UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-05526
NAME OF REGISTRANT: Undiscovered Managers Funds
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 270 Park Avenue
New York, NY 10017
NAME AND ADDRESS OF AGENT FOR SERVICE: J.P. Morgan Investment Management,
Inc.
270 Park Avenue
New York, NY 10017
REGISTRANT'S TELEPHONE NUMBER: 800-480-4111
DATE OF FISCAL YEAR END: 06/30
DATE OF REPORTING PERIOD: 07/01/2016 - 06/30/2017
Date of fiscal year end:
August 31
JPMorgan Realty Income Fund
Undiscovered Managers Behavioral Value Fund
JPMorgan Realty Income Fund
--------------------------------------------------------------------------------------------------------------------------
ALEXANDRIA REAL ESTATE EQUITIES, INC. Agenda Number: 934576983
--------------------------------------------------------------------------------------------------------------------------
Security: 015271109
Meeting Type: Annual
Meeting Date: 09-May-2017
Ticker: ARE
ISIN: US0152711091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOEL S. MARCUS Mgmt For For
STEVEN R. HASH Mgmt For For
JOHN L. ATKINS, III Mgmt For For
JAMES P. CAIN Mgmt For For
MARIA C. FREIRE Mgmt For For
RICHARD H. KLEIN Mgmt For For
JAMES H. RICHARDSON Mgmt For For
2. TO CAST A NON-BINDING, ADVISORY VOTE ON A Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS
MORE PARTICULARLY DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
3. TO CAST A NON-BINDING, ADVISORY VOTE ON THE Mgmt 1 Year For
FREQUENCY OF FUTURE NON-BINDING ADVISORY
STOCKHOLDER VOTES ON THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS
MORE PARTICULARLY DEFINED IN THE
ACCOMPANYING PROXY STATEMENT.
4. TO VOTE TO APPROVE AN AMENDMENT OF THE Mgmt For For
COMPANY'S CHARTER TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK THAT THE COMPANY IS
AUTHORIZED TO ISSUE FROM 100,000,000 TO
200,000,000 SHARES, AS MORE PARTICULARLY
DESCRIBED IN THE ACCOMPANYING PROXY
STATEMENT.
5. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017, AS MORE
PARTICULARLY DESCRIBED IN THE ACCOMPANYING
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
APARTMENT INVESTMENT AND MANAGEMENT CO. Agenda Number: 934537587
--------------------------------------------------------------------------------------------------------------------------
Security: 03748R101
Meeting Type: Annual
Meeting Date: 25-Apr-2017
Ticker: AIV
ISIN: US03748R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TERRY CONSIDINE Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS L. KELTNER Mgmt For For
1C. ELECTION OF DIRECTOR: J. LANDIS MARTIN Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT A. MILLER Mgmt For For
1E. ELECTION OF DIRECTOR: KATHLEEN M. NELSON Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL A. STEIN Mgmt For For
1G. ELECTION OF DIRECTOR: NINA A. TRAN Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP TO SERVE AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2017.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AVALONBAY COMMUNITIES, INC. Agenda Number: 934584106
--------------------------------------------------------------------------------------------------------------------------
Security: 053484101
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: AVB
ISIN: US0534841012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GLYN F. AEPPEL Mgmt For For
1B. ELECTION OF DIRECTOR: TERRY S. BROWN Mgmt For For
1C. ELECTION OF DIRECTOR: ALAN B. BUCKELEW Mgmt For For
1D. ELECTION OF DIRECTOR: RONALD L. HAVNER, JR. Mgmt Against Against
1E. ELECTION OF DIRECTOR: RICHARD J. LIEB Mgmt For For
1F. ELECTION OF DIRECTOR: TIMOTHY J. NAUGHTON Mgmt For For
1G. ELECTION OF DIRECTOR: PETER S. RUMMELL Mgmt For For
1H. ELECTION OF DIRECTOR: H. JAY SARLES Mgmt For For
1I. ELECTION OF DIRECTOR: SUSAN SWANEZY Mgmt For For
1J. ELECTION OF DIRECTOR: W. EDWARD WALTER Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2017.
3. TO APPROVE THE COMPANY'S SECOND AMENDED AND Mgmt For For
RESTATED 2009 EQUITY INCENTIVE PLAN.
4. TO ADOPT A RESOLUTION APPROVING, ON A Mgmt For For
NON-BINDING ADVISORY ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
5. TO CAST A NON-BINDING ADVISORY VOTE AS TO Mgmt 1 Year For
FREQUENCY OF FUTURE ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
BOSTON PROPERTIES, INC. Agenda Number: 934586578
--------------------------------------------------------------------------------------------------------------------------
Security: 101121101
Meeting Type: Annual
Meeting Date: 23-May-2017
Ticker: BXP
ISIN: US1011211018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRUCE W. DUNCAN Mgmt For For
1B. ELECTION OF DIRECTOR: KAREN E. DYKSTRA Mgmt For For
1C. ELECTION OF DIRECTOR: CAROL B. EINIGER Mgmt For For
1D. ELECTION OF DIRECTOR: JACOB A. FRENKEL Mgmt For For
1E. ELECTION OF DIRECTOR: JOEL I. KLEIN Mgmt For For
1F. ELECTION OF DIRECTOR: DOUGLAS T. LINDE Mgmt For For
1G. ELECTION OF DIRECTOR: MATTHEW J. LUSTIG Mgmt For For
1H. ELECTION OF DIRECTOR: ALAN J. PATRICOF Mgmt For For
1I. ELECTION OF DIRECTOR: OWEN D. THOMAS Mgmt For For
1J. ELECTION OF DIRECTOR: MARTIN TURCHIN Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID A. TWARDOCK Mgmt For For
2. TO APPROVE, BY NON-BINDING, ADVISORY Mgmt For For
RESOLUTION, THE COMPANY'S NAMED EXECUTIVE
OFFICER COMPENSATION
3. TO APPROVE, BY NON-BINDING, ADVISORY VOTE, Mgmt 1 Year For
THE FREQUENCY OF HOLDING THE ADVISORY VOTE
ON THE COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION.
4. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF ...(DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
BRANDYWINE REALTY TRUST Agenda Number: 934572682
--------------------------------------------------------------------------------------------------------------------------
Security: 105368203
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: BDN
ISIN: US1053682035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROL G. CARROLL Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES C. DIGGS Mgmt For For
1C. ELECTION OF DIRECTOR: WYCHE FOWLER Mgmt For For
1D. ELECTION OF DIRECTOR: H. RICHARD Mgmt For For
HAVERSTICK, JR.
1E. ELECTION OF DIRECTOR: MICHAEL J. JOYCE Mgmt For For
1F. ELECTION OF DIRECTOR: ANTHONY A. NICHOLS, Mgmt For For
SR.
1G. ELECTION OF DIRECTOR: CHARLES P. PIZZI Mgmt For For
1H. ELECTION OF DIRECTOR: GERARD H. SWEENEY Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR CALENDAR YEAR 2017.
3. PROVIDE AN ADVISORY, NON-BINDING VOTE ON Mgmt For For
OUR EXECUTIVE COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF AN Mgmt 1 Year For
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
5. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE AMENDED AND RESTATED 1997 LONG-TERM
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
BRIXMOR PROPERTY GROUP INC Agenda Number: 934548148
--------------------------------------------------------------------------------------------------------------------------
Security: 11120U105
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: BRX
ISIN: US11120U1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES M. TAYLOR JR. Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN G. SCHREIBER Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL BERMAN Mgmt For For
1D. ELECTION OF DIRECTOR: SHERYL M. CROSLAND Mgmt For For
1E. ELECTION OF DIRECTOR: ANTHONY W. DEERING Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS W. DICKSON Mgmt For For
1G. ELECTION OF DIRECTOR: DANIEL B. HURWITZ Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM D. RAHM Mgmt For For
1I. ELECTION OF DIRECTOR: GABRIELLE SULZBERGER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CAMDEN PROPERTY TRUST Agenda Number: 934559949
--------------------------------------------------------------------------------------------------------------------------
Security: 133131102
Meeting Type: Annual
Meeting Date: 12-May-2017
Ticker: CPT
ISIN: US1331311027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD J. CAMPO Mgmt For For
HEATHER J. BRUNNER Mgmt For For
SCOTT S. INGRAHAM Mgmt For For
RENU KHATOR Mgmt For For
WILLIAM B. MCGUIRE, JR. Mgmt For For
D. KEITH ODEN Mgmt For For
WILLIAM F. PAULSEN Mgmt For For
F. A. SEVILLA-SACASA Mgmt For For
STEVEN A. WEBSTER Mgmt For For
KELVIN R. WESTBROOK Mgmt Withheld Against
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. APPROVAL, BY AN ADVISORY VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL, BY AN ADVISORY VOTE, ON THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CORPORATE OFFICE PROPERTIES TRUST Agenda Number: 934551501
--------------------------------------------------------------------------------------------------------------------------
Security: 22002T108
Meeting Type: Annual
Meeting Date: 11-May-2017
Ticker: OFC
ISIN: US22002T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS F. BRADY Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHEN E. BUDORICK Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT L. DENTON, SR. Mgmt For For
1D. ELECTION OF DIRECTOR: PHILIP L. HAWKINS Mgmt For For
1E. ELECTION OF DIRECTOR: ELIZABETH A. HIGHT Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID M. JACOBSTEIN Mgmt For For
1G. ELECTION OF DIRECTOR: STEVEN D. KESLER Mgmt For For
1H. ELECTION OF DIRECTOR: C. TAYLOR PICKETT Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD SZAFRANSKI Mgmt For For
2. APPROVE AMENDMENT TO AMENDED AND RESTATED Mgmt For For
DECLARATION OF TRUST GRANTING SHAREHOLDERS
THE RIGHT TO AMEND COMPANY'S BYLAWS.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. VOTE, ON AN ADVISORY BASIS, ON FREQUENCY OF Mgmt 1 Year For
FUTURE ADVISORY VOTES ON NAMED EXECUTIVE
OFFICER COMPENSATION.
5. APPROVAL, ON AN ADVISORY BASIS, OF NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
6. APPROVE THE 2017 OMNIBUS EQUITY AND Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
CUBESMART Agenda Number: 934559622
--------------------------------------------------------------------------------------------------------------------------
Security: 229663109
Meeting Type: Annual
Meeting Date: 31-May-2017
Ticker: CUBE
ISIN: US2296631094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W.M. DIEFENDERFER III Mgmt For For
PIERO BUSSANI Mgmt For For
CHRISTOPHER P. MARR Mgmt For For
MARIANNE M. KELER Mgmt For For
DEBORAH R. SALZBERG Mgmt For For
JOHN F. REMONDI Mgmt For For
JEFFREY F. ROGATZ Mgmt For For
JOHN W. FAIN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
3. TO CAST AN ADVISORY VOTE TO APPROVE OUR Mgmt For For
EXECUTIVE COMPENSATION.
4. TO CAST AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF HOLDING AN ADVISORY VOTE ON OUR
EXECUTIVE COMPENSATION.
5. TO CONSIDER AND VOTE ON A PROPOSAL TO AMEND Mgmt For For
OUR CURRENT DECLARATION OF TRUST TO PROVIDE
SHAREHOLDERS WITH THE ABILITY TO ALTER,
AMEND OR REPEAL OUR THIRD AMENDED AND
RESTATED BYLAWS, AND ADOPT NEW BYLAWS.
--------------------------------------------------------------------------------------------------------------------------
CYRUSONE INC. Agenda Number: 934544683
--------------------------------------------------------------------------------------------------------------------------
Security: 23283R100
Meeting Type: Annual
Meeting Date: 28-Apr-2017
Ticker: CONE
ISIN: US23283R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY J. WOJTASZEK Mgmt For For
DAVID H. FERDMAN Mgmt For For
JOHN W. GAMBLE, JR. Mgmt For For
MICHAEL A. KLAYKO Mgmt For For
T. TOD NIELSEN Mgmt For For
ALEX SHUMATE Mgmt For For
WILLIAM E. SULLIVAN Mgmt For For
LYNN A. WENTWORTH Mgmt For For
2. APPROVAL OF THE ADVISORY (NON-BINDING) Mgmt Against Against
RESOLUTION TO APPROVE THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS
("SAY-ON-PAY")
3. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
--------------------------------------------------------------------------------------------------------------------------
DIGITAL REALTY TRUST, INC. Agenda Number: 934559379
--------------------------------------------------------------------------------------------------------------------------
Security: 253868103
Meeting Type: Annual
Meeting Date: 08-May-2017
Ticker: DLR
ISIN: US2538681030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DENNIS E. SINGLETON Mgmt For For
1B. ELECTION OF DIRECTOR: LAURENCE A. CHAPMAN Mgmt For For
1C. ELECTION OF DIRECTOR: KATHLEEN EARLEY Mgmt For For
1D. ELECTION OF DIRECTOR: KEVIN J. KENNEDY Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM G. LAPERCH Mgmt For For
1F. ELECTION OF DIRECTOR: AFSHIN MOHEBBI Mgmt For For
1G. ELECTION OF DIRECTOR: MARK R. PATTERSON Mgmt For For
1H. ELECTION OF DIRECTOR: A. WILLIAM STEIN Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT H. ZERBST Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
3. TO ADOPT A RESOLUTION TO APPROVE, ON A Mgmt For For
NON-BINDING, ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS MORE FULLY DESCRIBED
IN THE ACCOMPANYING PROXY STATEMENT.
4. RECOMMENDATION, ON A NON-BINDING, ADVISORY Mgmt 1 Year For
BASIS, REGARDING THE FREQUENCY OF HOLDING
FUTURE ADVISORY VOTES ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
DUKE REALTY CORPORATION Agenda Number: 934536559
--------------------------------------------------------------------------------------------------------------------------
Security: 264411505
Meeting Type: Annual
Meeting Date: 26-Apr-2017
Ticker: DRE
ISIN: US2644115055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM CAVANAUGH, Mgmt For For
III
1B. ELECTION OF DIRECTOR: ALAN H. COHEN Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES B. CONNOR Mgmt For For
1D. ELECTION OF DIRECTOR: NGAIRE E. CUNEO Mgmt For For
1E. ELECTION OF DIRECTOR: CHARLES R. EITEL Mgmt For For
1F. ELECTION OF DIRECTOR: MELANIE R. SABELHAUS Mgmt For For
1G. ELECTION OF DIRECTOR: PETER M. SCOTT, III Mgmt For For
1H. ELECTION OF DIRECTOR: JACK R. SHAW Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL E. SZYMANCZYK Mgmt For For
1J. ELECTION OF DIRECTOR: LYNN C. THURBER Mgmt For For
2. TO VOTE ON AN ADVISORY BASIS TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS FOR 2016.
3. TO VOTE ON AN ADVISORY BASIS ON THE Mgmt 1 Year For
FREQUENCY OF SHAREHOLDER VOTES ON THE
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
4. TO RATIFY THE REAPPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR 2017.
--------------------------------------------------------------------------------------------------------------------------
EQUINIX, INC. Agenda Number: 934596339
--------------------------------------------------------------------------------------------------------------------------
Security: 29444U700
Meeting Type: Annual
Meeting Date: 31-May-2017
Ticker: EQIX
ISIN: US29444U7000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS BARTLETT Mgmt For For
NANCI CALDWELL Mgmt Withheld Against
GARY HROMADKO Mgmt For For
JOHN HUGHES Mgmt For For
SCOTT KRIENS Mgmt For For
WILLIAM LUBY Mgmt For For
IRVING LYONS, III Mgmt For For
CHRISTOPHER PAISLEY Mgmt Withheld Against
STEPHEN SMITH Mgmt For For
PETER VAN CAMP Mgmt For For
2. TO APPROVE BY A NON-BINDING ADVISORY VOTE Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO APPROVE BY A NON-BINDING ADVISORY VOTE Mgmt 1 Year For
THE FREQUENCY OF STOCKHOLDER NON-BINDING
ADVISORY VOTES ON THE COMPANY'S NAMED
EXECUTIVE OFFICER COMPENSATION.
4. TO APPROVE LONG-TERM INCENTIVE PERFORMANCE Mgmt For For
TERMS FOR CERTAIN OF OUR EXECUTIVES,
PURSUANT TO SECTION 162(M) OF THE INTERNAL
REVENUE CODE.
5. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------------------------------------------------
EQUITY LIFESTYLE PROPERTIES, INC. Agenda Number: 934549241
--------------------------------------------------------------------------------------------------------------------------
Security: 29472R108
Meeting Type: Annual
Meeting Date: 02-May-2017
Ticker: ELS
ISIN: US29472R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PHILIP CALIAN Mgmt For For
DAVID CONTIS Mgmt For For
THOMAS HENEGHAN Mgmt For For
TAO HUANG Mgmt For For
MARGUERITE NADER Mgmt For For
SHELI ROSENBERG Mgmt For For
HOWARD WALKER Mgmt For For
MATTHEW WILLIAMS Mgmt For For
WILLIAM YOUNG Mgmt For For
SAMUEL ZELL Mgmt Withheld Against
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.
3. APPROVAL ON A NON-BINDING, ADVISORY BASIS Mgmt For For
OF OUR EXECUTIVE COMPENSATION AS DISCLOSED
IN THE PROXY STATEMENT.
4. APPROVAL ON A NON-BINDING, ADVISORY BASIS Mgmt 1 Year For
OF THE FREQUENCY OF A STOCKHOLDER VOTE TO
APPROVE EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
EQUITY ONE, INC. Agenda Number: 934526483
--------------------------------------------------------------------------------------------------------------------------
Security: 294752100
Meeting Type: Special
Meeting Date: 24-Feb-2017
Ticker: EQY
ISIN: US2947521009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE MERGER AGREEMENT AND THE Mgmt For For
MERGER. PROPOSAL TO APPROVE THE AGREEMENT
AND PLAN OF MERGER, DATED AS OF NOVEMBER
14, 2016, BY AND BETWEEN EQUITY ONE, INC.
AND REGENCY CENTERS CORPORATION AND THE
MERGER OF EQUITY ONE, INC. WITH AND INTO
REGENCY CENTERS CORPORATION, WITH REGENCY
CENTERS CORPORATION CONTINUING AS THE
SURVIVING CORPORATION.
2. ADVISORY VOTE ON MERGER-RELATED Mgmt For For
COMPENSATION FOR EQUITY ONE, INC.'S NAMED
EXECUTIVE OFFICERS. PROPOSAL TO APPROVE, BY
ADVISORY (NONBINDING) VOTE, THE
COMPENSATION THAT MAY BE PAID OR BECOME
PAYABLE TO THE NAMED EXECUTIVE OFFICERS OF
EQUITY ONE, INC. IN CONNECTION WITH THE
MERGER.
3. ADJOURNMENT OF THE SPECIAL MEETING OF Mgmt For For
EQUITY ONE, INC. PROPOSAL TO APPROVE THE
ADJOURNMENT OF THE EQUITY ONE, INC. SPECIAL
MEETING FROM TIME TO TIME, IF NECESSARY OR
APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE EQUITY
ONE, INC. MERGER PROPOSAL, IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF SUCH
ADJOURNMENT TO APPROVE SUCH PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
ESSEX PROPERTY TRUST, INC. Agenda Number: 934552844
--------------------------------------------------------------------------------------------------------------------------
Security: 297178105
Meeting Type: Annual
Meeting Date: 16-May-2017
Ticker: ESS
ISIN: US2971781057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEITH R. GUERICKE Mgmt For For
IRVING F. LYONS, III Mgmt For For
GEORGE M. MARCUS Mgmt For For
GARY P. MARTIN Mgmt For For
ISSIE N. RABINOVITCH Mgmt For For
THOMAS E. ROBINSON Mgmt For For
MICHAEL J. SCHALL Mgmt For For
BYRON A. SCORDELIS Mgmt For For
JANICE L. SEARS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE
YEAR ENDING DECEMBER 31, 2017.
3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
4. ADVISORY VOTE TO DETERMINE THE FREQUENCY OF Mgmt 1 Year For
NAMED EXECUTIVE OFFICER COMPENSATION
ADVISORY VOTES.
--------------------------------------------------------------------------------------------------------------------------
GGP INC. Agenda Number: 934557806
--------------------------------------------------------------------------------------------------------------------------
Security: 36174X101
Meeting Type: Annual
Meeting Date: 17-May-2017
Ticker: GGP
ISIN: US36174X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD B. CLARK Mgmt For For
1B. ELECTION OF DIRECTOR: MARY LOU FIALA Mgmt For For
1C. ELECTION OF DIRECTOR: J. BRUCE FLATT Mgmt For For
1D. ELECTION OF DIRECTOR: JANICE R. FUKAKUSA Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN K. HALEY Mgmt For For
1F. ELECTION OF DIRECTOR: DANIEL B. HURWITZ Mgmt For For
1G. ELECTION OF DIRECTOR: BRIAN W. KINGSTON Mgmt For For
1H. ELECTION OF DIRECTOR: CHRISTINA M. LOFGREN Mgmt For For
1I. ELECTION OF DIRECTOR: SANDEEP MATHRANI Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt 1 Year For
FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION PAID TO THE NAMED EXECUTIVE
OFFICERS.
4. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
5. APPROVAL OF AN AMENDMENT TO THE CERTIFICATE Mgmt For For
OF INCORPORATION TO ELIMINATE THE "FOR
CAUSE" REQUIREMENT FOR STOCKHOLDER REMOVAL
OF A DIRECTOR.
6. APPROVAL OF A STOCKHOLDER RESOLUTION Shr Against For
CONCERNING THE ADOPTION BY THE BOARD OF A
"PROXY ACCESS" BYLAW.
--------------------------------------------------------------------------------------------------------------------------
HCP, INC. Agenda Number: 934544215
--------------------------------------------------------------------------------------------------------------------------
Security: 40414L109
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: HCP
ISIN: US40414L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRIAN G. CARTWRIGHT Mgmt For For
1B. ELECTION OF DIRECTOR: CHRISTINE N. GARVEY Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID B. HENRY Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS M. HERZOG Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES P. HOFFMANN Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL D. MCKEE Mgmt For For
1G. ELECTION OF DIRECTOR: PETER L. RHEIN Mgmt For For
1H. ELECTION OF DIRECTOR: JOSEPH P. SULLIVAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS HCP'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HIGHWOODS PROPERTIES, INC. Agenda Number: 934541156
--------------------------------------------------------------------------------------------------------------------------
Security: 431284108
Meeting Type: Annual
Meeting Date: 10-May-2017
Ticker: HIW
ISIN: US4312841087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES A. ANDERSON Mgmt For For
GENE H. ANDERSON Mgmt For For
CARLOS E. EVANS Mgmt For For
EDWARD J. FRITSCH Mgmt For For
DAVID J. HARTZELL Mgmt For For
SHERRY A. KELLETT Mgmt For For
O. TEMPLE SLOAN, JR Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2017
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
4. ADVISORY VOTE ON FREQUENCY OF SAY-ON-PAY Mgmt 1 Year For
VOTES
--------------------------------------------------------------------------------------------------------------------------
HILTON WORLDWIDE HOLDINGS INC. Agenda Number: 934479216
--------------------------------------------------------------------------------------------------------------------------
Security: 43300A104
Meeting Type: Special
Meeting Date: 04-Oct-2016
Ticker: HLT
ISIN: US43300A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AND ADOPT AN AMENDMENT TO THE Mgmt For For
COMPANY'S CERTIFICATE OF INCORPORATION TO
EFFECT A REVERSE STOCK SPLIT AND DECREASE
AUTHORIZED SHARES.
2. TO APPROVE AN ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING.
--------------------------------------------------------------------------------------------------------------------------
HILTON WORLDWIDE HOLDINGS INC. Agenda Number: 934584120
--------------------------------------------------------------------------------------------------------------------------
Security: 43300A203
Meeting Type: Annual
Meeting Date: 24-May-2017
Ticker: HLT
ISIN: US43300A2033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTOPHER J. NASSETTA Mgmt For For
JONATHAN D. GRAY Mgmt For For
CHARLENE T. BEGLEY Mgmt For For
JON M. HUNTSMAN, JR. Mgmt For For
JUDITH A. MCHALE Mgmt For For
JOHN G. SCHREIBER Mgmt For For
ELIZABETH A. SMITH Mgmt For For
DOUGLAS M. STEENLAND Mgmt For For
WILLIAM J. STEIN Mgmt For For
2. TO APPROVE THE HILTON 2017 OMNIBUS Mgmt For For
INCENTIVE PLAN.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.
4. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
HOST HOTELS & RESORTS, INC. Agenda Number: 934574636
--------------------------------------------------------------------------------------------------------------------------
Security: 44107P104
Meeting Type: Annual
Meeting Date: 11-May-2017
Ticker: HST
ISIN: US44107P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY L. BAGLIVO Mgmt For For
1B. ELECTION OF DIRECTOR: SHEILA C. BAIR Mgmt For For
1C. ELECTION OF DIRECTOR: SANDEEP L. MATHRANI Mgmt For For
1D. ELECTION OF DIRECTOR: ANN M. KOROLOGOS Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD E. MARRIOTT Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN B. MORSE, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: WALTER C. RAKOWICH Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES F. RISOLEO Mgmt For For
1I. ELECTION OF DIRECTOR: GORDON H. SMITH Mgmt For For
2. RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2017.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY RESOLUTION ON THE FREQUENCY OF Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HUDSON PACIFIC PROPERTIES, INC. Agenda Number: 934596543
--------------------------------------------------------------------------------------------------------------------------
Security: 444097109
Meeting Type: Annual
Meeting Date: 24-May-2017
Ticker: HPP
ISIN: US4440971095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: VICTOR J. COLEMAN Mgmt For For
1B. ELECTION OF DIRECTOR: THEODORE R. ANTENUCCI Mgmt For For
1C. ELECTION OF DIRECTOR: FRANK COHEN Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD B. FRIED Mgmt For For
1E. ELECTION OF DIRECTOR: JONATHAN M. GLASER Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT L. HARRIS Mgmt For For
1G. ELECTION OF DIRECTOR: MARK D. LINEHAN Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT M. MORAN Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL NASH Mgmt For For
1J. ELECTION OF DIRECTOR: BARRY A. PORTER Mgmt For For
2. THE APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
HUDSON PACIFIC ...(DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL).
3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
4. THE ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION, AS MORE FULLY
DESCRIBED IN THE ENCLOSED PROXY STATEMENT.
5. THE ADVISORY DETERMINATION OF THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
6. A STOCKHOLDER PROPOSAL REQUESTING THE BOARD Shr Against For
OF DIRECTORS TO PREPARE A REPORT REGARDING
DIVERSITY ON THE BOARD.
--------------------------------------------------------------------------------------------------------------------------
KILROY REALTY CORPORATION Agenda Number: 934571666
--------------------------------------------------------------------------------------------------------------------------
Security: 49427F108
Meeting Type: Annual
Meeting Date: 23-May-2017
Ticker: KRC
ISIN: US49427F1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN KILROY Mgmt For For
1B. ELECTION OF DIRECTOR: EDWARD BRENNAN, PHD Mgmt For For
1C. ELECTION OF DIRECTOR: JOLIE HUNT Mgmt For For
1D. ELECTION OF DIRECTOR: SCOTT INGRAHAM Mgmt For For
1E. ELECTION OF DIRECTOR: GARY STEVENSON Mgmt For For
1F. ELECTION OF DIRECTOR: PETER STONEBERG Mgmt For For
2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
2006 INCENTIVE AWARD PLAN.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
4. VOTE, ON AN ADVISORY BASIS, ON THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
5. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------------------------------------------------
KIMCO REALTY CORPORATION Agenda Number: 934551727
--------------------------------------------------------------------------------------------------------------------------
Security: 49446R109
Meeting Type: Annual
Meeting Date: 25-Apr-2017
Ticker: KIM
ISIN: US49446R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MILTON COOPER Mgmt For For
1B. ELECTION OF DIRECTOR: PHILIP E. COVIELLO Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD G. DOOLEY Mgmt For For
1D. ELECTION OF DIRECTOR: CONOR C. FLYNN Mgmt For For
1E. ELECTION OF DIRECTOR: JOE GRILLS Mgmt For For
1F. ELECTION OF DIRECTOR: FRANK LOURENSO Mgmt For For
1G. ELECTION OF DIRECTOR: COLOMBE M. NICHOLAS Mgmt For For
1H. ELECTION OF DIRECTOR: MARY HOGAN PREUSSE Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD B. SALTZMAN Mgmt For For
2. THE ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION (AS MORE
PARTICULARLY DESCRIBED IN THE PROXY
STATEMENT).
3. THE FREQUENCY OF FUTURE SAY-ON-PAY VOTES Mgmt 1 Year For
(AS MORE PARTICULARLY DESCRIBED IN THE
PROXY STATEMENT).
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2017
(AS MORE PARTICULARLY DESCRIBED IN THE
PROXY STATEMENT).
--------------------------------------------------------------------------------------------------------------------------
LIBERTY PROPERTY TRUST Agenda Number: 934556791
--------------------------------------------------------------------------------------------------------------------------
Security: 531172104
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: LPT
ISIN: US5311721048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FREDERICK F. BUCHHOLZ Mgmt For For
THOMAS C. DELOACH, JR. Mgmt For For
KATHERINE E. DIETZE Mgmt For For
ANTONIO F. FERNANDEZ Mgmt For For
DANIEL P. GARTON Mgmt For For
WILLIAM P. HANKOWSKY Mgmt For For
M. LEANNE LACHMAN Mgmt For For
DAVID L. LINGERFELT Mgmt For For
FREDRIC J. TOMCZYK Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE TRUST'S NAMED EXECUTIVE OFFICERS.
3. ADVISORY VOTE REGARDING THE FREQUENCY OF Mgmt 1 Year For
THE VOTING ON THE COMPENSATION OF THE
TRUST'S NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF THE PROPOSAL TO RATIFY THE Mgmt For For
SELECTION OF ERNST & YOUNG LLP AS THE
TRUST'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
MID-AMERICA APARTMENT COMMUNITIES, INC. Agenda Number: 934488140
--------------------------------------------------------------------------------------------------------------------------
Security: 59522J103
Meeting Type: Special
Meeting Date: 10-Nov-2016
Ticker: MAA
ISIN: US59522J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AUGUST 15, 2016, AS IT MAY BE
AMENDED OR MODIFIED FROM TIME TO TIME,
WHICH WE REFER TO AS THE MERGER AGREEMENT,
BY AND AMONG MID-AMERICA APARTMENT
COMMUNITIES, INC., WHICH WE REFER TO AS
MAA, MID-AMERICA APARTMENTS, L.P., POST
PROPERTIES, INC., .. (DUE TO SPACE LIMITS,
SEE PROXY STATEMENT FOR FULL PROPOSAL).
2 TO APPROVE AN AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED CHARTER, AS AMENDED, OF MAA, TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 100,000,000 SHARES TO
145,000,000 SHARES, WHICH WE REFER TO AS
THE MAA CHARTER AMENDMENT.
3 TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING ADJOURNMENTS TO
PERMIT FURTHER SOLICITATION OF PROXIES IN
FAVOR OF THE MERGER PROPOSAL AND THE MAA
CHARTER AMENDMENT PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL HEALTH INVESTORS, INC. Agenda Number: 934555016
--------------------------------------------------------------------------------------------------------------------------
Security: 63633D104
Meeting Type: Annual
Meeting Date: 08-May-2017
Ticker: NHI
ISIN: US63633D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: W. ANDREW ADAMS Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT A MCCABE, JR. Mgmt For For
2. APPROVE THE ADVISORY RESOLUTION APPROVING Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT.
3. TO CONSIDER AN ADVISORY VOTE ON THE Mgmt 1 Year For
FREQUENCY OF THE ADVISORY VOTE ON
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. RATIFY THE AUDIT COMMITTEE'S SELECTION OF Mgmt For For
BDO USA, LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
PEBBLEBROOK HOTEL TRUST Agenda Number: 934415515
--------------------------------------------------------------------------------------------------------------------------
Security: 70509V100
Meeting Type: Annual
Meeting Date: 07-Jul-2016
Ticker: PEB
ISIN: US70509V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JON E. BORTZ Mgmt For For
CYDNEY C. DONNELL Mgmt For For
RON E. JACKSON Mgmt For For
PHILLIP M. MILLER Mgmt For For
MICHAEL J. SCHALL Mgmt For For
EARL E. WEBB Mgmt For For
LAURA H. WRIGHT Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
TO SERVE AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE YEAR ENDING
DECEMBER 31, 2016.
3. APPROVAL, BY ADVISORY AND NON-BINDING VOTE, Mgmt For For
OF EXECUTIVE COMPENSATION.
4. APPROVAL OF AN AMENDMENT TO THE 2009 EQUITY Mgmt For For
INCENTIVE PLAN, AS AMENDED AND RESTATED IN
2012.
5. NON-BINDING SHAREHOLDER PROPOSAL FROM THE Shr Against For
UNION REGARDING SHAREHOLDER AMENDMENT OF
OUR BYLAWS.
--------------------------------------------------------------------------------------------------------------------------
PENNSYLVANIA REAL ESTATE INVESTMENT TR Agenda Number: 934607396
--------------------------------------------------------------------------------------------------------------------------
Security: 709102107
Meeting Type: Annual
Meeting Date: 01-Jun-2017
Ticker: PEI
ISIN: US7091021078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE J. ALBURGER, JR. Mgmt For For
JOSEPH F. CORADINO Mgmt For For
MICHAEL J. DEMARCO Mgmt For For
LEONARD I. KORMAN Mgmt For For
MARK E. PASQUERILLA Mgmt For For
CHARLES P. PIZZI Mgmt For For
JOHN J. ROBERTS Mgmt For For
RONALD RUBIN Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 1 Year For
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
4. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS OF THE SECOND AMENDED AND
RESTATED PENNSYLVANIA REAL ESTATE
INVESTMENT TRUST 2003 EQUITY INCENTIVE
PLAN.
5. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITOR FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
PROLOGIS, INC. Agenda Number: 934549164
--------------------------------------------------------------------------------------------------------------------------
Security: 74340W103
Meeting Type: Annual
Meeting Date: 03-May-2017
Ticker: PLD
ISIN: US74340W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAMID R. MOGHADAM Mgmt For For
1B. ELECTION OF DIRECTOR: GEORGE L. FOTIADES Mgmt For For
1C. ELECTION OF DIRECTOR: LYDIA H. KENNARD Mgmt For For
1D. ELECTION OF DIRECTOR: J. MICHAEL LOSH Mgmt For For
1E. ELECTION OF DIRECTOR: IRVING F. LYONS III Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID P. O'CONNOR Mgmt For For
1G. ELECTION OF DIRECTOR: OLIVIER PIANI Mgmt For For
1H. ELECTION OF DIRECTOR: JEFFREY L. SKELTON Mgmt For For
1I. ELECTION OF DIRECTOR: CARL B. WEBB Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION FOR 2016
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON THE COMPANY'S EXECUTIVE
COMPENSATION
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR 2017
--------------------------------------------------------------------------------------------------------------------------
PUBLIC STORAGE Agenda Number: 934538919
--------------------------------------------------------------------------------------------------------------------------
Security: 74460D109
Meeting Type: Annual
Meeting Date: 26-Apr-2017
Ticker: PSA
ISIN: US74460D1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF TRUSTEE: RONALD L. HAVNER, JR Mgmt For For
1B. ELECTION OF TRUSTEE: TAMARA HUGHES Mgmt For For
GUSTAVSON
1C. ELECTION OF TRUSTEE: URI P. HARKHAM Mgmt For For
1D. ELECTION OF TRUSTEE: LESLIE S. HEISZ Mgmt For For
1E. ELECTION OF TRUSTEE: B. WAYNE HUGHES, JR. Mgmt For For
1F. ELECTION OF TRUSTEE: AVEDICK B. POLADIAN Mgmt For For
1G. ELECTION OF TRUSTEE: GARY E. PRUITT Mgmt For For
1H. ELECTION OF TRUSTEE: RONALD P. SPOGLI Mgmt For For
1I. ELECTION OF TRUSTEE: DANIEL C. STATON Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION.
4. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
QUALITY CARE PROPERTIES, INC. Agenda Number: 934588914
--------------------------------------------------------------------------------------------------------------------------
Security: 747545101
Meeting Type: Annual
Meeting Date: 25-May-2017
Ticker: QCP
ISIN: US7475451016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GLENN G. COHEN Mgmt For For
JERRY L. DOCTROW Mgmt For For
PAUL J. KLAASSEN Mgmt For For
MARK S. ORDAN Mgmt For For
PHILIP R. SCHIMMEL Mgmt For For
KATHLEEN SMALLEY Mgmt For For
DONALD C. WOOD Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS QCP'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
REALTY INCOME CORPORATION Agenda Number: 934558442
--------------------------------------------------------------------------------------------------------------------------
Security: 756109104
Meeting Type: Annual
Meeting Date: 16-May-2017
Ticker: O
ISIN: US7561091049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KATHLEEN R. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN P. CASE Mgmt For For
1C. ELECTION OF DIRECTOR: A. LARRY CHAPMAN Mgmt For For
1D. ELECTION OF DIRECTOR: PRIYA CHERIAN HUSKINS Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL D. MCKEE Mgmt For For
1F. ELECTION OF DIRECTOR: GREGORY T. MCLAUGHLIN Mgmt For For
1G. ELECTION OF DIRECTOR: RONALD L. MERRIMAN Mgmt For For
1H. ELECTION OF DIRECTOR: STEPHEN E. STERRETT Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
3. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES BY STOCKHOLDERS ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
REGENCY CENTERS CORPORATION Agenda Number: 934545673
--------------------------------------------------------------------------------------------------------------------------
Security: 758849103
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: REG
ISIN: US7588491032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARTIN E. STEIN, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: JOSEPH AZRACK Mgmt For For
1C. ELECTION OF DIRECTOR: RAYMOND L. BANK Mgmt For For
1D. ELECTION OF DIRECTOR: BRYCE BLAIR Mgmt For For
1E. ELECTION OF DIRECTOR: C. RONALD BLANKENSHIP Mgmt For For
1F. ELECTION OF DIRECTOR: MARY LOU FIALA Mgmt For For
1G. ELECTION OF DIRECTOR: CHAIM KATZMAN Mgmt Against Against
1H. ELECTION OF DIRECTOR: PETER LINNEMAN Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID P. O'CONNOR Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN C. SCHWEITZER Mgmt For For
1K. ELECTION OF DIRECTOR: THOMAS G. WATTLES Mgmt For For
2. WHETHER AN ADVISORY VOTE ON EXECUTIVE Mgmt 1 Year For
COMPENSATION WILL OCCUR EVERY 1, 2 OR 3
YEARS.
3. ADOPTION OF AN ADVISORY RESOLUTION Mgmt For For
APPROVING EXECUTIVE COMPENSATION FOR FISCAL
YEAR 2016.
4. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT ACCOUNTANTS FOR
THE YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC. Agenda Number: 934555612
--------------------------------------------------------------------------------------------------------------------------
Security: 828806109
Meeting Type: Annual
Meeting Date: 10-May-2017
Ticker: SPG
ISIN: US8288061091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GLYN F. AEPPEL Mgmt For For
1B. ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Mgmt For For
1C. ELECTION OF DIRECTOR: KAREN N. HORN, PH.D. Mgmt For For
1D. ELECTION OF DIRECTOR: ALLAN HUBBARD Mgmt For For
1E. ELECTION OF DIRECTOR: REUBEN S. LEIBOWITZ Mgmt For For
1F. ELECTION OF DIRECTOR: GARY M. RODKIN Mgmt For For
1G. ELECTION OF DIRECTOR: DANIEL C. SMITH, Mgmt For For
PH.D.
1H. ELECTION OF DIRECTOR: J. ALBERT SMITH, JR. Mgmt For For
2. AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
3. AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. RATIFICATION OF ERNST & YOUNG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
SL GREEN REALTY CORP. Agenda Number: 934622831
--------------------------------------------------------------------------------------------------------------------------
Security: 78440X101
Meeting Type: Annual
Meeting Date: 01-Jun-2017
Ticker: SLG
ISIN: US78440X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BETSY ATKINS Mgmt For For
1B. ELECTION OF DIRECTOR: MARC HOLLIDAY Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN S. LEVY Mgmt Against Against
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt Against Against
BASIS, OUR EXECUTIVE COMPENSATION.
3. TO APPROVE THE AMENDMENT OF OUR ARTICLES OF Mgmt For For
RESTATEMENT TO EFFECT THE DECLASSIFICATION
OF OUR BOARD OF DIRECTORS.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
5. TO RECOMMEND, BY A NON-BINDING ADVISORY Mgmt 1 Year For
VOTE, WHETHER AN ADVISORY VOTE ON OUR
EXECUTIVE COMPENSATION SHOULD BE HELD EVERY
ONE, TWO OR THREE YEARS.
6. TO CONSIDER AND ACT UPON A STOCKHOLDER Shr Against For
PROPOSAL REGARDING SETTING TARGET AMOUNTS
OF CEO COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SPIRIT REALTY CAPITAL INC Agenda Number: 934561083
--------------------------------------------------------------------------------------------------------------------------
Security: 84860W102
Meeting Type: Annual
Meeting Date: 11-May-2017
Ticker: SRC
ISIN: US84860W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS H. NOLAN, JR. Mgmt No vote
KEVIN M. CHARLTON Mgmt No vote
TODD A. DUNN Mgmt No vote
DAVID J. GILBERT Mgmt No vote
RICHARD I. GILCHRIST Mgmt No vote
DIANE M. MOREFIELD Mgmt No vote
SHELI Z. ROSENBERG Mgmt No vote
THOMAS D. SENKBEIL Mgmt No vote
NICHOLAS P. SHEPHERD Mgmt No vote
2. THE RATIFICATION OF THE SELECTION OF ERNST Mgmt For For
& YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
3. A NON-BINDING, ADVISORY RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICER AS DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
SPIRIT REALTY CAPITAL INC Agenda Number: 934631967
--------------------------------------------------------------------------------------------------------------------------
Security: 84860W102
Meeting Type: Annual
Meeting Date: 28-Jun-2017
Ticker: SRC
ISIN: US84860W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JACKSON HSIEH Mgmt For For
KEVIN M. CHARLTON Mgmt Withheld Against
TODD A. DUNN Mgmt For For
RICHARD I. GILCHRIST Mgmt Withheld Against
DIANE M. MOREFIELD Mgmt For For
SHELI Z. ROSENBERG Mgmt Withheld Against
THOMAS D. SENKBEIL Mgmt For For
NICHOLAS P. SHEPHERD Mgmt For For
2. THE RATIFICATION OF THE SELECTION OF ERNST Mgmt For For
& YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
3. A NON-BINDING, ADVISORY RESOLUTION TO Mgmt Against Against
APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICER AS DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
SUNSTONE HOTEL INVESTORS, INC. Agenda Number: 934564407
--------------------------------------------------------------------------------------------------------------------------
Security: 867892101
Meeting Type: Annual
Meeting Date: 28-Apr-2017
Ticker: SHO
ISIN: US8678921011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN V. ARABIA Mgmt For For
W. BLAKE BAIRD Mgmt For For
ANDREW BATINOVICH Mgmt For For
Z. JAMIE BEHAR Mgmt For For
THOMAS A. LEWIS, JR. Mgmt For For
MURRAY J. MCCABE Mgmt For For
DOUGLAS M. PASQUALE Mgmt Withheld Against
KEITH P. RUSSELL Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP TO ACT AS
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF SUNSTONE'S NAMED EXECUTIVE OFFICERS, AS
SET FORTH IN SUNSTONE'S PROXY STATEMENT FOR
THE 2017 ANNUAL MEETING OF STOCKHOLDERS.
4. ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year For
AN ADVISORY VOTE ON THE COMPENSATION OF
SUNSTONE'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
THE MACERICH COMPANY Agenda Number: 934591062
--------------------------------------------------------------------------------------------------------------------------
Security: 554382101
Meeting Type: Annual
Meeting Date: 01-Jun-2017
Ticker: MAC
ISIN: US5543821012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN H. ALSCHULER Mgmt For For
1B. ELECTION OF DIRECTOR: ARTHUR M. COPPOLA Mgmt For For
1C. ELECTION OF DIRECTOR: EDWARD C. COPPOLA Mgmt For For
1D. ELECTION OF DIRECTOR: STEVEN R. HASH Mgmt For For
1E. ELECTION OF DIRECTOR: FRED S. HUBBELL Mgmt For For
1F. ELECTION OF DIRECTOR: DIANA M. LAING Mgmt For For
1G. ELECTION OF DIRECTOR: MASON G. ROSS Mgmt For For
1H. ELECTION OF DIRECTOR: STEVEN L. SOBOROFF Mgmt For For
1I. ELECTION OF DIRECTOR: ANDREA M. STEPHEN Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN M. SULLIVAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
3. ADVISORY VOTE TO APPROVE OUR NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION AS DESCRIBED
IN OUR PROXY STATEMENT.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
VENTAS, INC. Agenda Number: 934565966
--------------------------------------------------------------------------------------------------------------------------
Security: 92276F100
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: VTR
ISIN: US92276F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MELODY C. BARNES Mgmt For For
1B. ELECTION OF DIRECTOR: DEBRA A. CAFARO Mgmt For For
1C. ELECTION OF DIRECTOR: JAY M. GELLERT Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD I. GILCHRIST Mgmt For For
1E. ELECTION OF DIRECTOR: MATTHEW J. LUSTIG Mgmt For For
1F. ELECTION OF DIRECTOR: ROXANNE M. MARTINO Mgmt For For
1G. ELECTION OF DIRECTOR: WALTER C. RAKOWICH Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT D. REED Mgmt For For
1I. ELECTION OF DIRECTOR: GLENN J. RUFRANO Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES D. SHELTON Mgmt For For
2. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY VOTE AS TO THE FREQUENCY OF Mgmt 1 Year For
ADVISORY VOTES TO APPROVE OUR EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VORNADO REALTY TRUST Agenda Number: 934574915
--------------------------------------------------------------------------------------------------------------------------
Security: 929042109
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: VNO
ISIN: US9290421091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL LYNNE Mgmt For For
DAVID M. MANDELBAUM Mgmt For For
MANDAKINI PURI Mgmt For For
DANIEL R. TISCH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT FISCAL YEAR.
3. NON-BINDING, ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4. NON-BINDING, ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION ADVISORY VOTES.
Undiscovered Managers Behavioral Value Fund
--------------------------------------------------------------------------------------------------------------------------
ACI WORLDWIDE, INC. Agenda Number: 934613236
--------------------------------------------------------------------------------------------------------------------------
Security: 004498101
Meeting Type: Annual
Meeting Date: 14-Jun-2017
Ticker: ACIW
ISIN: US0044981019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JANET O. ESTEP Mgmt For For
JAMES C. HALE Mgmt For For
PHILIP G. HEASLEY Mgmt For For
JAMES C. MCGRODDY Mgmt For For
CHARLES E. PETERS, JR. Mgmt For For
DAVID A. POE Mgmt For For
ADALIO T. SANCHEZ Mgmt For For
JOHN M. SHAY, JR. Mgmt For For
JAN H. SUWINSKI Mgmt For For
THOMAS W. WARSOP III Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION.
4. ADVISORY VOTE REGARDING THE FREQUENCY OF Mgmt 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
5. APPROVE THE 2017 EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN.
--------------------------------------------------------------------------------------------------------------------------
ACTUANT CORPORATION Agenda Number: 934512636
--------------------------------------------------------------------------------------------------------------------------
Security: 00508X203
Meeting Type: Annual
Meeting Date: 17-Jan-2017
Ticker: ATU
ISIN: US00508X2036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RANDAL W. BAKER Mgmt For For
GURMINDER S. BEDI Mgmt For For
DANNY L. CUNNINGHAM Mgmt For For
E. JAMES FERLAND Mgmt For For
R. ALAN HUNTER Mgmt For For
ROBERT A. PETERSON Mgmt For For
HOLLY A. VAN DEURSEN Mgmt For For
DENNIS K. WILLIAMS Mgmt For For
2. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
3. VOTE UPON THE ACTUANT CORPORATION 2017 Mgmt For For
OMNIBUS INCENTIVE PLAN.
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITOR.
--------------------------------------------------------------------------------------------------------------------------
ADTRAN INC Agenda Number: 934579547
--------------------------------------------------------------------------------------------------------------------------
Security: 00738A106
Meeting Type: Annual
Meeting Date: 10-May-2017
Ticker: ADTN
ISIN: US00738A1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS R. STANTON Mgmt For For
H. FENWICK HUSS Mgmt For For
WILLIAM L. MARKS Mgmt For For
ANTHONY J. MELONE Mgmt For For
BALAN NAIR Mgmt For For
JACQUELINE H. RICE Mgmt For For
KATHRYN A. WALKER Mgmt For For
2A. SAY-ON-PAY RESOLUTIONS, NON-BINDING Mgmt For For
APPROVAL OF THE EXECUTIVE COMPENSATION
POLICIES AND PROCEDURES OF ADTRAN AS WELL
AS THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
2B. SAY-ON-PAY RESOLUTION, NON-BINDING Mgmt 1 Year For
RECOMMENDATION FOR THE FREQUENCY OF
STOCKHOLDER ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF ADTRAN FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
AG MORTGAGE INVESTMENT TRUST, INC. Agenda Number: 934548794
--------------------------------------------------------------------------------------------------------------------------
Security: 001228105
Meeting Type: Annual
Meeting Date: 03-May-2017
Ticker: MITT
ISIN: US0012281053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ARTHUR AINSBERG Mgmt For For
ANDREW L. BERGER Mgmt For For
JOSEPH LAMANNA Mgmt For For
JONATHAN LIEBERMAN Mgmt For For
PETER LINNEMAN Mgmt For For
DAVID N. ROBERTS Mgmt For For
FRANK STADELMAIER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2017.
3. APPROVAL, ON AN ADVISORY BASIS, OF OUR Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF THE ARTICLES OF AMENDMENT TO Mgmt For For
THE COMPANY'S ARTICLES OF AMENDMENT AND
RESTATEMENT.
--------------------------------------------------------------------------------------------------------------------------
ALEXANDER & BALDWIN, INC. Agenda Number: 934537260
--------------------------------------------------------------------------------------------------------------------------
Security: 014491104
Meeting Type: Annual
Meeting Date: 25-Apr-2017
Ticker: ALEX
ISIN: US0144911049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. ALLEN DOANE Mgmt For For
DAVID C. HULIHEE Mgmt For For
STANLEY M. KURIYAMA Mgmt For For
2. PROPOSAL TO APPROVE THE ADVISORY RESOLUTION Mgmt For For
RELATING TO EXECUTIVE COMPENSATION
3. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
CORPORATION
--------------------------------------------------------------------------------------------------------------------------
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC Agenda Number: 934575878
--------------------------------------------------------------------------------------------------------------------------
Security: 01988P108
Meeting Type: Annual
Meeting Date: 22-May-2017
Ticker: MDRX
ISIN: US01988P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARA G. ASPINALL Mgmt For For
1B. ELECTION OF DIRECTOR: PAUL M. BLACK Mgmt For For
1C. ELECTION OF DIRECTOR: P. GREGORY GARRISON Mgmt For For
1D. ELECTION OF DIRECTOR: JONATHAN J. JUDGE Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL A. KLAYKO Mgmt For For
1F. ELECTION OF DIRECTOR: YANCEY L. SPRUILL Mgmt For For
1G. ELECTION OF DIRECTOR: DAVE B. STEVENS Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID D. STEVENS Mgmt For For
1I. ELECTION OF DIRECTOR: RALPH H. THURMAN Mgmt For For
2. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE ALLSCRIPTS HEALTHCARE SOLUTIONS, INC.
2011 STOCK INCENTIVE PLAN TO, AMONG OTHER
THINGS, INCREASE THE NUMBER OF SHARES
AVAILABLE FOR GRANT THEREUNDER.
3. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE ...(DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL).
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION.
5. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF THE ADVISORY VOTE ON THE
COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EAGLE OUTFITTERS, INC. Agenda Number: 934582316
--------------------------------------------------------------------------------------------------------------------------
Security: 02553E106
Meeting Type: Annual
Meeting Date: 23-May-2017
Ticker: AEO
ISIN: US02553E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JAY L. SCHOTTENSTEIN Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING FEBRUARY 3, 2018.
3. APPROVE THE COMPANY'S 2017 STOCK AWARD AND Mgmt For For
INCENTIVE PLAN.
4. HOLD AN ADVISORY VOTE ON THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
5. HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
APOLLO COMMERCIAL REAL ESTATE FINANCE Agenda Number: 934551145
--------------------------------------------------------------------------------------------------------------------------
Security: 03762U105
Meeting Type: Annual
Meeting Date: 11-May-2017
Ticker: ARI
ISIN: US03762U1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY M. GAULT Mgmt For For
MARK C. BIDERMAN Mgmt For For
ROBERT A. KASDIN Mgmt Withheld Against
ERIC L. PRESS Mgmt For For
SCOTT S. PRINCE Mgmt Withheld Against
STUART A. ROTHSTEIN Mgmt For For
MICHAEL E. SALVATI Mgmt Withheld Against
CINDY Z. MICHEL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS APOLLO COMMERCIAL REAL
ESTATE FINANCE, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2017 FISCAL YEAR.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF APOLLO COMMERCIAL REAL
ESTATE FINANCE, INC.'S NAMED EXECUTIVE
OFFICERS, AS MORE FULLY DESCRIBED IN THE
2017 PROXY STATEMENT.
4. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt 1 Year For
FREQUENCY OF FUTURE STOCKHOLDER ADVISORY
VOTES ON THE COMPENSATION OF APOLLO
COMMERCIAL REAL ESTATE FINANCE, INC.'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
APOLLO INVESTMENT CORPORATION Agenda Number: 934453197
--------------------------------------------------------------------------------------------------------------------------
Security: 03761U106
Meeting Type: Special
Meeting Date: 04-Aug-2016
Ticker: AINV
ISIN: US03761U1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE A PROPOSAL TO AUTHORIZE Mgmt For For
FLEXIBILITY FOR THE COMPANY, WITH APPROVAL
OF ITS BOARD OF DIRECTORS, TO SELL SHARES
OF ITS COMMON STOCK (DURING THE NEXT 12
MONTHS) AT A PRICE BELOW ITS THEN CURRENT
NET ASSET VALUE PER SHARE SUBJECT TO
CERTAIN LIMITATIONS DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT (INCLUDING
THAT THE CUMULATIVE NUMBER OF SHARES SOLD
PURSUANT TO SUCH AUTHORITY DOES NOT EXCEED
25% OF ITS THEN OUTSTANDING COMMON STOCK
IMMEDIATELY PRIOR TO EACH SUCH SALE).
--------------------------------------------------------------------------------------------------------------------------
APOLLO INVESTMENT CORPORATION Agenda Number: 934452789
--------------------------------------------------------------------------------------------------------------------------
Security: 03761U106
Meeting Type: Annual
Meeting Date: 04-Aug-2016
Ticker: AINV
ISIN: US03761U1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ELLIOT STEIN, JR. Mgmt For For
BRADLEY J. WECHSLER Mgmt For For
JAMES C. ZELTER Mgmt For For
2. TO CONSIDER AND VOTE UPON RATIFYING THE Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP TO
SERVE AS APOLLO INVESTMENT CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MARCH 31,
2017.
--------------------------------------------------------------------------------------------------------------------------
APPLIED INDUSTRIAL TECHNOLOGIES, INC. Agenda Number: 934479393
--------------------------------------------------------------------------------------------------------------------------
Security: 03820C105
Meeting Type: Annual
Meeting Date: 25-Oct-2016
Ticker: AIT
ISIN: US03820C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
L. THOMAS HILTZ Mgmt For For
EDITH KELLY-GREEN Mgmt For For
DAN P. KOMNENOVICH Mgmt For For
2. SAY ON PAY - TO APPROVE, THROUGH A Mgmt For For
NONBINDING ADVISORY VOTE, THE COMPENSATION
OF APPLIED'S NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF INDEPENDENT AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
ARMSTRONG FLOORING, INC. Agenda Number: 934616826
--------------------------------------------------------------------------------------------------------------------------
Security: 04238R106
Meeting Type: Annual
Meeting Date: 02-Jun-2017
Ticker: AFI
ISIN: US04238R1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS I DIRECTOR: KATHLEEN S. Mgmt For For
LANE
1B. ELECTION OF CLASS I DIRECTOR: MICHAEL W. Mgmt For For
MALONE
1C. ELECTION OF CLASS I DIRECTOR: JACOB H. Mgmt For For
WELCH
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For
ON NAMED EXECUTIVE OFFICER COMPENSATION.
4. APPROVAL OF AMENDED AND RESTATED 2016 Mgmt For For
LONG-TERM INCENTIVE PLAN.
5. RATIFICATION OF ELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
ARMSTRONG WORLD INDUSTRIES, INC. Agenda Number: 934420237
--------------------------------------------------------------------------------------------------------------------------
Security: 04247X102
Meeting Type: Annual
Meeting Date: 08-Jul-2016
Ticker: AWI
ISIN: US04247X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STAN A. ASKREN Mgmt For For
VICTOR D. GRIZZLE Mgmt For For
TAO HUANG Mgmt For For
LARRY S. MCWILLIAMS Mgmt For For
JAMES C. MELVILLE Mgmt For For
JAMES J. O'CONNOR Mgmt For For
JOHN J. ROBERTS Mgmt For For
GREGORY P. SPIVY Mgmt For For
CHERRYL T. THOMAS Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2016.
3. TO APPROVE OF THE ARMSTRONG WORLD Mgmt For For
INDUSTRIES, INC. 2016 DIRECTORS' STOCK UNIT
PLAN.
4. TO APPROVE OF THE ARMSTRONG WORLD Mgmt For For
INDUSTRIES, INC. 2016 LONG-TERM INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
ARTISAN PARTNERS ASSET MANAGEMENT INC Agenda Number: 934589168
--------------------------------------------------------------------------------------------------------------------------
Security: 04316A108
Meeting Type: Annual
Meeting Date: 02-Jun-2017
Ticker: APAM
ISIN: US04316A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MATTHEW R. BARGER Mgmt For For
SETH W. BRENNAN Mgmt Withheld Against
ERIC R. COLSON Mgmt For For
TENCH COXE Mgmt Withheld Against
STEPHANIE G. DIMARCO Mgmt For For
JEFFREY A. JOERRES Mgmt Withheld Against
ANDREW A. ZIEGLER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------------------------------------------------
ASSURED GUARANTY LTD. Agenda Number: 934552832
--------------------------------------------------------------------------------------------------------------------------
Security: G0585R106
Meeting Type: Annual
Meeting Date: 03-May-2017
Ticker: AGO
ISIN: BMG0585R1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: FRANCISCO L. BORGES Mgmt For For
1B ELECTION OF DIRECTOR: G. LAWRENCE BUHL Mgmt For For
1C ELECTION OF DIRECTOR: DOMINIC J. FREDERICO Mgmt For For
1D ELECTION OF DIRECTOR: BONNIE L. HOWARD Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS W. JONES Mgmt For For
1F ELECTION OF DIRECTOR: PATRICK W. KENNY Mgmt For For
1G ELECTION OF DIRECTOR: ALAN J. KRECZKO Mgmt For For
1H ELECTION OF DIRECTOR: SIMON W. LEATHES Mgmt For For
1I ELECTION OF DIRECTOR: MICHAEL T. O'KANE Mgmt For For
1J ELECTION OF DIRECTOR: YUKIKO OMURA Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF THE ADVISORY VOTE ON THE
COMPENSATION PAID TO AGL'S NAMED EXECUTIVE
OFFICERS.
4. TO APPOINT PRICEWATERHOUSECOOPERS LLP Mgmt For For
("PWC") AS THE COMPANY'S INDEPENDENT
AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017, AND TO AUTHORIZE THE BOARD OF
DIRECTORS, ACTING THROUGH ITS AUDIT
COMMITTEE, TO SET THE FEES OF THE
INDEPENDENT AUDITOR.
5AA TO AUTHORIZE THE COMPANY TO VOTE FOR Mgmt For For
DIRECTORS OF OUR SUBSIDIARY, ASSURED
GUARANTY RE LTD. ("AG RE"): HOWARD W.
ALBERT
5AB TO AUTHORIZE THE COMPANY TO VOTE FOR Mgmt For For
DIRECTORS OF OUR SUBSIDIARY, ASSURED
GUARANTY RE LTD. ("AG RE"): ROBERT A.
BAILENSON
5AC TO AUTHORIZE THE COMPANY TO VOTE FOR Mgmt For For
DIRECTORS OF OUR SUBSIDIARY ASSURED
GUARANTY RE LTD. ("AG RE"): RUSSELL B.
BREWER II
5AD TO AUTHORIZE THE COMPANY TO VOTE FOR Mgmt For For
DIRECTORS OF OUR SUBSIDIARY ASSURED
GUARANTY RE LTD. ("AG RE"): GARY BURNET
5AE TO AUTHORIZE THE COMPANY TO VOTE FOR Mgmt For For
DIRECTORS OF OUR SUBSIDIARY ASSURED
GUARANTY RE LTD. ("AG RE"): STEPHEN
DONNARUMMA
5AF TO AUTHORIZE THE COMPANY TO VOTE FOR Mgmt For For
DIRECTORS OF OUR SUBSIDIARY ASSURED
GUARANTY RE LTD. ("AG RE"): DOMINIC J.
FREDERICO
5AG TO AUTHORIZE THE COMPANY TO VOTE FOR Mgmt For For
DIRECTORS OF OUR SUBSIDIARY ASSURED
GUARANTY RE LTD. ("AG RE"): JAMES M.
MICHENER
5AH TO AUTHORIZE THE COMPANY TO VOTE FOR Mgmt For For
DIRECTORS OF OUR SUBSIDIARY ASSURED
GUARANTY RE LTD. ("AG RE"): WALTER A. SCOTT
5B TO AUTHORIZE THE COMPANY TO APPOINT PWC AS Mgmt For For
AG RE'S INDEPENDENT AUDITOR FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
BBCN BANCORP INC Agenda Number: 934450418
--------------------------------------------------------------------------------------------------------------------------
Security: 073295107
Meeting Type: Annual
Meeting Date: 14-Jul-2016
Ticker: BBCN
ISIN: US0732951076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION AND APPROVAL OF THE AGREEMENT AND Mgmt For For
PLAN OF MERGER, DATED DECEMBER 7, 2015,
PROVIDING FOR THE MERGER OF WILSHIRE
BANCORP, INC. WITH AND INTO BBCN BANCORP,
INC. AS DESCRIBED IN THE JOINT PROXY
STATEMENT/PROSPECTUS.
2. APPROVAL OF AN AMENDMENT TO THE CERTIFICATE Mgmt For For
OF INCORPORATION OF BBCN BANCORP, INC. TO
CHANGE ITS NAME TO HOPE BANCORP, INC.
3. APPROVAL OF THE ISSUANCE OF BBCN BANCORP, Mgmt For For
INC. COMMON STOCK IN CONNECTION WITH THE
MERGER OF WILSHIRE BANCORP, INC. WITH AND
INTO BBCN BANCORP, INC. AS DESCRIBED IN THE
JOINT PROXY STATEMENT/PROSPECTUS.
4. DIRECTOR
JINHO DOO Mgmt For For
CHUNG HYUN LEE Mgmt For For
GARY E. PETERSON Mgmt For For
JIN CHUL JHUNG Mgmt For For
WILLIAM J. LEWIS Mgmt For For
SCOTT YOON-SUK WHANG Mgmt For For
KEVIN S. KIM Mgmt For For
DAVID P. MALONE Mgmt For For
DALE S. ZUEHLS Mgmt For For
5. RATIFICATION OF THE APPOINTMENT OF BDO USA, Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2016.
6. APPROVAL, ON AN ADVISORY AND NONBINDING Mgmt For For
BASIS, OF THE COMPENSATION PAID TO OUR
"NAMED EXECUTIVE OFFICERS" AS DESCRIBED IN
THE JOINT PROXY STATEMENT/PROSPECTUS.
7. APPROVAL OF THE BBCN BANCORP, INC. 2016 Mgmt For For
INCENTIVE COMPENSATION PLAN.
8. ADJOURNMENT OF THE ANNUAL MEETING IF Mgmt For For
NECESSARY OR APPROPRIATE IN THE JUDGMENT OF
OUR BOARD OF DIRECTORS TO SOLICIT
ADDITIONAL PROXIES OR VOTES IN FAVOR OF THE
ABOVE PROPOSALS THAT ARE TO BE PRESENTED AT
THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
BE AEROSPACE, INC. Agenda Number: 934449376
--------------------------------------------------------------------------------------------------------------------------
Security: 073302101
Meeting Type: Annual
Meeting Date: 28-Jul-2016
Ticker: BEAV
ISIN: US0733021010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARY M. VANDEWEGHE Mgmt For For
JAMES F. ALBAUGH Mgmt For For
JOHN T. WHATES Mgmt For For
2. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2016 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
BE AEROSPACE, INC. Agenda Number: 934529340
--------------------------------------------------------------------------------------------------------------------------
Security: 073302101
Meeting Type: Special
Meeting Date: 09-Mar-2017
Ticker: BEAV
ISIN: US0733021010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF OCTOBER 23, 2016, BY AND AMONG
ROCKWELL COLLINS, INC., QUARTERBACK MERGER
SUB CORP. AND B/E AEROSPACE, INC., AS
AMENDED FROM TIME TO TIME.
2. APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt Against Against
BASIS, THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO B/E AEROSPACE'S NAMED
EXECUTIVE OFFICERS THAT IS BASED ON OR
OTHERWISE RELATES TO THE PROPOSED
TRANSACTIONS.
3. APPROVE ANY PROPOSAL TO ADJOURN THE B/E Mgmt For For
AEROSPACE SPECIAL MEETING TO A LATER DATE
OR DATES, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IN THE EVENT
THERE ARE NOT SUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE PROPOSAL
1.
--------------------------------------------------------------------------------------------------------------------------
BLOOMIN' BRANDS, INC. Agenda Number: 934533642
--------------------------------------------------------------------------------------------------------------------------
Security: 094235108
Meeting Type: Annual
Meeting Date: 21-Apr-2017
Ticker: BLMN
ISIN: US0942351083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES R. CRAIGIE Mgmt For For
MINDY GROSSMAN Mgmt For For
CHRIS T. SULLIVAN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2017.
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
BRINKER INTERNATIONAL, INC. Agenda Number: 934486425
--------------------------------------------------------------------------------------------------------------------------
Security: 109641100
Meeting Type: Annual
Meeting Date: 16-Nov-2016
Ticker: EAT
ISIN: US1096411004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ELAINE L. BOLTZ Mgmt For For
1B. ELECTION OF DIRECTOR: JOSEPH M. DEPINTO Mgmt For For
1C. ELECTION OF DIRECTOR: HARRIET EDELMAN Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL A. GEORGE Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM T. GILES Mgmt For For
1F. ELECTION OF DIRECTOR: GERARDO I. LOPEZ Mgmt For For
1G. ELECTION OF DIRECTOR: GEORGE R. MRKONIC Mgmt For For
1H. ELECTION OF DIRECTOR: JOSE LUIS PRADO Mgmt For For
1I. ELECTION OF DIRECTOR: WYMAN T. ROBERTS Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL 2017 YEAR.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BROADRIDGE FINANCIAL SOLUTIONS, INC. Agenda Number: 934487150
--------------------------------------------------------------------------------------------------------------------------
Security: 11133T103
Meeting Type: Annual
Meeting Date: 17-Nov-2016
Ticker: BR
ISIN: US11133T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD J. DALY Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT N. DUELKS Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD J. HAVILAND Mgmt For For
1E. ELECTION OF DIRECTOR: BRETT A. KELLER Mgmt For For
1F. ELECTION OF DIRECTOR: STUART R. LEVINE Mgmt For For
1G. ELECTION OF DIRECTOR: MAURA A. MARKUS Mgmt For For
1H. ELECTION OF DIRECTOR: THOMAS J. PERNA Mgmt For For
1I. ELECTION OF DIRECTOR: ALAN J. WEBER Mgmt For For
2) ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
(THE SAY ON PAY VOTE)
3) TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING JUNE 30, 2017
--------------------------------------------------------------------------------------------------------------------------
CABOT CORPORATION Agenda Number: 934528425
--------------------------------------------------------------------------------------------------------------------------
Security: 127055101
Meeting Type: Annual
Meeting Date: 09-Mar-2017
Ticker: CBT
ISIN: US1270551013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JUAN ENRIQUEZ Mgmt For For
1.2 ELECTION OF DIRECTOR: WILLIAM C. KIRBY Mgmt For For
1.3 ELECTION OF DIRECTOR: PATRICK M. PREVOST Mgmt For For
1.4 ELECTION OF DIRECTOR: SEAN D. KEOHANE Mgmt For For
2. TO APPROVE, IN AN ADVISORY VOTE, CABOT'S Mgmt For For
EXECUTIVE COMPENSATION.
3. TO RECOMMEND, ON A NON-BINDING ADVISORY Mgmt 1 Year For
BASIS, THE FREQUENCY OF STOCKHOLDER VOTES
ON EXECUTIVE COMPENSATION.
4. TO APPROVE THE CABOT CORPORATION 2017 Mgmt For For
LONG-TERM INCENTIVE PLAN.
5. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS CABOT'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING SEPTEMBER 30, 2017.
--------------------------------------------------------------------------------------------------------------------------
CARDTRONICS PLC Agenda Number: 934570195
--------------------------------------------------------------------------------------------------------------------------
Security: G1991C105
Meeting Type: Annual
Meeting Date: 10-May-2017
Ticker: CATM
ISIN: GB00BYT18414
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. RE-ELECTION OF DIRECTOR: JORGE M. DIAZ Mgmt For For
1B. RE-ELECTION OF DIRECTOR: G. PATRICK Mgmt For For
PHILLIPS
2. TO RATIFY OUR AUDIT COMMITTEE'S SELECTION Mgmt For For
OF KPMG LLP (U.S.) AS OUR INDEPENDENT (SEE
PROXY STATEMENT FOR FULL PROPOSAL).
3. TO RE-APPOINT KPMG LLP (U.K.) AS OUR U.K. Mgmt For For
STATUTORY AUDITORS UNDER THE U.K. COMPANIES
(SEE PROXY STATEMENT FOR FULL PROPOSAL)
4. TO AUTHORIZE OUR AUDIT COMMITTEE TO Mgmt For For
DETERMINE OUR U.K. STATUTORY AUDITORS'
REMUNERATION.
5. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
6. TO DETERMINE, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON THE
(SEE PROXY STATEMENT FOR FULL PROPOSAL).
7. TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY.
8. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
DIRECTORS' REMUNERATION REPORT.
9. TO RECEIVE OUR U.K. ANNUAL REPORTS AND Mgmt For For
ACCOUNTS.
10. TO AUTHORIZE OUR BOARD OF DIRECTORS, IN Mgmt For For
ACCORDANCE WITH SECTION 551 OF THE U.K.(SEE
PROXY STATEMENT FOR FULL PROPOSAL).
11. TO APPROVE THE FORM OF A SHARE REPURCHASE Mgmt For For
CONTRACT TO BE ENTERED INTO WITH CERTAIN
COUNTERPARTIES IN RELATION TO THE
CONVERTIBLE NOTE HEDGE TRANSACTIONS.
--------------------------------------------------------------------------------------------------------------------------
CEB INC. Agenda Number: 934540332
--------------------------------------------------------------------------------------------------------------------------
Security: 125134106
Meeting Type: Special
Meeting Date: 04-Apr-2017
Ticker: CEB
ISIN: US1251341061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE MERGER Mgmt For For
2. ADVISORY VOTE ON MERGER-RELATED Mgmt For For
COMPENSATION FOR CEB'S NAMED EXECUTIVE
OFFICERS
3. ADJOURNMENT OF THE SPECIAL MEETING OF CEB Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CELANESE CORPORATION Agenda Number: 934537765
--------------------------------------------------------------------------------------------------------------------------
Security: 150870103
Meeting Type: Annual
Meeting Date: 20-Apr-2017
Ticker: CE
ISIN: US1508701034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEAN S. BLACKWELL Mgmt For For
1B. ELECTION OF DIRECTOR: BENNIE W. FOWLER Mgmt For For
1C. ELECTION OF DIRECTOR: KATHRYN M. HILL Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID C. PARRY Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN K. WULFF Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. ADVISORY VOTE TO APPROVE SAY ON PAY Mgmt 1 Year For
FREQUENCY.
4. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
5. RE-APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
2009 GLOBAL INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
CHATHAM LODGING TRUST Agenda Number: 934575145
--------------------------------------------------------------------------------------------------------------------------
Security: 16208T102
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: CLDT
ISIN: US16208T1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. GERALD GOLDSMITH Mgmt Withheld Against
ROLF E. RUHFUS Mgmt For For
JEFFREY H. FISHER Mgmt For For
THOMAS J. CROCKER Mgmt Withheld Against
ROBERT PERLMUTTER Mgmt For For
JACK P. DEBOER Mgmt For For
MILES BERGER Mgmt For For
EDWIN B. BREWER, JR. Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANTS.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4. AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CIVEO CORPORATION Agenda Number: 934582087
--------------------------------------------------------------------------------------------------------------------------
Security: 17878Y108
Meeting Type: Annual
Meeting Date: 11-May-2017
Ticker: CVEO
ISIN: CA17878Y1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BRADLEY J. DODSON Mgmt For For
TIMOTHY O. WALL Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS CIVEO'S AUDITOR AND INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2017 AND UNTIL THE
NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS
AND TO AUTHORIZE THE DIRECTORS OF CIVEO TO
DETERMINE THE REMUNERATION TO BE PAID TO
ERNST & YOUNG LLP FOR 2017.
03 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN OUR PROXY
STATEMENT, COMMONLY REFERRED TO AS A
"SAY-ON-PAY" PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
CLEAN HARBORS, INC. Agenda Number: 934606368
--------------------------------------------------------------------------------------------------------------------------
Security: 184496107
Meeting Type: Annual
Meeting Date: 07-Jun-2017
Ticker: CLH
ISIN: US1844961078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EUGENE BANUCCI Mgmt For For
EDWARD GALANTE Mgmt For For
THOMAS SHIELDS Mgmt For For
JOHN WELCH Mgmt For For
2. TO APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
3. TO RECOMMEND FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON APPROVAL OF EXECUTIVE
COMPENSATION.
4. TO APPROVE AN AMENDMENT TO SECTION 6(M) OF Mgmt For For
THE COMPANY'S 2014 ANNUAL CEO INCENTIVE
PLAN.
5. TO APPROVE THE COMPANY'S AMENDED AND Mgmt For For
RESTATED MANAGEMENT INCENTIVE PLAN.
6. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE COMPANY'S BOARD OF
DIRECTORS OF DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL
YEAR.
--------------------------------------------------------------------------------------------------------------------------
CNO FINANCIAL GROUP, INC. Agenda Number: 934556765
--------------------------------------------------------------------------------------------------------------------------
Security: 12621E103
Meeting Type: Annual
Meeting Date: 10-May-2017
Ticker: CNO
ISIN: US12621E1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: EDWARD J. BONACH Mgmt For For
1B. ELECTION OF DIRECTOR: ELLYN L. BROWN Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN N. DAVID Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT C. GREVING Mgmt For For
1E. ELECTION OF DIRECTOR: MARY R. HENDERSON Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES J. JACKLIN Mgmt For For
1G. ELECTION OF DIRECTOR: DANIEL R. MAURER Mgmt For For
1H. ELECTION OF DIRECTOR: NEAL C. SCHNEIDER Mgmt For For
1I. ELECTION OF DIRECTOR: FREDERICK J. SIEVERT Mgmt For For
2. APPROVAL OF THE COMPANY'S AMENDED AND Mgmt For For
RESTATED LONG-TERM INCENTIVE PLAN.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017.
4. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
5. APPROVAL, BY NON-BINDING ADVISORY VOTE, TO Mgmt 1 Year For
DETERMINE WHETHER A SHAREHOLDER VOTE TO
APPROVE THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY
ONE, TWO OR THREE YEARS.
--------------------------------------------------------------------------------------------------------------------------
COLONY CAPITAL, INC. Agenda Number: 934507522
--------------------------------------------------------------------------------------------------------------------------
Security: 19624R106
Meeting Type: Special
Meeting Date: 20-Dec-2016
Ticker: CLNY
ISIN: US19624R1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A PROPOSAL TO APPROVE THE MERGER OF COLONY Mgmt For For
WITH AND INTO COLONY NORTHSTAR, INC.,
("COLONY NORTHSTAR") WITH COLONY NORTHSTAR
SURVIVING THE MERGER, AND THE TRANSACTIONS,
TO THE EXTENT APPLICABLE TO COLONY
CONTEMPLATED BY THE AGREEMENT AND PLANS OF
MERGER, DATED AS OF JUNE 2, 2016, AMONG
COLONY, NORTHSTAR ASSET MANAGEMENT GROUP
INC. ("NSAM"), NORTHSTAR REALTY FINANCE
CORP. ("NRF"), COLONY NORTHSTAR, NEW SIRIUS
INC., NORTHSTAR REALTY FINANCE LIMITED
PARTNERSHIP, SIRIUS MERGER SUB-T, LLC,
...(DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL).
2. A PROPOSAL TO APPROVE A PROVISION IN THE Mgmt For For
COLONY NORTHSTAR CHARTER CONTAINING CERTAIN
COLONY NORTHSTAR STOCK OWNERSHIP AND
TRANSFER RESTRICTIONS , INCLUDING A
PROHIBITION ON ANY PERSON ACTUALLY OR
CONSTRUCTIVELY OWNING MORE THAN 9.8% IN
VALUE OF THE AGGREGATE OF THE OUTSTANDING
SHARES OF COLONY NORTHSTAR'S CAPITAL STOCK,
OR 9.8% (IN VALUE OR IN NUMBER OF SHARES,
WHICHEVER IS MORE RESTRICTIVE) OF THE
AGGREGATE OF THE OUTSTANDING SHARES OF
COLONY NORTHSTAR CLASS A COMMON STOCK,
...(DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL).
3. A PROPOSAL TO APPROVE, BY NON-BINDING, Mgmt For For
ADVISORY VOTE, THE COMPENSATION THAT MAY
BECOME PAYABLE TO THE COLONY NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGERS.
4. A PROPOSAL TO ADJOURN THE SPECIAL MEETING, Mgmt For For
IF NECESSARY OR APPROPRIATE, AS DETERMINED
BY COLONY, TO SOLICIT ADDITIONAL PROXIES IN
FAVOR OF PROPOSAL 1, PROPOSAL 2 AND
PROPOSAL 3.
--------------------------------------------------------------------------------------------------------------------------
COLONY NORTHSTAR, INC. Agenda Number: 934577771
--------------------------------------------------------------------------------------------------------------------------
Security: 19625W104
Meeting Type: Annual
Meeting Date: 04-May-2017
Ticker: CLNS
ISIN: US19625W1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS J. BARRACK, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: DAVID T. HAMAMOTO Mgmt For For
1C. ELECTION OF DIRECTOR: DOUGLAS CROCKER II Mgmt For For
1D. ELECTION OF DIRECTOR: NANCY A. CURTIN Mgmt For For
1E. ELECTION OF DIRECTOR: JON A. FOSHEIM Mgmt For For
1F. ELECTION OF DIRECTOR: JUSTIN E. METZ Mgmt For For
1G. ELECTION OF DIRECTOR: GEORGE G. C. PARKER Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES W. SCHOENHERR Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN A. SOMERS Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN L. STEFFENS Mgmt For For
2. APPROVAL OF AN ADVISORY PROPOSAL REGARDING Mgmt For For
THE COMPENSATION PAID TO NORTHSTAR ASSET
MANAGEMENT GROUP INC.'S NAMED EXECUTIVE
OFFICERS (THE "SAY ON PAY" PROPOSAL).
3. TO RECOMMEND THE FREQUENCY OF FUTURE Mgmt 1 Year For
STOCKHOLDER VOTES ON "SAY ON PAY"
PROPOSALS.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT PUBLIC AUDITOR FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
COLONY STARWOOD HOMES Agenda Number: 934558911
--------------------------------------------------------------------------------------------------------------------------
Security: 19625X102
Meeting Type: Annual
Meeting Date: 15-May-2017
Ticker: SFR
ISIN: US19625X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS J. BARRACK, JR. Mgmt For For
BARRY S. STERNLICHT Mgmt Withheld Against
ROBERT T. BEST Mgmt Withheld Against
THOMAS M. BOWERS Mgmt For For
RICHARD D. BRONSON Mgmt Withheld Against
JUSTIN T. CHANG Mgmt For For
MICHAEL D. FASCITELLI Mgmt For For
RENEE LEWIS GLOVER Mgmt For For
JEFFREY E. KELTER Mgmt For For
THOMAS W. KNAPP Mgmt For For
RICHARD B. SALTZMAN Mgmt For For
JOHN L. STEFFENS Mgmt For For
J. RONALD TERWILLIGER Mgmt Withheld Against
FREDERICK C. TUOMI Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CALENDAR YEAR ENDING DECEMBER
31, 2017.
3. THE APPROVAL OF THE COLONY STARWOOD HOMES Mgmt For For
2017 EMPLOYEE SHARE PURCHASE PLAN.
4. THE APPROVAL OF AN AMENDMENT TO THE 2014 Mgmt For For
COLONY STARWOOD HOMES EQUITY PLAN, WHICH
WOULD INCREASE THE NUMBER OF COMMON SHARES
RESERVED FOR ISSUANCE THEREUNDER BY
2,500,000.
5. THE APPROVAL, ON AN ADVISORY BASIS, OF A Mgmt For For
NON-BINDING RESOLUTION TO APPROVE THE
COMPANY'S EXECUTIVE COMPENSATION AS
DISCLOSED IN THE ACCOMPANYING PROXY.
--------------------------------------------------------------------------------------------------------------------------
COLUMBIA SPORTSWEAR COMPANY Agenda Number: 934605366
--------------------------------------------------------------------------------------------------------------------------
Security: 198516106
Meeting Type: Annual
Meeting Date: 13-Jun-2017
Ticker: COLM
ISIN: US1985161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GERTRUDE BOYLE Mgmt For For
TIMOTHY P. BOYLE Mgmt For For
SARAH A. BANY Mgmt For For
MURREY R. ALBERS Mgmt For For
STEPHEN E. BABSON Mgmt For For
ANDY D. BRYANT Mgmt For For
EDWARD S. GEORGE Mgmt For For
WALTER T. KLENZ Mgmt For For
RONALD E. NELSON Mgmt For For
MALIA H. WASSON Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
4. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
5. TO APPROVE THE 1997 STOCK INCENTIVE PLAN, Mgmt Against Against
AS AMENDED.
6. TO APPROVE THE EXECUTIVE INCENTIVE Mgmt For For
COMPENSATION PLAN, AS AMENDED.
7. SHAREHOLDER PROPOSAL ASKING THE BOARD OF Shr For Against
DIRECTORS TO AMEND THE COMPANY'S BYLAWS TO
PROVIDE PROXY ACCESS.
--------------------------------------------------------------------------------------------------------------------------
COMMERCIAL METALS COMPANY Agenda Number: 934508738
--------------------------------------------------------------------------------------------------------------------------
Security: 201723103
Meeting Type: Annual
Meeting Date: 11-Jan-2017
Ticker: CMC
ISIN: US2017231034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: VICKI L. AVRIL Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT L. GUIDO Mgmt For For
1C. ELECTION OF DIRECTOR: SARAH E. RAISS Mgmt For For
1D. ELECTION OF DIRECTOR: J. DAVID SMITH Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM VOTE TO
RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
VOTE TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
COMPUTER PROGRAMS AND SYSTEMS, INC. Agenda Number: 934571072
--------------------------------------------------------------------------------------------------------------------------
Security: 205306103
Meeting Type: Annual
Meeting Date: 11-May-2017
Ticker: CPSI
ISIN: US2053061030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF CLASS III DIRECTOR: DAVID A. Mgmt For For
DYE
1.2 ELECTION OF CLASS III DIRECTOR: A. ROBERT Mgmt For For
OUTLAW
2. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPUTER PROGRAMS AND SYSTEMS, INC.
2014 INCENTIVE PLAN.
3. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER
31, 2017.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
5. TO SELECT, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF FUTURE SHAREHOLDER ADVISORY
VOTES TO APPROVE THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CONVERGYS CORPORATION Agenda Number: 934539959
--------------------------------------------------------------------------------------------------------------------------
Security: 212485106
Meeting Type: Annual
Meeting Date: 26-Apr-2017
Ticker: CVG
ISIN: US2124851062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANDREA J. AYERS Mgmt For For
CHERYL K. BEEBE Mgmt For For
RICHARD R. DEVENUTI Mgmt For For
JEFFREY H. FOX Mgmt For For
JOSEPH E. GIBBS Mgmt For For
JOAN E. HERMAN Mgmt For For
THOMAS L. MONAHAN III Mgmt For For
RONALD L. NELSON Mgmt For For
RICHARD F. WALLMAN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2017.
3. TO REAPPROVE THE PERFORMANCE GOALS UNDER Mgmt For For
THE CONVERGYS CORPORATION ANNUAL EXECUTIVE
INCENTIVE PLAN.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
5. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF ADVISORY VOTES ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
COPART, INC. Agenda Number: 934504247
--------------------------------------------------------------------------------------------------------------------------
Security: 217204106
Meeting Type: Annual
Meeting Date: 16-Dec-2016
Ticker: CPRT
ISIN: US2172041061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIS J. JOHNSON Mgmt For For
A. JAYSON ADAIR Mgmt For For
MATT BLUNT Mgmt For For
STEVEN D. COHAN Mgmt For For
DANIEL J. ENGLANDER Mgmt For For
JAMES E. MEEKS Mgmt For For
VINCENT W. MITZ Mgmt For For
THOMAS N. TRYFOROS Mgmt For For
2. TO APPROVE THE AMENDMENT TO AND RESTATEMENT Mgmt For For
OF OUR 2007 EQUITY INCENTIVE PLAN,
INCLUDING AMENDMENTS TO INCREASE THE NUMBER
OF SHARES RESERVED UNDER THE PLAN FROM
12,000,000 SHARES TO 16,000,000 AND TO
EXTEND THE TERM OF THE PLAN THROUGH 2026.
3. TO APPROVE AN AMENDMENT TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO REMOVE THE PROVISION
PROVIDING FOR CUMULATIVE VOTING BY
STOCKHOLDERS FOR THE ELECTION OF MEMBERS OF
OUR BOARD.
4. ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION FOR THE YEAR ENDED
JULY 31, 2016 (SAY-ON-PAY VOTE).
5. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
COVANTA HOLDING CORPORATION Agenda Number: 934551690
--------------------------------------------------------------------------------------------------------------------------
Security: 22282E102
Meeting Type: Annual
Meeting Date: 04-May-2017
Ticker: CVA
ISIN: US22282E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID M. BARSE Mgmt For For
RONALD J. BROGLIO Mgmt For For
PETER C.B. BYNOE Mgmt For For
LINDA J. FISHER Mgmt For For
JOSEPH M. HOLSTEN Mgmt For For
STEPHEN J. JONES Mgmt For For
DANIELLE PLETKA Mgmt For For
MICHAEL W. RANGER Mgmt For For
ROBERT S. SILBERMAN Mgmt For For
JEAN SMITH Mgmt For For
SAMUEL ZELL Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS COVANTA HOLDING CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE 2017 FISCAL YEAR.
3. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. AN ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 1 Year For
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DOLBY LABORATORIES, INC. Agenda Number: 934515113
--------------------------------------------------------------------------------------------------------------------------
Security: 25659T107
Meeting Type: Annual
Meeting Date: 07-Feb-2017
Ticker: DLB
ISIN: US25659T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEVIN YEAMAN Mgmt For For
PETER GOTCHER Mgmt For For
MICHELINE CHAU Mgmt For For
DAVID DOLBY Mgmt For For
NICHOLAS DONATIELLO, JR Mgmt For For
N. WILLIAM JASPER, JR. Mgmt For For
SIMON SEGARS Mgmt For For
ROGER SIBONI Mgmt For For
AVADIS TEVANIAN, JR. Mgmt For For
2. THE AMENDMENT AND RESTATEMENT OF THE DOLBY Mgmt Against Against
LABORATORIES, INC. 2005 STOCK PLAN TO
RESERVE AN ADDITIONAL 8 MILLION SHARES OF
CLASS A COMMON STOCK FOR ISSUANCE
THEREUNDER AND RE-APPROVAL OF THE MENU OF
PERFORMANCE-BASED COMPENSATION MEASURES
PREVIOUSLY ESTABLISHED UNDER THE PLAN.
3. AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 29, 2017.
--------------------------------------------------------------------------------------------------------------------------
DSW INC. Agenda Number: 934583801
--------------------------------------------------------------------------------------------------------------------------
Security: 23334L102
Meeting Type: Annual
Meeting Date: 24-May-2017
Ticker: DSW
ISIN: US23334L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CAROLEE LEE Mgmt For For
HARVEY L. SONNENBERG Mgmt For For
ALLAN J. TANENBAUM Mgmt For For
JOANNE ZAIAC Mgmt For For
2. ADVISORY NON-BINDING VOTE, TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. ADVISORY NON-BINDING VOTE, ON THE FREQUENCY Mgmt 1 Year For
OF THE ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DYCOM INDUSTRIES, INC. Agenda Number: 934489851
--------------------------------------------------------------------------------------------------------------------------
Security: 267475101
Meeting Type: Annual
Meeting Date: 22-Nov-2016
Ticker: DY
ISIN: US2674751019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: EITAN GERTEL Mgmt For For
1B. ELECTION OF DIRECTOR: ANDERS GUSTAFSSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR FISCAL 2017.
3. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
EAGLE MATERIALS INC Agenda Number: 934450557
--------------------------------------------------------------------------------------------------------------------------
Security: 26969P108
Meeting Type: Annual
Meeting Date: 04-Aug-2016
Ticker: EXP
ISIN: US26969P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARTIN M. ELLEN Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID B. POWERS Mgmt For For
2. ADVISORY RESOLUTION REGARDING THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO APPROVE THE EXPECTED APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT AUDITORS
FOR FISCAL YEAR 2017.
--------------------------------------------------------------------------------------------------------------------------
EL PASO ELECTRIC COMPANY Agenda Number: 934581667
--------------------------------------------------------------------------------------------------------------------------
Security: 283677854
Meeting Type: Annual
Meeting Date: 25-May-2017
Ticker: EE
ISIN: US2836778546
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CATHERINE A. ALLEN Mgmt For For
EDWARD ESCUDERO Mgmt For For
ERIC B. SIEGEL Mgmt For For
2. RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
3. APPROVE THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ENERGIZER HOLDINGS, INC. Agenda Number: 934513715
--------------------------------------------------------------------------------------------------------------------------
Security: 29272W109
Meeting Type: Annual
Meeting Date: 30-Jan-2017
Ticker: ENR
ISIN: US29272W1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: CYNTHIA J. BRINKLEY Mgmt Against Against
1.2 ELECTION OF DIRECTOR: JOHN E. KLEIN Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2017
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
4. VOTE TO AMEND AND RESTATE THE AMENDED AND Mgmt For For
RESTATED ARTICLES OF INCORPORATION TO
PROVIDE FOR THE DECLASSIFICATION OF THE
COMPANY'S BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
FIFTH STREET FINANCE CORP. Agenda Number: 934534163
--------------------------------------------------------------------------------------------------------------------------
Security: 31678A103
Meeting Type: Special
Meeting Date: 20-Mar-2017
Ticker: FSC
ISIN: US31678A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE A NEW INVESTMENT ADVISORY Mgmt For For
AGREEMENT BETWEEN THE COMPANY AND ITS
INVESTMENT ADVISER, FIFTH STREET MANAGEMENT
LLC, THAT WILL CHANGE THE STRUCTURE OF THE
SUBORDINATED INCENTIVE FEE ON INCOME TO
IMPOSE A TOTAL RETURN HURDLE PROVISION AND
REDUCE THE "PREFERRED RETURN."
--------------------------------------------------------------------------------------------------------------------------
FIFTH STREET FINANCE CORP. Agenda Number: 934532842
--------------------------------------------------------------------------------------------------------------------------
Security: 31678A103
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: FSC
ISIN: US31678A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PATRICK J. DALTON Mgmt For For
BRIAN S. DUNN Mgmt For For
BYRON J. HANEY Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2017.
--------------------------------------------------------------------------------------------------------------------------
FIRST HORIZON NATIONAL CORPORATION Agenda Number: 934540837
--------------------------------------------------------------------------------------------------------------------------
Security: 320517105
Meeting Type: Annual
Meeting Date: 25-Apr-2017
Ticker: FHN
ISIN: US3205171057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN C. COMPTON Mgmt For For
1B. ELECTION OF DIRECTOR: MARK A. EMKES Mgmt For For
1C. ELECTION OF DIRECTOR: CORYDON J. GILCHRIST Mgmt For For
1D. ELECTION OF DIRECTOR: D. BRYAN JORDAN Mgmt For For
1E. ELECTION OF DIRECTOR: R. BRAD MARTIN Mgmt For For
1F. ELECTION OF DIRECTOR: SCOTT M. NISWONGER Mgmt For For
1G. ELECTION OF DIRECTOR: VICKI R. PALMER Mgmt For For
1H. ELECTION OF DIRECTOR: COLIN V. REED Mgmt For For
1I. ELECTION OF DIRECTOR: CECELIA D. STEWART Mgmt For For
1J. ELECTION OF DIRECTOR: RAJESH SUBRAMANIAM Mgmt For For
1K. ELECTION OF DIRECTOR: LUKE YANCY III Mgmt For For
2. APPROVAL OF AN ADVISORY RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION.
3. VOTE ON AN ADVISORY RESOLUTION ON THE Mgmt 1 Year For
FREQUENCY (WHETHER EVERY YEAR, EVERY TWO
YEARS OR EVERY THREE YEARS) OF FUTURE VOTES
ON AN ADVISORY RESOLUTION ON EXECUTIVE
COMPENSATION.
4. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
FRANKLIN STREET PROPERTIES CORP. Agenda Number: 934539909
--------------------------------------------------------------------------------------------------------------------------
Security: 35471R106
Meeting Type: Annual
Meeting Date: 11-May-2017
Ticker: FSP
ISIN: US35471R1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: GEORGE J. CARTER Mgmt For For
1.2 ELECTION OF DIRECTOR: GEORGIA MURRAY Mgmt For For
2. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
3. TO APPROVE, BY NON-BINDING VOTE, OUR Mgmt For For
EXECUTIVE COMPENSATION.
4. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF FUTURE EXECUTIVE COMPENSATION
ADVISORY VOTES.
--------------------------------------------------------------------------------------------------------------------------
GENTHERM INCORPORATED Agenda Number: 934602156
--------------------------------------------------------------------------------------------------------------------------
Security: 37253A103
Meeting Type: Annual
Meeting Date: 19-May-2017
Ticker: THRM
ISIN: US37253A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEWIS BOOTH Mgmt For For
FRANCOIS CASTAING Mgmt For For
DANIEL COKER Mgmt For For
SOPHIE DESORMIERE Mgmt For For
MAURICE GUNDERSON Mgmt For For
YVONNE HAO Mgmt For For
RONALD HUNDZINSKI Mgmt For For
BYRON SHAW Mgmt For For
2. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP TO ACT AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDED DECEMBER 31, 2017.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. TO APPROVE, ON AN ADVISORY BASIS, WHETHER Mgmt 1 Year For
AN ADVISORY VOTE ON THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS SHOULD OCCUR ONCE
EVERY ONE, TWO OR THREE YEARS.
5. TO APPROVE AN AMENDMENT TO THE GENTHERM Mgmt For For
INCORPORATED 2013 EQUITY INCENTIVE PLAN (1)
INCREASING BY 2,000,000 THE MAXIMUM NUMBER
OF SHARES OF COMMON STOCK THAT MAY BE
ISSUED PURSUANT TO AWARDS GRANTED UNDER THE
PLAN AND (2) INCREASING THE RATIO USED TO
COUNT FULL VALUE AWARDS ISSUED UNDER THE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL PAYMENTS INC. Agenda Number: 934469811
--------------------------------------------------------------------------------------------------------------------------
Security: 37940X102
Meeting Type: Annual
Meeting Date: 28-Sep-2016
Ticker: GPN
ISIN: US37940X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF CLASS III DIRECTOR: ROBERT H.B. Mgmt For For
BALDWIN, JR.
1.2 ELECTION OF CLASS I DIRECTOR: MITCHELL L. Mgmt For For
HOLLIN
1.3 ELECTION OF CLASS I DIRECTOR: RUTH ANN Mgmt For For
MARSHALL
1.4 ELECTION OF CLASS I DIRECTOR: JOHN M. Mgmt For For
PARTRIDGE
1.5 ELECTION OF CLASS II DIRECTOR: JEFFREY S. Mgmt For For
SLOAN
2. APPROVE THE EXTENSION OF THE TERM OF, AND Mgmt For For
THE LIMITS ON NON-EMPLOYEE DIRECTOR
COMPENSATION AND THE MATERIAL TERMS OF THE
PERFORMANCE GOALS INCLUDED IN, THE AMENDED
AND RESTATED 2011 INCENTIVE PLAN.
3. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS FOR FISCAL YEAR 2016.
4. RATIFY THE REAPPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
PUBLIC ACCOUNTANTS.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL PAYMENTS INC. Agenda Number: 934544203
--------------------------------------------------------------------------------------------------------------------------
Security: 37940X102
Meeting Type: Annual
Meeting Date: 03-May-2017
Ticker: GPN
ISIN: US37940X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JOHN G. BRUNO Mgmt For For
1.2 ELECTION OF DIRECTOR: JEFFREY S. SLOAN Mgmt For For
1.3 ELECTION OF DIRECTOR: WILLIAM B. PLUMMER Mgmt For For
2. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS FOR THE 2016 FISCAL TRANSITION
PERIOD.
3. APPROVE ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
THE ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
4. RATIFY THE REAPPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
PUBLIC ACCOUNTANTS.
--------------------------------------------------------------------------------------------------------------------------
GNC HOLDINGS, INC. Agenda Number: 934577707
--------------------------------------------------------------------------------------------------------------------------
Security: 36191G107
Meeting Type: Annual
Meeting Date: 23-May-2017
Ticker: GNC
ISIN: US36191G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY P. BERGER Mgmt For For
ALAN D. FELDMAN Mgmt For For
MICHAEL F. HINES Mgmt For For
AMY B. LANE Mgmt For For
PHILIP E. MALLOTT Mgmt For For
ROBERT F. MORAN Mgmt For For
RICHARD J. WALLACE Mgmt For For
2. THE ADOPTION, BY NON-BINDING VOTE, OF THE Mgmt For For
ADVISORY RESOLUTION TO APPROVE THE
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS IN 2016, AS DISCLOSED IN
THE PROXY MATERIALS.
3. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF HOLDING A NON-BINDING,
ADVISORY VOTE BY STOCKHOLDERS TO APPROVE
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE COMPANY'S 2017 FISCAL
YEAR.
--------------------------------------------------------------------------------------------------------------------------
GUESS?, INC. Agenda Number: 934637680
--------------------------------------------------------------------------------------------------------------------------
Security: 401617105
Meeting Type: Annual
Meeting Date: 29-Jun-2017
Ticker: GES
ISIN: US4016171054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VICTOR HERRERO Mgmt For For
KAY ISAACSON-LEIBOWITZ Mgmt For For
ALEX YEMENIDJIAN Mgmt For For
2. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE GUESS?, INC. 2004 EQUITY INCENTIVE
PLAN.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON THE COMPENSATION OF THE
NAMED EXECUTIVE OFFICERS.
5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
AUDITOR FOR THE FISCAL YEAR ENDING FEBRUARY
3, 2018.
6. SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER Shr For Against
APPROVAL OF FUTURE SEVERANCE ARRANGEMENTS
WITH SENIOR EXECUTIVES.
--------------------------------------------------------------------------------------------------------------------------
HAEMONETICS CORPORATION Agenda Number: 934448451
--------------------------------------------------------------------------------------------------------------------------
Security: 405024100
Meeting Type: Annual
Meeting Date: 21-Jul-2016
Ticker: HAE
ISIN: US4050241003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SUSAN BARTLETT FOOTE Mgmt For For
PEDRO P. GRANADILLO Mgmt For For
MARK W. KROLL, PHD Mgmt For For
2. TO CONSIDER AND ACT UPON AN ADVISORY VOTE Mgmt For For
REGARDING THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
3. TO APPROVE AN AMENDMENT TO HAEMONETICS Mgmt For For
CORPORATION'S 2007 EMPLOYEE STOCK PURCHASE
PLAN.
4. TO APPROVE THE ADOPTION OF THE WORLDWIDE Mgmt For For
EXECUTIVE BONUS PLAN.
5. TO RATIFY ERNST & YOUNG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO AUDIT THE CONSOLIDATED FINANCIAL
STATEMENTS OF THE COMPANY AND ITS
SUBSIDIARIES FOR THE FISCAL YEAR ENDED
APRIL 1, 2017.
--------------------------------------------------------------------------------------------------------------------------
HARMONIC INC. Agenda Number: 934609871
--------------------------------------------------------------------------------------------------------------------------
Security: 413160102
Meeting Type: Annual
Meeting Date: 13-Jun-2017
Ticker: HLIT
ISIN: US4131601027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PATRICK J. HARSHMAN Mgmt For For
PATRICK GALLAGHER Mgmt For For
E. FLOYD KVAMME Mgmt For For
MITZI REAUGH Mgmt For For
WILLIAM F. REDDERSEN Mgmt For For
SUSAN G. SWENSON Mgmt For For
NIKOS THEODOSOPOULOS Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. TO HOLD AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE
OFFICER COMPENSATION.
4. TO APPROVE AN AMENDMENT TO THE 2002 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE
THE NUMBER OF SHARES OF COMMON STOCK
RESERVED FOR ISSUANCE THEREUNDER BY
1,500,000 SHARES.
5. TO APPROVE AN AMENDMENT TO THE 1995 STOCK Mgmt For For
PLAN TO (I) INCREASE THE NUMBER OF SHARES
OF COMMON STOCK RESERVED FOR ISSUANCE
THEREUNDER BY 7,000,000 SHARES AND (II)
EXTEND THE TERM OF THE 1995 STOCK PLAN TO
MARCH 1, 2025.
6. TO APPROVE AN AMENDMENT TO THE 2002 Mgmt For For
DIRECTOR STOCK PLAN TO (I) INCREASE THE
NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE THEREUNDER BY 400,000 SHARES
AND (II) EXTEND THE TERM OF THE 2002
DIRECTOR STOCK PLAN TO MARCH 1, 2025.
7. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
HARSCO CORPORATION Agenda Number: 934544289
--------------------------------------------------------------------------------------------------------------------------
Security: 415864107
Meeting Type: Annual
Meeting Date: 25-Apr-2017
Ticker: HSC
ISIN: US4158641070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: J.F. EARL Mgmt For For
1B. ELECTION OF DIRECTOR: K.G. EDDY Mgmt For For
1C. ELECTION OF DIRECTOR: D.C. EVERITT Mgmt For For
1D. ELECTION OF DIRECTOR: S.E. GRAHAM Mgmt For For
1E. ELECTION OF DIRECTOR: F.N. GRASBERGER III Mgmt For For
1F. ELECTION OF DIRECTOR: T.D. GROWCOCK Mgmt For For
1G. ELECTION OF DIRECTOR: E. LA ROCHE Mgmt For For
1H. ELECTION OF DIRECTOR: P.C. WIDMAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
3. VOTE, ON AN ADVISORY BASIS, ON NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. VOTE ON THE FREQUENCY OF ADVISORY VOTES ON Mgmt 1 Year For
NAMED EXECUTIVE OFFICER COMPENSATION.
5. VOTE ON AMENDMENT NO. 1 TO THE 2013 EQUITY Mgmt For For
AND INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
HYSTER-YALE MATERIALS HANDLING,INC. Agenda Number: 934551830
--------------------------------------------------------------------------------------------------------------------------
Security: 449172105
Meeting Type: Annual
Meeting Date: 03-May-2017
Ticker: HY
ISIN: US4491721050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J.C. BUTLER, JR. Mgmt For For
CAROLYN CORVI Mgmt For For
JOHN P. JUMPER Mgmt For For
DENNIS W. LABARRE Mgmt For For
H. VINCENT POOR Mgmt For For
ALFRED M. RANKIN, JR. Mgmt For For
CLAIBORNE R. RANKIN Mgmt For For
JOHN M. STROPKI Mgmt For For
BRITTON T. TAPLIN Mgmt For For
EUGENE WONG Mgmt For For
2. PROPOSAL TO CONFIRM THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG, LLP, THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY, FOR THE CURRENT FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
INTERSIL CORPORATION Agenda Number: 934496488
--------------------------------------------------------------------------------------------------------------------------
Security: 46069S109
Meeting Type: Special
Meeting Date: 08-Dec-2016
Ticker: ISIL
ISIN: US46069S1096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF THE MERGER AGREEMENT Mgmt For For
2. ADJOURNMENT OF THE SPECIAL MEETING Mgmt For For
3. ADVISORY, NON-BINDING VOTE ON Mgmt For For
MERGER-RELATED EXECUTIVE COMPENSATION
ARRANGEMENTS
--------------------------------------------------------------------------------------------------------------------------
INVESTMENT TECHNOLOGY GROUP, INC. Agenda Number: 934605479
--------------------------------------------------------------------------------------------------------------------------
Security: 46145F105
Meeting Type: Annual
Meeting Date: 08-Jun-2017
Ticker: ITG
ISIN: US46145F1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRIAN G. CARTWRIGHT Mgmt For For
1B. ELECTION OF DIRECTOR: MINDER CHENG Mgmt For For
1C. ELECTION OF DIRECTOR: TIMOTHY L. JONES Mgmt For For
1D. ELECTION OF DIRECTOR: R. JARRETT LILIEN Mgmt For For
1E. ELECTION OF DIRECTOR: KEVIN J. LYNCH Mgmt For For
1F. ELECTION OF DIRECTOR: LEE M. SHAVEL Mgmt For For
1G. ELECTION OF DIRECTOR: FRANCIS J. TROISE Mgmt For For
1H. ELECTION OF DIRECTOR: STEVEN S. WOOD Mgmt For For
2. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
NAMED EXECUTIVE OFFICERS.
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON COMPENSATION OF NAMED
EXECUTIVE OFFICERS.
4. APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
INVESTMENT TECHNOLOGY GROUP, INC. 2007
OMNIBUS EQUITY COMPENSATION PLAN.
5. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
INVESTORS BANCORP, INC. Agenda Number: 934583661
--------------------------------------------------------------------------------------------------------------------------
Security: 46146L101
Meeting Type: Annual
Meeting Date: 23-May-2017
Ticker: ISBC
ISIN: US46146L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DENNIS M. BONE Mgmt For For
DOREEN R. BYRNES Mgmt For For
PETER H. CARLIN Mgmt For For
WILLIAM V. COSGROVE Mgmt For For
2. THE APPROVAL OF A NON-BINDING, ADVISORY Mgmt For For
PROPOSAL TO APPROVE THE COMPENSATION PAID
TO OUR NAMED EXECUTIVE OFFICERS.
3. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR INVESTORS BANCORP, INC.
FOR THE YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
JANUS CAPITAL GROUP INC. Agenda Number: 934552577
--------------------------------------------------------------------------------------------------------------------------
Security: 47102X105
Meeting Type: Special
Meeting Date: 25-Apr-2017
Ticker: JNS
ISIN: US47102X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF MERGER AGREEMENT. TO CONSIDER Mgmt For For
AND VOTE ON A PROPOSAL TO ADOPT THE
AGREEMENT AND PLAN OF MERGER, DATED AS OF
OCTOBER 3, 2016, BY AND AMONG HENDERSON
GROUP PLC, A COMPANY INCORPORATED AND
REGISTERED IN JERSEY, CHANNEL ISLANDS,
HORIZON ORBIT CORP., A DELAWARE CORPORATION
AND A DIRECT AND WHOLLY OWNED SUBSIDIARY OF
HENDERSON, AND JANUS CAPITAL GROUP INC., A
DELAWARE CORPORATION, A COPY OF WHICH IS
ATTACHED AS ANNEX A TO THE PROXY
STATEMENT/PROSPECTUS ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
2. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF CERTAIN COMPENSATORY ARRANGEMENTS
WITH JANUS NAMED EXECUTIVE OFFICERS. TO
CONSIDER AND VOTE ON A NON-BINDING,
ADVISORY PROPOSAL TO APPROVE THE
COMPENSATION THAT MAY BECOME PAYABLE TO
JANUS'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE CONSUMMATION OF THE
MERGER (THE "JANUS COMPENSATION PROPOSAL").
3. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt Against Against
BASIS, OF A CERTAIN AMENDMENT TO THE
HENDERSON MEMORANDUM OF ASSOCIATION. TO
CONSIDER AND VOTE ON A NON-BINDING,
ADVISORY PROPOSAL TO APPROVE AN AMENDMENT
TO THE HENDERSON MEMORANDUM OF ASSOCIATION
IMPLEMENTING THE SHARE CONSOLIDATION OF
HENDERSON ORDINARY SHARES AT A RATIO OF ONE
NEW JANUS HENDERSON ORDINARY SHARE (OR CDI)
FOR EVERY 10 HENDERSON ORDINARY SHARES (OR
CDIS, AS APPLICABLE) OUTSTANDING, TO BE
IMPLEMENTED EFFECTIVE UPON THE CLOSING OF
THE MERGER.
4. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt Against Against
BASIS, OF A CERTAIN AMENDMENT TO THE
HENDERSON MEMORANDUM OF ASSOCIATION. TO
CONSIDER AND VOTE ON A NON-BINDING,
ADVISORY PROPOSAL TO APPROVE AN AMENDMENT
TO THE HENDERSON MEMORANDUM OF ASSOCIATION
INCREASING THE AUTHORIZED SHARE CAPITAL OF
THE COMPANY FROM 274,363,847.00 TO
$720,000,000.
5. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF A CERTAIN AMENDMENT TO THE
HENDERSON ARTICLES OF ASSOCIATION. TO
CONSIDER AND VOTE ON A NON-BINDING,
ADVISORY PROPOSAL TO APPROVE AN AMENDMENT
TO THE HENDERSON ARTICLES OF ASSOCIATION
REMOVING PREEMPTIVE RIGHTS FOR JANUS
HENDERSON SHAREHOLDERS ON NEW ISSUANCES OF
JANUS HENDERSON ORDINARY SHARES.
6. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF A CERTAIN AMENDMENT TO THE
HENDERSON ARTICLES OF ASSOCIATION. TO
CONSIDER AND VOTE ON A NON-BINDING,
ADVISORY PROPOSAL TO APPROVE AN AMENDMENT
TO THE HENDERSON ARTICLES OF ASSOCIATION
REMOVING THE REQUIREMENT THAT THE JANUS
HENDERSON BOARD SEEK THE APPROVAL OF JANUS
HENDERSON SHAREHOLDERS TO ISSUE JANUS
HENDERSON ORDINARY SHARES.
7. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF A CERTAIN AMENDMENT TO THE
HENDERSON ARTICLES OF ASSOCIATION. TO
CONSIDER AND VOTE ON A NON-BINDING,
ADVISORY PROPOSAL TO APPROVE AN AMENDMENT
TO THE HENDERSON ARTICLES OF ASSOCIATION
REQUIRING DIRECTORS OF JANUS HENDERSON TO
BE RE-ELECTED AT EACH ANNUAL JANUS
HENDERSON SHAREHOLDER MEETING (TOGETHER
WITH PROPOSALS 3 THROUGH 6, THE "AMENDMENT
PROPOSALS").
8. ADJOURNMENT OF THE JANUS SPECIAL MEETING. Mgmt For For
TO CONSIDER AND VOTE ON A PROPOSAL TO
ADJOURN THE JANUS SPECIAL MEETING, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO APPROVE THE JANUS
MERGER PROPOSAL (THE "JANUS ADJOURNMENT
PROPOSAL").
--------------------------------------------------------------------------------------------------------------------------
JOHN WILEY & SONS, INC. Agenda Number: 934469861
--------------------------------------------------------------------------------------------------------------------------
Security: 968223206
Meeting Type: Annual
Meeting Date: 22-Sep-2016
Ticker: JWA
ISIN: US9682232064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LAURIE A. LESHIN Mgmt For For
GEORGE BELL Mgmt For For
WILLIAM PENCE Mgmt For For
KALPANA RAINA Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT ACCOUNTANTS.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
KENNAMETAL INC. Agenda Number: 934479494
--------------------------------------------------------------------------------------------------------------------------
Security: 489170100
Meeting Type: Annual
Meeting Date: 25-Oct-2016
Ticker: KMT
ISIN: US4891701009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I DIRECTOR
CINDY L. DAVIS Mgmt For For
WILLIAM J. HARVEY Mgmt For For
WILLIAM M. LAMBERT Mgmt For For
SAGAR A. PATEL Mgmt For For
II RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2017.
III NON-BINDING (ADVISORY) VOTE TO APPROVE THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
IV APPROVAL OF THE KENNAMETAL INC. ANNUAL Mgmt For For
INCENTIVE PLAN.
V APPROVAL OF THE KENNAMETAL INC. 2016 STOCK Mgmt For For
AND INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 934568467
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AUSTIN A. ADAMS Mgmt For For
1B. ELECTION OF DIRECTOR: BRUCE D. BROUSSARD Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES P. COOLEY Mgmt For For
1D. ELECTION OF DIRECTOR: GARY M. CROSBY Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1F. ELECTION OF DIRECTOR: H. JAMES DALLAS Mgmt For For
1G. ELECTION OF DIRECTOR: ELIZABETH R. GILE Mgmt For For
1H. ELECTION OF DIRECTOR: RUTH ANN M. GILLIS Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM G. GISEL, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: CARLTON L. HIGHSMITH Mgmt For For
1K. ELECTION OF DIRECTOR: RICHARD J. HIPPLE Mgmt For For
1L. ELECTION OF DIRECTOR: KRISTEN L. MANOS Mgmt For For
1M. ELECTION OF DIRECTOR: BETH E. MOONEY Mgmt For For
1N. ELECTION OF DIRECTOR: DEMOS PARNEROS Mgmt For For
1O. ELECTION OF DIRECTOR: BARBARA R. SNYDER Mgmt For For
1P. ELECTION OF DIRECTOR: DAVID K. WILSON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITOR.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 1 Year For
SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION.
5. SHAREHOLDER PROPOSAL SEEKING AN INDEPENDENT Shr Against For
BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
KLX INC. Agenda Number: 934460762
--------------------------------------------------------------------------------------------------------------------------
Security: 482539103
Meeting Type: Annual
Meeting Date: 25-Aug-2016
Ticker: KLXI
ISIN: US4825391034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BENJAMIN A. HARDESTY Mgmt Withheld Against
STEPHEN M. WARD, JR. Mgmt Withheld Against
2. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2016 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
KOPPERS HOLDINGS INC. Agenda Number: 934580045
--------------------------------------------------------------------------------------------------------------------------
Security: 50060P106
Meeting Type: Annual
Meeting Date: 04-May-2017
Ticker: KOP
ISIN: US50060P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: CYNTHIA A. BALDWIN Mgmt For For
1.2 ELECTION OF DIRECTOR: LEROY M. BALL, JR. Mgmt For For
1.3 ELECTION OF DIRECTOR: SHARON FENG Mgmt For For
1.4 ELECTION OF DIRECTOR: DAVID M. HILLENBRAND Mgmt For For
1.5 ELECTION OF DIRECTOR: ALBERT J. NEUPAVER Mgmt For For
1.6 ELECTION OF DIRECTOR: LOUIS L. TESTONI Mgmt For For
1.7 ELECTION OF DIRECTOR: STEPHEN R. TRITCH Mgmt For For
1.8 ELECTION OF DIRECTOR: T. MICHAEL YOUNG Mgmt For For
2. PROPOSAL TO APPROVE EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. ADVISORY RESOLUTION TO APPROVE THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
5. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017
--------------------------------------------------------------------------------------------------------------------------
MATSON, INC. Agenda Number: 934533096
--------------------------------------------------------------------------------------------------------------------------
Security: 57686G105
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: MATX
ISIN: US57686G1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. BLAKE BAIRD Mgmt For For
MICHAEL J. CHUN Mgmt For For
MATTHEW J. COX Mgmt For For
THOMAS B. FARGO Mgmt For For
STANLEY M. KURIYAMA Mgmt For For
CONSTANCE H. LAU Mgmt For For
JEFFREY N. WATANABE Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
MRC GLOBAL INC. Agenda Number: 934546473
--------------------------------------------------------------------------------------------------------------------------
Security: 55345K103
Meeting Type: Annual
Meeting Date: 02-May-2017
Ticker: MRC
ISIN: US55345K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I DIRECTOR
RHYS J. BEST Mgmt For For
LEONARD M. ANTHONY Mgmt For For
BARBARA J. DUGANIER Mgmt For For
CRAIG KETCHUM Mgmt For For
GERARD P. KRANS Mgmt For For
ANDREW R. LANE Mgmt For For
CORNELIS A. LINSE Mgmt For For
JOHN A. PERKINS Mgmt For For
H.B. WEHRLE, III Mgmt For For
ROBERT L. WOOD Mgmt For For
II APPROVE A NON-BINDING ADVISORY RESOLUTION Mgmt For For
APPROVING THE COMPANY'S NAMED EXECUTIVE
OFFICER COMPENSATION.
III RATIFICATION OF ERNST & YOUNG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
MTS SYSTEMS CORPORATION Agenda Number: 934601279
--------------------------------------------------------------------------------------------------------------------------
Security: 553777103
Meeting Type: Annual
Meeting Date: 06-Jun-2017
Ticker: MTSC
ISIN: US5537771033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID J. ANDERSON Mgmt For For
JEFFREY A. GRAVES Mgmt For For
DAVID D. JOHNSON Mgmt For For
RANDY J. MARTINEZ Mgmt For For
MICHAEL V. SCHROCK Mgmt For For
GAIL P. STEINEL Mgmt For For
MAXIMILIANE C. STRAUB Mgmt For For
CHUN HUNG (KENNETH) YU Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2017.
3. TO APPROVE, IN A NON-BINDING, ADVISORY Mgmt For For
VOTE, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
4. TO APPROVE, IN A NON-BINDING, ADVISORY Mgmt 1 Year For
VOTE, THE FREQUENCY OF THE VOTE ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
5. TO APPROVE THE COMPANY'S 2017 STOCK Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
P.H. GLATFELTER COMPANY Agenda Number: 934563772
--------------------------------------------------------------------------------------------------------------------------
Security: 377316104
Meeting Type: Annual
Meeting Date: 04-May-2017
Ticker: GLT
ISIN: US3773161043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRUCE BROWN Mgmt For For
KATHLEEN A. DAHLBERG Mgmt For For
NICHOLAS DEBENEDICTIS Mgmt For For
KEVIN M. FOGARTY Mgmt For For
J. ROBERT HALL Mgmt For For
RICHARD C. ILL Mgmt For For
RONALD J. NAPLES Mgmt For For
DANTE C. PARRINI Mgmt For For
LEE C. STEWART Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
3. PROPOSAL TO APPROVE THE COMPANY'S AMENDED Mgmt For For
AND RESTATED LONG-TERM INCENTIVE PLAN.
4. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION AND PAY PRACTICES.
5. ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION
AND PAY PRACTICES.
--------------------------------------------------------------------------------------------------------------------------
PATTERSON-UTI ENERGY, INC. Agenda Number: 934560435
--------------------------------------------------------------------------------------------------------------------------
Security: 703481101
Meeting Type: Special
Meeting Date: 20-Apr-2017
Ticker: PTEN
ISIN: US7034811015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ISSUANCE OF SHARES OF Mgmt For For
PATTERSON-UTI ENERGY, INC. COMMON STOCK,
PAR VALUE $0.01 PER SHARE, TO STOCKHOLDERS
OF SEVENTY SEVEN ENERGY INC. IN CONNECTION
WITH THE MERGER CONTEMPLATED BY THE
AGREEMENT AND PLAN OF MERGER, DATED AS OF
DECEMBER 12, 2016, BY AND AMONG
PATTERSON-UTI ENERGY, INC., SEVENTY SEVEN
ENERGY INC. AND PYRAMID MERGER SUB, INC.
(THE "PATTERSON-UTI STOCK ISSUANCE
PROPOSAL").
2. TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
PATTERSON-UTI ENERGY, INC. SPECIAL MEETING
TO A LATER DATE OR DATES, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IN THE EVENT THERE ARE NOT SUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO
APPROVE THE PATTERSON-UTI STOCK ISSUANCE
PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
PATTERSON-UTI ENERGY, INC. Agenda Number: 934627932
--------------------------------------------------------------------------------------------------------------------------
Security: 703481101
Meeting Type: Annual
Meeting Date: 29-Jun-2017
Ticker: PTEN
ISIN: US7034811015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK S. SIEGEL Mgmt For For
CHARLES O. BUCKNER Mgmt For For
MICHAEL W. CONLON Mgmt For For
WILLIAM A HENDRICKS, JR Mgmt For For
CURTIS W. HUFF Mgmt For For
TERRY H. HUNT Mgmt For For
TIFFANY J. THOM Mgmt For For
2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
PATTERSON-UTI'S 2014 LONG-TERM INCENTIVE
PLAN.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF PATTERSON-UTI FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
4. APPROVAL OF AN ADVISORY RESOLUTION ON Mgmt For For
PATTERSON-UTI'S COMPENSATION OF ITS NAMED
EXECUTIVE OFFICERS.
5. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PBF ENERGY INC. Agenda Number: 934573153
--------------------------------------------------------------------------------------------------------------------------
Security: 69318G106
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: PBF
ISIN: US69318G1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: THOMAS J. NIMBLEY Mgmt For For
1.2 ELECTION OF DIRECTOR: SPENCER ABRAHAM Mgmt For For
1.3 ELECTION OF DIRECTOR: WAYNE A. BUDD Mgmt For For
1.4 ELECTION OF DIRECTOR: S. EUGENE EDWARDS Mgmt For For
1.5 ELECTION OF DIRECTOR: WILLIAM E. HANTKE Mgmt For For
1.6 ELECTION OF DIRECTOR: DENNIS M. HOUSTON Mgmt For For
1.7 ELECTION OF DIRECTOR: EDWARD F. KOSNIK Mgmt For For
1.8 ELECTION OF DIRECTOR: ROBERT J. LAVINIA Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR THE YEAR ENDED
DECEMBER 31, 2017.
3. TO APPROVE THE PBF ENERGY INC. 2017 EQUITY Mgmt For For
INCENTIVE PLAN, INCLUDING FOR PURPOSES OF
SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
--------------------------------------------------------------------------------------------------------------------------
PEBBLEBROOK HOTEL TRUST Agenda Number: 934611256
--------------------------------------------------------------------------------------------------------------------------
Security: 70509V100
Meeting Type: Annual
Meeting Date: 30-Jun-2017
Ticker: PEB
ISIN: US70509V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JON E. BORTZ Mgmt For For
CYDNEY C. DONNELL Mgmt For For
RON E. JACKSON Mgmt For For
PHILLIP M. MILLER Mgmt For For
MICHAEL J. SCHALL Mgmt For For
EARL E. WEBB Mgmt For For
LAURA H. WRIGHT Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
TO SERVE AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE YEAR ENDING
DECEMBER 31, 2017.
3. APPROVAL, BY ADVISORY AND NON-BINDING VOTE, Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS'
COMPENSATION ("SAY-ON-PAY").
4. NON-BINDING SHAREHOLDER PROPOSAL FROM THE Mgmt For For
UNION TO ADOPT A MAJORITY VOTING STANDARD
IN UNCONTESTED ELECTIONS OF TRUSTEES.
5. RECOMMENDATION, BY NON-BINDING VOTE, ON Mgmt 1 Year For
FREQUENCY OF CONDUCTING SAY-ON-PAY VOTES
("SAY-WHEN-ON-PAY").
--------------------------------------------------------------------------------------------------------------------------
PHARMERICA CORPORATION Agenda Number: 934611941
--------------------------------------------------------------------------------------------------------------------------
Security: 71714F104
Meeting Type: Annual
Meeting Date: 14-Jun-2017
Ticker: PMC
ISIN: US71714F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK E. COLLINS, ESQ. Mgmt For For
W. ROBERT DAHL, JR. Mgmt For For
MARJORIE W. DORR Mgmt For For
PATRICK G. LEPORE Mgmt For For
GEOFFREY G. MEYERS Mgmt For For
ROBERT A. OAKLEY, PH.D. Mgmt For For
GREGORY S. WEISHAR Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICERS COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 1 Year For
ADVISORY VOTE ON SAY ON PAY IN FUTURE
YEARS.
5. ADVISORY VOTE ON A STOCKHOLDER PROPOSAL Shr For Against
REGARDING A SIMPLE MAJORITY VOTE.
--------------------------------------------------------------------------------------------------------------------------
POTLATCH CORPORATION Agenda Number: 934571298
--------------------------------------------------------------------------------------------------------------------------
Security: 737630103
Meeting Type: Annual
Meeting Date: 01-May-2017
Ticker: PCH
ISIN: US7376301039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN S. MOODY Mgmt For For
1B. ELECTION OF DIRECTOR: LAWRENCE S. PEIROS Mgmt For For
1C. ELECTION OF DIRECTOR: LINDA M. BREARD Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR 2017.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. RECOMMENDATION, BY NON-BINDING VOTE, OF THE Mgmt 1 Year For
FREQUENCY OF FUTURE NON-BINDING VOTES ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PRIVATEBANCORP, INC. Agenda Number: 934591656
--------------------------------------------------------------------------------------------------------------------------
Security: 742962103
Meeting Type: Special
Meeting Date: 12-May-2017
Ticker: PVTB
ISIN: US7429621037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF THE AGREEMENT AND PLAN OF Mgmt For For
MERGER (THE "MERGER AGREEMENT"), DATED AS
OF JUNE 29, 2016, AS IT MAY BE AMENDED FROM
TIME TO TIME, BY AND AMONG PRIVATEBANCORP,
INC., CANADIAN IMPERIAL BANK OF COMMERCE
AND CIBC HOLDCO INC.
2. APPROVAL, BY ADVISORY (NON-BINDING) VOTE, Mgmt Against Against
OF CERTAIN COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO PRIVATEBANCORP, INC.'S
NAMED EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGER CONTEMPLATED BY THE MERGER
AGREEMENT.
3. APPROVAL OF AN ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
RAYONIER INC. Agenda Number: 934572149
--------------------------------------------------------------------------------------------------------------------------
Security: 754907103
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: RYN
ISIN: US7549071030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD D. KINCAID Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN A. BLUMBERG Mgmt For For
1C. ELECTION OF DIRECTOR: DOD A. FRASER Mgmt For For
1D. ELECTION OF DIRECTOR: SCOTT R. JONES Mgmt For For
1E. ELECTION OF DIRECTOR: BERNARD LANIGAN, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: BLANCHE L. LINCOLN Mgmt For For
1G. ELECTION OF DIRECTOR: V. LARKIN MARTIN Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID L. NUNES Mgmt For For
1I. ELECTION OF DIRECTOR: ANDREW G. WILTSHIRE Mgmt For For
2. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
3. TO RECOMMEND, BY NON-BINDING VOTE, WHETHER Mgmt 1 Year For
THE VOTE OF OUR NAMED EXECUTIVE OFFICERS'
COMPENSATION SHOULD OCCUR EVERY ONE, TWO OR
THREE YEARS.
4. APPROVAL OF THE MATERIAL TERMS UNDER THE Mgmt For For
RAYONIER NON-EQUITY INCENTIVE PLAN, AS
AMENDED, FOR PURPOSES OF SECTION 162(M) OF
THE INTERNAL REVENUE CODE.
5. APPROVAL OF THE MATERIAL TERMS UNDER THE Mgmt For For
RAYONIER INCENTIVE STOCK PLAN, AS AMENDED,
FOR PURPOSES OF SECTION 162(M) OF THE
INTERNAL REVENUE CODE.
6. APPROVAL OF AN ANNUAL LIMIT ON AWARDS TO Mgmt For For
NON-EMPLOYEE DIRECTORS UNDER THE RAYONIER
INCENTIVE STOCK PLAN.
7. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
RYMAN HOSPITALITY PROPERTIES, INC. Agenda Number: 934565803
--------------------------------------------------------------------------------------------------------------------------
Security: 78377T107
Meeting Type: Annual
Meeting Date: 04-May-2017
Ticker: RHP
ISIN: US78377T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. BENDER Mgmt For For
1B. ELECTION OF DIRECTOR: RACHNA BHASIN Mgmt For For
1C. ELECTION OF DIRECTOR: ALVIN BOWLES Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM F. HAGERTY, Mgmt For For
IV
1E. ELECTION OF DIRECTOR: ELLEN LEVINE Mgmt For For
1F. ELECTION OF DIRECTOR: PATRICK Q. MOORE Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT S. PRATHER, Mgmt For For
JR.
1H. ELECTION OF DIRECTOR: COLIN V. REED Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL I. ROTH Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO DETERMINE, ON AN ADVISORY BASIS, WHETHER Mgmt 1 Year For
WE WILL HAVE FUTURE ADVISORY VOTES
REGARDING OUR EXECUTIVE COMPENSATION EVERY
ONE YEAR, EVERY TWO YEARS OR EVERY THREE
YEARS.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2017.
--------------------------------------------------------------------------------------------------------------------------
SALLY BEAUTY HOLDINGS, INC. Agenda Number: 934513652
--------------------------------------------------------------------------------------------------------------------------
Security: 79546E104
Meeting Type: Annual
Meeting Date: 26-Jan-2017
Ticker: SBH
ISIN: US79546E1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KATHERINE BUTTON BELL Mgmt For For
CHRISTIAN A. BRICKMAN Mgmt For For
ERIN NEALY COX Mgmt For For
MARSHALL E. EISENBERG Mgmt For For
DAVID W. GIBBS Mgmt For For
ROBERT R. MCMASTER Mgmt For For
JOHN A. MILLER Mgmt For For
SUSAN R. MULDER Mgmt For For
EDWARD W. RABIN Mgmt For For
2. APPROVAL OF THE COMPENSATION OF THE Mgmt For For
CORPORATION'S EXECUTIVE OFFICERS INCLUDING
THE CORPORATION'S COMPENSATION PRACTICES
AND PRINCIPLES AND THEIR IMPLEMENTATION.
3. FREQUENCY OF ADVISORY VOTES ON EXECUTIVE Mgmt 1 Year For
COMPENSATION. *PLEASE SELECT ONLY ONE
OPTION*
4. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS THE CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2017.
--------------------------------------------------------------------------------------------------------------------------
SELECT COMFORT CORPORATION Agenda Number: 934572264
--------------------------------------------------------------------------------------------------------------------------
Security: 81616X103
Meeting Type: Annual
Meeting Date: 17-May-2017
Ticker: SCSS
ISIN: US81616X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KATHLEEN L. NEDOROSTEK Mgmt For For
VICKI A. O'MEARA Mgmt For For
MICHAEL A. PEEL Mgmt For For
JEAN-MICHEL VALETTE Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(SAY-ON-PAY).
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
4. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
SOTHEBY'S Agenda Number: 934559420
--------------------------------------------------------------------------------------------------------------------------
Security: 835898107
Meeting Type: Annual
Meeting Date: 12-May-2017
Ticker: BID
ISIN: US8358981079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JESSICA M. BIBLIOWICZ Mgmt For For
1B. ELECTION OF DIRECTOR: LINUS W. L. CHEUNG Mgmt For For
1C. ELECTION OF DIRECTOR: KEVIN C. CONROY Mgmt For For
1D. ELECTION OF DIRECTOR: DOMENICO DE SOLE Mgmt For For
1E. ELECTION OF DIRECTOR: THE DUKE OF Mgmt For For
DEVONSHIRE
1F. ELECTION OF DIRECTOR: DANIEL S. LOEB Mgmt For For
1G. ELECTION OF DIRECTOR: OLIVIER REZA Mgmt For For
1H. ELECTION OF DIRECTOR: MARSHA E. SIMMS Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS S. SMITH, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1K. ELECTION OF DIRECTOR: DENNIS M. WEIBLING Mgmt For For
1L. ELECTION OF DIRECTOR: HARRY J. WILSON Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. ADVISORY VOTE ON FREQUENCY OF THE EXECUTIVE Mgmt 1 Year For
COMPENSATION PROPOSAL.
4. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE ...(DUE TO SPACE LIMITS,
SEE PROXY STATEMENT FOR FULL PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
SPROUTS FARMERS MARKET, INC. Agenda Number: 934545368
--------------------------------------------------------------------------------------------------------------------------
Security: 85208M102
Meeting Type: Annual
Meeting Date: 02-May-2017
Ticker: SFM
ISIN: US85208M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TERRI FUNK GRAHAM Mgmt For For
STEVEN H. TOWNSEND Mgmt For For
2. TO VOTE ON A NON-BINDING ADVISORY Mgmt Against Against
RESOLUTION TO APPROVE THE COMPENSATION PAID
TO OUR NAMED EXECUTIVE OFFICERS FOR FISCAL
2016 ("SAY-ON-PAY").
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------------------------------------------------
STARWOOD PROPERTY TRUST INC Agenda Number: 934571844
--------------------------------------------------------------------------------------------------------------------------
Security: 85571B105
Meeting Type: Annual
Meeting Date: 04-May-2017
Ticker: STWD
ISIN: US85571B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD D. BRONSON Mgmt Withheld Against
JEFFREY G. DISHNER Mgmt For For
CAMILLE J. DOUGLAS Mgmt Withheld Against
SOLOMON J. KUMIN Mgmt For For
BARRY S. STERNLICHT Mgmt For For
STRAUSS ZELNICK Mgmt Withheld Against
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION AS
DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF THE ADVISORY VOTE ON THE
COMPANY'S EXECUTIVE COMPENSATION.
4. TO APPROVE THE STARWOOD PROPERTY TRUST, Mgmt For For
INC. 2017 MANAGER EQUITY PLAN, WHICH
SUCCEEDS AND REPLACES THE STARWOOD PROPERTY
TRUST, INC. MANAGER EQUITY PLAN, AS
AMENDED, AS DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT.
5. TO APPROVE THE STARWOOD PROPERTY TRUST, Mgmt For For
INC. 2017 EQUITY PLAN, WHICH SUCCEEDS AND
REPLACES THE STARWOOD PROPERTY TRUST, INC.
EQUITY PLAN, AS AMENDED, AND THE STARWOOD
PROPERTY TRUST, INC. NON-EXECUTIVE DIRECTOR
STOCK PLAN, AS AMENDED, AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
6. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CALENDAR YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------------------------------------------------
SYKES ENTERPRISES, INCORPORATED Agenda Number: 934599854
--------------------------------------------------------------------------------------------------------------------------
Security: 871237103
Meeting Type: Annual
Meeting Date: 24-May-2017
Ticker: SYKE
ISIN: US8712371033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS I DIRECTOR: JAMES S. Mgmt For For
MACLEOD
1B. ELECTION OF CLASS I DIRECTOR: WILLIAM D. Mgmt For For
MUIR, JR.
1C. ELECTION OF CLASS I DIRECTOR: LORRAINE L. Mgmt For For
LUTTON
2. NON-BINDING ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION
3. NON-BINDING ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF SAY-ON-PAY ADVISORY VOTING
4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS OF THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
SYNTEL, INC. Agenda Number: 934598294
--------------------------------------------------------------------------------------------------------------------------
Security: 87162H103
Meeting Type: Annual
Meeting Date: 07-Jun-2017
Ticker: SYNT
ISIN: US87162H1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PARITOSH K. CHOKSI Mgmt For For
BHARAT DESAI Mgmt For For
THOMAS DOEKE Mgmt For For
RAJESH MASHRUWALA Mgmt For For
PRASHANT RANADE Mgmt For For
VINOD K. SAHNEY Mgmt For For
REX E. SCHLAYBAUGH, JR. Mgmt For For
NEERJA SETHI Mgmt For For
2. AN ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
THE COMPENSATION PAID TO SYNTEL'S NAMED
EXECUTIVE OFFICERS.
3. AN ADVISORY (NON-BINDING) VOTE ON THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES TO
APPROVE THE COMPENSATION PAID TO SYNTEL'S
NAMED EXECUTIVE OFFICERS.
4. A NON-BINDING RESOLUTION TO RATIFY THE Mgmt For For
APPOINTMENT OF CROWE HORWATH LLP AS
SYNTEL'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL
YEAR.
--------------------------------------------------------------------------------------------------------------------------
TEREX CORPORATION Agenda Number: 934561184
--------------------------------------------------------------------------------------------------------------------------
Security: 880779103
Meeting Type: Annual
Meeting Date: 11-May-2017
Ticker: TEX
ISIN: US8807791038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAULA H.J. Mgmt For For
CHOLMONDELEY
1B. ELECTION OF DIRECTOR: DON DEFOSSET Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN L. GARRISON JR. Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS J. HANSEN Mgmt For For
1E. ELECTION OF DIRECTOR: MATTHEW HEPLER Mgmt For For
1F. ELECTION OF DIRECTOR: RAIMUND KLINKNER Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID A. SACHS Mgmt For For
1H. ELECTION OF DIRECTOR: OREN G. SHAFFER Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID C. WANG Mgmt For For
1J. ELECTION OF DIRECTOR: SCOTT W. WINE Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR 2017.
3. TO APPROVE AN AMENDMENT TO THE TEREX Mgmt For For
CORPORATION EMPLOYEE STOCK PURCHASE PLAN.
4. TO APPROVE THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
5. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
TESORO CORPORATION Agenda Number: 934532121
--------------------------------------------------------------------------------------------------------------------------
Security: 881609101
Meeting Type: Special
Meeting Date: 24-Mar-2017
Ticker: TSO
ISIN: US8816091016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ISSUANCE OF SHARES OF TESORO Mgmt For For
COMMON STOCK IN CONNECTION WITH THE MERGER
AS CONTEMPLATED BY THE AGREEMENT AND PLAN
OF MERGER, DATED AS OF NOVEMBER 16, 2016,
AMONG WESTERN REFINING, INC., TESORO
CORPORATION, TAHOE MERGER SUB 1, INC. AND
TAHOE MERGER SUB 2, LLC, AS SUCH AGREEMENT
MAY BE AMENDED FROM TIME TO TIME.
2. TO ADOPT AN AMENDMENT TO THE TESORO Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF TESORO
COMMON STOCK FROM 200 MILLION TO 300
MILLION.
3. TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THERE ARE
NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
TESORO CORPORATION Agenda Number: 934555357
--------------------------------------------------------------------------------------------------------------------------
Security: 881609101
Meeting Type: Annual
Meeting Date: 04-May-2017
Ticker: TSO
ISIN: US8816091016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RODNEY F. CHASE Mgmt For For
1B. ELECTION OF DIRECTOR: EDWARD G. GALANTE Mgmt For For
1C. ELECTION OF DIRECTOR: GREGORY J. GOFF Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID LILLEY Mgmt For For
1E. ELECTION OF DIRECTOR: MARY PAT MCCARTHY Mgmt For For
1F. ELECTION OF DIRECTOR: J.W. NOKES Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM H. SCHUMANN, Mgmt For For
III
1H. ELECTION OF DIRECTOR: SUSAN TOMASKY Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL E. WILEY Mgmt For For
1J. ELECTION OF DIRECTOR: PATRICK Y. YANG Mgmt For For
2. TO APPROVE OUR NAMED EXECUTIVE OFFICERS' Mgmt For For
COMPENSATION IN AN ADVISORY VOTE.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TETRA TECHNOLOGIES, INC. Agenda Number: 934544443
--------------------------------------------------------------------------------------------------------------------------
Security: 88162F105
Meeting Type: Annual
Meeting Date: 05-May-2017
Ticker: TTI
ISIN: US88162F1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK E. BALDWIN Mgmt For For
THOMAS R. BATES, JR. Mgmt For For
STUART M. BRIGHTMAN Mgmt For For
PAUL D. COOMBS Mgmt For For
JOHN F. GLICK Mgmt For For
STEPHEN A. SNIDER Mgmt For For
WILLIAM D. SULLIVAN Mgmt For For
KENNETH E. WHITE, JR. Mgmt For For
JOSEPH C. WINKLER III Mgmt For For
2. TO RATIFY AND APPROVE THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS TETRA'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF TETRA TECHNOLOGIES, INC.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
5. TO APPROVE AN AMENDMENT TO TETRA'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION.
--------------------------------------------------------------------------------------------------------------------------
THE BANCORP, INC. Agenda Number: 934475155
--------------------------------------------------------------------------------------------------------------------------
Security: 05969A105
Meeting Type: Special
Meeting Date: 29-Sep-2016
Ticker: TBBK
ISIN: US05969A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE, FOR THE PURPOSE OF Mgmt For For
NASDAQ RULE SECTION 5635(D), THE CONVERSION
OF THE COMPANY'S SERIES C MANDATORILY
CONVERTIBLE CUMULATIVE NON-VOTING PERPETUAL
PREFERRED STOCK INTO SHARES OF THE
COMPANY'S COMMON STOCK AND THE ISSUANCE OF
SUCH SHARES OF THE COMPANY'S COMMON STOCK
UPON CONVERSION.
2. PROPOSAL TO APPROVE, FOR THE PURPOSE OF Mgmt For For
NASDAQ RULE SECTION 5635(C), THE ISSUANCE
OF SHARES OF THE COMPANY'S COMMON STOCK TO
CERTAIN OFFICERS AND DIRECTORS OF THE
COMPANY.
--------------------------------------------------------------------------------------------------------------------------
THE BANCORP, INC. Agenda Number: 934589031
--------------------------------------------------------------------------------------------------------------------------
Security: 05969A105
Meeting Type: Annual
Meeting Date: 17-May-2017
Ticker: TBBK
ISIN: US05969A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL G. COHEN Mgmt For For
1B. ELECTION OF DIRECTOR: DAMIAN KOZLOWSKI Mgmt For For
1C. ELECTION OF DIRECTOR: WALTER T. BEACH Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. BRADLEY Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN C. CHRYSTAL Mgmt For For
1F. ELECTION OF DIRECTOR: MATTHEW COHN Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN EGGEMEYER Mgmt For For
1H. ELECTION OF DIRECTOR: HERSH KOZLOV Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM H. LAMB Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES J. MCENTEE III Mgmt For For
1K. ELECTION OF DIRECTOR: MEI-MEI TUAN Mgmt For For
2. PROPOSAL TO APPROVE A NON-BINDING ADVISORY Mgmt For For
VOTE ON THE COMPANY'S COMPENSATION PROGRAM
FOR ITS NAMED EXECUTIVE OFFICERS.
3. PROPOSAL TO APPROVE A NON-BINDING ADVISORY Mgmt 1 Year For
VOTE ON THE FREQUENCY OF VOTES ON EXECUTIVE
COMPENSATION.
4. PROPOSAL TO APPROVE THE SELECTION OF GRANT Mgmt For For
THORNTON LLP AS INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
THE BRINK'S COMPANY Agenda Number: 934554949
--------------------------------------------------------------------------------------------------------------------------
Security: 109696104
Meeting Type: Annual
Meeting Date: 05-May-2017
Ticker: BCO
ISIN: US1096961040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAUL G. BOYNTON Mgmt For For
1B. ELECTION OF DIRECTOR: IAN D. CLOUGH Mgmt For For
1C. ELECTION OF DIRECTOR: SUSAN E. DOCHERTY Mgmt For For
1D. ELECTION OF DIRECTOR: PETER A. FELD Mgmt For For
1E. ELECTION OF DIRECTOR: REGINALD D. HEDGEBETH Mgmt For For
1F. ELECTION OF DIRECTOR: DOUGLAS A. PERTZ Mgmt For For
1G. ELECTION OF DIRECTOR: GEORGE I. STOECKERT Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Mgmt 1 Year For
VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION.
4. APPROVAL OF THE EXECUTIVE INCENTIVE PLAN. Mgmt For For
5. APPROVAL OF THE 2017 EQUITY INCENTIVE PLAN. Mgmt For For
6. APPROVAL OF DELOITTE AND TOUCHE LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
TIDEWATER INC. Agenda Number: 934444958
--------------------------------------------------------------------------------------------------------------------------
Security: 886423102
Meeting Type: Annual
Meeting Date: 21-Jul-2016
Ticker: TDW
ISIN: US8864231027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. JAY ALLISON Mgmt For For
JAMES C. DAY Mgmt For For
RICHARD T. DU MOULIN Mgmt For For
MORRIS E. FOSTER Mgmt For For
J. WAYNE LEONARD Mgmt For For
RICHARD D. PATERSON Mgmt For For
RICHARD A. PATTAROZZI Mgmt For For
JEFFREY M. PLATT Mgmt For For
ROBERT L. POTTER Mgmt For For
CINDY B. TAYLOR Mgmt For For
JACK E. THOMPSON Mgmt For For
2. SAY ON PAY VOTE - AN ADVISORY VOTE TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION (AS
DISCLOSED IN THE PROXY STATEMENT).
3. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
TRI POINTE GROUP, INC. Agenda Number: 934571591
--------------------------------------------------------------------------------------------------------------------------
Security: 87265H109
Meeting Type: Annual
Meeting Date: 26-May-2017
Ticker: TPH
ISIN: US87265H1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DOUGLAS F. BAUER Mgmt For For
1.2 ELECTION OF DIRECTOR: LAWRENCE B. BURROWS Mgmt For For
1.3 ELECTION OF DIRECTOR: DANIEL S. FULTON Mgmt For For
1.4 ELECTION OF DIRECTOR: STEVEN J. GILBERT Mgmt For For
1.5 ELECTION OF DIRECTOR: CONSTANCE B. MOORE Mgmt For For
1.6 ELECTION OF DIRECTOR: THOMAS B. ROGERS Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF TRI POINTE GROUP,INC.'S
NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS TRI POINTE GROUP,INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
--------------------------------------------------------------------------------------------------------------------------
TUPPERWARE BRANDS CORPORATION Agenda Number: 934566033
--------------------------------------------------------------------------------------------------------------------------
Security: 899896104
Meeting Type: Annual
Meeting Date: 24-May-2017
Ticker: TUP
ISIN: US8998961044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CATHERINE A. BERTINI Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN M. CAMERON Mgmt For For
1C. ELECTION OF DIRECTOR: KRISS CLONINGER III Mgmt For For
1D. ELECTION OF DIRECTOR: MEG CROFTON Mgmt For For
1E. ELECTION OF DIRECTOR: E. V. GOINGS Mgmt For For
1F. ELECTION OF DIRECTOR: ANGEL R. MARTINEZ Mgmt For For
1G. ELECTION OF DIRECTOR: ANTONIO MONTEIRO DE Mgmt For For
CASTRO
1H. ELECTION OF DIRECTOR: DAVID R. PARKER Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD T. RILEY Mgmt For For
1J. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1K. ELECTION OF DIRECTOR: M. ANNE SZOSTAK Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION PROGRAM
3. ADVISORY VOTE REGARDING THE FREQUENCY OF Mgmt 1 Year For
VOTING ON THE COMPANY'S EXECUTIVE
COMPENSATION PROGRAM
4. PROPOSAL TO RATIFY THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
--------------------------------------------------------------------------------------------------------------------------
VERIFONE SYSTEMS, INC. Agenda Number: 934529112
--------------------------------------------------------------------------------------------------------------------------
Security: 92342Y109
Meeting Type: Annual
Meeting Date: 23-Mar-2017
Ticker: PAY
ISIN: US92342Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ROBERT W. ALSPAUGH Mgmt For For
1.2 ELECTION OF DIRECTOR: KAREN AUSTIN Mgmt For For
1.3 ELECTION OF DIRECTOR: PAUL GALANT Mgmt For For
1.4 ELECTION OF DIRECTOR: ALEX W. (PETE) HART Mgmt For For
1.5 ELECTION OF DIRECTOR: ROBERT B. HENSKE Mgmt For For
1.6 ELECTION OF DIRECTOR: EITAN RAFF Mgmt For For
1.7 ELECTION OF DIRECTOR: JONATHAN I. SCHWARTZ Mgmt For For
1.8 ELECTION OF DIRECTOR: JANE J. THOMPSON Mgmt For For
2. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE VERIFONE 2006 EQUITY INCENTIVE PLAN
TO, AMONG OTHER THINGS, INCREASE THE NUMBER
OF SHARES OF COMMON STOCK THAT MAY BE
ISSUED THEREUNDER AND PROVIDE A MAXIMUM
ANNUAL LIMIT ON NON-EMPLOYEE DIRECTOR
COMPENSATION.
3. AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES TO APPROVE THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
5. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS ...(DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
VERINT SYSTEMS INC. Agenda Number: 934623364
--------------------------------------------------------------------------------------------------------------------------
Security: 92343X100
Meeting Type: Annual
Meeting Date: 22-Jun-2017
Ticker: VRNT
ISIN: US92343X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAN BODNER Mgmt For For
VICTOR DEMARINES Mgmt For For
JOHN EGAN Mgmt Withheld Against
PENELOPE HERSCHER Mgmt For For
WILLIAM KURTZ Mgmt For For
RICHARD NOTTENBURG Mgmt Withheld Against
HOWARD SAFIR Mgmt Withheld Against
EARL SHANKS Mgmt Withheld Against
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING JANUARY 31,
2018.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt Against Against
BASIS, THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
4. TO RECOMMEND, ON A NON-BINDING, ADVISORY Mgmt 1 Year For
BASIS, WHETHER FUTURE STOCKHOLDER VOTES TO
APPROVE THE COMPENSATION OF THE NAMED
EXECUTIVE SHOULD OCCUR EVERY ONE, TWO, OR
THREE YEARS.
5. TO APPROVE THE VERINT SYSTEMS INC. AMENDED Mgmt For For
AND RESTATED 2015 LONG-TERM STOCK INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
VITAMIN SHOPPE, INC. Agenda Number: 934603665
--------------------------------------------------------------------------------------------------------------------------
Security: 92849E101
Meeting Type: Annual
Meeting Date: 07-Jun-2017
Ticker: VSI
ISIN: US92849E1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: B. MICHAEL BECKER Mgmt For For
02 ELECTION OF DIRECTOR: JOHN D. BOWLIN Mgmt For For
03 ELECTION OF DIRECTOR: DEBORAH M. DERBY Mgmt For For
04 ELECTION OF DIRECTOR: TRACY DOLGIN Mgmt For For
05 ELECTION OF DIRECTOR: DAVID H. EDWAB Mgmt For For
06 ELECTION OF DIRECTOR: GUILLERMO MARMOL Mgmt For For
07 ELECTION OF DIRECTOR: BETH M. PRITCHARD Mgmt For For
08 ELECTION OF DIRECTOR: TIMOTHY THERIAULT Mgmt For For
09 ELECTION OF DIRECTOR: ALEXANDER W. SMITH Mgmt For For
10 ELECTION OF DIRECTOR: COLIN WATTS Mgmt For For
2. ADVISORY AND NON-BINDING VOTE TO APPROVE Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
3. ADVISORY AND NON-BINDING VOTE ON FREQUENCY Mgmt 1 Year For
OF VOTE REGARDING NAMED EXECUTIVE OFFICER
COMPENSATION.
4. AMENDMENT AND RESTATEMENT OF THE 2009 Mgmt For For
EQUITY INCENTIVE PLAN AND 162(M)
PERFORMANCE GOALS.
5. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
WADDELL & REED FINANCIAL, INC. Agenda Number: 934544075
--------------------------------------------------------------------------------------------------------------------------
Security: 930059100
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: WDR
ISIN: US9300591008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SHARILYN S. GASAWAY Mgmt For For
ALAN W. KOSLOFF Mgmt For For
JERRY W. WALTON Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR 2017.
--------------------------------------------------------------------------------------------------------------------------
WHITE MOUNTAINS INSURANCE GROUP, LTD. Agenda Number: 934621675
--------------------------------------------------------------------------------------------------------------------------
Security: G9618E107
Meeting Type: Annual
Meeting Date: 25-May-2017
Ticker: WTM
ISIN: BMG9618E1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS II DIRECTOR TO A TERM Mgmt For For
ENDING IN 2020: YVES BROUILLETTE
1B. ELECTION OF CLASS II DIRECTOR TO A TERM Mgmt For For
ENDING IN 2020: G. MANNING ROUNTREE
2A. ELECTION OF DIRECTOR OF HG RE LTD: KEVIN Mgmt For For
PEARSON
2B. ELECTION OF DIRECTOR OF HG RE LTD: JENNIFER Mgmt For For
PITTS
2C. ELECTION OF DIRECTOR OF HG RE LTD: Mgmt For For
CHRISTINE REPASY
2D. ELECTION OF DIRECTOR OF HG RE LTD: JOHN Mgmt For For
SINKUS
3A. ELECTION OF DIRECTOR FOR ANY NEW NON-UNITED Mgmt For For
STATES OPERATING SUBSIDIARY OF WTM: REID
CAMPBELL
3B. ELECTION OF DIRECTOR FOR ANY NEW NON-UNITED Mgmt For For
STATES OPERATING SUBSIDIARY OF WTM: KEVIN
PEARSON
3C. ELECTION OF DIRECTOR FOR ANY NEW NON-UNITED Mgmt For For
STATES OPERATING SUBSIDIARY OF WTM:
JENNIFER PITTS
3D. ELECTION OF DIRECTOR FOR ANY NEW NON-UNITED Mgmt For For
STATES OPERATING SUBSIDIARY OF WTM: G.
MANNING ROUNTREE
4A. ELECTION OF DIRECTOR OF SPLIT ROCK Mgmt For For
INSURANCE, LTD: CHRISTOPHER GARROD
4B. ELECTION OF DIRECTOR OF SPLIT ROCK Mgmt For For
INSURANCE, LTD: SARAH KOLAR
4C. ELECTION OF DIRECTOR OF SPLIT ROCK Mgmt For For
INSURANCE, LTD: KEVIN PEARSON
4D. ELECTION OF DIRECTOR OF SPLIT ROCK Mgmt For For
INSURANCE, LTD: JOHN TREACY
5A. ELECTION OF DIRECTOR OF GRAND MARAIS Mgmt For For
CAPITAL LIMITED: SARAH KOLAR
5B. ELECTION OF DIRECTOR OF GRAND MARAIS Mgmt For For
CAPITAL LIMITED: JONAH PFEFFER
5C. ELECTION OF DIRECTOR OF GRAND MARAIS Mgmt For For
CAPITAL LIMITED: DAVINIA SMITH
6A. ELECTION OF DIRECTOR FOR ANY NEW NON-UNITED Mgmt For For
STATES OPERATING SUBSIDIARY OF ONEBEACON:
SARAH KOLAR
6B. ELECTION OF DIRECTOR FOR ANY NEW NON-UNITED Mgmt For For
STATES OPERATING SUBSIDIARY OF ONEBEACON:
PAUL MCDONOUGH
6C. ELECTION OF DIRECTOR FOR ANY NEW NON-UNITED Mgmt For For
STATES OPERATING SUBSIDIARY OF ONEBEACON:
KEVIN PEARSON
6D. ELECTION OF DIRECTOR FOR ANY NEW NON-UNITED Mgmt For For
STATES OPERATING SUBSIDIARY OF ONEBEACON:
JOHN TREACY
7. APPROVAL OF THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
8. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
9. APPROVAL OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP ("PWC") AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
WPX ENERGY, INC. Agenda Number: 934566918
--------------------------------------------------------------------------------------------------------------------------
Security: 98212B103
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: WPX
ISIN: US98212B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN A. CARRIG Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM R. GRANBERRY Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT K. HERDMAN Mgmt For For
1D. ELECTION OF DIRECTOR: KELT KINDICK Mgmt For For
1E. ELECTION OF DIRECTOR: KARL F. KURZ Mgmt For For
1F. ELECTION OF DIRECTOR: HENRY E. LENTZ Mgmt For For
1G. ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM G. LOWRIE Mgmt For For
1I. ELECTION OF DIRECTOR: KIMBERLY S. LUBEL Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD E. MUNCRIEF Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID F. WORK Mgmt For For
2. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
WYNDHAM WORLDWIDE CORPORATION Agenda Number: 934554874
--------------------------------------------------------------------------------------------------------------------------
Security: 98310W108
Meeting Type: Annual
Meeting Date: 09-May-2017
Ticker: WYN
ISIN: US98310W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MYRA J. BIBLOWIT Mgmt For For
LOUISE F. BRADY Mgmt For For
JAMES E. BUCKMAN Mgmt For For
GEORGE HERRERA Mgmt For For
STEPHEN P. HOLMES Mgmt For For
BRIAN M. MULRONEY Mgmt For For
PAULINE D.E. RICHARDS Mgmt For For
MICHAEL H. WARGOTZ Mgmt For For
2. TO VOTE ON AN ADVISORY RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION
3. TO VOTE ON AN ADVISORY RESOLUTION ON THE Mgmt 1 Year For
FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE
COMPENSATION
4. TO VOTE ON A PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF DELOITTE & TOUCHE LLP TO
SERVE AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017
5. TO VOTE ON A SHAREHOLDER PROPOSAL REGARDING Shr For Against
POLITICAL CONTRIBUTIONS DISCLOSURE IF
PROPERLY PRESENTED AT THE MEETING
--------------------------------------------------------------------------------------------------------------------------
ZEBRA TECHNOLOGIES CORPORATION Agenda Number: 934605431
--------------------------------------------------------------------------------------------------------------------------
Security: 989207105
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: ZBRA
ISIN: US9892071054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANDERS GUSTAFSSON Mgmt For For
ANDREW K. LUDWICK Mgmt For For
JANICE M. ROBERTS Mgmt For For
2. PROPOSAL TO APPROVE, BY NON-BINDING VOTE, Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
3. PROPOSAL TO APPROVE, VOTE ON FREQUENCY OF Mgmt 1 Year For
HOLDING ADVISORY VOTE TO APPROVE
COMPENSATION OF NAMED OFFICERS.
4. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR 2017.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Undiscovered Managers Funds
By (Signature) /s/ Brian S. Shlissel
Name Brian S. Shlissel
Title President
Date 08/31/2017