UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-10065
NAME OF REGISTRANT: Tax-Managed Small-Cap Portfolio
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: Two International Place
Boston, MA 02110
NAME AND ADDRESS OF AGENT FOR SERVICE: Maureen A. Gemma, Esq.
Two International Place
Boston, MA 02110
REGISTRANT'S TELEPHONE NUMBER: 617-482-8260
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2015 - 06/30/2016
Tax-Managed Small-Cap Portfolio
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ACADIA REALTY TRUST Agenda Number: 934359387
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Security: 004239109
Meeting Type: Annual
Meeting Date: 09-May-2016
Ticker: AKR
ISIN: US0042391096
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF TRUSTEE: KENNETH F. BERNSTEIN Mgmt For For
1B. ELECTION OF TRUSTEE: DOUGLAS CROCKER II Mgmt For For
1C. ELECTION OF TRUSTEE: LORRENCE T. KELLAR Mgmt For For
1D. ELECTION OF TRUSTEE: WENDY LUSCOMBE Mgmt For For
1E. ELECTION OF TRUSTEE: WILLIAM T. SPITZ Mgmt For For
1F. ELECTION OF TRUSTEE: LYNN C. THURBER Mgmt For For
1G. ELECTION OF TRUSTEE: LEE S. WIELANSKY Mgmt For For
1H. ELECTION OF TRUSTEE: C. DAVID ZOBA Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF BDO Mgmt For For
USA, LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. THE APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE COMPANY'S 2016 PROXY
STATEMENT IN ACCORDANCE WITH COMPENSATION
RULES OF THE SECURITIES AND EXCHANGE
COMMISSION.
4. TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt For For
APPROVE THE SECOND AMENDED AND RESTATED
ACADIA REALTY TRUST 2006 SHARE INCENTIVE
PLAN.
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ALERE INC. Agenda Number: 934248875
--------------------------------------------------------------------------------------------------------------------------
Security: 01449J105
Meeting Type: Annual
Meeting Date: 22-Jul-2015
Ticker: ALR
ISIN: US01449J1051
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGG J. POWERS Mgmt For For
1B. ELECTION OF DIRECTOR: HAKAN BJORKLUND, PH Mgmt Against Against
D.
1C. ELECTION OF DIRECTOR: GEOFFREY S. GINSBURG Mgmt For For
1D. ELECTION OF DIRECTOR: CAROL R. GOLDBERG Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN F. LEVY Mgmt For For
1F. ELECTION OF DIRECTOR: BRIAN A. MARKISON Mgmt For For
1G. ELECTION OF DIRECTOR: SIR THOMAS F. WILSON Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN A. QUELCH Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES ROOSEVELT, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: NAMAL NAWANA Mgmt For For
2 APPROVE AMENDMENTS TO OUR 2010 STOCK OPTION Mgmt For For
AND INCENTIVE PLAN TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK AVAILABLE FOR ..
(DUE TO SPACE LIMITS, SEE PROXY STATEMENT
FOR FULL PROPOSAL).
3 RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR FISCAL YEAR ENDING DECEMBER
31, 2015.
4 HOLD AN ADVISORY VOTE ON EXECUTIVE Mgmt Against Against
COMPENSATION.
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AMERISAFE, INC. Agenda Number: 934413143
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Security: 03071H100
Meeting Type: Annual
Meeting Date: 10-Jun-2016
Ticker: AMSF
ISIN: US03071H1005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JARED A. MORRIS Mgmt For For
TERI FONTENOT Mgmt For For
DANIEL PHILLIPS Mgmt For For
2. TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For
3. AMENDMENT OF NON-EMPLOYEE DIRECTOR Mgmt For For
RESTRICTED STOCK PLAN.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2016.
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AMSURG CORP. Agenda Number: 934406148
--------------------------------------------------------------------------------------------------------------------------
Security: 03232P405
Meeting Type: Annual
Meeting Date: 26-May-2016
Ticker: AMSG
ISIN: US03232P4054
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF CLASS I DIRECTOR: JAMES A. DEAL Mgmt For For
1.2 ELECTION OF CLASS I DIRECTOR: STEVEN I. Mgmt For For
GERINGER
1.3 ELECTION OF CLASS I DIRECTOR: CLAIRE M. Mgmt For For
GULMI
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. APPROVAL OF THE AMENDED AND RESTATED AMSURG Mgmt For For
CORP. 2014 EQUITY AND INCENTIVE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2016.
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ANALOGIC CORPORATION Agenda Number: 934309611
--------------------------------------------------------------------------------------------------------------------------
Security: 032657207
Meeting Type: Annual
Meeting Date: 21-Jan-2016
Ticker: ALOG
ISIN: US0326572072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BERNARD C. BAILEY Mgmt For For
1B. ELECTION OF DIRECTOR: JEFFREY P. BLACK Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES W. GREEN Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES J. JUDGE Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL T. MODIC Mgmt For For
1F. ELECTION OF DIRECTOR: STEVE ODLAND Mgmt For For
1G. ELECTION OF DIRECTOR: FRED B. PARKS Mgmt For For
1H. ELECTION OF DIRECTOR: SOPHIE V. VANDEBROEK Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 31, 2016.
3. TO HOLD AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
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ARMSTRONG WORLD INDUSTRIES, INC. Agenda Number: 934227225
--------------------------------------------------------------------------------------------------------------------------
Security: 04247X102
Meeting Type: Annual
Meeting Date: 10-Jul-2015
Ticker: AWI
ISIN: US04247X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STAN A. ASKREN Mgmt For For
MATTHEW J. ESPE Mgmt For For
JAMES J. GAFFNEY Mgmt For For
TAO HUANG Mgmt For For
MICHAEL F. JOHNSTON Mgmt For For
JEFFREY LIAW Mgmt For For
LARRY S. MCWILLIAMS Mgmt For For
JAMES C. MELVILLE Mgmt For For
JAMES J. O'CONNOR Mgmt For For
JOHN J. ROBERTS Mgmt For For
GREGORY P. SPIVY Mgmt For For
RICHARD E. WENZ Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2015.
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ASTRONICS CORPORATION Agenda Number: 934400158
--------------------------------------------------------------------------------------------------------------------------
Security: 046433108
Meeting Type: Annual
Meeting Date: 01-Jun-2016
Ticker: ATRO
ISIN: US0464331083
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAYMOND W. BOUSHIE Mgmt For For
ROBERT T. BRADY Mgmt For For
JOHN B. DRENNING Mgmt Withheld Against
PETER J. GUNDERMANN Mgmt Withheld Against
KEVIN T. KEANE Mgmt Withheld Against
ROBERT J. MCKENNA Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR FISCAL YEAR
2016.
3. APPROVE AN AMENDMENT TO OUR RESTATED Mgmt Against Against
CERTIFICATE OF INCORPORATION, AS AMENDED,
TO INCREASE THE NUMBER OF AUTHORIZED SHARES
OF CLASS B STOCK.
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BALCHEM CORPORATION Agenda Number: 934407568
--------------------------------------------------------------------------------------------------------------------------
Security: 057665200
Meeting Type: Annual
Meeting Date: 15-Jun-2016
Ticker: BCPC
ISIN: US0576652004
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DINO A. ROSSI Mgmt For For
THEODORE L. HARRIS Mgmt For For
MATTHEW D. WINEINGER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF RSM US Mgmt For For
LLP, AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR 2016.
3. NON-BINDING ADVISORY APPROVAL OF NAMED Mgmt Against Against
EXECUTIVE OFFICERS' COMPENSATION AS
DESCRIBED IN THE PROXY STATEMENT.
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BANK OF THE OZARKS, INC. Agenda Number: 934313925
--------------------------------------------------------------------------------------------------------------------------
Security: 063904106
Meeting Type: Special
Meeting Date: 22-Jan-2016
Ticker: OZRK
ISIN: US0639041062
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF OCTOBER 19, 2015, BY
AND AMONG BANK OF THE OZARKS, INC.
("OZARKS"), BANK OF THE OZARKS, COMMUNITY &
SOUTHERN HOLDINGS, INC. ("C&S") AND
COMMUNITY & SOUTHERN BANK, AS SUCH MERGER
AGREEMENT MAY BE AMENDED FROM TIME TO TIME,
AND THE MERGER AND OTHER TRANSACTIONS
CONTEMPLATED BY THE MERGER AGREEMENT
2. PROPOSAL TO AUTHORIZE THE OZARKS BOARD OF Mgmt For For
DIRECTORS TO ADJOURN OR POSTPONE THE
SPECIAL MEETING TO A LATER DATE, IF
NECESSARY OR APPROPRIATE, INCLUDING
ADJOURNMENTS TO PERMIT FURTHER SOLICITATION
OF PROXIES IN FAVOR OF THE OZARKS MERGER
PROPOSAL OR TO VOTE ON OTHER MATTERS
PROPERLY BEFORE SUCH SPECIAL MEETING
--------------------------------------------------------------------------------------------------------------------------
BANK OF THE OZARKS, INC. Agenda Number: 934347863
--------------------------------------------------------------------------------------------------------------------------
Security: 063904106
Meeting Type: Annual
Meeting Date: 16-May-2016
Ticker: OZRK
ISIN: US0639041062
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE GLEASON Mgmt For For
NICHOLAS BROWN Mgmt For For
RICHARD CISNE Mgmt For For
ROBERT EAST Mgmt For For
CATHERINE B. FREEDBERG Mgmt For For
ROSS WHIPPLE Mgmt For For
LINDA GLEASON Mgmt For For
PETER KENNY Mgmt For For
ROBERT PROOST Mgmt For For
WILLIAM KOEFOED, JR. Mgmt For For
JOHN REYNOLDS Mgmt For For
DAN THOMAS Mgmt For For
HENRY MARIANI Mgmt For For
PAULA CHOLMONDELEY Mgmt For For
JACK MULLEN Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
ARTICLES OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK.
3. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt Against Against
THE COMPANY'S 2009 RESTRICTED STOCK AND
INCENTIVE PLAN.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
NON-EMPLOYEE DIRECTOR STOCK PLAN TO
INCREASE THE AMOUNT OF THE NON-EMPLOYEE
DIRECTOR STOCK GRANT.
5. TO RATIFY THE AUDIT COMMITTEE'S SELECTION Mgmt For For
AND APPOINTMENT OF PRICEWATERHOUSECOOPERS
LLP AS THE COMPANY'S INDEPENDENT AUDITOR
FOR THE YEAR ENDING DECEMBER 31, 2016.
6. TO APPROVE IN AN ADVISORY, NON-BINDING VOTE Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THIS
PROXY STATEMENT.
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BANKUNITED,INC. Agenda Number: 934398858
--------------------------------------------------------------------------------------------------------------------------
Security: 06652K103
Meeting Type: Annual
Meeting Date: 18-May-2016
Ticker: BKU
ISIN: US06652K1034
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN A. KANAS Mgmt For For
RAJINDER P. SINGH Mgmt For For
TERE BLANCA Mgmt For For
EUGENE F. DEMARK Mgmt For For
MICHAEL J. DOWLING Mgmt For For
DOUGLAS J. PAULS Mgmt For For
A. GAIL PRUDENTI Mgmt For For
SANJIV SOBTI, PH.D. Mgmt For For
A. ROBERT TOWBIN Mgmt For For
LYNNE WINES Mgmt For For
2. TO RATIFY THE AUDIT AND RISK COMMITTEE'S Mgmt For For
APPOINTMENT OF KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2016.
3. TO APPROVE AN AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION OF
BANKUNITED, INC. TO PROVIDE FOR THE REMOVAL
OF DIRECTORS WITH OR WITHOUT CAUSE AND TO
ELIMINATE ARTICLE THIRTEENTH AND OTHER
REFERENCES TO THE COMPANY'S INITIAL EQUITY
SPONSORS THAT ARE NO LONGER APPLICABLE.
4. TO CONSIDER AND VOTE UPON A STOCKHOLDER Shr For
PROPOSAL REGARDING MAJORITY VOTING IN
UNCONTESTED ELECTIONS OF DIRECTORS.
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BLACK KNIGHT FINANCIAL SERVICES INC Agenda Number: 934415399
--------------------------------------------------------------------------------------------------------------------------
Security: 09214X100
Meeting Type: Annual
Meeting Date: 15-Jun-2016
Ticker: BKFS
ISIN: US09214X1000
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID K. HUNT Mgmt Withheld Against
GANESH B. RAO Mgmt Withheld Against
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2016 FISCAL YEAR.
3. APPROVAL OF THE BLACK KNIGHT FINANCIAL Mgmt For For
SERVICES, INC. EMPLOYEE STOCK PURCHASE
PLAN.
4. APPROVAL OF A NON-BINDING ADVISORY Mgmt For For
RESOLUTION ON THE COMPENSATION PAID TO OUR
NAMED EXECUTIVE OFFICERS.
5. SELECTION, ON A NON-BINDING ADVISORY BASIS, Mgmt 1 Year For
OF THE FREQUENCY (ANNUAL OR "1 YEAR",
BIENNIAL OR "2 YEARS", OR TRIENNIAL OR "3
YEARS") WITH WHICH WE SOLICIT FUTURE
NON-BINDING ADVISORY VOTES ON THE
COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS.
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BURLINGTON STORES, INC. Agenda Number: 934370759
--------------------------------------------------------------------------------------------------------------------------
Security: 122017106
Meeting Type: Annual
Meeting Date: 18-May-2016
Ticker: BURL
ISIN: US1220171060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TRICIA PATRICK Mgmt For For
PAUL J. SULLIVAN Mgmt For For
JOHN J. MAHONEY Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JANUARY 28,
2017.
3. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
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CHURCH & DWIGHT CO., INC. Agenda Number: 934354123
--------------------------------------------------------------------------------------------------------------------------
Security: 171340102
Meeting Type: Annual
Meeting Date: 05-May-2016
Ticker: CHD
ISIN: US1713401024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MATTHEW T. FARRELL Mgmt For For
1B. ELECTION OF DIRECTOR: BRADLEY C. IRWIN Mgmt For For
1C. ELECTION OF DIRECTOR: PENRY W. PRICE Mgmt For For
1D. ELECTION OF DIRECTOR: ARTHUR B. WINKLEBLACK Mgmt For For
2. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2016.
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CIRRUS LOGIC, INC. Agenda Number: 934251315
--------------------------------------------------------------------------------------------------------------------------
Security: 172755100
Meeting Type: Annual
Meeting Date: 29-Jul-2015
Ticker: CRUS
ISIN: US1727551004
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN C. CARTER Mgmt Withheld Against
ALEXANDER M. DAVERN Mgmt For For
TIMOTHY R. DEHNE Mgmt For For
CHRISTINE KING Mgmt For For
JASON P. RHODE Mgmt For For
ALAN R. SCHUELE Mgmt For For
WILLIAM D. SHERMAN Mgmt Withheld Against
DAVID J. TUPMAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt Against Against
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING MARCH 26, 2016.
3. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF THE THIRD AMENDMENT TO, AND THE Mgmt For For
RESTATEMENT OF, THE 2006 STOCK INCENTIVE
PLAN.
5. APPROVAL OF MATERIAL TERMS OF THE 2006 Mgmt For For
STOCK INCENTIVE PLAN, AS AMENDED AND
RESTATED BY THE THIRD AMENDMENT, FOR
PURPOSES OF COMPLYING WITH THE REQUIREMENTS
OF SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
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COMPASS MINERALS INTERNATIONAL, INC. Agenda Number: 934348687
--------------------------------------------------------------------------------------------------------------------------
Security: 20451N101
Meeting Type: Annual
Meeting Date: 04-May-2016
Ticker: CMP
ISIN: US20451N1019
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: ERIC FORD Mgmt For For
1B) ELECTION OF DIRECTOR: FRANCIS J. MALECHA Mgmt For For
1C) ELECTION OF DIRECTOR: PAUL S. WILLIAMS Mgmt For For
2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
THE NAMED EXECUTIVE OFFICERS FOR FISCAL
YEAR 2015, AS SET FORTH IN THE PROXY
STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS COMPASS MINERALS' INDEPENDENT
REGISTERED ACCOUNTING FIRM FOR FISCAL YEAR
2016.
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CSG SYSTEMS INTERNATIONAL, INC. Agenda Number: 934371028
--------------------------------------------------------------------------------------------------------------------------
Security: 126349109
Meeting Type: Annual
Meeting Date: 26-May-2016
Ticker: CSGS
ISIN: US1263491094
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RONALD H. COOPER Mgmt For For
1B. ELECTION OF DIRECTOR: JANICE I. OBUCHOWSKI Mgmt For For
1C. ELECTION OF DIRECTOR: DONALD B. REED Mgmt For For
2. TO APPROVE THE PERFORMANCE BONUS PROGRAM, Mgmt For For
AS AMENDED AND RESTATED.
3. TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE AMENDED AND
RESTATED 2005 STOCK INCENTIVE PLAN.
4. TO APPROVE, ON AN ADVISORY BASIS, OUR Mgmt For For
EXECUTIVE COMPENSATION.
5. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2016.
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CUBESMART Agenda Number: 934348776
--------------------------------------------------------------------------------------------------------------------------
Security: 229663109
Meeting Type: Annual
Meeting Date: 01-Jun-2016
Ticker: CUBE
ISIN: US2296631094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W.M. DIEFENDERFER III Mgmt For For
PIERO BUSSANI Mgmt For For
CHRISTOPHER P. MARR Mgmt For For
MARIANNE M. KELER Mgmt For For
DEBORAH R. SALZBERG Mgmt For For
JOHN F. REMONDI Mgmt For For
JEFFREY F. ROGATZ Mgmt For For
JOHN W. FAIN Mgmt For For
2. ADOPT CERTAIN AMENDMENTS AND RESTATEMENTS Mgmt For For
OF OUR AMENDED AND RESTATED 2007 EQUITY
INCENTIVE PLAN TO INCREASE THE NUMBER OF
SHARES AVAILABLE FOR GRANT THEREUNDER.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2016.
4. TO CAST AN ADVISORY VOTE TO APPROVE OUR Mgmt For For
EXECUTIVE COMPENSATION.
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CYPRESS SEMICONDUCTOR CORPORATION Agenda Number: 934350480
--------------------------------------------------------------------------------------------------------------------------
Security: 232806109
Meeting Type: Annual
Meeting Date: 06-May-2016
Ticker: CY
ISIN: US2328061096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
T.J. RODGERS Mgmt For For
W. STEVE ALBRECHT Mgmt For For
ERIC A. BENHAMOU Mgmt For For
H. RAYMOND BINGHAM Mgmt For For
JOHN H. KISPERT Mgmt For For
O.C. KWON Mgmt For For
WILBERT VAN DEN HOEK Mgmt For For
MICHAEL S. WISHART Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2016.
3. ANNUAL ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CYTEC INDUSTRIES INC. Agenda Number: 934293870
--------------------------------------------------------------------------------------------------------------------------
Security: 232820100
Meeting Type: Special
Meeting Date: 24-Nov-2015
Ticker: CYT
ISIN: US2328201007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF JULY 28, 2015, AS IT MAY BE
AMENDED FROM TIME TO TIME, AMONG CYTEC
INDUSTRIES INC., A DELAWARE CORPORATION,
SOLVAY SA, A PUBLIC LIMITED COMPANY
ORGANIZED UNDER THE LAWS OF BELGIUM, AND
TULIP ACQUISITION INC., A DELAWARE
CORPORATION AND WHOLLY OWNED SUBSIDIARY OF
SOLVAY SA.
2. TO APPROVE, BY NON-BINDING, ADVISORY VOTE, Mgmt Against Against
CERTAIN COMPENSATION ARRANGEMENTS FOR THE
COMPANY'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER.
3. TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE PROPOSAL TO
ADOPT THE MERGER AGREEMENT OR IF A QUORUM
IS NOT PRESENT AT THE SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
DCT INDUSTRIAL TRUST INC. Agenda Number: 934347356
--------------------------------------------------------------------------------------------------------------------------
Security: 233153204
Meeting Type: Annual
Meeting Date: 04-May-2016
Ticker: DCT
ISIN: US2331532042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR (TERM EXPIRE IN 2017): Mgmt For For
PHILIP L. HAWKINS
1B. ELECTION OF DIRECTOR (TERM EXPIRE IN 2017): Mgmt For For
MARILYN A. ALEXANDER
1C. ELECTION OF DIRECTOR (TERM EXPIRE IN 2017): Mgmt For For
THOMAS F. AUGUST
1D. ELECTION OF DIRECTOR (TERM EXPIRE IN 2017): Mgmt For For
JOHN S. GATES, JR.
1E. ELECTION OF DIRECTOR (TERM EXPIRE IN 2017): Mgmt For For
RAYMOND B. GREER
1F. ELECTION OF DIRECTOR (TERM EXPIRE IN 2017): Mgmt For For
TRIPP H. HARDIN
1G. ELECTION OF DIRECTOR (TERM EXPIRE IN 2017): Mgmt For For
JOHN C. O'KEEFFE
1H. ELECTION OF DIRECTOR (TERM EXPIRE IN 2017): Mgmt For For
BRUCE L. WARWICK
2. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.
--------------------------------------------------------------------------------------------------------------------------
DIAMONDBACK ENERGY, INC. Agenda Number: 934406489
--------------------------------------------------------------------------------------------------------------------------
Security: 25278X109
Meeting Type: Annual
Meeting Date: 08-Jun-2016
Ticker: FANG
ISIN: US25278X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN E. WEST Mgmt For For
TRAVIS D. STICE Mgmt For For
MICHAEL P. CROSS Mgmt For For
DAVID L. HOUSTON Mgmt For For
MARK L. PLAUMANN Mgmt For For
2. PROPOSAL TO APPROVE THE COMPANY'S 2016 Mgmt For For
AMENDED AND RESTATED EQUITY INCENTIVE PLAN
3. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS
4. PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2016
--------------------------------------------------------------------------------------------------------------------------
EAGLE BANCORP, INC. Agenda Number: 934374048
--------------------------------------------------------------------------------------------------------------------------
Security: 268948106
Meeting Type: Annual
Meeting Date: 12-May-2016
Ticker: EGBN
ISIN: US2689481065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LESLIE M. ALPERSTEIN Mgmt For For
DUDLEY C. DWORKEN Mgmt For For
HARVEY M. GOODMAN Mgmt For For
RONALD D. PAUL Mgmt For For
ROBERT P. PINCUS Mgmt For For
NORMAN R. POZEZ Mgmt For For
DONALD R. ROGERS Mgmt For For
LELAND M. WEINSTEIN Mgmt For For
2. PROPOSAL TO AMEND THE ARTICLES OF Mgmt For For
INCORPORATION TO PROVIDE FOR MAJORITY
VOTING IN THE ELECTION OF DIRECTORS.
3. PROPOSAL TO ADOPT THE 2016 STOCK PLAN. Mgmt For For
4. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
STEGMAN & COMPANY AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
5. NON-BINDING ADVISORY RESOLUTION APPROVING Mgmt Against Against
THE COMPENSATION OF OUR EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
EURONET WORLDWIDE, INC. Agenda Number: 934369299
--------------------------------------------------------------------------------------------------------------------------
Security: 298736109
Meeting Type: Annual
Meeting Date: 18-May-2016
Ticker: EEFT
ISIN: US2987361092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. BROWN Mgmt For For
ANDREW B. SCHMITT Mgmt For For
M. JEANNINE STRANDJORD Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS EURONET'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2016.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. APPROVAL OF EURONET'S EXECUTIVE ANNUAL Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
FEI COMPANY Agenda Number: 934342306
--------------------------------------------------------------------------------------------------------------------------
Security: 30241L109
Meeting Type: Annual
Meeting Date: 12-May-2016
Ticker: FEIC
ISIN: US30241L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HOMA BAHRAMI Mgmt For For
ARIE HUIJSER Mgmt For For
DON R. KANIA Mgmt For For
THOMAS F. KELLY Mgmt For For
JAN C. LOBBEZOO Mgmt For For
JAMI K. NACHTSHEIM Mgmt For For
JAMES T. RICHARDSON Mgmt For For
RICHARD H. WILLS Mgmt For For
2. TO CONSIDER AND VOTE ON A PROPOSAL TO AMEND Mgmt For For
FEIS 1995 STOCK INCENTIVE PLAN TO: (I)
INCREASE THE NUMBER OF SHARES OF OUR COMMON
STOCK RESERVED FOR ISSUANCE UNDER THE PLAN
BY 250,000 SHARES, AND (II) CHANGE THE
TERMS OF THE INITIAL EQUITY GRANTS TO NEW
NON-EMPLOYEE DIRECTORS AND THE ANNUAL
AUTOMATIC EQUITY GRANTS TO CONTINUING
NON-EMPLOYEE DIRECTORS.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
APPOINTMENT OF KPMG LLP AS FEI'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2016.
4. TO APPROVE, ON AN ADVISORY BASIS, FEI'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FIRST AMERICAN FINANCIAL CORPORATION Agenda Number: 934376129
--------------------------------------------------------------------------------------------------------------------------
Security: 31847R102
Meeting Type: Annual
Meeting Date: 10-May-2016
Ticker: FAF
ISIN: US31847R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANTHONY K. ANDERSON Mgmt For For
PARKER S. KENNEDY Mgmt For For
MARK C. OMAN Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2016.
--------------------------------------------------------------------------------------------------------------------------
GRAND CANYON EDUCATION, INC. Agenda Number: 934414082
--------------------------------------------------------------------------------------------------------------------------
Security: 38526M106
Meeting Type: Annual
Meeting Date: 16-Jun-2016
Ticker: LOPE
ISIN: US38526M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: BRENT D. RICHARDSON Mgmt For For
1.2 ELECTION OF DIRECTOR: BRIAN E. MUELLER Mgmt For For
1.3 ELECTION OF DIRECTOR: DAVID J. JOHNSON Mgmt For For
1.4 ELECTION OF DIRECTOR: JACK A. HENRY Mgmt For For
1.5 ELECTION OF DIRECTOR: BRADLEY A. CASPER Mgmt For For
1.6 ELECTION OF DIRECTOR: KEVIN F. WARREN Mgmt For For
1.7 ELECTION OF DIRECTOR: SARA R. DIAL Mgmt For For
2. TO APPROVE THE PROVISIONS OF OUR ANNUAL Mgmt For For
CASH INCENTIVE PLAN SETTING FORTH THE
MATERIAL TERMS OF THE PERFORMANCE GOALS IN
ACCORDANCE WITH INTERNAL REVENUE CODE
SECTION 162(M).
3. TO APPROVE THE PROVISIONS OF OUR 2008 Mgmt For For
EQUITY INCENTIVE PLAN SETTING FORTH THE
MATERIAL TERMS OF THE PERFORMANCE GOALS IN
ACCORDANCE WITH INTERNAL REVENUE CODE
SECTION 162(M).
4. TO APPROVE AN AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED CERTIFICATE ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
5. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
6. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
HCC INSURANCE HOLDINGS, INC. Agenda Number: 934272600
--------------------------------------------------------------------------------------------------------------------------
Security: 404132102
Meeting Type: Special
Meeting Date: 18-Sep-2015
Ticker: HCC
ISIN: US4041321021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF JUNE 10, 2015, BY AND AMONG HCC
INSURANCE HOLDINGS, INC. (THE "COMPANY"),
TOKIO MARINE HOLDINGS, INC. ("TOKIO
MARINE") AND TMGC INVESTMENT (DELAWARE)
INC., AN INDIRECT WHOLLY OWNED SUBSIDIARY
OF TOKIO MARINE ("MERGER SUB"), AND APPROVE
THE MERGER OF MERGER SUB WITH AND INTO THE
COMPANY.
2. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER.
3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING OF STOCKHOLDERS (THE "SPECIAL
MEETING OF STOCKHOLDERS"), IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE
PROPOSAL TO ADOPT THE MERGER AGREEMENT AND
APPROVE THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
HEXCEL CORPORATION Agenda Number: 934347483
--------------------------------------------------------------------------------------------------------------------------
Security: 428291108
Meeting Type: Annual
Meeting Date: 05-May-2016
Ticker: HXL
ISIN: US4282911084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NICK L. STANAGE Mgmt For For
1B. ELECTION OF DIRECTOR: JOEL S. BECKMAN Mgmt For For
1C. ELECTION OF DIRECTOR: LYNN BRUBAKER Mgmt For For
1D. ELECTION OF DIRECTOR: JEFFREY C. CAMPBELL Mgmt For For
1E. ELECTION OF DIRECTOR: CYNTHIA M. EGNOTOVICH Mgmt For For
1F. ELECTION OF DIRECTOR: W. KIM FOSTER Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS A. GENDRON Mgmt For For
1H. ELECTION OF DIRECTOR: JEFFREY A. GRAVES Mgmt For For
1I. ELECTION OF DIRECTOR: GUY C. HACHEY Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID C. HILL Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID L. PUGH Mgmt For For
2. ADVISORY VOTE TO APPROVE 2015 EXECUTIVE Mgmt For For
COMPENSATION
3. TO APPROVE THE MANAGEMENT INCENTIVE Mgmt For For
COMPENSATION PLAN, AS AMENDED AND RESTATED
4. TO APPROVE THE HEXCEL CORPORATION 2016 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN
5. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
--------------------------------------------------------------------------------------------------------------------------
HILL-ROM HOLDINGS, INC. Agenda Number: 934321302
--------------------------------------------------------------------------------------------------------------------------
Security: 431475102
Meeting Type: Annual
Meeting Date: 15-Mar-2016
Ticker: HRC
ISIN: US4314751029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROLF A. CLASSON Mgmt For For
WILLIAM G. DEMPSEY Mgmt For For
JAMES R. GIERTZ Mgmt For For
CHARLES E. GOLDEN Mgmt For For
JOHN J. GREISCH Mgmt For For
WILLIAM H. KUCHEMAN Mgmt For For
RONALD A. MALONE Mgmt For For
EDUARDO R. MENASCE Mgmt For For
STACY ENXING SENG Mgmt For For
2. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
EXECUTIVE COMPENSATION.
4. TO REAUTHORIZE THE HILL-ROM HOLDINGS, INC. Mgmt For For
SHORT TERM INCENTIVE PLAN AS IT IS
CURRENTLY WRITTEN.
5. TO REAUTHORIZE THE HILL-ROM HOLDINGS, INC. Mgmt For For
STOCK INCENTIVE COMPENSATION PLAN AS IT IS
CURRENTLY WRITTEN.
6. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2016.
3. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt 1 Year For
THE FREQUENCY OF THE SHAREHOLDER VOTE ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HORACE MANN EDUCATORS CORPORATION Agenda Number: 934381031
--------------------------------------------------------------------------------------------------------------------------
Security: 440327104
Meeting Type: Annual
Meeting Date: 25-May-2016
Ticker: HMN
ISIN: US4403271046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL A. DOMENECH Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHEN J. Mgmt For For
HASENMILLER
1C. ELECTION OF DIRECTOR: RONALD J. HELOW Mgmt For For
1D. ELECTION OF DIRECTOR: BEVERLEY J. MCCLURE Mgmt For For
1E. ELECTION OF DIRECTOR: H. WADE REECE Mgmt For For
1F. ELECTION OF DIRECTOR: GABRIEL L. SHAHEEN Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT STRICKER Mgmt For For
1H. ELECTION OF DIRECTOR: STEVEN O. SWYERS Mgmt For For
1I. ELECTION OF DIRECTOR: MARITA ZURAITIS Mgmt For For
2. APPROVAL OF THE ADVISORY RESOLUTION TO Mgmt For For
APPROVE NAMED EXECUTIVE OFFICERS'
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP, AN INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS THE COMPANY'S AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
ICU MEDICAL, INC. Agenda Number: 934382386
--------------------------------------------------------------------------------------------------------------------------
Security: 44930G107
Meeting Type: Annual
Meeting Date: 16-May-2016
Ticker: ICUI
ISIN: US44930G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VIVEK JAIN Mgmt For For
GEORGE A. LOPEZ, M.D. Mgmt For For
JOSEPH R. SAUCEDO Mgmt For For
RICHARD H. SHERMAN, M.D Mgmt For For
ROBERT S. SWINNEY, M.D. Mgmt For For
DAVID C. GREENBERG Mgmt For For
ELISHA W. FINNEY Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS AUDITORS FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2016.
3. TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION ON AN ADVISORY BASIS.
--------------------------------------------------------------------------------------------------------------------------
INFINERA CORPORATION Agenda Number: 934352282
--------------------------------------------------------------------------------------------------------------------------
Security: 45667G103
Meeting Type: Annual
Meeting Date: 12-May-2016
Ticker: INFN
ISIN: US45667G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN P. DAANE Mgmt For For
1B. ELECTION OF DIRECTOR: MARCEL GANI Mgmt For For
1C. ELECTION OF DIRECTOR: MARK A. WEGLEITNER Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF INFINERA'S NAMED EXECUTIVE
OFFICERS, AS DESCRIBED IN THE PROXY
STATEMENT.
3. TO APPROVE INFINERA'S 2016 EQUITY INCENTIVE Mgmt For For
PLAN.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INFINERA'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
INTEGRA LIFESCIENCES HOLDINGS CORP. Agenda Number: 934384405
--------------------------------------------------------------------------------------------------------------------------
Security: 457985208
Meeting Type: Annual
Meeting Date: 24-May-2016
Ticker: IART
ISIN: US4579852082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER J. ARDUINI Mgmt For For
1B. ELECTION OF DIRECTOR: KEITH BRADLEY Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD E. CARUSO Mgmt For For
1D. ELECTION OF DIRECTOR: STUART M. ESSIG Mgmt For For
1E. ELECTION OF DIRECTOR: BARBARA B. HILL Mgmt For For
1F. ELECTION OF DIRECTOR: LLOYD W. HOWELL, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: DONALD E. MOREL, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: RAYMOND G. MURPHY Mgmt For For
1I. ELECTION OF DIRECTOR: CHRISTIAN S. SCHADE Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES M. SULLIVAN Mgmt For For
2. THE PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR 2016.
3. A NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
INTERFACE, INC. Agenda Number: 934371078
--------------------------------------------------------------------------------------------------------------------------
Security: 458665304
Meeting Type: Annual
Meeting Date: 17-May-2016
Ticker: TILE
ISIN: US4586653044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN P. BURKE Mgmt Withheld Against
ANDREW B. COGAN Mgmt Withheld Against
CARL I. GABLE Mgmt Withheld Against
JAY D. GOULD Mgmt For For
DANIEL T. HENDRIX Mgmt Withheld Against
CHRISTOPHER G. KENNEDY Mgmt Withheld Against
K. DAVID KOHLER Mgmt Withheld Against
JAMES B. MILLER, JR. Mgmt Withheld Against
SHERYL D. PALMER Mgmt Withheld Against
2. APPROVAL OF EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFICATION OF THE APPOINTMENT OF BDO USA, Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR 2016.
--------------------------------------------------------------------------------------------------------------------------
KIRBY CORPORATION Agenda Number: 934355935
--------------------------------------------------------------------------------------------------------------------------
Security: 497266106
Meeting Type: Annual
Meeting Date: 26-Apr-2016
Ticker: KEX
ISIN: US4972661064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ANNE-MARIE N. Mgmt For For
AINSWORTH
1.2 ELECTION OF DIRECTOR: C. SEAN DAY Mgmt For For
1.3 ELECTION OF DIRECTOR: WILLIAM M. WATERMAN Mgmt Against Against
2. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS KIRBY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2016.
3. ADVISORY VOTE ON THE APPROVAL OF THE Mgmt For For
COMPENSATION OF KIRBY'S NAMED EXECUTIVE
OFFICERS.
4. THE PROXIES ARE AUTHORIZED TO VOTE IN THEIR Mgmt Against Against
DISCRETION UPON SUCH OTHER BUSINESS AS MAY
PROPERLY COME BEFORE THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
LANDSTAR SYSTEM, INC. Agenda Number: 934370735
--------------------------------------------------------------------------------------------------------------------------
Security: 515098101
Meeting Type: Annual
Meeting Date: 17-May-2016
Ticker: LSTR
ISIN: US5150981018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANTHONY J. ORLANDO Mgmt For For
HOMAIRA AKBARI Mgmt For For
DIANA M. MURPHY Mgmt For For
LARRY J. THOELE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2016.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE COMPANY'S AMENDED AND Mgmt For For
RESTATED 2013 DIRECTORS STOCK COMPENSATION
PLAN.
5. RE-APPROVAL OF THE MATERIAL TERMS OF Mgmt For For
PERFORMANCE GOALS UNDER THE COMPANY'S 2011
EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
LAZARD LTD Agenda Number: 934344336
--------------------------------------------------------------------------------------------------------------------------
Security: G54050102
Meeting Type: Annual
Meeting Date: 19-Apr-2016
Ticker: LAZ
ISIN: BMG540501027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD N. HAASS Mgmt For For
JANE L. MENDILLO Mgmt For For
RICHARD D. PARSONS Mgmt For For
2. NON-BINDING ADVISORY VOTE REGARDING Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVAL OF THE LAZARD LTD 2016 FRENCH Mgmt For For
SUB-PLAN.
4. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS LAZARD LTD'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016
AND AUTHORIZATION OF LAZARD LTD'S BOARD OF
DIRECTORS, ACTING BY THE AUDIT COMMITTEE,
TO SET THEIR REMUNERATION.
5. CONSIDERATION OF THE NON-BINDING Shr For Against
SHAREHOLDER PROPOSAL SET FORTH IN THE PROXY
STATEMENT (IF PROPERLY PRESENTED AT THE
MEETING).
--------------------------------------------------------------------------------------------------------------------------
M/A-COM TECHNOLOGY SOLUTIONS HOLDINGS Agenda Number: 934321819
--------------------------------------------------------------------------------------------------------------------------
Security: 55405Y100
Meeting Type: Annual
Meeting Date: 03-Mar-2016
Ticker: MTSI
ISIN: US55405Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER CHUNG Mgmt For For
GIL VAN LUNSEN Mgmt For For
2. TO CONDUCT AN ADVISORY VOTE ON THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS FOR FISCAL YEAR 2015.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2016.
4. TO APPROVE OUR 2012 OMNIBUS INCENTIVE PLAN Mgmt Against Against
(AS AMENDED AND RESTATED).
--------------------------------------------------------------------------------------------------------------------------
MENTOR GRAPHICS CORPORATION Agenda Number: 934430505
--------------------------------------------------------------------------------------------------------------------------
Security: 587200106
Meeting Type: Annual
Meeting Date: 15-Jun-2016
Ticker: MENT
ISIN: US5872001061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEITH L. BARNES Mgmt For For
SIR PETER L. BONFIELD Mgmt For For
PAUL A. MASCARENAS Mgmt For For
J. DANIEL MCCRANIE Mgmt For For
WALDEN C. RHINES Mgmt For For
CHERYL L. SHAVERS Mgmt For For
JEFFREY M. STAFEIL Mgmt For For
2. SHAREHOLDER ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. SHAREHOLDER PROPOSAL TO AMEND THE COMPANY'S Mgmt For For
2010 OMNIBUS INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES RESERVED FOR ISSUANCE
UNDER THE PLAN.
4. SHAREHOLDER PROPOSAL TO AMEND THE COMPANY'S Mgmt For For
1989 EMPLOYEE STOCK PURCHASE PLAN AND
FOREIGN SUBSIDIARY EMPLOYEE STOCK PURCHASE
PLAN TO INCREASE THE NUMBER OF SHARES
RESERVED FOR ISSUANCE UNDER EACH OF THE
PLANS.
5. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR
ENDING JANUARY 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
PDC ENERGY, INC. Agenda Number: 934402429
--------------------------------------------------------------------------------------------------------------------------
Security: 69327R101
Meeting Type: Annual
Meeting Date: 09-Jun-2016
Ticker: PDCE
ISIN: US69327R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY F. MAZZA Mgmt For For
BARTON R. BROOKMAN Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2016.
3. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PINNACLE FOODS INC. Agenda Number: 934384049
--------------------------------------------------------------------------------------------------------------------------
Security: 72348P104
Meeting Type: Annual
Meeting Date: 25-May-2016
Ticker: PF
ISIN: US72348P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROGER DEROMEDI Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2016.
3. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION PAID TO THE NAMED
EXECUTIVE OFFICERS.
4. TO APPROVE THE PINNACLE FOODS INC. AMENDED Mgmt For For
AND RESTATED 2013 OMNIBUS INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
POST PROPERTIES, INC. Agenda Number: 934376674
--------------------------------------------------------------------------------------------------------------------------
Security: 737464107
Meeting Type: Annual
Meeting Date: 25-May-2016
Ticker: PPS
ISIN: US7374641071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT C. GODDARD, III Mgmt For For
DAVID P. STOCKERT Mgmt For For
WALTER M. DERISO, JR. Mgmt For For
RUSSELL R. FRENCH Mgmt For For
TONI JENNINGS Mgmt For For
JOHN F. MORGAN, SR. Mgmt For For
RONALD DE WAAL Mgmt For For
DONALD C. WOOD Mgmt For For
2. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2016.
--------------------------------------------------------------------------------------------------------------------------
PRIVATEBANCORP, INC. Agenda Number: 934365140
--------------------------------------------------------------------------------------------------------------------------
Security: 742962103
Meeting Type: Annual
Meeting Date: 19-May-2016
Ticker: PVTB
ISIN: US7429621037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DIANE M. AIGOTTI Mgmt For For
NORMAN R. BOBINS Mgmt For For
MICHELLE L. COLLINS Mgmt For For
JAMES M. GUYETTE Mgmt For For
CHERYL M. MCKISSACK Mgmt For For
JAMES B. NICHOLSON Mgmt For For
RICHARD S. PRICE Mgmt For For
EDWARD W. RABIN Mgmt For For
LARRY D. RICHMAN Mgmt For For
WILLIAM R. RYBAK Mgmt For For
ALEJANDRO SILVA Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2016.
3. APPROVAL OF OUR 2015 NAMED EXECUTIVE Mgmt For For
OFFICERS' COMPENSATION ON AN ADVISORY
(NON-BINDING) BASIS.
--------------------------------------------------------------------------------------------------------------------------
QORVO, INC. Agenda Number: 934254498
--------------------------------------------------------------------------------------------------------------------------
Security: 74736K101
Meeting Type: Annual
Meeting Date: 10-Aug-2015
Ticker: QRVO
ISIN: US74736K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RALPH G. QUINSEY Mgmt For For
ROBERT A. BRUGGEWORTH Mgmt For For
DANIEL A. DILEO Mgmt For For
JEFFERY R. GARDNER Mgmt For For
CHARLES SCOTT GIBSON Mgmt For For
JOHN R. HARDING Mgmt For For
DAVID H.Y. HO Mgmt For For
RODERICK D. NELSON Mgmt For For
DR. WALDEN C. RHINES Mgmt For For
WALTER H. WILKINSON, JR Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS (AS DEFINED IN THE PROXY
STATEMENT).
3. TO VOTE, ON AN ADVISORY BASIS, ON THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
APRIL 2, 2016.
--------------------------------------------------------------------------------------------------------------------------
RBC BEARINGS INCORPORATED Agenda Number: 934264449
--------------------------------------------------------------------------------------------------------------------------
Security: 75524B104
Meeting Type: Annual
Meeting Date: 10-Sep-2015
Ticker: ROLL
ISIN: US75524B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MITCHELL I. QUAIN* Mgmt For For
ALAN B. LEVINE# Mgmt For For
RICHARD R. CROWELL# Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2016.
3. TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt Against Against
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
RICE ENERGY INC. Agenda Number: 934395155
--------------------------------------------------------------------------------------------------------------------------
Security: 762760106
Meeting Type: Annual
Meeting Date: 01-Jun-2016
Ticker: RICE
ISIN: US7627601062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT F. VAGT Mgmt For For
TOBY Z. RICE Mgmt For For
STEVEN C. DIXON Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF ERNST & YOUNG LLP AS RICE Mgmt For For
ENERGY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
RLI CORP. Agenda Number: 934346847
--------------------------------------------------------------------------------------------------------------------------
Security: 749607107
Meeting Type: Annual
Meeting Date: 05-May-2016
Ticker: RLI
ISIN: US7496071074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KAJ AHLMANN Mgmt For For
BARBARA R. ALLEN Mgmt For For
MICHAEL E. ANGELINA Mgmt For For
JOHN T. BAILY Mgmt For For
JORDAN W. GRAHAM Mgmt For For
CHARLES M. LINKE Mgmt For For
F. LYNN MCPHEETERS Mgmt For For
JONATHAN E. MICHAEL Mgmt For For
JAMES J. SCANLAN Mgmt For For
MICHAEL J. STONE Mgmt For For
ROBERT O. VIETS Mgmt For For
2. APPROVAL OF THE RLI CORP. ANNUAL INCENTIVE Mgmt For For
COMPENSATION PLAN.
3. NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
4. NON-BINDING ADVISORY VOTE REGARDING Mgmt 1 Year For
FREQUENCY OF ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
5. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
SERVICEMASTER GLOBAL HOLDINGS INC. Agenda Number: 934350858
--------------------------------------------------------------------------------------------------------------------------
Security: 81761R109
Meeting Type: Annual
Meeting Date: 03-May-2016
Ticker: SERV
ISIN: US81761R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD P. FOX Mgmt For For
LAURIE ANN GOLDMAN Mgmt For For
THOMAS C. TILLER, JR. Mgmt For For
2. TO HOLD A NON-BINDING ADVISORY VOTE Mgmt For For
APPROVING EXECUTIVE COMPENSATION.
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
SPROUTS FARMERS MARKET, INC. Agenda Number: 934345441
--------------------------------------------------------------------------------------------------------------------------
Security: 85208M102
Meeting Type: Annual
Meeting Date: 03-May-2016
Ticker: SFM
ISIN: US85208M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SHON A. BONEY Mgmt For For
AMIN N. MAREDIA Mgmt For For
2. TO VOTE ON A NON-BINDING ADVISORY Mgmt Against Against
RESOLUTION TO APPROVE THE COMPENSATION PAID
TO OUR NAMED EXECUTIVE OFFICERS FOR FISCAL
2015 ("SAY-ON-PAY").
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JANUARY 1,
2017.
--------------------------------------------------------------------------------------------------------------------------
STERLING BANCORP Agenda Number: 934382499
--------------------------------------------------------------------------------------------------------------------------
Security: 85917A100
Meeting Type: Annual
Meeting Date: 24-May-2016
Ticker: STL
ISIN: US85917A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT ABRAMS Mgmt For For
JOHN P. CAHILL Mgmt For For
LOUIS J. CAPPELLI Mgmt For For
JAMES F. DEUTSCH Mgmt For For
NAVY E. DJONOVIC Mgmt For For
FERNANDO FERRER Mgmt For For
WILLIAM F. HELMER Mgmt For For
THOMAS G. KAHN Mgmt For For
JACK KOPNISKY Mgmt For For
JAMES J. LANDY Mgmt For For
ROBERT W. LAZAR Mgmt For For
JOHN C. MILLMAN Mgmt For For
RICHARD O'TOOLE Mgmt For For
BURT STEINBERG Mgmt For For
CRAIG S. THOMPSON Mgmt For For
WILLIAM E. WHISTON Mgmt For For
2. APPROVAL, BY NON-BINDING VOTE, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS (SAY-ON-PAY).
3. RATIFICATION OF THE APPOINTMENT OF CROWE Mgmt For For
HORWATH LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
STEVEN MADDEN, LTD. Agenda Number: 934379795
--------------------------------------------------------------------------------------------------------------------------
Security: 556269108
Meeting Type: Annual
Meeting Date: 27-May-2016
Ticker: SHOO
ISIN: US5562691080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD R. ROSENFELD Mgmt For For
ROSE PEABODY LYNCH Mgmt For For
PETER MIGLIORINI Mgmt For For
RICHARD P. RANDALL Mgmt For For
RAVI SACHDEV Mgmt For For
THOMAS H. SCHWARTZ Mgmt For For
ROBERT SMITH Mgmt For For
AMELIA NEWTON VARELA Mgmt For For
2. TO RATIFY THE APPOINTMENT OF EISNERAMPER Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2016.
3. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE EXECUTIVE COMPENSATION DESCRIBED IN THE
STEVEN MADDEN, LTD PROXY STATEMENT.
4. TO RE-APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE STEVEN MADDEN,
LTD. 2006 STOCK INCENTIVE PLAN PURSUANT TO
SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
--------------------------------------------------------------------------------------------------------------------------
STEWART INFORMATION SERVICES CORPORATION Agenda Number: 934376016
--------------------------------------------------------------------------------------------------------------------------
Security: 860372101
Meeting Type: Annual
Meeting Date: 27-Apr-2016
Ticker: STC
ISIN: US8603721015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ARNAUD AJDLER Mgmt For For
JAMES CHADWICK Mgmt For For
GLENN C. CHRISTENSON Mgmt For For
ROBERT L. CLARKE Mgmt For For
LAURIE C. MOORE Mgmt For For
2. ADVISORY APPROVAL REGARDING THE Mgmt For For
COMPENSATION OF STEWART INFORMATION
SERVICES CORPORATION'S NAMED EXECUTIVE
OFFICERS (SAY-ON-PAY)
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS STEWART INFORMATION SERVICES
CORPORATION'S INDEPENDENT AUDITORS FOR 2016
4. APPROVAL OF THE EXCHANGE OF CLASS B STOCK Mgmt For For
FOR COMMON STOCK AND CASH
5. SUBJECT TO STOCKHOLDER APPROVAL OF PROPOSAL Mgmt For For
4, AMEND CERTIFICATE OF INCORPORATION
ELIMINATING AUTHORIZED CLASS B STOCK AND
PROVISIONS RELATED THERETO
6. SUBJECT TO STOCKHOLDER APPROVAL OF PROPOSAL Mgmt For For
4, APPROVAL OF AN AMENDMENT TO STEWART
INFORMATION SERVICES CORPORATION'S AMENDED
AND RESTATED CERTIFICATE OF INCORPORATION
TO ELIMINATE THE REQUIREMENT THAT THE BOARD
SIZE BE SET AT NINE DIRECTORS
7. SUBJECT TO STOCKHOLDER APPROVAL OF PROPOSAL Mgmt For For
4, AMEND CERTIFICATE OF INCORPORATION
PERMITTING SPECIAL MEETING TO BE CALLED BY
25% OR MORE OF STOCKHOLDERS AND ELIMINATING
WRITTEN CONSENT
8. SUBJECT TO STOCKHOLDER APPROVAL OF PROPOSAL Mgmt For For
4, APPROVAL OF AN AMENDMENT TO STEWART
INFORMATION SERVICES CORPORATION'S AMENDED
AND RESTATED BY-LAWS TO ELIMINATE THE
REQUIREMENT THAT SIX OF THE NINE DIRECTORS
APPROVE BOARD ACTION
--------------------------------------------------------------------------------------------------------------------------
SUPERIOR ENERGY SERVICES, INC. Agenda Number: 934388580
--------------------------------------------------------------------------------------------------------------------------
Security: 868157108
Meeting Type: Annual
Meeting Date: 24-May-2016
Ticker: SPN
ISIN: US8681571084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HAROLD J. BOUILLION Mgmt For For
DAVID D. DUNLAP Mgmt For For
JAMES M. FUNK Mgmt For For
TERENCE E. HALL Mgmt For For
PETER D. KINNEAR Mgmt For For
JANIECE M. LONGORIA Mgmt For For
MICHAEL M. MCSHANE Mgmt For For
W. MATT RALLS Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT.
3. ADOPTION OF THE 2016 INCENTIVE AWARD PLAN Mgmt Against Against
WHICH PROVIDES FOR THE GRANT OF
EQUITY-BASED INCENTIVES TO OUR EMPLOYEES
AND DIRECTORS, AS MORE FULLY DISCLOSED IN
THE ACCOMPANYING PROXY STATEMENT.
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2016.
--------------------------------------------------------------------------------------------------------------------------
TEAM HEALTH HOLDINGS, INC. Agenda Number: 934381055
--------------------------------------------------------------------------------------------------------------------------
Security: 87817A107
Meeting Type: Annual
Meeting Date: 25-May-2016
Ticker: TMH
ISIN: US87817A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: H. LYNN MASSINGALE, Mgmt For For
M.D.
1B. ELECTION OF DIRECTOR: MICHAEL D. SNOW Mgmt For For
1C. ELECTION OF DIRECTOR: EDWIN M. CRAWFORD Mgmt For For
1D. ELECTION OF DIRECTOR: SCOTT OSTFELD Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR 2016.
--------------------------------------------------------------------------------------------------------------------------
TEAM, INC. Agenda Number: 934272852
--------------------------------------------------------------------------------------------------------------------------
Security: 878155100
Meeting Type: Annual
Meeting Date: 24-Sep-2015
Ticker: TISI
ISIN: US8781551002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF CLASS II DIRECTOR TO HOLD Mgmt For For
OFFICE UNTIL THE 2018 ANNUAL MEETING:
VINCENT D. FOSTER
1.2 ELECTION OF CLASS II DIRECTOR TO HOLD Mgmt For For
OFFICE UNTIL THE 2018 ANNUAL MEETING:
MICHAEL A. LUCAS
2. TO RATIFY THE APPOINTMENT OF KPMG LLP, AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE
FISCAL YEAR ENDING MAY 31, 2016.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
TEAM, INC. Agenda Number: 934323471
--------------------------------------------------------------------------------------------------------------------------
Security: 878155100
Meeting Type: Special
Meeting Date: 25-Feb-2016
Ticker: TISI
ISIN: US8781551002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE ISSUANCE OF SHARES OF TEAM Mgmt For For
COMMON STOCK IN CONNECTION WITH THE MERGER
OF TFA, INC., A WHOLLY OWNED SUBSIDIARY OF
TEAM, WITH AND INTO FURMANITE CORPORATION,
WITH FURMANITE SURVIVING AS A WHOLLY OWNED
SUBSIDIARY OF TEAM, AS CONTEMPLATED BY THE
MERGER AGREEMENT
2. APPROVAL OF THE ADJOURNMENT OF THE TEAM Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE NOT SUFFICIENT VOTES TO
APPROVE PROPOSAL NO. 1.
--------------------------------------------------------------------------------------------------------------------------
TEAM, INC. Agenda Number: 934391967
--------------------------------------------------------------------------------------------------------------------------
Security: 878155100
Meeting Type: Annual
Meeting Date: 12-May-2016
Ticker: TISI
ISIN: US8781551002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SYLVIA J. KERRIGAN Mgmt For For
EMMETT J. LESCROART Mgmt For For
TED W. OWEN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP, AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2016.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO APPROVE THE TEAM, INC. 2016 STOCK Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
TEMPUR SEALY INTERNATIONAL, INC. Agenda Number: 934343978
--------------------------------------------------------------------------------------------------------------------------
Security: 88023U101
Meeting Type: Annual
Meeting Date: 05-May-2016
Ticker: TPX
ISIN: US88023U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: EVELYN S. DILSAVER Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN A. HEIL Mgmt For For
1C. ELECTION OF DIRECTOR: JON L. LUTHER Mgmt For For
1D. ELECTION OF DIRECTOR: USMAN NABI Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD W. NEU Mgmt For For
1F. ELECTION OF DIRECTOR: SCOTT L. THOMPSON Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT B. TRUSSELL, Mgmt For For
JR.
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
3. AN ADVISORY VOTE TO APPROVE THE Mgmt Against Against
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
UNITED NATURAL FOODS, INC. Agenda Number: 934294581
--------------------------------------------------------------------------------------------------------------------------
Security: 911163103
Meeting Type: Annual
Meeting Date: 16-Dec-2015
Ticker: UNFI
ISIN: US9111631035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ERIC F. ARTZ Mgmt For For
1B. ELECTION OF DIRECTOR: ANN TORRE BATES Mgmt For For
1C. ELECTION OF DIRECTOR: DENISE M. CLARK Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL S. FUNK Mgmt For For
1E. ELECTION OF DIRECTOR: GAIL A. GRAHAM Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES P. HEFFERNAN Mgmt For For
1G. ELECTION OF DIRECTOR: PETER A. ROY Mgmt For For
1H. ELECTION OF DIRECTOR: STEVEN L. SPINNER Mgmt For For
2. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 30, 2016.
3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE UNITED NATURAL FOODS, INC. 2012
EQUITY INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL ON POLICY REGARDING Shr For Against
LIMITATIONS ON ACCELERATED VESTING OF
EQUITY AWARDS OF SENIOR EXECUTIVE OFFICERS
UPON A CHANGE IN CONTROL.
--------------------------------------------------------------------------------------------------------------------------
VERINT SYSTEMS INC. Agenda Number: 934421924
--------------------------------------------------------------------------------------------------------------------------
Security: 92343X100
Meeting Type: Annual
Meeting Date: 23-Jun-2016
Ticker: VRNT
ISIN: US92343X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAN BODNER Mgmt For For
VICTOR DEMARINES Mgmt For For
JOHN EGAN Mgmt For For
LARRY MYERS Mgmt For For
RICHARD NOTTENBURG Mgmt For For
HOWARD SAFIR Mgmt For For
EARL SHANKS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING JANUARY 31,
2017.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
VISTA OUTDOOR INC Agenda Number: 934253357
--------------------------------------------------------------------------------------------------------------------------
Security: 928377100
Meeting Type: Annual
Meeting Date: 11-Aug-2015
Ticker: VSTO
ISIN: US9283771007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL CALLAHAN Mgmt For For
GARY MCARTHUR Mgmt For For
ROBERT TAROLA Mgmt For For
2. ADVISORY VOTE TO APPROVE THE 2015 Mgmt For For
COMPENSATION OF VISTA OUTDOOR'S NAMED
EXECUTIVE OFFICERS
3. ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year For
AN ADVISORY VOTE ON NAMED EXECUTIVE OFFICER
COMPENSATION
4. RATIFICATION OF THE APPOINTMENT OF VISTA Mgmt For For
OUTDOOR'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
WEST PHARMACEUTICAL SERVICES, INC. Agenda Number: 934345364
--------------------------------------------------------------------------------------------------------------------------
Security: 955306105
Meeting Type: Annual
Meeting Date: 03-May-2016
Ticker: WST
ISIN: US9553061055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK A. BUTHMAN Mgmt For For
WILLIAM F. FEEHERY Mgmt For For
ERIC M. GREEN Mgmt For For
THOMAS W. HOFMANN Mgmt For For
PAULA A. JOHNSON Mgmt For For
MYLA P. LAI-GOLDMAN Mgmt For For
DOUGLAS A. MICHELS Mgmt For For
JOHN H. WEILAND Mgmt For For
PATRICK J. ZENNER Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. APPROVAL OF ADOPTION OF THE WEST Mgmt For For
PHARMACEUTICAL SERVICES, INC. 2016 OMNIBUS
INCENTIVE COMPENSATION PLAN.
4. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2016 YEAR.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Tax-Managed Small-Cap Portfolio
By (Signature) /s/ Nancy B. Tooke
Name Nancy B. Tooke
Title President
Date 08/25/2016