UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-21934
NAME OF REGISTRANT: RiverNorth Funds
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 325 N Lasalle St.
Suite 645
Chicago, IL 60654
NAME AND ADDRESS OF AGENT FOR SERVICE: Marc L. Collins
325 North LaSalle Street,
Suite 645
Chicago, IL 60654
REGISTRANT'S TELEPHONE NUMBER: 312 832 1440
DATE OF FISCAL YEAR END: 09/30
DATE OF REPORTING PERIOD: 07/01/2015 - 06/30/2016
All proxies required to be voted proportionally were done so. Some matters had too few votes for (or
against) a proposal to equal more than 1%
RiverNorth
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY EMERGING MKTS Agenda Number: 934227073
--------------------------------------------------------------------------------------------------------------------------
Security: 617477104
Meeting Type: Annual
Meeting Date: 06-Aug-2015
Ticker: EDD
ISIN: US6174771047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL BOZIC Mgmt Split 80% For 20% Withheld Split
NANCY C. EVERETT Mgmt Split 84% For 16% Withheld Split
MICHAEL F. KLEIN Mgmt Split 79% For 21% Withheld Split
W. ALLEN REED Mgmt Split 79% For 21% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
ABERDEEN ASIA-PACIFIC INCOME FUND, INC. Agenda Number: 934330197
--------------------------------------------------------------------------------------------------------------------------
Security: 003009107
Meeting Type: Annual
Meeting Date: 24-Mar-2016
Ticker: FAX
ISIN: US0030091070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 TO ELECT CLASS I DIRECTOR TO THE BOARD OF Mgmt Split 92% For 5% Against 3% AbstainSplit
DIRECTORS TO SERVE UNTIL THE 2019 ANNUAL
MEETING OF SHAREHOLDERS: JOHN T. SHEEHY
1.2 TO ELECT CLASS I DIRECTOR TO THE BOARD OF Mgmt Split 92% For 5% Against 3% AbstainSplit
DIRECTORS TO SERVE UNTIL THE 2019 ANNUAL
MEETING OF SHAREHOLDERS: NEVILLE J. MILES
--------------------------------------------------------------------------------------------------------------------------
ABERDEEN FUNDS Agenda Number: 934329699
--------------------------------------------------------------------------------------------------------------------------
Security: 00301T102
Meeting Type: Annual
Meeting Date: 24-Mar-2016
Ticker: ABE
ISIN: US00301T1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. TO ELECT CLASS III DIRECTOR TO THE BOARD OF Mgmt Split 86% For 14% Against Split
DIRECTORS TO SERVE UNTIL THE 2019 ANNUAL
MEETING OF SHAREHOLDERS: ENRIQUE R. ARZAC
1B. TO ELECT CLASS III DIRECTOR TO THE BOARD OF Mgmt Split 88% For 12% Against Split
DIRECTORS TO SERVE UNTIL THE 2019 ANNUAL
MEETING OF SHAREHOLDERS: JAMES J. CATTANO
--------------------------------------------------------------------------------------------------------------------------
ADAMS DIVERSIFIED EQUITY FUND, INC. Agenda Number: 934330731
--------------------------------------------------------------------------------------------------------------------------
Security: 006212104
Meeting Type: Annual
Meeting Date: 14-Apr-2016
Ticker: ADX
ISIN: US0062121043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ENRIQUE R. ARZAC Mgmt Split 87% For 13% Withheld Split
PHYLLIS O. BONANNO Mgmt Split 86% For 14% Withheld Split
KENNETH J. DALE Mgmt Split 88% For 12% Withheld Split
FREDERIC A. ESCHERICH Mgmt Split 87% For 13% Withheld Split
ROGER W. GALE Mgmt Split 87% For 13% Withheld Split
KATHLEEN T. MCGAHRAN Mgmt Split 87% For 13% Withheld Split
CRAIG R. SMITH Mgmt Split 87% For 13% Withheld Split
MARK E. STOECKLE Mgmt Split 87% For 13% Withheld Split
2. THE SELECTION OF PRICEWATERHOUSECOOPERS LLP Mgmt Split 98% For 1% Against 1% AbstainSplit
AS INDEPENDENT PUBLIC AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FD Agenda Number: 934333066
--------------------------------------------------------------------------------------------------------------------------
Security: 01879R106
Meeting Type: Annual
Meeting Date: 31-Mar-2016
Ticker: AWF
ISIN: US01879R1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. DOWNEY Mgmt Split 95% For 5% Withheld Split
NANCY P. JACKLIN Mgmt Split 97% For 3% Withheld Split
ROBERT M. KEITH Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
ALLIANCEBERNSTEIN INCOME FUND, INC. Agenda Number: 934304801
--------------------------------------------------------------------------------------------------------------------------
Security: 01881E101
Meeting Type: Special
Meeting Date: 01-Mar-2016
Ticker: ACG
ISIN: US01881E1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AN AGREEMENT AND PLAN OF Mgmt Split 93% For 5% Against 2% AbstainSplit
ACQUISITION AND DISSOLUTION PROVIDING FOR
THE ACQUISITION OF ALL OF THE ASSETS OF
ALLIANCEBERNSTEIN INCOME FUND, INC. IN
EXCHANGE FOR ADVISOR CLASS SHARES OF AB
INCOME FUND, A SERIES OF AB BOND FUND,
INC., AND AN OPEN-END FUND..(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
ALLIANZGI CONVERTIBLE & INCOME Agenda Number: 934435923
--------------------------------------------------------------------------------------------------------------------------
Security: 018828103
Meeting Type: Annual
Meeting Date: 30-Jun-2016
Ticker: NCV
ISIN: US0188281036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A. DIRECTOR
HANS W. KERTESS* Mgmt Split 94% For 6% Withheld *
WILLIAM B. OGDEN, IV* Mgmt Split 94% For 6% Withheld *
BARBARA R. CLAUSSEN* Mgmt Split 95% For 5% Withheld *
A. DOUGLAS EU# Mgmt Split 94% For 6% Withheld *
--------------------------------------------------------------------------------------------------------------------------
ALLIANZGI DIVERSIFIED INCOME & CONVERT Agenda Number: 934435909
--------------------------------------------------------------------------------------------------------------------------
Security: 01883J108
Meeting Type: Annual
Meeting Date: 30-Jun-2016
Ticker: ACV
ISIN: US01883J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A. DIRECTOR
BARBARA R. CLAUSSEN* Mgmt Split 97% For 3% Withheld Split
A. DOUGLAS EU# Mgmt Split 97% For 3% Withheld Split
HANS W. KERTESS@ Mgmt Split 97% For 3% Withheld Split
WILLIAM B. OGDEN, IV@ Mgmt Split 97% For 3% Withheld Split
DAVEY S. SCOON@ Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
ALLIANZGI EQUITY & CONVERTIBLE INCOME Agenda Number: 934435884
--------------------------------------------------------------------------------------------------------------------------
Security: 018829101
Meeting Type: Annual
Meeting Date: 30-Jun-2016
Ticker: NIE
ISIN: US0188291019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A. DIRECTOR
DEBORAH A. DECOTIS* Mgmt Split 78% For 22% Withheld Split
BRADFORD K. GALLAGHER* Mgmt Split 78% For 22% Withheld Split
BARBARA R. CLAUSSEN* Mgmt Split 78% For 22% Withheld Split
A. DOUGLAS EU# Mgmt Split 78% For 22% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
ALLIANZGI NFJ DIVERSIFIED, INT & PREM ST Agenda Number: 934435896
--------------------------------------------------------------------------------------------------------------------------
Security: 01883A107
Meeting Type: Annual
Meeting Date: 30-Jun-2016
Ticker: NFJ
ISIN: US01883A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A. DIRECTOR
DEBORAH A. DECOTIS* Mgmt Split 91% For 9% Withheld Split
BRADFORD K. GALLAGHER* Mgmt Split 91% For 9% Withheld Split
JAMES A. JACOBSON* Mgmt Split 91% For 9% Withheld Split
BARBARA R. CLAUSSEN* Mgmt Split 92% For 8% Withheld Split
A. DOUGLAS EU# Mgmt Split 91% For 9% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
ALPINE GLOBAL PREMIER PPTYS FD Agenda Number: 934368312
--------------------------------------------------------------------------------------------------------------------------
Security: 02082E205
Meeting Type: Annual
Meeting Date: 17-May-2016
Ticker: AGD
ISIN: US02082E2054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES A. JACOBSON Mgmt For For
H. GUY LEIBLER Mgmt For For
2. TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt For For
PROPERLY COME BEFORE THE MEETING OR ANY
ADJOURNMENTS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
ALPINE GLOBAL PREMIER PPTYS FD Agenda Number: 934368324
--------------------------------------------------------------------------------------------------------------------------
Security: 021060207
Meeting Type: Annual
Meeting Date: 17-May-2016
Ticker: AOD
ISIN: US0210602076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES A. JACOBSON Mgmt For For
H. GUY LEIBLER Mgmt For For
2. TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt For For
PROPERLY COME BEFORE THE MEETING OR ANY
ADJOURNMENTS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
APOLLO SENIOR FLOATING RATE, INC Agenda Number: 934378642
--------------------------------------------------------------------------------------------------------------------------
Security: 037636107
Meeting Type: Annual
Meeting Date: 19-May-2016
Ticker: AFT
ISIN: US0376361079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GLENN N. MARCHAK Mgmt For For
TODD J. SLOTKIN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
APOLLO SENIOR FLOATING RATE, INC. Agenda Number: 934378642
--------------------------------------------------------------------------------------------------------------------------
Security: 037638103
Meeting Type: Annual
Meeting Date: 19-May-2016
Ticker: AIF
ISIN: US0376381036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GLENN N. MARCHAK Mgmt Split 93% For 7% Withheld Split
TODD J. SLOTKIN Mgmt Split 93% For 7% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
ARES CAPITAL CORPORATION Agenda Number: 934358739
--------------------------------------------------------------------------------------------------------------------------
Security: 04010L103
Meeting Type: Annual
Meeting Date: 12-May-2016
Ticker: ARCC
ISIN: US04010L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: R. KIPP DEVEER Mgmt Split 97% For 2% Against 1% AbstainSplit
1.2 ELECTION OF DIRECTOR: DANIEL G. KELLY, JR. Mgmt Split 97% For 2% Against 1% AbstainSplit
1.3 ELECTION OF DIRECTOR: ERIC B. SIEGEL Mgmt Split 97% For 2% Against 1% AbstainSplit
2. TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt Split 97% For 2% Against 1% AbstainSplit
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
ARES CAPITAL CORPORATION Agenda Number: 934367954
--------------------------------------------------------------------------------------------------------------------------
Security: 04010L103
Meeting Type: Special
Meeting Date: 12-May-2016
Ticker: ARCC
ISIN: US04010L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO AUTHORIZE THE COMPANY, WITH THE APPROVAL Mgmt Split 81% For 17% Against 2% AbstainSplit
OF ITS BOARD OF DIRECTORS, TO SELL OR
OTHERWISE ISSUE SHARES OF ITS COMMON STOCK
AT A PRICE BELOW ITS THEN CURRENT NET ASSET
VALUE PER SHARE SUBJECT TO THE LIMITATIONS
SET FORTH IN THE PROXY STATEMENT FOR THE
SPECIAL MEETING OF STOCKHOLDERS ... (DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
ARES DYNAMIC Agenda Number: 934243320
--------------------------------------------------------------------------------------------------------------------------
Security: 04014F102
Meeting Type: Annual
Meeting Date: 14-Jul-2015
Ticker: ARDC
ISIN: US04014F1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SETH J. BRUFSKY Mgmt Split 99% For 1% Withheld Split
JOHN J. SHAW Mgmt Split 89% For 11% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
ARES DYNAMIC Agenda Number: 934253179
--------------------------------------------------------------------------------------------------------------------------
Security: 04014F102
Meeting Type: Special
Meeting Date: 14-Jul-2015
Ticker: ARDC
ISIN: US04014F1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2A. TO APPROVE THE ISSUANCE OF ADDITIONAL Mgmt Split 95% For 4% Against 1% AbstainSplit
SHARES OF COMMON STOCK OF THE FUND IN
CONNECTION WITH THE TRANSFER OF ALL OF THE
ASSETS OF ARES MULTI-STRATEGY CREDIT FUND,
INC. ("ARMF") TO THE FUND IN EXCHANGE FOR
THE ASSUMPTION BY THE FUND OF THE STATED
LIABILITIES OF ARMF AND SHARES OF COMMON
STOCK OF THE FUND.
2B. TO APPROVE A CHANGE TO THE FUND'S Mgmt Split 96% For 3% Against 1% AbstainSplit
FUNDAMENTAL INVESTMENT RESTRICTION NUMBER
5, RELATING TO THE FUND'S MAKING OF LOANS.
2C. TO APPROVE A CHANGE TO THE FUND'S Mgmt Split 96% For 3% Against 1% AbstainSplit
FUNDAMENTAL INVESTMENT RESTRICTION NUMBER
6, RELATING TO THE FUND'S CONCENTRATION
POLICY.
2D. TO APPROVE A CHANGE TO THE FUND'S Mgmt Split 95% For 4% Against 1% AbstainSplit
INVESTMENT POLICY SUCH THAT, UNDER NORMAL
MARKET CONDITIONS, AT LEAST 80% OF ITS
MANAGED ASSETS (AS DEFINED IN THE JOINT
PROXY STATEMENT/PROSPECTUS) WILL BE
INVESTED IN DEBT INSTRUMENTS, INCLUDING (I)
SENIOR SECURED LOANS MADE PRIMARILY TO
COMPANIES WHOSE DEBT IS RATED BELOW ...(DUE
TO SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
ARES DYNAMIC Agenda Number: 934424590
--------------------------------------------------------------------------------------------------------------------------
Security: 04014F102
Meeting Type: Annual
Meeting Date: 28-Jun-2016
Ticker: ARDC
ISIN: US04014F1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID A. SACHS Mgmt Split 83% For 17% Withheld Split
M. FREDDIE REISS Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
ARES DYNAMIC CREDIT ALLOCATION FUND Agenda Number: 934243332
--------------------------------------------------------------------------------------------------------------------------
Security: 04014Q108
Meeting Type: Annual
Meeting Date: 14-Jul-2015
Ticker: ARMF
ISIN: US04014Q1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SETH J. BRUFSKY Mgmt Split 99% For 1% Withheld Split
JOHN J. SHAW Mgmt Split 99% For 1% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
ARES DYNAMIC CREDIT ALLOCATION FUND Agenda Number: 934253181
--------------------------------------------------------------------------------------------------------------------------
Security: 04014Q108
Meeting Type: Special
Meeting Date: 14-Jul-2015
Ticker: ARMF
ISIN: US04014Q1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE REORGANIZATION OF THE FUND Mgmt Split 99% For 1% Against Split
INTO ARES DYNAMIC CREDIT ALLOCATION FUND,
INC. ("ARDC") PURSUANT TO THE AGREEMENT AND
PLAN OF REORGANIZATION BETWEEN THE FUND AND
ARDC , INCLUDING THE TRANSFER OF ALL OF THE
ASSETS OF THE FUND TO ARDC, THE
DEREGISTRATION OF THE FUND AS AN INVESTMENT
COMPANY PURSUANT TO ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
AVENUE INCOME CREDIT STRATEGIES FUND Agenda Number: 934381865
--------------------------------------------------------------------------------------------------------------------------
Security: 05358E106
Meeting Type: Annual
Meeting Date: 12-May-2016
Ticker: ACP
ISIN: US05358E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MS. JULIE DIEN LEDOUX Mgmt Split 94% For 6% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BABSON CAPITAL Agenda Number: 934246984
--------------------------------------------------------------------------------------------------------------------------
Security: 05617T100
Meeting Type: Annual
Meeting Date: 16-Jul-2015
Ticker: BGH
ISIN: US05617T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RODNEY J. DILLMAN Mgmt Split 97% For 3% Withheld Split
MARTIN A. SUMICHRAST Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK Agenda Number: 934250236
--------------------------------------------------------------------------------------------------------------------------
Security: 09255Q105
Meeting Type: Annual
Meeting Date: 29-Jul-2015
Ticker: BHL
ISIN: US09255Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK J. FABOZZI Mgmt Split 99% For 1% Withheld Split
JAMES T. FLYNN Mgmt Split 99% For 1% Withheld Split
BARBARA G. NOVICK Mgmt Split 99% For 1% Withheld Split
JOHN M. PERLOWSKI Mgmt Split 99% For 1% Withheld Split
KAREN P. ROBARDS Mgmt Split 99% For 1% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK Agenda Number: 934250236
--------------------------------------------------------------------------------------------------------------------------
Security: 09258A107
Meeting Type: Annual
Meeting Date: 29-Jul-2015
Ticker: BIT
ISIN: US09258A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK J. FABOZZI Mgmt For For
JAMES T. FLYNN Mgmt For For
BARBARA G. NOVICK Mgmt For For
JOHN M. PERLOWSKI Mgmt For For
KAREN P. ROBARDS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK CORPORATE HIGH YIELD FD VI INC Agenda Number: 934249497
--------------------------------------------------------------------------------------------------------------------------
Security: 09255P107
Meeting Type: Annual
Meeting Date: 29-Jul-2015
Ticker: HYT
ISIN: US09255P1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. CASTELLANO Mgmt Split 97% For 3% Withheld Split
RICHARD E. CAVANAGH Mgmt Split 97% For 3% Withheld Split
FRANK J. FABOZZI Mgmt Split 97% For 3% Withheld Split
KATHLEEN F. FELDSTEIN Mgmt Split 97% For 3% Withheld Split
JAMES T. FLYNN Mgmt Split 97% For 3% Withheld Split
JERROLD B. HARRIS Mgmt Split 97% For 3% Withheld Split
R. GLENN HUBBARD Mgmt Split 97% For 3% Withheld Split
W. CARL KESTER Mgmt Split 97% For 3% Withheld Split
BARBARA G. NOVICK Mgmt Split 97% For 3% Withheld Split
JOHN M. PERLOWSKI Mgmt Split 97% For 3% Withheld Split
KAREN P. ROBARDS Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK DEBT STRATEGIES FD INC Agenda Number: 934249497
--------------------------------------------------------------------------------------------------------------------------
Security: 09255R103
Meeting Type: Annual
Meeting Date: 29-Jul-2015
Ticker: DSU
ISIN: US09255R1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. CASTELLANO Mgmt Split 96% For 4% Withheld Split
RICHARD E. CAVANAGH Mgmt Split 96% For 4% Withheld Split
FRANK J. FABOZZI Mgmt Split 96% For 4% Withheld Split
KATHLEEN F. FELDSTEIN Mgmt Split 96% For 4% Withheld Split
JAMES T. FLYNN Mgmt Split 96% For 4% Withheld Split
JERROLD B. HARRIS Mgmt Split 96% For 4% Withheld Split
R. GLENN HUBBARD Mgmt Split 96% For 4% Withheld Split
W. CARL KESTER Mgmt Split 96% For 4% Withheld Split
BARBARA G. NOVICK Mgmt Split 96% For 4% Withheld Split
JOHN M. PERLOWSKI Mgmt Split 96% For 4% Withheld Split
KAREN P. ROBARDS Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK ENHANCED DIVID ACHIEVERS TR Agenda Number: 934250236
--------------------------------------------------------------------------------------------------------------------------
Security: 09251A104
Meeting Type: Annual
Meeting Date: 29-Jul-2015
Ticker: BDJ
ISIN: US09251A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK J. FABOZZI Mgmt Split 88% For 12% Withheld Split
JAMES T. FLYNN Mgmt Split 88% For 12% Withheld Split
BARBARA G. NOVICK Mgmt Split 88% For 12% Withheld Split
JOHN M. PERLOWSKI Mgmt Split 88% For 12% Withheld Split
KAREN P. ROBARDS Mgmt Split 88% For 12% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK FLTING RT INCOME STRA FD INC Agenda Number: 934249497
--------------------------------------------------------------------------------------------------------------------------
Security: 09255X100
Meeting Type: Annual
Meeting Date: 29-Jul-2015
Ticker: FRA
ISIN: US09255X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. CASTELLANO Mgmt Split 96% For 4% Withheld Split
RICHARD E. CAVANAGH Mgmt Split 96% For 4% Withheld Split
FRANK J. FABOZZI Mgmt Split 96% For 4% Withheld Split
KATHLEEN F. FELDSTEIN Mgmt Split 96% For 4% Withheld Split
JAMES T. FLYNN Mgmt Split 96% For 4% Withheld Split
JERROLD B. HARRIS Mgmt Split 96% For 4% Withheld Split
R. GLENN HUBBARD Mgmt Split 96% For 4% Withheld Split
W. CARL KESTER Mgmt Split 96% For 4% Withheld Split
BARBARA G. NOVICK Mgmt Split 96% For 4% Withheld Split
JOHN M. PERLOWSKI Mgmt Split 96% For 4% Withheld Split
KAREN P. ROBARDS Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK GLOBAL OPPORTUNITIES EQUITY TR Agenda Number: 934250236
--------------------------------------------------------------------------------------------------------------------------
Security: 092501105
Meeting Type: Annual
Meeting Date: 29-Jul-2015
Ticker: BOE
ISIN: US0925011050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK J. FABOZZI Mgmt Split 92% For 8% Withheld Split
JAMES T. FLYNN Mgmt Split 92% For 8% Withheld Split
BARBARA G. NOVICK Mgmt Split 92% For 8% Withheld Split
JOHN M. PERLOWSKI Mgmt Split 92% For 8% Withheld Split
KAREN P. ROBARDS Mgmt Split 92% For 8% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK LTD DURATION INCOME TR Agenda Number: 934250236
--------------------------------------------------------------------------------------------------------------------------
Security: 09249W101
Meeting Type: Annual
Meeting Date: 29-Jul-2015
Ticker: BLW
ISIN: US09249W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK J. FABOZZI Mgmt Split 98% For 2% Withheld Split
JAMES T. FLYNN Mgmt Split 98% For 2% Withheld Split
BARBARA G. NOVICK Mgmt Split 98% For 2% Withheld Split
JOHN M. PERLOWSKI Mgmt Split 98% For 2% Withheld Split
KAREN P. ROBARDS Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK MUNICIPAL TARGET Agenda Number: 934250248
--------------------------------------------------------------------------------------------------------------------------
Security: 09257P105
Meeting Type: Annual
Meeting Date: 29-Jul-2015
Ticker: BTT
ISIN: US09257P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES T. FLYNN Mgmt For For
BARBARA G. NOVICK Mgmt For For
JOHN M. PERLOWSKI Mgmt For For
KAREN P. ROBARDS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK PREFERRED & EQUITY ADVANTAGE Agenda Number: 934250236
--------------------------------------------------------------------------------------------------------------------------
Security: 092508100
Meeting Type: Annual
Meeting Date: 29-Jul-2015
Ticker: BTZ
ISIN: US0925081004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK J. FABOZZI Mgmt Split 95% For 5% Withheld Split
JAMES T. FLYNN Mgmt Split 95% For 5% Withheld Split
BARBARA G. NOVICK Mgmt Split 95% For 5% Withheld Split
JOHN M. PERLOWSKI Mgmt Split 95% For 5% Withheld Split
KAREN P. ROBARDS Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKSTONE FUNDS Agenda Number: 934338369
--------------------------------------------------------------------------------------------------------------------------
Security: 09256U105
Meeting Type: Annual
Meeting Date: 20-Apr-2016
Ticker: BSL
ISIN: US09256U1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL HOLLAND Mgmt Split 90% For 10% Withheld Split
DANIEL H. SMITH, JR. Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKSTONE FUNDS Agenda Number: 934338371
--------------------------------------------------------------------------------------------------------------------------
Security: 09257D102
Meeting Type: Annual
Meeting Date: 20-Apr-2016
Ticker: BGX
ISIN: US09257D1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL HOLLAND Mgmt Split 57% For 43% Withheld Split
DANIEL H. SMITH, JR. Mgmt Split 78% For 22% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKSTONE FUNDS Agenda Number: 934338383
--------------------------------------------------------------------------------------------------------------------------
Security: 09257R101
Meeting Type: Annual
Meeting Date: 20-Apr-2016
Ticker: BGB
ISIN: US09257R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL HOLLAND Mgmt Split 78% For 22% Withheld Split
DANIEL H. SMITH, JR. Mgmt Split 85% For 15% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BOULDER GROWTH & INCOME FUND, INC. Agenda Number: 934288689
--------------------------------------------------------------------------------------------------------------------------
Security: 101507101
Meeting Type: Annual
Meeting Date: 05-Nov-2015
Ticker: BIF
ISIN: US1015071012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD I. BARR Mgmt Split 87% For 13% Withheld Split
STEVEN K. NORGAARD Mgmt Split 88% For 12% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BROOKFIELD FUND Agenda Number: 934323382
--------------------------------------------------------------------------------------------------------------------------
Security: 11272P102
Meeting Type: Annual
Meeting Date: 24-Feb-2016
Ticker: HHY
ISIN: US11272P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HEATHER S. GOLDMAN Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
BROOKFIELD GLOBAL LISTED INFRA INC FD Agenda Number: 934394052
--------------------------------------------------------------------------------------------------------------------------
Security: 11273Q109
Meeting Type: Annual
Meeting Date: 19-May-2016
Ticker: INF
ISIN: US11273Q1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS II DIRECTOR: EDWARD A. Mgmt For For
KUCZMARSKI
1B. ELECTION OF CLASS II DIRECTOR: STUART A. Mgmt For For
MCFARLAND
--------------------------------------------------------------------------------------------------------------------------
CALAMOS CONV & HIGH INCOME FUND Agenda Number: 934426772
--------------------------------------------------------------------------------------------------------------------------
Security: 12811P108
Meeting Type: Annual
Meeting Date: 30-Jun-2016
Ticker: CHY
ISIN: US12811P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VIRGINIA G. BREEN Mgmt Split 96% For 4% Withheld Split
THERESA A. HAMACHER Mgmt Split 96% For 4% Withheld Split
STEPHEN B. TIMBERS Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
CALAMOS CONV OPPS & INCOME FUND Agenda Number: 934426772
--------------------------------------------------------------------------------------------------------------------------
Security: 128117108
Meeting Type: Annual
Meeting Date: 30-Jun-2016
Ticker: CHI
ISIN: US1281171082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VIRGINIA G. BREEN Mgmt Split 95% For 5% Withheld Split
THERESA A. HAMACHER Mgmt Split 95% For 5% Withheld Split
STEPHEN B. TIMBERS Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
CALAMOS GLOBAL DYNAMIC INCOME Agenda Number: 934426772
--------------------------------------------------------------------------------------------------------------------------
Security: 12811L107
Meeting Type: Annual
Meeting Date: 30-Jun-2016
Ticker: CHW
ISIN: US12811L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VIRGINIA G. BREEN Mgmt Split 96% For 4% Withheld Split
THERESA A. HAMACHER Mgmt Split 96% For 4% Withheld Split
STEPHEN B. TIMBERS Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
CBRE CLARION SECURITIES Agenda Number: 934278210
--------------------------------------------------------------------------------------------------------------------------
Security: 12504G100
Meeting Type: Annual
Meeting Date: 07-Oct-2015
Ticker: IGR
ISIN: US12504G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS II TRUSTEE: ASUKA Mgmt Split 98% For 2% Abstain Split
NAKAHARA
--------------------------------------------------------------------------------------------------------------------------
CENTRAL SECURITIES CORPORATION Agenda Number: 934328659
--------------------------------------------------------------------------------------------------------------------------
Security: 155123102
Meeting Type: Annual
Meeting Date: 23-Mar-2016
Ticker: CET
ISIN: US1551231020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
L. PRICE BLACKFORD Mgmt Split 90% For 10% Withheld Split
SIMMS C. BROWNING Mgmt Split 90% For 10% Withheld Split
DONALD G. CALDER Mgmt Split 90% For 10% Withheld Split
DAVID C. COLANDER Mgmt Split 90% For 10% Withheld Split
JAY R. INGLIS Mgmt Split 89% For 11% Withheld Split
WILMOT H. KIDD Mgmt Split 93% For 7% Withheld Split
C. CARTER WALKER, JR. Mgmt Split 89% For 11% Withheld Split
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt Split 99% For 1% Against Split
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2016.
3. APPROVAL OF AMENDMENT TO CERTIFICATE OF Mgmt Split 90% For 9% Against 1% AbstainSplit
INCORPORATION INCREASING THE NUMBER OF
SHARES OF COMMON STOCK.
--------------------------------------------------------------------------------------------------------------------------
CLOUGH GLOBAL ALLOCATION FUND Agenda Number: 934258624
--------------------------------------------------------------------------------------------------------------------------
Security: 18913Y103
Meeting Type: Annual
Meeting Date: 28-Jul-2015
Ticker: GLV
ISIN: US18913Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT L. BUTLER Mgmt Split 96% For 4% Withheld Split
JAMES E. CANTY Mgmt Split 96% For 4% Withheld Split
RICHARD C. RANTZOW Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
CLOUGH GLOBAL EQUITY FUND Agenda Number: 934256668
--------------------------------------------------------------------------------------------------------------------------
Security: 18914C100
Meeting Type: Annual
Meeting Date: 28-Jul-2015
Ticker: GLQ
ISIN: US18914C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ADAM D. CRESCENZI Mgmt Split 98% For 2% Withheld Split
JERRY G. RUTLEDGE Mgmt Split 98% For 2% Withheld Split
VINCENT W. VERSACI Mgmt Split 98% For 2% Withheld Split
2. THE SHAREHOLDER PROPOSAL AS DESCRIBED IN Shr Split 35% For 63% Against 2% AbstainSplit
THE PROXY STATEMENT, IF PROPERLY PRESENTED
BEFORE THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
CLOUGH GLOBAL OPPORTUNITIES FUND Agenda Number: 934258636
--------------------------------------------------------------------------------------------------------------------------
Security: 18914E106
Meeting Type: Annual
Meeting Date: 28-Jul-2015
Ticker: GLO
ISIN: US18914E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDMUND J. BURKE Mgmt Split 99% For 1% Withheld Split
JOHN F. MEE Mgmt Split 99% For 1% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
COHEN & STEERS REIT & PFD INCOME FUND Agenda Number: 934338422
--------------------------------------------------------------------------------------------------------------------------
Security: 19247X100
Meeting Type: Annual
Meeting Date: 28-Apr-2016
Ticker: RNP
ISIN: US19247X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH M. HARVEY Mgmt Split 96% For 4% Withheld Split
GERALD J. MAGINNIS Mgmt Split 96% For 4% Withheld Split
RICHARD J. NORMAN Mgmt Split 96% For 4% Withheld Split
FRANK K. ROSS Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
CORNERSTONE STRATEGIC VALUE FUND, INC. Agenda Number: 934334474
--------------------------------------------------------------------------------------------------------------------------
Security: 21924B302
Meeting Type: Annual
Meeting Date: 19-Apr-2016
Ticker: CLM
ISIN: US21924B3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANDREW A. STRAUSS Mgmt Split 87% For 13% Withheld Split
GLENN W. WILCOX, SR. Mgmt Split 87% For 13% Withheld Split
2. IN THEIR DISCRETION, THE PROXIES ARE Mgmt Split 75% For 14% Against 11% AbstainSplit
AUTHORIZED TO CONSIDER AND VOTE UPON SUCH
OTHER MATTERS AS MAY PROPERLY COME BEFORE
THE SAID MEETING OR ANY ADJOURNMENT
THEREOF.
--------------------------------------------------------------------------------------------------------------------------
CREDIT SUISSE ASSET MGMT INCOME FD, INC. Agenda Number: 934344893
--------------------------------------------------------------------------------------------------------------------------
Security: 224916106
Meeting Type: Annual
Meeting Date: 19-Apr-2016
Ticker: CIK
ISIN: US2249161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ENRIQUE R. ARZAC Mgmt For For
TERRY F. BOVARNICK Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE FUNDS Agenda Number: 934271038
--------------------------------------------------------------------------------------------------------------------------
Security: 25158V108
Meeting Type: Annual
Meeting Date: 30-Sep-2015
Ticker: LBF
ISIN: US25158V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN W. BALLANTINE Mgmt Split 95% For 5% Withheld Split
HENRY P. BECTON, JR. Mgmt Split 95% For 5% Withheld Split
DAWN-MARIE DRISCOLL Mgmt Split 94% For 6% Withheld Split
PAUL K. FREEMAN Mgmt Split 94% For 6% Withheld Split
2. TO ADOPT ARTICLES OF AMENDMENT TO THE Mgmt Split 92% For 7% Against 1% AbstainSplit
FUND'S CHARTER TO LIMIT THE FUND'S TERM OF
EXISTENCE UNTIL SEPTEMBER 30, 2017 OR SUCH
EARLIER DATE AS MAY BE DETERMINED BY THE
BOARD OF THE FUND, AT WHICH TIME THE FUND
WILL BE LIQUIDATED.
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE FUNDS Agenda Number: 934271040
--------------------------------------------------------------------------------------------------------------------------
Security: 25158Y102
Meeting Type: Annual
Meeting Date: 30-Sep-2015
Ticker: DHG
ISIN: US25158Y1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEITH R. FOX Mgmt Split 63% For 37% Withheld Split
RICHARD J. HERRING Mgmt Split 63% For 37% Withheld Split
WILLIAM N. SEARCY, JR. Mgmt Split 63% For 37% Withheld Split
2. TO ADOPT ARTICLES OF AMENDMENT TO THE Mgmt Split 97% For 2% Against 1% AbstainSplit
FUND'S CHARTER TO LIMIT THE FUND'S TERM OF
EXISTENCE UNTIL MARCH 30, 2018 OR SUCH
EARLIER DATE AS MAY BE DETERMINED BY THE
BOARD OF THE FUND, AT WHICH TIME THE FUND
WILL BE LIQUIDATED.
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE FUNDS Agenda Number: 934271052
--------------------------------------------------------------------------------------------------------------------------
Security: 25155R100
Meeting Type: Annual
Meeting Date: 30-Sep-2015
Ticker: KHI
ISIN: US25155R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEITH R. FOX Mgmt Split 54% For 46% Withheld Split
RICHARD J. HERRING Mgmt Split 54% For 46% Withheld Split
WILLIAM N. SEARCY, JR. Mgmt Split 54% For 46% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE FUNDS Agenda Number: 934271052
--------------------------------------------------------------------------------------------------------------------------
Security: 25160E102
Meeting Type: Annual
Meeting Date: 30-Sep-2015
Ticker: KMM
ISIN: US25160E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEITH R. FOX Mgmt Split 67% For 33% Withheld Split
RICHARD J. HERRING Mgmt Split 67% For 33% Withheld Split
WILLIAM N. SEARCY, JR. Mgmt Split 67% For 33% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE FUNDS Agenda Number: 934445568
--------------------------------------------------------------------------------------------------------------------------
Security: 25155R100
Meeting Type: Special
Meeting Date: 30-Jun-2016
Ticker: KHI
ISIN: US25155R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE CONVERTING THE FUND FROM A Mgmt Split 17% For 80% Against 3% AbstainSplit
CLOSED-END INVESTMENT COMPANY TO AN
OPEN-END INVESTMENT COMPANY AND AUTHORIZING
CERTAIN RELATED AMENDMENTS TO THE FUND'S
AMENDED AND RESTATED AGREEMENT AND
DECLARATION OF TRUST.
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE FLOATING-RATE INCOME TRUST Agenda Number: 934324257
--------------------------------------------------------------------------------------------------------------------------
Security: 278279104
Meeting Type: Annual
Meeting Date: 24-Mar-2016
Ticker: EFT
ISIN: US2782791048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HELEN FRAME PETERS Mgmt Split 93% For 7% Withheld Split
VALERIE A. MOSLEY Mgmt Split 93% For 7% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE INSD. MUN BD FD Agenda Number: 934238874
--------------------------------------------------------------------------------------------------------------------------
Security: 27827X101
Meeting Type: Annual
Meeting Date: 23-Jul-2015
Ticker: EIM
ISIN: US27827X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM H. PARK Mgmt Split 79% For 21% Withheld Split
VALERIE A. MOSLEY Mgmt Split 79% For 21% Withheld Split
RALPH F. VERNI Mgmt Split 79% For 21% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE LIMITED DURATION INCOME FD Agenda Number: 934306463
--------------------------------------------------------------------------------------------------------------------------
Security: 27828H105
Meeting Type: Annual
Meeting Date: 21-Jan-2016
Ticker: EVV
ISIN: US27828H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT E. ESTON Mgmt Split 98% For 2% Withheld Split
CYNTHIA E. FROST Mgmt Split 98% For 2% Withheld Split
VALERIE A. MOSLEY Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE SENIOR INCOME TRUST Agenda Number: 934274008
--------------------------------------------------------------------------------------------------------------------------
Security: 27826S103
Meeting Type: Annual
Meeting Date: 22-Oct-2015
Ticker: EVF
ISIN: US27826S1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT E. ESTON Mgmt Split 98% For 2% Withheld Split
HELEN FRAME PETERS Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE SHORT DURATION DIV INCOME FD Agenda Number: 934317149
--------------------------------------------------------------------------------------------------------------------------
Security: 27828V104
Meeting Type: Annual
Meeting Date: 18-Feb-2016
Ticker: EVG
ISIN: US27828V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE J. GORMAN Mgmt Split 94% For 6% Withheld Split
WILLIAM H. PARK Mgmt Split 94% For 6% Withheld Split
SUSAN J. SUTHERLAND Mgmt Split 94% For 6% Withheld Split
HARRIETT TEE TAGGART Mgmt Split 94% For 6% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
FEDERATED FUNDS Agenda Number: 934281534
--------------------------------------------------------------------------------------------------------------------------
Security: 314162108
Meeting Type: Annual
Meeting Date: 12-Oct-2015
Ticker: FTT
ISIN: US3141621082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. CHRISTOPHER DONAHUE Mgmt For For
PETER E. MADDEN Mgmt For For
CHARLES F. MANSFIELD JR Mgmt For For
2. PROPOSED AGREEMENT AND PLAN OF Mgmt For For
REORGANIZATION PURSUANT TO WHICH FEDERATED
ENHANCED TREASURY INCOME FUND ("ACQUIRING
FUND") WOULD ACQUIRE ALL, OR SUBSTANTIALLY
ALL, OF THE ASSETS OF FEDERATED ENHANCED
TREASURY INCOME FUND (FTT) IN EXCHANGE FOR
SHARES OF THE ACQUIRING FUND TO BE
DISTRIBUTED PRO RATA BY FTT TO ITS
SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
FIRST TRUST ADVISORS Agenda Number: 934339056
--------------------------------------------------------------------------------------------------------------------------
Security: 33738E109
Meeting Type: Annual
Meeting Date: 22-Apr-2016
Ticker: FSD
ISIN: US33738E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES A. BOWEN Mgmt Split 94% For 6% Withheld Split
NIEL B. NIELSON Mgmt Split 94% For 6% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
FIRST TRUST FUNDS Agenda Number: 934339056
--------------------------------------------------------------------------------------------------------------------------
Security: 337353304
Meeting Type: Annual
Meeting Date: 22-Apr-2016
Ticker: FHY
ISIN: US3373533047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES A. BOWEN Mgmt Split 90% For 10% Withheld Split
NIEL B. NIELSON Mgmt Split 90% For 10% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
FIRST TRUST/ABERDEEN GLOBAL OPP INC FD Agenda Number: 934339056
--------------------------------------------------------------------------------------------------------------------------
Security: 337319107
Meeting Type: Annual
Meeting Date: 22-Apr-2016
Ticker: FAM
ISIN: US3373191077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES A. BOWEN Mgmt Split 66% For 34% Withheld Split
NIEL B. NIELSON Mgmt Split 66% For 34% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
FRANKLIN TEMPLETON LTD DURATION INC TR Agenda Number: 934270480
--------------------------------------------------------------------------------------------------------------------------
Security: 35472T101
Meeting Type: Annual
Meeting Date: 17-Sep-2015
Ticker: FTF
ISIN: US35472T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. MICHAEL LUTTIG Mgmt Split 82% For 18% Withheld Split
FRANK A. OLSON Mgmt Split 82% For 18% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
FULL CIRCLE CAPITAL CORPORATION Agenda Number: 934295812
--------------------------------------------------------------------------------------------------------------------------
Security: 359671104
Meeting Type: Annual
Meeting Date: 15-Jan-2016
Ticker: FULL
ISIN: US3596711040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREGG J. FELTON Mgmt Split 88% For 12% Withheld Split
JOHN E. STUART Mgmt Split 85% For 15% Withheld Split
2. TO RATIFY THE SELECTION OF RSM US LLP TO Mgmt Split 93% For 1% Against 6% AbstainSplit
SERVE AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JUNE 30, 2016.
3. TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt Split 78% For 12% Against 10% AbstainSplit
PROPERLY COME BEFORE THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
GABELLI FUNDS Agenda Number: 934358323
--------------------------------------------------------------------------------------------------------------------------
Security: 36249W104
Meeting Type: Annual
Meeting Date: 09-May-2016
Ticker: GGZ
ISIN: US36249W1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEVIN V. DREYER Mgmt Split 98% For 2% Withheld Split
KUNI NAKAMURA Mgmt Split 96% For 4% Withheld Split
SALVATORE J. ZIZZA Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
GDL FD Agenda Number: 934358309
--------------------------------------------------------------------------------------------------------------------------
Security: 361570104
Meeting Type: Annual
Meeting Date: 09-May-2016
Ticker: GDL
ISIN: US3615701048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD T. TOKAR Mgmt Split 97% For 3% Withheld Split
SALVATORE J. ZIZZA Mgmt Split 52% For 48% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
GDL FD Agenda Number: 934358311
--------------------------------------------------------------------------------------------------------------------------
Security: 361570302
Meeting Type: Annual
Meeting Date: 09-May-2016
Ticker: GDLPRB
ISIN: US3615703028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD T. TOKAR Mgmt Split 97% For 3% Withheld Split
SALVATORE J. ZIZZA Mgmt Split 96% For 4% Withheld Split
ANTHONY J. COLAVITA Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
GENERAL AMERICAN INVESTORS COMPANY, INC. Agenda Number: 934332913
--------------------------------------------------------------------------------------------------------------------------
Security: 368802104
Meeting Type: Annual
Meeting Date: 13-Apr-2016
Ticker: GAM
ISIN: US3688021043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MR. BERENS Mgmt Split 78% For 22% Withheld Split
MR. CULLMAN Mgmt Split 78% For 22% Withheld Split
MR. DAVIDSON Mgmt Split 76% For 24% Withheld Split
MR. GORDAN Mgmt Split 79% For 21% Withheld Split
MS. GOTBAUM Mgmt Split 78% For 22% Withheld Split
MR. KNAFEL Mgmt Split 79% For 21% Withheld Split
MR. NEIDICH Mgmt Split 79% For 21% Withheld Split
MR. PRIEST Mgmt Split 82% For 18% Withheld Split
MR. SCHIRMER Mgmt Split 83% For 17% Withheld Split
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt Split 98% For 1% Against 1% AbstainSplit
YOUNG LLP AS AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
GENERAL AMERICAN INVESTORS COMPANY, INC. Agenda Number: 934332925
--------------------------------------------------------------------------------------------------------------------------
Security: 368802401
Meeting Type: Annual
Meeting Date: 13-Apr-2016
Ticker: GAMPRB
ISIN: US3688024013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MR. ALTSCHUL Mgmt Split 94% For 6% Withheld Split
MR. BERENS Mgmt Split 93% For 7% Withheld Split
MR. CULLMAN Mgmt Split 94% For 6% Withheld Split
MR. DAVIDSON Mgmt Split 93% For 7% Withheld Split
MR. GORDAN Mgmt Split 94% For 6% Withheld Split
MS. GOTBAUM Mgmt Split 94% For 6% Withheld Split
MR. KNAFEL Mgmt Split 94% For 6% Withheld Split
MR. NEIDICH Mgmt Split 94% For 6% Withheld Split
MR. PRIEST Mgmt Split 99% For 1% Withheld Split
MR. SCHIRMER Mgmt Split 99% For 1% Withheld Split
MR. TROUBH Mgmt Split 94% For 6% Withheld Split
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
GLADSTONE INVESTMENT CORPORATION Agenda Number: 934252115
--------------------------------------------------------------------------------------------------------------------------
Security: 376546404
Meeting Type: Annual
Meeting Date: 06-Aug-2015
Ticker: GAINN
ISIN: US3765464041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TERRY L. BRUBAKER Mgmt Split 96% For 4% Withheld Split
CAREN D. MERRICK Mgmt Split 96% For 4% Withheld Split
WALTER H. WILKINSON, JR Mgmt Split 96% For 4% Withheld Split
2. TO APPROVE A PROPOSAL TO AUTHORIZE US, WITH Mgmt Split 84% For 9% Against 7% AbstainSplit
THE APPROVAL OF OUR BOARD OF DIRECTORS (THE
"BOARD"), TO ISSUE AND SELL SHARES OF OUR
COMMON STOCK (DURING THE NEXT 12 MONTHS) AT
A PRICE BELOW ITS THEN CURRENT NET ASSET
VALUE PER SHARE, SUBJECT TO CERTAIN
LIMITATIONS SET FORTH IN THE PROXY
STATEMENT ACCOMPANYING THIS NOTICE
(INCLUDING, WITHOUT LIMITATION, THAT THE
NUMBER OF SHARES ISSUED AND SOLD PURSUANT
TO SUCH AUTHORITY DOES NOT EXCEED 25% OF
OUR THEN OUTSTANDING COMMON STOCK
IMMEDIATELY PRIOR TO EACH SUCH SALE).
--------------------------------------------------------------------------------------------------------------------------
GLOBAL HIGH INCOME DOLLAR FUND INC. Agenda Number: 934319648
--------------------------------------------------------------------------------------------------------------------------
Security: 37933G108
Meeting Type: Annual
Meeting Date: 18-Feb-2016
Ticker: GHI
ISIN: US37933G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE A PROPOSAL THAT THE FUND BE Mgmt Split 90% For 6% Against 4% AbstainSplit
LIQUIDATED AND DISSOLVED PURSUANT TO A PLAN
OF LIQUIDATION AND DISSOLUTION.
2. DIRECTOR
RICHARD R. BURT Mgmt Split 88% For 12% Withheld Split
MEYER FELDBERG Mgmt Split 88% For 12% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
GOLDMAN SACHS MLP INCOME Agenda Number: 934329714
--------------------------------------------------------------------------------------------------------------------------
Security: 38147W103
Meeting Type: Annual
Meeting Date: 31-Mar-2016
Ticker: GMZ
ISIN: US38147W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LINDA A. LANG* Mgmt Split 97% For 3% Withheld Split
MICHAEL LATHAM# Mgmt Split 98% For 2% Withheld Split
JAMES A. MCNAMARA* Mgmt Split 98% For 2% Withheld Split
L.W. STRANGHOENER$ Mgmt Split 98% For 2% Withheld Split
RICHARD P. STRUBEL* Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
GUGGENHEIM FUNDS Agenda Number: 934276519
--------------------------------------------------------------------------------------------------------------------------
Security: 007639107
Meeting Type: Annual
Meeting Date: 30-Sep-2015
Ticker: AGC
ISIN: US0076391079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS III TRUSTEE: MR. TRACY V. Mgmt Split 97% For 1% Against 2% AbstainSplit
MAITLAND
1B. ELECTION OF CLASS III TRUSTEE: MR. RONALD Mgmt Split 97% For 1% Against 2% AbstainSplit
A. NYBERG
--------------------------------------------------------------------------------------------------------------------------
GUGGENHEIM FUNDS Agenda Number: 934276533
--------------------------------------------------------------------------------------------------------------------------
Security: 00765E104
Meeting Type: Annual
Meeting Date: 30-Sep-2015
Ticker: LCM
ISIN: US00765E1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS II TRUSTEE: MR. TRACY V. Mgmt Split 76% For 2% Against 22% AbstainSplit
MAITLAND
1B. ELECTION OF CLASS II TRUSTEE: MR. RONALD A. Mgmt Split 76% For 2% Against 22% AbstainSplit
NYBERG
--------------------------------------------------------------------------------------------------------------------------
INVESCO Agenda Number: 934262748
--------------------------------------------------------------------------------------------------------------------------
Security: 46131H107
Meeting Type: Annual
Meeting Date: 26-Aug-2015
Ticker: VVR
ISIN: US46131H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. DIRECTOR
JAMES T. BUNCH Mgmt Split 98% For 2% Withheld Split
BRUCE L. CROCKETT Mgmt Split 98% For 2% Withheld Split
RODNEY F. DAMMEYER Mgmt Split 98% For 2% Withheld Split
JACK M. FIELDS Mgmt Split 98% For 2% Withheld Split
MARTIN L. FLANAGAN Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
INVESCO Agenda Number: 934262798
--------------------------------------------------------------------------------------------------------------------------
Security: 46132L107
Meeting Type: Annual
Meeting Date: 26-Aug-2015
Ticker: VBF
ISIN: US46132L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1C. DIRECTOR
JAMES T. BUNCH Mgmt Split 75% For 25% Withheld *
BRUCE L. CROCKETT Mgmt Split 75% For 25% Withheld *
RODNEY F. DAMMEYER Mgmt Split 75% For 25% Withheld *
JACK M. FIELDS Mgmt Split 75% For 25% Withheld *
MARTIN L. FLANAGAN Mgmt Split 75% For 25% Withheld *
2. TO ELIMINATE THE FUNDAMENTAL RESTRICTION Mgmt Split 72% For 27% Against 1% Abstain*
PROHIBITING INVESTMENTS IN INVESTMENT
COMPANIES, AS REFLECTED IN THE FUND'S
REGISTRATION STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
INVESCO Agenda Number: 934262748
--------------------------------------------------------------------------------------------------------------------------
Security: 46132R104
Meeting Type: Annual
Meeting Date: 26-Aug-2015
Ticker: VTA
ISIN: US46132R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. DIRECTOR
JAMES T. BUNCH Mgmt Split 99% For 1% Withheld Split
BRUCE L. CROCKETT Mgmt Split 99% For 1% Withheld Split
RODNEY F. DAMMEYER Mgmt Split 99% For 1% Withheld Split
JACK M. FIELDS Mgmt Split 99% For 1% Withheld Split
MARTIN L. FLANAGAN Mgmt Split 99% For 1% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
IVY HIGH INCOME OPPORTUNITIES Agenda Number: 934253876
--------------------------------------------------------------------------------------------------------------------------
Security: 465893105
Meeting Type: Annual
Meeting Date: 30-Jul-2015
Ticker: IVH
ISIN: US4658931054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HENRY J. HERRMANN Mgmt Split 93% For 7% Withheld Split
MICHAEL G. SMITH Mgmt Split 93% For 7% Withheld Split
EDWARD M. TIGHE Mgmt Split 93% For 7% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
KAYNE ANDERSON MLP INVESTMENT CO Agenda Number: 934276230
--------------------------------------------------------------------------------------------------------------------------
Security: 486606502
Meeting Type: Special
Meeting Date: 30-Oct-2015
Ticker: KYNPRE
ISIN: US4866065026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. FOR APPROVAL OF THE NEW INVESTMENT Mgmt For For
MANAGEMENT AGREEMENT BY AND BETWEEN KA FUND
ADVISERS, LLC AND KAYNE ANDERSON MLP
INVESTMENT COMPANY.
2. FOR ANY ADJOURNMENT OF THE MEETING FROM Mgmt For For
TIME TO TIME TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE MEETING TO CONSTITUTE A QUORUM OR TO
APPROVE PROPOSALS.
--------------------------------------------------------------------------------------------------------------------------
KAYNE ANDERSON MLP INVESTMENT CO Agenda Number: 934276230
--------------------------------------------------------------------------------------------------------------------------
Security: 486606601
Meeting Type: Special
Meeting Date: 30-Oct-2015
Ticker: KYNPRF
ISIN: US4866066016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. FOR APPROVAL OF THE NEW INVESTMENT Mgmt For For
MANAGEMENT AGREEMENT BY AND BETWEEN KA FUND
ADVISERS, LLC AND KAYNE ANDERSON MLP
INVESTMENT COMPANY.
2. FOR ANY ADJOURNMENT OF THE MEETING FROM Mgmt For For
TIME TO TIME TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE MEETING TO CONSTITUTE A QUORUM OR TO
APPROVE PROPOSALS.
--------------------------------------------------------------------------------------------------------------------------
KAYNE ANDERSON MLP INVESTMENT CO Agenda Number: 934438133
--------------------------------------------------------------------------------------------------------------------------
Security: 486606601
Meeting Type: Annual
Meeting Date: 23-Jun-2016
Ticker: KYNPRF
ISIN: US4866066016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANNE K. COSTIN Mgmt Split 96% For 3% Against 1% AbstainSplit
1B. ELECTION OF DIRECTOR: WILLIAM H. SHEA, JR. Mgmt Split 97% For 2% Against 1% AbstainSplit
2. THE RATIFICATION OF THE SELECTION OF Mgmt Split 98% For 2% Against Split
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING NOVEMBER
30, 2016.
--------------------------------------------------------------------------------------------------------------------------
KKR INCOME OPPORTUNITIES FUND Agenda Number: 934328419
--------------------------------------------------------------------------------------------------------------------------
Security: 48249T106
Meeting Type: Annual
Meeting Date: 23-Mar-2016
Ticker: KIO
ISIN: US48249T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TOBIN V. LEVY Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
LEGG MASON Agenda Number: 934304596
--------------------------------------------------------------------------------------------------------------------------
Security: 95768B107
Meeting Type: Annual
Meeting Date: 14-Dec-2015
Ticker: HYI
ISIN: US95768B1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CAROL L. COLMAN* Mgmt No vote
DANIEL P. CRONIN* Mgmt No vote
PAOLO M. CUCCHI* Mgmt No vote
JANE E. TRUST# Mgmt No vote
ROBERT D. AGDERN$ Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
LEGG MASON Agenda Number: 934317163
--------------------------------------------------------------------------------------------------------------------------
Security: 95766K109
Meeting Type: Annual
Meeting Date: 29-Jan-2016
Ticker: HIO
ISIN: US95766K1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LESLIE H. GELB* Mgmt Split 89% For 11% Withheld Split
WILLIAM R. HUTCHINSON* Mgmt Split 89% For 11% Withheld Split
RIORDAN ROETT* Mgmt Split 89% For 11% Withheld Split
JANE E. TRUST# Mgmt Split 89% For 11% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
LEGG MASON Agenda Number: 934326112
--------------------------------------------------------------------------------------------------------------------------
Security: 95790C107
Meeting Type: Annual
Meeting Date: 26-Feb-2016
Ticker: GDO
ISIN: US95790C1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JANE E. TRUST* Mgmt No vote
ROBERT D. AGDERN# Mgmt No vote
EILEEN A. KAMERICK# Mgmt No vote
RIORDAN ROETT# Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
LEGG MASON Agenda Number: 934326136
--------------------------------------------------------------------------------------------------------------------------
Security: 52469B100
Meeting Type: Annual
Meeting Date: 26-Feb-2016
Ticker: BWG
ISIN: US52469B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DANIEL P. CRONIN* Mgmt For For
PAOLO M. CUCCHI* Mgmt For For
JANE E. TRUST# Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LEGG MASON Agenda Number: 934334222
--------------------------------------------------------------------------------------------------------------------------
Security: 184691103
Meeting Type: Annual
Meeting Date: 24-Mar-2016
Ticker: CBA
ISIN: US1846911030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JANE E. TRUST* Mgmt Split 95% For 5% Withheld Split
ROBERT D. AGDERN$ Mgmt Split 95% For 5% Withheld Split
EILEEN A. KAMERICK$ Mgmt Split 95% For 5% Withheld Split
RIORDAN ROETT$ Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
LEGG MASON Agenda Number: 934334195
--------------------------------------------------------------------------------------------------------------------------
Security: 18469Q108
Meeting Type: Annual
Meeting Date: 24-Mar-2016
Ticker: CTR
ISIN: US18469Q1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CAROL L. COLMAN* Mgmt Split 97% For 3% Withheld Split
DANIEL P. CRONIN* Mgmt Split 98% For 2% Withheld Split
PAOLO M. CUCCHI* Mgmt Split 97% For 3% Withheld Split
JANE E. TRUST$ Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
LEGG MASON Agenda Number: 934335111
--------------------------------------------------------------------------------------------------------------------------
Security: 18469P100
Meeting Type: Annual
Meeting Date: 24-Mar-2016
Ticker: EMO
ISIN: US18469P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LESLIE H. GELB Mgmt Split 96% For 4% Withheld Split
WILLIAM R. HUTCHINSON Mgmt Split 97% For 3% Withheld Split
JANE E. TRUST Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
LEGG MASON PARTNERS CAPITAL AND INCOME Agenda Number: 934335109
--------------------------------------------------------------------------------------------------------------------------
Security: 50208A102
Meeting Type: Annual
Meeting Date: 24-Mar-2016
Ticker: SCD
ISIN: US50208A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LESLIE H. GELB Mgmt Split 94% For 6% Withheld Split
WILLIAM R. HUTCHINSON Mgmt Split 94% For 6% Withheld Split
JANE E. TRUST Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
LIBERTY ALL-STAR EQUITY FUND Agenda Number: 934254880
--------------------------------------------------------------------------------------------------------------------------
Security: 530158104
Meeting Type: Annual
Meeting Date: 27-Aug-2015
Ticker: USA
ISIN: US5301581048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN A. BENNING Mgmt Split 88% For 12% Withheld Split
EDMUND J. BURKE Mgmt Split 67% For 33% Withheld Split
3. IF PROPERLY PRESENTED AT THE MEETING, TO Shr Split 22% For 76% Against 2% AbstainSplit
CONSIDER AND VOTE UPON THE SHAREHOLDER
PROPOSAL PRESENTED UNDER THE HEADING
"SHAREHOLDER PROPOSAL" IN THE ACCOMPANYING
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
LIBERTY ALL-STAR EQUITY FUND Agenda Number: 934287916
--------------------------------------------------------------------------------------------------------------------------
Security: 530158104
Meeting Type: Special
Meeting Date: 19-Nov-2015
Ticker: USA
ISIN: US5301581048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE A NEW PORTFOLIO MANAGEMENT Mgmt Split 86% For 12% Against 2% AbstainSplit
AGREEMENT AMONG THE FUND, ALPS ADVISORS,
INC. ("AAI" OR THE "FUND MANAGER") AND
DELAWARE INVESTMENTS FUND ADVISERS, A
SERIES OF DELAWARE BUSINESS MANAGEMENT
TRUST ("DELAWARE INVESTMENTS" OR THE
"PORTFOLIO MANAGER").
--------------------------------------------------------------------------------------------------------------------------
LIBERTY ALL-STAR EQUITY FUND Agenda Number: 934320817
--------------------------------------------------------------------------------------------------------------------------
Security: 530158104
Meeting Type: Special
Meeting Date: 25-Feb-2016
Ticker: USA
ISIN: US5301581048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE A NEW PORTFOLIO MANAGEMENT Mgmt Split 87% For 11% Against 2% AbstainSplit
AGREEMENT AMONG THE FUND, ALPS ADVISORS,
INC. ("AAI" OR THE "FUND MANAGER") AND
ARISTOTLE CAPITAL MANAGEMENT, LLC
("ARISTOTLE" OR THE "PORTFOLIO MANAGER").
--------------------------------------------------------------------------------------------------------------------------
LMP CORPORATE LOAN FUND Agenda Number: 934318848
--------------------------------------------------------------------------------------------------------------------------
Security: 50208B100
Meeting Type: Annual
Meeting Date: 29-Jan-2016
Ticker: TLI
ISIN: US50208B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CAROL L. COLMAN Mgmt Split 97% For 3% Withheld Split
JANE E. TRUST Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
LMP REAL ESTATE INCOME FUND INC. Agenda Number: 934382881
--------------------------------------------------------------------------------------------------------------------------
Security: 50208C108
Meeting Type: Special
Meeting Date: 18-May-2016
Ticker: RIT
ISIN: US50208C1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE MERGER OF RIT WITH AND INTO Mgmt Split 96% For 3% Against 1% AbstainSplit
LEGG MASON FUNDS TRUST, IN ACCORDANCE WITH
THE MARYLAND GENERAL CORPORATION LAW AND
THE MARYLAND STATUTORY TRUST ACT.
--------------------------------------------------------------------------------------------------------------------------
MADISON STRATEGIC SECTOR PREM Agenda Number: 934255008
--------------------------------------------------------------------------------------------------------------------------
Security: 558268108
Meeting Type: Annual
Meeting Date: 31-Jul-2015
Ticker: MSP
ISIN: US5582681087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PHILIP E. BLAKE* Mgmt Split 86% For 14% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
MANAGED HIGH YIELD PLUS FUND INC. Agenda Number: 934337432
--------------------------------------------------------------------------------------------------------------------------
Security: 561911108
Meeting Type: Special
Meeting Date: 21-Apr-2016
Ticker: HYF
ISIN: US5619111082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE A PROPOSAL THAT THE COMPANY BE Mgmt Split 94% For 5% Against 1% AbstainSplit
LIQUIDATED AND DISSOLVED PURSUANT TO A PLAN
OF LIQUIDATION AND DISSOLUTION.
--------------------------------------------------------------------------------------------------------------------------
MEDLEY CAPITAL CORPORATION Agenda Number: 934323762
--------------------------------------------------------------------------------------------------------------------------
Security: 58503F106
Meeting Type: Annual
Meeting Date: 14-Mar-2016
Ticker: MCC
ISIN: US58503F1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MR. SETH TAUBE Mgmt Split 89% For 11% Withheld Split
MR. ARTHUR S. AINSBERG Mgmt Split 91% For 9% Withheld Split
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt Split 98% For 1% Against 1% AbstainSplit
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR MEDLEY CAPITAL
CORPORATION FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2016.
--------------------------------------------------------------------------------------------------------------------------
MFS CHARTER INCOME TRUST Agenda Number: 934270618
--------------------------------------------------------------------------------------------------------------------------
Security: 552727109
Meeting Type: Annual
Meeting Date: 01-Oct-2015
Ticker: MCR
ISIN: US5527271093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A DIRECTOR
ROBERT E. BUTLER Mgmt Split 80% For 20% Withheld Split
DAVID H. GUNNING Mgmt Split 80% For 20% Withheld Split
ROBIN A. STELMACH Mgmt Split 80% For 20% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
MFS MULTIMARKET INCOME TRUST Agenda Number: 934270618
--------------------------------------------------------------------------------------------------------------------------
Security: 552737108
Meeting Type: Annual
Meeting Date: 01-Oct-2015
Ticker: MMT
ISIN: US5527371083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A DIRECTOR
ROBERT E. BUTLER Mgmt Split 81% For 19% Withheld Split
DAVID H. GUNNING Mgmt Split 81% For 19% Withheld Split
ROBIN A. STELMACH Mgmt Split 81% For 19% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
MONSTER BEVERAGE CORPORATION Agenda Number: 934253953
--------------------------------------------------------------------------------------------------------------------------
Security: 61174X109
Meeting Type: Annual
Meeting Date: 07-Aug-2015
Ticker: MNST
ISIN: US61174X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RODNEY C. SACKS Mgmt Split 93% For 7% Withheld Split
HILTON H. SCHLOSBERG Mgmt Split 82% For 18% Withheld Split
MARK J. HALL Mgmt Split 91% For 9% Withheld Split
NORMAN C. EPSTEIN Mgmt Split 95% For 5% Withheld Split
GARY P. FAYARD Mgmt Split 99% For 1% Withheld Split
BENJAMIN M. POLK Mgmt Split 96% For 4% Withheld Split
SYDNEY SELATI Mgmt Split 96% For 4% Withheld Split
HAROLD C. TABER, JR. Mgmt Split 93% For 7% Withheld Split
KATHY N. WALLER Mgmt Split 92% For 8% Withheld Split
MARK S. VIDERGAUZ Mgmt Split 98% For 2% Withheld Split
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt Split 95% For 5% Against Split
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2015.
3. PROPOSAL TO APPROVE, ON A NON-BINDING, Mgmt Split 96% For 4% Against Split
ADVISORY BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
4. STOCKHOLDER PROPOSAL REGARDING PROXY Shr Split 56% For 44% Against Split
ACCESS.
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY EMER MKTS DEBT FUND, INC. Agenda Number: 934227073
--------------------------------------------------------------------------------------------------------------------------
Security: 61744H105
Meeting Type: Annual
Meeting Date: 06-Aug-2015
Ticker: MSD
ISIN: US61744H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL BOZIC Mgmt Split 95% For 5% Withheld Split
NANCY C. EVERETT Mgmt Split 95% For 5% Withheld Split
MICHAEL F. KLEIN Mgmt Split 95% For 5% Withheld Split
W. ALLEN REED Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY FUND Agenda Number: 934262774
--------------------------------------------------------------------------------------------------------------------------
Security: 46133G107
Meeting Type: Annual
Meeting Date: 26-Aug-2015
Ticker: IQI
ISIN: US46133G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. DIRECTOR
JAMES T. BUNCH Mgmt Split 82% For 18% Withheld Split
BRUCE L. CROCKETT Mgmt Split 82% For 18% Withheld Split
RODNEY F. DAMMEYER Mgmt Split 82% For 18% Withheld Split
JACK M. FIELDS Mgmt Split 82% For 18% Withheld Split
MARTIN L. FLANAGAN Mgmt Split 82% For 18% Withheld Split
2. TO ELIMINATE THE FUNDAMENTAL RESTRICTION Mgmt Split 75% For 22% Against 3% AbstainSplit
PROHIBITING INVESTMENTS IN INVESTMENT
COMPANIES, AS REFLECTED IN THE FUND'S
REGISTRATION STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
NEUBERGER BERMAN HI/YLD STRATEGY Agenda Number: 934266582
--------------------------------------------------------------------------------------------------------------------------
Security: 64128C106
Meeting Type: Annual
Meeting Date: 24-Aug-2015
Ticker: NHS
ISIN: US64128C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT CONTI Mgmt Split 89% For 11% Withheld Split
MICHAEL M. KNETTER Mgmt Split 88% For 12% Withheld Split
PETER P. TRAPP Mgmt Split 88% For 12% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NEUBERGER BERMAN REAL ESTATE SEC INC FD Agenda Number: 934266582
--------------------------------------------------------------------------------------------------------------------------
Security: 64190A103
Meeting Type: Annual
Meeting Date: 24-Aug-2015
Ticker: NRO
ISIN: US64190A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT CONTI Mgmt Split 88% For 12% Withheld Split
MICHAEL M. KNETTER Mgmt Split 88% For 12% Withheld Split
PETER P. TRAPP Mgmt Split 88% For 12% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NEXPOINT FUNDS Agenda Number: 934417824
--------------------------------------------------------------------------------------------------------------------------
Security: 65340G205
Meeting Type: Annual
Meeting Date: 03-Jun-2016
Ticker: NHF
ISIN: US65340G2057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRYAN A. WARD Mgmt Split 97% For 3% Withheld Split
ETHAN POWELL Mgmt Split 94% For 6% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NEXPOINT RESIDENTIAL TRUST, INC. Agenda Number: 934419272
--------------------------------------------------------------------------------------------------------------------------
Security: 65341D102
Meeting Type: Annual
Meeting Date: 15-Jun-2016
Ticker: NXRT
ISIN: US65341D1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES DONDERO Mgmt Split 90% For 10% Withheld Split
BRIAN MITTS Mgmt Split 88% For 12% Withheld Split
EDWARD CONSTANTINO Mgmt Split 99% For 1% Withheld Split
SCOTT KAVANAUGH Mgmt Split 96% For 4% Withheld Split
ARTHUR LAFFER Mgmt Split 99% For 1% Withheld Split
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt Split 99% For 1% Against Split
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2016
3. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt Split 93% For 6% Against 1% AbstainSplit
ARTICLES OF AMENDMENT AND RESTATEMENT TO
REMOVE A PROVISION REQUIRING THE COMPANY TO
COMPLY WITH CERTAIN DIRECTOR INDEPENDENCE
REQUIREMENTS OF THE INVESTMENT COMPANY ACT
OF 1940
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt Split 93% For 6% Against 1% AbstainSplit
ARTICLES OF AMENDMENT AND RESTATEMENT TO
REMOVE A PROVISION REQUIRING THAT ANY
ADVISORY AGREEMENT WE ENTER INTO COMPLY
WITH CERTAIN REQUIREMENTS OF THE INVESTMENT
COMPANY ACT OF 1940
5. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt Split 93% For 6% Against 1% AbstainSplit
ARTICLES OF AMENDMENT AND RESTATEMENT TO
REMOVE A PROVISION REQUIRING THAT CERTAIN
FUTURE AMENDMENTS OF THE ARTICLES OF
AMENDMENT AND RESTATEMENT BE APPROVED IN
ACCORDANCE WITH THE INVESTMENT COMPANY ACT
OF 1940
6. TO APPROVE THE NEXPOINT RESIDENTIAL TRUST, Mgmt Split 92% For 7% Against 1% AbstainSplit
INC. 2016 LONG TERM INCENTIVE PLAN
7. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt Split 93% For 6% Against 1% AbstainSplit
ADVISORY AGREEMENT
--------------------------------------------------------------------------------------------------------------------------
NUVEEN DIVIDEND ADVANTAGE MUNI FD Agenda Number: 934259272
--------------------------------------------------------------------------------------------------------------------------
Security: 67066V101
Meeting Type: Annual
Meeting Date: 05-Aug-2015
Ticker: NAD
ISIN: US67066V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JACK B. EVANS Mgmt Split 96% For 4% Withheld Split
THOMAS S. SCHREIER, JR. Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FD 3 Agenda Number: 934259272
--------------------------------------------------------------------------------------------------------------------------
Security: 67070X101
Meeting Type: Annual
Meeting Date: 05-Aug-2015
Ticker: NZF
ISIN: US67070X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JACK B. EVANS Mgmt Split 88% For 12% Withheld Split
THOMAS S. SCHREIER, JR. Mgmt Split 89% For 11% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FD 3 Agenda Number: 934294264
--------------------------------------------------------------------------------------------------------------------------
Security: 67070X101
Meeting Type: Special
Meeting Date: 10-Feb-2016
Ticker: NZF
ISIN: US67070X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. TO APPROVE THE ISSUANCE OF ADDITIONAL Mgmt Split 88% For 10% Against 2% AbstainSplit
COMMON SHARES IN CONNECTION WITH THE
REORGANIZATION OF EACH OF NUVEEN MUNICIPAL
ADVANTAGE FUND, INC., NUVEEN PREMIUM INCOME
MUNICIPAL FUND 4, INC. AND NUVEEN DIVIDEND
ADVANTAGE MUNICIPAL FUND 2 INTO NUVEEN
DIVIDEND ADVANTAGE MUNICIPAL FUND 3
PURSUANT TO THE AGREEMENT AND PLAN OF
REORGANIZATION.
3A. TO APPROVE A NEW INVESTMENT MANAGEMENT Mgmt Split 88% For 9% Against 3% AbstainSplit
AGREEMENT BETWEEN NUVEEN DIVIDEND ADVANTAGE
MUNICIPAL FUND 3 AND NUVEEN FUND ADVISORS,
LLC.
3B. TO APPROVE A NEW SUB-ADVISORY AGREEMENT Mgmt Split 88% For 9% Against 3% AbstainSplit
BETWEEN NUVEEN FUND ADVISORS, LLC AND
NUVEEN ASSET MANAGEMENT, LLC, WITH RESPECT
TO NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND
3.
--------------------------------------------------------------------------------------------------------------------------
NUVEEN FLOATING RATE INCOME FUND Agenda Number: 934346037
--------------------------------------------------------------------------------------------------------------------------
Security: 67072T108
Meeting Type: Annual
Meeting Date: 22-Apr-2016
Ticker: JFR
ISIN: US67072T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. DIRECTOR
JUDITH M. STOCKDALE Mgmt No vote
CAROLE E. STONE Mgmt No vote
MARGARET L. WOLFF Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
NUVEEN FLOATING RATE INCOME OPPORTUNITY Agenda Number: 934346037
--------------------------------------------------------------------------------------------------------------------------
Security: 6706EN100
Meeting Type: Annual
Meeting Date: 22-Apr-2016
Ticker: JRO
ISIN: US6706EN1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. DIRECTOR
JUDITH M. STOCKDALE Mgmt No vote
CAROLE E. STONE Mgmt No vote
MARGARET L. WOLFF Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
NUVEEN GLOBAL HIGH INCOME FUND Agenda Number: 934259246
--------------------------------------------------------------------------------------------------------------------------
Security: 67075G103
Meeting Type: Annual
Meeting Date: 05-Aug-2015
Ticker: JGH
ISIN: US67075G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JACK B. EVANS Mgmt Split 92% For 8% Withheld Split
WILLIAM J. SCHNEIDER Mgmt Split 92% For 8% Withheld Split
THOMAS S. SCHREIER, JR. Mgmt Split 92% For 8% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN GLOBAL HIGH INCOME FUND Agenda Number: 934346013
--------------------------------------------------------------------------------------------------------------------------
Security: 67075G103
Meeting Type: Annual
Meeting Date: 22-Apr-2016
Ticker: JGH
ISIN: US67075G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1B. DIRECTOR
WILLIAM C. HUNTER Mgmt For For
JUDITH M. STOCKDALE Mgmt For For
CAROLE E. STONE Mgmt For For
MARGARET L. WOLFF Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NUVEEN INSURED DIVIDEND ADV MUNI FUND Agenda Number: 934259272
--------------------------------------------------------------------------------------------------------------------------
Security: 67071L106
Meeting Type: Annual
Meeting Date: 05-Aug-2015
Ticker: NVG
ISIN: US67071L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JACK B. EVANS Mgmt Split 88% For 12% Withheld Split
THOMAS S. SCHREIER, JR. Mgmt Split 89% For 11% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN INSURED DIVIDEND ADV MUNI FUND Agenda Number: 934294288
--------------------------------------------------------------------------------------------------------------------------
Security: 67071L106
Meeting Type: Special
Meeting Date: 02-Mar-2016
Ticker: NVG
ISIN: US67071L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. TO APPROVE THE ISSUANCE OF ADDITIONAL Mgmt Split 87% For 9% Against 4% AbstainSplit
COMMON SHARES IN CONNECTION WITH THE
REORGANIZATION OF EACH OF NUVEEN QUALITY
MUNICIPAL FUND, INC., NUVEEN QUALITY INCOME
MUNICIPAL FUND, INC. AND NUVEEN MUNICIPAL
OPPORTUNITY FUND, INC. INTO NUVEEN DIVIDEND
ADVANTAGE MUNICIPAL INCOME FUND PURSUANT TO
THE AGREEMENT AND PLAN OF REORGANIZATION.
3A. TO APPROVE A NEW INVESTMENT MANAGEMENT Mgmt Split 87% For 8% Against 5% AbstainSplit
AGREEMENT BETWEEN NUVEEN DIVIDEND ADVANTAGE
MUNICIPAL INCOME FUND AND NUVEEN FUND
ADVISORS, LLC.
3B. TO APPROVE A NEW SUB-ADVISORY AGREEMENT Mgmt Split 87% For 8% Against 5% AbstainSplit
BETWEEN NUVEEN FUND ADVISORS, LLC AND
NUVEEN ASSET MANAGEMENT, LLC, WITH RESPECT
TO NUVEEN DIVIDEND ADVANTAGE MUNICIPAL
INCOME FUND.
--------------------------------------------------------------------------------------------------------------------------
NUVEEN INSURED MUNICIPAL OPPORTUNITY FD Agenda Number: 934259234
--------------------------------------------------------------------------------------------------------------------------
Security: 670984103
Meeting Type: Annual
Meeting Date: 05-Aug-2015
Ticker: NIO
ISIN: US6709841034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM ADAMS IV Mgmt Split 96% For 4% Withheld Split
JACK B. EVANS Mgmt Split 96% For 4% Withheld Split
DAVID J. KUNDERT Mgmt Split 96% For 4% Withheld Split
JOHN K. NELSON Mgmt Split 96% For 4% Withheld Split
THOMAS S. SCHREIER, JR. Mgmt Split 96% For 4% Withheld Split
JUDITH M. STOCKDALE Mgmt Split 96% For 4% Withheld Split
CAROLE E. STONE Mgmt Split 96% For 4% Withheld Split
VIRGINIA L. STRINGER Mgmt Split 96% For 4% Withheld Split
TERENCE J. TOTH Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN INVESTMENTS Agenda Number: 934259246
--------------------------------------------------------------------------------------------------------------------------
Security: 67074C103
Meeting Type: Annual
Meeting Date: 05-Aug-2015
Ticker: NBB
ISIN: US67074C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JACK B. EVANS Mgmt Split 97% For 3% Withheld Split
WILLIAM J. SCHNEIDER Mgmt Split 97% For 3% Withheld Split
THOMAS S. SCHREIER, JR. Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN INVESTMENTS Agenda Number: 934259246
--------------------------------------------------------------------------------------------------------------------------
Security: 67074Q102
Meeting Type: Annual
Meeting Date: 05-Aug-2015
Ticker: NBD
ISIN: US67074Q1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JACK B. EVANS Mgmt Split 97% For 3% Withheld Split
WILLIAM J. SCHNEIDER Mgmt Split 97% For 3% Withheld Split
THOMAS S. SCHREIER, JR. Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN INVESTMENTS Agenda Number: 934295191
--------------------------------------------------------------------------------------------------------------------------
Security: 25533B108
Meeting Type: Annual
Meeting Date: 16-Dec-2015
Ticker: DRA
ISIN: US25533B1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROGER A. GIBSON Mgmt Split 95% For 5% Withheld Split
LEONARD W. KEDROWSKI Mgmt Split 95% For 5% Withheld Split
RICHARD K. RIEDERER Mgmt Split 95% For 5% Withheld Split
JAMES M. WADE Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN INVESTMENTS Agenda Number: 934346037
--------------------------------------------------------------------------------------------------------------------------
Security: 670671106
Meeting Type: Annual
Meeting Date: 22-Apr-2016
Ticker: NID
ISIN: US6706711065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. DIRECTOR
JUDITH M. STOCKDALE Mgmt For For
CAROLE E. STONE Mgmt For For
MARGARET L. WOLFF Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NUVEEN INVESTMENTS Agenda Number: 934346013
--------------------------------------------------------------------------------------------------------------------------
Security: 670735109
Meeting Type: Annual
Meeting Date: 22-Apr-2016
Ticker: JLS
ISIN: US6707351093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1B. DIRECTOR
WILLIAM C. HUNTER Mgmt No vote
JUDITH M. STOCKDALE Mgmt No vote
CAROLE E. STONE Mgmt No vote
MARGARET L. WOLFF Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
NUVEEN INVESTMENTS Agenda Number: 934346013
--------------------------------------------------------------------------------------------------------------------------
Security: 67074R100
Meeting Type: Annual
Meeting Date: 22-Apr-2016
Ticker: JMT
ISIN: US67074R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1B. DIRECTOR
WILLIAM C. HUNTER Mgmt No vote
JUDITH M. STOCKDALE Mgmt No vote
CAROLE E. STONE Mgmt No vote
MARGARET L. WOLFF Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
NUVEEN INVESTMENTS Agenda Number: 934346037
--------------------------------------------------------------------------------------------------------------------------
Security: 67074X107
Meeting Type: Annual
Meeting Date: 22-Apr-2016
Ticker: JSD
ISIN: US67074X1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. DIRECTOR
JUDITH M. STOCKDALE Mgmt No vote
CAROLE E. STONE Mgmt No vote
MARGARET L. WOLFF Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
NUVEEN MUNICIPAL ADVANTAGE FD INC Agenda Number: 934259234
--------------------------------------------------------------------------------------------------------------------------
Security: 67062H106
Meeting Type: Annual
Meeting Date: 05-Aug-2015
Ticker: NMA
ISIN: US67062H1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM ADAMS IV Mgmt Split 91% For 9% Withheld Split
JACK B. EVANS Mgmt Split 90% For 10% Withheld Split
DAVID J. KUNDERT Mgmt Split 90% For 10% Withheld Split
JOHN K. NELSON Mgmt Split 90% For 10% Withheld Split
THOMAS S. SCHREIER, JR. Mgmt Split 90% For 10% Withheld Split
JUDITH M. STOCKDALE Mgmt Split 90% For 10% Withheld Split
CAROLE E. STONE Mgmt Split 90% For 10% Withheld Split
VIRGINIA L. STRINGER Mgmt Split 90% For 10% Withheld Split
TERENCE J. TOTH Mgmt Split 90% For 10% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN MUNICIPAL ADVANTAGE FD INC Agenda Number: 934294290
--------------------------------------------------------------------------------------------------------------------------
Security: 67062H106
Meeting Type: Special
Meeting Date: 10-Feb-2016
Ticker: NMA
ISIN: US67062H1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AN AGREEMENT AND PLAN OF Mgmt Split 80% For 17% Against 3% AbstainSplit
REORGANIZATION PURSUANT TO WHICH NUVEEN
MUNICIPAL ADVANTAGE FUND, INC. (THE "TARGET
FUND") WOULD (I) TRANSFER SUBSTANTIALLY ALL
OF ITS ASSETS TO NUVEEN DIVIDEND ADVANTAGE
MUNICIPAL FUND 3 (THE "ACQUIRING FUND") IN
EXCHANGE SOLELY FOR NEWLY ISSUED COMMON
SHARES AND .. (DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
NUVEEN MUNICIPAL MARKET OPPORTUNITY FD Agenda Number: 934259234
--------------------------------------------------------------------------------------------------------------------------
Security: 67062W103
Meeting Type: Annual
Meeting Date: 05-Aug-2015
Ticker: NMO
ISIN: US67062W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM ADAMS IV Mgmt Split 89% For 11% Withheld Split
JACK B. EVANS Mgmt Split 89% For 11% Withheld Split
DAVID J. KUNDERT Mgmt Split 89% For 11% Withheld Split
JOHN K. NELSON Mgmt Split 89% For 11% Withheld Split
THOMAS S. SCHREIER, JR. Mgmt Split 89% For 11% Withheld Split
JUDITH M. STOCKDALE Mgmt Split 89% For 11% Withheld Split
CAROLE E. STONE Mgmt Split 89% For 11% Withheld Split
VIRGINIA L. STRINGER Mgmt Split 89% For 11% Withheld Split
TERENCE J. TOTH Mgmt Split 89% For 11% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN PERFORMANCE PLUS MUNI FD INC Agenda Number: 934259234
--------------------------------------------------------------------------------------------------------------------------
Security: 67062P108
Meeting Type: Annual
Meeting Date: 05-Aug-2015
Ticker: NPP
ISIN: US67062P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM ADAMS IV Mgmt Split 98% For 2% Withheld Split
JACK B. EVANS Mgmt Split 97% For 3% Withheld Split
DAVID J. KUNDERT Mgmt Split 98% For 2% Withheld Split
JOHN K. NELSON Mgmt Split 98% For 2% Withheld Split
THOMAS S. SCHREIER, JR. Mgmt Split 97% For 3% Withheld Split
JUDITH M. STOCKDALE Mgmt Split 97% For 3% Withheld Split
CAROLE E. STONE Mgmt Split 98% For 2% Withheld Split
VIRGINIA L. STRINGER Mgmt Split 98% For 2% Withheld Split
TERENCE J. TOTH Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN PREFERED & CONVERTIBLE INCOME 2 Agenda Number: 934346013
--------------------------------------------------------------------------------------------------------------------------
Security: 67073D102
Meeting Type: Annual
Meeting Date: 22-Apr-2016
Ticker: JQC
ISIN: US67073D1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1B. DIRECTOR
WILLIAM C. HUNTER Mgmt For For
JUDITH M. STOCKDALE Mgmt For For
CAROLE E. STONE Mgmt For For
MARGARET L. WOLFF Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NUVEEN PREMIER MUNI INCOME FD, INC. Agenda Number: 934259234
--------------------------------------------------------------------------------------------------------------------------
Security: 670988104
Meeting Type: Annual
Meeting Date: 05-Aug-2015
Ticker: NPF
ISIN: US6709881048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM ADAMS IV Mgmt Split 97% For 3% Withheld Split
JACK B. EVANS Mgmt Split 96% For 4% Withheld Split
DAVID J. KUNDERT Mgmt Split 96% For 4% Withheld Split
JOHN K. NELSON Mgmt Split 96% For 4% Withheld Split
THOMAS S. SCHREIER, JR. Mgmt Split 96% For 4% Withheld Split
JUDITH M. STOCKDALE Mgmt Split 96% For 4% Withheld Split
CAROLE E. STONE Mgmt Split 96% For 4% Withheld Split
VIRGINIA L. STRINGER Mgmt Split 96% For 4% Withheld Split
TERENCE J. TOTH Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN PREMIUM INCOME MUNI FD 2 INC Agenda Number: 934259234
--------------------------------------------------------------------------------------------------------------------------
Security: 67063W102
Meeting Type: Annual
Meeting Date: 05-Aug-2015
Ticker: NPM
ISIN: US67063W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM ADAMS IV Mgmt Split 95% For 5% Withheld Split
JACK B. EVANS Mgmt Split 95% For 5% Withheld Split
DAVID J. KUNDERT Mgmt Split 95% For 5% Withheld Split
JOHN K. NELSON Mgmt Split 95% For 5% Withheld Split
THOMAS S. SCHREIER, JR. Mgmt Split 95% For 5% Withheld Split
JUDITH M. STOCKDALE Mgmt Split 95% For 5% Withheld Split
CAROLE E. STONE Mgmt Split 95% For 5% Withheld Split
VIRGINIA L. STRINGER Mgmt Split 95% For 5% Withheld Split
TERENCE J. TOTH Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN PREMIUM INCOME MUNI FD INC Agenda Number: 934259234
--------------------------------------------------------------------------------------------------------------------------
Security: 67062T100
Meeting Type: Annual
Meeting Date: 05-Aug-2015
Ticker: NPI
ISIN: US67062T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM ADAMS IV Mgmt Split 96% For 4% Withheld Split
JACK B. EVANS Mgmt Split 96% For 4% Withheld Split
DAVID J. KUNDERT Mgmt Split 96% For 4% Withheld Split
JOHN K. NELSON Mgmt Split 96% For 4% Withheld Split
THOMAS S. SCHREIER, JR. Mgmt Split 96% For 4% Withheld Split
JUDITH M. STOCKDALE Mgmt Split 96% For 4% Withheld Split
CAROLE E. STONE Mgmt Split 96% For 4% Withheld Split
VIRGINIA L. STRINGER Mgmt Split 96% For 4% Withheld Split
TERENCE J. TOTH Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN QUALITY INCOME MUNI FD INC Agenda Number: 934259234
--------------------------------------------------------------------------------------------------------------------------
Security: 670977107
Meeting Type: Annual
Meeting Date: 05-Aug-2015
Ticker: NQU
ISIN: US6709771074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM ADAMS IV Mgmt Split 90% For 10% Withheld Split
JACK B. EVANS Mgmt Split 90% For 10% Withheld Split
DAVID J. KUNDERT Mgmt Split 90% For 10% Withheld Split
JOHN K. NELSON Mgmt Split 91% For 9% Withheld Split
THOMAS S. SCHREIER, JR. Mgmt Split 90% For 10% Withheld Split
JUDITH M. STOCKDALE Mgmt Split 90% For 10% Withheld Split
CAROLE E. STONE Mgmt Split 90% For 10% Withheld Split
VIRGINIA L. STRINGER Mgmt Split 90% For 10% Withheld Split
TERENCE J. TOTH Mgmt Split 90% For 10% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN QUALITY INCOME MUNI FD INC Agenda Number: 934294327
--------------------------------------------------------------------------------------------------------------------------
Security: 670977107
Meeting Type: Special
Meeting Date: 02-Mar-2016
Ticker: NQU
ISIN: US6709771074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AN AGREEMENT AND PLAN OF Mgmt Split 85% For 10% Against 5% AbstainSplit
REORGANIZATION PURSUANT TO WHICH NUVEEN
QUALITY INCOME MUNICIPAL FUND, INC. (THE
"TARGET FUND") WOULD (I) TRANSFER
SUBSTANTIALLY ALL OF ITS ASSETS TO NUVEEN
DIVIDEND ADVANTAGE MUNICIPAL INCOME FUND
(THE "ACQUIRING FUND") IN EXCHANGE SOLELY
FOR NEWLY ISSUED COMMON SHARES AND .. (DUE
TO SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
NUVEEN QUALITY PREFERRED INCOME FUND 3 Agenda Number: 934314775
--------------------------------------------------------------------------------------------------------------------------
Security: 67072W101
Meeting Type: Annual
Meeting Date: 22-Mar-2016
Ticker: JHP
ISIN: US67072W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM C. HUNTER Mgmt Split 97% For 3% Withheld Split
JUDITH M. STOCKDALE Mgmt Split 97% For 3% Withheld Split
CAROLE E. STONE Mgmt Split 97% For 3% Withheld Split
2. TO APPROVE AN AGREEMENT AND PLAN OF Mgmt Split 91% For 6% Against 3% AbstainSplit
REORGANIZATION PURSUANT TO WHICH NUVEEN
QUALITY PREFERRED INCOME FUND 3 (THE
"TARGET FUND") WOULD (I) TRANSFER
SUBSTANTIALLY ALL OF ITS ASSETS TO NUVEEN
QUALITY PREFERRED INCOME FUND 2 (THE
"ACQUIRING FUND") IN EXCHANGE SOLELY FOR
NEWLY ISSUED COMMON SHARES OF THE ACQUIRING
... (DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
NUVEEN SELECT QUALITY MUNI FD INC Agenda Number: 934259234
--------------------------------------------------------------------------------------------------------------------------
Security: 670973106
Meeting Type: Annual
Meeting Date: 05-Aug-2015
Ticker: NQS
ISIN: US6709731060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM ADAMS IV Mgmt Split 82% For 18% Withheld Split
JACK B. EVANS Mgmt Split 82% For 18% Withheld Split
DAVID J. KUNDERT Mgmt Split 82% For 18% Withheld Split
JOHN K. NELSON Mgmt Split 82% For 18% Withheld Split
THOMAS S. SCHREIER, JR. Mgmt Split 82% For 18% Withheld Split
JUDITH M. STOCKDALE Mgmt Split 82% For 18% Withheld Split
CAROLE E. STONE Mgmt Split 82% For 18% Withheld Split
VIRGINIA L. STRINGER Mgmt Split 82% For 18% Withheld Split
TERENCE J. TOTH Mgmt Split 82% For 18% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN SENIOR INCOME FUND Agenda Number: 934346037
--------------------------------------------------------------------------------------------------------------------------
Security: 67067Y104
Meeting Type: Annual
Meeting Date: 22-Apr-2016
Ticker: NSL
ISIN: US67067Y1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. DIRECTOR
JUDITH M. STOCKDALE Mgmt No vote
CAROLE E. STONE Mgmt No vote
MARGARET L. WOLFF Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
PIMCO Agenda Number: 934348221
--------------------------------------------------------------------------------------------------------------------------
Security: 72202D106
Meeting Type: Annual
Meeting Date: 29-Apr-2016
Ticker: PCI
ISIN: US72202D1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DEBORAH A. DECOTIS Mgmt Split 95% For 5% Withheld *
JOHN C. MANEY Mgmt Split 95% For 5% Withheld *
--------------------------------------------------------------------------------------------------------------------------
PIONEER FLOATING RATE TRUST Agenda Number: 934268954
--------------------------------------------------------------------------------------------------------------------------
Security: 72369J102
Meeting Type: Annual
Meeting Date: 22-Sep-2015
Ticker: PHD
ISIN: US72369J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS J. PERNA* Mgmt Split 97% For 3% Withheld Split
MARGUERITE A. PIRET* Mgmt Split 97% For 3% Withheld Split
FRED J. RICCIARDI* Mgmt Split 97% For 3% Withheld Split
LISA M. JONES# Mgmt Split 97% For 3% Withheld Split
LORRAINE H. MONCHAK# Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL INVESTMENTS CLOSED END FUNDS Agenda Number: 934319737
--------------------------------------------------------------------------------------------------------------------------
Security: 74433A109
Meeting Type: Annual
Meeting Date: 11-Mar-2016
Ticker: GHY
ISIN: US74433A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ELLEN S. ALBERDING Mgmt Split 95% For 5% Withheld Split
STUART S. PARKER Mgmt Split 96% For 4% Withheld Split
RICHARD A. REDEKER Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL INVESTMENTS CLOSED END FUNDS Agenda Number: 934319749
--------------------------------------------------------------------------------------------------------------------------
Security: 74442F107
Meeting Type: Annual
Meeting Date: 11-Mar-2016
Ticker: ISD
ISIN: US74442F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ELLEN S. ALBERDING Mgmt Split 94% For 6% Withheld Split
STUART S. PARKER Mgmt Split 95% For 5% Withheld Split
RICHARD A. REDEKER Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PUTNAM HIGH INCOME SECURITIES FUND Agenda Number: 934345592
--------------------------------------------------------------------------------------------------------------------------
Security: 746779107
Meeting Type: Annual
Meeting Date: 29-Apr-2016
Ticker: PCF
ISIN: US7467791072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. FIXING THE NUMBER OF TRUSTEES AT 13. Mgmt Split 93% For 3% Against 4% AbstainSplit
1B. DIRECTOR
LIAQUAT AHAMED Mgmt Split 86% For 14% Withheld Split
RAVI AKHOURY Mgmt Split 86% For 14% Withheld Split
BARBARA M. BAUMANN Mgmt Split 87% For 13% Withheld Split
JAMESON A. BAXTER Mgmt Split 87% For 13% Withheld Split
ROBERT J. DARRETTA Mgmt Split 87% For 13% Withheld Split
KATINKA DOMOTORFFY Mgmt Split 86% For 14% Withheld Split
JOHN A. HILL Mgmt Split 87% For 13% Withheld Split
PAUL L. JOSKOW Mgmt Split 86% For 14% Withheld Split
KENNETH R. LEIBLER Mgmt Split 87% For 13% Withheld Split
ROBERT E. PATTERSON Mgmt Split 87% For 13% Withheld Split
GEORGE PUTNAM, III Mgmt Split 86% For 14% Withheld Split
ROBERT L. REYNOLDS Mgmt Split 87% For 13% Withheld Split
W. THOMAS STEPHENS Mgmt Split 87% For 13% Withheld Split
2. APPROVAL OF THE CONVERSION OF YOUR FUND Shr Split 19% For 78% Against 3% AbstainSplit
FROM CLOSED-END TO OPEN- END STATUS AND
CERTAIN RELATED AMENDMENTS TO YOUR FUND'S
DECLARATION OF TRUST. THE TRUSTEES
RECOMMEND A VOTE "AGAINST" PROPOSAL 2.
--------------------------------------------------------------------------------------------------------------------------
PUTNAM MASTER INTERMEDIATE INCOME TRUST Agenda Number: 934345592
--------------------------------------------------------------------------------------------------------------------------
Security: 746909100
Meeting Type: Annual
Meeting Date: 29-Apr-2016
Ticker: PIM
ISIN: US7469091000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. FIXING THE NUMBER OF TRUSTEES AT 13. Mgmt Split 87% For 12% Against 1% AbstainSplit
1B. DIRECTOR
LIAQUAT AHAMED Mgmt Split 87% For 13% Withheld Split
RAVI AKHOURY Mgmt Split 87% For 13% Withheld Split
BARBARA M. BAUMANN Mgmt Split 87% For 13% Withheld Split
JAMESON A. BAXTER Mgmt Split 97% For 3% Withheld Split
ROBERT J. DARRETTA Mgmt Split 87% For 13% Withheld Split
KATINKA DOMOTORFFY Mgmt Split 87% For 13% Withheld Split
JOHN A. HILL Mgmt Split 97% For 3% Withheld Split
PAUL L. JOSKOW Mgmt Split 97% For 3% Withheld Split
KENNETH R. LEIBLER Mgmt Split 87% For 13% Withheld Split
ROBERT E. PATTERSON Mgmt Split 97% For 3% Withheld Split
GEORGE PUTNAM, III Mgmt Split 97% For 3% Withheld Split
ROBERT L. REYNOLDS Mgmt Split 87% For 13% Withheld Split
W. THOMAS STEPHENS Mgmt Split 87% For 13% Withheld Split
2. APPROVAL OF THE CONVERSION OF YOUR FUND Shr Split 15% For 82% Against 3% AbstainSplit
FROM CLOSED-END TO OPEN- END STATUS AND
CERTAIN RELATED AMENDMENTS TO YOUR FUND'S
DECLARATION OF TRUST. THE TRUSTEES
RECOMMEND A VOTE "AGAINST" PROPOSAL 2.
--------------------------------------------------------------------------------------------------------------------------
RMR REAL ESTATE INCOME FUND Agenda Number: 934331505
--------------------------------------------------------------------------------------------------------------------------
Security: 76970B101
Meeting Type: Annual
Meeting Date: 14-Apr-2016
Ticker: RIF
ISIN: US76970B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. TO ELECT ONE CLASS III TRUSTEE TO OUR BOARD Mgmt Split 88% For 11% Against 1% AbstainSplit
(COMMON SHAREHOLDERS AND PREFERRED
SHAREHOLDERS, VOTING TOGETHER AS A SINGLE
CLASS): ARTHUR G. KOUMANTZELIS
--------------------------------------------------------------------------------------------------------------------------
ROYCE FUNDS Agenda Number: 934267700
--------------------------------------------------------------------------------------------------------------------------
Security: 78081T104
Meeting Type: Annual
Meeting Date: 24-Sep-2015
Ticker: RGT
ISIN: US78081T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES M. ROYCE Mgmt Split 95% For 5% Withheld Split
G. PETER O'BRIEN Mgmt Split 95% For 5% Withheld Split
DAVID L. MEISTER Mgmt Split 93% For 7% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
ROYCE VALUE TRUST, INC. Agenda Number: 934267685
--------------------------------------------------------------------------------------------------------------------------
Security: 780910105
Meeting Type: Annual
Meeting Date: 24-Sep-2015
Ticker: RVT
ISIN: US7809101055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES M. ROYCE Mgmt Split 89% For 11% Withheld Split
G. PETER O'BRIEN Mgmt Split 88% For 12% Withheld Split
DAVID L. MEISTER Mgmt Split 87% For 13% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
SOLAR CAPITAL LTD Agenda Number: 934407823
--------------------------------------------------------------------------------------------------------------------------
Security: 83413U100
Meeting Type: Annual
Meeting Date: 07-Jun-2016
Ticker: SLRC
ISIN: US83413U1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID S. WACHTER Mgmt Split 97% For 3% Withheld Split
2. TO APPROVE A PROPOSAL TO AUTHORIZE SOLAR Mgmt Split 70% For 29% Against 1% AbstainSplit
CAPITAL LTD. TO SELL SHARES OF ITS COMMON
STOCK AT A PRICE OR PRICES BELOW SOLAR
CAPITAL LTD.'S THEN CURRENT NET ASSET VALUE
PER SHARE IN ONE OR MORE OFFERINGS, IN EACH
CASE SUBJECT TO THE APPROVAL OF ITS BOARD
OF DIRECTORS AND COMPLIANCE WITH THE
CONDITIONS SET FORTH IN THE PROXY STATEMENT
PERTAINING THERETO (INCLUDING, WITHOUT
LIMITATION, THAT THE NUMBER OF SHARES
ISSUED DOES NOT EXCEED 25% OF SOLAR CAPITAL
LTD.'S THEN OUTSTANDING COMMON STOCK
IMMEDIATELY PRIOR TO EACH SUCH OFFERING).
--------------------------------------------------------------------------------------------------------------------------
SPROTT FUNDS Agenda Number: 934273361
--------------------------------------------------------------------------------------------------------------------------
Security: 85208J109
Meeting Type: Annual
Meeting Date: 24-Sep-2015
Ticker: FUND
ISIN: US85208J1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. WHITNEY GEORGE Mgmt Split 99% For 1% Withheld Split
JAMES R. PIERCE, JR. Mgmt Split 99% For 1% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
STRATEGIC GLOBAL INCOME FUND, INC. Agenda Number: 934327227
--------------------------------------------------------------------------------------------------------------------------
Security: 862719101
Meeting Type: Annual
Meeting Date: 28-Mar-2016
Ticker: SGL
ISIN: US8627191013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD Q. ARMSTRONG Mgmt Split 91% For 9% Withheld Split
ALAN S. BERNIKOW Mgmt Split 91% For 9% Withheld Split
DAVID MALPASS Mgmt Split 91% For 9% Withheld Split
2. TO APPROVE A PROPOSAL THAT THE FUND BE Mgmt Split 95% For 3% Against 2% AbstainSplit
LIQUIDATED AND DISSOLVED PURSUANT TO A PLAN
OF LIQUIDATION AND DISSOLUTION.
--------------------------------------------------------------------------------------------------------------------------
TEMPLETON EMERGING MKTS INCOME FUND Agenda Number: 934316553
--------------------------------------------------------------------------------------------------------------------------
Security: 880192109
Meeting Type: Annual
Meeting Date: 01-Mar-2016
Ticker: TEI
ISIN: US8801921094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK J. CROTHERS Mgmt For For
FRANK A. OLSON Mgmt For For
RUPERT H. JOHNSON, JR. Mgmt For For
GREGORY E. JOHNSON Mgmt For For
2. THE RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FUND FOR THE FISCAL YEAR
ENDING AUGUST 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
TEMPLETON GLOBAL INCOME FUND Agenda Number: 934316565
--------------------------------------------------------------------------------------------------------------------------
Security: 880198106
Meeting Type: Annual
Meeting Date: 01-Mar-2016
Ticker: GIM
ISIN: US8801981064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK J. CROTHERS Mgmt For For
LARRY D. THOMPSON Mgmt For For
RUPERT H. JOHNSON, JR. Mgmt For For
GREGORY E. JOHNSON Mgmt For For
2. THE RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FUND FOR THE FISCAL YEAR
ENDING AUGUST 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
THE BROOKFIELD INVESTMENT FUNDS Agenda Number: 934289972
--------------------------------------------------------------------------------------------------------------------------
Security: 112792106
Meeting Type: Annual
Meeting Date: 18-Nov-2015
Ticker: BOI
ISIN: US1127921062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD A. KUCZMARSKI Mgmt Split 99% For 1% Withheld Split
STUART A. MCFARLAND Mgmt Split 94% For 6% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
THE NEW AMERICA HIGH INCOME FUND, INC. Agenda Number: 934332470
--------------------------------------------------------------------------------------------------------------------------
Security: 641876800
Meeting Type: Annual
Meeting Date: 21-Apr-2016
Ticker: HYB
ISIN: US6418768007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT F. BIRCH Mgmt Split 78% For 22% Withheld Split
JOSEPH L. BOWER Mgmt Split 79% For 21% Withheld Split
BERNARD J. KORMAN Mgmt Split 79% For 21% Withheld Split
STUART A. MCFARLAND Mgmt Split 91% For 9% Withheld Split
MARGUERITE PIRET Mgmt Split 80% For 20% Withheld Split
OLEG M. POHOTSKY Mgmt Split 77% For 23% Withheld Split
ELLEN E. TERRY Mgmt Split 80% For 20% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
THE ZWEIG FUND, INC. Agenda Number: 934415717
--------------------------------------------------------------------------------------------------------------------------
Security: 989834205
Meeting Type: Annual
Meeting Date: 10-Jun-2016
Ticker: ZF
ISIN: US9898342053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE R. AYLWARD Mgmt Split 83% For 17% Withheld Split
WILLIAM H. WRIGHT II Mgmt Split 83% For 17% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
THE ZWEIG TOTAL RETURN FUND, INC. Agenda Number: 934415717
--------------------------------------------------------------------------------------------------------------------------
Security: 989837208
Meeting Type: Annual
Meeting Date: 10-Jun-2016
Ticker: ZTR
ISIN: US9898372084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE R. AYLWARD Mgmt Split 65% For 35% Withheld Split
WILLIAM H. WRIGHT II Mgmt Split 65% For 35% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
TORTOISE CAPITAL ADVISORS, L.L.C. Agenda Number: 934374012
--------------------------------------------------------------------------------------------------------------------------
Security: 89148B101
Meeting Type: Annual
Meeting Date: 19-May-2016
Ticker: NTG
ISIN: US89148B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALEXANDRA A. HERGER Mgmt Split 97% For 3% Withheld Split
2. RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt Split 98% For 1% Against 1% AbstainSplit
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT THE FINANCIAL
STATEMENTS OF THE COMPANY FOR THE FISCAL
YEAR ENDING NOVEMBER 30, 2016.
--------------------------------------------------------------------------------------------------------------------------
TRI-CONTINENTAL CORPORATION Agenda Number: 934353094
--------------------------------------------------------------------------------------------------------------------------
Security: 895436103
Meeting Type: Annual
Meeting Date: 18-Apr-2016
Ticker: TY
ISIN: US8954361031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM P. CARMICHAEL Mgmt No vote
MINOR M. SHAW Mgmt No vote
WILLIAM F. TRUSCOTT Mgmt No vote
2. TO RATIFY THE SELECTION OF Mgmt No vote
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
VAN KAMPEN FUNDS Agenda Number: 934262748
--------------------------------------------------------------------------------------------------------------------------
Security: 46131J103
Meeting Type: Annual
Meeting Date: 26-Aug-2015
Ticker: VKQ
ISIN: US46131J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. DIRECTOR
JAMES T. BUNCH Mgmt Split 78% For 22% Withheld Split
BRUCE L. CROCKETT Mgmt Split 78% For 22% Withheld Split
RODNEY F. DAMMEYER Mgmt Split 78% For 22% Withheld Split
JACK M. FIELDS Mgmt Split 78% For 22% Withheld Split
MARTIN L. FLANAGAN Mgmt Split 78% For 22% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
VAN KAMPEN FUNDS Agenda Number: 934262748
--------------------------------------------------------------------------------------------------------------------------
Security: 46132C107
Meeting Type: Annual
Meeting Date: 26-Aug-2015
Ticker: VMO
ISIN: US46132C1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. DIRECTOR
JAMES T. BUNCH Mgmt Split 84% For 16% Withheld Split
BRUCE L. CROCKETT Mgmt Split 85% For 15% Withheld Split
RODNEY F. DAMMEYER Mgmt Split 85% For 15% Withheld Split
JACK M. FIELDS Mgmt Split 85% For 15% Withheld Split
MARTIN L. FLANAGAN Mgmt Split 85% For 15% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
VIRTUS INVESTMENT PARTNERS Agenda Number: 934415654
--------------------------------------------------------------------------------------------------------------------------
Security: 92829B101
Meeting Type: Annual
Meeting Date: 02-Jun-2016
Ticker: VGI
ISIN: US92829B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS F. MANN Mgmt Split 91% For 9% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
VOYA EMERGING MKTS HIGH DIV EQUITY FUND Agenda Number: 934227162
--------------------------------------------------------------------------------------------------------------------------
Security: 92912P108
Meeting Type: Annual
Meeting Date: 01-Jul-2015
Ticker: IHD
ISIN: US92912P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
COLLEEN D. BALDWIN Mgmt Split 90% For 10% Withheld Split
PETER S. DROTCH Mgmt Split 91% For 9% Withheld Split
RUSSELL H. JONES Mgmt Split 91% For 9% Withheld Split
JOSEPH E. OBERMEYER Mgmt Split 91% For 9% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
VOYA PRIME RATE TRUST Agenda Number: 934227174
--------------------------------------------------------------------------------------------------------------------------
Security: 92913A100
Meeting Type: Annual
Meeting Date: 01-Jul-2015
Ticker: PPR
ISIN: US92913A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
COLLEEN D. BALDWIN Mgmt Split 97% For 3% Withheld Split
JOHN V. BOYER Mgmt Split 97% For 3% Withheld Split
PATRICIA W. CHADWICK Mgmt Split 97% For 3% Withheld Split
ALBERT E. DEPRINCE, JR. Mgmt Split 97% For 3% Withheld Split
PETER S. DROTCH Mgmt Split 97% For 3% Withheld Split
RUSSELL H. JONES Mgmt Split 97% For 3% Withheld Split
PATRICK W. KENNY Mgmt Split 97% For 3% Withheld Split
JOSEPH E. OBERMEYER Mgmt Split 97% For 3% Withheld Split
SHERYL K. PRESSLER Mgmt Split 97% For 3% Withheld Split
ROGER B. VINCENT Mgmt Split 97% For 3% Withheld Split
SHAUN P. MATHEWS Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO ADVANTAGE FUNDS Agenda Number: 934258054
--------------------------------------------------------------------------------------------------------------------------
Security: 94987B105
Meeting Type: Annual
Meeting Date: 03-Aug-2015
Ticker: EAD
ISIN: US94987B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM R. EBSWORTH Mgmt Split 94% For 6% Withheld Split
JANE A. FREEMAN Mgmt Split 93% For 7% Withheld Split
JUDITH M. JOHNSON Mgmt Split 93% For 7% Withheld Split
DONALD C. WILLEKE Mgmt Split 93% For 7% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO ADVANTAGE FUNDS Agenda Number: 934318999
--------------------------------------------------------------------------------------------------------------------------
Security: 94987D101
Meeting Type: Annual
Meeting Date: 08-Feb-2016
Ticker: ERC
ISIN: US94987D1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER GORDON Mgmt Split 79% For 21% Withheld Split
TIMOTHY PENNY Mgmt Split 79% For 21% Withheld Split
MICHAEL SCOFIELD Mgmt Split 79% For 21% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
WESTERN ASSET EMERGING MARKETS INCOME FD Agenda Number: 934275834
--------------------------------------------------------------------------------------------------------------------------
Security: 95766E103
Meeting Type: Annual
Meeting Date: 25-Sep-2015
Ticker: EMD
ISIN: US95766E1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAOLO M. CUCCHI* Mgmt Split 78% For 22% Withheld Split
LESLIE H. GELB* Mgmt Split 78% For 22% Withheld Split
RIORDAN ROETT* Mgmt Split 79% For 21% Withheld Split
ROBERT D. AGDERN$ Mgmt Split 78% For 22% Withheld Split
JANE E. TRUST$ Mgmt Split 78% For 22% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
WESTERN ASSET EMERGING MKTS DEBT FD INC. Agenda Number: 934376042
--------------------------------------------------------------------------------------------------------------------------
Security: 95766A101
Meeting Type: Annual
Meeting Date: 29-Apr-2016
Ticker: ESD
ISIN: US95766A1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LESLIE H. GELB Mgmt Split 90% For 10% Withheld Split
WILLIAM R. HUTCHINSON Mgmt Split 90% For 10% Withheld Split
JANE E. TRUST Mgmt Split 90% For 10% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
WESTERN ASSET MANAGED HIGH FUND Agenda Number: 934263360
--------------------------------------------------------------------------------------------------------------------------
Security: 95766L107
Meeting Type: Annual
Meeting Date: 21-Aug-2015
Ticker: MHY
ISIN: US95766L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT D. AGDERN Mgmt Split 92% For 8% Withheld Split
DANIEL P. CRONIN Mgmt Split 93% For 7% Withheld Split
JANE E. TRUST Mgmt Split 92% For 8% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
WESTERN ASSET WORLDWIDE INCOME FUND INC. Agenda Number: 934376030
--------------------------------------------------------------------------------------------------------------------------
Security: 957668106
Meeting Type: Annual
Meeting Date: 29-Apr-2016
Ticker: SBW
ISIN: US9576681061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DANIEL P. CRONIN# Mgmt Split 90% For 10% Withheld Split
PAOLO M. CUCCHI# Mgmt Split 90% For 10% Withheld Split
RIORDAN ROETT# Mgmt Split 90% For 10% Withheld Split
JANE E. TRUST@ Mgmt Split 90% For 10% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
WESTERN ASSET/CLAYMORE LINKED OPP & INC Agenda Number: 934381930
--------------------------------------------------------------------------------------------------------------------------
Security: 95766R104
Meeting Type: Annual
Meeting Date: 05-May-2016
Ticker: WIW
ISIN: US95766R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RONALD E. TOUPIN, JR. Mgmt Split 94% For 6% Withheld Split
JANE E. TRUST Mgmt Split 94% For 6% Withheld Split
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) RiverNorth Funds
By (Signature) /s/ Patrick W. Galley
Name Patrick W. Galley
Title President
Date 08/29/2016