UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22336
NAME OF REGISTRANT: Stock Portfolio
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: Two International Place
Boston, MA 02110
NAME AND ADDRESS OF AGENT FOR SERVICE: Maureen A. Gemma, Esq.
Two International Place
Boston, MA 02110
REGISTRANT'S TELEPHONE NUMBER: 617-482-8260
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2016 - 06/30/2017
Stock Portfolio
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ADVANCE AUTO PARTS, INC. Agenda Number: 934569281
--------------------------------------------------------------------------------------------------------------------------
Security: 00751Y106
Meeting Type: Annual
Meeting Date: 17-May-2017
Ticker: AAP
ISIN: US00751Y1064
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN F. BERGSTROM Mgmt For For
JOHN C. BROUILLARD Mgmt For For
BRAD W. BUSS Mgmt For For
FIONA P. DIAS Mgmt For For
JOHN F. FERRARO Mgmt For For
THOMAS R. GRECO Mgmt For For
ADRIANA KARABOUTIS Mgmt For For
EUGENE I. LEE, JR. Mgmt For For
WILLIAM S. OGLESBY Mgmt For For
REUBEN E. SLONE Mgmt For For
JEFFREY C. SMITH Mgmt For For
2. APPROVE, BY ADVISORY VOTE, THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3. RECOMMEND, BY ADVISORY VOTE, HOW OFTEN Mgmt 1 Year For
STOCKHOLDERS SHOULD VOTE ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. APPROVE THE COMPANY'S 2017 AMENDED AND Mgmt For For
RESTATED EXECUTIVE INCENTIVE PLAN.
5. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP (DELOITTE) AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.
6. APPROVE PROPOSAL TO AMEND THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO REDUCE THE
THRESHOLD STOCK OWNERSHIP REQUIREMENT FROM
25 PERCENT TO 10 PERCENT FOR STOCKHOLDERS
TO CALL A SPECIAL MEETING.
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AETNA INC. Agenda Number: 934574698
--------------------------------------------------------------------------------------------------------------------------
Security: 00817Y108
Meeting Type: Annual
Meeting Date: 19-May-2017
Ticker: AET
ISIN: US00817Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FERNANDO AGUIRRE Mgmt For For
1B. ELECTION OF DIRECTOR: MARK T. BERTOLINI Mgmt For For
1C. ELECTION OF DIRECTOR: FRANK M. CLARK Mgmt For For
1D. ELECTION OF DIRECTOR: BETSY Z. COHEN Mgmt For For
1E. ELECTION OF DIRECTOR: MOLLY J. COYE, M.D. Mgmt For For
1F. ELECTION OF DIRECTOR: ROGER N. FARAH Mgmt For For
1G. ELECTION OF DIRECTOR: JEFFREY E. GARTEN Mgmt For For
1H. ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD J. HARRINGTON Mgmt For For
1J. ELECTION OF DIRECTOR: EDWARD J. LUDWIG Mgmt For For
1K. ELECTION OF DIRECTOR: JOSEPH P. NEWHOUSE Mgmt For For
1L. ELECTION OF DIRECTOR: OLYMPIA J. SNOWE Mgmt For For
2. COMPANY PROPOSAL - APPROVAL OF THE Mgmt For For
APPOINTMENT OF THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
3. COMPANY PROPOSAL - APPROVAL OF AMENDMENT TO Mgmt For For
AMENDED AETNA INC. 2010 STOCK INCENTIVE
PLAN TO INCREASE NUMBER OF SHARES
AUTHORIZED TO BE ISSUED
4. COMPANY PROPOSAL - APPROVAL OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION ON A
NON-BINDING ADVISORY BASIS
5. COMPANY PROPOSAL - NON-BINDING ADVISORY Mgmt 1 Year
VOTE ON THE FREQUENCY OF THE VOTE ON
EXECUTIVE COMPENSATION
6A. SHAREHOLDER PROPOSAL - ANNUAL REPORT ON Shr Against For
DIRECT AND INDIRECT LOBBYING
6B. SHAREHOLDER PROPOSAL - ANNUAL REPORT ON Shr Against For
GENDER PAY GAP
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ALLERGAN PLC Agenda Number: 934551537
--------------------------------------------------------------------------------------------------------------------------
Security: G0177J108
Meeting Type: Annual
Meeting Date: 04-May-2017
Ticker: AGN
ISIN: IE00BY9D5467
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NESLI BASGOZ, M.D. Mgmt For For
1B. ELECTION OF DIRECTOR: PAUL M. BISARO Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES H. BLOEM Mgmt For For
1D. ELECTION OF DIRECTOR: CHRISTOPHER W. BODINE Mgmt For For
1E. ELECTION OF DIRECTOR: ADRIANE M. BROWN Mgmt For For
1F. ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
COUGHLIN
1G. ELECTION OF DIRECTOR: CATHERINE M. KLEMA Mgmt For For
1H. ELECTION OF DIRECTOR: PETER J. MCDONNELL, Mgmt For For
M.D.
1I. ELECTION OF DIRECTOR: PATRICK J. O'SULLIVAN Mgmt For For
1J. ELECTION OF DIRECTOR: BRENTON L. SAUNDERS Mgmt For For
1K. ELECTION OF DIRECTOR: RONALD R. TAYLOR Mgmt For For
1L. ELECTION OF DIRECTOR: FRED G. WEISS Mgmt For For
2. TO APPROVE, IN A NON-BINDING VOTE, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. TO RECOMMEND, IN A NON-BINDING VOTE, Mgmt 1 Year For
WHETHER A SHAREHOLDER VOTE TO APPROVE THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE,
TWO OR THREE YEARS.
4. TO RATIFY, IN A NON-BINDING VOTE, THE Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS THE COMPANY'S INDEPENDENT AUDITOR FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2017
AND TO AUTHORIZE, IN A BINDING VOTE, THE
BOARD OF DIRECTORS, ACTING THROUGH ITS
AUDIT AND COMPLIANCE COMMITTEE, TO
DETERMINE PRICEWATERHOUSECOOPERS LLP'S
REMUNERATION.
5. TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS FOR THE PURPOSES OF
SECTION 162(M) UNDER THE ALLERGAN PLC 2017
ANNUAL INCENTIVE COMPENSATION PLAN.
6. TO CONSIDER A SHAREHOLDER PROPOSAL Shr Against For
REGARDING AN INDEPENDENT BOARD CHAIRMAN, IF
PROPERLY PRESENTED AT THE MEETING.
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AMAZON.COM, INC. Agenda Number: 934583596
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 23-May-2017
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For
1B. ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL P. Mgmt For For
HUTTENLOCHER
1F. ELECTION OF DIRECTOR: JUDITH A. MCGRATH Mgmt For For
1G. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1H. ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA Q. Mgmt For For
STONESIFER
1J. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION
5. APPROVAL OF THE COMPANY'S 1997 STOCK Mgmt For For
INCENTIVE PLAN, AS AMENDED AND RESTATED
6. SHAREHOLDER PROPOSAL REGARDING A REPORT ON Shr Against For
USE OF CRIMINAL BACKGROUND CHECKS IN HIRING
DECISIONS
7. SHAREHOLDER PROPOSAL REGARDING Shr Against For
SUSTAINABILITY AS AN EXECUTIVE COMPENSATION
PERFORMANCE MEASURE
8. SHAREHOLDER PROPOSAL REGARDING Shr Against For
VOTE-COUNTING PRACTICES FOR SHAREHOLDER
PROPOSALS
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AMERICAN FINANCIAL GROUP, INC. Agenda Number: 934573987
--------------------------------------------------------------------------------------------------------------------------
Security: 025932104
Meeting Type: Annual
Meeting Date: 23-May-2017
Ticker: AFG
ISIN: US0259321042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CARL H. LINDNER III Mgmt For For
S. CRAIG LINDNER Mgmt For For
KENNETH C. AMBRECHT Mgmt For For
JOHN B. BERDING Mgmt For For
JOSEPH E. CONSOLINO Mgmt For For
VIRGINIA C. DROSOS Mgmt For For
JAMES E. EVANS Mgmt For For
TERRY S. JACOBS Mgmt For For
GREGORY G. JOSEPH Mgmt For For
WILLIAM W. VERITY Mgmt For For
JOHN I. VON LEHMAN Mgmt For For
2. PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
3. ADVISORY VOTE ON COMPENSATION OF NAMED Mgmt For For
EXECUTIVE OFFICERS.
4. ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For
ON COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
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ANADARKO PETROLEUM CORPORATION Agenda Number: 934553769
--------------------------------------------------------------------------------------------------------------------------
Security: 032511107
Meeting Type: Annual
Meeting Date: 10-May-2017
Ticker: APC
ISIN: US0325111070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANTHONY R. CHASE Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID E. CONSTABLE Mgmt For For
1C. ELECTION OF DIRECTOR: H. PAULETT EBERHART Mgmt For For
1D. ELECTION OF DIRECTOR: CLAIRE S. FARLEY Mgmt For For
1E. ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1F. ELECTION OF DIRECTOR: RICHARD L. GEORGE Mgmt For For
1G. ELECTION OF DIRECTOR: JOSEPH W. GORDER Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN R. GORDON Mgmt For For
1I. ELECTION OF DIRECTOR: SEAN GOURLEY Mgmt For For
1J. ELECTION OF DIRECTOR: MARK C. MCKINLEY Mgmt For For
1K. ELECTION OF DIRECTOR: ERIC D. MULLINS Mgmt For For
1L. ELECTION OF DIRECTOR: R. A. WALKER Mgmt For For
2. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITOR.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION.
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ANHEUSER-BUSCH INBEV SA Agenda Number: 934560283
--------------------------------------------------------------------------------------------------------------------------
Security: 03524A108
Meeting Type: Annual
Meeting Date: 26-Apr-2017
Ticker: BUD
ISIN: US03524A1088
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AUTHORISED CAPITAL: (B) PROPOSED Mgmt For For
RESOLUTION: GRANTING TO THE BOARD OF
DIRECTORS, FOR A PERIOD OF FIVE YEARS AS
FROM THE DATE OF PUBLICATION OF THIS
AMENDMENT TO THE ARTICLES OF ASSOCIATION IN
THE ANNEXES TO THE BELGIAN STATE JOURNAL
(ANNEXES DU MONITEUR BELGE / BIJLAGEN BIJ
HET BELGISCH STAATSBLAD), THE AUTHORISATION
TO INCREASE THE CAPITAL IN ONE OR MORE
TRANSACTIONS, BY THE ISSUANCE OF A NUMBER
OF SHARES, OR FINANCIAL INSTRUMENTS GIVING
RIGHT TO A NUMBER OF SHARES, ...(DUE TO
SPACE LIMITS, SEE PROXY MATERIAL FOR FULL
PROPOSAL).
3. APPROVAL OF THE ACCOUNTS OF THE OLD AB Mgmt For For
INBEV
4. DISCHARGE TO THE DIRECTORS OF THE OLD AB Mgmt For For
INBEV
5. DISCHARGE TO THE STATUTORY AUDITOR OF THE Mgmt For For
OLD AB INBEV
9. APPROVAL OF THE STATUTORY ANNUAL ACCOUNTS Mgmt For For
10. DISCHARGE TO THE DIRECTORS Mgmt For For
11. DISCHARGE TO THE STATUTORY AUDITOR Mgmt For For
12A RENEWING THE APPOINTMENT AS RESTRICTED Mgmt Against Against
SHARE DIRECTOR OF MR. MARTIN J. BARRINGTON,
FOR A PERIOD OF ONE YEAR
12B RENEWING THE APPOINTMENT AS RESTRICTED Mgmt Against Against
SHARE DIRECTOR OF MR. WILLIAM F. GIFFORD,
JR., FOR A PERIOD OF ONE YEAR
12C RENEWING THE APPOINTMENT AS RESTRICTED Mgmt Against Against
SHARE DIRECTOR OF MR. ALEJANDRO SANTO
DOMINGO DAVILA, FOR A PERIOD OF ONE YEAR
13A REMUNERATION POLICY AND REMUNERATION REPORT Mgmt Against Against
OF THE COMPANY
13B CONFIRMATION OF FIXED REMUNERATION OF THE Mgmt For For
DIRECTORS
13C STOCK OPTIONS FOR DIRECTORS Mgmt Against Against
C1. FILINGS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 934520556
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 28-Feb-2017
Ticker: AAPL
ISIN: US0378331005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES BELL Mgmt For For
1B. ELECTION OF DIRECTOR: TIM COOK Mgmt For For
1C. ELECTION OF DIRECTOR: AL GORE Mgmt For For
1D. ELECTION OF DIRECTOR: BOB IGER Mgmt For For
1E. ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
1F. ELECTION OF DIRECTOR: ART LEVINSON Mgmt For For
1G. ELECTION OF DIRECTOR: RON SUGAR Mgmt For For
1H. ELECTION OF DIRECTOR: SUE WAGNER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS APPLE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION
5. A SHAREHOLDER PROPOSAL ENTITLED "CHARITABLE Shr Against For
GIVING - RECIPIENTS, INTENTS AND BENEFITS"
6. A SHAREHOLDER PROPOSAL REGARDING DIVERSITY Shr Against For
AMONG OUR SENIOR MANAGEMENT AND BOARD OF
DIRECTORS
7. A SHAREHOLDER PROPOSAL ENTITLED Shr For Against
"SHAREHOLDER PROXY ACCESS AMENDMENTS"
8. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVE Shr Against For
COMPENSATION REFORM"
9. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr For Against
TO RETAIN SIGNIFICANT STOCK"
--------------------------------------------------------------------------------------------------------------------------
BIOGEN INC. Agenda Number: 934600568
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 07-Jun-2017
Ticker: BIIB
ISIN: US09062X1037
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALEXANDER J. DENNER Mgmt For For
1B. ELECTION OF DIRECTOR: CAROLINE D. DORSA Mgmt For For
1C. ELECTION OF DIRECTOR: NANCY L. LEAMING Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD C. MULLIGAN Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT W. PANGIA Mgmt For For
1F. ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS Mgmt For For
1G. ELECTION OF DIRECTOR: BRIAN S. POSNER Mgmt For For
1H. ELECTION OF DIRECTOR: ERIC K. ROWINSKY Mgmt For For
1I. ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN A. SHERWIN Mgmt For For
1K. ELECTION OF DIRECTOR: MICHEL VOUNATSOS Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS BIOGEN INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
3. SAY ON PAY - TO APPROVE AN ADVISORY VOTE ON Mgmt For For
EXECUTIVE COMPENSATION.
4. SAY WHEN ON PAY - TO APPROVE AN ADVISORY Mgmt 1 Year For
VOTE ON THE FREQUENCY OF THE ADVISORY VOTE
ON EXECUTIVE COMPENSATION.
5. TO APPROVE THE BIOGEN INC. 2017 OMNIBUS Mgmt For For
EQUITY PLAN.
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BLUE BUFFALO PET PRODUCTS INC. (BUFF) Agenda Number: 934596872
--------------------------------------------------------------------------------------------------------------------------
Security: 09531U102
Meeting Type: Annual
Meeting Date: 01-Jun-2017
Ticker: BUFF
ISIN: US09531U1025
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PHILIPPE AMOUYAL Mgmt Withheld Against
AFLALO GUIMARAES Mgmt Withheld Against
AMY SCHULMAN Mgmt Withheld Against
2. RATIFICATION, IN A NON-BINDING VOTE, OF THE Mgmt For For
APPOINTMENT OF KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2017.
3. RECOMMENDATION, IN A NON-BINDING VOTE, OF Mgmt 1 Year For
WHETHER FUTURE STOCKHOLDER VOTES TO APPROVE
THE COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS SHOULD OCCUR EVERY 1, 2
OR 3 YEARS.
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BRIGHT HORIZONS FAMILY SOLUTIONS INC. Agenda Number: 934590844
--------------------------------------------------------------------------------------------------------------------------
Security: 109194100
Meeting Type: Annual
Meeting Date: 01-Jun-2017
Ticker: BFAM
ISIN: US1091941005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR FOR A TERM OF THREE Mgmt For For
YEARS: DR. SARA LAWRENCE-LIGHTFOOT
1B. ELECTION OF DIRECTOR FOR A TERM OF THREE Mgmt For For
YEARS: DAVID H. LISSY
1C. ELECTION OF DIRECTOR FOR A TERM OF THREE Mgmt For For
YEARS: CATHY E. MINEHAN
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION PAID BY THE COMPANY TO ITS
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2017.
4. TO APPROVE THE 2012 OMNIBUS LONG-TERM Mgmt For For
INCENTIVE PLAN, AS AMENDED AND RESTATED.
5. TO APPROVE THE 2017 ANNUAL INCENTIVE PLAN. Mgmt For For
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BROADCOM LIMITED Agenda Number: 934531977
--------------------------------------------------------------------------------------------------------------------------
Security: Y09827109
Meeting Type: Annual
Meeting Date: 05-Apr-2017
Ticker: AVGO
ISIN: SG9999014823
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MR. HOCK E. TAN Mgmt For For
1B. ELECTION OF DIRECTOR: MR. JAMES V. DILLER Mgmt For For
1C. ELECTION OF DIRECTOR: MR. LEWIS C. Mgmt For For
EGGEBRECHT
1D. ELECTION OF DIRECTOR: MR. KENNETH Y. HAO Mgmt For For
1E. ELECTION OF DIRECTOR: MR. EDDY W. Mgmt For For
HARTENSTEIN
1F. ELECTION OF DIRECTOR: MR. CHECK KIAN LOW Mgmt For For
1G. ELECTION OF DIRECTOR: MR. DONALD MACLEOD Mgmt For For
1H. ELECTION OF DIRECTOR: MR. PETER J. MARKS Mgmt For For
1I. ELECTION OF DIRECTOR: DR. HENRY SAMUELI Mgmt For For
2. TO APPROVE THE RE-APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS BROADCOM'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM AND INDEPENDENT SINGAPORE AUDITOR FOR
THE FISCAL YEAR ENDING OCTOBER 29, 2017 AND
TO AUTHORIZE THE AUDIT COMMITTEE TO FIX ITS
REMUNERATION, AS SET FORTH IN BROADCOM'S
NOTICE OF, AND PROXY STATEMENT RELATING TO,
ITS 2017 ANNUAL GENERAL MEETING.
3. TO APPROVE THE GENERAL AUTHORIZATION FOR Mgmt For For
THE DIRECTORS OF BROADCOM TO ALLOT AND
ISSUE SHARES IN OUR CAPITAL, AS SET FORTH
IN BROADCOM'S NOTICE OF, AND PROXY
STATEMENT RELATING TO, ITS 2017 ANNUAL
GENERAL MEETING.
4. TO APPROVE THE COMPENSATION OF BROADCOM'S Mgmt For For
NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN
"COMPENSATION DISCUSSION AND ANALYSIS" AND
IN THE COMPENSATION TABLES AND ACCOMPANYING
NARRATIVE DISCLOSURE UNDER "EXECUTIVE
COMPENSATION" IN BROADCOM'S PROXY STATEMENT
RELATING TO ITS 2017 ANNUAL GENERAL
MEETING.
5. TO RECOMMEND THAT A NON-BINDING, ADVISORY Mgmt 1 Year For
VOTE TO APPROVE THE COMPENSATION OF THE
BROADCOM'S NAMED EXECUTIVE OFFICERS BE PUT
TO SHAREHOLDERS FOR THEIR CONSIDERATION
EVERY: ONE; TWO; OR THREE YEARS, AS SET
FORTH IN BROADCOM'S NOTICE OF, AND PROXY
STATEMENT RELATING TO, ITS 2017 ANNUAL
GENERAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
CELGENE CORPORATION Agenda Number: 934609023
--------------------------------------------------------------------------------------------------------------------------
Security: 151020104
Meeting Type: Annual
Meeting Date: 14-Jun-2017
Ticker: CELG
ISIN: US1510201049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. HUGIN Mgmt For For
MARK J. ALLES Mgmt For For
RICHARD W BARKER D PHIL Mgmt For For
MICHAEL W. BONNEY Mgmt For For
MICHAEL D. CASEY Mgmt Withheld Against
CARRIE S. COX Mgmt For For
MICHAEL A. FRIEDMAN, MD Mgmt Withheld Against
JULIA A. HALLER, M.D. Mgmt For For
GILLA S. KAPLAN, PH.D. Mgmt Withheld Against
JAMES J. LOUGHLIN Mgmt For For
ERNEST MARIO, PH.D. Mgmt Withheld Against
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
3. APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S STOCK INCENTIVE PLAN.
4. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
5. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
6. STOCKHOLDER PROPOSAL TO REQUEST A BY-LAW Shr Against For
PROVISION LIMITING MANAGEMENT'S ACCESS TO
VOTE TALLIES PRIOR TO THE ANNUAL MEETING
WITH RESPECT TO CERTAIN EXECUTIVE PAY
MATTERS, DESCRIBED IN MORE DETAIL IN THE
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 934581732
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 31-May-2017
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: W. M. AUSTIN Mgmt For For
1B. ELECTION OF DIRECTOR: L. F. DEILY Mgmt For For
1C. ELECTION OF DIRECTOR: R. E. DENHAM Mgmt For For
1D. ELECTION OF DIRECTOR: A. P. GAST Mgmt For For
1E. ELECTION OF DIRECTOR: E. HERNANDEZ, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: J. M. HUNTSMAN JR. Mgmt For For
1G. ELECTION OF DIRECTOR: C. W. MOORMAN IV Mgmt For For
1H. ELECTION OF DIRECTOR: D. F. MOYO Mgmt For For
1I. ELECTION OF DIRECTOR: R. D. SUGAR Mgmt For For
1J. ELECTION OF DIRECTOR: I. G. THULIN Mgmt For For
1K. ELECTION OF DIRECTOR: J. S. WATSON Mgmt For For
1L. ELECTION OF DIRECTOR: M. K. WIRTH Mgmt For For
2. RATIFICATION OF APPOINTMENT OF PWC AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION
5. REPORT ON LOBBYING Shr Against For
6. REPORT ON FEASIBILITY OF POLICY ON NOT Shr Against For
DOING BUSINESS WITH CONFLICT COMPLICIT
GOVERNMENTS
7. REPORT ON CLIMATE CHANGE IMPACT ASSESSMENT Shr Abstain Against
8. REPORT ON TRANSITION TO A LOW CARBON Shr Against For
ECONOMY
9. ADOPT POLICY ON INDEPENDENT CHAIRMAN Shr For Against
10. RECOMMEND INDEPENDENT DIRECTOR WITH Shr Against For
ENVIRONMENTAL EXPERTISE
11. SET SPECIAL MEETINGS THRESHOLD AT 10% Shr For Against
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CHUBB LIMITED Agenda Number: 934577872
--------------------------------------------------------------------------------------------------------------------------
Security: H1467J104
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: CB
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE MANAGEMENT REPORT, Mgmt For For
STANDALONE FINANCIAL STATEMENTS AND
CONSOLIDATED FINANCIAL STATEMENTS OF CHUBB
LIMITED FOR THE YEAR ENDED DECEMBER 31,
2016
2A ALLOCATION OF DISPOSABLE PROFIT Mgmt For For
2B DISTRIBUTION OF A DIVIDEND OUT OF LEGAL Mgmt For For
RESERVES (BY WAY OF RELEASE AND ALLOCATION
TO A DIVIDEND RESERVE)
3 DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
4A ELECTION OF PRICEWATERHOUSECOOPERS AG Mgmt For For
(ZURICH) AS OUR STATUTORY AUDITOR
4B RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP (UNITED STATES)
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR PURPOSES OF U.S. SECURITIES LAW
REPORTING
4C ELECTION OF BDO AG (ZURICH) AS SPECIAL Mgmt For For
AUDIT FIRM
5A ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
5B ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ Mgmt For For
5C ELECTION OF DIRECTOR: MICHAEL G. ATIEH Mgmt For For
5D ELECTION OF DIRECTOR: SHEILA P. BURKE Mgmt For For
5E ELECTION OF DIRECTOR: JAMES I. CASH Mgmt For For
5F ELECTION OF DIRECTOR: MARY CIRILLO Mgmt For For
5G ELECTION OF DIRECTOR: MICHAEL P. CONNORS Mgmt For For
5H ELECTION OF DIRECTOR: JOHN A. EDWARDSON Mgmt For For
5I ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
5J ELECTION OF DIRECTOR: KIMBERLY A. ROSS Mgmt For For
5K ELECTION OF DIRECTOR: ROBERT W. SCULLY Mgmt For For
5L ELECTION OF DIRECTOR: EUGENE B. SHANKS, JR. Mgmt For For
5M ELECTION OF DIRECTOR: THEODORE E. SHASTA Mgmt For For
5N ELECTION OF DIRECTOR: DAVID H. SIDWELL Mgmt For For
5O ELECTION OF DIRECTOR: OLIVIER STEIMER Mgmt For For
5P ELECTION OF DIRECTOR: JAMES M. ZIMMERMAN Mgmt For For
6 ELECTION OF EVAN G. GREENBERG AS CHAIRMAN Mgmt Against Against
OF THE BOARD OF DIRECTORS
7A ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTORS: MICHAEL P. CONNORS
7B ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTORS: MARY CIRILLO
7C ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTORS: ROBERT M. HERNANDEZ
7D ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTORS: ROBERT W. SCULLY
7E ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTORS: JAMES M. ZIMMERMAN
8 ELECTION OF HOMBURGER AG AS INDEPENDENT Mgmt For For
PROXY
9 APPROVAL OF AMENDED AND RESTATED CHUBB Mgmt For For
LIMITED EMPLOYEE STOCK PURCHASE PLAN
10A COMPENSATION OF THE BOARD OF DIRECTORS Mgmt For For
UNTIL THE NEXT ANNUAL GENERAL MEETING
10B COMPENSATION OF EXECUTIVE MANAGEMENT FOR Mgmt For For
THE NEXT CALENDAR YEAR
11 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION UNDER U.S. SECURITIES LAW
REQUIREMENTS
12 ADVISORY VOTE ON FREQUENCY OF SUBMISSION OF Mgmt 1 Year For
THE ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION UNDER U.S. SECURITIES LAW
REQUIREMENTS
13 IF A NEW AGENDA ITEM OR A NEW PROPOSAL FOR Mgmt Against Against
AN EXISTING AGENDA ITEM IS PUT BEFORE THE
MEETING, I/WE HEREBY AUTHORIZE AND INSTRUCT
THE INDEPENDENT PROXY TO VOTE AS FOLLOWS:
MARK "FOR " TO VOTE IN ACCORDANCE WITH THE
POSITION OF OUR BOARD OF DIRECTORS, MARK
"AGAINST" TO VOTE AGAINST NEW ITEMS AND
PROPOSALS, MARK "ABSTAIN" TO ABSTAIN.
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 934558769
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 16-May-2017
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1E. ELECTION OF DIRECTOR: JODY L. FREEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: GAY HUEY EVANS Mgmt For For
1G. ELECTION OF DIRECTOR: RYAN M. LANCE Mgmt For For
1H. ELECTION OF DIRECTOR: ARJUN N. MURTI Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For
1J. ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
2. PROPOSAL TO RATIFY APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS CONOCOPHILLIPS' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt Against Against
COMPENSATION.
4. ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year
ON EXECUTIVE COMPENSATION.
5. REPORT ON LOBBYING EXPENDITURES. Shr Against For
6. REPORT ON EXECUTIVE COMPENSATION ALIGNMENT Shr Against For
WITH LOW-CARBON SCENARIOS.
--------------------------------------------------------------------------------------------------------------------------
CONSTELLATION BRANDS, INC. Agenda Number: 934443398
--------------------------------------------------------------------------------------------------------------------------
Security: 21036P108
Meeting Type: Annual
Meeting Date: 20-Jul-2016
Ticker: STZ
ISIN: US21036P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JERRY FOWDEN Mgmt For For
BARRY A. FROMBERG Mgmt For For
ROBERT L. HANSON Mgmt For For
ERNESTO M. HERNANDEZ Mgmt For For
JAMES A. LOCKE III Mgmt Withheld Against
DANIEL J. MCCARTHY Mgmt For For
RICHARD SANDS Mgmt For For
ROBERT SANDS Mgmt For For
JUDY A. SCHMELING Mgmt For For
KEITH E. WANDELL Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
FEBRUARY 28, 2017
3. TO APPROVE, BY AN ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT
--------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION Agenda Number: 934514072
--------------------------------------------------------------------------------------------------------------------------
Security: 22160K105
Meeting Type: Annual
Meeting Date: 26-Jan-2017
Ticker: COST
ISIN: US22160K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SUSAN L. DECKER Mgmt For For
RICHARD A. GALANTI Mgmt For For
JOHN W. MEISENBACH Mgmt For For
CHARLES T. MUNGER Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
AUDITORS.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt 1 Year For
FREQUENCY OF HOLDING AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CREDIT SUISSE GROUP Agenda Number: 934580689
--------------------------------------------------------------------------------------------------------------------------
Security: 225401108
Meeting Type: Annual
Meeting Date: 28-Apr-2017
Ticker: CS
ISIN: US2254011081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1B CONSULTATIVE VOTE ON THE 2016 COMPENSATION Mgmt Against Against
REPORT
1C APPROVAL OF THE 2016 ANNUAL REPORT, THE Mgmt For For
PARENT COMPANY'S 2016 FINANCIAL STATEMENTS,
AND THE GROUP'S 2016 CONSOLIDATED FINANCIAL
STATEMENTS
2 DISCHARGE OF THE ACTS OF THE MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS AND THE EXECUTIVE BOARD
3A APPROPRIATION OF RETAINED EARNINGS Mgmt For For
3B DISTRIBUTION PAYABLE OUT OF CAPITAL Mgmt For For
CONTRIBUTION RESERVES
4A COMPENSATION OF THE BOARD OF DIRECTORS Mgmt For For
4BA COMPENSATION OF THE EXECUTIVE BOARD: Mgmt Against Against
SHORT-TERM VARIABLE INCENTIVE COMPENSATION
(STI)
4BB COMPENSATION OF THE EXECUTIVE BOARD: FIXED Mgmt For For
COMPENSATION
4BC COMPENSATION OF THE EXECUTIVE BOARD: Mgmt For For
LONG-TERM VARIABLE INCENTIVE COMPENSATION
(LTI)
5 INCREASE AND EXTENSION OF AUTHORIZED Mgmt For For
CAPITAL FOR STOCK OR SCRIP DIVIDEND
6AA RE-ELECTION OF URS ROHNER AS MEMBER AND AS Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
6AB RE-ELECTION OF IRIS BOHNET AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
6AC RE-ELECTION OF ALEXANDER GUT AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6AD RE-ELECTION OF ANDREAS KOOPMANN AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6AE RE-ELECTION OF SERAINA (MAAG) MACIA AS Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
6AF RE-ELECTION OF KAI NARGOLWALA AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6AG RE-ELECTION OF JOAQUIN J. RIBEIRO AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6AH RE-ELECTION OF SEVERIN SCHWAN AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6AI RE-ELECTION OF RICHARD E. THORNBURGH AS Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
6AJ RE-ELECTION OF JOHN TINER AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
6AK ELECTION OF ANDREAS GOTTSCHLING AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6AL ELECTION OF ALEXANDRE ZELLER AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6BA RE-ELECTION OF IRIS BOHNET AS MEMBER TO THE Mgmt For For
COMPENSATION COMMITTEE
6BB RE-ELECTION OF ANDREAS KOOPMANN AS MEMBER Mgmt For For
TO THE COMPENSATION COMMITTEE
6BC RE-ELECTION OF KAI NARGOLWALA AS MEMBER TO Mgmt For For
THE COMPENSATION COMMITTEE
6BD ELECTION OF ALEXANDRE ZELLER AS MEMBER TO Mgmt For For
THE COMPENSATION COMMITTEE
6C ELECTION OF THE INDEPENDENT AUDITORS Mgmt For For
6D ELECTION OF THE SPECIAL AUDITORS Mgmt For For
6E ELECTION OF THE INDEPENDENT PROXY Mgmt For For
7 IF, AT THE ANNUAL GENERAL MEETING, Shr Against
SHAREHOLDERS OR THE BOARD OF DIRECTORS PUT
FORWARD ANY ADDITIONAL PROPOSALS OR
AMENDMENTS TO PROPOSALS ALREADY SET OUT IN
THE PUBLISHED AGENDA OR ANY PROPOSALS UNDER
ART. 700 PARA. 3 OF THE SWISS CODE OF
OBLIGATIONS, I HEREBY AUTHORIZE THE
INDEPENDENT PROXY TO VOTE ON SUCH PROPOSALS
AS FOLLOWS: PROPOSALS OF SHAREHOLDERS
8 IF, AT THE ANNUAL GENERAL MEETING, Mgmt Against Against
SHAREHOLDERS OR THE BOARD OF DIRECTORS PUT
FORWARD ANY ADDITIONAL PROPOSALS OR
AMENDMENTS TO PROPOSALS ALREADY SET OUT IN
THE PUBLISHED AGENDA OR ANY PROPOSALS UNDER
ART. 700 PARA. 3 OF THE SWISS CODE OF
OBLIGATIONS, I HEREBY AUTHORIZE THE
INDEPENDENT PROXY TO VOTE ON SUCH PROPOSALS
AS FOLLOWS: PROPOSALS OF THE BOARD OF
DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
CREDIT SUISSE GROUP Agenda Number: 934626055
--------------------------------------------------------------------------------------------------------------------------
Security: 225401108
Meeting Type: Special
Meeting Date: 18-May-2017
Ticker: CS
ISIN: US2254011081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ORDINARY SHARE CAPITAL INCREASE WITH Mgmt For For
PREEMPTIVE RIGHTS: INCREASE OF THE SHARE
CAPITAL BY UP TO CHF 16'181'071.76 THROUGH
THE ISSUE OF UP TO 404'526'794 FULLY
PAID-IN REGISTERED SHARES WITH A PAR VALUE
OF CHF 0.04 EACH AT AN ISSUE PRICE
(AUSGABEBETRAG) OF CHF 0.04 EACH; THE
SHARES TO BE ISSUED WILL BE ENTITLED TO
DIVIDENDS AS OF THE REGISTRATION OF THE
SHARE CAPITAL INCREASE IN THE COMMERCIAL
REGISTER; THE SHARES TO BE ISSUED WILL HAVE
NO PREFERENTIAL RIGHTS; ... (DUE TO SPACE
LIMITS, SEE PROXY MATERIAL FOR FULL
PROPOSAL).
2A. PROPOSALS OF SHAREHOLDERS Mgmt Against Against
2B. PROPOSALS OF THE BOARD OF DIRECTORS Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
CSX CORPORATION Agenda Number: 934602752
--------------------------------------------------------------------------------------------------------------------------
Security: 126408103
Meeting Type: Annual
Meeting Date: 05-Jun-2017
Ticker: CSX
ISIN: US1264081035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DONNA M. ALVARADO Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN B. BREAUX Mgmt For For
1C. ELECTION OF DIRECTOR: PAMELA L. CARTER Mgmt For For
1D. ELECTION OF DIRECTOR: STEVEN T. HALVERSON Mgmt For For
1E. ELECTION OF DIRECTOR: E. HUNTER HARRISON Mgmt For For
1F. ELECTION OF DIRECTOR: PAUL C. HILAL Mgmt For For
1G. ELECTION OF DIRECTOR: EDWARD J. KELLY, III Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN D. MCPHERSON Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID M. MOFFETT Mgmt For For
1J. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1K. ELECTION OF DIRECTOR: LINDA H. RIEFLER Mgmt For For
1L. ELECTION OF DIRECTOR: J. STEVEN WHISLER Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN J. ZILLMER Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.
3. ADVISORY (NON-BINDING) RESOLUTION TO Mgmt For For
APPROVE COMPENSATION FOR THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
4. ADVISORY (NON-BINDING) RESOLUTION TO Mgmt 1 Year For
APPROVE THE FREQUENCY OF FUTURE ADVISORY
VOTES ON EXECUTIVE COMPENSATION.
5. ADVISORY (NON-BINDING) RESOLUTION Mgmt For
CONCERNING THE REIMBURSEMENT ARRANGEMENTS
SOUGHT IN CONNECTION WITH THE RETENTION OF
E. HUNTER HARRISON AS CEO AT CSX.
--------------------------------------------------------------------------------------------------------------------------
CUBESMART Agenda Number: 934559622
--------------------------------------------------------------------------------------------------------------------------
Security: 229663109
Meeting Type: Annual
Meeting Date: 31-May-2017
Ticker: CUBE
ISIN: US2296631094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W.M. DIEFENDERFER III Mgmt For For
PIERO BUSSANI Mgmt For For
CHRISTOPHER P. MARR Mgmt For For
MARIANNE M. KELER Mgmt For For
DEBORAH R. SALZBERG Mgmt For For
JOHN F. REMONDI Mgmt For For
JEFFREY F. ROGATZ Mgmt For For
JOHN W. FAIN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
3. TO CAST AN ADVISORY VOTE TO APPROVE OUR Mgmt For For
EXECUTIVE COMPENSATION.
4. TO CAST AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF HOLDING AN ADVISORY VOTE ON OUR
EXECUTIVE COMPENSATION.
5. TO CONSIDER AND VOTE ON A PROPOSAL TO AMEND Mgmt For For
OUR CURRENT DECLARATION OF TRUST TO PROVIDE
SHAREHOLDERS WITH THE ABILITY TO ALTER,
AMEND OR REPEAL OUR THIRD AMENDED AND
RESTATED BYLAWS, AND ADOPT NEW BYLAWS.
--------------------------------------------------------------------------------------------------------------------------
DELPHI AUTOMOTIVE PLC Agenda Number: 934539961
--------------------------------------------------------------------------------------------------------------------------
Security: G27823106
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: DLPH
ISIN: JE00B783TY65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01. ELECTION OF DIRECTOR: JOSEPH S. CANTIE Mgmt For For
02. ELECTION OF DIRECTOR: KEVIN P. CLARK Mgmt For For
03. ELECTION OF DIRECTOR: GARY L. COWGER Mgmt For For
04. ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Mgmt For For
05. ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt For For
06. ELECTION OF DIRECTOR: RAJIV L. GUPTA Mgmt For For
07. ELECTION OF DIRECTOR: SEAN O. MAHONEY Mgmt For For
08. ELECTION OF DIRECTOR: TIMOTHY M. MANGANELLO Mgmt For For
09. ELECTION OF DIRECTOR: ANA G. PINCZUK Mgmt For For
10. ELECTION OF DIRECTOR: THOMAS W. SIDLIK Mgmt For For
11. ELECTION OF DIRECTOR: BERND WIEDEMANN Mgmt For For
12. ELECTION OF DIRECTOR: LAWRENCE A. ZIMMERMAN Mgmt For For
13. PROPOSAL TO RE-APPOINT AUDITORS, RATIFY Mgmt For For
INDEPENDENT PUBLIC ACCOUNTING FIRM AND
AUTHORIZE THE DIRECTORS TO DETERMINE THE
FEES PAID TO THE AUDITORS.
14. SAY-ON-PAY - TO APPROVE, BY ADVISORY VOTE, Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DELUXE CORPORATION Agenda Number: 934542754
--------------------------------------------------------------------------------------------------------------------------
Security: 248019101
Meeting Type: Annual
Meeting Date: 02-May-2017
Ticker: DLX
ISIN: US2480191012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RONALD C. BALDWIN Mgmt For For
C.E. MAYBERRY MCKISSACK Mgmt For For
DON J. MCGRATH Mgmt For For
NEIL J. METVINER Mgmt For For
STEPHEN P. NACHTSHEIM Mgmt For For
THOMAS J. REDDIN Mgmt For For
MARTYN R. REDGRAVE Mgmt For For
LEE J. SCHRAM Mgmt For For
JOHN L. STAUCH Mgmt For For
VICTORIA A. TREYGER Mgmt For For
2. APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS "SAY-ON-PAY" VOTE
3. CAST AN ADVISORY (NON-BINDING) VOTE ON THE Mgmt 1 Year For
FREQUENCY WITH WHICH OUR SHAREHOLDERS WILL
CONSIDER APPROVING THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS OF
"SAY-WHEN-ON-PAY" VOTE
4. APPROVE THE DELUXE CORPORATION 2017 ANNUAL Mgmt For For
INCENTIVE PLAN
5. APPROVE THE DELUXE CORPORATION 2017 Mgmt For For
LONG-TERM INCENTIVE PLAN
6. TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt For For
RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017
--------------------------------------------------------------------------------------------------------------------------
DOVER CORPORATION Agenda Number: 934548302
--------------------------------------------------------------------------------------------------------------------------
Security: 260003108
Meeting Type: Annual
Meeting Date: 05-May-2017
Ticker: DOV
ISIN: US2600031080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: P.T. FRANCIS Mgmt For For
1B. ELECTION OF DIRECTOR: K.C. GRAHAM Mgmt For For
1C. ELECTION OF DIRECTOR: M.F. JOHNSTON Mgmt For For
1D. ELECTION OF DIRECTOR: R.A. LIVINGSTON Mgmt For For
1E. ELECTION OF DIRECTOR: R.K. LOCHRIDGE Mgmt For For
1F. ELECTION OF DIRECTOR: E.A. SPIEGEL Mgmt For For
1G. ELECTION OF DIRECTOR: M.B. STUBBS Mgmt For For
1H. ELECTION OF DIRECTOR: R.J. TOBIN Mgmt For For
1I. ELECTION OF DIRECTOR: S.M. TODD Mgmt For For
1J. ELECTION OF DIRECTOR: S.K. WAGNER Mgmt For For
1K. ELECTION OF DIRECTOR: K.E. WANDELL Mgmt For For
1L. ELECTION OF DIRECTOR: M.A. WINSTON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017.
3. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF HOLDING AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
5. TO REAPPROVE THE PERFORMANCE GOALS UNDER Mgmt For For
OUR 2012 EQUITY AND CASH INCENTIVE PLAN.
6. TO REAPPROVE THE PERFORMANCE GOALS UNDER Mgmt For For
OUR EXECUTIVE OFFICER ANNUAL INCENTIVE
PLAN.
7. TO APPROVE AMENDMENTS TO ARTICLE 15 OF OUR Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE THE SUPER-MAJORITY VOTING
REQUIREMENT.
8. TO APPROVE AMENDMENTS TO ARTICLE 16 OF OUR Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE THE SUPER-MAJORITY VOTING
REQUIREMENT.
--------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 934572074
--------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: EBAY
ISIN: US2786421030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FRED D. ANDERSON JR. Mgmt For For
1B. ELECTION OF DIRECTOR: EDWARD W. BARNHOLT Mgmt For For
1C. ELECTION OF DIRECTOR: ANTHONY J. BATES Mgmt For For
1D. ELECTION OF DIRECTOR: LOGAN D. GREEN Mgmt For For
1E. ELECTION OF DIRECTOR: BONNIE S. HAMMER Mgmt For For
1F. ELECTION OF DIRECTOR: KATHLEEN C. MITIC Mgmt For For
1G. ELECTION OF DIRECTOR: PIERRE M. OMIDYAR Mgmt For For
1H. ELECTION OF DIRECTOR: PAUL S. PRESSLER Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT H. SWAN Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS J. TIERNEY Mgmt For For
1K. ELECTION OF DIRECTOR: PERRY M. TRAQUINA Mgmt For For
1L. ELECTION OF DIRECTOR: DEVIN N. WENIG Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. ADVISORY VOTE TO APPROVE THE FREQUENCY WITH Mgmt 1 Year For
WHICH THE ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION SHOULD BE
HELD.
4. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
5. CONSIDERATION OF A STOCKHOLDER PROPOSAL Shr For Against
REGARDING RIGHT TO ACT BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 934538476
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JANET F. CLARK Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES R. CRISP Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT P. DANIELS Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES C. DAY Mgmt For For
1E. ELECTION OF DIRECTOR: DONALD F. TEXTOR Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM R. THOMAS Mgmt For For
1G. ELECTION OF DIRECTOR: FRANK G. WISNER Mgmt For For
2. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
DELOITTE & TOUCHE LLP, INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, AS
AUDITORS FOR THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2017.
3. TO APPROVE AN AMENDMENT OF THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 640 MILLION TO 1.28
BILLION.
4. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
5. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF HOLDING ADVISORY VOTES ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
EQUITY RESIDENTIAL Agenda Number: 934597545
--------------------------------------------------------------------------------------------------------------------------
Security: 29476L107
Meeting Type: Annual
Meeting Date: 15-Jun-2017
Ticker: EQR
ISIN: US29476L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN W. ALEXANDER Mgmt For For
CHARLES L. ATWOOD Mgmt For For
LINDA WALKER BYNOE Mgmt For For
CONNIE K. DUCKWORTH Mgmt For For
MARY KAY HABEN Mgmt For For
BRADLEY A. KEYWELL Mgmt For For
JOHN E. NEAL Mgmt For For
DAVID J. NEITHERCUT Mgmt For For
MARK S. SHAPIRO Mgmt For For
GERALD A. SPECTOR Mgmt For For
STEPHEN E. STERRETT Mgmt For For
SAMUEL ZELL Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
AUDITOR FOR 2017.
3. APPROVE EXECUTIVE COMPENSATION. Mgmt For For
4. ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
5. SHAREHOLDER PROPOSAL TO ALLOW SHAREHOLDERS Shr For Against
TO AMEND THE COMPANY'S BYLAWS.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK INC. Agenda Number: 934590870
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 01-Jun-2017
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARC L. ANDREESSEN Mgmt For For
ERSKINE B. BOWLES Mgmt For For
S.D.DESMOND-HELLMANN Mgmt For For
REED HASTINGS Mgmt For For
JAN KOUM Mgmt Withheld Against
SHERYL K. SANDBERG Mgmt Withheld Against
PETER A. THIEL Mgmt For For
MARK ZUCKERBERG Mgmt Withheld Against
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS FACEBOOK, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
3. A STOCKHOLDER PROPOSAL REGARDING CHANGE IN Shr For Against
STOCKHOLDER VOTING.
4. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING Shr Against For
REPORT.
5. A STOCKHOLDER PROPOSAL REGARDING FALSE Shr Against For
NEWS.
6. A STOCKHOLDER PROPOSAL REGARDING A GENDER Shr Against For
PAY EQUITY REPORT.
7. A STOCKHOLDER PROPOSAL REGARDING AN Shr For Against
INDEPENDENT CHAIR.
--------------------------------------------------------------------------------------------------------------------------
FIRST AMERICAN FINANCIAL CORPORATION Agenda Number: 934574220
--------------------------------------------------------------------------------------------------------------------------
Security: 31847R102
Meeting Type: Annual
Meeting Date: 09-May-2017
Ticker: FAF
ISIN: US31847R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES L. DOTI Mgmt For For
MICHAEL D. MCKEE Mgmt For For
THOMAS V. MCKERNAN Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 1 Year For
EXECUTIVE COMPENSATION VOTE.
4. APPROVAL OF THE PERFORMANCE CRITERIA, Mgmt For For
ESTABLISHMENT OF A DIRECTOR COMPENSATION
LIMIT AND AMENDMENT TO INDIVIDUAL ANNUAL
SHARE AWARD LIMITS UNDER THE COMPANY'S 2010
INCENTIVE COMPENSATION PLAN.
5. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 934541916
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 26-Apr-2017
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: SEBASTIEN M. BAZIN Mgmt For For
A2 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A3 ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For
A4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt For For
A5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS Mgmt For For
A6 ELECTION OF DIRECTOR: PETER B. HENRY Mgmt For For
A7 ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD Mgmt For For
A8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A9 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
A10 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A11 ELECTION OF DIRECTOR: RISA LAVIZZO-MOUREY Mgmt For For
A12 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
A13 ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
A14 ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF Mgmt For For
A15 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A16 ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt For For
A17 ELECTION OF DIRECTOR: MARY L. SCHAPIRO Mgmt For For
A18 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For
B1 ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' Mgmt For For
COMPENSATION
B2 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION
B3 APPROVAL OF GE'S 2007 LONG-TERM INCENTIVE Mgmt For For
PLAN AS AMENDED
B4 APPROVAL OF THE MATERIAL TERMS OF SENIOR Mgmt For For
OFFICER PERFORMANCE GOALS
B5 RATIFICATION OF KPMG AS INDEPENDENT AUDITOR Mgmt For For
FOR 2017
C1 REPORT ON LOBBYING ACTIVITIES Shr Against For
C2 REQUIRE THE CHAIRMAN OF THE BOARD TO BE Shr Against For
INDEPENDENT
C3 ADOPT CUMULATIVE VOTING FOR DIRECTOR Shr Against For
ELECTIONS
C4 REPORT ON CHARITABLE CONTRIBUTIONS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GENPACT LIMITED Agenda Number: 934594436
--------------------------------------------------------------------------------------------------------------------------
Security: G3922B107
Meeting Type: Annual
Meeting Date: 09-May-2017
Ticker: G
ISIN: BMG3922B1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: N.V. TYAGARAJAN Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT SCOTT Mgmt For For
1C. ELECTION OF DIRECTOR: AMIT CHANDRA Mgmt Against Against
1D. ELECTION OF DIRECTOR: LAURA CONIGLIARO Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID HUMPHREY Mgmt For For
1F. ELECTION OF DIRECTOR: CAROL LINDSTROM Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES MADDEN Mgmt For For
1H. ELECTION OF DIRECTOR: ALEX MANDL Mgmt For For
1I. ELECTION OF DIRECTOR: CECELIA MORKEN Mgmt For For
1J. ELECTION OF DIRECTOR: MARK NUNNELLY Mgmt For For
1K. ELECTION OF DIRECTOR: MARK VERDI Mgmt For For
2. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
3. TO RECOMMEND, IN A NON-BINDING, ADVISORY Mgmt 1 Year For
VOTE, WHETHER A NON-BINDING, ADVISORY
SHAREHOLDER VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS SHOULD OCCUR EVERY ONE, TWO OR
THREE YEARS.
4. TO RATIFY AND APPROVE THE ADOPTION OF THE Mgmt For For
GENPACT LIMITED 2017 OMNIBUS INCENTIVE
COMPENSATION PLAN.
5. TO RATIFY AND APPROVE THE APPOINTMENT OF Mgmt For For
KPMG AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 934558810
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 10-May-2017
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN F. COGAN, PH.D. Mgmt For For
1B. ELECTION OF DIRECTOR: KELLY A. KRAMER Mgmt For For
1C. ELECTION OF DIRECTOR: KEVIN E. LOFTON Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN C. MARTIN, PH.D. Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN F. MILLIGAN, Mgmt For For
PH.D.
1F. ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD J. WHITLEY, Mgmt For For
M.D
1H. ELECTION OF DIRECTOR: GAYLE E. WILSON Mgmt For For
1I. ELECTION OF DIRECTOR: PER WOLD-OLSEN Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. RESTATEMENT OF THE GILEAD SCIENCES, INC. Mgmt For For
2004 EQUITY INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
5. ADVISORY VOTE AS TO THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
6. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr For Against
BOARD TAKE STEPS TO PERMIT STOCKHOLDER
ACTION BY WRITTEN CONSENT.
7. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr For Against
BOARD ADOPT A POLICY THAT THE CHAIRMAN OF
THE BOARD OF DIRECTORS BE AN INDEPENDENT
DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
GODADDY INC. Agenda Number: 934603906
--------------------------------------------------------------------------------------------------------------------------
Security: 380237107
Meeting Type: Annual
Meeting Date: 07-Jun-2017
Ticker: GDDY
ISIN: US3802371076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD H. KIMBALL Mgmt Withheld Against
ELIZABETH S. RAFAEL Mgmt Withheld Against
LEE E. WITTLINGER Mgmt Withheld Against
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
3. TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION IN A NON-BINDING ADVISORY
VOTE.
--------------------------------------------------------------------------------------------------------------------------
HEXCEL CORPORATION Agenda Number: 934545546
--------------------------------------------------------------------------------------------------------------------------
Security: 428291108
Meeting Type: Annual
Meeting Date: 04-May-2017
Ticker: HXL
ISIN: US4282911084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NICK L. STANAGE Mgmt For For
1B. ELECTION OF DIRECTOR: JOEL S. BECKMAN Mgmt For For
1C. ELECTION OF DIRECTOR: LYNN BRUBAKER Mgmt For For
1D. ELECTION OF DIRECTOR: JEFFREY C. CAMPBELL Mgmt For For
1E. ELECTION OF DIRECTOR: CYNTHIA M. EGNOTOVICH Mgmt For For
1F. ELECTION OF DIRECTOR: W. KIM FOSTER Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS A. GENDRON Mgmt For For
1H. ELECTION OF DIRECTOR: JEFFREY A. GRAVES Mgmt For For
1I. ELECTION OF DIRECTOR: GUY C. HACHEY Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID L. PUGH Mgmt For For
2. ADVISORY VOTE TO APPROVE 2016 EXECUTIVE Mgmt For For
COMPENSATION
3. ADVISORY VOTE ON FREQUENCY OF CONDUCTING AN Mgmt 1 Year For
ADVISORY VOTE REGARDING EXECUTIVE
COMPENSATION
4. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
--------------------------------------------------------------------------------------------------------------------------
INCYTE CORPORATION Agenda Number: 934600570
--------------------------------------------------------------------------------------------------------------------------
Security: 45337C102
Meeting Type: Annual
Meeting Date: 26-May-2017
Ticker: INCY
ISIN: US45337C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JULIAN C. BAKER Mgmt For For
JEAN-JACQUES BIENAIME Mgmt For For
PAUL A. BROOKE Mgmt For For
PAUL J. CLANCY Mgmt For For
WENDY L. DIXON Mgmt For For
PAUL A. FRIEDMAN Mgmt For For
HERVE HOPPENOT Mgmt For For
2. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt 1 Year For
BASIS, THE FREQUENCY OF FUTURE NON-BINDING
ADVISORY STOCKHOLDER VOTES ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 934568431
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For
1B. ELECTION OF DIRECTOR: ANEEL BHUSRI Mgmt For For
1C. ELECTION OF DIRECTOR: ANDY D. BRYANT Mgmt For For
1D. ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For
1E. ELECTION OF DIRECTOR: OMAR ISHRAK Mgmt For For
1F. ELECTION OF DIRECTOR: BRIAN M. KRZANICH Mgmt For For
1G. ELECTION OF DIRECTOR: TSU-JAE KING LIU Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For
1I. ELECTION OF DIRECTOR: GREGORY D. SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE 2006 EQUITY INCENTIVE PLAN
5. ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year For
FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION
6. STOCKHOLDER PROPOSAL REQUESTING AN ANNUAL Shr Against For
ADVISORY STOCKHOLDER VOTE ON POLITICAL
CONTRIBUTIONS
7. STOCKHOLDER PROPOSAL REQUESTING THAT VOTES Shr Against For
COUNTED ON STOCKHOLDER PROPOSALS EXCLUDE
ABSTENTIONS
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY Agenda Number: 934576666
--------------------------------------------------------------------------------------------------------------------------
Security: 460146103
Meeting Type: Annual
Meeting Date: 08-May-2017
Ticker: IP
ISIN: US4601461035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID J. BRONCZEK Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM J. BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: AHMET C. DORDUNCU Mgmt For For
1D. ELECTION OF DIRECTOR: ILENE S. GORDON Mgmt For For
1E. ELECTION OF DIRECTOR: JAY L. JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: STACEY J. MOBLEY Mgmt For For
1G. ELECTION OF DIRECTOR: KATHRYN D. SULLIVAN Mgmt For For
1H. ELECTION OF DIRECTOR: MARK S. SUTTON Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN L. TOWNSEND, III Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM G. WALTER Mgmt For For
1K. ELECTION OF DIRECTOR: J. STEVEN WHISLER Mgmt For For
1L. ELECTION OF DIRECTOR: RAY G. YOUNG Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
3. A NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED UNDER THE
HEADING "COMPENSATION DISCUSSION &
ANALYSIS"
4. A NON-BINDING VOTE ON THE FREQUENCY WITH Mgmt 1 Year For
WHICH SHAREOWNERS WILL APPROVE THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS IN FUTURE YEARS
5. SHAREOWNER PROPOSAL CONCERNING A POLICY ON Shr For Against
ACCELERATED VESTING OF EQUITY AWARDS OF
SENIOR EXECUTIVE OFFICERS UPON A CHANGE IN
CONTROL
--------------------------------------------------------------------------------------------------------------------------
JAZZ PHARMACEUTICALS PLC Agenda Number: 934452753
--------------------------------------------------------------------------------------------------------------------------
Security: G50871105
Meeting Type: Annual
Meeting Date: 04-Aug-2016
Ticker: JAZZ
ISIN: IE00B4Q5ZN47
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAUL L. BERNS Mgmt For For
1B. ELECTION OF DIRECTOR: PATRICK G. ENRIGHT Mgmt For For
1C. ELECTION OF DIRECTOR: SEAMUS MULLIGAN Mgmt For For
1D. ELECTION OF DIRECTOR: NORBERT G. RIEDEL, Mgmt For For
PH.D.
2. TO RATIFY, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
THE APPOINTMENT OF KPMG, DUBLIN AS THE
INDEPENDENT AUDITORS OF JAZZ
PHARMACEUTICALS PLC FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2016 AND TO AUTHORIZE,
IN A BINDING VOTE, THE BOARD OF DIRECTORS,
ACTING THROUGH THE AUDIT COMMITTEE, TO
DETERMINE THE AUDITORS' REMUNERATION.
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF JAZZ
PHARMACEUTICALS PLC'S NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
4A. TO APPROVE AMENDMENTS TO JAZZ Mgmt For For
PHARMACEUTICALS PLC'S MEMORANDUM OF
ASSOCIATION TO MAKE CERTAIN ADMINISTRATIVE
ADJUSTMENTS TO ADDRESS THE ENACTMENT OF THE
IRISH COMPANIES ACT 2014 AND A MINOR
HOUSEKEEPING MATTER.
4B. TO APPROVE AMENDMENTS TO JAZZ Mgmt For For
PHARMACEUTICALS PLC'S ARTICLES OF
ASSOCIATION TO MAKE CERTAIN ADMINISTRATIVE
ADJUSTMENTS TO ADDRESS THE ENACTMENT OF THE
IRISH COMPANIES ACT 2014 AND CERTAIN MINOR
HOUSEKEEPING MATTERS.
5. TO AUTHORIZE JAZZ PHARMACEUTICALS PLC Mgmt For For
AND/OR ANY SUBSIDIARY OF JAZZ
PHARMACEUTICALS PLC TO MAKE OPEN MARKET
PURCHASES OF JAZZ PHARMACEUTICALS PLC'S
ORDINARY SHARES.
6. TO RENEW THE BOARD OF DIRECTORS' EXISTING Mgmt Against Against
AUTHORITY UNDER IRISH LAW TO ALLOT AND
ISSUE ORDINARY SHARES.
7. TO RENEW THE BOARD OF DIRECTORS' EXISTING Mgmt Against Against
AUTHORITY UNDER IRISH LAW TO ALLOT AND
ISSUE ORDINARY SHARES FOR CASH WITHOUT
FIRST OFFERING THOSE ORDINARY SHARES TO
EXISTING SHAREHOLDERS PURSUANT TO THE
STATUTORY PRE-EMPTION RIGHT THAT WOULD
OTHERWISE APPLY.
8. TO APPROVE ANY MOTION TO ADJOURN THE ANNUAL Mgmt Against Against
MEETING, OR ANY ADJOURNMENTS THEREOF, TO
ANOTHER TIME AND PLACE TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
ANNUAL MEETING TO APPROVE ANY OR ALL OF
PROPOSALS 4A, 4B AND/OR 7.
9. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
JAZZ PHARMACEUTICALS PLC'S 2011 EQUITY
INCENTIVE PLAN IN ORDER TO RENEW JAZZ
PHARMACEUTICALS PLC'S ABILITY TO GRANT
AWARDS THEREUNDER THAT MAY QUALIFY AS
"PERFORMANCE-BASED COMPENSATION" UNDER
SECTION 162(M) OF THE U.S. INTERNAL REVENUE
CODE.
10. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
JAZZ PHARMACEUTICALS PLC'S AMENDED AND
RESTATED 2007 NON-EMPLOYEE DIRECTORS STOCK
OPTION PLAN IN ORDER TO (I) EXPAND THE
TYPES OF STOCK AWARDS THAT MAY BE GRANTED
THEREUNDER TO JAZZ PHARMACEUTICALS PLC'S
NON-EMPLOYEE DIRECTORS AND (II) ELIMINATE
THE FINAL AUTOMATIC ANNUAL INCREASE TO THE
SHARE RESERVE THAT IS OTHERWISE SCHEDULED
TO OCCUR IN 2017 PURSUANT TO THE
"EVERGREEN" PROVISION INCLUDED THEREIN.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 934537284
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY C. BECKERLE Mgmt For For
1B. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1C. ELECTION OF DIRECTOR: IAN E. L. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For
1E. ELECTION OF DIRECTOR: MARK B. MCCLELLAN Mgmt For For
1F. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1I. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt For For
1J. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
2. ADVISORY VOTE ON FREQUENCY OF VOTING TO Mgmt 1 Year For
APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. RE-APPROVAL OF THE MATERIAL TERMS OF Mgmt For For
PERFORMANCE GOALS UNDER THE 2012 LONG-TERM
INCENTIVE PLAN
5. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017
6. SHAREHOLDER PROPOSAL - INDEPENDENT BOARD Shr For Against
CHAIRMAN
--------------------------------------------------------------------------------------------------------------------------
JOHNSON CONTROLS INTERNATIONAL PLC Agenda Number: 934523968
--------------------------------------------------------------------------------------------------------------------------
Security: G51502105
Meeting Type: Annual
Meeting Date: 08-Mar-2017
Ticker: JCI
ISIN: IE00BY7QL619
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID P. ABNEY Mgmt For For
1B. ELECTION OF DIRECTOR: NATALIE A. BLACK Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL E. DANIELS Mgmt For For
1D. ELECTION OF DIRECTOR: BRIAN DUPERREAULT Mgmt For For
1E. ELECTION OF DIRECTOR: JEFFREY A. JOERRES Mgmt For For
1F. ELECTION OF DIRECTOR: ALEX A. MOLINAROLI Mgmt For For
1G. ELECTION OF DIRECTOR: GEORGE R. OLIVER Mgmt For For
1H. ELECTION OF DIRECTOR: JUAN PABLO DEL VALLE Mgmt For For
PEROCHENA
1I. ELECTION OF DIRECTOR: JURGEN TINGGREN Mgmt For For
1J. ELECTION OF DIRECTOR: MARK VERGNANO Mgmt For For
1K. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2.A TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT AUDITORS OF THE COMPANY.
2.B TO AUTHORIZE THE AUDIT COMMITTEE OF THE Mgmt For For
BOARD OF DIRECTORS TO SET THE AUDITORS'
REMUNERATION.
3. TO AUTHORIZE THE COMPANY AND/OR ANY Mgmt For For
SUBSIDIARY OF THE COMPANY TO MAKE MARKET
PURCHASES OF COMPANY SHARES.
4. TO DETERMINE THE PRICE RANGE AT WHICH THE Mgmt For For
COMPANY CAN RE-ALLOT SHARES THAT IT HOLDS
AS TREASURY SHARES (SPECIAL RESOLUTION).
5. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt Against Against
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
6. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt 1 Year For
THE FREQUENCY OF THE NON-BINDING ADVISORY
VOTE ON THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
7. TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE JOHNSON
CONTROLS INTERNATIONAL PLC 2012 SHARE AND
INCENTIVE PLAN.
8. TO APPROVE THE DIRECTORS' AUTHORITY TO Mgmt For For
ALLOT SHARES UP TO APPROXIMATELY 33% OF
ISSUED SHARE CAPITAL.
9. TO APPROVE THE WAIVER OF STATUTORY Mgmt For For
PRE-EMPTION RIGHTS WITH RESPECT TO UP TO 5%
OF ISSUED SHARE CAPITAL (SPECIAL
RESOLUTION)
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 934561665
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 16-May-2017
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA B. BAMMANN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1C. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1E. ELECTION OF DIRECTOR: TODD A. COMBS Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1H. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1I. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL A. NEAL Mgmt For For
1K. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
4. ADVISORY VOTE ON FREQUENCY OF ADVISORY Mgmt 1 Year For
RESOLUTION TO APPROVE EXECUTIVE
COMPENSATION
5. INDEPENDENT BOARD CHAIRMAN Shr For Against
6. VESTING FOR GOVERNMENT SERVICE Shr For Against
7. CLAWBACK AMENDMENT Shr Against For
8. GENDER PAY EQUITY Shr Against For
9. HOW VOTES ARE COUNTED Shr Against For
10. SPECIAL SHAREOWNER MEETINGS Shr For Against
--------------------------------------------------------------------------------------------------------------------------
LAZARD LTD Agenda Number: 934551412
--------------------------------------------------------------------------------------------------------------------------
Security: G54050102
Meeting Type: Annual
Meeting Date: 25-Apr-2017
Ticker: LAZ
ISIN: BMG540501027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH M. JACOBS Mgmt For For
MICHELLE JARRARD Mgmt For For
PHILIP A. LASKAWY Mgmt For For
2. NON-BINDING ADVISORY VOTE REGARDING Mgmt For For
EXECUTIVE COMPENSATION.
3. NON-BINDING ADVISORY VOTE REGARDING THE Mgmt 1 Year For
FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
4. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS LAZARD LTD'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017
AND AUTHORIZATION OF THE BOARD OF
DIRECTORS, ACTING BY ITS AUDIT COMMITTEE,
TO SET THEIR REMUNERATION.
5. NON-BINDING SHAREHOLDER PROPOSAL TO Shr For Against
PROHIBIT VESTING OF EQUITY AWARDS FOR
SENIOR EXECUTIVES DUE TO RESIGNATION TO
ENTER GOVERNMENT SERVICE.
--------------------------------------------------------------------------------------------------------------------------
LKQ CORPORATION Agenda Number: 934551436
--------------------------------------------------------------------------------------------------------------------------
Security: 501889208
Meeting Type: Annual
Meeting Date: 08-May-2017
Ticker: LKQ
ISIN: US5018892084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUKHPAL SINGH Mgmt For For
AHLUWALIA
1B. ELECTION OF DIRECTOR: A. CLINTON ALLEN Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT M. HANSER Mgmt For For
1D. ELECTION OF DIRECTOR: JOSEPH M. HOLSTEN Mgmt For For
1E. ELECTION OF DIRECTOR: BLYTHE J. MCGARVIE Mgmt For For
1F. ELECTION OF DIRECTOR: PAUL M. MEISTER Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN F. O'BRIEN Mgmt For For
1H. ELECTION OF DIRECTOR: GUHAN SUBRAMANIAN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM M. WEBSTER, Mgmt For For
IV
1J. ELECTION OF DIRECTOR: DOMINICK ZARCONE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2017.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year For
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 934594412
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 02-Jun-2017
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAUL ALVAREZ Mgmt For For
ANGELA F. BRALY Mgmt For For
SANDRA B. COCHRAN Mgmt For For
LAURIE Z. DOUGLAS Mgmt For For
RICHARD W. DREILING Mgmt For For
ROBERT L. JOHNSON Mgmt For For
MARSHALL O. LARSEN Mgmt For For
JAMES H. MORGAN Mgmt For For
ROBERT A. NIBLOCK Mgmt For For
BERTRAM L. SCOTT Mgmt For For
ERIC C. WISEMAN Mgmt For For
2. ADVISORY VOTE TO APPROVE LOWE'S NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION IN FISCAL
2016.
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES TO APPROVE LOWE'S NAMED
EXECUTIVE OFFICER COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS LOWE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2017.
5. PROPOSAL REGARDING THE FEASIBILITY OF Shr Against For
SETTING RENEWABLE ENERGY SOURCING TARGETS.
--------------------------------------------------------------------------------------------------------------------------
MCKESSON CORPORATION Agenda Number: 934453919
--------------------------------------------------------------------------------------------------------------------------
Security: 58155Q103
Meeting Type: Annual
Meeting Date: 27-Jul-2016
Ticker: MCK
ISIN: US58155Q1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANDY D. BRYANT Mgmt For For
1B. ELECTION OF DIRECTOR: WAYNE A. BUDD Mgmt For For
1C. ELECTION OF DIRECTOR: N. ANTHONY COLES, Mgmt For For
M.D.
1D. ELECTION OF DIRECTOR: JOHN H. HAMMERGREN Mgmt For For
1E. ELECTION OF DIRECTOR: M. CHRISTINE JACOBS Mgmt For For
1F. ELECTION OF DIRECTOR: DONALD R. KNAUSS Mgmt For For
1G. ELECTION OF DIRECTOR: MARIE L. KNOWLES Mgmt For For
1H. ELECTION OF DIRECTOR: EDWARD A. MUELLER Mgmt For For
1I. ELECTION OF DIRECTOR: SUSAN R. SALKA Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING MARCH 31, 2017.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. SHAREHOLDER PROPOSAL ON ACCELERATED VESTING Shr For Against
OF EQUITY AWARDS.
5. SHAREHOLDER PROPOSAL ON DISCLOSURE OF Shr Against For
POLITICAL CONTRIBUTIONS AND EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 934502697
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Special
Meeting Date: 13-Dec-2016
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF SEPTEMBER 14, 2016 (AS IT MAY
BE AMENDED FROM TIME TO TIME, THE "MERGER
AGREEMENT"), BY AND AMONG MONSANTO COMPANY
(THE "COMPANY"), BAYER AKTIENGESELLSCHAFT,
A GERMAN STOCK CORPORATION ("BAYER"), AND
KWA INVESTMENT CO., A DELAWARE ..(DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
2. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, CERTAIN COMPENSATION THAT MAY BE
PAID OR BECOME PAYABLE TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGER.
3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE,
INCLUDING TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE INSUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO APPROVE THE PROPOSAL
TO ADOPT THE MERGER AGREEMENT OR IN THE
ABSENCE OF A QUORUM.
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 934514010
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 27-Jan-2017
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DWIGHT M. "MITCH" Mgmt For For
BARNS
1B. ELECTION OF DIRECTOR: GREGORY H. BOYCE Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID L. CHICOINE, Mgmt For For
PH.D.
1D. ELECTION OF DIRECTOR: JANICE L. FIELDS Mgmt For For
1E. ELECTION OF DIRECTOR: HUGH GRANT Mgmt For For
1F. ELECTION OF DIRECTOR: ARTHUR H. HARPER Mgmt For For
1G. ELECTION OF DIRECTOR: LAURA K. IPSEN Mgmt For For
1H. ELECTION OF DIRECTOR: MARCOS M. LUTZ Mgmt For For
1I. ELECTION OF DIRECTOR: C. STEVEN MCMILLAN Mgmt For For
1J. ELECTION OF DIRECTOR: JON R. MOELLER Mgmt For For
1K. ELECTION OF DIRECTOR: GEORGE H. POSTE, Mgmt For For
PH.D., D.V.M.
1L. ELECTION OF DIRECTOR: ROBERT J. STEVENS Mgmt For For
1M. ELECTION OF DIRECTOR: PATRICIA VERDUIN, Mgmt For For
PH.D.
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2017.
3. ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4. ADVISORY (NON-BINDING) VOTE ON FREQUENCY OF Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
5. APPROVAL OF PERFORMANCE GOALS UNDER, AND AN Mgmt For For
AMENDMENT TO, THE LONG-TERM INCENTIVE PLAN.
6. SHAREOWNER PROPOSAL: LOBBYING REPORT. Shr Against For
7. SHAREOWNER PROPOSAL: GLYPHOSATE REPORT. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
NEWELL BRANDS INC. Agenda Number: 934564750
--------------------------------------------------------------------------------------------------------------------------
Security: 651229106
Meeting Type: Annual
Meeting Date: 09-May-2017
Ticker: NWL
ISIN: US6512291062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: IAN G.H. ASHKEN Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS E. CLARKE Mgmt For For
1C. ELECTION OF DIRECTOR: KEVIN C. CONROY Mgmt For For
1D. ELECTION OF DIRECTOR: SCOTT S. COWEN Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL T. COWHIG Mgmt For For
1F. ELECTION OF DIRECTOR: DOMENICO DE SOLE Mgmt For For
1G. ELECTION OF DIRECTOR: MARTIN E. FRANKLIN Mgmt For For
1H. ELECTION OF DIRECTOR: ROS L'ESPERANCE Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL B. POLK Mgmt For For
1J. ELECTION OF DIRECTOR: STEVEN J. STROBEL Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL A. TODMAN Mgmt For For
1L. ELECTION OF DIRECTOR: RAYMOND G. VIAULT Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE ...(DUE
TO SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL).
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. VOTE ON THE FREQUENCY OF THE ADVISORY VOTE Mgmt 1 Year For
ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY, INC. Agenda Number: 934566867
--------------------------------------------------------------------------------------------------------------------------
Security: 65339F101
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: NEE
ISIN: US65339F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHERRY S. BARRAT Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES L. CAMAREN Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH B. DUNN Mgmt For For
1D. ELECTION OF DIRECTOR: NAREN K. GURSAHANEY Mgmt For For
1E. ELECTION OF DIRECTOR: KIRK S. HACHIGIAN Mgmt For For
1F. ELECTION OF DIRECTOR: TONI JENNINGS Mgmt For For
1G. ELECTION OF DIRECTOR: AMY B. LANE Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES L. ROBO Mgmt For For
1I. ELECTION OF DIRECTOR: RUDY E. SCHUPP Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN L. SKOLDS Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM H. SWANSON Mgmt For For
1L. ELECTION OF DIRECTOR: HANSEL E. TOOKES, II Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS NEXTERA ENERGY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017
3. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
NEXTERA ENERGY'S COMPENSATION OF ITS NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT
4. NON-BINDING ADVISORY VOTE ON WHETHER Mgmt 1 Year For
NEXTERA ENERGY SHOULD HOLD A NON-BINDING
SHAREHOLDER ADVISORY VOTE TO APPROVE
NEXTERA ENERGY'S COMPENSATION TO ITS NAMED
EXECUTIVE OFFICERS EVERY 1, 2 OR 3 YEARS
5. APPROVAL OF THE NEXTERA ENERGY, INC. 2017 Mgmt For For
NON-EMPLOYEE DIRECTORS STOCK PLAN
6. A PROPOSAL BY THE COMPTROLLER OF THE STATE Shr Against For
OF NEW YORK, THOMAS P. DINAPOLI, ENTITLED
"POLITICAL CONTRIBUTIONS DISCLOSURE" TO
REQUEST SEMIANNUAL REPORTS DISCLOSING
POLITICAL CONTRIBUTION POLICIES AND
EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION Agenda Number: 934551397
--------------------------------------------------------------------------------------------------------------------------
Security: 655844108
Meeting Type: Annual
Meeting Date: 11-May-2017
Ticker: NSC
ISIN: US6558441084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS D. BELL, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT A. BRADWAY Mgmt Abstain Against
1D. ELECTION OF DIRECTOR: WESLEY G. BUSH Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL A. CARP Mgmt For For
1F. ELECTION OF DIRECTOR: MITCHELL E. DANIELS, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: MARCELA E. DONADIO Mgmt For For
1H. ELECTION OF DIRECTOR: STEVEN F. LEER Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL D. LOCKHART Mgmt For For
1J. ELECTION OF DIRECTOR: AMY E. MILES Mgmt For For
1K. ELECTION OF DIRECTOR: MARTIN H. NESBITT Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES A. SQUIRES Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN R. THOMPSON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS NORFOLK SOUTHERN'S
INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2017.
3. APPROVAL OF ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION, AS DISCLOSED IN THE
PROXY STATEMENT FOR THE 2017 ANNUAL MEETING
OF SHAREHOLDERS.
4. FREQUENCY OF ADVISORY RESOLUTION ON Mgmt 1 Year For
EXECUTIVE COMPENSATION, EVERY
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV. Agenda Number: 934520897
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Special
Meeting Date: 27-Jan-2017
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3.A THE PROPOSAL TO APPOINT MR. STEVE Mgmt For For
MOLLENKOPF AS EXECUTIVE DIRECTOR SUBJECT TO
AND CONDITIONAL UPON THE OCCURRENCE OF AND
EFFECTIVE AS OF CLOSING.
3.B THE PROPOSAL TO APPOINT MR. DEREK K. ABERLE Mgmt For For
AS NON-EXECUTIVE ...(DUE TO SPACE LIMITS,
SEE PROXY MATERIAL FOR FULL PROPOSAL).
3.C THE PROPOSAL TO APPOINT MR. GEORGE S. DAVIS Mgmt For For
AS NON-EXECUTIVE DIRECTOR SUBJECT TO AND
CONDITIONAL UPON THE OCCURRENCE OF AND
EFFECTIVE AS OF CLOSING.
3.D THE PROPOSAL TO APPOINT MR. DONALD J. Mgmt For For
ROSENBERG AS NON-EXECUTIVE ...(DUE TO SPACE
LIMITS, SEE PROXY MATERIAL FOR FULL
PROPOSAL).
3.E THE PROPOSAL TO APPOINT MR. BRIAN MODOFF AS Mgmt For For
NON-EXECUTIVE DIRECTOR SUBJECT TO AND
CONDITIONAL UPON THE OCCURRENCE OF AND
EFFECTIVE AS OF CLOSING.
4. THE PROPOSAL TO GRANT FULL AND FINAL Mgmt For For
DISCHARGE TO EACH MEMBER ...(DUE TO SPACE
LIMITS, SEE PROXY MATERIAL FOR FULL
PROPOSAL).
5.A THE PROPOSAL TO APPROVE OF THE ASSET SALE Mgmt For For
AS REQUIRED UNDER ARTICLE 2:107A OF THE
DUTCH CIVIL CODE CONDITIONAL UPON AND
SUBJECT TO (I) BUYER HAVING ACCEPTED FOR
PAYMENT THE ACQUIRED SHARES AND (II) THE
NUMBER OF ACQUIRED SHARES MEETING THE ASSET
SALE THRESHOLD.
5.B THE PROPOSAL TO (I) DISSOLVE NXP (II) Mgmt For For
APPOINT STICHTING ...(DUE TO SPACE LIMITS,
SEE PROXY MATERIAL FOR FULL PROPOSAL).
6.A THE PROPOSAL TO AMEND NXP'S ARTICLES OF Mgmt For For
ASSOCIATION, SUBJECT TO CLOSING.
6.B THE PROPOSAL TO CONVERT NXP AND AMEND THE Mgmt For For
ARTICLES OF ASSOCIATION, SUBJECT TO
DELISTING OF NXP FROM NASDAQ.
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV. Agenda Number: 934626966
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Annual
Meeting Date: 01-Jun-2017
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2-C ADOPTION OF THE 2016 STATUTORY ANNUAL Mgmt For For
ACCOUNTS.
2-D GRANTING DISCHARGE TO THE DIRECTORS FOR Mgmt For For
THEIR RESPONSIBILITIES IN THE FINANCIAL
YEAR 2016.
3-A PROPOSAL TO RE-APPOINT MR. RICHARD L. Mgmt For For
CLEMMER AS EXECUTIVE DIRECTOR WITH EFFECT
FROM JUNE 1, 2017.
3-B PROPOSAL TO RE-APPOINT SIR PETER BONFIELD Mgmt For For
AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM
JUNE 1, 2017.
3-C PROPOSAL TO RE-APPOINT MR. JOHANNES P. HUTH Mgmt For For
AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM
JUNE 1, 2017.
3-D PROPOSAL TO RE-APPOINT MR. KENNETH A. Mgmt Against Against
GOLDMAN AS NON-EXECUTIVE DIRECTOR WITH
EFFECT FROM JUNE 1, 2017.
3-E PROPOSAL TO RE-APPOINT DR. MARION HELMES AS Mgmt For For
NON-EXECUTIVE DIRECTOR WITH EFFECT FROM
JUNE 1, 2017.
3-F PROPOSAL TO RE-APPOINT MR. JOSEPH KAESER AS Mgmt For For
NON-EXECUTIVE DIRECTOR WITH EFFECT FROM
JUNE 1, 2017.
3-G PROPOSAL TO RE-APPOINT MR. IAN LORING AS Mgmt For For
NON-EXECUTIVE DIRECTOR WITH EFFECT FROM
JUNE 1, 2017.
3-H PROPOSAL TO RE-APPOINT MR. ERIC MEURICE AS Mgmt For For
NON-EXECUTIVE DIRECTOR WITH EFFECT FROM
JUNE 1, 2017.
3-I PROPOSAL TO RE-APPOINT MR. PETER SMITHAM AS Mgmt For For
NON-EXECUTIVE DIRECTOR WITH EFFECT FROM
JUNE 1, 2017.
3-J PROPOSAL TO RE-APPOINT MS. JULIE SOUTHERN Mgmt For For
AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM
JUNE 1, 2017.
3-K PROPOSAL TO RE-APPOINT MR. GREGORY SUMME AS Mgmt For For
NON-EXECUTIVE DIRECTOR WITH EFFECT FROM
JUNE 1, 2017.
4-A AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt For For
ISSUE SHARES OR GRANT RIGHTS TO ACQUIRE
SHARES.
4-B AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt For For
RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS.
5 AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt For For
REPURCHASE SHARES IN THE COMPANY'S CAPITAL.
6 AUTHORIZATION TO CANCEL REPURCHASED SHARES Mgmt For For
IN THE COMPANY'S CAPITAL.
--------------------------------------------------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC. Agenda Number: 934569015
--------------------------------------------------------------------------------------------------------------------------
Security: 675232102
Meeting Type: Annual
Meeting Date: 05-May-2017
Ticker: OII
ISIN: US6752321025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM B. BERRY Mgmt For For
T. JAY COLLINS Mgmt Withheld Against
JON ERIK REINHARDSEN Mgmt For For
2. APPROVAL OF THE SECOND AMENDED AND RESTATED Mgmt For For
2010 INCENTIVE PLAN.
3. ADVISORY VOTE ON A RESOLUTION TO APPROVE Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year For
FUTURE ADVISORY VOTES TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
5. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS OUR INDEPENDENT AUDITORS FOR
THE YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 934540798
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD E. BLAYLOCK Mgmt For For
1C. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1D. ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA Mgmt For For
1E. ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1F. ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1H. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For
1I. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1J. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES C. SMITH Mgmt For For
2. RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION
5. SHAREHOLDER PROPOSAL REGARDING THE HOLY Shr Against For
LAND PRINCIPLES
6. SHAREHOLDER PROPOSAL REGARDING SPECIAL Shr For Against
SHAREOWNER MEETINGS
7. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For
CHAIR POLICY
--------------------------------------------------------------------------------------------------------------------------
PG&E CORPORATION Agenda Number: 934592937
--------------------------------------------------------------------------------------------------------------------------
Security: 69331C108
Meeting Type: Annual
Meeting Date: 30-May-2017
Ticker: PCG
ISIN: US69331C1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LEWIS CHEW Mgmt For For
1B. ELECTION OF DIRECTOR: ANTHONY F. EARLEY, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: FRED J. FOWLER Mgmt For For
1D. ELECTION OF DIRECTOR: JEH C. JOHNSON Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD C. KELLY Mgmt For For
1F. ELECTION OF DIRECTOR: ROGER H. KIMMEL Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD A. MESERVE Mgmt For For
1H. ELECTION OF DIRECTOR: FORREST E. MILLER Mgmt For For
1I. ELECTION OF DIRECTOR: ERIC D. MULLINS Mgmt For For
1J. ELECTION OF DIRECTOR: ROSENDO G. PARRA Mgmt For For
1K. ELECTION OF DIRECTOR: BARBARA L. RAMBO Mgmt For For
1L. ELECTION OF DIRECTOR: ANNE SHEN SMITH Mgmt For For
1M. ELECTION OF DIRECTOR: GEISHA J. WILLIAMS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
4. ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 1 Year For
ADVISORY VOTE ON EXECUTIVE COMPENSATION
5. SHAREHOLDER PROPOSAL: CUSTOMER APPROVAL OF Shr Against For
CHARITABLE GIVING PROGRAM
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 934549859
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 03-May-2017
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1D. ELECTION OF DIRECTOR: MASSIMO FERRAGAMO Mgmt For For
1E. ELECTION OF DIRECTOR: WERNER GEISSLER Mgmt For For
1F. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1G. ELECTION OF DIRECTOR: JUN MAKIHARA Mgmt For For
1H. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt Against Against
1I. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For
1J. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1K. ELECTION OF DIRECTOR: FREDERIK PAULSEN Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt For For
1M. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
2. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION
3. ADVISORY RESOLUTION ON THE FREQUENCY OF Mgmt 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION
4. APPROVAL OF THE 2017 PERFORMANCE INCENTIVE Mgmt For For
PLAN
5. APPROVAL OF THE 2017 STOCK COMPENSATION Mgmt For For
PLAN FOR NON-EMPLOYEE DIRECTORS
6. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
7. SHAREHOLDER PROPOSAL 1 - HUMAN RIGHTS Shr Against For
POLICY
8. SHAREHOLDER PROPOSAL 2 - MEDIATION OF Shr Against For
ALLEGED HUMAN RIGHTS VIOLATIONS
--------------------------------------------------------------------------------------------------------------------------
PHILLIPS 66 Agenda Number: 934545661
--------------------------------------------------------------------------------------------------------------------------
Security: 718546104
Meeting Type: Annual
Meeting Date: 03-May-2017
Ticker: PSX
ISIN: US7185461040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM R. LOOMIS, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: GLENN F. TILTON Mgmt For For
1C. ELECTION OF DIRECTOR: MARNA C. WHITTINGTON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2017.
3. TO CONSIDER AND VOTE ON A PROPOSAL TO Mgmt For For
APPROVE, ON AN ADVISORY (NON-BINDING)
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PINNACLE FOODS INC. Agenda Number: 934571678
--------------------------------------------------------------------------------------------------------------------------
Security: 72348P104
Meeting Type: Annual
Meeting Date: 23-May-2017
Ticker: PF
ISIN: US72348P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JANE NIELSEN Mgmt For For
MUKTESH PANT Mgmt For For
RAYMOND SILCOCK Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
3. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION PAID TO THE NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PPG INDUSTRIES, INC. Agenda Number: 934533147
--------------------------------------------------------------------------------------------------------------------------
Security: 693506107
Meeting Type: Annual
Meeting Date: 20-Apr-2017
Ticker: PPG
ISIN: US6935061076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. ANGEL Mgmt For For
1B. ELECTION OF DIRECTOR: HUGH GRANT Mgmt For For
1C. ELECTION OF DIRECTOR: MELANIE L. HEALEY Mgmt For For
1D. ELECTION OF DIRECTOR: MICHELE J. HOOPER Mgmt For For
2. APPROVE THE COMPENSATION OF THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS ON AN ADVISORY
BASIS
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
4. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017
--------------------------------------------------------------------------------------------------------------------------
PROOFPOINT, INC. Agenda Number: 934588786
--------------------------------------------------------------------------------------------------------------------------
Security: 743424103
Meeting Type: Annual
Meeting Date: 01-Jun-2017
Ticker: PFPT
ISIN: US7434241037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JONATHAN FEIBER Mgmt For For
ERIC HAHN Mgmt Withheld Against
KEVIN HARVEY Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda Number: 934545786
--------------------------------------------------------------------------------------------------------------------------
Security: 767204100
Meeting Type: Annual
Meeting Date: 12-Apr-2017
Ticker: RIO
ISIN: US7672041008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. RECEIPT OF THE 2016 ANNUAL REPORT Mgmt For For
2. APPROVAL OF THE DIRECTORS' REPORT ON Mgmt For For
REMUNERATION AND REMUNERATION COMMITTEE
CHAIRMAN'S LETTER FOR UK PURPOSES
3. APPROVAL OF THE REMUNERATION REPORT FOR Mgmt For For
AUSTRALIAN PURPOSES
4. APPROVAL OF POTENTIAL TERMINATION BENEFITS Mgmt For For
5. TO RE-ELECT MEGAN CLARK AS A DIRECTOR Mgmt For For
6. TO ELECT DAVID CONSTABLE AS A DIRECTOR Mgmt For For
7. TO RE-ELECT JAN DU PLESSIS AS A DIRECTOR Mgmt For For
8. TO RE-ELECT ANN GODBEHERE AS A DIRECTOR Mgmt For For
9. TO ELECT SIMON HENRY AS A DIRECTOR Mgmt For For
EFFECTIVE AS OF 1 JULY 2017
10. TO ELECT JEAN-SEBASTIEN JACQUES AS A Mgmt For For
DIRECTOR
11. TO ELECT SAM LAIDLAW AS A DIRECTOR Mgmt For For
12. TO RE-ELECT MICHAEL L'ESTRANGE AS A Mgmt For For
DIRECTOR
13. TO RE-ELECT CHRIS LYNCH AS A DIRECTOR Mgmt For For
14. TO RE-ELECT PAUL TELLIER AS A DIRECTOR Mgmt For For
15. TO RE-ELECT SIMON THOMPSON AS A DIRECTOR Mgmt For For
16. TO RE-ELECT JOHN VARLEY AS A DIRECTOR Mgmt For For
17. RE-APPOINTMENT OF AUDITORS Mgmt For For
18. REMUNERATION OF AUDITORS Mgmt For For
19. AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For For
20. GENERAL AUTHORITY TO ALLOT SHARES Mgmt For For
21. DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
22. AUTHORITY TO PURCHASE RIO TINTO PLC SHARES Mgmt For For
23. NOTICE PERIOD FOR GENERAL MEETINGS OTHER Mgmt For For
THAN ANNUAL GENERAL MEETINGS
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda Number: 934646261
--------------------------------------------------------------------------------------------------------------------------
Security: 767204100
Meeting Type: Special
Meeting Date: 27-Jun-2017
Ticker: RIO
ISIN: US7672041008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO AUTHORISE THE SALE OF COAL & ALLIED Mgmt For For
INDUSTRIES LIMITED TO YANCOAL AUSTRALIA
LIMITED. THIS IS A RELATED PARTY
TRANSACTION AS DESCRIBED IN THE CIRCULAR
DATED 19 MAY 2017 PROVIDED TO SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
RPM INTERNATIONAL INC. Agenda Number: 934473327
--------------------------------------------------------------------------------------------------------------------------
Security: 749685103
Meeting Type: Annual
Meeting Date: 06-Oct-2016
Ticker: RPM
ISIN: US7496851038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID A. DABERKO Mgmt For For
THOMAS S. GROSS Mgmt For For
CRAIG S. MORFORD Mgmt For For
FRANK C. SULLIVAN Mgmt For For
2. APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 934533705
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 05-Apr-2017
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: MIGUEL M. GALUCCIO Mgmt For For
1C. ELECTION OF DIRECTOR: V. MAUREEN KEMPSTON Mgmt For For
DARKES
1D. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1E. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1F. ELECTION OF DIRECTOR: HELGE LUND Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1H. ELECTION OF DIRECTOR: INDRA K. NOOYI Mgmt For For
1I. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1J. ELECTION OF DIRECTOR: LEO RAFAEL REIF Mgmt For For
1K. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1L. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO CONDUCT AN ADVISORY VOTE ON THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
4. TO APPROVE THE COMPANY'S 2016 FINANCIAL Mgmt For For
STATEMENTS AND THE BOARD'S 2016
DECLARATIONS OF DIVIDENDS.
5. TO APPROVE THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017.
6. TO APPROVE THE ADOPTION OF THE 2017 Mgmt For For
SCHLUMBERGER OMNIBUS STOCK INCENTIVE PLAN.
7. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE SCHLUMBERGER DISCOUNTED STOCK PURCHASE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
SEMPRA ENERGY Agenda Number: 934558531
--------------------------------------------------------------------------------------------------------------------------
Security: 816851109
Meeting Type: Annual
Meeting Date: 12-May-2017
Ticker: SRE
ISIN: US8168511090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALAN L. BOECKMANN Mgmt For For
1B. ELECTION OF DIRECTOR: KATHLEEN L. BROWN Mgmt For For
1C. ELECTION OF DIRECTOR: ANDRES CONESA Mgmt For For
1D. ELECTION OF DIRECTOR: MARIA CONTRERAS-SWEET Mgmt For For
1E. ELECTION OF DIRECTOR: PABLO A. FERRERO Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM D. JONES Mgmt For For
1G. ELECTION OF DIRECTOR: BETHANY J. MAYER Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM G. OUCHI Mgmt For For
1I. ELECTION OF DIRECTOR: DEBRA L. REED Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM C. RUSNACK Mgmt For For
1K. ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For
1L. ELECTION OF DIRECTOR: JACK T. TAYLOR Mgmt For For
1M. ELECTION OF DIRECTOR: JAMES C. YARDLEY Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY APPROVAL OF HOW OFTEN SHAREHOLDERS Mgmt 1 Year For
WILL VOTE ON OUR EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SERVICEMASTER GLOBAL HOLDINGS INC. Agenda Number: 934551450
--------------------------------------------------------------------------------------------------------------------------
Security: 81761R109
Meeting Type: Annual
Meeting Date: 25-Apr-2017
Ticker: SERV
ISIN: US81761R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JERRI L. DEVARD Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT J. GILLETTE Mgmt For For
1C. ELECTION OF DIRECTOR: MARK E. TOMKINS Mgmt For For
2. TO HOLD A NON-BINDING ADVISORY VOTE Mgmt For For
APPROVING EXECUTIVE COMPENSATION.
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 934535165
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 20-Apr-2017
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R. W. BABB, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: M. A. BLINN Mgmt For For
1C. ELECTION OF DIRECTOR: T. M. BLUEDORN Mgmt For For
1D. ELECTION OF DIRECTOR: D. A. CARP Mgmt For For
1E. ELECTION OF DIRECTOR: J. F. CLARK Mgmt For For
1F. ELECTION OF DIRECTOR: C. S. COX Mgmt For For
1G. ELECTION OF DIRECTOR: J. M. HOBBY Mgmt For For
1H. ELECTION OF DIRECTOR: R. KIRK Mgmt For For
1I. ELECTION OF DIRECTOR: P. H. PATSLEY Mgmt For For
1J. ELECTION OF DIRECTOR: R. E. SANCHEZ Mgmt For For
1K. ELECTION OF DIRECTOR: W. R. SANDERS Mgmt For For
1L. ELECTION OF DIRECTOR: R. K. TEMPLETON Mgmt For For
2. BOARD PROPOSAL REGARDING ADVISORY APPROVAL Mgmt For For
OF THE COMPANY'S EXECUTIVE COMPENSATION.
3. BOARD PROPOSAL REGARDING ADVISORY APPROVAL Mgmt 1 Year For
OF ANNUAL FREQUENCY FOR FUTURE ADVISORY
VOTES ON EXECUTIVE COMPENSATION.
4. BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 934542805
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 28-Apr-2017
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: MARK A. FLAHERTY Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1G. ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt For For
1H. ELECTION OF DIRECTOR: ADEBAYO O. OGUNLESI Mgmt For For
1I. ELECTION OF DIRECTOR: PETER OPPENHEIMER Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID A. VINIAR Mgmt For For
1K. ELECTION OF DIRECTOR: MARK O. WINKELMAN Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION (SAY ON PAY)
3. ADVISORY VOTE ON THE FREQUENCY OF SAY ON Mgmt 1 Year For
PAY
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
--------------------------------------------------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, INC. Agenda Number: 934587049
--------------------------------------------------------------------------------------------------------------------------
Security: 460690100
Meeting Type: Annual
Meeting Date: 25-May-2017
Ticker: IPG
ISIN: US4606901001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JOCELYN CARTER-MILLER Mgmt For For
1.2 ELECTION OF DIRECTOR: H. JOHN GREENIAUS Mgmt For For
1.3 ELECTION OF DIRECTOR: MARY J. STEELE Mgmt For For
GUILFOILE
1.4 ELECTION OF DIRECTOR: DAWN HUDSON Mgmt For For
1.5 ELECTION OF DIRECTOR: WILLIAM T. KERR Mgmt For For
1.6 ELECTION OF DIRECTOR: HENRY S. MILLER Mgmt For For
1.7 ELECTION OF DIRECTOR: JONATHAN F. MILLER Mgmt For For
1.8 ELECTION OF DIRECTOR: MICHAEL I. ROTH Mgmt For For
1.9 ELECTION OF DIRECTOR: DAVID M. THOMAS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INTERPUBLIC'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 1 Year For
ADVISORY VOTE ON NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 934523437
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 08-Mar-2017
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C. ELECTION OF DIRECTOR: JACK DORSEY Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For
1E. ELECTION OF DIRECTOR: MARIA ELENA Mgmt For For
LAGOMASINO
1F. ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For
1G. ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1I. ELECTION OF DIRECTOR: MARK G. PARKER Mgmt For For
1J. ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt For For
1K. ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
REGISTERED PUBLIC ACCOUNTANTS FOR 2017.
3. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
4. TO APPROVE HOLDING AN ADVISORY VOTE ON Mgmt 1 Year For
EXECUTIVE COMPENSATION EVERY ONE, TWO OR
THREE YEARS, AS INDICATED.
5. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
REQUESTING AN ANNUAL REPORT DISCLOSING
INFORMATION REGARDING THE COMPANY'S
LOBBYING POLICIES AND ACTIVITIES.
6. TO APPROVE THE SHAREHOLDER PROPOSAL Shr For Against
REQUESTING THE BOARD TO AMEND THE COMPANY'S
BYLAWS RELATING TO PROXY ACCESS TO INCREASE
THE NUMBER OF PERMITTED NOMINEES, REMOVE
THE LIMIT ON AGGREGATING SHARES TO MEET THE
SHAREHOLDING REQUIREMENT, AND REMOVE THE
LIMITATION ON RENOMINATION OF PERSONS BASED
ON VOTES IN A PRIOR ELECTION.
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Agenda Number: 934521560
--------------------------------------------------------------------------------------------------------------------------
Security: 887317303
Meeting Type: Special
Meeting Date: 15-Feb-2017
Ticker: TWX
ISIN: US8873173038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF OCTOBER 22, 2016, AS IT MAY BE
AMENDED FROM TIME TO TIME (THE "MERGER
AGREEMENT"), BY AND AMONG TIME WARNER INC.,
A DELAWARE CORPORATION, AT&T INC., A
DELAWARE CORPORATION, WEST MERGER SUB,
INC., A DELAWARE CORPORATION AND A WHOLLY
OWNED SUBSIDIARY OF AT&T INC., AND WEST
MERGER SUB II, LLC, A DELAWARE LIMITED
LIABILITY COMPANY AND A WHOLLY OWNED
SUBSIDIARY OF AT&T INC.
2. APPROVE, BY NON-BINDING, ADVISORY VOTE, Mgmt Against Against
CERTAIN COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO TIME WARNER INC.'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
TRANSACTIONS CONTEMPLATED BY THE MERGER
AGREEMENT AND THE AGREEMENTS AND
UNDERSTANDINGS PURSUANT TO WHICH SUCH
COMPENSATION MAY BE PAID OR BECOME PAYABLE.
3. APPROVE ADJOURNMENTS OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Agenda Number: 934609299
--------------------------------------------------------------------------------------------------------------------------
Security: 887317303
Meeting Type: Annual
Meeting Date: 15-Jun-2017
Ticker: TWX
ISIN: US8873173038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM P. BARR Mgmt For For
1B. ELECTION OF DIRECTOR: JEFFREY L. BEWKES Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT C. CLARK Mgmt For For
1D. ELECTION OF DIRECTOR: MATHIAS DOPFNER Mgmt For For
1E. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1F. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1G. ELECTION OF DIRECTOR: FRED HASSAN Mgmt For For
1H. ELECTION OF DIRECTOR: PAUL D. WACHTER Mgmt For For
1I. ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITOR.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year For
AN ADVISORY VOTE ON NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL PLC Agenda Number: 934459327
--------------------------------------------------------------------------------------------------------------------------
Security: G91442106
Meeting Type: Special
Meeting Date: 17-Aug-2016
Ticker: TYC
ISIN: IE00BQRQXQ92
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AMENDMENTS TO THE TYCO Mgmt For For
INTERNATIONAL PLC ("TYCO") MEMORANDUM OF
ASSOCIATION SET FORTH IN ANNEX B-1 OF THE
JOINT PROXY STATEMENT/PROSPECTUS.
2. TO APPROVE THE AMENDMENTS TO THE TYCO Mgmt For For
ARTICLES OF ASSOCIATION SET FORTH IN ANNEX
B-2 OF THE JOINT PROXY
STATEMENT/PROSPECTUS.
3. TO APPROVE THE CONSOLIDATION OF TYCO Mgmt For For
ORDINARY SHARES WHEREBY, IMMEDIATELY PRIOR
TO THE CONSUMMATION OF THE MERGER (THE "
MERGER") CONTEMPLATED BY THE AGREEMENT AND
PLAN OF MERGER, DATED AS OF JANUARY 24,
2016, AS AMENDED BY AMENDMENT NO. 1, DATED
AS OF JULY 1, 2016, BY AND AMONG JOHNSON
CONTROLS, INC., TYCO, AND CERTAIN OTHER
PARTIES NAMED THEREIN, INCLUDING JAGARA
MERGER SUB LLC (THE "MERGER AGREEMENT"),
EVERY ISSUED AND UNISSUED TYCO ORDINARY
SHARE WILL BE CONSOLIDATED INTO 0.955 TYCO
ORDINARY SHARES (THE "TYCO SHARE
CONSOLIDATION").
4. TO APPROVE AN INCREASE TO THE AUTHORIZED Mgmt For For
SHARE CAPITAL OF TYCO SUCH THAT THE NUMBER
OF AUTHORIZED ORDINARY SHARES OF TYCO
IMMEDIATELY FOLLOWING THE TYCO SHARE
CONSOLIDATION IS EQUAL TO 1,000,000,000
(THE NUMBER OF AUTHORIZED ORDINARY SHARES
OF TYCO IMMEDIATELY PRIOR TO THE TYCO SHARE
CONSOLIDATION).
5. TO APPROVE THE ISSUANCE AND ALLOTMENT OF Mgmt For For
RELEVANT SECURITIES (AS DEFINED IN THE
COMPANIES ACT 2014 OF IRELAND) IN
CONNECTION WITH THE MERGER AS CONTEMPLATED
BY THE MERGER AGREEMENT.
6. TO APPROVE THE CHANGE OF NAME OF THE Mgmt For For
COMBINED COMPANY TO "JOHNSON CONTROLS
INTERNATIONAL PLC" EFFECTIVE FROM THE
CONSUMMATION OF THE MERGER, SUBJECT ONLY TO
APPROVAL OF THE REGISTRAR OF COMPANIES IN
IRELAND.
7. TO APPROVE AN INCREASE, EFFECTIVE AS OF THE Mgmt For For
EFFECTIVE TIME OF THE MERGER, TO THE
AUTHORIZED SHARE CAPITAL OF TYCO IN AN
AMOUNT EQUAL TO 1,000,000,000 ORDINARY
SHARES AND 100,000,000 PREFERRED SHARES.
8. TO APPROVE THE ALLOTMENT OF RELEVANT Mgmt For For
SECURITIES (AS DEFINED IN THE COMPANIES ACT
2014 OF IRELAND) FOR ISSUANCES AFTER THE
MERGER OF UP TO APPROXIMATELY 33% OF THE
COMBINED COMPANY'S POST-MERGER ISSUED SHARE
CAPITAL.
9. TO APPROVE THE DISAPPLICATION OF STATUTORY Mgmt For For
PRE-EMPTION RIGHTS IN RESPECT OF ISSUANCES
OF EQUITY SECURITIES (AS DEFINED IN THE
COMPANIES ACT 2014 OF IRELAND) FOR CASH FOR
ISSUANCES AFTER THE MERGER OF UP TO
APPROXIMATELY 5% OF THE COMBINED COMPANY'S
POST-MERGER ISSUED SHARE CAPITAL.
10. TO APPROVE THE RENOMINALIZATION OF TYCO Mgmt For For
ORDINARY SHARES SUCH THAT THE NOMINAL VALUE
OF EACH ORDINARY SHARE WILL BE DECREASED BY
APPROXIMATELY $0.00047 TO $0.01 (MATCHING
ITS PRE-CONSOLIDATION NOMINAL VALUE) WITH
THE AMOUNT OF THE DEDUCTION BEING CREDITED
TO UNDENOMINATED CAPITAL.
11. TO APPROVE THE REDUCTION OF SOME OR ALL OF Mgmt For For
THE SHARE PREMIUM OF TYCO RESULTING FROM
THE MERGER TO ALLOW THE CREATION OF
ADDITIONAL DISTRIBUTABLE RESERVES OF THE
COMBINED COMPANY.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 934541548
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 24-Apr-2017
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LLOYD J. AUSTIN III Mgmt For For
1B. ELECTION OF DIRECTOR: DIANE M. BRYANT Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1D. ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER Mgmt For For
1E. ELECTION OF DIRECTOR: GREGORY J. HAYES Mgmt For For
1F. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For
1G. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1H. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For
1I. ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For
1J. ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt For For
1K. ELECTION OF DIRECTOR: BRIAN C. ROGERS Mgmt For For
1L. ELECTION OF DIRECTOR: CHRISTINE TODD Mgmt For For
WHITMAN
2. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
TO SERVE AS INDEPENDENT AUDITOR FOR 2017.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
SHAREOWNER VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 934546461
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 04-May-2017
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU Mgmt For For
1B. ELECTION OF DIRECTOR: MARK T. BERTOLINI Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For
1D. ELECTION OF DIRECTOR: MELANIE L. HEALEY Mgmt For For
1E. ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For
1F. ELECTION OF DIRECTOR: KARL-LUDWIG KLEY Mgmt For For
1G. ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
1H. ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For
1J. ELECTION OF DIRECTOR: KATHRYN A. TESIJA Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
1L. ELECTION OF DIRECTOR: GREGORY G. WEAVER Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. ADVISORY VOTE RELATED TO FUTURE VOTES ON Mgmt 1 Year For
EXECUTIVE COMPENSATION
5. APPROVAL OF 2017 LONG-TERM INCENTIVE PLAN Mgmt For For
6. HUMAN RIGHTS COMMITTEE Shr Against For
7. REPORT ON GREENHOUSE GAS REDUCTION TARGETS Shr Against For
8. SPECIAL SHAREOWNER MEETINGS Shr For Against
9. EXECUTIVE COMPENSATION CLAWBACK POLICY Shr For Against
10. STOCK RETENTION POLICY Shr For Against
11. LIMIT MATCHING CONTRIBUTIONS FOR EXECUTIVES Shr Against For
--------------------------------------------------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 934615278
--------------------------------------------------------------------------------------------------------------------------
Security: 92532F100
Meeting Type: Annual
Meeting Date: 08-Jun-2017
Ticker: VRTX
ISIN: US92532F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALAN GARBER Mgmt For For
MARGARET G. MCGLYNN Mgmt For For
WILLIAM D. YOUNG Mgmt For For
2. AMENDMENTS TO OUR CHARTER AND BY-LAWS TO Mgmt For For
PROVIDE FOR THE DECLASSIFICATION OF OUR
BOARD OF DIRECTORS.
3. AMENDMENT AND RESTATEMENT OF OUR 2013 STOCK Mgmt For For
AND OPTION PLAN, TO AMONG OTHER THINGS,
INCREASE THE NUMBER OF SHARES AVAILABLE
UNDER THE PLAN BY 6.75 MILLION SHARES.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
5. ADVISORY VOTE ON OUR NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
6. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION
PROGRAM.
7. SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr For Against
AT THE MEETING, REQUESTING THAT WE TAKE
STEPS NECESSARY TO ELIMINATE SUPERMAJORITY
PROVISIONS FROM OUR CHARTER AND BY-LAWS.
8. SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr Against For
AT THE MEETING, REQUESTING THAT WE PREPARE
A REPORT ON OUR POLICIES AND ACTIVITIES
WITH RESPECT TO LOBBYING.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 934543314
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 25-Apr-2017
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt Against Against
1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt Against Against
1C. ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt Against Against
1D. ELECTION OF DIRECTOR: ELIZABETH A. DUKE Mgmt Against Against
1E. ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt Against Against
JR.
1F. ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt Against Against
1G. ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt Against Against
1H. ELECTION OF DIRECTOR: KAREN B. PEETZ Mgmt For For
1I. ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt Against Against
1J. ELECTION OF DIRECTOR: JAMES H. QUIGLEY Mgmt Against Against
1K. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt Against Against
1L. ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For
1M. ELECTION OF DIRECTOR: TIMOTHY J. SLOAN Mgmt For For
1N. ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt Against Against
1O. ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT Mgmt Against Against
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. ADVISORY PROPOSAL ON THE FREQUENCY OF Mgmt 1 Year For
FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION.
4. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
5. STOCKHOLDER PROPOSAL - RETAIL BANKING SALES Shr For Against
PRACTICES REPORT.
6. STOCKHOLDER PROPOSAL - CUMULATIVE VOTING. Shr Against For
7. STOCKHOLDER PROPOSAL - DIVESTING NON-CORE Shr Against For
BUSINESS REPORT.
8. STOCKHOLDER PROPOSAL - GENDER PAY EQUITY Shr Against For
REPORT.
9. STOCKHOLDER PROPOSAL - LOBBYING REPORT. Shr Against For
10. STOCKHOLDER PROPOSAL - INDIGENOUS PEOPLES' Shr Against For
RIGHTS POLICY.
--------------------------------------------------------------------------------------------------------------------------
ZIMMER BIOMET HOLDINGS, INC. Agenda Number: 934556676
--------------------------------------------------------------------------------------------------------------------------
Security: 98956P102
Meeting Type: Annual
Meeting Date: 12-May-2017
Ticker: ZBH
ISIN: US98956P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHRISTOPHER B. BEGLEY Mgmt For For
1B. ELECTION OF DIRECTOR: BETSY J. BERNARD Mgmt For For
1C. ELECTION OF DIRECTOR: GAIL K. BOUDREAUX Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID C. DVORAK Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL J. FARRELL Mgmt For For
1F. ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT A. HAGEMANN Mgmt For For
1H. ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL W. MICHELSON Mgmt For For
1J. ELECTION OF DIRECTOR: CECIL B. PICKETT, Mgmt For For
PH.D.
1K. ELECTION OF DIRECTOR: JEFFREY K. RHODES Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION (SAY ON PAY)
4. ADVISORY VOTE ON THE FREQUENCY OF SAY ON Mgmt 1 Year For
PAY VOTES
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Stock Portfolio
By (Signature) /s/ Edward J. Perkin
Name Edward J. Perkin
Title President
Date 08/15/2017