ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
1G. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1H. ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For
1J. ELECTION OF DIRECTOR: KATHRYN A. TESIJA Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. PROPOSAL TO IMPLEMENT PROXY ACCESS Mgmt For For
5. NETWORK NEUTRALITY Shr Split 73% For 27% Against Split
6. LOBBYING ACTIVITIES Shr Against For
7. SEVERANCE APPROVAL POLICY Shr For Against
8. SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shr Split 27% For 73% Against Split
9. SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT Shr Split 27% For 73% Against Split
10. PROXY VOTING AUTHORITY Shr Against For
--------------------------------------------------------------------------------------------------------------------------
VESUVIUS PLC, LONDON Agenda Number: 705131340
--------------------------------------------------------------------------------------------------------------------------
Security: G9339E105
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: GB00B82YXW83
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ANNUAL REPORT AND ACCOUNTS Mgmt For For
2 FINAL DIVIDEND Mgmt For For
3 TO RE-ELECT MS N J CONNORS Mgmt For For
4 TO RE-ELECT MR C G H GARDELL Mgmt For For
5 TO RE-ELECT MR J L HEWITT Mgmt For For
6 TO RE-ELECT MS I J HINKLEY Mgmt For For
7 TO RE-ELECT MR J MCDONOUGH Mgmt For For
8 TO RE-ELECT MR C N O SHEA Mgmt For For
9 TO RE-ELECT MR F C WANECQ Mgmt For For
10 RE-APPOINT AUDITOR Mgmt For For
11 REMUNERATION OF AUDITOR Mgmt For For
12 DIRECTORS REMUNERATION POLICY Mgmt For For
13 DIRECTORS REMUNERATION REPORT Mgmt For For
14 AUTHORITY TO INCUR POLITICAL EXPENDITURE Mgmt For For
15 AUTHORITY TO ALLOT SHARES Mgmt For For
16 AUTHORITY TO ALLOT EQUITY SECURITIES Mgmt For For
17 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
18 AUTHORITY TO CALL A GENERAL MEETING ON 14 Mgmt For For
CLEAR DAYS NOTICE
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 933909066
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 29-Jan-2014
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCISCO JAVIER Mgmt For For
FERNANDEZ-CARBAJAL
1C. ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1E. ELECTION OF DIRECTOR: CATHY E. MINEHAN Mgmt For For
1F. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID J. PANG Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN A.C. SWAINSON Mgmt For For
1K. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda Number: 933909701
--------------------------------------------------------------------------------------------------------------------------
Security: 92857W209
Meeting Type: Special
Meeting Date: 28-Jan-2014
Ticker: VOD
ISIN: US92857W2098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
C1 FOR THE COURT MEETING SCHEME. Mgmt For For
G1 TO APPROVE THE VERIZON WIRELESS TRANSACTION Mgmt For For
AND THE VODAFONE ITALY TRANSACTION.
G2 TO APPROVE THE NEW ARTICLES OF ASSOCIATION, Mgmt For For
THE CAPITAL REDUCTIONS, THE RETURN OF VALUE
AND THE SHARE CONSOLIDATION AND CERTAIN
RELATED MATTERS PURSUANT TO THE SCHEME.
G3 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES.
G4 TO AUTHORISE THE DIRECTORS TO TAKE ALL Mgmt For For
NECESSARY AND APPROPRIATE ACTIONS IN
RELATION TO RESOLUTIONS 1-3.
--------------------------------------------------------------------------------------------------------------------------
VOLKSWAGEN AG, WOLFSBURG Agenda Number: 705063977
--------------------------------------------------------------------------------------------------------------------------
Security: D94523103
Meeting Type: AGM
Meeting Date: 13-May-2014
Ticker:
ISIN: DE0007664039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD. THANK YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 22.04.2014 , WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
28.04.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Non-Voting
financial statements, the approved
consolidated financial statements, the
management report and the Group management
report for the year ended December 31,
2013, together with the report of the
Supervisory Board on fiscal year 2013 as
well as the explanatory report by the Board
of Management on the information in
accordance with sections 289(4) and 315(4)
of the Handelsgesetzbuch (HGB; German
Commercial Code) and the report in
accordance with section 289(5) of the HGB
2. Resolution on the appropriation of the net Non-Voting
profit of Volkswagen Aktiengesellschaft
3.1 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2013: M.
Winterkorn
3.2 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2013: F. J.
Garcia Sanz
3.3 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2013: J.
Heizmann
3.4 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2013: C.
Klingler
3.5 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2013: M. Macht
3.6 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2013: H. Neumann
3.7 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2013: L.
Oestling
3.8 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2013: H.D.
Poetsch
3.9 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2013: R. Stadler
4.1 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: F. K. Piech
4.2 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: B. Huber
4.3 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: H.A. Al-Abdulla
4.4 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: K. J. Al-Kuwari
(until April 25, 2013)
4.5 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: A. Al-Sayed
(beginning June 28, 2013)
4.6 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: J. Bode (until
February 19, 2013)
4.7 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: J. Dorn
4.8 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: A. Falkengren
4.9 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: H.-P. Fischer
4.10 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: U. Fritsch
4.11 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: B. Froehlich
4.12 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: O. Lies
(beginning February 19, 2013)
4.13 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: D. McAllister
(until February 19, 2013)
4.14 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: H. Meine
4.15 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: P. Mosch
4.16 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: B. Osterloh
4.17 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: H. M. Piech
4.18 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: U. Piech
4.19 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: F. O. Porsche
4.20 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: W. Porsche
4.21 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: S. Weil
(beginning February 19, 2013)
4.22 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: S. Wolf
4.23 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: T. Zwiebler
5.1 Election of members of the Supervisory Non-Voting
Board: A. Al-Sayed
5.2 Election of members of the Supervisory Non-Voting
Board: H. M. Piech
5.3 Election of members of the Supervisory Non-Voting
Board: F. O. Porsche
6. Resolution on the authorization to issue Non-Voting
bonds with warrants and/or convertible
bonds, the creation of contingent capital
and the corresponding amendment to the
Articles of Association
7.1.1 Resolution on the approval of intercompany Non-Voting
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: Autostadt GmbH
7.1.2 Resolution on the approval of intercompany Non-Voting
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: AutoVision GmbH
7.1.3 Resolution on the approval of intercompany Non-Voting
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: MMI Marketing
Management Institut GmbH
7.1.4 Resolution on the approval of intercompany Non-Voting
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: Truck & Bus GmbH
7.1.5 Resolution on the approval of intercompany Non-Voting
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: Volkswagen Group
Partner Services GmbH
7.1.6 Resolution on the approval of intercompany Non-Voting
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: Volkswagen
Immobilien GmbH
7.1.7 Resolution on the approval of intercompany Non-Voting
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: Volkswagen Sachsen
GmbH
7.1.8 Resolution on the approval of intercompany Non-Voting
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: Volkswagen Zubehoer
GmbH
7.1.9 Resolution on the approval of intercompany Non-Voting
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: VW Kraftwerk GmbH
7.2.1 Resolution on the approval of intercompany Non-Voting
agreements: the modification and complete
revision of a profit transfer agreement
between Volkswagen Aktiengesellschaft and
VGRD GmbH, and the addition of an element
of control
8. Election of the auditors and Group auditors Non-Voting
for fiscal year 2014 as well as of the
auditors to review the condensed
consolidated financial statements and
interim management report for the first six
months of 2014: PricewaterhouseCoopers
Aktiengesellschaft
--------------------------------------------------------------------------------------------------------------------------
VOLKSWAGEN AG, WOLFSBURG Agenda Number: 705057619
--------------------------------------------------------------------------------------------------------------------------
Security: D94523103
Meeting Type: SGM
Meeting Date: 13-May-2014
Ticker:
ISIN: DE0007664039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT VOTING INSTRUCTIONS HAVE Non-Voting
TO BE RECEIVED IN WRITTEN FORM FOR VOTING
RIGHTS TO BE EXERCISED AT THIS MEETING. IF
YOU WISH TO VOTE, PLEASE EMAIL
GERMANMARKET.QUERIES@BROADRIDGE.COM TO
REQUEST THE NECESSARY FORMS. WHEN
REQUESTING FORMS, PLEASE STATE YOUR
PROXYEDGE INSTITUTION ID TO MAKE SURE YOU
RECEIVE THE CORRECT DOCUMENTATION FOR YOUR
ACCOUNTS. IF YOU ONLY WANT TO VOTE A SUBSET
OF YOUR ACCOUNTS, PLEASE LIST ALL ACCOUNTS
TO BE VOTED IN ADDITION TO YOUR PROXYEDGE
ID. VOTES INPUT INTO PROXYEDGE WILL BE
RECORDED FOR RECORD KEEPING PURPOSES BUT
WILL NOT BE PROCESSED. PLEASE NOTE THAT THE
ORIGINAL COMPLETED PROXY FORM MUST BE
RETURNED TO THE RESPECTIVE SUB CUSTODIAN BY
THE DEADLINE AS INDICATED ON THE PROXY
FORM. PLEASE NOTE THAT THE VOTE ENTITLEMENT
IS DETERMINED BY THE RECORD DATE. PLEASE
NOTE THAT BROADRIDGE WILL PROVIDE THE PROXY
FORMS VIA EMAIL AS EARLY AS RECORD DATE,
29.03.2012, TO ENABLE YOU TO LIST ONLY THE
VOTE ENTITLED SHARE AMOUNT ON THE PROXY
FORM.
PLEASE NOTE THAT THIS IS A SPECIAL MEETING Non-Voting
FOR PREFERENCE SHAREHOLDERS ONLY. THANK
YOU.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 22.04.2014 , WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
28.04.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Approval of the resolution authorizing the Mgmt For For
Board of Management to issue bonds with
warrants and/or convertible bonds and to
create contingent capital to grant options
and/or conversion rights to subscribe for
non-voting preferred shares in accordance
with item 6 of the agenda for the Annual
General Meeting on May 13, 2014
--------------------------------------------------------------------------------------------------------------------------
WABASH NATIONAL CORPORATION Agenda Number: 933944286
--------------------------------------------------------------------------------------------------------------------------
Security: 929566107
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: WNC
ISIN: US9295661071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RICHARD J. GIROMINI Mgmt For For
1.2 ELECTION OF DIRECTOR: MARTIN C. JISCHKE Mgmt For For
1.3 ELECTION OF DIRECTOR: JAMES D. KELLY Mgmt For For
1.4 ELECTION OF DIRECTOR: JOHN E. KUNZ Mgmt For For
1.5 ELECTION OF DIRECTOR: LARRY J. MAGEE Mgmt For For
1.6 ELECTION OF DIRECTOR: ANN D. MURTLOW Mgmt For For
1.7 ELECTION OF DIRECTOR: SCOTT K. SORENSEN Mgmt For For
2 TO APPROVE THE COMPENSATION OF OUR Mgmt For For
EXECUTIVE OFFICERS.
3 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS WABASH NATIONAL CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
WABCO HOLDINGS INC. Agenda Number: 933970825
--------------------------------------------------------------------------------------------------------------------------
Security: 92927K102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: WBC
ISIN: US92927K1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
G. PETER D'ALOIA Mgmt For For
JUERGEN W. GROMER Mgmt For For
MARY L. PETROVICH Mgmt For For
2. RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
BEDRIJFSREVISOREN BCVBA/REVISEURS
D'ENTREPRISES SCCRL AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
3. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS ("SAY-ON-PAY").
--------------------------------------------------------------------------------------------------------------------------
WACOM CO.,LTD. Agenda Number: 705352069
--------------------------------------------------------------------------------------------------------------------------
Security: J9467Z109
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3993400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
2 Appoint a Substitute Corporate Auditor Mgmt For For
3 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock Options for Directors
except Outside Directors, Executive
Officers and Employees of the Company and
the Company's Subsidiaries
--------------------------------------------------------------------------------------------------------------------------
WASTE CONNECTIONS, INC. Agenda Number: 933962943
--------------------------------------------------------------------------------------------------------------------------
Security: 941053100
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: WCN
ISIN: US9410531001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: ROBERT H. DAVIS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
03 APPROVAL ON A NON-BINDING, ADVISORY BASIS Mgmt For For
OF THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT ("SAY ON PAY").
04 APPROVAL OF ADOPTION OF 2014 INCENTIVE Mgmt For For
AWARD PLAN.
--------------------------------------------------------------------------------------------------------------------------
WESCO INTERNATIONAL, INC. Agenda Number: 933980282
--------------------------------------------------------------------------------------------------------------------------
Security: 95082P105
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: WCC
ISIN: US95082P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN K. MORGAN Mgmt For For
JAMES L. SINGLETON Mgmt For For
BOBBY J. GRIFFIN Mgmt For For
2. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. APPROVE AMENDMENTS TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS.
4. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
WESTFIELD RETAIL TRUST, SYDNEY NSW Agenda Number: 705161773
--------------------------------------------------------------------------------------------------------------------------
Security: Q97145108
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: AU000000WRT1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RATIFICATION OF CONTINUING APPOINTMENT OF A Mgmt Abstain Against
DIRECTOR - MR ANDREW HARMOS
2 APPROVAL OF THE PROPOSAL FOR ALL PURPOSES Mgmt Against Against
3 AMENDMENTS TO THE CONSTITUTION OF WESTFIELD Mgmt Against Against
RETAIL TRUST 1
4 AMENDMENTS TO THE CONSTITUTION OF WESTFIELD Mgmt Against Against
RETAIL TRUST 2
5 TERMINATION OF THE CORPORATE GOVERNANCE Mgmt Against Against
DEEDS
CMMT 14 MAY 2014: PLEASE NOTE THAT RESOLUTIONS Non-Voting
2, 3, 4 AND 5 ARE INTER-CONDITIONAL.
RESOLUTIONS 2, 3, 4 AND 5 ARE ALSO
CONDITIONAL ON THE WESTFIELD HOLDINGS
SCHEME BECOMING EFFECTIVE. THANK YOU
CMMT 06 JUN 2014: PLEASE NOTE THAT PROPOSAL 1 Non-Voting
WILL NOT BE CONSIDERED AT THE ADJOURNMENT.
PLEASE REFER TO THE WRT SECOND
SUPPLEMENTARY SECURITY HOLDER BOOKLET
http://www.asx.com.au/asxpdf/20140603/pdf/4
2q0hf7yztskj5.pdf FOR FURTHER DETAILS
CMMT 09 JUN 2014: IF YOU HAVE PROVIDED YOUR TAX Non-Voting
FILE NUMBER (TFN) TO WESTFIELD RETAIL TRUST
1 AND WESTFIELD RETAIL TRUST 2 (TOGETHER
WRT) THEN, IF THE PROPOSAL IS APPROVED, NO
ACTION IS REQUIRED BY YOU FOR WRT TO
PROVIDE YOUR TFN TO WESTFIELD HOLDINGS
LIMITED AND WESTFIELD TRUST. HOWEVER, IF
YOU DO NOT WISH FOR YOUR TFN TO BE PROVIDED
BY WRT PLEASE CONTACT US ON 1800 674 015
(WITHIN AUSTRALIA) OR +61 3 9415 4121
(OUTSIDE AUSTRALIA) TO ARRANGE TO PROVIDE
WRITTEN CONFIRMATION OF THAT DIRECTION.
PLEASE NOTE THAT IF YOU PROVIDE THIS
DIRECTION, YOUR TFN WILL NOT BE PROVIDED TO
WESTFIELD HOLDINGS LIMITED AND WESTFIELD
TRUST AND YOU MAY BE SUBJECT TO WITHHOLDING
TAX BEING DEDUCTED FROM FUTURE
DISTRIBUTIONS AT THE HIGHEST MARGINAL RATE.
SEE SECTIONS 2 AND 8 IN THE SECURITYHOLDER
BOOKLET DATED 14 APRIL 2014.
CMMT 09 JUN 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN MEETING DATE FROM
29 MAY 2014 TO 20 JUN 2014 AND MEETING TIME
FROM 14:00 TO 10:00 AND ADDITION OF
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
WESTPORT INNOVATIONS INC. Agenda Number: 933940442
--------------------------------------------------------------------------------------------------------------------------
Security: 960908309
Meeting Type: Annual and Special
Meeting Date: 24-Apr-2014
Ticker: WPRT
ISIN: CA9609083097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN A. BEAULIEU Mgmt For For
WARREN J. BAKER Mgmt Withheld Against
M.A. (JILL) BODKIN Mgmt For For
DAVID R. DEMERS Mgmt For For
BRENDA J. EPRILE Mgmt For For
PHILIP B. HODGE Mgmt For For
DEZSO J. HORVATH Mgmt For For
DOUGLAS R. KING Mgmt For For
GOTTFRIED (GUFF) MUENCH Mgmt For For
02 APPOINTMENT OF DELOITTE LLP AS AUDITORS OF Mgmt For For
THE CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
03 TO APPROVE BY-LAW NO.1 OF WESTPORT Mgmt For For
INNOVATIONS INC. ("WESTPORT") AS AMENDED
AND RE-STATED ON OCTOBER 25, 2013 IN THE
MANNER AND FORM DESCRIBED IN THE
INFORMATION CIRCULAR DATED MARCH 5, 2014 IN
RESPECT OF THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
WHITEHAVEN COAL LTD, BRISBANE Agenda Number: 704752422
--------------------------------------------------------------------------------------------------------------------------
Security: Q97664108
Meeting Type: AGM
Meeting Date: 04-Nov-2013
Ticker:
ISIN: AU000000WHC8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 2 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (1 AND 2), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
1 Directors' remuneration report Mgmt For For
2 Grant of rights to Managing Director Mr Mgmt For For
Paul Flynn, under Equity Incentive Plan
3 Election of Raymond Zage Mgmt For For
4 Election of Tony Haggarty Mgmt For For
5 Election of John Conde Mgmt For For
6 Election of Richard Gazzard Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WHITEWAVE FOODS COMPANY Agenda Number: 933871510
--------------------------------------------------------------------------------------------------------------------------
Security: 966244105
Meeting Type: Special
Meeting Date: 24-Sep-2013
Ticker: WWAV
ISIN: US9662441057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE CONVERSION, ON A Mgmt For For
ONE-FOR-ONE BASIS, OF ALL ISSUED AND
OUTSTANDING SHARES OF WHITEWAVE CLASS B
COMMON STOCK INTO SHARES OF WHITEWAVE CLASS
A COMMON STOCK.
2. PROPOSAL TO ADJOURN THE SPECIAL MEETING IF Mgmt For For
NECESSARY OR APPROPRIATE TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
WHITING PETROLEUM CORPORATION Agenda Number: 933942674
--------------------------------------------------------------------------------------------------------------------------
Security: 966387102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: WLL
ISIN: US9663871021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
D. SHERWIN ARTUS Mgmt For For
PHILIP E. DOTY Mgmt For For
2. APPROVAL OF ADVISORY RESOLUTION ON Mgmt Against Against
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
WORLD DUTY FREE S.P.A., NOVARA Agenda Number: 705162434
--------------------------------------------------------------------------------------------------------------------------
Security: T9819J109
Meeting Type: OGM
Meeting Date: 14-May-2014
Ticker:
ISIN: IT0004954662
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 BALANCE SHEET AS OF 31 DECEMBER 2013 AND Mgmt For For
REPORT ON MANAGEMENT ACTIVITY, RESOLUTIONS
RELATED THERETO. PRESENTATION OF
CONSOLIDATED BALANCE SHEET AS OF 31
DECEMBER 2013
2 PROPOSAL TO AUTHORIZE BOARD OF DIRECTORS, Mgmt For For
AS PER ART. 2357 AND FOLLOWINGS OF THE
CIVIL CODE AND ART, 132 OF LEGISLATIVE
DECREE 24 FEBRUARY 1998 NO. 1998 TO BUY OWN
SHARES UP TO A MAXIMUM OF NO. 12,726,000
SHARES AND TO DISPOSE OF THEM. RESOLUTIONS
RELATED THERETO
3 RESOLUTIONS ABOUT THE REWARDING POLICY AS Mgmt Against Against
PER ART 123 TER OF LEGISLATIVE DECREE 24
FEBRUARY 1998 NO 58. REWARDING REPORT.
RESOLUTIONS RELATED THERETO
4 APPROVAL, AS PER ARTICLE 114 BIS OF Mgmt Against Against
LEGISLATIVE DECREE 24 FEBRUARY 1998 NO.
1998 NO 58 OF AN INCENTIVE PLAN IN FAVOUR
OF SOME EMPLOYEES AND DIRECTORS WITH
SPECIAL OFFICES OF THE COMPANY AND
SUBSIDIARIES. RESOLUTIONS RELATED THERETO
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_203690.PDF
--------------------------------------------------------------------------------------------------------------------------
WORLEYPARSONS LTD Agenda Number: 704721922
--------------------------------------------------------------------------------------------------------------------------
Security: Q9857K102
Meeting Type: AGM
Meeting Date: 09-Oct-2013
Ticker:
ISIN: AU000000WOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 4 AND 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (3, 4 AND 6), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2(a) To elect Mr John Grill as a director of the Mgmt For For
Company
2(b) To re-elect Mr Larry Benke as a director of Mgmt For For
the Company
2(c) To re-elect Mr John M Green as a director Mgmt For For
of the Company
2(d) To re-elect Ms Catherine Livingstone as a Mgmt For For
director of the Company
2(e) To re-elect Mr JB McNeil as a director of Mgmt For For
the Company
3 To adopt the Remuneration Report Mgmt For For
4 To approve the grant of performance rights Mgmt For For
to Mr Andrew Wood
5 To approve the renewal of the proportional Mgmt For For
takeover provision
6 To approve potential termination benefits Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WPP PLC, ST HELIER Agenda Number: 705411611
--------------------------------------------------------------------------------------------------------------------------
Security: G9788D103
Meeting Type: AGM
Meeting Date: 25-Jun-2014
Ticker:
ISIN: JE00B8KF9B49
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 329223 DUE TO CHANGE IN SEQUENCE
OF RESOLUTION 6, 7 & 8. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
1 ORDINARY RESOLUTION TO RECEIVE AND APPROVE Mgmt For For
THE AUDITED ACCOUNTS
2 ORDINARY RESOLUTION TO DECLARE A FINAL Mgmt For For
DIVIDEND
3 ORDINARY RESOLUTION TO APPROVE THE Mgmt For For
IMPLEMENTATION REPORT OF THE COMPENSATION
COMMITTEE
4 ORDINARY RESOLUTION TO APPROVE THE Mgmt For For
EXECUTIVE REMUNERATION POLICY
5 ORDINARY RESOLUTION TO APPROVE THE Mgmt For For
SUSTAINABILITY REPORT OF THE DIRECTORS
6 ORDINARY RESOLUTION TO RE-ELECT ROGER Mgmt For For
AGNELLI AS A DIRECTOR
7 ORDINARY RESOLUTION TO RE-ELECT DR JACQUES Mgmt For For
AIGRAIN AS A DIRECTOR
8 ORDINARY RESOLUTION TO RE-ELECT COLIN DAY Mgmt For For
AS A DIRECTOR
9 ORDINARY RESOLUTION TO RE-ELECT PHILIP Mgmt For For
LADER AS A DIRECTOR
10 ORDINARY RESOLUTION TO RE-ELECT RUIGANG LI Mgmt For For
AS A DIRECTOR
11 ORDINARY RESOLUTION TO RE-ELECT MARK READ Mgmt For For
AS A DIRECTOR
12 ORDINARY RESOLUTION TO RE-ELECT PAUL Mgmt For For
RICHARDSON AS A DIRECTOR
13 ORDINARY RESOLUTION TO RE-ELECT JEFFREY Mgmt For For
ROSEN AS A DIRECTOR
14 ORDINARY RESOLUTION TO RE-ELECT HUGO SHONG Mgmt For For
AS A DIRECTOR
15 ORDINARY RESOLUTION TO RE-ELECT TIMOTHY Mgmt For For
SHRIVER AS A DIRECTOR
16 ORDINARY RESOLUTION TO RE-ELECT SIR MARTIN Mgmt For For
SORRELL AS A DIRECTOR
17 ORDINARY RESOLUTION TO RE-ELECT SALLY Mgmt For For
SUSMAN AS A DIRECTOR
18 ORDINARY RESOLUTION TO RE-ELECT SOLOMON Mgmt For For
TRUJILLO AS A DIRECTOR
19 ORDINARY RESOLUTION TO ELECT DR JOHN HOOD Mgmt For For
AS A DIRECTOR
20 ORDINARY RESOLUTION TO ELECT CHARLENE Mgmt For For
BEGLEY AS A DIRECTOR
21 ORDINARY RESOLUTION TO ELECT NICOLE Mgmt For For
SELIGMAN AS A DIRECTOR
22 ORDINARY RESOLUTION TO ELECT DANIELA Mgmt For For
RICCARDI AS A DIRECTOR
23 ORDINARY RESOLUTION TO RE-APPOINT THE Mgmt For For
AUDITORS AND AUTHORISE THE DIRECTORS TO
DETERMINE THEIR REMUNERATION
24 ORDINARY RESOLUTION TO AUTHORISE THE Mgmt For For
DIRECTORS TO ALLOT RELEVANT SECURITIES
25 ORDINARY RESOLUTION TO APPROVE AN INCREASE Mgmt For For
IN THE NON-EXECUTIVE DIRECTORS' FEES TO GBP
3M
26 SPECIAL RESOLUTION TO AUTHORISE THE COMPANY Mgmt For For
TO PURCHASE ITS OWN SHARES
27 SPECIAL RESOLUTION TO AUTHORISE THE Mgmt For For
DISAPPLICATION OF PRE-EMPTION RIGHTS
--------------------------------------------------------------------------------------------------------------------------
WYNDHAM WORLDWIDE CORPORATION Agenda Number: 933958425
--------------------------------------------------------------------------------------------------------------------------
Security: 98310W108
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: WYN
ISIN: US98310W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES E. BUCKMAN Mgmt For For
GEORGE HERRERA Mgmt For For
BRIAN MULRONEY Mgmt For For
MICHAEL H. WARGOTZ Mgmt For For
2. ADVISORY VOTE TO APPROVE THE WYNDHAM Mgmt For For
WORLDWIDE CORPORATION EXECUTIVE
COMPENSATION PROGRAM.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP TO SERVE AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014.
4. RE-APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE WYNDHAM
WORLDWIDE CORPORATION 2006 EQUITY AND
INCENTIVE PLAN FOR PURPOSES OF SECTION
162(M) OF THE INTERNAL REVENUE CODE.
--------------------------------------------------------------------------------------------------------------------------
WYNN MACAU LTD Agenda Number: 705130994
--------------------------------------------------------------------------------------------------------------------------
Security: G98149100
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: KYG981491007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0408/LTN20140408421.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0408/LTN20140408417.pdf
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
AND AUDITORS OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.98 PER Mgmt For For
SHARE FOR THE YEAR ENDED 31 DECEMBER 2013
3.a TO RE-ELECT MR. IAN MICHAEL COUGHLAN AS Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
3.b TO RE-ELECT MR. NICHOLAS SALLNOW-SMITH AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3.c TO RE-ELECT DR. ALLAN ZEMAN AS INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
3.d TO ELECT MR. GAMAL AZIZ AS EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
3.e TO AUTHORIZE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE RESPECTIVE DIRECTORS'
REMUNERATION
4 TO RE-APPOINT ERNST & YOUNG AS AUDITORS OF Mgmt For For
THE COMPANY AND TO AUTHORIZE THE BOARD OF
DIRECTORS OF THE COMPANY TO FIX THE
AUDITORS' REMUNERATION FOR THE ENSUING YEAR
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES OF THE
COMPANY NOT EXCEEDING 10% OF THE AGGREGATE
NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL
OF THE COMPANY AS AT THE DATE OF PASSING OF
THIS RESOLUTION
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ALLOT, ISSUE AND DEAL
WITH NEW SHARES OF THE COMPANY NOT
EXCEEDING 20% OF THE AGGREGATE NOMINAL
AMOUNT OF THE ISSUED SHARE CAPITAL OF THE
COMPANY AS AT THE DATE OF PASSING OF THIS
RESOLUTION
7 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS OF THE COMPANY TO ALLOT,
ISSUE AND DEAL WITH NEW SHARES OF THE
COMPANY BY THE AGGREGATE NOMINAL AMOUNT OF
SHARES REPURCHASED BY THE COMPANY
8 TO APPROVE AND ADOPT THE EMPLOYEE OWNERSHIP Mgmt Against Against
SCHEME IN ACCORDANCE WITH THE RULES OF THE
EMPLOYEE OWNERSHIP SCHEME
9 TO GRANT A MANDATE TO THE DIRECTORS OF THE Mgmt Against Against
COMPANY TO ALLOT, ISSUE, PROCURE THE
TRANSFER OF AND OTHERWISE DEAL WITH UP TO
50,000,000 SHARES, REPRESENTING
APPROXIMATELY 0.96% OF THE AGGREGATE
NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL
OF THE COMPANY AS AT THE DATE OF PASSING
THIS RESOLUTION, IN CONNECTION WITH THE
EMPLOYEE OWNERSHIP SCHEME
CMMT 12 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF ACTUAL RECORD
DATE. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
XYLEM INC. Agenda Number: 933943981
--------------------------------------------------------------------------------------------------------------------------
Security: 98419M100
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: XYL
ISIN: US98419M1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEN E. JAKOBSSON Mgmt For For
1B. ELECTION OF DIRECTOR: STEVEN R. LORANGER Mgmt For For
1C. ELECTION OF DIRECTOR: EDWARD J. LUDWIG Mgmt For For
1D. ELECTION OF DIRECTOR: JEROME A. PERIBERE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. TO APPROVE, IN A NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. THE APPROVAL OF THE PERFORMANCE-BASED Mgmt For For
PROVISIONS OF THE 2011 OMNIBUS INCENTIVE
PLAN.
5. THE APPROVAL OF THE PERFORMANCE-BASED Mgmt For For
PROVISIONS OF THE XYLEM ANNUAL INCENTIVE
PLAN FOR EXECUTIVE OFFICERS.
6. PROPOSED AMENDMENT TO OUR ARTICLES OF Mgmt For For
INCORPORATION TO ALLOW SHAREOWNERS TO CALL
A SPECIAL MEETING.
7. TO VOTE ON A SHAREOWNER PROPOSAL TITLED Shr Against For
"EXECUTIVES TO RETAIN SIGNIFICANT STOCK".
--------------------------------------------------------------------------------------------------------------------------
YANDEX NV Agenda Number: 934017903
--------------------------------------------------------------------------------------------------------------------------
Security: N97284108
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: YNDX
ISIN: NL0009805522
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF 2013 ANNUAL STATUTORY ACCOUNTS Mgmt For For
OF THE COMPANY.
2. ADDITION OF 2013 PROFITS OF THE COMPANY TO Mgmt For For
RETAINED EARNINGS.
3. GRANTING DISCHARGE TO THE DIRECTORS FOR Mgmt For For
THEIR MANAGEMENT DURING THE PAST FINANCIAL
YEAR.
4. PROPOSAL TO APPOINT HERMAN GREF AS A Mgmt For For
NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS WITH EFFECT FROM MAY 21, 2014.
5. PROPOSAL TO RE-APPOINT ARKADY VOLOZH AS AN Mgmt For For
EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS
WITH EFFECT FROM MAY 21, 2014.
6. PROPOSAL TO RE-APPOINT ALFRED FENAUGHTY AS Mgmt Against Against
A NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS WITH EFFECT FROM MAY 21, 2014.
7. PROPOSAL TO RE-APPOINT ELENA IVASHENSEVA AS Mgmt Against Against
A NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS WITH EFFECT FROM MAY 21, 2014.
8. PROPOSAL TO RE-APPOINT ROGIER RIJNJA AS A Mgmt For For
NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS WITH EFFECT FROM MAY 21, 2014.
9. AUTHORIZATION TO CANCEL THE COMPANY'S Mgmt For For
OUTSTANDING CLASS C SHARES.
10. AMENDMENT OF COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION TO REDUCE NUMBER OF AUTHORIZED
SHARES AND EXECUTE THE NOTORIAL DEED OF
AMENDMENT.
11. AMENDMENT OF EQUITY INCENTIVE PLAN. Mgmt Against Against
12. APPOINTMENT OF THE EXTERNAL AUDITOR OF THE Mgmt For For
COMPANY'S CONSOLIDATED FINANCIAL STATEMENTS
AND STATUTORY ACCOUNTS.
13. AUTHORIZATION TO ISSUE ORDINARY SHARES AND Mgmt Against Against
PREFERENCES SHARES.
14. AUTHORIZATION TO EXCLUDE PRE-EMPTIVE Mgmt Against Against
RIGHTS.
15. AUTHORIZATION OF THE BOARD TO ACQUIRE Mgmt Against Against
SHARES IN THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
ZHONGSHENG GROUP HOLDINGS LTD Agenda Number: 704975448
--------------------------------------------------------------------------------------------------------------------------
Security: G9894K108
Meeting Type: EGM
Meeting Date: 11-Mar-2014
Ticker:
ISIN: KYG9894K1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0221/LTN20140221640.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0221/LTN20140221642.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
1 To consider and approve the issuance of Mgmt For For
Convertible Bonds
2 To elect Mr. Adam Keswick as a Mgmt For For
non-executive director of the Company
--------------------------------------------------------------------------------------------------------------------------
ZHONGSHENG GROUP HOLDINGS LTD Agenda Number: 705232914
--------------------------------------------------------------------------------------------------------------------------
Security: G9894K108
Meeting Type: AGM
Meeting Date: 23-Jun-2014
Ticker:
ISIN: KYG9894K1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0429/LTN20140429352.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0429/LTN20140429372.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO CONSIDER AND RECEIVE THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
AND OF THE AUDITORS FOR THE YEAR ENDED 31
DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.12 PER Mgmt For For
SHARE FOR THE YEAR ENDED 31 DECEMBER 2013
3 TO RE-ELECT MR. LI GUOQIANG AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
4 TO RE-ELECT MR. DU QINGSHAN AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
5 TO RE-ELECT MR. YU GUANGMING AS AN Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
6 TO RE-ELECT MR. ZHANG ZHICHENG AS AN Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
7 TO RE-ELECT MR. LENG XUESONG AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
8 TO RE-ELECT MR. LIN YONG AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
9 TO AUTHORIZE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE RESPECTIVE DIRECTORS'
REMUNERATION
10 TO RE-APPOINT MESSRS. ERNST & YOUNG AS Mgmt For For
AUDITORS OF THE COMPANY AND TO AUTHORIZE
THE BOARD OF DIRECTORS OF THE COMPANY TO
FIX THEIR REMUNERATION
11 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO PURCHASE THE COMPANY'S
SHARES NOT EXCEEDING 10% OF THE AGGREGATE
NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL
OF THE COMPANY AS AT THE DATE OF PASSING OF
THIS RESOLUTION
12 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ISSUE, ALLOT AND DEAL
WITH ADDITIONAL SHARES OF THE COMPANY NOT
EXCEEDING 20% OF THE AGGREGATE NOMINAL
AMOUNT OF THE ISSUED SHARE CAPITAL OF THE
COMPANY AS AT THE DATE OF PASSING OF THIS
RESOLUTION
13 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS OF THE COMPANY TO ISSUE,
ALLOT AND DEAL WITH ADDITIONAL SHARES IN
THE CAPITAL OF THE COMPANY BY THE AGGREGATE
NOMINAL AMOUNT OF SHARES REPURCHASED BY THE
COMPANY BUT NOT EXCEEDING 10% OF THE
AGGREGATE NOMINAL AMOUNT OF THE ISSUED
SHARE CAPITAL OF THE COMPANY AS AT THE DATE
OF PASSING OF THIS RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
ZIGGO N.V., UTRECHT Agenda Number: 705006888
--------------------------------------------------------------------------------------------------------------------------
Security: N9837R105
Meeting Type: AGM
Meeting Date: 17-Apr-2014
Ticker:
ISIN: NL0006294290
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
4 Adoption of the annual accounts 2013 Mgmt For For
5.b Appropriation of profit Mgmt For For
6 Discharge members of the management board Mgmt For For
7 Discharge members of the supervisory board Mgmt For For
9 Appointment of external auditor: Ernst & Mgmt For For
Young BV
10 Extension of the authority of the Mgmt For For
management board to repurchase shares
11.a Extension of the authority of the Mgmt For For
management board to issue shares (including
the grant of rights to subscribe for
shares)
11.b Extension of the authority of the Mgmt For For
management board to limit or exclude the
pre-emptive rights
CMMT 07 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AUDITOR NAME. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
JPMorgan Access Growth Fund
--------------------------------------------------------------------------------------------------------------------------
3M COMPANY Agenda Number: 933944008
--------------------------------------------------------------------------------------------------------------------------
Security: 88579Y101
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: MMM
ISIN: US88579Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA G. ALVARADO Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS "TONY" K. Mgmt For For
BROWN
1C. ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1E. ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt For For
1F. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1G. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H. ELECTION OF DIRECTOR: INGE G. THULIN Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT J. ULRICH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS 3M'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL ON RIGHT TO ACT BY Shr For Against
WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
A.P. MOELLER - MAERSK A/S, COPENHAGEN Agenda Number: 705029280
--------------------------------------------------------------------------------------------------------------------------
Security: K0514G101
Meeting Type: AGM
Meeting Date: 31-Mar-2014
Ticker:
ISIN: DK0010244508
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 265943 DUE TO CHANGE IN VOTING
STATUS. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THE ISIN DOES NOT HOLD VOTING
RIGHTS. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST A
NON-VOTING ENTRANCE CARD. THANK YOU.
CMMT 14 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DELETION OF COMMENTS. THANK
YOU
CMMT 14 MAR 2014: DELETION OF COMMENT Non-Voting
CMMT 14 MAR 2014: DELETION OF COMMENT Non-Voting
a Report on the activities of the Company Non-Voting
during the past financial year
b Submission of the audited annual report for Non-Voting
adoption
c Resolution to grant discharge to directors Non-Voting
d Resolution on appropriation of profit, Non-Voting
including the amount of dividends, or
covering of loss in accordance with the
adopted annual report. The Board proposes
payment of a dividend of DKK 1,400 per
share of DKK 1,000
e.1 Re-election of member for the Board of Non-Voting
Director: Ane Maersk Mc-Kinney Uggla
e.2 Re-election of member for the Board of Non-Voting
Director: Jan Leschly
e.3 Re-election of member for the Board of Non-Voting
Director: Robert Routs
e.4 Re-election of member for the Board of Non-Voting
Director: Arne Karlsson
e.5 Re-election of member for the Board of Non-Voting
Director: Sir John Bond
e.6 Election of member for the Board of Non-Voting
Director: Robert Maersk Uggla
e.7 Election of member for the Board of Non-Voting
Director: Niels Bjorn Christiansen
e.8 Election of member for the Board of Non-Voting
Director: Dorothee Blessing
e.9 Election of member for the Board of Non-Voting
Director: Renata Frolova
e.10 Election of member for the Board of Non-Voting
Director: Palle Vestergaard Rasmussen
f.a Election of auditors The Board proposes: Non-Voting
Election of KPMG 2014 P/S
f.b Election of auditors The Board proposes: Non-Voting
Re-election of PricewaterhouseCoopers
Statsautoriseret Revisionspartnerselskab
g.1 Deliberation of any proposal submitted by Non-Voting
the Board of Directors or by shareholders:
The Board proposes an increase of the
Company's share capital by issuance of
bonus shares
g.2 Deliberation of any proposal submitted by Non-Voting
the Board of Directors or by shareholders:
The Board proposes adoption of an amendment
to the Company's general guidelines
concerning incentive pay
g.3 Deliberation of any proposal submitted by Non-Voting
the Board of Directors or by shareholders:
The Board proposes adoption of a
remuneration policy for the Board of
Directors and the Management Board of A.P.
Moller - Maersk A/S
g.4 Deliberation of any proposal submitted by Non-Voting
the Board of Directors or by shareholders:
The Board proposes a change of article 5 of
the Articles of Association regarding the
Company's signature rule
g.5 Deliberation of any proposal submitted by Non-Voting
the Board of Directors or by shareholders:
The Board proposes a change of article 7 of
the Articles of Association regarding
appointment of auditor
g.6 Deliberation of any proposal submitted by Non-Voting
the Board of Directors or by shareholders:
The Board proposes a change of article 9 of
the Articles of Association regarding
convention of general meetings
g.7 Deliberation of any proposal submitted by Non-Voting
the Board of Directors or by shareholders:
The Board proposes that future annual
reports shall be presented in English
g.8 Deliberation of any proposal submitted by Non-Voting
the Board of Directors or by shareholders:
A shareholder has submitted a proposal
regarding meals at Annual General Meetings
--------------------------------------------------------------------------------------------------------------------------
ABB LTD, ZUERICH Agenda Number: 705121022
--------------------------------------------------------------------------------------------------------------------------
Security: H0010V101
Meeting Type: AGM
Meeting Date: 30-Apr-2014
Ticker:
ISIN: CH0012221716
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 299440 DUE TO ADDITION OF
RESOLUTION 11. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 REPORTING FOR FISCAL YEAR 2013 Non-Voting
2.1 APPROVAL OF THE ANNUAL REPORT, THE Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS, AND THE
ANNUAL FINANCIAL STATEMENTS FOR 2013
2.2 CONSULTATIVE VOTE ON THE 2013 REMUNERATION Mgmt Against Against
REPORT
3 DISCHARGE OF THE BOARD OF DIRECTORS AND THE Mgmt For For
PERSONS ENTRUSTED WITH MANAGEMENT
4 APPROPRIATION OF AVAILABLE EARNINGS AND Mgmt For For
DISTRIBUTION OF CAPITAL CONTRIBUTION
RESERVE
5 CREATION OF ADDITIONAL CONTINGENT SHARE Mgmt Against Against
CAPITAL IN CONNECTION WITH EMPLOYEE
PARTICIPATION
6 REVISION OF THE ARTICLES OF INCORPORATION Mgmt Against Against
7.1 ELECTION TO THE BOARD OF DIRECTORS: ROGER Mgmt For For
AGNELLI AS MEMBER
7.2 ELECTION TO THE BOARD OF DIRECTORS: MATTI Mgmt For For
ALAHUHTA AS MEMBER
7.3 ELECTION TO THE BOARD OF DIRECTORS: LOUIS Mgmt For For
R. HUGHES AS MEMBER
7.4 ELECTION TO THE BOARD OF DIRECTORS: MICHEL Mgmt For For
DE ROSEN AS MEMBER
7.5 ELECTION TO THE BOARD OF DIRECTORS: MICHAEL Mgmt For For
TRESCHOW AS MEMBER
7.6 ELECTIONS TO THE BOARD OF DIRECTORS: JACOB Mgmt For For
WALLENBERG AS MEMBER
7.7 ELECTIONS TO THE BOARD OF DIRECTORS: YING Mgmt For For
YEH AS MEMBER
7.8 ELECTIONS TO THE BOARD OF DIRECTORS: Mgmt For For
HUBERTUS VON GRUENBERG AS MEMBER AND
CHAIRMAN OF THE BOARD
8.1 ELECTION TO THE COMPENSATION COMMITTEE: Mgmt For For
MICHEL DE ROSEN
8.2 ELECTION TO THE COMPENSATION COMMITTEE: Mgmt For For
MICHAEL TRESCHOW
8.3 ELECTION TO THE COMPENSATION COMMITTEE: Mgmt For For
YING YEH
9 ELECTION OF THE INDEPENDENT PROXY: DR. HANS Mgmt For For
ZEHNDER, ATTORNEY-AT-LAW AND NOTARY,
BAHNHOFPLATZ1, CH-5401 BADEN
10 RE-ELECTION OF THE AUDITORS: ERNST AND Mgmt For For
YOUNG AG
11 ADDITIONAL AND/OR COUNTER-PROPOSALS Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 933942725
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. ALPERN Mgmt For For
EDWARD M. LIDDY Mgmt For For
FREDERICK H. WADDELL Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
ABBVIE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 933911592
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 30-Jan-2014
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ACCEPT, IN A NON-BINDING VOTE, THE Mgmt For For
COMPANY'S IRISH FINANCIAL STATEMENTS FOR
THE TWELVE-MONTH PERIOD ENDED AUGUST 31,
2013, AS PRESENTED.
2A. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
JAIME ARDILA
2B. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
CHARLES H. GIANCARLO
2C. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
WILLIAM L. KIMSEY
2D. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
BLYTHE J. MCGARVIE
2E. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
MARK MOODY-STUART
2F. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
PIERRE NANTERME
2G. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
GILLES C. PELISSON
2H. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
WULF VON SCHIMMELMANN
3. TO RATIFY, IN A NON-BINDING VOTE, THE Mgmt For For
APPOINTMENT OF KPMG AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
ACCENTURE PLC FOR A TERM EXPIRING AT OUR
ANNUAL GENERAL MEETING OF SHAREHOLDERS IN
2015 AND TO AUTHORIZE, IN A BINDING VOTE,
THE BOARD, ACTING THROUGH THE AUDIT
COMMITTEE, TO DETERMINE KPMG'S
REMUNERATION.
4. TO APPROVE, IN A NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
5. TO GRANT THE BOARD THE AUTHORITY TO ISSUE Mgmt For For
SHARES UNDER IRISH LAW.
6. TO GRANT THE BOARD THE AUTHORITY TO OPT-OUT Mgmt For For
OF STATUTORY PRE-EMPTION RIGHTS UNDER IRISH
LAW.
7. TO APPROVE A CAPITAL REDUCTION AND CREATION Mgmt For For
OF DISTRIBUTABLE RESERVES UNDER IRISH LAW.
8. TO AUTHORIZE HOLDING THE 2015 ANNUAL Mgmt For For
GENERAL MEETING OF SHAREHOLDERS OF
ACCENTURE PLC AT A LOCATION OUTSIDE OF
IRELAND AS REQUIRED UNDER IRISH LAW.
9. TO AUTHORIZE ACCENTURE TO MAKE OPEN-MARKET Mgmt For For
PURCHASES OF ACCENTURE PLC CLASS A ORDINARY
SHARES UNDER IRISH LAW.
10. TO DETERMINE THE PRICE RANGE AT WHICH Mgmt For For
ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT
ACQUIRES AS TREASURY STOCK UNDER IRISH LAW.
--------------------------------------------------------------------------------------------------------------------------
ACCOR SA, COURCOURONNES Agenda Number: 705057823
--------------------------------------------------------------------------------------------------------------------------
Security: F00189120
Meeting Type: MIX
Meeting Date: 29-Apr-2014
Ticker:
ISIN: FR0000120404
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 09 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0324/201403241400762.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0409/201404091401005.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
1 Approval of the annual corporate financial Mgmt For For
statements for the financial year ended on
December 31, 2013
2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended on
December 31, 2013
3 Allocation of income and dividend Mgmt For For
distribution EUR 0.80 per Share
4 Option for payment of the dividend in Mgmt For For
shares
5 Approval of regulated commitments Mgmt For For
benefiting Mr. Sebastien Bazin
6 Approval of regulated agreements and Mgmt For For
commitments benefiting Mr. Sven Boinet
7 Approval of a regulated commitment Mgmt Against Against
benefiting Mr. Denis Hennequin
8 Approval of a regulated agreement Mgmt Against Against
benefiting Mr. Yann Caillere
9 Approval of a regulated agreement Mgmt For For
benefiting Institut Paul Bocuse
10 Renewal of term of Mr. Sebastien Bazin as Mgmt For For
Board member
11 Renewal of term of Mrs. Iris Knobloch as Mgmt For For
Board member
12 Renewal of term of Mrs. Virginie Morgon as Mgmt Against Against
Board member
13 Appointment of Mr. Jonathan Grunzweig as Mgmt For For
Board member
14 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
15 Authorization to the Board of Directors to Mgmt For For
reduce share capital by cancellation of
shares
16 Amendment to Article 12 of the bylaws to Mgmt For For
determine the terms of appointment of Board
members representing employees and to
increase the minimum number of shares to be
held by the Board members
17 Notice on the compensation owed or paid to Mgmt For For
Mr. Denis Hennequin for the financial year
ended on December 31, 2013
18 Notice on the compensation owed or paid to Mgmt For For
Mr. Yann Caillere for the financial year
ended on December 31, 2013
19 Notice on the compensation owed or paid to Mgmt For For
Mr. Sebastien Bazin for the financial year
ended on December 31, 2013
20 Notice on the compensation owed or paid to Mgmt For For
Mr. Sven Boinet for the financial year
ended on December 31, 2013
21 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ACE LIMITED Agenda Number: 933908088
--------------------------------------------------------------------------------------------------------------------------
Security: H0023R105
Meeting Type: Special
Meeting Date: 10-Jan-2014
Ticker: ACE
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE PAYMENT OF DIVIDENDS FROM Mgmt For For
LEGAL RESERVES
2. ELECTION OF HOMBURGER AG AS OUR INDEPENDENT Mgmt For For
PROXY UNTIL THE CONCLUSION OF OUR 2014
ORDINARY GENERAL MEETING
3. IF A NEW AGENDA ITEM OR A NEW PROPOSAL FOR Mgmt For For
AN EXISTING AGENDA ITEM IS PUT BEFORE THE
MEETING I/WE HEREWITH AUTHORIZE AND
INSTRUCT THE INDEPENDENT PROXY TO VOTE AS
FOLLOWS IN RESPECT OF THE POSITION OF THE
BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
ACE LIMITED Agenda Number: 933981133
--------------------------------------------------------------------------------------------------------------------------
Security: H0023R105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: ACE
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE ANNUAL REPORT, STANDALONE Mgmt For For
FINANCIAL STATEMENTS AND CONSOLIDATED
FINANCIAL STATEMENTS OF ACE LIMITED FOR THE
YEAR ENDED DECEMBER 31, 2013
2. ALLOCATION OF DISPOSABLE PROFIT Mgmt For For
3. DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
4A. ELECTION OF DIRECTOR: JOHN EDWARDSON Mgmt For For
4B. ELECTION OF DIRECTOR: KIMBERLY ROSS Mgmt For For
4C. ELECTION OF DIRECTOR: ROBERT SCULLY Mgmt For For
4D. ELECTION OF DIRECTOR: DAVID SIDWELL Mgmt For For
4E. ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
4F. ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ Mgmt For For
4G. ELECTION OF DIRECTOR: MICHAEL G. ATIEH Mgmt For For
4H. ELECTION OF DIRECTOR: MARY A. CIRILLO Mgmt For For
4I. ELECTION OF DIRECTOR: MICHAEL P. CONNORS Mgmt For For
4J. ELECTION OF DIRECTOR: PETER MENIKOFF Mgmt For For
4K. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
4L. ELECTION OF DIRECTOR: EUGENE B. SHANKS, JR. Mgmt For For
4M. ELECTION OF DIRECTOR: THEODORE E. SHASTA Mgmt For For
4N. ELECTION OF DIRECTOR: OLIVIER STEIMER Mgmt For For
5. ELECTION OF EVAN G. GREENBERG AS THE Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS UNTIL
OUR NEXT ANNUAL GENERAL MEETING
6A. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: MICHAEL P. CONNORS
6B. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: MARY A. CIRILLO
6C. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: JOHN EDWARDSON
6D. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: ROBERT M. HERNANDEZ
7. ELECTION OF HAMBURGER AG AS INDEPENDENT Mgmt For For
PROXY UNTIL THE CONCLUSION OF OUR NEXT
ANNUAL GENERAL MEETING
8A. ELECTION OF PRICEWATERHOUSECOOPERS AG Mgmt For For
(ZURICH) AS OUR STATUTORY AUDITOR UNTIL OUR
NEXT ANNUAL GENERAL MEETING
8B. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
PRICEWATERHOUSECOOPERS LLP (UNITED STATES)
FOR PURPOSES OF UNITED STATES SECURITIES
LAW REPORTING FOR THE YEAR ENDING DECEMBER
31, 2014
8C. ELECTION OF BDO AG (ZURICH) AS SPECIAL Mgmt For For
AUDITING FIRM UNTIL OUR NEXT ANNUAL GENERAL
MEETING
9. AMENDMENT OF THE ARTICLES OF ASSOCIATION Mgmt For For
RELATING TO AUTHORIZED SHARE CAPITAL FOR
GENERAL PURPOSES
10. APPROVAL OF THE PAYMENT OF A DISTRIBUTION Mgmt For For
TO SHAREHOLDERS THROUGH REDUCTION OF THE
PAR VALUE OF OUR SHARES, SUCH PAYMENT TO BE
MADE IN FOUR QUARTERLY INSTALLMENTS AT SUCH
TIMES DURING THE PERIOD THROUGH OUR NEXT
ANNUAL GENERAL MEETING AS SHALL BE
DETERMINED BY THE BOARD OF DIRECTORS
11. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
12. IF A NEW AGENDA ITEM OR A NEW PROPOSAL FOR Mgmt For For
AN EXISTING AGENDA ITEM IS PUT BEFORE THE
MEETING, I/WE HEREBY AUTHORIZE AND INSTRUCT
THE INDEPENDENT PROXY TO VOTE AS FOLLOWS:
MARK "FOR" TO VOTE IN ACCORDANCE WITH THE
POSITION OF THE BOARD OF DIRECTORS; MARK
"AGAINST" TO VOTE AGAINST NEW ITEMS AND
PROPOSALS; MARK "ABSTAIN" TO ABSTAIN
--------------------------------------------------------------------------------------------------------------------------
ADIDAS AG, HERZOGENAURACH Agenda Number: 705054182
--------------------------------------------------------------------------------------------------------------------------
Security: D0066B185
Meeting Type: AGM
Meeting Date: 08-May-2014
Ticker:
ISIN: DE000A1EWWW0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2012, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub custodians have advised that voted Non-Voting
shares are not blocked for trading purposes
i.e. they are only unavailable for
settlement. Registered shares will be
deregistered at the deregistration date by
the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent to your CSR or Custodian.
Please contact your CSR for further
information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 23 Non-Voting
APR 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Non-Voting
financial statements of adidas AG and of
the approved consolidated financial
statements as of December 31, 2013, of the
combined management report of adidas AG and
of the adidas Group, the Explanatory Report
of the Executive Board on the disclosures
pursuant to sections 289 sections 4 and 5,
315 section 4 German Commercial Code
(Handelsgesetzbuch - HGB) as well as of the
Supervisory Board Report for the 2013
financial year
2. Resolution on the appropriation of retained Mgmt For For
earnings : The distributable profit of EUR
424,075,538.71 shall be appropriated as
follows: payment of a dividend of EUR 1.50
per no-par share EUR 110,251,259.71 shall
be carried forward ex-dividend and payable
date: May 9, 2014
3. Resolution on the ratification of the Mgmt For For
actions of the Executive Board for the 2013
financial year
4. Resolution on the ratification of the Mgmt For For
actions of the Supervisory Board for the
2013 financial year
5.1 Election of the Supervisory Board: Dr. Mgmt For For
Stefan Jentzsch
5.2 Election of the Supervisory Board: Mr. Mgmt For For
Herbert Kauffmann
5.3 Election of the Supervisory Board: Mr. Igor Mgmt For For
Landau
5.4 Election of the Supervisory Board: Mr. Mgmt For For
Willi Schwerdtle
5.5 Election of the Supervisory Board: Mrs. Mgmt For For
Katja Kraus
5.6 Election of the Supervisory Board: Mrs. Mgmt For For
Kathrin Menges
6. Resolution on the amendment of section 18 Mgmt For For
(Compensation of the Supervisory Board) of
the Articles of Association
7. Resolution on the revocation of the Mgmt For For
authorisation to issue bonds with warrants
and/or convertible bonds of May 6, 2010.
Resolution on the authorisation to issue
bonds with warrants and/or convertible
bonds, the exclusion of shareholders'
subscription rights and the simultaneous
creation of a contingent capital as well as
the amendment to the Articles of
Association
8. Resolution on granting the authorisation to Mgmt For For
repurchase and to use treasury shares
pursuant to section 71 section 1 number 8
AktG including the authorisation to exclude
tender and subscription rights as well as
to cancel repurchased shares and to reduce
the capital; revocation of the existing
authorisation
9. Resolution on granting the authorisation to Mgmt For For
use equity derivatives in connection with
the acquisition of treasury shares pursuant
to section 71 section 1 number 8 AktG while
excluding shareholders' tender and
subscription rights; revocation of the
existing authorisation
10.1 Appointment of the auditor and the Group Mgmt For For
auditor for the 2014 financial year as well
as, if applicable, of the auditor for the
review of the first half year financial
report: KPMG AG
Wirtschaftsprufungsgesellschaft, Berlin, is
appointed as auditor of the annual
financial statements and the consolidated
financial statements for the 2014 financial
year
10.2 Appointment of the auditor and the Group Mgmt For For
auditor for the 2014 financial year as well
as, if applicable, of the auditor for the
review of the first half year financial
report: KPMG AG
Wirtschaftsprufungsgesellschaft, Berlin, is
appointed for the audit review of the
financial statements and interim management
report for the first six months of the 2014
financial year, if applicable
--------------------------------------------------------------------------------------------------------------------------
ADMIRAL GROUP PLC, CARDIFF Agenda Number: 705021777
--------------------------------------------------------------------------------------------------------------------------
Security: G0110T106
Meeting Type: AGM
Meeting Date: 09-Apr-2014
Ticker:
ISIN: GB00B02J6398
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Financial Statements and the Mgmt For For
reports of the Directors and the Auditors
2 To approve the Directors' Remuneration Mgmt For For
Report
3 To approve the Directors' Remuneration Mgmt For For
Policy
4 To declare the Final Dividend on the Mgmt For For
ordinary shares of the Company
5 To elect Jean Park (Non-Executive Director) Mgmt For For
as a Director of the Company
6 To re-elect Alastair Lyons (Non-Executive Mgmt For For
Director) as a Director and Chairman of the
Company
7 To re-elect Henry Engelhardt (Executive Mgmt For For
Director) as a Director of the Company
8 To re-elect David Stevens (Executive Mgmt For For
Director) as a Director of the Company
9 To re-elect Kevin Chidwick (Executive Mgmt For For
Director) as a Director of the Company
10 To re-elect Margaret Johnson (Non-Executive Mgmt For For
Director) as a Director of the Company
11 To re-elect Lucy Kellaway (Non-Executive Mgmt For For
Director) as a Director of the Company
12 To re-elect Manfred Aldag (Non-Executive Mgmt For For
Director) as a Director of the Company
13 To re-elect Colin Holmes (Non-Executive Mgmt For For
Director) as a Director of the Company
14 To re-elect Roger Abravanel (Non-Executive Mgmt For For
Director) as a Director of the Company
15 To re-elect Annette Court (Non-Executive Mgmt For For
Director) as a Director of the Company
16 To appoint KPMG LLP as Auditors of the Mgmt For For
Company
17 To authorise the Directors to determine the Mgmt For For
remuneration of KPMG LLP
18 To authorise the Directors to allot Mgmt For For
relevant securities
19 To dis-apply statutory pre-emption rights Mgmt For For
20 To authorise the Company to make market Mgmt For For
purchases
21 To authorise the Directors to convene a Mgmt Against Against
General Meeting with not less than 14 days
clear notice
--------------------------------------------------------------------------------------------------------------------------
AERCAP HOLDINGS N.V. Agenda Number: 933918318
--------------------------------------------------------------------------------------------------------------------------
Security: N00985106
Meeting Type: Special
Meeting Date: 13-Feb-2014
Ticker: AER
ISIN: NL0000687663
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2 APPROVAL PURSUANT TO ARTICLE 2:107A DUTCH Mgmt For For
CIVIL CODE AND ARTICLE 16.7 OF THE
COMPANY'S ARTICLES OF ASSOCIATION IN
RELATION TO THE ANTICIPATED ACQUISITION OF
INTERNATIONAL LEASE FINANCE CORPORATION.
3A CONDITIONAL APPOINTMENT OF MR. ROBERT H. Mgmt For For
BENMOSCHE AS NON-EXECUTIVE DIRECTOR FOR A
PERIOD OF FOUR YEARS.
3B CONDITIONAL APPOINTMENT OF MR. DAVID L. Mgmt For For
HERZOG AS NON-EXECUTIVE DIRECTOR FOR A
PERIOD OF FOUR YEARS.
4A RE-APPOINTMENT OF MR. ROBERT G. WARDEN AS Mgmt For For
NON-EXECUTIVE DIRECTOR FOR A PERIOD OF FOUR
YEARS.
4B RE-APPOINTMENT OF MR. RICHARD M. GRADON AS Mgmt For For
NON-EXECUTIVE DIRECTOR FOR A PERIOD OF FOUR
YEARS.
4C RE-APPOINTMENT OF MR. PAUL T. DACIER AS Mgmt For For
NON-EXECUTIVE DIRECTOR FOR A PERIOD OF FOUR
YEARS.
4D RE-APPOINTMENT OF THE COMPANY'S CHIEF Mgmt For For
EXECUTIVE OFFICER, MR. AENGUS KELLY, AS
EXECUTIVE DIRECTOR FOR A PERIOD OF FOUR
YEARS.
5 CONDITIONAL APPROVAL NEW EQUITY INCENTIVE Mgmt For For
PLAN BOARD OF DIRECTORS (THE "NEW EQUITY
PLAN").
6A AMENDMENT TO THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION (ARTICLE 24).
6B DESIGNATION OF EACH OF THE COMPANY'S Mgmt For For
DIRECTORS AND EACH (CANDIDATE) CIVIL LAW
NOTARY AND LAWYER AT NAUTADUTILH N.V. TO
IMPLEMENT THE AMENDMENT TO THE COMPANY'S
ARTICLES OF ASSOCIATION.
--------------------------------------------------------------------------------------------------------------------------
AERCAP HOLDINGS N.V. Agenda Number: 933971435
--------------------------------------------------------------------------------------------------------------------------
Security: N00985106
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: AER
ISIN: NL0000687663
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
4 ADOPTION OF THE ANNUAL ACCOUNTS FOR THE Mgmt For For
2013 FINANCIAL YEAR.
6 RELEASE OF LIABILITY OF THE DIRECTORS WITH Mgmt For For
RESPECT TO THEIR MANAGEMENT DURING THE 2013
FINANCIAL YEAR.
7 DESIGNATION OF MR. KEITH A. HELMING AS THE Mgmt For For
DESIGNATED PERSON IN ARTICLE 16, PARAGRAPH
8 OF THE ARTICLES OF ASSOCIATION.
8 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
ACCOUNTANTS N.V. AS THE REGISTERED
ACCOUNTANTS.
9A AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt For For
REPURCHASE ORDINARY SHARES.
9B CONDITIONAL AUTHORIZATION OF THE BOARD OF Mgmt For For
DIRECTORS TO REPURCHASE ADDITIONAL ORDINARY
SHARES.
10 REDUCTION OF CAPITAL THROUGH CANCELLATION Mgmt For For
OF THE COMPANY'S ORDINARY SHARES WHICH MAY
BE ACQUIRED PURSUANT TO THE AUTHORIZATIONS
TO REPURCHASE SHARES.
11A AMENDMENT TO THE ARTICLES OF ASSOCIATION Mgmt For For
(ARTICLE 3).
11B DESIGNATION OF EACH OF THE COMPANY'S Mgmt For For
DIRECTORS AND EACH (CANDIDATE) CIVIL LAW
NOTARY AND LAWYER AT NAUTADUTILH N.V. TO
IMPLEMENT THE AMENDMENT TO THE ARTICLES OF
ASSOCIATION.
--------------------------------------------------------------------------------------------------------------------------
AGGREKO PLC, GLASGOW Agenda Number: 705039611
--------------------------------------------------------------------------------------------------------------------------
Security: G0116S169
Meeting Type: OGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: GB00B4WQ2Z29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of sub-division of Existing Mgmt For For
Ordinary Shares, consolidation and division
of Intermediate Ordinary Shares, adoption
of New Articles and the purchase by the
Company of B Shares (each as defined in the
circular to shareholders dated 14 March
2014)
--------------------------------------------------------------------------------------------------------------------------
AGGREKO PLC, GLASGOW Agenda Number: 705056364
--------------------------------------------------------------------------------------------------------------------------
Security: G0116S169
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: GB00B4WQ2Z29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receipt of Reports and adoption of Accounts Mgmt For For
2 Approval of Remuneration Policy Mgmt For For
3 Approval of Remuneration Report Mgmt For For
4 Declaration of Dividend Mgmt For For
5 Election of Mr. I D Marchant Mgmt For For
6 Re-election of Mr. K G Hanna Mgmt For For
7 Re-election of Mr. A G Cockburn Mgmt For For
8 Re-election of Mr. D Das Mgmt For For
9 Re-election of Mr. A Satrazemis Mgmt For For
10 Re-election of Mr. D J B Taylor-Smith Mgmt For For
11 Re-election of Mr. R J King Mgmt For For
12 Re-election of Ms. D L P Layfield Mgmt For For
13 Re-election of Mr. R J MacLeod Mgmt For For
14 Re-election of Ms R A K McDonald Mgmt For For
15 Re-appointment of auditor Mgmt For For
16 Authorise Audit Committee to determine Mgmt For For
remuneration of auditor
17 Authority to allot shares Mgmt For For
18 Directors' fees Mgmt For For
19 Disapplication of pre-emption rights Mgmt For For
20 Purchase of own shares Mgmt For For
21 General meetings on 14 clear days' notice Mgmt Against Against
CMMT 24 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO THE TEXT OF
RESOLUTION 12. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
AGILE PROPERTY HOLDINGS LTD Agenda Number: 705215336
--------------------------------------------------------------------------------------------------------------------------
Security: G01198103
Meeting Type: AGM
Meeting Date: 13-Jun-2014
Ticker:
ISIN: KYG011981035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0424/LTN20140424301.pdf
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0424/LTN20140424331.pdf
1 TO RECEIVE AND ADOPT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS TOGETHER WITH THE REPORT OF
DIRECTORS AND THE INDEPENDENT AUDITOR'S
REPORT OF THE COMPANY AND ITS SUBSIDIARIES
FOR THE YEAR ENDED 31 DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2013
3 TO RE-ELECT MR. CHAN CHEUK YIN AS A Mgmt Against Against
DIRECTOR
4 TO RE-ELECT MR. CHAN CHEUK HEI AS A Mgmt For For
DIRECTOR
5 TO RE-ELECT MR. KWONG CHE KEUNG, GORDON AS Mgmt Against Against
A DIRECTOR
6 TO RE-ELECT MR. HUANG FENGCHAO AS A Mgmt For For
DIRECTOR
7 TO RE-ELECT MR. LIANG ZHENGJIAN AS A Mgmt For For
DIRECTOR
8 TO RE-ELECT MR. CHEN ZHONGQI AS A DIRECTOR Mgmt For For
9 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF DIRECTORS
10 TO RE-APPOINT AUDITORS AND TO AUTHORISE THE Mgmt For For
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
11.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY
11.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE SHARES OF THE COMPANY
11.C TO ADD THE NOMINAL AMOUNT OF THE SHARES Mgmt Against Against
REPURCHASED UNDER RESOLUTION 11.A. TO THE
MANDATE GRANTED TO THE DIRECTORS UNDER
RESOLUTION 11.B
--------------------------------------------------------------------------------------------------------------------------
AGILE PROPERTY HOLDINGS LTD Agenda Number: 705321103
--------------------------------------------------------------------------------------------------------------------------
Security: G01198103
Meeting Type: EGM
Meeting Date: 13-Jun-2014
Ticker:
ISIN: KYG011981035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0424/LTN20140424433.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0424/LTN20140424453.pdf
1 (A) THE MARKET CUSTOMARY INDEMNITY (THE Mgmt For For
"USD NOTES INDEMNITY") GRANTED BY THE
COMPANY PURSUANT TO SECTION 10 OF THE
PURCHASE AGREEMENT (THE "USD NOTES PURCHASE
AGREEMENT") DATED 10 FEBRUARY 2014 ENTERED
INTO BY AND AMONG THE COMPANY, AGRICULTURAL
BANK OF CHINA LIMITED HONG KONG BRANCH,
ABCI CAPITAL LIMITED, THE HONGKONG AND
SHANGHAI BANKING CORPORATION LIMITED,
INDUSTRIAL AND COMMERCIAL BANK OF CHINA
(ASIA) LIMITED, ICBC INTERNATIONAL CAPITAL
LIMITED, ICBC INTERNATIONAL SECURITIES
LIMITED, J.P. MORGAN SECURITIES PLC, MORGAN
STANLEY & CO. INTERNATIONAL PLC ("MORGAN
STANLEY") AND STANDARD CHARTERED BANK, AND
IN FAVOUR OF AND FOR THE BENEFIT OF MORGAN
STANLEY, EACH PERSON, IF ANY, WHO CONTROLS
MORGAN STANLEY WITHIN THE MEANING OF THE
UNITED STATES SECURITIES ACT 1933, AS
AMENDED (THE "SECURITIES ACT") OR THE
UNITED STATES CONTD
CONT CONTD EXCHANGE ACT 1934 (THE "EXCHANGE Non-Voting
ACT"), OR EACH AFFILIATE OF MORGAN STANLEY
WITHIN THE MEANING OF THE SECURITIES ACT
AND EACH OFFICER, DIRECTOR, EMPLOYEE OR
THEIR AFFILIATES (THE "USD NOTES
INDEMNIFIED PERSONS"), IN RELATION TO THE
ISSUE OF USD 500 MILLION 8.375% SENIOR
NOTES DUE 2019 (THE "USD NOTES ISSUE"),
WHEREBY THE COMPANY WILL INDEMNIFY AND HOLD
HARMLESS EACH USD NOTES INDEMNIFIED PERSON,
FROM AND AGAINST ANY AND ALL LOSSES,
CLAIMS, DAMAGES AND LIABILITIES (INCLUDING
BUT NOT LIMITED TO ANY LEGAL COSTS OR OTHER
EXPENSES REASONABLY INCURRED IN CONNECTION
WITH DEFENDING OR INVESTING ANY SUCH ACTION
OR CLAIM) CAUSED BY (I) ANY UNTRUE
STATEMENT OR ALLEGED UNTRUE STATEMENT OF A
MATERIAL FACT CONTAINED IN THE COMPANY'S
OFFERING MEMORANDA IN CONNECTION WITH THE
USD NOTES ISSUE, OR (II) ANY OMISSION OR
ALLEGED CONTD
CONT CONTD OMISSION TO STATE IN THE OFFERING Non-Voting
MEMORANDA IN CONNECTION WITH THE USD NOTES
ISSUE A MATERIAL FACT NECESSARY TO MAKE THE
STATEMENTS THEREIN IN THE LIGHT OF THE
CIRCUMSTANCES UNDER WHICH THEY WERE MADE
NOT MISLEADING, EXCEPT FOR CERTAIN
CIRCUMSTANCES BE AND ARE HEREBY AUTHORISED,
APPROVED, CONFIRMED AND RATIFIED; (B) THE
MARKET CUSTOMARY INDEMNITY (THE "RMB NOTES
INDEMNITY", TOGETHER WITH THE USD NOTES
INDEMNITY, THE "INDEMNITIES") GRANTED BY
THE COMPANY PURSUANT TO SECTION 10 OF THE
PURCHASE AGREEMENT (THE "RMB NOTES PURCHASE
AGREEMENT") DATED 21 FEBRUARY 2014 ENTERED
INTO BY AND AMONG THE COMPANY, THE HONGKONG
AND SHANGHAI BANKING CORPORATION LIMITED,
MORGAN STANLEY AND STANDARD CHARTERED BANK
(HONG KONG) LIMITED, AND IN FAVOUR OF AND
FOR THE BENEFIT OF MORGAN STANLEY, EACH
PERSON, IF ANY, WHO CONTROLS MORGAN CONTD
CONT CONTD STANLEY WITHIN THE MEANING OF THE Non-Voting
SECURITIES ACT OR THE EXCHANGE ACT, OR EACH
AFFILIATE OF MORGAN STANLEY WITHIN THE
MEANING OF THE SECURITIES ACT AND EACH
OFFICER, DIRECTOR, EMPLOYEE OR THEIR
AFFILIATES (THE "RMB NOTES INDEMNIFIED
PERSONS"), IN RELATION TO THE ISSUE OF
RMB2,000,000,000 6.50% SENIOR NOTES DUE
2017 (THE "RMB NOTES ISSUE"), WHEREBY THE
COMPANY WILL INDEMNIFY AND HOLD HARMLESS
EACH RMB NOTES INDEMNIFIED PERSON, FROM AND
AGAINST ANY AND ALL LOSSES, CLAIMS, DAMAGES
AND LIABILITIES (INCLUDING BUT NOT LIMITED
TO ANY LEGAL COSTS OR OTHER EXPENSES
REASONABLY INCURRED IN CONNECTION WITH
DEFENDING OR INVESTING ANY SUCH ACTION OR
CLAIM) CAUSED BY (I) ANY UNTRUE STATEMENT
OR ALLEGED UNTRUE STATEMENT OF A MATERIAL
FACT CONTAINED IN THE COMPANY'S OFFERING
MEMORANDA IN CONNECTION WITH THE RMB NOTES
ISSUE, OR (II) CONTD
CONT CONTD ANY OMISSION OR ALLEGED OMISSION TO Non-Voting
STATE IN THE OFFERING MEMORANDA IN
CONNECTION WITH THE RMB NOTES ISSUE A
MATERIAL FACT NECESSARY TO MAKE THE
STATEMENTS THEREIN IN THE LIGHT OF THE
CIRCUMSTANCES UNDER WHICH THEY WERE MADE
NOT MISLEADING, EXCEPT FOR CERTAIN
CIRCUMSTANCES BE AND ARE HEREBY AUTHORISED,
APPROVED, CONFIRMED AND RATIFIED; (C) THAT
THE INDEMNITIES GRANTED TO MORGAN STANLEY
IS ON NORMAL COMMERCIAL TERMS THAT ARE FAIR
AND REASONABLE SO FAR AS THE INDEPENDENT
SHAREHOLDERS ARE CONCERNED AND THE
PROVISION OF WHICH IS IN THE INTERESTS OF
THE COMPANY AND SHAREHOLDERS OF THE COMPANY
AS A WHOLE; AND (D) THE DIRECTORS OF THE
COMPANY (THE "DIRECTORS" AND EACH A
"DIRECTOR") AND THE SECRETARY OF THE
COMPANY ("COMPANY SECRETARY") BE, AND SUCH
OTHER PERSONS AS ARE AUTHORISED BY ANY OF
THEM BE, AND EACH HEREBY IS, CONTD
CONT CONTD AUTHORISED, IN THE NAME AND ON BEHALF Non-Voting
OF THE COMPANY, TO DO SUCH FURTHER ACTS AND
THINGS AS ANY DIRECTOR OR THE COMPANY
SECRETARY OR SUCH OTHER PERSON SHALL DEEM
NECESSARY OR APPROPRIATE IN CONNECTION
WITH, THE FOREGOING RESOLUTIONS, INCLUDING
TO DO AND PERFORM, IN THE NAME AND ON
BEHALF OF THE COMPANY, ALL SUCH ACTS AND TO
MAKE, EXECUTE, DELIVER, ISSUE OR FI LE WITH
ANY PERSON INCLUDING ANY GOVERNMENTAL
AUTHORITY OR AGENCY, ALL SUCH AGREEMENTS,
DOCUMENTS, INSTRUMENTS, CERTIFICATES,
CONSENTS AND WAIVERS, AND ALL AMENDMENTS TO
ANY SUCH AGREEMENTS, DOCUMENTS, INSTRUMENTS
OR CERTIFICATES, THE AUTHORITY FOR THE
TAKING OF ANY SUCH ACTION AND THE EXECUTION
AND DELIVERY OF SUCH OF THE FOREGOING TO BE
CONCLUSIVELY EVIDENCED BY THE PERFORMANCE
THEREBY
--------------------------------------------------------------------------------------------------------------------------
AGNICO EAGLE MINES LIMITED Agenda Number: 933959770
--------------------------------------------------------------------------------------------------------------------------
Security: 008474108
Meeting Type: Annual and Special
Meeting Date: 02-May-2014
Ticker: AEM
ISIN: CA0084741085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LEANNE M. BAKER Mgmt No vote
SEAN BOYD Mgmt No vote
MARTINE A. CELEJ Mgmt No vote
CLIFFORD J. DAVIS Mgmt No vote
ROBERT J. GEMMELL Mgmt No vote
BERNARD KRAFT Mgmt No vote
MEL LEIDERMAN Mgmt No vote
DEBORAH A. MCCOMBE Mgmt No vote
JAMES D. NASSO Mgmt No vote
SEAN RILEY Mgmt No vote
J. MERFYN ROBERTS Mgmt No vote
HOWARD R. STOCKFORD Mgmt No vote
PERTTI VOUTILAINEN Mgmt No vote
02 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt No vote
AUDITORS OF THE COMPANY AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION.
03 AN ORDINARY RESOLUTION APPROVING AN Mgmt No vote
AMENDMENT TO THE COMPANY'S INCENTIVE SHARE
PURCHASE PLAN.
04 A NON-BINDING, ADVISORY RESOLUTION Mgmt No vote
ACCEPTING THE COMPANY'S APPROACH TO
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AIA GROUP LTD, HONG KONG Agenda Number: 705060793
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A1105
Meeting Type: AGM
Meeting Date: 09-May-2014
Ticker:
ISIN: HK0000069689
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0324/LTN20140324697.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0324/LTN20140324655.pdf
1 To receive the audited consolidated Mgmt For For
financial statements of the Company, the
Report of the Directors and the Independent
Auditor's Report for the year ended 30
November 2013
2 To declare a final dividend of 28.62 Hong Mgmt For For
Kong cents per share for the year ended 30
November 2013
3 To re-elect Mr. Mohamed Azman Yahya as Mgmt For For
Independent Non-executive Director of the
Company
4 To re-elect Mr. Edmund Sze-Wing Tse as Mgmt For For
Non-executive Director of the Company
5 To re-elect Mr. Jack Chak-Kwong So as Mgmt For For
Independent Non-executive Director of the
Company
6 To re-appoint PricewaterhouseCoopers as Mgmt For For
auditor of the Company for the term from
passing of this resolution until the
conclusion of the next annual general
meeting and to authorise the board of
directors of the Company to fix its
remuneration
7.A To grant a general mandate to the Directors Mgmt For For
to allot, issue, grant and deal with
additional shares of the Company, to grant
rights to subscribe for, or convert any
security into, shares in the Company
(including the issue of any securities
convertible into shares, or options,
warrants or similar rights to subscribe for
any shares) and to make or grant offers,
agreements and options which might require
the exercise of such powers, not exceeding
10 per cent of the aggregate number of
shares in the Company in issue at the date
of this Resolution, and the discount for
any shares to be issued shall not exceed 10
per cent to the Benchmarked Price
7.B To grant a general mandate to the Directors Mgmt For For
to repurchase shares of the Company, not
exceeding 10 per cent of the aggregate
number of shares in the Company in issue at
the date of this Resolution
7.C To grant a general mandate to the Directors Mgmt For For
to allot, issue and deal with additional
shares of the Company under the restricted
share unit scheme adopted by the Company on
28 September 2010 (as amended)
8 To approve the adoption of the new articles Mgmt For For
of association of the Company in
substitution for, and to the exclusion of,
the existing articles of association of the
Company
--------------------------------------------------------------------------------------------------------------------------
AIR LIQUIDE SA, PARIS Agenda Number: 704974826
--------------------------------------------------------------------------------------------------------------------------
Security: F01764103
Meeting Type: MIX
Meeting Date: 07-May-2014
Ticker:
ISIN: FR0000120073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 19 MAR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0221/201402211400386.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0319/201403191400720.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2013
O.3 Allocation of income for the financial year Mgmt For For
ended December 31, 2013; setting the
dividend
O.4 Authorization granted to the Board of Mgmt For For
Directors for an 18-month period to allow
the Company trade in its own shares
O.5 Renewal of term of Mr. Benoit Potier as Mgmt For For
Director
O.6 Renewal of term of Mr. Paul Skinner as Mgmt For For
Director
O.7 Renewal of term of Mr. Jean-Paul Agon as Mgmt For For
Director
O.8 Appointment of Mrs. Sin Leng Low as Mgmt For For
Director
O.9 Appointment of Mrs. Annette Winkler as Mgmt For For
Director
O.10 Approval of the Agreements pursuant to Mgmt Against Against
Articles L.225-38 et seq. of the Commercial
Code and the special report of the
Statutory Auditors regarding Mr. Benoit
Potier
O.11 Approval of the Agreements pursuant to Mgmt Against Against
Articles L.225-38 et seq. of the Commercial
Code and the special report of the
Statutory Auditors regarding Mr. Pierre
Dufour
O.12 Reviewing the elements of compensation owed Mgmt For For
or paid to Mr. Benoit Potier for the
financial year ended on December 31, 2013
O.13 Reviewing the elements of compensation owed Mgmt For For
or paid to Mr. Pierre Dufour for the
financial year ended on December 31, 2013
O.14 Setting the amount of attendance allowances Mgmt For For
E.15 Authorization granted to the Board of Mgmt For For
Directors for a 24-month period to reduce
capital by cancellation of treasury shares
E.16 Delegation of authority granted to the Mgmt For For
Board of Directors for a 26-month period to
increase share capital by incorporation of
reserves, profits, premiums or otherwise
for the purpose of allocating bonus shares
to shareholders and/or raising the nominal
value of existing shares for a maximum
amount of Euros 250 million
E.17 Amendment to the bylaws regarding employee Mgmt For For
Director
E.18 Amendment to the bylaws regarding Senior Mgmt For For
Director
E.19 Amendment to Article 21 of the bylaws of Mgmt Against Against
the Company
O.20 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 933907656
--------------------------------------------------------------------------------------------------------------------------
Security: 009158106
Meeting Type: Annual
Meeting Date: 23-Jan-2014
Ticker: APD
ISIN: US0091581068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHADWICK C. DEATON Mgmt For For
1B. ELECTION OF DIRECTOR: EDWARD L. MONSER Mgmt For For
1C. ELECTION OF DIRECTOR: MATTHEW H. PAULL Mgmt For For
1D. ELECTION OF DIRECTOR: LAWRENCE S. SMITH Mgmt For For
2. APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTANTS. RATIFICATION OF
APPOINTMENT OF KPMG LLP, AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL
YEAR 2014.
3. ADVISORY VOTE ON EXECUTIVE OFFICER Mgmt For For
COMPENSATION. TO APPROVE THE COMPENSATION
OF NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF AMENDMENT OF THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION. TO AMEND THE
CERTIFICATE OF INCORPORATION TO PHASE OUT
AND ELIMINATE THE CLASSIFIED BOARD.
--------------------------------------------------------------------------------------------------------------------------
AIRGAS, INC. Agenda Number: 933856974
--------------------------------------------------------------------------------------------------------------------------
Security: 009363102
Meeting Type: Annual
Meeting Date: 06-Aug-2013
Ticker: ARG
ISIN: US0093631028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN P. CLANCEY Mgmt For For
RICHARD C. ILL Mgmt For For
TED B. MILLER, JR. Mgmt For For
2. APPROVAL OF THE AIRGAS EXECUTIVE BONUS Mgmt For For
PLAN.
3. RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
4. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
5. A STOCKHOLDER PROPOSAL REGARDING OUR Shr Against For
CLASSIFIED BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
AISIN SEIKI CO.,LTD. Agenda Number: 705335823
--------------------------------------------------------------------------------------------------------------------------
Security: J00714105
Meeting Type: AGM
Meeting Date: 18-Jun-2014
Ticker:
ISIN: JP3102000001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AJINOMOTO CO.,INC. Agenda Number: 705347082
--------------------------------------------------------------------------------------------------------------------------
Security: J00882126
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3119600009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AKZO NOBEL NV, AMSTERDAM Agenda Number: 705044345
--------------------------------------------------------------------------------------------------------------------------
Security: N01803100
Meeting Type: AGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: NL0000009132
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening Non-Voting
2 Report of the Board of Management for the Non-Voting
financial year 2013
3.a Financial Statements, result and dividend: Non-Voting
Discussion on the implementation of the
remuneration policy
3.b Financial Statements, result and dividend: Mgmt For For
Adoption of the 2013 Financial Statements
of the Company
3.c Financial Statements, result and dividend: Non-Voting
Discussion on the dividend policy
3.d Financial Statements, result and dividend: Mgmt For For
Profit allocation and adoption of the
dividend proposal - EUR 1,45 gross per
share
4.a Discharge: Discharge from liability of Mgmt For For
members of the Board of Management in
office in 2013 for the performance of their
duties in 2013
4.b Discharge: Discharge from liability of Mgmt For For
members of the Supervisory Board in office
in 2013 for the performance of their duties
in 2013
5.a Supervisory Board: Appointment of Mr. B.E. Mgmt For For
Grote
5.b Supervisory Board: Re-appointment of Mr. A. Mgmt For For
Burgmans
5.c Supervisory Board: Re-appointment of Mr. Mgmt For For
L.R. Hughes
5.d Supervisory Board: Remuneration Supervisory Mgmt For For
Board
6 Appointment External Auditor: Mgmt For For
PricewaterhouseCoopers
7.a Authorization for the Board of Management: Mgmt For For
to issue shares
7.b Authorization for the Board of Management: Mgmt For For
to restrict or exclude the pre-emptive
rights of shareholders
8 Authorization for the Board of Management Mgmt For For
to acquire common shares in the share
capital of the Company on behalf of the
Company
9 Any other business and closing Non-Voting
CMMT 20 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE RECEIPT OF DIVIDEND AMOUNT IN
RESOLUTION 3.d. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ALCATEL-LUCENT, PARIS Agenda Number: 705121212
--------------------------------------------------------------------------------------------------------------------------
Security: F0191J101
Meeting Type: MIX
Meeting Date: 28-May-2014
Ticker:
ISIN: FR0000130007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 285194 DUE TO CHANGE IN AGENDA.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0407/201404071400998.pdf
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2013
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2013
O.3 ALLOCATION OF INCOME Mgmt For For
O.4 APPOINTMENT OF MRS. VERONIQUE MORALI AS Mgmt For For
BOARD MEMBER
O.5 APPOINTMENT OF MR. FRANCESCO CAIO AS BOARD Mgmt For For
MEMBER
O.6 RENEWAL OF TERM OF MRS. KIM CRAWFORD Mgmt For For
GOODMAN AS BOARD MEMBER
O.7 RENEWAL OF TERM OF MR. JEAN-CYRIL SPINETTA Mgmt For For
AS BOARD MEMBER
O.8 REVIEWING THE ELEMENTS OF COMPENSATION OWED Mgmt For For
OR PAID TO MR. MICHEL COMBES, GENERAL
MANAGER, FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2013
O.9 REVIEWING THE ELEMENTS OF COMPENSATION OWED Mgmt For For
OR PAID TO MR. PHILIPPE CAMUS, CHAIRMAN OF
THE BOARD OF DIRECTORS, FOR THE FINANCIAL
YEAR ENDED ON DECEMBER 31, 2013
O.10 RATIFICATION OF THE CHANGE OF LOCATION OF Mgmt For For
THE REGISTERED OFFICE
O.11 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO ALLOW THE COMPANY TO TRADE IN
ITS OWN SHARES
E.12 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE SHARE CAPITAL BY
CANCELLATION OF TREASURY SHARES
E.13 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE TO ISSUE
SHARES AND/OR SECURITIES GIVING ACCESS TO
CAPITAL AND/OR SECURITIES ENTITLING TO THE
ALLOTMENT OF DEBT SECURITIES WHILE
MAINTAINING PREFERENTIAL SUBSCRIPTION
RIGHTS
E.14 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE TO ISSUE
SHARES AND/OR SECURITIES GIVING ACCESS TO
CAPITAL AND/OR SECURITIES ENTITLING TO THE
ALLOTMENT OF DEBT SECURITIES VIA PUBLIC
OFFERING WITHOUT PREFERENTIAL SUBSCRIPTION
RIGHTS WITH A PRIOSITY PERIOD OF 5 DAYS
E.15 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO ISSUE SHARES
AND/OR SECURITIES GIVING ACCESS TO CAPITAL
AND/OR SECURITIES ENTITLING TO THE
ALLOTMENT OF DEBT SECURITIES VIA PRIVATE
PLACEMENTS PURSUANT TO ARTICLE L.411-2, II
OF THE MONETARY AND FINANCIAL CODE WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS
E.16 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
NUMBER OF SECURITIES TO BE ISSUED IN CASE
OF CAPITAL INCREASE WITH OR WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS
E.17 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO ISSUE SHARES OR
SECURITIES GIVING ACCESS TO CAPITAL WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS, IN
CONSIDERATION FOR IN-KIND CONTRIBUTIONS
COMPRISED OF EQUITY SECURITIES OR
SECURITIES GIVING ACCESS TO CAPITAL
E.18 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE SHARE
CAPITAL OF THE COMPANY BY INCORPORATION OF
RESERVES, PROFITS, PREMIUMS OR OTHERWISE
E.19 ESTABLISHING THE ISSUE PRICE OF SHARES OR Mgmt For For
SECURITIES GIVING ACCESS TO CAPITAL UP TO
10% OF CAPITAL PER YEAR, AS PART OF A SHARE
CAPITAL INCREASE BY ISSUING EQUITY
SECURITIES WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHTS
E.20 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO ALLOCATE EXISTING
PERFORMANCE SHARES OR PERFORMANCE SHARES TO
BE ISSUED TO EMPLOYEES AND CORPORATE
OFFICERS WITHOUT PREFERENTIAL SUBSCRIPTION
RIGHTS, SUBJECT TO PERFORMANCE CONDITIONS
E.21 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO GRANT COMPANY'S
SHARE SUBSCRIPTION OR PURCHASE OPTIONS TO
EMPLOYEES AND CORPORATE OFFICERS WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS
E.22 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE TO ISSUE
SHARES OR SECURITIES GIVING ACCESS TO
CAPITAL RESERVED FOR MEMBERS OF SAVINGS
PLANS WITHOUT PREFERENTIAL SUBSCRIPTION
RIGHTS
E.23 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ALENT PLC, SURREY Agenda Number: 705174782
--------------------------------------------------------------------------------------------------------------------------
Security: G0R24A103
Meeting Type: AGM
Meeting Date: 19-May-2014
Ticker:
ISIN: GB00B7T18K89
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ANNUAL REPORT AND ACCOUNTS Mgmt For For
2 FINAL DIVIDEND Mgmt For For
3 RE-ELECT P HILL Mgmt For For
4 RE-ELECT S CORBETT Mgmt For For
5 RE-ELECT D EGAN Mgmt For For
6 RE-ELECT E FITZGERALD Mgmt For For
7 RE-ELECT L FORBERG Mgmt For For
8 RE-ELECT N HARWERTH Mgmt For For
9 RE-ELECT J P OOSTERVELD Mgmt For For
10 RE-ELECT M WILLIAMSON Mgmt For For
11 RE-APPOINT AUDITOR Mgmt For For
12 REMUNERATION OF AUDITOR Mgmt For For
13 DIRECTORS' REMUNERATION REPORT Mgmt For For
14 DIRECTORS' REMUNERATION POLICY Mgmt For For
15 AUTHORITY TO INCUR POLITICAL EXPENDITURE Mgmt For For
16 AUTHORITY TO ALLOT EQUITY SECURITIES Mgmt For For
17 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
18 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
19 AUTHORITY TO CALL A GENERAL MEETING ON 14 Mgmt For For
CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
ALLEGHENY TECHNOLOGIES INCORPORATED Agenda Number: 933956320
--------------------------------------------------------------------------------------------------------------------------
Security: 01741R102
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: ATI
ISIN: US01741R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES C. DIGGS Mgmt For For
J. BRETT HARVEY Mgmt For For
LOUIS J. THOMAS Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
3. AMENDMENTS TO THE COMPANY'S CERTIFICATE OF Mgmt For For
INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS.
4. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
ALLERGAN, INC. Agenda Number: 933947799
--------------------------------------------------------------------------------------------------------------------------
Security: 018490102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: AGN
ISIN: US0184901025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID E.I. PYOTT Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL R. GALLAGHER Mgmt For For
1C. ELECTION OF DIRECTOR: DEBORAH DUNSIRE, M.D. Mgmt For For
1D. ELECTION OF DIRECTOR: TREVOR M. JONES, Mgmt For For
PH.D.
1E. ELECTION OF DIRECTOR: LOUIS J. LAVIGNE, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: PETER J. MCDONNELL, Mgmt For For
M.D.
1G. ELECTION OF DIRECTOR: TIMOTHY D. PROCTOR Mgmt For For
1H. ELECTION OF DIRECTOR: RUSSELL T. RAY Mgmt For For
1I. ELECTION OF DIRECTOR: HENRI A. TERMEER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
3. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO PROVIDE STOCKHOLDERS WITH
THE RIGHT TO ACT BY WRITTEN CONSENT.
5. STOCKHOLDER PROPOSAL (SEPARATE CHAIRMAN AND Shr Against For
CEO).
--------------------------------------------------------------------------------------------------------------------------
ALLIANCE DATA SYSTEMS CORPORATION Agenda Number: 933988000
--------------------------------------------------------------------------------------------------------------------------
Security: 018581108
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: ADS
ISIN: US0185811082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: BRUCE K. ANDERSON Mgmt For For
1.2 ELECTION OF DIRECTOR: ROGER H. BALLOU Mgmt For For
1.3 ELECTION OF DIRECTOR: LAWRENCE M. Mgmt For For
BENVENISTE
1.4 ELECTION OF DIRECTOR: D. KEITH COBB Mgmt For For
1.5 ELECTION OF DIRECTOR: E. LINN DRAPER, JR. Mgmt For For
1.6 ELECTION OF DIRECTOR: KENNETH R. JENSEN Mgmt For For
2. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF ALLIANCE DATA
SYSTEMS CORPORATION FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
ALLIANZ SE, MUENCHEN Agenda Number: 705077623
--------------------------------------------------------------------------------------------------------------------------
Security: D03080112
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: DE0008404005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2013, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require share blocking. Registered
shares will be deregistered according to
trading activities or at the deregistration
date by the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent. Please contact your CSR
for further information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
22.04.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the approved Annual Non-Voting
Financial Statements and the approved
Consolidated Financial Statements as of
December 31, 2013, and of the Management
Reports for Allianz SE and for the Group,
the Explanatory Reports on the information
pursuant to section 289 (4), 315 (4) and
section 289 (5) of the German Commercial
Code (HGB), as well as the Report of the
Supervisory Board for fiscal year 2013
2. Appropriation of net earnings Mgmt No vote
3. Approval of the actions of the members of Mgmt No vote
the Management Board
4. Approval of the actions of the members of Mgmt No vote
the Supervisory Board
5. By- Election to the Supervisory Board: Jim Mgmt No vote
Hagemann Snabe
6. Creation of an Authorized Capital 2014/I, Mgmt No vote
cancellation of the Authorized Capital
2010/I and corresponding amendment to the
Statutes
7. Creation of an Authorized Capital 2014/II Mgmt No vote
for the issuance of shares to employees,
cancellation of the Authorized Capital
2010/II and corresponding amendment to the
Statutes
8. Approval of a new authorization to issue Mgmt No vote
bonds carrying conversion and/or option
rights as well as convertible participation
rights, cancellation of the current
authorization to issue bonds carrying
conversion and/or option rights, unless
fully utilized, amendment of the existing
Conditional Capital 2010 and corresponding
amendment of the Statutes
9. Authorization to acquire treasury shares Mgmt No vote
for trading purposes
10. Authorization to acquire and utilize Mgmt No vote
treasury shares for other purposes
11. Authorization to use derivatives in Mgmt No vote
connection with the acquisition of treasury
shares pursuant to Section 71 (1) no. 8
AktG
12. Approval to amend existing company Mgmt No vote
agreements
--------------------------------------------------------------------------------------------------------------------------
ALUMINA LTD, SOUTHBANK VIC Agenda Number: 705123139
--------------------------------------------------------------------------------------------------------------------------
Security: Q0269M109
Meeting Type: AGM
Meeting Date: 09-May-2014
Ticker:
ISIN: AU000000AWC3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 4 AND 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
CMMT IF YOU INTEND TO VOTE FOR THE REMUNERATION Non-Voting
REPORT, THEN YOU SHOULD VOTE AGAINST THE
SPILL RESOLUTION
2 ADOPTION OF REMUNERATION REPORT Mgmt For For
3.a TO RE-ELECT MR G JOHN PIZZEY AS A DIRECTOR Mgmt For For
3.b TO ELECT MR W PETER DAY AS A DIRECTOR Mgmt For For
3.c TO ELECT MR MICHAEL P FERRARO AS A DIRECTOR Mgmt For For
4 GRANT OF PERFORMANCE RIGHTS TO CHIEF Mgmt For For
EXECUTIVE OFFICER (LONG TERM INCENTIVE)
5 ALTERATIONS TO THE CONSTITUTION Mgmt For For
6 THAT, SUBJECT TO AND CONDITIONAL ON AT Shr Against For
LEAST 25% OF THE VOTES CAST ON THE
RESOLUTION PROPOSED ON ITEM 2 (ADOPTION OF
REMUNERATION REPORT) IN THE NOTICE
CONVENING THIS MEETING BEING AGAINST THE
ADOPTION OF THE REMUNERATION REPORT, AS
REQUIRED BY THE CORPORATIONS ACT 2001
(CTH): (A) AN EXTRAORDINARY GENERAL MEETING
OF THE COMPANY (SPILL MEETING) BE HELD
WITHIN 90 DAYS AFTER THE PASSING OF THIS
RESOLUTION; (B) ALL OF THE DIRECTORS OF THE
COMPANY IN OFFICE AT THE TIME WHEN THE
RESOLUTION TO MAKE THE DIRECTORS REPORT
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2013 WAS PASSED, OTHER THAN THE MANAGING
DIRECTOR AND CHIEF EXECUTIVE OFFICER, CEASE
TO HOLD OFFICE IMMEDIATELY BEFORE THE END
OF THE SPILL MEETING; AND (C) RESOLUTIONS
TO APPOINT PERSONS TO OFFICES THAT WILL BE
VACATED IMMEDIATELY BEFORE THE END OF THE
SPILL MEETING BE PUT TO THE VOTE AT THE
SPILL MEETING
--------------------------------------------------------------------------------------------------------------------------
AMBEV S.A. Agenda Number: 933910021
--------------------------------------------------------------------------------------------------------------------------
Security: 02319V103
Meeting Type: Special
Meeting Date: 02-Jan-2014
Ticker: ABEV
ISIN: US02319V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO EXAMINE, DISCUSS AND APPROVE ALL THE Mgmt For For
TERMS AND CONDITIONS OF THE PROTOCOL; AND
JUSTIFICATION OF MERGER OF COMPANHIA DE
BEBIDAS DAS AMERICAS - AMBEV WITH AND INTO
AMBEV S.A., ENTERED INTO BY AND AMONG THE
COMPANIES' MANAGERS ("PROTOCOL AND
JUSTIFICATION I" AND "MERGER I",
RESPECTIVELY).
2 TO RATIFY THE RETENTION OF THE SPECIALIZED Mgmt For For
FIRM APSIS CONSULTORIA EMPRESARIAL LTDA.
("APSIS") TO PREPARE (A) THE VALUATION
REPORT OF COMPANHIA DE BEBIDAS DAS AMERICAS
- AMBEV ("COMPANHIA DE BEBIDAS"), BASED ON
ITS BOOK VALUE, FOR PURPOSES OF SECTIONS
227 AND 8 OF LAW NO. 6,404/76 ("VALUATION
REPORT I"); AND (B) THE VALUATION REPORT OF
THE NET EQUITIES OF THE COMPANY AND
COMPANHIA DE BEBIDAS, AT MARKET VALUE,
EVALUATED UNDER THE SAME CRITERIA AND ON
THE SAME DATE, FOR PURPOSES OF ... (DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
3 TO APPROVE THE VALUATION REPORT I. Mgmt For For
4 TO APPROVE THE MERGER I. Mgmt For For
5 TO EXAMINE, DISCUSS AND APPROVE ALL TERMS Mgmt For For
AND CONDITIONS OF THE PROTOCOL AND
JUSTIFICATION OF MERGER OF AMBEV BRASIL
BEBIDAS S.A. WITH AND INTO THE COMPANY,
ENTERED INTO BY AND AMONG THE COMPANIES'
MANAGERS ("PROTOCOL AND JUSTIFICATION II"
AND "MERGER II", RESPECTIVELY).
6 TO RATIFY THE HIRING OF THE SPECIALIZED Mgmt For For
FIRM APSIS TO PREPARE (A) THE VALUATION
REPORT OF THE NET EQUITY OF AMBEV BRASIL
BEBIDAS S.A. ("AMBEV BRASIL"), BASED ON ITS
BOOK VALUE, FOR PURPOSES OF SECTIONS 227
AND 8 OF LAW NO. 6,404/76 ("VALUATION
REPORT II"); AND (B) THE VALUATION REPORT
OF THE NET EQUITIES OF THE COMPANY AND
AMBEV BRASIL, AT MARKET VALUE, EVALUATED
UNDER THE SAME CRITERIA AND ON THE SAME
DATE, FOR PURPOSES OF SECTION 264 OF LAW
NO. 6,404/76 ("NET EQUITY VALUATION REPORT
II").
7 TO APPROVE THE VALUATION REPORT II. Mgmt For For
8 TO APPROVE THE MERGER II AND THE COMPANY'S Mgmt For For
CAPITAL INCREASE, UPON THE ISSUANCE OF
COMMON SHARES TO BE SUBSCRIBED AND PAID IN
BY THE MANAGERS OF AMBEV BRASIL, FOR THE
BENEFIT OF ITS SHAREHOLDERS, WITH THE
CONSEQUENT AMENDMENT OF THE FIRST PART OF
ARTICLE 5 OF THE COMPANY'S BY-LAWS IN ORDER
TO REFLECT THE REFERRED CAPITAL INCREASE.
9 TO AMEND, AGAIN, THE FIRST PART OF ARTICLE Mgmt For For
5 OF THE COMPANY'S BY-LAWS IN ORDER TO
REFLECT POSSIBLE CAPITAL INCREASES APPROVED
WITHIN THE LIMIT OF THE AUTHORIZED CAPITAL
AND CONFIRMED BY THE MEMBERS OF THE
COMPANY'S BOARD OF DIRECTORS UNTIL THE DATE
OF EGM.
10 TO AMEND ARTICLE 3 OF THE COMPANY'S BY-LAWS Mgmt For For
IN ORDER TO (I) INCLUDE THE ACTIVITY OF
PRINTING, SERVICES OF PREPRINTING AND
GRAPHIC FINISHING AND REPRODUCTION OF
RECORDED MATERIALS IN ANY BASE; AND (II)
ADJUST THE ACTIVITY OF TRADE OF BYPRODUCTS,
AS PER ITEM "G" THEREOF, TO MENTION,
INCLUDING, BUT NOT LIMITED TO, BYPRODUCTS
FOR ANIMAL FEEDING.
11 TO AUTHORIZE THE COMPANY'S EXECUTIVE Mgmt For For
COMMITTEE TO PERFORM ALL ACTS NECESSARY FOR
THE CONSUMMATION OF THE MERGER.
12A ELECTION OF DIRECTOR: VICTORIO CARLOS DE Mgmt Against Against
MARCHI
12B ELECTION OF DIRECTOR: CARLOS ALVES DE BRITO Mgmt For For
12C ELECTION OF DIRECTOR: MARCEL HERRMANN Mgmt For For
TELLES
12D ELECTION OF DIRECTOR: JOSE HEITOR ATTILIO Mgmt For For
GRACIOSO
12E ELECTION OF DIRECTOR: VICENTE FALCONI Mgmt Against Against
CAMPOS
12F ELECTION OF DIRECTOR: LUIS FELIPE PEDREIRA Mgmt For For
DUTRA LEITE
12G ELECTION OF DIRECTOR: ROBERTO MOSES Mgmt Against Against
THOMPSON MOTTA
12H ELECTION OF DIRECTOR: ALVARO ANTONIO Mgmt For For
CARDOSO DE SOUZA
12I ELECTION OF DIRECTOR: PAULO ALBERTO LEMMAN Mgmt For For
12J ELECTION OF DIRECTOR: ANTONIO CARLOS Mgmt For For
AUGUSTO RIBEIRO BONCHRISTIANO
12K ELECTION OF DIRECTOR: MARCOS DE BARROS Mgmt For For
LISBOA
12L ELECTION OF ALTERNATE DIRECTOR: LUIZ Mgmt For For
FERNANDO ZIEGLER DE SAINT EDMOND
13 TO AMEND AND RESTATE THE COMPANY'S BY-LAWS, Mgmt For For
IN ACCORDANCE WITH COMPANY'S MANAGEMENT
PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
AMBEV S.A. Agenda Number: 933986791
--------------------------------------------------------------------------------------------------------------------------
Security: 02319V103
Meeting Type: Special
Meeting Date: 28-Apr-2014
Ticker: ABEV
ISIN: US02319V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1A ANALYSIS OF THE MANAGEMENT ACCOUNTS, WITH Mgmt For For
EXAMINATION, DISCUSSION AND VOTING ON THE
FINANCIAL STATEMENTS RELATED TO THE FISCAL
YEAR ENDED DECEMBER 31, 2013.
O1B ALLOCATION OF THE NET PROFITS FOR THE Mgmt For For
FISCAL YEAR ENDED DECEMBER 31, 2013 AND
RATIFICATION OF THE PAYMENT OF INTEREST ON
OWN CAPITAL AND DISTRIBUTION OF DIVIDENDS,
RELATED TO THE FISCAL YEAR ENDED ON
DECEMBER 31, 2013, APPROVED BY THE BOARD OF
DIRECTORS AT MEETINGS HELD ON AUGUST 30,
2013, JANUARY 6, 2014, AND MARCH 25, 2014.
O1C ELECTION OF THE MEMBERS OF THE COMPANY'S Mgmt For For
FISCAL COUNCIL AND THEIR RESPECTIVE
ALTERNATES FOR A TERM IN OFFICE UNTIL THE
ORDINARY GENERAL MEETING TO BE HELD IN
2015.
O1D RATIFICATION OF THE AMOUNTS PAID OUT AS Mgmt For For
COMPENSATION TO THE MANAGEMENT AND TO THE
MEMBERS OF THE FISCAL COUNCIL OF THE
COMPANY DURING THE FISCAL YEAR ENDED
DECEMBER 31, 2013 AND ESTABLISHING THE
OVERALL COMPENSATION OF THE MANAGEMENT AND
OF THE MEMBERS OF THE FISCAL COUNCIL FOR
THE FISCAL YEAR TO BE ENDED DECEMBER 31,
2014.
E2A WITH THE PURPOSE OF CARRYING OUT THE Mgmt For For
PARTIAL CAPITALIZATION OF THE TAX BENEFIT
EARNED BY THE COMPANY WITH THE PARTIAL
AMORTIZATION OF THE SPECIAL PREMIUM RESERVE
- IN 319/99 FOR THE 2013 FISCAL YEAR,
PURSUANT TO THE ARTICLE 7 OF CVM RULING N.
319/99, A CAPITAL INCREASE IN THE MINIMUM
AMOUNT OF R$ 218,277,229.62, UPON ISSUANCE
OF 13,566,018 SHARES AND THE MAXIMUM AMOUNT
OF R$ 352,684,594.10, UPON ISSUANCE OF UP
TO 21,919,490 SHARES, AT THE ISSUANCE PRICE
OF R$16.09 PER SHARE, ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
E2B NEW CAPITAL INCREASE IN THE AMOUNT OF R$ Mgmt For For
93,547,390.11, CORRESPONDING TO THE
CAPITALIZATION OF 30% OF THE TAX BENEFIT
EARNED WITH THE PARTIAL AMORTIZATION OF THE
SPECIAL PREMIUM RESERVE IN THE FISCAL YEAR
OF 2013, PURSUANT TO ARTICLE 7 OF THE CVM
RULING N. 319/99, WITHOUT THE ISSUANCE OF
NEW SHARES.
E2C BY VIRTUE OF THE RESOLUTION MENTIONED IN Mgmt For For
(2B.) ABOVE, AS WELL AS THE CAPITAL
INCREASES APPROVED BY THE COMPANY'S BOARD
OF DIRECTORS WITHIN THE LIMIT OF THE
AUTHORIZED CAPITAL, AND RATIFIED UNTIL THE
DATE OF THE ORDINARY AND EXTRAORDINARY
GENERAL MEETINGS, TO AMEND CAPUT OF ARTICLE
5 OF THE COMPANY'S BY-LAWS AND TO RESTATE
SUCH BY-LAWS.
--------------------------------------------------------------------------------------------------------------------------
AMDOCS LIMITED Agenda Number: 933910603
--------------------------------------------------------------------------------------------------------------------------
Security: G02602103
Meeting Type: Annual
Meeting Date: 30-Jan-2014
Ticker: DOX
ISIN: GB0022569080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT A. MINICUCCI Mgmt For For
1B. ELECTION OF DIRECTOR: ADRIAN GARDNER Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN T. MCLENNAN Mgmt For For
1D. ELECTION OF DIRECTOR: SIMON OLSWANG Mgmt For For
1E. ELECTION OF DIRECTOR: ZOHAR ZISAPEL Mgmt For For
1F. ELECTION OF DIRECTOR: JULIAN A. BRODSKY Mgmt For For
1G. ELECTION OF DIRECTOR: ELI GELMAN Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES S. KAHAN Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD T.C. LEFAVE Mgmt For For
1J. ELECTION OF DIRECTOR: GIORA YARON Mgmt For For
2. TO APPROVE AN INCREASE IN THE DIVIDEND RATE Mgmt For For
UNDER OUR QUARTERLY ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
3. TO APPROVE AN AMENDMENT TO AMDOCS LIMITED'S Mgmt For For
ARTICLES OF ... (DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL)
4. TO APPROVE THE AUTHORIZED SHARE CAPITAL OF Mgmt Split 29% For 71% Against Split
AMDOCS LIMITED AND ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
5. TO APPROVE OUR CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FISCAL YEAR ENDED
SEPTEMBER 30, 2013 (PROPOSAL V)
6. TO RATIFY AND APPROVE THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
AMERICA MOVIL, S.A.B. DE C.V. Agenda Number: 933981777
--------------------------------------------------------------------------------------------------------------------------
Security: 02364W105
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: AMX
ISIN: US02364W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPOINTMENT OR, AS THE CASE MAY BE, Mgmt Split 26% Against 74% Abstain
REELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS OF THE COMPANY THAT THE HOLDERS
OF THE SERIES "L" SHARES ARE ENTITLED TO
APPOINT. ADOPTION OF RESOLUTIONS THEREON.
2. APPOINTMENT OF DELEGATES TO EXECUTE AND, IF Mgmt Split 74% For 26% Against
APPLICABLE, FORMALIZE THE RESOLUTIONS
ADOPTED BY THE MEETING. ADOPTION OF
RESOLUTIONS THEREON.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION Agenda Number: 933965735
--------------------------------------------------------------------------------------------------------------------------
Security: 03027X100
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: AMT
ISIN: US03027X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RAYMOND P. DOLAN Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD M. DYKES Mgmt For For
1C. ELECTION OF DIRECTOR: CAROLYN F. KATZ Mgmt For For
1D. ELECTION OF DIRECTOR: GUSTAVO LARA CANTU Mgmt For For
1E. ELECTION OF DIRECTOR: JOANN A. REED Mgmt For For
1F. ELECTION OF DIRECTOR: PAMELA D.A. REEVE Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID E. SHARBUTT Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES D. TAICLET, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: SAMME L. THOMPSON Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AMETEK INC. Agenda Number: 933960242
--------------------------------------------------------------------------------------------------------------------------
Security: 031100100
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: AME
ISIN: US0311001004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANTHONY J. CONTI Mgmt For For
FRANK S. HERMANCE Mgmt For For
2. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
AMETEK, INC. EXECUTIVE COMPENSATION.
3. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
ANALOGIC CORPORATION Agenda Number: 933908660
--------------------------------------------------------------------------------------------------------------------------
Security: 032657207
Meeting Type: Annual
Meeting Date: 21-Jan-2014
Ticker: ALOG
ISIN: US0326572072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BERNARD C. BAILEY Mgmt For For
1B. ELECTION OF DIRECTOR: JEFFREY P. BLACK Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES W. GREEN Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES J. JUDGE Mgmt For For
1E. ELECTION OF DIRECTOR: KEVIN C. MELIA Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL T. MODIC Mgmt For For
1G. ELECTION OF DIRECTOR: FRED B. PARKS Mgmt For For
1H. ELECTION OF DIRECTOR: SOPHIE V. VANDEBROEK Mgmt For For
1I. ELECTION OF DIRECTOR: EDWARD F. VOBORIL Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSE COOPERS LLP AS OUR ... (DUE
TO SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL)
3. TO HOLD AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION
4. TO APPROVE AN AMENDED AND RESTATED 2009 Mgmt Against Against
STOCK INCENTIVE PLAN
5. TO APPROVE AN AMENDED AND RESTATED EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN
6. TO APPROVE THE 2014 ANNUAL INCENTIVE Mgmt For For
COMPENSATION PLAN
--------------------------------------------------------------------------------------------------------------------------
ANHANGUERA EDUCACIONAL PARTICIPACOES SA, VALINHOS, Agenda Number: 704993496
--------------------------------------------------------------------------------------------------------------------------
Security: P0355L115
Meeting Type: EGM
Meeting Date: 18-Mar-2014
Ticker:
ISIN: BRAEDUACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
I Examination, discussion and approval of the Mgmt For For
terms and conditions of the protocol of
merger and instrument of justification of
Anhanguera Publicacoes e Comercio de
Material Didatico Ltda., from here onwards
referred to as Aesa Publicacoes, which was
entered into on February 26, 2014, by the
managers of the company and of Aesa
Publicacoes
II Examination, discussion and ratification of Mgmt For For
the appointment of the valuation company
for the preparation of the valuation report
for Aesa Publicacoes
III Examination, discussion and approval of the Mgmt For For
valuation report for the entirety of the
equity of Aesa Publicacoes to be
transferred to the company
IV Examination, discussion and approval of the Mgmt For For
merger of Aesa Publicacoes into the
company, which is to be conducted in
accordance with the terms of the protocol
of merger and instrument of justification,
without the issuance of new shares by the
company, bearing in mind that the company
holds the entirety of the capital of Aesa
Publicacoes
V Authorization for the managers of the Mgmt For For
company to do all the acts that are
necessary for the implementation and
formalization of the proposed resolutions
that are approved by the general meeting of
shareholders of the company
--------------------------------------------------------------------------------------------------------------------------
ANHANGUERA EDUCACIONAL PARTICIPACOES SA, VALINHOS, Agenda Number: 705044434
--------------------------------------------------------------------------------------------------------------------------
Security: P0355L115
Meeting Type: AGM
Meeting Date: 28-Apr-2014
Ticker:
ISIN: BRAEDUACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
I To receive the administrators accounts, to Mgmt For For
examine, discuss and vote on the
administrations report, the financial
statements and the accounting statements
accompanied by the independent auditors
report regarding the fiscal year ended on
December 31, 2013
II To decide on the proposal of capital Mgmt For For
budget, allocation of the net profits of
the fiscal year and the distribution of
dividends
III To set the annual global remuneration of Mgmt For For
the managers for the 2014
IV To install and elect the members of the Mgmt For For
Fiscal Council and set their remuneration.
Votes in Groups of candidates only: Jose
Antonio Ramos, titular, Wagner Mar,
titular, Walter Mallas Machado de Barros,
titular, Jose Simone Neto, substitute,
Marcello Lopes dos Santos, substitute, Raul
Todao Filho, substitute, only to ordinary
shareholders
CMMT 31-MAR-2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO POSTPONEMENT OF MEETING
DATE FROM 22 APR 14 TO 28 APR 14 AND
RECEIPT OF THE NAMES OF THE FISCAL COUNCIL
MEMBERS. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
CMMT 31 MAR 2014: DELETION OF COMMENT Non-Voting
CMMT 31 MAR 2014: DELETION OF COMMENT Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA, BRUXELLES Agenda Number: 705080947
--------------------------------------------------------------------------------------------------------------------------
Security: B6399C107
Meeting Type: MIX
Meeting Date: 30-Apr-2014
Ticker:
ISIN: BE0003793107
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
A.1 Deciding that all outstanding subscription Mgmt For For
rights granted to Directors (including
former Directors) of the Company and
certain executives (including former
executives) will be automatically converted
into stock options, so that, upon exercise,
existing shares instead of new shares will
be delivered, with effect on 1 May 2014;
accordingly, acknowledging that all
subscription rights outstanding on 1 May
2014 will become without object, with
effect on the same date; confirming that
the terms and conditions of such
replacement stock options will be identical
to those of such subscription rights,
including regarding the exercise price and
the exercise conditions and periods, except
to the extent strictly needed to take into
account that existing shares instead of new
shares will be delivered; deciding that
such replacement CONTD
CONT CONTD stock options will continue to grant Non-Voting
their holders a right of early exercise in
the event contemplated by Article 501,
second indent, of the Companies Code (i.e.,
in relation to certain capital increases),
in the same manner as the subscription
rights did
A.2.a Special report by the Board of Directors on Non-Voting
the authorised capital, drawn up in
accordance with Article 604 of the
Companies Code
A.2.b Cancelling the unused portion of the Mgmt For For
existing authorised capital, granting a
renewed authorisation to the Board of
Directors to increase the capital in
accordance with Article 6 of the articles
of association, in one or more
transactions, by the issuance of a number
of shares, or financial instruments giving
right to a number of shares, which will
represent not more than 3% of the shares
issued as at 30 April 2014, and modifying
Article 6 of the articles of association
accordingly. Such authorisation is granted
for a period of five years as from the date
of publication of this modification to the
articles of association in the Belgian
State Gazette (Moniteur Belge /Belgisch
Staatsblad)
B.1.a Renewing, for a period of five years as Mgmt For For
from 30 April 2014, the authorisation to
the Board of Directors to purchase the
Company's own shares up to maximum 20 per
cent of the issued shares for a unitary
price which will not be lower than one euro
(EUR 1,-) and not higher than 20 % above
the highest closing price in the last
twenty trading days of the shares on
Euronext Brussels preceding the
acquisition. The previous authorization
expired on 28 April 2014
B.1.b Replacing Article 10 of the articles of Mgmt For For
association by the following text: "Article
10.-ACQUISITION AND DISPOSAL OF OWN SHARES
The company may, without any prior
authorisation of the Shareholders' Meeting,
in accordance with article 620 of the
Companies Code and under the conditions
provided for by law, acquire, on or outside
the stock exchange, its own shares up to a
maximum of 20% of the issued shares of the
company for a unitary price which will not
be lower than one euro (EUR 1,-) and not
higher than 20 % above the highest closing
price on Euronext Brussels in the last
twenty trading days preceding the
acquisition. The company may, without any
prior authorisation of the Shareholders'
Meeting, in accordance with article 622,
section 2, 1 of the Companies Code,
dispose, on or outside the stock exchange,
of the shares CONTD
CONT CONTD of the company which were acquired by Non-Voting
the company under the conditions determined
by the Board of Directors. The
authorisations set forth in the preceding
paragraphs also extend to acquisitions and
disposals of shares of the company by
direct subsidiaries of the company made in
accordance with article 627 of the
Companies Code. The authorisations set
forth in this article were granted for a
period of five (5) years as from the
extraordinary shareholders' meeting of
thirty April two thousand and fourteen
C.1 Management report by the Board of Directors Non-Voting
on the accounting year ended on 31 December
2013
C.2 Report by the statutory auditor on the Non-Voting
accounting year ended on 31 December 2013
C.3 Communication of the consolidated annual Non-Voting
accounts relating to the accounting year
ended on 31 December 2013, as well as the
management report by the Board of Directors
and the report by the statutory auditor on
the consolidated annual accounts
C.4 Approving the statutory annual accounts Mgmt For For
relating to the accounting year ended on 31
December 2013, including the following
allocation of the result: (as specified) On
a per share basis, this represents a gross
dividend for 2013 of EUR 2.05 giving right
to a dividend net of Belgian withholding
tax of EUR 1.5375 per share (in case of 25%
Belgian withholding tax) and of EUR 2.05
per share (in case of exemption from
Belgian withholding tax). Taking into
account the gross interim dividend of EUR
0.60 per share paid in November 2013, a
balance gross amount of EUR 1.45 will be
payable as from 8 May 2014, i.e. a balance
dividend net of Belgian withholding tax of
EUR 1.0875 per share (in case of 25%
Belgian withholding tax) and of EUR 1.45
per share (in case of exemption from
Belgian withholding tax). The actual gross
CONTD
CONT CONTD dividend amount (and, subsequently, Non-Voting
the balance amount) may fluctuate depending
on possible changes in the number of own
shares held by the Company on the dividend
payment date
C.5 Granting discharge to the Directors for the Mgmt For For
performance of their duties during the
accounting year ended on 31 December 2013
C.6 Granting discharge to the statutory auditor Mgmt For For
for the performance of his duties during
the accounting year ended on 31 December
2013
C.7.a Renewing the appointment as independent Mgmt For For
director of Mr. Kees Storm, for a period of
one year ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2014. The Company's
Corporate Governance Charter provides that
the term of office of directors shall end
immediately after the annual shareholders'
meeting following their 70th birthday,
except as provided by the Board of
Directors in special cases. The Board
considers that an exception to such age
limit is justified for Mr. Storm
considering the key role that he has played
and continues to play as independent
director. Mr. Storm complies with the
functional, family and financial criteria
of independence as provided for in Article
526ter of the Companies Code and in the
Company's Corporate Governance Charter,
except for the requirement CONTD
CONT CONTD not to have been a non-executive Non-Voting
director of the company for more than three
successive terms (Article 526ter, par. 1,
2). Except when legally required to apply
the definition of Article 526ter, par. 1,
2, the Board proposes to consider that Mr.
Storm continues to qualify as independent
director. The Board is of the opinion that
the quality and independence of the
contribution of Mr. Storm to the
functioning of the Board has not been
influenced by the length of his tenure. Mr.
Storm has acquired a superior understanding
of the Company's business, its underlying
strategy and specific culture, in
particular in his capacity of chairman of
the Board, and in light of his particular
experience, reputation and background it is
in the Company's best interests to renew
him as an independent director for an
additional term CONTD
CONT CONTD of one year. Moreover, Mr. Storm Non-Voting
expressly stated and the Board is of the
opinion that he does not have any
relationship with any company which could
compromise his independence
C.7.b Renewing the appointment as independent Mgmt For For
director of Mr. Mark Winkelman, for a
period of 1 year ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2014.
Mr. Winkelman complies with the functional,
family and financial criteria of
independence as provided for in Article
526ter of the Companies Code and in the
Company's Corporate Governance Charter,
except for the requirement not to have been
a non-executive director of the company for
more than three successive terms (Article
526ter, par. 1, 2). Except when legally
required to apply the definition of Article
526ter, par. 1, 2, the Board proposes to
consider that Mr. Winkelman continues to
qualify as independent director. The Board
is of the opinion that the quality and
independence of the contribution of Mr.
Winkelman to the CONTD
CONT CONTD functioning of the Board has not been Non-Voting
influenced by the length of his tenure. Mr.
Winkelman has acquired a superior
understanding of the Company's business,
its underlying strategy and specific
culture, and in light of his particular
experience, reputation and background it is
in the Company's best interests to renew
him as an independent director for an
additional term of one year. Moreover, Mr.
Winkelman expressly stated and the Board is
of the opinion that he does not have any
relationship with any company which could
compromise his independence
C.7.c Renewing the appointment as director of Mr. Mgmt For For
Alexandre Van Damme, for a period of four
years ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2017
C.7.d Renewing the appointment as director of Mr. Mgmt For For
Gregoire de Spoelberch, for a period of
four years ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2017
C.7.e Renewing the appointment as director of Mr. Mgmt For For
Carlos Alberto da Veiga Sicupira, for a
period of four years ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2017
C.7.f Renewing the appointment as director of Mr. Mgmt Against Against
Marcel Herrmann Telles, for a period of
four years ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2017
C.7.g Acknowledging the end of mandate as Mgmt For For
director of Mr. Jorge Paulo Lemann and
appointing as director Mr. Paulo Lemann as
his successor, for a period of four years
ending after the shareholders meeting which
will be asked to approve the accounts for
the year 2017. Mr. Paulo Lemann, a
Brazilian citizen, graduated from Faculdade
Candido Mendes in Rio de Janeiro, Brazil
with a B.A. in Economics. Mr. Lemann
interned at PriceWaterhouse in 1989 and was
employed as an Analyst at Andersen
Consulting from 1990 to 1991. From 1992 to
1995, he performed equity analysis while at
Banco Marka (Rio de Janeiro). Mr. Lemann
performed equity analysis for Dynamo Asset
Management (Rio de Janeiro) from 1995 to
1996. From 1997 to 2004, he started the
hedge fund investment effort at Tinicum
Inc., a New York based investment office
that advised the CONTD
CONT CONTD Synergy Fund of Funds where he served Non-Voting
as Portfolio Manager. In May 2005, Mr.
Lemann founded Pollux Capital and is
currently the Portfolio Manager. Mr. Lemann
is a board member of Lojas Americanas, the
Lemann Foundation and Ambev
C.7.h Acknowledging the end of mandate as Mgmt For For
director of Mr. Roberto Moses Thompson
Motta and appointing as director Mr.
Alexandre Behring as his successor, for a
period of four years ending after the
shareholders meeting which will be asked to
approve the accounts for the year 2017. Mr.
Behring, a Brazilian citizen, received a BS
in Electric Engineering from Pontificia
Universidade Catolica in Rio de Janeiro and
an MBA from Harvard Graduate School of
Business, having graduated as a Baker
Scholar and a Loeb Scholar. He is a
co-founder and the Managing Partner of 3G
Capital, a global investment firm with
offices in New York and Rio de Janeiro,
since 2004. Mr. Behring serves on Burger
King's Board as Chairman since October
2010, following Burger King's acquisition
by 3G Capital, and has become Chairman of
H.J. Heinz, following the CONTD
CONT CONTD closing of such company's acquisition Non-Voting
by Berkshire Hathaway and 3G Capital in
June 2013. Additionally, Mr. Behring served
as a Director, and member of the
Compensation and Operations Committees of
the Board of CSX Corporation, a leading
U.S. rail-based transportation company,
from 2008 to 2011. Previously, Mr. Behring
spent approximately 10 years at GP
Investments, one of Latin America's premier
private-equity firms, including eight years
as a partner and member of the firm's
Investment Committee. He served for seven
years, from 1998 through 2004, as a
Director and CEO of Latin America's largest
railroad, ALL (America Latina Logistica).
Mr. Behring was a co-founder and partner in
Modus OSI Technologies, a technology firm
with offices in Florida and Sao Paulo, from
1989 to 1993
C.7.i Appointing as independent director Mr. Elio Mgmt For For
Leoni Sceti, for a period of four years
ending after the shareholders' meeting
which will be asked to approve the accounts
for the year 2017. Mr Leoni Sceti is an
Italian citizen, living in the UK. He
graduated Magma Cum Laude in Economics from
LUISS in Rome, where he passed the Dottore
Commercialista post graduate bar exam. Mr.
Sceti is currently CEO of Iglo Group, a
European food business whose brands are
Birds Eye, Findus (in Italy) and Iglo. He
has over 20 years' experience in the FMCG
and media sectors. He served as CEO of EMI
Music from 2008 to 2010. Prior to EMI, Mr.
Sceti had an international career in
marketing and held senior leadership roles
at Procter & Gamble and Reckitt Benckiser.
Mr. Sceti is also a private investor in
technology start-ups, and is currently
CONTD
CONT CONTD Chairman of Zeebox Ltd, Chairman of Non-Voting
LSG holdings, and a Counsellor at One Young
World. Mr. Elio Leoni Sceti complies with
the functional, family and financial
criteria of independence as provided for in
Article 526ter of the Companies Code and in
the Company's Corporate Governance Charter.
Moreover, Mr. Elio Leoni Sceti expressly
stated and the Board is of the opinion that
he does not have any relationship with any
company which could compromise his
independence
C.7.j Appointing as director Mrs. Maria Asuncion Mgmt For For
Aramburuzabala Larregui, for a period of
four years ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2017. Mrs.
Aramburuzabala was proposed for appointment
as director in accordance with the terms of
the combination of ABI with Grupo Modelo.
Mrs. Aramburuzabala is a citizen of Mexico
and holds a degree in Accounting from ITAM
(Instituto Tecnologico Autonomo de Mexico).
She has served as CEO of Tresalia Capital
since 1996. She is also on the Boards of
KIO Networks, Abilia, Red Universalia,
Grupo Modelo, Grupo Financiero Banamex,
Banco Nacional de Mexico, non-executive
Director of Fresnillo plc, Medica Sur,
Latin America Conservation Council, Calidad
de Vida, Progreso y Desarrollo para la
Ciudad de Mexico and an Advisory Board
member CONTD
CONT CONTD of the Instituto Tecnologico Autonomo Non-Voting
de Mexico, School of Business
C.7.k Appointing as director Mr. Valentin Diez Mgmt For For
Morodo, for a period of four years ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2017. Mr. Diez was proposed for
appointment as director in accordance with
the terms of the combination of ABI with
Grupo Modelo. Born in 1940, Mr. Valentin
Diez has exceeded the age limit of 70 years
for directors as set forth in the Company's
Corporate Governance Charter. The Board
considers however that an exception to this
age limit is justified for Mr. Diez
considering the key role that he has played
and continues to play within Grupo Modelo
as well as his exceptional business
experience and reputation, amongst others
in the beer sector and industry at large.
Mr. Diez is a citizen of Mexico and holds a
degree in Business Administration from the
CONTD
CONT CONTD Universidad Iberoamericana and Non-Voting
participated in postgraduate courses at the
University of Michigan. He is currently
President of Grupo Nevadi International,
Chairman of the Consejo Empresarial
Mexicano de Comercio Exterior, Inversion y
Tecnologia, AC (COMCE) and Chairman of that
organization's Mexico-Spain Bilateral
Committee. He is a member of the Board of
Directors of Grupo Modelo, Vice President
of Kimberly Clark de Mexico and Grupo
Aeromexico. He is member of the Board of
Grupo Financiero Banamex, Acciones y
Valores Banamex, Grupo Dine, Mexichem, OHL
Mexico, Zara Mexico, Telefonica Moviles
Mexico, Banco Nacional de Comercio
Exterior, S.N.C. (Bancomext), ProMexico and
the Instituto de Empresa, Madrid. He is
member of the Consejo Mexicano de Hombres
de Negocios and Chairman of the Instituto
Mexicano para la CONTD
CONT CONTD Competitividad, IMCO. He is Chairman Non-Voting
of the Assembly of Associates of the
Universidad Iberoamericana, and Founder and
Chairman of the Diez Morodo Foundation,
which encourages social, sporting,
educational and philanthropic causes. Mr.
Diez is also a member of the Board of the
Museo Nacional de las Artes, MUNAL in
Mexico and member of the International
Trustees of the Museo del Prado in Madrid,
Spain
C.8.a Approving the remuneration report for the Mgmt Against Against
financial year 2013 as set out in the 2013
annual report, including the executive
remuneration policy. The 2013 annual report
and remuneration report containing the
executive remuneration policy can be
reviewed as indicated at the end of this
notice
C.8.b Deciding to grant and, pursuant to Article Mgmt For For
554, indent 7, of the Companies Code, to
expressly approve the grant of 15,000 stock
options to each of the current Directors of
the Company, being all non-executive
Directors, for the performance of their
mandate during the financial year 2013.
However, the number of stock options
amounts to 20,000 for the Chairman of the
Audit Committee and to 30,000 for the
Chairman of the Board of Directors. The
main features of these stock options can be
summarised as follows: each stock option
confers the right to purchase one existing
ordinary share of the Company, with the
same rights (including dividend rights) as
the other existing shares. Each stock
option is granted for no consideration. Its
exercise price equals the closing price of
the Company share on Euronext Brussels on
29 April CONTD
CONT CONTD 2014. All stock options have a term Non-Voting
of ten years as from their granting and
become exercisable five years after their
granting. At the end of the ten year term,
the stock options that have not been
exercised will automatically become null
and void
D.1 Granting powers to Mr. Benoit Loore, VP Mgmt For For
Corporate Governance, with power to
substitute and without prejudice to other
delegations of powers to the extent
applicable, for (i) the implementation of
resolution A.1 regarding the change in
relation to outstanding subscription
rights, (ii) the restatements of the
articles of association as a result of all
changes referred to above, the signing of
the restated articles of association and
their filings with the clerk's office of
the Commercial Court of Brussels, and (iii)
any other filings and publication
formalities in relation to the above
resolutions
--------------------------------------------------------------------------------------------------------------------------
ANTOFAGASTA PLC, LONDON Agenda Number: 705156328
--------------------------------------------------------------------------------------------------------------------------
Security: G0398N128
Meeting Type: AGM
Meeting Date: 21-May-2014
Ticker:
ISIN: GB0000456144
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE DIRECTORS' AND Mgmt For For
AUDITORS' REPORTS AND THE FINANCIAL
STATEMENTS FOR THE YEAR ENDED 31 DECEMBER
2013
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against
POLICY REPORT, THE FULL TEXT OF WHICH IS
SET OUT IN THE DIRECTORS' REMUNERATION
REPORT FOR THE YEAR ENDED 31 DECEMBER 2013
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against
REPORT FOR THE YEAR ENDED 31 DECEMBER 2013
(EXCLUDING THE DIRECTORS' REMUNERATION
POLICY REPORT)
4 TO DECLARE A FINAL DIVIDEND Mgmt For For
5 TO RE-ELECT MR. J-P LUKSIC AS A DIRECTOR Mgmt Against Against
6 TO RE-ELECT MR. W M HAYES AS A DIRECTOR Mgmt For For
7 TO RE-ELECT MR. G S MENENDEZ AS A DIRECTOR Mgmt For For
8 TO RE-ELECT MR. R F JARA AS A DIRECTOR Mgmt For For
9 TO RE-ELECT MR. J G CLARO AS A DIRECTOR Mgmt For For
10 TO RE-ELECT MR. H DRYLAND AS A DIRECTOR Mgmt For For
11 TO RE-ELECT MR. T C BAKER AS A DIRECTOR Mgmt For For
12 TO RE-ELECT MR. M L S DE SOUSA-OLIVEIRA AS Mgmt For For
A DIRECTOR
13 TO RE-ELECT MR. N A PIZARRO AS A DIRECTOR Mgmt For For
14 TO RE-ELECT MR. A LUKSIC AS A DIRECTOR Mgmt For For
15 TO RE-ELECT Ms. V BLANLOT AS A DIRECTOR Mgmt For For
16 TO RE-APPOINT DELOITTE LLP AS AUDITORS Mgmt For For
17 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
AUDITOR'S REMUNERATION
18 TO GRANT AUTHORITY TO THE DIRECTORS TO Mgmt For For
ALLOT SECURITIES
19 TO GRANT POWER TO THE DIRECTORS TO ALLOT Mgmt For For
SECURITIES FOR CASH OTHER THAN ON A PRO
RATA BASIS TO SHAREHOLDERS
20 TO RENEW THE COMPANY'S AUTHORITY TO MAKE Mgmt For For
MARKET PURCHASES OF ORDINARY SHARES
21 TO PERMIT THE COMPANY TO CALL GENERAL Mgmt For For
MEETINGS (OTHER THAN ANNUAL GENERAL
MEETINGS) ON 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 934007445
--------------------------------------------------------------------------------------------------------------------------
Security: G0408V102
Meeting Type: Annual
Meeting Date: 24-Jun-2014
Ticker: AON
ISIN: GB00B5BT0K07
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESTER B. KNIGHT Mgmt For For
1B. ELECTION OF DIRECTOR: GREGORY C. CASE Mgmt For For
1C. ELECTION OF DIRECTOR: FULVIO CONTI Mgmt For For
1D. ELECTION OF DIRECTOR: CHERYL A. FRANCIS Mgmt For For
1E. ELECTION OF DIRECTOR: EDGAR D. JANNOTTA Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES W. LENG Mgmt For For
1G. ELECTION OF DIRECTOR: J. MICHAEL LOSH Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For
1K. ELECTION OF DIRECTOR: GLORIA SANTONA Mgmt For For
1L. ELECTION OF DIRECTOR: CAROLYN Y. WOO Mgmt For For
2. RECEIPT OF AON'S ANNUAL REPORT AND Mgmt For For
ACCOUNTS, TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND AUDITORS FOR THE YEAR ENDED
DECEMBER 31, 2013.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS AON'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4. RE-APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
AON'S U.K. STATUTORY AUDITOR UNDER THE
COMPANIES ACT 2006.
5. AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt For For
DETERMINE THE REMUNERATION OF ERNST & YOUNG
LLP.
6. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
7. APPROVAL OF DIRECTORS' REMUNERATION POLICY. Mgmt For For
8. ADVISORY VOTE TO APPROVE THE DIRECTORS' Mgmt For For
REMUNERATION REPORT (OTHER THAN THE
DIRECTORS' REMUNERATION POLICY).
9. APPROVAL OF THE AON PLC 2011 INCENTIVE Mgmt Against Against
COMPENSATION PLAN.
10 APPROVAL OF FORMS OF SHARE REPURCHASE Mgmt For For
CONTRACT AND REPURCHASE COUNTERPARTIES.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933915564
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 28-Feb-2014
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt For For
TIMOTHY COOK Mgmt For For
MILLARD DREXLER Mgmt For For
AL GORE Mgmt For For
ROBERT IGER Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR LEVINSON Mgmt For For
RONALD SUGAR Mgmt For For
2. THE AMENDMENT OF THE COMPANY'S RESTATED Mgmt For For
ARTICLES OF INCORPORATION (THE "ARTICLES")
TO FACILITATE THE IMPLEMENTATION OF
MAJORITY VOTING FOR THE ELECTION OF
DIRECTORS IN AN UNCONTESTED ELECTION BY
ELIMINATING ARTICLE VII, WHICH RELATES TO
THE TERM OF DIRECTORS AND THE TRANSITION
FROM A CLASSIFIED BOARD OF DIRECTORS TO A
DECLASSIFIED STRUCTURE
3. THE AMENDMENT OF THE ARTICLES TO ELIMINATE Mgmt For For
THE "BLANK CHECK" AUTHORITY OF THE BOARD TO
ISSUE PREFERRED STOCK
4. THE AMENDMENT OF THE ARTICLES TO ESTABLISH Mgmt For For
A PAR VALUE FOR THE COMPANY'S COMMON STOCK
OF $0.00001 PER SHARE
5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
6. A NON-BINDING ADVISORY RESOLUTION TO Mgmt Against Against
APPROVE EXECUTIVE COMPENSATION
7. THE APPROVAL OF THE APPLE INC. 2014 Mgmt For For
EMPLOYEE STOCK PLAN
8. A SHAREHOLDER PROPOSAL BY JOHN HARRINGTON Shr Against For
AND NORTHSTAR ASSET MANAGEMENT INC.
ENTITLED "BOARD COMMITTEE ON HUMAN RIGHTS"
TO AMEND THE COMPANY'S BYLAWS
9. A SHAREHOLDER PROPOSAL BY THE NATIONAL Shr Against For
CENTER FOR PUBLIC POLICY RESEARCH OF A
NON-BINDING ADVISORY RESOLUTION ENTITLED
"REPORT ON COMPANY MEMBERSHIP AND
INVOLVEMENT WITH CERTAIN TRADE ASSOCIATIONS
AND BUSINESS ORGANIZATIONS"
10. A SHAREHOLDER PROPOSAL BY CARL ICAHN OF A Shr Against For
NON-BINDING ADVISORY RESOLUTION THAT THE
COMPANY COMMIT TO COMPLETING NOT LESS THAN
$50 BILLION OF SHARE REPURCHASES DURING ITS
2014 FISCAL YEAR (AND INCREASE THE
AUTHORIZATION UNDER ITS CAPITAL RETURN
PROGRAM ACCORDINGLY)
11. A SHAREHOLDER PROPOSAL BY JAMES MCRITCHIE Shr Against For
OF A NON-BINDING ADVISORY RESOLUTION
ENTITLED "PROXY ACCESS FOR SHAREHOLDERS"
--------------------------------------------------------------------------------------------------------------------------
ASAHI KASEI CORPORATION Agenda Number: 705347121
--------------------------------------------------------------------------------------------------------------------------
Security: J0242P110
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3111200006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Change Company Location Mgmt For For
to Tokyo, Allow President to Convene and
Chair a Shareholders Meeting, Allow
Chairperson to Convene and Chair a Board
Meeting
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt Against Against
4 Approve Retirement Allowance for Retiring Mgmt For For
Directors, and Payment of Accrued Benefits
associated with Abolition of Retirement
Benefit System for Current Corporate
Officers
5 Amend the Compensation to be received by Mgmt For For
Directors
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDING NV, VELDHOVEN Agenda Number: 705000014
--------------------------------------------------------------------------------------------------------------------------
Security: N07059202
Meeting Type: AGM
Meeting Date: 23-Apr-2014
Ticker:
ISIN: NL0010273215
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Open meeting Non-Voting
2 Discuss the company's business, financial Non-Voting
situation and sustainability
3 Discuss the remuneration policy 2010 for Non-Voting
management board members
4 Adopt financial statements and statutory Mgmt For For
reports
5 Approve discharge of management board Mgmt For For
6 Approve discharge of supervisory board Mgmt For For
7 Receive explanation on company's reserves Non-Voting
and dividend policy
8 Approve dividends of EUR 0.61 per ordinary Mgmt For For
share
9 Amend remuneration policy for management Mgmt For For
board members
10 Approve performance share arrangement Mgmt For For
according to remuneration policy
11 Approve numbers of stock options, Mgmt For For
respectively shares, for employees
12 Announce intention to reappoint P.T.F.M. Non-Voting
Wennink, M.A. van den Brink F.J.M.
Schneider-Maunoury, and W.U. Nickl to
management board
13a Reelect F.W. Frohlich to supervisory board Mgmt For For
13b Elect J.M.C. Stork to supervisory board Mgmt For For
14 Announcement of retirement of supervisory Non-Voting
board members H.C.J. van den Burg and F.W.
Frohlich by rotation in 2015
15 Approve remuneration of supervisory board Mgmt For For
16 Ratify Deloitte as auditors Mgmt For For
17a Grant board authority to issue shares up to Mgmt For For
5 percent of issued capital
17b Authorize board to exclude preemptive Mgmt For For
rights from issuance under item 17a
17c Grant board authority to issue shares up to Mgmt For For
5 percent in case of takeover/merger and
restricting/excluding preemptive rights
17d Authorize board to exclude preemptive Mgmt For For
rights from issuance under item 17c
18a Authorize repurchase of up to 10 percent of Mgmt For For
issued share capital
18b Authorize additional repurchase of up to 10 Mgmt For For
percent of issued share capital
19 Authorize cancellation of repurchased Mgmt For For
shares
20 Other business Non-Voting
21 Close meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ASSA ABLOY AB, STOCKHOLM Agenda Number: 705105131
--------------------------------------------------------------------------------------------------------------------------
Security: W0817X105
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: SE0000255648
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING: THE Non-Voting
NOMINATION COMMITTEE, CONSISTING OF
CHAIRMAN GUSTAF DOUGLAS (INVESTMENT AB
LATOUR), MIKAEL EKDAHL (MELKER SCHORLING
AB), LISELOTT LEDIN (ALECTA), MARIANNE
NILSSON (SWEDBANK ROBUR FONDER) AND JOHAN
STRANDBERG (SEB FONDER/SEB TRYGG LIV),
PROPOSES THAT LARS RENSTROM IS ELECTED
CHAIRMAN OF THE ANNUAL GENERAL MEETING
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF TWO PERSONS TO APPROVE THE Non-Voting
MINUTES
6 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
7 REPORT BY THE PRESIDENT AND CEO, MR. JOHAN Non-Voting
MOLIN
8.a PRESENTATION OF: THE ANNUAL REPORT AND THE Non-Voting
AUDIT REPORT AS WELL AS THE CONSOLIDATED
ACCOUNTS AND THE AUDIT REPORT FOR THE GROUP
8.b PRESENTATION OF: THE GROUP AUDITOR'S REPORT Non-Voting
REGARDING WHETHER THERE HAS BEEN COMPLIANCE
WITH THE REMUNERATION GUIDELINES ADOPTED ON
THE 2013 ANNUAL GENERAL MEETING
8.c PRESENTATION OF: THE BOARD OF DIRECTORS Non-Voting
PROPOSAL REGARDING DISTRIBUTION OF EARNINGS
AND MOTIVATED STATEMENT
9.a RESOLUTION REGARDING: ADOPTION OF THE Mgmt For For
STATEMENT OF INCOME AND THE BALANCE SHEET
AS WELL AS THE CONSOLIDATED STATEMENT OF
INCOME AND THE CONSOLIDATED BALANCE SHEET
9.b RESOLUTION REGARDING: DISPOSITIONS OF THE Mgmt For For
COMPANY'S PROFIT ACCORDING TO THE ADOPTED
BALANCE SHEET: THE BOARD OF DIRECTORS
PROPOSES A DIVIDEND OF SEK 5.70 PER SHARE.
AS RECORD DATE FOR THE DIVIDEND, THE BOARD
OF DIRECTORS PROPOSES MONDAY 12 MAY 2014.
SUBJECT TO RESOLUTION BY THE ANNUAL GENERAL
MEETING IN ACCORDANCE WITH THE PROPOSAL,
THE DIVIDEND IS EXPECTED TO BE DISTRIBUTED
BY EUROCLEAR SWEDEN AB ON THURSDAY 15 MAY
2014
9.c RESOLUTION REGARDING: DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CEO
10 DETERMINATION OF THE NUMBER OF MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS: THE NUMBER OF
MEMBERS OF THE BOARD OF DIRECTORS SHALL BE
EIGHT
11 DETERMINATION OF FEES TO THE BOARD OF Mgmt For For
DIRECTORS AND THE AUDITORS
12 ELECTION OF THE BOARD OF DIRECTORS, Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS, VICE
CHAIRMAN OF THE BOARD OF DIRECTORS AND THE
AUDITORS: RE-ELECTION OF LARS RENSTROM,
CARL DOUGLAS, BIRGITTA KLASEN, EVA
LINDQVIST, JOHAN MOLIN, SVEN-CHRISTER
NILSSON, JAN SVENSSON AND ULRIK SVENSSON AS
MEMBERS OF THE BOARD OF DIRECTORS.
RE-ELECTION OF LARS RENSTROM AS CHAIRMAN OF
THE BOARD OF DIRECTORS AND CARL DOUGLAS AS
VICE CHAIRMAN OF THE BOARD OF DIRECTORS.
RE-ELECTION OF THE REGISTERED AUDIT FIRM
PRICEWATERHOUSECOOPERS AB AS AUDITOR FOR
THE TIME PERIOD UNTIL THE END OF THE 2015
ANNUAL GENERAL MEETING.
PRICEWATERHOUSECOOPERS AB HAS INFORMED
THAT, PROVIDED THAT THE NOMINATION
COMMITTEES' PROPOSAL IS ADOPTED BY THE
ANNUAL GENERAL MEETING, AUTHORISED PUBLIC
ACCOUNTANT BO KARLSSON WILL CONTINUE TO BE
APPOINTED AS AUDITOR IN CHARGE
13 ELECTION OF MEMBERS OF THE NOMINATION Mgmt For For
COMMITTEE AND DETERMINATION OF THE
ASSIGNMENT OF THE NOMINATION COMMITTEE: THE
NOMINATION COMMITTEE SHALL CONSIST OF FIVE
MEMBERS, WHO, UP TO AND INCLUDING THE
ANNUAL GENERAL MEETING 2015, SHALL BE
GUSTAF DOUGLAS (INVESTMENT AB LATOUR),
MIKAEL EKDAHL (MELKER SCHORLING AB),
LISELOTT LEDIN (ALECTA), MARIANNE NILSSON
(SWEDBANK ROBUR FONDER) AND ANDERS
OSCARSSON (AMF FONDER). GUSTAF DOUGLAS
SHALL BE APPOINTED CHAIRMAN OF THE
NOMINATION COMMITTEE
14 RESOLUTION REGARDING GUIDELINES FOR Mgmt For For
REMUNERATION TO SENIOR MANAGEMENT
15 RESOLUTION REGARDING AUTHORISATION TO Mgmt For For
REPURCHASE AND TRANSFER SERIES B SHARES IN
THE COMPANY
16 RESOLUTION REGARDING LONG TERM INCENTIVE Mgmt For For
PROGRAMME
17 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ASSURED GUARANTY LTD. Agenda Number: 933942662
--------------------------------------------------------------------------------------------------------------------------
Security: G0585R106
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: AGO
ISIN: BMG0585R1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANCISCO L. BORGES* Mgmt For For
G. LAWRENCE BUHL* Mgmt For For
STEPHEN A. COZEN* Mgmt For For
DOMINIC J. FREDERICO* Mgmt For For
BONNIE L. HOWARD* Mgmt For For
PATRICK W. KENNY* Mgmt For For
SIMON W. LEATHES* Mgmt For For
ROBIN MONRO-DAVIES* Mgmt For For
MICHAEL T. O'KANE* Mgmt For For
YUKIKO OMURA* Mgmt For For
WILBUR L. ROSS, JR.* Mgmt For For
HOWARD W. ALBERT# Mgmt For For
ROBERT A. BAILENSON# Mgmt For For
RUSSELL B. BREWER II# Mgmt For For
GARY BURNET# Mgmt For For
STEPHEN DONNARUMMA# Mgmt For For
DOMINIC J. FREDERICO# Mgmt For For
JAMES M. MICHENER# Mgmt For For
ROBERT B. MILLS# Mgmt For For
2. TO VOTE, ON AN ADVISORY BASIS, ON EXECUTIVE Mgmt Against Against
COMPENSATION.
3. TO APPROVE OUR LONG-TERM INCENTIVE PLAN, AS Mgmt For For
AMENDED THROUGH THE THIRD AMENDMENT.
4. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP ("PWC") AS THE
COMPANY'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
5. AUTHORIZING THE COMPANY TO VOTE FOR THE Mgmt For For
RATIFICATION OF THE APPOINTMENT OF PWC AS
AG RE'S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
ASTELLAS PHARMA INC. Agenda Number: 705323981
--------------------------------------------------------------------------------------------------------------------------
Security: J03393105
Meeting Type: AGM
Meeting Date: 18-Jun-2014
Ticker:
ISIN: JP3942400007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt For For
5 Approve Details of Compensation as Mgmt For For
Stock-Linked Compensation Type Stock
Options for Directors
--------------------------------------------------------------------------------------------------------------------------
ATMEL CORPORATION Agenda Number: 933970685
--------------------------------------------------------------------------------------------------------------------------
Security: 049513104
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: ATML
ISIN: US0495131049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: STEVEN LAUB Mgmt For For
1.2 ELECTION OF DIRECTOR: TSUNG-CHING WU Mgmt For For
1.3 ELECTION OF DIRECTOR: DAVID SUGISHITA Mgmt For For
1.4 ELECTION OF DIRECTOR: PAPKEN DER TOROSSIAN Mgmt For For
1.5 ELECTION OF DIRECTOR: JACK L. SALTICH Mgmt For For
1.6 ELECTION OF DIRECTOR: CHARLES CARINALLI Mgmt For For
1.7 ELECTION OF DIRECTOR: DR. EDWARD ROSS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
AUSTRALIA & NEW ZEALAND BANKING GROUP LTD, MELBOUR Agenda Number: 704846231
--------------------------------------------------------------------------------------------------------------------------
Security: Q09504137
Meeting Type: AGM
Meeting Date: 18-Dec-2013
Ticker:
ISIN: AU000000ANZ3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 3, 4, 5.A, 5.B AND 6 AND VOTES
CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE PROPOSAL/S
WILL BE DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE
(OR VOTE "ABSTAIN") ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2 Adoption of the Remuneration Report Mgmt For For
3 Grant of Performance Rights to Mr Michael Mgmt For For
Smith
4 Approval of Euro Preference Shares Buy-Back Mgmt For For
Scheme
5.a Approval of CPS1 First Buy-Back Scheme Mgmt For For
5.b Approval of CPS1 Second Buy-Back Scheme Mgmt For For
6 Approval of Securities Issued (ANZ Capital Mgmt For For
Notes)
7.a To elect Mr G. R. Liebelt as a Mgmt For For
Board-Endorsed Candidate
7.b To re-elect Mr I. J. Macfarlane as a Mgmt For For
Board-Endorsed Candidate
8 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Election of
Non-Board-Endorsed Candidate - Mr D.C.
Barrow
--------------------------------------------------------------------------------------------------------------------------
AUTOLIV INC Agenda Number: 705090873
--------------------------------------------------------------------------------------------------------------------------
Security: U0508X119
Meeting Type: AGM
Meeting Date: 06-May-2014
Ticker:
ISIN: SE0000382335
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS "1.1 TO 1.3". THANK YOU.
1.1 ELECTION OF DIRECTOR: JAN CARLSON Mgmt No vote
1.2 ELECTION OF DIRECTOR: LARS NYBERG Mgmt No vote
1.3 ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt No vote
2 ADVISORY VOTE ON AUTOLIV, INC'S 2013 Mgmt No vote
EXECUTIVE COMPENSATION
3 AMENDMENT OF AUTOLIV, INC'S RESTATED Mgmt No vote
CERTIFICATE OF INCORPORATION TO DECLASSIFY
THE BOARD OF DIRECTORS OF AUTOLIV
4 RATIFICATION OF ERNST & YOUNG AB AS Mgmt No vote
INDEPENDENT AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014
--------------------------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. Agenda Number: 933881080
--------------------------------------------------------------------------------------------------------------------------
Security: 053015103
Meeting Type: Annual
Meeting Date: 12-Nov-2013
Ticker: ADP
ISIN: US0530151036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ELLEN R. ALEMANY Mgmt For For
GREGORY D. BRENNEMAN Mgmt For For
LESLIE A. BRUN Mgmt For For
RICHARD T. CLARK Mgmt For For
ERIC C. FAST Mgmt For For
LINDA R. GOODEN Mgmt For For
R. GLENN HUBBARD Mgmt For For
JOHN P. JONES Mgmt For For
CARLOS A. RODRIGUEZ Mgmt For For
GREGORY L. SUMME Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. APPOINTMENT OF DELOITTE & TOUCHE LLP. Mgmt For For
4. RE-APPROVAL OF PERFORMANCE-BASED PROVISIONS Mgmt For For
OF THE AUTOMATIC DATA PROCESSING, INC. 2008
OMNIBUS AWARD PLAN.
--------------------------------------------------------------------------------------------------------------------------
AUXILIUM PHARMACEUTICALS, INC. Agenda Number: 933979176
--------------------------------------------------------------------------------------------------------------------------
Security: 05334D107
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: AUXL
ISIN: US05334D1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROLF A. CLASSON Mgmt For For
ADRIAN ADAMS Mgmt For For
PETER C. BRANDT Mgmt For For
OLIVER S. FETZER, PH.D. Mgmt For For
PAUL A. FRIEDMAN, M.D. Mgmt For For
NANCY S. LURKER Mgmt For For
WILLIAM T. MCKEE Mgmt For For
2 TO RATIFY THE SELECTION BY THE AUDIT AND Mgmt For For
COMPLIANCE COMMITTEE OF THE COMPANY'S BOARD
OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS, AS DISCLOSED PURSUANT TO THE
COMPENSATION DISCLOSURE RULES OF THE
SECURITIES AND EXCHANGE COMMISSION,
INCLUDING THE COMPENSATION DISCUSSION AND
ANALYSIS, THE COMPENSATION TABLES AND ANY
RELATED MATERIALS DISCLOSED IN ... (DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
4 TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S CERTIFICATE OF INCORPORATION
TO INCREASE THE AUTHORIZED COMMON STOCK
CAPITAL OF THE COMPANY FROM 120,000,000 TO
150,000,000 SHARES.
5 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE AUXILIUM PHARMACEUTICALS, INC. 2004
EQUITY COMPENSATION PLAN (THE "PLAN") TO
INCREASE THE NUMBER OF SHARES OF COMPANY
COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER
THE PLAN BY 2,500,000 SHARES FROM
15,800,000 TO 18,300,000 SHARES AND TO
INCREASE THE FUNGIBLE SHARE RATIO FROM 1.7
TO 1.88 SHARES.
--------------------------------------------------------------------------------------------------------------------------
AVAGO TECHNOLOGIES U.S. INC. Agenda Number: 933926264
--------------------------------------------------------------------------------------------------------------------------
Security: Y0486S104
Meeting Type: Annual
Meeting Date: 09-Apr-2014
Ticker: AVGO
ISIN: SG9999006241
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MR. HOCK E. TAN Mgmt For For
1B. ELECTION OF DIRECTOR: MR. JOHN T. DICKSON Mgmt For For
1C. ELECTION OF DIRECTOR: MR. JAMES V. DILLER Mgmt For For
1D. ELECTION OF DIRECTOR: MR. LEWIS C. Mgmt For For
EGGEBRECHT
1E. ELECTION OF DIRECTOR: MR. BRUNO GUILMART Mgmt For For
1F. ELECTION OF DIRECTOR: MR. KENNETH Y. HAO Mgmt For For
1G. ELECTION OF DIRECTOR: MS. JUSTINE F. LIEN Mgmt For For
1H. ELECTION OF DIRECTOR: MR. DONALD MACLEOD Mgmt For For
1I. ELECTION OF DIRECTOR: MR. PETER J. MARKS Mgmt For For
2. TO APPROVE THE RE-APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AVAGO'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM AND INDEPENDENT SINGAPORE AUDITOR FOR
THE FISCAL YEAR ENDING NOVEMBER 2, 2014,
AND TO AUTHORIZE THE AUDIT COMMITTEE TO FIX
ITS REMUNERATION.
3. TO APPROVE THE CASH COMPENSATION FOR Mgmt For For
AVAGO'S NON-EMPLOYEE DIRECTORS FOR SERVICES
RENDERED BY THEM THROUGH THE DATE OF
AVAGO'S 2015 ANNUAL GENERAL MEETING OF
SHAREHOLDERS AND FOR EACH APPROXIMATELY
12-MONTH PERIOD THEREAFTER, AS SET FORTH IN
AVAGO'S NOTICE OF, AND PROXY STATEMENT
RELATING TO, ITS 2014 ANNUAL GENERAL
MEETING.
4. NON-BINDING, ADVISORY VOTE: TO APPROVE THE Mgmt For For
COMPENSATION OF AVAGO'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402
OF REGULATION S-K, SET FORTH IN
"COMPENSATION DISCUSSION AND ANALYSIS" AND
IN THE COMPENSATION TABLES AND THE
ACCOMPANYING NARRATIVE DISCLOSURE UNDER
"EXECUTIVE COMPENSATION" IN AVAGO'S PROXY
STATEMENT RELATING TO ITS 2014 ANNUAL
GENERAL MEETING.
5. TO APPROVE THE GENERAL AUTHORIZATION FOR Mgmt Split 67% For 33% Against Split
THE DIRECTORS OF AVAGO TO ALLOT AND ISSUE
ORDINARY SHARES, AS SET FORTH IN AVAGO'S
NOTICE OF, AND PROXY STATEMENT RELATING TO,
ITS 2014 ANNUAL GENERAL MEETING.
6. TO APPROVE THE SHARE PURCHASE MANDATE Mgmt For For
AUTHORIZING THE PURCHASE OR ACQUISITION BY
AVAGO OF ITS OWN ISSUED ORDINARY SHARES, AS
SET FORTH IN AVAGO'S NOTICE OF, AND PROXY
STATEMENT RELATING TO, ITS 2014 ANNUAL
GENERAL MEETING.
7. TO APPROVE THE ADOPTION OF THE AVAGO Mgmt Split 67% For 33% Against Split
TECHNOLOGIES LIMITED EXECUTIVE CASH AND
EQUITY INCENTIVE AWARD PLAN AND ITS
ADMINISTRATION AND IMPLEMENTATION BY THE
COMPENSATION COMMITTEE, AS SET FORTH IN
AVAGO'S NOTICE OF, AND PROXY STATEMENT
RELATING TO, ITS 2014 ANNUAL GENERAL
MEETING.
8. TO APPROVE THE SEVERANCE BENEFIT AGREEMENT Mgmt For For
BETWEEN AVAGO AND HOCK E. TAN, PRESIDENT
AND CHIEF EXECUTIVE OFFICER AND A DIRECTOR,
AND THE BENEFITS THAT MAY BE PROVIDED TO
MR. TAN THEREUNDER, AS SET FORTH IN AVAGO'S
NOTICE OF, AND PROXY STATEMENT RELATING TO,
ITS 2014 ANNUAL GENERAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
AVIS BUDGET GROUP INC. Agenda Number: 933961826
--------------------------------------------------------------------------------------------------------------------------
Security: 053774105
Meeting Type: Annual
Meeting Date: 23-May-2014
Ticker: CAR
ISIN: US0537741052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RONALD L. NELSON Mgmt For For
1B. ELECTION OF DIRECTOR: ALUN CATHCART Mgmt For For
1C. ELECTION OF DIRECTOR: MARY C. CHOKSI Mgmt For For
1D. ELECTION OF DIRECTOR: LEONARD S. COLEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: JEFFREY H. FOX Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN D. HARDY, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: LYNN KROMINGA Mgmt For For
1H. ELECTION OF DIRECTOR: EDUARDO G. MESTRE Mgmt For For
1I. ELECTION OF DIRECTOR: F. ROBERT SALERNO Mgmt For For
1J. ELECTION OF DIRECTOR: STENDER E. SWEENEY Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014.
3. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF THE AVIS BUDGET GROUP, INC. Mgmt For For
AMENDED AND RESTATED EQUITY AND INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
AXA SA, PARIS Agenda Number: 704974701
--------------------------------------------------------------------------------------------------------------------------
Security: F06106102
Meeting Type: MIX
Meeting Date: 23-Apr-2014
Ticker:
ISIN: FR0000120628
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 24 Mar 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0221/201402211400330.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0324/201403241400743.pdf AND CHANGE IN
RECORD DATE FROM 16 APRIL 14 TO 15 APRIL
14. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2013
O.3 Allocation of income for the financial year Mgmt For For
ended December 31, 2013 and setting the
dividend of Euro 0.81 per share
O.4 Advisory vote on the compensation of the Mgmt For For
CEO
O.5 Advisory vote on the compensation of the Mgmt For For
Deputy Chief Executive Office
O.6 Approval of the special report of the Mgmt For For
Statutory Auditors on the regulated
agreements
O.7 Approval of regulated commitments pursuant Mgmt For For
to Article L.225-42-1 of the Commercial
Code benefiting Mr. Henri de Castries
O.8 Approval of regulated commitments pursuant Mgmt For For
to Article L.225-42-1 of the Commercial
Code benefiting Mr. Denis Duverne
O.9 Renewal of term of Mr. Henri de Castries as Mgmt For For
Board member
O.10 Renewal of term of Mr. Norbert Mgmt For For
Dentressangle as Board member
O.11 Renewal of term of Mr. Denis Duverne as Mgmt For For
Board member
O.12 Renewal of term of Mrs. Isabelle Kocher as Mgmt For For
Board member
O.13 Renewal of term of Mrs. Suet Fern Lee as Mgmt For For
Board member
O.14 Setting the amount of attendance allowances Mgmt For For
to be allocated to the Board of Directors
O.15 Authorization granted to the Board of Mgmt For For
Directors to purchase common shares of the
Company
E.16 Delegation of powers granted to the Board Mgmt For For
of Directors to increase share capital by
issuing common shares or securities
entitling to common shares of the Company
reserved for members of a company savings
plan without shareholders' preferential
subscription rights
E.17 Delegation of powers granted to the Board Mgmt For For
of Directors to increase share capital by
issuing common shares without shareholders'
preferential subscription rights in favor
of a category of designated beneficiaries
E.18 Authorization granted to the Board of Mgmt For For
Directors to grant share subscription or
purchase options to employees and eligible
corporate officers of AXA Group with waiver
by shareholders of their preferential
subscription rights to shares to be issued
due to the exercise of stock options
E.19 Authorization granted to the Board of Mgmt For For
Directors to allocate free existing shares
or shares to be issued subject to
performance conditions to employees and
eligible corporate officers of AXA Group
with waiver by shareholders of their
preferential subscription rights to shares
to be issued, in case of allocation of
shares to be issued
E.20 Authorization granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of common shares
E.21 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER BRASIL S.A. Agenda Number: 933888731
--------------------------------------------------------------------------------------------------------------------------
Security: 05967A107
Meeting Type: Special
Meeting Date: 01-Nov-2013
Ticker: BSBR
ISIN: US05967A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I PROPOSAL FOR THE COMPANY'S CAPITAL DECREASE Mgmt For For
BY SIX BILLION BRAZILIAN REAIS
(R$6,000,000,000.00), FROM
R$62,828,201,614.21 TO R$56,828,201,614.21,
WITHOUT DECREASING THE NUMBER OF SHARES
AND, MOREOVER, KEEPING THE PERCENTAGE OF
OWNERSHIP INTEREST HELD BY SHAREHOLDERS IN
THE COMPANY'S SHARE CAPITAL UNCHANGED, WITH
SUBSEQUENT AMENDMENT TO THE MAIN SECTION OF
ARTICLE 5 OF BYLAWS.
II PROPOSAL FOR AMENDMENT TO ITEM XIII OF Mgmt For For
ARTICLE 17 OF THE COMPANY'S BYLAWS, SO AS
TO CONFER UPON THE BOARD OF DIRECTORS THE
AUTHORITY TO RESOLVE ON THE ISSUANCE,
WITHIN THE LIMIT OF AUTHORIZED CAPITAL, OF
CREDIT SECURITIES AND OTHER CONVERTIBLE
INSTRUMENTS, IN CONFORMITY WITH LAW NO.
12.838 OF JULY 9, 2013 AND CMN RESOLUTION
NO. 4192 OF MARCH 1, 2013.
III TO APPROVE (A) THE CONDUCTION OF MR. CELSO Mgmt For For
CLEMENTE GIACOMETTI TO THE POSITION OF
PRESIDENT OF THE COMPANY'S BOARD OF
DIRECTORS; (B) THE CONDUCTION OF MR. JESUS
MARIA ZABALZA LOTINA TO THE POSITION OF
VICE-PRESIDENT OF THE COMPANY'S BOARD OF
DIRECTORS AND (C) TO CONFIRM THE
COMPOSITION OF THE COMPANY'S BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER BRASIL S.A. Agenda Number: 933930934
--------------------------------------------------------------------------------------------------------------------------
Security: 05967A107
Meeting Type: Special
Meeting Date: 18-Mar-2014
Ticker: BSBR
ISIN: US05967A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A) BONUS SHARE AT THE RATIO OF 0.047619048 Mgmt For For
PREFERRED SHARES FOR EACH COMMON SHARE
(SANB3) OR PREFERRED SHARE (SANB4), WHICH
RESULTS IN A BONUS SHARE OF FIVE (5)
PREFERRED SHARES FOR EACH UNIT (SANB11),
WITH THE CORRESPONDING ADJUSTMENT TO THE
COMPOSITION OF THE UNITS THAT WILL, FOR THE
MOMENT, CONSIST OF FIFTY-FIVE (55) COMMON
SHARES AND FIFTY-FIVE (55) PREFERRED
SHARES, THROUGH THE CAPITALIZATION OF
RESERVES AVAILABLE AT THE CAPITAL RESERVE
ACCOUNT IN THE AMOUNT OF ONE HUNDRED AND
... (DUE TO SPACE LIMITS, SEE PROXY
MATERIAL FOR FULL PROPOSAL)
B) THE 55:1 SHARE REVERSE SPLIT (INPLIT) OF Mgmt For For
THE TOTALITY OF COMMON SHARES AND PREFERRED
SHARES ISSUED BY THE COMPANY, SO THAT EACH
FIFTY-FIVE (55) COMMON SHARES AND
FIFTY-FIVE (55) PREFERRED SHARES WILL
HENCEFORTH CORRESPOND TO ONE (1) COMMON
SHARE AND ONE (1) PREFERRED SHARE,
RESPECTIVELY.
C) ADJUSTMENT TO THE COMPOSITION OF UNITS, BY Mgmt For For
VIRTUE OF APPROVAL OF THE SHARE INPLIT, TO
CONSIST OF ONE (1) COMMON SHARE AND ONE (1)
PREFERRED SHARE ISSUED BY THE COMPANY.
D) AS A CONSEQUENCE OF THE RESOLUTIONS TAKEN Mgmt For For
IN ITEMS (A), (B) AND (C) ABOVE, AMENDMENT
TO THE FOLLOWING PROVISIONS OF THE
COMPANY'S BYLAWS: (I) MAIN SECTION OF
ARTICLE 5; (II) PARAGRAPH 1 OF ARTICLE 53;
(III) PARAGRAPH 2 OF ARTICLE 56; AND (IV)
MAIN SECTION OF ARTICLE 57.
E) INCLUSION OF SOLE PARAGRAPH IN ARTICLE 11 Mgmt For For
OF THE COMPANY'S BYLAWS, SO AS TO CLARIFY
THAT THE POSITIONS OF CHAIRMAN OF THE BOARD
OF DIRECTORS YCONSELHO DE ADMINISTRACAO
AND CHIEF EXECUTIVE OFFICER MAY NOT BE HELD
BY THE SAME PERSON.
F) IN VIEW OF THE RESOLUTIONS IN THE PRECEDING Mgmt For For
ITEMS, RESTATEMENT OF THE COMPANY'S BYLAWS.
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER BRASIL S.A. Agenda Number: 934030569
--------------------------------------------------------------------------------------------------------------------------
Security: 05967A107
Meeting Type: Special
Meeting Date: 09-Jun-2014
Ticker: BSBR
ISIN: US05967A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 COMPANY'S EXIT FROM THE LEVEL 2 SPECIAL Mgmt Against Against
LISTING SEGMENT OF SAO PAULO STOCK EXCHANGE
(BM&FBOVESPA S.A. - BOLSA DE VALORES
MERCADORIAS E FUTUROS) ("LEVEL 2"), WITH
THE DISCONTINUITY BY THE COMPANY OF
DIFFERENTIATED CORPORATE GOVERNANCE
PRACTICES ESTABLISHED ON THE LEVEL 2
REGULATION ("EXIT FROM LEVEL 2"), PURSUANT
TO SECTION XI OF LEVEL 2 REGULATION AND
TITLE X OF THE COMPANY'S BYLAWS, ALL AS
MORE FULLY DESCRIBED IN THE PROXY MATERIAL.
2AB ELECTION OF SPECIALIZED COMPANY: BANK OF Mgmt Abstain Against
AMERICA MERRILL LYNCH BANCO MULTIPLO S.A.
(PLEASE MARK A FOR VOTING BOX FOR ONLY 1 OF
4 COMPANIES. IF MORE THAN 1 FOR BOX IS
CHECKED, YOUR VOTE WILL BE DEEMED TO BE
INVALID, AND WILL NOT BE COUNTED AT THE
MEETING.)
2AC ELECTION OF SPECIALIZED COMPANY: N M Mgmt For For
ROTHSCHILD & SONS (BRASIL) LTDA. (PLEASE
MARK A FOR VOTING BOX FOR ONLY 1 OF 4
COMPANIES. IF MORE THAN 1 FOR BOX IS
CHECKED, YOUR VOTE WILL BE DEEMED TO BE
INVALID, AND WILL NOT BE COUNTED AT THE
MEETING.)
2AD ELECTION OF SPECIALIZED COMPANY: KPMG Mgmt Abstain Against
CORPORATE FINANCE LTDA. (PLEASE MARK A FOR
VOTING BOX FOR ONLY 1 OF 4 COMPANIES. IF
MORE THAN 1 FOR BOX IS CHECKED, YOUR VOTE
WILL BE DEEMED TO BE INVALID, AND WILL NOT
BE COUNTED AT THE MEETING.)
2AE ELECTION OF SPECIALIZED COMPANY: GOLDMAN Mgmt Abstain Against
SACHS DO BRASIL BANCO MULTIPLO S.A. (PLEASE
MARK A FOR VOTING BOX FOR ONLY 1 OF 4
COMPANIES. IF MORE THAN 1 FOR BOX IS
CHECKED, YOUR VOTE WILL BE DEEMED TO BE
INVALID, AND WILL NOT BE COUNTED AT THE
MEETING.)
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933948070
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHARON L. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1E. ELECTION OF DIRECTOR: PIERRE J.P. DE WECK Mgmt For For
1F. ELECTION OF DIRECTOR: ARNOLD W. DONALD Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt For For
1J. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1K. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1L. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1M. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt For For
1N. ELECTION OF DIRECTOR: CLAYTON S. ROSE Mgmt For For
1O. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. AN ADVISORY (NON-BINDING) RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION (SAY ON
PAY).
3. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
REGISTERED INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR 2014.
4. APPROVAL OF AMENDMENT TO THE SERIES T Mgmt For For
PREFERRED STOCK.
5. STOCKHOLDER PROPOSAL - CUMULATIVE VOTING IN Shr For Against
DIRECTOR ELECTIONS.
6. STOCKHOLDER PROPOSAL - PROXY ACCESS. Shr Against For
7. STOCKHOLDER PROPOSAL - CLIMATE CHANGE Shr Against For
REPORT.
8. STOCKHOLDER PROPOSAL - LOBBYING REPORT. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 704957832
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: EGM
Meeting Date: 25-Mar-2014
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0207/LTN20140207760.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0207/LTN20140207747.pdf
1 To consider and approve the proposal on the Mgmt For For
election of Mr. Chen Siqing as executive
director of the bank
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 705321836
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: AGM
Meeting Date: 12-Jun-2014
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 303120 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0425/LTN20140425742.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0425/LTN20140425816.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0522/LTN20140522283.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0522/LTN20140522267.pdf
1 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE 2013 WORK REPORT OF THE BOARD
OF DIRECTORS
2 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE 2013 WORK REPORT OF THE BOARD
OF SUPERVISORS
3 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE 2013 ANNUAL FINANCIAL
STATEMENTS
4 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE 2013 PROFIT DISTRIBUTION PLAN
5 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE 2014 ANNUAL BUDGET FOR FIXED
ASSETS INVESTMENT
6 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE APPOINTMENT OF ERNST & YOUNG
HUA MING AS THE BANK'S EXTERNAL AUDITOR FOR
2014
7 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE CAPITAL MANAGEMENT PLAN OF
BANK OF CHINA FOR 2013-2016
8.1 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. ZHANG XIANGDONG AS NON-EXECUTIVE
DIRECTOR OF THE BANK
8.2 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. ZHANG QI AS NON-EXECUTIVE DIRECTOR OF
THE BANK
8.3 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. JACKSON TAI AS INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE BANK
8.4 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
LIU XIANGHUI AS NON-EXECUTIVE DIRECTOR OF
THE BANK
9.1 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. MEI XINGBAO AS EXTERNAL SUPERVISOR OF
THE BANK
9.2 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MS. BAO GUOMING AS EXTERNAL SUPERVISOR OF
THE BANK
10 TO CONSIDER AND APPROVE THE REMUNERATION Mgmt For For
PLAN FOR THE CHAIRMAN, EXECUTIVE DIRECTORS,
CHAIRMAN OF BOARD OF SUPERVISORS AND
SHAREHOLDER REPRESENTATIVE SUPERVISORS OF
2012
11 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE AMENDMENTS TO THE ARTICLES OF
ASSOCIATION
12 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt Against Against
REGARDING THE GENERAL MANDATE TO ISSUE NEW
SHARES IN THE TERMS AS FOLLOWS: 12.1
SUBJECT TO THE CONDITIONS IN PARAGRAPHS
(I), (II) AND (III) BELOW, THE BOARD BE AND
IS HEREBY UNCONDITIONALLY AUTHORIZED, AND
BE APPROVED TO DELEGATE THE AUTHORITY TO
THE CHAIRMAN OR THE PRESIDENT OF THE BANK,
TO EXERCISE, DURING THE RELEVANT PERIOD (AS
DEFINED BELOW), ALL POWERS OF THE BANK TO
ALLOT, ISSUE AND/OR DEAL IN SEPARATELY OR
CONCURRENTLY ADDITIONAL A SHARES AND/OR H
SHARES (INCLUDING THOSE ADDITIONAL A SHARES
AND/OR H SHARES CONVERTED FROM PREFERENCE
SHARES WITH PROVISIONS FOR CONVERSION)
AND/OR PREFERENCE SHARES AND TO MAKE, GRANT
OR ENTER INTO OFFERS, AGREEMENTS, OPTIONS,
CONVERSION RIGHTS OR OTHER RIGHTS
(INCLUDING RIGHTS TO RECOVER VOTING RIGHTS)
FOR SUCH A SHARES, H SHARES AND/OR
PREFERENCE SHARES; (I) SUCH APPROVAL SHALL
NOT EXTEND BEYOND THE RELEVANT PERIOD SAVE
THAT THE BOARD BE AND IS HEREBY AUTHORIZED,
DURING THE RELEVANT PERIOD, TO MAKE, GRANT
OR ENTER INTO OFFERS, AGREEMENTS, OPTIONS,
CONVERSION RIGHTS OR OTHER RIGHTS
(INCLUDING, BUT NOT LIMITED TO, THE RIGHTS
TO RECOVER VOTING RIGHTS) FOR SUCH A
SHARES, H SHARES AND/OR PREFERENCE SHARES,
WHICH REQUIRE OR MAY REQUIRE THE EXERCISE
OF SUCH POWERS AFTER THE END OF THE
RELEVANT PERIOD; (II) THE NUMBER OF (A) A
SHARES AND/OR H SHARES, AND/OR (B)
PREFERENCE SHARES (BASED ON THE A SHARES
AND/OR H SHARES TO BE FULLY CONVERTED FROM
PREFERENCE SHARES AT THE INITIAL COMPULSORY
CONVERSION PRICE, OR THE EQUIVALENT NUMBER
OF A SHARES AND/OR H SHARES WHICH WOULD
RESULT FROM THE SIMULATED CONVERSION OF THE
RECOVERED VOTING RIGHTS OF PREFERENCE
SHARES AT THE INITIAL SIMULATED CONVERSION
PRICE), TO BE ALLOTTED, ISSUED AND/OR DEALT
IN OR AGREED CONDITIONALLY OR
UNCONDITIONALLY TO BE ALLOTTED, ISSUED
AND/OR DEALT IN BY THE BOARD SHALL NOT
EXCEED 20% OF THE AGGREGATE NUMBER OF EACH
OF THE EXISTING A SHARES AND/OR H SHARES AS
AT THE DATE OF THE PASSING OF THIS SPECIAL
RESOLUTION; AND (III) THE BOARD SHALL ONLY
EXERCISE ITS POWERS GIVEN TO IT BY THIS
SPECIAL RESOLUTION IN ACCORDANCE WITH THE
COMPANY LAW OF THE PRC AND THE LISTING
RULES OF THE PLACES WHERE THE BANK'S
SECURITIES ARE LISTED (AS AMENDED FROM TIME
TO TIME) AND APPLICABLE LAWS, RULES AND
REGULATIONS OF GOVERNMENTAL OR REGULATORY
BODIES AND ONLY IF ALL NECESSARY APPROVALS
FROM THE CSRC AND OTHER RELEVANT PRC
GOVERNMENTAL AUTHORITIES ARE OBTAINED 12.2
FOR THE PURPOSE OF THIS SPECIAL RESOLUTION,
"RELEVANT PERIOD" MEANS THE PERIOD FROM THE
DATE OF PASSING OF THIS SPECIAL RESOLUTION
UNTIL THE EARLIEST OF: (I) THE CONCLUSION
OF THE NEXT ANNUAL GENERAL MEETING OF THE
BANK FOLLOWING THE PASSING OF THIS SPECIAL
RESOLUTION; (II) THE EXPIRATION OF THE
12-MONTH PERIOD FOLLOWING THE PASSING OF
THIS SPECIAL RESOLUTION; AND (III) THE DATE
ON WHICH THE AUTHORITY GRANTED TO THE BOARD
SET OUT IN THIS SPECIAL RESOLUTION IS
REVOKED OR VARIED BY A SPECIAL RESOLUTION
OF THE SHAREHOLDERS IN A SHAREHOLDERS'
MEETING 12.3 BASED ON THE ACTUAL CONDITIONS
SUCH AS THE METHOD, CLASS AND NUMBER OF
SHARES ISSUED AND THE BANK'S CAPITAL
STRUCTURE AFTER SUCH ISSUANCE, THE BOARD
SHALL BE AUTHORIZED TO DELEGATE THE
AUTHORITY TO THE BOARD SECRETARY TO MAKE,
AT THE APPROPRIATE TIME, SUCH AMENDMENTS TO
THE ARTICLES OF ASSOCIATION AS APPROPRIATE
AND NECESSARY TO REFLECT THE NEW CAPITAL
STRUCTURE AND THE REGISTERED CAPITAL (IF
APPLICABLE) OF THE BANK, AND TO TAKE ANY
OTHER ACTION AND COMPLETE ANY FORMALITY
REQUIRED (INCLUDING BUT NOT LIMITED TO THE
OBTAINING OF APPROVALS FROM THE RELEVANT
REGULATORY AUTHORITIES AND THE HANDLING OF
INDUSTRIAL AND COMMERCIAL REGISTRATION AND
FILING PROCEDURES) TO GIVE EFFECT TO THE
ISSUANCE OF SHARES PURSUANT TO THIS SPECIAL
RESOLUTION
13.1 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
TYPE OF SECURITIES TO BE ISSUED AND ISSUE
SIZE
13.2 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK: PAR
VALUE AND ISSUE PRICE
13.3 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
TERM
13.4 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
METHOD OF ISSUANCE AND TARGET INVESTORS
13.5 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
MECHANISM OF PARTICIPATION BY HOLDERS OF
PREFERENCE SHARES IN DIVIDEND DISTRIBUTION
13.6 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
COMPULSORY CONVERSION
13.7 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
TERMS OF CONDITIONAL REDEMPTION
13.8 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
RESTRICTIONS ON VOTING RIGHTS OF HOLDERS OF
PREFERENCE SHARES AND RECOVERY OF VOTING
RIGHTS
13.9 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
ORDER OF PRIORITY AND METHOD OF LIQUIDATION
13.10 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
RATING ARRANGEMENT
13.11 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
SECURITY FOR THE ISSUANCE OF PREFERENCE
SHARES
13.12 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
TERM OF RESTRICTIONS ON TRADE AND TRANSFER
OF PREFERENCE SHARES
13.13 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
VALIDITY PERIOD OF THE RESOLUTION IN
RESPECT OF THE ISSUANCE OF PREFERENCE
SHARES
13.14 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
TRADING ARRANGEMENT
13.15 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK: USE
OF PROCEEDS FROM THE ISSUANCE OF PREFERENCE
SHARES
13.16 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
MATTERS RELATING TO AUTHORIZATION OF THE
ISSUANCE OF PREFERENCE SHARES
14.1 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
TYPE OF SECURITIES TO BE ISSUED AND ISSUE
SIZE
14.2 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK: PAR
VALUE AND ISSUE PRICE
14.3 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
TERM
14.4 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
METHOD OF ISSUANCE AND TARGET INVESTORS
14.5 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
MECHANISM OF PARTICIPATION BY HOLDERS OF
PREFERENCE SHARES IN DIVIDEND DISTRIBUTION
14.6 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
COMPULSORY CONVERSION
14.7 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
TERMS OF CONDITIONAL REDEMPTION
14.8 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
RESTRICTIONS ON VOTING RIGHTS OF HOLDERS OF
PREFERENCE SHARES AND RECOVERY OF VOTING
RIGHTS
14.9 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
ORDER OF PRIORITY AND METHOD OF LIQUIDATION
14.10 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
RATING ARRANGEMENT
14.11 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
SECURITY FOR THE ISSUANCE OF PREFERENCE
SHARES
14.12 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
LOCK-UP PERIOD
14.13 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
VALIDITY PERIOD OF THE RESOLUTION IN
RESPECT OF THE ISSUANCE OF PREFERENCE
SHARES
14.14 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
TRADING/LISTING ARRANGEMENT
14.15 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK: USE
OF PROCEEDS FROM THE ISSUANCE OF PREFERENCE
SHARES
14.16 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
MATTERS RELATING TO AUTHORIZATION OF THE
ISSUANCE OF PREFERENCE SHARES
15 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE FORMULATING OF THE BANK OF
CHINA LIMITED SHAREHOLDER RETURN PLAN FOR
2014 TO 2016
16 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING DILUTION OF CURRENT RETURNS AND
REMEDIAL MEASURES UPON THE ISSUANCE OF
PREFERENCE SHARES
--------------------------------------------------------------------------------------------------------------------------
BANK OF THE OZARKS, INC. Agenda Number: 933937142
--------------------------------------------------------------------------------------------------------------------------
Security: 063904106
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: OZRK
ISIN: US0639041062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE GLEASON Mgmt For For
DAN THOMAS Mgmt For For
GREG MCKINNEY Mgmt Withheld Against
JEAN AREHART Mgmt For For
NICHOLAS BROWN Mgmt For For
RICHARD CISNE Mgmt For For
ROBERT EAST Mgmt For For
CATHERINE B. FREEDBERG Mgmt For For
LINDA GLEASON Mgmt For For
PETER KENNY Mgmt For For
HENRY MARIANI Mgmt For For
ROBERT PROOST Mgmt For For
R.L. QUALLS Mgmt For For
JOHN REYNOLDS Mgmt For For
S. WEST-SCANTLEBURY Mgmt For For
2. TO APPROVE THE AMENDMENT OF THE COMPANY'S Mgmt For For
BYLAWS TO INCREASE THE MAXIMUM AUTHORIZED
NUMBER OF DIRECTORS.
3. TO APPROVE THE AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK.
4. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE 2009 RESTRICTED STOCK PLAN.
5. TO RATIFY THE AUDIT COMMITTEE'S SELECTION Mgmt For For
AND APPOINTMENT OF THE ACCOUNTING FIRM OF
CROWE HORWATH LLP AS INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2014.
6. TO APPROVE, BY AN ADVISORY NON-BINDING Mgmt For For
VOTE, THE COMPANY'S EXECUTIVE COMPENSATION
AS DISCLOSED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
BANKIA S.A., SPAIN Agenda Number: 704971399
--------------------------------------------------------------------------------------------------------------------------
Security: E2R23Z123
Meeting Type: AGM
Meeting Date: 21-Mar-2014
Ticker:
ISIN: ES0113307021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 22 MAR 2014. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1.1 Approval separate financial statements and Mgmt For For
management report bank
1.2 Approval consolidated financial statements Mgmt For For
and management report group
1.3 Approval corporate management performed by Mgmt For For
board of directors
1.4 Allocation of results Mgmt For For
2.1 Approval amendments to the following Mgmt For For
bylaws: Shares and capital: article 6
(shareholder rights); article 13 (capital
increase)
2.2 Approval amendments to the following Mgmt For For
bylaws: General Meeting Rules of Procedure:
article 21 (distribution of authority);
article 23 (call of general meeting);
article 23 ter (right to information);
article 24 (right of attendance); article
25 (proxies and online attendance at
general meeting); article 26 (place and
time of meeting); article 31 (manner of
adopting resolutions)
2.3 Approval amendments to the following Mgmt For For
bylaws: Rules of procedure and
responsibilities of the Board of Directors:
article 36 bis (non-delegable
responsibilities of the board); article 38
(kinds of directors); article 39 (term of
office); article 42 (adoption of
resolutions by board of directors); article
49 (remuneration of directors); and
transitional provision
2.4 Approval amendments to the following Mgmt For For
bylaws: Board Committees: article 44
(positions on and committees of board of
directors); article 46 (audit and
compliance committee); article 47
(appointments committee); article 47 bis
(remuneration committee); article 47 ter
(appointments and remuneration committee)
2.5 Approval amendments to the following Mgmt For For
bylaws: Annual corporate governance report
and website: article 51 (annual corporate
governance report); article 52 (website)
3.1 Approval amendments rules of procedure of Mgmt For For
the general meeting: Rules of procedure of
the General Meeting: article 2 (general
meeting of shareholders); article 4 (call
of general meeting); and article 5 (notice
of call)
3.2 Approval amendments rules of procedure of Mgmt For For
the general meeting: Voting rights of
shareholders: article 6 (information
available from the call date); article 7
(right of information prior to the holding
of the general meeting); article 9 (right
of attendance); article 18 (information)
3.3 Approval amendments rules of procedure of Mgmt For For
the general meeting: Conduct of business at
the General Meeting: article 19
(proposals); article 21 (voting on proposed
resolutions); article 23 (adoption of
resolutions and declaration of results)
4 Delegation to board of directors to Mgmt Against Against
increase the share capital by up to a max
of 50p of subscribed share capital
5 Delegation to the board directors to issue Mgmt Against Against
securities convertibles in to exchangeable
shares, warrants
6 Delegation to the board directors to issue Mgmt For For
debentures, bonds and other non-convertible
fixed-income
7 Authorisation for the board directors to Mgmt For For
acquire treasury shares
8 Delegation of authority to board directors Mgmt For For
to implement resolutions adopted at the GM
9 Submission for consultative vote of the Mgmt For For
report on the remuneration policy of
Bankia's Board of Directors
10 Information on the amendment of the Mgmt Abstain Against
Regulations of the Board of Directors in
the following articles: article 4.7
(general supervisory function and other
authority); article 8.2 (qualitative
composition); articles 9.1, 9.5 and 9.6
(chairman of the board); article 10.1
(chief executive officer); articles 11.1,
11.4 and 11.5 (secretary of the board);
articles 13.3 and 13.6 and elimination of
article 13.8 (executive committee);
articles 14.1 and 14.6 (audit and
compliance committee); articles 15.1, 15.2
and 15.7 (appointments committee);
introduction of article 15 bis
(remuneration committee); introduction of
article 15 ter (appointments and
remuneration committee); article 18.1
(board meetings); article 22.1 (term of
office); article 27.7 (remuneration of
directors); article 29.1 and introduction
of 29.2 (general obligations of directors);
articles 32.1 and 32.4 (conflicts of
interest); and introduction of the
transitional provision in order to make
them consistent with the amendments made to
the Bylaws to introduce certain technical
improvements and adapt to the
recommendations made by the Committee of
Experts on Corporate Governance
CMMT 07 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF ADDITIONAL
ARTICLE NUMBERS AND CHANGE IN MEETING TYPE
TO AGM. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BANKUNITED,INC. Agenda Number: 933987678
--------------------------------------------------------------------------------------------------------------------------
Security: 06652K103
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: BKU
ISIN: US06652K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TERE BLANCA Mgmt For For
AMBASSADOR SUE M. COBB Mgmt For For
EUGENE F. DEMARK Mgmt For For
MICHAEL J. DOWLING Mgmt For For
JOHN A. KANAS Mgmt For For
DOUGLAS J. PAULS Mgmt For For
RAJINDER P. SINGH Mgmt For For
SANJIV SOBTI, PH.D. Mgmt For For
A. ROBERT TOWBIN Mgmt For For
2 TO RATIFY THE AUDIT AND RISK COMMITTEE'S Mgmt For For
APPOINTMENT OF KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3 TO APPROVE THE BANKUNITED, INC. 2014 Mgmt For For
OMNIBUS EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
BARCLAYS PLC Agenda Number: 933953071
--------------------------------------------------------------------------------------------------------------------------
Security: 06738E204
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: BCS
ISIN: US06738E2046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE THE REPORTS OF THE DIRECTORS AND Mgmt For For
AUDITORS AND THE AUDITED ACCOUNTS FOR THE
YEAR ENDED 31 DECEMBER 2013.
2. TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT (OTHER THAN THE PART CONTAINING THE
DIRECTORS' REMUNERATION POLICY) FOR THE
YEAR ENDED 31 DECEMBER 2013.
3. TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY.
4. TO APPROVE A FIXED TO VARIABLE REMUNERATION Mgmt For For
RATIO OF 1:2 FOR 'REMUNERATION CODE STAFF'.
5. TO APPOINT MIKE ASHLEY AS A DIRECTOR OF THE Mgmt For For
COMPANY.
6. TO APPOINT WENDY LUCAS-BULL AS A DIRECTOR Mgmt For For
OF THE COMPANY.
7. TO APPOINT TUSHAR MORZARIA AS A DIRECTOR OF Mgmt For For
THE COMPANY
8. TO APPOINT FRITS VAN PAASSCHEN AS A Mgmt For For
DIRECTOR OF THE COMPANY.
9. TO APPOINT STEVE THIEKE AS A DIRECTOR OF Mgmt For For
THE COMPANY.
10. TO REAPPOINT TIM BREEDON AS A DIRECTOR OF Mgmt For For
THE COMPANY.
11. TO REAPPOINT REUBEN JEFFERY III AS A Mgmt For For
DIRECTOR OF THE COMPANY.
12. TO REAPPOINT ANTONY JENKINS AS A DIRECTOR Mgmt For For
OF THE COMPANY.
13. TO REAPPOINT DAMBISA MOYO AS A DIRECTOR OF Mgmt For For
THE COMPANY.
14. TO REAPPOINT SIR MICHAEL RAKE AS A DIRECTOR Mgmt For For
OF THE COMPANY.
15. TO REAPPOINT DIANE DE SAINT VICTOR AS A Mgmt For For
DIRECTOR OF THE COMPANY.
16. TO REAPPOINT SIR JOHN SUNDERLAND AS A Mgmt For For
DIRECTOR OF THE COMPANY.
17. TO REAPPOINT SIR DAVID WALKER AS A DIRECTOR Mgmt For For
OF THE COMPANY.
18. TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS OF THE COMPANY.
19. TO AUTHORISE THE DIRECTORS TO SET THE Mgmt For For
REMUNERATION OF THE AUDITORS.
20. TO AUTHORISE THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE POLITICAL DONATIONS
AND INCUR POLITICAL EXPENDITURE.
21. TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt For For
SECURITIES.
22. TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY Mgmt For For
SECURITIES FOR CASH OR TO SELL TREASURY
SHARES OTHER THAN ON A PRO RATA BASIS TO
SHAREHOLDERS.
23. TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY Mgmt For For
SECURITIES IN RELATION TO THE ISSUANCE OF
CONTINGENT EQUITY CONVERSION NOTES.
24. TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY Mgmt For For
SECURITIES FOR CASH OTHER THAN ON A PRO
RATA BASIS TO SHAREHOLDERS IN RELATION TO
THE ISSUANCE OF CONTINGENT EQUITY
CONVERSION NOTES.
25. TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES.
26. TO AUTHORISE THE DIRECTORS TO CALL GENERAL Mgmt For For
MEETINGS (OTHER THAN AN AGM) ON NOT LESS
THAN 14 CLEAR DAYS' NOTICE.
--------------------------------------------------------------------------------------------------------------------------
BARCLAYS PLC, LONDON Agenda Number: 705056491
--------------------------------------------------------------------------------------------------------------------------
Security: G08036124
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: GB0031348658
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Reports of the Directors and Mgmt For For
Auditors and the audited accounts for the
year ended 31 December 2013
2 To approve the Directors Remuneration Mgmt For For
Report other than the part containing the
Directors Remuneration Policy for the year
ended 31 December 2013
3 To approve the Directors Remuneration Mgmt For For
Policy
4 To approve a fixed to variable remuneration Mgmt For For
ratio of 1:2 for Remuneration Code Staff
5 To appoint Mike Ashley as a Director of the Mgmt For For
Company
6 To appoint Wendy Lucas-Bull as a Director Mgmt For For
of the Company
7 To appoint Tushar Morzaria as a Director of Mgmt For For
the Company
8 To appoint Frits van Paasschen as a Mgmt For For
Director of the Company
9 To appoint Steve Thieke as a Director of Mgmt For For
the Company
10 To reappoint Tim Breedon as a Director of Mgmt For For
the Company
11 To reappoint Reuben Jeffery III as a Mgmt For For
Director of the Company
12 To reappoint Antony Jenkins as a Director Mgmt For For
of the Company
13 To reappoint Dambisa Moyo as a Director of Mgmt For For
the Company
14 To reappoint Sir Michael Rake as a Director Mgmt For For
of the Company
15 To reappoint Diane de Saint Victor as a Mgmt For For
Director of the Company
16 To reappoint Sir John Sunderland as a Mgmt For For
Director of the Company
17 To reappoint Sir David Walker as a Director Mgmt For For
of the Company
18 To reappoint PricewaterhouseCoopers LLP as Mgmt For For
Auditors of the Company
19 To authorise the Directors to set the Mgmt For For
remuneration of the Auditors
20 To authorise the Company and its Mgmt For For
subsidiaries to make political donations
and incur political expenditure
21 To authorise the Directors to allot Mgmt Against Against
securities
22 To authorise the Directors to allot equity Mgmt For For
securities for cash or to sell treasury
shares other than on a pro rata basis to
shareholders
23 To authorise the Directors to allot equity Mgmt Against Against
securities in relation to the issuance of
contingent Equity Conversion Notes
24 To authorise the Directors to allot equity Mgmt Against Against
securities for cash other than on a pro
rata basis to shareholders in relation to
the issuance of contingent ECNs
25 To authorise the Company to purchase its Mgmt For For
own shares
26 To authorise the Directors to call general Mgmt For For
meetings other than an AGM on not less than
14 clear days notice
--------------------------------------------------------------------------------------------------------------------------
BARNES GROUP INC. Agenda Number: 933949399
--------------------------------------------------------------------------------------------------------------------------
Security: 067806109
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: B
ISIN: US0678061096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM S. BRISTOW, JR. Mgmt For For
PATRICK J. DEMPSEY Mgmt For For
HASSELL H. MCCLELLAN Mgmt For For
JOANNA SOHOVICH Mgmt For For
2. RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY (NON-BINDING) RESOLUTION TO Mgmt For For
APPROVE THE COMPANY'S EXECUTIVE
COMPENSATION.
4. APPROVE THE 2014 BARNES GROUP INC. STOCK Mgmt Against Against
AND INCENTIVE AWARD PLAN.
--------------------------------------------------------------------------------------------------------------------------
BASF SE, LUDWIGSHAFEN/RHEIN Agenda Number: 705064145
--------------------------------------------------------------------------------------------------------------------------
Security: D06216317
Meeting Type: AGM
Meeting Date: 02-May-2014
Ticker:
ISIN: DE000BASF111
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2013, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require share blocking. Registered
shares will be deregistered according to
trading activities or at the deregistration
date by the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent. Please contact your CSR
for further information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
17.04.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the approved Financial Non-Voting
Statements of BASF SE and the approved
Consolidated Financial Statements of the
BASF Group for the financial year 2013;
presentation of the Management's Analyses
of BASF SE and the BASF Group for the
financial year 2013 including the
explanatory reports on the data according
to Section 289 (4) and Section 315 (4) of
the German Commercial Code; presentation of
the Report of the Supervisory Board
2. Adoption of a resolution on the Mgmt No vote
appropriation of profit
3. Adoption of a resolution giving formal Mgmt No vote
approval to the actions of the members of
the Supervisory Board
4. Adoption of a resolution giving formal Mgmt No vote
approval to the actions of the members of
the Board of Executive Directors
5. Election of the auditor for the financial Mgmt No vote
year 2014: KPMG AG
6.1 Election of Supervisory Board members: Dame Mgmt No vote
Alison J. Carnwath
6.2 Election of Supervisory Board members: Mgmt No vote
Prof. Dr. Francois Diederich
6.3 Election of Supervisory Board members: Mgmt No vote
Michael Diekmann
6.4 Election of Supervisory Board members: Mgmt No vote
Franz Fehrenbach
6.5 Election of Supervisory Board members: Dr. Mgmt No vote
Juergen Hambrecht
6.6 Election of Supervisory Board members: Anke Mgmt No vote
Schaeferkordt
7. Resolution on the creation of new Mgmt No vote
authorized capital and amendment of the
Statutes
8.1 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit transfer agreement that
was concluded between BASF SE and BASF
Plant Science Company GmbH on December 13,
2013, will be approved
8.2 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit transfer agreement that
was concluded between BASF SE and BASF
Pigment GmbH on December 13, 2013, will be
approved
8.3 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit and loss transfer
agreement that was concluded between BASF
SE and BASF Immobilien-Gesellschaft mbH on
December 13, 2013, will be approved
8.4 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit and loss transfer
agreement that was concluded between BASF
SE and BASF Handels- und Exportgesellschaft
mbH on December 13, 2013, will be approved
8.5 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit and loss transfer
agreement that was concluded between BASF
SE and LUWOGE GmbH on December 6, 2013,
will be approved
8.6 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit and loss transfer
agreement that was concluded between BASF
SE and BASF Schwarzheide GmbH on November
28, 2013/December 13, 2013, will be
approved
8.7 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit transfer agreement that
was concluded between BASF SE and BASF
Coatings GmbH on October 24, 2013/ December
13, 2013, will be approved
8.8 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit transfer agreement that
was concluded between BASF SE and BASF
Polyurethanes GmbH on October 29, 2013/
December 13, 2013, will be approved
8.9 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit transfer agreement that
was concluded between BASF SE and BASF New
Business GmbH on December 13, 2013, will be
approved
--------------------------------------------------------------------------------------------------------------------------
BAYER AG, LEVERKUSEN Agenda Number: 704996668
--------------------------------------------------------------------------------------------------------------------------
Security: D0712D163
Meeting Type: AGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: DE000BAY0017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2013, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require share blocking. Registered
shares will be deregistered according to
trading activities or at the deregistration
date by the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent. Please contact your CSR
for further information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
14.04.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Mgmt Split 36% For Split
financial statements and the approved
consolidated financial statements, the
Combined Management Report, the report of
the Supervisory Board, the explanatory
report by the Board of Management on
takeover- related information,and the
proposal by the Board of Management on the
use of the distributable profit for the
fiscal year 2013, and resolution on the use
of the distributable profit
2. Ratification of the actions of the members Mgmt Split 36% For Split
of the Board of Management
3. Ratification of the actions of the members Mgmt Split 36% For Split
of the Supervisory Board
4.1 Supervisory Board elections: Dr. rer. nat. Mgmt Split 36% For Split
Simone Bagel-Trah
4.2 Supervisory Board elections: Prof. Dr. Dr. Mgmt Split 36% For Split
h. c. mult. Ernst-Ludwig Winnacker
5. Cancellation of the existing Authorized Mgmt Split 36% Against Split
Capital I, creation of new Authorized
Capital I with the option to disapply
subscription rights and amendment of
Article 4(2) of the Articles of
Incorporation
6. Cancellation of the existing Authorized Mgmt Split 36% Against Split
Capital II, creation of new Authorized
Capital II with the option to disapply
subscription rights and amendment of
Article 4(3) of the Articles of
Incorporation
7. Authorization to issue bonds with warrants Mgmt Split 36% Against Split
or convertible bonds, profit participation
certificates or income bonds (or a
combination of these instruments) and to
disapply subscription rights, creation of
new conditional capital while canceling the
existing conditional capital and amendment
of Article 4(4) of the Articles of
Incorporation
8.1 Authorization to acquire and use own shares Mgmt Split 36% For Split
with the potential disapplication of
subscription and other tender rights; use
of derivatives in the course of the
acquisition: Acquisition of own Shares
8.2 Authorization to acquire and use own shares Mgmt Split 36% For Split
with the potential disapplication of
subscription and other tender rights; use
of derivatives in the course of the
acquisition: Use of Derivatives
9.1 Approval of the control and profit and loss Mgmt Split 36% For Split
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer Business Services GmbH
9.2 Approval of the control and profit and loss Mgmt Split 36% For Split
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer Technology Services GmbH
9.3 Approval of the control and profit and loss Mgmt Split 36% For Split
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer US IP GmbH
9.4 Approval of the control and profit and loss Mgmt Split 36% For Split
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer Bitterfeld GmbH
9.5 Approval of the control and profit and loss Mgmt Split 36% For Split
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer Innovation GmbH
9.6 Approval of the control and profit and loss Mgmt Split 36% For Split
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer Real Estate GmbH
9.7 Approval of the control and profit and loss Mgmt Split 36% For Split
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Erste K-W-A Beteiligungsgesellschaft mbH
9.8 Approval of the control and profit and loss Mgmt Split 36% For Split
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Zweite K-W-A Beteiligungsgesellschaft mbH
10. Election of the auditor of the financial Mgmt Split 36% For Split
statements and for the review of the
half-yearly financial report:
PricewaterhouseCoopers Aktiengesellschaft
--------------------------------------------------------------------------------------------------------------------------
BAYERISCHE MOTOREN WERKE AG, MUENCHEN Agenda Number: 705086090
--------------------------------------------------------------------------------------------------------------------------
Security: D12096109
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: DE0005190003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 24 APR 2014, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 30 Non-Voting
APR 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the Company Financial Non-Voting
Statements and the Group Financial
Statements for the financial year ended 31
December 2013, as approved by the
Supervisory Board, together with the
Combined Company and Group Management
Report, the Explanatory Report of the Board
of Management on the information required
pursuant to section 289 (4) and section 315
(4) and section 289 (5) and section 315 (2)
no. 5 of the German Commercial Code (HGB)
and the Report of the Supervisory Board
2. Resolution on the utilisation of Mgmt For For
unappropriated profit
3. Ratification of the acts of the Board of Mgmt For For
Management
4. Ratification of the acts of the Supervisory Mgmt For For
Board
5. Election of the auditor: KPMG AG Mgmt For For
Wirtschaftsprufungsgesellschaft, Berlin
6.1 Election to the Supervisory Board: Mr. Mgmt For For
Franz Haniel
6.2 Election to the Supervisory Board: Mrs. Mgmt For For
Susanne Klatten
6.3 Election to the Supervisory Board: Mr Dr. Mgmt For For
h.c. Robert W. Lane
6.4 Election to the Supervisory Board: Mr Mgmt Split 37% For 63% Against Split
Wolfgang Mayrhuber
6.5 Election to the Supervisory Board: Mr Mgmt For For
Stefan Quandt
7. Resolution on a new authorisation to Mgmt For For
acquire and use the Company's own shares as
well as to exclude subscription rights
8. Resolution on the creation of Authorised Mgmt For For
Capital 2014 (non-voting preferred stock)
excluding the statutory subscription rights
of existing shareholders and amendment to
the Articles of Incorporation
9. Resolution on the approval of the Mgmt For For
compensation system for members of the
Board of Management
--------------------------------------------------------------------------------------------------------------------------
BEACH ENERGY LTD, ADELAIDE SA Agenda Number: 704806415
--------------------------------------------------------------------------------------------------------------------------
Security: Q13921103
Meeting Type: AGM
Meeting Date: 29-Nov-2013
Ticker:
ISIN: AU000000BPT9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 4 AND 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
1 Adoption of Remuneration Report Mgmt For For
2 Re-election of F G Moretti as a Director Mgmt For For
3 Re-election of J C Butler as a Director Mgmt For For
4 Renewal of Approval of the Beach Executive Mgmt For For
Incentive Plan
5 Approval of the participation of Mr R G Mgmt For For
Nelson, Managing Director, in the Beach
2013 Long Term Incentive Offer
--------------------------------------------------------------------------------------------------------------------------
BEIERSDORF AG, HAMBURG Agenda Number: 705001559
--------------------------------------------------------------------------------------------------------------------------
Security: D08792109
Meeting Type: AGM
Meeting Date: 17-Apr-2014
Ticker:
ISIN: DE0005200000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 27 MAR 2014, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 02 Non-Voting
APR 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Non-Voting
financial statements of Beiersdorf
Aktiengesellschaft and the approved
consolidated financial statements together
with the management reports of Beiersdorf
Aktiengesellschaft and the Group for fiscal
year 2013, the report by the Supervisory
Board, and the explanatory report by the
Executive Board on the information provided
in accordance with section 289 (4), 315 (4)
Handelsgesetzbuch (German Commercial Code,
HGB)
2. Resolution on the utilization of net Mgmt For For
retained profits :The Distributable Profit
In The Amount Of EUR 244,599,391.81 Shall
Be Appropriated As Follows: Payment Of A
Dividend Of EUR 0.70 Per No-Par Share EUR
85,826,103.01 Shall Be Carried To The
Revenue Reserves Ex-Dividend And Payable
Date: April 22, 2014
3. Resolution on the official approval of the Mgmt For For
actions of the members of the Executive
Board
4. Resolution on the official approval of the Mgmt For For
actions of the members of the Supervisory
Board
5. Election of the auditors for fiscal year Mgmt For For
2014: Ernst & Young GmbH
6.1 Election to the Supervisory Board: Michael Mgmt For For
Herz
6.2 Election to the Supervisory Board: Thomas Mgmt Against Against
Holzgreve
6.3 Election to the Supervisory Board: Dr. Dr. Mgmt For For
Christine Martel
6.4 Election to the Supervisory Board: Isabelle Mgmt For For
Parize
6.5 Election to the Supervisory Board: Prof. Mgmt Against Against
Dr. Reinhard Poellath
6.6 Election to the Supervisory Board: Poul Mgmt For For
Weihrauch
6.7 Election to the Supervisory Board: Beatrice Mgmt For For
Dreyfus
7. Resolution on the approval of amendments to Mgmt For For
existing profit and loss transfer
agreements
--------------------------------------------------------------------------------------------------------------------------
BHP BILLITON LTD, MELBOURNE VIC Agenda Number: 704745756
--------------------------------------------------------------------------------------------------------------------------
Security: Q1498M100
Meeting Type: AGM
Meeting Date: 21-Nov-2013
Ticker:
ISIN: AU000000BHP4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 7, 8 AND 9 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (7, 8 AND 9), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
1 To receive the 2013 Financial Statements Mgmt For For
and Reports for BHP Billiton
2 To appoint KPMG LLP as the auditor of BHP Mgmt For For
Billiton Plc
3 To authorise the Risk and Audit Committee Mgmt For For
to agree the remuneration of the auditor of
BHP Billiton Plc
4 To renew the general authority to issue Mgmt For For
shares in BHP Billiton Plc
5 To approve the authority to issue shares in Mgmt For For
BHP Billiton Plc for cash
6 To approve the repurchase of shares in BHP Mgmt For For
Billiton Plc
7 To approve the 2013 Remuneration Report Mgmt For For
8 To adopt new Long Term Incentive Plan Rules Mgmt For For
9 To approve grants to Andrew Mackenzie Mgmt For For
10 To elect Andrew Mackenzie as a Director of Mgmt For For
BHP Billiton
11 To re-elect Malcolm Broomhead as a Director Mgmt For For
of BHP Billiton
12 To re-elect Sir John Buchanan as a Director Mgmt For For
of BHP Billiton
13 To re-elect Carlos Cordeiro as a Director Mgmt For For
of BHP Billiton
14 To re-elect David Crawford as a Director of Mgmt For For
BHP Billiton
15 To re-elect Pat Davies as a Director of BHP Mgmt For For
Billiton
16 To re-elect Carolyn Hewson as a Director of Mgmt For For
BHP Billiton
17 To re-elect Lindsay Maxsted as a Director Mgmt For For
of BHP Billiton
18 To re-elect Wayne Murdy as a Director of Mgmt For For
BHP Billiton
19 To re-elect Keith Rumble as a Director of Mgmt For For
BHP Billiton
20 To re-elect John Schubert as a Director of Mgmt For For
BHP Billiton
21 To re-elect Shriti Vadera as a Director of Mgmt For For
BHP Billiton
22 To re-elect Jac Nasser as a Director of BHP Mgmt For For
Billiton
23 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: To elect Ian Dunlop
as a Director of BHP Billiton
--------------------------------------------------------------------------------------------------------------------------
BHP BILLITON PLC, LONDON Agenda Number: 704746657
--------------------------------------------------------------------------------------------------------------------------
Security: G10877101
Meeting Type: AGM
Meeting Date: 24-Oct-2013
Ticker:
ISIN: GB0000566504
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the 2013 Financial Statements Mgmt For For
and Reports for BHP Billiton
2 To appoint KPMG LLP as the auditor of BHP Mgmt For For
Billiton Plc
3 To authorise the Risk and Audit Committee Mgmt For For
to agree the remuneration of the auditor of
BHP Billiton Plc
4 To renew the general authority to issue Mgmt For For
shares in BHP Billiton Plc
5 To approve the authority to issue shares in Mgmt For For
BHP Billiton Plc for cash
6 To approve the repurchase of shares in BHP Mgmt For For
Billiton Plc
7 To approve the 2013 Remuneration Report Mgmt For For
8 To adopt new Long Term Incentive Plan Rules Mgmt For For
9 To approve grants to Andrew Mackenzie Mgmt For For
10 To elect Andrew Mackenzie as a Director of Mgmt For For
BHP Billiton
11 To re-elect Malcolm Broomhead as a Director Mgmt For For
of BHP Billiton
12 To re-elect Sir John Buchanan as a Director Mgmt For For
of BHP Billiton
13 To re-elect Carlos Cordeiro as a Director Mgmt For For
of BHP Billiton
14 To re-elect David Crawford as a Director of Mgmt For For
BHP Billiton
15 To re-elect Pat Davies as a Director of BHP Mgmt For For
Billiton
16 To re-elect Carolyn Hewson as a Director of Mgmt For For
BHP Billiton
17 To re-elect Lindsay Maxsted as a Director Mgmt For For
of BHP Billiton
18 To re-elect Wayne Murdy as a Director of Mgmt For For
BHP Billiton
19 To re-elect Keith Rumble as a Director of Mgmt For For
BHP Billiton
20 To re-elect John Schubert as a Director of Mgmt For For
BHP Billiton
21 To re-elect Shriti Vadera as a Director of Mgmt For For
BHP Billiton
22 To re-elect Jac Nasser as a Director of BHP Mgmt For For
Billiton
23 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: To elect Ian Dunlop
as a Director of BHP Billiton
--------------------------------------------------------------------------------------------------------------------------
BIOMERIEUX, MARCY L'ETOILE Agenda Number: 705184050
--------------------------------------------------------------------------------------------------------------------------
Security: F1149Y109
Meeting Type: MIX
Meeting Date: 28-May-2014
Ticker:
ISIN: FR0010096479
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 07 MAY 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL
LINK:https://balo.journal-officiel.gouv.fr/
pdf/2014/0418/201404181401199.pdf. PLEASE
NOTE THAT THIS IS A REVISION DUE TO RECEIPT
OF ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0507/201405071401605.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
O.1 APPROVAL OF THE ANNUAL CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31ST, 2013-APPROVAL OF NON-TAX
DEDUCTIBLE COSTS AND EXPENSES PURSUANT TO
ARTICLE 39-4 OF THE GENERAL TAX CODE
O.2 DISCHARGE OF DUTIES TO THE DIRECTORS Mgmt For For
O.3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31ST, 2013
O.4 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED ON DECEMBER 31ST, 2013 - DISTRIBUTION
OF THE DIVIDEND
O.5 APPROVAL OF THE REGULATED AGREEMENT ENTERED Mgmt For For
INTO BY THE COMPANY WITH THE SCI DE
L'ETOILE AND PRESENTED IN THE SPECIAL
REPORT OF THE STATUTORY AUDITORS
O.6 APPROVAL OF THE REGULATED AGREEMENT ENTERED Mgmt For For
INTO BY THE COMPANY WITH THE BIOMERIEUX
INC. AND PRESENTED IN THE SPECIAL REPORT OF
THE STATUTORY AUDITORS
O.7 ACKNOWLEDGEMENT OF THE CURRENT REGULATED Mgmt For For
AGREEMENTS ENTERED INTO BY THE COMPANY AND
PRESENTED IN THE SPECIAL REPORT OF THE
STATUTORY AUDITORS
O.8 RENEWAL OF TERM OF MR. ALAIN MERIEUX AS Mgmt For For
DIRECTOR
O.9 RENEWAL OF TERM OF MR. ALEXANDRE MERIEUX AS Mgmt For For
DIRECTOR
O.10 RENEWAL OF TERM OF MR. JEAN-LUC BELINGARD Mgmt For For
AS DIRECTOR
O.11 RENEWAL OF TERM OF MR. MICHELE PALLADINO AS Mgmt For For
DIRECTOR
O.12 RENEWAL OF TERM OF MR. PHILIPPE ARCHINARD Mgmt For For
AS DIRECTOR
O.13 APPOINTMENT OF MRS. AGNES LEMARCHAND AS NEW Mgmt For For
DIRECTOR
O.14 APPOINTMENT OF MR. PHILIPPE GILLET AS NEW Mgmt For For
DIRECTOR
O.15 APPOINTMENT OF MR. MICHEL ANGE AS CENSOR Mgmt Against Against
O.16 APPOINTMENT OF MR. HENRI THOMASSON AS Mgmt Against Against
CENSOR
O.17 ADVISORY REVIEW ON THE COMPENSATION OWED OR Mgmt For For
PAID TO MR. JEAN-LUC BELINGARD, PRESIDENT
AND CEO FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31ST, 2013
O.18 ADVISORY REVIEW ON THE COMPENSATION OWED OR Mgmt For For
PAID TO MR. ALEXANDRE MERIEUX, MANAGING
DIRECTOR FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31ST, 2013
O.19 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO ALLOW THE COMPANY TO PURCHASE
ITS OWN SHARES UP TO THE LEGAL LIMIT OF 10%
OF ITS CAPITAL AND THE MAXIMUM PURCHASE
PRICE PER SHARE SHALL NOT EXCEED EUROS 100,
EXCLUDING FEES
E.20 AMENDMENT TO ARTICLE 2 OF THE BYLAWS OF THE Mgmt For For
COMPANY IN ORDER TO ADD SERVICE AND
TRAINING BUSINESS
E.21 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE SHARE CAPITAL BY
CANCELLATION OF SHARES
E.22 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt Against Against
DIRECTORS TO USE THE DELEGATIONS DURING
PUBLIC OFFERINGS
E.23 POWERS TO ANY BEARER OF AN ORIGINAL OF THE Mgmt For For
MINUTES OF THIS MEETING TO CARRY OUT ALL
LEGAL FORMALITIES
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC. Agenda Number: 933980193
--------------------------------------------------------------------------------------------------------------------------
Security: 09247X101
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: BLK
ISIN: US09247X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ABDLATIF YOUSEF Mgmt For For
AL-HAMAD
1B. ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C. ELECTION OF DIRECTOR: PAMELA DALEY Mgmt For For
1D. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1E. ELECTION OF DIRECTOR: FABRIZIO FREDA Mgmt For For
1F. ELECTION OF DIRECTOR: MURRAY S. GERBER Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES GROSFELD Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID H. KOMANSKY Mgmt For For
1I. ELECTION OF DIRECTOR: SIR DERYCK MAUGHAN Mgmt For For
1J. ELECTION OF DIRECTOR: CHERYL D. MILLS Mgmt For For
1K. ELECTION OF DIRECTOR: MARCO ANTONIO SLIM Mgmt Split 13% For 87% Against Split
DOMIT
1L. ELECTION OF DIRECTOR: JOHN S. VARLEY Mgmt For For
1M. ELECTION OF DIRECTOR: SUSAN L. WAGNER Mgmt For For
2. APPROVAL OF THE AMENDMENT TO THE AMENDED Mgmt Split 87% For 13% Against Split
AND RESTATED BLACKROCK, INC. 1999 STOCK
AWARD AND INCENTIVE PLAN (THE "STOCK PLAN")
AND RE-APPROVAL OF THE PERFORMANCE GOALS
UNDER THE STOCK PLAN.
3. RE-APPROVAL OF THE PERFORMANCE GOALS SET Mgmt For For
FORTH IN THE AMENDED BLACKROCK, INC. 1999
ANNUAL INCENTIVE PERFORMANCE PLAN.
4. APPROVAL, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
OF THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS, AS DISCLOSED AND DISCUSSED IN THE
PROXY STATEMENT.
5. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS BLACKROCK'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
BM&F BOVESPA SA BOLSA DE VALORES, MERCADORIAS E FU Agenda Number: 704974799
--------------------------------------------------------------------------------------------------------------------------
Security: P73232103
Meeting Type: AGM
Meeting Date: 24-Mar-2014
Ticker:
ISIN: BRBVMFACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 To examine, discuss and vote the financial Mgmt No vote
statements relating to fiscal year ending
December 31, 2013
2 Destination of the year end results of 2013 Mgmt No vote
3 To set the remuneration for the members of Mgmt No vote
the board of directors and for the
executive committee related to 2014 fiscal
year
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BM&F BOVESPA SA BOLSA DE VALORES, MERCADORIAS E FU Agenda Number: 705066935
--------------------------------------------------------------------------------------------------------------------------
Security: P73232103
Meeting Type: EGM
Meeting Date: 07-Apr-2014
Ticker:
ISIN: BRBVMFACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To vote regarding the proposal for the Mgmt No vote
adoption of the BM and FBOVESPA Stock
Option Plan, in accordance with a proposal
from management
2 To vote regarding the amendment of the Mgmt No vote
following articles of the corporate bylaws
of the BM and FBOVESPA, in accordance with
a proposal from management, a. To amend
article 5, in such a way as to reflect the
cancellation of 80 million shares issued by
the Company, without a reduction of its
share capital, as approved by the Board of
Directors at the meeting that was held on
February 13, 2014, b. To amend article 16,
line e, in order that that provision comes
to cover stock option plans, c. To amend
c.1. Article 6, main part, c.2. Article 7,
main part and paragraphs 2, 3 and 4, c.3.
Article 8, paragraph 2, c.4. Article 12,
main part and paragraphs 1 through 8, c.5.
Article 13, main part and paragraphs 1 and
2, c.6. Article 14, c.7. Article 15, main
part and paragraphs 1 through 3, c.8.
Article 16, main part and line a, c.9.
CONTD
CONT CONTD Article 17, main part and paragraph Non-Voting
1, c.10. Article 18, main part and
paragraphs 1 and 2, c.11. Article 21, sole
paragraph, c.12. Article 22, main part and
paragraphs 3 and 4, c.13. Article 23,
paragraphs 2, 3 and 6, c.14. Article 24,
main part and paragraphs 2, 3 and 6, c.15.
Article 26, main part, c.16. Article 27,
main part, c.17. Article 29, lines a, d, e,
f, and l, c.18. Article 31, c.19, article
35, line l, c.20. Article 38, line f, c.21.
Article 43, paragraph 2, line b, c.22.
Article 47, line j, c.23. Article 49,
paragraph 1, line b, c.24. Article 50, sole
paragraph, lines a and c, c.25. Article 52,
main part, paragraphs 1, 4 and 5, c.26.
Article 53, paragraph 1, c.27. Article 54,
sole paragraph, c.28. Article 55,
paragraphs 3 through 6, c.29. Article 58,
main part, c.30. Article 62, paragraph 2,
c.31. CONTD
CONT CONTD Article 63, main part and paragraph Non-Voting
2, c.32. Article 64, main part, c.33.
Article 65, paragraphs 2 and 3, c.34.
Article 70, paragraph 1, line c, paragraph
4, line a and paragraph 5, lines c, d and
e, c.35. Article 71, c.36. Article 73, line
b, c.37. Article 74, c.38. Article 77, and
c.39. Article 79, for the purposes of
renumbering, orthographic corrections and
other adjustments to form and wording
--------------------------------------------------------------------------------------------------------------------------
BM&F BOVESPA SA BOLSA DE VALORES, MERCADORIAS E FU Agenda Number: 705176825
--------------------------------------------------------------------------------------------------------------------------
Security: P73232103
Meeting Type: EGM
Meeting Date: 13-May-2014
Ticker:
ISIN: BRBVMFACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS A POSTPONEMENT OF Non-Voting
THE MEETING HELD ON 07 APR 2014.
1 TO VOTE REGARDING THE PROPOSAL FOR THE Mgmt No vote
ADOPTION OF THE BM AND FBOVESPA STOCK
OPTION PLAN, IN ACCORDANCE WITH A PROPOSAL
FROM MANAGEMENT
2 TO VOTE REGARDING THE AMENDMENT OF THE Mgmt No vote
FOLLOWING ARTICLES OF THE CORPORATE BYLAWS
OF THE BM AND FBOVESPA, IN ACCORDANCE WITH
A PROPOSAL FROM MANAGEMENT, A. TO AMEND
ARTICLE 5, IN SUCH A WAY AS TO REFLECT THE
CANCELLATION OF 80 MILLION SHARES ISSUED BY
THE COMPANY, WITHOUT A REDUCTION OF ITS
SHARE CAPITAL, AS APPROVED BY THE BOARD OF
DIRECTORS AT THE MEETING THAT WAS HELD ON
FEBRUARY 13, 2014, B. TO AMEND ARTICLE 16,
LINE E, IN ORDER THAT THAT PROVISION COMES
TO COVER STOCK OPTION PLANS, C. TO AMEND
C.1. ARTICLE 6, MAIN PART, C.2. ARTICLE 7,
MAIN PART AND PARAGRAPHS 2, 3 AND 4, C.3.
ARTICLE 8, PARAGRAPH 2, C.4. ARTICLE 12,
MAIN PART AND PARAGRAPHS 1 THROUGH 8, C.5.
ARTICLE 13, MAIN PART AND PARAGRAPHS 1 AND
2, C.6. ARTICLE 14, C.7. ARTICLE 15, MAIN
PART AND PARAGRAPHS 1 THROUGH 3, C.8.
ARTICLE 16, MAIN PART AND LINE A, C.9CONTD
CONT CONTD . ARTICLE 17, MAIN PART AND PARAGRAPH Non-Voting
1, C.10. ARTICLE 18, MAIN PART AND
PARAGRAPHS 1 AND 2, C.11. ARTICLE 21, SOLE
PARAGRAPH, C.12. ARTICLE 22, MAIN PART AND
PARAGRAPHS 3 AND 4, C.13. ARTICLE 23,
PARAGRAPHS 2, 3 AND 6, C.14. ARTICLE 24,
MAIN PART AND PARAGRAPHS 2, 3 AND 6, C.15.
ARTICLE 26, MAIN PART, C.16. ARTICLE 27,
MAIN PART, C.17. ARTICLE 29, LINES A, D, E,
F, AND L, C.18. ARTICLE 31, C.19, ARTICLE
35, LINE L, C.20. ARTICLE 38, LINE F, C.21.
ARTICLE 43, PARAGRAPH 2, LINE B, C.22.
ARTICLE 47, LINE J, C.23. ARTICLE 49,
PARAGRAPH 1, LINE B, C.24. ARTICLE 50, SOLE
PARAGRAPH, LINES A AND C, C.25. ARTICLE 52,
MAIN PART, PARAGRAPHS 1, 4 AND 5, C.26.
ARTICLE 53, PARAGRAPH 1, C.27. ARTICLE 54,
SOLE PARAGRAPH, C.28. ARTICLE 55,
PARAGRAPHS 3 THROUGH 6, C.29. ARTICLE 58,
MAIN PART, C.30. ARTICLE 62, PARAGRAPH 2,
C.31. CONTD
CONT CONTD ARTICLE 63, MAIN PART AND PARAGRAPH Non-Voting
2, C.32. ARTICLE 64, MAIN PART, C.33.
ARTICLE 65, PARAGRAPHS 2 AND 3, C.34.
ARTICLE 70, PARAGRAPH 1, LINE C, PARAGRAPH
4, LINE A AND PARAGRAPH 5, LINES C, D AND
E, C.35. ARTICLE 71, C.36. ARTICLE 73, LINE
B, C.37. ARTICLE 74, C.38. ARTICLE 77, AND
C.39. ARTICLE 79, FOR THE PURPOSES OF
RENUMBERING, ORTHOGRAPHIC CORRECTIONS AND
OTHER ADJUSTMENTS TO FORM AND WORDING
--------------------------------------------------------------------------------------------------------------------------
BM&F BOVESPA SA BOLSA DE VALORES, MERCADORIAS E FU Agenda Number: 705299673
--------------------------------------------------------------------------------------------------------------------------
Security: P1R0U2138
Meeting Type: EGM
Meeting Date: 26-May-2014
Ticker:
ISIN: BRBVMFACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS A POSTPONEMENT OF Non-Voting
THE MEETING HELD ON 13 MAY 2014.
1 TO VOTE REGARDING THE AMENDMENT OF THE Mgmt No vote
FOLLOWING ARTICLES OF THE CORPORATE BYLAWS
OF THE BM AND FBOVESPA, IN ACCORDANCE WITH
A PROPOSAL FROM MANAGEMENT, A. TO AMEND
ARTICLE 5, IN SUCH A WAY AS TO REFLECT THE
CANCELLATION OF 80 MILLION SHARES ISSUED BY
THE COMPANY, WITHOUT A REDUCTION OF ITS
SHARE CAPITAL, AS APPROVED BY THE BOARD OF
DIRECTORS AT THE MEETING THAT WAS HELD ON
FEBRUARY 13, 2014, B. TO AMEND ARTICLE 16,
LINE E, IN ORDER THAT THAT PROVISION COMES
TO COVER STOCK OPTION PLANS, C. TO AMEND
C.1. ARTICLE 6, MAIN PART, C.2. ARTICLE 7,
MAIN PART AND PARAGRAPHS 2, 3 AND 4, C.3.
ARTICLE 8, PARAGRAPH 2, C.4. ARTICLE 12,
MAIN PART AND PARAGRAPHS 1 THROUGH 8, C.5.
ARTICLE 13, MAIN PART AND PARAGRAPHS 1 AND
2, C.6. ARTICLE 14, C.7. ARTICLE 15, MAIN
PART AND PARAGRAPHS 1 THROUGH 3, C.8.
ARTICLE 16, MAIN PART AND LINE A, C.9.
ARTICLE 17, MAIN PART AND PARAGRAPH 1,
C.10. ARTICLE 18, MAIN PART AND PARAGRAPHS
1 AND 2, C.11. ARTICLE 21, SOLE PARAGRAPH,
C.12. ARTICLE 22, MAIN PART AND PARAGRAPHS
3 AND 4, C.13. ARTICLE 23, PARAGRAPHS 2, 3
AND 6, C.14. ARTICLE 24, MAIN PART AND
PARAGRAPHS 2, 3 AND 6, C.15. ARTICLE 26,
MAIN PART, C.16. ARTICLE 27, MAIN PART,
C.17. ARTICLE 29, LINES A, D, E, F, AND L,
C.18. ARTICLE 31, C.19, ARTICLE 35, LINE L,
C.20. ARTICLE 38, LINE F, C.21. ARTICLE 43,
PARAGRAPH 2, LINE B, C.22. ARTICLE 47, LINE
J, C.23. ARTICLE 49, PARAGRAPH 1, LINE B,
C.24. ARTICLE 50, SOLE PARAGRAPH, LINES A
AND C, C.25. ARTICLE 52, MAIN PART,
PARAGRAPHS 1, 4 AND 5, C.26. ARTICLE 53,
PARAGRAPH 1, C.27. ARTICLE 54, SOLE
PARAGRAPH, C.28. ARTICLE 55, PARAGRAPHS 3
THROUGH 6, C.29. ARTICLE 58, MAIN PART,
C.30. ARTICLE 62, PARAGRAPH 2, C.31.
ARTICLE 63, MAIN PART AND PARAGRAPH 2,
C.32. ARTICLE 64, MAIN PART, C.33. ARTICLE
65, PARAGRAPHS 2 AND 3, C.34. ARTICLE 70,
PARAGRAPH 1, LINE C, PARAGRAPH 4, LINE A
AND PARAGRAPH 5, LINES C, D AND E, C.35.
ARTICLE 71, C.36. ARTICLE 73, LINE B, C.37.
ARTICLE 74, C.38. ARTICLE 77, AND C.39.
ARTICLE 79, FOR THE PURPOSES OF
RENUMBERING, ORTHOGRAPHIC CORRECTIONS AND
OTHER ADJUSTMENTS TO FORM AND WORDING
--------------------------------------------------------------------------------------------------------------------------
BNP PARIBAS SA, PARIS Agenda Number: 705027604
--------------------------------------------------------------------------------------------------------------------------
Security: F1058Q238
Meeting Type: MIX
Meeting Date: 14-May-2014
Ticker:
ISIN: FR0000131104
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 11 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0312/201403121400612.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0411/201404111401069.pdf, CHANGE IN
RECORD DATE FROM 07 MAY TO 08 MAY 2014 AND
MODIFICATION TO THE TEXT OF RESOLUTION
O.13. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
O.1 Approval of the annual corporate financial Mgmt For For
statements for the 2013 financial year
O.2 Approval of the consolidated financial Mgmt For For
statements for the 2013 financial year
O.3 Allocation of income for the financial year Mgmt For For
ended on December 31th, 2013 and dividend
distribution
O.4 Special report of the statutory auditors on Mgmt For For
the agreements and commitments pursuant to
articles l.225-38 et seq. Of the commercial
code
O.5 Authorization granted to BNP Paribas to Mgmt For For
repurchase its own shares
O.6 Renewal of term of Mr. Jean-Francois Mgmt For For
Lepetit as board member
O.7 Renewal of term of Mr. Baudouin Prot as Mgmt For For
board member
O.8 Renewal of term of Mrs. Fields Mgmt For For
Wicker-Miurin as board member
O.9 Ratification of the cooptation of Mrs. Mgmt For For
Monique Cohen as board member and renewal
of her term
O.10 Appointment of Mrs. Daniela Schwarzer as Mgmt For For
board member
O.11 Advisory vote on the compensation owed or Mgmt For For
paid to Mr. Baudouin Prot, chairman of the
board of directors for the 2013 financial
year - recommendation referred to in to
paragraph 24.3 of the code AFEP-MEDEF
O.12 Advisory vote on the compensation owed or Mgmt For For
paid to Mr. Jean-Laurent Bonnafe, CEO, for
the 2013 financial year - recommendation
referred to in to paragraph 24.3 of the
code AFEP-MEDEF
O.13 Advisory vote on the compensation owed or Mgmt For For
paid to Mr. Georges Chodron de Courcel, Mr.
Philippe Bordenave and Mr. Francois
Villeroy de Galhau, managing directors for
the 2013 financial year - recommendation
referred to in paragraph 24.3 of the code
AFEP-MEDEF
O.14 Advisory vote on the total amount of Mgmt For For
compensation of any kind paid to executive
officers and certain categories of staff
during the 2013 financial year-article
l.511-73 of the monetary and financial code
O.15 Setting the limitation on the variable part Mgmt For For
of the compensation of executive officers
and certain categories of staff-article
l.511-78 of the monetary and financial code
E.16 Issuance of common shares and securities Mgmt Split 52% For 48% Against Split
giving access to capital or entitling to
debt securities while maintaining
preferential subscription rights
E.17 Issuance of common shares and securities Mgmt Split 52% For 48% Against Split
giving access to capital or entitling to
debt securities with the cancellation of
preferential subscription rights
E.18 Issuance of common shares and securities Mgmt Split 52% For 48% Against Split
giving access to capital with the
cancellation of preferential subscription
rights, in consideration for stocks
contributed within the framework of public
exchange offers
E.19 Issuance of common shares or securities Mgmt Split 52% For 48% Against Split
giving access to capital with the
cancellation of preferential subscription
rights, in consideration for stock
contribution up to 10% of capital
E.20 Overall limitation on issuance Mgmt Split 52% For 48% Against Split
authorizations with the cancellation of
preferential subscription rights
E.21 Capital increase by incorporation of Mgmt For For
reserves or profits, share or contribution
premiums
E.22 Overall limitation on issuance Mgmt Split 52% For 48% Against Split
authorizations with or without preferential
subscription rights
E.23 Authorization to be granted to the board of Mgmt For For
directors to carry out transactions
reserved for members of the company savings
plan of BNP Paribas group which may take
the form of capital increases and/or sales
of reserved stocks
E.24 Authorization to be granted to the board of Mgmt For For
directors to reduce capital by cancellation
of shares
E.25 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BOC HONG KONG (HOLDINGS) LTD, HONG KONG Agenda Number: 705161280
--------------------------------------------------------------------------------------------------------------------------
Security: Y0920U103
Meeting Type: EGM
Meeting Date: 11-Jun-2014
Ticker:
ISIN: HK2388011192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0411/LTN20140411535.PDF
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0411/LTN20140411545.PDF
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 THAT THE CONTINUING CONNECTED TRANSACTIONS Mgmt For For
AND THE NEW CAP, AS DEFINED AND DESCRIBED
IN THE CIRCULAR DATED 31 DECEMBER 2013 TO
THE SHAREHOLDERS OF THE COMPANY, BE AND ARE
HEREBY CONFIRMED, APPROVED AND RATIFIED
--------------------------------------------------------------------------------------------------------------------------
BOC HONG KONG (HOLDINGS) LTD, HONG KONG Agenda Number: 705321898
--------------------------------------------------------------------------------------------------------------------------
Security: Y0920U103
Meeting Type: AGM
Meeting Date: 11-Jun-2014
Ticker:
ISIN: HK2388011192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 303061 DUE TO ADDITION OF
RESOLUTIONS [I.E. 3.D AND 3.E]. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT NOTE THAT THE COMPANY NOTICE AND PROXY FORM Non-Voting
ARE AVAILABLE BY CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0411/LTN20140411504.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0523/LTN20140523196.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0523/LTN20140523198.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0411/LTN20140411513.PDF
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
STATEMENT OF ACCOUNTS AND THE REPORTS OF
DIRECTORS AND OF THE AUDITOR OF THE COMPANY
FOR THE YEAR ENDED 31 DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.465 Mgmt For For
PER SHARE FOR THE YEAR ENDED 31 DECEMBER
2013
3.a TO RE-ELECT MR. TIAN GUOLI AS A DIRECTOR OF Mgmt For For
THE COMPANY
3.b TO RE-ELECT MR. HE GUANGBEI AS A DIRECTOR Mgmt For For
OF THE COMPANY
3.c TO RE-ELECT MR. LI ZAOHANG AS A DIRECTOR OF Mgmt For For
THE COMPANY
3.d TO RE-ELECT MR. ZHU SHUMIN AS A DIRECTOR OF Mgmt For For
THE COMPANY
3.e TO RE-ELECT MR. YUE YI AS A DIRECTOR OF THE Mgmt For For
COMPANY
4 TO RE-APPOINT ERNST & YOUNG AS AUDITOR OF Mgmt For For
THE COMPANY AND AUTHORISE THE BOARD OF
DIRECTORS OR A DULY AUTHORISED COMMITTEE OF
THE BOARD TO DETERMINE THE REMUNERATION OF
THE AUDITOR
5 TO GRANT A GENERAL MANDATE TO THE BOARD OF Mgmt Against Against
DIRECTORS TO ALLOT, ISSUE AND DEAL WITH
ADDITIONAL SHARES IN THE COMPANY, NOT
EXCEEDING 20% OR, IN THE CASE OF ISSUE OF
SHARES SOLELY FOR CASH AND UNRELATED TO ANY
ASSET ACQUISITION, NOT EXCEEDING 5% OF THE
TOTAL NUMBER OF SHARES OF THE COMPANY IN
ISSUE AS AT THE DATE OF PASSING THIS
RESOLUTION
6 TO GRANT A GENERAL MANDATE TO THE BOARD OF Mgmt For For
DIRECTORS TO BUY BACK SHARES IN THE
COMPANY, NOT EXCEEDING 10% OF THE TOTAL
NUMBER OF SHARES OF THE COMPANY IN ISSUE AS
AT THE DATE OF PASSING THIS RESOLUTION
7 CONDITIONAL ON THE PASSING OF RESOLUTIONS 5 Mgmt Against Against
AND 6, TO EXTEND THE GENERAL MANDATE
GRANTED BY RESOLUTION 5 BY ADDING THERETO
OF THE TOTAL NUMBER OF SHARES OF THE
COMPANY BOUGHT BACK UNDER THE GENERAL
MANDATE GRANTED PURSUANT TO RESOLUTION 6
8 TO APPROVE THE ADOPTION OF NEW ARTICLES OF Mgmt For For
ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
BORGWARNER INC. Agenda Number: 933941773
--------------------------------------------------------------------------------------------------------------------------
Security: 099724106
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: BWA
ISIN: US0997241064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JAN CARLSON Mgmt For For
1.2 ELECTION OF DIRECTOR: DENNIS C. CUNEO Mgmt For For
1.3 ELECTION OF DIRECTOR: VICKI L. SATO Mgmt For For
2 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY FOR 2014.
3 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION AS DISCLOSED IN THE
PROXY STATEMENT.
4 APPROVAL OF BORGWARNER INC. 2014 STOCK Mgmt For For
INCENTIVE PLAN.
5 AMENDMENT OF THE COMPANY'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION.
6 STOCKHOLDER PROPOSAL CONCERNING SIMPLE Shr For Against
MAJORITY VOTING.
--------------------------------------------------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION Agenda Number: 933950277
--------------------------------------------------------------------------------------------------------------------------
Security: 101137107
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: BSX
ISIN: US1011371077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRUCE L. BYRNES Mgmt For For
1B. ELECTION OF DIRECTOR: NELDA J. CONNORS Mgmt For For
1C. ELECTION OF DIRECTOR: KRISTINA M. JOHNSON Mgmt For For
1D. ELECTION OF DIRECTOR: EDWARD J. LUDWIG Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL F. MAHONEY Mgmt For For
1F. ELECTION OF DIRECTOR: ERNEST MARIO Mgmt For For
1G. ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: PETE M. NICHOLAS Mgmt For For
1I. ELECTION OF DIRECTOR: UWE E. REINHARDT Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID J. ROUX Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN E. SUNUNU Mgmt For For
2. TO CONSIDER AND VOTE UPON AN ADVISORY VOTE Mgmt For For
TO APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION.
3. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR 2006 GLOBAL EMPLOYEE STOCK OWNERSHIP
PLAN.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR.
5. TO CONSIDER AND VOTE UPON A STOCKHOLDER Shr Against For
PROPOSAL SUBMITTED BY THE PEOPLE FOR THE
ETHICAL TREATMENT OF ANIMALS CONCERNING
ACCOUNTABILITY IN ANIMAL EXPERIMENTATION.
--------------------------------------------------------------------------------------------------------------------------
BOUYGUES, PARIS Agenda Number: 705003806
--------------------------------------------------------------------------------------------------------------------------
Security: F11487125
Meeting Type: MIX
Meeting Date: 24-Apr-2014
Ticker:
ISIN: FR0000120503
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 09 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0305/201403051400518.pdf.PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0409/201404091401041.pdf AND CHANGE IN
RECORD DATE FROM 17 APR 14 TO 16 APR 14. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
O.1 Approval of the annual corporate financial Mgmt For For
statements and transactions for the
financial year ended on December 31, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements and transactions for the
financial year ended on December 31, 2013
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Approval of the regulated agreements and Mgmt Against Against
commitments
O.5 Renewal of term of Mr. Herve Le Bouc as Mgmt Against Against
Board member
O.6 Renewal of term of Mr. Helman le Pas de Mgmt For For
Secheval as Board member
O.7 Renewal of term of Mr. Nonce Paolini as Mgmt Against Against
Board member
O.8 Review and approval of the components of Mgmt For For
the compensation owed or paid to Mr. Martin
Bouygues for the 2013 financial year
O.9 Review and approval of the components of Mgmt For For
the compensation owed or paid to Mr.
Olivier Bouygues for the 2013 financial
year
O.10 Authorization granted to the Board of Mgmt Against Against
Directors to allow the Company to trade in
its own shares
E.11 Authorization granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of treasury shares of the
Company
E.12 Authorization granted to the Board of Mgmt Against Against
Directors to grant share subscription or
purchase options
E.13 Delegation of authority granted to the Mgmt Against Against
Board of Directors to issue share
subscription warrants during public
offering period involving shares of the
Company
E.14 Authorization granted to the Board of Mgmt Against Against
Directors to use the delegations and
authorizations to increase share capital
during public offering period involving
shares of the Company
E.15 Amendment to Article 13 of the bylaws to Mgmt For For
authorizing the appointment of Board
members representing employees
E.16 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BRENNTAG AG, MUEHLHEIM/RUHR Agenda Number: 705265393
--------------------------------------------------------------------------------------------------------------------------
Security: D12459109
Meeting Type: AGM
Meeting Date: 17-Jun-2014
Ticker:
ISIN: DE000A1DAHH0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT BY JUDGEMENT OF OLG Non-Voting
COLOGNE RENDERED ON JUNE 6, 2012, ANY
SHAREHOLDER WHO HOLDS AN AGGREGATE TOTAL OF
3 PERCENT OR MORE OF THE OUTSTANDING SHARE
CAPITAL MUST REGISTER UNDER THEIR
BENEFICIAL OWNER DETAILS BEFORE THE
APPROPRIATE DEADLINE TO BE ABLE TO VOTE.
FAILURE TO COMPLY WITH THE DECLARATION
REQUIREMENTS AS STIPULATED IN SECTION 21 OF
THE SECURITIES TRADE ACT (WPHG) MAY PREVENT
THE SHAREHOLDER FROM VOTING AT THE GENERAL
MEETINGS. THEREFORE, YOUR CUSTODIAN MAY
REQUEST THAT WE REGISTER BENEFICIAL OWNER
DATA FOR ALL VOTED ACCOUNTS WITH THE
RESPECTIVE SUB CUSTODIAN. IF YOU REQUIRE
FURTHER INFORMATION WHETHER OR NOT SUCH BO
REGISTRATION WILL BE CONDUCTED FOR YOUR
CUSTODIANS ACCOUNTS, PLEASE CONTACT YOUR
CSR.
THE SUB CUSTODIANS HAVE ADVISED THAT VOTED Non-Voting
SHARES ARE NOT BLOCKED FOR TRADING PURPOSES
I.E. THEY ARE ONLY UNAVAILABLE FOR
SETTLEMENT. REGISTERED SHARES WILL BE
DEREGISTERED AT THE DEREGISTRATION DATE BY
THE SUB CUSTODIANS. IN ORDER TO
DELIVER/SETTLE A VOTED POSITION BEFORE THE
DEREGISTRATION DATE A VOTING INSTRUCTION
CANCELLATION AND DE-REGISTRATION REQUEST
NEEDS TO BE SENT TO YOUR CSR OR CUSTODIAN.
PLEASE CONTACT YOUR CSR FOR FURTHER
INFORMATION.
THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 02 Non-Voting
JUN 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORT FOR THE 2013 FINANCIAL
YEAR WITH THE REPORT OF THE SUPERVISORY
BOARD, THE GROUP FINANCIAL STATEMENTS AND
GROUP ANNUAL REPORT AS WELL AS THE REPORT
BY THE BOARD OF MDS PURSUANT TO SECTIONS
289(4) AND 315(4) OF THE GERMAN COMMERCIAL
CODE
2. RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
DISTRIBUTABLE PROFIT THE DISTRIBUTABLE
PROFIT IN THE AMOUNT OF EUR 133,900,000
SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT
OF A DIVIDEND OF EUR 2.60 PER NO-PAR SHARE
EX-DIVIDEND AND PAYABLE DATE: JUNE 18, 2014
3. RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS
4. RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD
5. APPOINTMENT OF AUDITORS THE FOLLOWING Mgmt For For
ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS
AND GROUP AUDITORS FOR THE 2014 FINANCIAL
YEAR AND FOR THE REVIEW OF THE INTERIM
HALF-YEAR FINANCIAL STATEMENTS:
PRICEWATERHOUSECOOPERS AG, DUSSELDORF
6. RESOLUTION ON THE INCREASE OF THE SHARE Mgmt For For
CAPITAL THROUGH THE COMPANY CAPITAL AS WELL
AS THE APPROPRIATE AMENDMENTS TO THE
ARTICLES OF ASSOCIATION THE COMPANY'S SHARE
CAPITAL OF EUR 51,500,000 SHALL BE
INCREASED TO EUR 154,500,000 THROUGH THE
CONVERSION OF CAPITAL RESERVES OF EUR
103,000,000 AND THE CORRESPONDING ISSUE OF
103,000,000 NEW BEARER NO-PAR SHARES WITH
DIVIDEND ENTITLEMENT BEGINNING WITH THE
2014 FINANCIAL YEAR. THE NEW SHARES SHALL
BE ISSUED TO THE SHAREHOLDERS AT A RATIO OF
1:2
7. RESOLUTION ON THE CREATION OF NEW Mgmt For For
AUTHORIZED CAPITAL AND THE AMENDMENT TO THE
ARTICLES OF ASSOCIATION THE EXISTING
AUTHORIZED CAPITAL SHALL BE REVOKED. THE
BOARD OF MDS SHALL BE AUTHORIZED, WITH THE
CONSENT OF THE SUPERVISORY BOARD, TO
INCREASE THE SHARE CAPITAL BY UP TO EUR
77,250,000 THROUGH THE ISSUE OF UP TO
77,250,000 NEW BEARER NO-PAR SHARES AGAINST
CONTRIBUTIONS IN CASH AND/OR KIND ON OR
BEFORE JUNE 16, 2019. SHAREHOLDERS'
SUBSCRIPTION RIGHTS MAY BE EXCLUDED FOR A
CAPITAL INCREASE AGAINST CASH PAYMENT OF UP
TO 10 PERCENT OF THE SHARE CAPITAL IF THE
SHARES ARE ISSUED AT A PRICE NOT MATERIALLY
BELOW THE MARKET PRICE OF IDENTICAL SHARES,
FOR THE ISSUE OF EMPLOYEE SHARES, FOR A
CAPITAL INCREASE AGAINST PAYMENT IN KIND,
THE SATISFACTION OF OPTION AND/OR
CONVERSION RIGHTS, AND FOR RESIDUAL AMOUNTS
8. RESOLUTION ON THE AUTHORIZATION TO ISSUE Mgmt For For
CONVERTIBLE AND/OR WARRANT BONDS, THE
CREATION OF CONTINGENT CAPITAL, AND THE
CORRESPONDING AMENDMENT TO THE ARTICLES OF
ASSOCIATION THE EXISTING AUTHORIZATION
ADOPTED BY THE SHAREHOLDERS' MEETING OF
MARCH 19, 2010, TO ISSUE BONDS AND TO
CREATE A CORRESPONDING CONTINGENT CAPITAL
SHALL BE REVOKED. THE BOARD OF MDS SHALL BE
AUTHORIZED, WITH THE CONSENT OF THE
SUPERVISORY BOARD, TO ISSUE BONDS OF UP TO
EUR 2,000,000,000 CONFERRING CONVERSION
AND/OR OPTION RIGHTS FOR SHARES OF THE
COMPANY ON OR BEFORE JUNE 16, 2019.
SHAREHOLDERS' SUBSCRIPTION RIGHTS MAY BE
EXCLUDED. THE COMPANY'S SHARE CAPITAL SHALL
BE INCREASED ACCORDINGLY BY UP TO EUR
25,750,000 THROUGH THE ISSUE OF UP TO
25,750,000 NEW REGISTERED NO-PAR SHARES,
INSOFAR AS CONVERSION AND/OR OPTION RIGHTS
ARE EXERCISED (CONTINGENT CAPITAL 2014)
9. AUTHORIZATION TO ACQUIRE OWN SHARES THE Mgmt For For
COMPANY SHALL BE AUTHORIZED TO ACQUIRE OWN
SHARES OF UP TO 10 PERCENT OF THE COMPANY'S
SHARE CAPITAL, AT A PRICE DIFFERING NEITHER
MORE THAN 10 PERCENT FROM THE MARKET PRICE
OF THE SHARES ON OR BEFORE JUNE 30, 2019.
THE BOARD OF MDS SHALL BE AUTHORIZED TO
DISPOSE OF THE SHARES IN A MANNER OTHER
THAN THE STOCK EXCHANGE OR AN OFFER TO ALL
SHAREHOLDERS IF THE SHARES ARE SOLD AT A
PRICE NOT MATERIALLY BELOW THEIR MARKET
PRICE, TO USE THE SHARES IN CONNECTION WITH
MERGERS AND ACQUISITIONS OR FOR SATISFYING
CONVERSION OR OPTION RIGHTS, AND TO RETIRE
THE SHARES.
10. APPROVAL OF THE AMENDMENTS TO THE EXISTING Mgmt For For
PROFIT TRANSFER AGREEMENT WITH THE
COMPANY'S SUBSIDIARY BRENNTAG HOLDING GMBH
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 933943462
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L. ANDREOTTI Mgmt For For
1B. ELECTION OF DIRECTOR: L.B. CAMPBELL Mgmt For For
1C. ELECTION OF DIRECTOR: J.M. CORNELIUS Mgmt For For
1D. ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Mgmt For For
1E. ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt For For
1F. ELECTION OF DIRECTOR: A.J. LACY Mgmt For For
1G. ELECTION OF DIRECTOR: T.J. LYNCH, JR., M.D. Mgmt For For
1H. ELECTION OF DIRECTOR: D.C. PALIWAL Mgmt For For
1I. ELECTION OF DIRECTOR: V.L. SATO, PH.D. Mgmt For For
1J. ELECTION OF DIRECTOR: G.L. STORCH Mgmt For For
1K. ELECTION OF DIRECTOR: T.D. WEST, JR. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
4. SIMPLE MAJORITY VOTE. Shr For
--------------------------------------------------------------------------------------------------------------------------
BRITISH SKY BROADCASTING GROUP PLC, ISLEWORTH MIDD Agenda Number: 704781409
--------------------------------------------------------------------------------------------------------------------------
Security: G15632105
Meeting Type: AGM
Meeting Date: 22-Nov-2013
Ticker:
ISIN: GB0001411924
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the financial statements for the Mgmt For For
year ended 30 June 2013, together with the
report of the Directors and Auditors
2 To declare a final dividend for the year Mgmt For For
ended 30 June 2013
3 To reappoint Chase Carey as a Director Mgmt For For
4 To reappoint Tracy Clarke as a Director Mgmt For For
5 To reappoint Jeremy Darroch as a Director Mgmt For For
6 To reappoint David F. DeVoe as a Director Mgmt For For
7 To reappoint Nick Ferguson as a Director Mgmt For For
8 To reappoint Martin Gilbert as a Director Mgmt For For
9 To reappoint Adine Grate as a Director Mgmt For For
10 To reappoint Andrew Griffith as a Director Mgmt For For
11 To reappoint Andy Higginson as a Director Mgmt For For
12 To reappoint Dave Lewis as a Director Mgmt For For
13 To reappoint James Murdoch as a Director Mgmt For For
14 To reappoint Matthieu Pigasse as a Director Mgmt For For
15 To reappoint Danny Rimer as a Director Mgmt For For
16 To reappoint Arthur Siskind as a Director Mgmt For For
17 To reappoint Andy Sukawaty as a Director Mgmt For For
18 To reappoint Deloitte LLP as Auditors of Mgmt For For
the Company and to authorise the Directors
to agree their remuneration
19 To approve the report on Directors Mgmt Split 80% For 20% Against Split
remuneration for the year ended 30 June
2013
20 To authorise the Company and its Mgmt For For
subsidiaries to make political donations
and incur political expenditure
21 To authorise the Directors to allot shares Mgmt For For
under Section 551 of the Companies Act 2006
22 To disapply statutory pre-emption rights Mgmt For For
23 To allow the Company to hold general Mgmt Split 20% For 80% Against Split
meetings (other than annual general
meetings) on 14 days' notice
24 To authorise the Directors to make Mgmt For For
on-market purchases
25 To authorise the Directors to make Mgmt For For
off-market purchases
26 To approve the Twenty-First Century Fox Mgmt For For
Agreement as a related party transaction
under the Listing Rules
27 To approve the British Sky Broadcasting Mgmt For For
Group plc 2013 Sharesave Scheme Rules
--------------------------------------------------------------------------------------------------------------------------
BROADCOM CORPORATION Agenda Number: 933953956
--------------------------------------------------------------------------------------------------------------------------
Security: 111320107
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: BRCM
ISIN: US1113201073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. FINOCCHIO, JR Mgmt For For
NANCY H. HANDEL Mgmt For For
EDDY W. HARTENSTEIN Mgmt For For
MARIA M. KLAWE, PH.D. Mgmt For For
JOHN E. MAJOR Mgmt For For
SCOTT A. MCGREGOR Mgmt For For
WILLIAM T. MORROW Mgmt For For
HENRY SAMUELI, PH.D. Mgmt For For
ROBERT E. SWITZ Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt Against Against
COMPANY'S NAMED EXECUTIVE OFFICERS
DESCRIBED IN THE PROXY STATEMENT.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
BRUKER CORPORATION Agenda Number: 933990055
--------------------------------------------------------------------------------------------------------------------------
Security: 116794108
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: BRKR
ISIN: US1167941087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: STEPHEN W. FESIK Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
3. ADVISORY VOTE TO APPROVE COMPENSATION PAID Mgmt For For
TO OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
BURBERRY GROUP PLC Agenda Number: 704614278
--------------------------------------------------------------------------------------------------------------------------
Security: G1699R107
Meeting Type: AGM
Meeting Date: 12-Jul-2013
Ticker:
ISIN: GB0031743007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the audited accounts for the Mgmt For For
year ended 31 March 2013 together with the
Directors and Auditors reports
2 To approve the Directors Remuneration Mgmt For For
Report for the year ended 31 March 2013
3 To declare a final dividend of 21.0p per Mgmt For For
Ordinary Share for the year ended 31 March
2013
4 To re-elect Sir John Peace as a director of Mgmt For For
the Company
5 To re-elect Angela Ahrendts as a director Mgmt For For
of the Company
6 To re-elect Philip Bowman as a director of Mgmt For For
the Company
7 To re-elect Ian Carter as a director of the Mgmt For For
Company
8 To re-elect Stephanie George as a director Mgmt For For
of the Company
9 To re-elect John Smith as a director of the Mgmt For For
Company
10 To re-elect David Tyler as a director of Mgmt For For
the Company
11 To elect Carol Fairweather as a director of Mgmt For For
the Company
12 To reappoint PricewaterhouseCoopers LLP as Mgmt For For
Auditors of the Company
13 To authorise the Audit Committee of the Mgmt For For
Company to determine the Auditors
remuneration
14 To authorise political donations and Mgmt For For
expenditure by the Company and its
subsidiaries
15 To authorise the directors to allot shares Mgmt For For
16 To renew the directors authority to Mgmt For For
disapply pre-emption rights
17 To authorise the Company to purchase its Mgmt For For
own ordinary shares
18 To authorise the directors to call general Mgmt For For
meetings other than an annual general
meeting on not less than 14 clear days'
notice
--------------------------------------------------------------------------------------------------------------------------
CAE INC. Agenda Number: 933855249
--------------------------------------------------------------------------------------------------------------------------
Security: 124765108
Meeting Type: Annual
Meeting Date: 08-Aug-2013
Ticker: CAE
ISIN: CA1247651088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARC PARENT Mgmt For For
BRIAN E. BARENTS Mgmt For For
MICHAEL M. FORTIER Mgmt For For
PAUL GAGNE Mgmt For For
JAMES F. HANKINSON Mgmt For For
JOHN P. MANLEY Mgmt For For
PETER J. SCHOOMAKER Mgmt For For
ANDREW J. STEVENS Mgmt For For
KATHARINE B. STEVENSON Mgmt For For
KATHLEEN E. WALSH Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS, LLP Mgmt For For
AS AUDITORS AND AUTHORIZATION OF THE
DIRECTORS TO FIX THEIR REMUNERATION.
03 CONSIDERING AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION ON EXECUTIVE COMPENSATION.
04 CONSIDERING AND APPROVING A RESOLUTION (SEE Mgmt For For
"BUSINESS OF THE MEETING - BY-LAW
AMENDMENT" IN THE ACCOMPANYING MANAGEMENT
PROXY CIRCULAR) ESTABLISHING AN ADVANCE
NOTICE BY-LAW AMENDMENT TO CAE'S GENERAL
BY-LAW, AS IS SET FORTH IN APPENDIX C TO
THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
CAIXABANK S.A., BARCELONA Agenda Number: 705070617
--------------------------------------------------------------------------------------------------------------------------
Security: E2427M123
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: ES0140609019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 25 APR 2014. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 Approval of the individual and consolidated Mgmt For For
Annual Accounts and the respective
Management Reports for the year ending on
December 31, 2013
2 Approval of the management performance by Mgmt For For
the Board of Directors during the financial
year ending December 31, 2013
3 Approval of the proposed distribution of Mgmt For For
profit for the year ending December 31,
2013
4 Re-election of the Accounts Auditor for the Mgmt For For
Company and its consolidated group for
2015: Deloitte
5.1 Ratification and appointment of Mr. Antonio Mgmt For For
Sainz de Vicuna Barroso as Board member
5.2 Re-election of Mr. David K.P. Li as Board Mgmt For For
member
5.3 Re-election of Mr. Alain Minc as Board Mgmt For For
member
5.4 Re-election of Mr. Juan Rosell Lastortras Mgmt For For
as Board member
5.5 Appointment of Ms. Maria Amparo Moraleda Mgmt For For
Martinez as Board member
6 Amendment of Article 1 ("Company name. Mgmt For For
Indirect exercise") of the Articles of
Association, removing the reference to the
indirect exercise in the title, and
amendment of section 2 in order to suppress
that the Company is the bank through which
Caixa d'Estalvis i Pensions de Barcelona
indirectly exercises its business as a
credit entity, all effective as of the
transformation of Caixa d'Estalvis i
Pensions de Barcelona into a banking
foundation. Subsequent amendment of article
2 ("Corporate object") of the Articles of
Association
7.1 Capital increases charged to reserves: Mgmt For For
Approval of an increase of share capital in
an amount determinable according to the
terms of the resolution, by issuing new
common shares with a par value of one (1)
euro each, of the same class and series as
those currently outstanding, charged to
voluntary reserves, offering the
shareholders the possibility of selling the
free subscription rights to the Company
itself or on the market. Allocation of
non-distributable reserves. Granting of
powers to the Board of Directors, with
authorisation to delegate in turn to the
Executive Committee, to set the date on
which the capital increase will be made,
and all other terms of the increase where
not provided for by the General Meeting, in
accordance with Article 297.1.a) of Royal
Legislative Decree 1/2010, of 2 July,
approving the CONTD
CONT CONTD redrafted text of the Corporate Non-Voting
Enterprises Act ("Corporate Enterprises
Act"). Request for the competent bodies to
admit negotiation of the new shares on the
Stock Exchanges of Barcelona, Bilbao,
Madrid and Valencia, through the Continuous
Market System
7.2 Capital increases charged to reserves: Mgmt For For
Approval of a second increase of share
capital in an amount determinable according
to the terms of the resolution, by issuing
new common shares with a par value of one
(1) euro each, of the same class and series
as those currently outstanding, charged to
voluntary reserves, offering the
shareholders the possibility of selling the
free subscription rights to the Company
itself or on the market. Allocation of
non-distributable reserves. Granting of
powers to the Board of Directors, with
authorisation to delegate in turn to the
Executive Committee, to set the date on
which the capital increase will be made,
and all other terms of the increase where
not provided for by the General Meeting,
all in accordance with Article 297.1.a) of
the Corporate Enterprises Act. Request to
the competent CONTD
CONT CONTD bodies to admit negotiation of the Non-Voting
new shares on the Stock Exchanges of
Barcelona, Bilbao, Madrid and Valencia,
through the Continuous Market System
7.3 Capital increases charged to reserves: Mgmt For For
Approval of a third increase of share
capital in an amount determinable according
to the terms of the resolution, by issuing
new common shares with a par value of one
(1) euro each, of the same class and series
as those currently outstanding, charged to
voluntary reserves, offering the
shareholders the possibility of selling the
free subscription rights to the Company
itself or on the market. Allocation of
non-distributable reserves. Granting of
powers to the Board of Directors, with
authorisation to delegate in turn to the
Executive Committee, to set the date on
which the capital increase will be made,
and all other terms of the increase where
not provided for by the General Meeting,
all in accordance with Article 297.1.a) of
the Corporate Enterprises Act. Request to
the competent CONTD
CONT CONTD bodies to admit negotiation of the Non-Voting
new shares on the Stock Exchanges of
Barcelona, Bilbao, Madrid and Valencia,
through the Continuous Market System
7.4 Capital increases charged to reserves: Mgmt For For
Approval of a fourth increase of share
capital in an amount determinable according
to the terms of the resolution, by issuing
new common shares with a par value of one
(1) euro each, of the same class and series
as those currently outstanding, charged to
voluntary reserves, offering the
shareholders the possibility of selling the
free subscription rights to the Company
itself or on the market. Allocation of
non-distributable reserves. Granting of
powers to the Board of Directors, with
authorisation to delegate in turn to the
Executive Committee, to set the date on
which the capital increase will be made,
and all other terms of the increase where
not provided for by the General Meeting,
all in accordance with Article 297.1.a) of
the Corporate Enterprises Act. Request to
the competent CONTD
CONT CONTD bodies to admit negotiation of the Non-Voting
new shares on the Stock Exchanges of
Barcelona, Bilbao, Madrid and Valencia,
through the Continuous Market System
8 Establishment of the Board members' Mgmt For For
remuneration
9 Delivery of Company shares to the Deputy Mgmt For For
Chairman and Chief Executive Officer and
the senior executives (altos directivos) as
part of the variable remuneration scheme of
the Company
10 Approval of the maximum level of variable Mgmt For For
remuneration that may be earned by
employees whose professional activities
have a significant impact on the Company's
risk profile
11 Authorisation and delegation of powers to Mgmt For For
interpret, correct, supplement, implement
and develop the resolutions adopted by the
Meeting, and delegation of powers to
notarise those resolutions in public deeds,
register them and, if applicable, correct
them
12 Consultative vote regarding the Annual Mgmt For For
Report on Remuneration of the members of
the Board of Directors for the 2013
financial year
13 Communication of the audited balance sheets Non-Voting
forming the basis for the approval by the
Board of Directors at its respective
meetings of 25 July 2013, 26 September
2013, 21 November 2013 and 27 February 2014
of the terms and implementation of the
resolutions for capital increases against
reserves approved at the Company's General
Meeting held on 25 April 2013, under
sections 1, 2, 3 and 4 of Item 7 of the
Agenda, in the context of the shareholder
remuneration scheme called the
"Dividend/Share Programme". Terms for
execution of the said increases
CMMT SHAREHOLDERS HOLDING LESS THAN "1000" Non-Voting
SHARES (MINIMUM SHAREHOLDINGS TO ATTEND THE
MEETING) MAY GRANT A PROXY TO ANOTHER
SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR
GROUP THEM TO REACH AT LEAST THAT NUMBER,
GIVING REPRESENTATION TO A SHAREHOLDER OF
THE GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING.
CMMT 03 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AUDITOR NAME FOR
RESOLUTION NO. 4. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CAMECO CORPORATION Agenda Number: 933975596
--------------------------------------------------------------------------------------------------------------------------
Security: 13321L108
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: CCJ
ISIN: CA13321L1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 YOU DECLARE THAT THE SHARES REPRESENTED BY Shr For Against
THIS VOTING INSTRUCTION FORM ARE HELD,
BENEFICIALLY OWNED OR CONTROLLED, EITHER
DIRECTLY OR INDIRECTLY, BY A RESIDENT OF
CANADA AS DEFINED ON THE FORM. IF THE
SHARES ARE HELD IN THE NAMES OF TWO OR MORE
PEOPLE, YOU DECLARE THAT ALL OF THESE
PEOPLE ARE RESIDENTS OF CANADA.
02 DIRECTOR
IAN BRUCE Mgmt For For
DANIEL CAMUS Mgmt For For
JOHN CLAPPISON Mgmt For For
JOE COLVIN Mgmt For For
JAMES CURTISS Mgmt For For
DONALD DERANGER Mgmt For For
CATHERINE GIGNAC Mgmt For For
TIM GITZEL Mgmt For For
JAMES GOWANS Mgmt For For
NANCY HOPKINS Mgmt For For
ANNE MCLELLAN Mgmt For For
NEIL MCMILLAN Mgmt For For
VICTOR ZALESCHUK Mgmt For For
03 APPOINT KPMG LLP AS AUDITORS Mgmt For For
04 RESOLVED, ON AN ADVISORY BASIS AND NOT TO Mgmt For For
DIMINISH THE ROLE AND RESPONSIBILITIES OF
THE BOARD OF DIRECTORS, THAT THE
SHAREHOLDER ACCEPT THE APPROACH TO
EXECUTIVE COMPENSATION DISCLOSED IN
CAMECO'S MANAGEMENT PROXY CIRCULAR
DELIVERED IN ADVANCE OF THE 2014 ANNUAL
MEETING OF SHAREHOLDERS.
05 RESOLVED, THAT THE AMENDED AND RESTATED Mgmt For For
BYLAW NO. 7 OF CAMECO CORPORATION, AS
APPROVED BY THE BOARD ON FEBRUARY 7, 2014,
AS SET OUT IN APPENDIX D OF CAMECO'S PROXY
CIRCULAR DATED MARCH 10, 2014, BE AND IS
CONFIRMED.
--------------------------------------------------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION Agenda Number: 933961674
--------------------------------------------------------------------------------------------------------------------------
Security: 13342B105
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: CAM
ISIN: US13342B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: H. PAULETT EBERHART Mgmt For For
1.2 ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1.3 ELECTION OF DIRECTOR: JAMES T. HACKETT Mgmt For For
1.4 ELECTION OF DIRECTOR: JACK B. MOORE Mgmt For For
1.5 ELECTION OF DIRECTOR: MICHAEL E. PATRICK Mgmt For For
1.6 ELECTION OF DIRECTOR: JON ERIK REINHARDSEN Mgmt For For
1.7 ELECTION OF DIRECTOR: BRUCE W. WILKINSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, OUR 2013 Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CANON INC. Agenda Number: 704992482
--------------------------------------------------------------------------------------------------------------------------
Security: J05124144
Meeting Type: AGM
Meeting Date: 28-Mar-2014
Ticker:
ISIN: JP3242800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Outside Directors
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
3.14 Appoint a Director Mgmt For For
3.15 Appoint a Director Mgmt For For
3.16 Appoint a Director Mgmt For For
3.17 Appoint a Director Mgmt For For
3.18 Appoint a Director Mgmt For For
3.19 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt For For
4.3 Appoint a Corporate Auditor Mgmt For For
5 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CARLSBERG AS, COPENHAGEN Agenda Number: 704982126
--------------------------------------------------------------------------------------------------------------------------
Security: K36628137
Meeting Type: AGM
Meeting Date: 20-Mar-2014
Ticker:
ISIN: DK0010181759
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 6.A TO 6.J AND 7. THANK
YOU.
1 Proposal from the Supervisory Board that Mgmt For For
the annual reports of the Company be
prepared in English only
2 Report on the activities of the company in Non-Voting
the past year
3 Presentation of the audited Annual Report Mgmt For For
for approval and resolution to discharge
the Supervisory Board and the Executive
Board from their obligations
4 Board recommendations regarding the Mgmt For For
distribution of profit, including
declaration of dividends
5.a Approval of the Remuneration Policy for the Mgmt For For
Supervisory Board and the Executive Board
of Carlsberg A/S, including general
guidelines for incentive programmes for the
Executive Board
5.b Approval of the Supervisory Board Mgmt For For
remuneration for 2014
5.c Proposal from the Supervisory Board Mgmt For For
regarding acquisition of treasury shares
5.D.i PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL. Proposal from
shareholder Kjeld Beyer: Proposal to attach
supplementary financial information to the
notice convening the Annual General Meeting
5D.ii PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL. Proposal from
shareholder Kjeld Beyer: Proposal that
company announcements including annual
reports and quarterly statements at all
times be available in Danish on the
Company's website for at least five years
5Diii PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL. Proposal from
shareholder Kjeld Beyer: Proposal that the
annual reports and quarterly statements be
accessible on the Company's website with
maximum 2-3 links from the front page and
that the links are in Danish and easily
accessible
5D.iv PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL. Proposal from
shareholder Kjeld Beyer: Proposal that
refreshments in connection with the Annual
General Meeting match the outlook for the
coming year
6.a Re-election of Flemming Besenbacher to the Mgmt For For
Supervisory Board
6.b Re-election of Jess Soderberg to the Mgmt For For
Supervisory Board
6.c Re-election of Lars Stemmerik to the Mgmt For For
Supervisory Board
6.d Re-election of Richard Burrows to the Mgmt For For
Supervisory Board
6.e Re-election of Cornelis (Kees) Job van der Mgmt For For
Graaf to the Supervisory Board
6.f Re-election of Donna Cordner to the Mgmt For For
Supervisory Board
6.g Re-election of Elisabeth Fleuriot to the Mgmt For For
Supervisory Board
6.h Re-election of Soren-Peter Fuchs Olesen to Mgmt For For
the Supervisory Board
6.i Re-election of Nina Smith to the Mgmt For For
Supervisory Board
6.j Election of Carl Bache to the Supervisory Mgmt For For
Board
7 Election of Auditor (KPMG 2014 P/S) Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION Agenda Number: 933926733
--------------------------------------------------------------------------------------------------------------------------
Security: 143658300
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: CCL
ISIN: PA1436583006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RE-ELECT MICKY ARISON AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
2. TO RE-ELECT SIR JONATHON BAND AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
3. TO RE-ELECT ARNOLD W. DONALD AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
4. TO RE-ELECT RICHARD J. GLASIER AS A Mgmt For For
DIRECTOR OF CARNIVAL CORPORATION AND AS A
DIRECTOR OF CARNIVAL PLC.
5. TO RE-ELECT DEBRA KELLY-ENNIS AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
6. TO RE-ELECT SIR JOHN PARKER AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
7. TO RE-ELECT STUART SUBOTNICK AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
8. TO RE-ELECT LAURA WEIL AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
9. TO RE-ELECT RANDALL J. WEISENBURGER AS A Mgmt For For
DIRECTOR OF CARNIVAL CORPORATION AND AS A
DIRECTOR OF CARNIVAL PLC.
10. TO RE-APPOINT THE UK FIRM OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR CARNIVAL PLC AND TO RATIFY THE
SELECTION OF THE U.S. FIRM OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM FOR CARNIVAL CORPORATION.
11. TO AUTHORIZE THE AUDIT COMMITTEE OF Mgmt For For
CARNIVAL PLC TO AGREE TO THE REMUNERATION
OF THE INDEPENDENT AUDITORS OF CARNIVAL
PLC.
12. TO RECEIVE THE UK ACCOUNTS AND REPORTS OF Mgmt For For
THE DIRECTORS AND AUDITORS OF CARNIVAL PLC
FOR THE YEAR ENDED NOVEMBER 30, 2013 (IN
ACCORDANCE WITH LEGAL REQUIREMENTS
APPLICABLE TO UK COMPANIES).
13. TO APPROVE THE FISCAL 2013 COMPENSATION OF Mgmt Against Against
THE NAMED EXECUTIVE OFFICERS OF CARNIVAL
CORPORATION & PLC (IN ACCORDANCE WITH LEGAL
REQUIREMENTS APPLICABLE TO U.S. COMPANIES).
14. TO APPROVE THE CARNIVAL PLC DIRECTORS' Mgmt Against Against
REMUNERATION REPORT (OTHER THAN THE
CARNIVAL PLC DIRECTORS' REMUNERATION POLICY
SET OUT IN SECTION A OF PART II OF THE
CARNIVAL PLC DIRECTORS' REMUNERATION
REPORT) FOR THE YEAR ENDED NOVEMBER 30,
2013 (IN ACCORDANCE WITH LEGAL REQUIREMENTS
APPLICABLE TO UK COMPANIES).
15. TO APPROVE THE CARNIVAL PLC DIRECTORS' Mgmt Against Against
REMUNERATION POLICY SET OUT IN SECTION A OF
PART II OF THE CARNIVAL PLC DIRECTORS'
REMUNERATION REPORT FOR THE YEAR ENDED
NOVEMBER 30, 2013 (IN ACCORDANCE WITH LEGAL
REQUIREMENTS APPLICABLE TO UK COMPANIES).
16. TO APPROVE THE GIVING OF AUTHORITY FOR THE Mgmt Against Against
ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN
ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK
COMPANIES).
17. TO APPROVE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS IN RELATION TO THE
ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN
ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK
COMPANIES).
18. TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL Mgmt For For
PLC TO BUY BACK CARNIVAL PLC ORDINARY
SHARES IN THE OPEN MARKET (IN ACCORDANCE
WITH LEGAL REQUIREMENTS APPLICABLE TO UK
COMPANIES DESIRING TO IMPLEMENT SHARE BUY
BACK PROGRAMS).
19. TO APPROVE THE CARNIVAL PLC 2014 EMPLOYEE Mgmt For For
SHARE PLAN.
--------------------------------------------------------------------------------------------------------------------------
CARREFOUR SA, PARIS Agenda Number: 705013047
--------------------------------------------------------------------------------------------------------------------------
Security: F13923119
Meeting Type: MIX
Meeting Date: 15-Apr-2014
Ticker:
ISIN: FR0000120172
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 31 MAR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0310/201403101400569.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0331/201403311400870.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
O.1 Approval of the annual corporate financial Mgmt For For
statements for the financial year 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year 2013
O.3 Allocation of income and setting of the Mgmt For For
dividend
O.4 Approval of the regulated agreements Mgmt For For
pursuant to Articles L.225-38 and seq. of
the Commercial Code
O.5 Advisory notice on the compensation due or Mgmt For For
allocated for the financial year 2013 to
Mr. Georges Plassat, president and chief
executive officer
O.6 Ratification of the cooptation of Mr. Mgmt For For
Thomas J. Barrack Jr. as Board Member
O.7 Renewal of term of Mr. Amaury de Seze as Mgmt Against Against
Board Member
O.8 Renewal of term of Mr. Bernard Arnault as Mgmt For For
Board Member
O.9 Renewal of term of Mr. Jean-Laurent Bonnafe Mgmt For For
as Board Member
O.10 Renewal of term of Mr. Rene Brillet as Mgmt For For
Board Member
O.11 Authorization granted for 18 months to the Mgmt For For
Board of Directors to operate on the shares
of the Company
E.12 Modification of Article 16 of the bylaws Mgmt For For
E.13 Authorization granted for 24 months to the Mgmt For For
Board of Directors to decrease the share
capital via cancellation of shares
--------------------------------------------------------------------------------------------------------------------------
CARRIZO OIL & GAS, INC. Agenda Number: 933983505
--------------------------------------------------------------------------------------------------------------------------
Security: 144577103
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: CRZO
ISIN: US1445771033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
S.P. JOHNSON IV Mgmt For For
STEVEN A. WEBSTER Mgmt For For
THOMAS L. CARTER, JR. Mgmt For For
ROBERT F. FULTON Mgmt For For
F. GARDNER PARKER Mgmt For For
ROGER A. RAMSEY Mgmt For For
FRANK A. WOJTEK Mgmt For For
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt Against Against
THE INCENTIVE PLAN OF CARRIZO OIL & GAS,
INC. TO AUTHORIZE 3,577,500 ADDITIONAL
SHARES FOR ISSUANCE, TO AFFIRM AS MODIFIED
THE MATERIAL TERMS OF THE PERFORMANCE GOALS
AND TO MAKE OTHER CHANGES TO THE INCENTIVE
PLAN.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CATAMARAN CORPORATION Agenda Number: 933958285
--------------------------------------------------------------------------------------------------------------------------
Security: 148887102
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: CTRX
ISIN: CA1488871023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARK THIERER Mgmt For For
1B. ELECTION OF DIRECTOR: PETER BENSEN Mgmt For For
1C. ELECTION OF DIRECTOR: STEVEN COSLER Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM DAVIS Mgmt For For
1E. ELECTION OF DIRECTOR: STEVEN EPSTEIN Mgmt For For
1F. ELECTION OF DIRECTOR: BETSY HOLDEN Mgmt For For
1G. ELECTION OF DIRECTOR: KAREN KATEN Mgmt For For
1H. ELECTION OF DIRECTOR: HARRY KRAEMER Mgmt For For
1I. ELECTION OF DIRECTOR: ANTHONY MASSO Mgmt For For
2. TO CONSIDER AND APPROVE THE AMENDMENT AND Mgmt For For
RESTATEMENT OF THE CATAMARAN CORPORATION
INCENTIVE PLAN.
3. TO CONSIDER AND APPROVE THE MATERIAL TERMS Mgmt For For
OF THE PERFORMANCE MEASURES UNDER THE
CATAMARAN CORPORATION THIRD AMENDED AND
RESTATED LONG-TERM INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION, AS DISCLOSED IN THE
COMPANY'S PROXY CIRCULAR AND PROXY
STATEMENT.
5. TO APPOINT KPMG LLP AS AUDITORS OF THE Mgmt For For
COMPANY AND TO AUTHORIZE THE BOARD OF
DIRECTORS TO FIX THE AUDITOR'S REMUNERATION
AND TERMS OF ENGAGEMENT.
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 934004805
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For
1B. ELECTION OF DIRECTOR: DANIEL M. DICKINSON Mgmt For For
1C. ELECTION OF DIRECTOR: JUAN GALLARDO Mgmt For For
1D. ELECTION OF DIRECTOR: JESSE J. GREENE, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: PETER A. MAGOWAN Mgmt For For
1G. ELECTION OF DIRECTOR: DENNIS A. MUILENBURG Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS R. OBERHELMAN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM A. OSBORN Mgmt For For
1J. ELECTION OF DIRECTOR: EDWARD B. RUST, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1L. ELECTION OF DIRECTOR: MILES D. WHITE Mgmt For For
2. RATIFY THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. APPROVE THE CATERPILLAR INC. 2014 LONG-TERM Mgmt For For
INCENTIVE PLAN.
5. APPROVE THE CATERPILLAR INC. EXECUTIVE Mgmt For For
SHORT-TERM INCENTIVE PLAN.
6. STOCKHOLDER PROPOSAL - REVIEW OF GLOBAL Shr Against For
CORPORATE STANDARDS.
7. STOCKHOLDER PROPOSAL - SALES TO SUDAN. Shr Against For
8. STOCKHOLDER PROPOSAL - CUMULATIVE VOTING. Shr Split 14% For 86% Against Split
--------------------------------------------------------------------------------------------------------------------------
CAVIUM, INC. Agenda Number: 934001063
--------------------------------------------------------------------------------------------------------------------------
Security: 14964U108
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: CAVM
ISIN: US14964U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C.N. REDDY Mgmt For For
2 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT AUDITORS OF CAVIUM, INC. FOR
ITS FISCAL YEAR ENDING DECEMBER 31, 2014.
3 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF CAVIUM, INC.'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CELGENE CORPORATION Agenda Number: 934002837
--------------------------------------------------------------------------------------------------------------------------
Security: 151020104
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: CELG
ISIN: US1510201049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. HUGIN Mgmt For For
R.W. BARKER, D. PHIL. Mgmt For For
MICHAEL D. CASEY Mgmt For For
CARRIE S. COX Mgmt For For
RODMAN L. DRAKE Mgmt For For
M.A. FRIEDMAN, M.D. Mgmt For For
GILLA KAPLAN, PH.D. Mgmt For For
JAMES J. LOUGHLIN Mgmt For For
ERNEST MARIO, PH.D. Mgmt Withheld Against
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. AMENDMENT OF THE COMPANY'S CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE THE AUTHORIZED
NUMBER OF SHARES OF COMMON STOCK AND TO
EFFECT A STOCK SPLIT.
4. APPROVAL OF AN AMENDMENT OF THE COMPANY'S Mgmt For For
2008 STOCK INCENTIVE PLAN.
5. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
6. STOCKHOLDER PROPOSAL DESCRIBED IN MORE Shr Against For
DETAIL IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CENOVUS ENERGY INC. Agenda Number: 933954237
--------------------------------------------------------------------------------------------------------------------------
Security: 15135U109
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: CVE
ISIN: CA15135U1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RALPH S. CUNNINGHAM Mgmt For For
PATRICK D. DANIEL Mgmt For For
IAN W. DELANEY Mgmt For For
BRIAN C. FERGUSON Mgmt For For
MICHAEL A. GRANDIN Mgmt For For
VALERIE A.A. NIELSEN Mgmt For For
CHARLES M. RAMPACEK Mgmt For For
COLIN TAYLOR Mgmt For For
WAYNE G. THOMSON Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Mgmt For For
CHARTERED ACCOUNTANTS, AS AUDITOR OF THE
CORPORATION.
03 ACCEPTANCE OF THE CORPORATION'S APPROACH TO Mgmt For For
EXECUTIVE COMPENSATION AS DESCRIBED IN THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
CENTRAL JAPAN RAILWAY COMPANY Agenda Number: 705357627
--------------------------------------------------------------------------------------------------------------------------
Security: J05523105
Meeting Type: AGM
Meeting Date: 24-Jun-2014
Ticker:
ISIN: JP3566800003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
3.3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CEPHEID Agenda Number: 933935061
--------------------------------------------------------------------------------------------------------------------------
Security: 15670R107
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: CPHD
ISIN: US15670R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT J. EASTON Mgmt For For
1B. ELECTION OF DIRECTOR: HOLLINGS C. RENTON Mgmt For For
1C. ELECTION OF DIRECTOR: GLENN D. STEELE, JR. Mgmt For For
2. TO APPROVE AN AMENDMENT TO OUR ARTICLES OF Mgmt For For
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM
100,000,000 TO 150,000,000.
3. TO AMEND CEPHEID'S 2006 EQUITY INCENTIVE Mgmt For For
PLAN TO INCREASE THE NUMBER OF SHARES OF
CEPHEID'S COMMON STOCK RESERVED FOR
ISSUANCE BY 3,300,000 SHARES AND TO
INCREASE THE PRE-DETERMINED AMOUNT OF STOCK
OPTION EQUIVALENTS GRANTED TO OUR
NON-EMPLOYEE DIRECTORS.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF CEPHEID FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
5. TO APPROVE A NON-BINDING RESOLUTION ON Mgmt For For
CEPHEID'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CERNER CORPORATION Agenda Number: 933972538
--------------------------------------------------------------------------------------------------------------------------
Security: 156782104
Meeting Type: Annual
Meeting Date: 23-May-2014
Ticker: CERN
ISIN: US1567821046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN C. DANFORTH Mgmt For For
1B. ELECTION OF DIRECTOR: NEAL L. PATTERSON Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF CERNER CORPORATION FOR
2014.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CETIP SA - MERCADOS ORGANIZADOS, RIO DE JANEIRO Agenda Number: 705092776
--------------------------------------------------------------------------------------------------------------------------
Security: P23840104
Meeting Type: AGM
Meeting Date: 28-Apr-2014
Ticker:
ISIN: BRCTIPACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 TO EXAMINE, DISCUSS AND VOTE UPON THE BOARD Mgmt For For
OF DIRECTORS ANNUAL REPORT, THE FINANCIAL
STATEMENTS RELATING TO FISCAL YEAR ENDED ON
DECEMBER 31, 2013
2 TO APPROVE THE DISTRIBUTION OF NET PROFITS Mgmt For For
FROM THE 2013 FISCAL YEAR
3 TO SET THE GLOBAL REMUNERATION OF THE Mgmt For For
COMPANY ADMINISTRATORS
4 TO ELECT THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS. VOTES IN GROUPS OF CANDIDATES
ONLY. EDGAR DA SILVA RAMOS, CHAIRMAN, DAVID
SCOTT GOONE, VICE CHAIRMAN, ROBERTO DE
JESUS PARIS, PEDRO PAULO MOLLO NETO, ROBERT
TAITT SLAYMAKER, JOSE LUCAS FERREIRA DE
MELO, ALKIMAR RIBEIRO MOURA, JOAO CARLOS
RIBEIRO, ALEXSANDRO BROEDEL LOPES, JOSE
ROBERTO MACHADO FILHO, NELSON HENRIQUE
BARBOSA FILHO. ONLY TO ORDINARY
SHAREHOLDERS
CMMT 07 APR 2014: PLEASE NOTE THAT COMMON Non-Voting
SHAREHOLDERS SUBMITTING A VOTE TO ELECT A
MEMBER FROM THE LIST PROVIDED MUST INCLUDE
THE CANDIDATES NAME IN THE VOTE
INSTRUCTION. HOWEVER WE CANNOT DO THIS
THROUGH THE PROXYEDGE PLATFORM. IN ORDER TO
SUBMIT A VOTE TO ELECT A CANDIDATE, CLIENTS
MUST CONTACT THEIR CSR TO INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM ARE
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOUR OR AGAINST
THE DEFAULT COMPANIES CANDIDATE. THANK YOU
CMMT 07 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF NAME FOR
RESOLUTION NO. 4 AND MODIFICATION OF
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CETIP SA - MERCADOS ORGANIZADOS, RIO DE JANEIRO Agenda Number: 705102969
--------------------------------------------------------------------------------------------------------------------------
Security: P23840104
Meeting Type: EGM
Meeting Date: 28-Apr-2014
Ticker:
ISIN: BRCTIPACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 EXAMINATION, DISCUSSION AND APPROVAL OF THE Mgmt For For
PROPOSAL FOR THE SIXTH STOCK OPTION PROGRAM
OF THE COMPANY, FROM HERE ONWARDS REFERRED
TO AS PROGRAM VI, CONNECTED TO THE STOCK
OPTION PLAN OF THE COMPANY, FROM HERE
ONWARDS REFERRED TO AS PLAN 2012
--------------------------------------------------------------------------------------------------------------------------
CGG, MASSY Agenda Number: 705231950
--------------------------------------------------------------------------------------------------------------------------
Security: F1704T107
Meeting Type: AGM
Meeting Date: 04-Jun-2014
Ticker:
ISIN: FR0000120164
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 16 MAY 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0428/201404281401424.pdf. THIS IS A
REVISION DUE TO RECEIPT OF ADDITIONAL URL
LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0516/201405161402061.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
1 APPROVAL OF THE ANNUAL CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE 2013 FINANCIAL YEAR
2 ALLOCATION OF INCOME Mgmt For For
3 CLEARING THE NEGATIVE BALANCE OF THE Mgmt For For
RETAINED EARNINGS ACCOUNT BY WITHDRAWING
FROM THE "ISSUE PREMIUM" ACCOUNT
4 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE 2013 FINANCIAL YEAR
5 RENEWAL OF TERM OF MR. REMI DORVAL AS Mgmt For For
DIRECTOR
6 RENEWAL OF TERM OF MRS. KATHLEEN SENDALL AS Mgmt For For
DIRECTOR
7 SETTING ATTENDANCE ALLOWANCES Mgmt For For
8 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PURCHASE SHARES OF THE COMPANY
9 FINANCIAL AGREEMENTS AND COMMITMENTS Mgmt For For
PURSUANT TO ARTICLE L.225-38 OF THE
COMMERCIAL CODE
10 AGREEMENTS AND COMMITMENTS REGARDING THE Mgmt For For
COMPENSATION OF CORPORATE OFFICERS PURSUANT
TO ARTICLE L.225-38 OF THE COMMERCIAL CODE
11 ADVISORY REVIEW ON THE COMPENSATION OWED OR Mgmt For For
PAID TO MR. ROBERT BRUNCK, CHAIRMAN OF THE
BOARD OF DIRECTORS FOR THE 2013 FINANCIAL
YEAR
12 ADVISORY REVIEW ON THE COMPENSATION OWED OR Mgmt For For
PAID TO MR. JEAN-GEORGES MALCOR, CEO FOR
THE 2013 FINANCIAL YEAR
13 ADVISORY REVIEW ON THE COMPENSATION OWED OR Mgmt For For
PAID TO MR. STEPHANE-PAUL FRYDMAN AND MR.
PASCAL ROUILLER, MANAGING DIRECTORS FOR THE
2013 FINANCIAL YEAR
14 POWERS TO CARRY OUT ALL FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CHALLENGER LTD Agenda Number: 704792375
--------------------------------------------------------------------------------------------------------------------------
Security: Q22685103
Meeting Type: AGM
Meeting Date: 26-Nov-2013
Ticker:
ISIN: AU000000CGF5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 4 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
2 Re-election of Mr Jonathan Grunzweig as a Mgmt For For
Director
3 Re-election of Mr Peter Polson as a Mgmt For For
Director
4 Adoption of Remuneration Report Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CHART INDUSTRIES, INC. Agenda Number: 933975510
--------------------------------------------------------------------------------------------------------------------------
Security: 16115Q308
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: GTLS
ISIN: US16115Q3083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
SAMUEL F. THOMAS Mgmt For For
W. DOUGLAS BROWN Mgmt For For
RICHARD E. GOODRICH Mgmt For For
TERRENCE J. KEATING Mgmt For For
STEVEN W. KRABLIN Mgmt For For
MICHAEL W. PRESS Mgmt For For
ELIZABETH G. SPOMER Mgmt For For
THOMAS L. WILLIAMS Mgmt For For
2) RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3) APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
4) TO APPROVE AND ADOPT THE CHART INDUSTRIES, Mgmt For For
INC. CASH INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933978011
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1B. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1C. ELECTION OF DIRECTOR: A.P. GAST Mgmt For For
1D. ELECTION OF DIRECTOR: E. HERNANDEZ, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: J.M. HUNTSMAN, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For
1G. ELECTION OF DIRECTOR: C.W. MOORMAN Mgmt For For
1H. ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1I. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1J. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1K. ELECTION OF DIRECTOR: C. WARE Mgmt For For
1L. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. CHARITABLE CONTRIBUTIONS DISCLOSURE Shr Against For
5. LOBBYING DISCLOSURE Shr Against For
6. SHALE ENERGY OPERATIONS Shr Against For
7. INDEPENDENT CHAIRMAN Shr Against For
8. SPECIAL MEETINGS Shr For Against
9. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr Against For
EXPERTISE
10. COUNTRY SELECTION GUIDELINES Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CHINA HONGXING SPORTS LTD Agenda Number: 704656391
--------------------------------------------------------------------------------------------------------------------------
Security: G2154D112
Meeting Type: SGM
Meeting Date: 01-Aug-2013
Ticker:
ISIN: BMG2154D1121
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That Mazars LLP, Certified Public Mgmt For For
Accountants, Singapore, be and are hereby
appointed as auditors of the Company for
the financial year ended 31 December 2010
and are to hold office until the conclusion
of the next annual general meeting of the
Company in place of the auditors, Ernst &
Young LLP, Certified Public Accountants,
Singapore, and to authorise the Directors
of the Company to fix their remuneration
--------------------------------------------------------------------------------------------------------------------------
CHINA HONGXING SPORTS LTD Agenda Number: 704718862
--------------------------------------------------------------------------------------------------------------------------
Security: G2154D112
Meeting Type: AGM
Meeting Date: 19-Sep-2013
Ticker:
ISIN: BMG2154D1121
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the audited Financial Mgmt Against Against
Statements of the Company for the financial
year ended 31 December 2010 and the reports
of the Directors and of the Auditors
2 To re-elect Mr Wu Rongguang, a Director Mgmt Against Against
retiring pursuant to Bye-Law 86(1) of the
Company's Bye-Laws
3 To re-elect Mr Alfred Cheong Keng Chuan, a Mgmt Against Against
Director retiring pursuant to Bye-Law 86(1)
of the Company's Bye-Laws
4 To re-elect Mr Chan Wai Meng, a Director Mgmt Against Against
retiring pursuant to Bye-Law 86(1) of the
Company's Bye-Laws
5 To re-elect Mr Bernard Tay Ah Kong, a Mgmt Against Against
Director retiring pursuant to Bye-Law 86(1)
of the Company's Bye-Laws
6 To elect Mr Lan Zhongming, who has Mgmt For For
consented to the nomination by the
Directors and signified his candidature for
the office, as a Director pursuant to
Bye-Law 87 of the Company's Bye-Laws
7 To approve payment of Directors' fees of Mgmt For For
SGD 215,000 for the financial year ended 31
December 2011 (2010: SGD 215,000)
8 To re-appoint Mazars LLP as Auditors of the Mgmt For For
Company and to authorise the Directors of
the Company to fix their remuneration
--------------------------------------------------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LTD Agenda Number: 704849554
--------------------------------------------------------------------------------------------------------------------------
Security: Y15002101
Meeting Type: EGM
Meeting Date: 20-Dec-2013
Ticker:
ISIN: CNE1000002P4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1114/LTN20131114683.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1114/LTN20131114681.pdf
1 That (a) the master agreement dated 5 Mgmt For For
November 2013 (the "Master Agreement")
entered into between the Company and China
National Offshore Oil Corporation
("CNOOC"), a copy of which is tabled at the
meeting and marked "A" and initialed by the
chairman of the meeting for identification
purpose, pursuant to which, the Company and
its subsidiaries (the "Group") and CNOOC
and its subsidiaries (excluding the Group,
the "CNOOC Group") will enter into various
transactions contemplated under the Master
Agreement (the "Continuing Connected
Transactions"), be and is hereby approved,
ratified and confirmed; (b) the cap amounts
in relation to the Oilfield Services (as
defined in the circular of the Company
dated 14 November 2013 (the "Circular")),
the Machinery Leasing, Equipment, Material
and Utilities Services (as defined in the
CONTD
CONT CONTD Circular) and the Property Services Non-Voting
for the three financial years ending 31
December 2016 as set out in the Circular,
be and are hereby approved
2 That the re-election of Mr. Li Feilong as Mgmt For For
an executive director of the Company be and
is hereby approved with immediate effect
3 That article 11 of the articles of Mgmt For For
association be deleted in its entirety and
substituting therefor by the following new
Article 11: Article 11. The scope of
business of the Company is subject to the
items authorized by the company
registration authority. The scope of
business of the Company includes:
authorized operating items: dispatching
workers overseas, to match with the
capacity, scale and operation required by
the foreign projects; transportation with
cargo ships, oil tankers, chemical tankers
for coastal areas of the Mainland China,
middle and lower section of Yangtze River
and Pearl River Delta, crude oil shipping
transportation for the harbors in Bohai Bay
(effective until 30 June 2015);
transportation by high-speed passenger
liner along Tianjin water area (effective
until 1 April 2018); general cargo CONTD
CONT CONTD transportation. General operating Non-Voting
items: provision of prospecting,
exploration, development and mining
services for oil, natural gas and other
minerals; geotechnical engineering and soft
ground handling, underwater remote
mechanical operation, pipeline inspection
and maintenance, orientation, data
processing and interpretation, well
drilling, well completion, gamma logging,
well testing, cementing, mud-logging,
drilling mud preparation, wall perforation,
core sampling, directional drilling
project, downhole operation, well repair,
oil well stimulation, downhole sand
control, running and pulling oil tubing,
filtration and handling of underground
incidents; provision of equipment, tools
and instruments, inspection, maintenance,
leasing and sales of pipes in relation to
the above services; drilling fluids, cement
CONTD
CONT CONTD additive, oilfield chemical Non-Voting
additives, special tools, mechanical and
electrical products, instrumentation, oil
and gas well perforating equipment;
contracting of overseas engineering
projects; sales of mechanical and
electrical products, communication products
and chemical products (excluding hazardous
chemicals); import and export business;
provision of marine support and
transportation services, anchoring,
equipment, facilities, maintenance, loading
and unloading as well as other labor
services for the exploration, development
and production of oilfields; sales of
accessories for vessels, machinery and
electronic equipment. According to the
domestic and international market trends,
business needs in the PRC and its own
growth capability and its business
performance, the Company may adjust its
investment policies CONTD
CONT CONTD and business scope and mode on a Non-Voting
timely basis; as well as set up branches
and offices in the PRC and areas including
Hong Kong, Macau and Taiwan (whether
wholly-owned or not), subject to approvals
by resolution of the general meeting and
relevant governmental authorities
--------------------------------------------------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LTD Agenda Number: 705172574
--------------------------------------------------------------------------------------------------------------------------
Security: Y15002101
Meeting Type: AGM
Meeting Date: 23-May-2014
Ticker:
ISIN: CNE1000002P4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0415/LTN20140415740.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0415/LTN20140415812.pdf
1 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORT OF THE
AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2013
2 TO CONSIDER AND APPROVE THE PROPOSED PROFIT Mgmt For For
DISTRIBUTION AND ANNUAL DIVIDEND FOR THE
YEAR ENDED 31 DECEMBER 2013
3 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
DIRECTORS OF THE COMPANY FOR THE YEAR ENDED
31 DECEMBER 2013
4 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR ENDED 31 DECEMBER 2013
5 TO ELECT MR. LAW HONG PING, LAWRENCE AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY WITH IMMEDIATE EFFECT
6 TO APPOINT DELOITTE TOUCHE TOHMATSU Mgmt For For
CERTIFIED PUBLIC ACCOUNTANTS LLP AND
DELOITTE TOUCHE TOHMATSU AS THE DOMESTIC
AND INTERNATIONAL AUDITORS OF THE COMPANY
FOR THE YEAR 2014 AND TO AUTHORISE THE
BOARD OF DIRECTORS (THE "BOARD") TO FIX THE
REMUNERATION THEREOF
7 TO CONSIDER AND IF, THOUGHT FIT, PASS THE Mgmt Against Against
FOLLOWING RESOLUTION AS A SPECIAL
RESOLUTION OF THE COMPANY SUBJECT TO THE
FOLLOWING CONDITIONS: (A) SUBJECT TO
PARAGRAPHS (C) AND (D) BELOW AND SUBJECT TO
THE COMPANIES LAW OF THE PEOPLE'S REPUBLIC
OF CHINA (THE "PRC") AND THE RULES
GOVERNING THE LISTING OF SECURITIES ON THE
STOCK EXCHANGE OF HONG KONG LIMITED (THE
"STOCK EXCHANGE") (AS THE SAME MAY BE
AMENDED FROM TIME TO TIME), THE BOARD BE
AND IS HEREBY AUTHORISED TO EXERCISE,
WHETHER BY A SINGLE EXERCISE OR OTHERWISE,
DURING THE RELEVANT PERIOD (AS DEFINED IN
PARAGRAPH (E) BELOW), ALL THE POWERS OF THE
COMPANY TO ALLOT, ISSUE AND DEAL WITH THE
OVERSEAS LISTED FOREIGN SHARES ("H SHARES")
AND TO DETERMINE THE TERMS AND CONDITIONS
IN CONNECTION WITH THE ISSUE OF SUCH NEW
SHARES, INCLUDING (I) THE PROPOSED CLASS
AND NUMBER OF CONTD
CONT CONTD THE SHARES TO BE ISSUED; (II) THE Non-Voting
ISSUE PRICE AND/OR THE MECHANISM TO
DETERMINE THE ISSUE PRICE OF THE NEW SHARES
(INCLUDING THE RANGE OF PRICES); (III) THE
OPENING AND CLOSING DATES OF THE NEW ISSUE;
(IV) THE CLASS AND NUMBER OF NEW SHARES TO
BE ISSUED TO EXISTING SHAREHOLDERS; AND (V)
THE MAKING OR GRANTING OF SUCH OFFERS,
AGREEMENTS AND OPTIONS AS MAY BE NECESSARY
IN THE EXERCISE OF SUCH POWERS; (B) THE
BOARD MAY DURING THE RELEVANT PERIOD MAKE
OR GRANT OFFERS, AGREEMENTS OR OPTIONS
WHICH MIGHT REQUIRE THE EXERCISE OF SUCH
POWERS AFTER THE RELEVANT PERIOD; (C) SAVE
FOR THE RIGHTS ISSUE (AS DEFINED IN
PARAGRAPH (E) BELOW) OR THE ISSUE OF SHARES
UNDER ANY AGREEMENT TO PURCHASE THE SHARES
OF THE COMPANY, THE AGGREGATE NOMINAL
AMOUNT OF THE H SHARES WHICH ARE AUTHORISED
TO BE ALLOTTED BY THE DIRECTORS OF THE
COMPANY CONTD
CONT CONTD PURSUANT TO THE APPROVAL UNDER Non-Voting
PARAGRAPH (A) ABOVE SHALL NOT EXCEED 20% OF
THE AGGREGATE NOMINAL AMOUNT OF THE H
SHARES OF THE COMPANY IN ISSUE AS AT THE
DATE OF PASSING THIS RESOLUTION, AND THE
SAID APPROVAL SHALL BE LIMITED ACCORDINGLY;
(D) THE AUTHORITY GRANTED UNDER PARAGRAPH
(A) ABOVE SHALL BE CONDITIONAL UPON THE
APPROVALS OF ANY REGULATORY AUTHORITIES AS
REQUIRED BY THE LAWS, RULES AND REGULATIONS
OF THE PRC BEING OBTAINED BY THE COMPANY;
(E) FOR THE PURPOSES OF THIS RESOLUTION:
"RELEVANT PERIOD" MEANS THE PERIOD FROM THE
PASSING OF THIS RESOLUTION UNTIL WHICHEVER
IS THE EARLIEST OF: (I) THE CONCLUSION OF
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY; (II) THE EXPIRATION OF A PERIOD OF
12 MONTHS AFTER THIS RESOLUTION HAS BEEN
PASSED AT THE AGM; OR (III) THE DATE UPON
WHICH THE AUTHORITY SET OUT IN THIS CONTD
CONT CONTD RESOLUTION IS REVOKED OR VARIED BY Non-Voting
WAY OF SPECIAL RESOLUTION OF THE COMPANY IN
A GENERAL MEETING; "RIGHTS ISSUE" MEANS AN
OFFER BY WAY OF RIGHTS TO ALL EXISTING
SHAREHOLDERS OF THE COMPANY (EXCEPT THOSE
WHOM, UNDER RELEVANT LAWS, THE COMPANY IS
DISALLOWED TO MAKE SUCH AN OFFER TO) AND
OTHER ELIGIBLE PERSONS (IF APPLICABLE)
WHICH ENABLES THEM TO SUBSCRIBE SHARES OR
SECURITIES OF THE COMPANY IN PROPORTION TO
THEIR EXISTING HOLDINGS (REGARDLESS OF THE
NUMBER OF SHARES THEY OWN); (F) SUBJECT TO
THE APPROVAL OF ALL RELEVANT GOVERNMENTAL
AUTHORITIES IN THE PRC FOR THE ISSUE AND
ALLOTMENT OF AND DEALING IN SUCH H SHARES
BEING GRANTED AND THE COMPANY LAW OF THE
PRC, THE BOARD BE AND IS HEREBY AUTHORISED
TO INCREASE THE REGISTERED CAPITAL OF THE
COMPANY AS NECESSARY PURSUANT TO PARAGRAPH
(A) ABOVE; (G) THE BOARD BE AND IS CONTD
CONT CONTD HEREBY AUTHORISED TO SIGN ALL Non-Voting
NECESSARY DOCUMENTS, PERFORM ALL NECESSARY
PROCEDURES AND CARRY OUT ALL SUCH ACTS AS
IT THINKS NECESSARY FOR THE COMPLETION OF
THE ISSUE AND ALLOTMENT OF AND DEALING IN
SUCH H SHARES PURSUANT TO PARAGRAPH (A)
ABOVE WITHOUT BREACHING ANY APPLICABLE
LAWS, RULES, REGULATIONS, AND THE ARTICLES
OF ASSOCIATION OF THE COMPANY (THE
"ARTICLES"); AND (H) SUBJECT TO THE
APPROVAL OF THE RELEVANT GOVERNMENTAL
AUTHORITIES IN THE PRC, THE BOARD BE AND IS
HEREBY AUTHORIZED TO MAKE SUCH
CORRESPONDING AMENDMENTS TO THE ARTICLES AS
IT THINKS FIT SO AS TO CHANGE THE
REGISTERED CAPITAL OF THE COMPANY AND TO
REFLECT THE NEW CAPITAL STRUCTURE OF THE
COMPANY UPON THE EXERCISE OF THE AUTHORITY
TO ALLOT, ISSUE AND DEAL IN H SHARES AS
CONFERRED UNDER PARAGRAPH (A) ABOVE
--------------------------------------------------------------------------------------------------------------------------
CHURCH & DWIGHT CO., INC. Agenda Number: 933937318
--------------------------------------------------------------------------------------------------------------------------
Security: 171340102
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: CHD
ISIN: US1713401024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES R. CRAIGIE Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT D. LEBLANC Mgmt For For
1C. ELECTION OF DIRECTOR: JANET S. VERGIS Mgmt For For
2. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
CIE FINANCIERE RICHEMONT SA, BELLEVUE Agenda Number: 704671519
--------------------------------------------------------------------------------------------------------------------------
Security: H25662158
Meeting Type: AGM
Meeting Date: 12-Sep-2013
Ticker:
ISIN: CH0045039655
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 151735 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1.1 The Board of Directors proposes that the Mgmt For For
General Meeting, having taken note of the
reports of the auditor, approve the
consolidated financial statements of the
Group, the financial statements of the
Company and the directors' report for the
business year ended 31 March 2013
1.2 The Board of Directors proposes that the Mgmt For For
2013 compensation report as per pages 53 to
60 of the Annual Report and Accounts 2013
be ratified
2 Appropriation of profits: At 31 March 2013, Mgmt For For
the retained earnings available for
distribution amounted to CHF 2 366 505 209.
The Board of Directors proposes that a
dividend of CHF 1.00 be paid per Richemont
share. This is equivalent to CHF 1.00 per
'A' bearer share in the Company and CHF
0.10 per 'B' registered share in the
Company. This represents a total dividend
payable of CHF 574 200 000, subject to a
waiver by Richemont Employee Benefits
Limited, a wholly owned subsidiary, of its
entitlement to receive dividends on an
estimated 21 million Richemont 'A' shares
held in treasury. The Board of Directors
proposes that the remaining available
retained earnings of the Company at 31
March 2013 after payment of the dividend be
carried forward to the following business
year. The dividend will be paid on or about
19 September 2013
3 Discharge of the Board of Directors Mgmt For For
4.1 Re-election of Johann Rupert to the Board Mgmt For For
of Directors to serve for a further term of
one year
4.2 Re-election of Dr Franco Cologni to the Mgmt For For
Board of Directors to serve for a further
term of one year
4.3 Re-election of Lord Douro to the Board of Mgmt For For
Directors to serve for a further term of
one year
4.4 Re-election of Yves-Andre Istel to the Mgmt For For
Board of Directors to serve for a further
term of one year
4.5 Re-election of Richard Lepeu to the Board Mgmt For For
of Directors to serve for a further term of
one year
4.6 Re-election of Ruggero Magnoni to the Board Mgmt For For
of Directors to serve for a further term of
one year
4.7 Re-election of Josua Malherbe to the Board Mgmt For For
of Directors to serve for a further term of
one year
4.8 Re-election of Dr Frederick Mostert to the Mgmt For For
Board of Directors to serve for a further
term of one year
4.9 Re-election of Simon Murray to the Board of Mgmt For For
Directors to serve for a further term of
one year
4.10 Re-election of Alain Dominique Perrin to Mgmt For For
the Board of Directors to serve for a
further term of one year
4.11 Re-election of Guillaume Pictet to the Mgmt For For
Board of Directors to serve for a further
term of one year
4.12 Re-election of Norbert Platt to the Board Mgmt For For
of Directors to serve for a further term of
one year
4.13 Re-election of Alan Quasha to the Board of Mgmt For For
Directors to serve for a further term of
one year
4.14 Re-election of Maria Ramos to the Board of Mgmt For For
Directors to serve for a further term of
one year
4.15 Re-election of Lord Renwick of Clifton to Mgmt For For
the Board of Directors to serve for a
further term of one year
4.16 Re-election of Jan Rupert to the Board of Mgmt For For
Directors to serve for a further term of
one year
4.17 Re-election of Gary Saage to the Board of Mgmt For For
Directors to serve for a further term of
one year
4.18 Re-election of Jurgen Schrempp to the Board Mgmt For For
of Directors to serve for a further term of
one year
4.19 Election of Bernard Fornas to the Board of Mgmt For For
Directors to serve for a further term of
one year
4.20 Election of Jean-Blaise Eckert to the Board Mgmt For For
of Directors to serve for a further term of
one year
5 Re-appoint of the auditor Mgmt For For
PricewaterhouseCoopers Ltd, Geneva
6 Revisions to the Articles of Association: Mgmt For For
Articles 6, 8, 9, 15, 17, 18, 21, and 35
7 In the case of ad-hoc/Miscellaneous Mgmt For For
shareholder motions proposed during the
general meeting, I authorize my proxy to
act as follows in accordance with the board
of directors.
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTION 5
--------------------------------------------------------------------------------------------------------------------------
CLOSE BROTHERS GROUP PLC, LONDON Agenda Number: 704789330
--------------------------------------------------------------------------------------------------------------------------
Security: G22120102
Meeting Type: AGM
Meeting Date: 21-Nov-2013
Ticker:
ISIN: GB0007668071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the 2013 Annual Report and Mgmt For For
Accounts
2 To approve the Directors' Remuneration Mgmt For For
Report for the financial year ended 31 July
2013
3 To authorise the payment of a final Mgmt For For
dividend on the ordinary shares of 29.5p
per share for the year ended 31 July 2013
4 To re-elect Strone Macpherson as a director Mgmt For For
5 To re-elect Preben Prebensen as a director Mgmt For For
6 To re-elect Stephen Hodges as a director Mgmt For For
7 To re-elect Jonathan Howell as a director Mgmt For For
8 To re-elect Elizabeth Lee as a director Mgmt For For
9 To re-elect Bruce Carnegie - Brown as a Mgmt For For
director
10 To re-elect Ray Greenshields as a director Mgmt For For
11 To re-elect Geoffrey Howe as a director Mgmt For For
12 To re-elect Shonaid Jemmett - Page as a Mgmt For For
director
13 To reappoint Deloitte LLP as auditors Mgmt For For
14 To authorise the directors to determine the Mgmt For For
remuneration of the auditors
15 To authorise the Board to allot shares and Mgmt For For
to grant rights to subscribe for or convert
any security into shares (within prescribed
limits)
16 That, if resolution 15 is passed, Mgmt For For
pre-emption rights are disapplied in
relation to allotments of equity securities
(within prescribed limits)
17 That the Company be generally and Mgmt For For
unconditionally authorised to make market
purchases of its own shares (within
prescribed limits)
18 That a general meeting except an AGM may be Mgmt For For
called on not less than 14 clear days'
notice
--------------------------------------------------------------------------------------------------------------------------
CLOVIS ONCOLOGY INC. Agenda Number: 933993809
--------------------------------------------------------------------------------------------------------------------------
Security: 189464100
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: CLVS
ISIN: US1894641000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEITH FLAHERTY, M.D. Mgmt For For
GINGER GRAHAM Mgmt For For
EDWARD J. MCKINLEY Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 933975673
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: CME
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TERRENCE A. DUFFY Mgmt For For
1B. ELECTION OF DIRECTOR: PHUPINDER S. GILL Mgmt For For
1C. ELECTION OF DIRECTOR: TIMOTHY S. BITSBERGER Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES P. CAREY Mgmt For For
1E. ELECTION OF DIRECTOR: DENNIS H. CHOOKASZIAN Mgmt For For
1F. ELECTION OF DIRECTOR: MARTIN J. GEPSMAN Mgmt For For
1G. ELECTION OF DIRECTOR: LARRY G. GERDES Mgmt For For
1H. ELECTION OF DIRECTOR: DANIEL R. GLICKMAN Mgmt For For
1I. ELECTION OF DIRECTOR: J. DENNIS HASTERT Mgmt For For
1J. ELECTION OF DIRECTOR: LEO MELAMED Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM P. MILLER II Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES E. OLIFF Mgmt For For
1M. ELECTION OF DIRECTOR: EDEMIR PINTO Mgmt For For
1N. ELECTION OF DIRECTOR: ALEX J. POLLOCK Mgmt For For
1O. ELECTION OF DIRECTOR: JOHN F. SANDNER Mgmt For For
1P. ELECTION OF DIRECTOR: TERRY L. SAVAGE Mgmt For For
1Q. ELECTION OF DIRECTOR: WILLIAM R. SHEPARD Mgmt For For
1R. ELECTION OF DIRECTOR: DENNIS A. SUSKIND Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF AN AMENDMENT TO THE CME GROUP Mgmt For For
INC. DIRECTOR STOCK PLAN.
5. APPROVAL OF AN AMENDMENT TO THE CME GROUP Mgmt For For
INC. INCENTIVE PLAN FOR OUR NAMED EXECUTIVE
OFFICERS.
6. APPROVAL OF AN AMENDMENT TO THE CME GROUP Mgmt For For
INC. CERTIFICATE OF INCORPORATION TO MODIFY
THE DIRECTOR ELECTION RIGHTS OF CERTAIN
CLASS B SHAREHOLDERS RESULTING IN A
REDUCTION IN THE NUMBER OF "CLASS B
DIRECTORS" FROM SIX TO THREE.
--------------------------------------------------------------------------------------------------------------------------
COACH, INC. Agenda Number: 933881446
--------------------------------------------------------------------------------------------------------------------------
Security: 189754104
Meeting Type: Annual
Meeting Date: 07-Nov-2013
Ticker: COH
ISIN: US1897541041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEW FRANKFORT Mgmt For For
SUSAN KROPF Mgmt For For
GARY LOVEMAN Mgmt For For
VICTOR LUIS Mgmt For For
IVAN MENEZES Mgmt For For
IRENE MILLER Mgmt For For
MICHAEL MURPHY Mgmt For For
STEPHANIE TILENIUS Mgmt For For
JIDE ZEITLIN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014
3. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt Against Against
OF THE COMPANY'S EXECUTIVE COMPENSATION AS
DISCLOSED IN THE PROXY STATEMENT FOR THE
2013 ANNUAL MEETING
4. APPROVAL OF THE COACH, INC. 2013 Mgmt Against Against
PERFORMANCE-BASED ANNUAL INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
COBALT INTERNATIONAL ENERGY, INC Agenda Number: 933936594
--------------------------------------------------------------------------------------------------------------------------
Security: 19075F106
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: CIE
ISIN: US19075F1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH W. MOORE# Mgmt For For
MYLES W. SCOGGINS# Mgmt For For
MARTIN H. YOUNG, JR.# Mgmt For For
JACK E. GOLDEN* Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP, AS INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA AMATIL LTD Agenda Number: 705150073
--------------------------------------------------------------------------------------------------------------------------
Security: Q2594P146
Meeting Type: AGM
Meeting Date: 13-May-2014
Ticker:
ISIN: AU000000CCL2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 3 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) YOU SHOULD NOT VOTE (OR VOTE
ABSTAIN) ON THE RELEVANT PROPOSAL ITEMS. BY
DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2.A RE-ELECTION OF Mr WALLACE MACARTHUR KING, Mgmt For For
AO AS A DIRECTOR
2.B RE-ELECTION OF Mr DAVID EDWARD MEIKLEJOHN, Mgmt For For
AM AS A DIRECTOR
2.C RE-ELECTION OF Mr KRISHNAKUMAR THIRUMALAI Mgmt For For
AS A DIRECTOR
3 PARTICIPATION BY EXECUTIVE DIRECTOR IN THE Mgmt For For
2014-2016 LONG TERM INCENTIVE SHARE RIGHTS
PLAN
--------------------------------------------------------------------------------------------------------------------------
COLONY FINANCIAL INC Agenda Number: 933966307
--------------------------------------------------------------------------------------------------------------------------
Security: 19624R106
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: CLNY
ISIN: US19624R1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS J. BARRACK, JR. Mgmt For For
RICHARD B. SALTZMAN Mgmt For For
GEORGE G.C. PARKER Mgmt For For
JOHN A. SOMERS Mgmt For For
JOHN L. STEFFENS Mgmt For For
2. APPROVAL OF AN ADVISORY PROPOSAL REGARDING Mgmt For For
THE COMPENSATION PAID TO COLONY FINANCIAL'S
NAMED EXECUTIVE OFFICERS (THE "SAY ON PAY"
PROPOSAL).
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT PUBLIC AUDITOR FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014.
4. APPROVAL OF THE COLONY FINANCIAL, INC. 2014 Mgmt For For
EQUITY INCENTIVE PLAN, WHICH CONSTITUTES AN
AMENDMENT AND RESTATEMENT OF THE COMPANY'S
2011 EQUITY INCENTIVE PLAN, AND SECTION
162(M) MATERIAL TERMS FOR PAYMENT.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 933967563
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH J. BACON Mgmt For For
SHELDON M. BONOVITZ Mgmt For For
EDWARD D. BREEN Mgmt For For
JOSEPH J. COLLINS Mgmt For For
J. MICHAEL COOK Mgmt For For
GERALD L. HASSELL Mgmt For For
JEFFREY A. HONICKMAN Mgmt For For
EDUARDO G. MESTRE Mgmt For For
BRIAN L. ROBERTS Mgmt For For
RALPH J. ROBERTS Mgmt For For
JOHNATHAN A. RODGERS Mgmt For For
DR. JUDITH RODIN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT AUDITORS
3. APPROVAL, ON AN ADVISORY BASIS, OF OUR Mgmt Against Against
EXECUTIVE COMPENSATION
4. TO PREPARE AN ANNUAL REPORT ON LOBBYING Shr Against For
ACTIVITIES
5. TO PROHIBIT ACCELERATED VESTING UPON A Shr Against For
CHANGE IN CONTROL
--------------------------------------------------------------------------------------------------------------------------
COMMERZBANK AG, FRANKFURT/MAIN Agenda Number: 705086026
--------------------------------------------------------------------------------------------------------------------------
Security: D172W1279
Meeting Type: AGM
Meeting Date: 08-May-2014
Ticker:
ISIN: DE000CBK1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 17 APR 14 , WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 23 Non-Voting
MAR 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Non-Voting
financial statements and the management
report (including the explanatory report on
the information under section 289 paragraph
4 and paragraph 5 German Commercial Code
(Handelsgesetzbuch, "HGB") for the fiscal
year 2013, submission of the approved
consolidated financial statements and the
group management report (including the
explanatory report on the information under
section 315 paragraph 2 no. 5 and paragraph
4 HGB) for the fiscal year 2013, the report
by the Supervisory Board, the corporate
governance and remuneration report for the
fiscal year 2013
2. Resolution on the use of the profit shown Mgmt For For
on the balance Sheet
3. Resolution on the ratification of actions Mgmt For For
by the members of the Board of Managing
Directors
4. Resolution on the ratification of actions Mgmt For For
by the members of the Supervisory Board
5. Election of the auditor of the annual Mgmt For For
financial statements, the auditor of the
consolidated financial statements and the
auditor for the audit review of the interim
financial reports for the fiscal year 2014:
PricewaterhouseCoopers Aktiengesellschaft
Wirtschaftsprufungsgesell schaft, Frankfurt
am Main
6. Election of the auditor for the audit Mgmt For For
review of the interim financial report for
the first quarter of the fiscal year 2015:
PricewaterhouseCoopers Aktiengesellschaft
Wirtschaftsprufungsgesell schaft, Frankfurt
am Main
7.1.1 Election of new member in the Supervisory Mgmt For For
Board: Dr. Stefan Lippe
7.1.2 Election of new member in the Supervisory Mgmt For For
Board: Nicholas R. Teller
7.2 Election of Substitute member in the Mgmt For For
Supervisory Board: Solms U. Wittig
8 Resolution on approval of amending Mgmt For For
agreements to Domination and Profit and
Loss Transfer Agreements as well as Profit
and Loss Transfer Agreements
9. Resolution on approval of the amending Mgmt For For
agreement for the purpose of restating a
Profit and Loss Transfer Agreement with
Atlas Vermogensverwaltungsgesellschaft mbH
--------------------------------------------------------------------------------------------------------------------------
COMMVAULT SYSTEMS INC. Agenda Number: 933856556
--------------------------------------------------------------------------------------------------------------------------
Security: 204166102
Meeting Type: Annual
Meeting Date: 21-Aug-2013
Ticker: CVLT
ISIN: US2041661024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ARMANDO GEDAY Mgmt For For
F. ROBERT KURIMSKY Mgmt For For
DAVID F. WALKER Mgmt For For
2. RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING MARCH 31, 2014.
3. APPROVE THE COMPANY'S EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
4. APPROVE, BY NON-BINDING VOTE, THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
COMPANHIA DE BEBIDAS DAS AMERICAS-AMBEV Agenda Number: 933857700
--------------------------------------------------------------------------------------------------------------------------
Security: 20441W203
Meeting Type: Special
Meeting Date: 30-Jul-2013
Ticker: ABV
ISIN: US20441W2035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I TO REVIEW, DISCUSS & APPROVE PROTOCOL & Mgmt For For
JUSTIFICATION OF MERGER INTO ASSET BASE OF
AMBEV S.A. OF ALL SHARES ISSUED BY COMPANY
& NOT HELD BY AMBEV S.A. ("STOCK SWAP
MERGER") & TO AUTHORIZE EXECUTIVE COMMITTEE
TO SUBSCRIBE, ON BEHALF OF SHAREHOLDERS,
THE CONSEQUENT CAPITAL INCREASE OF AMBEV
S.A. & TO PERFORM ALL OTHER ACTS NECESSARY
TO IMPLEMENTATION OF STOCK SWAP MERGER.
II TO AMEND THE HEAD OF SECTION 5 OF THE Mgmt For For
COMPANY'S BYLAWS IN ORDER TO REFLECT ANY
CAPITAL INCREASES APPROVED WITHIN THE
LIMITS OF THE AUTHORIZED CAPITAL AND
RATIFIED BY THE BOARD OF DIRECTORS UP TO
THE DATE OF THE EXTRAORDINARY GENERAL
MEETING.
III IF THE STOCK SWAP MERGER IS APPROVED, TO Mgmt For For
CANCEL ALL SHARES ISSUED BY THE COMPANY AND
HELD IN TREASURY ON THE DATE OF THE
EXTRAORDINARY GENERAL SHAREHOLDERS'
MEETING, WITHOUT REDUCING THE VALUE OF THE
CAPITAL STOCK OF THE COMPANY, AMENDING THE
HEAD OF SECTION 5 OF THE BYLAWS.
IV IN ORDER TO REFLECT THE AMENDMENTS PROPOSED Mgmt For For
IN ITEMS (II) AND (III) ABOVE, TO RESTATE
THE BYLAWS OF THE COMPANY ACCORDING TO THE
MANAGEMENT PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
COMPASS GROUP PLC, CHERTSEY SURREY Agenda Number: 704900530
--------------------------------------------------------------------------------------------------------------------------
Security: G23296182
Meeting Type: AGM
Meeting Date: 06-Feb-2014
Ticker:
ISIN: GB0005331532
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Directors' Annual Mgmt For For
Report and Accounts and the Auditor's
Report thereon for the financial year ended
30 September 2013
2 To receive and adopt the Remuneration Mgmt For For
Policy set out on pages 57 to 64 of the
Directors' Remuneration Report contained
within the Annual Report and Accounts for
the financial year ended 30 September 2013,
such Remuneration Policy to take effect
from the date on which this Resolution is
passed
3 To receive and adopt the Directors' Mgmt For For
Remuneration Report (other than the
Remuneration Policy referred to in
Resolution 2 above) contained within the
Annual Report and Accounts for the
financial year ended 30 September 2013
4 To declare a final dividend of 16 pence per Mgmt For For
ordinary share in respect of the financial
year ended 30 September 2013
5 To elect Paul Walsh as a Director of the Mgmt For For
Company
6 To re-elect Dominic Blakemore as a Director Mgmt For For
of the Company
7 To re-elect Richard Cousins as a Director Mgmt For For
of the Company
8 To re-elect Gary Green as a Director of the Mgmt For For
Company
9 To re-elect Andrew Martin as a Director of Mgmt For For
the Company
10 To re-elect John Bason as a Director of the Mgmt For For
Company
11 To re-elect Susan Murray as a Director of Mgmt For For
the Company
12 To re-elect Don Robert as a Director of the Mgmt For For
Company
13 To re-elect Sir Ian Robinson as a Director Mgmt For For
of the Company
14 To re-appoint Deloitte LLP as the Company's Mgmt For For
Auditor until the conclusion of the next
Annual General Meeting of the Company
15 To authorise the Directors to agree the Mgmt For For
Auditor's remuneration
16 To authorise the Company and any company Mgmt For For
which is, or becomes, a subsidiary of the
Company during the period to which this
Resolution relates to: 16.1 make donations
to political parties or independent
election candidates; 16.2 make donations to
political organisations other than
political parties; and 16.3 incur political
expenditure, during the period commencing
on the date of this Resolution and ending
on the date of the Company's next Annual
General Meeting, provided that any such
donations and expenditure made by the
Company, or by any such subsidiary, shall
not exceed GBP 100,000 per company and,
together with those made by any such
subsidiary and the Company, shall not
exceed in aggregate GBP 100,000. Any terms
used in this Resolution which are defined
in Part 14 of the Companies Act 2006 shall
bear the same CONTD
CONT CONTD meaning for the purposes of this Non-Voting
Resolution 16
17 To renew the power conferred on the Mgmt For For
Directors by Article 12 of the Company's
Articles of Association for a period
expiring at the end of the next Annual
General Meeting of the Company after the
date on which this Resolution is passed or,
if earlier, 5 May 2015; for that period the
section 551 amount shall be GBP 59,913,600
and, in addition, the section 551 amount
shall be increased by GBP 59,913,600,
provided that the Directors' power in
respect of such latter amount shall only be
used in connection with a rights issue:
17.1 to holders of ordinary shares in
proportion (as nearly as may be
practicable) to their existing holdings;
and 17.2 to holders of other equity
securities as required by the rights of
those securities or as the Board otherwise
considers necessary, and that the Directors
may impose any limits or CONTD
CONT CONTD restrictions and make any Non-Voting
arrangements which they consider necessary
to deal with fractional entitlements, legal
or practical problems under the laws of, or
the requirements of, any relevant
regulatory body or stock exchange, any
territory, or any matter whatsoever
18 To renew, subject to the passing of Mgmt For For
Resolution 17 above, the power conferred on
the Directors by Article 13 of the
Company's Articles of Association, such
authority to apply until the conclusion of
the next Annual General Meeting of the
Company after the date on which this
Resolution is passed or, if earlier, 5 May
2015 and for that period the section 561
amount is GBP 8,987,040
19 To generally and unconditionally authorise Mgmt For For
the Company, pursuant to and in accordance
with section 701 of the Companies Act 2006,
to make market purchases (within the
meaning of section 693(4) of that Act) of
ordinary shares of 10 pence each in the
capital of the Company subject to the
following conditions: 19.1 the maximum
aggregate number of ordinary shares hereby
authorised to be purchased is 179,740,800;
19.2 the minimum price (excluding expenses)
which may be paid for each ordinary share
is 10 pence; 19.3 the maximum price
(excluding expenses) which may be paid for
each ordinary share in respect of a share
contracted to be purchased on any day, does
not exceed the higher of (1) an amount
equal to 105% of the average of the middle
market quotations for an ordinary share as
derived from the London Stock Exchange
Daily CONTD
CONT CONTD Official List for the five business Non-Voting
days immediately preceding the day on which
the purchase is made and (2) the higher of
the price of the last independent trade and
the highest current independent bid for an
ordinary share as derived from the London
Stock Exchange Trading System; and 19.4
this authority shall expire, unless
previously renewed, varied or revoked by
the Company, at the conclusion of the next
Annual General Meeting of the Company or 5
August 2015, whichever is the earlier
(except in relation to the purchase of
ordinary shares, the contract for which was
concluded prior to the expiry of this
authority and which will or may be executed
wholly or partly after the expiry of this
authority)
20 To authorise the Directors to call a Mgmt For For
general meeting of the Company, other than
an Annual General Meeting, on not less than
14 clear days' notice, provided that this
authority shall expire at the conclusion of
the next Annual General Meeting of the
Company after the date of the passing of
this Resolution
--------------------------------------------------------------------------------------------------------------------------
COMPASS GROUP PLC, CHERTSEY SURREY Agenda Number: 705309587
--------------------------------------------------------------------------------------------------------------------------
Security: G23296182
Meeting Type: OGM
Meeting Date: 11-Jun-2014
Ticker:
ISIN: GB0005331532
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE AND ADOPT NEW ARTICLES OF Mgmt For For
ASSOCIATION
2 APPROVE RETURN OF CASH, CAPITALISATION OF Mgmt For For
RESERVES, GRANT DIRECTORS AUTHORITY TO
ALLOT B SHARES AND C SHARES (FOR FULL TEXT
SEE NOTICE OF MEETING)
3 AUTHORITY TO ALLOT SHARES Mgmt For For
4 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
5 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 933946305
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: JODY L. FREEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: GAY HUEY EVANS Mgmt For For
1G. ELECTION OF DIRECTOR: RYAN M. LANCE Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For
1I. ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt For For
2. RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
CONOCOPHILLIPS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF 2014 OMNIBUS STOCK AND Mgmt For For
PERFORMANCE INCENTIVE PLAN OF
CONOCOPHILLIPS.
5. REPORT ON LOBBYING EXPENDITURES. Shr Against For
6. GREENHOUSE GAS REDUCTION TARGETS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
COPART, INC. Agenda Number: 933899873
--------------------------------------------------------------------------------------------------------------------------
Security: 217204106
Meeting Type: Annual
Meeting Date: 16-Dec-2013
Ticker: CPRT
ISIN: US2172041061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIS J. JOHNSON Mgmt For For
A. JAYSON ADAIR Mgmt For For
MATT BLUNT Mgmt For For
STEVEN D. COHAN Mgmt For For
DANIEL J. ENGLANDER Mgmt For For
JAMES E. MEEKS Mgmt For For
VINCENT W. MITZ Mgmt For For
THOMAS N. TRYFOROS Mgmt For For
2. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt Against Against
THE 2007 EQUITY INCENTIVE PLAN AND THE
NUMBER OF SHARES RESERVED FOR ISSUANCE
THEREUNDER.
3. TO APPROVE THE GRANT OF AN OPTION TO Mgmt For For
ACQUIRE 2,000,000 AND 1,500,000 SHARES OF
OUR COMMON STOCK TO EACH OF A. JAYSON
ADAIR, OUR CHIEF EXECUTIVE OFFICER, AND
VINCENT W. MITZ, OUR PRESIDENT,
RESPECTIVELY, AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT, SUCH GRANTS TO BE MADE
IN LIEU OF ANY CASH SALARY OR BONUS ...(DUE
TO SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL).
4. ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION FOR THE YEAR ENDED
JULY 31, 2013 (SAY ON PAY VOTE).
5. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
COSTAR GROUP, INC. Agenda Number: 933985713
--------------------------------------------------------------------------------------------------------------------------
Security: 22160N109
Meeting Type: Annual
Meeting Date: 02-Jun-2014
Ticker: CSGP
ISIN: US22160N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MICHAEL R. KLEIN Mgmt For For
1.2 ELECTION OF DIRECTOR: ANDREW C. FLORANCE Mgmt For For
1.3 ELECTION OF DIRECTOR: DAVID BONDERMAN Mgmt For For
1.4 ELECTION OF DIRECTOR: MICHAEL J. GLOSSERMAN Mgmt For For
1.5 ELECTION OF DIRECTOR: WARREN H. HABER Mgmt For For
1.6 ELECTION OF DIRECTOR: JOHN W. HILL Mgmt For For
1.7 ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
NASSETTA
1.8 ELECTION OF DIRECTOR: DAVID J. STEINBERG Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CREDIT SUISSE GROUP AG, ZUERICH Agenda Number: 705120359
--------------------------------------------------------------------------------------------------------------------------
Security: H3698D419
Meeting Type: AGM
Meeting Date: 09-May-2014
Ticker:
ISIN: CH0012138530
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 PRESENTATION OF THE 2013 ANNUAL REPORT, THE Non-Voting
PARENT COMPANY'S 2013 FINANCIAL STATEMENTS,
THE GROUP'S 2013 CONSOLIDATED FINANCIAL
STATEMENTS, THE CORRESPONDING AUDITORS'
REPORTS, AND THE 2013 COMPENSATION REPORT
1.2 CONSULTATIVE VOTE ON THE 2013 COMPENSATION Mgmt For For
REPORT
1.3 APPROVAL OF THE 2013 ANNUAL REPORT, THE Mgmt For For
PARENT COMPANY'S 2013 FINANCIAL STATEMENTS,
AND THE GROUP'S 2013 CONSOLIDATED FINANCIAL
STATEMENTS
2 DISCHARGE OF THE ACTIONS OF THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AND THE EXECUTIVE
BOARD
3.1 RESOLUTION ON THE APPROPRIATION OF RETAINED Mgmt For For
EARNINGS
3.2 RESOLUTION ON THE DISTRIBUTION AGAINST Mgmt For For
RESERVES FROM CAPITAL CONTRIBUTIONS
4 AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt For For
TO ADAPT TO CHANGES IN COMPANY LAW
5 INCREASE IN CONDITIONAL CAPITAL FOR Mgmt For For
EMPLOYEE SHARES
6.1.1 RE-ELECTION OF URS ROHNER AS MEMBER AND Mgmt For For
ELECTION AS CHAIRMAN OF THE BOARD OF
DIRECTORS
6.1.2 RE-ELECTION OF JASSIM BIN HAMAD J.J. AL Mgmt For For
THANI AS MEMBER OF THE BOARD OF DIRECTORS
6.1.3 RE-ELECTION OF IRIS BOHNET AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
6.1.4 RE-ELECTION OF NOREEN DOYLE AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.1.5 RE-ELECTION OF JEANDANIEL GERBER AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.1.6 RE-ELECTION OF ANDREAS N. KOOPMANN AS Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
6.1.7 RE-ELECTION OF JEAN LANIER AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
6.1.8 RE-ELECTION OF KAI S. NARGOLWALA AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.1.9 RE-ELECTION OF ANTON VAN ROSSUM AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.110 RE-ELECTION OF RICHARD E. THORNBURGH AS Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
6.111 RE-ELECTION OF JOHN TINER AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
6.112 ELECTION OF SEVERIN SCHWAN AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
6.113 ELECTION OF SEBASTIAN THRUN AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.2.1 ELECTION OF IRIS BOHNET AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
6.2.2 ELECTION OF ANDREAS N. KOOPMANN AS MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE
6.2.3 ELECTION OF JEAN LANIER AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
6.2.4 ELECTION OF KAI S. NARGOLWALA AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
6.3 ELECTION OF THE INDEPENDENT AUDITORS: KPMG Mgmt For For
AG, ZURICH
6.4 ELECTION OF THE SPECIAL AUDITORS: BDO AG, Mgmt For For
ZURICH
6.5 ELECTION OF THE INDEPENDENT PROXY: ANDREAS Mgmt For For
G. KELLER LIC. IUR.
7 IN THE EVENT OF A NEW OR MODIFIED PROPOSAL Mgmt Against Against
DURING THE ANNUAL GENERAL MEETING, I
INSTRUCT THE INDEPENDENT PROXY TO VOTE
ACCORDING TO THE FOLLOWING INSTRUCTION: YES
= VOTE IN ACCORDANCE WITH THE PROPOSAL OF
THE BOARD OF DIRECTORS; NO = VOTE AGAINST
THE PROPOSAL OF THE BOARD OF DIRECTORS;
ABSTAIN = ABSTENTION
--------------------------------------------------------------------------------------------------------------------------
CRH PLC, DUBLIN Agenda Number: 705039560
--------------------------------------------------------------------------------------------------------------------------
Security: G25508105
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: IE0001827041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Accept Financial Statements and Statutory Mgmt For For
Reports
2 Approve Final Dividend Mgmt For For
3 Approve Remuneration Report Mgmt For For
4 Approve Remuneration Policy Mgmt For For
5.a Re-elect Ernst Bartschi as Director Mgmt For For
5.b Re-elect Maeve Carton as Director Mgmt For For
5.c Re-elect Bill Egan as Director Mgmt For For
5.d Re-elect Utz-Hellmuth Felcht as Director Mgmt For For
5.e Re-elect Nicky Hartery as Director Mgmt For For
5.f Re-elect John Kennedy as Director Mgmt For For
5.g Elect Don McGovern Jr. as Director Mgmt For For
5.h Re-elect Heather Ann McSharry as Director Mgmt For For
5.i Re-elect Albert Manifold as Director Mgmt For For
5.j Re-elect Dan O'Connor as Director Mgmt For For
5.k Elect Henk Rottinghuis as Director Mgmt For For
5.l Re-elect Mark Towe as Director Mgmt For For
6 Authorise Board to Fix Remuneration of Mgmt For For
Auditors
7 Reappoint Ernst Young as Auditors Mgmt For For
8 Authorise Issue of Equity with Pre-emptive Mgmt For For
Rights
9 Authorise Issue of Equity without Mgmt For For
Pre-emptive Rights
10 Authorise Market Purchase of Ordinary Mgmt For For
Shares
11 Authorise Re-issuance of Treasury Shares Mgmt For For
12 Approve Scrip Dividend Program Mgmt For For
13 Approve Performance Share Plan Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CSL LTD, PARKVILLE VIC Agenda Number: 704731567
--------------------------------------------------------------------------------------------------------------------------
Security: Q3018U109
Meeting Type: AGM
Meeting Date: 16-Oct-2013
Ticker:
ISIN: AU000000CSL8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2a, 2b, 3, 4 AND 5 AND VOTES CAST
BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE PROPOSAL/S
WILL BE DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE
(OR VOTE "ABSTAIN") ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON PROPOSALS (2a, 2b, 3, 4 AND
5), YOU ACKNOWLEDGE THAT YOU HAVE NOT
OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S AND YOU COMPLY WITH THE VOTING
EXCLUSION
2a To re-elect Mr John Akehurst as a Director Mgmt For For
2b To elect Ms Marie McDonald as a Director Mgmt For For
3 Adoption of the Remuneration Report Mgmt For For
4 Grant of Performance Rights to Managing Mgmt For For
Director
5 Approval of termination benefits for Dr Mgmt For For
Brian McNamee
--------------------------------------------------------------------------------------------------------------------------
CYBERAGENT,INC. Agenda Number: 704853301
--------------------------------------------------------------------------------------------------------------------------
Security: J1046G108
Meeting Type: AGM
Meeting Date: 13-Dec-2013
Ticker:
ISIN: JP3311400000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DAIMLER AG, STUTTGART Agenda Number: 704986035
--------------------------------------------------------------------------------------------------------------------------
Security: D1668R123
Meeting Type: AGM
Meeting Date: 09-Apr-2014
Ticker:
ISIN: DE0007100000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2013, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WPHG) may prevent
the shareholder from voting at the general
meeting. Therefore, your custodian may
request that Broadridge registers
beneficial owner data for all voted
accounts with the respective sub-custodian.
If you require further information whether
or not such BO registration will be
conducted for your custodians’
accounts, please contact your CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require any flagging or blocking.
These optimized processes avoid any
settlement conflicts. The sub custodians
have advised that voted shares are not
blocked for trading purposes i.e. they are
only unavailable for settlement.
Registered shares will be deregistered at
the deregistration date by the sub
custodians. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent.
Please contact your CSR for further
information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub-custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
According to German law, in case of Non-Voting
specific conflicts of interest in
connection with specific items of the
agenda for the general meeting you are not
entitled to exercise your voting rights.
Further, your voting right might be
excluded when your share in voting rights
has reached certain thresholds and you have
not complied with any of your mandatory
voting rights notifications pursuant to the
German Securities Trading Act (WHPG). For
questions in this regard please contact
your Client Service Representative for
clarification. If you do not have any
indication regarding such conflict of
interest, or another exclusion from voting,
please submit your vote as usual.
Counter proposals may be submitted until Non-Voting
25.03.2014. Further information on counter
proposals can be found directly on the
issuer’s website (please refer to the
material URL section of the application. If
you wish to act on these items, you will
need to request a Meeting Attend and vote
your shares directly at the company’s
meeting. Counter proposals cannot be
reflected in the ballot on ProxyEdge.
1. Presentation of the adopted financial Non-Voting
statements of Daimler AG, the approved
consolidated financial statements, the
combined management report for Daimler AG
and the Group with the explanatory reports
on the information required pursuant to
Section 289, Subsections 4 and 5, Section
315, Subsection 4 of the German Commercial
Code (Handelsgesetzbuch), and the report of
the Supervisory Board for the 2013
financial year
2. Resolution on the allocation of Mgmt For For
distributable profit
3. Resolution on ratification of Board of Mgmt For For
Management members' actions in the 2013
financial year
4. Resolution on ratification of Supervisory Mgmt For For
Board members' actions in the 2013
financial year
5. Resolution on the appointment of auditors Mgmt For For
for the Company and the Group for the 2014
financial year
6. Resolution on the approval of the Mgmt For For
remuneration system for the members of the
Board of Management
7.1 Resolution on the election of new members Mgmt For For
of the Supervisory Board: Dr.-Ing. Bernd
Bohr
7.2 Resolution on the election of new members Mgmt For For
of the Supervisory Board: Joe Kaeser
7.3 Resolution on the election of new members Mgmt For For
of the Supervisory Board: Dr. Ing. e.h.
Dipl.-Ing. Bernd Pischetsrieder
8. Resolution on the creation of a new Mgmt Against Against
Approved Capital 2014 (Genehmigtes Kapital
2014) and a related amendment to the
Articles of Incorporation
9. Resolution on the adjustment of the Mgmt For For
Supervisory Board remuneration and a
related amendment to the Articles of
Incorporation
10. Resolution on the approval of the Mgmt For For
conclusion of amendment agreements to
existing control and profit transfer
agreements with subsidiaries
11. Resolution on the approval of agreements on Mgmt For For
the termination of existing control and
profit transfer agreements and conclusion
of new control and profit transfer
agreements with subsidiaries
--------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda Number: 933967513
--------------------------------------------------------------------------------------------------------------------------
Security: 235851102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: DHR
ISIN: US2358511028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: H. LAWRENCE CULP, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: DONALD J. EHRLICH Mgmt For For
1C. ELECTION OF DIRECTOR: LINDA HEFNER FILLER Mgmt For For
1D. ELECTION OF DIRECTOR: TERI LIST-STOLL Mgmt For For
1E. ELECTION OF DIRECTOR: WALTER G. LOHR, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: MITCHELL P. RALES Mgmt For For
1G. ELECTION OF DIRECTOR: STEVEN M. RALES Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN T. SCHWIETERS Mgmt For For
1I. ELECTION OF DIRECTOR: ALAN G. SPOON Mgmt For For
1J. ELECTION OF DIRECTOR: ELIAS A. ZERHOUNI, Mgmt For For
M.D.
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS DANAHER'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. TO ACT UPON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING THAT DANAHER ISSUE A REPORT
DISCLOSING ITS POLITICAL EXPENDITURE
POLICIES AND DIRECT AND INDIRECT POLITICAL
EXPENDITURES.
5. TO ACT UPON SHAREHOLDER PROPOSAL REQUESTING Shr Against For
THAT DANAHER ADOPT A POLICY REQUIRING THE
CHAIR OF BOARD OF DIRECTORS BE INDEPENDENT.
--------------------------------------------------------------------------------------------------------------------------
DANONE SA, PARIS Agenda Number: 704995806
--------------------------------------------------------------------------------------------------------------------------
Security: F12033134
Meeting Type: MIX
Meeting Date: 29-Apr-2014
Ticker:
ISIN: FR0000120644
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
O.1 Approval of the annual corporate financial Mgmt For For
statements for the financial year ended on
December 31, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended on
December 31, 2013
O.3 Allocation of income for the financial year Mgmt For For
ended on December 31, 2013 and setting the
dividend at Euros 1.45 per share
O.4 Option for payment of the dividend in Mgmt For For
shares
O.5 Renewal of term of Mr. Bruno BONNELL as Mgmt For For
board member
O.6 Renewal of term of Mr. Bernard HOURS as Mgmt For For
board member
O.7 Renewal of term of Mrs. Isabelle SEILLIER Mgmt For For
as board member
O.8 Renewal of term of Mr. Jean-Michel SEVERINO Mgmt For For
as board member
O.9 Appointment of Mrs. Gaelle OLIVIER as board Mgmt For For
member
O.10 Appointment of Mr. Lionel ZINSOU-DERLIN as Mgmt For For
board member
O.11 Approval of the agreements pursuant to the Mgmt For For
provisions of articles L.225-38 et seq. of
the commercial code
O.12 Approval of the agreements pursuant to the Mgmt For For
provisions of articles L.225-38 et seq. of
the commercial code entered into by the
company with the JP Morgan group
O.13 Approval of the executive officer Mgmt For For
employment agreement between Mr. Bernard
HOURS and Danone trading B.V. and
consequential amendments to the agreements
and commitments pursuant to articles
L.225-38 and L.225-42-1 of the commercial
code relating to Mr. Bernard HOURS in the
event of termination of his duties as
corporate officer
O.14 Approval of the renewal of the agreements Mgmt Split 88% For 12% Against Split
and commitments pursuant to articles
L.225-38 and L.225-42-1 of the commercial
code relating to Mr. Bernard HOURS made by
the company and Danone trading B.V
O.15 Reviewing the elements of compensation owed Mgmt For For
or paid to Mr. Franck RIBOUD, CEO for the
financial year ended on December 31, 2013
O.16 Reviewing the elements of compensation owed Mgmt For For
or paid to Mr. Emmanuel FABER, deputy chief
executive officer, for the financial year
ended on December 31, 2013
O.17 Reviewing the elements of compensation owed Mgmt For For
or paid to Mr. Bernard HOURS, deputy chief
executive officer, for the financial year
ended on December 31, 2013
O.18 Authorization to be granted to the board of Mgmt For For
directors to purchase, keep or transfer
shares of the company
E.19 Authorization granted to the board of Mgmt For For
directors to allocate existing shares of
the company or shares to be issued with the
cancellation of shareholders' preferential
subscription rights
E.20 Amendment to the bylaws regarding the Mgmt For For
appointment of directors representing
employees within the board of directors
E.21 Powers to carry out all legal formalities Mgmt For For
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0303/201403031400473.pdf
--------------------------------------------------------------------------------------------------------------------------
DAVITA HEALTHCARE PARTNERS, INC. Agenda Number: 934006671
--------------------------------------------------------------------------------------------------------------------------
Security: 23918K108
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: DVA
ISIN: US23918K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAMELA M. ARWAY Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES G. BERG Mgmt For For
1C. ELECTION OF DIRECTOR: CAROL ANTHONY Mgmt For For
DAVIDSON
1D. ELECTION OF DIRECTOR: PAUL J. DIAZ Mgmt For For
1E. ELECTION OF DIRECTOR: PETER T. GRAUER Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT J. MARGOLIS Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN M. NEHRA Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM L. ROPER Mgmt For For
1I. ELECTION OF DIRECTOR: KENT J. THIRY Mgmt For For
1J. ELECTION OF DIRECTOR: ROGER J. VALINE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
3. TO HOLD AN ADVISORY VOTE ON EXECUTIVE Mgmt Split 94% For 6% Against Split
COMPENSATION.
4. TO ADOPT AND APPROVE AN AMENDMENT AND Mgmt Split 94% For 6% Against Split
RESTATEMENT OF OUR 2011 INCENTIVE AWARD
PLAN.
5. TO CONSIDER AND VOTE UPON A STOCKHOLDER Shr Split 6% For 94% Against Split
PROPOSAL, IF PROPERLY PRESENTED AT THE
ANNUAL MEETING REGARDING THE BOARD
CHAIRMANSHIP.
--------------------------------------------------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD, SINGAPORE Agenda Number: 705090708
--------------------------------------------------------------------------------------------------------------------------
Security: Y20246107
Meeting Type: AGM
Meeting Date: 28-Apr-2014
Ticker:
ISIN: SG1L01001701
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND CONSIDER THE DIRECTORS' Mgmt For For
REPORT AND AUDITED FINANCIAL STATEMENTS FOR
THE YEAR ENDED 31 DECEMBER 2013 AND THE
AUDITORS' REPORT THEREON
2 TO DECLARE A ONE-TIER TAX EXEMPT FINAL Mgmt For For
DIVIDEND OF 30 CENTS PER ORDINARY SHARE,
FOR THE YEAR ENDED 31 DECEMBER 2013. 2012:
FINAL DIVIDEND OF 28 CENTS PER ORDINARY
SHARE, ONE-TIER TAX EXEMPT
3 TO DECLARE A ONE-TIER TAX EXEMPT FINAL Mgmt For For
DIVIDEND OF 2 CENTS PER NON-VOTING
REDEEMABLE CONVERTIBLE PREFERENCE SHARE,
FOR THE YEAR ENDED 31 DECEMBER 2013. 2012:
2 CENTS PER NON-VOTING REDEEMABLE
CONVERTIBLE PREFERENCE SHARE, ONE-TIER TAX
EXEMPT
4 TO APPROVE THE AMOUNT OF SGD3,687,232 Mgmt Split 55% For 45% Against Split
PROPOSED AS DIRECTORS' REMUNERATION FOR THE
YEAR ENDED 31 DECEMBER 2013. 2012:
SGD2,923,438
5 TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITORS OF THE COMPANY AND TO
AUTHORISE THE DIRECTORS TO FIX THEIR
REMUNERATION
6 TO RE-ELECT THE FOLLOWING DIRECTOR, WHO IS Mgmt For For
RETIRING UNDER ARTICLE 95 OF THE COMPANY'S
ARTICLES OF ASSOCIATION AND WHO, BEING
ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: MR
PIYUSH GUPTA
7 TO RE-ELECT THE FOLLOWING DIRECTOR, WHO IS Mgmt For For
RETIRING UNDER ARTICLE 95 OF THE COMPANY'S
ARTICLES OF ASSOCIATION AND WHO, BEING
ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: DR
BART JOSEPH BROADMAN
8 TO RE-ELECT THE FOLLOWING DIRECTOR, WHO IS Mgmt For For
RETIRING UNDER ARTICLE 95 OF THE COMPANY'S
ARTICLES OF ASSOCIATION AND WHO, BEING
ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: MR
HO TIAN YEE
9 TO RE-APPOINT MR NIHAL VIJAYA DEVADAS Mgmt For For
KAVIRATNE CBE AS A DIRECTOR PURSUANT TO
SECTION 153(6) OF THE COMPANIES ACT,
CHAPTER 50.
10 THAT AUTHORITY BE AND IS HEREBY GIVEN TO Mgmt Split 45% For 55% Against Split
THE DIRECTORS OF THE COMPANY TO: (A) ALLOT
AND ISSUE FROM TIME TO TIME SUCH NUMBER OF
ORDINARY SHARES IN THE CAPITAL OF THE
COMPANY ("DBSH ORDINARY SHARES") AS MAY BE
REQUIRED TO BE ISSUED PURSUANT TO THE
EXERCISE OF OPTIONS UNDER THE DBSH SHARE
OPTION PLAN; AND (B) OFFER AND GRANT AWARDS
IN ACCORDANCE WITH THE PROVISIONS OF THE
DBSH SHARE PLAN AND TO ALLOT AND ISSUE FROM
TIME TO TIME SUCH NUMBER OF DBSH ORDINARY
SHARES AS MAY BE REQUIRED TO BE ISSUED
PURSUANT TO THE VESTING OF AWARDS UNDER THE
DBSH SHARE PLAN, PROVIDED ALWAYS THAT: (1)
THE AGGREGATE NUMBER OF NEW DBSH ORDINARY
SHARES TO BE ISSUED PURSUANT TO THE
EXERCISE OF OPTIONS GRANTED UNDER THE DBSH
SHARE OPTION PLAN AND THE VESTING OF AWARDS
GRANTED OR TO BE GRANTED UNDER THE DBSH
SHARE PLAN SHALL NOT EXCEED 5 PER CENT OF
CONTD
CONT CONTD THE TOTAL NUMBER OF ISSUED SHARES Non-Voting
(EXCLUDING TREASURY SHARES) IN THE CAPITAL
OF THE COMPANY FROM TIME TO TIME; AND (2)
THE AGGREGATE NUMBER OF NEW DBSH ORDINARY
SHARES UNDER AWARDS TO BE GRANTED PURSUANT
TO THE DBSH SHARE PLAN DURING THE PERIOD
COMMENCING FROM THE DATE OF THIS ANNUAL
GENERAL MEETING OF THE COMPANY AND ENDING
ON THE DATE OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY OR THE DATE BY WHICH
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY IS REQUIRED BY LAW TO BE HELD,
WHICHEVER IS THE EARLIER, SHALL NOT EXCEED
2 PER CENT OF THE TOTAL NUMBER OF ISSUED
SHARES (EXCLUDING TREASURY SHARES) IN THE
CAPITAL OF THE COMPANY FROM TIME TO TIME
11 THAT AUTHORITY BE AND IS HEREBY GIVEN TO Mgmt Split 45% For 55% Against Split
THE DIRECTORS OF THE COMPANY TO: (A) (I)
ISSUE SHARES IN THE CAPITAL OF THE COMPANY
("SHARES") WHETHER BY WAY OF RIGHTS, BONUS
OR OTHERWISE; AND/OR (II) MAKE OR GRANT
OFFERS, AGREEMENTS OR OPTIONS
(COLLECTIVELY, "INSTRUMENTS") THAT MIGHT OR
WOULD REQUIRE SHARES TO BE ISSUED,
INCLUDING BUT NOT LIMITED TO THE CREATION
AND ISSUE OF (AS WELL AS ADJUSTMENTS TO)
WARRANTS, DEBENTURES OR OTHER INSTRUMENTS
CONVERTIBLE INTO SHARES, AT ANY TIME AND
UPON SUCH TERMS AND CONDITIONS AND FOR SUCH
PURPOSES AND TO SUCH PERSONS AS THE
DIRECTORS MAY IN THEIR ABSOLUTE DISCRETION
DEEM FIT; AND (B) (NOTWITHSTANDING THE
AUTHORITY CONFERRED BY THIS RESOLUTION MAY
HAVE CEASED TO BE IN FORCE) ISSUE SHARES IN
PURSUANCE OF ANY INSTRUMENT MADE OR GRANTED
BY THE DIRECTORS WHILE THIS RESOLUTION WAS
IN FORCE, CONTD
CONT CONTD PROVIDED THAT: (1) THE AGGREGATE Non-Voting
NUMBER OF SHARES TO BE ISSUED PURSUANT TO
THIS RESOLUTION (INCLUDING SHARES TO BE
ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR
GRANTED PURSUANT TO THIS RESOLUTION) DOES
NOT EXCEED 50 PER CENT OF THE TOTAL NUMBER
OF ISSUED SHARES (EXCLUDING TREASURY
SHARES) IN THE CAPITAL OF THE COMPANY (AS
CALCULATED IN ACCORDANCE WITH PARAGRAPH (2)
BELOW), OF WHICH THE AGGREGATE NUMBER OF
SHARES TO BE ISSUED OTHER THAN ON A PRO
RATA BASIS TO SHAREHOLDERS OF THE COMPANY
(INCLUDING SHARES TO BE ISSUED IN PURSUANCE
OF INSTRUMENTS MADE OR GRANTED PURSUANT TO
THIS RESOLUTION) SHALL BE LESS THAN 10 PER
CENT OF THE TOTAL NUMBER OF ISSUED SHARES
(EXCLUDING TREASURY SHARES) IN THE CAPITAL
OF THE COMPANY (AS CALCULATED IN ACCORDANCE
WITH PARAGRAPH (2) BELOW); (2) (SUBJECT TO
SUCH MANNER OF CALCULATION AND CONTD
CONT CONTD ADJUSTMENTS AS MAY BE PRESCRIBED BY Non-Voting
THE SINGAPORE EXCHANGE SECURITIES TRADING
LIMITED ("SGX-ST")), FOR THE PURPOSE OF
DETERMINING THE AGGREGATE NUMBER OF SHARES
THAT MAY BE ISSUED UNDER PARAGRAPH (1)
ABOVE, THE PERCENTAGE OF ISSUED SHARES
SHALL BE BASED ON THE TOTAL NUMBER OF
ISSUED SHARES (EXCLUDING TREASURY SHARES)
IN THE CAPITAL OF THE COMPANY AT THE TIME
THIS RESOLUTION IS PASSED, AFTER ADJUSTING
FOR: (I) NEW SHARES ARISING FROM THE
CONVERSION OR EXERCISE OF ANY CONVERTIBLE
SECURITIES OR SHARE OPTIONS OR VESTING OF
SHARE AWARDS WHICH ARE OUTSTANDING OR
SUBSISTING AT THE TIME THIS RESOLUTION IS
PASSED; AND (II) ANY SUBSEQUENT BONUS
ISSUE, CONSOLIDATION OR SUBDIVISION OF
SHARES; (3) IN EXERCISING THE AUTHORITY
CONFERRED BY THIS RESOLUTION, THE COMPANY
SHALL COMPLY WITH THE PROVISIONS OF THE
LISTING MANUAL OF THE CONTD
CONT CONTD SGX-ST FOR THE TIME BEING IN FORCE Non-Voting
(UNLESS SUCH COMPLIANCE HAS BEEN WAIVED BY
THE SGX-ST) AND THE ARTICLES OF ASSOCIATION
FOR THE TIME BEING OF THE COMPANY; AND (4)
(UNLESS REVOKED OR VARIED BY THE COMPANY IN
GENERAL MEETING) THE AUTHORITY CONFERRED BY
THIS RESOLUTION SHALL CONTINUE IN FORCE
UNTIL THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY OR THE DATE
BY WHICH THE NEXT ANNUAL GENERAL MEETING OF
THE COMPANY IS REQUIRED BY LAW TO BE HELD,
WHICHEVER IS THE EARLIER
12 THAT AUTHORITY BE AND IS HEREBY GIVEN TO Mgmt Split 45% For 55% Against Split
THE DIRECTORS OF THE COMPANY TO ALLOT AND
ISSUE SUCH NUMBER OF NEW ORDINARY SHARES
AND NEW NON-VOTING REDEEMABLE CONVERTIBLE
PREFERENCE SHARES IN THE CAPITAL OF THE
COMPANY AS MAY BE REQUIRED TO BE ALLOTTED
AND ISSUED PURSUANT TO THE APPLICATION OF
THE DBSH SCRIP DIVIDEND SCHEME TO THE FINAL
DIVIDENDS OF 30 CENTS PER ORDINARY SHARE
AND 2 CENTS PER NON-VOTING REDEEMABLE
CONVERTIBLE PREFERENCE SHARE, FOR THE YEAR
ENDED 31 DECEMBER 2013
13 THAT AUTHORITY BE AND IS HEREBY GIVEN TO Mgmt Split 45% For 55% Against Split
THE DIRECTORS OF THE COMPANY TO APPLY THE
DBSH SCRIP DIVIDEND SCHEME TO ANY
DIVIDEND(S) WHICH MAY BE DECLARED FOR THE
YEAR ENDING 31 DECEMBER 2014 AND TO ALLOT
AND ISSUE SUCH NUMBER OF NEW ORDINARY
SHARES AND NEW NON-VOTING REDEEMABLE
CONVERTIBLE PREFERENCE SHARES IN THE
CAPITAL OF THE COMPANY AS MAY BE REQUIRED
TO BE ALLOTTED AND ISSUED PURSUANT THERETO
--------------------------------------------------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD, SINGAPORE Agenda Number: 705092043
--------------------------------------------------------------------------------------------------------------------------
Security: Y20246107
Meeting Type: EGM
Meeting Date: 28-Apr-2014
Ticker:
ISIN: SG1L01001701
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 The Proposed Renewal of the Share Purchase Mgmt For For
Mandate
--------------------------------------------------------------------------------------------------------------------------
DELPHI AUTOMOTIVE PLC Agenda Number: 933924498
--------------------------------------------------------------------------------------------------------------------------
Security: G27823106
Meeting Type: Annual
Meeting Date: 03-Apr-2014
Ticker: DLPH
ISIN: JE00B783TY65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: GARY L. COWGER Mgmt For For
2. ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Mgmt For For
3. ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt For For
4. ELECTION OF DIRECTOR: RAJIV L. GUPTA Mgmt For For
5. ELECTION OF DIRECTOR: JOHN A. KROL Mgmt For For
6. ELECTION OF DIRECTOR: J. RANDALL MACDONALD Mgmt For For
7. ELECTION OF DIRECTOR: SEAN O. MAHONEY Mgmt For For
8. ELECTION OF DIRECTOR: RODNEY O'NEAL Mgmt For For
9. ELECTION OF DIRECTOR: THOMAS W. SIDLIK Mgmt For For
10. ELECTION OF DIRECTOR: BERND WIEDEMANN Mgmt For For
11. ELECTION OF DIRECTOR: LAWRENCE A. ZIMMERMAN Mgmt For For
12. PROPOSAL TO RE-APPOINT AUDITORS, RATIFY Mgmt For For
INDEPENDENT PUBLIC ACCOUNTING FIRM AND
AUTHORIZE THE DIRECTORS TO DETERMINE THE
FEES PAID TO THE AUDITORS.
13. SAY ON PAY - TO APPROVE, BY ADVISORY VOTE, Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DENBURY RESOURCES INC. Agenda Number: 933970370
--------------------------------------------------------------------------------------------------------------------------
Security: 247916208
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: DNR
ISIN: US2479162081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WIELAND F. WETTSTEIN Mgmt For For
MICHAEL L. BEATTY Mgmt For For
MICHAEL B. DECKER Mgmt For For
JOHN P. DIELWART Mgmt For For
RONALD G. GREENE Mgmt For For
GREGORY L. MCMICHAEL Mgmt For For
KEVIN O. MEYERS Mgmt For For
PHIL RYKHOEK Mgmt For For
RANDY STEIN Mgmt For For
LAURA A. SUGG Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S 2013 Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
3. PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
DENSO CORPORATION Agenda Number: 705343654
--------------------------------------------------------------------------------------------------------------------------
Security: J12075107
Meeting Type: AGM
Meeting Date: 19-Jun-2014
Ticker:
ISIN: JP3551500006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Allow the Board of Mgmt For For
Directors to Appoint Representative
Directors among Directors, Allow the Board
of Directors to Appoint a Chairperson, a
President, a number of Vice-Chairpersons,
Executive Vice Presidents and Directors
with Title
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
3.14 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
5 Approve Payment of Bonuses to Corporate Mgmt Against Against
Officers
6 Amend the Compensation to be received by Mgmt For For
Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE BANK AG, FRANKFURT AM MAIN Agenda Number: 705153005
--------------------------------------------------------------------------------------------------------------------------
Security: D18190898
Meeting Type: AGM
Meeting Date: 22-May-2014
Ticker:
ISIN: DE0005140008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2012, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require share blocking. Registered
shares will be deregistered according to
trading activities or at the deregistration
date by the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent. Please contact your CSR
for further information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
07.05.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the established Annual Non-Voting
Financial Statements and Management Report
(including the explanatory report on
disclosures pursuant to Section 289 (4)
German Commercial Code) for the 2013
financial year, the approved Consolidated
Financial Statements and Management Report
(including the explanatory report on
disclosures pursuant to Section 315 (4)
German Commercial Code) for the 2013
financial year as well as the Report of the
Supervisory Board
2. Appropriation of distributable profit Mgmt No vote
3. Ratification of the acts of management of Mgmt No vote
the members of the Management Board for the
2013 financial year
4. Ratification of the acts of management of Mgmt No vote
the members of the Supervisory Board for
the 2013 financial year
5. Election of the auditor for the 2014 Mgmt No vote
financial year, interim accounts : KPMG AG
6. Authorization to acquire own shares Mgmt No vote
pursuant to Section 71 (1) No. 8 Stock
Corporation Act as well as for their use
with the possible exclusion of pre-emptive
rights
7. Authorization to use derivatives within the Mgmt No vote
framework of the purchase of own shares
pursuant to Section 71 (1) No. 8 Stock
Corporation Act
8. Increase in the limit for variable Mgmt No vote
compensation components for the Management
Board members
9. Increase in the limit for variable Mgmt No vote
compensation components for employees and
for management body members of subsidiaries
10. Amendment to the Articles of Association to Mgmt No vote
adjust the provision on Supervisory Board
compensation
11. Creation of new authorized capital for Mgmt No vote
capital increases in cash (with the
possibility of excluding shareholders'
pre-emptive rights, also in accordance with
Section 186 (3) sentence 4 Stock
Corporation Act) and amendment to the
Articles of Association
12. Authorization to issue participatory notes Mgmt No vote
with warrants and/or convertible
participatory notes and other hybrid debt
securities that fulfill the regulatory
requirements to qualify as Additional Tier
1 Capital (AT1 Capital), bonds with
warrants and convertible bonds (with the
possibility of excluding pre-emptive
rights), creation of conditional capital
and amendment to the Articles of
Association
13. Authorization to issue participatory notes Mgmt No vote
and other Hybrid Debt Securities that
fulfill the regulatory requirements to
qualify as Additional Tier 1 Capital (AT1
Capital)
14. Approval to conclude a domination agreement Mgmt No vote
between Deutsche Bank Aktiengesellschaft
(as the parent company) and Deutsche
Immobilien Leasing GmbH
15. Approval to newly conclude a domination and Mgmt No vote
profit and loss transfer agreement between
Deutsche Bank Aktiengesellschaft (as the
parent company) and Deutsche Bank (Europe)
GmbH
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE BOERSE AG, FRANKFURT AM MAIN Agenda Number: 705086002
--------------------------------------------------------------------------------------------------------------------------
Security: D1882G119
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: DE0005810055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2012, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require share blocking. Registered
shares will be deregistered according to
trading activities or at the deregistration
date by the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent. Please contact your CSR
for further information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
30.04.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted and approved Non-Voting
annual and consolidated annual financial
statements, the combined management report
of Deutsche Boerse Aktiengesellschaft and
the Group as at 31 December 2013, the
report of the Supervisory Board, the
explanatory report of the Executive Board
on disclosures pursuant to sections 289 (4)
and (5), 315 (2) no. 5 and (4) of the
German Commercial Code (Handelsgesetzbuch
HGB) and the proposal for the appropriation
of unappropriated surplus
2. Appropriation of unappropriated surplus Mgmt No vote
3. Resolution to approve the acts of the Mgmt No vote
members of the Executive Board
4. Resolution to approve the acts of the Mgmt No vote
members of the Supervisory Board
5. Resolution on the authorisation to issue Mgmt No vote
convertible bonds and/ or warrant-linked
bonds and to exclude pre-emptive
subscription rights as well as on the
creation of contingent capital and the
corresponding amendments to the Articles of
Incorporation
6. Amendment of section 9 of the Articles of Mgmt No vote
Incorporation
7. Amendment of section 20 of the Articles of Mgmt No vote
Incorporation
8. Appointment of the auditor and Group Mgmt No vote
auditor for financial year 2014 as well as
the auditor for the review of the condensed
financial statements and the interim
management report for the first half of
financial year 2014: KPMG AG
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE WOHNEN AG, FRANKFURT/MAIN Agenda Number: 705244490
--------------------------------------------------------------------------------------------------------------------------
Security: D2046U176
Meeting Type: AGM
Meeting Date: 11-Jun-2014
Ticker:
ISIN: DE000A0HN5C6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 21 MAY 2014, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 27 Non-Voting
MAY 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. PRESENTATION OF THE APPROVED ANNUAL Non-Voting
FINANCIAL STATEMENTS AND THE SUPERVISORY
BOARD-APPROVED CONSOLIDATED FINANCIAL
STATEMENTS AS OF DECEMBER 31, 2013, THE
MANAGEMENT RE-PORTS FOR THE COMPANY AND THE
GROUP, INCLUDING THE SUPERVISORY BOARD
REPORT FOR THE 2013 FINANCIAL YEAR, AS WELL
AS THE EXPLANATORY MANAGEMENT BOARD REPORT
ON THE DISCLOSURE PURSUANT TO SECTIONS 289
PARAGRAPHS 4 AND 5, AND SECTION 315
PARAGRAPH 4 OF THE GERMAN COMMERCIAL CODE
(HGB) AS OF DECEMBER 31, 2013
2. PASSING OF A RESOLUTION CONCERNING THE Mgmt For For
APPROPRIATION OF THE NET PROFIT AVAILABLE
FOR DISTRIBUTION FOR THE 2013 FINANCIAL
YEAR BY DEUTSCHE WOHNEN AG: DISTRIBUTION OF
A DIVIDEND OF EUR 0.34 PER REGISTERED SHARE
OR BEARER SHARE
3. PASSING OF A RESOLUTION ON THE APPROVAL OF Mgmt For For
THE ACTIONS OF THE MANAGEMENT BOARD FOR THE
2013 FINANCIAL YEAR 2013
4. PASSING OF A RESOLUTION ON THE APPROVAL OF Mgmt For For
THE ACTIONS OF THE SUPERVISORY BOARD FOR
THE 2013 FINANCIAL YEAR
5. ELECTION OF THE AUDITOR OF THE ANNUAL Mgmt For For
FINANCIAL STATEMENTS AND OF THE AUDITOR OF
THE CONSOLIDATED FINANCIAL STATEMENTS, AS
WELL AS OF THE AUDITOR FOR ANY AUDITED
REVIEW OF THE HALF-YEAR FINANCIAL REPORT
FOR THE 2014 FINANCIAL YEAR: ERNST & YOUNG
GMBH
6. ELECTIONS TO THE SUPERVISORY BOARD: MR. Mgmt For For
CLAUS WISSER
7. PASSING OF A RESOLUTION CONCERNING THE Mgmt Against Against
APPROVAL OF THE COMPENSATION SYSTEM
APPLYING TO THE MEMBERS OF THE MANAGEMENT
BOARD
8. PASSING OF A RESOLUTION CONCERNING THE Mgmt Against Against
CREATION OF AUTHORIZED CAPITAL 2014 WITH
THE POSSIBILITY OF EXCLUDING SUBSCRIPTION
RIGHTS AND CANCELLING THE EXISTING
AUTHORIZED CAPITAL AND CORRESPONDING CHANGE
TO THE ARTICLES OF ASSOCIATION A) CREATION
OF AUTHORIZED CAPITAL 2014 WITH THE
POSSIBILITY OF EXCLUDING SUBSCRIPTION
RIGHTS, B) CHANGES TO SECTION 4A OF THE
ARTICLES OF ASSOCIATION, C) CANCELLATION OF
EXISTING AUTHORIZED CAPITAL, D) APPLICATION
FOR ENTRY INTO THE COMMERCIAL REGISTER
9. PASSING OF A RESOLUTION CONCERNING THE Mgmt Against Against
GRANTING OF A NEW AUTHORIZATION TO ISSUE
CONVERTIBLE AND/OR WARRANT-LINKED BONDS
AND/OR CONVERTIBLE OR WARRANT-LINKED
PARTICIPATION RIGHTS (OR A COMBINATION OF
THESE INSTRUMENTS) WITH THE OPTION OF
EXCLUDING SUBSCRIPTION RIGHTS, CREATION OF
CONDITIONAL CAPITAL 2014/I, PARTIAL
CANCELLATION OF THE EXISTING AUTHORIZATION
TO IS-SUE CONVERTIBLE AND WARRANT-LINKED
BONDS, PARTIAL CANCELLATION OF CONDITIONAL
CAPITAL 2013 (SECTION 4B OF THE ARTICLES OF
ASSOCIATION) AND CORRESPONDING CHANGES TO
THE ARTICLES OF ASSOCIATION: A)
AUTHORIZATION TO ISSUE CONVERTIBLE AND/OR
WARRANT-LINKED BONDS AND/OR CONVERTIBLE
AND/OR WARRANT-LINKED PARTICIPATION RIGHTS
(OR A COMBINATION OF THESE INSTRUMENTS) AND
TO EXCLUDE SUBSCRIPTION RIGHTS, B)
CONDITIONAL CAPITAL 2014/I, C) CANCELLATION
OF THE NON-EXERCISED AUTHORIZATION OF MAY
28, 2013 AND CORRESPONDING CANCELLATION OF
CONDITIONAL CAPITAL 2013, D) AMENDMENT TO
THE ARTICLES OF ASSOCIATION, E)
AUTHORIZATION OF THE SUPERVISORY BOARD TO
MAKE CHANGES TO THE ARTICLES OF ASSOCIATION
THAT ONLY AFFECT THE WORDING, F) COMMERCIAL
REGISTER ENTRY, AUTHORIZATION TO ADJUST
ARTICLES OF ASSOCIATION
10. PASSING OF A RESOLUTION CONCERNING THE Mgmt For For
APPROVAL TO ENTER INTO A DOMINATION
AGREEMENT BETWEEN DEUTSCHE WOHNEN AG AND
GSW IMMOBILIEN AG; PASSING A RESOLUTION
CONCERNING THE CREATION OF CONDITIONAL
CAPITAL 2014/II AND THE INSERTION OF A NEW
SECTION 4C IN THE ARTICLES OF ASSOCIATION
11. APPROVAL TO ENTER INTO A PROFIT AND LOSS Mgmt For For
TRANSFER AGREEMENT BETWEEN DEUTSCHE WOHNEN
AG AND DEUTSCHE WOHNEN MANAGEMENT GMBH
12. APPROVAL TO ENTER INTO A PROFIT AND LOSS Mgmt For For
TRANSFER AGREEMENT BETWEEN DEUTSCHE WOHNEN
AG AND DEUTSCHE WOHNEN IMMOBILIEN
MANAGEMENT GMBH
13. APPROVAL TO ENTER INTO A PROFIT AND LOSS Mgmt For For
TRANSFER AGREEMENT BETWEEN DEUTSCHE WOHNEN
AG AND DEUTSCHE WOHNEN CONSTRUCTION AND
FACILITIES GMBH
14. PASSING OF A RESOLUTION CONCERNING THE Mgmt For For
AUTHORIZATION TO ACQUIRE AND USE OWN
SHARES, INCLUDING AUTHORIZATION TO RETIRE
TREASURY SHARES ACQUIRED AND REDUCE CAPITAL
15. PASSING OF A RESOLUTION CONCERNING THE Mgmt For For
CONVERSION OF ALL OUTSTANDING REGISTERED
SHARES TO BEARER SHARES AND CORRESPONDING
AMENDMENTS TO SECTION 4 PARAGRAPH 2 AND
PARAGRAPH 3 SENTENCE 1 AND SECTION 9 OF THE
ARTICLES OF ASSOCIATION
16. PASSING OF A RESOLUTION CONCERNING THE Mgmt For For
AUTHORIZATION TO ISSUE STOCK OPTIONS TO
MEMBERS OF THE MANAGEMENT BOARD OF DEUTSCHE
WOHNEN AG AND TO SELECTED EXECUTIVES OF
DEUTSCHE WOHNEN AG AND AFFILIATED
COMPANIES, THE CREATION OF CONDITIONAL
CAPITAL 2014/III TO SERVICE STOCK OPTIONS
AND THE INSERTION OF A NEW SECTION 4D TO
THE ARTICLES OF ASSOCIATION: A)
AUTHORIZATION TO ISSUE STOCK OPTIONS AS
PART OF AOP 2014, B) CONDITIONAL CAPITAL
2014/III, C) AMENDMENTS TO THE ARTICLES OF
ASSOCIATION: SECTION 4D
--------------------------------------------------------------------------------------------------------------------------
DEXCOM, INC. Agenda Number: 933981311
--------------------------------------------------------------------------------------------------------------------------
Security: 252131107
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: DXCM
ISIN: US2521311074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JONATHAN T. LORD, Mgmt For For
M.D.
1B. ELECTION OF DIRECTOR: ERIC TOPOL, M.D. Mgmt For For
2. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF OUR BOARD OF DIRECTORS OF
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC, LONDON Agenda Number: 704697070
--------------------------------------------------------------------------------------------------------------------------
Security: G42089113
Meeting Type: AGM
Meeting Date: 19-Sep-2013
Ticker:
ISIN: GB0002374006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report and accounts 2013 Mgmt For For
2 Directors' remuneration report 2013 Mgmt For For
3 Declaration of final dividend. That a final Mgmt For For
dividend be declared on the ordinary shares
of 28101/108 pence each ('Ordinary
Share(s)') of 29.30 pence per share for the
year ended 30 June 2013
4 That PB Bruzelius be re-elected as a Mgmt For For
director
5 That LM Danon be re-elected as a director Mgmt For For
6 That Lord Davies be re-elected as a Mgmt For For
director
7 That Ho KwonPing be re-elected as a Mgmt For For
director
8 That BD Holden be re-elected as a director Mgmt For For
9 That Dr FB Humer be re-elected as a Mgmt For For
director
10 That D Mahlan be re-elected as a director Mgmt For For
11 That IM Menezes be re-elected as a director Mgmt For For
12 That PG Scott be re-elected as a director Mgmt For For
13 Appointment of auditor: That KPMG LLP be Mgmt For For
appointed as auditor of the company to hold
office from the conclusion of this AGM
until the conclusion of the next general
meeting at which accounts are laid before
the company
14 Remuneration of auditor Mgmt For For
15 Authority to allot shares Mgmt For For
16 Disapplication of pre-emption rights Mgmt For For
17 Authority to purchase own Ordinary Shares Mgmt For For
18 Authority to make political donations Mgmt For For
and/or to incur political expenditure in
the European Union ('EU'): That, in
accordance with sections 366 and 367 of the
Act, the company and all companies that are
at any time during the period for which
this resolution has effect subsidiaries of
the company be authorised to: a) make
political donations (as defined in section
364 of the Act) to political parties (as
defined in section 363 of the Act) or
independent election candidates (as defined
in section 363 of the Act), not exceeding
GBP 200,000 in total; and b) make political
donations (as defined in section 364 of the
Act) to political organisations other than
political parties (as defined in section
363 of the Act) not exceeding GBP 200,000
in total; and c) incur political
expenditure (as defined in section 365 of
the Act) CONTD
CONT CONTD not exceeding GBP 200,000 in total; Non-Voting
in each case during the period beginning
with the date of passing this resolution
and ending at the end of next year's AGM or
on 18 December 2014, whichever is the
sooner, and provided that the aggregate
amount of political donations and political
expenditure so made and incurred by the
company and its subsidiaries pursuant to
this resolution shall not exceed GBP
200,000
19 Reduced notice of a general meeting other Mgmt For For
than an annual general meeting
--------------------------------------------------------------------------------------------------------------------------
DIAMOND FOODS, INC. Agenda Number: 933906212
--------------------------------------------------------------------------------------------------------------------------
Security: 252603105
Meeting Type: Annual
Meeting Date: 14-Jan-2014
Ticker: DMND
ISIN: US2526031057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. ZOLLARS Mgmt For For
EDWARD A. BLECHSCHMIDT Mgmt Withheld Against
R. DEAN HOLLIS Mgmt For For
2. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR ENDED JULY 31, 2014.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DIRECT LINE INSURANCE GROUP PLC, KENT Agenda Number: 705056453
--------------------------------------------------------------------------------------------------------------------------
Security: G2871V106
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: GB00B89W0M42
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the report and accounts for the Mgmt For For
year ended 31 December 2013
2 To approve the Directors' remuneration Mgmt For For
policy
3 To approve the Directors' remuneration Mgmt For For
report
4 To approve the final dividend of 8.4p Mgmt For For
5 To re-elect Mr Mike Biggs as a Director Mgmt For For
6 To re-elect Mr Paul Geddes as a Director Mgmt For For
7 To re-elect Mrs Jane Hanson as a Director Mgmt For For
8 To re-elect Mr Glyn Jones as a Director Mgmt For For
9 To re-elect Mr Andrew Palmer as a Director Mgmt For For
10 To re-elect Mr John Reizenstein as a Mgmt For For
Director
11 To re-elect Mrs Clare Thompson as a Mgmt For For
Director
12 To re-elect Mrs Priscilla Vacassin as a Mgmt For For
Director
13 To approve the re-appointment of the Mgmt For For
Company's auditors
14 To provide authority to the Audit Committee Mgmt For For
to determine the auditors' remuneration
15 To approve the Directors' authority to Mgmt For For
allot shares
16 To approve the Directors' power to disapply Mgmt For For
pre-emption rights
17 To approve the Company's authority to Mgmt For For
purchase its own shares
18 To approve the calling of general meetings Mgmt For For
on 14 clear days' notice
19 To authorise the Company to make political Mgmt For For
donations
--------------------------------------------------------------------------------------------------------------------------
DISTRIBUIDORA INTERNACIONAL DE ALIMENTACION Agenda Number: 705061199
--------------------------------------------------------------------------------------------------------------------------
Security: E3685C104
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: ES0126775032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 25 APR 2014 AT 12:00 HRS.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU.
1.1 Approve consolidated and standalone Mgmt For For
financial statements
1.2 Approve allocation of income and dividends Mgmt For For
1.3 Approve standard accounting transfers Mgmt For For
1.4 Approve discharge of board Mgmt For For
2.1 Reelect Richard Golding as director Mgmt For For
2.2 Reelect Mariano Martin Mampaso as director Mgmt For For
2.3 Reelect Nadra Moussalem as director Mgmt For For
2.4 Reelect Antonio Urcelay Alonso as director Mgmt For For
3 Approve stock-for-salary Mgmt For For
4 Approve 2014-2016 Long-Term Incentive Plan Mgmt For For
5 Renew appointment of KPMG Auditores, S.L. Mgmt For For
as auditors
6 Authorize board to ratify and execute Mgmt For For
approved resolutions
7 Advisory vote on remuneration report Mgmt For For
CMMT 27 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO THE TEXT OF
RESOLUTION 5. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DNB ASA, OSLO Agenda Number: 705095481
--------------------------------------------------------------------------------------------------------------------------
Security: R1812S105
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: NO0010031479
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT BLOCKING SHOULD ALWAYS BE APPLIED, RECORD Non-Voting
DATE OR NOT.
1 OPENING OF THE GENERAL MEETING BY THE Non-Voting
CHAIRMAN OF THE SUPERVISORY BOARD
2 APPROVAL OF THE NOTICE OF THE GENERAL Mgmt No vote
MEETING AND THE AGENDA
3 ELECTION OF A PERSON TO SIGN THE MINUTES OF Mgmt No vote
THE GENERAL MEETING ALONG WITH THE CHAIRMAN
4 APPROVAL OF THE 2013 ANNUAL REPORT AND Mgmt No vote
ACCOUNTS, INCLUDING THE DISTRIBUTION OF
DIVIDENDS (THE BOARD OF DIRECTORS HAS
PROPOSED A DIVIDEND OF NOK 2.70 PER SHARE)
5 APPROVAL OF THE AUDITOR'S REMUNERATION Mgmt No vote
6 ELECTION OF TEN MEMBERS TO THE SUPERVISORY Mgmt No vote
BOARD IN LINE WITH THE RECOMMENDATION
GIVEN: CAMILLA M. GRIEG (RE-ELECTION),
CHRISTIAN PRINTZELL HALVORSEN (NEW),
ELDBJORG LOWER (RE-ELECTION), GUDRUN B.
ROLLEFSEN (RE-ELECTION), GUNVOR ULSTEIN
(NEW), HELGE MOGSTER (RE-ELECTION), LARS
TRONSGAARD (NEW), RANDI EEK THORSEN
(RE-ELECTION), TORIL EIDESVIK
(RE-ELECTION), WIDAR SALBUVIK (NEW). IN
ADDITION, THE SUPERVISORY BOARD COMPRISES
THE FOLLOWING SHAREHOLDER-ELECTED MEMBERS:
INGE ANDERSEN, SONDRE GRAVIR, OLEJORGEN
HASLESTAD, NALAN KOC, THOMAS LEIRE, TORILD
SKOGSHOLM, MERETE SMITH, STALE SVENNING,
TURID M. SORENSEN AND GINE WANG
7 ELECTION OF THE VICE-CHAIRMAN, ONE MEMBER Mgmt No vote
AND ONE DEPUTY TO THE CONTROL COMMITTEE IN
LINE WITH THE RECOMMENDATION GIVEN: THE
GENERAL MEETING APPROVED THE ELECTION
COMMITTEE'S PROPOSED ELECTION OF KARL OLAV
HOVDEN AS NEW VICE-CHAIRMAN, IDA HELLIESEN
AS A NEW MEMBER AND OLE GROTTING TRASTI AS
A NEW DEPUTY, WITH A TERM OF OFFICE OF UP
TO ONE YEAR
8 ELECTION OF THREE MEMBERS TO THE ELECTION Mgmt No vote
COMMITTEE IN LINE WITH THE RECOMMENDATION
GIVEN: THE GENERAL MEETING APPROVED THE
ELECTION COMMITTEE'S PROPOSED RE-ELECTION
OF CAMILLA M. GRIEG AND KARL MOURSUND AND
THE ELECTION OF METTE WIKBORG AS A NEW
MEMBER OF THE ELECTION COMMITTEE, WITH A
TERM OF OFFICE OF UP TO TWO YEARS
9 APPROVAL OF REMUNERATION RATES FOR MEMBERS Mgmt No vote
OF THE SUPERVISORY BOARD, CONTROL COMMITTEE
AND ELECTION COMMITTEE IN LINE WITH THE
RECOMMENDATION GIVEN
10 AUTHORISATION TO THE BOARD OF DIRECTORS FOR Mgmt No vote
THE REPURCHASE OF SHARES
11.A STATEMENT FROM THE BOARD OF DIRECTORS IN Mgmt No vote
CONNECTION WITH REMUNERATION TO SENIOR
EXECUTIVES: SUGGESTED GUIDELINES
(CONSULTATIVE VOTE)
11.B STATEMENT FROM THE BOARD OF DIRECTORS IN Mgmt No vote
CONNECTION WITH REMUNERATION TO SENIOR
EXECUTIVES: BINDING GUIDELINES (PRESENTED
FOR APPROVAL)
12 CORPORATE GOVERNANCE Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
E.ON SE, DUESSELDORF Agenda Number: 705046995
--------------------------------------------------------------------------------------------------------------------------
Security: D24914133
Meeting Type: AGM
Meeting Date: 30-Apr-2014
Ticker:
ISIN: DE000ENAG999
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2012, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub custodians have advised that voted Non-Voting
shares are not blocked for trading purposes
i.e. they are only unavailable for
settlement. Registered shares will be
deregistered at the deregistration date by
the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent to your CSR or Custodian.
Please contact your CSR for further
information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 15 Non-Voting
APR 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted Annual Non-Voting
Financial Statements and the approved
Consolidated Financial Statements for the
2013 financial year, along with the
Combined Management Report for E.ON SE and
the E.ON Group and the Report of the
Supervisory Board as well as the
Explanatory Report of the Board of
Management regarding the statements
pursuant to Sections 289 para. 4, 315 para.
4 and Section 289 para. 5 German Commercial
Code (Handelsgesetzbuch-HGB)
2. Appropriation of balance sheet profits from Mgmt No vote
the 2013 financial year
3. Discharge of the Board of Management for Mgmt No vote
the 2013 financial year
4. Discharge of the Supervisory Board for the Mgmt No vote
2013 financial year
5.1 PricewaterhouseCoopers AG, Duesseldorf, was Mgmt No vote
appointed as auditors and group auditors
for Fiscal Year 2014
5.2 PricewaterhouseCoopers AG, Duesseldorf is Mgmt No vote
also appointed as auditors for the review
of the condensed financial statements and
the interim management report of purchases
for the first six months of fiscal year
2014
6. Approval of the amendment of the control Mgmt No vote
and profit and loss transfer agreement
between E.ON SE and E.ON US Holding GmbH
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION PLC Agenda Number: 933937243
--------------------------------------------------------------------------------------------------------------------------
Security: G29183103
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: ETN
ISIN: IE00B8KQN827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GEORGE S. BARRETT Mgmt For For
1B. ELECTION OF DIRECTOR: TODD M. BLUEDORN Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. CRITELLI Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES E. GOLDEN Mgmt For For
1G. ELECTION OF DIRECTOR: LINDA A. HILL Mgmt For For
1H. ELECTION OF DIRECTOR: ARTHUR E. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: NED C. LAUTENBACH Mgmt For For
1J. ELECTION OF DIRECTOR: DEBORAH L. MCCOY Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For
1L. ELECTION OF DIRECTOR: GERALD B. SMITH Mgmt For For
2. APPROVING THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2014 AND
AUTHORIZING THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS TO SET ITS REMUNERATION.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. AUTHORIZING THE COMPANY OR ANY SUBSIDIARY Mgmt For For
OF THE COMPANY TO MAKE OVERSEAS MARKET
PURCHASES OF COMPANY SHARES.
--------------------------------------------------------------------------------------------------------------------------
ECOLAB INC. Agenda Number: 933946088
--------------------------------------------------------------------------------------------------------------------------
Security: 278865100
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: ECL
ISIN: US2788651006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: BARBARA J. BECK Mgmt For For
1C. ELECTION OF DIRECTOR: LESLIE S. BILLER Mgmt For For
1D. ELECTION OF DIRECTOR: CARL M. CASALE Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For
1F. ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER Mgmt For For
1G. ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Mgmt For For
1H. ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL LARSON Mgmt For For
1J. ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT L. LUMPKINS Mgmt For For
1L. ELECTION OF DIRECTOR: VICTORIA J. REICH Mgmt For For
1M. ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT Mgmt For For
1N. ELECTION OF DIRECTOR: JOHN J. ZILLMER Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT YEAR ENDING DECEMBER 31, 2014.
3. RE-APPROVE THE ECOLAB INC. MANAGEMENT Mgmt For For
PERFORMANCE INCENTIVE PLAN, AS AMENDED.
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF EXECUTIVES DISCLOSED IN THE PROXY
STATEMENT.
5. STOCKHOLDER PROPOSAL REQUESTING AN Shr Against For
INDEPENDENT BOARD CHAIR.
--------------------------------------------------------------------------------------------------------------------------
ELRINGKLINGER AG, DETTINGEN/ERMS Agenda Number: 705134435
--------------------------------------------------------------------------------------------------------------------------
Security: D2462K108
Meeting Type: AGM
Meeting Date: 16-May-2014
Ticker:
ISIN: DE0007856023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT BY JUDGEMENT OF OLG Non-Voting
COLOGNE RENDERED ON JUNE 6, 2012, ANY
SHAREHOLDER WHO HOLDS AN AGGREGATE TOTAL OF
3 PERCENT OR MORE OF THE OUTSTANDING SHARE
CAPITAL MUST REGISTER UNDER THEIR
BENEFICIAL OWNER DETAILS BEFORE THE
APPROPRIATE DEADLINE TO BE ABLE TO VOTE.
FAILURE TO COMPLY WITH THE DECLARATION
REQUIREMENTS AS STIPULATED IN SECTION 21 OF
THE SECURITIES TRADE ACT (WPHG) MAY PREVENT
THE SHAREHOLDER FROM VOTING AT THE GENERAL
MEETINGS. THEREFORE, YOUR CUSTODIAN MAY
REQUEST THAT WE REGISTER BENEFICIAL OWNER
DATA FOR ALL VOTED ACCOUNTS WITH THE
RESPECTIVE SUB CUSTODIAN. IF YOU REQUIRE
FURTHER INFORMATION WHETHER OR NOT SUCH BO
REGISTRATION WILL BE CONDUCTED FOR YOUR
CUSTODIANS ACCOUNTS, PLEASE CONTACT YOUR
CSR.
THE SUB CUSTODIANS HAVE ADVISED THAT VOTED Non-Voting
SHARES ARE NOT BLOCKED FOR TRADING PURPOSES
I.E. THEY ARE ONLY UNAVAILABLE FOR
SETTLEMENT. REGISTERED SHARES WILL BE
DEREGISTERED AT THE DEREGISTRATION DATE BY
THE SUB CUSTODIANS. IN ORDER TO
DELIVER/SETTLE A VOTED POSITION BEFORE THE
DEREGISTRATION DATE A VOTING INSTRUCTION
CANCELLATION AND DE-REGISTRATION REQUEST
NEEDS TO BE SENT TO YOUR CSR OR CUSTODIAN.
PLEASE CONTACT YOUR CSR FOR FURTHER
INFORMATION.
THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 01 Non-Voting
MAY 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORT FOR THE 2013 FINANCIAL
YEAR WITH THE REPORT OF THE SUPERVISORY
BOARD, THE GROUP FINANCIAL STATEMENTS, THE
GROUP ANNUAL REPORT, AND THE REPORT
PURSUANT TO SECTIONS 289(4) AND 315(4) OF
THE GERMAN COMMERCIAL CODE
2. RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
DISTRIBUTABLE PROFIT THE DISTRIBUTABLE
PROFIT OF EUR 31,679,995 SHALL BE
APPROPRIATED AS FOLLOWS: PAYMENT OF A
DIVIDEND OF EUR 0.50 PER NO-PAR SHARE
EX-DIVIDEND AND PAYABLE DATE: MAY 19, 2014
3. RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS
4. RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD
5. APPOINTMENT OF AUDITORS FOR THE 2014 Mgmt For For
FINANCIAL YEAR: ERNST & YOUNG GMBH,
STUTTGART
6. ELECTION OF GABRIELE SONS TO THE Mgmt For For
SUPERVISORY BOARD
--------------------------------------------------------------------------------------------------------------------------
ENBRIDGE INC. Agenda Number: 933950924
--------------------------------------------------------------------------------------------------------------------------
Security: 29250N105
Meeting Type: Annual and Special
Meeting Date: 07-May-2014
Ticker: ENB
ISIN: CA29250N1050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID A. ARLEDGE Mgmt For For
JAMES J. BLANCHARD Mgmt For For
J. LORNE BRAITHWAITE Mgmt For For
J. HERB ENGLAND Mgmt For For
CHARLES W. FISCHER Mgmt For For
V.M. KEMPSTON DARKES Mgmt For For
DAVID A. LESLIE Mgmt For For
AL MONACO Mgmt For For
GEORGE K. PETTY Mgmt For For
CHARLES E. SHULTZ Mgmt For For
DAN C. TUTCHER Mgmt For For
CATHERINE L. WILLIAMS Mgmt For For
02 APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS.
03 INCREASE THE NUMBER OF SHARES RESERVED Mgmt For For
UNDER OUR STOCK OPTION PLANS.
04 AMEND, CONTINUE AND APPROVE OUR SHAREHOLDER Mgmt For For
RIGHTS PLAN.
05 VOTE ON OUR APPROACH TO EXECUTIVE Mgmt For For
COMPENSATION. WHILE THIS VOTE IS
NON-BINDING, IT GIVES SHAREHOLDERS AN
OPPORTUNITY TO PROVIDE IMPORTANT INPUT TO
OUR BOARD.
--------------------------------------------------------------------------------------------------------------------------
ENCANA CORPORATION Agenda Number: 933986551
--------------------------------------------------------------------------------------------------------------------------
Security: 292505104
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: ECA
ISIN: CA2925051047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PETER A. DEA Mgmt For For
CLAIRE S. FARLEY Mgmt For For
FRED J. FOWLER Mgmt For For
SUZANNE P. NIMOCKS Mgmt For For
JANE L. PEVERETT Mgmt For For
BRIAN G. SHAW Mgmt For For
DOUGLAS J. SUTTLES Mgmt For For
BRUCE G. WATERMAN Mgmt For For
CLAYTON H. WOITAS Mgmt For For
02 APPOINTMENT OF AUDITOR - Mgmt For For
PRICEWATERHOUSECOOPERS LLP AT A
REMUNERATION TO BE FIXED BY THE BOARD OF
DIRECTORS
03 ADVISORY VOTE APPROVING THE CORPORATION'S Mgmt For For
APPROACH TO EXECUTIVE COMPENSATION
04 CONFIRMATION OF AMENDMENTS TO CORPORATION'S Mgmt For For
BY-LAW NO. 1
--------------------------------------------------------------------------------------------------------------------------
ENDO INTERNATIONAL PLC Agenda Number: 934003396
--------------------------------------------------------------------------------------------------------------------------
Security: G30401106
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: ENDP
ISIN: IE00BJ3V9050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROGER H. KIMMEL Mgmt For For
1B. ELECTION OF DIRECTOR: RAJIV DE SILVA Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN J. DELUCCA Mgmt For For
1D. ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Mgmt For For
1E. ELECTION OF DIRECTOR: NANCY J. HUTSON, Mgmt For For
PH.D.
1F. ELECTION OF DIRECTOR: MICHAEL HYATT Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM P. MONTAGUE Mgmt For For
1H. ELECTION OF DIRECTOR: JILL D. SMITH Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM F. SPENGLER Mgmt For For
2. TO APPROVE THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER 31,
2014 AND TO AUTHORIZE THE AUDIT COMMITTEE
OF THE BOARD OF DIRECTORS TO DETERMINE THE
AUDITORS' REMUNERATION.
3. TO APPROVE, BY ADVISORY VOTE, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. TO APPROVE THE AMENDED AND RESTATED Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
ENI SPA, ROMA Agenda Number: 705186573
--------------------------------------------------------------------------------------------------------------------------
Security: T3643A145
Meeting Type: MIX
Meeting Date: 08-May-2014
Ticker:
ISIN: IT0003132476
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 303662 DUE TO RECEIPT OF SLATES
FOR DIRECTOR AND AUDITOR NAMES. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_199411.PDF
CMMT PLEASE NOTE THAT THE BOARD OF DIRECTORS Non-Voting
DOES NOT MAKE ANY RECOMMENDATIONS OF
RESOLUTION 4. THANK YOU
O.1 FINANCIAL STATEMENTS AT 31/12/2013. ANY Mgmt For For
ADJOURNMENT THEREOF. CONSOLIDATED FINANCIAL
STATEMENTS AT 31/12/2013. BOARD OF
DIRECTORS, BOARD OF AUDITORS AND
INDEPENDENT AUDITORS REPORT
O.2 TO ALLOCATE THE NET PROFIT FOR THE PERIOD Mgmt For For
OF 4,409,777,928.34 EURO, OF WHICH
2,417,239,554.69 EURO REMAINS FOLLOWING THE
DISTRIBUTION OF THE 2013 INTERIM DIVIDEND
OF 0.55 EURO PER SHARE, RESOLVED BY THE
BOARD OF DIRECTORS ON SEPTEMBER 19, 2013,
AS SPECIFIED
O.3 AUTHORIZATION TO BUY AND SELL OWN SHARES. Mgmt For For
ANY ADJOURNMENT THEREOF
E.4 AMENDMENT OF ART. 17 OF THE STATUTE AND Mgmt Against Against
INSERTION OF NEW ART. 17-BIS
E.5 AMENDMENT OF ART. 16 OF THE STATUTE Mgmt For For
O.6 DETERMINATION OF DIRECTORS NUMBER Mgmt For For
O.7 DETERMINATION OF DIRECTORS DURATION Mgmt For For
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS DIRECTORS, THERE IS
ONLY ONE SLATE AVAILABLE TO BE FILLED AT
THE MEETING. THE STANDING INSTRUCTIONS FOR
THIS MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1
OF THE 2 SLATES. THANK YOU.
O.8.1 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr No vote
PROPOSAL: LISTS FILED BY THE ITALIAN
MINISTRY OF ECONOMY AND FINANCE: TO APPOINT
DIRECTORS: 1. EMMA MARCEGAGLIA (PRESIDENT),
2. CLAUDIO DESCALZI, 3.ANDREA GEMMA,
4.LUIGI ZINGALES, 5.DIVA MORIANI, 6.
FABRIZIO PAGANI
O.8.2 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr For Against
PROPOSAL: LISTS FILED BY THE ITALIAN AND
FOREIGN INSTITUTIONAL INVESTORS: 1. LORENZI
ALESSANDRO, 2. LITVACK KARINA, 3.GUINDANI
PIETRO
O.9 APPOINTMENT OF THE BOARD OF DIRECTORS Mgmt For For
CHAIRMAN
O.10 DETERMINATION OF THE BOARD OF DIRECTORS AND Mgmt Against Against
CHAIRMAN EMOLUMENTS
O.11 RESOLUTIONS IN CONFORMITY WITH LAW 9 AUGUST Mgmt For For
2013 N.98
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
OPTIONS TO INDICATE A PREFERENCE ON THIS
RESOLUTION, ONLY ONE CAN BE SELECTED. THE
STANDING INSTRUCTIONS FOR THIS MEETING WILL
BE DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 OF THE 2
OPTIONS BELOW, YOUR OTHER VOTES MUST BE
EITHER AGAINST OR ABSTAIN. THANK YOU.
O12.1 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr Against For
PROPOSAL: LISTS FILED BY THE ITALIAN
MINISTRY OF ECONOMY AND FINANCE: COLLEGIO
SINDACALE: EFFECTIVE AUDITORS: 1. MARCO
SERACINI, 2. ALBERTO FALINI, 3. PAOLA
CAMAGNI. ALTERNATE AUDITORS: 1.STEFANIA
BETTONI 2. MASSIMILIANO GALLI
O12.2 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr For Against
PROPOSAL: LISTS FILED BY THE ITALIAN AND
FOREIGN INSTITUTIONAL INVESTORS: EFFECTIVE
AUDITORS:1. CARATOZZOLO MATTEO, 2. LACCHINI
MARCO. ALTERNATE AUDITORS: 1.LONARDO MAURO,
2. VITALI PIERA
O.13 APPOINTMENT OF THE BOARD OF AUDITORS Mgmt For For
CHAIRMAN
O.14 DETERMINATION OF THE BOARD OF AUDITORS Mgmt For For
CHAIRMAN AND REGULAR AUDITORS EMOLUMENTS
O.15 DETERMINATION OF THE MEDAL OF PRESENCE OF Mgmt For For
THE JUDGE OF THE NATIONAL AUDIT OFFICE
CONTROLLING THE FINANCIAL MANAGEMENT
O.16 LONG-TERM 2014-2016 CASH INCENTIVE PLAN Mgmt For For
O.17 REPORT CONCERNING REMUNERATION POLICIES Mgmt For For
CMMT 22 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO TEXT OF
RESOLUTION O12.1. IF YOU HAVE ALREADY SENT
IN YOUR VOTES FOR MID: 320874 PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ENSCO PLC Agenda Number: 933971017
--------------------------------------------------------------------------------------------------------------------------
Security: G3157S106
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: ESV
ISIN: GB00B4VLR192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. RE-ELECTION OF DIRECTOR: J. RODERICK CLARK Mgmt For For
1B. RE-ELECTION OF DIRECTOR: ROXANNE J. DECYK Mgmt For For
1C. RE-ELECTION OF DIRECTOR: MARY E. FRANCIS Mgmt For For
CBE
1D. RE-ELECTION OF DIRECTOR: C. CHRISTOPHER Mgmt For For
GAUT
1E. RE-ELECTION OF DIRECTOR: GERALD W. HADDOCK Mgmt For For
1F. RE-ELECTION OF DIRECTOR: FRANCIS S. KALMAN Mgmt For For
1G. RE-ELECTION OF DIRECTOR: DANIEL W. RABUN Mgmt For For
1H. RE-ELECTION OF DIRECTOR: KEITH O. RATTIE Mgmt For For
1I. RE-ELECTION OF DIRECTOR: PAUL E. ROWSEY, Mgmt For For
III
2. TO AUTHORISE THE BOARD OF DIRECTORS TO Mgmt For For
ALLOT SHARES.
3. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF KPMG LLP AS OUR U.S. INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDED 31 DECEMBER 2014.
4. TO RE-APPOINT KPMG AUDIT PLC AS OUR U.K. Mgmt For For
STATUTORY AUDITORS UNDER THE U.K. COMPANIES
ACT 2006 (TO HOLD OFFICE FROM THE
CONCLUSION OF THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS UNTIL THE CONCLUSION OF THE
NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS
AT WHICH ACCOUNTS ARE LAID BEFORE THE
COMPANY).
5. TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE OUR U.K. STATUTORY AUDITORS'
REMUNERATION.
6. TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY.
7. A NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt Against Against
DIRECTORS' REMUNERATION REPORT FOR THE YEAR
ENDED 31 DECEMBER 2013.
8. A NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
9. A NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
REPORTS OF THE AUDITORS AND THE DIRECTORS
AND THE U.K. STATUTORY ACCOUNTS FOR THE
YEAR ENDED 31 DECEMBER 2013 (IN ACCORDANCE
WITH LEGAL REQUIREMENTS APPLICABLE TO U.K.
COMPANIES).
10. TO APPROVE A CAPITAL REORGANISATION. Mgmt For For
11. TO APPROVE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS.
--------------------------------------------------------------------------------------------------------------------------
ENVISION HEALTHCARE HOLDINGS, INC. Agenda Number: 934001265
--------------------------------------------------------------------------------------------------------------------------
Security: 29413U103
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: EVHC
ISIN: US29413U1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK V. MACTAS Mgmt For For
RANDEL G. OWEN Mgmt For For
RICHARD J. SCHNALL Mgmt For For
2. APPROVAL OF THE SENIOR EXECUTIVE BONUS Mgmt For For
PLAN.
3. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year Against
ADVISORY VOTES APPROVING EXECUTIVE
COMPENSATION.
5. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS ENVISION HEALTHCARE HOLDINGS,
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
EQUIFAX INC. Agenda Number: 933939499
--------------------------------------------------------------------------------------------------------------------------
Security: 294429105
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: EFX
ISIN: US2944291051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: ROBERT D. DALEO Mgmt For For
1C. ELECTION OF DIRECTOR: WALTER W. DRIVER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: MARK L. FEIDLER Mgmt For For
1E. ELECTION OF DIRECTOR: L. PHILLIP HUMANN Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT D. MARCUS Mgmt For For
1G. ELECTION OF DIRECTOR: SIRI S. MARSHALL Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN A. MCKINLEY Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD F. SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: MARK B. TEMPLETON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS EQUIFAX'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ESSILOR INTERNATIONAL SA, CHARENTON LE PONT Agenda Number: 705079211
--------------------------------------------------------------------------------------------------------------------------
Security: F31668100
Meeting Type: MIX
Meeting Date: 07-May-2014
Ticker:
ISIN: FR0000121667
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 21 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0328/201403281400807.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URLS:
http://www.journal-officiel.gouv.fr//pdf/20
14/0411/201404111401074.pdf
http://www.journal-officiel.gouv.fr//pdf/20
14/0421/201404211401340.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended on
December 31st, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended on
December 31st, 2013
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Approval of the regulated agreements Mgmt For For
pursuant to Article L.225-38 of the
Commercial Code
O.5 Renewal of term of Mr. Philippe ALFROID as Mgmt For For
Board member
O.6 Renewal of term of Mr. Yi HE as Board Mgmt For For
member
O.7 Renewal of term of Mr. Maurice Mgmt For For
MARCHAND-TONEL as Board member
O.8 Renewal of term of Mrs. Aicha MOKDAHI as Mgmt For For
Board member
O.9 Renewal of term of Mr. Michel ROSE as Board Mgmt For For
member
O.10 Renewal of term of Mr. Hubert SAGNIERES as Mgmt For For
Board member
O.11 Review of the compensation owed or paid to Mgmt For For
Mr. Hubert Sagnieres, Chairman of the Board
of Directors during the 2013 financial year
O.12 Attendance allowances Mgmt For For
O.13 Authorization to be granted to the Board of Mgmt For For
Directors to allow the Company to purchase
its own shares
E.14 Authorization to be granted to the Board of Mgmt For For
Directors to reduce capital by cancellation
of treasury shares
E.15 Authorization to be granted to the Board of Mgmt For For
Directors to carry out a capital increase
by issuing shares reserved for members of a
company savings plan
E.16 Delegation of authority granted to the Mgmt For For
Board of Directors to issue securities
giving immediate or future access to
capital while maintaining preferential
subscription rights
E.17 Delegation of authority granted to the Mgmt Against Against
Board of Directors to issue securities
giving immediate or future access to
capital with cancellation of preferential
subscription rights but including an
optional priority period
E.18 Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to increase the
amount of issuances of securities giving
immediate or future access to capital, in
case of oversubscription
E.19 Delegation of powers to the Board of Mgmt Against Against
Directors to issue common shares up to 10%
of the share capital, in consideration for
in-kind contributions granted to the
Company and comprised of equity securities
or securities giving access to capital
E.20 Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to decide to
increase share capital by issuing shares
and/or any securities giving access to
capital of the Company and/or issuing
securities entitling to the allotment of
debt securities with cancellation of
shareholders' preferential subscription
rights via an offer to qualified investors
or a limited group of investors pursuant to
Article L.411-2, II of the Monetary and
Financial Code
E.21 Delegation of authority granted to the Mgmt Against Against
Board of Directors to set the issue price
according to terms established by the
General Meeting up to 10% of capital per
year, in case of issuance of common shares
of the Company and/or securities giving
immediate or future access to capital with
cancellation of preferential subscription
rights
E.22 Overall limitation on authorizations to Mgmt Against Against
issue securities giving immediate or future
access to capital with cancellation of
preferential subscription rights or
reserved for the in-kind contributor
E.23 Delegation of authority granted to the Mgmt For For
Board of Directors to increase share
capital by incorporation of reserves,
profits, premiums or other amounts for
which capitalization is allowed
E.24 Amendment to Article 14 of the bylaws to Mgmt For For
change directors' terms of office
E.25 Amendment to Article 12 of the bylaws to Mgmt For For
specify the terms for appointing directors
representing employees pursuant to the
provisions of the Act of June 14th, 2013
regarding employment security
E.26 Powers to carry out all legal formalities Mgmt For For
relating to the decisions of the Ordinary
and Extraordinary General Meeting
--------------------------------------------------------------------------------------------------------------------------
EUTELSAT COMMUNICATIONS, PARIS Agenda Number: 704752410
--------------------------------------------------------------------------------------------------------------------------
Security: F3692M128
Meeting Type: MIX
Meeting Date: 07-Nov-2013
Ticker:
ISIN: FR0010221234
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT 21 OCT 13: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/1002/201310021305056.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
https://balo.journal-officiel.gouv.fr/pdf/2
013/1021/201310211305190.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the reports and annual Mgmt For For
corporate financial statements for the
financial year ended June 30, 2013
O.2 Approval of the reports and consolidated Mgmt For For
financial statements for the financial year
ended June 30, 2013
O.3 Approval of the regulated agreements Mgmt For For
O.4 Allocation of income for the financial year Mgmt For For
ended June 30, 2013
O.5 Renewal of term of Mr. Bertrand Mabille as Mgmt For For
Director
O.6 Ratification of the cooptation of Mr. Ross Mgmt For For
McInnes as Director
O.7 Reviewing the individual compensation Mgmt For For
components of Mr. Michel de Rosen as Chief
Executive Officer
O.8 Reviewing the individual compensation Mgmt For For
components of Mr. Michel Azibert as
Managing Director
O.9 Authorization to be granted to the Board of Mgmt For For
Directors to allow the Company to purchase
its own shares
E.10 Authorization to the Board of Directors to Mgmt For For
reduce share capital by cancellation of
treasury shares acquired by the Company
under its share buyback program
E.11 Delegation of authority to the Board of Mgmt For For
Directors to increase share capital by
incorporation of reserves, profits,
premiums or other amounts for which
capitalization is allowed
E.12 Delegation of authority to the Board of Mgmt For For
Directors to issue common shares and/or
securities entitling to common shares of
the Company while maintaining shareholders'
preferential subscription rights
E.13 Delegation of authority to the Board of Mgmt For For
Directors to issue common shares and/or
securities entitling to common shares of
the Company with cancellation of
shareholders' preferential subscription
rights via public offering
E.14 Delegation of authority to the Board of Mgmt For For
Directors to issue common shares and/or
securities entitling to common shares of
the Company with cancellation of
shareholders' preferential subscription
rights via an offer through private
placement pursuant to Article L.411-2, II
of the Monetary and Financial Code
E.15 Authorization to the Board of Directors to Mgmt Against Against
set the issue price according to the terms
established by the General Meeting in case
of issuance without preferential
subscription rights, up to 10% of capital
per year
E.16 Authorization to the Board of Directors to Mgmt For For
increase the number of securities to be
issued in case of capital increase with or
without preferential subscription rights
decided under the 12th to 14th resolutions
E.17 Delegation of authority to the Board of Mgmt For For
Directors to issue common shares and/or
securities entitling to common shares of
the Company with cancellation of
preferential subscription rights, in case
of public exchange offer initiated by the
Company
E.18 Delegation of powers to the Board of Mgmt For For
Directors to increase share capital by
issuing common shares and/or securities
entitling to common shares of the Company
with cancellation of preferential
subscription rights, in consideration for
in-kind contributions, up to 10% of share
capital of the Company outside of a public
exchange offer initiated by the Company
E.19 Delegation of authority to the Board of Mgmt For For
Directors to issue common shares with
cancellation of preferential subscription
rights, as a result of the issuance by
subsidiaries of securities entitling to
common shares of the Company
E.20 Delegation of authority to the Board of Mgmt For For
Directors to issue securities entitling to
the allotment of debt securities
E.21 Delegation of authority to the Board of Mgmt For For
Directors to increase share capital by
issuing common shares and/or securities
giving access to capital of the Company
with cancellation of preferential
subscription rights reserved for members of
a Company or Group's corporate savings plan
E.22 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY Agenda Number: 933941139
--------------------------------------------------------------------------------------------------------------------------
Security: 30219G108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: ESRX
ISIN: US30219G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GARY G. BENANAV Mgmt For For
1B. ELECTION OF DIRECTOR: MAURA C. BREEN Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM J. DELANEY Mgmt For For
1D. ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS P. MAC MAHON Mgmt For For
1F. ELECTION OF DIRECTOR: FRANK MERGENTHALER Mgmt For For
1G. ELECTION OF DIRECTOR: WOODROW A. MYERS, Mgmt For For
JR., MD
1H. ELECTION OF DIRECTOR: JOHN O. PARKER, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM L. ROPER, MD, Mgmt For For
MPH
1K. ELECTION OF DIRECTOR: SEYMOUR STERNBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2014.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FAMILYMART CO.,LTD. Agenda Number: 705255607
--------------------------------------------------------------------------------------------------------------------------
Security: J13398102
Meeting Type: AGM
Meeting Date: 29-May-2014
Ticker:
ISIN: JP3802600001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt Against Against
1.2 Appoint a Director Mgmt Against Against
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
2 Appoint a Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
FANUC CORPORATION Agenda Number: 705357487
--------------------------------------------------------------------------------------------------------------------------
Security: J13440102
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3802400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines Mgmt For For
3.1 Appoint a Director Mgmt Split 49% For 51% Against Split
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
5 Amend the Compensation to be received by Mgmt For For
Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
FEDEX CORPORATION Agenda Number: 933866608
--------------------------------------------------------------------------------------------------------------------------
Security: 31428X106
Meeting Type: Annual
Meeting Date: 23-Sep-2013
Ticker: FDX
ISIN: US31428X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN A. EDWARDSON Mgmt For For
1C. ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt For For
1D. ELECTION OF DIRECTOR: STEVEN R. LORANGER Mgmt For For
1E. ELECTION OF DIRECTOR: GARY W. LOVEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: R. BRAD MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1I. ELECTION OF DIRECTOR: FREDERICK W. SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1K. ELECTION OF DIRECTOR: PAUL S. WALSH Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. APPROVAL OF AMENDMENT TO 2010 OMNIBUS STOCK Mgmt For For
INCENTIVE PLAN TO INCREASE THE NUMBER OF
AUTHORIZED SHARES.
4. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
5. STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For
BOARD CHAIRMAN.
6. STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS Shr Against For
FOR SHAREHOLDERS.
7. STOCKHOLDER PROPOSAL REGARDING LIMITING Shr Against For
ACCELERATED VESTING OF EQUITY AWARDS UPON A
CHANGE IN CONTROL ("LIMIT ACCELERATED
EXECUTIVE PAY").
8. STOCKHOLDER PROPOSAL REGARDING HEDGING AND Shr Against For
PLEDGING POLICY.
9. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS REPORT.
10. STOCKHOLDER PROPOSAL REGARDING CONGRUENCY Shr Against For
BETWEEN CORPORATE VALUES AND POLITICAL
CONTRIBUTIONS.
11. STOCKHOLDER PROPOSAL REGARDING VOTE Shr Against For
COUNTING TO EXCLUDE ABSTENTIONS.
--------------------------------------------------------------------------------------------------------------------------
FIRST CASH FINANCIAL SERVICES, INC. Agenda Number: 934013777
--------------------------------------------------------------------------------------------------------------------------
Security: 31942D107
Meeting Type: Annual
Meeting Date: 23-Jun-2014
Ticker: FCFS
ISIN: US31942D1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MR. MIKEL D. FAULKNER Mgmt For For
MR. RANDEL G. OWEN Mgmt For For
2. RATIFICATION OF THE SELECTION OF HEIN & Mgmt For For
ASSOCIATES LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE YEAR ENDING DECEMBER 31,
2014.
3. APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS AS
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
FIRST QUANTUM MINERALS LTD. Agenda Number: 933976221
--------------------------------------------------------------------------------------------------------------------------
Security: 335934105
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: FQVLF
ISIN: CA3359341052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO SET THE NUMBER OF DIRECTORS AT NINE (9). Mgmt For For
02 DIRECTOR
PHILIP K.R. PASCALL Mgmt For For
G. CLIVE NEWALL Mgmt For For
MARTIN ROWLEY Mgmt For For
PETER ST. GEORGE Mgmt For For
ANDREW ADAMS Mgmt For For
MICHAEL MARTINEAU Mgmt For For
PAUL BRUNNER Mgmt For For
MICHAEL HANLEY Mgmt For For
ROBERT HARDING Mgmt For For
03 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
(UK) AS AUDITORS OF THE COMPANY FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION.
04 TO ACCEPT THE APPROACH TO EXECUTIVE Mgmt For For
COMPENSATION DISCLOSED IN THE COMPANY'S
MANAGEMENT INFORMATION CIRCULAR DELIVERED
IN ADVANCE OF THE 2014 ANNUAL MEETING OF
SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
FIRSTMERIT CORPORATION Agenda Number: 933928939
--------------------------------------------------------------------------------------------------------------------------
Security: 337915102
Meeting Type: Annual
Meeting Date: 16-Apr-2014
Ticker: FMER
ISIN: US3379151026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LIZABETH A. ARDISANA Mgmt For For
STEVEN H. BAER Mgmt For For
KAREN S. BELDEN Mgmt For For
R. CARY BLAIR Mgmt For For
JOHN C. BLICKLE Mgmt For For
ROBERT W. BRIGGS Mgmt For For
RICHARD COLELLA Mgmt For For
ROBERT S. CUBBIN Mgmt For For
GINA D. FRANCE Mgmt For For
PAUL G. GREIG Mgmt For For
TERRY L. HAINES Mgmt For For
J.M. HOCHSCHWENDER Mgmt For For
CLIFFORD J. ISROFF Mgmt For For
PHILIP A. LLOYD II Mgmt For For
RUSS M. STROBEL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF FIRSTMERIT'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FIVE BELOW, INC. Agenda Number: 934018549
--------------------------------------------------------------------------------------------------------------------------
Security: 33829M101
Meeting Type: Annual
Meeting Date: 24-Jun-2014
Ticker: FIVE
ISIN: US33829M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN J. COLLINS Mgmt Withheld Against
THOMAS M. RYAN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR
ENDING JANUARY 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
FLEETCOR TECHNOLOGIES INC. (FLT) Agenda Number: 933988480
--------------------------------------------------------------------------------------------------------------------------
Security: 339041105
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: FLT
ISIN: US3390411052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL BUCKMAN Mgmt For For
MARK A. JOHNSON Mgmt For For
STEVEN T. STULL Mgmt For For
2. RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS FLEETCOR'S INDEPENDENT AUDITOR FOR 2014.
3. APPROVE THE FLEETCOR TECHNOLOGIES, INC. Mgmt For For
SECTION 162(M) PERFORMANCE-BASED PROGRAM.
4. APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF FLEETCOR'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FOOT LOCKER, INC. Agenda Number: 933972273
--------------------------------------------------------------------------------------------------------------------------
Security: 344849104
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: FL
ISIN: US3448491049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NICHOLAS DIPAOLO Mgmt For For
1B. ELECTION OF DIRECTOR: MATTHEW M. MCKENNA Mgmt For For
1C. ELECTION OF DIRECTOR: STEVEN OAKLAND Mgmt For For
1D. ELECTION OF DIRECTOR: CHERYL NIDO TURPIN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. APPROVAL OF AN AMENDMENT TO THE CERTIFICATE Mgmt For For
OF INCORPORATION.
4. APPROVAL OF THE SECOND AMENDMENT AND Mgmt For For
RESTATEMENT OF THE FOOT LOCKER 2007 STOCK
INCENTIVE PLAN.
5. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FRANCESCA'S HOLDINGS CORPORATION Agenda Number: 933992352
--------------------------------------------------------------------------------------------------------------------------
Security: 351793104
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: FRAN
ISIN: US3517931040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MR. GREG BRENNEMAN Mgmt For For
MR. NEILL DAVIS Mgmt For For
MS. LAURIE ANN GOLDMAN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
FRANKLIN ELECTRIC CO., INC. Agenda Number: 933933524
--------------------------------------------------------------------------------------------------------------------------
Security: 353514102
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: FELE
ISIN: US3535141028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID T. BROWN Mgmt For For
DAVID A. ROBERTS Mgmt For For
THOMAS R. VERHAGE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE, LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL
YEAR.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
EXECUTIVE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
FRESENIUS MEDICAL CARE AG & CO. KGAA, BAD HOMBURG Agenda Number: 705108151
--------------------------------------------------------------------------------------------------------------------------
Security: D2734Z107
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: DE0005785802
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 24 APR 2014, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 30 Non-Voting
APR 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. PRESENTATION OF THE ANNUAL FINANCIAL Mgmt For For
STATEMENTS AND CONSOLIDATED GROUP FINANCIAL
STATEMENTS EACH APPROVED BY THE SUPERVISORY
BOARD, THE MANAGEMENT REPORTS FOR FRESENIUS
MEDICAL CARE AG & CO. KGAA AND THE
CONSOLIDATED GROUP, THE REPORT BY THE
GENERAL PARTNER WITH REGARD TO THE
INFORMATION PURSUANT TO SECTIONS 289 (4),
315 (4) OF THE GERMAN COMMERCIAL CODE
(HANDELSGESETZBUCH-HGB) AND THE REPORT OF
THE SUPERVISORY BOARD OF FRESENIUS MEDICAL
CARE AG & CO. KGAA FOR FISCAL YEAR 2013;
RESOLUTION ON THE APPROVAL OF THE ANNUAL
FINANCIAL STATEMENTS OF FRESENIUS MEDICAL
CARE AG & CO. KGAA FOR FISCAL YEAR 2013
2. RESOLUTION ON THE ALLOCATION OF Mgmt For For
DISTRIBUTABLE PROFIT
3. RESOLUTION ON THE APPROVAL OF THE ACTIONS Mgmt For For
OF THE GENERAL PARTNER
4. RESOLUTION ON THE APPROVAL OF THE ACTIONS Mgmt For For
OF THE SUPERVISORY BOARD
5. ELECTION OF THE AUDITORS AND CONSOLIDATED Mgmt For For
GROUP AUDITORS FOR FISCAL YEAR 2014: KPMG
AG WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, BERLIN
6. RESOLUTION ON THE APPROVAL OF THE AMENDMENT Mgmt For For
OF AN EXISTING PROFIT AND LOSS TRANSFER
AGREEMENT
--------------------------------------------------------------------------------------------------------------------------
FRESENIUS SE & CO.KGAA, BAD HOMBURG V. D. HOEHE Agenda Number: 705119433
--------------------------------------------------------------------------------------------------------------------------
Security: D27348123
Meeting Type: AGM
Meeting Date: 16-May-2014
Ticker:
ISIN: DE0005785604
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 25.04.2014, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
01.05.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation on the Annual Financial Mgmt For For
Statements and the Consolidated Financial
Statements each approved by the Supervisory
Board, the Management Reports for Fresenius
SE & Co. KGaA and the Group, the
Explanatory Reports of the General Partner
on the Disclosures pursuant to sec. 289
paras.4 and 5 and sec. 315 para. 4 of the
German commercial Code (Handelsgesetzbuch)
and the Report of the Supervisory Board of
Fresenius SE & Co. KGaA for the Fiscal Year
2013; Resolution on the Approval of the
Annual Financial Statements of Fresenius SE
& Co. KGaA for Fiscal Year 2013
2. Resolution on the Allocation of the Mgmt For For
Distributable Profit
3. Resolution on the Approval of the Actions Mgmt For For
of the General Partner for the Fiscal Year
2013
4. Resolution on the Approval of the Actions Mgmt For For
of the Supervisory Board for the Fiscal
Year 2013
5. Election of the Auditor and Group Auditor Mgmt For For
for the Fiscal Year 2014: KPMG AG
6. Resolution on the Approval of the Mgmt For For
Adjustment of Existing Enterprise
Agreements
7. Resolution on a Capital Increase from Mgmt For For
Company Funds with Issue of New Shares, the
Adjustment of the Authorization for the
Granting of Subscription Rights to
Managerial Staff Members (Fuehrungskraefte)
and Members of the Management Board of
Fresenius SE & Co. KGaA or an Affiliated
Company (Stock Option Program 2013), as
well as on the Corresponding Adjustments of
Article 4 (Share Capital) and Article 13
(Remuneration of Supervisory Board Members)
8. Resolution on the Cancellation of the Mgmt For For
Existing Authorized Capital I and on the
Creation of a New Authorized Capital I with
Authorization for Exclusion of Subscription
Rights and a Corresponding Amendment to the
Articles of Association
9. Resolution on the Cancellation of the Mgmt For For
Existing Authorization to issue Option
Bonds and/or Convertible Bonds dated May
11, 2012 and the Associated Conditional
Capital III, and on the Creation of a New
Authorization to issue Option Bonds and/or
Convertible Bonds, on the Exclusion of
Subscription Rights and on the Creation of
Conditional Capital and corresponding
amendments to the Articles of Association
10. Resolution on the Cancellation of the Mgmt For For
Authorization to Purchase and Use Own
Shares pursuant to sec. 71 para. 1 sent. 8
of the German Stock Corporation Act granted
by Resolution of the Annual General Meeting
of May 11, 2012, and an Authorization to
Purchase and Use Own Shares pursuant to
sec. 71 para. 1 sent. 8 of the German Stock
Corporation Act and on the Exclusion of
Subscription Rights
11. Resolution on the Authorization to utilize Mgmt For For
Equity Derivatives to purchase Own Shares
subject to Exclusion of any Tender Right
--------------------------------------------------------------------------------------------------------------------------
GAM HOLDING AG, ZUERICH Agenda Number: 705058887
--------------------------------------------------------------------------------------------------------------------------
Security: H2878E106
Meeting Type: AGM
Meeting Date: 15-Apr-2014
Ticker:
ISIN: CH0102659627
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 297336 DUE TO ADDITION OF
RESOLUTION 9. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 Approval of annual report, parent company's Mgmt For For
and consolidated financial statements for
the year 2013, notice of the reports of the
Statutory Auditors
2 Appropriation of retained earnings and of Mgmt For For
capital contribution reserve : Dividends of
CHF 0.65 per share
3 Discharge of the members of the Board of Mgmt For For
Directors and the Group Management Board
4 Capital reduction by cancellation of shares Mgmt For For
and related amendment to the Articles of
Incorporation: Article 3.1 and 3.2 of the
Articles of Incorporation
5.1 Re-election of Mr Johannes A. de Gier, and Mgmt For For
election as Chairman of the Board of
Directors
5.2 Re-election of Mr Daniel Daeniker to the Mgmt For For
Board of Directors
5.3 Re-election of Mr Dieter A. Enkelmann to Mgmt For For
the Board of Directors
5.4 Re-election of Mr Diego du Monceau to the Mgmt For For
Board of Directors
5.5 Re-election of Mr Hugh Scott-Barrett to the Mgmt For For
Board of Directors
5.6 Re-election of Ms Tanja Weiher to the Board Mgmt For For
of Directors
6.1 Election of Mr Dieter A. Enkelmann to the Mgmt For For
Compensation Committee of the Board of
Directors
6.2 Election of Mr Daniel Daeniker to the Mgmt For For
Compensation Committee of the Board of
Directors
6.3 Election of Mr Diego du Monceau to the Mgmt For For
Compensation Committee of the Board of
Directors
7 Appointment of the Statutory Auditors: KPMG Mgmt For For
AG, Zurich
8 Election of the Independent Proxy: Mr Mgmt For For
Tobias Rohner, attorney-at-law, Bill
Isenegger Ackermann AG, Witikonerstrasse
61, 8032 Zurich
9 Additional and/or counter-proposals Mgmt Abstain For
CMMT 25 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT.
IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR
MID: 298618 PLEASE DO NOT REVOTE ON THIS
MEETING UNLESS YOU DECIDE TO AMEND YOUR
INSTRUCTIONS.
--------------------------------------------------------------------------------------------------------------------------
GARTNER, INC. Agenda Number: 933977867
--------------------------------------------------------------------------------------------------------------------------
Security: 366651107
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: IT
ISIN: US3666511072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. BINGLE Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD J. BRESSLER Mgmt For For
1C. ELECTION OF DIRECTOR: RAUL E. CESAN Mgmt For For
1D. ELECTION OF DIRECTOR: KAREN E. DYKSTRA Mgmt For For
1E. ELECTION OF DIRECTOR: ANNE SUTHERLAND FUCHS Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM O. GRABE Mgmt For For
1G. ELECTION OF DIRECTOR: EUGENE A. HALL Mgmt For For
1H. ELECTION OF DIRECTOR: STEPHEN G. PAGLIUCA Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES C. SMITH Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVAL OF THE COMPANY'S 2014 LONG TERM Mgmt For For
INCENTIVE PLAN.
4. RATIFY THE APPOINTMENT OF KPMG AS OUR Mgmt For For
INDEPENDENT AUDITOR FOR FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
GDF SUEZ SA, PARIS Agenda Number: 705130261
--------------------------------------------------------------------------------------------------------------------------
Security: F42768105
Meeting Type: MIX
Meeting Date: 28-Apr-2014
Ticker:
ISIN: FR0010208488
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 290889 DUE TO ADDITION OF
RESOLUTION 'A'. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT 09 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0307/201403071400511.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0409/201404091400972.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES FOR MID: 311191
PLEASE DO NOT REVOTE ON THIS MEETING UNLESS
YOU DECIDE TO AMEND YOUR INSTRUCTIONS
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
O.1 APPROVAL OF THE TRANSACTIONS AND ANNUAL Mgmt For For
CORPORATE FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR ENDED ON DECEMBER 31, 2013
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2013
O.3 ALLOCATION OF INCOME AND SETTING THE Mgmt For For
DIVIDEND FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2013
O.4 APPROVAL OF THE REGULATED AGREEMENTS Mgmt For For
PURSUANT TO ARTICLE L.225-38 OF THE
COMMERCIAL CODE
O.5 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN COMPANY'S SHARES
O.6 RENEWAL OF TERM OF ERNST & YOUNG ET AUTRES Mgmt For For
AS PRINCIPAL STATUTORY AUDITOR
O.7 RENEWAL OF TERM OF DELOITTE & ASSOCIES AS Mgmt For For
PRINCIPAL STATUTORY AUDITOR
O.8 RENEWAL OF TERM OF AUDITEX AS DEPUTY Mgmt For For
STATUTORY AUDITOR
O.9 RENEWAL OF TERM OF BEAS AS DEPUTY STATUTORY Mgmt For For
AUDITOR
E.10 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO DECIDE WHILE MAINTAINING
PREFERENTIAL SUBSCRIPTION RIGHTS (I) TO
ISSUE COMMON SHARES AND/OR ANY SECURITIES
GIVING ACCESS TO CAPITAL OF THE COMPANY
AND/OR SUBSIDIARIES OF THE COMPANY, AND/OR
(II) TO ISSUE SECURITIES ENTITLING TO THE
ALLOTMENT OF DEBT SECURITIES
E.11 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO DECIDE WITH THE CANCELLATION
OF PREFERENTIAL SUBSCRIPTION RIGHTS (I) TO
ISSUE COMMON SHARES AND/OR ANY SECURITIES
GIVING ACCESS TO CAPITAL OF THE COMPANY
AND/OR SUBSIDIARIES OF THE COMPANY, AND/OR
(II) TO ISSUE SECURITIES ENTITLING TO THE
ALLOTMENT OF DEBT SECURITIES
E.12 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO DECIDE TO ISSUE COMMON SHARES
OR VARIOUS SECURITIES WITH THE CANCELLATION
OF PREFERENTIAL SUBSCRIPTION RIGHTS VIA AN
OFFER PURSUANT TO ARTICLE L.411-2, II OF
THE MONETARY AND FINANCIAL CODE
E.13 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN CASE OF ISSUANCE
CARRIED OUT WITH OR WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHTS AS REFERRED TO IN THE
10TH, 11TH AND 12TH RESOLUTIONS UP TO 15%
OF THE INITIAL ISSUANCE
E.14 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE COMMON SHARES AND/OR
VARIOUS SECURITIES, IN CONSIDERATION FOR
CONTRIBUTIONS OF SECURITIES GRANTED TO THE
COMPANY UP TO 10% OF THE SHARE CAPITAL
E.15 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO DECIDE TO INCREASE SHARE
CAPITAL BY ISSUING SHARES OR SECURITIES
GIVING ACCESS TO CAPITAL WITH THE
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS IN FAVOR OF EMPLOYEES WHO ARE
MEMBERS OF GDF SUEZ GROUP SAVINGS PLANS
E.16 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO DECIDE TO INCREASE SHARE
CAPITAL BY ISSUING SHARES OR SECURITIES
GIVING ACCESS TO CAPITAL WITH THE
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS IN FAVOR OF ANY ENTITY ESTABLISHED
AS PART OF THE IMPLEMENTATION OF THE GDF
SUEZ GROUP INTERNATIONAL EMPLOYEE STOCK
OWNERSHIP PLAN
E.17 OVERALL LIMITATION ON FUTURE AND/OR Mgmt For For
IMMEDIATE CAPITAL INCREASE DELEGATIONS
E.18 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO DECIDE TO INCREASE SHARE
CAPITAL BY INCORPORATION OF RESERVES,
PROFITS, PREMIUMS OR OTHERWISE
E.19 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE SHARE CAPITAL BY
CANCELLATION OF TREASURY SHARES
E.20 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO ALLOCATE FREE SHARES, ON THE
ONE HAND TO ALL EMPLOYEES AND CORPORATE
OFFICERS OF COMPANIES OF THE GROUP (WITH
THE EXCEPTION OF CORPORATE OFFICERS OF THE
COMPANY), AND ON THE OTHER HAND TO
EMPLOYEES PARTICIPATING IN A GDF SUEZ GROUP
INTERNATIONAL EMPLOYEE STOCK OWNERSHIP PLAN
E.21 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO ALLOCATE FREE SHARES TO SOME
EMPLOYEES AND CORPORATE OFFICERS OF
COMPANIES OF THE GROUP (WITH THE EXCEPTION
OF CORPORATE OFFICERS OF THE COMPANY
E.22 DIVIDEND INCREASE IN FAVOR OF ANY Mgmt For For
SHAREHOLDER WHO, AT THE END OF THE
FINANCIAL YEAR, HAS HELD REGISTERED SHARES
FOR AT LEAST TWO YEARS AND STILL HOLDS THEM
AT THE PAYMENT DATE OF THE DIVIDEND FOR
THIS FINANCIAL YEAR
E.23 POWERS TO CARRY OUT DECISIONS OF THE Mgmt For For
GENERAL MEETING AND FORMALITIES
O.24 REVIEW OF THE COMPONENTS OF THE Mgmt For For
COMPENSATION OWED OR PAID TO MR. GERARD
MESTRALLET, CHAIRMAN AND CEO FOR THE 2013
FINANCIAL YEAR
O.25 REVIEW OF THE COMPONENTS OF THE Mgmt For For
COMPENSATION OWED OR PAID TO MR.
JEAN-FRANCOIS CIRELLI, VICE-CHAIRMAN AND
MANAGING DIRECTOR FOR THE 2013 FINANCIAL
YEAR
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: ADDITION SUBMITTED BY
THE SUPERVISORY BOARD OF FCPE LINK FRANCE:
(RESOLUTION NOT APPROVED BY THE BOARD OF
DIRECTORS) AMENDMENT TO THE THIRD
RESOLUTION REGARDING THE DIVIDEND. SETTING
THE DIVIDEND FOR THE 2013 FINANCIAL YEAR AT
EUROS 0.83 PER SHARE, INCLUDING THE INTERIM
PAYMENT OF EUROS 0.8 PER SHARE PAID ON
NOVEMBER 20TH, 2013
--------------------------------------------------------------------------------------------------------------------------
GEMALTO, AMSTERDAM Agenda Number: 705071948
--------------------------------------------------------------------------------------------------------------------------
Security: N3465M108
Meeting Type: AGM
Meeting Date: 21-May-2014
Ticker:
ISIN: NL0000400653
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening Non-Voting
2 2013 annual report Non-Voting
3 Application of the remuneration policy in Non-Voting
2013 in accordance with article 2:135
paragraph 5a Dutch civil code
4 Adoption of the 2013 financial statements Mgmt For For
5.a Dividend: Dividend policy Non-Voting
5.b Dividend: Distribution of a dividend in Mgmt For For
cash of EUR 0.38 per share for the 2013
financial year
6.a Discharge of board members for the Mgmt For For
fulfilment of their duties during the 2013
financial year: Discharge of the chief
executive officer
6.b Discharge of board members for the Mgmt For For
fulfilment of their duties during the 2013
financial year: Discharge of the
non-executive board members
7 Reappointment of Mr. Philippe Alfroid as Mgmt For For
non-executive board member until the close
of the 2018 AGM
8.a Amendment of the articles of association of Mgmt For For
Gemalto: Amendment I of the articles of
association
8.b Amendment of the articles of association of Mgmt For For
Gemalto: Amendment II of the articles of
association
8.c Amendment of the articles of association of Mgmt For For
Gemalto: Amendment III of the articles of
association
8.d Amendment of the articles of association of Mgmt For For
Gemalto: Amendment IV of the articles of
association
9 Renewal of the authorization of the Board Mgmt For For
to repurchase shares in the share capital
of Gemalto
10.a Authorization of the board to issue shares Mgmt For For
and to grant rights to acquire shares in
the share capital of Gemalto with or
without pre-emptive rights accruing to
shareholders: Authorization of the board to
issue shares and to grant rights to acquire
shares in the share capital of Gemalto
without pre-emptive rights accruing to
shareholders for the purpose of the Gemalto
N.V. Global Employee Share Purchase Plan
("GESPP") and/ or the Gemalto N.V. Global
Equity Incentive Plan ("GEIP")
10.b Authorization of the board to issue shares Mgmt For For
and to grant rights to acquire shares in
the share capital of Gemalto with or
without pre-emptive rights accruing to
shareholders: Authorization of the board to
issue shares and to grant rights to acquire
shares for general purposes with the power
to limit or exclude pre-emptive rights
accruing to shareholders
10.c Authorization of the board to issue shares Mgmt For For
and to grant rights to acquire shares in
the share capital of Gemalto with or
without pre-emptive rights accruing to
shareholders: Authorization of the board to
issue shares and to grant rights to acquire
shares for general purposes with
pre-emptive rights accruing to shareholders
10.d Authorization of the board to issue shares Mgmt For For
and to grant rights to acquire shares in
the share capital of Gemalto with or
without pre-emptive rights accruing to
shareholders: Authorization of the board to
limit or exclude a part of the pre-emptive
rights accruing to shareholders in
connection with the above resolution 10.c
for the purpose of M&A and/or (strategic)
alliances
11 Reappointment of PricewaterhouseCoopers Mgmt For For
Accountants N.V. as external auditor for
the 2014 financial year
12 Questions Non-Voting
13 Adjournment Non-Voting
CMMT 28 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO TEXT OF
RESOLUTION 10.D. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
GENESEE & WYOMING INC. Agenda Number: 933970281
--------------------------------------------------------------------------------------------------------------------------
Security: 371559105
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: GWR
ISIN: US3715591059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MORTIMER B. FULLER III Mgmt For For
JOHN C. HELLMANN Mgmt For For
ROBERT M. MELZER Mgmt For For
2. NON-BINDING, ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. THE RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
GENPACT LIMITED Agenda Number: 933985004
--------------------------------------------------------------------------------------------------------------------------
Security: G3922B107
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: G
ISIN: BMG3922B1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
N.V. TYAGARAJAN Mgmt For For
ROBERT G. SCOTT Mgmt For For
AMIT CHANDRA Mgmt For For
LAURA CONIGLIARO Mgmt For For
DAVID HUMPHREY Mgmt For For
JAGDISH KHATTAR Mgmt For For
JAMES C. MADDEN Mgmt For For
ALEX MANDL Mgmt For For
MARK NUNNELLY Mgmt For For
HANSPETER SPEK Mgmt For For
MARK VERDI Mgmt For For
2. TO RATIFY AND APPROVE THE APPOINTMENT OF Mgmt For For
KPMG AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 933943006
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN F. COGAN Mgmt For For
1B. ELECTION OF DIRECTOR: ETIENNE F. DAVIGNON Mgmt For For
1C. ELECTION OF DIRECTOR: CARLA A. HILLS Mgmt For For
1D. ELECTION OF DIRECTOR: KEVIN E. LOFTON Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN W. MADIGAN Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN C. MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD J. WHITLEY Mgmt For For
1I. ELECTION OF DIRECTOR: GAYLE E. WILSON Mgmt For For
1J. ELECTION OF DIRECTOR: PER WOLD-OLSEN Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO VOTE ON A PROPOSED AMENDMENT TO GILEAD'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
DESIGNATE DELAWARE CHANCERY COURT AS THE
EXCLUSIVE FORUM FOR CERTAIN LEGAL ACTIONS.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
5. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS
BE AN INDEPENDENT DIRECTOR.
6. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr For Against
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD TAKE STEPS TO
PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT.
7. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT INCENTIVE COMPENSATION FOR THE CHIEF
EXECUTIVE OFFICER INCLUDE NON-FINANCIAL
MEASURES BASED ON PATIENT ACCESS TO
GILEAD'S MEDICINES.
--------------------------------------------------------------------------------------------------------------------------
GKN PLC, REDDITCH Agenda Number: 705080404
--------------------------------------------------------------------------------------------------------------------------
Security: G39004232
Meeting Type: AGM
Meeting Date: 01-May-2014
Ticker:
ISIN: GB0030646508
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the annual report and accounts Mgmt For For
2 To declare a final dividend Mgmt For For
3 To re-elect as a Director Mr M J Turner Mgmt For For
4 To re-elect as a Director Mr N M Stein Mgmt For For
5 To re-elect as a Director Mr M J S Bryson Mgmt For For
6 To re-elect as a Director Mr A Reynolds Mgmt For For
Smith
7 To elect as a Director Mr A C Walker Mgmt For For
8 To re-elect as a Director Mr A G Cockburn Mgmt For For
9 To re-elect as a Director Mr T Erginbilgic Mgmt For For
10 To re-elect as a Director Mrs S C R Jemmett Mgmt For For
Page
11 To re-elect as a Director Mr R Parry-Jones Mgmt For For
12 To reappoint the auditors Mgmt For For
13 To authorise the Directors to determine the Mgmt For For
auditors remuneration
14 To approve the Directors remuneration Mgmt For For
policy
15 To approve the Directors' remuneration Mgmt For For
report
16 To authorise the Company to make political Mgmt For For
donations
17 To authorise the Directors to allot shares Mgmt For For
in the Company
18 To authorise the Directors to disapply Mgmt For For
pre-emption rights
19 To authorise the Company to purchase its Mgmt For For
own shares
20 To retain a notice period of not less than Mgmt For For
14 days in respect of general meetings
other than AGMs
--------------------------------------------------------------------------------------------------------------------------
GLACIER BANCORP, INC. Agenda Number: 933947624
--------------------------------------------------------------------------------------------------------------------------
Security: 37637Q105
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: GBCI
ISIN: US37637Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. BLODNICK Mgmt For For
SHERRY L. CLADOUHOS Mgmt For For
JAMES M. ENGLISH Mgmt For For
ALLEN J. FETSCHER Mgmt For For
ANNIE M. GOODWIN Mgmt For For
DALLAS I. HERRON Mgmt For For
CRAIG A. LANGEL Mgmt For For
DOUGLAS J. MCBRIDE Mgmt For For
JOHN W. MURDOCH Mgmt For For
2. TO VOTE ON AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION OF
THE COMPANY'S EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF BKD, LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC Agenda Number: 933948335
--------------------------------------------------------------------------------------------------------------------------
Security: 37733W105
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: GSK
ISIN: US37733W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE THE 2013 ANNUAL REPORT Mgmt For For
2. TO APPROVE THE ANNUAL REMUNERATION REPORT Mgmt For For
3. TO APPROVE THE REMUNERATION POLICY Mgmt For For
4. TO RE-ELECT SIR CHRISTOPHER GENT AS A Mgmt For For
DIRECTOR
5. TO RE-ELECT SIR ANDREW WITTY AS A DIRECTOR Mgmt For For
6. TO RE-ELECT PROFESSOR SIR ROY ANDERSON AS A Mgmt For For
DIRECTOR
7. TO RE-ELECT DR STEPHANIE BURNS AS A Mgmt For For
DIRECTOR
8. TO RE-ELECT STACEY CARTWRIGHT AS A DIRECTOR Mgmt For For
9. TO RE-ELECT SIMON DINGEMANS AS A DIRECTOR Mgmt For For
10. TO RE-ELECT LYNN ELSENHANS AS A DIRECTOR Mgmt For For
11. TO RE-ELECT JUDY LEWENT AS A DIRECTOR Mgmt For For
12. TO RE-ELECT SIR DERYCK MAUGHAN AS A Mgmt For For
DIRECTOR
13. TO RE-ELECT DR DANIEL PODOLSKY AS A Mgmt For For
DIRECTOR
14. TO RE-ELECT DR MONCEF SLAOUI AS A DIRECTOR Mgmt For For
15. TO RE-ELECT TOM DE SWAAN AS A DIRECTOR Mgmt For For
16. TO RE-ELECT JING ULRICH AS A DIRECTOR Mgmt For For
17. TO RE-ELECT HANS WIJERS AS A DIRECTOR Mgmt For For
18. TO RE-APPOINT AUDITORS Mgmt For For
19. TO DETERMINE REMUNERATION OF AUDITORS Mgmt For For
20. TO AUTHORISE THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL
ORGANISATIONS AND INCUR POLITICAL
EXPENDITURE
21. TO AUTHORISE ALLOTMENT OF SHARES Mgmt For For
22. TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL Mgmt For For
RESOLUTION)
23. TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES (SPECIAL RESOLUTION)
24. TO AUTHORISE EXEMPTION FROM STATEMENT OF Mgmt For For
NAME OF SENIOR STATUTORY AUDITOR
25. TO AUTHORISE REDUCED NOTICE OF A GENERAL Mgmt For For
MEETING OTHER THAN AN AGM (SPECIAL
RESOLUTION)
--------------------------------------------------------------------------------------------------------------------------
GLOBAL PAYMENTS INC. Agenda Number: 933882107
--------------------------------------------------------------------------------------------------------------------------
Security: 37940X102
Meeting Type: Annual
Meeting Date: 20-Nov-2013
Ticker: GPN
ISIN: US37940X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RUTH ANN MARSHALL Mgmt For For
JOHN M. PARTRIDGE Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE REAPPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
PUBLIC ACCOUNTANTS.
--------------------------------------------------------------------------------------------------------------------------
GNC HOLDINGS INC. Agenda Number: 933961876
--------------------------------------------------------------------------------------------------------------------------
Security: 36191G107
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: GNC
ISIN: US36191G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY P. BERGER Mgmt For For
ALAN D. FELDMAN Mgmt For For
JOSEPH M. FORTUNATO Mgmt For For
MICHAEL F. HINES Mgmt For For
AMY B. LANE Mgmt For For
PHILIP E. MALLOTT Mgmt For For
ROBERT F. MORAN Mgmt For For
C. SCOTT O'HARA Mgmt For For
RICHARD J. WALLACE Mgmt For For
2 THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE COMPANY'S 2014 FISCAL YEAR
3 THE APPROVAL, BY NON-BINDING VOTE, OF THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS IN 2013, AS DISCLOSED IN
THE PROXY MATERIALS
--------------------------------------------------------------------------------------------------------------------------
GOLDCREST CO.,LTD. Agenda Number: 705359568
--------------------------------------------------------------------------------------------------------------------------
Security: J17451105
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: JP3306800008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
2 Appoint a Substitute Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933948359
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. THE APPROVAL OF 2013 COMPENSATION AWARDED Mgmt For For
TO NAMED EXECUTIVE OFFICERS.
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr For Against
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING Shr Against For
REPORT, IF PROPERLY PRESENTED AT THE
MEETING.
6. A STOCKHOLDER PROPOSAL REGARDING THE Shr For Against
ADOPTION OF A MAJORITY VOTE STANDARD FOR
THE ELECTION OF DIRECTORS, IF PROPERLY
PRESENTED AT THE MEETING.
7. A STOCKHOLDER PROPOSAL REGARDING TAX POLICY Shr Against For
PRINCIPLES, IF PROPERLY PRESENTED AT THE
MEETING.
8. A STOCKHOLDER PROPOSAL REGARDING AN Shr For Against
INDEPENDENT CHAIRMAN OF THE BOARD POLICY,
IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
GRAND CANYON EDUCATION, INC. Agenda Number: 933959047
--------------------------------------------------------------------------------------------------------------------------
Security: 38526M106
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: LOPE
ISIN: US38526M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRENT D. RICHARDSON Mgmt For For
BRIAN E. MUELLER Mgmt For For
DAVID J. JOHNSON Mgmt For For
JACK A. HENRY Mgmt For For
BRADLEY A. CASPER Mgmt For For
KEVIN F. WARREN Mgmt For For
SARA R. DIAL Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
GREENHILL & CO., INC. Agenda Number: 933933853
--------------------------------------------------------------------------------------------------------------------------
Security: 395259104
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: GHL
ISIN: US3952591044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ROBERT F. GREENHILL Mgmt For For
SCOTT L. BOK Mgmt For For
ROBERT T. BLAKELY Mgmt For For
STEVEN F. GOLDSTONE Mgmt For For
STEPHEN L. KEY Mgmt For For
KAREN P. ROBARDS Mgmt For For
2 APPROVAL, BY NON-BINDING VOTE, OF Mgmt For For
GREENHILL'S EXECUTIVE COMPENSATION.
3 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP TO SERVE AS GREENHILL'S AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
GRUPO TELEVISA, S.A.B. Agenda Number: 933906414
--------------------------------------------------------------------------------------------------------------------------
Security: 40049J206
Meeting Type: Annual
Meeting Date: 09-Dec-2013
Ticker: TV
ISIN: US40049J2069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I PROPOSAL IN REGARDS TO THE DECREE AND Mgmt For
PAYMENT OF DIVIDENDS TO THE SHAREHOLDERS;
RESOLUTIONS THERETO.
II REVOCATION AND GRANTING OF POWER OF Mgmt For
ATTORNEY; RESOLUTIONS THERETO.
III APPOINTMENT OF DELEGATES WHO WILL CARRY OUT Mgmt For
AND FORMALIZE THE RESOLUTIONS ADOPTED AT
THIS MEETING.
--------------------------------------------------------------------------------------------------------------------------
GRUPO TELEVISA, S.A.B. Agenda Number: 934002041
--------------------------------------------------------------------------------------------------------------------------
Security: 40049J206
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: TV
ISIN: US40049J2069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
L1 APPOINTMENT AND/OR RATIFICATION, AS THE Mgmt Abstain
CASE MAY BE, OF THE MEMBERS OF THE BOARD OF
DIRECTORS TO BE APPOINTED AT THIS MEETING
PURSUANT TO ARTICLES TWENTY SIXTH, TWENTY
SEVENTH AND OTHER APPLICABLE ARTICLES OF
THE CORPORATE BY-LAWS.
L2 APPOINTMENT OF DELEGATES TO CARRY OUT AND Mgmt For
FORMALIZE THE RESOLUTIONS ADOPTED AT THIS
MEETING.
D1 APPOINTMENT AND/OR RATIFICATION, AS THE Mgmt Abstain
CASE MAY BE, OF THE MEMBERS OF THE BOARD OF
DIRECTORS TO BE APPOINTED AT THIS MEETING
PURSUANT TO ARTICLES TWENTY SIXTH, TWENTY
SEVENTH AND OTHER APPLICABLE ARTICLES OF
THE CORPORATE BY-LAWS.
D2 APPOINTMENT OF DELEGATES TO CARRY OUT AND Mgmt For
FORMALIZE THE RESOLUTIONS ADOPTED AT THIS
MEETING.
AB1 PRESENTATION AND, IN ITS CASE, APPROVAL OF Mgmt Abstain
THE REPORTS REFERRED TO IN ARTICLE 28,
PARAGRAPH IV OF THE SECURITIES MARKET LAW,
INCLUDING THE FINANCIAL STATEMENTS FOR THE
YEAR ENDED ON DECEMBER 31, 2013 AND
RESOLUTIONS REGARDING THE ACTIONS TAKEN BY
THE BOARD OF DIRECTORS, THE COMMITTEES AND
THE CHIEF EXECUTIVE OFFICER OF THE COMPANY.
AB2 PRESENTATION OF THE REPORT REGARDING Mgmt Abstain
CERTAIN FISCAL OBLIGATIONS OF THE COMPANY,
PURSUANT TO THE APPLICABLE LEGISLATION.
AB3 RESOLUTION REGARDING THE ALLOCATION OF Mgmt Abstain
FINAL RESULTS FOR THE YEAR ENDED ON
DECEMBER 31, 2013.
AB4 RESOLUTION REGARDING (I) THE AMOUNT THAT Mgmt Abstain
MAY BE ALLOCATED TO THE REPURCHASE OF
SHARES OF THE COMPANY PURSUANT TO ARTICLE
56, PARAGRAPH IV OF THE SECURITIES MARKET
LAW; (II) THE REPORT ON THE POLICIES AND
RESOLUTIONS ADOPTED BY THE BOARD OF
DIRECTORS OF THE COMPANY, REGARDING THE
ACQUISITION AND SALE OF SUCH SHARES; AND
(III) THE REPORT ON THE LONG TERM RETENTION
PLAN OF THE COMPANY.
AB5 APPOINTMENT AND/OR RATIFICATION, AS THE Mgmt Abstain
CASE MAY BE, OF THE MEMBERS THAT SHALL
CONFORM THE BOARD OF DIRECTORS, THE
SECRETARY AND OFFICERS OF THE COMPANY.
AB6 APPOINTMENT AND/OR RATIFICATION, AS THE Mgmt Abstain
CASE MAY BE, OF THE MEMBERS THAT SHALL
CONFORM THE EXECUTIVE COMMITTEE.
AB7 APPOINTMENT AND/OR RATIFICATION, AS THE Mgmt Abstain
CASE MAY BE, OF THE CHAIRMAN OF THE AUDIT
AND CORPORATE PRACTICES COMMITTEE.
AB8 COMPENSATION TO THE MEMBERS OF THE BOARD OF Mgmt Abstain
DIRECTORS, OF THE EXECUTIVE COMMITTEE, OF
THE AUDIT AND CORPORATE PRACTICES
COMMITTEE, AS WELL AS TO THE SECRETARY.
AB9 APPOINTMENT OF DELEGATES WHO WILL CARRY OUT Mgmt Abstain
AND FORMALIZE THE RESOLUTIONS ADOPTED AT
THIS MEETING.
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 933970786
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: HAL
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For
1B ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For
1C ELECTION OF DIRECTOR: M. CARROLL Mgmt For For
1D ELECTION OF DIRECTOR: N.K. DICCIANI Mgmt For For
1E ELECTION OF DIRECTOR: M.S. GERBER Mgmt For For
1F ELECTION OF DIRECTOR: J.C. GRUBISICH Mgmt For For
1G ELECTION OF DIRECTOR: A.S. JUM'AH Mgmt For For
1H ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For
1I ELECTION OF DIRECTOR: R.A. MALONE Mgmt For For
1J ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For For
1K ELECTION OF DIRECTOR: D.L. REED Mgmt For For
2 PROPOSAL FOR RATIFICATION OF THE SELECTION Mgmt For For
OF AUDITORS.
3 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4 PROPOSAL ON HUMAN RIGHTS POLICY. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
HAMAMATSU PHOTONICS K.K. Agenda Number: 704866740
--------------------------------------------------------------------------------------------------------------------------
Security: J18270108
Meeting Type: AGM
Meeting Date: 20-Dec-2013
Ticker:
ISIN: JP3771800004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HANESBRANDS INC. Agenda Number: 933930617
--------------------------------------------------------------------------------------------------------------------------
Security: 410345102
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: HBI
ISIN: US4103451021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BOBBY J. GRIFFIN Mgmt For For
JAMES C. JOHNSON Mgmt For For
JESSICA T. MATHEWS Mgmt For For
ROBERT F. MORAN Mgmt For For
J. PATRICK MULCAHY Mgmt For For
RONALD L. NELSON Mgmt For For
RICHARD A. NOLL Mgmt For For
ANDREW J. SCHINDLER Mgmt For For
ANN E. ZIEGLER Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE Mgmt For For
COMPENSATION AS DESCRIBED IN THE PROXY
STATEMENT FOR THE ANNUAL MEETING
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS HANESBRANDS'
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR HANESBRANDS' 2014 FISCAL YEAR
--------------------------------------------------------------------------------------------------------------------------
HARMAN INTERNATIONAL INDUSTRIES, INC. Agenda Number: 933888894
--------------------------------------------------------------------------------------------------------------------------
Security: 413086109
Meeting Type: Annual
Meeting Date: 04-Dec-2013
Ticker: HAR
ISIN: US4130861093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ADRIANE M. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN W. DIERCKSEN Mgmt For For
1C. ELECTION OF DIRECTOR: ANN M. KOROLOGOS Mgmt For For
1D. ELECTION OF DIRECTOR: DR. JIREN LIU Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD H. MEYER Mgmt For For
1F. ELECTION OF DIRECTOR: DINESH C. PALIWAL Mgmt For For
1G. ELECTION OF DIRECTOR: KENNETH M. REISS Mgmt For For
1H. ELECTION OF DIRECTOR: HELLENE S. RUNTAGH Mgmt For For
1I. ELECTION OF DIRECTOR: FRANK S. SKLARSKY Mgmt For For
1J. ELECTION OF DIRECTOR: GARY G. STEEL Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP FOR Mgmt For For
FISCAL 2014.
3. TO APPROVE AN AMENDMENT TO THE 2012 STOCK Mgmt For For
OPTION AND INCENTIVE PLAN.
4. TO APPROVE THE 2014 KEY EXECUTIVE OFFICERS Mgmt For For
BONUS PLAN.
5. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HAWAIIAN HOLDINGS, INC. Agenda Number: 933975584
--------------------------------------------------------------------------------------------------------------------------
Security: 419879101
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: HA
ISIN: US4198791018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREGORY S. ANDERSON Mgmt For For
MARK B. DUNKERLEY Mgmt For For
LAWRENCE S. HERSHFIELD Mgmt For For
ZAC S. HIRZEL Mgmt For For
RANDALL L. JENSON Mgmt For For
BERT T. KOBAYASHI, JR. Mgmt For For
TOMOYUKI MORIIZUMI Mgmt For For
CRYSTAL K. ROSE Mgmt For For
RICHARD N. ZWERN Mgmt For For
2. TO RATIFY ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
HEALTH MANAGEMENT ASSOCIATES, INC. Agenda Number: 933860985
--------------------------------------------------------------------------------------------------------------------------
Security: 421933102
Meeting Type: Consent
Meeting Date: 15-Aug-2013
Ticker: HMA
ISIN: US4219331026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE REPEAL OF ANY AMENDMENT OR MODIFICATION Mgmt For *
BY THE BOARD OF DIRECTORS OF THE COMPANY
(THE "BOARD") OF THE COMPANY'S AMENDED AND
RESTATED BYLAWS FILED WITH THE SEC ON
DECEMBER 7, 2010 MADE AFTER DECEMBER 7,
2010 AND ON OR PRIOR TO THE EFFECTIVENESS
OF THIS CONSENT SOLICITATION.
02 THE AMENDMENT OF SECTION 6 OF ARTICLE II Mgmt For *
THE COMPANY'S AMENDED AND RESTATED BYLAWS
AS SET FORTH IN ANNEX II TO THE CONSENT
STATEMENT ON SCHEDULE 14A FILED BY GLENVIEW
TO EXPRESSLY PROVIDE THAT THE ADVANCE
NOTICE AND INFORMATION REQUIREMENTS
ASSOCIATED WITH NOMINATIONS OF DIRECTORS TO
THE BOARD OF DIRECTORS DO NOT APPLY TO THE
ELECTION OF DIRECTORS THROUGH ACTION BY
WRITTEN CONSENT OR AT A SPECIAL MEETING.
03 THE AMENDMENT OF SECTION 2 OF ARTICLE III Mgmt For *
OF THE COMPANY'S AMENDED AND RESTATED
BYLAWS AS SET FORTH IN ANNEX III TO THE
CONSENT STATEMENT ON SCHEDULE 14A FILED BY
GLENVIEW TO EXPRESSLY PROVIDE THAT ANY
VACANCIES ON THE BOARD MAY BE FILLED BY THE
STOCKHOLDERS AND THOSE VACANCIES RESULTING
FROM A REMOVAL OF DIRECTORS BY THE
STOCKHOLDERS SHALL BE FILLED ONLY BY THE
STOCKHOLDERS.
4A THE REMOVAL OF: WILLIAM J. SCHOEN Mgmt For *
4B THE REMOVAL OF: GARY D. NEWSOME Mgmt For *
4C THE REMOVAL OF: KENT P. DAUTEN Mgmt For *
4D THE REMOVAL OF: PASCAL J. GOLDSCHMIDT, M.D. Mgmt For *
4E THE REMOVAL OF: DONALD E. KIERNAN Mgmt For *
4F THE REMOVAL OF: ROBERT A. KNOX Mgmt For *
4G THE REMOVAL OF: VICKI A. O'MEARA Mgmt For *
4H THE REMOVAL OF: WILLIAM C. STEERE, JR. Mgmt For *
4I THE REMOVAL OF: RANDOLPH W. WESTERFIELD, Mgmt For *
PH.D
4J THE REMOVAL OF EACH MEMBER OF THE BOARD, IF Mgmt For *
ANY, APPOINTED TO THE BOARD TO FILL ANY
VACANCY OR NEWLY-CREATED DIRECTORSHIP SINCE
THE ELECTION OF DIRECTORS AT THE COMPANY'S
2013 ANNUAL MEETING OF STOCKHOLDERS AND
IMMEDIATELY PRIOR TO THE EFFECTIVENESS OF
PROPOSAL 5.
5A THE ELECTION OF: MARY TAYLOR BEHRENS Mgmt For *
5B THE ELECTION OF: STEVEN EPSTEIN Mgmt For *
5C THE ELECTION OF: KIRK GORMAN Mgmt For *
5D THE ELECTION OF: STEPHEN GUILLARD Mgmt For *
5E THE ELECTION OF: JOHN MCCARTY Mgmt For *
5F THE ELECTION OF: JOANN REED Mgmt For *
5G THE ELECTION OF: STEVEN SHULMAN Mgmt For *
5H THE ELECTION OF: PETER URBANOWICZ Mgmt For *
06 THE SETTING OF THE SIZE OF THE BOARD TO THE Mgmt For *
NUMBER OF DIRECTORS SITTING ON THE BOARD
FOLLOWING THE ACTION PURSUANT TO THIS
CONSENT SOLICITATION ON PROPOSALS NO. 4 AND
5 IN ORDER TO ELIMINATE ANY VACANCIES ON
THE BOARD, SUBJECT TO FUTURE CHANGE IN
ACCORDANCE WITH THE COMPANY'S AMENDED AND
RESTATED BYLAWS.
--------------------------------------------------------------------------------------------------------------------------
HERTZ GLOBAL HOLDINGS, INC. Agenda Number: 933992655
--------------------------------------------------------------------------------------------------------------------------
Security: 42805T105
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: HTZ
ISIN: US42805T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MICHAEL J. DURHAM Mgmt For For
1.2 ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt For For
1.3 ELECTION OF DIRECTOR: HENRY C. WOLF Mgmt For For
2. APPROVAL, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS'
COMPENSATION
3. APPROVAL OF AN AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
PROVIDE FOR THE ANNUAL ELECTION OF
DIRECTORS
4. APPROVAL OF A POTENTIAL AMENDMENT TO OUR Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO EFFECT A REVERSE STOCK
SPLIT AND AUTHORIZE OUR BOARD OF DIRECTORS
TO SELECT THE RATIO OF THE REVERSE STOCK
SPLIT AS SET FORTH IN THE AMENDMENT
5. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR 2014
--------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION Agenda Number: 933952788
--------------------------------------------------------------------------------------------------------------------------
Security: 42809H107
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: HES
ISIN: US42809H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: T.J. CHECKI Mgmt For For
1.2 ELECTION OF DIRECTOR: E.E. HOLIDAY Mgmt Against Against
1.3 ELECTION OF DIRECTOR: J.H. MULLIN Mgmt For For
1.4 ELECTION OF DIRECTOR: J.H. QUIGLEY Mgmt For For
1.5 ELECTION OF DIRECTOR: R.N. WILSON Mgmt For For
2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR
FISCAL YEAR ENDING DECEMBER 31, 2014.
4A. ELIMINATION OF 80% SUPERMAJORITY VOTING Mgmt For For
REQUIREMENT IN THE COMPANY'S RESTATED
CERTIFICATE OF INCORPORATION AND BY-LAWS.
4B. ELIMINATION OF TWO-THIRDS SUPERMAJORITY Mgmt For For
VOTING REQUIREMENT IN THE COMPANY'S
RESTATED CERTIFICATE OF INCORPORATION.
5. ELIMINATION OF PROVISIONS IN THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION
CONCERNING $3.50 CUMULATIVE CONVERTIBLE
PREFERRED STOCK.
6. STOCKHOLDER PROPOSAL RECOMMENDING A REPORT Shr Against For
REGARDING CARBON ASSET RISK.
--------------------------------------------------------------------------------------------------------------------------
HEXCEL CORPORATION Agenda Number: 933941583
--------------------------------------------------------------------------------------------------------------------------
Security: 428291108
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: HXL
ISIN: US4282911084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NICK L. STANAGE Mgmt For For
1B. ELECTION OF DIRECTOR: JOEL S. BECKMAN Mgmt For For
1C. ELECTION OF DIRECTOR: LYNN BRUBAKER Mgmt For For
1D. ELECTION OF DIRECTOR: JEFFREY C. CAMPBELL Mgmt For For
1E. ELECTION OF DIRECTOR: SANDRA L. DERICKSON Mgmt For For
1F. ELECTION OF DIRECTOR: W. KIM FOSTER Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS A. GENDRON Mgmt For For
1H. ELECTION OF DIRECTOR: JEFFREY A. GRAVES Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID C. HILL Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID L. PUGH Mgmt For For
2. ADVISORY VOTE TO APPROVE 2013 EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
--------------------------------------------------------------------------------------------------------------------------
HITACHI,LTD. Agenda Number: 705335722
--------------------------------------------------------------------------------------------------------------------------
Security: J20454112
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: JP3788600009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HMS HOLDINGS CORP. Agenda Number: 933835792
--------------------------------------------------------------------------------------------------------------------------
Security: 40425J101
Meeting Type: Annual
Meeting Date: 10-Jul-2013
Ticker: HMSY
ISIN: US40425J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE A CHANGE OF THE COMPANY'S STATE Mgmt For For
OF INCORPORATION FROM NEW YORK TO DELAWARE.
2A. ELECTION OF DIRECTOR: DANIEL N. MENDELSON Mgmt For For
2B. ELECTION OF DIRECTOR: WILLIAM F. MILLER III Mgmt For For
2C. ELECTION OF DIRECTOR: ELLEN A. RUDNICK Mgmt For For
2D. ELECTION OF DIRECTOR: RICHARD H. STOWE Mgmt Against Against
2E. ELECTION OF DIRECTOR: CORA M. TELLEZ Mgmt For For
3. ADVISORY APPROVAL OF THE COMPANY'S 2012 Mgmt For For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
HMS HOLDINGS CORP. Agenda Number: 934010391
--------------------------------------------------------------------------------------------------------------------------
Security: 40425J101
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: HMSY
ISIN: US40425J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CRAIG R. CALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT M. HOLSTER Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM C. LUCIA Mgmt For For
1D. ELECTION OF DIRECTOR: BART M. SCHWARTZ Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S 2013 Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
HOLCIM LTD, RAPPERSWIL-JONA Agenda Number: 705081139
--------------------------------------------------------------------------------------------------------------------------
Security: H36940130
Meeting Type: AGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: CH0012214059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 Approval of the annual report, the annual Mgmt For For
consolidated financial statements of the
group and the annual financial statements
of Holcim Ltd
1.2 Advisory vote on the remuneration report Mgmt Against Against
2 Discharge of the members of the board of Mgmt Abstain Against
directors and the persons entrusted with
management
3.1 Appropriation of retained earnings Mgmt For For
3.2 Approve dividends of CHF 1.30 per share Mgmt For For
from capital contribution reserves
4.1.1 Re-election of Wolfgang Reitzle to the Mgmt For For
board of directors
4.1.2 Election of Wolfgang Reitzle as Chairman of Mgmt For For
the board of directors
4.1.3 Re-election of Beat Hess to the board of Mgmt For For
directors
4.1.4 Re-election of Alexander Gut to the board Mgmt For For
of directors
4.1.5 Re-election of Adrian Loader to the board Mgmt For For
of directors
4.1.6 Re-election of Thomas Schmidheiny to the Mgmt For For
board of directors
4.1.7 Re-election of Hanne Birgitte Breinbjerg Mgmt For For
Sorensen to the board of directors
4.1.8 Re-election of Dieter Spaelti to the board Mgmt For For
of directors
4.1.9 Re-election of Anne Wade to the board of Mgmt For For
directors
4.2.1 Election of Juerg Oleas to the board of Mgmt For For
directors
4.3.1 Election of Adrian Loader to the nomination Mgmt For For
and compensation committee
4.3.2 Election of Wolfgang Reitzle to the Mgmt For For
nomination and compensation committee
4.3.3 Election of Thomas Schmidheiny to the Mgmt For For
nomination and compensation committee
4.3.4 Election of Hanne Birgitte Breinbjerg Mgmt For For
Sorensen to the nomination and compensation
committee
4.4 Re-election of the auditor: Ernst and Young Mgmt For For
Ag, Zurich
4.5 Election of the independent proxy: Dr. Mgmt For For
Thomas Ris, Ris and Ackermann
Rechtsanwaelte, Jona
5 Additional and/or counter-proposals Mgmt Against Against
CMMT 04 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN TEXT OF
RESOLUTION 3.2. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HONDA MOTOR CO.,LTD. Agenda Number: 705324022
--------------------------------------------------------------------------------------------------------------------------
Security: J22302111
Meeting Type: AGM
Meeting Date: 13-Jun-2014
Ticker:
ISIN: JP3854600008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC, LONDON Agenda Number: 705152875
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: SGM
Meeting Date: 19-May-2014
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 17 APR 2014: PLEASE NOT THAT THIS IS AN Non-Voting
INFORMATION MEETING ONLY FOR HONG KONG
SHAREHOLDERS. THERE ARE NO VOTEABLE
RESOLUTIONS. IF YOU WISH TO ATTEND PLEASE
PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE
CARD BY CONTACTING YOUR CLIENT
REPRESENTATIVE. THANK YOU
1 TO DISCUSS THE 2013 RESULTS AND OTHER Non-Voting
MATTERS OF INTEREST
CMMT 17 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO TEXT OF
COMMENT.
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC, LONDON Agenda Number: 705077433
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: AGM
Meeting Date: 23-May-2014
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Annual Report and Accounts Mgmt For For
2013
2 To approve the Directors' remuneration Mgmt For For
policy
3 To approve the Directors' Remuneration Mgmt For For
Report
4 To approve the Variable pay cap (see Mgmt For For
section 4 of the Explanatory Notes in the
Notice of AGM for voting threshold
applicable to this resolution)
5.a To elect Kathleen Casey as a Director Mgmt For For
5.b To elect Sir Jonathan Evans as a Director Mgmt For For
5.c To elect Marc Moses as a Director Mgmt For For
5.d To elect Jonathan Symonds as a Director Mgmt For For
5.e To re-elect Safra Catz as a Director Mgmt For For
5.f To re-elect Laura Cha as a Director Mgmt For For
5.g To re-elect Marvin Cheung as a Director Mgmt For For
5.h To re-elect Joachim Faber as a Director Mgmt For For
5.i To re-elect Rona Fairhead as a Director Mgmt For For
5.j To re-elect Renato Fassbind as a Director Mgmt For For
5.k To re-elect Douglas Flint as a Director Mgmt For For
5.l To re-elect Stuart Gulliver as a Director Mgmt For For
5.m To re-elect Sam Laidlaw as a Director Mgmt For For
5.n To re-elect John Lipsky as a Director Mgmt For For
5.o To re-elect Rachel Lomax as a Director Mgmt For For
5.p To re-elect Iain MacKay as a Director Mgmt For For
5.q To re-elect Sir Simon Robertson as a Mgmt For For
Director
6 To re-appoint KPMG Audit Plc as auditor of Mgmt For For
the Company to hold office until completion
of the audit of the consolidated accounts
for the year ending 31 December 2014
7 To authorise the Group Audit Committee to Mgmt For For
determine the auditor's remuneration
8 To authorise the Directors to allot shares Mgmt Split 74% For 26% Against Split
9 To disapply pre-emption rights Mgmt For For
10 To authorise the Directors to allot any Mgmt Split 74% For 26% Against Split
repurchased shares
11 To authorise the Company to purchase its Mgmt For For
own ordinary shares
12 To authorise the Directors to allot equity Mgmt For For
securities in relation to Contingent
Convertible Securities
13 To disapply pre-emption rights in relation Mgmt For For
to the issue of Contingent Convertible
Securities
14 To approve general meetings (other than Mgmt Split 26% For 74% Against Split
annual general meetings) being called on 14
clear days' notice
--------------------------------------------------------------------------------------------------------------------------
HUTCHISON TELECOMMUNICATIONS HONG KONG HOLDINGS LT Agenda Number: 705118140
--------------------------------------------------------------------------------------------------------------------------
Security: G4672G106
Meeting Type: AGM
Meeting Date: 13-May-2014
Ticker:
ISIN: KYG4672G1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0403/LTN201404031460.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0403/LTN201404031454.pdf
1 TO CONSIDER AND ADOPT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS TOGETHER WITH THE REPORT OF THE
DIRECTORS AND THE REPORT OF THE AUDITOR FOR
THE YEAR ENDED 31 DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.a TO RE-ELECT MR FOK KIN NING, CANNING AS A Mgmt Against Against
DIRECTOR
3.b TO RE-ELECT MR LAI KAI MING, DOMINIC AS A Mgmt For For
DIRECTOR
3.c TO RE-ELECT MR CHEONG YING CHEW, HENRY AS A Mgmt Against Against
DIRECTOR
3.d TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt For For
AUDITOR AND TO AUTHORISE THE BOARD OF
DIRECTORS TO FIX THE AUDITOR'S REMUNERATION
5 ORDINARY RESOLUTION ON ITEM 5 OF THE NOTICE Mgmt Against Against
OF THE MEETING (TO GRANT A GENERAL MANDATE
TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES
OF THE COMPANY)
6 ORDINARY RESOLUTION ON ITEM 6 OF THE NOTICE Mgmt For For
OF THE MEETING (TO GRANT A GENERAL MANDATE
TO THE DIRECTORS TO REPURCHASE SHARES OF
THE COMPANY)
7 ORDINARY RESOLUTION ON ITEM 7 OF THE NOTICE Mgmt Against Against
OF THE MEETING (TO EXTEND THE GENERAL
MANDATE TO THE DIRECTORS TO ISSUE
ADDITIONAL SHARES OF THE COMPANY)
8 SPECIAL RESOLUTION: TO APPROVE THE Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
HUTCHISON WHAMPOA LTD, HONG KONG Agenda Number: 705123040
--------------------------------------------------------------------------------------------------------------------------
Security: Y38024108
Meeting Type: AGM
Meeting Date: 16-May-2014
Ticker:
ISIN: HK0013000119
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0407/LTN20140407723.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0407/LTN20140407727.pdf
1 TO RECEIVE AND ADOPT THE STATEMENT OF Mgmt For For
AUDITED ACCOUNTS, REPORT OF THE DIRECTORS
AND REPORT OF THE AUDITOR FOR THE YEAR
ENDED 31 DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.a TO RE-ELECT MR FOK KIN NING, CANNING AS A Mgmt For For
DIRECTOR
3.b TO RE-ELECT MR LAI KAI MING, DOMINIC AS A Mgmt Against Against
DIRECTOR
3.c TO RE-ELECT MR KAM HING LAM AS A DIRECTOR Mgmt Against Against
3.d TO RE-ELECT MR WILLIAM SHURNIAK AS A Mgmt For For
DIRECTOR
3.e TO RE-ELECT MR WONG CHUNG HIN AS A DIRECTOR Mgmt For For
4 TO APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
DIRECTORS TO FIX THE AUDITOR'S REMUNERATION
5.1 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE ADDITIONAL SHARES
5.2 TO APPROVE THE BUY-BACK BY THE COMPANY OF Mgmt For For
ITS OWN SHARES
5.3 TO EXTEND THE GENERAL MANDATE IN ORDINARY Mgmt Against Against
RESOLUTION NO. 5(1) TO ISSUE ADDITIONAL
SHARES
6 TO ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
7.1 TO ADD THE CHINESE NAME OF THE COMPANY TO Mgmt For For
ITS EXISTING NAME: THE CHINESE NAME OF THE
COMPANY "AS SPECIFIED" BE ADDED TO ITS
EXISTING COMPANY NAME "HUTCHISON WHAMPOA
LIMITED" SUCH THAT THE NAME OF THE COMPANY
BECOMES "HUTCHISON WHAMPOA LIMITED "AS
SPECIFIED"
7.2 TO AMEND THE ARTICLES OF ASSOCIATION UPON Mgmt For For
THE NEW COMPANY NAME IS EFFECTIVE: ARTICLE
3
--------------------------------------------------------------------------------------------------------------------------
IDEX CORPORATION Agenda Number: 933930516
--------------------------------------------------------------------------------------------------------------------------
Security: 45167R104
Meeting Type: Annual
Meeting Date: 08-Apr-2014
Ticker: IEX
ISIN: US45167R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRADLEY J. BELL Mgmt For For
GREGORY F. MILZCIK Mgmt For For
ANDREW K. SILVERNAIL Mgmt For For
2. TO VOTE ON A NON-BINDING RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
IHS INC. Agenda Number: 933926670
--------------------------------------------------------------------------------------------------------------------------
Security: 451734107
Meeting Type: Annual
Meeting Date: 09-Apr-2014
Ticker: IHS
ISIN: US4517341073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: BRIAN H. HALL Mgmt For For
1.2 ELECTION OF DIRECTOR: BALAKRISHNAN S. IYER Mgmt For For
1.3 ELECTION OF DIRECTOR: JERRE L. STEAD Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
3. AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC. Agenda Number: 933936316
--------------------------------------------------------------------------------------------------------------------------
Security: 452308109
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: ITW
ISIN: US4523081093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL J. BRUTTO Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN CROWN Mgmt For For
1C. ELECTION OF DIRECTOR: DON H. DAVIS, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES W. GRIFFITH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT C. MCCORMACK Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1G. ELECTION OF DIRECTOR: E. SCOTT SANTI Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID B. SMITH, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: PAMELA B. STROBEL Mgmt For For
1K. ELECTION OF DIRECTOR: KEVIN M. WARREN Mgmt For For
1L. ELECTION OF DIRECTOR: ANRE D. WILLIAMS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS ITW'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE AMENDMENTS TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE SUPERMAJORITY VOTING
REQUIREMENTS.
5. APPROVAL OF THE AMENDMENTS TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE PROVISIONS REGARDING BOARD SIZE.
--------------------------------------------------------------------------------------------------------------------------
ILLUMINA, INC. Agenda Number: 933969858
--------------------------------------------------------------------------------------------------------------------------
Security: 452327109
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: ILMN
ISIN: US4523271090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DANIEL M. BRADBURY* Mgmt For For
ROBERT S. EPSTEIN, MD* Mgmt For For
ROY A. WHITFIELD* Mgmt For For
FRANCIS A. DESOUZA# Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 28, 2014
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT
4. TO APPROVE AN AMENDMENT TO THE ILLUMINA, Mgmt For For
INC. BYLAWS, ESTABLISHING DELAWARE AS THE
EXCLUSIVE FORUM FOR ADJUDICATION OF CERTAIN
DISPUTES
--------------------------------------------------------------------------------------------------------------------------
IMPERIAL TOBACCO GROUP PLC, BRISTOL Agenda Number: 704891008
--------------------------------------------------------------------------------------------------------------------------
Security: G4721W102
Meeting Type: AGM
Meeting Date: 05-Feb-2014
Ticker:
ISIN: GB0004544929
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Annual Report and Accounts Mgmt For For
2 Directors' Remuneration Report Mgmt For For
3 Directors' Remuneration Policy Mgmt For For
4 To declare a final dividend Mgmt For For
5 To re-elect Dr K M Burnett Mgmt For For
6 To re-elect Mrs A J Cooper Mgmt For For
7 To re-elect Mr D J Haines Mgmt For For
8 To re-elect Mr M H C Herlihy Mgmt For For
9 To re-elect Ms S E Murray Mgmt For For
10 To re-elect Mr M R Phillips Mgmt For For
11 To elect Mr O R Tant Mgmt For For
12 To re-elect Mr M D Williamson Mgmt For For
13 To re-elect Mr M I Wyman Mgmt For For
14 Re-appointment of Auditors: Mgmt For For
PricewaterhouseCoopers LLP
15 Remuneration of Auditors Mgmt For For
16 Donations to political organisations Mgmt For For
17 Authority to allot securities Mgmt For For
18 Disapplication of pre-emption rights Mgmt For For
19 Purchase of own shares Mgmt For For
20 Notice period for general meetings Mgmt Split 27% For 73% Against Split
CMMT 13 DEC 13: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AUDITOR NAME. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIA DE DISENO TEXTIL S.A., ARTEIXO, LA COROG Agenda Number: 704613783
--------------------------------------------------------------------------------------------------------------------------
Security: E6282J109
Meeting Type: AGM
Meeting Date: 16-Jul-2013
Ticker:
ISIN: ES0148396015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 17 JUL 2013. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 Approve individual financial statements Mgmt For For
2 Approve consolidated financial statements, Mgmt For For
and discharge of board
3 Approve updated balance sheets to benefit Mgmt For For
from new tax regulation
4 Approve allocation of income and dividends Mgmt For For
5 Approve long term incentive plan Mgmt For For
6 Authorize share repurchase program Mgmt For For
7 Advisory vote on remuneration policy report Mgmt For For
8 Authorize board to ratify and execute Mgmt For For
approved resolutions
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN RECORD DATE FROM 11 JUL 2013 TO
09 JUL 2013. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INFORMA PLC, ST HELIER Agenda Number: 705169503
--------------------------------------------------------------------------------------------------------------------------
Security: G4770C106
Meeting Type: AGM
Meeting Date: 23-May-2014
Ticker:
ISIN: JE00B3WJHK45
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ACCOUNTS AND THE REPORTS OF Mgmt For For
THE DIRECTORS AND AUDITOR FOR THE YEAR
ENDED 31 DECEMBER 2013
2 TO APPROVE THE REMUNERATION POLICY Mgmt For For
3 TO APPROVE THE REMUNERATION REPORT Mgmt For For
4 TO RE-ELECT DEREK MAPP AS A DIRECTOR Mgmt For For
5 TO RE-ELECT STEPHEN A. CARTER CBE AS A Mgmt For For
DIRECTOR
6 TO RE-ELECT JOHN DAVIS AS A DIRECTOR Mgmt For For
7 TO RE-ELECT DR BRENDAN O'NEILL AS A Mgmt For For
DIRECTOR
8 TO RE-ELECT CINDY ROSE AS A DIRECTOR Mgmt For For
9 TO ELECT GEOFFREY COOPER AS A DIRECTOR Mgmt For For
10 TO ELECT HELEN OWERS AS A DIRECTOR Mgmt For For
11 TO ELECT GARETH BULLOCK AS A DIRECTOR Mgmt For For
12 TO RE-APPOINT DELOITTE LLP AS AUDITOR Mgmt For For
13 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
REMUNERATION OF THE AUDITOR
14 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
15 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
FOR CASH WITHOUT MAKING A PRE-EMPTIVE OFFER
TO SHAREHOLDERS
16 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
--------------------------------------------------------------------------------------------------------------------------
INFORMA PLC, ST HELIER Agenda Number: 705173158
--------------------------------------------------------------------------------------------------------------------------
Security: G4770C106
Meeting Type: CRT
Meeting Date: 23-May-2014
Ticker:
ISIN: JE00B3WJHK45
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID Non-Voting
VOTE OPTION FOR THIS MEETING TYPE. PLEASE
CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY.
SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS
MEETING THEN YOUR VOTE WILL BE DISREGARDED
BY THE ISSUER OR ISSUERS AGENT.
1 APPROVAL OF SCHEME Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INFORMA PLC, ST HELIER Agenda Number: 705173160
--------------------------------------------------------------------------------------------------------------------------
Security: G4770C106
Meeting Type: OGM
Meeting Date: 23-May-2014
Ticker:
ISIN: JE00B3WJHK45
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE SCHEME OF ARRANGEMENT AND Mgmt For For
RELATED MATTERS
2 TO APPROVE THE NEW INFORMA REDUCTION OF Mgmt For For
CAPITAL
3 TO AUTHORISE THE DIRECTORS OF NEW INFORMA Mgmt For For
TO CONVENE GENERAL MEETINGS ON 14 CLEAR
DAYS' NOTICE
4.a TO APPROVE THE RULES OF THE NEW SIP AND Mgmt For For
AUTHORISE THE DIRECTORS OF NEW INFORMA TO
ADOPT AND IMPLEMENT THE NEW SIP AND
ESTABLISH FURTHER PLANS BASED ON THE NEW
SIP WHICH TAKE ACCOUNT OF OVERSEAS
REQUIREMENTS
4.b TO APPROVE THE RULES OF THE NEW LTIP AND Mgmt For For
AUTHORISE THE DIRECTORS OF NEW INFORMA TO
ADOPT AND IMPLEMENT THE NEW LTIP AND
ESTABLISH FURTHER PLANS BASED ON THE NEW
LTIP WHICH TAKE ACCOUNT OF OVERSEAS
REQUIREMENTS
--------------------------------------------------------------------------------------------------------------------------
INFORMATICA CORPORATION Agenda Number: 933968464
--------------------------------------------------------------------------------------------------------------------------
Security: 45666Q102
Meeting Type: Annual
Meeting Date: 23-May-2014
Ticker: INFA
ISIN: US45666Q1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MARK A. BERTELSEN Mgmt For For
1.2 ELECTION OF DIRECTOR: HILARIE Mgmt For For
KOPLOW-MCADAMS
1.3 ELECTION OF DIRECTOR: A. BROOKE SEAWELL Mgmt For For
2. TO APPROVE AN AMENDMENT TO INFORMATICA'S Mgmt For For
2009 EQUITY INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES OF INFORMATICA'S COMMON
STOCK RESERVED FOR ISSUANCE THEREUNDER BY
6,300,000 SHARES.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INFORMATICA'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
4. TO APPROVE INFORMATICA'S EXECUTIVE Mgmt Against Against
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
INFOSYS LIMITED Agenda Number: 934035317
--------------------------------------------------------------------------------------------------------------------------
Security: 456788108
Meeting Type: Annual
Meeting Date: 14-Jun-2014
Ticker: INFY
ISIN: US4567881085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 TO RECEIVE, CONSIDER & ADOPT FINANCIAL Mgmt For
STATEMENTS, INCLUDING AUDITED BALANCE
SHEET, STATEMENT OF PROFIT & LOSS FOR YEAR
ENDED ON THAT DATE & REPORTS OF BOARD &
AUDITORS THEREON.
O2 TO DECLARE A FINAL DIVIDEND OF 43 RS PER Mgmt For
EQUITY SHARE.
O3 TO APPOINT A DIRECTOR IN PLACE OF B.G. Mgmt For
SRINIVAS, WHO RETIRES BY ROTATION AND,
BEING ELIGIBLE, SEEKS RE-APPOINTMENT.
O4 TO APPOINT A DIRECTOR IN PLACE OF S. Mgmt For
GOPALAKRISHNAN, WHO RETIRES BY ROTATION
AND, BEING ELIGIBLE, SEEKS RE-APPOINTMENT.
O5 TO RE-APPOINT AUDITORS TO HOLD OFFICE FROM Mgmt For
THE CONCLUSION OF THIS AGM TO FOURTH
CONSECUTIVE AGM & TO FIX THEIR
REMUNERATION.
S6 TO APPOINT U.B. PRAVIN RAO AS A DIRECTOR, Mgmt For
LIABLE TO RETIRE BY ROTATION AND ALSO AS A
WHOLE-TIME DIRECTOR.
S7 TO APPOINT KIRAN MAZUMDAR-SHAW AS AN Mgmt For
INDEPENDENT DIRECTOR.
S8 TO APPOINT CAROL M. BROWNER AS AN Mgmt For
INDEPENDENT DIRECTOR.
S9 TO APPOINT RAVI VENKATESAN AS AN Mgmt For
INDEPENDENT DIRECTOR.
S10 CONTRACT TO SELL, LEASE, TRANSFER, ASSIGN Mgmt For
OR OTHERWISE DISPOSE OF THE WHOLE OR PART
OF THE PRODUCTS, PLATFORMS AND SOLUTIONS
(PPS) BUSINESS & UNDERTAKING TO EDGEVERVE
SYSTEMS LIMITED
S11 RETIREMENT OF A DIRECTOR Mgmt For
--------------------------------------------------------------------------------------------------------------------------
ING GROEP NV, AMSTERDAM Agenda Number: 704785368
--------------------------------------------------------------------------------------------------------------------------
Security: N4578E413
Meeting Type: OGM
Meeting Date: 27-Nov-2013
Ticker:
ISIN: NL0000303600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THERE ARE NO PROPOSALS TO BE
VOTED ON. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST AN
ENTRANCE CARD. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS MEETING ATTENDANCE Non-Voting
ONLY. PLEASE CONTACT YOUR CUSTOMER SERVICE
REPRESENTATIVE TO REQUEST MEETING
ATTENDANCE.
1 Opening Non-Voting
2 Report on activities of Stichting ING Non-Voting
Aandelen
3 Questions and closing Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ING GROUP NV, AMSTERDAM Agenda Number: 705081317
--------------------------------------------------------------------------------------------------------------------------
Security: N4578E413
Meeting Type: AGM
Meeting Date: 12-May-2014
Ticker:
ISIN: NL0000303600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening remarks and announcements Non-Voting
2.A Report of the Executive Board for 2013 Non-Voting
2.B Report of the Supervisory Board for 2013 Non-Voting
2.C Remuneration report Non-Voting
2.D Amendment to the remuneration policy Mgmt For For
2.E Annual Accounts for 2013 Mgmt For For
3 Profit retention and distribution policy Non-Voting
4.A Corporate governance Non-Voting
4.B Increase of the issued share capital and Mgmt For For
amendment to the Articles of Association
4.C Decrease of the issued share capital and Mgmt For For
amendment to the Articles of Association
4.D Amendment to the Articles of Association Mgmt For For
with respect to the representing authority
5 Sustainability Non-Voting
6.A Discharge of the members of the Executive Mgmt For For
Board in respect of their duties performed
during the year 2013
6.B Discharge of the members of the Supervisory Mgmt For For
Board in respect of their duties performed
during the year 2013
7 Composition of the Supervisory Board: Mgmt For For
Appointment of Eric Boyer de la Giroday
8.A Authorisation to issue ordinary shares with Mgmt For For
or without pre-emptive rights
8.B Authorisation to issue ordinary shares with Mgmt For For
or without pre-emptive rights in connection
with a merger, a takeover of a business or
a company, or, if necessary in the opinion
of the Executive Board and the Supervisory
Board, for the safeguarding or conservation
of the Company's capital position
9.A Authorisation to acquire ordinary shares or Mgmt For For
depositary receipts for ordinary shares in
the Company's own capital
9.B Authorisation to acquire ordinary shares or Mgmt For For
depositary receipts for ordinary shares in
the Company's own capital in connection
with a major capital restructuring
10 Any other business and conclusion Non-Voting
--------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTALEXCHANGE GROUP, INC. Agenda Number: 933961357
--------------------------------------------------------------------------------------------------------------------------
Security: 45866F104
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: ICE
ISIN: US45866F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLES R. CRISP Mgmt For For
1B. ELECTION OF DIRECTOR: JEAN-MARC FORNERI Mgmt For For
1C. ELECTION OF DIRECTOR: FRED W. HATFIELD Mgmt For For
1D. ELECTION OF DIRECTOR: SYLVAIN HEFES Mgmt For For
1E. ELECTION OF DIRECTOR: JAN-MICHIEL HESSELS Mgmt For For
1F. ELECTION OF DIRECTOR: TERRENCE F. MARTELL Mgmt For For
1G. ELECTION OF DIRECTOR: SIR CALLUM MCCARTHY Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES J. MCNULTY Mgmt For For
1I. ELECTION OF DIRECTOR: SIR ROBERT REID Mgmt For For
1J. ELECTION OF DIRECTOR: FREDERIC V. SALERNO Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT G. SCOTT Mgmt For For
1L. ELECTION OF DIRECTOR: JEFFREY C. SPRECHER Mgmt For For
1M. ELECTION OF DIRECTOR: JUDITH A. SPRIESER Mgmt For For
1N. ELECTION OF DIRECTOR: VINCENT TESE Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
ADVISORY RESOLUTION ON EXECUTIVE
COMPENSATION FOR NAMED EXECUTIVE OFFICERS.
3. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
4. TO APPROVE THE AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
CHANGE OUR NAME FROM
"INTERCONTINENTALEXCHANGE GROUP, INC." TO
"INTERCONTINENTAL EXCHANGE, INC."
--------------------------------------------------------------------------------------------------------------------------
INTESA SANPAOLO SPA, TORINO/MILANO Agenda Number: 705131439
--------------------------------------------------------------------------------------------------------------------------
Security: T55067101
Meeting Type: MIX
Meeting Date: 08-May-2014
Ticker:
ISIN: IT0000072618
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_201859.PDF
O.1 INTEGRATION OF THE LEGAL RESERVE; COVERAGE Mgmt For For
OF THE LOSS FOR 2013; DISTRIBUTION OF PART
OF THE EXTRAORDINARY RESERVE TO THE
SHAREHOLDERS
O.2.a REMUNERATION, INVESTMENT PLAN AND OWN Mgmt For For
SHARES: REPORT ON REMUNERATION: RESOLUTION
PURSUANT TO ART. 123-TER, PARAGRAPH 6 OF
LEGISLATIVE DECREE NO. 58/1998
O.2.b REMUNERATION, INVESTMENT PLAN AND OWN Mgmt Against Against
SHARES: PROPOSAL FOR APPROVAL OF THE
DISCLOSURE DOCUMENT DRAWN UP IN ACCORDANCE
WITH ARTICLE 84-BIS OF CONSOB REGULATION
NO. 11971 OF 14 MAY 1999, AS SUBSEQUENTLY
AMENDED AND INTEGRATED, CONCERNING THE
INVESTMENT PLAN BASED ON FINANCIAL
INSTRUMENTS OF INTESA SANPAOLO S.P.A.
O.2.c REMUNERATION, INVESTMENT PLAN AND OWN Mgmt Against Against
SHARES: PURCHASE AND DISPOSAL OF OWN SHARES
E.1 PROPOSAL FOR AMENDMENT OF ARTICLE 5 (SHARE Mgmt Against Against
CAPITAL) OF THE ARTICLES OF ASSOCIATION, IN
RELATION TO THE INVESTMENT PLAN BASED ON
FINANCIAL INSTRUMENTS REFERRED TO UNDER
ORDINARY PART 2 B) ABOVE
E.2 PROPOSAL TO AUTHORISE THE MANAGEMENT BOARD Mgmt Against Against
TO INCREASE THE SHARE CAPITAL PURSUANT TO
ART. 2349, PARAGRAPH 1, AND ART. 2441,
PARAGRAPH 8, OF THE ITALIAN CIVIL CODE FOR
THE PURPOSES OF IMPLEMENTING THE INVESTMENT
PLAN BASED ON FINANCIAL INSTRUMENTS
REFERRED TO UNDER ORDINARY PART 2 B) ABOVE,
AND CONSEQUENT AMENDMENT OF ARTICLE 5
(SHARE CAPITAL) OF THE ARTICLES OF
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC. Agenda Number: 933934994
--------------------------------------------------------------------------------------------------------------------------
Security: 46120E602
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: ISRG
ISIN: US46120E6023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
AMAL M. JOHNSON Mgmt For For
ERIC H. HALVORSON Mgmt For For
ALAN J. LEVY, PH.D. Mgmt For For
CRAIG H. BARRATT, PH.D. Mgmt For For
FLOYD D. LOOP, M.D. Mgmt For For
GEORGE STALK JR. Mgmt For For
2. TO APPROVE, BY ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. THE RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP ("PWC") AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
INVESCO LTD Agenda Number: 933956584
--------------------------------------------------------------------------------------------------------------------------
Security: G491BT108
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: IVZ
ISIN: BMG491BT1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AMENDMENT OF AMENDED AND RESTATED BYE-LAWS Mgmt For For
TO DECLASSIFY OUR BOARD OF DIRECTORS
2.1 ELECTION OF DIRECTOR: DENNIS KESSLER Mgmt For For
2.2 ELECTION OF DIRECTOR: G. RICHARD WAGONER, Mgmt For For
JR.
3. ADVISORY VOTE TO APPROVE 2013 EXECUTIVE Mgmt For For
COMPENSATION
4. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
IRON MOUNTAIN INCORPORATED Agenda Number: 933975534
--------------------------------------------------------------------------------------------------------------------------
Security: 462846106
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: IRM
ISIN: US4628461067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TED R. ANTENUCCI Mgmt For For
1B. ELECTION OF DIRECTOR: PAMELA M. ARWAY Mgmt For For
1C. ELECTION OF DIRECTOR: CLARKE H. BAILEY Mgmt For For
1D. ELECTION OF DIRECTOR: KENT P. DAUTEN Mgmt For For
1E. ELECTION OF DIRECTOR: PAUL F. DENINGER Mgmt For For
1F. ELECTION OF DIRECTOR: PER-KRISTIAN Mgmt For For
HALVORSEN
1G. ELECTION OF DIRECTOR: MICHAEL W. LAMACH Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM L. MEANEY Mgmt For For
1I. ELECTION OF DIRECTOR: WALTER C. RAKOWICH Mgmt For For
1J. ELECTION OF DIRECTOR: VINCENT J. RYAN Mgmt For For
1K. ELECTION OF DIRECTOR: ALFRED J. VERRECCHIA Mgmt For For
2. THE APPROVAL OF A NON-BINDING, ADVISORY Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
3. THE RATIFICATION OF THE SELECTION BY THE Mgmt For For
AUDIT COMMITTEE OF DELOITTE & TOUCHE LLP AS
IRON MOUNTAIN INCORPORATED'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
IRONWOOD PHARMACEUTICALS, INC. Agenda Number: 933989571
--------------------------------------------------------------------------------------------------------------------------
Security: 46333X108
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: IRWD
ISIN: US46333X1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRYAN E. ROBERTS Mgmt For For
JULIE H. MCHUGH Mgmt For For
PETER M. HECHT Mgmt For For
2. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
THE COMPENSATION PAID TO THE NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
J.B. HUNT TRANSPORT SERVICES, INC. Agenda Number: 933933598
--------------------------------------------------------------------------------------------------------------------------
Security: 445658107
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: JBHT
ISIN: US4456581077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS G. DUNCAN Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCESCA M. Mgmt For For
EDWARDSON
1C. ELECTION OF DIRECTOR: WAYNE GARRISON Mgmt For For
1D. ELECTION OF DIRECTOR: SHARILYN S. GASAWAY Mgmt For For
1E. ELECTION OF DIRECTOR: GARY C. GEORGE Mgmt For For
1F. ELECTION OF DIRECTOR: J. BRYAN HUNT, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: COLEMAN H. PETERSON Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN N. ROBERTS III Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES L. ROBO Mgmt For For
1J. ELECTION OF DIRECTOR: KIRK THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: DR. JOHN A. WHITE Mgmt For For
2. TO CONSIDER AND APPROVE AN ADVISORY Mgmt For For
RESOLUTION REGARDING THE COMPANY'S
COMPENSATION OF ITS NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT PUBLIC
ACCOUNTANTS FOR CALENDAR YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
JABIL CIRCUIT, INC. Agenda Number: 933909826
--------------------------------------------------------------------------------------------------------------------------
Security: 466313103
Meeting Type: Annual
Meeting Date: 23-Jan-2014
Ticker: JBL
ISIN: US4663131039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARTHA F. BROOKS Mgmt For For
MEL S. LAVITT Mgmt For For
TIMOTHY L. MAIN Mgmt For For
MARK T. MONDELLO Mgmt For For
LAWRENCE J. MURPHY Mgmt For For
FRANK A. NEWMAN Mgmt For For
STEVEN A. RAYMUND Mgmt For For
THOMAS A. SANSONE Mgmt For For
DAVID M. STOUT Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS JABIL'S INDEPENDENT REGISTERED
CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING AUGUST 31, 2014.
3. TO APPROVE (ON AN ADVISORY BASIS) JABIL'S Mgmt For For
EXECUTIVE COMPENSATION.
4. TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt For For
PROPERLY COME BEFORE THE ANNUAL MEETING,
INCLUDING ANY ADJOURNMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
JACK HENRY & ASSOCIATES, INC. Agenda Number: 933881078
--------------------------------------------------------------------------------------------------------------------------
Security: 426281101
Meeting Type: Annual
Meeting Date: 13-Nov-2013
Ticker: JKHY
ISIN: US4262811015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. FLANIGAN Mgmt For For
W. BROWN Mgmt For For
M. SHEPARD Mgmt For For
J. PRIM Mgmt For For
T. WILSON Mgmt For For
J. FIEGEL Mgmt For For
T. WIMSETT Mgmt For For
L. KELLY Mgmt For For
2. TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS.
3. TO RATIFY THE SELECTION OF THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
JARDINE MATHESON HOLDINGS LTD, HAMILTON Agenda Number: 705040537
--------------------------------------------------------------------------------------------------------------------------
Security: G50736100
Meeting Type: SGM
Meeting Date: 08-Apr-2014
Ticker:
ISIN: BMG507361001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the proposed transfer of the Mgmt For For
Company's listing segment from Premium to
Standard on the London Stock Exchange as
described in the Circular to shareholders
dated 6th March 2014
--------------------------------------------------------------------------------------------------------------------------
JARDINE MATHESON HOLDINGS LTD, HAMILTON Agenda Number: 705118203
--------------------------------------------------------------------------------------------------------------------------
Security: G50736100
Meeting Type: AGM
Meeting Date: 08-May-2014
Ticker:
ISIN: BMG507361001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS AND APPROVE FINAL DIVIDEND
2 RE-ELECT ADAM KESWICK AS DIRECTOR Mgmt For For
3 RE-ELECT MARK GREENBERG AS DIRECTOR Mgmt For For
4 RE-ELECT SIMON KESWICK AS DIRECTOR Mgmt For For
5 RE-ELECT RICHARD LEE AS DIRECTOR Mgmt For For
6 APPROVE PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS AND AUTHORISE BOARD TO FIX THEIR
REMUNERATION
7 APPROVE ISSUANCE OF EQUITY OR EQUITY-LINKED Mgmt For For
SECURITIES WITH OR WITHOUT PREEMPTIVE
RIGHTS
8 AUTHORISE SHARE REPURCHASE PROGRAM Mgmt For For
CMMT 15 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO REMOVAL OF RECORD DATE. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933933548
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For
1E. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1F. ELECTION OF DIRECTOR: MARK B. MCCLELLAN Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1H. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1K. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
4. SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr Against For
SIGNIFICANT STOCK
--------------------------------------------------------------------------------------------------------------------------
JOHNSON MATTHEY PLC, LONDON Agenda Number: 704623429
--------------------------------------------------------------------------------------------------------------------------
Security: G51604158
Meeting Type: AGM
Meeting Date: 25-Jul-2013
Ticker:
ISIN: GB00B70FPS60
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Company's accounts for the Mgmt For For
year ended 31st March 2013
2 To receive and approve the directors Mgmt For For
remuneration report for the year ended 31st
March 2013
3 To declare a final dividend of 41.5 pence Mgmt For For
per share on the ordinary shares
4 To elect Mr CS Matthews as a director of Mgmt For For
the Company
5 To elect Ms O Desforges as a director of Mgmt For For
the Company
6 To re-elect Mr TEP Stevenson as a director Mgmt For For
of the Company
7 To re-elect Mr NAP Carson as a director of Mgmt For For
the Company
8 To re-elect Mr AM Ferguson as a director of Mgmt For For
the Company
9 To re-elect Mr RJ MacLeod as a director of Mgmt For For
the Company
10 To re-elect Mr LC Pentz as a director of Mgmt For For
the Company
11 To re-elect Mr MJ Roney as a director of Mgmt For For
the Company
12 To re-elect Mr WF Sandford as a director of Mgmt For For
the Company
13 To re-elect Mrs DC Thompson as a director Mgmt For For
of the Company
14 To appoint KPMG LLP as auditor for the Mgmt For For
forthcoming year
15 To authorise the directors to determine the Mgmt For For
remuneration of the auditor
16 To authorise the Company and its Mgmt For For
subsidiaries to make political donations
and incur political expenditure within
certain limits
17 To authorise the directors to allot shares Mgmt For For
18 To disapply the statutory pre-emption Mgmt For For
rights attached to shares
19 To authorise the Company to make market Mgmt For For
purchases of its own shares
20 To authorise the Company to call general Mgmt Against Against
meetings other than annual general meetings
on not less than 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
KAKAKU.COM,INC. Agenda Number: 705378277
--------------------------------------------------------------------------------------------------------------------------
Security: J29258100
Meeting Type: AGM
Meeting Date: 24-Jun-2014
Ticker:
ISIN: JP3206000006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to:Expand Business Lines Mgmt For For
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KERING, PARIS Agenda Number: 705079300
--------------------------------------------------------------------------------------------------------------------------
Security: F5433L103
Meeting Type: MIX
Meeting Date: 06-May-2014
Ticker:
ISIN: FR0000121485
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 11 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0328/201403281400803.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0411/201404111401079.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
O.1 Approval of the annual corporate financial Mgmt For For
statements for the 2013 financial year
O.2 Approval of the consolidated financial Mgmt For For
statements for the 2013 financial year
O.3 Allocation of income and dividend Mgmt For For
distribution of EUR 3.75 per share
O.4 Agreements pursuant to Articles L.225-38 et Mgmt Against Against
seq. of the Commercial Code
O.5 Appointment of Mrs. Daniela Riccardi as Mgmt For For
Board member
O.6 Renewal of term of Mrs. Laurence Boone as Mgmt For For
Board member
O.7 Renewal of term of Mrs. Yseulys Costes as Mgmt For For
Board member
O.8 Setting the amount of attendance allowances Mgmt For For
to be allocated to the Board of Directors
O.9 Review of the compensation owed or paid to Mgmt For For
Mr. Francois-Henri Pinault, President and
CEO during the 2013 financial year
O.10 Review of the compensation owed or paid to Mgmt For For
Mr. Jean-Francois Palus, Managing Director
during the 2013 financial year
O.11 Renewal of term of the Firm Deloitte & Mgmt For For
Associes as principal Statutory Auditor
O.12 Renewal of term of the Firm BEAS as deputy Mgmt For For
Statutory Auditor
O.13 Authorization to trade in Company's shares Mgmt For For
E.14 Amendment to Article 10 of the bylaws to Mgmt For For
determine the terms of appointment of
Directors representing employees in
accordance with the Act of June 14th, 2013
relating to job security
E.15 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KERRY PROPERTIES LTD Agenda Number: 704783489
--------------------------------------------------------------------------------------------------------------------------
Security: G52440107
Meeting Type: SGM
Meeting Date: 01-Nov-2013
Ticker:
ISIN: BMG524401079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/1015/LTN20131015343.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/1015/LTN20131015365.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
1 To approve the Proposed Share Option Mgmt Against Against
Schemes (as defined in the circular of the
Company dated 16 October 2013) and to
authorise any one director of the Company
to do all such acts and to enter into all
such transactions and arrangements as may
be necessary or expedient in order to give
effect to the Proposed Share Option Schemes
2 To approve the amendments to the bye-laws Mgmt For For
of the Company: by deleting the following
Bye-laws in their entirety and substituting
thereof the new Bye-Laws: 141, 142(B),
143(A), 143(C), 144, 145, 146
--------------------------------------------------------------------------------------------------------------------------
KERRY PROPERTIES LTD Agenda Number: 705077320
--------------------------------------------------------------------------------------------------------------------------
Security: G52440107
Meeting Type: AGM
Meeting Date: 05-May-2014
Ticker:
ISIN: BMG524401079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0328/LTN20140328451.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0328/LTN20140328408.pdf
1 To adopt the audited financial statements Mgmt For For
and the reports of the Directors and the
auditor for the year ended 31 December 2013
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2013
3.a To re-elect Mr. Ho Shut Kan, a retiring Mgmt For For
Director, as a Director
3.b To re-elect Mr. Bryan Pallop Gaw, a Mgmt For For
retiring Director, as a Director
3.c To re-elect Ms. Wong Yu Pok, Marina, a Mgmt For For
retiring Director, as a Director
4 To fix Directors' fees Mgmt For For
5 To re-appoint PricewaterhouseCoopers as Mgmt For For
auditor and to authorize the Directors to
fix its remuneration
6.A To grant a general mandate to the Directors Mgmt Against Against
to allot, issue and deal with additional
Shares not exceeding 20% of the issued
share capital of the Company as at the date
of passing of this resolution
6.B To grant a general mandate to the Directors Mgmt For For
to repurchase Shares in the capital of the
Company not exceeding 10% of the issued
share capital of the Company as at the date
of passing of this resolution
6.C To extend, conditional upon the above Mgmt Against Against
resolution 6B being duly passed, the
general mandate to allot Shares by adding
the aggregate nominal amount of the
repurchased Shares to the 20% general
mandate
--------------------------------------------------------------------------------------------------------------------------
KEYENCE CORPORATION Agenda Number: 705336445
--------------------------------------------------------------------------------------------------------------------------
Security: J32491102
Meeting Type: AGM
Meeting Date: 12-Jun-2014
Ticker:
ISIN: JP3236200006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt Against Against
2 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Directors, Outside
Directors, Corporate Auditors and Outside
Corporate Auditors
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
5 Amend the Compensation to be received by Mgmt For For
Directors
--------------------------------------------------------------------------------------------------------------------------
KINGFISHER PLC, LONDON Agenda Number: 705255164
--------------------------------------------------------------------------------------------------------------------------
Security: G5256E441
Meeting Type: AGM
Meeting Date: 12-Jun-2014
Ticker:
ISIN: GB0033195214
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE AUDITED ACCOUNTS FOR THE YEAR Mgmt For For
ENDED 1 FEBRUARY 2014 TOGETHER WITH THE
DIRECTORS' AND AUDITOR'S REPORT THEREON BE
RECEIVED
2 THAT THE DIRECTORS' REMUNERATION POLICY, Mgmt For For
THE FULL TEXT OF WHICH IS CONTAINED ON
PAGES 49 TO 58 OF THE ANNUAL REPORT AND
ACCOUNTS FOR THE FINANCIAL YEAR ENDED 1
FEBRUARY 2014 BE RECEIVED AND APPROVED,
SUCH DIRECTORS' REMUNERATION POLICY TO TAKE
EFFECT ON THE DATE OF ITS ADOPTION, BEING
12 JUNE 2014
3 THAT THE DIRECTORS' REMUNERATION REPORT Mgmt For For
(EXCLUDING THE DIRECTORS' REMUNERATION
POLICY) SET OUT ON PAGES 59 TO 68 OF THE
ANNUAL REPORT AND ACCOUNTS FOR THE YEAR
ENDED 1 FEBRUARY 2014 BE RECEIVED AND
APPROVED
4 THAT A FINAL DIVIDEND OF 6.78 PENCE PER Mgmt For For
ORDINARY SHARE BE DECLARED FOR PAYMENT ON
16 JUNE 2014 TO THOSE SHAREHOLDERS ON THE
REGISTER AT THE CLOSE OF BUSINESS ON 16 MAY
2014
5 THAT DANIEL BERNARD BE RE-APPOINTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
6 THAT ANDREW BONFIELD BE RE-APPOINTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
7 THAT PASCAL CAGNI BE RE-APPOINTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
8 THAT CLARE CHAPMAN BE RE-APPOINTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
9 THAT SIR IAN CHESHIRE BE RE-APPOINTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
10 THAT ANDERS DAHLVIG BE RE-APPOINTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
11 THAT JANIS KONG BE RE-APPOINTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
12 THAT KEVIN O'BYRNE BE RE-APPOINTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
13 THAT MARK SELIGMAN BE RE-APPOINTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
14 THAT PHILIPPE TIBLE BE RE-APPOINTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
15 THAT KAREN WITTS BE RE-APPOINTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
16 THAT DELOITTE LLP BE RE-APPOINTED AS Mgmt For For
AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL
THE CONCLUSION OF THE NEXT GENERAL MEETING
AT WHICH ACCOUNTS ARE LAID BEFORE THE
COMPANY
17 THAT THE AUDIT COMMITTEE OF THE BOARD BE Mgmt For For
AUTHORISED TO DETERMINE THE REMUNERATION OF
THE AUDITOR
18 THAT IN ACCORDANCE WITH SECTION 366 OF THE Mgmt For For
COMPANIES ACT 2006, THE COMPANY AND ITS
SUBSIDIARIES ARE HEREBY AUTHORISED, AT ANY
TIME DURING THE PERIOD FOR WHICH THIS
RESOLUTION HAS EFFECT, TO: I) MAKE
POLITICAL DONATIONS TO POLITICAL PARTIES,
POLITICAL ORGANISATIONS OTHER THAN
POLITICAL PARTIES AND/OR INDEPENDENT
ELECTION CANDIDATES NOT EXCEEDING GBP
75,000 IN TOTAL; AND II) INCUR POLITICAL
EXPENDITURE NOT EXCEEDING GBP 75,000 IN
TOTAL, PROVIDED THAT THE AGGREGATE AMOUNT
OF ANY SUCH DONATIONS AND EXPENDITURE SHALL
NOT EXCEED GBP 75,000 DURING THE PERIOD
FROM THE DATE OF THIS RESOLUTION UNTIL THE
CONCLUSION OF THE NEXT AGM OF THE COMPANY
OR, IF EARLIER, ON 1 AUGUST 2015. FOR THE
PURPOSE OF THIS RESOLUTION, THE TERMS
'POLITICAL DONATIONS', 'POLITICAL PARTIES',
'INDEPENDENT ELECTION CANDIDATES',
'POLITICAL ORGANISATIONS' AND CONTD
CONT CONTD 'POLITICAL EXPENDITURE' HAVE THE Non-Voting
MEANINGS SET OUT IN SECTIONS 363 TO 365 OF
THE COMPANIES ACT 2006
19 THAT THE DIRECTORS BE GENERALLY AND Mgmt For For
UNCONDITIONALLY AUTHORISED, PURSUANT TO
SECTION 551 OF THE COMPANIES ACT 2006, TO
ALLOT SHARES IN THE COMPANY, AND TO GRANT
RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY
SECURITY INTO SHARES IN THE COMPANY: I) UP
TO AN AGGREGATE NOMINAL AMOUNT OF GBP
124,494,647; AND II) COMPRISING EQUITY
SECURITIES (AS DEFINED IN SECTION 560(1) OF
THE COMPANIES ACT 2006) UP TO AN AGGREGATE
NOMINAL AMOUNT OF GBP 248,989,295
(INCLUDING WITHIN SUCH LIMIT ANY SHARES
ISSUED OR RIGHTS GRANTED UNDER PARAGRAPH I)
ABOVE) IN CONNECTION WITH AN OFFER BY WAY
OF A RIGHTS ISSUE: A) TO ORDINARY
SHAREHOLDERS IN PROPORTION (AS NEARLY AS
MAY BE PRACTICABLE) TO THEIR EXISTING
HOLDINGS; AND B) TO HOLDERS OF OTHER EQUITY
SECURITIES AS REQUIRED BY THE RIGHTS OF
THOSE SECURITIES OR, IF THE DIRECTORS
CONSIDER IT NECESSARY, AS CONTD
CONT CONTD PERMITTED BY THE RIGHTS OF THOSE Non-Voting
SECURITIES, AND SO THAT THE DIRECTORS MAY
IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE
ANY ARRANGEMENTS WHICH THEY CONSIDER
NECESSARY OR APPROPRIATE TO DEAL WITH
TREASURY SHARES, FRACTIONAL ENTITLEMENTS,
RECORD DATES, LEGAL, REGULATORY OR
PRACTICAL PROBLEMS IN, OR UNDER THE LAWS
OF, ANY TERRITORY OR ANY OTHER MATTER. SUCH
AUTHORITY SHALL APPLY (UNLESS PREVIOUSLY
RENEWED, VARIED OR REVOKED BY THE COMPANY
IN GENERAL MEETING) UNTIL THE CONCLUSION OF
THE NEXT AGM OF THE COMPANY (OR IF EARLIER,
UNTIL THE CLOSE OF BUSINESS ON 1 AUGUST
2015), BUT IN EACH CASE, SO THAT THE
COMPANY MAY MAKE OFFERS OR ENTER INTO ANY
AGREEMENTS DURING THIS PERIOD WHICH WOULD
OR MIGHT REQUIRE RELEVANT SECURITIES TO BE
ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR
CONVERT ANY SECURITY SHARES INTO SHARES TO
BE GRANTED CONTD
CONT CONTD AFTER EXPIRY OF THIS AUTHORITY AND Non-Voting
THE DIRECTORS MAY ALLOT RELEVANT SECURITIES
AND GRANT SUCH RIGHTS IN PURSUANCE OF THAT
OFFER OR AGREEMENT AS IF THIS AUTHORITY HAD
NOT EXPIRED
20 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
19, THE DIRECTORS BE AND ARE HEREBY
GENERALLY AND UNCONDITIONALLY EMPOWERED
PURSUANT TO SECTION 570 OF THE COMPANIES
ACT 2006 TO ALLOT EQUITY SECURITIES (AS
DEFINED IN SECTION 560(2) OF THE COMPANIES
ACT 2006) FOR CASH UNDER THE AUTHORITY
GIVEN BY THAT RESOLUTION AND/OR WHERE THE
ALLOTMENT IS TREATED AS AN ALLOTMENT OF
EQUITY SECURITIES UNDER SECTION 560(3) OF
THE COMPANIES ACT 2006, AS IF SECTION 561
OF THE COMPANIES ACT 2006 DID NOT APPLY TO
SUCH ALLOTMENT, PROVIDED THAT THIS POWER
SHALL BE LIMITED: I) IN THE CASE OF THE
AUTHORITY GRANTED UNDER PARAGRAPH I) OF
RESOLUTION 19, TO THE ALLOTMENT (OTHERWISE
THAN UNDER PARAGRAPH I) ABOVE) OF EQUITY
SECURITIES UP TO A NOMINAL VALUE OF GBP
18,674,197; II) TO THE ALLOTMENT OF EQUITY
SECURITIES IN CONNECTION WITH AN OFFER OF
EQUITY CONTD
CONT CONTD SECURITIES (BUT IN CASE OF THE Non-Voting
AUTHORITY GRANTED UNDER PARAGRAPH II) OF
RESOLUTION 19, BY WAY OF A RIGHTS ISSUE
ONLY): A) TO ORDINARY SHAREHOLDERS IN
PROPORTION (AS NEARLY AS MAY BE
PRACTICABLE) TO THEIR RESPECTIVE EXISTING
HOLDINGS; AND B) TO HOLDERS OF OTHER EQUITY
SECURITIES, AS REQUIRED BY THE RIGHTS OF
THOSE SECURITIES OR, AS THE DIRECTORS
OTHERWISE CONSIDER NECESSARY, AND SO THAT
THE DIRECTORS MAY IMPOSE ANY LIMITS OR
RESTRICTIONS AND MAKE ANY ARRANGEMENTS
WHICH THEY CONSIDER NECESSARY OR
APPROPRIATE TO DEAL WITH TREASURY SHARES,
FRACTIONAL ENTITLEMENTS, RECORD DATES,
LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN,
OR UNDER THE LAWS OF, ANY TERRITORY OR ANY
OTHER MATTER. SUCH AUTHORITIES SHALL APPLY
UNTIL THE CONCLUSION OF THE NEXT AGM (OR IF
EARLIER, THE CLOSE OF BUSINESS ON 1 AUGUST
2015) BUT IN EACH CASE, SO CONTD
CONT CONTD THAT THE COMPANY MAY MAKE OFFERS OR Non-Voting
ENTER INTO ANY AGREEMENTS DURING THE PERIOD
WHICH WOULD OR MIGHT REQUIRE EQUITY
SECURITIES TO BE ALLOTTED AFTER THE EXPIRY
OF THIS AUTHORITY AND THE DIRECTORS MAY
ALLOT EQUITY SECURITIES IN PURSUANCE OF
THAT OFFER OR AGREEMENT AS IF THIS
AUTHORITY HAD NOT EXPIRED
21 THAT THE COMPANY BE GENERALLY AND Mgmt For For
UNCONDITIONALLY AUTHORISED TO MAKE MARKET
PURCHASES (WITHIN THE MEANING OF SECTION
693(4) OF THE COMPANIES ACT 2006) OF ITS
ORDINARY SHARES OF 15 5/7 PENCE EACH IN THE
CAPITAL OF THE COMPANY PROVIDED THAT: I)
THE MAXIMUM NUMBER OF ORDINARY SHARES THAT
MAY BE PURCHASED UNDER THIS AUTHORITY IS
237,671,600, BEING JUST UNDER 10% OF THE
COMPANY'S ISSUED SHARE CAPITAL AS AT 17
APRIL 2014; II) THE MINIMUM PRICE
(EXCLUSIVE OF ALL EXPENSES) WHICH MAY BE
PAID FOR AN ORDINARY SHARE IS 15 5/7 PENCE;
IIIa) THE MAXIMUM PRICE (EXCLUSIVE OF ALL
EXPENSES) WHICH MAY BE PAID FOR EACH
ORDINARY SHARE IS THE HIGHER OF: THE AMOUNT
EQUAL TO 105% OF THE AVERAGE OF THE MIDDLE
MARKET QUOTATIONS OF AN ORDINARY SHARE OF
THE COMPANY AS DERIVED FROM THE LONDON
STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE
FIVE BUSINESS CONTD
CONT CONTD DAYS IMMEDIATELY PRECEDING THE DAY ON Non-Voting
WHICH THE ORDINARY SHARE IS CONTRACTED TO
BE PURCHASED; AND IIIb) THE AMOUNT EQUAL TO
THE HIGHER OF THE PRICE OF THE LAST
INDEPENDENT TRADE OF AN ORDINARY SHARE AND
THE HIGHEST CURRENT INDEPENDENT BID FOR AN
ORDINARY SHARE AS STIPULATED BY ARTICLE
5(1) OF THE BUY BACK AND STABILISATION
REGULATIONS 2003 (IN EACH CASE EXCLUSIVE OF
ALL EXPENSES); IV) THIS AUTHORITY SHALL
EXPIRE AT THE CONCLUSION OF THE NEXT AGM
(OR, IF EARLIER, THE CLOSE OF BUSINESS ON 1
AUGUST 2015); AND V) A CONTRACT TO PURCHASE
ORDINARY SHARES UNDER THIS AUTHORITY MAY BE
MADE PRIOR TO THE EXPIRY OF THIS AUTHORITY,
AND CONCLUDED IN WHOLE OR IN PART AFTER THE
EXPIRY OF THIS AUTHORITY
22 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt Split 23% For 77% Against Split
GENERAL MEETING MAY BE CALLED ON NOT LESS
THAN 14 CLEAR DAYS' NOTICE
23 THAT WITH EFFECT FROM THE END OF THE Mgmt For For
MEETING THE COMPANY'S ARTICLES OF
ASSOCIATION PRODUCED TO THE MEETING AND
INITIALLED BY THE CHAIRMAN OF THE MEETING
FOR THE PURPOSE OF IDENTIFICATION BE
ADOPTED AS THE ARTICLES OF ASSOCIATION OF
THE COMPANY IN SUBSTITUTION FOR, AND TO THE
EXCLUSION OF, THE EXISTING ARTICLES OF
ASSOCIATION
24 THAT: (I) THE KINGFISHER INCENTIVE SHARE Mgmt For For
PLAN (THE KISP), THE PRINCIPAL TERMS OF
WHICH ARE SUMMARISED ON PAGES 7 TO 9 OF
THIS NOTICE AND THE RULES OF WHICH ARE
PRODUCED TO THE MEETING AND INITIALLED BY
THE CHAIRMAN FOR THE PURPOSE OF
IDENTIFICATION, BE AND IS HEREBY APPROVED
AND THAT THE DIRECTORS BE AUTHORISED TO DO
ALL ACTS AND THINGS WHICH THEY MAY CONSIDER
NECESSARY OR EXPEDIENT TO CARRY THE KISP
INTO EFFECT; (II) THE DIRECTORS BE AND ARE
HEREBY ALSO AUTHORISED TO APPROVE SCHEDULES
TO THE RULES OF THE KISP, MODIFYING THE
RULES OF THE KISP TO APPLY IN ANY OVERSEAS
JURISDICTIONS TO TAKE ACCOUNT OF LOCAL TAX,
EXCHANGE CONTROL OR SECURITIES LAWS,
PROVIDED THAT ANY ORDINARY SHARES MADE
AVAILABLE UNDER SUCH SCHEDULES ARE TREATED
AS COUNTING AGAINST ANY LIMITS ON
INDIVIDUAL OR OVERALL PARTICIPATION IN THE
KISP
--------------------------------------------------------------------------------------------------------------------------
KIRIN HOLDINGS COMPANY,LIMITED Agenda Number: 704996113
--------------------------------------------------------------------------------------------------------------------------
Security: 497350108
Meeting Type: AGM
Meeting Date: 27-Mar-2014
Ticker:
ISIN: JP3258000003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
--------------------------------------------------------------------------------------------------------------------------
KLA-TENCOR CORPORATION Agenda Number: 933880329
--------------------------------------------------------------------------------------------------------------------------
Security: 482480100
Meeting Type: Annual
Meeting Date: 06-Nov-2013
Ticker: KLAC
ISIN: US4824801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
EDWARD W. BARNHOLT Mgmt For For
EMIKO HIGASHI Mgmt For For
STEPHEN P. KAUFMAN Mgmt For For
RICHARD P. WALLACE Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 30,
2014.
3 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 2004 EQUITY INCENTIVE PLAN
TO, AMONG OTHER THINGS, EXTEND THE PLAN'S
EXPIRATION DATE, INCREASE THE NUMBER OF
SHARES RESERVED FOR ISSUANCE UNDER THE PLAN
BY 2,900,000 SHARES AND REAPPROVE THE
MATERIAL TERMS OF THE PLAN FOR PURPOSES OF
SECTION 162(M) OF THE INTERNAL REVENUE CODE
OF 1986 (SECTION 162(M)).
5 REAPPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
COMPANY'S PERFORMANCE BONUS PLAN FOR
PURPOSES OF SECTION 162(M).
--------------------------------------------------------------------------------------------------------------------------
KOITO MANUFACTURING CO.,LTD. Agenda Number: 705353162
--------------------------------------------------------------------------------------------------------------------------
Security: J34899104
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3284600008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE AHOLD NV, AMSTERDAM Agenda Number: 704888986
--------------------------------------------------------------------------------------------------------------------------
Security: N0139V142
Meeting Type: EGM
Meeting Date: 21-Jan-2014
Ticker:
ISIN: NL0006033250
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening Non-Voting
2 a. Amendment of the Articles of Mgmt For For
Association, among other things, to
increase the nominal value of the common
shares Proposal to, among other things,
increase the nominal value of the common
shares. b. Amendment of the Articles of
Association, among other things, to
consolidate the common shares Proposal to,
among other things, consolidate the common
shares according to a consolidation ratio
to be determined later. c. Amendment of the
Articles of Association, among other
things, to reduce the issued capital by
decreasing the nominal value of the common
shares and the nominal value of the
cumulative preferred financing shares
Proposal to, among other things, decrease
the nominal value of the common shares and
decrease the nominal value of the
cumulative preferred financing shares
3 Closing Non-Voting
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE AHOLD NV, AMSTERDAM Agenda Number: 705004529
--------------------------------------------------------------------------------------------------------------------------
Security: N0139V142
Meeting Type: AGM
Meeting Date: 16-Apr-2014
Ticker:
ISIN: NL0006033250
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening Non-Voting
2 Report of the Management Board for Non-Voting
financial year 2013
3 Explanation of policy on additions to Non-Voting
reserves and dividends
4 Explanation of remuneration policy Non-Voting
Management Board
5 Proposal to adopt 2013 financial statements Mgmt For For
6 Proposal to determine the dividend over Mgmt For For
financial year 2013: It is proposed that a
dividend over the fiscal year 2013 will be
declared at EUR 0,47 per ordinary share.
The dividend will be paid on 2 May 2014
7 Discharge of liability of the members of Mgmt For For
the Management Board
8 Discharge of liability of the members of Mgmt For For
the Supervisory Board
9 Proposal to appoint Mr. L.J. Hijmans van Mgmt For For
den Bergh for a new term as a member of the
Management Board, with effect from April
16, 2014
10 Proposal to appoint Mrs. J.A. Sprieser for Mgmt For For
a new term as a member of the Supervisory
Board, with effect from April 16, 2014
11 Proposal to appoint Mr. D.R. Hooft Mgmt For For
Graafland as a member of the Supervisory
Board, with effect from January 1, 2015
12 Proposal to amend the remuneration of the Mgmt For For
Supervisory Board
13 Appointment Auditor: Proposal to appoint Mgmt For For
PricewaterhouseCoopers Accountants N.V. as
external auditor of the Company for
financial year 2014
14 Authorization to issue shares: Proposal to Mgmt For For
authorize the Corporate Executive Board for
a period of 18 months, i.e. until and
including October 16, 2015, to issue common
shares or grant rights to acquire common
shares up to a maximum of 10% of the issued
share capital, subject to the approval of
the Supervisory Board
15 Authorization to restrict or exclude Mgmt For For
pre-emptive rights: Proposal to authorize
the Corporate Executive Board for a period
of 18 months, i.e. until and including
October 16, 2015, to restrict or exclude,
subject to the approval of the Supervisory
Board, pre-emptive rights in relation to
the issue of common shares or the granting
of rights to acquire common shares
16 Authorization to acquire shares: Proposal Mgmt For For
to authorize the Corporate Executive Board
for a period of 18 months, i.e. until and
including October 16, 2015, to acquire
shares in the Company, subject to the
approval of the Supervisory Board, up to a
maximum of 10% of the issued share capital
at the date of acquisition. Shares may be
acquired at the stock exchange or
otherwise, at a price (i) for common shares
between par value and 110% of the opening
price at Euronext Amsterdam N.V. at the
date of the acquisition, and (ii) for the
cumulative preferred financing shares
between par value and 110% of the amount
paid up (including share premium) on the
relevant shares, provided that the Company
together with its subsidiaries will not
hold more than 10% of the issued share
capital in the Company
17 Cancellation of common shares: Proposal to Mgmt For For
cancel common shares in the share capital
of the Company held or to be acquired by
the Company. The number of shares that will
be cancelled shall be determined by the
Corporate Executive Board.
18 Closing Non-Voting
CMMT 18 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 6. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE VOPAK N.V., ROTTERDAM Agenda Number: 705032768
--------------------------------------------------------------------------------------------------------------------------
Security: N5075T159
Meeting Type: AGM
Meeting Date: 23-Apr-2014
Ticker:
ISIN: NL0009432491
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 293643 DUE TO CHANGE IN VOTING
STATUS OF RESOLUTIONS 3 AND 5. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1 Opening Non-Voting
2 Discussion of the report of the Executive Non-Voting
Board on the 2013 financial year
3 Implementation of the remuneration policy Non-Voting
for the 2013 financial year
4 Discussion and adoption of the financial Mgmt For For
statements for the 2013 financial year
5 Explanation of policy on additions to Non-Voting
reserves and dividends
6 Proposed distribution of dividend for the Mgmt For For
2013 financial year : EUR 0.90 per share
7 Discharge from liability of the members of Mgmt For For
the Executive Board for the performance of
their duties in the 2013 financial year
8 Discharge from liability of the members of Mgmt For For
the Supervisory Board for the performance
of their duties in the 2013 financial year
9 Re-appointment of Mr. E.M. Hoekstra as Mgmt For For
member of the Executive Board
10 Re-appointment of Mr. F. Eulderink as Mgmt For For
member of the Executive Board
11 Re-appointment of Mr. C.J. van den Driest Mgmt Against Against
as member of the Supervisory Board
12 Proposal to authorize the Executive Board Mgmt For For
to acquire ordinary shares
13 Proposal to cancel the cumulative financing Mgmt For For
preference shares issued in 2009
14 Appointment of Deloitte Accountants B.V. as Mgmt For For
the external auditor for the 2015 financial
year
15 Any other business Non-Voting
16 Closing Non-Voting
CMMT 18 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION IN TEXT OF
RESOLUTION NO 6. IF YOU HAVE ALREADY SENT
IN YOUR VOTES FOR MID: 294126, PLEASE DO
NOT REVOTE ON THIS MEETING UNLESS YOU
DECIDE TO AMEND YOUR INSTRUCTIONS.
--------------------------------------------------------------------------------------------------------------------------
L'OREAL S.A., PARIS Agenda Number: 705078625
--------------------------------------------------------------------------------------------------------------------------
Security: F58149133
Meeting Type: MIX
Meeting Date: 17-Apr-2014
Ticker:
ISIN: FR0000120321
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 284293 DUE TO ADDITION OF
RESOLUTION "14". ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0328/201403281400825.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
014/0312/201403121400516.pdf
O.1 Approval of the annual corporate financial Mgmt For For
statements for the 2013 financial year
O.2 Approval of the consolidated financial Mgmt For For
statements for the 2013 financial year
O.3 Allocation of income for the 2013 financial Mgmt For For
year and setting the dividend
O.4 Appointment of Mrs. Belen Garijo as Board Mgmt For For
member
O.5 Renewal of term of Mr. Jean-Paul Agon as Mgmt For For
Board member
O.6 Renewal of term of Mr. Xavier Fontanet as Mgmt For For
Board member
O.7 Setting the amount of attendance allowances Mgmt For For
to be allocated to the Board of Directors
O.8 Review of the compensation owed or paid to Mgmt For For
Mr. Jean-Paul Agon, CEO for the 2013
financial year
O.9 Authorization to be granted to the Board of Mgmt For For
Directors to allow the Company to purchase
its own shares
O.10 Approval of the purchase agreement on the Mgmt For For
acquisition by L'Oreal of 48,500,000
L'Oreal shares from Nestle representing 8%
of capital within the regulated agreements
procedure
E.11 Capital reduction by cancellation of shares Mgmt For For
acquired by the Company pursuant to
Articles L.225+209 and L.225-208 of the
Commercial Code
E.12 Amendment to the bylaws to specify the Mgmt For For
conditions under which the directors
representing employees will be appointed
E.13 Powers to carry out all legal formalities Mgmt For For
O.14 Approve transaction re: sale by l'Oreal of Mgmt For For
its entire stake in Galderma group
companies to nestle
--------------------------------------------------------------------------------------------------------------------------
L-3 COMMUNICATIONS HOLDINGS, INC. Agenda Number: 933945896
--------------------------------------------------------------------------------------------------------------------------
Security: 502424104
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: LLL
ISIN: US5024241045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANN E. DUNWOODY Mgmt For For
1B. ELECTION OF DIRECTOR: VINCENT PAGANO, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: H. HUGH SHELTON Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL T. STRIANESE Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. APPROVE, IN A NON-BINDING, ADVISORY VOTE, Mgmt For For
THE COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS.
4. APPROVE A SHAREHOLDER PROPOSAL REGARDING Shr Against For
EQUITY RETENTION BY SENIOR EXECUTIVES, IF
PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
LANDSTAR SYSTEM, INC. Agenda Number: 933973338
--------------------------------------------------------------------------------------------------------------------------
Security: 515098101
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: LSTR
ISIN: US5150981018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID G. BANNISTER Mgmt For For
MICHAEL A. HENNING Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
3 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
LAS VEGAS SANDS CORP. Agenda Number: 933999661
--------------------------------------------------------------------------------------------------------------------------
Security: 517834107
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: LVS
ISIN: US5178341070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES D. FORMAN Mgmt For For
GEORGE JAMIESON Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLC AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDED DECEMBER 31, 2014
3. TO APPROVE THE EXTENSION OF THE TERM OF THE Mgmt For For
LAS VEGAS SANDS CORP. 2004 EQUITY AWARD
PLAN
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
LASALLE HOTEL PROPERTIES Agenda Number: 933928167
--------------------------------------------------------------------------------------------------------------------------
Security: 517942108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: LHO
ISIN: US5179421087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL D. BARNELLO Mgmt For For
DONALD A. WASHBURN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt Against Against
AMENDED AND RESTATED DECLARATION OF TRUST
TO DECLASSIFY THE BOARD OF TRUSTEES.
5. TO APPROVE THE LASALLE HOTEL PROPERTIES Mgmt For For
2014 EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
LATAM AIRLINES GROUP S.A. Agenda Number: 933979330
--------------------------------------------------------------------------------------------------------------------------
Security: 51817R106
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: LFL
ISIN: US51817R1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE ANNUAL REPORT, BALANCE Mgmt For For
SHEET AND FINANCIAL STATEMENTS OF THE
COMPANY.
2. ELECTION OF MEMBERS OF THE BOARD OF Mgmt Abstain Against
DIRECTORS.
3. THE COMPENSATION TO BE PAID TO THE Mgmt Abstain Against
COMPANY'S BOARD OF DIRECTORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
4. THE COMPENSATION TO BE PAID TO THE Mgmt Abstain Against
COMPANY'S AUDIT COMMITTEE AND ITS BUDGET
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2014.
5. THE APPOINTMENT OF THE EXTERNAL AUDITING Mgmt For For
FIRM AND RISK RATING AGENCIES FOR THE
COMPANY; AND THE REPORTS ON THE MATTERS
INDICATED IN SECTION XVI OF COMPANIES LAW
18,046.
6. INFORMATION ON THE COST OF PROCESSING, Mgmt For For
PRINTING AND SENDING THE INFORMATION
INDICATED IN CIRCULAR 1816 OF THE
SECURITIES AND INSURANCE COMMISSION.
7. DESIGNATION OF THE NEWSPAPER IN WHICH THE Mgmt For For
COMPANY WILL MAKE PUBLICATIONS.
8. OTHER MATTERS OF CORPORATE INTEREST WITHIN Mgmt Against Against
THE PURVIEW OF A REGULAR SHAREHOLDERS
MEETING OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
LEGRAND SA, LIMOGES Agenda Number: 705115574
--------------------------------------------------------------------------------------------------------------------------
Security: F56196185
Meeting Type: MIX
Meeting Date: 27-May-2014
Ticker:
ISIN: FR0010307819
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 05 MAY 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0404/201404041400965.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0505/201405051401594.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31ST, 2013
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31ST, 2013
O.3 ALLOCATION OF INCOME AND SETTING THE Mgmt For For
DIVIDEND
O.4 RENEWAL OF TERM OF MR. OLIVIER BAZIL AS Mgmt For For
BOARD MEMBER
O.5 RENEWAL OF TERM OF MR. FRANCOIS GRAPPOTTE Mgmt For For
AS BOARD MEMBER
O.6 RENEWAL OF TERM OF MR. DONGSHENG LI AS Mgmt For For
BOARD MEMBER
O.7 RENEWAL OF TERM OF MR. GILLES SCHNEPP AS Mgmt For For
BOARD MEMBER
O.8 ADVISORY REVIEW OF THE COMPENSATION OWED OR Mgmt For For
PAID TO MR. GILLES SCHNEPP, PRESIDENT AND
CEO FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31ST, 2013
O.9 SETTING THE AMOUNT OF ATTENDANCE ALLOWANCES Mgmt For For
TO BE ALLOCATED TO THE BOARD OF DIRECTORS
O.10 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO ALLOW THE COMPANY TO TRADE IN
ITS OWN SHARES
E.11 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE CAPITAL BY CANCELLATION
OF TREASURY SHARES
E.12 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE TO ISSUE
COMMON SHARES OR SECURITIES GIVING ACCESS
TO CAPITAL OR ENTITLING TO THE ALLOTMENT OF
DEBT SECURITIES WHILE MAINTAINING
PREFERENTIAL SUBSCRIPTION RIGHTS
E.13 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE TO ISSUE
COMMON SHARES OR SECURITIES GIVING ACCESS
TO CAPITAL OR ENTITLING TO THE ALLOTMENT OF
DEBT SECURITIES VIA PUBLIC OFFERING WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS
E.14 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE TO ISSUE
COMMON SHARES OR SECURITIES GIVING ACCESS
TO CAPITAL OR ENTITLING TO THE ALLOTMENT OF
DEBT SECURITIES VIA AN OFFER PURSUANT TO
ARTICLE L.411-2, II OF THE MONETARY AND
FINANCIAL CODE (PRIVATE PLACEMENT) WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS
E.15 OPTION TO INCREASE THE AMOUNT OF ISSUANCES Mgmt For For
CARRIED OUT WITH OR WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHTS, IN CASE OF
OVERSUBSCRIPTION
E.16 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE TO INCREASE
CAPITAL BY INCORPORATION OF RESERVES,
PROFITS, PREMIUMS OR OTHER AMOUNTS FOR
WHICH CAPITALIZATION IS ALLOWED
E.17 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE TO ISSUE
SHARES OR SECURITIES GIVING ACCESS TO
CAPITAL WITH CANCELLATION OF SHAREHOLDERS'
PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR
OF MEMBERS OF A COMPANY'S OR GROUP'S
SAVINGS PLAN
E.18 DELEGATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE COMMON SHARES OR
SECURITIES ENTITLING TO SHARES, IN
CONSIDERATION FOR IN-KIND CONTRIBUTIONS
GRANTED TO THE COMPANY AND COMPRISED OF
EQUITY SECURITIES OR SECURITIES GIVING
ACCESS TO CAPITAL, WITH CANCELLATION OF
SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION
RIGHTS IN FAVOR OF HOLDERS OF EQUITY
SECURITIES OR SECURITIES OF THE IN-KIND
CONTRIBUTIONS
E.19 AGGREGATE CEILING ON THE DELEGATIONS OF Mgmt For For
AUTHORITY REFERRED TO IN THE TWELFTH,
THIRTEENTH, FOURTEENTH, FIFTEENTH,
SEVENTEENTH AND EIGHTEENTH RESOLUTIONS
E.20 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LI & FUNG LTD Agenda Number: 705140957
--------------------------------------------------------------------------------------------------------------------------
Security: G5485F169
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: BMG5485F1692
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0409/LTN20140409638.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0409/LTN20140409656.pdf
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED ACCOUNTS AND REPORTS OF THE
DIRECTORS AND THE AUDITORS FOR THE YEAR
ENDED 31 DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND OF 34 HK CENTS Mgmt For For
PER SHARE
3.a TO RE-ELECT Dr WILLIAM FUNG KWOK LUN AS Mgmt For For
DIRECTOR
3.b TO RE-ELECT Mr ALLAN WONG CHI YUN AS Mgmt For For
DIRECTOR
3.c TO RE-ELECT Mr PAUL EDWARD SELWAY-SWIFT AS Mgmt For For
DIRECTOR
4 TO FIX THE DIRECTORS' FEES Mgmt For For
5 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITORS AND TO AUTHORISE THE DIRECTORS TO
FIX THEIR REMUNERATION
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE THE COMPANY'S SHARES UP TO
10%
7 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES UP TO 10%
8 TO ADOPT SHARE OPTION SCHEME Mgmt Against Against
9 TO APPROVE THE SHARE PREMIUM REDUCTION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LIBERTY GLOBAL PLC. Agenda Number: 934017155
--------------------------------------------------------------------------------------------------------------------------
Security: G5480U104
Meeting Type: Annual
Meeting Date: 26-Jun-2014
Ticker: LBTYA
ISIN: GB00B8W67662
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ELECT MIRANDA CURTIS AS A DIRECTOR OF Mgmt Against Against
LIBERTY GLOBAL FOR A TERM EXPIRING AT THE
ANNUAL GENERAL MEETING TO BE HELD IN 2017.
2. TO ELECT JOHN W. DICK AS A DIRECTOR OF Mgmt Against Against
LIBERTY GLOBAL FOR A TERM EXPIRING AT THE
ANNUAL GENERAL MEETING TO BE HELD IN 2017.
3. TO ELECT J.C. SPARKMAN AS A DIRECTOR OF Mgmt Against Against
LIBERTY GLOBAL FOR A TERM EXPIRING AT THE
ANNUAL GENERAL MEETING TO BE HELD IN 2017.
4. TO ELECT J. DAVID WARGO AS A DIRECTOR OF Mgmt Against Against
LIBERTY GLOBAL FOR A TERM EXPIRING AT THE
ANNUAL GENERAL MEETING TO BE HELD IN 2017.
5. TO APPROVE THE DIRECTORS' COMPENSATION Mgmt For For
POLICY CONTAINED IN APPENDIX A OF LIBERTY
GLOBAL'S PROXY STATEMENT FOR THE 2014
ANNUAL GENERAL MEETING OF SHAREHOLDERS (IN
ACCORDANCE WITH REQUIREMENTS APPLICABLE TO
UNITED KINGDOM (U.K.) COMPANIES) TO BE
EFFECTIVE AS OF THE DATE OF THE 2014 ANNUAL
GENERAL MEETING OF SHAREHOLDERS.
6. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN LIBERTY GLOBAL'S
PROXY STATEMENT FOR THE 2014 ANNUAL GENERAL
MEETING OF SHAREHOLDERS PURSUANT TO THE
COMPENSATION DISCLOSURE RULES OF THE
SECURITIES AND EXCHANGE COMMISSION,
INCLUDING THE COMPENSATION DISCUSSION AND
ANALYSIS SECTION, THE SUMMARY COMPENSATION
TABLE AND OTHER RELATED TABLES AND
DISCLOSURE.
7. THE OPTION OF ONCE EVERY ONE YEAR, TWO Mgmt 1 Year Against
YEARS, OR THREE YEARS THAT RECEIVES A
MAJORITY OF THE AFFIRMATIVE VOTES CAST FOR
THIS RESOLUTION WILL BE DETERMINED TO BE
THE FREQUENCY FOR THE ADVISORY VOTE ON THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED PURSUANT TO THE
SECURITIES AND EXCHANGE COMMISSION'S
COMPENSATION DISCLOSURE RULES.
8. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
ANNUAL REPORT ON THE IMPLEMENTATION OF THE
DIRECTORS' COMPENSATION POLICY FOR THE YEAR
ENDED DECEMBER 31, 2013, CONTAINED IN
APPENDIX A OF THE PROXY STATEMENT (IN
ACCORDANCE WITH REQUIREMENTS APPLICABLE TO
U.K. COMPANIES).
9. TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
(U.S.) AS LIBERTY GLOBAL'S INDEPENDENT
AUDITOR FOR THE YEAR ENDING DECEMBER 31,
2014.
10. TO APPOINT KPMG LLP (U.K.) AS LIBERTY Mgmt For For
GLOBAL'S U.K. STATUTORY AUDITOR UNDER THE
U.K. COMPANIES ACT 2006 (TO HOLD OFFICE
UNTIL THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING AT WHICH ACCOUNTS ARE LAID
BEFORE LIBERTY GLOBAL).
11. TO AUTHORIZE THE AUDIT COMMITTEE OF LIBERTY Mgmt For For
GLOBAL'S BOARD OF DIRECTORS TO DETERMINE
THE U.K. STATUTORY AUDITOR'S COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
LIFE HEALTHCARE GROUP HOLDINGS LIMITED Agenda Number: 704897240
--------------------------------------------------------------------------------------------------------------------------
Security: S4682C100
Meeting Type: AGM
Meeting Date: 30-Jan-2014
Ticker:
ISIN: ZAE000145892
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 Approval of the annual financial statements Mgmt For For
for the year ended 30 September 2013
O.2.1 Re-election of director: FA du Plessis Mgmt For For
O.2.2 Re-election of director: JK Netshitenzhe Mgmt For For
O.2.3 Re-election of director: ME Jacobs Mgmt For For
O.2.4 Re-election of director: RT Vice Mgmt For For
O.3 Re-appointment of external auditors: Mgmt For For
PricewaterhouseCoopers Inc., as nominated
by the Company's audit committee as
independent auditors of the Company and the
Group; and FJ Lombard as the designated
audit partner, for the financial year
ending 30 September 2014 be approved
O.4.1 Appointment of Group audit committee member Mgmt For For
subject, where necessary, to their
reappointment as director of the Company in
terms of the resolutions in paragraph 2
above: PJ Golesworthy (chairman)
O.4.2 Appointment of Group audit committee member Mgmt For For
subject, where necessary, to their
reappointment as director of the Company in
terms of the resolutions in paragraph 2
above: FA du Plessis
O.4.3 Appointment of Group audit committee member Mgmt For For
subject, where necessary, to their
reappointment as director of the Company in
terms of the resolutions in paragraph 2
above: LM Mojela
O.4.4 Appointment of Group audit committee member Mgmt For For
subject, where necessary, to their
reappointment as director of the Company in
terms of the resolutions in paragraph 2
above: RT Vice (with effect from 1 February
2014)
O.5 Approval of remuneration policy Mgmt For For
O.6 Remuneration of auditors Mgmt For For
O.7 Placement of authorised but unissued shares Mgmt Against Against
under the control of the directors
O.8 Authority for a director to sign necessary Mgmt For For
documents
S.9 General authority to repurchase Company Mgmt For For
shares
S.10 Approval of non-executive directors' Mgmt For For
remuneration
S.11 General authority to provide financial Mgmt For For
assistance to related and inter-related
companies
S.12 Replacement of the memorandum of Mgmt For For
incorporation
--------------------------------------------------------------------------------------------------------------------------
LIGAND PHARMACEUTICALS INCORPORATED Agenda Number: 933990310
--------------------------------------------------------------------------------------------------------------------------
Security: 53220K504
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: LGND
ISIN: US53220K5048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JASON M. ARYEH Mgmt For For
TODD C. DAVIS Mgmt For For
JOHN L. HIGGINS Mgmt For For
DAVID M. KNOTT Mgmt For For
JOHN W. KOZARICH Mgmt For For
JOHN L. LAMATTINA Mgmt For For
SUNIL PATEL Mgmt For For
STEPHEN L. SABBA Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED ACCOUNTING FIRM.
3. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Shr Against For
OF A STOCKHOLDER PROPOSAL REGARDING THE
ENGAGEMENT OF AN INVESTMENT BANKING FIRM TO
EFFECTUATE A SPIN-OFF OF THE COMPANY'S
CHEMICAL ENTITY RESEARCH & DEVELOPMENT
BUSINESS INTO A SEPARATELY TRADED PUBLIC
COMPANY.
--------------------------------------------------------------------------------------------------------------------------
LLOYDS BANKING GROUP PLC, EDINBURGH Agenda Number: 705122252
--------------------------------------------------------------------------------------------------------------------------
Security: G5533W248
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: GB0008706128
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS AND THE Mgmt For For
REPORTS OF THE DIRECTORS AND OF THE
AUDITORS FOR THE YEAR ENDED 31 DECEMBER
2013
2 TO ELECT MR J COLOMBAS AS A DIRECTOR OF THE Mgmt For For
COMPANY
3 TO ELECT MR D D J JOHN AS A DIRECTOR OF THE Mgmt For For
COMPANY
4 TO RE-ELECT LORD BLACKWELL AS A DIRECTOR OF Mgmt For For
THE COMPANY
5 TO RE-ELECT MR M G CULMER AS A DIRECTOR OF Mgmt For For
THE COMPANY
6 TO RE-ELECT MS C J FAIRBAIRN AS A DIRECTOR Mgmt For For
OF THE COMPANY
7 TO RE-ELECT MS A M FREW AS A DIRECTOR OF Mgmt For For
THE COMPANY
8 TO RE-ELECT MR A HORTA-OSORIO AS A DIRECTOR Mgmt For For
OF THE COMPANY
9 TO RE-ELECT MR N L LUFF AS A DIRECTOR OF Mgmt For For
THE COMPANY
10 TO RE-ELECT MR D L ROBERTS AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO RE-ELECT MR A WATSON AS A DIRECTOR OF Mgmt For For
THE COMPANY
12 TO RE-ELECT MS S V WELLER AS A DIRECTOR OF Mgmt For For
THE COMPANY
13 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS OF THE COMPANY, TO HOLD OFFICE
UNTIL THE CONCLUSION OF THE NEXT GENERAL
MEETING AT WHICH ACCOUNTS ARE LAID BEFORE
THE COMPANY
14 TO AUTHORISE THE AUDIT COMMITTEE TO SET THE Mgmt For For
REMUNERATION OF THE COMPANY'S AUDITORS
15 AUTHORITY FOR THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE POLITICAL DONATIONS OR
INCUR POLITICAL EXPENDITURE
16 DIRECTORS' AUTHORITY TO ALLOT SHARES Mgmt Split 43% For 57% Against Split
17 DIRECTORS' AUTHORITY TO ALLOT SHARES IN Mgmt Split 43% For 57% Against Split
RELATION TO THE ISSUE OF REGULATORY CAPITAL
CONVERTIBLE INSTRUMENTS
18 AUTHORITY TO INTRODUCE A SCRIP DIVIDEND Mgmt For For
PROGRAMME
19 REMUNERATION POLICY SECTION OF THE Mgmt For For
DIRECTORS' REMUNERATION REPORT
20 IMPLEMENTATION REPORT SECTION OF THE Mgmt For For
DIRECTORS' REMUNERATION REPORT
21 VARIABLE COMPONENT OF REMUNERATION FOR CODE Mgmt For For
STAFF
22 AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt For For
23 LIMITED DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS
24 LIMITED DISAPPLICATION OF PRE-EMPTION Mgmt Split 43% For 57% Against Split
RIGHTS IN RELATION TO THE ISSUE OF
REGULATORY CAPITAL CONVERTIBLE INSTRUMENTS
25 AUTHORITY TO PURCHASE ORDINARY SHARES Mgmt For For
26 AUTHORITY TO PURCHASE PREFERENCE SHARES Mgmt For For
27 NOTICE PERIOD Mgmt For For
28 RELATED PARTY AND CLASS 1 TRANSACTION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LOJAS RENNER SA, PORTO ALEGRE Agenda Number: 705027870
--------------------------------------------------------------------------------------------------------------------------
Security: P6332C102
Meeting Type: AGM
Meeting Date: 17-Apr-2014
Ticker:
ISIN: BRLRENACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 Examine, discuss and vote on the management Mgmt No vote
accounts and financial statements for the
fiscal year ending December 31 2013
2 Examine, discuss and vote the proposal for Mgmt No vote
the allocation of net income for the fiscal
year and the distribution of dividends
3 Establish the number of members of the Mgmt No vote
board of directors
4 Elect the members of the board of directors Mgmt No vote
5 Establish the amount of compensation of the Mgmt No vote
members of management
6 Establish the number of members of the Mgmt No vote
fiscal council
7 Elect the members of the fiscal council Mgmt No vote
8 Establish the amount of compensation of the Mgmt No vote
members of the fiscal council
CMMT 17 MAR 2014: PLEASE NOTE THAT SHAREHOLDERS Non-Voting
SUBMITTING A VOTE TO ELECT A MEMBER MUST
INCLUDE THE NAME OF THE CANDIDATE TO BE
ELECTED. IF INSTRUCTIONS TO VOTE ON THIS
ITEM IS RECEIVED WITHOUT A CANDIDATE'S
NAME, YOUR VOTE WILL BE PROCESSED IN FAVOR
OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
CMMT 17 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
LULULEMON ATHLETICA INC. Agenda Number: 934005869
--------------------------------------------------------------------------------------------------------------------------
Security: 550021109
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: LULU
ISIN: US5500211090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MICHAEL CASEY Mgmt For For
ROANN COSTIN Mgmt For For
LAURENT POTDEVIN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 1,
2015.
3. TO ADOPT A NON-BINDING RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF THE COMPANY'S
EXECUTIVE OFFICERS.
4. TO APPROVE THE ADOPTION OF THE LULULEMON Mgmt For For
ATHLETICA INC. 2014 EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
MACQUARIE GROUP LTD, SYDNEY NSW Agenda Number: 704838284
--------------------------------------------------------------------------------------------------------------------------
Security: Q57085104
Meeting Type: OGM
Meeting Date: 12-Dec-2013
Ticker:
ISIN: AU000000MQG1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the Constitution of Macquarie Group Mgmt For For
Limited is amended by substituting articles
15.6 and 15.7 in the Schedule to the
Explanatory Memorandum dated 1 November
2013 for the existing articles 15.6 and
15.7 of the Constitution, such amendment to
take immediate effect
2 Approval of Capital Return Mgmt For For
3 Approval of Consolidation Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MANHATTAN ASSOCIATES, INC. Agenda Number: 933985117
--------------------------------------------------------------------------------------------------------------------------
Security: 562750109
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: MANH
ISIN: US5627501092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRIAN J. CASSIDY Mgmt For For
EDDIE CAPEL Mgmt For For
2. NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
4. AMENDMENT TO ARTICLE TWO OF THE COMPANY'S Mgmt For For
ARTICLES OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 100,000,000 TO 200,000,000 SHARES.
--------------------------------------------------------------------------------------------------------------------------
MARKS AND SPENCER GROUP PLC Agenda Number: 704591230
--------------------------------------------------------------------------------------------------------------------------
Security: G5824M107
Meeting Type: AGM
Meeting Date: 09-Jul-2013
Ticker:
ISIN: GB0031274896
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive Annual Report and Accounts Mgmt For For
2 Approve the Remuneration report Mgmt For For
3 Declare final dividend Mgmt For For
4 Elect Patrick Bousquet-Chavanne Mgmt For For
5 Elect Andy Halford Mgmt For For
6 Elect Steve Rowe Mgmt For For
7 Re-elect Vindi Banga Mgmt For For
8 Re-elect Marc Bolland Mgmt For For
9 Re-elect Miranda Curtis Mgmt For For
10 Re-elect John Dixon Mgmt For For
11 Re-elect Martha Lane Fox Mgmt For For
12 Re-elect Steven Holliday Mgmt For For
13 Re-elect Jan du Plessis Mgmt For For
14 Re-elect Alan Stewart Mgmt For For
15 Re-elect Robert Swannell Mgmt For For
16 Re-elect Laura Wade Gery Mgmt For For
17 Re-appoint PwC as auditors Mgmt For For
18 Authorise Audit Committee to determine Mgmt For For
auditors remuneration
19 Authorise allotment of shares Mgmt For For
20 Disapply pre-emption rights Mgmt For For
21 Authorise purchase of own shares Mgmt For For
22 Call general meetings on 14 days notice Mgmt Against Against
23 Authorise the Company, and its Mgmt For For
subsidiaries, to make political donations
--------------------------------------------------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC. Agenda Number: 933954629
--------------------------------------------------------------------------------------------------------------------------
Security: 571748102
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: MMC
ISIN: US5717481023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: OSCAR FANJUL Mgmt For For
1B. ELECTION OF DIRECTOR: DANIEL S. GLASER Mgmt For For
1C. ELECTION OF DIRECTOR: H. EDWARD HANWAY Mgmt For For
1D. ELECTION OF DIRECTOR: LORD LANG OF MONKTON Mgmt For For
1E. ELECTION OF DIRECTOR: ELAINE LA ROCHE Mgmt For For
1F. ELECTION OF DIRECTOR: STEVEN A. MILLS Mgmt For For
1G. ELECTION OF DIRECTOR: BRUCE P. NOLOP Mgmt For For
1H. ELECTION OF DIRECTOR: MARC D. OKEN Mgmt For For
1I. ELECTION OF DIRECTOR: MORTON O. SCHAPIRO Mgmt For For
1J. ELECTION OF DIRECTOR: ADELE SIMMONS Mgmt For For
1K. ELECTION OF DIRECTOR: LLOYD M. YATES Mgmt For For
1L. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. ADVISORY (NONBINDING) VOTE TO APPROVE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION
3. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC. Agenda Number: 933881802
--------------------------------------------------------------------------------------------------------------------------
Security: 57772K101
Meeting Type: Annual
Meeting Date: 13-Nov-2013
Ticker: MXIM
ISIN: US57772K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TUNC DOLUCA Mgmt For For
B. KIPLING HAGOPIAN Mgmt For For
JAMES R. BERGMAN Mgmt For For
JOSEPH R. BRONSON Mgmt For For
ROBERT E. GRADY Mgmt For For
WILLIAM D. WATKINS Mgmt For For
A.R. FRANK WAZZAN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS MAXIM INTEGRATED'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 28,
2014.
3. TO RATIFY AND APPROVE AN AMENDMENT TO MAXIM Mgmt For For
INTEGRATED'S 2008 EMPLOYEE STOCK PURCHASE
PLAN TO INCREASE THE NUMBER OF SHARES
AVAILABLE FOR ISSUANCE THEREUNDER BY
2,000,000 SHARES.
4. TO RATIFY AND APPROVE AN AMENDMENT TO MAXIM Mgmt For For
INTEGRATED'S 1996 STOCK INCENTIVE PLAN (THE
"PLAN") TO INCREASE THE NUMBER OF SHARES
AVAILABLE FOR ISSUANCE THEREUNDER BY
6,000,000 SHARES.
5. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MCGRAW HILL FINANCIAL, INC. Agenda Number: 933950239
--------------------------------------------------------------------------------------------------------------------------
Security: 580645109
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: MHFI
ISIN: US5806451093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SIR WINFRIED BISCHOFF Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM D. GREEN Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES E. HALDEMAN, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT P. MCGRAW Mgmt For For
1F. ELECTION OF DIRECTOR: HILDA Mgmt For For
OCHOA-BRILLEMBOURG
1G. ELECTION OF DIRECTOR: DOUGLAS L. PETERSON Mgmt For For
1H. ELECTION OF DIRECTOR: SIR MICHAEL RAKE Mgmt For For
1I. ELECTION OF DIRECTOR: EDWARD B. RUST, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: KURT L. SCHMOKE Mgmt For For
1K. ELECTION OF DIRECTOR: SIDNEY TAUREL Mgmt For For
1L. ELECTION OF DIRECTOR: RICHARD E. THORNBURGH Mgmt For For
2. VOTE TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
EXECUTIVE COMPENSATION PROGRAM FOR THE
COMPANY'S NAMED EXECUTIVE OFFICERS
3. VOTE TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014
4. SHAREHOLDER PROPOSAL REQUESTING SHAREHOLDER Shr Against For
ACTION BY WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
MEGGITT PLC Agenda Number: 705080466
--------------------------------------------------------------------------------------------------------------------------
Security: G59640105
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: GB0005758098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the annual report and accounts Mgmt For For
2 To approve the remuneration policy as Mgmt For For
contained within the remuneration report
3 To approve the remuneration report Mgmt For For
4 To declare a final dividend Mgmt For For
5 To re-elect Sir Colin Terry as a director Mgmt For For
6 To re-elect Mr. S G Young as a director Mgmt For For
7 To re-elect Mr. G S Berruyer as a director Mgmt For For
8 To re-elect Mr. P G Cox as a director Mgmt For For
9 To re-elect Mr P E Green as a director Mgmt For For
10 To re-elect Mr P Heiden as a director Mgmt For For
11 To re-elect Ms. B L Reichelderfer as a Mgmt For For
director
12 To re-elect Mr. D M Williams as a director Mgmt For For
13 To elect Mr. D R Webb as a director Mgmt For For
14 To reappoint the auditors Mgmt For For
15 To authorise the directors to determine the Mgmt For For
auditors' fees
16 To renew the authority to allot shares Mgmt Against Against
17 To disapply pre-emption rights Mgmt For For
18 To authorise donations to political Mgmt For For
organisations
19 To authorise the directors to purchase Mgmt For For
shares in the Company
20 To permit the holding of general meetings Mgmt For For
at 14 days' notice
21 To approve the Long Term Incentive Plan Mgmt For For
2014
22 To approve the creation of overseas share Mgmt For For
plans, based on the Long Term Incentive
Plan 2014
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933883185
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 19-Nov-2013
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt Against Against
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt Against Against
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
10. APPROVE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
CRITERIA UNDER THE EXECUTIVE OFFICER
INCENTIVE PLAN
11. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2014
--------------------------------------------------------------------------------------------------------------------------
MINDRAY MEDICAL INT'L LTD. Agenda Number: 933902199
--------------------------------------------------------------------------------------------------------------------------
Security: 602675100
Meeting Type: Annual
Meeting Date: 17-Dec-2013
Ticker: MR
ISIN: US6026751007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RE-ELECTION OF MS. JOYCE I-YIN HSU AS A Mgmt Against Against
DIRECTOR OF THE BOARD OF THE COMPANY.
2 RE-ELECTION OF MR. WU QIYAO AS A DIRECTOR Mgmt For For
OF THE COMPANY.
3 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
MIRACA HOLDINGS INC. Agenda Number: 705331306
--------------------------------------------------------------------------------------------------------------------------
Security: J4352B101
Meeting Type: AGM
Meeting Date: 24-Jun-2014
Ticker:
ISIN: JP3822000000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
2 Approve Issuance of Share Acquisition Mgmt For For
Rights as Performance-based Stock Options
Free of Charge
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI CORPORATION Agenda Number: 705331457
--------------------------------------------------------------------------------------------------------------------------
Security: J43830116
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: JP3898400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Allow the Board of Mgmt For For
Directors to Appoint a President among
Executive Officers
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
3.14 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
5 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI ELECTRIC CORPORATION Agenda Number: 705352071
--------------------------------------------------------------------------------------------------------------------------
Security: J43873116
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3902400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI MOTORS CORPORATION Agenda Number: 705357728
--------------------------------------------------------------------------------------------------------------------------
Security: J44131167
Meeting Type: AGM
Meeting Date: 25-Jun-2014
Ticker:
ISIN: JP3899800001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Eliminate the Articles Mgmt For For
Related to Preferred Shares, Allow Any
President or Chairperson designated by the
Board of Directors in advance to Convene
and Chair a Shareholders Meeting, Approve
Minor Revisions
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
3.14 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt Against Against
4.2 Appoint a Corporate Auditor Mgmt For For
5 Approve Retirement Allowance for Retiring Mgmt Against Against
Directors, and Payment of Accrued Benefits
associated with Abolition of Retirement
Benefit System for Current Directors
6 Approve Provision of Retirement Allowance Mgmt Against Against
for Retiring Corporate Auditors
7 Amend the Compensation to be received by Mgmt For For
Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP,INC. Agenda Number: 705378304
--------------------------------------------------------------------------------------------------------------------------
Security: J44497105
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3902900004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt Against Against
4 Amend the Compensation to be received by Mgmt For For
Directors
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI UFJ LEASE & FINANCE COMPANY LIMITED Agenda Number: 705373063
--------------------------------------------------------------------------------------------------------------------------
Security: J4706D100
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3499800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
1.13 Appoint a Director Mgmt For For
1.14 Appoint a Director Mgmt For For
1.15 Appoint a Director Mgmt For For
2.1 Appoint a Corporate Auditor Mgmt For For
2.2 Appoint a Corporate Auditor Mgmt For For
2.3 Appoint a Corporate Auditor Mgmt Against Against
2.4 Appoint a Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
MITSUI & CO.,LTD. Agenda Number: 705331421
--------------------------------------------------------------------------------------------------------------------------
Security: J44690139
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: JP3893600001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Allow the Board of Mgmt For For
Directors to Appoint a President among
Representative Directors or Executive
Officers
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
5 Amend the Compensation including Stock Mgmt For For
Options to be received by Directors
6 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Expand Business Lines)
7 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Streamline Business Lines)
8 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Streamline Business Lines)
9 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Streamline Business Lines)
10 Shareholder Proposal: Amend Articles of Shr For Against
Incorporation (Eliminate the Articles
Related to Allowing the Board of Directors
to Authorize the Company to Purchase Own
Shares)
11 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Eliminate the Articles
Related to Appoint a Director )
12 Shareholder Proposal: Remove a Director Shr Against For
13 Shareholder Proposal: Approve Purchase of Shr For Against
Own Shares
--------------------------------------------------------------------------------------------------------------------------
MITSUI FUDOSAN CO.,LTD. Agenda Number: 705352285
--------------------------------------------------------------------------------------------------------------------------
Security: J4509L101
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3893200000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MONRO MUFFLER BRAKE, INC. Agenda Number: 933856873
--------------------------------------------------------------------------------------------------------------------------
Security: 610236101
Meeting Type: Annual
Meeting Date: 06-Aug-2013
Ticker: MNRO
ISIN: US6102361010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FREDERICK M. DANZIGER Mgmt For For
ROBERT G. GROSS Mgmt For For
STEPHEN C. MCCLUSKI Mgmt For For
ROBERT E. MELLOR Mgmt For For
PETER J. SOLOMON Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE MONRO Mgmt For For
MUFFLER BRAKE, INC. 2007 STOCK INCENTIVE
PLAN TO INCREASE THE NUMBER OF SHARES
AVAILABLE UNDER THE PLAN.
3. TO APPROVE, ON A NON-BINDING BASIS, THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO RATIFY THE RE-APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING MARCH 29, 2014.
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 933907959
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 28-Jan-2014
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY H. BOYCE Mgmt For For
1B. ELECTION OF DIRECTOR: LAURA K. IPSEN Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM U. PARFET Mgmt For For
1D. ELECTION OF DIRECTOR: GEORGE H. POSTE, Mgmt For For
PH.D., D.V.M.
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014.
3. ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4. SHAREOWNER PROPOSAL REQUESTING A REPORT Shr Against For
RELATED TO LABELING OF FOOD PRODUCED WITH
GENETIC ENGINEERING.
5. SHAREOWNER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN MATTERS RELATED TO GMO PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG Agenda Number: 705061238
--------------------------------------------------------------------------------------------------------------------------
Security: D55535104
Meeting Type: AGM
Meeting Date: 30-Apr-2014
Ticker:
ISIN: DE0008430026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2012, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub custodians have advised that voted Non-Voting
shares are not blocked for trading purposes
i.e. they are only unavailable for
settlement. Registered shares will be
deregistered at the deregistration date by
the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent to your CSR or Custodian.
Please contact your CSR for further
information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 15 Non-Voting
APR 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Financial statements and annual report a) Non-Voting
presentation of the corporate governance
report and the remuneration report for the
2013 financial year b) presentation of the
financial statements and annual report for
the 2013 financial year with the report of
the supervisory board, the group financial
statements, the group annual report, and
the report pursuant to sections 289(4) and
315(4) of the German commercial code
2. Resolution on the Appropriation of the Mgmt No vote
Distributable profit. The distributable
profit of EUR 1,300,223,787 shall be
appropriated as follows: Payment of a
dividend of EUR 7.25 per no-par share EUR
33,361,926.25 shall be carried forward
ex-dividend and payable date: May 2, 2014
3. Ratification of the Acts of the Board of Mgmt No vote
MDs
4. Ratification of the Acts of the Supervisory Mgmt No vote
Board
5. Resolution on the Approval of the Mgmt No vote
Compensation System for the Members of the
Board of MDs. The compensation system for
the members of the Board of MDs shall be
approved
6.1 Acquisition of own shares The company shall Mgmt No vote
be authorized to acquire own shares of up
to 10 pct. of its share capital at a price
not more than 10 pct. above, nor more than
20 pct. below, the market price of the
shares, on or before April 29, 2019. The
Board of MDs shall be authorized to use the
shares for all legally permissible
purposes, especially to use the shares for
the flotation of foreign stock exchanges or
for mergers and acquisitions, to sell the
shares to a third party in a manner other
than the stock exchange or an offer to all
shareholders, to use the shares for the
fulfilment of option or conversion rights,
to offer the shares to employees of the
company and its affiliates, and to retire
the shares
6.2 Resolution on the authorization to purchase Non-Voting
and use own shares and the possibility of
subscription and tender rights exclusion:
The purchase is made by the Board of
Management aa) over the stock exchange or
bb) by a letter addressed to all
shareholders offer to buy or cc) by means
of a addressed to all stockholders
solicitation of sale offers (sale call), or
dd) by a letter addressed to all
shareholders exchange offer for shares in a
for purposes of Section 3 para 2 AktG
boerse-listed company
6.3 Resolution on the authorization to purchase Non-Voting
and use own shares and the possibility of
subscription and tender rights exclusion:
The Executive Board is authorized shares of
the Company that are acquired on the basis
of the above or previously granted
authorizations or under paragraph 71d
sentence 5 AktG and were to use for all
legally permissible purposes
6.4 Resolution on the authorization to purchase Non-Voting
and use own shares and the possibility of
subscription and tender rights exclusion:
The Supervisory Board is authorized shares
of the Company acquired 71d sentence 5 AktG
basis of the above or previously granted
authorizations or under paragraph or have
been, be appropriated as follows: You can
board members of the Company will pay for
as allowance. This applies in particular to
the extent that board members are obliged
under the rules to be allowance or to
invest a part of the next billing variable
remuneration in shares of the Company with
blockage period. If this obligation relates
to a portion of the variable remuneration,
which is determined based on a multi-year
basis, amounts to be agreed upon minimum
holding period about two years, in all
other cases, approximately four years. At
the time of transmission or at the
beginning of the measurement period of the
respective variable allowance component on
the board must consist. The details of the
remuneration of Executive Board members are
determined by the Supervisory Board. These
include rules about the treatment of
holding periods in special cases , such as
in retirement , unemployment or death
6.5 Resolution on the authorization to purchase Non-Voting
and use own shares and the possibility of
subscription and tender rights exclusion:
The price at which the treasury shares in
accordance with lit when the authorization.
c) aa is executed on or sold in accordance
lit. c ) cc to be sold , may have been
identified by auction price of shares in
the company at the Xetra trading on the
Frankfurt Stock Exchange on the day of
exchange introduction or binding agreement
with the third party is (excluding
incidental costs) . In addition, in these
cases the sum of the shares sold, together
with the shares , which were during the
term of this authorization under exclusion
of subscription rights in direct or
corresponding application of Section 186
paragraph 3 sentence issued or sold 4 AktG
or issuable , the overall limit of 10% of
the share capital is not about to rise ,
neither at the time of this authorization
becomes effective nor at the time of the
issue or the divestiture of the shares
6.6 Resolution on the authorization to purchase Non-Voting
and use own shares and the possibility of
subscription and tender rights exclusion:
If replaced by a comparable successor
system to the Xetra trading, also in this
authorization, it takes the place of the
Xetra trading system
6.7 Resolution on the authorization to purchase Non-Voting
and use own shares and the possibility of
subscription and tender rights exclusion:
The authorizations in accordance with lit.
c) and d) can one or more occasions, in
whole or in part, individually or be
exploited in common, the appropriations
under clauses. c) bb, cc, dd or ee also by
dependent or majority owned by the company
or companies on their behalf or on behalf
of the Company acting third party
6.8 Resolution on the authorization to purchase Non-Voting
and use own shares and the possibility of
subscription and tender rights exclusion:
The right of stockholders to such shares of
the Company shall be excluded insofar as
these shares pursuant to the authorizations
in lit. c) aa, bb, cc, dd, ee or d) are
used. About it, the Management Board is
authorized, in case of a divestiture of own
shares by offer to stockholders to grant
the holders of bonds with conversion or
option rights issued by the Company or
Group companies a right to purchase the
shares to the extent that as after
exercising their conversion or option
rights would be entitled, the subscription
rights of stockholders is excluded to this
extent
6.9 Resolution on the authorization to purchase Non-Voting
and use own shares and the possibility of
subscription and tender rights exclusion:
The authorization is valid until 29 April
2019. Upon the effectiveness of this new
authorization by the Annual General Meeting
on 20 April 2011 decided authorization to
acquire treasury shares cancelled
7.1 Approval of the use of derivatives (call Mgmt No vote
and put options) for the purpose of
acquiring own shares as item 6
7.2 Resolution on the authorization to purchase Non-Voting
own shares using derivatives and for the
possibility of subscription and tender
rights exclusion: The use of derivatives
may be used in one of the below aa ), bb )
or cc) or in a combination of these
possibilities take place : aa) The issuance
or purchase of the derivatives can be
performed via the Eurex Germany or LIFFE (
or comparable successor system ) . In this
case, the Company shall inform the
stockholders before the planned issue or
the proposed acquisition of the derivatives
in the company news. There can be different
prices elected (without extra costs) to
different expiration dates for the
derivatives also with the simultaneous
issuance or time the same acquisition. bb)
The issue of put options (put options ) ,
the purchase of call options ( call
options) , the conclusion of forward
purchase or a combination of these
derivatives and their respective
performance can also be outside the
specified under aa ) exchange performed
when the in exercise of the derivatives
have been acquired to the Company shares to
be delivered before about the exchange to
the stock exchange at the time of the then
current stock exchange price of the shares
in Xetra trading on the Frankfurt Stock
Exchange . cc) The concluding option shops
can be offered to all stockholders publicly
, or options business can with a bank or a
company under section 53 paragraph 1
sentence 1 or section 53b para 1 sentence 1
or section 7 of the Banking Act (KWG)
methods businesses ( Issuing Company )
concluded with the obligation to offer all
stockholders to purchase these options. The
Company may, derivatives lit in the
aforementioned cases . aa ) to cc ) only
buy back each
7.3 Resolution on the authorization to purchase Non-Voting
own shares using derivatives and for the
possibility of subscription and tender
rights exclusion: The exercise price of the
options or may be used in fulfilment of
forward purchases payable purchase price
(excluding incidental expenses) for one
shares in the case of lit. b ) aa and bb
determined on the day of the conclusion of
the derivative on business by the auction
price for shares in the company at the
Xetra trading on the Frankfurt Stock
Exchange at most 10% more and be less than
20% . If own shares using options is equal
to that of the Company for the shares to be
paid purchase price (excluding incidental
expenses) agreed in the option exercise
price . The acquisition price paid by the
Company for options ( no extra cost ) is
not over and the premium received by the
company realisable price for options may
not be (without extra costs) under the
established using recognized theoretical
market value of the option , in its
determination of , among other agreed
exercise price must also be noted . The
agreed by the Company in forward purchase
forward rate should not be much above the
theoretical futures price calculated using
recognized actuarial methods to be
considered in the determination of which ,
among other things , the current stock
exchange price and the maturity of the
forward purchase
7.4 Resolution on the authorization to purchase Non-Voting
own shares using derivatives and for the
possibility of subscription and tender
rights exclusion: The exercise price of the
options (no extra cost) for a share may, in
the case of lit. b) cc the arithmetic mean
of the closing prices for shares in the
company at the Xetra trading on the
Frankfurt Stock Exchange on 5, 4 and 3 Over
and below the trading day prior to the day
of publication of the offer by more than
10% to more than 20%. If the offer is over
records to all stockholders, the tender
rights of stockholders may be excluded
insofar as the allocation will be based on
quotas. A preferred offer for the
conclusion of option shops and a
preferential allotment of options can be
for small share amounts (options up to 100
shares per shareholder)
7.5 Resolution on the authorization to purchase Non-Voting
own shares using derivatives and for the
possibility of subscription and tender
rights exclusion: The term of the
derivatives in each case is longer than 18
months and shall be so determined that the
acquisition of shares in the exercise of
the derivatives later than until 29. Takes
place April 2019. The use of derivatives
are allowed to own shares up to a maximum
of 5% of the time the resolution of the
General Meeting's share capital is
acquired. Is that existing at the time of
the initial capital is less exercising this
authority, this shall prevail
7.6 Resolution on the authorization to purchase Non-Voting
own shares using derivatives and for the
possibility of subscription and tender
rights exclusion: Will the acquisition of
treasury shares derivatives according to
lit. b) aa or bb, the stockholders in
corresponding application of Section 186
paragraph 3 sentence 4 AktG no claim is to
take out such derivative shops with
society. A right of stockholders to
conclude derivative shops also have no, as
according to lit the conclusion of
derivative shops. b) cc is provided based a
preferential offer or a preferential
allotment for the conclusion of derivative
shops to small share amounts. Stockholders
have a right to tender their shares in the
Company if the Company is only obliged them
opposite from the derivative shops to
purchase the shares
7.7 Resolution on the authorization to purchase Non-Voting
own shares using derivatives and for the
possibility of subscription and tender
rights exclusion: The Company may terminate
the authorization in whole or in
COMPONENTS, one or more times, for one or
more purposes to exercise, but they can
also be dependent or majority-owned by the
Company or related companies for its or
their behalf are run by third parties
7.8 Resolution on the authorization to purchase Non-Voting
own shares using derivatives and for the
possibility of subscription and tender
rights exclusion: For the rest, the
provisos and the use of the authorization
granted under agenda item 6 will apply
8.1 Election to the Supervisory Board: Mgmt No vote
Ann-Kristin Achleitner
8.2 Election to the Supervisory Board: Benita Mgmt No vote
Ferrero-Waldner
8.3 Election to the Supervisory Board: Ursula Mgmt No vote
Gather
8.4 Election to the Supervisory Board: Peter Mgmt No vote
Gruss
8.5 Election to the Supervisory Board: Gerd Mgmt No vote
Haeusler
8.6 Election to the Supervisory Board: Henning Mgmt No vote
Kagermann
8.7 Election to the Supervisory Board: Wolfgang Mgmt No vote
Mayrhuber
8.8 Election to the Supervisory Board: Bernd Mgmt No vote
Pischetsrieder
8.9 Election to the Supervisory Board: Anton Mgmt No vote
van Rossum
8.10 Election to the Supervisory Board: Ron Mgmt No vote
Sommer
9.1 Resolution on the adjustment of existing Mgmt No vote
profit transfer agreements: The agreement
with the company's wholly-owned subsidiary,
Mr Beteiligungen 1 GmbH, on amendments to
the existing profit transfer agreement
shall be approved
9.2 Resolution on the adjustment of existing Mgmt No vote
profit transfer agreements: The agreement
with the company's wholly-owned subsidiary,
Silvanus Vermoegensverwaltungsgesellschaft
mbH, on amendments to the existing profit
transfer agreement shall be approved
9.3 Resolution on the adjustment of existing Mgmt No vote
profit transfer agreements: The agreement
with the company's wholly-owned subsidiary,
Mr Rent-Investment GmbH, on amendments to
the existing profit transfer agreement
shall be approved
9.4 Resolution on the adjustment of existing Mgmt No vote
profit transfer agreements: The agreement
with the company's wholly-owned subsidiary,
Mr Beteiligungen 14 GmbH, on amendments to
the existing profit transfer agreement
shall be approved
9.5 Resolution on the adjustment of existing Mgmt No vote
profit transfer agreements: The agreement
with the company's wholly-owned subsidiary,
Mr Beteiligungen 15 GmbH, on amendments to
the existing profit transfer agreement
shall be approved
9.6 Resolution on the adjustment of existing Mgmt No vote
profit transfer agreements: The agreement
with the company's wholly-owned subsidiary,
Mr Beteiligungen 16 GmbH, on amendments to
the existing profit transfer agreement
shall be approved
9.7 Resolution on the adjustment of existing Mgmt No vote
profit transfer agreements: The agreement
with the company's wholly-owned subsidiary,
Schloss Hohenkammer GmbH, on amendments to
the existing profit transfer agreement
shall be approved
--------------------------------------------------------------------------------------------------------------------------
MURATA MANUFACTURING COMPANY,LTD. Agenda Number: 705343680
--------------------------------------------------------------------------------------------------------------------------
Security: J46840104
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3914400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NATIONAL GRID PLC, LONDON Agenda Number: 704601081
--------------------------------------------------------------------------------------------------------------------------
Security: G6375K151
Meeting Type: AGM
Meeting Date: 29-Jul-2013
Ticker:
ISIN: GB00B08SNH34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Annual Report and Accounts Mgmt For For
2 To declare a final dividend Mgmt For For
3 To re-elect Sir Peter Gershon Mgmt For For
4 To re-elect Steve Holliday Mgmt For For
5 To re-elect Andrew Bonfield Mgmt For For
6 To re-elect Tom King Mgmt For For
7 To re-elect Nick Winser Mgmt For For
8 To re-elect Philip Aiken Mgmt For For
9 To re-elect Nora Mead Brownell Mgmt For For
10 To elect Jonathan Dawson Mgmt For For
11 To re-elect Paul Golby Mgmt For For
12 To re-elect Ruth Kelly Mgmt For For
13 To re-elect Maria Richter Mgmt For For
14 To elect Mark Williamson Mgmt For For
15 To re-appoint the auditors Mgmt For For
PricewaterhouseCoopers LLP
16 To authorise the Directors to set the Mgmt For For
auditors' remuneration
17 To approve the Directors' Remuneration Mgmt For For
Report
18 To authorise the Directors to allot Mgmt Against Against
ordinary shares
19 To disapply pre-emption rights Mgmt For For
20 To authorise the Company to purchase its Mgmt For For
own ordinary shares
21 To authorise the Directors to hold general Mgmt For For
meetings on 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
NATIONAL PENN BANCSHARES, INC. Agenda Number: 933930756
--------------------------------------------------------------------------------------------------------------------------
Security: 637138108
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: NPBC
ISIN: US6371381087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS A. BEAVER Mgmt For For
JEFFREY P. FEATHER Mgmt For For
PATRICIA L. LANGIOTTI Mgmt For For
NATALYE PAQUIN Mgmt For For
2. APPROVAL OF LONG-TERM INCENTIVE Mgmt For For
COMPENSATION PLAN.
3. RATIFICATION OF NATIONAL PENN'S INDEPENDENT Mgmt For For
AUDITORS FOR 2014.
4. AN ADVISORY (NON-BINDING) PROPOSAL TO Mgmt Against Against
APPROVE THE COMPENSATION OF NATIONAL PENN'S
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
NAVER CORP, SONGNAM Agenda Number: 704956804
--------------------------------------------------------------------------------------------------------------------------
Security: Y62579100
Meeting Type: AGM
Meeting Date: 21-Mar-2014
Ticker:
ISIN: KR7035420009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement Mgmt For For
2 Approval of partial amendment to articles Mgmt For For
of incorporation
3.1 Election of inside director: Sang Hun Kim Mgmt For For
3.2 Election of inside director: In Joon Hwang Mgmt For For
4 Approval of limit of remuneration for Mgmt For For
directors
CMMT 07 FEB 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN MEETING TIME FROM
11:00 TO 10:00. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY Agenda Number: 705020763
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 10-Apr-2014
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 Approval of the Annual Report, the Mgmt For For
financial statements of Nestle S.A. and the
consolidated financial statements of the
Nestle Group for 2013
1.2 Acceptance of the Compensation Report 2013 Mgmt For For
(advisory vote)
2 Release of the members of the Board of Mgmt For For
Directors and of the Management
3 Appropriation of profits resulting from the Mgmt For For
balance sheet of Nestle S.A. (proposed
dividend) for the financial year 2013
4 Revision of the Articles of Association. Mgmt Split 62% For 38% Against Split
Adaptation to new Swiss Company Law
5.1.1 Re-election to the Board of Directors: Mr Mgmt For For
Peter Brabeck-Letmathe
5.1.2 Re-election to the Board of Directors: Mr Mgmt For For
Paul Bulcke
5.1.3 Re-election to the Board of Directors: Mr Mgmt For For
Andreas Koopmann
5.1.4 Re-election to the Board of Directors: Mr Mgmt For For
Rolf Hanggi
5.1.5 Re-election to the Board of Directors: Mr Mgmt For For
Beat Hess
5.1.6 Re-election to the Board of Directors: Mr Mgmt For For
Daniel Borel
5.1.7 Re-election to the Board of Directors: Mr Mgmt For For
Steven G. Hoch
5.1.8 Re-election to the Board of Directors: Ms Mgmt For For
Naina Lal Kidwai
5.1.9 Re-election to the Board of Directors: Ms Mgmt For For
Titia de Lange
5.110 Re-election to the Board of Directors: Mr Mgmt For For
Jean-Pierre Roth
5.111 Re-election to the Board of Directors: Ms Mgmt For For
Ann M. Veneman
5.112 Re-election to the Board of Directors: Mr Mgmt For For
Henri de Castries
5.113 Re-election to the Board of Directors: Ms Mgmt For For
Eva Cheng
5.2 Election of the Chairman of the Board of Mgmt For For
Directors: Mr Peter Brabeck-Letmathe
5.3.1 Election of the member of the Compensation Mgmt For For
Committee: Mr Beat Hess
5.3.2 Election of the member of the Compensation Mgmt For For
Committee: Mr Daniel Borel
5.3.3 Election of the member of the Compensation Mgmt For For
Committee: Mr Andreas Koopmann
5.3.4 Election of the member of the Compensation Mgmt For For
Committee: Mr Jean-Pierre Roth
5.4 Re-election of the statutory auditors KPMG Mgmt For For
SA, Geneva branch
5.5 Election of the Independent Representative Mgmt For For
Hartmann Dreyer, Attorneys-at-Law
CMMT In the event of a new or modified proposal Non-Voting
by a shareholder during the General
Meeting, I instruct the independent
representative to vote according to the
following instruction: INSTRUCT "FOR" ON
ONE RESOLUTION AMONG 6.1, 6.2 AND 6.3 TO
SHOW WHICH VOTING OPTION YOU CHOOSE IN THE
EVENT OF NEW OR MODIFIED PROPOSALS.
INSTRUCT "CLEAR" ON THE REMAINING TWO
RESOLUTIONS
6.1 Vote in accordance with the proposal of the Mgmt Split 20% For Split
Board of Directors
6.2 Vote against the proposal of the Board of Shr No vote
Directors
6.3 Abstain Shr Split 80% For Split
--------------------------------------------------------------------------------------------------------------------------
NEUSTAR, INC. Agenda Number: 933980751
--------------------------------------------------------------------------------------------------------------------------
Security: 64126X201
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: NSR
ISIN: US64126X2018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1B. ELECTION OF DIRECTOR: JOEL P. FRIEDMAN Mgmt For For
1C. ELECTION OF DIRECTOR: MARK N. GREENE Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
NEUSTAR, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. APPROVAL OF AN ADVISORY RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION.
4. APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
NEUSTAR, INC. CORPORATE BONUS PLAN (FKA THE
2009 PERFORMANCE ACHIEVEMENT AWARD PLAN).
5. A STOCKHOLDER PROPOSAL TO DECLASSIFY THE Shr Against For
BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
NEWELL RUBBERMAID INC. Agenda Number: 933953817
--------------------------------------------------------------------------------------------------------------------------
Security: 651229106
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: NWL
ISIN: US6512291062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KEVIN C. CONROY Mgmt For For
1B. ELECTION OF DIRECTOR: SCOTT S. COWEN Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL T. COWHIG Mgmt For For
1D. ELECTION OF DIRECTOR: CYNTHIA A. MONTGOMERY Mgmt For For
1E. ELECTION OF DIRECTOR: JOSE IGNACIO Mgmt For For
PEREZ-LIZAUR
1F. ELECTION OF DIRECTOR: MICHAEL B. POLK Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL A. TODMAN Mgmt For For
1H. ELECTION OF DIRECTOR: RAYMOND G. VIAULT Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR 2014.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NEXANS, PARIS Agenda Number: 705229323
--------------------------------------------------------------------------------------------------------------------------
Security: F65277109
Meeting Type: MIX
Meeting Date: 15-May-2014
Ticker:
ISIN: FR0000044448
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AMENDMENT TO Non-Voting
MID:310583 DUE TO ADDITION OF RESOLUTION
"A". ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 30 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0407/201404071400995.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0430/201404301401535.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES FOR MID: 326451
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 APPROVAL OF THE ANNUAL CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31ST, 2013 - MANAGEMENT REPORT
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31ST, 2013
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
O.4 RENEWAL OF TERM OF MRS. VERONIQUE Mgmt For For
GUILLOT-PELPEL AS DIRECTOR
O.5 APPOINTMENT OF MRS. FANNY LETIER AS Mgmt For For
DIRECTOR
O.6 APPOINTMENT OF MR. PHILIPPE JOUBERT AS Mgmt For For
DIRECTOR
O.7 APPROVAL OF A REGULATED COMMITMENT MADE BY Mgmt For For
THE MAIN SHAREHOLDER INVEXANS
O.8 APPROVAL OF REGULATED AGREEMENTS BETWEEN Mgmt For For
THE COMPANY AND BNP PARIBAS
O.9 ADVISORY REVIEW OF THE COMPENSATION OWED OR Mgmt For For
PAID TO MR. FREDERIC VINCENT, PRESIDENT AND
CEO FOR THE 2013 FINANCIAL YEAR
O.10 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN COMPANY'S SHARES
E.11 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE SHARE CAPITAL BY
CANCELLATION OF TREASURY SHARES
E.12 DECISION TO END ALL FINANCIAL Mgmt For For
AUTHORIZATIONS STILL EFFECTIVE WHICH WERE
ADOPTED BY THE GENERAL MEETINGS HELD ON MAY
15TH, 2012 AND MAY 14TH, 2013
E.13 SETTING AN OVERALL LIMITATION ON FINANCIAL Mgmt For For
AUTHORIZATIONS SUBMITTED TO THIS GENERAL
MEETING AT EUROS 826,000
E.14 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO ALLOCATE FREE
SHARES EXISTING OR TO BE ISSUED TO
EMPLOYEES AND CORPORATE OFFICERS OF THE
GROUP OR CERTAIN OF THEM WITH CANCELLATION
OF PREFERENTIAL SUBSCRIPTION RIGHTS UP TO A
NOMINAL AMOUNT OF EUROS 311,000 SUBJECT TO
PERFORMANCE CONDITIONS SET BY THE BOARD
E.15 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO ALLOCATE FREE
SHARES EXISTING OR TO BE ISSUED TO
EMPLOYEES OR CERTAIN OF THEM WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS UP TO A NOMINAL AMOUNT OF EUROS
15,000
E.16 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE SHARE CAPITAL BY ISSUING SHARES OR
SECURITIES GIVING ACCESS TO CAPITAL
RESERVED FOR MEMBERS OF SAVINGS PLANS WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS IN FAVOR OF THE LATTER UP TO EUROS
400,000
E.17 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO CARRY OUT A SHARE
CAPITAL INCREASE RESERVED FOR A CATEGORY OF
BENEFICIARIES, PROVIDING EMPLOYEES OF
CERTAIN FOREIGN SUBSIDIARIES OF THE GROUP
FOR EMPLOYEE SAVINGS PLANS UNDER SIMILAR
CONDITIONS AS THOSE REFERRED TO UNDER THE
16TH RESOLUTION OF THIS GENERAL MEETING
WITH CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS IN FAVOR OF THE LATTER
UP TO EUROS 100,000
E.18 AMENDMENT TO ARTICLE 21 OF THE BYLAWS: Mgmt For For
EXCLUDING DOUBLE VOTING RIGHTS
O.19 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: THE SHAREHOLDERS'
MEETING, VOTING IN ACCORDANCE WITH THE
QUORUM AND MAJORITY RULES APPLICABLE TO
ORDINARY SHAREHOLDERS' MEETING, DECIDES TO
END PRIOR TO THE END OF ITS TERM, THE
MANDATE OF MR. FREDERIC VINCENT AS MEMBER
OF THE BOARD AS FROM THE DATE OF THIS
SHAREHOLDERS' MEETING
--------------------------------------------------------------------------------------------------------------------------
NIELSEN HOLDINGS N.V. Agenda Number: 933982692
--------------------------------------------------------------------------------------------------------------------------
Security: N63218106
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: NLSN
ISIN: NL0009538479
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO (A) ADOPT OUR DUTCH STATUTORY ANNUAL Mgmt For For
ACCOUNTS FOR THE YEAR ENDED DECEMBER 31,
2013 AND (B) AUTHORIZE THE PREPARATION OF
OUR DUTCH STATUTORY ANNUAL ACCOUNTS AND THE
ANNUAL REPORT OF THE BOARD OF DIRECTORS
REQUIRED BY DUTCH LAW, BOTH FOR THE YEAR
ENDING DECEMBER 31, 2014, IN THE ENGLISH
LANGUAGE.
2. TO DISCHARGE THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS FROM LIABILITY PURSUANT TO DUTCH
LAW IN RESPECT OF THE EXERCISE OF THEIR
DUTIES DURING THE YEAR ENDED DECEMBER 31,
2013.
3A. ELECTION OF DIRECTOR: JAMES A. ATTWOOD, JR. Mgmt For For
3B. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For
3C. ELECTION OF DIRECTOR: KAREN M. HOGUET Mgmt For For
3D. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
3E. ELECTION OF DIRECTOR: ALEXANDER NAVAB Mgmt For For
3F. ELECTION OF DIRECTOR: ROBERT POZEN Mgmt For For
3G. ELECTION OF DIRECTOR: VIVEK RANADIVE Mgmt For For
3H. ELECTION OF DIRECTOR: GANESH RAO Mgmt For For
3I. ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
5. TO APPOINT ERNST & YOUNG ACCOUNTANTS LLP AS Mgmt For For
OUR AUDITOR WHO WILL AUDIT OUR DUTCH
STATUTORY ANNUAL ACCOUNTS FOR THE YEAR
ENDING DECEMBER 31, 2014.
6. TO APPROVE THE NIELSEN HOLDINGS EXECUTIVE Mgmt For For
ANNUAL INCENTIVE PLAN.
7. TO APPROVE THE EXTENSION OF THE AUTHORITY Mgmt For For
OF THE BOARD OF DIRECTORS TO REPURCHASE UP
TO 10% OF OUR ISSUED SHARE CAPITAL
(INCLUDING DEPOSITARY RECEIPTS ISSUED FOR
OUR SHARES) UNTIL NOVEMBER 6, 2015 ON THE
OPEN MARKET, THROUGH PRIVATELY NEGOTIATED
TRANSACTIONS OR IN ONE OR MORE SELF TENDER
OFFERS FOR A PRICE PER SHARE (OR DEPOSITARY
RECEIPT) NOT LESS THAN THE NOMINAL VALUE OF
A SHARE AND NOT HIGHER THAN 110% OF THE
MOST RECENTLY AVAILABLE (AS OF THE TIME OF
REPURCHASE) PRICE OF A ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
8. TO AMEND OUR ARTICLES OF ASSOCIATION TO Mgmt For For
CHANGE THE COMPANY NAME TO NIELSEN N.V.
9. TO APPROVE, IN A NON-BINDING, ADVISORY Mgmt Split 56% For 44% Against Split
VOTE, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT PURSUANT TO THE RULES OF
THE SECURITIES AND EXCHANGE COMMISSION.
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 933862078
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 19-Sep-2013
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ALAN B. GRAF, JR. Mgmt For For
JOHN C. LECHLEITER Mgmt For For
PHYLLIS M. WISE Mgmt For For
2. TO HOLD AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
4. TO CONSIDER A SHAREHOLDER PROPOSAL Shr Against For
REGARDING POLITICAL CONTRIBUTIONS
DISCLOSURE.
--------------------------------------------------------------------------------------------------------------------------
NIKON CORPORATION Agenda Number: 705378467
--------------------------------------------------------------------------------------------------------------------------
Security: 654111103
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3657400002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NINTENDO CO.,LTD. Agenda Number: 705352211
--------------------------------------------------------------------------------------------------------------------------
Security: J51699106
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3756600007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to:Adopt Reduction of Mgmt For For
Liability System for Outside Directors and
Outside Corporate Auditors
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NIPPON ELECTRIC GLASS CO.,LTD. Agenda Number: 705351992
--------------------------------------------------------------------------------------------------------------------------
Security: J53247110
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3733400000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Change Fiscal Year End Mgmt For For
to 31st December, Change Record Date for
Interim Dividends to 30th June
3.1 Appoint a Director Mgmt Against Against
3.2 Appoint a Director Mgmt Against Against
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
5 Appoint a Substitute Corporate Auditor Mgmt For For
6 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NIPPON TELEGRAPH AND TELEPHONE CORPORATION Agenda Number: 705343274
--------------------------------------------------------------------------------------------------------------------------
Security: J59396101
Meeting Type: AGM
Meeting Date: 26-Jun-2014
Ticker:
ISIN: JP3735400008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NIPPON YUSEN KABUSHIKI KAISHA Agenda Number: 705343248
--------------------------------------------------------------------------------------------------------------------------
Security: J56515133
Meeting Type: AGM
Meeting Date: 24-Jun-2014
Ticker:
ISIN: JP3753000003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NOBLE ENERGY, INC. Agenda Number: 933957803
--------------------------------------------------------------------------------------------------------------------------
Security: 655044105
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: NBL
ISIN: US6550441058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY L. BERENSON Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL A. CAWLEY Mgmt For For
1C. ELECTION OF DIRECTOR: EDWARD F. COX Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES D. DAVIDSON Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS J. EDELMAN Mgmt For For
1F. ELECTION OF DIRECTOR: ERIC P. GRUBMAN Mgmt For For
1G. ELECTION OF DIRECTOR: KIRBY L. HEDRICK Mgmt For For
1H. ELECTION OF DIRECTOR: SCOTT D. URBAN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM T. VAN KLEEF Mgmt For For
1J. ELECTION OF DIRECTOR: MOLLY K. WILLIAMSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT AUDITOR.
3. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
NOKIA CORPORATION Agenda Number: 933881624
--------------------------------------------------------------------------------------------------------------------------
Security: 654902204
Meeting Type: Special
Meeting Date: 19-Nov-2013
Ticker: NOK
ISIN: US6549022043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
6. PROPOSAL OF THE BOARD OF DIRECTORS TO Mgmt No vote
CONFIRM AND APPROVE THE SALE OF THE DEVICES
& SERVICES BUSINESS.
--------------------------------------------------------------------------------------------------------------------------
NOKIA CORPORATION Agenda Number: 934012725
--------------------------------------------------------------------------------------------------------------------------
Security: 654902204
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: NOK
ISIN: US6549022043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
7. ADOPTION OF THE ANNUAL ACCOUNTS. Mgmt For For
8. RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt For For
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND.
9. RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS AND THE PRESIDENT
AND CEO FROM LIABILITY.
10. RESOLUTION ON THE REMUNERATION OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS.
11. RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS.
12. DIRECTOR
VIVEK BADRINATH Mgmt For For
BRUCE BROWN Mgmt For For
ELIZABETH DOHERTY Mgmt For For
JOUKO KARVINEN Mgmt For For
MARTEN MICKOS Mgmt For For
ELIZABETH NELSON Mgmt For For
RISTO SIILASMAA Mgmt For For
KARI STADIGH Mgmt For For
DENNIS STRIGL Mgmt For For
13. RESOLUTION ON THE REMUNERATION OF THE Mgmt For For
AUDITOR.
14. ELECTION OF AUDITOR. Mgmt For For
15. AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
RESOLVE TO REPURCHASE THE COMPANY'S OWN
SHARES.
16. AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
RESOLVE ON THE ISSUANCE OF SHARES AND
SPECIAL RIGHTS ENTITLING TO SHARES.
--------------------------------------------------------------------------------------------------------------------------
NORDEA BANK AB, STOCKHOLM Agenda Number: 704980487
--------------------------------------------------------------------------------------------------------------------------
Security: W57996105
Meeting Type: AGM
Meeting Date: 20-Mar-2014
Ticker:
ISIN: SE0000427361
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 279293 DUE TO CHANGE IN THE
VOTING STATUS OF RESOLUTION 22. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION
1 Election of a chairman for the general Non-Voting
meeting: Eva Hagg, member of the Swedish
Bar Association
2 Preparation and approval of the voting list Non-Voting
3 Approval of the agenda Non-Voting
4 Election of at least one minutes checker Non-Voting
5 Determination whether the general meeting Non-Voting
has been duly convened
6 Submission of the annual report and Non-Voting
consolidated accounts, and of the audit
report and the group audit report In
connection herewith: speech by the Group
CEO
7 Adoption of the income statement and the Non-Voting
consolidated income statement, and the
balance sheet and the consolidated balance
sheet
8 Decision on dispositions of the Company's Mgmt No vote
profit according to the adopted balance
sheet: The board of directors and the CEO
propose a dividend of 0.43 EURO per share,
and further, that the record date for
dividend should be 25 March 2014. With this
record date, the dividend is scheduled to
be sent out by Euroclear Sweden AB on 1
April 2014
9 Decision regarding discharge from liability Mgmt No vote
for the members of the board of directors
and the CEO (The auditor recommends
discharge from liability)
10 Determination of the number of board Mgmt No vote
members: The nomination committee's
proposal: The number of board members
shall, for the period until the end of the
next annual general meeting, be nine
11 Determination of the number of auditors: Mgmt No vote
The nomination committee's proposal: The
number of auditors shall, for the period
until the end of the next annual general
meeting, be one
12 Determination of fees for board members and Mgmt No vote
auditors: The nomination committee's
proposal: The fees for the board of
directors shall amount to 259,550 Euro for
the chairman, 123,250 Euro for the vice
chairman and 80,250 Euro per member for the
other members. In addition, fees shall be
payable for committee work in the
remuneration committee, the audit committee
and the risk committee amounting to 21,350
Euro for the committee chairman and 15,150
Euro for the other members. Remuneration is
not paid to members who are employees of
the Nordea Group. The nomination
committee's proposal: Fees to the auditors
shall be payable as per approved invoice
13 Election of board members and chairman of Mgmt No vote
the board: The nomination committee's
proposal: For the period until the end of
the next annual general meeting Bjorn
Wahlroos, Marie Ehrling, Elisabeth Grieg,
Svein Jacobsen, Tom Knutzen, Lars G
Nordstrom, Sarah Russell and Kari Stadigh
shall be re-elected as board members and
Robin Lawther shall be elected as board
member. For the period until the end of the
next annual general meeting Bjorn Wahlroos
shall be re-elected chairman
14 Election of auditors: The nomination Mgmt No vote
committee's proposal: For the period until
the end of the next annual general meeting
KPMG AB shall be re-elected auditor
15 Resolution on establishment of a nomination Mgmt No vote
committee
16 Resolution on authorization for the board Mgmt No vote
of directors to decide on issue of
convertible instruments in the Company
17.a Resolution on authorization for the board Mgmt No vote
of directors to decide on: Acquisition of
shares in the Company
17.b Resolution on authorization for the board Mgmt No vote
of directors to decide on: Conveyance of
shares in the Company
18 Resolution on purchase of own shares Mgmt No vote
according to chapter 7 section 6 of the
Swedish Securities Market Act (lagen
(2007:528) om vardepappersmarknaden)
19 Resolution on guidelines for remuneration Mgmt No vote
to the executive officers
20 Resolution on a maximum ratio between the Mgmt No vote
fixed and the variable component of the
total remuneration
21 Resolution on a special examination Mgmt No vote
according to chapter 10 section 21 of the
Swedish Companies Act at the proposal of
the shareholder Thorwald Arvidsson
22 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: Resolution to assign
the board of directors/CEO to take the
initiative to an integration institute in
Landskrona - Ven - Copenhagen and to give a
first contribution in a suitable manner, at
the proposal of the shareholder Tommy
Jonasson
--------------------------------------------------------------------------------------------------------------------------
NORDSON Agenda Number: 933916441
--------------------------------------------------------------------------------------------------------------------------
Security: 655663102
Meeting Type: Annual
Meeting Date: 25-Feb-2014
Ticker: NDSN
ISIN: US6556631025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH P. KEITHLEY Mgmt For For
MICHAEL J. MERRIMAN, JR Mgmt For For
MARY G. PUMA Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
OCTOBER 31, 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NORDSTROM, INC. Agenda Number: 933944185
--------------------------------------------------------------------------------------------------------------------------
Security: 655664100
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: JWN
ISIN: US6556641008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL Mgmt For For
1B. ELECTION OF DIRECTOR: MICHELLE M. EBANKS Mgmt For For
1C. ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: ROBERT G. MILLER Mgmt For For
1E. ELECTION OF DIRECTOR: BLAKE W. NORDSTROM Mgmt For For
1F. ELECTION OF DIRECTOR: ERIK B. NORDSTROM Mgmt For For
1G. ELECTION OF DIRECTOR: PETER E. NORDSTROM Mgmt For For
1H. ELECTION OF DIRECTOR: PHILIP G. SATRE Mgmt For For
1I. ELECTION OF DIRECTOR: BRAD D. SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: B. KEVIN TURNER Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT D. WALTER Mgmt For For
1L. ELECTION OF DIRECTOR: ALISON A. WINTER Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3 ADVISORY VOTE REGARDING EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION Agenda Number: 933946127
--------------------------------------------------------------------------------------------------------------------------
Security: 655844108
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: NSC
ISIN: US6558441084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS D. BELL, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT A. BRADWAY Mgmt For For
1D. ELECTION OF DIRECTOR: WESLEY G. BUSH Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL A. CARP Mgmt For For
1F. ELECTION OF DIRECTOR: KAREN N. HORN Mgmt For For
1G. ELECTION OF DIRECTOR: STEVEN F. LEER Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL D. LOCKHART Mgmt For For
1I. ELECTION OF DIRECTOR: AMY E. MILES Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES W. MOORMAN Mgmt For For
1K. ELECTION OF DIRECTOR: MARTIN H. NESBITT Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES A. SQUIRES Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN R. THOMPSON Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS NORFOLK SOUTHERN'S
INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. APPROVAL OF EXECUTIVE COMPENSATION AS Mgmt For For
DISCLOSED IN THE PROXY STATEMENT FOR THE
2014 ANNUAL MEETING OF STOCKHOLDERS.
4. STOCKHOLDER PROPOSAL CONCERNING AN Shr Against For
INDEPENDENT CHAIRMAN OF THE BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
NORSK HYDRO ASA, OSLO Agenda Number: 705153928
--------------------------------------------------------------------------------------------------------------------------
Security: R61115102
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: NO0005052605
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT BLOCKING SHOULD ALWAYS BE APPLIED, RECORD Non-Voting
DATE OR NOT.
1 APPROVAL OF THE NOTICE AND THE AGENDA Mgmt For For
2 ELECTION OF ONE PERSON TO COUNTERSIGN THE Mgmt For For
MINUTES
3 APPROVAL OF THE FINANCIAL STATEMENTS AND Mgmt For For
THE BOARD OF DIRECTORS' REPORT FOR THE
FINANCIAL YEAR 2013 FOR NORSK HYDRO ASA AND
THE GROUP, INCLUDING DISTRIBUTION OF
DIVIDEND: THE BOARD OF DIRECTORS PROPOSES A
DIVIDEND OF NOK 0.75 PER SHARE
4 AUDITOR'S REMUNERATION: IT IS REQUESTED Mgmt For For
THAT THE FEE FOR AUDIT TO KPMG AS FOR NORSK
HYDRO ASA FOR THE FINANCIAL YEAR 2013 OF
NOK 9.151.000 IS APPROVED
5 STATEMENT ON CORPORATE GOVERNANCE IN Mgmt For For
ACCORDANCE WITH SECTION 3-3B OF THE
NORWEGIAN ACCOUNTING ACT
6 GUIDELINES FOR REMUNERATION TO THE Mgmt For For
EXECUTIVE MANAGEMENT
7.i UPDATE OF THE ARTICLES OF ASSOCIATION: Mgmt For For
SECTION 5
7.ii UPDATE OF THE ARTICLES OF ASSOCIATION: Mgmt For For
SECTION 5A
7.iii UPDATE OF THE ARTICLES OF ASSOCIATION: Mgmt For For
SECTION 7
7.iv UPDATE OF THE ARTICLES OF ASSOCIATION: Mgmt For For
SECTION 9
8.i ELECTION OF MEMBER OF THE CORPORATE Mgmt For For
ASSEMBLY FOR A PERIOD OF TWO YEARS UNTIL
THE ANNUAL GENERAL MEETING IN 2016: LEIF
TEKSUM
8.ii ELECTION OF MEMBER OF THE CORPORATE Mgmt For For
ASSEMBLY FOR A PERIOD OF TWO YEARS UNTIL
THE ANNUAL GENERAL MEETING IN 2016: IDAR
KREUTZER
8.iii ELECTION OF MEMBER OF THE CORPORATE Mgmt For For
ASSEMBLY FOR A PERIOD OF TWO YEARS UNTIL
THE ANNUAL GENERAL MEETING IN 2016:
STEN-ARTHUR SAELOR
8.iv ELECTION OF MEMBER OF THE CORPORATE Mgmt For For
ASSEMBLY FOR A PERIOD OF TWO YEARS UNTIL
THE ANNUAL GENERAL MEETING IN 2016:
ANNE-MARGRETHE FIRING
8.v ELECTION OF MEMBER OF THE CORPORATE Mgmt For For
ASSEMBLY FOR A PERIOD OF TWO YEARS UNTIL
THE ANNUAL GENERAL MEETING IN 2016: TERJE
VENOLD
8.vi ELECTION OF MEMBER OF THE CORPORATE Mgmt For For
ASSEMBLY FOR A PERIOD OF TWO YEARS UNTIL
THE ANNUAL GENERAL MEETING IN 2016: UNNI
STEINSMO
8.vii ELECTION OF MEMBER OF THE CORPORATE Mgmt For For
ASSEMBLY FOR A PERIOD OF TWO YEARS UNTIL
THE ANNUAL GENERAL MEETING IN 2016: TOVE
WANGENSTEN
8viii ELECTION OF MEMBER OF THE CORPORATE Mgmt For For
ASSEMBLY FOR A PERIOD OF TWO YEARS UNTIL
THE ANNUAL GENERAL MEETING IN 2016: ANNE
KVERNELAND BOGSNES
8.ix ELECTION OF MEMBER OF THE CORPORATE Mgmt For For
ASSEMBLY FOR A PERIOD OF TWO YEARS UNTIL
THE ANNUAL GENERAL MEETING IN 2016: BIRGER
SOLBERG
8.x ELECTION OF MEMBER OF THE CORPORATE Mgmt For For
ASSEMBLY FOR A PERIOD OF TWO YEARS UNTIL
THE ANNUAL GENERAL MEETING IN 2016: SUSANNE
MUNCH THORE
8.xi ELECTION OF MEMBER OF THE CORPORATE Mgmt For For
ASSEMBLY FOR A PERIOD OF TWO YEARS UNTIL
THE ANNUAL GENERAL MEETING IN 2016: NILS
BASTIANSEN
8.xii ELECTION OF MEMBER OF THE CORPORATE Mgmt For For
ASSEMBLY FOR A PERIOD OF TWO YEARS UNTIL
THE ANNUAL GENERAL MEETING IN 2016: SHAHZAD
ABID
8xiii ELECTION OF DEPUTY MEMBER OF THE CORPORATE Mgmt For For
ASSEMBLY FOR A PERIOD OF TWO YEARS UNTIL
THE ANNUAL GENERAL MEETING IN 2016: JAN
FREDRIK MELING
8.xiv ELECTION OF DEPUTY MEMBER OF THE CORPORATE Mgmt For For
ASSEMBLY FOR A PERIOD OF TWO YEARS UNTIL
THE ANNUAL GENERAL MEETING IN 2016: YLVA
LINDBERG
8.xv ELECTION OF DEPUTY MEMBER OF THE CORPORATE Mgmt For For
ASSEMBLY FOR A PERIOD OF TWO YEARS UNTIL
THE ANNUAL GENERAL MEETING IN 2016: BERIT
LEDEL HENRIKSEN
8.xvi ELECTION OF DEPUTY MEMBER OF THE CORPORATE Mgmt For For
ASSEMBLY FOR A PERIOD OF TWO YEARS UNTIL
THE ANNUAL GENERAL MEETING IN 2016: JORUNN
SAETRE
9.i ELECTION OF MEMBER OF THE NOMINATION Mgmt For For
COMMITTEE FOR A PERIOD OF TWO YEARS UNTIL
THE ANNUAL GENERAL MEETING IN 2016: LEIF
TEKSUM
9.ii ELECTION OF MEMBER OF THE NOMINATION Mgmt For For
COMMITTEE FOR A PERIOD OF TWO YEARS UNTIL
THE ANNUAL GENERAL MEETING IN 2016: TERJE
VENOLD
9.iii ELECTION OF MEMBER OF THE NOMINATION Mgmt For For
COMMITTEE FOR A PERIOD OF TWO YEARS UNTIL
THE ANNUAL GENERAL MEETING IN 2016: METTE
I. WIKBORG
9.iv ELECTION OF MEMBER OF THE NOMINATION Mgmt For For
COMMITTEE FOR A PERIOD OF TWO YEARS UNTIL
THE ANNUAL GENERAL MEETING IN 2016: SUSANNE
MUNCH THORE
10.1 REMUNERATION FOR THE MEMBER OF THE Mgmt For For
CORPORATE ASSEMBLY: CHAIR, ANNUAL
COMPENSATION OF NOK 100,900 (FROM NOK
98,000), IN ADDITION TO NOK 7,300 PER
MEETING WHERE THE CHAIR IS PRESENT; AND
DEPUTY CHAIR/MEMBER/DEPUTY MEMBER, NOK
7,300 PER MEETING WHERE THE RESPECTIVE
MEMBER IS PRESENT (FROM NOK 7,100). THESE
FEES WERE ADJUSTED MOST RECENTLY IN 2013
10.2 REMUNERATION FOR THE MEMBERS OF THE Mgmt For For
NOMINATION COMMITTEE: REMUNERATION PER
MEETING: CHAIR, NOK 7,100 PER MEETING WHERE
THE CHAIR IS PRESENT (FROM NOK 6,300); AND
THE OTHER MEMBERS OF THE NOMINATION
COMMITTEE, NOK 5,700 PER MEETING WHERE THE
RESPECTIVE MEMBER IS PRESENT (FROM NOK
4,800). THESE FEES WERE ADJUSTED MOST
RECENTLY IN 2013
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG, BASEL Agenda Number: 704953238
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: AGM
Meeting Date: 25-Feb-2014
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 Approval of the Annual Report, the Mgmt For For
Financial Statements of Novartis AG and the
Group Consolidated Financial Statements for
the Business Year 2013
2 Discharge from Liability of the Members of Mgmt Against Against
the Board of Directors and the Executive
Committee
3 Appropriation of Available Earnings of Mgmt For For
Novartis AG and Declaration of Dividend:
CHF 2.45 per share
4.1 Advisory Vote on Total Compensation for Mgmt Against Against
Members of the Board of Directors from the
Annual General Meeting 2014 to the Annual
General Meeting 2015
4.2 Advisory Vote on Total Compensation for Mgmt For For
Members of the Executive Committee for the
Performance Cycle Ending in 2013
5.1 Re-election of Joerg Reinhardt, Ph.D., and Mgmt For For
election as Chairman of the Board of
Directors
5.2 Re-election of Dimitri Azar, M.D., MBA Mgmt For For
5.3 Re-election of Verena A. Briner, M.D. Mgmt For For
5.4 Re-election of Srikant Datar, Ph.D. Mgmt Split 75% For 25% Against Split
5.5 Re-election of Ann Fudge Mgmt For For
5.6 Re-election of Pierre Landolt, Ph.D. Mgmt For For
5.7 Re-election of Ulrich Lehner, Ph.D. Mgmt Split 75% For 25% Against Split
5.8 Re-election of Andreas von Planta, Ph.D. Mgmt For For
5.9 Re-election of Charles L. Sawyers, M.D. Mgmt For For
5.10 Re-election of Enrico Vanni, Ph.D. Mgmt Split 75% For 25% Against Split
5.11 Re-election of William T. Winters Mgmt For For
6.1 Election of Srikant Datar, Ph.D., as member Mgmt Against Against
of the Compensation Committee
6.2 Election of Ann Fudge as member of the Mgmt For For
Compensation Committee
6.3 Election of Ulrich Lehner, Ph.D., as member Mgmt Against Against
of the Compensation Committee
6.4 Election of Enrico Vanni, Ph.D., as member Mgmt Against Against
of the Compensation Committee
7 Re-election of the Auditor: Mgmt For For
PricewaterhouseCoopers AG
8 Election of lic. iur. Peter Andreas Zahn, Mgmt For For
Advokat, Basel, as the Independent Proxy
9 In the case of ad-hoc/Miscellaneous Mgmt Split 25% For 75% Abstain Split
shareholder motions proposed during the
general meeting, I authorize my proxy to
act as follows in accordance with the board
of directors
--------------------------------------------------------------------------------------------------------------------------
NOVO NORDISK A/S, BAGSVAERD Agenda Number: 704974939
--------------------------------------------------------------------------------------------------------------------------
Security: K72807132
Meeting Type: AGM
Meeting Date: 20-Mar-2014
Ticker:
ISIN: DK0060534915
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
2 Adoption of the audited annual report 2013 Mgmt Split 50% For Split
3.1 Approval of actual remuneration of the Mgmt Split 50% For Split
Board of Directors for 2013
3.2 Approval of remuneration level of the Board Mgmt Split 50% For Split
of Directors for 2014
4 A resolution to distribute the profit: The Mgmt Split 50% For Split
Board of Directors proposes that the
dividend for 2013 is DKK 4.5 for each Novo
Nordisk A or B share of DKK 0.20
5.1 Election of Goran Ando as Chairman Mgmt Split 50% For Split
5.2 Election of Jeppe Christiansen as Vice Mgmt Split 50% For Split
Chairman
5.3a Election of other member to the Board of Mgmt Split 50% For Split
Directors: Bruno Angelici
5.3b Election of other member to the Board of Mgmt Split 50% For Split
Directors: Liz Hewitt
5.3c Election of other member to the Board of Mgmt Split 50% For Split
Directors: Thomas Paul Koestler
5.3d Election of other member to the Board of Mgmt Split 50% For Split
Directors: Helge Lund
5.3e Election of other member to the Board of Mgmt Split 50% For Split
Directors: Hannu Ryopponen
6 Re-appointment of PricewaterhouseCoopers as Mgmt Split 50% For Split
Auditor
7.1 Reduction of the Company's B share capital Mgmt Split 50% For Split
From DKK 442,512,800 to DKK 422,512,800
7.2 Authorisation of the Board of Directors to Mgmt Split 50% For Split
allow the Company to repurchase own shares
7.3 Donation to the World Diabetes Foundation Mgmt Split 50% For Split
(WDF)
7.4.1 Amendments to the Articles of Association: Mgmt Split 50% For Split
Language of Annual Reports. Article number
17.3
7.4.2 Amendments to the Articles of Association: Mgmt Split 50% For Split
Language of General Meetings. Article
numbers 7.5 and 17.3
7.5 Adoption of revised Remuneration Principles Mgmt Split 50% For Split
8.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Split 50% Against Split
SHAREHOLDER PROPOSAL, Kjeld Beyer:
Financial information in notice to convene
Annual General Meetings
8.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Split 50% Against Split
SHAREHOLDER PROPOSAL, Kjeld Beyer: Period
for presentation of and language of certain
financial information and company
announcements
8.3 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Split 50% Against Split
SHAREHOLDER PROPOSAL, Kjeld Beyer: Access
to quarterly and annual financial
information on the Company's website and in
Danish
8.4 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Split 50% Against Split
SHAREHOLDER PROPOSAL, Kjeld Beyer:
Refreshments at Annual General Meetings
--------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 933952815
--------------------------------------------------------------------------------------------------------------------------
Security: 670346105
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: NUE
ISIN: US6703461052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER C. BROWNING Mgmt For For
JOHN J. FERRIOLA Mgmt For For
HARVEY B. GANTT Mgmt For For
GREGORY J. HAYES Mgmt For For
VICTORIA F. HAYNES, PHD Mgmt For For
BERNARD L. KASRIEL Mgmt For For
CHRISTOPHER J. KEARNEY Mgmt For For
RAYMOND J. MILCHOVICH Mgmt For For
JOHN H. WALKER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS NUCOR'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014
3. APPROVAL, ON AN ADVISORY BASIS, OF NUCOR'S Mgmt For For
EXECUTIVE COMPENSATION
4. APPROVAL OF THE NUCOR CORPORATION 2014 Mgmt For For
OMNIBUS INCENTIVE COMPENSATION PLAN
5. STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTE
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTOR NV Agenda Number: 933943892
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Special
Meeting Date: 28-Mar-2014
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPOINT MR. E. MEURICE AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM APRIL 1, 2014
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTOR NV Agenda Number: 934014945
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2C. ADOPTION OF THE 2013 FINANCIAL STATEMENTS Mgmt For For
2D. GRANTING DISCHARGE TO THE DIRECTORS FOR Mgmt For For
THEIR MANAGEMENT DURING THE PAST FINANCIAL
YEAR
3A. PROPOSAL TO RE-APPOINT MR. RICHARD L. Mgmt For For
CLEMMER AS EXECUTIVE DIRECTOR OF THE
COMPANY WITH EFFECT FROM MAY 20, 2014
3B. PROPOSAL TO RE-APPOINT SIR PETER BONFIELD Mgmt For For
AS NON-EXECUTIVE DIRECTOR OF THE COMPANY
WITH EFFECT FROM MAY 20, 2014
3C. PROPOSAL TO RE-APPOINT MR. JOHANNES P. HUTH Mgmt Split 9% For 91% Against Split
AS NON-EXECUTIVE DIRECTOR OF THE COMPANY
WITH EFFECT FROM MAY 20, 2014
3D. PROPOSAL TO RE-APPOINT MR. KENNETH A. Mgmt For For
GOLDMAN AS NON-EXECUTIVE DIRECTOR OF THE
COMPANY WITH EFFECT FROM MAY 20, 2014
3E. PROPOSAL TO RE-APPOINT DR. MARION HELMES AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 20, 2014
3F. PROPOSAL TO RE-APPOINT MR. JOSEPH KAESER AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 20, 2014
3G. PROPOSAL TO RE-APPOINT MR. IAN LORING AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 20, 2014
3H. PROPOSAL TO RE-APPOINT MR. ERIC MEURICE AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 20, 2014
3I. PROPOSAL TO RE-APPOINT MS. JULIE SOUTHERN Mgmt For For
AS NON-EXECUTIVE DIRECTOR OF THE COMPANY
WITH EFFECT FROM MAY 20, 2014
3J. PROPOSAL TO APPOINT DR. RICK TSAI AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM JULY 1, 2014
4. AUTHORISATION TO REPURCHASE SHARES IN THE Mgmt For For
COMPANY'S CAPITAL
5. AUTHORISATION TO CANCEL REPURCHASED SHARES Mgmt For For
IN THE COMPANY'S CAPITAL
--------------------------------------------------------------------------------------------------------------------------
O'REILLY AUTOMOTIVE, INC. Agenda Number: 933940834
--------------------------------------------------------------------------------------------------------------------------
Security: 67103H107
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: ORLY
ISIN: US67103H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID O'REILLY Mgmt For For
1B. ELECTION OF DIRECTOR: LARRY O'REILLY Mgmt For For
1C. ELECTION OF DIRECTOR: ROSALIE O'REILLY Mgmt For For
WOOTEN
1D. ELECTION OF DIRECTOR: JAY D. BURCHFIELD Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS T. HENDRICKSON Mgmt For For
1F. ELECTION OF DIRECTOR: PAUL R. LEDERER Mgmt For For
2. TO AMEND THE RESTATED ARTICLES OF Mgmt For For
INCORPORATION OF THE COMPANY'S SUBSIDIARY
O'REILLY AUTOMOTIVE STORES, INC.
3. ADVISORY VOTE ON APPROVAL OF COMPENSATION Mgmt For For
OF EXECUTIVES.
4. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG, LLP, AS INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
5. SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr Against For
TO RETAIN SIGNIFICANT STOCK".
--------------------------------------------------------------------------------------------------------------------------
OCADO GROUP PLC, HATFIELD Agenda Number: 704636692
--------------------------------------------------------------------------------------------------------------------------
Security: G6718L106
Meeting Type: OGM
Meeting Date: 18-Jul-2013
Ticker:
ISIN: GB00B3MBS747
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the passing of the ordinary Mgmt For For
resolution at the General Meeting (as set
out in the Notice of General Meeting)
--------------------------------------------------------------------------------------------------------------------------
OCADO GROUP PLC, HATFIELD Agenda Number: 705033621
--------------------------------------------------------------------------------------------------------------------------
Security: G6718L106
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: GB00B3MBS747
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Annual Report and Accounts Mgmt For For
2 To approve the Directors' Remuneration Mgmt Against Against
Policy
3 To approve the Directors' Remuneration Mgmt Against Against
Report
4 To re-appoint Sir Stuart Rose Mgmt For For
5 To re-appoint David Grigson Mgmt For For
6 To re-appoint Tim Steiner Mgmt For For
7 To re-appoint Duncan Tatton-Brown Mgmt For For
8 To re-appoint Neill Abrams Mgmt For For
9 To re-appoint Mark Richardson Mgmt For For
10 To re-appoint Jorn Rausing Mgmt For For
11 To re-appoint Robert Gorrie Mgmt For For
12 To re-appoint Ruth Anderson Mgmt For For
13 To re-appoint Douglas McCallum Mgmt For For
14 To re-appoint Alex Mahon Mgmt For For
15 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
auditors
16 To authorise the Directors to determine the Mgmt For For
auditors' remuneration
17 Authority for political donations and Mgmt For For
political expenditure
18 To approve the GIP Mgmt Against Against
19 To approve the 2014 ESOS Mgmt For For
20 Authority to allot shares Mgmt For For
21 Authority to disapply pre-emption rights Mgmt For For
22 Authority to purchase own shares Mgmt For For
23 Notice of general meetings Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
OCWEN FINANCIAL CORPORATION Agenda Number: 933997477
--------------------------------------------------------------------------------------------------------------------------
Security: 675746309
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: OCN
ISIN: US6757463095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM C. ERBEY Mgmt For For
RONALD M. FARIS Mgmt For For
RONALD J. KORN Mgmt For For
WILLIAM H. LACY Mgmt For For
WILBUR L. ROSS, JR. Mgmt For For
ROBERT A. SALCETTI Mgmt For For
BARRY N. WISH Mgmt For For
2. RE-APPROVAL OF OUR 1998 ANNUAL INCENTIVE Mgmt For For
PLAN
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OCWEN FINANCIAL
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014
4. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT
--------------------------------------------------------------------------------------------------------------------------
OMNIVISION TECHNOLOGIES, INC. Agenda Number: 933865771
--------------------------------------------------------------------------------------------------------------------------
Security: 682128103
Meeting Type: Annual
Meeting Date: 26-Sep-2013
Ticker: OVTI
ISIN: US6821281036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SHAW HONG Mgmt For For
2. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING APRIL 30, 2014.
3. APPROVAL OF CERTAIN AMENDMENTS OF THE Mgmt Against Against
COMPANY'S 2007 EQUITY INCENTIVE PLAN,
INCLUDING AN AMENDMENT TO INCREASE THE
NUMBER OF SHARES AVAILABLE FOR ISSUANCE
THEREUNDER BY 4,900,000 SHARES.
4. APPROVAL OF AN AMENDMENT OF THE COMPANY'S Mgmt For For
2009 EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE THE NUMBER OF SHARES AVAILABLE FOR
ISSUANCE THEREUNDER BY 2,500,000 SHARES.
5. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
OPENTABLE, INC. Agenda Number: 933990663
--------------------------------------------------------------------------------------------------------------------------
Security: 68372A104
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: OPEN
ISIN: US68372A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. WILLIAM GURLEY Mgmt For For
DANIEL MEYER Mgmt For For
2 THE RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3 ADVISORY VOTE ON THE APPROVAL OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE 2009 EQUITY INCENTIVE AWARD PLAN.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 933878300
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 31-Oct-2013
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JEFFREY S. BERG Mgmt For For
H. RAYMOND BINGHAM Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt For For
BRUCE R. CHIZEN Mgmt Withheld Against
GEORGE H. CONRADES Mgmt Withheld Against
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JEFFREY O. HENLEY Mgmt For For
MARK V. HURD Mgmt For For
NAOMI O. SELIGMAN Mgmt Withheld Against
2 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION. `
3 APPROVAL OF AMENDMENT TO THE LONG-TERM Mgmt Against Against
EQUITY INCENTIVE PLAN.
4 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
5 STOCKHOLDER PROPOSAL REGARDING ESTABLISHING Shr Against For
A BOARD COMMITTEE ON HUMAN RIGHTS.
6 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For
BOARD CHAIRMAN.
7 STOCKHOLDER PROPOSAL REGARDING VOTE Shr Against For
TABULATION.
8 STOCKHOLDER PROPOSAL REGARDING MULTIPLE Shr Against For
PERFORMANCE METRICS.
9 STOCKHOLDER PROPOSAL REGARDING QUANTIFIABLE Shr Against For
PERFORMANCE METRICS.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC BASIN SHIPPING LTD Agenda Number: 705032124
--------------------------------------------------------------------------------------------------------------------------
Security: G68437139
Meeting Type: AGM
Meeting Date: 16-Apr-2014
Ticker:
ISIN: BMG684371393
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0314/LTN20140314504.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0314/LTN20140314498.pdf
1 To receive and adopt the audited financial Mgmt For For
statements and the Reports of the Directors
and Auditors for the year ended 31 December
2013
2 To declare final dividend for the year Mgmt For For
ended 31 December 2013
3.i To re-elect Mr. David M. Turnbull as an Mgmt For For
Executive Director
3.ii To re-elect Mr. Jan Rindbo as an Executive Mgmt For For
Director
3.iii To re-elect Mr. Daniel R. Bradshaw as an Mgmt Against Against
Independent Non-executive Director
3.iv To authorise the Board to fix the Mgmt For For
remuneration of the Directors
4 To re-appoint Messrs. Mgmt Against Against
PricewaterhouseCoopers as Auditors for the
year ending 31 December 2014 and to
authorise the Board to fix their
remuneration
5 To grant a general mandate to the Directors Mgmt For For
to allot Shares as set out in item 5 of the
AGM Notice
6 To grant a general mandate to the Directors Mgmt For For
for the repurchase of Shares as set out in
item 6 of the AGM Notice
7 To grant a specific mandate to the Mgmt Against Against
Directors to issue Shares to satisfy Awards
pursuant to the 2013 Share Award Scheme as
set out in item 7 of the AGM Notice
--------------------------------------------------------------------------------------------------------------------------
PALL CORPORATION Agenda Number: 933890712
--------------------------------------------------------------------------------------------------------------------------
Security: 696429307
Meeting Type: Annual
Meeting Date: 11-Dec-2013
Ticker: PLL
ISIN: US6964293079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: AMY E. ALVING Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT B. COUTTS Mgmt For For
1C ELECTION OF DIRECTOR: MARK E. GOLDSTEIN Mgmt For For
1D ELECTION OF DIRECTOR: CHERYL W. GRISE Mgmt For For
1E ELECTION OF DIRECTOR: RONALD L. HOFFMAN Mgmt For For
1F ELECTION OF DIRECTOR: LAWRENCE D. KINGSLEY Mgmt For For
1G ELECTION OF DIRECTOR: DENNIS N. LONGSTREET Mgmt For For
1H ELECTION OF DIRECTOR: B. CRAIG OWENS Mgmt For For
1I ELECTION OF DIRECTOR: KATHARINE L. PLOURDE Mgmt For For
1J ELECTION OF DIRECTOR: EDWARD TRAVAGLIANTI Mgmt For For
1K ELECTION OF DIRECTOR: BRET W. WISE Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
03 PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PANASONIC CORPORATION Agenda Number: 705347183
--------------------------------------------------------------------------------------------------------------------------
Security: J6354Y104
Meeting Type: AGM
Meeting Date: 26-Jun-2014
Ticker:
ISIN: JP3866800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
1.13 Appoint a Director Mgmt For For
1.14 Appoint a Director Mgmt For For
1.15 Appoint a Director Mgmt For For
1.16 Appoint a Director Mgmt For For
1.17 Appoint a Director Mgmt For For
2.1 Appoint a Corporate Auditor Mgmt For For
2.2 Appoint a Corporate Auditor Mgmt For For
3 Amend the Compensation to be received by Mgmt For For
Directors
--------------------------------------------------------------------------------------------------------------------------
PERNOD-RICARD, PARIS Agenda Number: 704752220
--------------------------------------------------------------------------------------------------------------------------
Security: F72027109
Meeting Type: MIX
Meeting Date: 06-Nov-2013
Ticker:
ISIN: FR0000120693
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT 16 OCT 13: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/1002/201310021305066.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
https://balo.journal-officiel.gouv.fr/pdf/2
013/1016/201310161305162.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
June 30, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
June 30, 2013
O.3 Allocation of income for the financial year Mgmt For For
ended June 30, 2013 and setting the
dividend
O.4 Approval of the regulated agreements and Mgmt For For
commitments pursuant to Articles L.225-38
et seq. of the Commercial Code
O.5 Renewal of term of Mrs. Daniele Ricard as Mgmt For For
Director
O.6 Renewal of term of Mr. Laurent Burelle as Mgmt For For
Director
O.7 Renewal of term of Mr. Michel Chambaud as Mgmt For For
Director
O.8 Renewal of term of Societe Paul Ricard as Mgmt For For
Director
O.9 Renewal of term of Mr. Anders Narvinger as Mgmt For For
Director
O.10 Setting the amount of attendance allowances Mgmt For For
to be allocated to the Board of Directors
O.11 Reviewing the components of payable or Mgmt For For
awarded compensation for the 2012/2013
financial year to Mrs. Daniele Ricard,
Chairman of the Board of Directors
O.12 Reviewing the components of payable or Mgmt For For
awarded compensation for the 2012/2013
financial year to Mr. Pierre Pringuet,
Vice-Chairman of the Board of Directors and
Chief Executive Officer
O.13 Reviewing the components of payable or Mgmt For For
awarded compensation for the 2012/2013
financial year to Mr. Alexandre Ricard,
Managing Director
O.14 Authorization to be granted to the Board of Mgmt Split 57% For 43% Against Split
Directors to trade in Company's shares
E.15 Authorization to be granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of treasury shares up to 10%
of share capital
E.16 Delegation of authority to be granted to Mgmt Split 43% For 57% Against Split
the Board of Directors to decide to
increase share capital for a maximum
nominal amount of Euros 205 million by
issuing common shares and/or any securities
giving access to capital of the Company
while maintaining preferential subscription
rights
E.17 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to
increase share capital for a maximum
nominal amount of Euros 41 million by
issuing common shares and/or any securities
giving access to capital of the Company
with cancellation of preferential
subscription rights as part of a public
offer
E.18 Delegation of authority to be granted to Mgmt Split 43% For 57% Against Split
the Board of Directors to increase the
number of securities to be issued in case
of share capital increase with or without
preferential subscription rights up to 15%
of the initial issuance carried out
pursuant to the 16th and 17th resolutions
E.19 Delegation of authority to be granted to Mgmt For For
the Board of Directors to issue common
shares and/or securities giving access to
capital of the Company, in consideration
for in-kind contributions granted to the
Company up to 10% of share capital
E.20 Delegation of authority to be granted to Mgmt For For
the Board of Directors to issue common
shares and/or securities giving access to
capital of the Company up to 10% of share
capital with cancellation of preferential
subscription rights in case of public
exchange offer initiated by the Company
E.21 Delegation of authority to be granted to Mgmt For For
the Board of Directors to issue securities
representing debts entitling to the
allotment of debt securities up to Euros 5
billion
E.22 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to
increase share capital for a maximum
nominal amount of Euros 205 million by
incorporation of premiums, reserves,
profits or otherwise
E.23 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to
increase share capital up to 2% of share
capital by issuing shares or securities
giving access to capital reserved for
members of company savings plans with
cancellation of preferential subscription
rights in favor of the latter
E.24 Amendment to Article 16 of the bylaws to Mgmt For For
establish the terms for appointing
Directors representing employees pursuant
to the provisions of the Act of June 14,
2013 on employment security
E.25 Powers to carry out all required legal Mgmt For For
formalities
--------------------------------------------------------------------------------------------------------------------------
PERSIMMON PLC, FULFORD YORK Agenda Number: 705043367
--------------------------------------------------------------------------------------------------------------------------
Security: G70202109
Meeting Type: AGM
Meeting Date: 16-Apr-2014
Ticker:
ISIN: GB0006825383
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Directors' and Mgmt For For
Auditor's Reports and Financial Statements
for the year ended 31 December 2013
2 To approve the Directors' Remuneration Mgmt For For
Policy
3 To approve the Annual Report on Mgmt For For
Remuneration
4 To re-elect Nicholas Wrigley as a Director Mgmt For For
5 To re-elect Jeffrey Fairbum as a Director Mgmt For For
6 To re-elect Michael Killoran as a Director Mgmt For For
7 To re-elect Nigel Greenaway as a Director Mgmt For For
8 To elect David Jenkinson as a Director Mgmt For For
9 To re-elect Richard Pennycook as a Director Mgmt For For
10 To re-elect Jonathan Davie as a Director Mgmt For For
11 To re-elect Mark Preston as a Director Mgmt For For
12 To re-elect Marion Sears as a Director Mgmt For For
13 To appoint KPMG LLP as auditor of the Mgmt For For
Company until the conclusion of the next
annual general meeting and to authorise the
Directors to determine the remuneration of
the auditor
14 To adopt the amended Articles of Mgmt For For
Association and to implement the return
of Cash of 70 pence per ordinary share
15 To approve the purchase of two properties Mgmt For For
by Nigel Greenaway
16 To renew the authority to the Directors to Mgmt For For
allot shares
17 To renew the authority to the Directors to Mgmt For For
disapply pre-emption rights
18 To authorise the Company to purchase its Mgmt For For
own shares
19 To authorise the calling of a general Mgmt For For
meeting on not less than 14 clear days'
notice
CMMT 19 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO THE TEXT OF
RESOLUTIONS 8, 14 AND 19. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933947129
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V101
Meeting Type: Special
Meeting Date: 02-Apr-2014
Ticker: PBRA
ISIN: US71654V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A4A ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For
DIRECTORS: APPOINTED BY THE MINORITY
SHAREHOLDERS: JOSE GUIMARAES MONFORTE (YOU
MAY ONLY CAST A VOTE OF "FOR" ONLY ONE OF
THE DIRECTORS FOR PROPOSALS A4A AND A4B)
A4B ELECTION OF THE MEMBER OF THE BOARD OF Mgmt Split 13% Against 87% Abstain
DIRECTORS: APPOINTED BY THE MINORITY
SHAREHOLDERS: JOSE GERDAU JOHANNPETER (YOU
MAY ONLY CAST A VOTE OF "FOR" ONLY ONE OF
THE DIRECTORS FOR PROPOSALS A4A AND A4B)
A6A ELECTION OF THE MEMBERS OF THE AUDIT Mgmt For For
COMMITTEE AND THEIR RESPECTIVE SUBSTITUTES:
APPOINTED BY THE MINORITY SHAREHOLDERS:
WALTER LUIS BERNARDES ALBERTONI & ROBERTO
LAMB (ALTERNATE)
--------------------------------------------------------------------------------------------------------------------------
PETROLEUM GEO-SERVICES ASA, LYSAKER Agenda Number: 704804485
--------------------------------------------------------------------------------------------------------------------------
Security: R69628114
Meeting Type: EGM
Meeting Date: 21-Nov-2013
Ticker:
ISIN: NO0010199151
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT BLOCKING SHOULD ALWAYS BE APPLIED, RECORD Non-Voting
DATE OR NOT.
1 Election of one person to countersign the Mgmt For For
minutes
2.1 Election of new director to the board: Anne Mgmt For For
Grethe Dalane
2.2 Election of new director to the board: Mgmt Against Against
Walter Qvam
--------------------------------------------------------------------------------------------------------------------------
PETROLEUM GEO-SERVICES ASA, LYSAKER Agenda Number: 705141389
--------------------------------------------------------------------------------------------------------------------------
Security: R69628114
Meeting Type: AGM
Meeting Date: 08-May-2014
Ticker:
ISIN: NO0010199151
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT BLOCKING SHOULD ALWAYS BE APPLIED, RECORD Non-Voting
DATE OR NOT.
1 APPROVAL OF THE CALLING NOTICE AND AGENDA Mgmt For For
2 ELECTION OF PERSON TO COUNTERSIGN THE Mgmt For For
MINUTES
3 APPROVAL OF THE DIRECTORS' REPORT AND Mgmt For For
FINANCIAL STATEMENTS OF PETROLEUM
GEOSERVICES ASA AND THE GROUP FOR 2013
4 APPROVAL OF DIVIDENDS FOR 2013: THE BOARD Mgmt For For
PROPOSES A DIVIDEND PAYMENT FOR 2013 OF NOK
2.30 PER SHARE
5 APPROVAL OF THE AUDITOR'S FEE FOR 2013 Mgmt For For
6 ELECTION OF NEW EXTERNAL AUDITOR: ERNST & Mgmt For For
YOUNG AS, IN OSLO
7.1 ELECTION OF FRANCIS ROBERT GUGEN Mgmt For For
(CHAIRPERSON) AS MEMBER TO THE BOARD OF
DIRECTORS
7.2 ELECTION OF HARALD NORVIK (VICE Mgmt For For
CHAIRPERSON) AS MEMBER TO THE BOARD OF
DIRECTORS
7.3 ELECTION OF DANIEL J. PIETTE AS MEMBER TO Mgmt For For
THE BOARD OF DIRECTORS
7.4 ELECTION OF HOLLY VAN DEURSEN AS MEMBER TO Mgmt For For
THE BOARD OF DIRECTORS
7.5 ELECTION OF CAROL BELL AS MEMBER TO THE Mgmt For For
BOARD OF DIRECTORS
7.6 ELECTION OF INGAR SKAUG AS MEMBER TO THE Mgmt For For
BOARD OF DIRECTORS
7.7 ELECTION OF ANNE GRETHE DALANE AS MEMBER TO Mgmt For For
THE BOARD OF DIRECTORS
7.8 ELECTION OF WALTER QVAM AS MEMBER TO THE Mgmt For For
BOARD OF DIRECTORS
8.1 NOMINATION COMMITTEE-ELECTION OF MEMBER: Mgmt For For
ROGER O'NEIL (CHAIRPERSON)
8.2 NOMINATION COMMITTEE-ELECTION OF MEMBER: C. Mgmt For For
MAURY DEVINE
8.3 NOMINATION COMMITTEE-ELECTION OF MEMBER: Mgmt For For
HANNE HARLEM
9.1 MOTION TO APPROVE BOARD MEMBERS' AND Mgmt For For
NOMINATION COMMITTEE MEMBERS' FEES
9.2 MOTION TO APPROVE THE PRINCIPLES FOR THE Mgmt For For
SHAREHOLDER ELECTED BOARD MEMBERS' FEES FOR
THE PERIOD 8 MAY 2014 TO THE ANNUAL GENERAL
MEETING 2015
9.3 MOTION TO APPROVE THE PRINCIPLES FOR THE Mgmt For For
FEES FOR THE MEMBERS OF THE NOMINATION
COMMITTEE FOR THE PERIOD 8 MAY 2014 TO THE
ANNUAL GENERAL MEETING 2015
10 AUTHORIZATION TO ACQUIRE TREASURY SHARES Mgmt For For
11 STATEMENT FROM THE BOARD REGARDING Mgmt For For
REMUNERATION PRINCIPLES FOR SENIOR
EXECUTIVES
12 APPROVAL OF PERFORMANCE BASED RESTRICTED Mgmt For For
STOCK PLAN
13.1 GENERAL AUTHORIZATION TO ISSUE NEW SHARES Mgmt For For
13.2 AUTHORIZATION TO ISSUE NEW SHARES IN Mgmt For For
CONNECTION WITH EXISTING SHARE OPTION
PROGRAMS
14 MOTION TO AUTHORIZE THE COMPANY'S BOARD OF Mgmt For For
DIRECTORS TO ISSUE CONVERTIBLE LOANS
15 INDEMNIFICATION OF BOARD OF DIRECTORS AND Mgmt For For
CEO
16 CORPORATE GOVERNANCE STATEMENT Non-Voting
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933946444
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1D. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1E. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For
1F. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For
1G. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt For For
1I. ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
3. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL 1 - LOBBYING Shr Against For
5. SHAREHOLDER PROPOSAL 2 - ANIMAL TESTING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
PHILLIPS 66 Agenda Number: 933944010
--------------------------------------------------------------------------------------------------------------------------
Security: 718546104
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PSX
ISIN: US7185461040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM R. LOOMIS, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: GLENN F. TILTON Mgmt For For
1C. ELECTION OF DIRECTOR: MARNA C. WHITTINGTON Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR PHILLIPS 66 FOR
2014.
3. SAY ON PAY - AN ADVISORY (NON-BINDING) VOTE Mgmt For For
ON THE APPROVAL OF EXECUTIVE COMPENSATION.
4. GREENHOUSE GAS REDUCTION GOALS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD Agenda Number: 705078891
--------------------------------------------------------------------------------------------------------------------------
Security: Y69790106
Meeting Type: AGM
Meeting Date: 12-Jun-2014
Ticker:
ISIN: CNE1000003X6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0327/LTN201403271193.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0327/LTN201403271177.pdf
1 To consider and approve the report of the Mgmt For For
board of directors of the Company (the
"Board") for the year ended December 31,
2013
2 To consider and approve the report of the Mgmt For For
supervisory committee of the Company (the
"Supervisory Committee") for the year ended
December 31, 2013
3 To consider and approve the annual report Mgmt For For
and its summary of the Company for the year
ended December 31, 2013
4 To consider and approve the report of the Mgmt For For
auditors and the audited financial
statements of the Company for the year
ended December 31, 2013
5 To consider and approve the profit Mgmt For For
distribution plan for the year ended
December 31, 2013 and the proposed
distribution of final dividends
6 To consider and approve the re-appointment Mgmt For For
of PricewaterhouseCoopers Zhong Tian LLP as
the PRC auditor and PricewaterhouseCoopers
as the international auditor of the Company
to hold office until the conclusion of the
next annual general meeting and to
authorize the Board to fix their
remuneration
7 To consider and approve the appointment of Mgmt For For
Ms. Cai Fangfang as an Executive Director
of the Company to hold office until the
expiry of the term of the 9th Session of
the Board
8 To consider and approve the adjustment of Mgmt For For
basic remuneration of the Independent
Supervisors of the Company
9 To consider and approve the grant of a Mgmt Against Against
general mandate to the Board to issue,
allot and deal with additional H shares not
exceeding 20% of the H shares of the
Company in issue and authorize the Board to
make corresponding amendments to the
Articles of Association of the Company as
it thinks fit so as to reflect the new
capital structure upon the allotment or
issuance of H shares
--------------------------------------------------------------------------------------------------------------------------
POOL CORPORATION Agenda Number: 933961143
--------------------------------------------------------------------------------------------------------------------------
Security: 73278L105
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: POOL
ISIN: US73278L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILSON B. SEXTON Mgmt For For
ANDREW W. CODE Mgmt For For
JAMES J. GAFFNEY Mgmt For For
GEORGE T. HAYMAKER, JR. Mgmt For For
M.J. PEREZ DE LA MESA Mgmt For For
HARLAN F. SEYMOUR Mgmt For For
ROBERT C. SLEDD Mgmt For For
JOHN E. STOKELY Mgmt For For
2. RATIFICATION OF THE RETENTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2014 FISCAL YEAR
3. SAY-ON-PAY VOTE: ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION AS DISCLOSED IN THE
PROXY STATEMENT
--------------------------------------------------------------------------------------------------------------------------
PORTFOLIO RECOVERY ASSOCIATES, INC. Agenda Number: 933975217
--------------------------------------------------------------------------------------------------------------------------
Security: 73640Q105
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: PRAA
ISIN: US73640Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT M. TABAKIN Mgmt For For
JAMES M. VOSS Mgmt For For
MARJORIE M. CONNELLY Mgmt For For
JAMES A. NUSSLE Mgmt For For
2. APPROVAL OF AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
4. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
POTASH CORPORATION OF SASKATCHEWAN INC. Agenda Number: 933945377
--------------------------------------------------------------------------------------------------------------------------
Security: 73755L107
Meeting Type: Annual and Special
Meeting Date: 15-May-2014
Ticker: POT
ISIN: CA73755L1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C.M. BURLEY Mgmt For For
D.G. CHYNOWETH Mgmt For For
W.J. DOYLE Mgmt For For
J.W. ESTEY Mgmt For For
G.W. GRANDEY Mgmt For For
C.S. HOFFMAN Mgmt For For
D.J. HOWE Mgmt For For
A.D. LABERGE Mgmt For For
C.E. MADERE Mgmt For For
K.G. MARTELL Mgmt For For
J.J. MCCAIG Mgmt For For
M. MOGFORD Mgmt For For
E. VIYELLA DE PALIZA Mgmt Withheld Against
02 THE APPOINTMENT OF DELOITTE LLP AS AUDITORS Mgmt For For
OF THE CORPORATION.
03 THE RESOLUTION (ATTACHED AS APPENDIX B TO Mgmt For For
THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR)
APPROVING THE ADOPTION OF A NEW PERFORMANCE
OPTION PLAN, THE FULL TEXT OF WHICH IS
ATTACHED AS APPENDIX C TO THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
04 THE ADVISORY RESOLUTION ACCEPTING THE Mgmt For For
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
PROSIEBEN SAT.1 MEDIA AG, MUENCHEN Agenda Number: 704613632
--------------------------------------------------------------------------------------------------------------------------
Security: D6216S101
Meeting Type: SGM
Meeting Date: 23-Jul-2013
Ticker:
ISIN: DE0007771172
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 02 JUL 2013, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 08 Non-Voting
JUL 2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Special resolution of preference Mgmt For For
shareholders approving the resolution of
the ordinary shareholders' meeting of July
23, 2013, regarding the cancellation of the
existing contingent capital and the
creation of a new contingent capital
(Contingent Capital 2013) as well as a
respective amendment of the Articles of
Incorporation (agenda item 7.2 of the
ordinary shareholders' meeting)
2. Special resolution of preference Mgmt For For
shareholders approving the resolution of
the ordinary shareholders' meeting of July
23, 2013, regarding the conversion of
preference shares into common shares, the
cancellation of the restriction on
transferability of the common shares and a
respective amendment of the Articles of
Incorporation (agenda item 8 of the
ordinary shareholders' meeting
--------------------------------------------------------------------------------------------------------------------------
PROSIEBENSAT.1 MEDIA AG, MUENCHEN Agenda Number: 705318029
--------------------------------------------------------------------------------------------------------------------------
Security: D6216S143
Meeting Type: AGM
Meeting Date: 26-Jun-2014
Ticker:
ISIN: DE000PSM7770
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2012, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require share blocking. Registered
shares will be deregistered according to
trading activities or at the deregistration
date by the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent. Please contact your CSR
for further information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
11.6.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted financial Non-Voting
statements and approved consolidated
financial statements, the management report
and the consolidated management report for
ProSiebenSat.1 Media AG, including the
explanatory report on the information
pursuant to sections 289 (4), 315 (4) of
the German Commercial Code and the
information pursuant to sections 289 (5),
315 (2) No. 5 of the German Commercial
Code, as well as the report of the
Supervisory Board each for the fiscal year
2013
2. Resolution on the use of distributable net Mgmt For For
income for the fiscal year 2013
3. Formal approval of acts of the Executive Mgmt For For
Board for the fiscal year 2013
4. Formal approval of acts of the Supervisory Mgmt For For
Board for the fiscal year 2013
5. Appointment of auditors for the fiscal year Mgmt For For
2014: KPMG AG
6.1 Elections of members to the Supervisory Mgmt For For
Board: Mr. Lawrence Aidem
6.2 Elections of members to the Supervisory Mgmt For For
Board: Mrs. Antoinette (Annet) P. Aris
6.3 Elections of members to the Supervisory Mgmt For For
Board: Dr. Werner Brandt
6.4 Elections of members to the Supervisory Mgmt For For
Board: Mr. Adam Cahan
6.5 Elections of members to the Supervisory Mgmt For For
Board: Mr. Stefan Dziarski
6.6 Elections of members to the Supervisory Mgmt For For
Board: Mr. Philipp Freise
6.7 Elections of members to the Supervisory Mgmt For For
Board: Dr. Marion Helmes
6.8 Elections of members to the Supervisory Mgmt For For
Board: Mr. Erik Adrianus Hubertus Huggers
6.9 Elections of members to the Supervisory Mgmt For For
Board: Prof. Dr. Harald Wiedmann
7. Resolution on the amendment of the Mgmt For For
remuneration for the members of the
Supervisory Board as well as the
corresponding amendment of the Articles of
Incorporation
8. Resolution on the cancellation of the Mgmt For For
existing authorized capital ( Authorized
Capital 2013 ), the creation of a new
authorized capital with authorization for
the exclusion of preemptive rights (
Authorized Capital 2014) as well as a
respective amendment of the Articles of
Incorporation in section 4 ( Amount and
Subdivision of the Share Capital )
9.1 Resolution on the cancellation of the Mgmt Against Against
authorization of the Executive Board to
issue convertible and/or option bonds
granted by resolution of the shareholders
meeting of June 4, 2009 and of the
corresponding contingent capital, the
granting of a new authorization of the
Executive Board to issue convertible and/or
option bonds with authorization for the
exclusion of preemptive rights, the
creation of a new contingent capital as
well as a respective amendment of the
Articles of Incorporation in section 4 (
Amount and Subdivision of the Share Capital
): Cancellation of the authorisation of the
Executive Board to issue convertible and/or
option bonds granted by resolution of the
shareholders meeting of June 4, 2009 and
granting of a new authorisation of the
Executive Board to issue convertible and/or
option bonds with authorisation for the
exclusion of preemptive rights
9.2 Resolution on the cancellation of the Mgmt Against Against
authorization of the Executive Board to
issue convertible and/or option bonds
granted by resolution of the shareholders
meeting of June 4, 2009 and of the
corresponding contingent capital, the
granting of a new authorization of the
Executive Board to issue convertible and/or
option bonds with authorization for the
exclusion of preemptive rights, the
creation of a new contingent capital as
well as a respective amendment of the
Articles of Incorporation in section 4 (
Amount and Subdivision of the Share Capital
): Cancellation of the contingent capital
created by resolution of the shareholders
meeting of June 4, 2009 and creation of a
new contingent capital (Contingent Capital
2014) as well as a respective amendment of
the Articles of Incorporation
10. Resolution on the amendment of the Articles Mgmt For For
of Incorporation (abrogation of section 16b
of the Articles of Incorporation regarding
notification duties for shareholders with
substantial holdings )
11.1 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Domination and Profit and
Loss Transfer Agreement between
ProSiebenSat.1 Media AG and ProSiebenSat.1
Produktion GmbH
11.2 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Domination and Profit and
Loss Transfer Agreement between
ProSiebenSat.1 Media AG and maxdome GmbH
11.3 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Domination and Profit and
Loss Transfer Agreement between
ProSiebenSat.1 Media AG and Seven Scores
Musikverlag GmbH
11.4 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Domination and Profit and
Loss Transfer Agreement between
ProSiebenSat.1 Media AG and ProSiebenSat.1
Adjacent Holding GmbH
11.5 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Domination Agreement
between ProSiebenSat.1 Media AG and PSH
Entertainment GmbH
11.6 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Domination Agreement
between ProSiebenSat.1 Media AG and
ProSiebenSat.1 Digital & Adjacent GmbH
11.7 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Profit and Loss Transfer
Agreement between ProSiebenSat.1 Media AG
and 9Live Fernsehen GmbH
11.8 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Domination and Profit and
Loss Transfer Agreement between
ProSiebenSat.1 Media AG and ProSiebenSat.1
Erste Verwaltungsgesellschaft mbH
11.9 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Domination and Profit and
Loss Transfer Agreement between
ProSiebenSat.1 Media AG and SevenOne Brands
GmbH
11.10 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Domination and Profit and
Loss Transfer Agreement between
ProSiebenSat.1 Media AG and P7S1 Erste SBS
Holding GmbH
11.11 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Domination and Profit and
Loss Transfer Agreement between
ProSiebenSat.1 Media AG and P7S1 Zweite SBS
Holding GmbH
11.12 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Domination and Profit and
Loss Transfer Agreement between
ProSiebenSat.1 Media AG and ProSiebenSat.1
Applications GmbH
11.13 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Domination and Profit and
Loss Transfer Agreement between
ProSiebenSat.1 Media AG and Red Arrow
Entertainment Group GmbH
11.14 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Domination and Profit and
Loss Transfer Agreement between
ProSiebenSat.1 Media AG and ProSiebenSat.1
TV Deutschland GmbH
11.15 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Domination and Profit and
Loss Transfer Agreement between
ProSiebenSat.1 Media AG and ProSiebenSat.1
Achte Verwaltungsgesellschaft mbH
11.16 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Profit and Loss Transfer
Agreement between ProSiebenSat.1 Media AG
and PSH Entertainment GmbH
11.17 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Profit and Loss Transfer
Agreement between ProSiebenSat.1 Media AG
and ProSiebenSat.1 Digital & Adjacent GmbH
11.18 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Domination and Profit and
Loss Transfer Agreement between
ProSiebenSat.1 Media AG and ProSiebenSat.1
Vierzehnte Verwaltungsgesellschaft mbH
11.19 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Domination and Profit and
Loss Transfer Agreement between
ProSiebenSat.1 Media AG and ProSiebenSat.1
F nfzehnte Verwaltungsgesellschaft mbH
11.20 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Domination and Profit and
Loss Transfer Agreement between
ProSiebenSat.1 Media AG and SevenVentures
GmbH
11.21 Approval of the amendment of domination Mgmt For For
and/or profit and loss transfer agreements
between ProSiebenSat.1 Media AG and various
group companies: Domination Agreement
between ProSiebenSat.1 Media AG and 9Live
Fernsehen GmbH
--------------------------------------------------------------------------------------------------------------------------
PROTO LABS, INC. Agenda Number: 933965658
--------------------------------------------------------------------------------------------------------------------------
Security: 743713109
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: PRLB
ISIN: US7437131094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LAWRENCE J. LUKIS Mgmt For For
VICTORIA M. HOLT Mgmt For For
BRADLEY A. CLEVELAND Mgmt For For
RAINER GAWLICK Mgmt For For
JOHN B. GOODMAN Mgmt For For
DOUGLAS W. KOHRS Mgmt For For
BRIAN K. SMITH Mgmt For For
SVEN A. WEHRWEIN Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY APPROVAL OF THE FREQUENCY OF Mgmt 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL PLC, LONDON Agenda Number: 705233815
--------------------------------------------------------------------------------------------------------------------------
Security: G72899100
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: GB0007099541
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 312974 DUE TO CHANGE IN DIRECTOR
NAMES AND SEQUENCE OF DIRECTOR NAMES. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
1 TO RECEIVE AND CONSIDER THE ACCOUNTS, Mgmt For For
STRATEGIC REPORT, DIRECTORS' REMUNERATION
REPORT, DIRECTORS' REPORT AND THE AUDITORS'
REPORT (THE ANNUAL REPORT)
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT (OTHER THAN THE DIRECTORS'
REMUNERATION POLICY)
4 TO DECLARE A FINAL DIVIDEND OF 23.84 PENCE Mgmt For For
PER ORDINARY SHARE OF THE COMPANY
5 TO ELECT MR PIERRE-OLIVIER BOUEE AS A Mgmt For For
DIRECTOR
6 TO ELECT MS JACQUELINE HUNT AS A DIRECTOR Mgmt For For
7 TO ELECT MR ANTHONY NIGHTINGALE AS A Mgmt For For
DIRECTOR
8 TO ELECT MS ALICE SCHROEDER AS A DIRECTOR Mgmt For For
9 TO RE-ELECT SIR HOWARD DAVIES AS A DIRECTOR Mgmt For For
10 TO RE-ELECT MS ANN GODBEHERE AS A DIRECTOR Mgmt For For
11 TO RE-ELECT MR ALEXANDER JOHNSTON AS A Mgmt For For
DIRECTOR
12 TO RE-ELECT MR PAUL MANDUCA AS A DIRECTOR Mgmt For For
13 TO RE-ELECT MR MICHAEL MCLINTOCK AS A Mgmt For For
DIRECTOR
14 TO RE-ELECT MR KAIKHUSHRU NARGOLWALA AS A Mgmt For For
DIRECTOR
15 TO RE-ELECT MR NICOLAOS NICANDROU AS A Mgmt For For
DIRECTOR
16 TO RE-ELECT MR PHILIP REMNANT AS A DIRECTOR Mgmt For For
17 TO RE-ELECT MR BARRY STOWE AS A DIRECTOR Mgmt For For
18 TO RE-ELECT MR TIDJANE THIAM AS A DIRECTOR Mgmt For For
19 TO RE-ELECT LORD TURNBULL AS A DIRECTOR Mgmt For For
20 TO RE-ELECT MR MICHAEL WELLS AS A DIRECTOR Mgmt For For
21 TO APPOINT KPMG LLP AS THE COMPANY'S Mgmt For For
AUDITOR
22 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
AMOUNT OF THE AUDITOR'S REMUNERATION
23 RENEWAL OF THE AUTHORITY TO MAKE POLITICAL Mgmt For For
DONATIONS
24 RENEWAL OF AUTHORITY TO ALLOT ORDINARY Mgmt For For
SHARES
25 RENEWAL OF EXTENSION OF AUTHORITY TO ALLOT Mgmt For For
ORDINARY SHARES TO INCLUDE REPURCHASED
SHARES
26 RENEWAL OF AUTHORITY TO ALLOT PREFERENCE Mgmt For For
SHARES
27 RENEWAL OF AUTHORITY FOR DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS
28 RENEWAL OF AUTHORITY FOR PURCHASE OF OWN Mgmt For For
SHARES
29 RENEWAL OF AUTHORITY IN RESPECT OF NOTICE Mgmt For For
FOR GENERAL MEETINGS
--------------------------------------------------------------------------------------------------------------------------
PVH CORP. Agenda Number: 934026825
--------------------------------------------------------------------------------------------------------------------------
Security: 693656100
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: PVH
ISIN: US6936561009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY BAGLIVO Mgmt For For
1B. ELECTION OF DIRECTOR: BRENT CALLINICOS Mgmt For For
1C. ELECTION OF DIRECTOR: EMANUEL CHIRICO Mgmt For For
1D. ELECTION OF DIRECTOR: JUAN R. FIGUEREO Mgmt For For
1E. ELECTION OF DIRECTOR: JOSEPH B. FULLER Mgmt For For
1F. ELECTION OF DIRECTOR: FRED GEHRING Mgmt For For
1G. ELECTION OF DIRECTOR: BRUCE MAGGIN Mgmt For For
1H. ELECTION OF DIRECTOR: V. JAMES MARINO Mgmt For For
1I. ELECTION OF DIRECTOR: HENRY NASELLA Mgmt For For
1J. ELECTION OF DIRECTOR: RITA M. RODRIGUEZ Mgmt For For
1K. ELECTION OF DIRECTOR: EDWARD R. ROSENFELD Mgmt For For
1L. ELECTION OF DIRECTOR: CRAIG RYDIN Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF AUDITORS. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
QBE INSURANCE GROUP LTD, SYDNEY NSW Agenda Number: 704990034
--------------------------------------------------------------------------------------------------------------------------
Security: Q78063114
Meeting Type: AGM
Meeting Date: 02-Apr-2014
Ticker:
ISIN: AU000000QBE9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2 AND 3 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (as referred in the company
announcement) YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEM.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL. BY VOTING (FOR OR AGAINST) ON THE
ABOVE MENTIONED PROPOSAL, YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2 Adopt the Remuneration Report Mgmt For For
3 Approve grant of Conditional Rights to Mgmt For For
Group Chief Executive Officer
4.a To elect Mr W M Becker as a director of the Mgmt For For
company
4.b To elect Ms M Y Leung as a director of the Mgmt For For
company
--------------------------------------------------------------------------------------------------------------------------
QIAGEN NV, VENLO Agenda Number: 705303410
--------------------------------------------------------------------------------------------------------------------------
Security: N72482107
Meeting Type: AGM
Meeting Date: 25-Jun-2014
Ticker:
ISIN: NL0000240000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 OPENING Non-Voting
2 MANAGING BOARD REPORT FOR THE YEAR ENDED Non-Voting
DECEMBER 31, 2013 ('FISCAL YEAR 2013')
3.a SUPERVISORY BOARD REPORT ON THE COMPANY'S Non-Voting
ANNUAL ACCOUNTS ('THE ANNUAL ACCOUNTS') FOR
FISCAL YEAR 2013
3.b REPORT OF THE REMUNERATION COMMITTEE OF THE Non-Voting
SUPERVISORY BOARD FOR FISCAL YEAR 2013
4 ADOPTION OF THE ANNUAL ACCOUNTS FOR FISCAL Mgmt For For
YEAR 2013
5 RESERVATION AND DIVIDEND POLICY Non-Voting
6 DISCHARGE FROM LIABILITY OF THE MANAGING Mgmt For For
DIRECTORS FOR THE PERFORMANCE OF THEIR
DUTIES DURING FISCAL YEAR 2013
7 DISCHARGE FROM LIABILITY OF THE SUPERVISORY Mgmt For For
DIRECTORS FOR THE PERFORMANCE OF THEIR
DUTIES DURING FISCAL YEAR 2013
8.a RE-APPOINTMENT OF THE SUPERVISORY DIRECTOR Mgmt For For
OF THE COMPANY FOR A TERM ENDING ON THE
DATE OF THE ANNUAL GENERAL MEETING IN 2015:
DR. WERNER BRANDT
8.b RE-APPOINTMENT OF THE SUPERVISORY DIRECTOR Mgmt For For
OF THE COMPANY FOR A TERM ENDING ON THE
DATE OF THE ANNUAL GENERAL MEETING IN 2015:
MR. STEPHANE BANCEL
8.c RE-APPOINTMENT OF THE SUPERVISORY DIRECTOR Mgmt For For
OF THE COMPANY FOR A TERM ENDING ON THE
DATE OF THE ANNUAL GENERAL MEETING IN 2015:
DR. METIN COLPAN
8.d RE-APPOINTMENT OF THE SUPERVISORY DIRECTOR Mgmt Against Against
OF THE COMPANY FOR A TERM ENDING ON THE
DATE OF THE ANNUAL GENERAL MEETING IN 2015:
PROF. DR. MANFRED KAROBATH
8.e RE-APPOINTMENT OF THE SUPERVISORY DIRECTOR Mgmt For For
OF THE COMPANY FOR A TERM ENDING ON THE
DATE OF THE ANNUAL GENERAL MEETING IN 2015:
MR. LAWRENCE A. ROSEN
8.f RE-APPOINTMENT OF THE SUPERVISORY DIRECTOR Mgmt For For
OF THE COMPANY FOR A TERM ENDING ON THE
DATE OF THE ANNUAL GENERAL MEETING IN 2015:
MS. ELIZABETH E. TALLETT
8.g RE-APPOINTMENT OF THE SUPERVISORY DIRECTOR Mgmt For For
OF THE COMPANY FOR A TERM ENDING ON THE
DATE OF THE ANNUAL GENERAL MEETING IN 2015:
DR. ELAINE MARDIS
9.a RE-APPOINTMENT OF THE MANAGING DIRECTOR OF Mgmt For For
THE COMPANY FOR A TERM ENDING ON THE DATE
OF THE ANNUAL GENERAL MEETING IN 2015: MR.
PEER SCHATZ
9.b RE-APPOINTMENT OF THE MANAGING DIRECTOR OF Mgmt For For
THE COMPANY FOR A TERM ENDING ON THE DATE
OF THE ANNUAL GENERAL MEETING IN 2015: MR.
ROLAND SACKERS
10 AMENDMENT TO THE REMUNERATION POLICY WITH Mgmt For For
RESPECT TO THE MANAGING BOARD
11.a AMENDMENT TO THE REMUNERATION OF THE Mgmt For For
SUPERVISORY BOARD TO: AMEND THE CASH BASED
REMUNERATION OF THE SUPERVISORY BOARD
11.b AMENDMENT TO THE REMUNERATION OF THE Mgmt For For
SUPERVISORY BOARD TO: AMEND THE EQUITY
BASED REMUNERATION OF THE SUPERVISORY BOARD
12 REAPPOINTMENT OF ERNST & YOUNG ACCOUNTANTS Mgmt For For
LLP AS AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014
13.a AUTHORIZATION OF THE SUPERVISORY BOARD, Mgmt For For
UNTIL DECEMBER 25, 2015 TO: ISSUE A NUMBER
OF COMMON SHARES AND FINANCING PREFERENCE
SHARES AND GRANT RIGHTS TO SUBSCRIBE FOR
SUCH SHARES, THE AGGREGATE PAR VALUE OF
WHICH SHALL BE EQUAL TO THE AGGREGATE PAR
VALUE OF ALL SHARES ISSUED AND OUTSTANDING
IN THE CAPITAL OF THE COMPANY AS AT
DECEMBER 31, 2013 AS INCLUDED IN THE ANNUAL
ACCOUNTS FOR FISCAL YEAR 2013
13.b AUTHORIZATION OF THE SUPERVISORY BOARD, Mgmt For For
UNTIL DECEMBER 25, 2015 TO: RESTRICT OR
EXCLUDE THE PRE-EMPTIVE RIGHTS WITH RESPECT
TO ISSUING SHARES OR GRANTING SUBSCRIPTION
RIGHTS, THE AGGREGATE PAR VALUE OF SUCH
SHARES OR SUBSCRIPTION RIGHTS SHALL BE UP
TO A MAXIMUM OF TWENTY PERCENT (20%) OF THE
AGGREGATE PAR VALUE OF ALL SHARES ISSUED
AND OUTSTANDING IN THE CAPITAL OF THE
COMPANY AS AT DECEMBER 31, 2013
14 AUTHORIZATION OF THE MANAGING BOARD, UNTIL Mgmt For For
DECEMBER 25, 2015, TO ACQUIRE SHARES IN THE
COMPANY'S OWN SHARE CAPITAL
15 APPROVAL OF THE 2014 STOCK PLAN Mgmt Against Against
16 QUESTIONS Non-Voting
17 CLOSING Non-Voting
CMMT 20 MAY 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN TEXT OF
RESOLUTION 11.A. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
QLIK TECHNOLOGIES INC. Agenda Number: 933960898
--------------------------------------------------------------------------------------------------------------------------
Security: 74733T105
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: QLIK
ISIN: US74733T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRUCE GOLDEN Mgmt For For
LARS BJORK Mgmt For For
2. TO APPROVE THE MATERIAL TERMS OF THE QLIK Mgmt For For
TECHNOLOGIES INC. 2014 EXECUTIVE
PERFORMANCE AWARD PLAN.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 933916150
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B. ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For
1C. ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1F. ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1G. ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For
1H. ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF Mgmt For For
1I. ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For
1J. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1L. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1M. ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For
1N. ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 28, 2014.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt Against Against
COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
QUIKSILVER, INC. Agenda Number: 933923535
--------------------------------------------------------------------------------------------------------------------------
Security: 74838C106
Meeting Type: Annual
Meeting Date: 18-Mar-2014
Ticker: ZQK
ISIN: US74838C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM M. BARNUM, JR. Mgmt For For
JOSEPH F. BERARDINO Mgmt For For
MICHAEL A. CLARKE Mgmt For For
ELIZABETH DOLAN Mgmt For For
M. STEVEN LANGMAN Mgmt For For
ROBERT B. MCKNIGHT, JR. Mgmt For For
ANDREW P. MOONEY Mgmt For For
ANDREW W. SWEET Mgmt For For
2. APPROVAL OF AMENDMENT OF QUIKSILVER, INC. Mgmt For For
2013 PERFORMANCE INCENTIVE PLAN.
3. ADVISORY APPROVAL OF QUIKSILVER, INC.'S Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
RED ROBIN GOURMET BURGERS, INC. Agenda Number: 933969656
--------------------------------------------------------------------------------------------------------------------------
Security: 75689M101
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: RRGB
ISIN: US75689M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: ROBERT B. AIKEN Mgmt For For
1B) ELECTION OF DIRECTOR: STEPHEN E. CARLEY Mgmt For For
1C) ELECTION OF DIRECTOR: LLOYD L. HILL Mgmt For For
1D) ELECTION OF DIRECTOR: RICHARD J. HOWELL Mgmt For For
1E) ELECTION OF DIRECTOR: GLENN B. KAUFMAN Mgmt For For
1F) ELECTION OF DIRECTOR: PATTYE L. MOORE Mgmt For For
1G) ELECTION OF DIRECTOR: STUART I. ORAN Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 28, 2014.
--------------------------------------------------------------------------------------------------------------------------
RELIANCE STEEL & ALUMINUM CO. Agenda Number: 933971346
--------------------------------------------------------------------------------------------------------------------------
Security: 759509102
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: RS
ISIN: US7595091023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SARAH J. ANDERSON Mgmt For For
JOHN G. FIGUEROA Mgmt For For
THOMAS W. GIMBEL Mgmt For For
DAVID H. HANNAH Mgmt For For
DOUGLAS M. HAYES Mgmt For For
MARK V. KAMINSKI Mgmt For For
GREGG J. MOLLINS Mgmt For For
ANDREW G. SHARKEY, III Mgmt For For
LESLIE A. WAITE Mgmt For For
2. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
RENAISSANCERE HOLDINGS LTD. Agenda Number: 933973023
--------------------------------------------------------------------------------------------------------------------------
Security: G7496G103
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: RNR
ISIN: BMG7496G1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID C. BUSHNELL Mgmt For For
JAMES L. GIBBONS Mgmt For For
JEAN D. HAMILTON Mgmt For For
ANTHONY M. SANTOMERO Mgmt For For
2. THE APPROVAL, BY A NON-BINDING ADVISORY Mgmt For For
VOTE, OF THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS OF RENAISSANCERE
HOLDINGS LTD. AS DISCLOSED IN THE PROXY
STATEMENT.
3. TO APPOINT THE FIRM OF ERNST & YOUNG LTD., Mgmt For For
AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, TO SERVE AS OUR AUDITORS FOR THE 2014
FISCAL YEAR UNTIL OUR 2015 ANNUAL GENERAL
MEETING, AND TO REFER THE DETERMINATION OF
THE AUDITORS' REMUNERATION TO THE BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO LTD, MELBOURNE VIC Agenda Number: 705034952
--------------------------------------------------------------------------------------------------------------------------
Security: Q81437107
Meeting Type: AGM
Meeting Date: 08-May-2014
Ticker:
ISIN: AU000000RIO1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 3, 4, 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
1 Receipt of the 2013 Annual report Mgmt For For
2 Approval of the Remuneration policy report Mgmt For For
3 Approval of the Directors' report on Mgmt For For
remuneration
4 Approval of the Remuneration report Mgmt For For
5 Approval of potential termination benefits Mgmt For For
6 To elect Anne Lauvergeon as a director Mgmt For For
7 To elect Simon Thompson as a director Mgmt For For
8 To re-elect Robert Brown as a director Mgmt For For
9 To re-elect Jan du Plessis as a director Mgmt For For
10 To re-elect Michael Fitzpatrick as a Mgmt For For
director
11 To re-elect Ann Godbehere as a director Mgmt For For
12 To re-elect Richard Goodmanson as a Mgmt For For
director
13 To re-elect Lord Kerr as a director Mgmt For For
14 To re-elect Chris Lynch as a director Mgmt For For
15 To re-elect Paul Tellier as a director Mgmt For For
16 To re-elect John Varley as a director Mgmt For For
17 To re-elect Sam Walsh as a director Mgmt For For
18 Re-appointment of auditors of Rio Tinto Mgmt For For
plc: PricewaterhouseCoopers LLP
19 Remuneration of auditors of Rio Tinto plc Mgmt For For
20 Renewal of off-market and on-market share Mgmt For For
buyback authorities
CMMT 18 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT AUDITOR NAME. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC, LONDON Agenda Number: 705034483
--------------------------------------------------------------------------------------------------------------------------
Security: G75754104
Meeting Type: AGM
Meeting Date: 15-Apr-2014
Ticker:
ISIN: GB0007188757
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receipt of the 2013 annual report Mgmt For For
2 Approval of the remuneration Policy Report Mgmt For For
3 Approval of the directors' report on Mgmt For For
remuneration and remuneration committee
chairman's letter
4 Approval of the remuneration report Mgmt For For
5 Approval of potential termination benefits Mgmt For For
6 To elect Anne Lauvergeon as a director Mgmt For For
7 To elect Simon Thompson as a director Mgmt For For
8 To re-elect Robert Brown as a director Mgmt For For
9 To re-elect Jan du Plessis as a director Mgmt For For
10 To re-elect Michael Fitzpatrick as a Mgmt For For
director
11 To re-elect Ann Godbehere as a director Mgmt For For
12 To re-elect Richard Goodmanson as a Mgmt For For
director
13 To re-elect Lord Kerr as a director Mgmt For For
14 To re-elect Chris Lynch as a director Mgmt For For
15 To re-elect Paul Tellier as a director Mgmt For For
16 To re-elect John Varley as a director Mgmt For For
17 To re-elect Sam Walsh as a director Mgmt For For
18 Re-appointment of auditors: Mgmt For For
PricewaterhouseCoopers LLP
19 Remuneration of auditors Mgmt For For
20 General authority to allot shares Mgmt Against Against
21 Disapplication of pre-emption rights Mgmt For For
22 Authority to purchase Rio Tinto plc shares Mgmt For For
23 Notice period for general meetings other Mgmt For For
than annual general meetings
24 Scrip dividend authority Mgmt For For
CMMT PLEASE NOTE THAT RESOLUTIONS 1 TO 19 WILL Non-Voting
BE VOTED ON BY RIO TINTO PLC AND RIO TINTO
LIMITED SHAREHOLDERS AS A JOINT ELECTORATE
AND RESOLUTIONS 20 TO 24 WILL BE VOTED ON
BY RIO TINTO PLC SHAREHOLDERS ONLY.
CMMT 10 APR 2014: VOTING EXCLUSIONS APPLY TO Non-Voting
THIS MEETING FOR PROPOSALS 2, 3, 4, 5 AND
VOTES CAST BY ANY INDIVIDUAL OR RELATED
PARTY WHO BENEFIT FROM THE PASSING OF THE
PROPOSAL/S WILL BE DISREGARDED BY THE
COMPANY. HENCE, IF YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT
(AS REFERRED IN THE COMPANY ANNOUNCEMENT)
YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON
THE RELEVANT PROPOSAL ITEMS. BY DOING SO,
YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE
PASSING OF THE RELEVANT PROPOSAL/S. BY
VOTING (FOR OR AGAINST) ON THE ABOVE
MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
CMMT 10 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF ADDITIONAL
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC. Agenda Number: 933910653
--------------------------------------------------------------------------------------------------------------------------
Security: 773903109
Meeting Type: Annual
Meeting Date: 04-Feb-2014
Ticker: ROK
ISIN: US7739031091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A. DIRECTOR
STEVEN R. KALMANSON Mgmt Withheld Against
JAMES P. KEANE Mgmt Withheld Against
DONALD R. PARFET Mgmt Withheld Against
B. TO APPROVE THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
C. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE CORPORATION'S NAMED
EXECUTIVE OFFICERS.
D. SHAREHOLDER PROPOSAL REQUESTING MAJORITY Shr Against
VOTING IN ELECTIONS OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
ROCKWELL COLLINS, INC. Agenda Number: 933908850
--------------------------------------------------------------------------------------------------------------------------
Security: 774341101
Meeting Type: Annual
Meeting Date: 06-Feb-2014
Ticker: COL
ISIN: US7743411016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C.A. DAVIS Mgmt For For
R.E. EBERHART Mgmt For For
D. LILLEY Mgmt For For
2. TO CONSIDER AND VOTE ON A NON-BINDING Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION OF
EXECUTIVE OFFICERS AND RELATED DISCLOSURES.
3. FOR THE SELECTION OF DELOITTE & TOUCHE LLP Mgmt For For
AS OUR AUDITORS FOR FISCAL YEAR 2014.
4. TO CONSIDER AND VOTE TO APPROVE AMENDMENTS Mgmt For For
TO OUR RESTATED CERTIFICATE OF
INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
ROLLS-ROYCE HOLDINGS PLC, LONDON Agenda Number: 705053104
--------------------------------------------------------------------------------------------------------------------------
Security: G76225104
Meeting Type: AGM
Meeting Date: 01-May-2014
Ticker:
ISIN: GB00B63H8491
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the strategic report, the Mgmt For For
directors' report and the audited financial
statements for the year ended 31 December
2013
2 To approve the directors' remuneration Mgmt For For
policy (effective from the conclusion of
the meeting)
3 To approve the directors' remuneration Mgmt For For
report for the year ended 31 December 2013
4 To elect Lee Hsien Yang as a director of Mgmt For For
the Company
5 To elect Warren East CBE as a director of Mgmt For For
the Company
6 To re-elect Ian Davis as a director of the Mgmt For For
Company
7 To re-elect John Rishton as a director of Mgmt For For
the Company
8 To re-elect Dame Helen Alexander as a Mgmt For For
director of the Company
9 To re-elect Lewis Booth CBE as a director Mgmt For For
of the Company
10 To re-elect Sir Frank Chapman as a director Mgmt For For
of the Company
11 To re-elect James Guyette as a director of Mgmt For For
the Company
12 To re-elect John McAdam as a director of Mgmt For For
the Company
13 To re-elect Mark Morris as a director of Mgmt For For
the Company
14 To re-elect John Neill CBE as a director of Mgmt For For
the Company
15 To re-elect Colin Smith CBE as a director Mgmt For For
of the Company
16 To re-elect Jasmin Staiblin as a director Mgmt For For
of the Company
17 To appoint KPMG LLP as the Company's Mgmt For For
auditor
18 To authorise the directors to determine the Mgmt For For
auditor's remuneration
19 To authorise payment to shareholders Mgmt For For
20 To authorise political donations and Mgmt For For
political expenditure
21 To approve the Rolls-Royce plc Performance Mgmt For For
Share Plan (PSP)
22 To approve the Rolls-Royce plc Deferred Mgmt For For
Share Bonus Plan
23 To approve the maximum aggregate Mgmt For For
remuneration payable to non-executive
directors
24 To authorise the directors to allot shares Mgmt For For
(s.551)
25 To disapply pre-emption rights (s.561) Mgmt For For
26 To authorise the Company to purchase its Mgmt For For
own ordinary shares
--------------------------------------------------------------------------------------------------------------------------
ROSS STORES, INC. Agenda Number: 933971891
--------------------------------------------------------------------------------------------------------------------------
Security: 778296103
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: ROST
ISIN: US7782961038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: MICHAEL BALMUTH Mgmt For For
1B) ELECTION OF DIRECTOR: K. GUNNAR BJORKLUND Mgmt For For
1C) ELECTION OF DIRECTOR: MICHAEL J. BUSH Mgmt For For
1D) ELECTION OF DIRECTOR: NORMAN A. FERBER Mgmt For For
1E) ELECTION OF DIRECTOR: SHARON D. GARRETT Mgmt For For
1F) ELECTION OF DIRECTOR: GEORGE P. ORBAN Mgmt For For
1G) ELECTION OF DIRECTOR: LAWRENCE S. PEIROS Mgmt For For
1H) ELECTION OF DIRECTOR: GREGORY L. QUESNEL Mgmt For For
2. ADVISORY VOTE TO APPROVE THE RESOLUTION ON Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JANUARY 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD. Agenda Number: 933954869
--------------------------------------------------------------------------------------------------------------------------
Security: V7780T103
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: RCL
ISIN: LR0008862868
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN F. BROCK Mgmt For For
1B. ELECTION OF DIRECTOR: EYAL M. OFER Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM K. REILLY Mgmt For For
1D. ELECTION OF DIRECTOR: VAGN O. SORENSEN Mgmt For For
1E. ELECTION OF DIRECTOR: ARNE ALEXANDER Mgmt For For
WILHELMSEN
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
COMPENSATION OF ITS NAMED EXECUTIVE
OFFICERS.
3. APPROVAL OF THE AMENDMENT TO THE COMPANY'S Mgmt For For
1994 EMPLOYEE STOCK PURCHASE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC Agenda Number: 933990699
--------------------------------------------------------------------------------------------------------------------------
Security: 780259107
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: RDSB
ISIN: US7802591070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. RECEIPT OF ANNUAL REPORT & ACCOUNTS Mgmt For For
2. APPROVAL OF DIRECTORS' REMUNERATION POLICY Mgmt For For
3. APPROVAL OF DIRECTORS' REMUNERATION REPORT Mgmt For For
4. APPOINTMENT OF EULEEN GOH AS A DIRECTOR OF Mgmt For For
THE COMPANY
5. APPOINTMENT OF PATRICIA A. WOERTZ AS A Mgmt For For
DIRECTOR OF THE COMPANY
6. RE-APPOINTMENT OF DIRECTOR: BEN VAN BEURDEN Mgmt For For
7. RE-APPOINTMENT OF DIRECTOR: GUY ELLIOTT Mgmt For For
8. RE-APPOINTMENT OF DIRECTOR: SIMON HENRY Mgmt For For
9. RE-APPOINTMENT OF DIRECTOR: CHARLES O. Mgmt For For
HOLLIDAY
10. RE-APPOINTMENT OF DIRECTOR: GERARD Mgmt For For
KLEISTERLEE
11. RE-APPOINTMENT OF DIRECTOR: JORMA OLLILA Mgmt For For
12. RE-APPOINTMENT OF DIRECTOR: SIR NIGEL Mgmt For For
SHEINWALD
13. RE-APPOINTMENT OF DIRECTOR: LINDA G. STUNTZ Mgmt For For
14. RE-APPOINTMENT OF DIRECTOR: HANS WIJERS Mgmt For For
15. RE-APPOINTMENT OF DIRECTOR: GERRIT ZALM Mgmt For For
16. RE-APPOINTMENT OF AUDITORS Mgmt For For
17. REMUNERATION OF AUDITORS Mgmt For For
18. AUTHORITY TO ALLOT SHARES Mgmt For For
19. DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
20. AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
21. APPROVAL OF LONG-TERM INCENTIVE PLAN Mgmt For For
22. APPROVAL OF DEFERRED BONUS PLAN Mgmt For For
23. APPROVAL OF RESTRICTED SHARE PLAN Mgmt For For
24. AUTHORITY FOR CERTAIN DONATIONS AND Mgmt For For
EXPENDITURE
--------------------------------------------------------------------------------------------------------------------------
ROYAL PHILIPS NV, EINDHOVEN Agenda Number: 704976832
--------------------------------------------------------------------------------------------------------------------------
Security: N6817P109
Meeting Type: AGM
Meeting Date: 01-May-2014
Ticker:
ISIN: NL0000009538
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 President's Speech Non-Voting
2a Receive explanation on the implementation Non-Voting
of the remuneration policy
2b Receive explanation on policy on additions Non-Voting
to reserves and dividends
2c Proposal to adopt financial statements Mgmt For For
2d Proposal to adopt a dividend of EUR 0.80 Mgmt For For
per share
2e Proposal to discharge the members of the Mgmt For For
Board of Management for their
responsibilities
2f Proposal to discharge the members of the Mgmt For For
Supervisory Board for their
responsibilities
3 Proposal to appoint Ms Orit Gadiesh as Mgmt For For
member the Supervisory Board
4 Proposal to re-appoint KPMG as external Mgmt For For
auditor for an interim period of one year
5a Proposal to authorize the Board of Mgmt For For
Management for a period of 18 months, per
May 1, 2014, as the body which is
authorized, with the approval of the
Supervisory Board, to issue shares or grant
rights to acquire shares, up to a maximum
of 10% of the number of issued shares as of
May 1, 2014, plus 10% of the issued capital
as of that same date in connection with or
on the occasion of mergers, acquisitions
and/or strategic alliances
5b Proposal to authorize the Board of Mgmt For For
Management for a period of 18 months, per
May 1, 2014, as the body which is
authorized, with the approval of the
Supervisory Board, to restrict or exclude
the pre-emption rights accruing to
Shareholders
6 Proposal to authorize the Board of Mgmt For For
Management for a period of 18 months,
effective May 1, 2014, within the limits of
the law and the Articles of Association, to
acquire, with the approval of the
Supervisory Board, for valuable
consideration, on the stock exchange or
otherwise, shares in the company, not
exceeding 10% of the issued share capital
as of May 1, 2014, which number may be
increased by 10% of the issued capital as
of that same date in connection with the
execution of share repurchase programs for
capital reduction purposes
7 Proposal to cancel common shares in the Mgmt For For
share capital of the company held or to be
acquired by the company
8 Any other business Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SABMILLER PLC, WOKING SURREY Agenda Number: 704626247
--------------------------------------------------------------------------------------------------------------------------
Security: G77395104
Meeting Type: AGM
Meeting Date: 25-Jul-2013
Ticker:
ISIN: GB0004835483
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the financial Mgmt For For
statements for the year ended 31 March
2013, together with the reports of the
directors and auditors therein
2 To receive and, if thought fit, to approve Mgmt Against Against
the Directors' Remuneration Report 2013
contained in the Annual Report for the year
ended 31 March 2013
3 To elect Mr G R Elliott as a director of Mgmt For For
the Company
4 To re-elect Mr M H Armour as a director of Mgmt For For
the Company
5 To re-elect Mr G C Bible as a director of Mgmt For For
the Company
6 To re-elect Mr A J Clark as a director of Mgmt For For
the Company
7 To re-elect Mr D S Devitre as a director of Mgmt Against Against
the Company
8 To re-elect Ms L M S Knox as a director of Mgmt For For
the Company
9 To re-elect Mr E A G MacKay as a director Mgmt For For
of the Company
10 To re-elect Mr P J Manser as a director of Mgmt For For
the Company
11 To re-elect Mr J A Manzoni as a director of Mgmt For For
the Company
12 To re-elect Mr M Q Morland as a director of Mgmt For For
the Company
13 To re-elect Dr D F Moyo as a director of Mgmt For For
the Company
14 To re-elect Mr C A Perez Davila as a Mgmt For For
director of the Company
15 To re-elect Mr A Santo Domingo Davila as a Mgmt For For
director of the Company
16 To re-elect Ms H A Weir as a director of Mgmt For For
the Company
17 To re-elect Mr H A Willard as a director of Mgmt For For
the Company
18 To re-elect Mr J S Wilson as a director of Mgmt For For
the Company
19 To declare a final dividend of 77 US cents Mgmt For For
per share
20 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
auditors of the Company
21 To authorise the directors to determine the Mgmt For For
remuneration of the auditors
22 To give a general power and authority to Mgmt For For
the directors to allot shares
23 To give a general power and authority to Mgmt For For
the directors to allot shares for cash
otherwise than pro rata to all shareholders
24 To give a general authority to the Mgmt For For
directors to make market purchases of
ordinary shares of USD0.10 each in the
capital of the Company
25 To approve the calling of general meetings, Mgmt Against Against
other than an annual general meeting, on
not less than 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
SALIX PHARMACEUTICALS, LTD. Agenda Number: 934000996
--------------------------------------------------------------------------------------------------------------------------
Security: 795435106
Meeting Type: Annual
Meeting Date: 13-Jun-2014
Ticker: SLXP
ISIN: US7954351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN F. CHAPPELL Mgmt For For
THOMAS W. D'ALONZO Mgmt For For
WILLIAM P. KEANE Mgmt For For
CAROLYN J. LOGAN Mgmt For For
MARK A. SIRGO Mgmt For For
02 THE PROPOSAL TO AMEND OUR CERTIFICATE OF Mgmt For For
INCORPORATION, AS DESCRIBED IN THE IN THE
ACCOMPANYING PROXY STATEMENT, TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF CAPITAL
STOCK FROM 155,000,000 SHARES TO
305,000,000 SHARES AND TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 150,000,000 SHARES TO 300,000,000
SHARES.
03 THE PROPOSAL TO APPROVE THE SALIX Mgmt For For
PHARMACEUTICALS, LTD. 2014 STOCK INCENTIVE
PLAN.
04 THE PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014
05 THE APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
2013 EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SALLY BEAUTY HOLDINGS, INC. Agenda Number: 933907238
--------------------------------------------------------------------------------------------------------------------------
Security: 79546E104
Meeting Type: Annual
Meeting Date: 30-Jan-2014
Ticker: SBH
ISIN: US79546E1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO AMEND THE CORPORATION'S SECOND AMENDED Mgmt For For
AND RESTATED CERTIFICATE OF INCORPORATION
TO DECLASSIFY THE BOARD OF DIRECTORS (THE
"DECLASSIFICATION AMENDMENT") AND PROVIDE
FOR THE ANNUAL ELECTION OF DIRECTORS.
2. DIRECTOR
JOHN R. GOLLIHER Mgmt For For
EDWARD W. RABIN Mgmt For For
GARY G. WINTERHALTER Mgmt For For
3. APPROVAL OF THE COMPENSATION OF THE Mgmt For For
CORPORATION'S EXECUTIVE OFFICERS INCLUDING
THE CORPORATION'S COMPENSATION PRACTICES
AND PRINCIPLES AND THEIR IMPLEMENTATION.
4. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS THE CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
SAMPO PLC, SAMPO Agenda Number: 704962186
--------------------------------------------------------------------------------------------------------------------------
Security: X75653109
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: FI0009003305
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 Opening of the meeting Non-Voting
2 Calling the meeting to order Non-Voting
3 Election of persons to scrutinize the Non-Voting
minutes and to supervise the counting of
votes
4 Recording the legality of the meeting Non-Voting
5 Recording the attendance at the meeting and Non-Voting
adoption of the list of votes
6 Presentation of the annual accounts, the Non-Voting
report of the board of directors and the
auditor's report for the year 2013
7 Adoption of the annual accounts Mgmt For For
8 Resolution on the use of the profit shown Mgmt For For
on the balance sheet and the payment of
dividend the board proposes to pay a
dividend of EUR 1.65 per share
9 Resolution on the discharge of the members Mgmt For For
of the board of directors and the CEO from
liability
10 Resolution on the remuneration of the Mgmt For For
members of the board of directors
11 Resolution on the number of members of the Mgmt For For
board of directors the nomination and
compensation committee proposes that number
of members remains unchanged and eight
members be elected to the board
12 Election of members of the board of Mgmt For For
directors the nomination and compensation
committee proposes that A.Brunila,
J.Fagerholm, A.Grate Axen, V-M.Mattila,
E.Palin-Lehtinen, P.Sorlie, M.Vuoria and
B.Wahlroos are re-elected as members of the
board of directors
13 Resolution on the remuneration of the Mgmt For For
auditor
14 Election of the auditor the audit committee Mgmt For For
proposes to elect Ernst and Young Oy as
company's auditor
15 Authorizing the board of directors to Mgmt For For
decide on the repurchase of the company's
own shares
16 Closing of the meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD, SUWON Agenda Number: 704970450
--------------------------------------------------------------------------------------------------------------------------
Security: Y74718100
Meeting Type: AGM
Meeting Date: 14-Mar-2014
Ticker:
ISIN: KR7005930003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve financial statements, allocation of Mgmt For For
income, and dividend
2 Approve total remuneration of inside Mgmt For For
directors and outside directors
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD, SUWON Agenda Number: 704995945
--------------------------------------------------------------------------------------------------------------------------
Security: 796050201
Meeting Type: AGM
Meeting Date: 14-Mar-2014
Ticker:
ISIN: US7960502018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THE ISIN DOES NOT HOLD VOTING
RIGHTS. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST A
NON-VOTING ENTRANCE CARD. THANK YOU.
1 To approve, Audited Financial Statements Non-Voting
for FY 2013 (45th) (1 Jan. 2013-31 Dec.
2013): Approval of Statements of Financial
Position, Income, and Cash Flow; The total
dividend per share in 2013 is KRW 14,300
for common and KRW 14,350 for preferred
shares, including interim dividend of KRW
500 per share paid in August 2013
2 To approve, the Remuneration Limit for the Non-Voting
Directors for FY 2014 (46th) as specified
--------------------------------------------------------------------------------------------------------------------------
SANDERSON FARMS, INC. Agenda Number: 933915831
--------------------------------------------------------------------------------------------------------------------------
Security: 800013104
Meeting Type: Annual
Meeting Date: 13-Feb-2014
Ticker: SAFM
ISIN: US8000131040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LAMPKIN BUTTS Mgmt For For
BEVERLY HOGAN Mgmt For For
PHIL K. LIVINGSTON Mgmt For For
CHARLES W. RITTER, JR. Mgmt For For
JOE F. SANDERSON, JR. Mgmt For For
2. PROPOSAL TO APPROVE, IN A NON-BINDING Mgmt For For
ADVISORY VOTE, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
3. PROPOSAL TO DETERMINE, IN A NON-BINDING Mgmt 3 Years For
ADVISORY VOTE, THE FREQUENCY WITH WHICH THE
COMPANY SHOULD HOLD FUTURE NON-BINDING
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING OCTOBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
SANOFI SA, PARIS Agenda Number: 705027654
--------------------------------------------------------------------------------------------------------------------------
Security: F5548N101
Meeting Type: OGM
Meeting Date: 05-May-2014
Ticker:
ISIN: FR0000120578
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 14 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0312/201403121400621.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0414/201404141401110.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
1 Approval of the annual corporate financial Mgmt For For
statements for the 2013 financial year
2 Approval of the consolidated financial Mgmt For For
statements for the 2013 financial year
3 Allocation of income and setting the Mgmt For For
dividend
4 Agreements and commitments pursuant to Mgmt For For
Articles L.225-38 et seq. of the Commercial
Code
5 Renewal of term of Mr. Christopher Mgmt For For
Viehbacher as Board member
6 Renewal of term of Mr. Robert Castaigne as Mgmt For For
Board member
7 Renewal of term of Mr. Christian Mulliez as Mgmt For For
Board member
8 Appointment of Mr. Patrick Kron as Board Mgmt For For
member
9 Review of the compensation owed or paid to Mgmt For For
Mr. Serge Weinberg, Chairman of the Board
of Directors for the financial year ended
on December 31st, 2013
10 Review of the compensation owed or paid to Mgmt For For
Mr. Christopher Viehbacher, CEO for the
financial year ended on December 31st, 2013
11 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
12 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SBA COMMUNICATIONS CORPORATION Agenda Number: 933950378
--------------------------------------------------------------------------------------------------------------------------
Security: 78388J106
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: SBAC
ISIN: US78388J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR FOR A THREE-YEAR TERM: Mgmt For For
STEVEN E. BERNSTEIN
1.2 ELECTION OF DIRECTOR FOR A THREE-YEAR TERM: Mgmt For For
DUNCAN H. COCROFT
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS SBA'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL
YEAR.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF SBA'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933927040
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 09-Apr-2014
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: TONY ISAAC Mgmt For For
1C. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For
1D. ELECTION OF DIRECTOR: MAUREEN KEMPSTON Mgmt For For
DARKES
1E. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1F. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1H. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1I. ELECTION OF DIRECTOR: LEO RAFAEL REIF Mgmt For For
1J. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1K. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2013 FINANCIAL Mgmt For For
STATEMENTS AND DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SA, RUEIL MALMAISON Agenda Number: 705169351
--------------------------------------------------------------------------------------------------------------------------
Security: F86921107
Meeting Type: MIX
Meeting Date: 06-May-2014
Ticker:
ISIN: FR0000121972
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
THE MID 289344 DUE TO ADDITION OF
RESOLUTION O.23. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 17 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0416/201404161401172.pdf,
http://www.journal-officiel.gouv.fr//pdf/20
14/0416/201404161401173.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0305/201403051400512.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES FOR MID: 317432
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 APPROVAL OF THE ANNUAL CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE 2013 FINANCIAL YEAR
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE 2013 FINANCIAL YEAR
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL Mgmt For For
YEAR, AMOUNT TAKEN OUT FROM THE SHARE
PREMIUMS AND SETTING THE DIVIDEND OF EUR
1.87 PER SHARE
O.4 APPROVAL OF THE REGULATED AGREEMENTS Mgmt For For
ENTERED INTO DURING 2013-COMPENSATION OF
THE VICE-CHAIRMAN AND SENIOR DIRECTOR,
AMENDMENTS TO ARTICLE 39 AND CHANGE IN
NON-COMPETITION COMMITMENTS OF EXECUTIVE
MANAGERS WHO ARE NOT CORPORATE
OFFICERS-INFORMATION ON THE AGREEMENTS AND
COMMITMENTS MADE DURING PREVIOUS FINANCIAL
YEARS
O.5 APPROVAL OF THE REGULATED AGREEMENTS AND Mgmt Split 59% For 41% Against Split
COMMITMENTS REGARDING THE STATUS OF MR.
JEAN-PASCAL TRICOIRE
O.6 APPROVAL OF THE REGULATED AGREEMENTS AND Mgmt Split 59% For 41% Against Split
COMMITMENTS REGARDING THE STATUS OF MR.
EMMANUEL BABEAU
O.7 REVIEWING THE ELEMENTS OF COMPENSATION OWED Mgmt For For
OR PAID TO MR. JEAN-PASCAL TRICOIRE FOR THE
2013 FINANCIAL YEAR
O.8 REVIEWING THE ELEMENTS OF COMPENSATION OWED Mgmt For For
OR PAID TO MR. EMMANUEL BABEAU FOR THE 2013
FINANCIAL YEAR
O.9 APPOINTMENT OF MRS. LINDA KNOLL AS BOARD Mgmt For For
MEMBER
O.10 RENEWAL OF TERM OF MR. NOEL FORGEARD AS Mgmt For For
BOARD MEMBER
O.11 RENEWAL OF TERM OF MR. WILLY KISSLING AS Mgmt For For
BOARD MEMBER
O.12 RENEWAL OF TERM OF MRS. CATHY KOPP AS BOARD Mgmt For For
MEMBER
O.13 RENEWAL OF TERM OF MR. HENRI LACHMANN AS Mgmt For For
BOARD MEMBER
O.14 RENEWAL OF TERM OF MR. RICHARD THOMAN AS Mgmt For For
BOARD MEMBER
O.15 RATIFICATION OF THE COOPTATION AND Mgmt For For
APPOINTMENT OF MR. JEONG KIM AS BOARD
MEMBER
O.16 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PURCHASE SHARES OF THE
COMPANY-MAXIMUM PURCHASE PRICE OF EUROS 80
PER SHARE
E.17 APPROVAL OF THE TRANSFORMATION OF THE LEGAL Mgmt For For
FORM OF THE COMPANY BY ADOPTING THE FORM OF
A EUROPEAN COMPANY "SOCIETAS EUROPAEA";
APPROVAL OF THE TERMS OF THE PROPOSED
TRANSFORMATION AND ACKNOWLEDGEMENT OF THE
UNCHANGED BOARD OF DIRECTORS, STATUTORY
AUDITORS AND AUTHORIZATIONS GRANTED TO THE
BOARD OF DIRECTORS BY THE GENERAL MEETING
E.18 APPROVAL OF THE LEGAL NAME OF THE COMPANY Mgmt For For
IN ITS NEW FORM AS A EUROPEAN COMPANY -
SCHNEIDER ELECTRIC SE
E.19 APPROVAL OF THE AMENDMENTS TO ARTICLES 1 Mgmt For For
AND 3 OF BYLAWS OF THE COMPANY AS A
EUROPEAN COMPANY
E.20 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO CARRY OUT CAPITAL
INCREASES RESERVED FOR MEMBERS OF THE
COMPANY SAVINGS PLAN UP TO 2% OF THE SHARE
CAPITAL WITH THE CANCELLATION OF
SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION
RIGHTS
E.21 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO CARRY OUT CAPITAL INCREASES
RESERVED FOR A CATEGORY OF BENEFICIARIES:
EMPLOYEES OF FOREIGN COMPANIES OF THE
GROUP, EITHER DIRECTLY OR THROUGH ENTITIES
ACTING ON THEIR BEHALF OR ENTITIES OFFERING
EMPLOYEES OF FOREIGN COMPANIES OF THE GROUP
SIMILAR BENEFITS AS THOSE OFFERED TO
MEMBERS OF THE COMPANY SAVINGS PLAN UP TO
1% OF THE SHARE CAPITAL WITH THE
CANCELLATION OF SHAREHOLDERS' PREFERENTIAL
SUBSCRIPTION RIGHTS
O.22 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
O.23 APPOINTMENT OF MRS.LONE FONSS SCHRODER AS Mgmt For For
BOARD MEMBER
--------------------------------------------------------------------------------------------------------------------------
SCRIPPS NETWORKS INTERACTIVE, INC. Agenda Number: 933951572
--------------------------------------------------------------------------------------------------------------------------
Security: 811065101
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: SNI
ISIN: US8110651010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JARL MOHN Mgmt For For
NICHOLAS B. PAUMGARTEN Mgmt For For
JEFFREY SAGANSKY Mgmt For For
RONALD W. TYSOE Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SEACOR HOLDINGS INC. Agenda Number: 934013828
--------------------------------------------------------------------------------------------------------------------------
Security: 811904101
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: CKH
ISIN: US8119041015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES FABRIKANT Mgmt For For
DAVID R. BERZ Mgmt For For
PIERRE DE DEMANDOLX Mgmt For For
OIVIND LORENTZEN Mgmt For For
ANDREW R. MORSE Mgmt For For
R. CHRISTOPHER REGAN Mgmt For For
STEVEN J. WISCH Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION
3. REAPPROVAL OF THE COMPANY'S MANAGEMENT Mgmt For For
INCENTIVE PLAN
4. APPROVAL OF THE 2014 SHARE INCENTIVE PLAN Mgmt For For
5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS SEACOR'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014
--------------------------------------------------------------------------------------------------------------------------
SEADRILL LIMITED, HAMILTON Agenda Number: 704703710
--------------------------------------------------------------------------------------------------------------------------
Security: G7945E105
Meeting Type: AGM
Meeting Date: 20-Sep-2013
Ticker:
ISIN: BMG7945E1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN BLOCKING CONDITIONS. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
1 To re-elect John Fredriksen as a director Mgmt For For
of the company
2 To re-elect Tor Olav Troim as a director of Mgmt For For
the company
3 To re-elect Kate Blankenship as a director Mgmt For For
of the company
4 To re-elect Kathrine Fredriksen as a Mgmt For For
director of the company
5 To re-elect Carl Erik Steen as a director Mgmt For For
of the company
6 To re-elect Bert Bekker as a director of Mgmt For For
the company
7 To re-elect Paul Leand Jr as a director of Mgmt For For
the company
8 To amend the company's bye-laws numbers Mgmt For For
57A, 89, 93B, 103, 104, 105, 106A, 110 and
111
9 To appoint PricewaterhouseCoopers LLP, as Mgmt For For
auditor and to authorize the directors to
determine their remuneration
10 To approve the remuneration of the Mgmt For For
company's board of directors of a total
amount of fees not to exceed USD 1.500.000
for the year ended December 31, 2013
--------------------------------------------------------------------------------------------------------------------------
SEATTLE GENETICS, INC. Agenda Number: 933967525
--------------------------------------------------------------------------------------------------------------------------
Security: 812578102
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: SGEN
ISIN: US8125781026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN A. ORWIN Mgmt For For
SRINIVAS AKKARAJU Mgmt For For
DAVID W. GRYSKA Mgmt For For
JOHN P. MCLAUGHLIN Mgmt For For
2. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt Against Against
THE SEATTLE GENETICS, INC. AMENDED AND
RESTATED 2007 EQUITY INCENTIVE PLAN TO
INCREASE THE AGGREGATE NUMBER OF SHARES OF
COMMON STOCK AUTHORIZED FOR ISSUANCE
THEREUNDER BY 4,500,000 SHARES AND TO MAKE
CERTAIN OTHER CHANGES DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
AS DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
SEMBCORP INDUSTRIES LTD Agenda Number: 705094984
--------------------------------------------------------------------------------------------------------------------------
Security: Y79711159
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: SG1R50925390
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE DIRECTORS' REPORT Mgmt For For
AND AUDITED ACCOUNTS FOR THE YEAR ENDED
DECEMBER 31, 2013 AND THE AUDITORS' REPORT
THEREON
2 TO DECLARE A FINAL ORDINARY ONE-TIER TAX Mgmt For For
EXEMPT DIVIDEND OF 15 CENTS PER SHARE AND A
FINAL BONUS ONE-TIER TAX EXEMPT DIVIDEND OF
2 CENTS PER SHARE FOR THE YEAR ENDED
DECEMBER 31, 2013
3 TO RE-ELECT THE FOLLOWING DIRECTOR, EACH OF Mgmt For For
WHOM WILL RETIRE BY ROTATION PURSUANT TO
ARTICLE 93 OF THE COMPANY'S ARTICLES OF
ASSOCIATION AND WHO, BEING ELIGIBLE, WILL
OFFER HIMSELF FOR RE-ELECTION: TAN SRI MOHD
HASSAN MARICAN (INDEPENDENT MEMBER OF AUDIT
COMMITTEE)
4 TO RE-ELECT THE FOLLOWING DIRECTOR, EACH OF Mgmt For For
WHOM WILL RETIRE BY ROTATION PURSUANT TO
ARTICLE 93 OF THE COMPANY'S ARTICLES OF
ASSOCIATION AND WHO, BEING ELIGIBLE, WILL
OFFER HIMSELF FOR RE-ELECTION: THAM KUI
SENG (INDEPENDENT MEMBER OF AUDIT
COMMITTEE)
5 TO RE-APPOINT THE FOLLOWING DIRECTOR Mgmt For For
RETIRING UNDER SECTION 153 OF THE COMPANIES
ACT, CAP. 50, TO HOLD OFFICE FROM THE DATE
OF THIS ANNUAL GENERAL MEETING UNTIL THE
NEXT ANNUAL GENERAL MEETING: ANG KONG HUA
6 TO RE-APPOINT THE FOLLOWING DIRECTOR Mgmt For For
RETIRING UNDER SECTION 153 OF THE COMPANIES
ACT, CAP. 50, TO HOLD OFFICE FROM THE DATE
OF THIS ANNUAL GENERAL MEETING UNTIL THE
NEXT ANNUAL GENERAL MEETING: GOH GEOK LING
7 TO RE-APPOINT THE FOLLOWING DIRECTOR Mgmt For For
RETIRING UNDER SECTION 153 OF THE COMPANIES
ACT, CAP. 50, TO HOLD OFFICE FROM THE DATE
OF THIS ANNUAL GENERAL MEETING UNTIL THE
NEXT ANNUAL GENERAL MEETING: EVERT HENKES
(INDEPENDENT MEMBER OF AUDIT COMMITTEE)
8 TO APPROVE DIRECTORS' FEES OF SGD 1,583,728 Mgmt For For
FOR THE YEAR ENDED DECEMBER 31, 2013,
COMPRISING: A. SGD 1,108,610 TO BE PAID IN
CASH (2012: SGD 839,189); AND B. SGD
475,118 TO BE PAID IN THE FORM OF
RESTRICTED SHARE AWARDS UNDER THE SEMBCORP
INDUSTRIES RESTRICTED SHARE PLAN 2010
(2012: SGD 359,653), WITH THE NUMBER OF
SHARES TO BE AWARDED ROUNDED DOWN TO THE
NEAREST HUNDRED AND ANY RESIDUAL BALANCE
SETTLED IN CASH
9 TO APPROVE DIRECTORS' FEES OF UP TO SGD Mgmt For For
2,600,000 FOR THE YEAR ENDING DECEMBER 31,
2014, COMPRISING: A. UP TO SGD 1,820,000 TO
BE PAID IN CASH; AND B. UP TO SGD 780,000
TO BE PAID IN THE FORM OF RESTRICTED SHARE
AWARDS UNDER THE SEMBCORP INDUSTRIES
RESTRICTED SHARE PLAN 2010, WITH THE NUMBER
OF SHARES TO BE AWARDED ROUNDED DOWN TO THE
NEAREST HUNDRED AND ANY RESIDUAL BALANCE
SETTLED IN CASH
10 TO RE-APPOINT KPMG LLP AS AUDITORS OF THE Mgmt For For
COMPANY AND TO AUTHORISE THE DIRECTORS TO
FIX THEIR REMUNERATION
11 THAT AUTHORITY BE AND IS HEREBY GIVEN TO Mgmt For For
THE DIRECTORS TO: A. I. ISSUE SHARES IN THE
CAPITAL OF THE COMPANY ("SHARES") WHETHER
BY WAY OF RIGHTS, BONUS OR OTHERWISE; AND /
OR II. MAKE OR GRANT OFFERS, AGREEMENTS OR
OPTIONS (COLLECTIVELY, "INSTRUMENTS") THAT
MIGHT OR WOULD REQUIRE SHARES TO BE ISSUED,
INCLUDING BUT NOT LIMITED TO THE CREATION
AND ISSUE OF (AS WELL AS ADJUSTMENTS TO)
WARRANTS, DEBENTURES OR OTHER INSTRUMENTS
CONVERTIBLE INTO SHARES, AT ANY TIME AND
UPON SUCH TERMS AND CONDITIONS AND FOR SUCH
PURPOSES AND TO SUCH PERSONS AS THE
DIRECTORS MAY, IN THEIR ABSOLUTE
DISCRETION, DEEM FIT; AND B.
(NOTWITHSTANDING THE AUTHORITY CONFERRED BY
THIS RESOLUTION MAY HAVE CEASED TO BE IN
FORCE) ISSUE SHARES IN PURSUANCE OF ANY
INSTRUMENT MADE OR GRANTED BY THE DIRECTORS
WHILE THIS RESOLUTION WAS IN FORCE,
PROVIDED THAT: (1) CONTD
CONT CONTD THE AGGREGATE NUMBER OF SHARES TO BE Non-Voting
ISSUED PURSUANT TO THIS RESOLUTION
(INCLUDING SHARES TO BE ISSUED IN PURSUANCE
OF INSTRUMENTS MADE OR GRANTED PURSUANT TO
THIS RESOLUTION) DOES NOT EXCEED 50% OF THE
TOTAL NUMBER OF ISSUED SHARES IN THE
CAPITAL OF THE COMPANY EXCLUDING TREASURY
SHARES (AS CALCULATED IN ACCORDANCE WITH
PARAGRAPH (2) BELOW), OF WHICH THE
AGGREGATE NUMBER OF SHARES TO BE ISSUED
OTHER THAN ON A PRO RATA BASIS TO
SHAREHOLDERS OF THE COMPANY (INCLUDING
SHARES TO BE ISSUED IN PURSUANCE OF
INSTRUMENTS MADE OR GRANTED PURSUANT TO
THIS RESOLUTION) SHALL NOT EXCEED 5% OF THE
TOTAL NUMBER OF ISSUED SHARES IN THE
CAPITAL OF THE COMPANY EXCLUDING TREASURY
SHARES (AS CALCULATED IN ACCORDANCE WITH
PARAGRAPH (2) BELOW); (2) (SUBJECT TO SUCH
MANNER OF CALCULATION AS MAY BE PRESCRIBED
BY THE SINGAPORE EXCHANGE CONTD
CONT CONTD SECURITIES TRADING LIMITED Non-Voting
("SGX-ST")) FOR THE PURPOSE OF DETERMINING
THE AGGREGATE NUMBER OF SHARES THAT MAY BE
ISSUED UNDER PARAGRAPH (1) ABOVE, THE
PERCENTAGE OF ISSUED SHARES SHALL BE BASED
ON THE TOTAL NUMBER OF ISSUED SHARES IN THE
CAPITAL OF THE COMPANY EXCLUDING TREASURY
SHARES AT THE TIME THIS RESOLUTION IS
PASSED, AFTER ADJUSTING FOR: (I) NEW SHARES
ARISING FROM THE CONVERSION OR EXERCISE OF
ANY CONVERTIBLE SECURITIES OR SHARE OPTIONS
OR VESTING OF SHARE AWARDS WHICH ARE
OUTSTANDING OR SUBSISTING AT THE TIME THIS
RESOLUTION IS PASSED; AND (II) ANY
SUBSEQUENT BONUS ISSUE OR CONSOLIDATION OR
SUBDIVISION OF SHARES; (3) IN EXERCISING
THE AUTHORITY CONFERRED BY THIS RESOLUTION,
THE COMPANY SHALL COMPLY WITH THE
PROVISIONS OF THE LISTING MANUAL OF THE
SGX-ST FOR THE TIME BEING IN FORCE (UNLESS
SUCH COMPLIANCE CONTD
CONT CONTD HAS BEEN WAIVED BY THE SGX-ST) AND Non-Voting
THE ARTICLES OF ASSOCIATION FOR THE TIME
BEING OF THE COMPANY; AND (4) (UNLESS
REVOKED OR VARIED BY THE COMPANY IN GENERAL
MEETING) THE AUTHORITY CONFERRED BY THIS
RESOLUTION SHALL CONTINUE IN FORCE UNTIL
THE CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY OR THE DATE BY WHICH
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY IS REQUIRED BY LAW TO BE HELD,
WHICHEVER IS THE EARLIER
12 THAT APPROVAL BE AND IS HEREBY GIVEN TO THE Mgmt For For
DIRECTORS TO: A. GRANT AWARDS IN ACCORDANCE
WITH THE PROVISIONS OF THE SEMBCORP
INDUSTRIES PERFORMANCE SHARE PLAN 2010 (THE
"SCI PSP 2010") AND / OR THE SEMBCORP
INDUSTRIES RESTRICTED SHARE PLAN 2010 (THE
"SCI RSP 2010") (THE SCI PSP 2010 AND SCI
RSP 2010, TOGETHER THE "SHARE PLANS"); AND
B. ALLOT AND ISSUE FROM TIME TO TIME SUCH
NUMBER OF FULLY PAID-UP ORDINARY SHARES IN
THE CAPITAL OF THE COMPANY AS MAY BE
REQUIRED TO BE DELIVERED PURSUANT TO THE
VESTING OF AWARDS UNDER THE SHARE PLANS,
PROVIDED THAT: (1) THE AGGREGATE NUMBER OF
(I) NEW ORDINARY SHARES ALLOTTED AND ISSUED
AND / OR TO BE ALLOTTED AND ISSUED, (II)
EXISTING ORDINARY SHARES (INCLUDING SHARES
HELD IN TREASURY) DELIVERED AND / OR TO BE
DELIVERED, AND (III) ORDINARY SHARES
RELEASED AND / OR TO BE RELEASED IN THE
CONTD
CONT CONTD FORM OF CASH IN LIEU OF ORDINARY Non-Voting
SHARES, PURSUANT TO THE SHARE PLANS, SHALL
NOT EXCEED 7% OF THE TOTAL NUMBER OF ISSUED
ORDINARY SHARES IN THE CAPITAL OF THE
COMPANY (EXCLUDING TREASURY SHARES) FROM
TIME TO TIME; AND (2) THE AGGREGATE NUMBER
OF ORDINARY SHARES UNDER AWARDS TO BE
GRANTED PURSUANT TO THE SHARE PLANS DURING
THE PERIOD COMMENCING FROM THIS ANNUAL
GENERAL MEETING AND ENDING ON THE DATE OF
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY OR THE DATE BY WHICH THE NEXT
ANNUAL GENERAL MEETING OF THE COMPANY IS
REQUIRED BY LAW TO BE HELD, WHICHEVER IS
THE EARLIER, SHALL NOT EXCEED 1% OF THE
TOTAL NUMBER OF ISSUED ORDINARY SHARES IN
THE CAPITAL OF THE COMPANY (EXCLUDING
TREASURY SHARES) FROM TIME TO TIME
--------------------------------------------------------------------------------------------------------------------------
SEMBCORP INDUSTRIES LTD Agenda Number: 705093211
--------------------------------------------------------------------------------------------------------------------------
Security: Y79711159
Meeting Type: EGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: SG1R50925390
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE PROPOSED RENEWAL OF THE IPT MANDATE Mgmt For For
2 THE PROPOSED RENEWAL OF THE SHARE PURCHASE Mgmt For For
MANDATE
--------------------------------------------------------------------------------------------------------------------------
SES S.A., LUXEMBOURG Agenda Number: 705010938
--------------------------------------------------------------------------------------------------------------------------
Security: L8300G135
Meeting Type: AGM
Meeting Date: 03-Apr-2014
Ticker:
ISIN: LU0088087324
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Attendance list, quorum and adoption of the Non-Voting
agenda
2 Nomination of a secretary and of two Non-Voting
scrutineers
3 Presentation by the Chairman of the Board Non-Voting
of Directors of the 2013 activities report
of the Board
4 Presentation on the main developments Non-Voting
during 2013 and perspectives
5 Presentation of the 2013 financial results Non-Voting
6 Presentation of the audit report Non-Voting
7 Approval of the balance sheet and of the Mgmt For For
profit and loss accounts as of December 31,
2013
8 Decision on allocation of 2013 profits Mgmt For For
9 Transfers between reserve accounts Mgmt For For
10 Discharge of the members of the Board of Mgmt For For
Directors
11 Discharge of the auditor Mgmt For For
12 Appointment of the auditor for the year Mgmt For For
2014 and determination of its remuneration:
PricewaterhouseCoopers
13 Resolution on company acquiring own FDRs Mgmt For For
and/or own A- or B-shares
CMMT ELECTION OF DIRECTORS FOR A THREE-YEAR TERM Non-Voting
: CANDIDATES REPRESENTING SHAREHOLDERS OF
CATEGORY A
14.1 Election of Director for a three-year term: Mgmt For For
Mr. Marc Beuls
14.2 Election of Director for a three-year term: Mgmt For For
Mr. Marcus Bicknell
14.3 Election of Director for a three-year term: Mgmt For For
Mrs. Bridget Cosgrave
14.4 Election of Director for a three-year term: Mgmt For For
Mr. Ramu Potarazu
CMMT ELECTION OF DIRECTORS FOR A THREE-YEAR TERM Non-Voting
: CANDIDATES REPRESENTING SHAREHOLDERS OF
CATEGORY B
14.5 Election of Director for a three-year term: Mgmt For For
Mr. Rene Steichen
14.6 Election of Director for a three-year term: Mgmt For For
Mr. Jean-Paul Zens
15 Determination of the remuneration of Board Mgmt For For
members
16 Miscellaneous Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SGS SA, GENEVE Agenda Number: 704978444
--------------------------------------------------------------------------------------------------------------------------
Security: H7484G106
Meeting Type: AGM
Meeting Date: 13-Mar-2014
Ticker:
ISIN: CH0002497458
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 284371 DUE TO SPLITTING OF
RESOLUTION "5" INTO 5A AND 5B. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE.
1 Approval of the 2013 annual report, SGS Mgmt For For
SA's and SGS Group's financial statements
2 Approval of the 2013 Group report on Mgmt Against Against
remuneration (advisory Vote)
3 Release of the Board of Directors and of Mgmt For For
the Management
4 Appropriation of profits of SGS SA, Mgmt For For
declaration of a dividend of CHF 65.- per
share
5.A Adoption of/Amendment to certain provisions Mgmt For For
of the Articles of Association: Articles 6,
6bis, 6ter, 9(2), 13(3), 15, 16(4) et/and
(7), 18(1) et/and (3), 19(1), 20, 21(4) and
27(1)
5.B Removal of Article 16(4) of the Articles of Mgmt For For
Association (special majority requirement
for the adoption of certain resolutions at
the General Meeting of Shareholders)
6.1 Election to the Board of Director: M. Mgmt Against Against
Sergio Marchionne
6.2 Election to the Board of Director: M. Paul Mgmt Against Against
Desmarais, Jr.
6.3 Election to the Board of Director: M. Mgmt For For
August von Finck
6.4 Election to the Board of Director: M. Mgmt For For
August Francois von Finck
6.5 Election to the Board of Director: M. Ian Mgmt Against Against
Gallienne
6.6 Election to the Board of Director: M. Mgmt For For
Cornelius Grupp
6.7 Election to the Board of Director: M. Peter Mgmt Against Against
Kalantzis
6.8 Election to the Board of Director: M. Mgmt Against Against
Gerard Lamarche
6.9 Election to the Board of Director: M. Mgmt For For
Shelby R. du Pasquier
6A Election of Mr. Sergio Marchionne as Mgmt Against Against
chairman of the Board of Directors
6B.1 Election of the member of the nomination Mgmt For For
and remuneration committee: M. August von
Finck
6B.2 Election of the member of the nomination Mgmt Against Against
and remuneration committee: M. Ian
Gallienne
6B.3 Election of the member of the nomination Mgmt For For
and remuneration committee: M. Shelby R. du
Pasquier
7 Election of Deloitte SA as Auditors Mgmt For For
8 Election of the Independent Proxy (Jeandin Mgmt For For
& Defacqz, Geneva)
9 In the case of ad-hoc/Miscellaneous Mgmt For For
shareholder motions proposed during the
general meeting, I authorize my proxy to
act as follows in accordance with the board
of directors
CMMT 26 FEB 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO THE TEXT OF
RESOLUTION 5A. IF YOU HAVE ALREADY SENT IN
YOUR VOTES FOR MID: 285425 PLEASE DO NOT
REVOTE ON THIS MEETING UNLESS YOU DECIDE TO
AMEND YOUR INSTRUCTIONS.
--------------------------------------------------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD Agenda Number: 704746671
--------------------------------------------------------------------------------------------------------------------------
Security: Y76810103
Meeting Type: SGM
Meeting Date: 15-Nov-2013
Ticker:
ISIN: CNE100000171
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0926/LTN20130926214.pdf,
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0926/LTN20130926204.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0926/LTN20130926192.pdf
1 To consider and approve the distribution of Mgmt For For
interim dividend of RMB0.029 per share
(inclusive of tax) for the six months ended
30 June 2013 to be distributed to all
shareholders whose names appear on the
register of members of the Company at the
close of business on 27 November 2013
2 i) To consider and approve the Continuing Mgmt For For
Connected Transactions contemplated under
the Framework Purchase Agreement entered
into between the Group and Weigao Holding
Group as set out in the "Letter from the
Board" as contained in the circular of the
Company dated 27 September 2013; and ii)
with the Annual Caps amounts of RMB180
million, RMB230 million and RMB302 million
for the respective three years ending 31
December 2014, 2015 and 2016
3 i) To consider and approve the Continuing Mgmt For For
Connected Transactions contemplated under
the Framework Sales Agreement entered into
between the Group and Weigao Holding Group
as set out in the "Letter from the Board"
as contained in the circular of the Company
dated 27 September 2013; and ii) with the
Annual Caps amounts of RMB28 million, RMB35
million and RMB44 million for the
respective three years ending 31 December
2014, 2015 and 2016
4 i) To consider and approve the Continuing Mgmt For For
Connected Transactions contemplated under
the Framework Tenancy Agreement entered
into between the Group and Weigao Holding
Group as set out in the "Letter from the
Board" as contained in the circular of the
Company dated 27 September 2013; and ii)
with the Annual Caps amounts of RMB25
million, RMB25 million and RMB25 million
for the respective three years ending 31
December 2014, 2015 and 2016
5 i) To consider and approve the Continuing Mgmt For For
Connected Transactions contemplated under
the Framework Services Agreement entered
into between the Group and Weigao Holding
Group as set out in the "Letter from the
Board" as contained in the circular of the
Company dated 27 September 2013; and ii)
with the Annual Caps amounts of RMB64
million, RMB70 million and RMB78 million
for the respective three years ending 31
December 2014, 2015 and 2016
6 To consider and approve, subject to Mgmt For For
fulfillment of all relevant conditions
and/or all necessary approvals and/or
consents from the relevant PRC authorities
and bodies being obtained and/ or the
procedures as required under the laws and
regulations of the PRC being completed, the
Amendments to the Articles of Associations
of the Company (as described in the
Appendix I of this circular) as a result of
the change in number of directors
--------------------------------------------------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD Agenda Number: 705134257
--------------------------------------------------------------------------------------------------------------------------
Security: Y76810103
Meeting Type: AGM
Meeting Date: 30-May-2014
Ticker:
ISIN: CNE100000171
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0408/LTN20140408698.pdf and
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0408/LTN20140408682.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
GROUP (INCLUDING THE COMPANY AND ITS
SUBSIDIARIES) FOR THE YEAR ENDED 31
DECEMBER 2013
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY (THE
"BOARD") FOR THE YEAR ENDED 31 DECEMBER
2013
3 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR ENDED 31 DECEMBER 2013
4 TO DECLARE A FINAL DIVIDEND OF RMB0.031 PER Mgmt For For
SHARE OF RMB0.1 EACH IN THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2013
5 TO CONSIDER AND APPROVE THE PROPOSAL FOR Mgmt For For
THE RE-APPOINTMENT OF DELOITTE TOUCHE
TOHMATSU AS THE AUDITOR OF THE COMPANY FOR
THE YEAR ENDING 31 DECEMBER 2014, AND TO
AUTHORISE THE BOARD TO DETERMINE HIS
REMUNERATION
6 TO CONSIDER AND AUTHORISE THE BOARD TO Mgmt For For
APPROVE THE REMUNERATION OF THE DIRECTORS,
SUPERVISORS AND SENIOR MANAGEMENT OF THE
COMPANY FOR THE YEAR ENDING 31 DECEMBER
2014
7 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For
OF MR. ZHANG HUA WEI AS AN EXECUTIVE
DIRECTOR OF THE COMPANY
8 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For
OF MR. WANG YI AS AN EXECUTIVE DIRECTOR OF
THE COMPANY
9 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt Against Against
OF MR. CHEN XUE LI AS A NON-EXECUTIVE
DIRECTOR OF THE COMPANY
10 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt Against Against
OF MS. ZHOU SHU HUA AS A NON-EXECUTIVE
DIRECTOR OF THE COMPANY
11 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For
OF MR. LI JIA MIAO AS AN INDEPENDENT
DIRECTOR OF THE COMPANY
12 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For
OF MRS. BI DONG MEI AS SUPERVISOR OF THE
COMPANY
13 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt Against Against
OF MRS. CHEN XIAO YUN AS SUPERVISOR OF THE
COMPANY
14 TO CONSIDER AND APPROVE, SUBJECT TO Mgmt For For
FULFILLMENT OF ALL RELEVANT CONDITIONS
AND/OR ALL NECESSARY APPROVALS AND/OR
CONSENTS FROM THE RELEVANT PRC AUTHORITIES
AND BODIES BEING OBTAINED AND/OR THE
PROCEDURES AS REQUIRED UNDER THE LAWS AND
REGULATIONS OF THE PRC BEING COMPLETED THE
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
OF THE COMPANY
15 TO CONSIDER AND APPROVE THE GENERAL MANDATE Mgmt Against Against
TO BE GRANTED TO THE BOARD TO ISSUE NEW
SHARES
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG, MUENCHEN Agenda Number: 704888859
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: AGM
Meeting Date: 28-Jan-2014
Ticker:
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2013, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require any flagging or blocking.
These optimized processes avoid any
settlement conflicts. The sub custodians
have advised that voted shares are not
blocked for trading purposes i.e. they are
only unavailable for settlement.
Registered shares will be deregistered at
the deregistration date by the sub
custodians. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent.
Please contact your CSR for further
information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
13.01.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. To receive and consider the adopted Annual Non-Voting
Financial Statements of Siemens AG and the
approved Consolidated Financial Statements,
together with the Combined Management
Report of Siemens AG and the Siemens Group,
including the Explanatory Report on the
information required pursuant to Section
289 (4) and (5) and Section 315 (4) of the
German Commercial Code (HGB) as of
September 30, 2013, as well as the Report
of the Supervisory Board, the Corporate
Governance Report, the Compensation Report
and the Compliance Report for fiscal year
2013
2. Resolution on the Appropriation of the Mgmt Split 25% For Split
Distributable Profit The distributable
profit of EUR 2,643,000,000.00 as follows:
Payment of a dividend of EUR 3.00 per
no-par share for the 2012/2014 financial
year. EUR 109,961,760.00 shall be carried
forward. Ex-dividend and payable date:
January 29, 2014
3. To ratify the acts of the members of the Mgmt Split 25% For Split
Managing Board
4. To ratify the acts of the members of the Mgmt Split 25% For Split
Supervisory Board
5. To resolve on the approval of the system of Mgmt Split 25% For Split
Managing Board compensation
6. To resolve on the appointment of Mgmt Split 25% For Split
independent auditors for the audit of the
Annual Financial Statements and the
Consolidated Financial Statements and for
the review of the Interim Financial
Statements: Ernst & Young GmbH
7. To resolve on a by-election to the Mgmt Split 25% For Split
Supervisory Board: Jim Hagemann Snabe
8. To resolve on the creation of an Authorized Mgmt Split 25% For Split
Capital 2014 against contributions in cash
and / or contributions in kind with the
option of excluding subscription rights,
and related amendments to the Articles of
Association
9. To resolve on the cancelation of the Mgmt Split 25% Against Split
authorization to issue convertible bonds
and / or warrant bonds dated January 25,
2011 and of the Conditional Capital 2011 as
well as on the creation of a new
authorization of the Managing Board to
issue convertible bonds and / or warrant
bonds and to exclude shareholders
subscription rights, and on the creation of
a Conditional Capital 2014 and related
amendments to the Articles of Association
10. To resolve on the cancelation of Mgmt Split 25% For Split
Conditional Capital no longer required and
related amendments to the Articles of
Association
11. To resolve on the adjustment of Supervisory Mgmt Split 25% For Split
Board compensation and related amendments
to the Articles of Association
--------------------------------------------------------------------------------------------------------------------------
SIGNET JEWELERS LIMITED Agenda Number: 933999382
--------------------------------------------------------------------------------------------------------------------------
Security: G81276100
Meeting Type: Annual
Meeting Date: 13-Jun-2014
Ticker: SIG
ISIN: BMG812761002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: H. TODD STITZER Mgmt For For
1B. ELECTION OF DIRECTOR: VIRGINIA DROSOS Mgmt For For
1C. ELECTION OF DIRECTOR: DALE W. HILPERT Mgmt For For
1D. ELECTION OF DIRECTOR: MARIANNE MILLER PARRS Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS G. PLASKETT Mgmt For For
1F. ELECTION OF DIRECTOR: RUSSELL WALLS Mgmt For For
1G. ELECTION OF DIRECTOR: HELEN MCCLUSKEY Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT STACK Mgmt For For
1I. ELECTION OF DIRECTOR: EUGENIA ULASEWICZ Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL W. BARNES Mgmt For For
2. APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITOR OF THE COMPANY.
3. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN PROXY STATEMENT.
4. RE-APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE SIGNET JEWELERS
LIMITED OMNIBUS INCENTIVE PLAN 2009.
5. APPROVAL OF THE AMENDMENTS TO THE SIGNET Mgmt For For
JEWELERS LIMITED BYE-LAWS.
--------------------------------------------------------------------------------------------------------------------------
SINGAPORE TELECOMMUNICATIONS LTD, SINGAPORE Agenda Number: 704627225
--------------------------------------------------------------------------------------------------------------------------
Security: Y79985209
Meeting Type: AGM
Meeting Date: 26-Jul-2013
Ticker:
ISIN: SG1T75931496
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Financial Mgmt For For
Statements for the financial year ended 31
March 2013, the Director's Report and the
Auditors Report thereon
2 To declare a final dividend of 10.0 cents Mgmt For For
per share in respect of the financial year
ended 31 March 2013
3 To re-elect the following Director who Mgmt For For
retire by rotation in accordance with
Article 97 of the Company's Articles of
Association and who, being eligible, offer
himself for re-election: Mr Simon Israel
4 To re-elect the following Director who Mgmt For For
retire by rotation in accordance with
Article 97 of the Company's Articles of
Association and who, being eligible, offer
himself for re-election: Mr Peter Mason AM
5 To re-elect Mr David Gonski AC who ceases Mgmt For For
to hold office in accordance with Article
103 of the Company's Articles of
Association and who, being eligible, offers
himself for re-election
6 To approve payment of Director's fees by Mgmt For For
the Company of up to SGD 2,710,000 for the
financial year ending 31 March 2014 (2013:
up to SGD 2,710,000; increase: nil)
7 To re-appoint Auditors and to authorise the Mgmt For For
Directors to fix their remuneration
8 That authority be and is hereby given to Mgmt Against Against
the Directors to: (i) (1) issue shares in
the capital of the Company ("shares")
whether by way of rights, bonus or
otherwise; and/or (2) make or grant offers,
agreements or options (collectively,
"Instruments") that might or would require
shares to be issued, including but not
limited to the creation and issue of (as
well as adjustments to) warrants,
debentures or other instruments convertible
into shares, at any time and upon such
terms and conditions and for such purposes
and to such persons as the Directors may in
their absolute discretion deem fit; and
(ii) (notwithstanding the authority
conferred by this Resolution may have
ceased to be in force) issue shares in
pursuance of any Instrument made or granted
by the Directors while this Resolution was
in force, provided that: (I) CONTD
CONT CONTD the aggregate number of shares to be Non-Voting
issued pursuant to this Resolution
(including shares to be issued in pursuance
of Instruments made or granted pursuant to
this Resolution) does not exceed 50% of the
total number of issued shares (excluding
treasury shares) in the capital of the
Company (as calculated in accordance with
sub-paragraph (II) below), of which the
aggregate number of shares to be issued
other than on a pro rata basis to
shareholders of the Company (including
shares to be issued in pursuance of
Instruments made or granted pursuant to
this Resolution) does not exceed 5% of the
total number of issued shares (excluding
treasury shares) in the capital of the
Company (as calculated in accordance with
sub-paragraph (II) below); (II) (subject to
such manner of calculation as may be
prescribed by the CONTD
CONT CONTD Singapore Exchange Securities Trading Non-Voting
Limited ("SGX-ST")) for the purpose of
determining the aggregate number of shares
that may be issued under sub-paragraph (I)
above, the percentage of issued shares
shall be based on the total number of
issued shares (excluding treasury shares)
in the capital of the Company at the time
this Resolution is passed, after adjusting
for: (a) new shares arising from the
conversion or exercise of any convertible
securities or share options or vesting of
share awards which are outstanding or
subsisting at the time this Resolution is
passed; and (b) any subsequent bonus issue
or consolidation or sub-division of shares;
(III) in exercising the authority conferred
by this Resolution, the Company shall
comply with the provisions of the Listing
Manual of the SGX-ST, the Listing Rules of
ASX CONTD
CONT CONTD Limited ("ASX") and the rules of any Non-Voting
other stock exchange on which the shares of
the Company may for the time being be
listed or quoted ("Other Exchange") for the
time being in force (unless such compliance
has been waived by the SGX-ST, ASX or, as
the case may be, the Other Exchange) and
the Articles of Association for the time
being of the Company; and (IV) (unless
revoked or varied by the Company in general
meeting) the authority conferred by this
Resolution shall continue in force until
the conclusion of the next Annual General
Meeting of the Company or the date by which
the next Annual General Meeting of the
Company is required by law to be held,
whichever is the earlier
9 That approval be and is hereby given to the Mgmt For For
Directors to grant awards in accordance
with the provisions of the SingTel
Performance Share Plan 2012 ("SingTel PSP
2012") and to allot and issue from time to
time such number of fully paid-up shares as
may be required to be delivered pursuant to
the vesting of awards under the SingTel PSP
2012, provided that: (i) the aggregate
number of new shares to be issued pursuant
to the vesting of awards granted or to be
granted under the SingTel PSP 2012 shall
not exceed 5% of the total number of issued
shares (excluding treasury shares) from
time to time; and (ii) the aggregate number
of new shares under awards to be granted
pursuant to the SingTel PSP 2012 during the
period commencing from the date of this
Annual General Meeting of the Company and
ending on the date of the next CONTD
CONT CONTD Annual General Meeting of the Company Non-Voting
or the date by which the next Annual
General Meeting of the Company is required
by law to be held, whichever is the
earlier, shall not exceed 0.5% of the total
number of issued shares (excluding treasury
shares) from time to time
--------------------------------------------------------------------------------------------------------------------------
SINGAPORE TELECOMMUNICATIONS LTD, SINGAPORE Agenda Number: 704627340
--------------------------------------------------------------------------------------------------------------------------
Security: Y79985209
Meeting Type: EGM
Meeting Date: 26-Jul-2013
Ticker:
ISIN: SG1T75931496
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 The Proposed Renewal of the Share Purchase Mgmt For For
Mandate
2 The Proposed Approval for Participation by Mgmt For For
the Relevant Person in the SingTel
Performance Share Plan 2012 for the
purposes of the Listing Rules of ASX
Limited
--------------------------------------------------------------------------------------------------------------------------
SIRIUS XM HOLDINGS INC. Agenda Number: 933965557
--------------------------------------------------------------------------------------------------------------------------
Security: 82968B103
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: SIRI
ISIN: US82968B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOAN L. AMBLE Mgmt For For
ANTHONY J. BATES Mgmt For For
GEORGE W. BODENHEIMER Mgmt For For
DAVID J.A. FLOWERS Mgmt For For
EDDY W. HARTENSTEIN Mgmt For For
JAMES P. HOLDEN Mgmt For For
GREGORY B. MAFFEI Mgmt For For
EVAN D. MALONE Mgmt For For
JAMES E. MEYER Mgmt For For
JAMES F. MOONEY Mgmt For For
CARL E. VOGEL Mgmt For For
VANESSA A. WITTMAN Mgmt For For
DAVID M. ZASLAV Mgmt For For
2. ADVISORY VOTE TO APPROVE THE NAMED Mgmt Against Against
EXECUTIVE OFFICERS' COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
SMC CORPORATION Agenda Number: 705347234
--------------------------------------------------------------------------------------------------------------------------
Security: J75734103
Meeting Type: AGM
Meeting Date: 26-Jun-2014
Ticker:
ISIN: JP3162600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Outside Directors and
Outside Corporate Auditors
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
3.14 Appoint a Director Mgmt For For
3.15 Appoint a Director Mgmt For For
3.16 Appoint a Director Mgmt For For
3.17 Appoint a Director Mgmt For For
3.18 Appoint a Director Mgmt For For
4 Approve Provision of Retirement Allowance Mgmt For For
for Retiring Directors
--------------------------------------------------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. Agenda Number: 933969125
--------------------------------------------------------------------------------------------------------------------------
Security: 833635105
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: SQM
ISIN: US8336351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. SQM'S BALANCE SHEET, FINANCIAL STATEMENTS, Mgmt For
ANNUAL REPORT, ACCOUNT INSPECTORS' REPORT,
AND EXTERNAL AUDITORS' REPORT FOR THE
BUSINESS YEAR ENDED DECEMBER 31, 2013.
2. APPOINTMENT OF THE EXTERNAL AUDITING Mgmt For
COMPANY AND ACCOUNT INSPECTORS FOR THE
BUSINESS YEAR 2014.
3. OPERATIONS REFERRED TO UNDER TITLE XVI OF Mgmt Take No Action
LAW 18,046.
4. INVESTMENT AND FINANCE POLICIES. Mgmt For
5. NET INCOME FOR BUSINESS YEAR 2013, Mgmt For
DISTRIBUTION OF DEFINITIVE DIVIDEND AND
FUTURE DIVIDEND POLICY.
6. BOARD OF DIRECTORS' EXPENDITURES DURING THE Mgmt Take No Action
BUSINESS YEAR 2013.
7. DIRECTORS' SALARIES. Mgmt Abstain
8. MATTERS IN RELATION WITH THE DIRECTORS Mgmt Abstain
COMMITTEE, WITH THE AUDIT COMMITTEE AND
WITH THE HEALTH, SAFETY AND ENVIRONMENTAL
COMMITTEE.
9. OTHER CORRESPONDING MATTERS IN COMPLIANCE Mgmt Abstain
WITH THE PERTINENT PROVISIONS.
--------------------------------------------------------------------------------------------------------------------------
SOFTBANK CORP. Agenda Number: 705343224
--------------------------------------------------------------------------------------------------------------------------
Security: J75963108
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: JP3436100006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SOLARWINDS, INC. Agenda Number: 933962789
--------------------------------------------------------------------------------------------------------------------------
Security: 83416B109
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: SWI
ISIN: US83416B1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: STEVEN M. CAKEBREAD Mgmt For For
1.2 ELECTION OF DIRECTOR: ROGER J. SIPPL Mgmt For For
2. RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3. APPROVE, ON A NON-BINDING BASIS, THE Mgmt For For
COMPANY'S OVERALL EXECUTIVE COMPENSATION
PROGRAM, AS DESCRIBED IN THE COMPENSATION
DISCUSSION AND ANALYSIS, THE COMPENSATION
TABLES AND THE RELATED NARRATIVES AND OTHER
MATERIALS IN THE PROXY STATEMENT.
4. PROVIDE FOR THE ADJOURNMENT OR POSTPONEMENT Mgmt For For
OF THE ANNUAL MEETING, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT SHARES PRESENT OR VOTING
AFFIRMATIVELY AT THE TIME OF THE ANNUAL
MEETING EITHER (1) TO ESTABLISH A QUORUM;
OR (2) IF A QUORUM IS PRESENT, TO APPROVE
PROPOSALS ONE THROUGH THREE.
--------------------------------------------------------------------------------------------------------------------------
SOLERA HOLDINGS, INC. Agenda Number: 933885014
--------------------------------------------------------------------------------------------------------------------------
Security: 83421A104
Meeting Type: Annual
Meeting Date: 08-Nov-2013
Ticker: SLH
ISIN: US83421A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TONY AQUILA Mgmt For For
THOMAS A. DATTILO Mgmt For For
ARTHUR F. KINGSBURY Mgmt For For
DR. KURT J. LAUK Mgmt For For
KENNETH A. VIELLIEU Mgmt For For
THOMAS C. WAJNERT Mgmt For For
STUART J. YARBROUGH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS SOLERA'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JUNE 30, 2014.
3. APPROVAL OF A NON-BINDING ADVISORY VOTE, ON Mgmt For For
THE COMPENSATION OF SOLERA'S NAMED
EXECUTIVE OFFICERS.
4. APPROVAL OF AMENDMENTS AND PERFORMANCE Mgmt For For
CRITERIA CONTAINED IN ARTICLE 10 OF
SOLERA'S 2008 OMNIBUS INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
SONIC HEALTHCARE LIMITED Agenda Number: 704792337
--------------------------------------------------------------------------------------------------------------------------
Security: Q8563C107
Meeting Type: AGM
Meeting Date: 21-Nov-2013
Ticker:
ISIN: AU000000SHL7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 4 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
1 Re-election of Ms Kate Spargo as a Director Mgmt For For
of the Company
2 Re-election of Dr Jane Wilson as a Director Mgmt For For
of the Company
3 Re-election of Dr Philip Dubois as a Mgmt For For
Director of the Company
4 Adoption of the Remuneration Report Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SONOVA HOLDING AG, STAEFA Agenda Number: 705308775
--------------------------------------------------------------------------------------------------------------------------
Security: H8024W106
Meeting Type: AGM
Meeting Date: 17-Jun-2014
Ticker:
ISIN: CH0012549785
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF THE BUSINESS REPORT THE Mgmt For For
CONSOLIDATED ACCOUNTS AND THE ANNUAL
ACCOUNTS OF SONOVA HOLDING AG FOR THE
2013/14 FINANCIAL YEAR, ACKNOWLEDGEMENT OF
THE REPORTS OF THE AUDITOR
1.2 CONSULTATIVE VOTE ON THE REMUNERATION Mgmt For For
REPORT 2013/14
2 APPROPRIATION OF THE NET PROFIT : DIVIDENDS Mgmt For For
OF CHF 1.90 PER SHARE
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE EXECUTIVE BOARD
4.1.1 RE-ELECTION OF ROBERT F. SPOERRY AS Mgmt For For
CHAIRMAN AND MEMBER OF THE BOARD OF
DIRECTORS
4.1.2 RE-ELECTION OF BEAT HESS AS A MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
4.1.3 RE-ELECTION OF MICHAEL JACOBI AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.1.4 RE-ELECTION OF ANDY RIHS AS A MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
4.1.5 RE-ELECTION OF ANSSI VANJOKI AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
4.1.6 RE-ELECTION OF RONALD VAN DER VIS AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
4.1.7 RE-ELECTION OF JINLONG WANG AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
4.1.8 RE-ELECTION OF JOHN J. ZEI AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
4.2 ELECTION OF STACY ENXING SENG AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.3.1 ELECTION OF THE MEMBER OF THE NOMINATION Mgmt For For
AND REMUNERATION COMMITTEE: ROBERT F.
SPOERRY
4.3.2 ELECTION OF THE MEMBER OF THE NOMINATION Mgmt For For
AND REMUNERATION COMMITTEE: BEAT HESS
4.3.3 ELECTION OF THE MEMBER OF THE NOMINATION Mgmt For For
AND REMUNERATION COMMITTEE: JOHN J. ZEI
4.4 RE-ELECTION OF THE AUDITOR: Mgmt For For
PRICEWATERHOUSECOOPERS AG, ZURICH
4.5 ELECTION OF THE INDEPENDENT VOTING PROXY: Mgmt For For
ANDREAS G. KELLER, LAWYER, GEHRENHOLZPARK
2G, CH-8055 ZURICH
5.1 AMENDMENTS OF THE ARTICLES OF ASSOCIATION Mgmt For For
TO CONFORM TO THE NEW SWISS COMPANY LAW:
AMENDMENTS OF THE ARTICLES OF ASSOCIATION
IN LINE WITH THE COMPENSATION PROVISIONS OF
THE ORDINANCE AGAINST EXCESSIVE
COMPENSATION IN LISTED STOCK COMPANIES
5.2 AMENDMENTS OF THE ARTICLES OF ASSOCIATION Mgmt For For
TO CONFORM TO THE NEW SWISS COMPANY LAW:
AMENDMENTS OF THE ARTICLES OF ASSOCIATION
IN LINE WITH FURTHER PROVISIONS OF THE
ORDINANCE AGAINST EXCESSIVE COMPENSATION IN
LISTED STOCK COMPANIES, OTHER AMENDMENTS OF
THE SWISS COMPANY LAW, THE MODE OF VOTING
AND OTHER ASPECTS
CMMT 09 JUN 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
SONY FINANCIAL HOLDINGS INC. Agenda Number: 705343197
--------------------------------------------------------------------------------------------------------------------------
Security: J76337104
Meeting Type: AGM
Meeting Date: 24-Jun-2014
Ticker:
ISIN: JP3435350008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SOUTHWESTERN ENERGY COMPANY Agenda Number: 933966395
--------------------------------------------------------------------------------------------------------------------------
Security: 845467109
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: SWN
ISIN: US8454671095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JOHN D. GASS Mgmt For For
1.2 ELECTION OF DIRECTOR: CATHERINE A. KEHR Mgmt For For
1.3 ELECTION OF DIRECTOR: GREG D. KERLEY Mgmt For For
1.4 ELECTION OF DIRECTOR: VELLO A. KUUSKRAA Mgmt For For
1.5 ELECTION OF DIRECTOR: KENNETH R. MOURTON Mgmt For For
1.6 ELECTION OF DIRECTOR: STEVEN L. MUELLER Mgmt For For
1.7 ELECTION OF DIRECTOR: ELLIOTT PEW Mgmt For For
1.8 ELECTION OF DIRECTOR: ALAN H. STEVENS Mgmt For For
2. PROPOSAL TO RATIFY INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. PROPOSAL FROM STOCKHOLDER REGARDING SPECIAL Shr Against For
MEETINGS.
5. PROPOSAL FROM STOCKHOLDER REGARDING METHANE Shr Against For
EMISSIONS REPORT.
--------------------------------------------------------------------------------------------------------------------------
SPROUTS FARMERS MARKET, INC. Agenda Number: 933946280
--------------------------------------------------------------------------------------------------------------------------
Security: 85208M102
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: SFM
ISIN: US85208M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TERRI FUNK GRAHAM Mgmt For For
GEORGE G. GOLLEHER Mgmt For For
STEVEN H. TOWNSEND Mgmt For For
2. TO VOTE ON A NON-BINDING ADVISORY Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION PAID
TO OUR NAMED EXECUTIVE OFFICERS FOR FISCAL
2013 ("SAY-ON-PAY").
3. TO VOTE ON A NON-BINDING ADVISORY PROPOSAL Mgmt 1 Year For
ON THE FREQUENCY OF FUTURE SAY-ON-PAY VOTES
("SAY-ON-FREQUENCY").
4. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP, AN INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, AS OUR
INDEPENDENT AUDITOR FOR THE FISCAL YEAR
ENDING DECEMBER 28, 2014.
--------------------------------------------------------------------------------------------------------------------------
SSAB CORPORATION, STOCKHOLM Agenda Number: 704996339
--------------------------------------------------------------------------------------------------------------------------
Security: W8615U124
Meeting Type: AGM
Meeting Date: 09-Apr-2014
Ticker:
ISIN: SE0000171100
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
CMMT THE ANNUAL GENERAL MEETING'S RESOLUTION Non-Voting
UNDER ITEMS 15 a) AND b) SHALL BE PASSED AS
ONE RESOLUTION, AS THE TWO RESOLUTIONS ARE
STRONGLY INTERCONNECTED AND DEPENDENT ON
EACH OTHER. THE PROPOSED AMENDMENT OF THE
ARTICLES OF ASSOCIATION SHALL BE
CONDITIONAL UPON SSAB COMPLETING THE SHARE
EXCHANGE OFFER TO THE SHAREHOLDERS OF
RAUTARUUKKI
1 Election of a chairman of the meeting: Sven Non-Voting
Unger
2 Preparation and approval of the voting Non-Voting
register
3 Approval of the agenda proposed by the Non-Voting
Board of Directors
4 Election of one or two persons to attest Non-Voting
the minutes of the meeting
5 Determination whether the meeting has been Non-Voting
duly convened
6.a Presentation of the annual report and the Non-Voting
auditor's report, as well as the
consolidated financial statements and the
auditor's report for the Group. In
connection therewith: An address by the
Chairman of the Board including a report on
the work of the Board
6.b Presentation of the annual report and the Non-Voting
auditor's report, as well as the
consolidated financial statements and the
auditor's report for the Group. In
connection therewith: An address by the
President
6.c Presentation of the annual report and the Non-Voting
auditor's report, as well as the
consolidated financial statements and the
auditor's report for the Group. In
connection therewith: A report by the
auditor-in-charge regarding the audit work
7.a Resolution regarding: Adoption of the Mgmt No vote
income statement and balance sheet as well
as the consolidated income statement and
consolidated balance sheet
7.b Resolution regarding: Allocation of the Mgmt No vote
company's result in accordance with the
adopted balance sheet: No dividends be paid
for the financial year 2013
7.c Resolution regarding: Discharge from Mgmt No vote
liability for the directors and the
President
8 A report regarding the work of the Non-Voting
Nomination Committee
9 Determination of the number of directors: Mgmt No vote
Nine
10 Determination of fees for the Chairman of Mgmt No vote
the Board, directors and auditors
11 Election of the Board of Directors: That Mgmt No vote
the following directors be re-elected:
Anders G Carlberg, Jan Johansson, Martin
Lindqvist, Annika Lundius, Sverker
Martin-Lof, Matti Sundberg, John Tulloch,
Lars Westerberg and Per Ostberg
12 Election of the Chairman of the Board: Mgmt No vote
Sverker Martin-Lof
13 Resolutions regarding number of auditors Mgmt No vote
and auditor election: that the auditors
shall be one registered auditing company
and that PwC be re-elected as auditors for
another year until the Annual General
Meeting of 2015
14 Approval of guidelines for determination of Mgmt No vote
salaries and other compensation for the
President and other senior executives
15 Resolutions relating to the proposed Mgmt No vote
combination with Rautaruukki: a. Amendment
of the articles of association: Section 4
and 5; b. Authorization for the Board of
Directors to resolve to issue shares
16 Closing of the Annual General Meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
STANDARD CHARTERED PLC, LONDON Agenda Number: 705077255
--------------------------------------------------------------------------------------------------------------------------
Security: G84228157
Meeting Type: AGM
Meeting Date: 08-May-2014
Ticker:
ISIN: GB0004082847
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Company's annual report and Mgmt For For
accounts for the financial year ended 31
December 2013 together with the reports of
the directors and auditors
2 To declare a final dividend of 57.20 US Mgmt For For
cents per ordinary share for the year ended
31 December 2013
3 To approve the directors remuneration Mgmt For For
policy for the year ended 31 December 2013
4 To approve the annual report on Mgmt For For
remuneration for the year ended 31 December
2013
5 To elect Dr K M Campbell who has been Mgmt For For
appointed as a non-executive director by
the Board since the last AGM of the Company
6 To elect Mrs C M Hodgson who has been Mgmt For For
appointed as a non-executive director by
the Board since the last AGM of the Company
7 To elect Mr N Kheraj who has been appointed Mgmt For For
as a non-executive director by the Board
since the last AGM of the Company
8 To re-elect Mr O P Bhatt, a non-executive Mgmt For For
director
9 To re-elect Mr J S Bindra, an executive Mgmt For For
director
10 To re-elect Dr L C Y Cheung, a Mgmt For For
non-executive director
11 To re-elect Dr Han Seung-soo KBE, a Mgmt For For
non-executive director
12 To re-elect Mr S J Lowth, a non-executive Mgmt For For
director
13 To re-elect Ms R Markland, a non-executive Mgmt For For
director
14 To re-elect Mr J G H Paynter, a Mgmt For For
non-executive director
15 To re-elect Sir John Peace, as Chairman Mgmt For For
16 To re-elect Mr A M G Rees, an executive Mgmt For For
director
17 To re-elect Mr P A Sands, an executive Mgmt For For
director
18 To re-elect Mr V Shankar, an executive Mgmt For For
director
19 To re-elect Mr P D Skinner CBE, a Mgmt For For
non-executive director
20 To re-elect Dr L H Thunell, a non-executive Mgmt For For
director
21 To disapply the shareholding qualification Mgmt For For
contained in article 79 of the Company's
Articles of Association for Dr K M Campbell
22 To re-appoint KPMG Audit Plc as auditor to Mgmt For For
the Company from the end of the AGM until
the end of next year's AGM
23 To authorise the Board to set the auditor's Mgmt For For
fees
24 To authorise the Company and its Mgmt For For
subsidiaries to make political donations
25 To authorise the Board to allot shares Mgmt Split 67% For 33% Against Split
26 To extend the authority to allot shares by Mgmt Split 67% For 33% Against Split
such number of shares repurchased by the
Company under the authority granted
pursuant to resolution 31
27 To authorise the Board to allot shares and Mgmt For For
grant rights to subscribe for or to convert
any security into shares in relation to any
issue of Equity Convertible Additional Tier
1 Securities
28 To authorise the Board to make an offer to Mgmt For For
the holders of ordinary shares to elect to
receive new ordinary shares in the capital
of the Company in lieu of dividends
29 To authorise the Board to disapply Mgmt For For
pre-emption rights in relation to authority
granted pursuant to resolution 25
30 To authorise the Board to disapply Mgmt For For
pre-emption rights in relation to authority
granted pursuant to resolution 27
31 To authorise the Company to purchase its Mgmt For For
own ordinary shares
32 To authorise the Company to purchase its Mgmt For For
own preference shares
33 That a general meeting other than an annual Mgmt For For
general meeting may be called on not less
than 14 clear days' notice
34 To authorise the Board to increase the Mgmt For For
maximum ratio of variable to fixed
remuneration for relevant employees to a
ratio not exceeding 2:1
CMMT 08 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF RECORD DATE. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC Agenda Number: 933939033
--------------------------------------------------------------------------------------------------------------------------
Security: 854502101
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: SWK
ISIN: US8545021011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE W. BUCKLEY Mgmt For For
PATRICK D. CAMPBELL Mgmt For For
CARLOS M. CARDOSO Mgmt For For
ROBERT B. COUTTS Mgmt For For
DEBRA A. CREW Mgmt For For
B.H. GRISWOLD, IV Mgmt For For
JOHN F. LUNDGREN Mgmt For For
ANTHONY LUISO Mgmt For For
MARIANNE M. PARRS Mgmt For For
ROBERT L. RYAN Mgmt For For
2. APPROVE THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE COMPANY'S 2014 FISCAL YEAR.
3. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 933917619
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 19-Mar-2014
Ticker: SBUX
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HOWARD SCHULTZ Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM W. BRADLEY Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT M. GATES Mgmt For For
1D. ELECTION OF DIRECTOR: MELLODY HOBSON Mgmt For For
1E. ELECTION OF DIRECTOR: KEVIN R. JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: OLDEN LEE Mgmt For For
1G. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: CLARA SHIH Mgmt For For
1J. ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For
1K. ELECTION OF DIRECTOR: MYRON E. ULLMAN, III Mgmt For For
1L. ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE OUR Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2014.
4. PROHIBIT POLITICAL SPENDING. Shr Against For
5. INDEPENDENT BOARD CHAIRMAN. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
STATOIL ASA, STAVANGER Agenda Number: 705233803
--------------------------------------------------------------------------------------------------------------------------
Security: R8413J103
Meeting Type: AGM
Meeting Date: 14-May-2014
Ticker:
ISIN: NO0010096985
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AMENDMENT TO MID Non-Voting
258962 DUE TO CHANGE IN DIRECTORS' NAME IN
RESOLUTION 12.L. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT BLOCKING SHOULD ALWAYS BE APPLIED, RECORD Non-Voting
DATE OR NOT.
CMMT PLEASE NOTE THAT THE BOARD OF DIRECTORS Non-Voting
RECOMMENDS THE GENERAL MEETING TO VOTE
AGAINST THE SHAREHOLDER PROPOSALS: 7, 8 AND
19
3 ELECTION OF CHAIR FOR THE MEETING: OLAUG Mgmt No vote
SVARVA
4 APPROVAL OF THE NOTICE AND THE AGENDA Mgmt No vote
5 ELECTION OF TWO PERSONS TO CO-SIGN THE Mgmt No vote
MINUTES TOGETHER WITH THE CHAIR OF THE
MEETING
6 APPROVAL OF THE ANNUAL REPORT AND ACCOUNTS Mgmt No vote
FOR STATOIL ASA AND THE STATOIL GROUP FOR
2013, INCLUDING THE BOARD OF DIRECTORS'
PROPOSAL FOR DISTRIBUTION OF DIVIDEND: THE
BOARD OF DIRECTORS PROPOSES A TOTAL
DIVIDEND OF NOK 7.00 PER SHARE FOR 2013.
THE DIVIDEND ACCRUES TO THE SHAREHOLDERS AS
OF 14 MAY 2014, WITH EXPECTED DIVIDEND
PAYMENT ON 28 MAY 2014
7 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr No vote
REGARDING STATOIL'S ACTIVITIES IN CANADA
8 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr No vote
REGARDING STATOIL'S ACTIVITIES IN THE
ARCTIC
9 REPORT ON CORPORATE GOVERNANCE Mgmt No vote
10 DECLARATION ON STIPULATION OF SALARY AND Mgmt No vote
OTHER REMUNERATION FOR EXECUTIVE MANAGEMENT
11 APPROVAL OF REMUNERATION FOR THE COMPANY'S Mgmt No vote
EXTERNAL AUDITOR FOR 2013
12.A ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER OLAUG SVARVA (RE-ELECTION,
NOMINATED AS CHAIR)
12.B ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER IDAR KREUTZER
(RE-ELECTION, NOMINATED AS DEPUTY CHAIR)
12.C ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER KARIN ASLAKSEN
(RE-ELECTION)
12.D ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER GREGER MANNSVERK
(RE-ELECTION)
12.E ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER STEINAR OLSEN
(RE-ELECTION)
12.F ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER INGVALD STROMMEN
(RE-ELECTION)
12.G ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER RUNE BJERKE (RE-ELECTION)
12.H ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER SIRI KALVIG (RE-ELECTION)
12.I ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER BARBRO HAETTA
(RE-ELECTION)
12.J ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER TERJE VENOLD (NEW
ELECTION)
12.K ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER TONE LUNDE BAKKER (NEW
ELECTION)
12.L ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER KJERSTI KLEVEN (NEW
MEMBER)
12.1 ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: DEPUTY MEMBER: ARTHUR SLETTEBERG
(RE-ELECTION)
12.2 ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: DEPUTY MEMBER: BASSIM HAJ
(RE-ELECTION)
12.3 ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: DEPUTY MEMBER: NINA KIVIJERVI
JONASSEN (NEW ELECTION)
12.4 ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: DEPUTY MEMBER: BIRGITTE VARTDAL
(NEW ELECTION)
13 DETERMINATION OF REMUNERATION FOR THE Mgmt No vote
CORPORATE ASSEMBLY
14.A ELECTION OF MEMBER TO THE NOMINATION Mgmt No vote
COMMITTEE: CHAIR OLAUG SVARVA (RE-ELECTION)
14.B ELECTION OF MEMBER TO THE NOMINATION Mgmt No vote
COMMITTEE: MEMBER TOM RATHKE (RE-ELECTION)
14.C ELECTION OF MEMBER TO THE NOMINATION Mgmt No vote
COMMITTEE: MEMBER ELISABETH BERGE WITH
PERSONAL DEPUTY MEMBER JOHAN A. ALSTAD
(RE-ELECTION)
14.D ELECTION OF MEMBER TO THE NOMINATION Mgmt No vote
COMMITTEE: MEMBER TONE LUNDE BAKKER (NEW
ELECTION)
15 DETERMINATION OF REMUNERATION FOR THE Mgmt No vote
NOMINATION COMMITTEE
16 AUTHORISATION TO DISTRIBUTE DIVIDEND BASED Mgmt No vote
ON APPROVED ANNUAL ACCOUNTS FOR 2013
17 AUTHORISATION TO ACQUIRE STATOIL ASA SHARES Mgmt No vote
IN THE MARKET IN ORDER TO CONTINUE
OPERATION OF THE SHARE SAVING PLAN FOR
EMPLOYEES
18 AUTHORISATION TO ACQUIRE STATOIL ASA SHARES Mgmt No vote
IN THE MARKET FOR SUBSEQUENT ANNULMENT
19 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr No vote
REGARDING STATOIL'S ACTIVITIES
--------------------------------------------------------------------------------------------------------------------------
STERICYCLE, INC. Agenda Number: 933969719
--------------------------------------------------------------------------------------------------------------------------
Security: 858912108
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: SRCL
ISIN: US8589121081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARK C. MILLER Mgmt For For
1B. ELECTION OF DIRECTOR: JACK W. SCHULER Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES A. ALUTTO Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS D. BROWN Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS F. CHEN Mgmt For For
1F. ELECTION OF DIRECTOR: ROD F. DAMMEYER Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM K. HALL Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN PATIENCE Mgmt For For
1I. ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For
2. APPROVAL OF THE COMPANY'S 2014 INCENTIVE Mgmt For For
STOCK PLAN
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
4. ADVISORY RESOLUTION APPROVING THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S
EXECUTIVE OFFICERS
5. ADVISORY RESOLUTION ON THE FREQUENCY OF THE Mgmt 1 Year For
ADVISORY VOTE ON EXECUTIVE COMPENSATION
(CHOOSE ONE FREQUENCY)
6. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO GIVE
STOCKHOLDERS THE RIGHT TO CALL A SPECIAL
MEETING
--------------------------------------------------------------------------------------------------------------------------
STIFEL FINANCIAL CORP. Agenda Number: 934002902
--------------------------------------------------------------------------------------------------------------------------
Security: 860630102
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: SF
ISIN: US8606301021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRUCE A. BEDA Mgmt Withheld Against
FREDRICK O. HANSER Mgmt Withheld Against
RONALD J. KRUSZEWSKI Mgmt For For
THOMAS P. MULROY Mgmt Withheld Against
THOMAS W. WEISEL Mgmt For For
KELVIN R. WESTBROOK Mgmt For For
2. PROPOSAL TO APPROVE AN ADVISORY RESOLUTION Mgmt Against Against
RELATING TO THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
3. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM
FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
STOREBRAND ASA, OSLO Agenda Number: 705057657
--------------------------------------------------------------------------------------------------------------------------
Security: R85746106
Meeting Type: AGM
Meeting Date: 09-Apr-2014
Ticker:
ISIN: NO0003053605
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
3 Approval of meeting notice and agenda Mgmt No vote
6 Approval of the Annual Report and Financial Mgmt No vote
Statements, including application of the
year result
7 Corporate Governance Report Mgmt No vote
8 The Board of Directors' statement on Mgmt No vote
executive remuneration
9 Authorisation for the Board of Directors to Mgmt No vote
acquire treasury shares
10 Authorisation for the Board of Directors to Mgmt No vote
increase share capital by issuing new
shares
11.1 Election of member and alternates to the Mgmt No vote
Board of Representatives: Terje R. Venold
11.2 Election of member and alternates to the Mgmt No vote
Board of Representatives: Vibeke Hammer
Madsen
11.3 Election of member and alternates to the Mgmt No vote
Board of Representatives: Trond Berger
11.4 Election of member and alternates to the Mgmt No vote
Board of Representatives: Tore Eugen
Kvalheim
11.5 Election of member and alternates to the Mgmt No vote
Board of Representatives: Marianne Lie
11.6 Election of member and alternates to the Mgmt No vote
Board of Representatives: Olaug Svarva
11.7 Election of member and alternates to the Mgmt No vote
Board of Representatives: Pal Syversen
11.8 Election of member and alternates to the Mgmt No vote
Board of Representatives: Arne Giske
11.9 Election of member and alternates to the Mgmt No vote
Board of Representatives: Jostein Furnes
11.10 Election of member and alternates to the Mgmt No vote
Board of Representatives: Arild M. Olsen
11.11 Election of member and alternates to the Mgmt No vote
Board of Representatives:Joakim Gjersoe
(alternate member)
11.12 Election of member and alternates to the Mgmt No vote
Board of Representatives: Per Otto Dyb
(alternate member)
11.13 Proposal to the Board of Representative Mgmt No vote
regarding who should be elected Chairman
and Deputy Chairman: Terje R. Venold
(Chairman)
11.14 Proposal to the Board of Representative Mgmt No vote
regarding who should be elected Chairman
and Deputy Chairman: Vibeke Hammer Madsen
(Deputy Chairman)
12.1 Election of member to the Nomination Mgmt No vote
Committee: Terje R. Venold
12.2 Election of member to the Nomination Mgmt No vote
Committee: Olaug Svarva
12.3 Election of member to the Nomination Mgmt No vote
Committee: Kjetil Houg
12.4 Election of member to the Nomination Mgmt No vote
Committee: Harald Espedal
12.5 Election of the Chairman of the Nomination Mgmt No vote
Committee: Terje R. Venold
13.1 Election of member and alternate to the Mgmt No vote
Control Committee: Elisabeth Wille
13.2 Election of member and alternate to the Mgmt No vote
Control Committee: Ole Klette
13.3 Election of member and alternate to the Mgmt No vote
Control Committee: Tone M. Reierselmoen
(alternate member)
14 Remuneration of the Board of Mgmt No vote
Representatives, Nomination Committee and
Control Committee
15 Approval of the auditor's remuneration, Mgmt No vote
including the Board of Directors'
disclosure on the distribution of
remuneration between auditing and other
services
CMMT 25 MAR 2014: BLOCKING SHOULD ALWAYS BE Non-Voting
APPLIED, RECORD DATE OR NOT
CMMT 25 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP,INC. Agenda Number: 705357576
--------------------------------------------------------------------------------------------------------------------------
Security: J7771X109
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3890350006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO MITSUI TRUST HOLDINGS,INC. Agenda Number: 705352172
--------------------------------------------------------------------------------------------------------------------------
Security: J0752J108
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3892100003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Amend the Compensation including Stock Mgmt For For
Options to be received by Directors
--------------------------------------------------------------------------------------------------------------------------
SUN HUNG KAI PROPERTIES LTD, HONG KONG Agenda Number: 704766065
--------------------------------------------------------------------------------------------------------------------------
Security: Y82594121
Meeting Type: AGM
Meeting Date: 14-Nov-2013
Ticker:
ISIN: HK0016000132
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1010/LTN20131010221.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1010/LTN20131010213.pdf
1 To receive and consider the audited Mgmt For For
financial statements and the reports of the
Directors and auditor for the year ended 30
June 2013
2 To declare the final dividend Mgmt For For
3.i.a To re-elect Mrs. Leung Ko May-yee, Margaret Mgmt For For
as independent Non-Executive Director
3.i.b To re-elect Mr. Kwok Ping-luen, Raymond as Mgmt For For
Executive Director
3.i.c To re-elect Mr. Wong Chik-wing, Mike as Mgmt For For
Executive Director
3.i.d To re-elect Dr. Li Ka-cheung, Eric as Mgmt For For
independent Non-Executive Director
3.i.e To re-elect Mr. Kwok Ping-sheung, Walter as Mgmt For For
Non-Executive Director
3.i.f To re-elect Sir Po-shing Woo as Mgmt For For
Non-Executive Director
3.i.g To re-elect Mr. Chan Kui-yuen, Thomas as Mgmt For For
Executive Director
3.i.h To re-elect Mr. Kwong Chun as Executive Mgmt For For
Director
3.ii To fix Directors' fees (the proposed fees Mgmt For For
to be paid to each Chairman, Vice Chairman
and other Director for the year ending 30
June 2014 be HKD 320,000, HKD 310,000 and
HKD 300,000 respectively)
4 To re-appoint Deloitte Touche Tohmatsu as Mgmt For For
auditor and to authorise the Board of
Directors to fix their remuneration
5 To grant a general mandate to the Directors Mgmt For For
to repurchase shares (Ordinary Resolution
No.5 as set out in the notice of the AGM)
6 To grant a general mandate to the Directors Mgmt For For
to issue new shares (Ordinary Resolution
No.6 as set out in the notice of the AGM)
7 To extend the general mandate to issue new Mgmt Against Against
shares by adding the number of shares
repurchased (Ordinary Resolution No.7 as
set out in the notice of the AGM)
--------------------------------------------------------------------------------------------------------------------------
SUN LIFE FINANCIAL INC. Agenda Number: 933950556
--------------------------------------------------------------------------------------------------------------------------
Security: 866796105
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: SLF
ISIN: CA8667961053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM D. ANDERSON Mgmt No vote
RICHARD H. BOOTH Mgmt No vote
JOHN H. CLAPPISON Mgmt No vote
DEAN A. CONNOR Mgmt No vote
MARTIN J.G. GLYNN Mgmt No vote
M. MARIANNE HARRIS Mgmt No vote
KRYSTYNA T. HOEG Mgmt No vote
REAL RAYMOND Mgmt No vote
HUGH D. SEGAL, CM Mgmt No vote
BARBARA G. STYMIEST Mgmt No vote
JAMES H. SUTCLIFFE Mgmt No vote
02 APPOINTMENT OF DELOITTE LLP AS AUDITOR Mgmt No vote
03 AMENDED AND RESTATED BY-LAW NO. 1 Mgmt No vote
04 AMENDED AND RESTATED BY-LAW NO. 2 Mgmt No vote
05 NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt No vote
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
SUZUKI MOTOR CORPORATION Agenda Number: 705335861
--------------------------------------------------------------------------------------------------------------------------
Security: J78529138
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3397200001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
5 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock-Linked Compensation Type
Stock Options for Directors
--------------------------------------------------------------------------------------------------------------------------
SVENSKA HANDELSBANKEN AB, STOCKHOLM Agenda Number: 704992824
--------------------------------------------------------------------------------------------------------------------------
Security: W90937181
Meeting Type: AGM
Meeting Date: 26-Mar-2014
Ticker:
ISIN: SE0000193120
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
CMMT PLEASE NOTE THAT BOARD DOES NOT MAKE ANY Non-Voting
RECOMMENDATION ON RESOLUTIONS 21 AND 22.
THE STANDING INSTRUCTIONS FOR THIS MEETING
WILL BE DISABLED. THANK YOU.
1 Opening of the meeting Non-Voting
2 Election of the chairman of the meeting: Non-Voting
The nomination committee proposes that Mr
Sven Unger should be chairman of the
meeting
3 Establishment and approval of the list of Non-Voting
voters
4 Approval of the agenda Non-Voting
5 Election of two persons to countersign the Non-Voting
minutes
6 Determining whether the meeting has been Non-Voting
duly called
7.a A presentation of the annual accounts and Non-Voting
auditors' report, as well as the
consolidated annual accounts and the
auditors' report for the Group, for 2013.
In connection with this: a presentation of
the past year's work by the Board and its
committees
7.b A presentation of the annual accounts and Non-Voting
auditors' report, as well as the
consolidated annual accounts and the
auditors' report for the Group, for 2013.
In connection with this: a speech by the
Group Chief Executive, and any questions
from shareholders to the Board and
management of the Bank
7.c A presentation of the annual accounts and Non-Voting
auditors' report, as well as the
consolidated annual accounts and the
auditors' report for the Group, for 2013.
In connection with this: a presentation of
audit work during 2013
8 Resolutions concerning adoption of the Mgmt No vote
income statement and the balance sheet, as
well as the consolidated income statement
and consolidated balance sheet
9 Resolution on the allocation of the Bank's Mgmt No vote
profits in accordance with the adopted
balance sheet and also concerning the
record day: The Board proposes a dividend
of SEK 16.50 per share, including an
ordinary dividend of SEK 11.50 per share,
and that Monday, 31 March 2014 be the
record day for the receiving of dividends.
If the meeting resolves in accordance with
the proposal, Euroclear expects to
distribute the dividend on Thursday, 3
April 2014
10 Resolution on release from liability for Mgmt No vote
the members of the Board and the Group
Chief Executive for the period referred to
in the financial reports
11 Authorisation for the Board to resolve on Mgmt No vote
acquisition and divestment of shares in the
Bank
12 Acquisition of shares in the Bank for the Mgmt No vote
Bank's trading book pursuant to Chapter 7,
Section 6 of the Swedish Securities Market
Act
13 The Board's proposal to issue convertible Mgmt No vote
bonds to employees
14 Determining the number of members of the Mgmt No vote
Board to be appointed by the meeting: The
nomination committee proposes that the
meeting resolve that the Board consist of
ten (10) members
15 Determining the number of auditors to be Mgmt No vote
appointed by the meeting: The nomination
committee proposes that the meeting appoint
two registered auditing companies as
auditors
16 Deciding fees for Board members and Mgmt No vote
auditors, and decision on indemnity
undertaking for Board members
17 Election of the Board members and the Mgmt No vote
Chairman of the Board: The nomination
committee proposes the re-election of Jon
Fredrik Baksaas, Par Boman, Tommy Bylund,
Jan Johansson, Ole Johansson, Fredrik
Lundberg, Sverker Martin-Lof, Anders Nyren,
Bente Rathe and Charlotte Skog. Lone Fonss
Schroder has declined re-election. In
addition, the nomination committee proposes
the re-election of Anders Nyren as Chairman
of the Board
18 Election of auditors: The nomination Mgmt No vote
committee proposes that the meeting
re-elect KPMG AB and Ernst & Young AB as
auditors for the period until the end of
the AGM to be held in 2015. These two
auditing companies have announced that,
should they be elected, they will appoint
the same auditors to be auditors in charge
as in 2013: Mr Stefan Holmstrom (authorised
public accountant) will be appointed as
auditor in charge for KPMG AB, and Mr Erik
Astrom (authorised public accountant) will
be appointed as auditor in charge for Ernst
& Young AB
19 The Board's proposal concerning guidelines Mgmt No vote
for compensation to senior management
20 The Board's proposal concerning the Mgmt No vote
appointment of auditors in foundations
without own management
21 Shareholder's proposal that the annual Mgmt No vote
general meeting shall adopt a certain
policy
22 Shareholder's proposal regarding a decision Mgmt No vote
to take the initiative to establish an
integration institute
23 Closing of the meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SWEDBANK AB, STOCKHOLM Agenda Number: 704972961
--------------------------------------------------------------------------------------------------------------------------
Security: W9423X102
Meeting Type: AGM
Meeting Date: 19-Mar-2014
Ticker:
ISIN: SE0000242455
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT THE BOARD MAKES NO Non-Voting
RECOMMENDATION ON RESOLUTIONS 22 AND 23.
THE STANDING INSTRUCTIONS FOR THIS MEETING
WILL BE DISABLED. THANK YOU.
1 Opening of the Meeting and address by the Non-Voting
Chair of the Board of Directors
2 Election of the Meeting Chair: The Non-Voting
Nomination Committee proposes that Advokat
Claes Zettermarck is elected Chair of the
Meeting
3 Preparation and approval of the voting list Non-Voting
4 Approval of the agenda Non-Voting
5 Election of two persons to verify the Non-Voting
minutes
6 Decision whether the Meeting has been duly Non-Voting
convened
7 a) Presentation of the annual report and Non-Voting
the consolidated accounts for the financial
year 2013; b) Presentation of the auditor's
reports for the bank and the group for the
financial year 2013; c) Address by the CEO
8 Adoption of the profit and loss account and Non-Voting
balance sheet of the bank and the
consolidated profit and loss account and
consolidated balance sheet for the
financial year 2013
9 Approval of the allocation of the bank's Mgmt No vote
profit in accordance with the adopted
balance sheet as well as decision on the
record date for dividends. The Board of
Directors proposes that of the amount
approximately SEK 33 511m at the disposal
of the Meeting, approximately SEK 11 100m
is distributed as dividends to holders of
ordinary shares and the balance,
approximately SEK 22 411m, is carried
forward. The proposal is based on all
ordinary shares outstanding as of 31
December 2013. The proposal could be
changed in the event of additional share
repurchases or if treasury shares are
disposed of before the record day. A
dividend of SEK 10.10 for each ordinary
share is proposed. The proposed record date
is 24 March, 2014. With this record date,
the dividend is expected to be paid through
Euroclear on 27 March, 2014
10 Decision whether to discharge the members Mgmt No vote
of the Board of Directors and the CEO from
liability
11 Determination of the number of Board Mgmt No vote
members. The Nomination Committee proposes
that the number of Board members, which
shall be appointed by the Meeting, shall be
nine
12 Determination of the remuneration to the Mgmt No vote
Board members and the Auditor
13 Election of the Board members and the Mgmt No vote
Chair: The Nomination Committee proposes,
for the period until the close of the next
AGM, that the following Board members are
re-elected: Ulrika Francke, Goran Hedman,
Lars Idermark, Anders Igel, Pia Rudengren,
Anders Sundstrom, Karl-Henrik Sundstrom and
Siv Svensson. The Nomination Committee
proposes Maj-Charlotte Wallin as new member
of the Board of Directors for the period
until the close of the next AGM. The
Nomination Committee proposes that Anders
Sundstrom be elected as Chair of the Board
of Directors
14 Election of Auditor: The Nomination Mgmt No vote
Committee proposes that the registered
public accounting firm Deloitte AB be
elected as auditor for the period until the
end of the 2018 Annual General Meeting
15 Decision on the Nomination Committee Mgmt No vote
16 Decision on the guidelines for remuneration Mgmt No vote
to top executives
17 Decision on amendments to the Articles of Mgmt No vote
Association. As a consequence of the
mandatory conversion of preference shares
to ordinary shares during the year, the
Board of Directors now proposes to remove
the sections regarding, and all references
to, preference shares in the Articles of
Association. The Board of Directors is also
proposing to the AGM 2014 to remove
C-shares from the Articles of Association
since no such shares have been issued. This
results in changes in the Articles of
Association Section 3 ("Share capital etc")
so that only the first paragraph is kept
and that a new paragraph is included which
states that the shares each entitles to one
vote and also that Section 14 ("Right to
dividends, etc") is removed in its entirety
18 Decision to acquire own shares in Mgmt No vote
accordance with the Securities Market Act
19 Decision on authorization for the Board of Mgmt No vote
Directors to decide on acquisitions of own
shares in addition to what is stated in
item 18
20 Decision on authorization for the Board of Mgmt No vote
Directors to decide on issuance of
convertibles
21.a Approval of the resolution of the Board of Mgmt No vote
Directors on a common program (Eken 2014)
21.b Approval of the resolution of the Board of Mgmt No vote
Directors of Swedbank regarding deferred
variable remuneration in the form of shares
(or another financial instrument in the
bank) under IP 2014
21.c Decision regarding transfer of own ordinary Mgmt No vote
shares (or another financial instrument in
the bank)
22 Matter submitted by the shareholder Mgmt No vote
Thorwald Arvidsson regarding suggested
proposal on an examination through a
special examiner in accordance with Chapter
10, Section 21 of the Companies Act
23 Matter submitted by the shareholder Tommy Mgmt No vote
Jonasson on the shareholder's suggested
proposal regarding an initiative for an
integration institute
24 Closing of the meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SWEDISH MATCH AB, STOCKHOLM Agenda Number: 705103353
--------------------------------------------------------------------------------------------------------------------------
Security: W92277115
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: SE0000310336
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 282426 DUE TO CHANGE IN VOTING
STATUS OF RESOLUTION 18. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
1 OPENING OF THE MEETING AND ELECTION OF THE Non-Voting
CHAIRMAN OF THE MEETING: SVEN UNGER
2 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
3 ELECTION OF ONE OR TWO PERSONS TO VERIFY Non-Voting
THE MINUTES
4 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
5 APPROVAL OF THE AGENDA Non-Voting
6 PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITORS' REPORT, THE CONSOLIDATED
FINANCIAL STATEMENTS AND THE AUDITORS'
REPORT ON THE CONSOLIDATED FINANCIAL
STATEMENTS FOR 2013, THE AUDITORS' OPINION
REGARDING COMPLIANCE WITH THE PRINCIPLES
FOR REMUNERATION TO MEMBERS OF THE
EXECUTIVE MANAGEMENT AS WELL AS THE BOARD
OF DIRECTORS' PROPOSAL REGARDING THE
ALLOCATION OF PROFIT AND MOTIVATED
STATEMENT. IN CONNECTION THERETO, THE
PRESIDENT'S SPEECH AND THE BOARD OF
DIRECTORS' REPORT ON ITS WORK AND THE WORK
AND FUNCTION OF THE AUDIT COMMITTEE
7 RESOLUTION ON ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND BALANCE SHEET AND OF THE
CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET
8 RESOLUTION REGARDING ALLOCATION OF THE Mgmt For For
COMPANY'S PROFIT IN ACCORDANCE WITH THE
ADOPTED BALANCE SHEET AND RESOLUTION ON A
RECORD DAY FOR DIVIDEND: THE BOARD OF
DIRECTORS PROPOSES A DIVIDEND IN THE AMOUNT
OF 7.30 SEK PER SHARE TO BE PAID TO THE
SHARE-HOLDERS AND THAT THE REMAINING
PROFITS ARE CARRIED FORWARD. THE PROPOSED
RECORD DAY FOR THE RIGHT TO RECEIVE A CASH
DIVIDEND IS MAY 12, 2014. PAYMENT THROUGH
EUROCLEAR SWEDEN AB IS EXPECTED TO BE MADE
ON MAY 15, 2014
9 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY IN RESPECT OF THE BOARD MEMBERS
AND THE PRESIDENT
10.A RESOLUTION REGARDING THE REDUCTION OF THE Mgmt For For
SHARE CAPITAL BY WAY OF A RECALL OF
REPURCHASED SHARES, AND THE TRANSFER OF THE
REDUCED AMOUNT TO A FUND TO BE USED
PURSUANT TO A RESOLUTION ADOPTED BY THE
GENERAL MEETING: THE BOARD OF DIRECTORS
PROPOSES TO REDUCE THE COMPANY'S SHARE
CAPITAL OF 2,892,441 SEK BY MEANS OF
WITHDRAWAL OF 1,500,000 SHARES IN THE
COMPANY. THE SHARES IN THE COMPANY PROPOSED
FOR WITHDRAWAL HAVE BEEN REPURCHASED BY THE
COMPANY IN ACCORDANCE WITH AUTHORIZATION
GRANTED BY THE GENERAL MEETING. THE BOARD
OF DIRECTORS FURTHER PROPOSES THAT THE
REDUCED AMOUNT BE ALLOCATED TO A FUND TO BE
USED PURSUANT TO A RESOLUTION ADOPTED BY
THE GENERAL MEETING
10.B RESOLUTION REGARDING A BONUS ISSUE Mgmt For For
11 RESOLUTION REGARDING AUTHORIZATION OF THE Mgmt For For
BOARD OF DIRECTORS TO RESOLVE ON
ACQUISITION OF SHARES IN THE COMPANY
12 RESOLUTION REGARDING PRINCIPLES FOR Mgmt For For
REMUNERATION TO MEMBERS OF THE EXECUTIVE
MANAGEMENT. IN CONNECTION THERETO,
PRESENTATION OF THE WORK AND FUNCTION OF
THE COMPENSATION COMMITTEE
13 RESOLUTION REGARDING THE NUMBER OF MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS TO BE ELECTED BY
THE MEETING: THE BOARD OF DIRECTORS IS
PROPOSED TO CONSIST OF SEVEN MEMBERS AND NO
DEPUTIES
14 RESOLUTION REGARDING REMUNERATION TO THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
15 ELECTION OF MEMBERS OF THE BOARD, THE Mgmt For For
CHAIRMAN OF THE BOARD AND THE DEPUTY
CHAIRMAN OF THE BOARD: THE FOLLOWING
MEMBERS OF THE BOARD OF DIRECTORS ARE
PROPOSED FOR RE-ELECTION: ANDREW CRIPPS,
KAREN GUERRA, CONNY KARLSSON, WENCHE
ROLFSEN, ROBERT F. SHARPE, MEG TIVEUS AND
JOAKIM WESTH. CONNY KARLSSON IS PROPOSED TO
BE RE-ELECTED AS CHAIRMAN OF THE BOARD AND
ANDREW CRIPPS IS PROPOSED TO BE RE-ELECTED
AS DEPUTY CHAIRMAN OF THE BOARD
16 RESOLUTION REGARDING THE NUMBER OF AUDITOR: Mgmt For For
THE NUMBER OF AUDITORS IS PROPOSED TO BE
ONE AND NO DEPUTY AUDITOR
17 RESOLUTION REGARDING REMUNERATION TO THE Mgmt For For
AUDITOR
18 ELECTION OF AUDITOR: THE AUDITOR COMPANY Mgmt For For
KPMG AB IS PROPOSED TO BE RE-ELECTED AS
AUDITOR FOR THE PERIOD AS OF THE END OF THE
ANNUAL GENERAL MEETING 2014 UNTIL THE END
OF THE ANNUAL GENERAL MEETING 2015
--------------------------------------------------------------------------------------------------------------------------
SWISS LIFE HOLDING AG, ZUERICH Agenda Number: 705068270
--------------------------------------------------------------------------------------------------------------------------
Security: ADPV20745
Meeting Type: AGM
Meeting Date: 23-Apr-2014
Ticker:
ISIN: CH0014852781
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 298376 DUE TO ADDITION OF
RESOLUTION 8. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 Annual Report 2013 (Review of Operations, Mgmt For For
Consolidated Financial Statements and
Annual Financial Statements)
1.2 Compensation Report 2013 Mgmt For For
2.1 Appropriation of profit 2013 Mgmt For For
2.2 Distribution out of the capital Mgmt For For
contribution reserves: The Board of
Directors proposes to allocate CHF 5.50 per
registered share from the capital
contribution reserves to the free reserves
and to distribute an amount for the 2013
financial year of CHF 5.50 per registered
share. Swiss Life Holding Ltd waives
distribution from the capital contribution
reserves in respect of treasury shares it
holds at the time of distribution
3 Discharge of the members of the Board of Mgmt For For
Directors
4.1 Amendments to the Articles of Association Mgmt For For
relating to corporate governance and
editorial changes: The Board of Directors
is proposing to delete the provisions under
Clauses 4.8, 4.10 and 10.7 of the current
Articles of Association, to amend Clauses
6, 8.2, 8.3, 9.3, 10.2, 10.3, 10.4, 11,
12.1 (now 13.1) and 12.2 (now 13.2) and to
add Clauses 8.4, 12 and 26 to the Articles
of Association, as well as to approve the
proposed editorial changes
4.2 Amendment to the Articles of Association Mgmt For For
concerning compensation: The Board of
Directors is proposing to add Clauses 14 to
21 (section IV) to the revised Articles of
Association on the subject of compensation
to the Board of Directors and the Corporate
Executive Board
5.1 Re-election of Rolf Dorig and election as Mgmt For For
Chairman of the Board of Directors
5.2 Re-election of Wolf Becke to the Board of Mgmt For For
Directors
5.3 Re-election of Gerold Buhrer to the Board Mgmt For For
of Directors
5.4 Re-election of Ueli Dietiker to the Board Mgmt For For
of Directors
5.5 Re-election of Damir Filipovic to the Board Mgmt For For
of Directors
5.6 Re-election of Frank W. Keuper to the Board Mgmt For For
of Directors
5.7 Re-election of Henry Peter to the Board of Mgmt For For
Directors
5.8 Re-election of Frank Schnewlin to the Board Mgmt For For
of Directors
5.9 Re-election of Franziska Tschudi Sauber to Mgmt For For
the Board of Directors
5.10 Re-election of Klaus Tschutscher to the Mgmt For For
Board of Directors
5.11 Election of Adrienne Corboud Fumagalli to Mgmt For For
the Board of Directors
5.12 Election of Gerold Buhrer as member of the Mgmt For For
Compensation Committee
5.13 Election of Frank Schnewlin as member of Mgmt For For
the Compensation Committee
5.14 Election of Franziska Tschudi Sauber as Mgmt For For
member of the Compensation Committee
6 Election of the independent voting Mgmt For For
representative: The Board of Directors
proposes that the attorney Andreas Zurcher,
Zurich, be elected as independent voting
representative until completion of the next
Annual General Meeting of Shareholders
7 Election of the Statutory Auditor: Mgmt For For
PricewaterhouseCoopers Ltd
8 Additional and/or counterproposals Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
SYNGENTA AG, BASEL Agenda Number: 705061593
--------------------------------------------------------------------------------------------------------------------------
Security: H84140112
Meeting Type: AGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: CH0011037469
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 296871 DUE TO ADDITION OF
RESOLUTION 11. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 Approval of the Annual Report, including Mgmt For For
the Annual Financial Statements and the
Group Consolidated Financial Statements for
the year 2013
1.2 Consultative vote on the compensation Mgmt Split 23% For 77% Against Split
system
2 Discharge of the members of the Board of Mgmt For For
Directors and the Executive Committee
3 Reduction of share capital by cancellation Mgmt For For
of repurchased shares
4 Appropriation of the available earnings as Mgmt For For
per Balance Sheet 2013 and dividend
decision: a gross dividend of CHF 10.00 per
share for the business year 2013
5 Revision of the Articles of Incorporation: Mgmt For For
Article 95 paragraph 3 of the Federal
Constitution
6.1 Re-election of Vinita Bali to the Board of Mgmt For For
Directors
6.2 Re-election of Stefan Borgas to the Board Mgmt For For
of Directors
6.3 Re-election of Gunnar Brock to the Board of Mgmt For For
Directors
6.4 Re-election of Michel Demare to the Board Mgmt For For
of Directors
6.5 Re-election of Eleni Gabre-Madhin to the Mgmt For For
Board of Directors
6.6 Re-election of David Lawrence to the Board Mgmt For For
of Directors
6.7 Re-election of Michael Mack to the Board of Mgmt For For
Directors
6.8 Re-election of Eveline Saupper to the Board Mgmt For For
of Directors
6.9 Re-election of Jacques Vincent to the Board Mgmt For For
of Directors
6.10 Re-election of Jurg Witmer to the Board of Mgmt For For
Directors
7 Election of Michel Demare as Chairman of Mgmt For For
the Board of Directors
8.1 Election of Eveline Saupper as member of Mgmt For For
the Compensation Committee
8.2 Election of Jacques Vincent as member of Mgmt For For
the Compensation Committee
8.3 Election of Jurg Witmer as member of the Mgmt For For
Compensation Committee
9 Election of the Independent Proxy: Prof. Mgmt For For
Dr. Lukas Handschin
10 Election of the external auditor: KPMG AG Mgmt For For
as external Auditor of Syngenta AG
11 Ad hoc Mgmt Split 23% For 77% Against Split
--------------------------------------------------------------------------------------------------------------------------
SYSMEX CORPORATION Agenda Number: 705342979
--------------------------------------------------------------------------------------------------------------------------
Security: J7864H102
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: JP3351100007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD, HSINCHU Agenda Number: 705337271
--------------------------------------------------------------------------------------------------------------------------
Security: Y84629107
Meeting Type: AGM
Meeting Date: 24-Jun-2014
Ticker:
ISIN: TW0002330008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 284064 DUE TO DELETION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE BUSINESS OF 2013 Non-Voting
A.2 AUDIT COMMITTEES REVIEW REPORT Non-Voting
A.3 TO REPORT THE ISSUANCE OF UNSECURED Non-Voting
STRAIGHT CORPORATE BOND
B.1 TO ACCEPT 2013 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS
B.2 TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2013 PROFITS. (CASH DIVIDEND NT3.0 PER
SHARE)
B.3 TO REVISE THE FOLLOWING INTERNAL RULES: 1. Mgmt For For
PROCEDURES FOR ACQUISITION OR DISPOSAL OF
ASSETS. 2. PROCEDURES FOR FINANCIAL
DERIVATIVES TRANSACTIONS.
--------------------------------------------------------------------------------------------------------------------------
TAKEDA PHARMACEUTICAL COMPANY LIMITED Agenda Number: 705351954
--------------------------------------------------------------------------------------------------------------------------
Security: J8129E108
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3463000004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Allow Representative Mgmt For For
Director to Convene and Chair a
Shareholders Meeting, Approve Minor
Revisions
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For
5 Amend the Compensation to be received by Mgmt For For
Directors
6 Approve Payment of Bonuses to Directors Mgmt For For
7 Amend the Compensation including Stock Mgmt For For
Options to be received by Directors
--------------------------------------------------------------------------------------------------------------------------
TALISMAN ENERGY INC. Agenda Number: 933946456
--------------------------------------------------------------------------------------------------------------------------
Security: 87425E103
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: TLM
ISIN: CA87425E1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHRISTIANE BERGEVIN Mgmt For For
DONALD J. CARTY Mgmt For For
JONATHAN CHRISTODORO Mgmt For For
THOMAS W. EBBERN Mgmt For For
HAROLD N. KVISLE Mgmt For For
BRIAN M. LEVITT Mgmt For For
SAMUEL J. MERKSAMER Mgmt For For
LISA A. STEWART Mgmt For For
HENRY W. SYKES Mgmt For For
PETER W. TOMSETT Mgmt For For
MICHAEL T. WAITES Mgmt For For
CHARLES R. WILLIAMSON Mgmt For For
CHARLES M. WINOGRAD Mgmt For For
02 REAPPOINTMENT OF ERNST & YOUNG, LLP, Mgmt For For
CHARTERED ACCOUNTANTS, AS AUDITOR OF THE
COMPANY FOR THE ENSUING YEAR.
03 A RESOLUTION CONFIRMING BY-LAW 2 OF THE Mgmt For For
COMPANY. PLEASE READ THE RESOLUTION IN FULL
IN THE ACCOMPANYING MANAGEMENT PROXY
CIRCULAR.
04 A RESOLUTION RECONFIRMING THE COMPANY'S Mgmt For For
SHAREHOLDER RIGHTS PLAN. PLEASE READ THE
RESOLUTION IN FULL IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
05 A RESOLUTION ACCEPTING THE COMPANY'S Mgmt Against Against
APPROACH TO EXECUTIVE COMPENSATION. PLEASE
READ THE RESOLUTION IN FULL IN THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
06 THE SHAREHOLDER PROPOSAL. PLEASE READ THE Shr For Against
PROPOSAL IN FULL IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
TANDEM DIABETES CARE, INC. Agenda Number: 933966408
--------------------------------------------------------------------------------------------------------------------------
Security: 875372104
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: TNDM
ISIN: US8753721047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KIM D. BLICKENSTAFF Mgmt For For
HOWARD E. GREENE, JR. Mgmt For For
CHRISTOPHER J. TWOMEY Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 934026433
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: TGT
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROXANNE S. AUSTIN Mgmt Split 8% For 92% Against Split
1B. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: CALVIN DARDEN Mgmt For For
1D. ELECTION OF DIRECTOR: HENRIQUE DE CASTRO Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt Split 8% For 92% Against Split
1F. ELECTION OF DIRECTOR: MARY E. MINNICK Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1H. ELECTION OF DIRECTOR: DERICA W. RICE Mgmt For For
1I. ELECTION OF DIRECTOR: KENNETH L. SALAZAR Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
2. COMPANY PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt Against Against
BASIS, OUR EXECUTIVE COMPENSATION
("SAY-ON-PAY").
4. SHAREHOLDER PROPOSAL TO ELIMINATE Shr Against For
PERQUISITES.
5. SHAREHOLDER PROPOSAL TO ADOPT A POLICY FOR Shr Split 92% For 8% Against Split
AN INDEPENDENT CHAIRMAN.
6. SHAREHOLDER PROPOSAL TO ADOPT A POLICY Shr Against For
PROHIBITING DISCRIMINATION "AGAINST" OR
"FOR" PERSONS.
--------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY LTD Agenda Number: 933924804
--------------------------------------------------------------------------------------------------------------------------
Security: H84989104
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: TEL
ISIN: CH0102993182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PIERRE R. BRONDEAU Mgmt For For
1B. ELECTION OF DIRECTOR: JUERGEN W. GROMER Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM A. JEFFREY Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS J. LYNCH Mgmt For For
1E. ELECTION OF DIRECTOR: YONG NAM Mgmt For For
1F. ELECTION OF DIRECTOR: DANIEL J. PHELAN Mgmt For For
1G. ELECTION OF DIRECTOR: FREDERIC M. POSES Mgmt For For
1H. ELECTION OF DIRECTOR: LAWRENCE S. SMITH Mgmt For For
1I. ELECTION OF DIRECTOR: PAULA A. SNEED Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN C. VAN SCOTER Mgmt For For
1L. ELECTION OF DIRECTOR: LAURA H. WRIGHT Mgmt For For
2. TO ELECT THOMAS J. LYNCH AS THE CHAIRMAN OF Mgmt For For
THE BOARD OF DIRECTORS
3A. TO ELECT THE INDIVIDUAL MEMBER OF THE Mgmt For For
MANAGEMENT DEVELOPMENT & COMPENSATION
COMMITTEE: DANIEL J. PHELAN
3B. TO ELECT THE INDIVIDUAL MEMBER OF THE Mgmt For For
MANAGEMENT DEVELOPMENT & COMPENSATION
COMMITTEE: PAULA A. SNEED
3C. TO ELECT THE INDIVIDUAL MEMBER OF THE Mgmt For For
MANAGEMENT DEVELOPMENT & COMPENSATION
COMMITTEE: DAVID P. STEINER
4. TO ELECT DR. JVO GRUNDLER, OF ERNST & YOUNG Mgmt For For
LTD., OR ANOTHER INDIVIDUAL REPRESENTATIVE
OF ERNST & YOUNG LTD. IF DR. GRUNDLER IS
UNABLE TO SERVE AT THE MEETING, AS THE
INDEPENDENT PROXY
5.1 TO APPROVE THE 2013 ANNUAL REPORT OF TE Mgmt For For
CONNECTIVITY LTD. (EXCLUDING THE STATUTORY
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED SEPTEMBER 27, 2013 AND THE
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
FISCAL YEAR ENDED SEPTEMBER 27, 2013)
5.2 TO APPROVE THE STATUTORY FINANCIAL Mgmt For For
STATEMENTS OF TE CONNECTIVITY LTD. FOR THE
FISCAL YEAR ENDED SEPTEMBER 27, 2013
5.3 TO APPROVE THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS OF TE CONNECTIVITY LTD. FOR THE
FISCAL YEAR ENDED SEPTEMBER 27, 2013
6. TO RELEASE THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND EXECUTIVE OFFICERS OF TE
CONNECTIVITY FOR ACTIVITIES DURING THE
FISCAL YEAR ENDED SEPTEMBER 27, 2013
7.1 TO ELECT DELOITTE & TOUCHE LLP AS TE Mgmt For For
CONNECTIVITY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014
7.2 TO ELECT DELOITTE AG, ZURICH, SWITZERLAND, Mgmt For For
AS TE CONNECTIVITY'S SWISS REGISTERED
AUDITOR UNTIL THE NEXT ANNUAL GENERAL
MEETING OF TE CONNECTIVITY
7.3 TO ELECT PRICEWATERHOUSECOOPERS AG, ZURICH, Mgmt For For
SWITZERLAND, AS TE CONNECTIVITY'S SPECIAL
AUDITOR UNTIL THE NEXT ANNUAL GENERAL
MEETING OF TE CONNECTIVITY
8. AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
9. TO APPROVE THE APPROPRIATION OF AVAILABLE Mgmt For For
EARNINGS FOR FISCAL YEAR 2013
10. TO APPROVE A DIVIDEND PAYMENT TO Mgmt For For
SHAREHOLDERS IN A SWISS FRANC AMOUNT EQUAL
TO US 1.16 PER ISSUED SHARE TO BE PAID IN
FOUR EQUAL QUARTERLY INSTALLMENTS OF US
0.29 STARTING WITH THE THIRD FISCAL QUARTER
OF 2014 AND ENDING IN THE SECOND FISCAL
QUARTER OF 2015 PURSUANT TO THE TERMS OF
THE DIVIDEND RESOLUTION
11. TO APPROVE AN AUTHORIZATION RELATING TO TE Mgmt For For
CONNECTIVITY'S SHARE REPURCHASE PROGRAM
12. TO APPROVE A REDUCTION OF SHARE CAPITAL FOR Mgmt For For
SHARES ACQUIRED UNDER TE CONNECTIVITY'S
SHARE REPURCHASE PROGRAM AND RELATED
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
13. TO APPROVE ANY ADJOURNMENTS OR Mgmt For For
POSTPONEMENTS OF THE ANNUAL GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
TELEFONICA SA, MADRID Agenda Number: 705237039
--------------------------------------------------------------------------------------------------------------------------
Security: 879382109
Meeting Type: OGM
Meeting Date: 30-May-2014
Ticker:
ISIN: ES0178430E18
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I EXAMINATION AND APPROVAL, IF APPLICABLE, OF Mgmt For For
THE INDIVIDUAL ANNUAL ACCOUNTS, THE
CONSOLIDATED FINANCIAL STATEMENTS
(CONSOLIDATED ANNUAL ACCOUNTS) AND THE
MANAGEMENT REPORT OF TELEFONICA, S.A. AND
OF ITS CONSOLIDATED GROUP OF COMPANIES, AS
WELL AS OF THE PROPOSED ALLOCATION OF THE
PROFITS/LOSSES OF TELEFONICA, S.A. AND THE
MANAGEMENT OF ITS BOARD OF DIRECTORS, ALL
WITH RESPECT TO FISCAL YEAR 2013
II RE-ELECTION OF THE AUDITOR FOR FISCAL YEAR Mgmt For For
2014: ERNST YOUNG
III SHAREHOLDER COMPENSATION BY MEANS OF A Mgmt For For
SCRIP DIVIDEND. INCREASE IN SHARE CAPITAL
BY SUCH AMOUNT AS MAY BE DETERMINED
PURSUANT TO THE TERMS AND CONDITIONS OF THE
RESOLUTION, THROUGH THE ISSUANCE OF NEW
COMMON SHARES HAVING A PAR VALUE OF ONE (1)
EURO EACH, WITH NO SHARE PREMIUM, OF THE
SAME CLASS AND SERIES AS THOSE THAT ARE
CURRENTLY OUTSTANDING, WITH A CHARGE TO
RESERVES. OFFER TO PURCHASE FREE-OF-CHARGE
ALLOTMENT RIGHTS AT A GUARANTEED PRICE.
EXPRESS PROVISION FOR THE POSSIBILITY OF
LESS THAN FULL ALLOTMENT. DELEGATION OF
POWERS TO THE BOARD OF DIRECTORS, WHICH
MAY, IN TURN, DELEGATE SUCH POWERS TO THE
EXECUTIVE COMMISSION, TO SET THE TERMS AND
CONDITIONS OF THE INCREASE AS TO ALL
MATTERS NOT PROVIDED FOR BY THE
SHAREHOLDERS AT THIS GENERAL SHAREHOLDERS'
MEETING, TO TAKE SUCH ACTIONS AS MAY BE
REQUIRED FOR THE IMPLEMENTATION THEREOF, TO
AMEND THE TEXT OF SECTION 1 OF ARTICLE 5 OF
THE BY-LAWS TO REFLECT THE NEW AMOUNT OF
THE SHARE CAPITAL AND TO EXECUTE SUCH
PUBLIC AND PRIVATE DOCUMENTS AS MAY BE
NECESSARY FOR THE IMPLEMENTATION OF THE
CAPITAL INCREASE. APPLICATION TO THE
APPROPRIATE DOMESTIC AND FOREIGN
AUTHORITIES FOR ADMISSION TO TRADING OF THE
NEW SHARES ON THE MADRID, BARCELONA, BILBAO
AND VALENCIA STOCK EXCHANGES THROUGH THE
AUTOMATED QUOTATION SYSTEM (SISTEMA DE
INTERCONEXION BURSATIL) (CONTINUOUS MARKET)
AND ON THE FOREIGN STOCK EXCHANGES ON WHICH
THE SHARES OF TELEFONICA, S.A. ARE LISTED
(CURRENTLY LONDON AND BUENOS AIRES AND,
THROUGH ADSS, NEW YORK AND LIMA) IN THE
MANNER REQUIRED BY EACH OF SUCH STOCK
EXCHANGES
IV DELEGATION TO THE BOARD OF DIRECTORS OF THE Mgmt For For
POWER TO ISSUE DEBENTURES, BONDS, NOTES AND
OTHER FIXED-INCOME SECURITIES AND HYBRID
INSTRUMENTS, INCLUDING PREFERRED SHARES, BE
THEY SIMPLE, EXCHANGEABLE AND/OR
CONVERTIBLE, GRANTING THE BOARD, IN THE
LAST CASE, THE POWER TO EXCLUDE THE
PRE-EMPTIVE RIGHTS OF SHAREHOLDERS AND THE
POWER TO GUARANTEE ISSUANCES BY COMPANIES
OF THE GROUP
V AUTHORIZATION FOR THE ACQUISITION OF THE Mgmt For For
COMPANY'S OWN SHARES DIRECTLY OR THROUGH
COMPANIES OF THE GROUP
VI APPROVAL OF A LONG-TERM INCENTIVE PLAN Mgmt For For
CONSISTING OF THE DELIVERY OF SHARES OF
TELEFONICA, S.A. FOR THE EXECUTIVES OF THE
TELEFONICA GROUP
VII APPROVAL OF A GLOBAL INCENTIVE TELEFONICA, Mgmt For For
S.A. SHARES PURCHASE PLAN FOR THE EMPLOYEES
OF THE TELEFONICA GROUP
VIII DELEGATION OF POWERS TO FORMALIZE, Mgmt For For
INTERPRET, CORRECT AND IMPLEMENT THE
RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT
THE GENERAL SHAREHOLDERS' MEETING
IX CONSULTATIVE VOTE ON THE ANNUAL REPORT ON Mgmt For For
THE REMUNERATION OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
TELEVISION FRANCAISE 1 SA TF1, BOULOGNE BILLANCOUR Agenda Number: 704982063
--------------------------------------------------------------------------------------------------------------------------
Security: F91255103
Meeting Type: MIX
Meeting Date: 17-Apr-2014
Ticker:
ISIN: FR0000054900
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
O.1 Approval of the annual corporate financial Mgmt For For
statements and transactions for the 2013
financial year
O.2 Approval of the consolidated financial Mgmt For For
statements and transactions for the 2013
financial year
O.3 Approval of the regulated agreements and Mgmt For For
commitments between TF1 and Bouygues
O.4 Approval of the regulated agreements and Mgmt For For
commitments other than those between TF1
and Bouygues
O.5 Allocation of income for the 2013 financial Mgmt For For
year and setting the dividend
O.6 Renewal of term of Mrs. Janine Mgmt For For
Langlois-Glandieras Board member for a
two-year period
O.7 Acknowledgement of the election of employee Mgmt For For
representatives
O.8 Approval of the elements of compensation Mgmt For For
owed or paid to Mr. Nonce Paolini, CEO, for
the 2013 financial year
O.9 Authorization granted to the Board of Mgmt For For
Directors to allow the Company to trade in
its own shares
E.10 Authorization granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of treasury shares of the
Company
E.11 Authorization granted to the Board of Mgmt For For
Directors to grant share subscription or
purchase options, with the cancellation of
preferential subscription rights, if
appropriate
E.12 Authorization granted to the Board of Mgmt For For
Directors to allocate free shares existing
or shares to be issued, with the
cancellation of preferential subscription
rights, if appropriate
E.13 Powers to carry out all legal formalities Mgmt For For
CMMT 26 MAR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0226/201402261400437.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0326/201403261400793.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TELSTRA CORPORATION LTD, MELBOURNE VIC Agenda Number: 704706603
--------------------------------------------------------------------------------------------------------------------------
Security: Q8975N105
Meeting Type: AGM
Meeting Date: 15-Oct-2013
Ticker:
ISIN: AU000000TLS2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 4 AND 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSALS. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (4 AND 5), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSALS AND YOU COMPLY WITH
THE VOTING EXCLUSION.
3.a Election of Director: Mr Chin Hu Lim Mgmt For For
3.b Re-election of Director: Dr Nora Mgmt For For
Scheinkestel
4 Grant of Performance Rights Mgmt For For
5 Remuneration Report Mgmt For For
CMMT 09 OCT 13: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN THE RECORD DATE
FROM 13 OCT 13 TO 11 OCT 13. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD, GEORGE TOWN Agenda Number: 705105636
--------------------------------------------------------------------------------------------------------------------------
Security: G87572148
Meeting Type: AGM
Meeting Date: 14-May-2014
Ticker:
ISIN: KYG875721485
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0402/LTN201404021681.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0402/LTN201404021689.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31
DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.i.a TO RE-ELECT MR LAU CHI PING MARTIN AS Mgmt For For
DIRECTOR
3.i.b TO RE-ELECT MR CHARLES ST LEGER SEARLE AS Mgmt Split 36% For 64% Against Split
DIRECTOR
3.ii TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT AUDITOR AND TO AUTHORISE THE Mgmt For For
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES (ORDINARY RESOLUTION 5
AS SET OUT IN THE NOTICE OF THE AGM)
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES (ORDINARY RESOLUTION 6
AS SET OUT IN THE NOTICE OF THE AGM)
7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt Against Against
SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED (ORDINARY RESOLUTION 7 AS SET
OUT IN THE NOTICE OF THE AGM)
8 TO APPROVE THE SHARE SUBDIVISION (ORDINARY Mgmt For For
RESOLUTION 8 AS SET OUT IN THE NOTICE OF
AGM)
9 TO ADOPT THE OPTION SCHEME OF RIOT GAMES, Mgmt Against Against
INC. (ORDINARY RESOLUTION 9 AS SET OUT IN
THE NOTICE OF AGM)
10 TO AMEND THE EXISTING MEMORANDUM OF Mgmt For For
ASSOCIATION AND ARTICLES OF ASSOCIATION AND
TO ADOPT THE AMENDED AND RESTATED
MEMORANDUM OF ASSOCIATION AND ARTICLES OF
ASSOCIATION (SPECIAL RESOLUTION 10 AS SET
OUT IN THE NOTICE OF AGM)
--------------------------------------------------------------------------------------------------------------------------
TESCO PLC, CHESHUNT Agenda Number: 705321634
--------------------------------------------------------------------------------------------------------------------------
Security: G87621101
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: GB0008847096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE REPORTS AND ACCOUNTS Mgmt For For
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
4 TO DECLARE A FINAL DIVIDEND: 10.13 PENCE Mgmt For For
PER ORDINARY SHARE
5 TO ELECT MARK ARMOUR AS A DIRECTOR Mgmt For For
6 TO RE-ELECT SIR RICHARD BROADBENT AS A Mgmt For For
DIRECTOR
7 TO RE-ELECT PHILIP CLARKE AS A DIRECTOR Mgmt For For
8 TO RE-ELECT GARETH BULLOCK AS A DIRECTOR Mgmt For For
9 TO RE-ELECT PATRICK CESCAU AS A DIRECTOR Mgmt For For
10 TO RE-ELECT STUART CHAMBERS AS A DIRECTOR Mgmt For For
11 TO RE-ELECT OLIVIA GARFIELD AS A DIRECTOR Mgmt For For
12 TO RE-ELECT KEN HANNA AS A DIRECTOR Mgmt For For
13 TO RE-ELECT DEANNA OPPENHEIMER AS A Mgmt For For
DIRECTOR
14 TO RE-ELECT JACQUELINE TAMMENOMS BAKKER AS Mgmt For For
A DIRECTOR
15 TO RE-APPOINT THE AUDITORS: Mgmt For For
PRICEWATERHOUSECOOPERS LLP
16 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
AUDITORS' REMUNERATION
17 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
18 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
19 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
20 TO AUTHORISE POLITICAL DONATIONS BY THE Mgmt For For
COMPANY AND ITS SUBSIDIARIES
21 TO AUTHORISE SHORT NOTICE GENERAL MEETINGS Mgmt Split 17% For 83% Against Split
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 933927103
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R.W. BABB, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: M.A. BLINN Mgmt For For
1C. ELECTION OF DIRECTOR: D.A. CARP Mgmt For For
1D. ELECTION OF DIRECTOR: C.S. COX Mgmt For For
1E. ELECTION OF DIRECTOR: R. KIRK Mgmt For For
1F. ELECTION OF DIRECTOR: P.H. PATSLEY Mgmt For For
1G. ELECTION OF DIRECTOR: R.E. SANCHEZ Mgmt For For
1H. ELECTION OF DIRECTOR: W.R. SANDERS Mgmt For For
1I. ELECTION OF DIRECTOR: R.J. SIMMONS Mgmt For For
1J. ELECTION OF DIRECTOR: R.K. TEMPLETON Mgmt For For
1K. ELECTION OF DIRECTOR: C.T. WHITMAN Mgmt For For
2. BOARD PROPOSAL REGARDING ADVISORY APPROVAL Mgmt For For
OF THE COMPANY'S EXECUTIVE COMPENSATION.
3. BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
4. BOARD PROPOSAL TO APPROVE THE TI EMPLOYEES Mgmt For For
2014 STOCK PURCHASE PLAN.
5. BOARD PROPOSAL TO REAPPROVE THE MATERIAL Mgmt Against Against
TERMS OF THE PERFORMANCE GOALS UNDER THE
TEXAS INSTRUMENTS 2009 LONG-TERM INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
TEXAS ROADHOUSE,INC. Agenda Number: 933973364
--------------------------------------------------------------------------------------------------------------------------
Security: 882681109
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: TXRH
ISIN: US8826811098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES R. RAMSEY Mgmt For For
JAMES R. ZARLEY Mgmt For For
2. PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2014.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
4. AN ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
TO ELIMINATE THE CLASSIFICATION OF THE
BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
THE ADVISORY BOARD COMPANY Agenda Number: 933861470
--------------------------------------------------------------------------------------------------------------------------
Security: 00762W107
Meeting Type: Annual
Meeting Date: 05-Sep-2013
Ticker: ABCO
ISIN: US00762W1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SANJU K. BANSAL Mgmt For For
DAVID L. FELSENTHAL Mgmt For For
PETER J. GRUA Mgmt For For
NANCY KILLEFER Mgmt For For
KELT KINDICK Mgmt For For
ROBERT W. MUSSLEWHITE Mgmt For For
MARK R. NEAMAN Mgmt For For
LEON D. SHAPIRO Mgmt For For
FRANK J. WILLIAMS Mgmt For For
LEANNE M. ZUMWALT Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING MARCH 31, 2014.
3. APPROVAL OF THE 2009 STOCK INCENTIVE PLAN Mgmt For For
AMENDMENTS AND APPROVAL OF MATERIAL TERMS
FOR PAYMENT OF PERFORMANCE-BASED
COMPENSATION UNDER THE PLAN AS REQUIRED BY
SECTION 162(M) OF THE INTERNAL REVENUE CODE
AS DESCRIBED IN THE ACCOMPANYING PROXY
STATEMENT.
4. APPROVAL, BY AN ADVISORY VOTE, OF THE Mgmt For For
ADVISORY BOARD COMPANY'S NAMED EXECUTIVE
OFFICER COMPENSATION AS DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
THE BANK OF YOKOHAMA,LTD. Agenda Number: 705316897
--------------------------------------------------------------------------------------------------------------------------
Security: J04242103
Meeting Type: AGM
Meeting Date: 19-Jun-2014
Ticker:
ISIN: JP3955400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 933932368
--------------------------------------------------------------------------------------------------------------------------
Security: 097023105
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: BA
ISIN: US0970231058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For
1B. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: EDMUND P. Mgmt For For
GIAMBASTIANI, JR.
1F. ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Mgmt For For
1G. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1J. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
1K. ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For
2. APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt Split 86% For 14% Against Split
EXECUTIVE OFFICER COMPENSATION.
3. APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE BOEING COMPANY 2003 INCENTIVE STOCK
PLAN.
4. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2014.
5. REPORT TO DISCLOSE LOBBYING. Shr Against For
6. RIGHT TO ACT BY WRITTEN CONSENT. Shr Split 14% For 86% Against Split
7. INDEPENDENT BOARD CHAIRMAN. Shr Split 14% For 86% Against Split
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 933958209
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FRANK C. HERRINGER Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHEN T. MCLIN Mgmt For For
1C. ELECTION OF DIRECTOR: ROGER O. WALTHER Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT N. WILSON Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
3. ADVISORY APPROVAL OF NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS
5. STOCKHOLDER PROPOSAL REGARDING ANNUAL Shr Against For
DISCLOSURE OF EEO-1 DATA
6. STOCKHOLDER PROPOSAL REGARDING ACCELERATED Shr Against For
VESTING UPON CHANGE IN CONTROL
--------------------------------------------------------------------------------------------------------------------------
THE CORPORATE EXECUTIVE BOARD COMPANY Agenda Number: 934010492
--------------------------------------------------------------------------------------------------------------------------
Security: 21988R102
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: CEB
ISIN: US21988R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS L. MONAHAN III Mgmt For For
GREGOR S. BAILAR Mgmt For For
STEPHEN M. CARTER Mgmt For For
GORDON J. COBURN Mgmt For For
L. KEVIN COX Mgmt For For
NANCY J. KARCH Mgmt For For
DANIEL O. LEEMON Mgmt For For
JEFFREY R. TARR Mgmt For For
2. RATIFICATION OF THE RETENTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER
31, 2014.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda Number: 933951786
--------------------------------------------------------------------------------------------------------------------------
Security: 260543103
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: DOW
ISIN: US2605431038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG Mgmt For For
1B. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For
1C. ELECTION OF DIRECTOR: JACQUELINE K. BARTON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1E. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For
1F. ELECTION OF DIRECTOR: ANDREW N. LIVERIS Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL POLMAN Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt For For
1J. ELECTION OF DIRECTOR: RUTH G. SHAW Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
4. APPROVAL OF THE AMENDED AND RESTATED 2012 Mgmt Against Against
STOCK INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL ON STOCKHOLDER ACTION Shr For Against
BY WRITTEN CONSENT.
6. STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK Shr Against For
RETENTION.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 933961078
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1D. ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt For For
1H. ELECTION OF DIRECTOR: ADEBAYO O. OGUNLESI Mgmt For For
1I. ELECTION OF DIRECTOR: PETER OPPENHEIMER Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1K. ELECTION OF DIRECTOR: DEBORA L. SPAR Mgmt For For
1L. ELECTION OF DIRECTOR: MARK E. TUCKER Mgmt For For
1M. ELECTION OF DIRECTOR: DAVID A. VINIAR Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION (SAY ON PAY)
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014
4. SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS Shr Against For
FOR SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
THE HANOVER INSURANCE GROUP, INC. Agenda Number: 933956697
--------------------------------------------------------------------------------------------------------------------------
Security: 410867105
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: THG
ISIN: US4108671052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR FOR TWO-YEAR TERM Mgmt For For
EXPIRING IN 2016: MICHAEL P. ANGELINI
1.2 ELECTION OF DIRECTOR FOR THREE-YEAR TERM Mgmt For For
EXPIRING IN 2017: RICHARD H. BOOTH
1.3 ELECTION OF DIRECTOR FOR TWO-YEAR TERM Mgmt For For
EXPIRING IN 2016: KAREN C. FRANCIS
1.4 ELECTION OF DIRECTOR FOR THREE-YEAR TERM Mgmt For For
EXPIRING IN 2017: DAVID J. GALLITANO
1.5 ELECTION OF DIRECTOR FOR THREE-YEAR TERM Mgmt For For
EXPIRING IN 2017: WENDELL J. KNOX
1.6 ELECTION OF DIRECTOR FOR ONE-YEAR TERM Mgmt For For
EXPIRING IN 2015: ROBERT J. MURRAY
2. APPROVAL OF THE HANOVER INSURANCE GROUP Mgmt For For
2014 LONG-TERM INCENTIVE PLAN.
3. APPROVAL OF THE CHAUCER SHARE INCENTIVE Mgmt For For
PLAN.
4. APPROVAL OF THE HANOVER INSURANCE GROUP Mgmt For For
2014 EMPLOYEE STOCK PURCHASE PLAN.
5. APPROVAL OF THE HANOVER INSURANCE GROUP Mgmt For For
2014 EXECUTIVE SHORT-TERM INCENTIVE
COMPENSATION PLAN.
6. THE ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
7. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE HANOVER INSURANCE GROUP, INC.
FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
THE HERSHEY COMPANY Agenda Number: 933934831
--------------------------------------------------------------------------------------------------------------------------
Security: 427866108
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: HSY
ISIN: US4278661081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
P.M. ARWAY Mgmt For For
J.P. BILBREY Mgmt For For
R.F. CAVANAUGH Mgmt For For
C.A. DAVIS Mgmt For For
M.K. HABEN Mgmt For For
R.M. MALCOLM Mgmt For For
J.M. MEAD Mgmt For For
J.E. NEVELS Mgmt For For
A.J. PALMER Mgmt For For
T.J. RIDGE Mgmt For For
D.L. SHEDLARZ Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2014.
3. APPROVE, ON A NON-BINDING ADVISORY BASIS, A Mgmt For For
RESOLUTION APPROVING EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 933970382
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For
1C. ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For
1D. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: J. FRANK BROWN Mgmt For For
1F. ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For
1G. ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt For For
1H. ELECTION OF DIRECTOR: HELENA B. FOULKES Mgmt For For
1I. ELECTION OF DIRECTOR: WAYNE M. HEWETT Mgmt For For
1J. ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt For For
1K. ELECTION OF DIRECTOR: MARK VADON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING SPECIAL Shr For Against
SHAREHOLDER MEETINGS
5. SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT Shr Against For
DIVERSITY REPORT
--------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY Agenda Number: 933867749
--------------------------------------------------------------------------------------------------------------------------
Security: 61945C103
Meeting Type: Annual
Meeting Date: 03-Oct-2013
Ticker: MOS
ISIN: US61945C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TIMOTHY S. GITZEL Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM R. GRABER Mgmt For For
1C. ELECTION OF DIRECTOR: EMERY N. KOENIG Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID T. SEATON Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT ITS FINANCIAL
STATEMENTS AS OF AND FOR THE SEVEN-MONTH
PERIOD ENDING DECEMBER 31, 2013 AND THE
EFFECTIVENESS OF INTERNAL CONTROL OVER
FINANCIAL REPORTING AS OF DECEMBER 31,
2013.
3. A NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY Agenda Number: 933958019
--------------------------------------------------------------------------------------------------------------------------
Security: 61945C103
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: MOS
ISIN: US61945C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF AN AMENDMENT TO MOSAIC'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS.
2A. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt For For
IN 2015: DENISE C. JOHNSON
2B. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt For For
IN 2015: NANCY E. COOPER (TERM EXPIRES IN
2017 IF PROPOSAL 1 IS REJECTED)
2C. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt For For
IN 2015: JAMES L. POPOWICH (TERM EXPIRES IN
2017 IF PROPOSAL 1 IS REJECTED)
2D. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt For For
IN 2015: JAMES T. PROKOPANKO (TERM EXPIRES
IN 2017 IF PROPOSAL 1 IS REJECTED)
2E. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt For For
IN 2015: STEVEN M. SEIBERT (TERM EXPIRES IN
2017 IF PROPOSAL 1 IS REJECTED)
3. APPROVAL OF THE MOSAIC COMPANY 2014 STOCK Mgmt For For
AND INCENTIVE PLAN, AS RECOMMENDED BY THE
BOARD OF DIRECTORS.
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT OUR FINANCIAL
STATEMENTS AS OF AND FOR THE YEAR ENDING
DECEMBER 31, 2014 AND THE EFFECTIVENESS OF
INTERNAL CONTROL OVER FINANCIAL REPORTING
AS OF DECEMBER 31, 2014.
5. A NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION ("SAY-ON-PAY").
--------------------------------------------------------------------------------------------------------------------------
THE NEW YORK TIMES COMPANY Agenda Number: 933933396
--------------------------------------------------------------------------------------------------------------------------
Security: 650111107
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: NYT
ISIN: US6501111073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAUL E. CESAN Mgmt For For
JOICHI ITO Mgmt For For
DAVID E. LIDDLE Mgmt For For
ELLEN R. MARRAM Mgmt For For
2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE NEW YORK TIMES COMPANY 2010 INCENTIVE
COMPENSATION PLAN.
4. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 933868525
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 08-Oct-2013
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANGELA F. BRALY Mgmt For For
1B. ELECTION OF DIRECTOR: KENNETH I. CHENAULT Mgmt For For
1C. ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN Mgmt For For
DESMOND-HELLMANN
1E. ELECTION OF DIRECTOR: A.G. LAFLEY Mgmt For For
1F. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt For For
1G. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1H. ELECTION OF DIRECTOR: MARGARET C. WHITMAN Mgmt For For
1I. ELECTION OF DIRECTOR: MARY AGNES Mgmt For For
WILDEROTTER
1J. ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Mgmt For For
1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For
2. RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. AMEND THE COMPANY'S CODE OF REGULATIONS TO Mgmt For For
REDUCE CERTAIN SUPERMAJORITY VOTING
REQUIREMENTS
4. APPROVE THE 2013 NON-EMPLOYEE DIRECTORS' Mgmt For For
STOCK PLAN
5. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(THE SAY ON PAY VOTE)
--------------------------------------------------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION Agenda Number: 933954340
--------------------------------------------------------------------------------------------------------------------------
Security: 743315103
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: PGR
ISIN: US7433151039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STUART B. BURGDOERFER Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES A. DAVIS Mgmt For For
1C. ELECTION OF DIRECTOR: LAWTON W. FITT Mgmt For For
1D. ELECTION OF DIRECTOR: JEFFREY D. KELLY Mgmt For For
1E. ELECTION OF DIRECTOR: HEIDI G. MILLER, Mgmt For For
PH.D.
1F. ELECTION OF DIRECTOR: PATRICK H. NETTLES, Mgmt For For
PH.D.
1G. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
2. CAST AN ADVISORY VOTE TO APPROVE OUR Mgmt For For
EXECUTIVE COMPENSATION PROGRAM.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
THE RYLAND GROUP, INC. Agenda Number: 933936354
--------------------------------------------------------------------------------------------------------------------------
Security: 783764103
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: RYL
ISIN: US7837641031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM L. JEWS Mgmt For For
1B. ELECTION OF DIRECTOR: NED MANSOUR Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT E. MELLOR Mgmt For For
1D. ELECTION OF DIRECTOR: NORMAN J. METCALFE Mgmt For For
1E. ELECTION OF DIRECTOR: LARRY T. NICHOLSON Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLOTTE ST. MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS W. TOOMEY Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT G. VAN Mgmt For For
SCHOONENBERG
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PROGRAM FOR RYLAND'S NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS RYLAND'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC. Agenda Number: 933978299
--------------------------------------------------------------------------------------------------------------------------
Security: 89417E109
Meeting Type: Annual
Meeting Date: 27-May-2014
Ticker: TRV
ISIN: US89417E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALAN L. BELLER Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN H. DASBURG Mgmt For For
1C. ELECTION OF DIRECTOR: JANET M. DOLAN Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: JAY S. FISHMAN Mgmt For For
1F. ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS R. HODGSON Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM J. KANE Mgmt For For
1I. ELECTION OF DIRECTOR: CLEVE L. Mgmt For For
KILLINGSWORTH JR.
1J. ELECTION OF DIRECTOR: PHILIP T. RUEGGER III Mgmt For For
1K. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1L. ELECTION OF DIRECTOR: LAURIE J. THOMSEN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. NON-BINDING VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE THE TRAVELERS COMPANIES, INC. 2014 Mgmt For For
STOCK INCENTIVE PLAN.
5. SHAREHOLDER PROPOSAL RELATING TO POLITICAL Shr Against For
CONTRIBUTIONS AND EXPENDITURES, IF
PRESENTED AT THE ANNUAL MEETING OF
SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 933918736
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 18-Mar-2014
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C. ELECTION OF DIRECTOR: JACK DORSEY Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For
1E. ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For
1F. ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For
1G. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1I. ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt For For
1J. ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
REGISTERED PUBLIC ACCOUNTANTS FOR 2014.
3. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt Split 98% For 2% Against Split
EXECUTIVE COMPENSATION.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
5. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO PROXY ACCESS.
6. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO ACCELERATION OF EQUITY AWARDS.
--------------------------------------------------------------------------------------------------------------------------
THE WHITEWAVE FOODS COMPANY Agenda Number: 933952459
--------------------------------------------------------------------------------------------------------------------------
Security: 966244105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: WWAV
ISIN: US9662441057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: GREGG L. ENGLES Mgmt Abstain Against
1.2 ELECTION OF DIRECTOR: JOSEPH S. HARDIN, JR. Mgmt Abstain Against
2. PROPOSAL TO APPROVE AMENDMENTS TO OUR Mgmt For For
CHARTER PROMPTED BY THE CONVERSION OF OUR
CLASS B COMMON STOCK INTO CLASS A COMMON
STOCK.
3. PROPOSAL TO APPROVE AMENDMENTS TO OUR Mgmt For For
CHARTER PROMPTED BY THE COMPLETION OF OUR
SEPARATION FROM DEAN FOODS COMPANY.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS OUR INDEPENDENT
AUDITOR FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC. Agenda Number: 933985294
--------------------------------------------------------------------------------------------------------------------------
Security: 969457100
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: WMB
ISIN: US9694571004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALAN S. ARMSTRONG Mgmt For For
1B. ELECTION OF DIRECTOR: JOSEPH R. CLEVELAND Mgmt For For
1C. ELECTION OF DIRECTOR: KATHLEEN B. COOPER Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN A. HAGG Mgmt For For
1E. ELECTION OF DIRECTOR: JUANITA H. HINSHAW Mgmt For For
1F. ELECTION OF DIRECTOR: RALPH IZZO Mgmt For For
1G. ELECTION OF DIRECTOR: FRANK T. MACINNIS Mgmt For For
1H. ELECTION OF DIRECTOR: ERIC W. MANDELBLATT Mgmt For For
1I. ELECTION OF DIRECTOR: STEVEN W. NANCE Mgmt For For
1J. ELECTION OF DIRECTOR: MURRAY D. SMITH Mgmt For For
1K. ELECTION OF DIRECTOR: JANICE D. STONEY Mgmt For For
1L. ELECTION OF DIRECTOR: LAURA A. SUGG Mgmt For For
2. APPROVAL OF THE AMENDMENT TO THE WILLIAMS Mgmt For For
COMPANIES, INC. 2007 INCENTIVE PLAN.
3. APPROVAL OF THE AMENDMENT TO THE WILLIAMS Mgmt For For
COMPANIES, INC. 2007 EMPLOYEE STOCK
PURCHASE PLAN.
4. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS FOR 2014.
5. APPROVAL, BY NONBINDING ADVISORY VOTE, OF Mgmt For For
THE COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THYSSENKRUPP AG, DUISBURG/ESSEN Agenda Number: 704888936
--------------------------------------------------------------------------------------------------------------------------
Security: D8398Q119
Meeting Type: AGM
Meeting Date: 17-Jan-2014
Ticker:
ISIN: DE0007500001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 27 DEC 2013, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 02 Non-Voting
JAN 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted financial Non-Voting
statements of ThyssenKrupp AG and the
consolidated financial statements for the
year ended September 30, 2013, the combined
management report on ThyssenKrupp AG and
the Group for the 2012/2013 fiscal year,
the report by the Supervisory Board and the
explanatory report by the Executive Board
on the information pursuant to section 289
(4), section 315 (4) German Commercial Code
(HGB)
2. Resolution on the disposition of Mgmt For For
unappropriated net income: Transfer to
other retained earnings: EUR 366,492,199.50
3.1 Resolution on the ratification of the acts Mgmt For For
of the member of the Executive Board: Dr.
Hiesinger
3.2 Resolution on the ratification of the acts Mgmt Against Against
of the member of the Executive Board: Dr.
Berlien (to 31.12.2012)
3.3 Resolution on the ratification of the acts Mgmt For For
of the member of the Executive Board: Mr.
Burkhard (since 01.02.2013)
3.4 Resolution on the ratification of the acts Mgmt Against Against
of the member of the Executive Board: Dr.
Claassen (to 31.12.2012)
3.5 Resolution on the ratification of the acts Mgmt Against Against
of the member of the Executive Board: Mr.
Eichler (to 31.12.2012)
3.6 Resolution on the ratification of the acts Mgmt For For
of the member of the Executive Board: Mr.
Kerkhoff
3.7 Resolution on the ratification of the acts Mgmt For For
of the member of the Executive Board: Mr.
Labonte (to 31.03.2013)
4.1 Resolution on the ratification of the acts Mgmt Against Against
of the member of the Supervisory Board: Dr.
Cromme (to 31.03.2013)
4.2 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board:
Prof. Dr. Lehner (Pre. since 01.04.2013)
4.3 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Mr.
Eichler
4.4 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Mr.
Dreher
4.5 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Mr.
Grolms
4.6 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board:
Mrs. Herberger
4.7 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Mr.
Kalwa (to 28.12.2012)
4.8 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board:
Prof. Dr. Keitel
4.9 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Mr.
Kiel
4.10 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Dr.
Maassen
4.11 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Dr.
Nentwig (since 01.01.2013)
4.12 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board:
Prof. Dr. Pellens
4.13 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Mr.
Remmler
4.14 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Dr.
V. Schenck (to 19.04.2013)
4.15 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board:
Mrs. V. Schmettow
4.16 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Mr.
Segerath
4.17 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Mr.
Spohr (since 19.04.2013)
4.18 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Mr.
Steinbrueck (to 31.12.2012)
4.19 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Dr.
Steinebach (since 19.04.2013)
4.20 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Mr.
Streiff
4.21 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Mr.
Thumann
4.22 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Mr.
Weber (since 15.01.2013)
4.23 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board:
Prof. Dr. Weder di Mauro
4.24 Resolution on the ratification of the acts Mgmt For For
of the member of the Supervisory Board: Mr.
Wiercimok
5. Resolution on the election of a Supervisory Mgmt For For
Board member: Mr. Rene Obermann
6. Resolution on the election of the auditor: Mgmt For For
PricewaterhouseCoopers Aktiengesellschaft,
Wirtschaftsprufungsgesellschaft, Essen
7. Resolution on the amendment of Supervisory Mgmt For For
Board compensation and corresponding
rewording of section 14 of the Articles of
Association
8. Resolution on the cancelation of the Mgmt For For
authorized capital pursuant to section 5
(5) of the Articles of Association and the
creation of new authorized capital with the
option of excluding subscription rights,
and corresponding amendment of the Articles
of Association
9. Authorization to issue warrant and Mgmt For For
convertible bonds and to exclude
subscription rights to these warrant or
convertible bonds and at the same time to
create conditional capital and amend the
Articles of Association
10. Resolution on approval for the conclusion Mgmt For For
of a domination and profit and loss
transfer agreement
11. Resolution on approval for the conclusion Mgmt For For
of nine amendment agreements to existing
domination and profit and loss transfer
agreements
--------------------------------------------------------------------------------------------------------------------------
TIFFANY & CO. Agenda Number: 933967587
--------------------------------------------------------------------------------------------------------------------------
Security: 886547108
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: TIF
ISIN: US8865471085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Mgmt For For
1B. ELECTION OF DIRECTOR: ROSE MARIE BRAVO Mgmt For For
1C. ELECTION OF DIRECTOR: GARY E. COSTLEY Mgmt For For
1D. ELECTION OF DIRECTOR: FREDERIC P. CUMENAL Mgmt For For
1E. ELECTION OF DIRECTOR: LAWRENCE K. FISH Mgmt For For
1F. ELECTION OF DIRECTOR: ABBY F. KOHNSTAMM Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES K. MARQUIS Mgmt For For
1H. ELECTION OF DIRECTOR: PETER W. MAY Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM A. SHUTZER Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT S. SINGER Mgmt For For
2. APPROVAL OF THE APPOINTMENT BY THE BOARD OF Mgmt For For
DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 31, 2015.
3. APPROVAL OF THE COMPENSATION PAID TO THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS IN
FISCAL 2013.
4. APPROVAL OF THE 2014 TIFFANY & CO. EMPLOYEE Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
TOKIO MARINE HOLDINGS,INC. Agenda Number: 705343212
--------------------------------------------------------------------------------------------------------------------------
Security: J86298106
Meeting Type: AGM
Meeting Date: 23-Jun-2014
Ticker:
ISIN: JP3910660004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
3.3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TOKYO ELECTRON LIMITED Agenda Number: 705331433
--------------------------------------------------------------------------------------------------------------------------
Security: J86957115
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: JP3571400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Stock-for-stock Exchange Agreement Mgmt For For
between the Company and Applied Materials,
Inc. regarding the Execution of the Share
Exchange Agreement between the Company and
TEL Japan GK
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TOLL HOLDINGS LTD, MELBOURNE VIC Agenda Number: 704744829
--------------------------------------------------------------------------------------------------------------------------
Security: Q9104H100
Meeting Type: AGM
Meeting Date: 24-Oct-2013
Ticker:
ISIN: AU000000TOL1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 6, 7 AND 8 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (2, 6, 7 AND 8), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2 Remuneration Report Mgmt For For
3 Re-election of Mr Barry Cusack Mgmt For For
4 Re-election of Mr Mark Smith Mgmt For For
5 Election of Mr Kenneth Ryan, AM as a Mgmt For For
Director
6 Increase in aggregate remuneration for Mgmt For For
Non-Executive Directors
7 Grant of options and rights (LTI) to the Mgmt For For
Managing Director, Mr Brian Kruger
8 Grant of rights (Deferred STI) to the Mgmt For For
Managing Director, Mr Brian Kruger
--------------------------------------------------------------------------------------------------------------------------
TOOTSIE ROLL INDUSTRIES, INC. Agenda Number: 933950760
--------------------------------------------------------------------------------------------------------------------------
Security: 890516107
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: TR
ISIN: US8905161076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MELVIN J. GORDON Mgmt For For
ELLEN R. GORDON Mgmt For For
LANA JANE LEWIS-BRENT Mgmt Withheld Against
BARRE A. SEIBERT Mgmt Withheld Against
RICHARD P. BERGEMAN Mgmt Withheld Against
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR 2014.
3. APPROVAL OF NON-BINDING RESOLUTION Mgmt Against Against
REGARDING EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TOSHIBA MACHINE CO.,LTD. Agenda Number: 705348755
--------------------------------------------------------------------------------------------------------------------------
Security: J89838106
Meeting Type: AGM
Meeting Date: 26-Jun-2014
Ticker:
ISIN: JP3592600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
2 Appoint a Corporate Auditor Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
TOSOH CORPORATION Agenda Number: 705351827
--------------------------------------------------------------------------------------------------------------------------
Security: J90096116
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3595200001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Merger Agreement between the Mgmt For For
Company and Nippon Polyurethane Industry
Co.,Ltd.
2 Amend Articles to: Expand Business Lines Mgmt For For
3.1 Appoint a Director Mgmt Against Against
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt Against Against
4.2 Appoint a Corporate Auditor Mgmt For For
5.1 Appoint a Substitute Corporate Auditor Mgmt For For
5.2 Appoint a Substitute Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
TOYOTA MOTOR CORPORATION Agenda Number: 705323880
--------------------------------------------------------------------------------------------------------------------------
Security: J92676113
Meeting Type: AGM
Meeting Date: 17-Jun-2014
Ticker:
ISIN: JP3633400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Split 41% For 59% Against Split
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt Against Against
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt Split 41% For 59% Against Split
3.1 Appoint a Corporate Auditor Mgmt Split 41% For 59% Against Split
3.2 Appoint a Corporate Auditor Mgmt Against Against
4 Appoint a Substitute Corporate Auditor Mgmt For For
5 Approve Payment of Bonuses to Directors Mgmt For For
6 Approve Delegation of Authority to the Mgmt For For
Board of Directors to Determine Details of
Disposition of Own Shares through a Third
Party Allotment
--------------------------------------------------------------------------------------------------------------------------
TRACTOR SUPPLY COMPANY Agenda Number: 933935275
--------------------------------------------------------------------------------------------------------------------------
Security: 892356106
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: TSCO
ISIN: US8923561067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CYNTHIA T. JAMISON Mgmt For For
JOHNSTON C. ADAMS Mgmt For For
PETER D. BEWLEY Mgmt For For
JACK C. BINGLEMAN Mgmt For For
RICHARD W. FROST Mgmt For For
GEORGE MACKENZIE Mgmt For For
EDNA K. MORRIS Mgmt For For
GREGORY A. SANDFORT Mgmt For For
MARK J. WEIKEL Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK FROM TWO HUNDRED MILLION
(200,000,000) TO FOUR HUNDRED MILLION
(400,000,000)
3. TO RE-APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER OUR 2009 STOCK
INCENTIVE PLAN FOR PURPOSES OF SECTION
162(M) OF THE INTERNAL REVENUE CODE
4. TO RATIFY THE REAPPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 27, 2014
5. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
TRANSDIGM GROUP INCORPORATED Agenda Number: 933918015
--------------------------------------------------------------------------------------------------------------------------
Security: 893641100
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: TDG
ISIN: US8936411003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SEAN P. HENNESSY Mgmt For For
DOUGLAS W. PEACOCK Mgmt For For
JOHN STAER Mgmt For For
2. TO APPROVE (IN AN ADVISORY VOTE) Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS
3. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2014
4. TO VOTE TO AMEND THE COMPANY'S AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE THE CLASSIFICATION OF THE BOARD
OF DIRECTORS OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
TREEHOUSE FOODS, INC. Agenda Number: 933930819
--------------------------------------------------------------------------------------------------------------------------
Security: 89469A104
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: THS
ISIN: US89469A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DENNIS F. O'BRIEN Mgmt For For
1.2 ELECTION OF DIRECTOR: SAM K. REED Mgmt For For
1.3 ELECTION OF DIRECTOR: ANN M. SARDINI Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS.
3. TO PROVIDE AN ADVISORY VOTE TO APPROVE THE Mgmt Against Against
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TREND MICRO INCORPORATED Agenda Number: 704992610
--------------------------------------------------------------------------------------------------------------------------
Security: J9298Q104
Meeting Type: AGM
Meeting Date: 26-Mar-2014
Ticker:
ISIN: JP3637300009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TRICAN WELL SERVICE LTD. Agenda Number: 933959388
--------------------------------------------------------------------------------------------------------------------------
Security: 895945103
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: TOLWF
ISIN: CA8959451037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO SET THE NUMBER OF DIRECTORS OF THE Mgmt For For
COMPANY AT (9).
02 DIRECTOR
KENNETH M. BAGAN Mgmt For For
G. ALLEN BROOKS Mgmt For For
MURRAY L. COBBE Mgmt For For
DALE M. DUSTERHOFT Mgmt For For
DONALD R. LUFT Mgmt For For
KEVIN L. NUGENT Mgmt For For
ALEXANDER J. POURBAIX Mgmt For For
DOUGLAS F. ROBINSON Mgmt For For
DEAN E. TAYLOR Mgmt For For
03 THE APPOINTMENT OF KPMG LLP, CHARTERED Mgmt For For
ACCOUNTANTS, AS AUDITORS OF THE COMPANY FOR
THE ENSUING YEAR AND THE AUTHORIZATION OF
THE DIRECTORS TO FIX THEIR REMUNERATION AS
SUCH.
04 TO ACCEPT THE COMPANY'S APPROACH TO Mgmt Against Against
EXECUTIVE COMPENSATION ON AN ADVISORY
BASIS.
--------------------------------------------------------------------------------------------------------------------------
TRUEBLUE, INC Agenda Number: 933955861
--------------------------------------------------------------------------------------------------------------------------
Security: 89785X101
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: TBI
ISIN: US89785X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEVEN C. COOPER Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS E. MCCHESNEY Mgmt For For
1C. ELECTION OF DIRECTOR: GATES MCKIBBIN Mgmt For For
1D. ELECTION OF DIRECTOR: JEFFREY B. SAKAGUCHI Mgmt For For
1E. ELECTION OF DIRECTOR: JOSEPH P. SAMBATARO, Mgmt For For
JR
1F. ELECTION OF DIRECTOR: BONNIE W. SOODIK Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM W. STEELE Mgmt For For
1H. ELECTION OF DIRECTOR: CRAIG E. TALL Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 26, 2014.
--------------------------------------------------------------------------------------------------------------------------
TYLER TECHNOLOGIES, INC. Agenda Number: 933976308
--------------------------------------------------------------------------------------------------------------------------
Security: 902252105
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: TYL
ISIN: US9022521051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DONALD R. BRATTAIN Mgmt For For
GLENN A. CARTER Mgmt For For
BRENDA A. CLINE Mgmt For For
J. LUTHER KING, JR. Mgmt For For
JOHN S. MARR, JR. Mgmt For For
DUSTIN R. WOMBLE Mgmt For For
JOHN M. YEAMAN Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
3. ADVISORY VOTE ON APPROVAL OF THE Mgmt Against Against
COMPENSATION FOR THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
UBS AG, ZUERICH UND BASEL Agenda Number: 705092978
--------------------------------------------------------------------------------------------------------------------------
Security: H89231338
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: CH0024899483
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1. APPROVAL OF ANNUAL REPORT AND GROUP AND Mgmt For For
PARENT BANK FINANCIAL STATEMENTS
1.2. ADVISORY VOTE ON THE COMPENSATION REPORT Mgmt Against Against
2013
2. APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF CHF 0.25 PER SHARE FROM CAPITAL
CONTRIBUTION RESERVE
3. DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE GROUP EXECUTIVE BOARD FOR
THE FINANCIAL YEAR 2013
4. AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt Against Against
IN ACCORDANCE WITH THE NEW ORDINANCE
AGAINST EXCESSIVE COMPENSATION IN LISTED
STOCK CORPORATIONS
5. ADVISORY VOTE ON THE EU CAPITAL Mgmt For For
REQUIREMENTS DIRECTIVE OF 2013 (CRD IV)
6.1.1 RE-ELECTION OF AXEL A. WEBER AS CHAIRMAN OF Mgmt For For
THE BOARD OF DIRECTORS
6.1.2 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MICHEL DEMARE
6.1.3 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: DAVID SIDWELL
6.1.4 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: RETO FRANCIONI
6.1.5 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: ANN F. GODBEHERE
6.1.6 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: AXEL P. LEHMANN
6.1.7 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: HELMUT PANKE
6.1.8 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: WILLIAM G. PARRETT
6.1.9 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: ISABELLE ROMY
6.110 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: BEATRICE WEDER DI MAURO
6.111 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: JOSEPH YAM
6.2.1 ELECTION OF MEMBER OF THE HUMAN RESOURCES Mgmt For For
AND COMPENSATION COMMITTEE: ANN F.
GODBEHERE
6.2.2 ELECTION OF MEMBER OF THE HUMAN RESOURCES Mgmt For For
AND COMPENSATION COMMITTEE: MICHEL DEMARE
6.2.3 ELECTION OF MEMBER OF THE HUMAN RESOURCES Mgmt For For
AND COMPENSATION COMMITTEE: HELMUT PANKE
6.2.4 ELECTION OF MEMBER OF THE HUMAN RESOURCES Mgmt For For
AND COMPENSATION COMMITTEE: RETO FRANCIONI
6.3 ELECTION OF THE INDEPENDENT PROXY: ADB Mgmt For For
ALTORFER DUSS AND BEILSTEIN AG, ZURICH
6.4 RE-ELECTION OF THE AUDITORS: ERNST AND Mgmt For For
YOUNG LTD, BASEL
7. AD-HOC Mgmt For Against
CMMT 30 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO NUMBERING
OF RESOLUTIONS 6.1.1 TO 6.4 AND CHANGE IN
TEXT OF RESOLUTION 2. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
UMICORE SA, BRUXELLES Agenda Number: 705090734
--------------------------------------------------------------------------------------------------------------------------
Security: B95505168
Meeting Type: MIX
Meeting Date: 29-Apr-2014
Ticker:
ISIN: BE0003884047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
O.2 APPROVING THE REMUNERATION REPORT FOR THE Mgmt For For
FINANCIAL YEAR ENDED ON 31 DECEMBER 2013
O.3 APPROVAL OF THE STATUTORY ANNUAL ACCOUNTS Mgmt For For
OF THE COMPANY FOR THE FINANCIAL YEAR ENDED
ON 31 DECEMBER 2013 INCLUDING THE PROPOSED
ALLOCATION OF THE RESULT INCLUDING THE
PAYMENT OF A GROSS DIVIDEND OF EUR 1.00 PER
SHARE
O.5 GRANTING DISCHARGE TO THE DIRECTORS FOR THE Mgmt For For
PERFORMANCE OF THEIR MANDATE DURING THE
2013 FINANCIAL YEAR
O.6 GRANTING DISCHARGE TO THE STATUTORY AUDITOR Mgmt For For
FOR THE PERFORMANCE OF ITS MANDATE DURING
THE 2013 FINANCIAL YEAR
O.7.1 RE-ELECTING MRS INES KOLMSEE AS INDEPENDENT Mgmt For For
DIRECTOR FOR A PERIOD OF THREE YEARS
EXPIRING AT THE END OF THE 2017 ORDINARY
SHAREHOLDERS' MEETING
O.7.2 RE-ELECTING MR UWE-ERNST BUFE AS DIRECTOR Mgmt For For
FOR A PERIOD OF ONE YEAR EXPIRING AT THE
END OF THE 2015 ORDINARY SHAREHOLDERS'
MEETING
O.7.3 RE-ELECTING MR ARNOUD DE PRET AS DIRECTOR Mgmt For For
FOR A PERIOD OF ONE YEAR EXPIRING AT THE
END OF THE 2015 ORDINARY SHAREHOLDERS'
MEETING
O.7.4 RE-ELECTING MR JONATHAN OPPENHEIMER AS Mgmt For For
DIRECTOR FOR A PERIOD OF THREE YEARS
EXPIRING AT THE END OF THE 2017 ORDINARY
SHAREHOLDERS' MEETING
O.7.5 APPROVING THE BOARD MEMBERS' REMUNERATION Mgmt For For
PROPOSED FOR THE FINANCIAL YEAR 2014
CONSISTING OF: AT THE LEVEL OF THE BOARD OF
DIRECTORS: (1) A FIXED FEE OF EUR 40,000
FOR THE CHAIRMAN AND EUR 20,000 FOR EACH
NON-EXECUTIVE DIRECTOR, (2) A FEE PER
ATTENDED MEETING OF EUR 5,000 FOR THE
CHAIRMAN AND EUR 2,500 FOR EACH
NON-EXECUTIVE DIRECTOR, AND (3) BY WAY OF
ADDITIONAL FIXED REMUNERATION, A GRANT OF
1,000 UMICORE SHARES TO THE CHAIRMAN AND
500 UMICORE SHARES TO EACH NON-EXECUTIVE
DIRECTOR; AT THE LEVEL OF THE AUDIT
COMMITTEE: (1) A FIXED FEE OF EUR 10,000
FOR THE CHAIRMAN OF THE COMMITTEE AND EUR
5,000 FOR EACH OTHER MEMBER, AND (2) A FEE
PER ATTENDED MEETING OF EUR 5,000 FOR THE
CHAIRMAN AND EUR 3,000 FOR EACH OTHER
MEMBER; AT THE LEVEL OF THE NOMINATION &
REMUNERATION COMMITTEE: A FEE PER ATTENDED
MEETING OF EUR 5,000 FOR CONTD
CONT CONTD THE CHAIRMAN OF THE COMMITTEE AND EUR Non-Voting
3,000 FOR EACH OTHER MEMBER
O.8.1 RE-ELECTION OF THE STATUTORY AUDITOR AND Mgmt For For
REMUNERATION: ON MOTION BY THE BOARD OF
DIRECTORS, ACTING UPON RECOMMENDATION OF
THE AUDIT COMMITTEE AND UPON NOMINATION BY
THE WORKS' COUNCIL, THE SHAREHOLDERS'
MEETING RESOLVES TO RENEW THE MANDATE OF
THE STATUTORY AUDITOR,
PRICEWATERHOUSECOOPERS BCVBA/SCCRL, WITH
REGISTERED OFFICE AT 1932
SINT-STEVENS-WOLUWE, WOLUWE GARDEN,
WOLUWEDAL 18, WHICH EXPIRES TODAY, FOR A
DURATION OF THREE YEARS, UP TO AND
INCLUDING THE ORDINARY SHAREHOLDERS'
MEETING OF 2017. THE STATUTORY AUDITOR WILL
BE REPRESENTED BY THE BVBA/SPRL MARC
DAELMAN, REPRESENTED BY MR MARC DAELMAN AND
IS ENTRUSTED WITH THE AUDIT OF THE
STATUTORY AND THE CONSOLIDATED ANNUAL
ACCOUNTS
O.8.2 RE-ELECTION OF THE STATUTORY AUDITOR AND Mgmt For For
REMUNERATION: THE SHAREHOLDERS' MEETING
RESOLVES TO FIX THE ANNUAL REMUNERATION OF
THE STATUTORY AUDITOR FOR THE FINANCIAL
YEARS 2014 THROUGH 2016 AT EUR 484,750.
THIS AMOUNT WILL BE INDEXED EACH YEAR BASED
ON THE EVOLUTION OF THE CONSUMER PRICE
INDEX (HEALTH INDEX)
S.1 APPROVAL OF CHANGE OF CONTROL PROVISIONS: Mgmt Split 31% For 69% Against Split
APPROVING, IN ACCORDANCE WITH ARTICLE 556
OF THE COMPANIES CODE, CLAUSE 7.2 OF THE
REVOLVING FACILITY AGREEMENT DATED 16
SEPTEMBER 2013 BETWEEN UMICORE (AS
BORROWER) AND SEVERAL FINANCIAL
INSTITUTIONS (AS LENDERS), WHICH EXEMPTS
THE LENDERS FROM FURTHER FUNDING (EXCEPT
UNDER ROLLOVER LOANS) AND ALSO, UNDER
CERTAIN CONDITIONS, ENTITLES THEM TO CANCEL
THEIR COMMITMENT UNDER SAID AGREEMENT,
CAUSING THEIR PARTICIPATION IN ALL AMOUNTS
(OUTSTANDING LOANS, ACCRUED INTERESTS AND
ANY OTHER AMOUNTS) TO BE IMMEDIATELY DUE
AND PAYABLE, IN THE EVENT THAT ANY PERSON
OR GROUP OF PERSONS ACTING IN CONCERT
GAIN(S) CONTROL OVER UMICORE
--------------------------------------------------------------------------------------------------------------------------
UNIBAIL-RODAMCO SE, PARIS Agenda Number: 705046010
--------------------------------------------------------------------------------------------------------------------------
Security: F95094110
Meeting Type: MIX
Meeting Date: 23-Apr-2014
Ticker:
ISIN: FR0000124711
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 07 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0319/201403191400627.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0407/201404071400777.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
O.1 Reports of the Executive Board, Supervisory Mgmt For For
Board and Statutory Auditors on the
transactions that took place during the
2013 financial year; approval of the annual
corporate financial statements for the
financial year ended on December 31, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended on
December 31, 2013
O.3 Allocation of income and dividend Mgmt For For
distribution
O.4 Special report of the Statutory Auditors; Mgmt For For
approval of the regulated agreements and
commitments
O.5 Review of the compensation owed or paid to Mgmt For For
Mr. Christophe Cuvillier, Chairman of the
Executive Board for the financial year
ended on December 31, 2013
O.6 Review of the compensation owed or paid to Mgmt For For
Mr. Olivier Bossard, Mrs. Armelle
Carminati-Rabasse, Mr. Fabrice Mouchel,
Mrs. Jaap Tonckens and Mr. Jean-Marie
Tritant, Executive Board members for the
financial year ended on December 31, 2013
O.7 Review of the compensation owed or paid to Mgmt For For
Mr. Guillaume Poitrinal, who served as
Chairman of the Executive Board from
January 1st to April 25th, 2013, for the
financial year ended on December 31, 2013
O.8 Review of the compensation owed or paid to Mgmt For For
Mrs. Catherine Pourre, who served as
Executive Board member from January 1st to
September 1st, 2013, for the financial year
ended on December 31, 2013
O.9 Renewal of term of Mr. Rob Ter Haar as Mgmt For For
Supervisory Board member
O.10 Renewal of term of Mr. Jose Luis Duran as Mgmt For For
Supervisory Board member
O.11 Renewal of term of Mr. Yves Lyon-Caen as Mgmt For For
Supervisory Board member
O.12 Appointment of Mrs. Dagmar Kollmann as Mgmt For For
Supervisory Board member
O.13 Authorization to be granted to the Mgmt For For
Executive Board to allow the Company to
repurchase its own shares pursuant to the
plan referred to in Article L.225-209 of
the Commercial Code
E.14 Authorization to be granted to the Mgmt For For
Executive Board to cancel shares
repurchased by the Company pursuant to the
plan referred to in Article L.225-209 of
the Commercial Code
E.15 Delegation of authority to be granted to Mgmt For For
the Executive Board to decide, while
maintaining preferential subscription
rights (i) to increase share capital by
issuing shares and/or securities giving
access to capital or (ii) to issue
securities entitling to the allotment of
debt securities
E.16 Delegation of authority to be granted to Mgmt For For
the Executive Board to decide, with
cancellation of preferential subscription
rights via public offering (i) to increase
share capital by issuing shares and/or
securities giving access to capital or (ii)
to issue securities entitling to the
allotment of debt securities
E.17 Delegation of authority to be granted to Mgmt For For
the Executive Board to increase the number
of shares and/or securities to be issued in
case of capital increase carried out with
or without preferential subscription rights
pursuant to the 15th and 16th resolutions
E.18 Delegation of powers to be granted to the Mgmt For For
Executive Board to carry out a share
capital increase by issuing shares and/or
securities giving access to capital with
cancellation of preferential subscription
rights, in consideration for in-kind
contributions granted to the Company
E.19 Delegation of authority to be granted to Mgmt For For
the Executive Board to grant Company's
share subscription and/or purchase options
with cancellation of preferential
subscription rights to employees and
corporate officers of the Company and its
subsidiaries
E.20 Delegation of authority to the Executive Mgmt For For
Board to carry out a share capital increase
by issuing shares and/or securities giving
access to capital of the Company reserved
for members of company savings plans, with
cancellation of preferential subscription
rights in their favor pursuant to Articles
L.3332-18 et seq. of the Code of Labor
O.21 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda Number: 933969416
--------------------------------------------------------------------------------------------------------------------------
Security: 904767704
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: UL
ISIN: US9047677045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE THE REPORT AND ACCOUNTS FOR THE Mgmt For For
YEAR ENDED 31 DECEMBER 2013
2. TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
3. AN ADVISORY VOTE TO APPROVE THE DIRECTORS' Mgmt For For
REMUNERATION REPORT (EXCLUDING THE
DIRECTORS' REMUNERATION POLICY)
4. TO RE-ELECT MR P G J M POLMAN AS A DIRECTOR Mgmt For For
5. TO RE-ELECT MR R J-M S HUET AS A DIRECTOR Mgmt For For
6. TO RE-ELECT MRS L M CHA AS A DIRECTOR Mgmt For For
7. TO RE-ELECT PROFESSOR L O FRESCO AS A Mgmt For For
DIRECTOR
8. TO RE-ELECT MS A M FUDGE AS A DIRECTOR Mgmt For For
9. TO RE-ELECT DR B E GROTE AS A DIRECTOR Mgmt For For
10. TO RE-ELECT MS M MA AS A DIRECTOR Mgmt For For
11. TO RE-ELECT MS H NYASULU AS A DIRECTOR Mgmt For For
12. TO RE-ELECT THE RT HON SIR MALCOLM RIFKIND Mgmt For For
MP AS A DIRECTOR
13. TO RE-ELECT MR J RISHTON AS A DIRECTOR Mgmt For For
14. TO RE-ELECT MR K J STORM AS A DIRECTOR Mgmt For For
15. TO RE-ELECT MR M TRESCHOW AS A DIRECTOR Mgmt For For
16. TO RE-ELECT MR P S WALSH AS A DIRECTOR Mgmt For For
17. TO ELECT MR F SIJBESMA AS A DIRECTOR Mgmt For For
18. TO APPOINT KPMG LLP AS AUDITORS OF THE Mgmt For For
COMPANY
19. TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS
20. TO RENEW THE AUTHORITY TO DIRECTORS TO Mgmt For For
ISSUE SHARES
21. TO RENEW THE AUTHORITY TO DIRECTORS TO Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS
22. TO RENEW THE AUTHORITY TO THE COMPANY TO Mgmt For For
PURCHASE ITS OWN SHARES
23. TO AUTHORISE POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
24. TO SHORTEN THE NOTICE PERIOD FOR GENERAL Mgmt Against Against
MEETINGS
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC, LONDON Agenda Number: 705094491
--------------------------------------------------------------------------------------------------------------------------
Security: G92087165
Meeting Type: AGM
Meeting Date: 14-May-2014
Ticker:
ISIN: GB00B10RZP78
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 Mgmt For For
DECEMBER 2013
2 APPROVAL OF THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
3 APPROVAL OF THE DIRECTORS' REMUNERATION Mgmt For For
REPORT (EXCLUDING THE DIRECTORS'
REMUNERATION POLICY)
4 RE-ELECTION OF EXECUTIVE DIRECTOR: MR P G J Mgmt For For
M POLMAN
5 RE-ELECTION OF EXECUTIVE DIRECTOR: MR R J-M Mgmt For For
S HUET
6 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MRS Mgmt For For
L M CHA
7 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: Mgmt For For
PROFESSOR L O FRESCO
8 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MS A Mgmt For For
M FUDGE
9 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: DR B Mgmt For For
E GROTE
10 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MS M Mgmt For For
MA
11 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MS H Mgmt For For
NYASULU
12 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: THE Mgmt For For
RT HON SIR MALCOLM RIFKIND MP
13 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MR J Mgmt For For
RISHTON
14 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MR K Mgmt For For
J STORM
15 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MR M Mgmt For For
TRESCHOW
16 RE-ELECTION OF NON-EXECUTIVE DIRECTOR: MR P Mgmt For For
S WALSH
17 ELECTION OF NON-EXECUTIVE DIRECTOR: MR F Mgmt For For
SIJBESMA
18 TO APPOINT KPMG LLP AS AUDITOR OF THE Mgmt For For
COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION
OF THE NEXT GENERAL MEETING AT WHICH
ACCOUNTS ARE LAID BEFORE THE MEMBERS
19 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITOR
20 DIRECTORS' AUTHORITY TO ISSUE SHARES Mgmt For For
21 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
22 COMPANY'S AUTHORITY TO PURCHASE ITS OWN Mgmt For For
SHARES
23 POLITICAL DONATIONS AND EXPENDITURE Mgmt For For
24 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt For For
GENERAL MEETING MAY BE CALLED ON NOT LESS
THAN 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
UNIT CORPORATION Agenda Number: 933944072
--------------------------------------------------------------------------------------------------------------------------
Security: 909218109
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: UNT
ISIN: US9092181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. MICHAEL ADCOCK Mgmt For For
STEVEN B. HILDEBRAND Mgmt For For
LARRY C. PAYNE Mgmt For For
G. BAILEY PEYTON IV Mgmt For For
2. APPROVE, ON AN ADVISORY BASIS, OUR NAMED Mgmt For For
EXECUTIVE OFFICERS' COMPENSATION.
3. RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR 2014.
4. NON-BINDING STOCKHOLDER PROPOSAL TO ADOPT A Shr For Against
MAJORITY VOTING STANDARD IN UNCONTESTED
ELECTIONS OF DIRECTORS OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
UNITED NATURAL FOODS, INC. Agenda Number: 933892805
--------------------------------------------------------------------------------------------------------------------------
Security: 911163103
Meeting Type: Annual
Meeting Date: 18-Dec-2013
Ticker: UNFI
ISIN: US9111631035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS II DIRECTOR: GAIL A. Mgmt For For
GRAHAM (TO SERVE UNTIL THE 2016 ANNUAL
MEETING OF STOCKHOLDERS OR, IF PROPOSALS 4
AND 5 ARE APPROVED, THE 2014 ANNUAL MEETING
OF STOCKHOLDERS)
1B. ELECTION OF CLASS II DIRECTOR: ANN TORRE Mgmt For For
BATES (TO SERVE UNTIL THE 2016 ANNUAL
MEETING OF STOCKHOLDERS OR, IF PROPOSALS 4
AND 5 ARE APPROVED, THE 2014 ANNUAL MEETING
OF STOCKHOLDERS)
2. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
AUGUST 2, 2014.
3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF AMENDMENTS TO OUR CERTIFICATE Mgmt Against Against
OF INCORPORATION TO DECLASSIFY THE BOARD.
5. APPROVAL OF AMENDMENTS TO OUR BYLAWS TO Mgmt Against Against
DECLASSIFY THE BOARD.
6. A SHAREHOLDER PROPOSAL REGARDING SIMPLE Shr Against For
MAJORITY VOTING.
7. A SHAREHOLDER PROPOSAL REGARDING Shr Against For
LIMITATIONS ON ACCELERATED VESTING OF
EQUITY AWARDS UPON A CHANGE IN CONTROL.
--------------------------------------------------------------------------------------------------------------------------
UNITED OVERSEAS BANK LTD, SINGAPORE Agenda Number: 705090710
--------------------------------------------------------------------------------------------------------------------------
Security: Y9T10P105
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: SG1M31001969
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE FINANCIAL STATEMENTS, THE Mgmt For For
DIRECTORS' REPORT AND THE AUDITOR'S REPORT
FOR THE YEAR ENDED 31 DECEMBER 2013
2 TO DECLARE A FINAL ONE-TIER TAX-EXEMPT Mgmt For For
DIVIDEND OF 50 CENTS AND A SPECIAL ONE-TIER
TAX-EXEMPT DIVIDEND OF FIVE CENTS PER
ORDINARY SHARE FOR THE YEAR ENDED 31
DECEMBER 2013
3 TO APPROVE DIRECTORS' FEES OF SGD2,055,000 Mgmt For For
FOR 2013 (2012: SGD 1,815,000)
4 TO APPROVE A FEE OF SGD 800,000 TO THE Mgmt For For
CHAIRMAN EMERITUS AND ADVISER OF THE BANK,
DR WEE CHO YAW, FOR THE PERIOD FROM JANUARY
2013 TO DECEMBER 2013
5 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITOR Mgmt For For
OF THE COMPANY AND AUTHORISE THE DIRECTORS
TO FIX THEIR REMUNERATION
6 TO RE-ELECT THE FOLLOWING DIRECTOR RETIRING Mgmt For For
BY ROTATION: MR WONG MENG MENG
7 TO RE-ELECT THE FOLLOWING DIRECTOR RETIRING Mgmt For For
BY ROTATION: MR WILLIE CHENG JUE HIANG
8 TO RE-APPOINT DR WEE CHO YAW UNDER SECTION Mgmt For For
153(6) OF THE COMPANIES ACT, CAP 50, TO
HOLD OFFICE FROM THE DATE OF THIS ANNUAL
GENERAL MEETING UNTIL THE NEXT ANNUAL
GENERAL MEETING
9 THAT AUTHORITY BE AND IS HEREBY GIVEN TO Mgmt For For
THE DIRECTORS TO: (A) (I) ISSUE ORDINARY
SHARES IN THE CAPITAL OF THE COMPANY
(SHARES) WHETHER BY WAY OF RIGHTS, BONUS OR
OTHERWISE; AND/OR (II) MAKE OR GRANT
OFFERS, AGREEMENTS OR OPTIONS
(COLLECTIVELY, INSTRUMENTS) THAT MIGHT OR
WOULD REQUIRE SHARES TO BE ISSUED,
INCLUDING BUT NOT LIMITED TO THE CREATION
AND ISSUE OF (AS WELL AS ADJUSTMENTS TO)
WARRANTS, DEBENTURES OR OTHER INSTRUMENTS
CONVERTIBLE INTO SHARES, AT ANY TIME AND
UPON SUCH TERMS AND CONDITIONS AND FOR SUCH
PURPOSES AND TO SUCH PERSONS AS THE
DIRECTORS MAY IN THEIR ABSOLUTE DISCRETION
DEEM FIT; AND (B) (NOTWITHSTANDING THE
AUTHORITY CONFERRED BY THIS RESOLUTION MAY
HAVE CEASED TO BE IN FORCE) ISSUE SHARES IN
PURSUANCE OF ANY INSTRUMENT MADE OR GRANTED
BY THE DIRECTORS WHILE THIS RESOLUTION WAS
IN FORCE, PROVIDED THAT CONTD
CONT CONTD : (1) THE AGGREGATE NUMBER OF Non-Voting
ORDINARY SHARES TO BE ISSUED PURSUANT TO
THIS RESOLUTION (INCLUDING SHARES TO BE
ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR
GRANTED PURSUANT TO THIS RESOLUTION) DOES
NOT EXCEED 50 PER CENT OF THE TOTAL NUMBER
OF ISSUED SHARES, EXCLUDING TREASURY
SHARES, IN THE CAPITAL OF THE COMPANY (AS
CALCULATED IN ACCORDANCE WITH PARAGRAPH (2)
BELOW), OF WHICH THE AGGREGATE NUMBER OF
SHARES TO BE ISSUED OTHER THAN ON A
PRO-RATA BASIS TO SHAREHOLDERS OF THE
COMPANY (INCLUDING SHARES TO BE ISSUED IN
PURSUANCE OF INSTRUMENTS MADE OR GRANTED
PURSUANT TO THIS RESOLUTION) DOES NOT
EXCEED 20 PER CENT OF THE TOTAL NUMBER OF
ISSUED SHARES, EXCLUDING TREASURY SHARES,
IN THE CAPITAL OF THE COMPANY (AS
CALCULATED IN ACCORDANCE WITH PARAGRAPH (2)
BELOW); (2) (SUBJECT TO SUCH MANNER OF
CALCULATION AS MAY BE CONTD
CONT CONTD PRESCRIBED BY THE SINGAPORE EXCHANGE Non-Voting
SECURITIES TRADING LIMITED (SGX-ST)) FOR
THE PURPOSE OF DETERMINING THE AGGREGATE
NUMBER OF SHARES THAT MAY BE ISSUED UNDER
PARAGRAPH (1) ABOVE, THE PERCENTAGE OF
ISSUED SHARES SHALL BE BASED ON THE TOTAL
NUMBER OF ISSUED SHARES, EXCLUDING TREASURY
SHARES, IN THE CAPITAL OF THE COMPANY AT
THE TIME THIS RESOLUTION IS PASSED, AFTER
ADJUSTING FOR: (I) NEW ORDINARY SHARES
ARISING FROM THE CONVERSION OR EXERCISE OF
ANY CONVERTIBLE SECURITIES OR SHARE OPTIONS
OR VESTING OF SHARE AWARDS WHICH ARE
OUTSTANDING OR SUBSISTING AT THE TIME THIS
RESOLUTION IS PASSED; AND (II) ANY
SUBSEQUENT BONUS ISSUE, CONSOLIDATION OR
SUBDIVISION OF SHARES; (3) IN EXERCISING
THE AUTHORITY CONFERRED BY THIS RESOLUTION,
THE COMPANY SHALL COMPLY WITH THE
PROVISIONS OF THE LISTING MANUAL OF THE
SGX-ST FOR THE CONTD
CONT CONTD TIME BEING IN FORCE (UNLESS SUCH Non-Voting
COMPLIANCE HAS BEEN WAIVED BY THE SGX-ST)
AND THE ARTICLES OF ASSOCIATION FOR THE
TIME BEING OF THE COMPANY; AND (4) (UNLESS
REVOKED OR VARIED BY THE COMPANY IN GENERAL
MEETING) THE AUTHORITY CONFERRED BY THIS
RESOLUTION SHALL CONTINUE IN FORCE UNTIL
THE CONCLUSION OF THE NEXT AGM OF THE
COMPANY OR THE DATE BY WHICH THE NEXT AGM
OF THE COMPANY IS REQUIRED BY LAW TO BE
HELD, WHICHEVER IS EARLIER
10 THAT AUTHORITY BE AND IS HEREBY GIVEN TO Mgmt For For
THE DIRECTORS TO ALLOT AND ISSUE FROM TIME
TO TIME SUCH NUMBER OF ORDINARY SHARES AS
MAY BE REQUIRED TO BE ALLOTTED AND ISSUED
PURSUANT TO THE UOB SCRIP DIVIDEND SCHEME
11 THAT (A) AUTHORITY BE AND IS HEREBY GIVEN Mgmt For For
TO THE DIRECTORS TO: (I) ALLOT AND ISSUE
ANY OF THE PREFERENCE SHARES REFERRED TO IN
ARTICLES 7A, 7B, 7C, 7D, 7E AND/OR 7F OF
THE ARTICLES OF ASSOCIATION OF THE COMPANY;
AND/OR (II) MAKE OR GRANT OFFERS,
AGREEMENTS OR OPTIONS THAT MIGHT OR WOULD
REQUIRE THE PREFERENCE SHARES REFERRED TO
IN SUB-PARAGRAPH (I) ABOVE TO BE ISSUED, AT
ANY TIME AND UPON SUCH TERMS AND CONDITIONS
AND FOR SUCH PURPOSES AND TO SUCH PERSONS
AS THE DIRECTORS MAY IN THEIR ABSOLUTE
DISCRETION DEEM FIT AND (NOTWITHSTANDING
THAT THE AUTHORITY CONFERRED BY THIS
RESOLUTION MAY HAVE CEASED TO BE IN FORCE)
TO ISSUE THE PREFERENCE SHARES REFERRED TO
IN SUBPARAGRAPH (I) ABOVE IN CONNECTION
WITH ANY OFFERS, AGREEMENTS OR OPTIONS MADE
OR GRANTED BY THE DIRECTORS WHILE THIS
RESOLUTION WAS IN FORCE; (B) THE DIRECTORS
BE CONTD
CONT CONTD AUTHORISED TO DO ALL SUCH THINGS AND Non-Voting
EXECUTE ALL SUCH DOCUMENTS AS THEY MAY
CONSIDER NECESSARY OR APPROPRIATE TO GIVE
EFFECT TO THIS RESOLUTION AS THEY MAY DEEM
FIT; AND (C) (UNLESS REVOKED OR VARIED BY
THE COMPANY IN GENERAL MEETING) THE
AUTHORITY CONFERRED BY THIS RESOLUTION
SHALL CONTINUE IN FORCE UNTIL THE
CONCLUSION OF THE NEXT AGM OF THE COMPANY
OR THE DATE BY WHICH THE NEXT AGM OF THE
COMPANY IS REQUIRED BY LAW TO BE HELD,
WHICHEVER IS EARLIER
12 THAT (A) FOR THE PURPOSES OF SECTIONS 76C Mgmt For For
AND 76E OF THE COMPANIES ACT, THE EXERCISE
BY THE DIRECTORS OF THE COMPANY OF ALL THE
POWERS OF THE COMPANY TO PURCHASE OR
OTHERWISE ACQUIRE ISSUED ORDINARY SHARES IN
THE CAPITAL OF THE COMPANY NOT EXCEEDING IN
AGGREGATE THE MAXIMUM LIMIT (AS HEREAFTER
DEFINED), AT SUCH PRICE OR PRICES AS MAY BE
DETERMINED BY THE DIRECTORS FROM TIME TO
TIME UP TO THE MAXIMUM PRICE (AS HEREAFTER
DEFINED), WHETHER BY WAY OF: (I) MARKET
PURCHASE(S) (MARKET PURCHASE) ON THE
SGX-ST; AND/OR (II) OFF-MARKET PURCHASE(S)
(OFF-MARKET PURCHASE) (IF EFFECTED
OTHERWISE THAN ON SGX-ST) IN ACCORDANCE
WITH ANY EQUAL ACCESS SCHEME(S) AS MAY BE
DETERMINED OR FORMULATED BY THE DIRECTORS
AS THEY CONSIDER FIT, WHICH SCHEME(S) SHALL
SATISFY ALL THE CONDITIONS PRESCRIBED BY
THE COMPANIES ACT, AND OTHERWISE IN CONTD
CONT CONTD ACCORDANCE WITH ALL OTHER LAWS, Non-Voting
REGULATIONS AND RULES OF SGX-ST AS MAY FOR
THE TIME BEING BE APPLICABLE, BE AND IS
HEREBY AUTHORISED AND APPROVED GENERALLY
AND UNCONDITIONALLY (SHARE PURCHASE
MANDATE); (B) THE AUTHORITY CONFERRED ON
THE DIRECTORS PURSUANT TO THE SHARE
PURCHASE MANDATE MAY BE EXERCISED BY THE
DIRECTORS AT ANY TIME AND FROM TIME TO TIME
DURING THE PERIOD COMMENCING FROM THE DATE
OF THE PASSING OF THIS RESOLUTION AND
EXPIRING ON THE EARLIEST OF: (I) THE DATE
ON WHICH THE NEXT AGM OF THE COMPANY IS
HELD OR REQUIRED BY LAW TO BE HELD; (II)
THE DATE ON WHICH THE PURCHASES OR
ACQUISITIONS OF SHARES PURSUANT TO THE
SHARE PURCHASE MANDATE ARE CARRIED OUT TO
THE FULL EXTENT MANDATED; OR (III) THE DATE
ON WHICH THE AUTHORITY CONFERRED BY THE
SHARE PURCHASE MANDATE IS REVOKED OR VARIED
BY THE COMPANY IN A CONTD
CONT CONTD GENERAL MEETING; (C) IN THIS Non-Voting
RESOLUTION 12: "RELEVANT PERIOD" MEANS THE
PERIOD COMMENCING FROM THE DATE ON WHICH
THE LAST AGM OF THE COMPANY WAS HELD AND
EXPIRING ON THE DATE THE NEXT AGM OF THE
COMPANY IS HELD OR IS REQUIRED BY LAW TO BE
HELD, WHICHEVER IS THE EARLIER, AFTER THE
DATE OF THIS RESOLUTION; "MAXIMUM LIMIT"
MEANS THAT NUMBER OF SHARES REPRESENTING
FIVE PER CENT OF THE TOTAL NUMBER OF ISSUED
SHARES (EXCLUDING ANY SHARES WHICH ARE HELD
AS TREASURY SHARES) AS AT THE DATE OF THE
PASSING OF THIS RESOLUTION UNLESS THE
COMPANY HAS EFFECTED A REDUCTION OF THE
SHARE CAPITAL OF THE COMPANY IN ACCORDANCE
WITH THE APPLICABLE PROVISIONS OF THE
COMPANIES ACT AT ANY TIME DURING THE
RELEVANT PERIOD, IN WHICH EVENT THE ISSUED
SHARES SHALL BE TAKEN TO BE THE TOTAL
NUMBER OF THE ISSUED SHARES AS ALTERED BY
SUCH CAPITAL CONTD
CONT CONTD REDUCTION (EXCLUDING ANY SHARES WHICH Non-Voting
ARE HELD AS TREASURY SHARES AS AT THAT
DATE); AND "MAXIMUM PRICE" IN RELATION TO A
SHARE TO BE PURCHASED OR ACQUIRED, MEANS
THE PURCHASE PRICE (EXCLUDING BROKERAGE,
COMMISSION, APPLICABLE GOODS AND SERVICES
TAX AND OTHER RELATED EXPENSES) WHICH SHALL
NOT EXCEED: (I) IN THE CASE OF A MARKET
PURCHASE, 105 PER CENT OF THE AVERAGE
CLOSING PRICE OF THE SHARES; AND (II) IN
THE CASE OF AN OFF-MARKET PURCHASE, 110 PER
CENT OF THE AVERAGE CLOSING PRICE OF THE
SHARES, WHERE: "AVERAGE CLOSING PRICE"
MEANS THE AVERAGE OF THE LAST DEALT PRICES
OF THE SHARES OVER THE FIVE CONSECUTIVE
MARKET DAYS ON WHICH THE SHARES WERE
TRANSACTED ON THE SGX-ST IMMEDIATELY
PRECEDING THE DATE OF THE MARKET PURCHASE
BY THE COMPANY OR, AS THE CASE MAY BE, THE
DATE OF THE MAKING OF THE OFFER PURSUANT TO
THE OFF- CONTD
CONT CONTD MARKET PURCHASE, AND DEEMED TO BE Non-Voting
ADJUSTED IN ACCORDANCE WITH THE LISTING
RULES OF THE SGX-ST FOR ANY CORPORATE
ACTION WHICH OCCURS AFTER THE RELEVANT
FIVE-DAY PERIOD; AND "DATE OF THE MAKING OF
THE OFFER" MEANS THE DATE ON WHICH THE
COMPANY ANNOUNCES ITS INTENTION TO MAKE AN
OFFER FOR AN OFF-MARKET PURCHASE, STATING
THEREIN THE PURCHASE PRICE (WHICH SHALL NOT
BE MORE THAN THE MAXIMUM PRICE CALCULATED
ON THE FOREGOING BASIS) FOR EACH SHARE AND
THE RELEVANT TERMS OF THE EQUAL ACCESS
SCHEME FOR EFFECTING THE OFF-MARKET
PURCHASE; AND (D) THE DIRECTORS AND/OR ANY
OF THEM BE AND ARE HEREBY AUTHORISED TO
COMPLETE AND DO ALL SUCH ACTS AND THINGS
(INCLUDING EXECUTING SUCH DOCUMENTS AS MAY
BE REQUIRED) AS THEY AND/OR HE MAY CONSIDER
EXPEDIENT OR NECESSARY TO GIVE EFFECT TO
THE TRANSACTIONS CONTEMPLATED AND/OR
AUTHORISED BY CONTD
CONT CONTD THIS RESOLUTION Non-Voting
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 933936378
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LOUIS R. CHENEVERT Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1C. ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For
1F. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1G. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For
1H. ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For
1K. ELECTION OF DIRECTOR: ANDRE VILLENEUVE Mgmt For For
1L. ELECTION OF DIRECTOR: CHRISTINE TODD Mgmt For For
WHITMAN
2. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT AUDITOR FOR 2014
3. APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt For For
2005 LONG-TERM INCENTIVE PLAN, INCLUDING
APPROVAL OF ADDITIONAL SHARES FOR FUTURE
AWARDS
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
UNITED THERAPEUTICS CORPORATION Agenda Number: 934011709
--------------------------------------------------------------------------------------------------------------------------
Security: 91307C102
Meeting Type: Annual
Meeting Date: 26-Jun-2014
Ticker: UTHR
ISIN: US91307C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAYMOND DWEK Mgmt For For
ROGER JEFFS Mgmt For For
CHRISTOPHER PATUSKY Mgmt For For
TOMMY THOMPSON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3. APPROVAL OF THE UNITED THERAPEUTICS Mgmt For For
CORPORATION SECTION 162(M) BONUS PLAN.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS UNITED THERAPEUTICS
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 933993455
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 02-Jun-2014
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM C. BALLARD, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: EDSON BUENO, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD T. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT J. DARRETTA Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Mgmt For For
1F. ELECTION OF DIRECTOR: MICHELE J. HOOPER Mgmt For For
1G. ELECTION OF DIRECTOR: RODGER A. LAWSON Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS W. Mgmt For For
LEATHERDALE
1I. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
1J. ELECTION OF DIRECTOR: KENNETH I. SHINE, Mgmt For For
M.D.
1K. ELECTION OF DIRECTOR: GAIL R. WILENSKY, Mgmt For For
PH.D.
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2014.
4. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr For Against
PROXY STATEMENT REQUESTING CUMULATIVE
VOTING, IF PROPERLY PRESENTED AT THE 2014
ANNUAL MEETING OF SHAREHOLDERS.
5. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr Against For
PROXY STATEMENT REQUESTING ADDITIONAL
LOBBYING DISCLOSURE, IF PROPERLY PRESENTED
AT THE 2014 ANNUAL MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
US AIRWAYS GROUP, INC. Agenda Number: 933848523
--------------------------------------------------------------------------------------------------------------------------
Security: 90341W108
Meeting Type: Annual
Meeting Date: 12-Jul-2013
Ticker: LCC
ISIN: US90341W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, AS AMENDED (THE MERGER
AGREEMENT), DATED AS OF FEBRUARY 13, 2013,
BY AND AMONG US AIRWAYS GROUP, AMR
CORPORATION (AMR), AND AMR MERGER SUB,
INC., A WHOLLY-OWNED SUBSIDIARY OF AMR.
2. A PROPOSAL TO CONSIDER AND APPROVE, ON A Mgmt For For
NON-BINDING, ADVISORY BASIS, THE
MERGER-RELATED COMPENSATION OF US AIRWAYS
GROUP'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY
STATEMENT/PROSPECTUS.
3. A PROPOSAL TO APPROVE THE ADJOURNMENT OF Mgmt For For
THE 2013 ANNUAL MEETING OF STOCKHOLDERS, IF
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN
FAVOR OF THE PROPOSAL TO ADOPT THE MERGER
AGREEMENT IF THERE ARE NOT SUFFICIENT VOTES
TO ADOPT THE MERGER AGREEMENT PRESENT AT
THE 2013 ANNUAL MEETING OF STOCKHOLDERS.
4A. ELECTION OF DIRECTOR: DENISE M. O'LEARY Mgmt For For
4B. ELECTION OF DIRECTOR: GEORGE M. PHILIP Mgmt For For
5. A PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
6. A PROPOSAL TO CONSIDER AND APPROVE, ON A Mgmt For For
NON-BINDING, ADVISORY BASIS, THE
COMPENSATION OF US AIRWAYS GROUP'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT/PROSPECTUS.
--------------------------------------------------------------------------------------------------------------------------
VANTIV, INC. Agenda Number: 933940240
--------------------------------------------------------------------------------------------------------------------------
Security: 92210H105
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: VNTV
ISIN: US92210H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN MALDONADO* Mgmt For For
CHRISTOPHER PIKE* Mgmt For For
DANIEL POSTON# Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
VERIFONE SYSTEMS, INC. Agenda Number: 934010935
--------------------------------------------------------------------------------------------------------------------------
Security: 92342Y109
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: PAY
ISIN: US92342Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ROBERT W. ALSPAUGH Mgmt For For
1.2 ELECTION OF DIRECTOR: PAUL GALANT Mgmt For For
1.3 ELECTION OF DIRECTOR: ALEX W. (PETE) HART Mgmt For For
1.4 ELECTION OF DIRECTOR: ROBERT B. HENSKE Mgmt For For
1.5 ELECTION OF DIRECTOR: WENDA HARRIS MILLARD Mgmt For For
1.6 ELECTION OF DIRECTOR: EITAN RAFF Mgmt For For
1.7 ELECTION OF DIRECTOR: JONATHAN I. SCHWARTZ Mgmt For For
1.8 ELECTION OF DIRECTOR: JANE J. THOMPSON Mgmt For For
2. TO HOLD AN ADVISORY VOTE ON COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS VERIFONE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING OCTOBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
VERISIGN, INC. Agenda Number: 933971219
--------------------------------------------------------------------------------------------------------------------------
Security: 92343E102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: VRSN
ISIN: US92343E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: D. JAMES BIDZOS Mgmt For For
1.2 ELECTION OF DIRECTOR: WILLIAM L. CHENEVICH Mgmt For For
1.3 ELECTION OF DIRECTOR: KATHLEEN A. COTE Mgmt For For
1.4 ELECTION OF DIRECTOR: ROGER H. MOORE Mgmt For For
1.5 ELECTION OF DIRECTOR: JOHN D. ROACH Mgmt For For
1.6 ELECTION OF DIRECTOR: LOUIS A. SIMPSON Mgmt For For
1.7 ELECTION OF DIRECTOR: TIMOTHY TOMLINSON Mgmt For For
2. TO APPROVE AN AMENDMENT TO VERISIGN, INC.'S Mgmt For For
FOURTH AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION AND SIXTH AMENDED AND
RESTATED BYLAWS TO PERMIT STOCKHOLDERS TO
CALL SPECIAL MEETINGS.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, VERISIGN, INC.'S EXECUTIVE
COMPENSATION.
4. TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
VERISIGN, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
VERISK ANALYTICS INC Agenda Number: 933960583
--------------------------------------------------------------------------------------------------------------------------
Security: 92345Y106
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: VRSK
ISIN: US92345Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK J. COYNE Mgmt For For
CHRISTOPHER M. FOSKETT Mgmt For For
DAVID B. WRIGHT Mgmt For For
THOMAS F. MOTAMED Mgmt For For
2. TO APPROVE EXECUTIVE COMPENSATION ON AN Mgmt For For
ADVISORY, NON-BINDING BASIS.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR
THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933908735
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Special
Meeting Date: 28-Jan-2014
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE THE ISSUANCE OF UP TO APPROXIMATELY Mgmt For For
1.28 BILLION SHARES OF VERIZON COMMON STOCK
TO VODAFONE ORDINARY SHAREHOLDERS IN
CONNECTION WITH VERIZON'S ACQUISITION OF
VODAFONE'S INDIRECT 45% INTEREST IN VERIZON
WIRELESS
2. APPROVE AN AMENDMENT TO ARTICLE 4(A) OF Mgmt For For
VERIZON'S RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE VERIZON'S
AUTHORIZED SHARES OF COMMON STOCK BY 2
BILLION SHARES TO AN AGGREGATE OF 6.25
BILLION AUTHORIZED SHARES OF COMMON STOCK
3. APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING TO SOLICIT ADDITIONAL VOTES AND
PROXIES IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO APPROVE
THE ABOVE PROPOSALS
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933936607
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For
1C. ELECTION OF DIRECTOR: MELANIE L. HEALEY Mgmt For For
1D. ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
1F. ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
1G. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1H. ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For
1J. ELECTION OF DIRECTOR: KATHRYN A. TESIJA Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. PROPOSAL TO IMPLEMENT PROXY ACCESS Mgmt For For
5. NETWORK NEUTRALITY Shr Split 73% For 27% Against Split
6. LOBBYING ACTIVITIES Shr Against For
7. SEVERANCE APPROVAL POLICY Shr For Against
8. SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shr Split 27% For 73% Against Split
9. SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT Shr Split 27% For 73% Against Split
10. PROXY VOTING AUTHORITY Shr Against For
--------------------------------------------------------------------------------------------------------------------------
VESUVIUS PLC, LONDON Agenda Number: 705131340
--------------------------------------------------------------------------------------------------------------------------
Security: G9339E105
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: GB00B82YXW83
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ANNUAL REPORT AND ACCOUNTS Mgmt For For
2 FINAL DIVIDEND Mgmt For For
3 TO RE-ELECT MS N J CONNORS Mgmt For For
4 TO RE-ELECT MR C G H GARDELL Mgmt For For
5 TO RE-ELECT MR J L HEWITT Mgmt For For
6 TO RE-ELECT MS I J HINKLEY Mgmt For For
7 TO RE-ELECT MR J MCDONOUGH Mgmt For For
8 TO RE-ELECT MR C N O SHEA Mgmt For For
9 TO RE-ELECT MR F C WANECQ Mgmt For For
10 RE-APPOINT AUDITOR Mgmt For For
11 REMUNERATION OF AUDITOR Mgmt For For
12 DIRECTORS REMUNERATION POLICY Mgmt For For
13 DIRECTORS REMUNERATION REPORT Mgmt For For
14 AUTHORITY TO INCUR POLITICAL EXPENDITURE Mgmt For For
15 AUTHORITY TO ALLOT SHARES Mgmt For For
16 AUTHORITY TO ALLOT EQUITY SECURITIES Mgmt For For
17 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
18 AUTHORITY TO CALL A GENERAL MEETING ON 14 Mgmt For For
CLEAR DAYS NOTICE
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 933909066
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 29-Jan-2014
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCISCO JAVIER Mgmt For For
FERNANDEZ-CARBAJAL
1C. ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1E. ELECTION OF DIRECTOR: CATHY E. MINEHAN Mgmt For For
1F. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID J. PANG Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN A.C. SWAINSON Mgmt For For
1K. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda Number: 933909701
--------------------------------------------------------------------------------------------------------------------------
Security: 92857W209
Meeting Type: Special
Meeting Date: 28-Jan-2014
Ticker: VOD
ISIN: US92857W2098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
C1 FOR THE COURT MEETING SCHEME. Mgmt For For
G1 TO APPROVE THE VERIZON WIRELESS TRANSACTION Mgmt For For
AND THE VODAFONE ITALY TRANSACTION.
G2 TO APPROVE THE NEW ARTICLES OF ASSOCIATION, Mgmt For For
THE CAPITAL REDUCTIONS, THE RETURN OF VALUE
AND THE SHARE CONSOLIDATION AND CERTAIN
RELATED MATTERS PURSUANT TO THE SCHEME.
G3 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES.
G4 TO AUTHORISE THE DIRECTORS TO TAKE ALL Mgmt For For
NECESSARY AND APPROPRIATE ACTIONS IN
RELATION TO RESOLUTIONS 1-3.
--------------------------------------------------------------------------------------------------------------------------
VOLKSWAGEN AG, WOLFSBURG Agenda Number: 705063977
--------------------------------------------------------------------------------------------------------------------------
Security: D94523103
Meeting Type: AGM
Meeting Date: 13-May-2014
Ticker:
ISIN: DE0007664039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD. THANK YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 22.04.2014 , WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
28.04.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Non-Voting
financial statements, the approved
consolidated financial statements, the
management report and the Group management
report for the year ended December 31,
2013, together with the report of the
Supervisory Board on fiscal year 2013 as
well as the explanatory report by the Board
of Management on the information in
accordance with sections 289(4) and 315(4)
of the Handelsgesetzbuch (HGB; German
Commercial Code) and the report in
accordance with section 289(5) of the HGB
2. Resolution on the appropriation of the net Non-Voting
profit of Volkswagen Aktiengesellschaft
3.1 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2013: M.
Winterkorn
3.2 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2013: F. J.
Garcia Sanz
3.3 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2013: J.
Heizmann
3.4 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2013: C.
Klingler
3.5 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2013: M. Macht
3.6 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2013: H. Neumann
3.7 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2013: L.
Oestling
3.8 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2013: H.D.
Poetsch
3.9 Resolution on formal approval of the Non-Voting
actions of the members of the Board of
Management for fiscal year 2013: R. Stadler
4.1 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: F. K. Piech
4.2 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: B. Huber
4.3 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: H.A. Al-Abdulla
4.4 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: K. J. Al-Kuwari
(until April 25, 2013)
4.5 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: A. Al-Sayed
(beginning June 28, 2013)
4.6 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: J. Bode (until
February 19, 2013)
4.7 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: J. Dorn
4.8 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: A. Falkengren
4.9 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: H.-P. Fischer
4.10 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: U. Fritsch
4.11 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: B. Froehlich
4.12 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: O. Lies
(beginning February 19, 2013)
4.13 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: D. McAllister
(until February 19, 2013)
4.14 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: H. Meine
4.15 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: P. Mosch
4.16 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: B. Osterloh
4.17 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: H. M. Piech
4.18 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: U. Piech
4.19 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: F. O. Porsche
4.20 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: W. Porsche
4.21 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: S. Weil
(beginning February 19, 2013)
4.22 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: S. Wolf
4.23 Resolution on formal approval of the Non-Voting
actions of the members of the Supervisory
Board for fiscal year 2013: T. Zwiebler
5.1 Election of members of the Supervisory Non-Voting
Board: A. Al-Sayed
5.2 Election of members of the Supervisory Non-Voting
Board: H. M. Piech
5.3 Election of members of the Supervisory Non-Voting
Board: F. O. Porsche
6. Resolution on the authorization to issue Non-Voting
bonds with warrants and/or convertible
bonds, the creation of contingent capital
and the corresponding amendment to the
Articles of Association
7.1.1 Resolution on the approval of intercompany Non-Voting
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: Autostadt GmbH
7.1.2 Resolution on the approval of intercompany Non-Voting
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: AutoVision GmbH
7.1.3 Resolution on the approval of intercompany Non-Voting
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: MMI Marketing
Management Institut GmbH
7.1.4 Resolution on the approval of intercompany Non-Voting
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: Truck & Bus GmbH
7.1.5 Resolution on the approval of intercompany Non-Voting
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: Volkswagen Group
Partner Services GmbH
7.1.6 Resolution on the approval of intercompany Non-Voting
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: Volkswagen
Immobilien GmbH
7.1.7 Resolution on the approval of intercompany Non-Voting
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: Volkswagen Sachsen
GmbH
7.1.8 Resolution on the approval of intercompany Non-Voting
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: Volkswagen Zubehoer
GmbH
7.1.9 Resolution on the approval of intercompany Non-Voting
agreements: the modification and complete
revision of a total of nine control and
profit and loss transfer agreements, in
each case between Volkswagen
Aktiengesellschaft and: VW Kraftwerk GmbH
7.2.1 Resolution on the approval of intercompany Non-Voting
agreements: the modification and complete
revision of a profit transfer agreement
between Volkswagen Aktiengesellschaft and
VGRD GmbH, and the addition of an element
of control
8. Election of the auditors and Group auditors Non-Voting
for fiscal year 2014 as well as of the
auditors to review the condensed
consolidated financial statements and
interim management report for the first six
months of 2014: PricewaterhouseCoopers
Aktiengesellschaft
--------------------------------------------------------------------------------------------------------------------------
VOLKSWAGEN AG, WOLFSBURG Agenda Number: 705057619
--------------------------------------------------------------------------------------------------------------------------
Security: D94523103
Meeting Type: SGM
Meeting Date: 13-May-2014
Ticker:
ISIN: DE0007664039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT VOTING INSTRUCTIONS HAVE Non-Voting
TO BE RECEIVED IN WRITTEN FORM FOR VOTING
RIGHTS TO BE EXERCISED AT THIS MEETING. IF
YOU WISH TO VOTE, PLEASE EMAIL
GERMANMARKET.QUERIES@BROADRIDGE.COM TO
REQUEST THE NECESSARY FORMS. WHEN
REQUESTING FORMS, PLEASE STATE YOUR
PROXYEDGE INSTITUTION ID TO MAKE SURE YOU
RECEIVE THE CORRECT DOCUMENTATION FOR YOUR
ACCOUNTS. IF YOU ONLY WANT TO VOTE A SUBSET
OF YOUR ACCOUNTS, PLEASE LIST ALL ACCOUNTS
TO BE VOTED IN ADDITION TO YOUR PROXYEDGE
ID. VOTES INPUT INTO PROXYEDGE WILL BE
RECORDED FOR RECORD KEEPING PURPOSES BUT
WILL NOT BE PROCESSED. PLEASE NOTE THAT THE
ORIGINAL COMPLETED PROXY FORM MUST BE
RETURNED TO THE RESPECTIVE SUB CUSTODIAN BY
THE DEADLINE AS INDICATED ON THE PROXY
FORM. PLEASE NOTE THAT THE VOTE ENTITLEMENT
IS DETERMINED BY THE RECORD DATE. PLEASE
NOTE THAT BROADRIDGE WILL PROVIDE THE PROXY
FORMS VIA EMAIL AS EARLY AS RECORD DATE,
29.03.2012, TO ENABLE YOU TO LIST ONLY THE
VOTE ENTITLED SHARE AMOUNT ON THE PROXY
FORM.
PLEASE NOTE THAT THIS IS A SPECIAL MEETING Non-Voting
FOR PREFERENCE SHAREHOLDERS ONLY. THANK
YOU.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 22.04.2014 , WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
28.04.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Approval of the resolution authorizing the Mgmt For For
Board of Management to issue bonds with
warrants and/or convertible bonds and to
create contingent capital to grant options
and/or conversion rights to subscribe for
non-voting preferred shares in accordance
with item 6 of the agenda for the Annual
General Meeting on May 13, 2014
--------------------------------------------------------------------------------------------------------------------------
WABASH NATIONAL CORPORATION Agenda Number: 933944286
--------------------------------------------------------------------------------------------------------------------------
Security: 929566107
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: WNC
ISIN: US9295661071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RICHARD J. GIROMINI Mgmt For For
1.2 ELECTION OF DIRECTOR: MARTIN C. JISCHKE Mgmt For For
1.3 ELECTION OF DIRECTOR: JAMES D. KELLY Mgmt For For
1.4 ELECTION OF DIRECTOR: JOHN E. KUNZ Mgmt For For
1.5 ELECTION OF DIRECTOR: LARRY J. MAGEE Mgmt For For
1.6 ELECTION OF DIRECTOR: ANN D. MURTLOW Mgmt For For
1.7 ELECTION OF DIRECTOR: SCOTT K. SORENSEN Mgmt For For
2 TO APPROVE THE COMPENSATION OF OUR Mgmt For For
EXECUTIVE OFFICERS.
3 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS WABASH NATIONAL CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
WABCO HOLDINGS INC. Agenda Number: 933970825
--------------------------------------------------------------------------------------------------------------------------
Security: 92927K102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: WBC
ISIN: US92927K1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
G. PETER D'ALOIA Mgmt For For
JUERGEN W. GROMER Mgmt For For
MARY L. PETROVICH Mgmt For For
2. RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
BEDRIJFSREVISOREN BCVBA/REVISEURS
D'ENTREPRISES SCCRL AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
3. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS ("SAY-ON-PAY").
--------------------------------------------------------------------------------------------------------------------------
WACOM CO.,LTD. Agenda Number: 705352069
--------------------------------------------------------------------------------------------------------------------------
Security: J9467Z109
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3993400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
2 Appoint a Substitute Corporate Auditor Mgmt For For
3 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock Options for Directors
except Outside Directors, Executive
Officers and Employees of the Company and
the Company's Subsidiaries
--------------------------------------------------------------------------------------------------------------------------
WASTE CONNECTIONS, INC. Agenda Number: 933962943
--------------------------------------------------------------------------------------------------------------------------
Security: 941053100
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: WCN
ISIN: US9410531001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: ROBERT H. DAVIS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
03 APPROVAL ON A NON-BINDING, ADVISORY BASIS Mgmt For For
OF THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT ("SAY ON PAY").
04 APPROVAL OF ADOPTION OF 2014 INCENTIVE Mgmt For For
AWARD PLAN.
--------------------------------------------------------------------------------------------------------------------------
WESCO INTERNATIONAL, INC. Agenda Number: 933980282
--------------------------------------------------------------------------------------------------------------------------
Security: 95082P105
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: WCC
ISIN: US95082P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN K. MORGAN Mgmt For For
JAMES L. SINGLETON Mgmt For For
BOBBY J. GRIFFIN Mgmt For For
2. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. APPROVE AMENDMENTS TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS.
4. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
WESTFIELD RETAIL TRUST, SYDNEY NSW Agenda Number: 705161773
--------------------------------------------------------------------------------------------------------------------------
Security: Q97145108
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: AU000000WRT1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RATIFICATION OF CONTINUING APPOINTMENT OF A Mgmt Abstain Against
DIRECTOR - MR ANDREW HARMOS
2 APPROVAL OF THE PROPOSAL FOR ALL PURPOSES Mgmt Against Against
3 AMENDMENTS TO THE CONSTITUTION OF WESTFIELD Mgmt Against Against
RETAIL TRUST 1
4 AMENDMENTS TO THE CONSTITUTION OF WESTFIELD Mgmt Against Against
RETAIL TRUST 2
5 TERMINATION OF THE CORPORATE GOVERNANCE Mgmt Against Against
DEEDS
CMMT 14 MAY 2014: PLEASE NOTE THAT RESOLUTIONS Non-Voting
2, 3, 4 AND 5 ARE INTER-CONDITIONAL.
RESOLUTIONS 2, 3, 4 AND 5 ARE ALSO
CONDITIONAL ON THE WESTFIELD HOLDINGS
SCHEME BECOMING EFFECTIVE. THANK YOU
CMMT 06 JUN 2014: PLEASE NOTE THAT PROPOSAL 1 Non-Voting
WILL NOT BE CONSIDERED AT THE ADJOURNMENT.
PLEASE REFER TO THE WRT SECOND
SUPPLEMENTARY SECURITY HOLDER BOOKLET
http://www.asx.com.au/asxpdf/20140603/pdf/4
2q0hf7yztskj5.pdf FOR FURTHER DETAILS
CMMT 09 JUN 2014: IF YOU HAVE PROVIDED YOUR TAX Non-Voting
FILE NUMBER (TFN) TO WESTFIELD RETAIL TRUST
1 AND WESTFIELD RETAIL TRUST 2 (TOGETHER
WRT) THEN, IF THE PROPOSAL IS APPROVED, NO
ACTION IS REQUIRED BY YOU FOR WRT TO
PROVIDE YOUR TFN TO WESTFIELD HOLDINGS
LIMITED AND WESTFIELD TRUST. HOWEVER, IF
YOU DO NOT WISH FOR YOUR TFN TO BE PROVIDED
BY WRT PLEASE CONTACT US ON 1800 674 015
(WITHIN AUSTRALIA) OR +61 3 9415 4121
(OUTSIDE AUSTRALIA) TO ARRANGE TO PROVIDE
WRITTEN CONFIRMATION OF THAT DIRECTION.
PLEASE NOTE THAT IF YOU PROVIDE THIS
DIRECTION, YOUR TFN WILL NOT BE PROVIDED TO
WESTFIELD HOLDINGS LIMITED AND WESTFIELD
TRUST AND YOU MAY BE SUBJECT TO WITHHOLDING
TAX BEING DEDUCTED FROM FUTURE
DISTRIBUTIONS AT THE HIGHEST MARGINAL RATE.
SEE SECTIONS 2 AND 8 IN THE SECURITYHOLDER
BOOKLET DATED 14 APRIL 2014.
CMMT 09 JUN 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN MEETING DATE FROM
29 MAY 2014 TO 20 JUN 2014 AND MEETING TIME
FROM 14:00 TO 10:00 AND ADDITION OF
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
WESTPORT INNOVATIONS INC. Agenda Number: 933940442
--------------------------------------------------------------------------------------------------------------------------
Security: 960908309
Meeting Type: Annual and Special
Meeting Date: 24-Apr-2014
Ticker: WPRT
ISIN: CA9609083097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN A. BEAULIEU Mgmt For For
WARREN J. BAKER Mgmt Withheld Against
M.A. (JILL) BODKIN Mgmt For For
DAVID R. DEMERS Mgmt For For
BRENDA J. EPRILE Mgmt For For
PHILIP B. HODGE Mgmt For For
DEZSO J. HORVATH Mgmt For For
DOUGLAS R. KING Mgmt For For
GOTTFRIED (GUFF) MUENCH Mgmt For For
02 APPOINTMENT OF DELOITTE LLP AS AUDITORS OF Mgmt For For
THE CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
03 TO APPROVE BY-LAW NO.1 OF WESTPORT Mgmt For For
INNOVATIONS INC. ("WESTPORT") AS AMENDED
AND RE-STATED ON OCTOBER 25, 2013 IN THE
MANNER AND FORM DESCRIBED IN THE
INFORMATION CIRCULAR DATED MARCH 5, 2014 IN
RESPECT OF THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
WHITEHAVEN COAL LTD, BRISBANE Agenda Number: 704752422
--------------------------------------------------------------------------------------------------------------------------
Security: Q97664108
Meeting Type: AGM
Meeting Date: 04-Nov-2013
Ticker:
ISIN: AU000000WHC8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 2 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (1 AND 2), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
1 Directors' remuneration report Mgmt For For
2 Grant of rights to Managing Director Mr Mgmt For For
Paul Flynn, under Equity Incentive Plan
3 Election of Raymond Zage Mgmt For For
4 Election of Tony Haggarty Mgmt For For
5 Election of John Conde Mgmt For For
6 Election of Richard Gazzard Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WHITEWAVE FOODS COMPANY Agenda Number: 933871510
--------------------------------------------------------------------------------------------------------------------------
Security: 966244105
Meeting Type: Special
Meeting Date: 24-Sep-2013
Ticker: WWAV
ISIN: US9662441057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE CONVERSION, ON A Mgmt For For
ONE-FOR-ONE BASIS, OF ALL ISSUED AND
OUTSTANDING SHARES OF WHITEWAVE CLASS B
COMMON STOCK INTO SHARES OF WHITEWAVE CLASS
A COMMON STOCK.
2. PROPOSAL TO ADJOURN THE SPECIAL MEETING IF Mgmt For For
NECESSARY OR APPROPRIATE TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
WHITING PETROLEUM CORPORATION Agenda Number: 933942674
--------------------------------------------------------------------------------------------------------------------------
Security: 966387102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: WLL
ISIN: US9663871021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
D. SHERWIN ARTUS Mgmt For For
PHILIP E. DOTY Mgmt For For
2. APPROVAL OF ADVISORY RESOLUTION ON Mgmt Against Against
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
WORLD DUTY FREE S.P.A., NOVARA Agenda Number: 705162434
--------------------------------------------------------------------------------------------------------------------------
Security: T9819J109
Meeting Type: OGM
Meeting Date: 14-May-2014
Ticker:
ISIN: IT0004954662
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 BALANCE SHEET AS OF 31 DECEMBER 2013 AND Mgmt For For
REPORT ON MANAGEMENT ACTIVITY, RESOLUTIONS
RELATED THERETO. PRESENTATION OF
CONSOLIDATED BALANCE SHEET AS OF 31
DECEMBER 2013
2 PROPOSAL TO AUTHORIZE BOARD OF DIRECTORS, Mgmt For For
AS PER ART. 2357 AND FOLLOWINGS OF THE
CIVIL CODE AND ART, 132 OF LEGISLATIVE
DECREE 24 FEBRUARY 1998 NO. 1998 TO BUY OWN
SHARES UP TO A MAXIMUM OF NO. 12,726,000
SHARES AND TO DISPOSE OF THEM. RESOLUTIONS
RELATED THERETO
3 RESOLUTIONS ABOUT THE REWARDING POLICY AS Mgmt Against Against
PER ART 123 TER OF LEGISLATIVE DECREE 24
FEBRUARY 1998 NO 58. REWARDING REPORT.
RESOLUTIONS RELATED THERETO
4 APPROVAL, AS PER ARTICLE 114 BIS OF Mgmt Against Against
LEGISLATIVE DECREE 24 FEBRUARY 1998 NO.
1998 NO 58 OF AN INCENTIVE PLAN IN FAVOUR
OF SOME EMPLOYEES AND DIRECTORS WITH
SPECIAL OFFICES OF THE COMPANY AND
SUBSIDIARIES. RESOLUTIONS RELATED THERETO
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_203690.PDF
--------------------------------------------------------------------------------------------------------------------------
WORLEYPARSONS LTD Agenda Number: 704721922
--------------------------------------------------------------------------------------------------------------------------
Security: Q9857K102
Meeting Type: AGM
Meeting Date: 09-Oct-2013
Ticker:
ISIN: AU000000WOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 4 AND 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (3, 4 AND 6), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2(a) To elect Mr John Grill as a director of the Mgmt For For
Company
2(b) To re-elect Mr Larry Benke as a director of Mgmt For For
the Company
2(c) To re-elect Mr John M Green as a director Mgmt For For
of the Company
2(d) To re-elect Ms Catherine Livingstone as a Mgmt For For
director of the Company
2(e) To re-elect Mr JB McNeil as a director of Mgmt For For
the Company
3 To adopt the Remuneration Report Mgmt For For
4 To approve the grant of performance rights Mgmt For For
to Mr Andrew Wood
5 To approve the renewal of the proportional Mgmt For For
takeover provision
6 To approve potential termination benefits Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WPP PLC, ST HELIER Agenda Number: 705411611
--------------------------------------------------------------------------------------------------------------------------
Security: G9788D103
Meeting Type: AGM
Meeting Date: 25-Jun-2014
Ticker:
ISIN: JE00B8KF9B49
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 329223 DUE TO CHANGE IN SEQUENCE
OF RESOLUTION 6, 7 & 8. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
1 ORDINARY RESOLUTION TO RECEIVE AND APPROVE Mgmt For For
THE AUDITED ACCOUNTS
2 ORDINARY RESOLUTION TO DECLARE A FINAL Mgmt For For
DIVIDEND
3 ORDINARY RESOLUTION TO APPROVE THE Mgmt For For
IMPLEMENTATION REPORT OF THE COMPENSATION
COMMITTEE
4 ORDINARY RESOLUTION TO APPROVE THE Mgmt For For
EXECUTIVE REMUNERATION POLICY
5 ORDINARY RESOLUTION TO APPROVE THE Mgmt For For
SUSTAINABILITY REPORT OF THE DIRECTORS
6 ORDINARY RESOLUTION TO RE-ELECT ROGER Mgmt For For
AGNELLI AS A DIRECTOR
7 ORDINARY RESOLUTION TO RE-ELECT DR JACQUES Mgmt For For
AIGRAIN AS A DIRECTOR
8 ORDINARY RESOLUTION TO RE-ELECT COLIN DAY Mgmt For For
AS A DIRECTOR
9 ORDINARY RESOLUTION TO RE-ELECT PHILIP Mgmt For For
LADER AS A DIRECTOR
10 ORDINARY RESOLUTION TO RE-ELECT RUIGANG LI Mgmt For For
AS A DIRECTOR
11 ORDINARY RESOLUTION TO RE-ELECT MARK READ Mgmt For For
AS A DIRECTOR
12 ORDINARY RESOLUTION TO RE-ELECT PAUL Mgmt For For
RICHARDSON AS A DIRECTOR
13 ORDINARY RESOLUTION TO RE-ELECT JEFFREY Mgmt For For
ROSEN AS A DIRECTOR
14 ORDINARY RESOLUTION TO RE-ELECT HUGO SHONG Mgmt For For
AS A DIRECTOR
15 ORDINARY RESOLUTION TO RE-ELECT TIMOTHY Mgmt For For
SHRIVER AS A DIRECTOR
16 ORDINARY RESOLUTION TO RE-ELECT SIR MARTIN Mgmt For For
SORRELL AS A DIRECTOR
17 ORDINARY RESOLUTION TO RE-ELECT SALLY Mgmt For For
SUSMAN AS A DIRECTOR
18 ORDINARY RESOLUTION TO RE-ELECT SOLOMON Mgmt For For
TRUJILLO AS A DIRECTOR
19 ORDINARY RESOLUTION TO ELECT DR JOHN HOOD Mgmt For For
AS A DIRECTOR
20 ORDINARY RESOLUTION TO ELECT CHARLENE Mgmt For For
BEGLEY AS A DIRECTOR
21 ORDINARY RESOLUTION TO ELECT NICOLE Mgmt For For
SELIGMAN AS A DIRECTOR
22 ORDINARY RESOLUTION TO ELECT DANIELA Mgmt For For
RICCARDI AS A DIRECTOR
23 ORDINARY RESOLUTION TO RE-APPOINT THE Mgmt For For
AUDITORS AND AUTHORISE THE DIRECTORS TO
DETERMINE THEIR REMUNERATION
24 ORDINARY RESOLUTION TO AUTHORISE THE Mgmt For For
DIRECTORS TO ALLOT RELEVANT SECURITIES
25 ORDINARY RESOLUTION TO APPROVE AN INCREASE Mgmt For For
IN THE NON-EXECUTIVE DIRECTORS' FEES TO GBP
3M
26 SPECIAL RESOLUTION TO AUTHORISE THE COMPANY Mgmt For For
TO PURCHASE ITS OWN SHARES
27 SPECIAL RESOLUTION TO AUTHORISE THE Mgmt For For
DISAPPLICATION OF PRE-EMPTION RIGHTS
--------------------------------------------------------------------------------------------------------------------------
WYNDHAM WORLDWIDE CORPORATION Agenda Number: 933958425
--------------------------------------------------------------------------------------------------------------------------
Security: 98310W108
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: WYN
ISIN: US98310W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES E. BUCKMAN Mgmt For For
GEORGE HERRERA Mgmt For For
BRIAN MULRONEY Mgmt For For
MICHAEL H. WARGOTZ Mgmt For For
2. ADVISORY VOTE TO APPROVE THE WYNDHAM Mgmt For For
WORLDWIDE CORPORATION EXECUTIVE
COMPENSATION PROGRAM.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP TO SERVE AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014.
4. RE-APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE WYNDHAM
WORLDWIDE CORPORATION 2006 EQUITY AND
INCENTIVE PLAN FOR PURPOSES OF SECTION
162(M) OF THE INTERNAL REVENUE CODE.
--------------------------------------------------------------------------------------------------------------------------
WYNN MACAU LTD Agenda Number: 705130994
--------------------------------------------------------------------------------------------------------------------------
Security: G98149100
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: KYG981491007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0408/LTN20140408421.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0408/LTN20140408417.pdf
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
AND AUDITORS OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.98 PER Mgmt For For
SHARE FOR THE YEAR ENDED 31 DECEMBER 2013
3.a TO RE-ELECT MR. IAN MICHAEL COUGHLAN AS Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
3.b TO RE-ELECT MR. NICHOLAS SALLNOW-SMITH AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3.c TO RE-ELECT DR. ALLAN ZEMAN AS INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
3.d TO ELECT MR. GAMAL AZIZ AS EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
3.e TO AUTHORIZE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE RESPECTIVE DIRECTORS'
REMUNERATION
4 TO RE-APPOINT ERNST & YOUNG AS AUDITORS OF Mgmt For For
THE COMPANY AND TO AUTHORIZE THE BOARD OF
DIRECTORS OF THE COMPANY TO FIX THE
AUDITORS' REMUNERATION FOR THE ENSUING YEAR
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES OF THE
COMPANY NOT EXCEEDING 10% OF THE AGGREGATE
NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL
OF THE COMPANY AS AT THE DATE OF PASSING OF
THIS RESOLUTION
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ALLOT, ISSUE AND DEAL
WITH NEW SHARES OF THE COMPANY NOT
EXCEEDING 20% OF THE AGGREGATE NOMINAL
AMOUNT OF THE ISSUED SHARE CAPITAL OF THE
COMPANY AS AT THE DATE OF PASSING OF THIS
RESOLUTION
7 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS OF THE COMPANY TO ALLOT,
ISSUE AND DEAL WITH NEW SHARES OF THE
COMPANY BY THE AGGREGATE NOMINAL AMOUNT OF
SHARES REPURCHASED BY THE COMPANY
8 TO APPROVE AND ADOPT THE EMPLOYEE OWNERSHIP Mgmt Against Against
SCHEME IN ACCORDANCE WITH THE RULES OF THE
EMPLOYEE OWNERSHIP SCHEME
9 TO GRANT A MANDATE TO THE DIRECTORS OF THE Mgmt Against Against
COMPANY TO ALLOT, ISSUE, PROCURE THE
TRANSFER OF AND OTHERWISE DEAL WITH UP TO
50,000,000 SHARES, REPRESENTING
APPROXIMATELY 0.96% OF THE AGGREGATE
NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL
OF THE COMPANY AS AT THE DATE OF PASSING
THIS RESOLUTION, IN CONNECTION WITH THE
EMPLOYEE OWNERSHIP SCHEME
CMMT 12 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF ACTUAL RECORD
DATE. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
XYLEM INC. Agenda Number: 933943981
--------------------------------------------------------------------------------------------------------------------------
Security: 98419M100
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: XYL
ISIN: US98419M1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEN E. JAKOBSSON Mgmt For For
1B. ELECTION OF DIRECTOR: STEVEN R. LORANGER Mgmt For For
1C. ELECTION OF DIRECTOR: EDWARD J. LUDWIG Mgmt For For
1D. ELECTION OF DIRECTOR: JEROME A. PERIBERE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. TO APPROVE, IN A NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. THE APPROVAL OF THE PERFORMANCE-BASED Mgmt For For
PROVISIONS OF THE 2011 OMNIBUS INCENTIVE
PLAN.
5. THE APPROVAL OF THE PERFORMANCE-BASED Mgmt For For
PROVISIONS OF THE XYLEM ANNUAL INCENTIVE
PLAN FOR EXECUTIVE OFFICERS.
6. PROPOSED AMENDMENT TO OUR ARTICLES OF Mgmt For For
INCORPORATION TO ALLOW SHAREOWNERS TO CALL
A SPECIAL MEETING.
7. TO VOTE ON A SHAREOWNER PROPOSAL TITLED Shr Against For
"EXECUTIVES TO RETAIN SIGNIFICANT STOCK".
--------------------------------------------------------------------------------------------------------------------------
YANDEX NV Agenda Number: 934017903
--------------------------------------------------------------------------------------------------------------------------
Security: N97284108
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: YNDX
ISIN: NL0009805522
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF 2013 ANNUAL STATUTORY ACCOUNTS Mgmt For For
OF THE COMPANY.
2. ADDITION OF 2013 PROFITS OF THE COMPANY TO Mgmt For For
RETAINED EARNINGS.
3. GRANTING DISCHARGE TO THE DIRECTORS FOR Mgmt For For
THEIR MANAGEMENT DURING THE PAST FINANCIAL
YEAR.
4. PROPOSAL TO APPOINT HERMAN GREF AS A Mgmt For For
NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS WITH EFFECT FROM MAY 21, 2014.
5. PROPOSAL TO RE-APPOINT ARKADY VOLOZH AS AN Mgmt For For
EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS
WITH EFFECT FROM MAY 21, 2014.
6. PROPOSAL TO RE-APPOINT ALFRED FENAUGHTY AS Mgmt Against Against
A NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS WITH EFFECT FROM MAY 21, 2014.
7. PROPOSAL TO RE-APPOINT ELENA IVASHENSEVA AS Mgmt Against Against
A NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS WITH EFFECT FROM MAY 21, 2014.
8. PROPOSAL TO RE-APPOINT ROGIER RIJNJA AS A Mgmt For For
NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS WITH EFFECT FROM MAY 21, 2014.
9. AUTHORIZATION TO CANCEL THE COMPANY'S Mgmt For For
OUTSTANDING CLASS C SHARES.
10. AMENDMENT OF COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION TO REDUCE NUMBER OF AUTHORIZED
SHARES AND EXECUTE THE NOTORIAL DEED OF
AMENDMENT.
11. AMENDMENT OF EQUITY INCENTIVE PLAN. Mgmt Against Against
12. APPOINTMENT OF THE EXTERNAL AUDITOR OF THE Mgmt For For
COMPANY'S CONSOLIDATED FINANCIAL STATEMENTS
AND STATUTORY ACCOUNTS.
13. AUTHORIZATION TO ISSUE ORDINARY SHARES AND Mgmt Against Against
PREFERENCES SHARES.
14. AUTHORIZATION TO EXCLUDE PRE-EMPTIVE Mgmt Against Against
RIGHTS.
15. AUTHORIZATION OF THE BOARD TO ACQUIRE Mgmt Against Against
SHARES IN THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
ZHONGSHENG GROUP HOLDINGS LTD Agenda Number: 704975448
--------------------------------------------------------------------------------------------------------------------------
Security: G9894K108
Meeting Type: EGM
Meeting Date: 11-Mar-2014
Ticker:
ISIN: KYG9894K1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0221/LTN20140221640.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0221/LTN20140221642.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
1 To consider and approve the issuance of Mgmt For For
Convertible Bonds
2 To elect Mr. Adam Keswick as a Mgmt For For
non-executive director of the Company
--------------------------------------------------------------------------------------------------------------------------
ZHONGSHENG GROUP HOLDINGS LTD Agenda Number: 705232914
--------------------------------------------------------------------------------------------------------------------------
Security: G9894K108
Meeting Type: AGM
Meeting Date: 23-Jun-2014
Ticker:
ISIN: KYG9894K1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0429/LTN20140429352.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0429/LTN20140429372.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO CONSIDER AND RECEIVE THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
AND OF THE AUDITORS FOR THE YEAR ENDED 31
DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.12 PER Mgmt For For
SHARE FOR THE YEAR ENDED 31 DECEMBER 2013
3 TO RE-ELECT MR. LI GUOQIANG AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
4 TO RE-ELECT MR. DU QINGSHAN AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
5 TO RE-ELECT MR. YU GUANGMING AS AN Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
6 TO RE-ELECT MR. ZHANG ZHICHENG AS AN Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
7 TO RE-ELECT MR. LENG XUESONG AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
8 TO RE-ELECT MR. LIN YONG AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
9 TO AUTHORIZE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE RESPECTIVE DIRECTORS'
REMUNERATION
10 TO RE-APPOINT MESSRS. ERNST & YOUNG AS Mgmt For For
AUDITORS OF THE COMPANY AND TO AUTHORIZE
THE BOARD OF DIRECTORS OF THE COMPANY TO
FIX THEIR REMUNERATION
11 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO PURCHASE THE COMPANY'S
SHARES NOT EXCEEDING 10% OF THE AGGREGATE
NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL
OF THE COMPANY AS AT THE DATE OF PASSING OF
THIS RESOLUTION
12 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ISSUE, ALLOT AND DEAL
WITH ADDITIONAL SHARES OF THE COMPANY NOT
EXCEEDING 20% OF THE AGGREGATE NOMINAL
AMOUNT OF THE ISSUED SHARE CAPITAL OF THE
COMPANY AS AT THE DATE OF PASSING OF THIS
RESOLUTION
13 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS OF THE COMPANY TO ISSUE,
ALLOT AND DEAL WITH ADDITIONAL SHARES IN
THE CAPITAL OF THE COMPANY BY THE AGGREGATE
NOMINAL AMOUNT OF SHARES REPURCHASED BY THE
COMPANY BUT NOT EXCEEDING 10% OF THE
AGGREGATE NOMINAL AMOUNT OF THE ISSUED
SHARE CAPITAL OF THE COMPANY AS AT THE DATE
OF PASSING OF THIS RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
ZIGGO N.V., UTRECHT Agenda Number: 705006888
--------------------------------------------------------------------------------------------------------------------------
Security: N9837R105
Meeting Type: AGM
Meeting Date: 17-Apr-2014
Ticker:
ISIN: NL0006294290
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
4 Adoption of the annual accounts 2013 Mgmt For For
5.b Appropriation of profit Mgmt For For
6 Discharge members of the management board Mgmt For For
7 Discharge members of the supervisory board Mgmt For For
9 Appointment of external auditor: Ernst & Mgmt For For
Young BV
10 Extension of the authority of the Mgmt For For
management board to repurchase shares
11.a Extension of the authority of the Mgmt For For
management board to issue shares (including
the grant of rights to subscribe for
shares)
11.b Extension of the authority of the Mgmt For For
management board to limit or exclude the
pre-emptive rights
CMMT 07 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AUDITOR NAME. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
JPMorgan Alternative Strategies Fund
--------------------------------------------------------------------------------------------------------------------------
3M COMPANY Agenda Number: 933944008
--------------------------------------------------------------------------------------------------------------------------
Security: 88579Y101
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: MMM
ISIN: US88579Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA G. ALVARADO Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS "TONY" K. Mgmt For For
BROWN
1C. ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1E. ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt For For
1F. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1G. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H. ELECTION OF DIRECTOR: INGE G. THULIN Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT J. ULRICH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS 3M'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL ON RIGHT TO ACT BY Shr Against For
WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
ADVANCE AUTO PARTS, INC. Agenda Number: 933980218
--------------------------------------------------------------------------------------------------------------------------
Security: 00751Y106
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: AAP
ISIN: US00751Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN F. BERGSTROM Mgmt For For
JOHN C. BROUILLARD Mgmt For For
FIONA P. DIAS Mgmt For For
DARREN R. JACKSON Mgmt For For
WILLIAM S. OGLESBY Mgmt For For
J. PAUL RAINES Mgmt For For
GILBERT T. RAY Mgmt For For
CARLOS A. SALADRIGAS Mgmt For For
O. TEMPLE SLOAN, III Mgmt For For
JIMMIE L. WADE Mgmt For For
2. APPROVE, BY ADVISORY VOTE, THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3. APPROVE THE COMPANY'S 2014 LONG-TERM Mgmt For For
INCENTIVE PLAN.
4. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP (DELOITTE) AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
5. ADVISORY VOTE ON STOCKHOLDER PROPOSAL ON Shr Against For
THE ABILITY OF STOCKHOLDERS TO ACT BY
WRITTEN CONSENT IF PRESENTED AT THE ANNUAL
MEETING.
--------------------------------------------------------------------------------------------------------------------------
AECOM TECHNOLOGY CORPORATION Agenda Number: 933917455
--------------------------------------------------------------------------------------------------------------------------
Security: 00766T100
Meeting Type: Annual
Meeting Date: 06-Mar-2014
Ticker: ACM
ISIN: US00766T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MICHAEL S. BURKE Mgmt For For
DAVID W. JOOS Mgmt For For
ROBERT J. ROUTS Mgmt Withheld Against
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
3 ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4 AMENDMENT OF COMPANY'S CERTIFICATE OF Mgmt For For
INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
AETNA INC. Agenda Number: 933980650
--------------------------------------------------------------------------------------------------------------------------
Security: 00817Y108
Meeting Type: Annual
Meeting Date: 30-May-2014
Ticker: AET
ISIN: US00817Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FERNANDO AGUIRRE Mgmt For For
1B. ELECTION OF DIRECTOR: MARK T. BERTOLINI Mgmt For For
1C. ELECTION OF DIRECTOR: FRANK M. CLARK Mgmt For For
1D. ELECTION OF DIRECTOR: BETSY Z. COHEN Mgmt For For
1E. ELECTION OF DIRECTOR: MOLLY J. COYE, M.D. Mgmt For For
1F. ELECTION OF DIRECTOR: ROGER N. FARAH Mgmt For For
1G. ELECTION OF DIRECTOR: BARBARA HACKMAN Mgmt For For
FRANKLIN
1H. ELECTION OF DIRECTOR: JEFFREY E. GARTEN Mgmt For For
1I. ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD J. HARRINGTON Mgmt For For
1K. ELECTION OF DIRECTOR: EDWARD J. LUDWIG Mgmt For For
1L. ELECTION OF DIRECTOR: JOSEPH P. NEWHOUSE Mgmt For For
2. APPROVAL OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. TO APPROVE AMENDMENTS TO AETNA'S ARTICLES Mgmt For For
OF INCORPORATION AND BY-LAWS TO ELIMINATE
SUPERMAJORITY VOTING PROVISIONS
4. TO APPROVE AN AMENDMENT TO AETNA'S ARTICLES Mgmt For For
OF INCORPORATION TO PROVIDE HOLDERS OF AT
LEAST 25% OF THE VOTING POWER OF ALL
OUTSTANDING SHARES THE RIGHT TO CALL A
SPECIAL MEETING OF SHAREHOLDERS
5. APPROVAL OF THE PROPOSED AMENDMENT TO THE Mgmt For For
AMENDED AETNA INC. 2010 STOCK INCENTIVE
PLAN
6. APPROVAL OF THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION ON A NON-BINDING ADVISORY
BASIS
7A. SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD Shr Against For
CHAIR
7B. SHAREHOLDER PROPOSAL ON POLITICAL Shr Against For
CONTRIBUTIONS - BOARD OVERSIGHT
7C. SHAREHOLDER PROPOSAL ON POLITICAL Shr Against For
CONTRIBUTION DISCLOSURE
--------------------------------------------------------------------------------------------------------------------------
AGCO CORPORATION Agenda Number: 933952598
--------------------------------------------------------------------------------------------------------------------------
Security: 001084102
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: AGCO
ISIN: US0010841023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROY V. ARMES Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL C. ARNOLD Mgmt For For
1C. ELECTION OF DIRECTOR: P. GEORGE BENSON Mgmt For For
1D. ELECTION OF DIRECTOR: WOLFGANG DEML Mgmt For For
1E. ELECTION OF DIRECTOR: LUIZ F. FURLAN Mgmt For For
1F. ELECTION OF DIRECTOR: GEORGE E. MINNICH Mgmt For For
1G. ELECTION OF DIRECTOR: MARTIN H. RICHENHAGEN Mgmt For For
1H. ELECTION OF DIRECTOR: GERALD L. SHAHEEN Mgmt For For
1I. ELECTION OF DIRECTOR: MALLIKA SRINIVASAN Mgmt For For
1J. ELECTION OF DIRECTOR: HENDRIKUS VISSER Mgmt For For
2. NON-BINDING ADVISORY RESOLUTION TO APPROVE Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF KPMG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. Agenda Number: 933956801
--------------------------------------------------------------------------------------------------------------------------
Security: 02209S103
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: MO
ISIN: US02209S1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GERALD L. BALILES Mgmt For For
1B. ELECTION OF DIRECTOR: MARTIN J. BARRINGTON Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN T. CASTEEN III Mgmt For For
1D. ELECTION OF DIRECTOR: DINYAR S. DEVITRE Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS F. FARRELL II Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS W. JONES Mgmt For For
1G. ELECTION OF DIRECTOR: DEBRA J. KELLY-ENNIS Mgmt For For
1H. ELECTION OF DIRECTOR: W. LEO KIELY III Mgmt For For
1I. ELECTION OF DIRECTOR: KATHRYN B. MCQUADE Mgmt For For
1J. ELECTION OF DIRECTOR: GEORGE MUNOZ Mgmt For For
1K. ELECTION OF DIRECTOR: NABIL Y. SAKKAB Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
4. SHAREHOLDER PROPOSAL - PREPARATION OF Shr Against For
HEALTH EFFECT AND CESSATION MATERIALS FOR
POOR AND LESS FORMALLY EDUCATED TOBACCO
CONSUMERS
5. SHAREHOLDER PROPOSAL - DISCLOSURE OF Shr Against For
LOBBYING POLICIES AND PRACTICES
--------------------------------------------------------------------------------------------------------------------------
AMDOCS LIMITED Agenda Number: 933910603
--------------------------------------------------------------------------------------------------------------------------
Security: G02602103
Meeting Type: Annual
Meeting Date: 30-Jan-2014
Ticker: DOX
ISIN: GB0022569080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT A. MINICUCCI Mgmt For For
1B. ELECTION OF DIRECTOR: ADRIAN GARDNER Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN T. MCLENNAN Mgmt For For
1D. ELECTION OF DIRECTOR: SIMON OLSWANG Mgmt For For
1E. ELECTION OF DIRECTOR: ZOHAR ZISAPEL Mgmt For For
1F. ELECTION OF DIRECTOR: JULIAN A. BRODSKY Mgmt For For
1G. ELECTION OF DIRECTOR: ELI GELMAN Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES S. KAHAN Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD T.C. LEFAVE Mgmt For For
1J. ELECTION OF DIRECTOR: GIORA YARON Mgmt For For
2. TO APPROVE AN INCREASE IN THE DIVIDEND RATE Mgmt For For
UNDER OUR QUARTERLY ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
3. TO APPROVE AN AMENDMENT TO AMDOCS LIMITED'S Mgmt Against Against
ARTICLES OF ... (DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL)
4. TO APPROVE THE AUTHORIZED SHARE CAPITAL OF Mgmt For For
AMDOCS LIMITED AND ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
5. TO APPROVE OUR CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FISCAL YEAR ENDED
SEPTEMBER 30, 2013 (PROPOSAL V)
6. TO RATIFY AND APPROVE THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 933956306
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt For For
1B ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, Mgmt Against Against
JR.
1C ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY Mgmt For For
1D ELECTION OF DIRECTOR: MR. FRANCOIS DE Mgmt For For
CARBONNEL
1E ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN Mgmt For For
1F ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT Mgmt For For
1G ELECTION OF DIRECTOR: MR. GREG C. GARLAND Mgmt For For
1H ELECTION OF DIRECTOR: DR. REBECCA M. Mgmt For For
HENDERSON
1I ELECTION OF DIRECTOR: MR. FRANK C. Mgmt For For
HERRINGER
1J ELECTION OF DIRECTOR: DR. TYLER JACKS Mgmt For For
1K ELECTION OF DIRECTOR: MS. JUDTIH C. PELHAM Mgmt For For
1L ELECTION OF DIRECTOR: DR. RONALD D. SUGAR Mgmt For For
2 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3 ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4 STOCKHOLDER PROPOSAL #1 (VOTE TABULATION) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION Agenda Number: 933952651
--------------------------------------------------------------------------------------------------------------------------
Security: 032511107
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: APC
ISIN: US0325111070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANTHONY R. CHASE Mgmt For For
1B. ELECTION OF DIRECTOR: KEVIN P. CHILTON Mgmt For For
1C. ELECTION OF DIRECTOR: H. PAULETT EBERHART Mgmt For For
1D. ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD L. GEORGE Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES W. GOODYEAR Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN R. GORDON Mgmt For For
1H. ELECTION OF DIRECTOR: ERIC D. MULLINS Mgmt For For
1I. ELECTION OF DIRECTOR: R.A. WALKER Mgmt For For
2. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITOR.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. STOCKHOLDER PROPOSAL - REPORT ON POLITICAL Shr Against For
CONTRIBUTIONS.
5. STOCKHOLDER PROPOSAL - REPORT ON CLIMATE Shr Against For
CHANGE RISK.
--------------------------------------------------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY Agenda Number: 933952295
--------------------------------------------------------------------------------------------------------------------------
Security: 039483102
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: ADM
ISIN: US0394831020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.L. BOECKMANN Mgmt For For
1B. ELECTION OF DIRECTOR: M.H. CARTER Mgmt For For
1C. ELECTION OF DIRECTOR: T.K. CREWS Mgmt For For
1D. ELECTION OF DIRECTOR: P. DUFOUR Mgmt For For
1E. ELECTION OF DIRECTOR: D.E. FELSINGER Mgmt For For
1F. ELECTION OF DIRECTOR: A. MACIEL Mgmt For For
1G. ELECTION OF DIRECTOR: P.J. MOORE Mgmt For For
1H. ELECTION OF DIRECTOR: T.F. O'NEILL Mgmt For For
1I. ELECTION OF DIRECTOR: F. SANCHEZ Mgmt For For
1J. ELECTION OF DIRECTOR: D. SHIH Mgmt For For
1K. ELECTION OF DIRECTOR: K.R. WESTBROOK Mgmt For For
1L. ELECTION OF DIRECTOR: P.A. WOERTZ Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. INDEPENDENT BOARD CHAIRMAN. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
ARIAD PHARMACEUTICALS, INC. Agenda Number: 934022447
--------------------------------------------------------------------------------------------------------------------------
Security: 04033A100
Meeting Type: Annual
Meeting Date: 25-Jun-2014
Ticker: ARIA
ISIN: US04033A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAY R. LAMARCHE Mgmt For For
1B. ELECTION OF DIRECTOR: NORBERT G. RIEDEL, Mgmt For For
PH.D.
1C. ELECTION OF DIRECTOR: ROBERT M. WHELAN, JR. Mgmt For For
2. APPROVE THE ADOPTION OF A SECTION 382 Mgmt Against Against
RIGHTS AGREEMENT DESIGNED TO PRESERVE THE
COMPANY'S SUBSTANTIAL AMOUNT OF NET
OPERATING LOSS CARRY FORWARDS AND OTHER TAX
BENEFITS.
3. APPROVE THE ADOPTION OF OUR NEW 2014 Mgmt Against Against
LONG-TERM INCENTIVE PLAN.
4. APPROVE AMENDMENTS TO OUR AMENDED AND Mgmt For For
RESTATED 1997 EMPLOYEE STOCK PURCHASE PLAN,
AS AMENDED, TO INCREASE THE NUMBER OF
SHARES AVAILABLE FOR ISSUANCE THEREUNDER
AND EXTEND THE TERM.
5. APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE PROXY
STATEMENT.
6. RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
ARROW ELECTRONICS, INC. Agenda Number: 933967765
--------------------------------------------------------------------------------------------------------------------------
Security: 042735100
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: ARW
ISIN: US0427351004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BARRY W. PERRY Mgmt For For
PHILIP K. ASHERMAN Mgmt For For
GAIL E. HAMILTON Mgmt For For
JOHN N. HANSON Mgmt For For
RICHARD S. HILL Mgmt Withheld Against
M.F. (FRAN) KEETH Mgmt For For
ANDREW C. KERIN Mgmt For For
MICHAEL J. LONG Mgmt For For
STEPHEN C. PATRICK Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS ARROW'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ASSOCIATED BANC-CORP Agenda Number: 933936431
--------------------------------------------------------------------------------------------------------------------------
Security: 045487105
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: ASBC
ISIN: US0454871056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JOHN F. BERGSTROM Mgmt For For
RUTH M. CROWLEY Mgmt For For
PHILIP B. FLYNN Mgmt For For
RONALD R. HARDER Mgmt For For
WILLIAM R. HUTCHINSON Mgmt For For
ROBERT A. JEFFE Mgmt For For
EILEEN A. KAMERICK Mgmt For For
RICHARD T. LOMMEN Mgmt For For
CORY L. NETTLES Mgmt For For
J. DOUGLAS QUICK Mgmt For For
KAREN T. VAN LITH Mgmt For For
JOHN (JAY) B. WILLIAMS Mgmt For For
2 ADVISORY APPROVAL OF ASSOCIATED BANC-CORP'S Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
3 THE RATIFICATION OF THE SELECTION OF KPMG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR ASSOCIATED BANC-CORP
FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
ASSURANT, INC. Agenda Number: 933947523
--------------------------------------------------------------------------------------------------------------------------
Security: 04621X108
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: AIZ
ISIN: US04621X1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ELAINE D. ROSEN Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD L. CARVER Mgmt For For
1C. ELECTION OF DIRECTOR: JUAN N. CENTO Mgmt For For
1D. ELECTION OF DIRECTOR: ELYSE DOUGLAS Mgmt For For
1E. ELECTION OF DIRECTOR: LAWRENCE V. JACKSON Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID B. KELSO Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES J. KOCH Mgmt For For
1H. ELECTION OF DIRECTOR: JEAN-PAUL L. MONTUPET Mgmt Against Against
1I. ELECTION OF DIRECTOR: ROBERT B. POLLOCK Mgmt For For
1J. ELECTION OF DIRECTOR: PAUL J. REILLY Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT W. STEIN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, SUBJECT
TO SATISFACTORY RESOLUTION OF THE SCOPE OF
THE AUDIT ENGAGEMENT.
3. ADVISORY APPROVAL OF THE 2013 COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ASSURED GUARANTY LTD. Agenda Number: 933942662
--------------------------------------------------------------------------------------------------------------------------
Security: G0585R106
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: AGO
ISIN: BMG0585R1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANCISCO L. BORGES* Mgmt For For
G. LAWRENCE BUHL* Mgmt For For
STEPHEN A. COZEN* Mgmt For For
DOMINIC J. FREDERICO* Mgmt For For
BONNIE L. HOWARD* Mgmt For For
PATRICK W. KENNY* Mgmt For For
SIMON W. LEATHES* Mgmt For For
ROBIN MONRO-DAVIES* Mgmt For For
MICHAEL T. O'KANE* Mgmt For For
YUKIKO OMURA* Mgmt For For
WILBUR L. ROSS, JR.* Mgmt Withheld Against
HOWARD W. ALBERT# Mgmt For For
ROBERT A. BAILENSON# Mgmt For For
RUSSELL B. BREWER II# Mgmt For For
GARY BURNET# Mgmt For For
STEPHEN DONNARUMMA# Mgmt For For
DOMINIC J. FREDERICO# Mgmt For For
JAMES M. MICHENER# Mgmt For For
ROBERT B. MILLS# Mgmt For For
2. TO VOTE, ON AN ADVISORY BASIS, ON EXECUTIVE Mgmt Against Against
COMPENSATION.
3. TO APPROVE OUR LONG-TERM INCENTIVE PLAN, AS Mgmt For For
AMENDED THROUGH THE THIRD AMENDMENT.
4. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP ("PWC") AS THE
COMPANY'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
5. AUTHORIZING THE COMPANY TO VOTE FOR THE Mgmt For For
RATIFICATION OF THE APPOINTMENT OF PWC AS
AG RE'S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
ATMOS ENERGY CORPORATION Agenda Number: 933911009
--------------------------------------------------------------------------------------------------------------------------
Security: 049560105
Meeting Type: Annual
Meeting Date: 05-Feb-2014
Ticker: ATO
ISIN: US0495601058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT W. BEST Mgmt For For
1B. ELECTION OF DIRECTOR: KIM R. COCKLIN Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD W. DOUGLAS Mgmt For For
1D. ELECTION OF DIRECTOR: RUBEN E. ESQUIVEL Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD K. GORDON Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT C. GRABLE Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS C. MEREDITH Mgmt For For
1H. ELECTION OF DIRECTOR: NANCY K. QUINN Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD A. SAMPSON Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN R. SPRINGER Mgmt For For
1K. ELECTION OF DIRECTOR: RICHARD WARE II Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
3. PROPOSAL FOR AN ADVISORY VOTE BY Mgmt For For
SHAREHOLDERS TO APPROVE THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS FOR
FISCAL 2013 ("SAY ON PAY")
--------------------------------------------------------------------------------------------------------------------------
AVERY DENNISON CORPORATION Agenda Number: 933933384
--------------------------------------------------------------------------------------------------------------------------
Security: 053611109
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: AVY
ISIN: US0536111091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRADLEY ALFORD Mgmt For For
1B. ELECTION OF DIRECTOR: ANTHONY ANDERSON Mgmt For For
1C. ELECTION OF DIRECTOR: PETER BARKER Mgmt For For
1D. ELECTION OF DIRECTOR: ROLF BORJESSON Mgmt For For
1E. ELECTION OF DIRECTOR: KEN HICKS Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES NOSKI Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID PYOTT Mgmt For For
1H. ELECTION OF DIRECTOR: DEAN SCARBOROUGH Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICK SIEWERT Mgmt For For
1J. ELECTION OF DIRECTOR: JULIA STEWART Mgmt For For
1K. ELECTION OF DIRECTOR: MARTHA SULLIVAN Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF OUR Mgmt Against Against
EXECUTIVE COMPENSATION.
3. APPROVAL OF OUR AMENDED AND RESTATED SENIOR Mgmt For For
EXECUTIVE ANNUAL INCENTIVE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
AVIS BUDGET GROUP INC. Agenda Number: 933961826
--------------------------------------------------------------------------------------------------------------------------
Security: 053774105
Meeting Type: Annual
Meeting Date: 23-May-2014
Ticker: CAR
ISIN: US0537741052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RONALD L. NELSON Mgmt For For
1B. ELECTION OF DIRECTOR: ALUN CATHCART Mgmt For For
1C. ELECTION OF DIRECTOR: MARY C. CHOKSI Mgmt For For
1D. ELECTION OF DIRECTOR: LEONARD S. COLEMAN Mgmt Against Against
1E. ELECTION OF DIRECTOR: JEFFREY H. FOX Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN D. HARDY, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: LYNN KROMINGA Mgmt For For
1H. ELECTION OF DIRECTOR: EDUARDO G. MESTRE Mgmt For For
1I. ELECTION OF DIRECTOR: F. ROBERT SALERNO Mgmt For For
1J. ELECTION OF DIRECTOR: STENDER E. SWEENEY Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014.
3. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF THE AVIS BUDGET GROUP, INC. Mgmt For For
AMENDED AND RESTATED EQUITY AND INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
AVNET,INC. Agenda Number: 933880569
--------------------------------------------------------------------------------------------------------------------------
Security: 053807103
Meeting Type: Annual
Meeting Date: 08-Nov-2013
Ticker: AVT
ISIN: US0538071038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. VERONICA BIGGINS Mgmt For For
MICHAEL A. BRADLEY Mgmt For For
R. KERRY CLARK Mgmt For For
RICHARD P. HAMADA Mgmt For For
JAMES A. LAWRENCE Mgmt For For
FRANK R. NOONAN Mgmt For For
RAY M. ROBINSON Mgmt Withheld Against
WILLIAM H. SCHUMANN III Mgmt For For
WILLIAM P. SULLIVAN Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. TO APPROVE THE AVNET, INC. 2013 STOCK Mgmt For For
COMPENSATION AND INCENTIVE PLAN.
4. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 28, 2014.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933948070
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHARON L. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1E. ELECTION OF DIRECTOR: PIERRE J.P. DE WECK Mgmt For For
1F. ELECTION OF DIRECTOR: ARNOLD W. DONALD Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt For For
1J. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1K. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1L. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1M. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt For For
1N. ELECTION OF DIRECTOR: CLAYTON S. ROSE Mgmt For For
1O. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. AN ADVISORY (NON-BINDING) RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION (SAY ON
PAY).
3. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
REGISTERED INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR 2014.
4. APPROVAL OF AMENDMENT TO THE SERIES T Mgmt For For
PREFERRED STOCK.
5. STOCKHOLDER PROPOSAL - CUMULATIVE VOTING IN Shr For Against
DIRECTOR ELECTIONS.
6. STOCKHOLDER PROPOSAL - PROXY ACCESS. Shr Against For
7. STOCKHOLDER PROPOSAL - CLIMATE CHANGE Shr Against For
REPORT.
8. STOCKHOLDER PROPOSAL - LOBBYING REPORT. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BANK OF HAWAII CORPORATION Agenda Number: 933935023
--------------------------------------------------------------------------------------------------------------------------
Security: 062540109
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: BOH
ISIN: US0625401098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: S. HAUNANI APOLIONA Mgmt For For
1B. ELECTION OF DIRECTOR: MARY G.F. BITTERMAN Mgmt For For
1C. ELECTION OF DIRECTOR: MARK A. BURAK Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. CHUN Mgmt For For
1E. ELECTION OF DIRECTOR: CLINTON R. CHURCHILL Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID A. HEENAN Mgmt For For
1G. ELECTION OF DIRECTOR: PETER S. HO Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT HURET Mgmt For For
1I. ELECTION OF DIRECTOR: KENT T. LUCIEN Mgmt For For
1J. ELECTION OF DIRECTOR: MARTIN A. STEIN Mgmt For For
1K. ELECTION OF DIRECTOR: DONALD M. TAKAKI Mgmt For For
1L. ELECTION OF DIRECTOR: BARBARA J. TANABE Mgmt For For
1M. ELECTION OF DIRECTOR: RAYMOND P. VARA, JR. Mgmt For For
1N. ELECTION OF DIRECTOR: ROBERT W. WO Mgmt For For
2. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVAL OF THE BANK OF HAWAII CORPORATION Mgmt For For
2014 STOCK AND INCENTIVE PLAN.
4. RATIFICATION OF RE-APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
BEST BUY CO., INC. Agenda Number: 934000857
--------------------------------------------------------------------------------------------------------------------------
Security: 086516101
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: BBY
ISIN: US0865161014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LISA M. CAPUTO Mgmt For For
1B. ELECTION OF DIRECTOR: RUSSELL P. FRADIN Mgmt For For
1C. ELECTION OF DIRECTOR: KATHY J. HIGGINS Mgmt For For
VICTOR
1D. ELECTION OF DIRECTOR: HUBERT JOLY Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID W. KENNY Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS L. MILLNER Mgmt For For
1G. ELECTION OF DIRECTOR: GERARD R. VITTECOQ Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2015.
3. TO APPROVE IN A NON-BINDING ADVISORY VOTE Mgmt For For
OUR NAMED EXECUTIVE OFFICER COMPENSATION.
4. TO APPROVE THE 2014 OMNIBUS INCENTIVE PLAN. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BMC SOFTWARE, INC. Agenda Number: 933853497
--------------------------------------------------------------------------------------------------------------------------
Security: 055921100
Meeting Type: Special
Meeting Date: 24-Jul-2013
Ticker: BMC
ISIN: US0559211000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PROPOSAL TO CONSIDER AND VOTE ON A PROPOSAL Mgmt For For
TO ADOPT THE AGREEMENT AND PLAN OF MERGER
(AS IT MAY BE AMENDED FROM TIME TO TIME,
THE "MERGER AGREEMENT"), DATED AS OF MAY 6,
2013, BY AND AMONG BOXER PARENT COMPANY
INC., BOXER MERGER SUB INC. AND BMC
SOFTWARE, INC.
2 PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, SPECIFIED COMPENSATION
THAT MAY BECOME PAYABLE TO THE NAMED
EXECUTIVE OFFICERS OF BMC SOFTWARE, INC. IN
CONNECTION WITH THE MERGER.
3 PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE
PROPOSAL TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION Agenda Number: 933950277
--------------------------------------------------------------------------------------------------------------------------
Security: 101137107
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: BSX
ISIN: US1011371077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRUCE L. BYRNES Mgmt For For
1B. ELECTION OF DIRECTOR: NELDA J. CONNORS Mgmt For For
1C. ELECTION OF DIRECTOR: KRISTINA M. JOHNSON Mgmt For For
1D. ELECTION OF DIRECTOR: EDWARD J. LUDWIG Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL F. MAHONEY Mgmt For For
1F. ELECTION OF DIRECTOR: ERNEST MARIO Mgmt Abstain Against
1G. ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: PETE M. NICHOLAS Mgmt For For
1I. ELECTION OF DIRECTOR: UWE E. REINHARDT Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID J. ROUX Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN E. SUNUNU Mgmt For For
2. TO CONSIDER AND VOTE UPON AN ADVISORY VOTE Mgmt For For
TO APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION.
3. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR 2006 GLOBAL EMPLOYEE STOCK OWNERSHIP
PLAN.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR.
5. TO CONSIDER AND VOTE UPON A STOCKHOLDER Shr Against For
PROPOSAL SUBMITTED BY THE PEOPLE FOR THE
ETHICAL TREATMENT OF ANIMALS CONCERNING
ACCOUNTABILITY IN ANIMAL EXPERIMENTATION.
--------------------------------------------------------------------------------------------------------------------------
BREITBURN ENERGY PARTNERS L.P. Agenda Number: 934009158
--------------------------------------------------------------------------------------------------------------------------
Security: 106776107
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: BBEP
ISIN: US1067761072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RANDALL H. BREITENBACH Mgmt For For
DAVID B. KILPATRICK Mgmt For For
2. ADVISORY (NON-BINDING) PROPOSAL TO APPROVE Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF BREITBURN GP, LLC.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS, LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
BRINKER INTERNATIONAL, INC. Agenda Number: 933880622
--------------------------------------------------------------------------------------------------------------------------
Security: 109641100
Meeting Type: Annual
Meeting Date: 07-Nov-2013
Ticker: EAT
ISIN: US1096411004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH M. DEPINTO Mgmt For For
HARRIET EDELMAN Mgmt For For
MICHAEL A. GEORGE Mgmt For For
WILLIAM T. GILES Mgmt For For
GERARDO I. LOPEZ Mgmt For For
JON L. LUTHER Mgmt For For
JOHN W. MIMS Mgmt For For
GEORGE R. MRKONIC Mgmt For For
ROSENDO G. PARRA Mgmt For For
WYMAN T. ROBERTS Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR THE
FISCAL 2014 YEAR.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
4. TO AMEND THE COMPANY'S STOCK OPTION AND Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
BROADCOM CORPORATION Agenda Number: 933953956
--------------------------------------------------------------------------------------------------------------------------
Security: 111320107
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: BRCM
ISIN: US1113201073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. FINOCCHIO, JR Mgmt For For
NANCY H. HANDEL Mgmt For For
EDDY W. HARTENSTEIN Mgmt For For
MARIA M. KLAWE, PH.D. Mgmt For For
JOHN E. MAJOR Mgmt Withheld Against
SCOTT A. MCGREGOR Mgmt For For
WILLIAM T. MORROW Mgmt For For
HENRY SAMUELI, PH.D. Mgmt For For
ROBERT E. SWITZ Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt Against Against
COMPANY'S NAMED EXECUTIVE OFFICERS
DESCRIBED IN THE PROXY STATEMENT.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
BROADRIDGE FINANCIAL SOLUTIONS, INC. Agenda Number: 933883515
--------------------------------------------------------------------------------------------------------------------------
Security: 11133T103
Meeting Type: Annual
Meeting Date: 14-Nov-2013
Ticker: BR
ISIN: US11133T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD J. DALY Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT N. DUELKS Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD J. HAVILAND Mgmt For For
1E. ELECTION OF DIRECTOR: SANDRA S. JAFFEE Mgmt For For
1F. ELECTION OF DIRECTOR: STUART R. LEVINE Mgmt For For
1G. ELECTION OF DIRECTOR: MAURA A. MARKUS Mgmt For For
1H. ELECTION OF DIRECTOR: THOMAS J. PERNA Mgmt For For
1I. ELECTION OF DIRECTOR: ALAN J. WEBER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING JUNE 30, 2014.
3. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE BROADRIDGE 2007 OMNIBUS AWARD PLAN.
4. ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION (THE SAY ON PAY VOTE).
--------------------------------------------------------------------------------------------------------------------------
BUCKEYE PARTNERS, L.P. Agenda Number: 933992580
--------------------------------------------------------------------------------------------------------------------------
Security: 118230101
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: BPL
ISIN: US1182301010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FORREST E. WYLIE Mgmt For For
BARBARA J. DUGANIER Mgmt For For
JOSEPH A. LASALA, JR. Mgmt For For
MARTIN A. WHITE Mgmt For For
2. THE RATIFICATION OF THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS BUCKEYE PARTNERS,
L.P.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2014.
3. THE APPROVAL, IN AN ADVISORY VOTE, OF THE Mgmt For For
COMPENSATION OF BUCKEYE'S NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN OUR PROXY
STATEMENT PURSUANT TO ITEM 402 OF
REGULATION S-K.
--------------------------------------------------------------------------------------------------------------------------
BUNGE LIMITED Agenda Number: 933970293
--------------------------------------------------------------------------------------------------------------------------
Security: G16962105
Meeting Type: Annual
Meeting Date: 23-May-2014
Ticker: BG
ISIN: BMG169621056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ERNEST G. BACHRACH Mgmt For For
1B. ELECTION OF DIRECTOR: ENRIQUE H. BOILINI Mgmt For For
1C. ELECTION OF DIRECTOR: CAROL M. BROWNER Mgmt For For
2. TO APPOINT DELOITTE & TOUCHE LLP AS BUNGE Mgmt For For
LIMITED'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014 AND TO
AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD
OF DIRECTORS TO DETERMINE THE INDEPENDENT
AUDITORS' FEES.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. TO RE-APPROVE THE PERFORMANCE GOALS FOR THE Mgmt For For
BUNGE LIMITED 2009 EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
C. R. BARD, INC. Agenda Number: 933942939
--------------------------------------------------------------------------------------------------------------------------
Security: 067383109
Meeting Type: Annual
Meeting Date: 16-Apr-2014
Ticker: BCR
ISIN: US0673831097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID M. BARRETT Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN C. KELLY Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID F. MELCHER Mgmt For For
1D. ELECTION OF DIRECTOR: GAIL K. NAUGHTON Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN H. WEILAND Mgmt For For
1F. ELECTION OF DIRECTOR: ANTHONY WELTERS Mgmt For For
1G. ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2014.
3. TO APPROVE THE 2012 LONG TERM INCENTIVE Mgmt Against Against
PLAN OF C. R. BARD, INC., AS AMENDED AND
RESTATED.
4. TO APPROVE CERTAIN PROVISIONS OF THE Mgmt For For
EXECUTIVE BONUS PLAN OF C. R. BARD, INC.
5. TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS ON AN ADVISORY BASIS.
6. A SHAREHOLDER PROPOSAL RELATING TO Shr Against For
SUSTAINABILITY REPORTING.
7. A SHAREHOLDER PROPOSAL RELATING TO Shr For Against
SEPARATING THE CHAIR AND CEO.
--------------------------------------------------------------------------------------------------------------------------
CABLEVISION SYSTEMS CORPORATION Agenda Number: 933976334
--------------------------------------------------------------------------------------------------------------------------
Security: 12686C109
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: CVC
ISIN: US12686C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH J. LHOTA Mgmt For For
THOMAS V. REIFENHEISER Mgmt Withheld Against
JOHN R. RYAN Mgmt Withheld Against
VINCENT TESE Mgmt Withheld Against
LEONARD TOW Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. APPROVAL OF CABLEVISION SYSTEMS CORPORATION Mgmt Against Against
AMENDED AND RESTATED 2006 EMPLOYEE STOCK
PLAN.
4. NON-BINDING ADVISORY VOTE TO APPROVE Mgmt Against Against
EXECUTIVE COMPENSATION.
5. STOCKHOLDER PROPOSAL FOR A POLITICAL Shr Against For
CONTRIBUTIONS REPORT.
6. STOCKHOLDER PROPOSAL TO ADOPT A Shr For Against
RECAPITALIZATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 934004805
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For
1B. ELECTION OF DIRECTOR: DANIEL M. DICKINSON Mgmt For For
1C. ELECTION OF DIRECTOR: JUAN GALLARDO Mgmt For For
1D. ELECTION OF DIRECTOR: JESSE J. GREENE, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: PETER A. MAGOWAN Mgmt For For
1G. ELECTION OF DIRECTOR: DENNIS A. MUILENBURG Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS R. OBERHELMAN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM A. OSBORN Mgmt For For
1J. ELECTION OF DIRECTOR: EDWARD B. RUST, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1L. ELECTION OF DIRECTOR: MILES D. WHITE Mgmt For For
2. RATIFY THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. APPROVE THE CATERPILLAR INC. 2014 LONG-TERM Mgmt For For
INCENTIVE PLAN.
5. APPROVE THE CATERPILLAR INC. EXECUTIVE Mgmt For For
SHORT-TERM INCENTIVE PLAN.
6. STOCKHOLDER PROPOSAL - REVIEW OF GLOBAL Shr Against For
CORPORATE STANDARDS.
7. STOCKHOLDER PROPOSAL - SALES TO SUDAN. Shr Against For
8. STOCKHOLDER PROPOSAL - CUMULATIVE VOTING. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CELANESE CORPORATION Agenda Number: 933929020
--------------------------------------------------------------------------------------------------------------------------
Security: 150870103
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: CE
ISIN: US1508701034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEAN S. BLACKWELL Mgmt For For
1B. ELECTION OF DIRECTOR: MARTIN G. MCGUINN Mgmt For For
1C. ELECTION OF DIRECTOR: DANIEL S. SANDERS Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN K. WULFF Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. TO RATIFY THE SELECTION OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
CELGENE CORPORATION Agenda Number: 934002837
--------------------------------------------------------------------------------------------------------------------------
Security: 151020104
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: CELG
ISIN: US1510201049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. HUGIN Mgmt For For
R.W. BARKER, D. PHIL. Mgmt For For
MICHAEL D. CASEY Mgmt For For
CARRIE S. COX Mgmt For For
RODMAN L. DRAKE Mgmt For For
M.A. FRIEDMAN, M.D. Mgmt For For
GILLA KAPLAN, PH.D. Mgmt For For
JAMES J. LOUGHLIN Mgmt For For
ERNEST MARIO, PH.D. Mgmt Withheld Against
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. AMENDMENT OF THE COMPANY'S CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE THE AUTHORIZED
NUMBER OF SHARES OF COMMON STOCK AND TO
EFFECT A STOCK SPLIT.
4. APPROVAL OF AN AMENDMENT OF THE COMPANY'S Mgmt For For
2008 STOCK INCENTIVE PLAN.
5. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
6. STOCKHOLDER PROPOSAL DESCRIBED IN MORE Shr Against For
DETAIL IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORPORATION Agenda Number: 934004956
--------------------------------------------------------------------------------------------------------------------------
Security: 165167107
Meeting Type: Annual
Meeting Date: 13-Jun-2014
Ticker: CHK
ISIN: US1651671075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: VINCENT J. INTRIERI Mgmt Against Against
1B. ELECTION OF DIRECTOR: ROBERT D. LAWLER Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN J. LIPINSKI Mgmt Against Against
1D. ELECTION OF DIRECTOR: FREDERIC M. POSES Mgmt For For
1E. ELECTION OF DIRECTOR: ARCHIE W. DUNHAM Mgmt For For
1F. ELECTION OF DIRECTOR: R. BRAD MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: LOUIS A. RASPINO Mgmt For For
1H. ELECTION OF DIRECTOR: MERRILL A. "PETE" Mgmt For For
MILLER, JR.
1I. ELECTION OF DIRECTOR: THOMAS L. RYAN Mgmt Against Against
2. TO APPROVE AN AMENDMENT TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO DECLASSIFY OUR BOARD OF
DIRECTORS.
3. TO APPROVE AN AMENDMENT TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE MAXIMUM
NUMBER OF DIRECTORS THAT MAY CONSTITUTE OUR
BOARD.
4. TO APPROVE AN AMENDMENT TO OUR BYLAWS TO Mgmt For For
IMPLEMENT PROXY ACCESS.
5. TO APPROVE AN AMENDMENT TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO ELIMINATE SUPERMAJORITY
VOTING REQUIREMENTS.
6. AN ADVISORY VOTE TO APPROVE OUR NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
7. TO ADOPT A NEW LONG TERM INCENTIVE PLAN. Mgmt For For
8. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 933882157
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 19-Nov-2013
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B. ELECTION OF DIRECTOR: MARC BENIOFF Mgmt For For
1C. ELECTION OF DIRECTOR: GREGORY Q. BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1G. ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1H. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For
1I. ELECTION OF DIRECTOR: DR. KRISTINA M. Mgmt For For
JOHNSON
1J. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1K. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1L. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE 2005 STOCK INCENTIVE PLAN.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014.
5. APPROVAL TO HAVE CISCO HOLD A COMPETITION Shr Against For
FOR GIVING PUBLIC ADVICE ON THE VOTING
ITEMS IN THE PROXY FILING FOR CISCO'S 2014
ANNUAL SHAREOWNERS MEETING.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933933637
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT Mgmt For For
1B. ELECTION OF DIRECTOR: DUNCAN P. HENNES Mgmt For For
1C. ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt For For
1D. ELECTION OF DIRECTOR: EUGENE M. MCQUADE Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1F. ELECTION OF DIRECTOR: GARY M. REINER Mgmt For For
1G. ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1I. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1J. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
1K. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt For For
JR.
1M. ELECTION OF DIRECTOR: JAMES S. TURLEY Mgmt For For
1N. ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt For For
DE LEON
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY APPROVAL OF CITI'S 2013 EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE CITIGROUP 2014 STOCK Mgmt For For
INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL REQUESTING THAT Shr Against For
EXECUTIVES RETAIN A SIGNIFICANT PORTION OF
THEIR STOCK UNTIL REACHING NORMAL
RETIREMENT AGE.
6. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
LOBBYING AND GRASSROOTS LOBBYING
CONTRIBUTIONS.
7. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD INSTITUTE A POLICY TO MAKE IT MORE
PRACTICAL TO DENY INDEMNIFICATION FOR
DIRECTORS.
8. STOCKHOLDER PROPOSAL REQUESTING PROXY Shr Against For
ACCESS FOR SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
CMS ENERGY CORPORATION Agenda Number: 933969923
--------------------------------------------------------------------------------------------------------------------------
Security: 125896100
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: CMS
ISIN: US1258961002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JON E. BARFIELD Mgmt For For
1B. ELECTION OF DIRECTOR: KURT L. DARROW Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN E. EWING Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD M. GABRYS Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM D. HARVEY Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID W. JOOS Mgmt For For
1G. ELECTION OF DIRECTOR: PHILIP R. LOCHNER, Mgmt For For
JR.
1H. ELECTION OF DIRECTOR: JOHN G. RUSSELL Mgmt For For
1I. ELECTION OF DIRECTOR: KENNETH L. WAY Mgmt For For
1J. ELECTION OF DIRECTOR: LAURA H. WRIGHT Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN B. YASINSKY Mgmt For For
2. ADVISORY VOTE TO APPROVE THE CORPORATION'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
(PRICEWATERHOUSECOOPERS LLP).
4. PROPOSAL TO APPROVE PERFORMANCE INCENTIVE Mgmt For For
STOCK PLAN.
5. PROPOSAL TO APPROVE PERFORMANCE MEASURES IN Mgmt For For
INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
COACH, INC. Agenda Number: 933881446
--------------------------------------------------------------------------------------------------------------------------
Security: 189754104
Meeting Type: Annual
Meeting Date: 07-Nov-2013
Ticker: COH
ISIN: US1897541041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEW FRANKFORT Mgmt For For
SUSAN KROPF Mgmt For For
GARY LOVEMAN Mgmt For For
VICTOR LUIS Mgmt For For
IVAN MENEZES Mgmt For For
IRENE MILLER Mgmt For For
MICHAEL MURPHY Mgmt For For
STEPHANIE TILENIUS Mgmt For For
JIDE ZEITLIN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014
3. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
OF THE COMPANY'S EXECUTIVE COMPENSATION AS
DISCLOSED IN THE PROXY STATEMENT FOR THE
2013 ANNUAL MEETING
4. APPROVAL OF THE COACH, INC. 2013 Mgmt For For
PERFORMANCE-BASED ANNUAL INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
COMPASS MINERALS INTERNATIONAL, INC. Agenda Number: 933944755
--------------------------------------------------------------------------------------------------------------------------
Security: 20451N101
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: CMP
ISIN: US20451N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRADLEY J. BELL Mgmt For For
RICHARD S. GRANT Mgmt For For
AMY J. YODER Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS COMPASS MINERALS' INDEPENDENT REGISTERED
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CON-WAY INC. Agenda Number: 933954441
--------------------------------------------------------------------------------------------------------------------------
Security: 205944101
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: CNW
ISIN: US2059441012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN J. ANTON Mgmt For For
1B. ELECTION OF DIRECTOR: W. KEITH KENNEDY, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL J. MURRAY Mgmt For For
1D. ELECTION OF DIRECTOR: EDITH R. PEREZ Mgmt For For
1E. ELECTION OF DIRECTOR: P. CODY PHIPPS Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM J. SCHROEDER Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS W. STOTLAR Mgmt For For
1I. ELECTION OF DIRECTOR: PETER W. STOTT Mgmt For For
1J. ELECTION OF DIRECTOR: ROY W. TEMPLIN Mgmt For For
1K. ELECTION OF DIRECTOR: CHELSEA C. WHITE III Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. APPROVE AMENDMENTS TO THE COMPANY'S BYLAWS Mgmt For For
TO ALLOW SHAREHOLDERS WHO HAVE HELD IN THE
AGGREGATE AT LEAST A 25% "NET LONG
POSITION" IN THE COMPANY'S CAPITAL STOCK
FOR AT LEAST ONE YEAR TO CALL A SPECIAL
MEETING OF THE SHAREHOLDERS
4. RATIFY APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 933946305
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: JODY L. FREEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: GAY HUEY EVANS Mgmt For For
1G. ELECTION OF DIRECTOR: RYAN M. LANCE Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For
1I. ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt For For
2. RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
CONOCOPHILLIPS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF 2014 OMNIBUS STOCK AND Mgmt For For
PERFORMANCE INCENTIVE PLAN OF
CONOCOPHILLIPS.
5. REPORT ON LOBBYING EXPENDITURES. Shr Against For
6. GREENHOUSE GAS REDUCTION TARGETS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CROWN HOLDINGS, INC. Agenda Number: 933949402
--------------------------------------------------------------------------------------------------------------------------
Security: 228368106
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: CCK
ISIN: US2283681060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JENNE K. BRITELL Mgmt For For
JOHN W. CONWAY Mgmt For For
ARNOLD W. DONALD Mgmt For For
WILLIAM G. LITTLE Mgmt For For
HANS J. LOLIGER Mgmt For For
JAMES H. MILLER Mgmt Withheld Against
JOSEF M. MULLER Mgmt For For
THOMAS A. RALPH Mgmt For For
CAESAR F. SWEITZER Mgmt For For
JIM L. TURNER Mgmt For For
WILLIAM S. URKIEL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
THE RESOLUTION ON EXECUTIVE COMPENSATION AS
DESCRIBED IN THE PROXY STATEMENT.
4. TO CONSIDER AND ACT UPON A SHAREHOLDER'S Shr Against For
PROPOSAL REGARDING EXECUTIVE STOCK
RETENTION, WHICH PROPOSAL THE BOARD OF
DIRECTORS UNANIMOUSLY OPPOSES.
5. TO CONSIDER AND ACT UPON A SHAREHOLDER'S Shr Against For
PROPOSAL REGARDING EXECUTIVE RETIREMENT
BENEFITS, WHICH PROPOSAL THE BOARD OF
DIRECTORS UNANIMOUSLY OPPOSES.
--------------------------------------------------------------------------------------------------------------------------
CSX CORPORATION Agenda Number: 933951914
--------------------------------------------------------------------------------------------------------------------------
Security: 126408103
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: CSX
ISIN: US1264081035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: D.M. ALVARADO Mgmt For For
1B. ELECTION OF DIRECTOR: J.B. BREAUX Mgmt For For
1C. ELECTION OF DIRECTOR: P.L. CARTER Mgmt For For
1D. ELECTION OF DIRECTOR: S.T. HALVERSON Mgmt For For
1E. ELECTION OF DIRECTOR: E.J. KELLY, III Mgmt For For
1F. ELECTION OF DIRECTOR: G.H. LAMPHERE Mgmt For For
1G. ELECTION OF DIRECTOR: J.D. MCPHERSON Mgmt For For
1H. ELECTION OF DIRECTOR: T.T. O'TOOLE Mgmt For For
1I. ELECTION OF DIRECTOR: D.M. RATCLIFFE Mgmt For For
1J. ELECTION OF DIRECTOR: D.J. SHEPARD Mgmt For For
1K. ELECTION OF DIRECTOR: M.J. WARD Mgmt For For
1L. ELECTION OF DIRECTOR: J.C. WATTS, JR. Mgmt For For
1M. ELECTION OF DIRECTOR: J.S. WHISLER Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY RESOLUTION TO APPROVE COMPENSATION Mgmt For For
FOR THE COMPANY'S NAMED EXECUTIVE OFFICERS.
4. SHAREHOLDER PROPOSAL REQUESTING ACTION BY Shr Against For
THE BOARD OF DIRECTORS TO ALLOW
SHAREHOLDERS TO ACT BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
CYTEC INDUSTRIES INC. Agenda Number: 933930605
--------------------------------------------------------------------------------------------------------------------------
Security: 232820100
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: CYT
ISIN: US2328201007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANTHONY G. FERNANDES Mgmt For For
1B. ELECTION OF DIRECTOR: SHANE D. FLEMING Mgmt For For
1C. ELECTION OF DIRECTOR: RAYMOND P. SHARPE Mgmt For For
2. RATIFICATION OF KPMG LLP AS THE COMPANY'S Mgmt For For
AUDITORS FOR 2014.
3. APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
DAVITA HEALTHCARE PARTNERS, INC. Agenda Number: 934006671
--------------------------------------------------------------------------------------------------------------------------
Security: 23918K108
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: DVA
ISIN: US23918K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAMELA M. ARWAY Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES G. BERG Mgmt For For
1C. ELECTION OF DIRECTOR: CAROL ANTHONY Mgmt For For
DAVIDSON
1D. ELECTION OF DIRECTOR: PAUL J. DIAZ Mgmt For For
1E. ELECTION OF DIRECTOR: PETER T. GRAUER Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT J. MARGOLIS Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN M. NEHRA Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM L. ROPER Mgmt For For
1I. ELECTION OF DIRECTOR: KENT J. THIRY Mgmt For For
1J. ELECTION OF DIRECTOR: ROGER J. VALINE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
3. TO HOLD AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
4. TO ADOPT AND APPROVE AN AMENDMENT AND Mgmt For For
RESTATEMENT OF OUR 2011 INCENTIVE AWARD
PLAN.
5. TO CONSIDER AND VOTE UPON A STOCKHOLDER Shr Against For
PROPOSAL, IF PROPERLY PRESENTED AT THE
ANNUAL MEETING REGARDING THE BOARD
CHAIRMANSHIP.
--------------------------------------------------------------------------------------------------------------------------
DEAN FOODS COMPANY Agenda Number: 933980559
--------------------------------------------------------------------------------------------------------------------------
Security: 242370203
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: DF
ISIN: US2423702032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR FOR A 1-YEAR TERM: TOM Mgmt For For
C. DAVIS
1.2 ELECTION OF DIRECTOR FOR A 1-YEAR TERM: Mgmt For For
JOHN R. MUSE
1.3 ELECTION OF DIRECTOR FOR A 1-YEAR TERM: Mgmt For For
GREGG A. TANNER
1.4 ELECTION OF DIRECTOR FOR A 1-YEAR TERM: JIM Mgmt For For
L. TURNER
1.5 ELECTION OF DIRECTOR FOR A 1-YEAR TERM: Mgmt For For
ROBERT T. WISEMAN
2. PROPOSAL TO APPROVE AND ADOPT AN AMENDMENT Mgmt For For
TO OUR RESTATED CERTIFICATE OF
INCORPORATION DECREASING THE TOTAL NUMBER
OF AUTHORIZED SHARES OF OUR CAPITAL STOCK.
3. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
OUR EXECUTIVE COMPENSATION.
4. PROPOSAL TO RATIFY DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT AUDITOR.
5. STOCKHOLDER PROPOSAL TO LIMIT ACCELERATED Shr For Against
VESTING OF EQUITY AWARDS IN CONNECTION WITH
A CHANGE IN CONTROL OF OUR COMPANY.
6. STOCKHOLDER PROPOSAL RELATED TO THE Shr Against For
REPORTING OF POLITICAL CONTRIBUTIONS.
7. STOCKHOLDER PROPOSAL RELATED TO WATER Shr Against For
STEWARDSHIP IN THE AGRICULTURAL SUPPLY
CHAIN.
--------------------------------------------------------------------------------------------------------------------------
DECKERS OUTDOOR CORPORATION Agenda Number: 934004855
--------------------------------------------------------------------------------------------------------------------------
Security: 243537107
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: DECK
ISIN: US2435371073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANGEL R. MARTINEZ Mgmt For For
JOHN M. GIBBONS Mgmt For For
JOHN G. PERENCHIO Mgmt For For
MAUREEN CONNERS Mgmt For For
KARYN O. BARSA Mgmt For For
MICHAEL F. DEVINE, III Mgmt For For
JAMES QUINN Mgmt For For
LAURI SHANAHAN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL PERIOD OF
JANUARY 1, 2014 THROUGH MARCH 31, 2014
(TRANSITION PERIOD) AND FOR THE FISCAL
PERIOD OF APRIL 1, 2014 THROUGH MARCH 31,
2015 (FISCAL YEAR 2015).
3. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE COMPENSATION
DISCUSSION AND ANALYSIS SECTION OF THE
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION Agenda Number: 933987375
--------------------------------------------------------------------------------------------------------------------------
Security: 25179M103
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: DVN
ISIN: US25179M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BARBARA M. BAUMANN Mgmt For For
JOHN E. BETHANCOURT Mgmt For For
ROBERT H. HENRY Mgmt For For
JOHN A. HILL Mgmt For For
MICHAEL M. KANOVSKY Mgmt For For
ROBERT A. MOSBACHER, JR Mgmt For For
J. LARRY NICHOLS Mgmt For For
DUANE C. RADTKE Mgmt For For
MARY P. RICCIARDELLO Mgmt Withheld Against
JOHN RICHELS Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT AUDITORS FOR 2014.
4. REPORT ON PLANS TO ADDRESS CLIMATE CHANGE. Shr Against For
5. REPORT DISCLOSING LOBBYING POLICY AND Shr Against For
ACTIVITY.
6. REPORT ON LOBBYING ACTIVITIES RELATED TO Shr Against For
ENERGY POLICY AND CLIMATE CHANGE.
--------------------------------------------------------------------------------------------------------------------------
DEVRY INC. Agenda Number: 933883490
--------------------------------------------------------------------------------------------------------------------------
Security: 251893103
Meeting Type: Annual
Meeting Date: 06-Nov-2013
Ticker: DV
ISIN: US2518931033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CONNIE R. CURRAN Mgmt For For
DANIEL HAMBURGER Mgmt For For
RONALD L. TAYLOR Mgmt For For
2. RATIFICATION OF SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. APPROVAL OF AN AMENDMENT TO OUR RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO CHANGE OUR
NAME TO "DEVRY EDUCATION GROUP INC."
4. APPROVAL OF THE DEVRY INC. INCENTIVE PLAN Mgmt For For
OF 2013.
5. AN ADVISORY VOTE ON THE APPROVAL OF Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES Agenda Number: 933944250
--------------------------------------------------------------------------------------------------------------------------
Security: 254709108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: DFS
ISIN: US2547091080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY S. ARONIN Mgmt For For
1B. ELECTION OF DIRECTOR: MARY K. BUSH Mgmt For For
1C. ELECTION OF DIRECTOR: GREGORY C. CASE Mgmt For For
1D. ELECTION OF DIRECTOR: CANDACE H. DUNCAN Mgmt For For
1E. ELECTION OF DIRECTOR: CYNTHIA A. GLASSMAN Mgmt For For
1F. ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS G. MAHERAS Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL H. MOSKOW Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID W. NELMS Mgmt For For
1J. ELECTION OF DIRECTOR: MARK A. THIERER Mgmt For For
1K. ELECTION OF DIRECTOR: LAWRENCE A. WEINBACH Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR OMNIBUS INCENTIVE PLAN.
4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION Agenda Number: 933972261
--------------------------------------------------------------------------------------------------------------------------
Security: 256677105
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: DG
ISIN: US2566771059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WARREN F. BRYANT Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL M. CALBERT Mgmt For For
1C. ELECTION OF DIRECTOR: SANDRA B. COCHRAN Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD W. DREILING Mgmt For For
1E. ELECTION OF DIRECTOR: PATRICIA D. Mgmt For For
FILI-KRUSHEL
1F. ELECTION OF DIRECTOR: WILLIAM C. RHODES, Mgmt For For
III
1G. ELECTION OF DIRECTOR: DAVID B. RICKARD Mgmt For For
2. TO APPROVE, ON AN ADVISORY (NONBINDING) Mgmt For For
BASIS, THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
3. TO RATIFY ERNST & YOUNG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
DOLLAR TREE, INC. Agenda Number: 934024059
--------------------------------------------------------------------------------------------------------------------------
Security: 256746108
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: DLTR
ISIN: US2567461080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ARNOLD S. BARRON Mgmt For For
MACON F. BROCK, JR. Mgmt For For
MARY ANNE CITRINO Mgmt For For
H. RAY COMPTON Mgmt For For
CONRAD M. HALL Mgmt For For
LEMUEL E. LEWIS Mgmt For For
J. DOUGLAS PERRY Mgmt For For
BOB SASSER Mgmt For For
THOMAS A. SAUNDERS III Mgmt For For
THOMAS E. WHIDDON Mgmt For For
CARL P. ZEITHAML Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
3. TO RATIFY THE SELECTION OF KPMG AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
4. SHAREHOLDER PROPOSAL TO IMPLEMENT A Shr For Against
MAJORITY VOTE STANDARD IN UNCONTESTED
DIRECTOR ELECTIONS
--------------------------------------------------------------------------------------------------------------------------
DR PEPPER SNAPPLE GROUP,INC. Agenda Number: 933947547
--------------------------------------------------------------------------------------------------------------------------
Security: 26138E109
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: DPS
ISIN: US26138E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN L. ADAMS Mgmt For For
1B. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1C. ELECTION OF DIRECTOR: RONALD G. ROGERS Mgmt For For
1D. ELECTION OF DIRECTOR: WAYNE R. SANDERS Mgmt For For
1E. ELECTION OF DIRECTOR: JACK L. STAHL Mgmt For For
1F. ELECTION OF DIRECTOR: LARRY D. YOUNG Mgmt For For
2. TO RATIFY DELOITTE & TOUCHE LLP AS Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
3. RESOLVED, THAT THE COMPENSATION PAID TO THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS WITH
RESPECT TO 2013, AS DISCLOSED PURSUANT TO
THE COMPENSATION DISCLOSURE RULES AND
REGULATIONS OF THE SEC, INCLUDING THE
COMPENSATION DISCUSSION AND ANALYSIS,
COMPENSATION TABLES AND THE NARRATIVE
DISCUSSION, IS HEREBY APPROVED.
4. TO VOTE ON STOCKHOLDER PROPOSAL REGARDING Shr Against For
COMPREHENSIVE RECYCLING STRATEGY FOR
BEVERAGE CONTAINERS.
5. TO APPROVE AMENDMENT TO PERFORMANCE-BASED Mgmt For For
CRITERIA UNDER 2009 STOCK PLAN AND APPROVE
SUCH CRITERIA UNDER SECTION 162(M) OF
INTERNAL REVENUE CODE FOR FUTURE AWARDS.
--------------------------------------------------------------------------------------------------------------------------
DST SYSTEMS, INC. Agenda Number: 933956231
--------------------------------------------------------------------------------------------------------------------------
Security: 233326107
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: DST
ISIN: US2333261079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LYNN DORSEY BLEIL Mgmt For For
JOHN W. CLARK Mgmt For For
2 RATIFY THE AUDIT COMMITTEE'S SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP.
3 ADVISORY RESOLUTION TO APPROVE NEO Mgmt For For
COMPENSATION.
4 STOCKHOLDER PROPOSAL REGARDING THE Shr Against For
SEPARATION OF THE CHAIRMAN OF THE BOARD AND
CHIEF EXECUTIVE OFFICER POSITIONS.
5 STOCKHOLDER PROPOSAL REGARDING A MAJORITY Shr For Against
VOTE STANDARD FOR DIRECTOR ELECTIONS.
6 STOCKHOLDER PROPOSAL REGARDING THE REPEAL Shr For
OF THE COMPANY'S CLASSIFIED BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
E*TRADE FINANCIAL CORPORATION Agenda Number: 933946850
--------------------------------------------------------------------------------------------------------------------------
Security: 269246401
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: ETFC
ISIN: US2692464017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD J. CARBONE Mgmt For For
1B. ELECTION OF DIRECTOR: MOHSEN Z. FAHMI Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER M. FLINK Mgmt For For
1D. ELECTION OF DIRECTOR: PAUL T. IDZIK Mgmt For For
1E. ELECTION OF DIRECTOR: FREDERICK W. KANNER Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES LAM Mgmt For For
1G. ELECTION OF DIRECTOR: RODGER A. LAWSON Mgmt For For
1H. ELECTION OF DIRECTOR: REBECCA SAEGER Mgmt For For
1I. ELECTION OF DIRECTOR: JOSEPH L. SCLAFANI Mgmt For For
1J. ELECTION OF DIRECTOR: JOSEPH M. VELLI Mgmt For For
1K. ELECTION OF DIRECTOR: DONNA L. WEAVER Mgmt For For
2. TO APPROVE THE COMPENSATION OF THE NAMED Mgmt For For
EXECUTIVE OFFICERS, AS DISCLOSED IN THE
PROXY STATEMENT FOR THE 2014 ANNUAL MEETING
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
--------------------------------------------------------------------------------------------------------------------------
EAST WEST BANCORP, INC. Agenda Number: 933958665
--------------------------------------------------------------------------------------------------------------------------
Security: 27579R104
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: EWBC
ISIN: US27579R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
IRIS S. CHAN Mgmt For For
RUDOLPH I. ESTRADA Mgmt For For
JULIA S. GOUW Mgmt For For
PAUL H. IRVING Mgmt For For
TAK-CHUEN CLARENCE KWAN Mgmt For For
JOHN LEE Mgmt For For
HERMAN Y. LI Mgmt For For
JACK C. LIU Mgmt For For
DOMINIC NG Mgmt For For
KEITH W. RENKEN Mgmt For For
2. RATIFICATION OF AUDITORS. RATIFY THE Mgmt For For
APPOINTMENT OF KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR ITS FISCAL YEAR ENDING DECEMBER
31, 2014
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION. AN ADVISORY VOTE TO APPROVE
EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
EDISON INTERNATIONAL Agenda Number: 933932370
--------------------------------------------------------------------------------------------------------------------------
Security: 281020107
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: EIX
ISIN: US2810201077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAGJEET S. BINDRA Mgmt For For
1B. ELECTION OF DIRECTOR: VANESSA C.L. CHANG Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCE A. CORDOVA Mgmt Abstain Against
1D. ELECTION OF DIRECTOR: THEODORE F. CRAVER, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: BRADFORD M. FREEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: LUIS G. NOGALES Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD T. Mgmt For For
SCHLOSBERG, III
1H. ELECTION OF DIRECTOR: LINDA G. STUNTZ Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS C. SUTTON Mgmt For For
1J. ELECTION OF DIRECTOR: ELLEN O. TAUSCHER Mgmt For For
1K. ELECTION OF DIRECTOR: PETER J. TAYLOR Mgmt For For
1L. ELECTION OF DIRECTOR: BRETT WHITE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 933931227
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: M. L. ESKEW Mgmt For For
1B. ELECTION OF DIRECTOR: K. N. HORN Mgmt For For
1C. ELECTION OF DIRECTOR: W. G. KAELIN Mgmt For For
1D. ELECTION OF DIRECTOR: J. C. LECHLEITER Mgmt For For
1E. ELECTION OF DIRECTOR: M. S. RUNGE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
OF ERNST & YOUNG LLP AS PRINCIPAL
INDEPENDENT AUDITOR FOR 2014.
3. APPROVE, BY NON-BINDING VOTE, COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ENDURANCE SPECIALTY HOLDINGS LTD. Agenda Number: 933963767
--------------------------------------------------------------------------------------------------------------------------
Security: G30397106
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: ENH
ISIN: BMG303971060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JOHN T. BAILY Mgmt For For
1.2 ELECTION OF DIRECTOR: NORMAN BARHAM Mgmt For For
1.3 ELECTION OF DIRECTOR: GALEN R. BARNES Mgmt For For
1.4 ELECTION OF DIRECTOR: WILLIAM H. BOLINDER Mgmt For For
1.5 ELECTION OF DIRECTOR: JOHN R. CHARMAN Mgmt For For
1.6 ELECTION OF DIRECTOR: SUSAN S. FLEMING Mgmt For For
1.7 ELECTION OF DIRECTOR: SCOTT D. MOORE Mgmt For For
1.8 ELECTION OF DIRECTOR: ROBERT A. SPASS Mgmt For For
2. TO APPOINT ERNST & YOUNG LTD. AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014 AND TO AUTHORIZE THE
BOARD OF DIRECTORS, ACTING THROUGH THE
AUDIT COMMITTEE, TO SET THE FEES FOR ERNST
& YOUNG LTD.
3. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ENTERGY CORPORATION Agenda Number: 933938358
--------------------------------------------------------------------------------------------------------------------------
Security: 29364G103
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: ETR
ISIN: US29364G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: M.S. BATEMAN Mgmt For For
1B. ELECTION OF DIRECTOR: L.P. DENAULT Mgmt For For
1C. ELECTION OF DIRECTOR: K.H. DONALD Mgmt For For
1D. ELECTION OF DIRECTOR: G.W. EDWARDS Mgmt For For
1E. ELECTION OF DIRECTOR: A.M. HERMAN Mgmt For For
1F. ELECTION OF DIRECTOR: D.C. HINTZ Mgmt For For
1G. ELECTION OF DIRECTOR: S.L. LEVENICK Mgmt For For
1H. ELECTION OF DIRECTOR: B.L. LINCOLN Mgmt For For
1I. ELECTION OF DIRECTOR: S.C. MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: W.J. TAUZIN Mgmt For For
1K. ELECTION OF DIRECTOR: S.V. WILKINSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING Shr Against For
DECOMMISSIONING OF INDIAN POINT NUCLEAR
REACTORS.
5. SHAREHOLDER PROPOSAL REGARDING REPORTING ON Shr Against For
NUCLEAR SAFETY.
--------------------------------------------------------------------------------------------------------------------------
ENTERPRISE PRODUCTS PARTNERS L.P. Agenda Number: 933872714
--------------------------------------------------------------------------------------------------------------------------
Security: 293792107
Meeting Type: Special
Meeting Date: 30-Sep-2013
Ticker: EPD
ISIN: US2937921078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE AMENDMENT AND Mgmt For For
RESTATEMENT OF THE 2008 ENTERPRISE PRODUCTS
LONG-TERM INCENTIVE PLAN.
2. PROPOSAL TO APPROVE THE AMENDMENT AND Mgmt For For
RESTATEMENT OF THE EPD UNIT PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
EPL OIL & GAS, INC. Agenda Number: 934000489
--------------------------------------------------------------------------------------------------------------------------
Security: 26883D108
Meeting Type: Special
Meeting Date: 30-May-2014
Ticker: EPL
ISIN: US26883D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF MARCH 12, 2014, AMONG EPL OIL &
GAS, INC., ENERGY XXI (BERMUDA) LIMITED,
ENERGY XXI GULF COAST, INC. AND CLYDE
MERGER SUB, INC.
2. APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO EPL OIL & GAS, INC.'S
NAMED EXECUTIVE OFFICERS THAT IS BASED ON
OR OTHERWISE RELATES TO THE PROPOSED
TRANSACTIONS.
3. APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES.
--------------------------------------------------------------------------------------------------------------------------
EQT CORPORATION Agenda Number: 933936417
--------------------------------------------------------------------------------------------------------------------------
Security: 26884L109
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: EQT
ISIN: US26884L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARGARET K. DORMAN Mgmt For For
1B ELECTION OF DIRECTOR: DAVID L. PORGES Mgmt For For
1C ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt Against Against
1D ELECTION OF DIRECTOR: DAVID S. SHAPIRA Mgmt For For
2 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3 APPROVAL OF THE COMPANY'S 2014 LONG-TERM Mgmt For For
INCENTIVE PLAN
4 APPROVAL OF THE MATERIAL TERMS OF Mgmt For For
PERFORMANCE GOALS FOR PURPOSES OF INTERNAL
REVENUE CODE SECTION 162(M)
5 RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANT
--------------------------------------------------------------------------------------------------------------------------
EVEREST RE GROUP, LTD. Agenda Number: 933978340
--------------------------------------------------------------------------------------------------------------------------
Security: G3223R108
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: RE
ISIN: BMG3223R1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DOMINIC J. ADDESSO Mgmt For For
JOHN J. AMORE Mgmt For For
JOHN R. DUNNE Mgmt For For
WILLIAM F. GALTNEY, JR. Mgmt For For
ROGER M. SINGER Mgmt For For
JOSEPH V. TARANTO Mgmt For For
JOHN A. WEBER Mgmt For For
2. TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE COMPANY'S REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014
AND AUTHORIZE THE BOARD OF DIRECTORS ACTING
BY THE AUDIT COMMITTEE OF THE BOARD TO SET
THE FEES FOR THE REGISTERED PUBLIC
ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE 2013 EXECUTIVE Mgmt Against Against
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
EXELIS, INC Agenda Number: 933949325
--------------------------------------------------------------------------------------------------------------------------
Security: 30162A108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: XLS
ISIN: US30162A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAUL J. KERN Mgmt For For
1B. ELECTION OF DIRECTOR: MARK L. REUSS Mgmt For For
1C. ELECTION OF DIRECTOR: BILLIE I. WILLIAMSON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. APPROVAL OF A PROPOSAL TO AMEND THE EXELIS Mgmt For For
AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS STARTING IN 2015.
4. APPROVAL OF A PROPOSAL TO AMEND THE EXELIS Mgmt For For
AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO ALLOW SHAREHOLDERS TO CALL
A SPECIAL MEETING.
5. APPROVAL, IN AN ADVISORY VOTE, OF THE Mgmt For For
COMPENSATION FOR OUR NAMED EXECUTIVE
OFFICERS, AS DESCRIBED IN THE 2014 PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EXELON CORPORATION Agenda Number: 933956344
--------------------------------------------------------------------------------------------------------------------------
Security: 30161N101
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: EXC
ISIN: US30161N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANTHONY K. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: ANN C. BERZIN Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: CHRISTOPHER M. CRANE Mgmt For For
1E. ELECTION OF DIRECTOR: YVES C. DE BALMANN Mgmt For For
1F. ELECTION OF DIRECTOR: NICHOLAS DEBENEDICTIS Mgmt For For
1G. ELECTION OF DIRECTOR: NELSON A. DIAZ Mgmt For For
1H. ELECTION OF DIRECTOR: SUE L. GIN Mgmt For For
1I. ELECTION OF DIRECTOR: PAUL L. JOSKOW Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT J. LAWLESS Mgmt For For
1K. ELECTION OF DIRECTOR: RICHARD W. MIES Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt For For
1N. ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Mgmt For For
1O. ELECTION OF DIRECTOR: STEPHEN D. STEINOUR Mgmt For For
2. THE RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS EXELON'S INDEPENDENT ACCOUNTANT FOR
2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. RENEW THE SENIOR EXECUTIVE ANNUAL INCENTIVE Mgmt For For
PLAN.
5. A SHAREHOLDER PROPOSAL TO LIMIT INDIVIDUAL Shr Against For
TOTAL COMPENSATION FOR EACH OF THE NAMED
EXECUTIVE OFFICERS TO 100 TIMES THE ANNUAL
MEDIAN COMPENSATION PAID TO ALL EMPLOYEES.
--------------------------------------------------------------------------------------------------------------------------
EXPEDIA, INC. Agenda Number: 934007128
--------------------------------------------------------------------------------------------------------------------------
Security: 30212P303
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: EXPE
ISIN: US30212P3038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE "SKIP" BATTLE* Mgmt Withheld Against
PAMELA L. COE Mgmt Withheld Against
BARRY DILLER Mgmt Withheld Against
JONATHAN L. DOLGEN Mgmt For For
CRAIG A. JACOBSON* Mgmt For For
VICTOR A. KAUFMAN Mgmt Withheld Against
PETER M. KERN* Mgmt For For
DARA KHOSROWSHAHI Mgmt For For
JOHN C. MALONE Mgmt Withheld Against
JOSE A. TAZON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF THE COMPANY'S EXECUTIVE
COMPENSATION.
4. STOCKHOLDERS PROPOSAL REGARDING A REPORT Shr Against For
CONCERNING POLITICAL CONTRIBUTIONS AND
EXPENDITURES, IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933975154
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
U.M. BURNS Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
H.H. FORE Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
W.C. WELDON Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. MAJORITY VOTE FOR DIRECTORS Shr For Against
5. LIMIT DIRECTORSHIPS Shr Against For
6. AMENDMENT OF EEO POLICY Shr Against For
7. REPORT ON LOBBYING Shr Against For
8. GREENHOUSE GAS EMISSIONS GOALS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK INC. Agenda Number: 933958324
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARC L. ANDREESSEN Mgmt For For
ERSKINE B. BOWLES Mgmt For For
S.D. DESMOND-HELLMANN Mgmt For For
DONALD E. GRAHAM Mgmt For For
REED HASTINGS Mgmt For For
SHERYL K. SANDBERG Mgmt For For
PETER A. THIEL Mgmt For For
MARK ZUCKERBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS FACEBOOK, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. A STOCKHOLDER PROPOSAL REGARDING CHANGE IN Shr For Against
STOCKHOLDER VOTING.
4. A STOCKHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
EXPENDITURES.
5. A STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS.
6. A STOCKHOLDER PROPOSAL REGARDING CHILDHOOD Shr Against For
OBESITY AND FOOD MARKETING TO YOUTH.
7. A STOCKHOLDER PROPOSAL REGARDING AN ANNUAL Shr For Against
SUSTAINABILITY REPORT.
--------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP Agenda Number: 933930706
--------------------------------------------------------------------------------------------------------------------------
Security: 316773100
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: FITB
ISIN: US3167731005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NICHOLAS K. AKINS Mgmt For For
1B. ELECTION OF DIRECTOR: B. EVAN BAYH III Mgmt For For
1C. ELECTION OF DIRECTOR: ULYSSES L. BRIDGEMAN, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: EMERSON L. BRUMBACK Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES P. HACKETT Mgmt For For
1F. ELECTION OF DIRECTOR: GARY R. HEMINGER Mgmt For For
1G. ELECTION OF DIRECTOR: JEWELL D. HOOVER Mgmt For For
1H. ELECTION OF DIRECTOR: KEVIN T. KABAT Mgmt For For
1I. ELECTION OF DIRECTOR: MITCHEL D. Mgmt For For
LIVINGSTON, PH.D.
1J. ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For
MCCALLISTER
1K. ELECTION OF DIRECTOR: HENDRIK G. MEIJER Mgmt For For
1L. ELECTION OF DIRECTOR: MARSHA C. WILLIAMS Mgmt For For
2. APPROVAL OF THE APPOINTMENT OF THE FIRM OF Mgmt For For
DELOITTE & TOUCHE LLP TO SERVE AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE YEAR 2014.
3. PROPOSAL DESCRIBED IN THE PROXY STATEMENT Mgmt For For
TO APPROVE THE FIFTH THIRD BANCORP 2014
INCENTIVE COMPENSATION PLAN, INCLUDING THE
ISSUANCE OF UP TO AN ADDITIONAL 36,000,000
SHARES OF COMMON STOCK THEREUNDER.
4. AN ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
5. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
FIRSTENERGY CORP. Agenda Number: 933954376
--------------------------------------------------------------------------------------------------------------------------
Security: 337932107
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: FE
ISIN: US3379321074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAUL T. ADDISON Mgmt For For
ANTHONY J. ALEXANDER Mgmt For For
MICHAEL J. ANDERSON Mgmt For For
WILLIAM T. COTTLE Mgmt For For
ROBERT B. HEISLER, JR. Mgmt For For
JULIA L. JOHNSON Mgmt For For
TED J. KLEISNER Mgmt For For
DONALD T. MISHEFF Mgmt For For
ERNEST J. NOVAK, JR. Mgmt For For
CHRISTOPHER D. PAPPAS Mgmt For For
CATHERINE A. REIN Mgmt For For
LUIS A. REYES Mgmt For For
GEORGE M. SMART Mgmt For For
WES M. TAYLOR Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. SHAREHOLDER PROPOSAL: ADOPTION OF A Shr For Against
SPECIFIC PERFORMANCE POLICY
5. SHAREHOLDER PROPOSAL: RETIREMENT BENEFITS Shr For Against
6. SHAREHOLDER PROPOSAL: VESTING OF EQUITY Shr Against For
AWARD POLICY
7. SHAREHOLDER PROPOSAL: DIRECTOR ELECTION Shr For Against
MAJORITY VOTE STANDARD
--------------------------------------------------------------------------------------------------------------------------
FLOWSERVE CORPORATION Agenda Number: 933972716
--------------------------------------------------------------------------------------------------------------------------
Security: 34354P105
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: FLS
ISIN: US34354P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GAYLA J. DELLY Mgmt For For
RICK J. MILLS Mgmt For For
CHARLES M. RAMPACEK Mgmt For For
WILLIAM C. RUSNACK Mgmt For For
JOHN R. FRIEDERY Mgmt For For
JOE E. HARLAN Mgmt For For
LEIF E. DARNER Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
4. A SHAREHOLDER PROPOSAL REQUESTING THE BOARD Shr Against For
OF DIRECTORS TAKE ACTION TO IMPLEMENT
CONFIDENTIAL VOTING IN UNCONTESTED PROXY
SOLICITATIONS.
--------------------------------------------------------------------------------------------------------------------------
FLUOR CORPORATION Agenda Number: 933936556
--------------------------------------------------------------------------------------------------------------------------
Security: 343412102
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: FLR
ISIN: US3434121022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER K. BARKER Mgmt For For
1B. ELECTION OF DIRECTOR: ALAN M. BENNETT Mgmt For For
1C. ELECTION OF DIRECTOR: ROSEMARY T. BERKERY Mgmt For For
1D. ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES T. HACKETT Mgmt For For
1F. ELECTION OF DIRECTOR: DEBORAH D. MCWHINNEY Mgmt For For
1G. ELECTION OF DIRECTOR: DEAN R. O'HARE Mgmt For For
1H. ELECTION OF DIRECTOR: ARMANDO J. OLIVERA Mgmt For For
1I. ELECTION OF DIRECTOR: JOSEPH W. PRUEHER Mgmt For For
1J. ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID T. SEATON Mgmt For For
1L. ELECTION OF DIRECTOR: NADER H. SULTAN Mgmt For For
1M. ELECTION OF DIRECTOR: LYNN C. SWANN Mgmt For For
2. AN ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. THE APPROVAL OF THE FLUOR CORPORATION 2014 Mgmt For For
RESTRICTED STOCK PLAN FOR NON-EMPLOYEE
DIRECTORS.
4. THE RATIFICATION OF THE APPOINTMENT BY OUR Mgmt For For
AUDIT COMMITTEE OF ERNST & YOUNG LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
5. A STOCKHOLDER PROPOSAL FOR AN INDEPENDENT Shr Against For
CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
FOOT LOCKER, INC. Agenda Number: 933972273
--------------------------------------------------------------------------------------------------------------------------
Security: 344849104
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: FL
ISIN: US3448491049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NICHOLAS DIPAOLO Mgmt For For
1B. ELECTION OF DIRECTOR: MATTHEW M. MCKENNA Mgmt For For
1C. ELECTION OF DIRECTOR: STEVEN OAKLAND Mgmt For For
1D. ELECTION OF DIRECTOR: CHERYL NIDO TURPIN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. APPROVAL OF AN AMENDMENT TO THE CERTIFICATE Mgmt For For
OF INCORPORATION.
4. APPROVAL OF THE SECOND AMENDMENT AND Mgmt For For
RESTATEMENT OF THE FOOT LOCKER 2007 STOCK
INCENTIVE PLAN.
5. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FOREST LABORATORIES, INC. Agenda Number: 934021471
--------------------------------------------------------------------------------------------------------------------------
Security: 345838106
Meeting Type: Special
Meeting Date: 17-Jun-2014
Ticker: FRX
ISIN: US3458381064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF FEBRUARY 17, 2014, BY AND AMONG
ACTAVIS PLC, TANGO US HOLDINGS INC., TANGO
MERGER SUB 1 LLC, TANGO MERGER SUB 2 LLC
AND FOREST LABORATORIES, INC. APPROVAL OF
THIS PROPOSAL IS REQUIRED TO COMPLETE THE
MERGER.
2. TO APPROVE, ON A NON-BINDING BASIS, THE Mgmt Against Against
COMPENSATION TO BE PAID TO FOREST
LABORATORIES, INC.'S NAMED EXECUTIVE
OFFICERS THAT IS BASED ON OR OTHERWISE
RELATES TO THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
FREESCALE SEMICONDUCTOR, LTD. Agenda Number: 933950621
--------------------------------------------------------------------------------------------------------------------------
Security: G3727Q101
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: FSL
ISIN: BMG3727Q1015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
K. BALASUBRAMANIAN Mgmt For For
CHINH E. CHU Mgmt For For
DANIEL J. HENEGHAN Mgmt For For
THOMAS H. LISTER Mgmt For For
GREGG A. LOWE Mgmt For For
JOANNE M. MAGUIRE Mgmt For For
JOHN W. MARREN Mgmt For For
JAMES A. QUELLA Mgmt For For
PETER SMITHAM Mgmt For For
GREGORY L. SUMME Mgmt For For
CLAUDIUS E. WATTS IV Mgmt For For
2. THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014, AND THE
AUTHORIZATION OF THE AUDIT AND LEGAL
COMMITTEE OF THE BOARD TO DETERMINE THE
INDEPENDENT AUDITORS' FEES.
3. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. APPROVE THE AMENDED AND RESTATED 2011 Mgmt For For
OMNIBUS INCENTIVE PLAN WHICH AMENDS AND
RESTATES THE EXISTING 2011 OMNIBUS
INCENTIVE PLAN TO INCREASE THE NUMBER OF
COMMON SHARES AUTHORIZED BY 22,500,000,
PERMIT THE GRANT OF PERFORMANCE-BASED
COMPENSATION WITHIN THE MEANING OF SECTION
162(M) OF THE INTERNAL REVENUE CODE AND
MAKE CERTAIN OTHER CLARIFYING CHANGES AND
UPDATES.
5. APPROVE THE AMENDED AND RESTATED EMPLOYEE Mgmt For For
SHARE PURCHASE PLAN WHICH AMENDS AND
RESTATES THE EXISTING EMPLOYEE SHARE
PURCHASE PLAN TO INCREASE THE NUMBER OF
COMMON SHARES AUTHORIZED BY 6,600,000.
--------------------------------------------------------------------------------------------------------------------------
FRONTIER COMMUNICATIONS CORP Agenda Number: 933947511
--------------------------------------------------------------------------------------------------------------------------
Security: 35906A108
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: FTR
ISIN: US35906A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEROY T. BARNES, JR. Mgmt For For
PETER C.B. BYNOE Mgmt For For
EDWARD FRAIOLI Mgmt For For
DANIEL J. MCCARTHY Mgmt For For
PAMELA D.A. REEVE Mgmt For For
VIRGINIA P. RUESTERHOLZ Mgmt For For
HOWARD L. SCHROTT Mgmt For For
LARRAINE D. SEGIL Mgmt For For
MARK SHAPIRO Mgmt For For
MYRON A. WICK, III Mgmt For For
MARY AGNES WILDEROTTER Mgmt For For
2. TO CONSIDER AND VOTE UPON AN ADVISORY Mgmt For For
PROPOSAL ON EXECUTIVE COMPENSATION.
3. TO RATIFY THE SELECTION OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
GAMESTOP CORP. Agenda Number: 934015175
--------------------------------------------------------------------------------------------------------------------------
Security: 36467W109
Meeting Type: Annual
Meeting Date: 24-Jun-2014
Ticker: GME
ISIN: US36467W1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 RE-ELECTION OF DIRECTOR: THOMAS N. KELLY Mgmt For For
JR.
1.2 RE-ELECTION OF DIRECTOR: GERALD R. Mgmt For For
SZCZEPANSKI
1.3 RE-ELECTION OF DIRECTOR: LAWRENCE S. ZILAVY Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
3. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT, REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2014
--------------------------------------------------------------------------------------------------------------------------
GAP INC. Agenda Number: 933970279
--------------------------------------------------------------------------------------------------------------------------
Security: 364760108
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: GPS
ISIN: US3647601083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOMENICO DE SOLE Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT J. FISHER Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM S. FISHER Mgmt For For
1D. ELECTION OF DIRECTOR: ISABELLA D. GOREN Mgmt For For
1E. ELECTION OF DIRECTOR: BOB L. MARTIN Mgmt For For
1F. ELECTION OF DIRECTOR: JORGE P. MONTOYA Mgmt For For
1G. ELECTION OF DIRECTOR: GLENN K. MURPHY Mgmt For For
1H. ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Mgmt For For
1I. ELECTION OF DIRECTOR: KATHERINE TSANG Mgmt For For
1J. ELECTION OF DIRECTOR: PADMASREE WARRIOR Mgmt For For
2. RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
ON JANUARY 31, 2015.
3. HOLD AN ADVISORY VOTE TO APPROVE THE Mgmt For For
OVERALL COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
GARDNER DENVER, INC. Agenda Number: 933850112
--------------------------------------------------------------------------------------------------------------------------
Security: 365558105
Meeting Type: Special
Meeting Date: 16-Jul-2013
Ticker: GDI
ISIN: US3655581052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ADOPTION OF THE AGREEMENT Mgmt For For
AND PLAN OF MERGER, DATED MARCH 7, 2013, BY
AND AMONG GARDNER DENVER, INC., RENAISSANCE
PARENT CORP., AND RENAISSANCE ACQUISITION
CORP., AS IT MAY BE AMENDED FROM TIME TO
TIME.
2. TO APPROVE THE ADOPTION OF ANY PROPOSAL TO Mgmt For For
ADJOURN THE SPECIAL MEETING TO A LATER DATE
OR DATES IF NECESSARY OR APPROPRIATE TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES TO ADOPT THE MERGER
AGREEMENT AT THE TIME OF THE SPECIAL
MEETING.
3. TO APPROVE, BY NONBINDING, ADVISORY VOTE, Mgmt Against Against
COMPENSATION THAT WILL OR MAY BECOME
PAYABLE BY GARDNER DENVER TO ITS NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER.
--------------------------------------------------------------------------------------------------------------------------
GARTNER, INC. Agenda Number: 933977867
--------------------------------------------------------------------------------------------------------------------------
Security: 366651107
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: IT
ISIN: US3666511072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. BINGLE Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD J. BRESSLER Mgmt For For
1C. ELECTION OF DIRECTOR: RAUL E. CESAN Mgmt For For
1D. ELECTION OF DIRECTOR: KAREN E. DYKSTRA Mgmt For For
1E. ELECTION OF DIRECTOR: ANNE SUTHERLAND FUCHS Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM O. GRABE Mgmt Against Against
1G. ELECTION OF DIRECTOR: EUGENE A. HALL Mgmt For For
1H. ELECTION OF DIRECTOR: STEPHEN G. PAGLIUCA Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES C. SMITH Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVAL OF THE COMPANY'S 2014 LONG TERM Mgmt For For
INCENTIVE PLAN.
4. RATIFY THE APPOINTMENT OF KPMG AS OUR Mgmt For For
INDEPENDENT AUDITOR FOR FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION Agenda Number: 933937623
--------------------------------------------------------------------------------------------------------------------------
Security: 369550108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: GD
ISIN: US3695501086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARY T. BARRA Mgmt For For
1B ELECTION OF DIRECTOR: NICHOLAS D. CHABRAJA Mgmt For For
1C ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM P. FRICKS Mgmt For For
1E ELECTION OF DIRECTOR: PAUL G. KAMINSKI Mgmt For For
1F ELECTION OF DIRECTOR: JOHN M. KEANE Mgmt For For
1G ELECTION OF DIRECTOR: LESTER L. LYLES Mgmt For For
1H ELECTION OF DIRECTOR: JAMES N. MATTIS Mgmt For For
1I ELECTION OF DIRECTOR: PHEBE N. NOVAKOVIC Mgmt For For
1J ELECTION OF DIRECTOR: WILLIAM A. OSBORN Mgmt For For
1K ELECTION OF DIRECTOR: LAURA J. SCHUMACHER Mgmt For For
1L ELECTION OF DIRECTOR: ROBERT WALMSLEY Mgmt For For
2. SELECTION OF INDEPENDENT AUDITORS. Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL WITH REGARD TO AN Shr Against For
INDEPENDENT BOARD CHAIRMAN.
5. SHAREHOLDER PROPOSAL WITH REGARD TO Shr Against For
LOBBYING DISCLOSURE.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 933932534
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A2 ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For
A3 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
A4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt For For
A5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS Mgmt For For
A6 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For
A7 ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD Mgmt For For
A8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A9 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
A10 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A11 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
A12 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A13 ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt Against Against
A14 ELECTION OF DIRECTOR: MARY L. SCHAPIRO Mgmt For For
A15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For
A16 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt Against Against
A17 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For
B1 ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' Mgmt For For
COMPENSATION
B2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
AUDITOR FOR 2014
C1 CUMULATIVE VOTING Shr Against For
C2 SENIOR EXECUTIVES HOLD OPTION SHARES FOR Shr Against For
LIFE
C3 MULTIPLE CANDIDATE ELECTIONS Shr Against For
C4 RIGHT TO ACT BY WRITTEN CONSENT Shr Against For
C5 CESSATION OF ALL STOCK OPTIONS AND BONUSES Shr Against For
C6 SELL THE COMPANY Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 934003409
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOSEPH J. ASHTON Mgmt For For
1B. ELECTION OF DIRECTOR: MARY T. BARRA Mgmt For For
1C. ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN J. GIRSKY Mgmt For For
1E. ELECTION OF DIRECTOR: E. NEVILLE ISDELL Mgmt For For
1F. ELECTION OF DIRECTOR: KATHRYN V. MARINELLO Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL G. MULLEN Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt Against Against
1J. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE Mgmt For For
1K. ELECTION OF DIRECTOR: THEODORE M. SOLSO Mgmt For For
1L. ELECTION OF DIRECTOR: CAROL M. STEPHENSON Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS GM'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. ADVISORY VOTE TO APPROVE THE FREQUENCY OF A Mgmt 1 Year For
STOCKHOLDER ADVISORY VOTE ON EXECUTIVE
COMPENSATION
5. APPROVAL OF THE GENERAL MOTORS COMPANY 2014 Mgmt For For
SHORT-TERM INCENTIVE PLAN
6. APPROVAL OF THE GENERAL MOTORS COMPANY 2014 Mgmt For For
LONG-TERM INCENTIVE PLAN
7. CUMULATIVE VOTING Shr Against For
8. INDEPENDENT BOARD CHAIRMAN Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 933943006
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN F. COGAN Mgmt For For
1B. ELECTION OF DIRECTOR: ETIENNE F. DAVIGNON Mgmt For For
1C. ELECTION OF DIRECTOR: CARLA A. HILLS Mgmt For For
1D. ELECTION OF DIRECTOR: KEVIN E. LOFTON Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN W. MADIGAN Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN C. MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD J. WHITLEY Mgmt For For
1I. ELECTION OF DIRECTOR: GAYLE E. WILSON Mgmt For For
1J. ELECTION OF DIRECTOR: PER WOLD-OLSEN Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO VOTE ON A PROPOSED AMENDMENT TO GILEAD'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
DESIGNATE DELAWARE CHANCERY COURT AS THE
EXCLUSIVE FORUM FOR CERTAIN LEGAL ACTIONS.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
5. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS
BE AN INDEPENDENT DIRECTOR.
6. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD TAKE STEPS TO
PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT.
7. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT INCENTIVE COMPENSATION FOR THE CHIEF
EXECUTIVE OFFICER INCLUDE NON-FINANCIAL
MEASURES BASED ON PATIENT ACCESS TO
GILEAD'S MEDICINES.
--------------------------------------------------------------------------------------------------------------------------
GNC HOLDINGS INC. Agenda Number: 933961876
--------------------------------------------------------------------------------------------------------------------------
Security: 36191G107
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: GNC
ISIN: US36191G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY P. BERGER Mgmt For For
ALAN D. FELDMAN Mgmt For For
JOSEPH M. FORTUNATO Mgmt For For
MICHAEL F. HINES Mgmt For For
AMY B. LANE Mgmt For For
PHILIP E. MALLOTT Mgmt For For
ROBERT F. MORAN Mgmt For For
C. SCOTT O'HARA Mgmt For For
RICHARD J. WALLACE Mgmt For For
2 THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE COMPANY'S 2014 FISCAL YEAR
3 THE APPROVAL, BY NON-BINDING VOTE, OF THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS IN 2013, AS DISCLOSED IN
THE PROXY MATERIALS
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933948359
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt Withheld Against
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. THE APPROVAL OF 2013 COMPENSATION AWARDED Mgmt For For
TO NAMED EXECUTIVE OFFICERS.
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr For Against
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING Shr Against For
REPORT, IF PROPERLY PRESENTED AT THE
MEETING.
6. A STOCKHOLDER PROPOSAL REGARDING THE Shr For Against
ADOPTION OF A MAJORITY VOTE STANDARD FOR
THE ELECTION OF DIRECTORS, IF PROPERLY
PRESENTED AT THE MEETING.
7. A STOCKHOLDER PROPOSAL REGARDING TAX POLICY Shr Against For
PRINCIPLES, IF PROPERLY PRESENTED AT THE
MEETING.
8. A STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT CHAIRMAN OF THE BOARD POLICY,
IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
GREEN MOUNTAIN COFFEE ROASTERS, INC. Agenda Number: 933916504
--------------------------------------------------------------------------------------------------------------------------
Security: 393122106
Meeting Type: Annual
Meeting Date: 06-Mar-2014
Ticker: GMCR
ISIN: US3931221069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I DIRECTOR
JOHN D. HAYES Mgmt For For
A.D. DAVID MACKAY Mgmt For For
MICHAEL J. MARDY Mgmt For For
DAVID E. MORAN Mgmt For For
II TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
EXECUTIVE COMPENSATION AS DISCLOSED IN
THESE MATERIALS
III TO APPROVE AN AMENDMENT TO THE RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO CHANGE THE
NAME OF THE COMPANY TO KEURIG GREEN
MOUNTAIN, INC.
IV TO APPROVE THE GREEN MOUNTAIN COFFEE Mgmt For For
ROASTERS, INC. 2014 OMNIBUS INCENTIVE PLAN
V TO APPROVE THE GREEN MOUNTAIN COFFEE Mgmt For For
ROASTERS, INC. 2014 AMENDED AND RESTATED
EMPLOYEE STOCK PURCHASE PLAN
VI TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2014
--------------------------------------------------------------------------------------------------------------------------
GUESS?, INC. Agenda Number: 934030999
--------------------------------------------------------------------------------------------------------------------------
Security: 401617105
Meeting Type: Annual
Meeting Date: 26-Jun-2014
Ticker: GES
ISIN: US4016171054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KAY ISAACSON-LEIBOWITZ* Mgmt For For
MAURICE MARCIANO# Mgmt For For
ALEX YEMENIDJIAN* Mgmt For For
2. APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt Against Against
THE COMPANY'S 2004 EQUITY INCENTIVE PLAN.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
AUDITOR FOR THE FISCAL YEAR ENDING JANUARY
31, 2015.
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 933970786
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: HAL
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For
1B ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For
1C ELECTION OF DIRECTOR: M. CARROLL Mgmt For For
1D ELECTION OF DIRECTOR: N.K. DICCIANI Mgmt For For
1E ELECTION OF DIRECTOR: M.S. GERBER Mgmt For For
1F ELECTION OF DIRECTOR: J.C. GRUBISICH Mgmt For For
1G ELECTION OF DIRECTOR: A.S. JUM'AH Mgmt For For
1H ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For
1I ELECTION OF DIRECTOR: R.A. MALONE Mgmt For For
1J ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For For
1K ELECTION OF DIRECTOR: D.L. REED Mgmt For For
2 PROPOSAL FOR RATIFICATION OF THE SELECTION Mgmt For For
OF AUDITORS.
3 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4 PROPOSAL ON HUMAN RIGHTS POLICY. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
HANESBRANDS INC. Agenda Number: 933930617
--------------------------------------------------------------------------------------------------------------------------
Security: 410345102
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: HBI
ISIN: US4103451021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BOBBY J. GRIFFIN Mgmt For For
JAMES C. JOHNSON Mgmt For For
JESSICA T. MATHEWS Mgmt For For
ROBERT F. MORAN Mgmt For For
J. PATRICK MULCAHY Mgmt For For
RONALD L. NELSON Mgmt For For
RICHARD A. NOLL Mgmt For For
ANDREW J. SCHINDLER Mgmt For For
ANN E. ZIEGLER Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE Mgmt For For
COMPENSATION AS DESCRIBED IN THE PROXY
STATEMENT FOR THE ANNUAL MEETING
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS HANESBRANDS'
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR HANESBRANDS' 2014 FISCAL YEAR
--------------------------------------------------------------------------------------------------------------------------
HCA HOLDINGS, INC Agenda Number: 933935201
--------------------------------------------------------------------------------------------------------------------------
Security: 40412C101
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: HCA
ISIN: US40412C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD M. BRACKEN Mgmt For For
R. MILTON JOHNSON Mgmt For For
ROBERT J. DENNIS Mgmt For For
NANCY-ANN DEPARLE Mgmt For For
THOMAS F. FRIST III Mgmt For For
WILLIAM R. FRIST Mgmt For For
ANN H. LAMONT Mgmt For For
JAY O. LIGHT Mgmt For For
GEOFFREY G. MEYERS Mgmt For For
MICHAEL W. MICHELSON Mgmt For For
STEPHEN G. PAGLIUCA Mgmt For For
WAYNE J. RILEY, M.D. Mgmt For For
JOHN W. ROWE, M.D. Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014
3. TO APPROVE THE HCA HOLDINGS, INC. EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
HELMERICH & PAYNE, INC. Agenda Number: 933917328
--------------------------------------------------------------------------------------------------------------------------
Security: 423452101
Meeting Type: Annual
Meeting Date: 05-Mar-2014
Ticker: HP
ISIN: US4234521015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HANS HELMERICH Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN W. LINDSAY Mgmt For For
1C. ELECTION OF DIRECTOR: PAULA MARSHALL Mgmt For For
1D. ELECTION OF DIRECTOR: RANDY A. FOUTCH Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN D. ZEGLIS Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM L. ARMSTRONG Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS A. PETRIE Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS FOR 2014.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HERBALIFE LTD. Agenda Number: 933959984
--------------------------------------------------------------------------------------------------------------------------
Security: G4412G101
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: HLF
ISIN: KYG4412G1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL O. JOHNSON Mgmt For For
JOHN TARTOL Mgmt For For
HUNTER C. GARY Mgmt Withheld Against
JESSE A. LYNN Mgmt For For
JAMES L. NELSON Mgmt Withheld Against
2. VOTE TO ADVISE AS TO THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. VOTE TO ADOPT THE HERBALIFE LTD. 2014 STOCK Mgmt For For
INCENTIVE PLAN.
4. VOTE TO RATIFY THE APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
HERTZ GLOBAL HOLDINGS, INC. Agenda Number: 933992655
--------------------------------------------------------------------------------------------------------------------------
Security: 42805T105
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: HTZ
ISIN: US42805T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MICHAEL J. DURHAM Mgmt For For
1.2 ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt For For
1.3 ELECTION OF DIRECTOR: HENRY C. WOLF Mgmt For For
2. APPROVAL, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS'
COMPENSATION
3. APPROVAL OF AN AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
PROVIDE FOR THE ANNUAL ELECTION OF
DIRECTORS
4. APPROVAL OF A POTENTIAL AMENDMENT TO OUR Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO EFFECT A REVERSE STOCK
SPLIT AND AUTHORIZE OUR BOARD OF DIRECTORS
TO SELECT THE RATIO OF THE REVERSE STOCK
SPLIT AS SET FORTH IN THE AMENDMENT
5. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR 2014
--------------------------------------------------------------------------------------------------------------------------
HI-TECH PHARMACAL CO., INC. Agenda Number: 933898605
--------------------------------------------------------------------------------------------------------------------------
Security: 42840B101
Meeting Type: Annual
Meeting Date: 19-Dec-2013
Ticker: HITK
ISIN: US42840B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER Mgmt For For
(THE "MERGER AGREEMENT"), DATED AS OF
AUGUST 26, 2013 WITH AKORN, INC., A
LOUISIANA CORPORATION ("AKORN"), AND AKORN
ENTERPRISES, INC. ("PURCHASER"), A DELAWARE
CORPORATION AND WHOLLY OWNED SUBSIDIARY OF
AKORN, PURSUANT TO WHICH PURCHASER WILL BE
MERGED, ... (DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL)
2. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt Against Against
THE MERGER RELATED COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS
3. TO ADJOURN OR POSTPONE THE MEETING TO Mgmt For For
ANOTHER TIME AND/OR PLACE FOR THE PURPOSE
OF SOLICITING ADDITIONAL PROXIES IN FAVOR
OF THE PROPOSAL TO ADOPT THE MERGER
AGREEMENT AND APPROVE THE TRANSACTIONS
CONTEMPLATED BY THE MERGER AGREEMENT,
INCLUDING THE MERGER, IF NECESSARY
4. DIRECTOR
DAVID S. SELTZER Mgmt For For
REUBEN SELTZER Mgmt For For
MARTIN M. GOLDWYN Mgmt For For
YASHAR HIRSHAUT, M.D. Mgmt For For
JACK VAN HULST Mgmt For For
ANTHONY J. PUGLISI Mgmt For For
BRUCE W. SIMPSON Mgmt For For
5. TO RATIFY THE APPOINTMENT OF EISNERAMPER Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING APRIL 30, 2014
6. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt Against Against
THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS
7. IN THEIR DISCRETION UPON SUCH OTHER MATTERS Mgmt For For
AS MAY PROPERLY COME BEFORE THE MEETING
--------------------------------------------------------------------------------------------------------------------------
HILL-ROM HOLDINGS, INC. Agenda Number: 933915297
--------------------------------------------------------------------------------------------------------------------------
Security: 431475102
Meeting Type: Annual
Meeting Date: 07-Mar-2014
Ticker: HRC
ISIN: US4314751029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROLF A. CLASSON Mgmt For For
WILLIAM G. DEMPSEY Mgmt For For
JAMES R. GIERTZ Mgmt For For
CHARLES E. GOLDEN Mgmt For For
JOHN J. GREISCH Mgmt For For
WILLIAM H. KUCHEMAN Mgmt For For
RONALD A. MALONE Mgmt For For
EDUARDO R. MENASCE Mgmt For For
JOANNE C. SMITH M.D. Mgmt For For
2. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
HUDSON CITY BANCORP, INC. Agenda Number: 933894506
--------------------------------------------------------------------------------------------------------------------------
Security: 443683107
Meeting Type: Annual
Meeting Date: 18-Dec-2013
Ticker: HCBK
ISIN: US4436831071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CORNELIUS E. GOLDING Mgmt For For
1B. ELECTION OF DIRECTOR: DONALD O. QUEST, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: JOSEPH G. SPONHOLZ Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS HUDSON CITY BANCORP'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. THE APPROVAL OF A NON-BINDING ADVISORY Mgmt Against Against
PROPOSAL ON NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED Agenda Number: 933928751
--------------------------------------------------------------------------------------------------------------------------
Security: 446150104
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: HBAN
ISIN: US4461501045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DON M. CASTO III Mgmt For For
ANN B. CRANE Mgmt For For
STEVEN G. ELLIOTT Mgmt For For
MICHAEL J. ENDRES Mgmt For For
JOHN B. GERLACH, JR. Mgmt For For
PETER J. KIGHT Mgmt For For
JONATHAN A. LEVY Mgmt For For
RICHARD W. NEU Mgmt For For
DAVID L. PORTEOUS Mgmt For For
KATHLEEN H. RANSIER Mgmt For For
STEPHEN D. STEINOUR Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. AN ADVISORY RESOLUTION TO APPROVE, ON A Mgmt For For
NON-BINDING BASIS, THE COMPENSATION OF
EXECUTIVES AS DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
HUNTINGTON INGALLS INDUSTRIES, INC. Agenda Number: 933937736
--------------------------------------------------------------------------------------------------------------------------
Security: 446413106
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: HII
ISIN: US4464131063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VICTORIA D. HARKER Mgmt For For
ANASTASIA D. KELLY Mgmt For For
THOMAS C. SCHIEVELBEIN Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR 2014.
3. APPROVE EXECUTIVE COMPENSATION ON AN Mgmt For For
ADVISORY BASIS.
4. APPROVE AN AMENDMENT TO OUR CERTIFICATE OF Mgmt For For
INCORPORATION TO ELIMINATE MOST
SUPERMAJORITY VOTING REQUIREMENTS.
5. VOTE ON A STOCKHOLDER PROPOSAL TO Shr For
DECLASSIFY THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
IAC/INTERACTIVECORP Agenda Number: 934008790
--------------------------------------------------------------------------------------------------------------------------
Security: 44919P508
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: IACI
ISIN: US44919P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDGAR BRONFMAN, JR. Mgmt For For
CHELSEA CLINTON Mgmt For For
SONALI DE RYCKER Mgmt For For
BARRY DILLER Mgmt For For
MICHAEL D. EISNER Mgmt For For
VICTOR A. KAUFMAN Mgmt For For
DONALD R. KEOUGH Mgmt For For
BRYAN LOURD Mgmt For For
DAVID ROSENBLATT Mgmt For For
ALAN G. SPOON Mgmt For For
A. VON FURSTENBERG Mgmt For For
RICHARD F. ZANNINO Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS IAC'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. TO APPROVE A NON-BINDING ADVISORY Mgmt For For
RESOLUTION ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
IDEX CORPORATION Agenda Number: 933930516
--------------------------------------------------------------------------------------------------------------------------
Security: 45167R104
Meeting Type: Annual
Meeting Date: 08-Apr-2014
Ticker: IEX
ISIN: US45167R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRADLEY J. BELL Mgmt For For
GREGORY F. MILZCIK Mgmt For For
ANDREW K. SILVERNAIL Mgmt For For
2. TO VOTE ON A NON-BINDING RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC. Agenda Number: 933936316
--------------------------------------------------------------------------------------------------------------------------
Security: 452308109
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: ITW
ISIN: US4523081093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL J. BRUTTO Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN CROWN Mgmt For For
1C. ELECTION OF DIRECTOR: DON H. DAVIS, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES W. GRIFFITH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT C. MCCORMACK Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1G. ELECTION OF DIRECTOR: E. SCOTT SANTI Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID B. SMITH, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: PAMELA B. STROBEL Mgmt For For
1K. ELECTION OF DIRECTOR: KEVIN M. WARREN Mgmt For For
1L. ELECTION OF DIRECTOR: ANRE D. WILLIAMS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS ITW'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE AMENDMENTS TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE SUPERMAJORITY VOTING
REQUIREMENTS.
5. APPROVAL OF THE AMENDMENTS TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE PROVISIONS REGARDING BOARD SIZE.
--------------------------------------------------------------------------------------------------------------------------
INGRAM MICRO, INC. Agenda Number: 933996122
--------------------------------------------------------------------------------------------------------------------------
Security: 457153104
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: IM
ISIN: US4571531049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: HOWARD I. ATKINS Mgmt For For
1.2 ELECTION OF DIRECTOR: LESLIE STONE HEISZ Mgmt For For
1.3 ELECTION OF DIRECTOR: JOHN R. INGRAM Mgmt For For
1.4 ELECTION OF DIRECTOR: DALE R. LAURANCE Mgmt For For
1.5 ELECTION OF DIRECTOR: LINDA FAYNE LEVINSON Mgmt Against Against
1.6 ELECTION OF DIRECTOR: SCOTT A. MCGREGOR Mgmt For For
1.7 ELECTION OF DIRECTOR: ALAIN MONIE Mgmt For For
1.8 ELECTION OF DIRECTOR: WADE OOSTERMAN Mgmt For For
1.9 ELECTION OF DIRECTOR: JOE B. WYATT Mgmt For For
2. APPROVAL OF EXECUTIVE COMPENSATION IN Mgmt For For
ADVISORY VOTE.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
INTEGRYS ENERGY GROUP, INC. Agenda Number: 933937421
--------------------------------------------------------------------------------------------------------------------------
Security: 45822P105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: TEG
ISIN: US45822P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM J. BRODSKY Mgmt For For
ALBERT J. BUDNEY, JR. Mgmt For For
ELLEN CARNAHAN Mgmt For For
MICHELLE L. COLLINS Mgmt For For
K.M. HASSELBLAD-PASCALE Mgmt For For
JOHN W. HIGGINS Mgmt For For
PAUL W. JONES Mgmt For For
HOLLY KELLER KOEPPEL Mgmt For For
MICHAEL E. LAVIN Mgmt For For
WILLIAM F. PROTZ, JR. Mgmt For For
CHARLES A. SCHROCK Mgmt For For
2. THE APPROVAL OF A NON-BINDING ADVISORY Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
3. THE APPROVAL OF THE INTEGRYS ENERGY GROUP Mgmt For For
2014 OMNIBUS INCENTIVE COMPENSATION PLAN.
4. THE RATIFICATION OF THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
INTEGRYS ENERGY GROUP AND ITS SUBSIDIARIES
FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL FLAVORS & FRAGRANCES INC. Agenda Number: 933956572
--------------------------------------------------------------------------------------------------------------------------
Security: 459506101
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: IFF
ISIN: US4595061015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARCELLO V. BOTTOLI Mgmt For For
1B. ELECTION OF DIRECTOR: DR. LINDA BUCK Mgmt For For
1C. ELECTION OF DIRECTOR: J. MICHAEL COOK Mgmt For For
1D. ELECTION OF DIRECTOR: ROGER W. FERGUSON, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: ANDREAS FIBIG Mgmt For For
1F. ELECTION OF DIRECTOR: CHRISTINA GOLD Mgmt For For
1G. ELECTION OF DIRECTOR: ALEXANDRA A. HERZAN Mgmt For For
1H. ELECTION OF DIRECTOR: HENRY W. HOWELL, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: KATHERINE M. HUDSON Mgmt For For
1J. ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ Mgmt For For
1K. ELECTION OF DIRECTOR: DALE F. MORRISON Mgmt For For
1L. ELECTION OF DIRECTOR: DOUGLAS D. TOUGH Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS IN 2013.
--------------------------------------------------------------------------------------------------------------------------
ITC HOLDINGS CORP. Agenda Number: 933978186
--------------------------------------------------------------------------------------------------------------------------
Security: 465685105
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: ITC
ISIN: US4656851056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
CHRISTOPHER H. FRANKLIN Mgmt Withheld Against
EDWARD G. JEPSEN Mgmt Withheld Against
WILLIAM J. MUSELER Mgmt Withheld Against
HAZEL R. O'LEARY Mgmt Withheld Against
THOMAS G. STEPHENS Mgmt Withheld Against
G. BENNETT STEWART III Mgmt Withheld Against
LEE C. STEWART Mgmt Withheld Against
JOSEPH L. WELCH Mgmt Withheld Against
2. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt Against Against
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR 2014.
4. APPROVAL OF AMENDMENT TO OUR EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK AUTHORIZED FOR
ISSUANCE UNDER THE PLAN.
5. SHAREHOLDER PROPOSAL TO REQUEST THE BOARD Shr For Against
TO MODIFY THE BYLAWS WITH RESPECT TO
CALLING SPECIAL MEETINGS OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
ITT CORPORATION Agenda Number: 933953742
--------------------------------------------------------------------------------------------------------------------------
Security: 450911201
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: ITT
ISIN: US4509112011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ORLANDO D. ASHFORD Mgmt For For
1B. ELECTION OF DIRECTOR: G. PETER D. ALOIA Mgmt For For
1C. ELECTION OF DIRECTOR: DONALD DEFOSSET, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: CHRISTINA A. GOLD Mgmt For For
1E. ELECTION OF DIRECTOR: REBECCA A. MCDONALD Mgmt For For
1F. ELECTION OF DIRECTOR: RICHARD P. LAVIN Mgmt For For
1G. ELECTION OF DIRECTOR: FRANK T. MACINNIS Mgmt For For
1H. ELECTION OF DIRECTOR: DENISE L. RAMOS Mgmt For For
1I. ELECTION OF DIRECTOR: DONALD J. STEBBINS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE 2014 FISCAL YEAR
3. APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
STOCK RETENTION REQUIREMENTS
--------------------------------------------------------------------------------------------------------------------------
JACOBS ENGINEERING GROUP INC. Agenda Number: 933909080
--------------------------------------------------------------------------------------------------------------------------
Security: 469814107
Meeting Type: Annual
Meeting Date: 23-Jan-2014
Ticker: JEC
ISIN: US4698141078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JUAN JOSE SUAREZ Mgmt For For
COPPEL
1B ELECTION OF DIRECTOR: JOHN F. COYNE Mgmt For For
1C ELECTION OF DIRECTOR: LINDA FAYNE LEVINSON Mgmt Against Against
1D ELECTION OF DIRECTOR: CRAIG L. MARTIN Mgmt For For
1E ELECTION OF DIRECTOR: CHRISTOPHER M.T. Mgmt For For
THOMPSON
2 TO APPROVE THE AMENDMENT TO AND RESTATEMENT Mgmt For For
OF THE 1999 STOCK INCENTIVE PLAN.
3 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
4 TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
5 TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
JARDEN CORPORATION Agenda Number: 933999394
--------------------------------------------------------------------------------------------------------------------------
Security: 471109108
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: JAH
ISIN: US4711091086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD J. HECKMANN Mgmt For For
IRWIN D. SIMON Mgmt For For
WILLIAM J. GRANT Mgmt For For
2. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION, AS
AMENDED, TO DECLASSIFY THE BOARD OF
DIRECTORS.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS JARDEN
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
4. ADVISORY APPROVAL OF JARDEN CORPORATION'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
JOY GLOBAL INC. Agenda Number: 933918697
--------------------------------------------------------------------------------------------------------------------------
Security: 481165108
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: JOY
ISIN: US4811651086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD L. DOHENY II Mgmt For For
STEVEN L. GERARD Mgmt For For
JOHN T. GREMP Mgmt For For
JOHN NILS HANSON Mgmt For For
GALE E. KLAPPA Mgmt For For
RICHARD B. LOYND Mgmt For For
P. ERIC SIEGERT Mgmt For For
JAMES H. TATE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2014.
3. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
CORPORATION'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
JUNIPER NETWORKS, INC. Agenda Number: 933970697
--------------------------------------------------------------------------------------------------------------------------
Security: 48203R104
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: JNPR
ISIN: US48203R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: PRADEEP SINDHU Mgmt For For
1.2 ELECTION OF DIRECTOR: ROBERT M. CALDERONI Mgmt For For
1.3 ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt Against Against
1.4 ELECTION OF DIRECTOR: J. MICHAEL LAWRIE Mgmt For For
1.5 ELECTION OF DIRECTOR: DAVID SCHLOTTERBECK Mgmt For For
1.6 ELECTION OF DIRECTOR: SHAYGAN KHERADPIR Mgmt For For
1.7 ELECTION OF DIRECTOR: KEVIN DENUCCIO Mgmt For For
1.8 ELECTION OF DIRECTOR: GARY DAICHENDT Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP, AN Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, AS AUDITORS.
3. APPROVAL OF A NON-BINDING ADVISORY Mgmt For For
RESOLUTION ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
KAR AUCTION SERVICES INC Agenda Number: 934005059
--------------------------------------------------------------------------------------------------------------------------
Security: 48238T109
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: KAR
ISIN: US48238T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RYAN M. BIRTWELL Mgmt For For
BRIAN T. CLINGEN Mgmt For For
DONNA R. ECTON Mgmt For For
PETER R. FORMANEK Mgmt For For
JAMES P. HALLETT Mgmt For For
MARK E. HILL Mgmt For For
LYNN JOLLIFFE Mgmt For For
MICHAEL T. KESTNER Mgmt For For
JOHN P. LARSON Mgmt For For
STEPHEN E. SMITH Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE KAR AUCTION SERVICES, INC. 2009 OMNIBUS
STOCK AND INCENTIVE PLAN.
4. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF KPMG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
KLA-TENCOR CORPORATION Agenda Number: 933880329
--------------------------------------------------------------------------------------------------------------------------
Security: 482480100
Meeting Type: Annual
Meeting Date: 06-Nov-2013
Ticker: KLAC
ISIN: US4824801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
EDWARD W. BARNHOLT Mgmt For For
EMIKO HIGASHI Mgmt For For
STEPHEN P. KAUFMAN Mgmt For For
RICHARD P. WALLACE Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 30,
2014.
3 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 2004 EQUITY INCENTIVE PLAN
TO, AMONG OTHER THINGS, EXTEND THE PLAN'S
EXPIRATION DATE, INCREASE THE NUMBER OF
SHARES RESERVED FOR ISSUANCE UNDER THE PLAN
BY 2,900,000 SHARES AND REAPPROVE THE
MATERIAL TERMS OF THE PLAN FOR PURPOSES OF
SECTION 162(M) OF THE INTERNAL REVENUE CODE
OF 1986 (SECTION 162(M)).
5 REAPPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
COMPANY'S PERFORMANCE BONUS PLAN FOR
PURPOSES OF SECTION 162(M).
--------------------------------------------------------------------------------------------------------------------------
L-3 COMMUNICATIONS HOLDINGS, INC. Agenda Number: 933945896
--------------------------------------------------------------------------------------------------------------------------
Security: 502424104
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: LLL
ISIN: US5024241045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANN E. DUNWOODY Mgmt For For
1B. ELECTION OF DIRECTOR: VINCENT PAGANO, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: H. HUGH SHELTON Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL T. STRIANESE Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. APPROVE, IN A NON-BINDING, ADVISORY VOTE, Mgmt For For
THE COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS.
4. APPROVE A SHAREHOLDER PROPOSAL REGARDING Shr Against For
EQUITY RETENTION BY SENIOR EXECUTIVES, IF
PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
LEAR CORPORATION Agenda Number: 933952586
--------------------------------------------------------------------------------------------------------------------------
Security: 521865204
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: LEA
ISIN: US5218652049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD H. BOTT Mgmt For For
1B ELECTION OF DIRECTOR: THOMAS P. CAPO Mgmt For For
1C ELECTION OF DIRECTOR: JONATHAN F. FOSTER Mgmt For For
1D ELECTION OF DIRECTOR: KATHLEEN A. LIGOCKI Mgmt For For
1E ELECTION OF DIRECTOR: CONRAD L. MALLETT, Mgmt For For
JR.
1F ELECTION OF DIRECTOR: DONALD L. RUNKLE Mgmt For For
1G ELECTION OF DIRECTOR: MATTHEW J. SIMONCINI Mgmt For For
1H ELECTION OF DIRECTOR: GREGORY C. SMITH Mgmt For For
1I ELECTION OF DIRECTOR: HENRY D.G. WALLACE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE LEAR CORPORATION'S Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE LEAR
CORPORATION 2009 LONG-TERM STOCK INCENTIVE
PLAN.
5. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE LEAR
CORPORATION ANNUAL INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
LEGACY RESERVES LP Agenda Number: 933966472
--------------------------------------------------------------------------------------------------------------------------
Security: 524707304
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: LGCY
ISIN: US5247073043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CARY D. BROWN Mgmt For For
KYLE A. MCGRAW Mgmt For For
DALE A. BROWN Mgmt For For
G. LARRY LAWRENCE Mgmt For For
WILLIAM D. SULLIVAN Mgmt Withheld Against
WILLIAM R. GRANBERRY Mgmt For For
KYLE D. VANN Mgmt For For
2. ADVISORY RESOLUTION APPROVING EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF BDO USA, Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
LEIDOS HOLDINGS INC Agenda Number: 933995524
--------------------------------------------------------------------------------------------------------------------------
Security: 525327102
Meeting Type: Annual
Meeting Date: 06-Jun-2014
Ticker: LDOS
ISIN: US5253271028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID G. FUBINI Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN J. HAMRE Mgmt For For
1C. ELECTION OF DIRECTOR: MIRIAM E. JOHN Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN P. JUMPER Mgmt For For
1E. ELECTION OF DIRECTOR: HARRY M.J. KRAEMER, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: LAWRENCE C. NUSSDORF Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT S. SHAPARD Mgmt For For
1H. ELECTION OF DIRECTOR: NOEL B. WILLIAMS Mgmt For For
2. APPROVE, BY AN ADVISORY VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JANUARY 30, 2015.
--------------------------------------------------------------------------------------------------------------------------
LEXMARK INTERNATIONAL, INC. Agenda Number: 933935112
--------------------------------------------------------------------------------------------------------------------------
Security: 529771107
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: LXK
ISIN: US5297711070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RALPH E. GOMORY Mgmt For For
1B. ELECTION OF DIRECTOR: JARED L. COHON Mgmt For For
1C. ELECTION OF DIRECTOR: J. EDWARD COLEMAN Mgmt For For
1D. ELECTION OF DIRECTOR: SANDRA L. HELTON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
LEXMARK INTERNATIONAL, INC. EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
LINCOLN NATIONAL CORPORATION Agenda Number: 933967727
--------------------------------------------------------------------------------------------------------------------------
Security: 534187109
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: LNC
ISIN: US5341871094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DENNIS R. GLASS Mgmt For For
1.2 ELECTION OF DIRECTOR: GARY C. KELLY Mgmt For For
1.3 ELECTION OF DIRECTOR: MICHAEL F. MEE Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
3. THE APPROVAL OF AN ADVISORY RESOLUTION ON Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
4. THE APPROVAL OF THE LINCOLN NATIONAL Mgmt For For
CORPORATION 2014 INCENTIVE COMPENSATION
PLAN
--------------------------------------------------------------------------------------------------------------------------
LINN ENERGY, LLC Agenda Number: 933900486
--------------------------------------------------------------------------------------------------------------------------
Security: 536020100
Meeting Type: Annual
Meeting Date: 16-Dec-2013
Ticker: LINE
ISIN: US5360201009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE A. ALCORN Mgmt For For
DAVID D. DUNLAP Mgmt For For
MARK E. ELLIS Mgmt For For
MICHAEL C. LINN Mgmt For For
JOSEPH P. MCCOY Mgmt For For
JEFFREY C. SWOVELAND Mgmt For For
2. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS INDEPENDENT PUBLIC ACCOUNTANT FOR LINN
FOR 2013.
3. APPROVAL OF THE ISSUANCE OF LINN UNITS TO Mgmt For For
LINNCO, LLC ("LINNCO") IN EXCHANGE FOR THE
CONTRIBUTION OF BERRY PETROLEUM COMPANY
("BERRY") TO LINN PURSUANT TO THE
TRANSACTIONS CONTEMPLATED BY THE AGREEMENT
AND PLAN OF MERGER, DATED AS OF FEBRUARY
20, 2013, AS AMENDED BY AMENDMENT NO. 1 TO
AGREEMENT AND PLAN OF MERGER, DATED AS OF
NOVEMBER 3, 2013, AND AMENDMENT NO. 2 TO
AGREEMENT AND PLAN OF MERGER, DATED AS OF
NOVEMBER 13, 2013, BY AND AMONG BERRY,
BACCHUS HOLDCO, INC., A DIRECT WHOLLY OWNED
SUBSIDIARY OF ...(DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL).
4. APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE LINN ENERGY, LLC AMENDED AND RESTATED
LONG-TERM INCENTIVE PLAN (THE "LTIP"),
WHICH INCREASES THE TOTAL NUMBER OF LINN
UNITS AUTHORIZED TO BE ISSUED UNDER THE
LTIP FROM 12,200,000 UNITS TO 21,000,000
UNITS.
5. APPROVAL OF ANY ADJOURNMENT OF THE LINN Mgmt For For
ANNUAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IN FAVOR OF ALL OF THE PROPOSALS VOTED ON
BY THE LINN UNITHOLDERS AT THE LINN ANNUAL
MEETING.
--------------------------------------------------------------------------------------------------------------------------
LINN ENERGY, LLC Agenda Number: 933935530
--------------------------------------------------------------------------------------------------------------------------
Security: 536020100
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: LINE
ISIN: US5360201009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK E. ELLIS Mgmt For For
DAVID D. DUNLAP Mgmt For For
STEPHEN J. HADDEN Mgmt For For
MICHAEL C. LINN Mgmt Withheld Against
JOSEPH P. MCCOY Mgmt For For
JEFFREY C. SWOVELAND Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT PUBLIC ACCOUNTANT OF LINN FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO PROVIDE A NON-BINDING ADVISORY VOTE Mgmt For For
APPROVING LINN'S EXECUTIVE COMPENSATION
PROGRAM.
--------------------------------------------------------------------------------------------------------------------------
LORILLARD, INC. Agenda Number: 933972641
--------------------------------------------------------------------------------------------------------------------------
Security: 544147101
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: LO
ISIN: US5441471019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DIANNE NEAL BLIXT Mgmt For For
1.2 ELECTION OF DIRECTOR: ANDREW H. CARD, JR. Mgmt For For
1.3 ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt For For
1.4 ELECTION OF DIRECTOR: DAVID E.R. DANGOOR Mgmt For For
1.5 ELECTION OF DIRECTOR: MURRAY S. KESSLER Mgmt For For
1.6 ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1.7 ELECTION OF DIRECTOR: RICHARD W. ROEDEL Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVAL OF THE 2008 INCENTIVE COMPENSATION Mgmt For For
PLAN AS AMENDED AND RESTATED.
4. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
5. SHAREHOLDER PROPOSAL ON DISCLOSURE OF Shr Against For
LOBBYING POLICIES AND PRACTICES.
6. SHAREHOLDER PROPOSAL ON ADDITIONAL Shr Against For
DISCLOSURE OF THE HEALTH RISKS OF SMOKING.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 933978059
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 30-May-2014
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAUL ALVAREZ Mgmt For For
DAVID W. BERNAUER Mgmt For For
LEONARD L. BERRY Mgmt For For
ANGELA F. BRALY Mgmt For For
RICHARD W. DREILING Mgmt For For
DAWN E. HUDSON Mgmt For For
ROBERT L. JOHNSON Mgmt Withheld Against
MARSHALL O. LARSEN Mgmt For For
RICHARD K. LOCHRIDGE Mgmt For For
ROBERT A. NIBLOCK Mgmt For For
ERIC C. WISEMAN Mgmt For For
2. APPROVAL OF THE COMPANY'S AMENDED AND Mgmt For For
RESTATED 2006 LONG TERM INCENTIVE PLAN.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2014.
5. SHAREHOLDER PROPOSAL REGARDING REPORT ON Shr Against For
IMPACT OF SUSTAINABILITY POLICY.
--------------------------------------------------------------------------------------------------------------------------
LSI CORPORATION Agenda Number: 933939158
--------------------------------------------------------------------------------------------------------------------------
Security: 502161102
Meeting Type: Special
Meeting Date: 09-Apr-2014
Ticker: LSI
ISIN: US5021611026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF DECEMBER 15, 2013, AS IT MAY BE
AMENDED FROM TIME TO TIME, BY AND AMONG LSI
CORPORATION, AVAGO TECHNOLOGIES LIMITED,
AVAGO TECHNOLOGIES WIRELESS (U.S.A.)
MANUFACTURING INC. AND LEOPOLD MERGER SUB,
INC.
2. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE PROPOSAL TO
ADOPT THE AGREEMENT AND PLAN OF MERGER.
3. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, SPECIFIED COMPENSATION THAT MAY
BECOME PAYABLE TO THE NAMED EXECUTIVE
OFFICERS OF LSI CORPORATION IN CONNECTION
WITH THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
MACY'S INC. Agenda Number: 933983125
--------------------------------------------------------------------------------------------------------------------------
Security: 55616P104
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: M
ISIN: US55616P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1B. ELECTION OF DIRECTOR: DEIRDRE P. CONNELLY Mgmt For For
1C. ELECTION OF DIRECTOR: MEYER FELDBERG Mgmt For For
1D. ELECTION OF DIRECTOR: SARA LEVINSON Mgmt For For
1E. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt For For
1F. ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt For For
1G. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1H. ELECTION OF DIRECTOR: PAUL C. VARGA Mgmt For For
1I. ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For
1J. ELECTION OF DIRECTOR: MARNA C. WHITTINGTON Mgmt For For
2. THE PROPOSED RATIFICATION OF THE Mgmt For For
APPOINTMENT OF KPMG LLP AS MACY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JANUARY 31,
2015.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. APPROVAL OF MACY'S AMENDED AND RESTATED Mgmt For For
2009 OMNIBUS INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
MAGELLAN MIDSTREAM PARTNERS,L.P. Agenda Number: 933928915
--------------------------------------------------------------------------------------------------------------------------
Security: 559080106
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: MMP
ISIN: US5590801065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES C. KEMPNER Mgmt For For
MICHAEL N. MEARS Mgmt For For
JAMES R. MONTAGUE Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITOR
--------------------------------------------------------------------------------------------------------------------------
MANPOWERGROUP INC. Agenda Number: 933937306
--------------------------------------------------------------------------------------------------------------------------
Security: 56418H100
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: MAN
ISIN: US56418H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CARI M. DOMINGUEZ Mgmt For For
1B ELECTION OF DIRECTOR: ROBERTO MENDOZA Mgmt For For
1C ELECTION OF DIRECTOR: JONAS PRISING Mgmt For For
1D ELECTION OF DIRECTOR: ELIZABETH P. SARTAIN Mgmt For For
1E ELECTION OF DIRECTOR: EDWARD J. ZORE Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2014.
3. APPROVAL OF AN AMENDMENT TO THE 2011 EQUITY Mgmt For For
INCENTIVE PLAN OF MANPOWERGROUP INC.
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION Agenda Number: 933943208
--------------------------------------------------------------------------------------------------------------------------
Security: 56585A102
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: MPC
ISIN: US56585A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN A. DAVIS Mgmt For For
GARY R. HEMINGER Mgmt For For
JOHN W. SNOW Mgmt For For
JOHN P. SURMA Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR 2014.
3. ADVISORY APPROVAL OF THE COMPANY'S 2014 Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL SEEKING THE ADOPTION Shr Against For
OF QUANTITATIVE GREENHOUSE GAS EMISSION
REDUCTION GOALS AND ASSOCIATED REPORTS.
5. SHAREHOLDER PROPOSAL SEEKING A REPORT ON Shr Against For
CORPORATE LOBBYING EXPENDITURES, POLICIES
AND PROCEDURES.
--------------------------------------------------------------------------------------------------------------------------
MARKWEST ENERGY PARTNERS LP Agenda Number: 934004906
--------------------------------------------------------------------------------------------------------------------------
Security: 570759100
Meeting Type: Annual
Meeting Date: 06-Jun-2014
Ticker: MWE
ISIN: US5707591005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK M. SEMPLE Mgmt For For
DONALD D. WOLF Mgmt For For
W.A. BRUCKMANN III Mgmt For For
MICHAEL L. BEATTY Mgmt For For
CHARLES K. DEMPSTER Mgmt For For
DONALD C. HEPPERMANN Mgmt For For
RANDALL J. LARSON Mgmt For For
ANNE E. FOX MOUNSEY Mgmt For For
WILLIAM P. NICOLETTI Mgmt For For
2 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE PARTNERSHIP'S NAMED
EXECUTIVE OFFICERS AS DESCRIBED IN THE
PARTNERSHIP'S PROXY STATEMENT FOR THE 2014
ANNUAL MEETING OF COMMON UNITHOLDERS.
3 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE PARTNERSHIP'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
MASCO CORPORATION Agenda Number: 933958158
--------------------------------------------------------------------------------------------------------------------------
Security: 574599106
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: MAS
ISIN: US5745991068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KEITH J. ALLMAN Mgmt For For
1B. ELECTION OF DIRECTOR: VERNE G. ISTOCK Mgmt For For
1C. ELECTION OF DIRECTOR: J. MICHAEL LOSH Mgmt Against Against
1D. ELECTION OF DIRECTOR: CHRISTOPHER A. Mgmt For For
O'HERLIHY
2. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS, AS DISCLOSED
PURSUANT TO THE COMPENSATION DISCLOSURE
RULES OF THE SEC, INCLUDING THE
COMPENSATION DISCUSSION AND ANALYSIS, THE
COMPENSATION TABLES AND THE RELATED
MATERIALS DISCLOSED IN THE PROXY STATEMENT.
3. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE COMPANY FOR 2014.
4. TO APPROVE THE COMPANY'S 2014 LONG TERM Mgmt For For
STOCK INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC. Agenda Number: 933881802
--------------------------------------------------------------------------------------------------------------------------
Security: 57772K101
Meeting Type: Annual
Meeting Date: 13-Nov-2013
Ticker: MXIM
ISIN: US57772K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TUNC DOLUCA Mgmt For For
B. KIPLING HAGOPIAN Mgmt For For
JAMES R. BERGMAN Mgmt For For
JOSEPH R. BRONSON Mgmt For For
ROBERT E. GRADY Mgmt For For
WILLIAM D. WATKINS Mgmt For For
A.R. FRANK WAZZAN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS MAXIM INTEGRATED'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 28,
2014.
3. TO RATIFY AND APPROVE AN AMENDMENT TO MAXIM Mgmt For For
INTEGRATED'S 2008 EMPLOYEE STOCK PURCHASE
PLAN TO INCREASE THE NUMBER OF SHARES
AVAILABLE FOR ISSUANCE THEREUNDER BY
2,000,000 SHARES.
4. TO RATIFY AND APPROVE AN AMENDMENT TO MAXIM Mgmt For For
INTEGRATED'S 1996 STOCK INCENTIVE PLAN (THE
"PLAN") TO INCREASE THE NUMBER OF SHARES
AVAILABLE FOR ISSUANCE THEREUNDER BY
6,000,000 SHARES.
5. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MGM RESORTS INTERNATIONAL Agenda Number: 933995396
--------------------------------------------------------------------------------------------------------------------------
Security: 552953101
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: MGM
ISIN: US5529531015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT H. BALDWIN Mgmt For For
WILLIAM A. BIBLE Mgmt For For
BURTON M. COHEN Mgmt For For
MARY CHRIS GAY Mgmt For For
WILLIAM W. GROUNDS Mgmt For For
ALEXIS M. HERMAN Mgmt For For
ROLAND HERNANDEZ Mgmt For For
ANTHONY MANDEKIC Mgmt For For
ROSE MCKINNEY JAMES Mgmt For For
JAMES J. MURREN Mgmt For For
GREGORY M. SPIERKEL Mgmt For For
DANIEL J. TAYLOR Mgmt For For
2 TO RATIFY THE SELECTION OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
3 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 TO APPROVE AMENDMENTS TO THE AMENDED AND Mgmt For For
RESTATED 2005 OMNIBUS INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933883185
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 19-Nov-2013
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
10. APPROVE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
CRITERIA UNDER THE EXECUTIVE OFFICER
INCENTIVE PLAN
11. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2014
--------------------------------------------------------------------------------------------------------------------------
MOLSON COORS BREWING CO. Agenda Number: 933993354
--------------------------------------------------------------------------------------------------------------------------
Security: 60871R209
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: TAP
ISIN: US60871R2094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROGER G. EATON Mgmt For For
CHARLES M. HERINGTON Mgmt For For
H. SANFORD RILEY Mgmt Withheld Against
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC. Agenda Number: 933952360
--------------------------------------------------------------------------------------------------------------------------
Security: 609207105
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: MDLZ
ISIN: US6092071058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt Against Against
1B. ELECTION OF DIRECTOR: LEWIS W.K. BOOTH Mgmt For For
1C. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1D. ELECTION OF DIRECTOR: MARK D. KETCHUM Mgmt For For
1E. ELECTION OF DIRECTOR: JORGE S. MESQUITA Mgmt For For
1F. ELECTION OF DIRECTOR: NELSON PELTZ Mgmt For For
1G. ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt For For
1H. ELECTION OF DIRECTOR: IRENE B. ROSENFELD Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICK T. SIEWERT Mgmt For For
1J. ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For
1K. ELECTION OF DIRECTOR: RATAN N. TATA Mgmt For For
1L. ELECTION OF DIRECTOR: JEAN-FRANCOIS M.L. Mgmt For For
VAN BOXMEER
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. APPROVE MONDELEZ INTERNATIONAL, INC. Mgmt For For
AMENDED AND RESTATED 2005 PERFORMANCE
INCENTIVE PLAN
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR ENDING DECEMBER
31, 2014
5. SHAREHOLDER PROPOSAL: REPORT ON PACKAGING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
MOODY'S CORPORATION Agenda Number: 933929448
--------------------------------------------------------------------------------------------------------------------------
Security: 615369105
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: MCO
ISIN: US6153691059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JORGE A. BERMUDEZ Mgmt For For
1B. ELECTION OF DIRECTOR: KATHRYN M. HILL Mgmt For For
1C. ELECTION OF DIRECTOR: LESLIE F. SEIDMAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR 2014.
3. ADVISORY RESOLUTION APPROVING EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 933952497
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD J. DAVIES Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES P. GORMAN Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT H. HERZ Mgmt For For
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: KLAUS KLEINFELD Mgmt For For
1H. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1I. ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES W. OWENS Mgmt For For
1K. ELECTION OF DIRECTOR: O. GRIFFITH SEXTON Mgmt For For
1L. ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI Mgmt For For
1M. ELECTION OF DIRECTOR: MASAAKI TANAKA Mgmt For For
1N. ELECTION OF DIRECTOR: LAURA D. TYSON Mgmt For For
1O. ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITOR
3. TO APPROVE THE COMPENSATION OF EXECUTIVES Mgmt For For
AS DISCLOSED IN THE PROXY STATEMENT
(NON-BINDING ADVISORY RESOLUTION)
4. SHAREHOLDER PROPOSAL REGARDING A REPORT ON Shr Against For
LOBBYING
--------------------------------------------------------------------------------------------------------------------------
MYRIAD GENETICS, INC. Agenda Number: 933887311
--------------------------------------------------------------------------------------------------------------------------
Security: 62855J104
Meeting Type: Annual
Meeting Date: 05-Dec-2013
Ticker: MYGN
ISIN: US62855J1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER D. MELDRUM Mgmt For For
HEINER DREISMANN, PH.D. Mgmt For For
2. TO APPROVE A PROPOSED AMENDMENT TO THE Mgmt Against Against
COMPANY'S 2010 EMPLOYEE, DIRECTOR AND
CONSULTANT EQUITY INCENTIVE PLAN.
3. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2014.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN THE
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
NABORS INDUSTRIES LTD. Agenda Number: 934011800
--------------------------------------------------------------------------------------------------------------------------
Security: G6359F103
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: NBR
ISIN: BMG6359F1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES R. CRANE Mgmt Withheld Against
JOHN P. KOTTS Mgmt For For
MICHAEL C. LINN Mgmt Withheld Against
JOHN V. LOMBARDI Mgmt Withheld Against
ANTHONY G. PETRELLO Mgmt Withheld Against
HOWARD WOLF Mgmt Withheld Against
JOHN YEARWOOD Mgmt Withheld Against
2. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT AUDITOR AND AUTHORIZATION OF
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS TO SET THE AUDITOR'S
REMUNERATION.
3. NONBINDING PROPOSAL TO APPROVE THE Mgmt Against Against
EXTENSION OF OUR SHAREHOLDER RIGHTS PLAN.
4. NONBINDING PROPOSAL TO APPROVE THE Mgmt Against Against
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
5. NONBINDING SHAREHOLDER PROPOSAL TO REQUIRE Shr For Against
SHAREHOLDER APPROVAL OF SPECIFIC
PERFORMANCE METRICS IN EQUITY COMPENSATION
PLANS.
6. NONBINDING SHAREHOLDER PROPOSAL REGARDING Shr Against For
SHARE RETENTION REQUIREMENT FOR SENIOR
EXECUTIVES.
7. NONBINDING SHAREHOLDER PROPOSAL REGARDING Shr Against For
SUSTAINABILITY REPORTING.
8. NONBINDING SHAREHOLDER PROPOSAL REGARDING Shr For Against
THE VOTE STANDARD FOR DIRECTOR ELECTIONS.
9. NONBINDING SHAREHOLDER PROPOSAL REGARDING Shr Against For
PROXY ACCESS.
10. NONBINDING SHAREHOLDER PROPOSAL REGARDING Shr For Against
THE VOTE STANDARD ON ALL MATTERS EXCEPT
DIRECTOR ELECTIONS.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC. Agenda Number: 933975318
--------------------------------------------------------------------------------------------------------------------------
Security: 637071101
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: NOV
ISIN: US6370711011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MERRILL A. MILLER, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: CLAY C. WILLIAMS Mgmt For For
1C. ELECTION OF DIRECTOR: GREG L. ARMSTRONG Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT E. BEAUCHAMP Mgmt For For
1E. ELECTION OF DIRECTOR: MARCELA E. DONADIO Mgmt For For
1F. ELECTION OF DIRECTOR: BEN A. GUILL Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID D. HARRISON Mgmt For For
1H. ELECTION OF DIRECTOR: ROGER L. JARVIS Mgmt For For
1I. ELECTION OF DIRECTOR: ERIC L. MATTSON Mgmt For For
1J. ELECTION OF DIRECTOR: JEFFERY A. SMISEK Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
3. APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
NEUSTAR, INC. Agenda Number: 933980751
--------------------------------------------------------------------------------------------------------------------------
Security: 64126X201
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: NSR
ISIN: US64126X2018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1B. ELECTION OF DIRECTOR: JOEL P. FRIEDMAN Mgmt For For
1C. ELECTION OF DIRECTOR: MARK N. GREENE Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
NEUSTAR, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. APPROVAL OF AN ADVISORY RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION.
4. APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
NEUSTAR, INC. CORPORATE BONUS PLAN (FKA THE
2009 PERFORMANCE ACHIEVEMENT AWARD PLAN).
5. A STOCKHOLDER PROPOSAL TO DECLASSIFY THE Shr For Against
BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION Agenda Number: 933946127
--------------------------------------------------------------------------------------------------------------------------
Security: 655844108
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: NSC
ISIN: US6558441084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS D. BELL, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT A. BRADWAY Mgmt For For
1D. ELECTION OF DIRECTOR: WESLEY G. BUSH Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL A. CARP Mgmt For For
1F. ELECTION OF DIRECTOR: KAREN N. HORN Mgmt For For
1G. ELECTION OF DIRECTOR: STEVEN F. LEER Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL D. LOCKHART Mgmt For For
1I. ELECTION OF DIRECTOR: AMY E. MILES Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES W. MOORMAN Mgmt For For
1K. ELECTION OF DIRECTOR: MARTIN H. NESBITT Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES A. SQUIRES Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN R. THOMPSON Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS NORFOLK SOUTHERN'S
INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. APPROVAL OF EXECUTIVE COMPENSATION AS Mgmt For For
DISCLOSED IN THE PROXY STATEMENT FOR THE
2014 ANNUAL MEETING OF STOCKHOLDERS.
4. STOCKHOLDER PROPOSAL CONCERNING AN Shr Against For
INDEPENDENT CHAIRMAN OF THE BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda Number: 933948436
--------------------------------------------------------------------------------------------------------------------------
Security: 666807102
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: NOC
ISIN: US6668071029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WESLEY G. BUSH Mgmt For For
1B. ELECTION OF DIRECTOR: VICTOR H. FAZIO Mgmt For For
1C. ELECTION OF DIRECTOR: DONALD E. FELSINGER Mgmt For For
1D. ELECTION OF DIRECTOR: BRUCE S. GORDON Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM H. HERNANDEZ Mgmt For For
1F. ELECTION OF DIRECTOR: MADELEINE A. KLEINER Mgmt For For
1G. ELECTION OF DIRECTOR: KARL J. KRAPEK Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1I. ELECTION OF DIRECTOR: GARY ROUGHEAD Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE Mgmt For For
1K. ELECTION OF DIRECTOR: KEVIN W. SHARER Mgmt For For
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR FISCAL YEAR ENDING
DECEMBER 31, 2014.
4. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For
BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
NU SKIN ENTERPRISES, INC. Agenda Number: 934027461
--------------------------------------------------------------------------------------------------------------------------
Security: 67018T105
Meeting Type: Annual
Meeting Date: 24-Jun-2014
Ticker: NUS
ISIN: US67018T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NEVIN N. ANDERSEN Mgmt For For
DANIEL W. CAMPBELL Mgmt For For
M. TRUMAN HUNT Mgmt For For
ANDREW D. LIPMAN Mgmt For For
STEVEN J. LUND Mgmt For For
PATRICIA A. NEGRON Mgmt For For
NEIL H. OFFEN Mgmt For For
THOMAS R. PISANO Mgmt For For
2. ADVISORY VOTE AS TO THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 933970217
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 23-May-2014
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT K. BURGESS Mgmt For For
1B. ELECTION OF DIRECTOR: TENCH COXE Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES C. GAITHER Mgmt For For
1D. ELECTION OF DIRECTOR: JEN-HSUN HUANG Mgmt For For
1E. ELECTION OF DIRECTOR: DAWN HUDSON Mgmt For For
1F. ELECTION OF DIRECTOR: HARVEY C. JONES Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM J. MILLER Mgmt For For
1H. ELECTION OF DIRECTOR: MARK L. PERRY Mgmt For For
1I. ELECTION OF DIRECTOR: A. BROOKE SEAWELL Mgmt For For
1J. ELECTION OF DIRECTOR: MARK A. STEVENS Mgmt For For
2. TO APPROVE OUR EXECUTIVE COMPENSATION. Mgmt For For
3. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR AMENDED AND RESTATED 2007 EQUITY
INCENTIVE PLAN.
5. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR 2012 EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
O'REILLY AUTOMOTIVE, INC. Agenda Number: 933940834
--------------------------------------------------------------------------------------------------------------------------
Security: 67103H107
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: ORLY
ISIN: US67103H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID O'REILLY Mgmt For For
1B. ELECTION OF DIRECTOR: LARRY O'REILLY Mgmt For For
1C. ELECTION OF DIRECTOR: ROSALIE O'REILLY Mgmt For For
WOOTEN
1D. ELECTION OF DIRECTOR: JAY D. BURCHFIELD Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS T. HENDRICKSON Mgmt For For
1F. ELECTION OF DIRECTOR: PAUL R. LEDERER Mgmt For For
2. TO AMEND THE RESTATED ARTICLES OF Mgmt For For
INCORPORATION OF THE COMPANY'S SUBSIDIARY
O'REILLY AUTOMOTIVE STORES, INC.
3. ADVISORY VOTE ON APPROVAL OF COMPENSATION Mgmt For For
OF EXECUTIVES.
4. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG, LLP, AS INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
5. SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr Against For
TO RETAIN SIGNIFICANT STOCK".
--------------------------------------------------------------------------------------------------------------------------
OASIS PETROLEUM INC Agenda Number: 933937495
--------------------------------------------------------------------------------------------------------------------------
Security: 674215108
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: OAS
ISIN: US6742151086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TED COLLINS, JR. Mgmt For For
DOUGLAS E. SWANSON, JR. Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2014.
3. TO APPROVE THE AMENDED AND RESTATED 2010 Mgmt For For
LONG TERM INCENTIVE PLAN.
4 TO APPROVE THE AMENDED AND RESTATED 2010 Mgmt For For
ANNUAL INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
OCWEN FINANCIAL CORPORATION Agenda Number: 933997477
--------------------------------------------------------------------------------------------------------------------------
Security: 675746309
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: OCN
ISIN: US6757463095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM C. ERBEY Mgmt Withheld Against
RONALD M. FARIS Mgmt For For
RONALD J. KORN Mgmt For For
WILLIAM H. LACY Mgmt For For
WILBUR L. ROSS, JR. Mgmt Withheld Against
ROBERT A. SALCETTI Mgmt For For
BARRY N. WISH Mgmt For For
2. RE-APPROVAL OF OUR 1998 ANNUAL INCENTIVE Mgmt For For
PLAN
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OCWEN FINANCIAL
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014
4. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT
--------------------------------------------------------------------------------------------------------------------------
OMNICARE, INC. Agenda Number: 933992023
--------------------------------------------------------------------------------------------------------------------------
Security: 681904108
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: OCR
ISIN: US6819041087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN L. BERNBACH Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES G. CARLSON Mgmt For For
1C. ELECTION OF DIRECTOR: MARK A. EMMERT Mgmt For For
1D. ELECTION OF DIRECTOR: STEVEN J. HEYER Mgmt For For
1E. ELECTION OF DIRECTOR: SAM R. LENO Mgmt For For
1F. ELECTION OF DIRECTOR: BARRY P. SCHOCHET Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES D. SHELTON Mgmt For For
1H. ELECTION OF DIRECTOR: AMY WALLMAN Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN L. WORKMAN Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
4. APPROVAL OF THE ADOPTION OF THE STOCK AND Mgmt For For
INCENTIVE PLAN.
5. RE-APPROVAL OF THE PERFORMANCE CRITERIA Mgmt For For
UNDER THE ANNUAL INCENTIVE PLAN FOR SENIOR
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION Agenda Number: 933985410
--------------------------------------------------------------------------------------------------------------------------
Security: 682189105
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: ONNN
ISIN: US6821891057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: KEITH D. JACKSON Mgmt For For
1.2 ELECTION OF DIRECTOR: BERNARD L. HAN Mgmt For For
2. TO VOTE ON AN ADVISORY RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT YEAR.
4. TO APPROVE AN AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS.
5. TO APPROVE AN AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
REMOVE THE PROHIBITION AGAINST ACTION BY
WRITTEN CONSENT OF THE STOCKHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
OSHKOSH CORPORATION Agenda Number: 933909876
--------------------------------------------------------------------------------------------------------------------------
Security: 688239201
Meeting Type: Annual
Meeting Date: 04-Feb-2014
Ticker: OSK
ISIN: US6882392011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD M. DONNELLY Mgmt For For
PETER B. HAMILTON Mgmt For For
KATHLEEN J. HEMPEL Mgmt For For
LESLIE F. KENNE Mgmt For For
STEPHEN D. NEWLIN Mgmt For For
CRAIG P. OMTVEDT Mgmt For For
DUNCAN J. PALMER Mgmt For For
JOHN S. SHIELY Mgmt For For
RICHARD G. SIM Mgmt For For
CHARLES L. SZEWS Mgmt For For
WILLIAM S. WALLACE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP, AN INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM, AS THE COMPANY'S
INDEPENDENT AUDITORS FOR FISCAL YEAR 2014.
3. APPROVAL, BY ADVISORY VOTE, OF THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. VOTE ON A SHAREHOLDER PROPOSAL, IF PROPERLY Shr For Against
PRESENTED, RELATING TO ACCELERATED VESTING
OF EQUITY AWARDS UPON A CHANGE IN CONTROL.
--------------------------------------------------------------------------------------------------------------------------
OWENS-ILLINOIS, INC. Agenda Number: 933951659
--------------------------------------------------------------------------------------------------------------------------
Security: 690768403
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: OI
ISIN: US6907684038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAY L. GELDMACHER Mgmt For For
PETER S. HELLMAN Mgmt For For
ANASTASIA D. KELLY Mgmt For For
JOHN J. MCMACKIN, JR. Mgmt For For
HARI N. NAIR Mgmt For For
HUGH H. ROBERTS Mgmt For For
ALBERT P.L. STROUCKEN Mgmt For For
CAROL A. WILLIAMS Mgmt For For
DENNIS K. WILLIAMS Mgmt For For
THOMAS L. YOUNG Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. TO APPROVE, BY ADVISORY VOTE, THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
4. TO APPROVE THE SECOND AMENDMENT AND Mgmt For For
RESTATEMENT OF THE COMPANY'S 2005 INCENTIVE
AWARD PLAN, THAT, AMONG OTHER THINGS,
INCREASES THE NUMBER OF SHARES AVAILABLE
UNDER THE PLAN BY 6,000,000, EXTENDS THE
TERM OF THE PLAN UNTIL MARCH 2024 AND
CONTINUES TO ALLOW GRANTS UNDER THE PLAN TO
QUALIFY AS PERFORMANCE BASED FOR PURPOSES
OF SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
--------------------------------------------------------------------------------------------------------------------------
PAA NATURAL GAS STORAGE, LP (PNG) Agenda Number: 933905525
--------------------------------------------------------------------------------------------------------------------------
Security: 693139107
Meeting Type: Special
Meeting Date: 31-Dec-2013
Ticker: PNG
ISIN: US6931391071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF MERGER Mgmt For For
DATED AS OF OCTOBER 21, 2013 BY AND AMONG
PLAINS ALL AMERICAN PIPELINE, L.P., PAA
ACQUISITION COMPANY LLC, PAA NATURAL GAS
STORAGE, L.P. AND PNGS GP LLC, AS IT MAY BE
AMENDED FROM TIME TO TIME (THE "MERGER
AGREEMENT"), AND THE TRANSACTIONS
CONTEMPLATED BY THE MERGER AGREEMENT,
INCLUDING THE MERGER.
2. TO ADJOURN THE SPECIAL MEETING FOR ANY Mgmt For For
REASON IF DETERMINED TO BE APPROPRIATE BY
PNGS GP LLC.
--------------------------------------------------------------------------------------------------------------------------
PACKAGING CORPORATION OF AMERICA Agenda Number: 933961371
--------------------------------------------------------------------------------------------------------------------------
Security: 695156109
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: PKG
ISIN: US6951561090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHERYL K. BEEBE Mgmt For For
1B. ELECTION OF DIRECTOR: HASAN JAMEEL Mgmt For For
1C. ELECTION OF DIRECTOR: MARK W. KOWLZAN Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT C. LYONS Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS P. MAURER Mgmt For For
1F. ELECTION OF DIRECTOR: SAMUEL M. MENCOFF Mgmt For For
1G. ELECTION OF DIRECTOR: ROGER B. PORTER Mgmt For For
1H. ELECTION OF DIRECTOR: THOMAS S. SOULELES Mgmt For For
1I. ELECTION OF DIRECTOR: PAUL T. STECKO Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES D. WOODRUM Mgmt For For
2. PROPOSAL TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
3. PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
PARTNERRE LTD. Agenda Number: 933956166
--------------------------------------------------------------------------------------------------------------------------
Security: G6852T105
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: PRE
ISIN: BMG6852T1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JUDITH HANRATTY Mgmt For For
COSTAS MIRANTHIS Mgmt For For
REMY SAUTTER Mgmt For For
EGBERT WILLAM Mgmt For For
2. TO RATIFY THE APPOINTMENT BY OUR AUDIT Mgmt For For
COMMITTEE OF DELOITTE & TOUCHE LTD., AS OUR
INDEPENDENT AUDITORS, TO SERVE UNTIL THE
2015 ANNUAL GENERAL MEETING, AND TO REFER
DECISIONS ABOUT THE AUDITORS' COMPENSATION
TO THE BOARD OF DIRECTORS.
3 TO APPROVE THE EXECUTIVE COMPENSATION Mgmt For For
DISCLOSED PURSUANT TO ITEM 402 REGULATION
S-K (NON-BINDING ADVISORY VOTE).
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933933738
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1D. ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For
1E. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1G. ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1H. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For
1I. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1J. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1L. ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE Mgmt For For
2. RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
4. APPROVAL OF PFIZER INC. 2014 STOCK PLAN Mgmt For For
5. SHAREHOLDER PROPOSAL REGARDING APPROVAL OF Shr Against For
POLITICAL CONTRIBUTIONS POLICY
6. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
ACTIVITIES
7. SHAREHOLDER PROPOSAL REGARDING ACTION BY Shr Against For
WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
PG&E CORPORATION Agenda Number: 933953805
--------------------------------------------------------------------------------------------------------------------------
Security: 69331C108
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: PCG
ISIN: US69331C1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LEWIS CHEW Mgmt For For
1B. ELECTION OF DIRECTOR: ANTHONY F. EARLEY, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: FRED J. FOWLER Mgmt For For
1D. ELECTION OF DIRECTOR: MARYELLEN C. Mgmt For For
HERRINGER
1E. ELECTION OF DIRECTOR: RICHARD C. KELLY Mgmt For For
1F. ELECTION OF DIRECTOR: ROGER H. KIMMEL Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD A. MESERVE Mgmt For For
1H. ELECTION OF DIRECTOR: FORREST E. MILLER Mgmt For For
1I. ELECTION OF DIRECTOR: ROSENDO G. PARRA Mgmt For For
1J. ELECTION OF DIRECTOR: BARBARA L. RAMBO Mgmt For For
1K. ELECTION OF DIRECTOR: BARRY LAWSON WILLIAMS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
4. APPROVAL OF THE PG&E CORPORATION 2014 Mgmt For For
LONG-TERM INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
PITNEY BOWES INC. Agenda Number: 933944034
--------------------------------------------------------------------------------------------------------------------------
Security: 724479100
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: PBI
ISIN: US7244791007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA G. ALVARADO Mgmt For For
1B. ELECTION OF DIRECTOR: ANNE M. BUSQUET Mgmt For For
1C. ELECTION OF DIRECTOR: ROGER FRADIN Mgmt For For
1D. ELECTION OF DIRECTOR: ANNE SUTHERLAND FUCHS Mgmt For For
1E. ELECTION OF DIRECTOR: S. DOUGLAS HUTCHESON Mgmt For For
1F. ELECTION OF DIRECTOR: MARC B. LAUTENBACH Mgmt For For
1G. ELECTION OF DIRECTOR: EDUARDO R. MENASCE Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL I. ROTH Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID L. SHEDLARZ Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID B. SNOW, JR. Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
APPOINTMENT OF THE INDEPENDENT ACCOUNTANTS
FOR 2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE PITNEY BOWES DIRECTORS' Mgmt For For
STOCK PLAN.
--------------------------------------------------------------------------------------------------------------------------
PLAINS ALL AMERICAN PIPELINE, L.P. Agenda Number: 933884783
--------------------------------------------------------------------------------------------------------------------------
Security: 726503105
Meeting Type: Special
Meeting Date: 19-Nov-2013
Ticker: PAA
ISIN: US7265031051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE PLAINS ALL AMERICAN Mgmt For For
2013 LONG-TERM INCENTIVE PLAN.
2. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING TO A LATER DATE OR DATES,
IF DEEMED NECESSARY OR APPROPRIATE BY OUR
GENERAL PARTNER, TO SOLICIT ADDITIONAL
PROXIES.
--------------------------------------------------------------------------------------------------------------------------
POLYCOM, INC. Agenda Number: 933995815
--------------------------------------------------------------------------------------------------------------------------
Security: 73172K104
Meeting Type: Annual
Meeting Date: 09-Jun-2014
Ticker: PLCM
ISIN: US73172K1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: PETER A. LEAV Mgmt For For
1.2 ELECTION OF DIRECTOR: BETSY S. ATKINS Mgmt For For
1.3 ELECTION OF DIRECTOR: MARTHA H. BEJAR Mgmt For For
1.4 ELECTION OF DIRECTOR: ROBERT J. FRANKENBERG Mgmt For For
1.5 ELECTION OF DIRECTOR: JOHN A. KELLEY, JR. Mgmt For For
1.6 ELECTION OF DIRECTOR: D. SCOTT MERCER Mgmt For For
1.7 ELECTION OF DIRECTOR: WILLIAM A. OWENS Mgmt For For
1.8 ELECTION OF DIRECTOR: KEVIN T. PARKER Mgmt For For
2. TO APPROVE AN AMENDMENT TO POLYCOM'S 2005 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE
THE NUMBER OF SHARES OF COMMON STOCK
RESERVED FOR ISSUANCE UNDER THE PLAN BY
9,000,000.
3. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt Against Against
POLYCOM'S EXECUTIVE COMPENSATION.
4. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS POLYCOM'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
PROTECTIVE LIFE CORPORATION Agenda Number: 933976219
--------------------------------------------------------------------------------------------------------------------------
Security: 743674103
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: PL
ISIN: US7436741034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT O. BURTON Mgmt For For
1B. ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS L. HAMBY Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN D. JOHNS Mgmt For For
1E. ELECTION OF DIRECTOR: VANESSA LEONARD Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES D. MCCRARY Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN J. MCMAHON, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: HANS H. MILLER Mgmt For For
1I. ELECTION OF DIRECTOR: MALCOLM PORTERA Mgmt For For
1J. ELECTION OF DIRECTOR: C. DOWD RITTER Mgmt For For
1K. ELECTION OF DIRECTOR: JESSE J. SPIKES Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM A. TERRY Mgmt For For
1M. ELECTION OF DIRECTOR: W. MICHAEL WARREN, Mgmt For For
JR.
1N. ELECTION OF DIRECTOR: VANESSA WILSON Mgmt For For
2. ADVISORY VOTE REGARDING THE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN ITS PROXY STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT ACCOUNTANT.
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC. Agenda Number: 933961383
--------------------------------------------------------------------------------------------------------------------------
Security: 744320102
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: PRU
ISIN: US7443201022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1C. ELECTION OF DIRECTOR: GILBERT F. CASELLAS Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1E. ELECTION OF DIRECTOR: MARK B. GRIER Mgmt For For
1F. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1G. ELECTION OF DIRECTOR: MARTINA HUND-MEJEAN Mgmt For For
1H. ELECTION OF DIRECTOR: KARL J. KRAPEK Mgmt For For
1I. ELECTION OF DIRECTOR: CHRISTINE A. POON Mgmt For For
1J. ELECTION OF DIRECTOR: DOUGLAS A. SCOVANNER Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN R. STRANGFELD Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES A. UNRUH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
STOCK OWNERSHIP.
--------------------------------------------------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INC. Agenda Number: 933933740
--------------------------------------------------------------------------------------------------------------------------
Security: 744573106
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: PEG
ISIN: US7445731067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALBERT R. GAMPER, JR. Mgmt For For
NOMINEE FOR TERM EXPIRING IN 2015
1B. ELECTION OF DIRECTOR: WILLIAM V. HICKEY Mgmt For For
NOMINEE FOR TERM EXPIRING IN 2015
1C. ELECTION OF DIRECTOR: RALPH IZZO NOMINEE Mgmt For For
FOR TERM EXPIRING IN 2015
1D. ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt Against Against
NOMINEE FOR TERM EXPIRING IN 2015
1E. ELECTION OF DIRECTOR: DAVID LILLEY NOMINEE Mgmt For For
FOR TERM EXPIRING IN 2015
1F. ELECTION OF DIRECTOR: THOMAS A. RENYI Mgmt For For
NOMINEE FOR TERM EXPIRING IN 2015
1G. ELECTION OF DIRECTOR: HAK CHEOL SHIN Mgmt For For
NOMINEE FOR TERM EXPIRING IN 2015
1H. ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt Against Against
NOMINEE FOR TERM EXPIRING IN 2015
1I. ELECTION OF DIRECTOR: SUSAN TOMASKY NOMINEE Mgmt For For
FOR TERM EXPIRING IN 2015
1J. ELECTION OF DIRECTOR: ALFRED W. ZOLLAR Mgmt For For
NOMINEE FOR TERM EXPIRING IN 2015
2. ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION
3A. APPROVAL OF AMENDMENTS TO CERTIFICATE OF Mgmt For For
INCORPORATION TO ELIMINATE SUPERMAJORITY
VOTING REQUIREMENTS FOR CERTAIN BUSINESS
COMBINATIONS
3B. APPROVAL OF AMENDMENTS TO CERTIFICATE OF Mgmt For For
INCORPORATION & BY-LAWS TO ELIMINATE
SUPERMAJORITY VOTING REQUIREMENTS TO REMOVE
A DIRECTOR WITHOUT CAUSE
3C. APPROVAL OF AMENDMENT TO CERTIFICATE OF Mgmt For For
INCORPORATION TO ELIMINATE SUPERMAJORITY
VOTING REQUIREMENT TO MAKE CERTAIN
AMENDMENTS TO BY-LAWS
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE
YEAR 2014
--------------------------------------------------------------------------------------------------------------------------
PULTEGROUP, INC. Agenda Number: 933950049
--------------------------------------------------------------------------------------------------------------------------
Security: 745867101
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PHM
ISIN: US7458671010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRIAN P. ANDERSON Mgmt For For
BRYCE BLAIR Mgmt For For
RICHARD J. DUGAS, JR. Mgmt For For
THOMAS J. FOLLIARD Mgmt For For
CHERYL W. GRISE Mgmt For For
ANDRE J. HAWAUX Mgmt For For
DEBRA J. KELLY-ENNIS Mgmt For For
PATRICK J. O'LEARY Mgmt For For
JAMES J. POSTL Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. A SHAREHOLDER PROPOSAL REQUESTING THE Shr For Against
ELECTION OF DIRECTORS BY A MAJORITY, RATHER
THAN PLURALITY, VOTE, IF PROPERLY PRESENTED
AT THE MEETING.
5. A SHAREHOLDER PROPOSAL REGARDING THE USE OF Shr Against For
PERFORMANCE-BASED OPTIONS, IF PROPERLY
PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
PVR PARTNERS, L.P. Agenda Number: 933926062
--------------------------------------------------------------------------------------------------------------------------
Security: 693665101
Meeting Type: Special
Meeting Date: 20-Mar-2014
Ticker: PVR
ISIN: US6936651016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO CONSIDER AND VOTE ON A PROPOSAL TO ADOPT Mgmt For For
THE AGREEMENT AND PLAN OF MERGER, DATED AS
OF OCTOBER 9, 2013 (AS IT MAY BE AMENDED
FROM TIME TO TIME), WHICH IS REFERRED TO AS
THE MERGER AGREEMENT, BY AND AMONG PVR, PVR
GP, LLC, THE GENERAL PARTNER OF PVR,
REGENCY ENERGY PARTNERS LP, AND REGENCY GP
LP, THE GENERAL PARTNER OF REGENCY, AND THE
TRANSACTIONS CONTEMPLATED THEREBY.
2 TO CONSIDER AND VOTE ON A PROPOSAL TO Mgmt For For
APPROVE THE ADJOURNMENT OF THE PVR SPECIAL
MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO ADOPT THE MERGER
AGREEMENT AT THE TIME OF THE SPECIAL
MEETING.
3 TO CONSIDER AND VOTE ON A PROPOSAL TO Mgmt For For
APPROVE, ON AN ADVISORY (NON-BINDING)
BASIS, THE RELATED COMPENSATION PAYMENTS
THAT WILL OR MAY BE PAID BY PVR TO ITS
NAMED EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 933916150
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B. ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For
1C. ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1F. ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1G. ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For
1H. ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF Mgmt For For
1I. ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For
1J. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1L. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1M. ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For
1N. ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 28, 2014.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
QUESTAR CORPORATION Agenda Number: 933946103
--------------------------------------------------------------------------------------------------------------------------
Security: 748356102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: STR
ISIN: US7483561020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: TERESA BECK Mgmt For For
1B ELECTION OF DIRECTOR: R.D. CASH Mgmt For For
1C ELECTION OF DIRECTOR: LAURENCE M. DOWNES Mgmt For For
1D ELECTION OF DIRECTOR: CHRISTOPHER A. HELMS Mgmt For For
1E ELECTION OF DIRECTOR: RONALD W. JIBSON Mgmt For For
1F ELECTION OF DIRECTOR: REBECCA RANICH Mgmt For For
1G ELECTION OF DIRECTOR: HARRIS H. SIMMONS Mgmt For For
1H ELECTION OF DIRECTOR: BRUCE A. WILLIAMSON Mgmt For For
2 RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITOR.
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
R.R. DONNELLEY & SONS COMPANY Agenda Number: 933985674
--------------------------------------------------------------------------------------------------------------------------
Security: 257867101
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: RRD
ISIN: US2578671016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS J. QUINLAN III Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN M. CAMERON Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD L. CRANDALL Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN M. GIANINNO Mgmt For For
1E. ELECTION OF DIRECTOR: JUDITH H. HAMILTON Mgmt For For
1F. ELECTION OF DIRECTOR: JEFFREY M. KATZ Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD K. PALMER Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL T. RIORDAN Mgmt For For
1J. ELECTION OF DIRECTOR: OLIVER R. SOCKWELL Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
REALOGY HOLDINGS CORP. Agenda Number: 933941571
--------------------------------------------------------------------------------------------------------------------------
Security: 75605Y106
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: RLGY
ISIN: US75605Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JESSICA M. BIBLIOWICZ Mgmt For For
FIONA P. DIAS Mgmt For For
2. APPROVAL OF AMENDMENT TO THE CERTIFICATE OF Mgmt For For
INCORPORATION OF REALOGY HOLDINGS TO
ELIMINATE THE CLASSIFIED BOARD STRUCTURE.
3. APPROVAL OF AMENDMENT TO THE CERTIFICATE OF Mgmt For For
INCORPORATION OF REALOGY HOLDINGS TO
ELIMINATE PROVISIONS RELATED TO APOLLO.
4. ADVISORY VOTE TO APPROVE REALOGY HOLDINGS Mgmt For For
EXECUTIVE COMPENSATION PROGRAM.
5. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
REGAL ENTERTAINMENT GROUP Agenda Number: 933946191
--------------------------------------------------------------------------------------------------------------------------
Security: 758766109
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: RGC
ISIN: US7587661098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEPHEN A. KAPLAN Mgmt For For
JACK TYRRELL Mgmt For For
NESTOR R. WEIGAND, JR. Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF KPMG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JANUARY 1, 2015.
--------------------------------------------------------------------------------------------------------------------------
RELIANCE STEEL & ALUMINUM CO. Agenda Number: 933971346
--------------------------------------------------------------------------------------------------------------------------
Security: 759509102
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: RS
ISIN: US7595091023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SARAH J. ANDERSON Mgmt For For
JOHN G. FIGUEROA Mgmt For For
THOMAS W. GIMBEL Mgmt For For
DAVID H. HANNAH Mgmt For For
DOUGLAS M. HAYES Mgmt For For
MARK V. KAMINSKI Mgmt For For
GREGG J. MOLLINS Mgmt For For
ANDREW G. SHARKEY, III Mgmt For For
LESLIE A. WAITE Mgmt For For
2. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
RENAISSANCERE HOLDINGS LTD. Agenda Number: 933973023
--------------------------------------------------------------------------------------------------------------------------
Security: G7496G103
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: RNR
ISIN: BMG7496G1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID C. BUSHNELL Mgmt For For
JAMES L. GIBBONS Mgmt For For
JEAN D. HAMILTON Mgmt For For
ANTHONY M. SANTOMERO Mgmt For For
2. THE APPROVAL, BY A NON-BINDING ADVISORY Mgmt For For
VOTE, OF THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS OF RENAISSANCERE
HOLDINGS LTD. AS DISCLOSED IN THE PROXY
STATEMENT.
3. TO APPOINT THE FIRM OF ERNST & YOUNG LTD., Mgmt For For
AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, TO SERVE AS OUR AUDITORS FOR THE 2014
FISCAL YEAR UNTIL OUR 2015 ANNUAL GENERAL
MEETING, AND TO REFER THE DETERMINATION OF
THE AUDITORS' REMUNERATION TO THE BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
ROCK-TENN COMPANY Agenda Number: 933908901
--------------------------------------------------------------------------------------------------------------------------
Security: 772739207
Meeting Type: Annual
Meeting Date: 31-Jan-2014
Ticker: RKT
ISIN: US7727392075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JENNY A. HOURIHAN Mgmt For For
STEVEN C. VOORHEES Mgmt For For
J. POWELL BROWN Mgmt For For
ROBERT M. CHAPMAN Mgmt For For
TERRELL K. CREWS Mgmt For For
RUSSELL M. CURREY Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP TO SERVE AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
ROCK-TENN COMPANY.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. THE APPROVAL OF RESTATED AND AMENDED Mgmt For For
ARTICLES OF INCORPORATION FOR ROCK-TENN
COMPANY TO PROVIDE THAT ALL DIRECTORS
ELECTED AT OR AFTER OUR ANNUAL MEETING OF
SHAREHOLDERS HELD IN 2015 BE ELECTED ON AN
ANNUAL BASIS AND TO CONSOLIDATE OTHER
AMENDMENTS THAT WERE PREVIOUSLY MADE TO
ROCK-TENN COMPANY'S ARTICLES OF
INCORPORATION.
--------------------------------------------------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC. Agenda Number: 933910653
--------------------------------------------------------------------------------------------------------------------------
Security: 773903109
Meeting Type: Annual
Meeting Date: 04-Feb-2014
Ticker: ROK
ISIN: US7739031091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A. DIRECTOR
STEVEN R. KALMANSON Mgmt Withheld Against
JAMES P. KEANE Mgmt Withheld Against
DONALD R. PARFET Mgmt Withheld Against
B. TO APPROVE THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
C. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE CORPORATION'S NAMED
EXECUTIVE OFFICERS.
D. SHAREHOLDER PROPOSAL REQUESTING MAJORITY Shr For
VOTING IN ELECTIONS OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
ROWAN COMPANIES PLC Agenda Number: 933935314
--------------------------------------------------------------------------------------------------------------------------
Security: G7665A101
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: RDC
ISIN: GB00B6SLMV12
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AN ORDINARY RESOLUTION TO ELECT THOMAS P. Mgmt For For
BURKE AS A CLASS I DIRECTOR FOR A TERM TO
EXPIRE AT THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS TO BE HELD IN 2015.
2. AN ORDINARY RESOLUTION TO ELECT WILLIAM T. Mgmt For For
FOX III AS A CLASS I DIRECTOR FOR A TERM TO
EXPIRE AT THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS TO BE HELD IN 2015.
3. AN ORDINARY RESOLUTION TO ELECT SIR GRAHAM Mgmt For For
HEARNE AS A CLASS I DIRECTOR FOR A TERM TO
EXPIRE AT THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS TO BE HELD IN 2015.
4. AN ORDINARY RESOLUTION TO ELECT LORD Mgmt For For
MOYNIHAN AS A CLASS II DIRECTOR FOR A TERM
TO EXPIRE AT THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS TO BE HELD IN 2015.
5. AN ORDINARY RESOLUTION TO ELECT JOHN J. Mgmt For For
QUICKE AS A CLASS II DIRECTOR FOR A TERM TO
EXPIRE AT THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS TO BE HELD IN 2015.
6. AN ORDINARY RESOLUTION TO ELECT W. MATT Mgmt For For
RALLS AS A CLASS II DIRECTOR FOR A TERM TO
EXPIRE AT THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS TO BE HELD IN 2015.
7. AN ORDINARY RESOLUTION TO ELECT TORE I. Mgmt For For
SANDVOLD AS A CLASS II DIRECTOR FOR A TERM
TO EXPIRE AT THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS TO BE HELD IN 2015.
8. AN ORDINARY RESOLUTION TO RATIFY THE AUDIT Mgmt For For
COMMITTEE'S APPOINTMENT OF DELOITTE &
TOUCHE LLP AS OUR U.S. INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
9. AN ORDINARY RESOLUTION TO RE-APPOINT Mgmt For For
DELOITTE LLP AS OUR U.K. STATUTORY AUDITOR
UNDER THE U.K. COMPANIES ACT 2006 (TO HOLD
OFFICE UNTIL THE CONCLUSION OF THE NEXT
ANNUAL GENERAL MEETING AT WHICH ACCOUNTS
ARE LAID BEFORE THE COMPANY).
10. AN ORDINARY RESOLUTION TO AUTHORIZE THE Mgmt For For
AUDIT COMMITTEE TO DETERMINE OUR U.K.
STATUTORY AUDITORS' REMUNERATION.
11. AN ORDINARY RESOLUTION OF A BINDING VOTE TO Mgmt For For
APPROVE ROWAN COMPANIES PLC'S DIRECTORS'
REMUNERATION POLICY (IN ACCORDANCE WITH
REQUIREMENTS APPLICABLE TO U.K. COMPANIES).
12. AN ORDINARY RESOLUTION OF A NON-BINDING Mgmt For For
ADVISORY VOTE TO APPROVE ROWAN COMPANIES
PLC'S U.K. STATUTORY IMPLEMENTATION REPORT
FOR THE YEAR ENDED DECEMBER 31, 2013 (IN
ACCORDANCE WITH REQUIREMENTS APPLICABLE TO
U.K. COMPANIES).
13. AN ORDINARY RESOLUTION OF A NON-BINDING Mgmt For For
ADVISORY VOTE TO APPROVE ROWAN COMPANIES
PLC'S NAMED EXECUTIVE OFFICER COMPENSATION
AS REPORTED IN THIS PROXY STATEMENT (IN
ACCORDANCE WITH REQUIREMENTS APPLICABLE TO
COMPANIES SUBJECT TO SEC REPORTING
REQUIREMENTS UNDER THE SECURITIES AND
EXCHANGE ACT OF 1934, AS AMENDED).
--------------------------------------------------------------------------------------------------------------------------
SALIX PHARMACEUTICALS, LTD. Agenda Number: 934000996
--------------------------------------------------------------------------------------------------------------------------
Security: 795435106
Meeting Type: Annual
Meeting Date: 13-Jun-2014
Ticker: SLXP
ISIN: US7954351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN F. CHAPPELL Mgmt For For
THOMAS W. D'ALONZO Mgmt For For
WILLIAM P. KEANE Mgmt For For
CAROLYN J. LOGAN Mgmt For For
MARK A. SIRGO Mgmt For For
02 THE PROPOSAL TO AMEND OUR CERTIFICATE OF Mgmt For For
INCORPORATION, AS DESCRIBED IN THE IN THE
ACCOMPANYING PROXY STATEMENT, TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF CAPITAL
STOCK FROM 155,000,000 SHARES TO
305,000,000 SHARES AND TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 150,000,000 SHARES TO 300,000,000
SHARES.
03 THE PROPOSAL TO APPROVE THE SALIX Mgmt For For
PHARMACEUTICALS, LTD. 2014 STOCK INCENTIVE
PLAN.
04 THE PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014
05 THE APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
2013 EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SEALED AIR CORPORATION Agenda Number: 933965886
--------------------------------------------------------------------------------------------------------------------------
Security: 81211K100
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: SEE
ISIN: US81211K1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ELECTION OF HANK BROWN AS A DIRECTOR. Mgmt For For
2 ELECTION OF MICHAEL CHU AS A DIRECTOR. Mgmt For For
3 ELECTION OF LAWRENCE R. CODEY AS A Mgmt For For
DIRECTOR.
4 ELECTION OF PATRICK DUFF AS A DIRECTOR. Mgmt For For
5 ELECTION OF JACQUELINE B. KOSECOFF AS A Mgmt For For
DIRECTOR.
6 ELECTION OF KENNETH P. MANNING AS A Mgmt For For
DIRECTOR.
7 ELECTION OF WILLIAM J. MARINO AS A Mgmt For For
DIRECTOR.
8 ELECTION OF JEROME A. PERIBERE AS A Mgmt For For
DIRECTOR.
9 ELECTION OF RICHARD L. WAMBOLD AS A Mgmt For For
DIRECTOR.
10 ELECTION OF JERRY R. WHITAKER AS A Mgmt For For
DIRECTOR.
11 APPROVAL OF THE 2014 OMNIBUS INCENTIVE Mgmt For For
PLAN.
12 ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
13 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
SIX FLAGS ENTERTAINMENT CORPORATION Agenda Number: 933941610
--------------------------------------------------------------------------------------------------------------------------
Security: 83001A102
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: SIX
ISIN: US83001A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KURT M. CELLAR Mgmt For For
CHARLES A. KOPPELMAN Mgmt For For
JON L. LUTHER Mgmt For For
USMAN NABI Mgmt For For
STEPHEN D. OWENS Mgmt For For
JAMES REID-ANDERSON Mgmt For For
RICHARD W. ROEDEL Mgmt For For
2. ADVISORY VOTE TO RATIFY KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC. Agenda Number: 933963298
--------------------------------------------------------------------------------------------------------------------------
Security: 83088M102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: SWKS
ISIN: US83088M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DAVID J. MCLACHLAN Mgmt For For
1.2 ELECTION OF DIRECTOR: DAVID J. ALDRICH Mgmt For For
1.3 ELECTION OF DIRECTOR: KEVIN L. BEEBE Mgmt For For
1.4 ELECTION OF DIRECTOR: TIMOTHY R. FUREY Mgmt For For
1.5 ELECTION OF DIRECTOR: BALAKRISHNAN S. IYER Mgmt For For
1.6 ELECTION OF DIRECTOR: CHRISTINE KING Mgmt For For
1.7 ELECTION OF DIRECTOR: DAVID P. MCGLADE Mgmt For For
1.8 ELECTION OF DIRECTOR: ROBERT A. SCHRIESHEIM Mgmt For For
2. TO RATIFY THE SELECTION BY THE COMPANY'S Mgmt For For
AUDIT COMMITTEE OF KPMG LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR FISCAL YEAR 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN THE
COMPANY'S PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
SLM CORPORATION Agenda Number: 934011797
--------------------------------------------------------------------------------------------------------------------------
Security: 78442P106
Meeting Type: Annual
Meeting Date: 25-Jun-2014
Ticker: SLM
ISIN: US78442P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAUL G. CHILD Mgmt For For
1B. ELECTION OF DIRECTOR: JOSEPH A. DEPAULO Mgmt For For
1C. ELECTION OF DIRECTOR: CARTER WARREN FRANKE Mgmt For For
1D. ELECTION OF DIRECTOR: EARL A. GOODE Mgmt For For
1E. ELECTION OF DIRECTOR: RONALD F. HUNT Mgmt For For
1F. ELECTION OF DIRECTOR: MARIANNE KELER Mgmt For For
1G. ELECTION OF DIRECTOR: JED H. PITCHER Mgmt For For
1H. ELECTION OF DIRECTOR: FRANK C. PULEO Mgmt For For
1I. ELECTION OF DIRECTOR: RAYMOND J. QUINLAN Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM N. SHIEBLER Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT S. STRONG Mgmt For For
2. ADVISORY APPROVAL OF SLM CORPORATION'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS SLM CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
4. APPROVAL OF AN AMENDMENT TO THE LIMITED Mgmt For For
LIABILITY COMPANY AGREEMENT OF NAVIENT, LLC
TO ELIMINATE THE PROVISION REQUIRING SLM
CORPORATION STOCKHOLDERS TO APPROVE CERTAIN
ACTIONS.
5. APPROVAL OF AN AMENDMENT TO THE RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION OF SLM
CORPORATION, AS AMENDED, TO ELIMINATE
CUMULATIVE VOTING.
6. STOCKHOLDER PROPOSAL REGARDING PROXY Shr Against
ACCESS.
7. STOCKHOLDER PROPOSAL REGARDING DISCLOSURE Shr Against For
OF LOBBYING EXPENDITURES AND CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
SM ENERGY COMPANY Agenda Number: 933969810
--------------------------------------------------------------------------------------------------------------------------
Security: 78454L100
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: SM
ISIN: US78454L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ANTHONY J. BEST Mgmt For For
1.2 ELECTION OF DIRECTOR: LARRY W. BICKLE Mgmt For For
1.3 ELECTION OF DIRECTOR: STEPHEN R. BRAND Mgmt For For
1.4 ELECTION OF DIRECTOR: WILLIAM J. GARDINER Mgmt For For
1.5 ELECTION OF DIRECTOR: LOREN M. LEIKER Mgmt For For
1.6 ELECTION OF DIRECTOR: JULIO M. QUINTANA Mgmt For For
1.7 ELECTION OF DIRECTOR: JOHN M. SEIDL Mgmt For For
1.8 ELECTION OF DIRECTOR: WILLIAM D. SULLIVAN Mgmt Against Against
2. THE PROPOSAL TO RATIFY THE APPOINTMENT BY Mgmt For For
THE AUDIT COMMITTEE OF ERNST & YOUNG LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION PHILOSOPHY,
POLICIES AND PROCEDURES, AND THE
COMPENSATION OF OUR COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
SMITHFIELD FOODS, INC. Agenda Number: 933870049
--------------------------------------------------------------------------------------------------------------------------
Security: 832248108
Meeting Type: Special
Meeting Date: 24-Sep-2013
Ticker: SFD
ISIN: US8322481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF MAY 28, 2013, AMONG
SMITHFIELD FOODS, INC., SHUANGHUI
INTERNATIONAL HOLDINGS LIMITED AND SUN
MERGER SUB, INC., THE RELATED PLAN OF
MERGER AND THE MERGER.
2. PROPOSAL TO APPROVE, ON A NON-BINDING, Mgmt Against Against
ADVISORY BASIS, CERTAIN COMPENSATION THAT
WILL OR MAY BE PAID BY SMITHFIELD FOODS,
INC. TO ITS NAMED EXECUTIVE OFFICERS THAT
IS BASED ON OR OTHERWISE RELATES TO THE
MERGER.
3. PROPOSAL TO APPROVE AN ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING OF SHAREHOLDERS OF
SMITHFIELD FOODS, INC., IF NECESSARY OR
APPROPRIATE, FOR THE PURPOSE OF SOLICITING
ADDITIONAL VOTES FOR THE APPROVAL OF THE
MERGER AGREEMENT, THE RELATED PLAN OF
MERGER AND THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
SONY CORPORATION Agenda Number: 934037804
--------------------------------------------------------------------------------------------------------------------------
Security: 835699307
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: SNE
ISIN: US8356993076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KAZUO HIRAI Mgmt For For
KENICHIRO YOSHIDA Mgmt For For
KANEMITSU ANRAKU Mgmt For For
OSAMU NAGAYAMA Mgmt For For
TAKAAKI NIMURA Mgmt For For
EIKOH HARADA Mgmt For For
JOICHI ITO Mgmt For For
TIM SCHAAFF Mgmt For For
KAZUO MATSUNAGA Mgmt For For
KOICHI MIYATA Mgmt For For
JOHN V. ROOS Mgmt For For
ERIKO SAKURAI Mgmt For For
2. TO ISSUE STOCK ACQUISITION RIGHTS FOR THE Mgmt For For
PURPOSE OF GRANTING STOCK OPTIONS.
--------------------------------------------------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO. Agenda Number: 933967967
--------------------------------------------------------------------------------------------------------------------------
Security: 844741108
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: LUV
ISIN: US8447411088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID W. BIEGLER Mgmt For For
1B. ELECTION OF DIRECTOR: J. VERONICA BIGGINS Mgmt For For
1C. ELECTION OF DIRECTOR: DOUGLAS H. BROOKS Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM H. CUNNINGHAM Mgmt Against Against
1E. ELECTION OF DIRECTOR: JOHN G. DENISON Mgmt For For
1F. ELECTION OF DIRECTOR: GARY C. KELLY Mgmt For For
1G. ELECTION OF DIRECTOR: NANCY B. LOEFFLER Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN T. MONTFORD Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS M. NEALON Mgmt For For
1J. ELECTION OF DIRECTOR: DANIEL D. VILLANUEVA Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
SPIRIT AEROSYSTEMS HOLDINGS INC Agenda Number: 933958653
--------------------------------------------------------------------------------------------------------------------------
Security: 848574109
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: SPR
ISIN: US8485741099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES L. CHADWELL Mgmt Withheld Against
IVOR EVANS Mgmt Withheld Against
PAUL FULCHINO Mgmt For For
RICHARD GEPHARDT Mgmt Withheld Against
ROBERT JOHNSON Mgmt For For
RONALD KADISH Mgmt For For
CHRISTOPHER E. KUBASIK Mgmt For For
LARRY A. LAWSON Mgmt For For
TAWFIQ POPATIA Mgmt Withheld Against
FRANCIS RABORN Mgmt Withheld Against
2. APPROVE THE SPIRIT AEROSYSTEMS HOLDINGS, Mgmt For For
INC. 2014 OMNIBUS INCENTIVE PLAN.
3. APPROVE ON AN ADVISORY BASIS THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. SHAREHOLDER PROPOSAL RECOMMENDING THAT THE Shr For Against
BOARD OF DIRECTORS TAKES STEPS TO ENSURE
THAT ALL OF THE COMPANY'S OUTSTANDING STOCK
HAVE ONE VOTE PER SHARE.
--------------------------------------------------------------------------------------------------------------------------
STARZ Agenda Number: 933986210
--------------------------------------------------------------------------------------------------------------------------
Security: 85571Q102
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: STRZA
ISIN: US85571Q1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTOPHER P. ALBRECHT Mgmt For For
DANIEL E. SANCHEZ Mgmt For For
ROBERT S. WIESENTHAL Mgmt For For
2. A PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
STEEL DYNAMICS, INC. Agenda Number: 933957271
--------------------------------------------------------------------------------------------------------------------------
Security: 858119100
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: STLD
ISIN: US8581191009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK D. MILLETT Mgmt For For
RICHARD P. TEETS, JR. Mgmt For For
JOHN C. BATES Mgmt For For
KEITH E. BUSSE Mgmt For For
FRANK D. BYRNE, M.D. Mgmt For For
TRACI M. DOLAN Mgmt For For
PAUL B. EDGERLEY Mgmt For For
DR. JURGEN KOLB Mgmt For For
JAMES C. MARCUCCILLI Mgmt For For
BRADLEY S. SEAMAN Mgmt For For
GABRIEL L. SHAHEEN Mgmt For For
2 TO APPROVE THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS STEEL DYNAMICS INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR 2014.
3 TO APPROVE THE STEEL DYNAMICS, INC. 2014 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
4 TO APPROVE, BY AN ADVISORY VOTE, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
T-MOBILE US, INC. Agenda Number: 933993431
--------------------------------------------------------------------------------------------------------------------------
Security: 872590104
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: TMUS
ISIN: US8725901040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. MICHAEL BARNES Mgmt For For
THOMAS DANNENFELDT Mgmt Withheld Against
SRIKANT M. DATAR Mgmt Withheld Against
LAWRENCE H. GUFFEY Mgmt For For
TIMOTHEUS HOTTGES Mgmt Withheld Against
BRUNO JACOBFEUERBORN Mgmt Withheld Against
RAPHAEL KUBLER Mgmt Withheld Against
THORSTEN LANGHEIM Mgmt Withheld Against
JOHN J. LEGERE Mgmt Withheld Against
TERESA A. TAYLOR Mgmt For For
KELVIN R. WESTBROOK Mgmt For For
2. RATIFICATION OF APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL RELATED TO HUMAN Shr Against For
RIGHTS RISK ASSESSMENT.
--------------------------------------------------------------------------------------------------------------------------
TCF FINANCIAL CORPORATION Agenda Number: 933934499
--------------------------------------------------------------------------------------------------------------------------
Security: 872275102
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: TCB
ISIN: US8722751026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAYMOND L. BARTON Mgmt Withheld Against
PETER BELL Mgmt For For
WILLIAM F. BIEBER Mgmt Withheld Against
THEODORE J. BIGOS Mgmt Withheld Against
WILLIAM A. COOPER Mgmt For For
THOMAS A. CUSICK Mgmt For For
CRAIG R. DAHL Mgmt For For
KAREN L. GRANDSTRAND Mgmt For For
THOMAS F. JASPER Mgmt For For
GEORGE G. JOHNSON Mgmt For For
VANCE K. OPPERMAN Mgmt Withheld Against
JAMES M. RAMSTAD Mgmt For For
BARRY N. WINSLOW Mgmt For For
RICHARD A. ZONA Mgmt For For
2. ADVISORY (NON-BINDING) VOTE ON EXECUTIVE Mgmt Against Against
COMPENSATION AS DISCLOSED IN THE PROXY
STATEMENT.
3. ADVISORY (NON-BINDING) VOTE ON THE Mgmt For For
APPOINTMENT OF KPMG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY LTD Agenda Number: 933924804
--------------------------------------------------------------------------------------------------------------------------
Security: H84989104
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: TEL
ISIN: CH0102993182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PIERRE R. BRONDEAU Mgmt For For
1B. ELECTION OF DIRECTOR: JUERGEN W. GROMER Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM A. JEFFREY Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS J. LYNCH Mgmt For For
1E. ELECTION OF DIRECTOR: YONG NAM Mgmt For For
1F. ELECTION OF DIRECTOR: DANIEL J. PHELAN Mgmt For For
1G. ELECTION OF DIRECTOR: FREDERIC M. POSES Mgmt For For
1H. ELECTION OF DIRECTOR: LAWRENCE S. SMITH Mgmt For For
1I. ELECTION OF DIRECTOR: PAULA A. SNEED Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN C. VAN SCOTER Mgmt For For
1L. ELECTION OF DIRECTOR: LAURA H. WRIGHT Mgmt For For
2. TO ELECT THOMAS J. LYNCH AS THE CHAIRMAN OF Mgmt For For
THE BOARD OF DIRECTORS
3A. TO ELECT THE INDIVIDUAL MEMBER OF THE Mgmt For For
MANAGEMENT DEVELOPMENT & COMPENSATION
COMMITTEE: DANIEL J. PHELAN
3B. TO ELECT THE INDIVIDUAL MEMBER OF THE Mgmt For For
MANAGEMENT DEVELOPMENT & COMPENSATION
COMMITTEE: PAULA A. SNEED
3C. TO ELECT THE INDIVIDUAL MEMBER OF THE Mgmt For For
MANAGEMENT DEVELOPMENT & COMPENSATION
COMMITTEE: DAVID P. STEINER
4. TO ELECT DR. JVO GRUNDLER, OF ERNST & YOUNG Mgmt For For
LTD., OR ANOTHER INDIVIDUAL REPRESENTATIVE
OF ERNST & YOUNG LTD. IF DR. GRUNDLER IS
UNABLE TO SERVE AT THE MEETING, AS THE
INDEPENDENT PROXY
5.1 TO APPROVE THE 2013 ANNUAL REPORT OF TE Mgmt For For
CONNECTIVITY LTD. (EXCLUDING THE STATUTORY
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED SEPTEMBER 27, 2013 AND THE
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
FISCAL YEAR ENDED SEPTEMBER 27, 2013)
5.2 TO APPROVE THE STATUTORY FINANCIAL Mgmt For For
STATEMENTS OF TE CONNECTIVITY LTD. FOR THE
FISCAL YEAR ENDED SEPTEMBER 27, 2013
5.3 TO APPROVE THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS OF TE CONNECTIVITY LTD. FOR THE
FISCAL YEAR ENDED SEPTEMBER 27, 2013
6. TO RELEASE THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND EXECUTIVE OFFICERS OF TE
CONNECTIVITY FOR ACTIVITIES DURING THE
FISCAL YEAR ENDED SEPTEMBER 27, 2013
7.1 TO ELECT DELOITTE & TOUCHE LLP AS TE Mgmt For For
CONNECTIVITY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014
7.2 TO ELECT DELOITTE AG, ZURICH, SWITZERLAND, Mgmt For For
AS TE CONNECTIVITY'S SWISS REGISTERED
AUDITOR UNTIL THE NEXT ANNUAL GENERAL
MEETING OF TE CONNECTIVITY
7.3 TO ELECT PRICEWATERHOUSECOOPERS AG, ZURICH, Mgmt For For
SWITZERLAND, AS TE CONNECTIVITY'S SPECIAL
AUDITOR UNTIL THE NEXT ANNUAL GENERAL
MEETING OF TE CONNECTIVITY
8. AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
9. TO APPROVE THE APPROPRIATION OF AVAILABLE Mgmt For For
EARNINGS FOR FISCAL YEAR 2013
10. TO APPROVE A DIVIDEND PAYMENT TO Mgmt For For
SHAREHOLDERS IN A SWISS FRANC AMOUNT EQUAL
TO US 1.16 PER ISSUED SHARE TO BE PAID IN
FOUR EQUAL QUARTERLY INSTALLMENTS OF US
0.29 STARTING WITH THE THIRD FISCAL QUARTER
OF 2014 AND ENDING IN THE SECOND FISCAL
QUARTER OF 2015 PURSUANT TO THE TERMS OF
THE DIVIDEND RESOLUTION
11. TO APPROVE AN AUTHORIZATION RELATING TO TE Mgmt Against Against
CONNECTIVITY'S SHARE REPURCHASE PROGRAM
12. TO APPROVE A REDUCTION OF SHARE CAPITAL FOR Mgmt For For
SHARES ACQUIRED UNDER TE CONNECTIVITY'S
SHARE REPURCHASE PROGRAM AND RELATED
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
13. TO APPROVE ANY ADJOURNMENTS OR Mgmt For For
POSTPONEMENTS OF THE ANNUAL GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
THE AES CORPORATION Agenda Number: 933928890
--------------------------------------------------------------------------------------------------------------------------
Security: 00130H105
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: AES
ISIN: US00130H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANDRES GLUSKI Mgmt For For
1B. ELECTION OF DIRECTOR: ZHANG GUO BAO Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES L. HARRINGTON Mgmt For For
1D. ELECTION OF DIRECTOR: KRISTINA M. JOHNSON Mgmt For For
1E. ELECTION OF DIRECTOR: TARUN KHANNA Mgmt For For
1F. ELECTION OF DIRECTOR: PHILIP LADER Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES H. MILLER Mgmt For For
1H. ELECTION OF DIRECTOR: SANDRA O. MOOSE Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN B. MORSE, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: MOISES NAIM Mgmt For For
1K. ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI Mgmt For For
1L. ELECTION OF DIRECTOR: SVEN SANDSTROM Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR YEAR
2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 933932368
--------------------------------------------------------------------------------------------------------------------------
Security: 097023105
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: BA
ISIN: US0970231058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For
1B. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: EDMUND P. Mgmt For For
GIAMBASTIANI, JR.
1F. ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Mgmt For For
1G. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1J. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
1K. ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For
2. APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE BOEING COMPANY 2003 INCENTIVE STOCK
PLAN.
4. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2014.
5. REPORT TO DISCLOSE LOBBYING. Shr Against For
6. RIGHT TO ACT BY WRITTEN CONSENT. Shr Against For
7. INDEPENDENT BOARD CHAIRMAN. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda Number: 933951786
--------------------------------------------------------------------------------------------------------------------------
Security: 260543103
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: DOW
ISIN: US2605431038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG Mgmt For For
1B. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For
1C. ELECTION OF DIRECTOR: JACQUELINE K. BARTON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1E. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For
1F. ELECTION OF DIRECTOR: ANDREW N. LIVERIS Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL POLMAN Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt Against Against
1J. ELECTION OF DIRECTOR: RUTH G. SHAW Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE AMENDED AND RESTATED 2012 Mgmt For For
STOCK INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL ON STOCKHOLDER ACTION Shr Against For
BY WRITTEN CONSENT.
6. STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK Shr Against For
RETENTION.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 933961078
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1D. ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt For For
1H. ELECTION OF DIRECTOR: ADEBAYO O. OGUNLESI Mgmt For For
1I. ELECTION OF DIRECTOR: PETER OPPENHEIMER Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1K. ELECTION OF DIRECTOR: DEBORA L. SPAR Mgmt For For
1L. ELECTION OF DIRECTOR: MARK E. TUCKER Mgmt For For
1M. ELECTION OF DIRECTOR: DAVID A. VINIAR Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION (SAY ON PAY)
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014
4. SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS Shr Against For
FOR SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
THE GOODYEAR TIRE & RUBBER COMPANY Agenda Number: 933938346
--------------------------------------------------------------------------------------------------------------------------
Security: 382550101
Meeting Type: Annual
Meeting Date: 14-Apr-2014
Ticker: GT
ISIN: US3825501014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM J. CONATY Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES A. FIRESTONE Mgmt For For
1C. ELECTION OF DIRECTOR: WERNER GEISSLER Mgmt For For
1D. ELECTION OF DIRECTOR: PETER S. HELLMAN Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD J. KRAMER Mgmt For For
1F. ELECTION OF DIRECTOR: W. ALAN MCCOLLOUGH Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN E. MCGLADE Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL J. MORELL Mgmt For For
1I. ELECTION OF DIRECTOR: RODERICK A. PALMORE Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHANIE A. STREETER Mgmt For For
1K. ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER Mgmt For For
1L. ELECTION OF DIRECTOR: MICHAEL R. WESSEL Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
4. SHAREHOLDER PROPOSAL RE: INDEPENDENT BOARD Shr Against For
CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
THE HANOVER INSURANCE GROUP, INC. Agenda Number: 933956697
--------------------------------------------------------------------------------------------------------------------------
Security: 410867105
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: THG
ISIN: US4108671052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR FOR TWO-YEAR TERM Mgmt For For
EXPIRING IN 2016: MICHAEL P. ANGELINI
1.2 ELECTION OF DIRECTOR FOR THREE-YEAR TERM Mgmt For For
EXPIRING IN 2017: RICHARD H. BOOTH
1.3 ELECTION OF DIRECTOR FOR TWO-YEAR TERM Mgmt For For
EXPIRING IN 2016: KAREN C. FRANCIS
1.4 ELECTION OF DIRECTOR FOR THREE-YEAR TERM Mgmt For For
EXPIRING IN 2017: DAVID J. GALLITANO
1.5 ELECTION OF DIRECTOR FOR THREE-YEAR TERM Mgmt For For
EXPIRING IN 2017: WENDELL J. KNOX
1.6 ELECTION OF DIRECTOR FOR ONE-YEAR TERM Mgmt For For
EXPIRING IN 2015: ROBERT J. MURRAY
2. APPROVAL OF THE HANOVER INSURANCE GROUP Mgmt For For
2014 LONG-TERM INCENTIVE PLAN.
3. APPROVAL OF THE CHAUCER SHARE INCENTIVE Mgmt For For
PLAN.
4. APPROVAL OF THE HANOVER INSURANCE GROUP Mgmt For For
2014 EMPLOYEE STOCK PURCHASE PLAN.
5. APPROVAL OF THE HANOVER INSURANCE GROUP Mgmt For For
2014 EXECUTIVE SHORT-TERM INCENTIVE
COMPENSATION PLAN.
6. THE ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
7. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE HANOVER INSURANCE GROUP, INC.
FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SVCS GROUP, INC. Agenda Number: 933968200
--------------------------------------------------------------------------------------------------------------------------
Security: 416515104
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: HIG
ISIN: US4165151048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT B. ALLARDICE, Mgmt For For
III
1B. ELECTION OF DIRECTOR: TREVOR FETTER Mgmt For For
1C. ELECTION OF DIRECTOR: LIAM E. MCGEE Mgmt For For
1D. ELECTION OF DIRECTOR: KATHRYN A. MIKELLS Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL G. MORRIS Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS A. RENYI Mgmt For For
1G. ELECTION OF DIRECTOR: JULIE G. RICHARDSON Mgmt For For
1H. ELECTION OF DIRECTOR: VIRGINIA P. Mgmt For For
RUESTERHOLZ
1I. ELECTION OF DIRECTOR: CHARLES B. STRAUSS Mgmt For For
1J. ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014.
3. MANAGEMENT PROPOSAL TO APPROVE, ON A Mgmt For For
NON-BINDING ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
COMPANY'S PROXY STATEMENT.
4. MANAGEMENT PROPOSAL TO APPROVE THE Mgmt For For
COMPANY'S 2014 INCENTIVE STOCK PLAN.
5. MANAGEMENT PROPOSAL TO APPROVE THE MATERIAL Mgmt For For
TERMS OF THE ANNUAL EXECUTIVE BONUS
PROGRAM.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 933970382
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For
1C. ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For
1D. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: J. FRANK BROWN Mgmt For For
1F. ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For
1G. ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt For For
1H. ELECTION OF DIRECTOR: HELENA B. FOULKES Mgmt For For
1I. ELECTION OF DIRECTOR: WAYNE M. HEWETT Mgmt For For
1J. ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt For For
1K. ELECTION OF DIRECTOR: MARK VADON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING SPECIAL Shr For Against
SHAREHOLDER MEETINGS
5. SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT Shr For Against
DIVERSITY REPORT
--------------------------------------------------------------------------------------------------------------------------
THE JONES GROUP INC. Agenda Number: 933933118
--------------------------------------------------------------------------------------------------------------------------
Security: 48020T101
Meeting Type: Special
Meeting Date: 07-Apr-2014
Ticker: JNY
ISIN: US48020T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE PROPOSAL TO ADOPT THE AGREEMENT AND Mgmt For For
PLAN OF MERGER DATED AS OF DECEMBER 19,
2013, BY AND AMONG THE JONES GROUP INC.,
JASPER PARENT LLC AND JASPER MERGER SUB,
INC., AS IT MAY BE AMENDED FROM TIME TO
TIME.
2. THE PROPOSAL TO ADJOURN THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE,
INCLUDING TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE INSUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO ESTABLISH A QUORUM
OR ADOPT THE MERGER AGREEMENT.
3. THE PROPOSAL TO APPROVE, ON A NON-BINDING, Mgmt For For
ADVISORY BASIS, THE "GOLDEN PARACHUTE
COMPENSATION" PAYABLE TO THE JONES GROUP
INC.'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
THE KROGER CO. Agenda Number: 934019642
--------------------------------------------------------------------------------------------------------------------------
Security: 501044101
Meeting Type: Annual
Meeting Date: 26-Jun-2014
Ticker: KR
ISIN: US5010441013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT D. BEYER Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID B. DILLON Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN J. KROPF Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID B. LEWIS Mgmt For For
1F. ELECTION OF DIRECTOR: W. RODNEY MCMULLEN Mgmt For For
1G. ELECTION OF DIRECTOR: JORGE P. MONTOYA Mgmt For For
1H. ELECTION OF DIRECTOR: CLYDE R. MOORE Mgmt For For
1I. ELECTION OF DIRECTOR: SUSAN M. PHILLIPS Mgmt For For
1J. ELECTION OF DIRECTOR: STEVEN R. ROGEL Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES A. RUNDE Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For
1M. ELECTION OF DIRECTOR: BOBBY S. SHACKOULS Mgmt For For
2. APPROVAL OF 2014 LONG-TERM INCENTIVE AND Mgmt For For
CASH BONUS PLAN.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF PRICEWATERHOUSECOOPERS LLP, AS Mgmt For For
AUDITORS.
5. A SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED, TO PUBLISH A REPORT ON HUMAN
RIGHTS RISKS OF OPERATIONS AND SUPPLY
CHAIN.
6. A SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED, TO ISSUE A REPORT REGARDING
RESPONSIBILITY FOR POST-CONSUMER PACKAGE
RECYCLING OF PRIVATE LABEL BRANDS.
--------------------------------------------------------------------------------------------------------------------------
THE MANITOWOC COMPANY, INC. Agenda Number: 933936380
--------------------------------------------------------------------------------------------------------------------------
Security: 563571108
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: MTW
ISIN: US5635711089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DONALD M. CONDON Mgmt For For
KEITH D. NOSBUSCH Mgmt For For
GLEN E. TELLOCK Mgmt For For
ROBERT G. BOHN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3. AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
THE NASDAQ OMX GROUP, INC. Agenda Number: 933951445
--------------------------------------------------------------------------------------------------------------------------
Security: 631103108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: NDAQ
ISIN: US6311031081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLENE T. BEGLEY Mgmt For For
1B. ELECTION OF DIRECTOR: STEVEN D. BLACK Mgmt For For
1C. ELECTION OF DIRECTOR: BORJE E. EKHOLM Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT GREIFELD Mgmt For For
1E. ELECTION OF DIRECTOR: GLENN H. HUTCHINS Mgmt For For
1F. ELECTION OF DIRECTOR: ESSA KAZIM Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN D. MARKESE Mgmt For For
1H. ELECTION OF DIRECTOR: ELLYN A. MCCOLGAN Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS F. O'NEILL Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL R. SPLINTER Mgmt For For
1K. ELECTION OF DIRECTOR: LARS R. WEDENBORN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS NASDAQ OMX'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. TO APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION ON AN ADVISORY BASIS.
4. TO APPROVE THE NASDAQ OMX EQUITY INCENTIVE Mgmt For For
PLAN, AS AMENDED AND RESTATED.
5. TO APPROVE AN AMENDMENT OF NASDAQ OMX'S Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO CONFORM A PROVISION TO AN
ANALOGOUS PROVISION IN NASDAQ OMX'S
BY-LAWS.
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 933934576
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD O. BERNDT Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1C. ELECTION OF DIRECTOR: PAUL W. CHELLGREN Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK Mgmt For For
1E. ELECTION OF DIRECTOR: ANDREW T. FELDSTEIN Mgmt For For
1F. ELECTION OF DIRECTOR: KAY COLES JAMES Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt For For
1H. ELECTION OF DIRECTOR: ANTHONY A. MASSARO Mgmt For For
1I. ELECTION OF DIRECTOR: JANE G. PEPPER Mgmt For For
1J. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1K. ELECTION OF DIRECTOR: LORENE K. STEFFES Mgmt For For
1L. ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt For For
1M. ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt For For
1N. ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. Mgmt For For
1O. ELECTION OF DIRECTOR: HELGE H. WEHMEIER Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
PNC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. A SHAREHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON GREENHOUSE GAS EMISSIONS OF BORROWERS
AND EXPOSURE TO CLIMATE CHANGE RISK.
--------------------------------------------------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC. Agenda Number: 933978299
--------------------------------------------------------------------------------------------------------------------------
Security: 89417E109
Meeting Type: Annual
Meeting Date: 27-May-2014
Ticker: TRV
ISIN: US89417E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALAN L. BELLER Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN H. DASBURG Mgmt For For
1C. ELECTION OF DIRECTOR: JANET M. DOLAN Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: JAY S. FISHMAN Mgmt For For
1F. ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS R. HODGSON Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM J. KANE Mgmt For For
1I. ELECTION OF DIRECTOR: CLEVE L. Mgmt For For
KILLINGSWORTH JR.
1J. ELECTION OF DIRECTOR: PHILIP T. RUEGGER III Mgmt For For
1K. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1L. ELECTION OF DIRECTOR: LAURIE J. THOMSEN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. NON-BINDING VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE THE TRAVELERS COMPANIES, INC. 2014 Mgmt For For
STOCK INCENTIVE PLAN.
5. SHAREHOLDER PROPOSAL RELATING TO POLITICAL Shr Against For
CONTRIBUTIONS AND EXPENDITURES, IF
PRESENTED AT THE ANNUAL MEETING OF
SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
THE WENDY'S COMPANY Agenda Number: 933981501
--------------------------------------------------------------------------------------------------------------------------
Security: 95058W100
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: WEN
ISIN: US95058W1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NELSON PELTZ Mgmt For For
PETER W. MAY Mgmt For For
EMIL J. BROLICK Mgmt For For
EDWARD P. GARDEN Mgmt For For
JANET HILL Mgmt For For
JOSEPH A. LEVATO Mgmt For For
J. RANDOLPH LEWIS Mgmt For For
PETER H. ROTHSCHILD Mgmt For For
DAVID E. SCHWAB II Mgmt For For
JACK G. WASSERMAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL REGARDING AN Shr For Against
INDEPENDENT BOARD CHAIRMAN, IF PROPERLY
PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
TOWERS WATSON & CO Agenda Number: 933883111
--------------------------------------------------------------------------------------------------------------------------
Security: 891894107
Meeting Type: Annual
Meeting Date: 15-Nov-2013
Ticker: TW
ISIN: US8918941076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: VICTOR F. GANZI Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN J. HALEY Mgmt For For
1C. ELECTION OF DIRECTOR: LESLIE S. HEISZ Mgmt For For
1D. ELECTION OF DIRECTOR: BRENDAN R. O'NEILL Mgmt For For
1E. ELECTION OF DIRECTOR: LINDA D. RABBITT Mgmt For For
1F. ELECTION OF DIRECTOR: GILBERT T. RAY Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL THOMAS Mgmt For For
1H. ELECTION OF DIRECTOR: WILHELM ZELLER Mgmt For For
2. RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2014
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
TRINITY INDUSTRIES, INC. Agenda Number: 933958259
--------------------------------------------------------------------------------------------------------------------------
Security: 896522109
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: TRN
ISIN: US8965221091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN L. ADAMS Mgmt For For
RHYS J. BEST Mgmt For For
DAVID W. BIEGLER Mgmt For For
LELDON E. ECHOLS Mgmt For For
RONALD J. GAFFORD Mgmt For For
ADRIAN LAJOUS Mgmt For For
CHARLES W. MATTHEWS Mgmt For For
DOUGLAS L. ROCK Mgmt For For
DUNIA A. SHIVE Mgmt For For
TIMOTHY R. WALLACE Mgmt For For
2 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3 RATIFICATION OF THE APPOINTMENT ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
TRIPADVISOR, INC. Agenda Number: 934007041
--------------------------------------------------------------------------------------------------------------------------
Security: 896945201
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: TRIP
ISIN: US8969452015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
GREGORY B. MAFFEI Mgmt Withheld Against
STEPHEN KAUFER Mgmt For For
JONATHAN F. MILLER Mgmt For For
DIPCHAND (DEEP) NISHAR Mgmt For For
JEREMY PHILIPS Mgmt For For
SPENCER M. RASCOFF Mgmt For For
CHRISTOPHER W. SHEAN Mgmt For For
SUKHINDER SINGH CASSIDY Mgmt For For
ROBERT S. WIESENTHAL Mgmt For For
2 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
TRIPADVISOR, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3 TO CONSIDER A STOCKHOLDER PROPOSAL Shr For Against
REGARDING MAJORITY VOTING IN DIRECTOR
ELECTIONS.
--------------------------------------------------------------------------------------------------------------------------
TYSON FOODS, INC. Agenda Number: 933909117
--------------------------------------------------------------------------------------------------------------------------
Security: 902494103
Meeting Type: Annual
Meeting Date: 31-Jan-2014
Ticker: TSN
ISIN: US9024941034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN TYSON Mgmt For For
1B) ELECTION OF DIRECTOR: KATHLEEN M. BADER Mgmt For For
1C) ELECTION OF DIRECTOR: GAURDIE E. BANISTER Mgmt For For
JR.
1D) ELECTION OF DIRECTOR: JIM KEVER Mgmt For For
1E) ELECTION OF DIRECTOR: KEVIN M. MCNAMARA Mgmt For For
1F) ELECTION OF DIRECTOR: BRAD T. SAUER Mgmt For For
1G) ELECTION OF DIRECTOR: ROBERT THURBER Mgmt For For
1H) ELECTION OF DIRECTOR: BARBARA A. TYSON Mgmt For For
1I) ELECTION OF DIRECTOR: ALBERT C. ZAPANTA Mgmt For For
2) TO CONSIDER AND APPROVE AN ADVISORY Mgmt For For
RESOLUTION REGARDING THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS
3) TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE ... (DUE
TO SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL)
4) TO CONSIDER AND ACT UPON THE SHAREHOLDER Shr Against For
PROPOSAL DESCRIBED IN THE PROXY STATEMENT,
IF PROPERLY PRESENTED AT THE ANNUAL MEETING
--------------------------------------------------------------------------------------------------------------------------
UGI CORPORATION Agenda Number: 933909369
--------------------------------------------------------------------------------------------------------------------------
Security: 902681105
Meeting Type: Annual
Meeting Date: 30-Jan-2014
Ticker: UGI
ISIN: US9026811052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
L.R. GREENBERG Mgmt Withheld Against
M.O. SCHLANGER Mgmt For For
A. POL Mgmt For For
E.E. JONES Mgmt For For
J.L. WALSH Mgmt For For
R.B. VINCENT Mgmt For For
M.S. PUCCIO Mgmt For For
R.W. GOCHNAUER Mgmt For For
F.S. HERMANCE Mgmt For For
2. PROPOSAL TO APPROVE RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
UNITED CONTINENTAL HLDGS INC Agenda Number: 933996160
--------------------------------------------------------------------------------------------------------------------------
Security: 910047109
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: UAL
ISIN: US9100471096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLYN CORVI Mgmt For For
1B. ELECTION OF DIRECTOR: JANE C. GARVEY Mgmt For For
1C. ELECTION OF DIRECTOR: WALTER ISAACSON Mgmt For For
1D. ELECTION OF DIRECTOR: HENRY L. MEYER III Mgmt For For
1E. ELECTION OF DIRECTOR: OSCAR MUNOZ Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM R. NUTI Mgmt For For
1G. ELECTION OF DIRECTOR: LAURENCE E. SIMMONS Mgmt For For
1H. ELECTION OF DIRECTOR: JEFFERY A. SMISEK Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID J. VITALE Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN H. WALKER Mgmt For For
1K. ELECTION OF DIRECTOR: CHARLES A. YAMARONE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY RESOLUTION APPROVING THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE UNITED CONTINENTAL HOLDINGS, INC.
2006 DIRECTOR EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 933940024
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: UPS
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B) ELECTION OF DIRECTOR: RODNEY C. ADKINS Mgmt For For
1C) ELECTION OF DIRECTOR: MICHAEL J. BURNS Mgmt For For
1D) ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1E) ELECTION OF DIRECTOR: STUART E. EIZENSTAT Mgmt For For
1F) ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1G) ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For
1H) ELECTION OF DIRECTOR: CANDACE KENDLE Mgmt For For
1I) ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For
1J) ELECTION OF DIRECTOR: RUDY H.P. MARKHAM Mgmt Against Against
1K) ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1L) ELECTION OF DIRECTOR: CAROL B. TOME Mgmt For For
1M) ELECTION OF DIRECTOR: KEVIN M. WARSH Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE Mgmt For For
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE YEAR ENDING
DECEMBER 31, 2014.
4. SHAREOWNER PROPOSAL ON LOBBYING DISCLOSURE. Shr Against For
5. SHAREOWNER PROPOSAL TO REDUCE THE VOTING Shr For Against
POWER OF CLASS A STOCK FROM 10 VOTES PER
SHARE TO ONE VOTE PER SHARE.
--------------------------------------------------------------------------------------------------------------------------
UNITED RENTALS, INC. Agenda Number: 933958211
--------------------------------------------------------------------------------------------------------------------------
Security: 911363109
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: URI
ISIN: US9113631090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JENNE K. BRITELL Mgmt For For
1B. ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1C. ELECTION OF DIRECTOR: BOBBY J. GRIFFIN Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. KNEELAND Mgmt For For
1E. ELECTION OF DIRECTOR: PIERRE E. LEROY Mgmt For For
1F. ELECTION OF DIRECTOR: SINGLETON B. Mgmt For For
MCALLISTER
1G. ELECTION OF DIRECTOR: BRIAN D. MCAULEY Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN S. MCKINNEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES H. OZANNE Mgmt For For
1J. ELECTION OF DIRECTOR: JASON D. PAPASTAVROU Mgmt For For
1K. ELECTION OF DIRECTOR: FILIPPO PASSERINI Mgmt For For
1L. ELECTION OF DIRECTOR: DONALD C. ROOF Mgmt For For
1M. ELECTION OF DIRECTOR: KEITH WIMBUSH Mgmt For For
2. APPROVAL OF MATERIAL TERMS OF PERFORMANCE Mgmt For For
GOALS FOR QUALIFIED PERFORMANCE-BASED
AWARDS UNDER THE 2014 ANNUAL INCENTIVE
COMPENSATION PLAN
3. APPROVAL OF SECOND AMENDED AND RESTATED Mgmt For For
2010 LONG TERM INCENTIVE PLAN
4. RE-APPROVAL OF MATERIAL TERMS OF Mgmt For For
PERFORMANCE GOALS FOR QUALIFIED
PERFORMANCE-BASED AWARDS UNDER THE SECOND
AMENDED AND RESTATED 2010 LONG TERM
INCENTIVE PLAN
5. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
6. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
UNITED THERAPEUTICS CORPORATION Agenda Number: 934011709
--------------------------------------------------------------------------------------------------------------------------
Security: 91307C102
Meeting Type: Annual
Meeting Date: 26-Jun-2014
Ticker: UTHR
ISIN: US91307C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAYMOND DWEK Mgmt For For
ROGER JEFFS Mgmt For For
CHRISTOPHER PATUSKY Mgmt For For
TOMMY THOMPSON Mgmt Withheld Against
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3. APPROVAL OF THE UNITED THERAPEUTICS Mgmt For For
CORPORATION SECTION 162(M) BONUS PLAN.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS UNITED THERAPEUTICS
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
VALMONT INDUSTRIES, INC. Agenda Number: 933937281
--------------------------------------------------------------------------------------------------------------------------
Security: 920253101
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: VMI
ISIN: US9202531011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MOGENS C. BAY Mgmt For For
WALTER SCOTT, JR. Mgmt For For
CLARK T. RANDT, JR. Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFYING THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS FOR
FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
VANGUARD NATURAL RESOURCES, LLC Agenda Number: 933989963
--------------------------------------------------------------------------------------------------------------------------
Security: 92205F106
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: VNR
ISIN: US92205F1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. RICHARD ANDERSON Mgmt For For
BRUCE W. MCCULLOUGH Mgmt For For
RICHARD A. ROBERT Mgmt For For
LOREN SINGLETARY Mgmt For For
SCOTT W. SMITH Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933908735
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Special
Meeting Date: 28-Jan-2014
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE THE ISSUANCE OF UP TO APPROXIMATELY Mgmt For For
1.28 BILLION SHARES OF VERIZON COMMON STOCK
TO VODAFONE ORDINARY SHAREHOLDERS IN
CONNECTION WITH VERIZON'S ACQUISITION OF
VODAFONE'S INDIRECT 45% INTEREST IN VERIZON
WIRELESS
2. APPROVE AN AMENDMENT TO ARTICLE 4(A) OF Mgmt For For
VERIZON'S RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE VERIZON'S
AUTHORIZED SHARES OF COMMON STOCK BY 2
BILLION SHARES TO AN AGGREGATE OF 6.25
BILLION AUTHORIZED SHARES OF COMMON STOCK
3. APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING TO SOLICIT ADDITIONAL VOTES AND
PROXIES IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO APPROVE
THE ABOVE PROPOSALS
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933936607
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For
1C. ELECTION OF DIRECTOR: MELANIE L. HEALEY Mgmt For For
1D. ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
1F. ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
1G. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1H. ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For
1J. ELECTION OF DIRECTOR: KATHRYN A. TESIJA Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. PROPOSAL TO IMPLEMENT PROXY ACCESS Mgmt For For
5. NETWORK NEUTRALITY Shr Against For
6. LOBBYING ACTIVITIES Shr Against For
7. SEVERANCE APPROVAL POLICY Shr Against For
8. SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shr For Against
9. SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT Shr Against For
10. PROXY VOTING AUTHORITY Shr Against For
--------------------------------------------------------------------------------------------------------------------------
VIRGINIA COMMERCE BANCORP, INC. Agenda Number: 933877714
--------------------------------------------------------------------------------------------------------------------------
Security: 92778Q109
Meeting Type: Special
Meeting Date: 17-Oct-2013
Ticker: VCBI
ISIN: US92778Q1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
REORGANIZATION, DATED AS OF JANUARY 29,
2013, AS AMENDED, AMONG UNITED BANKSHARES,
INC., ITS SUBSIDIARY GEORGE MASON
BANKSHARES, INC. AND VIRGINIA COMMERCE
BANCORP, INC. ("VIRGINIA COMMERCE"), AND
RELATED PLAN OF MERGER, AS EACH MAY BE
AMENDED FROM TIME TO TIME (THE "MERGER
AGREEMENT").
2. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
CERTAIN COMPENSATION THAT MAY BECOME
PAYABLE TO VIRGINIA COMMERCE'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER CONTEMPLATED BY THE MERGER
AGREEMENT.
3. TO GRANT THE VIRGINIA COMMERCE BOARD OF Mgmt For For
DIRECTORS THE RIGHT TO ADJOURN, POSTPONE OR
CONTINUE THE SPECIAL MEETING ON ONE OR MORE
OCCASIONS, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES, IN THE EVENT
THAT THERE ARE NOT SUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO APPROVE THE
MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
VMWARE, INC. Agenda Number: 933984999
--------------------------------------------------------------------------------------------------------------------------
Security: 928563402
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: VMW
ISIN: US9285634021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAMELA J. CRAIG Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF VMWARE'S NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN VMWARE'S PROXY
STATEMENT.
3. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF VMWARE'S BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS VMWARE'S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
WADDELL & REED FINANCIAL, INC. Agenda Number: 933934564
--------------------------------------------------------------------------------------------------------------------------
Security: 930059100
Meeting Type: Annual
Meeting Date: 16-Apr-2014
Ticker: WDR
ISIN: US9300591008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SHARILYN S. GASAWAY Mgmt For For
ALAN W. KOSLOFF Mgmt For For
JERRY W. WALTON Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE WADDELL & REED FINANCIAL, INC. 2003
EXECUTIVE INCENTIVE PLAN, AS AMENDED AND
RESTATED, TO (A) INCREASE THE ANNUAL
INDIVIDUAL LIMITS WITH RESPECT TO AWARDS,
(B) EXTEND THE TERM OF THE PLAN TO DECEMBER
31, 2019, AND (C) RESUBMIT FOR STOCKHOLDER
APPROVAL THE ... (DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL)
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. Agenda Number: 933993479
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 06-Jun-2014
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AIDA M. ALVAREZ Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: ROGER C. CORBETT Mgmt For For
1D. ELECTION OF DIRECTOR: PAMELA J. CRAIG Mgmt For For
1E. ELECTION OF DIRECTOR: DOUGLAS N. DAFT Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL T. DUKE Mgmt Against Against
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For
1I. ELECTION OF DIRECTOR: C. DOUGLAS MCMILLON Mgmt For For
1J. ELECTION OF DIRECTOR: GREGORY B. PENNER Mgmt For For
1K. ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For
1L. ELECTION OF DIRECTOR: JIM C. WALTON Mgmt For For
1M. ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt Against Against
1N. ELECTION OF DIRECTOR: LINDA S. WOLF Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT ACCOUNTANTS
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION
4. REQUEST FOR INDEPENDENT CHAIRMAN POLICY Shr For Against
5. REQUEST FOR ANNUAL REPORT ON RECOUPMENT OF Shr For Against
EXECUTIVE PAY
6. REQUEST FOR ANNUAL REPORT ON LOBBYING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
WELLPOINT, INC. Agenda Number: 933954439
--------------------------------------------------------------------------------------------------------------------------
Security: 94973V107
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: WLP
ISIN: US94973V1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R. KERRY CLARK Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT L. DIXON, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: LEWIS HAY, III Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM J. RYAN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
4. IF PROPERLY PRESENTED AT THE MEETING, TO Shr Against For
VOTE ON A SHAREHOLDER PROPOSAL TO REQUEST
THE BOARD OF DIRECTORS TO AMEND THE BY-LAWS
OF WELLPOINT, INC. TO PROHIBIT POLITICAL
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933937089
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1G) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1I) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1J) ELECTION OF DIRECTOR: JAMES H. QUIGLEY Mgmt For For
1K) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1L) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1N) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
2. VOTE ON AN ADVISORY RESOLUTION TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
4. ADOPT A POLICY TO REQUIRE AN INDEPENDENT Shr Against For
CHAIRMAN.
5. REVIEW AND REPORT ON INTERNAL CONTROLS OVER Shr Against For
THE COMPANY'S MORTGAGE SERVICING AND
FORECLOSURE PRACTICES.
--------------------------------------------------------------------------------------------------------------------------
WESCO INTERNATIONAL, INC. Agenda Number: 933980282
--------------------------------------------------------------------------------------------------------------------------
Security: 95082P105
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: WCC
ISIN: US95082P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN K. MORGAN Mgmt For For
JAMES L. SINGLETON Mgmt For For
BOBBY J. GRIFFIN Mgmt For For
2. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. APPROVE AMENDMENTS TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS.
4. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
WHIRLPOOL CORPORATION Agenda Number: 933927672
--------------------------------------------------------------------------------------------------------------------------
Security: 963320106
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: WHR
ISIN: US9633201069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SAMUEL R. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: GARY T. DICAMILLO Mgmt For For
1C. ELECTION OF DIRECTOR: DIANE M. DIETZ Mgmt For For
1D. ELECTION OF DIRECTOR: GERALDINE T. ELLIOTT Mgmt For For
1E. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL F. JOHNSTON Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM T. KERR Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN D. LIU Mgmt For For
1I. ELECTION OF DIRECTOR: HARISH MANWANI Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL A. TODMAN Mgmt For For
1L. ELECTION OF DIRECTOR: MICHAEL D. WHITE Mgmt For For
2. ADVISORY VOTE TO APPROVE WHIRLPOOL'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS WHIRLPOOL'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
4. APPROVAL OF THE WHIRLPOOL CORPORATION 2014 Mgmt For For
EXECUTIVE PERFORMANCE EXCELLENCE PLAN.
--------------------------------------------------------------------------------------------------------------------------
WHITING PETROLEUM CORPORATION Agenda Number: 933942674
--------------------------------------------------------------------------------------------------------------------------
Security: 966387102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: WLL
ISIN: US9663871021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
D. SHERWIN ARTUS Mgmt For For
PHILIP E. DOTY Mgmt For For
2. APPROVAL OF ADVISORY RESOLUTION ON Mgmt Against Against
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
WYNDHAM WORLDWIDE CORPORATION Agenda Number: 933958425
--------------------------------------------------------------------------------------------------------------------------
Security: 98310W108
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: WYN
ISIN: US98310W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES E. BUCKMAN Mgmt For For
GEORGE HERRERA Mgmt For For
BRIAN MULRONEY Mgmt For For
MICHAEL H. WARGOTZ Mgmt For For
2. ADVISORY VOTE TO APPROVE THE WYNDHAM Mgmt For For
WORLDWIDE CORPORATION EXECUTIVE
COMPENSATION PROGRAM.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP TO SERVE AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014.
4. RE-APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE WYNDHAM
WORLDWIDE CORPORATION 2006 EQUITY AND
INCENTIVE PLAN FOR PURPOSES OF SECTION
162(M) OF THE INTERNAL REVENUE CODE.
--------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 933958970
--------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: WYNN
ISIN: US9831341071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. MILLER Mgmt For For
D. BOONE WAYSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, OUR Mgmt For For
EXECUTIVE COMPENSATION.
4. TO APPROVE THE WYNN RESORTS, LIMITED 2014 Mgmt For For
OMNIBUS INCENTIVE PLAN.
5. TO RATIFY, ON AN ADVISORY BASIS, THE Mgmt For For
DIRECTOR QUALIFICATION BYLAW AMENDMENT.
6. TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING Shr Against For
A POLITICAL CONTRIBUTIONS REPORT, IF
PROPERLY PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
XEROX CORPORATION Agenda Number: 933953932
--------------------------------------------------------------------------------------------------------------------------
Security: 984121103
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: XRX
ISIN: US9841211033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GLENN A. BRITT Mgmt For For
1B. ELECTION OF DIRECTOR: URSULA M. BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD J. HARRINGTON Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM CURT HUNTER Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT J. KEEGAN Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT A. MCDONALD Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1H. ELECTION OF DIRECTOR: ANN N. REESE Mgmt For For
1I. ELECTION OF DIRECTOR: SARA MARTINEZ TUCKER Mgmt For For
1J. ELECTION OF DIRECTOR: MARY AGNES Mgmt For For
WILDEROTTER
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE 2013 Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
JPMorgan Asia Pacific Fund
--------------------------------------------------------------------------------------------------------------------------
ADVANCED SEMICONDUCTOR ENGINEERING INC Agenda Number: 705336166
--------------------------------------------------------------------------------------------------------------------------
Security: Y00153109
Meeting Type: AGM
Meeting Date: 26-Jun-2014
Ticker:
ISIN: TW0002311008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 THE STATUS OF MONETARY LOANS AND Non-Voting
ENDORSEMENT AND GUARANTEE
A.4 THE STATUS OF OVERSEAS UNSECURED Non-Voting
CONVERTIBLE BONDS
A.5 THE STATUS OF THE OVERSEA CONVERTIBLE Non-Voting
CORPORATE BONDS VIA PRIVATE PLACEMENT
A.6 THE INDIRECT INVESTMENT IN PEOPLE'S Non-Voting
REPUBLIC OF CHINA
A.7 THE STATUS OF MERGER WITH YANGTING LTD Non-Voting
B.1 THE 2013 FINANCIAL STATEMENTS Mgmt For For
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 1.3 PER SHARE
B.3 THE PROPOSAL OF CAPITAL INJECTION BY Mgmt For For
ISSUING NEW SHARES, CORPORATE BONDS VIA
PRIVATE PLACEMENT OR GLOBAL DEPOSITARY
RECEIPT
B.4 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.5 THE REVISION TO THE ARTICLES OF Mgmt For For
INCORPORATION
B.6 THE REVISION TO THE PROCEDURE OF THE Mgmt For For
ELECTION OF THE DIRECTORS AND SUPERVISORS
--------------------------------------------------------------------------------------------------------------------------
ADVANTECH CO LTD Agenda Number: 705386844
--------------------------------------------------------------------------------------------------------------------------
Security: Y0017P108
Meeting Type: AGM
Meeting Date: 18-Jun-2014
Ticker:
ISIN: TW0002395001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 347866 DUE TO CHANGE IN DIRECTOR
AND SUPERVISOR NAMES. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 THE STATUS OF ENDORSEMENT AND GUARANTEE Non-Voting
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 5.3 PER SHARE
B.3 THE ISSUANCE OF NEW SHARES FROM RETAINED Mgmt For For
EARNINGS. PROPOSED STOCK DIVIDEND: 100 FOR
1,000 SHS HELD
B.4 THE REVISION TO THE ARTICLES OF Mgmt For For
INCORPORATION
B.5 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.6 THE REVISION TO THE PROCEDURES OF TRADING Mgmt For For
DERIVATIVES
B.7 THE PROPOSAL TO ISSUE THE EMPLOYEE STOCK Mgmt Against Against
OPTION AT A PRICE LOWER THAN THE CLOSING
PRICE OF THE ISSUE DATE
B.811 THE ELECTION OF THE DIRECTOR: K.C. LIU, ID Mgmt Against Against
/ SHAREHOLDER NO: 1
B.812 THE ELECTION OF THE DIRECTOR: TED HSU, ID / Mgmt Against Against
SHAREHOLDER NO: Q12022XXXX
B.813 THE ELECTION OF THE DIRECTOR: ADVANTECH Mgmt Against Against
FOUNDATION. REPRESENTATIVE: DONALD CHANG,
ID / SHAREHOLDER NO: T10039XXXX
B.821 THE ELECTION OF THE INDEPENDENT DIRECTOR: Mgmt For For
CHWO-MING JOSEPH YU
B.822 THE ELECTION OF THE INDEPENDENT DIRECTOR: Mgmt For For
JEFF HT CHEN
B.831 THE ELECTION OF THE SUPERVISOR: JAMES K.F. Mgmt Against Against
WU, ID / SHAREHOLDER NO: N10066XXXX
B.832 THE ELECTION OF THE SUPERVISOR: THOMAS Mgmt Against Against
CHEN, ID / SHAREHOLDER NO: A10206XXX
B.833 THE ELECTION OF THE SUPERVISOR: AIDC Mgmt Against Against
INVESTMENT CORP. REPRESENTATIVE: GARY
TSENG, ID / SHAREHOLDER NO: 32519
B.9 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt Against Against
RESTRICTION ON THE DIRECTORS
B.10 EXTRAORDINARY MOTIONS Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
AGRICULTURAL BANK OF CHINA, BEIJING Agenda Number: 705386729
--------------------------------------------------------------------------------------------------------------------------
Security: Y00289119
Meeting Type: AGM
Meeting Date: 23-Jun-2014
Ticker:
ISIN: CNE100000Q43
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 333377 DUE TO ADDITION OF
RESOLUTION 17. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0508/LTN20140508883.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0606/LTN20140606511.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0508/LTN20140508890.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0606/LTN20140606532.pdf
1 TO CONSIDER AND APPROVE THE GRANT TO THE Mgmt Against Against
BOARD OF DIRECTORS OF A GENERAL MANDATE TO
ISSUE NEW SHARES
2 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
THE ARTICLES OF ASSOCIATION
3.1 TO CONSIDER AND APPROVE THE ISSUANCE PLAN Mgmt For For
FOR PREFERENCE SHARES: TYPE AND NUMBER OF
SECURITIES TO BE ISSUED
3.2 TO CONSIDER AND APPROVE THE ISSUANCE PLAN Mgmt For For
FOR PREFERENCE SHARES: DURATION
3.3 TO CONSIDER AND APPROVE THE ISSUANCE PLAN Mgmt For For
FOR PREFERENCE SHARES: METHOD OF THE
ISSUANCE
3.4 TO CONSIDER AND APPROVE THE ISSUANCE PLAN Mgmt For For
FOR PREFERENCE SHARES: SUBSCRIBERS OF THE
ISSUANCE
3.5 TO CONSIDER AND APPROVE THE ISSUANCE PLAN Mgmt For For
FOR PREFERENCE SHARES: NOMINAL VALUE AND
ISSUANCE PRICE
3.6 TO CONSIDER AND APPROVE THE ISSUANCE PLAN Mgmt For For
FOR PREFERENCE SHARES: DIVIDEND
DISTRIBUTION PROVISIONS
3.7 TO CONSIDER AND APPROVE THE ISSUANCE PLAN Mgmt For For
FOR PREFERENCE SHARES: OPTIONAL REDEMPTION
PROVISIONS
3.8 TO CONSIDER AND APPROVE THE ISSUANCE PLAN Mgmt For For
FOR PREFERENCE SHARES: MANDATORY CONVERSION
PROVISIONS
3.9 TO CONSIDER AND APPROVE THE ISSUANCE PLAN Mgmt For For
FOR PREFERENCE SHARES: RESTRICTION ON AND
RESTORATION OF VOTING RIGHTS
3.10 TO CONSIDER AND APPROVE THE ISSUANCE PLAN Mgmt For For
FOR PREFERENCE SHARES: SEQUENCE OF
SETTLEMENT AND METHOD OF LIQUIDATION
3.11 TO CONSIDER AND APPROVE THE ISSUANCE PLAN Mgmt For For
FOR PREFERENCE SHARES: USE OF PROCEEDS
3.12 TO CONSIDER AND APPROVE THE ISSUANCE PLAN Mgmt For For
FOR PREFERENCE SHARES: RATING ARRANGEMENT
3.13 TO CONSIDER AND APPROVE THE ISSUANCE PLAN Mgmt For For
FOR PREFERENCE SHARES: GUARANTEE
ARRANGEMENT
3.14 TO CONSIDER AND APPROVE THE ISSUANCE PLAN Mgmt For For
FOR PREFERENCE SHARES: TRANSFER ARRANGEMENT
3.15 TO CONSIDER AND APPROVE THE ISSUANCE PLAN Mgmt For For
FOR PREFERENCE SHARES: EFFECTIVE PERIOD OF
THE RESOLUTION OF THE ISSUANCE
3.16 TO CONSIDER AND APPROVE THE ISSUANCE PLAN Mgmt For For
FOR PREFERENCE SHARES: AUTHORIZATION OF THE
ISSUANCE OF PREFERENCE SHARES
4 TO CONSIDER AND APPROVE THE COMPENSATION ON Mgmt For For
INSTANT RETURNS TO SHAREHOLDERS AFTER
ISSUANCE OF PREFERENCE SHARES
5 TO CONSIDER AND APPROVE THE FEASIBILITY Mgmt For For
ANALYSIS REPORT OF THE USE OF PROCEEDS
6 TO CONSIDER AND APPROVE THE SHAREHOLDERS Mgmt For For
RETURN PLAN FOR 2014-2016
7 TO CONSIDER AND APPROVE THE 2013 WORK Mgmt For For
REPORT OF THE BOARD OF DIRECTORS OF THE
BANK
8 TO CONSIDER AND APPROVE THE 2013 WORK Mgmt For For
REPORT OF THE BOARD OF SUPERVISORS OF THE
BANK
9 TO CONSIDER AND APPROVE THE FINAL FINANCIAL Mgmt For For
ACCOUNTS OF THE BANK FOR 2013
10 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE BANK FOR 2013
11 TO CONSIDER AND APPROVE THE FIXED ASSETS Mgmt For For
INVESTMENT BUDGET OF THE BANK FOR 2014
12 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. FREDERICK MA SI-HANG AS AN INDEPENDENT
NONEXECUTIVE DIRECTOR OF THE BANK
13 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. WEN TIEJUN AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE BANK
14 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
WANG XINGCHUN AS A SUPERVISOR REPRESENTING
SHAREHOLDERS OF THE BANK
15 TO CONSIDER AND APPROVAL THE FINAL Mgmt For For
REMUNERATION PLAN FOR DIRECTORS AND
SUPERVISORS OF THE BANK FOR 2012
16 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
EXTERNAL AUDITORS OF THE BANK FOR 2014
17 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
ZHOU KE AS A NON-EXECUTIVE DIRECTOR OF THE
BANK
--------------------------------------------------------------------------------------------------------------------------
AIA GROUP LTD, HONG KONG Agenda Number: 705060793
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A1105
Meeting Type: AGM
Meeting Date: 09-May-2014
Ticker:
ISIN: HK0000069689
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0324/LTN20140324697.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0324/LTN20140324655.pdf
1 To receive the audited consolidated Mgmt For For
financial statements of the Company, the
Report of the Directors and the Independent
Auditor's Report for the year ended 30
November 2013
2 To declare a final dividend of 28.62 Hong Mgmt For For
Kong cents per share for the year ended 30
November 2013
3 To re-elect Mr. Mohamed Azman Yahya as Mgmt For For
Independent Non-executive Director of the
Company
4 To re-elect Mr. Edmund Sze-Wing Tse as Mgmt For For
Non-executive Director of the Company
5 To re-elect Mr. Jack Chak-Kwong So as Mgmt For For
Independent Non-executive Director of the
Company
6 To re-appoint PricewaterhouseCoopers as Mgmt For For
auditor of the Company for the term from
passing of this resolution until the
conclusion of the next annual general
meeting and to authorise the board of
directors of the Company to fix its
remuneration
7.A To grant a general mandate to the Directors Mgmt For For
to allot, issue, grant and deal with
additional shares of the Company, to grant
rights to subscribe for, or convert any
security into, shares in the Company
(including the issue of any securities
convertible into shares, or options,
warrants or similar rights to subscribe for
any shares) and to make or grant offers,
agreements and options which might require
the exercise of such powers, not exceeding
10 per cent of the aggregate number of
shares in the Company in issue at the date
of this Resolution, and the discount for
any shares to be issued shall not exceed 10
per cent to the Benchmarked Price
7.B To grant a general mandate to the Directors Mgmt For For
to repurchase shares of the Company, not
exceeding 10 per cent of the aggregate
number of shares in the Company in issue at
the date of this Resolution
7.C To grant a general mandate to the Directors Mgmt For For
to allot, issue and deal with additional
shares of the Company under the restricted
share unit scheme adopted by the Company on
28 September 2010 (as amended)
8 To approve the adoption of the new articles Mgmt For For
of association of the Company in
substitution for, and to the exclusion of,
the existing articles of association of the
Company
--------------------------------------------------------------------------------------------------------------------------
AIRPORTS OF THAILAND PUBLIC CO LTD Agenda Number: 704921332
--------------------------------------------------------------------------------------------------------------------------
Security: Y0028Q111
Meeting Type: AGM
Meeting Date: 24-Jan-2014
Ticker:
ISIN: TH0765010010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 265742 DUE TO RECEIPT OF
DIRECTOR NAMES. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE Non-Voting
MEETING SUDDENLY CHANGE THE AGENDA AND/OR
ADD NEW AGENDA DURING THE MEETING, WE WILL
VOTE THAT AGENDA AS ABSTAIN
1 Matters to be informed to the Shareholders Mgmt For For
2 To acknowledge the operating results of Mgmt For For
2013
3 To approve the financial statements for the Mgmt For For
fiscal year 2013 ended September 30, 2013
4 To approve the appropriation of dividend Mgmt For For
payment according to the operating results
in the Accounting period 2013
5.A To elect new director in replacement of the Mgmt For For
director who retire by rotation: Police
General Krisna Polananta
5.B To elect new director in replacement of the Mgmt For For
director who retire by rotation: Police
Lieutenant General Pharnu Kerdlarpphon
5.C To elect new director in replacement of the Mgmt For For
director who retire by rotation: Mr.
Wattana Tiengkul
5.D To elect new director in replacement of the Mgmt For For
director who retire by rotation: Mr. Rakob
Srisupa-at
5.E To elect new director in replacement of the Mgmt For For
director who retire by rotation: Mr.
Tongthong Chandransu
6 To approve the remuneration of the board Mgmt For For
members
7 To appoint an auditor and determine the Mgmt For For
auditors remuneration
8 The compensation for noise pollution from Mgmt For For
the operation of Suvarnabhumi Airport
9 Other matters (if any) Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
AIRPORTS OF THAILAND PUBLIC CO LTD Agenda Number: 705056011
--------------------------------------------------------------------------------------------------------------------------
Security: Y0028Q111
Meeting Type: EGM
Meeting Date: 30-Apr-2014
Ticker:
ISIN: TH0765010010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Matters to be informed to the shareholders Mgmt Abstain Against
2.1 To elect new director: Police General Mgmt For For
Krisna Polananta
2.2 To elect new director: Police Lieutenant Mgmt For For
General Pharnu Kerdlarpphon
2.3 To elect new director: Mr. Rakop Srisupa-at Mgmt For For
2.4 To elect new director: Mr. Tongthong Mgmt For For
Chandransu
2.5 To elect new director: Mr. Nantasak Poolsuk Mgmt For For
3 Other matters (if any) Mgmt Abstain For
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE Non-Voting
MEETING SUDDENLY CHANGE THE AGENDA AND/OR
ADD NEW AGENDA DURING THE MEETING, WE WILL
VOTE THAT AGENDA AS ABSTAIN.
--------------------------------------------------------------------------------------------------------------------------
ALLIANCE GLOBAL GROUP,INC Agenda Number: 704702667
--------------------------------------------------------------------------------------------------------------------------
Security: Y00334105
Meeting Type: AGM
Meeting Date: 17-Sep-2013
Ticker:
ISIN: PHY003341054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 225336 DUE TO RECEIPT OF
DIRECTOR NAMES. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 Call to order Mgmt Abstain Against
2 Certification of notice and quorum Mgmt Abstain Against
3 Approval of the minutes of the annual Mgmt For For
meeting of stockholders held on 18
September 2012
4 Report of management for year 2012 Mgmt Abstain Against
5 Re-election of Independent Auditors: Mgmt For For
Punongbayan & Araullo (P&A)
6 Ratification of acts of the Board of Mgmt For For
Directors, Board Committees and Officers
for the year 2012
7.a Election of Director: Andrew L. Tan Mgmt For For
7.b Election of Independent Director: Sergio R. Mgmt For For
Ortiz-Luis, Jr.
7.c Election of Director: Kingson U. Sian Mgmt For For
7.d Election of Director: Katherine L. Tan Mgmt For For
7.e Election of Director: Winston S. Co Mgmt For For
7.f Election of Director: Kevin Andrew L. Tan Mgmt Against Against
7.g Election of Independent Director: Alejo L. Mgmt For For
Villanueva, Jr.
8 Other matters Mgmt Abstain For
9 Adjournment Mgmt Abstain Against
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTION 5. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
AMCOR LTD Agenda Number: 704739462
--------------------------------------------------------------------------------------------------------------------------
Security: Q03080100
Meeting Type: AGM
Meeting Date: 24-Oct-2013
Ticker:
ISIN: AU000000AMC4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 4 AND 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (3, 4 AND 5), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2a Re-election of Director - Mr Chris Roberts Mgmt For For
2b Re-election of Director - Dr Armin Meyer Mgmt For For
2c Re-election of Director - Mrs Karen Guerra Mgmt For For
3 Grant of Share Rights to Managing Director Mgmt Abstain Against
(Management Incentive Plan-Equity)
4 Grant of Options and Performance Rights to Mgmt Abstain Against
Managing Director (Long Term Incentive
Plan)
5 Adoption of Remuneration Report Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
AMCOR LTD Agenda Number: 704843677
--------------------------------------------------------------------------------------------------------------------------
Security: Q03080100
Meeting Type: OGM
Meeting Date: 09-Dec-2013
Ticker:
ISIN: AU000000AMC4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That, pursuant to and in accordance with Mgmt Abstain Against
section 256C(1) of the Corporations Act,
subject to and conditional on the Scheme
becoming Effective, the share capital of
Amcor be reduced by an amount of AUD908
million with the reduction being effected
and satisfied by applying such amount
equally against each Amcor Share on issue
at the Scheme Record Date and in accordance
with the Scheme
--------------------------------------------------------------------------------------------------------------------------
AMCOR LTD Agenda Number: 704844516
--------------------------------------------------------------------------------------------------------------------------
Security: Q03080100
Meeting Type: SCH
Meeting Date: 09-Dec-2013
Ticker:
ISIN: AU000000AMC4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That, pursuant to, and in accordance with, Mgmt Abstain Against
section 411 of the Corporations Act, the
scheme of arrangement proposed to be made
between Amcor and the holders of its fully
paid ordinary shares, as more particularly
described in the Scheme of Arrangement
which is contained in the Booklet (of which
the notice convening this meeting forms
part), is approved (with or without such
modifications or conditions as may be
approved by the Federal Court of Australia)
--------------------------------------------------------------------------------------------------------------------------
ANTA SPORTS PRODUCTS LTD Agenda Number: 705014164
--------------------------------------------------------------------------------------------------------------------------
Security: G04011105
Meeting Type: AGM
Meeting Date: 09-Apr-2014
Ticker:
ISIN: KYG040111059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0311/LTN20140311485.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0311/LTN20140311473.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 To receive and consider the audited Mgmt For For
consolidated financial statements of the
Company and its subsidiaries and the
reports of the directors and the auditor of
the Company for the year ended 31 December
2013
2 To declare a final dividend of HK22 cents Mgmt For For
per ordinary share in respect of the year
ended 31 December 2013
3 To declare a special dividend of HK7 cents Mgmt For For
per ordinary share in respect of the year
ended 31 December 2013
4 To re-elect Mr. Wang Wenmo as executive Mgmt For For
director of the Company
5 To re-elect Mr. Wu Yonghua as executive Mgmt For For
director of the Company
6 To re-elect Mr. Lu Hong Te as independent Mgmt Against Against
non-executive director of the Company
7 To authorise the board of directors of the Mgmt For For
Company to fix the remuneration of the
Company's directors
8 To re-appoint KPMG as the Company's auditor Mgmt For For
and to authorise the board of directors of
the Company to fix their remuneration
9 To grant a general mandate to the directors Mgmt Against Against
of the Company to allot, issue and deal
with the Company's shares
10 To grant a general mandate to the directors Mgmt For For
of the Company to repurchase the Company's
shares
11 To extend the general mandate granted to Mgmt Against Against
the directors of the Company under
resolution no. 9 by the number of shares
repurchased under resolution no. 10
--------------------------------------------------------------------------------------------------------------------------
ARRIUM LTD, SYDNEY NSW Agenda Number: 704786574
--------------------------------------------------------------------------------------------------------------------------
Security: Q05369105
Meeting Type: AGM
Meeting Date: 18-Nov-2013
Ticker:
ISIN: AU000000ARI0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 1 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
1 Remuneration Report Mgmt For For
2 Re-election of Mr C R Galbraith AM as a Mgmt For For
Director
3 Re-election of Ms R Warnock as a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ASUSTEK COMPUTER INC Agenda Number: 705347640
--------------------------------------------------------------------------------------------------------------------------
Security: Y04327105
Meeting Type: AGM
Meeting Date: 17-Jun-2014
Ticker:
ISIN: TW0002357001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
4.1 BUSINESS REPORT OF 2013 Non-Voting
4.2 SUPERVISORS' REVIEW REPORT OF 2013 Non-Voting
4.3 TO REPORT THE EXECUTION OF TREASURY STOCKS Non-Voting
BUYBACK PROGRAM EXECUTION
5.1 TO ADOPT 2013 BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS
5.2 TO ADOPT THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2013 PROFITS. THE DISTRIBUTABLE EARNINGS OF
THE YEAR IS NTD 90,066,124,050, INCLUDING
THE COMPANY'S 2013 NET INCOME OF NTD
21,449,894,566, THE 2013 DISTRIBUTABLE
EARNINGS OF NTD 19,070,337,546 AFTER ADDING
OTHER COMPREHENSIVE NET INCOME AND TREASURY
STOCK CANCELLATION, AND THE UNAPPROPRIATED
RETAINED EARNINGS OF PRIOR YEARS FOR NTD
70,995,786,504. THE DISTRIBUTABLE EARNINGS
AFTER APPROPRIATING NTD 2,144,989,457 AS
LEGAL RESERVE WILL BE DISTRIBUTED IN
ACCORDANCE WITH THE "ARTICLES OF
INCORPORATION" AS FOLLOWS: (1) SHAREHOLDER
DIVIDEND: NTD 742,760,280 IN CASH TOTALLY.
(2) SHAREHOLDER BONUS: NTD 13,741,065,180
IN CASH TOTALLY. 2. SHAREHOLDER CASH
DIVIDEND THAT IS FOR LESS THAN NTD 1 SHOULD
BE ROUNDED UP TO DOLLAR; ALSO, FRACTIONAL
SHARES WILL BE PURCHASED BY PERSONS
ARRANGED BY THE CHAIRMAN AS AUTHORIZED BY
THE BOARD. 3. IF THE DIVIDEND RATIO OF THE
EARNINGS DISTRIBUTION IS CHANGED AND MUST
BE ADJUSTED AS A RESULT OF A CHANGE IN THE
NUMBER OF OUTSTANDING SHARES, IT IS
PROPOSED TO HAVE THE BOARD OF DIRECTORS
AUTHORIZED IN THE MEETING OF SHAREHOLDERS
TO ARRANGE NECESSARY ADJUSTMENTS. 4. UPON
THE APPROVAL OF THE ANNUAL MEETING OF
SHAREHOLDERS, IT IS PROPOSED THAT THE BOARD
OF DIRECTORS BE AUTHORIZED TO RESOLVE THE
DIVIDEND RECORD DATE AND OTHER RELEVANT
ISSUES
6.1 TO DISCUSS AMENDMENT TO THE PROCEDURES FOR Mgmt For For
ACQUISITION OR DISPOSAL OF ASSETS: THE
COMPANY HAS ARTICLE 3, ARTICLE 7, ARTICLE
8, ARTICLE 10, AND ARTICLE 12 OF THE
COMPANY'S "OPERATIONAL PROCEDURES FOR
ACQUISITION AND DISPOSAL OF ASSETS" AMENDED
IN ACCORDANCE WITH JIN-GUAN-CHEN-FAR ZI NO.
1020053073 LETTER "REGULATIONS GOVERNING
THE ACQUISITION AND DISPOSAL OF ASSETS BY
PUBLIC COMPANIES" AMENDED AND ANNOUNCED BY
THE FINANCIAL SUPERVISORY COMMISSION ON
DECEMBER 30, 2013 FOR THE NEED OF THE
COMPANY'S BUSINESS OPERATION.
6.2.1 TO RE-ELECT DIRECTOR: TSUNG-TANG, (JONNEY) Mgmt For For
SHIH; SHAREHOLDER' NO: 71; ID NO:
N100872786
6.2.2 TO RE-ELECT DIRECTOR: Mgmt For For
CHIANG-SHENG,(JONATHAN)TSENG; SHAREHOLDER'
NO: 25370; ID NO: N100115455
6.2.3 TO RE-ELECT DIRECTOR: CHENG-LAI,(JERRY) Mgmt For For
SHEN; SHAREHOLDER' NO: 80; ID NO:
R120635522
6.2.4 TO RE-ELECT DIRECTOR: YEN-CHENG,(ERIC) Mgmt For For
CHEN; SHAREHOLDER' NO: 135; ID NO:
F121355097
6.2.5 TO RE-ELECT DIRECTOR: HSIEN-YUEN HSU; Mgmt For For
SHAREHOLDER' NO: 116; ID NO: A120399965
6.2.6 TO RE-ELECT DIRECTOR: MIN-CHIEH, (JOE) Mgmt For For
HSIEH; SHAREHOLDER' NO: 388; ID NO:
A123222201
6.2.7 TO RE-ELECT DIRECTOR: SU-PIN, (SAMSON) HU; Mgmt For For
SHAREHOLDER' NO: 255368; ID NO: R120873219
6.2.8 TO RE-ELECT SUPERVISOR: TZE-KAING YANG; Mgmt For For
SHAREHOLDER' NO: None; ID NO: A102241840
6.2.9 TO RE-ELECT SUPERVISOR: CHUNG-JEN CHENG; Mgmt For For
SHAREHOLDER' NO: 264008; ID NO: J100515149
6.210 TO RE-ELECT SUPERVISOR: LONG-HUI YANG; Mgmt For For
SHAREHOLDER' NO: 66; ID NO: N103321517
6.3 TO RELEASE THE NON-COMPETE RESTRICTION OF A Mgmt For For
BOARD OF DIRECTOR ELECTED AS AN INDIVIDUAL
OR AS A LEGAL REPRESENTATIVE
7 EXTEMPORAL MOTIONS Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
AUSTRALIA & NEW ZEALAND BANKING GROUP LTD, MELBOUR Agenda Number: 704846231
--------------------------------------------------------------------------------------------------------------------------
Security: Q09504137
Meeting Type: AGM
Meeting Date: 18-Dec-2013
Ticker:
ISIN: AU000000ANZ3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 3, 4, 5.A, 5.B AND 6 AND VOTES
CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE PROPOSAL/S
WILL BE DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE
(OR VOTE "ABSTAIN") ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2 Adoption of the Remuneration Report Mgmt Abstain Against
3 Grant of Performance Rights to Mr Michael Mgmt Abstain Against
Smith
4 Approval of Euro Preference Shares Buy-Back Mgmt For For
Scheme
5.a Approval of CPS1 First Buy-Back Scheme Mgmt For For
5.b Approval of CPS1 Second Buy-Back Scheme Mgmt For For
6 Approval of Securities Issued (ANZ Capital Mgmt For For
Notes)
7.a To elect Mr G. R. Liebelt as a Mgmt For For
Board-Endorsed Candidate
7.b To re-elect Mr I. J. Macfarlane as a Mgmt For For
Board-Endorsed Candidate
8 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Abstain Against
SHAREHOLDER PROPOSAL: Election of
Non-Board-Endorsed Candidate - Mr D.C.
Barrow
--------------------------------------------------------------------------------------------------------------------------
BANGCHAK PETROLEUM PUBLIC CO LTD Agenda Number: 705040436
--------------------------------------------------------------------------------------------------------------------------
Security: Y0586K134
Meeting Type: AGM
Meeting Date: 09-Apr-2014
Ticker:
ISIN: TH0420010Z18
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE Non-Voting
MEETING SUDDENLY CHANGE THE AGENDA AND/OR
ADD NEW AGENDA DURING THE MEETING, WE WILL
VOTE THAT AGENDA AS ABSTAIN.
1 To consider and adopt the minutes of the Mgmt For For
2013 annual general meeting of shareholders
2 To acknowledge the board of directors Non-Voting
report on 2013 performance statement
3 To consider and approve audited financial Mgmt For For
statements for the year ended December 31
2013
4 To consider and approve the allocation of Mgmt For For
profit for dividend payments
5.1 To consider and approve the re-appointment Mgmt For For
of director in replacement of those who is
due to retires by rotation and to appoint
additional director: Gen. Dapong
Rattanasuwan as independent director
5.2 To consider and approve the re-appointment Mgmt For For
of director in replacement of those who is
due to retires by rotation and to appoint
additional director: Mr. Suthep
Wongvorazathe as independent director
5.3 To consider and approve the re-appointment Mgmt For For
of director in replacement of those who is
due to retires by rotation and to appoint
additional director: Mr. Prasong Poontaneat
ministry of finance representative
5.4 To consider and approve the re-appointment Mgmt For For
of director in replacement of those who is
due to retires by rotation and to appoint
additional director: Mr. Vichien Usanachote
president
5.5 To appoint the additional director to act Mgmt For For
as new director in accordance with the
company's articles of association: Pol. Lt.
Gen. Chaiwat Chotima independent director
6 To consider the 2014 directors remuneration Mgmt For For
as following 1. Monthly remuneration and
meeting allowance same as 2013. 2 bonus
7 To consider and approve the appointment and Mgmt For For
determination of the fee for the auditor
8 Other business if any Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 704957832
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: EGM
Meeting Date: 25-Mar-2014
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0207/LTN20140207760.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0207/LTN20140207747.pdf
1 To consider and approve the proposal on the Mgmt For For
election of Mr. Chen Siqing as executive
director of the bank
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 705321836
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: AGM
Meeting Date: 12-Jun-2014
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 303120 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0425/LTN20140425742.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0425/LTN20140425816.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0522/LTN20140522283.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0522/LTN20140522267.pdf
1 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE 2013 WORK REPORT OF THE BOARD
OF DIRECTORS
2 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE 2013 WORK REPORT OF THE BOARD
OF SUPERVISORS
3 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE 2013 ANNUAL FINANCIAL
STATEMENTS
4 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE 2013 PROFIT DISTRIBUTION PLAN
5 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE 2014 ANNUAL BUDGET FOR FIXED
ASSETS INVESTMENT
6 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE APPOINTMENT OF ERNST & YOUNG
HUA MING AS THE BANK'S EXTERNAL AUDITOR FOR
2014
7 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE CAPITAL MANAGEMENT PLAN OF
BANK OF CHINA FOR 2013-2016
8.1 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. ZHANG XIANGDONG AS NON-EXECUTIVE
DIRECTOR OF THE BANK
8.2 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. ZHANG QI AS NON-EXECUTIVE DIRECTOR OF
THE BANK
8.3 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. JACKSON TAI AS INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE BANK
8.4 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
LIU XIANGHUI AS NON-EXECUTIVE DIRECTOR OF
THE BANK
9.1 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. MEI XINGBAO AS EXTERNAL SUPERVISOR OF
THE BANK
9.2 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MS. BAO GUOMING AS EXTERNAL SUPERVISOR OF
THE BANK
10 TO CONSIDER AND APPROVE THE REMUNERATION Mgmt For For
PLAN FOR THE CHAIRMAN, EXECUTIVE DIRECTORS,
CHAIRMAN OF BOARD OF SUPERVISORS AND
SHAREHOLDER REPRESENTATIVE SUPERVISORS OF
2012
11 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE AMENDMENTS TO THE ARTICLES OF
ASSOCIATION
12 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt Against Against
REGARDING THE GENERAL MANDATE TO ISSUE NEW
SHARES IN THE TERMS AS FOLLOWS: 12.1
SUBJECT TO THE CONDITIONS IN PARAGRAPHS
(I), (II) AND (III) BELOW, THE BOARD BE AND
IS HEREBY UNCONDITIONALLY AUTHORIZED, AND
BE APPROVED TO DELEGATE THE AUTHORITY TO
THE CHAIRMAN OR THE PRESIDENT OF THE BANK,
TO EXERCISE, DURING THE RELEVANT PERIOD (AS
DEFINED BELOW), ALL POWERS OF THE BANK TO
ALLOT, ISSUE AND/OR DEAL IN SEPARATELY OR
CONCURRENTLY ADDITIONAL A SHARES AND/OR H
SHARES (INCLUDING THOSE ADDITIONAL A SHARES
AND/OR H SHARES CONVERTED FROM PREFERENCE
SHARES WITH PROVISIONS FOR CONVERSION)
AND/OR PREFERENCE SHARES AND TO MAKE, GRANT
OR ENTER INTO OFFERS, AGREEMENTS, OPTIONS,
CONVERSION RIGHTS OR OTHER RIGHTS
(INCLUDING RIGHTS TO RECOVER VOTING RIGHTS)
FOR SUCH A SHARES, H SHARES AND/OR
PREFERENCE SHARES; (I) SUCH APPROVAL SHALL
NOT EXTEND BEYOND THE RELEVANT PERIOD SAVE
THAT THE BOARD BE AND IS HEREBY AUTHORIZED,
DURING THE RELEVANT PERIOD, TO MAKE, GRANT
OR ENTER INTO OFFERS, AGREEMENTS, OPTIONS,
CONVERSION RIGHTS OR OTHER RIGHTS
(INCLUDING, BUT NOT LIMITED TO, THE RIGHTS
TO RECOVER VOTING RIGHTS) FOR SUCH A
SHARES, H SHARES AND/OR PREFERENCE SHARES,
WHICH REQUIRE OR MAY REQUIRE THE EXERCISE
OF SUCH POWERS AFTER THE END OF THE
RELEVANT PERIOD; (II) THE NUMBER OF (A) A
SHARES AND/OR H SHARES, AND/OR (B)
PREFERENCE SHARES (BASED ON THE A SHARES
AND/OR H SHARES TO BE FULLY CONVERTED FROM
PREFERENCE SHARES AT THE INITIAL COMPULSORY
CONVERSION PRICE, OR THE EQUIVALENT NUMBER
OF A SHARES AND/OR H SHARES WHICH WOULD
RESULT FROM THE SIMULATED CONVERSION OF THE
RECOVERED VOTING RIGHTS OF PREFERENCE
SHARES AT THE INITIAL SIMULATED CONVERSION
PRICE), TO BE ALLOTTED, ISSUED AND/OR DEALT
IN OR AGREED CONDITIONALLY OR
UNCONDITIONALLY TO BE ALLOTTED, ISSUED
AND/OR DEALT IN BY THE BOARD SHALL NOT
EXCEED 20% OF THE AGGREGATE NUMBER OF EACH
OF THE EXISTING A SHARES AND/OR H SHARES AS
AT THE DATE OF THE PASSING OF THIS SPECIAL
RESOLUTION; AND (III) THE BOARD SHALL ONLY
EXERCISE ITS POWERS GIVEN TO IT BY THIS
SPECIAL RESOLUTION IN ACCORDANCE WITH THE
COMPANY LAW OF THE PRC AND THE LISTING
RULES OF THE PLACES WHERE THE BANK'S
SECURITIES ARE LISTED (AS AMENDED FROM TIME
TO TIME) AND APPLICABLE LAWS, RULES AND
REGULATIONS OF GOVERNMENTAL OR REGULATORY
BODIES AND ONLY IF ALL NECESSARY APPROVALS
FROM THE CSRC AND OTHER RELEVANT PRC
GOVERNMENTAL AUTHORITIES ARE OBTAINED 12.2
FOR THE PURPOSE OF THIS SPECIAL RESOLUTION,
"RELEVANT PERIOD" MEANS THE PERIOD FROM THE
DATE OF PASSING OF THIS SPECIAL RESOLUTION
UNTIL THE EARLIEST OF: (I) THE CONCLUSION
OF THE NEXT ANNUAL GENERAL MEETING OF THE
BANK FOLLOWING THE PASSING OF THIS SPECIAL
RESOLUTION; (II) THE EXPIRATION OF THE
12-MONTH PERIOD FOLLOWING THE PASSING OF
THIS SPECIAL RESOLUTION; AND (III) THE DATE
ON WHICH THE AUTHORITY GRANTED TO THE BOARD
SET OUT IN THIS SPECIAL RESOLUTION IS
REVOKED OR VARIED BY A SPECIAL RESOLUTION
OF THE SHAREHOLDERS IN A SHAREHOLDERS'
MEETING 12.3 BASED ON THE ACTUAL CONDITIONS
SUCH AS THE METHOD, CLASS AND NUMBER OF
SHARES ISSUED AND THE BANK'S CAPITAL
STRUCTURE AFTER SUCH ISSUANCE, THE BOARD
SHALL BE AUTHORIZED TO DELEGATE THE
AUTHORITY TO THE BOARD SECRETARY TO MAKE,
AT THE APPROPRIATE TIME, SUCH AMENDMENTS TO
THE ARTICLES OF ASSOCIATION AS APPROPRIATE
AND NECESSARY TO REFLECT THE NEW CAPITAL
STRUCTURE AND THE REGISTERED CAPITAL (IF
APPLICABLE) OF THE BANK, AND TO TAKE ANY
OTHER ACTION AND COMPLETE ANY FORMALITY
REQUIRED (INCLUDING BUT NOT LIMITED TO THE
OBTAINING OF APPROVALS FROM THE RELEVANT
REGULATORY AUTHORITIES AND THE HANDLING OF
INDUSTRIAL AND COMMERCIAL REGISTRATION AND
FILING PROCEDURES) TO GIVE EFFECT TO THE
ISSUANCE OF SHARES PURSUANT TO THIS SPECIAL
RESOLUTION
13.1 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
TYPE OF SECURITIES TO BE ISSUED AND ISSUE
SIZE
13.2 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK: PAR
VALUE AND ISSUE PRICE
13.3 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
TERM
13.4 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
METHOD OF ISSUANCE AND TARGET INVESTORS
13.5 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
MECHANISM OF PARTICIPATION BY HOLDERS OF
PREFERENCE SHARES IN DIVIDEND DISTRIBUTION
13.6 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
COMPULSORY CONVERSION
13.7 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
TERMS OF CONDITIONAL REDEMPTION
13.8 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
RESTRICTIONS ON VOTING RIGHTS OF HOLDERS OF
PREFERENCE SHARES AND RECOVERY OF VOTING
RIGHTS
13.9 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
ORDER OF PRIORITY AND METHOD OF LIQUIDATION
13.10 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
RATING ARRANGEMENT
13.11 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
SECURITY FOR THE ISSUANCE OF PREFERENCE
SHARES
13.12 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
TERM OF RESTRICTIONS ON TRADE AND TRANSFER
OF PREFERENCE SHARES
13.13 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
VALIDITY PERIOD OF THE RESOLUTION IN
RESPECT OF THE ISSUANCE OF PREFERENCE
SHARES
13.14 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
TRADING ARRANGEMENT
13.15 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK: USE
OF PROCEEDS FROM THE ISSUANCE OF PREFERENCE
SHARES
13.16 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
MATTERS RELATING TO AUTHORIZATION OF THE
ISSUANCE OF PREFERENCE SHARES
14.1 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
TYPE OF SECURITIES TO BE ISSUED AND ISSUE
SIZE
14.2 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK: PAR
VALUE AND ISSUE PRICE
14.3 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
TERM
14.4 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
METHOD OF ISSUANCE AND TARGET INVESTORS
14.5 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
MECHANISM OF PARTICIPATION BY HOLDERS OF
PREFERENCE SHARES IN DIVIDEND DISTRIBUTION
14.6 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
COMPULSORY CONVERSION
14.7 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
TERMS OF CONDITIONAL REDEMPTION
14.8 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
RESTRICTIONS ON VOTING RIGHTS OF HOLDERS OF
PREFERENCE SHARES AND RECOVERY OF VOTING
RIGHTS
14.9 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
ORDER OF PRIORITY AND METHOD OF LIQUIDATION
14.10 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
RATING ARRANGEMENT
14.11 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
SECURITY FOR THE ISSUANCE OF PREFERENCE
SHARES
14.12 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
LOCK-UP PERIOD
14.13 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
VALIDITY PERIOD OF THE RESOLUTION IN
RESPECT OF THE ISSUANCE OF PREFERENCE
SHARES
14.14 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
TRADING/LISTING ARRANGEMENT
14.15 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK: USE
OF PROCEEDS FROM THE ISSUANCE OF PREFERENCE
SHARES
14.16 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
MATTERS RELATING TO AUTHORIZATION OF THE
ISSUANCE OF PREFERENCE SHARES
15 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE FORMULATING OF THE BANK OF
CHINA LIMITED SHAREHOLDER RETURN PLAN FOR
2014 TO 2016
16 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING DILUTION OF CURRENT RETURNS AND
REMEDIAL MEASURES UPON THE ISSUANCE OF
PREFERENCE SHARES
--------------------------------------------------------------------------------------------------------------------------
BBMG CORP Agenda Number: 705215982
--------------------------------------------------------------------------------------------------------------------------
Security: Y076A3105
Meeting Type: AGM
Meeting Date: 22-May-2014
Ticker:
ISIN: CNE100000F20
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 304484 DUE TO ADDITION OF
RESOLUTION 10. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0328/LTN201403281214.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0424/LTN20140424934.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0328/LTN201403281200.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0424/LTN20140424923.pdf
1 TO APPROVE THE REPORT OF THE BOARD OF Mgmt For For
DIRECTORS OF THE COMPANY FOR THE YEAR ENDED
31 DECEMBER 2013
2 TO APPROVE THE REPORT OF THE SUPERVISORY Mgmt For For
BOARD OF THE COMPANY FOR THE YEAR ENDED 31
DECEMBER 2013
3 TO APPROVE THE AUDITED ACCOUNTS OF THE Mgmt For For
COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013
4 TO APPROVE THE PROFIT DISTRIBUTION PROPOSAL Mgmt For For
OF THE COMPANY, NAMELY, THE PROPOSAL FOR
DISTRIBUTION OF A FINAL DIVIDEND OF
RMB0.078 PER SHARE (BEFORE TAX) IN AN
AGGREGATE AMOUNT OF APPROXIMATELY RMB373.2
MILLION FOR THE YEAR ENDED 31 DECEMBER
2013, AND TO AUTHORISE THE BOARD OF
DIRECTORS OF THE COMPANY TO IMPLEMENT THE
AFORESAID DISTRIBUTION
5 TO APPROVE THE REMUNERATION PLAN OF THE Mgmt For For
EXECUTIVE DIRECTORS OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2013
6 TO APPROVE (1) THE AUDIT FEE OF THE COMPANY Mgmt For For
FOR THE YEAR ENDED 31 DECEMBER 2013 IN AN
AMOUNT OF RMB9,500,000; AND (2) THE
APPOINTMENT OF ERNST & YOUNG HUA MING
CERTIFIED PUBLIC ACCOUNTANTS AS THE
INDEPENDENT AUDITOR OF THE COMPANY FOR THE
YEAR ENDING 31 DECEMBER 2014 WITH TERM
ENDING ON THE DATE OF THE ANNUAL GENERAL
MEETING OF THE COMPANY FOR THE YEAR OF
2014, AND TO AUTHORIZE THE BOARD TO
IMPLEMENT THE RESOLUTION
7 TO APPROVE THE PROPOSED AMENDMENTS TO THE Mgmt For For
ARTICLES OF ASSOCIATION OF THE COMPANY (THE
"ARTICLES OF ASSOCIATION") AS SET OUT IN
THE NOTICE CONVENING THE MEETING DATED 31
MARCH 2014, AND THE BOARD BE AND IS HEREBY
AUTHORIZED TO DEAL WITH ON BEHALF OF THE
COMPANY THE RELEVANT FILING AND AMENDMENTS
(WHERE NECESSARY) PROCEDURES AND OTHER
RELATED ISSUES ARISING FROM THE AMENDMENTS
TO THE ARTICLES OF ASSOCIATION
8 TO APPROVE THE ISSUE OF DEBENTURES WITH AN Mgmt For For
AGGREGATE PRINCIPAL AMOUNT OF NOT MORE THAN
RMB8.5 BILLION IN THE PRC AND THE GRANT OF
A MANDATE TO ANY TWO EXECUTIVE DIRECTORS OF
THE COMPANY TO HANDLE ALL MATTERS RELATING
TO THE ISSUE OF THE DEBENTURES
9 TO APPROVE THE GRANTING OF A GENERAL Mgmt Against Against
MANDATE TO THE BOARD OF DIRECTORS OF THE
COMPANY TO ISSUE, ALLOT AND OTHERWISE DEAL
WITH (1) ADDITIONAL A SHARES OF THE COMPANY
NOT EXCEEDING 20% OF THE A SHARES IN ISSUE;
AND (2) ADDITIONAL H SHARES OF THE COMPANY
NOT EXCEEDING 20% OF THE H SHARES IN ISSUE,
AND TO AUTHORIZE THE BOARD OF DIRECTORS OF
THE COMPANY TO MAKE SUCH CORRESPONDING
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
OF THE COMPANY AS IT THINKS FIT SO AS TO
REFLECT THE NEW CAPITAL STRUCTURE UPON THE
ALLOTMENT AND ISSUE OF THE NEW SHARES
10 TO ELECT WANG GUANGJIN AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY OF
THE THIRD SESSION OF THE BOARD OF DIRECTORS
(THE "BOARD") OF THE COMPANY FOR A PERIOD
COMMENCING FROM THE CONCLUSION OF THE
MEETING AND EXPIRING ON THE DATE OF THE
ANNUAL GENERAL MEETING OF THE COMPANY FOR
THE YEAR 2014 AND TO AUTHORIZE THE BOARD TO
ENTER INTO SERVICE CONTRACT AND/OR
APPOINTMENT LETTER WITH THE NEWLY ELECTED
DIRECTOR SUBJECT TO SUCH TERMS AND
CONDITIONS AS THE BOARD SHALL THINK FIT AND
TO DO ALL SUCH ACTS AND THINGS TO GIVE
EFFECT TO SUCH MATTERS
--------------------------------------------------------------------------------------------------------------------------
BEIJING CAPITAL INTERNATIONAL AIRPORT CO LTD Agenda Number: 704919820
--------------------------------------------------------------------------------------------------------------------------
Security: Y07717104
Meeting Type: EGM
Meeting Date: 26-Feb-2014
Ticker:
ISIN: CNE100000221
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0109/LTN20140109194.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0109/LTN20140109188.pdf
1 To consider and approve the appointment of Mgmt For For
Mr. Cheng Chi Ming, Brian as a
non-executive director of the Company and
the granting of the authorization of the
Board to determine his remuneration
--------------------------------------------------------------------------------------------------------------------------
BEIJING CAPITAL INTERNATIONAL AIRPORT CO LTD Agenda Number: 705409678
--------------------------------------------------------------------------------------------------------------------------
Security: Y07717104
Meeting Type: AGM
Meeting Date: 30-Jun-2014
Ticker:
ISIN: CNE100000221
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 338341 DUE TO ADDITION OF
RESOLUTIONS 6, 7, 8 AND 9. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0516/LTN20140516230.pdf
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0613/LTN20140613419.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0613/LTN20140613408.pdf
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY (THE
"BOARD") FOR THE YEAR ENDED 31 DECEMBER
2013
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR ENDED 31 DECEMBER 2013
3 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE INDEPENDENT
AUDITOR'S REPORT FOR THE YEAR ENDED 31
DECEMBER 2013
4 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
APPROPRIATION PROPOSAL FOR THE YEAR ENDED
31 DECEMBER 2013
5 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For
OF PRICEWATERHOUSECOOPERS ZHONG TIAN LLP
AND PRICEWATERHOUSECOOPERS, AS THE
COMPANY'S PRC AND INTERNATIONAL AUDITORS,
RESPECTIVELY, FOR THE YEAR ENDING 31
DECEMBER 2014 AND THE GRANTING OF THE
AUTHORISATION TO THE BOARD TO DETERMINE
THEIR REMUNERATION
6.I TO CONSIDER AND APPROVE THE ELECTION OF THE Mgmt For For
MEMBER OF THE SIXTH SESSION OF THE BOARD AS
FOLLOWS AND GRANTING THE AUTHORIZATION TO
THE BOARD TO DETERMINE THEIR REMUNERATION:
MR. LIU XUESONG AS AN EXECUTIVE DIRECTOR
6.II TO CONSIDER AND APPROVE THE ELECTION OF THE Mgmt For For
MEMBER OF THE SIXTH SESSION OF THE BOARD AS
FOLLOWS AND GRANTING THE AUTHORIZATION TO
THE BOARD TO DETERMINE THEIR REMUNERATION:
MR. SHI BOLI AS AN EXECUTIVE DIRECTOR
6.III TO CONSIDER AND APPROVE THE ELECTION OF THE Mgmt For For
MEMBER OF THE SIXTH SESSION OF THE BOARD AS
FOLLOWS AND GRANTING THE AUTHORIZATION TO
THE BOARD TO DETERMINE THEIR REMUNERATION:
Ms. GAO LIJIA AS A NON-EXECUTIVE DIRECTOR
6.IV TO CONSIDER AND APPROVE THE ELECTION OF THE Mgmt For For
MEMBER OF THE SIXTH SESSION OF THE BOARD AS
FOLLOWS AND GRANTING THE AUTHORIZATION TO
THE BOARD TO DETERMINE THEIR REMUNERATION:
MR. YAO YABO AS A NON-EXECUTIVE DIRECTOR
6.V TO CONSIDER AND APPROVE THE ELECTION OF THE Mgmt For For
MEMBER OF THE SIXTH SESSION OF THE BOARD AS
FOLLOWS AND GRANTING THE AUTHORIZATION TO
THE BOARD TO DETERMINE THEIR REMUNERATION:
MR. ZHANG MUSHENG AS A NON-EXECUTIVE
DIRECTOR
6.VI TO CONSIDER AND APPROVE THE ELECTION OF THE Mgmt For For
MEMBER OF THE SIXTH SESSION OF THE BOARD AS
FOLLOWS AND GRANTING THE AUTHORIZATION TO
THE BOARD TO DETERMINE THEIR REMUNERATION:
MR. CHENG CHI MING, BRIAN AS A
NON-EXECUTIVE DIRECTOR
6.VII TO CONSIDER AND APPROVE THE ELECTION OF THE Mgmt For For
MEMBER OF THE SIXTH SESSION OF THE BOARD AS
FOLLOWS AND GRANTING THE AUTHORIZATION TO
THE BOARD TO DETERMINE THEIR REMUNERATION:
MR. JAPHET SEBASTIAN LAW AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR
6VIII TO CONSIDER AND APPROVE THE ELECTION OF THE Mgmt For For
MEMBER OF THE SIXTH SESSION OF THE BOARD AS
FOLLOWS AND GRANTING THE AUTHORIZATION TO
THE BOARD TO DETERMINE THEIR REMUNERATION:
MR. WANG XIAOLONG AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR
6.IX TO CONSIDER AND APPROVE THE ELECTION OF THE Mgmt For For
MEMBER OF THE SIXTH SESSION OF THE BOARD AS
FOLLOWS AND GRANTING THE AUTHORIZATION TO
THE BOARD TO DETERMINE THEIR REMUNERATION:
MR. JIANG RUIMING AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR
6.X TO CONSIDER AND APPROVE THE ELECTION OF THE Mgmt For For
MEMBER OF THE SIXTH SESSION OF THE BOARD AS
FOLLOWS AND GRANTING THE AUTHORIZATION TO
THE BOARD TO DETERMINE THEIR REMUNERATION:
MR. LIU GUIBIN AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR
7 TO CONSIDER AND APPROVE THE GRANTING OF THE Mgmt For For
AUTHORISATION TO THE BOARD TO ARRANGE FOR
SERVICE CONTRACTS AND/OR APPOINTMENT
LETTERS TO BE ENTERED INTO BY THE COMPANY
WITH OR ISSUED BY THE COMPANY TO ALL THE
NEWLY ELECTED EXECUTIVE DIRECTORS,
NON-EXECUTIVE DIRECTORS AND INDEPENDENT
NON-EXECUTIVE DIRECTORS, RESPECTIVELY, UPON
SUCH TERMS AND CONDITIONS AS THE BOARD
SHALL THINK FIT, AND TO DO ALL SUCH ACTS
AND THINGS TO EFFECT SUCH MATTERS
8.1.I TO CONSIDER AND APPROVE THE ELECTION OF THE Mgmt For For
MEMBER OF THE SIXTH SESSION OF THE
SUPERVISORY COMMITTEE AND GRANTING THE
AUTHORIZATION TO THE BOARD TO DETERMINE
THEIR REMUNERATIONS: MR. LIU YANBIN AS A
SUPERVISOR REPRESENTING THE SHAREHOLDERS
8.1II TO CONSIDER AND APPROVE THE ELECTION OF THE Mgmt For For
MEMBER OF THE SIXTH SESSION OF THE
SUPERVISORY COMMITTEE AND GRANTING THE
AUTHORIZATION TO THE BOARD TO DETERMINE
THEIR REMUNERATIONS: MR. SANG SHENGLI AS A
SUPERVISOR REPRESENTING THE SHAREHOLDERS
81III TO CONSIDER AND APPROVE THE ELECTION OF THE Mgmt For For
MEMBER OF THE SIXTH SESSION OF THE
SUPERVISORY COMMITTEE AND GRANTING THE
AUTHORIZATION TO THE BOARD TO DETERMINE
THEIR REMUNERATIONS: MR. DONG ANSHENG AS AN
INDEPENDENT SUPERVISOR
8.1IV TO CONSIDER AND APPROVE THE ELECTION OF THE Mgmt For For
MEMBER OF THE SIXTH SESSION OF THE
SUPERVISORY COMMITTEE AND GRANTING THE
AUTHORIZATION TO THE BOARD TO DETERMINE
THEIR REMUNERATIONS: MR. LAU SIU KI AS AN
INDEPENDENT SUPERVISOR
8.2.I TO CONFIRM THE MEMBER OF THE SIXTH SESSION Mgmt For For
OF THE SUPERVISORY COMMITTEE AND GRANTING
THE AUTHORIZATION TO THE BOARD TO DETERMINE
THEIR REMUNERATIONS: Ms. LI XIAOMEI AS A
SUPERVISOR REPRESENTING THE STAFF
8.2II TO CONFIRM THE MEMBER OF THE SIXTH SESSION Mgmt For For
OF THE SUPERVISORY COMMITTEE AND GRANTING
THE AUTHORIZATION TO THE BOARD TO DETERMINE
THEIR REMUNERATIONS: MR. DENG XIANSHAN AS A
SUPERVISOR REPRESENTING THE STAFF
82III TO CONFIRM THE MEMBER OF THE SIXTH SESSION Mgmt For For
OF THE SUPERVISORY COMMITTEE AND GRANTING
THE AUTHORIZATION TO THE BOARD TO DETERMINE
THEIR REMUNERATIONS: MR. CHANG JUN AS A
SUPERVISOR REPRESENTING THE STAFF
9 TO AUTHORISE THE BOARD TO ISSUE APPOINTMENT Mgmt For For
LETTERS TO ALL THE NEWLY ELECTED
SUPERVISORS UPON SUCH TERMS AND CONDITIONS
AS THE BOARD THINKS FIT, AND TO DO ALL SUCH
ACTS AND THINGS TO EFFECT SUCH MATTERS
--------------------------------------------------------------------------------------------------------------------------
BHP BILLITON LTD, MELBOURNE VIC Agenda Number: 704745756
--------------------------------------------------------------------------------------------------------------------------
Security: Q1498M100
Meeting Type: AGM
Meeting Date: 21-Nov-2013
Ticker:
ISIN: AU000000BHP4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 7, 8 AND 9 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (7, 8 AND 9), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
1 To receive the 2013 Financial Statements Mgmt For For
and Reports for BHP Billiton
2 To appoint KPMG LLP as the auditor of BHP Mgmt For For
Billiton Plc
3 To authorise the Risk and Audit Committee Mgmt For For
to agree the remuneration of the auditor of
BHP Billiton Plc
4 To renew the general authority to issue Mgmt For For
shares in BHP Billiton Plc
5 To approve the authority to issue shares in Mgmt For For
BHP Billiton Plc for cash
6 To approve the repurchase of shares in BHP Mgmt For For
Billiton Plc
7 To approve the 2013 Remuneration Report Mgmt Abstain Against
8 To adopt new Long Term Incentive Plan Rules Mgmt Abstain Against
9 To approve grants to Andrew Mackenzie Mgmt Abstain Against
10 To elect Andrew Mackenzie as a Director of Mgmt For For
BHP Billiton
11 To re-elect Malcolm Broomhead as a Director Mgmt For For
of BHP Billiton
12 To re-elect Sir John Buchanan as a Director Mgmt For For
of BHP Billiton
13 To re-elect Carlos Cordeiro as a Director Mgmt For For
of BHP Billiton
14 To re-elect David Crawford as a Director of Mgmt For For
BHP Billiton
15 To re-elect Pat Davies as a Director of BHP Mgmt For For
Billiton
16 To re-elect Carolyn Hewson as a Director of Mgmt For For
BHP Billiton
17 To re-elect Lindsay Maxsted as a Director Mgmt For For
of BHP Billiton
18 To re-elect Wayne Murdy as a Director of Mgmt For For
BHP Billiton
19 To re-elect Keith Rumble as a Director of Mgmt For For
BHP Billiton
20 To re-elect John Schubert as a Director of Mgmt For For
BHP Billiton
21 To re-elect Shriti Vadera as a Director of Mgmt For For
BHP Billiton
22 To re-elect Jac Nasser as a Director of BHP Mgmt For For
Billiton
23 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Abstain Against
SHAREHOLDER PROPOSAL: To elect Ian Dunlop
as a Director of BHP Billiton
--------------------------------------------------------------------------------------------------------------------------
BS FINANCIAL GROUP INC, BUSAN Agenda Number: 704625269
--------------------------------------------------------------------------------------------------------------------------
Security: Y0997Y103
Meeting Type: EGM
Meeting Date: 14-Aug-2013
Ticker:
ISIN: KR7138930003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Election of inside director Seong Se Hwan Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
BS FINANCIAL GROUP INC, BUSAN Agenda Number: 705005204
--------------------------------------------------------------------------------------------------------------------------
Security: Y0997Y103
Meeting Type: AGM
Meeting Date: 28-Mar-2014
Ticker:
ISIN: KR7138930003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements (cash div: Mgmt Take No Action
KRW 280 per share)
2 Amendment of articles of incorp Mgmt Take No Action
3.1 Election of inside director: Jeong Min Ju Mgmt Take No Action
3.2 Election of a non-permanent director: I Mgmt Take No Action
Bong Cheol
3.3 Election of outside director: Gim Seong Ho Mgmt Take No Action
3.4 Election of outside director: Gim U Seok Mgmt Take No Action
3.5 Election of outside director: I Jong Su Mgmt Take No Action
3.6 Election of outside director: Mun Jae U Mgmt Take No Action
3.7 Election of outside director: Gim Chang Su Mgmt Take No Action
4.1 Election of audit committee member who is Mgmt Take No Action
an outside director: Gim Seong Ho
4.2 Election of audit committee member who is Mgmt Take No Action
an outside director: Gim U Seok
4.3 Election of audit committee member who is Mgmt Take No Action
an outside director: Mun Jae U
4.4 Election of audit committee member who is Mgmt Take No Action
an outside director: Gim Chang Su
5 Approval of remuneration for director Mgmt Take No Action
CMMT 07 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT
IN RESOLUTION 1. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BYD ELECTRONIC (INTERNATIONAL) CO LTD Agenda Number: 705233930
--------------------------------------------------------------------------------------------------------------------------
Security: Y1045N107
Meeting Type: AGM
Meeting Date: 25-Jun-2014
Ticker:
ISIN: HK0285041858
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0429/LTN20140429033.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0429/LTN20140429031.pdf
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
REPORTS OF THE DIRECTORS AND AUDITORS FOR
THE YEAR ENDED 31 DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2013
3 TO RE-ELECT MR. WANG CHUAN-FU AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
4 TO RE-ELECT MR. ANTONY FRANCIS MAMPILLY AS Mgmt For For
AN INDEPENDENT NON-EXECUTIVE DIRECTOR
5 TO RE-ELECT MR. LIANG PING AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
6 TO AUTHORIZE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF THE
DIRECTORS
7 TO RE-APPOINT ERNST & YOUNG AS THE Mgmt For For
COMPANY'S AUDITOR FOR THE FINANCIAL YEAR OF
2014 AND TO HOLD OFFICE UNTIL THE NEXT
ANNUAL GENERAL MEETING OF THE COMPANY, AND
TO AUTHORIZE THE BOARD OF DIRECTORS OF THE
COMPANY TO DETERMINE ITS REMUNERATION
8 TO GRANT A GENERAL MANDATE TO THE BOARD OF Mgmt Against Against
DIRECTORS OF THE COMPANY TO ALLOT AND ISSUE
SHARES
9 TO GRANT A GENERAL MANDATE TO THE BOARD OF Mgmt For For
DIRECTORS OF THE COMPANY TO EXERCISE ALL
POWERS OF THE COMPANY TO PURCHASE ITS OWN
SECURITIES
10 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE BOARD OF DIRECTORS PURSUANT TO
RESOLUTION NO. 8 ABOVE BY AN AMOUNT
REPRESENTING THE AGGREGATE NOMINAL AMOUNT
OF SHARES IN THE CAPITAL OF THE COMPANY
PURCHASED BY THE COMPANY PURSUANT TO THE
GENERAL MANDATE GRANTED PURSUANT TO
RESOLUTION NO. 9 ABOVE
11 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
THE ARTICLES OF ASSOCIATION OF THE COMPANY
AS SET OUT IN THE NOTICE OF THE MEETING
12 TO ADOPT THE NEW ARTICLES OF ASSOCIATION OF Mgmt For For
THE COMPANY AS SET OUT IN THE NOTICE OF THE
MEETING
--------------------------------------------------------------------------------------------------------------------------
CATCHER TECHNOLOGY CO LTD Agenda Number: 705301923
--------------------------------------------------------------------------------------------------------------------------
Security: Y1148A101
Meeting Type: AGM
Meeting Date: 12-Jun-2014
Ticker:
ISIN: TW0002474004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 THE STATUS OF INVESTMENT IN PEOPLES Non-Voting
REPUBLIC OF CHINA
B.1 THE 2013 FINANCIAL STATEMENTS Mgmt For For
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 5 PER SHARE
B.3 THE PROPOSAL OF RAISING OPERATION FUNDS BY Mgmt Against Against
CAPITAL INJECTION BY ISSUING NEW SHARES OR
CONVERTIBLE CORPORATE BONDS
B.4 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
--------------------------------------------------------------------------------------------------------------------------
CATHAY FINANCIAL HOLDING COMPANY LTD Agenda Number: 705276384
--------------------------------------------------------------------------------------------------------------------------
Security: Y11654103
Meeting Type: AGM
Meeting Date: 06-Jun-2014
Ticker:
ISIN: TW0002882008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD1. 5 PER SHARE (AMENDED)
B.3 THE ISSUANCE OF NEW SHARES FROM RETAINED Mgmt For For
EARNINGS. PROPOSED STOCK DIVIDEND:50 FOR
1,000 SHS HELD (NEW)
B.4 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.5 THE PROPOSAL OF LONG-TERM CAPITAL INJECTION Mgmt For For
B.6 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
CATHAY PACIFIC AIRWAYS LTD, HONG KONG Agenda Number: 704874177
--------------------------------------------------------------------------------------------------------------------------
Security: Y11757104
Meeting Type: EGM
Meeting Date: 31-Dec-2013
Ticker:
ISIN: HK0293001514
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1202/LTN20131202843.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1202/LTN20131202807.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 That the entering into of the Framework Mgmt For For
Agreement by the Company (a copy of which
agreement has been produced to the meeting
and signed by the chairman of the meeting
for the purpose of identification), its
term, the Transactions and the annual caps
set out below be and are hereby approved
(terms defined in the circular to
shareholders of the Company dated 3rd
December 2013 having the same meanings when
used in this resolution): Amounts payable
by the Cathay Pacific Group to the HAECO
Group (including HXITM): as specified,
Amounts payable by the HAECO Group
(including HXITM) to the Cathay Pacific
Group: as specified
--------------------------------------------------------------------------------------------------------------------------
CHALLENGER LTD Agenda Number: 704792375
--------------------------------------------------------------------------------------------------------------------------
Security: Q22685103
Meeting Type: AGM
Meeting Date: 26-Nov-2013
Ticker:
ISIN: AU000000CGF5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 4 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
2 Re-election of Mr Jonathan Grunzweig as a Mgmt For For
Director
3 Re-election of Mr Peter Polson as a Mgmt For For
Director
4 Adoption of Remuneration Report Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
CHAROEN POKPHAND FOODS PUBLIC CO LTD Agenda Number: 705110930
--------------------------------------------------------------------------------------------------------------------------
Security: Y1296K166
Meeting Type: AGM
Meeting Date: 25-Apr-2014
Ticker:
ISIN: TH0101A10Z19
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE Non-Voting
MEETING SUDDENLY CHANGE THE AGENDA AND/OR
ADD NEW AGENDA DURING THE MEETING, WE WILL
VOTE THAT AGENDA AS ABSTAIN
1 TO ADOPT THE MINUTES OF THE ANNUAL GENERAL Mgmt For For
SHAREHOLDERS' MEETING NO. 1/2013
2 TO ACKNOWLEDGE THE REPORT ON THE COMPANY'S Non-Voting
OPERATING RESULTS FOR THE YEAR 2013
3 TO APPROVE THE STATEMENTS OF FINANCIAL Mgmt For For
POSITION AND THE STATEMENTS OF INCOME FOR
THE YEAR ENDED DECEMBER 31, 2013
4 TO APPROVE THE APPROPRIATION OF PROFIT AND Mgmt For For
ANNUAL DIVIDEND PAYMENT FOR THE YEAR 2013
5.1 TO APPOINT DIRECTORS TO REPLACE DIRECTORS Mgmt For For
WHO RETIRE BY ROTATION: MR. ARSA SARASIN
5.2 TO APPOINT DIRECTORS TO REPLACE DIRECTORS Mgmt For For
WHO RETIRE BY ROTATION: PROFESSOR DR.
PONGSAK ANGKASITH
5.3 TO APPOINT DIRECTORS TO REPLACE DIRECTORS Mgmt For For
WHO RETIRE BY ROTATION: DR. VEERAVAT
KANCHANADUL
5.4 TO APPOINT DIRECTORS TO REPLACE DIRECTORS Mgmt For For
WHO RETIRE BY ROTATION: MR. SUNTHORN
ARUNANONDCHAI
5.5 TO APPOINT DIRECTORS TO REPLACE DIRECTORS Mgmt For For
WHO RETIRE BY ROTATION: MRS. ARUNEE
WATCHARANANAN
6 TO APPROVE THE REMUNERATION OF THE Mgmt For For
DIRECTORS FOR THE YEAR 2014
7 TO APPOINT THE COMPANY'S AUDITORS AND FIX Mgmt For For
THE REMUNERATION FOR THE YEAR 2014
8 TO RESPOND TO THE QUERIES Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
CHEUNG KONG (HOLDINGS) LTD, CENTRAL DISTRICT Agenda Number: 705118950
--------------------------------------------------------------------------------------------------------------------------
Security: Y13213106
Meeting Type: AGM
Meeting Date: 16-May-2014
Ticker:
ISIN: HK0001000014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0407/LTN20140407593.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0407/LTN20140407460.pdf
1 TO RECEIVE THE AUDITED FINANCIAL Mgmt For For
STATEMENTS, THE REPORT OF THE DIRECTORS AND
THE INDEPENDENT AUDITOR'S REPORT FOR THE
YEAR ENDED 31ST DECEMBER, 2013
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.1 TO ELECT MR. LI KA-SHING AS DIRECTOR Mgmt For For
3.2 TO ELECT MR. CHUNG SUN KEUNG, DAVY AS Mgmt Against Against
DIRECTOR
3.3 TO ELECT Ms. PAU YEE WAN, EZRA AS DIRECTOR Mgmt Against Against
3.4 TO ELECT MR. FRANK JOHN SIXT AS DIRECTOR Mgmt For For
3.5 TO ELECT MR. GEORGE COLIN MAGNUS AS Mgmt For For
DIRECTOR
3.6 TO ELECT MR. SIMON MURRAY AS DIRECTOR Mgmt Against Against
3.7 TO ELECT MR. CHEONG YING CHEW, HENRY AS Mgmt Against Against
DIRECTOR
4 TO APPOINT MESSRS. PRICEWATERHOUSECOOPERS Mgmt For For
AS AUDITOR AND AUTHORISE THE DIRECTORS TO
FIX THEIR REMUNERATION
5.1 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE ADDITIONAL SHARES OF THE COMPANY
5.2 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF THE COMPANY
5.3 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS PURSUANT TO ORDINARY
RESOLUTION NO. 5(1) TO ISSUE ADDITIONAL
SHARES OF THE COMPANY
6 TO APPROVE THE ADOPTION OF THE NEW ARTICLES Mgmt For For
OF ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CHEUNG KONG INFRASTRUCTURE HOLDINGS LTD Agenda Number: 705110649
--------------------------------------------------------------------------------------------------------------------------
Security: G2098R102
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: BMG2098R1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0404/LTN201404041047.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0404/LTN20140404919.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE THE AUDITED FINANCIAL Mgmt For For
STATEMENTS, THE REPORT OF THE DIRECTORS AND
THE INDEPENDENT AUDITOR'S REPORT FOR THE
YEAR ENDED 31ST DECEMBER, 2013
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.1 TO ELECT MR. CHAN LOI SHUN AS DIRECTOR Mgmt Against Against
3.2 TO ELECT MRS. KWOK EVA LEE AS DIRECTOR Mgmt Against Against
3.3 TO ELECT MRS. SNG SOW-MEI ALIAS POON SOW Mgmt Against Against
MEI AS DIRECTOR
3.4 TO ELECT MR. COLIN STEVENS RUSSEL AS Mgmt Against Against
DIRECTOR
3.5 TO ELECT MR. LAN HONG TSUNG, DAVID AS Mgmt Against Against
DIRECTOR
3.6 TO ELECT MRS. LEE PUI LING, ANGELINA AS Mgmt For For
DIRECTOR
3.7 TO ELECT MR. GEORGE COLIN MAGNUS AS Mgmt For For
DIRECTOR
4 TO APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU Mgmt Against Against
AS AUDITOR AND AUTHORISE THE DIRECTORS TO
FIX THEIR REMUNERATION
5.1 ORDINARY RESOLUTION NO. 5(1) OF THE NOTICE Mgmt Against Against
OF ANNUAL GENERAL MEETING (TO GIVE A
GENERAL MANDATE TO THE DIRECTORS TO ISSUE
ADDITIONAL SHARES OF THE COMPANY)
5.2 ORDINARY RESOLUTION NO. 5(2) OF THE NOTICE Mgmt For For
OF ANNUAL GENERAL MEETING (TO GIVE A
GENERAL MANDATE TO THE DIRECTORS TO BUY
BACK SHARES OF THE COMPANY)
5.3 ORDINARY RESOLUTION NO. 5(3) OF THE NOTICE Mgmt Against Against
OF ANNUAL GENERAL MEETING (TO EXTEND THE
GENERAL MANDATE GRANTED TO THE DIRECTORS
PURSUANT TO ORDINARY RESOLUTION NO. 5(1) TO
ISSUE ADDITIONAL SHARES OF THE COMPANY)
6 SPECIAL RESOLUTION OF THE NOTICE OF ANNUAL Mgmt For For
GENERAL MEETING (TO APPROVE THE AMENDMENTS
TO THE COMPANY'S BYE-LAWS)
--------------------------------------------------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION, BEIJING Agenda Number: 704724245
--------------------------------------------------------------------------------------------------------------------------
Security: Y1397N101
Meeting Type: EGM
Meeting Date: 24-Oct-2013
Ticker:
ISIN: CNE1000002H1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0908/LTN20130908065.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0908/LTN20130908017.pdf
1 The remuneration distribution and Mgmt For For
settlement plan for Directors and
Supervisors in 2012
2 Election of Mr. Zhang Long as an Mgmt For For
independent non-executive Director of the
Bank
3 Election of Ms. Zhang Yanling as a Mgmt For For
non-executive Director of the Bank
4 Election of Mr. Guo Yanpeng as a Mgmt For For
non-executive Director of the Bank
--------------------------------------------------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION, BEIJING Agenda Number: 705227026
--------------------------------------------------------------------------------------------------------------------------
Security: Y1397N101
Meeting Type: AGM
Meeting Date: 26-Jun-2014
Ticker:
ISIN: CNE1000002H1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0427/LTN20140427043.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0427/LTN20140427031.pdf
1 THE 2013 REPORT OF BOARD OF DIRECTORS Mgmt For For
2 THE 2013 REPORT OF BOARD OF SUPERVISORS Mgmt For For
3 THE 2013 FINAL FINANCIAL ACCOUNTS Mgmt For For
4 THE 2013 PROFIT DISTRIBUTION PLAN Mgmt For For
5 BUDGET OF 2014 FIXED ASSETS INVESTMENT Mgmt For For
6 THE APPOINTMENT OF ACCOUNTING FIRM FOR 2014 Mgmt For For
7 THE RE-ELECTION OF MR. DONG SHI AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE BANK
8 THE ELECTION OF MR. GUO YOU AS A Mgmt For For
SHAREHOLDER REPRESENTATIVE SUPERVISOR OF
THE BANK
9 THE PLAN ON AUTHORISATION TO THE BOARD OF Mgmt For For
DIRECTORS GRANTED BY SHAREHOLDERS' GENERAL
MEETING
--------------------------------------------------------------------------------------------------------------------------
CHINA GAS HOLDINGS LTD Agenda Number: 704656884
--------------------------------------------------------------------------------------------------------------------------
Security: G2109G103
Meeting Type: AGM
Meeting Date: 20-Aug-2013
Ticker:
ISIN: BMG2109G1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0716/LTN20130716177.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0716/LTN20130716169.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
1 To receive and adopt the audited financial Mgmt For For
statements and the reports of the directors
and of the auditors of the Company for the
year ended 31 March 2013
2 To declare a final dividend of HK6.28 cents Mgmt For For
per share
3.a.i To re-elect Mr. Chen Xinguo as an executive Mgmt Against Against
Director
3.aii To re-elect Mr. Huang Yong as an executive Mgmt Against Against
Director
3aiii To re-elect Mr. YU Jeong Joon as a Mgmt Against Against
non-executive Director
3.aiv To re-elect Mr. Feng Zhuozhi as a Mgmt Against Against
non-executive Director
3.a.v To re-elect Mr. P K Jain as a non-executive Mgmt Against Against
Director
3.avi To re-elect, approve and confirm Ms. Wong Mgmt Against Against
Sin Yue, Cynthia as an independent
non-executive Director who has served the
Company for more than nine years as an
independent nonexecutive Director
3avii To re-elect, approve and confirm Mr. Zhao Mgmt For For
Yuhua as an independent non-executive
Director who has served the Company for
more than nine years as an independent
non-executive Director
3.b To authorise the board of directors of the Mgmt For For
Company (the "Board") to fix the directors'
remuneration
4 To re-appoint the auditors of the Company Mgmt For For
and to authorise the Board to fix the
auditors' remuneration
5 To grant a general mandate to the Directors Mgmt For For
to repurchase the Company's own shares
(Ordinary Resolution No.5 of the Notice)
6 To grant a general mandate to the Directors Mgmt Against Against
to issue and allot the Company's shares
(Ordinary Resolution No.6 of the Notice)
7 To extend a general mandate to the Mgmt Against Against
Directors to allot the Company's Shares by
including Company's shares which may be
repurchased under Resolution No.5 (Ordinary
Resolution No.7 of the Notice)
8 To approve and adopt the new share option Mgmt Against Against
scheme, to authorise the Directors to grant
options and allot and issue Shares pursuant
to the new share option scheme, and to
authorise the Directors to do all such acts
and to enter into all such transactions and
arrangements as may be necessary and
expedient in order to give effect to the
new share option scheme
--------------------------------------------------------------------------------------------------------------------------
CHINA MOBILE LIMITED, HONG KONG Agenda Number: 705134106
--------------------------------------------------------------------------------------------------------------------------
Security: Y14965100
Meeting Type: AGM
Meeting Date: 22-May-2014
Ticker:
ISIN: HK0941009539
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0408/LTN20140408341.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0408/LTN20140408313.pdf
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND AUDITORS OF THE COMPANY AND
ITS SUBSIDIARIES FOR THE YEAR ENDED 31
DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2013
3.I TO RE-ELECT THE FOLLOWING PERSON AS Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY: MR. XI
GUOHUA
3.II TO RE-ELECT THE FOLLOWING PERSON AS Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY: MR. SHA
YUEJIA
3.III TO RE-ELECT THE FOLLOWING PERSON AS Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY: MR. LIU
AILI
4.I TO RE-ELECT THE FOLLOWING PERSON AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY: DR. LO KA SHUI
4.II TO RE-ELECT THE FOLLOWING PERSON AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY: MR. PAUL CHOW MAN YIU
5 TO RE-APPOINT PRICEWATERHOUSECOOPERS AND Mgmt For For
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS
THE AUDITORS OF THE GROUP FOR HONG KONG
FINANCIAL REPORTING AND U.S. FINANCIAL
REPORTING PURPOSES, RESPECTIVELY, AND TO
AUTHORIZE THE DIRECTORS OF THE COMPANY TO
FIX THEIR REMUNERATION
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES IN THE
COMPANY NOT EXCEEDING 10% OF THE EXISTING
ISSUED SHARE CAPITAL IN ACCORDANCE WITH
ORDINARY RESOLUTION NUMBER 6 AS SET OUT IN
THE AGM NOTICE
7 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ISSUE, ALLOT AND DEAL
WITH ADDITIONAL SHARES IN THE COMPANY NOT
EXCEEDING 20% OF THE EXISTING ISSUED SHARE
CAPITAL IN ACCORDANCE WITH ORDINARY
RESOLUTION NUMBER 7 AS SET OUT IN THE AGM
NOTICE
8 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS OF THE COMPANY TO ISSUE,
ALLOT AND DEAL WITH SHARES BY THE NUMBER OF
SHARES REPURCHASED IN ACCORDANCE WITH
ORDINARY RESOLUTION NUMBER 8 AS SET OUT IN
THE AGM NOTICE
9 TO AMEND THE EXISTING ARTICLES OF Mgmt For For
ASSOCIATION OF THE COMPANY IN THE MANNER
SET OUT IN THE SECTION HEADED "PROPOSED
ADOPTION OF NEW ARTICLES OF ASSOCIATION" IN
THE CIRCULAR OF THE COMPANY DATED 8 APRIL
2014
--------------------------------------------------------------------------------------------------------------------------
CHINA NATIONAL BUILDING MATERIAL COMPANY LTD Agenda Number: 705105763
--------------------------------------------------------------------------------------------------------------------------
Security: Y15045100
Meeting Type: AGM
Meeting Date: 23-May-2014
Ticker:
ISIN: CNE1000002N9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0403/LTN20140403696.pdf
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0403/LTN20140403761.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS (THE "BOARD") OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR ENDED 31 DECEMBER 2013
3 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
AUDITORS AND AUDITED FINANCIAL STATEMENTS
OF THE COMPANY FOR THE YEAR ENDED 31
DECEMBER 2013
4 TO CONSIDER AND APPROVE THE PROPOSED PROFIT Mgmt For For
DISTRIBUTION PLAN AND THE FINAL DIVIDEND
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2013 AND TO
AUTHORISE THE BOARD TO DISTRIBUTE SUCH
FINAL DIVIDEND TO THE SHAREHOLDERS OF THE
COMPANY
5 TO CONSIDER AND APPROVE THE AUTHORISATION Mgmt For For
OF THE BOARD TO DEAL WITH ALL MATTERS IN
RELATION TO THE COMPANY'S DISTRIBUTION OF
INTERIM DIVIDEND FOR THE YEAR 2014 IN ITS
ABSOLUTE DISCRETION (INCLUDING, BUT NOT
LIMITED TO, DETERMINING WHETHER TO
DISTRIBUTE INTERIM DIVIDEND FOR THE YEAR
2014)
6 TO CONSIDER AND APPROVE THE CONTINUATION OF Mgmt For For
APPOINTMENT OF BAKER TILLY CHINA CERTIFIED
PUBLIC ACCOUNTANTS AS THE DOMESTIC AUDITOR
OF THE COMPANY AND BAKER TILLY HONG KONG
LIMITED AS THE INTERNATIONAL AUDITOR OF THE
COMPANY, TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AND TO AUTHORISE THE
BOARD TO DETERMINE THEIR REMUNERATION
7 TO GIVE A GENERAL MANDATE TO THE BOARD TO Mgmt Against Against
ALLOT, ISSUE AND DEAL WITH ADDITIONAL
DOMESTIC SHARES NOT EXCEEDING 20% OF THE
DOMESTIC SHARES IN ISSUE AND ADDITIONAL H
SHARES NOT EXCEEDING 20% OF THE H SHARES IN
ISSUE AND AUTHORISE THE BOARD TO MAKE
CORRESPONDING AMENDMENTS TO THE ARTICLES OF
ASSOCIATION OF THE COMPANY AS IT THINKS FIT
SO AS TO REFLECT THE NEW SHARE CAPITAL
STRUCTURE UPON THE ALLOTMENT OR ISSUANCE OF
SHARES
8 TO CONSIDER AND APPROVE THE COMPANY'S Mgmt Against Against
ISSUANCE OF DEBT FINANCING INSTRUMENTS IN
BATCHES WITHIN THE LIMIT OF ISSUANCE
PERMITTED UNDER RELEVANT LAWS AND
REGULATIONS AS WELL AS OTHER REGULATORY
DOCUMENTS
--------------------------------------------------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LTD Agenda Number: 704849554
--------------------------------------------------------------------------------------------------------------------------
Security: Y15002101
Meeting Type: EGM
Meeting Date: 20-Dec-2013
Ticker:
ISIN: CNE1000002P4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1114/LTN20131114683.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1114/LTN20131114681.pdf
1 That (a) the master agreement dated 5 Mgmt For For
November 2013 (the "Master Agreement")
entered into between the Company and China
National Offshore Oil Corporation
("CNOOC"), a copy of which is tabled at the
meeting and marked "A" and initialed by the
chairman of the meeting for identification
purpose, pursuant to which, the Company and
its subsidiaries (the "Group") and CNOOC
and its subsidiaries (excluding the Group,
the "CNOOC Group") will enter into various
transactions contemplated under the Master
Agreement (the "Continuing Connected
Transactions"), be and is hereby approved,
ratified and confirmed; (b) the cap amounts
in relation to the Oilfield Services (as
defined in the circular of the Company
dated 14 November 2013 (the "Circular")),
the Machinery Leasing, Equipment, Material
and Utilities Services (as defined in the
CONTD
CONT CONTD Circular) and the Property Services Non-Voting
for the three financial years ending 31
December 2016 as set out in the Circular,
be and are hereby approved
2 That the re-election of Mr. Li Feilong as Mgmt For For
an executive director of the Company be and
is hereby approved with immediate effect
3 That article 11 of the articles of Mgmt For For
association be deleted in its entirety and
substituting therefor by the following new
Article 11: Article 11. The scope of
business of the Company is subject to the
items authorized by the company
registration authority. The scope of
business of the Company includes:
authorized operating items: dispatching
workers overseas, to match with the
capacity, scale and operation required by
the foreign projects; transportation with
cargo ships, oil tankers, chemical tankers
for coastal areas of the Mainland China,
middle and lower section of Yangtze River
and Pearl River Delta, crude oil shipping
transportation for the harbors in Bohai Bay
(effective until 30 June 2015);
transportation by high-speed passenger
liner along Tianjin water area (effective
until 1 April 2018); general cargo CONTD
CONT CONTD transportation. General operating Non-Voting
items: provision of prospecting,
exploration, development and mining
services for oil, natural gas and other
minerals; geotechnical engineering and soft
ground handling, underwater remote
mechanical operation, pipeline inspection
and maintenance, orientation, data
processing and interpretation, well
drilling, well completion, gamma logging,
well testing, cementing, mud-logging,
drilling mud preparation, wall perforation,
core sampling, directional drilling
project, downhole operation, well repair,
oil well stimulation, downhole sand
control, running and pulling oil tubing,
filtration and handling of underground
incidents; provision of equipment, tools
and instruments, inspection, maintenance,
leasing and sales of pipes in relation to
the above services; drilling fluids, cement
CONTD
CONT CONTD additive, oilfield chemical Non-Voting
additives, special tools, mechanical and
electrical products, instrumentation, oil
and gas well perforating equipment;
contracting of overseas engineering
projects; sales of mechanical and
electrical products, communication products
and chemical products (excluding hazardous
chemicals); import and export business;
provision of marine support and
transportation services, anchoring,
equipment, facilities, maintenance, loading
and unloading as well as other labor
services for the exploration, development
and production of oilfields; sales of
accessories for vessels, machinery and
electronic equipment. According to the
domestic and international market trends,
business needs in the PRC and its own
growth capability and its business
performance, the Company may adjust its
investment policies CONTD
CONT CONTD and business scope and mode on a Non-Voting
timely basis; as well as set up branches
and offices in the PRC and areas including
Hong Kong, Macau and Taiwan (whether
wholly-owned or not), subject to approvals
by resolution of the general meeting and
relevant governmental authorities
--------------------------------------------------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LTD Agenda Number: 705172574
--------------------------------------------------------------------------------------------------------------------------
Security: Y15002101
Meeting Type: AGM
Meeting Date: 23-May-2014
Ticker:
ISIN: CNE1000002P4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0415/LTN20140415740.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0415/LTN20140415812.pdf
1 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORT OF THE
AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2013
2 TO CONSIDER AND APPROVE THE PROPOSED PROFIT Mgmt For For
DISTRIBUTION AND ANNUAL DIVIDEND FOR THE
YEAR ENDED 31 DECEMBER 2013
3 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
DIRECTORS OF THE COMPANY FOR THE YEAR ENDED
31 DECEMBER 2013
4 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR ENDED 31 DECEMBER 2013
5 TO ELECT MR. LAW HONG PING, LAWRENCE AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY WITH IMMEDIATE EFFECT
6 TO APPOINT DELOITTE TOUCHE TOHMATSU Mgmt For For
CERTIFIED PUBLIC ACCOUNTANTS LLP AND
DELOITTE TOUCHE TOHMATSU AS THE DOMESTIC
AND INTERNATIONAL AUDITORS OF THE COMPANY
FOR THE YEAR 2014 AND TO AUTHORISE THE
BOARD OF DIRECTORS (THE "BOARD") TO FIX THE
REMUNERATION THEREOF
7 TO CONSIDER AND IF, THOUGHT FIT, PASS THE Mgmt Against Against
FOLLOWING RESOLUTION AS A SPECIAL
RESOLUTION OF THE COMPANY SUBJECT TO THE
FOLLOWING CONDITIONS: (A) SUBJECT TO
PARAGRAPHS (C) AND (D) BELOW AND SUBJECT TO
THE COMPANIES LAW OF THE PEOPLE'S REPUBLIC
OF CHINA (THE "PRC") AND THE RULES
GOVERNING THE LISTING OF SECURITIES ON THE
STOCK EXCHANGE OF HONG KONG LIMITED (THE
"STOCK EXCHANGE") (AS THE SAME MAY BE
AMENDED FROM TIME TO TIME), THE BOARD BE
AND IS HEREBY AUTHORISED TO EXERCISE,
WHETHER BY A SINGLE EXERCISE OR OTHERWISE,
DURING THE RELEVANT PERIOD (AS DEFINED IN
PARAGRAPH (E) BELOW), ALL THE POWERS OF THE
COMPANY TO ALLOT, ISSUE AND DEAL WITH THE
OVERSEAS LISTED FOREIGN SHARES ("H SHARES")
AND TO DETERMINE THE TERMS AND CONDITIONS
IN CONNECTION WITH THE ISSUE OF SUCH NEW
SHARES, INCLUDING (I) THE PROPOSED CLASS
AND NUMBER OF CONTD
CONT CONTD THE SHARES TO BE ISSUED; (II) THE Non-Voting
ISSUE PRICE AND/OR THE MECHANISM TO
DETERMINE THE ISSUE PRICE OF THE NEW SHARES
(INCLUDING THE RANGE OF PRICES); (III) THE
OPENING AND CLOSING DATES OF THE NEW ISSUE;
(IV) THE CLASS AND NUMBER OF NEW SHARES TO
BE ISSUED TO EXISTING SHAREHOLDERS; AND (V)
THE MAKING OR GRANTING OF SUCH OFFERS,
AGREEMENTS AND OPTIONS AS MAY BE NECESSARY
IN THE EXERCISE OF SUCH POWERS; (B) THE
BOARD MAY DURING THE RELEVANT PERIOD MAKE
OR GRANT OFFERS, AGREEMENTS OR OPTIONS
WHICH MIGHT REQUIRE THE EXERCISE OF SUCH
POWERS AFTER THE RELEVANT PERIOD; (C) SAVE
FOR THE RIGHTS ISSUE (AS DEFINED IN
PARAGRAPH (E) BELOW) OR THE ISSUE OF SHARES
UNDER ANY AGREEMENT TO PURCHASE THE SHARES
OF THE COMPANY, THE AGGREGATE NOMINAL
AMOUNT OF THE H SHARES WHICH ARE AUTHORISED
TO BE ALLOTTED BY THE DIRECTORS OF THE
COMPANY CONTD
CONT CONTD PURSUANT TO THE APPROVAL UNDER Non-Voting
PARAGRAPH (A) ABOVE SHALL NOT EXCEED 20% OF
THE AGGREGATE NOMINAL AMOUNT OF THE H
SHARES OF THE COMPANY IN ISSUE AS AT THE
DATE OF PASSING THIS RESOLUTION, AND THE
SAID APPROVAL SHALL BE LIMITED ACCORDINGLY;
(D) THE AUTHORITY GRANTED UNDER PARAGRAPH
(A) ABOVE SHALL BE CONDITIONAL UPON THE
APPROVALS OF ANY REGULATORY AUTHORITIES AS
REQUIRED BY THE LAWS, RULES AND REGULATIONS
OF THE PRC BEING OBTAINED BY THE COMPANY;
(E) FOR THE PURPOSES OF THIS RESOLUTION:
"RELEVANT PERIOD" MEANS THE PERIOD FROM THE
PASSING OF THIS RESOLUTION UNTIL WHICHEVER
IS THE EARLIEST OF: (I) THE CONCLUSION OF
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY; (II) THE EXPIRATION OF A PERIOD OF
12 MONTHS AFTER THIS RESOLUTION HAS BEEN
PASSED AT THE AGM; OR (III) THE DATE UPON
WHICH THE AUTHORITY SET OUT IN THIS CONTD
CONT CONTD RESOLUTION IS REVOKED OR VARIED BY Non-Voting
WAY OF SPECIAL RESOLUTION OF THE COMPANY IN
A GENERAL MEETING; "RIGHTS ISSUE" MEANS AN
OFFER BY WAY OF RIGHTS TO ALL EXISTING
SHAREHOLDERS OF THE COMPANY (EXCEPT THOSE
WHOM, UNDER RELEVANT LAWS, THE COMPANY IS
DISALLOWED TO MAKE SUCH AN OFFER TO) AND
OTHER ELIGIBLE PERSONS (IF APPLICABLE)
WHICH ENABLES THEM TO SUBSCRIBE SHARES OR
SECURITIES OF THE COMPANY IN PROPORTION TO
THEIR EXISTING HOLDINGS (REGARDLESS OF THE
NUMBER OF SHARES THEY OWN); (F) SUBJECT TO
THE APPROVAL OF ALL RELEVANT GOVERNMENTAL
AUTHORITIES IN THE PRC FOR THE ISSUE AND
ALLOTMENT OF AND DEALING IN SUCH H SHARES
BEING GRANTED AND THE COMPANY LAW OF THE
PRC, THE BOARD BE AND IS HEREBY AUTHORISED
TO INCREASE THE REGISTERED CAPITAL OF THE
COMPANY AS NECESSARY PURSUANT TO PARAGRAPH
(A) ABOVE; (G) THE BOARD BE AND IS CONTD
CONT CONTD HEREBY AUTHORISED TO SIGN ALL Non-Voting
NECESSARY DOCUMENTS, PERFORM ALL NECESSARY
PROCEDURES AND CARRY OUT ALL SUCH ACTS AS
IT THINKS NECESSARY FOR THE COMPLETION OF
THE ISSUE AND ALLOTMENT OF AND DEALING IN
SUCH H SHARES PURSUANT TO PARAGRAPH (A)
ABOVE WITHOUT BREACHING ANY APPLICABLE
LAWS, RULES, REGULATIONS, AND THE ARTICLES
OF ASSOCIATION OF THE COMPANY (THE
"ARTICLES"); AND (H) SUBJECT TO THE
APPROVAL OF THE RELEVANT GOVERNMENTAL
AUTHORITIES IN THE PRC, THE BOARD BE AND IS
HEREBY AUTHORIZED TO MAKE SUCH
CORRESPONDING AMENDMENTS TO THE ARTICLES AS
IT THINKS FIT SO AS TO CHANGE THE
REGISTERED CAPITAL OF THE COMPANY AND TO
REFLECT THE NEW CAPITAL STRUCTURE OF THE
COMPANY UPON THE EXERCISE OF THE AUTHORITY
TO ALLOT, ISSUE AND DEAL IN H SHARES AS
CONFERRED UNDER PARAGRAPH (A) ABOVE
--------------------------------------------------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP SINOPEC, BEIJING Agenda Number: 704767550
--------------------------------------------------------------------------------------------------------------------------
Security: Y15010104
Meeting Type: EGM
Meeting Date: 26-Nov-2013
Ticker:
ISIN: CNE1000002Q2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/1010/LTN20131010580.pdf
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/1010/LTN20131010537.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION "1". THANK YOU.
1 To extend the term of validity of the Mgmt For For
Proposal Regarding issuance of A Share
Convertible Bonds and Other Related Matters
--------------------------------------------------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP SINOPEC, BEIJING Agenda Number: 705059182
--------------------------------------------------------------------------------------------------------------------------
Security: Y15010104
Meeting Type: AGM
Meeting Date: 09-May-2014
Ticker:
ISIN: CNE1000002Q2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0323/LTN20140323103.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0323/LTN20140323063.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 To consider and approve the Report of the Mgmt For For
Board of Directors of Sinopec Corp. for the
year 2013
2 To consider and approve the Report of the Mgmt For For
Board of Supervisors of Sinopec Corp. for
the year 2013
3 To consider and approve the audited Mgmt For For
financial reports and audited consolidated
financial reports of Sinopec Corp. for the
year ended 31 December 2013
4 To consider and approve the profit Mgmt For For
distribution plan for the year ended 31
December 2013
5 To authorise the Board of Directors of Mgmt For For
Sinopec Corp. (the "Board") to determine
the interim profit distribution plan of
Sinopec Corp. for the year 2014
6 To consider and approve the re-appointment Mgmt For For
of PricewaterhouseCoopers Zhong Tian LLP
and PricewaterhouseCoopers as external
auditors of Sinopec Corp. for the year
2014, respectively, and to authorise the
Board to determine their remunerations
7 To approve the proposed amendments to the Mgmt For For
articles of association of Sinopec Corp.,
and to authorise the secretary to the Board
to, on behalf of Sinopec Corp., deal with
all procedural requirements such as
applications, approvals, registrations and
filings in relation to the proposed
amendments to the articles of association
(including cosmetic amendments as requested
by the regulatory authorities)
8 To authorise the Board to determine the Mgmt Against Against
proposed plan for the issuance of debt
financing instrument(s)
9 To grant to the Board a general mandate to Mgmt Against Against
issue new domestic shares and/or overseas
listed foreign shares of Sinopec Corp.
CMMT 23 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN SPLIT VOTING TAG
FROM N TO Y. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CHINA POWER INTERNATIONAL DEVELOPMENT LTD Agenda Number: 704814777
--------------------------------------------------------------------------------------------------------------------------
Security: Y1508G102
Meeting Type: EGM
Meeting Date: 15-Nov-2013
Ticker:
ISIN: HK2380027329
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/1030/LTN20131030302.pdf and
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/1030/LTN20131030296.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To approve, confirm and ratify the Mgmt For For
conditional acquisition agreement dated 12
October 2013 between China Power
International Holding Limited and the
company and the transactions contemplated
thereunder, the allotment and issue of
consideration Shares (as defined in the
notice of the extraordinary general
meeting) and authorise any director to do
such acts as he/she may consider necessary,
desirable or expedient in connection
therewith
--------------------------------------------------------------------------------------------------------------------------
CHINA POWER INTERNATIONAL DEVELOPMENT LTD Agenda Number: 705176370
--------------------------------------------------------------------------------------------------------------------------
Security: Y1508G102
Meeting Type: AGM
Meeting Date: 22-May-2014
Ticker:
ISIN: HK2380027329
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0416/LTN20140416980.pdf
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0416/LTN20140416993.pdf
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE BOARD OF
DIRECTORS AND OF THE AUDITOR FOR THE YEAR
ENDED 31 DECEMBER 2013
2 TO CONSIDER AND DECLARE A FINAL DIVIDEND OF Mgmt For For
RMB0.16 (EQUIVALENT TO HKD 0.2025) PER
ORDINARY SHARE FOR THE YEAR ENDED 31
DECEMBER 2013
3 TO RE-ELECT MR. GU DAKE AS DIRECTOR Mgmt For For
4 TO RE-ELECT MR. GUAN QIHONG AS DIRECTOR Mgmt For For
5 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
6 TO RE-APPOINT MESSRS. Mgmt For For
PRICEWATERHOUSECOOPERS AS THE AUDITOR OF
THE COMPANY AND TO AUTHORISE THE BOARD OF
DIRECTORS TO FIX ITS REMUNERATION
7.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES NOT EXCEEDING 20 PER CENT. OF THE
NUMBER OF SHARES OF THE COMPANY IN ISSUE
7.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF THE COMPANY NOT
EXCEEDING 10 PER CENT. OF THE NUMBER OF
SHARES OF THE COMPANY IN ISSUE
7.C TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH
ADDITIONAL SHARES OF AN AMOUNT NOT
EXCEEDING THE AGGREGATE NUMBER OF SHARES OF
THE COMPANY BOUGHT BACK BY THE COMPANY
8 TO APPROVE THE ADOPTION OF THE NEW ARTICLES Mgmt Against Against
OF ASSOCIATION OF THE COMPANY IN
SUBSTITUTION FOR, AND TO THE EXCLUSION OF,
THE EXISTING ARTICLES OF ASSOCIATION OF THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
CHINA RAILWAY CONSTRUCTION CORPORATION LTD Agenda Number: 705230047
--------------------------------------------------------------------------------------------------------------------------
Security: Y1508P110
Meeting Type: AGM
Meeting Date: 18-Jun-2014
Ticker:
ISIN: CNE100000981
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0428/LTN20140428734.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0428/LTN20140428824.pdf
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2013. (PLEASE REFER
TO THE "REPORT OF DIRECTORS" IN THE 2013
ANNUAL REPORT OF THE COMPANY.)
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR ENDED 31 DECEMBER 2013. (PLEASE
REFER TO THE CIRCULAR OF THE COMPANY DATED
29 APRIL 2014 FOR DETAILS.)
3 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2013. (PLEASE REFER
TO THE AUDITED FINANCIAL STATEMENTS IN THE
2013 ANNUAL REPORT OF THE COMPANY.)
4 TO CONSIDER AND APPROVE THE PROFITS Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2013. (PLEASE REFER
TO THE CIRCULAR OF THE COMPANY DATED 29
APRIL 2014 FOR DETAILS.)
5 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For
OF THE COMPANY FOR THE YEAR ENDED 31
DECEMBER 2013 AND ITS SUMMARY
6 TO CONSIDER AND APPROVE THE DETERMINATION Mgmt For For
OF THE CAP FOR GUARANTEES FOR WHOLLY-OWNED
SUBSIDIARIES OF THE COMPANY FOR 2014.
(PLEASE REFER TO THE CIRCULAR OF THE
COMPANY DATED 29 APRIL 2014 FOR DETAILS.)
7 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
EXTERNAL AUDITORS FOR 2014 AND PAYMENT OF
2013 AUDITING SERVICE FEE. (PLEASE REFER TO
THE CIRCULAR OF THE COMPANY DATED 29 APRIL
2014 FOR DETAILS.)
8 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
INTERNAL CONTROL AUDITORS FOR 2014 AND
PAYMENT OF 2013 AUDITING SERVICE FEE.
(PLEASE REFER TO THE CIRCULAR OF THE
COMPANY DATED 29 APRIL 2014 FOR DETAILS.)
9 TO CONSIDER AND APPROVE THE DIRECTORS' Mgmt For For
REMUNERATION PACKAGES FOR 2013. (PLEASE
REFER TO THE "NOTES TO FINANCIAL
STATEMENTS" IN THE 2013 ANNUAL REPORT OF
THE COMPANY FOR DETAILS.)
10 TO CONSIDER AND APPROVE THE CHANGE OF Mgmt For For
PERFORMANCE OF UNDERTAKINGS BY CONTROLLING
SHAREHOLDER IN RESPECT OF SELF-OWNED
BUILDINGS AND LAND USE RIGHTS. (PLEASE
REFER TO THE CIRCULAR OF THE COMPANY DATED
29 APRIL 2014 FOR DETAILS.)
11 TO CONSIDER AND APPROVE THE GRANT OF Mgmt Against Against
GENERAL MANDATE TO THE BOARD OF DIRECTORS
TO ISSUE NEW H SHARES OF THE COMPANY: "THAT
SUBJECT TO PARAGRAPHS (I), (II) AND (III)
BELOW, THE BOARD OF DIRECTORS BE AND IS
HEREBY GRANTED, DURING THE RELEVANT PERIOD
(AS HEREAFTER DEFINED), AN UNCONDITIONAL
GENERAL MANDATE TO ISSUE, ALLOT AND/OR DEAL
WITH ADDITIONAL H SHARES, AND TO MAKE OR
GRANT OFFERS, AGREEMENTS OR OPTIONS IN
RESPECT THEREOF: (I) SUCH MANDATE SHALL NOT
EXTEND BEYOND THE RELEVANT PERIOD SAVE THAT
THE BOARD OF DIRECTORS MAY DURING THE
RELEVANT PERIOD MAKE OR GRANT OFFERS,
AGREEMENTS OR OPTIONS WHICH MIGHT REQUIRE
THE EXERCISE OF SUCH POWERS AT OR AFTER THE
END OF THE RELEVANT PERIOD; CONTD
CONT CONTD (II) THE AGGREGATE NOMINAL AMOUNT OF Non-Voting
THE H SHARES TO BE ISSUED, ALLOTTED AND/OR
DEALT WITH OR AGREED CONDITIONALLY OR
UNCONDITIONALLY TO BE ISSUED, ALLOTTED
AND/OR DEALT WITH BY THE BOARD OF DIRECTORS
SHALL NOT EXCEED 20% OF THE AGGREGATE
NOMINAL AMOUNT OF ITS EXISTING H SHARES AT
THE DATE OF THE PASSING OF THIS SPECIAL
RESOLUTION; AND (III) THE BOARD OF
DIRECTORS WILL ONLY EXERCISE ITS POWER
UNDER SUCH MANDATE IN ACCORDANCE WITH THE
COMPANY LAW AND HONG KONG LISTING RULES (AS
AMENDED FROM TIME TO TIME) OR APPLICABLE
LAWS, RULES AND REGULATIONS OF ANY OTHER
GOVERNMENT OR REGULATORY BODIES AND ONLY IF
ALL NECESSARY APPROVALS FROM CSRC AND/OR
OTHER RELEVANT PRC CONTD
CONT CONTD GOVERNMENT AUTHORITIES ARE OBTAINED. Non-Voting
FOR THE PURPOSE OF THIS SPECIAL RESOLUTION,
"RELEVANT PERIOD" MEANS THE PERIOD FROM THE
PASSING OF THIS SPECIAL RESOLUTION AT THE
AGM UNTIL THE EARLIEST OF: (I) THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY FOLLOWING THE
PASSING OF THIS SPECIAL RESOLUTION; OR (II)
THE EXPIRATION OF THE 12-MONTH PERIOD
FOLLOWING THE PASSING OF THIS SPECIAL
RESOLUTION; OR (III) THE DATE ON WHICH THE
AUTHORITY GRANTED TO THE BOARD OF DIRECTORS
SET OUT IN THIS SPECIAL RESOLUTION IS
REVOKED OR VARIED BY A SPECIAL RESOLUTION
OF THE SHAREHOLDERS OF THE COMPANY IN ANY
GENERAL MEETING. CONTINGENT ON THE BOARD OF
DIRECTORS RESOLVING TO ISSUE H SHARES
PURSUANT TO PARAGRAPH CONTD
CONT CONTD (1) OF THIS SPECIAL RESOLUTION, THE Non-Voting
BOARD OF DIRECTORS IS AUTHORIZED TO
INCREASE THE REGISTERED CAPITAL OF THE
COMPANY TO REFLECT THE NUMBER OF H SHARES
TO BE ISSUED BY THE COMPANY PURSUANT TO
PARAGRAPH (1) OF THIS SPECIAL RESOLUTION
AND TO MAKE SUCH APPROPRIATE AND NECESSARY
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
OF THE COMPANY AS THEY THINK FIT TO REFLECT
SUCH INCREASE IN THE REGISTERED CAPITAL OF
THE COMPANY AND TO TAKE ANY OTHER ACTION
AND COMPLETE ANY FORMALITY REQUIRED TO
EFFECT THE ISSUANCE OF H SHARES PURSUANT TO
PARAGRAPH (1) OF THIS SPECIAL RESOLUTION
AND THE INCREASE IN THE REGISTERED CAPITAL
OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CHINA RESOURCES CEMENT HOLDINGS LTD Agenda Number: 705044080
--------------------------------------------------------------------------------------------------------------------------
Security: G2113L106
Meeting Type: AGM
Meeting Date: 09-May-2014
Ticker:
ISIN: KYG2113L1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0319/LTN20140319300.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0319/LTN20140319288.pdf
1 To receive and consider the audited Mgmt For For
financial statements, the report of the
directors and the independent auditor's
report for the year ended 31 December 2013
2 To declare a final dividend of HKD 0.07 per Mgmt For For
share for the year ended 31 December 2013
3.1 To re-elect Mr. ZHOU Longshan as director Mgmt For For
3.2 To re-elect Mr. PAN Yonghong as director Mgmt For For
3.3 To re-elect Mr. LAU Chung Kwok Robert as Mgmt For For
director
3.4 To re-elect Madam ZENG Xuemin as director Mgmt For For
3.5 To authorise the board of directors to fix Mgmt For For
the remuneration of the directors of the
Company
4 To re-appoint Messrs. Deloitte Touche Mgmt For For
Tohmatsu as auditor and to authorise the
board of directors to fix their
remuneration
5 To give a general mandate to the directors Mgmt For For
to repurchase shares of the Company
6 To give a general mandate to the directors Mgmt Against Against
to issue additional shares of the Company
7 To extend the general mandate to be given Mgmt Against Against
to the directors to issue new shares
--------------------------------------------------------------------------------------------------------------------------
CHINA RESOURCES LAND LTD Agenda Number: 705232748
--------------------------------------------------------------------------------------------------------------------------
Security: G2108Y105
Meeting Type: AGM
Meeting Date: 06-Jun-2014
Ticker:
ISIN: KYG2108Y1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE IN FAVOR OR AGAINST FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0429/LTN20140429713.pdf
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0429/LTN20140429733.pdf
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE DIRECTORS'
REPORT AND THE INDEPENDENT AUDITORS' REPORT
FOR THE YEAR ENDED 31 DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND OF HK36.4 CENTS Mgmt For For
PER SHARE FOR THE YEAR ENDED 31 DECEMBER
2013
3.1 TO RE-ELECT MR. WU XIANGDONG AS DIRECTOR Mgmt For For
3.2 TO RE-ELECT MR. TANG YONG AS DIRECTOR Mgmt For For
3.3 TO RE-ELECT MR. DU WENMIN AS DIRECTOR Mgmt Against Against
3.4 TO RE-ELECT MR. WANG SHI AS DIRECTOR Mgmt Against Against
3.5 TO RE-ELECT MR. HO HIN NGAI, BOSCO AS Mgmt For For
DIRECTOR
3.6 TO RE-ELECT MR. WAN KAM TO, PETER AS Mgmt Against Against
DIRECTOR
3.7 TO RE-ELECT MR. MA WEIHUA AS DIRECTOR Mgmt For For
3.8 TO FIX THE REMUNERATION OF THE DIRECTORS Mgmt For For
4 TO RE-APPOINT MESSRS. Mgmt For For
PRICEWATERHOUSECOOPERS AS AUDITOR AND
AUTHORISE THE DIRECTORS TO FIX THEIR
REMUNERATION
5 ORDINARY RESOLUTION IN ITEM NO. 5 OF THE Mgmt For For
NOTICE OF ANNUAL GENERAL MEETING. (TO GIVE
A GENERAL MANDATE TO THE DIRECTORS TO
REPURCHASE SHARES OF THE COMPANY)
6 ORDINARY RESOLUTION IN ITEM NO. 6 OF THE Mgmt Against Against
NOTICE OF ANNUAL GENERAL MEETING. (TO GIVE
A GENERAL MANDATE TO THE DIRECTORS TO ISSUE
NEW SHARES OF THE COMPANY)
7 ORDINARY RESOLUTION IN ITEM NO. 7 OF THE Mgmt Against Against
NOTICE OF ANNUAL GENERAL MEETING. (TO
EXTEND THE GENERAL MANDATE TO BE GIVEN TO
THE DIRECTORS TO ISSUE NEW SHARES)
--------------------------------------------------------------------------------------------------------------------------
CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LT Agenda Number: 705185406
--------------------------------------------------------------------------------------------------------------------------
Security: G21677136
Meeting Type: AGM
Meeting Date: 30-May-2014
Ticker:
ISIN: KYG216771363
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0417/LTN20140417582.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0417/LTN20140417576.pdf
1 TO RECEIVE AND ADOPT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS, THE DIRECTORS' REPORT AND THE
INDEPENDENT AUDITOR'S REPORT FOR THE YEAR
ENDED 31 DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2013 OF HK12 CENTS PER
SHARE
3.A TO RE-ELECT MR. ZHOU HANCHENG AS DIRECTOR Mgmt Against Against
3.B TO RE-ELECT MR. HUNG CHEUNG SHEW AS Mgmt Against Against
DIRECTOR
3.C TO RE-ELECT DR. RAYMOND HO CHUNG TAI AS Mgmt For For
DIRECTOR
3.D TO RE-ELECT MR. ADRIAN DAVID LI MAN KIU AS Mgmt Against Against
DIRECTOR
4 TO AUTHORIZE THE BOARD TO FIX THE Mgmt For For
REMUNERATION OF DIRECTORS
5 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR AND TO AUTHORIZE THE BOARD TO FIX
ITS REMUNERATION
6.A TO APPROVE THE ORDINARY RESOLUTION NO. (6A) Mgmt Against Against
OF THE NOTICE OF ANNUAL GENERAL MEETING (TO
GIVE A GENERAL MANDATE TO THE DIRECTORS TO
ISSUE ADDITIONAL SHARES OF THE COMPANY)
6.B TO APPROVE THE ORDINARY RESOLUTION NO. (6B) Mgmt For For
OF THE NOTICE OF ANNUAL GENERAL MEETING (TO
GIVE A GENERAL MANDATE TO THE DIRECTORS TO
REPURCHASE SHARES OF THE COMPANY)
6.C TO APPROVE THE ORDINARY RESOLUTION NO. (6C) Mgmt Against Against
OF THE NOTICE OF ANNUAL GENERAL MEETING (TO
EXTEND THE GENERAL MANDATE GRANT TO THE
DIRECTORS PURSUANT TO ORDINARY RESOLUTION
NO. (6A) TO ISSUE ADDITIONAL SHARES OF THE
COMPANY)
--------------------------------------------------------------------------------------------------------------------------
CNOOC LTD, HONG KONG Agenda Number: 704838513
--------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: EGM
Meeting Date: 27-Nov-2013
Ticker:
ISIN: HK0883013259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1107/LTN20131107226.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1107/LTN20131107190.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To approve the Non-exempt Continuing Mgmt For For
Connected Transactions
2 To approve the Proposed Caps for each Mgmt For For
category of the Non-exempt Continuing
Connected Transactions
--------------------------------------------------------------------------------------------------------------------------
COMMONWEALTH BANK OF AUSTRALIA, SYDNEY NSW Agenda Number: 704753842
--------------------------------------------------------------------------------------------------------------------------
Security: Q26915100
Meeting Type: AGM
Meeting Date: 08-Nov-2013
Ticker:
ISIN: AU000000CBA7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 4, 5.a AND 5.b AND VOTES CAST
BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE PROPOSALS
WILL BE DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE
(OR VOTE "ABSTAIN") ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSALS. BY VOTING (FOR
OR AGAINST) ON PROPOSALS (3, 4, 5.a AND
5.b), YOU ACKNOWLEDGE THAT YOU HAVE NOT
OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSALS AND YOU COMPLY WITH THE VOTING
EXCLUSION.
2.a Re-election of Director, Sir John Anderson Mgmt For For
2.b Re-election of Director, Mr Brian Long Mgmt For For
2.c Re-election of Director, Ms Jane Hemstritch Mgmt For For
3 Remuneration Report Mgmt For For
4 Grant of Securities to Ian Mark Narev under Mgmt For For
the Group Leadership Reward Plan
5.a Approval of Selective Buy-Back Agreements - Mgmt For For
PERLS V
5.b Approval of Selective Capital Reduction - Mgmt For For
PERLS V
CMMT 30 OCT 13: PLEASE NOTE THAT ANY HOLDERS OF Non-Voting
PERLS V AND ITS ASSOCIATE ARE EXCLUDED TO
VOTE ON RESOLUTION 5A. THANK YOU.
CMMT 30 OCT 13: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
COMPAL ELECTRONICS INC Agenda Number: 705332067
--------------------------------------------------------------------------------------------------------------------------
Security: Y16907100
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: TW0002324001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
I.1 REPORT ON BUSINESS FOR THE YEAR 2013 Non-Voting
I.2 REPORT OF SUPERVISORS' EXAMINATION FOR THE Non-Voting
YEAR 2013 FINANCIAL STATEMENTS
I.3 REPORT ON THE IMPLEMENTATION STATUS OF THE Non-Voting
MERGER BETWEEN THE COMPANY AND COMPAL
COMMUNICATIONS LTD
I.4 REPORT ON THE ASSET IMPAIRMENT LOSSES Non-Voting
II.1 TO RATIFY THE FINANCIAL STATEMENTS REPORT Mgmt For For
FOR THE YEAR 2013
II.2 TO RATIFY THE DISTRIBUTION OF EARNINGS FOR Mgmt For For
THE YEAR 2013: TWD 0.5 PER SHARE
III.1 TO APPROVE THE PROPOSAL OF CASH Mgmt For For
DISTRIBUTION FROM CAPITAL SURPLUS: TWD 0.5
PER SHARE
III.2 TO APPROVE THE AMENDMENT TO THE "ARTICLES Mgmt For For
OF INCORPORATION"
III.3 TO APPROVE THE AMENDMENT TO THE "PROCEDURES Mgmt For For
FOR ACQUISITION OR DISPOSAL OF ASSETS"
III.4 TO APPROVE THE AMENDMENT TO THE "PROCEDURES Mgmt For For
FOR FINANCIAL DERIVATIVES TRANSACTIONS"
III.5 TO APPROVE THE AMENDMENT TO THE Mgmt For For
"REGULATIONS FOR ELECTION OF DIRECTORS AND
SUPERVISORS"
III.6 TO APPROVE THE EMPLOYEE RESTRICTED STOCK Mgmt For For
AWARDS
III.7 ELECTION OF ADDITIONAL ONE (1) DIRECTOR OF Mgmt For For
THE 11TH TERM: CHAO-CHENG CHEN, ID
NO.:F12031XXXX
III.8 TO APPROVE THE RELEASE OF NON-COMPETITION Mgmt For For
RESTRICTIONS FOR DIRECTORS
IV SPECIAL MOTION(S) Mgmt Abstain For
V MEETING ADJOURNED Non-Voting
--------------------------------------------------------------------------------------------------------------------------
CORETRONIC CORPORATION Agenda Number: 705310073
--------------------------------------------------------------------------------------------------------------------------
Security: Y1756P119
Meeting Type: AGM
Meeting Date: 17-Jun-2014
Ticker:
ISIN: TW0005371009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 THE STATUS OF CAPITAL INJECTION BY ISSUING Non-Voting
NEW SHARES OR GLOBAL DEPOSITARY RECEIPT
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION Mgmt For For
B.3 THE PROPOSAL OF CAPITAL REDUCTION Mgmt For For
B.4 THE REVISION TO THE ARTICLES OF Mgmt For For
INCORPORATION
B.5 THE REVISION TO THE RULES OF SHAREHOLDER Mgmt For For
MEETING
B.6 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
--------------------------------------------------------------------------------------------------------------------------
COSCO CAPITAL INC Agenda Number: 704676569
--------------------------------------------------------------------------------------------------------------------------
Security: Y1765W105
Meeting Type: AGM
Meeting Date: 30-Aug-2013
Ticker:
ISIN: PHY1765W1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 212284 DUE TO RECEIPT OF
DIRECTORS NAMES. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 Call to order Mgmt Abstain Against
2 Proof of notice and quorum Mgmt Abstain Against
3 Message of the Chairman and the President Mgmt Abstain Against
4 Approval of the Minutes of the August 31, Mgmt For For
2012 Annual Stockholders' Meeting and
December 11, 2012 Special Stockholders'
Meeting and ratification of all acts and
resolutions of the Board of Directors and
Management from the date of the August, 31
2012 Stockholders' Meeting
5 Presentation of the audited financial Mgmt Abstain Against
statements as of December 31, 2012
6.1 Election of Lucio L. Co as regular Director Mgmt For For
6.2 Election of Susan P. Co as regular Director Mgmt For For
6.3 Election of Eduardo F. Hernandez as regular Mgmt For For
Director
6.4 Election of Leonardo B. Dayao as regular Mgmt For For
Director
6.5 Election of Levi Labra as regular Director Mgmt Against Against
6.6 Election of Oscar S. Reyes as Independent Mgmt For For
Director
6.7 Election of Robert Y. Cokeng as Independent Mgmt For For
Director
7 Approval of the listing of 1,142,857,143 Mgmt Against Against
common shares of Cosco Capital, Inc.
subscribed on May 31, 2013 by Lucio L. Co
and Susan P. Co through a top-up
transaction and waiver of the requirement
to conduct a rights or public offering by
the majority of the outstanding shares held
by the attending minority stockholders
pursuant to Section 5, Part A, Article V to
the Revised Listing Rules of the Philippine
Stock Exchange
8 Appointment of External Auditor: Manabat Mgmt For For
Sanagustin & Co. (KPMG). The same firm is
being recommended for re-election at the
meeting
9 Other Matters Mgmt Abstain For
10 Adjournment Mgmt Abstain Against
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTION 8.
--------------------------------------------------------------------------------------------------------------------------
CSL LTD, PARKVILLE VIC Agenda Number: 704731567
--------------------------------------------------------------------------------------------------------------------------
Security: Q3018U109
Meeting Type: AGM
Meeting Date: 16-Oct-2013
Ticker:
ISIN: AU000000CSL8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2a, 2b, 3, 4 AND 5 AND VOTES CAST
BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE PROPOSAL/S
WILL BE DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE
(OR VOTE "ABSTAIN") ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON PROPOSALS (2a, 2b, 3, 4 AND
5), YOU ACKNOWLEDGE THAT YOU HAVE NOT
OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S AND YOU COMPLY WITH THE VOTING
EXCLUSION
2a To re-elect Mr John Akehurst as a Director Mgmt For For
2b To elect Ms Marie McDonald as a Director Mgmt For For
3 Adoption of the Remuneration Report Mgmt Abstain Against
4 Grant of Performance Rights to Managing Mgmt Abstain Against
Director
5 Approval of termination benefits for Dr Mgmt Abstain Against
Brian McNamee
--------------------------------------------------------------------------------------------------------------------------
CTBC FINANCIAL HOLDING CO LTD Agenda Number: 704846560
--------------------------------------------------------------------------------------------------------------------------
Security: Y15093100
Meeting Type: EGM
Meeting Date: 20-Dec-2013
Ticker:
ISIN: TW0002891009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE MEETING SCHEDULED TO BE HELD ON 20 DEC Non-Voting
2013, IS FOR MERGER AND ACQUISITION OF CTBC
FINANCIAL HOLDING CO., LTD., ISIN:
TW0002891009 AND TAIWAN LIFE INSURANCE CO
LTD., ISIN: TW0002833001. IF YOU WISH TO
DISSENT ON THE MERGER PLEASE SUBMIT THIS IN
WRITING BEFORE THE MEETING TO WAIVE YOUR
VOTING RIGHTS. PLEASE CONTACT YOUR GLOBAL
CUSTODIAN DIRECTLY IF YOU WISH TO DISSENT
ON THE MERGER.
CMMT PLEASE NOTE THAT PURSUANT TO THE CURRENT Non-Voting
PROXY RULES, FINI WHOSE HOLDINGS ARE UP
TO/MORE THAN 300,000 SHS ON RECORD DATE ARE
COMPULSIVELY REQUIRED TO PARTICIPATE IN THE
SHAREHOLDERS' MEETING
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
1 The subsidiary CTBC bank to Acquire Mgmt For For
98.16pct equity of The Tokyo Star Bank Ltd.
2 To merge Taiwan Life Insurance Co Ltd. Via Mgmt For For
100pct shares swap
3 The revision to the articles of Mgmt For For
Incorporation
4 Extraordinary motions Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
CTBC FINANCIAL HOLDING CO LTD Agenda Number: 705357805
--------------------------------------------------------------------------------------------------------------------------
Security: Y15093100
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: TW0002891009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS REPORT Non-Voting
A.2 THE 2013 AUDIT COMMITTEE'S REPORT Non-Voting
B.3 THE 2013 FINANCIAL REPORTS Mgmt For For
B.4 THE EARNINGS DISTRIBUTION PLAN OF THE YEAR Mgmt For For
2013. CASH DIVIDENDS - NTD 5,590,369,620
WILL BE DISTRIBUTED OF COMMON SHARES. IT IS
PROPOSED THAT NTD 0.38 PER SHARE. STOCK
DIVIDENDS - NTD 5,443,254,630 FROM THE
EARNINGS OF THE YEAR 2013. IT IS PROPOSED
THAT NTD 0.37 PER SHARE
C.5 THE AMENDMENTS TO "PROCEDURE FOR THE Mgmt For For
ACQUISITION OR DISPOSAL OF ASSETS":
ARTICLES 2, 2-1, 3, 4, 5, 6, 7, 8-1 AND 10
C.6 THE AMENDMENTS TO PART OF "THE ARTICLE OF Mgmt For For
INCORPORATION": ARTICLES 29 AND 32
C.7 THE INCREASE OF CAPITAL BY NTD5,443,254,630 Mgmt For For
AND ISSUANCE OF NEW SHARES OF 544,325,463
AT PAR VALUE OF NTD10 PER SHARE TO ENHANCE
THE FUNDING AND OPERATIONS CAPABILITY OF
THE COMPANY
D.8.1 ELECTION OF THE 5TH TERM OF NON-INDEPENDENT Mgmt For For
DIRECTOR: WEN-LONG, YEN, REPRESENTATIVE OF
WEI FU INVESTMENT CO., LTD; ID/SHAREHOLDER
NO: 2322XXXX
D.8.2 ELECTION OF THE 5TH TERM OF NON-INDEPENDENT Mgmt For For
DIRECTOR: H. STEVE HSIEH, REPRESENTATIVE OF
YI CHUAN INVESTMENT CO., LTD;
ID/SHAREHOLDER NO: 5335XXXX
D.8.3 ELECTION OF THE 5TH TERM OF NON-INDEPENDENT Mgmt For For
DIRECTOR: THOMAS K S. CHEN, REPRESENTATIVE
OF YI CHUAN INVESTMENT CO., LTD;
ID/SHAREHOLDER NO: 5335XXXX
D.8.4 ELECTION OF THE 5TH TERM OF NON-INDEPENDENT Mgmt For For
DIRECTOR: CHAO-CHIN, TUNG, REPRESENTATIVE
OF CHANG CHI INVESTMENT LTD; ID/SHAREHOLDER
NO: 5332XXXX
D.8.5 ELECTION OF THE 5TH TERM OF NON-INDEPENDENT Mgmt For For
DIRECTOR: SONG-CHI, CHIEN, REPRESENTATIVE
OF CHUNG YUAN INVESTMENT CO., LTD;
ID/SHAREHOLDER NO: 5417XXXX
D.8.6 ELECTION OF THE 5TH TERM OF INDEPENDENT Mgmt For For
DIRECTOR: CHUNG-YU, WANG; ID/SHAREHOLDER
NO: A10102XXXX
D.8.7 ELECTION OF THE 5TH TERM OF INDEPENDENT Mgmt For For
DIRECTOR: WEN-CHIH, LEE; ID/SHAREHOLDER NO:
E12152XXXX
D.8.8 ELECTION OF THE 5TH TERM OF INDEPENDENT Mgmt For For
DIRECTOR: JIE-HAUN, LEE; ID/SHAREHOLDER NO:
G12000XXXX
D.8.9 ELECTION OF THE 5TH TERM OF INDEPENDENT Mgmt For For
DIRECTOR: YEN-LIN, WU; ID/SHAREHOLDER NO:
195109XXXX
E QUESTIONS AND MOTIONS Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
DAELIM INDUSTRIAL CO LTD, SEOUL Agenda Number: 704990060
--------------------------------------------------------------------------------------------------------------------------
Security: Y1860N109
Meeting Type: AGM
Meeting Date: 21-Mar-2014
Ticker:
ISIN: KR7000210005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt No vote
2.1 Election of inside director: I Hae Uk Mgmt No vote
2.2 Election of inside director: Gim Dong Su Mgmt No vote
2.3 Election of inside director: I Cheol Gyun Mgmt No vote
2.4 Election of inside director: Gim Jae Yul Mgmt No vote
2.5 Election of outside director: O Su Geun Mgmt No vote
2.6 Election of outside director: Sin Michael Mgmt No vote
Yeong Jun
2.7 Election of outside director: Im Seong Gyun Mgmt No vote
2.8 Election of outside director: Jang Dal Jung Mgmt No vote
2.9 Election of outside director: Gim Tae Hui Mgmt No vote
3.1 Election of audit committee member: O Su Mgmt No vote
Geun
3.2 Election of audit committee member: Im Mgmt No vote
Seong Gyun
3.3 Election of audit committee member: Sin Mgmt No vote
Michael Yeong Jun
4 Approval of remuneration for director Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
DAH SING BANKING GROUP LTD Agenda Number: 705194657
--------------------------------------------------------------------------------------------------------------------------
Security: Y1923F101
Meeting Type: AGM
Meeting Date: 27-May-2014
Ticker:
ISIN: HK2356013600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT 24 APR 2014: PLEASE NOTE THAT THE COMPANY Non-Voting
NOTICE AND PROXY FORM ARE AVAILABLE BY
CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0422/LTN20140422856.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0422/LTN20140422848.pdf
1 TO ADOPT THE AUDITED FINANCIAL STATEMENTS Mgmt For For
TOGETHER WITH THE REPORT OF THE DIRECTORS
AND INDEPENDENT AUDITOR'S REPORT FOR THE
YEAR ENDED 31 DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND FOR 2013 Mgmt For For
3.a TO RE-ELECT MR. HON-HING WONG AS A DIRECTOR Mgmt For For
3.b TO RE-ELECT MR. YUEN-TIN NG AS A DIRECTOR Mgmt For For
3.c TO RE-ELECT MR. SHOJI HIRAI AS A DIRECTOR Mgmt For For
3.d TO RE-ELECT MR. ROBERT TSAI-TO SZE AS A Mgmt Against Against
DIRECTOR
3.e TO RE-ELECT MR. ANDREW KWAN-YUEN LEUNG AS A Mgmt Against Against
DIRECTOR
4 TO FIX THE FEES OF THE DIRECTORS Mgmt For For
5 TO APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITORS OF THE COMPANY AND TO AUTHORIZE
THE DIRECTORS TO FIX THEIR REMUNERATION
6 TO APPROVE A GENERAL MANDATE TO ISSUE Mgmt Against Against
SHARES
7.a TO APPROVE THE ADOPTION OF A NEW SHARE Mgmt Against Against
OPTION SCHEME (THE "NEW SHARE OPTION
SCHEME")
7.b TO APPROVE THE TERMINATION OF THE EXISTING Mgmt For For
SHARE OPTION SCHEME
8 TO APPROVE A MANDATE TO GRANT OPTIONS UNDER Mgmt Against Against
THE NEW SHARE OPTION SCHEME AND TO ALLOT
AND ISSUE SHARES OF THE COMPANY AS AND WHEN
ANY OPTIONS WHICH MAY BE GRANTED UNDER THE
NEW SHARE OPTION SCHEME ARE EXERCISED IN
THE MANNER AS DESCRIBED IN THE CIRCULAR OF
THE COMPANY DATED 23 APRIL 2014
9 TO APPROVE THE AMENDMENTS TO ARTICLES OF Mgmt Against Against
ASSOCIATION (INCLUDING THE ABOLITION OF THE
MEMORANDUM OF ASSOCIATION AND THE REMOVAL
OF THE OBJECTS CLAUSE) AND THE ADOPTION OF
NEW ARTICLES OF ASSOCIATION
CMMT 24 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT FOR
URL COMMENT AND RECEIPT OF ACTUAL RECORD
DATE. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD, SINGAPORE Agenda Number: 705090708
--------------------------------------------------------------------------------------------------------------------------
Security: Y20246107
Meeting Type: AGM
Meeting Date: 28-Apr-2014
Ticker:
ISIN: SG1L01001701
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND CONSIDER THE DIRECTORS' Mgmt For For
REPORT AND AUDITED FINANCIAL STATEMENTS FOR
THE YEAR ENDED 31 DECEMBER 2013 AND THE
AUDITORS' REPORT THEREON
2 TO DECLARE A ONE-TIER TAX EXEMPT FINAL Mgmt For For
DIVIDEND OF 30 CENTS PER ORDINARY SHARE,
FOR THE YEAR ENDED 31 DECEMBER 2013. 2012:
FINAL DIVIDEND OF 28 CENTS PER ORDINARY
SHARE, ONE-TIER TAX EXEMPT
3 TO DECLARE A ONE-TIER TAX EXEMPT FINAL Mgmt For For
DIVIDEND OF 2 CENTS PER NON-VOTING
REDEEMABLE CONVERTIBLE PREFERENCE SHARE,
FOR THE YEAR ENDED 31 DECEMBER 2013. 2012:
2 CENTS PER NON-VOTING REDEEMABLE
CONVERTIBLE PREFERENCE SHARE, ONE-TIER TAX
EXEMPT
4 TO APPROVE THE AMOUNT OF SGD3,687,232 Mgmt Against Against
PROPOSED AS DIRECTORS' REMUNERATION FOR THE
YEAR ENDED 31 DECEMBER 2013. 2012:
SGD2,923,438
5 TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITORS OF THE COMPANY AND TO
AUTHORISE THE DIRECTORS TO FIX THEIR
REMUNERATION
6 TO RE-ELECT THE FOLLOWING DIRECTOR, WHO IS Mgmt For For
RETIRING UNDER ARTICLE 95 OF THE COMPANY'S
ARTICLES OF ASSOCIATION AND WHO, BEING
ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: MR
PIYUSH GUPTA
7 TO RE-ELECT THE FOLLOWING DIRECTOR, WHO IS Mgmt For For
RETIRING UNDER ARTICLE 95 OF THE COMPANY'S
ARTICLES OF ASSOCIATION AND WHO, BEING
ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: DR
BART JOSEPH BROADMAN
8 TO RE-ELECT THE FOLLOWING DIRECTOR, WHO IS Mgmt For For
RETIRING UNDER ARTICLE 95 OF THE COMPANY'S
ARTICLES OF ASSOCIATION AND WHO, BEING
ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: MR
HO TIAN YEE
9 TO RE-APPOINT MR NIHAL VIJAYA DEVADAS Mgmt For For
KAVIRATNE CBE AS A DIRECTOR PURSUANT TO
SECTION 153(6) OF THE COMPANIES ACT,
CHAPTER 50.
10 THAT AUTHORITY BE AND IS HEREBY GIVEN TO Mgmt For For
THE DIRECTORS OF THE COMPANY TO: (A) ALLOT
AND ISSUE FROM TIME TO TIME SUCH NUMBER OF
ORDINARY SHARES IN THE CAPITAL OF THE
COMPANY ("DBSH ORDINARY SHARES") AS MAY BE
REQUIRED TO BE ISSUED PURSUANT TO THE
EXERCISE OF OPTIONS UNDER THE DBSH SHARE
OPTION PLAN; AND (B) OFFER AND GRANT AWARDS
IN ACCORDANCE WITH THE PROVISIONS OF THE
DBSH SHARE PLAN AND TO ALLOT AND ISSUE FROM
TIME TO TIME SUCH NUMBER OF DBSH ORDINARY
SHARES AS MAY BE REQUIRED TO BE ISSUED
PURSUANT TO THE VESTING OF AWARDS UNDER THE
DBSH SHARE PLAN, PROVIDED ALWAYS THAT: (1)
THE AGGREGATE NUMBER OF NEW DBSH ORDINARY
SHARES TO BE ISSUED PURSUANT TO THE
EXERCISE OF OPTIONS GRANTED UNDER THE DBSH
SHARE OPTION PLAN AND THE VESTING OF AWARDS
GRANTED OR TO BE GRANTED UNDER THE DBSH
SHARE PLAN SHALL NOT EXCEED 5 PER CENT OF
CONTD
CONT CONTD THE TOTAL NUMBER OF ISSUED SHARES Non-Voting
(EXCLUDING TREASURY SHARES) IN THE CAPITAL
OF THE COMPANY FROM TIME TO TIME; AND (2)
THE AGGREGATE NUMBER OF NEW DBSH ORDINARY
SHARES UNDER AWARDS TO BE GRANTED PURSUANT
TO THE DBSH SHARE PLAN DURING THE PERIOD
COMMENCING FROM THE DATE OF THIS ANNUAL
GENERAL MEETING OF THE COMPANY AND ENDING
ON THE DATE OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY OR THE DATE BY WHICH
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY IS REQUIRED BY LAW TO BE HELD,
WHICHEVER IS THE EARLIER, SHALL NOT EXCEED
2 PER CENT OF THE TOTAL NUMBER OF ISSUED
SHARES (EXCLUDING TREASURY SHARES) IN THE
CAPITAL OF THE COMPANY FROM TIME TO TIME
11 THAT AUTHORITY BE AND IS HEREBY GIVEN TO Mgmt For For
THE DIRECTORS OF THE COMPANY TO: (A) (I)
ISSUE SHARES IN THE CAPITAL OF THE COMPANY
("SHARES") WHETHER BY WAY OF RIGHTS, BONUS
OR OTHERWISE; AND/OR (II) MAKE OR GRANT
OFFERS, AGREEMENTS OR OPTIONS
(COLLECTIVELY, "INSTRUMENTS") THAT MIGHT OR
WOULD REQUIRE SHARES TO BE ISSUED,
INCLUDING BUT NOT LIMITED TO THE CREATION
AND ISSUE OF (AS WELL AS ADJUSTMENTS TO)
WARRANTS, DEBENTURES OR OTHER INSTRUMENTS
CONVERTIBLE INTO SHARES, AT ANY TIME AND
UPON SUCH TERMS AND CONDITIONS AND FOR SUCH
PURPOSES AND TO SUCH PERSONS AS THE
DIRECTORS MAY IN THEIR ABSOLUTE DISCRETION
DEEM FIT; AND (B) (NOTWITHSTANDING THE
AUTHORITY CONFERRED BY THIS RESOLUTION MAY
HAVE CEASED TO BE IN FORCE) ISSUE SHARES IN
PURSUANCE OF ANY INSTRUMENT MADE OR GRANTED
BY THE DIRECTORS WHILE THIS RESOLUTION WAS
IN FORCE, CONTD
CONT CONTD PROVIDED THAT: (1) THE AGGREGATE Non-Voting
NUMBER OF SHARES TO BE ISSUED PURSUANT TO
THIS RESOLUTION (INCLUDING SHARES TO BE
ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR
GRANTED PURSUANT TO THIS RESOLUTION) DOES
NOT EXCEED 50 PER CENT OF THE TOTAL NUMBER
OF ISSUED SHARES (EXCLUDING TREASURY
SHARES) IN THE CAPITAL OF THE COMPANY (AS
CALCULATED IN ACCORDANCE WITH PARAGRAPH (2)
BELOW), OF WHICH THE AGGREGATE NUMBER OF
SHARES TO BE ISSUED OTHER THAN ON A PRO
RATA BASIS TO SHAREHOLDERS OF THE COMPANY
(INCLUDING SHARES TO BE ISSUED IN PURSUANCE
OF INSTRUMENTS MADE OR GRANTED PURSUANT TO
THIS RESOLUTION) SHALL BE LESS THAN 10 PER
CENT OF THE TOTAL NUMBER OF ISSUED SHARES
(EXCLUDING TREASURY SHARES) IN THE CAPITAL
OF THE COMPANY (AS CALCULATED IN ACCORDANCE
WITH PARAGRAPH (2) BELOW); (2) (SUBJECT TO
SUCH MANNER OF CALCULATION AND CONTD
CONT CONTD ADJUSTMENTS AS MAY BE PRESCRIBED BY Non-Voting
THE SINGAPORE EXCHANGE SECURITIES TRADING
LIMITED ("SGX-ST")), FOR THE PURPOSE OF
DETERMINING THE AGGREGATE NUMBER OF SHARES
THAT MAY BE ISSUED UNDER PARAGRAPH (1)
ABOVE, THE PERCENTAGE OF ISSUED SHARES
SHALL BE BASED ON THE TOTAL NUMBER OF
ISSUED SHARES (EXCLUDING TREASURY SHARES)
IN THE CAPITAL OF THE COMPANY AT THE TIME
THIS RESOLUTION IS PASSED, AFTER ADJUSTING
FOR: (I) NEW SHARES ARISING FROM THE
CONVERSION OR EXERCISE OF ANY CONVERTIBLE
SECURITIES OR SHARE OPTIONS OR VESTING OF
SHARE AWARDS WHICH ARE OUTSTANDING OR
SUBSISTING AT THE TIME THIS RESOLUTION IS
PASSED; AND (II) ANY SUBSEQUENT BONUS
ISSUE, CONSOLIDATION OR SUBDIVISION OF
SHARES; (3) IN EXERCISING THE AUTHORITY
CONFERRED BY THIS RESOLUTION, THE COMPANY
SHALL COMPLY WITH THE PROVISIONS OF THE
LISTING MANUAL OF THE CONTD
CONT CONTD SGX-ST FOR THE TIME BEING IN FORCE Non-Voting
(UNLESS SUCH COMPLIANCE HAS BEEN WAIVED BY
THE SGX-ST) AND THE ARTICLES OF ASSOCIATION
FOR THE TIME BEING OF THE COMPANY; AND (4)
(UNLESS REVOKED OR VARIED BY THE COMPANY IN
GENERAL MEETING) THE AUTHORITY CONFERRED BY
THIS RESOLUTION SHALL CONTINUE IN FORCE
UNTIL THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY OR THE DATE
BY WHICH THE NEXT ANNUAL GENERAL MEETING OF
THE COMPANY IS REQUIRED BY LAW TO BE HELD,
WHICHEVER IS THE EARLIER
12 THAT AUTHORITY BE AND IS HEREBY GIVEN TO Mgmt For For
THE DIRECTORS OF THE COMPANY TO ALLOT AND
ISSUE SUCH NUMBER OF NEW ORDINARY SHARES
AND NEW NON-VOTING REDEEMABLE CONVERTIBLE
PREFERENCE SHARES IN THE CAPITAL OF THE
COMPANY AS MAY BE REQUIRED TO BE ALLOTTED
AND ISSUED PURSUANT TO THE APPLICATION OF
THE DBSH SCRIP DIVIDEND SCHEME TO THE FINAL
DIVIDENDS OF 30 CENTS PER ORDINARY SHARE
AND 2 CENTS PER NON-VOTING REDEEMABLE
CONVERTIBLE PREFERENCE SHARE, FOR THE YEAR
ENDED 31 DECEMBER 2013
13 THAT AUTHORITY BE AND IS HEREBY GIVEN TO Mgmt For For
THE DIRECTORS OF THE COMPANY TO APPLY THE
DBSH SCRIP DIVIDEND SCHEME TO ANY
DIVIDEND(S) WHICH MAY BE DECLARED FOR THE
YEAR ENDING 31 DECEMBER 2014 AND TO ALLOT
AND ISSUE SUCH NUMBER OF NEW ORDINARY
SHARES AND NEW NON-VOTING REDEEMABLE
CONVERTIBLE PREFERENCE SHARES IN THE
CAPITAL OF THE COMPANY AS MAY BE REQUIRED
TO BE ALLOTTED AND ISSUED PURSUANT THERETO
--------------------------------------------------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD, SINGAPORE Agenda Number: 705092043
--------------------------------------------------------------------------------------------------------------------------
Security: Y20246107
Meeting Type: EGM
Meeting Date: 28-Apr-2014
Ticker:
ISIN: SG1L01001701
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 The Proposed Renewal of the Share Purchase Mgmt For For
Mandate
--------------------------------------------------------------------------------------------------------------------------
DELTA ELECTRONICS INC Agenda Number: 705298493
--------------------------------------------------------------------------------------------------------------------------
Security: Y20263102
Meeting Type: AGM
Meeting Date: 10-Jun-2014
Ticker:
ISIN: TW0002308004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU.
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 FINANCIAL STATEMENTS Non-Voting
A.3 THE 2013 AUDITED REPORTS Non-Voting
A.4 THE PROPOSAL OF MERGER Non-Voting
B.1 THE 2013 FINANCIAL STATEMENTS Mgmt For For
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 5.8 PER SHARE
B.3 THE REVISION TO THE ARTICLES OF Mgmt For For
INCORPORATION
B.4 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.5 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
DONGFENG MOTOR GROUP COMPANY LTD Agenda Number: 704705827
--------------------------------------------------------------------------------------------------------------------------
Security: Y21042109
Meeting Type: EGM
Meeting Date: 10-Oct-2013
Ticker:
ISIN: CNE100000312
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0827/LTN20130827360.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0827/LTN20130827465.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0906/LTN20130906352.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
1.a.i To elect the fourth session of the Mgmt For For
Executive Director: Xu Ping
1a.ii To elect the fourth session of the Mgmt For For
Executive Director: Zhu Fushou
1aiii To elect the fourth session of the Mgmt For For
Executive Director: Li Shaozhu
1.b.i To elect the fourth session of the Mgmt For For
Non-executive Director: Tong Dongcheng
1b.ii To elect the fourth session of the Mgmt For For
Non-executive Director: Ouyang Jie
1biii To elect the fourth session of the Mgmt For For
Non-executive Director: Liu Weidong
1b.iv To elect the fourth session of the Mgmt For For
Non-executive Director: Zhou Qiang
1.c.i To elect the fourth session of the Mgmt For For
Independent Non-executive Director: Ma
Zhigeng
1c.ii To elect the fourth session of the Mgmt For For
Independent Non-executive Director: Zhang
Xiaotie
1ciii To elect the fourth session of the Mgmt For For
Independent Non-executive Director: Cao
Xinghe
1c.iv To elect the fourth session of the Mgmt For For
Independent Non-executive Director: Chen
Yunfei
1.d.i To elect the fourth session of the Mgmt For For
Supervisor: Ma Liangjie
1.dii To elect the fourth session of the Mgmt For For
Supervisor: Feng Guo
1diii To elect the fourth session of the Mgmt For For
Supervisor: Zhao Jun
1d.iv To elect the fourth session of the Mgmt For For
Supervisor: Ren Yong
2 To consider and approve the amendments to Mgmt For For
the Articles of Association of the Company:
Articles 28, 94, 99, 124 and 125
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN MEETING TIME FROM 9:00 AM TO 2:00
PM AND RECEIPT OF ADDITIONAL URL. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
DONGFENG MOTOR GROUP COMPANY LTD Agenda Number: 705227038
--------------------------------------------------------------------------------------------------------------------------
Security: Y21042109
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: CNE100000312
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0428/LTN20140428746.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0428/LTN20140428675.pdf
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS (THE "BOARD") OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR ENDED 31 DECEMBER 2013
3 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
INTERNATIONAL AUDITORS REPORT AND AUDITED
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2013
4 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PROPOSAL OF THE COMPANY FOR
THE YEAR ENDED 31 DECEMBER 2013 AND TO
AUTHORISE THE BOARD TO DEAL WITH ALL ISSUES
IN RELATION TO THE COMPANY'S DISTRIBUTION
OF FINAL DIVIDEND FOR THE YEAR 2013
5 TO CONSIDER AND APPROVE THE AUTHORISATION Mgmt For For
TO THE BOARD TO DEAL WITH ALL ISSUES IN
RELATION TO THE COMPANY'S DISTRIBUTION OF
INTERIM DIVIDEND FOR THE YEAR 2014 IN ITS
ABSOLUTE DISCRETION (INCLUDING, BUT NOT
LIMITED TO, DETERMINING WHETHER TO
DISTRIBUTE INTERIM DIVIDEND FOR THE YEAR
2014)
6 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt Against Against
PRICEWATERHOUSECOOPERS LIMITED AS THE
INTERNATIONAL AUDITORS OF THE COMPANY, AND
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS
THE DOMESTIC AUDITORS OF THE COMPANY FOR
THE YEAR 2014 TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING, AND TO AUTHORISE THE BOARD TO FIX
THEIR REMUNERATION
7 TO CONSIDER AND APPROVE THE AUTHORISATION Mgmt For For
TO THE BOARD TO FIX THE REMUNERATION OF THE
DIRECTORS AND SUPERVISORS OF THE COMPANY
FOR THE YEAR 2014
8 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
THE RULES OF PROCEDURES OF GENERAL MEETING
9 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
THE RULES OF PROCEDURES OF THE BOARD
MEETING
10 TO GRANT A GENERAL MANDATE TO THE BOARD TO Mgmt Against Against
ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES IN THE COMPANY NOT EXCEEDING 20% OF
EACH OF EXISTING DOMESTIC SHARES AND H
SHARE IN ISSUE
CMMT 02 MAY 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF ACTUAL RECORD
DATE. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
E-MART CO LTD, SEOUL Agenda Number: 704970513
--------------------------------------------------------------------------------------------------------------------------
Security: Y228A3102
Meeting Type: AGM
Meeting Date: 14-Mar-2014
Ticker:
ISIN: KR7139480008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement Mgmt Take No Action
2 Approval of partial amendment to articles Mgmt Take No Action
of incorporation : Article 1, 11, 14, 18-2,
19, 40
3.1 Election of inside director: Lee Gab-Soo Mgmt Take No Action
3.2 Election of inside director: Chun Man Yang Mgmt Take No Action
4 Approval of limit of remuneration for Mgmt Take No Action
directors
CMMT 26 FEB 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF ARTICLE NO'S IN
RESOLUTION 2 AND CHANGE IN DIRECTOR NAME IN
RESOLUTION 3.1. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
E.SUN FINANCIAL HOLDING CO LTD Agenda Number: 705354532
--------------------------------------------------------------------------------------------------------------------------
Security: Y23469102
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: TW0002884004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 299632 DUE TO CHANGE IN DIRECTOR
NAMES. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 THE STATUS OF THE CORPORATE BONDS Non-Voting
A.4 THE ADVOCACY OF LOCAL REGULATIONS Non-Voting
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 0.27642623 PER SHARE
B.3 THE ISSUANCE OF NEW SHARES FROM RETAINED Mgmt For For
EARNINGS. PROPOSED STOCK DIVIDEND:
89.169752 FOR 1,000 SHS HELD
B.4 THE REVISION TO THE ARTICLES OF Mgmt For For
INCORPORATION
B.5 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B6.1 ELECTION OF INDEPENDENT DIRECTOR: CHENG-EN Mgmt For For
KO
B6.2 ELECTION OF INDEPENDENT DIRECTOR: CHI-JEN Mgmt For For
LEE
B6.3 ELECTION OF INDEPENDENT DIRECTOR: JEN-JEN Mgmt For For
CHANG LIN
B6.4 ELECTION OF INDEPENDENT DIRECTOR: HSIN-I Mgmt For For
LIN
B6.5 ELECTION OF DIRECTOR: E.SUN VOLUNTEER Mgmt For For
&SOCIAL WELFARE FOUNDATION REPRESENTATIVE:
YUNG-JEN HUANG
B6.6 ELECTION OF DIRECTOR: E.SUN VOLUNTEER Mgmt For For
&SOCIAL WELFARE FOUNDATION REPRESENTATIVE:
JOSEPH N.C HUANG
B6.7 ELECTION OF DIRECTOR: E.SUN FOUNDATION Mgmt For For
REPRESENTATIVE: KUO-LIEH TSENG
B6.8 ELECTION OF DIRECTOR: ALLCAN INVESTMENT Mgmt For For
CO.LTD. REPRESENTATIVE: CHIU-HSUNG HUANG
B6.9 ELECTION OF DIRECTOR: HSIN TUNG YANG Mgmt For For
CO,LTD. REPRESENTATIVE: JACKSON MAI
B6.10 ELECTION OF DIRECTOR: FU YUAN INVESTMENT Mgmt For For
CO.,LTD.(NOTE 2) REPRESENTATIVE: RONG-QIU
CHEN
B6.11 ELECTION OF DIRECTOR: SHANG LI CAR CO.,LTD, Mgmt For For
REPRESENTATIVE: CHIEN-LI WU
B6.12 ELECTION OF DIRECTOR: SHAN MENG INVESTMENT Mgmt For For
CO.,LTD. REPRESENTATIVE: MAGI CHEN
B6.13 ELECTION OF DIRECTOR: SUNLIT TRANSPORTATION Mgmt For For
Co.,LTD. REPRESENTATIVE: BEN CHEN
--------------------------------------------------------------------------------------------------------------------------
EZION HOLDINGS LTD Agenda Number: 705114813
--------------------------------------------------------------------------------------------------------------------------
Security: Y2186W104
Meeting Type: AGM
Meeting Date: 21-Apr-2014
Ticker:
ISIN: SG1W38939029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE DIRECTORS' REPORT Mgmt For For
AND THE AUDITED ACCOUNTS OF THE COMPANY FOR
THE YEAR ENDED 31 DECEMBER 2013 TOGETHER
WITH THE AUDITORS' REPORT THEREON
2 TO DECLARE A FIRST AND FINAL DIVIDEND OF Mgmt For For
SGD 0.001 PER SHARE TAX EXEMPT (ONE-TIER)
FOR THE YEAR ENDED 31 DECEMBER 2013
3 TO RE-ELECT THE FOLLOWING DIRECTOR OF THE Mgmt For For
COMPANY RETIRING PURSUANT TO ARTICLE 107 OF
THE ARTICLES OF ASSOCIATION OF THE COMPANY:
CAPT. LARRY GLENN JOHNSON
4 TO RE-ELECT THE FOLLOWING DIRECTOR OF THE Mgmt For For
COMPANY RETIRING PURSUANT TO ARTICLE 107 OF
THE ARTICLES OF ASSOCIATION OF THE COMPANY:
MR LEE KIAN SOO
5 TO APPROVE THE PAYMENT OF DIRECTORS' FEES Mgmt For For
OF SGD 193,166 FOR THE YEAR ENDED 31
DECEMBER 2013
6 TO RE-APPOINT KPMG LLP AS THE AUDITORS OF Mgmt For For
THE COMPANY AND TO AUTHORISE THE DIRECTORS
OF THE COMPANY TO FIX THEIR REMUNERATION
7 AUTHORITY TO ISSUE SHARES IN THE CAPITAL OF Mgmt For For
THE COMPANY
8 AUTHORITY TO ISSUE SHARES UNDER THE EZION Mgmt For For
EMPLOYEE SHARE PLAN
9 AUTHORITY TO ISSUE SHARES UNDER THE EZION Mgmt Against Against
EMPLOYEE SHARE OPTION SCHEME
10 RENEWAL OF SHARE BUYBACK MANDATE Mgmt For For
11 PROPOSED GRANT OF 700,000 OPTIONS TO MR. Mgmt Against Against
CHEW THIAM KENG ON 7 MARCH 2014
--------------------------------------------------------------------------------------------------------------------------
FIRST RESOURCES LTD, SINGAPORE Agenda Number: 705118811
--------------------------------------------------------------------------------------------------------------------------
Security: Y2560F107
Meeting Type: AGM
Meeting Date: 23-Apr-2014
Ticker:
ISIN: SG1W35938974
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE DIRECTORS' REPORT Mgmt For For
AND THE AUDITED ACCOUNTS OF THE COMPANY FOR
THE YEAR ENDED 31 DECEMBER 2013 TOGETHER
WITH THE AUDITOR'S REPORT THEREON
2 TO DECLARE A FINAL DIVIDEND OF 3.25 Mgmt For For
SINGAPORE CENTS (SGD 0.0325) (ONE-TIER,
TAX-EXEMPT) PER ORDINARY SHARE FOR THE YEAR
ENDED 31 DECEMBER 2013 (2012: SGD 0.0275)
3 TO RE-ELECT THE FOLLOWING DIRECTOR OF THE Mgmt For For
COMPANY RETIRING PURSUANT TO ARTICLE 93 OF
THE ARTICLES OF ASSOCIATION OF THE COMPANY:
MR LIM MING SEONG
4 TO RE-ELECT THE FOLLOWING DIRECTOR OF THE Mgmt For For
COMPANY RETIRING PURSUANT TO ARTICLE 93 OF
THE ARTICLES OF ASSOCIATION OF THE COMPANY:
MS NG SHIN EIN
5 TO RE-APPOINT MR ONG BENG KEE, A DIRECTOR Mgmt For For
OF THE COMPANY RETIRING UNDER SECTION
153(6) OF THE COMPANIES ACT, CAP. 50, TO
HOLD OFFICE FROM THE DATE OF THIS ANNUAL
GENERAL MEETING UNTIL THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY
6 TO APPROVE THE PAYMENT OF DIRECTORS' FEES Mgmt For For
OF SGD 385,000 FOR THE YEAR ENDED 31
DECEMBER 2013 (2012: SGD 395,000)
7 TO RE-APPOINT MESSRS ERNST & YOUNG LLP AS Mgmt For For
THE AUDITOR OF THE COMPANY AND TO AUTHORISE
THE DIRECTORS OF THE COMPANY TO FIX THEIR
REMUNERATION
8 AUTHORITY TO ISSUE SHARES Mgmt For For
9 THE PROPOSED RENEWAL OF THE SHARE PURCHASE Mgmt For For
MANDATE
--------------------------------------------------------------------------------------------------------------------------
FLIGHT CENTRE LTD Agenda Number: 704748245
--------------------------------------------------------------------------------------------------------------------------
Security: Q39175106
Meeting Type: AGM
Meeting Date: 31-Oct-2013
Ticker:
ISIN: AU000000FLT9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSALS WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSALS. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (3 AND 4), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSALS AND YOU COMPLY WITH
THE VOTING EXCLUSION.
1 Election of Director - Mr. Gary Smith Mgmt For For
2 Election of Director - Mr. Robert Baker Mgmt For For
3 Directors' Remuneration Report Mgmt Abstain Against
4 Increase in Directors' Remuneration Mgmt Abstain Against
Facility
5 That, effective 1 November 2013, the Mgmt For For
Company change its name from Flight Centre
Limited to Flight Centre Travel Group
Limited and the Company's constitution be
amended to reflect the change of name to
Flight Centre Travel Group Limited
--------------------------------------------------------------------------------------------------------------------------
FORTESCUE METALS GROUP LTD, EAST PERTH WA Agenda Number: 704778527
--------------------------------------------------------------------------------------------------------------------------
Security: Q39360104
Meeting Type: AGM
Meeting Date: 13-Nov-2013
Ticker:
ISIN: AU000000FMG4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1 AND 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (1 AND 6), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
1 Adoption of Remuneration Report Mgmt For For
2 Election of Ms Elizabeth Gaines Mgmt For For
3 Election of Mr Peter Meurs Mgmt For For
4 Election of Ms Sharon Warburton Mgmt For For
5 Re-election of Mr Mark Barnaba Mgmt For For
6 Approval of Capacity to Grant Performance Mgmt For For
Rights to Executive Directors
--------------------------------------------------------------------------------------------------------------------------
FUBON FINANCIAL HOLDING CO LTD Agenda Number: 705304094
--------------------------------------------------------------------------------------------------------------------------
Security: Y26528102
Meeting Type: AGM
Meeting Date: 06-Jun-2014
Ticker:
ISIN: TW0002881000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 336586 DUE TO RECEIPT OF UPDATED
LIST OF DIRECTORS NAMES UNDER RESOLUTION 5.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 THE STATUS OF THE 2013 LOCAL UNSECURED Non-Voting
CORPORATE BONDS
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD1.5 PER SHARE
B.3 THE PROPOSAL OF LONG-TERM CAPITAL INJECTION Mgmt For For
B.4 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B51.1 THE ELECTION OF THE DIRECTOR: Mgmt For For
REPRESENTATIVE OF MING DONG INDUSTRIAL CO.,
LTD., DANIEL TSAI, ID/SHAREHOLDER NO: 72
B51.2 THE ELECTION OF THE DIRECTOR: Mgmt For For
REPRESENTATIVE OF MING DONG INDUSTRIAL CO.,
LTD., RICHARD TSAI, ID/SHAREHOLDER NO: 72
B51.3 THE ELECTION OF THE DIRECTOR: Mgmt For For
REPRESENTATIVE OF TAIPEI CITY GOVERNMENT,
YING-RONG CHEN, ID/SHAREHOLDER NO: 297306
B51.4 THE ELECTION OF THE DIRECTOR: Mgmt For For
REPRESENTATIVE OF TAIPEI CITY GOVERNMENT,
YEH-SHIN CHEN, ID/SHAREHOLDER NO: 297306
B51.5 THE ELECTION OF THE DIRECTOR: Mgmt For For
REPRESENTATIVE OF TAIPEI CITY GOVERNMENT,
LI-WEN TSAI, ID/SHAREHOLDER NO: 297306
B51.6 THE ELECTION OF THE DIRECTOR: Mgmt For For
REPRESENTATIVE OF MING DONG INDUSTRIAL CO.,
LTD., VICTOR KUNG, ID/SHAREHOLDER NO: 72
B51.7 THE ELECTION OF THE DIRECTOR: Mgmt For For
REPRESENTATIVE OF MING DONG INDUSTRIAL CO.,
LTD., PENG-YUAN CHENG, ID/SHAREHOLDER NO:
72
B51.8 THE ELECTION OF THE DIRECTOR: Mgmt For For
REPRESENTATIVE OF MING DONG INDUSTRIAL CO.,
LTD., JEN-SHOU HSU, ID/SHAREHOLDER NO: 72
B51.9 THE ELECTION OF THE DIRECTOR: Mgmt For For
REPRESENTATIVE OF MING DONG INDUSTRIAL CO.,
LTD., JERRY HARN, ID/SHAREHOLDER NO: 72
B52.1 THE ELECTION OF INDEPENDENT DIRECTOR: Mgmt For For
CHI-YAN CHEUNG, ID/SHAREHOLDER NO: E880
B52.2 THE ELECTION OF INDEPENDENT DIRECTOR: Mgmt For For
SHAU-KONG JAW, ID/SHAREHOLDER NO: D10000
B52.3 THE ELECTION OF INDEPENDENT DIRECTOR: Mgmt For For
MING-TZE TANG, ID/SHAREHOLDER NO: 255756
B52.4 THE ELECTION OF INDEPENDENT DIRECTOR: Mgmt For For
WEN-SSN CHUANG, ID/SHAREHOLDER NO: F10227
B.6.1 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTOR: CAI,MING-ZHONG
B.6.2 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTOR: CAI,MING-XING
B.6.3 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTOR: ZHANG,ZI-XIN
B.6.4 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTOR: GONG,TIAN-XING
B.6.5 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTOR: XU,REN-SHOU
B.6.6 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTOR: HAN,WEI-TING
B.6.7 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTOR: GOVERNMENT OF
TAIPEI CITY
--------------------------------------------------------------------------------------------------------------------------
GALAXY ENTERTAINMENT GROUP LTD Agenda Number: 705171813
--------------------------------------------------------------------------------------------------------------------------
Security: Y2679D118
Meeting Type: AGM
Meeting Date: 11-Jun-2014
Ticker:
ISIN: HK0027032686
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0416/LTN20140416711.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0416/LTN20140416709.pdf
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND REPORTS OF THE
DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31
DECEMBER 2013
2.1 TO RE-ELECT MS. PADDY TANG LUI WAI YU AS A Mgmt For For
DIRECTOR
2.2 TO RE-ELECT DR. WILLIAM YIP SHUE LAM AS A Mgmt For For
DIRECTOR
2.3 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
DIRECTORS' REMUNERATION
3 TO RE-APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
DIRECTORS TO FIX THE AUDITOR'S REMUNERATION
4.1 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY-BACK SHARES OF THE COMPANY
4.2 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE ADDITIONAL SHARES OF THE COMPANY
4.3 TO EXTEND THE GENERAL MANDATE AS APPROVED Mgmt Against Against
UNDER 4.2
5.1 TO DELETE THE ENTIRE MEMORANDUM OF Mgmt For For
ASSOCIATION OF THE COMPANY
5.2 TO AMEND THE ARTICLES OF ASSOCIATION OF THE Mgmt For For
COMPANY
5.3 TO APPROVE THE ADOPTION OF THE NEW ARTICLES Mgmt For For
OF ASSOCIATION OF THE COMPANY IN
SUBSTITUTION FOR AND TO THE EXCLUSION OF
THE EXISTING MEMORANDUM AND ARTICLES OF
ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
GCL-POLY ENERGY HOLDINGS LTD Agenda Number: 705163311
--------------------------------------------------------------------------------------------------------------------------
Security: G3774X108
Meeting Type: AGM
Meeting Date: 23-May-2014
Ticker:
ISIN: KYG3774X1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0415/LTN20140415323.pdf and
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0415/LTN20140415303.pdf
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
REPORTS OF THE DIRECTORS AND AUDITOR FOR
THE YEAR ENDED 31 DECEMBER 2013
2.i TO RE-ELECT MR. ZHU GONGSHAN AS AN Mgmt For For
EXECUTIVE DIRECTOR
2.ii TO RE-ELECT MR. JI JUN AS AN EXECUTIVE Mgmt For For
DIRECTOR
2.iii TO RE-ELECT MS. SUN WEI AS AN EXECUTIVE Mgmt For For
DIRECTOR
2.iv TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF THE DIRECTORS
3 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
AUDITOR OF THE COMPANY AND TO AUTHORISE THE
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
4.a TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY
4.b TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY
4.c TO EXTEND THE GENERAL MANDATE TO THE Mgmt Against Against
DIRECTORS TO ALLOT, ISSUE AND DEAL WITH
ADDITIONAL SHARES BY THE ADDITION OF NUMBER
OF SHARES REPURCHASED BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
GOME ELECTRICAL APPLIANCES HOLDING LTD Agenda Number: 705070681
--------------------------------------------------------------------------------------------------------------------------
Security: G3978C124
Meeting Type: SGM
Meeting Date: 17-Apr-2014
Ticker:
ISIN: BMG3978C1249
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0326/LTN201403261210.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0326/LTN201403261076.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 (1) certain share repurchases conducted by Mgmt For For
the Company between 22 January 2008 and 5
February 2008 involving approximately 129.8
million shares of the Company (of which
approximately 70% were originally held by
or for Mr. Wong Kwong Yu) (the "Share
Repurchases") be approved, confirmed and
ratified; (2) certain breaches of duties to
the Company by Mr. Wong Kwong Yu and Ms. Du
Juan as more particularly set out in
paragraphs 42 and 43 of the Statement of
Agreed Facts included as Appendix I to the
Circular (the "Breaches of Duties") be
approved, confirmed and ratified; and (3)
the payment of HKD 420,608,765.75 in
aggregate by CONTD
CONT CONTD Mr. Wong Kwong Yu and Ms. Du Juan to Non-Voting
the Company in full and final compensation
in order for Mr. Wong Kwong Yu, Ms. Du
Juan, Shinning Crown Holdings Inc., Shine
Group Limited and any other persons to be
released from all liabilities and claims
arising from the Share Repurchases and the
Breaches of Duties be confirmed and
approved
--------------------------------------------------------------------------------------------------------------------------
GOME ELECTRICAL APPLIANCES HOLDING LTD Agenda Number: 705254718
--------------------------------------------------------------------------------------------------------------------------
Security: G3978C124
Meeting Type: AGM
Meeting Date: 10-Jun-2014
Ticker:
ISIN: BMG3978C1249
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0505/LTN20140505355.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0505/LTN20140505388.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
REPORTS OF THE DIRECTORS AND AUDITORS OF
THE COMPANY FOR THE YEAR ENDED 31 DECEMBER
2013
2 TO APPROVE THE PROPOSED FINAL DIVIDEND FOR Mgmt For For
THE YEAR ENDED 31 DECEMBER 2013 OF HKD 1.3
CENTS PER ORDINARY SHARE
3 TO RE-ELECT MR. ZHU JIA AS A NON-EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
4 TO RE-ELECT MS. WANG LI HONG AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
5 TO RE-ELECT MR. SZE TSAI PING, MICHAEL, WHO Mgmt For For
HAS ALREADY SERVED THE COMPANY FOR MORE
THAN NINE (9) YEARS AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY, AS
AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY
6 TO RE-ELECT MR. CHAN YUK SANG, WHO HAS Mgmt For For
ALREADY SERVED THE COMPANY FOR MORE THAN
NINE (9) YEARS AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY, AS
AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY
7 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE DIRECTORS' REMUNERATION
8 TO RE-APPOINT ERNST & YOUNG AS AUDITORS OF Mgmt For For
THE COMPANY AND TO AUTHORISE THE BOARD OF
DIRECTORS OF THE COMPANY TO FIX THEIR
REMUNERATION
9 TO GRANT TO THE BOARD OF DIRECTORS OF THE Mgmt Against Against
COMPANY THE GENERAL MANDATE TO ALLOT, ISSUE
AND DEAL WITH THE COMPANY'S SHARES
10 TO GRANT TO THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY THE GENERAL MANDATE TO REPURCHASE
THE COMPANY'S SHARES
--------------------------------------------------------------------------------------------------------------------------
GREAT WALL MOTOR CO LTD Agenda Number: 705059106
--------------------------------------------------------------------------------------------------------------------------
Security: Y2882P106
Meeting Type: AGM
Meeting Date: 09-May-2014
Ticker:
ISIN: CNE100000338
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0321/LTN20140321930.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0321/LTN20140321978.pdf
1 To consider and approve the audited Mgmt For For
financial report of the Company for the
year 2013 (details stated in the annual
report of the Company for the year 2013)
2 To consider and approve the Report of the Mgmt For For
Board for the year 2013 (details stated in
the annual report of the Company for the
year 2013)
3 To consider and approve the profit Mgmt For For
distribution proposal for the year 2013
(details stated in the circular of the
Company dated 21 March 2014)
4 To consider and approve the annual report Mgmt For For
of the Company for the year 2013 and its
summary report (published on the Company's
website: www.gwm.com.cn)
5 To consider and approve the Report of the Mgmt For For
Independent Directors for the year 2013
(published on the Company's website: www.
gwm.com.cn)
6 To consider and approve the Report of the Mgmt For For
Supervisory Committee for the year 2013
(details stated in the annual report of the
Company for the year 2013)
7 To consider and approve the strategies of Mgmt For For
the Company for the year 2014 (details
stated in the circular of the Company dated
21 March 2014)
8 To consider and approve the re-appointment Mgmt For For
of Deloitte Touche Tohmatsu Certified
Public Accountants LLP as the Company's
external auditor for the year ending 31
December 2014, the term of such
re-appointment shall commence from the date
on which this resolution is passed until
the date of the next AGM, and to authorise
the board of directors (the "Board") of the
Company to fix its remunerations (details
stated in the circular dated 21 March 2014)
9 To re-elect Mr. Wei Jian Jun as an Mgmt For For
executive director of the Company for a
term of office commencing from 9 May 2014
and ending on the expiry of the term of the
fifth session of the Board, and to
authorise the Board to determine his
remuneration and to enter into the relevant
service agreement on behalf of the Company
with him
10 To re-elect Mr. Liu Ping Fu as an executive Mgmt For For
director of the Company for a term of
office commencing from 9 May 2014 and
ending on the expiry of the fifth session
of the Board, and to authorise the Board to
determine his remuneration and to enter
into the relevant service agreement on
behalf of the Company with him
11 To re-elect Ms. Wang Feng Ying as an Mgmt For For
executive director of the Company for a
term of office commencing from 9 May 2014
and ending on the expiry of the fifth
session of the Board, and to authorise the
Board to determine her remuneration and to
enter into the relevant service agreement
on behalf of the Company with her
12 To re-elect Mr. Hu Ke Gang as an executive Mgmt For For
director of the Company for a term of
office commencing from 9 May 2014 and
ending on the expiry of the fifth session
of the Board, and to authorise the Board to
determine his remuneration and to enter
into the relevant service agreement on
behalf of the Company with him
13 To re-elect Ms. Yang Zhi Juan as an Mgmt For For
executive director of the Company for a
term of office commencing from 9 May 2014
and ending on the expiry of the fifth
session of the Board, and to authorise the
Board to determine her remuneration and to
enter into the relevant service agreement
on behalf of the Company with her
14 To re-elect Mr. He Ping as a non-executive Mgmt For For
director of the Company for a term
commencing from 9 May 2014 and ending on
the expiry of the fifth session of the
Board, and authorise the Board to determine
his remuneration and to enter into the
relevant appointment letter on behalf of
the Company with him
15 To re-elect Mr. Niu Jun as a non-executive Mgmt For For
director of the Company for a term
commencing from 9 May 2014 and ending on
the expiry of the fifth session of the
Board, and authorise the Board to determine
his remuneration (if any) and enter into
the relevant appointment letter on behalf
of the Company with him
16 To re-elect Mr. Wong Chi Hung, Stanley as Mgmt For For
an independent non-executive director of
the Company for a term of office commencing
from 9 May 2014 and ending on the expiry of
the fifth session of the Board, and
authorise the Board to determine his
remuneration and to enter into the relevant
appointment letter on behalf of the Company
with him
17 To elect Mr. Lu Chuang as an independent Mgmt For For
non-executive director of the Company for a
term of office commencing from 9 May 2014
and ending on the expiry of the fifth
session of the Board, and authorise the
Board to determine his remuneration and to
enter into the relevant appointment letter
on behalf of the Company with him
18 To elect Mr. Liang Shang Shang as an Mgmt For For
independent non-executive director of the
Company for a term of office commencing
from 9 May 2014 and ending on the
expiry of the fifth session of the Board,
and authorise the Board to determine
his remuneration and to enter into the
relevant appointment letter on behalf of
the Company with him
19 To elect Mr. Ma Li Hui as an independent Mgmt For For
non-executive director of the Company for a
term of office commencing from 9 May 2014
and ending on the expiry of the fifth
session of the Board, and authorise the
Board to determine his remuneration and to
enter into the relevant appointment letter
on behalf of the Company with him
20 To re-elect Ms. Luo Jin Li as an Mgmt For For
independent supervisor of the Company for a
term of office commencing from 9 May 2014
and ending on the expiry of the fifth
session of the supervisory committee of the
Company (the "Supervisory Committee"), and
authorise the Supervisory Committee to
determine her remuneration and enter into
the relevant service agreement on behalf of
the Company with her
21 To elect Ms. Zong Yi Xiang as an Mgmt For For
independent supervisor of the Company for a
term of office commencing from 9 May 2014
and ending on the expiry of the fifth
session of the Supervisory Committee, and
authorise the Supervisory Committee to
determine her remuneration and enter into
the relevant service agreement on behalf of
the Company with her
22 To consider and, if thought fit, to approve Mgmt Against Against
the proposed grant of the following mandate
to the Board: (1) an unconditional general
mandate to allot, issue and deal with
additional shares in the capital of the
Company, whether A Shares or H Shares. Such
unconditional general mandate can be
exercised once or more than once during the
Relevant Period, subject to the following
conditions: (a) such mandate shall not
extend beyond the Relevant Period save that
the Board may during the Relevant Period
make or grant offers, agreements or options
which might require the exercise of such
powers after the Relevant Period; (b) the
aggregate nominal amount of shares, whether
A Shares or H Shares allotted, issued and
dealt with or agreed conditionally or
unconditionally to be allotted, issued and
dealt with by the Board pursuant to CONTD
CONT CONTD such mandate, shall not exceed: (I) Non-Voting
20%, being 401,848,600 A Shares, of the
aggregate nominal amount of A Shares in
issue; and (II) 20%, being 206,636,000 H
Shares, of the aggregate nominal amount of
H Shares in issue, in each case as of the
date of this resolution; and (c) the Board
shall only exercise its power under such
mandate in accordance with the Company Law
of the PRC and the Rules Governing the
Listing of Securities on The Stock Exchange
of Hong Kong Limited (as the same may be
amended from time to time) and only if all
necessary approvals from the China
Securities Regulatory Commission and/or
other relevant PRC governmental authorities
are obtained; and (2) contingent on the
Board resolving to issue shares pursuant to
sub-paragraph (1) of this resolution, the
Board be authorised to: (a) approve,
execute CONTD
CONT CONTD and do or procure to be executed and Non-Voting
done, all such documents, deeds and things
as it may consider necessary in connection
with the issue of such new shares including
(without limitation): (I) determine the
class and number of shares to be issued;
(II) determine the issue price of the new
shares; (III) determine the opening and
closing dates of the new issue; (IV)
determine the use of proceeds of the new
issue; (V) determine the class and number
of new shares (if any) to be issued to the
existing shareholders; (VI) make or grant
such offers, agreements and options as may
be necessary in the exercise of such
powers; and (VII) in the case of an offer
or placement of shares to the shareholders
of the Company, exclude shareholders of the
Company who are resident outside the PRC or
the Hong Kong Special Administrative CONTD
CONT CONTD Region of the PRC on account of Non-Voting
prohibitions or requirements under overseas
laws or regulations or for some other
reason(s) which the Board considers
expedient; (b) increase the registered
capital of the Company in accordance with
the actual increase of capital by issuing
shares pursuant to sub-paragraph (1) of
this resolution, register the increased
capital with the relevant authorities in
the PRC and make such amendments to the
articles of association of the Company as
it thinks fi t so as to reflect the
increase in the registered capital of the
Company; and (c) make all necessary fi
lings and registrations with the relevant
PRC, Hong Kong and/or other authorities For
the purpose of this resolution: "A Shares"
means domestic shares in the share capital
of the Company, with a nominal value of
RMB1.00 each, which CONTD
CONT CONTD are subscribed for and traded in Non-Voting
Renminbi by the PRC investors; "Board"
means the board of directors of the
Company; "H Shares" means the overseas
listed foreign shares in the share capital
of the Company, with a nominal value of
RMB1.00 each, which are subscribed for and
traded in Hong Kong dollars; and "Relevant
Period" means the period from the passing
of this resolution until whichever is the
earliest of: (a) the conclusion of the next
annual general meeting of the Company
following the passing of this resolution;
or (b) the expiration of the 12-month
period following the passing of this
resolution; or (c) the date on which the
authority set out this resolution is
revoked or varied by a special resolution
of the shareholders in a general meeting
23 That the Board be and is hereby authorised Mgmt For For
to repurchase A Shares and H Shares of the
Company: (a) subject to paragraphs (b) and
(c) below, the exercise by the Board during
the Relevant Period of all the powers of
the Company to repurchase A Shares of RMB1
each of the Company in issue and listed on
the Shanghai Stock Exchange and H Shares of
RMB1 each of the Company in issue and
listed on the Hong Kong Stock Exchange,
subject to and in accordance with all
applicable laws, regulations and rules
and/or requirements of the governmental or
regulatory body of securities in the PRC,
the Hong Kong Stock Exchange, the Shanghai
Stock Exchange or any other governmental or
regulatory body be and is hereby approved;
(b) the aggregate nominal amount of A
Shares authorised to be repurchased
pursuant to the approval in paragraph (a)
CONTD
CONT CONTD above during the Relevant Period Non-Voting
shall not exceed 10% of the number of A
Shares in issue as at the date of the
passing of this resolution and the passing
of the relevant resolutions at the class
meetings of shareholders of the Company.
Pursuant to the PRC laws and regulations,
if the Company wishes to repurchase A
Shares, the Company is required to seek
further approval from its shareholders in a
general meeting for the repurchase of A
Shares even where the general mandate set
out above is granted, but the Company is
not required to seek shareholders' approval
at the A Shareholders' Class Meeting or the
H Shareholders' Class Meeting. The
aggregate nominal amount of H Shares
authorised to be repurchased pursuant to
the approval in paragraph (a) above during
the Relevant Period shall not exceed 10% of
the number of H CONTD
CONT CONTD Shares in issue as at the date of the Non-Voting
passing of this resolution and the passing
of the relevant resolutions at the class
meetings of shareholders of the Company (c)
the approval in paragraph (a) above shall
be conditional upon: the passing of a
special resolution in the same terms as the
resolution set out in this paragraph
(except for this sub-paragraph (c)) at the
H Shareholders' Class Meeting of the
Company to be held on Friday, 9 May 2014
(or on such adjourned date as may be
applicable); and the A Shareholders' Class
Meeting of the Company to be held on
Friday, 9 May 2014 (or on such adjourned
date as may be applicable); (d) subject to
the approval of all relevant government
authorities in the PRC for the repurchase
of such shares of the Company being granted
and subject to the above-mentioned
conditions, the CONTD
CONT CONTD Board be and is hereby authorised to: Non-Voting
(i) execute all such documents and do all
such acts and things and to sign all
documents and to take any steps as they
consider desirable, necessary or expedient
in connection with and to give effect to
the repurchase of shares contemplated under
paragraph (a) above in accordance with the
applicable laws, regulations and rules; and
(ii) make amendments to the articles of
association of the Company as deemed
appropriate by the Board so as to reduce
the registered capital of the Company and
to reflect the new capital structure of the
Company and to make related statutory
registration and fi ling procedures; and
(e) for the purpose of this resolution: "A
Shares" means domestic shares in the share
capital of the Company, with a nominal
value of RMB1.00 each, which are subscribed
CONTD
CONT CONTD for and traded in Renminbi by the PRC Non-Voting
investors; "A Shareholder(s)" means holders
of A Share(s); "A Shareholders' Class
Meeting" means the class meeting of A
Shareholders; "Board" means the board of
directors of the Company; "H Shares" means
the overseas listed foreign shares in the
share capital of the Company, with a
nominal value of RMB1.00 each, which are
subscribed for and traded in Hong Kong
dollars "H Shareholder(s)" means holders of
H Share(s); "H Shareholders' Class Meeting"
means the class meeting of H Shareholders;
"Hong Kong Stock Exchange" means The Stock
Exchange of Hong Kong Limited; and
"Relevant Period" means the period from the
passing of this special resolution until
whichever is the earlier of: (i) the
conclusion of the next annual general
meeting of the Company following the
passing of this CONTD
CONT CONTD resolution; (ii) the expiration of a Non-Voting
period of twelve months following the
passing of this resolution at the annual
general meeting, and the relevant
resolutions at the H Shareholders' Class
Meeting and the A Shareholders' Class
Meeting; or (iii) the date on which the
authority conferred by this special
resolution is revoked or varied by a
special resolution of shareholders at a
general meeting, or by a special resolution
of shareholders at a H Shareholders' Class
Meeting or an A Shareholders' Class Meeting
CMMT 25 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO THE TEXT OF
RESOLUTION 18. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GREAT WALL MOTOR CO LTD Agenda Number: 705059144
--------------------------------------------------------------------------------------------------------------------------
Security: Y2882P106
Meeting Type: CLS
Meeting Date: 09-May-2014
Ticker:
ISIN: CNE100000338
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0321/LTN20140321948.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0321/LTN20140321992.pdf
1 That the Board be and is hereby authorised Mgmt For For
to repurchase A Shares and H Shares of the
Company: (a) subject to paragraphs (b) and
(c) below, the exercise by the Board during
the Relevant Period of all the powers of
the Company to repurchase A Shares of RMB1
each of the Company in issue and listed on
the Shanghai Stock Exchange and H Shares of
RMB1 each of the Company in issue and
listed on the Hong Kong Stock Exchange,
subject to and in accordance with all
applicable laws, regulations and rules
and/or requirements of the governmental or
regulatory body of securities in the PRC,
the Hong Kong Stock Exchange, the Shanghai
Stock Exchange or any other governmental or
regulatory body be and is hereby approved;
(b) the aggregate nominal amount of A
Shares authorised to be repurchased
pursuant to the approval in paragraph (a)
CONTD
CONT CONTD above during the Relevant Period Non-Voting
shall not exceed 10% of the number of A
Shares in issue as at the date of the
passing of this resolution and the passing
of the relevant resolutions at the annual
general meeting of the Company and the A
Shareholders' Class Meeting. Pursuant to
the PRC laws and regulations, if the
Company wishes to repurchase A Shares, the
Company is required to seek further
approval from its shareholders in a general
meeting for the repurchase of A Shares even
where the general mandate set out above is
granted, but the Company is not required to
seek shareholders' approval at the A
Shareholders' Class Meeting or the H
Shareholders' Class Meeting. The aggregate
nominal amount of H Shares authorised to be
repurchased pursuant to the approval in
paragraph (a) above during the Relevant
Period shall not CONTD
CONT CONTD exceed 10% of the number of H Shares Non-Voting
in issue as at the date of the passing of
this resolution and the passing of the
relevant resolutions at the annual general
meeting of the Company and the A
Shareholders' Class Meeting; (c) the
approval in paragraph (a) above shall be
conditional upon: the passing of a special
resolution in the same terms as the
resolution set out in this paragraph
(except for this sub-paragraph (c)) at the
annual general meeting of the Company to be
held on Friday, 9 May 2014 (or on such
adjourned date as may be applicable); and
the A Shareholders' Class Meeting of the
Company to be held on Friday, 9 May 2014
(or on such adjourned date as may be
applicable); (d) subject to the approval of
all relevant government authorities in the
PRC for the repurchase of such shares of
the Company being CONTD
CONT CONTD granted and subject to the Non-Voting
above-mentioned conditions, the Board be
and is hereby authorised to: (i) execute
all such documents and do all such acts and
things and to sign all documents and to
take any steps as they consider desirable,
necessary or expedient in connection with
and to give effect to the repurchase of
shares contemplated under paragraph (a)
above in accordance with the applicable
laws, regulations and rules; and (ii) make
amendments to the articles of association
of the Company as deemed appropriate by the
Board so as to reduce the registered
capital of the Company and to reflect the
new capital structure of the Company and to
make related statutory registration and
fi ling procedures; and (e) for the purpose
of this resolution: "A Shares" means
domestic shares in the share capital of the
Company, CONTD
CONT CONTD with a nominal value of RMB1.00 each, Non-Voting
which are subscribed for and traded in
Renminbi by the PRC investors; "A
Shareholder(s)" means holders of A
Share(s); "A Shareholders' Class Meeting"
means the class meeting of A Shareholders;
"Board" means the board of directors of the
Company; "H Shares" means the overseas
listed foreign shares in the share capital
of the Company, with a nominal value of
RMB1.00 each, which are subscribed for and
traded in Hong Kong dollars; "H
Shareholder(s)" means holders of H
Share(s); "H Shareholders' Class Meeting"
means the class meeting of H Shareholders;
"Hong Kong Stock Exchange" means The Stock
Exchange of Hong Kong Limited; and
"Relevant Period" means the period from the
passing of this special resolution until
whichever is the earlier of: (i) the
conclusion of the next annual CONTD
CONT CONTD general meeting of the Company Non-Voting
following the passing of this resolution;
(ii) the expiration of a period of twelve
months following the passing of this
resolution at the H Shareholders' Class
Meeting and the relevant resolutions at the
annual general meeting and the A
Shareholders' Class Meeting; or (iii) the
date on which the authority conferred by
this special resolution is revoked or
varied by a special resolution of
shareholders at a general meeting, or by a
special resolution of shareholders at a H
Shareholders' Class Meeting or an A
Shareholders' Class Meeting
--------------------------------------------------------------------------------------------------------------------------
GS HOME SHOPPING INC, SEOUL Agenda Number: 704966146
--------------------------------------------------------------------------------------------------------------------------
Security: Y2901Q101
Meeting Type: AGM
Meeting Date: 14-Mar-2014
Ticker:
ISIN: KR7028150001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement Mgmt For For
2.1 Election of inside director: Sung Koo Cho Mgmt For For
2.2 Election of other non-executive director: Mgmt For For
Seung Jo Heo
2.3 Election of other non-executive director: Mgmt For For
Jong Seung Won
2.4 Election of outside director: Hwa Seop Lee Mgmt For For
3 Election of audit committee member as Mgmt For For
outside director, Hwa Seop Lee
4 Approval of limit of remuneration for Mgmt For For
directors
--------------------------------------------------------------------------------------------------------------------------
GUANGZHOU R&F PROPERTIES COMPANY LTD, GUANGZHOU Agenda Number: 704717846
--------------------------------------------------------------------------------------------------------------------------
Security: Y2933F115
Meeting Type: EGM
Meeting Date: 18-Oct-2013
Ticker:
ISIN: CNE100000569
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0902/LTN20130902083.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0902/LTN20130902465.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
1.i That each of the following proposed item in Mgmt For For
respect of the proposed issue of Domestic
Corporate Bonds in the PRC be and is hereby
individually approved (subject to the
approval of the CSRC and the conditions of
the bonds market in the PRC): Issuer:
Guangzhou R&F Properties Co., Ltd
1.ii That each of the following proposed item in Mgmt For For
respect of the proposed issue of Domestic
Corporate Bonds in the PRC be and is hereby
individually approved (subject to the
approval of the CSRC and the conditions of
the bonds market in the PRC): Place of
issue: the PRC
1.iii That each of the following proposed item in Mgmt For For
respect of the proposed issue of Domestic
Corporate Bonds in the PRC be and is hereby
individually approved (subject to the
approval of the CSRC and the conditions of
the bonds market in the PRC): Size of
issue: The aggregate principal amount shall
not be more than RMB6.0 billion
1.iv That each of the following proposed item in Mgmt For For
respect of the proposed issue of Domestic
Corporate Bonds in the PRC be and is hereby
individually approved (subject to the
approval of the CSRC and the conditions of
the bonds market in the PRC): Arrangement
for Shareholders: The Domestic Corporate
Bonds will not be placed to existing
Shareholders on a preferential basis
1.v That each of the following proposed item in Mgmt For For
respect of the proposed issue of Domestic
Corporate Bonds in the PRC be and is hereby
individually approved (subject to the
approval of the CSRC and the conditions of
the bonds market in the PRC): Maturity: 5
to 10 years
1.vi That each of the following proposed item in Mgmt For For
respect of the proposed issue of Domestic
Corporate Bonds in the PRC be and is hereby
individually approved (subject to the
approval of the CSRC and the conditions of
the bonds market in the PRC): Use of
proceeds: To repay part of the existing
bank loans and to supplement the working
capital of the Company
1.vii That each of the following proposed item in Mgmt For For
respect of the proposed issue of Domestic
Corporate Bonds in the PRC be and is hereby
individually approved (subject to the
approval of the CSRC and the conditions of
the bonds market in the PRC): Listing:
Subject to the satisfaction of the relevant
requirements for listing, an application
for listing of the Domestic Corporate Bonds
on a domestic stock exchange as approved by
the relevant PRC regulatory authorities
will be made
1viii That each of the following proposed item in Mgmt For For
respect of the proposed issue of Domestic
Corporate Bonds in the PRC be and is hereby
individually approved (subject to the
approval of the CSRC and the conditions of
the bonds market in the PRC): Validity
period for the issue: Subject to approval
by Shareholders and CSRC, the validity
period for the issue of the Domestic
Corporate Bonds shall be 24 months from the
date of approval by CSRC
2 That the board of directors of the Company Mgmt For For
be and is hereby authorised to deal with
all matters in connection with the issue of
the Domestic Corporate Bonds in the PRC,
including but not limited to the following:
(i) implement specific plan for the issue
of the Domestic Corporate Bonds according
to market conditions, including but not
limited to the timing of issue, issue size,
issue price, maturity, whether to issue in
tranches and their respective size and
maturity, interest rate and method of
determination, conditions for redemption or
repurchase, guarantees, place of issue and
listing, other terms of the bonds and all
other matters relating to the issue of the
Domestic Corporate Bonds; (ii) determine
the final use of the proceeds in accordance
with the needs of the Company; (iii) decide
and appoint intermediaries and CONTD
CONT CONTD a trustee for the proposed issue of Non-Voting
the Domestic Corporate Bonds; (iv) apply to
the relevant PRC regulatory authorities to
issue the Domestic Corporate Bonds and make
appropriate adjustments to the plan for the
issue and terms of the Domestic Corporate
Bonds in accordance with the feedback (if
any) from the relevant PRC regulatory
authorities; (v) deal with any matters
relating to the issue and listing of the
Domestic Corporate Bonds pursuant to the
relevant rules of the relevant domestic
stock exchange(s); (vi) approve and execute
relevant legal documents relating to the
issue and listing of the Domestic Corporate
Bonds and make appropriate disclosure; and
(vii) take all necessary actions to
determine and make arrangements for all
matters relating to the proposed issue and
listing of the Domestic Corporate Bonds,
CONTD
CONT CONTD including exercising discretion to Non-Voting
delay or temporarily suspend the issue of
the Domestic Corporate Bonds should such
event of force majeure or other situations
make the issue of the Domestic Corporate
Bonds difficult or would not be beneficial
to the Company even if it could be issued
3 That the following measures to be Mgmt For For
implemented by the Company in the event of
expected inability to repay principals and
interest of the Domestic Corporate Bonds as
scheduled or the Company is unable to repay
the principals or interests of the Domestic
Corporate Bonds as they become due be and
are hereby approved: (i) no dividends will
be distributed to Shareholders; (ii)
suspend capital expenditure, such as major
external investments, acquisitions and
mergers; (iii) salary and bonus of
Directors and senior management of the
Company will be reduced or suspended; and
(iv) no key officers will be allowed to
leave office
--------------------------------------------------------------------------------------------------------------------------
GUANGZHOU R&F PROPERTIES COMPANY LTD, GUANGZHOU Agenda Number: 705147189
--------------------------------------------------------------------------------------------------------------------------
Security: Y2933F115
Meeting Type: AGM
Meeting Date: 29-May-2014
Ticker:
ISIN: CNE100000569
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0411/LTN20140411264.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0411/LTN20140411278.pdf
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS (THE "BOARD") FOR THE
YEAR ENDED 31 DECEMBER 2013
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR ENDED 31 DECEMBER 2013
3 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORT OF THE
AUDITORS FOR THE YEAR ENDED 31 DECEMBER
2013
4 TO CONSIDER AND DECLARE A FINAL DIVIDEND Mgmt For For
FOR THE YEAR ENDED 31 DECEMBER 2013 OF
RMB0.5 PER SHARE
5 TO CONSIDER AND RE-APPOINT Mgmt For For
PRICEWATERHOUSECOOPERS AS AUDITORS OF THE
COMPANY, AND TO AUTHORIZE THE BOARD TO FIX
THE REMUNERATION OF THE AUDITORS
6 TO AUTHORIZE THE BOARD TO DECIDE ON MATTERS Mgmt For For
RELATING TO THE PAYMENT OF INTERIM DIVIDEND
FOR THE SIX MONTHS ENDED 30 JUNE 2014
7.a TO CONSIDER AND RE-ELECT THE FOLLOWING Mgmt For For
RETIRING DIRECTOR AS DIRECTOR, AND
AUTHORIZE THE BOARD TO FIX THE REMUNERATION
OF THE DIRECTOR: MS. LI HELEN AS THE
COMPANY'S NON-EXECUTIVE DIRECTOR
7.b TO CONSIDER AND RE-ELECT THE FOLLOWING Mgmt For For
RETIRING DIRECTOR AS DIRECTOR, AND
AUTHORIZE THE BOARD TO FIX THE REMUNERATION
OF THE DIRECTOR: MR. HUANG KAIWEN AS THE
COMPANY'S INDEPENDENT NON-EXECUTIVE
DIRECTOR
7.c TO CONSIDER AND RE-ELECT THE FOLLOWING Mgmt For For
RETIRING DIRECTOR AS DIRECTOR, AND
AUTHORIZE THE BOARD TO FIX THE REMUNERATION
OF THE DIRECTOR: MR. LAI MING JOSEPH AS THE
COMPANY'S INDEPENDENT NON-EXECUTIVE
DIRECTOR
8 TO CONSIDER AND APPROVE THE COMPANY TO Mgmt Against Against
EXTEND GUARANTEE UP TO AN AMOUNT OF RMB30
BILLION IN AGGREGATE ON BEHALF OF THE
COMPANY'S SUBSIDIARIES UNDER ANY OF THE
FOLLOWING CIRCUMSTANCES: (A) TOTAL EXTERNAL
GUARANTEES (INCLUDING GUARANTEES TO
SUBSIDIARIES) OF THE COMPANY AND ITS
SUBSIDIARIES EXCEED 50% OF THE LATEST
AUDITED NET ASSETS VALUE; (B) TOTAL
EXTERNAL GUARANTEES (INCLUDING GUARANTEES
TO SUBSIDIARIES) OF THE COMPANY EXCEED 30%
OF THE LATEST AUDITED TOTAL ASSETS VALUE;
(C) THE DEBT TO ASSET RATIO OF THE
SUBSIDIARY FOR WHICH GUARANTEE IS TO BE
PROVIDED IS OVER 70%; OR (D) THE GUARANTEE
TO BE PROVIDED TO A SUBSIDIARY EXCEED 10%
OF THE COMPANY'S LATEST AUDITED NET ASSETS
VALUE. GUARANTEES EXTENDED WILL HAVE TO BE
CONFIRMED AT THE NEXT ANNUAL GENERAL
MEETING
9 TO CONSIDER AND APPROVE THE GUARANTEES Mgmt Against Against
EXTENDED IN 2013 PURSUANT TO THE SPECIAL
RESOLUTION NO. 9 OF 2012 ANNUAL GENERAL
MEETING
10 TO GRANT AN UNCONDITIONAL AND GENERAL Mgmt Against Against
MANDATE TO THE BOARD TO ISSUE, ALLOT AND
DEAL IN ADDITIONAL SHARES IN THE CAPITAL OF
THE COMPANY AND TO AUTHORIZE THE BOARD TO
EXECUTE ALL SUCH RELEVANT DOCUMENTS AND TO
MAKE THE NECESSARY AMENDMENTS TO THE
ARTICLES OF ASSOCIATION AS THE BOARD THINKS
FIT
11 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE ARTICLE OF ASSOCIATION OF
THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
HALLA VISTEON CLIMATE CONTROL CORP, TAEJON Agenda Number: 704979446
--------------------------------------------------------------------------------------------------------------------------
Security: Y29874107
Meeting Type: AGM
Meeting Date: 12-Mar-2014
Ticker:
ISIN: KR7018880005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Amendment of articles of incorporation Mgmt For For
3 Election of director David M Roden, Baek Mgmt For For
Man Gi, No Jae Man, An Deu Re Ai Gai Geo
4 Election of audit committee member David M Mgmt For For
Roden, Baek Man Gi, No Jae Man
5 Amendment of articles on retirement Mgmt Abstain Against
allowance for director
6 Approval of remuneration for director Mgmt Abstain Against
7 Approval of remuneration for auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HARVEY NORMAN HOLDINGS LTD Agenda Number: 704790167
--------------------------------------------------------------------------------------------------------------------------
Security: Q4525E117
Meeting Type: AGM
Meeting Date: 26-Nov-2013
Ticker:
ISIN: AU000000HVN7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 2 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
1 To receive the Company's Financial Report Mgmt For For
for 30 June 2013
2 To adopt the Remuneration Report for 30 Mgmt Abstain Against
June 2013
3 Declaration of dividend as recommended by Mgmt For For
the Board: 4.5 cents per share
4 That Kay Lesley Page, a Director who Mgmt For For
retires by rotation at the close of the
meeting in accordance with Article 63A of
the Constitution of the Company and being
eligible, be re-elected as a Director of
the Company
5 That David Matthew Ackery, a Director who Mgmt Against Against
retires by rotation at the close of the
meeting in accordance with Article 63A of
the Constitution of the Company and being
eligible, be re-elected as a Director of
the Company
6 That John Evyn Slack-Smith, a Director who Mgmt Against Against
retires by rotation at the close of the
meeting in accordance with Article 63A of
the Constitution of the Company and being
eligible, be re-elected as a Director of
the Company
7 That Kenneth William Gunderson-Briggs, a Mgmt For For
Director who retires by rotation at the
close of the meeting in accordance with
Article 63A of the Constitution of the
Company and being eligible, be re-elected
as a Director of the Company
--------------------------------------------------------------------------------------------------------------------------
HON HAI PRECISION INDUSTRY CO LTD Agenda Number: 705347715
--------------------------------------------------------------------------------------------------------------------------
Security: Y36861105
Meeting Type: AGM
Meeting Date: 25-Jun-2014
Ticker:
ISIN: TW0002317005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
I CHAIRMAN TO ANNOUNCE THE COMMENCEMENT OF Non-Voting
MEETING
II.1 TO REPORT BUSINESS OF 2013 Non-Voting
II.2 STATUTORY AUDITORS' REVIEW OF 2013 AUDITED Non-Voting
FINANCIAL STATEMENTS
II.3 STATUS REPORT OF COMPANY'S INDIRECT Non-Voting
INVESTMENT IN MAINLAND CHINA
II.4 STATUS REPORT OF DOMESTIC CORPORATE BOND Non-Voting
ISSUANCE
III.1 RATIFICATION OF THE 2013 BUSINESS REPORT Mgmt For For
AND AUDITED FINANCIAL STATEMENTS
III.2 RATIFICATION OF THE PROPOSAL FOR Mgmt For For
DISTRIBUTION OF 2013 PROFITS
III.3 DISCUSSION TO APPROVE THE ISSUANCE OF NEW Mgmt For For
SHARES FOR CAPITAL INCREASE BY EARNINGS
RE-CAPITALIZATION
III.4 DISCUSSION TO APPROVE THE ISSUANCE OF Mgmt For For
GLOBAL DEPOSITORY RECEIPTS ("GDRs")
III.5 DISCUSSION TO APPROVE THE LIFTING OF Mgmt For For
DIRECTOR NON-COMPETITION RESTRICTIONS
III.6 DISCUSSION OF AMENDMENTS TO THE COMPANY'S Mgmt For For
"PROCEDURES FOR ASSET ACQUISITION &
DISPOSAL"
III.7 DISCUSSION OF AMENDMENTS TO THE COMPANY'S Mgmt For For
ARTICLES OF INCORPORATION
IV EXTRAORDINARY MOTIONS Non-Voting
V ADJOURNMENT Non-Voting
--------------------------------------------------------------------------------------------------------------------------
HUANENG POWER INTERNATIONAL INC, BEIJING Agenda Number: 704910416
--------------------------------------------------------------------------------------------------------------------------
Security: Y3744A105
Meeting Type: EGM
Meeting Date: 11-Feb-2014
Ticker:
ISIN: CNE1000006Z4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1227/LTN20131227617.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1227/LTN20131227623.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION "1", ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 To consider and approve the "Resolution Mgmt For For
regarding the 2014 Continuing Connected
Transactions between the Company and
Huaneng Group", including Huaneng Group
Framework Agreement and the transaction
caps thereof
--------------------------------------------------------------------------------------------------------------------------
HUTCHISON WHAMPOA LTD, HONG KONG Agenda Number: 705123040
--------------------------------------------------------------------------------------------------------------------------
Security: Y38024108
Meeting Type: AGM
Meeting Date: 16-May-2014
Ticker:
ISIN: HK0013000119
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0407/LTN20140407723.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0407/LTN20140407727.pdf
1 TO RECEIVE AND ADOPT THE STATEMENT OF Mgmt For For
AUDITED ACCOUNTS, REPORT OF THE DIRECTORS
AND REPORT OF THE AUDITOR FOR THE YEAR
ENDED 31 DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.a TO RE-ELECT MR FOK KIN NING, CANNING AS A Mgmt For For
DIRECTOR
3.b TO RE-ELECT MR LAI KAI MING, DOMINIC AS A Mgmt Against Against
DIRECTOR
3.c TO RE-ELECT MR KAM HING LAM AS A DIRECTOR Mgmt Against Against
3.d TO RE-ELECT MR WILLIAM SHURNIAK AS A Mgmt For For
DIRECTOR
3.e TO RE-ELECT MR WONG CHUNG HIN AS A DIRECTOR Mgmt For For
4 TO APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
DIRECTORS TO FIX THE AUDITOR'S REMUNERATION
5.1 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE ADDITIONAL SHARES
5.2 TO APPROVE THE BUY-BACK BY THE COMPANY OF Mgmt For For
ITS OWN SHARES
5.3 TO EXTEND THE GENERAL MANDATE IN ORDINARY Mgmt Against Against
RESOLUTION NO. 5(1) TO ISSUE ADDITIONAL
SHARES
6 TO ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
7.1 TO ADD THE CHINESE NAME OF THE COMPANY TO Mgmt For For
ITS EXISTING NAME: THE CHINESE NAME OF THE
COMPANY "AS SPECIFIED" BE ADDED TO ITS
EXISTING COMPANY NAME "HUTCHISON WHAMPOA
LIMITED" SUCH THAT THE NAME OF THE COMPANY
BECOMES "HUTCHISON WHAMPOA LIMITED "AS
SPECIFIED"
7.2 TO AMEND THE ARTICLES OF ASSOCIATION UPON Mgmt For For
THE NEW COMPANY NAME IS EFFECTIVE: ARTICLE
3
--------------------------------------------------------------------------------------------------------------------------
HYUNDAI MOBIS, SEOUL Agenda Number: 704975765
--------------------------------------------------------------------------------------------------------------------------
Security: Y3849A109
Meeting Type: AGM
Meeting Date: 14-Mar-2014
Ticker:
ISIN: KR7012330007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Financial Statements, Allocation of Mgmt No vote
Income, and dividend of KRW 1,950 per Share
2 Election of director Jeong Ui Seon, Jeong Mgmt No vote
Myeong Cheol, I Tae Un, I Byeong Ju
3 Election of audit committee member I Tae Mgmt No vote
Un, I Byeong Ju
4 Approval of remuneration for director Mgmt No vote
CMMT 04 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT
IN RESOLUTION 1. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HYUNDAI MOTOR CO LTD, SEOUL Agenda Number: 704973317
--------------------------------------------------------------------------------------------------------------------------
Security: Y38472109
Meeting Type: AGM
Meeting Date: 14-Mar-2014
Ticker:
ISIN: KR7005380001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 282906 DUE TO ADDITION OF
RESOLUTIONS "2, 3 AND 4". ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1 Approve Financial Statements, Allocation of Mgmt Take No Action
Income, and Dividend of KRW 1,950 per Share
2 Election of inside director candidate: Mgmt Take No Action
Jeong Mong Gu; Election of outside director
candidate: Oh Se Bin
3 Election of the member of audit committee, Mgmt Take No Action
who is the external director candidate: Oh
Se Bin
4 Approval of remuneration limit of directors Mgmt Take No Action
CMMT 04 Mar 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT
IN RESOLUTION 1. IF YOU HAVE ALREADY SENT
IN YOUR VOTES FOR MID: 284681 PLEASE DO NOT
REVOTE ON THIS MEETING UNLESS YOU DECIDE TO
AMEND YOUR INSTRUCTIONS.
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI Agenda Number: 704670480
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B112
Meeting Type: EGM
Meeting Date: 10-Sep-2013
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0725/LTN20130725134.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0725/LTN20130725190.pdf
1 To consider and approve the payment of Mgmt For For
remuneration to directors and supervisors
of the Bank for 2012
2 To consider and approve the election Mr. Yi Mgmt For For
Xiqun as an independent non-executive
director of the Bank
3 To consider and approve the election Mr. Fu Mgmt For For
Zhongjun as a non-executive director of the
Bank
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI Agenda Number: 704980754
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B112
Meeting Type: EGM
Meeting Date: 15-Apr-2014
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0226/LTN20140226318.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0226/LTN20140226289.pdf
1 To consider and approve the election of Mr. Mgmt For For
Zhang Hongli as an executive director of
the Bank
2 To consider and approve the fixed assets Mgmt For For
investment budget for 2014 of the Bank
cmmt 27 FEB 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF ACTUAL RECORD
DATE. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI Agenda Number: 705172017
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B112
Meeting Type: AGM
Meeting Date: 06-Jun-2014
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0415/LTN201404151065.pdf
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0415/LTN201404151101.pdf
1 TO CONSIDER AND APPROVE THE 2013 WORK Mgmt For For
REPORT OF THE BOARD OF DIRECTORS OF THE
BANK
2 TO CONSIDER AND APPROVE THE 2013 WORK Mgmt For For
REPORT OF THE BOARD OF SUPERVISORS OF THE
BANK
3 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
ZHAO LIN AS A SHAREHOLDER SUPERVISOR OF THE
BANK
4 TO CONSIDER AND APPROVE THE BANK'S 2013 Mgmt For For
AUDITED ACCOUNTS
5 TO CONSIDER AND APPROVE THE BANK'S 2013 Mgmt For For
PROFIT DISTRIBUTION PLAN
6 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
ENGAGEMENT OF ACCOUNTING FIRM FOR 2014
CMMT 22 MAY 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN SPLIT VOTING
CONDITIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INOTERA MEMORIES INC, TAOYUAN Agenda Number: 704937462
--------------------------------------------------------------------------------------------------------------------------
Security: Y4084K109
Meeting Type: EGM
Meeting Date: 13-Feb-2014
Ticker:
ISIN: TW0003474003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 272465 DUE TO ADDITION OF
RESOLUTIONS 1.1, 1.2, 2.2 AND 2.3. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
1.1 Reports on company affairs: Report on 2013 Non-Voting
private placement of common stock
1.2 Reports on company affairs: Resignation of Non-Voting
supervisor
2.1 Proposal for a new issue of common stock Mgmt For For
through additional proposal for use of the
common stock or overseas DR program
2.2 Proposal for 2012 a cash offering by Mgmt For For
private placement
2.3 Proposal for 2013 a cash offering by Mgmt For For
private placement
--------------------------------------------------------------------------------------------------------------------------
INOTERA MEMORIES INC, TAOYUAN Agenda Number: 705146620
--------------------------------------------------------------------------------------------------------------------------
Security: Y4084K109
Meeting Type: AGM
Meeting Date: 08-May-2014
Ticker:
ISIN: TW0003474003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU.
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 THE STATUS OF REPRESENTATIVE REASSIGNMENT Non-Voting
OF THE DIRECTORS
B.1 THE 2013 FINANCIAL STATEMENTS Mgmt For For
B.2 THE APPROPRIATION FOR OFFSETTING DEFICIT OF Mgmt For For
YEAR 2013
B.3 THE REVISION TO THE ARTICLES OF Mgmt For For
INCORPORATION
B.4 THE REVISION TO THE RULES OF SHAREHOLDER Mgmt For For
MEETING
B.5 THE REVISION TO THE PROCEDURES OF ELECTION Mgmt For For
OF THE DIRECTORS AND SUPERVISORS
B.6 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.7 THE REVISION TO THE PROCEDURES OF TRADING Mgmt For For
DERIVATIVES
B.8 THE REVISION TO THE PROCEDURES OF MONETARY Mgmt For For
LOANS,ENDORSEMENT AND GUARANTEE
B.9.1 THE ELECTION OF THE DIRECTOR: NANYA Mgmt For For
TECHNOLOGY CORPORATION-REPRESENT:MR.
CHARLES KAU
B.9.2 THE ELECTION OF THE DIRECTOR: NANYA Mgmt For For
TECHNOLOGY
CORPORATION-REPRESENT:WANG,RUEI-HUA
B.9.3 THE ELECTION OF THE DIRECTOR: NANYA Mgmt For For
TECHNOLOGY
CORPORATION-REPRESENT:WU,JIA-JHAO
B.9.4 THE ELECTION OF THE DIRECTOR: NANYA Mgmt For For
TECHNOLOGY CORPORATION-REPRESENT:MR. OTTO
CHANG
B.9.5 THE ELECTION OF THE DIRECTOR: NANYA Mgmt For For
TECHNOLOGY CORPORATION-REPRESENT:HU,YAO-WUN
B.9.6 THE ELECTION OF THE DIRECTOR: NUMONYX Mgmt For For
HOLDINGS BV-REPRESENT: MICHEAL W. SADLER
B.9.7 THE ELECTION OF THE DIRECTOR: NUMONYX Mgmt For For
HOLDINGS BV-REPRESENT: RONALD C. FOSTER
B.9.8 THE ELECTION OF THE DIRECTOR: NUMONYX Mgmt For For
HOLDINGS BV-REPRESENT: SCOTT MEIKLE
B.9.9 THE ELECTION OF THE DIRECTOR: NUMONYX Mgmt For For
HOLDINGS BV-REPRESENT: BRIAN M. SHIRLEY
B9.10 THE ELECTION OF THE DIRECTOR: NUMONYX Mgmt For For
HOLDINGS BV-REPRESENT: WAYNE R. ALLAN
B9.11 THE ELECTION OF THE INDEPENDENT DIRECTOR: Mgmt For For
LIN,CYUAN
B9.12 THE ELECTION OF THE INDEPENDENT DIRECTOR: Mgmt For For
HUANG,MAO-SYONG
B9.13 THE ELECTION OF THE INDEPENDENT DIRECTOR: Mgmt For For
MR. S. J. PAUL CHIEN
B.10 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt Against Against
RESTRICTION ON THE DIRECTORS
CMMT 25 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO TEXT OF
RESOLUTIONS B.9.1, B.9.4, and B.9.13. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
INSURANCE AUSTRALIA GROUP LTD Agenda Number: 704741176
--------------------------------------------------------------------------------------------------------------------------
Security: Q49361100
Meeting Type: AGM
Meeting Date: 30-Oct-2013
Ticker:
ISIN: AU000000IAG3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1,2 AND 8 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (1,2 AND 8), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
1 To adopt the Remuneration Report Mgmt Abstain Against
2 Approve the allocation of share rights to Mgmt Abstain Against
the Managing Director & Chief Executive
Officer
3 Re-election of Peter Bush Mgmt For For
4 Re-election of Brian Schwartz Mgmt For For
5 Election of Alison Deans Mgmt For For
6 Election of Raymond Lim Mgmt For For
7 Election of Nora Scheinkestel Mgmt For For
8 The maximum aggregate fees payable per Mgmt Abstain Against
annum to Non-executive Directors
--------------------------------------------------------------------------------------------------------------------------
JARDINE CYCLE & CARRIAGE LTD Agenda Number: 705130918
--------------------------------------------------------------------------------------------------------------------------
Security: Y43703100
Meeting Type: AGM
Meeting Date: 30-Apr-2014
Ticker:
ISIN: SG1B51001017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED 31ST DECEMBER
2013 TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND THE AUDITORS THEREON
2 TO APPROVE THE PAYMENT OF A FINAL ONE-TIER Mgmt For For
TAX EXEMPT DIVIDEND OF USD 0.90 PER SHARE
FOR THE YEAR ENDED 31ST DECEMBER 2013 AS
RECOMMENDED BY THE DIRECTORS
3 TO APPROVE PAYMENT OF DIRECTORS' FEES OF UP Mgmt For For
TO SGD 948,000 FOR THE YEAR ENDING 31ST
DECEMBER 2014. (2013: SGD 998,000)
4.a TO RE-ELECT THE FOLLOWING DIRECTOR RETIRING Mgmt Against Against
PURSUANT TO ARTICLE 94 OF THE ARTICLES OF
ASSOCIATION OF THE COMPANY: MR. JAMES
WATKINS
4.b TO RE-ELECT THE FOLLOWING DIRECTOR RETIRING Mgmt For For
PURSUANT TO ARTICLE 94 OF THE ARTICLES OF
ASSOCIATION OF THE COMPANY: TAN SRI AZLAN
ZAINOL
4.c TO RE-ELECT THE FOLLOWING DIRECTOR RETIRING Mgmt Against Against
PURSUANT TO ARTICLE 94 OF THE ARTICLES OF
ASSOCIATION OF THE COMPANY: MR. MARK
GREENBERG
5 TO AUTHORISE MR. BOON YOON CHIANG TO Mgmt For For
CONTINUE TO ACT AS A DIRECTOR OF THE
COMPANY FROM THE DATE OF THIS ANNUAL
GENERAL MEETING UNTIL THE NEXT ANNUAL
GENERAL MEETING, PURSUANT TO SECTION 153(6)
OF THE COMPANIES ACT, CAP. 50
6 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS AND TO AUTHORISE THE DIRECTORS TO
FIX THEIR REMUNERATION
7.a RENEWAL OF THE SHARE ISSUE MANDATE Mgmt For For
7.b RENEWAL OF THE SHARE PURCHASE MANDATE Mgmt For For
7.c RENEWAL OF THE GENERAL MANDATE FOR Mgmt For For
INTERESTED PERSON TRANSACTIONS
--------------------------------------------------------------------------------------------------------------------------
JB HI-FI LIMITED Agenda Number: 704731187
--------------------------------------------------------------------------------------------------------------------------
Security: Q5029L101
Meeting Type: AGM
Meeting Date: 30-Oct-2013
Ticker:
ISIN: AU000000JBH7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 4a AND 4b AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (2, 4a AND 4b), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2 Adoption of the Remuneration Report Mgmt Abstain Against
3a Re-election of Ms Beth Laughton as a Mgmt For For
Director
3b Re-election of Mr Gary Levin as a Director Mgmt For For
4a Approval of grant of Options to Mr Terry Mgmt Abstain Against
Smart
4b Approval of grant of Options to Mr Richard Mgmt Abstain Against
Murray
--------------------------------------------------------------------------------------------------------------------------
JU TENG INTERNATIONAL HOLDINGS LTD Agenda Number: 705103973
--------------------------------------------------------------------------------------------------------------------------
Security: G52105106
Meeting Type: AGM
Meeting Date: 14-May-2014
Ticker:
ISIN: KYG521051063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0402/LTN20140402815.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0402/LTN20140402771.pdf
1 TO RECEIVE AND APPROVE THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
REPORTS OF THE DIRECTORS AND AUDITORS OF
THE COMPANY FOR THE YEAR ENDED 31 DECEMBER
2013
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2013
3.a TO RE-ELECT CHENG LI-YEN AS EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
3.b TO RE-ELECT LO JUNG-TE AS EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
3.c TO RE-ELECT YIP WAI MING AS INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
3.d TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF THE
DIRECTORS
4 TO RE-APPOINT ERNST & YOUNG AS THE AUDITORS Mgmt For For
OF THE COMPANY FOR THE YEAR ENDING 31
DECEMBER 2014 AND TO AUTHORISE THE BOARD OF
DIRECTORS OF THE COMPANY TO FIX THEIR
REMUNERATION
5 TO GRANT A GENERAL AND UNCONDITIONAL Mgmt Against Against
MANDATE TO THE DIRECTORS OF THE COMPANY TO
ALLOT, ISSUE OR OTHERWISE DEAL WITH THE
UNISSUED SHARES IN THE CAPITAL OF THE
COMPANY NOT EXCEEDING 20% OF THE ISSUED
SHARE CAPITAL OF THE COMPANY
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO PURCHASE THE COMPANY'S
SHARES UP TO 10% OF THE ISSUED SHARE
CAPITAL OF THE COMPANY
7 TO ADD THE NOMINAL AMOUNT OF THE SHARES Mgmt Against Against
REPURCHASED BY THE COMPANY TO THE GENERAL
MANDATE GRANTED TO THE DIRECTORS UNDER
RESOLUTION NO.5
--------------------------------------------------------------------------------------------------------------------------
KERRY PROPERTIES LTD Agenda Number: 705077320
--------------------------------------------------------------------------------------------------------------------------
Security: G52440107
Meeting Type: AGM
Meeting Date: 05-May-2014
Ticker:
ISIN: BMG524401079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0328/LTN20140328451.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0328/LTN20140328408.pdf
1 To adopt the audited financial statements Mgmt For For
and the reports of the Directors and the
auditor for the year ended 31 December 2013
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2013
3.a To re-elect Mr. Ho Shut Kan, a retiring Mgmt For For
Director, as a Director
3.b To re-elect Mr. Bryan Pallop Gaw, a Mgmt For For
retiring Director, as a Director
3.c To re-elect Ms. Wong Yu Pok, Marina, a Mgmt For For
retiring Director, as a Director
4 To fix Directors' fees Mgmt For For
5 To re-appoint PricewaterhouseCoopers as Mgmt For For
auditor and to authorize the Directors to
fix its remuneration
6.A To grant a general mandate to the Directors Mgmt Against Against
to allot, issue and deal with additional
Shares not exceeding 20% of the issued
share capital of the Company as at the date
of passing of this resolution
6.B To grant a general mandate to the Directors Mgmt For For
to repurchase Shares in the capital of the
Company not exceeding 10% of the issued
share capital of the Company as at the date
of passing of this resolution
6.C To extend, conditional upon the above Mgmt Against Against
resolution 6B being duly passed, the
general mandate to allot Shares by adding
the aggregate nominal amount of the
repurchased Shares to the 20% general
mandate
--------------------------------------------------------------------------------------------------------------------------
KIA MOTORS CORP, SEOUL Agenda Number: 704984865
--------------------------------------------------------------------------------------------------------------------------
Security: Y47601102
Meeting Type: AGM
Meeting Date: 21-Mar-2014
Ticker:
ISIN: KR7000270009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt No vote
2 Election of Directors: I Sam Ung, Hong Mgmt No vote
Hyeon Guk and I Du Hui
3 Election of audit committee member: Hong Mgmt No vote
Hyeon Guk and I Du Hui
4 Approval of remuneration for Director Mgmt No vote
CMMT 28 FEB 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF NAME FOR
RESOLUTION NOS. 2 AND 3. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
KOREA ELECTRIC POWER CORP, SEOUL Agenda Number: 704784520
--------------------------------------------------------------------------------------------------------------------------
Security: Y48406105
Meeting Type: EGM
Meeting Date: 29-Oct-2013
Ticker:
ISIN: KR7015760002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 241696 DUE TO CHANGE IN SEQUENCE
OF RESOLUTIONS AND APPLICATION OF SPIN
CONTROL FOR DIRECTORS NAMES. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1 Approval of partial amendment to articles Mgmt No vote
of incorporation
2 Dismissal of executive director: Lee Jong Mgmt No vote
Chan
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 3 Non-Voting
CANDIDATES TO BE ELECTED AS DIRECTORS,
THERE IS ONLY 1 VACANCY AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 OF THE 3
DIRECTORS. THANK YOU.
3.1 Election of executive director: Jung Keun Mgmt No vote
Park
3.2 Election of executive director: Hui Yong Mgmt No vote
Lee
3.3 Election of executive director: Kyung Koo Mgmt No vote
Huh
--------------------------------------------------------------------------------------------------------------------------
KOREAN REINSURANCE COMPANY, SEOUL Agenda Number: 704980906
--------------------------------------------------------------------------------------------------------------------------
Security: Y49391108
Meeting Type: AGM
Meeting Date: 14-Mar-2014
Ticker:
ISIN: KR7003690005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt Against Against
2 Amendment of articles of incorporation Mgmt Abstain Against
3 Election of director I Pil Gyu, Gang Yeong Mgmt Abstain Against
Gi, Jang Byeong Gu, Yang Hui San
4 Election of audit committee member who is Mgmt Abstain Against
an outside director Jang Byeong Gu
5 Approval of remuneration for director Mgmt Abstain Against
6 Amendment of articles on retirement Mgmt Abstain Against
allowance for director
--------------------------------------------------------------------------------------------------------------------------
KRUNG THAI BANK PUBLIC COMPANY LIMITED Agenda Number: 705109038
--------------------------------------------------------------------------------------------------------------------------
Security: Y49885208
Meeting Type: AGM
Meeting Date: 11-Apr-2014
Ticker:
ISIN: TH0150010Z11
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 288625 DUE TO ADDITION OF
RESOLUTIONS "6.A TO 6.D". ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE Non-Voting
MEETING SUDDENLY CHANGE THE AGENDA AND/OR
ADD NEW AGENDA DURING THE MEETING, WE WILL
VOTE THAT AGENDA AS ABSTAIN.
1 TO CONSIDER AND ADOPT THE MINUTES OF THE Mgmt For For
20TH ANNUAL ORDINARY GENERAL MEETING ON
FRIDAY 5TH APRIL 2013
2 TO ACKNOWLEDGE THE BOARD OF DIRECTORS Mgmt Abstain Against
ANNUAL REPORT
3 TO CONSIDER AND APPROVE THE FINANCIAL Mgmt For For
STATEMENT FOR THE YEAR ENDING 31ST DECEMBER
2013
4 TO CONSIDER AND APPROVE THE APPROPRIATION Mgmt For For
OF THE 2013 NET PROFIT AND DIVIDEND PAYMENT
5 TO CONSIDER AND APPROVE THE DIRECTORS Mgmt For For
REMUNERATION
6.A TO CONSIDER THE ELECTION OF DIRECTOR TO Mgmt For For
REPLACE THOSE WHO ARE RETIRING UPON
COMPLETION OF THEIR TERMS OF OFFICE :
MR.VORAPAK TANYAWONG AS DIRECTOR
6.B TO CONSIDER THE ELECTION OF DIRECTOR TO Mgmt For For
REPLACE THOSE WHO ARE RETIRING UPON
COMPLETION OF THEIR TERMS OF OFFICE :
MR.VEERAPHAT SRICHAIYA AS DIRECTOR AND
INDEPENDENT DIRECTOR
6.C TO CONSIDER THE ELECTION OF DIRECTOR TO Mgmt For For
REPLACE THOSE WHO ARE RETIRING UPON
COMPLETION OF THEIR TERMS OF OFFICE :
Ms.ARUNPORN LIMSKUL AS DIRECTOR
6.D TO CONSIDER THE ELECTION OF DIRECTOR TO Mgmt For For
REPLACE THOSE WHO ARE RETIRING UPON
COMPLETION OF THEIR TERMS OF OFFICE :
MR.SOMCHAI POOLSAVASDI AS DIRECTOR
7 TO CONSIDER THE ELECTION OF THE BANKS Mgmt For For
AUDITOR AND FIX THE AUDIT FEE
8 OTHER BUSINESS (IF ANY) Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
LARGAN PRECISION CO LTD Agenda Number: 705316861
--------------------------------------------------------------------------------------------------------------------------
Security: Y52144105
Meeting Type: AGM
Meeting Date: 18-Jun-2014
Ticker:
ISIN: TW0003008009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD28.5 PER SHARE
B.3 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.4 EXTRAORDINARY MOTIONS Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
LEND LEASE GROUP Agenda Number: 704778541
--------------------------------------------------------------------------------------------------------------------------
Security: Q55368114
Meeting Type: AGM
Meeting Date: 15-Nov-2013
Ticker:
ISIN: AU000000LLC3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 4 AND 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (3, 4 AND 5), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2.a Re-election of Director-Mr David Crawford Mgmt For For
2.b Re-election of Director-Mrs Jane Hemstritch Mgmt For For
2.c Re-election of Director-Mr David Ryan Mgmt For For
2.d Election of Director-Ms Nicola Wakefield Mgmt For For
Evans
3 Approval of Allocations of Performance Mgmt For For
Securities and Deferred Securities to the
Managing Director
4 Adoption of Remuneration Report Mgmt For For
5 IF YOU INTEND TO VOTE FOR THE REMUNERATION Shr Against For
REPORT, THEN YOU SHOULD VOTE AGAINST THE
SPILL RESOLUTION:That, subject to and
conditional on at least 25% of the votes
cast on resolution 4 being cast against the
adoption of the Remuneration Report: (1) an
extraordinary general meeting of the
Company (the 'Spill Meeting') be held
within 90 days of the passing of this
resolution; (2) all of the Non Executive
Directors in office when the Board
resolution to make the directors' report
for the financial year ended 30 June 2013
was passed (being David Crawford, Colin
Carter, Phillip Colebatch, Peter Goldmark,
Jane Hemstritch, David Ryan and Michael
Ullmer ) and who remain in office at the
time of the Spill Meeting, cease to hold
office immediately before the end of the
Spill Meeting; and (3) resolutions to
appoint persons to offices that will be
vacated immediately before the end of the
Spill Meeting be put to the vote of
shareholders at the Spill Meeting
CMMT 14 OCT 2013: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION IN TEXT OF
RESOLUTION 5. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
LENOVO GROUP LTD Agenda Number: 704572901
--------------------------------------------------------------------------------------------------------------------------
Security: Y5257Y107
Meeting Type: AGM
Meeting Date: 16-Jul-2013
Ticker:
ISIN: HK0992009065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL
LINKS:http://www.hkexnews.hk/listedco/listc
onews/sehk/2013/0531/LTN20130531157.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0531/LTN20130531155.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To receive and consider the audited Mgmt For For
accounts for the year ended March 31, 2013
together with the reports of the directors
and auditor thereon
2 To declare a final dividend for the issued Mgmt For For
ordinary shares for the year ended March
31, 2013
3.a To re-elect Mr. William Tudor Brown as Mgmt For For
director
3.b To re-elect Mr. Yang Yuanqing as director Mgmt For For
3.c To re-elect Dr. Tian Suning as director Mgmt For For
3.d To re-elect Mr. Nicholas C. Allen as Mgmt For For
director
3.e To resolve not to fill up the vacated Mgmt For For
office resulted from the retirement of Dr.
Wu Yibing as director
3.f To authorize the board of directors to fix Mgmt For For
director's fees
4 To re-appoint PricewaterhouseCoopers as Mgmt For For
auditor and authorize the board of
directors to fix auditor's remuneration
5 Ordinary Resolution - To grant a general Mgmt Against Against
mandate to the directors to allot, issue
and deal with additional ordinary shares
not exceeding 20% of the aggregate nominal
amount of the issued ordinary share capital
of the Company
6 Ordinary Resolution - To grant a general Mgmt For For
mandate to the directors to repurchase
ordinary shares not exceeding 10% of the
aggregate nominal amount of the issued
ordinary share capital of the Company
7 Ordinary Resolution - To extend the Mgmt Against Against
general mandate to the directors to issue
new ordinary shares of the Company by
adding the number of the shares repurchased
--------------------------------------------------------------------------------------------------------------------------
LG CORP, SEOUL Agenda Number: 704990438
--------------------------------------------------------------------------------------------------------------------------
Security: Y52755108
Meeting Type: AGM
Meeting Date: 21-Mar-2014
Ticker:
ISIN: KR7003550001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement: expected Mgmt No vote
dividend per share (ordinary share: KRW
1,000/ preferred share: KRW 1,050)
2 Election of director candidates: Jo Jun Ho, Mgmt No vote
Yun Dae Hee
3 Election of audit committee member Mgmt No vote
candidate: Yun Dae Hee
4 Approval of limit of remuneration for Mgmt No vote
directors
CMMT 04-MAR-2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT
FOR RESOLUTION 1 AND CHANGE IN TEXT OF
RESOLUTION 4. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
LI & FUNG LTD Agenda Number: 705140957
--------------------------------------------------------------------------------------------------------------------------
Security: G5485F169
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: BMG5485F1692
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0409/LTN20140409638.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0409/LTN20140409656.pdf
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED ACCOUNTS AND REPORTS OF THE
DIRECTORS AND THE AUDITORS FOR THE YEAR
ENDED 31 DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND OF 34 HK CENTS Mgmt For For
PER SHARE
3.a TO RE-ELECT Dr WILLIAM FUNG KWOK LUN AS Mgmt For For
DIRECTOR
3.b TO RE-ELECT Mr ALLAN WONG CHI YUN AS Mgmt Against Against
DIRECTOR
3.c TO RE-ELECT Mr PAUL EDWARD SELWAY-SWIFT AS Mgmt For For
DIRECTOR
4 TO FIX THE DIRECTORS' FEES Mgmt For For
5 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITORS AND TO AUTHORISE THE DIRECTORS TO
FIX THEIR REMUNERATION
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE THE COMPANY'S SHARES UP TO
10%
7 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES UP TO 10%
8 TO ADOPT SHARE OPTION SCHEME Mgmt Against Against
9 TO APPROVE THE SHARE PREMIUM REDUCTION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LOTTE CHEMICAL CORPORATION, SEOUL Agenda Number: 705003248
--------------------------------------------------------------------------------------------------------------------------
Security: Y5336U100
Meeting Type: AGM
Meeting Date: 21-Mar-2014
Ticker:
ISIN: KR7011170008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt No vote
2 Election of Directors: An Ju Seok, Im Ji Mgmt No vote
Taek, Jeong Dong Gi, Bak Seok Hwan
3 Election of audit committee member who is Mgmt No vote
an outside Directors: Jeong Dong Gi , Bak
Seok Hwan
4 Approval of remuneration for Director Mgmt No vote
5 Amendment of articles on retirement Mgmt No vote
allowance for Director
--------------------------------------------------------------------------------------------------------------------------
LUK FOOK HOLDINGS (INTERNATIONAL) LTD Agenda Number: 704661683
--------------------------------------------------------------------------------------------------------------------------
Security: G5695X125
Meeting Type: AGM
Meeting Date: 20-Aug-2013
Ticker:
ISIN: BMG5695X1258
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0718/LTN20130718361.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0718/LTN20130718357.pdf
1 To receive and consider the Audited Mgmt For For
Consolidated Financial Statements and the
Reports of the Directors and Auditors for
the year ended 31 March 2013
2 To declare the final dividend for the year Mgmt For For
ended 31 March 2013
3.1.a To re-elect the Director: Mr. Tse Moon Mgmt For For
Chuen
3.1.b To re-elect the Director: Miss Yeung Po Mgmt For For
Ling, Pauline
3.1.c To re-elect the Director: Mr. Hui Chiu Mgmt Against Against
Chung
3.1.d To re-elect the Director: Mr. Fok Kwong Man Mgmt For For
3.1.e To re-elect the Director: Mr. Mak Wing Sum, Mgmt For For
Alvin
3.2 To authorise the Board to fix the Mgmt For For
remuneration of Directors
4 To re-appoint PricewaterhouseCoopers as Mgmt For For
auditors of the Company and to authorise
the Board to fix their remuneration
5 To give a general mandate to the Directors Mgmt Against Against
to allot, issue and deal with additional
shares in the capital of the Company
6 To give a general mandate to the Directors Mgmt For For
to repurchase shares in the capital of the
Company
7 Subject to the passing of Resolution 5 and Mgmt Against Against
6, to authorise the Directors to issue
additional shares representing the nominal
value of the shares repurchased by the
Company
--------------------------------------------------------------------------------------------------------------------------
MACQUARIE GROUP LTD, SYDNEY NSW Agenda Number: 704623316
--------------------------------------------------------------------------------------------------------------------------
Security: Q57085104
Meeting Type: AGM
Meeting Date: 25-Jul-2013
Ticker:
ISIN: AU000000MQG1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 4, 5, 6, 7 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (4, 5, 6 AND 7), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2 Re-election of Mr MJ Hawker as a Voting Mgmt For For
Director
3 Election of Mr MJ Coleman as a Voting Mgmt For For
Director
4 To adopt the Remuneration Report of Mgmt For For
Macquarie for the year ended 31 March 2013
5 Approval of Termination Benefits Mgmt For For
6 Approval of Executive Voting Director's Mgmt For For
participation in the Macquarie Group
Employee Retained Equity Plan
7 Approval of the issue of Macquarie Group Mgmt For For
Capital Notes
--------------------------------------------------------------------------------------------------------------------------
MACQUARIE GROUP LTD, SYDNEY NSW Agenda Number: 704838284
--------------------------------------------------------------------------------------------------------------------------
Security: Q57085104
Meeting Type: OGM
Meeting Date: 12-Dec-2013
Ticker:
ISIN: AU000000MQG1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the Constitution of Macquarie Group Mgmt For For
Limited is amended by substituting articles
15.6 and 15.7 in the Schedule to the
Explanatory Memorandum dated 1 November
2013 for the existing articles 15.6 and
15.7 of the Constitution, such amendment to
take immediate effect
2 Approval of Capital Return Mgmt For For
3 Approval of Consolidation Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MALAYAN BANKING BHD MAYBANK Agenda Number: 705035637
--------------------------------------------------------------------------------------------------------------------------
Security: Y54671105
Meeting Type: AGM
Meeting Date: 07-Apr-2014
Ticker:
ISIN: MYL1155OO000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Audited Financial Statements Mgmt For For
for the financial year ended 31 December
2013 together with the Reports of the
Directors and Auditors thereon
2 To approve the payment of a Final Mgmt For For
Single-Tier Dividend in respect of the
financial year ended 31 December 2013 of
single-tier dividend of 31 sen per ordinary
share as recommended by the Board
3 To re-elect the following Director, each of Mgmt For For
who retires by rotation in accordance with
Articles 96 and 97 of the Company's
Articles of Association:- Dato' Dr Tan Tat
Wai
4 To re-elect the following Director, each of Mgmt For For
who retires by rotation in accordance with
Articles 96 and 97 of the Company's
Articles of Association:- Mr Cheah Teik
Seng
5 To re-elect Datuk Abdul Farid Alias who Mgmt For For
retires in accordance with Article 100 of
the Company's Articles of Association
6 To re-appoint Messrs Ernst & Young as Mgmt For For
Auditors of the Company for the financial
year ending 31 December 2014 and to
authorise the Directors to fix their
remuneration
7 Authority to directors to issue shares Mgmt For For
8 Allotment and issuance of new ordinary Mgmt For For
shares of RM1.00 each in Maybank ("Maybank
shares") in relation to the recurrent and
optional dividend reinvestment plan that
allows shareholders of Maybank
("shareholders") to reinvest their dividend
to which the dividend reinvestment plan
applies, in new ordinary shares of RM1.00
each in Maybank ("dividend reinvestment
plan")
9 Proposed allocation of options and/or grant Mgmt For For
of Maybank shares to Datuk Abdul Farid
Alias
--------------------------------------------------------------------------------------------------------------------------
MANDO CORPORATION Agenda Number: 704957109
--------------------------------------------------------------------------------------------------------------------------
Security: ADPV14140
Meeting Type: AGM
Meeting Date: 07-Mar-2014
Ticker:
ISIN: KR7060980000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Amendment of articles of incorporation Mgmt For For
3 Election of director Shin Sa Hyun Mgmt For For
4 Approval of remuneration for director Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
MEDIATEK INCORPORATION Agenda Number: 705302519
--------------------------------------------------------------------------------------------------------------------------
Security: Y5945U103
Meeting Type: AGM
Meeting Date: 12-Jun-2014
Ticker:
ISIN: TW0002454006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 THE STATUS OF MERGER WITH MSTAR Non-Voting
SEMICONDUCTOR
A.4 THE STATUS OF MERGER WITH RALINK TECHNOLOGY Non-Voting
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND:TWD 15 PER SHARE
B.3 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.4 THE REVISION TO THE PROCEDURES OF MONETARY Mgmt For For
LOANS
--------------------------------------------------------------------------------------------------------------------------
MEGAWORLD CORPORATION Agenda Number: 704625978
--------------------------------------------------------------------------------------------------------------------------
Security: Y59481112
Meeting Type: AGM
Meeting Date: 18-Jul-2013
Ticker:
ISIN: PHY594811127
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 205386 DUE TO RECEIPT OF
DIRECTORS NAMES. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 Call to order Mgmt Abstain Against
2 Proof of notice and determination of quorum Mgmt Abstain Against
3 Approval of minutes of the annual meeting Mgmt For For
held on June 15, 2012
4 Annual report of management Mgmt Abstain Against
5 Increase in authorized capital stock Mgmt For For
6 Appointment of external auditors: Mgmt For For
Punongbayan & Araullo
7 Ratification of acts and resolutions of the Mgmt For For
board of directors, board of committees and
management
8 Election of director: Andrew L. Tan Mgmt For For
9 Election of director: Katherine L. Tan Mgmt For For
10 Election of director: Kingson U. Sian Mgmt For For
11 Election of director: Enrique Santos L. Sy Mgmt For For
12 Election of director: Miguel B. Varela Mgmt For For
(independent director)
13 Election of director: Gerardo C. Garcia Mgmt For For
(independent director)
14 Election of director: Roberto S. Guevara Mgmt For For
(independent director)
15 Other matters Mgmt Abstain For
16 Adjournment Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
MEGAWORLD CORPORATION Agenda Number: 705321761
--------------------------------------------------------------------------------------------------------------------------
Security: Y59481112
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: PHY594811127
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 316571 DUE TO RECEIPT OF
DIRECTOR NAMES IN RESOLUTIONS "9 TO 15".
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
1 CALL TO ORDER Mgmt Abstain Against
2 PROOF OF NOTICE AND DETERMINATION OF QUORUM Mgmt Abstain Against
3 APPROVAL OF MINUTES OF THE PREVIOUS ANNUAL Mgmt For For
MEETING
4 ANNUAL REPORT OF MANAGEMENT Mgmt Abstain Against
5 APPOINTMENT OF EXTERNAL AUDITORS Mgmt For For
6 AMENDMENT OF THE THIRD ARTICLE OF THE Mgmt For For
ARTICLES OF INCORPORATION TO REFLECT THE
COMPLETE PRINCIPAL OFFICE ADDRESS OF THE
CORPORATION IN COMPLIANCE WITH SEC
MEMORANDUM CIRCULAR NO. 6, SERIES OF 2014
7 AMENDMENT OF EMPLOYEE STOCK OPTION PLAN TO Mgmt For For
EXTEND THE OPTION EXERCISE PERIOD
8 RATIFICATION OF ACTS AND RESOLUTIONS OF THE Mgmt For For
BOARD OF DIRECTORS, BOARD COMMITTEES AND
MANAGEMENT
9 ELECTION OF DIRECTOR: ANDREW L. TAN Mgmt For For
10 ELECTION OF DIRECTOR: KATHERINE L. TAN Mgmt For For
11 ELECTION OF DIRECTOR: KINGSON U. SIAN Mgmt For For
12 ELECTION OF DIRECTOR: ENRIQUE SANTOS L. SY Mgmt For For
13 ELECTION OF INDEPENDENT DIRECTOR: MIGUEL B. Mgmt For For
VARELA
14 ELECTION OF INDEPENDENT DIRECTOR: GERARDO Mgmt For For
C. GARCIA
15 ELECTION OF INDEPENDENT DIRECTOR: ROBERTO Mgmt For For
S. GUEVARA
16 OTHER MATTERS Mgmt Abstain For
17 ADJOURNMENT Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
MELCO INTERNATIONAL DEVELOPMENT LTD Agenda Number: 705220375
--------------------------------------------------------------------------------------------------------------------------
Security: Y59683188
Meeting Type: AGM
Meeting Date: 13-Jun-2014
Ticker:
ISIN: HK0200030994
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0425/LTN20140425346.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0425/LTN20140425288.pdf
1 TO RECEIVE AND ADOPT THE FINANCIAL Mgmt For For
STATEMENTS AND THE DIRECTORS' AND AUDITOR'S
REPORTS FOR THE YEAR ENDED 31 DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2013
3.a.i TO RE-ELECT MR. HO, LAWRENCE YAU LUNG AS Mgmt For For
DIRECTOR
3a.ii TO RE-ELECT DR. TYEN KAN HEE, ANTHONY AS Mgmt For For
DIRECTOR
3aiii TO RE-ELECT SIR ROGER LOBO, WHO HAS SERVED Mgmt For For
THE COMPANY FOR MORE THAN 9 YEARS, AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.b TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF DIRECTORS
4 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
AUDITOR AND AUTHORISE THE DIRECTORS TO FIX
THEIR REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY
6.i TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES OF THE COMPANY
6.ii TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE NEW SHARES OF THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
METROPOLITAN BANK & TRUST CO. Agenda Number: 705143078
--------------------------------------------------------------------------------------------------------------------------
Security: Y6028G136
Meeting Type: AGM
Meeting Date: 30-Apr-2014
Ticker:
ISIN: PHY6028G1361
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
THE MID 304403 DUE TO CHANGE IN DIRECTORS
NAMES. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
1 CALL TO ORDER Mgmt Abstain Against
2 CERTIFICATION OF NOTICE AND QUORUM Mgmt Abstain Against
3 APPROVAL OF THE MINUTES OF THE ANNUAL Mgmt For For
MEETING HELD ON APRIL 15 2013
4 PRESIDENT'S REPORT TO THE STOCKHOLDERS Mgmt Abstain Against
5 RATIFICATION/APPROVAL OF THE AMENDMENT OF Mgmt For For
THE ARTICLES OF INCORPORATION TO SPECIFY
PRINCIPAL OFFICE ADDRESS (IN COMPLIANCE
WITH SEC MEMORANDUM CIRCULAR NO. 6, SERIES
OF 2014)
6 RATIFICATION OF CORPORATE ACTS Mgmt For For
7 ELECTION OF DIRECTOR: DR. GEORGE S.K. TY Mgmt For For
8 ELECTION OF DIRECTOR: MR. FRANCISCO C. Mgmt For For
SEBASTIAN
9 ELECTION OF DIRECTOR: MR. ARTHUR TY Mgmt For For
10 ELECTION OF DIRECTOR: MR. FABIAN S. DEE Mgmt For For
11 ELECTION OF DIRECTOR: MR. JESLI A. Mgmt For For
LAPUS(INDEPENDENT DIRECTOR)
12 ELECTION OF DIRECTOR: MR. RENATO C. Mgmt For For
VALENCIA(INDEPENDENT DIRECTOR)
13 ELECTION OF DIRECTOR: Ms. REMEDIOS L. Mgmt For For
MACALINCAG(INDEPENDENT DIRECTOR)
14 ELECTION OF DIRECTOR: DR. VICENTE B. Mgmt For For
VALDEPENAS, JR. (INDEPENDENT DIRECTOR)
15 ELECTION OF DIRECTOR: MR. ROBIN A. Mgmt For For
KING(INDEPENDENT DIRECTOR)
16 ELECTION OF DIRECTOR: MR. REX C. DRILON Mgmt For For
II(INDEPENDENT DIRECTOR)
17 ELECTION OF DIRECTOR: MR. FRANCISCO F. DEL Mgmt For For
ROSARIO, JR. (INDEPENDENT DIRECTOR)
18 ELECTION OF DIRECTOR: MR. EDMUND A. GO Mgmt For For
19 ELECTION OF DIRECTOR: ATTY. ANTONIO V. Mgmt For For
VIRAY
20 ELECTION OF DIRECTORS: MR. VICENTE R. CUNA Mgmt For For
JR.
21 ELECTION OF SGV AND CO. AS EXTERNAL Mgmt For For
AUDITORS
22 OTHER MATTERS Mgmt Abstain For
23 ADJOURNMENT Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
MGM CHINA HOLDINGS LTD, GRAND CAYMAN Agenda Number: 705140464
--------------------------------------------------------------------------------------------------------------------------
Security: G60744102
Meeting Type: AGM
Meeting Date: 12-May-2014
Ticker:
ISIN: KYG607441022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0404/LTN20140404769.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0404/LTN20140404751.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND INDEPENDENT AUDITOR FOR THE
YEAR ENDED DECEMBER 31, 2013
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.26 PER Mgmt For For
SHARE FOR THE YEAR ENDED DECEMBER 31, 2013
3.A.i TO RE-ELECT EACH OF THE FOLLOWING DIRECTOR Mgmt For For
BY SEPARATE RESOLUTIONS: MS. PANSY HO AS AN
EXECUTIVE DIRECTOR OF THE COMPANY
3A.ii TO RE-ELECT EACH OF THE FOLLOWING DIRECTOR Mgmt For For
BY SEPARATE RESOLUTIONS: MR. DANIEL J.
D'ARRIGO AS A NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3Aiii TO RE-ELECT EACH OF THE FOLLOWING DIRECTOR Mgmt For For
BY SEPARATE RESOLUTIONS: MR. WILLIAM M.
SCOTT IV AS A NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3A.iv TO RE-ELECT EACH OF THE FOLLOWING DIRECTOR Mgmt Against Against
BY SEPARATE RESOLUTIONS: MS. SZE WAN
PATRICIA LAM AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY
3B TO AUTHORIZE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF THE
DIRECTORS
4 TO RE-APPOINT MESSRS. DELOITTE TOUCHE Mgmt For For
TOHMATSU AS INDEPENDENT AUDITOR OF THE
COMPANY AND TO AUTHORIZE THE BOARD OF
DIRECTORS TO FIX THEIR REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE AND ALLOT ADDITIONAL SHARES OF THE
COMPANY NOT EXCEEDING 20% OF THE ISSUED
SHARE CAPITAL AT THE DATE OF PASSING THIS
RESOLUTION
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE ISSUED SHARE CAPITAL
AT THE DATE OF PASSING THIS RESOLUTION
7 TO ADD THE AGGREGATE NOMINAL AMOUNT OF THE Mgmt Against Against
SHARES WHICH ARE REPURCHASED UNDER THE
GENERAL MANDATE IN RESOLUTION (6) TO THE
AGGREGATE NOMINAL AMOUNT OF THE SHARES
WHICH MAY BE ISSUED UNDER THE GENERAL
MANDATE IN RESOLUTION (5)
--------------------------------------------------------------------------------------------------------------------------
MINERAL RESOURCES LTD Agenda Number: 704792678
--------------------------------------------------------------------------------------------------------------------------
Security: Q60976109
Meeting Type: AGM
Meeting Date: 20-Nov-2013
Ticker:
ISIN: AU000000MIN4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Adoption of remuneration report Mgmt Abstain Against
2 Re-election of director-Mr Peter Wade Mgmt Against Against
CMMT 25 OCT 13: VOTING EXCLUSIONS APPLY TO THIS Non-Voting
MEETING FOR PROPOSAL 1 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
CMMT 25 OCT 13: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
15TH NOVEMBER 2013 TO 18TH NOVEMBER 2013
AND RECEIPT OF VOTING EXCLUSION COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL AUSTRALIA BANK LTD Agenda Number: 704852094
--------------------------------------------------------------------------------------------------------------------------
Security: Q65336119
Meeting Type: AGM
Meeting Date: 19-Dec-2013
Ticker:
ISIN: AU000000NAB4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 3 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
2 Approval of Securities Issued Mgmt For For
3 Remuneration Report Mgmt Abstain Against
4 Performance Rights-Group Chief Executive Mgmt Abstain Against
Officer, Mr Cameron Clyne
5.a Re-election of Director: Mr Daniel Gilbert Mgmt For For
5.b Re-election of Director: Ms Jillian Segal Mgmt For For
5.c Re-election of Director: Mr Anthony Yuen Mgmt For For
5.d PLEASE NOTE THAT THIS RESOLUTION IS A Shr Abstain Against
SHAREHOLDER PROPOSAL: Election of Director:
Mr David Barrow
CMMT 19 NOV 2013: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTIONS 5.A TO 5.D. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NEW CHINA LIFE INSURANCE CO LTD, BEIJING Agenda Number: 705245175
--------------------------------------------------------------------------------------------------------------------------
Security: Y625A4115
Meeting Type: AGM
Meeting Date: 20-May-2014
Ticker:
ISIN: CNE100001922
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 303073 DUE TO ADDITION OF
RESOLUTIONS "14.1 TO 14.3 AND 15". ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
CMMT 02 MAY 2014: PLEASE NOTE THAT THE COMPANY Non-Voting
NOTICE AND PROXY FORM ARE AVAILABLE BY
CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0429/LTN201404291130.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0429/LTN201404291071.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0404/LTN201404041292.pdf
1 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
REPORT OF THE BOARD FOR THE YEAR 2013
2 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
REPORT OF THE BOARD OF SUPERVISORS FOR THE
YEAR 2013
3 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
ANNUAL REPORT AND ITS SUMMARY FOR THE YEAR
2013
4 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
FINAL ACCOUNTING FOR THE YEAR 2013
5 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PROFIT DISTRIBUTION PLAN FOR THE YEAR 2013
6 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
APPOINTMENT OF ACCOUNTING FIRMS FOR THE
YEAR 2014
7 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
REPORT OF PERFORMANCE OF THE DIRECTORS FOR
THE YEAR 2013
8 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
REPORT OF PERFORMANCE OF THE INDEPENDENT
NON-EXECUTIVE DIRECTORS FOR THE YEAR 2013
9 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
CONTEMPLATED CONTINUING RELATED PARTY
TRANSACTIONS IN RESPECT OF ENTRUSTED FUNDS
UTILISATION OF THE COMPANY
10 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
2014-2016 DEVELOPMENT PLAN OF THE COMPANY
11 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PLAN OF ISSUING DEBT FINANCING INSTRUMENTS
FOR THE YEAR 2014
12 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt Against Against
GENERAL MANDATE TO THE BOARD TO ISSUE NEW
SHARES
13 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PLAN OF ISSUING SUBORDINATED TERM DEBTS FOR
THE YEAR 2014
14.1 TO ELECT MR. WU KUNZONG AS A NON-EXECUTIVE Mgmt For For
DIRECTOR OF THE FIFTH SESSION OF THE BOARD
14.2 TO ELECT MR. JOHN ROBERT DACEY AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD
14.3 TO ELECT MR. LIU LEFEI AS A NON-EXECUTIVE Mgmt For For
DIRECTOR OF THE FIFTH SESSION OF THE BOARD
15 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
ELECTION OF MR. WANG CHENGRAN AS A
SHAREHOLDER REPRESENTATIVE SUPERVISOR FOR
THE FIFTH SESSION OF THE BOARD OF
SUPERVISORS
CMMT 02 MAY 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO TEXT OF
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES FOR MID: 329148 PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NOVATEK MICROELECTRONICS CORP Agenda Number: 705284800
--------------------------------------------------------------------------------------------------------------------------
Security: Y64153102
Meeting Type: AGM
Meeting Date: 06-Jun-2014
Ticker:
ISIN: TW0003034005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 6 PER SHARE
B.3 THE REVISION TO THE ARTICLES OF Mgmt For For
INCORPORATION
B.4 THE REVISION TO THE PROCEDURE OF THE Mgmt For For
ELECTION OF THE DIRECTORS
B.5 THE REVISION TO THE RULES OF SHAREHOLDER Mgmt For For
MEETING
B.6 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
--------------------------------------------------------------------------------------------------------------------------
PEGATRON CORPORATION Agenda Number: 705310528
--------------------------------------------------------------------------------------------------------------------------
Security: Y6784J100
Meeting Type: AGM
Meeting Date: 18-Jun-2014
Ticker:
ISIN: TW0004938006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 UNIHAN CORPORATION MERGED WITH PEGATRON Non-Voting
CORPORATION IN 2013
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD2.8 PER SHARE
B.3 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.4 THE PROPOSAL TO ISSUE THE RESTRICTED Mgmt Against Against
EMPLOYEE STOCK OPTION
CMMT 06 JUNE 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN TEXT OF
RESOLUTION A.3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PICC PROPERTY AND CASUALTY COMPANY LTD Agenda Number: 704732052
--------------------------------------------------------------------------------------------------------------------------
Security: Y6975Z103
Meeting Type: EGM
Meeting Date: 06-Nov-2013
Ticker:
ISIN: CNE100000593
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION "1". THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0913/LTN20130913378.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0913/LTN20130913368.pdf
1 To consider and approve the appointment of Mgmt For For
Mr. Wang Yueshu as a supervisor of the
Company for a term of three years
commencing immediately after the conclusion
of the EGM and expiring on 5 November 2016
--------------------------------------------------------------------------------------------------------------------------
PICC PROPERTY AND CASUALTY COMPANY LTD Agenda Number: 704840328
--------------------------------------------------------------------------------------------------------------------------
Security: Y6975Z103
Meeting Type: EGM
Meeting Date: 27-Dec-2013
Ticker:
ISIN: CNE100000593
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 28 NOV 2013: PLEASE NOTE THAT SHAREHOLDERS Non-Voting
ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'
FOR RESOLUTION "1", ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/1108/LTN20131108265.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/1108/LTN20131108255.pdf
1 To consider and appoint Deloitte Touche Mgmt For For
Tohmatsu in Hong Kong as the international
auditors of the Company and appoint
Deloitte Touche Tohmatsu Certified Public
Accountants LLP as the domestic auditors of
the Company to hold office until the
conclusion of the next annual general
meeting, and to authorise the Board of
Directors to fix their remuneration
CMMT 28 NOV 2013: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION IN COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PICC PROPERTY AND CASUALTY COMPANY LTD Agenda Number: 704978608
--------------------------------------------------------------------------------------------------------------------------
Security: Y6975Z103
Meeting Type: EGM
Meeting Date: 15-Apr-2014
Ticker:
ISIN: CNE100000593
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION "1", ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0225/LTN20140225240.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0225/LTN20140225238.pdf
1 To approve the issue of a 10-year Mgmt For For
subordinated term debts with an aggregate
principal amount of not exceeding RMB11
billion by the Company, and to authorise
the Board of Directors to determine the
terms and conditions and other relevant
matters of such issue, and do all such acts
and things or execute all such documents as
it may in its opinion consider necessary,
appropriate or expedient for the purpose of
effecting or otherwise in connection with
such issue or any matter incidental thereto
--------------------------------------------------------------------------------------------------------------------------
PICC PROPERTY AND CASUALTY COMPANY LTD Agenda Number: 705215348
--------------------------------------------------------------------------------------------------------------------------
Security: Y6975Z103
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: CNE100000593
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0424/LTN20140424495.pdf
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0424/LTN20140424522.pdf
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY FOR 2013
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
2013
3 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE AUDITOR'S
REPORT OF THE COMPANY FOR THE YEAR ENDED 31
DECEMBER 2013
4 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2013
5 TO CONSIDER AND APPROVE DIRECTORS' FEES FOR Mgmt For For
2014
6 TO CONSIDER AND APPROVE SUPERVISORS' FEES Mgmt For For
FOR 2014
7 TO CONSIDER AND RE-APPOINT DELOITTE TOUCHE Mgmt For For
TOHMATSU AS THE INTERNATIONAL AUDITOR OF
THE COMPANY AND RE-APPOINT DELOITTE TOUCHE
TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS LLP
AS THE DOMESTIC AUDITOR OF THE COMPANY TO
HOLD OFFICE UNTIL THE CONCLUSION OF THE
NEXT ANNUAL GENERAL MEETING, AND TO
AUTHORISE THE BOARD OF DIRECTORS TO FIX
THEIR REMUNERATION
8 TO GRANT A GENERAL MANDATE TO THE BOARD OF Mgmt Against Against
DIRECTORS TO SEPARATELY OR CONCURRENTLY
ISSUE, ALLOT OR DEAL WITH ADDITIONAL
DOMESTIC SHARES AND H SHARES IN THE COMPANY
NOT EXCEEDING 20% OF EACH OF THE AGGREGATE
NOMINAL AMOUNT OF THE DOMESTIC SHARES AND H
SHARES OF THE COMPANY IN ISSUE WITHIN 12
MONTHS FROM THE DATE ON WHICH SHAREHOLDERS'
APPROVAL IS OBTAINED, AND TO AUTHORISE THE
BOARD OF DIRECTORS TO INCREASE THE
REGISTERED CAPITAL OF THE COMPANY AND MAKE
CORRESPONDING AMENDMENTS TO THE ARTICLES OF
ASSOCIATION OF THE COMPANY AS IT THINKS FIT
SO AS TO REFLECT THE NEW CAPITAL STRUCTURE
UPON THE ISSUANCE OR ALLOTMENT OF SHARES
--------------------------------------------------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD Agenda Number: 705078891
--------------------------------------------------------------------------------------------------------------------------
Security: Y69790106
Meeting Type: AGM
Meeting Date: 12-Jun-2014
Ticker:
ISIN: CNE1000003X6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0327/LTN201403271193.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0327/LTN201403271177.pdf
1 To consider and approve the report of the Mgmt For For
board of directors of the Company (the
"Board") for the year ended December 31,
2013
2 To consider and approve the report of the Mgmt For For
supervisory committee of the Company (the
"Supervisory Committee") for the year ended
December 31, 2013
3 To consider and approve the annual report Mgmt For For
and its summary of the Company for the year
ended December 31, 2013
4 To consider and approve the report of the Mgmt For For
auditors and the audited financial
statements of the Company for the year
ended December 31, 2013
5 To consider and approve the profit Mgmt For For
distribution plan for the year ended
December 31, 2013 and the proposed
distribution of final dividends
6 To consider and approve the re-appointment Mgmt For For
of PricewaterhouseCoopers Zhong Tian LLP as
the PRC auditor and PricewaterhouseCoopers
as the international auditor of the Company
to hold office until the conclusion of the
next annual general meeting and to
authorize the Board to fix their
remuneration
7 To consider and approve the appointment of Mgmt For For
Ms. Cai Fangfang as an Executive Director
of the Company to hold office until the
expiry of the term of the 9th Session of
the Board
8 To consider and approve the adjustment of Mgmt For For
basic remuneration of the Independent
Supervisors of the Company
9 To consider and approve the grant of a Mgmt Against Against
general mandate to the Board to issue,
allot and deal with additional H shares not
exceeding 20% of the H shares of the
Company in issue and authorize the Board to
make corresponding amendments to the
Articles of Association of the Company as
it thinks fit so as to reflect the new
capital structure upon the allotment or
issuance of H shares
--------------------------------------------------------------------------------------------------------------------------
POSCO, POHANG Agenda Number: 704978470
--------------------------------------------------------------------------------------------------------------------------
Security: Y70750115
Meeting Type: AGM
Meeting Date: 14-Mar-2014
Ticker:
ISIN: KR7005490008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 277794 DUE TO ADDITION OF
RESOLUTIONS 1 TO 2.3.3 AND 3. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1 Approval of financial statement Mgmt No vote
2.1.1 Election of outside director: Il Sub Kim Mgmt No vote
2.1.2 Election of outside director: Woo Young Sun Mgmt No vote
2.1.3 Election of outside director: Dong Hyun An Mgmt No vote
2.2.1 Election of audit committee member: Il Sub Mgmt No vote
Kim
2.2.2 Election of audit committee member: Woo Mgmt No vote
Young Sun
2.3.1 Election of inside director: Oh Jun Kwon Mgmt No vote
(Representative Director)
2.3.2 Election of inside director: Jin Il Kim Mgmt No vote
2.3.3 Election of inside director: Young Hoon Lee Mgmt No vote
2.3.4 Election of inside director: Dong Jun Yoon Mgmt No vote
3 Approval of limit of remuneration for Mgmt No vote
directors
CMMT 26 FEB 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTIONS 2.1.1 TO 2.1.3. IF YOU HAVE
ALREADY SENT IN YOUR VOTES FOR MID: 285428
PLEASE DO NOT REVOTE ON THIS MEETING UNLESS
YOU DECIDE TO AMEND YOUR INSTRUCTIONS.
--------------------------------------------------------------------------------------------------------------------------
PT ASTRA INTERNATIONAL TBK Agenda Number: 705152786
--------------------------------------------------------------------------------------------------------------------------
Security: Y7117N172
Meeting Type: AGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: ID1000122807
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE ANNUAL REPORT INCLUDING THE Mgmt For For
ANNUAL SUPERVISORY REPORT OF BOARD OF
COMMISSIONERS FOR YEAR END 2013, ALONG WITH
THE RATIFICATION OF COMPANY'S FINANCIAL
STATEMENTS FOR YEAR 2013
2 APPROVAL OF THE APPROPRIATION OF THE PROFIT Mgmt For For
FOR YEAR 2013
3 APPROVAL OF THE APPOINTMENT OF MEMBERS OF Mgmt Against Against
BOARD OF DIRECTORS AND COMMISSIONERS AND
ALSO DETERMINATION SALARY AND ALLOWANCES
FOR BOARD OF DIRECTORS AND COMMISSIONERS
4 APPROVAL OF THE APPOINTMENT OF PUBLIC Mgmt For For
ACCOUNTANT OFFICE FOR YEAR 2014
--------------------------------------------------------------------------------------------------------------------------
PT BANK MANDIRI (PERSERO) TBK Agenda Number: 705256091
--------------------------------------------------------------------------------------------------------------------------
Security: Y7123S108
Meeting Type: EGM
Meeting Date: 21-May-2014
Ticker:
ISIN: ID1000095003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE CHANGES OF THE COMPANY'S Mgmt Against Against
MANAGEMENT
--------------------------------------------------------------------------------------------------------------------------
PT BANK NEGARA INDONESIA (PERSERO) TBK, JAKARTA Agenda Number: 704997848
--------------------------------------------------------------------------------------------------------------------------
Security: Y74568166
Meeting Type: AGM
Meeting Date: 01-Apr-2014
Ticker:
ISIN: ID1000096605
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 279522 DUE TO POSTPONEMENT OF
MEETING DATE FROM 06 MAR 2014 TO 01 APR
2014 AND ADDITION OF RESOLUTION 6. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
1 Approval annual report, ratification Mgmt For For
financial report, approval the board of
commissioner supervisory report and
ratification annual report of partnership
and community development for book year
2013 as well as to grant acquit et de
charge to the board of directors and
commissioners for book year 2013
2 Determine utilization of company profit for Mgmt For For
book year 2013
3 Determine board of director salary, board Mgmt For For
of commissioners honorarium, Tantiem and
other facilities for board of commissioners
and board of directors for book year 2014
4 Determine public accountant to audit Mgmt For For
company financial report and financial
report of partnership and community for
book year 2014
5 Change on company articles of association Mgmt Against Against
6 Change on company management structure Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
PT BANK RAKYAT INDONESIA (PERSERO) TBK Agenda Number: 705014152
--------------------------------------------------------------------------------------------------------------------------
Security: Y0697U112
Meeting Type: AGM
Meeting Date: 26-Mar-2014
Ticker:
ISIN: ID1000118201
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the annual report and financial Mgmt For For
statement report and partnership and
community development program for the
financial year 2013
2 Approval on profit utilization for the Mgmt For For
financial year 2013
3 Approval of remuneration for directors and Mgmt For For
commissioner
4 Approval of appointment of public Mgmt For For
accountant for financial report and
partnership and development program report
audit for the financial year 2014
5 Approval on amendment of article of Mgmt Against Against
association
--------------------------------------------------------------------------------------------------------------------------
PT GUDANG GARAM TBK Agenda Number: 705344808
--------------------------------------------------------------------------------------------------------------------------
Security: Y7121F165
Meeting Type: AGM
Meeting Date: 24-Jun-2014
Ticker:
ISIN: ID1000068604
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL ON DIRECTOR'S REPORT OF COMPANY'S Mgmt For For
PERFORMANCE FOR BOOK YEAR 2013
2 RATIFICATION OF BALANCE SHEET AND PROFIT Mgmt For For
AND LOSS REPORT OF THE COMPANY FOR BOOK
YEAR 2013
3 DETERMINATION OF DIVIDEND Mgmt For For
4 CHANGE IN THE COMPOSITION OF COMPANY'S Mgmt Against Against
BOARD
5 APPOINTMENT OF PUBLIC ACCOUNTANT Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PTT GLOBAL CHEMICAL PUBLIC COMPANY LTD Agenda Number: 704983584
--------------------------------------------------------------------------------------------------------------------------
Security: Y7150W105
Meeting Type: AGM
Meeting Date: 08-Apr-2014
Ticker:
ISIN: TH1074010014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 284138 DUE TO CHANGE IN DIRECTOR
NAME FOR RESOLUTION 5.3. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE Non-Voting
MEETING SUDDENLY CHANGE THE AGENDA AND/OR
ADD NEW AGENDA DURING THE MEETING, WE WILL
VOTE THAT AGENDA AS ABSTAIN.
1 To certify the minutes of PTTGC 2013 annual Mgmt For For
general meeting of shareholders on Apr 4
2013
2 To acknowledge the company's operation for Mgmt For For
the year 2013 and the recommendation for
the company's business plan
3 To consider and approve the company's Mgmt For For
balance sheet and income statement for the
year ended Dec 31 2013
4 To consider and approve the appropriation Mgmt For For
of profit for the year 2013 operating
results and dividend distribution
5.1 The board of directors agreed with the Mgmt For For
nomination and remuneration committees
recommendation to propose the Annual
General Meeting of shareholders the
re-election of director: Mr. Prasert
Bunsumpun
5.2 The board of directors agreed with the Mgmt For For
nomination and remuneration committees
recommendation to propose the Annual
General Meeting of shareholders the
re-election of director: Mr. Amnuay
Preemonwong
5.3 The board of directors agreed with the Mgmt For For
nomination and remuneration committees
recommendation to propose the Annual
General Meeting of shareholders: Mr.
Samerjai Suksumek to be elected as a
Director replacing Mr. Prajya Phinyawat
5.4 The board of directors agreed with the Mgmt For For
nomination and remuneration committees
recommendation to propose the Annual
General Meeting of shareholders the
re-election of director: Mr. Sarun
Rungkasiri
5.5 The board of directors agreed with the Mgmt For For
nomination and remuneration committees
recommendation to propose the Annual
General Meeting of shareholders the
re-election of director: Mr. Bowon
Vongsinudom
6 To consider and approve the directors Mgmt For For
remunerations
7 To consider the appointment of the auditor Mgmt For For
and fix the annual fee for the year 2014
8 Other issues. If any Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
PUREGOLD PRICE CLUB INC, MANILA Agenda Number: 705186434
--------------------------------------------------------------------------------------------------------------------------
Security: Y71617107
Meeting Type: AGM
Meeting Date: 13-May-2014
Ticker:
ISIN: PHY716171079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 299768 DUE TO RECEIPT OF
DIRECTOR NAMES. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 CALL TO ORDER Mgmt For For
2 CERTIFICATION OF SERVICE OF NOTICE AND Mgmt For For
EXISTENCE OF QUORUM
3 APPROVAL OF THE MINUTES OF THE 2013 ANNUAL Mgmt For For
STOCKHOLDERS' MEETING AND RATIFICATION OF
ALL ACTS AND RESOLUTIONS OF THE BOARD OF
DIRECTORS AND MANAGEMENT FROM THE DATE OF
THE PREVIOUS STOCKHOLDERS' MEETING
4 ANNUAL REPORT OF THE CHAIRMAN AND PRESIDENT Mgmt For For
AND APPROVAL OF THE AUDITED FINANCIAL
STATEMENTS AS OF DECEMBER 31, 2013
5 APPROVAL OF THE MERGER OF COMPANY E Mgmt For For
CORPORATION WITH PUREGOLD PRICE CLUB, INC
6 ELECTION OF DIRECTOR: LUCIO L. CO Mgmt For For
7 ELECTION OF DIRECTOR: SUSAN P. CO Mgmt For For
8 ELECTION OF DIRECTOR: LEONARDO B. DAYAO Mgmt For For
9 ELECTION OF DIRECTOR: FERDINAND VINCENT P. Mgmt Against Against
CO
10 ELECTION OF DIRECTOR: PAMELA JUSTINE P. CO Mgmt For For
11 ELECTION OF DIRECTOR: MARILYN V. PARDO Mgmt For For
(INDEPENDENT DIRECTOR)
12 ELECTION OF DIRECTOR: EDGARDO G. LACSON Mgmt For For
(INDEPENDENT DIRECTOR)
13 APPOINTMENT OF EXTERNAL AUDITOR Mgmt For For
14 OTHER MATTERS Mgmt Against Against
15 ADJOURNMENT Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
QUANTA COMPUTER INC Agenda Number: 705324577
--------------------------------------------------------------------------------------------------------------------------
Security: Y7174J106
Meeting Type: AGM
Meeting Date: 19-Jun-2014
Ticker:
ISIN: TW0002382009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS.(INCLUDE THE 2013 AUDITED
REPORTS)
A.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 3.8 PER SHARE
A.3 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
A.4 THE ELECTION OF SUPERVISOR: CIANYU Mgmt For For
INVESTMENTS CO., LTD ID / SHAREHOLDER NO
590
CMMT 03 JUN 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO TEXT OF
RESOLUTION A.4. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
RADIANT OPTO-ELECTRONICS CORP Agenda Number: 705305565
--------------------------------------------------------------------------------------------------------------------------
Security: Y7174K103
Meeting Type: AGM
Meeting Date: 12-Jun-2014
Ticker:
ISIN: TW0006176001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 THE STATUS OF THE LOCAL UNSECURED Non-Voting
CONVERTIBLE CORPORATE BONDS
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 7 PER SHARE
B.3 THE REVISION TO THE PART OF THE ARTICLES OF Mgmt For For
INCORPORATION
B.4 THE REVISION TO THE PART OF THE PROCEDURE Mgmt For For
OF THE ELECTION OF THE DIRECTORS AND
SUPERVISORS
B.5 THE REVISION TO THE PART OF THE PROCEDURES Mgmt For For
OF ASSET ACQUISITION OR DISPOSAL
B.6 EXTRAORDINARY MOTIONS Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
RAMSAY HEALTH CARE LTD RHC Agenda Number: 704765138
--------------------------------------------------------------------------------------------------------------------------
Security: Q7982Y104
Meeting Type: AGM
Meeting Date: 14-Nov-2013
Ticker:
ISIN: AU000000RHC8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 4.1, 4.2 AND 5 AND VOTES CAST
BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE PROPOSAL/S
WILL BE DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE
(OR VOTE "ABSTAIN") ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON PROPOSALS (2, 4.1, 4.2 AND
5), YOU ACKNOWLEDGE THAT YOU HAVE NOT
OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S AND YOU COMPLY WITH THE VOTING
EXCLUSION.
2 Adoption of the Remuneration Report Mgmt For For
3.1 Re-election of Director - Mr Anthony James Mgmt For For
Clark AM
3.2 Re-election of Director - Mr Peter John Mgmt Against Against
Evans
3.3 Re-election of Director - Mr Bruce Roger Mgmt Against Against
Soden
4.1 Grant of Performance Rights to Executive Mgmt For For
Director - Mr Christopher Paul Rex
4.2 Grant of Performance Rights to Executive Mgmt For For
Director - Mr Bruce Roger Soden
5 Non-Executive Directors' Fee Pool Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO LTD, MELBOURNE VIC Agenda Number: 705034952
--------------------------------------------------------------------------------------------------------------------------
Security: Q81437107
Meeting Type: AGM
Meeting Date: 08-May-2014
Ticker:
ISIN: AU000000RIO1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 3, 4, 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
1 Receipt of the 2013 Annual report Mgmt For For
2 Approval of the Remuneration policy report Mgmt For For
3 Approval of the Directors' report on Mgmt For For
remuneration
4 Approval of the Remuneration report Mgmt For For
5 Approval of potential termination benefits Mgmt For For
6 To elect Anne Lauvergeon as a director Mgmt For For
7 To elect Simon Thompson as a director Mgmt For For
8 To re-elect Robert Brown as a director Mgmt For For
9 To re-elect Jan du Plessis as a director Mgmt For For
10 To re-elect Michael Fitzpatrick as a Mgmt For For
director
11 To re-elect Ann Godbehere as a director Mgmt For For
12 To re-elect Richard Goodmanson as a Mgmt For For
director
13 To re-elect Lord Kerr as a director Mgmt For For
14 To re-elect Chris Lynch as a director Mgmt For For
15 To re-elect Paul Tellier as a director Mgmt For For
16 To re-elect John Varley as a director Mgmt For For
17 To re-elect Sam Walsh as a director Mgmt For For
18 Re-appointment of auditors of Rio Tinto Mgmt For For
plc: PricewaterhouseCoopers LLP
19 Remuneration of auditors of Rio Tinto plc Mgmt For For
20 Renewal of off-market and on-market share Mgmt For For
buyback authorities
CMMT 18 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT AUDITOR NAME. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
RYMAN HEALTHCARE GROUP LIMITED Agenda Number: 704623885
--------------------------------------------------------------------------------------------------------------------------
Security: Q8203F106
Meeting Type: AGM
Meeting Date: 30-Jul-2013
Ticker:
ISIN: NZRYME0001S4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
1 To re-elect Ms Jo Appleyard Mgmt For For
2 To re-elect Mr Warren Bell Mgmt For For
3 To elect Mr George Savvides as a director Mgmt For For
4 To authorise the Directors to fix the Mgmt For For
remuneration of the auditors
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD, SUWON Agenda Number: 704970450
--------------------------------------------------------------------------------------------------------------------------
Security: Y74718100
Meeting Type: AGM
Meeting Date: 14-Mar-2014
Ticker:
ISIN: KR7005930003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve financial statements, allocation of Mgmt No vote
income, and dividend
2 Approve total remuneration of inside Mgmt No vote
directors and outside directors
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG HEAVY INDUSTRIES CO LTD, SEOUL Agenda Number: 704980502
--------------------------------------------------------------------------------------------------------------------------
Security: Y7474M106
Meeting Type: AGM
Meeting Date: 14-Mar-2014
Ticker:
ISIN: KR7010140002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 281761 DUE TO ADDITION OF
RESOLUTIONS "2, 3 AND 4". ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1 Approval of financial statement Mgmt No vote
2 Election of director candidates: Yoon Yeong Mgmt No vote
Ho, Shin Jong Gye
3 Election of audit committee member Mgmt No vote
candidate: Gwak Dong Hyo
4 Approval of remuneration for director Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
SANDS CHINA LTD Agenda Number: 704628885
--------------------------------------------------------------------------------------------------------------------------
Security: G7800X107
Meeting Type: EGM
Meeting Date: 26-Jul-2013
Ticker:
ISIN: KYG7800X1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0627/LTN20130627408.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0627/LTN20130627430.pdf
1 To appoint Deloitte Touche Tohmatsu as Mgmt For For
auditor and to authorize the board of
directors to fix their remuneration
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SANDS CHINA LTD Agenda Number: 705070566
--------------------------------------------------------------------------------------------------------------------------
Security: G7800X107
Meeting Type: AGM
Meeting Date: 30-May-2014
Ticker:
ISIN: KYG7800X1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0327/LTN20140327615.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0327/LTN20140327504.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 To receive the audited consolidated Mgmt For For
financial statements and the reports of the
Directors And Auditors for the year ended
December 31, 2013
2 To declare a final dividend of HKD 0.86 per Mgmt For For
share for the year ended December 31, 2013
Partly out of profits and partly out of the
share premium account of the Company
3.a To re-elect Ms. Chiang Yun as independent Mgmt For For
non-executive Director
3.b To re-elect Mr. Iain Ferguson Bruce as Mgmt Against Against
independent non-executive Director
3.c To elect Mr. Charles Daniel Forman as Mgmt For For
non-executive Director
3.d To elect Mr. Robert Glen Goldstein as Mgmt For For
non-executive Director
3.e To authorize the board of Directors to fix Mgmt For For
the respective Directors' remuneration
4 To re-appoint Deloitte Touche Tohmatsu as Mgmt For For
Auditors and to authorize the board of
Directors to fix their remuneration
5 To give a general mandate to the Directors Mgmt For For
to repurchase shares of the Company not
Exceeding 10% of the issued share capital
of the Company as at the date of passing of
This resolution
6 To give a general mandate to the Directors Mgmt Against Against
to issue additional shares of the Company
not Exceeding 20% of the issued share
capital of the Company as at the date of
passing of This resolution
7 To extend the general mandate granted to Mgmt Against Against
the Directors to issue additional shares Of
the Company by the aggregate nominal amount
of the shares repurchased by the Company
--------------------------------------------------------------------------------------------------------------------------
SHIMAO PROPERTY HOLDINGS LIMITED Agenda Number: 705232813
--------------------------------------------------------------------------------------------------------------------------
Security: G81043104
Meeting Type: AGM
Meeting Date: 23-Jun-2014
Ticker:
ISIN: KYG810431042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0428/LTN201404281148.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0428/LTN201404281196.pdf
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS TOGETHER
WITH THE REPORTS OF THE DIRECTORS AND THE
AUDITOR OF THE COMPANY FOR THE YEAR ENDED
31 DECEMBER 2013
2 TO DECLARE THE FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2013
3i TO RE-ELECT MR. HUI SAI TAN, JASON AS AN Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
3ii TO RE-ELECT MR. XU YOUNONG AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
3iii TO RE-ELECT MS. KAN LAI KUEN, ALICE AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3iv TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF DIRECTORS
4 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY AND TO AUTHORISE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
THEIR REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ISSUE SHARES IN THE
COMPANY
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES IN THE
COMPANY
7 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS OF THE COMPANY TO ISSUE
SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED
--------------------------------------------------------------------------------------------------------------------------
SHINHAN FINANCIAL GROUP CO LTD, SEOUL Agenda Number: 704979814
--------------------------------------------------------------------------------------------------------------------------
Security: Y7749X101
Meeting Type: AGM
Meeting Date: 26-Mar-2014
Ticker:
ISIN: KR7055550008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt Against Against
2.1 Appointment of executive director candidate Mgmt Against Against
: Mr. Dong Woo Han
2.2 Appointment of outside director candidate : Mgmt Against Against
Mr. Taeeun Kwon
2.3 Appointment of outside director candidate : Mgmt Against Against
Mr. Kee Young Kim
2.4 Appointment of outside director candidate : Mgmt Against Against
Mr. Seok Won Kim
2.5 Appointment of outside director candidate : Mgmt Against Against
Mr. Hoon Namkoong
2.6 Appointment of outside director candidate : Mgmt Against Against
Mr. Man Woo Lee
2.7 Appointment of outside director candidate : Mgmt Against Against
Mr. Sang Kyung Lee
2.8 Appointment of outside director candidate : Mgmt Against Against
Mr. Jin Chung
2.9 Appointment of outside director candidate : Mgmt Against Against
Mr. Haruki Hirakawa
2.10 Appointment of outside director candidate : Mgmt Against Against
Mr. Philippe Aguignier
3.1 Appointment of audit committee member Mgmt Against Against
candidate : Mr. Taeeun Kwon
3.2 Appointment of audit committee member Mgmt Against Against
candidate : Mr. Seok Won Kim
3.3 Appointment of audit committee member Mgmt Against Against
candidate : Mr. Man Woo Lee
3.4 Appointment of audit committee member Mgmt Against Against
candidate : Mr. Sang Kyung Lee
4 Approval of director remuneration limit Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
SHUN TAK HOLDINGS LTD Agenda Number: 704845998
--------------------------------------------------------------------------------------------------------------------------
Security: Y78567107
Meeting Type: EGM
Meeting Date: 11-Dec-2013
Ticker:
ISIN: HK0242001243
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1114/LTN20131114199.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1114/LTN20131114203.pdf
1 To approve the FAA Extension (as defined in Mgmt For For
the Circular of the Company dated 15
November 2013) with the proposed annual
caps as set out in the notice convening the
EGM
--------------------------------------------------------------------------------------------------------------------------
SHUN TAK HOLDINGS LTD Agenda Number: 705194734
--------------------------------------------------------------------------------------------------------------------------
Security: Y78567107
Meeting Type: AGM
Meeting Date: 10-Jun-2014
Ticker:
ISIN: HK0242001243
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0423/LTN20140423384.pdf
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0423/LTN20140423364.pdf
1 TO CONSIDER AND RECEIVE THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
AND THE INDEPENDENT AUDITOR THEREON FOR THE
YEAR ENDED 31 DECEMBER 2013
2.i TO RE-ELECT DR. HO HUNG SUN, STANLEY AS AN Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
2.ii TO RE-ELECT MS. HO CHIU KING, PANSY Mgmt For For
CATILINA AS AN EXECUTIVE DIRECTOR OF THE
COMPANY
2.iii TO RE-ELECT MR. HO HAU CHONG, NORMAN AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3 TO APPROVE THE DIRECTORS' FEES AND Mgmt For For
AUTHORISE THE BOARD OF DIRECTORS OF THE
COMPANY TO FIX OTHER DIRECTORS'
REMUNERATION
4 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY AND AUTHORISE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
ITS REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE BOARD OF Mgmt For For
DIRECTORS OF THE COMPANY TO REPURCHASE
ISSUED SHARES OF THE COMPANY
6 TO GRANT A GENERAL MANDATE TO THE BOARD OF Mgmt Against Against
DIRECTORS OF THE COMPANY TO ISSUE NEW
SHARES OF THE COMPANY
7 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE BOARD OF DIRECTORS OF THE COMPANY TO
ISSUE NEW SHARES BY ADDITION THERETO THE
NUMBER OF SHARES REPURCHASED
--------------------------------------------------------------------------------------------------------------------------
SINOPAC FINANCIAL HOLDINGS CO LTD Agenda Number: 705287969
--------------------------------------------------------------------------------------------------------------------------
Security: Y8009U100
Meeting Type: AGM
Meeting Date: 12-Jun-2014
Ticker:
ISIN: TW0002890001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 THE STATUS OF ASSETS IMPAIRMENT Non-Voting
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 0.335 PER SHARE
B.3 THE ISSUANCE OF NEW SHARES FROM RETAINED Mgmt For For
EARNINGS. PROPOSED STOCK DIVIDEND: 80.8 FOR
1,000 SHS HELD
B.4 THE REVISION TO THE ARTICLES OF Mgmt For For
INCORPORATION
B.5 THE REVISION TO THE PROCEDURES OF THE Mgmt For For
ELECTION OF THE DIRECTORS AND SUPERVISORS
B.6 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.7 THE REVISION TO THE PART OF THE RULES OF Mgmt For For
SHAREHOLDERS MEETING.(NEW)
B.8 THE PROPOSAL OF LONG-TERM CAPITAL INJECTION Mgmt Against Against
B.9.1 THE ELECTION OF THE DIRECTOR: HSINEX Mgmt Against Against
INTERNATIONAL CORPORATION: COMPANY ID /
PERSONAL ID: 398816 / A10284XXXX:
REPRESENTATIVE: HO, SHOW CHUNG
B.9.2 THE ELECTION OF THE DIRECTOR: HSINEX Mgmt Against Against
INTERNATIONAL CORPORATION: COMPANY ID /
PERSONAL ID: 398816 / A12050XXXX:
REPRESENTATIVE: HO, YI-DA
B.9.3 THE ELECTION OF THE DIRECTOR: YFY INC.: Mgmt Against Against
COMPANY ID / PERSONAL ID: 24 / A10155XXXX:
REPRESENTATIVE: CHIU, CHENG-HSIUNG
B.9.4 THE ELECTION OF THE DIRECTOR: YFY INC.: Mgmt Against Against
COMPANY ID / PERSONAL ID: 24 / R10064XXXX:
REPRESENTATIVE: HWANG, MIN-JUH
B.9.5 THE ELECTION OF THE DIRECTOR: YFY INC.: Mgmt Against Against
COMPANY ID / PERSONAL ID: 24 / F10040XXXX:
REPRESENTATIVE: YU, KUO-CHI
B.9.6 THE ELECTION OF THE DIRECTOR: CHEN, Mgmt Against Against
CHIA-HSIEN: COMPANY ID / PERSONAL ID:
401345 /
B.9.7 THE ELECTION OF THE INDEPENDENT DIRECTOR: Mgmt For For
SCHIVE, CHI: PERSONAL ID: Q10044XXXX
B.9.8 THE ELECTION OF THE INDEPENDENT DIRECTOR: Mgmt For For
SHEU, JAMES J.: PERSONAL ID: N10258XXXX
B.9.9 THE ELECTION OF THE INDEPENDENT DIRECTOR: Mgmt For For
TSAI, YING YI: PERSONAL ID: C12053XXXX
B.10 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt Against Against
RESTRICTION ON THE DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
SK HOLDINGS CO LTD, SEOUL Agenda Number: 705005242
--------------------------------------------------------------------------------------------------------------------------
Security: Y8T642111
Meeting Type: AGM
Meeting Date: 21-Mar-2014
Ticker:
ISIN: KR7003600004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement (expected Mgmt No vote
div: KRW 2,500 Per ord shs and KRW 2,550
per preferred shs)
2 Approval of remuneration for director Mgmt No vote
CMMT 07 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO THE TEXT OF
RESOLUTION 1. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SK HYNIX INC, ICHON Agenda Number: 705003781
--------------------------------------------------------------------------------------------------------------------------
Security: Y8085F100
Meeting Type: AGM
Meeting Date: 21-Mar-2014
Ticker:
ISIN: KR7000660001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement Mgmt No vote
2.1 Election of inside director: Hyung Gyu Lim Mgmt No vote
2.2 Election of outside director: Jong Won Choi Mgmt No vote
3 Election of audit committee member as Mgmt No vote
outside director: Jong Won Choi
4 Approval of limit of remuneration for Mgmt No vote
directors
5 Approval of amendment on retirement benefit Mgmt No vote
plan for directors
--------------------------------------------------------------------------------------------------------------------------
SK TELECOM CO LTD, SEOUL Agenda Number: 704974256
--------------------------------------------------------------------------------------------------------------------------
Security: Y4935N104
Meeting Type: AGM
Meeting Date: 21-Mar-2014
Ticker:
ISIN: KR7017670001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of Financial Statements for the Mgmt No vote
30th Fiscal Year (from January 1, 2013 to
December 31, 2013) as set forth in Item 1
of the Company's agenda enclosed herewith
2 Approval of Amendments to the Articles of Mgmt No vote
Incorporation as set forth in Item 2 of the
Company's agenda enclosed herewith :
Article 4
3.1 Election of an Executive Director Mgmt No vote
(Candidate: Ha, Sung-Min)
3.2 Election of an Independent Non-Executive Mgmt No vote
Director (Candidate: Chung, Jay-Young)
3.3 Election of an Independent Non-Executive Mgmt No vote
Director (Candidate: Lee, Jae-Hoon)
3.4 Election of an Independent Non-Executive Mgmt No vote
Director (Candidate: Ahn, Jae-Hyeon)
4 Approval of the Election of a Member of the Mgmt No vote
Audit Committee as set forth in Item 4 of
the Company's agenda enclosed herewith
(Candidate: Ahn, Jae-Hyeon)
5 Approval of the Ceiling Amount of the Mgmt No vote
Remuneration for Directors: Proposed
Ceiling Amount of the Remuneration for
Directors is KRW 12 billion
CMMT 06 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN TEXT OF ALL
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SKYWORTH DIGITAL HOLDINGS LTD Agenda Number: 704662356
--------------------------------------------------------------------------------------------------------------------------
Security: G8181C100
Meeting Type: AGM
Meeting Date: 20-Aug-2013
Ticker:
ISIN: BMG8181C1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0718/LTN20130718480.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0718/LTN20130718459.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
1 To receive and adopt the audited Mgmt For For
consolidated financial statements of the
Company and the reports of the directors
and the auditors of the Company thereon for
the year ended 31 March 2013
2 To approve a final dividend for the year Mgmt For For
ended 31 March 2013 (with scrip option)
3.A To re-elect Ms Lin Wei Ping as an executive Mgmt For For
director of the Company
3.B To re-elect Mr. Leung Chi Ching, Frederick Mgmt For For
as an executive director of the Company
3.C To re-elect Ms. Chan Wai Kay, Katherine as Mgmt For For
an independent non-executive director of
the Company
4 To authorise the board of directors to fix Mgmt For For
the remuneration of the directors
5 To re-appoint auditors and to authorise the Mgmt For For
board of directors to fix their
Remuneration
6 To approve the grant of the general mandate Mgmt For For
to repurchase shares to the directors
--------------------------------------------------------------------------------------------------------------------------
SMARTONE TELECOMMUNICATIONS HOLDINGS LTD Agenda Number: 704747837
--------------------------------------------------------------------------------------------------------------------------
Security: G8219Z105
Meeting Type: AGM
Meeting Date: 01-Nov-2013
Ticker:
ISIN: BMG8219Z1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0927/LTN20130927319.pdf
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0927/LTN20130927291.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
1 To adopt the audited financial statements Mgmt For For
and the reports of the Directors and
auditor for the year ended 30 June 2013
2 To approve the payment of final dividend of Mgmt For For
HKD 0.22 per share, with a scrip dividend
alternative, in respect of the year ended
30 June 2013
3.i.a To re-elect Mr. Kwok Ping-luen, Raymond as Mgmt For For
Director
3.i.b To re-elect Mr. Chan Kai-lung, Patrick as Mgmt For For
Director
3.i.c To re-elect Mr. John Anthony Miller as Mgmt For For
Director
3.i.d To re-elect Dr. Li Ka-cheung, Eric as Mgmt Against Against
Director
3.i.e To re-elect Mrs. Ip Yeung See-ming, Mgmt For For
Christine as Director
3.ii To authorise the Board of Directors to fix Mgmt For For
the fees of Directors
4 To re-appoint PricewaterhouseCoopers as Mgmt For For
auditor of the Company and to authorise the
Board of Directors to fix their
remuneration
5 To give a general mandate to the Board of Mgmt Against Against
Directors to issue and dispose of
additional shares in the Company not
exceeding 10% of the nominal amount of the
issued share capital
6 To give a general mandate to the Board of Mgmt For For
Directors to repurchase shares of the
Company not exceeding 10% of the nominal
amount of the issued share capital
7 To extend the general mandate granted to Mgmt Against Against
the Board of Directors to issue shares in
the capital of the Company by the number of
shares repurchased
8 To adopt the new bye-laws in replacement of Mgmt For For
the existing bye-laws of the Company
--------------------------------------------------------------------------------------------------------------------------
SP AUSNET Agenda Number: 704617490
--------------------------------------------------------------------------------------------------------------------------
Security: Q8604X102
Meeting Type: AGM
Meeting Date: 18-Jul-2013
Ticker:
ISIN: AU000000SPN6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 3 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (3), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
CMMT PLEASE NOTE THAT RESOLUTIONS 2 AND 3 ARE Non-Voting
FOR SP AUSTRALIA NETWORKS (DISTRIBUTION)
LTD AND SP AUSTRALIA NETWORKS
(TRANSMISSION) LTD. THANK YOU.
2 Re-election of Mr Ng Kee Choe - Companies Mgmt Against Against
only
3 Remuneration Report - Companies only Mgmt Abstain Against
CMMT PLEASE NOTE THAT RESOLUTION"3"IS FOR SP Non-Voting
AUSTRALIA NETWORKS (DISTRIBUTION) LTD, SP
AUSTRALIA NETWORKS (TRANSMISSION) LTD AND
SP AUSTRALIA NETWORKS (FINANCE) TRUST.
THANK YOU.
4 Issue of Stapled Securities for Singapore Mgmt For For
law purposes - Companies and Trust
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
SUNAC CHINA HOLDINGS LTD, GRAND CAYMAN Agenda Number: 704993953
--------------------------------------------------------------------------------------------------------------------------
Security: G8569A106
Meeting Type: EGM
Meeting Date: 17-Mar-2014
Ticker:
ISIN: KYG8569A1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0228/LTN20140228561.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0228/LTN20140228541.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
1 To approve the amendments of the Post-IPO Mgmt Against Against
Share Option Scheme
2 To approve the amendments of the terms of Mgmt Against Against
the Options granted pursuant to the
Post-IPO Share Option Scheme
--------------------------------------------------------------------------------------------------------------------------
SUNCORP GROUP LTD Agenda Number: 704738143
--------------------------------------------------------------------------------------------------------------------------
Security: Q88040110
Meeting Type: AGM
Meeting Date: 24-Oct-2013
Ticker:
ISIN: AU000000SUN6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 2 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (1 AND 2), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
1 Adoption of the Remuneration Report Mgmt Abstain Against
2 Approval of grant of performance rights to Mgmt Abstain Against
the Managing Director/Group CEO
3.a Re-election of Ms Ilana R Atlas as a Mgmt For For
director
3.b Re-election of Mr Geoffrey T Ricketts as a Mgmt For For
director
4 Approval of amendment to the Company's Mgmt Against Against
Constitution
5 Approval of amendment to the Company's Mgmt Abstain Against
Constitution to include proportional
takeover provisions
--------------------------------------------------------------------------------------------------------------------------
TAISHIN FINANCIAL HOLDINGS CO LTD Agenda Number: 705273720
--------------------------------------------------------------------------------------------------------------------------
Security: Y84086100
Meeting Type: AGM
Meeting Date: 06-Jun-2014
Ticker:
ISIN: TW0002887007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU.
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION; PROPOSED CASH Mgmt For For
DIVIDEND:TWD 0.42597815 PER SHARE
B.3 THE ISSUANCE OF NEW SHARES FROM RETAINED Mgmt For For
EARNINGS: PROPOSED STOCK DIVIDEND:
99.394902 FOR 1,000 SHS HELD
B.4 THE REVISION TO THE ARTICLES OF Mgmt For For
INCORPORATION
B.5 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD, HSINCHU Agenda Number: 705337271
--------------------------------------------------------------------------------------------------------------------------
Security: Y84629107
Meeting Type: AGM
Meeting Date: 24-Jun-2014
Ticker:
ISIN: TW0002330008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 284064 DUE TO DELETION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE BUSINESS OF 2013 Non-Voting
A.2 AUDIT COMMITTEES REVIEW REPORT Non-Voting
A.3 TO REPORT THE ISSUANCE OF UNSECURED Non-Voting
STRAIGHT CORPORATE BOND
B.1 TO ACCEPT 2013 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS
B.2 TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2013 PROFITS. (CASH DIVIDEND NT3.0 PER
SHARE)
B.3 TO REVISE THE FOLLOWING INTERNAL RULES: 1. Mgmt For For
PROCEDURES FOR ACQUISITION OR DISPOSAL OF
ASSETS. 2. PROCEDURES FOR FINANCIAL
DERIVATIVES TRANSACTIONS.
--------------------------------------------------------------------------------------------------------------------------
TELECOM CORPORATION OF NEW ZEALAND LTD, AUCKLAND Agenda Number: 704754262
--------------------------------------------------------------------------------------------------------------------------
Security: Q89499109
Meeting Type: AGM
Meeting Date: 08-Nov-2013
Ticker:
ISIN: NZTELE0001S4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Authorize Board to Fix Remuneration of the Mgmt For For
Auditors
2 Elect Maury Leyland as Director Mgmt For For
3 Elect Charles Sitch as Director Mgmt For For
4 Elect Justine Smyth as Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TELSTRA CORPORATION LTD, MELBOURNE VIC Agenda Number: 704706603
--------------------------------------------------------------------------------------------------------------------------
Security: Q8975N105
Meeting Type: AGM
Meeting Date: 15-Oct-2013
Ticker:
ISIN: AU000000TLS2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 4 AND 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSALS. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (4 AND 5), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSALS AND YOU COMPLY WITH
THE VOTING EXCLUSION.
3.a Election of Director: Mr Chin Hu Lim Mgmt For For
3.b Re-election of Director: Dr Nora Mgmt For For
Scheinkestel
4 Grant of Performance Rights Mgmt Abstain Against
5 Remuneration Report Mgmt Abstain Against
CMMT 09 OCT 13: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN THE RECORD DATE
FROM 13 OCT 13 TO 11 OCT 13. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TENAGA NASIONAL BHD, KUALA LUMPUR Agenda Number: 704856333
--------------------------------------------------------------------------------------------------------------------------
Security: Y85859109
Meeting Type: AGM
Meeting Date: 19-Dec-2013
Ticker:
ISIN: MYL5347OO009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the declaration of a final Mgmt For For
single-tier dividend of 15.0 sen per
ordinary share for the Financial Year ended
31 August 2013
2 To approve the following Directors' Fees: Mgmt For For
Increase in Directors' Fees amounting to
RM180,000.00 per annum for the
Non-Executive Chairman and RM120,000.00 per
annum for the Non-Executive Director with
effect from 1 January 2013
3 To approve the following Directors' Fees: Mgmt For For
Payment of Directors' fees of RM
1,900,000.00 for the Financial Year ended
31 August 2013
4 To re-elect the following Director who Mgmt For For
retires in accordance with Article 135 of
the Company's Articles of Association:
Datuk Nozirah binti Bahari
5 To re-elect the following Director who Mgmt For For
retires in accordance with Article 135 of
the Company's Articles of Association:
Datuk Chung Hon Cheong
6 To re-appoint the following Director who Mgmt For For
retires in accordance with Section 129(6)
of the Companies Act, 1965 ("Act") to hold
office until the conclusion of the next
Annual General Meeting ("AGM"): Tan Sri Leo
Moggie
7 To re-appoint the following Director who Mgmt For For
retires in accordance with Section 129(6)
of the Companies Act, 1965 ("Act") to hold
office until the conclusion of the next
Annual General Meeting ("AGM"): Tan Sri
Dato' Seri Siti Norma binti Yaakob
8 To re-appoint Messrs Mgmt For For
PricewaterhouseCoopers, having consented to
act, as Auditors of the Company, to hold
office until the conclusion of the next AGM
and to authorise the Directors to fix their
remuneration
9 Proposed Continuation in Office as Mgmt For For
Independent Non-Executive Director in
accordance with Recommendation 3.3 of the
Malaysian Code on Corporate Governance
2012: Dato' Zainal Abidin bin Putih
10 Proposed renewal of authority for the Mgmt For For
purchase by the Company of its own shares
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD, GEORGE TOWN Agenda Number: 705105636
--------------------------------------------------------------------------------------------------------------------------
Security: G87572148
Meeting Type: AGM
Meeting Date: 14-May-2014
Ticker:
ISIN: KYG875721485
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0402/LTN201404021681.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0402/LTN201404021689.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31
DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.i.a TO RE-ELECT MR LAU CHI PING MARTIN AS Mgmt For For
DIRECTOR
3.i.b TO RE-ELECT MR CHARLES ST LEGER SEARLE AS Mgmt For For
DIRECTOR
3.ii TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT AUDITOR AND TO AUTHORISE THE Mgmt For For
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES (ORDINARY RESOLUTION 5
AS SET OUT IN THE NOTICE OF THE AGM)
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES (ORDINARY RESOLUTION 6
AS SET OUT IN THE NOTICE OF THE AGM)
7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt Against Against
SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED (ORDINARY RESOLUTION 7 AS SET
OUT IN THE NOTICE OF THE AGM)
8 TO APPROVE THE SHARE SUBDIVISION (ORDINARY Mgmt For For
RESOLUTION 8 AS SET OUT IN THE NOTICE OF
AGM)
9 TO ADOPT THE OPTION SCHEME OF RIOT GAMES, Mgmt For For
INC. (ORDINARY RESOLUTION 9 AS SET OUT IN
THE NOTICE OF AGM)
10 TO AMEND THE EXISTING MEMORANDUM OF Mgmt For For
ASSOCIATION AND ARTICLES OF ASSOCIATION AND
TO ADOPT THE AMENDED AND RESTATED
MEMORANDUM OF ASSOCIATION AND ARTICLES OF
ASSOCIATION (SPECIAL RESOLUTION 10 AS SET
OUT IN THE NOTICE OF AGM)
--------------------------------------------------------------------------------------------------------------------------
TWENTY-FIRST CENTURY FOX INC, NEW YORK, NY Agenda Number: 704739917
--------------------------------------------------------------------------------------------------------------------------
Security: U8880N104
Meeting Type: AGM
Meeting Date: 18-Oct-2013
Ticker:
ISIN: AU000000FOX5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ONLY Non-Voting
ALLOWED TO VOTE 'IN FAVOR' WHICH IS
DECALRING A YES OR 'AGAINST' WHICH IS
DECLARING A NO FOR RESOLUTION "7". THANK
YOU.
1.a Election of Director: K Rupert Murdoch Mgmt Against Against
1.b Election of Director: Delphine Arnault Mgmt For For
1.c Election of Director: James W Breyer Mgmt Against Against
1.d Election of Director: Chase Carey Mgmt Against Against
1.e Election of Director: David F. DeVoe Mgmt Against Against
1.f Election of Director: Viet Dinh Mgmt Against Against
1.g Election of Director: Sir Roderick I Mgmt Against Against
Eddington
1.h Election of Director: James R. Murdoch Mgmt Against Against
1.i Election of Director: Lachlan K. Murdoch Mgmt Against Against
1.j Election of Director: Jacques Nasser Mgmt For For
1.k Election of Director: Robert S Silberman Mgmt For For
1.l Election of Director: Alvaro Uribe Mgmt Against Against
2 Proposal to ratify the selection of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending June 30, 2014
3 Advisory vote on Executive Compensation Mgmt For For
4 Approval of the Twenty-First Century Fox, Mgmt For For
Inc. 2013 Long-Term Incentive Plan
5 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: Adopt a Policy that
the Chairman of the Board of Directors be
an Independent Director
6 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: Eliminate the
Company's Dual Class Capital Structure
7 Please mark "YES" if the stock is owned of Mgmt For For
record or beneficiary by a U.S stockholder
or mark "NO" if such stock is owned of
record or beneficiary by a non-U.S.
stockholder (please refer to Appendix B of
the Proxy Statement for additional
guidance.) if you do not provide a response
to this item 7, you will be deemed to be a
non-U.S. stockholder and the shares will be
subject to the suspension of voting rights
unless you are a stockholder of record as
of the Record Date and you previously
submitted a U.S. citizenship certification
to the Company's transfer agent or
Australian share registrar
CMMT 4 OCT 13: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL ROBINA CORP Agenda Number: 705154196
--------------------------------------------------------------------------------------------------------------------------
Security: Y9297P100
Meeting Type: AGM
Meeting Date: 12-May-2014
Ticker:
ISIN: PHY9297P1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 293862 DUE TO RECEIPT OF
DIRECTORS NAMES. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 PROOF OF NOTICE OF THE MEETING AND Mgmt Abstain Against
EXISTENCE OF A QUORUM
2 READING AND APPROVAL OF THE MINUTES OF THE Mgmt For For
ANNUAL MEETING OF THE STOCKHOLDERS HELD ON
APRIL 18, 2013
3 PRESENTATION OF ANNUAL REPORT AND APPROVAL Mgmt For For
OF FINANCIAL STATEMENTS FOR THE PRECEDING
YEAR
4 APPROVAL TO AMEND ARTICLE THIRD OF THE Mgmt For For
ARTICLES OF INCORPORATION OF THE
CORPORATION IN ORDER TO CHANGE THE
CORPORATION'S PRINCIPAL OFFICE ADDRESS IN
ACCORDANCE WITH SEC MEMORANDUM CIRCULAR NO.
6, SERIES OF 2014
5 ELECTION OF DIRECTOR: JOHN L. GOKONGWEI, Mgmt For For
JR`
6 ELECTION OF DIRECTOR: JAMES L. GO Mgmt For For
7 ELECTION OF DIRECTOR: LANCE Y. GOKONGWEI Mgmt For For
8 ELECTION OF DIRECTOR: PATRICK HENRY C. GO Mgmt Against Against
9 ELECTION OF DIRECTOR: FREDERICK D. GO Mgmt For For
10 ELECTION OF DIRECTOR: JOHNSON ROBERT G. GO, Mgmt For For
JR
11 ELECTION OF DIRECTOR: ROBERT G. COYIUTO, JR Mgmt For For
12 ELECTION OF DIRECTOR: WILFRIDO E. SANCHEZ Mgmt For For
(INDEPENDENT DIRECTOR)
13 ELECTION OF DIRECTOR: PASCUAL S. GUERZON Mgmt For For
(INDEPENDENT DIRECTOR)
14 ELECTION OF EXTERNAL AUDITOR Mgmt For For
15 RATIFICATION OF ALL ACTS OF THE BOARD OF Mgmt For For
DIRECTORS AND MANAGEMENT
16 CONSIDERATION OF SUCH OTHER MATTERS AS MAY Mgmt Against Against
PROPERLY COME DURING THE MEETING
17 ADJOURNMENT Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
WESFARMERS LTD, PERTH WA Agenda Number: 704747142
--------------------------------------------------------------------------------------------------------------------------
Security: Q95870103
Meeting Type: AGM
Meeting Date: 07-Nov-2013
Ticker:
ISIN: AU000000WES1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 4 AND 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (3, 4 AND 5), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2.a Re-election of Mr A J Howarth Mgmt For For
2.b Re-election of Mr W G Osborn Mgmt For For
2.c Re-election of Ms V M Wallace Mgmt For For
2.d Election of Ms J A Westacott Mgmt For For
3 Adoption of the Remuneration Report Mgmt Abstain Against
4 Grant of Performance Rights to the Group Mgmt Abstain Against
Managing Director
5 Grant of Performance Rights to the Finance Mgmt Abstain Against
Director
6 Return of Capital to Shareholders Mgmt For For
7 Consolidation of Shares Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WESTPAC BANKING CORP, SYDNEY NSW Agenda Number: 704845176
--------------------------------------------------------------------------------------------------------------------------
Security: Q97417101
Meeting Type: AGM
Meeting Date: 13-Dec-2013
Ticker:
ISIN: AU000000WBC1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 3, 4A AND 4B AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSALS WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSALS. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSALS, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSALS AND
YOU COMPLY WITH THE VOTING EXCLUSION.
2 Remuneration Report Mgmt Abstain Against
3 Grant of equity to the Chief Executive Mgmt Abstain Against
Officer
4.a Selective buy-back of Westpac Stapled Mgmt For For
Preferred Securities II: Buy-back on
Mandatory Conversion Date
4.b Selective buy-back of Westpac Stapled Mgmt For For
Preferred Securities II: Buy-back before
Mandatory Conversion Date
5.a Re-election of Elizabeth Bryan as a Mgmt For For
Director
5.b Re-election of Peter Hawkins as a Director Mgmt For For
5.c Election of Ewen Crouch as a Director Mgmt For For
5.d Election of Peter Marriott as a Director Mgmt For For
6 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Abstain Against
SHAREHOLDER PROPOSAL: Election of David
Barrow as a Director
CMMT 06 DEC 13: DELETION OF COMMENT Non-Voting
CMMT 06 DEC 13: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DELETION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
WOOLWORTHS LTD, BAULKHAM HILLS NSW Agenda Number: 704806388
--------------------------------------------------------------------------------------------------------------------------
Security: Q98418108
Meeting Type: AGM
Meeting Date: 26-Nov-2013
Ticker:
ISIN: AU000000WOW2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 4.a, 4.b, 5 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
2.a To re-elect as a Director Ms Carla (Jayne) Mgmt For For
Hrdlicka
2.b To re-elect as a Director Mr Ian John Mgmt For For
Macfarlane
3 Approval of Woolworths Long Term Incentive Mgmt For For
Plan
4.a Long Term Incentive Plan Issues - Mr Grant Mgmt For For
O'Brien
4.b Long Term Incentive Plan Issues - Mr Tom Mgmt For For
Pockett
5 Adoption of Remuneration Report Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
XINYI SOLAR HOLDINGS LTD, GRAND CAYMAN Agenda Number: 705238916
--------------------------------------------------------------------------------------------------------------------------
Security: G9829N102
Meeting Type: AGM
Meeting Date: 06-Jun-2014
Ticker:
ISIN: KYG9829N1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0430/LTN20140430119.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0430/LTN20140430117.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND REPORT OF THE
DIRECTORS OF THE COMPANY (THE
"DIRECTOR(S)") AND THE AUDITORS OF THE
COMPANY (THE "AUDITORS") FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND OF 1.8 HK CENTS Mgmt For For
PER SHARE FOR THE YEAR ENDED 31 DECEMBER
2013, AND TO PAY SUCH FINAL DIVIDEND OUT OF
THE SHARE PREMIUM ACCOUNT OF THE COMPANY
3.A.i TO RE-ELECT MR. LEE YIN YEE, M. H. AS Mgmt For For
NON-EXECUTIVE DIRECTOR
3A.ii TO RE-ELECT MR. TUNG CHING SAI AS AN Mgmt For For
EXECUTIVE DIRECTOR
3Aiii TO RE-ELECT MR. LEE YAU CHING AS AN Mgmt For For
EXECUTIVE DIRECTOR
3A.iv TO RE-ELECT MR. LI MAN YIN AS AN EXECUTIVE Mgmt For For
DIRECTOR
3.B TO AUTHORISE THE BOARD OF DIRECTORS TO Mgmt For For
DETERMINE THE REMUNERATION OF THE DIRECTORS
4 TO RE-APPOINT THE AUDITORS AND TO AUTHORISE Mgmt For For
THE BOARD TO FIX THEIR REMUNERATION
5.A TO GRANT AN UNCONDITIONAL GENERAL MANDATE Mgmt For For
TO THE DIRECTORS TO REPURCHASE SHARES
5.B TO GRANT AN UNCONDITIONAL GENERAL MANDATE Mgmt Against Against
TO THE DIRECTORS TO ALLOT AND ISSUE SHARES
5.C TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE SHARES BY THE SHARES
REPURCHASED
6 TO APPROVE THE ADOPTION OF THE SHARE OPTION Mgmt Against Against
SCHEME (THE "SHARE OPTION SCHEME") AND
AUTHORISE THE DIRECTORS TO GRANT OPTIONS
AND TO ALLOT, ISSUE AND DEAL WITH THE
SHARES PURSUANT TO THE EXERCISE OF ANY
OPTION GRANTED THEREUNDER AND TO TAKE SUCH
STEPS AND DO SUCH ACTS AND TO ENTER INTO
SUCH TRANSACTIONS, ARRANGEMENTS OR
AGREEMENTS AS MAY BE NECESSARY OR EXPEDIENT
IN ORDER TO IMPLEMENT AND GIVE FULL EFFECT
TO THE SHARE OPTION SCHEME
--------------------------------------------------------------------------------------------------------------------------
YANGZIJIANG SHIPBUILDING (HOLDINGS) LTD Agenda Number: 705095164
--------------------------------------------------------------------------------------------------------------------------
Security: Y9728A102
Meeting Type: AGM
Meeting Date: 30-Apr-2014
Ticker:
ISIN: SG1U76934819
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2013 AND THE DIRECTORS'
REPORTS AND THE AUDITORS' REPORT THEREON
2 TO DECLARE A TAX EXEMPT (ONE-TIER) FINAL Mgmt For For
DIVIDEND OF SGD 0.05 PER ORDINARY SHARE IN
RESPECT OF THE FINANCIAL YEAR ENDED 31
DECEMBER 2013
3 TO APPROVE THE PROPOSED DIRECTORS' FEES OF Mgmt For For
SGD 133,500 FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2013 (2012: SGD 90,000)
4 TO RE-ELECT Mr CHEN TIMOTHY TECK LENG @ Mgmt For For
CHEN TECK LENG RETIRING BY ROTATION
PURSUANT TO ARTICLE 76 OF THE COMPANY'S
ARTICLES OF ASSOCIATION
5 TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITORS AND TO AUTHORISE THE
DIRECTORS TO FIX THEIR REMUNERATION
6 AUTHORITY TO ALLOT AND ISSUE SHARES Mgmt For For
7 RENEWAL OF SHARE PURCHASE MANDATE Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
YUE YUEN INDUSTRIAL (HOLDINGS) LTD Agenda Number: 705215273
--------------------------------------------------------------------------------------------------------------------------
Security: G98803144
Meeting Type: AGM
Meeting Date: 30-May-2014
Ticker:
ISIN: BMG988031446
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0424/LTN20140424367.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0424/LTN20140424313.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND AUDITORS FOR THE YEAR ENDED
31ST DECEMBER, 2013
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.75 PER Mgmt For For
SHARE FOR THE YEAR ENDED 31ST DECEMBER,
2013
3.I TO RE-ELECT LU CHIN CHU AS AN EXECUTIVE Mgmt For For
DIRECTOR
3.II TO RE-ELECT LEE SHAO WU AS AN EXECUTIVE Mgmt For For
DIRECTOR
3.III TO RE-ELECT TSAI MING-LUN, MING AS AN Mgmt For For
EXECUTIVE DIRECTOR
3.IV TO RE-ELECT GEORGE HONG-CHIH LIU AS AN Mgmt For For
EXECUTIVE DIRECTOR
3.V TO RE-ELECT LEUNG YEE SIK AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
3.VI TO RE-ELECT HSIEH, YUNG HSIANG (ALSO KNOWN Mgmt For For
AS ALFRED HSIEH) AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR
3.VII TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF THE DIRECTORS
4 TO APPOINT AUDITORS AND TO AUTHORISE THE Mgmt For For
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
5.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES NOT EXCEEDING 10% OF THE ISSUED
SHARE CAPITAL OF THE COMPANY AS AT THE DATE
OF PASSING OF THIS RESOLUTION
5.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE THE COMPANY'S OWN SHARES NOT
EXCEEDING 10% OF THE ISSUED SHARE CAPITAL
OF THE COMPANY AS AT THE DATE OF PASSING OF
THIS RESOLUTION
5.C TO EXTEND THE GENERAL MANDATE TO ISSUE, Mgmt Against Against
ALLOT AND DEAL WITH ADDITIONAL SHARES OF
THE COMPANY UNDER RESOLUTION NUMBER 5A TO
INCLUDE THE NUMBER OF SHARES REPURCHASED
PURSUANT TO THE GENERAL MANDATE TO
REPURCHASE SHARES UNDER RESOLUTION NUMBER
5B
JPMorgan California Municipal Money Market Fund
--------------------------------------------------------------------------------------------------------------------------
NUVEEN CA DIVIDEND ADV MUNI FD 3 Agenda Number: 933890003
--------------------------------------------------------------------------------------------------------------------------
Security: 67070Y604
Meeting Type: Annual
Meeting Date: 26-Nov-2013
Ticker:
ISIN: US67070Y6041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1C. DIRECTOR
JUDITH M. STOCKDALE Mgmt For For
CAROLE E. STONE Mgmt For For
VIRGINIA L. STRINGER Mgmt For For
WILLIAM C. HUNTER Mgmt For For
WILLIAM J. SCHNEIDER Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NUVEEN CA DIVIDEND ADVANTAGE MUNI FD Agenda Number: 933921733
--------------------------------------------------------------------------------------------------------------------------
Security: 67066Y600
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker:
ISIN: US67066Y6005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JUDITH M. STOCKDALE Mgmt For *
CAROLE E. STONE Mgmt For *
VIRGINIA L. STRINGER Mgmt For *
WILLIAM C. HUNTER Mgmt For *
WILLIAM J. SCHNEIDER Mgmt For *
2. TO APPROVE AN AGREEMENT AND PLAN OF Mgmt For *
REORGANIZATION PURSUANT TO WHICH EACH OF
NUVEEN CALIFORNIA PERFORMANCE PLUS
MUNICIPAL FUND, INC., NUVEEN CALIFORNIA
MUNICIPAL MARKET OPPORTUNITY FUND, INC.,
NUVEEN CALIFORNIA INVESTMENT QUALITY
MUNICIPAL FUND, INC., NUVEEN CALIFORNIA
SELECT QUALITY MUNICIPAL FUND, INC. AND
NUVEEN ... (DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL)
3. TO APPROVE THE ISSUANCE OF ADDITIONAL Mgmt For *
COMMON SHARES IN CONNECTION WITH EACH
REORGANIZATION PURSUANT TO THE AGREEMENT
AND PLAN OF REORGANIZATION
4. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For *
THE STATEMENT ESTABLISHING AND FIXING THE
RIGHTS AND PREFERENCES OF VARIABLE RATE
DEMAND PREFERRED SHARES OF DIVIDEND
ADVANTAGE
--------------------------------------------------------------------------------------------------------------------------
NUVEEN CA INVEST QUALITY MUNI FUND INC Agenda Number: 933921707
--------------------------------------------------------------------------------------------------------------------------
Security: 67062A507
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker:
ISIN: US67062A5074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM ADAMS IV Mgmt For For
ROBERT P. BREMNER Mgmt For For
JACK B. EVANS Mgmt For For
DAVID J. KUNDERT Mgmt For For
JOHN K. NELSON Mgmt For For
THOMAS S. SCHREIER, JR. Mgmt For For
JUDITH M. STOCKDALE Mgmt For For
CAROLE E. STONE Mgmt For For
VIRGINIA L. STRINGER Mgmt For For
TERENCE J. TOTH Mgmt For For
WILLIAM C. HUNTER Mgmt For For
WILLIAM J. SCHNEIDER Mgmt For For
2. TO APPROVE AN AGREEMENT AND PLAN OF Mgmt For For
REORGANIZATION PURSUANT TO WHICH NUVEEN
CALIFORNIA INVESTMENT QUALITY MUNICIPAL
FUND, INC. (THE "TARGET FUND") WOULD (I)
TRANSFER SUBSTANTIALLY ALL OF ITS ASSETS TO
NUVEEN CALIFORNIA DIVIDEND ADVANTAGE
MUNICIPAL FUND (THE "ACQUIRING FUND") IN
EXCHANGE SOLELY FOR NEWLY ISSUED ... (DUE
TO SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
NUVEEN CA PERFORMANCE PLUS MUNI FD, INC. Agenda Number: 933921682
--------------------------------------------------------------------------------------------------------------------------
Security: 67062Q502
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker:
ISIN: US67062Q5027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM ADAMS IV Mgmt For For
ROBERT P. BREMNER Mgmt For For
JACK B. EVANS Mgmt For For
DAVID J. KUNDERT Mgmt For For
JOHN K. NELSON Mgmt For For
THOMAS S. SCHREIER, JR. Mgmt For For
JUDITH M. STOCKDALE Mgmt For For
CAROLE E. STONE Mgmt For For
VIRGINIA L. STRINGER Mgmt For For
TERENCE J. TOTH Mgmt For For
WILLIAM C. HUNTER Mgmt For For
WILLIAM J. SCHNEIDER Mgmt For For
2. TO APPROVE AN AGREEMENT AND PLAN OF Mgmt For For
REORGANIZATION PURSUANT TO WHICH NUVEEN
CALIFORNIA PERFORMANCE PLUS MUNICIPAL FUND,
INC. (THE "TARGET FUND") WOULD (I) TRANSFER
SUBSTANTIALLY ALL OF ITS ASSETS TO NUVEEN
CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL
FUND (THE "ACQUIRING FUND") IN EXCHANGE
SOLELY FOR NEWLY ISSUED ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
NUVEEN CA QUALITY INCOME MUNI FD, INC. Agenda Number: 933921721
--------------------------------------------------------------------------------------------------------------------------
Security: 670985506
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker:
ISIN: US6709855067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM ADAMS IV Mgmt For For
ROBERT P. BREMNER Mgmt For For
JACK B. EVANS Mgmt For For
DAVID J. KUNDERT Mgmt For For
JOHN K. NELSON Mgmt For For
THOMAS S. SCHREIER, JR. Mgmt For For
JUDITH M. STOCKDALE Mgmt For For
CAROLE E. STONE Mgmt For For
VIRGINIA L. STRINGER Mgmt For For
TERENCE J. TOTH Mgmt For For
WILLIAM C. HUNTER Mgmt For For
WILLIAM J. SCHNEIDER Mgmt For For
2. TO APPROVE AN AGREEMENT AND PLAN OF Mgmt For For
REORGANIZATION PURSUANT TO WHICH NUVEEN
CALIFORNIA QUALITY INCOME MUNICIPAL FUND,
INC. (THE "TARGET FUND") WOULD (I) TRANSFER
SUBSTANTIALLY ALL OF ITS ASSETS TO NUVEEN
CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL
FUND (THE "ACQUIRING FUND") IN EXCHANGE
SOLELY FOR NEWLY ISSUED ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
NUVEEN CA SELECT QUALITY MUNI FUND, INC. Agenda Number: 933921719
--------------------------------------------------------------------------------------------------------------------------
Security: 670975507
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker:
ISIN: US6709755077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM ADAMS IV Mgmt For For
ROBERT P. BREMNER Mgmt For For
JACK B. EVANS Mgmt For For
DAVID J. KUNDERT Mgmt For For
JOHN K. NELSON Mgmt For For
THOMAS S. SCHREIER, JR. Mgmt For For
JUDITH M. STOCKDALE Mgmt For For
CAROLE E. STONE Mgmt For For
VIRGINIA L. STRINGER Mgmt For For
TERENCE J. TOTH Mgmt For For
WILLIAM C. HUNTER Mgmt For For
WILLIAM J. SCHNEIDER Mgmt For For
2. TO APPROVE AN AGREEMENT AND PLAN OF Mgmt For For
REORGANIZATION PURSUANT TO WHICH NUVEEN
CALIFORNIA SELECT QUALITY MUNICIPAL FUND,
INC. (THE "TARGET FUND") WOULD (I) TRANSFER
SUBSTANTIALLY ALL OF ITS ASSETS TO NUVEEN
CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL
FUND (THE "ACQUIRING FUND") IN EXCHANGE
SOLELY FOR NEWLY ISSUED ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
NUVEEN INS CA TAX-FREE ADV MUNI FUND Agenda Number: 933921745
--------------------------------------------------------------------------------------------------------------------------
Security: 670651504
Meeting Type: Annual
Meeting Date: 24-Feb-2014
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JUDITH M. STOCKDALE Mgmt For For
CAROLE E. STONE Mgmt For For
VIRGINIA L. STRINGER Mgmt For For
WILLIAM C. HUNTER Mgmt For For
WILLIAM J. SCHNEIDER Mgmt For For
2. TO APPROVE AN AGREEMENT AND PLAN OF Mgmt For For
REORGANIZATION PURSUANT TO WHICH NUVEEN
CALIFORNIA PREMIUM INCOME MUNICIPAL FUND
(THE "TARGET FUND") WOULD (I) TRANSFER
SUBSTANTIALLY ALL OF ITS ASSETS TO NUVEEN
CALIFORNIA AMT-FREE MUNICIPAL INCOME FUND
(THE "ACQUIRING FUND" OR "AMT-FREE") IN
EXCHANGE SOLELY FOR NEWLY ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
3. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE RESPECTIVE STATEMENT ESTABLISHING AND
FIXING THE RIGHTS AND PREFERENCES OF
VARIABLE RATE DEMAND PREFERRED SHARES OF
THE APPLICABLE SERIES OF VARIABLE RATE
DEMAND PREFERRED SHARES OF AMT-FREE.
--------------------------------------------------------------------------------------------------------------------------
NUVEEN INS CA TAX-FREE ADV MUNI FUND Agenda Number: 933921745
--------------------------------------------------------------------------------------------------------------------------
Security: 670651702
Meeting Type: Annual
Meeting Date: 24-Feb-2014
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JUDITH M. STOCKDALE Mgmt For For
CAROLE E. STONE Mgmt For For
VIRGINIA L. STRINGER Mgmt For For
WILLIAM C. HUNTER Mgmt For For
WILLIAM J. SCHNEIDER Mgmt For For
2. TO APPROVE AN AGREEMENT AND PLAN OF Mgmt For For
REORGANIZATION PURSUANT TO WHICH NUVEEN
CALIFORNIA PREMIUM INCOME MUNICIPAL FUND
(THE "TARGET FUND") WOULD (I) TRANSFER
SUBSTANTIALLY ALL OF ITS ASSETS TO NUVEEN
CALIFORNIA AMT-FREE MUNICIPAL INCOME FUND
(THE "ACQUIRING FUND" OR "AMT-FREE") IN
EXCHANGE SOLELY FOR NEWLY ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
3. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE RESPECTIVE STATEMENT ESTABLISHING AND
FIXING THE RIGHTS AND PREFERENCES OF
VARIABLE RATE DEMAND PREFERRED SHARES OF
THE APPLICABLE SERIES OF VARIABLE RATE
DEMAND PREFERRED SHARES OF AMT-FREE.
JPMorgan California Tax Free Bond Fund
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN CALIFORNIA PUBLIC POWER AUTH. Agenda Number: 933863854
--------------------------------------------------------------------------------------------------------------------------
Security: 842471AL8
Meeting Type: Consent
Meeting Date: 13-Sep-2013
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) TO APPROVE THE PROPOSED AMENDMENTS WHICH Mgmt For
ARE MORE FULLY DESCRIBED IN THE CONSENT
STATEMENT DATED JULY 30, 2013
JPMorgan China Region Fund
--------------------------------------------------------------------------------------------------------------------------
AAC TECHNOLOGIES HOLDINGS INC, GEORGE TOWN Agenda Number: 705157041
--------------------------------------------------------------------------------------------------------------------------
Security: G2953R114
Meeting Type: AGM
Meeting Date: 23-May-2014
Ticker:
ISIN: KYG2953R1149
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0411/LTN201404111018.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0411/LTN20140411999.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS, THE
DIRECTORS' REPORT AND THE INDEPENDENT
AUDITOR'S REPORT FOR THE YEAR ENDED 31ST
DECEMBER, 2013
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.83 PER Mgmt For For
ORDINARY SHARE FOR THE YEAR ENDED 31ST
DECEMBER, 2013
3.a TO RE-ELECT MR. MOK JOE KUEN RICHARD AS Mgmt For For
EXECUTIVE DIRECTOR
3.b TO RE-ELECT MR. POON CHUNG YIN JOSEPH AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.c TO RE-ELECT DATO' TAN BIAN EE AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.d TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' FEES
4 TO RE-APPOINT MESSRS. DELOITTE TOUCHE Mgmt For For
TOHMATSU AS AUDITORS OF THE COMPANY AND
AUTHORIZE THE BOARD OF DIRECTORS TO FIX
THEIR REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE SHARES (ORDINARY RESOLUTION SET
OUT IN ITEM 5 OF THE NOTICE OF ANNUAL
GENERAL MEETING)
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES (ORDINARY RESOLUTION
SET OUT IN ITEM 6 OF THE NOTICE OF ANNUAL
GENERAL MEETING)
7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt Against Against
SHARES BY ADDITION THERETO THE SHARES
REPURCHASED BY THE COMPANY (ORDINARY
RESOLUTION SET OUT IN ITEM 7 OF THE NOTICE
OF ANNUAL GENERAL MEETING)
--------------------------------------------------------------------------------------------------------------------------
ADVANCED SEMICONDUCTOR ENGINEERING INC Agenda Number: 705336166
--------------------------------------------------------------------------------------------------------------------------
Security: Y00153109
Meeting Type: AGM
Meeting Date: 26-Jun-2014
Ticker:
ISIN: TW0002311008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 THE STATUS OF MONETARY LOANS AND Non-Voting
ENDORSEMENT AND GUARANTEE
A.4 THE STATUS OF OVERSEAS UNSECURED Non-Voting
CONVERTIBLE BONDS
A.5 THE STATUS OF THE OVERSEA CONVERTIBLE Non-Voting
CORPORATE BONDS VIA PRIVATE PLACEMENT
A.6 THE INDIRECT INVESTMENT IN PEOPLE'S Non-Voting
REPUBLIC OF CHINA
A.7 THE STATUS OF MERGER WITH YANGTING LTD Non-Voting
B.1 THE 2013 FINANCIAL STATEMENTS Mgmt For For
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 1.3 PER SHARE
B.3 THE PROPOSAL OF CAPITAL INJECTION BY Mgmt For For
ISSUING NEW SHARES, CORPORATE BONDS VIA
PRIVATE PLACEMENT OR GLOBAL DEPOSITARY
RECEIPT
B.4 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.5 THE REVISION TO THE ARTICLES OF Mgmt For For
INCORPORATION
B.6 THE REVISION TO THE PROCEDURE OF THE Mgmt For For
ELECTION OF THE DIRECTORS AND SUPERVISORS
--------------------------------------------------------------------------------------------------------------------------
AGRICULTURAL BANK OF CHINA, BEIJING Agenda Number: 705386729
--------------------------------------------------------------------------------------------------------------------------
Security: Y00289119
Meeting Type: AGM
Meeting Date: 23-Jun-2014
Ticker:
ISIN: CNE100000Q43
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 333377 DUE TO ADDITION OF
RESOLUTION 17. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0508/LTN20140508883.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0606/LTN20140606511.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0508/LTN20140508890.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0606/LTN20140606532.pdf
1 TO CONSIDER AND APPROVE THE GRANT TO THE Mgmt Against Against
BOARD OF DIRECTORS OF A GENERAL MANDATE TO
ISSUE NEW SHARES
2 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
THE ARTICLES OF ASSOCIATION
3.1 TO CONSIDER AND APPROVE THE ISSUANCE PLAN Mgmt For For
FOR PREFERENCE SHARES: TYPE AND NUMBER OF
SECURITIES TO BE ISSUED
3.2 TO CONSIDER AND APPROVE THE ISSUANCE PLAN Mgmt For For
FOR PREFERENCE SHARES: DURATION
3.3 TO CONSIDER AND APPROVE THE ISSUANCE PLAN Mgmt For For
FOR PREFERENCE SHARES: METHOD OF THE
ISSUANCE
3.4 TO CONSIDER AND APPROVE THE ISSUANCE PLAN Mgmt For For
FOR PREFERENCE SHARES: SUBSCRIBERS OF THE
ISSUANCE
3.5 TO CONSIDER AND APPROVE THE ISSUANCE PLAN Mgmt For For
FOR PREFERENCE SHARES: NOMINAL VALUE AND
ISSUANCE PRICE
3.6 TO CONSIDER AND APPROVE THE ISSUANCE PLAN Mgmt For For
FOR PREFERENCE SHARES: DIVIDEND
DISTRIBUTION PROVISIONS
3.7 TO CONSIDER AND APPROVE THE ISSUANCE PLAN Mgmt For For
FOR PREFERENCE SHARES: OPTIONAL REDEMPTION
PROVISIONS
3.8 TO CONSIDER AND APPROVE THE ISSUANCE PLAN Mgmt For For
FOR PREFERENCE SHARES: MANDATORY CONVERSION
PROVISIONS
3.9 TO CONSIDER AND APPROVE THE ISSUANCE PLAN Mgmt For For
FOR PREFERENCE SHARES: RESTRICTION ON AND
RESTORATION OF VOTING RIGHTS
3.10 TO CONSIDER AND APPROVE THE ISSUANCE PLAN Mgmt For For
FOR PREFERENCE SHARES: SEQUENCE OF
SETTLEMENT AND METHOD OF LIQUIDATION
3.11 TO CONSIDER AND APPROVE THE ISSUANCE PLAN Mgmt For For
FOR PREFERENCE SHARES: USE OF PROCEEDS
3.12 TO CONSIDER AND APPROVE THE ISSUANCE PLAN Mgmt For For
FOR PREFERENCE SHARES: RATING ARRANGEMENT
3.13 TO CONSIDER AND APPROVE THE ISSUANCE PLAN Mgmt For For
FOR PREFERENCE SHARES: GUARANTEE
ARRANGEMENT
3.14 TO CONSIDER AND APPROVE THE ISSUANCE PLAN Mgmt For For
FOR PREFERENCE SHARES: TRANSFER ARRANGEMENT
3.15 TO CONSIDER AND APPROVE THE ISSUANCE PLAN Mgmt For For
FOR PREFERENCE SHARES: EFFECTIVE PERIOD OF
THE RESOLUTION OF THE ISSUANCE
3.16 TO CONSIDER AND APPROVE THE ISSUANCE PLAN Mgmt For For
FOR PREFERENCE SHARES: AUTHORIZATION OF THE
ISSUANCE OF PREFERENCE SHARES
4 TO CONSIDER AND APPROVE THE COMPENSATION ON Mgmt For For
INSTANT RETURNS TO SHAREHOLDERS AFTER
ISSUANCE OF PREFERENCE SHARES
5 TO CONSIDER AND APPROVE THE FEASIBILITY Mgmt For For
ANALYSIS REPORT OF THE USE OF PROCEEDS
6 TO CONSIDER AND APPROVE THE SHAREHOLDERS Mgmt For For
RETURN PLAN FOR 2014-2016
7 TO CONSIDER AND APPROVE THE 2013 WORK Mgmt For For
REPORT OF THE BOARD OF DIRECTORS OF THE
BANK
8 TO CONSIDER AND APPROVE THE 2013 WORK Mgmt For For
REPORT OF THE BOARD OF SUPERVISORS OF THE
BANK
9 TO CONSIDER AND APPROVE THE FINAL FINANCIAL Mgmt For For
ACCOUNTS OF THE BANK FOR 2013
10 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE BANK FOR 2013
11 TO CONSIDER AND APPROVE THE FIXED ASSETS Mgmt For For
INVESTMENT BUDGET OF THE BANK FOR 2014
12 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. FREDERICK MA SI-HANG AS AN INDEPENDENT
NONEXECUTIVE DIRECTOR OF THE BANK
13 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. WEN TIEJUN AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE BANK
14 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
WANG XINGCHUN AS A SUPERVISOR REPRESENTING
SHAREHOLDERS OF THE BANK
15 TO CONSIDER AND APPROVAL THE FINAL Mgmt For For
REMUNERATION PLAN FOR DIRECTORS AND
SUPERVISORS OF THE BANK FOR 2012
16 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
EXTERNAL AUDITORS OF THE BANK FOR 2014
17 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
ZHOU KE AS A NON-EXECUTIVE DIRECTOR OF THE
BANK
--------------------------------------------------------------------------------------------------------------------------
AIA GROUP LTD, HONG KONG Agenda Number: 705060793
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A1105
Meeting Type: AGM
Meeting Date: 09-May-2014
Ticker:
ISIN: HK0000069689
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0324/LTN20140324697.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0324/LTN20140324655.pdf
1 To receive the audited consolidated Mgmt For For
financial statements of the Company, the
Report of the Directors and the Independent
Auditor's Report for the year ended 30
November 2013
2 To declare a final dividend of 28.62 Hong Mgmt For For
Kong cents per share for the year ended 30
November 2013
3 To re-elect Mr. Mohamed Azman Yahya as Mgmt For For
Independent Non-executive Director of the
Company
4 To re-elect Mr. Edmund Sze-Wing Tse as Mgmt For For
Non-executive Director of the Company
5 To re-elect Mr. Jack Chak-Kwong So as Mgmt For For
Independent Non-executive Director of the
Company
6 To re-appoint PricewaterhouseCoopers as Mgmt For For
auditor of the Company for the term from
passing of this resolution until the
conclusion of the next annual general
meeting and to authorise the board of
directors of the Company to fix its
remuneration
7.A To grant a general mandate to the Directors Mgmt For For
to allot, issue, grant and deal with
additional shares of the Company, to grant
rights to subscribe for, or convert any
security into, shares in the Company
(including the issue of any securities
convertible into shares, or options,
warrants or similar rights to subscribe for
any shares) and to make or grant offers,
agreements and options which might require
the exercise of such powers, not exceeding
10 per cent of the aggregate number of
shares in the Company in issue at the date
of this Resolution, and the discount for
any shares to be issued shall not exceed 10
per cent to the Benchmarked Price
7.B To grant a general mandate to the Directors Mgmt For For
to repurchase shares of the Company, not
exceeding 10 per cent of the aggregate
number of shares in the Company in issue at
the date of this Resolution
7.C To grant a general mandate to the Directors Mgmt For For
to allot, issue and deal with additional
shares of the Company under the restricted
share unit scheme adopted by the Company on
28 September 2010 (as amended)
8 To approve the adoption of the new articles Mgmt For For
of association of the Company in
substitution for, and to the exclusion of,
the existing articles of association of the
Company
--------------------------------------------------------------------------------------------------------------------------
ASUSTEK COMPUTER INC Agenda Number: 705347640
--------------------------------------------------------------------------------------------------------------------------
Security: Y04327105
Meeting Type: AGM
Meeting Date: 17-Jun-2014
Ticker:
ISIN: TW0002357001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
4.1 BUSINESS REPORT OF 2013 Non-Voting
4.2 SUPERVISORS' REVIEW REPORT OF 2013 Non-Voting
4.3 TO REPORT THE EXECUTION OF TREASURY STOCKS Non-Voting
BUYBACK PROGRAM EXECUTION
5.1 TO ADOPT 2013 BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS
5.2 TO ADOPT THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2013 PROFITS. THE DISTRIBUTABLE EARNINGS OF
THE YEAR IS NTD 90,066,124,050, INCLUDING
THE COMPANY'S 2013 NET INCOME OF NTD
21,449,894,566, THE 2013 DISTRIBUTABLE
EARNINGS OF NTD 19,070,337,546 AFTER ADDING
OTHER COMPREHENSIVE NET INCOME AND TREASURY
STOCK CANCELLATION, AND THE UNAPPROPRIATED
RETAINED EARNINGS OF PRIOR YEARS FOR NTD
70,995,786,504. THE DISTRIBUTABLE EARNINGS
AFTER APPROPRIATING NTD 2,144,989,457 AS
LEGAL RESERVE WILL BE DISTRIBUTED IN
ACCORDANCE WITH THE "ARTICLES OF
INCORPORATION" AS FOLLOWS: (1) SHAREHOLDER
DIVIDEND: NTD 742,760,280 IN CASH TOTALLY.
(2) SHAREHOLDER BONUS: NTD 13,741,065,180
IN CASH TOTALLY. 2. SHAREHOLDER CASH
DIVIDEND THAT IS FOR LESS THAN NTD 1 SHOULD
BE ROUNDED UP TO DOLLAR; ALSO, FRACTIONAL
SHARES WILL BE PURCHASED BY PERSONS
ARRANGED BY THE CHAIRMAN AS AUTHORIZED BY
THE BOARD. 3. IF THE DIVIDEND RATIO OF THE
EARNINGS DISTRIBUTION IS CHANGED AND MUST
BE ADJUSTED AS A RESULT OF A CHANGE IN THE
NUMBER OF OUTSTANDING SHARES, IT IS
PROPOSED TO HAVE THE BOARD OF DIRECTORS
AUTHORIZED IN THE MEETING OF SHAREHOLDERS
TO ARRANGE NECESSARY ADJUSTMENTS. 4. UPON
THE APPROVAL OF THE ANNUAL MEETING OF
SHAREHOLDERS, IT IS PROPOSED THAT THE BOARD
OF DIRECTORS BE AUTHORIZED TO RESOLVE THE
DIVIDEND RECORD DATE AND OTHER RELEVANT
ISSUES
6.1 TO DISCUSS AMENDMENT TO THE PROCEDURES FOR Mgmt For For
ACQUISITION OR DISPOSAL OF ASSETS: THE
COMPANY HAS ARTICLE 3, ARTICLE 7, ARTICLE
8, ARTICLE 10, AND ARTICLE 12 OF THE
COMPANY'S "OPERATIONAL PROCEDURES FOR
ACQUISITION AND DISPOSAL OF ASSETS" AMENDED
IN ACCORDANCE WITH JIN-GUAN-CHEN-FAR ZI NO.
1020053073 LETTER "REGULATIONS GOVERNING
THE ACQUISITION AND DISPOSAL OF ASSETS BY
PUBLIC COMPANIES" AMENDED AND ANNOUNCED BY
THE FINANCIAL SUPERVISORY COMMISSION ON
DECEMBER 30, 2013 FOR THE NEED OF THE
COMPANY'S BUSINESS OPERATION.
6.2.1 TO RE-ELECT DIRECTOR: TSUNG-TANG, (JONNEY) Mgmt For For
SHIH; SHAREHOLDER' NO: 71; ID NO:
N100872786
6.2.2 TO RE-ELECT DIRECTOR: Mgmt For For
CHIANG-SHENG,(JONATHAN)TSENG; SHAREHOLDER'
NO: 25370; ID NO: N100115455
6.2.3 TO RE-ELECT DIRECTOR: CHENG-LAI,(JERRY) Mgmt For For
SHEN; SHAREHOLDER' NO: 80; ID NO:
R120635522
6.2.4 TO RE-ELECT DIRECTOR: YEN-CHENG,(ERIC) Mgmt For For
CHEN; SHAREHOLDER' NO: 135; ID NO:
F121355097
6.2.5 TO RE-ELECT DIRECTOR: HSIEN-YUEN HSU; Mgmt For For
SHAREHOLDER' NO: 116; ID NO: A120399965
6.2.6 TO RE-ELECT DIRECTOR: MIN-CHIEH, (JOE) Mgmt For For
HSIEH; SHAREHOLDER' NO: 388; ID NO:
A123222201
6.2.7 TO RE-ELECT DIRECTOR: SU-PIN, (SAMSON) HU; Mgmt For For
SHAREHOLDER' NO: 255368; ID NO: R120873219
6.2.8 TO RE-ELECT SUPERVISOR: TZE-KAING YANG; Mgmt For For
SHAREHOLDER' NO: None; ID NO: A102241840
6.2.9 TO RE-ELECT SUPERVISOR: CHUNG-JEN CHENG; Mgmt For For
SHAREHOLDER' NO: 264008; ID NO: J100515149
6.210 TO RE-ELECT SUPERVISOR: LONG-HUI YANG; Mgmt For For
SHAREHOLDER' NO: 66; ID NO: N103321517
6.3 TO RELEASE THE NON-COMPETE RESTRICTION OF A Mgmt For For
BOARD OF DIRECTOR ELECTED AS AN INDIVIDUAL
OR AS A LEGAL REPRESENTATIVE
7 EXTEMPORAL MOTIONS Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
BEIJING ENTERPRISES WATER GROUP LTD Agenda Number: 705176609
--------------------------------------------------------------------------------------------------------------------------
Security: G0957L109
Meeting Type: AGM
Meeting Date: 23-May-2014
Ticker:
ISIN: BMG0957L1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0417/LTN20140417402.pdf and
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0417/LTN20140417384.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS OF THE COMPANY AND THE REPORTS
OF THE DIRECTORS AND THE AUDITORS FOR THE
YEAR ENDED 31 DECEMBER 2013
2 TO MAKE FINAL DISTRIBUTION OF HK2.7 CENTS Mgmt For For
PER SHARE OUT OF THE CONTRIBUTED SURPLUS OF
THE COMPANY
3.i TO RE-ELECT MR. ZHOU MIN AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
3.ii TO RE-ELECT MR. ZHANG TIEFU AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
3.iii TO RE-ELECT MS. QI XIAOHONG AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
3.iv TO RE-ELECT MR. KE JIAN AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
3.v TO RE-ELECT MR. LI LI AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
3.vi TO RE-ELECT MR. SHEA CHUN LOK QUADRANT AS Mgmt For For
AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY
3.vii TO RE-ELECT MR. ZHANG GAOBO AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3viii TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT MESSRS. ERNST & YOUNG AS THE Mgmt For For
AUDITORS OF THE COMPANY AND TO AUTHORISE
THE BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE OR OTHERWISE DEAL WITH
ADDITIONAL SHARES OF THE COMPANY
7 TO EXTEND THE GENERAL MANDATE TO THE Mgmt For For
DIRECTORS TO ALLOT, ISSUE OR OTHERWISE DEAL
WITH ADDITIONAL SHARES OF THE COMPANY BY
THE AMOUNT OF SHARES PURCHASED
--------------------------------------------------------------------------------------------------------------------------
BOC HONG KONG (HOLDINGS) LTD, HONG KONG Agenda Number: 705161280
--------------------------------------------------------------------------------------------------------------------------
Security: Y0920U103
Meeting Type: EGM
Meeting Date: 11-Jun-2014
Ticker:
ISIN: HK2388011192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0411/LTN20140411535.PDF
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0411/LTN20140411545.PDF
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 THAT THE CONTINUING CONNECTED TRANSACTIONS Mgmt For For
AND THE NEW CAP, AS DEFINED AND DESCRIBED
IN THE CIRCULAR DATED 31 DECEMBER 2013 TO
THE SHAREHOLDERS OF THE COMPANY, BE AND ARE
HEREBY CONFIRMED, APPROVED AND RATIFIED
--------------------------------------------------------------------------------------------------------------------------
BOC HONG KONG (HOLDINGS) LTD, HONG KONG Agenda Number: 705321898
--------------------------------------------------------------------------------------------------------------------------
Security: Y0920U103
Meeting Type: AGM
Meeting Date: 11-Jun-2014
Ticker:
ISIN: HK2388011192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 303061 DUE TO ADDITION OF
RESOLUTIONS [I.E. 3.D AND 3.E]. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT NOTE THAT THE COMPANY NOTICE AND PROXY FORM Non-Voting
ARE AVAILABLE BY CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0411/LTN20140411504.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0523/LTN20140523196.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0523/LTN20140523198.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0411/LTN20140411513.PDF
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
STATEMENT OF ACCOUNTS AND THE REPORTS OF
DIRECTORS AND OF THE AUDITOR OF THE COMPANY
FOR THE YEAR ENDED 31 DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.465 Mgmt For For
PER SHARE FOR THE YEAR ENDED 31 DECEMBER
2013
3.a TO RE-ELECT MR. TIAN GUOLI AS A DIRECTOR OF Mgmt For For
THE COMPANY
3.b TO RE-ELECT MR. HE GUANGBEI AS A DIRECTOR Mgmt For For
OF THE COMPANY
3.c TO RE-ELECT MR. LI ZAOHANG AS A DIRECTOR OF Mgmt For For
THE COMPANY
3.d TO RE-ELECT MR. ZHU SHUMIN AS A DIRECTOR OF Mgmt For For
THE COMPANY
3.e TO RE-ELECT MR. YUE YI AS A DIRECTOR OF THE Mgmt For For
COMPANY
4 TO RE-APPOINT ERNST & YOUNG AS AUDITOR OF Mgmt For For
THE COMPANY AND AUTHORISE THE BOARD OF
DIRECTORS OR A DULY AUTHORISED COMMITTEE OF
THE BOARD TO DETERMINE THE REMUNERATION OF
THE AUDITOR
5 TO GRANT A GENERAL MANDATE TO THE BOARD OF Mgmt Against Against
DIRECTORS TO ALLOT, ISSUE AND DEAL WITH
ADDITIONAL SHARES IN THE COMPANY, NOT
EXCEEDING 20% OR, IN THE CASE OF ISSUE OF
SHARES SOLELY FOR CASH AND UNRELATED TO ANY
ASSET ACQUISITION, NOT EXCEEDING 5% OF THE
TOTAL NUMBER OF SHARES OF THE COMPANY IN
ISSUE AS AT THE DATE OF PASSING THIS
RESOLUTION
6 TO GRANT A GENERAL MANDATE TO THE BOARD OF Mgmt For For
DIRECTORS TO BUY BACK SHARES IN THE
COMPANY, NOT EXCEEDING 10% OF THE TOTAL
NUMBER OF SHARES OF THE COMPANY IN ISSUE AS
AT THE DATE OF PASSING THIS RESOLUTION
7 CONDITIONAL ON THE PASSING OF RESOLUTIONS 5 Mgmt Against Against
AND 6, TO EXTEND THE GENERAL MANDATE
GRANTED BY RESOLUTION 5 BY ADDING THERETO
OF THE TOTAL NUMBER OF SHARES OF THE
COMPANY BOUGHT BACK UNDER THE GENERAL
MANDATE GRANTED PURSUANT TO RESOLUTION 6
8 TO APPROVE THE ADOPTION OF NEW ARTICLES OF Mgmt For For
ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CHEUNG KONG (HOLDINGS) LTD, CENTRAL DISTRICT Agenda Number: 705118950
--------------------------------------------------------------------------------------------------------------------------
Security: Y13213106
Meeting Type: AGM
Meeting Date: 16-May-2014
Ticker:
ISIN: HK0001000014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0407/LTN20140407593.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0407/LTN20140407460.pdf
1 TO RECEIVE THE AUDITED FINANCIAL Mgmt For For
STATEMENTS, THE REPORT OF THE DIRECTORS AND
THE INDEPENDENT AUDITOR'S REPORT FOR THE
YEAR ENDED 31ST DECEMBER, 2013
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.1 TO ELECT MR. LI KA-SHING AS DIRECTOR Mgmt For For
3.2 TO ELECT MR. CHUNG SUN KEUNG, DAVY AS Mgmt Against Against
DIRECTOR
3.3 TO ELECT Ms. PAU YEE WAN, EZRA AS DIRECTOR Mgmt Against Against
3.4 TO ELECT MR. FRANK JOHN SIXT AS DIRECTOR Mgmt For For
3.5 TO ELECT MR. GEORGE COLIN MAGNUS AS Mgmt For For
DIRECTOR
3.6 TO ELECT MR. SIMON MURRAY AS DIRECTOR Mgmt Against Against
3.7 TO ELECT MR. CHEONG YING CHEW, HENRY AS Mgmt Against Against
DIRECTOR
4 TO APPOINT MESSRS. PRICEWATERHOUSECOOPERS Mgmt For For
AS AUDITOR AND AUTHORISE THE DIRECTORS TO
FIX THEIR REMUNERATION
5.1 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE ADDITIONAL SHARES OF THE COMPANY
5.2 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF THE COMPANY
5.3 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS PURSUANT TO ORDINARY
RESOLUTION NO. 5(1) TO ISSUE ADDITIONAL
SHARES OF THE COMPANY
6 TO APPROVE THE ADOPTION OF THE NEW ARTICLES Mgmt For For
OF ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CHINA CINDA ASSET MANAGEMENT CO LTD Agenda Number: 705404971
--------------------------------------------------------------------------------------------------------------------------
Security: Y1R34V103
Meeting Type: AGM
Meeting Date: 30-Jun-2014
Ticker:
ISIN: CNE100001QS1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 337620 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0612/LTN20140612041.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0612/LTN20140612037.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0515/LTN20140515021.pdf
1 TO CONSIDER AND APPROVE THE WORK REPORT OF Mgmt For For
THE BOARD FOR 2013
2 TO CONSIDER AND APPROVE THE WORK REPORT OF Mgmt For For
THE BOARD OF SUPERVISORS FOR 2013
3 TO CONSIDER AND APPROVE THE FINAL FINANCIAL Mgmt For For
ACCOUNT FOR 2013
4 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN FOR 2013
5 TO CONSIDER AND APPROVE THE FIXED ASSET Mgmt For For
INVESTMENT BUDGET FOR 2014
6 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
ACCOUNTING FIRM FOR 2014
7.1 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt Against Against
LI HONGHUI AS THE NON-EXECUTIVE DIRECTOR OF
THE COMPANY
7.2 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt Against Against
SONG LIZHONG AS THE NON-EXECUTIVE DIRECTOR
OF THE COMPANY
8 TO CONSIDER AND APPROVE THE CAPITAL Mgmt For For
INCREASE IN HAPPY LIFE
--------------------------------------------------------------------------------------------------------------------------
CHINA CONCH VENTURE HOLDINGS LTD, GRAND CAYMAN Agenda Number: 705147367
--------------------------------------------------------------------------------------------------------------------------
Security: G2116J108
Meeting Type: AGM
Meeting Date: 21-May-2014
Ticker:
ISIN: KYG2116J1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0411/LTN20140411749.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0411/LTN20140411737.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY AND ITS
SUBSIDIARIES AND THE REPORTS OF THE
DIRECTORS AND INDEPENDENT AUDITOR FOR THE
YEAR ENDED 31 DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.25 PER Mgmt For For
SHARE FOR THE YEAR ENDED 31 DECEMBER 2013
3.a TO RE-ELECT MR. GUO JINGBIN AS A DIRECTOR Mgmt For For
3.b TO RE-ELECT MR. JI QINYING AS A DIRECTOR Mgmt For For
3.c TO RE-ELECT MR. LI JIAN AS A DIRECTOR Mgmt For For
3.d TO RE-ELECT MR. LI DAMING AS A DIRECTOR Mgmt For For
3.e TO RE-ELECT MR. CHAN KAI WING AS A DIRECTOR Mgmt For For
3.f TO ELECT MS. ZHANG MINGJING AS A DIRECTOR Mgmt For For
4 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
5 TO RE-APPOINT MESSRS. KPMG AS AUDITORS AND Mgmt For For
TO AUTHORISE THE BOARD OF DIRECTORS TO FIX
THEIR REMUNERATION
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY
7 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH UNISSUED
SHARES OF THE COMPANY
8 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE UNISSUED SHARES OF
THE COMPANY BY ADDING THERETO THE SHARES TO
BE REPURCHASED BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CHINA CONCH VENTURE HOLDINGS LTD, GRAND CAYMAN Agenda Number: 705234499
--------------------------------------------------------------------------------------------------------------------------
Security: G2116J108
Meeting Type: EGM
Meeting Date: 21-May-2014
Ticker:
ISIN: KYG2116J1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0429/LTN20140429689.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0429/LTN20140429695.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO APPROVE THE EQUIPMENT SUPPLY CONTRACT Mgmt For For
(AS DEFINED IN THE CIRCULAR OF THE COMPANY
DATED 29 APRIL 2014) AND THE TRANSACTION
CONTEMPLATED THEREUNDER
--------------------------------------------------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION, BEIJING Agenda Number: 704724245
--------------------------------------------------------------------------------------------------------------------------
Security: Y1397N101
Meeting Type: EGM
Meeting Date: 24-Oct-2013
Ticker:
ISIN: CNE1000002H1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0908/LTN20130908065.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0908/LTN20130908017.pdf
1 The remuneration distribution and Mgmt For For
settlement plan for Directors and
Supervisors in 2012
2 Election of Mr. Zhang Long as an Mgmt For For
independent non-executive Director of the
Bank
3 Election of Ms. Zhang Yanling as a Mgmt For For
non-executive Director of the Bank
4 Election of Mr. Guo Yanpeng as a Mgmt For For
non-executive Director of the Bank
--------------------------------------------------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION, BEIJING Agenda Number: 705227026
--------------------------------------------------------------------------------------------------------------------------
Security: Y1397N101
Meeting Type: AGM
Meeting Date: 26-Jun-2014
Ticker:
ISIN: CNE1000002H1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0427/LTN20140427043.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0427/LTN20140427031.pdf
1 THE 2013 REPORT OF BOARD OF DIRECTORS Mgmt For For
2 THE 2013 REPORT OF BOARD OF SUPERVISORS Mgmt For For
3 THE 2013 FINAL FINANCIAL ACCOUNTS Mgmt For For
4 THE 2013 PROFIT DISTRIBUTION PLAN Mgmt For For
5 BUDGET OF 2014 FIXED ASSETS INVESTMENT Mgmt For For
6 THE APPOINTMENT OF ACCOUNTING FIRM FOR 2014 Mgmt For For
7 THE RE-ELECTION OF MR. DONG SHI AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE BANK
8 THE ELECTION OF MR. GUO YOU AS A Mgmt For For
SHAREHOLDER REPRESENTATIVE SUPERVISOR OF
THE BANK
9 THE PLAN ON AUTHORISATION TO THE BOARD OF Mgmt For For
DIRECTORS GRANTED BY SHAREHOLDERS' GENERAL
MEETING
--------------------------------------------------------------------------------------------------------------------------
CHINA EASTERN AIRLINES CORPORATION LTD Agenda Number: 704778363
--------------------------------------------------------------------------------------------------------------------------
Security: Y1406M102
Meeting Type: EGM
Meeting Date: 29-Oct-2013
Ticker:
ISIN: CNE1000002K5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 237445 DUE TO ADDITION OF
RESOLUTION NUMBER 3. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/1010/LTN20131010596.pdf,
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/1010/LTN20131010578.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0912/LTN20130912527.pdf
1 To consider, approve, confirm and ratify a Mgmt Against Against
conditional financial services agreement
dated 30 August 2013 (the "Financial
Services Renewal Agreement"), a copy of
which will be produced to the EGM and
initialed by the chairman of the EGM for
the purpose of identification, entered into
between (i) the Company; (ii) as specified
(Eastern Air Group Finance Company
Limited); and (iii) as specified (CES
Finance Holding Co. Ltd) and all
transactions thereunder and the relevant
associated maximum aggregate annual values
in relation to the provision of deposit
services and the provision of loan and
financing services to the Group as
determined pursuant to and for the purpose
of the connected transaction regulatory
requirements under the Listing Rules,
details of all of which are set out in the
Announcement under the paragraphs headed
"Financial Services Renewal Agreement" and
the circular of the Company dated 25
September 2013 (the "Circular"); and to
authorise any director of the Company or
his/her authorised person(s) to sign all
such documents and/or do all such things
and acts as he/she may consider necessary
or expedient and in the interest of the
Company for the purpose of effecting or
otherwise in connection with all
transactions under the Financial Services
Renewal Agreement or any matter incidental
thereto
2 To consider, approve, confirm and ratify a Mgmt For For
conditional catering services agreement
dated 30 August 2013 (the "Catering
Services Renewal Agreement") regarding the
provision of catering services to the
Group, a copy of which will be produced to
the EGM and initialed by the chairman of
the EGM for the purpose of identification,
entered into between the Company and as
specified (Eastern Air Catering Investment
Co. Ltd.) and all transactions thereunder
and the relevant associated maximum
aggregate annual values in relation to the
provision of catering services to the Group
as determined pursuant to and for the
purpose of the connected transaction
regulatory requirements under the Listing
Rules, details of all of which are set out
in the Announcement under the paragraphs
headed "Catering Services Renewal
Agreement" and the Circular; and to
authorise any director of the Company or
his/her authorised person(s) to sign all
such documents and/or do all such things
and acts as he/she may consider necessary
or expedient and in the interest of the
Company for the purpose of effecting or
otherwise in connection with all
transactions relating to the Catering
Services Renewal Agreement or any matter
incidental thereto
3 To consider and approve the appointment of Mgmt For For
Mr. Ma Weihua as an independent
non-executive director of the seventh
session of the Board, with a term of office
in line with the current session of the
Board
--------------------------------------------------------------------------------------------------------------------------
CHINA EASTERN AIRLINES CORPORATION LTD Agenda Number: 705275104
--------------------------------------------------------------------------------------------------------------------------
Security: Y1406M102
Meeting Type: AGM
Meeting Date: 26-Jun-2014
Ticker:
ISIN: CNE1000002K5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0508/LTN201405081052.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0508/LTN201405081058.pdf
1 THAT, TO CONSIDER AND APPROVE THE REPORT OF Mgmt For For
THE BOARD OF DIRECTORS OF THE COMPANY (THE
"BOARD") FOR THE YEAR 2013
2 THAT, TO CONSIDER AND APPROVE THE REPORT OF Mgmt For For
THE SUPERVISORY COMMITTEE OF THE COMPANY
(THE "SUPERVISORY COMMITTEE") FOR THE YEAR
2013
3 THAT, TO CONSIDER AND APPROVE THE FINANCIAL Mgmt For For
REPORTS OF THE COMPANY FOR THE YEAR 2013
4 THAT, TO CONSIDER AND APPROVE THE COMPANY'S Mgmt For For
PROFIT DISTRIBUTION PROPOSAL FOR THE YEAR
2013
5 THAT, TO CONSIDER AND APPROVE THE Mgmt For For
APPOINTMENT OF THE COMPANY'S PRC DOMESTIC
AUDITORS AND INTERNATIONAL AUDITORS FOR THE
YEAR 2014, AND TO AUTHORISE THE BOARD TO
DETERMINE THEIR REMUNERATION
6 THAT, TO CONSIDER AND APPROVE THE Mgmt For For
APPOINTMENT OF THE COMPANY'S AUDITORS FOR
INTERNAL CONTROL FOR THE YEAR 2014, AND TO
AUTHORISE THE BOARD TO DETERMINE THEIR
REMUNERATION
7 THAT, TO CONSIDER AND APPROVE THE Mgmt Against Against
RESOLUTION ON GRANTING OF A GENERAL MANDATE
TO THE BOARD TO ISSUE BONDS: IT WAS AGREED
THAT THE BOARD BE AND IS HEREBY GRANTED A
GENERAL AND UNCONDITIONAL MANDATE TO ISSUE
DEBT INSTRUMENTS IN ONE TRANCHE OR MULTIPLE
TRANCHES, WITHIN THE CAP AMOUNT OF ISSUANCE
STIPULATED UNDER APPLICABLE LAWS: (1) DEBT
INSTRUMENTS SHALL INCLUDE BUT NOT BE
LIMITED TO CORPORATE BONDS, SUPER
SHORT-TERM COMMERCIAL PAPER, SHORT-TERM
COMMERCIAL PAPER, MID-TERM NOTES, OFFSHORE
RENMINBI BONDS OR US DOLLAR BONDS. HOWEVER,
BONDS TO BE ISSUED OR DEBT INSTRUMENTS TO
BE ISSUED UNDER THIS MANDATE SHALL NOT
INCLUDE BONDS WHICH ARE CONVERTIBLE INTO
SHARES OF THE COMPANY. (2) ISSUER: THE
COMPANY AND/OR ITS WHOLLY OR NON-WHOLLY
OWNED SUBSIDIARIES. THE EXACT ISSUER SHALL
BE DETERMINED BY THE BOARD CONTD
CONT BASED ON THE NEEDS IN THE PARTICULAR Non-Voting
ISSUANCE. (3) ISSUE SIZE: DEBT INSTRUMENTS
SHALL BE ISSUED UNDER THIS MANDATE WITHIN
THE CAP AMOUNT OF BOND ISSUANCE STIPULATED
UNDER APPLICABLE LAWS, SUBJECT TO THE
OUTSTANDING AMOUNT OF EACH TYPE OF DEBT
INSTRUMENT. THE ACTUAL SIZE OF ISSUE SHALL
BE DETERMINED BY THE BOARD BASED ON FUNDING
REQUIREMENTS AND MARKET CONDITIONS. (4)
MATURITY AND CLASS OF ISSUE: NOT MORE THAN
15 YEARS IN THE FORM OF A UNIFORM MATURITY
DATE OR A BOND PORTFOLIO WITH SEVERAL
MATURITY DATES. THE ACTUAL COMPOSITION OF
MATURITY AND THE SIZE OF EACH CLASS OF THE
BONDS SHALL BE DETERMINED BY THE BOARD
BASED ON RELEVANT REQUIREMENTS AND MARKET
CONDITIONS (5) USE OF PROCEEDS: IT IS
EXPECTED THAT THE PROCEEDS FROM SUCH
ISSUANCE SHALL BE USED FOR PURPOSES IN
COMPLIANCE WITH LAWS AND REGULATIONS, CONTD
CONT INCLUDING SATISFYING THE PRODUCTION AND Non-Voting
OPERATION NEEDS OF THE COMPANY, ADJUSTING
DEBT STRUCTURE, SUPPLEMENTING WORKING FUNDS
AND/OR PROJECT INVESTMENT. DETAILS OF THE
USE OF PROCEEDS SHALL BE DETERMINED BY THE
BOARD BASED ON FUNDING REQUIREMENTS. (6)
VALID TERM OF MANDATE: ONE YEAR FROM THE
APPROVAL OF THIS RESOLUTION BY THE
SHAREHOLDERS OF THE COMPANY (THE
"SHAREHOLDERS") IN A GENERAL MEETING OF THE
COMPANY. IF THE BOARD AND/OR ITS
DELEGATE(S) HAS DECIDED TO PROCEED WITH
ISSUANCE(S) WITHIN THE VALID TERM OF THE
MANDATE, AND THE COMPANY HAS OBTAINED
ISSUANCE APPROVAL, PERMISSION OR
REGISTRATION FROM REGULATORY BODIES WITHIN
THE VALID TERM OF THE MANDATE, THE COMPANY
MAY COMPLETE THE RELEVANT ISSUANCE WITHIN
THE VALID TERM CONFIRMED UNDER ANY OF SUCH
APPROVAL, PERMISSION OR REGISTRATION. (7)
AUTHORISATION TO BE GRANTED TO THE CONTD
CONT BOARD AN AUTHORISATION BE AND IS HEREBY Non-Voting
GRANTED GENERALLY AND UNCONDITIONALLY TO
THE BOARD, BASED ON THE SPECIFIC NEEDS OF
THE COMPANY AND OTHER MARKET CONDITIONS:
(I) TO DETERMINE THE ISSUER, TYPE, SPECIFIC
CLASS, SPECIFIC TERMS, CONDITIONS AND OTHER
MATTERS, INCLUDING BUT NOT LIMITED TO THE
ACTUAL ISSUE SIZE, THE ACTUAL TOTAL AMOUNT,
CURRENCY, ISSUE PRICE, INTEREST RATES OR
THE FORMULA FOR DETERMINING THE INTEREST
RATES, PLACE OF ISSUANCE, TIMING OF THE
ISSUE, MATURITY, WHETHER OR NOT TO ISSUE IN
TRANCHES AND THE NUMBER OF TRANCHES,
WHETHER TO SET BUYBACK AND REDEMPTION
CLAUSES, RATING ARRANGEMENTS, GUARANTEES,
DUE DATES FOR PRINCIPAL AND INTEREST
PAYMENTS, USE OF PROCEEDS, UNDERWRITING
ARRANGEMENTS AND ALL MATTERS RELATING TO
THE ISSUE. (II) TO TAKE ALL SUCH ACTS AND
STEPS AS CONSIDERED TO BE NECESSARY AND
CONTD
CONT INCIDENTAL TO THIS ISSUANCE, INCLUDING BUT Non-Voting
NOT LIMITED TO THE ENGAGEMENT OF
INTERMEDIARY(IES) TO REPRESENT THE COMPANY
IN APPLICATION TO RELEVANT REGULATORY
BODIES FOR APPROVAL, REGISTRATION, FILING
ETC. IN RELATION TO THIS ISSUANCE, SIGN ALL
NECESSARY LEGAL DOCUMENTS FOR THIS
ISSUANCE, AND HANDLE OTHER MATTERS IN
RELATION TO THE ISSUANCE, ARRANGEMENT OF
PRINCIPAL AND INTEREST PAYMENTS WITHIN THE
DURATION OF THE BONDS, AND TRADING AND
LISTING. (III) TO APPROVE, CONFIRM AND
RATIFY THE ACTS AND STEPS STATED ABOVE
TAKEN IN CONNECTION WITH THE ISSUANCE. (IV)
TO MAKE CORRESPONDING ADJUSTMENTS TO THE
DETAILED PLAN OF THE ISSUE OF THE BONDS AND
OTHER RELEVANT MATTERS WITHIN THE SCOPE OF
THE MANDATE TO BE GRANTED TO THE BOARD IN
ACCORDANCE WITH OPINIONS OF REGULATORY
AUTHORITIES OR THE EXISTING MARKET
CONDITIONS, IN THE CONTD
CONT EVENT OF ANY CHANGES IN THE POLICY OF Non-Voting
REGULATORY AUTHORITIES ON THE ISSUE OF
BONDS OR ANY CHANGES IN MARKET CONDITIONS,
SAVE FOR THE MATTERS THAT ARE SUBJECT TO
SHAREHOLDERS' RE-VOTING AT THE
SHAREHOLDERS' MEETING UNDER RELEVANT LAWS,
REGULATIONS AND THE ARTICLES OF ASSOCIATION
OF CHINA EASTERN AIRLINES CORPORATION
LIMITED. (V) TO DETERMINE AND HANDLE, UPON
COMPLETION OF THE ISSUANCE, MATTERS IN
RELATION TO THE LISTING OF THE DEBT
INSTRUMENTS WHICH HAVE BEEN ISSUED. (VI) TO
APPROVE, SIGN AND DISTRIBUTE ANNOUNCEMENTS
AND CIRCULARS IN RELATION TO THIS ISSUANCE
AND DISCLOSE RELEVANT INFORMATION, PURSUANT
TO THE GOVERNING RULES APPLICABLE AT THE
PLACE OF LISTING OF THE COMPANY. (VII) TO
ADJUST THE CURRENCY STRUCTURE AND INTEREST
RATE STRUCTURE OF THE BONDS BASED ON THE
MARKET CONDITIONS WITHIN THE DURATION OF
THE BONDS
8 THAT, TO CONSIDER AND APPROVE THE GRANTING Mgmt Against Against
OF A GENERAL MANDATE TO THE BOARD TO ISSUE
SHARES OF THE COMPANY: (A) THE BOARD BE AND
IS HEREBY GRANTED, DURING THE RELEVANT
PERIOD (AS HEREAFTER DEFINED), AN
UNCONDITIONAL GENERAL MANDATE TO SEPARATELY
OR CONCURRENTLY ISSUE, ALLOT AND/OR DEAL
WITH THE DOMESTIC SHARES ("A SHARES") AND
THE OVERSEAS LISTED FOREIGN SHARES ("H
SHARES") OF THE COMPANY, AND TO MAKE
OFFERS, ENTER INTO AGREEMENTS OR GRANT
OPTIONS IN RESPECT THEREOF, SUBJECT TO THE
FOLLOWING CONDITIONS: (I) SUCH MANDATE
SHALL NOT EXTEND BEYOND THE RELEVANT PERIOD
SAVE THAT IF THE BOARD DURING THE RELEVANT
PERIOD MAKES THE ISSUANCE RESOLUTIONS, SUCH
ISSUANCE MAY COMPLETE BEYOND THE RELEVANT
PERIOD AFTER OBTAINING ALL NECESSARY
APPROVALS FROM RELEVANT PRC GOVERNMENT
AUTHORITIES BY THE COMPANY WHICH MAY TAKE
LONGER TIME CONTD
CONT CONTD THAN THE RELEVANT PERIOD; (II) THE Non-Voting
NUMBER OF THE A SHARES AND H SHARES
APPROVED BY THE BOARD TO BE ISSUED AND
ALLOTTED OR AGREED CONDITIONALLY OR
UNCONDITIONALLY TO BE ISSUED AND ALLOTTED
BY THE BOARD SHALL NOT, RESPECTIVELY,
EXCEED 20% OF THE EXISTING A SHARES AND H
SHARES AS AT THE TIME OF APPROVAL OF THIS
RESOLUTION BY THE SHAREHOLDERS; AND (III)
THE BOARD WILL ONLY EXERCISE SUCH MANDATE
IN ACCORDANCE WITH THE COMPANY LAW OF THE
PRC AND THE RULES GOVERNING THE LISTING OF
SECURITIES ON THE STOCK EXCHANGE OF HONG
KONG LIMITED (EACH AS AMENDED FROM TIME TO
TIME) OR APPLICABLE LAWS, RULES AND
REGULATIONS OF OTHER GOVERNMENT OR
REGULATORY BODIES AND THE COMPANY WILL
COMPLETE SUCH ISSUANCE ONLY IF ALL
NECESSARY APPROVALS FROM THE CHINA
SECURITIES REGULATORY COMMISSION AND/OR
OTHER RELEVANT PRC GOVERNMENT AUTHORITIES
CONTD
CONT CONTD ARE OBTAINED. (B) FOR THE PURPOSES OF Non-Voting
THIS SPECIAL RESOLUTION: "RELEVANT PERIOD"
MEANS THE PERIOD FROM THE PASSING OF THIS
SPECIAL RESOLUTION UNTIL THE EARLIEST ONE
OF THE FOLLOWING THREE TERMS: (I) THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY FOLLOWING THE
PASSING OF THIS SPECIAL RESOLUTION; (II)
THE EXPIRATION OF THE 12-MONTH PERIOD
FOLLOWING THE PASSING OF THIS SPECIAL
RESOLUTION; AND (III) THE DATE ON WHICH THE
AUTHORITY GRANTED TO THE BOARD SET OUT IN
THIS SPECIAL RESOLUTION IS REVOKED OR
VARIED BY A SPECIAL RESOLUTION OF THE
SHAREHOLDERS IN A GENERAL MEETING. (C)
CONTINGENT ON THE BOARD RESOLVING TO
SEPARATELY OR CONCURRENTLY ISSUE SHARES
PURSUANT TO PARAGRAPH (A) OF THIS SPECIAL
RESOLUTION, THE BOARD BE AUTHORISED TO
INCREASE THE REGISTERED CAPITAL OF THE
COMPANY TO REFLECT THE NUMBER OF CONTD
CONT CONTD SHARES AUTHORISED TO BE ISSUED BY THE Non-Voting
COMPANY PURSUANT TO PARAGRAPH (A) OF THIS
SPECIAL RESOLUTION AND TO MAKE SUCH
APPROPRIATE AND NECESSARY AMENDMENTS TO THE
ARTICLES OF ASSOCIATION OF THE COMPANY (THE
"ARTICLES OF ASSOCIATION") AS THEY THINK
FIT TO REFLECT SUCH INCREASES IN THE
REGISTERED CAPITAL OF THE COMPANY AND TO
TAKE ANY OTHER ACTION AND COMPLETE THE
FORMALITIES REQUIRED TO EFFECT THE SEPARATE
OR CONCURRENT ISSUANCE OF SHARES PURSUANT
TO PARAGRAPH (A) OF THIS SPECIAL RESOLUTION
AND THE INCREASE IN THE REGISTERED CAPITAL
OF THE COMPANY
9 THAT, TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
ON AMENDMENTS TO PART OF THE TERMS OF THE
ARTICLES OF ASSOCIATION: ARTICLE 157 OF THE
EXISTING ARTICLES OF ASSOCIATION IS AS
FOLLOWS: "THE COMPANY'S PROFIT DISTRIBUTION
SHOULD PAY CLOSE ATTENTION TO ENSURING A
REASONABLE RETURN OF INVESTMENT TO
INVESTORS, AND SUCH PROFIT DISTRIBUTION
POLICY SHOULD MAINTAIN CONTINUITY AND
STABILITY. THE COMPANY SHALL REASONABLY
DISTRIBUTE CASH DIVIDENDS ACCORDING TO LAWS
AND REGULATIONS AND REQUIREMENTS OF
SECURITIES REGULATORY AUTHORITIES, AS WELL
AS THE COMPANY'S OWN OPERATING PERFORMANCE
AND FINANCIAL CONDITION." ARTICLE 157 OF
THE ARTICLES OF ASSOCIATION IS PROPOSED TO
BE AMENDED AS: "THE COMPANY'S PROFIT
DISTRIBUTION SHOULD PAY CLOSE ATTENTION TO
ENSURING A REASONABLE RETURN OF INVESTMENT
TO INVESTORS, AND SUCH PROFIT DISTRIBUTION
POLICY CONTD
CONT CONTD SHOULD MAINTAIN CONTINUITY AND Non-Voting
STABILITY. THE COMPANY SHALL REASONABLY
DISTRIBUTE DIVIDENDS ACCORDING TO LAWS AND
REGULATIONS AND REQUIREMENTS OF SECURITIES
REGULATORY AUTHORITIES, AS WELL AS THE
COMPANY'S OWN OPERATING PERFORMANCE AND
FINANCIAL CONDITION, AND SHALL ADOPT CASH
DISTRIBUTION AS THE PRIORITISED MEANS OF
DISTRIBUTION TO DISTRIBUTE PROFIT." ARTICLE
157(F) OF THE EXISTING ARTICLES OF
ASSOCIATION IS AS FOLLOWS: "INTERVALS FOR
PROFIT DISTRIBUTION BY THE COMPANY:
PROVIDED THAT THE CONDITIONS OF PROFIT
DISTRIBUTION ARE MET AND THE COMPANY'S
NORMAL OPERATION AND SUSTAINABLE
DEVELOPMENT ARE ENSURED, THE COMPANY SHALL
GENERALLY DISTRIBUTE PROFIT ON AN ANNUAL
BASIS. THE BOARD OF DIRECTORS OF THE
COMPANY MAY ALSO PROPOSE INTERIM PROFIT
DISTRIBUTION BASED ON THE PROFITABILITY AND
CAPITAL POSITION OF THE COMPANY." CONTD
CONT CONTD ARTICLE 157(F) OF THE ARTICLES OF Non-Voting
ASSOCIATION IS PROPOSED TO BE AMENDED AS:
"INTERVALS FOR PROFIT DISTRIBUTION BY THE
COMPANY: PROVIDED THAT THE CONDITIONS OF
PROFIT DISTRIBUTION ARE MET AND THE
COMPANY'S NORMAL OPERATION AND SUSTAINABLE
DEVELOPMENT ARE ENSURED, THE COMPANY SHALL
GENERALLY DISTRIBUTE PROFIT ON AN ANNUAL
BASIS. THE BOARD OF DIRECTORS OF THE
COMPANY MAY ALSO PROPOSE INTERIM PROFIT
DISTRIBUTION BASED ON THE PROFITABILITY AND
CAPITAL POSITION OF THE COMPANY. SUBJECT TO
FULFILLMENT OF THE CASH DISTRIBUTION
CONDITIONS UNDER THE ARTICLES OF
ASSOCIATION OF THE COMPANY, THE COMPANY
SHALL IMPLEMENT ANNUAL CASH DISTRIBUTION
ONCE A YEAR IN PRINCIPLE."" PLEASE REFER TO
THE ANNOUNCEMENT OF THE COMPANY DATED 26
MARCH 2014 FOR FURTHER DETAILS OF THE
PROPOSED AMENDMENTS TO THE ARTICLES OF
ASSOCIATION
10 THAT, TO CONSIDER AND APPROVE THE Mgmt For For
RESOLUTION ON GRANTING OF A MANDATE TO THE
BOARD TO CONDUCT ASSET TRANSACTIONS: IT WAS
AGREED THAT THE BOARD BE AND IS HEREBY
GRANTED A MANDATE TO ASSESS AND APPROVE
MATERIAL ASSET TRANSACTIONS IN THE COMING
YEAR, INCLUDING THE INTRODUCTION OF NEW
AIRCRAFT AND DISPOSAL OF OLD AIRCRAFT,
SUBJECT TO THE REQUIREMENTS OF APPLICABLE
LAWS AND LISTING RULES. MATTERS INCLUDE BUT
ARE NOT LIMITED TO THE FOLLOWING: (1) TO
ASSESS AND DETERMINE THE PROPOSALS ON
INTRODUCTION OF NEW AIRCRAFT AND DISPOSAL
OF OLD AIRCRAFT, BASED ON THE FLEET
PLANNING OF THE COMPANY, MARKET DEMAND AND
OTHER MARKET CONDITIONS. DECISIONS INCLUDE
BUT ARE NOT LIMITED TO THE COUNTERPARTY,
SERIES, QUANTITY, PRICE, SPECIFIC BUSINESS
TERMS AND CONDITIONS AS WELL AS OTHER
RELATED MATTERS IN RESPECT OF THE
INTRODUCTION OF NEW CONTD
CONT CONTD AIRCRAFT AND DISPOSAL OF OLD Non-Voting
AIRCRAFT; (2) THE AGGREGATE TRANSACTION
AMOUNT OF MATERIAL ASSET TRANSACTIONS
INCLUDING THE FUTURE INTRODUCTION OF NEW
AIRCRAFT AND DISPOSAL OF OLD AIRCRAFT,
TOGETHER WITH THE 70 AIRBUS A320NEO
AIRCRAFT UNDER THE AIRCRAFT PURCHASE
AGREEMENT ENTERED INTO ON 28 FEBRUARY 2014,
SHALL NOT EXCEED 45% OF THE COMPANY'S
AUDITED TOTAL ASSET AS AT THE END OF 2013.
THE AGGREGATE FLIGHT CAPACITY OF THE NEWLY
INTRODUCED AIRCRAFT SHALL NOT EXCEED 30% OF
THE FLIGHT CAPACITY OF THE COMPANY IN 2013;
(3) TO TAKE ALL NECESSARY AND ATTACHING
ACTIONS AND STEPS IN RESPECT OF THE ABOVE
INTRODUCTION OF NEW AIRCRAFT AND DISPOSAL
OF OLD AIRCRAFT; (4) TO APPROVE, CONFIRM
AND RECTIFY THE ACTIONS AND STEPS UNDER THE
CIRCUMSTANCES THAT THE COMPANY HAS TAKEN
ANY OF THE ABOVE ACTIONS AND STEPS IN
RESPECT OF THE CONTD
CONT CONTD INTRODUCTION OF NEW AIRCRAFT AND Non-Voting
DISPOSAL OF OLD AIRCRAFT; (5) TO AUTHORIZE
THE PRESIDENT OF THE COMPANY TO BE
RESPONSIBLE FOR AND IMPLEMENT THE RELATED
SPECIFIC WORK REGARDING THE APPROVED
INTRODUCTION OF NEW AIRCRAFT AND DISPOSAL
OF OLD AIRCRAFT WHEN NECESSARY; (6) TO
APPROVE, EXECUTE AND PUBLISH THE
ANNOUNCEMENTS AND/OR CIRCULARS AND PERFORM
THE INFORMATION DISCLOSURE OBLIGATIONS IN
CONNECTION WITH THE INTRODUCTION OF NEW
AIRCRAFT AND DISPOSAL OF OLD AIRCRAFT AS
REQUIRED UNDER APPLICABLE REGULATIONS AND
RULES OF THE COMPANY'S PLACES OF LISTING;
(7) TERM OF VALIDITY FOR THE MANDATE:
WITHIN ONE YEAR FROM THE DATE WHICH THIS
PROPOSAL IS CONSIDERED AND APPROVED BY THE
BOARD." PLEASE REFER TO THE ANNOUNCEMENT OF
THE COMPANY DATED 29 APRIL 2014 FOR FURTHER
DETAILS OF THE MANDATE
--------------------------------------------------------------------------------------------------------------------------
CHINA EVERBRIGHT INTERNATIONAL LTD Agenda Number: 705033102
--------------------------------------------------------------------------------------------------------------------------
Security: Y14226107
Meeting Type: AGM
Meeting Date: 28-Apr-2014
Ticker:
ISIN: HK0257001336
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0314/LTN20140314600.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0314/LTN20140314586.pdf
1 To receive and consider the audited Mgmt For For
financial statements and the report of the
directors and independent auditor's report
for the year ended 31 December 2013
2 To declare a final dividend of HK5.0 cents Mgmt For For
per share for the year ended 31 December
2013
3.a.i To re-elect Mr. Tang Shuangning as director Mgmt For For
3a.ii To re-elect Mr. Zang Qiutao as director Mgmt Against Against
3.b To authorise the board of directors to fix Mgmt For For
the remuneration of the directors
4 To re-elect Mr. Mar Selwyn (who has served Mgmt For For
as an independent non-executive director
for more than 9 years) as an independent
non-executive director of the company and
to authorize the board of directors of the
company to fix his remuneration
5 To re-elect Mr. Li Kwok Sing Aubrey (who Mgmt Against Against
has served as an independent non-executive
director for more than 9 years) as an
independent non-executive director of the
company and to authorize the board of
directors of the company to fix his
remuneration
6 To re-appoint KPMG as auditors and to Mgmt For For
authorise the board of directors to fix
their remuneration
7.i To grant a general mandate to the directors Mgmt Against Against
to issue additional shares not exceeding
20% of the issued share capital (Ordinary
resolution in item 7(1) of the notice of
annual general meeting)
7.ii To grant a general mandate to the directors Mgmt For For
to repurchase shares not exceeding 10% of
the issued share capital (Ordinary
resolution in item 7(2) of the notice of
annual general meeting)
7.iii To extend the general mandate granted to Mgmt Against Against
the directors to issue additional shares
(Ordinary resolution in item 7(3) of the
notice of annual general meeting)
--------------------------------------------------------------------------------------------------------------------------
CHINA LIFE INSURANCE CO LTD Agenda Number: 705317596
--------------------------------------------------------------------------------------------------------------------------
Security: Y1478C107
Meeting Type: AGM
Meeting Date: 17-Jun-2014
Ticker:
ISIN: TW0002823002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU.
I.1 TO REPORT THE BUSINESS OF 2013 Non-Voting
I.2 AUDIT COMMITTEE'S REVIEW REPORT ON THE 2013 Non-Voting
CPA AUDITED FINANCIAL STATEMENTS
II.1 TO ACCEPT THE 2013 CPA AUDITED FINANCIAL Mgmt For For
STATEMENTS
II.2 TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2013 PROFITS. THE BOARD RECOMMENDED A CASH
DIVIDEND OF NTD0.4 PER SHARE AND A STOCK
DIVIDEND OF NTD1.0 PER SHARE (INCLUDING
STOCK DIVIDEND OF NTD0.4 PER SHARE FROM
PROFITS AND STOCK DIVIDEND OF NTD0.6 PER
SHARE FROM CAPITAL SURPLUS). IN ADDITION,
IN ACCORDANCE WITH THE COMPANY'S ARTICLES
OF INCORPORATION, BONUS FOR EMPLOYEES OF
NTD22,364,870 AND COMPENSATION FOR BOARD OF
DIRECTORS OF NTD42,000,000 WILL BE
WITHDRAWN
III.1 TO AMEND THE ARTICLES OF INCORPORATION Mgmt For For
III.2 TO APPROVE COMPANY'S CAPITAL INCREASE Mgmt For For
THROUGH CAPITALIZATION OF RETAINED EARNINGS
AND CAPITAL SURPLUS. THE BOARD RECOMMENDS
TO CAPITALIZE THE RETAINED EARNINGS AND
CAPITAL SURPLUS BY ISSUING NEW SHARES AND
DISTRIBUTE AS A STOCK DIVIDEND OF NTD1.0
PER COMMON SHARE TO ITS EXISTING
SHAREHOLDERS
III.3 COMPANY'S LONG-TERM CAPITAL RAISING PLAN Mgmt For For
III.4 TO AMEND THE PROCEDURE GOVERNING Mgmt For For
ACQUISITION OR DISPOSITION OF ASSETS
IV.1 ELECTION OF THE COMPANY'S 19TH TERM Mgmt For For
INDEPENDENT DIRECTOR: LOUIS T. KUNG, ID
NUMBER: A10302XXXX
IV.2 ELECTION OF THE COMPANY'S 19TH TERM Mgmt For For
INDEPENDENT DIRECTOR: WEI-TA, PAN, ID
NUMBER: A10428XXXX
IV.3 ELECTION OF THE COMPANY'S 19TH TERM Mgmt For For
INDEPENDENT DIRECTOR: WEN-YEN HSU, ID
NUMBER: C12028XXXX
IV.4 ELECTION OF THE COMPANY'S 19TH TERM Mgmt For For
DIRECTOR: TAI LI INVESTMENT,
REPRESENTATIVE: ALAN WANG - SHAREHOLDER
NUMBER: 213450
IV.5 ELECTION OF THE COMPANY'S 19TH TERM Mgmt For For
DIRECTOR: TAI LI INVESTMENT,
REPRESENTATIVE: STEPHANIE HWANG -
SHAREHOLDER NUMBER: 213450
IV.6 ELECTION OF THE COMPANY'S 19TH TERM Mgmt For For
DIRECTOR: VIDEOLAND INC., REPRESENTATIVE:
YU LING KUO - SHAREHOLDER NUMBER: 157891
IV.7 ELECTION OF THE COMPANY'S 19TH TERM Mgmt For For
DIRECTOR: LAN WAN INVESTMENT CORPORATION,
REPRESENTATIVE: TONY T.M. HSU - SHAREHOLDER
NUMBER: 271780
IV.8 ELECTION OF THE COMPANY'S 19TH TERM Mgmt For For
DIRECTOR: LAN WAN INVESTMENT CORPORATION,
REPRESENTATIVE: JIN-LUNG PENG - SHAREHOLDER
NUMBER: 271780
IV.9 ELECTION OF THE COMPANY'S 19TH TERM Mgmt For For
DIRECTOR: EVER-RICH CO., LTD,
REPRESENTATIVE: ROBERT C.H. CHEN -
SHAREHOLDER NUMBER: 382796
V RELEASE OF THE COMPANY'S DIRECTORS FROM Mgmt For For
RESTRICTIONS ON COMPETITION
VI MOTIONS Non-Voting
--------------------------------------------------------------------------------------------------------------------------
CHINA LIFE INSURANCE CO LTD, BEIJING Agenda Number: 705283303
--------------------------------------------------------------------------------------------------------------------------
Security: Y1477R204
Meeting Type: AGM
Meeting Date: 29-May-2014
Ticker:
ISIN: CNE1000002L3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
THE MID 301620 DUE TO ADDITION OF
RESOLUTIONS 13, 14 AND 15. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0409/LTN20140409480.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0512/LTN20140512307.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0409/LTN20140409489.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0512/LTN20140512311.pdf
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY FOR THE
YEAR 2013
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR 2013
3 TO CONSIDER AND APPROVE THE FINANCIAL Mgmt For For
REPORT OF THE COMPANY FOR THE YEAR 2013
4 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR 2013: THE BOARD OF DIRECTORS HAS
RECOMMENDED A FINAL DIVIDEND OF RMB0.30 PER
SHARE (INCLUSIVE OF TAX), AMOUNTING TO A
TOTAL OF RMB8,479 MILLION
5 TO CONSIDER AND APPROVE THE REMUNERATION OF Mgmt For For
THE DIRECTORS AND SUPERVISORS OF THE
COMPANY
6 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
THE AUDITORS OF THE COMPANY FOR THE YEAR
2014
7 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
SU HENGXUAN AS THE EXECUTIVE DIRECTOR OF
THE FOURTH SESSION OF THE BOARD OF
DIRECTORS OF THE COMPANY
8 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
MIAO PING AS THE EXECUTIVE DIRECTOR OF THE
FOURTH SESSION OF THE BOARD OF DIRECTORS OF
THE COMPANY
9 TO CONSIDER AND APPROVE THE CAP AMOUNTS IN Mgmt For For
RESPECT OF THE FRAMEWORK AGREEMENT FOR
DAILY CONNECTED TRANSACTIONS BETWEEN THE
COMPANY AND CHINA GUANGFA BANK CO., LTD
10 TO CONSIDER AND APPROVE THE CAPITAL Mgmt For For
INJECTION BY THE COMPANY TO CHINA LIFE
PROPERTY AND CASUALTY INSURANCE COMPANY
LIMITED
11 TO GRANT A GENERAL MANDATE TO THE BOARD OF Mgmt Against Against
DIRECTORS OF THE COMPANY TO ALLOT, ISSUE
AND DEAL WITH NEW H SHARES OF THE COMPANY
OF AN AMOUNT OF NOT MORE THAN 20% OF THE H
SHARES IN ISSUE AS AT THE DATE OF PASSING
OF THIS SPECIAL RESOLUTION
12 TO CONSIDER AND APPROVE THE EXTENSION OF Mgmt For For
THE VALIDITY PERIOD OF THE RESOLUTION ON
THE ISSUE OF SUBORDINATED DEBT FINANCING
INSTRUMENTS OUTSIDE THE PRC
13 TO CONSIDER AND APPROVE THE COMPANY Mgmt For For
FRAMEWORK AGREEMENT AND THE PENSION COMPANY
FRAMEWORK AGREEMENT, THE TRANSACTIONS
CONTEMPLATED THEREUNDER AND THE ANNUAL CAPS
FOR THE THREE YEARS ENDING 31 DECEMBER 2016
RELATING THERETO
14 TO CONSIDER AND APPROVE THE CLIC FRAMEWORK Mgmt For For
AGREEMENT AND THE P&C COMPANY FRAMEWORK
AGREEMENT, THE TRANSACTIONS CONTEMPLATED
THEREUNDER AND THE ANNUAL CAPS FOR THE
THREE YEARS ENDING 31 DECEMBER 2016
RELATING THERETO
15 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
OF THE COMPANY - ARTICLES 123, 11
--------------------------------------------------------------------------------------------------------------------------
CHINA LONGYUAN POWER GROUP CORPORATION LTD Agenda Number: 704617464
--------------------------------------------------------------------------------------------------------------------------
Security: Y1501T101
Meeting Type: EGM
Meeting Date: 30-Jul-2013
Ticker:
ISIN: CNE100000HD4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0613/LTN201306131297.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0613/LTN201306131289.pdf
1 To consider and approve the nomination of Mgmt For For
Mr. Qiao Baoping as a non-executive
director of the Company, effective from the
date of approval of such change of the
board of directors (the "Board") by the
shareholders at the EGM and until the
expiration of the term of the current
session of the Board. Meanwhile, to approve
to authorize the Remuneration and
Assessment Committee of the Board to
determine the remuneration of the new
director according to his terms of
reference and taking into account his
duties and responsibilities upon the
candidate for new director being approved
at the EGM, and to authorize the chairman
of the Company or any one of the executive
directors to enter into a service contract
with the new director and handle all other
relevant matters on behalf of the Company
upon the candidate for new director being
approved at the EGM
2 To consider and approve the nomination of Mgmt For For
Mr. Li Enyi as an executive director of the
Company, effective from the date of
approval of such change of the Board by the
shareholders at the EGM and until the
expiration of the term of the current
session of the Board. Meanwhile, to approve
to authorize the Remuneration and
Assessment Committee of the Board to
determine the remuneration of the new
director according to his terms of
reference and taking into account his
duties and responsibilities upon the
candidate for new director being approved
at the EGM, and to authorize the chairman
of the Company or any one of the executive
directors to enter into a service contract
with the new director and handle all other
relevant matters on behalf of the Company
upon the candidate for new director being
approved at the EGM
3 To consider and approve the nomination of Mgmt For For
Mr. Xie Changjun as a supervisor of the
Company, effective from the date of
approval of such change of the Supervisory
Board by shareholders at the EGM and until
the expiration of the term of the current
session of the Supervisory Board.
Meanwhile, to approve to authorize the
Remuneration and Assessment Committee of
the Board to determine the remuneration of
the new supervisor according to his terms
of reference and taking into account his
duties and responsibilities upon the
candidate for new supervisor being approved
at the EGM, and to authorize the chairman
of the Company or any one of the executive
directors to enter into a service contract
with the new supervisor and handle all
other relevant matters on behalf of the
Company upon the candidate for new
supervisor being approved at the EGM
--------------------------------------------------------------------------------------------------------------------------
CHINA LONGYUAN POWER GROUP CORPORATION LTD Agenda Number: 704704712
--------------------------------------------------------------------------------------------------------------------------
Security: Y1501T101
Meeting Type: EGM
Meeting Date: 10-Oct-2013
Ticker:
ISIN: CNE100000HD4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0826/LTN20130826279.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0826/LTN20130826238.pdf
1 To consider and approve the issue of the Mgmt For For
corporate bonds with an aggregate principal
amount of up to RMB6.7 billion (inclusive)
in the PRC, and to authorize the board of
directors (the "Board") and its authorised
persons generally and unconditionally to
deal with all relevant matters relating to
the issue and listing of the corporate
bonds at their full discretion with a view
to safeguarding the best interest of the
Company in accordance with the requirements
of the relevant laws and regulations and to
approve the delegation of the authority of
the Board to its authorised persons of the
Company to deal with all relevant matters
relating to the issue and listing of the
aforementioned corporate bonds within the
scope of authorization aforementioned
2 To consider and approve the issue of ultra Mgmt For For
short-term debentures with an aggregate
registered principal amount of up to RMB20
billion (inclusive) in the PRC, and,
according to the requirements of the
Company and market conditions, to issue in
multiple tranches on a rolling basis within
the effective registration period, and to
authorize the Board to deal with all
relevant matters relating to the
registration and issue of the
aforementioned ultra short-term debentures
at their full discretion, subject to
relevant laws and regulations, and to
approve the delegation of the authority by
the Board to the management of the Company
to deal with all relevant matters relating
to the issue of the aforementioned ultra
short-term debenture within the scope of
authorization above
--------------------------------------------------------------------------------------------------------------------------
CHINA LONGYUAN POWER GROUP CORPORATION LTD Agenda Number: 705120943
--------------------------------------------------------------------------------------------------------------------------
Security: Y1501T101
Meeting Type: AGM
Meeting Date: 22-May-2014
Ticker:
ISIN: CNE100000HD4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0403/LTN201404031185.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0403/LTN201404031370.pdf
1 TO APPROVE THE REPORT OF THE BOARD OF Mgmt For For
DIRECTORS OF THE COMPANY FOR THE YEAR 2013
2 TO APPROVE THE REPORT OF THE SUPERVISORY Mgmt For For
BOARD OF THE COMPANY FOR THE YEAR 2013
3 TO APPROVE THE FINAL FINANCIAL ACCOUNTS OF Mgmt For For
THE COMPANY FOR THE YEAR ENDED 31 DECEMBER
2013
4 TO ACCEPT THE INDEPENDENT AUDITOR'S REPORT Mgmt For For
AND THE COMPANY'S AUDITED FINANCIAL
STATEMENTS FOR THE YEAR ENDED 31 DECEMBER
2013
5 TO APPROVE THE BUDGET REPORT OF THE COMPANY Mgmt For For
FOR THE YEAR ENDING 31 DECEMBER 2014
6 TO APPROVE THE PROFIT DISTRIBUTION PLAN OF Mgmt For For
THE COMPANY FOR THE YEAR ENDED 31 DECEMBER
2013, NAMELY, THE PROPOSAL FOR DISTRIBUTION
OF A FINAL DIVIDEND OF RMB0.0475 PER SHARE
(TAX INCLUSIVE) IN CASH IN AN AGGREGATE
AMOUNT OF APPROXIMATELY RMB381,728,477.5
FOR THE YEAR ENDED 31 DECEMBER 2013, AND TO
AUTHORISE THE BOARD OF DIRECTORS OF THE
COMPANY (THE "BOARD") TO IMPLEMENT THE
AFORESAID DISTRIBUTION
7 TO APPROVE THE RE-APPOINTMENT OF RUIHUA Mgmt For For
CERTIFIED PUBLIC ACCOUNTANTS (SPECIAL
GENERAL PARTNER) AS THE COMPANY'S PRC
AUDITOR FOR THE YEAR 2014 FOR A TERM UNTIL
THE CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY, AND TO AUTHORISE
THE AUDIT COMMITTEE OF THE BOARD TO
DETERMINE THEIR REMUNERATION
8 TO APPROVE THE RE-APPOINTMENT OF KPMG AS Mgmt For For
THE COMPANY'S INTERNATIONAL AUDITOR FOR THE
YEAR 2014 FOR A TERM UNTIL THE CONCLUSION
OF THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY, AND TO AUTHORISE THE AUDIT
COMMITTEE OF THE BOARD TO DETERMINE THEIR
REMUNERATION
9 TO APPROVE THE REMUNERATION PLAN FOR Mgmt For For
DIRECTORS AND SUPERVISORS OF THE COMPANY
FOR THE YEAR 2014
10 TO APPROVE THE APPOINTMENT OF MR. SHAO Mgmt For For
GUOYONG AND AS A NON-EXECUTIVE DIRECTOR OF
THE COMPANY (THE "NON-EXECUTIVE DIRECTOR")
TO FILL THE VACANCY LEFT BY RESIGNATION OF
MR. LUAN BAOXING, WITH EFFECT FROM THE DATE
OF THE AGM WHEN THE NOMINATION IS APPROVED
BY THE SHAREHOLDERS OF THE COMPANY (THE
"SHAREHOLDERS") AND UNTIL THE EXPIRATION OF
THE TERM OF THE CURRENT SESSION OF THE
BOARD. MEANWHILE, TO APPROVE THE
AUTHORISATION GRANTED TO THE REMUNERATION
AND ASSESSMENT COMMITTEE OF THE BOARD TO
DETERMINE THE REMUNERATION OF THE NEW
DIRECTOR ACCORDING TO THE DIRECTORS' AND
SUPERVISORS' REMUNERATION PLAN FOR THE YEAR
2014 APPROVED AT THE AGM UPON THE CANDIDATE
FOR THE NEW DIRECTOR BEING APPROVED AT THE
AGM, AND TO AUTHORISE THE CHAIRMAN OF THE
COMPANY OR ANY ONE OF THE EXECUTIVE
DIRECTORS OF THE COMPANY (THE "EXECUTIVE
DIRECTORS") TO ENTER INTO A SERVICE
CONTRACT WITH THE NEW DIRECTOR AND HANDLE
ALL OTHER RELEVANT MATTERS ON BEHALF OF THE
COMPANY UPON THE CANDIDATE FOR THE NEW
DIRECTOR BEING APPROVED AT THE AGM
11 TO APPROVE THE APPOINTMENT OF MR. CHEN Mgmt For For
JINGDONG AS A NON-EXECUTIVE DIRECTOR OF THE
COMPANY TO FILL THE VACANCY LEFT BY
RESIGNATION OF MR. CHEN BIN, WITH EFFECT
FROM THE DATE OF THE AGM WHEN THE
NOMINATION IS APPROVED BY THE SHAREHOLDERS
AND UNTIL THE EXPIRATION OF THE TERM OF THE
CURRENT SESSION OF THE BOARD. MEANWHILE, TO
APPROVE THE AUTHORISATION GRANTED TO THE
REMUNERATION AND ASSESSMENT COMMITTEE OF
THE BOARD TO DETERMINE THE REMUNERATION OF
THE NEW DIRECTOR ACCORDING TO THE
DIRECTORS' AND SUPERVISORS' REMUNERATION
PLAN FOR THE YEAR 2014 APPROVED AT THE AGM
UPON THE CANDIDATE FOR THE NEW DIRECTOR
BEING APPROVED AT THE AGM, AND TO AUTHORISE
THE CHAIRMAN OF THE COMPANY OR ANY ONE OF
THE EXECUTIVE DIRECTORS TO ENTER INTO A
SERVICE CONTRACT WITH THE NEW DIRECTOR AND
HANDLE ALL OTHER RELEVANT MATTERS ON BEHALF
OF THE COMPANY UPON THE CANDIDATE FOR THE
NEW DIRECTOR BEING APPROVED AT THE AGM
12 TO APPROVE THE APPOINTMENT OF MR. HAN Mgmt For For
DECHANG AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR OF THE COMPANY TO FILL THE VACANCY
LEFT BY RESIGNATION OF MR. LV CONGMIN, WITH
EFFECT FROM THE DATE OF THE AGM WHEN THE
NOMINATION IS APPROVED BY THE SHAREHOLDERS
AND UNTIL THE EXPIRATION OF THE TERM OF THE
CURRENT SESSION OF THE BOARD. MEANWHILE, TO
APPROVE THE AUTHORISATION GRANTED TO THE
REMUNERATION AND ASSESSMENT COMMITTEE OF
THE BOARD TO DETERMINE THE REMUNERATION OF
THE NEW DIRECTOR ACCORDING TO THE
DIRECTORS' AND SUPERVISORS' REMUNERATION
PLAN FOR THE YEAR 2014 APPROVED AT THE AGM
UPON THE CANDIDATE FOR THE NEW DIRECTOR
BEING APPROVED AT THE AGM, AND TO AUTHORISE
THE CHAIRMAN OF THE COMPANY OR ANY ONE OF
THE EXECUTIVE DIRECTORS TO ENTER INTO A
SERVICE CONTRACT WITH THE NEW DIRECTOR AND
HANDLE ALL OTHER RELEVANT MATTERS ON BEHALF
OF THE COMPANY UPON THE CANDIDATE FOR NEW
DIRECTOR BEING APPROVED AT THE AGM
13 TO APPROVE THE APPLICATION TO THE NATIONAL Mgmt For For
ASSOCIATION OF FINANCIAL MARKET
INSTITUTIONAL INVESTORS OF THE PRC FOR THE
QUOTA OF THE ISSUE OF SHORT-TERM DEBENTURES
WITH A PRINCIPAL AMOUNT OF NOT EXCEEDING
RMB5 BILLION (INCLUDING RMB5 BILLION)
WITHIN 12 MONTHS FROM THE DATE OF OBTAINING
AN APPROVAL AT THE AGM, AND ACCORDING TO
THE REQUIREMENT OF THE COMPANY AND MARKET
CONDITION, TO ISSUE IN SEPARATE TRANCHES ON
A ROLLING BASIS WITHIN THE EFFECTIVE
PERIOD, AND TO AUTHORISE THE BOARD AND THE
PERSONS IT AUTHORISED TO DEAL WITH ALL SUCH
MATTERS RELATING TO THE REGISTRATION AND
ISSUE OF THE AFOREMENTIONED SHORT-TERM
DEBENTURES AT THEIR FULL DISCRETION,
SUBJECT TO RELEVANT LAWS AND REGULATIONS,
AND TO APPROVE THE DELEGATION OF THE
AUTHORITY BY THE BOARD TO THE MANAGEMENT OF
THE COMPANY TO DEAL WITH ALL SUCH SPECIFIC
MATTERS RELATING TO THE ISSUE OF THE
AFOREMENTIONED SHORT-TERM DEBENTURES WITHIN
THE SCOPE OF AUTHORIZATION ABOVE, WITH
IMMEDIATE EFFECT UPON THE ABOVE PROPOSAL
AND AUTHORIZATION BEING APPROVED BY THE
SHAREHOLDERS AT THE AGM
14 TO APPROVE THE GRANTING OF A GENERAL Mgmt Against Against
MANDATE TO THE BOARD TO ISSUE, ALLOT AND
DEAL WITH ADDITIONAL DOMESTIC SHARES AND H
SHARES NOT EXCEEDING 20% OF EACH OF THE
AGGREGATE NOMINAL VALUES OF THE DOMESTIC
SHARES AND H SHARES OF THE COMPANY
RESPECTIVELY IN ISSUE, AND TO AUTHORISE THE
BOARD TO MAKE AMENDMENTS TO THE ARTICLES OF
ASSOCIATION OF THE COMPANY AS IT THINKS FIT
SO AS TO REFLECT THE NEW SHARE CAPITAL
STRUCTURE UPON THE ALLOTMENT OR ISSUE OF
ADDITIONAL SHARES PURSUANT TO SUCH MANDATE
15 TO CONSIDER AND APPROVE THE PROPOSAL(S) (IF Mgmt Against Against
ANY) PUT FORWARD AT THE AGM BY
SHAREHOLDER(S) HOLDING 3% OR MORE OF THE
SHARES OF THE COMPANY CARRYING THE RIGHT TO
VOTE THEREAT
--------------------------------------------------------------------------------------------------------------------------
CHINA MERCHANTS HOLDINGS (INTERNATIONAL) CO LTD Agenda Number: 705172120
--------------------------------------------------------------------------------------------------------------------------
Security: Y1489Q103
Meeting Type: AGM
Meeting Date: 23-May-2014
Ticker:
ISIN: HK0144000764
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0416/LTN20140416329.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0416/LTN20140416343.pdf
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
YEAR ENDED 31 DECEMBER 2013 TOGETHER WITH
THE REPORT OF THE DIRECTORS AND THE
INDEPENDENT AUDITOR'S REPORT
2 TO DECLARE A FINAL DIVIDEND OF 55 HK CENTS Mgmt For For
PER SHARE FOR THE YEAR ENDED 31 DECEMBER
2013 IN SCRIP FORM WITH CASH OPTION
3.A.a TO RE-ELECT MR. ZHENG SHAOPING AS A Mgmt For For
DIRECTOR
3.A.b TO RE-ELECT MR. KUT YING HAY AS A DIRECTOR Mgmt For For
3.A.c TO RE-ELECT MR. LEE YIP WAH PETER AS A Mgmt For For
DIRECTOR
3.A.d TO RE-ELECT MR. LI KWOK HEEM JOHN AS A Mgmt For For
DIRECTOR
3.A.e TO RE-ELECT MR. LI KA FAI DAVID AS A Mgmt For For
DIRECTOR
3.B TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF THE DIRECTORS
4 TO RE-APPOINT MESSRS. DELOITTE TOUCHE Mgmt For For
TOHMATSU AS AUDITOR OF THE COMPANY AND TO
AUTHORISE THE BOARD OF DIRECTORS TO FIX ITS
REMUNERATION
5.A TO GRANT A MANDATE TO THE DIRECTORS TO Mgmt Against Against
GRANT OPTIONS UNDER THE SHARE OPTION SCHEME
AS SET OUT IN ITEM 5A OF THE AGM NOTICE
5.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT SHARES AS SET OUT IN ITEM 5B OF
THE AGM NOTICE
5.C TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
FOR THE BUY-BACK OF SHARES AS SET OUT IN
ITEM 5C OF THE AGM NOTICE
5.D TO ADD THE NUMBER OF THE SHARES BOUGHT BACK Mgmt Against Against
UNDER RESOLUTION NO. 5C TO THE MANDATE
GRANTED TO THE DIRECTORS UNDER RESOLUTION
NO. 5B
6 TO APPROVE AND ADOPT THE NEW ARTICLES OF Mgmt For For
ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CHINA MINSHENG BANKING CORPORATION Agenda Number: 704921483
--------------------------------------------------------------------------------------------------------------------------
Security: Y1495M112
Meeting Type: EGM
Meeting Date: 27-Feb-2014
Ticker:
ISIN: CNE100000HF9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0112/LTN20140112027.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0112/LTN20140112019.pdf
1 Proposed downward adjustment to the Mgmt For For
conversion price of A Share convertible
bonds of China Minsheng Banking Corp., Ltd
--------------------------------------------------------------------------------------------------------------------------
CHINA MINSHENG BANKING CORPORATION Agenda Number: 705192134
--------------------------------------------------------------------------------------------------------------------------
Security: Y1495M112
Meeting Type: AGM
Meeting Date: 10-Jun-2014
Ticker:
ISIN: CNE100000HF9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0422/LTN20140422581.pdf and
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0422/LTN20140422606.pdf
1 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For
FOR 2013 OF THE COMPANY
2 TO CONSIDER AND APPROVE THE FINAL FINANCIAL Mgmt For For
REPORT FOR 2013 OF THE COMPANY
3 TO CONSIDER AND APPROVE THE ANNUAL BUDGETS Mgmt For For
FOR 2014 OF THE COMPANY
4 TO CONSIDER AND APPROVE THE WORK REPORT OF Mgmt For For
THE BOARD OF DIRECTORS FOR 2013 OF THE
COMPANY
5 TO CONSIDER AND APPROVE THE WORK REPORT OF Mgmt For For
THE SUPERVISORY BOARD FOR 2013 OF THE
COMPANY
6 TO CONSIDER AND APPROVE THE PROPOSED PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR THE
SECOND HALF OF 2013 (INCLUDING THE ISSUANCE
OF BONUS SHARES AND THE PAYMENT OF
DIVIDEND)
7 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For
AND REMUNERATION OF THE AUDITING FIRM FOR
2014
8 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
MR. MAO XIAOFENG AS A DIRECTOR OF THE SIXTH
SESSION OF THE BOARD OF DIRECTORS WITH THE
SAME TERM OF OFFICE AS THE CURRENT SESSION
OF THE BOARD OF DIRECTORS
CMMT 30 APR 14: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
20 MAY TO 9 MAY 2014. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CHINA MODERN DAIRY HOLDINGS LTD, GRAND CAYMAN Agenda Number: 704745302
--------------------------------------------------------------------------------------------------------------------------
Security: G21579100
Meeting Type: AGM
Meeting Date: 28-Oct-2013
Ticker:
ISIN: KYG215791008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0924/LTN20130924231.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0924/LTN20130924213.pdf
1 To receive and consider the audited Mgmt For For
consolidated financial statements of the
Company and its subsidiaries and the
reports of the directors and auditors of
the Company for the year ended 30 June 2013
2a.1 To re-elect the retiring director: Mr. Yu Mgmt For For
Xubo
2a.2 To re-elect the retiring director: Ms. Gao Mgmt For For
Lina
2a.3 To re-elect the retiring director: Mr. Sun Mgmt For For
Yugang
2a.4 To re-elect the retiring director: Mr. Ding Mgmt For For
Sheng
2a.5 To re-elect the retiring director: Prof. Li Mgmt For For
Shengli
2a.6 To re-elect the retiring director: Mr. Lee Mgmt Against Against
Kong Wei, Conway
2a.7 To re-elect the retiring director: Mr. Liu Mgmt For For
Fuchun
2a.8 To re-elect the retiring director: Mr. Kang Mgmt For For
Yan
2.b To authorize the board of directors of the Mgmt For For
Company to fix the directors' remuneration
3 To re-appoint Deloitte Touche Tohmatsu as Mgmt For For
the Company's auditors and to authorize the
board of directors of the Company to fix
their remuneration
4 To grant a general mandate to the directors Mgmt Against Against
of the Company to allot, issue and deal
with new shares not exceeding 20% of the
issued share capital of the Company as at
the date of passing this resolution
5 To grant a general mandate to the directors Mgmt For For
of the Company to repurchase shares not
exceeding 10% of the issued share capital
of the Company as at the date of passing
this resolution
6 Conditional upon the passing of resolutions Mgmt Against Against
numbered 4 and numbered 5 set out in the
notice convening this meeting, the
aggregate nominal amount of the shares in
the Company which are repurchased or
otherwise acquired by the Company pursuant
to resolution numbered 5 shall be added to
the aggregate nominal amount of the shares
which may be issued pursuant to resolution
numbered 4
--------------------------------------------------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LTD Agenda Number: 704849554
--------------------------------------------------------------------------------------------------------------------------
Security: Y15002101
Meeting Type: EGM
Meeting Date: 20-Dec-2013
Ticker:
ISIN: CNE1000002P4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1114/LTN20131114683.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1114/LTN20131114681.pdf
1 That (a) the master agreement dated 5 Mgmt For For
November 2013 (the "Master Agreement")
entered into between the Company and China
National Offshore Oil Corporation
("CNOOC"), a copy of which is tabled at the
meeting and marked "A" and initialed by the
chairman of the meeting for identification
purpose, pursuant to which, the Company and
its subsidiaries (the "Group") and CNOOC
and its subsidiaries (excluding the Group,
the "CNOOC Group") will enter into various
transactions contemplated under the Master
Agreement (the "Continuing Connected
Transactions"), be and is hereby approved,
ratified and confirmed; (b) the cap amounts
in relation to the Oilfield Services (as
defined in the circular of the Company
dated 14 November 2013 (the "Circular")),
the Machinery Leasing, Equipment, Material
and Utilities Services (as defined in the
CONTD
CONT CONTD Circular) and the Property Services Non-Voting
for the three financial years ending 31
December 2016 as set out in the Circular,
be and are hereby approved
2 That the re-election of Mr. Li Feilong as Mgmt For For
an executive director of the Company be and
is hereby approved with immediate effect
3 That article 11 of the articles of Mgmt For For
association be deleted in its entirety and
substituting therefor by the following new
Article 11: Article 11. The scope of
business of the Company is subject to the
items authorized by the company
registration authority. The scope of
business of the Company includes:
authorized operating items: dispatching
workers overseas, to match with the
capacity, scale and operation required by
the foreign projects; transportation with
cargo ships, oil tankers, chemical tankers
for coastal areas of the Mainland China,
middle and lower section of Yangtze River
and Pearl River Delta, crude oil shipping
transportation for the harbors in Bohai Bay
(effective until 30 June 2015);
transportation by high-speed passenger
liner along Tianjin water area (effective
until 1 April 2018); general cargo CONTD
CONT CONTD transportation. General operating Non-Voting
items: provision of prospecting,
exploration, development and mining
services for oil, natural gas and other
minerals; geotechnical engineering and soft
ground handling, underwater remote
mechanical operation, pipeline inspection
and maintenance, orientation, data
processing and interpretation, well
drilling, well completion, gamma logging,
well testing, cementing, mud-logging,
drilling mud preparation, wall perforation,
core sampling, directional drilling
project, downhole operation, well repair,
oil well stimulation, downhole sand
control, running and pulling oil tubing,
filtration and handling of underground
incidents; provision of equipment, tools
and instruments, inspection, maintenance,
leasing and sales of pipes in relation to
the above services; drilling fluids, cement
CONTD
CONT CONTD additive, oilfield chemical Non-Voting
additives, special tools, mechanical and
electrical products, instrumentation, oil
and gas well perforating equipment;
contracting of overseas engineering
projects; sales of mechanical and
electrical products, communication products
and chemical products (excluding hazardous
chemicals); import and export business;
provision of marine support and
transportation services, anchoring,
equipment, facilities, maintenance, loading
and unloading as well as other labor
services for the exploration, development
and production of oilfields; sales of
accessories for vessels, machinery and
electronic equipment. According to the
domestic and international market trends,
business needs in the PRC and its own
growth capability and its business
performance, the Company may adjust its
investment policies CONTD
CONT CONTD and business scope and mode on a Non-Voting
timely basis; as well as set up branches
and offices in the PRC and areas including
Hong Kong, Macau and Taiwan (whether
wholly-owned or not), subject to approvals
by resolution of the general meeting and
relevant governmental authorities
--------------------------------------------------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LTD Agenda Number: 705172574
--------------------------------------------------------------------------------------------------------------------------
Security: Y15002101
Meeting Type: AGM
Meeting Date: 23-May-2014
Ticker:
ISIN: CNE1000002P4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0415/LTN20140415740.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0415/LTN20140415812.pdf
1 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORT OF THE
AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2013
2 TO CONSIDER AND APPROVE THE PROPOSED PROFIT Mgmt For For
DISTRIBUTION AND ANNUAL DIVIDEND FOR THE
YEAR ENDED 31 DECEMBER 2013
3 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
DIRECTORS OF THE COMPANY FOR THE YEAR ENDED
31 DECEMBER 2013
4 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR ENDED 31 DECEMBER 2013
5 TO ELECT MR. LAW HONG PING, LAWRENCE AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY WITH IMMEDIATE EFFECT
6 TO APPOINT DELOITTE TOUCHE TOHMATSU Mgmt For For
CERTIFIED PUBLIC ACCOUNTANTS LLP AND
DELOITTE TOUCHE TOHMATSU AS THE DOMESTIC
AND INTERNATIONAL AUDITORS OF THE COMPANY
FOR THE YEAR 2014 AND TO AUTHORISE THE
BOARD OF DIRECTORS (THE "BOARD") TO FIX THE
REMUNERATION THEREOF
7 TO CONSIDER AND IF, THOUGHT FIT, PASS THE Mgmt Against Against
FOLLOWING RESOLUTION AS A SPECIAL
RESOLUTION OF THE COMPANY SUBJECT TO THE
FOLLOWING CONDITIONS: (A) SUBJECT TO
PARAGRAPHS (C) AND (D) BELOW AND SUBJECT TO
THE COMPANIES LAW OF THE PEOPLE'S REPUBLIC
OF CHINA (THE "PRC") AND THE RULES
GOVERNING THE LISTING OF SECURITIES ON THE
STOCK EXCHANGE OF HONG KONG LIMITED (THE
"STOCK EXCHANGE") (AS THE SAME MAY BE
AMENDED FROM TIME TO TIME), THE BOARD BE
AND IS HEREBY AUTHORISED TO EXERCISE,
WHETHER BY A SINGLE EXERCISE OR OTHERWISE,
DURING THE RELEVANT PERIOD (AS DEFINED IN
PARAGRAPH (E) BELOW), ALL THE POWERS OF THE
COMPANY TO ALLOT, ISSUE AND DEAL WITH THE
OVERSEAS LISTED FOREIGN SHARES ("H SHARES")
AND TO DETERMINE THE TERMS AND CONDITIONS
IN CONNECTION WITH THE ISSUE OF SUCH NEW
SHARES, INCLUDING (I) THE PROPOSED CLASS
AND NUMBER OF CONTD
CONT CONTD THE SHARES TO BE ISSUED; (II) THE Non-Voting
ISSUE PRICE AND/OR THE MECHANISM TO
DETERMINE THE ISSUE PRICE OF THE NEW SHARES
(INCLUDING THE RANGE OF PRICES); (III) THE
OPENING AND CLOSING DATES OF THE NEW ISSUE;
(IV) THE CLASS AND NUMBER OF NEW SHARES TO
BE ISSUED TO EXISTING SHAREHOLDERS; AND (V)
THE MAKING OR GRANTING OF SUCH OFFERS,
AGREEMENTS AND OPTIONS AS MAY BE NECESSARY
IN THE EXERCISE OF SUCH POWERS; (B) THE
BOARD MAY DURING THE RELEVANT PERIOD MAKE
OR GRANT OFFERS, AGREEMENTS OR OPTIONS
WHICH MIGHT REQUIRE THE EXERCISE OF SUCH
POWERS AFTER THE RELEVANT PERIOD; (C) SAVE
FOR THE RIGHTS ISSUE (AS DEFINED IN
PARAGRAPH (E) BELOW) OR THE ISSUE OF SHARES
UNDER ANY AGREEMENT TO PURCHASE THE SHARES
OF THE COMPANY, THE AGGREGATE NOMINAL
AMOUNT OF THE H SHARES WHICH ARE AUTHORISED
TO BE ALLOTTED BY THE DIRECTORS OF THE
COMPANY CONTD
CONT CONTD PURSUANT TO THE APPROVAL UNDER Non-Voting
PARAGRAPH (A) ABOVE SHALL NOT EXCEED 20% OF
THE AGGREGATE NOMINAL AMOUNT OF THE H
SHARES OF THE COMPANY IN ISSUE AS AT THE
DATE OF PASSING THIS RESOLUTION, AND THE
SAID APPROVAL SHALL BE LIMITED ACCORDINGLY;
(D) THE AUTHORITY GRANTED UNDER PARAGRAPH
(A) ABOVE SHALL BE CONDITIONAL UPON THE
APPROVALS OF ANY REGULATORY AUTHORITIES AS
REQUIRED BY THE LAWS, RULES AND REGULATIONS
OF THE PRC BEING OBTAINED BY THE COMPANY;
(E) FOR THE PURPOSES OF THIS RESOLUTION:
"RELEVANT PERIOD" MEANS THE PERIOD FROM THE
PASSING OF THIS RESOLUTION UNTIL WHICHEVER
IS THE EARLIEST OF: (I) THE CONCLUSION OF
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY; (II) THE EXPIRATION OF A PERIOD OF
12 MONTHS AFTER THIS RESOLUTION HAS BEEN
PASSED AT THE AGM; OR (III) THE DATE UPON
WHICH THE AUTHORITY SET OUT IN THIS CONTD
CONT CONTD RESOLUTION IS REVOKED OR VARIED BY Non-Voting
WAY OF SPECIAL RESOLUTION OF THE COMPANY IN
A GENERAL MEETING; "RIGHTS ISSUE" MEANS AN
OFFER BY WAY OF RIGHTS TO ALL EXISTING
SHAREHOLDERS OF THE COMPANY (EXCEPT THOSE
WHOM, UNDER RELEVANT LAWS, THE COMPANY IS
DISALLOWED TO MAKE SUCH AN OFFER TO) AND
OTHER ELIGIBLE PERSONS (IF APPLICABLE)
WHICH ENABLES THEM TO SUBSCRIBE SHARES OR
SECURITIES OF THE COMPANY IN PROPORTION TO
THEIR EXISTING HOLDINGS (REGARDLESS OF THE
NUMBER OF SHARES THEY OWN); (F) SUBJECT TO
THE APPROVAL OF ALL RELEVANT GOVERNMENTAL
AUTHORITIES IN THE PRC FOR THE ISSUE AND
ALLOTMENT OF AND DEALING IN SUCH H SHARES
BEING GRANTED AND THE COMPANY LAW OF THE
PRC, THE BOARD BE AND IS HEREBY AUTHORISED
TO INCREASE THE REGISTERED CAPITAL OF THE
COMPANY AS NECESSARY PURSUANT TO PARAGRAPH
(A) ABOVE; (G) THE BOARD BE AND IS CONTD
CONT CONTD HEREBY AUTHORISED TO SIGN ALL Non-Voting
NECESSARY DOCUMENTS, PERFORM ALL NECESSARY
PROCEDURES AND CARRY OUT ALL SUCH ACTS AS
IT THINKS NECESSARY FOR THE COMPLETION OF
THE ISSUE AND ALLOTMENT OF AND DEALING IN
SUCH H SHARES PURSUANT TO PARAGRAPH (A)
ABOVE WITHOUT BREACHING ANY APPLICABLE
LAWS, RULES, REGULATIONS, AND THE ARTICLES
OF ASSOCIATION OF THE COMPANY (THE
"ARTICLES"); AND (H) SUBJECT TO THE
APPROVAL OF THE RELEVANT GOVERNMENTAL
AUTHORITIES IN THE PRC, THE BOARD BE AND IS
HEREBY AUTHORIZED TO MAKE SUCH
CORRESPONDING AMENDMENTS TO THE ARTICLES AS
IT THINKS FIT SO AS TO CHANGE THE
REGISTERED CAPITAL OF THE COMPANY AND TO
REFLECT THE NEW CAPITAL STRUCTURE OF THE
COMPANY UPON THE EXERCISE OF THE AUTHORITY
TO ALLOT, ISSUE AND DEAL IN H SHARES AS
CONFERRED UNDER PARAGRAPH (A) ABOVE
--------------------------------------------------------------------------------------------------------------------------
CHINA OVERSEAS LAND & INVESTMENT LTD, HONG KONG Agenda Number: 705123165
--------------------------------------------------------------------------------------------------------------------------
Security: Y15004107
Meeting Type: AGM
Meeting Date: 26-May-2014
Ticker:
ISIN: HK0688002218
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/
SEHK/2014/0408/LTN20140408291.PDF AND
HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/
SEHK/2014/0408/LTN20140408301.PDF
1 TO RECEIVE AND ADOPT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS AND THE REPORTS OF THE DIRECTORS
AND THE INDEPENDENT AUDITOR'S REPORT FOR
THE YEAR ENDED 31 DECEMBER 2013
2 TO APPROVE THE DECLARATION OF A FINAL Mgmt For For
DIVIDEND FOR THE YEAR ENDED 31 DECEMBER
2013 OF HKD 29 CENTS PER SHARE
3.A TO RE-ELECT MR. CHEN YI AS DIRECTOR Mgmt Against Against
3.B TO RE-ELECT MR. LUO LIANG AS DIRECTOR Mgmt Against Against
3.C TO RE-ELECT MR. NIP YUN WING AS DIRECTOR Mgmt Against Against
3.D TO RE-ELECT MR. ZHENG XUEXUAN AS DIRECTOR Mgmt Against Against
3.E TO RE-ELECT MR. LAM KWONG SIU AS DIRECTOR Mgmt For For
4 TO AUTHORISE THE BOARD TO FIX THE Mgmt For For
REMUNERATION OF THE DIRECTORS
5 TO APPOINT MESSRS. PRICEWATERHOUSECOOPERS Mgmt For For
AS AUDITOR OF THE COMPANY TO HOLD OFFICE
UNTIL THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING AND TO AUTHORISE THE BOARD
TO FIX THEIR REMUNERATION
6 TO APPROVE THE GRANTING TO THE DIRECTORS Mgmt For For
THE GENERAL AND UNCONDITIONAL MANDATE TO
BUY-BACK SHARES OF THE COMPANY UP TO 10% OF
THE NUMBER OF SHARES OF THE COMPANY IN
ISSUE
7 TO APPROVE THE GRANTING TO THE DIRECTORS Mgmt Against Against
THE GENERAL AND UNCONDITIONAL MANDATE TO
ALLOT, ISSUE AND DEAL WITH NEW SHARES NOT
EXCEEDING 20% OF THE NUMBER OF SHARES OF
THE COMPANY IN ISSUE
8 TO APPROVE THE EXTENSION OF THE AUTHORITY Mgmt Against Against
GRANTED TO THE DIRECTORS BY RESOLUTION 7
ABOVE BY ADDING THE NUMBER OF SHARES BOUGHT
BACK PURSUANT TO THE AUTHORITY GRANTED TO
THE DIRECTORS BY RESOLUTION 6 ABOVE
9 TO ADOPT THE NEW ARTICLES OF ASSOCIATION OF Mgmt For For
THE COMPANY IN SUBSTITUTION FOR AND TO THE
EXCLUSION OF THE EXISTING MEMORANDUM AND
ARTICLES OF ASSOCIATION OF THE COMPANY AND
TO ABANDON THE OBJECT CLAUSE CONTAINED IN
THE EXISTING MEMORANDUM OF ASSOCIATION OF
THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP SINOPEC, BEIJING Agenda Number: 704767550
--------------------------------------------------------------------------------------------------------------------------
Security: Y15010104
Meeting Type: EGM
Meeting Date: 26-Nov-2013
Ticker:
ISIN: CNE1000002Q2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/1010/LTN20131010580.pdf
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/1010/LTN20131010537.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION "1". THANK YOU.
1 To extend the term of validity of the Mgmt For For
Proposal Regarding issuance of A Share
Convertible Bonds and Other Related Matters
--------------------------------------------------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP SINOPEC, BEIJING Agenda Number: 705059182
--------------------------------------------------------------------------------------------------------------------------
Security: Y15010104
Meeting Type: AGM
Meeting Date: 09-May-2014
Ticker:
ISIN: CNE1000002Q2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0323/LTN20140323103.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0323/LTN20140323063.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 To consider and approve the Report of the Mgmt For For
Board of Directors of Sinopec Corp. for the
year 2013
2 To consider and approve the Report of the Mgmt For For
Board of Supervisors of Sinopec Corp. for
the year 2013
3 To consider and approve the audited Mgmt For For
financial reports and audited consolidated
financial reports of Sinopec Corp. for the
year ended 31 December 2013
4 To consider and approve the profit Mgmt For For
distribution plan for the year ended 31
December 2013
5 To authorise the Board of Directors of Mgmt For For
Sinopec Corp. (the "Board") to determine
the interim profit distribution plan of
Sinopec Corp. for the year 2014
6 To consider and approve the re-appointment Mgmt For For
of PricewaterhouseCoopers Zhong Tian LLP
and PricewaterhouseCoopers as external
auditors of Sinopec Corp. for the year
2014, respectively, and to authorise the
Board to determine their remunerations
7 To approve the proposed amendments to the Mgmt For For
articles of association of Sinopec Corp.,
and to authorise the secretary to the Board
to, on behalf of Sinopec Corp., deal with
all procedural requirements such as
applications, approvals, registrations and
filings in relation to the proposed
amendments to the articles of association
(including cosmetic amendments as requested
by the regulatory authorities)
8 To authorise the Board to determine the Mgmt Against Against
proposed plan for the issuance of debt
financing instrument(s)
9 To grant to the Board a general mandate to Mgmt Against Against
issue new domestic shares and/or overseas
listed foreign shares of Sinopec Corp.
CMMT 23 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN SPLIT VOTING TAG
FROM N TO Y. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CHINA RESOURCES GAS GROUP LTD Agenda Number: 705214992
--------------------------------------------------------------------------------------------------------------------------
Security: G2113B108
Meeting Type: AGM
Meeting Date: 30-May-2014
Ticker:
ISIN: BMG2113B1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0424/LTN20140424441.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0424/LTN20140424510.pdf
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
DIRECTORS' REPORT AND THE INDEPENDENT
AUDITOR'S REPORT FOR THE YEAR ENDED 31
DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND OF 20 HK CENTS Mgmt For For
PER SHARE FOR THE YEAR ENDED 31 DECEMBER
2013
3.1 TO RE-ELECT MR. GE BIN AS DIRECTOR Mgmt For For
3.2 TO RE-ELECT MR. SHI SHANBO AS DIRECTOR Mgmt For For
3.3 TO RE-ELECT MR. WEI BIN AS DIRECTOR Mgmt Against Against
3.4 TO RE-ELECT MR. WONG TAK SHING AS DIRECTOR Mgmt For For
3.5 TO RE-ELECT MR. QIN CHAOKUI AS DIRECTOR Mgmt For For
3.6 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF THE DIRECTORS
4 TO RE-APPOINT MESSRS. DELOITTE TOUCHE Mgmt For For
TOHMATSU, CERTIFIED PUBLIC ACCOUNTANTS, AS
AUDITOR AND TO AUTHORISE THE BOARD OF
DIRECTORS TO FIX THE AUDITOR'S REMUNERATION
5.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY NOT EXCEEDING 20 PER
CENT. OF THE EXISTING ISSUED SHARE CAPITAL
OF THE COMPANY (THE "GENERAL MANDATE")
5.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10 PER CENT. OF THE EXISTING
ISSUED SHARE CAPITAL OF THE COMPANY (THE
"REPURCHASE MANDATE")
5.C TO ISSUE UNDER THE GENERAL MANDATE AN Mgmt Against Against
ADDITIONAL NUMBER OF SHARES REPRESENTING
THE NUMBER OF SHARES REPURCHASED UNDER THE
REPURCHASE MANDATE
--------------------------------------------------------------------------------------------------------------------------
CHINA SHIPPING DEVELOPMENT CO LTD Agenda Number: 704961766
--------------------------------------------------------------------------------------------------------------------------
Security: Y1503Y108
Meeting Type: EGM
Meeting Date: 31-Mar-2014
Ticker:
ISIN: CNE1000002S8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0211/LTN20140211037.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0211/LTN20140211045.pdf
1 To approve the appointment of Mr. Ruan Mgmt For For
Yongping as an independent non-executive
Director of the Company and the terms of
his appointment, details of which are set
out in the circular of the Company dated 11
February 2014
2 To approve and confirm the guarantee Mgmt For For
("Guarantee") to be provided by the Company
for the benefit of CSD HK, a direct
wholly-owned subsidiary of the Company, of
not more than USD 500,000,000, to guarantee
CSD HK's repayment obligations for offshore
bank loans, and the transactions
contemplated thereunder, and to authorise
the Directors to exercise all powers which
they consider necessary to do such acts and
things and execute such other documents
which in their opinion may be necessary or
desirable to implement the transactions
contemplated under the Guarantee
3 To consider and approve the proposed Mgmt For For
amendments to Article 4 of the articles of
association of the Company as set out in
the circular of the Company dated 11
February 2014
--------------------------------------------------------------------------------------------------------------------------
CHINA STEEL CHEMICAL CORP Agenda Number: 705310338
--------------------------------------------------------------------------------------------------------------------------
Security: Y15044103
Meeting Type: AGM
Meeting Date: 17-Jun-2014
Ticker:
ISIN: TW0001723005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 8.3 PER SHARE
B.3 THE REVISION TO THE ARTICLES OF Mgmt For For
INCORPORATION
B.4 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.5 EXTRAORDINARY MOTIONS Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
CHINA STEEL CORP Agenda Number: 705317003
--------------------------------------------------------------------------------------------------------------------------
Security: Y15041109
Meeting Type: AGM
Meeting Date: 18-Jun-2014
Ticker:
ISIN: TW0002002003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 THE STATUS OF THE 2013 LOCAL CORPORATE Non-Voting
BONDS
A.4 THE STATUS OF THE 2014 LOCAL CORPORATE Non-Voting
BONDS
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 0.7 PER SHARE
B.3 THE ISSUANCE OF NEW SHARES FROM RETAINED Mgmt For For
EARNINGS. PROPOSED STOCK DIVIDEND: 20 FOR
1,000 SHS HELD
B.4 THE REVISION TO THE ARTICLES OF Mgmt For For
INCORPORATION
B.5 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.6 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTOR, TSOU, JO-CHI
B.7 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTOR, SUNG, JYH-YUH
B.8 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTOR, LIN, HUNG-NAN
B.9 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTOR, LIU, JIH-GANG
--------------------------------------------------------------------------------------------------------------------------
CHINA UNICOM (HONG KONG) LTD, HONG KONG Agenda Number: 705014227
--------------------------------------------------------------------------------------------------------------------------
Security: Y1519S111
Meeting Type: AGM
Meeting Date: 16-Apr-2014
Ticker:
ISIN: HK0000049939
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0311/LTN20140311023.pdf and
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0311/LTN20140311019.pdf
1 To receive and consider the financial Mgmt For For
statements and the Reports of the Directors
and of the Independent Auditor for the year
ended 31 December 2013
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2013
3.a.i To re-elect Mr. Lu Yimin as a Director Mgmt For For
3.aii To re-elect Mr. Cheung Wing Lam Linus as a Mgmt For For
Director
3aiii To re-elect Mr. Wong Wai Ming as a Director Mgmt Against Against
3aiv To re-elect Mr. John Lawson Thornton as a Mgmt Against Against
Director
3.b To authorise the Board of Directors to fix Mgmt For For
the remuneration of the Directors for the
year ending 31 December 2014
4 To re-appoint Auditor, and to authorise the Mgmt For For
Board of Directors to fix their
remuneration for the year ending 31
December 2014
5 To grant a general mandate to the Directors Mgmt For For
to buy back shares in the Company not
exceeding 10% of the total number of the
existing shares in the Company in issue
6 To grant a general mandate to the Directors Mgmt Against Against
to issue, allot and deal with additional
shares in the Company not exceeding 20% of
the total number of the existing shares in
the Company in issue
7 To extend the general mandate granted to Mgmt Against Against
the Directors to issue, allot and deal with
shares by the number of shares bought back
8 To approve the adoption of the new share Mgmt Against Against
option scheme of the Company
--------------------------------------------------------------------------------------------------------------------------
CHINA VANKE CO LTD Agenda Number: 705023098
--------------------------------------------------------------------------------------------------------------------------
Security: Y77421108
Meeting Type: AGM
Meeting Date: 28-Mar-2014
Ticker:
ISIN: CNE0000008Q1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2013 work report of the board of directors Mgmt For For
2 2013 work report of the supervisory Mgmt For For
committee
3 2013 annual report and audited financial Mgmt For For
report
4 2013 profit distribution plan: the detailed Mgmt For For
profit distribution plan are as follows: 1)
cash dividend/10 shares (tax included): CNY
4.10000000 2) bonus issue from profit
(share/10 shares): none 3) bonus issue from
capital reserve (share/10 shares): none
5 Re-appointment of audit firm Mgmt For For
6.1 Re-election of director: Wang Shi Mgmt For For
6.2 Re-election of director: Qiao Shibo Mgmt For For
6.3 Re-election of director: Yu Liang Mgmt For For
6.4 Re-election of director: Sun Jianyi Mgmt For For
6.5 Re-election of director: Wei Bin Mgmt For For
6.6 Re-election of director: Chen Ying Mgmt For For
6.7 Re-election of director: Wang Wenjin Mgmt For For
6.8 Re-election of Independent director: Zhang Mgmt For For
Liping
6.9 Re-election of Independent director: Hua Mgmt For For
Sheng
6.10 Re-election of Independent director: Luo Mgmt For For
Junmei
6.11 Re-election of Independent director: Hai Mgmt For For
Wen
7 By-election of supervisor: Xie Dong Mgmt For For
8 Purchase of liability insurance for Mgmt For For
directors, supervisors and senior
management
--------------------------------------------------------------------------------------------------------------------------
CHINA VANKE CO LTD Agenda Number: 705334148
--------------------------------------------------------------------------------------------------------------------------
Security: Y77421108
Meeting Type: EGM
Meeting Date: 12-Jun-2014
Ticker:
ISIN: CNE0000008Q1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 BY-ELECTION OF SUPERVISOR CANDIDATE LIAO Mgmt For For
QIYUN
--------------------------------------------------------------------------------------------------------------------------
CHIPBOND TECHNOLOGY CORP Agenda Number: 705301985
--------------------------------------------------------------------------------------------------------------------------
Security: Y15657102
Meeting Type: AGM
Meeting Date: 12-Jun-2014
Ticker:
ISIN: TW0006147002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU.
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 THE STATUS OF ENDORSEMENT AND GUARANTEE Non-Voting
A.4 THE STATUS OF MONETARY LOANS Non-Voting
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 1.6 PER SHARE
B.3 THE PROPOSAL TO ISSUE THE RESTRICTED Mgmt Against Against
EMPLOYEE STOCK OPTIONS
B.4 THE REVISION TO THE ARTICLES OF Mgmt For For
INCORPORATION
B.5 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.6 THE REVISION TO THE PROCEDURES OF TRADING Mgmt For For
DERIVATIVES
B.7 THE PROPOSED CASH DISTRIBUTION FROM CAPITAL Mgmt For For
ACCOUNT: TWD 1 PER SHARE
--------------------------------------------------------------------------------------------------------------------------
CHONG QING CHANGAN AUTOMOBILE CO LTD Agenda Number: 704854404
--------------------------------------------------------------------------------------------------------------------------
Security: Y1583S104
Meeting Type: EGM
Meeting Date: 05-Dec-2013
Ticker:
ISIN: CNE000000N14
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Proposal to enter into the technology Mgmt For For
license contract and the technical service
support contract on D series power assembly
with Harbin Dongan Automotive Engine
Manufacturing Co., Ltd
--------------------------------------------------------------------------------------------------------------------------
CHONGQING CHANGAN AUTOMOBILE CO LTD Agenda Number: 705175467
--------------------------------------------------------------------------------------------------------------------------
Security: Y1583S104
Meeting Type: AGM
Meeting Date: 08-May-2014
Ticker:
ISIN: CNE000000N14
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2013 WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
2 2013 WORK REPORT OF THE SUPERVISORY Mgmt Against Against
COMMITTEE
3 2013 ANNUAL REPORT AND ITS SUMMARY Mgmt For For
4 2013 FINANCIAL RESOLUTION AND 2014 Mgmt For For
FINANCIAL BUDGET STATEMENT
5 2013 PROFIT DISTRIBUTION PLAN: THE DETAILED Mgmt For For
PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1)
CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY
1.00000000 2) BONUS ISSUE FROM PROFIT
(SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM
CAPITAL RESERVE (SHARE/10 SHARES):NONE
6 2014 ESTIMATED CONTINUING CONNECTED Mgmt For For
TRANSACTIONS
7 2014 INVESTMENT PLAN Mgmt For For
8 2014 FINANCING PLAN Mgmt For For
9 CHANGE OF DIRECTORS Mgmt For For
10 APPOINTMENT OF FINANCIAL REPORT AUDIT FIRM Mgmt For For
11 APPOINTMENT OF INTERNAL CONTROL AUDIT FIRM Mgmt For For
12 TO SIGN FINANCIAL SERVICE AGREEMENT WITH A Mgmt Against Against
COMPANY
13 TO LAUNCH TRADE FINANCING VIA A COMPANY Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CNOOC LTD, HONG KONG Agenda Number: 704838513
--------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: EGM
Meeting Date: 27-Nov-2013
Ticker:
ISIN: HK0883013259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1107/LTN20131107226.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1107/LTN20131107190.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To approve the Non-exempt Continuing Mgmt For For
Connected Transactions
2 To approve the Proposed Caps for each Mgmt For For
category of the Non-exempt Continuing
Connected Transactions
--------------------------------------------------------------------------------------------------------------------------
CNOOC LTD, HONG KONG Agenda Number: 705141606
--------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: AGM
Meeting Date: 23-May-2014
Ticker:
ISIN: HK0883013259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0409/LTN20140409027.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0409/LTN20140409023.pdf
A.1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
STATEMENT OF ACCOUNTS TOGETHER WITH THE
REPORT OF THE DIRECTORS AND INDEPENDENT
AUDITORS' REPORT THEREON FOR THE YEAR ENDED
31 DECEMBER 2013
A.2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2013
A.3 TO RE-ELECT MR. LI FANRONG AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
A.4 TO RE-ELECT MR. WANG YILIN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
A.5 TO RE-ELECT MR. LV BO AS A NON-EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
A.6 TO RE-ELECT MR. ZHANG JIANWEI AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
A.7 TO RE-ELECT MR. WANG JIAXIANG AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
A.8 TO RE-ELECT MR. LAWRENCE J. LAU AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
A.9 TO RE-ELECT MR. KEVIN G. LYNCH AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
A.10 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF EACH OF THE DIRECTORS
A.11 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
THE INDEPENDENT AUDITORS OF THE COMPANY AND
ITS SUBSIDIARIES, AND TO AUTHORIZE THE
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
B.1 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES IN THE CAPITAL OF THE
COMPANY NOT EXCEEDING 10% OF THE AGGREGATE
NUMBER OF SHARES OF THE COMPANY IN ISSUE AS
AT THE DATE OF PASSING OF THIS RESOLUTION
B.2 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES IN THE CAPITAL OF THE COMPANY AND TO
MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS
AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR
CONVERT ANY SECURITY INTO SHARES IN THE
COMPANY WHICH WOULD OR MIGHT REQUIRE THE
EXERCISE OF SUCH POWER, WHICH SHALL NOT
EXCEEDING 20% OF THE AGGREGATE NUMBER OF
SHARES OF THE COMPANY IN ISSUE AS AT THE
DATE OF PASSING OF THIS RESOLUTION
B.3 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES OF THE COMPANY AND TO
MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS
AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR
CONVERT ANY SECURITY INTO SHARES IN THE
COMPANY BY THE AGGREGATE NUMBER OF SHARES
REPURCHASED, WHICH SHALL NOT EXCEED 10% OF
THE AGGREGATE NUMBER OF SHARES OF THE
COMPANY IN ISSUE AS AT THE DATE OF PASSING
OF THIS RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
DELTA ELECTRONICS INC Agenda Number: 705298493
--------------------------------------------------------------------------------------------------------------------------
Security: Y20263102
Meeting Type: AGM
Meeting Date: 10-Jun-2014
Ticker:
ISIN: TW0002308004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU.
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 FINANCIAL STATEMENTS Non-Voting
A.3 THE 2013 AUDITED REPORTS Non-Voting
A.4 THE PROPOSAL OF MERGER Non-Voting
B.1 THE 2013 FINANCIAL STATEMENTS Mgmt For For
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 5.8 PER SHARE
B.3 THE REVISION TO THE ARTICLES OF Mgmt For For
INCORPORATION
B.4 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.5 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
DONGFENG MOTOR GROUP COMPANY LTD Agenda Number: 704705827
--------------------------------------------------------------------------------------------------------------------------
Security: Y21042109
Meeting Type: EGM
Meeting Date: 10-Oct-2013
Ticker:
ISIN: CNE100000312
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0827/LTN20130827360.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0827/LTN20130827465.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0906/LTN20130906352.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
1.a.i To elect the fourth session of the Mgmt For For
Executive Director: Xu Ping
1a.ii To elect the fourth session of the Mgmt For For
Executive Director: Zhu Fushou
1aiii To elect the fourth session of the Mgmt For For
Executive Director: Li Shaozhu
1.b.i To elect the fourth session of the Mgmt For For
Non-executive Director: Tong Dongcheng
1b.ii To elect the fourth session of the Mgmt For For
Non-executive Director: Ouyang Jie
1biii To elect the fourth session of the Mgmt For For
Non-executive Director: Liu Weidong
1b.iv To elect the fourth session of the Mgmt For For
Non-executive Director: Zhou Qiang
1.c.i To elect the fourth session of the Mgmt For For
Independent Non-executive Director: Ma
Zhigeng
1c.ii To elect the fourth session of the Mgmt For For
Independent Non-executive Director: Zhang
Xiaotie
1ciii To elect the fourth session of the Mgmt For For
Independent Non-executive Director: Cao
Xinghe
1c.iv To elect the fourth session of the Mgmt For For
Independent Non-executive Director: Chen
Yunfei
1.d.i To elect the fourth session of the Mgmt For For
Supervisor: Ma Liangjie
1.dii To elect the fourth session of the Mgmt For For
Supervisor: Feng Guo
1diii To elect the fourth session of the Mgmt For For
Supervisor: Zhao Jun
1d.iv To elect the fourth session of the Mgmt For For
Supervisor: Ren Yong
2 To consider and approve the amendments to Mgmt For For
the Articles of Association of the Company:
Articles 28, 94, 99, 124 and 125
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN MEETING TIME FROM 9:00 AM TO 2:00
PM AND RECEIPT OF ADDITIONAL URL. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
E.SUN FINANCIAL HOLDING CO LTD Agenda Number: 705354532
--------------------------------------------------------------------------------------------------------------------------
Security: Y23469102
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: TW0002884004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 299632 DUE TO CHANGE IN DIRECTOR
NAMES. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 THE STATUS OF THE CORPORATE BONDS Non-Voting
A.4 THE ADVOCACY OF LOCAL REGULATIONS Non-Voting
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 0.27642623 PER SHARE
B.3 THE ISSUANCE OF NEW SHARES FROM RETAINED Mgmt For For
EARNINGS. PROPOSED STOCK DIVIDEND:
89.169752 FOR 1,000 SHS HELD
B.4 THE REVISION TO THE ARTICLES OF Mgmt For For
INCORPORATION
B.5 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B6.1 ELECTION OF INDEPENDENT DIRECTOR: CHENG-EN Mgmt For For
KO
B6.2 ELECTION OF INDEPENDENT DIRECTOR: CHI-JEN Mgmt For For
LEE
B6.3 ELECTION OF INDEPENDENT DIRECTOR: JEN-JEN Mgmt For For
CHANG LIN
B6.4 ELECTION OF INDEPENDENT DIRECTOR: HSIN-I Mgmt For For
LIN
B6.5 ELECTION OF DIRECTOR: E.SUN VOLUNTEER Mgmt For For
&SOCIAL WELFARE FOUNDATION REPRESENTATIVE:
YUNG-JEN HUANG
B6.6 ELECTION OF DIRECTOR: E.SUN VOLUNTEER Mgmt For For
&SOCIAL WELFARE FOUNDATION REPRESENTATIVE:
JOSEPH N.C HUANG
B6.7 ELECTION OF DIRECTOR: E.SUN FOUNDATION Mgmt For For
REPRESENTATIVE: KUO-LIEH TSENG
B6.8 ELECTION OF DIRECTOR: ALLCAN INVESTMENT Mgmt For For
CO.LTD. REPRESENTATIVE: CHIU-HSUNG HUANG
B6.9 ELECTION OF DIRECTOR: HSIN TUNG YANG Mgmt For For
CO,LTD. REPRESENTATIVE: JACKSON MAI
B6.10 ELECTION OF DIRECTOR: FU YUAN INVESTMENT Mgmt For For
CO.,LTD.(NOTE 2) REPRESENTATIVE: RONG-QIU
CHEN
B6.11 ELECTION OF DIRECTOR: SHANG LI CAR CO.,LTD, Mgmt For For
REPRESENTATIVE: CHIEN-LI WU
B6.12 ELECTION OF DIRECTOR: SHAN MENG INVESTMENT Mgmt For For
CO.,LTD. REPRESENTATIVE: MAGI CHEN
B6.13 ELECTION OF DIRECTOR: SUNLIT TRANSPORTATION Mgmt For For
Co.,LTD. REPRESENTATIVE: BEN CHEN
--------------------------------------------------------------------------------------------------------------------------
FUBON FINANCIAL HOLDING CO LTD Agenda Number: 705304094
--------------------------------------------------------------------------------------------------------------------------
Security: Y26528102
Meeting Type: AGM
Meeting Date: 06-Jun-2014
Ticker:
ISIN: TW0002881000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 336586 DUE TO RECEIPT OF UPDATED
LIST OF DIRECTORS NAMES UNDER RESOLUTION 5.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 THE STATUS OF THE 2013 LOCAL UNSECURED Non-Voting
CORPORATE BONDS
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD1.5 PER SHARE
B.3 THE PROPOSAL OF LONG-TERM CAPITAL INJECTION Mgmt For For
B.4 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B51.1 THE ELECTION OF THE DIRECTOR: Mgmt For For
REPRESENTATIVE OF MING DONG INDUSTRIAL CO.,
LTD., DANIEL TSAI, ID/SHAREHOLDER NO: 72
B51.2 THE ELECTION OF THE DIRECTOR: Mgmt For For
REPRESENTATIVE OF MING DONG INDUSTRIAL CO.,
LTD., RICHARD TSAI, ID/SHAREHOLDER NO: 72
B51.3 THE ELECTION OF THE DIRECTOR: Mgmt For For
REPRESENTATIVE OF TAIPEI CITY GOVERNMENT,
YING-RONG CHEN, ID/SHAREHOLDER NO: 297306
B51.4 THE ELECTION OF THE DIRECTOR: Mgmt For For
REPRESENTATIVE OF TAIPEI CITY GOVERNMENT,
YEH-SHIN CHEN, ID/SHAREHOLDER NO: 297306
B51.5 THE ELECTION OF THE DIRECTOR: Mgmt For For
REPRESENTATIVE OF TAIPEI CITY GOVERNMENT,
LI-WEN TSAI, ID/SHAREHOLDER NO: 297306
B51.6 THE ELECTION OF THE DIRECTOR: Mgmt For For
REPRESENTATIVE OF MING DONG INDUSTRIAL CO.,
LTD., VICTOR KUNG, ID/SHAREHOLDER NO: 72
B51.7 THE ELECTION OF THE DIRECTOR: Mgmt For For
REPRESENTATIVE OF MING DONG INDUSTRIAL CO.,
LTD., PENG-YUAN CHENG, ID/SHAREHOLDER NO:
72
B51.8 THE ELECTION OF THE DIRECTOR: Mgmt For For
REPRESENTATIVE OF MING DONG INDUSTRIAL CO.,
LTD., JEN-SHOU HSU, ID/SHAREHOLDER NO: 72
B51.9 THE ELECTION OF THE DIRECTOR: Mgmt For For
REPRESENTATIVE OF MING DONG INDUSTRIAL CO.,
LTD., JERRY HARN, ID/SHAREHOLDER NO: 72
B52.1 THE ELECTION OF INDEPENDENT DIRECTOR: Mgmt For For
CHI-YAN CHEUNG, ID/SHAREHOLDER NO: E880
B52.2 THE ELECTION OF INDEPENDENT DIRECTOR: Mgmt For For
SHAU-KONG JAW, ID/SHAREHOLDER NO: D10000
B52.3 THE ELECTION OF INDEPENDENT DIRECTOR: Mgmt For For
MING-TZE TANG, ID/SHAREHOLDER NO: 255756
B52.4 THE ELECTION OF INDEPENDENT DIRECTOR: Mgmt For For
WEN-SSN CHUANG, ID/SHAREHOLDER NO: F10227
B.6.1 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTOR: CAI,MING-ZHONG
B.6.2 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTOR: CAI,MING-XING
B.6.3 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTOR: ZHANG,ZI-XIN
B.6.4 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTOR: GONG,TIAN-XING
B.6.5 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTOR: XU,REN-SHOU
B.6.6 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTOR: HAN,WEI-TING
B.6.7 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTOR: GOVERNMENT OF
TAIPEI CITY
--------------------------------------------------------------------------------------------------------------------------
GALAXY ENTERTAINMENT GROUP LTD Agenda Number: 705171813
--------------------------------------------------------------------------------------------------------------------------
Security: Y2679D118
Meeting Type: AGM
Meeting Date: 11-Jun-2014
Ticker:
ISIN: HK0027032686
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0416/LTN20140416711.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0416/LTN20140416709.pdf
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND REPORTS OF THE
DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31
DECEMBER 2013
2.1 TO RE-ELECT MS. PADDY TANG LUI WAI YU AS A Mgmt For For
DIRECTOR
2.2 TO RE-ELECT DR. WILLIAM YIP SHUE LAM AS A Mgmt For For
DIRECTOR
2.3 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
DIRECTORS' REMUNERATION
3 TO RE-APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
DIRECTORS TO FIX THE AUDITOR'S REMUNERATION
4.1 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY-BACK SHARES OF THE COMPANY
4.2 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE ADDITIONAL SHARES OF THE COMPANY
4.3 TO EXTEND THE GENERAL MANDATE AS APPROVED Mgmt Against Against
UNDER 4.2
5.1 TO DELETE THE ENTIRE MEMORANDUM OF Mgmt For For
ASSOCIATION OF THE COMPANY
5.2 TO AMEND THE ARTICLES OF ASSOCIATION OF THE Mgmt For For
COMPANY
5.3 TO APPROVE THE ADOPTION OF THE NEW ARTICLES Mgmt For For
OF ASSOCIATION OF THE COMPANY IN
SUBSTITUTION FOR AND TO THE EXCLUSION OF
THE EXISTING MEMORANDUM AND ARTICLES OF
ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
GCL-POLY ENERGY HOLDINGS LTD Agenda Number: 705163311
--------------------------------------------------------------------------------------------------------------------------
Security: G3774X108
Meeting Type: AGM
Meeting Date: 23-May-2014
Ticker:
ISIN: KYG3774X1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0415/LTN20140415323.pdf and
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0415/LTN20140415303.pdf
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
REPORTS OF THE DIRECTORS AND AUDITOR FOR
THE YEAR ENDED 31 DECEMBER 2013
2.i TO RE-ELECT MR. ZHU GONGSHAN AS AN Mgmt For For
EXECUTIVE DIRECTOR
2.ii TO RE-ELECT MR. JI JUN AS AN EXECUTIVE Mgmt For For
DIRECTOR
2.iii TO RE-ELECT MS. SUN WEI AS AN EXECUTIVE Mgmt For For
DIRECTOR
2.iv TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF THE DIRECTORS
3 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
AUDITOR OF THE COMPANY AND TO AUTHORISE THE
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
4.a TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY
4.b TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY
4.c TO EXTEND THE GENERAL MANDATE TO THE Mgmt Against Against
DIRECTORS TO ALLOT, ISSUE AND DEAL WITH
ADDITIONAL SHARES BY THE ADDITION OF NUMBER
OF SHARES REPURCHASED BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
GOODBABY INTERNATIONAL HOLDINGS LTD, GRAND CAYMAN Agenda Number: 705190750
--------------------------------------------------------------------------------------------------------------------------
Security: G39814101
Meeting Type: AGM
Meeting Date: 23-May-2014
Ticker:
ISIN: KYG398141013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0422/LTN20140422171.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0422/LTN20140422185.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
1 TO RECEIVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY AND ITS
SUBSIDIARIES AND THE REPORTS OF THE
DIRECTORS AND AUDITORS OF THE COMPANY FOR
THE YEAR ENDED 31 DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.05 PER Mgmt For For
ORDINARY SHARE FOR THE YEAR ENDED 31
DECEMBER 2013
3A TO RE-DESIGNATE MS. CHIANG YUN AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3B TO RE-ELECT MR. IAIN FERGUSON BRUCE AS Mgmt Against Against
INDEPENDENT NON-EXECUTIVE DIRECTOR
3C TO RE-ELECT MR. MARTIN POS AS EXECUTIVE Mgmt For For
DIRECTOR
3D TO RE-ELECT MR. MICHAEL NAN QU AS EXECUTIVE Mgmt For For
DIRECTOR
3E TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE RESPECTIVE DIRECTORS' REMUNERATION
4 TO RE-APPOINT ERNST & YOUNG AS AUDITORS AND Mgmt For For
TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX
THEIR REMUNERATION
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE AGGREGATE NOMINAL
AMOUNT OF THE ISSUED SHARE CAPITAL OF THE
COMPANY AS AT THE DATE OF PASSING OF THIS
RESOLUTION
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY NOT EXCEEDING 20% OF
THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED
SHARE CAPITAL OF THE COMPANY AS AT THE DATE
OF PASSING OF THIS RESOLUTION
7 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES IN THE CAPITAL OF THE
COMPANY BY THE AGGREGATE NOMINAL AMOUNT OF
THE SHARES REPURCHASED BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
GREAT WALL MOTOR CO LTD Agenda Number: 705059106
--------------------------------------------------------------------------------------------------------------------------
Security: Y2882P106
Meeting Type: AGM
Meeting Date: 09-May-2014
Ticker:
ISIN: CNE100000338
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0321/LTN20140321930.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0321/LTN20140321978.pdf
1 To consider and approve the audited Mgmt For For
financial report of the Company for the
year 2013 (details stated in the annual
report of the Company for the year 2013)
2 To consider and approve the Report of the Mgmt For For
Board for the year 2013 (details stated in
the annual report of the Company for the
year 2013)
3 To consider and approve the profit Mgmt For For
distribution proposal for the year 2013
(details stated in the circular of the
Company dated 21 March 2014)
4 To consider and approve the annual report Mgmt For For
of the Company for the year 2013 and its
summary report (published on the Company's
website: www.gwm.com.cn)
5 To consider and approve the Report of the Mgmt For For
Independent Directors for the year 2013
(published on the Company's website: www.
gwm.com.cn)
6 To consider and approve the Report of the Mgmt For For
Supervisory Committee for the year 2013
(details stated in the annual report of the
Company for the year 2013)
7 To consider and approve the strategies of Mgmt For For
the Company for the year 2014 (details
stated in the circular of the Company dated
21 March 2014)
8 To consider and approve the re-appointment Mgmt For For
of Deloitte Touche Tohmatsu Certified
Public Accountants LLP as the Company's
external auditor for the year ending 31
December 2014, the term of such
re-appointment shall commence from the date
on which this resolution is passed until
the date of the next AGM, and to authorise
the board of directors (the "Board") of the
Company to fix its remunerations (details
stated in the circular dated 21 March 2014)
9 To re-elect Mr. Wei Jian Jun as an Mgmt For For
executive director of the Company for a
term of office commencing from 9 May 2014
and ending on the expiry of the term of the
fifth session of the Board, and to
authorise the Board to determine his
remuneration and to enter into the relevant
service agreement on behalf of the Company
with him
10 To re-elect Mr. Liu Ping Fu as an executive Mgmt For For
director of the Company for a term of
office commencing from 9 May 2014 and
ending on the expiry of the fifth session
of the Board, and to authorise the Board to
determine his remuneration and to enter
into the relevant service agreement on
behalf of the Company with him
11 To re-elect Ms. Wang Feng Ying as an Mgmt For For
executive director of the Company for a
term of office commencing from 9 May 2014
and ending on the expiry of the fifth
session of the Board, and to authorise the
Board to determine her remuneration and to
enter into the relevant service agreement
on behalf of the Company with her
12 To re-elect Mr. Hu Ke Gang as an executive Mgmt For For
director of the Company for a term of
office commencing from 9 May 2014 and
ending on the expiry of the fifth session
of the Board, and to authorise the Board to
determine his remuneration and to enter
into the relevant service agreement on
behalf of the Company with him
13 To re-elect Ms. Yang Zhi Juan as an Mgmt For For
executive director of the Company for a
term of office commencing from 9 May 2014
and ending on the expiry of the fifth
session of the Board, and to authorise the
Board to determine her remuneration and to
enter into the relevant service agreement
on behalf of the Company with her
14 To re-elect Mr. He Ping as a non-executive Mgmt For For
director of the Company for a term
commencing from 9 May 2014 and ending on
the expiry of the fifth session of the
Board, and authorise the Board to determine
his remuneration and to enter into the
relevant appointment letter on behalf of
the Company with him
15 To re-elect Mr. Niu Jun as a non-executive Mgmt For For
director of the Company for a term
commencing from 9 May 2014 and ending on
the expiry of the fifth session of the
Board, and authorise the Board to determine
his remuneration (if any) and enter into
the relevant appointment letter on behalf
of the Company with him
16 To re-elect Mr. Wong Chi Hung, Stanley as Mgmt For For
an independent non-executive director of
the Company for a term of office commencing
from 9 May 2014 and ending on the expiry of
the fifth session of the Board, and
authorise the Board to determine his
remuneration and to enter into the relevant
appointment letter on behalf of the Company
with him
17 To elect Mr. Lu Chuang as an independent Mgmt For For
non-executive director of the Company for a
term of office commencing from 9 May 2014
and ending on the expiry of the fifth
session of the Board, and authorise the
Board to determine his remuneration and to
enter into the relevant appointment letter
on behalf of the Company with him
18 To elect Mr. Liang Shang Shang as an Mgmt For For
independent non-executive director of the
Company for a term of office commencing
from 9 May 2014 and ending on the
expiry of the fifth session of the Board,
and authorise the Board to determine
his remuneration and to enter into the
relevant appointment letter on behalf of
the Company with him
19 To elect Mr. Ma Li Hui as an independent Mgmt For For
non-executive director of the Company for a
term of office commencing from 9 May 2014
and ending on the expiry of the fifth
session of the Board, and authorise the
Board to determine his remuneration and to
enter into the relevant appointment letter
on behalf of the Company with him
20 To re-elect Ms. Luo Jin Li as an Mgmt For For
independent supervisor of the Company for a
term of office commencing from 9 May 2014
and ending on the expiry of the fifth
session of the supervisory committee of the
Company (the "Supervisory Committee"), and
authorise the Supervisory Committee to
determine her remuneration and enter into
the relevant service agreement on behalf of
the Company with her
21 To elect Ms. Zong Yi Xiang as an Mgmt For For
independent supervisor of the Company for a
term of office commencing from 9 May 2014
and ending on the expiry of the fifth
session of the Supervisory Committee, and
authorise the Supervisory Committee to
determine her remuneration and enter into
the relevant service agreement on behalf of
the Company with her
22 To consider and, if thought fit, to approve Mgmt Against Against
the proposed grant of the following mandate
to the Board: (1) an unconditional general
mandate to allot, issue and deal with
additional shares in the capital of the
Company, whether A Shares or H Shares. Such
unconditional general mandate can be
exercised once or more than once during the
Relevant Period, subject to the following
conditions: (a) such mandate shall not
extend beyond the Relevant Period save that
the Board may during the Relevant Period
make or grant offers, agreements or options
which might require the exercise of such
powers after the Relevant Period; (b) the
aggregate nominal amount of shares, whether
A Shares or H Shares allotted, issued and
dealt with or agreed conditionally or
unconditionally to be allotted, issued and
dealt with by the Board pursuant to CONTD
CONT CONTD such mandate, shall not exceed: (I) Non-Voting
20%, being 401,848,600 A Shares, of the
aggregate nominal amount of A Shares in
issue; and (II) 20%, being 206,636,000 H
Shares, of the aggregate nominal amount of
H Shares in issue, in each case as of the
date of this resolution; and (c) the Board
shall only exercise its power under such
mandate in accordance with the Company Law
of the PRC and the Rules Governing the
Listing of Securities on The Stock Exchange
of Hong Kong Limited (as the same may be
amended from time to time) and only if all
necessary approvals from the China
Securities Regulatory Commission and/or
other relevant PRC governmental authorities
are obtained; and (2) contingent on the
Board resolving to issue shares pursuant to
sub-paragraph (1) of this resolution, the
Board be authorised to: (a) approve,
execute CONTD
CONT CONTD and do or procure to be executed and Non-Voting
done, all such documents, deeds and things
as it may consider necessary in connection
with the issue of such new shares including
(without limitation): (I) determine the
class and number of shares to be issued;
(II) determine the issue price of the new
shares; (III) determine the opening and
closing dates of the new issue; (IV)
determine the use of proceeds of the new
issue; (V) determine the class and number
of new shares (if any) to be issued to the
existing shareholders; (VI) make or grant
such offers, agreements and options as may
be necessary in the exercise of such
powers; and (VII) in the case of an offer
or placement of shares to the shareholders
of the Company, exclude shareholders of the
Company who are resident outside the PRC or
the Hong Kong Special Administrative CONTD
CONT CONTD Region of the PRC on account of Non-Voting
prohibitions or requirements under overseas
laws or regulations or for some other
reason(s) which the Board considers
expedient; (b) increase the registered
capital of the Company in accordance with
the actual increase of capital by issuing
shares pursuant to sub-paragraph (1) of
this resolution, register the increased
capital with the relevant authorities in
the PRC and make such amendments to the
articles of association of the Company as
it thinks fi t so as to reflect the
increase in the registered capital of the
Company; and (c) make all necessary fi
lings and registrations with the relevant
PRC, Hong Kong and/or other authorities For
the purpose of this resolution: "A Shares"
means domestic shares in the share capital
of the Company, with a nominal value of
RMB1.00 each, which CONTD
CONT CONTD are subscribed for and traded in Non-Voting
Renminbi by the PRC investors; "Board"
means the board of directors of the
Company; "H Shares" means the overseas
listed foreign shares in the share capital
of the Company, with a nominal value of
RMB1.00 each, which are subscribed for and
traded in Hong Kong dollars; and "Relevant
Period" means the period from the passing
of this resolution until whichever is the
earliest of: (a) the conclusion of the next
annual general meeting of the Company
following the passing of this resolution;
or (b) the expiration of the 12-month
period following the passing of this
resolution; or (c) the date on which the
authority set out this resolution is
revoked or varied by a special resolution
of the shareholders in a general meeting
23 That the Board be and is hereby authorised Mgmt For For
to repurchase A Shares and H Shares of the
Company: (a) subject to paragraphs (b) and
(c) below, the exercise by the Board during
the Relevant Period of all the powers of
the Company to repurchase A Shares of RMB1
each of the Company in issue and listed on
the Shanghai Stock Exchange and H Shares of
RMB1 each of the Company in issue and
listed on the Hong Kong Stock Exchange,
subject to and in accordance with all
applicable laws, regulations and rules
and/or requirements of the governmental or
regulatory body of securities in the PRC,
the Hong Kong Stock Exchange, the Shanghai
Stock Exchange or any other governmental or
regulatory body be and is hereby approved;
(b) the aggregate nominal amount of A
Shares authorised to be repurchased
pursuant to the approval in paragraph (a)
CONTD
CONT CONTD above during the Relevant Period Non-Voting
shall not exceed 10% of the number of A
Shares in issue as at the date of the
passing of this resolution and the passing
of the relevant resolutions at the class
meetings of shareholders of the Company.
Pursuant to the PRC laws and regulations,
if the Company wishes to repurchase A
Shares, the Company is required to seek
further approval from its shareholders in a
general meeting for the repurchase of A
Shares even where the general mandate set
out above is granted, but the Company is
not required to seek shareholders' approval
at the A Shareholders' Class Meeting or the
H Shareholders' Class Meeting. The
aggregate nominal amount of H Shares
authorised to be repurchased pursuant to
the approval in paragraph (a) above during
the Relevant Period shall not exceed 10% of
the number of H CONTD
CONT CONTD Shares in issue as at the date of the Non-Voting
passing of this resolution and the passing
of the relevant resolutions at the class
meetings of shareholders of the Company (c)
the approval in paragraph (a) above shall
be conditional upon: the passing of a
special resolution in the same terms as the
resolution set out in this paragraph
(except for this sub-paragraph (c)) at the
H Shareholders' Class Meeting of the
Company to be held on Friday, 9 May 2014
(or on such adjourned date as may be
applicable); and the A Shareholders' Class
Meeting of the Company to be held on
Friday, 9 May 2014 (or on such adjourned
date as may be applicable); (d) subject to
the approval of all relevant government
authorities in the PRC for the repurchase
of such shares of the Company being granted
and subject to the above-mentioned
conditions, the CONTD
CONT CONTD Board be and is hereby authorised to: Non-Voting
(i) execute all such documents and do all
such acts and things and to sign all
documents and to take any steps as they
consider desirable, necessary or expedient
in connection with and to give effect to
the repurchase of shares contemplated under
paragraph (a) above in accordance with the
applicable laws, regulations and rules; and
(ii) make amendments to the articles of
association of the Company as deemed
appropriate by the Board so as to reduce
the registered capital of the Company and
to reflect the new capital structure of the
Company and to make related statutory
registration and fi ling procedures; and
(e) for the purpose of this resolution: "A
Shares" means domestic shares in the share
capital of the Company, with a nominal
value of RMB1.00 each, which are subscribed
CONTD
CONT CONTD for and traded in Renminbi by the PRC Non-Voting
investors; "A Shareholder(s)" means holders
of A Share(s); "A Shareholders' Class
Meeting" means the class meeting of A
Shareholders; "Board" means the board of
directors of the Company; "H Shares" means
the overseas listed foreign shares in the
share capital of the Company, with a
nominal value of RMB1.00 each, which are
subscribed for and traded in Hong Kong
dollars "H Shareholder(s)" means holders of
H Share(s); "H Shareholders' Class Meeting"
means the class meeting of H Shareholders;
"Hong Kong Stock Exchange" means The Stock
Exchange of Hong Kong Limited; and
"Relevant Period" means the period from the
passing of this special resolution until
whichever is the earlier of: (i) the
conclusion of the next annual general
meeting of the Company following the
passing of this CONTD
CONT CONTD resolution; (ii) the expiration of a Non-Voting
period of twelve months following the
passing of this resolution at the annual
general meeting, and the relevant
resolutions at the H Shareholders' Class
Meeting and the A Shareholders' Class
Meeting; or (iii) the date on which the
authority conferred by this special
resolution is revoked or varied by a
special resolution of shareholders at a
general meeting, or by a special resolution
of shareholders at a H Shareholders' Class
Meeting or an A Shareholders' Class Meeting
CMMT 25 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO THE TEXT OF
RESOLUTION 18. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GREAT WALL MOTOR CO LTD Agenda Number: 705059144
--------------------------------------------------------------------------------------------------------------------------
Security: Y2882P106
Meeting Type: CLS
Meeting Date: 09-May-2014
Ticker:
ISIN: CNE100000338
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0321/LTN20140321948.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0321/LTN20140321992.pdf
1 That the Board be and is hereby authorised Mgmt For For
to repurchase A Shares and H Shares of the
Company: (a) subject to paragraphs (b) and
(c) below, the exercise by the Board during
the Relevant Period of all the powers of
the Company to repurchase A Shares of RMB1
each of the Company in issue and listed on
the Shanghai Stock Exchange and H Shares of
RMB1 each of the Company in issue and
listed on the Hong Kong Stock Exchange,
subject to and in accordance with all
applicable laws, regulations and rules
and/or requirements of the governmental or
regulatory body of securities in the PRC,
the Hong Kong Stock Exchange, the Shanghai
Stock Exchange or any other governmental or
regulatory body be and is hereby approved;
(b) the aggregate nominal amount of A
Shares authorised to be repurchased
pursuant to the approval in paragraph (a)
CONTD
CONT CONTD above during the Relevant Period Non-Voting
shall not exceed 10% of the number of A
Shares in issue as at the date of the
passing of this resolution and the passing
of the relevant resolutions at the annual
general meeting of the Company and the A
Shareholders' Class Meeting. Pursuant to
the PRC laws and regulations, if the
Company wishes to repurchase A Shares, the
Company is required to seek further
approval from its shareholders in a general
meeting for the repurchase of A Shares even
where the general mandate set out above is
granted, but the Company is not required to
seek shareholders' approval at the A
Shareholders' Class Meeting or the H
Shareholders' Class Meeting. The aggregate
nominal amount of H Shares authorised to be
repurchased pursuant to the approval in
paragraph (a) above during the Relevant
Period shall not CONTD
CONT CONTD exceed 10% of the number of H Shares Non-Voting
in issue as at the date of the passing of
this resolution and the passing of the
relevant resolutions at the annual general
meeting of the Company and the A
Shareholders' Class Meeting; (c) the
approval in paragraph (a) above shall be
conditional upon: the passing of a special
resolution in the same terms as the
resolution set out in this paragraph
(except for this sub-paragraph (c)) at the
annual general meeting of the Company to be
held on Friday, 9 May 2014 (or on such
adjourned date as may be applicable); and
the A Shareholders' Class Meeting of the
Company to be held on Friday, 9 May 2014
(or on such adjourned date as may be
applicable); (d) subject to the approval of
all relevant government authorities in the
PRC for the repurchase of such shares of
the Company being CONTD
CONT CONTD granted and subject to the Non-Voting
above-mentioned conditions, the Board be
and is hereby authorised to: (i) execute
all such documents and do all such acts and
things and to sign all documents and to
take any steps as they consider desirable,
necessary or expedient in connection with
and to give effect to the repurchase of
shares contemplated under paragraph (a)
above in accordance with the applicable
laws, regulations and rules; and (ii) make
amendments to the articles of association
of the Company as deemed appropriate by the
Board so as to reduce the registered
capital of the Company and to reflect the
new capital structure of the Company and to
make related statutory registration and
fi ling procedures; and (e) for the purpose
of this resolution: "A Shares" means
domestic shares in the share capital of the
Company, CONTD
CONT CONTD with a nominal value of RMB1.00 each, Non-Voting
which are subscribed for and traded in
Renminbi by the PRC investors; "A
Shareholder(s)" means holders of A
Share(s); "A Shareholders' Class Meeting"
means the class meeting of A Shareholders;
"Board" means the board of directors of the
Company; "H Shares" means the overseas
listed foreign shares in the share capital
of the Company, with a nominal value of
RMB1.00 each, which are subscribed for and
traded in Hong Kong dollars; "H
Shareholder(s)" means holders of H
Share(s); "H Shareholders' Class Meeting"
means the class meeting of H Shareholders;
"Hong Kong Stock Exchange" means The Stock
Exchange of Hong Kong Limited; and
"Relevant Period" means the period from the
passing of this special resolution until
whichever is the earlier of: (i) the
conclusion of the next annual CONTD
CONT CONTD general meeting of the Company Non-Voting
following the passing of this resolution;
(ii) the expiration of a period of twelve
months following the passing of this
resolution at the H Shareholders' Class
Meeting and the relevant resolutions at the
annual general meeting and the A
Shareholders' Class Meeting; or (iii) the
date on which the authority conferred by
this special resolution is revoked or
varied by a special resolution of
shareholders at a general meeting, or by a
special resolution of shareholders at a H
Shareholders' Class Meeting or an A
Shareholders' Class Meeting
--------------------------------------------------------------------------------------------------------------------------
GREENTOWN CHINA HOLDINGS LTD Agenda Number: 704962908
--------------------------------------------------------------------------------------------------------------------------
Security: G4100M105
Meeting Type: EGM
Meeting Date: 28-Feb-2014
Ticker:
ISIN: KYG4100M1050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0212/LTN20140212514.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0212/LTN20140212474.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION "1", ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 The Framework Agreement and the Mgmt For For
transactions contemplated thereunder
CMMT 13 FEB 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF ACTUAL RECORD
DATE. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HAITONG SECURITIES CO LTD Agenda Number: 705245214
--------------------------------------------------------------------------------------------------------------------------
Security: Y2988F101
Meeting Type: AGM
Meeting Date: 27-May-2014
Ticker:
ISIN: CNE1000019K9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 315965 DUE TO ADDITION OF
RESOLUTION O.8. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL
LINKS:http://www.hkexnews.hk/listedco/listc
onews/SEHK/2014/0411/LTN201404111354.pdf;
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0411/LTN201404111350.pdf;
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0429/LTN201404291687.pdf;
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0429/LTN201404291681.pdf
O.1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY FOR THE
YEAR 2013
O.2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR 2013
O.3 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For
OF THE COMPANY FOR THE YEAR 2013
O.4 TO CONSIDER AND APPROVE THE FINAL ACCOUNTS Mgmt For For
REPORT OF THE COMPANY FOR THE YEAR 2013
O.5 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PROPOSAL OF THE COMPANY FOR
THE YEAR 2013
O.6 TO CONSIDER AND APPROVE THE RENEWAL OF Mgmt For For
ENGAGEMENT OF A SHARE AUDITING FIRM AND H
SHARE AUDITING FIRM FOR THE YEAR 2014
O.7 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING INVESTMENT ASSET ALLOCATION OF
EQUITY, FIXED INCOME SECURITIES AND
DERIVATIVE PRODUCTS OF THE COMPANY FOR THE
YEAR 2014
O.8 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
APPOINTMENT OF MR. QU QIUPING AS THE
EXECUTIVE DIRECTOR OF THE COMPANY
S.1 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE SCALE OF FINANCING BUSINESS
FOR CUSTOMERS OF THE COMPANY
S.2 TO CONSIDER AND APPROVE THE GRANT OF Mgmt Against Against
GENERAL MANDATE TO AUTHORIZE, ALLOT OR
ISSUE A SHARES AND/OR H SHARES
S.3 TO CONSIDER AND APPROVE THE ADOPTION OF Mgmt For For
SHARE OPTION INCENTIVE SCHEME
S.4 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
CONDUCT OF OPTION RELATED BUSINESS
--------------------------------------------------------------------------------------------------------------------------
HONGKONG LAND HOLDINGS LTD Agenda Number: 705012603
--------------------------------------------------------------------------------------------------------------------------
Security: G4587L109
Meeting Type: SGM
Meeting Date: 08-Apr-2014
Ticker:
ISIN: BMG4587L1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the proposed transfer of the Mgmt Abstain Against
company's listing segment from premium to
standard on the London stock exchange
CMMT 14 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
02 APR 2014 TO 04 APR 2014. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
HONGKONG LAND HOLDINGS LTD Agenda Number: 705171560
--------------------------------------------------------------------------------------------------------------------------
Security: G4587L109
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: BMG4587L1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND CONSIDER THE FINANCIAL Mgmt For For
STATEMENTS AND THE INDEPENDENT AUDITORS
REPORT FOR THE YEAR ENDED 31ST DECEMBER
2013, AND TO DECLARE A FINAL DIVIDEND
2 TO RE-ELECT CHARLES ALLEN JONES AS A Mgmt Against Against
DIRECTOR
3 TO RE-ELECT JENKIN HUI AS A DIRECTOR Mgmt Against Against
4 TO RE-ELECT SIR HENRY KESWICK AS A DIRECTOR Mgmt Against Against
5 TO RE-ELECT SIMON KESWICK AS A DIRECTOR Mgmt Against Against
6 TO RE-ELECT LORD POWELL OF BAYSWATER AS A Mgmt For For
DIRECTOR
7 TO RE-APPOINT THE AUDITORS AND TO AUTHORIZE Mgmt For For
THE DIRECTORS TO FIX THEIR REMUNERATION
8 TO RENEW THE GENERAL MANDATE TO THE Mgmt For For
DIRECTORS TO ISSUE NEW SHARES
9 TO RENEW THE GENERAL MANDATE TO THE Mgmt For For
DIRECTORS TO PURCHASE THE COMPANY'S SHARES
CMMT 22 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF RECORD DATE IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
HUAKU DEVELOPMENT CO LTD Agenda Number: 705340836
--------------------------------------------------------------------------------------------------------------------------
Security: Y3742X107
Meeting Type: AGM
Meeting Date: 11-Jun-2014
Ticker:
ISIN: TW0002548005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 293201 DUE TO RECEIPT OF
DIRECTORS AND SUPERVISORS NAMES. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 5 PER SHARE
B.3.1 THE ELECTION OF THE DIRECTOR: CHUNG, Mgmt Against Against
LONG-CHANG, SHAREHOLDER NUMBER: 1, ID NO:
K100813365
B.3.2 THE ELECTION OF THE DIRECTOR: KUO, Mgmt Against Against
CHIU-KUEN, SHAREHOLDER NUMBER: 7, ID NO:
L100790241
B.3.3 THE ELECTION OF THE DIRECTOR: LIU, JO-MEI, Mgmt Against Against
SHAREHOLDER NUMBER: 24, ID NO: H220795251
B.3.4 THE ELECTION OF THE DIRECTOR: CHUNG SHAN Mgmt Against Against
INVESTMENT CO., LTD REPRESENTATIVE:CHEN,
RUNG-HUA, SHAREHOLDER NUMBER: 12488, ID NO:
12938495
B.3.5 THE ELECTION OF THE DIRECTOR: NEW LAND Mgmt Against Against
INVESTMENT CO., LTD.
REPRESENTATIVE:TWU,WEI-SHAN, SHAREHOLDER
NUMBER: 2, ID NO: 23358894
B.3.6 THE ELECTION OF THE SUPERVISOR: HWANG, Mgmt Against Against
YIH-RAY, SHAREHOLDER NUMBER: 9, ID NO:
L120634575
B.3.7 THE ELECTION OF THE SUPERVISOR: HSU, Mgmt Against Against
WEN-CHANG, SHAREHOLDER NUMBER: 17, ID NO:
R120005328
B.4 THE PROPOSED CASH DISTRIBUTION FROM CAPITAL Mgmt For For
ACCOUNT: TWD 0.5 PER SHARE
B.5 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt Against Against
RESTRICTION ON THE DIRECTORS
B.6 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.7 OTHER ISSUES AND EXTRAORDINARY MOTIONS Mgmt Abstain For
CMMT 02 JUN 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO TEXT OF
RESOLUTIONS B.3.4 and B.3.5. IF YOU HAVE
ALREADY SENT IN YOUR VOTES FOR MID: 344244
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
HUANENG RENEWABLES CORPORATION LTD, BEIJING Agenda Number: 704826316
--------------------------------------------------------------------------------------------------------------------------
Security: Y3739S103
Meeting Type: EGM
Meeting Date: 20-Dec-2013
Ticker:
ISIN: CNE100000WS1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/1101/LTN201311011102.pdf
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/1101/LTN201311011034.pdf
1 To consider and approve the conduct of the Mgmt Against Against
deposit transactions (including the
relevant proposed annual caps) contemplated
under the Deposit and Loan Services
Framework Agreement dated 25 October 2013
entered into between the Company and China
Huaneng Finance Corporation Limited
2 To consider and approve the proposal of not Mgmt For For
distributing interim profit for the year of
2013
3 To consider and approve the proposal Mgmt For For
regarding the Company's issuance of debt
financing instruments within the PRC by way
of private placement, the aggregate
principal amount of which shall not exceed
RMB3 billion; and to grant the
authorization to the board of directors, or
any two or more of its directors to deal
with all matters relating to the Company's
issuance of debt financing instruments
--------------------------------------------------------------------------------------------------------------------------
HUANENG RENEWABLES CORPORATION LTD, BEIJING Agenda Number: 704937195
--------------------------------------------------------------------------------------------------------------------------
Security: Y3739S103
Meeting Type: EGM
Meeting Date: 10-Apr-2014
Ticker:
ISIN: CNE100000WS1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0117/LTN20140117332.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0117/LTN20140117340.pdf
1 To consider and approve the RMB2,500m Mgmt For For
Annual Caps of the deposit transactions
under the New Deposit and Loan Services
Framework Agreement dated 30 December 2013
entered into between the Company and China
Huaneng Finance Corporation Limited
--------------------------------------------------------------------------------------------------------------------------
HUTCHISON WHAMPOA LTD, HONG KONG Agenda Number: 705123040
--------------------------------------------------------------------------------------------------------------------------
Security: Y38024108
Meeting Type: AGM
Meeting Date: 16-May-2014
Ticker:
ISIN: HK0013000119
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0407/LTN20140407723.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0407/LTN20140407727.pdf
1 TO RECEIVE AND ADOPT THE STATEMENT OF Mgmt For For
AUDITED ACCOUNTS, REPORT OF THE DIRECTORS
AND REPORT OF THE AUDITOR FOR THE YEAR
ENDED 31 DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.a TO RE-ELECT MR FOK KIN NING, CANNING AS A Mgmt For For
DIRECTOR
3.b TO RE-ELECT MR LAI KAI MING, DOMINIC AS A Mgmt Against Against
DIRECTOR
3.c TO RE-ELECT MR KAM HING LAM AS A DIRECTOR Mgmt Against Against
3.d TO RE-ELECT MR WILLIAM SHURNIAK AS A Mgmt For For
DIRECTOR
3.e TO RE-ELECT MR WONG CHUNG HIN AS A DIRECTOR Mgmt For For
4 TO APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
DIRECTORS TO FIX THE AUDITOR'S REMUNERATION
5.1 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE ADDITIONAL SHARES
5.2 TO APPROVE THE BUY-BACK BY THE COMPANY OF Mgmt For For
ITS OWN SHARES
5.3 TO EXTEND THE GENERAL MANDATE IN ORDINARY Mgmt Against Against
RESOLUTION NO. 5(1) TO ISSUE ADDITIONAL
SHARES
6 TO ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
7.1 TO ADD THE CHINESE NAME OF THE COMPANY TO Mgmt For For
ITS EXISTING NAME: THE CHINESE NAME OF THE
COMPANY "AS SPECIFIED" BE ADDED TO ITS
EXISTING COMPANY NAME "HUTCHISON WHAMPOA
LIMITED" SUCH THAT THE NAME OF THE COMPANY
BECOMES "HUTCHISON WHAMPOA LIMITED "AS
SPECIFIED"
7.2 TO AMEND THE ARTICLES OF ASSOCIATION UPON Mgmt For For
THE NEW COMPANY NAME IS EFFECTIVE: ARTICLE
3
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI Agenda Number: 704670480
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B112
Meeting Type: EGM
Meeting Date: 10-Sep-2013
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0725/LTN20130725134.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0725/LTN20130725190.pdf
1 To consider and approve the payment of Mgmt For For
remuneration to directors and supervisors
of the Bank for 2012
2 To consider and approve the election Mr. Yi Mgmt For For
Xiqun as an independent non-executive
director of the Bank
3 To consider and approve the election Mr. Fu Mgmt For For
Zhongjun as a non-executive director of the
Bank
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI Agenda Number: 704980754
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B112
Meeting Type: EGM
Meeting Date: 15-Apr-2014
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0226/LTN20140226318.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0226/LTN20140226289.pdf
1 To consider and approve the election of Mr. Mgmt For For
Zhang Hongli as an executive director of
the Bank
2 To consider and approve the fixed assets Mgmt For For
investment budget for 2014 of the Bank
cmmt 27 FEB 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF ACTUAL RECORD
DATE. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI Agenda Number: 705172017
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B112
Meeting Type: AGM
Meeting Date: 06-Jun-2014
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0415/LTN201404151065.pdf
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0415/LTN201404151101.pdf
1 TO CONSIDER AND APPROVE THE 2013 WORK Mgmt For For
REPORT OF THE BOARD OF DIRECTORS OF THE
BANK
2 TO CONSIDER AND APPROVE THE 2013 WORK Mgmt For For
REPORT OF THE BOARD OF SUPERVISORS OF THE
BANK
3 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
ZHAO LIN AS A SHAREHOLDER SUPERVISOR OF THE
BANK
4 TO CONSIDER AND APPROVE THE BANK'S 2013 Mgmt For For
AUDITED ACCOUNTS
5 TO CONSIDER AND APPROVE THE BANK'S 2013 Mgmt For For
PROFIT DISTRIBUTION PLAN
6 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
ENGAGEMENT OF ACCOUNTING FIRM FOR 2014
CMMT 22 MAY 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN SPLIT VOTING
CONDITIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INNOLUX CORPORATION Agenda Number: 705343983
--------------------------------------------------------------------------------------------------------------------------
Security: Y14056108
Meeting Type: AGM
Meeting Date: 19-Jun-2014
Ticker:
ISIN: TW0003481008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 THE APPROPRIATION FOR OFFSETTING DEFICIT OF Non-Voting
YEAR 2012
A.4 THE PROPOSAL OF CAPITAL INJECTION BY Non-Voting
ISSUING NEW SHARES VIA PRIVATE PLACEMENT
A.5 OTHER PRESENTATIONS Non-Voting
B.1 THE APPROPRIATION FOR OFFSETTING DEFICIT OF Mgmt For For
YEAR 2012
B.2 THE 2013 FINANCIAL STATEMENTS Mgmt For For
B.3 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 0. 01 PER SHARE
B.4 THE PROPOSAL OF CAPITAL INJECTION AND Mgmt Against Against
ISSUANCE OF NEW SHARES TO PARTICIPATE THE
GLOBAL DEPOSITARY RECEIPT (GDR) ISSUANCE OR
THE LOCAL RIGHTS ISSUE
B.5 THE PROPOSED CASH DISTRIBUTION FROM CAPITAL Mgmt For For
ACCOUNT : TWD 0. 14 PER SHARE
B.6 THE REVISION TO THE ARTICLES OF Mgmt For For
INCORPORATION
B.7 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
--------------------------------------------------------------------------------------------------------------------------
INTAI TECHNOLOGY CORP Agenda Number: 705316950
--------------------------------------------------------------------------------------------------------------------------
Security: Y4109G109
Meeting Type: AGM
Meeting Date: 18-Jun-2014
Ticker:
ISIN: TW0004163001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS PER TRUST ASSOCIATION'S PROXY VOTING Non-Voting
GUIDELINES, EVERY SHAREHOLDER IS ELIGIBLE
TO BE NOMINATED AS A CANDIDATE AND BE
ELECTED AS A DIRECTOR OR A SUPERVISOR,
REGARDLESS OF BEING RECOMMENDED BY THE
COMPANY AND/OR BY OTHER PARTIES. IF YOU
INTEND TO VOTE FOR A LISTED CANDIDATE, YOU
WILL NEED TO CONTACT THE CANDIDATE AND/OR
THE ISSUING COMPANY TO OBTAIN THE
CANDIDATE'S NAME AND ID NUMBER. WITHOUT
SUCH SPECIFIC INFORMATION, AN ELECTION
WOULD BE DEEMED AS A 'NO VOTE'.
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 THE STATUS OF BUYBACK TREASURY STOCK Non-Voting
A.4 THE STATUS OF THE DONATION CASE Non-Voting
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD4.0 PER SHARE
B.3 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.411 THE ELECTION OF THE INDEPENDENT DIRECTOR: Mgmt For For
SONG, QING-GUO, ID / SHAREHOLDER NO:
R102XXXXXX
B.412 THE ELECTION OF THE INDEPENDENT DIRECTOR: Mgmt For For
TONG, RUI-LONG, ID / SHAREHOLDER NO:
L101XXXXXX
B.4.2 THE ELECTION OF THE SUPERVISORS Mgmt Against Against
B.5 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt Against Against
RESTRICTION ON THE DIRECTORS
B.6 EXTRAORDINARY MOTIONS Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
LARGAN PRECISION CO LTD Agenda Number: 705316861
--------------------------------------------------------------------------------------------------------------------------
Security: Y52144105
Meeting Type: AGM
Meeting Date: 18-Jun-2014
Ticker:
ISIN: TW0003008009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD28.5 PER SHARE
B.3 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.4 EXTRAORDINARY MOTIONS Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
LIFESTYLE INTERNATIONAL HOLDINGS LTD Agenda Number: 705007537
--------------------------------------------------------------------------------------------------------------------------
Security: G54856128
Meeting Type: AGM
Meeting Date: 14-Apr-2014
Ticker:
ISIN: KYG548561284
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0307/LTN20140307448.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0307/LTN20140307428.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 To receive and consider the audited Mgmt For For
consolidated financial statements of the
Company, the Directors' Report and the
Independent Auditor's Report for the year
ended 31 December 2013
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2013
3a To re-elect Dato' Dr. Cheng Yu Tung as a Mgmt Against Against
Non-executive Director
3b To re-elect Mr. Lau Luen Hung, Thomas as an Mgmt For For
Executive Director
3c To re-elect Mr. Lam Siu Lun, Simon as an Mgmt Against Against
Independent Non-executive Director
3d To authorize the Board of Directors to fix Mgmt For For
the directors' remuneration
4 To re-appoint Messrs. Deloitte Touche Mgmt For For
Tohmatsu as Auditor and to authorize the
Board of Directors to fix its remuneration
5A To grant a general mandate to the Directors Mgmt For For
to purchase shares of the Company
5B To grant a general mandate to the Directors Mgmt Against Against
to allot and issue new shares of the
Company
5C To extend the general mandate to issue new Mgmt Against Against
shares by adding the number of shares
repurchased
--------------------------------------------------------------------------------------------------------------------------
MEDIATEK INCORPORATION Agenda Number: 705302519
--------------------------------------------------------------------------------------------------------------------------
Security: Y5945U103
Meeting Type: AGM
Meeting Date: 12-Jun-2014
Ticker:
ISIN: TW0002454006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 THE STATUS OF MERGER WITH MSTAR Non-Voting
SEMICONDUCTOR
A.4 THE STATUS OF MERGER WITH RALINK TECHNOLOGY Non-Voting
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND:TWD 15 PER SHARE
B.3 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.4 THE REVISION TO THE PROCEDURES OF MONETARY Mgmt For For
LOANS
--------------------------------------------------------------------------------------------------------------------------
MERIDA INDUSTRY CO LTD Agenda Number: 705344151
--------------------------------------------------------------------------------------------------------------------------
Security: Y6020B101
Meeting Type: AGM
Meeting Date: 26-Jun-2014
Ticker:
ISIN: TW0009914002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 THE STATUS OF ENDORSEMENT AND GUARANTEE Non-Voting
B.1 THE 2013 BUSINESS REPORTS Mgmt For For
B.2 THE 2013 CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
B.3 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 6 PER SHARE
B.4 THE ISSUANCE OF NEW SHARES FROM RETAINED Mgmt For For
EARNINGS. PROPOSED STOCK DIVIDEND: 50 FOR
1,000 SHS HELD
B.5 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.6 THE REVISION TO THE ARTICLES OF Mgmt For For
INCORPORATION
B.7 THE REVISION TO THE PROCEDURE OF THE Mgmt For For
ELECTION OF THE DIRECTORS AND SUPERVISORS
B.8 THE REVISION TO THE RULES OF SHAREHOLDER Mgmt For For
MEETING
B.9 EXTRAORDINARY MOTIONS Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
MGM CHINA HOLDINGS LTD, GRAND CAYMAN Agenda Number: 705140464
--------------------------------------------------------------------------------------------------------------------------
Security: G60744102
Meeting Type: AGM
Meeting Date: 12-May-2014
Ticker:
ISIN: KYG607441022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0404/LTN20140404769.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0404/LTN20140404751.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND INDEPENDENT AUDITOR FOR THE
YEAR ENDED DECEMBER 31, 2013
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.26 PER Mgmt For For
SHARE FOR THE YEAR ENDED DECEMBER 31, 2013
3.A.i TO RE-ELECT EACH OF THE FOLLOWING DIRECTOR Mgmt For For
BY SEPARATE RESOLUTIONS: MS. PANSY HO AS AN
EXECUTIVE DIRECTOR OF THE COMPANY
3A.ii TO RE-ELECT EACH OF THE FOLLOWING DIRECTOR Mgmt For For
BY SEPARATE RESOLUTIONS: MR. DANIEL J.
D'ARRIGO AS A NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3Aiii TO RE-ELECT EACH OF THE FOLLOWING DIRECTOR Mgmt For For
BY SEPARATE RESOLUTIONS: MR. WILLIAM M.
SCOTT IV AS A NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3A.iv TO RE-ELECT EACH OF THE FOLLOWING DIRECTOR Mgmt Against Against
BY SEPARATE RESOLUTIONS: MS. SZE WAN
PATRICIA LAM AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY
3B TO AUTHORIZE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF THE
DIRECTORS
4 TO RE-APPOINT MESSRS. DELOITTE TOUCHE Mgmt For For
TOHMATSU AS INDEPENDENT AUDITOR OF THE
COMPANY AND TO AUTHORIZE THE BOARD OF
DIRECTORS TO FIX THEIR REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE AND ALLOT ADDITIONAL SHARES OF THE
COMPANY NOT EXCEEDING 20% OF THE ISSUED
SHARE CAPITAL AT THE DATE OF PASSING THIS
RESOLUTION
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE ISSUED SHARE CAPITAL
AT THE DATE OF PASSING THIS RESOLUTION
7 TO ADD THE AGGREGATE NOMINAL AMOUNT OF THE Mgmt Against Against
SHARES WHICH ARE REPURCHASED UNDER THE
GENERAL MANDATE IN RESOLUTION (6) TO THE
AGGREGATE NOMINAL AMOUNT OF THE SHARES
WHICH MAY BE ISSUED UNDER THE GENERAL
MANDATE IN RESOLUTION (5)
--------------------------------------------------------------------------------------------------------------------------
NEW WORLD DEVELOPMENT CO LTD Agenda Number: 704787689
--------------------------------------------------------------------------------------------------------------------------
Security: Y63084126
Meeting Type: AGM
Meeting Date: 19-Nov-2013
Ticker:
ISIN: HK0017000149
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1018/LTN20131018322.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1018/LTN20131018318.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To consider and adopt the audited Statement Mgmt For For
of Accounts and the Reports of the
Directors and the Independent Auditor for
the year ended 30 June 2013
2 To declare a final dividend Mgmt For For
3.a To re-elect Dr. Cheng Kar-Shun, Henry as Mgmt Against Against
Director
3.b To re-elect Mr. Cheng Chi-Kong, Adrian as Mgmt For For
Director
3.c To re-elect Mr. Au Tak-Cheong as Director Mgmt Against Against
3.d To re-elect Mr. Doo Wai-Hoi, William as Mgmt Against Against
Director
3.e To re-elect Mr. Yeung Ping-Leung, Howard as Mgmt Against Against
Director
3.f To re-elect Mr. Cha Mou-Sing, Payson as Mgmt Against Against
Director
3.g To re-elect Mr. Liang Cheung-Biu, Thomas as Mgmt Against Against
Director
3.h To authorise the Board of Directors to fix Mgmt For For
the remuneration of Directors
4 To re-appoint Messrs. Mgmt For For
PricewaterhouseCoopers as Auditor and
authorise the Board of Directors to fix
their remuneration
5 Ordinary Resolution in Item No. 5 of the Mgmt For For
Notice of Annual General Meeting (To
approve a general mandate to the Directors
to repurchase shares not exceeding 10% of
the existing issued share capital)
6 Ordinary Resolution in Item No. 6 of the Mgmt Against Against
Notice of Annual General Meeting (To
approve a general mandate to the Directors
to issue shares not exceeding 20% of the
existing issued share capital)
7 Ordinary Resolution in Item No. 7 of the Mgmt Against Against
Notice of Annual General Meeting (To extend
the general mandate to be given to the
Directors to issue shares by the addition
thereto the shares repurchased by the
Company)
--------------------------------------------------------------------------------------------------------------------------
ORIENT OVERSEAS (INTERNATIONAL) LTD Agenda Number: 705044078
--------------------------------------------------------------------------------------------------------------------------
Security: G67749153
Meeting Type: AGM
Meeting Date: 25-Apr-2014
Ticker:
ISIN: BMG677491539
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0319/LTN20140319346.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0319/LTN20140319368.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 To consider and adopt the audited Financial Mgmt For For
Statements and the Reports of the Directors
and the Auditor for the year ended 31st
December 2013
2 To declare a final dividend for the year Mgmt For For
ended 31st December 2013
3.a To re-elect Mr. TUNG Lieh Cheung Andrew as Mgmt For For
Director
3.b To re-elect Mr. CHOW Philip Yiu Wah as Mgmt For For
Director
3.c To re-elect Mr. Simon MURRAY as Director Mgmt Against Against
4 To authorise the Board of Directors to fix Mgmt For For
the Directors' remuneration
5 To re-appoint PricewaterhouseCoopers as Mgmt For For
Auditor and to authorise the Board of
Directors to fix their remuneration
6.a To grant a general mandate to the Directors Mgmt Against Against
to allot, issue and deal with the Company's
shares
6.b To grant a general mandate to the Directors Mgmt For For
to repurchase the Company's Shares
6.c To extend the general mandate to issue Mgmt Against Against
shares to cover the shares repurchased by
the Company under Resolution No. 6(b)
--------------------------------------------------------------------------------------------------------------------------
PHOENIX HEALTHCARE GROUP CO LTD, GRAND CAYMAN Agenda Number: 705232902
--------------------------------------------------------------------------------------------------------------------------
Security: G7092M108
Meeting Type: AGM
Meeting Date: 05-Jun-2014
Ticker:
ISIN: KYG7092M1087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0429/LTN20140429075.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0429/LTN20140429071.pdf
1 TO CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS (THE
''DIRECTORS'') AND OF THE INDEPENDENT
AUDITORS FOR THE YEAR ENDED DECEMBER 31,
2013
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED DECEMBER 31, 2013
3 TO RE-ELECT MR. LIANG HONGZE AS EXECUTIVE Mgmt For For
DIRECTOR
4 TO RE-ELECT MS. XU JIE AS EXECUTIVE Mgmt For For
DIRECTOR
5 TO RE-ELECT MR. ZHANG LIANG AS EXECUTIVE Mgmt For For
DIRECTOR
6 TO RE-ELECT MR. XU ZECHANG AS EXECUTIVE Mgmt For For
DIRECTOR
7 TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE RESPECTIVE DIRECTORS' REMUNERATION
8 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
AUDITORS AND TO AUTHORIZE THE BOARD OF
DIRECTORS TO FIX THEIR REMUNERATION
9 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE ISSUED SHARE CAPITAL
OF THE COMPANY AS AT THE DATE OF THIS
RESOLUTION
10 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE ADDITIONAL SHARES OF THE COMPANY
NOT EXCEEDING 20% OF THE ISSUED SHARE
CAPITAL OF THE COMPANY AS AT THE DATE OF
THIS RESOLUTION
11 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE ADDITIONAL SHARES OF
THE COMPANY BY THE AGGREGATE NOMINAL AMOUNT
OF THE SHARES REPURCHASED BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
PICC PROPERTY AND CASUALTY COMPANY LTD Agenda Number: 704732052
--------------------------------------------------------------------------------------------------------------------------
Security: Y6975Z103
Meeting Type: EGM
Meeting Date: 06-Nov-2013
Ticker:
ISIN: CNE100000593
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION "1". THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0913/LTN20130913378.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0913/LTN20130913368.pdf
1 To consider and approve the appointment of Mgmt For For
Mr. Wang Yueshu as a supervisor of the
Company for a term of three years
commencing immediately after the conclusion
of the EGM and expiring on 5 November 2016
--------------------------------------------------------------------------------------------------------------------------
PICC PROPERTY AND CASUALTY COMPANY LTD Agenda Number: 704840328
--------------------------------------------------------------------------------------------------------------------------
Security: Y6975Z103
Meeting Type: EGM
Meeting Date: 27-Dec-2013
Ticker:
ISIN: CNE100000593
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 28 NOV 2013: PLEASE NOTE THAT SHAREHOLDERS Non-Voting
ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'
FOR RESOLUTION "1", ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/1108/LTN20131108265.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/1108/LTN20131108255.pdf
1 To consider and appoint Deloitte Touche Mgmt For For
Tohmatsu in Hong Kong as the international
auditors of the Company and appoint
Deloitte Touche Tohmatsu Certified Public
Accountants LLP as the domestic auditors of
the Company to hold office until the
conclusion of the next annual general
meeting, and to authorise the Board of
Directors to fix their remuneration
CMMT 28 NOV 2013: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION IN COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD Agenda Number: 705078891
--------------------------------------------------------------------------------------------------------------------------
Security: Y69790106
Meeting Type: AGM
Meeting Date: 12-Jun-2014
Ticker:
ISIN: CNE1000003X6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0327/LTN201403271193.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0327/LTN201403271177.pdf
1 To consider and approve the report of the Mgmt For For
board of directors of the Company (the
"Board") for the year ended December 31,
2013
2 To consider and approve the report of the Mgmt For For
supervisory committee of the Company (the
"Supervisory Committee") for the year ended
December 31, 2013
3 To consider and approve the annual report Mgmt For For
and its summary of the Company for the year
ended December 31, 2013
4 To consider and approve the report of the Mgmt For For
auditors and the audited financial
statements of the Company for the year
ended December 31, 2013
5 To consider and approve the profit Mgmt For For
distribution plan for the year ended
December 31, 2013 and the proposed
distribution of final dividends
6 To consider and approve the re-appointment Mgmt For For
of PricewaterhouseCoopers Zhong Tian LLP as
the PRC auditor and PricewaterhouseCoopers
as the international auditor of the Company
to hold office until the conclusion of the
next annual general meeting and to
authorize the Board to fix their
remuneration
7 To consider and approve the appointment of Mgmt For For
Ms. Cai Fangfang as an Executive Director
of the Company to hold office until the
expiry of the term of the 9th Session of
the Board
8 To consider and approve the adjustment of Mgmt For For
basic remuneration of the Independent
Supervisors of the Company
9 To consider and approve the grant of a Mgmt Against Against
general mandate to the Board to issue,
allot and deal with additional H shares not
exceeding 20% of the H shares of the
Company in issue and authorize the Board to
make corresponding amendments to the
Articles of Association of the Company as
it thinks fit so as to reflect the new
capital structure upon the allotment or
issuance of H shares
--------------------------------------------------------------------------------------------------------------------------
PRESIDENT CHAIN STORE CORP Agenda Number: 705320505
--------------------------------------------------------------------------------------------------------------------------
Security: Y7082T105
Meeting Type: AGM
Meeting Date: 19-Jun-2014
Ticker:
ISIN: TW0002912003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU.
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 THE STATUS OF INVESTMENT IN PEOPLE'S Non-Voting
REPUBLIC OF CHINA
A.4 THE STATUS OF ASSETS IMPAIRMENT Non-Voting
B.1 THE 2013 FINANCIAL STATEMENTS Mgmt For For
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 6.0 PER SHARE
B.3 THE PROPOSED CASH DISTRIBUTION FROM CAPITAL Mgmt For For
ACCOUNT : TWD 0.85 PER SHARE
B.4 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.5 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTORS
CMMT 06 JUN 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN THE AMOUNT FOR
RESOLUTION NO. B.2. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
QUANTA COMPUTER INC Agenda Number: 705324577
--------------------------------------------------------------------------------------------------------------------------
Security: Y7174J106
Meeting Type: AGM
Meeting Date: 19-Jun-2014
Ticker:
ISIN: TW0002382009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS.(INCLUDE THE 2013 AUDITED
REPORTS)
A.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 3.8 PER SHARE
A.3 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
A.4 THE ELECTION OF SUPERVISOR: CIANYU Mgmt For For
INVESTMENTS CO., LTD ID / SHAREHOLDER NO
590
CMMT 03 JUN 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO TEXT OF
RESOLUTION A.4. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
RUENTEX DEVELOPMENT CO LTD Agenda Number: 705285066
--------------------------------------------------------------------------------------------------------------------------
Security: Y73659107
Meeting Type: AGM
Meeting Date: 06-Jun-2014
Ticker:
ISIN: TW0009945006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU.
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 OTHER PRESENTATIONS Non-Voting
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 3.8 PER SHARE
B.3 THE PROPOSED CASH DISTRIBUTION FROM CAPITAL Mgmt For For
ACCOUNT: TWD 0.6 PER SHARE (NEW)
B.4 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B51.1 RE-ELECTION OF DIRECTOR: JEAN, TSANG-JIUNN, Mgmt For For
SHAREHOLDER NO. 017506
B51.2 RE-ELECTION OF DIRECTOR: RUENTEX INDUSTRIES Mgmt For For
LTD., SHAREHOLDER NO. 000270,
REPRESENTATIVE: YIN WONG, YEE-FAN
B51.3 RE-ELECTION OF DIRECTOR: RUEN TAI SHING CO. Mgmt For For
LTD, SHAREHOLDER NO. 083879,
REPRESENTATIVE: LEE, CHIH-HUNG
B51.4 RE-ELECTION OF DIRECTOR: RUENTEX INDUSTRIES Mgmt For For
LTD., SHAREHOLDER NO. 000270,
REPRESENTATIVE: YEH, TIEN-CHENG
B51.5 RE-ELECTION OF DIRECTOR: LIN, CHIEN-YU, Mgmt For For
SHAREHOLDER NO. 119443
B52.1 ELECTION OF INDEPENDENT DIRECTOR: JAU, Mgmt For For
YI-LUNG/ ID / SHAREHOLDER NO F10410****
B52.2 ELECTION OF INDEPENDENT DIRECTOR: KE. Mgmt For For
SHUEN-SHIUNG/ ID / SHAREHOLDER NO
Q12032****
B.6 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt Against Against
RESTRICTION ON THE DIRECTORS
CMMT 28 MAY 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO NUMBERING
OF RESOLUTION B51.1 AND MODIFICATION OF THE
TEXT OF RESOLUTION NOS. B51.1 TO B52.2. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
SANDS CHINA LTD Agenda Number: 704628885
--------------------------------------------------------------------------------------------------------------------------
Security: G7800X107
Meeting Type: EGM
Meeting Date: 26-Jul-2013
Ticker:
ISIN: KYG7800X1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0627/LTN20130627408.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0627/LTN20130627430.pdf
1 To appoint Deloitte Touche Tohmatsu as Mgmt For For
auditor and to authorize the board of
directors to fix their remuneration
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SANDS CHINA LTD Agenda Number: 705070566
--------------------------------------------------------------------------------------------------------------------------
Security: G7800X107
Meeting Type: AGM
Meeting Date: 30-May-2014
Ticker:
ISIN: KYG7800X1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0327/LTN20140327615.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0327/LTN20140327504.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 To receive the audited consolidated Mgmt For For
financial statements and the reports of the
Directors And Auditors for the year ended
December 31, 2013
2 To declare a final dividend of HKD 0.86 per Mgmt For For
share for the year ended December 31, 2013
Partly out of profits and partly out of the
share premium account of the Company
3.a To re-elect Ms. Chiang Yun as independent Mgmt For For
non-executive Director
3.b To re-elect Mr. Iain Ferguson Bruce as Mgmt Against Against
independent non-executive Director
3.c To elect Mr. Charles Daniel Forman as Mgmt For For
non-executive Director
3.d To elect Mr. Robert Glen Goldstein as Mgmt For For
non-executive Director
3.e To authorize the board of Directors to fix Mgmt For For
the respective Directors' remuneration
4 To re-appoint Deloitte Touche Tohmatsu as Mgmt For For
Auditors and to authorize the board of
Directors to fix their remuneration
5 To give a general mandate to the Directors Mgmt For For
to repurchase shares of the Company not
Exceeding 10% of the issued share capital
of the Company as at the date of passing of
This resolution
6 To give a general mandate to the Directors Mgmt Against Against
to issue additional shares of the Company
not Exceeding 20% of the issued share
capital of the Company as at the date of
passing of This resolution
7 To extend the general mandate granted to Mgmt Against Against
the Directors to issue additional shares Of
the Company by the aggregate nominal amount
of the shares repurchased by the Company
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI PHARMACEUTICALS HOLDING CO LTD, SHANGHAI Agenda Number: 705109242
--------------------------------------------------------------------------------------------------------------------------
Security: Y7685S108
Meeting Type: AGM
Meeting Date: 08-May-2014
Ticker:
ISIN: CNE1000012B3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0402/LTN201404021706.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0402/LTN201404021738.pdf
1 REPORT OF THE BOARD OF DIRECTORS 2013 Mgmt For For
2 REPORT OF THE BOARD OF SUPERVISORS 2013 Mgmt For For
3 FINAL ACCOUNTS REPORT 2013 Mgmt For For
4 PROPOSAL REGARDING FINANCIAL BUDGET FOR Mgmt For For
2014
5 PROFIT DISTRIBUTION PLAN FOR 2013 Mgmt For For
6 PROPOSAL REGARDING PAYMENT OF AUDITOR'S Mgmt For For
FEES FOR 2013
7 PROPOSAL REGARDING ENGAGEMENT OF AUDITORS Mgmt For For
8 PROPOSAL REGARDING EXTERNAL GUARANTEES FOR Mgmt For For
2014
9 PROPOSAL REGARDING USE OF PROCEEDS FROM H Mgmt For For
SHARE OFFERING
10 PROPOSAL REGARDING ENTRY INTO FINANCIAL Mgmt Against Against
SERVICE FRAMEWORK AGREEMENT AND CONNECTED
TRANSACTIONS
11 PROPOSAL REGARDING CHANGES BY SHANGHAI Mgmt For For
PHARMACEUTICAL (GROUP) CO., LTD. IN
COMMITMENT TO LAND AND REAL PROPERTY
12 PROPOSAL REGARDING CHANGES BY SHANGHAI Mgmt For For
PHARMACEUTICAL (GROUP) CO., LTD. IN
COMMITMENT TO SHARES HELD BY EMPLOYEES AND
EMPLOYEE SHARE OWNERSHIP COMMITTEES
13 PROPOSAL REGARDING THE GRANT OF A GENERAL Mgmt Against Against
MANDATE BY THE SHAREHOLDERS' GENERAL
MEETING TO ALLOT, ISSUE AND DEAL WITH
SHARES
--------------------------------------------------------------------------------------------------------------------------
SINO BIOPHARMACEUTICAL LTD Agenda Number: 705190851
--------------------------------------------------------------------------------------------------------------------------
Security: G8167W138
Meeting Type: AGM
Meeting Date: 27-May-2014
Ticker:
ISIN: KYG8167W1380
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0422/LTN20140422271.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0422/LTN20140422285.pdf
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
REPORTS OF THE DIRECTORS AND INDEPENDENT
AUDITORS FOR THE YEAR ENDED 31ST DECEMBER,
2013
2 TO APPROVE THE PAYMENT OF A FINAL DIVIDEND Mgmt For For
FOR THE YEAR ENDED 31ST DECEMBER, 2013
3.A.I TO RE-ELECT MR. ZHANG BAOWEN AS A DIRECTOR Mgmt For For
OF THE COMPANY
3A.II TO RE-ELECT MR. TAO HUIQI AS A DIRECTOR OF Mgmt For For
THE COMPANY
3AIII TO RE-ELECT MR. HE HUIYU AS A DIRECTOR OF Mgmt For For
THE COMPANY
3AIV TO RE-ELECT MR. LI DAKUI AS A DIRECTOR OF Mgmt For For
THE COMPANY
3.B TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THEIR REMUNERATION
4 TO RE-APPOINT THE COMPANY'S AUDITORS AND TO Mgmt For For
AUTHORISE THE BOARD OF DIRECTORS TO FIX
THEIR REMUNERATION
5.A TO GRANT TO THE DIRECTORS A GENERAL MANDATE Mgmt Against Against
TO ALLOT, ISSUE AND OTHERWISE DEAL WITH
ADDITIONAL SHARES NOT EXCEEDING 20 PER
CENT. OF THE ISSUED SHARE CAPITAL OF THE
COMPANY
5.B TO GRANT TO THE DIRECTORS A GENERAL MANDATE Mgmt For For
TO REPURCHASE NOT EXCEEDING 10 PER CENT. OF
THE ISSUED SHARE CAPITAL OF THE COMPANY
5.C TO EXTEND THE SHARE ALLOTMENT MANDATE BY Mgmt Against Against
THE ADDITION THERETO OF THE COMPANY
REPURCHASED BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
SINO-AMERICAN SILICON PRODUCTS INC Agenda Number: 705369444
--------------------------------------------------------------------------------------------------------------------------
Security: Y8022X107
Meeting Type: AGM
Meeting Date: 26-Jun-2014
Ticker:
ISIN: TW0005483002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 297642 DUE TO ADDITION OF
DIRECTOR NAMES. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 THE STATUS OF ENDORSEMENT AND GUARANTEE Non-Voting
A.4 THE REVISED DEPRECIATION OF THE CAPITAL Non-Voting
EQUIPMENT
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION: CASH DIVIDEND Mgmt For For
OF TWD 1 PER SHARE FROM CAPITAL SURPLUS
B.3 THE PROPOSED CASH DISTRIBUTION FROM CAPITAL Mgmt For For
ACCOUNT
B.4 THE REVISION TO THE ARTICLES OF Mgmt For For
INCORPORATION
B.5 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.6 THE ELIMINATION TO THE PROCEDURE OF THE Mgmt For For
ELECTION OF THE DIRECTORS AND SUPERVISORS
AND THE ESTABLISH TO THE PROCEDURE OF THE
ELECTION OF THE DIRECTORS
B.7 THE PROPOSAL OF SECURITIES ISSUANCE BY Mgmt Against Against
PUBLIC UNDERLYING OR PRIVATE PLACEMENT
B.8.1 THE ELECTION OF THE DIRECTOR: MING-KUNG LU; Mgmt For For
ID / SHAREHOLDER NO: 3561
B.8.2 THE ELECTION OF THE DIRECTOR: TAN-LIANG Mgmt For For
YAO; ID / SHAREHOLDER NO: 3591
B.8.3 THE ELECTION OF THE DIRECTOR: HSIU-LAN HSU; Mgmt For For
ID / SHAREHOLDER NO: 3592
B.8.4 THE ELECTION OF THE DIRECTOR: KANG-HSIN Mgmt For For
LIU; ID / SHAREHOLDER NO: N103006935
B.8.5 THE ELECTION OF THE DIRECTOR: CHIN-LUNG Mgmt For For
CHANG; ID / SHAREHOLDER NO: L100267096
B.8.6 THE ELECTION OF THE DIRECTOR: WEN-HUEI Mgmt For For
TSAI; ID / SHAREHOLDER NO: 3085
B.8.7 THE ELECTION OF THE DIRECTOR: KUEI-CHANG Mgmt For For
HSU; ID / SHAREHOLDER NO: H122084839
B.8.8 THE ELECTION OF THE DIRECTOR: KAI-CHIANG Mgmt For For
COMPANY REPRESENTATIVE: HAU FANG; ID /
SHAREHOLDER NO: 190223
B.8.9 THE ELECTION OF THE DIRECTOR: MAU-YANG Mgmt For For
COMPANY REPRESENTATIVE: TIE-CHIH SUN; ID /
SHAREHOLDER NO: 18528
B8.10 THE ELECTION OF THE DIRECTOR: PAN ASIA Mgmt For For
SOLAR, LTD. REPRESENTATIVE: SZPITALAK TED;
ID / SHAREHOLDER NO: 220851
B8.11 THE ELECTION OF THE DIRECTOR: KUN CHANG Mgmt For For
INVESTMENT CO.; ID / SHAREHOLDER NO: 145753
B8.12 THE ELECTION OF THE INDEPENDENT DIRECTOR: Mgmt For For
TING-KO CHEN; ID / SHAREHOLDER NO:
Q100588834
B8.13 THE ELECTION OF THE INDEPENDENT DIRECTOR: Mgmt For For
SHIN-HSIEN LIN; ID / SHAREHOLDER NO:
Q100297981
B8.14 THE ELECTION OF THE INDEPENDENT DIRECTOR: Mgmt For For
ANGELA HUANG; ID / SHAREHOLDER NO:
A200251073
B.9 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt Against Against
RESTRICTION ON THE DIRECTORS
B.10 EXTRAORDINARY MOTIONS Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
ST.SHINE OPTICAL CO LTD Agenda Number: 705298570
--------------------------------------------------------------------------------------------------------------------------
Security: Y8176Z106
Meeting Type: AGM
Meeting Date: 11-Jun-2014
Ticker:
ISIN: TW0001565000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
B.1 THE 2013 FINANCIAL STATEMENTS Mgmt For For
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 22.5 PER SHARE
B.3 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.4 OTHER ISSUES AND EXTRAORDINARY MOTIONS Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
SUNAC CHINA HOLDINGS LTD, GRAND CAYMAN Agenda Number: 704993953
--------------------------------------------------------------------------------------------------------------------------
Security: G8569A106
Meeting Type: EGM
Meeting Date: 17-Mar-2014
Ticker:
ISIN: KYG8569A1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0228/LTN20140228561.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0228/LTN20140228541.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
1 To approve the amendments of the Post-IPO Mgmt Against Against
Share Option Scheme
2 To approve the amendments of the terms of Mgmt Against Against
the Options granted pursuant to the
Post-IPO Share Option Scheme
--------------------------------------------------------------------------------------------------------------------------
SUNAC CHINA HOLDINGS LTD, GRAND CAYMAN Agenda Number: 705157039
--------------------------------------------------------------------------------------------------------------------------
Security: G8569A106
Meeting Type: AGM
Meeting Date: 19-May-2014
Ticker:
ISIN: KYG8569A1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0411/LTN20140411688.pdf
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0411/LTN20140411662.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
AND AUDITORS OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2013
3.a.i TO RE-ELECT THE FOLLOWING PERSON AS Mgmt For For
DIRECTOR OF THE COMPANY: MR. SUN HONGBIN AS
EXECUTIVE DIRECTOR OF THE COMPANY
3a.ii TO RE-ELECT THE FOLLOWING PERSON AS Mgmt For For
DIRECTOR OF THE COMPANY: MR. WANG MENGDE AS
EXECUTIVE DIRECTOR OF THE COMPANY
3aiii TO RE-ELECT THE FOLLOWING PERSON AS Mgmt For For
DIRECTOR OF THE COMPANY: MR. LI SHAOZHONG
AS EXECUTIVE DIRECTOR OF THE COMPANY
3a.iv TO RE-ELECT THE FOLLOWING PERSON AS Mgmt For For
DIRECTOR OF THE COMPANY: MR. CHI XUN AS
EXECUTIVE DIRECTOR OF THE COMPANY
3.b TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF THE
DIRECTORS OF THE COMPANY
4 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITORS OF THE COMPANY AND AUTHORISE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
THEIR REMUNERATION
5.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ALLOT, ISSUE AND DEAL
WITH ADDITIONAL SHARES OF THE COMPANY
("SHARES") SHARES, NOT EXCEEDING 20% OF THE
ISSUED SHARE CAPITAL OF THE COMPANY AS AT
THE DATE OF PASSING SUCH RESOLUTION
5.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE THE SHARES,
NOT EXCEEDING 10% OF THE ISSUED SHARE
CAPITAL OF THE COMPANY, AS AT THE DATE OF
PASSING SUCH RESOLUTION
5.C TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS OF THE COMPANY PURSUANT TO
ORDINARY RESOLUTION NO. 5(A) TO ISSUE
ADDITIONAL SHARES, REPRESENTING THE NUMBER
OF SHARES REPURCHASED UNDER ORDINARY
RESOLUTION NO. 5(B)
6 TO APPROVE AND ADOPT THE NEW SHARE OPTION Mgmt Against Against
SCHEME OF THE COMPANY, TO AUTHORISE THE
BOARD OF DIRECTORS OF THE COMPANY TO ALLOT
AND ISSUE THE SHARES, NOT EXCEEDING 5% OF
THE SHARES AT THE DATE OF PASSING SUCH
RESOLUTION, WHICH MAY FALL TO BE ISSUED
UPON THE EXERCISE OF OPTIONS TO BE GRANTED
UNDER SUCH NEW SHARE OPTION SCHEME AND TO
DO ALL SUCH ACTIONS AND THINGS AND
NEGOTIATE, APPROVE, AGREE, SIGN, INITIAL,
RATIFY AND/OR EXECUTE ON BEHALF OF THE
COMPANY ANY OTHER LETTERS, NOTICES,
ACKNOWLEDGEMENTS, CONSENTS, WAIVERS,
AGREEMENTS OR OTHER DOCUMENTS TO OR IN
WHICH THE COMPANY IS A PARTY OR IS
OTHERWISE INTERESTED AND ALL OTHER
DOCUMENTS AS SUCH DIRECTOR MAY CONSIDER
NECESSARY OR DESIRABLE
--------------------------------------------------------------------------------------------------------------------------
SUNPRING METAL CORP Agenda Number: 704922360
--------------------------------------------------------------------------------------------------------------------------
Security: Y8240F102
Meeting Type: AGM
Meeting Date: 06-May-2014
Ticker:
ISIN: TW0002062007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 The 2013 business operations Non-Voting
A.2 The 2013 audited reports Non-Voting
A.3 Other presentations Non-Voting
B.1 The 2013 business reports, financial Mgmt For For
statements and the 2013 consolidated
financial statements
B.2 Adoption of the proposal for distribution Mgmt For For
of 2013 profits (cash dividend of TWD 4.5
per share)
B.3 The revision to the Articles of Mgmt For For
incorporation
B.4 The revision of the procedures of the Mgmt For For
election of the Directors
B.5 The revision to the procedures of Asset Mgmt For For
Acquisition or Disposal
B.6 The revision to the procedures of trading Mgmt For For
Derivatives
B.7 The revision to the disbursement of Mgmt For For
remuneration to the Directors
B.8 The proposal to issue restricted Employee Mgmt Against Against
Stock Options
CMMT 14 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN MEETING TIME FROM
10:00 TO 09:00 AND CHANGE IN TEXT OF
RESOLUTION B.1. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 934035189
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 24-Jun-2014
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) TO ACCEPT 2013 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS
2) TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2013 PROFITS
3) TO REVISE THE FOLLOWING INTERNAL RULES: (A) Mgmt For For
PROCEDURES FOR ACQUISITION OR DISPOSAL OF
ASSETS, (B) PROCEDURES FOR FINANCIAL
DERIVATIVES TRANSACTIONS
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD, GEORGE TOWN Agenda Number: 705105636
--------------------------------------------------------------------------------------------------------------------------
Security: G87572148
Meeting Type: AGM
Meeting Date: 14-May-2014
Ticker:
ISIN: KYG875721485
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0402/LTN201404021681.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0402/LTN201404021689.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31
DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.i.a TO RE-ELECT MR LAU CHI PING MARTIN AS Mgmt For For
DIRECTOR
3.i.b TO RE-ELECT MR CHARLES ST LEGER SEARLE AS Mgmt For For
DIRECTOR
3.ii TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT AUDITOR AND TO AUTHORISE THE Mgmt For For
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES (ORDINARY RESOLUTION 5
AS SET OUT IN THE NOTICE OF THE AGM)
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES (ORDINARY RESOLUTION 6
AS SET OUT IN THE NOTICE OF THE AGM)
7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt Against Against
SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED (ORDINARY RESOLUTION 7 AS SET
OUT IN THE NOTICE OF THE AGM)
8 TO APPROVE THE SHARE SUBDIVISION (ORDINARY Mgmt For For
RESOLUTION 8 AS SET OUT IN THE NOTICE OF
AGM)
9 TO ADOPT THE OPTION SCHEME OF RIOT GAMES, Mgmt For For
INC. (ORDINARY RESOLUTION 9 AS SET OUT IN
THE NOTICE OF AGM)
10 TO AMEND THE EXISTING MEMORANDUM OF Mgmt For For
ASSOCIATION AND ARTICLES OF ASSOCIATION AND
TO ADOPT THE AMENDED AND RESTATED
MEMORANDUM OF ASSOCIATION AND ARTICLES OF
ASSOCIATION (SPECIAL RESOLUTION 10 AS SET
OUT IN THE NOTICE OF AGM)
--------------------------------------------------------------------------------------------------------------------------
TINGYI (CAYMAN ISLANDS) HOLDING CORP Agenda Number: 704883102
--------------------------------------------------------------------------------------------------------------------------
Security: G8878S103
Meeting Type: EGM
Meeting Date: 30-Dec-2013
Ticker:
ISIN: KYG8878S1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1206/LTN20131206201.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1206/LTN20131206191.pdf
1 To approve, ratify, confirm and authorise Mgmt For For
(i) the TZCI Supply Agreement (as defined
in the circular of the Company dated 6
December 2013 (the "Circular")) and the
transactions contemplated thereunder; (ii)
the annual caps in relation to the TZCI
Supply Agreement; and (iii) any one
director of the Company for and on behalf
of the Company to execute all such other
documents, instruments and agreements and
make any amendments to the TZCI Supply
Agreement and any other documents and to do
all such acts or things deemed by him/them
to be incidental to, ancillary to or in
connection with the matters contemplated
under the TZCI Supply Agreement
2 To approve, ratify, confirm and authorise Mgmt For For
(i) the TFS Supply Agreement (as defined in
the Circular) and the transactions
contemplated thereunder; (ii) the annual
caps in relation to the TFS Supply
Agreement; and (iii) any one director of
the Company for and on behalf of the
Company to execute all such other
documents, instruments and agreements and
make any amendments to the TFS Supply
Agreement and any other documents and to do
all such acts or things deemed by him/them
to be incidental to, ancillary to or in
connection with the matters contemplated
under the TFS Supply Agreement
CMMT 09 DEC 2013: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TINGYI (CAYMAN ISLANDS) HOLDING CORP Agenda Number: 705134168
--------------------------------------------------------------------------------------------------------------------------
Security: G8878S103
Meeting Type: AGM
Meeting Date: 14-May-2014
Ticker:
ISIN: KYG8878S1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0409/LTN20140409253.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0409/LTN20140409247.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
ACCOUNTS AND THE REPORTS OF THE DIRECTORS
AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER
2013
2 TO DECLARE THE PAYMENT OF A FINAL DIVIDEND Mgmt For For
FOR THE YEAR ENDED 31 DECEMBER 2013
3.A TO RE-ELECT MR. JUNICHIRO IDA AS AN Mgmt For For
EXECUTIVE DIRECTOR AND TO AUTHORIZE THE
DIRECTORS TO FIX HIS REMUNERATION
3.B TO RE-ELECT MR. WEI YING-CHIAO AS AN Mgmt For For
EXECUTIVE DIRECTOR AND TO AUTHORIZE THE
DIRECTORS TO FIX HIS REMUNERATION
3.C TO RE-ELECT MR. TERUO NAGANO AS AN Mgmt For For
EXECUTIVE DIRECTOR AND TO AUTHORIZE THE
DIRECTORS TO FIX HIS REMUNERATION
3.D TO RE-ELECT MR. HSU SHIN-CHUN WHO HAS Mgmt For For
SERVED THE COMPANY FOR MORE THAN NINE YEARS
AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR
AND TO AUTHORIZE THE DIRECTORS TO FIX HIS
REMUNERATION
4 TO RE-APPOINT AUDITORS OF THE COMPANY AND Mgmt For For
AUTHORISE THE DIRECTORS TO FIX THEIR
REMUNERATION
5 TO CONSIDER AND APPROVE THE GENERAL MANDATE Mgmt Against Against
FOR ISSUE OF SHARES
6 TO CONSIDER AND APPROVE THE GENERAL MANDATE Mgmt For For
TO REPURCHASE SHARES IN THE CAPITAL OF THE
COMPANY
7 TO CONSIDER AND APPROVE THAT THE AGGREGATE Mgmt Against Against
NOMINAL AMOUNT OF SHARES WHICH ARE
REPURCHASED BY THE COMPANY SHALL BE ADDED
TO THE AGGREGATE NOMINAL AMOUNT OF THE
SHARES WHICH MAY BE ALLOTED PURSUANT TO THE
GENERAL MANDATE FOR ISSUE OF SHARES
--------------------------------------------------------------------------------------------------------------------------
TINGYI (CAYMAN ISLANDS) HOLDING CORP Agenda Number: 705182486
--------------------------------------------------------------------------------------------------------------------------
Security: G8878S103
Meeting Type: EGM
Meeting Date: 14-May-2014
Ticker:
ISIN: KYG8878S1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0417/LTN20140417214.pdf
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0417/LTN20140417248.pdf
1 TO CONSIDER, CONFIRM, APPROVE AND RATIFY Mgmt For For
THE AGREEMENT (AS DEFINED AND MORE
PARTICULARLY SET OUT IN THE NOTICE
CONVENING THE EXTRAORDINARY GENERAL
MEETING); AND TO AUTHORISE ANY ONE DIRECTOR
OF THE COMPANY TO DO ALL SUCH ACTS OR
THINGS AND TO SIGN AND EXECUTE ALL SUCH
OTHER OR FURTHER DOCUMENTS AND TO TAKE ALL
SUCH STEPS WHICH IN THE OPINION OF THE
DIRECTOR OF THE COMPANY MAY BE NECESSARY,
APPROPRIATE, DESIRABLE OR EXPEDIENT TO
IMPLEMENT AND/OR GIVE EFFECTS TO THE
AGREEMENT AND THE TRANSACTIONS CONTEMPLATED
THEREUNDER
--------------------------------------------------------------------------------------------------------------------------
UNITED MICROELECTRONICS CORPORATION Agenda Number: 934029530
--------------------------------------------------------------------------------------------------------------------------
Security: 910873405
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: UMC
ISIN: US9108734057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. 2013 ANNUAL BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS
2. 2013 SURPLUS EARNINGS DISTRIBUTION CHART Mgmt For For
3. TO PROPOSE CASH DISTRIBUTION FROM Mgmt For For
ADDITIONAL PAID-IN CAPITAL
4. TO AMEND THE COMPANY'S "ACQUISITION OR Mgmt For For
DISPOSAL OF ASSETS PROCEDURE"
5. TO PROPOSE THE ISSUANCE PLAN FOR PRIVATE Mgmt For For
PLACEMENT OF COMMON SHARES, ADR/GDR OR
CB/ECB, INCLUDING SECURED OR UNSECURED
CORPORATE BONDS, NO MORE THAN 10% OF
REGISTERED CAPITAL
--------------------------------------------------------------------------------------------------------------------------
WANT WANT CHINA HOLDINGS LTD Agenda Number: 705057570
--------------------------------------------------------------------------------------------------------------------------
Security: G9431R103
Meeting Type: AGM
Meeting Date: 30-Apr-2014
Ticker:
ISIN: KYG9431R1039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0324/LTN20140324275.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0324/LTN20140324221.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
1 To consider and approve the financial Mgmt For For
statements and the reports of the directors
and the auditor for the year ended 31
December 2013
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2013
3.a To re-elect Mr. Tsai Wang-Chia as a Mgmt For For
director of the Company
3.b To re-elect Mr. Chan Yu-Feng as a director Mgmt For For
of the Company
3.c To re-elect Mr. Tsai Shao-Chung as a Mgmt For For
director of the Company
3.d To re-elect Dr. Pei Kerwei as a director of Mgmt For For
the Company
3.e To re-elect Mr. Chien Wen-Guey as a Mgmt For For
director of the Company
3.f To authorize the board of directors of the Mgmt For For
Company to fix the remuneration of all the
directors of the Company
4 To re-appoint PricewaterhouseCoopers as the Mgmt For For
Company's auditor and authorize the board
of directors of the Company to fix their
remuneration for the period ending 31
December 2014
5 To grant a general mandate to the directors Mgmt For For
of the Company to exercise the powers of
the Company to repurchase the shares of the
Company in accordance with ordinary
resolution number 5 as set out in the
notice of Annual General Meeting
6 To grant a general mandate to the directors Mgmt Against Against
of the Company to allot, issue and deal
with additional shares of the Company in
accordance with ordinary resolution number
6 as set out in the notice of Annual
General Meeting
7 Conditional upon ordinary resolutions Mgmt Against Against
number 5 and 6 being passed, to extend the
general mandate granted to the directors of
the Company to allot, issue and deal with
additional shares of the Company in
accordance with ordinary resolution number
7 as set out in the notice of Annual
General Meeting
JPMorgan Commodities Strategy Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
JPMorgan Corporate Bond Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
JPMorgan Credit Opportunities Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
JPMorgan Current Income Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
JPMorgan Current Yield Money Market Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
JPMorgan Disciplined Equity Fund
--------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 933934641
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. ALPERN Mgmt For For
R.S. AUSTIN Mgmt Withheld Against
S.E. BLOUNT Mgmt For For
W.J. FARRELL Mgmt For For
E.M. LIDDY Mgmt For For
N. MCKINSTRY Mgmt For For
P.N. NOVAKOVIC Mgmt For For
W.A. OSBORN Mgmt For For
S.C. SCOTT III Mgmt For For
G.F. TILTON Mgmt For For
M.D. WHITE Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION
4. SHAREHOLDER PROPOSAL - GENETICALLY MODIFIED Shr Against For
INGREDIENTS
5. SHAREHOLDER PROPOSAL - LOBBYING DISCLOSURE Shr Against For
6. SHAREHOLDER PROPOSAL - INCENTIVE Shr For Against
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
ACE LIMITED Agenda Number: 933908088
--------------------------------------------------------------------------------------------------------------------------
Security: H0023R105
Meeting Type: Special
Meeting Date: 10-Jan-2014
Ticker: ACE
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE PAYMENT OF DIVIDENDS FROM Mgmt For For
LEGAL RESERVES
2. ELECTION OF HOMBURGER AG AS OUR INDEPENDENT Mgmt For For
PROXY UNTIL THE CONCLUSION OF OUR 2014
ORDINARY GENERAL MEETING
3. IF A NEW AGENDA ITEM OR A NEW PROPOSAL FOR Mgmt For For
AN EXISTING AGENDA ITEM IS PUT BEFORE THE
MEETING I/WE HEREWITH AUTHORIZE AND
INSTRUCT THE INDEPENDENT PROXY TO VOTE AS
FOLLOWS IN RESPECT OF THE POSITION OF THE
BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
ACE LIMITED Agenda Number: 933981133
--------------------------------------------------------------------------------------------------------------------------
Security: H0023R105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: ACE
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE ANNUAL REPORT, STANDALONE Mgmt For For
FINANCIAL STATEMENTS AND CONSOLIDATED
FINANCIAL STATEMENTS OF ACE LIMITED FOR THE
YEAR ENDED DECEMBER 31, 2013
2. ALLOCATION OF DISPOSABLE PROFIT Mgmt For For
3. DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
4A. ELECTION OF DIRECTOR: JOHN EDWARDSON Mgmt For For
4B. ELECTION OF DIRECTOR: KIMBERLY ROSS Mgmt For For
4C. ELECTION OF DIRECTOR: ROBERT SCULLY Mgmt For For
4D. ELECTION OF DIRECTOR: DAVID SIDWELL Mgmt For For
4E. ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
4F. ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ Mgmt For For
4G. ELECTION OF DIRECTOR: MICHAEL G. ATIEH Mgmt For For
4H. ELECTION OF DIRECTOR: MARY A. CIRILLO Mgmt For For
4I. ELECTION OF DIRECTOR: MICHAEL P. CONNORS Mgmt For For
4J. ELECTION OF DIRECTOR: PETER MENIKOFF Mgmt For For
4K. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
4L. ELECTION OF DIRECTOR: EUGENE B. SHANKS, JR. Mgmt For For
4M. ELECTION OF DIRECTOR: THEODORE E. SHASTA Mgmt For For
4N. ELECTION OF DIRECTOR: OLIVIER STEIMER Mgmt For For
5. ELECTION OF EVAN G. GREENBERG AS THE Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS UNTIL
OUR NEXT ANNUAL GENERAL MEETING
6A. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: MICHAEL P. CONNORS
6B. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: MARY A. CIRILLO
6C. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: JOHN EDWARDSON
6D. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: ROBERT M. HERNANDEZ
7. ELECTION OF HAMBURGER AG AS INDEPENDENT Mgmt For For
PROXY UNTIL THE CONCLUSION OF OUR NEXT
ANNUAL GENERAL MEETING
8A. ELECTION OF PRICEWATERHOUSECOOPERS AG Mgmt For For
(ZURICH) AS OUR STATUTORY AUDITOR UNTIL OUR
NEXT ANNUAL GENERAL MEETING
8B. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
PRICEWATERHOUSECOOPERS LLP (UNITED STATES)
FOR PURPOSES OF UNITED STATES SECURITIES
LAW REPORTING FOR THE YEAR ENDING DECEMBER
31, 2014
8C. ELECTION OF BDO AG (ZURICH) AS SPECIAL Mgmt For For
AUDITING FIRM UNTIL OUR NEXT ANNUAL GENERAL
MEETING
9. AMENDMENT OF THE ARTICLES OF ASSOCIATION Mgmt For For
RELATING TO AUTHORIZED SHARE CAPITAL FOR
GENERAL PURPOSES
10. APPROVAL OF THE PAYMENT OF A DISTRIBUTION Mgmt For For
TO SHAREHOLDERS THROUGH REDUCTION OF THE
PAR VALUE OF OUR SHARES, SUCH PAYMENT TO BE
MADE IN FOUR QUARTERLY INSTALLMENTS AT SUCH
TIMES DURING THE PERIOD THROUGH OUR NEXT
ANNUAL GENERAL MEETING AS SHALL BE
DETERMINED BY THE BOARD OF DIRECTORS
11. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
12. IF A NEW AGENDA ITEM OR A NEW PROPOSAL FOR Mgmt For For
AN EXISTING AGENDA ITEM IS PUT BEFORE THE
MEETING, I/WE HEREBY AUTHORIZE AND INSTRUCT
THE INDEPENDENT PROXY TO VOTE AS FOLLOWS:
MARK "FOR" TO VOTE IN ACCORDANCE WITH THE
POSITION OF THE BOARD OF DIRECTORS; MARK
"AGAINST" TO VOTE AGAINST NEW ITEMS AND
PROPOSALS; MARK "ABSTAIN" TO ABSTAIN
--------------------------------------------------------------------------------------------------------------------------
ADOBE SYSTEMS INCORPORATED Agenda Number: 933925921
--------------------------------------------------------------------------------------------------------------------------
Security: 00724F101
Meeting Type: Annual
Meeting Date: 10-Apr-2014
Ticker: ADBE
ISIN: US00724F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AMY L. BANSE Mgmt For For
1B. ELECTION OF DIRECTOR: KELLY J. BARLOW Mgmt For For
1C. ELECTION OF DIRECTOR: EDWARD W. BARNHOLT Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT K. BURGESS Mgmt For For
1E. ELECTION OF DIRECTOR: FRANK A. CALDERONI Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL R. CANNON Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES E. DALEY Mgmt For For
1H. ELECTION OF DIRECTOR: LAURA B. DESMOND Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES M. GESCHKE Mgmt For For
1J. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For
1K. ELECTION OF DIRECTOR: DANIEL L. ROSENSWEIG Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT SEDGEWICK Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN E. WARNOCK Mgmt For For
2. APPROVAL OF THE AMENDMENT OF THE 2003 Mgmt For For
EQUITY INCENTIVE PLAN TO INCREASE THE
AVAILABLE SHARE RESERVE BY 8.85 MILLION
SHARES.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING ON NOVEMBER 28, 2014.
4. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
AETNA INC. Agenda Number: 933980650
--------------------------------------------------------------------------------------------------------------------------
Security: 00817Y108
Meeting Type: Annual
Meeting Date: 30-May-2014
Ticker: AET
ISIN: US00817Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FERNANDO AGUIRRE Mgmt For For
1B. ELECTION OF DIRECTOR: MARK T. BERTOLINI Mgmt For For
1C. ELECTION OF DIRECTOR: FRANK M. CLARK Mgmt For For
1D. ELECTION OF DIRECTOR: BETSY Z. COHEN Mgmt For For
1E. ELECTION OF DIRECTOR: MOLLY J. COYE, M.D. Mgmt For For
1F. ELECTION OF DIRECTOR: ROGER N. FARAH Mgmt For For
1G. ELECTION OF DIRECTOR: BARBARA HACKMAN Mgmt For For
FRANKLIN
1H. ELECTION OF DIRECTOR: JEFFREY E. GARTEN Mgmt For For
1I. ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD J. HARRINGTON Mgmt For For
1K. ELECTION OF DIRECTOR: EDWARD J. LUDWIG Mgmt For For
1L. ELECTION OF DIRECTOR: JOSEPH P. NEWHOUSE Mgmt For For
2. APPROVAL OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. TO APPROVE AMENDMENTS TO AETNA'S ARTICLES Mgmt For For
OF INCORPORATION AND BY-LAWS TO ELIMINATE
SUPERMAJORITY VOTING PROVISIONS
4. TO APPROVE AN AMENDMENT TO AETNA'S ARTICLES Mgmt For For
OF INCORPORATION TO PROVIDE HOLDERS OF AT
LEAST 25% OF THE VOTING POWER OF ALL
OUTSTANDING SHARES THE RIGHT TO CALL A
SPECIAL MEETING OF SHAREHOLDERS
5. APPROVAL OF THE PROPOSED AMENDMENT TO THE Mgmt For For
AMENDED AETNA INC. 2010 STOCK INCENTIVE
PLAN
6. APPROVAL OF THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION ON A NON-BINDING ADVISORY
BASIS
7A. SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD Shr Against For
CHAIR
7B. SHAREHOLDER PROPOSAL ON POLITICAL Shr Against For
CONTRIBUTIONS - BOARD OVERSIGHT
7C. SHAREHOLDER PROPOSAL ON POLITICAL Shr Against For
CONTRIBUTION DISCLOSURE
--------------------------------------------------------------------------------------------------------------------------
ALCOA INC. Agenda Number: 933932572
--------------------------------------------------------------------------------------------------------------------------
Security: 013817101
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: AA
ISIN: US0138171014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: KLAUS KLEINFELD Mgmt For For
1.2 ELECTION OF DIRECTOR: JAMES W. OWENS Mgmt For For
1.3 ELECTION OF DIRECTOR: MARTIN S. SORRELL Mgmt For For
1.4 ELECTION OF DIRECTOR: RATAN N. TATA Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL (EXECUTIVES TO RETAIN Shr Against For
SIGNIFICANT STOCK).
--------------------------------------------------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC. Agenda Number: 933999584
--------------------------------------------------------------------------------------------------------------------------
Security: 015351109
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: ALXN
ISIN: US0153511094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: LEONARD BELL Mgmt For For
1.2 ELECTION OF DIRECTOR: MAX LINK Mgmt For For
1.3 ELECTION OF DIRECTOR: WILLIAM R. KELLER Mgmt For For
1.4 ELECTION OF DIRECTOR: JOHN T. MOLLEN Mgmt For For
1.5 ELECTION OF DIRECTOR: R. DOUGLAS NORBY Mgmt For For
1.6 ELECTION OF DIRECTOR: ALVIN S. PARVEN Mgmt For For
1.7 ELECTION OF DIRECTOR: ANDREAS RUMMELT Mgmt For For
1.8 ELECTION OF DIRECTOR: ANN M. VENEMAN Mgmt For For
02. APPROVAL OF A NON-BINDING ADVISORY VOTE OF Mgmt For For
THE 2013 COMPENSATION PAID TO ALEXION'S
NAMED EXECUTIVE OFFICERS.
03. RATIFICATION OF APPOINTMENT BY THE BOARD OF Mgmt For For
DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS
ALEXION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
04. TO ACT ON A SHAREHOLDER PROPOSAL REQUESTING Shr For Against
THE BOARD TO ADOPT A RULE TO REDEEM ANY
CURRENT OR FUTURE SHAREHOLDER RIGHTS PLAN
OR AMENDMENT UNLESS SUCH PLAN IS SUBMITTED
TO A SHAREHOLDER VOTE WITHIN 12 MONTHS.
--------------------------------------------------------------------------------------------------------------------------
ALLERGAN, INC. Agenda Number: 933947799
--------------------------------------------------------------------------------------------------------------------------
Security: 018490102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: AGN
ISIN: US0184901025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID E.I. PYOTT Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL R. GALLAGHER Mgmt For For
1C. ELECTION OF DIRECTOR: DEBORAH DUNSIRE, M.D. Mgmt For For
1D. ELECTION OF DIRECTOR: TREVOR M. JONES, Mgmt For For
PH.D.
1E. ELECTION OF DIRECTOR: LOUIS J. LAVIGNE, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: PETER J. MCDONNELL, Mgmt For For
M.D.
1G. ELECTION OF DIRECTOR: TIMOTHY D. PROCTOR Mgmt For For
1H. ELECTION OF DIRECTOR: RUSSELL T. RAY Mgmt For For
1I. ELECTION OF DIRECTOR: HENRI A. TERMEER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
3. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO PROVIDE STOCKHOLDERS WITH
THE RIGHT TO ACT BY WRITTEN CONSENT.
5. STOCKHOLDER PROPOSAL (SEPARATE CHAIRMAN AND Shr For Against
CEO).
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 933970510
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For
1B. ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM B. GORDON Mgmt For For
1E. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1F. ELECTION OF DIRECTOR: ALAIN MONIE Mgmt For For
1G. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1H. ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA Q. Mgmt For For
STONESIFER
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING A REPORT Shr Against For
CONCERNING CORPORATE POLITICAL
CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC. Agenda Number: 933929537
--------------------------------------------------------------------------------------------------------------------------
Security: 025537101
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: AEP
ISIN: US0255371017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NICHOLAS K. AKINS Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID J. ANDERSON Mgmt For For
1C. ELECTION OF DIRECTOR: J. BARNIE BEASLEY, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: RALPH D. CROSBY, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: LINDA A. GOODSPEED Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS E. HOAGLIN Mgmt For For
1G. ELECTION OF DIRECTOR: SANDRA BEACH LIN Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For
1I. ELECTION OF DIRECTOR: LIONEL L. NOWELL III Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN S. RASMUSSEN Mgmt For For
1K. ELECTION OF DIRECTOR: OLIVER G. RICHARD III Mgmt For For
1L. ELECTION OF DIRECTOR: SARA MARTINEZ TUCKER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 933956217
--------------------------------------------------------------------------------------------------------------------------
Security: 026874784
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: AIG
ISIN: US0268747849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT H. BENMOSCHE Mgmt For For
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1C. ELECTION OF DIRECTOR: PETER R. FISHER Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN H. FITZPATRICK Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN Mgmt For For
1F. ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH Mgmt For For
1G. ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ Mgmt Against Against
1H. ELECTION OF DIRECTOR: GEORGE L. MILES, JR. Mgmt Against Against
1I. ELECTION OF DIRECTOR: HENRY S. MILLER Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1K. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD A. RITTENMEYER Mgmt For For
1M. ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND Mgmt For For
1N. ELECTION OF DIRECTOR: THERESA M. STONE Mgmt For For
2. TO VOTE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
TO APPROVE EXECUTIVE COMPENSATION.
3. TO ACT UPON A PROPOSAL TO AMEND AND RESTATE Mgmt For For
AIG'S RESTATED CERTIFICATE OF INCORPORATION
TO CONTINUE TO RESTRICT CERTAIN TRANSFERS
OF AIG COMMON STOCK IN ORDER TO PROTECT
AIG'S TAX ATTRIBUTES.
4. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For
AMENDMENT TO EXTEND THE EXPIRATION OF THE
AMERICAN INTERNATIONAL GROUP, INC. TAX
ASSET PROTECTION PLAN.
5. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
AIG'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION Agenda Number: 933952651
--------------------------------------------------------------------------------------------------------------------------
Security: 032511107
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: APC
ISIN: US0325111070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANTHONY R. CHASE Mgmt For For
1B. ELECTION OF DIRECTOR: KEVIN P. CHILTON Mgmt For For
1C. ELECTION OF DIRECTOR: H. PAULETT EBERHART Mgmt For For
1D. ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD L. GEORGE Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES W. GOODYEAR Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN R. GORDON Mgmt For For
1H. ELECTION OF DIRECTOR: ERIC D. MULLINS Mgmt For For
1I. ELECTION OF DIRECTOR: R.A. WALKER Mgmt For For
2. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITOR.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. STOCKHOLDER PROPOSAL - REPORT ON POLITICAL Shr Against For
CONTRIBUTIONS.
5. STOCKHOLDER PROPOSAL - REPORT ON CLIMATE Shr Against For
CHANGE RISK.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933915564
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 28-Feb-2014
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt For For
TIMOTHY COOK Mgmt For For
MILLARD DREXLER Mgmt For For
AL GORE Mgmt For For
ROBERT IGER Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR LEVINSON Mgmt For For
RONALD SUGAR Mgmt For For
2. THE AMENDMENT OF THE COMPANY'S RESTATED Mgmt For For
ARTICLES OF INCORPORATION (THE "ARTICLES")
TO FACILITATE THE IMPLEMENTATION OF
MAJORITY VOTING FOR THE ELECTION OF
DIRECTORS IN AN UNCONTESTED ELECTION BY
ELIMINATING ARTICLE VII, WHICH RELATES TO
THE TERM OF DIRECTORS AND THE TRANSITION
FROM A CLASSIFIED BOARD OF DIRECTORS TO A
DECLASSIFIED STRUCTURE
3. THE AMENDMENT OF THE ARTICLES TO ELIMINATE Mgmt For For
THE "BLANK CHECK" AUTHORITY OF THE BOARD TO
ISSUE PREFERRED STOCK
4. THE AMENDMENT OF THE ARTICLES TO ESTABLISH Mgmt For For
A PAR VALUE FOR THE COMPANY'S COMMON STOCK
OF $0.00001 PER SHARE
5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
6. A NON-BINDING ADVISORY RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION
7. THE APPROVAL OF THE APPLE INC. 2014 Mgmt For For
EMPLOYEE STOCK PLAN
8. A SHAREHOLDER PROPOSAL BY JOHN HARRINGTON Shr Against For
AND NORTHSTAR ASSET MANAGEMENT INC.
ENTITLED "BOARD COMMITTEE ON HUMAN RIGHTS"
TO AMEND THE COMPANY'S BYLAWS
9. A SHAREHOLDER PROPOSAL BY THE NATIONAL Shr Against For
CENTER FOR PUBLIC POLICY RESEARCH OF A
NON-BINDING ADVISORY RESOLUTION ENTITLED
"REPORT ON COMPANY MEMBERSHIP AND
INVOLVEMENT WITH CERTAIN TRADE ASSOCIATIONS
AND BUSINESS ORGANIZATIONS"
10. A SHAREHOLDER PROPOSAL BY CARL ICAHN OF A Shr Against For
NON-BINDING ADVISORY RESOLUTION THAT THE
COMPANY COMMIT TO COMPLETING NOT LESS THAN
$50 BILLION OF SHARE REPURCHASES DURING ITS
2014 FISCAL YEAR (AND INCREASE THE
AUTHORIZATION UNDER ITS CAPITAL RETURN
PROGRAM ACCORDINGLY)
11. A SHAREHOLDER PROPOSAL BY JAMES MCRITCHIE Shr Against For
OF A NON-BINDING ADVISORY RESOLUTION
ENTITLED "PROXY ACCESS FOR SHAREHOLDERS"
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 933917140
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AART J. DE GEUS Mgmt For For
1B. ELECTION OF DIRECTOR: GARY E. DICKERSON Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN R. FORREST Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS J. IANNOTTI Mgmt For For
1E. ELECTION OF DIRECTOR: SUSAN M. JAMES Mgmt For For
1F. ELECTION OF DIRECTOR: ALEXANDER A. KARSNER Mgmt For For
1G. ELECTION OF DIRECTOR: GERHARD H. PARKER Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS D. POWELL Mgmt For For
1I. ELECTION OF DIRECTOR: WILLEM P. ROELANDTS Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES E. ROGERS Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL R. SPLINTER Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT H. SWAN Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF APPLIED MATERIALS' NAMED
EXECUTIVE OFFICERS
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
APPLIED MATERIALS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2014.
4. STOCKHOLDER PROPOSAL TITLED "SPECIAL Shr Against For
SHAREOWNER MEETINGS."
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 934026320
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Special
Meeting Date: 23-Jun-2014
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF THE BUSINESS COMBINATION Mgmt For For
AGREEMENT, DATED AS OF SEPTEMBER 24, 2013,
AS AMENDED, BY AND AMONG APPLIED MATERIALS,
INC., TOKYO ELECTRON LIMITED, AND
TEL-APPLIED HOLDINGS B.V.
2. APPROVAL, ON AN ADVISORY BASIS, OF CERTAIN Mgmt For For
COMPENSATORY ARRANGEMENTS BETWEEN APPLIED
MATERIALS AND ITS NAMED EXECUTIVE OFFICERS
BASED ON OR OTHERWISE RELATING TO THE
BUSINESS COMBINATION
3. APPROVAL OF ANY PROPOSAL THAT MAY BE MADE Mgmt For For
BY THE EXECUTIVE CHAIRMAN OF THE BOARD OF
DIRECTORS TO ADJOURN THE SPECIAL MEETING
(1) TO THE EXTENT NECESSARY TO ENSURE THAT
ANY SUPPLEMENT OR AMENDMENT TO THE PROXY
STATEMENT THAT IS REQUIRED BY APPLICABLE
LEGAL REQUIREMENTS IS TIMELY PROVIDED TO
... (DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY Agenda Number: 933952295
--------------------------------------------------------------------------------------------------------------------------
Security: 039483102
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: ADM
ISIN: US0394831020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.L. BOECKMANN Mgmt For For
1B. ELECTION OF DIRECTOR: M.H. CARTER Mgmt For For
1C. ELECTION OF DIRECTOR: T.K. CREWS Mgmt For For
1D. ELECTION OF DIRECTOR: P. DUFOUR Mgmt For For
1E. ELECTION OF DIRECTOR: D.E. FELSINGER Mgmt For For
1F. ELECTION OF DIRECTOR: A. MACIEL Mgmt For For
1G. ELECTION OF DIRECTOR: P.J. MOORE Mgmt For For
1H. ELECTION OF DIRECTOR: T.F. O'NEILL Mgmt For For
1I. ELECTION OF DIRECTOR: F. SANCHEZ Mgmt For For
1J. ELECTION OF DIRECTOR: D. SHIH Mgmt For For
1K. ELECTION OF DIRECTOR: K.R. WESTBROOK Mgmt For For
1L. ELECTION OF DIRECTOR: P.A. WOERTZ Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. INDEPENDENT BOARD CHAIRMAN. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
AVAGO TECHNOLOGIES U.S. INC. Agenda Number: 933926264
--------------------------------------------------------------------------------------------------------------------------
Security: Y0486S104
Meeting Type: Annual
Meeting Date: 09-Apr-2014
Ticker: AVGO
ISIN: SG9999006241
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MR. HOCK E. TAN Mgmt For For
1B. ELECTION OF DIRECTOR: MR. JOHN T. DICKSON Mgmt For For
1C. ELECTION OF DIRECTOR: MR. JAMES V. DILLER Mgmt For For
1D. ELECTION OF DIRECTOR: MR. LEWIS C. Mgmt For For
EGGEBRECHT
1E. ELECTION OF DIRECTOR: MR. BRUNO GUILMART Mgmt For For
1F. ELECTION OF DIRECTOR: MR. KENNETH Y. HAO Mgmt For For
1G. ELECTION OF DIRECTOR: MS. JUSTINE F. LIEN Mgmt For For
1H. ELECTION OF DIRECTOR: MR. DONALD MACLEOD Mgmt For For
1I. ELECTION OF DIRECTOR: MR. PETER J. MARKS Mgmt For For
2. TO APPROVE THE RE-APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AVAGO'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM AND INDEPENDENT SINGAPORE AUDITOR FOR
THE FISCAL YEAR ENDING NOVEMBER 2, 2014,
AND TO AUTHORIZE THE AUDIT COMMITTEE TO FIX
ITS REMUNERATION.
3. TO APPROVE THE CASH COMPENSATION FOR Mgmt For For
AVAGO'S NON-EMPLOYEE DIRECTORS FOR SERVICES
RENDERED BY THEM THROUGH THE DATE OF
AVAGO'S 2015 ANNUAL GENERAL MEETING OF
SHAREHOLDERS AND FOR EACH APPROXIMATELY
12-MONTH PERIOD THEREAFTER, AS SET FORTH IN
AVAGO'S NOTICE OF, AND PROXY STATEMENT
RELATING TO, ITS 2014 ANNUAL GENERAL
MEETING.
4. NON-BINDING, ADVISORY VOTE: TO APPROVE THE Mgmt For For
COMPENSATION OF AVAGO'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402
OF REGULATION S-K, SET FORTH IN
"COMPENSATION DISCUSSION AND ANALYSIS" AND
IN THE COMPENSATION TABLES AND THE
ACCOMPANYING NARRATIVE DISCLOSURE UNDER
"EXECUTIVE COMPENSATION" IN AVAGO'S PROXY
STATEMENT RELATING TO ITS 2014 ANNUAL
GENERAL MEETING.
5. TO APPROVE THE GENERAL AUTHORIZATION FOR Mgmt For For
THE DIRECTORS OF AVAGO TO ALLOT AND ISSUE
ORDINARY SHARES, AS SET FORTH IN AVAGO'S
NOTICE OF, AND PROXY STATEMENT RELATING TO,
ITS 2014 ANNUAL GENERAL MEETING.
6. TO APPROVE THE SHARE PURCHASE MANDATE Mgmt For For
AUTHORIZING THE PURCHASE OR ACQUISITION BY
AVAGO OF ITS OWN ISSUED ORDINARY SHARES, AS
SET FORTH IN AVAGO'S NOTICE OF, AND PROXY
STATEMENT RELATING TO, ITS 2014 ANNUAL
GENERAL MEETING.
7. TO APPROVE THE ADOPTION OF THE AVAGO Mgmt For For
TECHNOLOGIES LIMITED EXECUTIVE CASH AND
EQUITY INCENTIVE AWARD PLAN AND ITS
ADMINISTRATION AND IMPLEMENTATION BY THE
COMPENSATION COMMITTEE, AS SET FORTH IN
AVAGO'S NOTICE OF, AND PROXY STATEMENT
RELATING TO, ITS 2014 ANNUAL GENERAL
MEETING.
8. TO APPROVE THE SEVERANCE BENEFIT AGREEMENT Mgmt For For
BETWEEN AVAGO AND HOCK E. TAN, PRESIDENT
AND CHIEF EXECUTIVE OFFICER AND A DIRECTOR,
AND THE BENEFITS THAT MAY BE PROVIDED TO
MR. TAN THEREUNDER, AS SET FORTH IN AVAGO'S
NOTICE OF, AND PROXY STATEMENT RELATING TO,
ITS 2014 ANNUAL GENERAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
AVALONBAY COMMUNITIES, INC. Agenda Number: 933983048
--------------------------------------------------------------------------------------------------------------------------
Security: 053484101
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: AVB
ISIN: US0534841012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GLYN F. AEPPEL Mgmt For For
ALAN B. BUCKELEW Mgmt For For
BRUCE A. CHOATE Mgmt For For
JOHN J. HEALY, JR. Mgmt For For
TIMOTHY J. NAUGHTON Mgmt For For
LANCE R. PRIMIS Mgmt For For
PETER S. RUMMELL Mgmt For For
H. JAY SARLES Mgmt For For
W. EDWARD WALTER Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2014.
3. TO ADOPT A RESOLUTION APPROVING, ON A Mgmt For For
NON-BINDING ADVISORY BASIS, THE
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT
TO ITEM 402 OF REGULATION S-K, INCLUDING
THE COMPENSATION DISCUSSION AND ANALYSIS,
COMPENSATION TABLES AND NARRATIVE
DISCUSSION SET FORTH IN THE PROXY
STATEMENT.
4. TO APPROVE PERFORMANCE GOALS UNDER THE Mgmt For For
AVALONBAY COMMUNITIES, INC. 2009 STOCK
OPTION AND INCENTIVE PLAN.
5. TO ADOPT A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING, THAT THE
BOARD OF DIRECTORS ADOPT A POLICY
ADDRESSING THE SEPARATION OF THE ROLES OF
CEO AND CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
AXIS CAPITAL HOLDINGS LIMITED Agenda Number: 933949452
--------------------------------------------------------------------------------------------------------------------------
Security: G0692U109
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: AXS
ISIN: BMG0692U1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT L. FRIEDMAN Mgmt For For
CHERYL-ANN LISTER Mgmt For For
THOMAS C. RAMEY Mgmt For For
WILHELM ZELLER Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS.
3. TO APPOINT DELOITTE & TOUCHE LTD., Mgmt For For
HAMILTON, BERMUDA, TO ACT AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF AXIS CAPITAL HOLDINGS LIMITED FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014
AND TO AUTHORIZE THE BOARD, ACTING THROUGH
THE AUDIT COMMITTEE, TO SET THE FEES FOR
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
BALL CORPORATION Agenda Number: 933936621
--------------------------------------------------------------------------------------------------------------------------
Security: 058498106
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: BLL
ISIN: US0584981064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN A. HAYES Mgmt For For
GEORGE M. SMART Mgmt For For
THEODORE M. SOLSO Mgmt For For
STUART A. TAYLOR II Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CORPORATION FOR 2014.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION PAID TO THE NAMED EXECUTIVE
OFFICERS.
4. TO CONSIDER A SHAREHOLDER PROPOSAL, IF Shr For Against
PROPERLY PRESENTED, TO PROVIDE THAT
DIRECTOR NOMINEES SHALL BE ELECTED BY
MAJORITY VOTE.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933948070
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHARON L. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1E. ELECTION OF DIRECTOR: PIERRE J.P. DE WECK Mgmt For For
1F. ELECTION OF DIRECTOR: ARNOLD W. DONALD Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt For For
1J. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1K. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1L. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1M. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt For For
1N. ELECTION OF DIRECTOR: CLAYTON S. ROSE Mgmt For For
1O. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. AN ADVISORY (NON-BINDING) RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION (SAY ON
PAY).
3. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
REGISTERED INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR 2014.
4. APPROVAL OF AMENDMENT TO THE SERIES T Mgmt For For
PREFERRED STOCK.
5. STOCKHOLDER PROPOSAL - CUMULATIVE VOTING IN Shr For Against
DIRECTOR ELECTIONS.
6. STOCKHOLDER PROPOSAL - PROXY ACCESS. Shr Against For
7. STOCKHOLDER PROPOSAL - CLIMATE CHANGE Shr Against For
REPORT.
8. STOCKHOLDER PROPOSAL - LOBBYING REPORT. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. Agenda Number: 933939487
--------------------------------------------------------------------------------------------------------------------------
Security: 071813109
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: BAX
ISIN: US0718131099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WAYNE T. HOCKMEYER Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT L. PARKINSON, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: THOMAS T. STALLKAMP Mgmt For For
1D. ELECTION OF DIRECTOR: ALBERT P.L. STROUCKEN Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3. APPROVAL OF NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL - RIGHT TO ACT BY Shr Against For
WRITTEN CONSENT.
5. SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr Against For
SIGNIFICANT STOCK.
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 933937320
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702
Meeting Type: Annual
Meeting Date: 03-May-2014
Ticker: BRKB
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WARREN E. BUFFETT Mgmt For For
CHARLES T. MUNGER Mgmt For For
HOWARD G. BUFFETT Mgmt For For
STEPHEN B. BURKE Mgmt For For
SUSAN L. DECKER Mgmt For For
WILLIAM H. GATES III Mgmt For For
DAVID S. GOTTESMAN Mgmt For For
CHARLOTTE GUYMAN Mgmt For For
DONALD R. KEOUGH Mgmt For For
THOMAS S. MURPHY Mgmt For For
RONALD L. OLSON Mgmt For For
WALTER SCOTT, JR. Mgmt For For
MERYL B. WITMER Mgmt For For
2 NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN THE
2014 PROXY STATEMENT.
3 NON-BINDING RESOLUTION TO DETERMINE THE Mgmt 1 Year Against
FREQUENCY (WHETHER ANNUAL, BIENNIAL OR
TRIENNIAL) WITH WHICH SHAREHOLDERS OF THE
COMPANY SHALL BE ENTITLED TO HAVE AN
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
4 SHAREHOLDER PROPOSAL REGARDING GREENHOUSE Shr Against For
GAS AND OTHER AIR EMISSIONS.
5 SHAREHOLDER PROPOSAL REGARDING DIVIDENDS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BIOGEN IDEC INC. Agenda Number: 933996247
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: BIIB
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLINE D. DORSA Mgmt For For
1B. ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: GEORGE A. SCANGOS Mgmt For For
1D. ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER J. DENNER Mgmt For For
1F. ELECTION OF DIRECTOR: NANCY L. LEAMING Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD C. MULLIGAN Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. PANGIA Mgmt For For
1I. ELECTION OF DIRECTOR: BRIAN S. POSNER Mgmt For For
1J. ELECTION OF DIRECTOR: ERIC K. ROWINSKY Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN A. SHERWIN Mgmt Against Against
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS BIOGEN IDEC
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 933943462
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L. ANDREOTTI Mgmt For For
1B. ELECTION OF DIRECTOR: L.B. CAMPBELL Mgmt For For
1C. ELECTION OF DIRECTOR: J.M. CORNELIUS Mgmt For For
1D. ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Mgmt For For
1E. ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt For For
1F. ELECTION OF DIRECTOR: A.J. LACY Mgmt For For
1G. ELECTION OF DIRECTOR: T.J. LYNCH, JR., M.D. Mgmt For For
1H. ELECTION OF DIRECTOR: D.C. PALIWAL Mgmt For For
1I. ELECTION OF DIRECTOR: V.L. SATO, PH.D. Mgmt For For
1J. ELECTION OF DIRECTOR: G.L. STORCH Mgmt For For
1K. ELECTION OF DIRECTOR: T.D. WEST, JR. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
4. SIMPLE MAJORITY VOTE. Shr For
--------------------------------------------------------------------------------------------------------------------------
CA, INC. Agenda Number: 933849880
--------------------------------------------------------------------------------------------------------------------------
Security: 12673P105
Meeting Type: Annual
Meeting Date: 31-Jul-2013
Ticker: CA
ISIN: US12673P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JENS ALDER Mgmt For For
1B. ELECTION OF DIRECTOR: RAYMOND J. BROMARK Mgmt For For
1C. ELECTION OF DIRECTOR: GARY J. FERNANDES Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL P. GREGOIRE Mgmt For For
1E. ELECTION OF DIRECTOR: ROHIT KAPOOR Mgmt For For
1F. ELECTION OF DIRECTOR: KAY KOPLOVITZ Mgmt For For
1G. ELECTION OF DIRECTOR: CHRISTOPHER B. Mgmt For For
LOFGREN
1H. ELECTION OF DIRECTOR: RICHARD SULPIZIO Mgmt For For
1I. ELECTION OF DIRECTOR: LAURA S. UNGER Mgmt For For
1J. ELECTION OF DIRECTOR: ARTHUR F. WEINBACH Mgmt For For
1K. ELECTION OF DIRECTOR: RENATO (RON) Mgmt For For
ZAMBONINI
2. TO RATIFY APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR ENDING MARCH 31, 2014.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
4. TO RATIFY THE STOCKHOLDER PROTECTION RIGHTS Mgmt For For
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 933942648
--------------------------------------------------------------------------------------------------------------------------
Security: 14040H105
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: COF
ISIN: US14040H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD D. FAIRBANK Mgmt For For
1B. ELECTION OF DIRECTOR: PATRICK W. GROSS Mgmt Against Against
1C. ELECTION OF DIRECTOR: ANN FRITZ HACKETT Mgmt For For
1D. ELECTION OF DIRECTOR: LEWIS HAY, III Mgmt For For
1E. ELECTION OF DIRECTOR: BENJAMIN P. JENKINS, Mgmt For For
III
1F. ELECTION OF DIRECTOR: PIERRE E. LEROY Mgmt For For
1G. ELECTION OF DIRECTOR: PETER E. RASKIND Mgmt For For
1H. ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Mgmt For For
1I. ELECTION OF DIRECTOR: BRADFORD H. WARNER Mgmt For For
1J. ELECTION OF DIRECTOR: CATHERINE G. WEST Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF CAPITAL ONE
FOR 2014.
3. APPROVAL OF CAPITAL ONE'S THIRD AMENDED AND Mgmt For For
RESTATED 2004 STOCK INCENTIVE PLAN.
4. ADVISORY APPROVAL OF CAPITAL ONE'S 2013 Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
5A. APPROVAL OF AMENDMENTS TO CAPITAL ONE'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
REMOVE SUPERMAJORITY VOTING STANDARDS
APPLICABLE TO THE FOLLOWING ACTION: FUTURE
AMENDMENTS TO THE AMENDED AND RESTATED
BYLAWS AND THE RESTATED CERTIFICATE OF
INCORPORATION.
5B. APPROVAL OF AMENDMENTS TO CAPITAL ONE'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
REMOVE SUPERMAJORITY VOTING STANDARDS
APPLICABLE TO THE FOLLOWING ACTION:
REMOVING ANY DIRECTOR FROM OFFICE.
5C. APPROVAL OF AMENDMENTS TO CAPITAL ONE'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
REMOVE SUPERMAJORITY VOTING STANDARDS
APPLICABLE TO THE FOLLOWING ACTION: CERTAIN
BUSINESS COMBINATIONS.
6. STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN, IF PRESENTED AT
THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
CBL & ASSOCIATES PROPERTIES, INC. Agenda Number: 933960800
--------------------------------------------------------------------------------------------------------------------------
Security: 124830100
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: CBL
ISIN: US1248301004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES B. LEBOVITZ Mgmt For For
STEPHEN D. LEBOVITZ Mgmt For For
GARY L. BRYENTON Mgmt For For
A. LARRY CHAPMAN Mgmt For For
THOMAS J. DEROSA Mgmt For For
MATTHEW S. DOMINSKI Mgmt For For
GARY J. NAY Mgmt For For
KATHLEEN M. NELSON Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE, LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE COMPANY'S FISCAL
YEAR ENDING DECEMBER 31, 2014.
3. AN ADVISORY VOTE ON THE APPROVAL OF Mgmt Against Against
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CELGENE CORPORATION Agenda Number: 934002837
--------------------------------------------------------------------------------------------------------------------------
Security: 151020104
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: CELG
ISIN: US1510201049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. HUGIN Mgmt For For
R.W. BARKER, D. PHIL. Mgmt For For
MICHAEL D. CASEY Mgmt For For
CARRIE S. COX Mgmt For For
RODMAN L. DRAKE Mgmt For For
M.A. FRIEDMAN, M.D. Mgmt For For
GILLA KAPLAN, PH.D. Mgmt For For
JAMES J. LOUGHLIN Mgmt For For
ERNEST MARIO, PH.D. Mgmt Withheld Against
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. AMENDMENT OF THE COMPANY'S CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE THE AUTHORIZED
NUMBER OF SHARES OF COMMON STOCK AND TO
EFFECT A STOCK SPLIT.
4. APPROVAL OF AN AMENDMENT OF THE COMPANY'S Mgmt For For
2008 STOCK INCENTIVE PLAN.
5. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
6. STOCKHOLDER PROPOSAL DESCRIBED IN MORE Shr Against For
DETAIL IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933978011
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1B. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1C. ELECTION OF DIRECTOR: A.P. GAST Mgmt For For
1D. ELECTION OF DIRECTOR: E. HERNANDEZ, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: J.M. HUNTSMAN, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For
1G. ELECTION OF DIRECTOR: C.W. MOORMAN Mgmt For For
1H. ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1I. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1J. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1K. ELECTION OF DIRECTOR: C. WARE Mgmt For For
1L. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. CHARITABLE CONTRIBUTIONS DISCLOSURE Shr Against For
5. LOBBYING DISCLOSURE Shr Against For
6. SHALE ENERGY OPERATIONS Shr Against For
7. INDEPENDENT CHAIRMAN Shr Against For
8. SPECIAL MEETINGS Shr Against For
9. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr Against For
EXPERTISE
10. COUNTRY SELECTION GUIDELINES Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CIGNA CORPORATION Agenda Number: 933933372
--------------------------------------------------------------------------------------------------------------------------
Security: 125509109
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: CI
ISIN: US1255091092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ERIC J. FOSS Mgmt For For
1.2 ELECTION OF DIRECTOR: ROMAN MARTINEZ IV Mgmt For For
1.3 ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CIGNA'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY APPROVAL OF CIGNA'S EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 933882157
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 19-Nov-2013
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B. ELECTION OF DIRECTOR: MARC BENIOFF Mgmt For For
1C. ELECTION OF DIRECTOR: GREGORY Q. BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1G. ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1H. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For
1I. ELECTION OF DIRECTOR: DR. KRISTINA M. Mgmt For For
JOHNSON
1J. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1K. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1L. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE 2005 STOCK INCENTIVE PLAN.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014.
5. APPROVAL TO HAVE CISCO HOLD A COMPETITION Shr Against For
FOR GIVING PUBLIC ADVICE ON THE VOTING
ITEMS IN THE PROXY FILING FOR CISCO'S 2014
ANNUAL SHAREOWNERS MEETING.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933933637
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT Mgmt For For
1B. ELECTION OF DIRECTOR: DUNCAN P. HENNES Mgmt For For
1C. ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt For For
1D. ELECTION OF DIRECTOR: EUGENE M. MCQUADE Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1F. ELECTION OF DIRECTOR: GARY M. REINER Mgmt For For
1G. ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1I. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1J. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
1K. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt For For
JR.
1M. ELECTION OF DIRECTOR: JAMES S. TURLEY Mgmt For For
1N. ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt For For
DE LEON
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY APPROVAL OF CITI'S 2013 EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE CITIGROUP 2014 STOCK Mgmt For For
INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL REQUESTING THAT Shr Against For
EXECUTIVES RETAIN A SIGNIFICANT PORTION OF
THEIR STOCK UNTIL REACHING NORMAL
RETIREMENT AGE.
6. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
LOBBYING AND GRASSROOTS LOBBYING
CONTRIBUTIONS.
7. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD INSTITUTE A POLICY TO MAKE IT MORE
PRACTICAL TO DENY INDEMNIFICATION FOR
DIRECTORS.
8. STOCKHOLDER PROPOSAL REQUESTING PROXY Shr Against For
ACCESS FOR SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
CITRIX SYSTEMS, INC. Agenda Number: 933971461
--------------------------------------------------------------------------------------------------------------------------
Security: 177376100
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: CTXS
ISIN: US1773761002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT D. DALEO Mgmt For For
1B. ELECTION OF DIRECTOR: MURRAY J. DEMO Mgmt For For
1C. ELECTION OF DIRECTOR: ASIFF S. HIRJI Mgmt For For
2. APPROVAL OF THE 2014 EQUITY INCENTIVE PLAN Mgmt For For
3. RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
CMS ENERGY CORPORATION Agenda Number: 933969923
--------------------------------------------------------------------------------------------------------------------------
Security: 125896100
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: CMS
ISIN: US1258961002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JON E. BARFIELD Mgmt For For
1B. ELECTION OF DIRECTOR: KURT L. DARROW Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN E. EWING Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD M. GABRYS Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM D. HARVEY Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID W. JOOS Mgmt For For
1G. ELECTION OF DIRECTOR: PHILIP R. LOCHNER, Mgmt For For
JR.
1H. ELECTION OF DIRECTOR: JOHN G. RUSSELL Mgmt For For
1I. ELECTION OF DIRECTOR: KENNETH L. WAY Mgmt For For
1J. ELECTION OF DIRECTOR: LAURA H. WRIGHT Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN B. YASINSKY Mgmt For For
2. ADVISORY VOTE TO APPROVE THE CORPORATION'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
(PRICEWATERHOUSECOOPERS LLP).
4. PROPOSAL TO APPROVE PERFORMANCE INCENTIVE Mgmt For For
STOCK PLAN.
5. PROPOSAL TO APPROVE PERFORMANCE MEASURES IN Mgmt For For
INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 933989696
--------------------------------------------------------------------------------------------------------------------------
Security: 192446102
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: CTSH
ISIN: US1924461023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL PATSALOS-FOX Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT E. WEISSMAN Mgmt For For
2. APPROVAL OF THE FIRST AMENDMENT TO THE Mgmt For For
COMPANY'S 2009 INCENTIVE COMPENSATION PLAN.
3. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 933967563
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH J. BACON Mgmt For For
SHELDON M. BONOVITZ Mgmt For For
EDWARD D. BREEN Mgmt For For
JOSEPH J. COLLINS Mgmt For For
J. MICHAEL COOK Mgmt For For
GERALD L. HASSELL Mgmt For For
JEFFREY A. HONICKMAN Mgmt For For
EDUARDO G. MESTRE Mgmt For For
BRIAN L. ROBERTS Mgmt For For
RALPH J. ROBERTS Mgmt For For
JOHNATHAN A. RODGERS Mgmt For For
DR. JUDITH RODIN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT AUDITORS
3. APPROVAL, ON AN ADVISORY BASIS, OF OUR Mgmt For For
EXECUTIVE COMPENSATION
4. TO PREPARE AN ANNUAL REPORT ON LOBBYING Shr Against For
ACTIVITIES
5. TO PROHIBIT ACCELERATED VESTING UPON A Shr For Against
CHANGE IN CONTROL
--------------------------------------------------------------------------------------------------------------------------
CONAGRA FOODS, INC. Agenda Number: 933864832
--------------------------------------------------------------------------------------------------------------------------
Security: 205887102
Meeting Type: Annual
Meeting Date: 27-Sep-2013
Ticker: CAG
ISIN: US2058871029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MOGENS C. BAY Mgmt For For
STEPHEN G. BUTLER Mgmt For For
STEVEN F. GOLDSTONE Mgmt For For
JOIE A. GREGOR Mgmt For For
RAJIVE JOHRI Mgmt For For
W.G. JURGENSEN Mgmt For For
RICHARD H. LENNY Mgmt For For
RUTH ANN MARSHALL Mgmt For For
GARY M. RODKIN Mgmt For For
ANDREW J. SCHINDLER Mgmt For For
KENNETH E. STINSON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITOR
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. STOCKHOLDER PROPOSAL REGARDING BYLAW CHANGE Shr Against For
IN REGARD TO VOTE-COUNTING
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 933946305
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: JODY L. FREEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: GAY HUEY EVANS Mgmt For For
1G. ELECTION OF DIRECTOR: RYAN M. LANCE Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For
1I. ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt For For
2. RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
CONOCOPHILLIPS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF 2014 OMNIBUS STOCK AND Mgmt For For
PERFORMANCE INCENTIVE PLAN OF
CONOCOPHILLIPS.
5. REPORT ON LOBBYING EXPENDITURES. Shr Against For
6. GREENHOUSE GAS REDUCTION TARGETS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CSX CORPORATION Agenda Number: 933951914
--------------------------------------------------------------------------------------------------------------------------
Security: 126408103
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: CSX
ISIN: US1264081035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: D.M. ALVARADO Mgmt For For
1B. ELECTION OF DIRECTOR: J.B. BREAUX Mgmt For For
1C. ELECTION OF DIRECTOR: P.L. CARTER Mgmt For For
1D. ELECTION OF DIRECTOR: S.T. HALVERSON Mgmt For For
1E. ELECTION OF DIRECTOR: E.J. KELLY, III Mgmt For For
1F. ELECTION OF DIRECTOR: G.H. LAMPHERE Mgmt For For
1G. ELECTION OF DIRECTOR: J.D. MCPHERSON Mgmt For For
1H. ELECTION OF DIRECTOR: T.T. O'TOOLE Mgmt For For
1I. ELECTION OF DIRECTOR: D.M. RATCLIFFE Mgmt For For
1J. ELECTION OF DIRECTOR: D.J. SHEPARD Mgmt For For
1K. ELECTION OF DIRECTOR: M.J. WARD Mgmt For For
1L. ELECTION OF DIRECTOR: J.C. WATTS, JR. Mgmt For For
1M. ELECTION OF DIRECTOR: J.S. WHISLER Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY RESOLUTION TO APPROVE COMPENSATION Mgmt For For
FOR THE COMPANY'S NAMED EXECUTIVE OFFICERS.
4. SHAREHOLDER PROPOSAL REQUESTING ACTION BY Shr Against For
THE BOARD OF DIRECTORS TO ALLOW
SHAREHOLDERS TO ACT BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
CVS CAREMARK CORPORATION Agenda Number: 933947953
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: C. DAVID BROWN II Mgmt For For
1.2 ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE Mgmt For For
1.3 ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1.4 ELECTION OF DIRECTOR: ANNE M. FINUCANE Mgmt For For
1.5 ELECTION OF DIRECTOR: LARRY J. MERLO Mgmt For For
1.6 ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Mgmt For For
1.7 ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt Against Against
1.8 ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
1.9 ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
2 PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2014.
3 SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 933914586
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 26-Feb-2014
Ticker: DE
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SAMUEL R. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: DIPAK C. JAIN Mgmt For For
1F. ELECTION OF DIRECTOR: CLAYTON M. JONES Mgmt For For
1G. ELECTION OF DIRECTOR: JOACHIM MILBERG Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1I. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS H. PATRICK Mgmt For For
1K. ELECTION OF DIRECTOR: SHERRY M. SMITH Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS DEERE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
DELTA AIR LINES, INC. Agenda Number: 934020809
--------------------------------------------------------------------------------------------------------------------------
Security: 247361702
Meeting Type: Annual
Meeting Date: 27-Jun-2014
Ticker: DAL
ISIN: US2473617023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD H. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: EDWARD H. BASTIAN Mgmt For For
1C. ELECTION OF DIRECTOR: ROY J. BOSTOCK Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN S. BRINZO Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL A. CARP Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID G. DEWALT Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM H. EASTER III Mgmt For For
1H. ELECTION OF DIRECTOR: MICKEY P. FORET Mgmt For For
1I. ELECTION OF DIRECTOR: SHIRLEY C. FRANKLIN Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID R. GOODE Mgmt For For
1K. ELECTION OF DIRECTOR: GEORGE N. MATTSON Mgmt For For
1L. ELECTION OF DIRECTOR: PAULA ROSPUT REYNOLDS Mgmt For For
1M. ELECTION OF DIRECTOR: KENNETH C. ROGERS Mgmt For For
1N. ELECTION OF DIRECTOR: KENNETH B. WOODROW Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF DELTA'S NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS DELTA'S INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2014.
4. TO APPROVE AN INCREASE IN THE MAXIMUM Mgmt For For
NUMBER OF DIRECTORS.
5. A STOCKHOLDER PROPOSAL REQUESTING THE BOARD Shr Against For
OF DIRECTORS ADOPT A STOCK RETENTION POLICY
FOR SENIOR EXECUTIVES.
--------------------------------------------------------------------------------------------------------------------------
DR PEPPER SNAPPLE GROUP,INC. Agenda Number: 933947547
--------------------------------------------------------------------------------------------------------------------------
Security: 26138E109
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: DPS
ISIN: US26138E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN L. ADAMS Mgmt For For
1B. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1C. ELECTION OF DIRECTOR: RONALD G. ROGERS Mgmt For For
1D. ELECTION OF DIRECTOR: WAYNE R. SANDERS Mgmt For For
1E. ELECTION OF DIRECTOR: JACK L. STAHL Mgmt For For
1F. ELECTION OF DIRECTOR: LARRY D. YOUNG Mgmt For For
2. TO RATIFY DELOITTE & TOUCHE LLP AS Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
3. RESOLVED, THAT THE COMPENSATION PAID TO THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS WITH
RESPECT TO 2013, AS DISCLOSED PURSUANT TO
THE COMPENSATION DISCLOSURE RULES AND
REGULATIONS OF THE SEC, INCLUDING THE
COMPENSATION DISCUSSION AND ANALYSIS,
COMPENSATION TABLES AND THE NARRATIVE
DISCUSSION, IS HEREBY APPROVED.
4. TO VOTE ON STOCKHOLDER PROPOSAL REGARDING Shr Against For
COMPREHENSIVE RECYCLING STRATEGY FOR
BEVERAGE CONTAINERS.
5. TO APPROVE AMENDMENT TO PERFORMANCE-BASED Mgmt For For
CRITERIA UNDER 2009 STOCK PLAN AND APPROVE
SUCH CRITERIA UNDER SECTION 162(M) OF
INTERNAL REVENUE CODE FOR FUTURE AWARDS.
--------------------------------------------------------------------------------------------------------------------------
EAST WEST BANCORP, INC. Agenda Number: 933958665
--------------------------------------------------------------------------------------------------------------------------
Security: 27579R104
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: EWBC
ISIN: US27579R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
IRIS S. CHAN Mgmt For For
RUDOLPH I. ESTRADA Mgmt For For
JULIA S. GOUW Mgmt For For
PAUL H. IRVING Mgmt For For
TAK-CHUEN CLARENCE KWAN Mgmt For For
JOHN LEE Mgmt For For
HERMAN Y. LI Mgmt For For
JACK C. LIU Mgmt For For
DOMINIC NG Mgmt For For
KEITH W. RENKEN Mgmt For For
2. RATIFICATION OF AUDITORS. RATIFY THE Mgmt For For
APPOINTMENT OF KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR ITS FISCAL YEAR ENDING DECEMBER
31, 2014
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION. AN ADVISORY VOTE TO APPROVE
EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION PLC Agenda Number: 933937243
--------------------------------------------------------------------------------------------------------------------------
Security: G29183103
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: ETN
ISIN: IE00B8KQN827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GEORGE S. BARRETT Mgmt For For
1B. ELECTION OF DIRECTOR: TODD M. BLUEDORN Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. CRITELLI Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES E. GOLDEN Mgmt For For
1G. ELECTION OF DIRECTOR: LINDA A. HILL Mgmt For For
1H. ELECTION OF DIRECTOR: ARTHUR E. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: NED C. LAUTENBACH Mgmt For For
1J. ELECTION OF DIRECTOR: DEBORAH L. MCCOY Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For
1L. ELECTION OF DIRECTOR: GERALD B. SMITH Mgmt For For
2. APPROVING THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2014 AND
AUTHORIZING THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS TO SET ITS REMUNERATION.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. AUTHORIZING THE COMPANY OR ANY SUBSIDIARY Mgmt For For
OF THE COMPANY TO MAKE OVERSEAS MARKET
PURCHASES OF COMPANY SHARES.
--------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 933949919
--------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: EBAY
ISIN: US2786421030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
FRED D. ANDERSON Mgmt For For
EDWARD W. BARNHOLT Mgmt For For
SCOTT D. COOK Mgmt For For
JOHN J. DONAHOE Mgmt For For
2 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR 2008 EQUITY INCENTIVE AWARD PLAN.
4 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2014.
5 TO CONSIDER A STOCKHOLDER PROPOSAL Shr Against For
SUBMITTED BY JOHN CHEVEDDEN REGARDING
STOCKHOLDER ACTION BY WRITTEN CONSENT
WITHOUT A MEETING, IF PROPERLY PRESENTED
BEFORE THE MEETING.
6 PROPOSAL WITHDRAWN Shr Abstain Against
--------------------------------------------------------------------------------------------------------------------------
EDISON INTERNATIONAL Agenda Number: 933932370
--------------------------------------------------------------------------------------------------------------------------
Security: 281020107
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: EIX
ISIN: US2810201077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAGJEET S. BINDRA Mgmt For For
1B. ELECTION OF DIRECTOR: VANESSA C.L. CHANG Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCE A. CORDOVA Mgmt Abstain Against
1D. ELECTION OF DIRECTOR: THEODORE F. CRAVER, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: BRADFORD M. FREEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: LUIS G. NOGALES Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD T. Mgmt For For
SCHLOSBERG, III
1H. ELECTION OF DIRECTOR: LINDA G. STUNTZ Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS C. SUTTON Mgmt For For
1J. ELECTION OF DIRECTOR: ELLEN O. TAUSCHER Mgmt For For
1K. ELECTION OF DIRECTOR: PETER J. TAYLOR Mgmt For For
1L. ELECTION OF DIRECTOR: BRETT WHITE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN
--------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda Number: 933944159
--------------------------------------------------------------------------------------------------------------------------
Security: 268648102
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: EMC
ISIN: US2686481027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For
1C. ELECTION OF DIRECTOR: GAIL DEEGAN Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt Against Against
1F. ELECTION OF DIRECTOR: WILLIAM D. GREEN Mgmt For For
1G. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1H. ELECTION OF DIRECTOR: JAMI MISCIK Mgmt For For
1I. ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID N. STROHM Mgmt For For
1K. ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
2. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS
EMC'S INDEPENDENT AUDITORS.
3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt For For
COMPENSATION, AS DESCRIBED IN EMC'S PROXY
STATEMENT.
4. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For
TO AN INDEPENDENT BOARD CHAIRMAN, AS
DESCRIBED IN EMC'S PROXY STATEMENT.
5. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For
TO POLITICAL CONTRIBUTIONS, AS DESCRIBED IN
EMC'S PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. Agenda Number: 933908292
--------------------------------------------------------------------------------------------------------------------------
Security: 291011104
Meeting Type: Annual
Meeting Date: 04-Feb-2014
Ticker: EMR
ISIN: US2910111044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
D.N. FARR* Mgmt For For
H. GREEN* Mgmt For For
C.A. PETERS* Mgmt For For
J.W. PRUEHER* Mgmt For For
A.A. BUSCH III# Mgmt For For
J.S. TURLEY# Mgmt For For
2. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
EMERSON ELECTRIC CO. EXECUTIVE
COMPENSATION.
3. RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
4. APPROVAL OF THE STOCKHOLDER PROPOSAL Shr Against For
REQUESTING ISSUANCE OF A SUSTAINABILITY
REPORT AS DESCRIBED IN THE PROXY STATEMENT.
5. APPROVAL OF THE STOCKHOLDER PROPOSAL Shr Against For
REQUESTING ISSUANCE OF A POLITICAL
CONTRIBUTIONS REPORT AS DESCRIBED IN THE
PROXY STATEMENT.
6. APPROVAL OF THE STOCKHOLDER PROPOSAL Shr Against For
REQUESTING ISSUANCE OF A LOBBYING REPORT AS
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
ENSCO PLC Agenda Number: 933971017
--------------------------------------------------------------------------------------------------------------------------
Security: G3157S106
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: ESV
ISIN: GB00B4VLR192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. RE-ELECTION OF DIRECTOR: J. RODERICK CLARK Mgmt For For
1B. RE-ELECTION OF DIRECTOR: ROXANNE J. DECYK Mgmt For For
1C. RE-ELECTION OF DIRECTOR: MARY E. FRANCIS Mgmt For For
CBE
1D. RE-ELECTION OF DIRECTOR: C. CHRISTOPHER Mgmt For For
GAUT
1E. RE-ELECTION OF DIRECTOR: GERALD W. HADDOCK Mgmt For For
1F. RE-ELECTION OF DIRECTOR: FRANCIS S. KALMAN Mgmt For For
1G. RE-ELECTION OF DIRECTOR: DANIEL W. RABUN Mgmt For For
1H. RE-ELECTION OF DIRECTOR: KEITH O. RATTIE Mgmt For For
1I. RE-ELECTION OF DIRECTOR: PAUL E. ROWSEY, Mgmt For For
III
2. TO AUTHORISE THE BOARD OF DIRECTORS TO Mgmt For For
ALLOT SHARES.
3. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF KPMG LLP AS OUR U.S. INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDED 31 DECEMBER 2014.
4. TO RE-APPOINT KPMG AUDIT PLC AS OUR U.K. Mgmt For For
STATUTORY AUDITORS UNDER THE U.K. COMPANIES
ACT 2006 (TO HOLD OFFICE FROM THE
CONCLUSION OF THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS UNTIL THE CONCLUSION OF THE
NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS
AT WHICH ACCOUNTS ARE LAID BEFORE THE
COMPANY).
5. TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE OUR U.K. STATUTORY AUDITORS'
REMUNERATION.
6. TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY.
7. A NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
DIRECTORS' REMUNERATION REPORT FOR THE YEAR
ENDED 31 DECEMBER 2013.
8. A NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
9. A NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
REPORTS OF THE AUDITORS AND THE DIRECTORS
AND THE U.K. STATUTORY ACCOUNTS FOR THE
YEAR ENDED 31 DECEMBER 2013 (IN ACCORDANCE
WITH LEGAL REQUIREMENTS APPLICABLE TO U.K.
COMPANIES).
10. TO APPROVE A CAPITAL REORGANISATION. Mgmt For For
11. TO APPROVE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS.
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 933953792
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JANET F. CLARK Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES R. CRISP Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES C. DAY Mgmt For For
1D. ELECTION OF DIRECTOR: MARK G. PAPA Mgmt For For
1E. ELECTION OF DIRECTOR: H. LEIGHTON STEWARD Mgmt For For
1F. ELECTION OF DIRECTOR: DONALD F. TEXTOR Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM R. THOMAS Mgmt For For
1H. ELECTION OF DIRECTOR: FRANK G. WISNER Mgmt For For
2. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
DELOITTE & TOUCHE LLP, INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, AS
AUDITORS FOR THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2014.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. STOCKHOLDER PROPOSAL CONCERNING Shr Against For
QUANTITATIVE RISK MANAGEMENT REPORTING FOR
HYDRAULIC FRACTURING OPERATIONS, IF
PROPERLY PRESENTED.
5. STOCKHOLDER PROPOSAL CONCERNING A METHANE Shr Against For
EMISSIONS REPORT, IF PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
EVEREST RE GROUP, LTD. Agenda Number: 933978340
--------------------------------------------------------------------------------------------------------------------------
Security: G3223R108
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: RE
ISIN: BMG3223R1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DOMINIC J. ADDESSO Mgmt For For
JOHN J. AMORE Mgmt For For
JOHN R. DUNNE Mgmt For For
WILLIAM F. GALTNEY, JR. Mgmt For For
ROGER M. SINGER Mgmt For For
JOSEPH V. TARANTO Mgmt For For
JOHN A. WEBER Mgmt For For
2. TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE COMPANY'S REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014
AND AUTHORIZE THE BOARD OF DIRECTORS ACTING
BY THE AUDIT COMMITTEE OF THE BOARD TO SET
THE FEES FOR THE REGISTERED PUBLIC
ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE 2013 EXECUTIVE Mgmt Against Against
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933975154
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
U.M. BURNS Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
H.H. FORE Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
W.C. WELDON Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. MAJORITY VOTE FOR DIRECTORS Shr For Against
5. LIMIT DIRECTORSHIPS Shr Against For
6. AMENDMENT OF EEO POLICY Shr Against For
7. REPORT ON LOBBYING Shr Against For
8. GREENHOUSE GAS EMISSIONS GOALS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FLUOR CORPORATION Agenda Number: 933936556
--------------------------------------------------------------------------------------------------------------------------
Security: 343412102
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: FLR
ISIN: US3434121022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER K. BARKER Mgmt For For
1B. ELECTION OF DIRECTOR: ALAN M. BENNETT Mgmt For For
1C. ELECTION OF DIRECTOR: ROSEMARY T. BERKERY Mgmt For For
1D. ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES T. HACKETT Mgmt For For
1F. ELECTION OF DIRECTOR: DEBORAH D. MCWHINNEY Mgmt For For
1G. ELECTION OF DIRECTOR: DEAN R. O'HARE Mgmt For For
1H. ELECTION OF DIRECTOR: ARMANDO J. OLIVERA Mgmt For For
1I. ELECTION OF DIRECTOR: JOSEPH W. PRUEHER Mgmt For For
1J. ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID T. SEATON Mgmt For For
1L. ELECTION OF DIRECTOR: NADER H. SULTAN Mgmt For For
1M. ELECTION OF DIRECTOR: LYNN C. SWANN Mgmt For For
2. AN ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. THE APPROVAL OF THE FLUOR CORPORATION 2014 Mgmt For For
RESTRICTED STOCK PLAN FOR NON-EMPLOYEE
DIRECTORS.
4. THE RATIFICATION OF THE APPOINTMENT BY OUR Mgmt For For
AUDIT COMMITTEE OF ERNST & YOUNG LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
5. A STOCKHOLDER PROPOSAL FOR AN INDEPENDENT Shr Against For
CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
FORD MOTOR COMPANY Agenda Number: 933946026
--------------------------------------------------------------------------------------------------------------------------
Security: 345370860
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: F
ISIN: US3453708600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN G. BUTLER Mgmt For For
1B. ELECTION OF DIRECTOR: KIMBERLY A. CASIANO Mgmt For For
1C. ELECTION OF DIRECTOR: ANTHONY F. EARLEY, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: EDSEL B. FORD II Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM CLAY FORD, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: RICHARD A. GEPHARDT Mgmt Against Against
1G. ELECTION OF DIRECTOR: JAMES P. HACKETT Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM W. HELMAN IV Mgmt For For
1J. ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN C. LECHLEITER Mgmt For For
1L. ELECTION OF DIRECTOR: ELLEN R. MARRAM Mgmt For For
1M. ELECTION OF DIRECTOR: ALAN MULALLY Mgmt For For
1N. ELECTION OF DIRECTOR: HOMER A. NEAL Mgmt For For
1O. ELECTION OF DIRECTOR: GERALD L. SHAHEEN Mgmt For For
1P. ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt Against Against
THE COMPENSATION OF THE NAMED EXECUTIVES.
4. APPROVAL OF THE 2014 STOCK PLAN FOR Mgmt For For
NON-EMPLOYEE DIRECTORS.
5. RELATING TO CONSIDERATION OF A Shr For Against
RECAPITALIZATION PLAN TO PROVIDE THAT ALL
OF THE COMPANY'S OUTSTANDING STOCK HAVE ONE
VOTE PER SHARE.
6. RELATING TO ALLOWING HOLDERS OF 10% OF Shr Against For
OUTSTANDING COMMON STOCK TO CALL SPECIAL
MEETINGS OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC. Agenda Number: 933999180
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD C. ADKERSON Mgmt For For
ROBERT J. ALLISON, JR. Mgmt For For
ALAN R. BUCKWALTER, III Mgmt For For
ROBERT A. DAY Mgmt For For
JAMES C. FLORES Mgmt For For
GERALD J. FORD Mgmt For For
THOMAS A. FRY, III Mgmt For For
H. DEVON GRAHAM, JR. Mgmt For For
LYDIA H. KENNARD Mgmt For For
CHARLES C. KRULAK Mgmt For For
BOBBY LEE LACKEY Mgmt For For
JON C. MADONNA Mgmt For For
DUSTAN E. MCCOY Mgmt For For
JAMES R. MOFFETT Mgmt For For
STEPHEN H. SIEGELE Mgmt For For
FRANCES FRAGOS TOWNSEND Mgmt For For
2 APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4 APPROVAL OF THE FREEPORT-MCMORAN COPPER & Mgmt For For
GOLD INC. ANNUAL INCENTIVE PLAN.
5 STOCKHOLDER PROPOSAL REGARDING THE Shr Against For
SELECTION OF A CANDIDATE WITH ENVIRONMENTAL
EXPERTISE TO BE RECOMMENDED FOR ELECTION TO
THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
FREESCALE SEMICONDUCTOR, LTD. Agenda Number: 933950621
--------------------------------------------------------------------------------------------------------------------------
Security: G3727Q101
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: FSL
ISIN: BMG3727Q1015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
K. BALASUBRAMANIAN Mgmt For For
CHINH E. CHU Mgmt For For
DANIEL J. HENEGHAN Mgmt For For
THOMAS H. LISTER Mgmt For For
GREGG A. LOWE Mgmt For For
JOANNE M. MAGUIRE Mgmt For For
JOHN W. MARREN Mgmt For For
JAMES A. QUELLA Mgmt For For
PETER SMITHAM Mgmt For For
GREGORY L. SUMME Mgmt For For
CLAUDIUS E. WATTS IV Mgmt For For
2. THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014, AND THE
AUTHORIZATION OF THE AUDIT AND LEGAL
COMMITTEE OF THE BOARD TO DETERMINE THE
INDEPENDENT AUDITORS' FEES.
3. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. APPROVE THE AMENDED AND RESTATED 2011 Mgmt For For
OMNIBUS INCENTIVE PLAN WHICH AMENDS AND
RESTATES THE EXISTING 2011 OMNIBUS
INCENTIVE PLAN TO INCREASE THE NUMBER OF
COMMON SHARES AUTHORIZED BY 22,500,000,
PERMIT THE GRANT OF PERFORMANCE-BASED
COMPENSATION WITHIN THE MEANING OF SECTION
162(M) OF THE INTERNAL REVENUE CODE AND
MAKE CERTAIN OTHER CLARIFYING CHANGES AND
UPDATES.
5. APPROVE THE AMENDED AND RESTATED EMPLOYEE Mgmt For For
SHARE PURCHASE PLAN WHICH AMENDS AND
RESTATES THE EXISTING EMPLOYEE SHARE
PURCHASE PLAN TO INCREASE THE NUMBER OF
COMMON SHARES AUTHORIZED BY 6,600,000.
--------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION Agenda Number: 933937623
--------------------------------------------------------------------------------------------------------------------------
Security: 369550108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: GD
ISIN: US3695501086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARY T. BARRA Mgmt For For
1B ELECTION OF DIRECTOR: NICHOLAS D. CHABRAJA Mgmt For For
1C ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM P. FRICKS Mgmt For For
1E ELECTION OF DIRECTOR: PAUL G. KAMINSKI Mgmt For For
1F ELECTION OF DIRECTOR: JOHN M. KEANE Mgmt For For
1G ELECTION OF DIRECTOR: LESTER L. LYLES Mgmt For For
1H ELECTION OF DIRECTOR: JAMES N. MATTIS Mgmt For For
1I ELECTION OF DIRECTOR: PHEBE N. NOVAKOVIC Mgmt For For
1J ELECTION OF DIRECTOR: WILLIAM A. OSBORN Mgmt For For
1K ELECTION OF DIRECTOR: LAURA J. SCHUMACHER Mgmt For For
1L ELECTION OF DIRECTOR: ROBERT WALMSLEY Mgmt For For
2. SELECTION OF INDEPENDENT AUDITORS. Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL WITH REGARD TO AN Shr Against For
INDEPENDENT BOARD CHAIRMAN.
5. SHAREHOLDER PROPOSAL WITH REGARD TO Shr Against For
LOBBYING DISCLOSURE.
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 934003409
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOSEPH J. ASHTON Mgmt For For
1B. ELECTION OF DIRECTOR: MARY T. BARRA Mgmt For For
1C. ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN J. GIRSKY Mgmt For For
1E. ELECTION OF DIRECTOR: E. NEVILLE ISDELL Mgmt For For
1F. ELECTION OF DIRECTOR: KATHRYN V. MARINELLO Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL G. MULLEN Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt Against Against
1J. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE Mgmt For For
1K. ELECTION OF DIRECTOR: THEODORE M. SOLSO Mgmt For For
1L. ELECTION OF DIRECTOR: CAROL M. STEPHENSON Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS GM'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. ADVISORY VOTE TO APPROVE THE FREQUENCY OF A Mgmt 1 Year For
STOCKHOLDER ADVISORY VOTE ON EXECUTIVE
COMPENSATION
5. APPROVAL OF THE GENERAL MOTORS COMPANY 2014 Mgmt For For
SHORT-TERM INCENTIVE PLAN
6. APPROVAL OF THE GENERAL MOTORS COMPANY 2014 Mgmt For For
LONG-TERM INCENTIVE PLAN
7. CUMULATIVE VOTING Shr Against For
8. INDEPENDENT BOARD CHAIRMAN Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933948359
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt Withheld Against
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. THE APPROVAL OF 2013 COMPENSATION AWARDED Mgmt For For
TO NAMED EXECUTIVE OFFICERS.
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr For Against
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING Shr Against For
REPORT, IF PROPERLY PRESENTED AT THE
MEETING.
6. A STOCKHOLDER PROPOSAL REGARDING THE Shr For Against
ADOPTION OF A MAJORITY VOTE STANDARD FOR
THE ELECTION OF DIRECTORS, IF PROPERLY
PRESENTED AT THE MEETING.
7. A STOCKHOLDER PROPOSAL REGARDING TAX POLICY Shr Against For
PRINCIPLES, IF PROPERLY PRESENTED AT THE
MEETING.
8. A STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT CHAIRMAN OF THE BOARD POLICY,
IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 933970786
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: HAL
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For
1B ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For
1C ELECTION OF DIRECTOR: M. CARROLL Mgmt For For
1D ELECTION OF DIRECTOR: N.K. DICCIANI Mgmt For For
1E ELECTION OF DIRECTOR: M.S. GERBER Mgmt For For
1F ELECTION OF DIRECTOR: J.C. GRUBISICH Mgmt For For
1G ELECTION OF DIRECTOR: A.S. JUM'AH Mgmt For For
1H ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For
1I ELECTION OF DIRECTOR: R.A. MALONE Mgmt For For
1J ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For For
1K ELECTION OF DIRECTOR: D.L. REED Mgmt For For
2 PROPOSAL FOR RATIFICATION OF THE SELECTION Mgmt For For
OF AUDITORS.
3 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4 PROPOSAL ON HUMAN RIGHTS POLICY. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY Agenda Number: 933921098
--------------------------------------------------------------------------------------------------------------------------
Security: 428236103
Meeting Type: Annual
Meeting Date: 19-Mar-2014
Ticker: HPQ
ISIN: US4282361033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: M.L. ANDREESSEN Mgmt For For
1B. ELECTION OF DIRECTOR: S. BANERJI Mgmt For For
1C. ELECTION OF DIRECTOR: R.R. BENNETT Mgmt Against Against
1D. ELECTION OF DIRECTOR: R.L. GUPTA Mgmt For For
1E. ELECTION OF DIRECTOR: R.J. LANE Mgmt For For
1F. ELECTION OF DIRECTOR: A.M. LIVERMORE Mgmt For For
1G. ELECTION OF DIRECTOR: R.E. OZZIE Mgmt For For
1H. ELECTION OF DIRECTOR: G.M. REINER Mgmt For For
1I. ELECTION OF DIRECTOR: P.F. RUSSO Mgmt Against Against
1J. ELECTION OF DIRECTOR: J.A. SKINNER Mgmt For For
1K. ELECTION OF DIRECTOR: M.C. WHITMAN Mgmt For For
1L. ELECTION OF DIRECTOR: R.V. WHITWORTH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31,
2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL RELATED TO THE Shr Against For
FORMATION OF A HUMAN RIGHTS COMMITTEE.
--------------------------------------------------------------------------------------------------------------------------
HILTON WORLDWIDE HOLDINGS INC. Agenda Number: 933980523
--------------------------------------------------------------------------------------------------------------------------
Security: 43300A104
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: HLT
ISIN: US43300A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTOPHER J. NASSETTA Mgmt For For
JONATHAN D. GRAY Mgmt For For
MICHAEL S. CHAE Mgmt For For
TYLER S. HENRITZE Mgmt For For
JUDITH A. MCHALE Mgmt For For
JOHN G. SCHREIBER Mgmt For For
ELIZABETH A. SMITH Mgmt For For
DOUGLAS M. STEENLAND Mgmt For For
WILLIAM J. STEIN Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2014.
3. TO APPROVE, BY NON-BINDING VOTE, Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 933934526
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1B. ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For
1C. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1E. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For
1G. ELECTION OF DIRECTOR: JUDD GREGG Mgmt For For
1H. ELECTION OF DIRECTOR: CLIVE HOLLICK Mgmt For For
1I. ELECTION OF DIRECTOR: GRACE D. LIEBLEIN Mgmt For For
1J. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1K. ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For
1L. ELECTION OF DIRECTOR: ROBIN L. WASHINGTON Mgmt For For
2. APPROVAL OF INDEPENDENT ACCOUNTANTS. Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. INDEPENDENT BOARD CHAIRMAN. Shr Against For
5. RIGHT TO ACT BY WRITTEN CONSENT. Shr Against For
6. ELIMINATE ACCELERATED VESTING IN A CHANGE Shr Against For
IN CONTROL.
7. POLITICAL LOBBYING AND CONTRIBUTIONS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
HUMANA INC. Agenda Number: 933930528
--------------------------------------------------------------------------------------------------------------------------
Security: 444859102
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: HUM
ISIN: US4448591028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KURT J. HILZINGER Mgmt For For
1B. ELECTION OF DIRECTOR: BRUCE D. BROUSSARD Mgmt For For
1C. ELECTION OF DIRECTOR: FRANK A. D'AMELIO Mgmt For For
1D. ELECTION OF DIRECTOR: W. ROY DUNBAR Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID A. JONES, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM J. MCDONALD Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM E. MITCHELL Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID B. NASH, M.D. Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES J. O'BRIEN Mgmt For For
1J. ELECTION OF DIRECTOR: MARISSA T. PETERSON Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. THE APPROVAL OF THE COMPENSATION OF THE Mgmt For For
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THE 2014 PROXY STATEMENT.
4. STOCKHOLDER PROPOSAL ON POLITICAL Shr Against For
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTALEXCHANGE GROUP, INC. Agenda Number: 933961357
--------------------------------------------------------------------------------------------------------------------------
Security: 45866F104
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: ICE
ISIN: US45866F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLES R. CRISP Mgmt For For
1B. ELECTION OF DIRECTOR: JEAN-MARC FORNERI Mgmt For For
1C. ELECTION OF DIRECTOR: FRED W. HATFIELD Mgmt For For
1D. ELECTION OF DIRECTOR: SYLVAIN HEFES Mgmt For For
1E. ELECTION OF DIRECTOR: JAN-MICHIEL HESSELS Mgmt For For
1F. ELECTION OF DIRECTOR: TERRENCE F. MARTELL Mgmt For For
1G. ELECTION OF DIRECTOR: SIR CALLUM MCCARTHY Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES J. MCNULTY Mgmt For For
1I. ELECTION OF DIRECTOR: SIR ROBERT REID Mgmt For For
1J. ELECTION OF DIRECTOR: FREDERIC V. SALERNO Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT G. SCOTT Mgmt For For
1L. ELECTION OF DIRECTOR: JEFFREY C. SPRECHER Mgmt For For
1M. ELECTION OF DIRECTOR: JUDITH A. SPRIESER Mgmt Against Against
1N. ELECTION OF DIRECTOR: VINCENT TESE Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
ADVISORY RESOLUTION ON EXECUTIVE
COMPENSATION FOR NAMED EXECUTIVE OFFICERS.
3. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
4. TO APPROVE THE AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
CHANGE OUR NAME FROM
"INTERCONTINENTALEXCHANGE GROUP, INC." TO
"INTERCONTINENTAL EXCHANGE, INC."
--------------------------------------------------------------------------------------------------------------------------
INVESCO LTD Agenda Number: 933956584
--------------------------------------------------------------------------------------------------------------------------
Security: G491BT108
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: IVZ
ISIN: BMG491BT1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AMENDMENT OF AMENDED AND RESTATED BYE-LAWS Mgmt For For
TO DECLASSIFY OUR BOARD OF DIRECTORS
2.1 ELECTION OF DIRECTOR: DENNIS KESSLER Mgmt For For
2.2 ELECTION OF DIRECTOR: G. RICHARD WAGONER, Mgmt For For
JR.
3. ADVISORY VOTE TO APPROVE 2013 EXECUTIVE Mgmt For For
COMPENSATION
4. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933933548
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For
1E. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1F. ELECTION OF DIRECTOR: MARK B. MCCLELLAN Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1H. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1K. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
4. SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr Against For
SIGNIFICANT STOCK
--------------------------------------------------------------------------------------------------------------------------
JOHNSON CONTROLS, INC. Agenda Number: 933907000
--------------------------------------------------------------------------------------------------------------------------
Security: 478366107
Meeting Type: Annual
Meeting Date: 29-Jan-2014
Ticker: JCI
ISIN: US4783661071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NATALIE A. BLACK Mgmt For For
RAYMOND L. CONNER Mgmt For For
WILLIAM H. LACY Mgmt For For
ALEX A. MOLINAROLI Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR 2014.
3. APPROVE ON AN ADVISORY BASIS NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
KELLOGG COMPANY Agenda Number: 933934805
--------------------------------------------------------------------------------------------------------------------------
Security: 487836108
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: K
ISIN: US4878361082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN BRYANT Mgmt For For
STEPHANIE A. BURNS Mgmt For For
LA J. MONTGOMERY TABRON Mgmt For For
ROGELIO REBOLLEDO Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. MANAGEMENT PROPOSAL TO DECLASSIFY THE BOARD Mgmt For For
OF DIRECTORS.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS KELLOGG'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2014.
5. SHAREOWNER PROPOSAL, IF PROPERLY PRESENTED Shr Against For
AT THE MEETING, REQUESTING A HUMAN RIGHTS
REPORT.
6. SHAREOWNER PROPOSAL, IF PROPERLY PRESENTED Shr For Against
AT THE MEETING, TO ADOPT SIMPLE MAJORITY
VOTE.
--------------------------------------------------------------------------------------------------------------------------
KLA-TENCOR CORPORATION Agenda Number: 933880329
--------------------------------------------------------------------------------------------------------------------------
Security: 482480100
Meeting Type: Annual
Meeting Date: 06-Nov-2013
Ticker: KLAC
ISIN: US4824801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
EDWARD W. BARNHOLT Mgmt For For
EMIKO HIGASHI Mgmt For For
STEPHEN P. KAUFMAN Mgmt For For
RICHARD P. WALLACE Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 30,
2014.
3 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 2004 EQUITY INCENTIVE PLAN
TO, AMONG OTHER THINGS, EXTEND THE PLAN'S
EXPIRATION DATE, INCREASE THE NUMBER OF
SHARES RESERVED FOR ISSUANCE UNDER THE PLAN
BY 2,900,000 SHARES AND REAPPROVE THE
MATERIAL TERMS OF THE PLAN FOR PURPOSES OF
SECTION 162(M) OF THE INTERNAL REVENUE CODE
OF 1986 (SECTION 162(M)).
5 REAPPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
COMPANY'S PERFORMANCE BONUS PLAN FOR
PURPOSES OF SECTION 162(M).
--------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION Agenda Number: 933880280
--------------------------------------------------------------------------------------------------------------------------
Security: 512807108
Meeting Type: Annual
Meeting Date: 07-Nov-2013
Ticker: LRCX
ISIN: US5128071082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARTIN B. ANSTICE Mgmt For For
ERIC K. BRANDT Mgmt For For
MICHAEL R. CANNON Mgmt For For
YOUSSEF A. EL-MANSY Mgmt For For
CHRISTINE A. HECKART Mgmt For For
GRANT M. INMAN Mgmt For For
CATHERINE P. LEGO Mgmt For For
STEPHEN G. NEWBERRY Mgmt For For
KRISHNA C. SARASWAT Mgmt For For
WILLIAM R. SPIVEY Mgmt For For
ABHIJIT Y. TALWALKAR Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
NAMED EXECUTIVE OFFICERS OF LAM RESEARCH
("SAY ON PAY").
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
LEAR CORPORATION Agenda Number: 933952586
--------------------------------------------------------------------------------------------------------------------------
Security: 521865204
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: LEA
ISIN: US5218652049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD H. BOTT Mgmt For For
1B ELECTION OF DIRECTOR: THOMAS P. CAPO Mgmt For For
1C ELECTION OF DIRECTOR: JONATHAN F. FOSTER Mgmt For For
1D ELECTION OF DIRECTOR: KATHLEEN A. LIGOCKI Mgmt For For
1E ELECTION OF DIRECTOR: CONRAD L. MALLETT, Mgmt For For
JR.
1F ELECTION OF DIRECTOR: DONALD L. RUNKLE Mgmt For For
1G ELECTION OF DIRECTOR: MATTHEW J. SIMONCINI Mgmt For For
1H ELECTION OF DIRECTOR: GREGORY C. SMITH Mgmt For For
1I ELECTION OF DIRECTOR: HENRY D.G. WALLACE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE LEAR CORPORATION'S Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE LEAR
CORPORATION 2009 LONG-TERM STOCK INCENTIVE
PLAN.
5. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE LEAR
CORPORATION ANNUAL INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
LENNAR CORPORATION Agenda Number: 933925856
--------------------------------------------------------------------------------------------------------------------------
Security: 526057104
Meeting Type: Annual
Meeting Date: 09-Apr-2014
Ticker: LEN
ISIN: US5260571048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
IRVING BOLOTIN Mgmt For For
STEVEN L. GERARD Mgmt For For
THERON I. "TIG" GILLIAM Mgmt For For
SHERRILL W. HUDSON Mgmt For For
R. KIRK LANDON Mgmt For For
SIDNEY LAPIDUS Mgmt For For
STUART A. MILLER Mgmt For For
TERI P. MCCLURE Mgmt For For
JEFFREY SONNENFELD Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS LENNAR'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING NOVEMBER 30, 2014.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF LENNAR'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 933978059
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 30-May-2014
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAUL ALVAREZ Mgmt For For
DAVID W. BERNAUER Mgmt For For
LEONARD L. BERRY Mgmt For For
ANGELA F. BRALY Mgmt For For
RICHARD W. DREILING Mgmt For For
DAWN E. HUDSON Mgmt For For
ROBERT L. JOHNSON Mgmt Withheld Against
MARSHALL O. LARSEN Mgmt For For
RICHARD K. LOCHRIDGE Mgmt For For
ROBERT A. NIBLOCK Mgmt For For
ERIC C. WISEMAN Mgmt For For
2. APPROVAL OF THE COMPANY'S AMENDED AND Mgmt For For
RESTATED 2006 LONG TERM INCENTIVE PLAN.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2014.
5. SHAREHOLDER PROPOSAL REGARDING REPORT ON Shr Against For
IMPACT OF SUSTAINABILITY POLICY.
--------------------------------------------------------------------------------------------------------------------------
MARATHON OIL CORPORATION Agenda Number: 933933764
--------------------------------------------------------------------------------------------------------------------------
Security: 565849106
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: MRO
ISIN: US5658491064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY H. BOYCE Mgmt For For
1B. ELECTION OF DIRECTOR: PIERRE BRONDEAU Mgmt For For
1C. ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: CHADWICK C. DEATON Mgmt For For
1E. ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt Against Against
1F. ELECTION OF DIRECTOR: PHILIP LADER Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E.J. PHELPS Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1I. ELECTION OF DIRECTOR: LEE M. TILLMAN Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITOR FOR 2014.
3. BOARD PROPOSAL FOR A NON-BINDING ADVISORY Mgmt For For
VOTE TO APPROVE OUR NAMED EXECUTIVE OFFICER
COMPENSATION.
4. STOCKHOLDER PROPOSAL SEEKING A REPORT Shr Against For
REGARDING THE COMPANY'S LOBBYING
ACTIVITIES, POLICIES AND PROCEDURES.
5. STOCKHOLDER PROPOSAL SEEKING A REPORT Shr Against For
REGARDING THE COMPANY'S METHANE EMISSIONS.
--------------------------------------------------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION Agenda Number: 933943208
--------------------------------------------------------------------------------------------------------------------------
Security: 56585A102
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: MPC
ISIN: US56585A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN A. DAVIS Mgmt For For
GARY R. HEMINGER Mgmt For For
JOHN W. SNOW Mgmt For For
JOHN P. SURMA Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR 2014.
3. ADVISORY APPROVAL OF THE COMPANY'S 2014 Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL SEEKING THE ADOPTION Shr Against For
OF QUANTITATIVE GREENHOUSE GAS EMISSION
REDUCTION GOALS AND ASSOCIATED REPORTS.
5. SHAREHOLDER PROPOSAL SEEKING A REPORT ON Shr Against For
CORPORATE LOBBYING EXPENDITURES, POLICIES
AND PROCEDURES.
--------------------------------------------------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC. Agenda Number: 933954629
--------------------------------------------------------------------------------------------------------------------------
Security: 571748102
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: MMC
ISIN: US5717481023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: OSCAR FANJUL Mgmt For For
1B. ELECTION OF DIRECTOR: DANIEL S. GLASER Mgmt For For
1C. ELECTION OF DIRECTOR: H. EDWARD HANWAY Mgmt For For
1D. ELECTION OF DIRECTOR: LORD LANG OF MONKTON Mgmt For For
1E. ELECTION OF DIRECTOR: ELAINE LA ROCHE Mgmt For For
1F. ELECTION OF DIRECTOR: STEVEN A. MILLS Mgmt For For
1G. ELECTION OF DIRECTOR: BRUCE P. NOLOP Mgmt For For
1H. ELECTION OF DIRECTOR: MARC D. OKEN Mgmt For For
1I. ELECTION OF DIRECTOR: MORTON O. SCHAPIRO Mgmt For For
1J. ELECTION OF DIRECTOR: ADELE SIMMONS Mgmt For For
1K. ELECTION OF DIRECTOR: LLOYD M. YATES Mgmt For For
1L. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. ADVISORY (NONBINDING) VOTE TO APPROVE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION
3. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
MASCO CORPORATION Agenda Number: 933958158
--------------------------------------------------------------------------------------------------------------------------
Security: 574599106
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: MAS
ISIN: US5745991068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KEITH J. ALLMAN Mgmt For For
1B. ELECTION OF DIRECTOR: VERNE G. ISTOCK Mgmt For For
1C. ELECTION OF DIRECTOR: J. MICHAEL LOSH Mgmt Against Against
1D. ELECTION OF DIRECTOR: CHRISTOPHER A. Mgmt For For
O'HERLIHY
2. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS, AS DISCLOSED
PURSUANT TO THE COMPENSATION DISCLOSURE
RULES OF THE SEC, INCLUDING THE
COMPENSATION DISCUSSION AND ANALYSIS, THE
COMPENSATION TABLES AND THE RELATED
MATERIALS DISCLOSED IN THE PROXY STATEMENT.
3. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE COMPANY FOR 2014.
4. TO APPROVE THE COMPANY'S 2014 LONG TERM Mgmt For For
STOCK INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 933975180
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 27-May-2014
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM B. HARRISON Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt Against Against
1J. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1L. ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
4. SHAREHOLDER PROPOSAL CONCERNING Shr Against For
SHAREHOLDERS' RIGHT TO ACT BY WRITTEN
CONSENT.
5. SHAREHOLDER PROPOSAL CONCERNING SPECIAL Shr For Against
SHAREOWNER MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 933951471
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHERYL W. GRISE Mgmt For For
1B. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1C. ELECTION OF DIRECTOR: R. GLENN HUBBARD Mgmt For For
1D. ELECTION OF DIRECTOR: STEVEN A. KANDARIAN Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN M. KEANE Mgmt For For
1F. ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM E. KENNARD Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1I. ELECTION OF DIRECTOR: CATHERINE R. KINNEY Mgmt For For
1J. ELECTION OF DIRECTOR: DENISE M. MORRISON Mgmt For For
1K. ELECTION OF DIRECTOR: KENTON J. SICCHITANO Mgmt For For
1L. ELECTION OF DIRECTOR: LULU C. WANG Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR
2014.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
4. APPROVAL OF THE METLIFE, INC. 2015 STOCK Mgmt For For
AND INCENTIVE COMPENSATION PLAN.
5. APPROVAL OF THE METLIFE, INC. 2015 Mgmt For For
NON-MANAGEMENT DIRECTOR STOCK COMPENSATION
PLAN.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933883185
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 19-Nov-2013
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
10. APPROVE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
CRITERIA UNDER THE EXECUTIVE OFFICER
INCENTIVE PLAN
11. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2014
--------------------------------------------------------------------------------------------------------------------------
MOLSON COORS BREWING CO. Agenda Number: 933993354
--------------------------------------------------------------------------------------------------------------------------
Security: 60871R209
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: TAP
ISIN: US60871R2094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROGER G. EATON Mgmt For For
CHARLES M. HERINGTON Mgmt For For
H. SANFORD RILEY Mgmt Withheld Against
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC. Agenda Number: 933952360
--------------------------------------------------------------------------------------------------------------------------
Security: 609207105
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: MDLZ
ISIN: US6092071058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt Against Against
1B. ELECTION OF DIRECTOR: LEWIS W.K. BOOTH Mgmt For For
1C. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1D. ELECTION OF DIRECTOR: MARK D. KETCHUM Mgmt For For
1E. ELECTION OF DIRECTOR: JORGE S. MESQUITA Mgmt For For
1F. ELECTION OF DIRECTOR: NELSON PELTZ Mgmt For For
1G. ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt For For
1H. ELECTION OF DIRECTOR: IRENE B. ROSENFELD Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICK T. SIEWERT Mgmt For For
1J. ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For
1K. ELECTION OF DIRECTOR: RATAN N. TATA Mgmt For For
1L. ELECTION OF DIRECTOR: JEAN-FRANCOIS M.L. Mgmt For For
VAN BOXMEER
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. APPROVE MONDELEZ INTERNATIONAL, INC. Mgmt For For
AMENDED AND RESTATED 2005 PERFORMANCE
INCENTIVE PLAN
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR ENDING DECEMBER
31, 2014
5. SHAREHOLDER PROPOSAL: REPORT ON PACKAGING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 933907959
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 28-Jan-2014
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY H. BOYCE Mgmt For For
1B. ELECTION OF DIRECTOR: LAURA K. IPSEN Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM U. PARFET Mgmt For For
1D. ELECTION OF DIRECTOR: GEORGE H. POSTE, Mgmt For For
PH.D., D.V.M.
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014.
3. ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4. SHAREOWNER PROPOSAL REQUESTING A REPORT Shr Against For
RELATED TO LABELING OF FOOD PRODUCED WITH
GENETIC ENGINEERING.
5. SHAREOWNER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN MATTERS RELATED TO GMO PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 933952497
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD J. DAVIES Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES P. GORMAN Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT H. HERZ Mgmt For For
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: KLAUS KLEINFELD Mgmt For For
1H. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1I. ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES W. OWENS Mgmt For For
1K. ELECTION OF DIRECTOR: O. GRIFFITH SEXTON Mgmt For For
1L. ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI Mgmt For For
1M. ELECTION OF DIRECTOR: MASAAKI TANAKA Mgmt For For
1N. ELECTION OF DIRECTOR: LAURA D. TYSON Mgmt For For
1O. ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITOR
3. TO APPROVE THE COMPENSATION OF EXECUTIVES Mgmt For For
AS DISCLOSED IN THE PROXY STATEMENT
(NON-BINDING ADVISORY RESOLUTION)
4. SHAREHOLDER PROPOSAL REGARDING A REPORT ON Shr Against For
LOBBYING
--------------------------------------------------------------------------------------------------------------------------
NETAPP, INC Agenda Number: 933863450
--------------------------------------------------------------------------------------------------------------------------
Security: 64110D104
Meeting Type: Annual
Meeting Date: 13-Sep-2013
Ticker: NTAP
ISIN: US64110D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL J. WARMENHOVEN Mgmt For For
1B. ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS GEORGENS Mgmt For For
1D. ELECTION OF DIRECTOR: JEFFRY R. ALLEN Mgmt For For
1E. ELECTION OF DIRECTOR: ALAN L. EARHART Mgmt For For
1F. ELECTION OF DIRECTOR: GERALD HELD Mgmt For For
1G. ELECTION OF DIRECTOR: T. MICHAEL NEVENS Mgmt For For
1H. ELECTION OF DIRECTOR: GEORGE T. SHAHEEN Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT T. WALL Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD P. WALLACE Mgmt For For
1K. ELECTION OF DIRECTOR: TOR R. BRAHAM Mgmt For For
1L. ELECTION OF DIRECTOR: KATHRYN M. HILL Mgmt For For
2. AMENDMENT & RESTATEMENT OF 1999 STOCK Mgmt For For
OPTION PLAN TO (I) INCREASE SHARE RESERVE
BY AN ADDITIONAL 10,000,000 SHARES OF
COMMON STOCK; (II) REMOVE CERTAIN
LIMITATIONS REGARDING NUMBER OF SHARES THAT
MAY BE GRANTED IN RESPECT OF CERTAIN EQUITY
AWARDS & INSTEAD IMPLEMENT A FUNGIBLE SHARE
PROVISION; (III) INCREASE NUMBER OF SHARES
& PERFORMANCE UNITS THAT MAY BE GRANTED
PURSUANT TO AWARDS UNDER CERTAIN EQUITY
COMPENSATION PROGRAMS; (IV) AMEND
PERFORMANCE CRITERIA THAT MAY BE USED AS A
BASIS FOR ESTABLISHING PERFORMANCE-BASED
COMPENSATION.
3. TO APPROVE AN AMENDMENT TO THE EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO INCREASE THE SHARE
RESERVE BY AN ADDITIONAL 5,000,000 SHARES
OF COMMON STOCK.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
5A. TO APPROVE AMENDMENTS TO ARTICLE VI OF THE Mgmt For For
COMPANY'S CERTIFICATE OF INCORPORATION TO
REMOVE SUPERMAJORITY VOTING STANDARDS.
5B. TO APPROVE AMENDMENTS TO ARTICLE X OF THE Mgmt For For
COMPANY'S CERTIFICATE OF INCORPORATION TO
REMOVE SUPERMAJORITY VOTING STANDARDS.
6. TO CONSIDER A STOCKHOLDER PROPOSAL Shr For Against
REGARDING CERTAIN LIMITS ON ACCELERATION OF
EXECUTIVE PAY, IF PROPERLY PRESENTED AT THE
STOCKHOLDER MEETING.
7. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS OF THE
COMPANY FOR THE FISCAL YEAR ENDING APRIL
25, 2014.
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY, INC. Agenda Number: 933956611
--------------------------------------------------------------------------------------------------------------------------
Security: 65339F101
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: NEE
ISIN: US65339F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHERRY S. BARRAT Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT M. BEALL, II Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES L. CAMAREN Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH B. DUNN Mgmt For For
1E. ELECTION OF DIRECTOR: KIRK S. HACHIGIAN Mgmt For For
1F. ELECTION OF DIRECTOR: TONI JENNINGS Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES L. ROBO Mgmt For For
1H. ELECTION OF DIRECTOR: RUDY E. SCHUPP Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN L. SKOLDS Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM H. SWANSON Mgmt For For
1K. ELECTION OF DIRECTOR: HANSEL E. TOOKES, II Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS NEXTERA ENERGY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
NEXTERA ENERGY'S COMPENSATION OF ITS NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
4. SHAREHOLDER PROPOSAL - ELIMINATE Shr For Against
SUPERMAJORITY VOTE REQUIREMENTS IN ARTICLES
OF INCORPORATION AND BYLAWS.
--------------------------------------------------------------------------------------------------------------------------
NISOURCE INC. Agenda Number: 933961458
--------------------------------------------------------------------------------------------------------------------------
Security: 65473P105
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: NI
ISIN: US65473P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD A. ABDOO Mgmt For For
1B. ELECTION OF DIRECTOR: ARISTIDES S. CANDRIS Mgmt For For
1C. ELECTION OF DIRECTOR: SIGMUND L. CORNELIUS Mgmt Against Against
1D. ELECTION OF DIRECTOR: MICHAEL E. JESANIS Mgmt For For
1E. ELECTION OF DIRECTOR: MARTY R. KITTRELL Mgmt For For
1F. ELECTION OF DIRECTOR: W. LEE NUTTER Mgmt For For
1G. ELECTION OF DIRECTOR: DEBORAH S. PARKER Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT C. SKAGGS, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: TERESA A. TAYLOR Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD L. THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: CAROLYN Y. WOO Mgmt For For
2. TO CONSIDER ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS.
4. TO CONSIDER A STOCKHOLDER PROPOSAL Shr Against For
REGARDING REPORTS ON POLITICAL
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
NOBLE CORPORATION Agenda Number: 933881864
--------------------------------------------------------------------------------------------------------------------------
Security: H5833N103
Meeting Type: Special
Meeting Date: 11-Oct-2013
Ticker: NE
ISIN: CH0033347318
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE MERGER AGREEMENT, A COPY OF Mgmt For For
WHICH IS ATTACHED TO THE ACCOMPANYING PROXY
STATEMENT/PROSPECTUS AS ANNEX A.
--------------------------------------------------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION Agenda Number: 933946127
--------------------------------------------------------------------------------------------------------------------------
Security: 655844108
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: NSC
ISIN: US6558441084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS D. BELL, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT A. BRADWAY Mgmt For For
1D. ELECTION OF DIRECTOR: WESLEY G. BUSH Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL A. CARP Mgmt For For
1F. ELECTION OF DIRECTOR: KAREN N. HORN Mgmt For For
1G. ELECTION OF DIRECTOR: STEVEN F. LEER Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL D. LOCKHART Mgmt For For
1I. ELECTION OF DIRECTOR: AMY E. MILES Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES W. MOORMAN Mgmt For For
1K. ELECTION OF DIRECTOR: MARTIN H. NESBITT Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES A. SQUIRES Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN R. THOMPSON Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS NORFOLK SOUTHERN'S
INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. APPROVAL OF EXECUTIVE COMPENSATION AS Mgmt For For
DISCLOSED IN THE PROXY STATEMENT FOR THE
2014 ANNUAL MEETING OF STOCKHOLDERS.
4. STOCKHOLDER PROPOSAL CONCERNING AN Shr Against For
INDEPENDENT CHAIRMAN OF THE BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 933956724
--------------------------------------------------------------------------------------------------------------------------
Security: 674599105
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: OXY
ISIN: US6745991058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SPENCER ABRAHAM Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD I. ATKINS Mgmt For For
1C. ELECTION OF DIRECTOR: EUGENE L. BATCHELDER Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN E. FEICK Mgmt For For
1G. ELECTION OF DIRECTOR: MARGARET M. FORAN Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM R. KLESSE Mgmt For For
1J. ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Mgmt For For
1K. ELECTION OF DIRECTOR: ELISSE B. WALTER Mgmt For For
2. ONE-YEAR WAIVER OF DIRECTOR AGE RESTRICTION Mgmt For For
FOR EDWARD P.DJEREJIAN, AN INDEPENDENT
DIRECTOR.
3. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION.
4. ABILITY OF STOCKHOLDERS TO ACT BY WRITTEN Mgmt For For
CONSENT.
5. SEPARATION OF THE ROLES OF THE CHAIRMAN OF Mgmt For For
THE BOARD AND THE CHIEF EXECUTIVE OFFICER.
6. RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
7. EXECUTIVES TO RETAIN SIGNIFICANT STOCK. Shr Against For
8. REVIEW LOBBYING AT FEDERAL, STATE, LOCAL Shr Against For
LEVELS.
9. QUANTITATIVE RISK MANAGEMENT REPORTING FOR Shr Against For
HYDRAULIC FRACTURING OPERATIONS.
10. FUGITIVE METHANE EMISSIONS AND FLARING Shr Against For
REPORT.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 933878300
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 31-Oct-2013
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JEFFREY S. BERG Mgmt For For
H. RAYMOND BINGHAM Mgmt Withheld Against
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt For For
BRUCE R. CHIZEN Mgmt Withheld Against
GEORGE H. CONRADES Mgmt Withheld Against
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JEFFREY O. HENLEY Mgmt For For
MARK V. HURD Mgmt For For
NAOMI O. SELIGMAN Mgmt Withheld Against
2 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION. `
3 APPROVAL OF AMENDMENT TO THE LONG-TERM Mgmt For For
EQUITY INCENTIVE PLAN.
4 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
5 STOCKHOLDER PROPOSAL REGARDING ESTABLISHING Shr Against For
A BOARD COMMITTEE ON HUMAN RIGHTS.
6 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shr For Against
BOARD CHAIRMAN.
7 STOCKHOLDER PROPOSAL REGARDING VOTE Shr Against For
TABULATION.
8 STOCKHOLDER PROPOSAL REGARDING MULTIPLE Shr For Against
PERFORMANCE METRICS.
9 STOCKHOLDER PROPOSAL REGARDING QUANTIFIABLE Shr For Against
PERFORMANCE METRICS.
--------------------------------------------------------------------------------------------------------------------------
PACCAR INC Agenda Number: 933936328
--------------------------------------------------------------------------------------------------------------------------
Security: 693718108
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: PCAR
ISIN: US6937181088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JOHN M. FLUKE, JR. Mgmt For For
1.2 ELECTION OF DIRECTOR: KIRK S. HACHIGIAN Mgmt For For
1.3 ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1.4 ELECTION OF DIRECTOR: MARK A. SCHULZ Mgmt For For
2. RESTRICTED STOCK AND DEFERRED COMPENSATION Mgmt For For
PLAN FOR NON-EMPLOYEE DIRECTORS
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. STOCKHOLDER PROPOSAL REGARDING THE Shr For Against
SUPERMAJORITY VOTE PROVISIONS
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933945860
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHONA L. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: GEORGE W. BUCKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: IAN M. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
1E. ELECTION OF DIRECTOR: RONA A. FAIRHEAD Mgmt For For
1F. ELECTION OF DIRECTOR: RAY L. HUNT Mgmt For For
1G. ELECTION OF DIRECTOR: ALBERTO IBARGUEN Mgmt For For
1H. ELECTION OF DIRECTOR: INDRA K. NOOYI Mgmt For For
1I. ELECTION OF DIRECTOR: SHARON PERCY Mgmt For For
ROCKEFELLER
1J. ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1K. ELECTION OF DIRECTOR: LLOYD G. TROTTER Mgmt For For
1L. ELECTION OF DIRECTOR: DANIEL VASELLA Mgmt For For
1M. ELECTION OF DIRECTOR: ALBERTO WEISSER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2014.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS OF THE PEPSICO, INC.
EXECUTIVE INCENTIVE COMPENSATION PLAN.
5. POLICY REGARDING APPROVAL OF POLITICAL Shr Against For
CONTRIBUTIONS.
6. POLICY REGARDING EXECUTIVE RETENTION OF Shr Against For
STOCK.
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933946444
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1D. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1E. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For
1F. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For
1G. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt For For
1I. ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
3. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL 1 - LOBBYING Shr Against For
5. SHAREHOLDER PROPOSAL 2 - ANIMAL TESTING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC. Agenda Number: 933961383
--------------------------------------------------------------------------------------------------------------------------
Security: 744320102
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: PRU
ISIN: US7443201022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1C. ELECTION OF DIRECTOR: GILBERT F. CASELLAS Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1E. ELECTION OF DIRECTOR: MARK B. GRIER Mgmt For For
1F. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1G. ELECTION OF DIRECTOR: MARTINA HUND-MEJEAN Mgmt For For
1H. ELECTION OF DIRECTOR: KARL J. KRAPEK Mgmt For For
1I. ELECTION OF DIRECTOR: CHRISTINE A. POON Mgmt For For
1J. ELECTION OF DIRECTOR: DOUGLAS A. SCOVANNER Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN R. STRANGFELD Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES A. UNRUH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
STOCK OWNERSHIP.
--------------------------------------------------------------------------------------------------------------------------
PULTEGROUP, INC. Agenda Number: 933950049
--------------------------------------------------------------------------------------------------------------------------
Security: 745867101
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PHM
ISIN: US7458671010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRIAN P. ANDERSON Mgmt For For
BRYCE BLAIR Mgmt For For
RICHARD J. DUGAS, JR. Mgmt For For
THOMAS J. FOLLIARD Mgmt For For
CHERYL W. GRISE Mgmt For For
ANDRE J. HAWAUX Mgmt For For
DEBRA J. KELLY-ENNIS Mgmt For For
PATRICK J. O'LEARY Mgmt For For
JAMES J. POSTL Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. A SHAREHOLDER PROPOSAL REQUESTING THE Shr For Against
ELECTION OF DIRECTORS BY A MAJORITY, RATHER
THAN PLURALITY, VOTE, IF PROPERLY PRESENTED
AT THE MEETING.
5. A SHAREHOLDER PROPOSAL REGARDING THE USE OF Shr Against For
PERFORMANCE-BASED OPTIONS, IF PROPERLY
PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 933916150
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B. ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For
1C. ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1F. ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1G. ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For
1H. ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF Mgmt For For
1I. ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For
1J. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1L. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1M. ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For
1N. ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 28, 2014.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ROWAN COMPANIES PLC Agenda Number: 933935314
--------------------------------------------------------------------------------------------------------------------------
Security: G7665A101
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: RDC
ISIN: GB00B6SLMV12
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AN ORDINARY RESOLUTION TO ELECT THOMAS P. Mgmt For For
BURKE AS A CLASS I DIRECTOR FOR A TERM TO
EXPIRE AT THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS TO BE HELD IN 2015.
2. AN ORDINARY RESOLUTION TO ELECT WILLIAM T. Mgmt For For
FOX III AS A CLASS I DIRECTOR FOR A TERM TO
EXPIRE AT THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS TO BE HELD IN 2015.
3. AN ORDINARY RESOLUTION TO ELECT SIR GRAHAM Mgmt For For
HEARNE AS A CLASS I DIRECTOR FOR A TERM TO
EXPIRE AT THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS TO BE HELD IN 2015.
4. AN ORDINARY RESOLUTION TO ELECT LORD Mgmt For For
MOYNIHAN AS A CLASS II DIRECTOR FOR A TERM
TO EXPIRE AT THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS TO BE HELD IN 2015.
5. AN ORDINARY RESOLUTION TO ELECT JOHN J. Mgmt For For
QUICKE AS A CLASS II DIRECTOR FOR A TERM TO
EXPIRE AT THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS TO BE HELD IN 2015.
6. AN ORDINARY RESOLUTION TO ELECT W. MATT Mgmt For For
RALLS AS A CLASS II DIRECTOR FOR A TERM TO
EXPIRE AT THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS TO BE HELD IN 2015.
7. AN ORDINARY RESOLUTION TO ELECT TORE I. Mgmt For For
SANDVOLD AS A CLASS II DIRECTOR FOR A TERM
TO EXPIRE AT THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS TO BE HELD IN 2015.
8. AN ORDINARY RESOLUTION TO RATIFY THE AUDIT Mgmt For For
COMMITTEE'S APPOINTMENT OF DELOITTE &
TOUCHE LLP AS OUR U.S. INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
9. AN ORDINARY RESOLUTION TO RE-APPOINT Mgmt For For
DELOITTE LLP AS OUR U.K. STATUTORY AUDITOR
UNDER THE U.K. COMPANIES ACT 2006 (TO HOLD
OFFICE UNTIL THE CONCLUSION OF THE NEXT
ANNUAL GENERAL MEETING AT WHICH ACCOUNTS
ARE LAID BEFORE THE COMPANY).
10. AN ORDINARY RESOLUTION TO AUTHORIZE THE Mgmt For For
AUDIT COMMITTEE TO DETERMINE OUR U.K.
STATUTORY AUDITORS' REMUNERATION.
11. AN ORDINARY RESOLUTION OF A BINDING VOTE TO Mgmt For For
APPROVE ROWAN COMPANIES PLC'S DIRECTORS'
REMUNERATION POLICY (IN ACCORDANCE WITH
REQUIREMENTS APPLICABLE TO U.K. COMPANIES).
12. AN ORDINARY RESOLUTION OF A NON-BINDING Mgmt For For
ADVISORY VOTE TO APPROVE ROWAN COMPANIES
PLC'S U.K. STATUTORY IMPLEMENTATION REPORT
FOR THE YEAR ENDED DECEMBER 31, 2013 (IN
ACCORDANCE WITH REQUIREMENTS APPLICABLE TO
U.K. COMPANIES).
13. AN ORDINARY RESOLUTION OF A NON-BINDING Mgmt For For
ADVISORY VOTE TO APPROVE ROWAN COMPANIES
PLC'S NAMED EXECUTIVE OFFICER COMPENSATION
AS REPORTED IN THIS PROXY STATEMENT (IN
ACCORDANCE WITH REQUIREMENTS APPLICABLE TO
COMPANIES SUBJECT TO SEC REPORTING
REQUIREMENTS UNDER THE SECURITIES AND
EXCHANGE ACT OF 1934, AS AMENDED).
--------------------------------------------------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD. Agenda Number: 933954869
--------------------------------------------------------------------------------------------------------------------------
Security: V7780T103
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: RCL
ISIN: LR0008862868
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN F. BROCK Mgmt For For
1B. ELECTION OF DIRECTOR: EYAL M. OFER Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM K. REILLY Mgmt For For
1D. ELECTION OF DIRECTOR: VAGN O. SORENSEN Mgmt Against Against
1E. ELECTION OF DIRECTOR: ARNE ALEXANDER Mgmt For For
WILHELMSEN
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
COMPENSATION OF ITS NAMED EXECUTIVE
OFFICERS.
3. APPROVAL OF THE AMENDMENT TO THE COMPANY'S Mgmt For For
1994 EMPLOYEE STOCK PURCHASE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933927040
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 09-Apr-2014
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: TONY ISAAC Mgmt For For
1C. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For
1D. ELECTION OF DIRECTOR: MAUREEN KEMPSTON Mgmt Against Against
DARKES
1E. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1F. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1H. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1I. ELECTION OF DIRECTOR: LEO RAFAEL REIF Mgmt For For
1J. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1K. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2013 FINANCIAL Mgmt For For
STATEMENTS AND DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO. Agenda Number: 933967967
--------------------------------------------------------------------------------------------------------------------------
Security: 844741108
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: LUV
ISIN: US8447411088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID W. BIEGLER Mgmt For For
1B. ELECTION OF DIRECTOR: J. VERONICA BIGGINS Mgmt For For
1C. ELECTION OF DIRECTOR: DOUGLAS H. BROOKS Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM H. CUNNINGHAM Mgmt Against Against
1E. ELECTION OF DIRECTOR: JOHN G. DENISON Mgmt For For
1F. ELECTION OF DIRECTOR: GARY C. KELLY Mgmt For For
1G. ELECTION OF DIRECTOR: NANCY B. LOEFFLER Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN T. MONTFORD Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS M. NEALON Mgmt For For
1J. ELECTION OF DIRECTOR: DANIEL D. VILLANUEVA Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
SPX CORPORATION Agenda Number: 933948513
--------------------------------------------------------------------------------------------------------------------------
Security: 784635104
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: SPW
ISIN: US7846351044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: PATRICK D. CAMPBELL Mgmt For For
1.2 ELECTION OF DIRECTOR: EMERSON U. FULLWOOD Mgmt For For
1.3 ELECTION OF DIRECTOR: MICHAEL J. MANCUSO Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, SPX'S Mgmt For For
EXECUTIVE COMPENSATION PRACTICES.
3. TO AMEND AND RESTATE OUR CERTIFICATE OF Mgmt For For
INCORPORATION TO DECLASSIFY OUR BOARD OF
DIRECTORS.
4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT PUBLIC
ACCOUNTANTS FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 933965468
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: J. ALMEIDA Mgmt For For
1B. ELECTION OF DIRECTOR: K. BURNES Mgmt For For
1C. ELECTION OF DIRECTOR: P. COYM Mgmt For For
1D. ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN Mgmt For For
1E. ELECTION OF DIRECTOR: A. FAWCETT Mgmt For For
1F. ELECTION OF DIRECTOR: L. HILL Mgmt For For
1G. ELECTION OF DIRECTOR: J. HOOLEY Mgmt For For
1H. ELECTION OF DIRECTOR: R. KAPLAN Mgmt For For
1I. ELECTION OF DIRECTOR: R. SERGEL Mgmt For For
1J. ELECTION OF DIRECTOR: R. SKATES Mgmt For For
1K. ELECTION OF DIRECTOR: G. SUMME Mgmt For For
1L. ELECTION OF DIRECTOR: T. WILSON Mgmt For For
2. TO APPROVE AN ADVISORY PROPOSAL ON Mgmt For For
EXECUTIVE COMPENSATION
3. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS STATE STREET'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014
--------------------------------------------------------------------------------------------------------------------------
STRYKER CORPORATION Agenda Number: 933932546
--------------------------------------------------------------------------------------------------------------------------
Security: 863667101
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: SYK
ISIN: US8636671013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HOWARD E. COX, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: SRIKANT M. DATAR, Mgmt Against Against
PH.D.
1C. ELECTION OF DIRECTOR: ROCH DOLIVEUX, DVM Mgmt For For
1D. ELECTION OF DIRECTOR: LOUISE L. FRANCESCONI Mgmt For For
1E. ELECTION OF DIRECTOR: ALLAN C. GOLSTON Mgmt For For
1F. ELECTION OF DIRECTOR: KEVIN A. LOBO Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM U. PARFET Mgmt For For
1H. ELECTION OF DIRECTOR: ANDREW K. SILVERNAIL Mgmt For For
1I. ELECTION OF DIRECTOR: RONDA E. STRYKER Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. APPROVAL, IN AN ADVISORY VOTE, OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SUNTRUST BANKS, INC. Agenda Number: 933927052
--------------------------------------------------------------------------------------------------------------------------
Security: 867914103
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: STI
ISIN: US8679141031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT M. BEALL, II Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID H. HUGHES Mgmt For For
1C. ELECTION OF DIRECTOR: M. DOUGLAS IVESTER Mgmt For For
1D. ELECTION OF DIRECTOR: KYLE PRECHTL LEGG Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM A. Mgmt For For
LINNENBRINGER
1F. ELECTION OF DIRECTOR: DONNA S. MOREA Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID M. RATCLIFFE Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM H. ROGERS, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: FRANK P. SCRUGGS, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS R. WATJEN Mgmt For For
1K. ELECTION OF DIRECTOR: DR. PHAIL WYNN, JR. Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE AN AMENDMENT TO THE SUNTRUST Mgmt For For
BANKS, INC. 2009 STOCK PLAN.
4. TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
SUNTRUST BANKS, INC. 2009 STOCK PLAN.
5. TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
SUNTRUST BANKS, INC. ANNUAL INCENTIVE PLAN.
6. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT AUDITOR FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
SVB FINANCIAL GROUP Agenda Number: 933934588
--------------------------------------------------------------------------------------------------------------------------
Security: 78486Q101
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: SIVB
ISIN: US78486Q1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREG W. BECKER Mgmt For For
ERIC A. BENHAMOU Mgmt For For
DAVID M. CLAPPER Mgmt For For
ROGER F. DUNBAR Mgmt For For
JOEL P. FRIEDMAN Mgmt For For
C. RICHARD KRAMLICH Mgmt For For
LATA KRISHNAN Mgmt For For
JEFFREY N. MAGGIONCALDA Mgmt For For
KATE D. MITCHELL Mgmt For For
JOHN F. ROBINSON Mgmt For For
GAREN K. STAGLIN Mgmt For For
2. TO APPROVE OUR 2006 EQUITY INCENTIVE PLAN, Mgmt For For
AS AMENDED AND RESTATED, TO RESERVE AN
ADDITIONAL 2,000,000 SHARES OF COMMON STOCK
FOR ISSUANCE THEREUNDER.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING
DECEMBER 31, 2014.
4. TO APPROVE, ON AN ADVISORY BASIS, OUR Mgmt For For
EXECUTIVE COMPENSATION.
5. TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt For For
PROPERLY COME BEFORE THE MEETING AND ANY
POSTPONEMENTS OR ADJOURNMENTS THEREOF,
ACCORDING TO THE PROXY HOLDERS' DECISION
AND IN THEIR DISCRETION.
--------------------------------------------------------------------------------------------------------------------------
SYMANTEC CORPORATION Agenda Number: 933875025
--------------------------------------------------------------------------------------------------------------------------
Security: 871503108
Meeting Type: Annual
Meeting Date: 22-Oct-2013
Ticker: SYMC
ISIN: US8715031089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: STEPHEN M. BENNETT Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL A. BROWN Mgmt For For
1C ELECTION OF DIRECTOR: FRANK E. DANGEARD Mgmt Against Against
1D ELECTION OF DIRECTOR: GERALDINE B. Mgmt For For
LAYBOURNE
1E ELECTION OF DIRECTOR: DAVID L. MAHONEY Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1G ELECTION OF DIRECTOR: ANITA M. SANDS Mgmt For For
1H ELECTION OF DIRECTOR: DANIEL H. SCHULMAN Mgmt For For
1I ELECTION OF DIRECTOR: V. PAUL UNRUH Mgmt For For
1J ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR
3 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4 APPROVAL OF OUR 2013 EQUITY INCENTIVE PLAN Mgmt For For
5 APPROVAL OF AN AMENDMENT TO OUR 2008 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN
6 APPROVAL OF OUR AMENDED AND RESTATED SENIOR Mgmt For For
EXECUTIVE INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 933958209
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FRANK C. HERRINGER Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHEN T. MCLIN Mgmt For For
1C. ELECTION OF DIRECTOR: ROGER O. WALTHER Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT N. WILSON Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
3. ADVISORY APPROVAL OF NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS
5. STOCKHOLDER PROPOSAL REGARDING ANNUAL Shr Against For
DISCLOSURE OF EEO-1 DATA
6. STOCKHOLDER PROPOSAL REGARDING ACCELERATED Shr For Against
VESTING UPON CHANGE IN CONTROL
--------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda Number: 933951786
--------------------------------------------------------------------------------------------------------------------------
Security: 260543103
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: DOW
ISIN: US2605431038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG Mgmt For For
1B. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For
1C. ELECTION OF DIRECTOR: JACQUELINE K. BARTON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1E. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For
1F. ELECTION OF DIRECTOR: ANDREW N. LIVERIS Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL POLMAN Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt Against Against
1J. ELECTION OF DIRECTOR: RUTH G. SHAW Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE AMENDED AND RESTATED 2012 Mgmt For For
STOCK INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL ON STOCKHOLDER ACTION Shr Against For
BY WRITTEN CONSENT.
6. STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK Shr Against For
RETENTION.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 933961078
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1D. ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt For For
1H. ELECTION OF DIRECTOR: ADEBAYO O. OGUNLESI Mgmt For For
1I. ELECTION OF DIRECTOR: PETER OPPENHEIMER Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1K. ELECTION OF DIRECTOR: DEBORA L. SPAR Mgmt For For
1L. ELECTION OF DIRECTOR: MARK E. TUCKER Mgmt For For
1M. ELECTION OF DIRECTOR: DAVID A. VINIAR Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION (SAY ON PAY)
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014
4. SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS Shr Against For
FOR SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 933970382
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For
1C. ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For
1D. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: J. FRANK BROWN Mgmt For For
1F. ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For
1G. ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt For For
1H. ELECTION OF DIRECTOR: HELENA B. FOULKES Mgmt For For
1I. ELECTION OF DIRECTOR: WAYNE M. HEWETT Mgmt For For
1J. ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt For For
1K. ELECTION OF DIRECTOR: MARK VADON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING SPECIAL Shr For Against
SHAREHOLDER MEETINGS
5. SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT Shr For Against
DIVERSITY REPORT
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 933934576
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD O. BERNDT Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1C. ELECTION OF DIRECTOR: PAUL W. CHELLGREN Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK Mgmt For For
1E. ELECTION OF DIRECTOR: ANDREW T. FELDSTEIN Mgmt For For
1F. ELECTION OF DIRECTOR: KAY COLES JAMES Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt For For
1H. ELECTION OF DIRECTOR: ANTHONY A. MASSARO Mgmt For For
1I. ELECTION OF DIRECTOR: JANE G. PEPPER Mgmt For For
1J. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1K. ELECTION OF DIRECTOR: LORENE K. STEFFES Mgmt For For
1L. ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt For For
1M. ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt For For
1N. ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. Mgmt For For
1O. ELECTION OF DIRECTOR: HELGE H. WEHMEIER Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
PNC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. A SHAREHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON GREENHOUSE GAS EMISSIONS OF BORROWERS
AND EXPOSURE TO CLIMATE CHANGE RISK.
--------------------------------------------------------------------------------------------------------------------------
THE PRICELINE GROUP INC. Agenda Number: 933997097
--------------------------------------------------------------------------------------------------------------------------
Security: 741503403
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: PCLN
ISIN: US7415034039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TIMOTHY M. ARMSTRONG Mgmt For For
HOWARD W. BARKER, JR. Mgmt For For
JEFFERY H. BOYD Mgmt For For
JAN L. DOCTER Mgmt For For
JEFFREY E. EPSTEIN Mgmt For For
JAMES M. GUYETTE Mgmt For For
DARREN R. HUSTON Mgmt For For
NANCY B. PERETSMAN Mgmt For For
THOMAS E. ROTHMAN Mgmt For For
CRAIG W. RYDIN Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE ON AN ADVISORY BASIS THE Mgmt For For
COMPENSATION PAID BY THE COMPANY TO ITS
NAMED EXECUTIVE OFFICERS.
4. TO CONSIDER AND VOTE UPON A NON-BINDING Shr Against For
STOCKHOLDER PROPOSAL CONCERNING STOCKHOLDER
ACTION BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 933868525
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 08-Oct-2013
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANGELA F. BRALY Mgmt For For
1B. ELECTION OF DIRECTOR: KENNETH I. CHENAULT Mgmt For For
1C. ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN Mgmt For For
DESMOND-HELLMANN
1E. ELECTION OF DIRECTOR: A.G. LAFLEY Mgmt For For
1F. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt For For
1G. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1H. ELECTION OF DIRECTOR: MARGARET C. WHITMAN Mgmt For For
1I. ELECTION OF DIRECTOR: MARY AGNES Mgmt For For
WILDEROTTER
1J. ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Mgmt For For
1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For
2. RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. AMEND THE COMPANY'S CODE OF REGULATIONS TO Mgmt For For
REDUCE CERTAIN SUPERMAJORITY VOTING
REQUIREMENTS
4. APPROVE THE 2013 NON-EMPLOYEE DIRECTORS' Mgmt For For
STOCK PLAN
5. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(THE SAY ON PAY VOTE)
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 934003194
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ZEIN ABDALLA Mgmt For For
1B. ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1C. ELECTION OF DIRECTOR: ALAN M. BENNETT Mgmt For For
1D. ELECTION OF DIRECTOR: BERNARD CAMMARATA Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID T. CHING Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL F. HINES Mgmt For For
1G. ELECTION OF DIRECTOR: AMY B. LANE Mgmt For For
1H. ELECTION OF DIRECTOR: CAROL MEYROWITZ Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN F. O'BRIEN Mgmt For For
1J. ELECTION OF DIRECTOR: WILLOW B. SHIRE Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2015.
3. SAY ON PAY: ADVISORY APPROVAL OF TJX'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 933918736
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 18-Mar-2014
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C. ELECTION OF DIRECTOR: JACK DORSEY Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For
1E. ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For
1F. ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For
1G. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1I. ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt For For
1J. ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
REGISTERED PUBLIC ACCOUNTANTS FOR 2014.
3. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
5. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO PROXY ACCESS.
6. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO ACCELERATION OF EQUITY AWARDS.
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Agenda Number: 933995891
--------------------------------------------------------------------------------------------------------------------------
Security: 887317303
Meeting Type: Annual
Meeting Date: 13-Jun-2014
Ticker: TWX
ISIN: US8873173038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM P. BARR Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFREY L. BEWKES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt Against Against
1E. ELECTION OF DIRECTOR: ROBERT C. CLARK Mgmt For For
1F. ELECTION OF DIRECTOR: MATHIAS DOPFNER Mgmt For For
1G. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1I. ELECTION OF DIRECTOR: FRED HASSAN Mgmt For For
1J. ELECTION OF DIRECTOR: KENNETH J. NOVACK Mgmt For For
1K. ELECTION OF DIRECTOR: PAUL D. WACHTER Mgmt For For
1L. ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITOR.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL ON INDEPENDENT Shr Against For
CHAIRMAN OF THE BOARD.
--------------------------------------------------------------------------------------------------------------------------
TOLL BROTHERS, INC. Agenda Number: 933922519
--------------------------------------------------------------------------------------------------------------------------
Security: 889478103
Meeting Type: Annual
Meeting Date: 12-Mar-2014
Ticker: TOL
ISIN: US8894781033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT I. TOLL Mgmt For For
BRUCE E. TOLL Mgmt For For
DOUGLAS C. YEARLEY, JR. Mgmt For For
ROBERT S. BLANK Mgmt For For
EDWARD G. BOEHNE Mgmt For For
RICHARD J. BRAEMER Mgmt For For
CHRISTINE N. GARVEY Mgmt For For
CARL B. MARBACH Mgmt For For
STEPHEN A. NOVICK Mgmt For For
PAUL E. SHAPIRO Mgmt For For
2. THE RATIFICATION OF THE RE-APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2014 FISCAL YEAR.
3. THE APPROVAL, IN AN ADVISORY AND Mgmt For For
NON-BINDING VOTE, OF THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS (SAY
ON PAY).
4. THE APPROVAL OF THE TOLL BROTHERS, INC. Mgmt For For
STOCK INCENTIVE PLAN FOR EMPLOYEES (2014).
--------------------------------------------------------------------------------------------------------------------------
TRW AUTOMOTIVE HOLDINGS CORP. Agenda Number: 933942802
--------------------------------------------------------------------------------------------------------------------------
Security: 87264S106
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: TRW
ISIN: US87264S1069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANCOIS J. CASTAING Mgmt For For
MICHAEL R. GAMBRELL Mgmt For For
DAVID W. MELINE Mgmt For For
2. THE RATIFICATION OF ERNST & YOUNG LLP, AN Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, TO AUDIT THE CONSOLIDATED FINANCIAL
STATEMENTS OF TRW AUTOMOTIVE HOLDINGS CORP.
FOR 2014.
3. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
THE NAMED EXECUTIVE OFFICERS AS DISCLOSED
IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 933969012
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.H. CARD, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: E.B. DAVIS, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: D.B. DILLON Mgmt For For
1D. ELECTION OF DIRECTOR: J.R. HOPE Mgmt For For
1E. ELECTION OF DIRECTOR: J.J. KORALESKI Mgmt For For
1F. ELECTION OF DIRECTOR: C.C. KRULAK Mgmt For For
1G. ELECTION OF DIRECTOR: M.R. MCCARTHY Mgmt For For
1H. ELECTION OF DIRECTOR: M.W. MCCONNELL Mgmt For For
1I. ELECTION OF DIRECTOR: T.F. MCLARTY III Mgmt For For
1J. ELECTION OF DIRECTOR: S.R. ROGEL Mgmt For For
1K. ELECTION OF DIRECTOR: J.H. VILLARREAL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
("SAY ON PAY").
4. AMENDMENT TO THE RESTATED ARTICLES OF Mgmt For For
INCORPORATION TO INCREASE THE AUTHORIZED
NUMBER OF SHARES OF COMMON STOCK.
5. SHAREHOLDER PROPOSAL REGARDING EXECUTIVES Shr Against For
TO RETAIN SIGNIFICANT STOCK IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
UNITED CONTINENTAL HLDGS INC Agenda Number: 933996160
--------------------------------------------------------------------------------------------------------------------------
Security: 910047109
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: UAL
ISIN: US9100471096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLYN CORVI Mgmt For For
1B. ELECTION OF DIRECTOR: JANE C. GARVEY Mgmt For For
1C. ELECTION OF DIRECTOR: WALTER ISAACSON Mgmt For For
1D. ELECTION OF DIRECTOR: HENRY L. MEYER III Mgmt For For
1E. ELECTION OF DIRECTOR: OSCAR MUNOZ Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM R. NUTI Mgmt For For
1G. ELECTION OF DIRECTOR: LAURENCE E. SIMMONS Mgmt For For
1H. ELECTION OF DIRECTOR: JEFFERY A. SMISEK Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID J. VITALE Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN H. WALKER Mgmt For For
1K. ELECTION OF DIRECTOR: CHARLES A. YAMARONE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY RESOLUTION APPROVING THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE UNITED CONTINENTAL HOLDINGS, INC.
2006 DIRECTOR EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
UNITED STATES STEEL CORPORATION Agenda Number: 933930732
--------------------------------------------------------------------------------------------------------------------------
Security: 912909108
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: X
ISIN: US9129091081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD A. GEPHARDT Mgmt Against Against
1B. ELECTION OF DIRECTOR: MURRY S. GERBER Mgmt For For
1C. ELECTION OF DIRECTOR: GLENDA G. MCNEAL Mgmt For For
1D. ELECTION OF DIRECTOR: PATRICIA A. TRACEY Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
3. APPROVAL, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
OF THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS
4. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE 2005 STOCK INCENTIVE PLAN
5. APPROVAL OF THE AMENDMENT TO THE RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO DECLASSIFY
THE BOARD OF DIRECTORS AND PROVIDE FOR
ANNUAL ELECTION OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 933936378
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LOUIS R. CHENEVERT Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1C. ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt Against Against
1F. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1G. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For
1H. ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For
1K. ELECTION OF DIRECTOR: ANDRE VILLENEUVE Mgmt For For
1L. ELECTION OF DIRECTOR: CHRISTINE TODD Mgmt For For
WHITMAN
2. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT AUDITOR FOR 2014
3. APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt For For
2005 LONG-TERM INCENTIVE PLAN, INCLUDING
APPROVAL OF ADDITIONAL SHARES FOR FUTURE
AWARDS
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 933993455
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 02-Jun-2014
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM C. BALLARD, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: EDSON BUENO, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD T. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT J. DARRETTA Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Mgmt For For
1F. ELECTION OF DIRECTOR: MICHELE J. HOOPER Mgmt For For
1G. ELECTION OF DIRECTOR: RODGER A. LAWSON Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS W. Mgmt For For
LEATHERDALE
1I. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
1J. ELECTION OF DIRECTOR: KENNETH I. SHINE, Mgmt For For
M.D.
1K. ELECTION OF DIRECTOR: GAIL R. WILENSKY, Mgmt For For
PH.D.
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2014.
4. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr Against For
PROXY STATEMENT REQUESTING CUMULATIVE
VOTING, IF PROPERLY PRESENTED AT THE 2014
ANNUAL MEETING OF SHAREHOLDERS.
5. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr Against For
PROXY STATEMENT REQUESTING ADDITIONAL
LOBBYING DISCLOSURE, IF PROPERLY PRESENTED
AT THE 2014 ANNUAL MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
US AIRWAYS GROUP, INC. Agenda Number: 933848523
--------------------------------------------------------------------------------------------------------------------------
Security: 90341W108
Meeting Type: Annual
Meeting Date: 12-Jul-2013
Ticker: LCC
ISIN: US90341W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, AS AMENDED (THE MERGER
AGREEMENT), DATED AS OF FEBRUARY 13, 2013,
BY AND AMONG US AIRWAYS GROUP, AMR
CORPORATION (AMR), AND AMR MERGER SUB,
INC., A WHOLLY-OWNED SUBSIDIARY OF AMR.
2. A PROPOSAL TO CONSIDER AND APPROVE, ON A Mgmt Against Against
NON-BINDING, ADVISORY BASIS, THE
MERGER-RELATED COMPENSATION OF US AIRWAYS
GROUP'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY
STATEMENT/PROSPECTUS.
3. A PROPOSAL TO APPROVE THE ADJOURNMENT OF Mgmt For For
THE 2013 ANNUAL MEETING OF STOCKHOLDERS, IF
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN
FAVOR OF THE PROPOSAL TO ADOPT THE MERGER
AGREEMENT IF THERE ARE NOT SUFFICIENT VOTES
TO ADOPT THE MERGER AGREEMENT PRESENT AT
THE 2013 ANNUAL MEETING OF STOCKHOLDERS.
4A. ELECTION OF DIRECTOR: DENISE M. O'LEARY Mgmt For For
4B. ELECTION OF DIRECTOR: GEORGE M. PHILIP Mgmt For For
5. A PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
6. A PROPOSAL TO CONSIDER AND APPROVE, ON A Mgmt For For
NON-BINDING, ADVISORY BASIS, THE
COMPENSATION OF US AIRWAYS GROUP'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT/PROSPECTUS.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933908735
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Special
Meeting Date: 28-Jan-2014
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE THE ISSUANCE OF UP TO APPROXIMATELY Mgmt For For
1.28 BILLION SHARES OF VERIZON COMMON STOCK
TO VODAFONE ORDINARY SHAREHOLDERS IN
CONNECTION WITH VERIZON'S ACQUISITION OF
VODAFONE'S INDIRECT 45% INTEREST IN VERIZON
WIRELESS
2. APPROVE AN AMENDMENT TO ARTICLE 4(A) OF Mgmt For For
VERIZON'S RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE VERIZON'S
AUTHORIZED SHARES OF COMMON STOCK BY 2
BILLION SHARES TO AN AGGREGATE OF 6.25
BILLION AUTHORIZED SHARES OF COMMON STOCK
3. APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING TO SOLICIT ADDITIONAL VOTES AND
PROXIES IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO APPROVE
THE ABOVE PROPOSALS
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933936607
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For
1C. ELECTION OF DIRECTOR: MELANIE L. HEALEY Mgmt For For
1D. ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
1F. ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
1G. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1H. ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For
1J. ELECTION OF DIRECTOR: KATHRYN A. TESIJA Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. PROPOSAL TO IMPLEMENT PROXY ACCESS Mgmt For For
5. NETWORK NEUTRALITY Shr Against For
6. LOBBYING ACTIVITIES Shr Against For
7. SEVERANCE APPROVAL POLICY Shr Against For
8. SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shr For Against
9. SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT Shr Against For
10. PROXY VOTING AUTHORITY Shr Against For
--------------------------------------------------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 933970469
--------------------------------------------------------------------------------------------------------------------------
Security: 92532F100
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: VRTX
ISIN: US92532F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARGARET G. MCGLYNN Mgmt For For
WAYNE J. RILEY Mgmt For For
WILLIAM D. YOUNG Mgmt Withheld Against
2. AMENDMENT TO OUR 2013 STOCK AND OPTION PLAN Mgmt For For
THAT INCREASES THE NUMBER OF SHARES
AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY
9.5 MILLION SHARES.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
4. ADVISORY VOTE ON OUR NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VF CORPORATION Agenda Number: 933950291
--------------------------------------------------------------------------------------------------------------------------
Security: 918204108
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: VFC
ISIN: US9182041080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD T. CARUCCI Mgmt For For
JULIANA L. CHUGG Mgmt For For
JUAN ERNESTO DE BEDOUT Mgmt For For
URSULA O. FAIRBAIRN Mgmt For For
GEORGE FELLOWS Mgmt For For
CLARENCE OTIS, JR. Mgmt For For
MATTHEW J. SHATTOCK Mgmt For For
ERIC C. WISEMAN Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS VF'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 933909066
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 29-Jan-2014
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt Against Against
1B. ELECTION OF DIRECTOR: FRANCISCO JAVIER Mgmt Against Against
FERNANDEZ-CARBAJAL
1C. ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1E. ELECTION OF DIRECTOR: CATHY E. MINEHAN Mgmt For For
1F. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID J. PANG Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN A.C. SWAINSON Mgmt For For
1K. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
W.W. GRAINGER, INC. Agenda Number: 933936265
--------------------------------------------------------------------------------------------------------------------------
Security: 384802104
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: GWW
ISIN: US3848021040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRIAN P. ANDERSON Mgmt For For
V. ANN HAILEY Mgmt For For
WILLIAM K. HALL Mgmt For For
STUART L. LEVENICK Mgmt For For
NEIL S. NOVICH Mgmt For For
MICHAEL J. ROBERTS Mgmt For For
GARY L. ROGERS Mgmt For For
JAMES T. RYAN Mgmt For For
E. SCOTT SANTI Mgmt For For
JAMES D. SLAVIK Mgmt For For
2 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITOR FOR THE
YEAR ENDING DECEMBER 31, 2014.
3 SAY ON PAY: ADVISORY PROPOSAL TO APPROVE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933937089
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1G) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1I) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1J) ELECTION OF DIRECTOR: JAMES H. QUIGLEY Mgmt For For
1K) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1L) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1N) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
2. VOTE ON AN ADVISORY RESOLUTION TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
4. ADOPT A POLICY TO REQUIRE AN INDEPENDENT Shr Against For
CHAIRMAN.
5. REVIEW AND REPORT ON INTERNAL CONTROLS OVER Shr Against For
THE COMPANY'S MORTGAGE SERVICING AND
FORECLOSURE PRACTICES.
--------------------------------------------------------------------------------------------------------------------------
XILINX, INC. Agenda Number: 933851645
--------------------------------------------------------------------------------------------------------------------------
Security: 983919101
Meeting Type: Annual
Meeting Date: 14-Aug-2013
Ticker: XLNX
ISIN: US9839191015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PHILIP T. GIANOS Mgmt For For
1B. ELECTION OF DIRECTOR: MOSHE N. GAVRIELOV Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN L. DOYLE Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM G. HOWARD, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: J. MICHAEL PATTERSON Mgmt For For
1F. ELECTION OF DIRECTOR: ALBERT A. PIMENTEL Mgmt For For
1G. ELECTION OF DIRECTOR: MARSHALL C. TURNER Mgmt For For
1H. ELECTION OF DIRECTOR: ELIZABETH W. Mgmt For For
VANDERSLICE
2. APPROVE AN AMENDMENT TO 1990 EMPLOYEE Mgmt For For
QUALIFIED STOCK PURCHASE PLAN, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
3. APPROVE AN AMENDMENT TO THE COMPANY'S 2007 Mgmt For For
EQUITY INCENTIVE PLAN TO EXTEND THE TERM BY
TEN YEARS TO DECEMBER 31, 2023.
4. PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S 2007 EQUITY INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES RESERVED FOR
ISSUANCE THEREUNDER BY 2,000,000 SHARES.
5. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
6. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S EXTERNAL
AUDITORS FOR FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
XL GROUP PLC Agenda Number: 933933889
--------------------------------------------------------------------------------------------------------------------------
Security: G98290102
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: XL
ISIN: IE00B5LRLL25
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AMENDMENTS TO OUR ARTICLES OF Mgmt For For
ASSOCIATION TO PROVIDE FOR THE
DECLASSIFICATION OF THE BOARD OF DIRECTORS.
2A. TO ELECT MICHAEL MCGAVICK AS CLASS I Mgmt For For
DIRECTOR TO HOLD OFFICE UNTIL 2015 OR, IF
PROPOSAL 1 IS NOT APPROVED, TO HOLD OFFICE
UNTIL 2017.
2B. TO ELECT ANNE STEVENS AS CLASS I DIRECTOR Mgmt For For
TO HOLD OFFICE UNTIL 2015 OR, IF PROPOSAL 1
IS NOT APPROVED, TO HOLD OFFICE UNTIL 2017.
2C. TO ELECT JOHN M. VEREKER AS CLASS I Mgmt For For
DIRECTOR TO HOLD OFFICE UNTIL 2015 OR, IF
PROPOSAL 1 IS NOT APPROVED, TO HOLD OFFICE
UNTIL 2017.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO ACT AS THE
INDEPENDENT AUDITOR OF XL GROUP PLC FOR THE
YEAR ENDING DECEMBER 31, 2014, AND TO
AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD
OF DIRECTORS TO DETERMINE
PRICEWATERHOUSECOOPERS LLP'S REMUNERATION.
4. TO PROVIDE A NON-BINDING, ADVISORY VOTE Mgmt For For
APPROVING XL GROUP PLC'S EXECUTIVE
COMPENSATION.
5. TO RENEW THE BOARD OF DIRECTORS' AUTHORITY Mgmt For For
TO ISSUE SHARES, WARRANTS AND OPTIONS UNDER
IRISH LAW.
6. TO RENEW THE BOARD OF DIRECTORS' AUTHORITY Mgmt For For
TO ISSUE SHARES FOR CASH WITHOUT FIRST
OFFERING SHARES TO EXISTING SHAREHOLDERS
UNDER IRISH LAW.
7. TO APPROVE AMENDMENTS TO OUR ARTICLES OF Mgmt For For
ASSOCIATION (I) IF PROPOSAL 5 IS APPROVED,
TO REFLECT THE RENEWAL OF AUTHORITY TO
ISSUE SHARES, WARRANTS, CONVERTIBLE
INSTRUMENTS AND OPTIONS UNDER IRISH LAW AND
(II) TO GRANT THE BOARD OF DIRECTORS
AUTHORITY TO CAPITALIZE COMPANY RESERVES
WITHOUT REQUIRING SHAREHOLDER APPROVAL.
8. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE DIRECTORS STOCK & OPTION PLAN TO EXTEND
ITS EXPIRATION DATE TO JUNE 14, 2024.
--------------------------------------------------------------------------------------------------------------------------
YUM! BRANDS, INC. Agenda Number: 933939829
--------------------------------------------------------------------------------------------------------------------------
Security: 988498101
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: YUM
ISIN: US9884981013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. CAVANAGH Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1C. ELECTION OF DIRECTOR: MASSIMO FERRAGAMO Mgmt For For
1D. ELECTION OF DIRECTOR: MIRIAN M. Mgmt For For
GRADDICK-WEIR
1E. ELECTION OF DIRECTOR: BONNIE G. HILL Mgmt For For
1F. ELECTION OF DIRECTOR: JONATHAN S. LINEN Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS C. NELSON Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID C. NOVAK Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For
1J. ELECTION OF DIRECTOR: JING-SHYH S. SU Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT D. WALTER Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. RE-APPROVAL OF PERFORMANCE MEASURES OF YUM! Mgmt For For
BRANDS, INC. EXECUTIVE INCENTIVE
COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
ZIONS BANCORPORATION Agenda Number: 933969973
--------------------------------------------------------------------------------------------------------------------------
Security: 989701107
Meeting Type: Annual
Meeting Date: 30-May-2014
Ticker: ZION
ISIN: US9897011071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JERRY C. ATKIN Mgmt For For
1B ELECTION OF DIRECTOR: PATRICIA FROBES Mgmt For For
1C ELECTION OF DIRECTOR: J. DAVID HEANEY Mgmt For For
1D ELECTION OF DIRECTOR: ROGER B. PORTER Mgmt For For
1E ELECTION OF DIRECTOR: STEPHEN D. QUINN Mgmt For For
1F ELECTION OF DIRECTOR: HARRIS H. SIMMONS Mgmt For For
1G ELECTION OF DIRECTOR: L.E. SIMMONS Mgmt For For
1H ELECTION OF DIRECTOR: SHELLEY THOMAS Mgmt For For
WILLIAMS
1I ELECTION OF DIRECTOR: STEVEN C. WHEELWRIGHT Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM TO AUDIT THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
CURRENT FISCAL YEAR.
3 APPROVAL, ON A NONBINDING ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
4 THAT THE SHAREHOLDERS REQUEST THE BOARD OF Shr Against For
DIRECTORS TO ESTABLISH A POLICY REQUIRING
THAT THE BOARD'S CHAIRMAN BE AN
"INDEPENDENT" DIRECTOR.
JPMorgan Diversified Fund
--------------------------------------------------------------------------------------------------------------------------
O A O TATNEFT Agenda Number: 934036814
--------------------------------------------------------------------------------------------------------------------------
Security: 670831205
Meeting Type: Annual
Meeting Date: 27-Jun-2014
Ticker: OAOFY
ISIN: US6708312052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ANNUAL REPORT OF THE COMPANY Mgmt For For
FOR 2013. EFFECTIVE NOVEMBER 6, 2013,
HOLDERS OF RUSSIAN SECURITIES ARE REQUIRED
TO DISCLOSE THEIR NAME, ADDRESS AND NUMBER
OF SHARES AS A CONDITION TO VOTING.
2. TO APPROVE THE ANNUAL FINANCIAL STATEMENTS, Mgmt For For
INCLUDING PROFIT AND LOSS STATEMENT (PROFIT
AND LOSS ACCOUNT) OF THE COMPANY FOR 2013.
3. TO APPROVE THE DISTRIBUTION OF NET INCOME Mgmt For For
BASED ON THE RESULTS OF THE FINANCIAL YEAR.
THE AGM APPROVES THE DISTRIBUTION OF NET
INCOME BASED ON THE FINANCIAL STATEMENTS OF
THE COMPANY FOR 2013 PREPARED UNDER RUSSIAN
ACCOUNTING REGULATIONS. THE NET INCOME OF
THE COMPANY FOR 2013 UNDER THE SAID
FINANCIAL STATEMENTS WAS 63.85 BLN RUSSIAN
RUBLES; APPROX. 30% (AROUND 19.1 BLN
RUSSIAN RUBLES) IS PROPOSED TO BE PAID AS
DIVIDENDS TO SHAREHOLDERS (SEE ITEM 4 OF
AGM'S AGENDA), REMAINING PORTION TO BE
RETAINED BY COMPANY TO FINANCE ITS CAPITAL
EXPENDITURE AND OTHER EXPENSES.
4. TO PAY DIVIDENDS FOR THE YEAR 2013 IN THE Mgmt For For
AMOUNT OF: A) 823% OF THE NOMINAL VALUE PER
OAO TATNEFT PREFERRED SHARE B) 823% OF THE
NOMINAL VALUE PER OAO TATNEFT ORDINARY
SHARE TO SET 16 JULY 2014 AS THE DATE FOR
THE DETERMINATION OF PERSONS ENTITLED TO
THE DIVIDENDS. TO DETERMINE THE TERM FOR
THE PAYMENT OF DIVIDENDS IN ACCORDANCE WITH
THE APPLICABLE LEGISLATION. THE DIVIDENDS
SHALL BE PAID IN CASH.
5A. ELECTION OF DIRECTOR: NAIL ULFATOVICH Mgmt No vote
MAGANOV
5B. ELECTION OF DIRECTOR: RADIK RAUFOVICH Mgmt No vote
GAIZATULLIN
5C. ELECTION OF DIRECTOR: SUSHOVAN GHOSH Mgmt No vote
5D. ELECTION OF DIRECTOR: NAIL GABDULBARIEVICH Mgmt No vote
IBRAGIMOV
5E. ELECTION OF DIRECTOR: RAIS SALIKHOVICH Mgmt No vote
KHISAMOV
5F. ELECTION OF DIRECTOR: VLADIMIR PAVLOVICH Mgmt No vote
LAVUSHCHENKO
5G. ELECTION OF DIRECTOR: RENAT HALLIULOVICH Mgmt No vote
MUSLIMOV
5H. ELECTION OF DIRECTOR: RENAT KASIMOVICH Mgmt No vote
SABIROV
5I. ELECTION OF DIRECTOR: VALERY YURIEVICH Mgmt No vote
SOROKIN
5J. ELECTION OF DIRECTOR: SHAFAGAT FAHRAZOVICH Mgmt No vote
TAKHAUTDINOV
5K. ELECTION OF DIRECTOR: MIRGAZIAN ZAKIEVICH Mgmt No vote
TAZIEV
5L. ELECTION OF DIRECTOR: AZAT KIYAMOVICH Mgmt No vote
KHAMAEV
5M. ELECTION OF DIRECTOR: MARIA LEONIDOVNA Mgmt No vote
VOSKRESENSKAYA
5N. ELECTION OF DIRECTOR: RENE FREDERIC STEINER Mgmt No vote
6A. ELECTION TO THE REVISION COMMISSION: KSENIA Mgmt Against Against
GENNADIEVNA BORZUNOVA
6B. ELECTION TO THE REVISION COMMISSION: Mgmt Against Against
NAZILYA RAFISOVNA FARKHUTDINOVA
6C. ELECTION TO THE REVISION COMMISSION: Mgmt Against Against
RANILYA RAMILYEVNA GIZATOVA
6D. ELECTION TO THE REVISION COMMISSION: VENERA Mgmt Against Against
GIBADULLOVNA KUZMINA
6E. ELECTION TO THE REVISION COMMISSION: Mgmt Against Against
NIKOLAI KUZMICH LAPIN
6F. ELECTION TO THE REVISION COMMISSION: OLEG Mgmt Against Against
MIKHAILOVICH MATVEEV
6G. ELECTION TO THE REVISION COMMISSION: LILIYA Mgmt Against Against
RAFAELOVNA RAKHIMZYANOVA
6H. ELECTION TO THE REVISION COMMISSION: Mgmt Against Against
TATIANA VICTOROVNA TSYGANOVA
7. TO APPROVE ZAO ENERGY CONSULTING/AUDIT AS Mgmt For For
EXTERNAL AUDITOR OF OAO TATNEFT TO CONDUCT
STATUTORY AUDIT OF THE ANNUAL FINANCIAL
STATEMENTS FOR 2014 PREPARED UNDER RUSSIAN
ACCOUNTING STANDARDS FOR THE TERM OF ONE
YEAR.
8. TO AMEND ITEM 5.9, PARAGRAPH 2 OF THE Mgmt For For
COMPANY'S CHARTER TO STATE AS FOLLOWS: "THE
DIVIDENDS SHALL BE PAID TO THE SHAREHOLDERS
AND NOMINEE HOLDERS OF THE SHARES HAVING
THE RIGHT TO RECEIVE THEM WITHIN THE TERMS
SET OUT IN THE APPLICABLE LEGISLATION". TO
AMEND ITEM 5.2, PARAGRAPH 5 OF THE
COMPANY'S CHARTER AS FOLLOWS: "THE COMPANY
SHALL PROVIDE TO THE PERSONS HAVING THE
RIGHT TO ACCESS DOCUMENTS SET OUT IN THE
FEDERAL LAW "ON JOINT STOCK COMPANIES", ALL
AS MORE FULLY DESCRIBED IN THE PROXY
MATERIAL.
--------------------------------------------------------------------------------------------------------------------------
1ST SOURCE CORPORATION Agenda Number: 933939677
--------------------------------------------------------------------------------------------------------------------------
Security: 336901103
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: SRCE
ISIN: US3369011032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VINOD M. KHILNANI Mgmt For For
REX MARTIN Mgmt For For
C.J. MURPHY III Mgmt For For
TIMOTHY K. OZARK Mgmt For For
2. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AAR CORP. Agenda Number: 933870897
--------------------------------------------------------------------------------------------------------------------------
Security: 000361105
Meeting Type: Annual
Meeting Date: 09-Oct-2013
Ticker: AIR
ISIN: US0003611052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NORMAN R. BOBINS Mgmt Withheld Against
RONALD R. FOGLEMAN Mgmt For For
JAMES E. GOODWIN Mgmt For For
MARC J. WALFISH Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. APPROVAL OF THE AAR CORP. 2013 STOCK PLAN. Mgmt For For
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MAY 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
ABB LTD, ZUERICH Agenda Number: 705121022
--------------------------------------------------------------------------------------------------------------------------
Security: H0010V101
Meeting Type: AGM
Meeting Date: 30-Apr-2014
Ticker:
ISIN: CH0012221716
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 299440 DUE TO ADDITION OF
RESOLUTION 11. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 REPORTING FOR FISCAL YEAR 2013 Non-Voting
2.1 APPROVAL OF THE ANNUAL REPORT, THE Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS, AND THE
ANNUAL FINANCIAL STATEMENTS FOR 2013
2.2 CONSULTATIVE VOTE ON THE 2013 REMUNERATION Mgmt Against Against
REPORT
3 DISCHARGE OF THE BOARD OF DIRECTORS AND THE Mgmt For For
PERSONS ENTRUSTED WITH MANAGEMENT
4 APPROPRIATION OF AVAILABLE EARNINGS AND Mgmt For For
DISTRIBUTION OF CAPITAL CONTRIBUTION
RESERVE
5 CREATION OF ADDITIONAL CONTINGENT SHARE Mgmt Against Against
CAPITAL IN CONNECTION WITH EMPLOYEE
PARTICIPATION
6 REVISION OF THE ARTICLES OF INCORPORATION Mgmt For For
7.1 ELECTION TO THE BOARD OF DIRECTORS: ROGER Mgmt Against Against
AGNELLI AS MEMBER
7.2 ELECTION TO THE BOARD OF DIRECTORS: MATTI Mgmt For For
ALAHUHTA AS MEMBER
7.3 ELECTION TO THE BOARD OF DIRECTORS: LOUIS Mgmt For For
R. HUGHES AS MEMBER
7.4 ELECTION TO THE BOARD OF DIRECTORS: MICHEL Mgmt For For
DE ROSEN AS MEMBER
7.5 ELECTION TO THE BOARD OF DIRECTORS: MICHAEL Mgmt For For
TRESCHOW AS MEMBER
7.6 ELECTIONS TO THE BOARD OF DIRECTORS: JACOB Mgmt Against Against
WALLENBERG AS MEMBER
7.7 ELECTIONS TO THE BOARD OF DIRECTORS: YING Mgmt For For
YEH AS MEMBER
7.8 ELECTIONS TO THE BOARD OF DIRECTORS: Mgmt For For
HUBERTUS VON GRUENBERG AS MEMBER AND
CHAIRMAN OF THE BOARD
8.1 ELECTION TO THE COMPENSATION COMMITTEE: Mgmt For For
MICHEL DE ROSEN
8.2 ELECTION TO THE COMPENSATION COMMITTEE: Mgmt For For
MICHAEL TRESCHOW
8.3 ELECTION TO THE COMPENSATION COMMITTEE: Mgmt For For
YING YEH
9 ELECTION OF THE INDEPENDENT PROXY: DR. HANS Mgmt For For
ZEHNDER, ATTORNEY-AT-LAW AND NOTARY,
BAHNHOFPLATZ1, CH-5401 BADEN
10 RE-ELECTION OF THE AUDITORS: ERNST AND Mgmt For For
YOUNG AG
11 ADDITIONAL AND/OR COUNTER-PROPOSALS Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 933934641
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. ALPERN Mgmt For For
R.S. AUSTIN Mgmt Withheld Against
S.E. BLOUNT Mgmt For For
W.J. FARRELL Mgmt For For
E.M. LIDDY Mgmt For For
N. MCKINSTRY Mgmt For For
P.N. NOVAKOVIC Mgmt For For
W.A. OSBORN Mgmt For For
S.C. SCOTT III Mgmt For For
G.F. TILTON Mgmt For For
M.D. WHITE Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION
4. SHAREHOLDER PROPOSAL - GENETICALLY MODIFIED Shr Against For
INGREDIENTS
5. SHAREHOLDER PROPOSAL - LOBBYING DISCLOSURE Shr Against For
6. SHAREHOLDER PROPOSAL - INCENTIVE Shr For Against
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
ACADIA HEALTHCARE COMPANY, INC. Agenda Number: 933973061
--------------------------------------------------------------------------------------------------------------------------
Security: 00404A109
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: ACHC
ISIN: US00404A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WADE D. MIQUELON Mgmt For For
WILLIAM M. PETRIE, M.D. Mgmt For For
BRUCE A. SHEAR Mgmt Withheld Against
2 ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS AS
PRESENTED IN THE PROXY STATEMENT.
3 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 933911592
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 30-Jan-2014
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ACCEPT, IN A NON-BINDING VOTE, THE Mgmt For For
COMPANY'S IRISH FINANCIAL STATEMENTS FOR
THE TWELVE-MONTH PERIOD ENDED AUGUST 31,
2013, AS PRESENTED.
2A. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
JAIME ARDILA
2B. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
CHARLES H. GIANCARLO
2C. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
WILLIAM L. KIMSEY
2D. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
BLYTHE J. MCGARVIE
2E. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
MARK MOODY-STUART
2F. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
PIERRE NANTERME
2G. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
GILLES C. PELISSON
2H. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
WULF VON SCHIMMELMANN
3. TO RATIFY, IN A NON-BINDING VOTE, THE Mgmt For For
APPOINTMENT OF KPMG AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
ACCENTURE PLC FOR A TERM EXPIRING AT OUR
ANNUAL GENERAL MEETING OF SHAREHOLDERS IN
2015 AND TO AUTHORIZE, IN A BINDING VOTE,
THE BOARD, ACTING THROUGH THE AUDIT
COMMITTEE, TO DETERMINE KPMG'S
REMUNERATION.
4. TO APPROVE, IN A NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
5. TO GRANT THE BOARD THE AUTHORITY TO ISSUE Mgmt For For
SHARES UNDER IRISH LAW.
6. TO GRANT THE BOARD THE AUTHORITY TO OPT-OUT Mgmt For For
OF STATUTORY PRE-EMPTION RIGHTS UNDER IRISH
LAW.
7. TO APPROVE A CAPITAL REDUCTION AND CREATION Mgmt For For
OF DISTRIBUTABLE RESERVES UNDER IRISH LAW.
8. TO AUTHORIZE HOLDING THE 2015 ANNUAL Mgmt For For
GENERAL MEETING OF SHAREHOLDERS OF
ACCENTURE PLC AT A LOCATION OUTSIDE OF
IRELAND AS REQUIRED UNDER IRISH LAW.
9. TO AUTHORIZE ACCENTURE TO MAKE OPEN-MARKET Mgmt For For
PURCHASES OF ACCENTURE PLC CLASS A ORDINARY
SHARES UNDER IRISH LAW.
10. TO DETERMINE THE PRICE RANGE AT WHICH Mgmt For For
ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT
ACQUIRES AS TREASURY STOCK UNDER IRISH LAW.
--------------------------------------------------------------------------------------------------------------------------
ACCO BRANDS CORPORATION Agenda Number: 933951596
--------------------------------------------------------------------------------------------------------------------------
Security: 00081T108
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: ACCO
ISIN: US00081T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE V. BAYLY Mgmt For For
JAMES A. BUZZARD Mgmt For For
KATHLEEN S. DVORAK Mgmt For For
BORIS ELISMAN Mgmt For For
ROBERT H. JENKINS Mgmt For For
PRADEEP JOTWANI Mgmt For For
ROBERT J. KELLER Mgmt For For
THOMAS KROEGER Mgmt For For
MICHAEL NORKUS Mgmt For For
E. MARK RAJKOWSKI Mgmt For For
SHEILA G. TALTON Mgmt For For
2 THE RATIFICATION OF THE SELECTION OF KPMG Mgmt For For
LLP AS OUR REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3 THE APPROVAL, BY NON-BINDING ADVISORY VOTE, Mgmt For For
OF THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ACCOR SA, COURCOURONNES Agenda Number: 705057823
--------------------------------------------------------------------------------------------------------------------------
Security: F00189120
Meeting Type: MIX
Meeting Date: 29-Apr-2014
Ticker:
ISIN: FR0000120404
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 09 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0324/201403241400762.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0409/201404091401005.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
1 Approval of the annual corporate financial Mgmt For For
statements for the financial year ended on
December 31, 2013
2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended on
December 31, 2013
3 Allocation of income and dividend Mgmt For For
distribution EUR 0.80 per Share
4 Option for payment of the dividend in Mgmt For For
shares
5 Approval of regulated commitments Mgmt Against Against
benefiting Mr. Sebastien Bazin
6 Approval of regulated agreements and Mgmt Against Against
commitments benefiting Mr. Sven Boinet
7 Approval of a regulated commitment Mgmt Against Against
benefiting Mr. Denis Hennequin
8 Approval of a regulated agreement Mgmt Against Against
benefiting Mr. Yann Caillere
9 Approval of a regulated agreement Mgmt For For
benefiting Institut Paul Bocuse
10 Renewal of term of Mr. Sebastien Bazin as Mgmt For For
Board member
11 Renewal of term of Mrs. Iris Knobloch as Mgmt For For
Board member
12 Renewal of term of Mrs. Virginie Morgon as Mgmt For For
Board member
13 Appointment of Mr. Jonathan Grunzweig as Mgmt For For
Board member
14 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
15 Authorization to the Board of Directors to Mgmt For For
reduce share capital by cancellation of
shares
16 Amendment to Article 12 of the bylaws to Mgmt For For
determine the terms of appointment of Board
members representing employees and to
increase the minimum number of shares to be
held by the Board members
17 Notice on the compensation owed or paid to Mgmt For For
Mr. Denis Hennequin for the financial year
ended on December 31, 2013
18 Notice on the compensation owed or paid to Mgmt For For
Mr. Yann Caillere for the financial year
ended on December 31, 2013
19 Notice on the compensation owed or paid to Mgmt For For
Mr. Sebastien Bazin for the financial year
ended on December 31, 2013
20 Notice on the compensation owed or paid to Mgmt For For
Mr. Sven Boinet for the financial year
ended on December 31, 2013
21 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ACE LIMITED Agenda Number: 933908088
--------------------------------------------------------------------------------------------------------------------------
Security: H0023R105
Meeting Type: Special
Meeting Date: 10-Jan-2014
Ticker: ACE
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE PAYMENT OF DIVIDENDS FROM Mgmt For For
LEGAL RESERVES
2. ELECTION OF HOMBURGER AG AS OUR INDEPENDENT Mgmt For For
PROXY UNTIL THE CONCLUSION OF OUR 2014
ORDINARY GENERAL MEETING
3. IF A NEW AGENDA ITEM OR A NEW PROPOSAL FOR Mgmt For For
AN EXISTING AGENDA ITEM IS PUT BEFORE THE
MEETING I/WE HEREWITH AUTHORIZE AND
INSTRUCT THE INDEPENDENT PROXY TO VOTE AS
FOLLOWS IN RESPECT OF THE POSITION OF THE
BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
ACE LIMITED Agenda Number: 933981133
--------------------------------------------------------------------------------------------------------------------------
Security: H0023R105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: ACE
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE ANNUAL REPORT, STANDALONE Mgmt For For
FINANCIAL STATEMENTS AND CONSOLIDATED
FINANCIAL STATEMENTS OF ACE LIMITED FOR THE
YEAR ENDED DECEMBER 31, 2013
2. ALLOCATION OF DISPOSABLE PROFIT Mgmt For For
3. DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
4A. ELECTION OF DIRECTOR: JOHN EDWARDSON Mgmt For For
4B. ELECTION OF DIRECTOR: KIMBERLY ROSS Mgmt For For
4C. ELECTION OF DIRECTOR: ROBERT SCULLY Mgmt For For
4D. ELECTION OF DIRECTOR: DAVID SIDWELL Mgmt For For
4E. ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
4F. ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ Mgmt For For
4G. ELECTION OF DIRECTOR: MICHAEL G. ATIEH Mgmt For For
4H. ELECTION OF DIRECTOR: MARY A. CIRILLO Mgmt For For
4I. ELECTION OF DIRECTOR: MICHAEL P. CONNORS Mgmt For For
4J. ELECTION OF DIRECTOR: PETER MENIKOFF Mgmt For For
4K. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
4L. ELECTION OF DIRECTOR: EUGENE B. SHANKS, JR. Mgmt For For
4M. ELECTION OF DIRECTOR: THEODORE E. SHASTA Mgmt For For
4N. ELECTION OF DIRECTOR: OLIVIER STEIMER Mgmt For For
5. ELECTION OF EVAN G. GREENBERG AS THE Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS UNTIL
OUR NEXT ANNUAL GENERAL MEETING
6A. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: MICHAEL P. CONNORS
6B. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: MARY A. CIRILLO
6C. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: JOHN EDWARDSON
6D. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: ROBERT M. HERNANDEZ
7. ELECTION OF HAMBURGER AG AS INDEPENDENT Mgmt For For
PROXY UNTIL THE CONCLUSION OF OUR NEXT
ANNUAL GENERAL MEETING
8A. ELECTION OF PRICEWATERHOUSECOOPERS AG Mgmt For For
(ZURICH) AS OUR STATUTORY AUDITOR UNTIL OUR
NEXT ANNUAL GENERAL MEETING
8B. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
PRICEWATERHOUSECOOPERS LLP (UNITED STATES)
FOR PURPOSES OF UNITED STATES SECURITIES
LAW REPORTING FOR THE YEAR ENDING DECEMBER
31, 2014
8C. ELECTION OF BDO AG (ZURICH) AS SPECIAL Mgmt For For
AUDITING FIRM UNTIL OUR NEXT ANNUAL GENERAL
MEETING
9. AMENDMENT OF THE ARTICLES OF ASSOCIATION Mgmt For For
RELATING TO AUTHORIZED SHARE CAPITAL FOR
GENERAL PURPOSES
10. APPROVAL OF THE PAYMENT OF A DISTRIBUTION Mgmt For For
TO SHAREHOLDERS THROUGH REDUCTION OF THE
PAR VALUE OF OUR SHARES, SUCH PAYMENT TO BE
MADE IN FOUR QUARTERLY INSTALLMENTS AT SUCH
TIMES DURING THE PERIOD THROUGH OUR NEXT
ANNUAL GENERAL MEETING AS SHALL BE
DETERMINED BY THE BOARD OF DIRECTORS
11. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
12. IF A NEW AGENDA ITEM OR A NEW PROPOSAL FOR Mgmt For For
AN EXISTING AGENDA ITEM IS PUT BEFORE THE
MEETING, I/WE HEREBY AUTHORIZE AND INSTRUCT
THE INDEPENDENT PROXY TO VOTE AS FOLLOWS:
MARK "FOR" TO VOTE IN ACCORDANCE WITH THE
POSITION OF THE BOARD OF DIRECTORS; MARK
"AGAINST" TO VOTE AGAINST NEW ITEMS AND
PROPOSALS; MARK "ABSTAIN" TO ABSTAIN
--------------------------------------------------------------------------------------------------------------------------
ACI WORLDWIDE, INC. Agenda Number: 934003170
--------------------------------------------------------------------------------------------------------------------------
Security: 004498101
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: ACIW
ISIN: US0044981019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN D. CURTIS Mgmt For For
PHILIP G. HEASLEY Mgmt For For
JAMES C. MCGRODDY Mgmt For For
DAVID A. POE Mgmt For For
HARLAN F. SEYMOUR Mgmt For For
JOHN M. SHAY, JR. Mgmt For For
JOHN E. STOKELY Mgmt For For
JAN H. SUWINSKI Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE THE AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF COMMON SHARES AUTHORIZED FOR
ISSUANCE THEREUNDER.
--------------------------------------------------------------------------------------------------------------------------
ACTIVISION BLIZZARD, INC. Agenda Number: 933998001
--------------------------------------------------------------------------------------------------------------------------
Security: 00507V109
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: ATVI
ISIN: US00507V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ROBERT J. CORTI Mgmt For For
1.2 ELECTION OF DIRECTOR: BRIAN G. KELLY Mgmt For For
1.3 ELECTION OF DIRECTOR: ROBERT A. KOTICK Mgmt For For
1.4 ELECTION OF DIRECTOR: BARRY MEYER Mgmt For For
1.5 ELECTION OF DIRECTOR: ROBERT J. MORGADO Mgmt For For
1.6 ELECTION OF DIRECTOR: PETER NOLAN Mgmt For For
1.7 ELECTION OF DIRECTOR: RICHARD SARNOFF Mgmt For For
1.8 ELECTION OF DIRECTOR: ELAINE WYNN Mgmt For For
2. TO REQUEST APPROVAL OF A NEW INCENTIVE Mgmt Against Against
PLAN.
3A. TO AMEND PROVISIONS RELATED TO THE Mgmt For For
COMPANY'S RELATIONSHIP WITH VIVENDI, S.A.
3B. TO AMEND PROVISIONS RELATED TO THE ABILITY Mgmt For For
TO AMEND OUR CERTIFICATE OF INCORPORATION.
3C. TO AMEND PROVISIONS RELATED TO THE ABILITY Mgmt For For
TO AMEND OUR BYLAWS.
4. TO REQUEST ADVISORY APPROVAL OF OUR Mgmt Against Against
EXECUTIVE COMPENSATION.
5. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
ACUITY BRANDS, INC. Agenda Number: 933898770
--------------------------------------------------------------------------------------------------------------------------
Security: 00508Y102
Meeting Type: Annual
Meeting Date: 07-Jan-2014
Ticker: AYI
ISIN: US00508Y1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GORDON D. HARNETT Mgmt For For
ROBERT F. MCCULLOUGH Mgmt For For
DOMINIC J. PILEGGI Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
ADOBE SYSTEMS INCORPORATED Agenda Number: 933925921
--------------------------------------------------------------------------------------------------------------------------
Security: 00724F101
Meeting Type: Annual
Meeting Date: 10-Apr-2014
Ticker: ADBE
ISIN: US00724F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AMY L. BANSE Mgmt For For
1B. ELECTION OF DIRECTOR: KELLY J. BARLOW Mgmt For For
1C. ELECTION OF DIRECTOR: EDWARD W. BARNHOLT Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT K. BURGESS Mgmt For For
1E. ELECTION OF DIRECTOR: FRANK A. CALDERONI Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL R. CANNON Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES E. DALEY Mgmt For For
1H. ELECTION OF DIRECTOR: LAURA B. DESMOND Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES M. GESCHKE Mgmt For For
1J. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For
1K. ELECTION OF DIRECTOR: DANIEL L. ROSENSWEIG Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT SEDGEWICK Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN E. WARNOCK Mgmt For For
2. APPROVAL OF THE AMENDMENT OF THE 2003 Mgmt For For
EQUITY INCENTIVE PLAN TO INCREASE THE
AVAILABLE SHARE RESERVE BY 8.85 MILLION
SHARES.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING ON NOVEMBER 28, 2014.
4. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ADVANCE AUTO PARTS, INC. Agenda Number: 933980218
--------------------------------------------------------------------------------------------------------------------------
Security: 00751Y106
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: AAP
ISIN: US00751Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN F. BERGSTROM Mgmt For For
JOHN C. BROUILLARD Mgmt For For
FIONA P. DIAS Mgmt For For
DARREN R. JACKSON Mgmt For For
WILLIAM S. OGLESBY Mgmt For For
J. PAUL RAINES Mgmt For For
GILBERT T. RAY Mgmt For For
CARLOS A. SALADRIGAS Mgmt For For
O. TEMPLE SLOAN, III Mgmt For For
JIMMIE L. WADE Mgmt For For
2. APPROVE, BY ADVISORY VOTE, THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3. APPROVE THE COMPANY'S 2014 LONG-TERM Mgmt For For
INCENTIVE PLAN.
4. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP (DELOITTE) AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
5. ADVISORY VOTE ON STOCKHOLDER PROPOSAL ON Shr Against For
THE ABILITY OF STOCKHOLDERS TO ACT BY
WRITTEN CONSENT IF PRESENTED AT THE ANNUAL
MEETING.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED ENERGY INDUSTRIES, INC. Agenda Number: 933951611
--------------------------------------------------------------------------------------------------------------------------
Security: 007973100
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: AEIS
ISIN: US0079731008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FREDERICK A. BALL Mgmt For For
RICHARD P. BECK Mgmt For For
GARRY ROGERSON Mgmt For For
EDWARD C. GRADY Mgmt For For
TERRY HUDGENS Mgmt For For
THOMAS M. ROHRS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS ADVANCED ENERGY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY APPROVAL ON THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF THE COMPANY'S SHORT TERM Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED SEMICONDUCTOR ENGINEERING INC Agenda Number: 705336166
--------------------------------------------------------------------------------------------------------------------------
Security: Y00153109
Meeting Type: AGM
Meeting Date: 26-Jun-2014
Ticker:
ISIN: TW0002311008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 THE STATUS OF MONETARY LOANS AND Non-Voting
ENDORSEMENT AND GUARANTEE
A.4 THE STATUS OF OVERSEAS UNSECURED Non-Voting
CONVERTIBLE BONDS
A.5 THE STATUS OF THE OVERSEA CONVERTIBLE Non-Voting
CORPORATE BONDS VIA PRIVATE PLACEMENT
A.6 THE INDIRECT INVESTMENT IN PEOPLE'S Non-Voting
REPUBLIC OF CHINA
A.7 THE STATUS OF MERGER WITH YANGTING LTD Non-Voting
B.1 THE 2013 FINANCIAL STATEMENTS Mgmt For For
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 1.3 PER SHARE
B.3 THE PROPOSAL OF CAPITAL INJECTION BY Mgmt For For
ISSUING NEW SHARES, CORPORATE BONDS VIA
PRIVATE PLACEMENT OR GLOBAL DEPOSITARY
RECEIPT
B.4 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.5 THE REVISION TO THE ARTICLES OF Mgmt For For
INCORPORATION
B.6 THE REVISION TO THE PROCEDURE OF THE Mgmt For For
ELECTION OF THE DIRECTORS AND SUPERVISORS
--------------------------------------------------------------------------------------------------------------------------
AECOM TECHNOLOGY CORPORATION Agenda Number: 933917455
--------------------------------------------------------------------------------------------------------------------------
Security: 00766T100
Meeting Type: Annual
Meeting Date: 06-Mar-2014
Ticker: ACM
ISIN: US00766T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MICHAEL S. BURKE Mgmt For For
DAVID W. JOOS Mgmt For For
ROBERT J. ROUTS Mgmt Withheld Against
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
3 ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4 AMENDMENT OF COMPANY'S CERTIFICATE OF Mgmt For For
INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
AEGERION PHARMACEUTICALS, INC. Agenda Number: 934013715
--------------------------------------------------------------------------------------------------------------------------
Security: 00767E102
Meeting Type: Annual
Meeting Date: 25-Jun-2014
Ticker: AEGR
ISIN: US00767E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SOL J. BARER, PH.D Mgmt Withheld Against
A.M. GOTTO, JR, MD, PHD Mgmt For For
2. TO APPROVE, IN AN ADVISORY (NON-BINDING) Mgmt For For
VOTE, AEGERION PHARMACEUTICALS, INC.'S
EXECUTIVE COMPENSATION AS DISCLOSED IN THE
PROXY STATEMENT.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS AEGERION PHARMACEUTICALS, INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
AEROFLEX HOLDING CORP. Agenda Number: 933882210
--------------------------------------------------------------------------------------------------------------------------
Security: 007767106
Meeting Type: Annual
Meeting Date: 15-Nov-2013
Ticker: ARX
ISIN: US0077671065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HUGH EVANS Mgmt Withheld Against
LEONARD BOROW Mgmt Withheld Against
JOHN BUYKO Mgmt Withheld Against
PRESCOTT ASHE Mgmt Withheld Against
JOE BENAVIDES Mgmt Withheld Against
BRADLEY J. GROSS Mgmt Withheld Against
JOHN D. KNOLL Mgmt Withheld Against
RAMZI M. MUSALLAM Mgmt Withheld Against
RICHARD N. NOTTENBURG Mgmt For For
BENJAMIN M. POLK Mgmt Withheld Against
CHARLES S. REAM Mgmt For For
MARK H. RONALD Mgmt For For
PETER J. SCHOOMAKER Mgmt For For
2. APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt Against Against
EXECUTIVE OFFICER COMPENSATION.
3. ADOPT THE AEROFLEX HOLDING CORP. 2013 Mgmt Against Against
PERFORMANCE BONUS PLAN.
4. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
AETNA INC. Agenda Number: 933980650
--------------------------------------------------------------------------------------------------------------------------
Security: 00817Y108
Meeting Type: Annual
Meeting Date: 30-May-2014
Ticker: AET
ISIN: US00817Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FERNANDO AGUIRRE Mgmt For For
1B. ELECTION OF DIRECTOR: MARK T. BERTOLINI Mgmt For For
1C. ELECTION OF DIRECTOR: FRANK M. CLARK Mgmt For For
1D. ELECTION OF DIRECTOR: BETSY Z. COHEN Mgmt For For
1E. ELECTION OF DIRECTOR: MOLLY J. COYE, M.D. Mgmt For For
1F. ELECTION OF DIRECTOR: ROGER N. FARAH Mgmt For For
1G. ELECTION OF DIRECTOR: BARBARA HACKMAN Mgmt For For
FRANKLIN
1H. ELECTION OF DIRECTOR: JEFFREY E. GARTEN Mgmt For For
1I. ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD J. HARRINGTON Mgmt For For
1K. ELECTION OF DIRECTOR: EDWARD J. LUDWIG Mgmt For For
1L. ELECTION OF DIRECTOR: JOSEPH P. NEWHOUSE Mgmt For For
2. APPROVAL OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. TO APPROVE AMENDMENTS TO AETNA'S ARTICLES Mgmt For For
OF INCORPORATION AND BY-LAWS TO ELIMINATE
SUPERMAJORITY VOTING PROVISIONS
4. TO APPROVE AN AMENDMENT TO AETNA'S ARTICLES Mgmt For For
OF INCORPORATION TO PROVIDE HOLDERS OF AT
LEAST 25% OF THE VOTING POWER OF ALL
OUTSTANDING SHARES THE RIGHT TO CALL A
SPECIAL MEETING OF SHAREHOLDERS
5. APPROVAL OF THE PROPOSED AMENDMENT TO THE Mgmt For For
AMENDED AETNA INC. 2010 STOCK INCENTIVE
PLAN
6. APPROVAL OF THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION ON A NON-BINDING ADVISORY
BASIS
7A. SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD Shr Against For
CHAIR
7B. SHAREHOLDER PROPOSAL ON POLITICAL Shr Against For
CONTRIBUTIONS - BOARD OVERSIGHT
7C. SHAREHOLDER PROPOSAL ON POLITICAL Shr Against For
CONTRIBUTION DISCLOSURE
--------------------------------------------------------------------------------------------------------------------------
AFFILIATED MANAGERS GROUP, INC. Agenda Number: 934005477
--------------------------------------------------------------------------------------------------------------------------
Security: 008252108
Meeting Type: Annual
Meeting Date: 16-Jun-2014
Ticker: AMG
ISIN: US0082521081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SAMUEL T. BYRNE Mgmt For For
1B. ELECTION OF DIRECTOR: DWIGHT D. CHURCHILL Mgmt For For
1C. ELECTION OF DIRECTOR: NIALL FERGUSON Mgmt For For
1D. ELECTION OF DIRECTOR: SEAN M. HEALEY Mgmt For For
1E. ELECTION OF DIRECTOR: HAROLD J. MEYERMAN Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM J. NUTT Mgmt For For
1G. ELECTION OF DIRECTOR: TRACY P. PALANDJIAN Mgmt For For
1H. ELECTION OF DIRECTOR: RITA M. RODRIGUEZ Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICK T. RYAN Mgmt For For
1J. ELECTION OF DIRECTOR: JIDE J. ZEITLIN Mgmt For For
2. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
AFRICAN BANK INVESTMENTS LTD Agenda Number: 704699745
--------------------------------------------------------------------------------------------------------------------------
Security: S01035112
Meeting Type: OGM
Meeting Date: 16-Sep-2013
Ticker:
ISIN: ZAE000030060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S.1 Increase of Authorised Share Capital - Mgmt For For
further Ordinary Shares
S.2 Amendments to the Memorandum of Mgmt For For
Incorporation : clause 5.1.1
S.3 Approval in terms of sections 41(1) and Mgmt For For
41(3) of the Companies Act for the issue of
further Ordinary Shares
S.4 Specific authority to provide financial Mgmt For For
assistance to the BEE Companies
O.1 Directors' authority to implement Mgmt For For
resolutions
--------------------------------------------------------------------------------------------------------------------------
AFRICAN BANK INVESTMENTS LTD Agenda Number: 704921142
--------------------------------------------------------------------------------------------------------------------------
Security: S01035112
Meeting Type: AGM
Meeting Date: 06-Feb-2014
Ticker:
ISIN: ZAE000030060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 Election of M Mthombeni Mgmt For For
O.2 Election of A Fourie Mgmt Abstain Against
O.3 Election of TM Sokutu Mgmt Abstain Against
O.4 Election of MC Mogase Mgmt For For
O.5 Reappointment of the auditors: Deloitte & Mgmt For For
Touche. Deloitte & Touche has determined
that Mgcinisihlalo Jordan will continue to
be the designated auditor to perform the
functions of auditor of the company
O.6 Non-binding advisory vote on the Mgmt For For
remuneration policy
S.1 Remuneration of non-executive directors Mgmt For For
S.2 General authority to provide financial Mgmt For For
assistance in terms of section 45 of the
Companies Act
S.3 General authority to provide financial Mgmt For For
assistance in terms of section 44 of the
Companies Act
O.7 Approval of share incentive plans Mgmt For For
O.8 Substitution of existing LTIPs with Mgmt For For
allocations in terms of the FSP
O.9 Directors' authority to implement special Mgmt For For
and ordinary resolutions
CMMT 15 JAN 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION O.5. IF YOU HAVE ALREADY SENT IN
YOUR VOTES FOR MID: 271879. PLEASE DO NOT
REVOTE ON THIS MEETING UNLESS YOU DECIDE TO
AMEND YOUR INSTRUCTIONS.
--------------------------------------------------------------------------------------------------------------------------
AGGREKO PLC, GLASGOW Agenda Number: 705039611
--------------------------------------------------------------------------------------------------------------------------
Security: G0116S169
Meeting Type: OGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: GB00B4WQ2Z29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of sub-division of Existing Mgmt For For
Ordinary Shares, consolidation and division
of Intermediate Ordinary Shares, adoption
of New Articles and the purchase by the
Company of B Shares (each as defined in the
circular to shareholders dated 14 March
2014)
--------------------------------------------------------------------------------------------------------------------------
AGGREKO PLC, GLASGOW Agenda Number: 705056364
--------------------------------------------------------------------------------------------------------------------------
Security: G0116S169
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: GB00B4WQ2Z29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receipt of Reports and adoption of Accounts Mgmt For For
2 Approval of Remuneration Policy Mgmt For For
3 Approval of Remuneration Report Mgmt For For
4 Declaration of Dividend Mgmt For For
5 Election of Mr. I D Marchant Mgmt For For
6 Re-election of Mr. K G Hanna Mgmt For For
7 Re-election of Mr. A G Cockburn Mgmt For For
8 Re-election of Mr. D Das Mgmt For For
9 Re-election of Mr. A Satrazemis Mgmt For For
10 Re-election of Mr. D J B Taylor-Smith Mgmt For For
11 Re-election of Mr. R J King Mgmt For For
12 Re-election of Ms. D L P Layfield Mgmt For For
13 Re-election of Mr. R J MacLeod Mgmt For For
14 Re-election of Ms R A K McDonald Mgmt For For
15 Re-appointment of auditor Mgmt For For
16 Authorise Audit Committee to determine Mgmt For For
remuneration of auditor
17 Authority to allot shares Mgmt For For
18 Directors' fees Mgmt For For
19 Disapplication of pre-emption rights Mgmt For For
20 Purchase of own shares Mgmt For For
21 General meetings on 14 clear days' notice Mgmt For For
CMMT 24 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO THE TEXT OF
RESOLUTION 12. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC. Agenda Number: 933920692
--------------------------------------------------------------------------------------------------------------------------
Security: 00846U101
Meeting Type: Annual
Meeting Date: 19-Mar-2014
Ticker: A
ISIN: US00846U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: HEIDI FIELDS Mgmt For For
1.2 ELECTION OF DIRECTOR: A. BARRY RAND Mgmt For For
2. TO RATIFY THE AUDIT AND FINANCE COMMITTEE'S Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS AGILENT'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. TO RE-APPROVE THE PERFORMANCE GOALS UNDER Mgmt For For
AGILENT'S 2009 STOCK PLAN.
4. TO APPROVE THE COMPENSATION OF AGILENT'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
AGIOS PHARMACEUTICALS, INC. Agenda Number: 933981284
--------------------------------------------------------------------------------------------------------------------------
Security: 00847X104
Meeting Type: Annual
Meeting Date: 30-May-2014
Ticker: AGIO
ISIN: US00847X1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DR. LEWIS C. CANTLEY Mgmt For For
PERRY KARSEN Mgmt For For
PAUL J. CLANCY Mgmt For For
2 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
AGL RESOURCES INC. Agenda Number: 933938500
--------------------------------------------------------------------------------------------------------------------------
Security: 001204106
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: GAS
ISIN: US0012041069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SANDRA N. BANE Mgmt For For
THOMAS D. BELL, JR. Mgmt For For
NORMAN R. BOBINS Mgmt Withheld Against
CHARLES R. CRISP Mgmt For For
BRENDA J. GAINES Mgmt For For
ARTHUR E. JOHNSON Mgmt For For
WYCK A. KNOX, JR. Mgmt For For
DENNIS M. LOVE Mgmt For For
DEAN R. O'HARE Mgmt For For
ARMANDO J. OLIVERA Mgmt For For
JOHN E. RAU Mgmt For For
JAMES A. RUBRIGHT Mgmt For For
JOHN W. SOMERHALDER II Mgmt For For
BETTINA M. WHYTE Mgmt For For
HENRY C. WOLF Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. THE APPROVAL OF A NON-BINDING RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
4. THE ADOPTION OF AN AMENDMENT AND Mgmt Against Against
RESTATEMENT OF OUR AMENDED AND RESTATED
EMPLOYEE STOCK PURCHASE PLAN.
5. SHAREHOLDER PROPOSAL REGARDING GENDER Shr Against For
IDENTITY.
6. SHAREHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTE STANDARD FOR DIRECTOR ELECTIONS.
--------------------------------------------------------------------------------------------------------------------------
AIR ARABIA PJSC Agenda Number: 704978254
--------------------------------------------------------------------------------------------------------------------------
Security: M0367N110
Meeting Type: AGM
Meeting Date: 16-Mar-2014
Ticker:
ISIN: AEA003001012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 23 MAR 2014. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 Review and approve the report of the board Mgmt For For
of directors on the company's activities
and its financial position for the year
ended 31 Dec 2013
2 Review and approve the report of the Mgmt For For
auditor of the financial position of the
company for the financial year ended 31 Dec
2013
3 Discuss and approve the company's balance Mgmt For For
sheet and its profit and loss accounts for
the financial year ended 31 Dec 2013
4 Approve the recommendation of the board of Mgmt For For
directors of the company to distribute AED
0.0725 per share as cash dividend for the
financial year ended 31 Dec 2013
5 Absolve the board of directors and the Mgmt For For
auditors of liability for their activities
for the financial year ended 31 Dec 2013
6 Determine the remuneration of the board of Mgmt Against Against
directors for the year ended 31 Dec 2013
7 Elect the board of directors for a period Mgmt For For
of three years
8 Appoint the auditors for the financial year Mgmt For For
2014 and determine their remuneration
--------------------------------------------------------------------------------------------------------------------------
AIR LEASE CORP Agenda Number: 933968096
--------------------------------------------------------------------------------------------------------------------------
Security: 00912X302
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: AL
ISIN: US00912X3026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MATTHEW J. HART Mgmt For For
1B. ELECTION OF DIRECTOR: CHERYL GORDON Mgmt For For
KRONGARD
1C. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT A. MILTON Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN L. PLUEGER Mgmt For For
1F. ELECTION OF DIRECTOR: IAN M. SAINES Mgmt For For
1G. ELECTION OF DIRECTOR: DR. RONALD D. SUGAR Mgmt For For
1H. ELECTION OF DIRECTOR: STEVEN F. UDVAR-HAZY Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. APPROVE THE AIR LEASE CORPORATION 2014 Mgmt For For
EQUITY INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 933907656
--------------------------------------------------------------------------------------------------------------------------
Security: 009158106
Meeting Type: Annual
Meeting Date: 23-Jan-2014
Ticker: APD
ISIN: US0091581068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHADWICK C. DEATON Mgmt For For
1B. ELECTION OF DIRECTOR: EDWARD L. MONSER Mgmt For For
1C. ELECTION OF DIRECTOR: MATTHEW H. PAULL Mgmt For For
1D. ELECTION OF DIRECTOR: LAWRENCE S. SMITH Mgmt For For
2. APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTANTS. RATIFICATION OF
APPOINTMENT OF KPMG LLP, AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL
YEAR 2014.
3. ADVISORY VOTE ON EXECUTIVE OFFICER Mgmt For For
COMPENSATION. TO APPROVE THE COMPENSATION
OF NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF AMENDMENT OF THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION. TO AMEND THE
CERTIFICATE OF INCORPORATION TO PHASE OUT
AND ELIMINATE THE CLASSIFIED BOARD.
--------------------------------------------------------------------------------------------------------------------------
AKZO NOBEL NV, AMSTERDAM Agenda Number: 705044345
--------------------------------------------------------------------------------------------------------------------------
Security: N01803100
Meeting Type: AGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: NL0000009132
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening Non-Voting
2 Report of the Board of Management for the Non-Voting
financial year 2013
3.a Financial Statements, result and dividend: Non-Voting
Discussion on the implementation of the
remuneration policy
3.b Financial Statements, result and dividend: Mgmt For For
Adoption of the 2013 Financial Statements
of the Company
3.c Financial Statements, result and dividend: Non-Voting
Discussion on the dividend policy
3.d Financial Statements, result and dividend: Mgmt For For
Profit allocation and adoption of the
dividend proposal - EUR 1,45 gross per
share
4.a Discharge: Discharge from liability of Mgmt For For
members of the Board of Management in
office in 2013 for the performance of their
duties in 2013
4.b Discharge: Discharge from liability of Mgmt For For
members of the Supervisory Board in office
in 2013 for the performance of their duties
in 2013
5.a Supervisory Board: Appointment of Mr. B.E. Mgmt For For
Grote
5.b Supervisory Board: Re-appointment of Mr. A. Mgmt For For
Burgmans
5.c Supervisory Board: Re-appointment of Mr. Mgmt For For
L.R. Hughes
5.d Supervisory Board: Remuneration Supervisory Mgmt For For
Board
6 Appointment External Auditor: Mgmt For For
PricewaterhouseCoopers
7.a Authorization for the Board of Management: Mgmt For For
to issue shares
7.b Authorization for the Board of Management: Mgmt For For
to restrict or exclude the pre-emptive
rights of shareholders
8 Authorization for the Board of Management Mgmt For For
to acquire common shares in the share
capital of the Company on behalf of the
Company
9 Any other business and closing Non-Voting
CMMT 20 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE RECEIPT OF DIVIDEND AMOUNT IN
RESOLUTION 3.d. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ALAMO GROUP INC. Agenda Number: 933958552
--------------------------------------------------------------------------------------------------------------------------
Security: 011311107
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: ALG
ISIN: US0113111076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RODERICK R. BATY Mgmt For For
1B. ELECTION OF DIRECTOR: HELEN W. CORNELL Mgmt For For
1C. ELECTION OF DIRECTOR: JERRY E. GOLDRESS Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID W. GRZELAK Mgmt For For
1E. ELECTION OF DIRECTOR: GARY L. MARTIN Mgmt For For
1F. ELECTION OF DIRECTOR: RONALD A. ROBINSON Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES B. SKAGGS Mgmt For For
2. PROPOSAL FOR RATIFICATION OF APPOINTMENT OF Mgmt For For
KPMG LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR 2014.
3. PROPOSAL FOR THE APPROVAL OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ALASKA AIR GROUP, INC. Agenda Number: 933951988
--------------------------------------------------------------------------------------------------------------------------
Security: 011659109
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: ALK
ISIN: US0116591092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PATRICIA M. BEDIENT Mgmt For For
1B. ELECTION OF DIRECTOR: MARION C. BLAKEY Mgmt For For
1C. ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL Mgmt For For
1D. ELECTION OF DIRECTOR: JESSIE J. KNIGHT, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: DENNIS F. MADSEN Mgmt For For
1F. ELECTION OF DIRECTOR: BYRON I. MALLOTT Mgmt For For
1G. ELECTION OF DIRECTOR: HELVI K. SANDVIK Mgmt For For
1H. ELECTION OF DIRECTOR: J. KENNETH THOMPSON Mgmt For For
1I. ELECTION OF DIRECTOR: BRADLEY D. TILDEN Mgmt For For
1J. ELECTION OF DIRECTOR: ERIC K. YEAMAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
4. APPROVE AN AMENDMENT TO THE CERTIFICATE TO Mgmt For For
INCREASE COMMON SHARES AUTHORIZED.
5. APPROVE AN AMENDMENT TO THE CERTIFICATE TO Mgmt For For
REDUCE THE PAR VALUE OF THE COMPANY'S
STOCK.
6. STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN POLICY.
--------------------------------------------------------------------------------------------------------------------------
ALBEMARLE CORPORATION Agenda Number: 933958184
--------------------------------------------------------------------------------------------------------------------------
Security: 012653101
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: ALB
ISIN: US0126531013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM H. HERNANDEZ Mgmt For For
LUTHER C. KISSAM IV Mgmt For For
JOSEPH M. MAHADY Mgmt For For
JIM W. NOKES Mgmt For For
JAMES J. O'BRIEN Mgmt For For
BARRY W. PERRY Mgmt For For
JOHN SHERMAN JR. Mgmt For For
GERALD A. STEINER Mgmt For For
HARRIETT TEE TAGGART Mgmt For For
ANNE MARIE WHITTEMORE Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3. APPROVE THE NON-BINDING ADVISORY RESOLUTION Mgmt For For
APPROVING THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ALCOA INC. Agenda Number: 933932572
--------------------------------------------------------------------------------------------------------------------------
Security: 013817101
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: AA
ISIN: US0138171014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: KLAUS KLEINFELD Mgmt For For
1.2 ELECTION OF DIRECTOR: JAMES W. OWENS Mgmt For For
1.3 ELECTION OF DIRECTOR: MARTIN S. SORRELL Mgmt For For
1.4 ELECTION OF DIRECTOR: RATAN N. TATA Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL (EXECUTIVES TO RETAIN Shr Against For
SIGNIFICANT STOCK).
--------------------------------------------------------------------------------------------------------------------------
ALEXANDER & BALDWIN, INC. Agenda Number: 933871572
--------------------------------------------------------------------------------------------------------------------------
Security: 014491104
Meeting Type: Special
Meeting Date: 24-Sep-2013
Ticker: ALEX
ISIN: US0144911049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ISSUANCE OF SHARES OF A&B Mgmt For For
COMMON STOCK IN THE MERGER OF GPC HOLDINGS,
INC. WITH & INTO A&B II, LLC, A DIRECT,
WHOLLY OWNED SUBSIDIARY OF A&B, PURSUANT TO
THE AGREEMENT & PLAN OF MERGER, BY & AMONG
A&B, A&B II, LLC, GRACE PACIFIC
CORPORATION, GPC HOLDINGS, INC. & DAVID C.
HULIHEE, IN HIS CAPACITY AS THE
SHAREHOLDERS' REPRESENTATIVE.
2. A PROPOSAL TO APPROVE, IF NECESSARY, THE Mgmt For For
ADJOURNMENT OF THE A&B SPECIAL MEETING TO
SOLICIT ADDITIONAL PROXIES IN FAVOR OF
PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
ALEXANDER & BALDWIN, INC. Agenda Number: 933928155
--------------------------------------------------------------------------------------------------------------------------
Security: 014491104
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: ALEX
ISIN: US0144911049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. ALLEN DOANE Mgmt For For
DAVID C. HULIHEE Mgmt For For
STANLEY M. KURIYAMA Mgmt For For
2. PROPOSAL TO APPROVE THE ADVISORY RESOLUTION Mgmt For For
RELATING TO EXECUTIVE COMPENSATION.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
CORPORATION.
--------------------------------------------------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC. Agenda Number: 933999584
--------------------------------------------------------------------------------------------------------------------------
Security: 015351109
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: ALXN
ISIN: US0153511094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: LEONARD BELL Mgmt For For
1.2 ELECTION OF DIRECTOR: MAX LINK Mgmt For For
1.3 ELECTION OF DIRECTOR: WILLIAM R. KELLER Mgmt For For
1.4 ELECTION OF DIRECTOR: JOHN T. MOLLEN Mgmt For For
1.5 ELECTION OF DIRECTOR: R. DOUGLAS NORBY Mgmt For For
1.6 ELECTION OF DIRECTOR: ALVIN S. PARVEN Mgmt For For
1.7 ELECTION OF DIRECTOR: ANDREAS RUMMELT Mgmt For For
1.8 ELECTION OF DIRECTOR: ANN M. VENEMAN Mgmt For For
02. APPROVAL OF A NON-BINDING ADVISORY VOTE OF Mgmt For For
THE 2013 COMPENSATION PAID TO ALEXION'S
NAMED EXECUTIVE OFFICERS.
03. RATIFICATION OF APPOINTMENT BY THE BOARD OF Mgmt For For
DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS
ALEXION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
04. TO ACT ON A SHAREHOLDER PROPOSAL REQUESTING Shr For Against
THE BOARD TO ADOPT A RULE TO REDEEM ANY
CURRENT OR FUTURE SHAREHOLDER RIGHTS PLAN
OR AMENDMENT UNLESS SUCH PLAN IS SUBMITTED
TO A SHAREHOLDER VOTE WITHIN 12 MONTHS.
--------------------------------------------------------------------------------------------------------------------------
ALLEGHANY CORPORATION Agenda Number: 933941280
--------------------------------------------------------------------------------------------------------------------------
Security: 017175100
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: Y
ISIN: US0171751003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: REX D. ADAMS Mgmt For For
1B. ELECTION OF DIRECTOR: IAN H. CHIPPENDALE Mgmt For For
1C. ELECTION OF DIRECTOR: WESTON M. HICKS Mgmt For For
1D. ELECTION OF DIRECTOR: JEFFERSON W. KIRBY Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
ALLEGHANY CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR 2014.
3. SAY-ON-PAY: ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF ALLEGHANY CORPORATION.
--------------------------------------------------------------------------------------------------------------------------
ALLEGION PLC Agenda Number: 934003043
--------------------------------------------------------------------------------------------------------------------------
Security: G0176J109
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: ALLE
ISIN: IE00BFRT3W74
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. CHESSER Mgmt For For
1B. ELECTION OF DIRECTOR: CARLA CICO Mgmt For For
1C. ELECTION OF DIRECTOR: KIRK S. HACHIGIAN Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID D. PETRATIS Mgmt For For
1E. ELECTION OF DIRECTOR: DEAN I. SCHAFFER Mgmt For For
1F. ELECTION OF DIRECTOR: MARTIN E. WELCH III Mgmt For For
2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
3. ADVISORY VOTE ON WHETHER AN ADVISORY Mgmt 1 Year For
SHAREHOLDER VOTE TO APPROVE THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE,
TWO OR THREE YEARS.
4. APPROVAL OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS AS INDEPENDENT
AUDITORS OF THE COMPANY AND AUTHORIZE THE
AUDIT AND FINANCE COMMITTEE OF THE BOARD OF
DIRECTORS TO SET THE AUDITORS'
REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
ALLERGAN, INC. Agenda Number: 933947799
--------------------------------------------------------------------------------------------------------------------------
Security: 018490102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: AGN
ISIN: US0184901025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID E.I. PYOTT Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL R. GALLAGHER Mgmt For For
1C. ELECTION OF DIRECTOR: DEBORAH DUNSIRE, M.D. Mgmt For For
1D. ELECTION OF DIRECTOR: TREVOR M. JONES, Mgmt For For
PH.D.
1E. ELECTION OF DIRECTOR: LOUIS J. LAVIGNE, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: PETER J. MCDONNELL, Mgmt For For
M.D.
1G. ELECTION OF DIRECTOR: TIMOTHY D. PROCTOR Mgmt For For
1H. ELECTION OF DIRECTOR: RUSSELL T. RAY Mgmt For For
1I. ELECTION OF DIRECTOR: HENRI A. TERMEER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
3. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO PROVIDE STOCKHOLDERS WITH
THE RIGHT TO ACT BY WRITTEN CONSENT.
5. STOCKHOLDER PROPOSAL (SEPARATE CHAIRMAN AND Shr For Against
CEO).
--------------------------------------------------------------------------------------------------------------------------
ALLIANCE DATA SYSTEMS CORPORATION Agenda Number: 933988000
--------------------------------------------------------------------------------------------------------------------------
Security: 018581108
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: ADS
ISIN: US0185811082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: BRUCE K. ANDERSON Mgmt For For
1.2 ELECTION OF DIRECTOR: ROGER H. BALLOU Mgmt For For
1.3 ELECTION OF DIRECTOR: LAWRENCE M. Mgmt For For
BENVENISTE
1.4 ELECTION OF DIRECTOR: D. KEITH COBB Mgmt For For
1.5 ELECTION OF DIRECTOR: E. LINN DRAPER, JR. Mgmt For For
1.6 ELECTION OF DIRECTOR: KENNETH R. JENSEN Mgmt For For
2. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF ALLIANCE DATA
SYSTEMS CORPORATION FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
ALLIANZ SE, MUENCHEN Agenda Number: 705077623
--------------------------------------------------------------------------------------------------------------------------
Security: D03080112
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: DE0008404005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2013, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require share blocking. Registered
shares will be deregistered according to
trading activities or at the deregistration
date by the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent. Please contact your CSR
for further information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
22.04.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the approved Annual Non-Voting
Financial Statements and the approved
Consolidated Financial Statements as of
December 31, 2013, and of the Management
Reports for Allianz SE and for the Group,
the Explanatory Reports on the information
pursuant to section 289 (4), 315 (4) and
section 289 (5) of the German Commercial
Code (HGB), as well as the Report of the
Supervisory Board for fiscal year 2013
2. Appropriation of net earnings Mgmt No vote
3. Approval of the actions of the members of Mgmt No vote
the Management Board
4. Approval of the actions of the members of Mgmt No vote
the Supervisory Board
5. By- Election to the Supervisory Board: Jim Mgmt No vote
Hagemann Snabe
6. Creation of an Authorized Capital 2014/I, Mgmt No vote
cancellation of the Authorized Capital
2010/I and corresponding amendment to the
Statutes
7. Creation of an Authorized Capital 2014/II Mgmt No vote
for the issuance of shares to employees,
cancellation of the Authorized Capital
2010/II and corresponding amendment to the
Statutes
8. Approval of a new authorization to issue Mgmt No vote
bonds carrying conversion and/or option
rights as well as convertible participation
rights, cancellation of the current
authorization to issue bonds carrying
conversion and/or option rights, unless
fully utilized, amendment of the existing
Conditional Capital 2010 and corresponding
amendment of the Statutes
9. Authorization to acquire treasury shares Mgmt No vote
for trading purposes
10. Authorization to acquire and utilize Mgmt No vote
treasury shares for other purposes
11. Authorization to use derivatives in Mgmt No vote
connection with the acquisition of treasury
shares pursuant to Section 71 (1) no. 8
AktG
12. Approval to amend existing company Mgmt No vote
agreements
--------------------------------------------------------------------------------------------------------------------------
ALLIED WORLD ASSURANCE CO Agenda Number: 933880141
--------------------------------------------------------------------------------------------------------------------------
Security: H01531104
Meeting Type: Special
Meeting Date: 17-Oct-2013
Ticker: AWH
ISIN: CH0121032772
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF ERIC S. SCHWARTZ AS A CLASS I Mgmt For For
DIRECTOR OF THE COMPANY TO SERVE UNTIL THE
COMPANY'S ANNUAL SHAREHOLDER MEETING IN
2014.
--------------------------------------------------------------------------------------------------------------------------
ALLIED WORLD ASSURANCE CO Agenda Number: 933944488
--------------------------------------------------------------------------------------------------------------------------
Security: H01531104
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: AWH
ISIN: CH0121032772
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO AMEND THE ARTICLES OF ASSOCIATION TO Mgmt For For
APPROVE THE ANNUAL ELECTION OF THE
DIRECTORS AND OTHER ANNUAL ELECTIONS.
2A. ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
2B. ELECTION OF DIRECTOR: SCOTT A. CARMILANI Mgmt For For
2C. ELECTION OF DIRECTOR: JAMES F. DUFFY Mgmt For For
2D. ELECTION OF DIRECTOR: BART FRIEDMAN Mgmt For For
2E. ELECTION OF DIRECTOR: SCOTT HUNTER Mgmt For For
2F. ELECTION OF DIRECTOR: PATRICK DE Mgmt For For
SAINT-AIGNAN
2G. ELECTION OF DIRECTOR: ERIC S. SCHWARTZ Mgmt For For
2H. ELECTION OF DIRECTOR: SAMUEL J.WEINHOFF Mgmt For For
3. TO ELECT SCOTT A. CARMILANI AS THE CHAIRMAN Mgmt For For
OF THE BOARD TO SERVE UNTIL THE COMPANY'S
ANNUAL SHAREHOLDER MEETING IN 2015.
4A. ELECT A MEMBER OF COMPENSATION COMMITTEE: Mgmt For For
BARBARA T. ALEXANDER
4B. ELECT A MEMBER OF COMPENSATION COMMITTEE: Mgmt For For
JAMES F. DUFFY
4C. ELECT A MEMBER OF COMPENSATION COMMITTEE: Mgmt For For
BART FRIEDMAN
4D. ELECT A MEMBER OF COMPENSATION COMMITTEE: Mgmt For For
SCOTT HUNTER
4E. ELECT A MEMBER OF COMPENSATION COMMITTEE: Mgmt For For
PATRICK DE SAINT-AIGNAN
4F. ELECT A MEMBER OF COMPENSATION COMMITTEE: Mgmt For For
ERIC S. SCHWARTZ
4G. ELECT A MEMBER OF COMPENSATION COMMITTEE: Mgmt For For
SAMUEL J. WEINHOFF
5. TO ELECT BUIS BUERGI AG AS THE INDEPENDENT Mgmt For For
PROXY TO SERVE AT AND UNTIL THE CONCLUSION
OF THE COMPANY'S ANNUAL SHAREHOLDER MEETING
IN 2015.
6. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION
7. TO APPROVE THE COMPANY'S ANNUAL REPORT AND Mgmt For For
ITS CONSOLIDATED FINANCIAL STATEMENTS AND
STATUTORY FINANCIAL STATEMENTS FOR THE YEAR
ENDED DECEMBER 31, 2013.
8. TO APPROVE THE COMPANY'S RETENTION OF Mgmt For For
DISPOSABLE PROFITS.
9. TO APPROVE THE PAYMENT OF DIVIDENDS TO THE Mgmt For For
COMPANY'S SHAREHOLDERS FROM GENERAL LEGAL
RESERVE FROM CAPITAL CONTRIBUTIONS.
10. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION TO REDUCE THE
COMPANY'S SHARE CAPITAL THROUGH THE
CANCELLATION OF A PORTION OF SHARES HELD IN
TREASURY.
11. TO APPROVE A NEW $500 MILLION SHARE Mgmt For For
REPURCHASE PROGRAM.
12. TO APPROVE A 3-FOR-1 SPLIT OF THE COMPANY'S Mgmt For For
COMMON SHARES.
13. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION TO EXTEND THE BOARD
OF DIRECTORS' ABILITY TO ISSUE AUTHORIZED
SHARE CAPITAL UNTIL MAY 1, 2016.
14. TO ELECT DELOITTE & TOUCHE LTD. AS THE Mgmt For For
COMPANY'S INDEPENDENT AUDITOR AND DELOITTE
AG AS THE COMPANY'S STATUTORY AUDITOR TO
SERVE UNTIL THE COMPANY'S ANNUAL
SHAREHOLDER MEETING IN 2015.
15. TO ELECT PRICEWATERHOUSECOOPERS AG AS THE Mgmt For For
COMPANY'S SPECIAL AUDITOR TO SERVE UNTIL
THE COMPANY'S ANNUAL SHAREHOLDER MEETING IN
2015.
16. TO APPROVE A DISCHARGE OF THE COMPANY'S Mgmt For For
BOARD OF DIRECTORS AND EXECUTIVE OFFICERS
FROM LIABILITIES FOR THEIR ACTIONS DURING
THE YEAR ENDED DECEMBER 31, 2013.
17. ANY NEW PROPOSALS: (IF NO INSTRUCTION OR AN Mgmt For For
UNCLEAR INSTRUCTION IS GIVEN, YOUR VOTE
WILL BE IN ACCORDANCE WITH THE
RECOMMENDATION OF THE BOARD OF DIRECTORS.)
--------------------------------------------------------------------------------------------------------------------------
ALPHA NATURAL RESOURCES, INC. Agenda Number: 933971221
--------------------------------------------------------------------------------------------------------------------------
Security: 02076X102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: ANR
ISIN: US02076X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: KEVIN S. CRUTCHFIELD Mgmt For For
1.2 ELECTION OF DIRECTOR: ANGELO C. Mgmt For For
BRISIMITZAKIS
1.3 ELECTION OF DIRECTOR: WILLIAM J. CROWLEY, Mgmt For For
JR.
1.4 ELECTION OF DIRECTOR: E. LINN DRAPER, JR. Mgmt For For
1.5 ELECTION OF DIRECTOR: GLENN A. EISENBERG Mgmt For For
1.6 ELECTION OF DIRECTOR: DEBORAH M. FRETZ Mgmt For For
1.7 ELECTION OF DIRECTOR: P. MICHAEL GIFTOS Mgmt For For
1.8 ELECTION OF DIRECTOR: L. PATRICK HASSEY Mgmt For For
1.9 ELECTION OF DIRECTOR: JOEL RICHARDS, III Mgmt For For
2. APPROVAL OF THE AMENDED AND RESTATED 2012 Mgmt For For
LONG-TERM INCENTIVE PLAN.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM, KPMG LLP.
5. A STOCKHOLDER PROPOSAL REQUESTING AN Shr Against For
ENVIRONMENTAL REPORT.
6. A STOCKHOLDER PROPOSAL REQUESTING A CLIMATE Shr Against For
CHANGE REPORT.
7. A STOCKHOLDER PROPOSAL REQUESTING AN Shr Against For
AMENDMENT TO ALPHA'S EQUAL EMPLOYMENT
OPPORTUNITY POLICY.
--------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. Agenda Number: 933956801
--------------------------------------------------------------------------------------------------------------------------
Security: 02209S103
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: MO
ISIN: US02209S1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GERALD L. BALILES Mgmt For For
1B. ELECTION OF DIRECTOR: MARTIN J. BARRINGTON Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN T. CASTEEN III Mgmt For For
1D. ELECTION OF DIRECTOR: DINYAR S. DEVITRE Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS F. FARRELL II Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS W. JONES Mgmt For For
1G. ELECTION OF DIRECTOR: DEBRA J. KELLY-ENNIS Mgmt For For
1H. ELECTION OF DIRECTOR: W. LEO KIELY III Mgmt For For
1I. ELECTION OF DIRECTOR: KATHRYN B. MCQUADE Mgmt For For
1J. ELECTION OF DIRECTOR: GEORGE MUNOZ Mgmt For For
1K. ELECTION OF DIRECTOR: NABIL Y. SAKKAB Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
4. SHAREHOLDER PROPOSAL - PREPARATION OF Shr Against For
HEALTH EFFECT AND CESSATION MATERIALS FOR
POOR AND LESS FORMALLY EDUCATED TOBACCO
CONSUMERS
5. SHAREHOLDER PROPOSAL - DISCLOSURE OF Shr Against For
LOBBYING POLICIES AND PRACTICES
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 933970510
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For
1B. ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM B. GORDON Mgmt For For
1E. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1F. ELECTION OF DIRECTOR: ALAIN MONIE Mgmt For For
1G. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1H. ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA Q. Mgmt For For
STONESIFER
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING A REPORT Shr Against For
CONCERNING CORPORATE POLITICAL
CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
AMBEV S.A. Agenda Number: 933910021
--------------------------------------------------------------------------------------------------------------------------
Security: 02319V103
Meeting Type: Special
Meeting Date: 02-Jan-2014
Ticker: ABEV
ISIN: US02319V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO EXAMINE, DISCUSS AND APPROVE ALL THE Mgmt For For
TERMS AND CONDITIONS OF THE PROTOCOL; AND
JUSTIFICATION OF MERGER OF COMPANHIA DE
BEBIDAS DAS AMERICAS - AMBEV WITH AND INTO
AMBEV S.A., ENTERED INTO BY AND AMONG THE
COMPANIES' MANAGERS ("PROTOCOL AND
JUSTIFICATION I" AND "MERGER I",
RESPECTIVELY).
2 TO RATIFY THE RETENTION OF THE SPECIALIZED Mgmt For For
FIRM APSIS CONSULTORIA EMPRESARIAL LTDA.
("APSIS") TO PREPARE (A) THE VALUATION
REPORT OF COMPANHIA DE BEBIDAS DAS AMERICAS
- AMBEV ("COMPANHIA DE BEBIDAS"), BASED ON
ITS BOOK VALUE, FOR PURPOSES OF SECTIONS
227 AND 8 OF LAW NO. 6,404/76 ("VALUATION
REPORT I"); AND (B) THE VALUATION REPORT OF
THE NET EQUITIES OF THE COMPANY AND
COMPANHIA DE BEBIDAS, AT MARKET VALUE,
EVALUATED UNDER THE SAME CRITERIA AND ON
THE SAME DATE, FOR PURPOSES OF ... (DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
3 TO APPROVE THE VALUATION REPORT I. Mgmt For For
4 TO APPROVE THE MERGER I. Mgmt For For
5 TO EXAMINE, DISCUSS AND APPROVE ALL TERMS Mgmt For For
AND CONDITIONS OF THE PROTOCOL AND
JUSTIFICATION OF MERGER OF AMBEV BRASIL
BEBIDAS S.A. WITH AND INTO THE COMPANY,
ENTERED INTO BY AND AMONG THE COMPANIES'
MANAGERS ("PROTOCOL AND JUSTIFICATION II"
AND "MERGER II", RESPECTIVELY).
6 TO RATIFY THE HIRING OF THE SPECIALIZED Mgmt For For
FIRM APSIS TO PREPARE (A) THE VALUATION
REPORT OF THE NET EQUITY OF AMBEV BRASIL
BEBIDAS S.A. ("AMBEV BRASIL"), BASED ON ITS
BOOK VALUE, FOR PURPOSES OF SECTIONS 227
AND 8 OF LAW NO. 6,404/76 ("VALUATION
REPORT II"); AND (B) THE VALUATION REPORT
OF THE NET EQUITIES OF THE COMPANY AND
AMBEV BRASIL, AT MARKET VALUE, EVALUATED
UNDER THE SAME CRITERIA AND ON THE SAME
DATE, FOR PURPOSES OF SECTION 264 OF LAW
NO. 6,404/76 ("NET EQUITY VALUATION REPORT
II").
7 TO APPROVE THE VALUATION REPORT II. Mgmt For For
8 TO APPROVE THE MERGER II AND THE COMPANY'S Mgmt For For
CAPITAL INCREASE, UPON THE ISSUANCE OF
COMMON SHARES TO BE SUBSCRIBED AND PAID IN
BY THE MANAGERS OF AMBEV BRASIL, FOR THE
BENEFIT OF ITS SHAREHOLDERS, WITH THE
CONSEQUENT AMENDMENT OF THE FIRST PART OF
ARTICLE 5 OF THE COMPANY'S BY-LAWS IN ORDER
TO REFLECT THE REFERRED CAPITAL INCREASE.
9 TO AMEND, AGAIN, THE FIRST PART OF ARTICLE Mgmt For For
5 OF THE COMPANY'S BY-LAWS IN ORDER TO
REFLECT POSSIBLE CAPITAL INCREASES APPROVED
WITHIN THE LIMIT OF THE AUTHORIZED CAPITAL
AND CONFIRMED BY THE MEMBERS OF THE
COMPANY'S BOARD OF DIRECTORS UNTIL THE DATE
OF EGM.
10 TO AMEND ARTICLE 3 OF THE COMPANY'S BY-LAWS Mgmt For For
IN ORDER TO (I) INCLUDE THE ACTIVITY OF
PRINTING, SERVICES OF PREPRINTING AND
GRAPHIC FINISHING AND REPRODUCTION OF
RECORDED MATERIALS IN ANY BASE; AND (II)
ADJUST THE ACTIVITY OF TRADE OF BYPRODUCTS,
AS PER ITEM "G" THEREOF, TO MENTION,
INCLUDING, BUT NOT LIMITED TO, BYPRODUCTS
FOR ANIMAL FEEDING.
11 TO AUTHORIZE THE COMPANY'S EXECUTIVE Mgmt For For
COMMITTEE TO PERFORM ALL ACTS NECESSARY FOR
THE CONSUMMATION OF THE MERGER.
12A ELECTION OF DIRECTOR: VICTORIO CARLOS DE Mgmt For For
MARCHI
12B ELECTION OF DIRECTOR: CARLOS ALVES DE BRITO Mgmt For For
12C ELECTION OF DIRECTOR: MARCEL HERRMANN Mgmt For For
TELLES
12D ELECTION OF DIRECTOR: JOSE HEITOR ATTILIO Mgmt For For
GRACIOSO
12E ELECTION OF DIRECTOR: VICENTE FALCONI Mgmt For For
CAMPOS
12F ELECTION OF DIRECTOR: LUIS FELIPE PEDREIRA Mgmt For For
DUTRA LEITE
12G ELECTION OF DIRECTOR: ROBERTO MOSES Mgmt For For
THOMPSON MOTTA
12H ELECTION OF DIRECTOR: ALVARO ANTONIO Mgmt For For
CARDOSO DE SOUZA
12I ELECTION OF DIRECTOR: PAULO ALBERTO LEMMAN Mgmt For For
12J ELECTION OF DIRECTOR: ANTONIO CARLOS Mgmt For For
AUGUSTO RIBEIRO BONCHRISTIANO
12K ELECTION OF DIRECTOR: MARCOS DE BARROS Mgmt For For
LISBOA
12L ELECTION OF ALTERNATE DIRECTOR: LUIZ Mgmt For For
FERNANDO ZIEGLER DE SAINT EDMOND
13 TO AMEND AND RESTATE THE COMPANY'S BY-LAWS, Mgmt For For
IN ACCORDANCE WITH COMPANY'S MANAGEMENT
PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
AMBEV S.A. Agenda Number: 933986791
--------------------------------------------------------------------------------------------------------------------------
Security: 02319V103
Meeting Type: Special
Meeting Date: 28-Apr-2014
Ticker: ABEV
ISIN: US02319V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1A ANALYSIS OF THE MANAGEMENT ACCOUNTS, WITH Mgmt For For
EXAMINATION, DISCUSSION AND VOTING ON THE
FINANCIAL STATEMENTS RELATED TO THE FISCAL
YEAR ENDED DECEMBER 31, 2013.
O1B ALLOCATION OF THE NET PROFITS FOR THE Mgmt For For
FISCAL YEAR ENDED DECEMBER 31, 2013 AND
RATIFICATION OF THE PAYMENT OF INTEREST ON
OWN CAPITAL AND DISTRIBUTION OF DIVIDENDS,
RELATED TO THE FISCAL YEAR ENDED ON
DECEMBER 31, 2013, APPROVED BY THE BOARD OF
DIRECTORS AT MEETINGS HELD ON AUGUST 30,
2013, JANUARY 6, 2014, AND MARCH 25, 2014.
O1C ELECTION OF THE MEMBERS OF THE COMPANY'S Mgmt For For
FISCAL COUNCIL AND THEIR RESPECTIVE
ALTERNATES FOR A TERM IN OFFICE UNTIL THE
ORDINARY GENERAL MEETING TO BE HELD IN
2015.
O1D RATIFICATION OF THE AMOUNTS PAID OUT AS Mgmt For For
COMPENSATION TO THE MANAGEMENT AND TO THE
MEMBERS OF THE FISCAL COUNCIL OF THE
COMPANY DURING THE FISCAL YEAR ENDED
DECEMBER 31, 2013 AND ESTABLISHING THE
OVERALL COMPENSATION OF THE MANAGEMENT AND
OF THE MEMBERS OF THE FISCAL COUNCIL FOR
THE FISCAL YEAR TO BE ENDED DECEMBER 31,
2014.
E2A WITH THE PURPOSE OF CARRYING OUT THE Mgmt For For
PARTIAL CAPITALIZATION OF THE TAX BENEFIT
EARNED BY THE COMPANY WITH THE PARTIAL
AMORTIZATION OF THE SPECIAL PREMIUM RESERVE
- IN 319/99 FOR THE 2013 FISCAL YEAR,
PURSUANT TO THE ARTICLE 7 OF CVM RULING N.
319/99, A CAPITAL INCREASE IN THE MINIMUM
AMOUNT OF R$ 218,277,229.62, UPON ISSUANCE
OF 13,566,018 SHARES AND THE MAXIMUM AMOUNT
OF R$ 352,684,594.10, UPON ISSUANCE OF UP
TO 21,919,490 SHARES, AT THE ISSUANCE PRICE
OF R$16.09 PER SHARE, ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
E2B NEW CAPITAL INCREASE IN THE AMOUNT OF R$ Mgmt For For
93,547,390.11, CORRESPONDING TO THE
CAPITALIZATION OF 30% OF THE TAX BENEFIT
EARNED WITH THE PARTIAL AMORTIZATION OF THE
SPECIAL PREMIUM RESERVE IN THE FISCAL YEAR
OF 2013, PURSUANT TO ARTICLE 7 OF THE CVM
RULING N. 319/99, WITHOUT THE ISSUANCE OF
NEW SHARES.
E2C BY VIRTUE OF THE RESOLUTION MENTIONED IN Mgmt For For
(2B.) ABOVE, AS WELL AS THE CAPITAL
INCREASES APPROVED BY THE COMPANY'S BOARD
OF DIRECTORS WITHIN THE LIMIT OF THE
AUTHORIZED CAPITAL, AND RATIFIED UNTIL THE
DATE OF THE ORDINARY AND EXTRAORDINARY
GENERAL MEETINGS, TO AMEND CAPUT OF ARTICLE
5 OF THE COMPANY'S BY-LAWS AND TO RESTATE
SUCH BY-LAWS.
--------------------------------------------------------------------------------------------------------------------------
AMC ENTERTAINMENT HOLDINGS, INC. Agenda Number: 933952663
--------------------------------------------------------------------------------------------------------------------------
Security: 00165C104
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: AMC
ISIN: US00165C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MR. ANTHONY J. SAICH Mgmt For For
MR. JIAN WANG Mgmt Withheld Against
2. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR 2014.
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
THE COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
4. SAY WHEN ON PAY - AN ADVISORY VOTE ON THE Mgmt 1 Year For
FREQUENCY OF ADVISORY VOTES ON NAMED
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AMDOCS LIMITED Agenda Number: 933910603
--------------------------------------------------------------------------------------------------------------------------
Security: G02602103
Meeting Type: Annual
Meeting Date: 30-Jan-2014
Ticker: DOX
ISIN: GB0022569080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT A. MINICUCCI Mgmt For For
1B. ELECTION OF DIRECTOR: ADRIAN GARDNER Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN T. MCLENNAN Mgmt For For
1D. ELECTION OF DIRECTOR: SIMON OLSWANG Mgmt For For
1E. ELECTION OF DIRECTOR: ZOHAR ZISAPEL Mgmt For For
1F. ELECTION OF DIRECTOR: JULIAN A. BRODSKY Mgmt For For
1G. ELECTION OF DIRECTOR: ELI GELMAN Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES S. KAHAN Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD T.C. LEFAVE Mgmt For For
1J. ELECTION OF DIRECTOR: GIORA YARON Mgmt For For
2. TO APPROVE AN INCREASE IN THE DIVIDEND RATE Mgmt For For
UNDER OUR QUARTERLY ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
3. TO APPROVE AN AMENDMENT TO AMDOCS LIMITED'S Mgmt Against Against
ARTICLES OF ... (DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL)
4. TO APPROVE THE AUTHORIZED SHARE CAPITAL OF Mgmt For For
AMDOCS LIMITED AND ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
5. TO APPROVE OUR CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FISCAL YEAR ENDED
SEPTEMBER 30, 2013 (PROPOSAL V)
6. TO RATIFY AND APPROVE THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
AMEDISYS, INC. Agenda Number: 934018513
--------------------------------------------------------------------------------------------------------------------------
Security: 023436108
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: AMED
ISIN: US0234361089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LINDA J. HALL Mgmt For For
RONALD A. LABORDE Mgmt For For
JAKE L. NETTERVILLE Mgmt For For
DAVID R. PITTS Mgmt For For
PETER F. RICCHIUTI Mgmt For For
DONALD A. WASHBURN Mgmt For For
NATHANIEL M. ZILKHA Mgmt For For
2 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3 TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS, AS
DISCLOSED IN THE COMPANY'S 2014 PROXY
STATEMENT (SAY ON PAY) VOTE.
--------------------------------------------------------------------------------------------------------------------------
AMERCO Agenda Number: 933858738
--------------------------------------------------------------------------------------------------------------------------
Security: 023586100
Meeting Type: Annual
Meeting Date: 29-Aug-2013
Ticker: UHAL
ISIN: US0235861004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE AMENDMENT AND RESTATEMENT OF THE Mgmt For For
COMPANY'S RESTATED ARTICLES OF
INCORPORATION ("ARTICLES") TO ELIMINATE THE
COMPANY'S STAGGERED (OR "CLASSIFIED")
BOARD.
2. THE AMENDMENT AND RESTATEMENT OF THE Mgmt Against Against
ARTICLES TO ADD A MANDATORY DIRECTOR,
OFFICER AND AGENT INDEMNIFICATION
PROVISION, SO THAT THE ARTICLES REFLECT THE
COMPARABLE PROVISION WHICH ALREADY EXISTS
IN THE COMPANY'S BYLAWS.
3. THE AMENDMENT AND RESTATEMENT OF THE Mgmt For For
ARTICLES TO ELIMINATE ANY SPECIFIC TERMS OR
CONDITIONS OF ANY PREFERRED STOCK OR SERIAL
COMMON STOCK.
4. THE AMENDMENT AND RESTATEMENT OF THE Mgmt For For
ARTICLES TO UPDATE AND REVISE THE CONFLICT
OF INTEREST AND INTERESTED TRANSACTION
PROVISION CONTAINED IN THE ARTICLES TO
REFLECT CURRENT NEVADA LAW REQUIREMENTS.
5. THE AMENDMENT AND RESTATEMENT OF THE Mgmt For For
ARTICLES TO CORRECT TYPOGRAPHICAL ERRORS
AND TO MAKE CERTAIN NON-SUBSTANTIVE,
STYLISTIC CHANGES.
6. AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
7. THE RATIFICATION OF THE APPOINTMENT OF BDO Mgmt For For
USA, LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING MARCH 31, 2014.
8. A PROPOSAL RECEIVED FROM COMPANY Mgmt Against Against
STOCKHOLDER PROPONENTS TO RATIFY AND AFFIRM
THE DECISIONS AND ACTIONS TAKEN BY THE
BOARD OF DIRECTORS AND EXECUTIVE OFFICERS
OF THE COMPANY WITH RESPECT TO AMERCO AND
ITS SUBSIDIARIES, FOR THE FISCAL YEAR ENDED
MARCH 31, 2013.
9. DIRECTOR
EDWARD J. SHOEN Mgmt Withheld Against
JAMES E. ACRIDGE Mgmt For For
CHARLES J. BAYER Mgmt For For
JOHN P. BROGAN Mgmt For For
JOHN M. DODDS Mgmt For For
MICHAEL L. GALLAGHER Mgmt For For
DANIEL R. MULLEN Mgmt For For
JAMES P. SHOEN Mgmt Withheld Against
--------------------------------------------------------------------------------------------------------------------------
AMERICAN ASSETS TRUST INC Agenda Number: 933987490
--------------------------------------------------------------------------------------------------------------------------
Security: 024013104
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: AAT
ISIN: US0240131047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ERNEST S. RADY Mgmt For For
JOHN W. CHAMBERLAIN Mgmt For For
LARRY E. FINGER Mgmt For For
DUANE A. NELLES Mgmt For For
THOMAS S. OLINGER Mgmt For For
ROBERT S. SULLIVAN Mgmt For For
2 THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3 AN ADVISORY RESOLUTION ON THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2013, AS DESCRIBED IN
THE ACCOMPANYING PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC. Agenda Number: 933929537
--------------------------------------------------------------------------------------------------------------------------
Security: 025537101
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: AEP
ISIN: US0255371017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NICHOLAS K. AKINS Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID J. ANDERSON Mgmt For For
1C. ELECTION OF DIRECTOR: J. BARNIE BEASLEY, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: RALPH D. CROSBY, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: LINDA A. GOODSPEED Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS E. HOAGLIN Mgmt For For
1G. ELECTION OF DIRECTOR: SANDRA BEACH LIN Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For
1I. ELECTION OF DIRECTOR: LIONEL L. NOWELL III Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN S. RASMUSSEN Mgmt For For
1K. ELECTION OF DIRECTOR: OLIVER G. RICHARD III Mgmt For For
1L. ELECTION OF DIRECTOR: SARA MARTINEZ TUCKER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EQUITY INVESTMENT LIFE HLDG CO Agenda Number: 933992011
--------------------------------------------------------------------------------------------------------------------------
Security: 025676206
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: AEL
ISIN: US0256762065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOYCE A. CHAPMAN Mgmt For For
JAMES M. GERLACH Mgmt For For
ROBERT L. HOWE Mgmt For For
DEBRA J. RICHARDSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 933945872
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For
1B. ELECTION OF DIRECTOR: URSULA BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH CHENAULT Mgmt For For
1D. ELECTION OF DIRECTOR: PETER CHERNIN Mgmt For For
1E. ELECTION OF DIRECTOR: ANNE LAUVERGEON Mgmt Against Against
1F. ELECTION OF DIRECTOR: THEODORE LEONSIS Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD LEVIN Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD MCGINN Mgmt For For
1I. ELECTION OF DIRECTOR: SAMUEL PALMISANO Mgmt For For
1J. ELECTION OF DIRECTOR: STEVEN REINEMUND Mgmt For For
1K. ELECTION OF DIRECTOR: DANIEL VASELLA Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT WALTER Mgmt For For
1M. ELECTION OF DIRECTOR: RONALD WILLIAMS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL RELATING TO ANNUAL Shr Against For
DISCLOSURE OF EEO-1 DATA.
5. SHAREHOLDER PROPOSAL RELATING TO REPORT ON Shr Against For
PRIVACY, DATA SECURITY AND GOVERNMENT
REQUESTS.
6. SHAREHOLDER PROPOSAL RELATING TO ACTION BY Shr Against For
WRITTEN CONSENT.
7. SHAREHOLDER PROPOSAL FOR EXECUTIVES TO Shr Against For
RETAIN SIGNIFICANT STOCK.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN GREETINGS CORPORATION Agenda Number: 933857546
--------------------------------------------------------------------------------------------------------------------------
Security: 026375105
Meeting Type: Special
Meeting Date: 07-Aug-2013
Ticker: AM
ISIN: US0263751051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO CONSIDER & VOTE ON A PROPOSAL TO ADOPT Mgmt For For
AGREEMENT & PLAN OF MERGER, DATED AS OF
MARCH 29, 2013 & AMENDED ON JULY 3, 2013
(AS SO AMENDED, "MERGER AGREEMENT"), BY AND
AMONG CENTURY INTERMEDIATE HOLDING COMPANY,
A DELAWARE CORPORATION ("PARENT"), CENTURY
MERGER COMPANY, AN OHIO CORPORATION AND
WHOLLY OWNED SUBSIDIARY OF PARENT, AND
AMERICAN GREETINGS CORPORATION.
2. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, SPECIFIED COMPENSATION THAT MAY
BECOME PAYABLE TO THE NAMED EXECUTIVE
OFFICERS OF AMERICAN GREETINGS CORPORATION
IN CONNECTION WITH THE MERGER.
3. TO APPROVE ADJOURNMENT OF SPECIAL MEETING, Mgmt For For
IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT TIME OF
SPECIAL MEETING TO OBTAIN COMPANY
SHAREHOLDER APPROVAL (AS DEFINED IN
ENCLOSED PROXY STATEMENT) OF MERGER
AGREEMENT OR OBTAIN MAJORITY OF MINORITY
SHAREHOLDER APPROVAL (AS DEFINED IN
ENCLOSED PROXY STATEMENT) OF MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN HOMES 4 RENT Agenda Number: 933965723
--------------------------------------------------------------------------------------------------------------------------
Security: 02665T306
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: AMH
ISIN: US02665T3068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
B. WAYNE HUGHES Mgmt For For
DAVID P. SINGELYN Mgmt For For
JOHN CORRIGAN Mgmt For For
DANN V. ANGELOFF Mgmt For For
MATTHEW J. HART Mgmt For For
JAMES H. KROPP Mgmt For For
LYNN SWANN Mgmt For For
KENNETH M. WOOLLEY Mgmt For For
2. RATIFICATION OF APPOINTMENT OF BDO USA, Mgmt For For
LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS, TO AUDIT THE ACCOUNTS OF
AMERICAN HOMES 4 RENT FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 933956217
--------------------------------------------------------------------------------------------------------------------------
Security: 026874784
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: AIG
ISIN: US0268747849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT H. BENMOSCHE Mgmt For For
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1C. ELECTION OF DIRECTOR: PETER R. FISHER Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN H. FITZPATRICK Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN Mgmt For For
1F. ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH Mgmt For For
1G. ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ Mgmt Against Against
1H. ELECTION OF DIRECTOR: GEORGE L. MILES, JR. Mgmt Against Against
1I. ELECTION OF DIRECTOR: HENRY S. MILLER Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1K. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD A. RITTENMEYER Mgmt For For
1M. ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND Mgmt For For
1N. ELECTION OF DIRECTOR: THERESA M. STONE Mgmt For For
2. TO VOTE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
TO APPROVE EXECUTIVE COMPENSATION.
3. TO ACT UPON A PROPOSAL TO AMEND AND RESTATE Mgmt For For
AIG'S RESTATED CERTIFICATE OF INCORPORATION
TO CONTINUE TO RESTRICT CERTAIN TRANSFERS
OF AIG COMMON STOCK IN ORDER TO PROTECT
AIG'S TAX ATTRIBUTES.
4. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For
AMENDMENT TO EXTEND THE EXPIRATION OF THE
AMERICAN INTERNATIONAL GROUP, INC. TAX
ASSET PROTECTION PLAN.
5. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
AIG'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN RESIDENTIAL PROPERTIES, INC. Agenda Number: 933970534
--------------------------------------------------------------------------------------------------------------------------
Security: 02927E303
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: ARPI
ISIN: US02927E3036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEPHEN G. SCHMITZ Mgmt For For
LAURIE A. HAWKES Mgmt For For
DOUGLAS N. BENHAM Mgmt For For
DAVID M. BRAIN Mgmt For For
KEITH R. GUERICKE Mgmt For For
TODD W. MANSFIELD Mgmt For For
2 APPROVAL OF CERTAIN ISSUANCES OF SHARES OF Mgmt For For
COMMON STOCK UPON EXCHANGE OF OUR 3.25%
EXCHANGEABLE SENIOR NOTES DUE 2018.
3 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION Agenda Number: 933965735
--------------------------------------------------------------------------------------------------------------------------
Security: 03027X100
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: AMT
ISIN: US03027X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RAYMOND P. DOLAN Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD M. DYKES Mgmt For For
1C. ELECTION OF DIRECTOR: CAROLYN F. KATZ Mgmt For For
1D. ELECTION OF DIRECTOR: GUSTAVO LARA CANTU Mgmt For For
1E. ELECTION OF DIRECTOR: JOANN A. REED Mgmt For For
1F. ELECTION OF DIRECTOR: PAMELA D.A. REEVE Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID E. SHARBUTT Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES D. TAICLET, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: SAMME L. THOMPSON Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC. Agenda Number: 933942650
--------------------------------------------------------------------------------------------------------------------------
Security: 03076C106
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: AMP
ISIN: US03076C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES M. CRACCHIOLO Mgmt For For
1B. ELECTION OF DIRECTOR: DIANNE NEAL BLIXT Mgmt For For
1C. ELECTION OF DIRECTOR: AMY DIGESO Mgmt For For
1D. ELECTION OF DIRECTOR: LON R. GREENBERG Mgmt Against Against
1E. ELECTION OF DIRECTOR: W. WALKER LEWIS Mgmt For For
1F. ELECTION OF DIRECTOR: SIRI S. MARSHALL Mgmt For For
1G. ELECTION OF DIRECTOR: JEFFREY NODDLE Mgmt For For
1H. ELECTION OF DIRECTOR: H. JAY SARLES Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT F. SHARPE, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM H. TURNER Mgmt For For
2. A NONBINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. TO ADOPT AND APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S CERTIFICATE OF INCORPORATION TO
ELIMINATE SUPERMAJORITY VOTING RIGHTS AND
EFFECT CERTAIN OTHER NON-MATERIAL
AMENDMENTS.
4. TO ADOPT AND APPROVE THE AMERIPRISE Mgmt For For
FINANCIAL 2005 INCENTIVE COMPENSATION PLAN,
AS AMENDED AND RESTATED.
5. TO RATIFY THE AUDIT COMMITTEE'S SELECTION Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2014.
6. A SHAREHOLDER PROPOSAL RELATING TO THE Shr Against For
DISCLOSURE OF POLITICAL CONTRIBUTIONS AND
EXPENDITURES, IF PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION Agenda Number: 933915449
--------------------------------------------------------------------------------------------------------------------------
Security: 03073E105
Meeting Type: Annual
Meeting Date: 06-Mar-2014
Ticker: ABC
ISIN: US03073E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEVEN H. COLLIS Mgmt For For
1B. ELECTION OF DIRECTOR: DOUGLAS R. CONANT Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD W. GOCHNAUER Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD C. GOZON Mgmt For For
1E. ELECTION OF DIRECTOR: LON R. GREENBERG Mgmt Against Against
1F. ELECTION OF DIRECTOR: EDWARD E. HAGENLOCKER Mgmt For For
1G. ELECTION OF DIRECTOR: JANE E. HENNEY, M.D. Mgmt For For
1H. ELECTION OF DIRECTOR: KATHLEEN W. HYLE Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL J. LONG Mgmt For For
1J. ELECTION OF DIRECTOR: HENRY W. MCGEE Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. APPROVAL OF THE AMERISOURCEBERGEN Mgmt For For
CORPORATION OMNIBUS INCENTIVE PLAN.
5. APPROVAL OF THE AMENDMENT OF Mgmt For For
AMERISOURCEBERGEN'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION.
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 933956306
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt For For
1B ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, Mgmt Against Against
JR.
1C ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY Mgmt For For
1D ELECTION OF DIRECTOR: MR. FRANCOIS DE Mgmt For For
CARBONNEL
1E ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN Mgmt For For
1F ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT Mgmt For For
1G ELECTION OF DIRECTOR: MR. GREG C. GARLAND Mgmt For For
1H ELECTION OF DIRECTOR: DR. REBECCA M. Mgmt For For
HENDERSON
1I ELECTION OF DIRECTOR: MR. FRANK C. Mgmt For For
HERRINGER
1J ELECTION OF DIRECTOR: DR. TYLER JACKS Mgmt For For
1K ELECTION OF DIRECTOR: MS. JUDTIH C. PELHAM Mgmt For For
1L ELECTION OF DIRECTOR: DR. RONALD D. SUGAR Mgmt For For
2 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3 ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4 STOCKHOLDER PROPOSAL #1 (VOTE TABULATION) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
AMPCO-PITTSBURGH CORPORATION Agenda Number: 933936277
--------------------------------------------------------------------------------------------------------------------------
Security: 032037103
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: AP
ISIN: US0320371034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES J. ABEL Mgmt For For
WILLIAM K. LIEBERMAN Mgmt For For
STEPHEN E. PAUL Mgmt For For
CARL H. PFORZHEIMER III Mgmt For For
MICHAEL I. GERMAN Mgmt For For
2. TO APPROVE, IN A NON-BINDING VOTE, THE Mgmt Against Against
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
AMPHENOL CORPORATION Agenda Number: 934004920
--------------------------------------------------------------------------------------------------------------------------
Security: 032095101
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: APH
ISIN: US0320951017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RONALD P. BADIE Mgmt For For
1.2 ELECTION OF DIRECTOR: STANLEY L. CLARK Mgmt For For
1.3 ELECTION OF DIRECTOR: DAVID P. FALCK Mgmt For For
1.4 ELECTION OF DIRECTOR: EDWARD G. JEPSEN Mgmt For For
1.5 ELECTION OF DIRECTOR: ANDREW E. LIETZ Mgmt For For
1.6 ELECTION OF DIRECTOR: MARTIN H. LOEFFLER Mgmt For For
1.7 ELECTION OF DIRECTOR: JOHN R. LORD Mgmt For For
1.8 ELECTION OF DIRECTOR: R. ADAM NORWITT Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT ACCOUNTANTS OF THE COMPANY.
3. TO RATIFY AND APPROVE THE 2014 AMPHENOL Mgmt For For
EXECUTIVE INCENTIVE PLAN.
4. TO RATIFY AND APPROVE THE FIRST AMENDED Mgmt For For
2009 STOCK PURCHASE AND OPTION PLAN FOR KEY
EMPLOYEES OF AMPHENOL AND SUBSIDIARIES.
5. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
AMTRUST FINANCIAL SERVICES, INC. Agenda Number: 933978504
--------------------------------------------------------------------------------------------------------------------------
Security: 032359309
Meeting Type: Annual
Meeting Date: 23-May-2014
Ticker: AFSI
ISIN: US0323593097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DONALD T. DECARLO Mgmt For For
SUSAN C. FISCH Mgmt For For
ABRAHAM GULKOWITZ Mgmt For For
GEORGE KARFUNKEL Mgmt For For
MICHAEL KARFUNKEL Mgmt Withheld Against
JAY J. MILLER Mgmt For For
BARRY D. ZYSKIND Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF BDO USA, Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR THE YEAR
ENDED DECEMBER 31, 2014.
3. ADVISORY, NON-BINDING APPROVAL OF THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED PURSUANT TO
THE SEC'S COMPENSATION DISCLOSURE RULES,
INCLUDING THE COMPENSATION DISCUSSION AND
ANALYSIS, THE COMPENSATION TABLES, AND THE
ACCOMPANYING NARRATIVE DISCLOSURE, SET
FORTH IN THE 2014 ANNUAL MEETING PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION Agenda Number: 933952651
--------------------------------------------------------------------------------------------------------------------------
Security: 032511107
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: APC
ISIN: US0325111070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANTHONY R. CHASE Mgmt For For
1B. ELECTION OF DIRECTOR: KEVIN P. CHILTON Mgmt For For
1C. ELECTION OF DIRECTOR: H. PAULETT EBERHART Mgmt For For
1D. ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD L. GEORGE Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES W. GOODYEAR Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN R. GORDON Mgmt For For
1H. ELECTION OF DIRECTOR: ERIC D. MULLINS Mgmt For For
1I. ELECTION OF DIRECTOR: R.A. WALKER Mgmt For For
2. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITOR.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. STOCKHOLDER PROPOSAL - REPORT ON POLITICAL Shr Against For
CONTRIBUTIONS.
5. STOCKHOLDER PROPOSAL - REPORT ON CLIMATE Shr Against For
CHANGE RISK.
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 933920072
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Annual
Meeting Date: 12-Mar-2014
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: RAY STATA Mgmt For For
1B) ELECTION OF DIRECTOR: VINCENT T. ROCHE Mgmt For For
1C) ELECTION OF DIRECTOR: RICHARD M. BEYER Mgmt For For
1D) ELECTION OF DIRECTOR: JAMES A. CHAMPY Mgmt For For
1E) ELECTION OF DIRECTOR: JOHN C. HODGSON Mgmt For For
1F) ELECTION OF DIRECTOR: YVES-ANDRE ISTEL Mgmt For For
1G) ELECTION OF DIRECTOR: NEIL NOVICH Mgmt For For
1H) ELECTION OF DIRECTOR: F. GRANT SAVIERS Mgmt For For
1I) ELECTION OF DIRECTOR: KENTON J. SICCHITANO Mgmt For For
1J) ELECTION OF DIRECTOR: LISA T. SU Mgmt For For
2) TO APPROVE, BY NON-BINDING "SAY-ON-PAY" Mgmt For For
VOTE, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN THE
COMPENSATION DISCUSSION AND ANALYSIS,
EXECUTIVE COMPENSATION ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
3) TO APPROVE THE AMENDED AND RESTATED ANALOG Mgmt For For
DEVICES, INC. 2006 STOCK INCENTIVE PLAN.
4) TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA, BRUXELLES Agenda Number: 705080947
--------------------------------------------------------------------------------------------------------------------------
Security: B6399C107
Meeting Type: MIX
Meeting Date: 30-Apr-2014
Ticker:
ISIN: BE0003793107
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
A.1 Deciding that all outstanding subscription Mgmt For For
rights granted to Directors (including
former Directors) of the Company and
certain executives (including former
executives) will be automatically converted
into stock options, so that, upon exercise,
existing shares instead of new shares will
be delivered, with effect on 1 May 2014;
accordingly, acknowledging that all
subscription rights outstanding on 1 May
2014 will become without object, with
effect on the same date; confirming that
the terms and conditions of such
replacement stock options will be identical
to those of such subscription rights,
including regarding the exercise price and
the exercise conditions and periods, except
to the extent strictly needed to take into
account that existing shares instead of new
shares will be delivered; deciding that
such replacement CONTD
CONT CONTD stock options will continue to grant Non-Voting
their holders a right of early exercise in
the event contemplated by Article 501,
second indent, of the Companies Code (i.e.,
in relation to certain capital increases),
in the same manner as the subscription
rights did
A.2.a Special report by the Board of Directors on Non-Voting
the authorised capital, drawn up in
accordance with Article 604 of the
Companies Code
A.2.b Cancelling the unused portion of the Mgmt For For
existing authorised capital, granting a
renewed authorisation to the Board of
Directors to increase the capital in
accordance with Article 6 of the articles
of association, in one or more
transactions, by the issuance of a number
of shares, or financial instruments giving
right to a number of shares, which will
represent not more than 3% of the shares
issued as at 30 April 2014, and modifying
Article 6 of the articles of association
accordingly. Such authorisation is granted
for a period of five years as from the date
of publication of this modification to the
articles of association in the Belgian
State Gazette (Moniteur Belge /Belgisch
Staatsblad)
B.1.a Renewing, for a period of five years as Mgmt Against Against
from 30 April 2014, the authorisation to
the Board of Directors to purchase the
Company's own shares up to maximum 20 per
cent of the issued shares for a unitary
price which will not be lower than one euro
(EUR 1,-) and not higher than 20 % above
the highest closing price in the last
twenty trading days of the shares on
Euronext Brussels preceding the
acquisition. The previous authorization
expired on 28 April 2014
B.1.b Replacing Article 10 of the articles of Mgmt Against Against
association by the following text: "Article
10.-ACQUISITION AND DISPOSAL OF OWN SHARES
The company may, without any prior
authorisation of the Shareholders' Meeting,
in accordance with article 620 of the
Companies Code and under the conditions
provided for by law, acquire, on or outside
the stock exchange, its own shares up to a
maximum of 20% of the issued shares of the
company for a unitary price which will not
be lower than one euro (EUR 1,-) and not
higher than 20 % above the highest closing
price on Euronext Brussels in the last
twenty trading days preceding the
acquisition. The company may, without any
prior authorisation of the Shareholders'
Meeting, in accordance with article 622,
section 2, 1 of the Companies Code,
dispose, on or outside the stock exchange,
of the shares CONTD
CONT CONTD of the company which were acquired by Non-Voting
the company under the conditions determined
by the Board of Directors. The
authorisations set forth in the preceding
paragraphs also extend to acquisitions and
disposals of shares of the company by
direct subsidiaries of the company made in
accordance with article 627 of the
Companies Code. The authorisations set
forth in this article were granted for a
period of five (5) years as from the
extraordinary shareholders' meeting of
thirty April two thousand and fourteen
C.1 Management report by the Board of Directors Non-Voting
on the accounting year ended on 31 December
2013
C.2 Report by the statutory auditor on the Non-Voting
accounting year ended on 31 December 2013
C.3 Communication of the consolidated annual Non-Voting
accounts relating to the accounting year
ended on 31 December 2013, as well as the
management report by the Board of Directors
and the report by the statutory auditor on
the consolidated annual accounts
C.4 Approving the statutory annual accounts Mgmt For For
relating to the accounting year ended on 31
December 2013, including the following
allocation of the result: (as specified) On
a per share basis, this represents a gross
dividend for 2013 of EUR 2.05 giving right
to a dividend net of Belgian withholding
tax of EUR 1.5375 per share (in case of 25%
Belgian withholding tax) and of EUR 2.05
per share (in case of exemption from
Belgian withholding tax). Taking into
account the gross interim dividend of EUR
0.60 per share paid in November 2013, a
balance gross amount of EUR 1.45 will be
payable as from 8 May 2014, i.e. a balance
dividend net of Belgian withholding tax of
EUR 1.0875 per share (in case of 25%
Belgian withholding tax) and of EUR 1.45
per share (in case of exemption from
Belgian withholding tax). The actual gross
CONTD
CONT CONTD dividend amount (and, subsequently, Non-Voting
the balance amount) may fluctuate depending
on possible changes in the number of own
shares held by the Company on the dividend
payment date
C.5 Granting discharge to the Directors for the Mgmt For For
performance of their duties during the
accounting year ended on 31 December 2013
C.6 Granting discharge to the statutory auditor Mgmt For For
for the performance of his duties during
the accounting year ended on 31 December
2013
C.7.a Renewing the appointment as independent Mgmt Against Against
director of Mr. Kees Storm, for a period of
one year ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2014. The Company's
Corporate Governance Charter provides that
the term of office of directors shall end
immediately after the annual shareholders'
meeting following their 70th birthday,
except as provided by the Board of
Directors in special cases. The Board
considers that an exception to such age
limit is justified for Mr. Storm
considering the key role that he has played
and continues to play as independent
director. Mr. Storm complies with the
functional, family and financial criteria
of independence as provided for in Article
526ter of the Companies Code and in the
Company's Corporate Governance Charter,
except for the requirement CONTD
CONT CONTD not to have been a non-executive Non-Voting
director of the company for more than three
successive terms (Article 526ter, par. 1,
2). Except when legally required to apply
the definition of Article 526ter, par. 1,
2, the Board proposes to consider that Mr.
Storm continues to qualify as independent
director. The Board is of the opinion that
the quality and independence of the
contribution of Mr. Storm to the
functioning of the Board has not been
influenced by the length of his tenure. Mr.
Storm has acquired a superior understanding
of the Company's business, its underlying
strategy and specific culture, in
particular in his capacity of chairman of
the Board, and in light of his particular
experience, reputation and background it is
in the Company's best interests to renew
him as an independent director for an
additional term CONTD
CONT CONTD of one year. Moreover, Mr. Storm Non-Voting
expressly stated and the Board is of the
opinion that he does not have any
relationship with any company which could
compromise his independence
C.7.b Renewing the appointment as independent Mgmt For For
director of Mr. Mark Winkelman, for a
period of 1 year ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2014.
Mr. Winkelman complies with the functional,
family and financial criteria of
independence as provided for in Article
526ter of the Companies Code and in the
Company's Corporate Governance Charter,
except for the requirement not to have been
a non-executive director of the company for
more than three successive terms (Article
526ter, par. 1, 2). Except when legally
required to apply the definition of Article
526ter, par. 1, 2, the Board proposes to
consider that Mr. Winkelman continues to
qualify as independent director. The Board
is of the opinion that the quality and
independence of the contribution of Mr.
Winkelman to the CONTD
CONT CONTD functioning of the Board has not been Non-Voting
influenced by the length of his tenure. Mr.
Winkelman has acquired a superior
understanding of the Company's business,
its underlying strategy and specific
culture, and in light of his particular
experience, reputation and background it is
in the Company's best interests to renew
him as an independent director for an
additional term of one year. Moreover, Mr.
Winkelman expressly stated and the Board is
of the opinion that he does not have any
relationship with any company which could
compromise his independence
C.7.c Renewing the appointment as director of Mr. Mgmt Against Against
Alexandre Van Damme, for a period of four
years ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2017
C.7.d Renewing the appointment as director of Mr. Mgmt Against Against
Gregoire de Spoelberch, for a period of
four years ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2017
C.7.e Renewing the appointment as director of Mr. Mgmt Against Against
Carlos Alberto da Veiga Sicupira, for a
period of four years ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2017
C.7.f Renewing the appointment as director of Mr. Mgmt Against Against
Marcel Herrmann Telles, for a period of
four years ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2017
C.7.g Acknowledging the end of mandate as Mgmt Against Against
director of Mr. Jorge Paulo Lemann and
appointing as director Mr. Paulo Lemann as
his successor, for a period of four years
ending after the shareholders meeting which
will be asked to approve the accounts for
the year 2017. Mr. Paulo Lemann, a
Brazilian citizen, graduated from Faculdade
Candido Mendes in Rio de Janeiro, Brazil
with a B.A. in Economics. Mr. Lemann
interned at PriceWaterhouse in 1989 and was
employed as an Analyst at Andersen
Consulting from 1990 to 1991. From 1992 to
1995, he performed equity analysis while at
Banco Marka (Rio de Janeiro). Mr. Lemann
performed equity analysis for Dynamo Asset
Management (Rio de Janeiro) from 1995 to
1996. From 1997 to 2004, he started the
hedge fund investment effort at Tinicum
Inc., a New York based investment office
that advised the CONTD
CONT CONTD Synergy Fund of Funds where he served Non-Voting
as Portfolio Manager. In May 2005, Mr.
Lemann founded Pollux Capital and is
currently the Portfolio Manager. Mr. Lemann
is a board member of Lojas Americanas, the
Lemann Foundation and Ambev
C.7.h Acknowledging the end of mandate as Mgmt Against Against
director of Mr. Roberto Moses Thompson
Motta and appointing as director Mr.
Alexandre Behring as his successor, for a
period of four years ending after the
shareholders meeting which will be asked to
approve the accounts for the year 2017. Mr.
Behring, a Brazilian citizen, received a BS
in Electric Engineering from Pontificia
Universidade Catolica in Rio de Janeiro and
an MBA from Harvard Graduate School of
Business, having graduated as a Baker
Scholar and a Loeb Scholar. He is a
co-founder and the Managing Partner of 3G
Capital, a global investment firm with
offices in New York and Rio de Janeiro,
since 2004. Mr. Behring serves on Burger
King's Board as Chairman since October
2010, following Burger King's acquisition
by 3G Capital, and has become Chairman of
H.J. Heinz, following the CONTD
CONT CONTD closing of such company's acquisition Non-Voting
by Berkshire Hathaway and 3G Capital in
June 2013. Additionally, Mr. Behring served
as a Director, and member of the
Compensation and Operations Committees of
the Board of CSX Corporation, a leading
U.S. rail-based transportation company,
from 2008 to 2011. Previously, Mr. Behring
spent approximately 10 years at GP
Investments, one of Latin America's premier
private-equity firms, including eight years
as a partner and member of the firm's
Investment Committee. He served for seven
years, from 1998 through 2004, as a
Director and CEO of Latin America's largest
railroad, ALL (America Latina Logistica).
Mr. Behring was a co-founder and partner in
Modus OSI Technologies, a technology firm
with offices in Florida and Sao Paulo, from
1989 to 1993
C.7.i Appointing as independent director Mr. Elio Mgmt For For
Leoni Sceti, for a period of four years
ending after the shareholders' meeting
which will be asked to approve the accounts
for the year 2017. Mr Leoni Sceti is an
Italian citizen, living in the UK. He
graduated Magma Cum Laude in Economics from
LUISS in Rome, where he passed the Dottore
Commercialista post graduate bar exam. Mr.
Sceti is currently CEO of Iglo Group, a
European food business whose brands are
Birds Eye, Findus (in Italy) and Iglo. He
has over 20 years' experience in the FMCG
and media sectors. He served as CEO of EMI
Music from 2008 to 2010. Prior to EMI, Mr.
Sceti had an international career in
marketing and held senior leadership roles
at Procter & Gamble and Reckitt Benckiser.
Mr. Sceti is also a private investor in
technology start-ups, and is currently
CONTD
CONT CONTD Chairman of Zeebox Ltd, Chairman of Non-Voting
LSG holdings, and a Counsellor at One Young
World. Mr. Elio Leoni Sceti complies with
the functional, family and financial
criteria of independence as provided for in
Article 526ter of the Companies Code and in
the Company's Corporate Governance Charter.
Moreover, Mr. Elio Leoni Sceti expressly
stated and the Board is of the opinion that
he does not have any relationship with any
company which could compromise his
independence
C.7.j Appointing as director Mrs. Maria Asuncion Mgmt Against Against
Aramburuzabala Larregui, for a period of
four years ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2017. Mrs.
Aramburuzabala was proposed for appointment
as director in accordance with the terms of
the combination of ABI with Grupo Modelo.
Mrs. Aramburuzabala is a citizen of Mexico
and holds a degree in Accounting from ITAM
(Instituto Tecnologico Autonomo de Mexico).
She has served as CEO of Tresalia Capital
since 1996. She is also on the Boards of
KIO Networks, Abilia, Red Universalia,
Grupo Modelo, Grupo Financiero Banamex,
Banco Nacional de Mexico, non-executive
Director of Fresnillo plc, Medica Sur,
Latin America Conservation Council, Calidad
de Vida, Progreso y Desarrollo para la
Ciudad de Mexico and an Advisory Board
member CONTD
CONT CONTD of the Instituto Tecnologico Autonomo Non-Voting
de Mexico, School of Business
C.7.k Appointing as director Mr. Valentin Diez Mgmt Against Against
Morodo, for a period of four years ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2017. Mr. Diez was proposed for
appointment as director in accordance with
the terms of the combination of ABI with
Grupo Modelo. Born in 1940, Mr. Valentin
Diez has exceeded the age limit of 70 years
for directors as set forth in the Company's
Corporate Governance Charter. The Board
considers however that an exception to this
age limit is justified for Mr. Diez
considering the key role that he has played
and continues to play within Grupo Modelo
as well as his exceptional business
experience and reputation, amongst others
in the beer sector and industry at large.
Mr. Diez is a citizen of Mexico and holds a
degree in Business Administration from the
CONTD
CONT CONTD Universidad Iberoamericana and Non-Voting
participated in postgraduate courses at the
University of Michigan. He is currently
President of Grupo Nevadi International,
Chairman of the Consejo Empresarial
Mexicano de Comercio Exterior, Inversion y
Tecnologia, AC (COMCE) and Chairman of that
organization's Mexico-Spain Bilateral
Committee. He is a member of the Board of
Directors of Grupo Modelo, Vice President
of Kimberly Clark de Mexico and Grupo
Aeromexico. He is member of the Board of
Grupo Financiero Banamex, Acciones y
Valores Banamex, Grupo Dine, Mexichem, OHL
Mexico, Zara Mexico, Telefonica Moviles
Mexico, Banco Nacional de Comercio
Exterior, S.N.C. (Bancomext), ProMexico and
the Instituto de Empresa, Madrid. He is
member of the Consejo Mexicano de Hombres
de Negocios and Chairman of the Instituto
Mexicano para la CONTD
CONT CONTD Competitividad, IMCO. He is Chairman Non-Voting
of the Assembly of Associates of the
Universidad Iberoamericana, and Founder and
Chairman of the Diez Morodo Foundation,
which encourages social, sporting,
educational and philanthropic causes. Mr.
Diez is also a member of the Board of the
Museo Nacional de las Artes, MUNAL in
Mexico and member of the International
Trustees of the Museo del Prado in Madrid,
Spain
C.8.a Approving the remuneration report for the Mgmt Against Against
financial year 2013 as set out in the 2013
annual report, including the executive
remuneration policy. The 2013 annual report
and remuneration report containing the
executive remuneration policy can be
reviewed as indicated at the end of this
notice
C.8.b Deciding to grant and, pursuant to Article Mgmt Against Against
554, indent 7, of the Companies Code, to
expressly approve the grant of 15,000 stock
options to each of the current Directors of
the Company, being all non-executive
Directors, for the performance of their
mandate during the financial year 2013.
However, the number of stock options
amounts to 20,000 for the Chairman of the
Audit Committee and to 30,000 for the
Chairman of the Board of Directors. The
main features of these stock options can be
summarised as follows: each stock option
confers the right to purchase one existing
ordinary share of the Company, with the
same rights (including dividend rights) as
the other existing shares. Each stock
option is granted for no consideration. Its
exercise price equals the closing price of
the Company share on Euronext Brussels on
29 April CONTD
CONT CONTD 2014. All stock options have a term Non-Voting
of ten years as from their granting and
become exercisable five years after their
granting. At the end of the ten year term,
the stock options that have not been
exercised will automatically become null
and void
D.1 Granting powers to Mr. Benoit Loore, VP Mgmt For For
Corporate Governance, with power to
substitute and without prejudice to other
delegations of powers to the extent
applicable, for (i) the implementation of
resolution A.1 regarding the change in
relation to outstanding subscription
rights, (ii) the restatements of the
articles of association as a result of all
changes referred to above, the signing of
the restated articles of association and
their filings with the clerk's office of
the Commercial Court of Brussels, and (iii)
any other filings and publication
formalities in relation to the above
resolutions
--------------------------------------------------------------------------------------------------------------------------
ANN INC. Agenda Number: 933967955
--------------------------------------------------------------------------------------------------------------------------
Security: 035623107
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: ANN
ISIN: US0356231078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DALE W. HILPERT Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD W. HOVSEPIAN Mgmt For For
1C. ELECTION OF DIRECTOR: LINDA A. HUETT Mgmt For For
2. TO APPROVE, BY NON-BINDING, ADVISORY VOTE, Mgmt For For
THE COMPANY'S EXECUTIVE COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
ANTA SPORTS PRODUCTS LTD Agenda Number: 705014164
--------------------------------------------------------------------------------------------------------------------------
Security: G04011105
Meeting Type: AGM
Meeting Date: 09-Apr-2014
Ticker:
ISIN: KYG040111059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0311/LTN20140311485.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0311/LTN20140311473.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 To receive and consider the audited Mgmt For For
consolidated financial statements of the
Company and its subsidiaries and the
reports of the directors and the auditor of
the Company for the year ended 31 December
2013
2 To declare a final dividend of HK22 cents Mgmt For For
per ordinary share in respect of the year
ended 31 December 2013
3 To declare a special dividend of HK7 cents Mgmt For For
per ordinary share in respect of the year
ended 31 December 2013
4 To re-elect Mr. Wang Wenmo as executive Mgmt For For
director of the Company
5 To re-elect Mr. Wu Yonghua as executive Mgmt For For
director of the Company
6 To re-elect Mr. Lu Hong Te as independent Mgmt Against Against
non-executive director of the Company
7 To authorise the board of directors of the Mgmt For For
Company to fix the remuneration of the
Company's directors
8 To re-appoint KPMG as the Company's auditor Mgmt For For
and to authorise the board of directors of
the Company to fix their remuneration
9 To grant a general mandate to the directors Mgmt Against Against
of the Company to allot, issue and deal
with the Company's shares
10 To grant a general mandate to the directors Mgmt For For
of the Company to repurchase the Company's
shares
11 To extend the general mandate granted to Mgmt Against Against
the directors of the Company under
resolution no. 9 by the number of shares
repurchased under resolution no. 10
--------------------------------------------------------------------------------------------------------------------------
ANTERO RESOURCES CORPORATION Agenda Number: 933969149
--------------------------------------------------------------------------------------------------------------------------
Security: 03674X106
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: AR
ISIN: US03674X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAUL M. RADY Mgmt For For
GLEN C. WARREN, JR. Mgmt For For
JAMES R. LEVY Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
ANTERO RESOURCES CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE ANTERO
RESOURCES CORPORATION LONG-TERM INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
ANWORTH MORTGAGE ASSET CORPORATION Agenda Number: 933984103
--------------------------------------------------------------------------------------------------------------------------
Security: 037347101
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: ANH
ISIN: US0373471012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LLOYD MCADAMS Mgmt For For
1B. ELECTION OF DIRECTOR: LEE A. AULT, III Mgmt For For
1C. ELECTION OF DIRECTOR: JOE E. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT C. DAVIS Mgmt For For
1E. ELECTION OF DIRECTOR: JOSEPH E. MCADAMS Mgmt For For
1F. ELECTION OF DIRECTOR: MARK S. MARON Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. APPROVAL OF THE ADOPTION OF THE 2014 EQUITY Mgmt For For
COMPENSATION PLAN.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
MCGLADREY LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
ANXIN-CHINA HOLDINGS LTD Agenda Number: 705226822
--------------------------------------------------------------------------------------------------------------------------
Security: G0400P103
Meeting Type: AGM
Meeting Date: 30-May-2014
Ticker:
ISIN: KYG0400P1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0425/LTN201404251034.pdf
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0425/LTN20140425983.pdf
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
REPORTS OF THE DIRECTORS AND AUDITORS FOR
THE YEAR ENDED 31 DECEMBER 2013
2 TO APPROVE THE RECOMMENDED FINAL DIVIDEND Mgmt For For
OF HK1.0 CENTS PER SHARE FOR THE YEAR ENDED
31 DECEMBER 2013
3.A.I TO RE-ELECT MR. LIU ZHONGKUI AS AN Mgmt For For
EXECUTIVE DIRECTOR
3A.II TO RE-ELECT MR. LIN SUPENG AS AN EXECUTIVE Mgmt For For
DIRECTOR
3AIII TO RE-ELECT MR. CHEUNG CHUEN AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3AIV TO RE-ELECT PROFESSOR LI ON-KWOK, VICTOR AS Mgmt For For
AN INDEPENDENT NON-EXECUTIVE DIRECTOR
3.B TO AUTHORISE THE BOARD OF THE DIRECTOR (THE Mgmt For For
"BOARD") TO FIX THE REMUNERATION OF THE
DIRECTORS
4 TO RE-APPOINT BDO LIMITED AS THE COMPANY'S Mgmt For For
AUDITOR AND TO AUTHORIZE THE BOARD TO FIX
THEIR REMUNERATION
5 TO GRANT A GENERAL UNCONDITIONAL MANDATE TO Mgmt Against Against
THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH
ADDITIONAL SHARES IN THE COMPANY NOT
EXCEEDING 20% OF THE ISSUED SHARE CAPITAL
OF THE COMPANY AS AT THE DATE OF THIS
RESOLUTION
6 TO GRANT A GENERAL UNCONDITIONAL MANDATE TO Mgmt For For
THE DIRECTORS TO REPURCHASE SHARES IN THE
COMPANY NOT EXCEEDING 10% OF THE ISSUED
SHARE CAPITAL OF THE COMPANY AS AT THE DATE
OF THIS RESOLUTION
7 CONDITIONAL ON THE PASSING OF RESOLUTIONS Mgmt Against Against
NOS. 5 AND 6, TO EXTEND THE GENERAL MANDATE
GRANTED BY RESOLUTION NO. 5 BY ADDING
THERETO THE SHARES REPURCHASED PURSUANT TO
THE GENERAL MANDATE GRANTED BY RESOLUTION
NO. 6
8 TO APPROVE AND ADOPT THE NEW SHARE OPTION Mgmt Against Against
SCHEME
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933915564
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 28-Feb-2014
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt For For
TIMOTHY COOK Mgmt For For
MILLARD DREXLER Mgmt For For
AL GORE Mgmt For For
ROBERT IGER Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR LEVINSON Mgmt For For
RONALD SUGAR Mgmt For For
2. THE AMENDMENT OF THE COMPANY'S RESTATED Mgmt For For
ARTICLES OF INCORPORATION (THE "ARTICLES")
TO FACILITATE THE IMPLEMENTATION OF
MAJORITY VOTING FOR THE ELECTION OF
DIRECTORS IN AN UNCONTESTED ELECTION BY
ELIMINATING ARTICLE VII, WHICH RELATES TO
THE TERM OF DIRECTORS AND THE TRANSITION
FROM A CLASSIFIED BOARD OF DIRECTORS TO A
DECLASSIFIED STRUCTURE
3. THE AMENDMENT OF THE ARTICLES TO ELIMINATE Mgmt For For
THE "BLANK CHECK" AUTHORITY OF THE BOARD TO
ISSUE PREFERRED STOCK
4. THE AMENDMENT OF THE ARTICLES TO ESTABLISH Mgmt For For
A PAR VALUE FOR THE COMPANY'S COMMON STOCK
OF $0.00001 PER SHARE
5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
6. A NON-BINDING ADVISORY RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION
7. THE APPROVAL OF THE APPLE INC. 2014 Mgmt For For
EMPLOYEE STOCK PLAN
8. A SHAREHOLDER PROPOSAL BY JOHN HARRINGTON Shr Against For
AND NORTHSTAR ASSET MANAGEMENT INC.
ENTITLED "BOARD COMMITTEE ON HUMAN RIGHTS"
TO AMEND THE COMPANY'S BYLAWS
9. A SHAREHOLDER PROPOSAL BY THE NATIONAL Shr Against For
CENTER FOR PUBLIC POLICY RESEARCH OF A
NON-BINDING ADVISORY RESOLUTION ENTITLED
"REPORT ON COMPANY MEMBERSHIP AND
INVOLVEMENT WITH CERTAIN TRADE ASSOCIATIONS
AND BUSINESS ORGANIZATIONS"
10. A SHAREHOLDER PROPOSAL BY CARL ICAHN OF A Shr Against For
NON-BINDING ADVISORY RESOLUTION THAT THE
COMPANY COMMIT TO COMPLETING NOT LESS THAN
$50 BILLION OF SHARE REPURCHASES DURING ITS
2014 FISCAL YEAR (AND INCREASE THE
AUTHORIZATION UNDER ITS CAPITAL RETURN
PROGRAM ACCORDINGLY)
11. A SHAREHOLDER PROPOSAL BY JAMES MCRITCHIE Shr Against For
OF A NON-BINDING ADVISORY RESOLUTION
ENTITLED "PROXY ACCESS FOR SHAREHOLDERS"
--------------------------------------------------------------------------------------------------------------------------
APPLIED INDUSTRIAL TECHNOLOGIES, INC. Agenda Number: 933878831
--------------------------------------------------------------------------------------------------------------------------
Security: 03820C105
Meeting Type: Annual
Meeting Date: 29-Oct-2013
Ticker: AIT
ISIN: US03820C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
L. THOMAS HILTZ Mgmt For For
EDITH KELLY-GREEN Mgmt For For
DAN P. KOMNENOVICH Mgmt For For
2. SAY ON PAY - TO APPROVE, THROUGH A Mgmt For For
NONBINDING ADVISORY VOTE, THE COMPENSATION
OF APPLIED'S NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
APPOINTMENT OF INDEPENDENT AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 933917140
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AART J. DE GEUS Mgmt For For
1B. ELECTION OF DIRECTOR: GARY E. DICKERSON Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN R. FORREST Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS J. IANNOTTI Mgmt For For
1E. ELECTION OF DIRECTOR: SUSAN M. JAMES Mgmt For For
1F. ELECTION OF DIRECTOR: ALEXANDER A. KARSNER Mgmt For For
1G. ELECTION OF DIRECTOR: GERHARD H. PARKER Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS D. POWELL Mgmt For For
1I. ELECTION OF DIRECTOR: WILLEM P. ROELANDTS Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES E. ROGERS Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL R. SPLINTER Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT H. SWAN Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF APPLIED MATERIALS' NAMED
EXECUTIVE OFFICERS
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
APPLIED MATERIALS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2014.
4. STOCKHOLDER PROPOSAL TITLED "SPECIAL Shr Against For
SHAREOWNER MEETINGS."
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 934026320
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Special
Meeting Date: 23-Jun-2014
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF THE BUSINESS COMBINATION Mgmt For For
AGREEMENT, DATED AS OF SEPTEMBER 24, 2013,
AS AMENDED, BY AND AMONG APPLIED MATERIALS,
INC., TOKYO ELECTRON LIMITED, AND
TEL-APPLIED HOLDINGS B.V.
2. APPROVAL, ON AN ADVISORY BASIS, OF CERTAIN Mgmt For For
COMPENSATORY ARRANGEMENTS BETWEEN APPLIED
MATERIALS AND ITS NAMED EXECUTIVE OFFICERS
BASED ON OR OTHERWISE RELATING TO THE
BUSINESS COMBINATION
3. APPROVAL OF ANY PROPOSAL THAT MAY BE MADE Mgmt For For
BY THE EXECUTIVE CHAIRMAN OF THE BOARD OF
DIRECTORS TO ADJOURN THE SPECIAL MEETING
(1) TO THE EXTENT NECESSARY TO ENSURE THAT
ANY SUPPLEMENT OR AMENDMENT TO THE PROXY
STATEMENT THAT IS REQUIRED BY APPLICABLE
LEGAL REQUIREMENTS IS TIMELY PROVIDED TO
... (DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
ARC DOCUMENT SOLUTIONS INC Agenda Number: 933958273
--------------------------------------------------------------------------------------------------------------------------
Security: 00191G103
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: ARC
ISIN: US00191G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
K. SURIYAKUMAR Mgmt For For
THOMAS J. FORMOLO Mgmt For For
DEWITT KERRY MCCLUGGAGE Mgmt For For
JAMES F. MCNULTY Mgmt For For
MARK W. MEALY Mgmt For For
MANUEL PEREZ DE LA MESA Mgmt For For
ERIBERTO R. SCOCIMARA Mgmt For For
2 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS ARC DOCUMENT SOLUTIONS, INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3 APPROVE A NEW STOCK INCENTIVE PLAN, THE ARC Mgmt For For
DOCUMENT SOLUTIONS, INC. 2014 STOCK
INCENTIVE PLAN.
4 APPROVE ADVISORY, NON-BINDING VOTE ON Mgmt Against Against
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ARCELIK AS, ISTANBUL Agenda Number: 704995262
--------------------------------------------------------------------------------------------------------------------------
Security: M1490L104
Meeting Type: AGM
Meeting Date: 27-Mar-2014
Ticker:
ISIN: TRAARCLK91H5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT TO ATTEND A MEETING, THE ATTENDEE(S) MUST Non-Voting
PRESENT A POA ISSUED BY THE BENEFICIAL
OWNER, NOTARISED BY A TURKISH NOTARY.
1 Opening and formation of the presidency Mgmt For For
board
2 Reading and discussion of report prepared Mgmt For For
by the board
3 Reading and discussion of the reports Mgmt For For
prepared by the independent audit firm
4 Reading, discussion and approval of the Mgmt For For
financial statements
5 Release of the board Mgmt For For
6 Approval of dividend policy Mgmt For For
7 Decision on profit distribution Mgmt For For
8 Approval of amendment of article 3 of Mgmt Against Against
articles of association on the company
9 Election of the board and determination of Mgmt For For
their number and term of office and
election of independent board
10 Informing the shareholders about wage Mgmt Abstain Against
policy of senior management
11 Determination of wages Mgmt Abstain Against
12 Approval of independent audit firm Mgmt For For
13 Informing the shareholders about donations Mgmt Against Against
and determination of upper limit for
donations
14 Granting permission to carry out Mgmt For For
transactions that might lead to conflict of
interest with the company and to compete to
the majority shareholders, board, high
level executives and their spouses
accordance with the article 395 and 396 of
the Turkish commercial code
15 Wishes Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY Agenda Number: 933952295
--------------------------------------------------------------------------------------------------------------------------
Security: 039483102
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: ADM
ISIN: US0394831020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.L. BOECKMANN Mgmt For For
1B. ELECTION OF DIRECTOR: M.H. CARTER Mgmt For For
1C. ELECTION OF DIRECTOR: T.K. CREWS Mgmt For For
1D. ELECTION OF DIRECTOR: P. DUFOUR Mgmt For For
1E. ELECTION OF DIRECTOR: D.E. FELSINGER Mgmt For For
1F. ELECTION OF DIRECTOR: A. MACIEL Mgmt For For
1G. ELECTION OF DIRECTOR: P.J. MOORE Mgmt For For
1H. ELECTION OF DIRECTOR: T.F. O'NEILL Mgmt For For
1I. ELECTION OF DIRECTOR: F. SANCHEZ Mgmt For For
1J. ELECTION OF DIRECTOR: D. SHIH Mgmt For For
1K. ELECTION OF DIRECTOR: K.R. WESTBROOK Mgmt For For
1L. ELECTION OF DIRECTOR: P.A. WOERTZ Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. INDEPENDENT BOARD CHAIRMAN. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
ARKANSAS BEST CORPORATION Agenda Number: 933944298
--------------------------------------------------------------------------------------------------------------------------
Security: 040790107
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: ABFS
ISIN: US0407901075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I DIRECTOR
JOHN W. ALDEN Mgmt For For
FRED A. ALLARDYCE Mgmt For For
WILLIAM M. LEGG Mgmt For For
JUDY R. MCREYNOLDS Mgmt For For
JOHN H. MORRIS Mgmt For For
CRAIG E. PHILIP Mgmt For For
STEVEN L. SPINNER Mgmt For For
JANICE E. STIPP Mgmt For For
ROBERT A. YOUNG III Mgmt For For
II TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
III TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
IV TO APPROVE THE SECOND AMENDMENT TO THE 2005 Mgmt For For
OWNERSHIP INCENTIVE PLAN.
V TO APPROVE THE MATERIAL PLAN TERMS OF THE Mgmt For For
2005 OWNERSHIP INCENTIVE PLAN, AS AMENDED,
FOR PURPOSES OF COMPLYING WITH THE
REQUIREMENTS OF SECTION 162(M) OF THE
INTERNAL REVENUE CODE.
--------------------------------------------------------------------------------------------------------------------------
ARTISAN PARTNERS ASSET MANAGEMENT INC Agenda Number: 933982907
--------------------------------------------------------------------------------------------------------------------------
Security: 04316A108
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: APAM
ISIN: US04316A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MATTHEW R. BARGER Mgmt For For
ERIC R. COLSON Mgmt For For
TENCH COXE Mgmt For For
STEPHANIE G. DIMARCO Mgmt For For
JEFFREY A. JOERRES Mgmt For For
ALLEN R. THORPE Mgmt For For
ANDREW A. ZIEGLER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
ASHFORD HOSPITALITY PRIME INC Agenda Number: 933981082
--------------------------------------------------------------------------------------------------------------------------
Security: 044102101
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: AHP
ISIN: US0441021013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MONTY J. BENNETT Mgmt For For
STEFANI D. CARTER Mgmt For For
DOUGLAS A. KESSLER Mgmt For For
CURTIS B. MCWILLIAMS Mgmt For For
W. MICHAEL MURPHY Mgmt For For
MATTHEW D. RINALDI Mgmt For For
ANDREW L. STRONG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. TO VOTE ON A STOCKHOLDER PROPOSAL TO AMEND Shr For Against
THE BYLAWS TO OPT OUT OF MARYLAND'S
ANTI-TAKEOVER STATUTE AND TO REQUIRE A
MAJORITY VOTE OF STOCKHOLDERS BEFORE OPTING
BACK INTO THE ACT.
--------------------------------------------------------------------------------------------------------------------------
ASHFORD HOSPITALITY TRUST, INC. Agenda Number: 933980852
--------------------------------------------------------------------------------------------------------------------------
Security: 044103109
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: AHT
ISIN: US0441031095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MONTY J. BENNETT Mgmt Withheld Against
BENJAMIN J. ANSELL, MD Mgmt Withheld Against
THOMAS E. CALLAHAN Mgmt Withheld Against
AMISH GUPTA Mgmt For For
KAMAL JAFARNIA Mgmt Withheld Against
ALAN L. TALLIS Mgmt Withheld Against
PHILIP S. PAYNE Mgmt Withheld Against
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP, A NATIONAL PUBLIC ACCOUNTING FIRM, AS
OUR INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
3. TO OBTAIN ADVISORY APPROVAL OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt Against Against
2011 STOCK INCENTIVE PLAN THAT WILL
INCREASE THE NUMBER OF SHARES RESERVED FOR
ISSUANCE UNDER THE PLAN BY 5,750,000
SHARES.
5. TO VOTE ON A NON-BINDING STOCKHOLDER Shr For Against
PROPOSAL TO ADOPT A MAJORITY VOTE STANDARD
IN DIRECTOR ELECTIONS.
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDING NV, VELDHOVEN Agenda Number: 705000014
--------------------------------------------------------------------------------------------------------------------------
Security: N07059202
Meeting Type: AGM
Meeting Date: 23-Apr-2014
Ticker:
ISIN: NL0010273215
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Open meeting Non-Voting
2 Discuss the company's business, financial Non-Voting
situation and sustainability
3 Discuss the remuneration policy 2010 for Non-Voting
management board members
4 Adopt financial statements and statutory Mgmt For For
reports
5 Approve discharge of management board Mgmt For For
6 Approve discharge of supervisory board Mgmt For For
7 Receive explanation on company's reserves Non-Voting
and dividend policy
8 Approve dividends of EUR 0.61 per ordinary Mgmt For For
share
9 Amend remuneration policy for management Mgmt For For
board members
10 Approve performance share arrangement Mgmt For For
according to remuneration policy
11 Approve numbers of stock options, Mgmt For For
respectively shares, for employees
12 Announce intention to reappoint P.T.F.M. Non-Voting
Wennink, M.A. van den Brink F.J.M.
Schneider-Maunoury, and W.U. Nickl to
management board
13a Reelect F.W. Frohlich to supervisory board Mgmt For For
13b Elect J.M.C. Stork to supervisory board Mgmt For For
14 Announcement of retirement of supervisory Non-Voting
board members H.C.J. van den Burg and F.W.
Frohlich by rotation in 2015
15 Approve remuneration of supervisory board Mgmt For For
16 Ratify Deloitte as auditors Mgmt For For
17a Grant board authority to issue shares up to Mgmt For For
5 percent of issued capital
17b Authorize board to exclude preemptive Mgmt For For
rights from issuance under item 17a
17c Grant board authority to issue shares up to Mgmt For For
5 percent in case of takeover/merger and
restricting/excluding preemptive rights
17d Authorize board to exclude preemptive Mgmt For For
rights from issuance under item 17c
18a Authorize repurchase of up to 10 percent of Mgmt For For
issued share capital
18b Authorize additional repurchase of up to 10 Mgmt For For
percent of issued share capital
19 Authorize cancellation of repurchased Mgmt For For
shares
20 Other business Non-Voting
21 Close meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ASPEN INSURANCE HOLDINGS LIMITED Agenda Number: 933933699
--------------------------------------------------------------------------------------------------------------------------
Security: G05384105
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: AHL
ISIN: BMG053841059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MR. CHRISTOPHER O'KANE* Mgmt For For
MR. LIAQUAT AHAMED* Mgmt For For
MR. ALBERT BEER* Mgmt For For
MR. JOHN CAVOORES* Mgmt For For
MS. HEIDI HUTTER* Mgmt For For
MR. GARY GREGG# Mgmt For For
MR. BRET PEARLMAN# Mgmt For For
2. TO PROVIDE A NON-BINDING, ADVISORY VOTE Mgmt For For
APPROVING THE COMPANY'S EXECUTIVE
COMPENSATION ("SAY-ON-PAY VOTE").
3. TO RE-APPOINT KPMG AUDIT PLC ("KPMG"), Mgmt For For
LONDON, ENGLAND, TO ACT AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM AND AUDITOR FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2014 AND TO AUTHORIZE THE
COMPANY'S BOARD OF DIRECTORS THROUGH THE
AUDIT COMMITTEE TO SET THE REMUNERATION FOR
KPMG.
--------------------------------------------------------------------------------------------------------------------------
ASPEN TECHNOLOGY, INC. Agenda Number: 933889416
--------------------------------------------------------------------------------------------------------------------------
Security: 045327103
Meeting Type: Annual
Meeting Date: 05-Dec-2013
Ticker: AZPN
ISIN: US0453271035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT M. WHELAN, JR. Mgmt For For
DONALD P. CASEY Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ASSOCIATED ESTATES REALTY CORPORATION Agenda Number: 933961636
--------------------------------------------------------------------------------------------------------------------------
Security: 045604105
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: AEC
ISIN: US0456041054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALBERT T. ADAMS Mgmt For For
JEFFREY I. FRIEDMAN Mgmt For For
MICHAEL E. GIBBONS Mgmt For For
MARK L. MILSTEIN Mgmt For For
JAMES J. SANFILIPPO Mgmt For For
JAMES A. SCHOFF Mgmt For For
RICHARD T. SCHWARZ Mgmt For For
2. TO APPROVE THE ASSOCIATED ESTATES REALTY Mgmt For For
CORPORATION AMENDED AND RESTATED 2011
EQUITY-BASED AWARD PLAN.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY'S FISCAL YEAR ENDING
DECEMBER 31, 2014.
4. TO APPROVE THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ASTELLAS PHARMA INC. Agenda Number: 705323981
--------------------------------------------------------------------------------------------------------------------------
Security: J03393105
Meeting Type: AGM
Meeting Date: 18-Jun-2014
Ticker:
ISIN: JP3942400007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt For For
5 Approve Details of Compensation as Mgmt For For
Stock-Linked Compensation Type Stock
Options for Directors
--------------------------------------------------------------------------------------------------------------------------
ASTORIA FINANCIAL CORPORATION Agenda Number: 933972691
--------------------------------------------------------------------------------------------------------------------------
Security: 046265104
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: AF
ISIN: US0462651045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RALPH F. PALLESCHI Mgmt For For
JANE D. CARLIN Mgmt For For
2. THE APPROVAL OF THE 2014 AMENDED AND Mgmt For For
RESTATED STOCK INCENTIVE PLAN FOR OFFICERS
AND EMPLOYEES OF ASTORIA FINANCIAL
CORPORATION.
3. THE APPROVAL OF THE ASTORIA FINANCIAL Mgmt For For
CORPORATION EXECUTIVE OFFICER ANNUAL
INCENTIVE PLAN, AS AMENDED MARCH 19, 2014.
4. THE APPROVAL, ON A NON-BINDING BASIS, OF Mgmt For For
THE COMPENSATION OF ASTORIA FINANCIAL
CORPORATION'S NAMED EXECUTIVE OFFICERS.
5. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR ASTORIA FINANCIAL
CORPORATION FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC, LONDON Agenda Number: 705053407
--------------------------------------------------------------------------------------------------------------------------
Security: G0593M107
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: GB0009895292
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Companys Accounts and the Mgmt For For
Reports of the Directors and Auditor for
the year ended 31 December 2013
2 To confirm dividends Mgmt For For
3 To appoint KPMG LLP London as Auditor Mgmt For For
4 To authorise the Directors to agree the Mgmt For For
remuneration of the Auditor
5A To elect or re-elect Leif Johansson as a Mgmt For For
Director
5B To elect or re-elect Pascal Soriot as a Mgmt For For
Director
5C To elect or re-elect Marc Dunoyer as a Mgmt For For
Director
5D To elect or re-elect Genevieve Berger as a Mgmt For For
Director
5E To elect or re-elect Bruce Burlington as a Mgmt For For
Director
5F To elect or re-elect Ann Cairns as a Mgmt For For
Director
5G To elect or re-elect Graham Chipchase as a Mgmt For For
Director
5H To elect or re-elect Jean-Philippe Courtois Mgmt Against Against
as a Director
5I To elect or re-elect Rudy Markham as a Mgmt For For
Director
5J To elect or re-elect Nancy Rothwell as a Mgmt For For
Director
5K To elect or re-elect Shriti Vadera as a Mgmt For For
Director
5L To elect or re-elect John Varley as a Mgmt Against Against
Director
5M To elect or re-elect Marcus Wallenberg as a Mgmt For For
Director
6 To approve the Annual Report on Mgmt Against Against
Remuneration for the year ended 31 December
2013
7 To approve the Directors Remuneration Mgmt Against Against
Policy
8 To authorise limited EU political donations Mgmt For For
9 To authorise the Directors to allot shares Mgmt For For
10 To authorise the Directors to disapply Mgmt For For
pre-emption rights
11 To authorise the Company to purchase its Mgmt For For
own shares
12 To reduce the notice period for general Mgmt For For
meetings
13 To approve the AstraZeneca 2014 Performance Mgmt For For
Share Plan
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 933930807
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For
1B. ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1C. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1D. ELECTION OF DIRECTOR: SCOTT T. FORD Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For
1F. ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For
MCCALLISTER
1H. ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For
1I. ELECTION OF DIRECTOR: BETH E. MOONEY Mgmt For For
1J. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1K. ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For
1L. ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR Mgmt For For
1M. ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE SEVERANCE POLICY. Mgmt For For
5. POLITICAL REPORT. Shr Against For
6. LOBBYING REPORT. Shr Against For
7. WRITTEN CONSENT. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
ATHENAHEALTH INC Agenda Number: 934004982
--------------------------------------------------------------------------------------------------------------------------
Security: 04685W103
Meeting Type: Annual
Meeting Date: 09-Jun-2014
Ticker: ATHN
ISIN: US04685W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
AMY ABERNETHY Mgmt For For
JONATHAN BUSH Mgmt For For
BRANDON HULL Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. HOLD AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ATLAS COPCO AB, NACKA Agenda Number: 705057075
--------------------------------------------------------------------------------------------------------------------------
Security: W10020118
Meeting Type: AGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: SE0000101032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
1 Opening of the Meeting and election of Non-Voting
Chair: Sune Carlsson
2 Preparation and approval of voting list Non-Voting
3 Approval of agenda Non-Voting
4 Election of one or two persons to approve Non-Voting
the minutes
5 Determination whether the Meeting has been Non-Voting
properly convened
6 Presentation of the Annual Report and the Non-Voting
Auditors Report as well as the Consolidated
Annual Report and the Consolidated Auditors
Report
7 The President and CEOs speech and questions Non-Voting
from shareholders to the Board of Directors
and the Management
8a Regarding approval of the Profit and Loss Mgmt For For
Account and the Balance Sheet and the
consolidated Profit and Loss Account and
the Consolidated Balance Sheet
8b Regarding discharge from liability of the Mgmt For For
Board members and the President and CEO
8c Regarding the allocation of the Company's Mgmt For For
profit according to the approved Balance
Sheet: the dividend for 2013 is decided to
be SEK 5.50 per share
8d Regarding record date for receiving Mgmt For For
dividend
9 Determination of the number of Board Mgmt For For
members and deputy members and auditors and
deputy auditors or registered auditing
company
10 That the following Board members are Mgmt Against Against
re-elected: Staffan Bohman, Johan Forssell,
Ronnie Leten, Ulla Litzen, Gunilla
Nordstrom, Hans Straberg, Anders Ullberg,
Peter Wallenberg Jr and Margareth Ovrum.
That Hans Straberg is elected Chair of the
Board. That Deloitte AB is re-elected as
the auditing company with Jan Berntsson as
responsible auditor
11 Determining the remuneration, in cash or Mgmt For For
partially in the form of synthetic shares,
to the Board of Directors and the
remuneration to its committees and
remuneration to the auditors or registered
auditing company
12a The Board's proposal regarding: guiding Mgmt For For
principles for the remuneration of senior
executives
12b The Board's proposal regarding :a Mgmt For For
performance related personnel option plan
for 2014
13a The Board's proposal regarding mandates to: Mgmt For For
Acquire series A shares related to
personnel option plan for 2014
13b The Board's proposal regarding mandates to: Mgmt For For
acquire series A shares related to
remuneration in the form of synthetic
shares
13c The Board's proposal regarding mandates to: Mgmt For For
transfer series A shares related to
personnel option plan for 2014
13d The Board's proposal regarding mandates to: Mgmt For For
sell series A shares to cover costs related
to synthetic shares to the Board
13e The Board's proposal regarding mandates to: Mgmt For For
sell series A and B shares to cover costs
in relation to the performance related
personnel option plans for 2009, 2010 and
2011
14 Closing of the Meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
AUSTRALIA & NEW ZEALAND BANKING GROUP LTD, MELBOUR Agenda Number: 704846231
--------------------------------------------------------------------------------------------------------------------------
Security: Q09504137
Meeting Type: AGM
Meeting Date: 18-Dec-2013
Ticker:
ISIN: AU000000ANZ3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 3, 4, 5.A, 5.B AND 6 AND VOTES
CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE PROPOSAL/S
WILL BE DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE
(OR VOTE "ABSTAIN") ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2 Adoption of the Remuneration Report Mgmt For For
3 Grant of Performance Rights to Mr Michael Mgmt For For
Smith
4 Approval of Euro Preference Shares Buy-Back Mgmt For For
Scheme
5.a Approval of CPS1 First Buy-Back Scheme Mgmt For For
5.b Approval of CPS1 Second Buy-Back Scheme Mgmt For For
6 Approval of Securities Issued (ANZ Capital Mgmt For For
Notes)
7.a To elect Mr G. R. Liebelt as a Mgmt For For
Board-Endorsed Candidate
7.b To re-elect Mr I. J. Macfarlane as a Mgmt For For
Board-Endorsed Candidate
8 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Election of
Non-Board-Endorsed Candidate - Mr D.C.
Barrow
--------------------------------------------------------------------------------------------------------------------------
AUTOZONE, INC. Agenda Number: 933891093
--------------------------------------------------------------------------------------------------------------------------
Security: 053332102
Meeting Type: Annual
Meeting Date: 18-Dec-2013
Ticker: AZO
ISIN: US0533321024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS H. BROOKS Mgmt For For
1B. ELECTION OF DIRECTOR: LINDA A. GOODSPEED Mgmt For For
1C. ELECTION OF DIRECTOR: SUE E. GOVE Mgmt For For
1D. ELECTION OF DIRECTOR: EARL G. GRAVES, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: ENDERSON GUIMARAES Mgmt For For
1F. ELECTION OF DIRECTOR: J.R. HYDE, III Mgmt For For
1G. ELECTION OF DIRECTOR: D. BRYAN JORDAN Mgmt For For
1H. ELECTION OF DIRECTOR: W. ANDREW MCKENNA Mgmt For For
1I. ELECTION OF DIRECTOR: GEORGE R. MRKONIC, Mgmt For For
JR.
1J. ELECTION OF DIRECTOR: LUIS P. NIETO Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. RHODES, Mgmt For For
III
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2014 FISCAL YEAR.
3. APPROVAL OF ADVISORY PROPOSAL ON EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AVAGO TECHNOLOGIES U.S. INC. Agenda Number: 933926264
--------------------------------------------------------------------------------------------------------------------------
Security: Y0486S104
Meeting Type: Annual
Meeting Date: 09-Apr-2014
Ticker: AVGO
ISIN: SG9999006241
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MR. HOCK E. TAN Mgmt For For
1B. ELECTION OF DIRECTOR: MR. JOHN T. DICKSON Mgmt For For
1C. ELECTION OF DIRECTOR: MR. JAMES V. DILLER Mgmt For For
1D. ELECTION OF DIRECTOR: MR. LEWIS C. Mgmt For For
EGGEBRECHT
1E. ELECTION OF DIRECTOR: MR. BRUNO GUILMART Mgmt For For
1F. ELECTION OF DIRECTOR: MR. KENNETH Y. HAO Mgmt For For
1G. ELECTION OF DIRECTOR: MS. JUSTINE F. LIEN Mgmt For For
1H. ELECTION OF DIRECTOR: MR. DONALD MACLEOD Mgmt For For
1I. ELECTION OF DIRECTOR: MR. PETER J. MARKS Mgmt For For
2. TO APPROVE THE RE-APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AVAGO'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM AND INDEPENDENT SINGAPORE AUDITOR FOR
THE FISCAL YEAR ENDING NOVEMBER 2, 2014,
AND TO AUTHORIZE THE AUDIT COMMITTEE TO FIX
ITS REMUNERATION.
3. TO APPROVE THE CASH COMPENSATION FOR Mgmt For For
AVAGO'S NON-EMPLOYEE DIRECTORS FOR SERVICES
RENDERED BY THEM THROUGH THE DATE OF
AVAGO'S 2015 ANNUAL GENERAL MEETING OF
SHAREHOLDERS AND FOR EACH APPROXIMATELY
12-MONTH PERIOD THEREAFTER, AS SET FORTH IN
AVAGO'S NOTICE OF, AND PROXY STATEMENT
RELATING TO, ITS 2014 ANNUAL GENERAL
MEETING.
4. NON-BINDING, ADVISORY VOTE: TO APPROVE THE Mgmt For For
COMPENSATION OF AVAGO'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402
OF REGULATION S-K, SET FORTH IN
"COMPENSATION DISCUSSION AND ANALYSIS" AND
IN THE COMPENSATION TABLES AND THE
ACCOMPANYING NARRATIVE DISCLOSURE UNDER
"EXECUTIVE COMPENSATION" IN AVAGO'S PROXY
STATEMENT RELATING TO ITS 2014 ANNUAL
GENERAL MEETING.
5. TO APPROVE THE GENERAL AUTHORIZATION FOR Mgmt For For
THE DIRECTORS OF AVAGO TO ALLOT AND ISSUE
ORDINARY SHARES, AS SET FORTH IN AVAGO'S
NOTICE OF, AND PROXY STATEMENT RELATING TO,
ITS 2014 ANNUAL GENERAL MEETING.
6. TO APPROVE THE SHARE PURCHASE MANDATE Mgmt For For
AUTHORIZING THE PURCHASE OR ACQUISITION BY
AVAGO OF ITS OWN ISSUED ORDINARY SHARES, AS
SET FORTH IN AVAGO'S NOTICE OF, AND PROXY
STATEMENT RELATING TO, ITS 2014 ANNUAL
GENERAL MEETING.
7. TO APPROVE THE ADOPTION OF THE AVAGO Mgmt For For
TECHNOLOGIES LIMITED EXECUTIVE CASH AND
EQUITY INCENTIVE AWARD PLAN AND ITS
ADMINISTRATION AND IMPLEMENTATION BY THE
COMPENSATION COMMITTEE, AS SET FORTH IN
AVAGO'S NOTICE OF, AND PROXY STATEMENT
RELATING TO, ITS 2014 ANNUAL GENERAL
MEETING.
8. TO APPROVE THE SEVERANCE BENEFIT AGREEMENT Mgmt For For
BETWEEN AVAGO AND HOCK E. TAN, PRESIDENT
AND CHIEF EXECUTIVE OFFICER AND A DIRECTOR,
AND THE BENEFITS THAT MAY BE PROVIDED TO
MR. TAN THEREUNDER, AS SET FORTH IN AVAGO'S
NOTICE OF, AND PROXY STATEMENT RELATING TO,
ITS 2014 ANNUAL GENERAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
AVALONBAY COMMUNITIES, INC. Agenda Number: 933983048
--------------------------------------------------------------------------------------------------------------------------
Security: 053484101
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: AVB
ISIN: US0534841012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GLYN F. AEPPEL Mgmt For For
ALAN B. BUCKELEW Mgmt For For
BRUCE A. CHOATE Mgmt For For
JOHN J. HEALY, JR. Mgmt For For
TIMOTHY J. NAUGHTON Mgmt For For
LANCE R. PRIMIS Mgmt For For
PETER S. RUMMELL Mgmt For For
H. JAY SARLES Mgmt For For
W. EDWARD WALTER Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2014.
3. TO ADOPT A RESOLUTION APPROVING, ON A Mgmt For For
NON-BINDING ADVISORY BASIS, THE
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT
TO ITEM 402 OF REGULATION S-K, INCLUDING
THE COMPENSATION DISCUSSION AND ANALYSIS,
COMPENSATION TABLES AND NARRATIVE
DISCUSSION SET FORTH IN THE PROXY
STATEMENT.
4. TO APPROVE PERFORMANCE GOALS UNDER THE Mgmt For For
AVALONBAY COMMUNITIES, INC. 2009 STOCK
OPTION AND INCENTIVE PLAN.
5. TO ADOPT A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING, THAT THE
BOARD OF DIRECTORS ADOPT A POLICY
ADDRESSING THE SEPARATION OF THE ROLES OF
CEO AND CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
AVI LTD Agenda Number: 704753119
--------------------------------------------------------------------------------------------------------------------------
Security: S0808A101
Meeting Type: AGM
Meeting Date: 30-Oct-2013
Ticker:
ISIN: ZAE000049433
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Adoption of the financial statements for Mgmt For For
the year ended 30 June 2013
2 Re-appointment of KPMG Inc. as the external Mgmt For For
auditors of the Company
3 Re-election of Mr A Nuhn as a director Mgmt Abstain Against
4 Re-election of Mr AM Thebyane as a director Mgmt Abstain Against
5 Re-election of Mr BJK Smith as a director Mgmt Abstain Against
6 Re-election of Mrs NP Dongwana as a Mgmt Abstain Against
director
7 Election of Mr M Koursaris as an executive Mgmt Abstain Against
director
8 Appointment of Mr MJ Bosman as a member and Mgmt Abstain Against
Chairman of the Audit and Risk Committee
9 Appointment of Mr JR Hersov as a member of Mgmt Abstain Against
the Audit and Risk Committee
10 Appointment of Mrs NP Dongwana as a member Mgmt Abstain Against
of the Audit and Risk Committee
11 Special Resolution: Increase in fees Mgmt For For
payable to non-executive directors,
excluding the Chairman of the Board and
the foreign non-executive director
12 Special Resolution: Increase in fees Mgmt For For
payable to the Chairman of the Board
13 Special Resolution: Increase in fees Mgmt For For
payable to the foreign non-executive
director
14 Special Resolution: Increase in fees Mgmt For For
payable to members of the Remuneration,
Nomination and Appointments Committee
15 Special Resolution: Increase in fees Mgmt For For
payable to members of the Audit and Risk
Committee
16 Special Resolution: Increase in fees Mgmt For For
payable to members of the Social and Ethics
Committee
17 Special Resolution: Increase in fees Mgmt For For
payable to Chairman of the Remuneration,
Nomination and Appointments Committee
18 Special Resolution: Increase in fees Mgmt For For
payable to Chairman of the Audit and Risk
Committee
19 Special Resolution: Increase in fees Mgmt For For
payable to Chairman of the Social and
Ethics Committee
20 Special Resolution: General authority to Mgmt For For
buy back shares
21 Special Resolution: Financial assistance to Mgmt For For
group entities
22 Ordinary Resolution to endorse the Mgmt Against Against
remuneration policy (non-binding advisory
vote)
--------------------------------------------------------------------------------------------------------------------------
AVIAT NETWORKS, INC Agenda Number: 933881509
--------------------------------------------------------------------------------------------------------------------------
Security: 05366Y102
Meeting Type: Annual
Meeting Date: 13-Nov-2013
Ticker: AVNW
ISIN: US05366Y1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
WILLIAM A. HASLER Mgmt For For
CLIFFORD H. HIGGERSON Mgmt For For
CHARLES D. KISSNER Mgmt For For
MICHAEL A. PANGIA Mgmt For For
RAGHAVENDRA RAU Mgmt For For
DR. MOHSEN SOHI Mgmt For For
DR. JAMES C. STOFFEL Mgmt For For
EDWARD F. THOMPSON Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AXA SA, PARIS Agenda Number: 704974701
--------------------------------------------------------------------------------------------------------------------------
Security: F06106102
Meeting Type: MIX
Meeting Date: 23-Apr-2014
Ticker:
ISIN: FR0000120628
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 24 Mar 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0221/201402211400330.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0324/201403241400743.pdf AND CHANGE IN
RECORD DATE FROM 16 APRIL 14 TO 15 APRIL
14. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2013
O.3 Allocation of income for the financial year Mgmt For For
ended December 31, 2013 and setting the
dividend of Euro 0.81 per share
O.4 Advisory vote on the compensation of the Mgmt For For
CEO
O.5 Advisory vote on the compensation of the Mgmt For For
Deputy Chief Executive Office
O.6 Approval of the special report of the Mgmt For For
Statutory Auditors on the regulated
agreements
O.7 Approval of regulated commitments pursuant Mgmt For For
to Article L.225-42-1 of the Commercial
Code benefiting Mr. Henri de Castries
O.8 Approval of regulated commitments pursuant Mgmt For For
to Article L.225-42-1 of the Commercial
Code benefiting Mr. Denis Duverne
O.9 Renewal of term of Mr. Henri de Castries as Mgmt For For
Board member
O.10 Renewal of term of Mr. Norbert Mgmt For For
Dentressangle as Board member
O.11 Renewal of term of Mr. Denis Duverne as Mgmt For For
Board member
O.12 Renewal of term of Mrs. Isabelle Kocher as Mgmt For For
Board member
O.13 Renewal of term of Mrs. Suet Fern Lee as Mgmt For For
Board member
O.14 Setting the amount of attendance allowances Mgmt For For
to be allocated to the Board of Directors
O.15 Authorization granted to the Board of Mgmt For For
Directors to purchase common shares of the
Company
E.16 Delegation of powers granted to the Board Mgmt For For
of Directors to increase share capital by
issuing common shares or securities
entitling to common shares of the Company
reserved for members of a company savings
plan without shareholders' preferential
subscription rights
E.17 Delegation of powers granted to the Board Mgmt For For
of Directors to increase share capital by
issuing common shares without shareholders'
preferential subscription rights in favor
of a category of designated beneficiaries
E.18 Authorization granted to the Board of Mgmt For For
Directors to grant share subscription or
purchase options to employees and eligible
corporate officers of AXA Group with waiver
by shareholders of their preferential
subscription rights to shares to be issued
due to the exercise of stock options
E.19 Authorization granted to the Board of Mgmt Against Against
Directors to allocate free existing shares
or shares to be issued subject to
performance conditions to employees and
eligible corporate officers of AXA Group
with waiver by shareholders of their
preferential subscription rights to shares
to be issued, in case of allocation of
shares to be issued
E.20 Authorization granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of common shares
E.21 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AXIALL CORPORATION Agenda Number: 933997580
--------------------------------------------------------------------------------------------------------------------------
Security: 05463D100
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: AXLL
ISIN: US05463D1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAUL D. CARRICO Mgmt For For
1B. ELECTION OF DIRECTOR: T. KEVIN DENICOLA Mgmt For For
1C. ELECTION OF DIRECTOR: PATRICK J. FLEMING Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT M. GERVIS Mgmt For For
1E. ELECTION OF DIRECTOR: VICTORIA F. HAYNES Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL H. MCGARRY Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM L. MANSFIELD Mgmt For For
1H. ELECTION OF DIRECTOR: MARK L. NOETZEL Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT RIPP Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID N. WEINSTEIN Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP TO SERVE AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
AXIS CAPITAL HOLDINGS LIMITED Agenda Number: 933949452
--------------------------------------------------------------------------------------------------------------------------
Security: G0692U109
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: AXS
ISIN: BMG0692U1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT L. FRIEDMAN Mgmt For For
CHERYL-ANN LISTER Mgmt For For
THOMAS C. RAMEY Mgmt For For
WILHELM ZELLER Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS.
3. TO APPOINT DELOITTE & TOUCHE LTD., Mgmt For For
HAMILTON, BERMUDA, TO ACT AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF AXIS CAPITAL HOLDINGS LIMITED FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014
AND TO AUTHORIZE THE BOARD, ACTING THROUGH
THE AUDIT COMMITTEE, TO SET THE FEES FOR
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
B&G FOODS, INC. Agenda Number: 933963680
--------------------------------------------------------------------------------------------------------------------------
Security: 05508R106
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: BGS
ISIN: US05508R1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ROBERT C. CANTWELL Mgmt For For
1.2 ELECTION OF DIRECTOR: CYNTHIA T. JAMISON Mgmt For For
1.3 ELECTION OF DIRECTOR: CHARLES F. MARCY Mgmt For For
1.4 ELECTION OF DIRECTOR: DENNIS M. MULLEN Mgmt For For
1.5 ELECTION OF DIRECTOR: CHERYL M. PALMER Mgmt For For
1.6 ELECTION OF DIRECTOR: ALFRED POE Mgmt For For
1.7 ELECTION OF DIRECTOR: STEPHEN C. SHERRILL Mgmt For For
1.8 ELECTION OF DIRECTOR: DAVID L. WENNER Mgmt For For
2. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
EXECUTIVE COMPENSATION (PROPOSAL NO. 2)
3. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM (PROPOSAL NO. 3)
--------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED Agenda Number: 933936241
--------------------------------------------------------------------------------------------------------------------------
Security: 057224107
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: BHI
ISIN: US0572241075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LARRY D. BRADY Mgmt For For
1B. ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: MARTIN S. CRAIGHEAD Mgmt For For
1D. ELECTION OF DIRECTOR: LYNN L. ELSENHANS Mgmt For For
1E. ELECTION OF DIRECTOR: ANTHONY G. FERNANDES Mgmt For For
1F. ELECTION OF DIRECTOR: CLAIRE W. GARGALLI Mgmt For For
1G. ELECTION OF DIRECTOR: PIERRE H. JUNGELS Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES A. LASH Mgmt For For
1I. ELECTION OF DIRECTOR: J. LARRY NICHOLS Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES W. STEWART Mgmt For For
1K. ELECTION OF DIRECTOR: CHARLES L. WATSON Mgmt For For
2. AN ADVISORY VOTE RELATED TO THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION PROGRAM.
3. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
4. THE APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
BAKER HUGHES INCORPORATED 2002 DIRECTOR &
OFFICER LONG-TERM INCENTIVE PLAN.
5. THE APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
BAKER HUGHES INCORPORATED 2002 EMPLOYEE
LONG-TERM INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
BALL CORPORATION Agenda Number: 933936621
--------------------------------------------------------------------------------------------------------------------------
Security: 058498106
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: BLL
ISIN: US0584981064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN A. HAYES Mgmt For For
GEORGE M. SMART Mgmt For For
THEODORE M. SOLSO Mgmt For For
STUART A. TAYLOR II Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CORPORATION FOR 2014.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION PAID TO THE NAMED EXECUTIVE
OFFICERS.
4. TO CONSIDER A SHAREHOLDER PROPOSAL, IF Shr For Against
PROPERLY PRESENTED, TO PROVIDE THAT
DIRECTOR NOMINEES SHALL BE ELECTED BY
MAJORITY VOTE.
--------------------------------------------------------------------------------------------------------------------------
BANCFIRST CORPORATION Agenda Number: 934000213
--------------------------------------------------------------------------------------------------------------------------
Security: 05945F103
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: BANF
ISIN: US05945F1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DENNIS BRAND Mgmt For For
C.L. CRAIG, JR. Mgmt For For
WILLIAM H. CRAWFORD Mgmt For For
JAMES R DANIEL Mgmt For For
F. FORD DRUMMOND Mgmt For For
K. GORDON GREER Mgmt For For
DR. D.B. HALVERSTADT Mgmt For For
WILLIAM O. JOHNSTONE Mgmt For For
DAVE R. LOPEZ Mgmt Withheld Against
J. RALPH MCCALMONT Mgmt For For
TOM H. MCCASLAND III Mgmt For For
RONALD NORICK Mgmt For For
PAUL B. ODOM. JR. Mgmt For For
DAVID E. RAINBOLT Mgmt For For
H.E. RAINBOLT Mgmt For For
MICHAEL S. SAMIS Mgmt For For
NATALIE SHIRLEY Mgmt For For
MICHAEL K. WALLACE Mgmt For For
G. RAINEY WILLIAMS, JR. Mgmt For For
2. TO AMEND THE BANCFIRST CORPORATION STOCK Mgmt Against Against
OPTION PLAN TO EXTEND THE TERM OF THE PLAN
FROM DECEMBER 31, 2014 TO DECEMBER 31,
2019.
3. TO AMEND THE BANCFIRST CORPORATION Mgmt Against Against
NON-EMPLOYEE DIRECTORS' STOCK OPTION PLAN
TO INCREASE THE NUMBER OF SHARES OF COMMON
STOCK THAT MAY BE ISSUED UNDER THE PLAN BY
25,000 SHARES AND TO EXTEND THE TERM OF THE
PLAN FROM DECEMBER 31, 2014 TO DECEMBER 31,
2019.
4. TO AMEND THE BANCFIRST CORPORATION Mgmt For For
DIRECTORS' DEFERRED STOCK COMPENSATION PLAN
TO INCREASE THE NUMBER OF SHARES OF COMMON
STOCK THAT MAY BE ISSUED UNDER THE PLAN BY
11,110 SHARES AND TO EXTEND THE TERM OF THE
PLAN FROM DECEMBER 31, 2014 TO DECEMBER 31,
2019.
5. TO RATIFY BKD LLP AS INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM FOR 2014.
6. ADVISORY VOTE TO APPROVE THE NAMED Mgmt For For
EXECUTIVE OFFICERS' COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BANCO DO BRASIL SA BB BRASIL, BRASILIA Agenda Number: 704884231
--------------------------------------------------------------------------------------------------------------------------
Security: P11427112
Meeting Type: EGM
Meeting Date: 19-Dec-2013
Ticker:
ISIN: BRBBASACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
I To approve Banco do Brasil's share capital Mgmt For For
increase through incorporation of part of
the balance recorded as Statutory Reserve
for Operating Margin
II To approve the raise of authorized capital Mgmt For For
III To approve amendments in Bylaws articles 7 Mgmt For For
and 8 due to the resolutions pursuant to
items I and II
IV To approve the raise in the overall amount Mgmt Against Against
of the management members remuneration for
the financial year 2013
V To ratify the election of the board of Mgmt For For
directors members, Elvio Lima Gaspar and
Rafael Vieira de Matos to fullfil the
2013.2015 term
--------------------------------------------------------------------------------------------------------------------------
BANCO DO BRASIL SA BB BRASIL, BRASILIA Agenda Number: 705110170
--------------------------------------------------------------------------------------------------------------------------
Security: P11427112
Meeting Type: AGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: BRBBASACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
I TO RECEIVE THE ADMINISTRATORS ACCOUNTS, TO Mgmt For For
EXAMINE, DISCUSS AND VOTE ON THE
ADMINISTRATIONS REPORT, THE FINANCIAL
STATEMENTS AND THE ACCOUNTING STATEMENTS
ACCOMPANIED BY THE INDEPENDENT AUDITORS
REPORT REGARDING THE FISCAL YEAR ENDING ON
DECEMBER 31, 2013
II TO DELIBERATE ON THE DISTRIBUTION OF THE Mgmt For For
FISCAL YEARS NET PROFITS AND DISTRIBUTION
OF DIVIDENDS
III TO ELECT MEMBERS OF THE FISCAL COUNCIL: Mgmt For For
VOTES IN GROUPS OF CANDIDATES ONLY.
CANDIDATES NOMINATED BY THE CONTROLLER: 3.A
PAULO JOSE DOS REIS SOUZA, TITULAR, EDELCIO
DE OLIVEIRA, SUBSTITUTE, MARCOS MACHADO
GUIMARAES, TITULAR, DANIELLE AYRES
DELDUQUE, SUBSTITUTE, ALDO CESAR MARTINS
BRAIDO, TITULAR, LUIZ FERNANDO JUCA FILHO,
SUBSTITUTE. ONLY TO ORDINARY SHAREHOLDERS.
VOTES IN INDIVIDUAL NAMES ALLOWED.
CANDIDATES NOMINATED BY MINORITY ORDINARY
SHAREHOLDERS: 3.B MARCOS DE ANDRADE REIS
VILLELA, TITULAR, CARLOS ROBERTO DE
ALBUQUERQUE SA, SUBSTITUTE, 3.C AUGUSTO
CARNEIRO DE OLIVEIRA FILHO, TITULAR,
EDUARDO GEORGES CHEHAB, SUBSTITUTE. ONLY TO
ORDINARY SHAREHOLDERS
IV TO SET THE MEMBERS OF FISCAL COUNCIL Mgmt For For
REMUNERATION
V TO SET THE GLOBAL REMUNERATION OF THE Mgmt For For
COMPANY DIRECTORS
CMMT PLEASE NOTE THAT COMMON SHAREHOLDERS Non-Voting
SUBMITTING A VOTE TO ELECT A MEMBER FROM
THE LIST PROVIDED MUST INCLUDE THE
CANDIDATES NAME IN THE VOTE INSTRUCTION.
HOWEVER WE CANNOT DO THIS THROUGH THE
PROXYEDGE PLATFORM. IN ORDER TO SUBMIT A
VOTE TO ELECT A CANDIDATE, CLIENTS MUST
CONTACT THEIR CSR TO INCLUDE THE NAME OF
THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM ARE
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOUR OR AGAINST
THE DEFAULT COMPANIES CANDIDATE. THANK YOU
CMMT 10 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF DIRECTORS NAMES
UNDER RESOLUTION III. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BANCO DO BRASIL SA BB BRASIL, BRASILIA Agenda Number: 705132784
--------------------------------------------------------------------------------------------------------------------------
Security: P11427112
Meeting Type: EGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: BRBBASACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
I BYLAWS AMENDMENT RELATIVE TO THE Mgmt For For
PROHIBITION AGAINST THE SAME PERSON HOLDING
THE POSITIONS OF CHAIRPERSON AND VICE
CHAIRPERSON OF THE BOARD OF DIRECTORS AND
SERVING AS PRESIDENT OF BANCO DO BRASIL
II THE EXCLUSION OF ARTICLE 51 FROM THE Mgmt Against Against
CORPORATE BYLAWS
III RATIFICATION OF THE PAULO ROGERIO Mgmt Against Against
CAFFARELLI AS A MEMBER OF THE BOARD OF
DIRECTORS TO SERVE OUT THE 2013 THROUGH
2015 TERM IN OFFICE. VOTES IN GROUPS OF
CANDIDATES ONLY. CANDIDATES NOMINATED BY
THE CONTROLLER: 3.A PAULO ROGERIO
CAFFARELLI. ONLY TO ORDINARY SHAREHOLDERS
CMMT 11 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF NAME FOR
RESOLUTION NO. III. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BANCO ESTADO DO RIO GRANDE DO SUL SA, PORTO ALEGRE Agenda Number: 705110144
--------------------------------------------------------------------------------------------------------------------------
Security: P12553247
Meeting Type: AGM
Meeting Date: 30-Apr-2014
Ticker:
ISIN: BRBRSRACNPB4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting
CAN VOTE ON ITEM "6" ONLY. THANK YOU.
1 TO RECEIVE THE ADMINISTRATORS ACCOUNTS, TO Non-Voting
EXAMINE, DISCUSS AND VOTE ON THE
ADMINISTRATIONS REPORT, THE FINANCIAL
STATEMENTS AND THE ACCOUNTING STATEMENTS
ACCOMPANIED BY THE INDEPENDENT AUDITORS
REPORT AND FISCAL COUNCIL REPORT, REGARDING
THE FISCAL YEAR ENDED ON DECEMBER 31, 2013
2.1 TO VOTE REGARDING: ALLOCATION OF THE NET Non-Voting
PROFIT FROM THE FISCAL YEAR THAT ENDED ON
DECEMBER 31, 2012
2.2 TO VOTE REGARDING: TO RATIFY THE PAYMENT OF Non-Voting
INTEREST ON SHAREHOLDER EQUITY AND IT BEING
IMPUTED TO THE DIVIDEND
2.3 TO VOTE REGARDING: PAYMENT OF COMPLEMENTARY Non-Voting
DIVIDENDS
3 TO VOTE REGARDING THE PROPOSAL FOR THE Non-Voting
CAPITAL BUDGET PREPARED FOR THE PURPOSES OF
ARTICLE 196 OF LAW 6404.76 AND THE PROPOSAL
OF THE PAYMENT OF TOTAL DIVIDEND OF 40
PERCENT FOR THE 2014 FISCAL YEAR
4 TO ELECT ONE MEMBER OF THE BOARD OF Non-Voting
DIRECTORS
6 TO ELECT OF THE MEMBERS OF THE FISCAL Mgmt Abstain Against
COUNCIL, AND THEIR RESPECTIVE SUBSTITUTES
7 TO SET THE REMUNERATION OF THE MEMBERS OF Non-Voting
THE BOARD OF DIRECTORS, FISCAL COUNCIL AND
EXECUTIVE COMMITTEE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT PREFERENCE SHAREHOLDERS Non-Voting
CAN SUBMIT A MEMBER FROM THE CANDIDATES
LIST ONCE THEY HAVE BEEN ELECTED OR
ALTERNATIVELY A CANDIDATE OUTSIDE OF THE
OFFICIAL LIST, HOWEVER WE CANNOT DO THIS
THROUGH THE PROXYEDGE PLATFORM. IN ORDER TO
SUBMIT A VOTE TO ELECT A CANDIDATE, CLIENTS
MUST CONTACT THEIR CSR TO INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM ARE
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU
5 THE REMOVAL OF ONE MEMBER OF THE BOARD OF Non-Voting
DIRECTORS AND THE ELECTION OF A REPLACEMENT
cmmT 14 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF NON-VOTABLE
RESOLUTION 5 & CHANGE IN NUMBERING OF
RESOLUTIONS 6 & 7 IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BANCO ESTADO DO RIO GRANDE DO SUL SA, PORTO ALEGRE Agenda Number: 705173348
--------------------------------------------------------------------------------------------------------------------------
Security: P12553247
Meeting Type: EGM
Meeting Date: 30-Apr-2014
Ticker:
ISIN: BRBRSRACNPB4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THE ISIN DOES NOT HOLD VOTING
RIGHTS. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST A
NON-VOTING ENTRANCE CARD. THANK YOU.
1 TO VOTE REGARDING THE PROPOSAL FOR THE Non-Voting
INCREASE OF THE SHARE CAPITAL FROM BRL 3.75
BILLION TO BRL 4 BILLION THROUGH THE USE OF
EXPANSION RESERVES AND BYLAWS RESERVES IN
THE AMOUNT OF BRL 250 MILLION, WITHOUT THE
ISSUANCE OF NEW SHARES
2 TO VOTE REGARDING THE PROPOSAL FOR THE Non-Voting
AMENDMENT OF THE CORPORATE BYLAWS, 1. THE
MAIN PART OF ARTICLE 4, TO ADAPT IT TO THE
NEW SHARE CAPITAL AMOUNT, 2. THE MAIN PART
OF ARTICLE 5, TO CONTEMPLATE THE SHARE
CONVERSIONS THAT OCCURRED BETWEEN FEBRUARY
28, 2013, AND FEBRUARY 28, 2014, 3. THE
AMENDMENT OF LINE 12 OF ARTICLE 27 TO
INCLUDE THE RISK LIMITS IN THE
ESTABLISHMENT OF THE MAXIMUM DEBT LIMIT PER
CUSTOMER, 4. THE INCLUSION OF A LETTER E IN
ARTICLE 30, IN ACCORDANCE WITH BRAZILIAN
CENTRAL BANK RESOLUTION NUMBER 4122 OF
AUGUST 2, 2012, SUCH THAT THE TERM IN
OFFICE OF THOSE WHO HOLD EXECUTIVE
COMMITTEE POSITIONS WILL EXTEND UNTIL THEIR
REPLACEMENTS ARE INSTATED
--------------------------------------------------------------------------------------------------------------------------
BANCORPSOUTH, INC. Agenda Number: 933951952
--------------------------------------------------------------------------------------------------------------------------
Security: 059692103
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: BXS
ISIN: US0596921033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W.G. HOLLIMAN, JR. Mgmt For For
WARREN A. HOOD, JR. Mgmt For For
TURNER O. LASHLEE Mgmt For For
ALAN W. PERRY Mgmt For For
THOMAS H. TURNER Mgmt For For
2. TO APPROVE AN ADVISORY VOTE ON THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933948070
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHARON L. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1E. ELECTION OF DIRECTOR: PIERRE J.P. DE WECK Mgmt For For
1F. ELECTION OF DIRECTOR: ARNOLD W. DONALD Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt For For
1J. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1K. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1L. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1M. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt For For
1N. ELECTION OF DIRECTOR: CLAYTON S. ROSE Mgmt For For
1O. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. AN ADVISORY (NON-BINDING) RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION (SAY ON
PAY).
3. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
REGISTERED INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR 2014.
4. APPROVAL OF AMENDMENT TO THE SERIES T Mgmt For For
PREFERRED STOCK.
5. STOCKHOLDER PROPOSAL - CUMULATIVE VOTING IN Shr For Against
DIRECTOR ELECTIONS.
6. STOCKHOLDER PROPOSAL - PROXY ACCESS. Shr Against For
7. STOCKHOLDER PROPOSAL - CLIMATE CHANGE Shr Against For
REPORT.
8. STOCKHOLDER PROPOSAL - LOBBYING REPORT. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BANK OF BARODA Agenda Number: 705325036
--------------------------------------------------------------------------------------------------------------------------
Security: Y06451119
Meeting Type: AGM
Meeting Date: 25-Jun-2014
Ticker:
ISIN: INE028A01013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO DISCUSS, APPROVE AND ADOPT THE BALANCE Mgmt For For
SHEET OF THE BANK AS AT 31ST MARCH 2014,
PROFIT AND LOSS ACCOUNT FOR THE YEAR ENDED
31ST MARCH 2014, THE REPORT OF THE BOARD OF
DIRECTORS ON THE WORKING AND ACTIVITIES OF
THE BANK FOR THE PERIOD COVERED BY THE
ACCOUNTS AND THE AUDITORS REPORT ON THE
BALANCE SHEET AND ACCOUNTS
2 TO DECLARE FINAL DIVIDEND FOR THE YEAR Mgmt For For
2013-14: BOARD OF DIRECTORS, HAS
RECOMMENDED A FINAL DIVIDEND @ RS. 10.50
(RUPEES TEN & PAISE FIFTY ONLY) PER EQUITY
SHARE (OF RS. 10/- EACH FULLY PAID-UP) FOR
THE F.Y. 2013-14
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 704957832
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: EGM
Meeting Date: 25-Mar-2014
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0207/LTN20140207760.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0207/LTN20140207747.pdf
1 To consider and approve the proposal on the Mgmt For For
election of Mr. Chen Siqing as executive
director of the bank
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 705321836
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: AGM
Meeting Date: 12-Jun-2014
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 303120 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0425/LTN20140425742.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0425/LTN20140425816.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0522/LTN20140522283.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0522/LTN20140522267.pdf
1 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE 2013 WORK REPORT OF THE BOARD
OF DIRECTORS
2 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE 2013 WORK REPORT OF THE BOARD
OF SUPERVISORS
3 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE 2013 ANNUAL FINANCIAL
STATEMENTS
4 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE 2013 PROFIT DISTRIBUTION PLAN
5 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE 2014 ANNUAL BUDGET FOR FIXED
ASSETS INVESTMENT
6 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE APPOINTMENT OF ERNST & YOUNG
HUA MING AS THE BANK'S EXTERNAL AUDITOR FOR
2014
7 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE CAPITAL MANAGEMENT PLAN OF
BANK OF CHINA FOR 2013-2016
8.1 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. ZHANG XIANGDONG AS NON-EXECUTIVE
DIRECTOR OF THE BANK
8.2 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. ZHANG QI AS NON-EXECUTIVE DIRECTOR OF
THE BANK
8.3 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. JACKSON TAI AS INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE BANK
8.4 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
LIU XIANGHUI AS NON-EXECUTIVE DIRECTOR OF
THE BANK
9.1 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. MEI XINGBAO AS EXTERNAL SUPERVISOR OF
THE BANK
9.2 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MS. BAO GUOMING AS EXTERNAL SUPERVISOR OF
THE BANK
10 TO CONSIDER AND APPROVE THE REMUNERATION Mgmt For For
PLAN FOR THE CHAIRMAN, EXECUTIVE DIRECTORS,
CHAIRMAN OF BOARD OF SUPERVISORS AND
SHAREHOLDER REPRESENTATIVE SUPERVISORS OF
2012
11 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE AMENDMENTS TO THE ARTICLES OF
ASSOCIATION
12 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt Against Against
REGARDING THE GENERAL MANDATE TO ISSUE NEW
SHARES IN THE TERMS AS FOLLOWS: 12.1
SUBJECT TO THE CONDITIONS IN PARAGRAPHS
(I), (II) AND (III) BELOW, THE BOARD BE AND
IS HEREBY UNCONDITIONALLY AUTHORIZED, AND
BE APPROVED TO DELEGATE THE AUTHORITY TO
THE CHAIRMAN OR THE PRESIDENT OF THE BANK,
TO EXERCISE, DURING THE RELEVANT PERIOD (AS
DEFINED BELOW), ALL POWERS OF THE BANK TO
ALLOT, ISSUE AND/OR DEAL IN SEPARATELY OR
CONCURRENTLY ADDITIONAL A SHARES AND/OR H
SHARES (INCLUDING THOSE ADDITIONAL A SHARES
AND/OR H SHARES CONVERTED FROM PREFERENCE
SHARES WITH PROVISIONS FOR CONVERSION)
AND/OR PREFERENCE SHARES AND TO MAKE, GRANT
OR ENTER INTO OFFERS, AGREEMENTS, OPTIONS,
CONVERSION RIGHTS OR OTHER RIGHTS
(INCLUDING RIGHTS TO RECOVER VOTING RIGHTS)
FOR SUCH A SHARES, H SHARES AND/OR
PREFERENCE SHARES; (I) SUCH APPROVAL SHALL
NOT EXTEND BEYOND THE RELEVANT PERIOD SAVE
THAT THE BOARD BE AND IS HEREBY AUTHORIZED,
DURING THE RELEVANT PERIOD, TO MAKE, GRANT
OR ENTER INTO OFFERS, AGREEMENTS, OPTIONS,
CONVERSION RIGHTS OR OTHER RIGHTS
(INCLUDING, BUT NOT LIMITED TO, THE RIGHTS
TO RECOVER VOTING RIGHTS) FOR SUCH A
SHARES, H SHARES AND/OR PREFERENCE SHARES,
WHICH REQUIRE OR MAY REQUIRE THE EXERCISE
OF SUCH POWERS AFTER THE END OF THE
RELEVANT PERIOD; (II) THE NUMBER OF (A) A
SHARES AND/OR H SHARES, AND/OR (B)
PREFERENCE SHARES (BASED ON THE A SHARES
AND/OR H SHARES TO BE FULLY CONVERTED FROM
PREFERENCE SHARES AT THE INITIAL COMPULSORY
CONVERSION PRICE, OR THE EQUIVALENT NUMBER
OF A SHARES AND/OR H SHARES WHICH WOULD
RESULT FROM THE SIMULATED CONVERSION OF THE
RECOVERED VOTING RIGHTS OF PREFERENCE
SHARES AT THE INITIAL SIMULATED CONVERSION
PRICE), TO BE ALLOTTED, ISSUED AND/OR DEALT
IN OR AGREED CONDITIONALLY OR
UNCONDITIONALLY TO BE ALLOTTED, ISSUED
AND/OR DEALT IN BY THE BOARD SHALL NOT
EXCEED 20% OF THE AGGREGATE NUMBER OF EACH
OF THE EXISTING A SHARES AND/OR H SHARES AS
AT THE DATE OF THE PASSING OF THIS SPECIAL
RESOLUTION; AND (III) THE BOARD SHALL ONLY
EXERCISE ITS POWERS GIVEN TO IT BY THIS
SPECIAL RESOLUTION IN ACCORDANCE WITH THE
COMPANY LAW OF THE PRC AND THE LISTING
RULES OF THE PLACES WHERE THE BANK'S
SECURITIES ARE LISTED (AS AMENDED FROM TIME
TO TIME) AND APPLICABLE LAWS, RULES AND
REGULATIONS OF GOVERNMENTAL OR REGULATORY
BODIES AND ONLY IF ALL NECESSARY APPROVALS
FROM THE CSRC AND OTHER RELEVANT PRC
GOVERNMENTAL AUTHORITIES ARE OBTAINED 12.2
FOR THE PURPOSE OF THIS SPECIAL RESOLUTION,
"RELEVANT PERIOD" MEANS THE PERIOD FROM THE
DATE OF PASSING OF THIS SPECIAL RESOLUTION
UNTIL THE EARLIEST OF: (I) THE CONCLUSION
OF THE NEXT ANNUAL GENERAL MEETING OF THE
BANK FOLLOWING THE PASSING OF THIS SPECIAL
RESOLUTION; (II) THE EXPIRATION OF THE
12-MONTH PERIOD FOLLOWING THE PASSING OF
THIS SPECIAL RESOLUTION; AND (III) THE DATE
ON WHICH THE AUTHORITY GRANTED TO THE BOARD
SET OUT IN THIS SPECIAL RESOLUTION IS
REVOKED OR VARIED BY A SPECIAL RESOLUTION
OF THE SHAREHOLDERS IN A SHAREHOLDERS'
MEETING 12.3 BASED ON THE ACTUAL CONDITIONS
SUCH AS THE METHOD, CLASS AND NUMBER OF
SHARES ISSUED AND THE BANK'S CAPITAL
STRUCTURE AFTER SUCH ISSUANCE, THE BOARD
SHALL BE AUTHORIZED TO DELEGATE THE
AUTHORITY TO THE BOARD SECRETARY TO MAKE,
AT THE APPROPRIATE TIME, SUCH AMENDMENTS TO
THE ARTICLES OF ASSOCIATION AS APPROPRIATE
AND NECESSARY TO REFLECT THE NEW CAPITAL
STRUCTURE AND THE REGISTERED CAPITAL (IF
APPLICABLE) OF THE BANK, AND TO TAKE ANY
OTHER ACTION AND COMPLETE ANY FORMALITY
REQUIRED (INCLUDING BUT NOT LIMITED TO THE
OBTAINING OF APPROVALS FROM THE RELEVANT
REGULATORY AUTHORITIES AND THE HANDLING OF
INDUSTRIAL AND COMMERCIAL REGISTRATION AND
FILING PROCEDURES) TO GIVE EFFECT TO THE
ISSUANCE OF SHARES PURSUANT TO THIS SPECIAL
RESOLUTION
13.1 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
TYPE OF SECURITIES TO BE ISSUED AND ISSUE
SIZE
13.2 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK: PAR
VALUE AND ISSUE PRICE
13.3 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
TERM
13.4 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
METHOD OF ISSUANCE AND TARGET INVESTORS
13.5 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
MECHANISM OF PARTICIPATION BY HOLDERS OF
PREFERENCE SHARES IN DIVIDEND DISTRIBUTION
13.6 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
COMPULSORY CONVERSION
13.7 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
TERMS OF CONDITIONAL REDEMPTION
13.8 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
RESTRICTIONS ON VOTING RIGHTS OF HOLDERS OF
PREFERENCE SHARES AND RECOVERY OF VOTING
RIGHTS
13.9 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
ORDER OF PRIORITY AND METHOD OF LIQUIDATION
13.10 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
RATING ARRANGEMENT
13.11 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
SECURITY FOR THE ISSUANCE OF PREFERENCE
SHARES
13.12 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
TERM OF RESTRICTIONS ON TRADE AND TRANSFER
OF PREFERENCE SHARES
13.13 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
VALIDITY PERIOD OF THE RESOLUTION IN
RESPECT OF THE ISSUANCE OF PREFERENCE
SHARES
13.14 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
TRADING ARRANGEMENT
13.15 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK: USE
OF PROCEEDS FROM THE ISSUANCE OF PREFERENCE
SHARES
13.16 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
MATTERS RELATING TO AUTHORIZATION OF THE
ISSUANCE OF PREFERENCE SHARES
14.1 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
TYPE OF SECURITIES TO BE ISSUED AND ISSUE
SIZE
14.2 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK: PAR
VALUE AND ISSUE PRICE
14.3 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
TERM
14.4 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
METHOD OF ISSUANCE AND TARGET INVESTORS
14.5 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
MECHANISM OF PARTICIPATION BY HOLDERS OF
PREFERENCE SHARES IN DIVIDEND DISTRIBUTION
14.6 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
COMPULSORY CONVERSION
14.7 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
TERMS OF CONDITIONAL REDEMPTION
14.8 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
RESTRICTIONS ON VOTING RIGHTS OF HOLDERS OF
PREFERENCE SHARES AND RECOVERY OF VOTING
RIGHTS
14.9 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
ORDER OF PRIORITY AND METHOD OF LIQUIDATION
14.10 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
RATING ARRANGEMENT
14.11 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
SECURITY FOR THE ISSUANCE OF PREFERENCE
SHARES
14.12 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
LOCK-UP PERIOD
14.13 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
VALIDITY PERIOD OF THE RESOLUTION IN
RESPECT OF THE ISSUANCE OF PREFERENCE
SHARES
14.14 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
TRADING/LISTING ARRANGEMENT
14.15 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK: USE
OF PROCEEDS FROM THE ISSUANCE OF PREFERENCE
SHARES
14.16 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
MATTERS RELATING TO AUTHORIZATION OF THE
ISSUANCE OF PREFERENCE SHARES
15 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE FORMULATING OF THE BANK OF
CHINA LIMITED SHAREHOLDER RETURN PLAN FOR
2014 TO 2016
16 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING DILUTION OF CURRENT RETURNS AND
REMEDIAL MEASURES UPON THE ISSUANCE OF
PREFERENCE SHARES
--------------------------------------------------------------------------------------------------------------------------
BANKFINANCIAL CORPORATION Agenda Number: 934012028
--------------------------------------------------------------------------------------------------------------------------
Security: 06643P104
Meeting Type: Annual
Meeting Date: 24-Jun-2014
Ticker: BFIN
ISIN: US06643P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
F. MORGAN GASIOR Mgmt For For
JOHN W. PALMER Mgmt For For
2. TO RATIFY THE ENGAGEMENT OF CROWE HORWATH Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2014.
3. AN ADVISORY, NON-BINDING RESOLUTION TO Mgmt For For
APPROVE OUR EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BANNER CORPORATION Agenda Number: 933952043
--------------------------------------------------------------------------------------------------------------------------
Security: 06652V208
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: BANR
ISIN: US06652V2088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JESSE G. FOSTER* Mgmt For For
MARK J. GRESCOVICH* Mgmt For For
D. MICHAEL JONES* Mgmt For For
DAVID A. KLAUE* Mgmt For For
BRENT A. ORRICO# Mgmt For For
2 ADVISORY (NON-BINDING) VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF BANNER CORPORATION'S NAMED
EXECUTIVE OFFICERS.
3 THE ADOPTION OF THE BANNER CORPORATION 2014 Mgmt For For
OMNIBUS EQUITY PLAN.
4 THE RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF MOSS ADAMS LLP AS THE
INDEPENDENT AUDITOR FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
BARCLAYS PLC, LONDON Agenda Number: 705056491
--------------------------------------------------------------------------------------------------------------------------
Security: G08036124
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: GB0031348658
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Reports of the Directors and Mgmt For For
Auditors and the audited accounts for the
year ended 31 December 2013
2 To approve the Directors Remuneration Mgmt For For
Report other than the part containing the
Directors Remuneration Policy for the year
ended 31 December 2013
3 To approve the Directors Remuneration Mgmt For For
Policy
4 To approve a fixed to variable remuneration Mgmt For For
ratio of 1:2 for Remuneration Code Staff
5 To appoint Mike Ashley as a Director of the Mgmt For For
Company
6 To appoint Wendy Lucas-Bull as a Director Mgmt For For
of the Company
7 To appoint Tushar Morzaria as a Director of Mgmt For For
the Company
8 To appoint Frits van Paasschen as a Mgmt For For
Director of the Company
9 To appoint Steve Thieke as a Director of Mgmt For For
the Company
10 To reappoint Tim Breedon as a Director of Mgmt For For
the Company
11 To reappoint Reuben Jeffery III as a Mgmt For For
Director of the Company
12 To reappoint Antony Jenkins as a Director Mgmt For For
of the Company
13 To reappoint Dambisa Moyo as a Director of Mgmt For For
the Company
14 To reappoint Sir Michael Rake as a Director Mgmt For For
of the Company
15 To reappoint Diane de Saint Victor as a Mgmt For For
Director of the Company
16 To reappoint Sir John Sunderland as a Mgmt For For
Director of the Company
17 To reappoint Sir David Walker as a Director Mgmt For For
of the Company
18 To reappoint PricewaterhouseCoopers LLP as Mgmt For For
Auditors of the Company
19 To authorise the Directors to set the Mgmt For For
remuneration of the Auditors
20 To authorise the Company and its Mgmt For For
subsidiaries to make political donations
and incur political expenditure
21 To authorise the Directors to allot Mgmt For For
securities
22 To authorise the Directors to allot equity Mgmt For For
securities for cash or to sell treasury
shares other than on a pro rata basis to
shareholders
23 To authorise the Directors to allot equity Mgmt For For
securities in relation to the issuance of
contingent Equity Conversion Notes
24 To authorise the Directors to allot equity Mgmt For For
securities for cash other than on a pro
rata basis to shareholders in relation to
the issuance of contingent ECNs
25 To authorise the Company to purchase its Mgmt For For
own shares
26 To authorise the Directors to call general Mgmt For For
meetings other than an AGM on not less than
14 clear days notice
--------------------------------------------------------------------------------------------------------------------------
BARRETT BUSINESS SERVICES, INC. Agenda Number: 933997693
--------------------------------------------------------------------------------------------------------------------------
Security: 068463108
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: BBSI
ISIN: US0684631080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: THOMAS J. CARLEY Mgmt For For
1.2 ELECTION OF DIRECTOR: MICHAEL L. ELICH Mgmt For For
1.3 ELECTION OF DIRECTOR: JAMES B. HICKS, PH.D. Mgmt For For
1.4 ELECTION OF DIRECTOR: ROGER L. JOHNSON Mgmt For For
1.5 ELECTION OF DIRECTOR: JON L. JUSTESEN Mgmt For For
1.6 ELECTION OF DIRECTOR: ANTHONY MEEKER Mgmt For For
2. APPROVAL OF PERFORMANCE GOALS UNDER THE Mgmt For For
COMPANY'S ANNUAL CASH INCENTIVE AWARD PLAN.
3. RATIFICATION OF SELECTION OF MOSS ADAMS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
4. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BASF SE, LUDWIGSHAFEN/RHEIN Agenda Number: 705064145
--------------------------------------------------------------------------------------------------------------------------
Security: D06216317
Meeting Type: AGM
Meeting Date: 02-May-2014
Ticker:
ISIN: DE000BASF111
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2013, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require share blocking. Registered
shares will be deregistered according to
trading activities or at the deregistration
date by the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent. Please contact your CSR
for further information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
17.04.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the approved Financial Non-Voting
Statements of BASF SE and the approved
Consolidated Financial Statements of the
BASF Group for the financial year 2013;
presentation of the Management's Analyses
of BASF SE and the BASF Group for the
financial year 2013 including the
explanatory reports on the data according
to Section 289 (4) and Section 315 (4) of
the German Commercial Code; presentation of
the Report of the Supervisory Board
2. Adoption of a resolution on the Mgmt No vote
appropriation of profit
3. Adoption of a resolution giving formal Mgmt No vote
approval to the actions of the members of
the Supervisory Board
4. Adoption of a resolution giving formal Mgmt No vote
approval to the actions of the members of
the Board of Executive Directors
5. Election of the auditor for the financial Mgmt No vote
year 2014: KPMG AG
6.1 Election of Supervisory Board members: Dame Mgmt No vote
Alison J. Carnwath
6.2 Election of Supervisory Board members: Mgmt No vote
Prof. Dr. Francois Diederich
6.3 Election of Supervisory Board members: Mgmt No vote
Michael Diekmann
6.4 Election of Supervisory Board members: Mgmt No vote
Franz Fehrenbach
6.5 Election of Supervisory Board members: Dr. Mgmt No vote
Juergen Hambrecht
6.6 Election of Supervisory Board members: Anke Mgmt No vote
Schaeferkordt
7. Resolution on the creation of new Mgmt No vote
authorized capital and amendment of the
Statutes
8.1 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit transfer agreement that
was concluded between BASF SE and BASF
Plant Science Company GmbH on December 13,
2013, will be approved
8.2 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit transfer agreement that
was concluded between BASF SE and BASF
Pigment GmbH on December 13, 2013, will be
approved
8.3 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit and loss transfer
agreement that was concluded between BASF
SE and BASF Immobilien-Gesellschaft mbH on
December 13, 2013, will be approved
8.4 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit and loss transfer
agreement that was concluded between BASF
SE and BASF Handels- und Exportgesellschaft
mbH on December 13, 2013, will be approved
8.5 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit and loss transfer
agreement that was concluded between BASF
SE and LUWOGE GmbH on December 6, 2013,
will be approved
8.6 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit and loss transfer
agreement that was concluded between BASF
SE and BASF Schwarzheide GmbH on November
28, 2013/December 13, 2013, will be
approved
8.7 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit transfer agreement that
was concluded between BASF SE and BASF
Coatings GmbH on October 24, 2013/ December
13, 2013, will be approved
8.8 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit transfer agreement that
was concluded between BASF SE and BASF
Polyurethanes GmbH on October 29, 2013/
December 13, 2013, will be approved
8.9 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit transfer agreement that
was concluded between BASF SE and BASF New
Business GmbH on December 13, 2013, will be
approved
--------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. Agenda Number: 933939487
--------------------------------------------------------------------------------------------------------------------------
Security: 071813109
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: BAX
ISIN: US0718131099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WAYNE T. HOCKMEYER Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT L. PARKINSON, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: THOMAS T. STALLKAMP Mgmt For For
1D. ELECTION OF DIRECTOR: ALBERT P.L. STROUCKEN Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3. APPROVAL OF NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL - RIGHT TO ACT BY Shr Against For
WRITTEN CONSENT.
5. SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr Against For
SIGNIFICANT STOCK.
--------------------------------------------------------------------------------------------------------------------------
BAYER AG, LEVERKUSEN Agenda Number: 704996668
--------------------------------------------------------------------------------------------------------------------------
Security: D0712D163
Meeting Type: AGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: DE000BAY0017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2013, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require share blocking. Registered
shares will be deregistered according to
trading activities or at the deregistration
date by the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent. Please contact your CSR
for further information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
14.04.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Mgmt No vote
financial statements and the approved
consolidated financial statements, the
Combined Management Report, the report of
the Supervisory Board, the explanatory
report by the Board of Management on
takeover- related information,and the
proposal by the Board of Management on the
use of the distributable profit for the
fiscal year 2013, and resolution on the use
of the distributable profit
2. Ratification of the actions of the members Mgmt No vote
of the Board of Management
3. Ratification of the actions of the members Mgmt No vote
of the Supervisory Board
4.1 Supervisory Board elections: Dr. rer. nat. Mgmt No vote
Simone Bagel-Trah
4.2 Supervisory Board elections: Prof. Dr. Dr. Mgmt No vote
h. c. mult. Ernst-Ludwig Winnacker
5. Cancellation of the existing Authorized Mgmt No vote
Capital I, creation of new Authorized
Capital I with the option to disapply
subscription rights and amendment of
Article 4(2) of the Articles of
Incorporation
6. Cancellation of the existing Authorized Mgmt No vote
Capital II, creation of new Authorized
Capital II with the option to disapply
subscription rights and amendment of
Article 4(3) of the Articles of
Incorporation
7. Authorization to issue bonds with warrants Mgmt No vote
or convertible bonds, profit participation
certificates or income bonds (or a
combination of these instruments) and to
disapply subscription rights, creation of
new conditional capital while canceling the
existing conditional capital and amendment
of Article 4(4) of the Articles of
Incorporation
8.1 Authorization to acquire and use own shares Mgmt No vote
with the potential disapplication of
subscription and other tender rights; use
of derivatives in the course of the
acquisition: Acquisition of own Shares
8.2 Authorization to acquire and use own shares Mgmt No vote
with the potential disapplication of
subscription and other tender rights; use
of derivatives in the course of the
acquisition: Use of Derivatives
9.1 Approval of the control and profit and loss Mgmt No vote
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer Business Services GmbH
9.2 Approval of the control and profit and loss Mgmt No vote
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer Technology Services GmbH
9.3 Approval of the control and profit and loss Mgmt No vote
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer US IP GmbH
9.4 Approval of the control and profit and loss Mgmt No vote
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer Bitterfeld GmbH
9.5 Approval of the control and profit and loss Mgmt No vote
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer Innovation GmbH
9.6 Approval of the control and profit and loss Mgmt No vote
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer Real Estate GmbH
9.7 Approval of the control and profit and loss Mgmt No vote
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Erste K-W-A Beteiligungsgesellschaft mbH
9.8 Approval of the control and profit and loss Mgmt No vote
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Zweite K-W-A Beteiligungsgesellschaft mbH
10. Election of the auditor of the financial Mgmt No vote
statements and for the review of the
half-yearly financial report:
PricewaterhouseCoopers Aktiengesellschaft
--------------------------------------------------------------------------------------------------------------------------
BBCN BANCORP INC Agenda Number: 934038200
--------------------------------------------------------------------------------------------------------------------------
Security: 073295107
Meeting Type: Annual
Meeting Date: 26-Jun-2014
Ticker: BBCN
ISIN: US0732951076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LOUIS M. COSSO Mgmt For For
JIN CHUL JHUNG Mgmt For For
KEVIN S. KIM Mgmt For For
PETER Y.S. KIM Mgmt For For
SANG HOON KIM Mgmt For For
CHUNG HYUN LEE Mgmt For For
DAVID P. MALONE Mgmt For For
SCOTT YOON-SUK WHANG Mgmt For For
DALE S. ZUEHLS Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM. TO
RATIFY THE APPOINTMENT OF KPMG LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2014, AS DESCRIBED IN THE
PROXY STATEMENT.
03 NONBINDING ADVISORY STOCKHOLDER VOTE ON Mgmt For For
EXECUTIVE COMPENSATION. TO APPROVE, ON AN
ADVISORY AND NON BINDING BASIS, THE
COMPENSATION PAID TO OUR "NAMED EXECUTIVE
OFFICERS," AS DESCRIBED IN THE PROXY
STATEMENT.
04 NONBINDING ADVISORY STOCKHOLDER VOTE ON Mgmt 1 Year For
FREQUENCY OF FUTURE VOTES ON EXECUTIVE
COMPENSATION. TO APPROVE, ON AN ADVISORY
AND NONBINDING BASIS, THE FREQUENCY OF
FUTURE VOTES, AS DESCRIBED IN THE PROXY
STATEMENT.
05 MEETING ADJOURNMENT. TO ADJOURN THE MEETING Mgmt For For
TO A LATER DATE OR DATES, IF NECESSARY OR
APPROPRIATE IN THE JUDGMENT OF THE BOARD OF
DIRECTORS, TO PERMIT FURTHER SOLICITATION
OF ADDITIONAL PROXIES IN THE EVENT THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE
MEETING TO APPROVE THE MATTERS TO BE
CONSIDERED BY THE SHAREHOLDERS AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
BENCHMARK ELECTRONICS, INC. Agenda Number: 933946672
--------------------------------------------------------------------------------------------------------------------------
Security: 08160H101
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: BHE
ISIN: US08160H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL R. DAWSON Mgmt For For
GAYLA J. DELLY Mgmt For For
PETER G. DORFLINGER Mgmt For For
DOUGLAS G. DUNCAN Mgmt For For
KENNETH T. LAMNECK Mgmt For For
DAVID W. SCHEIBLE Mgmt For For
BERNEE D.L. STROM Mgmt For For
CLAY C. WILLIAMS Mgmt For For
2 TO APPROVE THE FIRST AMENDMENT TO THE Mgmt For For
BENCHMARK ELECTRONICS, INC. 2010 OMNIBUS
INCENTIVE COMPENSATION PLAN.
3 BOARD PROPOSAL REGARDING AN ADVISORY VOTE Mgmt For For
ON NAMED EXECUTIVE OFFICER COMPENSATION.
4 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
BENEFICIAL MUTUAL BANCORP, INC. Agenda Number: 933958502
--------------------------------------------------------------------------------------------------------------------------
Security: 08173R104
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: BNCL
ISIN: US08173R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GERARD P. CUDDY Mgmt For For
FRANK A. FARNESI Mgmt For For
THOMAS J. LEWIS Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF BENEFICIAL MUTUAL
BANCORP, INC. FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. THE APPROVAL OF A NON-BINDING RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 933937320
--------------------------------------------------------------------------------------------------------------------------
Security: 084670108
Meeting Type: Annual
Meeting Date: 03-May-2014
Ticker: BRKA
ISIN: US0846701086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WARREN E. BUFFETT Mgmt For For
CHARLES T. MUNGER Mgmt For For
HOWARD G. BUFFETT Mgmt For For
STEPHEN B. BURKE Mgmt For For
SUSAN L. DECKER Mgmt For For
WILLIAM H. GATES III Mgmt For For
DAVID S. GOTTESMAN Mgmt For For
CHARLOTTE GUYMAN Mgmt For For
DONALD R. KEOUGH Mgmt For For
THOMAS S. MURPHY Mgmt For For
RONALD L. OLSON Mgmt For For
WALTER SCOTT, JR. Mgmt For For
MERYL B. WITMER Mgmt For For
2 NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN THE
2014 PROXY STATEMENT.
3 NON-BINDING RESOLUTION TO DETERMINE THE Mgmt 1 Year Against
FREQUENCY (WHETHER ANNUAL, BIENNIAL OR
TRIENNIAL) WITH WHICH SHAREHOLDERS OF THE
COMPANY SHALL BE ENTITLED TO HAVE AN
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
4 SHAREHOLDER PROPOSAL REGARDING GREENHOUSE Shr Against For
GAS AND OTHER AIR EMISSIONS.
5 SHAREHOLDER PROPOSAL REGARDING DIVIDENDS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 933937320
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702
Meeting Type: Annual
Meeting Date: 03-May-2014
Ticker: BRKB
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WARREN E. BUFFETT Mgmt For For
CHARLES T. MUNGER Mgmt For For
HOWARD G. BUFFETT Mgmt For For
STEPHEN B. BURKE Mgmt For For
SUSAN L. DECKER Mgmt For For
WILLIAM H. GATES III Mgmt For For
DAVID S. GOTTESMAN Mgmt For For
CHARLOTTE GUYMAN Mgmt For For
DONALD R. KEOUGH Mgmt For For
THOMAS S. MURPHY Mgmt For For
RONALD L. OLSON Mgmt For For
WALTER SCOTT, JR. Mgmt For For
MERYL B. WITMER Mgmt For For
2 NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN THE
2014 PROXY STATEMENT.
3 NON-BINDING RESOLUTION TO DETERMINE THE Mgmt 1 Year Against
FREQUENCY (WHETHER ANNUAL, BIENNIAL OR
TRIENNIAL) WITH WHICH SHAREHOLDERS OF THE
COMPANY SHALL BE ENTITLED TO HAVE AN
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
4 SHAREHOLDER PROPOSAL REGARDING GREENHOUSE Shr Against For
GAS AND OTHER AIR EMISSIONS.
5 SHAREHOLDER PROPOSAL REGARDING DIVIDENDS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BEST BUY CO., INC. Agenda Number: 934000857
--------------------------------------------------------------------------------------------------------------------------
Security: 086516101
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: BBY
ISIN: US0865161014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LISA M. CAPUTO Mgmt For For
1B. ELECTION OF DIRECTOR: RUSSELL P. FRADIN Mgmt For For
1C. ELECTION OF DIRECTOR: KATHY J. HIGGINS Mgmt For For
VICTOR
1D. ELECTION OF DIRECTOR: HUBERT JOLY Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID W. KENNY Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS L. MILLNER Mgmt For For
1G. ELECTION OF DIRECTOR: GERARD R. VITTECOQ Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2015.
3. TO APPROVE IN A NON-BINDING ADVISORY VOTE Mgmt For For
OUR NAMED EXECUTIVE OFFICER COMPENSATION.
4. TO APPROVE THE 2014 OMNIBUS INCENTIVE PLAN. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BG GROUP PLC Agenda Number: 705116285
--------------------------------------------------------------------------------------------------------------------------
Security: G1245Z108
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: GB0008762899
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ANNUAL REPORT AND ACCOUNTS Mgmt For For
2 REMUNERATION POLICY Mgmt For For
3 REMUNERATION REPORT Mgmt For For
4 DECLARATION OF DIVIDEND : 15.68 CENTS PER Mgmt For For
SHARE IN RESPECT OF THE YEAR ENDED 31
DECEMBER 2013. THE FINAL DIVIDEND IS
PAYABLE ON 30 MAY 2014 TO HOLDERS OF
ORDINARY SHARES OF 10 PENCE EACH IN THE
COMPANY (ORDINARY SHARES) ON THE REGISTER
OF MEMBERS AT THE CLOSE OF BUSINESS ON 25
APRIL 2014, AS RECOMMENDED BY THE DIRECTORS
5 ELECTION OF SIMON LOWTH Mgmt For For
6 ELECTION OF PAM DALEY Mgmt For For
7 ELECTION OF MARTIN FERGUSON Mgmt For For
8 RE-ELECTION OF VIVIENNE COX Mgmt For For
9 RE-ELECTION OF CHRIS FINLAYSON Mgmt Abstain Against
10 RE-ELECTION OF ANDREW GOULD Mgmt For For
11 RE-ELECTION OF BARONESS HOGG Mgmt For For
12 RE-ELECTION OF DR JOHN HOOD Mgmt For For
13 RE-ELECTION OF CAIO KOCH-WESER Mgmt For For
14 RE-ELECTION OF LIM HAW-KUANG Mgmt For For
15 RE-ELECTION OF SIR DAVID MANNING Mgmt For For
16 RE-ELECTION OF MARK SELIGMAN Mgmt For For
17 RE-ELECTION OF PATRICK THOMAS Mgmt For For
18 RE-APPOINTMENT OF AUDITORS :ERNST & YOUNG Mgmt For For
LLP
19 REMUNERATION OF AUDITORS Mgmt For For
20 POLITICAL DONATIONS Mgmt For For
21 AUTHORITY TO ALLOT SHARES Mgmt For For
22 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
23 AUTHORITY TO MAKE MARKET PURCHASES OF OWN Mgmt For For
SHARES
24 NOTICE PERIODS FOR GENERAL MEETINGS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BHP BILLITON LTD, MELBOURNE VIC Agenda Number: 704745756
--------------------------------------------------------------------------------------------------------------------------
Security: Q1498M100
Meeting Type: AGM
Meeting Date: 21-Nov-2013
Ticker:
ISIN: AU000000BHP4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 7, 8 AND 9 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (7, 8 AND 9), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
1 To receive the 2013 Financial Statements Mgmt For For
and Reports for BHP Billiton
2 To appoint KPMG LLP as the auditor of BHP Mgmt For For
Billiton Plc
3 To authorise the Risk and Audit Committee Mgmt For For
to agree the remuneration of the auditor of
BHP Billiton Plc
4 To renew the general authority to issue Mgmt For For
shares in BHP Billiton Plc
5 To approve the authority to issue shares in Mgmt For For
BHP Billiton Plc for cash
6 To approve the repurchase of shares in BHP Mgmt For For
Billiton Plc
7 To approve the 2013 Remuneration Report Mgmt For For
8 To adopt new Long Term Incentive Plan Rules Mgmt For For
9 To approve grants to Andrew Mackenzie Mgmt For For
10 To elect Andrew Mackenzie as a Director of Mgmt For For
BHP Billiton
11 To re-elect Malcolm Broomhead as a Director Mgmt For For
of BHP Billiton
12 To re-elect Sir John Buchanan as a Director Mgmt For For
of BHP Billiton
13 To re-elect Carlos Cordeiro as a Director Mgmt For For
of BHP Billiton
14 To re-elect David Crawford as a Director of Mgmt For For
BHP Billiton
15 To re-elect Pat Davies as a Director of BHP Mgmt For For
Billiton
16 To re-elect Carolyn Hewson as a Director of Mgmt For For
BHP Billiton
17 To re-elect Lindsay Maxsted as a Director Mgmt For For
of BHP Billiton
18 To re-elect Wayne Murdy as a Director of Mgmt For For
BHP Billiton
19 To re-elect Keith Rumble as a Director of Mgmt For For
BHP Billiton
20 To re-elect John Schubert as a Director of Mgmt For For
BHP Billiton
21 To re-elect Shriti Vadera as a Director of Mgmt For For
BHP Billiton
22 To re-elect Jac Nasser as a Director of BHP Mgmt Abstain Against
Billiton
23 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: To elect Ian Dunlop
as a Director of BHP Billiton
--------------------------------------------------------------------------------------------------------------------------
BIGLARI HOLDINGS INC. Agenda Number: 933965785
--------------------------------------------------------------------------------------------------------------------------
Security: 08986R101
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: BH
ISIN: US08986R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SARDAR BIGLARI Mgmt For For
PHILIP L. COOLEY Mgmt For For
KENNETH R. COOPER Mgmt For For
WILLIAM L. JOHNSON Mgmt For For
JAMES P. MASTRIAN Mgmt For For
RUTH J. PERSON Mgmt For For
2. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
DELOITTE & TOUCHE LLP AS THE CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2014 FISCAL YEAR.
3. NON-BINDING ADVISORY RESOLUTION TO APPROVE Mgmt Against Against
THE CORPORATION'S EXECUTIVE COMPENSATION,
AS DESCRIBED IN THESE PROXY MATERIALS.
4. NON-BINDING ADVISORY RESOLUTION ON THE Mgmt 1 Year Against
FREQUENCY OF HOLDING FUTURE SHAREHOLDER
ADVISORY VOTES ON THE CORPORATION'S
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BIODELIVERY SCIENCES INTERNATIONAL, INC. Agenda Number: 933850338
--------------------------------------------------------------------------------------------------------------------------
Security: 09060J106
Meeting Type: Annual
Meeting Date: 18-Jul-2013
Ticker: BDSI
ISIN: US09060J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK A. SIRGO Mgmt For For
JOHN J. SHEA Mgmt For For
THOMAS W. D'ALONZO Mgmt For For
2. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE COMPANY'S BOARD OF
DIRECTORS OF CHERRY BEKAERT LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. TO APPROVE, BY A NON-BINDING VOTE, THE Mgmt For For
COMPANY'S 2012 EXECUTIVE COMPENSATION.
4. TO APPROVE, BY A NON-BINDING VOTE, THE Mgmt 1 Year Against
FREQUENCY OF FUTURE STOCKHOLDER ADVISORY
VOTES RELATING TO THE COMPANY'S EXECUTIVE
COMPENSATION.
5. TO APPROVE AN AMENDMENT TO THE 2011 EQUITY Mgmt For For
INCENTIVE PLAN TO, AMONG OTHER MATTERS,
INCREASE THE NUMBER OF SHARES OF COMMON
STOCK AUTHORIZED FOR ISSUANCE UNDER THE
2011 PLAN FROM 4,200,000 TO 6,800,000.
--------------------------------------------------------------------------------------------------------------------------
BIOGEN IDEC INC. Agenda Number: 933996247
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: BIIB
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLINE D. DORSA Mgmt For For
1B. ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: GEORGE A. SCANGOS Mgmt For For
1D. ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER J. DENNER Mgmt For For
1F. ELECTION OF DIRECTOR: NANCY L. LEAMING Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD C. MULLIGAN Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. PANGIA Mgmt For For
1I. ELECTION OF DIRECTOR: BRIAN S. POSNER Mgmt For For
1J. ELECTION OF DIRECTOR: ERIC K. ROWINSKY Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN A. SHERWIN Mgmt Against Against
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS BIOGEN IDEC
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BIOMED REALTY TRUST, INC. Agenda Number: 933961408
--------------------------------------------------------------------------------------------------------------------------
Security: 09063H107
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: BMR
ISIN: US09063H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ALAN D. GOLD Mgmt For For
1.2 ELECTION OF DIRECTOR: DANIEL M. BRADBURY Mgmt Abstain Against
1.3 ELECTION OF DIRECTOR: WILLIAM R. BRODY, Mgmt For For
M.D., PH.D.
1.4 ELECTION OF DIRECTOR: GARY A. KREITZER Mgmt For For
1.5 ELECTION OF DIRECTOR: THEODORE D. ROTH Mgmt For For
1.6 ELECTION OF DIRECTOR: JANICE L. SEARS Mgmt For For
1.7 ELECTION OF DIRECTOR: M. FAYE WILSON Mgmt For For
2. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. TO APPROVE A NONBINDING ADVISORY RESOLUTION Mgmt Against Against
ON THE COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BLUCORA INC Agenda Number: 933994255
--------------------------------------------------------------------------------------------------------------------------
Security: 095229100
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: BCOR
ISIN: US0952291005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ELIZABETH HUEBNER Mgmt For For
ANDREW SNYDER Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
2014.
3. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN THE
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
BNP PARIBAS SA, PARIS Agenda Number: 705027604
--------------------------------------------------------------------------------------------------------------------------
Security: F1058Q238
Meeting Type: MIX
Meeting Date: 14-May-2014
Ticker:
ISIN: FR0000131104
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 11 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0312/201403121400612.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0411/201404111401069.pdf, CHANGE IN
RECORD DATE FROM 07 MAY TO 08 MAY 2014 AND
MODIFICATION TO THE TEXT OF RESOLUTION
O.13. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
O.1 Approval of the annual corporate financial Mgmt For For
statements for the 2013 financial year
O.2 Approval of the consolidated financial Mgmt For For
statements for the 2013 financial year
O.3 Allocation of income for the financial year Mgmt For For
ended on December 31th, 2013 and dividend
distribution
O.4 Special report of the statutory auditors on Mgmt For For
the agreements and commitments pursuant to
articles l.225-38 et seq. Of the commercial
code
O.5 Authorization granted to BNP Paribas to Mgmt For For
repurchase its own shares
O.6 Renewal of term of Mr. Jean-Francois Mgmt For For
Lepetit as board member
O.7 Renewal of term of Mr. Baudouin Prot as Mgmt For For
board member
O.8 Renewal of term of Mrs. Fields Mgmt For For
Wicker-Miurin as board member
O.9 Ratification of the cooptation of Mrs. Mgmt For For
Monique Cohen as board member and renewal
of her term
O.10 Appointment of Mrs. Daniela Schwarzer as Mgmt For For
board member
O.11 Advisory vote on the compensation owed or Mgmt For For
paid to Mr. Baudouin Prot, chairman of the
board of directors for the 2013 financial
year - recommendation referred to in to
paragraph 24.3 of the code AFEP-MEDEF
O.12 Advisory vote on the compensation owed or Mgmt For For
paid to Mr. Jean-Laurent Bonnafe, CEO, for
the 2013 financial year - recommendation
referred to in to paragraph 24.3 of the
code AFEP-MEDEF
O.13 Advisory vote on the compensation owed or Mgmt For For
paid to Mr. Georges Chodron de Courcel, Mr.
Philippe Bordenave and Mr. Francois
Villeroy de Galhau, managing directors for
the 2013 financial year - recommendation
referred to in paragraph 24.3 of the code
AFEP-MEDEF
O.14 Advisory vote on the total amount of Mgmt For For
compensation of any kind paid to executive
officers and certain categories of staff
during the 2013 financial year-article
l.511-73 of the monetary and financial code
O.15 Setting the limitation on the variable part Mgmt For For
of the compensation of executive officers
and certain categories of staff-article
l.511-78 of the monetary and financial code
E.16 Issuance of common shares and securities Mgmt For For
giving access to capital or entitling to
debt securities while maintaining
preferential subscription rights
E.17 Issuance of common shares and securities Mgmt For For
giving access to capital or entitling to
debt securities with the cancellation of
preferential subscription rights
E.18 Issuance of common shares and securities Mgmt For For
giving access to capital with the
cancellation of preferential subscription
rights, in consideration for stocks
contributed within the framework of public
exchange offers
E.19 Issuance of common shares or securities Mgmt For For
giving access to capital with the
cancellation of preferential subscription
rights, in consideration for stock
contribution up to 10% of capital
E.20 Overall limitation on issuance Mgmt For For
authorizations with the cancellation of
preferential subscription rights
E.21 Capital increase by incorporation of Mgmt For For
reserves or profits, share or contribution
premiums
E.22 Overall limitation on issuance Mgmt For For
authorizations with or without preferential
subscription rights
E.23 Authorization to be granted to the board of Mgmt For For
directors to carry out transactions
reserved for members of the company savings
plan of BNP Paribas group which may take
the form of capital increases and/or sales
of reserved stocks
E.24 Authorization to be granted to the board of Mgmt For For
directors to reduce capital by cancellation
of shares
E.25 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BORGWARNER INC. Agenda Number: 933941773
--------------------------------------------------------------------------------------------------------------------------
Security: 099724106
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: BWA
ISIN: US0997241064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JAN CARLSON Mgmt For For
1.2 ELECTION OF DIRECTOR: DENNIS C. CUNEO Mgmt For For
1.3 ELECTION OF DIRECTOR: VICKI L. SATO Mgmt For For
2 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY FOR 2014.
3 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION AS DISCLOSED IN THE
PROXY STATEMENT.
4 APPROVAL OF BORGWARNER INC. 2014 STOCK Mgmt For For
INCENTIVE PLAN.
5 AMENDMENT OF THE COMPANY'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION.
6 STOCKHOLDER PROPOSAL CONCERNING SIMPLE Shr For Against
MAJORITY VOTING.
--------------------------------------------------------------------------------------------------------------------------
BOSIDENG INTERNATIONAL HOLDINGS LTD Agenda Number: 704669374
--------------------------------------------------------------------------------------------------------------------------
Security: G12652106
Meeting Type: AGM
Meeting Date: 28-Aug-2013
Ticker:
ISIN: KYG126521064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0725/LTN20130725283.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0725/LTN20130725273.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
1 To receive and approve the financial Mgmt For For
statements and reports of the directors and
auditors for the year ended March 31, 2013
2 To declare a final dividend of HKD 6.5 Mgmt For For
cents per ordinary share
3i To re-elect Ms. Mei Dong as an executive Mgmt For For
director
3ii To re-elect Ms. Gao Miaoqin as an executive Mgmt For For
director
3iii To re-elect Mr. Mak Yun Kuen as an Mgmt For For
executive director
3iv To re-elect Mr. Rui Jinsong as an executive Mgmt For For
director
3v To re-elect Mr. Wang Yao as an independent Mgmt For For
non-executive director
3vi To re-elect Dr. Ngai Wai Fung as an Mgmt Against Against
independent non-executive director
3vii To re-elect Mr. Lian Jie as an independent Mgmt For For
non-executive director
3viii To authorise the board of directors to fix Mgmt For For
the directors' remuneration
4 To appoint the auditors and to authorise Mgmt For For
the board of directors to fix the
remuneration of the auditors
5A To grant a general mandate to the directors Mgmt Against Against
to allot, issue and deal with the shares in
accordance with ordinary resolution number
5(A) as set out in the notice of the Annual
General Meeting
5B To grant a general mandate to the directors Mgmt For For
to repurchase the shares in accordance with
ordinary resolution number 5(B) as set out
in the notice of the Annual General Meeting
5C Conditional upon ordinary resolutions Mgmt Against Against
number 5(A) and 5(B) being passed, to
extend the general mandate to the directors
to allot, issue and deal with additional
shares by the number of shares repurchased
in accordance with ordinary resolution
number 5(C) as set out in the notice of the
Annual General Meeting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN RECORD DATE FROM 27 AUG 2013 TO
23 AUG 2013. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BRINKER INTERNATIONAL, INC. Agenda Number: 933880622
--------------------------------------------------------------------------------------------------------------------------
Security: 109641100
Meeting Type: Annual
Meeting Date: 07-Nov-2013
Ticker: EAT
ISIN: US1096411004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH M. DEPINTO Mgmt For For
HARRIET EDELMAN Mgmt For For
MICHAEL A. GEORGE Mgmt For For
WILLIAM T. GILES Mgmt For For
GERARDO I. LOPEZ Mgmt For For
JON L. LUTHER Mgmt For For
JOHN W. MIMS Mgmt For For
GEORGE R. MRKONIC Mgmt For For
ROSENDO G. PARRA Mgmt For For
WYMAN T. ROBERTS Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR THE
FISCAL 2014 YEAR.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
4. TO AMEND THE COMPANY'S STOCK OPTION AND Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 933943462
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L. ANDREOTTI Mgmt For For
1B. ELECTION OF DIRECTOR: L.B. CAMPBELL Mgmt For For
1C. ELECTION OF DIRECTOR: J.M. CORNELIUS Mgmt For For
1D. ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Mgmt For For
1E. ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt For For
1F. ELECTION OF DIRECTOR: A.J. LACY Mgmt For For
1G. ELECTION OF DIRECTOR: T.J. LYNCH, JR., M.D. Mgmt For For
1H. ELECTION OF DIRECTOR: D.C. PALIWAL Mgmt For For
1I. ELECTION OF DIRECTOR: V.L. SATO, PH.D. Mgmt For For
1J. ELECTION OF DIRECTOR: G.L. STORCH Mgmt For For
1K. ELECTION OF DIRECTOR: T.D. WEST, JR. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
4. SIMPLE MAJORITY VOTE. Shr For
--------------------------------------------------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC, LONDON Agenda Number: 705060503
--------------------------------------------------------------------------------------------------------------------------
Security: G1510J102
Meeting Type: AGM
Meeting Date: 30-Apr-2014
Ticker:
ISIN: GB0002875804
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Accept Financial Statements and Statutory Mgmt For For
Reports
2 Approve Remuneration Policy Mgmt For For
3 Approve Remuneration Report Mgmt For For
4 Approve Final Dividend Mgmt For For
5 Re-appoint PricewaterhouseCoopers LLP as Mgmt For For
Auditors
6 Authorise Board to Fix Remuneration of Mgmt For For
Auditors
7 Re-elect Richard Burrows as Director Mgmt For For
8 Re-elect Karen de Segundo as Director Mgmt For For
9 Re-elect Nicandro Durante as Director Mgmt For For
10 Re-elect Ann Godbehere as Director Mgmt For For
11 Re-elect Christine Morin-Postel as Director Mgmt For For
12 Re-elect Gerry Murphy as Director Mgmt For For
13 Re-elect Kieran Poynter as Director Mgmt For For
14 Re-elect Ben Stevens as Director Mgmt For For
15 Re-elect Richard Tubb as Director Mgmt For For
16 Elect Savio Kwan as Director Mgmt For For
17 Authorise Issue of Equity with Pre-emptive Mgmt For For
Rights
18 Authorise Issue of Equity without Mgmt For For
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary Mgmt For For
Shares
20 Approve EU Political Donations and Mgmt For For
Expenditure
21 Authorise the Company to Call EGM with Two Mgmt For For
Weeks' Notice
--------------------------------------------------------------------------------------------------------------------------
BRIXMOR PROPERTY GROUP INC Agenda Number: 934005338
--------------------------------------------------------------------------------------------------------------------------
Security: 11120U105
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: BRX
ISIN: US11120U1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL A. CARROLL Mgmt For For
JOHN G. SCHREIBER Mgmt For For
A.J. AGARWAL Mgmt For For
MICHAEL BERMAN Mgmt For For
ANTHONY W. DEERING Mgmt For For
JONATHAN D. GRAY Mgmt For For
NADEEM MEGHJI Mgmt For For
WILLIAM D. RAHM Mgmt For For
WILLIAM J. STEIN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS.
4. TO DETERMINE, ON A NON-BINDING ADVISORY Mgmt 1 Year For
BASIS, THE FREQUENCY OF FUTURE NON-BINDING
ADVISORY VOTES TO APPROVE THE COMPENSATION
PAID TO OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
BROADCOM CORPORATION Agenda Number: 933953956
--------------------------------------------------------------------------------------------------------------------------
Security: 111320107
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: BRCM
ISIN: US1113201073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. FINOCCHIO, JR Mgmt For For
NANCY H. HANDEL Mgmt For For
EDDY W. HARTENSTEIN Mgmt For For
MARIA M. KLAWE, PH.D. Mgmt For For
JOHN E. MAJOR Mgmt Withheld Against
SCOTT A. MCGREGOR Mgmt For For
WILLIAM T. MORROW Mgmt For For
HENRY SAMUELI, PH.D. Mgmt For For
ROBERT E. SWITZ Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt Against Against
COMPANY'S NAMED EXECUTIVE OFFICERS
DESCRIBED IN THE PROXY STATEMENT.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
BROCADE COMMUNICATIONS SYSTEMS, INC. Agenda Number: 933926226
--------------------------------------------------------------------------------------------------------------------------
Security: 111621306
Meeting Type: Annual
Meeting Date: 08-Apr-2014
Ticker: BRCD
ISIN: US1116213067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JUDY BRUNER Mgmt For For
1.2 ELECTION OF DIRECTOR: LLOYD A. CARNEY Mgmt For For
1.3 ELECTION OF DIRECTOR: RENATO A. DIPENTIMA Mgmt For For
1.4 ELECTION OF DIRECTOR: ALAN L. EARHART Mgmt For For
1.5 ELECTION OF DIRECTOR: JOHN W. GERDELMAN Mgmt For For
1.6 ELECTION OF DIRECTOR: DAVE HOUSE Mgmt For For
1.7 ELECTION OF DIRECTOR: L. WILLIAM KRAUSE Mgmt For For
1.8 ELECTION OF DIRECTOR: DAVID E. ROBERSON Mgmt For For
1.9 ELECTION OF DIRECTOR: SANJAY VASWANI Mgmt For For
2. NON-BINDING ADVISORY RESOLUTION TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS OF BROCADE COMMUNICATIONS
SYSTEMS, INC. FOR THE FISCAL YEAR ENDING
NOVEMBER 1, 2014
4. STOCKHOLDER PROPOSAL TO AMEND BROCADE'S Shr Against For
BYLAWS TO GIVE STOCKHOLDERS WHO HOLD 10% OF
OUTSTANDING BROCADE STOCK THE POWER TO CALL
A SPECIAL MEETING OF STOCKHOLDERS IF
PROPERLY PRESENTED AT THE ANNUAL MEETING
--------------------------------------------------------------------------------------------------------------------------
BROOKFIELD ASSET MANAGEMENT INC. Agenda Number: 933966559
--------------------------------------------------------------------------------------------------------------------------
Security: 112585104
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: BAM
ISIN: CA1125851040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARCEL R. COUTU Mgmt For For
MAUREEN KEMPSTON DARKES Mgmt For For
LANCE LIEBMAN Mgmt For For
FRANK J. MCKENNA Mgmt For For
YOUSSEF A. NASR Mgmt For For
JAMES A. PATTISON Mgmt For For
SEEK NGEE HUAT Mgmt For For
DIANA L. TAYLOR Mgmt For For
02 APPOINTMENT OF DELOITTE LLP AS THE EXTERNAL Mgmt For For
AUDITOR AND AUTHORIZING THE DIRECTORS TO
SET ITS REMUNERATION.
03 SAY ON PAY RESOLUTION SET OUT IN THE Mgmt For For
CORPORATION'S MANAGEMENT INFORMATION
CIRCULAR DATED MARCH 25, 2014.
--------------------------------------------------------------------------------------------------------------------------
BROOKFIELD RESIDENTIAL PROPERTIES INC. Agenda Number: 933954643
--------------------------------------------------------------------------------------------------------------------------
Security: 11283W104
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: BRP
ISIN: CA11283W1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BRUCE T. LEHMAN Mgmt For For
PATRICIA M. NEWSON Mgmt For For
ALAN NORRIS Mgmt For For
ALLAN S. OLSON Mgmt For For
TIMOTHY R. PRICE Mgmt For For
DAVID M. SHERMAN Mgmt For For
ROBERT L. STELZL Mgmt For For
MICHAEL D. YOUNG Mgmt For For
02 THE APPOINTMENT OF THE EXTERNAL AUDITOR AND Mgmt For For
AUTHORIZING THE DIRECTORS TO SET ITS
REMUNERATION;
03 THE APPROVAL, BY NON-BINDING ADVISORY VOTE, Mgmt For For
OF THE NAMED EXECUTIVE OFFICER COMPENSATION
DESCRIBED IN THE CORPORATION'S MANAGEMENT
INFORMATION CIRCULAR DATED MARCH 27, 2014.
--------------------------------------------------------------------------------------------------------------------------
BROWN SHOE COMPANY, INC. Agenda Number: 933980698
--------------------------------------------------------------------------------------------------------------------------
Security: 115736100
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: BWS
ISIN: US1157361007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. LEE CAPPS III Mgmt For For
CARLA HENDRA Mgmt For For
PATRICIA G. MCGINNIS Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS.
3. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BT GROUP PLC, LONDON Agenda Number: 704532856
--------------------------------------------------------------------------------------------------------------------------
Security: G16612106
Meeting Type: AGM
Meeting Date: 17-Jul-2013
Ticker:
ISIN: GB0030913577
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report and accounts Mgmt For For
2 Remuneration report Mgmt For For
3 Final dividend Mgmt For For
4 Re-elect Sir Michael Rake Mgmt For For
5 Re-elect Ian Livingston Mgmt For For
6 Re-elect Tony Chanmugam Mgmt For For
7 Re-elect Gavin Patterson Mgmt For For
8 Re-elect Tony Ball Mgmt For For
9 Re-elect the Rt Hon Patricia Hewitt Mgmt For For
10 Re-elect Phil Hodkinson Mgmt For For
11 Re-elect Karen Richardson Mgmt For For
12 Re-elect Nick Rose Mgmt For For
13 Re-elect Jasmine Whitbread Mgmt For For
14 Auditors re-appointment: Mgmt For For
PricewaterhouseCoopers LLP
15 Auditors remuneration Mgmt For For
16 Authority to allot shares Mgmt For For
17 Authority to allot shares for cash Mgmt For For
18 Authority to purchase own shares Mgmt For For
19 14 days notice of meetings Mgmt For For
20 Political donations Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF AUDITOR NAME. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
BUCKEYE TECHNOLOGIES INC. Agenda Number: 933857697
--------------------------------------------------------------------------------------------------------------------------
Security: 118255108
Meeting Type: Special
Meeting Date: 15-Aug-2013
Ticker: BKI
ISIN: US1182551085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE MERGER AGREEMENT. Mgmt For For
2. TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY AND APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE PROPOSAL TO
ADOPT THE MERGER AGREEMENT.
3. TO APPROVE A NON-BINDING ADVISORY PROPOSAL Mgmt For For
TO APPROVE THE MERGER-RELATED COMPENSATION
PAYABLE TO OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
BUNGE LIMITED Agenda Number: 933970293
--------------------------------------------------------------------------------------------------------------------------
Security: G16962105
Meeting Type: Annual
Meeting Date: 23-May-2014
Ticker: BG
ISIN: BMG169621056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ERNEST G. BACHRACH Mgmt For For
1B. ELECTION OF DIRECTOR: ENRIQUE H. BOILINI Mgmt For For
1C. ELECTION OF DIRECTOR: CAROL M. BROWNER Mgmt For For
2. TO APPOINT DELOITTE & TOUCHE LLP AS BUNGE Mgmt For For
LIMITED'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014 AND TO
AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD
OF DIRECTORS TO DETERMINE THE INDEPENDENT
AUDITORS' FEES.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. TO RE-APPROVE THE PERFORMANCE GOALS FOR THE Mgmt For For
BUNGE LIMITED 2009 EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
BURBERRY GROUP PLC Agenda Number: 704614278
--------------------------------------------------------------------------------------------------------------------------
Security: G1699R107
Meeting Type: AGM
Meeting Date: 12-Jul-2013
Ticker:
ISIN: GB0031743007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the audited accounts for the Mgmt For For
year ended 31 March 2013 together with the
Directors and Auditors reports
2 To approve the Directors Remuneration Mgmt For For
Report for the year ended 31 March 2013
3 To declare a final dividend of 21.0p per Mgmt For For
Ordinary Share for the year ended 31 March
2013
4 To re-elect Sir John Peace as a director of Mgmt For For
the Company
5 To re-elect Angela Ahrendts as a director Mgmt For For
of the Company
6 To re-elect Philip Bowman as a director of Mgmt For For
the Company
7 To re-elect Ian Carter as a director of the Mgmt For For
Company
8 To re-elect Stephanie George as a director Mgmt For For
of the Company
9 To re-elect John Smith as a director of the Mgmt For For
Company
10 To re-elect David Tyler as a director of Mgmt For For
the Company
11 To elect Carol Fairweather as a director of Mgmt For For
the Company
12 To reappoint PricewaterhouseCoopers LLP as Mgmt For For
Auditors of the Company
13 To authorise the Audit Committee of the Mgmt For For
Company to determine the Auditors
remuneration
14 To authorise political donations and Mgmt For For
expenditure by the Company and its
subsidiaries
15 To authorise the directors to allot shares Mgmt For For
16 To renew the directors authority to Mgmt For For
disapply pre-emption rights
17 To authorise the Company to purchase its Mgmt For For
own ordinary shares
18 To authorise the directors to call general Mgmt For For
meetings other than an annual general
meeting on not less than 14 clear days'
notice
--------------------------------------------------------------------------------------------------------------------------
CA, INC. Agenda Number: 933849880
--------------------------------------------------------------------------------------------------------------------------
Security: 12673P105
Meeting Type: Annual
Meeting Date: 31-Jul-2013
Ticker: CA
ISIN: US12673P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JENS ALDER Mgmt For For
1B. ELECTION OF DIRECTOR: RAYMOND J. BROMARK Mgmt For For
1C. ELECTION OF DIRECTOR: GARY J. FERNANDES Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL P. GREGOIRE Mgmt For For
1E. ELECTION OF DIRECTOR: ROHIT KAPOOR Mgmt For For
1F. ELECTION OF DIRECTOR: KAY KOPLOVITZ Mgmt For For
1G. ELECTION OF DIRECTOR: CHRISTOPHER B. Mgmt For For
LOFGREN
1H. ELECTION OF DIRECTOR: RICHARD SULPIZIO Mgmt For For
1I. ELECTION OF DIRECTOR: LAURA S. UNGER Mgmt For For
1J. ELECTION OF DIRECTOR: ARTHUR F. WEINBACH Mgmt For For
1K. ELECTION OF DIRECTOR: RENATO (RON) Mgmt For For
ZAMBONINI
2. TO RATIFY APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR ENDING MARCH 31, 2014.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
4. TO RATIFY THE STOCKHOLDER PROTECTION RIGHTS Mgmt For For
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
CABOT OIL & GAS CORPORATION Agenda Number: 933938699
--------------------------------------------------------------------------------------------------------------------------
Security: 127097103
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: COG
ISIN: US1270971039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAN O. DINGES Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES R. GIBBS Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT L. KEISER Mgmt For For
1D. ELECTION OF DIRECTOR: W. MATT RALLS Mgmt For For
2 TO RATIFY THE APPOINTMENT OF THE FIRM Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR ITS 2014 FISCAL
YEAR.
3 TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK OF THE
COMPANY.
5 TO APPROVE THE CABOT OIL & GAS CORPORATION Mgmt For For
2014 INCENTIVE PLAN.
6 TO CONSIDER A SHAREHOLDER PROPOSAL TO Shr Against For
PROVIDE A REPORT ON THE COMPANY'S POLITICAL
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
CACI INTERNATIONAL INC Agenda Number: 933880975
--------------------------------------------------------------------------------------------------------------------------
Security: 127190304
Meeting Type: Annual
Meeting Date: 14-Nov-2013
Ticker: CACI
ISIN: US1271903049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH ASBURY Mgmt For For
MICHAEL A. DANIELS Mgmt For For
JAMES S. GILMORE III Mgmt For For
WILLIAM L. JEWS Mgmt For For
GREGORY G. JOHNSON Mgmt For For
J. PHILLIP LONDON Mgmt For For
JAMES L. PAVITT Mgmt For For
WARREN R. PHILLIPS Mgmt For For
CHARLES P. REVOILE Mgmt For For
WILLIAM S. WALLACE Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. TO AMEND THE 2002 EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS
FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
CAIRN INDIA LTD Agenda Number: 704869811
--------------------------------------------------------------------------------------------------------------------------
Security: Y1081B108
Meeting Type: OTH
Meeting Date: 02-Jan-2014
Ticker:
ISIN: INE910H01017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU.
1 Special Resolution to consider and approve Mgmt For For
Buy-back of its Equity Shares by Cairn
India Limited
--------------------------------------------------------------------------------------------------------------------------
CALPINE CORPORATION Agenda Number: 933954819
--------------------------------------------------------------------------------------------------------------------------
Security: 131347304
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: CPN
ISIN: US1313473043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK CASSIDY Mgmt For For
JACK A. FUSCO Mgmt For For
JOHN B. (THAD) HILL Mgmt For For
ROBERT C. HINCKLEY Mgmt For For
MICHAEL W. HOFMANN Mgmt For For
DAVID C. MERRITT Mgmt For For
W. BENJAMIN MORELAND Mgmt For For
ROBERT A. MOSBACHER, JR Mgmt For For
DENISE M. O'LEARY Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CAMPBELL SOUP COMPANY Agenda Number: 933884947
--------------------------------------------------------------------------------------------------------------------------
Security: 134429109
Meeting Type: Annual
Meeting Date: 20-Nov-2013
Ticker: CPB
ISIN: US1344291091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
EDMUND M. CARPENTER Mgmt For For
PAUL R. CHARRON Mgmt For For
BENNETT DORRANCE Mgmt For For
LAWRENCE C. KARLSON Mgmt For For
RANDALL W. LARRIMORE Mgmt For For
MARY ALICE D. MALONE Mgmt For For
SARA MATHEW Mgmt For For
DENISE M. MORRISON Mgmt For For
CHARLES R. PERRIN Mgmt For For
A. BARRY RAND Mgmt For For
NICK SHREIBER Mgmt For For
TRACEY T. TRAVIS Mgmt For For
ARCHBOLD D. VAN BEUREN Mgmt For For
LES. C. VINNEY Mgmt For For
CHARLOTTE C. WEBER Mgmt For For
2 RATIFICATION OF APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CANADIAN PACIFIC RAILWAY LIMITED Agenda Number: 933938889
--------------------------------------------------------------------------------------------------------------------------
Security: 13645T100
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: CP
ISIN: CA13645T1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPOINTMENT OF AUDITORS AS NAMED IN THE Mgmt For For
MANAGEMENT PROXY CIRCULAR.
02 ADVISORY VOTE ACCEPTING THE CORPORATION'S Mgmt For For
APPROACH TO EXECUTIVE COMPENSATION AS
DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR.
03 DIRECTOR
WILLIAM A. ACKMAN Mgmt For For
GARY F. COLTER Mgmt For For
ISABELLE COURVILLE Mgmt For For
PAUL G. HAGGIS Mgmt For For
E. HUNTER HARRISON Mgmt For For
PAUL C. HILAL Mgmt For For
KRYSTYNA T. HOEG Mgmt For For
REBECCA MACDONALD Mgmt For For
DR. ANTHONY R. MELMAN Mgmt For For
LINDA J. MORGAN Mgmt For For
THE HON. JIM PRENTICE Mgmt For For
ANDREW F. REARDON Mgmt For For
STEPHEN C. TOBIAS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CANON INC. Agenda Number: 704992482
--------------------------------------------------------------------------------------------------------------------------
Security: J05124144
Meeting Type: AGM
Meeting Date: 28-Mar-2014
Ticker:
ISIN: JP3242800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Outside Directors
3.1 Appoint a Director Mgmt Against Against
3.2 Appoint a Director Mgmt Against Against
3.3 Appoint a Director Mgmt Against Against
3.4 Appoint a Director Mgmt Against Against
3.5 Appoint a Director Mgmt Against Against
3.6 Appoint a Director Mgmt Against Against
3.7 Appoint a Director Mgmt Against Against
3.8 Appoint a Director Mgmt Against Against
3.9 Appoint a Director Mgmt Against Against
3.10 Appoint a Director Mgmt Against Against
3.11 Appoint a Director Mgmt Against Against
3.12 Appoint a Director Mgmt Against Against
3.13 Appoint a Director Mgmt Against Against
3.14 Appoint a Director Mgmt Against Against
3.15 Appoint a Director Mgmt Against Against
3.16 Appoint a Director Mgmt Against Against
3.17 Appoint a Director Mgmt Against Against
3.18 Appoint a Director Mgmt Against Against
3.19 Appoint a Director Mgmt Against Against
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt For For
4.3 Appoint a Corporate Auditor Mgmt Against Against
5 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CAPITAL BANK FINANCIAL CORP. Agenda Number: 933994091
--------------------------------------------------------------------------------------------------------------------------
Security: 139794101
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: CBF
ISIN: US1397941014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARTHA M. BACHMAN Mgmt For For
RICHARD M. DEMARTINI Mgmt For For
PETER N. FOSS Mgmt For For
WILLIAM A. HODGES Mgmt For For
OSCAR A. KELLER III Mgmt For For
JEFFREY E. KIRT Mgmt For For
MARC D. OKEN Mgmt For For
R. EUGENE TAYLOR Mgmt For For
WILLIAM G. WARD, SR. Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR 2014.
3. ADOPT A RESOLUTION APPROVING, ON AN Mgmt For For
ADVISORY BASIS, THE COMPENSATION PAID TO
THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS
DISCLOSED PURSUANT TO ITEM 402 OF
REGULATION S-K IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 933942648
--------------------------------------------------------------------------------------------------------------------------
Security: 14040H105
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: COF
ISIN: US14040H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD D. FAIRBANK Mgmt For For
1B. ELECTION OF DIRECTOR: PATRICK W. GROSS Mgmt Against Against
1C. ELECTION OF DIRECTOR: ANN FRITZ HACKETT Mgmt For For
1D. ELECTION OF DIRECTOR: LEWIS HAY, III Mgmt For For
1E. ELECTION OF DIRECTOR: BENJAMIN P. JENKINS, Mgmt For For
III
1F. ELECTION OF DIRECTOR: PIERRE E. LEROY Mgmt For For
1G. ELECTION OF DIRECTOR: PETER E. RASKIND Mgmt For For
1H. ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Mgmt For For
1I. ELECTION OF DIRECTOR: BRADFORD H. WARNER Mgmt For For
1J. ELECTION OF DIRECTOR: CATHERINE G. WEST Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF CAPITAL ONE
FOR 2014.
3. APPROVAL OF CAPITAL ONE'S THIRD AMENDED AND Mgmt For For
RESTATED 2004 STOCK INCENTIVE PLAN.
4. ADVISORY APPROVAL OF CAPITAL ONE'S 2013 Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
5A. APPROVAL OF AMENDMENTS TO CAPITAL ONE'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
REMOVE SUPERMAJORITY VOTING STANDARDS
APPLICABLE TO THE FOLLOWING ACTION: FUTURE
AMENDMENTS TO THE AMENDED AND RESTATED
BYLAWS AND THE RESTATED CERTIFICATE OF
INCORPORATION.
5B. APPROVAL OF AMENDMENTS TO CAPITAL ONE'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
REMOVE SUPERMAJORITY VOTING STANDARDS
APPLICABLE TO THE FOLLOWING ACTION:
REMOVING ANY DIRECTOR FROM OFFICE.
5C. APPROVAL OF AMENDMENTS TO CAPITAL ONE'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
REMOVE SUPERMAJORITY VOTING STANDARDS
APPLICABLE TO THE FOLLOWING ACTION: CERTAIN
BUSINESS COMBINATIONS.
6. STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN, IF PRESENTED AT
THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
CAPITOL FEDERAL FINANCIAL INC Agenda Number: 933909852
--------------------------------------------------------------------------------------------------------------------------
Security: 14057J101
Meeting Type: Annual
Meeting Date: 21-Jan-2014
Ticker: CFFN
ISIN: US14057J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I DIRECTOR
JEFFREY M. JOHNSON Mgmt For For
MICHAEL T. MCCOY, M.D. Mgmt For For
MARILYN S. WARD Mgmt For For
II ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
III THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS CAPITOL FEDERAL
FINANCIAL, INC'S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING SEPTEMBER 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
CAPSTEAD MORTGAGE CORPORATION Agenda Number: 933978150
--------------------------------------------------------------------------------------------------------------------------
Security: 14067E506
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: CMO
ISIN: US14067E5069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JACK BERNARD Mgmt For For
1.2 ELECTION OF DIRECTOR: JACK BIEGLER Mgmt For For
1.3 ELECTION OF DIRECTOR: MICHELLE P. GOOLSBY Mgmt For For
1.4 ELECTION OF DIRECTOR: ANDREW F. JACOBS Mgmt For For
1.5 ELECTION OF DIRECTOR: GARY KEISER Mgmt For For
1.6 ELECTION OF DIRECTOR: CHRISTOPHER W. Mgmt For For
MAHOWALD
1.7 ELECTION OF DIRECTOR: MICHAEL G. O'NEIL Mgmt For For
1.8 ELECTION OF DIRECTOR: MARK S. WHITING Mgmt For For
2. TO CONDUCT AN ADVISORY (NONBINDING) VOTE TO Mgmt For For
APPROVE OUR 2013 NAMED EXECUTIVE OFFICERS'
COMPENSATION.
3. TO APPROVE OUR 2014 FLEXIBLE INCENTIVE Mgmt For For
PLAN.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CARDINAL HEALTH, INC. Agenda Number: 933879782
--------------------------------------------------------------------------------------------------------------------------
Security: 14149Y108
Meeting Type: Annual
Meeting Date: 06-Nov-2013
Ticker: CAH
ISIN: US14149Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: COLLEEN F. ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: GEORGE S. BARRETT Mgmt For For
1C. ELECTION OF DIRECTOR: GLENN A. BRITT Mgmt For For
1D. ELECTION OF DIRECTOR: CARRIE S. COX Mgmt For For
1E. ELECTION OF DIRECTOR: CALVIN DARDEN Mgmt For For
1F. ELECTION OF DIRECTOR: BRUCE L. DOWNEY Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN F. FINN Mgmt For For
1H. ELECTION OF DIRECTOR: PATRICIA A. HEMINGWAY Mgmt For For
HALL
1I. ELECTION OF DIRECTOR: CLAYTON M. JONES Mgmt For For
1J. ELECTION OF DIRECTOR: GREGORY B. KENNY Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID P. KING Mgmt For For
1L. ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2014.
3. PROPOSAL TO APPROVE, ON A NON-BINDING Mgmt For For
ADVISORY BASIS, THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
4. SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED, REGARDING POLITICAL
CONTRIBUTIONS AND EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
CAREFUSION CORPORATION Agenda Number: 933881016
--------------------------------------------------------------------------------------------------------------------------
Security: 14170T101
Meeting Type: Annual
Meeting Date: 06-Nov-2013
Ticker: CFN
ISIN: US14170T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KIERAN T. GALLAHUE Mgmt For For
1B. ELECTION OF DIRECTOR: J. MICHAEL LOSH Mgmt Against Against
1C. ELECTION OF DIRECTOR: EDWARD D. MILLER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 30,
2014.
3. APPROVAL OF A NON-BINDING ADVISORY VOTE ON Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. APPROVAL OF AN AMENDMENT TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO REPEAL THE CLASSIFIED
BOARD.
5. APPROVAL OF AN AMENDMENT TO OUR BY-LAWS TO Mgmt For For
REPEAL THE CLASSIFIED BOARD.
6. APPROVAL OF AN AMENDMENT TO OUR BY-LAWS TO Mgmt For For
ADOPT MAJORITY VOTING FOR UNCONTESTED
ELECTIONS OF DIRECTORS.
7. APPROVAL OF AN AMENDMENT TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO REDUCE THE
SUPERMAJORITY VOTING THRESHOLD.
8. APPROVAL OF AN AMENDMENT TO OUR BY-LAWS TO Mgmt For For
REDUCE THE SUPERMAJORITY VOTING THRESHOLD.
--------------------------------------------------------------------------------------------------------------------------
CARLISLE COMPANIES INCORPORATED Agenda Number: 933946696
--------------------------------------------------------------------------------------------------------------------------
Security: 142339100
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: CSL
ISIN: US1423391002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT G. BOHN Mgmt For For
TERRY D. GROWCOCK Mgmt For For
GREGG A. OSTRANDER Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL
YEAR.
--------------------------------------------------------------------------------------------------------------------------
CATCHER TECHNOLOGY CO LTD Agenda Number: 705301923
--------------------------------------------------------------------------------------------------------------------------
Security: Y1148A101
Meeting Type: AGM
Meeting Date: 12-Jun-2014
Ticker:
ISIN: TW0002474004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 THE STATUS OF INVESTMENT IN PEOPLES Non-Voting
REPUBLIC OF CHINA
B.1 THE 2013 FINANCIAL STATEMENTS Mgmt For For
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 5 PER SHARE
B.3 THE PROPOSAL OF RAISING OPERATION FUNDS BY Mgmt Against Against
CAPITAL INJECTION BY ISSUING NEW SHARES OR
CONVERTIBLE CORPORATE BONDS
B.4 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
--------------------------------------------------------------------------------------------------------------------------
CATHAY GENERAL BANCORP Agenda Number: 933980989
--------------------------------------------------------------------------------------------------------------------------
Security: 149150104
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: CATY
ISIN: US1491501045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NELSON CHUNG Mgmt For For
1B. ELECTION OF DIRECTOR: FELIX S. FERNANDEZ Mgmt For For
1C. ELECTION OF DIRECTOR: PATRICK S.D. LEE Mgmt For For
1D. ELECTION OF DIRECTOR: TING Y. LIU Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014
--------------------------------------------------------------------------------------------------------------------------
CBL & ASSOCIATES PROPERTIES, INC. Agenda Number: 933960800
--------------------------------------------------------------------------------------------------------------------------
Security: 124830100
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: CBL
ISIN: US1248301004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES B. LEBOVITZ Mgmt For For
STEPHEN D. LEBOVITZ Mgmt For For
GARY L. BRYENTON Mgmt For For
A. LARRY CHAPMAN Mgmt For For
THOMAS J. DEROSA Mgmt For For
MATTHEW S. DOMINSKI Mgmt For For
GARY J. NAY Mgmt For For
KATHLEEN M. NELSON Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE, LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE COMPANY'S FISCAL
YEAR ENDING DECEMBER 31, 2014.
3. AN ADVISORY VOTE ON THE APPROVAL OF Mgmt Against Against
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CBRE GROUP, INC. Agenda Number: 933961206
--------------------------------------------------------------------------------------------------------------------------
Security: 12504L109
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: CBG
ISIN: US12504L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD C. BLUM Mgmt For For
BRANDON B. BOZE Mgmt For For
CURTIS F. FEENY Mgmt For For
BRADFORD M. FREEMAN Mgmt For For
MICHAEL KANTOR Mgmt For For
FREDERIC V. MALEK Mgmt For For
ROBERT E. SULENTIC Mgmt For For
LAURA D. TYSON Mgmt For For
GARY L. WILSON Mgmt For For
RAY WIRTA Mgmt For For
2. RATIFICATION OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
CELADON GROUP, INC. Agenda Number: 933891219
--------------------------------------------------------------------------------------------------------------------------
Security: 150838100
Meeting Type: Annual
Meeting Date: 11-Dec-2013
Ticker: CGI
ISIN: US1508381001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEPHEN RUSSELL Mgmt For For
ANTHONY HEYWORTH Mgmt For For
CATHERINE LANGHAM Mgmt For For
MICHAEL MILLER Mgmt For For
PAUL WILL Mgmt For For
2. ADVISORY, NON-BINDING VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
3. APPROVAL OF THE SECOND AMENDMENT TO THE Mgmt For For
2006 OMNIBUS INCENTIVE PLAN, AS AMENDED, TO
INCREASE BY 750,000 THE MAXIMUM AGGREGATE
NUMBER OF SHARES OF COMMON STOCK AVAILABLE
FOR THE GRANT OF AWARDS UNDER SUCH PLAN,
WHICH WOULD RESULT IN APPROXIMATELY 819,913
SHARES BEING AVAILABLE UNDER SUCH PLAN FOR
FUTURE AWARDS, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CELGENE CORPORATION Agenda Number: 934002837
--------------------------------------------------------------------------------------------------------------------------
Security: 151020104
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: CELG
ISIN: US1510201049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. HUGIN Mgmt For For
R.W. BARKER, D. PHIL. Mgmt For For
MICHAEL D. CASEY Mgmt For For
CARRIE S. COX Mgmt For For
RODMAN L. DRAKE Mgmt For For
M.A. FRIEDMAN, M.D. Mgmt For For
GILLA KAPLAN, PH.D. Mgmt For For
JAMES J. LOUGHLIN Mgmt For For
ERNEST MARIO, PH.D. Mgmt Withheld Against
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. AMENDMENT OF THE COMPANY'S CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE THE AUTHORIZED
NUMBER OF SHARES OF COMMON STOCK AND TO
EFFECT A STOCK SPLIT.
4. APPROVAL OF AN AMENDMENT OF THE COMPANY'S Mgmt For For
2008 STOCK INCENTIVE PLAN.
5. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
6. STOCKHOLDER PROPOSAL DESCRIBED IN MORE Shr Against For
DETAIL IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CELLADON CORPORATION Agenda Number: 934000009
--------------------------------------------------------------------------------------------------------------------------
Security: 15117E107
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: CLDN
ISIN: US15117E1073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER K. HONIG Mgmt For For
PATRICK Y. YANG Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CENTENE CORPORATION Agenda Number: 933933714
--------------------------------------------------------------------------------------------------------------------------
Security: 15135B101
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: CNC
ISIN: US15135B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL F. NEIDORFF Mgmt For For
RICHARD A. GEPHARDT Mgmt Withheld Against
JOHN R. ROBERTS Mgmt For For
2. APPROVAL OF AMENDMENT TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO PROVIDE FOR
THE ANNUAL ELECTION OF DIRECTORS
3. APPROVAL OF AMENDMENT TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK
4. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
5. APPROVAL OF AMENDMENT TO THE 2012 STOCK Mgmt For For
INCENTIVE PLAN
6. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014
--------------------------------------------------------------------------------------------------------------------------
CENTERPOINT ENERGY, INC. Agenda Number: 933934728
--------------------------------------------------------------------------------------------------------------------------
Security: 15189T107
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: CNP
ISIN: US15189T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MILTON CARROLL Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL P. JOHNSON Mgmt For For
1C. ELECTION OF DIRECTOR: JANIECE M. LONGORIA Mgmt For For
1D. ELECTION OF DIRECTOR: SCOTT J. MCLEAN Mgmt For For
1E. ELECTION OF DIRECTOR: SCOTT M. PROCHAZKA Mgmt For For
1F. ELECTION OF DIRECTOR: SUSAN O. RHENEY Mgmt For For
1G. ELECTION OF DIRECTOR: PHILLIP R. SMITH Mgmt For For
1H. ELECTION OF DIRECTOR: R.A. WALKER Mgmt For For
1I. ELECTION OF DIRECTOR: PETER S. WAREING Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR 2014.
3. APPROVE THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CENTRAL PACIFIC FINANCIAL CORP. Agenda Number: 933939754
--------------------------------------------------------------------------------------------------------------------------
Security: 154760409
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: CPF
ISIN: US1547604090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALVARO J. AGUIRRE Mgmt For For
JAMES F. BURR Mgmt For For
CHRISTINE H.H. CAMP Mgmt For For
JOHN C. DEAN Mgmt For For
EARL E. FRY Mgmt For For
PAUL J. KOSASA Mgmt For For
DUANE K. KURISU Mgmt For For
COLBERT M. MATSUMOTO Mgmt For For
CRYSTAL K. ROSE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. TO CONSIDER AN ADVISORY (NON-BINDING) Mgmt For For
PROPOSAL TO APPROVE THE COMPENSATION OF THE
COMPANY'S EXECUTIVE OFFICERS.
4. TO RATIFY A TWO-YEAR EXTENSION (UNTIL Mgmt For For
FEBRUARY 18, 2016) OF THE COMPANY'S TAX
BENEFITS PRESERVATION PLAN (NON-BINDING),
TO CONTINUE TO PROTECT AGAINST A POSSIBLE
LIMITATION ON THE COMPANY'S ABILITY TO USE
CERTAIN TAX ASSETS (SUCH AS NET OPERATING
LOSS CARRYFORWARDS) TO OFFSET FUTURE
INCOME.
5. TO APPROVE A TWO-YEAR EXTENSION (UNTIL MAY Mgmt For For
2, 2016) OF A PROTECTIVE AMENDMENT TO THE
COMPANY'S RESTATED ARTICLES OF
INCORPORATION TO RESTRICT CERTAIN TRANSFERS
OF STOCK IN ORDER TO CONTINUE TO PRESERVE
THE TAX TREATMENT OF THE COMPANY'S NET
OPERATING LOSSES AND CERTAIN UNREALIZED TAX
LOSSES.
--------------------------------------------------------------------------------------------------------------------------
CENTRICA PLC, WINDSOR BERKSHIRE Agenda Number: 705076342
--------------------------------------------------------------------------------------------------------------------------
Security: G2018Z143
Meeting Type: AGM
Meeting Date: 12-May-2014
Ticker:
ISIN: GB00B033F229
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Report and Accounts Mgmt For For
2 To approve the Remuneration Policy Mgmt For For
3 To approve the Directors Annual Mgmt For For
Remuneration Report
4 To declare a final dividend Mgmt For For
5 To re-appoint Rick Haythornthwaite Mgmt For For
6 To re-appoint Sam Laidlaw Mgmt For For
7 To re-appoint Margherita Della Valle Mgmt For For
8 To re-appoint Mary Francis Mgmt For For
9 To re-appoint Mark Hanafin Mgmt For For
10 To re-appoint Lesley Knox Mgmt For For
11 To re-appoint Mike Linn Mgmt For For
12 To re-appoint Nick Luff Mgmt For For
13 To re-appoint Ian Meakins Mgmt For For
14 To re-appoint Paul Rayner Mgmt For For
15 To re-appoint Chris Weston Mgmt For For
16 To re-appoint the Auditors Mgmt For For
17 To authorise the Directors to determine the Mgmt For For
Auditors remuneration
18 Authority for political donations and Mgmt For For
political expenditure in the European Union
19 Authority to allot shares Mgmt For For
20 Authority to disapply pre-emption rights Mgmt For For
21 Authority to purchase own shares Mgmt For For
22 Notice of general meetings Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CENTURYLINK, INC. Agenda Number: 933986068
--------------------------------------------------------------------------------------------------------------------------
Security: 156700106
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: CTL
ISIN: US1567001060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VIRGINIA BOULET Mgmt For For
PETER C. BROWN Mgmt For For
RICHARD A. GEPHARDT Mgmt Withheld Against
W. BRUCE HANKS Mgmt For For
GREGORY J. MCCRAY Mgmt For For
C.G. MELVILLE, JR. Mgmt For For
FRED R. NICHOLS Mgmt For For
WILLIAM A. OWENS Mgmt For For
HARVEY P. PERRY Mgmt For For
GLEN F. POST, III Mgmt For For
MICHAEL J. ROBERTS Mgmt For For
LAURIE A. SIEGEL Mgmt For For
JOSEPH R. ZIMMEL Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT AUDITOR FOR 2014.
3. RATIFY A PROXY ACCESS BYLAW AMENDMENT. Mgmt For For
4. ADVISORY VOTE REGARDING OUR EXECUTIVE Mgmt For For
COMPENSATION.
5. SHAREHOLDER PROPOSAL REGARDING EQUITY Shr Against For
RETENTION.
--------------------------------------------------------------------------------------------------------------------------
CERNER CORPORATION Agenda Number: 933972538
--------------------------------------------------------------------------------------------------------------------------
Security: 156782104
Meeting Type: Annual
Meeting Date: 23-May-2014
Ticker: CERN
ISIN: US1567821046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN C. DANFORTH Mgmt For For
1B. ELECTION OF DIRECTOR: NEAL L. PATTERSON Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF CERNER CORPORATION FOR
2014.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CHAODA MODERN AGRICULTURE (HOLDINGS) LTD, GEORGE T Agenda Number: 704868491
--------------------------------------------------------------------------------------------------------------------------
Security: G2046Q107
Meeting Type: AGM
Meeting Date: 30-Dec-2013
Ticker:
ISIN: KYG2046Q1073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1126/LTN20131126529.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1126/LTN20131126525.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1.A To re-elect Dr. Li Yan as an executive Mgmt Against Against
director of the Company
1.B To re-elect Ms. Huang Xie Ying as an Mgmt Against Against
executive director of the Company
1.C To re-elect Mr. Ip Chi Ming as a Mgmt Against Against
non-executive director of the Company
1.D To re-elect Ms. Luan Yue Wen as an Mgmt Against Against
independent non-executive director of the
Company
2 To re-appoint Crowe Horwath (HK) CPA Mgmt For For
Limited as the auditors of the Company and
authorize the board of directors of the
Company to fix their remuneration
3 To grant a general mandate to the directors Mgmt For For
of the Company to repurchase shares of the
Company
--------------------------------------------------------------------------------------------------------------------------
CHECKPOINT SYSTEMS, INC. Agenda Number: 934001671
--------------------------------------------------------------------------------------------------------------------------
Security: 162825103
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: CKP
ISIN: US1628251035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HARALD EINSMANN Mgmt For For
MARC T. GILES Mgmt For For
JACK W. PARTRIDGE Mgmt For For
2. NON-BINDING ADVISORY VOTE TO APPROVE FISCAL Mgmt For For
2013 COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 28, 2014.
--------------------------------------------------------------------------------------------------------------------------
CHEGG, INC., Agenda Number: 933966686
--------------------------------------------------------------------------------------------------------------------------
Security: 163092109
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: CHGG
ISIN: US1630921096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BARRY MCCARTHY Mgmt For For
DAN ROSENSWEIG Mgmt For For
TED SCHLEIN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CHEMICAL FINANCIAL CORPORATION Agenda Number: 933934639
--------------------------------------------------------------------------------------------------------------------------
Security: 163731102
Meeting Type: Annual
Meeting Date: 21-Apr-2014
Ticker: CHFC
ISIN: US1637311028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY E. ANDERSON Mgmt For For
NANCY BOWMAN Mgmt For For
JAMES R. FITTERLING Mgmt For For
THOMAS T. HUFF Mgmt For For
MICHAEL T. LAETHEM Mgmt For For
JAMES B. MEYER Mgmt For For
TERENCE F. MOORE Mgmt For For
DAVID B. RAMAKER Mgmt For For
GRACE O. SHEARER Mgmt For For
LARRY D. STAUFFER Mgmt For For
FRANKLIN C. WHEATLAKE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CHEMICAL WORKS OF GEDEON RICHTER PLC, BUDAPEST Agenda Number: 705108884
--------------------------------------------------------------------------------------------------------------------------
Security: X3124S107
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: HU0000123096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 298863 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 06 MAY 2014. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 APPROVAL OF THE USE OF A COMPUTERISED Mgmt For For
VOTING MACHINE FOR THE OFFICIAL COUNTING OF
THE VOTES
2 THE AGM APPROVES THAT A SOUND RECORDING Mgmt For For
SHALL BE MADE OF THE PROCEEDINGS OF THE AGM
3 APPOINTMENT OF DR. ANDRAS SZECSKAY TO CHAIR Mgmt For For
THE AGM, MRS. JOZSEFNE FIGULY TO BE THE
KEEPER OF THE MINUTES, MR. ANDRAS RADO TO
CONFIRM THAT MINUTES OF THE AGM AND ROBERT
ROHALY TO BE THE CHAIRMAN OF AND MRS.
IMRENE FERENCZI AND Ms. NIKOLETT PECZOLI TO
BE THE MEMBERS OF THE VOTE COUNTING
COMMITTEE
4 APPROVAL OF THE CONSOLIDATED REPORT OF THE Mgmt For For
BOARD OF DIRECTORS
5 APPROVAL OF THE REPORT OF THE BOARD OF Mgmt For For
DIRECTORS OF THE COMPANY
6 APPROVAL OF DIVIDEND PAYMENT OF HUF 57.00 Mgmt For For
PER SHARE FROM THE 2013 AFTER TAX PROFIT
7 APPROVAL OF THE AMOUNT OF HUF Mgmt For For
36,072,128,814.00 TO DEPOSIT INTO THE
ACCUMULATED PROFIT RESERVES OF THE COMPANY
8 APPROVAL OF THE 2013 ANNUAL REPORT OF THE Mgmt For For
COMPANY, INCLUDING THE AUDITED 2013 BALANCE
SHEET
9 APPROVAL OF THE CORPORATE GOVERNANCE REPORT Mgmt For For
OF THE COMPANY
10 THE AGM APPROVES THAT THE CO SHALL CONTINUE Mgmt For For
ITS OPERATION IN ACCORDANCE WITH THE
PROVISIONS OF ACT V OF 2013 ON THE (NEW)
CIVIL CODE
11 APPROVAL OF THE AMENDMENT OF THE STATUTES Mgmt For For
12 AUTHORIZATION OF THE BOARD OF DIRECTORS OF Mgmt For For
THE COMPANY TO PURCHASE OWN SHARES
13 APPROVAL THE RE-ELECTION OF WILLIAM DE Mgmt For For
GELSEY AS MEMBER OF THE BOARD OF DIRECTORS
FOR A PERIOD OF 3 YEARS
14 APPROVAL OF THE RE-ELECTION OF ERIK BOGSCH Mgmt For For
AS MEMBER OF THE BOARD OF DIRECTORS FOR A
PERIOD OF 3 YEARS
15 APPROVAL OF THE RE-ELECTION OF DR. LASZLO Mgmt For For
KOVACS AS MEMBER OF THE BOARD OF DIRECTORS
FOR A PERIOD OF 3 YEARS
16 APPROVAL OF THE RE-ELECTION OF DR. GABOR Mgmt For For
PERJES AS MEMBER OF THE BOARD OF DIRECTORS
FOR A PERIOD OF 3 YEARS
17 APPROVAL OF THE RE-ELECTION OF PROF. Mgmt For For
DR.E.SZILVESZTER VIZI AS MEMBER OF THE
BOARD OF DIRECTORS FOR A PERIOD OF 3 YEARS
18 APPROVAL OF THE ELECTION OF JANOS CSAK AS Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS FOR A
PERIOD OF 3 YEARS
19 APPROVAL OF THE ELECTION OF DR. KRISZTA Mgmt For For
ZOLNAY AS MEMBER OF THE BOARD OF DIRECTORS
FOR A PERIOD OF 3 YEARS
20 APPROVAL OF THE UNCHANGED HONORARIA FOR THE Mgmt For For
MEMBERS OF THE CO BOARD OF DIRECTORS FOR
2014 EFFECTIVE AS OF JANUARY 1, 2014
ACCORDING TO THE FOLLOWING: PRESIDENT: HUF
625,000/MONTH MEMBERS: HUF
520,000/MONTH/MEMBER
21 APPROVAL OF THE UNCHANGED HONORARIA FOR THE Mgmt For For
MEMBERS OF THE CO SUPERVISORY BOARD:
CHAIRMAN: HUF 460,000 / MONTH MEMBERS: HUF
375,000/MONTH/MEMBER
22 APPROVAL OF THE ELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS AUDITING LTD AS THE
COMPANY'S STATUTORY AUDITOR FOR A PERIOD OF
ONE YEAR
23 APPROVAL OF THE HONORARIA FOR Mgmt For For
PRICEWATERHOUSECOOPERS AUDITING LTD FOR ITS
PERFORMANCE AS AUDITOR OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CHEMOCENTRYX INC Agenda Number: 933975774
--------------------------------------------------------------------------------------------------------------------------
Security: 16383L106
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: CCXI
ISIN: US16383L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROGER C. LUCAS, PH. D. Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS.
--------------------------------------------------------------------------------------------------------------------------
CHEUNG KONG (HOLDINGS) LTD, CENTRAL DISTRICT Agenda Number: 705118950
--------------------------------------------------------------------------------------------------------------------------
Security: Y13213106
Meeting Type: AGM
Meeting Date: 16-May-2014
Ticker:
ISIN: HK0001000014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0407/LTN20140407593.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0407/LTN20140407460.pdf
1 TO RECEIVE THE AUDITED FINANCIAL Mgmt For For
STATEMENTS, THE REPORT OF THE DIRECTORS AND
THE INDEPENDENT AUDITOR'S REPORT FOR THE
YEAR ENDED 31ST DECEMBER, 2013
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.1 TO ELECT MR. LI KA-SHING AS DIRECTOR Mgmt For For
3.2 TO ELECT MR. CHUNG SUN KEUNG, DAVY AS Mgmt Against Against
DIRECTOR
3.3 TO ELECT Ms. PAU YEE WAN, EZRA AS DIRECTOR Mgmt Against Against
3.4 TO ELECT MR. FRANK JOHN SIXT AS DIRECTOR Mgmt Against Against
3.5 TO ELECT MR. GEORGE COLIN MAGNUS AS Mgmt For For
DIRECTOR
3.6 TO ELECT MR. SIMON MURRAY AS DIRECTOR Mgmt Against Against
3.7 TO ELECT MR. CHEONG YING CHEW, HENRY AS Mgmt Against Against
DIRECTOR
4 TO APPOINT MESSRS. PRICEWATERHOUSECOOPERS Mgmt For For
AS AUDITOR AND AUTHORISE THE DIRECTORS TO
FIX THEIR REMUNERATION
5.1 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE ADDITIONAL SHARES OF THE COMPANY
5.2 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF THE COMPANY
5.3 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS PURSUANT TO ORDINARY
RESOLUTION NO. 5(1) TO ISSUE ADDITIONAL
SHARES OF THE COMPANY
6 TO APPROVE THE ADOPTION OF THE NEW ARTICLES Mgmt For For
OF ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933978011
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1B. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1C. ELECTION OF DIRECTOR: A.P. GAST Mgmt For For
1D. ELECTION OF DIRECTOR: E. HERNANDEZ, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: J.M. HUNTSMAN, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For
1G. ELECTION OF DIRECTOR: C.W. MOORMAN Mgmt For For
1H. ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1I. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1J. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1K. ELECTION OF DIRECTOR: C. WARE Mgmt For For
1L. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. CHARITABLE CONTRIBUTIONS DISCLOSURE Shr Against For
5. LOBBYING DISCLOSURE Shr Against For
6. SHALE ENERGY OPERATIONS Shr Against For
7. INDEPENDENT CHAIRMAN Shr Against For
8. SPECIAL MEETINGS Shr Against For
9. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr Against For
EXPERTISE
10. COUNTRY SELECTION GUIDELINES Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CHICONY ELECTRONICS CO LTD Agenda Number: 705255710
--------------------------------------------------------------------------------------------------------------------------
Security: Y1364B106
Meeting Type: AGM
Meeting Date: 30-May-2014
Ticker:
ISIN: TW0002385002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS. AND THE 2014 Non-Voting
BUSINESS PLANS
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 OTHER PRESENTATIONS Non-Voting
B.1 THE 2013 BUSINESS REPORTS. FINANCIAL Mgmt For For
STATEMENTS AND CONSOLIDATED FINANCIAL
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 4.6 PER SHARE
B.3 THE ISSUANCE OF NEW SHARES FROM RETAINED Mgmt For For
EARNINGS AND STAFF BONUS. PROPOSED STOCK
DIVIDEND: 5 FOR 1,000 SHS HELD
B.4 THE REVISION TO THE ARTICLES OF Mgmt For For
INCORPORATION
B.5 THE REVISION TO THE RULES OF SHAREHOLDER Mgmt For For
MEETING
B.6 THE REVISION TO THE PROCEDURES OF THE Mgmt For For
ELECTION OF THE DIRECTORS AND SUPERVISORS
B.7 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.8 THE REVISION TO THE PROCEDURES OF TRADING Mgmt For For
DERIVATIVES
--------------------------------------------------------------------------------------------------------------------------
CHIMERIX INC. Agenda Number: 934014147
--------------------------------------------------------------------------------------------------------------------------
Security: 16934W106
Meeting Type: Annual
Meeting Date: 20-Jun-2014
Ticker: CMRX
ISIN: US16934W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M.M. BERREY, MD, M.P.H. Mgmt For For
RODMAN L. DRAKE Mgmt For For
LISA RICCIARDI Mgmt For For
2. TO APPROVE OUR 2013 EQUITY INCENTIVE PLAN, Mgmt Against Against
AS AMENDED.
3. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION, BEIJING Agenda Number: 704724245
--------------------------------------------------------------------------------------------------------------------------
Security: Y1397N101
Meeting Type: EGM
Meeting Date: 24-Oct-2013
Ticker:
ISIN: CNE1000002H1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0908/LTN20130908065.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0908/LTN20130908017.pdf
1 The remuneration distribution and Mgmt For For
settlement plan for Directors and
Supervisors in 2012
2 Election of Mr. Zhang Long as an Mgmt For For
independent non-executive Director of the
Bank
3 Election of Ms. Zhang Yanling as a Mgmt For For
non-executive Director of the Bank
4 Election of Mr. Guo Yanpeng as a Mgmt For For
non-executive Director of the Bank
--------------------------------------------------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION, BEIJING Agenda Number: 705227026
--------------------------------------------------------------------------------------------------------------------------
Security: Y1397N101
Meeting Type: AGM
Meeting Date: 26-Jun-2014
Ticker:
ISIN: CNE1000002H1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0427/LTN20140427043.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0427/LTN20140427031.pdf
1 THE 2013 REPORT OF BOARD OF DIRECTORS Mgmt For For
2 THE 2013 REPORT OF BOARD OF SUPERVISORS Mgmt For For
3 THE 2013 FINAL FINANCIAL ACCOUNTS Mgmt For For
4 THE 2013 PROFIT DISTRIBUTION PLAN Mgmt For For
5 BUDGET OF 2014 FIXED ASSETS INVESTMENT Mgmt For For
6 THE APPOINTMENT OF ACCOUNTING FIRM FOR 2014 Mgmt For For
7 THE RE-ELECTION OF MR. DONG SHI AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE BANK
8 THE ELECTION OF MR. GUO YOU AS A Mgmt For For
SHAREHOLDER REPRESENTATIVE SUPERVISOR OF
THE BANK
9 THE PLAN ON AUTHORISATION TO THE BOARD OF Mgmt For For
DIRECTORS GRANTED BY SHAREHOLDERS' GENERAL
MEETING
--------------------------------------------------------------------------------------------------------------------------
CHINA MERCHANTS BANK CO LTD, SHENZEN Agenda Number: 704869796
--------------------------------------------------------------------------------------------------------------------------
Security: Y14896115
Meeting Type: EGM
Meeting Date: 13-Jan-2014
Ticker:
ISIN: CNE1000002M1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1128/LTN20131128205.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1128/LTN20131128225.pdf
1.1 Resolution on election of Mr. Ma Zehua as a Mgmt For For
non-executive Director
1.2 Resolution on election of Mr. Xiao Yuhuai Mgmt For For
as an independent non-executive Director
CMMT 29 NOV 2013: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CHINA MERCHANTS BANK CO LTD, SHENZEN Agenda Number: 705393774
--------------------------------------------------------------------------------------------------------------------------
Security: Y14896115
Meeting Type: AGM
Meeting Date: 30-Jun-2014
Ticker:
ISIN: CNE1000002M1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 305854 DUE TO ADDITION OF
RESOLUTION 16. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0428/LTN20140428408.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0428/LTN20140428450.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0604/LTN201406041312.pdf
1 CONSIDER AND APPROVE THE WORK REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY FOR THE
YEAR 2013
2 CONSIDER AND APPROVE THE WORK REPORT OF THE Mgmt For For
BOARD OF SUPERVISORS OF THE COMPANY FOR THE
YEAR 2013
3 CONSIDER AND APPROVE THE ANNUAL REPORT OF Mgmt For For
THE COMPANY FOR THE YEAR 2013 (INCLUDING
THE AUDITED FINANCIAL REPORT)
4 CONSIDER AND APPROVE THE AUDITED FINANCIAL Mgmt For For
STATEMENTS OF THE COMPANY FOR THE YEAR 2013
5 CONSIDER AND APPROVE THE PROPOSAL REGARDING Mgmt For For
THE PROFIT APPROPRIATION PLAN FOR THE YEAR
2013 (INCLUDING THE DISTRIBUTION OF FINAL
DIVIDENDS)
6 CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE APPOINTMENT OF ACCOUNTING
FIRM AND ITS REMUNERATION FOR THE YEAR 2014
7 CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE ELECTION OF Ms. SU MIN AS A
NON-EXECUTIVE DIRECTOR
8 CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE ELECTION OF MR. DONG XIANDE
AS AN EXTERNAL SUPERVISOR
9 CONSIDER AND APPROVE THE ASSESSMENT REPORT Mgmt For For
ON THE DUTY PERFORMANCE OF DIRECTORS FOR
THE YEAR 2013
10 CONSIDER AND APPROVE THE ASSESSMENT REPORT Mgmt For For
ON THE DUTY PERFORMANCE OF SUPERVISORS FOR
THE YEAR 2013
11 CONSIDER AND APPROVE THE ASSESSMENT REPORT Mgmt For For
ON THE DUTY PERFORMANCE AND
CROSS-EVALUATION OF INDEPENDENT DIRECTORS
FOR THE YEAR 2013
12 CONSIDER AND APPROVE THE ASSESSMENT REPORT Mgmt For For
ON THE DUTY PERFORMANCE AND
CROSS-EVALUATION OF EXTERNAL SUPERVISORS
FOR THE YEAR 2013
13 CONSIDER AND APPROVE THE RELATED PARTY Mgmt For For
TRANSACTION REPORT FOR THE YEAR 2013
14 CONSIDER AND APPROVE THE RESOLUTION Mgmt Against Against
REGARDING THE GENERAL MANDATE TO ISSUE NEW
SHARES AND/OR DEAL WITH SHARE OPTIONS BY
CHINA MERCHANTS BANK CO., LTD.
15 CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE ARTICLES OF ASSOCIATION OF
CHINA MERCHANTS BANK CO., LTD. (2014
REVISION) (INCLUDING THE RULES OF
PROCEDURES FOR SHAREHOLDERS' GENERAL
MEETINGS, THE RULES OF PROCEDURES FOR
MEETINGS OF THE BOARD OF DIRECTORS AND THE
RULES OF PROCEDURES FOR MEETINGS OF THE
BOARD OF SUPERVISORS OF THE COMPANY)
16 RESOLUTION ON APPOINTMENT OF A CANDIDATE Mgmt For For
FOR NON-EXECUTIVE DIRECTOR: MR. LI JIANHONG
CMMT 11 JUN 2014: PLEASE NOTE THAT THE BOARD Non-Voting
DOES NOT HAVE ANY RECOMMENDATIONS ON
RESOLUTION 16
CMMT 11 JUN 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES FOR MID:
350275 PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CHINA MOBILE LIMITED, HONG KONG Agenda Number: 705134106
--------------------------------------------------------------------------------------------------------------------------
Security: Y14965100
Meeting Type: AGM
Meeting Date: 22-May-2014
Ticker:
ISIN: HK0941009539
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0408/LTN20140408341.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0408/LTN20140408313.pdf
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND AUDITORS OF THE COMPANY AND
ITS SUBSIDIARIES FOR THE YEAR ENDED 31
DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2013
3.I TO RE-ELECT THE FOLLOWING PERSON AS Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY: MR. XI
GUOHUA
3.II TO RE-ELECT THE FOLLOWING PERSON AS Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY: MR. SHA
YUEJIA
3.III TO RE-ELECT THE FOLLOWING PERSON AS Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY: MR. LIU
AILI
4.I TO RE-ELECT THE FOLLOWING PERSON AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY: DR. LO KA SHUI
4.II TO RE-ELECT THE FOLLOWING PERSON AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY: MR. PAUL CHOW MAN YIU
5 TO RE-APPOINT PRICEWATERHOUSECOOPERS AND Mgmt For For
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS
THE AUDITORS OF THE GROUP FOR HONG KONG
FINANCIAL REPORTING AND U.S. FINANCIAL
REPORTING PURPOSES, RESPECTIVELY, AND TO
AUTHORIZE THE DIRECTORS OF THE COMPANY TO
FIX THEIR REMUNERATION
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES IN THE
COMPANY NOT EXCEEDING 10% OF THE EXISTING
ISSUED SHARE CAPITAL IN ACCORDANCE WITH
ORDINARY RESOLUTION NUMBER 6 AS SET OUT IN
THE AGM NOTICE
7 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ISSUE, ALLOT AND DEAL
WITH ADDITIONAL SHARES IN THE COMPANY NOT
EXCEEDING 20% OF THE EXISTING ISSUED SHARE
CAPITAL IN ACCORDANCE WITH ORDINARY
RESOLUTION NUMBER 7 AS SET OUT IN THE AGM
NOTICE
8 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS OF THE COMPANY TO ISSUE,
ALLOT AND DEAL WITH SHARES BY THE NUMBER OF
SHARES REPURCHASED IN ACCORDANCE WITH
ORDINARY RESOLUTION NUMBER 8 AS SET OUT IN
THE AGM NOTICE
9 TO AMEND THE EXISTING ARTICLES OF Mgmt For For
ASSOCIATION OF THE COMPANY IN THE MANNER
SET OUT IN THE SECTION HEADED "PROPOSED
ADOPTION OF NEW ARTICLES OF ASSOCIATION" IN
THE CIRCULAR OF THE COMPANY DATED 8 APRIL
2014
--------------------------------------------------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LTD Agenda Number: 705172574
--------------------------------------------------------------------------------------------------------------------------
Security: Y15002101
Meeting Type: AGM
Meeting Date: 23-May-2014
Ticker:
ISIN: CNE1000002P4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0415/LTN20140415740.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0415/LTN20140415812.pdf
1 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORT OF THE
AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2013
2 TO CONSIDER AND APPROVE THE PROPOSED PROFIT Mgmt For For
DISTRIBUTION AND ANNUAL DIVIDEND FOR THE
YEAR ENDED 31 DECEMBER 2013
3 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
DIRECTORS OF THE COMPANY FOR THE YEAR ENDED
31 DECEMBER 2013
4 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR ENDED 31 DECEMBER 2013
5 TO ELECT MR. LAW HONG PING, LAWRENCE AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY WITH IMMEDIATE EFFECT
6 TO APPOINT DELOITTE TOUCHE TOHMATSU Mgmt For For
CERTIFIED PUBLIC ACCOUNTANTS LLP AND
DELOITTE TOUCHE TOHMATSU AS THE DOMESTIC
AND INTERNATIONAL AUDITORS OF THE COMPANY
FOR THE YEAR 2014 AND TO AUTHORISE THE
BOARD OF DIRECTORS (THE "BOARD") TO FIX THE
REMUNERATION THEREOF
7 TO CONSIDER AND IF, THOUGHT FIT, PASS THE Mgmt Against Against
FOLLOWING RESOLUTION AS A SPECIAL
RESOLUTION OF THE COMPANY SUBJECT TO THE
FOLLOWING CONDITIONS: (A) SUBJECT TO
PARAGRAPHS (C) AND (D) BELOW AND SUBJECT TO
THE COMPANIES LAW OF THE PEOPLE'S REPUBLIC
OF CHINA (THE "PRC") AND THE RULES
GOVERNING THE LISTING OF SECURITIES ON THE
STOCK EXCHANGE OF HONG KONG LIMITED (THE
"STOCK EXCHANGE") (AS THE SAME MAY BE
AMENDED FROM TIME TO TIME), THE BOARD BE
AND IS HEREBY AUTHORISED TO EXERCISE,
WHETHER BY A SINGLE EXERCISE OR OTHERWISE,
DURING THE RELEVANT PERIOD (AS DEFINED IN
PARAGRAPH (E) BELOW), ALL THE POWERS OF THE
COMPANY TO ALLOT, ISSUE AND DEAL WITH THE
OVERSEAS LISTED FOREIGN SHARES ("H SHARES")
AND TO DETERMINE THE TERMS AND CONDITIONS
IN CONNECTION WITH THE ISSUE OF SUCH NEW
SHARES, INCLUDING (I) THE PROPOSED CLASS
AND NUMBER OF CONTD
CONT CONTD THE SHARES TO BE ISSUED; (II) THE Non-Voting
ISSUE PRICE AND/OR THE MECHANISM TO
DETERMINE THE ISSUE PRICE OF THE NEW SHARES
(INCLUDING THE RANGE OF PRICES); (III) THE
OPENING AND CLOSING DATES OF THE NEW ISSUE;
(IV) THE CLASS AND NUMBER OF NEW SHARES TO
BE ISSUED TO EXISTING SHAREHOLDERS; AND (V)
THE MAKING OR GRANTING OF SUCH OFFERS,
AGREEMENTS AND OPTIONS AS MAY BE NECESSARY
IN THE EXERCISE OF SUCH POWERS; (B) THE
BOARD MAY DURING THE RELEVANT PERIOD MAKE
OR GRANT OFFERS, AGREEMENTS OR OPTIONS
WHICH MIGHT REQUIRE THE EXERCISE OF SUCH
POWERS AFTER THE RELEVANT PERIOD; (C) SAVE
FOR THE RIGHTS ISSUE (AS DEFINED IN
PARAGRAPH (E) BELOW) OR THE ISSUE OF SHARES
UNDER ANY AGREEMENT TO PURCHASE THE SHARES
OF THE COMPANY, THE AGGREGATE NOMINAL
AMOUNT OF THE H SHARES WHICH ARE AUTHORISED
TO BE ALLOTTED BY THE DIRECTORS OF THE
COMPANY CONTD
CONT CONTD PURSUANT TO THE APPROVAL UNDER Non-Voting
PARAGRAPH (A) ABOVE SHALL NOT EXCEED 20% OF
THE AGGREGATE NOMINAL AMOUNT OF THE H
SHARES OF THE COMPANY IN ISSUE AS AT THE
DATE OF PASSING THIS RESOLUTION, AND THE
SAID APPROVAL SHALL BE LIMITED ACCORDINGLY;
(D) THE AUTHORITY GRANTED UNDER PARAGRAPH
(A) ABOVE SHALL BE CONDITIONAL UPON THE
APPROVALS OF ANY REGULATORY AUTHORITIES AS
REQUIRED BY THE LAWS, RULES AND REGULATIONS
OF THE PRC BEING OBTAINED BY THE COMPANY;
(E) FOR THE PURPOSES OF THIS RESOLUTION:
"RELEVANT PERIOD" MEANS THE PERIOD FROM THE
PASSING OF THIS RESOLUTION UNTIL WHICHEVER
IS THE EARLIEST OF: (I) THE CONCLUSION OF
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY; (II) THE EXPIRATION OF A PERIOD OF
12 MONTHS AFTER THIS RESOLUTION HAS BEEN
PASSED AT THE AGM; OR (III) THE DATE UPON
WHICH THE AUTHORITY SET OUT IN THIS CONTD
CONT CONTD RESOLUTION IS REVOKED OR VARIED BY Non-Voting
WAY OF SPECIAL RESOLUTION OF THE COMPANY IN
A GENERAL MEETING; "RIGHTS ISSUE" MEANS AN
OFFER BY WAY OF RIGHTS TO ALL EXISTING
SHAREHOLDERS OF THE COMPANY (EXCEPT THOSE
WHOM, UNDER RELEVANT LAWS, THE COMPANY IS
DISALLOWED TO MAKE SUCH AN OFFER TO) AND
OTHER ELIGIBLE PERSONS (IF APPLICABLE)
WHICH ENABLES THEM TO SUBSCRIBE SHARES OR
SECURITIES OF THE COMPANY IN PROPORTION TO
THEIR EXISTING HOLDINGS (REGARDLESS OF THE
NUMBER OF SHARES THEY OWN); (F) SUBJECT TO
THE APPROVAL OF ALL RELEVANT GOVERNMENTAL
AUTHORITIES IN THE PRC FOR THE ISSUE AND
ALLOTMENT OF AND DEALING IN SUCH H SHARES
BEING GRANTED AND THE COMPANY LAW OF THE
PRC, THE BOARD BE AND IS HEREBY AUTHORISED
TO INCREASE THE REGISTERED CAPITAL OF THE
COMPANY AS NECESSARY PURSUANT TO PARAGRAPH
(A) ABOVE; (G) THE BOARD BE AND IS CONTD
CONT CONTD HEREBY AUTHORISED TO SIGN ALL Non-Voting
NECESSARY DOCUMENTS, PERFORM ALL NECESSARY
PROCEDURES AND CARRY OUT ALL SUCH ACTS AS
IT THINKS NECESSARY FOR THE COMPLETION OF
THE ISSUE AND ALLOTMENT OF AND DEALING IN
SUCH H SHARES PURSUANT TO PARAGRAPH (A)
ABOVE WITHOUT BREACHING ANY APPLICABLE
LAWS, RULES, REGULATIONS, AND THE ARTICLES
OF ASSOCIATION OF THE COMPANY (THE
"ARTICLES"); AND (H) SUBJECT TO THE
APPROVAL OF THE RELEVANT GOVERNMENTAL
AUTHORITIES IN THE PRC, THE BOARD BE AND IS
HEREBY AUTHORIZED TO MAKE SUCH
CORRESPONDING AMENDMENTS TO THE ARTICLES AS
IT THINKS FIT SO AS TO CHANGE THE
REGISTERED CAPITAL OF THE COMPANY AND TO
REFLECT THE NEW CAPITAL STRUCTURE OF THE
COMPANY UPON THE EXERCISE OF THE AUTHORITY
TO ALLOT, ISSUE AND DEAL IN H SHARES AS
CONFERRED UNDER PARAGRAPH (A) ABOVE
--------------------------------------------------------------------------------------------------------------------------
CHINA OVERSEAS LAND & INVESTMENT LTD, HONG KONG Agenda Number: 705123165
--------------------------------------------------------------------------------------------------------------------------
Security: Y15004107
Meeting Type: AGM
Meeting Date: 26-May-2014
Ticker:
ISIN: HK0688002218
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/
SEHK/2014/0408/LTN20140408291.PDF AND
HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/
SEHK/2014/0408/LTN20140408301.PDF
1 TO RECEIVE AND ADOPT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS AND THE REPORTS OF THE DIRECTORS
AND THE INDEPENDENT AUDITOR'S REPORT FOR
THE YEAR ENDED 31 DECEMBER 2013
2 TO APPROVE THE DECLARATION OF A FINAL Mgmt For For
DIVIDEND FOR THE YEAR ENDED 31 DECEMBER
2013 OF HKD 29 CENTS PER SHARE
3.A TO RE-ELECT MR. CHEN YI AS DIRECTOR Mgmt Against Against
3.B TO RE-ELECT MR. LUO LIANG AS DIRECTOR Mgmt Against Against
3.C TO RE-ELECT MR. NIP YUN WING AS DIRECTOR Mgmt Against Against
3.D TO RE-ELECT MR. ZHENG XUEXUAN AS DIRECTOR Mgmt Against Against
3.E TO RE-ELECT MR. LAM KWONG SIU AS DIRECTOR Mgmt For For
4 TO AUTHORISE THE BOARD TO FIX THE Mgmt For For
REMUNERATION OF THE DIRECTORS
5 TO APPOINT MESSRS. PRICEWATERHOUSECOOPERS Mgmt For For
AS AUDITOR OF THE COMPANY TO HOLD OFFICE
UNTIL THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING AND TO AUTHORISE THE BOARD
TO FIX THEIR REMUNERATION
6 TO APPROVE THE GRANTING TO THE DIRECTORS Mgmt For For
THE GENERAL AND UNCONDITIONAL MANDATE TO
BUY-BACK SHARES OF THE COMPANY UP TO 10% OF
THE NUMBER OF SHARES OF THE COMPANY IN
ISSUE
7 TO APPROVE THE GRANTING TO THE DIRECTORS Mgmt Against Against
THE GENERAL AND UNCONDITIONAL MANDATE TO
ALLOT, ISSUE AND DEAL WITH NEW SHARES NOT
EXCEEDING 20% OF THE NUMBER OF SHARES OF
THE COMPANY IN ISSUE
8 TO APPROVE THE EXTENSION OF THE AUTHORITY Mgmt Against Against
GRANTED TO THE DIRECTORS BY RESOLUTION 7
ABOVE BY ADDING THE NUMBER OF SHARES BOUGHT
BACK PURSUANT TO THE AUTHORITY GRANTED TO
THE DIRECTORS BY RESOLUTION 6 ABOVE
9 TO ADOPT THE NEW ARTICLES OF ASSOCIATION OF Mgmt For For
THE COMPANY IN SUBSTITUTION FOR AND TO THE
EXCLUSION OF THE EXISTING MEMORANDUM AND
ARTICLES OF ASSOCIATION OF THE COMPANY AND
TO ABANDON THE OBJECT CLAUSE CONTAINED IN
THE EXISTING MEMORANDUM OF ASSOCIATION OF
THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP SINOPEC, BEIJING Agenda Number: 704767550
--------------------------------------------------------------------------------------------------------------------------
Security: Y15010104
Meeting Type: EGM
Meeting Date: 26-Nov-2013
Ticker:
ISIN: CNE1000002Q2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/1010/LTN20131010580.pdf
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/1010/LTN20131010537.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION "1". THANK YOU.
1 To extend the term of validity of the Mgmt For For
Proposal Regarding issuance of A Share
Convertible Bonds and Other Related Matters
--------------------------------------------------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP SINOPEC, BEIJING Agenda Number: 705059182
--------------------------------------------------------------------------------------------------------------------------
Security: Y15010104
Meeting Type: AGM
Meeting Date: 09-May-2014
Ticker:
ISIN: CNE1000002Q2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0323/LTN20140323103.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0323/LTN20140323063.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 To consider and approve the Report of the Mgmt For For
Board of Directors of Sinopec Corp. for the
year 2013
2 To consider and approve the Report of the Mgmt For For
Board of Supervisors of Sinopec Corp. for
the year 2013
3 To consider and approve the audited Mgmt For For
financial reports and audited consolidated
financial reports of Sinopec Corp. for the
year ended 31 December 2013
4 To consider and approve the profit Mgmt For For
distribution plan for the year ended 31
December 2013
5 To authorise the Board of Directors of Mgmt For For
Sinopec Corp. (the "Board") to determine
the interim profit distribution plan of
Sinopec Corp. for the year 2014
6 To consider and approve the re-appointment Mgmt For For
of PricewaterhouseCoopers Zhong Tian LLP
and PricewaterhouseCoopers as external
auditors of Sinopec Corp. for the year
2014, respectively, and to authorise the
Board to determine their remunerations
7 To approve the proposed amendments to the Mgmt For For
articles of association of Sinopec Corp.,
and to authorise the secretary to the Board
to, on behalf of Sinopec Corp., deal with
all procedural requirements such as
applications, approvals, registrations and
filings in relation to the proposed
amendments to the articles of association
(including cosmetic amendments as requested
by the regulatory authorities)
8 To authorise the Board to determine the Mgmt Against Against
proposed plan for the issuance of debt
financing instrument(s)
9 To grant to the Board a general mandate to Mgmt Against Against
issue new domestic shares and/or overseas
listed foreign shares of Sinopec Corp.
CMMT 23 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN SPLIT VOTING TAG
FROM N TO Y. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CHINA RESOURCES CEMENT HOLDINGS LTD Agenda Number: 705044080
--------------------------------------------------------------------------------------------------------------------------
Security: G2113L106
Meeting Type: AGM
Meeting Date: 09-May-2014
Ticker:
ISIN: KYG2113L1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0319/LTN20140319300.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0319/LTN20140319288.pdf
1 To receive and consider the audited Mgmt For For
financial statements, the report of the
directors and the independent auditor's
report for the year ended 31 December 2013
2 To declare a final dividend of HKD 0.07 per Mgmt For For
share for the year ended 31 December 2013
3.1 To re-elect Mr. ZHOU Longshan as director Mgmt For For
3.2 To re-elect Mr. PAN Yonghong as director Mgmt For For
3.3 To re-elect Mr. LAU Chung Kwok Robert as Mgmt For For
director
3.4 To re-elect Madam ZENG Xuemin as director Mgmt For For
3.5 To authorise the board of directors to fix Mgmt For For
the remuneration of the directors of the
Company
4 To re-appoint Messrs. Deloitte Touche Mgmt For For
Tohmatsu as auditor and to authorise the
board of directors to fix their
remuneration
5 To give a general mandate to the directors Mgmt For For
to repurchase shares of the Company
6 To give a general mandate to the directors Mgmt Against Against
to issue additional shares of the Company
7 To extend the general mandate to be given Mgmt Against Against
to the directors to issue new shares
--------------------------------------------------------------------------------------------------------------------------
CHINA UNICOM (HONG KONG) LTD, HONG KONG Agenda Number: 705014227
--------------------------------------------------------------------------------------------------------------------------
Security: Y1519S111
Meeting Type: AGM
Meeting Date: 16-Apr-2014
Ticker:
ISIN: HK0000049939
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0311/LTN20140311023.pdf and
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0311/LTN20140311019.pdf
1 To receive and consider the financial Mgmt For For
statements and the Reports of the Directors
and of the Independent Auditor for the year
ended 31 December 2013
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2013
3.a.i To re-elect Mr. Lu Yimin as a Director Mgmt For For
3.aii To re-elect Mr. Cheung Wing Lam Linus as a Mgmt For For
Director
3aiii To re-elect Mr. Wong Wai Ming as a Director Mgmt Against Against
3aiv To re-elect Mr. John Lawson Thornton as a Mgmt Against Against
Director
3.b To authorise the Board of Directors to fix Mgmt For For
the remuneration of the Directors for the
year ending 31 December 2014
4 To re-appoint Auditor, and to authorise the Mgmt For For
Board of Directors to fix their
remuneration for the year ending 31
December 2014
5 To grant a general mandate to the Directors Mgmt For For
to buy back shares in the Company not
exceeding 10% of the total number of the
existing shares in the Company in issue
6 To grant a general mandate to the Directors Mgmt Against Against
to issue, allot and deal with additional
shares in the Company not exceeding 20% of
the total number of the existing shares in
the Company in issue
7 To extend the general mandate granted to Mgmt Against Against
the Directors to issue, allot and deal with
shares by the number of shares bought back
8 To approve the adoption of the new share Mgmt Against Against
option scheme of the Company
--------------------------------------------------------------------------------------------------------------------------
CHIPBOND TECHNOLOGY CORP Agenda Number: 705301985
--------------------------------------------------------------------------------------------------------------------------
Security: Y15657102
Meeting Type: AGM
Meeting Date: 12-Jun-2014
Ticker:
ISIN: TW0006147002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU.
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 THE STATUS OF ENDORSEMENT AND GUARANTEE Non-Voting
A.4 THE STATUS OF MONETARY LOANS Non-Voting
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 1.6 PER SHARE
B.3 THE PROPOSAL TO ISSUE THE RESTRICTED Mgmt Against Against
EMPLOYEE STOCK OPTIONS
B.4 THE REVISION TO THE ARTICLES OF Mgmt For For
INCORPORATION
B.5 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.6 THE REVISION TO THE PROCEDURES OF TRADING Mgmt For For
DERIVATIVES
B.7 THE PROPOSED CASH DISTRIBUTION FROM CAPITAL Mgmt For For
ACCOUNT: TWD 1 PER SHARE
--------------------------------------------------------------------------------------------------------------------------
CHIQUITA BRANDS INTERNATIONAL, INC. Agenda Number: 933978085
--------------------------------------------------------------------------------------------------------------------------
Security: 170032809
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: CQB
ISIN: US1700328099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KERRII B. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD W. BARKER, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: CLARE M. HASLER-LEWIS Mgmt For For
1D. ELECTION OF DIRECTOR: CRAIG E. HUSS Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD F. LONERGAN Mgmt For For
1F. ELECTION OF DIRECTOR: JEFFREY N. SIMMONS Mgmt For For
1G. ELECTION OF DIRECTOR: STEVEN P. STANBROOK Mgmt For For
1H. ELECTION OF DIRECTOR: RONALD V. WATERS III Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. APPROVE AMENDMENT TO THE COMPANY'S THIRD Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION
REGARDING SIMPLE MAJORITY VOTE.
5. TO CONSIDER A SHAREHOLDER PROPOSAL Shr Against For
REGARDING AN EXECUTIVE EQUITY RETENTION
POLICY, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
CIE FINANCIERE RICHEMONT SA, BELLEVUE Agenda Number: 704671519
--------------------------------------------------------------------------------------------------------------------------
Security: H25662158
Meeting Type: AGM
Meeting Date: 12-Sep-2013
Ticker:
ISIN: CH0045039655
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 151735 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1.1 The Board of Directors proposes that the Mgmt Split 80% For Split
General Meeting, having taken note of the
reports of the auditor, approve the
consolidated financial statements of the
Group, the financial statements of the
Company and the directors' report for the
business year ended 31 March 2013
1.2 The Board of Directors proposes that the Mgmt Split 80% For Split
2013 compensation report as per pages 53 to
60 of the Annual Report and Accounts 2013
be ratified
2 Appropriation of profits: At 31 March 2013, Mgmt Split 80% Against Split
the retained earnings available for
distribution amounted to CHF 2 366 505 209.
The Board of Directors proposes that a
dividend of CHF 1.00 be paid per Richemont
share. This is equivalent to CHF 1.00 per
'A' bearer share in the Company and CHF
0.10 per 'B' registered share in the
Company. This represents a total dividend
payable of CHF 574 200 000, subject to a
waiver by Richemont Employee Benefits
Limited, a wholly owned subsidiary, of its
entitlement to receive dividends on an
estimated 21 million Richemont 'A' shares
held in treasury. The Board of Directors
proposes that the remaining available
retained earnings of the Company at 31
March 2013 after payment of the dividend be
carried forward to the following business
year. The dividend will be paid on or about
19 September 2013
3 Discharge of the Board of Directors Mgmt Split 80% For Split
4.1 Re-election of Johann Rupert to the Board Mgmt Split 80% Against Split
of Directors to serve for a further term of
one year
4.2 Re-election of Dr Franco Cologni to the Mgmt Split 80% Against Split
Board of Directors to serve for a further
term of one year
4.3 Re-election of Lord Douro to the Board of Mgmt Split 80% Against Split
Directors to serve for a further term of
one year
4.4 Re-election of Yves-Andre Istel to the Mgmt Split 80% Against Split
Board of Directors to serve for a further
term of one year
4.5 Re-election of Richard Lepeu to the Board Mgmt Split 80% For Split
of Directors to serve for a further term of
one year
4.6 Re-election of Ruggero Magnoni to the Board Mgmt Split 80% Against Split
of Directors to serve for a further term of
one year
4.7 Re-election of Josua Malherbe to the Board Mgmt Split 80% Against Split
of Directors to serve for a further term of
one year
4.8 Re-election of Dr Frederick Mostert to the Mgmt Split 80% For Split
Board of Directors to serve for a further
term of one year
4.9 Re-election of Simon Murray to the Board of Mgmt Split 80% For Split
Directors to serve for a further term of
one year
4.10 Re-election of Alain Dominique Perrin to Mgmt Split 80% Against Split
the Board of Directors to serve for a
further term of one year
4.11 Re-election of Guillaume Pictet to the Mgmt Split 80% For Split
Board of Directors to serve for a further
term of one year
4.12 Re-election of Norbert Platt to the Board Mgmt Split 80% Against Split
of Directors to serve for a further term of
one year
4.13 Re-election of Alan Quasha to the Board of Mgmt Split 80% Against Split
Directors to serve for a further term of
one year
4.14 Re-election of Maria Ramos to the Board of Mgmt Split 80% For Split
Directors to serve for a further term of
one year
4.15 Re-election of Lord Renwick of Clifton to Mgmt Split 80% Against Split
the Board of Directors to serve for a
further term of one year
4.16 Re-election of Jan Rupert to the Board of Mgmt Split 80% Against Split
Directors to serve for a further term of
one year
4.17 Re-election of Gary Saage to the Board of Mgmt Split 80% For Split
Directors to serve for a further term of
one year
4.18 Re-election of Jurgen Schrempp to the Board Mgmt Split 80% Against Split
of Directors to serve for a further term of
one year
4.19 Election of Bernard Fornas to the Board of Mgmt Split 80% For Split
Directors to serve for a further term of
one year
4.20 Election of Jean-Blaise Eckert to the Board Mgmt Split 80% Against Split
of Directors to serve for a further term of
one year
5 Re-appoint of the auditor Mgmt Split 80% For Split
PricewaterhouseCoopers Ltd, Geneva
6 Revisions to the Articles of Association: Mgmt Split 80% For Split
Articles 6, 8, 9, 15, 17, 18, 21, and 35
7 In the case of ad-hoc/Miscellaneous Mgmt Split 80% Abstain Split
shareholder motions proposed during the
general meeting, I authorize my proxy to
act as follows in accordance with the board
of directors.
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTION 5
--------------------------------------------------------------------------------------------------------------------------
CIENA CORPORATION Agenda Number: 933926668
--------------------------------------------------------------------------------------------------------------------------
Security: 171779309
Meeting Type: Annual
Meeting Date: 10-Apr-2014
Ticker: CIEN
ISIN: US1717793095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS II DIRECTOR: HARVEY B. Mgmt For For
CASH
1B. ELECTION OF CLASS II DIRECTOR: JUDITH M. Mgmt For For
O'BRIEN
1C. ELECTION OF CLASS II DIRECTOR: GARY B. Mgmt For For
SMITH
1D. ELECTION OF CLASS III DIRECTOR: T. MICHAEL Mgmt For For
NEVENS
2. TO APPROVE THE AMENDMENT OF THE 2008 Mgmt For For
OMNIBUS INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES AVAILABLE FOR ISSUANCE
THEREUNDER BY 6.6 MILLION SHARES.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31,
2014.
4. TO HOLD AN ADVISORY VOTE ON OUR EXECUTIVE Mgmt For For
COMPENSATION, AS DESCRIBED IN THESE PROXY
MATERIALS.
--------------------------------------------------------------------------------------------------------------------------
CIGNA CORPORATION Agenda Number: 933933372
--------------------------------------------------------------------------------------------------------------------------
Security: 125509109
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: CI
ISIN: US1255091092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ERIC J. FOSS Mgmt For For
1.2 ELECTION OF DIRECTOR: ROMAN MARTINEZ IV Mgmt For For
1.3 ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CIGNA'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY APPROVAL OF CIGNA'S EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 933882157
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 19-Nov-2013
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B. ELECTION OF DIRECTOR: MARC BENIOFF Mgmt For For
1C. ELECTION OF DIRECTOR: GREGORY Q. BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1G. ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1H. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For
1I. ELECTION OF DIRECTOR: DR. KRISTINA M. Mgmt For For
JOHNSON
1J. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1K. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1L. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE 2005 STOCK INCENTIVE PLAN.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014.
5. APPROVAL TO HAVE CISCO HOLD A COMPETITION Shr Against For
FOR GIVING PUBLIC ADVICE ON THE VOTING
ITEMS IN THE PROXY FILING FOR CISCO'S 2014
ANNUAL SHAREOWNERS MEETING.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933933637
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT Mgmt For For
1B. ELECTION OF DIRECTOR: DUNCAN P. HENNES Mgmt For For
1C. ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt For For
1D. ELECTION OF DIRECTOR: EUGENE M. MCQUADE Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1F. ELECTION OF DIRECTOR: GARY M. REINER Mgmt For For
1G. ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1I. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1J. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
1K. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt For For
JR.
1M. ELECTION OF DIRECTOR: JAMES S. TURLEY Mgmt For For
1N. ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt For For
DE LEON
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY APPROVAL OF CITI'S 2013 EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE CITIGROUP 2014 STOCK Mgmt For For
INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL REQUESTING THAT Shr Against For
EXECUTIVES RETAIN A SIGNIFICANT PORTION OF
THEIR STOCK UNTIL REACHING NORMAL
RETIREMENT AGE.
6. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
LOBBYING AND GRASSROOTS LOBBYING
CONTRIBUTIONS.
7. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD INSTITUTE A POLICY TO MAKE IT MORE
PRACTICAL TO DENY INDEMNIFICATION FOR
DIRECTORS.
8. STOCKHOLDER PROPOSAL REQUESTING PROXY Shr Against For
ACCESS FOR SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
CITIZENS & NORTHERN CORPORATION Agenda Number: 933926707
--------------------------------------------------------------------------------------------------------------------------
Security: 172922106
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: CZNC
ISIN: US1729221069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
DENNIS F. BEARDSLEE Mgmt For For
JAN E. FISHER Mgmt For For
ANN M. TYLER Mgmt For For
2. TO APPROVE, IN AN ADVISORY (NON-BINDING) Mgmt For For
VOTE, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THE PROXY STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF THE FIRM Mgmt For For
OF PARENTEBEARD LLC AS INDEPENDENT
AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
CITRIX SYSTEMS, INC. Agenda Number: 933971461
--------------------------------------------------------------------------------------------------------------------------
Security: 177376100
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: CTXS
ISIN: US1773761002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT D. DALEO Mgmt For For
1B. ELECTION OF DIRECTOR: MURRAY J. DEMO Mgmt For For
1C. ELECTION OF DIRECTOR: ASIFF S. HIRJI Mgmt For For
2. APPROVAL OF THE 2014 EQUITY INCENTIVE PLAN Mgmt For For
3. RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
CITY HOLDING COMPANY Agenda Number: 933954465
--------------------------------------------------------------------------------------------------------------------------
Security: 177835105
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: CHCO
ISIN: US1778351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT D. FISHER* Mgmt For For
JAY C. GOLDMAN* Mgmt For For
CHARLES R. HAGEBOECK* Mgmt For For
PHILIP L. MCLAUGHLIN* Mgmt For For
J. THOMAS JONES# Mgmt For For
2. PROPOSAL TO RATIFY THE AUDIT COMMITTEE AND Mgmt For For
THE BOARD OF DIRECTORS' APPOINTMENT OF
ERNST & YOUNG, LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR CITY
HOLDING COMPANY FOR 2014.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CLAYTON WILLIAMS ENERGY, INC. Agenda Number: 933953881
--------------------------------------------------------------------------------------------------------------------------
Security: 969490101
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: CWEI
ISIN: US9694901011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT L. PARKER Mgmt For For
JORDAN R. SMITH Mgmt For For
02 ADVISORY VOTE ON THE SELECTION OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR 2014.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CLEAR CHANNEL OUTDOOR HOLDINGS, INC. Agenda Number: 933970774
--------------------------------------------------------------------------------------------------------------------------
Security: 18451C109
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: CCO
ISIN: US18451C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS R. SHEPHERD Mgmt For For
CHRISTOPHER M. TEMPLE Mgmt For For
SCOTT R. WELLS Mgmt For For
2. APPROVAL OF THE ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION ON EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CLICKS GROUP LIMITED Agenda Number: 704881184
--------------------------------------------------------------------------------------------------------------------------
Security: S17249111
Meeting Type: AGM
Meeting Date: 30-Jan-2014
Ticker:
ISIN: ZAE000134854
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.O.1 Adoption of financial statements Mgmt For For
2.O.2 Reappointment of auditor: Ernst & Young Inc Mgmt For For
with Malcolm Rapson as the individual
registered auditor
3.O.3 Re-election of Nkaki Matlala as a director Mgmt For For
4.O.4 Re-election of Martin Rosen as a director Mgmt For For
5O5.1 Election of member of the audit and risk Mgmt For For
committee: John Bester
5O5.2 Election of member of the audit and risk Mgmt For For
committee: Fatima Jakoet
5O5.3 Election of member of the audit and risk Mgmt For For
committee: Nkaki Matlala
6.O.6 Approval of the company's remuneration Mgmt For For
policy
7.S.1 General authority to repurchase shares Mgmt For For
8.S.2 Specific authority to repurchase shares Mgmt For For
from new clicks South Africa Proprietary
Limited
9.S.3 Approval of directors' fees Mgmt For For
10S.4 General approval to provide financial Mgmt For For
assistance
CMMT 27 JAN 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF REGISTERED
AUDITOR NAME IN RESOLUTION 2. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
CLUBCORP HOLDINGS, INC. Agenda Number: 934021205
--------------------------------------------------------------------------------------------------------------------------
Security: 18948M108
Meeting Type: Annual
Meeting Date: 25-Jun-2014
Ticker: MYCC
ISIN: US18948M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARTIN J. NEWBURGER Mgmt Withheld Against
STEVEN S. SIEGEL Mgmt Withheld Against
BRYAN J. TRAFICANTI Mgmt Withheld Against
2. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION PAID TO THE NAMED
EXECUTIVE OFFICERS.
3. TO DETERMINE, IN A NON-BINDING ADVISORY Mgmt 1 Year For
VOTE, WHETHER A NON-BINDING STOCKHOLDER
VOTE TO APPROVE THE COMPENSATION PAID TO
OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR
EVERY ONE, TWO OR THREE YEARS.
4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
CMS ENERGY CORPORATION Agenda Number: 933969923
--------------------------------------------------------------------------------------------------------------------------
Security: 125896100
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: CMS
ISIN: US1258961002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JON E. BARFIELD Mgmt For For
1B. ELECTION OF DIRECTOR: KURT L. DARROW Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN E. EWING Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD M. GABRYS Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM D. HARVEY Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID W. JOOS Mgmt For For
1G. ELECTION OF DIRECTOR: PHILIP R. LOCHNER, Mgmt For For
JR.
1H. ELECTION OF DIRECTOR: JOHN G. RUSSELL Mgmt For For
1I. ELECTION OF DIRECTOR: KENNETH L. WAY Mgmt For For
1J. ELECTION OF DIRECTOR: LAURA H. WRIGHT Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN B. YASINSKY Mgmt For For
2. ADVISORY VOTE TO APPROVE THE CORPORATION'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
(PRICEWATERHOUSECOOPERS LLP).
4. PROPOSAL TO APPROVE PERFORMANCE INCENTIVE Mgmt For For
STOCK PLAN.
5. PROPOSAL TO APPROVE PERFORMANCE MEASURES IN Mgmt For For
INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
CNO FINANCIAL GROUP, INC. Agenda Number: 933942775
--------------------------------------------------------------------------------------------------------------------------
Security: 12621E103
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: CNO
ISIN: US12621E1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: EDWARD J. BONACH Mgmt For For
1B. ELECTION OF DIRECTOR: ELLYN L. BROWN Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT C. GREVING Mgmt For For
1D. ELECTION OF DIRECTOR: MARY R. HENDERSON Mgmt For For
1E. ELECTION OF DIRECTOR: R. KEITH LONG Mgmt For For
1F. ELECTION OF DIRECTOR: NEAL C. SCHNEIDER Mgmt For For
1G. ELECTION OF DIRECTOR: FREDERICK J. SIEVERT Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL T. TOKARZ Mgmt Against Against
1I. ELECTION OF DIRECTOR: JOHN G. TURNER Mgmt For For
2. REAPPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE COMPANY'S
AMENDED AND RESTATED LONG-TERM INCENTIVE
PLAN.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
4. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CNOOC LTD, HONG KONG Agenda Number: 704838513
--------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: EGM
Meeting Date: 27-Nov-2013
Ticker:
ISIN: HK0883013259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1107/LTN20131107226.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1107/LTN20131107190.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To approve the Non-exempt Continuing Mgmt For For
Connected Transactions
2 To approve the Proposed Caps for each Mgmt For For
category of the Non-exempt Continuing
Connected Transactions
--------------------------------------------------------------------------------------------------------------------------
CNOOC LTD, HONG KONG Agenda Number: 705141606
--------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: AGM
Meeting Date: 23-May-2014
Ticker:
ISIN: HK0883013259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0409/LTN20140409027.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0409/LTN20140409023.pdf
A.1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
STATEMENT OF ACCOUNTS TOGETHER WITH THE
REPORT OF THE DIRECTORS AND INDEPENDENT
AUDITORS' REPORT THEREON FOR THE YEAR ENDED
31 DECEMBER 2013
A.2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2013
A.3 TO RE-ELECT MR. LI FANRONG AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
A.4 TO RE-ELECT MR. WANG YILIN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
A.5 TO RE-ELECT MR. LV BO AS A NON-EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
A.6 TO RE-ELECT MR. ZHANG JIANWEI AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
A.7 TO RE-ELECT MR. WANG JIAXIANG AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
A.8 TO RE-ELECT MR. LAWRENCE J. LAU AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
A.9 TO RE-ELECT MR. KEVIN G. LYNCH AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
A.10 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF EACH OF THE DIRECTORS
A.11 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
THE INDEPENDENT AUDITORS OF THE COMPANY AND
ITS SUBSIDIARIES, AND TO AUTHORIZE THE
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
B.1 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES IN THE CAPITAL OF THE
COMPANY NOT EXCEEDING 10% OF THE AGGREGATE
NUMBER OF SHARES OF THE COMPANY IN ISSUE AS
AT THE DATE OF PASSING OF THIS RESOLUTION
B.2 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES IN THE CAPITAL OF THE COMPANY AND TO
MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS
AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR
CONVERT ANY SECURITY INTO SHARES IN THE
COMPANY WHICH WOULD OR MIGHT REQUIRE THE
EXERCISE OF SUCH POWER, WHICH SHALL NOT
EXCEEDING 20% OF THE AGGREGATE NUMBER OF
SHARES OF THE COMPANY IN ISSUE AS AT THE
DATE OF PASSING OF THIS RESOLUTION
B.3 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES OF THE COMPANY AND TO
MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS
AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR
CONVERT ANY SECURITY INTO SHARES IN THE
COMPANY BY THE AGGREGATE NUMBER OF SHARES
REPURCHASED, WHICH SHALL NOT EXCEED 10% OF
THE AGGREGATE NUMBER OF SHARES OF THE
COMPANY IN ISSUE AS AT THE DATE OF PASSING
OF THIS RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
COBIZ FINANCIAL INC. Agenda Number: 933961787
--------------------------------------------------------------------------------------------------------------------------
Security: 190897108
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: COBZ
ISIN: US1908971088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN BANGERT Mgmt For For
MICHAEL B. BURGAMY Mgmt For For
MORGAN GUST Mgmt For For
EVAN MAKOVSKY Mgmt For For
DOUGLAS L. POLSON Mgmt For For
MARY K. RHINEHART Mgmt For For
NOEL N. ROTHMAN Mgmt For For
BRUCE H. SCHROFFEL Mgmt For For
TIMOTHY J. TRAVIS Mgmt For For
MARY BETH VITALE Mgmt For For
MARY M. WHITE Mgmt For For
2. AN ADVISORY (NONBINDING) SHAREHOLDER Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
3. THE RATIFICATION (NONBINDING) OF THE Mgmt For For
SELECTION OF CROWE HORWATH LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
4. THE PROPOSAL TO AMEND THE COMPANY'S AMENDED Mgmt For For
AND RESTATED ARTICLES OF INCORPORATION TO
INCREASE THE AUTHORIZED SHARES OF COMMON
STOCK FROM 50,000,000 TO 100,000,000.
5. THE PROPOSAL TO AMEND THE COMPANY'S Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE
THE MAXIMUM NUMBER OF SHARES ISSUABLE FROM
900,000 TO 1,100,000.
6. THE PROPOSAL TO AMEND AND RESTATE THE Mgmt For For
COMPANY'S 2005 EQUITY INCENTIVE PLAN.
7. THE SHAREHOLDER PROPOSAL ON THE Shr For Against
INDEPENDENCE OF THE CHAIRMAN OF THE BOARD.
8. THE SHAREHOLDER PROPOSAL ON CHANGING THE Shr For Against
ARTICLES OF INCORPORATION AND BYLAWS TO
REQUIRE MAJORITY VOTING IN UNCONTESTED
DIRECTOR ELECTIONS.
--------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 933989696
--------------------------------------------------------------------------------------------------------------------------
Security: 192446102
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: CTSH
ISIN: US1924461023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL PATSALOS-FOX Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT E. WEISSMAN Mgmt For For
2. APPROVAL OF THE FIRST AMENDMENT TO THE Mgmt For For
COMPANY'S 2009 INCENTIVE COMPENSATION PLAN.
3. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
COHERENT, INC. Agenda Number: 933917087
--------------------------------------------------------------------------------------------------------------------------
Security: 192479103
Meeting Type: Annual
Meeting Date: 26-Feb-2014
Ticker: COHR
ISIN: US1924791031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JOHN R. AMBROSEO Mgmt For For
1.2 ELECTION OF DIRECTOR: JAY T. FLATLEY Mgmt For For
1.3 ELECTION OF DIRECTOR: SUSAN M. JAMES Mgmt For For
1.4 ELECTION OF DIRECTOR: L. WILLIAM KRAUSE Mgmt For For
1.5 ELECTION OF DIRECTOR: GARRY W. ROGERSON Mgmt For For
1.6 ELECTION OF DIRECTOR: STEVE SKAGGS Mgmt For For
1.7 ELECTION OF DIRECTOR: SANDEEP VIJ Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 27, 2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY Agenda Number: 933943993
--------------------------------------------------------------------------------------------------------------------------
Security: 194162103
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: CL
ISIN: US1941621039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NIKESH ARORA Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN T. CAHILL Mgmt For For
1C. ELECTION OF DIRECTOR: IAN COOK Mgmt For For
1D. ELECTION OF DIRECTOR: HELENE D. GAYLE Mgmt For For
1E. ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt For For
1F. ELECTION OF DIRECTOR: JOSEPH JIMENEZ Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD J. KOGAN Mgmt For For
1H. ELECTION OF DIRECTOR: DELANO E. LEWIS Mgmt For For
1I. ELECTION OF DIRECTOR: J. PEDRO REINHARD Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN I. SADOVE Mgmt For For
2. RATIFY SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS COLGATE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK Shr Against For
RETENTION REQUIREMENT.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 933967563
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH J. BACON Mgmt For For
SHELDON M. BONOVITZ Mgmt For For
EDWARD D. BREEN Mgmt For For
JOSEPH J. COLLINS Mgmt For For
J. MICHAEL COOK Mgmt For For
GERALD L. HASSELL Mgmt For For
JEFFREY A. HONICKMAN Mgmt For For
EDUARDO G. MESTRE Mgmt For For
BRIAN L. ROBERTS Mgmt For For
RALPH J. ROBERTS Mgmt For For
JOHNATHAN A. RODGERS Mgmt For For
DR. JUDITH RODIN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT AUDITORS
3. APPROVAL, ON AN ADVISORY BASIS, OF OUR Mgmt For For
EXECUTIVE COMPENSATION
4. TO PREPARE AN ANNUAL REPORT ON LOBBYING Shr Against For
ACTIVITIES
5. TO PROHIBIT ACCELERATED VESTING UPON A Shr For Against
CHANGE IN CONTROL
--------------------------------------------------------------------------------------------------------------------------
COMMERCIAL INTERNATIONAL BANK LTD, CAIRO Agenda Number: 704619456
--------------------------------------------------------------------------------------------------------------------------
Security: M25561107
Meeting Type: OGM
Meeting Date: 01-Jul-2013
Ticker:
ISIN: EGS60121C018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 Look into accept the transfer of a part Mgmt No vote
from the general reserves to shares in
order to increase the issued capital by the
shares value from EGP 6001623790 to EGP
9002435690 and distribute the increase
through stock dividends distributions by
one share for every two shares ,this after
having all the needed approvals, and
delegate the chairman and the managing
director to take all required procedures
related to the execution of this increase
2 Look into credence the amendments made on Mgmt No vote
the BoD structure from the last general
assembly meeting
--------------------------------------------------------------------------------------------------------------------------
COMMERCIAL INTERNATIONAL BANK LTD, CAIRO Agenda Number: 704642847
--------------------------------------------------------------------------------------------------------------------------
Security: M25561107
Meeting Type: EGM
Meeting Date: 15-Jul-2013
Ticker:
ISIN: EGS60121C018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTPONEMENT OF Non-Voting
THE MEETING HELD ON 01 JUL 2013.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 Approving to amend the articles no. 6 and 7 Mgmt No vote
reflecting the increase of the issued
capital from EGP 6,001,623,790 to EGP
9,002,435,685 according to the OGM
decision. Also to approve to authorise the
chairman and managing director to take all
the necessary procedures related to the
mentioned amendment
2 Approving to authorise the BoD to amend the Mgmt No vote
articles no. 6 and 7 from the basic decree
every time the board decide to increase the
issued capital according to the authorised
capital limits. Also to approve to
authorise the chairman and managing
director to take all the necessary
procedures related to the mentioned
amendment
3 Approving to issue financial instruments Mgmt No vote
taking the shape of nominal bonds or
supporting loans in the form of one or more
trenches with maximum EGP 5 billion or its
equivalent in foreign currencies to
finalize the banks expansion activities.
Also to authorise the BoD to determine all
the necessary conditions and take all the
necessary actions relating to the
announcements to be raised and to make any
amendments to the mentioned conditions
according to the administrative authorities
needs
--------------------------------------------------------------------------------------------------------------------------
COMPAGNIE DE SAINT-GOBAIN SA, COURBEVOIE Agenda Number: 705087143
--------------------------------------------------------------------------------------------------------------------------
Security: F80343100
Meeting Type: MIX
Meeting Date: 05-Jun-2014
Ticker:
ISIN: FR0000125007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 28 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0328/201403281400849.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0428/201404281401398.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
O.1 Approval of the annual corporate financial Mgmt For For
statements for the 2013 financial year
O.2 Approval of the consolidated financial Mgmt For For
statements for the 2013 financial year
O.3 Allocation of income and setting the Mgmt For For
dividend of EUR 1.24 per share
O.4 Option for payment of a part of 50% of the Mgmt For For
dividend in shares
O.5 Renewal of term of Mr. Pierre-Andre de Mgmt For For
Chalendar as Board member
O.6 Approval of the commitments made in favor Mgmt Against Against
of Mr. Pierre-Andre de Chalendar regarding
allowances and benefits that may be due in
certain cases of termination of his duties
as CEO
O.7 Approval of the retirement commitments made Mgmt For For
in favor of Pierre-Andre de Chalendar
O.8 Approval to keep the services provided Mgmt For For
under the Group contingency and healthcare
contracts for employees of Compagnie de
Saint-Gobain in favor of Mr. Pierre-Andre
de Chalendar as non-salaried corporate
officer
O.9 Advisory review of the compensation owed or Mgmt For For
paid to Mr. Pierre-Andre de Chalendar
during the 2013 financial year
O.10 Review of the annual amount of attendance Mgmt For For
allowances
O.11 Authorization to the Board of Directors to Mgmt For For
purchase shares of the Company
E.12 Amendment to Article 9 of the bylaws Mgmt For For
regarding the appointment of directors
representing employees within the Board of
Directors of Compagnie de Saint-Gobain
E.13 Renewing the authorization to the Board of Mgmt For For
Directors to grant performance share
subscription or purchase options up to 1%
of share capital with a sub-ceiling of 10 %
of this limit for the executive corporate
officers of Compagnie de Saint-Gobain, this
1% limit and 10% sub-limit are common to
this resolution and the fourteenth
resolution
E.14 Renewing the authorization to the Board of Mgmt For For
Directors to allocate free existing
performance shares up to 0.8% of share
capital with a sub-ceiling of 10 % of this
limit for executive corporate officers of
Compagnie de Saint-Gobain, this 0.8% limit
and the 10% sub-limit being deducted on
those set under the thirteenth resolution
which establishes a common limit for both
resolutions
E.15 Powers to implement the decisions of the Mgmt For For
General Meeting and to carry out all legal
formalities
--------------------------------------------------------------------------------------------------------------------------
COMPANHIA DE BEBIDAS DAS AMERICAS-AMBEV Agenda Number: 933857700
--------------------------------------------------------------------------------------------------------------------------
Security: 20441W203
Meeting Type: Special
Meeting Date: 30-Jul-2013
Ticker: ABV
ISIN: US20441W2035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I TO REVIEW, DISCUSS & APPROVE PROTOCOL & Mgmt For For
JUSTIFICATION OF MERGER INTO ASSET BASE OF
AMBEV S.A. OF ALL SHARES ISSUED BY COMPANY
& NOT HELD BY AMBEV S.A. ("STOCK SWAP
MERGER") & TO AUTHORIZE EXECUTIVE COMMITTEE
TO SUBSCRIBE, ON BEHALF OF SHAREHOLDERS,
THE CONSEQUENT CAPITAL INCREASE OF AMBEV
S.A. & TO PERFORM ALL OTHER ACTS NECESSARY
TO IMPLEMENTATION OF STOCK SWAP MERGER.
II TO AMEND THE HEAD OF SECTION 5 OF THE Mgmt For For
COMPANY'S BYLAWS IN ORDER TO REFLECT ANY
CAPITAL INCREASES APPROVED WITHIN THE
LIMITS OF THE AUTHORIZED CAPITAL AND
RATIFIED BY THE BOARD OF DIRECTORS UP TO
THE DATE OF THE EXTRAORDINARY GENERAL
MEETING.
III IF THE STOCK SWAP MERGER IS APPROVED, TO Mgmt For For
CANCEL ALL SHARES ISSUED BY THE COMPANY AND
HELD IN TREASURY ON THE DATE OF THE
EXTRAORDINARY GENERAL SHAREHOLDERS'
MEETING, WITHOUT REDUCING THE VALUE OF THE
CAPITAL STOCK OF THE COMPANY, AMENDING THE
HEAD OF SECTION 5 OF THE BYLAWS.
IV IN ORDER TO REFLECT THE AMENDMENTS PROPOSED Mgmt For For
IN ITEMS (II) AND (III) ABOVE, TO RESTATE
THE BYLAWS OF THE COMPANY ACCORDING TO THE
MANAGEMENT PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
COMPARTAMOS SAB DE CV Agenda Number: 704631212
--------------------------------------------------------------------------------------------------------------------------
Security: P30941101
Meeting Type: OGM
Meeting Date: 19-Jul-2013
Ticker:
ISIN: MX01CO0P0009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Resolutions regarding the appointment or Mgmt For For
ratification, if deemed appropriate, of
members of the board of directors,
classification of their independence
II Designation of delegates Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
COMPARTAMOS SAB DE CV Agenda Number: 704869304
--------------------------------------------------------------------------------------------------------------------------
Security: P30941101
Meeting Type: EGM
Meeting Date: 16-Dec-2013
Ticker:
ISIN: MX01CO0P0009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Resolutions regarding the change of the Mgmt For For
name of the company and the consequent
amendment of its corporate bylaws
II Designation of delegates Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
COMPARTAMOS SAB DE CV Agenda Number: 704869758
--------------------------------------------------------------------------------------------------------------------------
Security: P30941101
Meeting Type: OGM
Meeting Date: 16-Dec-2013
Ticker:
ISIN: MX01CO0P0009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Resolutions regarding the payment of a Mgmt For For
dividend
II Designation of delegates Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
COMPEQ MANUFACTURING CO LTD Agenda Number: 705302139
--------------------------------------------------------------------------------------------------------------------------
Security: Y1690B101
Meeting Type: AGM
Meeting Date: 12-Jun-2014
Ticker:
ISIN: TW0002313004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 THE STATUS OF ENDORSEMENT AND GUARANTEE Non-Voting
A.4 THE INDIRECT INVESTMENT IN PEOPLE'S Non-Voting
REPUBLIC OF CHINA
A.5 THE ADJUSTMENT OF PROFIT DISTRIBUTION AND Non-Voting
SPECIAL RESERVE
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 0.5 PER SHARE
B.3 THE REVISION TO THE ARTICLES OF Mgmt For For
INCORPORATION
B.4 THE REVISION TO THE PROCEDURES OF Mgmt For For
ENDORSEMENT AND GUARANTEE
B.5 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.611 THE ELECTION OF THE DIRECTOR: NAME: CHARLES Mgmt Against Against
C. WU, SHAREHOLDER NO.6
B.612 THE ELECTION OF THE DIRECTOR: P. K. CHIANG Mgmt Against Against
, SHAREHOLDER NO.261
B.613 THE ELECTION OF THE DIRECTOR: ANDREW CHEN , Mgmt Against Against
SHAREHOLDER NO.1383
B.614 THE ELECTION OF THE DIRECTOR: K.S. PENG , Mgmt Against Against
SHAREHOLDER NO. 5
B.615 THE ELECTION OF THE DIRECTOR: P.Y. WU , Mgmt Against Against
SHAREHOLDER NO.1589
B.621 THE ELECTION OF THE INDEPENDENT DIRECTOR: Mgmt For For
NAME: TUNG CHUN HUANG, ID NO. :T10270XXXX
B.622 THE ELECTION OF THE INDEPENDENT DIRECTOR: Mgmt For For
NAME:MING CHUAN KO, ID NO. :A10343XXXX
B.631 THE ELECTION OF THE SUPERVISOR: NAME: S.D. Mgmt Against Against
HUNG, SHAREHOLDER NO. 2
B.632 THE ELECTION OF THE SUPERVISOR: CHANG ZHI Mgmt Against Against
HOLDINGS LTD,SHAREHOLDER NO.200983
REPRESENTATIVE: S. M. YANG
B.7 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt Against Against
RESTRICTION ON THE DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
COMPUTER SCIENCES CORPORATION Agenda Number: 933852697
--------------------------------------------------------------------------------------------------------------------------
Security: 205363104
Meeting Type: Annual
Meeting Date: 13-Aug-2013
Ticker: CSC
ISIN: US2053631048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID J. BARRAM Mgmt For For
1B. ELECTION OF DIRECTOR: ERIK BRYNJOLFSSON Mgmt For For
1C. ELECTION OF DIRECTOR: RODNEY F. CHASE Mgmt For For
1D. ELECTION OF DIRECTOR: JUDITH R. HABERKORN Mgmt For For
1E. ELECTION OF DIRECTOR: NANCY KILLEFER Mgmt For For
1F. ELECTION OF DIRECTOR: J. MICHAEL LAWRIE Mgmt For For
1G. ELECTION OF DIRECTOR: BRIAN P. MACDONALD Mgmt For For
1H. ELECTION OF DIRECTOR: CHONG SUP PARK Mgmt For For
1I. ELECTION OF DIRECTOR: LAWRENCE A. ZIMMERMAN Mgmt For For
2. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION
3. APPROVAL OF AN AMENDMENT TO THE 2010 Mgmt For For
NON-EMPLOYEE DIRECTOR INCENTIVE PLAN
4. APPROVAL OF AMENDMENTS TO THE 2011 OMNIBUS Mgmt For For
INCENTIVE PLAN
5. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
--------------------------------------------------------------------------------------------------------------------------
COMTECH TELECOMMUNICATIONS CORP. Agenda Number: 933899784
--------------------------------------------------------------------------------------------------------------------------
Security: 205826209
Meeting Type: Annual
Meeting Date: 10-Dec-2013
Ticker: CMTL
ISIN: US2058262096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRED KORNBERG Mgmt For For
EDWIN KANTOR Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF SELECTION OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
CON-WAY INC. Agenda Number: 933954441
--------------------------------------------------------------------------------------------------------------------------
Security: 205944101
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: CNW
ISIN: US2059441012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN J. ANTON Mgmt For For
1B. ELECTION OF DIRECTOR: W. KEITH KENNEDY, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL J. MURRAY Mgmt For For
1D. ELECTION OF DIRECTOR: EDITH R. PEREZ Mgmt For For
1E. ELECTION OF DIRECTOR: P. CODY PHIPPS Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM J. SCHROEDER Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS W. STOTLAR Mgmt For For
1I. ELECTION OF DIRECTOR: PETER W. STOTT Mgmt For For
1J. ELECTION OF DIRECTOR: ROY W. TEMPLIN Mgmt For For
1K. ELECTION OF DIRECTOR: CHELSEA C. WHITE III Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. APPROVE AMENDMENTS TO THE COMPANY'S BYLAWS Mgmt For For
TO ALLOW SHAREHOLDERS WHO HAVE HELD IN THE
AGGREGATE AT LEAST A 25% "NET LONG
POSITION" IN THE COMPANY'S CAPITAL STOCK
FOR AT LEAST ONE YEAR TO CALL A SPECIAL
MEETING OF THE SHAREHOLDERS
4. RATIFY APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014
--------------------------------------------------------------------------------------------------------------------------
CONAGRA FOODS, INC. Agenda Number: 933864832
--------------------------------------------------------------------------------------------------------------------------
Security: 205887102
Meeting Type: Annual
Meeting Date: 27-Sep-2013
Ticker: CAG
ISIN: US2058871029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MOGENS C. BAY Mgmt For For
STEPHEN G. BUTLER Mgmt For For
STEVEN F. GOLDSTONE Mgmt For For
JOIE A. GREGOR Mgmt For For
RAJIVE JOHRI Mgmt For For
W.G. JURGENSEN Mgmt For For
RICHARD H. LENNY Mgmt For For
RUTH ANN MARSHALL Mgmt For For
GARY M. RODKIN Mgmt For For
ANDREW J. SCHINDLER Mgmt For For
KENNETH E. STINSON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITOR
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. STOCKHOLDER PROPOSAL REGARDING BYLAW CHANGE Shr Against For
IN REGARD TO VOTE-COUNTING
--------------------------------------------------------------------------------------------------------------------------
CONCHO RESOURCES INC Agenda Number: 933992388
--------------------------------------------------------------------------------------------------------------------------
Security: 20605P101
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: CXO
ISIN: US20605P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TIMOTHY A. LEACH Mgmt For For
WILLIAM H. EASTER III Mgmt For For
JOHN P. SURMA Mgmt For For
2. TO RATIFY THE SELECTION OF GRANT THORNTON Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER Mgmt For For
COMPENSATION ("SAY-ON-PAY").
--------------------------------------------------------------------------------------------------------------------------
CONN'S, INC. Agenda Number: 933988668
--------------------------------------------------------------------------------------------------------------------------
Security: 208242107
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: CONN
ISIN: US2082421072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JON E.M. JACOBY Mgmt For For
1.2 ELECTION OF DIRECTOR: KELLY M. MALSON Mgmt For For
1.3 ELECTION OF DIRECTOR: BOB L. MARTIN Mgmt For For
1.4 ELECTION OF DIRECTOR: DOUGLAS H. MARTIN Mgmt For For
1.5 ELECTION OF DIRECTOR: DAVID SCHOFMAN Mgmt For For
1.6 ELECTION OF DIRECTOR: SCOTT L. THOMPSON Mgmt For For
1.7 ELECTION OF DIRECTOR: THEODORE M. WRIGHT Mgmt For For
2 TO APPROVE THE AMENDMENT TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
SHARES OF CAPITAL STOCK WHICH THE COMPANY
SHALL HAVE AUTHORITY TO ISSUE TO BE
101,000,000 SHARES OF STOCK, OF WHICH
100,000,000 SHARES ARE COMMON STOCK, PAR
VALUE OF $0.01 PER SHARE, AND 1,000,000 ARE
PREFERRED STOCK.
3 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JANUARY 31, 2015.
4 TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICERS COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 933946305
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: JODY L. FREEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: GAY HUEY EVANS Mgmt For For
1G. ELECTION OF DIRECTOR: RYAN M. LANCE Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For
1I. ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt For For
2. RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
CONOCOPHILLIPS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF 2014 OMNIBUS STOCK AND Mgmt For For
PERFORMANCE INCENTIVE PLAN OF
CONOCOPHILLIPS.
5. REPORT ON LOBBYING EXPENDITURES. Shr Against For
6. GREENHOUSE GAS REDUCTION TARGETS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED GRAPHICS, INC. Agenda Number: 933856241
--------------------------------------------------------------------------------------------------------------------------
Security: 209341106
Meeting Type: Annual
Meeting Date: 08-Aug-2013
Ticker: CGX
ISIN: US2093411062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY L. FORBES Mgmt For For
JAMES H. LIMMER Mgmt For For
2. TO APPROVE IN A NON-BINDING ADVISORY VOTE Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. TO REAPPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE MEASURES UNDER THE CONSOLIDATED
GRAPHICS, INC. ANNUAL INCENTIVE
COMPENSATION PLAN.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED GRAPHICS, INC. Agenda Number: 933911756
--------------------------------------------------------------------------------------------------------------------------
Security: 209341106
Meeting Type: Special
Meeting Date: 28-Jan-2014
Ticker: CGX
ISIN: US2093411062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF OCTOBER 23, 2013, AS IT
MAY BE AMENDED FROM TIME TO TIME, AMONG
CONSOLIDATED GRAPHICS, INC., R.R. DONNELLEY
& SONS COMPANY AND HUNTER MERGER SUB, INC.
(THE "AGREEMENT AND PLAN OF MERGER").
2. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE
PROPOSAL TO APPROVE THE AGREEMENT AND PLAN
OF MERGER IF THERE ARE INSUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO
APPROVE THE PROPOSAL TO APPROVE THE
AGREEMENT AND PLAN OF MERGER.
3. TO APPROVE, BY NON-BINDING, ADVISORY VOTE, Mgmt For For
CERTAIN COMPENSATION ARRANGEMENTS FOR
CONSOLIDATED GRAPHICS' NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER
CONTEMPLATED BY THE AGREEMENT AND PLAN OF
MERGER.
--------------------------------------------------------------------------------------------------------------------------
CONTANGO OIL & GAS COMPANY Agenda Number: 933872067
--------------------------------------------------------------------------------------------------------------------------
Security: 21075N204
Meeting Type: Special
Meeting Date: 01-Oct-2013
Ticker: MCF
ISIN: US21075N2045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ISSUANCE OF SHARES OF Mgmt For For
CONTANGO OIL & GAS COMPANY COMMON STOCK,
PAR VALUE $0.04 PER SHARE, TO CRIMSON
EXPLORATION INC. STOCKHOLDERS IN CONNECTION
WITH THE MERGER CONTEMPLATED BY THE
AGREEMENT AND PLAN OF MERGER, DATED AS OF
APRIL 29, 2013, BY AND AMONG CONTANGO OIL &
GAS COMPANY, CONTANGO ACQUISITION, INC. AND
CRIMSON EXPLORATION INC.
2. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO CONTANGO'S NAMED
EXECUTIVE OFFICERS THAT IS BASED ON OR
OTHERWISE RELATED TO THE PROPOSED
TRANSACTIONS.
3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING TO A LATER DATE, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IN THE EVENT THERE ARE NOT SUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO
APPROVE THE MERGER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
CONTANGO OIL & GAS COMPANY Agenda Number: 933894013
--------------------------------------------------------------------------------------------------------------------------
Security: 21075N204
Meeting Type: Annual
Meeting Date: 10-Dec-2013
Ticker: MCF
ISIN: US21075N2045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JOSEPH J. ROMANO Mgmt For For
1.2 ELECTION OF DIRECTOR: ALLAN D. KEEL Mgmt For For
1.3 ELECTION OF DIRECTOR: B.A. BERILGEN Mgmt For For
1.4 ELECTION OF DIRECTOR: B. JAMES FORD Mgmt For For
1.5 ELECTION OF DIRECTOR: BRAD JUNEAU Mgmt For For
1.6 ELECTION OF DIRECTOR: LON MCCAIN Mgmt For For
1.7 ELECTION OF DIRECTOR: CHARLES M. REIMER Mgmt For For
1.8 ELECTION OF DIRECTOR: STEVEN L. SCHOONOVER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE INDEPENDENT AUDITORS OF THE
COMPANY FOR THE SIX-MONTH TRANSITION PERIOD
FROM JULY 1, 2013 TO DECEMBER 31, 2013.
3. TO CONDUCT ANY OTHER BUSINESS THAT IS Mgmt For For
PROPERLY RAISED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
CONTANGO OIL & GAS COMPANY Agenda Number: 933986145
--------------------------------------------------------------------------------------------------------------------------
Security: 21075N204
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: MCF
ISIN: US21075N2045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOSEPH J. ROMANO Mgmt For For
1B ELECTION OF DIRECTOR: ALLAN D. KEEL Mgmt For For
1C ELECTION OF DIRECTOR: B.A. BERILGEN Mgmt For For
1D ELECTION OF DIRECTOR: B. JAMES FORD Mgmt For For
1E ELECTION OF DIRECTOR: LON MCCAIN Mgmt For For
1F ELECTION OF DIRECTOR: CHARLES M. REIMER Mgmt For For
1G ELECTION OF DIRECTOR: STEVEN L. SCHOONOVER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL
YEAR.
3. APPROVAL OF THE AMENDED AND RESTATED 2009 Mgmt For For
INCENTIVE COMPENSATION PLAN.
4. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
5. TO CONDUCT ANY OTHER BUSINESS THAT IS Mgmt For For
PROPERLY RAISED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
CONTINENTAL AG, HANNOVER Agenda Number: 705120169
--------------------------------------------------------------------------------------------------------------------------
Security: D16212140
Meeting Type: AGM
Meeting Date: 25-Apr-2014
Ticker:
ISIN: DE0005439004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 04 APR 2014, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 10 Non-Voting
APR 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORT FOR THE 2013 FINANCIAL
YEAR WITH THE REPORT OF THE SUPERVISORY
BOARD, THE GROUP FINANCIAL STATEMENTS, THE
GROUP ANNUAL REPORT, AND THE REPORT
PURSUANT TO SECTIONS 289(4) AND 315(4) OF
THE GERMAN COMMERCIAL CODE
2. RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
DISTRIBUTABLE PROFIT THE DISTRIBUTABLE
PROFIT OF EUR 913,394,311.54 SHALL BE
APPROPRIATED AS FOLLOWS: PAYMENT OF A
DIVIDEND OF EUR 2.50 PER NO-PAR SHARE EUR
413,379,354.04 SHALL BE CARRIED FORWARD
EX-DIVIDEND AND PAYABLE DATE: APRIL 28,
2014
3.1 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: JOSE A. AVILA
3.2 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: RALF CRAMER
3.3 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: ELMAR DEGENHART
3.4 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: FRANK JOURDAN
3.5 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: HELMUT MATSCHI
3.6 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: WOLFGANG SCHAEFER
3.7 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: NIKOLAI SETZER
3.8 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: ELKE STRATHMANN
3.9 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: HEINZ-GERHARD WENTE
4.1 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: WOLFGANG REITZLE
4.2 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: WERNER BISCHOFF
4.3 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: MICHAEL DEISTER
4.4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: GUNTER DUNKEL
4.5 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: HANS FISCHL
4.6 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: JUERGEN GEISSINGER
4.7 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: PETER GUTZMER
4.8 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: PETER HAUSMANN
4.9 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: HANS-OLAF HENKEL
4.10 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: MICHAEL IGLHAUT
4.11 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: JOERG KOEHLINGER
4.12 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: KLAUS MANGOLD
4.13 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: HARTMUT MEINE
4.14 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: DIRK NORDMANN
4.15 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: ARTUR OTTO
4.16 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: KLAUS ROSENFELD
4.17 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: GEORG F.W. SCHAEFFLER
4.18 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: MARIA ELISABETH SCHAEFFLER
4.19 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: JOERG SCHOENFELDER
4.20 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: BERND W. VOSS
4.21 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: SIEGFRIED WOLF
4.22 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: ERWIN WOERLE
5. APPOINTMENT OF AUDITORS FOR THE 2014 Mgmt For For
FINANCIAL YEAR: KPMG AG, HANOVER, AND FOR
THE REVIEW OF THE 2014 INTERIM REPORT: KPMG
AG, HANOVER
6.1 ELECTION TO THE SUPERVISORY BOARD: GUNTER Mgmt For For
DUNKEL
6.2 ELECTION TO THE SUPERVISORY BOARD: PETER Mgmt Against Against
GUTZMER
6.3 ELECTION TO THE SUPERVISORY BOARD: KLAUS Mgmt For For
MANGOLD
6.4 ELECTION TO THE SUPERVISORY BOARD: SABINE Mgmt For For
NEUSS
6.5 ELECTION TO THE SUPERVISORY BOARD: WOLFGANG Mgmt For For
REITZLE
6.6 ELECTION TO THE SUPERVISORY BOARD: KLAUS Mgmt Against Against
ROSENFELD
6.7 ELECTION TO THE SUPERVISORY BOARD: GEORG Mgmt Against Against
F.W. SCHAEFFLER
6.8 ELECTION TO THE SUPERVISORY BOARD: Mgmt Against Against
MARIA-ELISABETH SCHAEFFLER
6.9 ELECTION TO THE SUPERVISORY BOARD: Mgmt For For
SIEGFRIED WOLF
6.10 ELECTION TO THE SUPERVISORY BOARD: BERND W. Mgmt For For
VOSS (FOR THE PERIOD UNTIL SEPTEMBER 30,
2014)
6.11 ELECTION TO THE SUPERVISORY BOARD: ROLF Mgmt For For
NONNENMACHER (FOR THE PERIOD FROM OCTOBER
1, 2014 UNTIL THE CLOSE OF THE AGM WHICH
WILL DECIDE ON THE RATIFICATION FOR THE
2018 FINANCIAL YEAR)
7. RESOLUTION ON THE COMPENSATION SYSTEM FOR Mgmt For For
THE MEMBERS OF THE BOARD OF MDS THE
COMPENSATION SYSTEM FOR THE MEMBERS OF THE
BOARD OF MDS SHALL BE APPROVED
8. RESOLUTION ON THE ADJUSTMENT OF EXISTING Mgmt For For
CONTROL AND PROFIT TRANSFER AGREEMENTS. THE
AGREEMENT WITH CONTINENTAL AUTOMOTIVE GMBH
ON AN AMENDMENT TO THE EXISTING CONTROL AND
PROFIT TRANSFER AGREEMENT SHALL BE
APPROVED. THE AGREEMENT WITH CONTINENTAL
CAOUTCHOUC EXPORT GMBH ON AN AMENDMENT TO
THE EXISTING CONTROL AND PROFIT TRANSFER
AGREEMENT SHALL BE APPROVED. THE AGREEMENT
WITH CONTI VERSICHERUNGSDIENT
VERSICHERUNGSVERMITTLUNGSGESELLSCHAFT MBH
ON AN AMENDMENT TO THE EXISTING CONTROL AND
PROFIT TRANSFER AGREEMENT SHALL BE
APPROVED. THE AGREEMENT WITH FORMPOLSTER
GMBH ON AN AMENDMENT TO THE EXISTING
CONTROL AND PROFIT TRANSFER AGREEMENT SHALL
BE APPROVED. THE AGREEMENT WITH UMG
BETEILIGUNGSGESELLSCHAFT MBH ON AN
AMENDMENT TO THE EXISTING CONTROL AND
PROFIT TRANSFER AGREEMENT SHALL BE APPROVED
--------------------------------------------------------------------------------------------------------------------------
CONTROL4 CORPORATION Agenda Number: 933996146
--------------------------------------------------------------------------------------------------------------------------
Security: 21240D107
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: CTRL
ISIN: US21240D1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEN JORDAN Mgmt For For
STEVEN VASSALLO Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS CONTROL4'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014
--------------------------------------------------------------------------------------------------------------------------
COOLPAD GROUP LTD, GEORGE TOWN Agenda Number: 705164894
--------------------------------------------------------------------------------------------------------------------------
Security: G2418K100
Meeting Type: AGM
Meeting Date: 23-May-2014
Ticker:
ISIN: KYG2418K1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0415/LTN20140415053.pdf
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0415/LTN20140415051.pdf
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
REPORTS OF THE DIRECTORS OF THE COMPANY
(COLLECTIVELY, "DIRECTORS" AND
INDIVIDUALLY, A "DIRECTOR") AND THE
AUDITORS OF THE COMPANY ("AUDITORS") FOR
THE YEAR ENDED 31 DECEMBER 2013
2.A.i TO RE-ELECT MR. CHAN KING CHUNG AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR. PLEASE
REFER TO THE BIBLIOGRAPHY OF MR. CHAN KING
CHUNG AS SET OUT IN APPENDIX II TO THE
CIRCULAR OF THE COMPANY DATED 15 APRIL 2014
2A.ii TO RE-ELECT DR. HUANG DAZHAN AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR. PLEASE
REFER TO THE BIBLIOGRAPHY OF DR. HUANG
DAZHAN AS SET OUT IN APPENDIX II TO THE
CIRCULAR OF THE COMPANY DATED 15 APRIL 2014
2Aiii TO RE-ELECT MR. XIE WEIXIN AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR. PLEASE
REFER TO THE BIBLIOGRAPHY OF MR. XIE WEIXIN
AS SET OUT IN APPENDIX II TO THE CIRCULAR
OF THE COMPANY DATED 15 APRIL 2014
2.B TO AUTHORISE THE BOARD OF DIRECTORS Mgmt For For
("BOARD") TO FIX THE REMUNERATION OF THE
DIRECTORS
3 TO RE-APPOINT ERNST & YOUNG AS AUDITORS AND Mgmt For For
TO AUTHORISE THE BOARD TO FIX THEIR
REMUNERATION
4 TO GRANT A GENERAL MANDATE TO THE BOARD TO Mgmt Against Against
ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES
5 TO APPROVE THE GRANT OF GENERAL MANDATE TO Mgmt For For
THE DIRECTORS TO REPURCHASE THE SHARES
6 TO APPROVE THE EXTENSION OF THE GENERAL Mgmt Against Against
MANDATE TO THE DIRECTORS TO ISSUE
ADDITIONAL SHARES UP TO THE NUMBER OF
SHARES REPURCHASED BY THE COMPANY
7 TO APPROVE PROPOSED BONUS ISSUE OF SHARES Mgmt For For
AS SET OUT IN THE CIRCULAR OF THE COMPANY
DATED 15 APRIL 2014
8 TO APPROVE THE ADOPTION OF THE SHARE OPTION Mgmt Against Against
SCHEME AND THE TERMINATION OF THE EXISTING
SHARE OPTION SCHEME
--------------------------------------------------------------------------------------------------------------------------
COOPER TIRE & RUBBER COMPANY Agenda Number: 933875811
--------------------------------------------------------------------------------------------------------------------------
Security: 216831107
Meeting Type: Special
Meeting Date: 30-Sep-2013
Ticker: CTB
ISIN: US2168311072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF JUNE 12, 2013, BY AND AMONG
COOPER TIRE & RUBBER COMPANY, APOLLO
(MAURITIUS) HOLDINGS PVT. LTD., APOLLO
TYRES B.V., A WHOLLY OWNED SUBSIDIARY OF
APOLLO (MAURITIUS) HOLDINGS PVT. LTD., AND
APOLLO ACQUISITION CORP., A WHOLLY OWNED
SUBSIDIARY OF APOLLO TYRES B.V.
2. APPROVE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
THE COMPENSATION TO BE PAID TO COOPER TIRE
& RUBBER COMPANY'S NAMED EXECUTIVE OFFICERS
THAT IS BASED ON OR OTHERWISE RELATES TO
THE MERGER.
3. APPROVE ADJOURNMENTS OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
CORELOGIC, INC. Agenda Number: 933850237
--------------------------------------------------------------------------------------------------------------------------
Security: 21871D103
Meeting Type: Annual
Meeting Date: 30-Jul-2013
Ticker: CLGX
ISIN: US21871D1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: J. DAVID CHATHAM Mgmt For For
1B ELECTION OF DIRECTOR: DOUGLAS C. CURLING Mgmt For For
1C ELECTION OF DIRECTOR: JOHN C. DORMAN Mgmt For For
1D ELECTION OF DIRECTOR: PAUL F. FOLINO Mgmt For For
1E ELECTION OF DIRECTOR: ANAND K. NALLATHAMBI Mgmt For For
1F ELECTION OF DIRECTOR: THOMAS C. O'BRIEN Mgmt For For
1G ELECTION OF DIRECTOR: JAYNIE MILLER Mgmt For For
STUDENMUND
1H ELECTION OF DIRECTOR: D. VAN SKILLING Mgmt For For
1I ELECTION OF DIRECTOR: DAVID F. WALKER Mgmt For For
1J ELECTION OF DIRECTOR: MARY LEE WIDENER Mgmt For For
2 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
CORESITE REALTY CORPORATION Agenda Number: 933975685
--------------------------------------------------------------------------------------------------------------------------
Security: 21870Q105
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: COR
ISIN: US21870Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT G. STUCKEY Mgmt For For
THOMAS M. RAY Mgmt For For
JAMES A. ATTWOOD, JR. Mgmt For For
MICHAEL KOEHLER Mgmt For For
PAUL E. SZUREK Mgmt For For
J. DAVID THOMPSON Mgmt For For
DAVID A. WILSON Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3 THE ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CORETRONIC CORPORATION Agenda Number: 705310073
--------------------------------------------------------------------------------------------------------------------------
Security: Y1756P119
Meeting Type: AGM
Meeting Date: 17-Jun-2014
Ticker:
ISIN: TW0005371009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 THE STATUS OF CAPITAL INJECTION BY ISSUING Non-Voting
NEW SHARES OR GLOBAL DEPOSITARY RECEIPT
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION Mgmt For For
B.3 THE PROPOSAL OF CAPITAL REDUCTION Mgmt For For
B.4 THE REVISION TO THE ARTICLES OF Mgmt For For
INCORPORATION
B.5 THE REVISION TO THE RULES OF SHAREHOLDER Mgmt For For
MEETING
B.6 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
--------------------------------------------------------------------------------------------------------------------------
CORNERSTONE THERAPEUTICS INC Agenda Number: 933883010
--------------------------------------------------------------------------------------------------------------------------
Security: 21924P103
Meeting Type: Annual
Meeting Date: 31-Oct-2013
Ticker: CRTX
ISIN: US21924P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CRAIG A. COLLARD Mgmt For For
CHRISTOPHER CODEANNE Mgmt For For
MICHAEL ENRIGHT Mgmt For For
ANTON GIORGIO FAILLA Mgmt Withheld Against
JAMES HARPER Mgmt For For
MICHAEL HEFFERNAN Mgmt For For
LAURA SHAWVER Mgmt For For
ROBERT M. STEPHAN Mgmt For For
MARCO VECCHIA Mgmt For For
2. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF ERNST & YOUNG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
CORNERSTONE THERAPEUTICS INC Agenda Number: 933912607
--------------------------------------------------------------------------------------------------------------------------
Security: 21924P103
Meeting Type: Special
Meeting Date: 03-Feb-2014
Ticker: CRTX
ISIN: US21924P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF SEPTEMBER 15, 2013 (AS
IT MAY BE AMENDED FROM TIME TO TIME), BY
AND AMONG CHIESI FARMACEUTICI S.P.A.,
CHIESI U.S. CORPORATION AND CORNERSTONE
THERAPEUTICS INC.
2. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, THE COMPENSATION THAT
MAY BECOME PAYABLE TO CERTAIN OF THE
EXECUTIVE OFFICERS OF CORNERSTONE
THERAPEUTICS INC. IN CONNECTION WITH THE
MERGER, AS DISCLOSED IN THE TABLE UNDER
"SPECIAL FACTORS-INTERESTS OF THE COMPANY'S
DIRECTORS AND EXECUTIVE ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
3. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE
PROPOSAL TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION Agenda Number: 933909383
--------------------------------------------------------------------------------------------------------------------------
Security: 22160K105
Meeting Type: Annual
Meeting Date: 30-Jan-2014
Ticker: COST
ISIN: US22160K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SUSAN L. DECKER Mgmt Withheld Against
RICHARD M. LIBENSON Mgmt For For
JOHN W. MEISENBACH Mgmt For For
CHARLES T. MUNGER Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
AUDITORS.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4. CONSIDERATION OF SHAREHOLDER PROPOSAL TO Shr For Against
CHANGE CERTAIN VOTING REQUIREMENTS.
5. TO AMEND THE ARTICLES OF INCORPORATION TO Shr Against
CHANGE THE METHOD OF ELECTING DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
COURIER CORPORATION Agenda Number: 933908278
--------------------------------------------------------------------------------------------------------------------------
Security: 222660102
Meeting Type: Annual
Meeting Date: 21-Jan-2014
Ticker: CRRC
ISIN: US2226601027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD J. HOFF Mgmt For For
SUSAN L. WAGNER Mgmt For For
JOHN J. KILCULLEN Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. PROPOSAL TO APPROVE THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
AUDITORS OF THE CORPORATION.
--------------------------------------------------------------------------------------------------------------------------
COUSINS PROPERTIES INCORPORATED Agenda Number: 933954061
--------------------------------------------------------------------------------------------------------------------------
Security: 222795106
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: CUZ
ISIN: US2227951066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: TOM G. CHARLESWORTH Mgmt For For
1.2 ELECTION OF DIRECTOR: JAMES D. EDWARDS Mgmt For For
1.3 ELECTION OF DIRECTOR: LAWRENCE L. Mgmt For For
GELLERSTEDT, III
1.4 ELECTION OF DIRECTOR: LILLIAN C. GIORNELLI Mgmt For For
1.5 ELECTION OF DIRECTOR: S. TAYLOR GLOVER Mgmt For For
1.6 ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Mgmt For For
1.7 ELECTION OF DIRECTOR: DONNA W. HYLAND Mgmt For For
1.8 ELECTION OF DIRECTOR: R. DARY STONE Mgmt For For
02 APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
03 TO AMEND OUR RESTATED AND AMENDED ARTICLES Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK AUTHORIZED FOR
ISSUANCE FROM 250 MILLION SHARES TO 350
MILLION SHARES.
04 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CREDIT SUISSE GROUP AG, ZUERICH Agenda Number: 705120359
--------------------------------------------------------------------------------------------------------------------------
Security: H3698D419
Meeting Type: AGM
Meeting Date: 09-May-2014
Ticker:
ISIN: CH0012138530
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 PRESENTATION OF THE 2013 ANNUAL REPORT, THE Non-Voting
PARENT COMPANY'S 2013 FINANCIAL STATEMENTS,
THE GROUP'S 2013 CONSOLIDATED FINANCIAL
STATEMENTS, THE CORRESPONDING AUDITORS'
REPORTS, AND THE 2013 COMPENSATION REPORT
1.2 CONSULTATIVE VOTE ON THE 2013 COMPENSATION Mgmt For For
REPORT
1.3 APPROVAL OF THE 2013 ANNUAL REPORT, THE Mgmt For For
PARENT COMPANY'S 2013 FINANCIAL STATEMENTS,
AND THE GROUP'S 2013 CONSOLIDATED FINANCIAL
STATEMENTS
2 DISCHARGE OF THE ACTIONS OF THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AND THE EXECUTIVE
BOARD
3.1 RESOLUTION ON THE APPROPRIATION OF RETAINED Mgmt For For
EARNINGS
3.2 RESOLUTION ON THE DISTRIBUTION AGAINST Mgmt For For
RESERVES FROM CAPITAL CONTRIBUTIONS
4 AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt For For
TO ADAPT TO CHANGES IN COMPANY LAW
5 INCREASE IN CONDITIONAL CAPITAL FOR Mgmt For For
EMPLOYEE SHARES
6.1.1 RE-ELECTION OF URS ROHNER AS MEMBER AND Mgmt For For
ELECTION AS CHAIRMAN OF THE BOARD OF
DIRECTORS
6.1.2 RE-ELECTION OF JASSIM BIN HAMAD J.J. AL Mgmt For For
THANI AS MEMBER OF THE BOARD OF DIRECTORS
6.1.3 RE-ELECTION OF IRIS BOHNET AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
6.1.4 RE-ELECTION OF NOREEN DOYLE AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.1.5 RE-ELECTION OF JEANDANIEL GERBER AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.1.6 RE-ELECTION OF ANDREAS N. KOOPMANN AS Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
6.1.7 RE-ELECTION OF JEAN LANIER AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
6.1.8 RE-ELECTION OF KAI S. NARGOLWALA AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.1.9 RE-ELECTION OF ANTON VAN ROSSUM AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.110 RE-ELECTION OF RICHARD E. THORNBURGH AS Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
6.111 RE-ELECTION OF JOHN TINER AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
6.112 ELECTION OF SEVERIN SCHWAN AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
6.113 ELECTION OF SEBASTIAN THRUN AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.2.1 ELECTION OF IRIS BOHNET AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
6.2.2 ELECTION OF ANDREAS N. KOOPMANN AS MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE
6.2.3 ELECTION OF JEAN LANIER AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
6.2.4 ELECTION OF KAI S. NARGOLWALA AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
6.3 ELECTION OF THE INDEPENDENT AUDITORS: KPMG Mgmt For For
AG, ZURICH
6.4 ELECTION OF THE SPECIAL AUDITORS: BDO AG, Mgmt For For
ZURICH
6.5 ELECTION OF THE INDEPENDENT PROXY: ANDREAS Mgmt For For
G. KELLER LIC. IUR.
7 IN THE EVENT OF A NEW OR MODIFIED PROPOSAL Mgmt Against Against
DURING THE ANNUAL GENERAL MEETING, I
INSTRUCT THE INDEPENDENT PROXY TO VOTE
ACCORDING TO THE FOLLOWING INSTRUCTION: YES
= VOTE IN ACCORDANCE WITH THE PROPOSAL OF
THE BOARD OF DIRECTORS; NO = VOTE AGAINST
THE PROPOSAL OF THE BOARD OF DIRECTORS;
ABSTAIN = ABSTENTION
--------------------------------------------------------------------------------------------------------------------------
CROSS COUNTRY HEALTHCARE, INC. Agenda Number: 933944868
--------------------------------------------------------------------------------------------------------------------------
Security: 227483104
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: CCRN
ISIN: US2274831047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I DIRECTOR
WILLIAM J. GRUBBS Mgmt For For
W. LARRY CASH Mgmt For For
THOMAS C. DIRCKS Mgmt For For
GALE FITZGERALD Mgmt For For
RICHARD M. MASTALER Mgmt For For
JOSEPH A. TRUNFIO, PHD Mgmt For For
II PROPOSAL TO APPROVE AN AMENDMENT AND Mgmt For For
RESTATEMENT OF THE COMPANY'S 2007 STOCK
INCENTIVE PLAN (AMENDED AND RESTATED
EFFECTIVE MARCH 20, 2013), WHICH, IF
APPROVED, WILL BE RENAMED THE 2014 OMNIBUS
INCENTIVE PLAN.
III PROPOSAL TO APPROVE AND RATIFY THE Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
IV PROPOSAL TO APPROVE NON-BINDING ADVISORY Mgmt For For
VOTE ON COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
CSG SYSTEMS INTERNATIONAL, INC. Agenda Number: 933965874
--------------------------------------------------------------------------------------------------------------------------
Security: 126349109
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: CSGS
ISIN: US1263491094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID G. BARNES Mgmt For For
JOHN L.M. HUGHES Mgmt For For
DONALD V. SMITH Mgmt For For
2. APPROVE, ON AN ADVISORY BASIS, OUR Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVE AN AMENDMENT TO INCREASE THE NUMBER Mgmt For For
OF SHARES AUTHORIZED FOR ISSUANCE UNDER OUR
AMENDED AND RESTATED 2005 STOCK INCENTIVE
PLAN.
4. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
CSS INDUSTRIES, INC. Agenda Number: 933850198
--------------------------------------------------------------------------------------------------------------------------
Security: 125906107
Meeting Type: Annual
Meeting Date: 30-Jul-2013
Ticker: CSS
ISIN: US1259061075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT A. BEAUMONT Mgmt For For
JAMES H. BROMLEY Mgmt For For
ROBERT E. CHAPPELL Mgmt For For
JACK FARBER Mgmt For For
ELAM M. HITCHNER, III Mgmt For For
REBECCA C. MATTHIAS Mgmt For For
CHRISTOPHER J. MUNYAN Mgmt For For
2. APPROVAL OF THE 2013 EQUITY COMPENSATION Mgmt For For
PLAN.
3. RE-APPROVAL OF THE MANAGEMENT INCENTIVE Mgmt For For
PROGRAM.
4. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 31, 2014.
5. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS FOR THE FISCAL YEAR
ENDED MARCH 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
CSX CORPORATION Agenda Number: 933951914
--------------------------------------------------------------------------------------------------------------------------
Security: 126408103
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: CSX
ISIN: US1264081035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: D.M. ALVARADO Mgmt For For
1B. ELECTION OF DIRECTOR: J.B. BREAUX Mgmt For For
1C. ELECTION OF DIRECTOR: P.L. CARTER Mgmt For For
1D. ELECTION OF DIRECTOR: S.T. HALVERSON Mgmt For For
1E. ELECTION OF DIRECTOR: E.J. KELLY, III Mgmt For For
1F. ELECTION OF DIRECTOR: G.H. LAMPHERE Mgmt For For
1G. ELECTION OF DIRECTOR: J.D. MCPHERSON Mgmt For For
1H. ELECTION OF DIRECTOR: T.T. O'TOOLE Mgmt For For
1I. ELECTION OF DIRECTOR: D.M. RATCLIFFE Mgmt For For
1J. ELECTION OF DIRECTOR: D.J. SHEPARD Mgmt For For
1K. ELECTION OF DIRECTOR: M.J. WARD Mgmt For For
1L. ELECTION OF DIRECTOR: J.C. WATTS, JR. Mgmt For For
1M. ELECTION OF DIRECTOR: J.S. WHISLER Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY RESOLUTION TO APPROVE COMPENSATION Mgmt For For
FOR THE COMPANY'S NAMED EXECUTIVE OFFICERS.
4. SHAREHOLDER PROPOSAL REQUESTING ACTION BY Shr Against For
THE BOARD OF DIRECTORS TO ALLOW
SHAREHOLDERS TO ACT BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
CTC MEDIA, INC. Agenda Number: 934016507
--------------------------------------------------------------------------------------------------------------------------
Security: 12642X106
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: CTCM
ISIN: US12642X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TAMJID BASUNIA Mgmt For For
IRINA GOFMAN Mgmt For For
TIMUR WEINSTEIN Mgmt For For
2. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF ERNST & YOUNG LLC AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. SAY ON PAY. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CVB FINANCIAL CORP. Agenda Number: 933966547
--------------------------------------------------------------------------------------------------------------------------
Security: 126600105
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: CVBF
ISIN: US1266001056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE A. BORBA, JR. Mgmt For For
STEPHEN A. DEL GUERCIO Mgmt For For
ROBERT M. JACOBY, C.P.A Mgmt For For
CHRISTOPHER D. MYERS Mgmt For For
RAYMOND V. O'BRIEN III Mgmt For For
HAL W. OSWALT Mgmt For For
SAN E. VACCARO Mgmt For For
D. LINN WILEY Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF APPOINTMENT OF KPMG, LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
OF CVB FINANCIAL CORP. FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CVS CAREMARK CORPORATION Agenda Number: 933947953
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: C. DAVID BROWN II Mgmt For For
1.2 ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE Mgmt For For
1.3 ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1.4 ELECTION OF DIRECTOR: ANNE M. FINUCANE Mgmt For For
1.5 ELECTION OF DIRECTOR: LARRY J. MERLO Mgmt For For
1.6 ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Mgmt For For
1.7 ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt Against Against
1.8 ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
1.9 ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
2 PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2014.
3 SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CYBERONICS, INC. Agenda Number: 933863549
--------------------------------------------------------------------------------------------------------------------------
Security: 23251P102
Meeting Type: Annual
Meeting Date: 19-Sep-2013
Ticker: CYBX
ISIN: US23251P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GUY C. JACKSON Mgmt For For
JOSEPH E. LAPTEWICZ, JR Mgmt For For
DANIEL J. MOORE Mgmt For For
HUGH M. MORRISON Mgmt For For
ALFRED J. NOVAK Mgmt For For
ARTHUR L. ROSENTHAL PHD Mgmt For For
JON T. TREMMEL Mgmt For For
2. PROPOSAL TO APPROVE THE FISCAL 2014 Mgmt For For
EXECUTIVE BONUS PROGRAM.
3. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CYBERONICS, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING APRIL 25, 2014.
4. SAY ON PAY - PROPOSAL TO APPROVE BY Mgmt For For
ADVISORY VOTE THE EXECUTIVE COMPENSATION
DESCRIBED IN THE PROXY STATEMENT.
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CYS INVESTMENTS, INC Agenda Number: 933966042
--------------------------------------------------------------------------------------------------------------------------
Security: 12673A108
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: CYS
ISIN: US12673A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEVIN E. GRANT Mgmt For For
TANYA S. BEDER Mgmt For For
DOUGLAS CROCKER, II Mgmt For For
JEFFREY P. HUGHES Mgmt For For
STEPHEN P. JONAS Mgmt For For
R.A. REDLINGSHAFER, JR. Mgmt For For
JAMES A. STERN Mgmt For For
DAVID A. TYSON, PHD Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
3. TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt For For
RATIFY, CONFIRM AND APPROVE THE SELECTION
OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
DAIKIN INDUSTRIES,LTD. Agenda Number: 705343034
--------------------------------------------------------------------------------------------------------------------------
Security: J10038115
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3481800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt Against Against
2 Approve Purchase of Own Shares Mgmt For For
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt Against Against
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For
5 Approve Payment of Bonuses to Directors Mgmt For For
6 Amend the Compensation to be received by Mgmt For For
Corporate Officers
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DAIMLER AG, STUTTGART Agenda Number: 704986035
--------------------------------------------------------------------------------------------------------------------------
Security: D1668R123
Meeting Type: AGM
Meeting Date: 09-Apr-2014
Ticker:
ISIN: DE0007100000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2013, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WPHG) may prevent
the shareholder from voting at the general
meeting. Therefore, your custodian may
request that Broadridge registers
beneficial owner data for all voted
accounts with the respective sub-custodian.
If you require further information whether
or not such BO registration will be
conducted for your custodians’
accounts, please contact your CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require any flagging or blocking.
These optimized processes avoid any
settlement conflicts. The sub custodians
have advised that voted shares are not
blocked for trading purposes i.e. they are
only unavailable for settlement.
Registered shares will be deregistered at
the deregistration date by the sub
custodians. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent.
Please contact your CSR for further
information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub-custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
According to German law, in case of Non-Voting
specific conflicts of interest in
connection with specific items of the
agenda for the general meeting you are not
entitled to exercise your voting rights.
Further, your voting right might be
excluded when your share in voting rights
has reached certain thresholds and you have
not complied with any of your mandatory
voting rights notifications pursuant to the
German Securities Trading Act (WHPG). For
questions in this regard please contact
your Client Service Representative for
clarification. If you do not have any
indication regarding such conflict of
interest, or another exclusion from voting,
please submit your vote as usual.
Counter proposals may be submitted until Non-Voting
25.03.2014. Further information on counter
proposals can be found directly on the
issuer’s website (please refer to the
material URL section of the application. If
you wish to act on these items, you will
need to request a Meeting Attend and vote
your shares directly at the company’