UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-10599
NAME OF REGISTRANT: Tax-Managed Small-Cap Value
Portfolio
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: Two International Place
Boston, MA 02110
NAME AND ADDRESS OF AGENT FOR SERVICE: Maureen A. Gemma, Esq.
Two International Place
Boston, MA 02110
REGISTRANT'S TELEPHONE NUMBER: 617-482-8260
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2014 - 06/30/2015
Tax-Managed Small-Cap Value Portfolio
--------------------------------------------------------------------------------------------------------------------------
1ST SOURCE CORPORATION Agenda Number: 934145055
--------------------------------------------------------------------------------------------------------------------------
Security: 336901103
Meeting Type: Annual
Meeting Date: 23-Apr-2015
Ticker: SRCE
ISIN: US3369011032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALLISON N. EGIDI Mgmt For For
CRAIG A. KAPSON Mgmt For For
JOHN T. PHAIR Mgmt For For
MARK D. SCHWABERO Mgmt Withheld Against
--------------------------------------------------------------------------------------------------------------------------
A.O. SMITH CORPORATION Agenda Number: 934130725
--------------------------------------------------------------------------------------------------------------------------
Security: 831865209
Meeting Type: Annual
Meeting Date: 14-Apr-2015
Ticker: AOS
ISIN: US8318652091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GLOSTER B. CURRENT, JR. Mgmt For For
WILLIAM P. GREUBEL Mgmt For For
IDELLE K. WOLF Mgmt For For
GENE C. WULF Mgmt For For
2. PROPOSAL TO APPROVE, BY NONBINDING ADVISORY Mgmt For For
VOTE, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE CORPORATION.
--------------------------------------------------------------------------------------------------------------------------
AMERIS BANCORP Agenda Number: 934163015
--------------------------------------------------------------------------------------------------------------------------
Security: 03076K108
Meeting Type: Annual
Meeting Date: 28-May-2015
Ticker: ABCB
ISIN: US03076K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM I. BOWEN, JR.* Mgmt For For
R. DALE EZZELL$ Mgmt For For
LEO J. HILL$ Mgmt For For
JIMMY D. VEAL$ Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF CROWE Mgmt For For
HORWATH LLP AS THE COMPANY'S INDEPENDENT
AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER
31, 2015.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ANALOGIC CORPORATION Agenda Number: 934108021
--------------------------------------------------------------------------------------------------------------------------
Security: 032657207
Meeting Type: Annual
Meeting Date: 20-Jan-2015
Ticker: ALOG
ISIN: US0326572072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BERNARD C. BAILEY Mgmt For For
1B. ELECTION OF DIRECTOR: JEFFREY P. BLACK Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES W. GREEN Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES J. JUDGE Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL T. MODIC Mgmt For For
1F. ELECTION OF DIRECTOR: FRED B. PARKS Mgmt For For
1G. ELECTION OF DIRECTOR: SOPHIE V. VANDEBROEK Mgmt For For
1H. ELECTION OF DIRECTOR: EDWARD F. VOBORIL Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSE COOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JULY 31,
2015
3. TO HOLD AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION
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APTARGROUP, INC. Agenda Number: 934151503
--------------------------------------------------------------------------------------------------------------------------
Security: 038336103
Meeting Type: Annual
Meeting Date: 06-May-2015
Ticker: ATR
ISIN: US0383361039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANDREAS C. KRAMVIS Mgmt For For
MARITZA GOMEZ MONTIEL Mgmt For For
RALF K. WUNDERLICH Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. APPROVAL OF THE 2015 DIRECTOR RESTRICTED Mgmt For For
STOCK UNIT PLAN
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2015
--------------------------------------------------------------------------------------------------------------------------
BARNES GROUP INC. Agenda Number: 934151440
--------------------------------------------------------------------------------------------------------------------------
Security: 067806109
Meeting Type: Annual
Meeting Date: 08-May-2015
Ticker: B
ISIN: US0678061096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS O. BARNES Mgmt For For
GARY G. BENANAV Mgmt For For
WILLIAM S. BRISTOW, JR. Mgmt For For
PATRICK J. DEMPSEY Mgmt For For
MYLLE H. MANGUM Mgmt For For
HASSELL H. MCCLELLAN Mgmt For For
JOANNA L. SOHOVICH Mgmt For For
2. ADVISORY (NON-BINDING) RESOLUTION TO Mgmt For For
APPROVE THE COMPANY'S EXECUTIVE
COMPENSATION.
3. RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2015.
--------------------------------------------------------------------------------------------------------------------------
BASIC ENERGY SERVICES, INC. Agenda Number: 934194058
--------------------------------------------------------------------------------------------------------------------------
Security: 06985P100
Meeting Type: Annual
Meeting Date: 21-May-2015
Ticker: BAS
ISIN: US06985P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN A. WEBSTER Mgmt For For
SYLVESTER P. JOHNSON IV Mgmt For For
T.M. "ROE" PATTERSON Mgmt For For
2. APPROVAL OF THE SIXTH AMENDED AND RESTATED Mgmt Against Against
BASIC ENERGY SERVICES, INC. 2003 INCENTIVE
PLAN, INCLUDING AMENDMENTS TO INCREASE THE
NUMBER OF SHARES OF OUR COMMON STOCK
AUTHORIZED FOR ISSUANCE THEREUNDER FROM
10,350,000 SHARES TO 11,350,000 SHARES, AND
A RELATED EXTENSION OF THE TERM OF THE 2003
INCENTIVE PLAN.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITOR FOR
FISCAL YEAR 2015.
--------------------------------------------------------------------------------------------------------------------------
BLOOMIN' BRANDS, INC. Agenda Number: 934135826
--------------------------------------------------------------------------------------------------------------------------
Security: 094235108
Meeting Type: Annual
Meeting Date: 29-Apr-2015
Ticker: BLMN
ISIN: US0942351083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANDREW B. BALSON Mgmt For For
DAVID R. FITZJOHN Mgmt For For
JOHN J. MAHONEY Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 27,
2015.
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
BRIDGE CAPITAL HOLDINGS Agenda Number: 934238076
--------------------------------------------------------------------------------------------------------------------------
Security: 108030107
Meeting Type: Special
Meeting Date: 25-Jun-2015
Ticker: BBNK
ISIN: US1080301070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED MARCH 9, 2015, BY AND BETWEEN
WESTERN ALLIANCE BANCORPORATION, OR WESTERN
ALLIANCE, AND BRIDGE CAPITAL PURSUANT TO
WHICH BRIDGE CAPITAL WILL MERGE WITH AND
INTO WESTERN ALLIANCE, WITH WESTERN
ALLIANCE SURVIVING.
2 TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt Against Against
BASIS, THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO BRIDGE CAPITAL'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER, AS DISCLOSED IN THE PROXY
STATEMENT.
3 TO APPROVE ANY ADJOURNMENTS OR Mgmt For For
POSTPONEMENTS OF THE MEETING, INCLUDING,
WITHOUT LIMITATION, A MOTION TO ADJOURN OR
POSTPONE THE MEETING FOR THE PURPOSE OF
SOLICITING ADDITIONAL PROXIES IN ORDER TO
APPROVE THE FOREGOING PROPOSALS.
--------------------------------------------------------------------------------------------------------------------------
CALGON CARBON CORPORATION Agenda Number: 934146603
--------------------------------------------------------------------------------------------------------------------------
Security: 129603106
Meeting Type: Annual
Meeting Date: 05-May-2015
Ticker: CCC
ISIN: US1296031065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JULIE S. ROBERTS Mgmt For For
WILLIAM J. LYONS Mgmt For For
WILLIAM R. NEWLIN Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2015.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF CALGON CARBON CORPORATION AS
DESCRIBED UNDER THE HEADING ENTITLED
"EXECUTIVE AND DIRECTOR COMPENSATION" IN
THE PROXY STATEMENT FOR THE 2015 ANNUAL
MEETING OF STOCKHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
CARMIKE CINEMAS, INC. Agenda Number: 934189576
--------------------------------------------------------------------------------------------------------------------------
Security: 143436400
Meeting Type: Annual
Meeting Date: 28-May-2015
Ticker: CKEC
ISIN: US1434364006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROLAND C. SMITH Mgmt For For
MARK R. BELL Mgmt For For
JEFFREY W. BERKMAN Mgmt For For
SEAN T. ERWIN Mgmt For For
JAMES A. FLEMING Mgmt For For
S. DAVID PASSMAN III Mgmt For For
PATRICIA A. WILSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE AND Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2015.
3. APPROVE, ON AN ADVISORY BASIS, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CARRIZO OIL & GAS, INC. Agenda Number: 934202312
--------------------------------------------------------------------------------------------------------------------------
Security: 144577103
Meeting Type: Annual
Meeting Date: 19-May-2015
Ticker: CRZO
ISIN: US1445771033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
S.P. JOHNSON IV Mgmt For For
STEVEN A. WEBSTER Mgmt For For
THOMAS L. CARTER, JR. Mgmt For For
ROBERT F. FULTON Mgmt For For
F. GARDNER PARKER Mgmt For For
ROGER A. RAMSEY Mgmt For For
FRANK A. WOJTEK Mgmt For For
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2015
--------------------------------------------------------------------------------------------------------------------------
CLECO CORPORATION Agenda Number: 934119264
--------------------------------------------------------------------------------------------------------------------------
Security: 12561W105
Meeting Type: Special
Meeting Date: 26-Feb-2015
Ticker: CNL
ISIN: US12561W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF OCTOBER 17, 2014 (THE
"MERGER AGREEMENT"), AMONG CLECO
CORPORATION ("CLECO"), COMO 1 L.P., A
DELAWARE LIMITED PARTNERSHIP ("PARENT"),
AND COMO 3 INC., A LOUISIANA CORPORATION
AND AN INDIRECT, WHOLLY-OWNED SUBSIDIARY OF
PARENT ("MERGER ... (DUE TO SPACE LIMITS,
SEE PROXY STATEMENT FOR FULL PROPOSAL)
2. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO THE NAMED EXECUTIVE
OFFICERS OF CLECO IN CONNECTION WITH THE
COMPLETION OF THE MERGER.
3. TO APPROVE AN ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THAT TIME TO APPROVE
THE PROPOSAL TO APPROVE THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
CONNECTONE BANCORP, INC. Agenda Number: 934192369
--------------------------------------------------------------------------------------------------------------------------
Security: 20786W107
Meeting Type: Annual
Meeting Date: 06-May-2015
Ticker: CNOB
ISIN: US20786W1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK SORRENTINO III Mgmt For For
FRANK W. BAIER Mgmt Withheld Against
ALEXANDER A. BOL Mgmt For For
STEPHEN BOSWELL Mgmt For For
FREDERICK FISH Mgmt For For
FRANK HUTTLE III Mgmt For For
MICHAEL KEMPNER Mgmt Withheld Against
NICHOLAS MINOIA Mgmt For For
JOSEPH PARISI JR. Mgmt For For
HAROLD SCHECHTER Mgmt For For
WILLIAM A. THOMPSON Mgmt For For
RAYMOND J. VANARIA Mgmt For For
2. TO RATIFY THE APPOINTMENT OF CROWE HORWATH Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
CORE-MARK HOLDING COMPANY, INC. Agenda Number: 934180489
--------------------------------------------------------------------------------------------------------------------------
Security: 218681104
Meeting Type: Annual
Meeting Date: 19-May-2015
Ticker: CORE
ISIN: US2186811046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT A. ALLEN Mgmt For For
1B ELECTION OF DIRECTOR: STUART W. BOOTH Mgmt For For
1C ELECTION OF DIRECTOR: GARY F. COLTER Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT G. GROSS Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS B. PERKINS Mgmt For For
1F ELECTION OF DIRECTOR: HARVEY L. TEPNER Mgmt For For
1G ELECTION OF DIRECTOR: RANDOLPH I. THORNTON Mgmt For For
1H ELECTION OF DIRECTOR: J. MICHAEL WALSH Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. TO APPROVE AN AMENDMENT TO OUR CERTIFICATE Mgmt Against Against
OF INCORPORATION TO INCREASE THE TOTAL
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 50,000,000 SHARES TO 100,000,000
SHARES.
4. TO RATIFY THE SELECTION OF DELOITTE AND Mgmt For For
TOUCHE LLP AS CORE-MARK'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM TO SERVE
FOR THE FISCAL YEAR ENDED DECEMBER 31,
2015.
--------------------------------------------------------------------------------------------------------------------------
COVENANT TRANSPORTATION GROUP, INC Agenda Number: 934175060
--------------------------------------------------------------------------------------------------------------------------
Security: 22284P105
Meeting Type: Annual
Meeting Date: 14-May-2015
Ticker: CVTI
ISIN: US22284P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM T. ALT Mgmt Withheld Against
ROBERT E. BOSWORTH Mgmt For For
BRADLEY A. MOLINE Mgmt For For
DAVID R. PARKER Mgmt For For
HERBERT J. SCHMIDT Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2015.
3. IN THEIR DISCRETION, THE ATTORNEYS AND Mgmt Against Against
PROXIES ARE AUTHORIZED TO VOTE UPON SUCH
OTHER MATTERS AS MAY PROPERLY COME BEFORE
THE MEETING OR ANY ADJOURNMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
CRANE CO. Agenda Number: 934145613
--------------------------------------------------------------------------------------------------------------------------
Security: 224399105
Meeting Type: Annual
Meeting Date: 27-Apr-2015
Ticker: CR
ISIN: US2243991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MARTIN R. BENANTE Mgmt For For
1.2 ELECTION OF DIRECTOR: DONALD G. COOK Mgmt For For
1.3 ELECTION OF DIRECTOR: R.S. EVANS Mgmt For For
1.4 ELECTION OF DIRECTOR: RONALD C. LINDSAY Mgmt For For
2. RATIFICATION OF SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE
COMPANY FOR 2015.
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CST BRANDS, INC. Agenda Number: 934192927
--------------------------------------------------------------------------------------------------------------------------
Security: 12646R105
Meeting Type: Annual
Meeting Date: 04-Jun-2015
Ticker: CST
ISIN: US12646R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DONNA M. BOLES Mgmt For For
1.2 ELECTION OF DIRECTOR: KIMBERLY S. LUBEL Mgmt For For
1.3 ELECTION OF DIRECTOR: MICHAEL H. WARGOTZ Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG, LLP AS CST Mgmt For For
BRANDS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2015.
3. TO APPROVE, ON AN ADVISORY, NON-BINDING Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS PRESENTED IN THE
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
DANA HOLDING CORP Agenda Number: 934137779
--------------------------------------------------------------------------------------------------------------------------
Security: 235825205
Meeting Type: Annual
Meeting Date: 30-Apr-2015
Ticker: DAN
ISIN: US2358252052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VIRGINIA A. KAMSKY Mgmt For For
TERRENCE J. KEATING Mgmt For For
R. BRUCE MCDONALD Mgmt For For
JOSEPH C. MUSCARI Mgmt For For
MARK A. SCHULZ Mgmt For For
KEITH E. WANDELL Mgmt For For
ROGER J. WOOD Mgmt For For
2. APPROVAL OF A NON-BINDING, ADVISORY Mgmt For For
PROPOSAL APPROVING EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
DUCOMMUN INCORPORATED Agenda Number: 934202970
--------------------------------------------------------------------------------------------------------------------------
Security: 264147109
Meeting Type: Annual
Meeting Date: 27-May-2015
Ticker: DCO
ISIN: US2641471097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREGORY S. CHURCHILL Mgmt For For
ANTHONY J. REARDON Mgmt For For
2. ADVISORY RESOLUTION ON NAMED EXECUTIVE Mgmt For For
COMPENSATION.
3. AMENDED AND RESTATED 2013 STOCK INCENTIVE Mgmt For For
PLAN.
4. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT ACCOUNTANTS
--------------------------------------------------------------------------------------------------------------------------
EAGLE BANCORP, INC. Agenda Number: 934187902
--------------------------------------------------------------------------------------------------------------------------
Security: 268948106
Meeting Type: Annual
Meeting Date: 21-May-2015
Ticker: EGBN
ISIN: US2689481065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LESLIE M. ALPERSTEIN Mgmt Withheld Against
DUDLEY C. DWORKEN Mgmt Withheld Against
HARVEY M. GOODMAN Mgmt Withheld Against
RONALD D. PAUL Mgmt For For
ROBERT P. PINCUS Mgmt Withheld Against
NORMAN R. POZEZ Mgmt Withheld Against
DONALD R. ROGERS Mgmt For For
DAVID P. SUMMERS Mgmt For For
LELAND M. WEINSTEIN Mgmt Withheld Against
2. PROPOSAL TO AMEND THE ARTICLES OF Mgmt For For
INCORPORATION TO INCREASE THE AUTHORIZED
SHARES OF COMMON STOCK.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
STEGMAN & COMPANY AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. NON-BINDING ADVISORY RESOLUTION APPROVING Mgmt Against Against
THE COMPENSATION OF OUR EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
EMCOR GROUP, INC. Agenda Number: 934202817
--------------------------------------------------------------------------------------------------------------------------
Security: 29084Q100
Meeting Type: Annual
Meeting Date: 11-Jun-2015
Ticker: EME
ISIN: US29084Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN W. ALTMEYER Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHEN W. BERSHAD Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID A.B. BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: LARRY J. BUMP Mgmt For For
1E. ELECTION OF DIRECTOR: ANTHONY J. GUZZI Mgmt For For
1F. ELECTION OF DIRECTOR: RICHARD F. HAMM, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID H. LAIDLEY Mgmt For For
1H. ELECTION OF DIRECTOR: FRANK T. MACINNIS Mgmt For For
1I. ELECTION OF DIRECTOR: JERRY E. RYAN Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL T. YONKER Mgmt For For
2. APPROVAL BY NON-BINDING ADVISORY VOTE OF Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS, AS MODIFIED, IN THE 2010
INCENTIVE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR 2015.
--------------------------------------------------------------------------------------------------------------------------
ENPRO INDUSTRIES, INC. Agenda Number: 934155424
--------------------------------------------------------------------------------------------------------------------------
Security: 29355X107
Meeting Type: Annual
Meeting Date: 29-Apr-2015
Ticker: NPO
ISIN: US29355X1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEPHEN E. MACADAM Mgmt For For
THOMAS M. BOTTS Mgmt For For
FELIX M. BRUECK Mgmt For For
B. BERNARD BURNS, JR. Mgmt For For
DIANE C. CREEL Mgmt For For
GORDON D. HARNETT Mgmt For For
DAVID L. HAUSER Mgmt For For
KEES VAN DER GRAAF Mgmt For For
2. ON AN ADVISORY BASIS, TO APPROVE THE Mgmt For For
COMPENSATION TO OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
3. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
ENTEGRIS, INC. Agenda Number: 934157656
--------------------------------------------------------------------------------------------------------------------------
Security: 29362U104
Meeting Type: Annual
Meeting Date: 30-Apr-2015
Ticker: ENTG
ISIN: US29362U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MICHAEL A. BRADLEY Mgmt For For
1.2 ELECTION OF DIRECTOR: MARVIN D. BURKETT Mgmt For For
1.3 ELECTION OF DIRECTOR: R. NICHOLAS BURNS Mgmt For For
1.4 ELECTION OF DIRECTOR: DANIEL W. CHRISTMAN Mgmt For For
1.5 ELECTION OF DIRECTOR: JAMES F. GENTILCORE Mgmt For For
1.6 ELECTION OF DIRECTOR: JAMES P. LEDERER Mgmt For For
1.7 ELECTION OF DIRECTOR: BERTRAND LOY Mgmt For For
1.8 ELECTION OF DIRECTOR: PAUL L.H. OLSON Mgmt For For
1.9 ELECTION OF DIRECTOR: BRIAN F. SULLIVAN Mgmt For For
2 RATIFY APPOINTMENT OF KPMG LLP AS ENTEGRIS, Mgmt For For
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015.
3 APPROVAL OF THE COMPENSATION PAID TO Mgmt For For
ENTEGRIS, INC.'S NAMED EXECUTIVE OFFICERS
(ADVISORY VOTE).
4 RE-APPROVAL OF THE PERFORMANCE CRITERIA AND Mgmt For For
LIMITATIONS FOR AWARDS UNDER THE ENTEGRIS,
INC. AMENDED AND RESTATED INCENTIVE PLAN.
5 APPROVAL OF THE PERFORMANCE CRITERIA AND Mgmt For For
LIMITATIONS FOR AWARDS UNDER THE ENTEGRIS,
INC. 2010 STOCK PLAN, AS AMENDED.
--------------------------------------------------------------------------------------------------------------------------
FEDERATED NATIONAL HOLDING COMPANY Agenda Number: 934056830
--------------------------------------------------------------------------------------------------------------------------
Security: 31422T101
Meeting Type: Annual
Meeting Date: 09-Sep-2014
Ticker: FNHC
ISIN: US31422T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
CARL DORF Mgmt For For
2 TO RATIFY THE APPOINTMENT OF GOLDSTEIN Mgmt For For
SCHECHTER KOCH, P.A. AS THE COMPANYS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
FIRST BUSINESS FINL SVCS INC. Agenda Number: 934169978
--------------------------------------------------------------------------------------------------------------------------
Security: 319390100
Meeting Type: Annual
Meeting Date: 18-May-2015
Ticker: FBIZ
ISIN: US3193901002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK D. BUGHER Mgmt For For
COREY A. CHAMBAS Mgmt For For
JOHN J. HARRIS Mgmt For For
2. TO APPROVE, IN A NON-BINDING, ADVISORY Mgmt Against Against
VOTE, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
FTD COMPANIES, INC. Agenda Number: 934207045
--------------------------------------------------------------------------------------------------------------------------
Security: 30281V108
Meeting Type: Annual
Meeting Date: 09-Jun-2015
Ticker: FTD
ISIN: US30281V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES T. ARMSTRONG Mgmt For For
CANDACE H. DUNCAN Mgmt For For
DENNIS HOLT Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
3. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE FTD COMPANIES, INC. AMENDED AND
RESTATED 2013 INCENTIVE COMPENSATION PLAN.
4. TO APPROVE THE FTD COMPANIES, INC. 2015 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
GERMAN AMERICAN BANCORP, INC. Agenda Number: 934167429
--------------------------------------------------------------------------------------------------------------------------
Security: 373865104
Meeting Type: Annual
Meeting Date: 21-May-2015
Ticker: GABC
ISIN: US3738651047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
U. BUTCH KLEM Mgmt For For
CHRIS A. RAMSEY Mgmt For For
RAYMOND W. SNOWDEN Mgmt For For
MICHAEL J. VOYLES Mgmt For For
2. CONSIDER APPROVAL ON AN ADVISORY BASIS OF Mgmt For For
THE APPOINTMENT OF CROWE HORWATH LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
ICONIX BRAND GROUP, INC. Agenda Number: 934075791
--------------------------------------------------------------------------------------------------------------------------
Security: 451055107
Meeting Type: Annual
Meeting Date: 24-Oct-2014
Ticker: ICON
ISIN: US4510551074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NEIL COLE Mgmt For For
BARRY EMANUEL Mgmt Withheld Against
DREW COHEN Mgmt For For
F. PETER CUNEO Mgmt Withheld Against
MARK FRIEDMAN Mgmt Withheld Against
JAMES A. MARCUM Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF BDO USA, Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt Against Against
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
INNOPHOS HOLDINGS, INC. Agenda Number: 934208403
--------------------------------------------------------------------------------------------------------------------------
Security: 45774N108
Meeting Type: Annual
Meeting Date: 22-May-2015
Ticker: IPHS
ISIN: US45774N1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY CAPPELINE Mgmt For For
AMADO CAVAZOS Mgmt For For
RANDOLPH GRESS Mgmt For For
LINDA MYRICK Mgmt For For
KAREN OSAR Mgmt For For
JOHN STEITZ Mgmt For For
JAMES ZALLIE Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2015.
3. APPROVAL OF COMPENSATION OF THE NAMED Mgmt For For
EXECUTIVES AS DISCLOSED IN THE INNOPHOS
HOLDINGS, INC. PROXY STATEMENT PURSUANT TO
ITEM 402 OF REGULATION S-K OF THE
SECURITIES AND EXCHANGE COMMISSION.
4. RE-APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS OF THE EXECUTIVE,
MANAGEMENT AND SALES INCENTIVE PLAN, AS
AMENDED.
5. RE-APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS OF THE INNOPHOS, INC.
2009 LONG TERM INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
INTREPID POTASH, INC. Agenda Number: 934180984
--------------------------------------------------------------------------------------------------------------------------
Security: 46121Y102
Meeting Type: Annual
Meeting Date: 27-May-2015
Ticker: IPI
ISIN: US46121Y1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: TERRY CONSIDINE Mgmt For For
1.2 ELECTION OF DIRECTOR: CHRIS A. ELLIOTT Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015.
3. THE APPROVAL, ON AN ADVISORY BASIS, OF OUR Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
INVENTURE FOODS INC Agenda Number: 934195252
--------------------------------------------------------------------------------------------------------------------------
Security: 461212102
Meeting Type: Annual
Meeting Date: 20-May-2015
Ticker: SNAK
ISIN: US4612121024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ASHTON D. ASENSIO Mgmt For For
TIMOTHY A. COLE Mgmt For For
MACON BRYCE EDMONSON Mgmt For For
HAROLD S. EDWARDS Mgmt Withheld Against
PAUL J. LAPADAT Mgmt For For
TERRY MCDANIEL Mgmt For For
DAVID L. MEYERS Mgmt For For
2. APPROVE THE INVENTURE FOODS, INC. 2015 Mgmt For For
EQUITY INCENTIVE PLAN.
3. RATIFY SELECTION OF MOSS ADAMS LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
JAMES RIVER GROUP HOLDINGS, LTD. Agenda Number: 934160728
--------------------------------------------------------------------------------------------------------------------------
Security: G5005R107
Meeting Type: Annual
Meeting Date: 05-May-2015
Ticker: JRVR
ISIN: BMG5005R1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP, AN INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS OUR INDEPENDENT AUDITOR
TO SERVE UNTIL THE ANNUAL GENERAL MEETING
OF SHAREHOLDERS TO BE HELD IN 2016, AND TO
AUTHORIZE OUR BOARD OF DIRECTORS, ACTING BY
THE AUDIT COMMITTEE, TO DETERMINE THE
INDEPENDENT AUDITORS REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
MAXIMUS, INC. Agenda Number: 934120736
--------------------------------------------------------------------------------------------------------------------------
Security: 577933104
Meeting Type: Annual
Meeting Date: 11-Mar-2015
Ticker: MMS
ISIN: US5779331041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RICHARD A. MONTONI Mgmt For For
1.2 ELECTION OF DIRECTOR: RAYMOND B. RUDDY Mgmt For For
1.3 ELECTION OF DIRECTOR: WELLINGTON E. WEBB Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT PUBLIC
ACCOUNTANTS FOR OUR 2015 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
OLD DOMINION FREIGHT LINE, INC. Agenda Number: 934189855
--------------------------------------------------------------------------------------------------------------------------
Security: 679580100
Meeting Type: Annual
Meeting Date: 21-May-2015
Ticker: ODFL
ISIN: US6795801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EARL E. CONGDON Mgmt For For
DAVID S. CONGDON Mgmt For For
J. PAUL BREITBACH Mgmt For For
JOHN R. CONGDON, JR. Mgmt For For
ROBERT G. CULP, III Mgmt For For
JOHN D. KASARDA Mgmt For For
LEO H. SUGGS Mgmt For For
D. MICHAEL WRAY Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
ORCHIDS PAPER PRODUCTS COMPANY Agenda Number: 934150272
--------------------------------------------------------------------------------------------------------------------------
Security: 68572N104
Meeting Type: Annual
Meeting Date: 04-May-2015
Ticker: TIS
ISIN: US68572N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
STEVEN R. BERLIN Mgmt For For
MARIO ARMANDO GARCIA Mgmt For For
JOHN C. GUTTILLA Mgmt For For
DOUGLAS E. HAILEY Mgmt For For
ELAINE MACDONALD Mgmt For For
MARK H. RAVICH Mgmt For For
JEFFREY S. SCHOEN Mgmt For For
2 TO APPROVE THE COMPANY'S ANNUAL BONUS PLAN, Mgmt For For
INCLUDING PERFORMANCE MEASURES
3 TO RATIFY HOGANTAYLOR LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2015
--------------------------------------------------------------------------------------------------------------------------
OTTER TAIL CORPORATION Agenda Number: 934128833
--------------------------------------------------------------------------------------------------------------------------
Security: 689648103
Meeting Type: Annual
Meeting Date: 13-Apr-2015
Ticker: OTTR
ISIN: US6896481032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KAREN M. BOHN Mgmt For For
CHARLES S. MACFARLANE Mgmt For For
JOYCE NELSON SCHUETTE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR 2015.
--------------------------------------------------------------------------------------------------------------------------
PEOPLES BANCORP INC. Agenda Number: 934123097
--------------------------------------------------------------------------------------------------------------------------
Security: 709789101
Meeting Type: Special
Meeting Date: 03-Mar-2015
Ticker: PEBO
ISIN: US7097891011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION AND APPROVAL THE AGREEMENT AND Mgmt For For
PLAN OF MERGER DATED AS OF AUGUST 4, 2014,
BY AND BETWEEN PEOPLES BANCORP INC. AND
NB&T FINANCIAL GROUP, INC.
2. APPROVAL OF THE ISSUANCE OF UP TO 3,500,000 Mgmt For For
PEOPLES COMMON SHARES TO BE ISSUED IN
CONNECTION WITH THE AGREEMENT AND PLAN OF
MERGER.
3. APPROVAL OF ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING OF SHAREHOLDERS, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES, IN THE EVENT
THERE ARE NOT SUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING OF SHAREHOLDERS TO
ADOPT AND APPROVE THE AGREEMENT AND PLAN OF
MERGER.
--------------------------------------------------------------------------------------------------------------------------
PEOPLES BANCORP INC. Agenda Number: 934150626
--------------------------------------------------------------------------------------------------------------------------
Security: 709789101
Meeting Type: Annual
Meeting Date: 23-Apr-2015
Ticker: PEBO
ISIN: US7097891011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CARL L. BAKER, JR. Mgmt For For
GEORGE W. BROUGHTON Mgmt For For
RICHARD FERGUSON Mgmt For For
CHARLES W. SULERZYSKI Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF PEOPLES' NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT FOR THE 2015 ANNUAL MEETING OF
SHAREHOLDERS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS PEOPLES' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
PHOTRONICS, INC. Agenda Number: 934135953
--------------------------------------------------------------------------------------------------------------------------
Security: 719405102
Meeting Type: Annual
Meeting Date: 26-Mar-2015
Ticker: PLAB
ISIN: US7194051022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WALTER M. FIEDEROWICZ Mgmt For For
JOSEPH A. FIORITA, JR. Mgmt For For
LIANG-CHOO HSIA Mgmt For For
CONSTANTINE MACRICOSTAS Mgmt For For
GEORGE MACRICOSTAS Mgmt For For
MITCHELL G. TYSON Mgmt For For
2 TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
NOVEMBER 1, 2015
3 TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
PORTLAND GENERAL ELECTRIC CO Agenda Number: 934152288
--------------------------------------------------------------------------------------------------------------------------
Security: 736508847
Meeting Type: Annual
Meeting Date: 06-May-2015
Ticker: POR
ISIN: US7365088472
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN W. BALLANTINE Mgmt For For
1B. ELECTION OF DIRECTOR: RODNEY L. BROWN, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: JACK E. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID A. DIETZLER Mgmt For For
1E. ELECTION OF DIRECTOR: KIRBY A. DYESS Mgmt For For
1F. ELECTION OF DIRECTOR: MARK B. GANZ Mgmt For For
1G. ELECTION OF DIRECTOR: KATHRYN J. JACKSON Mgmt For For
1H. ELECTION OF DIRECTOR: NEIL J. NELSON Mgmt For For
1I. ELECTION OF DIRECTOR: M. LEE PELTON Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES J. PIRO Mgmt For For
1K. ELECTION OF DIRECTOR: CHARLES W. SHIVERY Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE AND Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR 2015.
3. TO APPROVE, BY A NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PRESTIGE BRANDS HOLDINGS, INC. Agenda Number: 934055268
--------------------------------------------------------------------------------------------------------------------------
Security: 74112D101
Meeting Type: Annual
Meeting Date: 05-Aug-2014
Ticker: PBH
ISIN: US74112D1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MATTHEW M. MANNELLY Mgmt For For
JOHN E. BYOM Mgmt For For
GARY E. COSTLEY Mgmt For For
CHARLES J. HINKATY Mgmt For For
CARL J. JOHNSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF PRESTIGE BRANDS HOLDINGS, INC. FOR
THE FISCAL YEAR ENDING MARCH 31, 2015.
3. TO APPROVE OUR AMENDED AND RESTATED 2005 Mgmt For For
LONG-TERM EQUITY INCENTIVE PLAN.
4. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION OF
PRESTIGE BRANDS HOLDINGS, INC.'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PROTECTIVE LIFE CORPORATION Agenda Number: 934071476
--------------------------------------------------------------------------------------------------------------------------
Security: 743674103
Meeting Type: Special
Meeting Date: 06-Oct-2014
Ticker: PL
ISIN: US7436741034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER DATED AS OF JUNE 3, 2014, AMONG THE
DAI-ICHI LIFE INSURANCE COMPANY, LIMITED,
DL INVESTMENT (DELAWARE), INC. AND
PROTECTIVE LIFE CORPORATION, AS IT MAY BE
AMENDED FROM TIME TO TIME.
2. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt Against Against
(NON-BINDING) BASIS, THE COMPENSATION TO BE
PAID TO PROTECTIVE LIFE CORPORATION'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER AS DISCLOSED IN ITS PROXY STATEMENT.
3. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING TO A LATER TIME AND DATE,
IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING OR ANY ADJOURNMENT OR
POSTPONEMENT THEREOF TO ADOPT THE MERGER
AGREEMENT (AND TO CONSIDER SUCH OTHER
BUSINESS AS MAY PROPERLY COME BEFORE THE
SPECIAL MEETING OR ANY ADJOURNMENT OR
POSTPONEMENT THEREOF BY OR AT THE DIRECTION
OF THE BOARD OF DIRECTORS).
--------------------------------------------------------------------------------------------------------------------------
RPM INTERNATIONAL INC. Agenda Number: 934071173
--------------------------------------------------------------------------------------------------------------------------
Security: 749685103
Meeting Type: Annual
Meeting Date: 09-Oct-2014
Ticker: RPM
ISIN: US7496851038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FREDERICK R. NANCE Mgmt For For
CHARLES A. RATNER Mgmt For For
WILLIAM B. SUMMERS, JR. Mgmt For For
JERRY SUE THORNTON Mgmt For For
2. APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
3. APPROVE THE COMPANY'S 2014 OMNIBUS EQUITY Mgmt For For
AND INCENTIVE PLAN.
4. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
SAIA, INC Agenda Number: 934150599
--------------------------------------------------------------------------------------------------------------------------
Security: 78709Y105
Meeting Type: Annual
Meeting Date: 27-Apr-2015
Ticker: SAIA
ISIN: US78709Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: WILLIAM F. EVANS Mgmt For For
1.2 ELECTION OF DIRECTOR: HERBERT A. TRUCKSESS, Mgmt For For
III
1.3 ELECTION OF DIRECTOR: JEFFREY C. WARD Mgmt For For
2. VOTE TO APPROVE THE ANNUAL CASH BONUS PLAN. Mgmt For For
3. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF SAIA'S NAMED EXECUTIVE
OFFICERS.
4. RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
SAIA'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2015.
--------------------------------------------------------------------------------------------------------------------------
SILICON MOTION TECHNOLOGY CORP. Agenda Number: 934069180
--------------------------------------------------------------------------------------------------------------------------
Security: 82706C108
Meeting Type: Annual
Meeting Date: 24-Sep-2014
Ticker: SIMO
ISIN: US82706C1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ELECT MR. HAN-PING D. SHIEH AS A Mgmt For For
DIRECTOR OF THE COMPANY.
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE AS INDEPENDENT AUDITORS OF THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014 AND AUTHORIZE THE DIRECTORS TO FIX
THEIR REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
SOUTH STATE CORPORATION Agenda Number: 934138137
--------------------------------------------------------------------------------------------------------------------------
Security: 840441109
Meeting Type: Annual
Meeting Date: 28-Apr-2015
Ticker: SSB
ISIN: US8404411097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
M. OSWALD FOGLE Mgmt For For
HERBERT G. GRAY Mgmt For For
CYNTHIA A. HARTLEY Mgmt For For
JOHN C. POLLOK Mgmt For For
THOMAS E. SUGGS Mgmt For For
KEVIN P. WALKER Mgmt For For
2. PROPOSAL TO RATIFY, AS AN ADVISORY, Mgmt For For
NON-BINDING VOTE, APPOINTMENT OF DIXON
HUGHES GOODMAN LLP, CERTIFIED PUBLIC
ACCOUNTANTS, AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
SPIRIT AIRLINES INC. Agenda Number: 934204366
--------------------------------------------------------------------------------------------------------------------------
Security: 848577102
Meeting Type: Annual
Meeting Date: 16-Jun-2015
Ticker: SAVE
ISIN: US8485771021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT D. JOHNSON Mgmt For For
BARCLAY G. JONES III Mgmt For For
DAWN M. ZIER Mgmt For For
2. TO RATIFY THE SELECTION, BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS, OF
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER
31, 2015.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt Against Against
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN OUR 2015
PROXY STATEMENT PURSUANT TO EXECUTIVE
COMPENSATION DISCLOSURE RULES UNDER THE
SECURITIES EXCHANGE ACT OF 1934, AS
AMENDED.
4. TO APPROVE THE COMPANY'S 2015 INCENTIVE Mgmt For For
AWARD PLAN.
--------------------------------------------------------------------------------------------------------------------------
STAGE STORES, INC. Agenda Number: 934208693
--------------------------------------------------------------------------------------------------------------------------
Security: 85254C305
Meeting Type: Annual
Meeting Date: 11-Jun-2015
Ticker: SSI
ISIN: US85254C3051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALAN J. BAROCAS Mgmt For For
1B. ELECTION OF DIRECTOR: ELAINE D. CROWLEY Mgmt For For
1C. ELECTION OF DIRECTOR: DIANE M. ELLIS Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL L. GLAZER Mgmt For For
1E. ELECTION OF DIRECTOR: GABRIELLE E. Mgmt For For
GREENE-SULZBERGER
1F. ELECTION OF DIRECTOR: EARL J. HESTERBERG Mgmt For For
1G. ELECTION OF DIRECTOR: LISA R. KRANC Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM J. MONTGORIS Mgmt For For
1I. ELECTION OF DIRECTOR: C. CLAYTON REASOR Mgmt For For
1J. ELECTION OF DIRECTOR: RALPH P. SCOZZAFAVA Mgmt For For
2. APPROVAL OF THE STAGE STORES EXECUTIVE Mgmt For For
PERFORMANCE INCENTIVE BONUS PLAN.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2015.
--------------------------------------------------------------------------------------------------------------------------
STONE ENERGY CORPORATION Agenda Number: 934175541
--------------------------------------------------------------------------------------------------------------------------
Security: 861642106
Meeting Type: Annual
Meeting Date: 21-May-2015
Ticker: SGY
ISIN: US8616421066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GEORGE R. CHRISTMAS Mgmt For For
1B. ELECTION OF DIRECTOR: B.J. DUPLANTIS Mgmt For For
1C. ELECTION OF DIRECTOR: PETER D. KINNEAR Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID T. LAWRENCE Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT S. MURLEY Mgmt For For
1F. ELECTION OF DIRECTOR: RICHARD A. PATTAROZZI Mgmt For For
1G. ELECTION OF DIRECTOR: DONALD E. POWELL Mgmt For For
1H. ELECTION OF DIRECTOR: KAY G. PRIESTLY Mgmt For For
1I. ELECTION OF DIRECTOR: PHYLLIS M. TAYLOR Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID H. WELCH Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2015
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF SHARES OF AUTHORIZED
COMMON STOCK FROM 100,000,000 SHARES TO
150,000,000 SHARES
5. PROPOSAL TO APPROVE THE SECOND AMENDMENT TO Mgmt For For
THE COMPANY'S STOCK INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES RESERVED FOR
ISSUANCE UNDER THE STOCK INCENTIVE PLAN BY
1,600,000 SHARES
6. PROPOSAL TO APPROVE THE THIRD AMENDMENT TO Mgmt For For
THE COMPANY'S STOCK INCENTIVE PLAN SETTING
FORTH THE ELIGIBLE EMPLOYEES, BUSINESS
CRITERIA AND MAXIMUM ANNUAL PER PERSON
COMPENSATION LIMITS UNDER THE STOCK
INCENTIVE PLAN FOR PURPOSES OF COMPLYING
WITH SECTION 162(M) OF THE INTERNAL REVENUE
CODE
--------------------------------------------------------------------------------------------------------------------------
SYNAPTICS INCORPORATED Agenda Number: 934073406
--------------------------------------------------------------------------------------------------------------------------
Security: 87157D109
Meeting Type: Annual
Meeting Date: 21-Oct-2014
Ticker: SYNA
ISIN: US87157D1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: FRANCIS F. LEE Mgmt For For
1.2 ELECTION OF DIRECTOR: NELSON C. CHAN Mgmt For For
1.3 ELECTION OF DIRECTOR: RICHARD L. SANQUINI Mgmt For For
2. PROPOSAL TO PROVIDE A NON-BINDING ADVISORY Mgmt For For
VOTE ON THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS FOR FISCAL 2014
("SAY-ON-PAY").
3. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP, AN INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS THE COMPANY'S
INDEPENDENT AUDITOR FOR THE FISCAL YEAR
ENDING JUNE 27, 2015.
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TELEFLEX INCORPORATED Agenda Number: 934150614
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Security: 879369106
Meeting Type: Annual
Meeting Date: 01-May-2015
Ticker: TFX
ISIN: US8793691069
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CANDACE H. DUNCAN Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHEN K. KLASKO Mgmt For For
1C. ELECTION OF DIRECTOR: STUART A. RANDLE Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2015.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Tax-Managed Small-Cap Value Portfolio
By (Signature) /s/ Thomas E. Faust Jr.
Name Thomas E. Faust Jr.
Title President
Date 08/06/2015