UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-05526
NAME OF REGISTRANT: J.P. Morgan Mutual Fund Investment
Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 270 Park Avenue
New York, NY 10017
NAME AND ADDRESS OF AGENT FOR SERVICE: J.P. Morgan Investment Management,
Inc.
270 Park Avenue
New York, NY 10017
REGISTRANT'S TELEPHONE NUMBER: 800-480-4111
DATE OF FISCAL YEAR END: 06/30
DATE OF REPORTING PERIOD: 07/01/2016 - 06/30/2017
Date of fiscal year end:
June 30 - JPMorgan Growth Advantage Fund
JPMorgan Growth Advantage Fund
--------------------------------------------------------------------------------------------------------------------------
ACADIA HEALTHCARE COMPANY, INC. Agenda Number: 934582354
--------------------------------------------------------------------------------------------------------------------------
Security: 00404A109
Meeting Type: Annual
Meeting Date: 25-May-2017
Ticker: ACHC
ISIN: US00404A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTOPHER R. GORDON Mgmt For For
WADE D. MIQUELON Mgmt For For
WILLIAM M. PETRIE, M.D. Mgmt For For
2. APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO ADOPT A MAJORITY VOTING
STANDARD IN UNCONTESTED DIRECTOR ELECTIONS.
3. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS AS
PRESENTED IN THE PROXY STATEMENT.
4. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
5. CONSIDER AND ACT ON A STOCKHOLDER PROPOSAL Shr Against For
RELATING TO SUSTAINABILITY REPORTING.
--------------------------------------------------------------------------------------------------------------------------
ACUITY BRANDS, INC. Agenda Number: 934504259
--------------------------------------------------------------------------------------------------------------------------
Security: 00508Y102
Meeting Type: Annual
Meeting Date: 06-Jan-2017
Ticker: AYI
ISIN: US00508Y1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. PATRICK BATTLE Mgmt For For
GORDON D. HARNETT Mgmt For For
ROBERT F. MCCULLOUGH Mgmt For For
DOMINIC J. PILEGGI Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. APPROVAL OF THE AMENDMENT TO THE RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO DECLASSIFY
THE BOARD OF DIRECTORS.
5. APPROVAL OF STOCKHOLDER PROPOSAL RELATED TO Shr Against For
DIVIDEND POLICY (IF PROPERLY PRESENTED).
--------------------------------------------------------------------------------------------------------------------------
ADOBE SYSTEMS INCORPORATED Agenda Number: 934534581
--------------------------------------------------------------------------------------------------------------------------
Security: 00724F101
Meeting Type: Annual
Meeting Date: 12-Apr-2017
Ticker: ADBE
ISIN: US00724F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AMY BANSE Mgmt For For
1B. ELECTION OF DIRECTOR: EDWARD BARNHOLT Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT BURGESS Mgmt For For
1D. ELECTION OF DIRECTOR: FRANK CALDERONI Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES DALEY Mgmt For For
1F. ELECTION OF DIRECTOR: LAURA DESMOND Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES GESCHKE Mgmt For For
1H. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For
1I. ELECTION OF DIRECTOR: DANIEL ROSENSWEIG Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN WARNOCK Mgmt For For
2. APPROVAL OF THE 2003 EQUITY INCENTIVE PLAN Mgmt For For
AS AMENDED TO INCREASE THE AVAILABLE SHARE
RESERVE BY 10 MILLION SHARES.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S ...(DUE TO SPACE LIMITS,
SEE PROXY STATEMENT FOR FULL PROPOSAL).
4. APPROVAL ON AN ADVISORY BASIS OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
5. APPROVAL ON AN ADVISORY BASIS OF THE Mgmt 1 Year For
FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
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AFFILIATED MANAGERS GROUP, INC. Agenda Number: 934606130
--------------------------------------------------------------------------------------------------------------------------
Security: 008252108
Meeting Type: Annual
Meeting Date: 13-Jun-2017
Ticker: AMG
ISIN: US0082521081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SAMUEL T. BYRNE Mgmt For For
1B. ELECTION OF DIRECTOR: DWIGHT D. CHURCHILL Mgmt For For
1C. ELECTION OF DIRECTOR: GLENN EARLE Mgmt For For
1D. ELECTION OF DIRECTOR: NIALL FERGUSON Mgmt For For
1E. ELECTION OF DIRECTOR: SEAN M. HEALEY Mgmt For For
1F. ELECTION OF DIRECTOR: TRACY P. PALANDJIAN Mgmt For For
1G. ELECTION OF DIRECTOR: PATRICK T. RYAN Mgmt For For
1H. ELECTION OF DIRECTOR: JIDE J. ZEITLIN Mgmt For For
2. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt 1 Year For
THE FREQUENCY OF FUTURE ADVISORY VOTES
REGARDING THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
4. TO APPROVE AN AMENDMENT OF THE COMPANY'S Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO ENABLE SHAREHOLDERS TO
REMOVE DIRECTORS WITH OR WITHOUT CAUSE BY A
MAJORITY STOCKHOLDER VOTE.
5. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT FISCAL YEAR.
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AMAZON.COM, INC. Agenda Number: 934583596
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 23-May-2017
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For
1B. ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL P. Mgmt For For
HUTTENLOCHER
1F. ELECTION OF DIRECTOR: JUDITH A. MCGRATH Mgmt For For
1G. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1H. ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA Q. Mgmt For For
STONESIFER
1J. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION
5. APPROVAL OF THE COMPANY'S 1997 STOCK Mgmt For For
INCENTIVE PLAN, AS AMENDED AND RESTATED
6. SHAREHOLDER PROPOSAL REGARDING A REPORT ON Shr Against For
USE OF CRIMINAL BACKGROUND CHECKS IN HIRING
DECISIONS
7. SHAREHOLDER PROPOSAL REGARDING Shr Against For
SUSTAINABILITY AS AN EXECUTIVE COMPENSATION
PERFORMANCE MEASURE
8. SHAREHOLDER PROPOSAL REGARDING Shr Against For
VOTE-COUNTING PRACTICES FOR SHAREHOLDER
PROPOSALS
--------------------------------------------------------------------------------------------------------------------------
AMPHENOL CORPORATION Agenda Number: 934597610
--------------------------------------------------------------------------------------------------------------------------
Security: 032095101
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: APH
ISIN: US0320951017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RONALD P. BADIE Mgmt For For
1.2 ELECTION OF DIRECTOR: STANLEY L. CLARK Mgmt For For
1.3 ELECTION OF DIRECTOR: DAVID P. FALCK Mgmt For For
1.4 ELECTION OF DIRECTOR: EDWARD G. JEPSEN Mgmt For For
1.5 ELECTION OF DIRECTOR: MARTIN H. LOEFFLER Mgmt For For
1.6 ELECTION OF DIRECTOR: JOHN R. LORD Mgmt For For
1.7 ELECTION OF DIRECTOR: R. ADAM NORWITT Mgmt For For
1.8 ELECTION OF DIRECTOR: DIANA G. REARDON Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT ACCOUNTANTS OF THE COMPANY.
3. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON COMPENSATION OF NAMED
EXECUTIVE OFFICERS.
5. TO RATIFY AND APPROVE THE 2017 STOCK Mgmt For For
PURCHASE AND OPTION PLAN FOR KEY EMPLOYEES
OF AMPHENOL AND SUBSIDIARIES.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 934520556
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 28-Feb-2017
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES BELL Mgmt For For
1B. ELECTION OF DIRECTOR: TIM COOK Mgmt For For
1C. ELECTION OF DIRECTOR: AL GORE Mgmt For For
1D. ELECTION OF DIRECTOR: BOB IGER Mgmt For For
1E. ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
1F. ELECTION OF DIRECTOR: ART LEVINSON Mgmt For For
1G. ELECTION OF DIRECTOR: RON SUGAR Mgmt For For
1H. ELECTION OF DIRECTOR: SUE WAGNER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS APPLE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION
5. A SHAREHOLDER PROPOSAL ENTITLED "CHARITABLE Shr Against For
GIVING - RECIPIENTS, INTENTS AND BENEFITS"
6. A SHAREHOLDER PROPOSAL REGARDING DIVERSITY Shr Against For
AMONG OUR SENIOR MANAGEMENT AND BOARD OF
DIRECTORS
7. A SHAREHOLDER PROPOSAL ENTITLED Shr Against For
"SHAREHOLDER PROXY ACCESS AMENDMENTS"
8. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVE Shr Against For
COMPENSATION REFORM"
9. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr Against For
TO RETAIN SIGNIFICANT STOCK"
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 934525087
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 09-Mar-2017
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JUDY BRUNER Mgmt For For
1B. ELECTION OF DIRECTOR: XUN (ERIC) CHEN Mgmt For For
1C. ELECTION OF DIRECTOR: AART J. DE GEUS Mgmt For For
1D. ELECTION OF DIRECTOR: GARY E. DICKERSON Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN R. FORREST Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS J. IANNOTTI Mgmt For For
1G. ELECTION OF DIRECTOR: ALEXANDER A. KARSNER Mgmt For For
1H. ELECTION OF DIRECTOR: ADRIANNA C. MA Mgmt For For
1I. ELECTION OF DIRECTOR: DENNIS D. POWELL Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF APPLIED MATERIALS' NAMED
EXECUTIVE OFFICERS FOR FISCAL YEAR 2016.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt 1 Year For
FREQUENCY OF HOLDING AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
4. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS FOR PURPOSES OF SECTION
162(M) AND AN ANNUAL LIMIT ON AWARDS TO
NON-EMPLOYEE DIRECTORS UNDER THE AMENDED
AND RESTATED EMPLOYEE STOCK INCENTIVE PLAN.
5. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS FOR PURPOSES OF SECTION
162(M) UNDER THE AMENDED AND RESTATED
SENIOR EXECUTIVE BONUS PLAN.
6. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS APPLIED MATERIALS' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2017.
--------------------------------------------------------------------------------------------------------------------------
ARISTA NETWORKS, INC. Agenda Number: 934595818
--------------------------------------------------------------------------------------------------------------------------
Security: 040413106
Meeting Type: Annual
Meeting Date: 01-Jun-2017
Ticker: ANET
ISIN: US0404131064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK TEMPLETON Mgmt For For
NIKOS THEODOSOPOULOS Mgmt For For
2. APPROVAL ON AN ADVISORY BASIS OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING
DECEMBER 31, 2017.
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BLACKROCK, INC. Agenda Number: 934585603
--------------------------------------------------------------------------------------------------------------------------
Security: 09247X101
Meeting Type: Annual
Meeting Date: 25-May-2017
Ticker: BLK
ISIN: US09247X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ABDLATIF YOUSEF Mgmt For For
AL-HAMAD
1B. ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C. ELECTION OF DIRECTOR: PAMELA DALEY Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK Mgmt For For
1E. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1F. ELECTION OF DIRECTOR: LAURENCE D. FINK Mgmt For For
1G. ELECTION OF DIRECTOR: FABRIZIO FREDA Mgmt For For
1H. ELECTION OF DIRECTOR: MURRY S. GERBER Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES GROSFELD Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT S. KAPITO Mgmt For For
1K. ELECTION OF DIRECTOR: SIR DERYCK MAUGHAN Mgmt For For
1L. ELECTION OF DIRECTOR: CHERYL D. MILLS Mgmt For For
1M. ELECTION OF DIRECTOR: GORDON M. NIXON Mgmt For For
1N. ELECTION OF DIRECTOR: CHARLES H. ROBBINS Mgmt For For
1O. ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Mgmt For For
1P. ELECTION OF DIRECTOR: MARCO ANTONIO SLIM Mgmt For For
DOMIT
1Q. ELECTION OF DIRECTOR: JOHN S. VARLEY Mgmt For For
1R. ELECTION OF DIRECTOR: SUSAN L. WAGNER Mgmt For For
2. APPROVAL, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
OF THE COMPENSATION FOR NAMED EXECUTIVE
OFFICERS.
3. RECOMMENDATION, IN A NON-BINDING ADVISORY Mgmt 1 Year For
VOTE, ON THE FREQUENCY OF FUTURE EXECUTIVE
COMPENSATION ADVISORY VOTES.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS BLACKROCK'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR 2017.
5. A SHAREHOLDER PROPOSAL REGARDING PROXY Shr Against For
VOTING RECORD ON EXECUTIVE COMPENSATION.
6. A SHAREHOLDER PROPOSAL REGARDING PRODUCTION Shr Against For
OF AN ANNUAL REPORT ON CERTAIN TRADE
ASSOCIATION AND LOBBYING EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
BROADCOM LIMITED Agenda Number: 934531977
--------------------------------------------------------------------------------------------------------------------------
Security: Y09827109
Meeting Type: Annual
Meeting Date: 05-Apr-2017
Ticker: AVGO
ISIN: SG9999014823
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MR. HOCK E. TAN Mgmt For For
1B. ELECTION OF DIRECTOR: MR. JAMES V. DILLER Mgmt For For
1C. ELECTION OF DIRECTOR: MR. LEWIS C. Mgmt For For
EGGEBRECHT
1D. ELECTION OF DIRECTOR: MR. KENNETH Y. HAO Mgmt For For
1E. ELECTION OF DIRECTOR: MR. EDDY W. Mgmt Against Against
HARTENSTEIN
1F. ELECTION OF DIRECTOR: MR. CHECK KIAN LOW Mgmt For For
1G. ELECTION OF DIRECTOR: MR. DONALD MACLEOD Mgmt For For
1H. ELECTION OF DIRECTOR: MR. PETER J. MARKS Mgmt For For
1I. ELECTION OF DIRECTOR: DR. HENRY SAMUELI Mgmt For For
2. TO APPROVE THE RE-APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS BROADCOM'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM AND INDEPENDENT SINGAPORE AUDITOR FOR
THE FISCAL YEAR ENDING OCTOBER 29, 2017 AND
TO AUTHORIZE THE AUDIT COMMITTEE TO FIX ITS
REMUNERATION, AS SET FORTH IN BROADCOM'S
NOTICE OF, AND PROXY STATEMENT RELATING TO,
ITS 2017 ANNUAL GENERAL MEETING.
3. TO APPROVE THE GENERAL AUTHORIZATION FOR Mgmt For For
THE DIRECTORS OF BROADCOM TO ALLOT AND
ISSUE SHARES IN OUR CAPITAL, AS SET FORTH
IN BROADCOM'S NOTICE OF, AND PROXY
STATEMENT RELATING TO, ITS 2017 ANNUAL
GENERAL MEETING.
4. TO APPROVE THE COMPENSATION OF BROADCOM'S Mgmt For For
NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN
"COMPENSATION DISCUSSION AND ANALYSIS" AND
IN THE COMPENSATION TABLES AND ACCOMPANYING
NARRATIVE DISCLOSURE UNDER "EXECUTIVE
COMPENSATION" IN BROADCOM'S PROXY STATEMENT
RELATING TO ITS 2017 ANNUAL GENERAL
MEETING.
5. TO RECOMMEND THAT A NON-BINDING, ADVISORY Mgmt 1 Year For
VOTE TO APPROVE THE COMPENSATION OF THE
BROADCOM'S NAMED EXECUTIVE OFFICERS BE PUT
TO SHAREHOLDERS FOR THEIR CONSIDERATION
EVERY: ONE; TWO; OR THREE YEARS, AS SET
FORTH IN BROADCOM'S NOTICE OF, AND PROXY
STATEMENT RELATING TO, ITS 2017 ANNUAL
GENERAL MEETING.
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CARLISLE COMPANIES INCORPORATED Agenda Number: 934541182
--------------------------------------------------------------------------------------------------------------------------
Security: 142339100
Meeting Type: Annual
Meeting Date: 26-Apr-2017
Ticker: CSL
ISIN: US1423391002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT G. BOHN Mgmt For For
1B. ELECTION OF DIRECTOR: TERRY D. GROWCOCK Mgmt For For
1C. ELECTION OF DIRECTOR: GREGG A. OSTRANDER Mgmt For For
2. AN ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
HOLDING AN ADVISORY VOTE TO APPROVE THE
COMPANY'S EXECUTIVE COMPENSATION.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL
YEAR.
--------------------------------------------------------------------------------------------------------------------------
CAVIUM, INC. Agenda Number: 934615836
--------------------------------------------------------------------------------------------------------------------------
Security: 14964U108
Meeting Type: Annual
Meeting Date: 20-Jun-2017
Ticker: CAVM
ISIN: US14964U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
EDWARD H. FRANK Mgmt For For
2 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT AUDITORS OF CAVIUM, INC. FOR
ITS FISCAL YEAR ENDING DECEMBER 31, 2017
3 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF CAVIUM, INC.'S NAMED
EXECUTIVE OFFICERS
4 TO INDICATE, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
PREFERRED FREQUENCY OF STOCKHOLDER ADVISORY
VOTES ON THE COMPENSATION OF CAVIUM, INC.'S
NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
CBRE GROUP, INC. Agenda Number: 934562617
--------------------------------------------------------------------------------------------------------------------------
Security: 12504L109
Meeting Type: Annual
Meeting Date: 19-May-2017
Ticker: CBG
ISIN: US12504L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRANDON B. BOZE Mgmt For For
1B. ELECTION OF DIRECTOR: BETH F. COBERT Mgmt For For
1C. ELECTION OF DIRECTOR: CURTIS F. FEENY Mgmt For For
1D. ELECTION OF DIRECTOR: BRADFORD M. FREEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: CHRISTOPHER T. JENNY Mgmt For For
1F. ELECTION OF DIRECTOR: GERARDO I. LOPEZ Mgmt For For
1G. ELECTION OF DIRECTOR: FREDERIC V. MALEK Mgmt For For
1H. ELECTION OF DIRECTOR: PAULA R. REYNOLDS Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT E. SULENTIC Mgmt For For
1J. ELECTION OF DIRECTOR: LAURA D. TYSON Mgmt For For
1K. ELECTION OF DIRECTOR: RAY WIRTA Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
3. AN ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2016.
4. AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION.
5. APPROVE THE 2017 EQUITY INCENTIVE PLAN. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CELGENE CORPORATION Agenda Number: 934609023
--------------------------------------------------------------------------------------------------------------------------
Security: 151020104
Meeting Type: Annual
Meeting Date: 14-Jun-2017
Ticker: CELG
ISIN: US1510201049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. HUGIN Mgmt For For
MARK J. ALLES Mgmt For For
RICHARD W BARKER D PHIL Mgmt For For
MICHAEL W. BONNEY Mgmt For For
MICHAEL D. CASEY Mgmt For For
CARRIE S. COX Mgmt For For
MICHAEL A. FRIEDMAN, MD Mgmt For For
JULIA A. HALLER, M.D. Mgmt For For
GILLA S. KAPLAN, PH.D. Mgmt For For
JAMES J. LOUGHLIN Mgmt For For
ERNEST MARIO, PH.D. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
3. APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S STOCK INCENTIVE PLAN.
4. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
5. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
6. STOCKHOLDER PROPOSAL TO REQUEST A BY-LAW Shr Against For
PROVISION LIMITING MANAGEMENT'S ACCESS TO
VOTE TALLIES PRIOR TO THE ANNUAL MEETING
WITH RESPECT TO CERTAIN EXECUTIVE PAY
MATTERS, DESCRIBED IN MORE DETAIL IN THE
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CONCHO RESOURCES INC Agenda Number: 934559177
--------------------------------------------------------------------------------------------------------------------------
Security: 20605P101
Meeting Type: Annual
Meeting Date: 17-May-2017
Ticker: CXO
ISIN: US20605P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: TIMOTHY A. LEACH Mgmt For For
1.2 ELECTION OF DIRECTOR: WILLIAM H. EASTER III Mgmt For For
1.3 ELECTION OF DIRECTOR: JOHN P. SURMA Mgmt For For
2. TO RATIFY THE SELECTION OF GRANT THORNTON Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATON ("SAY-ON-PAY").
4. ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 1 Year For
ADVISORY VOTE ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED Agenda Number: 934539733
--------------------------------------------------------------------------------------------------------------------------
Security: 219350105
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: GLW
ISIN: US2193501051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DONALD W. BLAIR Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHANIE A. BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT F. CUMMINGS, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: DEBORAH A. HENRETTA Mgmt For For
1G. ELECTION OF DIRECTOR: DANIEL P. Mgmt For For
HUTTENLOCHER
1H. ELECTION OF DIRECTOR: KURT M. LANDGRAF Mgmt For For
1I. ELECTION OF DIRECTOR: KEVIN J. MARTIN Mgmt For For
1J. ELECTION OF DIRECTOR: DEBORAH D. RIEMAN Mgmt For For
1K. ELECTION OF DIRECTOR: HANSEL E. TOOKES II Mgmt For For
1L. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1M. ELECTION OF DIRECTOR: MARK S. WRIGHTON Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. ADVISORY VOTE ON THE FREQUENCY WITH WHICH Mgmt 1 Year For
WE HOLD ADVISORY VOTES ON OUR EXECUTIVE
COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
5. RE-APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER OUR 2012 LONG-TERM
INCENTIVE PLAN, AS REQUIRED BY SECTION
162(M) OF THE U.S. INTERNAL REVENUE CODE.
--------------------------------------------------------------------------------------------------------------------------
DELTA AIR LINES, INC. Agenda Number: 934626461
--------------------------------------------------------------------------------------------------------------------------
Security: 247361702
Meeting Type: Annual
Meeting Date: 30-Jun-2017
Ticker: DAL
ISIN: US2473617023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: EDWARD H. BASTIAN Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For
1C. ELECTION OF DIRECTOR: DANIEL A. CARP Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID G. DEWALT Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM H. EASTER III Mgmt For For
1F. ELECTION OF DIRECTOR: MICKEY P. FORET Mgmt For For
1G. ELECTION OF DIRECTOR: JEANNE P. JACKSON Mgmt For For
1H. ELECTION OF DIRECTOR: GEORGE N. MATTSON Mgmt For For
1I. ELECTION OF DIRECTOR: DOUGLAS R. RALPH Mgmt For For
1J. ELECTION OF DIRECTOR: SERGIO A.L. RIAL Mgmt For For
1K. ELECTION OF DIRECTOR: KATHY N. WALLER Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF DELTA'S NAMED EXECUTIVE
OFFICERS.
3. TO RECOMMEND, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS DELTA'S INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION Agenda Number: 934590755
--------------------------------------------------------------------------------------------------------------------------
Security: 256677105
Meeting Type: Annual
Meeting Date: 31-May-2017
Ticker: DG
ISIN: US2566771059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WARREN F. BRYANT Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL M. CALBERT Mgmt For For
1C. ELECTION OF DIRECTOR: SANDRA B. COCHRAN Mgmt For For
1D. ELECTION OF DIRECTOR: PATRICIA D. Mgmt For For
FILI-KRUSHEL
1E. ELECTION OF DIRECTOR: PAULA A. PRICE Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM C. RHODES, Mgmt For For
III
1G. ELECTION OF DIRECTOR: DAVID B. RICKARD Mgmt For For
1H. ELECTION OF DIRECTOR: TODD J. VASOS Mgmt For For
2. TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER DOLLAR GENERAL
CORPORATION'S AMENDED AND RESTATED 2007
STOCK INCENTIVE PLAN FOR PURPOSES OF
COMPENSATION DEDUCTIBILITY UNDER INTERNAL
REVENUE CODE SECTION 162(M) AND THE LIMIT
ON NON-EMPLOYEE DIRECTOR COMPENSATION SET
FORTH IN SUCH PLAN.
3. TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER DOLLAR GENERAL
CORPORATION'S AMENDED AND RESTATED ANNUAL
INCENTIVE PLAN FOR PURPOSES OF COMPENSATION
DEDUCTIBILITY UNDER INTERNAL REVENUE CODE
SECTION 162(M).
4. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION OF DOLLAR GENERAL
CORPORATION'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT.
5. TO RECOMMEND, ON AN ADVISORY (NON-BINDING) Mgmt 1 Year Against
BASIS, THE FREQUENCY OF FUTURE ADVISORY
VOTES ON DOLLAR GENERAL CORPORATION'S NAMED
EXECUTIVE OFFICER COMPENSATION.
6. TO RATIFY ERNST AND YOUNG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2017.
--------------------------------------------------------------------------------------------------------------------------
EAGLE MATERIALS INC Agenda Number: 934450557
--------------------------------------------------------------------------------------------------------------------------
Security: 26969P108
Meeting Type: Annual
Meeting Date: 04-Aug-2016
Ticker: EXP
ISIN: US26969P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARTIN M. ELLEN Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID B. POWERS Mgmt For For
2. ADVISORY RESOLUTION REGARDING THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO APPROVE THE EXPECTED APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT AUDITORS
FOR FISCAL YEAR 2017.
--------------------------------------------------------------------------------------------------------------------------
EAST WEST BANCORP, INC. Agenda Number: 934607233
--------------------------------------------------------------------------------------------------------------------------
Security: 27579R104
Meeting Type: Annual
Meeting Date: 23-May-2017
Ticker: EWBC
ISIN: US27579R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MOLLY CAMPBELL Mgmt For For
IRIS S. CHAN Mgmt For For
RUDOLPH I. ESTRADA Mgmt For For
PAUL H. IRVING Mgmt For For
HERMAN Y. LI Mgmt For For
JACK C. LIU Mgmt For For
DOMINIC NG Mgmt For For
KEITH W. RENKEN Mgmt For For
LESTER M. SUSSMAN Mgmt For For
2. AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. TO DETERMINE WHETHER TO HOLD AN ADVISORY Mgmt 1 Year For
VOTE TO APPROVE EXECUTIVE COMPENSATION
EVERY ONE, TWO OR THREE YEARS.
4. TO APPROVE THE 2017 EAST WEST BANCORP, INC. Mgmt For For
PERFORMANCE-BASED BONUS PLAN, AS AMENDED.
5. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
ELECTRONIC ARTS INC. Agenda Number: 934450103
--------------------------------------------------------------------------------------------------------------------------
Security: 285512109
Meeting Type: Annual
Meeting Date: 28-Jul-2016
Ticker: EA
ISIN: US2855121099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LEONARD S. COLEMAN Mgmt For For
1B. ELECTION OF DIRECTOR: JAY C. HOAG Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFREY T. HUBER Mgmt For For
1D. ELECTION OF DIRECTOR: VIVEK PAUL Mgmt For For
1E. ELECTION OF DIRECTOR: LAWRENCE F. PROBST Mgmt For For
1F. ELECTION OF DIRECTOR: TALBOTT ROCHE Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD A. SIMONSON Mgmt For For
1H. ELECTION OF DIRECTOR: LUIS A. UBINAS Mgmt For For
1I. ELECTION OF DIRECTOR: DENISE F. WARREN Mgmt For For
1J. ELECTION OF DIRECTOR: ANDREW WILSON Mgmt For For
2. APPROVE AMENDMENTS TO OUR EXECUTIVE BONUS Mgmt For For
PLAN.
3. APPROVE AMENDMENTS TO OUR 2000 EQUITY Mgmt For For
INCENTIVE PLAN.
4. APPROVE AN AMENDMENT TO OUR 2000 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
5. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
NAMED EXECUTIVE OFFICERS.
6. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
... (DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
ENVISION HEALTHCARE HOLDINGS, INC. Agenda Number: 934493545
--------------------------------------------------------------------------------------------------------------------------
Security: 29413U103
Meeting Type: Special
Meeting Date: 28-Nov-2016
Ticker: EVHC
ISIN: US29413U1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF MERGER AGREEMENT. TO CONSIDER Mgmt For For
AND VOTE ON A PROPOSAL TO ADOPT THE MERGER
AGREEMENT, BY AND AMONG ENVISION, AMSURG,
AND NEWCO, A COPY OF WHICH IS ATTACHED AS
ANNEX A TO THE JOINT PROXY
STATEMENT/PROSPECTUS ACCOMPANYING THIS
NOTICE, AND THE TRANSACTIONS CONTEMPLATED
BY THE MERGER AGREEMENT (THE "ENVISION
MERGER PROPOSAL")
2. ADVISORY VOTE REGARDING MERGER-RELATED Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION. TO
CONSIDER AND VOTE ON A NON-BINDING,
ADVISORY PROPOSAL TO APPROVE THE
COMPENSATION THAT MAY BECOME PAYABLE TO
ENVISION'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE CONSUMMATION OF THE
MERGERS (THE "ENVISION COMPENSATION
PROPOSAL").
3. ADJOURNMENT OF SPECIAL MEETING. TO CONSIDER Mgmt For For
AND VOTE ON A PROPOSAL TO ADJOURN THE
ENVISION SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE NOT SUFFICIENT VOTES TO
APPROVE THE ENVISION MERGER PROPOSAL (THE
"ENVISION ADJOURNMENT PROPOSAL").
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 934538476
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JANET F. CLARK Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES R. CRISP Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT P. DANIELS Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES C. DAY Mgmt For For
1E. ELECTION OF DIRECTOR: DONALD F. TEXTOR Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM R. THOMAS Mgmt For For
1G. ELECTION OF DIRECTOR: FRANK G. WISNER Mgmt For For
2. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
DELOITTE & TOUCHE LLP, INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, AS
AUDITORS FOR THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2017.
3. TO APPROVE AN AMENDMENT OF THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 640 MILLION TO 1.28
BILLION.
4. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
5. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF HOLDING ADVISORY VOTES ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
EQUIFAX INC. Agenda Number: 934553137
--------------------------------------------------------------------------------------------------------------------------
Security: 294429105
Meeting Type: Annual
Meeting Date: 04-May-2017
Ticker: EFX
ISIN: US2944291051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT D. DALEO Mgmt For For
1B. ELECTION OF DIRECTOR: WALTER W. DRIVER, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: MARK L. FEIDLER Mgmt For For
1D. ELECTION OF DIRECTOR: G. THOMAS HOUGH Mgmt For For
1E. ELECTION OF DIRECTOR: L. PHILLIP HUMANN Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT D. MARCUS Mgmt For For
1G. ELECTION OF DIRECTOR: SIRI S. MARSHALL Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN A. MCKINLEY Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD F. SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: ELANE B. STOCK Mgmt For For
1K. ELECTION OF DIRECTOR: MARK B. TEMPLETON Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. ADVISORY VOTE ON FREQUENCY OF FUTURE Mgmt 1 Year For
SAY-ON-PAY VOTES.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
5. SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS DISCLOSURE.
--------------------------------------------------------------------------------------------------------------------------
EVOLENT HEALTH, INC. Agenda Number: 934603499
--------------------------------------------------------------------------------------------------------------------------
Security: 30050B101
Meeting Type: Annual
Meeting Date: 08-Jun-2017
Ticker: EVH
ISIN: US30050B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DIANE HOLDER Mgmt Against Against
1B. ELECTION OF DIRECTOR: MATTHEW HOBART Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL D'AMATO Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK INC. Agenda Number: 934590870
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 01-Jun-2017
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARC L. ANDREESSEN Mgmt For For
ERSKINE B. BOWLES Mgmt For For
S.D.DESMOND-HELLMANN Mgmt For For
REED HASTINGS Mgmt For For
JAN KOUM Mgmt For For
SHERYL K. SANDBERG Mgmt For For
PETER A. THIEL Mgmt For For
MARK ZUCKERBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS FACEBOOK, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
3. A STOCKHOLDER PROPOSAL REGARDING CHANGE IN Shr For Against
STOCKHOLDER VOTING.
4. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING Shr Against For
REPORT.
5. A STOCKHOLDER PROPOSAL REGARDING FALSE Shr Against For
NEWS.
6. A STOCKHOLDER PROPOSAL REGARDING A GENDER Shr Against For
PAY EQUITY REPORT.
7. A STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT CHAIR.
--------------------------------------------------------------------------------------------------------------------------
FIRST REPUBLIC BANK Agenda Number: 934551575
--------------------------------------------------------------------------------------------------------------------------
Security: 33616C100
Meeting Type: Annual
Meeting Date: 09-May-2017
Ticker: FRC
ISIN: US33616C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES H. HERBERT, II Mgmt For For
1B. ELECTION OF DIRECTOR: KATHERINE Mgmt For For
AUGUST-DEWILDE
1C. ELECTION OF DIRECTOR: THOMAS J. BARRACK, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: FRANK J. FAHRENKOPF, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: L. MARTIN GIBBS Mgmt For For
1F. ELECTION OF DIRECTOR: BORIS GROYSBERG Mgmt For For
1G. ELECTION OF DIRECTOR: SANDRA R. HERNANDEZ Mgmt For For
1H. ELECTION OF DIRECTOR: PAMELA J. JOYNER Mgmt For For
1I. ELECTION OF DIRECTOR: REYNOLD LEVY Mgmt For For
1J. ELECTION OF DIRECTOR: DUNCAN L. NIEDERAUER Mgmt For For
1K. ELECTION OF DIRECTOR: GEORGE G.C. PARKER Mgmt For For
1L. ELECTION OF DIRECTOR: CHERYL SPIELMAN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS OF FIRST REPUBLIC BANK
FOR THE FISCAL YEAR ENDED DECEMBER 31,
2017.
3. TO APPROVE THE FIRST REPUBLIC BANK 2017 Mgmt For For
EXECUTIVE INCENTIVE PLAN.
4. TO APPROVE THE FIRST REPUBLIC BANK 2017 Mgmt For For
OMNIBUS AWARD PLAN.
5. TO DETERMINE, BY ADVISORY (NON-BINDING) Mgmt 1 Year For
VOTE, THE FREQUENCY OF FUTURE VOTES
APPROVING COMPENSATION OF OUR EXECUTIVE
OFFICERS ("SAY ON PAY" VOTES).
6. TO APPROVE, BY ADVISORY (NON-BINDING) VOTE, Mgmt For For
THE COMPENSATION OF OUR EXECUTIVE OFFICERS
(A "SAY ON PAY" VOTE).
7. SHAREHOLDER PROPOSAL REQUESTING FIRST Shr Against For
REPUBLIC BANK TO PREPARE AN EMPLOYMENT
DIVERSITY REPORT.
--------------------------------------------------------------------------------------------------------------------------
FORTUNE BRANDS HOME & SECURITY, INC. Agenda Number: 934541601
--------------------------------------------------------------------------------------------------------------------------
Security: 34964C106
Meeting Type: Annual
Meeting Date: 02-May-2017
Ticker: FBHS
ISIN: US34964C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.D. DAVID MACKAY Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID M. THOMAS Mgmt For For
1C. ELECTION OF DIRECTOR: NORMAN H. WESLEY Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 934558810
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 10-May-2017
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN F. COGAN, PH.D. Mgmt For For
1B. ELECTION OF DIRECTOR: KELLY A. KRAMER Mgmt For For
1C. ELECTION OF DIRECTOR: KEVIN E. LOFTON Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN C. MARTIN, PH.D. Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN F. MILLIGAN, Mgmt For For
PH.D.
1F. ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD J. WHITLEY, Mgmt For For
M.D
1H. ELECTION OF DIRECTOR: GAYLE E. WILSON Mgmt For For
1I. ELECTION OF DIRECTOR: PER WOLD-OLSEN Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. RESTATEMENT OF THE GILEAD SCIENCES, INC. Mgmt For For
2004 EQUITY INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
5. ADVISORY VOTE AS TO THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
6. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD TAKE STEPS TO PERMIT STOCKHOLDER
ACTION BY WRITTEN CONSENT.
7. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD ADOPT A POLICY THAT THE CHAIRMAN OF
THE BOARD OF DIRECTORS BE AN INDEPENDENT
DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
GODADDY INC. Agenda Number: 934603906
--------------------------------------------------------------------------------------------------------------------------
Security: 380237107
Meeting Type: Annual
Meeting Date: 07-Jun-2017
Ticker: GDDY
ISIN: US3802371076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD H. KIMBALL Mgmt For For
ELIZABETH S. RAFAEL Mgmt For For
LEE E. WITTLINGER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
3. TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION IN A NON-BINDING ADVISORY
VOTE.
--------------------------------------------------------------------------------------------------------------------------
GUIDEWIRE SOFTWARE INC Agenda Number: 934496642
--------------------------------------------------------------------------------------------------------------------------
Security: 40171V100
Meeting Type: Annual
Meeting Date: 01-Dec-2016
Ticker: GWRE
ISIN: US40171V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CRAIG CONWAY Mgmt For For
GUY DUBOIS Mgmt For For
2. TO ADOPT AN AMENDMENT TO THE COMPANY'S Mgmt For For
BYLAWS TO PROVIDE THAT THE COURTS LOCATED
WITHIN THE STATE OF DELAWARE WILL SERVE AS
THE EXCLUSIVE FORUM FOR THE ADJUDICATION OF
CERTAIN LEGAL DISPUTES.
3. TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR ITS FISCAL YEAR
ENDING JULY 31, 2017.
4. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
HARRIS CORPORATION Agenda Number: 934478896
--------------------------------------------------------------------------------------------------------------------------
Security: 413875105
Meeting Type: Annual
Meeting Date: 28-Oct-2016
Ticker: HRS
ISIN: US4138751056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES F. ALBAUGH Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM M. BROWN Mgmt For For
1C. ELECTION OF DIRECTOR: PETER W. CHIARELLI Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS A. DATTILO Mgmt For For
1E. ELECTION OF DIRECTOR: ROGER B. FRADIN Mgmt For For
1F. ELECTION OF DIRECTOR: TERRY D. GROWCOCK Mgmt For For
1G. ELECTION OF DIRECTOR: LEWIS HAY III Mgmt For For
1H. ELECTION OF DIRECTOR: VYOMESH I. JOSHI Mgmt For For
1I. ELECTION OF DIRECTOR: LESLIE F. KENNE Mgmt For For
1J. ELECTION OF DIRECTOR: DR. JAMES C. STOFFEL Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY T. SWIENTON Mgmt For For
1L. ELECTION OF DIRECTOR: HANSEL E. TOOKES II Mgmt For For
2 ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
PROXY STATEMENT
3 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017
--------------------------------------------------------------------------------------------------------------------------
HD SUPPLY HOLDINGS, INC. Agenda Number: 934556549
--------------------------------------------------------------------------------------------------------------------------
Security: 40416M105
Meeting Type: Annual
Meeting Date: 17-May-2017
Ticker: HDS
ISIN: US40416M1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KATHLEEN J. AFFELDT Mgmt For For
PETER A. DORSMAN Mgmt For For
PETER A. LEAV Mgmt For For
2. TO RATIFY THE BOARD OF DIRECTORS' Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
ON JANUARY 28, 2018.
3. TO CONDUCT AN ADVISORY VOTE TO APPROVE Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
4. TO APPROVE THE AMENDED AND RESTATED HD Mgmt For For
SUPPLY HOLDINGS, INC. OMNIBUS INCENTIVE
PLAN.
5. TO APPROVE THE HD SUPPLY HOLDINGS, INC. Mgmt For For
ANNUAL INCENTIVE PLAN FOR EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
HILTON GRAND VACATIONS INC. Agenda Number: 934552010
--------------------------------------------------------------------------------------------------------------------------
Security: 43283X105
Meeting Type: Annual
Meeting Date: 10-May-2017
Ticker: HGV
ISIN: US43283X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK D. WANG Mgmt For For
LEONARD A. POTTER Mgmt For For
BRENDA J. BACON Mgmt For For
KENNETH A. CAPLAN Mgmt For For
DAVID W. JOHNSON Mgmt For For
MARK H. LAZARUS Mgmt For For
PAMELA H. PATSLEY Mgmt For For
PAUL W. WHETSELL Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
3. AMEND THE HILTON GRAND VACATIONS INC. 2017 Mgmt For For
OMNIBUS INCENTIVE PLAN AND RE-APPROVE THE
TERMS THEREOF FOR PURPOSES OF QUALIFYING
OUR COMPENSATION FOR DEDUCTIBILITY UNDER
SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
4. APPROVE THE HILTON GRAND VACATIONS INC. Mgmt For For
2017 EMPLOYEE STOCK PURCHASE PLAN.
5. APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
6. DETERMINE, IN A NON-BINDING ADVISORY VOTE, Mgmt 1 Year For
WHETHER A NON-BINDING STOCKHOLDER VOTE TO
APPROVE THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS SHOULD
OCCUR EVERY ONE, TWO OR THREE YEARS.
--------------------------------------------------------------------------------------------------------------------------
HILTON WORLDWIDE HOLDINGS INC. Agenda Number: 934479216
--------------------------------------------------------------------------------------------------------------------------
Security: 43300A104
Meeting Type: Special
Meeting Date: 04-Oct-2016
Ticker: HLT
ISIN: US43300A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AND ADOPT AN AMENDMENT TO THE Mgmt For For
COMPANY'S CERTIFICATE OF INCORPORATION TO
EFFECT A REVERSE STOCK SPLIT AND DECREASE
AUTHORIZED SHARES.
2. TO APPROVE AN ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING.
--------------------------------------------------------------------------------------------------------------------------
HILTON WORLDWIDE HOLDINGS INC. Agenda Number: 934584120
--------------------------------------------------------------------------------------------------------------------------
Security: 43300A203
Meeting Type: Annual
Meeting Date: 24-May-2017
Ticker: HLT
ISIN: US43300A2033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTOPHER J. NASSETTA Mgmt For For
JONATHAN D. GRAY Mgmt For For
CHARLENE T. BEGLEY Mgmt For For
JON M. HUNTSMAN, JR. Mgmt For For
JUDITH A. MCHALE Mgmt For For
JOHN G. SCHREIBER Mgmt For For
ELIZABETH A. SMITH Mgmt For For
DOUGLAS M. STEENLAND Mgmt For For
WILLIAM J. STEIN Mgmt For For
2. TO APPROVE THE HILTON 2017 OMNIBUS Mgmt For For
INCENTIVE PLAN.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.
4. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
HUMANA INC. Agenda Number: 934538438
--------------------------------------------------------------------------------------------------------------------------
Security: 444859102
Meeting Type: Annual
Meeting Date: 20-Apr-2017
Ticker: HUM
ISIN: US4448591028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KURT J. HILZINGER Mgmt For For
1B. ELECTION OF DIRECTOR: BRUCE D. BROUSSARD Mgmt For For
1C. ELECTION OF DIRECTOR: FRANK A. D'AMELIO Mgmt For For
1D. ELECTION OF DIRECTOR: W. ROY DUNBAR Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID A. JONES, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM J. MCDONALD Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM E. MITCHELL Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID B. NASH, M.D. Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES J. O'BRIEN Mgmt For For
1J. ELECTION OF DIRECTOR: MARISSA T. PETERSON Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
3. THE APPROVAL OF THE COMPENSATION OF THE Mgmt For For
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THE 2017 PROXY STATEMENT.
4. THE APPROVAL OF THE FREQUENCY WITH WHICH Mgmt 1 Year For
FUTURE SHAREHOLDER VOTES ON THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS WILL BE HELD.
5. STOCKHOLDER PROPOSAL ON PROXY ACCESS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
ILLUMINA, INC. Agenda Number: 934593193
--------------------------------------------------------------------------------------------------------------------------
Security: 452327109
Meeting Type: Annual
Meeting Date: 30-May-2017
Ticker: ILMN
ISIN: US4523271090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLINE D. DORSA Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT S. EPSTEIN, Mgmt For For
M.D.
1C. ELECTION OF DIRECTOR: PHILIP W. SCHILLER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
4. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
5. TO APPROVE AN AMENDMENT TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO REMOVE CERTAIN
SUPERMAJORITY VOTING REQUIREMENTS AS
DISCLOSED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
INTERCEPT PHARMACEUTICALS, INC. Agenda Number: 934453313
--------------------------------------------------------------------------------------------------------------------------
Security: 45845P108
Meeting Type: Annual
Meeting Date: 19-Jul-2016
Ticker: ICPT
ISIN: US45845P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
SRINIVAS AKKARAJU Mgmt For For
LUCA BENATTI Mgmt For For
DANIEL BRADBURY Mgmt Withheld Against
PAOLO FUNDARO Mgmt For For
KEITH GOTTESDIENER Mgmt For For
MARK PRUZANSKI Mgmt For For
GINO SANTINI Mgmt Withheld Against
GLENN SBLENDORIO Mgmt For For
DANIEL WELCH Mgmt For For
2) TO AMEND THE COMPANY'S RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE AUTHORIZED
SHARES OF COMMON STOCK.
3) TO APPROVE, ON AN ADVISORY BASIS, OUR Mgmt For For
EXECUTIVE COMPENSATION.
4) TO APPROVE A PROPOSAL TO RATIFY THE BOARD'S Mgmt For For
APPOINTMENT OF KPMG LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2016.
--------------------------------------------------------------------------------------------------------------------------
JOHN BEAN TECHNOLOGIES CORPORATION Agenda Number: 934552084
--------------------------------------------------------------------------------------------------------------------------
Security: 477839104
Meeting Type: Annual
Meeting Date: 12-May-2017
Ticker: JBT
ISIN: US4778391049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS W. GIACOMINI Mgmt For For
1B. ELECTION OF DIRECTOR: POLLY B. KAWALEK Mgmt For For
2. APPROVE THE JOHN BEAN TECHNOLOGIES Mgmt For For
CORPORATION 2017 INCENTIVE COMPENSATION AND
STOCK PLAN.
3. APPROVE ON AN ADVISORY BASIS A NON-BINDING Mgmt For For
RESOLUTION REGARDING THE COMPENSATION OF
NAMED EXECUTIVE OFFICERS.
4. APPROVE ON AN ADVISORY BASIS THE FREQUENCY Mgmt 1 Year For
OF THE ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICERS COMPENSATION.
5. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
KITE PHARMA, INC. Agenda Number: 934619024
--------------------------------------------------------------------------------------------------------------------------
Security: 49803L109
Meeting Type: Annual
Meeting Date: 20-Jun-2017
Ticker: KITE
ISIN: US49803L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MR. FRANZ B. HUMER Mgmt For For
MR. JOSHUA A. KAZAM Mgmt For For
MR. STEVEN B. RUCHEFSKY Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
3. TO CONSIDER THE STOCKHOLDER PROPOSAL Shr For Against
ENTITLED "ELECT EACH DIRECTOR ANNUALLY."
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN THE
PROXY STATEMENT.
5. TO INDICATE, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
PREFERRED FREQUENCY OF FUTURE STOCKHOLDER
ADVISORY VOTES ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION Agenda Number: 934482845
--------------------------------------------------------------------------------------------------------------------------
Security: 512807108
Meeting Type: Annual
Meeting Date: 09-Nov-2016
Ticker: LRCX
ISIN: US5128071082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARTIN B. ANSTICE Mgmt For For
ERIC K. BRANDT Mgmt For For
MICHAEL R. CANNON Mgmt For For
YOUSSEF A. EL-MANSY Mgmt For For
CHRISTINE A. HECKART Mgmt For For
CATHERINE P. LEGO Mgmt For For
STEPHEN G. NEWBERRY Mgmt For For
ABHIJIT Y. TALWALKAR Mgmt For For
RICK L. TSAI Mgmt For For
JOHN T. DICKSON Mgmt Withheld Against
GARY B. MOORE Mgmt Withheld Against
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS OF LAM
RESEARCH, OR "SAY ON PAY."
4. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2017.
--------------------------------------------------------------------------------------------------------------------------
LAZARD LTD Agenda Number: 934551412
--------------------------------------------------------------------------------------------------------------------------
Security: G54050102
Meeting Type: Annual
Meeting Date: 25-Apr-2017
Ticker: LAZ
ISIN: BMG540501027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH M. JACOBS Mgmt For For
MICHELLE JARRARD Mgmt For For
PHILIP A. LASKAWY Mgmt For For
2. NON-BINDING ADVISORY VOTE REGARDING Mgmt For For
EXECUTIVE COMPENSATION.
3. NON-BINDING ADVISORY VOTE REGARDING THE Mgmt 1 Year For
FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
4. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS LAZARD LTD'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017
AND AUTHORIZATION OF THE BOARD OF
DIRECTORS, ACTING BY ITS AUDIT COMMITTEE,
TO SET THEIR REMUNERATION.
5. NON-BINDING SHAREHOLDER PROPOSAL TO Shr Against For
PROHIBIT VESTING OF EQUITY AWARDS FOR
SENIOR EXECUTIVES DUE TO RESIGNATION TO
ENTER GOVERNMENT SERVICE.
--------------------------------------------------------------------------------------------------------------------------
LENNOX INTERNATIONAL INC. Agenda Number: 934571173
--------------------------------------------------------------------------------------------------------------------------
Security: 526107107
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: LII
ISIN: US5261071071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JANET K. COOPER Mgmt For For
JOHN W. NORRIS, III Mgmt For For
KAREN H. QUINTOS Mgmt For For
PAUL W. SCHMIDT Mgmt For For
2. RATIFYING THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN OUR PROXY STATEMENT.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON THE COMPENSATION OF THE
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
OUR PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
LKQ CORPORATION Agenda Number: 934551436
--------------------------------------------------------------------------------------------------------------------------
Security: 501889208
Meeting Type: Annual
Meeting Date: 08-May-2017
Ticker: LKQ
ISIN: US5018892084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUKHPAL SINGH Mgmt For For
AHLUWALIA
1B. ELECTION OF DIRECTOR: A. CLINTON ALLEN Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT M. HANSER Mgmt For For
1D. ELECTION OF DIRECTOR: JOSEPH M. HOLSTEN Mgmt For For
1E. ELECTION OF DIRECTOR: BLYTHE J. MCGARVIE Mgmt For For
1F. ELECTION OF DIRECTOR: PAUL M. MEISTER Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN F. O'BRIEN Mgmt For For
1H. ELECTION OF DIRECTOR: GUHAN SUBRAMANIAN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM M. WEBSTER, Mgmt For For
IV
1J. ELECTION OF DIRECTOR: DOMINICK ZARCONE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2017.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year For
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 934614935
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 27-Jun-2017
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD Mgmt For For
HAYTHORNTHWAITE
1B. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For
1C. ELECTION OF DIRECTOR: SILVIO BARZI Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID R. CARLUCCI Mgmt For For
1E. ELECTION OF DIRECTOR: STEVEN J. FREIBERG Mgmt For For
1F. ELECTION OF DIRECTOR: JULIUS GENACHOWSKI Mgmt For For
1G. ELECTION OF DIRECTOR: MERIT E. JANOW Mgmt For For
1H. ELECTION OF DIRECTOR: NANCY J. KARCH Mgmt For For
1I. ELECTION OF DIRECTOR: OKI MATSUMOTO Mgmt For For
1J. ELECTION OF DIRECTOR: RIMA QURESHI Mgmt For For
1K. ELECTION OF DIRECTOR: JOSE OCTAVIO REYES Mgmt For For
LAGUNES
1L. ELECTION OF DIRECTOR: JACKSON TAI Mgmt For For
2. ADVISORY APPROVAL OF MASTERCARD'S EXECUTIVE Mgmt For For
COMPENSATION
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION
4. RE-APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER MASTERCARD'S 2006
LONG TERM INCENTIVE PLAN, AS AMENDED AND
RESTATED, FOR 162(M) PURPOSES
5. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR MASTERCARD FOR 2017
6. CONSIDERATION OF A STOCKHOLDER PROPOSAL ON Shr Against For
GENDER PAY EQUITY
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 934491224
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 30-Nov-2016
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
1B. ELECTION OF DIRECTOR: TERI L. LIST-STOLL Mgmt For For
1C. ELECTION OF DIRECTOR: G. MASON MORFIT Mgmt For For
1D. ELECTION OF DIRECTOR: SATYA NADELLA Mgmt For For
1E. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
1F. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
1G. ELECTION OF DIRECTOR: SANDRA E. PETERSON Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN W. STANTON Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: PADMASREE WARRIOR Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2017
4. APPROVAL OF AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED ARTICLES OF INCORPORATION
5. APPROVAL OF FRENCH SUB PLAN UNDER THE 2001 Mgmt For For
STOCK PLAN
6. SHAREHOLDER PROPOSAL - REQUESTING CERTAIN Shr Against For
PROXY ACCESS BYLAW AMENDMENTS
--------------------------------------------------------------------------------------------------------------------------
MOHAWK INDUSTRIES, INC. Agenda Number: 934569041
--------------------------------------------------------------------------------------------------------------------------
Security: 608190104
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: MHK
ISIN: US6081901042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MR. ILL Mgmt For For
1.2 ELECTION OF DIRECTOR: MR. LORBERBAUM Mgmt For For
1.3 ELECTION OF DIRECTOR: DR. SMITH BOGART Mgmt For For
2. THE RATIFICATION OF THE SELECTION OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION, AS DISCLOSED IN THE COMPANY'S
PROXY STATEMENT FOR THE 2017 ANNUAL MEETING
OF STOCKHOLDERS
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
5. APPROVAL OF MOHAWK INDUSTRIES, INC. 2017 Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
MONSTER BEVERAGE CORPORATION Agenda Number: 934476359
--------------------------------------------------------------------------------------------------------------------------
Security: 61174X109
Meeting Type: Special
Meeting Date: 11-Oct-2016
Ticker: MNST
ISIN: US61174X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK, PAR
VALUE $0.005 PER SHARE, FROM 240,000,000
SHARES TO 1,250,000,000 SHARES.
--------------------------------------------------------------------------------------------------------------------------
MONSTER BEVERAGE CORPORATION Agenda Number: 934613870
--------------------------------------------------------------------------------------------------------------------------
Security: 61174X109
Meeting Type: Annual
Meeting Date: 19-Jun-2017
Ticker: MNST
ISIN: US61174X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RODNEY C. SACKS Mgmt For For
HILTON H. SCHLOSBERG Mgmt For For
MARK J. HALL Mgmt For For
NORMAN C. EPSTEIN Mgmt For For
GARY P. FAYARD Mgmt For For
BENJAMIN M. POLK Mgmt For For
SYDNEY SELATI Mgmt For For
HAROLD C. TABER, JR. Mgmt For For
KATHY N. WALLER Mgmt For For
MARK S. VIDERGAUZ Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
3. PROPOSAL TO APPROVE THE MONSTER BEVERAGE Mgmt For For
CORPORATION 2017 COMPENSATION PLAN FOR
NON-EMPLOYEE DIRECTORS.
4. PROPOSAL TO APPROVE, ON A NON-BINDING, Mgmt For For
ADVISORY BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
5. PROPOSAL TO APPROVE, ON A NON-BINDING, Mgmt 1 Year For
ADVISORY BASIS, THE FREQUENCY WITH WHICH
STOCKHOLDERS WILL APPROVE THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
6. STOCKHOLDER PROPOSAL REQUESTING THE Shr Against For
COMPANY'S BOARD OF DIRECTORS ADOPT A "PROXY
ACCESS" BYLAW.
7. STOCKHOLDER PROPOSAL REGARDING A Shr For Against
SUSTAINABILITY REPORT RELATED TO KEY
ENVIRONMENTAL, SOCIAL AND GOVERNANCE RISKS
AND OPPORTUNITIES INCLUDING AN ANALYSIS OF
MATERIAL WATER-RELATED RISKS.
--------------------------------------------------------------------------------------------------------------------------
NASDAQ, INC. Agenda Number: 934564041
--------------------------------------------------------------------------------------------------------------------------
Security: 631103108
Meeting Type: Annual
Meeting Date: 10-May-2017
Ticker: NDAQ
ISIN: US6311031081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MELISSA M. ARNOLDI Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLENE T. BEGLEY Mgmt For For
1C. ELECTION OF DIRECTOR: STEVEN D. BLACK Mgmt For For
1D. ELECTION OF DIRECTOR: ADENA T. FRIEDMAN Mgmt For For
1E. ELECTION OF DIRECTOR: GLENN H. HUTCHINS Mgmt For For
1F. ELECTION OF DIRECTOR: ESSA KAZIM Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS A. KLOET Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL R. SPLINTER Mgmt For For
1I. ELECTION OF DIRECTOR: LARS R. WEDENBORN Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017
5. A STOCKHOLDER PROPOSAL ENTITLED "RIGHT TO Shr Against For
ACT BY WRITTEN CONSENT"
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 934599830
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 06-Jun-2017
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
REED HASTINGS Mgmt For For
JAY HOAG Mgmt Withheld Against
A. GEORGE (SKIP) BATTLE Mgmt Withheld Against
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. ADVISORY APPROVAL OF THE FREQUENCY OF VOTES Mgmt 1 Year For
ON THE COMPANY'S EXECUTIVE OFFICER
COMPENSATION.
5. STOCKHOLDER PROPOSAL REGARDING PROXY Shr Against For
ACCESS, IF PROPERLY PRESENTED AT THE
MEETING.
6. STOCKHOLDER PROPOSAL REGARDING AN ANNUAL Shr Against For
SUSTAINABILITY REPORT, IF PROPERLY
PRESENTED AT THE MEETING.
7. STOCKHOLDER PROPOSAL REGARDING AN EMISSIONS Shr Against For
REPORT, IF PROPERLY PRESENTED AT THE
MEETING.
8. STOCKHOLDER PROPOSAL REGARDING ELECTING Shr For Against
EACH DIRECTOR ANNUALLY, IF PROPERLY
PRESENTED AT THE MEETING.
9. STOCKHOLDER PROPOSAL REGARDING SIMPLE Shr For Against
MAJORITY VOTING, IF PROPERLY PRESENTED AT
THE MEETING.
10. STOCKHOLDER PROPOSAL TO AMEND SECTION 3.3 Shr For Against
OF THE BYLAWS TO MAJORITY VOTE, IF PROPERLY
PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
NORDSTROM, INC. Agenda Number: 934559052
--------------------------------------------------------------------------------------------------------------------------
Security: 655664100
Meeting Type: Annual
Meeting Date: 16-May-2017
Ticker: JWN
ISIN: US6556641008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU Mgmt For For
1B. ELECTION OF DIRECTOR: STACY BROWN-PHILPOT Mgmt For For
1C. ELECTION OF DIRECTOR: TANYA L. DOMIER Mgmt For For
1D. ELECTION OF DIRECTOR: BLAKE W. NORDSTROM Mgmt For For
1E. ELECTION OF DIRECTOR: ERIK B. NORDSTROM Mgmt For For
1F. ELECTION OF DIRECTOR: PETER E. NORDSTROM Mgmt For For
1G. ELECTION OF DIRECTOR: PHILIP G. SATRE Mgmt For For
1H. ELECTION OF DIRECTOR: BRAD D. SMITH Mgmt For For
1I. ELECTION OF DIRECTOR: GORDON A. SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: BRADLEY D. TILDEN Mgmt For For
1K. ELECTION OF DIRECTOR: B. KEVIN TURNER Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT D. WALTER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE REGARDING EXECUTIVE Mgmt For For
COMPENSATION: SAY ON PAY.
4. ADVISORY VOTE REGARDING THE FREQUENCY OF Mgmt 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
5. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE NORDSTROM, INC. 2010 EQUITY
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
NORWEGIAN CRUISE LINE HOLDINGS LTD Agenda Number: 934577303
--------------------------------------------------------------------------------------------------------------------------
Security: G66721104
Meeting Type: Annual
Meeting Date: 25-May-2017
Ticker: NCLH
ISIN: BMG667211046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS I DIRECTOR: DAVID M. Mgmt For For
ABRAMS
1B. ELECTION OF CLASS I DIRECTOR: JOHN W. Mgmt For For
CHIDSEY
1C. ELECTION OF CLASS I DIRECTOR: RUSSELL W. Mgmt For For
GALBUT
2. APPROVAL, ON A NON-BINDING, ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP ("PWC") AS OUR
INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017 AND THE DETERMINATION OF
PWC'S REMUNERATION BY THE AUDIT COMMITTEE
OF THE BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 934585540
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 23-May-2017
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT K. BURGESS Mgmt For For
1B. ELECTION OF DIRECTOR: TENCH COXE Mgmt For For
1C. ELECTION OF DIRECTOR: PERSIS S. DRELL Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES C. GAITHER Mgmt For For
1E. ELECTION OF DIRECTOR: JEN-HSUN HUANG Mgmt For For
1F. ELECTION OF DIRECTOR: DAWN HUDSON Mgmt For For
1G. ELECTION OF DIRECTOR: HARVEY C. JONES Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL G. MCCAFFERY Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM J. MILLER Mgmt For For
1J. ELECTION OF DIRECTOR: MARK L. PERRY Mgmt For For
1K. ELECTION OF DIRECTOR: A. BROOKE SEAWELL Mgmt For For
1L. ELECTION OF DIRECTOR: MARK A. STEVENS Mgmt For For
2. APPROVAL OF OUR EXECUTIVE COMPENSATION. Mgmt For For
3. APPROVAL OF THE FREQUENCY OF HOLDING A VOTE Mgmt 1 Year For
ON EXECUTIVE COMPENSATION.
4. RATIFICATION OF SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2018.
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV. Agenda Number: 934520897
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Special
Meeting Date: 27-Jan-2017
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3.A THE PROPOSAL TO APPOINT MR. STEVE Mgmt For For
MOLLENKOPF AS EXECUTIVE DIRECTOR SUBJECT TO
AND CONDITIONAL UPON THE OCCURRENCE OF AND
EFFECTIVE AS OF CLOSING.
3.B THE PROPOSAL TO APPOINT MR. DEREK K. ABERLE Mgmt For For
AS NON-EXECUTIVE ...(DUE TO SPACE LIMITS,
SEE PROXY MATERIAL FOR FULL PROPOSAL).
3.C THE PROPOSAL TO APPOINT MR. GEORGE S. DAVIS Mgmt For For
AS NON-EXECUTIVE DIRECTOR SUBJECT TO AND
CONDITIONAL UPON THE OCCURRENCE OF AND
EFFECTIVE AS OF CLOSING.
3.D THE PROPOSAL TO APPOINT MR. DONALD J. Mgmt For For
ROSENBERG AS NON-EXECUTIVE ...(DUE TO SPACE
LIMITS, SEE PROXY MATERIAL FOR FULL
PROPOSAL).
3.E THE PROPOSAL TO APPOINT MR. BRIAN MODOFF AS Mgmt For For
NON-EXECUTIVE DIRECTOR SUBJECT TO AND
CONDITIONAL UPON THE OCCURRENCE OF AND
EFFECTIVE AS OF CLOSING.
4. THE PROPOSAL TO GRANT FULL AND FINAL Mgmt For For
DISCHARGE TO EACH MEMBER ...(DUE TO SPACE
LIMITS, SEE PROXY MATERIAL FOR FULL
PROPOSAL).
5.A THE PROPOSAL TO APPROVE OF THE ASSET SALE Mgmt For For
AS REQUIRED UNDER ARTICLE 2:107A OF THE
DUTCH CIVIL CODE CONDITIONAL UPON AND
SUBJECT TO (I) BUYER HAVING ACCEPTED FOR
PAYMENT THE ACQUIRED SHARES AND (II) THE
NUMBER OF ACQUIRED SHARES MEETING THE ASSET
SALE THRESHOLD.
5.B THE PROPOSAL TO (I) DISSOLVE NXP (II) Mgmt For For
APPOINT STICHTING ...(DUE TO SPACE LIMITS,
SEE PROXY MATERIAL FOR FULL PROPOSAL).
6.A THE PROPOSAL TO AMEND NXP'S ARTICLES OF Mgmt For For
ASSOCIATION, SUBJECT TO CLOSING.
6.B THE PROPOSAL TO CONVERT NXP AND AMEND THE Mgmt For For
ARTICLES OF ASSOCIATION, SUBJECT TO
DELISTING OF NXP FROM NASDAQ.
--------------------------------------------------------------------------------------------------------------------------
OLD DOMINION FREIGHT LINE, INC. Agenda Number: 934594400
--------------------------------------------------------------------------------------------------------------------------
Security: 679580100
Meeting Type: Annual
Meeting Date: 17-May-2017
Ticker: ODFL
ISIN: US6795801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EARL E. CONGDON Mgmt For For
DAVID S. CONGDON Mgmt For For
JOHN R. CONGDON, JR. Mgmt For For
ROBERT G. CULP, III Mgmt For For
BRADLEY R. GABOSCH Mgmt For For
PATRICK D. HANLEY Mgmt For For
JOHN D. KASARDA Mgmt For For
LEO H. SUGGS Mgmt For For
D. MICHAEL WRAY Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. VOTE, ON AN ADVISORY BASIS, ON THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
PALO ALTO NETWORKS, INC. Agenda Number: 934493379
--------------------------------------------------------------------------------------------------------------------------
Security: 697435105
Meeting Type: Annual
Meeting Date: 08-Dec-2016
Ticker: PANW
ISIN: US6974351057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARK D. MCLAUGHLIN Mgmt For For
1B. ELECTION OF DIRECTOR: ASHEEM CHANDNA Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES J. GOETZ Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS PALO ALTO NETWORKS, INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR ITS FISCAL YEAR ENDING JULY 31,
2017.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF PALO ALTO NETWORKS, INC.'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 934589512
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 24-May-2017
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WENCES CASARES Mgmt For For
1B. ELECTION OF DIRECTOR: JONATHAN CHRISTODORO Mgmt Against Against
1C. ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1E. ELECTION OF DIRECTOR: BELINDA JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: GAIL J. MCGOVERN Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID M. MOFFETT Mgmt For For
1H. ELECTION OF DIRECTOR: DANIEL H. SCHULMAN Mgmt For For
1I. ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3. APPROVAL OF AN AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF STOCKHOLDERS WHO
MAY, FOR PROXY ACCESS PURPOSES, AGGREGATE
THEIR HOLDINGS FROM 15 TO 20.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITOR FOR 2017.
5. STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER Shr Against For
WRITTEN CONSENT WITHOUT A MEETING.
6. STOCKHOLDER PROPOSAL REGARDING A Shr Against For
SUSTAINABILITY REPORT.
7. STOCKHOLDER PROPOSAL REGARDING A "NET-ZERO" Shr Against For
GREENHOUSE GAS EMISSIONS REPORT.
--------------------------------------------------------------------------------------------------------------------------
REVANCE THERAPEUTICS, INC. Agenda Number: 934555028
--------------------------------------------------------------------------------------------------------------------------
Security: 761330109
Meeting Type: Annual
Meeting Date: 11-May-2017
Ticker: RVNC
ISIN: US7613301099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L. DANIEL BROWNE Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT BYRNES Mgmt For For
1C. ELECTION OF DIRECTOR: PHILIP J. VICKERS, Mgmt For For
PH.D.
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR 2017.
--------------------------------------------------------------------------------------------------------------------------
S&P GLOBAL INC. Agenda Number: 934544582
--------------------------------------------------------------------------------------------------------------------------
Security: 78409V104
Meeting Type: Annual
Meeting Date: 26-Apr-2017
Ticker: SPGI
ISIN: US78409V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARCO ALVERA Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM D. GREEN Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES E. HALDEMAN, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: STEPHANIE C. HILL Mgmt For For
1E. ELECTION OF DIRECTOR: REBECCA JACOBY Mgmt For For
1F. ELECTION OF DIRECTOR: MONIQUE F. LEROUX Mgmt Against Against
1G. ELECTION OF DIRECTOR: MARIA R. MORRIS Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS L. PETERSON Mgmt For For
1I. ELECTION OF DIRECTOR: SIR MICHAEL RAKE Mgmt For For
1J. ELECTION OF DIRECTOR: EDWARD B. RUST, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: KURT L. SCHMOKE Mgmt For For
1L. ELECTION OF DIRECTOR: RICHARD E. THORNBURGH Mgmt For For
2. VOTE TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
EXECUTIVE COMPENSATION PROGRAM FOR THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
3. VOTE, ON AN ADVISORY BASIS, ON THE Mgmt 1 Year For
FREQUENCY ON WHICH THE COMPANY CONDUCTS AN
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
4. VOTE TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
SAGE THERAPEUTICS, INC. Agenda Number: 934593319
--------------------------------------------------------------------------------------------------------------------------
Security: 78667J108
Meeting Type: Annual
Meeting Date: 07-Jun-2017
Ticker: SAGE
ISIN: US78667J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL COLA Mgmt For For
1B. ELECTION OF DIRECTOR: JEFFREY M. JONAS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
3. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 934606178
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 06-Jun-2017
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARC BENIOFF Mgmt For For
1B. ELECTION OF DIRECTOR: KEITH BLOCK Mgmt For For
1C. ELECTION OF DIRECTOR: CRAIG CONWAY Mgmt For For
1D. ELECTION OF DIRECTOR: ALAN HASSENFELD Mgmt For For
1E. ELECTION OF DIRECTOR: NEELIE KROES Mgmt For For
1F. ELECTION OF DIRECTOR: COLIN POWELL Mgmt For For
1G. ELECTION OF DIRECTOR: SANFORD ROBERTSON Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN V. ROOS Mgmt For For
1I. ELECTION OF DIRECTOR: ROBIN WASHINGTON Mgmt For For
1J. ELECTION OF DIRECTOR: MAYNARD WEBB Mgmt For For
1K. ELECTION OF DIRECTOR: SUSAN WOJCICKI Mgmt For For
2. APPROVAL TO AMEND OUR 2013 EQUITY INCENTIVE Mgmt For For
PLAN, INCLUDING TO INCREASE THE NUMBER OF
SHARES AUTHORIZED FOR GRANT BY 37 MILLION
SHARES.
3. APPROVAL TO AMEND OUR 2004 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN TO INCREASE THE NUMBER OF
SHARES AUTHORIZED FOR EMPLOYEE PURCHASE BY
8 MILLION SHARES.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2018.
5. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
FISCAL 2017 COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
6. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
7. A STOCKHOLDER PROPOSAL REQUESTING, ON AN Shr For Against
ADVISORY BASIS, ACTION TO ALLOW
STOCKHOLDERS TO REQUEST SPECIAL MEETINGS OF
STOCKHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
SERVICENOW, INC. Agenda Number: 934609124
--------------------------------------------------------------------------------------------------------------------------
Security: 81762P102
Meeting Type: Annual
Meeting Date: 13-Jun-2017
Ticker: NOW
ISIN: US81762P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES H. GIANCARLO Mgmt For For
1C. ELECTION OF DIRECTOR: ANITA M. SANDS Mgmt For For
2. AN ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
SIGNATURE BANK Agenda Number: 934538464
--------------------------------------------------------------------------------------------------------------------------
Security: 82669G104
Meeting Type: Annual
Meeting Date: 20-Apr-2017
Ticker: SBNY
ISIN: US82669G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT A. SHAY Mgmt For For
JOSEPH J. DEPAOLO Mgmt For For
BARNEY FRANK Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP, AN Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, AS THE INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2017.
3. TO APPROVE THE AMENDMENT TO THE COMPANY'S Mgmt For For
RESTATED ORGANIZATIONAL CERTIFICATE TO
IMPLEMENT MAJORITY VOTING IN UNCONTESTED
DIRECTOR ELECTIONS.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES APPROVING EXECUTIVE
COMPENSATION.
5. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
6. TO APPROVE THE EQUITY PLAN AMENDMENTS TO Mgmt For For
REMOVE LIBERAL SHARE RECYCLING PROVISIONS,
TO ADD A 12-MONTH MINIMUM VESTING SCHEDULE
AND TO PROHIBIT BUYOUTS OF UNDERWATER
OPTIONS.
--------------------------------------------------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO. Agenda Number: 934588851
--------------------------------------------------------------------------------------------------------------------------
Security: 844741108
Meeting Type: Annual
Meeting Date: 17-May-2017
Ticker: LUV
ISIN: US8447411088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID W. BIEGLER Mgmt For For
1B. ELECTION OF DIRECTOR: J. VERONICA BIGGINS Mgmt For For
1C. ELECTION OF DIRECTOR: DOUGLAS H. BROOKS Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM H. CUNNINGHAM Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN G. DENISON Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS W. GILLIGAN Mgmt For For
1G. ELECTION OF DIRECTOR: GARY C. KELLY Mgmt For For
1H. ELECTION OF DIRECTOR: GRACE D. LIEBLEIN Mgmt For For
1I. ELECTION OF DIRECTOR: NANCY B. LOEFFLER Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN T. MONTFORD Mgmt For For
1K. ELECTION OF DIRECTOR: RON RICKS Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. ADVISORY VOTE ON FREQUENCY OF VOTES ON Mgmt 1 Year For
NAMED EXECUTIVE OFFICER COMPENSATION.
4. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
SPARK THERAPEUTICS, INC. Agenda Number: 934600063
--------------------------------------------------------------------------------------------------------------------------
Security: 84652J103
Meeting Type: Annual
Meeting Date: 31-May-2017
Ticker: ONCE
ISIN: US84652J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN M. ALTSCHULER MD Mgmt For For
LARS G. EKMAN, M.D. PHD Mgmt Withheld Against
KATHERINE A. HIGH, M.D. Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO RECOMMEND, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF FUTURE STOCKHOLDER ADVISORY
VOTES ON THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
SPLUNK INC. Agenda Number: 934605518
--------------------------------------------------------------------------------------------------------------------------
Security: 848637104
Meeting Type: Annual
Meeting Date: 08-Jun-2017
Ticker: SPLK
ISIN: US8486371045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS II DIRECTOR: JOHN CONNORS Mgmt For For
1B. ELECTION OF CLASS II DIRECTOR: PATRICIA Mgmt For For
MORRISON
1C. ELECTION OF CLASS II DIRECTOR: STEPHEN Mgmt For For
NEWBERRY
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR FISCAL YEAR ENDING JANUARY 31,
2018.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS, AS DESCRIBED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC. Agenda Number: 934535088
--------------------------------------------------------------------------------------------------------------------------
Security: 854502101
Meeting Type: Annual
Meeting Date: 20-Apr-2017
Ticker: SWK
ISIN: US8545021011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANDREA J. AYERS Mgmt For For
1B. ELECTION OF DIRECTOR: GEORGE W. BUCKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: PATRICK D. CAMPBELL Mgmt For For
1D. ELECTION OF DIRECTOR: CARLOS M. CARDOSO Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT B. COUTTS Mgmt For For
1F. ELECTION OF DIRECTOR: DEBRA A. CREW Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL D. HANKIN Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES M. LOREE Mgmt For For
1I. ELECTION OF DIRECTOR: MARIANNE M. PARRS Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
2. APPROVE 2017 MANAGEMENT INCENTIVE Mgmt For For
COMPENSATION PLAN.
3. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. RECOMMEND, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY WITH WHICH THE COMPANY SHOULD
CONDUCT FUTURE SHAREHOLDER ADVISORY VOTES
ON NAMED EXECUTIVE OFFICER COMPENSATION.
5. APPROVE THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE COMPANY'S 2017 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 934524996
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 22-Mar-2017
Ticker: SBUX
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HOWARD SCHULTZ Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM W. BRADLEY Mgmt For For
1C. ELECTION OF DIRECTOR: ROSALIND BREWER Mgmt For For
1D. ELECTION OF DIRECTOR: MARY N. DILLON Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT M. GATES Mgmt For For
1F. ELECTION OF DIRECTOR: MELLODY HOBSON Mgmt For For
1G. ELECTION OF DIRECTOR: KEVIN R. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: JORGEN VIG KNUDSTORP Mgmt For For
1I. ELECTION OF DIRECTOR: SATYA NADELLA Mgmt For For
1J. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO Mgmt For For
1K. ELECTION OF DIRECTOR: CLARA SHIH Mgmt For For
1L. ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For
1M. ELECTION OF DIRECTOR: MYRON E. ULLMAN, III Mgmt For For
1N. ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE OUR Mgmt For For
EXECUTIVE COMPENSATION.
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
4. RATIFICATION OF SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2017.
5. AMEND PROXY ACCESS BYLAW. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
TESLA MOTORS, INC. Agenda Number: 934491022
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Special
Meeting Date: 17-Nov-2016
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Mgmt Against Against
OF MERGER, DATED AS OF JULY 31, 2016 (AS IT
MAY BE AMENDED FROM TIME TO TIME, THE
"MERGER AGREEMENT"), AMONG TESLA MOTORS,
INC. ("TESLA"), SOLARCITY CORPORATION
("SOLARCITY"), AND D SUBSIDIARY, INC., A
WHOLLY OWNED SUBSIDIARY OF TESLA ("MERGER
SUB"), PURSUANT TO WHICH MERGER SUB WILL
MERGE WITH AND INTO SOLARCITY (THE
"MERGER"), WITH SOLARCITY SURVIVING THE
MERGER AS A WHOLLY OWNED SUBSIDIARY OF
TESLA, AND TO APPROVE THE TRANSACTIONS ..
(DUE TO SPACE LIMITS, SEE PROXY STATEMENT
FOR FULL PROPOSAL).
2. A PROPOSAL TO ADJOURN THE SPECIAL MEETING Mgmt Against Against
OF TESLA STOCKHOLDERS (THE "SPECIAL
MEETING"), IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO APPROVE THE TESLA
MERGER AND SHARE ISSUANCE PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
TESLA, INC. Agenda Number: 934602245
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Annual
Meeting Date: 06-Jun-2017
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF CLASS I DIRECTOR: ELON MUSK Mgmt For For
1.2 ELECTION OF CLASS I DIRECTOR: ROBYN M. Mgmt For For
DENHOLM
1.3 ELECTION OF CLASS I DIRECTOR: STEPHEN T. Mgmt For For
JURVETSON
2. A NON-BINDING ADVISORY VOTE ON THE APPROVAL Mgmt For For
OF EXECUTIVE COMPENSATION.
3. A NON-BINDING ADVISORY VOTE ON THE Mgmt 1 Year Against
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
4. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS TESLA'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
5. A STOCKHOLDER PROPOSAL REGARDING Shr For Against
DECLASSIFICATION OF THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 934563873
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 16-May-2017
Ticker: SCHW
ISIN: US8085131055
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM S. HARAF Mgmt For For
1B. ELECTION OF DIRECTOR: FRANK C. HERRINGER Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN T. MCLIN Mgmt For For
1D. ELECTION OF DIRECTOR: ROGER O. WALTHER Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT N. WILSON Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS
3. FREQUENCY OF ADVISORY VOTE ON NAMED Mgmt 1 Year For
EXECUTIVE OFFICER COMPENSATION
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
5. STOCKHOLDER PROPOSAL REQUESTING DISCLOSURE Shr Against For
OF LOBBYING POLICY, PROCEDURES AND
OVERSIGHT; LOBBYING EXPENDITURES; AND
PARTICIPATION IN ORGANIZATIONS ENGAGED IN
LOBBYING
6. STOCKHOLDER PROPOSAL REQUESTING ANNUAL Shr Against For
DISCLOSURE OF EEO-1 DATA
7. STOCKHOLDER PROPOSAL REQUESTING ADOPTION OF Shr Against For
A PROXY ACCESS BYLAW FOR DIRECTOR
NOMINATIONS BY STOCKHOLDERS
8. STOCKHOLDER PROPOSAL REQUESTING MAJORITY Shr Against For
VOTE TABULATION FOR ALL NON-BINDING MATTERS
PRESENTED BY STOCKHOLDERS
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THE MIDDLEBY CORPORATION Agenda Number: 934562631
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Security: 596278101
Meeting Type: Annual
Meeting Date: 09-May-2017
Ticker: MIDD
ISIN: US5962781010
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SELIM A. BASSOUL Mgmt For For
SARAH PALISI CHAPIN Mgmt For For
ROBERT B. LAMB Mgmt For For
CATHY L. MCCARTHY Mgmt For For
JOHN R. MILLER III Mgmt For For
GORDON O'BRIEN Mgmt For For
NASSEM ZIYAD Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
PUBLIC ACCOUNTANTS FOR THE CURRENT FISCAL
YEAR ENDING DECEMBER 30, 2017.
3. APPROVAL, BY AN ADVISORY VOTE, OF THE 2016 Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT
TO THE COMPENSATION DISCLOSURE RULES OF THE
SECURITIES AND EXCHANGE COMMISSION ("SEC").
4. SELECTION, BY AN ADVISORY VOTE, OF THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
5. APPROVAL OF AN AMENDMENT TO AUTHORIZE Mgmt For For
ADDITIONAL SHARES UNDER THE COMPANY'S 2011
LONG-TERM INCENTIVE PLAN.
6. STOCKHOLDER PROPOSAL REGARDING Shr Against For
SUSTAINABILITY REPORTING.
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THE PRICELINE GROUP INC. Agenda Number: 934603247
--------------------------------------------------------------------------------------------------------------------------
Security: 741503403
Meeting Type: Annual
Meeting Date: 08-Jun-2017
Ticker: PCLN
ISIN: US7415034039
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TIMOTHY M. ARMSTRONG Mgmt For For
JEFFERY H. BOYD Mgmt For For
JAN L. DOCTER Mgmt For For
JEFFREY E. EPSTEIN Mgmt For For
GLENN D. FOGEL Mgmt For For
JAMES M. GUYETTE Mgmt For For
ROBERT J. MYLOD, JR. Mgmt For For
CHARLES H. NOSKI Mgmt For For
NANCY B. PERETSMAN Mgmt For For
THOMAS E. ROTHMAN Mgmt For For
CRAIG W. RYDIN Mgmt For For
LYNN M. VOJVODICH Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2017.
3. TO APPROVE ON A NON-BINDING ADVISORY BASIS Mgmt For For
THE 2016 COMPENSATION PAID BY THE COMPANY
TO ITS NAMED EXECUTIVE OFFICERS.
4. TO CAST A NON-BINDING ADVISORY VOTE ON THE Mgmt 1 Year For
FREQUENCY OF FUTURE NON-BINDING ADVISORY
VOTES ON THE COMPENSATION PAID BY THE
COMPANY TO ITS NAMED EXECUTIVE OFFICERS.
5. TO CONSIDER AND VOTE UPON A NON-BINDING Shr Against For
STOCKHOLDER PROPOSAL CONCERNING SPECIAL
MEETINGS.
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THERAPEUTICSMD, INC. Agenda Number: 934600544
--------------------------------------------------------------------------------------------------------------------------
Security: 88338N107
Meeting Type: Annual
Meeting Date: 16-Jun-2017
Ticker: TXMD
ISIN: US88338N1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TOMMY G. THOMPSON Mgmt Withheld Against
ROBERT G. FINIZIO Mgmt For For
JOHN C.K. MILLIGAN, IV Mgmt For For
BRIAN BERNICK Mgmt For For
J. MARTIN CARROLL Mgmt For For
COOPER C. COLLINS Mgmt For For
ROBERT V. LAPENTA, JR. Mgmt For For
JULES A. MUSING Mgmt For For
ANGUS C. RUSSELL Mgmt For For
NICHOLAS SEGAL Mgmt For For
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS FOR FISCAL YEAR ENDED
DECEMBER 31, 2016 (SAY-ON-PAY)
3. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP, AN INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS THE INDEPENDENT AUDITOR
OF OUR COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
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TYSON FOODS, INC. Agenda Number: 934516987
--------------------------------------------------------------------------------------------------------------------------
Security: 902494103
Meeting Type: Annual
Meeting Date: 09-Feb-2017
Ticker: TSN
ISIN: US9024941034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN TYSON Mgmt For For
1B. ELECTION OF DIRECTOR: GAURDIE E. BANISTER Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: MIKE BEEBE Mgmt For For
1D. ELECTION OF DIRECTOR: MIKEL A. DURHAM Mgmt For For
1E. ELECTION OF DIRECTOR: TOM HAYES Mgmt For For
1F. ELECTION OF DIRECTOR: KEVIN M. MCNAMARA Mgmt For For
1G. ELECTION OF DIRECTOR: CHERYL S. MILLER Mgmt For For
1H. ELECTION OF DIRECTOR: BRAD T. SAUER Mgmt For For
1I. ELECTION OF DIRECTOR: JEFFREY K. Mgmt For For
SCHOMBURGER
1J. ELECTION OF DIRECTOR: ROBERT THURBER Mgmt For For
1K. ELECTION OF DIRECTOR: BARBARA A. TYSON Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2017.
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
4. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt 1 Year Against
BASIS, THE FREQUENCY OF THE ADVISORY VOTE
REGARDING THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
5. SHAREHOLDER PROPOSAL TO REQUEST A REPORT Shr Against For
DISCLOSING THE COMPANY'S POLICY AND
PROCEDURES, EXPENDITURES, AND OTHER
ACTIVITIES RELATED TO LOBBYING AND
GRASSROOTS LOBBYING COMMUNICATIONS.
6. SHAREHOLDER PROPOSAL TO REQUEST A REPORT ON Shr Against For
STEPS THE COMPANY IS TAKING TO FOSTER
GREATER DIVERSITY ON THE BOARD OF
DIRECTORS.
7. SHAREHOLDER PROPOSAL TO AMEND THE COMPANY'S Shr Against For
BYLAWS TO IMPLEMENT PROXY ACCESS.
8. SHAREHOLDER PROPOSAL TO ADOPT AND IMPLEMENT Shr For Against
A WATER STEWARDSHIP POLICY AT COMPANY AND
SUPPLIER FACILITIES.
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ULTA BEAUTY, INC. Agenda Number: 934590806
--------------------------------------------------------------------------------------------------------------------------
Security: 90384S303
Meeting Type: Annual
Meeting Date: 01-Jun-2017
Ticker: ULTA
ISIN: US90384S3031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHELLE L. COLLINS Mgmt For For
DENNIS K. ECK Mgmt For For
CHARLES J. PHILIPPIN Mgmt For For
VANESSA A. WITTMAN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, FOR OUR FISCAL YEAR 2017,
ENDING FEBRUARY 3, 2018
3. ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON THE COMPANY'S EXECUTIVE
COMPENSATION
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UNITED RENTALS, INC. Agenda Number: 934544277
--------------------------------------------------------------------------------------------------------------------------
Security: 911363109
Meeting Type: Annual
Meeting Date: 04-May-2017
Ticker: URI
ISIN: US9113631090
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JENNE K. BRITELL Mgmt For For
1B. ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1C. ELECTION OF DIRECTOR: BOBBY J. GRIFFIN Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. KNEELAND Mgmt For For
1E. ELECTION OF DIRECTOR: SINGLETON B. Mgmt For For
MCALLISTER
1F. ELECTION OF DIRECTOR: JASON D. PAPASTAVROU Mgmt For For
1G. ELECTION OF DIRECTOR: FILIPPO PASSERINI Mgmt For For
1H. ELECTION OF DIRECTOR: DONALD C. ROOF Mgmt For For
1I. ELECTION OF DIRECTOR: SHIV SINGH Mgmt For For
2. RATIFICATION OF APPOINTMENT OF PUBLIC Mgmt For For
ACCOUNTING FIRM
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
4. ADVISORY VOTE ON FREQUENCY OF EXECUTIVE Mgmt 1 Year For
COMPENSATION VOTE
5. COMPANY PROPOSAL TO AMEND THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
REMOVE SUPERMAJORITY VOTING REQUIREMENTS
6. STOCKHOLDER PROPOSAL ON SPECIAL SHAREOWNER Shr Against For
MEETINGS
7. COMPANY PROPOSAL TO AMEND THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
ALLOW AMENDMENT TO BY-LAWS GRANTING
STOCKHOLDERS HOLDING 25% OR MORE THE
ABILITY TO CALL SPECIAL MEETINGS OF
STOCKHOLDERS
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 934600013
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 05-Jun-2017
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM C. BALLARD, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: RICHARD T. BURKE Mgmt For For
1C. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Mgmt For For
1E. ELECTION OF DIRECTOR: MICHELE J. HOOPER Mgmt For For
1F. ELECTION OF DIRECTOR: RODGER A. LAWSON Mgmt For For
1G. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
1H. ELECTION OF DIRECTOR: KENNETH I. SHINE, Mgmt For For
M.D.
1I. ELECTION OF DIRECTOR: GAIL R. WILENSKY, Mgmt For For
PH.D.
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. ADVISORY APPROVAL OF THE FREQUENCY OF Mgmt 1 Year For
HOLDING FUTURE SAY-ON-PAY VOTES.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2017.
5. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr Against For
PROXY STATEMENT REQUESTING ADDITIONAL
LOBBYING DISCLOSURE, IF PROPERLY PRESENTED
AT THE 2017 ANNUAL MEETING OF SHAREHOLDERS.
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VANTIV, INC. Agenda Number: 934541017
--------------------------------------------------------------------------------------------------------------------------
Security: 92210H105
Meeting Type: Annual
Meeting Date: 02-May-2017
Ticker: VNTV
ISIN: US92210H1059
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEVIN COSTELLO Mgmt For For
LISA HOOK Mgmt For For
DAVID KARNSTEDT Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
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VEEVA SYSTEMS INC. Agenda Number: 934620433
--------------------------------------------------------------------------------------------------------------------------
Security: 922475108
Meeting Type: Annual
Meeting Date: 21-Jun-2017
Ticker: VEEV
ISIN: US9224751084
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAUL E. CHAMBERLAIN Mgmt For For
PAUL SEKHRI Mgmt For For
2. TO APPROVE THE MATERIAL TERMS OF THE Mgmt Against Against
COMPANY'S 2013 EQUITY INCENTIVE PLAN FOR
PURPOSES OF SECTION 162(M) OF THE INTERNAL
REVENUE CODE.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 31, 2018.
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VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 934615278
--------------------------------------------------------------------------------------------------------------------------
Security: 92532F100
Meeting Type: Annual
Meeting Date: 08-Jun-2017
Ticker: VRTX
ISIN: US92532F1003
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALAN GARBER Mgmt For For
MARGARET G. MCGLYNN Mgmt For For
WILLIAM D. YOUNG Mgmt For For
2. AMENDMENTS TO OUR CHARTER AND BY-LAWS TO Mgmt For For
PROVIDE FOR THE DECLASSIFICATION OF OUR
BOARD OF DIRECTORS.
3. AMENDMENT AND RESTATEMENT OF OUR 2013 STOCK Mgmt For For
AND OPTION PLAN, TO AMONG OTHER THINGS,
INCREASE THE NUMBER OF SHARES AVAILABLE
UNDER THE PLAN BY 6.75 MILLION SHARES.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
5. ADVISORY VOTE ON OUR NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
6. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION
PROGRAM.
7. SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr For Against
AT THE MEETING, REQUESTING THAT WE TAKE
STEPS NECESSARY TO ELIMINATE SUPERMAJORITY
PROVISIONS FROM OUR CHARTER AND BY-LAWS.
8. SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr Against For
AT THE MEETING, REQUESTING THAT WE PREPARE
A REPORT ON OUR POLICIES AND ACTIVITIES
WITH RESPECT TO LOBBYING.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 934512890
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 31-Jan-2017
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LLOYD A. CARNEY Mgmt For For
1B. ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCISCO JAVIER Mgmt For For
FERNANDEZ-CARBAJAL
1D. ELECTION OF DIRECTOR: GARY A. HOFFMAN Mgmt For For
1E. ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1G. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN A.C. SWAINSON Mgmt For For
1I. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR.
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VULCAN MATERIALS COMPANY Agenda Number: 934558505
--------------------------------------------------------------------------------------------------------------------------
Security: 929160109
Meeting Type: Annual
Meeting Date: 12-May-2017
Ticker: VMC
ISIN: US9291601097
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: O. B. GRAYSON HALL, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: JAMES T. PROKOPANKO Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1D. ELECTION OF DIRECTOR: KATHLEEN Mgmt For For
WILSON-THOMPSON
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
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WABCO HOLDINGS INC. Agenda Number: 934581617
--------------------------------------------------------------------------------------------------------------------------
Security: 92927K102
Meeting Type: Annual
Meeting Date: 24-May-2017
Ticker: WBC
ISIN: US92927K1025
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
G. PETER D'ALOIA Mgmt For For
DR. JUERGEN W. GROMER Mgmt For For
MARY L. PETROVICH Mgmt For For
2. RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
BEDRIJFSREVISOREN BCVBA/REVISEURS
D'ENTREPRISES SCCRL AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2017.
3. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS ("SAY-ON-PAY").
4. RECOMMEND, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF THE SHAREHOLDER ADVISORY VOTE
ON EXECUTIVE COMPENSATION
("SAY-ON-FREQUENCY").
--------------------------------------------------------------------------------------------------------------------------
WASTE CONNECTIONS, INC. Agenda Number: 934596149
--------------------------------------------------------------------------------------------------------------------------
Security: 94106B101
Meeting Type: Annual and Special
Meeting Date: 23-May-2017
Ticker: WCN
ISIN: CA94106B1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD J. MITTELSTAEDT Mgmt For For
ROBERT H. DAVIS Mgmt For For
EDWARD E. GUILLET Mgmt For For
MICHAEL W. HARLAN Mgmt For For
LARRY S. HUGHES Mgmt For For
SUSAN LEE Mgmt For For
WILLIAM J. RAZZOUK Mgmt For For
02 APPOINTMENT OF GRANT THORNTON LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM UNTIL THE CLOSE OF THE 2018 ANNUAL
MEETING OF SHAREHOLDERS OF THE COMPANY AND
AUTHORIZATION OF OUR BOARD OF DIRECTORS TO
FIX THE REMUNERATION OF THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
03 APPROVAL OF A SPECIAL RESOLUTION Mgmt For For
AUTHORIZING AN AMENDMENT TO THE COMPANY'S
ARTICLES OF AMALGAMATION PURSUANT TO
SECTION 168(1)(H) OF THE BUSINESS
CORPORATIONS ACT (ONTARIO) TO CHANGE THE
NUMBER OF COMMON SHARES, WHETHER ISSUED OR
UNISSUED, ON A THREE-FOR-TWO BASIS, SUCH
THAT, WHEN AND IF SUCH AMENDMENT IS GIVEN
EFFECT, EVERY TWO COMMON SHARES WILL BECOME
THREE COMMON SHARES.
04 APPROVAL, ON A NON-BINDING, ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT ("SAY ON PAY").
05 APPROVAL, ON A NON-BINDING, ADVISORY BASIS, Mgmt 1 Year For
OF HOLDING FUTURE SAY ON PAY VOTES EVERY
YEAR, EVERY TWO YEARS, OR EVERY THREE
YEARS.
--------------------------------------------------------------------------------------------------------------------------
WAYFAIR INC Agenda Number: 934566057
--------------------------------------------------------------------------------------------------------------------------
Security: 94419L101
Meeting Type: Annual
Meeting Date: 17-May-2017
Ticker: W
ISIN: US94419L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NEERAJ AGRAWAL Mgmt For For
1B. ELECTION OF DIRECTOR: JULIE BRADLEY Mgmt For For
1C. ELECTION OF DIRECTOR: STEVEN CONINE Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT GAMGORT Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL KUMIN Mgmt For For
1F. ELECTION OF DIRECTOR: IAN LANE Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES MILLER Mgmt For For
1H. ELECTION OF DIRECTOR: ROMERO RODRIGUES Mgmt For For
1I. ELECTION OF DIRECTOR: NIRAJ SHAH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
3. A NON-BINDING ADVISORY RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) J.P. Morgan Mutual Fund Investment Trust
By (Signature) /s/ Brian S. Shlissel
Name Brian S. Shlissel
Title President
Date 08/31/2017