UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-21866
NAME OF REGISTRANT: Highland Funds I
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 200 Crescent Court
Suite 700
Dallas , TX 75201
NAME AND ADDRESS OF AGENT FOR SERVICE: Highland Capital Management
Fund Advisors, L.P.
200 Crescent Court
Suite 700
Dallas, TX 75201
REGISTRANT'S TELEPHONE NUMBER: 877-665-1287
DATE OF FISCAL YEAR END: 06/30
DATE OF REPORTING PERIOD: 07/01/2016 - 06/30/2017
Highland Floating Rate Opportunities Fund
--------------------------------------------------------------------------------------------------------------------------
ARCH COAL, INC. Agenda Number: 934547778
--------------------------------------------------------------------------------------------------------------------------
Security: 039380407
Meeting Type: Annual
Meeting Date: 04-May-2017
Ticker: ARCH
ISIN: US0393804077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PATRICK J. BARTELS, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: JAMES N. CHAPMAN Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN W. EAVES Mgmt For For
1D. ELECTION OF DIRECTOR: SHERMAN K. EDMISTON Mgmt For For
III
1E. ELECTION OF DIRECTOR: PATRICK A. Mgmt For For
KRIEGSHAUSER
1F. ELECTION OF DIRECTOR: RICHARD A. NAVARRE Mgmt For For
1G. ELECTION OF DIRECTOR: SCOTT D. VOGEL Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S NAMED Mgmt Abstain Against
EXECUTIVE OFFICER COMPENSATION.
3. ADVISORY APPROVAL OF THE FREQUENCY OF THE Mgmt 1 Year For
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
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VISTRA ENERGY CORP Agenda Number: 934582873
--------------------------------------------------------------------------------------------------------------------------
Security: 92840M102
Meeting Type: Annual
Meeting Date: 16-May-2017
Ticker: VSTE
ISIN: US92840M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GAVIN R. BAIERA Mgmt For For
CURTIS A. MORGAN Mgmt For For
2. APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt Abstain Against
EXECUTIVE OFFICER COMPENSATION.
3. RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
Highland Long/Short Equity Fund
--------------------------------------------------------------------------------------------------------------------------
ACTELION LTD., ALLSCHWIL Agenda Number: 707844014
--------------------------------------------------------------------------------------------------------------------------
Security: H0032X135
Meeting Type: AGM
Meeting Date: 05-Apr-2017
Ticker:
ISIN: CH0010532478
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF ANNUAL REPORT 2016, Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS 2016,
STATUTORY FINANCIAL STATEMENTS 2016
1.2 CONSULTATIVE VOTE ON THE COMPENSATION Mgmt For For
REPORT 2016
2 APPROPRIATION OF AVAILABLE EARNINGS Mgmt For For
3 DISCHARGE OF THE BOARD OF DIRECTORS AND OF Mgmt For For
THE EXECUTIVE MANAGEMENT
4.1.1 RE-ELECTION OF JEAN-PIERRE GARNIER AS A Mgmt For For
BOARD OF DIRECTOR
4.1.2 RE-ELECTION OF JEAN-PAUL CLOZEL AS A BOARD Mgmt For For
OF DIRECTOR
4.1.3 RE-ELECTION OF JUHANI ANTTILA AS A BOARD OF Mgmt For For
DIRECTOR
4.1.4 RE-ELECTION OF ROBERT J. BERTOLINI AS A Mgmt For For
BOARD OF DIRECTOR
4.1.5 RE-ELECTION OF JOHN J. GREISCH AS A BOARD Mgmt For For
OF DIRECTOR
4.1.6 RE-ELECTION OF PETER GRUSS AS A BOARD OF Mgmt For For
DIRECTOR
4.1.7 RE-ELECTION OF MICHAEL JACOBI AS A BOARD OF Mgmt For For
DIRECTOR
4.1.8 RE-ELECTION OF JEAN MALO AS A BOARD OF Mgmt For For
DIRECTOR
4.1.9 RE-ELECTION OF DAVID STOUT AS A BOARD OF Mgmt For For
DIRECTOR
4.110 RE-ELECTION OF HERNA VERHAGEN AS A BOARD OF Mgmt For For
DIRECTOR
4.2 RE-ELECTION OF THE CHAIRPERSON OF THE BOARD Mgmt For For
OF DIRECTORS: JEAN-PIERRE GARNIER
4.3.1 RE-ELECTION OF HERNA VERHAGEN AS A MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE
4.3.2 RE-ELECTION OF JEAN-PIERRE GARNIER AS A Mgmt For For
MEMBER OF THE COMPENSATION COMMITTEE
4.3.3 RE-ELECTION OF JOHN J. GREISCH AS A MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE
5.1.1 ELECTION OF LUDO OOMS AS A NEW BOARD MEMBER Mgmt For For
5.1.2 ELECTION OF CLAUDIO CESCATO AS A NEW BOARD Mgmt For For
MEMBER
5.1.3 ELECTION OF ANDREA OSTINELLI AS A NEW BOARD Mgmt For For
MEMBER
5.1.4 ELECTION OF PASCAL HOORN AS A NEW BOARD Mgmt For For
MEMBER
5.1.5 ELECTION OF JULIAN BERTSCHINGER AS A NEW Mgmt For For
BOARD MEMBER
5.2 ELECTION OF THE CHAIRPERSON OF THE NEW Mgmt For For
BOARD OF DIRECTORS: LUDO OOMS
5.3.1 ELECTION OF CLAUDIO CESCATO AS A NEW MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE
5.3.2 ELECTION OF ANDREA OSTINELLI AS A NEW Mgmt For For
MEMBER OF THE COMPENSATION COMMITTEE
5.3.3 ELECTION OF PASCAL HOORN AS A NEW MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
6 DISTRIBUTION OF ALL SHARES IN IDORSIA LTD Mgmt For For
TO THE SHAREHOLDERS OF ACTELION BY WAY OF A
DIVIDEND IN KIND FOR THE PURPOSE OF
IMPLEMENTING THE DEMERGER
7 RE-ELECTION OF THE INDEPENDENT PROXY: BDO Mgmt For For
AG, AARAU
8 RE-ELECTION OF THE STATUTORY AUDITORS: Mgmt For For
ERNST & YOUNG AG, BASEL
9 REDUCTION OF SHARE CAPITAL BY CANCELATION Mgmt For For
OF REPURCHASED SHARES OF ACTELION LTD
10 IN THE EVENT OF A NEW OR MODIFIED PROPOSAL Mgmt Against Against
BY A SHAREHOLDER OR THE BOARD OF DIRECTORS
DURING THE ANNUAL GENERAL MEETING, I
INSTRUCT THE INDEPENDENT PROXY TO VOTE
ACCORDING TO THE FOLLOWING INSTRUCTION
(FOR=VOTE FOR THE PROPOSAL, AGAINST=AGAINST
ALL PROPOSALS, ABSTAIN=VOTE FOR THE
PROPOSAL OF THE BOARD OF DIRECTORS)
CMMT PLEASE NOTE THAT THERE IS A TENDER IN Non-Voting
PROCESS WHICH MIGHT AFFECT YOUR VOTING AT
THE ACTELION AGM (MEETINGS UNDER ISINS
CH0010532478 (UNTENDERED SHARES) AND
CH0355794022 (TENDERED SHARES)). PLEASE BE
AWARE THAT SHAREHOLDERS ARE ELIGIBLE TO
VOTE UNDER BOTH ISINS, UNTENDERED AND
TENDERED SHARES. HOWEVER, PLEASE ALSO NOTE
THAT YOU MAY HAVE TO RE-SUBMIT YOUR VOTE
INSTRUCTIONS IF YOU TENDER AFTER YOUR
INITIAL VOTE SUBMISSION AND YOUR SHARES
HAVE SUCCESSFULLY BEEN RE-BOOKED INTO THE
TENDERED LINE (ISIN CH0355794022).THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 934583596
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 23-May-2017
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For
1B. ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL P. Mgmt For For
HUTTENLOCHER
1F. ELECTION OF DIRECTOR: JUDITH A. MCGRATH Mgmt For For
1G. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1H. ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA Q. Mgmt For For
STONESIFER
1J. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION
5. APPROVAL OF THE COMPANY'S 1997 STOCK Mgmt Against Against
INCENTIVE PLAN, AS AMENDED AND RESTATED
6. SHAREHOLDER PROPOSAL REGARDING A REPORT ON Shr For Against
USE OF CRIMINAL BACKGROUND CHECKS IN HIRING
DECISIONS
7. SHAREHOLDER PROPOSAL REGARDING Shr Against For
SUSTAINABILITY AS AN EXECUTIVE COMPENSATION
PERFORMANCE MEASURE
8. SHAREHOLDER PROPOSAL REGARDING Shr Against For
VOTE-COUNTING PRACTICES FOR SHAREHOLDER
PROPOSALS
--------------------------------------------------------------------------------------------------------------------------
AMERICAN CAPITAL, LTD. Agenda Number: 934495246
--------------------------------------------------------------------------------------------------------------------------
Security: 02503Y103
Meeting Type: Annual
Meeting Date: 15-Dec-2016
Ticker: ACAS
ISIN: US02503Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF THE MERGER AGREEMENT. Mgmt For For
2. APPROVAL, ON AN ADVISORY, NON-BINDING Mgmt Against Against
BASIS, OF THE PAYMENT OF CERTAIN
COMPENSATION THAT WILL OR MAY BECOME
PAYABLE TO AMERICAN CAPITAL'S NAMED
EXECUTIVE OFFICERS PURSUANT TO THEIR
EMPLOYMENT AND OTHER ARRANGEMENTS WITH
AMERICAN CAPITAL AND THE MERGER AGREEMENT,
IN CONNECTION WITH THE COMPLETION OF THE
MERGERS AND OTHER TRANSACTIONS AS
CONTEMPLATED THEREIN.
3. APPROVAL OF ANY ADJOURNMENTS OF THE Mgmt For For
AMERICAN CAPITAL ANNUAL MEETING FOR THE
PURPOSE OF SOLICITING ADDITIONAL PROXIES IF
THERE ARE NOT SUFFICIENT VOTES AT THE TIME
OF THE MEETING TO ADOPT THE MERGER
AGREEMENT.
4A. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
EARLIER OF THE EXPIRATION OF A ONE-YEAR
TERM AND THE COMPLETION OF THE
TRANSACTIONS: MARY C. BASKIN
4B. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
EARLIER OF THE EXPIRATION OF A ONE-YEAR
TERM AND THE COMPLETION OF THE
TRANSACTIONS: NEIL M. HAHL
4C. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
EARLIER OF THE EXPIRATION OF A ONE-YEAR
TERM AND THE COMPLETION OF THE
TRANSACTIONS: PHILIP R. HARPER
4D. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
EARLIER OF THE EXPIRATION OF A ONE-YEAR
TERM AND THE COMPLETION OF THE
TRANSACTIONS: STAN LUNDINE
4E. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
EARLIER OF THE EXPIRATION OF A ONE-YEAR
TERM AND THE COMPLETION OF THE
TRANSACTIONS: KRISTEN L. MANOS
4F. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
EARLIER OF THE EXPIRATION OF A ONE-YEAR
TERM AND THE COMPLETION OF THE
TRANSACTIONS: SUSAN K. NESTEGARD
4G. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
EARLIER OF THE EXPIRATION OF A ONE-YEAR
TERM AND THE COMPLETION OF THE
TRANSACTIONS: KENNETH D. PETERSON, JR.
4H. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
EARLIER OF THE EXPIRATION OF A ONE-YEAR
TERM AND THE COMPLETION OF THE
TRANSACTIONS: ALVIN N. PURYEAR
4I. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
EARLIER OF THE EXPIRATION OF A ONE-YEAR
TERM AND THE COMPLETION OF THE
TRANSACTIONS: MALON WILKUS
4J. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
EARLIER OF THE EXPIRATION OF A ONE-YEAR
TERM AND THE COMPLETION OF THE
TRANSACTIONS: DAVID G. RICHARDS
5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP TO SERVE AS AMERICAN CAPITAL'S
INDEPENDENT PUBLIC ACCOUNTANT FOR THE YEAR
ENDING DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
ARES CAPITAL CORPORATION Agenda Number: 934560598
--------------------------------------------------------------------------------------------------------------------------
Security: 04010L103
Meeting Type: Special
Meeting Date: 22-May-2017
Ticker: ARCC
ISIN: US04010L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO AUTHORIZE THE COMPANY, WITH THE APPROVAL Mgmt For For
OF ITS BOARD OF DIRECTORS, TO SELL OR
OTHERWISE ISSUE SHARES OF ITS COMMON STOCK
AT A PRICE BELOW ITS THEN CURRENT NET ASSET
VALUE PER SHARE SUBJECT TO THE LIMITATIONS
SET FORTH IN THE PROXY STATEMENT FOR THE
SPECIAL MEETING OF STOCKHOLDERS (INCLUDING,
...(DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
ARES CAPITAL CORPORATION Agenda Number: 934557426
--------------------------------------------------------------------------------------------------------------------------
Security: 04010L103
Meeting Type: Annual
Meeting Date: 22-May-2017
Ticker: ARCC
ISIN: US04010L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J AROUGHETI Mgmt For For
(CLASS I DIRECTOR FOR A TERM OF 3 YEARS
EXPIRING IN 2020)
1B. ELECTION OF DIRECTOR: ANN TORRE BATES Mgmt For For
(CLASS I DIRECTOR FOR A TERM OF 3 YEARS
EXPIRING IN 2020)
1C. ELECTION OF DIRECTOR: STEVE MCKEEVER (CLASS Mgmt For For
I DIRECTOR FOR A TERM OF 3 YEARS EXPIRING
IN 2020)
2. TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 934543453
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 26-Apr-2017
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHARON L. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1E. ELECTION OF DIRECTOR: PIERRE J.P. DE WECK Mgmt For For
1F. ELECTION OF DIRECTOR: ARNOLD W. DONALD Mgmt For For
1G. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt For For
1H. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1J. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1K. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt For For
1L. ELECTION OF DIRECTOR: MICHAEL D. WHITE Mgmt For For
1M. ELECTION OF DIRECTOR: THOMAS D. WOODS Mgmt For For
1N. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. APPROVING OUR EXECUTIVE COMPENSATION (AN Mgmt For For
ADVISORY, NON-BINDING "SAY ON PAY"
RESOLUTION)
3. A VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
"SAY ON PAY" RESOLUTIONS (AN ADVISORY,
NON-BINDING "SAY ON FREQUENCY" RESOLUTION)
4. RATIFYING THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017
5. STOCKHOLDER PROPOSAL - CLAWBACK AMENDMENT Shr Against For
6. STOCKHOLDER PROPOSAL - DIVESTITURE & Shr Against For
DIVISION STUDY SESSIONS
7. STOCKHOLDER PROPOSAL - INDEPENDENT BOARD Shr Against For
CHAIRMAN
8. STOCKHOLDER PROPOSAL - REPORT CONCERNING Shr For Against
GENDER PAY EQUITY
--------------------------------------------------------------------------------------------------------------------------
BEACON ROOFING SUPPLY, INC. Agenda Number: 934521089
--------------------------------------------------------------------------------------------------------------------------
Security: 073685109
Meeting Type: Annual
Meeting Date: 10-Feb-2017
Ticker: BECN
ISIN: US0736851090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT R. BUCK Mgmt For For
PAUL M. ISABELLA Mgmt For For
CARL T. BERQUIST Mgmt For For
RICHARD W. FROST Mgmt For For
ALAN GERSHENHORN Mgmt For For
PHILIP W. KNISELY Mgmt For For
ROBERT M. MCLAUGHLIN Mgmt For For
NEIL S. NOVICH Mgmt For For
STUART A. RANDLE Mgmt For For
DOUGLAS L. YOUNG Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2017
3. TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS AS PRESENTED IN THE
COMPENSATION DISCUSSION AND ANALYSIS, THE
COMPENSATION TABLES, AND THE RELATED
DISCLOSURES CONTAINED IN THE ACCOMPANYING
PROXY STATEMENT ON A NON-BINDING, ADVISORY
BASIS
4. TO DETERMINE HOW OFTEN (I.E. EVERY ONE, TWO Mgmt 1 Year For
OR THREE YEARS) THE COMPANY WILL INCLUDE A
PROPOSAL, SIMILAR TO PROPOSAL NO. 3 ABOVE,
IN OUR ANNUAL PROXY STATEMENT ON A
NON-BINDING, ADVISORY BASIS
5. TO APPROVE THE COMPANY'S SENIOR EXECUTIVE Mgmt For For
ANNUAL INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
BERRY PLASTICS GROUP, INC. Agenda Number: 934525722
--------------------------------------------------------------------------------------------------------------------------
Security: 08579W103
Meeting Type: Annual
Meeting Date: 02-Mar-2017
Ticker: BERY
ISIN: US08579W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RONALD S. ROLFE Mgmt For For
B. EVAN BAYH Mgmt For For
JONATHAN F. FOSTER Mgmt For For
2. TO APPROVE AN AMENDMENT TO BERRY'S AMENDED Mgmt For For
AND RESTATED CERTIFICATE OF INCORPORATION
TO DECLASSIFY BERRY'S BOARD OF DIRECTORS
AND PROVIDE THAT, AFTER A TRANSITION
PERIOD, DIRECTORS SHALL BE ELECTED
ANNUALLY.
3. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS BERRY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2017.
--------------------------------------------------------------------------------------------------------------------------
BROADCOM LIMITED Agenda Number: 934531977
--------------------------------------------------------------------------------------------------------------------------
Security: Y09827109
Meeting Type: Annual
Meeting Date: 05-Apr-2017
Ticker: AVGO
ISIN: SG9999014823
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MR. HOCK E. TAN Mgmt For For
1B. ELECTION OF DIRECTOR: MR. JAMES V. DILLER Mgmt For For
1C. ELECTION OF DIRECTOR: MR. LEWIS C. Mgmt For For
EGGEBRECHT
1D. ELECTION OF DIRECTOR: MR. KENNETH Y. HAO Mgmt For For
1E. ELECTION OF DIRECTOR: MR. EDDY W. Mgmt For For
HARTENSTEIN
1F. ELECTION OF DIRECTOR: MR. CHECK KIAN LOW Mgmt For For
1G. ELECTION OF DIRECTOR: MR. DONALD MACLEOD Mgmt For For
1H. ELECTION OF DIRECTOR: MR. PETER J. MARKS Mgmt For For
1I. ELECTION OF DIRECTOR: DR. HENRY SAMUELI Mgmt For For
2. TO APPROVE THE RE-APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS BROADCOM'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM AND INDEPENDENT SINGAPORE AUDITOR FOR
THE FISCAL YEAR ENDING OCTOBER 29, 2017 AND
TO AUTHORIZE THE AUDIT COMMITTEE TO FIX ITS
REMUNERATION, AS SET FORTH IN BROADCOM'S
NOTICE OF, AND PROXY STATEMENT RELATING TO,
ITS 2017 ANNUAL GENERAL MEETING.
3. TO APPROVE THE GENERAL AUTHORIZATION FOR Mgmt For For
THE DIRECTORS OF BROADCOM TO ALLOT AND
ISSUE SHARES IN OUR CAPITAL, AS SET FORTH
IN BROADCOM'S NOTICE OF, AND PROXY
STATEMENT RELATING TO, ITS 2017 ANNUAL
GENERAL MEETING.
4. TO APPROVE THE COMPENSATION OF BROADCOM'S Mgmt Against Against
NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN
"COMPENSATION DISCUSSION AND ANALYSIS" AND
IN THE COMPENSATION TABLES AND ACCOMPANYING
NARRATIVE DISCLOSURE UNDER "EXECUTIVE
COMPENSATION" IN BROADCOM'S PROXY STATEMENT
RELATING TO ITS 2017 ANNUAL GENERAL
MEETING.
5. TO RECOMMEND THAT A NON-BINDING, ADVISORY Mgmt 1 Year For
VOTE TO APPROVE THE COMPENSATION OF THE
BROADCOM'S NAMED EXECUTIVE OFFICERS BE PUT
TO SHAREHOLDERS FOR THEIR CONSIDERATION
EVERY: ONE; TWO; OR THREE YEARS, AS SET
FORTH IN BROADCOM'S NOTICE OF, AND PROXY
STATEMENT RELATING TO, ITS 2017 ANNUAL
GENERAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
BURLINGTON STORES, INC. Agenda Number: 934572454
--------------------------------------------------------------------------------------------------------------------------
Security: 122017106
Meeting Type: Annual
Meeting Date: 17-May-2017
Ticker: BURL
ISIN: US1220171060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TED ENGLISH Mgmt For For
JORDAN HITCH Mgmt For For
MARY ANN TOCIO Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING FEBRUARY 3,
2018.
3. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt Against Against
BASIS, OF THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF THE BURLINGTON STORES, INC. Mgmt For For
2013 OMNIBUS INCENTIVE PLAN (AS AMENDED AND
RESTATED).
--------------------------------------------------------------------------------------------------------------------------
C. R. BARD, INC. Agenda Number: 934546271
--------------------------------------------------------------------------------------------------------------------------
Security: 067383109
Meeting Type: Annual
Meeting Date: 19-Apr-2017
Ticker: BCR
ISIN: US0673831097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID M. BARRETT Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT M. DAVIS Mgmt For For
1C. ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN C. KELLY Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID F. MELCHER Mgmt For For
1F. ELECTION OF DIRECTOR: GAIL K. NAUGHTON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY M. RING Mgmt For For
1H. ELECTION OF DIRECTOR: TOMMY G. THOMPSON Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN H. WEILAND Mgmt For For
1J. ELECTION OF DIRECTOR: ANTHONY WELTERS Mgmt For For
1K. ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017.
3. TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS ON AN ADVISORY BASIS.
4. TO APPROVE "SAY - ON - PAY FREQUENCY" OF Mgmt 1 Year For
SHAREHOLDER VOTES ON COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS ON AN ADVISORY
BASIS.
--------------------------------------------------------------------------------------------------------------------------
CALLON PETROLEUM COMPANY Agenda Number: 934563811
--------------------------------------------------------------------------------------------------------------------------
Security: 13123X102
Meeting Type: Annual
Meeting Date: 11-May-2017
Ticker: CPE
ISIN: US13123X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANTHONY J. NOCCHIERO Mgmt For For
MATTHEW REGIS BOB Mgmt For For
JAMES M. TRIMBLE Mgmt For For
2. THE APPROVAL, BY NON-BINDING ADVISORY VOTE, Mgmt For For
OF THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON THE COMPENSATION OF OUR
EXECUTIVE OFFICERS.
4. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
GRANT THORNTON LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
CAVIUM, INC. Agenda Number: 934615836
--------------------------------------------------------------------------------------------------------------------------
Security: 14964U108
Meeting Type: Annual
Meeting Date: 20-Jun-2017
Ticker: CAVM
ISIN: US14964U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
EDWARD H. FRANK Mgmt For For
2 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT AUDITORS OF CAVIUM, INC. FOR
ITS FISCAL YEAR ENDING DECEMBER 31, 2017
3 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF CAVIUM, INC.'S NAMED
EXECUTIVE OFFICERS
4 TO INDICATE, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
PREFERRED FREQUENCY OF STOCKHOLDER ADVISORY
VOTES ON THE COMPENSATION OF CAVIUM, INC.'S
NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
CDK GLOBAL, INC. Agenda Number: 934486893
--------------------------------------------------------------------------------------------------------------------------
Security: 12508E101
Meeting Type: Annual
Meeting Date: 15-Nov-2016
Ticker: CDK
ISIN: US12508E1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIE A. DEESE Mgmt For For
1C. ELECTION OF DIRECTOR: AMY J. HILLMAN Mgmt For For
1D. ELECTION OF DIRECTOR: BRIAN P. MACDONALD Mgmt For For
1E. ELECTION OF DIRECTOR: EILEEN J. MARTINSON Mgmt For For
1F. ELECTION OF DIRECTOR: STEPHEN A. MILES Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT E. RADWAY Mgmt For For
1H. ELECTION OF DIRECTOR: STEPHEN F. Mgmt For For
SCHUCKENBROCK
1I. ELECTION OF DIRECTOR: FRANK S. SOWINSKI Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT M. TARKOFF Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR ENDING JUNE
30, 2017.
--------------------------------------------------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC. Agenda Number: 934544518
--------------------------------------------------------------------------------------------------------------------------
Security: 16119P108
Meeting Type: Annual
Meeting Date: 25-Apr-2017
Ticker: CHTR
ISIN: US16119P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: W. LANCE CONN Mgmt For For
1B. ELECTION OF DIRECTOR: KIM C. GOODMAN Mgmt For For
1C. ELECTION OF DIRECTOR: CRAIG A. JACOBSON Mgmt For For
1D. ELECTION OF DIRECTOR: GREGORY B. MAFFEI Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN C. MALONE Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN D. MARKLEY, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID C. MERRITT Mgmt For For
1H. ELECTION OF DIRECTOR: STEVEN A. MIRON Mgmt For For
1I. ELECTION OF DIRECTOR: BALAN NAIR Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL A. NEWHOUSE Mgmt For For
1K. ELECTION OF DIRECTOR: MAURICIO RAMOS Mgmt For For
1L. ELECTION OF DIRECTOR: THOMAS M. RUTLEDGE Mgmt For For
1M. ELECTION OF DIRECTOR: ERIC L. ZINTERHOFER Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt Against Against
EXECUTIVE COMPENSATION
3. AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year Against
HOLDING AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION
4. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED
DECEMBER 31, 2017
5. STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CIT GROUP INC. Agenda Number: 934555662
--------------------------------------------------------------------------------------------------------------------------
Security: 125581801
Meeting Type: Annual
Meeting Date: 09-May-2017
Ticker: CIT
ISIN: US1255818015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ELLEN R. ALEMANY Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL L. BROSNAN Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL A. CARPENTER Mgmt For For
1D. ELECTION OF DIRECTOR: DORENE C. DOMINGUEZ Mgmt For For
1E. ELECTION OF DIRECTOR: ALAN FRANK Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM M. FREEMAN Mgmt For For
1G. ELECTION OF DIRECTOR: R. BRAD OATES Mgmt For For
1H. ELECTION OF DIRECTOR: MARIANNE MILLER PARRS Mgmt For For
1I. ELECTION OF DIRECTOR: GERALD ROSENFELD Mgmt For For
1J. ELECTION OF DIRECTOR: VICE ADMIRAL JOHN R. Mgmt For For
RYAN, USN (RET.)
1K. ELECTION OF DIRECTOR: SHEILA A. STAMPS Mgmt For For
1L. ELECTION OF DIRECTOR: LAURA S. UNGER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CIT'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM AND EXTERNAL AUDITORS FOR 2017.
3. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF CIT'S NAMED EXECUTIVE
OFFICERS.
4. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF THE ADVISORY VOTE ON THE
COMPENSATION OF CIT'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 934588661
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105
Meeting Type: Annual
Meeting Date: 24-May-2017
Ticker: CME
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF EQUITY DIRECTOR: TERRENCE A. Mgmt For For
DUFFY
1B. ELECTION OF EQUITY DIRECTOR: TIMOTHY S. Mgmt For For
BITSBERGER
1C. ELECTION OF EQUITY DIRECTOR: CHARLES P. Mgmt For For
CAREY
1D. ELECTION OF EQUITY DIRECTOR: DENNIS H. Mgmt For For
CHOOKASZIAN
1E. ELECTION OF EQUITY DIRECTOR: ANA DUTRA Mgmt For For
1F. ELECTION OF EQUITY DIRECTOR: MARTIN J. Mgmt For For
GEPSMAN
1G. ELECTION OF EQUITY DIRECTOR: LARRY G. Mgmt For For
GERDES
1H. ELECTION OF EQUITY DIRECTOR: DANIEL R. Mgmt For For
GLICKMAN
1I. ELECTION OF EQUITY DIRECTOR: LEO MELAMED Mgmt For For
1J. ELECTION OF EQUITY DIRECTOR: ALEX J. Mgmt For For
POLLOCK
1K. ELECTION OF EQUITY DIRECTOR: JOHN F. Mgmt For For
SANDNER
1L. ELECTION OF EQUITY DIRECTOR: TERRY L. Mgmt For For
SAVAGE
1M. ELECTION OF EQUITY DIRECTOR: WILLIAM R. Mgmt For For
SHEPARD
1N. ELECTION OF EQUITY DIRECTOR: DENNIS A. Mgmt For For
SUSKIND
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
3. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
VOTES ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
5. APPROVAL OF THE AMENDED AND RESTATED CME Mgmt For For
GROUP INC. INCENTIVE PLAN FOR OUR NAMED
EXECUTIVE OFFICERS.
6. APPROVAL OF THE AMENDED AND RESTATED CME Mgmt For For
GROUP INC. OMNIBUS STOCK PLAN.
--------------------------------------------------------------------------------------------------------------------------
CREDIT SUISSE GROUP AG, ZUERICH Agenda Number: 708104118
--------------------------------------------------------------------------------------------------------------------------
Security: H3698D419
Meeting Type: EGM
Meeting Date: 18-May-2017
Ticker:
ISIN: CH0012138530
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 ORDINARY SHARE CAPITAL INCREASE WITH Mgmt For For
PREEMPTIVE RIGHTS
II IF, AT THE EXTRAORDINARY GENERAL MEETING, Non-Voting
SHAREHOLDERS OR THE BOARD OF DIRECTORS PUT
FORWARD ANY ADDITIONAL PROPOSALS OR
AMENDMENTS TO THE PROPOSAL ALREADY SET OUT
IN THE PUBLISHED AGENDA OR ANY PROPOSALS
UNDER ART. 700 PARA. 3 OF THE SWISS CODE OF
OBLIGATIONS, I HEREBY AUTHORIZE THE
INDEPENDENT PROXY TO VOTE ON SUCH PROPOSALS
AS FOLLOWS:
2 PROPOSALS OF SHAREHOLDERS Shr Abstain Against
3 PROPOSALS OF THE BOARD OF DIRECTORS Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
E*TRADE FINANCIAL CORPORATION Agenda Number: 934564433
--------------------------------------------------------------------------------------------------------------------------
Security: 269246401
Meeting Type: Annual
Meeting Date: 11-May-2017
Ticker: ETFC
ISIN: US2692464017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD J. CARBONE Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES P. HEALY Mgmt For For
1C. ELECTION OF DIRECTOR: KEVIN T. KABAT Mgmt For For
1D. ELECTION OF DIRECTOR: FREDERICK W. KANNER Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES LAM Mgmt For For
1F. ELECTION OF DIRECTOR: RODGER A. LAWSON Mgmt For For
1G. ELECTION OF DIRECTOR: SHELLEY B. LEIBOWITZ Mgmt For For
1H. ELECTION OF DIRECTOR: KARL A. ROESSNER Mgmt For For
1I. ELECTION OF DIRECTOR: REBECCA SAEGER Mgmt For For
1J. ELECTION OF DIRECTOR: JOSEPH L. SCLAFANI Mgmt For For
1K. ELECTION OF DIRECTOR: GARY H. STERN Mgmt For For
1L. ELECTION OF DIRECTOR: DONNA L. WEAVER Mgmt For For
2. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS (THE "SAY-ON-PAY VOTE").
3. TO SELECT, BY A NON-BINDING ADVISORY VOTE, Mgmt 1 Year For
THE FREQUENCY OF THE SAY-ON-PAY VOTE
4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017
--------------------------------------------------------------------------------------------------------------------------
ENDURANCE SPECIALTY HOLDINGS LTD. Agenda Number: 934519565
--------------------------------------------------------------------------------------------------------------------------
Security: G30397106
Meeting Type: Special
Meeting Date: 27-Jan-2017
Ticker: ENH
ISIN: BMG303971060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSALS TO APPROVE THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF OCTOBER 5, 2016, BY
AND AMONG ENDURANCE SPECIALTY HOLDINGS
LTD., SOMPO HOLDINGS, INC. AND VOLCANO
INTERNATIONAL LIMITED, THE STATUTORY MERGER
AGREEMENT REQUIRED IN ACCORDANCE WITH
SECTION 105 OF THE BERMUDA COMPANIES ACT
1981, AS AMENDED, AND THE MERGER OF VOLCANO
WITH AND INTO ENDURANCE
2. PROPOSAL ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, TO APPROVE THE COMPENSATION THAT MAY
BE PAID OR BECOME PAYABLE TO ENDURANCE'S
NAMED EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGER REFERRED TO IN PROPOSAL 1
3. PROPOSAL TO APPROVE AN ADJOURNMENT OF THE Mgmt For For
SPECIAL GENERAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES,
IN THE EVENT THAT THERE ARE INSUFFICIENT
VOTES TO APPROVE PROPOSAL 1 AT THE SPECIAL
GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK INC. Agenda Number: 934590870
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 01-Jun-2017
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARC L. ANDREESSEN Mgmt For For
ERSKINE B. BOWLES Mgmt For For
S.D.DESMOND-HELLMANN Mgmt For For
REED HASTINGS Mgmt For For
JAN KOUM Mgmt For For
SHERYL K. SANDBERG Mgmt For For
PETER A. THIEL Mgmt For For
MARK ZUCKERBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS FACEBOOK, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
3. A STOCKHOLDER PROPOSAL REGARDING CHANGE IN Shr For Against
STOCKHOLDER VOTING.
4. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING Shr Against For
REPORT.
5. A STOCKHOLDER PROPOSAL REGARDING FALSE Shr Against For
NEWS.
6. A STOCKHOLDER PROPOSAL REGARDING A GENDER Shr Against For
PAY EQUITY REPORT.
7. A STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT CHAIR.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY & GUARANTY LIFE Agenda Number: 934470852
--------------------------------------------------------------------------------------------------------------------------
Security: 315785105
Meeting Type: Annual
Meeting Date: 30-Sep-2016
Ticker: FGL
ISIN: US3157851052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
OMAR M. ASALI Mgmt For For
WILLIAM P. MELCHIONNI Mgmt For For
JOSEPH S. STEINBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING
SEPTEMBER 30, 2016.
--------------------------------------------------------------------------------------------------------------------------
HEWLETT PACKARD ENTERPRISE COMPANY Agenda Number: 934528502
--------------------------------------------------------------------------------------------------------------------------
Security: 42824C109
Meeting Type: Annual
Meeting Date: 22-Mar-2017
Ticker: HPE
ISIN: US42824C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL AMMANN Mgmt For For
1B. ELECTION OF DIRECTOR: MARC L. ANDREESSEN Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL J. ANGELAKIS Mgmt For For
1D. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1E. ELECTION OF DIRECTOR: PAMELA L. CARTER Mgmt For For
1F. ELECTION OF DIRECTOR: KLAUS KLEINFELD Mgmt For For
1G. ELECTION OF DIRECTOR: RAYMOND J. LANE Mgmt For For
1H. ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For
1I. ELECTION OF DIRECTOR: RAYMOND E. OZZIE Mgmt For For
1J. ELECTION OF DIRECTOR: GARY M. REINER Mgmt For For
1K. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1L. ELECTION OF DIRECTOR: LIP-BU TAN Mgmt For For
1M. ELECTION OF DIRECTOR: MARGARET C. WHITMAN Mgmt For For
1N. ELECTION OF DIRECTOR: MARY AGNES Mgmt For For
WILDEROTTER
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31,
2017
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION
4. APPROVAL OF THE 162(M)-RELATED PROVISIONS Mgmt For For
OF 2015 COMPANY STOCK INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED Agenda Number: 934536321
--------------------------------------------------------------------------------------------------------------------------
Security: 446150104
Meeting Type: Annual
Meeting Date: 20-Apr-2017
Ticker: HBAN
ISIN: US4461501045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LIZABETH ARDISANA Mgmt For For
ANN B. CRANE Mgmt For For
ROBERT S. CUBBIN Mgmt For For
STEVEN G. ELLIOTT Mgmt For For
MICHAEL J. ENDRES Mgmt For For
GINA D. FRANCE Mgmt For For
J.MICHAEL HOCHSCHWENDER Mgmt For For
CHRIS INGLIS Mgmt For For
PETER J. KIGHT, Mgmt For For
JONATHAN A. LEVY Mgmt For For
EDDIE R. MUNSON Mgmt For For
RICHARD W. NEU Mgmt For For
DAVID L. PORTEOUS Mgmt For For
KATHLEEN H. RANSIER Mgmt For For
STEPHEN D. STEINOUR Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017.
3. ADVISORY RESOLUTION TO APPROVE, ON A Mgmt For For
NON-BINDING BASIS, THE COMPENSATION OF
EXECUTIVES AS DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT.
4. ADVISORY, NON-BINDING RECOMMENDATION ON THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
IBERIABANK CORPORATION Agenda Number: 934586489
--------------------------------------------------------------------------------------------------------------------------
Security: 450828108
Meeting Type: Annual
Meeting Date: 09-May-2017
Ticker: IBKC
ISIN: US4508281080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HARRY V. BARTON, JR. Mgmt For For
E. STEWART SHEA III Mgmt For For
DAVID H. WELCH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
4. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt 1 Year For
FREQUENCY OF FUTURE SHAREHOLDER ADVISORY
VOTING ON THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
JOY GLOBAL INC. Agenda Number: 934478581
--------------------------------------------------------------------------------------------------------------------------
Security: 481165108
Meeting Type: Special
Meeting Date: 19-Oct-2016
Ticker: JOY
ISIN: US4811651086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF JULY 21, 2016 (AS IT
MAY BE AMENDED FROM TIME TO TIME, THE
"MERGER AGREEMENT"), BY AND AMONG JOY
GLOBAL INC. ("JOY GLOBAL"), KOMATSU AMERICA
CORP. ("KOMATSU AMERICA"), PINE SOLUTIONS
INC., A WHOLLY OWNED SUBSIDIARY OF KOMATSU
AMERICA ...(DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL)
2. A PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, CERTAIN COMPENSATION
THAT MAY BE PAID OR BECOME PAYABLE TO JOY
GLOBAL'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER.
3. A PROPOSAL TO APPROVE THE ADJOURNMENT OF Mgmt For For
THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE PROPOSAL TO
ADOPT THE MERGER AGREEMENT OR IN THE
ABSENCE OF A QUORUM.
--------------------------------------------------------------------------------------------------------------------------
LINDE AG, MUENCHEN Agenda Number: 708004748
--------------------------------------------------------------------------------------------------------------------------
Security: D50348107
Meeting Type: AGM
Meeting Date: 10-May-2017
Ticker:
ISIN: DE0006483001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 19.04.2017, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
25.04.2017. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORT FOR THE 2016 FINANCIAL
YEAR WITH THE REPORT OF THE SUPERVISORY
BOARD, THE GROUP FINANCIAL STATEMENTS, THE
GROUP ANNUAL REPORT, AND THE REPORT
PURSUANT TO SECTIONS 289(4) AND 315(4) OF
THE GERMAN COMMERCIAL CODE
2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
DISTRIBUTABLE PROFIT OF EUR 686,860,862.70
SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT
OF A DIVIDEND OF EUR 3.70 PER NO-PAR SHARE
EX-DIVIDEND DATE: MAY 11, 2017 PAYABLE
DATE: MAY 15, 2017
3 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt Abstain Against
MDS
4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt Abstain Against
BOARD
5.1 APPOINTMENT OF AUDITORS: FOR THE 2017 Mgmt For For
FINANCIAL YEAR: KPMG AG, BERLIN
5.2 APPOINTMENT OF AUDITORS: FOR THE INTERIM Mgmt For For
FINANCIAL STATEMENTS AND INTERIM REPORT OF
THE FIRST QUARTER OF 2018: KPMG AG, BERLIN
6 ELECTION OF THOMAS ENDERS TO THE Mgmt For For
SUPERVISORY BOARD
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 934594412
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 02-Jun-2017
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAUL ALVAREZ Mgmt For For
ANGELA F. BRALY Mgmt For For
SANDRA B. COCHRAN Mgmt For For
LAURIE Z. DOUGLAS Mgmt For For
RICHARD W. DREILING Mgmt For For
ROBERT L. JOHNSON Mgmt For For
MARSHALL O. LARSEN Mgmt For For
JAMES H. MORGAN Mgmt For For
ROBERT A. NIBLOCK Mgmt For For
BERTRAM L. SCOTT Mgmt For For
ERIC C. WISEMAN Mgmt For For
2. ADVISORY VOTE TO APPROVE LOWE'S NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION IN FISCAL
2016.
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES TO APPROVE LOWE'S NAMED
EXECUTIVE OFFICER COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS LOWE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2017.
5. PROPOSAL REGARDING THE FEASIBILITY OF Shr Against For
SETTING RENEWABLE ENERGY SOURCING TARGETS.
--------------------------------------------------------------------------------------------------------------------------
MEAD JOHNSON NUTRITION COMPANY Agenda Number: 934616446
--------------------------------------------------------------------------------------------------------------------------
Security: 582839106
Meeting Type: Special
Meeting Date: 31-May-2017
Ticker: MJN
ISIN: US5828391061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF FEBRUARY 10, 2017,
AMONG MEAD JOHNSON NUTRITION COMPANY (THE
"COMPANY"), RECKITT BENCKISER GROUP PLC AND
MARIGOLD MERGER SUB, INC., AS MAY BE
AMENDED FROM TIME
2. PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, INCLUDING TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ESTABLISH A QUORUM OR
ADOPT THE MERGER AGREEMENT (THE
"ADJOURNMENT PROPOSAL").
3. PROPOSAL TO APPROVE, ON A NON-BINDING, Mgmt For For
ADVISORY BASIS, THE PAYMENT OF CERTAIN
COMPENSATION AND BENEFITS TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS, WHICH THEY WILL
OR MAY BE ENTITLED TO RECEIVE FROM THE
COMPANY (OR ITS SUCCESSOR) AND AS A
CONSEQUENCE OF THE MERGER (THE
"MERGER-RELATED COMPENSATION PROPOSAL").
--------------------------------------------------------------------------------------------------------------------------
MEMORIAL RESOURCE DEVELOPMENT CORP Agenda Number: 934470698
--------------------------------------------------------------------------------------------------------------------------
Security: 58605Q109
Meeting Type: Special
Meeting Date: 15-Sep-2016
Ticker: MRD
ISIN: US58605Q1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF MAY 15, 2016, BY AND
AMONG RANGE RESOURCES CORPORATION, MEDINA
MERGER SUB, INC. AND MEMORIAL RESOURCE
DEVELOPMENT CORP., AND THE TRANSACTIONS
CONTEMPLATED THEREBY, INCLUDING THE MERGER.
2 TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO MEMORIAL'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER.
3 TO APPROVE THE ADJOURNMENT OF THE MEMORIAL Mgmt For For
SPECIAL MEETING TO A LATER DATE OR DATES,
IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THERE ARE
NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE MERGER
PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
METTLER-TOLEDO INTERNATIONAL INC. Agenda Number: 934546409
--------------------------------------------------------------------------------------------------------------------------
Security: 592688105
Meeting Type: Annual
Meeting Date: 04-May-2017
Ticker: MTD
ISIN: US5926881054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ROBERT F. SPOERRY Mgmt For For
1.2 ELECTION OF DIRECTOR: WAH-HUI CHU Mgmt For For
1.3 ELECTION OF DIRECTOR: FRANCIS A. CONTINO Mgmt For For
1.4 ELECTION OF DIRECTOR: OLIVIER A. FILLIOL Mgmt For For
1.5 ELECTION OF DIRECTOR: RICHARD FRANCIS Mgmt For For
1.6 ELECTION OF DIRECTOR: CONSTANCE L. HARVEY Mgmt For For
1.7 ELECTION OF DIRECTOR: MICHAEL A. KELLY Mgmt For For
1.8 ELECTION OF DIRECTOR: HANS ULRICH MAERKI Mgmt For For
1.9 ELECTION OF DIRECTOR: THOMAS P. SALICE Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Mgmt 1 Year For
VOTES TO APPROVE EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
MGM RESORTS INTERNATIONAL Agenda Number: 934591442
--------------------------------------------------------------------------------------------------------------------------
Security: 552953101
Meeting Type: Annual
Meeting Date: 31-May-2017
Ticker: MGM
ISIN: US5529531015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT H. BALDWIN Mgmt For For
WILLIAM A. BIBLE Mgmt For For
MARY CHRIS GAY Mgmt For For
WILLIAM W. GROUNDS Mgmt For For
ALEXIS M. HERMAN Mgmt For For
ROLAND HERNANDEZ Mgmt For For
JOHN KILROY Mgmt For For
ROSE MCKINNEY-JAMES Mgmt For For
JAMES J. MURREN Mgmt For For
GREGORY M. SPIERKEL Mgmt For For
DANIEL J. TAYLOR Mgmt For For
2. TO RATIFY THE SELECTION OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2017.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. TO RECOMMEND, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY WITH WHICH THE COMPANY CONDUCTS
AN ADVISORY VOTE, ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 934491224
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 30-Nov-2016
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
1B. ELECTION OF DIRECTOR: TERI L. LIST-STOLL Mgmt For For
1C. ELECTION OF DIRECTOR: G. MASON MORFIT Mgmt For For
1D. ELECTION OF DIRECTOR: SATYA NADELLA Mgmt For For
1E. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
1F. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
1G. ELECTION OF DIRECTOR: SANDRA E. PETERSON Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN W. STANTON Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: PADMASREE WARRIOR Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2017
4. APPROVAL OF AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED ARTICLES OF INCORPORATION
5. APPROVAL OF FRENCH SUB PLAN UNDER THE 2001 Mgmt For For
STOCK PLAN
6. SHAREHOLDER PROPOSAL - REQUESTING CERTAIN Shr Against For
PROXY ACCESS BYLAW AMENDMENTS
--------------------------------------------------------------------------------------------------------------------------
PARSLEY ENERGY, INC. Agenda Number: 934591238
--------------------------------------------------------------------------------------------------------------------------
Security: 701877102
Meeting Type: Annual
Meeting Date: 02-Jun-2017
Ticker: PE
ISIN: US7018771029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRYAN SHEFFIELD Mgmt For For
A. R. ALAMEDDINE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPANY'S NAMED EXECUTIVE
OFFICER COMPENSATION FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2016.
4. TO ADOPT AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED BYLAWS TO IMPLEMENT A
MAJORITY VOTING STANDARD IN UNCONTESTED
DIRECTOR ELECTIONS.
--------------------------------------------------------------------------------------------------------------------------
PENDRELL CORP Agenda Number: 934453301
--------------------------------------------------------------------------------------------------------------------------
Security: 70686R104
Meeting Type: Annual
Meeting Date: 07-Jul-2016
Ticker: PCO
ISIN: US70686R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD P. EMERSON Mgmt For For
NICOLAS KAUSER Mgmt For For
CRAIG O. MCCAW Mgmt For For
LEE E. MIKLES Mgmt For For
R. GERARD SALEMME Mgmt For For
STUART M. SLOAN Mgmt For For
H. BRIAN THOMPSON Mgmt For For
2. APPROVAL OF AN ADVISORY (NON-BINDING) Mgmt Against Against
RESOLUTION ON EXECUTIVE COMPENSATION.
3. APPROVAL OF REVERSE STOCK SPLIT WITHIN A Mgmt For For
RANGE OF 1-FOR-3 AND 1-FOR-10.
4. RATIFICATION OF GRANT THORNTON LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2016.
--------------------------------------------------------------------------------------------------------------------------
PENDRELL CORP Agenda Number: 934637628
--------------------------------------------------------------------------------------------------------------------------
Security: 70686R302
Meeting Type: Annual
Meeting Date: 14-Jun-2017
Ticker: PCO
ISIN: US70686R3021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD P. EMERSON Mgmt For For
NICOLAS KAUSER Mgmt For For
CRAIG O. MCCAW Mgmt For For
LEE E. MIKLES Mgmt For For
R. GERARD SALEMME Mgmt For For
STUART M. SLOAN Mgmt For For
H. BRIAN THOMPSON Mgmt For For
2. APPROVAL OF AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION ON EXECUTIVE COMPENSATION.
3. APPROVAL OF AN ADVISORY (NON-BINDING) Mgmt 1 Year For
RECOMMENDATION ON THE FREQUENCY OF FUTURE
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
4. APPROVAL OF A REVERSE STOCK SPLIT AT AN Mgmt Against Against
EXCHANGE RATE OF 1-FOR- 100 TO ALLOW THE
COMPANY TO DEREGISTER ITS COMMON STOCK
UNDER THE SECURITIES EXCHANGE ACT OF 1934.
5. RE-APPROVAL OF THE 2012 EQUITY INCENTIVE Mgmt Against Against
PLAN FOR PURPOSES OF SECTION 162(M)(4)(C)
OF THE INTERNAL REVENUE CODE OF 1986, AS
AMENDED.
6. RATIFICATION OF GRANT THORNTON LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------------------------------------------------
PINNACLE FOODS INC. Agenda Number: 934571678
--------------------------------------------------------------------------------------------------------------------------
Security: 72348P104
Meeting Type: Annual
Meeting Date: 23-May-2017
Ticker: PF
ISIN: US72348P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JANE NIELSEN Mgmt For For
MUKTESH PANT Mgmt For For
RAYMOND SILCOCK Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
3. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION PAID TO THE NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY Agenda Number: 934570210
--------------------------------------------------------------------------------------------------------------------------
Security: 723787107
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: PXD
ISIN: US7237871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: EDISON C. BUCHANAN Mgmt For For
1B. ELECTION OF DIRECTOR: ANDREW F. CATES Mgmt For For
1C. ELECTION OF DIRECTOR: TIMOTHY L. DOVE Mgmt For For
1D. ELECTION OF DIRECTOR: PHILLIP A. GOBE Mgmt For For
1E. ELECTION OF DIRECTOR: LARRY R. GRILLOT Mgmt For For
1F. ELECTION OF DIRECTOR: STACY P. METHVIN Mgmt For For
1G. ELECTION OF DIRECTOR: ROYCE W. MITCHELL Mgmt For For
1H. ELECTION OF DIRECTOR: FRANK A. RISCH Mgmt For For
1I. ELECTION OF DIRECTOR: SCOTT D. SHEFFIELD Mgmt For For
1J. ELECTION OF DIRECTOR: MONA K. SUTPHEN Mgmt For For
1K. ELECTION OF DIRECTOR: J. KENNETH THOMPSON Mgmt For For
1L. ELECTION OF DIRECTOR: PHOEBE A. WOOD Mgmt For For
1M. ELECTION OF DIRECTOR: MICHAEL D. WORTLEY Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. ADVISORY VOTE REGARDING FREQUENCY OF FUTURE Mgmt 1 Year For
STOCKHOLDER ADVISORY VOTES ON EXECUTIVE
COMPENSATION
5. STOCKHOLDER PROPOSAL RELATING TO A Shr For Against
SUSTAINABILITY REPORT
--------------------------------------------------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION Agenda Number: 934537486
--------------------------------------------------------------------------------------------------------------------------
Security: 7591EP100
Meeting Type: Annual
Meeting Date: 20-Apr-2017
Ticker: RF
ISIN: US7591EP1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLYN H. BYRD Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID J. COOPER, SR. Mgmt For For
1C. ELECTION OF DIRECTOR: DON DEFOSSET Mgmt For For
1D. ELECTION OF DIRECTOR: SAMUEL A. DI PIAZZA, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: ERIC C. FAST Mgmt For For
1F. ELECTION OF DIRECTOR: O. B. GRAYSON HALL, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: JOHN D. JOHNS Mgmt For For
1H. ELECTION OF DIRECTOR: RUTH ANN MARSHALL Mgmt For For
1I. ELECTION OF DIRECTOR: SUSAN W. MATLOCK Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN E. MAUPIN, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: CHARLES D. MCCRARY Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES T. PROKOPANKO Mgmt For For
1M. ELECTION OF DIRECTOR: LEE J. STYSLINGER III Mgmt For For
1N. ELECTION OF DIRECTOR: JOSE S. SUQUET Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
3. NONBINDING STOCKHOLDER APPROVAL OF Mgmt For For
EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
ROPER TECHNOLOGIES, INC. Agenda Number: 934622893
--------------------------------------------------------------------------------------------------------------------------
Security: 776696106
Meeting Type: Annual
Meeting Date: 08-Jun-2017
Ticker: ROP
ISIN: US7766961061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
AMY WOODS BRINKLEY Mgmt For For
JOHN F. FORT, III Mgmt For For
BRIAN D. JELLISON Mgmt For For
ROBERT D. JOHNSON Mgmt For For
ROBERT E. KNOWLING, JR. Mgmt For For
WILBUR J. PREZZANO Mgmt For For
LAURA G. THATCHER Mgmt For For
RICHARD F. WALLMAN Mgmt For For
CHRISTOPHER WRIGHT Mgmt For For
2. TO CONSIDER, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, A RESOLUTION APPROVING THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO SELECT, ON A NON-BINDING ADVISORY BASIS, Mgmt 1 Year For
THE FREQUENCY OF THE SHAREHOLDER VOTE ON
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
RSP PERMIAN INC Agenda Number: 934528108
--------------------------------------------------------------------------------------------------------------------------
Security: 74978Q105
Meeting Type: Special
Meeting Date: 24-Feb-2017
Ticker: RSPP
ISIN: US74978Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE ISSUANCE OF 16,019,638 Mgmt For For
SHARES OF RSP PERMIAN, INC.'S (THE
"COMPANY'S") COMMON STOCK TO SILVER HILL
ENERGY PARTNERS II, LLC (THE "SHEP II
SELLER"), PURSUANT TO AND SUBJECT TO
ADJUSTMENTS PROVIDED IN THE MEMBERSHIP
INTEREST PURCHASE AND SALE AGREEMENT, DATED
AS OF OCTOBER 13, 2016, BY ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
2. APPROVAL OF THE ADJOURNMENT OR POSTPONEMENT Mgmt For For
OF THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE PROPOSAL
1.
--------------------------------------------------------------------------------------------------------------------------
RSP PERMIAN INC Agenda Number: 934611600
--------------------------------------------------------------------------------------------------------------------------
Security: 74978Q105
Meeting Type: Annual
Meeting Date: 25-May-2017
Ticker: RSPP
ISIN: US74978Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN GRAY Mgmt Withheld Against
MICHAEL GRIMM Mgmt Withheld Against
SCOTT MCNEILL Mgmt Withheld Against
2. RATIFICATION OF THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2017.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SERVICENOW, INC. Agenda Number: 934609124
--------------------------------------------------------------------------------------------------------------------------
Security: 81762P102
Meeting Type: Annual
Meeting Date: 13-Jun-2017
Ticker: NOW
ISIN: US81762P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES H. GIANCARLO Mgmt For For
1C. ELECTION OF DIRECTOR: ANITA M. SANDS Mgmt For For
2. AN ADVISORY RESOLUTION TO APPROVE THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
SPRINT CORPORATION Agenda Number: 934481374
--------------------------------------------------------------------------------------------------------------------------
Security: 85207U105
Meeting Type: Annual
Meeting Date: 01-Nov-2016
Ticker: S
ISIN: US85207U1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GORDON BETHUNE Mgmt For For
MARCELO CLAURE Mgmt For For
RONALD FISHER Mgmt For For
JULIUS GENACHOWSKI Mgmt For For
ADM. MICHAEL MULLEN Mgmt For For
MASAYOSHI SON Mgmt For For
SARA MARTINEZ TUCKER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt Against Against
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF SPRINT
CORPORATION FOR THE YEAR ENDING MARCH 31,
2017.
3. ADVISORY APPROVAL OF THE COMPANY'S NAMED Mgmt Against Against
EXECUTIVE OFFICER COMPENSATION.
4. TO APPROVE THE COMPANY'S AMENDED AND Mgmt For For
RESTATED 2015 OMNIBUS INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
TESLA, INC. Agenda Number: 934602245
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Annual
Meeting Date: 06-Jun-2017
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF CLASS I DIRECTOR: ELON MUSK Mgmt Against Against
1.2 ELECTION OF CLASS I DIRECTOR: ROBYN M. Mgmt For For
DENHOLM
1.3 ELECTION OF CLASS I DIRECTOR: STEPHEN T. Mgmt For For
JURVETSON
2. A NON-BINDING ADVISORY VOTE ON THE APPROVAL Mgmt For For
OF EXECUTIVE COMPENSATION.
3. A NON-BINDING ADVISORY VOTE ON THE Mgmt 1 Year Against
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
4. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS TESLA'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
5. A STOCKHOLDER PROPOSAL REGARDING Shr For Against
DECLASSIFICATION OF THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
UNITED CONTINENTAL HOLDINGS, INC. Agenda Number: 934611357
--------------------------------------------------------------------------------------------------------------------------
Security: 910047109
Meeting Type: Annual
Meeting Date: 24-May-2017
Ticker: UAL
ISIN: US9100471096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLYN CORVI Mgmt For For
1B. ELECTION OF DIRECTOR: JANE C. GARVEY Mgmt For For
1C. ELECTION OF DIRECTOR: BARNEY HARFORD Mgmt For For
1D. ELECTION OF DIRECTOR: WALTER ISAACSON Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES A. C. KENNEDY Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT A. MILTON Mgmt For For
1G. ELECTION OF DIRECTOR: OSCAR MUNOZ Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM R. NUTI Mgmt For For
1I. ELECTION OF DIRECTOR: EDWARD M. PHILIP Mgmt For For
1J. ELECTION OF DIRECTOR: EDWARD L. SHAPIRO Mgmt For For
1K. ELECTION OF DIRECTOR: LAURENCE E. SIMMONS Mgmt For For
1L. ELECTION OF DIRECTOR: DAVID J. VITALE Mgmt For For
1M. ELECTION OF DIRECTOR: JAMES M. WHITEHURST Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
4. ADVISORY VOTE TO APPROVE THE FREQUENCY OF Mgmt 1 Year For
FUTURE ADVISORY VOTES ON THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
5. APPROVAL OF THE UNITED CONTINENTAL Mgmt For For
HOLDINGS, INC. 2017 INCENTIVE COMPENSATION
PLAN.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 934512890
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 31-Jan-2017
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LLOYD A. CARNEY Mgmt For For
1B. ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCISCO JAVIER Mgmt For For
FERNANDEZ-CARBAJAL
1D. ELECTION OF DIRECTOR: GARY A. HOFFMAN Mgmt For For
1E. ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1G. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN A.C. SWAINSON Mgmt For For
1I. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
VISTRA ENERGY CORP Agenda Number: 934582873
--------------------------------------------------------------------------------------------------------------------------
Security: 92840M102
Meeting Type: Annual
Meeting Date: 16-May-2017
Ticker: VSTE
ISIN: US92840M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GAVIN R. BAIERA Mgmt For For
CURTIS A. MORGAN Mgmt For For
2. APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt Abstain Against
EXECUTIVE OFFICER COMPENSATION.
3. RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
VULCAN MATERIALS COMPANY Agenda Number: 934558505
--------------------------------------------------------------------------------------------------------------------------
Security: 929160109
Meeting Type: Annual
Meeting Date: 12-May-2017
Ticker: VMC
ISIN: US9291601097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: O. B. GRAYSON HALL, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: JAMES T. PROKOPANKO Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1D. ELECTION OF DIRECTOR: KATHLEEN Mgmt For For
WILSON-THOMPSON
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
W.W. GRAINGER, INC. Agenda Number: 934542691
--------------------------------------------------------------------------------------------------------------------------
Security: 384802104
Meeting Type: Annual
Meeting Date: 26-Apr-2017
Ticker: GWW
ISIN: US3848021040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RODNEY C. ADKINS Mgmt For For
BRIAN P. ANDERSON Mgmt For For
V. ANN HAILEY Mgmt For For
STUART L. LEVENICK Mgmt For For
D.G. MACPHERSON Mgmt For For
NEIL S. NOVICH Mgmt For For
MICHAEL J. ROBERTS Mgmt For For
JAMES T. RYAN Mgmt For For
E. SCOTT SANTI Mgmt For For
JAMES D. SLAVIK Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITOR FOR THE
YEAR ENDING DECEMBER 31, 2017.
3. SAY ON PAY: ADVISORY PROPOSAL TO APPROVE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. SAY WHEN ON PAY: ADVISORY PROPOSAL TO Mgmt 1 Year For
SELECT THE FREQUENCY OF THE ADVISORY VOTE
ON COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
WATSCO, INC. Agenda Number: 934611662
--------------------------------------------------------------------------------------------------------------------------
Security: 942622200
Meeting Type: Annual
Meeting Date: 05-Jun-2017
Ticker: WSO
ISIN: US9426222009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JASON EPSTEIN Mgmt For For
2. TO APPROVE A NON-BINDING ADVISORY Mgmt Against Against
RESOLUTION REGARDING THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
3. TO APPROVE A NON-BINDING ADVISORY Mgmt 1 Year For
RESOLUTION ON THE FREQUENCY OF THE
NON-BINDING ADVISORY RESOLUTION REGARDING
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
XPO LOGISTICS INC Agenda Number: 934509122
--------------------------------------------------------------------------------------------------------------------------
Security: 983793100
Meeting Type: Special
Meeting Date: 20-Dec-2016
Ticker: XPO
ISIN: US9837931008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO CONSIDER AND VOTE ON A PROPOSAL TO Mgmt For For
APPROVE THE XPO LOGISTICS, INC. 2016
OMNIBUS INCENTIVE COMPENSATION PLAN.
2. TO CONSIDER AND VOTE ON A PROPOSAL TO Mgmt For For
ADJOURN OR POSTPONE THE SPECIAL MEETING, IF
NECESSARY, TO SOLICIT ADDITIONAL PROXIES.
--------------------------------------------------------------------------------------------------------------------------
XPO LOGISTICS INC Agenda Number: 934601801
--------------------------------------------------------------------------------------------------------------------------
Security: 983793100
Meeting Type: Annual
Meeting Date: 10-May-2017
Ticker: XPO
ISIN: US9837931008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: BRADLEY S. JACOBS Mgmt For For
1.2 ELECTION OF DIRECTOR: GENA L. ASHE Mgmt For For
1.3 ELECTION OF DIRECTOR: LOUIS DEJOY Mgmt For For
1.4 ELECTION OF DIRECTOR: MICHAEL G. JESSELSON Mgmt For For
1.5 ELECTION OF DIRECTOR: ADRIAN P. KINGSHOTT Mgmt For For
1.6 ELECTION OF DIRECTOR: JASON D. PAPASTAVROU Mgmt For For
1.7 ELECTION OF DIRECTOR: OREN G. SHAFFER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
4. STOCKHOLDER PROPOSAL REGARDING Shr For Against
SUSTAINABILITY REPORTING.
Highland Long/Short Healthcare Fund
--------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 934540697
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 28-Apr-2017
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. ALPERN Mgmt For For
R.S. AUSTIN Mgmt For For
S.E. BLOUNT Mgmt For For
E.M. LIDDY Mgmt For For
N. MCKINSTRY Mgmt For For
P.N. NOVAKOVIC Mgmt For For
W.A. OSBORN Mgmt For For
S.C. SCOTT III Mgmt For For
D.J. STARKS Mgmt For For
G.F. TILTON Mgmt For For
M.D. WHITE Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS.
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4. SAY WHEN ON PAY - AN ADVISORY VOTE TO Mgmt 1 Year For
APPROVE THE FREQUENCY OF SHAREHOLDER VOTES
ON EXECUTIVE COMPENSATION.
5. APPROVAL OF THE ABBOTT LABORATORIES 2017 Mgmt For For
INCENTIVE STOCK PROGRAM
6. APPROVAL OF THE ABBOTT LABORATORIES 2017 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN FOR NON-U.S.
EMPLOYEES.
7. SHAREHOLDER PROPOSAL - INDEPENDENT BOARD Shr Against For
CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
ABIOMED, INC. Agenda Number: 934459151
--------------------------------------------------------------------------------------------------------------------------
Security: 003654100
Meeting Type: Annual
Meeting Date: 10-Aug-2016
Ticker: ABMD
ISIN: US0036541003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL R. MINOGUE Mgmt For For
MARTIN P. SUTTER Mgmt For For
2. TO HOLD AN ADVISORY VOTE ON EXECUTIVE Mgmt Against Against
COMPENSATION
3. TO AMEND AND RESTATE THE ABIOMED, INC. 2015 Mgmt For For
OMNIBUS INCENTIVE PLAN AND TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK AVAILABLE
FOR ISSUANCE THEREUNDER BY 1,260,000 SHARES
4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 31, 2017
--------------------------------------------------------------------------------------------------------------------------
AC IMMUNE SA Agenda Number: 934491919
--------------------------------------------------------------------------------------------------------------------------
Security: H00263105
Meeting Type: Annual
Meeting Date: 15-Nov-2016
Ticker: ACIU
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A. IN THE EVENT THAT AT THE ANNUAL GENERAL Mgmt Against
MEETING, SHAREHOLDERS OR THE BOARD OF
DIRECTORS MAKE ADDITIONAL NEW MOTIONS, I/WE
INSTRUCT THE INDEPENDENT PROXY TO VOTE AS
FOLLOWS WITH RESPECT TO SUCH MOTIONS.
1. APPROVAL OF THE ANNUAL REPORT, ANNUAL Mgmt For
FINANCIAL STATEMENTS AND CONSOLIDATED
FINANCIAL STATEMENTS OF AC IMMUNE SA FOR
THE YEAR 2015
2. APPROPRIATION OF GAIN Mgmt For
3. DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For
DIRECTORS AND THE EXECUTIVE BOARD
4A. VOTE ON TOTAL NON-PERFORMANCE-RELATED Mgmt For
COMPENSATION FOR MEMBERS OF THE BOARD OF
DIRECTORS FROM 15 NOVEMBER 2016 TO 30 JUNE
2017
4B. VOTE ON EQUITY FOR MEMBERS OF THE BOARD OF Mgmt For
DIRECTORS
4C. VOTE ON TOTAL NON-PERFORMANCE-RELATED Mgmt For
COMPENSATION FOR MEMBERS OF THE EXECUTIVE
COMMITTEE FROM 15 NOVEMBER 2016 TO 30 JUNE
2017
4D. VOTE ON TOTAL VARIABLE COMPENSATION FOR Mgmt For
MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE
CURRENT YEAR 2016
4E. VOTE ON EQUITY FOR MEMBERS OF THE EXECUTIVE Mgmt For
COMMITTEE
5. 2016 STOCK OPTION AND INCENTIVE PLAN Mgmt For
6A. RE-ELECTION OF MARTIN VELASCO AS MEMBER AND Mgmt For
CHAIRMAN OF THE BOARD OF DIRECTORS
6B. RE-ELECTION OF PETER BOLLMANN AS A MEMBER Mgmt For
OF THE BOARD
6C. RE-ELECTION OF FRIEDRICH VON BOHLEN AS A Mgmt For
MEMBER OF THE BOARD
6D. RE-ELECTION OF ANDREA PFEIFER AS A MEMBER Mgmt For
OF THE BOARD
6E. RE-ELECTION OF DETLEV RIESNER AS A MEMBER Mgmt For
OF THE BOARD
6F. ELECTION OF TOM GRANEY AS A MEMBER OF THE Mgmt For
BOARD
7A. ELECTION TO THE COMPENSATION, NOMINATION & Mgmt For
CORPORATE GOVERNANCE COMMITTEE: DETLEV
RIESNER
7B. ELECTION TO THE COMPENSATION, NOMINATION & Mgmt For
CORPORATE GOVERNANCE COMMITTEE: MARTIN
VELASCO
7C. ELECTION TO THE COMPENSATION, NOMINATION & Mgmt For
CORPORATE GOVERNANCE COMMITTEE: TOM GRANEY
8. RE-ELECTION OF THE INDEPENDENT PROXY Mgmt For
BUGNION BALLANSAT EHRLER, REPRESENTED BY
GERALD VIRIEUX, AVOCAT, GENEVA
9. RE-ELECTION OF THE AUDITORS, ERNST & YOUNG Mgmt For
SA, LANCY
--------------------------------------------------------------------------------------------------------------------------
ACADIA HEALTHCARE COMPANY, INC. Agenda Number: 934582354
--------------------------------------------------------------------------------------------------------------------------
Security: 00404A109
Meeting Type: Annual
Meeting Date: 25-May-2017
Ticker: ACHC
ISIN: US00404A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTOPHER R. GORDON Mgmt For For
WADE D. MIQUELON Mgmt For For
WILLIAM M. PETRIE, M.D. Mgmt For For
2. APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO ADOPT A MAJORITY VOTING
STANDARD IN UNCONTESTED DIRECTOR ELECTIONS.
3. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS AS
PRESENTED IN THE PROXY STATEMENT.
4. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
5. CONSIDER AND ACT ON A STOCKHOLDER PROPOSAL Shr For Against
RELATING TO SUSTAINABILITY REPORTING.
--------------------------------------------------------------------------------------------------------------------------
ACLARIS THERAPEUTICS, INC. Agenda Number: 934605695
--------------------------------------------------------------------------------------------------------------------------
Security: 00461U105
Meeting Type: Annual
Meeting Date: 15-Jun-2017
Ticker: ACRS
ISIN: US00461U1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ANAND MEHRA Mgmt For For
ANDREW POWELL Mgmt For For
STEPHEN A. TULLMAN Mgmt For For
2 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF ACLARIS THERAPEUTICS, INC. FOR ITS
FISCAL YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
AERIE PHARMACEUTICALS, INC. Agenda Number: 934607334
--------------------------------------------------------------------------------------------------------------------------
Security: 00771V108
Meeting Type: Annual
Meeting Date: 08-Jun-2017
Ticker: AERI
ISIN: US00771V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
V. ANIDO, JR. PH.D Mgmt For For
B. MCGRAW, III PHARM.D Mgmt For For
J. MCHUGH Mgmt Withheld Against
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC. Agenda Number: 934524934
--------------------------------------------------------------------------------------------------------------------------
Security: 00846U101
Meeting Type: Annual
Meeting Date: 15-Mar-2017
Ticker: A
ISIN: US00846U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: HEIDI KUNZ Mgmt For For
1.2 ELECTION OF DIRECTOR: SUE H. RATAJ Mgmt For For
1.3 ELECTION OF DIRECTOR: GEORGE A. SCANGOS, Mgmt For For
PHD
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
3. AN ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 1 Year For
STOCKHOLDER VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. TO RATIFY THE AUDIT AND FINANCE COMMITTEE'S Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS AGILENT'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
AKORN, INC. Agenda Number: 934429437
--------------------------------------------------------------------------------------------------------------------------
Security: 009728106
Meeting Type: Annual
Meeting Date: 01-Jul-2016
Ticker: AKRX
ISIN: US0097281069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN KAPOOR, PHD Mgmt For For
KENNETH ABRAMOWITZ Mgmt For For
ADRIENNE GRAVES, PHD Mgmt For For
RONALD JOHNSON Mgmt For For
STEVEN MEYER Mgmt For For
TERRY ALLISON RAPPUHN Mgmt For For
BRIAN TAMBI Mgmt For For
ALAN WEINSTEIN Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF BDO Mgmt For For
USA, LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR YEAR
ENDING DECEMBER 31, 2016.
3. PROPOSAL TO APPROVE, THROUGH A NON-BINDING Mgmt For For
ADVISORY VOTE, THE COMPANY'S EXECUTIVE
COMPENSATION PROGRAM AS DESCRIBED IN THE
COMPANY'S 2016 PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
AKORN, INC. Agenda Number: 934560308
--------------------------------------------------------------------------------------------------------------------------
Security: 009728106
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: AKRX
ISIN: US0097281069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN KAPOOR, PHD Mgmt For For
KENNETH ABRAMOWITZ Mgmt For For
ADRIENNE GRAVES, PHD Mgmt For For
RONALD JOHNSON Mgmt For For
STEVEN MEYER Mgmt For For
TERRY ALLISON RAPPUHN Mgmt For For
BRIAN TAMBI Mgmt Withheld Against
ALAN WEINSTEIN Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF BDO Mgmt For For
USA, LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2017.
3. PROPOSAL TO APPROVE THE 2017 OMNIBUS Mgmt For For
INCENTIVE COMPENSATION PLAN.
4. PROPOSAL TO APPROVE, THROUGH A NON-BINDING Mgmt 1 Year For
ADVISORY VOTE, THE FREQUENCY OF FUTURE
NON-BINDING ADVISORY VOTES ON THE COMPANY'S
EXECUTIVE COMPENSATION PROGRAMS.
5. PROPOSAL TO APPROVE, THROUGH A NON-BINDING Mgmt For For
ADVISORY VOTE, THE COMPANY'S EXECUTIVE
COMPENSATION PROGRAM AS DESCRIBED IN THE
COMPANY'S 2017 PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
ALERE INC. Agenda Number: 934485396
--------------------------------------------------------------------------------------------------------------------------
Security: 01449J105
Meeting Type: Special
Meeting Date: 21-Oct-2016
Ticker: ALR
ISIN: US01449J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF JANUARY 30, 2016, BY AND AMONG
ABBOTT LABORATORIES, AN ILLINOIS
CORPORATION, ANGEL SUB, INC., A DELAWARE
CORPORATION AND A WHOLLY OWNED SUBSIDIARY
OF ABBOTT LABORATORIES, AND ALERE INC., A
DELAWARE CORPORATION.
2 TO APPROVE, BY NON-BINDING, ADVISORY VOTE, Mgmt For For
THE COMPENSATION THAT MAY BE PAID OR MAY
BECOME PAYABLE TO ALERE INC'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH, OR
FOLLOWING, THE CONSUMMATION OF THE MERGER
CONTEMPLATED BY THE AGREEMENT AND PLAN OF
MERGER.
3 TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING TO A LATER DATE OR TIME, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING OR ANY ADJOURNMENT OR
POSTPONEMENT THEREOF TO ADOPT THE AGREEMENT
AND PLAN OF MERGER.
--------------------------------------------------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC. Agenda Number: 934568710
--------------------------------------------------------------------------------------------------------------------------
Security: 015351109
Meeting Type: Annual
Meeting Date: 10-May-2017
Ticker: ALXN
ISIN: US0153511094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FELIX J. BAKER Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID R. BRENNAN Mgmt For For
1C. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1D. ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
COUGHLIN
1E. ELECTION OF DIRECTOR: LUDWIG N. HANTSON Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN T. MOLLEN Mgmt For For
1G. ELECTION OF DIRECTOR: R. DOUGLAS NORBY Mgmt For For
1H. ELECTION OF DIRECTOR: ALVIN S. PARVEN Mgmt For For
1I. ELECTION OF DIRECTOR: ANDREAS RUMMELT Mgmt For For
1J. ELECTION OF DIRECTOR: ANN M. VENEMAN Mgmt For For
2. TO APPROVE ALEXION'S 2017 INCENTIVE PLAN. Mgmt For For
3. RATIFICATION OF APPOINTMENT BY THE BOARD OF Mgmt For For
DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS
ALEXION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
4. APPROVAL OF A NON-BINDING ADVISORY VOTE OF Mgmt For For
THE 2016 COMPENSATION PAID TO ALEXION'S
NAMED EXECUTIVE OFFICERS.
5. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
6. TO REQUEST THE BOARD IMPLEMENT CONFIDENTIAL Shr Against For
SHAREHOLDER VOTING ON EXECUTIVE PAY
MATTERS.
--------------------------------------------------------------------------------------------------------------------------
AMARIN CORPORATION PLC Agenda Number: 934606762
--------------------------------------------------------------------------------------------------------------------------
Security: 023111206
Meeting Type: Annual
Meeting Date: 15-May-2017
Ticker: AMRN
ISIN: US0231112063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RE-ELECT MR. LARS EKMAN AS A DIRECTOR. Mgmt For For
2. TO RE-ELECT MR. DAVID STACK AS A DIRECTOR. Mgmt For For
3. TO HOLD AN ADVISORY (NON-BINDING) VOTE TO Mgmt For For
APPROVE THE COMPENSATION OF THE COMPANY'S
"NAMED EXECUTIVE OFFICERS" AS DESCRIBED IN
THE ACCOMPANYING PROXY STATEMENT.
4. TO HOLD AN ADVISORY (NON-BINDING) VOTE ON Mgmt 1 Year For
THE FREQUENCY OF ...(DUE TO SPACE LIMITS,
SEE PROXY MATERIAL FOR FULL PROPOSAL).
5. TO APPOINT ERNST & YOUNG LLP AS AUDITORS OF Mgmt For For
THE COMPANY TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT GENERAL MEETING AT
WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY
AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
THE AUDITORS' REMUNERATION AS DESCRIBED IN
THE ACCOMPANYING PROXY STATEMENT.
6. TO ADOPT AND APPROVE THE PROPOSED AMENDMENT Mgmt Against Against
TO THE COMPANY'S 2011 STOCK INCENTIVE PLAN
AS DESCRIBED IN THE ACCOMPANYING PROXY
STATEMENT.
7. TO ADOPT AND APPROVE THE PROPOSED AMARIN Mgmt For For
CORPORATION PLC 2017 ...(DUE TO SPACE
LIMITS, SEE PROXY MATERIAL FOR FULL
PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
AMSURG CORP. Agenda Number: 934494826
--------------------------------------------------------------------------------------------------------------------------
Security: 03232P405
Meeting Type: Special
Meeting Date: 28-Nov-2016
Ticker: AMSG
ISIN: US03232P4054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO CONSIDER AND VOTE ON A PROPOSAL TO Mgmt For For
APPROVE THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF JUNE 15, 2016 (THE "MERGER
AGREEMENT"), BY AND AMONG ENVISION
HEALTHCARE HOLDINGS, INC., AMSURG CORP. AND
NEW AMETHYST CORP., AND THE TRANSACTIONS
CONTEMPLATED BY THE MERGER AGREEMENT.
2. TO CONSIDER AND VOTE ON A NON-BINDING, Mgmt For For
ADVISORY PROPOSAL TO APPROVE THE
COMPENSATION THAT MAY BECOME PAYABLE TO
AMSURG'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE CONSUMMATION OF THE
MERGER.
3. TO CONSIDER A VOTE ON A PROPOSAL TO APPROVE Mgmt For For
ANY MOTION TO ADJOURN THE AMSURG SPECIAL
MEETING IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES.
--------------------------------------------------------------------------------------------------------------------------
ANTHEM, INC. Agenda Number: 934566223
--------------------------------------------------------------------------------------------------------------------------
Security: 036752103
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: ANTM
ISIN: US0367521038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R. KERRY CLARK Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT L. DIXON, JR. Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
4. ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 1 Year For
ADVISORY VOTE TO APPROVE THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
5. TO APPROVE PROPOSED AMENDMENTS TO OUR Mgmt For For
ARTICLES OF INCORPORATION TO ALLOW
SHAREHOLDERS TO AMEND OUR BY-LAWS.
6. TO APPROVE THE 2017 ANTHEM INCENTIVE Mgmt For For
COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
BIO-RAD LABORATORIES, INC. Agenda Number: 934571464
--------------------------------------------------------------------------------------------------------------------------
Security: 090572207
Meeting Type: Annual
Meeting Date: 25-Apr-2017
Ticker: BIO
ISIN: US0905722072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ARNOLD A. PINKSTON Mgmt For For
1B. ELECTION OF DIRECTOR: MELINDA LITHERLAND Mgmt For For
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP TO SERVE AS THE COMPANY'S INDEPENDENT
AUDITORS.
3. PROPOSAL TO APPROVE THE BIO-RAD Mgmt For For
LABORATORIES, INC. 2017 INCENTIVE AWARD
PLAN.
4. PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
BIO-RAD LABORATORIES, INC. 2011 EMPLOYEE
STOCK PURCHASE PLAN TO INCREASE THE NUMBER
OF SHARES AUTHORIZED THEREUNDER BY 700,000.
5. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
6. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year Against
ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BLUEBIRD BIO INC. Agenda Number: 934602055
--------------------------------------------------------------------------------------------------------------------------
Security: 09609G100
Meeting Type: Annual
Meeting Date: 08-Jun-2017
Ticker: BLUE
ISIN: US09609G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS I DIRECTOR: NICK LESCHLY Mgmt For For
1B. ELECTION OF CLASS I DIRECTOR: MARK VACHON Mgmt For For
2. TO HOLD AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION Agenda Number: 934558543
--------------------------------------------------------------------------------------------------------------------------
Security: 101137107
Meeting Type: Annual
Meeting Date: 09-May-2017
Ticker: BSX
ISIN: US1011371077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NELDA J. CONNORS Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES J. Mgmt For For
DOCKENDORFF
1C. ELECTION OF DIRECTOR: YOSHIAKI FUJIMORI Mgmt For For
1D. ELECTION OF DIRECTOR: DONNA A. JAMES Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD J. LUDWIG Mgmt For For
1F. ELECTION OF DIRECTOR: STEPHEN P. MACMILLAN Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL F. MAHONEY Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID J. ROUX Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN E. SUNUNU Mgmt For For
1J. ELECTION OF DIRECTOR: ELLEN M. ZANE Mgmt For For
2. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, NAMED EXECUTIVE OFFICER
COMPENSATION.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt 1 Year For
BASIS, THE FREQUENCY OF FUTURE NAMED
EXECUTIVE OFFICER COMPENSATION ADVISORY
VOTES.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 934547538
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 02-May-2017
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: P. J. ARDUINI Mgmt For For
1B. ELECTION OF DIRECTOR: R. J. BERTOLINI Mgmt For For
1C. ELECTION OF DIRECTOR: G. CAFORIO, M.D. Mgmt For For
1D. ELECTION OF DIRECTOR: M. W. EMMENS Mgmt For For
1E. ELECTION OF DIRECTOR: L. H. GLIMCHER, M.D. Mgmt For For
1F. ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt For For
1G. ELECTION OF DIRECTOR: A. J. LACY Mgmt For For
1H. ELECTION OF DIRECTOR: D. C. PALIWAL Mgmt For For
1I. ELECTION OF DIRECTOR: T. R. SAMUELS Mgmt For For
1J. ELECTION OF DIRECTOR: G. L. STORCH Mgmt For For
1K. ELECTION OF DIRECTOR: V. L. SATO, PH.D. Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3. ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 1 Year For
ADVISORY VOTE TO APPROVE THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
4. RE-APPROVAL OF THE MATERIALS TERMS OF THE Mgmt For For
PERFORMANCE-BASED AWARDS UNDER THE
COMPANY'S 2012 STOCK AWARD AND INCENTIVE
PLAN (AS AMENDED).
5. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
2012 STOCK AWARD AND INCENTIVE PLAN.
6. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
7. SHAREHOLDER PROPOSAL TO LOWER THE SHARE Shr For Against
OWNERSHIP THRESHOLD TO CALL SPECIAL
SHAREHOLDER MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
C. R. BARD, INC. Agenda Number: 934546271
--------------------------------------------------------------------------------------------------------------------------
Security: 067383109
Meeting Type: Annual
Meeting Date: 19-Apr-2017
Ticker: BCR
ISIN: US0673831097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID M. BARRETT Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT M. DAVIS Mgmt For For
1C. ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN C. KELLY Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID F. MELCHER Mgmt For For
1F. ELECTION OF DIRECTOR: GAIL K. NAUGHTON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY M. RING Mgmt For For
1H. ELECTION OF DIRECTOR: TOMMY G. THOMPSON Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN H. WEILAND Mgmt For For
1J. ELECTION OF DIRECTOR: ANTHONY WELTERS Mgmt For For
1K. ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017.
3. TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS ON AN ADVISORY BASIS.
4. TO APPROVE "SAY - ON - PAY FREQUENCY" OF Mgmt 1 Year For
SHAREHOLDER VOTES ON COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS ON AN ADVISORY
BASIS.
--------------------------------------------------------------------------------------------------------------------------
CELGENE CORPORATION Agenda Number: 934609023
--------------------------------------------------------------------------------------------------------------------------
Security: 151020104
Meeting Type: Annual
Meeting Date: 14-Jun-2017
Ticker: CELG
ISIN: US1510201049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. HUGIN Mgmt For For
MARK J. ALLES Mgmt For For
RICHARD W BARKER D PHIL Mgmt For For
MICHAEL W. BONNEY Mgmt For For
MICHAEL D. CASEY Mgmt For For
CARRIE S. COX Mgmt For For
MICHAEL A. FRIEDMAN, MD Mgmt For For
JULIA A. HALLER, M.D. Mgmt For For
GILLA S. KAPLAN, PH.D. Mgmt For For
JAMES J. LOUGHLIN Mgmt For For
ERNEST MARIO, PH.D. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
3. APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S STOCK INCENTIVE PLAN.
4. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
5. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
6. STOCKHOLDER PROPOSAL TO REQUEST A BY-LAW Shr Against For
PROVISION LIMITING MANAGEMENT'S ACCESS TO
VOTE TALLIES PRIOR TO THE ANNUAL MEETING
WITH RESPECT TO CERTAIN EXECUTIVE PAY
MATTERS, DESCRIBED IN MORE DETAIL IN THE
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
COLLEGIUM PHARMACEUTICAL, INC. Agenda Number: 934591911
--------------------------------------------------------------------------------------------------------------------------
Security: 19459J104
Meeting Type: Annual
Meeting Date: 24-May-2017
Ticker: COLL
ISIN: US19459J1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL T. HEFFERNAN Mgmt For For
GINO SANTINI Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017
--------------------------------------------------------------------------------------------------------------------------
CYTOKINETICS, INCORPORATED Agenda Number: 934566019
--------------------------------------------------------------------------------------------------------------------------
Security: 23282W605
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: CYTK
ISIN: US23282W6057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
L. PATRICK GAGE Mgmt For For
EDWARD M. KAYE Mgmt For For
WENDELL WIERENGA Mgmt For For
2. RATIFICATION OF SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF CYTOKINETICS, INCORPORATED FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
3. APPROVAL OF AN AMENDMENT TO THE AMENDED AND Mgmt Against Against
RESTATED 2004 EQUITY INCENTIVE PLAN TO
INCREASE THE NUMBER OF AUTHORIZED SHARES
RESERVED FOR ISSUANCE THEREUNDER BY
3,900,000 SHARES.
4. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
5. DETERMINATION, ON AN ADVISORY BASIS, OF THE Mgmt 1 Year Against
FREQUENCY OF THE ADVISORY VOTE ON
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
DEPOMED, INC. Agenda Number: 934477200
--------------------------------------------------------------------------------------------------------------------------
Security: 249908104
Meeting Type: Consent
Meeting Date: 14-Sep-2016
Ticker: DEPO
ISIN: US2499081048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 REQUEST SPECIAL MEETING (FOR = REQUEST Mgmt For *
MEETING, AGAINST = DO NOT REQUEST MEETING)
--------------------------------------------------------------------------------------------------------------------------
EDITAS MEDICINE INC Agenda Number: 934602598
--------------------------------------------------------------------------------------------------------------------------
Security: 28106W103
Meeting Type: Annual
Meeting Date: 15-Jun-2017
Ticker: EDIT
ISIN: US28106W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALEXIS BORISY Mgmt For For
DOUGLAS G. COLE, M.D. Mgmt Withheld Against
A.K. VAISHNAW MD PHD Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
ENDOCYTE INC Agenda Number: 934545609
--------------------------------------------------------------------------------------------------------------------------
Security: 29269A102
Meeting Type: Annual
Meeting Date: 04-May-2017
Ticker: ECYT
ISIN: US29269A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN C. APLIN, PH.D. Mgmt For For
1B. ELECTION OF DIRECTOR: COLIN GODDARD, PH.D. Mgmt For For
1C. ELECTION OF DIRECTOR: PHILIP S. LOW, PH.D. Mgmt For For
1D. ELECTION OF DIRECTOR: LESLEY RUSSELL, M.B., Mgmt For For
CH.B.
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
3. ADVISORY PROPOSAL APPROVING THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS ("SAY-ON-PAY").
4. ADVISORY PROPOSAL REGARDING THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ESPERION THERAPEUTICS INC Agenda Number: 934533135
--------------------------------------------------------------------------------------------------------------------------
Security: 29664W105
Meeting Type: Annual
Meeting Date: 17-Apr-2017
Ticker: ESPR
ISIN: US29664W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS I DIRECTOR: DANIEL JANNEY Mgmt For For
1B. ELECTION OF CLASS I DIRECTOR: TIM M. Mgmt For For
MAYLEBEN
1C. ELECTION OF CLASS I DIRECTOR: MARK E. Mgmt For For
MCGOVERN, M.D.
2. TO APPROVE THE ADVISORY RESOLUTION ON THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017
--------------------------------------------------------------------------------------------------------------------------
EVOLENT HEALTH, INC. Agenda Number: 934603499
--------------------------------------------------------------------------------------------------------------------------
Security: 30050B101
Meeting Type: Annual
Meeting Date: 08-Jun-2017
Ticker: EVH
ISIN: US30050B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DIANE HOLDER Mgmt For For
1B. ELECTION OF DIRECTOR: MATTHEW HOBART Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL D'AMATO Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------------------------------------------------
FLEXION THERAPEUTICS, INC. Agenda Number: 934609821
--------------------------------------------------------------------------------------------------------------------------
Security: 33938J106
Meeting Type: Annual
Meeting Date: 22-Jun-2017
Ticker: FLXN
ISIN: US33938J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HEATH LUKATCH, PH.D. Mgmt For For
PATRICK J. MAHAFFY Mgmt For For
ALAN W. MILINAZZO Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR ITS FISCAL YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------------------------------------------------
FORWARD PHARMA A S Agenda Number: 934592519
--------------------------------------------------------------------------------------------------------------------------
Security: 34986J105
Meeting Type: Annual
Meeting Date: 03-May-2017
Ticker: FWP
ISIN: US34986J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
B PROPOSAL REGARDING PREPARATION AND Mgmt Abstain Against
PRESENTATION OF THE ANNUAL REPORT IN
ENGLISH
C PRESENTATION AND ADOPTION OF THE AUDITED Mgmt Abstain Against
ANNUAL REPORT.
D COVERING OF LOSS ACCORDING TO THE ADOPTED Mgmt Abstain Against
ANNUAL REPORT.
E DISCHARGE OF THE BOARD OF DIRECTORS AND THE Mgmt Abstain Against
MANAGEMENT BOARD.
G APPOINTMENT OF AUDITOR. Mgmt For For
I THE DEPOSITARY MAY GIVE A DISCRETIONARY Mgmt Abstain
PROXY TO A PERSON DESIGNATED BY FORWARD
PHARMA A/S WITH RESPECT TO AGENDA ITEM (F),
ELECTION OF MEMBERS TO THE BOARD OF
DIRECTORS, TO VOTE ON MY/OUR BEHALF. MARK
"FOR" = YES AND "AGAINST" = NO
--------------------------------------------------------------------------------------------------------------------------
HOLOGIC, INC. Agenda Number: 934522423
--------------------------------------------------------------------------------------------------------------------------
Security: 436440101
Meeting Type: Annual
Meeting Date: 08-Mar-2017
Ticker: HOLX
ISIN: US4364401012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTOPHER J. COUGHLIN Mgmt For For
SALLY W. CRAWFORD Mgmt For For
SCOTT T. GARRETT Mgmt For For
LAWRENCE M. LEVY Mgmt For For
STEPHEN P. MACMILLAN Mgmt For For
CHRISTIANA STAMOULIS Mgmt For For
ELAINE S. ULLIAN Mgmt For For
AMY M. WENDELL Mgmt For For
2. A NON-BINDING ADVISORY RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION.
3. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
4. AMENDMENT TO HOLOGIC'S FIFTH AMENDED AND Mgmt For For
RESTATED BYLAWS.
5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2017.
--------------------------------------------------------------------------------------------------------------------------
IMPAX LABORATORIES, INC. Agenda Number: 934575284
--------------------------------------------------------------------------------------------------------------------------
Security: 45256B101
Meeting Type: Annual
Meeting Date: 16-May-2017
Ticker: IPXL
ISIN: US45256B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESLIE Z. BENET, Mgmt For For
PH.D.
1B. ELECTION OF DIRECTOR: RICHARD A. BIERLY Mgmt For For
1C. ELECTION OF DIRECTOR: PAUL M. BISARO Mgmt For For
1D. ELECTION OF DIRECTOR: J. KEVIN BUCHI Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT L. BURR Mgmt For For
1F. ELECTION OF DIRECTOR: ALLEN CHAO, PH.D. Mgmt For For
1G. ELECTION OF DIRECTOR: MARY K. PENDERGAST, Mgmt For For
J.D.
1H. ELECTION OF DIRECTOR: PETER R. TERRERI Mgmt For For
1I. ELECTION OF DIRECTOR: JANET S. VERGIS Mgmt For For
2. TO APPROVE THE A&R OF OUR NON-QUALIFIED Mgmt For For
ESPP ...(DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL)
3. TO APPROVE THE FOURTH A&R OF OUR 2002 Mgmt For For
EQUITY INCENTIVE PLAN ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
4. TO APPROVE, BY NON-BINDING VOTE, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
5. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF NAMED EXECUTIVE OFFICER
COMPENSATION VOTES.
6. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT ..(DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENCE REALTY TRUST, INC. Agenda Number: 934588940
--------------------------------------------------------------------------------------------------------------------------
Security: 45378A106
Meeting Type: Annual
Meeting Date: 16-May-2017
Ticker: IRT
ISIN: US45378A1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SCOTT F. SCHAEFFER Mgmt Against Against
1B. ELECTION OF DIRECTOR: WILLIAM C. DUNKELBERG Mgmt Against Against
1C. ELECTION OF DIRECTOR: ROBERT F. MCCADDEN Mgmt Against Against
1D. ELECTION OF DIRECTOR: MACK D. PRIDGEN III Mgmt Against Against
1E. ELECTION OF DIRECTOR: RICHARD H. ROSS Mgmt Against Against
1F. ELECTION OF DIRECTOR: DEFOREST B. SOARIES, Mgmt Against Against
JR.
2. PROPOSAL TO APPROVE THE SELECTION OF KPMG Mgmt Against Against
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017 FISCAL YEAR.
3. RESOLVED, THAT IRT'S STOCKHOLDERS APPROVE, Mgmt Against Against
ON AN ADVISORY BASIS, THE COMPENSATION OF
THE NAMED EXECUTIVES, AS DISCLOSED IN IRT'S
PROXY STATEMENT FOR THE 2017 ANNUAL MEETING
OF STOCKHOLDERS PURSUANT TO THE
COMPENSATION DISCLOSURE RULES OF THE
SECURITIES AND EXCHANGE COMMISSION, ...(DUE
TO SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
INNOCOLL HOLDINGS PLC Agenda Number: 934466308
--------------------------------------------------------------------------------------------------------------------------
Security: G4783X105
Meeting Type: Annual
Meeting Date: 05-Sep-2016
Ticker: INNL
ISIN: IE00BYZZ0V87
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MR JONATHAN SYMONDS Mgmt For For
1.2 ELECTION OF DIRECTOR: DR SHUMEET BANERJI Mgmt For For
1.3 ELECTION OF DIRECTOR: MR DAVID BRENNAN Mgmt For For
1.4 ELECTION OF DIRECTOR: MR JAMES CULVERWELL Mgmt For For
1.5 ELECTION OF DIRECTOR: MR ROLF SCHMIDT Mgmt For For
1.6 ELECTION OF DIRECTOR: DR JOSEPH WILEY Mgmt For For
1.7 ELECTION OF DIRECTOR: MR ANTHONY ZOOK Mgmt For For
2. TO AUTHORIZE THE DIRECTORS OF THE COMPANY Mgmt For For
TO FIX THE REMUNERATION OF THE AUDITORS.
3. TO AUTHORIZE THE PRICE RANGE AT WHICH THE Mgmt Against Against
COMPANY CAN RE-ALLOT SHARES THAT IT HOLDS
AS TREASURY SHARES.
--------------------------------------------------------------------------------------------------------------------------
INOGEN, INC. Agenda Number: 934558618
--------------------------------------------------------------------------------------------------------------------------
Security: 45780L104
Meeting Type: Annual
Meeting Date: 11-May-2017
Ticker: INGN
ISIN: US45780L1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HEATH LUKATCH PH.D. Mgmt For For
RAYMOND HUGGENBERGER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
3. APPROVAL ON AN ADVISORY BASIS OF OUR Mgmt For For
EXECUTIVE COMPENSATION FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2016.
4. APPROVAL ON AN ADVISORY BASIS OF THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON OUR
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ISHARES TRUST Agenda Number: 934621156
--------------------------------------------------------------------------------------------------------------------------
Security: 464287556
Meeting Type: Special
Meeting Date: 19-Jun-2017
Ticker: IBB
ISIN: US4642875565
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JANE D. CARLIN Mgmt For For
RICHARD L. FAGNANI Mgmt For For
DREW E. LAWTON Mgmt For For
MADHAV V. RAJAN Mgmt For For
MARK WIEDMAN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ISHARES TRUST Agenda Number: 934621156
--------------------------------------------------------------------------------------------------------------------------
Security: 464287655
Meeting Type: Special
Meeting Date: 19-Jun-2017
Ticker: IWM
ISIN: US4642876555
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JANE D. CARLIN Mgmt For For
RICHARD L. FAGNANI Mgmt For For
DREW E. LAWTON Mgmt For For
MADHAV V. RAJAN Mgmt For For
MARK WIEDMAN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 934537284
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY C. BECKERLE Mgmt For For
1B. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1C. ELECTION OF DIRECTOR: IAN E. L. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For
1E. ELECTION OF DIRECTOR: MARK B. MCCLELLAN Mgmt For For
1F. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1I. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt For For
1J. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
2. ADVISORY VOTE ON FREQUENCY OF VOTING TO Mgmt 1 Year For
APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. RE-APPROVAL OF THE MATERIAL TERMS OF Mgmt Against Against
PERFORMANCE GOALS UNDER THE 2012 LONG-TERM
INCENTIVE PLAN
5. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017
6. SHAREHOLDER PROPOSAL - INDEPENDENT BOARD Shr Against For
CHAIRMAN
--------------------------------------------------------------------------------------------------------------------------
K2M GROUP HOLDINGS, INC. Agenda Number: 934601623
--------------------------------------------------------------------------------------------------------------------------
Security: 48273J107
Meeting Type: Annual
Meeting Date: 06-Jun-2017
Ticker: KTWO
ISIN: US48273J1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DANIEL PELAK Mgmt For For
CARLOS A. FERRER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2017.
--------------------------------------------------------------------------------------------------------------------------
LHC GROUP, INC. Agenda Number: 934621841
--------------------------------------------------------------------------------------------------------------------------
Security: 50187A107
Meeting Type: Annual
Meeting Date: 08-Jun-2017
Ticker: LHCG
ISIN: US50187A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEITH G. MYERS Mgmt Withheld Against
C.S. SHACKLETON Mgmt For For
BRENT TURNER Mgmt For For
2. TO ADOPT, ON AN ADVISORY BASIS, A Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
THE NAMED EXECUTIVE OFFICERS.
3. TO RECOMMEND, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF THE STOCKHOLDER ADVISORY VOTE
ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. THE RATIFICATION OF THE SELECTION OF KPMG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
LIFEPOINT HEALTH, INC. Agenda Number: 934603300
--------------------------------------------------------------------------------------------------------------------------
Security: 53219L109
Meeting Type: Annual
Meeting Date: 06-Jun-2017
Ticker: LPNT
ISIN: US53219L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM F. CARPENTER Mgmt For For
III
1B. ELECTION OF DIRECTOR: RICHARD H. EVANS Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL P. HALEY Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
AS PRESENTED IN THE PROXY STATEMENT.
4. ADVISORY VOTE TO APPROVE THE FREQUENCY OF Mgmt 1 Year For
THE ADVISORY VOTE ON THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
5. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt Against Against
OF THE COMPANY'S 2013 LONG-TERM INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
MINERVA NEUROSCIENCES, INC. Agenda Number: 934589687
--------------------------------------------------------------------------------------------------------------------------
Security: 603380106
Meeting Type: Annual
Meeting Date: 01-Jun-2017
Ticker: NERV
ISIN: US6033801068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MARC D. BEER Mgmt For For
DR. DAVID KUPFER Mgmt For For
JAN VAN HEEK Mgmt For For
2 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31,2017.
--------------------------------------------------------------------------------------------------------------------------
MYND ANALYTICS, INC. Agenda Number: 934489407
--------------------------------------------------------------------------------------------------------------------------
Security: 62857N202
Meeting Type: Annual
Meeting Date: 01-Nov-2016
Ticker: MYAN
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBIN L. SMITH, M.D. Mgmt For For
JOHN PAPPAJOHN Mgmt For For
ROBERT J. FOLLMAN Mgmt For For
THOMAS T. TIERNEY Mgmt For For
GEOFFREY E. HARRIS Mgmt For For
MICHAL VOTRUBA Mgmt For For
2. TO AMEND THE COMPANY'S 2012 OMNIBUS Mgmt Against Against
INCENTIVE COMPENSATION PLAN.
3. TO CONSIDER AND PROVIDE AN ADVISORY Mgmt For For
(NON-BINDING) VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN THE PROXY
STATEMENT.
4. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF ANTON & CHIA, LLP AS THE
COMPANY'S INDEPENDENT REGISTERED ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDED SEPTEMBER
30, 2016.
--------------------------------------------------------------------------------------------------------------------------
NEUROCRINE BIOSCIENCES, INC. Agenda Number: 934605809
--------------------------------------------------------------------------------------------------------------------------
Security: 64125C109
Meeting Type: Annual
Meeting Date: 22-May-2017
Ticker: NBIX
ISIN: US64125C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEVIN C. GORMAN, PH.D. Mgmt For For
GARY A. LYONS Mgmt For For
A W SANDROCK JR MD, PHD Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
3. AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
ADVISORY VOTING ON THE COMPENSATION PAID TO
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
2011 EQUITY INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE THEREUNDER FROM 15,500,000 TO
17,000,000.
5. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
NUVASIVE, INC. Agenda Number: 934566273
--------------------------------------------------------------------------------------------------------------------------
Security: 670704105
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: NUVA
ISIN: US6707041058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY T. LUCIER Mgmt For For
1B. ELECTION OF DIRECTOR: LESLIE V. NORWALK Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL D. O'HALLERAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
3. APPROVAL OF A NON-BINDING ADVISORY Mgmt Against Against
RESOLUTION REGARDING THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS FOR
THE FISCAL YEAR ENDED DECEMBER 31, 2016.
4. APPROVAL OF A NON-BINDING ADVISORY VOTE ON Mgmt 1 Year For
THE FREQUENCY OF THE STOCKHOLDERS' ADVISORY
VOTE ON EXECUTIVE COMPENSATION IN THE
FUTURE.
--------------------------------------------------------------------------------------------------------------------------
PACIRA PHARMACEUTICALS, INC. Agenda Number: 934608095
--------------------------------------------------------------------------------------------------------------------------
Security: 695127100
Meeting Type: Annual
Meeting Date: 13-Jun-2017
Ticker: PCRX
ISIN: US6951271005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
YVONNE GREENSTREET Mgmt For For
GARY PACE Mgmt For For
DAVID STACK Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PATHEON N.V. Agenda Number: 934530153
--------------------------------------------------------------------------------------------------------------------------
Security: N6865W105
Meeting Type: Annual
Meeting Date: 07-Mar-2017
Ticker: PTHN
ISIN: NL0011970280
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES C. MULLEN Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHAN B. TANDA Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFREY P. MCMULLEN Mgmt For For
1D. ELECTION OF DIRECTOR: GARY P. PISANO Mgmt For For
1E. ELECTION OF DIRECTOR: CHARLES I. COGUT Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
4. TO APPROVE THE ADOPTION OF THE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2016.
5. TO DISCHARGE THE MEMBERS OF BOARD OF Mgmt For For
DIRECTORS FROM LIABILITY ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
6. TO APPOINT ERNST & YOUNG LLP AS OUR Mgmt For For
INDEPENDENT AUDITOR ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
7. TO RE-AUTHORIZE OUR BOARD OF DIRECTORS TO Mgmt Against Against
ACQUIRE SHARES IN THE COMPANY'S OWN CAPITAL
UNTIL SEPTEMBER 7, 2018.
8. TO RE-AUTHORIZE OUR BOARD OF DIRECTORS TO Mgmt For For
GRANT OR ISSUE (RIGHTS TO ACQUIRE) SHARES
UNTIL MARCH 7, 2022.
9. TO RE-AUTHORIZE OUR BOARD TO LIMIT OR Mgmt For For
EXCLUDE PRE-EMPTIVE RIGHTS ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
10. TO AUTHORIZE THE AMENDMENT OF THE COMPANYS Mgmt For For
2016 OMNIBUS INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
PUMA BIOTECHNOLOGY, INC. Agenda Number: 934613363
--------------------------------------------------------------------------------------------------------------------------
Security: 74587V107
Meeting Type: Annual
Meeting Date: 12-Jun-2017
Ticker: PBYI
ISIN: US74587V1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALAN H. AUERBACH Mgmt For For
JAY M. MOYES Mgmt For For
ADRIAN M. SENDEROWICZ Mgmt For For
TROY E. WILSON Mgmt For For
FRANK E. ZAVRL Mgmt For For
2. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF PUMA BIOTECHNOLOGY, INC. FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
3. APPROVAL OF AN AMENDMENT TO THE PUMA Mgmt Against Against
BIOTECHNOLOGY, INC. 2011 INCENTIVE AWARD
PLAN TO ADD A LIMIT ON COMPENSATION PAYABLE
TO NON-EMPLOYEE DIRECTORS.
4. APPROVAL OF AN AMENDMENT TO THE PUMA Mgmt Against Against
BIOTECHNOLOGY, INC. 2011 INCENTIVE AWARD
PLAN TO INCREASE THE NUMBER OF SHARES OF
COMMON STOCK RESERVED FOR ISSUANCE
THEREUNDER BY 2,000,000 SHARES.
--------------------------------------------------------------------------------------------------------------------------
QUORUM HEALTH CORPORATION Agenda Number: 934601647
--------------------------------------------------------------------------------------------------------------------------
Security: 74909E106
Meeting Type: Annual
Meeting Date: 16-May-2017
Ticker: QHC
ISIN: US74909E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS D. MILLER Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM M. GRACEY Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES T. BREEDLOVE Mgmt For For
1D. ELECTION OF DIRECTOR: ADAM FEINSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: JOSEPH A. HASTINGS, Mgmt For For
D.M.D.
1F. ELECTION OF DIRECTOR: WILLIAM S. HUSSEY Mgmt For For
1G. ELECTION OF DIRECTOR: BARBARA R. PAUL, M.D. Mgmt For For
1H. ELECTION OF DIRECTOR: R. LAWRENCE VAN HORN, Mgmt For For
PH.D.
2. TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS, AS DISCLOSED IN THE
PROXY STATEMENT.
3. TO APPROVE THE FREQUENCY WITH WHICH Mgmt 1 Year For
STOCKHOLDERS ARE PROVIDED AN ADVISORY VOTE
ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. TO APPROVE, FOR THE PURPOSES OF SECTION Mgmt For For
162(M) OF THE INTERNAL REVENUE CODE, OUR
2016 EMPLOYEE PERFORMANCE INCENTIVE PLAN.
5. TO APPROVE, FOR THE PURPOSES OF SECTION Mgmt Against Against
162(M) OF THE INTERNAL REVENUE CODE, OUR
2016 STOCK AWARD PLAN.
6. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM (INDEPENDENT
AUDITORS) FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
SAGE THERAPEUTICS, INC. Agenda Number: 934593319
--------------------------------------------------------------------------------------------------------------------------
Security: 78667J108
Meeting Type: Annual
Meeting Date: 07-Jun-2017
Ticker: SAGE
ISIN: US78667J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL COLA Mgmt For For
1B. ELECTION OF DIRECTOR: JEFFREY M. JONAS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
3. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SEATTLE GENETICS, INC. Agenda Number: 934561122
--------------------------------------------------------------------------------------------------------------------------
Security: 812578102
Meeting Type: Annual
Meeting Date: 19-May-2017
Ticker: SGEN
ISIN: US8125781026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID W. GRYSKA Mgmt For For
JOHN A. ORWIN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
AS DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT.
4. TO INDICATE, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
PREFERRED FREQUENCY OF STOCKHOLDER ADVISORY
VOTES ON THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
STREAMLINE HEALTH SOLUTIONS, INC. Agenda Number: 934623023
--------------------------------------------------------------------------------------------------------------------------
Security: 86323X106
Meeting Type: Annual
Meeting Date: 01-Jun-2017
Ticker: STRM
ISIN: US86323X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL K. KAPLAN Mgmt For For
ALLEN S. MOSELEY Mgmt For For
JONATHAN R. PHILLIPS Mgmt For For
DAVID W. SIDES Mgmt For For
JUDITH E. STARKEY Mgmt For For
MICHAEL G. VALENTINE Mgmt For For
2. NON-BINDING ADVISORY VOTE ON THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS ("SAY-ON-PAY").
3. VOTE TO APPROVE THE STREAMLINE HEALTH Mgmt For For
SOLUTIONS, INC. SECOND AMENDED AND RESTATED
2013 STOCK INCENTIVE PLAN.
4. VOTE TO RATIFY THE APPOINTMENT OF RSM US Mgmt For For
LLP TO SERVE AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2017.
--------------------------------------------------------------------------------------------------------------------------
SURGERY PARTNERS INC. Agenda Number: 934600227
--------------------------------------------------------------------------------------------------------------------------
Security: 86881A100
Meeting Type: Annual
Meeting Date: 02-May-2017
Ticker: SGRY
ISIN: US86881A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MATTHEW I. LOZOW Mgmt For For
BRENT TURNER Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION PAID BY THE COMPANY TO ITS
NAMED EXECUTIVE OFFICERS.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON THE
COMPENSATION PAID BY THE COMPANY TO ITS
NAMED EXECUTIVE OFFICERS.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG, LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2017.
--------------------------------------------------------------------------------------------------------------------------
TENET HEALTHCARE CORPORATION Agenda Number: 934552440
--------------------------------------------------------------------------------------------------------------------------
Security: 88033G407
Meeting Type: Annual
Meeting Date: 04-May-2017
Ticker: THC
ISIN: US88033G4073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN P. BYRNES Mgmt For For
1B. ELECTION OF DIRECTOR: TREVOR FETTER Mgmt For For
1C. ELECTION OF DIRECTOR: BRENDA J. GAINES Mgmt For For
1D. ELECTION OF DIRECTOR: KAREN M. GARRISON Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For
1F. ELECTION OF DIRECTOR: J. ROBERT KERREY Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD R. PETTINGILL Mgmt For For
1H. ELECTION OF DIRECTOR: MATTHEW J. RIPPERGER Mgmt For For
1I. ELECTION OF DIRECTOR: RONALD A. RITTENMEYER Mgmt For For
1J. ELECTION OF DIRECTOR: TAMMY ROMO Mgmt For For
1K. ELECTION OF DIRECTOR: RANDOLPH C. SIMPSON Mgmt For For
1L. ELECTION OF DIRECTOR: PETER M. WILVER Mgmt For For
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPANY'S EXECUTIVE COMPENSATION.
3. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt 1 Year For
THE OPTION OF EVERY "1 YEAR", "2 YEARS" OR
"3 YEARS" FOR FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
4. PROPOSAL TO APPROVE THE MATERIAL TERMS OF Mgmt For For
THE PERFORMANCE GOALS UNDER THE THIRD
AMENDED TENET HEALTHCARE CORPORATION ANNUAL
INCENTIVE PLAN.
5. PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
TESARO INC Agenda Number: 934582001
--------------------------------------------------------------------------------------------------------------------------
Security: 881569107
Meeting Type: Annual
Meeting Date: 11-May-2017
Ticker: TSRO
ISIN: US8815691071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEON O. MOULDER, JR. Mgmt For For
MARY LYNNE HEDLEY, PH.D Mgmt For For
DAVID M. MOTT Mgmt For For
LAWRENCE M. ALLEVA Mgmt For For
JAMES O. ARMITAGE, M.D. Mgmt For For
EARL M. COLLIER, JR. Mgmt For For
GARRY A. NICHOLSON Mgmt For For
ARNOLD L. ORONSKY. PH.D Mgmt For For
KAVITA PATEL, M.D. Mgmt For For
BETH SEIDENBERG, M.D. Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 934600013
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 05-Jun-2017
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM C. BALLARD, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: RICHARD T. BURKE Mgmt For For
1C. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Mgmt For For
1E. ELECTION OF DIRECTOR: MICHELE J. HOOPER Mgmt For For
1F. ELECTION OF DIRECTOR: RODGER A. LAWSON Mgmt For For
1G. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
1H. ELECTION OF DIRECTOR: KENNETH I. SHINE, Mgmt For For
M.D.
1I. ELECTION OF DIRECTOR: GAIL R. WILENSKY, Mgmt For For
PH.D.
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. ADVISORY APPROVAL OF THE FREQUENCY OF Mgmt 1 Year For
HOLDING FUTURE SAY-ON-PAY VOTES.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2017.
5. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr Against For
PROXY STATEMENT REQUESTING ADDITIONAL
LOBBYING DISCLOSURE, IF PROPERLY PRESENTED
AT THE 2017 ANNUAL MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
WEBSTER FINANCIAL CORPORATION Agenda Number: 934544087
--------------------------------------------------------------------------------------------------------------------------
Security: 947890109
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: WBS
ISIN: US9478901096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM L. ATWELL Mgmt For For
1B. ELECTION OF DIRECTOR: JOEL S. BECKER Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN J. CRAWFORD Mgmt For For
1D. ELECTION OF DIRECTOR: ELIZABETH E. FLYNN Mgmt For For
1E. ELECTION OF DIRECTOR: LAURENCE C. MORSE Mgmt For For
1F. ELECTION OF DIRECTOR: KAREN R. OSAR Mgmt For For
1G. ELECTION OF DIRECTOR: MARK PETTIE Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES W. SHIVERY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES C. SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: LAUREN C. STATES Mgmt For For
2. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS OF THE COMPANY (PROPOSAL
2).
3. TO RATIFY THE APPOINTMENT BY THE BOARD OF Mgmt For For
DIRECTORS OF KPMG ...(DUE TO SPACE LIMITS,
SEE PROXY STATEMENT FOR FULL PROPOSAL).
4. TO VOTE, ON A NON-BINDING, ADVISORY BASIS, Mgmt 1 Year For
ON THE FREQUENCY OF VOTING ON THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF THE COMPANY (PROPOSAL 4).
--------------------------------------------------------------------------------------------------------------------------
WRIGHT MEDICAL GROUP N V Agenda Number: 934625344
--------------------------------------------------------------------------------------------------------------------------
Security: N96617118
Meeting Type: Annual
Meeting Date: 23-Jun-2017
Ticker: WMGI
ISIN: NL0011327523
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. APPOINTMENT OF ROBERT J. PALMISANO FOR Mgmt For For
EXECUTIVE DIRECTOR. MARK "FOR" TO APPOINT
PALMISANO.
1B. APPOINTMENT OF DAVID D. STEVENS FOR Mgmt For For
NON-EXECUTIVE DIRECTOR. MARK "FOR" TO
APPOINT STEVENS.
1C. APPOINTMENT OF GARY D. BLACKFORD FOR Mgmt For For
NON-EXECUTIVE DIRECTOR. MARK "FOR" TO
APPOINT BLACKFORD.
1D. APPOINTMENT OF JOHN L. MICLOT FOR Mgmt For For
NON-EXECUTIVE DIRECTOR. MARK "FOR" TO
APPOINT MICLOT.
1E. APPOINTMENT OF KEVIN C. O'BOYLE FOR Mgmt For For
NON-EXECUTIVE DIRECTOR. MARK "FOR" TO
APPOINT O'BOYLE.
1F. APPOINTMENT OF AMY S. PAUL FOR Mgmt For For
NON-EXECUTIVE DIRECTOR. MARK "FOR" TO
APPOINT PAUL.
1G. APPOINTMENT OF RICHARD F. WALLMAN FOR Mgmt For For
NON-EXECUTIVE DIRECTOR. MARK "FOR" TO
APPOINT WALLMAN.
1H. APPOINTMENT OF ELIZABETH H. WEATHERMAN FOR Mgmt For For
NON-EXECUTIVE DIRECTOR. MARK "FOR" TO
APPOINT WEATHERMAN.
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
3. APPOINTMENT OF KPMG N.V. AS THE AUDITOR FOR Mgmt For For
OUR DUTCH STATUTORY ANNUAL ACCOUNTS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
4. ADOPTION OF OUR DUTCH STATUTORY ANNUAL Mgmt For For
ACCOUNTS FOR THE FISCAL YEAR ENDED DECEMBER
25, 2016.
5. RELEASE OF EACH MEMBER OF OUR BOARD OF Mgmt For For
DIRECTORS FROM LIABILITY WITH RESPECT TO
THE EXERCISE OF HIS OR HER DUTIES DURING
THE FISCAL YEAR ENDED DECEMBER 25, 2016.
6. EXTENSION OF THE AUTHORITY OF OUR BOARD OF Mgmt For For
DIRECTORS TO REPURCHASE UP TO 10% OF OUR
ISSUED SHARE CAPITAL (INCLUDING DEPOSITARY
RECEIPTS ISSUED FOR OUR SHARES) UNTIL
DECEMBER 23, 2018 ON THE OPEN MARKET,
THROUGH PRIVATELY NEGOTIATED TRANSACTIONS
OR IN ONE OR MORE SELF-TENDER OFFERS FOR A
PRICE PER SHARE (OR DEPOSITARY RECEIPT) NOT
LESS THAN THE NOMINAL VALUE OF A SHARE AND
NOT HIGHER THAN 110% OF THE MARKET PRICE OF
A SHARE (OR DEPOSITARY RECEIPT) AT THE TIME
OF THE TRANSACTION.
7. APPROVAL OF THE WRIGHT MEDICAL GROUP N.V. Mgmt For For
2017 EQUITY AND INCENTIVE PLAN.
8. APPROVAL, ON AN ADVISORY BASIS, OF OUR Mgmt For For
EXECUTIVE COMPENSATION.
9. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
WRIGHT MEDICAL GROUP N V Agenda Number: 934643188
--------------------------------------------------------------------------------------------------------------------------
Security: N96617118
Meeting Type: Annual
Meeting Date: 23-Jun-2017
Ticker: WMGI
ISIN: NL0011327523
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. APPOINTMENT OF ROBERT J. PALMISANO FOR Mgmt For For
EXECUTIVE DIRECTOR. MARK "FOR" TO APPOINT
PALMISANO.
1B. APPOINTMENT OF DAVID D. STEVENS FOR Mgmt For For
NON-EXECUTIVE DIRECTOR. MARK "FOR" TO
APPOINT STEVENS.
1C. APPOINTMENT OF GARY D. BLACKFORD FOR Mgmt For For
NON-EXECUTIVE DIRECTOR. MARK "FOR" TO
APPOINT BLACKFORD.
1D. APPOINTMENT OF JOHN L. MICLOT FOR Mgmt For For
NON-EXECUTIVE DIRECTOR. MARK "FOR" TO
APPOINT MICLOT.
1E. APPOINTMENT OF KEVIN C. O'BOYLE FOR Mgmt For For
NON-EXECUTIVE DIRECTOR. MARK "FOR" TO
APPOINT O'BOYLE.
1F. APPOINTMENT OF AMY S. PAUL FOR Mgmt For For
NON-EXECUTIVE DIRECTOR. MARK "FOR" TO
APPOINT PAUL.
1G. APPOINTMENT OF RICHARD F. WALLMAN FOR Mgmt For For
NON-EXECUTIVE DIRECTOR. MARK "FOR" TO
APPOINT WALLMAN.
1H. APPOINTMENT OF ELIZABETH H. WEATHERMAN FOR Mgmt For For
NON-EXECUTIVE DIRECTOR. MARK "FOR" TO
APPOINT WEATHERMAN.
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
3. APPOINTMENT OF KPMG N.V. AS THE AUDITOR FOR Mgmt For For
OUR DUTCH STATUTORY ANNUAL ACCOUNTS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
4. ADOPTION OF OUR DUTCH STATUTORY ANNUAL Mgmt For For
ACCOUNTS FOR THE FISCAL YEAR ENDED DECEMBER
25, 2016.
5. RELEASE OF EACH MEMBER OF OUR BOARD OF Mgmt For For
DIRECTORS FROM LIABILITY WITH RESPECT TO
THE EXERCISE OF HIS OR HER DUTIES DURING
THE FISCAL YEAR ENDED DECEMBER 25, 2016.
6. EXTENSION OF THE AUTHORITY OF OUR BOARD OF Mgmt For For
DIRECTORS TO REPURCHASE UP TO 10% OF OUR
ISSUED SHARE CAPITAL (INCLUDING DEPOSITARY
RECEIPTS ISSUED FOR OUR SHARES) UNTIL
DECEMBER 23, 2018 ON THE OPEN MARKET,
THROUGH PRIVATELY NEGOTIATED TRANSACTIONS
OR IN ONE OR MORE SELF-TENDER OFFERS FOR A
PRICE PER SHARE (OR DEPOSITARY RECEIPT) NOT
LESS THAN THE NOMINAL VALUE OF A SHARE AND
NOT HIGHER THAN 110% OF THE MARKET PRICE OF
A SHARE (OR DEPOSITARY RECEIPT) AT THE TIME
OF THE TRANSACTION.
7. APPROVAL OF THE WRIGHT MEDICAL GROUP N.V. Mgmt For For
2017 EQUITY AND INCENTIVE PLAN.
8. APPROVAL, ON AN ADVISORY BASIS, OF OUR Mgmt For For
EXECUTIVE COMPENSATION.
9. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
Highland Merger Arbitrage Fund
--------------------------------------------------------------------------------------------------------------------------
ACCURIDE CORPORATION Agenda Number: 934492404
--------------------------------------------------------------------------------------------------------------------------
Security: 00439T206
Meeting Type: Special
Meeting Date: 15-Nov-2016
Ticker: ACW
ISIN: US00439T2069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF SEPTEMBER 2, 2016, (AS
IT MAY BE AMENDED FROM TIME TO TIME, THE
"MERGER AGREEMENT"), BY AND AMONG ACCURIDE
CORPORATION, A DELAWARE CORPORATION, ARMOR
PARENT CORP., A DELAWARE CORPORATION, AND
ARMOR MERGER SUB CORP., A DELAWARE
CORPORATION AND A WHOLLY OWNED SUBSIDIARY
OF ARMOR PARENT CORP.
2. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING TO A LATER DATE OR DATES IF
NECESSARY TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE INSUFFICIENT VOTES TO ADOPT THE
MERGER AGREEMENT AT THE TIME OF THE SPECIAL
MEETING.
3. PROPOSAL TO APPROVE, ON A NON-BINDING, Mgmt Against Against
ADVISORY BASIS, CERTAIN COMPENSATION THAT
WILL OR MAY BECOME PAYABLE TO ACCURIDE
CORPORATION'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE TRANSACTIONS
CONTEMPLATED BY THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
ACTELION LTD., ALLSCHWIL Agenda Number: 707844014
--------------------------------------------------------------------------------------------------------------------------
Security: H0032X135
Meeting Type: AGM
Meeting Date: 05-Apr-2017
Ticker:
ISIN: CH0010532478
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF ANNUAL REPORT 2016, Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS 2016,
STATUTORY FINANCIAL STATEMENTS 2016
1.2 CONSULTATIVE VOTE ON THE COMPENSATION Mgmt For For
REPORT 2016
2 APPROPRIATION OF AVAILABLE EARNINGS Mgmt For For
3 DISCHARGE OF THE BOARD OF DIRECTORS AND OF Mgmt For For
THE EXECUTIVE MANAGEMENT
4.1.1 RE-ELECTION OF JEAN-PIERRE GARNIER AS A Mgmt For For
BOARD OF DIRECTOR
4.1.2 RE-ELECTION OF JEAN-PAUL CLOZEL AS A BOARD Mgmt For For
OF DIRECTOR
4.1.3 RE-ELECTION OF JUHANI ANTTILA AS A BOARD OF Mgmt For For
DIRECTOR
4.1.4 RE-ELECTION OF ROBERT J. BERTOLINI AS A Mgmt For For
BOARD OF DIRECTOR
4.1.5 RE-ELECTION OF JOHN J. GREISCH AS A BOARD Mgmt For For
OF DIRECTOR
4.1.6 RE-ELECTION OF PETER GRUSS AS A BOARD OF Mgmt For For
DIRECTOR
4.1.7 RE-ELECTION OF MICHAEL JACOBI AS A BOARD OF Mgmt For For
DIRECTOR
4.1.8 RE-ELECTION OF JEAN MALO AS A BOARD OF Mgmt For For
DIRECTOR
4.1.9 RE-ELECTION OF DAVID STOUT AS A BOARD OF Mgmt For For
DIRECTOR
4.110 RE-ELECTION OF HERNA VERHAGEN AS A BOARD OF Mgmt For For
DIRECTOR
4.2 RE-ELECTION OF THE CHAIRPERSON OF THE BOARD Mgmt For For
OF DIRECTORS: JEAN-PIERRE GARNIER
4.3.1 RE-ELECTION OF HERNA VERHAGEN AS A MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE
4.3.2 RE-ELECTION OF JEAN-PIERRE GARNIER AS A Mgmt For For
MEMBER OF THE COMPENSATION COMMITTEE
4.3.3 RE-ELECTION OF JOHN J. GREISCH AS A MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE
5.1.1 ELECTION OF LUDO OOMS AS A NEW BOARD MEMBER Mgmt For For
5.1.2 ELECTION OF CLAUDIO CESCATO AS A NEW BOARD Mgmt For For
MEMBER
5.1.3 ELECTION OF ANDREA OSTINELLI AS A NEW BOARD Mgmt For For
MEMBER
5.1.4 ELECTION OF PASCAL HOORN AS A NEW BOARD Mgmt For For
MEMBER
5.1.5 ELECTION OF JULIAN BERTSCHINGER AS A NEW Mgmt For For
BOARD MEMBER
5.2 ELECTION OF THE CHAIRPERSON OF THE NEW Mgmt For For
BOARD OF DIRECTORS: LUDO OOMS
5.3.1 ELECTION OF CLAUDIO CESCATO AS A NEW MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE
5.3.2 ELECTION OF ANDREA OSTINELLI AS A NEW Mgmt For For
MEMBER OF THE COMPENSATION COMMITTEE
5.3.3 ELECTION OF PASCAL HOORN AS A NEW MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
6 DISTRIBUTION OF ALL SHARES IN IDORSIA LTD Mgmt For For
TO THE SHAREHOLDERS OF ACTELION BY WAY OF A
DIVIDEND IN KIND FOR THE PURPOSE OF
IMPLEMENTING THE DEMERGER
7 RE-ELECTION OF THE INDEPENDENT PROXY: BDO Mgmt For For
AG, AARAU
8 RE-ELECTION OF THE STATUTORY AUDITORS: Mgmt For For
ERNST & YOUNG AG, BASEL
9 REDUCTION OF SHARE CAPITAL BY CANCELATION Mgmt For For
OF REPURCHASED SHARES OF ACTELION LTD
10 IN THE EVENT OF A NEW OR MODIFIED PROPOSAL Mgmt Against Against
BY A SHAREHOLDER OR THE BOARD OF DIRECTORS
DURING THE ANNUAL GENERAL MEETING, I
INSTRUCT THE INDEPENDENT PROXY TO VOTE
ACCORDING TO THE FOLLOWING INSTRUCTION
(FOR=VOTE FOR THE PROPOSAL, AGAINST=AGAINST
ALL PROPOSALS, ABSTAIN=VOTE FOR THE
PROPOSAL OF THE BOARD OF DIRECTORS)
CMMT PLEASE NOTE THAT THERE IS A TENDER IN Non-Voting
PROCESS WHICH MIGHT AFFECT YOUR VOTING AT
THE ACTELION AGM (MEETINGS UNDER ISINS
CH0010532478 (UNTENDERED SHARES) AND
CH0355794022 (TENDERED SHARES)). PLEASE BE
AWARE THAT SHAREHOLDERS ARE ELIGIBLE TO
VOTE UNDER BOTH ISINS, UNTENDERED AND
TENDERED SHARES. HOWEVER, PLEASE ALSO NOTE
THAT YOU MAY HAVE TO RE-SUBMIT YOUR VOTE
INSTRUCTIONS IF YOU TENDER AFTER YOUR
INITIAL VOTE SUBMISSION AND YOUR SHARES
HAVE SUCCESSFULLY BEEN RE-BOOKED INTO THE
TENDERED LINE (ISIN CH0355794022).THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
ALLIED WORLD ASSURANCE COMPANY HLDGS, AG Agenda Number: 934534214
--------------------------------------------------------------------------------------------------------------------------
Security: H01531104
Meeting Type: Special
Meeting Date: 22-Mar-2017
Ticker: AWH
ISIN: CH0121032772
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO AMEND THE ARTICLES OF ASSOCIATION TO Mgmt For For
REMOVE THE LIMITATION ON THE VOTING RIGHTS
OF A HOLDER OF 10% OR MORE OF THE COMPANY'S
COMMON SHARES.
2. TO APPROVE THE PAYMENT OF A $5.00 SPECIAL Mgmt For For
DIVIDEND AND FORGO THE $0.26 QUARTERLY
DIVIDEND.
3. ANY NEW PROPOSALS (IF NO INSTRUCTION OR AN Mgmt For For
UNCLEAR INSTRUCTION IS GIVEN, YOUR VOTE
WILL BE IN ACCORDANCE WITH THE
RECOMMENDATION OF THE BOARD OF DIRECTORS).
--------------------------------------------------------------------------------------------------------------------------
ALLIED WORLD ASSURANCE COMPANY HLDGS, AG Agenda Number: 934641172
--------------------------------------------------------------------------------------------------------------------------
Security: H01531104
Meeting Type: Annual
Meeting Date: 21-Jun-2017
Ticker: AWH
ISIN: CH0121032772
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
2018 ANNUAL MEETING: BARBARA T. ALEXANDER
1B. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
2018 ANNUAL MEETING: SCOTT A. CARMILANI
1C. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt Against Against
2018 ANNUAL MEETING: BART FRIEDMAN
1D. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
2018 ANNUAL MEETING: PATRICIA L. GUINN
1E. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
2018 ANNUAL MEETING: FIONA E. LUCK
1F. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
2018 ANNUAL MEETING: PATRICK DE
SAINT-AIGNAN
1G. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
2018 ANNUAL MEETING: ERIC S. SCHWARTZ
1H. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
2018 ANNUAL MEETING: SAMUEL J. WEINHOFF
2. TO ELECT SCOTT A. CARMILANI AS THE CHAIRMAN Mgmt For For
OF THE BOARD OF DIRECTORS TO SERVE UNTIL
THE COMPANY'S ANNUAL SHAREHOLDER MEETING IN
2018.
3A. ELECTION OF MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE TO SERVE UNTIL THE 2018 ANNUAL
MEETING: BARBARA T. ALEXANDER
3B. ELECTION OF MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE TO SERVE UNTIL THE 2018 ANNUAL
MEETING: BART FRIEDMAN
3C. ELECTION OF MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE TO SERVE UNTIL THE 2018 ANNUAL
MEETING: FIONA E. LUCK
3D. ELECTION OF MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE TO SERVE UNTIL THE 2018 ANNUAL
MEETING: PATRICK DE SAINT-AIGNAN
3E. ELECTION OF MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE TO SERVE UNTIL THE 2018 ANNUAL
MEETING: ERIC S. SCHWARTZ
3F. ELECTION OF MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE TO SERVE UNTIL THE 2018 ANNUAL
MEETING: SAMUEL J. WEINHOFF
4. TO ELECT BUIS BUERGI AG AS THE INDEPENDENT Mgmt For For
PROXY TO SERVE UNTIL THE CONCLUSION OF THE
COMPANY'S ANNUAL SHAREHOLDER MEETING IN
2018.
5. ADVISORY VOTE ON 2016 NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION, AS REQUIRED UNDER
U.S. SECURITIES LAWS.
6. ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 1 Year For
SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION,
AS REQUIRED UNDER U.S. SECURITIES LAWS.
7. TO APPROVE THE COMPANY'S ANNUAL REPORT AND Mgmt For For
ITS CONSOLIDATED FINANCIAL STATEMENTS AND
STATUTORY FINANCIAL STATEMENTS FOR THE YEAR
ENDED DECEMBER 31, 2016.
8. TO APPROVE THE COMPANY'S RETENTION OF Mgmt For For
DISPOSABLE PROFITS.
9. TO ELECT DELOITTE & TOUCHE LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT AUDITOR AND DELOITTE
AG AS THE COMPANY'S STATUTORY AUDITOR TO
SERVE UNTIL THE COMPANY'S ANNUAL
SHAREHOLDER MEETING IN 2018.
10. TO ELECT PRICEWATERHOUSECOOPERS AG AS THE Mgmt For For
COMPANY'S SPECIAL AUDITOR TO SERVE UNTIL
THE COMPANY'S ANNUAL SHAREHOLDER MEETING IN
2018.
11. TO APPROVE A DISCHARGE OF THE COMPANY'S Mgmt For For
BOARD OF DIRECTORS AND EXECUTIVE OFFICERS
FROM LIABILITIES FOR THEIR ACTIONS DURING
THE YEAR ENDED DECEMBER 31, 2016.
12. ANY NEW PROPOSALS: (IF NO INSTRUCTION OR AN Mgmt Against Against
UNCLEAR INSTRUCTION IS GIVEN, YOUR VOTE
WILL BE IN ACCORDANCE WITH THE
RECOMMENDATION OF THE BOARD OF DIRECTORS).
--------------------------------------------------------------------------------------------------------------------------
AMERICAN CAPITAL, LTD. Agenda Number: 934495246
--------------------------------------------------------------------------------------------------------------------------
Security: 02503Y103
Meeting Type: Annual
Meeting Date: 15-Dec-2016
Ticker: ACAS
ISIN: US02503Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF THE MERGER AGREEMENT. Mgmt For For
2. APPROVAL, ON AN ADVISORY, NON-BINDING Mgmt Against Against
BASIS, OF THE PAYMENT OF CERTAIN
COMPENSATION THAT WILL OR MAY BECOME
PAYABLE TO AMERICAN CAPITAL'S NAMED
EXECUTIVE OFFICERS PURSUANT TO THEIR
EMPLOYMENT AND OTHER ARRANGEMENTS WITH
AMERICAN CAPITAL AND THE MERGER AGREEMENT,
IN CONNECTION WITH THE COMPLETION OF THE
MERGERS AND OTHER TRANSACTIONS AS
CONTEMPLATED THEREIN.
3. APPROVAL OF ANY ADJOURNMENTS OF THE Mgmt For For
AMERICAN CAPITAL ANNUAL MEETING FOR THE
PURPOSE OF SOLICITING ADDITIONAL PROXIES IF
THERE ARE NOT SUFFICIENT VOTES AT THE TIME
OF THE MEETING TO ADOPT THE MERGER
AGREEMENT.
4A. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
EARLIER OF THE EXPIRATION OF A ONE-YEAR
TERM AND THE COMPLETION OF THE
TRANSACTIONS: MARY C. BASKIN
4B. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
EARLIER OF THE EXPIRATION OF A ONE-YEAR
TERM AND THE COMPLETION OF THE
TRANSACTIONS: NEIL M. HAHL
4C. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
EARLIER OF THE EXPIRATION OF A ONE-YEAR
TERM AND THE COMPLETION OF THE
TRANSACTIONS: PHILIP R. HARPER
4D. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
EARLIER OF THE EXPIRATION OF A ONE-YEAR
TERM AND THE COMPLETION OF THE
TRANSACTIONS: STAN LUNDINE
4E. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
EARLIER OF THE EXPIRATION OF A ONE-YEAR
TERM AND THE COMPLETION OF THE
TRANSACTIONS: KRISTEN L. MANOS
4F. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
EARLIER OF THE EXPIRATION OF A ONE-YEAR
TERM AND THE COMPLETION OF THE
TRANSACTIONS: SUSAN K. NESTEGARD
4G. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
EARLIER OF THE EXPIRATION OF A ONE-YEAR
TERM AND THE COMPLETION OF THE
TRANSACTIONS: KENNETH D. PETERSON, JR.
4H. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
EARLIER OF THE EXPIRATION OF A ONE-YEAR
TERM AND THE COMPLETION OF THE
TRANSACTIONS: ALVIN N. PURYEAR
4I. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
EARLIER OF THE EXPIRATION OF A ONE-YEAR
TERM AND THE COMPLETION OF THE
TRANSACTIONS: MALON WILKUS
4J. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
EARLIER OF THE EXPIRATION OF A ONE-YEAR
TERM AND THE COMPLETION OF THE
TRANSACTIONS: DAVID G. RICHARDS
5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP TO SERVE AS AMERICAN CAPITAL'S
INDEPENDENT PUBLIC ACCOUNTANT FOR THE YEAR
ENDING DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
ASG GROUP LTD Agenda Number: 707558536
--------------------------------------------------------------------------------------------------------------------------
Security: Q0564P112
Meeting Type: AGM
Meeting Date: 30-Nov-2016
Ticker:
ISIN: AU000000ASZ2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 1 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2 RE-ELECTION OF DIRECTOR: MR GRANT PESTELL Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
ASG GROUP LTD Agenda Number: 707581408
--------------------------------------------------------------------------------------------------------------------------
Security: Q0564P112
Meeting Type: SCH
Meeting Date: 08-Dec-2016
Ticker:
ISIN: AU000000ASZ2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT, PURSUANT TO AND IN ACCORDANCE WITH Mgmt For For
THE PROVISIONS OF SECTION 411 OF THE
CORPORATIONS ACT 2001 (CTH): (A) THE
ARRANGEMENT PROPOSED BETWEEN ASG GROUP
LIMITED AND THE HOLDERS OF ITS ORDINARY
SHARES, AS CONTAINED IN AND MORE
PARTICULARLY DESCRIBED IN THE SCHEME
BOOKLET ACCOMPANYING THE NOTICE CONVENING
THIS MEETING, IS APPROVED; AND (B) THE
DIRECTORS OF ASG GROUP LIMITED ARE
AUTHORISED TO AGREE TO SUCH ALTERATIONS OR
CONDITIONS AS ARE THOUGHT FIT BY THE COURT
AND, SUBJECT TO APPROVAL OF THE SCHEME BY
THE COURT, THE INDEPENDENT BOARD COMMITTEE
OF ASG GROUP LIMITED IS AUTHORISED TO
IMPLEMENT THE SCHEME WITH ANY SUCH
MODIFICATIONS OR CONDITIONS
--------------------------------------------------------------------------------------------------------------------------
AVG TECHNOLOGIES NV Agenda Number: 934467590
--------------------------------------------------------------------------------------------------------------------------
Security: N07831105
Meeting Type: Special
Meeting Date: 23-Aug-2016
Ticker: AVG
ISIN: NL0010060661
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3. FULL AND FINAL RELEASE FROM LIABILITY OF Mgmt For For
ALL OF THE MEMBERS OF THE SUPERVISORY BOARD
(SEE EGM MATERIALS FOR FULL PROPOSAL)
4.1 APPOINTMENT OF THE SUPERVISORY BOARD Mgmt For For
MEMBER: RENE BIENZ
4.2 APPOINTMENT OF THE SUPERVISORY BOARD Mgmt For For
MEMBER: GAGANDEEP SINGH
4.3 APPOINTMENT OF THE SUPERVISORY BOARD Mgmt For For
MEMBER: GLENN TAYLOR
5. FULL AND FINAL RELEASE OF LIABILITY OF ALL Mgmt For For
OF THE MEMBERS OF THE MANAGEMENT BOARD (SEE
EGM MATERIALS FOR FULL PROPOSAL)
6.1 APPOINTMENT OF THE MANAGEMENT BOARD MEMBER: Mgmt For For
ALAN RASSABY
6.2 APPOINTMENT OF THE MANAGEMENT BOARD MEMBER: Mgmt For For
STEFAN BOERMANS
6.3 APPOINTMENT OF THE MANAGEMENT BOARD MEMBER: Mgmt For For
DICK HAARSMA
7.1 CONVERSION (CHANGE OF LEGAL FORM) OF AVG Mgmt For For
INTO A PRIVATE LIMITED ...(DUE TO SPACE
LIMITS, SEE EGM MATERIALS FOR FULL
PROPOSAL)
7.2 AMENDMENT OF THE ARTICLES OF ASSOCIATION IN Mgmt For For
ACCORDANCE WITH AOA PROPOSAL II
8.1 APPROVAL OF THE SALE OF SUBSTANTIALLY ALL Mgmt For For
ASSETS, INCLUDING TAX ...(DUE TO SPACE
LIMITS, SEE EGM MATERIALS FOR FULL
PROPOSAL)
8.2 (A) DISSOLUTION (ONTBINDING) OF AVG IN Mgmt For For
ACCORDANCE WITH ARTICLE ...(DUE TO SPACE
LIMITS, SEE EGM MATERIALS FOR FULL
PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
AXIALL CORPORATION Agenda Number: 934466372
--------------------------------------------------------------------------------------------------------------------------
Security: 05463D100
Meeting Type: Special
Meeting Date: 30-Aug-2016
Ticker: AXLL
ISIN: US05463D1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED JUNE 10, 2016 (THE "MERGER
AGREEMENT"), BY AND AMONG AXIALL
CORPORATION, WESTLAKE CHEMICAL CORPORATION
AND LAGOON MERGER SUB, INC., AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT (TEXT
TRUNCATED DUE TO SPACE LIMITS).
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION THAT MAY BE PAID OR
MAY BECOME PAYABLE TO AXIALL'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH, OR
FOLLOWING, THE CONSUMMATION OF THE MERGER.
3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY AND SUBJECT TO THE
TERMS OF THE MERGER AGREEMENT, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
BLUE NILE, INC. Agenda Number: 934518688
--------------------------------------------------------------------------------------------------------------------------
Security: 09578R103
Meeting Type: Special
Meeting Date: 02-Feb-2017
Ticker: NILE
ISIN: US09578R1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER Mgmt For For
DATED AS OF NOVEMBER 6, 2016, BY AND AMONG
BLUE NILE, INC., BC CYAN PARENT INC. AND BC
CYAN ACQUISITION INC., AS IT MAY BE
AMENDED, SUPPLEMENTED, OR MODIFIED FROM
TIME TO TIME (THE "MERGER AGREEMENT").
2. TO APPROVE THE PROPOSAL TO POSTPONE OR Mgmt For For
ADJOURN THE COMPANY STOCKHOLDER MEETING TO
A LATER DATE OR DATES, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES TO ADOPT
THE MERGER AGREEMENT AT THE TIME OF THE
COMPANY STOCKHOLDER MEETING.
3. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
CERTAIN COMPENSATION THAT WILL OR MAY
BECOME PAYABLE BY BLUE NILE, INC. TO ITS
NAMED EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGER (AS SUCH TERM IS DEFINED IN THE
MERGER AGREEMENT).
--------------------------------------------------------------------------------------------------------------------------
BROCADE COMMUNICATIONS SYSTEMS, INC. Agenda Number: 934518082
--------------------------------------------------------------------------------------------------------------------------
Security: 111621306
Meeting Type: Special
Meeting Date: 26-Jan-2017
Ticker: BRCD
ISIN: US1116213067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF NOVEMBER 2, 2016, AS IT MAY BE
AMENDED OR ASSIGNED FROM TIME TO TIME, BY
AND AMONG BROCADE COMMUNICATIONS SYSTEMS,
INC. ("BROCADE"), BROADCOM LIMITED,
BROADCOM CORPORATION AND BOBCAT MERGER SUB,
INC. (AS ASSIGNED BY BROADCOM CORPORATION
TO LSI CORPORATION, THE "MERGER
AGREEMENT").
2. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE PROPOSAL TO
ADOPT THE MERGER AGREEMENT.
3. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, SPECIFIED COMPENSATION THAT WILL OR
MAY BECOME PAYABLE TO THE NAMED EXECUTIVE
OFFICERS OF BROCADE IN CONNECTION WITH THE
MERGER.
--------------------------------------------------------------------------------------------------------------------------
BROCADE COMMUNICATIONS SYSTEMS, INC. Agenda Number: 934532765
--------------------------------------------------------------------------------------------------------------------------
Security: 111621306
Meeting Type: Annual
Meeting Date: 11-Apr-2017
Ticker: BRCD
ISIN: US1116213067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JUDY BRUNER Mgmt For For
1B. ELECTION OF DIRECTOR: LLOYD A. CARNEY Mgmt For For
1C. ELECTION OF DIRECTOR: RENATO A. DIPENTIMA Mgmt For For
1D. ELECTION OF DIRECTOR: ALAN L. EARHART Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN W. GERDELMAN Mgmt For For
1F. ELECTION OF DIRECTOR: KIM C. GOODMAN Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID L. HOUSE Mgmt For For
1H. ELECTION OF DIRECTOR: L. WILLIAM KRAUSE Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID E. ROBERSON Mgmt For For
1J. ELECTION OF DIRECTOR: SANJAY VASWANI Mgmt For For
2. NONBINDING ADVISORY VOTE TO APPROVE Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS
3. NONBINDING ADVISORY VOTE TO APPROVE THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED
EXECUTIVE OFFICER COMPENSATION
4. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE 2009 STOCK PLAN
5. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS OF BROCADE COMMUNICATIONS
SYSTEMS, INC. FOR THE FISCAL YEAR ENDING
OCTOBER 28, 2017
--------------------------------------------------------------------------------------------------------------------------
CABELA'S INCORPORATED Agenda Number: 934504300
--------------------------------------------------------------------------------------------------------------------------
Security: 126804301
Meeting Type: Annual
Meeting Date: 13-Dec-2016
Ticker: CAB
ISIN: US1268043015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THEODORE M. ARMSTRONG Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES W. CABELA Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN H. EDMONDSON Mgmt For For
1D. ELECTION OF DIRECTOR: DENNIS HIGHBY Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL R. MCCARTHY Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS L. MILLNER Mgmt For For
1G. ELECTION OF DIRECTOR: DONNA M. MILROD Mgmt For For
1H. ELECTION OF DIRECTOR: BETH M. PRITCHARD Mgmt For For
1I. ELECTION OF DIRECTOR: PETER S. SWINBURN Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES F. WRIGHT Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2016.
3. AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CALIFORNIA REPUBLIC BANCORP Agenda Number: 934450583
--------------------------------------------------------------------------------------------------------------------------
Security: 13056P100
Meeting Type: Special
Meeting Date: 07-Jul-2016
Ticker: CRPB
ISIN: US13056P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF MERGER Mgmt For For
AND REORGANIZATION, DATED AS OF APRIL 28,
2016, BY AND AMONG CALIFORNIA REPUBLIC
BANCORP, MECHANICS BANK AND COAST
ACQUISITION CORPORATION.
2. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY, DESIRABLE OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF, AT THE TIME OF THE SPECIAL MEETING,
THERE ARE AN INSUFFICIENT NUMBER OF VOTES
IN FAVOR OF APPROVING THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
CANYON SERVICES GROUP INC. Agenda Number: 934610432
--------------------------------------------------------------------------------------------------------------------------
Security: 138873104
Meeting Type: Annual and Special
Meeting Date: 31-May-2017
Ticker: CYSVF
ISIN: CA1388731046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO CONSIDER PURSUANT TO AN INTERIM ORDER OF Mgmt For For
THE COURT OF QUEEN'S BENCH OF ALBERTA DATED
APRIL 24, 2017 AND, IF THOUGHT ADVISABLE,
TO PASS, WITH OR WITHOUT VARIATION, A
SPECIAL RESOLUTION, THE FULL TEXT OF WHICH
IS SET FORTH IN APPENDIX A TO THE
INFORMATION CIRCULAR AND PROXY STATEMENT OF
THE CORPORATION DATED APRIL 24, 2017, (THE
"INFORMATION CIRCULAR") APPROVING A PLAN OF
ARRANGEMENT INVOLVING TRICAN WELL SERVICE
LTD., THE CORPORATION AND THE CORPORATION'S
SECURITYHOLDERS UNDER SECTION 193 OF THE
BUSINESS CORPORATIONS ACT (ALBERTA).
02 TO FIX THE NUMBER OF DIRECTORS AT SEVEN Mgmt For For
(7).
03 DIRECTOR
RAYMOND P. ANTONY Mgmt For For
NEIL M. MACKENZIE Mgmt For For
M. SCOTT RATUSHNY Mgmt For For
MILES LICH Mgmt For For
KEN MULLEN Mgmt For For
PAT G. POWELL Mgmt For For
BRADLEY P.D. FEDORA Mgmt For For
04 TO APPOINT KPMG LLP AS AUDITORS OF THE Mgmt For For
CORPORATION FOR THE ENSUING YEAR AND TO
AUTHORIZE THE DIRECTORS TO FIX THEIR
REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
CARMIKE CINEMAS, INC. Agenda Number: 934490474
--------------------------------------------------------------------------------------------------------------------------
Security: 143436400
Meeting Type: Special
Meeting Date: 15-Nov-2016
Ticker: CKEC
ISIN: US1434364006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AMENDED AND RESTATED AGREEMENT Mgmt For For
AND PLAN OF MERGER, DATED AS OF JULY 24,
2016, AS IT MAY BE FURTHER AMENDED FROM
TIME TO TIME, BY AND AMONG CARMIKE CINEMAS,
INC., ("CARMIKE"), AMC ENTERTAINMENT
HOLDINGS, INC. AND CONGRESS MERGER
SUBSIDIARY, INC. (THE "AMENDED AND RESTATED
MERGER AGREEMENT").
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION ARRANGEMENTS THAT
MAY BE PAYABLE TO CARMIKE'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE COMPLETION
OF THE MERGER PURSUANT TO THE AMENDED AND
RESTATED MERGER AGREEMENT.
3. TO APPROVE AN ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING OF STOCKHOLDERS FROM TIME TO TIME
IF NECESSARY OR APPROPRIATE, INCLUDING TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO ADOPT THE AMENDED AND RESTATED
MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
CASCADE BANCORP Agenda Number: 934599424
--------------------------------------------------------------------------------------------------------------------------
Security: 147154207
Meeting Type: Special
Meeting Date: 24-May-2017
Ticker: CACB
ISIN: US1471542076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AND ADOPT THE MERGER AGREEMENT, Mgmt For For
DATED AS OF NOVEMBER 17, 2016, BY AND
BETWEEN FIRST INTERSTATE BANCSYSTEM,
INC.("FIRST INTERSTATE") AND CASCADE
BANCORP ("CASCADE") PURSUANT TO WHICH
CASCADE WILL MERGE WITH AND INTO FIRST
INTERSTATE. THE MERGER IS MORE FULLY
DESCRIBED IN THE ACCOMPANYING JOINT PROXY
STATEMENT/PROSPECTUS, AND A COPY OF THE
MERGER AGREEMENT IS INCLUDED AS ANNEX A
THERETO.
2. TO APPROVE A NON-BINDING ADVISORY Mgmt Against Against
RESOLUTION APPROVING THE COMPENSATION THAT
WILL OR MAY BECOME PAYABLE TO THE NAMED
EXECUTIVE OFFICERS OF CASCADE IN CONNECTION
WITH THE MERGER.
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE AMENDED AND RESTATED ARTICLES OF
INCORPORATION OF FIRST INTERSTATE.
4. TO ADJOURN THE SPECIAL MEETING TO A LATER Mgmt For For
DATE OR DATES, IF NECESSARY, TO PERMIT
FURTHER SOLICITATION OF PROXIES IF THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE
MEETING TO APPROVE AND ADOPT THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
CEPHEID Agenda Number: 934488835
--------------------------------------------------------------------------------------------------------------------------
Security: 15670R107
Meeting Type: Special
Meeting Date: 04-Nov-2016
Ticker: CPHD
ISIN: US15670R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE PROPOSAL TO APPROVE THE AGREEMENT AND Mgmt For For
PLAN OF MERGER, DATED AS OF SEPTEMBER 2,
2016, AS MAY BE AMENDED FROM TIME TO TIME,
BY AND AMONG CEPHEID, DANAHER CORPORATION,
AND COPPER MERGER SUB, INC., AN INDIRECT,
WHOLLY OWNED SUBSIDIARY OF DANAHER, THE
MERGER OF COOPER MERGER SUB, INC. WITH AND
INTO CEPHEID, WITH .. (DUE TO SPACE LIMITS,
SEE PROXY STATEMENT FOR FULL PROPOSAL).
2 THE PROPOSAL TO APPROVE, ON A NON-BINDING, Mgmt For For
ADVISORY BASIS, THE COMPENSATION THAT WILL
OR MAY BECOME PAYABLE TO THE NAMED
EXECUTIVE OFFICERS THAT IS BASED ON OR
OTHERWISE RELATED TO THE MERGER AS
DISCLOSED IN THE PROXY STATEMENT PURSUANT
TO ITEM 402(T) OF REGULATION S-K IN THE
GOLDEN PARACHUTE COMPENSATION TABLE AND THE
RELATED NARRATIVE DISCLOSURES.
3 THE PROPOSAL TO APPROVE THE ADJOURNMENT OF Mgmt For For
THE SPECIAL MEETING IF NECESSARY OR
APPROPRIATE IN THE VIEW OF THE CEPHEID
BOARD OF DIRECTORS TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO
APPROVE THE MERGER AGREEMENT, THE MERGER
AND THE PRINCIPAL TERMS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
CIFC LLC Agenda Number: 934492529
--------------------------------------------------------------------------------------------------------------------------
Security: 12547R105
Meeting Type: Annual
Meeting Date: 16-Nov-2016
Ticker: CIFC
ISIN: US12547R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO AUTHORIZE, APPROVE AND ADOPT THE Mgmt For For
AGREEMENT AND PLAN OF MERGER DATED AS OF
AUGUST 19, 2016 (AS IT MAY BE AMENDED FROM
TIME TO TIME, THE "MERGER AGREEMENT"), BY
AND AMONG THE COMPANY, F.A.B. HOLDINGS I LP
AND CIFC ACQUISITION, LLC.
2. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt Against Against
BASIS, COMPENSATION THAT WILL OR MAY BECOME
PAYABLE TO OUR NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER CONTEMPLATED BY
THE MERGER AGREEMENT (THE "MERGER").
3. TO APPROVE THE PROPOSAL TO ADJOURN THE Mgmt For For
ANNUAL MEETING FROM TIME TO TIME, IF
NECESSARY OR APPROPRIATE TO, AMONG OTHER
THINGS, SOLICIT ADDITIONAL PROXIES IF THERE
ARE INSUFFICIENT VOTES AT THE TIME OF THE
ANNUAL MEETING, OR ANY ADJOURNMENT THEREOF,
TO APPROVE THE PROPOSAL TO AUTHORIZE,
APPROVE AND ADOPT THE MERGER AGREEMENT.
4. DIRECTOR
PAOLO AMATO Mgmt For For
EHUD BARAK Mgmt Withheld Against
JASON EPSTEIN Mgmt For For
PETER GLEYSTEEN Mgmt For For
ANDREW INTRATER Mgmt For For
ROBERT B. MACHINIST Mgmt For For
MARCO MUSETTI Mgmt For For
DANIEL K. SCHRUPP Mgmt For For
JEFFREY S. SEROTA Mgmt For For
STEPHEN F. SMITH Mgmt For For
5. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt Against Against
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
6. TO APPROVE THE CIFC LLC AMENDED AND Mgmt Against Against
RESTATED SHARE OPTION AND INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
CST BRANDS, INC. Agenda Number: 934490513
--------------------------------------------------------------------------------------------------------------------------
Security: 12646R105
Meeting Type: Special
Meeting Date: 16-Nov-2016
Ticker: CST
ISIN: US12646R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF AUGUST 21, 2016 (AS
IT MAY BE AMENDED FROM TIME TO TIME, THE
"MERGER AGREEMENT"), BY AND AMONG CST
BRANDS, INC., A DELAWARE CORPORATION
("CST"), CIRCLE K STORES INC., A TEXAS
CORPORATION ("CIRCLE K"), AND ULTRA
ACQUISITION CORP., ..(DUE TO SPACE LIMITS,
SEE PROXY STATEMENT FOR FULL PROPOSAL).
2. A PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, CERTAIN COMPENSATION
THAT MAY BE PAID OR BECOME PAYABLE TO CST'S
NAMED EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGER.
3. A PROPOSAL TO APPROVE THE ADJOURNMENT OF Mgmt For For
THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE PROPOSAL TO
ADOPT THE MERGER AGREEMENT OR IN THE
ABSENCE OF A QUORUM.
--------------------------------------------------------------------------------------------------------------------------
CYNAPSUS THERAPEUTICS INC. Agenda Number: 934482934
--------------------------------------------------------------------------------------------------------------------------
Security: 23257Y859
Meeting Type: Special
Meeting Date: 13-Oct-2016
Ticker: CYNA
ISIN: CA23257Y8595
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 A SPECIAL RESOLUTION, THE FULL TEXT OF Mgmt For For
WHICH IS SET FORTH IN APPENDIX A TO THE
MANAGEMENT INFORMATION CIRCULAR OF CYNAPSUS
THERAPEUTICS INC. DATED SEPTEMBER 15, 2016
(THE "INFORMATION CIRCULAR"), APPROVING AN
ARRANGEMENT UNDER SECTION 192 OF THE CANADA
BUSINESS CORPORATIONS ACT, ALL AS MORE
PARTICULARLY DESCRIBED IN THE INFORMATION
CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
DCB FINANCIAL CORP Agenda Number: 934526940
--------------------------------------------------------------------------------------------------------------------------
Security: 233075100
Meeting Type: Special
Meeting Date: 16-Mar-2017
Ticker: DCBF
ISIN: US2330751007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. MERGER PROPOSAL. TO ADOPT THE AGREEMENT AND Mgmt For For
PLAN OF MERGER, DATED OCTOBER 2, 2016, BY
AND BETWEEN FIRST COMMONWEALTH FINANCIAL
CORPORATION, OR FIRST COMMONWEALTH AND DCB
FINANCIAL CORP, OR DCB FINANCIAL, PURSUANT
TO WHICH DCB FINANCIAL WILL MERGE WITH AND
INTO FIRST COMMONWEALTH.
2. NON-BINDING ADVISORY VOTE ON MERGER-RELATED Mgmt For For
COMPENSATION. TO APPROVE, ON A NONBINDING
ADVISORY BASIS, THE COMPENSATION THAT MAY
BE PAID OR BECOME PAYABLE TO THE NAMED
EXECUTIVE OFFICERS OF DCB FINANCIAL THAT IS
BASED ON OR OTHERWISE RELATES TO THE
COMPLETION OF THE MERGER.
3. ADJOURNMENT. TO APPROVE ONE OR MORE Mgmt For For
ADJOURNMENTS OF THE SPECIAL MEETING, IF
NECESSARY, TO PERMIT FURTHER SOLICITATION
OF ADDITIONAL PROXIES IN THE EVENT THERE
ARE NOT SUFFICIENT VOTES PRESENT AT THE
SPECIAL MEETING IN PERSON OR BY PROXY, OR
AT ANY ADJOURNMENT OR POSTPONEMENT OF THAT
SPECIAL MEETING, TO APPROVE AND ADOPT THE
MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
DELTA LLOYD N.V., AMSTERDAM Agenda Number: 707732120
--------------------------------------------------------------------------------------------------------------------------
Security: N25633103
Meeting Type: EGM
Meeting Date: 29-Mar-2017
Ticker:
ISIN: NL0009294552
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 OPENING AND ANNOUNCEMENTS Non-Voting
2 EXPLANATION OF THE RECOMMENDED PUBLIC OFFER Non-Voting
THAT HAS BEEN MADE BY OR ON BEHALF OF NN
GROUP
3.A PROPOSAL TO AMEND THE ARTICLES OF Mgmt For For
ASSOCIATION AS PER THE SETTLEMENT DATE
3.B PROPOSAL TO AMEND THE ARTICLES OF Mgmt For For
ASSOCIATION AS PER THE DATE OF DELISTING
FROM EURONEXT AMSTERDAM AND EURONEXT
BRUSSELS
4.A ANNOUNCEMENT OF THE VACANCIES TO BE FILLED Non-Voting
4.B OPPORTUNITY TO MAKE RECOMMENDATIONS FOR THE Non-Voting
APPOINTMENT OF NEW MEMBERS OF THE
SUPERVISORY BOARD
4.C NOTICE OF THE SUPERVISORY BOARD'S Non-Voting
NOMINATIONS FOR THE VACANCIES TO BE FILLED
4.D PROPOSAL TO APPOINT MR E. FRIESE AS MEMBER Mgmt For For
OF THE SUPERVISORY BOARD AS PER THE
SETTLEMENT DATE
4.E PROPOSAL TO APPOINT MR D. RUEDA AS MEMBER Mgmt For For
OF THE SUPERVISORY BOARD AS PER THE
SETTLEMENT DATE
4.F PROPOSAL TO APPOINT MR J.H. ERASMUS AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD AS PER THE
SETTLEMENT DATE
5 NOTICE OF CONDITIONAL COMPOSITION OF THE Non-Voting
EXECUTIVE BOARD AS PER THE SETTLEMENT DATE
6.A ACCEPTING OF THE RESIGNATION OF AND Mgmt For For
GRANTING OF FULL AND FINAL DISCHARGE FROM
LIABILITY TO MR H. VAN DER NOORDAA AS
MEMBER OF THE EXECUTIVE BOARD IN RESPECT OF
HIS MANAGEMENT OF THE COMPANY UNTIL THE
FIRST EGM, AS PER THE SETTLEMENT DATE
6.B ACCEPTING OF THE RESIGNATION OF MR E.J. Mgmt For For
FISCHER, MR J.G. HAARS, MS S.G. VAN DER
LECQ, MR A.A.G. BERGEN, MR P.W. NIJHOF AND
MR J.R. LISTER AND GRANTING OF FULL AND
FINAL DISCHARGE FROM LIABILITY TO THESE
MEMBERS OF THE SUPERVISORY BOARD IN RESPECT
OF THEIR SUPERVISION OF THE EXECUTIVE BOARD
UNTIL THE FIRST EGM, AS PER THE SETTLEMENT
DATE
7 EXPLANATION OF THE CONDITIONAL LEGAL MERGER Non-Voting
8 ANY OTHER BUSINESS AND CLOSE OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
DELTA LLOYD N.V., AMSTERDAM Agenda Number: 707732118
--------------------------------------------------------------------------------------------------------------------------
Security: N25633103
Meeting Type: EGM
Meeting Date: 29-Mar-2017
Ticker:
ISIN: NL0009294552
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 OPENING Non-Voting
2 CONDITIONAL LEGAL MERGER IN ACCORDANCE WITH Mgmt For For
THE MERGER TERMS
3 CLOSE OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
DIRECTCASH PAYMENTS INC. Agenda Number: 934496577
--------------------------------------------------------------------------------------------------------------------------
Security: 25456A103
Meeting Type: Special
Meeting Date: 02-Dec-2016
Ticker: DCTFF
ISIN: CA25456A1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 A SPECIAL RESOLUTION, THE FULL TEXT OF Mgmt For For
WHICH IS SET FORTH IN THE APPENDIX "A" OF
THE ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR OF THE CORPORATION DATED OCTOBER
27, 2016 (THE "INFORMATION CIRCULAR"), TO
APPROVE A PLAN OF ARRANGEMENT UNDER SECTION
193 OF THE BUSINESS CORPORATIONS ACT
(ALBERTA), AS MORE PARTICULARLY DESCRIBED
IN THE INFORMATION CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
EARTHLINK HOLDINGS CORP. Agenda Number: 934525873
--------------------------------------------------------------------------------------------------------------------------
Security: 27033X101
Meeting Type: Special
Meeting Date: 24-Feb-2017
Ticker: ELNK
ISIN: US27033X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. MERGER PROPOSAL. PROPOSAL TO ADOPT THE Mgmt For For
AGREEMENT AND PLAN OF MERGER, DATED AS OF
NOVEMBER 5, 2016, AS AMENDED FROM TIME TO
TIME IN ACCORDANCE WITH THE TERMS THEREOF,
BY AND AMONG EARTHLINK HOLDINGS CORP.
("EARTHLINK"), WINDSTREAM HOLDINGS, INC.
("WINDSTREAM"), EUROPA MERGER SUB, INC.
("MERGER SUB 1") ...(DUE TO SPACE LIMITS,
SEE PROXY STATEMENT FOR FULL PROPOSAL).
2. ADJOURNMENT PROPOSAL. PROPOSAL TO ADJOURN Mgmt For For
THE EARTHLINK SPECIAL MEETING TO SOLICIT
ADDITIONAL PROXIES IF EARTHLINK HAS NOT
RECEIVED PROXIES REPRESENTING A SUFFICIENT
NUMBER OF SHARES OF EARTHLINK COMMON STOCK
TO APPROVE THE MERGER PROPOSAL.
3. COMPENSATION PROPOSAL. PROPOSAL TO APPROVE, Mgmt Against Against
ON A NON-BINDING, ADVISORY BASIS, THE
COMPENSATION THAT MAY BECOME PAYABLE TO
EARTHLINK'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE COMPLETION OF THE
MERGERS.
--------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda Number: 934449768
--------------------------------------------------------------------------------------------------------------------------
Security: 268648102
Meeting Type: Special
Meeting Date: 19-Jul-2016
Ticker: EMC
ISIN: US2686481027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF OCTOBER 12, 2015, AS
AMENDED BY THE FIRST AMENDMENT TO AGREEMENT
AND PLAN OF MERGER, DATED AS OF MAY 16,
2016, AS SO AMENDED AND AS IT MAY BE
AMENDED FROM TIME TO TIME, REFERRED TO
COLLECTIVELY AS THE MERGER AGREEMENT, AMONG
DENALI HOLDING ...(DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL)
2. PROPOSAL TO APPROVE, ON A NON-BINDING, Mgmt For For
ADVISORY BASIS, THE COMPENSATION PAYMENTS
THAT WILL OR MAY BE PAID BY EMC TO ITS
NAMED EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGER.
3. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE NOT SUFFICIENT VOTES TO
APPROVE THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
ENDURANCE SPECIALTY HOLDINGS LTD. Agenda Number: 934519565
--------------------------------------------------------------------------------------------------------------------------
Security: G30397106
Meeting Type: Special
Meeting Date: 27-Jan-2017
Ticker: ENH
ISIN: BMG303971060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSALS TO APPROVE THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF OCTOBER 5, 2016, BY
AND AMONG ENDURANCE SPECIALTY HOLDINGS
LTD., SOMPO HOLDINGS, INC. AND VOLCANO
INTERNATIONAL LIMITED, THE STATUTORY MERGER
AGREEMENT REQUIRED IN ACCORDANCE WITH
SECTION 105 OF THE BERMUDA COMPANIES ACT
1981, AS AMENDED, AND THE MERGER OF VOLCANO
WITH AND INTO ENDURANCE
2. PROPOSAL ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, TO APPROVE THE COMPENSATION THAT MAY
BE PAID OR BECOME PAYABLE TO ENDURANCE'S
NAMED EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGER REFERRED TO IN PROPOSAL 1
3. PROPOSAL TO APPROVE AN ADJOURNMENT OF THE Mgmt For For
SPECIAL GENERAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES,
IN THE EVENT THAT THERE ARE INSUFFICIENT
VOTES TO APPROVE PROPOSAL 1 AT THE SPECIAL
GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
ENERGY TRANSFER PARTNERS, L.P. Agenda Number: 934567693
--------------------------------------------------------------------------------------------------------------------------
Security: 29273R109
Meeting Type: Special
Meeting Date: 26-Apr-2017
Ticker: ETP
ISIN: US29273R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO CONSIDER AND VOTE ON A PROPOSAL TO ADOPT Mgmt For For
THE AGREEMENT AND PLAN OF MERGER, DATED AS
OF NOVEMBER 20, 2016, AS AMENDED BY
AMENDMENT NO. 1 THERETO, DATED AS OF
DECEMBER 16, 2016, BY AND AMONG SUNOCO
LOGISTICS PARTNERS L.P. ("SXL"), SUNOCO
PARTNERS LLC, THE GENERAL PARTNER OF SXL,
SXL ACQUISITION SUB ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
2. TO CONSIDER AND VOTE ON A PROPOSAL TO Mgmt For For
APPROVE THE ADJOURNMENT OF THE SPECIAL
MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO ADOPT THE AGREEMENT AND
PLAN OF MERGER, AS AMENDED, AND THE
TRANSACTIONS CONTEMPLATED THERE BY AT THE
TIME OF THE SPECIAL MEETING.
3. TO CONSIDER AND VOTE ON A PROPOSAL TO Mgmt For For
APPROVE, ON AN ADVISORY (NON-BINDING)
BASIS, THE PAYMENTS THAT WILL OR MAY BE
PAID BY ETP TO ITS NAMED EXECUTIVE OFFICERS
IN CONNECTION WITH THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
ENVISION HEALTHCARE HOLDINGS, INC. Agenda Number: 934493545
--------------------------------------------------------------------------------------------------------------------------
Security: 29413U103
Meeting Type: Special
Meeting Date: 28-Nov-2016
Ticker: EVHC
ISIN: US29413U1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF MERGER AGREEMENT. TO CONSIDER Mgmt For For
AND VOTE ON A PROPOSAL TO ADOPT THE MERGER
AGREEMENT, BY AND AMONG ENVISION, AMSURG,
AND NEWCO, A COPY OF WHICH IS ATTACHED AS
ANNEX A TO THE JOINT PROXY
STATEMENT/PROSPECTUS ACCOMPANYING THIS
NOTICE, AND THE TRANSACTIONS CONTEMPLATED
BY THE MERGER AGREEMENT (THE "ENVISION
MERGER PROPOSAL")
2. ADVISORY VOTE REGARDING MERGER-RELATED Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION. TO
CONSIDER AND VOTE ON A NON-BINDING,
ADVISORY PROPOSAL TO APPROVE THE
COMPENSATION THAT MAY BECOME PAYABLE TO
ENVISION'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE CONSUMMATION OF THE
MERGERS (THE "ENVISION COMPENSATION
PROPOSAL").
3. ADJOURNMENT OF SPECIAL MEETING. TO CONSIDER Mgmt For For
AND VOTE ON A PROPOSAL TO ADJOURN THE
ENVISION SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE NOT SUFFICIENT VOTES TO
APPROVE THE ENVISION MERGER PROPOSAL (THE
"ENVISION ADJOURNMENT PROPOSAL").
--------------------------------------------------------------------------------------------------------------------------
EVERBANK FINANCIAL CORP Agenda Number: 934488037
--------------------------------------------------------------------------------------------------------------------------
Security: 29977G102
Meeting Type: Special
Meeting Date: 09-Nov-2016
Ticker: EVER
ISIN: US29977G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF AUGUST 7, 2016, BY AND AMONG
THE COMPANY, TEACHERS INSURANCE AND ANNUITY
ASSOCIATION OF AMERICA, TCT HOLDINGS, INC.
AND DOLPHIN SUB CORPORATION, AS SUCH
AGREEMENT MAY BE AMENDED FROM TIME TO TIME.
2. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION THAT CERTAIN
EXECUTIVE OFFICERS OF THE COMPANY MAY
RECEIVE IN CONNECTION WITH THE MERGER
PURSUANT TO EXISTING AGREEMENTS OR
ARRANGEMENTS WITH THE COMPANY.
3. TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING ADJOURNMENTS TO
PERMIT FURTHER SOLICITATION OF PROXIES IN
FAVOR OF THE MERGER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
EXETER RESOURCE CORPORATION Agenda Number: 934634848
--------------------------------------------------------------------------------------------------------------------------
Security: 301835104
Meeting Type: Annual
Meeting Date: 22-Jun-2017
Ticker: XRA
ISIN: CA3018351047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO SET THE NUMBER OF DIRECTORS AT FIVE. Mgmt For For
02 DIRECTOR
BRYCE ROXBURGH Mgmt For For
YALE SIMPSON Mgmt For For
ROBERT REYNOLDS Mgmt For For
JOHN SIMMONS Mgmt For For
JULIAN BAVIN Mgmt For For
03 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
FAIRPOINT COMMUNICATIONS, INC. Agenda Number: 934533919
--------------------------------------------------------------------------------------------------------------------------
Security: 305560302
Meeting Type: Special
Meeting Date: 28-Mar-2017
Ticker: FRP
ISIN: US3055603027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF DECEMBER 3, 2016, AS
THE SAME MAY BE AMENDED FROM TIME TO TIME
(THE "MERGER AGREEMENT"), BY AND AMONG
FAIRPOINT COMMUNICATIONS, INC.
("FAIRPOINT"), CONSOLIDATED COMMUNICATIONS
HOLDINGS, INC., A DELAWARE CORPORATION
("CONSOLIDATED"), AND FALCON MERGER ...(DUE
TO SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL).
2. APPROVAL, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
OF THE CHANGE IN CONTROL PAYMENTS TO
FAIRPOINT'S NAMED EXECUTIVE OFFICERS.
3. APPROVAL OF THE ADJOURNMENT OR POSTPONEMENT Mgmt For For
OF THE FAIRPOINT SPECIAL MEETING, IF
NECESSARY OR APPROPRIATE, FOR, AMONG OTHER
REASONS, THE SOLICITATION OF ADDITIONAL
PROXIES IN THE EVENT THAT THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
FAIRPOINT SPECIAL MEETING TO APPROVE THE
FAIRPOINT MERGER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
FANTASTIC HOLDINGS LTD Agenda Number: 707413237
--------------------------------------------------------------------------------------------------------------------------
Security: Q3727S106
Meeting Type: AGM
Meeting Date: 26-Oct-2016
Ticker:
ISIN: AU000000FAN5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 1 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF THE REMUNERATION REPORT FOR THE Mgmt No vote
YEAR ENDED 30 JUNE 2016
2 ELECTION OF MR JOHN HUGHES AS A Mgmt No vote
NON-EXECUTIVE DIRECTOR
3 RE-ELECTION OF MR JULIAN TERTINI AS A Mgmt No vote
NON-EXECUTIVE DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
FANTASTIC HOLDINGS LTD Agenda Number: 707589315
--------------------------------------------------------------------------------------------------------------------------
Security: Q3727S106
Meeting Type: SCH
Meeting Date: 07-Dec-2016
Ticker:
ISIN: AU000000FAN5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT, PURSUANT TO AND IN ACCORDANCE WITH Mgmt For For
THE PROVISIONS OF SECTION 411 OF THE
CORPORATIONS ACT 2001 (CTH), THE SCHEME OF
ARRANGEMENT PROPOSED BETWEEN FANTASTIC
HOLDINGS LIMITED AND THE HOLDERS OF ITS
ORDINARY SHARES, AS CONTAINED IN AND MORE
PARTICULARLY DESCRIBED IN THE SCHEME
BOOKLET OF WHICH THE NOTICE CONVENING THIS
MEETING FORMS PART, IS APPROVED, WITH OR
WITHOUT ALTERATIONS OR CONDITIONS AS
APPROVED BY THE FEDERAL COURT OF AUSTRALIA
TO WHICH FANTASTIC HOLDINGS LIMITED,
STEINHOFF ASIA PACIFIC AND STEINHOFF ASIA
PACIFIC HOLDINGS AGREE.
--------------------------------------------------------------------------------------------------------------------------
FBR & CO. Agenda Number: 934621132
--------------------------------------------------------------------------------------------------------------------------
Security: 30247C400
Meeting Type: Special
Meeting Date: 01-Jun-2017
Ticker: FBRC
ISIN: US30247C4006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AMENDED AND RESTATED Mgmt For For
AGREEMENT AND PLAN OF MERGER DATED MARCH
15, 2017, AND EFFECTIVE FEBRUARY 17, 2017
(AS AMENDED, MODIFIED OR OTHERWISE
SUPPLEMENTED, THE "MERGER AGREEMENT"),
PURSUANT TO WHICH FBR & CO. WILL MERGE WITH
AND INTO A WHOLLY OWNED SUBSIDIARY OF B.
RILEY (THE "MERGER").
2. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO FBR & CO.'S EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER, AND
THE AGREEMENTS AND UNDERSTANDINGS PURSUANT
TO WHICH SUCH COMPENSATION MAY BE PAID OR
BECOME PAYABLE.
3. TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
SPECIAL MEETING OF FBR & CO.'S
SHAREHOLDERS, IF NECESSARY OR APPROPRIATE,
INCLUDING TO PERMIT FURTHER SOLICITATION OF
PROXIES IN FAVOR OF PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
FIRST CLOVER LEAF FINANCIAL CORP. Agenda Number: 934467110
--------------------------------------------------------------------------------------------------------------------------
Security: 31969M105
Meeting Type: Special
Meeting Date: 31-Aug-2016
Ticker: FCLF
ISIN: US31969M1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF MERGER Mgmt For For
(AS AMENDED, THE "MERGER AGREEMENT"), DATED
AS OF APRIL 26, 2016, BETWEEN THE COMPANY
AND FIRST MID- ILLINOIS BANCSHARES, INC.
("FIRST MID"), PURSUANT TO WHICH THE
COMPANY WILL MERGE WITH AND INTO FIRST MID,
AND THE TRANSACTIONS CONTEMPLATED THEREIN
(THE "MERGER PROPOSAL").
2. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION THAT CERTAIN
EXECUTIVE OFFICERS OF THE COMPANY MAY
RECEIVE IN CONNECTION WITH THE MERGER
PROPOSAL PURSUANT TO EXISTING AGREEMENTS OR
ARRANGEMENTS WITH THE COMPANY.
3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING TO PERMIT FURTHER SOLICITATION IN
THE EVENT THAT AN INSUFFICIENT NUMBER OF
VOTES ARE CAST TO APPROVE THE MERGER
AGREEMENT AND THE TRANSACTIONS CONTEMPLATED
THEREIN.
--------------------------------------------------------------------------------------------------------------------------
FMC TECHNOLOGIES, INC. Agenda Number: 934495311
--------------------------------------------------------------------------------------------------------------------------
Security: 30249U101
Meeting Type: Special
Meeting Date: 05-Dec-2016
Ticker: FTI
ISIN: US30249U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO ADOPT THE BUSINESS COMBINATION Mgmt For For
AGREEMENT, DATED AS OF JUNE 14, 2016 (THE
"BUSINESS COMBINATION AGREEMENT"), AMONG
FMCTI, TECHNIP S.A. AND TECHNIPFMC LIMITED
2. PROPOSAL TO APPROVE ANY MOTION TO ADJOURN Mgmt For For
THE FMCTI SPECIAL MEETING TO ANOTHER TIME
OR PLACE, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE FMCTI
SPECIAL MEETING TO APPROVE ITEM 1
3. PROPOSAL TO APPROVE, ON A NON-BINDING, Mgmt For For
ADVISORY BASIS, CERTAIN COMPENSATION
ARRANGEMENTS FOR FMCTI'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE
TRANSACTIONS CONTEMPLATED BY THE BUSINESS
COMBINATION AGREEMENT, WHICH ARE DISCLOSED
IN THE SECTION ENTITLED "STOCKHOLDER VOTE
ON CERTAIN COMPENSATORY ARRANGEMENTS" OF
THE PROXY STATEMENT/PROSPECTUS
4. RECOMMENDATION, ON A NON-BINDING, ADVISORY Mgmt 1 Year For
BASIS, WITH RESPECT TO THE FREQUENCY OF
FUTURE ADVISORY VOTES ON FMCTI'S EXECUTIVE
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
G&K SERVICES, INC. Agenda Number: 934487592
--------------------------------------------------------------------------------------------------------------------------
Security: 361268105
Meeting Type: Annual
Meeting Date: 15-Nov-2016
Ticker: GK
ISIN: US3612681052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE MERGER AGREEMENT. Mgmt For For
2. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, CERTAIN COMPENSATION
THAT MAY BE PAID OR BECOME PAYABLE TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER.
3. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
ANNUAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
ANNUAL MEETING TO APPROVE THE PROPOSAL TO
APPROVE THE MERGER AGREEMENT OR IN THE
ABSENCE OF A QUORUM.
4A. ELECTION OF DIRECTOR: JOHN S. BRONSON Mgmt For For
4B. ELECTION OF DIRECTOR: WAYNE M. FORTUN Mgmt For For
4C. ELECTION OF DIRECTOR: ERNEST J. MROZEK Mgmt For For
5. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS OUR INDEPENDENT
AUDITORS FOR FISCAL YEAR 2017.
6. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
GAS NATURAL INC. Agenda Number: 934510276
--------------------------------------------------------------------------------------------------------------------------
Security: 367204104
Meeting Type: Special
Meeting Date: 28-Dec-2016
Ticker: EGAS
ISIN: US3672041049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE MERGER AND THE OTHER Mgmt For For
TRANSACTIONS CONTEMPLATED BY THE AGREEMENT
AND PLAN OF MERGER, DATED OCTOBER 8, 2016,
AMONG GAS NATURAL INC., FR BISON HOLDINGS,
INC., AND FR BISON MERGER SUB, INC.,
PURSUANT TO WHICH MERGER SUB WILL MERGE
WITH AND INTO GAS NATURAL.
2. TO APPROVE, BY A NON-BINDING, ADVISORY Mgmt For For
VOTE, THE MERGER RELATED COMPENSATION THAT
MAY BE PAID BY GAS NATURAL TO ITS NAMED
EXECUTIVE OFFICERS.
3. TO APPROVE AN ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING TO A LATER DATE OR TIME, IF
NECESSARY OR APPROPRIATE, INCLUDING FOR THE
PURPOSE OF SOLICITING ADDITIONAL VOTES IN
FAVOR OF THE PROPOSAL TO APPROVE THE
MERGER, AND THE OTHER TRANSACTIONS
CONTEMPLATED BY THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
GEORGETOWN BANCORP INC. Agenda Number: 934520431
--------------------------------------------------------------------------------------------------------------------------
Security: 372591107
Meeting Type: Special
Meeting Date: 13-Feb-2017
Ticker: GTWN
ISIN: US3725911073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE APPROVAL OF THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF OCTOBER 5, 2016, BY AND
AMONG SALEM FIVE BANCORP, BRIGHT STAR, INC.
AND GEORGETOWN BANCORP, INC., PURSUANT TO
WHICH BRIGHT STAR, INC. WILL MERGE WITH AND
INTO GEORGETOWN BANCORP, WITH GEORGETOWN
BANCORP AS THE SURVIVING ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
2. THE APPROVAL, ON A NON-BINDING, ADVISORY Mgmt Against Against
BASIS, OF THE COMPENSATION TO BE PAID TO
THE NAMED EXECUTIVE OFFICERS OF GEORGETOWN
BANCORP IN CONNECTION WITH THE MERGER IF
THE MERGER IS CONSUMMATED.
3. THE ADJOURNMENT OF THE SPECIAL MEETING OF Mgmt For For
STOCKHOLDERS IF NECESSARY OR APPROPRIATE TO
SOLICIT ADDITIONAL PROXIES.
--------------------------------------------------------------------------------------------------------------------------
HARMAN INTERNATIONAL INDUSTRIES, INC. Agenda Number: 934524667
--------------------------------------------------------------------------------------------------------------------------
Security: 413086109
Meeting Type: Special
Meeting Date: 17-Feb-2017
Ticker: HAR
ISIN: US4130861093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF THE MERGER AGREEMENT: THE Mgmt For For
PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF
MERGER (AS IT MAY BE AMENDED FROM TIME TO
TIME, THE "MERGER AGREEMENT"), DATED AS OF
NOVEMBER 14, 2016, BY AND AMONG HARMAN
INTERNATIONAL INDUSTRIES, INCORPORATED (THE
"COMPANY"), SAMSUNG ELECTRONICS CO., LTD.,
SAMSUNG ELECTRONICS AMERICA, INC. AND SILK
DELAWARE, INC.
2. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt Against Against
MERGER-RELATED COMPENSATION: THE PROPOSAL
TO APPROVE, ON AN ADVISORY (NON-BINDING)
BASIS, SPECIFIED COMPENSATION THAT MAY
BECOME PAYABLE TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER.
3. VOTE ON ADJOURNMENT: THE PROPOSAL TO Mgmt For For
APPROVE THE ADJOURNMENT OF THE SPECIAL
MEETING IF NECESSARY OR APPROPRIATE,
INCLUDING TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE INSUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO APPROVE THE PROPOSAL
TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
HEADWATERS INCORPORATED Agenda Number: 934519616
--------------------------------------------------------------------------------------------------------------------------
Security: 42210P102
Meeting Type: Special
Meeting Date: 03-Feb-2017
Ticker: HW
ISIN: US42210P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE THE ADOPTION OF THE AGREEMENT AND Mgmt For For
PLAN OF MERGER, DATED AS OF NOVEMBER 20,
2016, AS IT MAY BE AMENDED FROM TIME TO
TIME, BY AND AMONG HEADWATERS, BORAL
LIMITED AND ENTERPRISE MERGER SUB, INC.,
APPROVING THE TRANSACTIONS CONTEMPLATED
THEREBY, INCLUDING THE MERGER.
2. APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION ARRANGEMENTS THAT MAY BE
PAYABLE TO HEADWATERS' NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE COMPLETION
OF THE MERGER.
3. APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING FROM TIME TO TIME IF NECESSARY OR
APPROPRIATE IN THE VIEW OF THE BOARD OF
DIRECTORS TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE NOT SUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
IMPRIVATA, INC. Agenda Number: 934470434
--------------------------------------------------------------------------------------------------------------------------
Security: 45323J103
Meeting Type: Special
Meeting Date: 14-Sep-2016
Ticker: IMPR
ISIN: US45323J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF JULY 13, 2016, BY AND AMONG
PROJECT BRADY HOLDINGS, LLC, PROJECT BRADY
MERGER SUB, INC. AND IMPRIVATA, INC. AS IT
MAY BE AMENDED FROM TIME TO TIME.
2. TO APPROVE THE ADOPTION OF ANY PROPOSAL TO Mgmt For For
ADJOURN THE STOCKHOLDERS MEETING TO A LATER
DATE OR DATES IF NECESSARY OR APPROPRIATE
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES TO ADOPT THE MERGER
AGREEMENT AT THE TIME OF THE STOCKHOLDERS
MEETING.
--------------------------------------------------------------------------------------------------------------------------
INTELIQUENT, INC. Agenda Number: 934515454
--------------------------------------------------------------------------------------------------------------------------
Security: 45825N107
Meeting Type: Special
Meeting Date: 17-Jan-2017
Ticker: IQNT
ISIN: US45825N1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO CONSIDER AND VOTE ON A PROPOSAL TO ADOPT Mgmt For For
THE AGREEMENT AND PLAN OF MERGER (AS IT MAY
BE AMENDED FROM TIME TO TIME, THE "MERGER
AGREEMENT"), DATED AS OF NOVEMBER 2, 2016,
BY AND AMONG ONVOY, LLC, ONVOY IGLOO MERGER
SUB, INC. AND INTELIQUENT, INC.
2. TO APPROVE, ON AN ADVISORY AND NON-BINDING Mgmt For For
BASIS, SPECIFIED COMPENSATION THAT MAY
BECOME PAYABLE TO THE NAMED EXECUTIVE
OFFICERS OF INTELIQUENT, INC. IN CONNECTION
WITH THE TRANSACTIONS CONTEMPLATED BY THE
MERGER AGREEMENT.
3. TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY AND TO THE
EXTENT PERMITTED BY THE MERGER AGREEMENT,
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE PROPOSAL TO
ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
INTERACTIVE INTELLIGENCE GROUP, INC. Agenda Number: 934488859
--------------------------------------------------------------------------------------------------------------------------
Security: 45841V109
Meeting Type: Special
Meeting Date: 09-Nov-2016
Ticker: ININ
ISIN: US45841V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF AUGUST 30, 2016 (AS IT MAY BE
AMENDED FROM TIME TO TIME, THE "MERGER
AGREEMENT"), BY AND AMONG INTERACTIVE
INTELLIGENCE GROUP, INC. ("INTERACTIVE
INTELLIGENCE"), GENESYS TELECOMMUNICATIONS
LABORATORIES, INC., GIANT MERGER SUB INC.
.. (DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL).
2. APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, CERTAIN COMPENSATION THAT MAY BE
PAID OR BECOME PAYABLE TO INTERACTIVE
INTELLIGENCE'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER.
3. APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE,
INCLUDING TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE INSUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO APPROVE THE PROPOSAL
TO APPROVE THE MERGER AGREEMENT OR IN THE
ABSENCE OF A QUORUM.
--------------------------------------------------------------------------------------------------------------------------
INTEROIL CORPORATION Agenda Number: 934457448
--------------------------------------------------------------------------------------------------------------------------
Security: 460951106
Meeting Type: Special
Meeting Date: 28-Jul-2016
Ticker: IOC
ISIN: CA4609511064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO CONSIDER, AND, IF DEEMED ADVISABLE, TO Mgmt For For
PASS, WITH OR WITHOUT VARIATION, A SPECIAL
RESOLUTION, THE FULL TEXT OF WHICH IS SET
FORTH IN SCHEDULE B TO THE MANAGEMENT
INFORMATION CIRCULAR OF INTEROIL DATED JUNE
24, 2016 (THE "INFORMATION CIRCULAR"),
APPROVING A STATUTORY PLAN OF ARRANGEMENT
UNDER SECTION 195 OF THE BUSINESS
CORPORATIONS ACT (YUKON) INVOLVING INTEROIL
AND OIL SEARCH LIMITED, ALL AS MORE
PARTICULARLY DESCRIBED IN THE INFORMATION
CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
INTERSIL CORPORATION Agenda Number: 934496488
--------------------------------------------------------------------------------------------------------------------------
Security: 46069S109
Meeting Type: Special
Meeting Date: 08-Dec-2016
Ticker: ISIL
ISIN: US46069S1096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF THE MERGER AGREEMENT Mgmt For For
2. ADJOURNMENT OF THE SPECIAL MEETING Mgmt For For
3. ADVISORY, NON-BINDING VOTE ON Mgmt For For
MERGER-RELATED EXECUTIVE COMPENSATION
ARRANGEMENTS
--------------------------------------------------------------------------------------------------------------------------
ISLE OF CAPRI CASINOS, INC. Agenda Number: 934519983
--------------------------------------------------------------------------------------------------------------------------
Security: 464592104
Meeting Type: Special
Meeting Date: 25-Jan-2017
Ticker: ISLE
ISIN: US4645921044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER (THE MERGER AGREEMENT), DATED
SEPTEMBER 19, 2016, BY AND AMONG ISLE OF
CAPRI CASINOS, INC. (ISLE), ELDORADO
RESORTS, INC. (ERI), EAGLE I ACQUISITION
CORP. AND EAGLE II ACQUISITION COMPANY LLC,
AND TO APPROVE THE MERGER OF ISLE WITH AND
INTO A WHOLLY ...(DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL).
2. PROPOSAL TO APPROVE, ON A NON-BINDING, Mgmt For For
ADVISORY BASIS, THE COMPENSATION THAT WILL
OR MAY BECOME PAYABLE TO ISLE'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGERS CONTEMPLATED BY THE MERGER
AGREEMENT.
3. PROPOSAL TO APPROVE ONE OR MORE Mgmt For For
ADJOURNMENTS OF THE SPECIAL MEETING IF
APPROPRIATE TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES TO ADOPT
THE MERGER AGREEMENT AND APPROVE THE FIRST
STEP MERGER AT THE TIME OF THE SPECIAL
MEETING.
--------------------------------------------------------------------------------------------------------------------------
JANUS CAPITAL GROUP INC. Agenda Number: 934552577
--------------------------------------------------------------------------------------------------------------------------
Security: 47102X105
Meeting Type: Special
Meeting Date: 25-Apr-2017
Ticker: JNS
ISIN: US47102X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF MERGER AGREEMENT. TO CONSIDER Mgmt For For
AND VOTE ON A PROPOSAL TO ADOPT THE
AGREEMENT AND PLAN OF MERGER, DATED AS OF
OCTOBER 3, 2016, BY AND AMONG HENDERSON
GROUP PLC, A COMPANY INCORPORATED AND
REGISTERED IN JERSEY, CHANNEL ISLANDS,
HORIZON ORBIT CORP., A DELAWARE CORPORATION
AND A DIRECT AND WHOLLY OWNED SUBSIDIARY OF
HENDERSON, AND JANUS CAPITAL GROUP INC., A
DELAWARE CORPORATION, A COPY OF WHICH IS
ATTACHED AS ANNEX A TO THE PROXY
STATEMENT/PROSPECTUS ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
2. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF CERTAIN COMPENSATORY ARRANGEMENTS
WITH JANUS NAMED EXECUTIVE OFFICERS. TO
CONSIDER AND VOTE ON A NON-BINDING,
ADVISORY PROPOSAL TO APPROVE THE
COMPENSATION THAT MAY BECOME PAYABLE TO
JANUS'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE CONSUMMATION OF THE
MERGER (THE "JANUS COMPENSATION PROPOSAL").
3. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF A CERTAIN AMENDMENT TO THE
HENDERSON MEMORANDUM OF ASSOCIATION. TO
CONSIDER AND VOTE ON A NON-BINDING,
ADVISORY PROPOSAL TO APPROVE AN AMENDMENT
TO THE HENDERSON MEMORANDUM OF ASSOCIATION
IMPLEMENTING THE SHARE CONSOLIDATION OF
HENDERSON ORDINARY SHARES AT A RATIO OF ONE
NEW JANUS HENDERSON ORDINARY SHARE (OR CDI)
FOR EVERY 10 HENDERSON ORDINARY SHARES (OR
CDIS, AS APPLICABLE) OUTSTANDING, TO BE
IMPLEMENTED EFFECTIVE UPON THE CLOSING OF
THE MERGER.
4. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF A CERTAIN AMENDMENT TO THE
HENDERSON MEMORANDUM OF ASSOCIATION. TO
CONSIDER AND VOTE ON A NON-BINDING,
ADVISORY PROPOSAL TO APPROVE AN AMENDMENT
TO THE HENDERSON MEMORANDUM OF ASSOCIATION
INCREASING THE AUTHORIZED SHARE CAPITAL OF
THE COMPANY FROM 274,363,847.00 TO
$720,000,000.
5. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF A CERTAIN AMENDMENT TO THE
HENDERSON ARTICLES OF ASSOCIATION. TO
CONSIDER AND VOTE ON A NON-BINDING,
ADVISORY PROPOSAL TO APPROVE AN AMENDMENT
TO THE HENDERSON ARTICLES OF ASSOCIATION
REMOVING PREEMPTIVE RIGHTS FOR JANUS
HENDERSON SHAREHOLDERS ON NEW ISSUANCES OF
JANUS HENDERSON ORDINARY SHARES.
6. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF A CERTAIN AMENDMENT TO THE
HENDERSON ARTICLES OF ASSOCIATION. TO
CONSIDER AND VOTE ON A NON-BINDING,
ADVISORY PROPOSAL TO APPROVE AN AMENDMENT
TO THE HENDERSON ARTICLES OF ASSOCIATION
REMOVING THE REQUIREMENT THAT THE JANUS
HENDERSON BOARD SEEK THE APPROVAL OF JANUS
HENDERSON SHAREHOLDERS TO ISSUE JANUS
HENDERSON ORDINARY SHARES.
7. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF A CERTAIN AMENDMENT TO THE
HENDERSON ARTICLES OF ASSOCIATION. TO
CONSIDER AND VOTE ON A NON-BINDING,
ADVISORY PROPOSAL TO APPROVE AN AMENDMENT
TO THE HENDERSON ARTICLES OF ASSOCIATION
REQUIRING DIRECTORS OF JANUS HENDERSON TO
BE RE-ELECTED AT EACH ANNUAL JANUS
HENDERSON SHAREHOLDER MEETING (TOGETHER
WITH PROPOSALS 3 THROUGH 6, THE "AMENDMENT
PROPOSALS").
8. ADJOURNMENT OF THE JANUS SPECIAL MEETING. Mgmt For For
TO CONSIDER AND VOTE ON A PROPOSAL TO
ADJOURN THE JANUS SPECIAL MEETING, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO APPROVE THE JANUS
MERGER PROPOSAL (THE "JANUS ADJOURNMENT
PROPOSAL").
--------------------------------------------------------------------------------------------------------------------------
JOY GLOBAL INC. Agenda Number: 934478581
--------------------------------------------------------------------------------------------------------------------------
Security: 481165108
Meeting Type: Special
Meeting Date: 19-Oct-2016
Ticker: JOY
ISIN: US4811651086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF JULY 21, 2016 (AS IT
MAY BE AMENDED FROM TIME TO TIME, THE
"MERGER AGREEMENT"), BY AND AMONG JOY
GLOBAL INC. ("JOY GLOBAL"), KOMATSU AMERICA
CORP. ("KOMATSU AMERICA"), PINE SOLUTIONS
INC., A WHOLLY OWNED SUBSIDIARY OF KOMATSU
AMERICA ...(DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL)
2. A PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, CERTAIN COMPENSATION
THAT MAY BE PAID OR BECOME PAYABLE TO JOY
GLOBAL'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER.
3. A PROPOSAL TO APPROVE THE ADJOURNMENT OF Mgmt For For
THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE PROPOSAL TO
ADOPT THE MERGER AGREEMENT OR IN THE
ABSENCE OF A QUORUM.
--------------------------------------------------------------------------------------------------------------------------
JP ENERGY PARTNERS LP Agenda Number: 934528095
--------------------------------------------------------------------------------------------------------------------------
Security: 46643C109
Meeting Type: Special
Meeting Date: 07-Mar-2017
Ticker: JPEP
ISIN: US46643C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT AND APPROVE THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED OCTOBER 23, 2016 (THE
"MERGER AGREEMENT"), BY AND AMONG AMERICAN
MIDSTREAM PARTNERS, LP, AMERICAN MIDSTREAM
GP, LLC, ARGO MERGER SUB, LLC ("AMID MERGER
SUB"), ARGO MERGER GP SUB, LLC, JP ENERGY
PARTNERS LP ("JPE") AND JP ENERGY GP II LLC
...(DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL).
2. TO APPROVE THE ADJOURNMENT OF THE JPE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT
AND APPROVE THE MERGER AGREEMENT AND
APPROVE THE TRANSACTIONS CONTEMPLATED BY
THE MERGER AGREEMENT, INCLUDING THE MERGER,
AT THE TIME OF THE SPECIAL MEETING.
3. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO JPE GP'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
LEVEL 3 COMMUNICATIONS, INC. Agenda Number: 934530999
--------------------------------------------------------------------------------------------------------------------------
Security: 52729N308
Meeting Type: Special
Meeting Date: 16-Mar-2017
Ticker: LVLT
ISIN: US52729N3089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. MERGER PROPOSAL. PROPOSAL TO ADOPT THE Mgmt For For
AGREEMENT AND PLAN OF MERGER, DATED AS OF
OCTOBER 31, 2016, AMONG LEVEL 3
COMMUNICATIONS, INC. ("LEVEL 3"),
CENTURYLINK, INC. ("CENTURYLINK"), WILDCAT
MERGER SUB 1 LLC ("MERGER SUB 1") AND WWG
MERGER SUB LLC, PURSUANT TO WHICH MERGER
SUB 1, A WHOLLY OWNED SUBSIDIARY OF
CENTURYLINK, WILL MERGE WITH AND INTO LEVEL
3, WITH LEVEL 3 SURVIVING THE MERGER AS A
WHOLLY OWNED SUBSIDIARY OF CENTURYLINK; AND
TO APPROVE THE MERGER.
2. COMPENSATION PROPOSAL. PROPOSAL TO APPROVE, Mgmt For For
ON A NON-BINDING, ADVISORY BASIS, THE
COMPENSATION THAT MAY BE PAID OR BECOME
PAYABLE TO LEVEL 3'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER, AND
THE AGREEMENTS AND UNDERSTANDINGS PURSUANT
TO WHICH SUCH COMPENSATION MAY BE PAID OR
BECOME PAYABLE.
3. ADJOURNMENT PROPOSAL. PROPOSAL TO APPROVE Mgmt For For
THE ADJOURNMENT OR POSTPONEMENT OF THE
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE TO SOLICIT PROXIES IF THERE ARE
NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE MERGER
PROPOSAL (PROPOSAL 1).
--------------------------------------------------------------------------------------------------------------------------
LEVEL 3 COMMUNICATIONS, INC. Agenda Number: 934580158
--------------------------------------------------------------------------------------------------------------------------
Security: 52729N308
Meeting Type: Annual
Meeting Date: 25-May-2017
Ticker: LVLT
ISIN: US52729N3089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: JEFF K. STOREY Mgmt For For
1C. ELECTION OF DIRECTOR: KEVIN P. CHILTON Mgmt For For
1D. ELECTION OF DIRECTOR: STEVEN T. CLONTZ Mgmt For For
1E. ELECTION OF DIRECTOR: IRENE M. ESTEVES Mgmt For For
1F. ELECTION OF DIRECTOR: T. MICHAEL GLENN Mgmt For For
1G. ELECTION OF DIRECTOR: SPENCER B. HAYS Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL J. MAHONEY Mgmt For For
1I. ELECTION OF DIRECTOR: KEVIN W. MOONEY Mgmt For For
1J. ELECTION OF DIRECTOR: PETER SEAH LIM HUAT Mgmt For For
1K. ELECTION OF DIRECTOR: PETER VAN OPPEN Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE NAMED Mgmt For For
EXECUTIVE OFFICER EXECUTIVE COMPENSATION.
3. TO APPROVE A PROPOSAL OF THE FREQUENCY IN Mgmt 1 Year For
WHICH OUR STOCKHOLDERS WILL CONDUCT AN
ADVISORY VOTE ON THE EXECUTIVE COMPENSATION
PROGRAM FOR OUR NAMED EXECUTIVE OFFICERS.
4. TO RATIFY THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT AUDITOR.
--------------------------------------------------------------------------------------------------------------------------
LEXMARK INTERNATIONAL, INC. Agenda Number: 934453642
--------------------------------------------------------------------------------------------------------------------------
Security: 529771107
Meeting Type: Special
Meeting Date: 22-Jul-2016
Ticker: LXK
ISIN: US5297711070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE PROPOSAL TO ADOPT THE AGREEMENT AND Mgmt For For
PLAN OF MERGER (AS IT MAY BE AMENDED FROM
TIME TO TIME, THE "MERGER AGREEMENT"),
DATED AS OF APRIL 19, 2016, BY AND AMONG
LEXMARK INTERNATIONAL, INC. (THE
"COMPANY"), NINESTAR HOLDINGS COMPANY
LIMITED, NINESTAR GROUP COMPANY LIMITED,
NINESTAR LEXMARK COMPANY LIMITED, ...(DUE
TO SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL).
2. THE PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, SPECIFIED COMPENSATION
THAT MAY BECOME PAYABLE TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGER.
3. THE PROPOSAL TO APPROVE THE ADJOURNMENT OF Mgmt For For
THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE
PROPOSAL TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
LIFEWATCH AG, ZUG Agenda Number: 707949155
--------------------------------------------------------------------------------------------------------------------------
Security: H50849100
Meeting Type: AGM
Meeting Date: 26-Apr-2017
Ticker:
ISIN: CH0012815459
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 ANNUAL REPORT, STATUTORY ANNUAL FINANCIAL Mgmt For For
STATEMENTS AND AUDITORS REPORT 2016
2 CONSOLIDATED FINANCIAL STATEMENTS AND Mgmt For For
AUDITORS REPORT 2016
3 ALLOCATION OF THE BALANCE SHEET RESULT Mgmt For For
4.1 GRANT DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
AND THE EXECUTIVE MANAGEMENT TEAM:DR.
ROBERT BIDER
4.2 GRANT DISCHARGE OF THE BOARD OF DIRECTORS Mgmt Against Against
AND THE EXECUTIVE MANAGEMENT TEAM:MR.
ANTOINE KOHLER
4.3 GRANT DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
AND THE EXECUTIVE MANAGEMENT TEAM:MR.
RAYMOND W. COHEN
4.4 GRANT DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
AND THE EXECUTIVE MANAGEMENT TEAM:MR.
JINSHENG DONG
4.5 GRANT DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
AND THE EXECUTIVE MANAGEMENT TEAM:MR.
ANTOINE HUBERT
4.6 GRANT DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
AND THE EXECUTIVE MANAGEMENT TEAM:MR.
THOMAS RUEHLE
4.7 GRANT DISCHARGE OF THE BOARD OF DIRECTORS Mgmt Against Against
AND THE EXECUTIVE MANAGEMENT TEAM:MR.
PATRICK SCHILDKNECHT
4.8 GRANT DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
AND THE EXECUTIVE MANAGEMENT TEAM:DR.
STEPHAN RIETIKER
4.9 GRANT DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
AND THE EXECUTIVE MANAGEMENT TEAM:MR.
CHRISTOPH HEINZEN
4.10 GRANT DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
AND THE EXECUTIVE MANAGEMENT TEAM:MS.
STEPHANIE KRAVETZ
4.11 GRANT DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
AND THE EXECUTIVE MANAGEMENT TEAM:MR.
ANDREW MOORE
4.12 GRANT DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
AND THE EXECUTIVE MANAGEMENT TEAM:MR. MIKE
TURCHI
4.13 GRANT DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
AND THE EXECUTIVE MANAGEMENT TEAM:MR.
STEFAN VOGT
5.1 RE-ELECTION OF DR. ROBERT BIDER AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
5.2 RE-ELECTION OF MR. RAYMOND W. COHEN AS Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
5.3 RE-ELECTION OF MR. JINSHENG DONG AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
5.4 RE-ELECTION OF MR. THOMAS RUEHLE AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
5.5 RE-ELECTION OF MR. PATRICK SCHILDKNECHT AS Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
6 RE-ELECTION OF DR. ROBERT BIDER AS CHAIRMAN Mgmt For For
OF THE BOARD OF DIRECTORS
7.1 RE-ELECTION OF MR. THOMAS RUEHLE AS MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE
7.2 ELECTION OF MR. JINSHENG DONG AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
7.3 RE-ELECTION OF MR. RAYMOND W. COHEN AS Mgmt Against Against
MEMBER OF THE COMPENSATION COMMITTEE
8 AMENDMENTS TO THE ARTICLES OF INCORPORATION Mgmt For For
AMENDMENT OF ARTICLE 3TER PARA. 1
(CONDITIONAL CAPITAL)
9 APPROVAL OF THE MAXIMAL TOTAL COMPENSATION Mgmt For For
TO BE PAID TO THE BOARD OF DIRECTORS FOR
2018
10.1 APPROVAL OF THE MAXIMAL FIXED COMPENSATION Mgmt For For
FOR THE EXECUTIVE MANAGEMENT TEAM FOR THE
FINANCIAL YEAR 2018
10.2 APPROVAL OF THE MAXIMAL VARIABLE Mgmt For For
COMPENSATION FOR THE EXECUTIVE MANAGEMENT
TEAM FOR THE FINANCIAL YEAR 2016
11 ELECTION OF THE INDEPENDENT PROXY: OFFICE Mgmt For For
STIFFLER AND PARTNER, RECHTSANWAELTE,
ZURICH, REPRESENTED BY MR. YVES ENDRASS,
LIC. IUR, ATTORNEY AT THIS
12 ELECTION OF THE STATUTORY AUDITORS FOR THE Mgmt For For
FINANCIAL YEAR 2017: RE-ELECTION OF
PRICEWATERHOUSECOOPERS AG, ZURICH
--------------------------------------------------------------------------------------------------------------------------
LINDE AG, MUENCHEN Agenda Number: 708004748
--------------------------------------------------------------------------------------------------------------------------
Security: D50348107
Meeting Type: AGM
Meeting Date: 10-May-2017
Ticker:
ISIN: DE0006483001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 19.04.2017, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
25.04.2017. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORT FOR THE 2016 FINANCIAL
YEAR WITH THE REPORT OF THE SUPERVISORY
BOARD, THE GROUP FINANCIAL STATEMENTS, THE
GROUP ANNUAL REPORT, AND THE REPORT
PURSUANT TO SECTIONS 289(4) AND 315(4) OF
THE GERMAN COMMERCIAL CODE
2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
DISTRIBUTABLE PROFIT OF EUR 686,860,862.70
SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT
OF A DIVIDEND OF EUR 3.70 PER NO-PAR SHARE
EX-DIVIDEND DATE: MAY 11, 2017 PAYABLE
DATE: MAY 15, 2017
3 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt Abstain Against
MDS
4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt Abstain Against
BOARD
5.1 APPOINTMENT OF AUDITORS: FOR THE 2017 Mgmt For For
FINANCIAL YEAR: KPMG AG, BERLIN
5.2 APPOINTMENT OF AUDITORS: FOR THE INTERIM Mgmt For For
FINANCIAL STATEMENTS AND INTERIM REPORT OF
THE FIRST QUARTER OF 2018: KPMG AG, BERLIN
6 ELECTION OF THOMAS ENDERS TO THE Mgmt For For
SUPERVISORY BOARD
--------------------------------------------------------------------------------------------------------------------------
LINEAR TECHNOLOGY CORPORATION Agenda Number: 934483203
--------------------------------------------------------------------------------------------------------------------------
Security: 535678106
Meeting Type: Annual
Meeting Date: 18-Oct-2016
Ticker: LLTC
ISIN: US5356781063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF THE AGREEMENT AND PLAN OF Mgmt For For
MERGER BY AND AMONG LINEAR TECHNOLOGY
CORPORATION, ANALOG DEVICES, INC. AND TAHOE
ACQUISITION CORP.
2. APPROVAL ON AN ADVISORY (NON-BINDING) BASIS Mgmt Against Against
OF THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO LINEAR TECHNOLOGY'S NAMED
EXECUTIVE OFFICERS THAT IS BASED ON OR
OTHERWISE RELATES TO THE MERGER.
4. APPROVAL ON AN ADVISORY (NON-BINDING) BASIS Mgmt Against Against
OF THE COMPENSATION (OTHER THAN
COMPENSATION THAT IS BASED ON OR OTHERWISE
RELATES TO THE MERGER) OF LINEAR
TECHNOLOGY'S NAMED EXECUTIVE OFFICERS.
5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF LINEAR TECHNOLOGY
FOR THE FISCAL YEAR ENDING JULY 2, 2017.
6. APPROVAL OF THE ADJOURNMENT OF THE ANNUAL Mgmt For For
MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO APPROVE PROPOSAL 1.
3A. ELECTION OF DIRECTOR: ROBERT H. SWANSON, Mgmt For For
JR.
3B. ELECTION OF DIRECTOR: LOTHAR MAIER Mgmt For For
3C. ELECTION OF DIRECTOR: ARTHUR C. AGNOS Mgmt For For
3D. ELECTION OF DIRECTOR: JOHN J. GORDON Mgmt For For
3E. ELECTION OF DIRECTOR: DAVID S. LEE Mgmt For For
3F. ELECTION OF DIRECTOR: RICHARD M. MOLEY Mgmt For For
3G. ELECTION OF DIRECTOR: THOMAS S. VOLPE Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LINKEDIN CORPORATION Agenda Number: 934464405
--------------------------------------------------------------------------------------------------------------------------
Security: 53578A108
Meeting Type: Special
Meeting Date: 19-Aug-2016
Ticker: LNKD
ISIN: US53578A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF JUNE 11, 2016, AS IT MAY BE
AMENDED FROM TIME TO TIME, BY AND AMONG
LINKEDIN CORPORATION, MICROSOFT CORPORATION
AND LIBERTY MERGER SUB INC. (THE "MERGER
AGREEMENT").
2. TO APPROVE ANY PROPOSAL TO ADJOURN THE Mgmt For For
SPECIAL MEETING TO A LATER DATE OR DATES,
IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES TO ADOPT THE MERGER
AGREEMENT AT THE TIME OF THE SPECIAL
MEETING.
3. TO APPROVE, BY NON-BINDING, ADVISORY VOTE, Mgmt Against Against
COMPENSATION THAT WILL OR MAY BECOME
PAYABLE BY LINKEDIN CORPORATION TO ITS
NAMED EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
LMI AEROSPACE, INC. Agenda Number: 934610684
--------------------------------------------------------------------------------------------------------------------------
Security: 502079106
Meeting Type: Special
Meeting Date: 08-Jun-2017
Ticker: LMIA
ISIN: US5020791068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE PROPOSAL TO ADOPT THE AGREEMENT AND Mgmt For For
PLAN OF MERGER, DATED AS OF FEBRUARY 16,
2017 BY AND AMONG SONACA S.A., SONACA USA
INC., LUMINANCE MERGER SUB, INC. AND LMI
AEROSPACE, INC., AS IT MAY BE AMENDED FROM
TIME TO TIME, AND APPROVE THE TRANSACTIONS
CONTEMPLATED THEREBY.
2. THE PROPOSAL TO ADJOURN THE SPECIAL MEETING Mgmt For For
TO A LATER DATE, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES TO ADOPT
THE MERGER AGREEMENT AND APPROVE THE
TRANSACTIONS CONTEMPLATED THEREBY AT THE
TIME OF THE SPECIAL MEETING.
3. THE PROPOSAL TO APPROVE, BY NON-BINDING, Mgmt For For
ADVISORY VOTE, CERTAIN COMPENSATION THAT
MAY BECOME PAYABLE TO LMI AEROSPACE, INC.'S
NAMED EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
LOOSER HOLDING AG, ARBON Agenda Number: 707460250
--------------------------------------------------------------------------------------------------------------------------
Security: H51613109
Meeting Type: EGM
Meeting Date: 02-Nov-2016
Ticker:
ISIN: CH0026205861
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 AMENDMENT OF ARTICLE 6 OF THE ARTICLES OF Mgmt For For
ASSOCIATION OF LOOSER HOLDING AG:
CANCELLATION OF THE PERCENT RESTRICTION OF
TRANSFER OF SHARES (TRANSFERABILITY)
2.1.1 CONDITIONAL NEW ELECTION OF ALEXANDER VON Mgmt Against Against
WITZLEBEN AS MEMBER OF THE BOARD OF
DIRECTORS UNTIL THE NEXT ANNUAL GENERAL
MEETING DUE TO AND WITH EFFECT TO ACQUIRE
BY AFG OF MORE THAN 50 PERCENT OF THE
COMPANY'S SHARES
2.1.2 CONDITIONAL NEW ELECTION OF FELIX BODMER AS Mgmt Against Against
MEMBER OF THE BOARD OF DIRECTORS UNTIL THE
NEXT ANNUAL GENERAL MEETING DUE TO AND WITH
EFFECT TO ACQUIRE BY AFG OF MORE THAN 50
PERCENT OF THE COMPANY'S SHARES
2.1.3 CONDITIONAL NEW ELECTION OF CHRISTOPH FIERZ Mgmt Against Against
AS MEMBER OF THE BOARD OF DIRECTORS UNTIL
THE NEXT ANNUAL GENERAL MEETING DUE TO AND
WITH EFFECT TO ACQUIRE BY AFG OF MORE THAN
50 PERCENT OF THE COMPANY'S SHARES
2.2 CONDITIONAL NEW ELECTION OF ALEXANDER VON Mgmt For For
WITZLEBEN AS CHAIRMAN OF THE BOARD OF
DIRECTORS UNTIL THE NEXT ANNUAL GENERAL
MEETING DUE TO AND WITH EFFECT TO ACQUIRE
BY AFG OF MORE THAN 50 PERCENT OF THE
COMPANY'S SHARES
3 APPROVAL OF THE SALE OF THE SEGMENT Mgmt For For
COATINGS
--------------------------------------------------------------------------------------------------------------------------
MARKETO INC. Agenda Number: 934458553
--------------------------------------------------------------------------------------------------------------------------
Security: 57063L107
Meeting Type: Special
Meeting Date: 28-Jul-2016
Ticker: MKTO
ISIN: US57063L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF MAY 27, 2016, BY AND AMONG
MILESTONE HOLDCO, LLC, MILESTONE MERGER
SUB, INC. AND MARKETO, INC., AS IT MAY BE
AMENDED FROM TIME TO TIME.
2. TO APPROVE THE ADOPTION OF ANY PROPOSAL TO Mgmt For For
ADJOURN THE SPECIAL MEETING TO A LATER DATE
OR DATES IF NECESSARY OR APPROPRIATE TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES TO ADOPT THE MERGER
AGREEMENT AT THE TIME OF THE SPECIAL
MEETING.
--------------------------------------------------------------------------------------------------------------------------
MEAD JOHNSON NUTRITION COMPANY Agenda Number: 934616446
--------------------------------------------------------------------------------------------------------------------------
Security: 582839106
Meeting Type: Special
Meeting Date: 31-May-2017
Ticker: MJN
ISIN: US5828391061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF FEBRUARY 10, 2017,
AMONG MEAD JOHNSON NUTRITION COMPANY (THE
"COMPANY"), RECKITT BENCKISER GROUP PLC AND
MARIGOLD MERGER SUB, INC., AS MAY BE
AMENDED FROM TIME
2. PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, INCLUDING TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ESTABLISH A QUORUM OR
ADOPT THE MERGER AGREEMENT (THE
"ADJOURNMENT PROPOSAL").
3. PROPOSAL TO APPROVE, ON A NON-BINDING, Mgmt For For
ADVISORY BASIS, THE PAYMENT OF CERTAIN
COMPENSATION AND BENEFITS TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS, WHICH THEY WILL
OR MAY BE ENTITLED TO RECEIVE FROM THE
COMPANY (OR ITS SUCCESSOR) AND AS A
CONSEQUENCE OF THE MERGER (THE
"MERGER-RELATED COMPENSATION PROPOSAL").
--------------------------------------------------------------------------------------------------------------------------
MEMORIAL RESOURCE DEVELOPMENT CORP Agenda Number: 934470698
--------------------------------------------------------------------------------------------------------------------------
Security: 58605Q109
Meeting Type: Special
Meeting Date: 15-Sep-2016
Ticker: MRD
ISIN: US58605Q1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF MAY 15, 2016, BY AND
AMONG RANGE RESOURCES CORPORATION, MEDINA
MERGER SUB, INC. AND MEMORIAL RESOURCE
DEVELOPMENT CORP., AND THE TRANSACTIONS
CONTEMPLATED THEREBY, INCLUDING THE MERGER.
2 TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO MEMORIAL'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER.
3 TO APPROVE THE ADJOURNMENT OF THE MEMORIAL Mgmt For For
SPECIAL MEETING TO A LATER DATE OR DATES,
IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THERE ARE
NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE MERGER
PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
MENTOR GRAPHICS CORPORATION Agenda Number: 934520568
--------------------------------------------------------------------------------------------------------------------------
Security: 587200106
Meeting Type: Special
Meeting Date: 02-Feb-2017
Ticker: MENT
ISIN: US5872001061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT Mgmt For For
AND PLAN OF MERGER, DATED AS OF NOVEMBER
12, 2016, AMONG MENTOR GRAPHICS
CORPORATION, SIEMENS INDUSTRY, INC. AND
MEADOWLARK SUBSIDIARY CORPORATION.
2. PROPOSAL TO APPROVE, ON A NON-BINDING, Mgmt For For
ADVISORY BASIS, CERTAIN COMPENSATION THAT
WILL OR MAY BE PAID OR BECOME PAYABLE TO
MENTOR GRAPHICS CORPORATION'S NAMED
EXECUTIVE OFFICERS THAT IS BASED ON OR
OTHERWISE RELATES TO THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
METALDYNE PERFORMANCE GROUP INC. Agenda Number: 934540344
--------------------------------------------------------------------------------------------------------------------------
Security: 59116R107
Meeting Type: Special
Meeting Date: 05-Apr-2017
Ticker: MPG
ISIN: US59116R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO VOTE ON A PROPOSAL TO ADOPT THE Mgmt For For
AGREEMENT AND PLAN OF MERGER, DATED AS OF
NOVEMBER 3, 2016, AS IT MAY BE AMENDED FROM
TIME TO TIME, AMONG METALDYNE PERFORMANCE
GROUP INC. ("MPG"), AMERICAN AXLE &
MANUFACTURING HOLDINGS, INC., AND ALPHA SPV
I, INC. (THE "MERGER AGREEMENT"), AND
APPROVE THE TRANSACTIONS CONTEMPLATED
THEREBY.
2. TO VOTE ON A PROPOSAL TO APPROVE, ON AN Mgmt For For
ADVISORY NON-BINDING BASIS, THE
COMPENSATION THAT MAY BE PAID OR BECOME
PAYABLE TO MPG'S NAMED EXECUTIVE OFFICERS
IN CONNECTION WITH THE MERGER CONTEMPLATED
BY THE MERGER AGREEMENT.
3. TO VOTE ON A PROPOSAL TO ADJOURN THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO PERMIT FURTHER SOLICITATION
OF PROXIES IF THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO
ADOPT THE MERGER AGREEMENT AND APPROVE THE
TRANSACTIONS CONTEMPLATED BY THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
MIDDLEBURG FINANCIAL CORPORATION Agenda Number: 934529150
--------------------------------------------------------------------------------------------------------------------------
Security: 596094102
Meeting Type: Special
Meeting Date: 15-Mar-2017
Ticker: MBRG
ISIN: US5960941020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE AGREEMENT AND PLAN Mgmt For For
OF REORGANIZATION, DATED AS OF OCTOBER 21,
2016, BETWEEN ACCESS NATIONAL CORPORATION
("ACCESS") AND MIDDLEBURG FINANCIAL
CORPORATION ("MIDDLEBURG"), INCLUDING THE
RELATED PLAN OF MERGER, PURSUANT TO WHICH
MIDDLEBURG WILL MERGE WITH AND INTO ACCESS
...SEE PROXY STATEMENT FOR FULL PROPOSAL.
2. PROPOSAL TO APPROVE, IN A NON-BINDING Mgmt For For
ADVISORY VOTE, CERTAIN COMPENSATION THAT
MAY BECOME PAYABLE TO MIDDLEBURG'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER
3. PROPOSAL TO ADJOURN THE MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO PERMIT FURTHER
SOLICITATION OF PROXIES IN THE EVENT THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE
MEETING TO APPROVE PROPOSAL 1
--------------------------------------------------------------------------------------------------------------------------
MIGAO CORPORATION Agenda Number: 934455583
--------------------------------------------------------------------------------------------------------------------------
Security: 59861N103
Meeting Type: Special
Meeting Date: 27-Jul-2016
Ticker: MIGGF
ISIN: CA59861N1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE SPECIAL RESOLUTION, THE FULL Mgmt Against Against
TEXT OF WHICH IS SET FORTH IN APPENDIX "A"
TO THE ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR DATED JUNE 24, 2016 (THE
"CIRCULAR") AUTHORIZING AND APPROVING A
PLAN OF ARRANGEMENT PURSUANT TO SECTION 182
OF THE BUSINESS CORPORATIONS ACT (ONTARIO),
ALL AS MORE PARTICULARLY DESCRIBED IN THE
CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
MINES MANAGEMENT, INC. Agenda Number: 934470383
--------------------------------------------------------------------------------------------------------------------------
Security: 603432105
Meeting Type: Special
Meeting Date: 12-Sep-2016
Ticker: MGN
ISIN: US6034321058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF MAY 23, 2016, BY AND
AMONG MINES MANAGEMENT, INC., HECLA MINING
COMPANY, AND HL IDAHO CORP., AS AMENDED ON
JUNE 29, 2016 AND JULY 29, 2016 (THE
"MERGER PROPOSAL").
2. ADJOURN THE SPECIAL MEETING, IF NECESSARY Mgmt For For
OR APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO APPROVE AND ADOPT THE
MERGER PROPOSAL.
3. APPROVE THE COMPENSATION THAT MAY BECOME Mgmt For For
PAYABLE TO MINES MANAGEMENT'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
COMPLETION OF THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
MONEYGRAM INTERNATIONAL, INC. Agenda Number: 934593876
--------------------------------------------------------------------------------------------------------------------------
Security: 60935Y208
Meeting Type: Special
Meeting Date: 16-May-2017
Ticker: MGI
ISIN: US60935Y2081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT Mgmt For For
AND PLAN OF MERGER, DATED AS OF JANUARY 26,
2017, AS SUCH AGREEMENT MAY BE AMENDED FROM
TIME TO TIME (THE "MERGER AGREEMENT"), BY
AND AMONG ALIPAY (UK) LIMITED, A UNITED
KINGDOM LIMITED COMPANY, MATRIX ACQUISITION
CORP., A DELAWARE CORPORATION AND WHOLLY
OWNED ...(DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL).
2. NON-BINDING, ADVISORY PROPOSAL TO APPROVE Mgmt For For
COMPENSATION THAT WILL OR MAY BECOME
PAYABLE TO OUR NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER CONTEMPLATED BY
THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
MONEYGRAM INTERNATIONAL, INC. Agenda Number: 934617979
--------------------------------------------------------------------------------------------------------------------------
Security: 60935Y208
Meeting Type: Annual
Meeting Date: 12-Jun-2017
Ticker: MGI
ISIN: US60935Y2081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: J. COLEY CLARK Mgmt For For
1B. ELECTION OF DIRECTOR: VICTOR W. DAHIR Mgmt For For
1C. ELECTION OF DIRECTOR: ANTONIO O. GARZA Mgmt For For
1D. ELECTION OF DIRECTOR: W. ALEXANDER HOLMES Mgmt For For
1E. ELECTION OF DIRECTOR: SETH W. LAWRY Mgmt For For
1F. ELECTION OF DIRECTOR: PAMELA H. PATSLEY Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL P. RAFFERTY Mgmt For For
1H. ELECTION OF DIRECTOR: GANESH B. RAO Mgmt For For
1I. ELECTION OF DIRECTOR: W. BRUCE TURNER Mgmt For For
1J. ELECTION OF DIRECTOR: PEGGY VAUGHAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 1 Year Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MORGANS HOTEL GROUP CO. Agenda Number: 934468706
--------------------------------------------------------------------------------------------------------------------------
Security: 61748W108
Meeting Type: Special
Meeting Date: 26-Sep-2016
Ticker: MHGC
ISIN: US61748W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
AS IT MAY BE AMENDED FROM TIME TO TIME,
DATED AS OF MAY 9, 2016, AMONG THE COMPANY,
SBEEG HOLDINGS, LLC AND TROUSDALE
ACQUISITION SUB, INC. AND THE OTHER
TRANSACTIONS CONTEMPLATED BY THE MERGER
AGREEMENT, AS DESCRIBED IN THE PROXY
STATEMENT FILED BY THE COMPANY ON SCHEDULE
14A ON AUGUST 4, 2016.
2. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, SPECIFIED COMPENSATION THAT MAY
BECOME PAYABLE TO ANY NAMED EXECUTIVE
OFFICER OF THE COMPANY IN CONNECTION WITH
THE MERGER, AS DESCRIBED IN THE PROXY
STATEMENT FILED BY THE COMPANY ON SCHEDULE
14A ON AUGUST 4, 2016.
3. TO APPROVE THE ADJOURNMENT OR POSTPONEMENT Mgmt For For
OF THE SPECIAL MEETING FOR A PERIOD OF NO
MORE THAN 30 DAYS TO SOLICIT ADDITIONAL
PROXIES, IF NECESSARY, IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT, AS DESCRIBED IN THE PROXY
STATEMENT FILED BY THE COMPANY ON SCHEDULE
14A ON AUGUST 4, 2016.
--------------------------------------------------------------------------------------------------------------------------
NORTHSTAR ASSET MANAGEMENT GROUP, INC. Agenda Number: 934507534
--------------------------------------------------------------------------------------------------------------------------
Security: 66705Y104
Meeting Type: Special
Meeting Date: 20-Dec-2016
Ticker: NSAM
ISIN: US66705Y1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A PROPOSAL TO APPROVE THE MERGER OF NSAM Mgmt For For
WITH AND INTO COLONY NORTHSTAR, INC.
("COLONY NORTHSTAR"), WITH COLONY NORTHSTAR
SURVIVING THE MERGER, AND TO ADOPT THE
AGREEMENT AND PLANS OF MERGER, DATED AS OF
JUNE 2, 2016, AMONG NSAM, NORTHSTAR REALTY
FINANCE CORP. ("NRF"), COLONY CAPITAL, INC.
("COLONY"), COLONY ...(DUE TO SPACE LIMITS,
SEE PROXY STATEMENT FOR FULL PROPOSAL).
2. A PROPOSAL TO APPROVE A PROVISION IN THE Mgmt For For
COLONY NORTHSTAR CHARTER CONTAINING CERTAIN
COLONY NORTHSTAR STOCK OWNERSHIP AND
TRANSFER RESTRICTIONS, INCLUDING A
PROHIBITION ON ANY PERSON ACTUALLY OR
CONSTRUCTIVELY OWNING MORE THAN 9.8% IN
VALUE OF THE AGGREGATE OF THE OUTSTANDING
SHARES OF COLONY ...(DUE TO SPACE LIMITS,
SEE PROXY STATEMENT FOR FULL PROPOSAL).
3. A PROPOSAL TO APPROVE, BY NON-BINDING, Mgmt Against Against
ADVISORY VOTE, THE COMPENSATION THAT MAY
BECOME PAYABLE TO THE NSAM NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGERS.
4. A PROPOSAL TO ADJOURN THE SPECIAL MEETING, Mgmt For For
IF NECESSARY OR APPROPRIATE, AS DETERMINED
BY NSAM, TO SOLICIT ADDITIONAL PROXIES IN
FAVOR OF PROPOSAL 1, PROPOSAL 2 AND
PROPOSAL 3.
--------------------------------------------------------------------------------------------------------------------------
NUPLEX INDUSTRIES LTD, AUCKLAND Agenda Number: 707193809
--------------------------------------------------------------------------------------------------------------------------
Security: Q70156106
Meeting Type: SGM
Meeting Date: 07-Jul-2016
Ticker:
ISIN: NZNPXE0001S8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE SCHEME (THE TERMS OF WHICH ARE Mgmt For For
DESCRIBED IN THIS SCHEME BOOKLET) BE AND IS
HEREBY APPROVED
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV. Agenda Number: 934520897
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Special
Meeting Date: 27-Jan-2017
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3.A THE PROPOSAL TO APPOINT MR. STEVE Mgmt Against Against
MOLLENKOPF AS EXECUTIVE DIRECTOR SUBJECT TO
AND CONDITIONAL UPON THE OCCURRENCE OF AND
EFFECTIVE AS OF CLOSING.
3.B THE PROPOSAL TO APPOINT MR. DEREK K. ABERLE Mgmt Against Against
AS NON-EXECUTIVE ...(DUE TO SPACE LIMITS,
SEE PROXY MATERIAL FOR FULL PROPOSAL).
3.C THE PROPOSAL TO APPOINT MR. GEORGE S. DAVIS Mgmt Against Against
AS NON-EXECUTIVE DIRECTOR SUBJECT TO AND
CONDITIONAL UPON THE OCCURRENCE OF AND
EFFECTIVE AS OF CLOSING.
3.D THE PROPOSAL TO APPOINT MR. DONALD J. Mgmt Against Against
ROSENBERG AS NON-EXECUTIVE ...(DUE TO SPACE
LIMITS, SEE PROXY MATERIAL FOR FULL
PROPOSAL).
3.E THE PROPOSAL TO APPOINT MR. BRIAN MODOFF AS Mgmt Against Against
NON-EXECUTIVE DIRECTOR SUBJECT TO AND
CONDITIONAL UPON THE OCCURRENCE OF AND
EFFECTIVE AS OF CLOSING.
4. THE PROPOSAL TO GRANT FULL AND FINAL Mgmt For For
DISCHARGE TO EACH MEMBER ...(DUE TO SPACE
LIMITS, SEE PROXY MATERIAL FOR FULL
PROPOSAL).
5.A THE PROPOSAL TO APPROVE OF THE ASSET SALE Mgmt For For
AS REQUIRED UNDER ARTICLE 2:107A OF THE
DUTCH CIVIL CODE CONDITIONAL UPON AND
SUBJECT TO (I) BUYER HAVING ACCEPTED FOR
PAYMENT THE ACQUIRED SHARES AND (II) THE
NUMBER OF ACQUIRED SHARES MEETING THE ASSET
SALE THRESHOLD.
5.B THE PROPOSAL TO (I) DISSOLVE NXP (II) Mgmt For For
APPOINT STICHTING ...(DUE TO SPACE LIMITS,
SEE PROXY MATERIAL FOR FULL PROPOSAL).
6.A THE PROPOSAL TO AMEND NXP'S ARTICLES OF Mgmt For For
ASSOCIATION, SUBJECT TO CLOSING.
6.B THE PROPOSAL TO CONVERT NXP AND AMEND THE Mgmt For For
ARTICLES OF ASSOCIATION, SUBJECT TO
DELISTING OF NXP FROM NASDAQ.
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV. Agenda Number: 934626966
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Annual
Meeting Date: 01-Jun-2017
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2-C ADOPTION OF THE 2016 STATUTORY ANNUAL Mgmt For For
ACCOUNTS.
2-D GRANTING DISCHARGE TO THE DIRECTORS FOR Mgmt For For
THEIR RESPONSIBILITIES IN THE FINANCIAL
YEAR 2016.
3-A PROPOSAL TO RE-APPOINT MR. RICHARD L. Mgmt For For
CLEMMER AS EXECUTIVE DIRECTOR WITH EFFECT
FROM JUNE 1, 2017.
3-B PROPOSAL TO RE-APPOINT SIR PETER BONFIELD Mgmt For For
AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM
JUNE 1, 2017.
3-C PROPOSAL TO RE-APPOINT MR. JOHANNES P. HUTH Mgmt For For
AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM
JUNE 1, 2017.
3-D PROPOSAL TO RE-APPOINT MR. KENNETH A. Mgmt For For
GOLDMAN AS NON-EXECUTIVE DIRECTOR WITH
EFFECT FROM JUNE 1, 2017.
3-E PROPOSAL TO RE-APPOINT DR. MARION HELMES AS Mgmt For For
NON-EXECUTIVE DIRECTOR WITH EFFECT FROM
JUNE 1, 2017.
3-F PROPOSAL TO RE-APPOINT MR. JOSEPH KAESER AS Mgmt For For
NON-EXECUTIVE DIRECTOR WITH EFFECT FROM
JUNE 1, 2017.
3-G PROPOSAL TO RE-APPOINT MR. IAN LORING AS Mgmt For For
NON-EXECUTIVE DIRECTOR WITH EFFECT FROM
JUNE 1, 2017.
3-H PROPOSAL TO RE-APPOINT MR. ERIC MEURICE AS Mgmt For For
NON-EXECUTIVE DIRECTOR WITH EFFECT FROM
JUNE 1, 2017.
3-I PROPOSAL TO RE-APPOINT MR. PETER SMITHAM AS Mgmt For For
NON-EXECUTIVE DIRECTOR WITH EFFECT FROM
JUNE 1, 2017.
3-J PROPOSAL TO RE-APPOINT MS. JULIE SOUTHERN Mgmt For For
AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM
JUNE 1, 2017.
3-K PROPOSAL TO RE-APPOINT MR. GREGORY SUMME AS Mgmt For For
NON-EXECUTIVE DIRECTOR WITH EFFECT FROM
JUNE 1, 2017.
4-A AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt For For
ISSUE SHARES OR GRANT RIGHTS TO ACQUIRE
SHARES.
4-B AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt For For
RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS.
5 AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt For For
REPURCHASE SHARES IN THE COMPANY'S CAPITAL.
6 AUTHORIZATION TO CANCEL REPURCHASED SHARES Mgmt For For
IN THE COMPANY'S CAPITAL.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC CONTINENTAL CORPORATION Agenda Number: 934616460
--------------------------------------------------------------------------------------------------------------------------
Security: 69412V108
Meeting Type: Special
Meeting Date: 08-Jun-2017
Ticker: PCBK
ISIN: US69412V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF JANUARY 9, 2017, BY AND
BETWEEN COLUMBIA BANKING SYSTEM, INC. AND
PACIFIC CONTINENTAL CORPORATION.
2. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO PACIFIC CONTINENTAL
CORPORATION'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGERS.
3. TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING ADJOURNMENTS TO
SOLICIT ADDITIONAL PROXIES IN EVENT THERE
ARE INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
PATTERSON-UTI ENERGY, INC. Agenda Number: 934627932
--------------------------------------------------------------------------------------------------------------------------
Security: 703481101
Meeting Type: Annual
Meeting Date: 29-Jun-2017
Ticker: PTEN
ISIN: US7034811015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK S. SIEGEL Mgmt For For
CHARLES O. BUCKNER Mgmt For For
MICHAEL W. CONLON Mgmt For For
WILLIAM A HENDRICKS, JR Mgmt For For
CURTIS W. HUFF Mgmt For For
TERRY H. HUNT Mgmt For For
TIFFANY J. THOM Mgmt For For
2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
PATTERSON-UTI'S 2014 LONG-TERM INCENTIVE
PLAN.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF PATTERSON-UTI FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
4. APPROVAL OF AN ADVISORY RESOLUTION ON Mgmt For For
PATTERSON-UTI'S COMPENSATION OF ITS NAMED
EXECUTIVE OFFICERS.
5. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
POLONIA BANCORP INC Agenda Number: 934482225
--------------------------------------------------------------------------------------------------------------------------
Security: 73158Q109
Meeting Type: Special
Meeting Date: 25-Oct-2016
Ticker: PBCP
ISIN: US73158Q1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF JUNE 2, 2016 (THE
"MERGER AGREEMENT"), AS IT MAY BE AMENDED
FROM TIME TO TIME, BY AND BETWEEN
PRUDENTIAL BANCORP, INC., A PENNSYLVANIA
CORPORATION, AND POLONIA BANCORP, INC., A
MARYLAND CORPORATION.
2. APPROVAL OF AN ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
POLYCOM, INC. Agenda Number: 934468009
--------------------------------------------------------------------------------------------------------------------------
Security: 73172K104
Meeting Type: Special
Meeting Date: 02-Sep-2016
Ticker: PLCM
ISIN: US73172K1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF JULY 8, 2016, BY AND AMONG
POLYCOM, INC., TRIANGLE PRIVATE HOLDINGS I,
LLC AND TRIANGLE PRIVATE MERGER SUB INC.,
AS IT MAY BE AMENDED FROM TIME TO TIME
2. TO APPROVE ANY PROPOSAL TO ADJOURN OR Mgmt For For
POSTPONE THE SPECIAL MEETING TO A LATER
DATE OR DATES, IF NECESSARY OR APPROPRIATE,
(1) TO SOLICIT ADDITIONAL PROXIES IN THE
EVENT THERE ARE NOT SUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO ADOPT THE
MERGER AGREEMENT, OR (2) IF THE FAILURE TO
ADJOURN OR POSTPONE WOULD REASONABLY BE
EXPECTED TO BE A VIOLATION OF APPLICABLE
LAW
3. TO APPROVE, BY NON-BINDING, ADVISORY VOTE, Mgmt For For
COMPENSATION THAT WILL OR MAY BECOME
PAYABLE TO POLYCOM'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER
--------------------------------------------------------------------------------------------------------------------------
POST PROPERTIES, INC. Agenda Number: 934488138
--------------------------------------------------------------------------------------------------------------------------
Security: 737464107
Meeting Type: Special
Meeting Date: 10-Nov-2016
Ticker: PPS
ISIN: US7374641071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF AUGUST 15, 2016, AS IT
MAY BE AMENDED OR MODIFIED FROM TIME-
TO-TIME, BY AND AMONG MID-AMERICA
APARTMENT COMMUNITIES, INC., MID-AMERICA
APARTMENTS, L.P., POST PROPERTIES, INC.,
POST GP HOLDINGS, INC. AND POST APARTMENT
HOMES, L.P. (THE "MERGER .. (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
2) TO APPROVE AN ADVISORY (NON-BINDING) Mgmt For For
PROPOSAL TO APPROVE COMPENSATION PAYABLE TO
CERTAIN EXECUTIVE OFFICERS OF POST
PROPERTIES, INC. IN CONNECTION WITH THE
PARENT MERGER.
3) TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING ADJOURNMENTS TO
PERMIT FURTHER SOLICITATION OF PROXIES IN
FAVOR OF APPROVAL AND ADOPTION OF THE
MERGER AGREEMENT AND THE PARENT MERGER.
--------------------------------------------------------------------------------------------------------------------------
PROVIDENCE AND WORCESTER RAILROAD CO. Agenda Number: 934483645
--------------------------------------------------------------------------------------------------------------------------
Security: 743737108
Meeting Type: Special
Meeting Date: 26-Oct-2016
Ticker: PWX
ISIN: US7437371088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE MERGER AGREEMENT DATED AS OF Mgmt For For
AUGUST 12, 2016, BY AND AMONG THE COMPANY,
GENESEE & WYOMING INC. AND PULLMAN
ACQUISITION SUB INC. (INCLUDING THE PLAN OF
MERGER ATTACHED THERETO).
2. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE BY THE COMPANY TO ITS NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH, OR
FOLLOWING THE COMPLETION OF, THE MERGER.
3. TO APPROVE AN ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY, TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
QLIK TECHNOLOGIES INC. Agenda Number: 934459668
--------------------------------------------------------------------------------------------------------------------------
Security: 74733T105
Meeting Type: Special
Meeting Date: 17-Aug-2016
Ticker: QLIK
ISIN: US74733T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF JUNE 2, 2016, BY AND AMONG
PROJECT ALPHA HOLDING, LLC, PROJECT ALPHA
MERGER CORP. AND QLIK TECHNOLOGIES INC., AS
IT MAY BE AMENDED FROM TIME TO TIME
2. TO APPROVE THE ADOPTION OF ANY PROPOSAL TO Mgmt For For
ADJOURN THE SPECIAL MEETING TO A LATER DATE
OR DATES IF NECESSARY OR APPROPRIATE TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES TO ADOPT THE MERGER
AGREEMENT AT THE TIME OF THE SPECIAL
MEETING
3. TO APPROVE, BY NON-BINDING, ADVISORY VOTE, Mgmt For For
COMPENSATION THAT WILL OR MAY BECOME
PAYABLE BY QLIK TECHNOLOGIES INC. TO ITS
NAMED EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGER
--------------------------------------------------------------------------------------------------------------------------
RACKSPACE HOSTING, INC. Agenda Number: 934488114
--------------------------------------------------------------------------------------------------------------------------
Security: 750086100
Meeting Type: Special
Meeting Date: 02-Nov-2016
Ticker: RAX
ISIN: US7500861007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF AUGUST 26, 2016, AS IT MAY BE
AMENDED FROM TIME TO TIME, BY AND AMONG
RACKSPACE, INCEPTION PARENT, INC., AND
INCEPTION MERGER SUB, INC. (THE "MERGER
AGREEMENT").
2. TO APPROVE ANY PROPOSAL TO ADJOURN THE Mgmt For For
SPECIAL MEETING TO A LATER DATE OR DATES,
IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES TO ADOPT THE MERGER
AGREEMENT AT THE TIME OF THE SPECIAL
MEETING.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, COMPENSATION THAT WILL OR MAY BECOME
PAYABLE BY RACKSPACE TO ITS NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER.
4. TO APPROVE THE ACCELERATION OF VESTING OF Mgmt For For
CERTAIN EQUITY AWARDS HELD BY RACKSPACE'S
NON-EMPLOYEE DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
ROSE ROCK MIDSTREAM L.P. Agenda Number: 934477349
--------------------------------------------------------------------------------------------------------------------------
Security: 777149105
Meeting Type: Consent
Meeting Date: 29-Sep-2016
Ticker: RRMS
ISIN: US7771491054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. WRITTEN CONSENT OF UNITHOLDERS OF ROSE ROCK Mgmt For For
MIDSTREAM, L.P. ("ROSE ROCK") TO APPROVE
AND ADOPT THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF MAY 30, 2016, INCLUDING THE
MERGER OF PBMS, LLC WITH AND INTO ROSE
ROCK.
--------------------------------------------------------------------------------------------------------------------------
SAI GLOBAL LTD, SYDNEY Agenda Number: 707413352
--------------------------------------------------------------------------------------------------------------------------
Security: Q8227J100
Meeting Type: AGM
Meeting Date: 27-Oct-2016
Ticker:
ISIN: AU000000SAI8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 REMUNERATION REPORT Mgmt For For
2 RE-ELECTION OF DIRECTOR: MS SYLVIA FALZON Mgmt For For
3 RE-ELECTION OF DIRECTOR: MR DAVID MORAY Mgmt For For
SPENCE
4 APPROVAL OF ISSUE OF OPTIONS TO PETER Mgmt For For
MULLINS, CHIEF EXECUTIVE OFFICER AND
MANAGING DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
SAI GLOBAL LTD, SYDNEY Agenda Number: 707561925
--------------------------------------------------------------------------------------------------------------------------
Security: Q8227J100
Meeting Type: SCH
Meeting Date: 05-Dec-2016
Ticker:
ISIN: AU000000SAI8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT, PURSUANT TO AND IN ACCORDANCE WITH Mgmt For For
SECTION 411 OF THE CORPORATIONS ACT, THE
SCHEME, THE TERMS OF WHICH ARE CONTAINED IN
AND MORE PARTICULARLY DESCRIBED IN THE
SCHEME BOOKLET IS APPROVED (WITH OR WITHOUT
MODIFICATION AS APPROVED BY THE COURT)
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
COURT HEARING ON 09 DEC 2016. CONSEQUENTLY,
YOUR VOTING INSTRUCTIONS WILL REMAIN VALID
FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SEVENTY SEVEN ENERGY INC Agenda Number: 934563102
--------------------------------------------------------------------------------------------------------------------------
Security: 81809A100
Meeting Type: Special
Meeting Date: 20-Apr-2017
Ticker: SVNT
ISIN: US81809A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF DECEMBER 12, 2016, BY
AND AMONG SSE, PATTERSON-UTI ENERGY, INC.
AND PYRAMID MERGER SUB, INC.
2. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF THE COMPENSATION THAT MAY BE PAID
OR BECOME PAYABLE TO SSE'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER.
3. ADJOURNMENT OF THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO APPROVE THE PROPOSAL TO
ADOPT THE AGREEMENT AND PLAN OF MERGER.
--------------------------------------------------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC. Agenda Number: 934486110
--------------------------------------------------------------------------------------------------------------------------
Security: 790849103
Meeting Type: Annual
Meeting Date: 26-Oct-2016
Ticker: STJ
ISIN: US7908491035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF APRIL 27, 2016, AS IT
MAY BE AMENDED FROM TIME TO TIME (THE
"MERGER AGREEMENT"), BY AND AMONG ST. JUDE
MEDICAL, INC., ABBOTT LABORATORIES, VAULT
MERGER SUB, INC., A WHOLLY-OWNED SUBSIDIARY
OF ABBOTT, AND VAULT MERGER SUB, LLC, A
WHOLLY-OWNED SUBSIDIARY OF ABBOTT, AND
ADOPT THE PLAN OF MERGER (AS SUCH TERM IS
DEFINED IN SECTION 302A.611 OF THE
MINNESOTA BUSINESS CORPORATION ACT)
CONTAINED THEREIN.
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF ST. JUDE MEDICAL'S NAMED EXECUTIVE
OFFICERS THAT MAY BE PAID OR BECOME PAYABLE
IN CONNECTION WITH THE MERGER AGREEMENT AND
PLAN OF MERGER.
3A. ELECTION OF DIRECTOR: STUART M. ESSIG Mgmt For For
3B. ELECTION OF DIRECTOR: BARBARA B. HILL Mgmt For For
3C. ELECTION OF DIRECTOR: MICHAEL A. ROCCA Mgmt For For
4. ADVISORY VOTE TO APPROVE THE 2015 Mgmt For For
COMPENSATION OF ST. JUDE MEDICAL'S NAMED
EXECUTIVE OFFICERS.
5. TO APPROVE THE ST. JUDE MEDICAL, INC. 2016 Mgmt For For
STOCK INCENTIVE PLAN.
6. TO APPROVE AMENDMENTS TO ST. JUDE MEDICAL'S Mgmt For For
ARTICLES OF INCORPORATION AND BYLAWS TO
DECLASSIFY ST. JUDE MEDICAL'S BOARD OF
DIRECTORS.
7. TO APPROVE AMENDMENTS TO ST. JUDE MEDICAL'S Mgmt For For
BYLAWS TO IMPLEMENT PROXY ACCESS.
8. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS ST. JUDE MEDICAL'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.
9. TO ADJOURN THE SHAREHOLDERS' MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES, IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SHAREHOLDERS' MEETING TO APPROVE THE MERGER
AGREEMENT.
10. TO IMPLEMENT A SHAREHOLDER PROPOSAL Shr Against For
REGARDING SUPERMAJORITY VOTING.
--------------------------------------------------------------------------------------------------------------------------
SUFFOLK BANCORP Agenda Number: 934476400
--------------------------------------------------------------------------------------------------------------------------
Security: 864739107
Meeting Type: Special
Meeting Date: 13-Oct-2016
Ticker: SCNB
ISIN: US8647391072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE ADOPTION OF THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF JUNE 26, 2016, BY AND
BETWEEN SUFFOLK BANCORP ("SUFFOLK") AND
PEOPLE'S UNITED FINANCIAL, INC. (THE
"MERGER PROPOSAL").
2. THE APPROVAL, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, OF THE COMPENSATION THAT CERTAIN
EXECUTIVE OFFICERS OF SUFFOLK MAY RECEIVE
THAT IS BASED ON OR OTHERWISE RELATES TO
THE MERGER.
3. THE APPROVAL OF ONE OR MORE ADJOURNMENTS OF Mgmt For For
THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IN FAVOR OF THE MERGER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
SYMMETRY SURGICAL INC. Agenda Number: 934444441
--------------------------------------------------------------------------------------------------------------------------
Security: 87159G100
Meeting Type: Special
Meeting Date: 01-Jul-2016
Ticker: SSRG
ISIN: US87159G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF MAY 2, 2016, AMONG SYMMETRY
SURGICAL INC., SYMMETRY SURGICAL HOLDINGS,
INC. AND SYMMETRY ACQUISITION CORP, INC.,
AND THEREBY APPROVE THE TRANSACTIONS
CONTEMPLATED BY THE MERGER AGREEMENT,
INCLUDING THE MERGER.
2. TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
SPECIAL MEETING TO A LATER DATE OR DATES IF
NECESSARY OR APPROPRIATE TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES TO ADOPT THE MERGER
AGREEMENT AT THE TIME OF THE SPECIAL
MEETING.
--------------------------------------------------------------------------------------------------------------------------
TALEN ENERGY CORPORATION Agenda Number: 934478606
--------------------------------------------------------------------------------------------------------------------------
Security: 87422J105
Meeting Type: Special
Meeting Date: 06-Oct-2016
Ticker: TLN
ISIN: US87422J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF JUNE 2, 2016, BY AND AMONG RPH
PARENT LLC, SPH PARENT LLC, CRJ PARENT LLC,
RJS MERGER SUB INC. (THE "MERGER SUB") AND
TALEN ENERGY CORPORATION (THE "COMPANY"),
AS IT MAY BE AMENDED FROM TIME TO TIME (THE
"MERGER AGREEMENT"), PURSUANT TO WHICH THE
MERGER SUB WILL MERGE WITH AND INTO THE
COMPANY (THE "MERGER").
2. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE,
INCLUDING ADJOURNMENT TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO ADOPT
THE MERGER AGREEMENT.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, CERTAIN COMPENSATION ARRANGEMENTS
FOR THE COMPANY'S NAMED EXECUTIVE OFFICERS
IN CONNECTION WITH THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
TEAM HEALTH HOLDINGS, INC. Agenda Number: 934514818
--------------------------------------------------------------------------------------------------------------------------
Security: 87817A107
Meeting Type: Special
Meeting Date: 11-Jan-2017
Ticker: TMH
ISIN: US87817A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt Against Against
DATED AS OF OCTOBER 30, 2016, AMONG TEAM
HEALTH HOLDINGS, INC., TENNESSEE PARENT,
INC. AND TENNESSEE MERGER SUB, INC., AS
AMENDED OR MODIFIED FROM TIME TO TIME.
2. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt Against Against
BASIS, CERTAIN COMPENSATION THAT WILL OR
MAY BE PAID BY TEAM HEALTH HOLDINGS, INC.
TO ITS NAMED EXECUTIVE OFFICERS THAT IS
BASED ON OR OTHERWISE RELATES TO THE
MERGER.
3. TO APPROVE AN ADJOURNMENT OF THE SPECIAL Mgmt Against Against
MEETING OF STOCKHOLDERS OF TEAM HEALTH
HOLDINGS, INC. FROM TIME TO TIME, IF
NECESSARY OR APPROPRIATE, FOR THE PURPOSE
OF SOLICITING ADDITIONAL VOTES FOR THE
APPROVAL OF THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
THE VALSPAR CORPORATION Agenda Number: 934532727
--------------------------------------------------------------------------------------------------------------------------
Security: 920355104
Meeting Type: Annual
Meeting Date: 24-Mar-2017
Ticker: VAL
ISIN: US9203551042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN M. BALLBACH Mgmt For For
1B. ELECTION OF DIRECTOR: IAN R. FRIENDLY Mgmt For For
1C. ELECTION OF DIRECTOR: JANEL S. HAUGARTH Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID R. LUMLEY Mgmt For For
2. TO CAST AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE CORPORATION'S
PROXY STATEMENT.
3. TO CAST AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
FOR A STOCKHOLDERS' ADVISORY VOTE ON THE
CORPORATION'S EXECUTIVE COMPENSATION.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE CORPORATION FOR THE
FISCAL YEAR ENDING OCTOBER 27, 2017.
--------------------------------------------------------------------------------------------------------------------------
VIRGIN AMERICA INC. Agenda Number: 934454668
--------------------------------------------------------------------------------------------------------------------------
Security: 92765X208
Meeting Type: Special
Meeting Date: 26-Jul-2016
Ticker: VA
ISIN: US92765X2080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF APRIL 1, 2016, BY AND AMONG
ALASKA AIR GROUP, INC., A DELAWARE
CORPORATION ("ALASKA AIR GROUP"), ALPINE
ACQUISITION CORP., A DELAWARE CORPORATION
AND A WHOLLY-OWNED SUBSIDIARY OF ALASKA AIR
GROUP ("MERGER SUB") AND VIRGIN AMERICA, AS
IT MAY BE ... (DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL)
2. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL VOTES TO APPROVE THE MERGER
PROPOSAL, IF THERE ARE NOT SUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO ADOPT
THE MERGER AGREEMENT (THE "ADJOURNMENT
PROPOSAL").
3. TO APPROVE ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, CERTAIN COMPENSATION THAT WILL OR
MAY BECOME PAYABLE TO OUR NAMED EXECUTIVE
OFFICERS THAT IS BASED ON OR OTHERWISE
RELATES TO THE MERGER (THE "COMPENSATION
PROPOSAL"), AS DISCLOSED PURSUANT TO ITEM
402(T) OF REGULATION S-K IN "THE MERGER-
... (DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
WCI COMMUNITIES, INC. Agenda Number: 934522625
--------------------------------------------------------------------------------------------------------------------------
Security: 92923C807
Meeting Type: Special
Meeting Date: 10-Feb-2017
Ticker: WCIC
ISIN: US92923C8073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF SEPTEMBER 22, 2016 (AS IT MAY
BE AMENDED FROM TIME TO TIME, THE "MERGER
AGREEMENT"), BY AND AMONG WCI, LENNAR
CORPORATION, MARLIN GREEN CORP. AND MARLIN
BLUE LLC.
2. TO APPROVE THE ADJOURNMENT OF THE WCI Mgmt For For
SPECIAL MEETING, IF NECESSARY TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO ADOPT THE MERGER
AGREEMENT AT THE TIME OF THE WCI SPECIAL
MEETING.
--------------------------------------------------------------------------------------------------------------------------
WGL HOLDINGS, INC. Agenda Number: 934583089
--------------------------------------------------------------------------------------------------------------------------
Security: 92924F106
Meeting Type: Special
Meeting Date: 10-May-2017
Ticker: WGL
ISIN: US92924F1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED JANUARY 25, 2017, BY AND
AMONG ALTAGAS LTD., WRANGLER INC. AND WGL
HOLDINGS, INC., AND THE PLAN OF MERGER SET
FORTH THEREIN.
2. PROPOSAL TO APPROVE A NON-BINDING, ADVISORY Mgmt For For
PROPOSAL TO APPROVE THE COMPENSATION THAT
MAY BE PAID OR MAY BECOME PAYABLE TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH, OR FOLLOWING, THE
CONSUMMATION OF THE MERGER.
3. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE
MERGER AGREEMENT AND THE PLAN OF MERGER SET
FORTH THEREIN.
--------------------------------------------------------------------------------------------------------------------------
XENITH BANKSHARES, INC. Agenda Number: 934458971
--------------------------------------------------------------------------------------------------------------------------
Security: 98410X105
Meeting Type: Special
Meeting Date: 28-Jul-2016
Ticker: XBKS
ISIN: US98410X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE AGREEMENT AND PLAN Mgmt For For
OF REORGANIZATION, DATED AS OF FEBRUARY 10,
2016, BY AND BETWEEN THE COMPANY AND
HAMPTON ROADS BANKSHARES, INC. (''HRB''),
AND THE RELATED PLAN OF MERGER, PURSUANT TO
WHICH THE COMPANY WILL MERGE WITH AND INTO
HRB.
2. ADVISORY VOTE ON CERTAIN COMPENSATION THAT Mgmt Against Against
MAY BE PAID OR BECOME PAYABLE TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER.
3. PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
XURA, INC. Agenda Number: 934460851
--------------------------------------------------------------------------------------------------------------------------
Security: 98420V107
Meeting Type: Annual
Meeting Date: 16-Aug-2016
Ticker: MESG
ISIN: US98420V1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2A. ELECTION OF DIRECTOR: SUSAN D. BOWICK Mgmt For For
2B. ELECTION OF DIRECTOR: JAMES BUDGE Mgmt For For
2C. ELECTION OF DIRECTOR: NICCOLO DE MASI Mgmt For For
2D. ELECTION OF DIRECTOR: MATTHEW A. DRAPKIN Mgmt For For
2E. ELECTION OF DIRECTOR: DORON INBAR Mgmt For For
2F. ELECTION OF DIRECTOR: HENRY R. NOTHHAFT Mgmt For For
2G. ELECTION OF DIRECTOR: PHILIPPE TARTAVULL Mgmt For For
2H. ELECTION OF DIRECTOR: MARK C. TERRELL Mgmt For For
1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt Against Against
MERGER, DATED AS OF MAY 23, 2016, BY AND
AMONG SIERRA PRIVATE HOLDINGS II LTD.,
SIERRA PRIVATE MERGER SUB INC., AND XURA,
INC
3. APPOINTMENT OF KESSELMAN & KESSELMAN TO Mgmt For For
SERVE AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR ENDING
1/31/17
4. TO APPROVE THE ADJOURNMENT OR POSTPONEMENT Mgmt Against Against
OF THE MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES TO ADOPT
THE MERGER AGREEMENT AT THE TIME OF THE
MEETING
Highland Opportunistic Credit Fund
--------------------------------------------------------------------------------------------------------------------------
ARCH COAL, INC. Agenda Number: 934547778
--------------------------------------------------------------------------------------------------------------------------
Security: 039380407
Meeting Type: Annual
Meeting Date: 04-May-2017
Ticker: ARCH
ISIN: US0393804077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PATRICK J. BARTELS, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: JAMES N. CHAPMAN Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN W. EAVES Mgmt For For
1D. ELECTION OF DIRECTOR: SHERMAN K. EDMISTON Mgmt For For
III
1E. ELECTION OF DIRECTOR: PATRICK A. Mgmt For For
KRIEGSHAUSER
1F. ELECTION OF DIRECTOR: RICHARD A. NAVARRE Mgmt For For
1G. ELECTION OF DIRECTOR: SCOTT D. VOGEL Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S NAMED Mgmt Abstain Against
EXECUTIVE OFFICER COMPENSATION.
3. ADVISORY APPROVAL OF THE FREQUENCY OF THE Mgmt 1 Year For
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN, INC. Agenda Number: 934558884
--------------------------------------------------------------------------------------------------------------------------
Security: 49456B101
Meeting Type: Annual
Meeting Date: 10-May-2017
Ticker: KMI
ISIN: US49456B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD D. KINDER Mgmt For For
1B. ELECTION OF DIRECTOR: STEVEN J. KEAN Mgmt For For
1C. ELECTION OF DIRECTOR: KIMBERLY A. DANG Mgmt For For
1D. ELECTION OF DIRECTOR: TED A. GARDNER Mgmt For For
1E. ELECTION OF DIRECTOR: ANTHONY W. HALL, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: GARY L. HULTQUIST Mgmt For For
1G. ELECTION OF DIRECTOR: RONALD L. KUEHN, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: DEBORAH A. MACDONALD Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL C. MORGAN Mgmt For For
1J. ELECTION OF DIRECTOR: ARTHUR C. Mgmt For For
REICHSTETTER
1K. ELECTION OF DIRECTOR: FAYEZ SAROFIM Mgmt For For
1L. ELECTION OF DIRECTOR: C. PARK SHAPER Mgmt For For
1M. ELECTION OF DIRECTOR: WILLIAM A. SMITH Mgmt For For
1N. ELECTION OF DIRECTOR: JOEL V. STAFF Mgmt For For
1O. ELECTION OF DIRECTOR: ROBERT F. VAGT Mgmt For For
1P. ELECTION OF DIRECTOR: PERRY M. WAUGHTAL Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017
3. STOCKHOLDER PROPOSAL RELATING TO A PROXY Shr For Against
ACCESS BYLAW
4. STOCKHOLDER PROPOSAL RELATING TO A REPORT Shr Against For
ON METHANE EMISSIONS
5. STOCKHOLDER PROPOSAL RELATING TO AN ANNUAL Shr Against For
SUSTAINABILITY REPORT
6. STOCKHOLDER PROPOSAL RELATING TO AN Shr Against For
ASSESSMENT OF THE MEDIUM- AND LONG-TERM
PORTFOLIO IMPACTS OF TECHNOLOGICAL ADVANCES
AND GLOBAL CLIMATE CHANGE POLICIES
--------------------------------------------------------------------------------------------------------------------------
PENDRELL CORP Agenda Number: 934637628
--------------------------------------------------------------------------------------------------------------------------
Security: 70686R302
Meeting Type: Annual
Meeting Date: 14-Jun-2017
Ticker: PCO
ISIN: US70686R3021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD P. EMERSON Mgmt For For
NICOLAS KAUSER Mgmt For For
CRAIG O. MCCAW Mgmt For For
LEE E. MIKLES Mgmt For For
R. GERARD SALEMME Mgmt For For
STUART M. SLOAN Mgmt For For
H. BRIAN THOMPSON Mgmt For For
2. APPROVAL OF AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION ON EXECUTIVE COMPENSATION.
3. APPROVAL OF AN ADVISORY (NON-BINDING) Mgmt 1 Year For
RECOMMENDATION ON THE FREQUENCY OF FUTURE
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
4. APPROVAL OF A REVERSE STOCK SPLIT AT AN Mgmt Against Against
EXCHANGE RATE OF 1-FOR- 100 TO ALLOW THE
COMPANY TO DEREGISTER ITS COMMON STOCK
UNDER THE SECURITIES EXCHANGE ACT OF 1934.
5. RE-APPROVAL OF THE 2012 EQUITY INCENTIVE Mgmt Against Against
PLAN FOR PURPOSES OF SECTION 162(M)(4)(C)
OF THE INTERNAL REVENUE CODE OF 1986, AS
AMENDED.
6. RATIFICATION OF GRANT THORNTON LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------------------------------------------------
SEMGROUP CORPORATION Agenda Number: 934476018
--------------------------------------------------------------------------------------------------------------------------
Security: 81663A105
Meeting Type: Special
Meeting Date: 29-Sep-2016
Ticker: SEMG
ISIN: US81663A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ISSUANCE OF CLASS A COMMON Mgmt For For
STOCK PURSUANT TO THE TERMS OF THE MERGER
AGREEMENT IN CONNECTION WITH THE MERGER.
2. TO APPROVE THE ADJOURNMENT OF THE SEMGROUP Mgmt For For
SPECIAL MEETING, FROM TIME TO TIME, IF
NECESSARY OR APPROPRIATE TO SOLICIT
ADDITIONAL PROXIES.
--------------------------------------------------------------------------------------------------------------------------
TARGA RESOURCES CORP. Agenda Number: 934581996
--------------------------------------------------------------------------------------------------------------------------
Security: 87612G101
Meeting Type: Annual
Meeting Date: 22-May-2017
Ticker: TRGP
ISIN: US87612G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLES R. CRISP Mgmt For For
1B. ELECTION OF DIRECTOR: LAURA C. FULTON Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL A. HEIM Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES. W. WHALEN Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
ACCOUNTANTS
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
4. ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 1 Year For
ADVISORY VOTE ON EXECUTIVE COMPENSATION
5. ADOPTION OF THE AMENDED AND RESTATED TARGA Mgmt For For
RESOURCES CORP. 2010 STOCK INCENTIVE PLAN
6. ISSUANCE OF SHARES OF COMMON STOCK UPON Mgmt For For
CONVERSION OF SERIES A PREFERRED STOCK AND
EXERCISE OF WARRANTS
--------------------------------------------------------------------------------------------------------------------------
VISTRA ENERGY CORP Agenda Number: 934582873
--------------------------------------------------------------------------------------------------------------------------
Security: 92840M102
Meeting Type: Annual
Meeting Date: 16-May-2017
Ticker: VSTE
ISIN: US92840M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GAVIN R. BAIERA Mgmt For For
CURTIS A. MORGAN Mgmt For For
2. APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt Abstain Against
EXECUTIVE OFFICER COMPENSATION.
3. RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
Highland iBoxx Senior Loan Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Highland Funds I
By (Signature) /s/ Brian Mitts
Name Brian Mitts
Title Secretary
Date 08/24/2017