UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-09395
NAME OF REGISTRANT: Third Avenue Variable Series
Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 622 Third Avenue
New York, NY 10017
NAME AND ADDRESS OF AGENT FOR SERVICE: W. James Hall III
622 Third Avenue
New York, NY 10017
REGISTRANT'S TELEPHONE NUMBER: 212-888-5222
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2017 - 06/30/2018
Third Ave Value Portfolio
--------------------------------------------------------------------------------------------------------------------------
ALLEGHANY CORPORATION Agenda Number: 934748332
--------------------------------------------------------------------------------------------------------------------------
Security: 017175100
Meeting Type: Annual
Meeting Date: 27-Apr-2018
Ticker: Y
ISIN: US0171751003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: William K. Lavin Mgmt For For
1b. Election of Director: Phillip M. Martineau Mgmt For For
1c. Election of Director: Raymond L.M. Wong Mgmt For For
2. Ratification of selection of Ernst & Young Mgmt For For
LLP as Alleghany Corporation's independent
registered public accounting firm for
fiscal 2018.
3. Advisory vote to approve the compensation Mgmt For For
of the named executive officers of
Alleghany Corporation.
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AVNET,INC. Agenda Number: 934680249
--------------------------------------------------------------------------------------------------------------------------
Security: 053807103
Meeting Type: Annual
Meeting Date: 09-Nov-2017
Ticker: AVT
ISIN: US0538071038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RODNEY C. ADKINS Mgmt No vote
1B. ELECTION OF DIRECTOR: WILLIAM J. AMELIO Mgmt No vote
1C. ELECTION OF DIRECTOR: J. VERONICA BIGGINS Mgmt No vote
1D. ELECTION OF DIRECTOR: MICHAEL A. BRADLEY Mgmt No vote
1E. ELECTION OF DIRECTOR: R. KERRY CLARK Mgmt No vote
1F. ELECTION OF DIRECTOR: JAMES A. LAWRENCE Mgmt No vote
1G. ELECTION OF DIRECTOR: AVID MODJTABAI Mgmt No vote
1H. ELECTION OF DIRECTOR: WILLIAM H. SCHUMANN Mgmt No vote
III
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt No vote
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
4. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt No vote
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2018.
--------------------------------------------------------------------------------------------------------------------------
BAYERISCHE MOTOREN WERKE AG Agenda Number: 709095726
--------------------------------------------------------------------------------------------------------------------------
Security: D12096109
Meeting Type: AGM
Meeting Date: 17-May-2018
Ticker:
ISIN: DE0005190003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORT FOR THE 2017 FINANCIAL
YEAR WITH THE REPORT OF THE SUPERVISORY
BOARD, THE GROUP FINANCIAL STATEMENTS, THE
GROUP ANNUAL REPORT, AND THE REPORT
PURSUANT TO SECTIONS 289A(1) AND 315A(1) OF
THE GERMAN COMMERCIAL CODE
2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
DISTRIBUTABLE PROFIT: THE DISTRIBUTABLE
PROFIT OF EUR 2,629,540,229.80 SHALL BE
APPROPRIATED AS FOLLOWS: PAYMENT OF A
DIVIDEND OF EUR 4.02 PER PREFERRED SHARE
AND EUR 4 PER ORDINARY SHARE EX-DIVIDEND
DATE: MAY 18, 2018 PAYABLE DATE: MAY 22,
2018
3 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS
4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD
5 APPOINTMENT OF AUDITORS FOR THE 2018 Mgmt For For
FINANCIAL YEAR: KPMG AG, BERLIN
6.1 ELECTION TO THE SUPERVISORY BOARD: KURT Mgmt For For
BOCK
6.2 ELECTION TO THE SUPERVISORY BOARD: REINHARD Mgmt For For
HUETTL
6.3 ELECTION TO THE SUPERVISORY BOARD: Mgmt For For
KARL-LUDWIG KLEY
6.4 ELECTION TO THE SUPERVISORY BOARD: RENATE Mgmt For For
KOECHER
7 RESOLUTION ON THE APPROVAL OF THE Mgmt For For
COMPENSATION SYSTEM FOR THE MEMBERS OF THE
BOARD OF MDS THE COMPENSATION SYSTEM FOR
THE MEMBERS OF THE BOARD OF MDS SHALL BE
APPROVED
--------------------------------------------------------------------------------------------------------------------------
BORR DRILLING LIMITED Agenda Number: 709100591
--------------------------------------------------------------------------------------------------------------------------
Security: G1466R108
Meeting Type: SGM
Meeting Date: 05-Apr-2018
Ticker:
ISIN: BMG1466R1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO INCREASE THE AUTHORISED SHARE CAPITAL OF Mgmt For For
THE COMPANY OF USD 5,250,000 DIVIDEND INTO
525,000,000 ORDINARY SHARES OF PAR VALUE
USD 0.01 EACH BY THE CREATION OF
100,000,000 ORDINARY SHARES IN THE COMPANY,
SUCH THAT THE AUTHORISED SHARE CAPITAL OF
THE COMPANY WILL THEN BE USD 6,250,000
COMPROMISED OF 625,000,000 ORDINARY SHARES
OF PAR VALUE USD 0.01 EACH
--------------------------------------------------------------------------------------------------------------------------
BRILLIANCE CHINA AUTOMOTIVE HOLDINGS LIMITED Agenda Number: 709344636
--------------------------------------------------------------------------------------------------------------------------
Security: G1368B102
Meeting Type: AGM
Meeting Date: 22-Jun-2018
Ticker:
ISIN: BMG1368B1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
REPORTS OF DIRECTORS AND AUDITORS OF THE
COMPANY FOR THE YEAR ENDED 31ST DECEMBER,
2017
2.A TO RE-ELECT MR. WU XIAO AN (ALSO KNOWN AS Mgmt For For
MR. NG SIU ON) AS EXECUTIVE DIRECTOR
2.B TO RE-ELECT MR. QI YUMIN AS EXECUTIVE Mgmt For For
DIRECTOR
2.C TO RE-ELECT MR. XU BINGJIN AS INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
2.D TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF THE DIRECTORS
3 TO RE-APPOINT GRANT THORNTON HONG KONG Mgmt For For
LIMITED AS AUDITORS AND TO AUTHORISE THE
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
4.A TO GRANT A GENERAL AND UNCONDITIONAL Mgmt Against Against
MANDATE TO THE DIRECTORS TO ALLOT, ISSUE
AND OTHERWISE DEAL WITH NEW SHARES OF THE
COMPANY NOT EXCEEDING 20 PERCENT OF THE
NUMBER OF SHARES OF THE COMPANY IN ISSUE AS
AT THE DATE OF PASSING OF THIS RESOLUTION
4.B TO GRANT A GENERAL AND UNCONDITIONAL Mgmt For For
MANDATE TO THE DIRECTORS TO REPURCHASE THE
COMPANY'S OWN SHARES NOT EXCEEDING 10
PERCENT OF THE NUMBER OF SHARES OF THE
COMPANY IN ISSUE AS AT THE DATE OF PASSING
OF THIS RESOLUTION
4.C THAT SUBJECT TO THE PASSING OF RESOLUTIONS Mgmt For For
NUMBERED 4(A) AND 4(B), THE NUMBER OF
SHARES OF THE COMPANY WHICH ARE TO BE
PURCHASED BY THE COMPANY PURSUANT TO THE
AUTHORITY GRANTED TO THE DIRECTORS OF THE
COMPANY MENTIONED IN RESOLUTION NUMBERED
4(B) SHALL BE ADDED TO THE NUMBER OF SHARES
OF THE COMPANY THAT MAY BE ALLOTTED OR
AGREED CONDITIONALLY OR UNCONDITIONALLY TO
BE ALLOTTED BY THE DIRECTORS OF THE COMPANY
PURSUANT TO RESOLUTION NUMBERED 4(A) ABOVE,
PROVIDED THAT SUCH AMOUNT SHALL NOT EXCEED
10 PERCENT OF THE NUMBER OF SHARES OF THE
COMPANY IN ISSUE AS AT THE DATE OF PASSING
OF THIS RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
BROOKDALE SENIOR LIVING INC. Agenda Number: 934666984
--------------------------------------------------------------------------------------------------------------------------
Security: 112463104
Meeting Type: Annual
Meeting Date: 25-Sep-2017
Ticker: BKD
ISIN: US1124631045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: FRANK M. BUMSTEAD Mgmt For For
1B ELECTION OF DIRECTOR: DANIEL A. DECKER Mgmt For For
1C ELECTION OF DIRECTOR: T. ANDREW SMITH Mgmt For For
2 RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE 2017 FISCAL
YEAR.
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES TO APPROVE NAMED EXECUTIVE
OFFICER COMPENSATION.
5 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
BROOKDALE SENIOR LIVING INC. 2014 OMNIBUS
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
BROOKFIELD ASSET MANAGEMENT INC. Agenda Number: 934827380
--------------------------------------------------------------------------------------------------------------------------
Security: 112585104
Meeting Type: Annual and Special
Meeting Date: 15-Jun-2018
Ticker: BAM
ISIN: CA1125851040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
M. Elyse Allan Mgmt For For
Angela F. Braly Mgmt For For
Murilo Ferreira Mgmt For For
Frank J. McKenna Mgmt For For
Rafael Miranda Mgmt For For
Youssef A. Nasr Mgmt For For
Seek Ngee Huat Mgmt For For
Diana L. Taylor Mgmt For For
2 The appointment of Deloitte LLP as external Mgmt For For
auditor and authorizing the directors to
set its remuneration.
3 The Say on Pay Resolution set out in the Mgmt For For
Corporation's Management Information
Circular dated May 1, 2018.
4 The Plan Amendment Resolution. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CAPSTONE MINING CORP. Agenda Number: 934744663
--------------------------------------------------------------------------------------------------------------------------
Security: 14068G104
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: CSFFF
ISIN: CA14068G1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at eight. Mgmt For For
2 DIRECTOR
George L. Brack Mgmt For For
Robert J. Gallagher Mgmt For For
Jill V. Gardiner Mgmt For For
Kalidas Madhavpeddi Mgmt For For
Yong Jun Park Mgmt For For
Dale C. Peniuk Mgmt For For
Darren M. Pylot Mgmt For For
Richard N. Zimmer Mgmt For For
3 Appointment of Deloitte LLP as Auditors of Mgmt For For
the Corporation for the ensuing year and
authorizing the Directors to fix their
remuneration.
4 Ratify and approve the amendments to the Mgmt For For
Advance Notice Policy approved by the Board
on February 14, 2018.
5 Pass an advisory vote on Capstone's Mgmt Against Against
approach to executive compensation ("Say on
Pay").
--------------------------------------------------------------------------------------------------------------------------
CAVCO INDUSTRIES, INC. Agenda Number: 934651628
--------------------------------------------------------------------------------------------------------------------------
Security: 149568107
Meeting Type: Annual
Meeting Date: 18-Jul-2017
Ticker: CVCO
ISIN: US1495681074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM C. BOOR Mgmt For For
JOSEPH H. STEGMAYER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITOR FOR FISCAL 2018: RSM.
3. PROPOSAL TO APPROVE THE ADVISORY Mgmt For For
(NON-BINDING) RESOLUTION RELATING TO
EXECUTIVE COMPENSATION.
4. PROPOSAL TO APPROVE THE ADVISORY Mgmt 1 Year For
(NON-BINDING) RESOLUTION RELATING TO THE
FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE
OFFICERS' COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CK ASSET HOLDINGS LIMITED Agenda Number: 709179332
--------------------------------------------------------------------------------------------------------------------------
Security: G2177B101
Meeting Type: AGM
Meeting Date: 10-May-2018
Ticker:
ISIN: KYG2177B1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE AUDITED FINANCIAL Mgmt For For
STATEMENTS, THE REPORT OF THE DIRECTORS AND
THE INDEPENDENT AUDITOR'S REPORT FOR THE
YEAR ENDED 31 DECEMBER 2017
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.1 TO ELECT MR. IP TAK CHUEN, EDMOND AS Mgmt For For
DIRECTOR
3.2 TO ELECT MR. CHIU KWOK HUNG, JUSTIN AS Mgmt For For
DIRECTOR
3.3 TO ELECT MR. CHOW WAI KAM AS DIRECTOR Mgmt For For
3.4 TO ELECT MR. CHOW NIN MOW, ALBERT AS Mgmt For For
DIRECTOR
3.5 TO ELECT MS. HUNG SIU-LIN, KATHERINE AS Mgmt For For
DIRECTOR
4 TO APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU Mgmt For For
AS AUDITOR AND AUTHORISE THE DIRECTORS TO
FIX THEIR REMUNERATION
5.1 ORDINARY RESOLUTION NO. 5(1) OF THE NOTICE Mgmt For For
OF ANNUAL GENERAL MEETING (TO GIVE A
GENERAL MANDATE TO THE DIRECTORS TO ISSUE
ADDITIONAL SHARES OF THE COMPANY)
5.2 ORDINARY RESOLUTION NO. 5(2) OF THE NOTICE Mgmt For For
OF ANNUAL GENERAL MEETING (TO GIVE A
GENERAL MANDATE TO THE DIRECTORS TO BUY
BACK SHARES OF THE COMPANY)
5.3 ORDINARY RESOLUTION NO. 5(3) OF THE NOTICE Mgmt For For
OF ANNUAL GENERAL MEETING (TO EXTEND THE
GENERAL MANDATE GRANTED TO THE DIRECTORS
PURSUANT TO ORDINARY RESOLUTION NO. 5(1) TO
ISSUE ADDITIONAL SHARES OF THE COMPANY)
--------------------------------------------------------------------------------------------------------------------------
CK HUTCHISON HOLDINGS LIMITED Agenda Number: 709179344
--------------------------------------------------------------------------------------------------------------------------
Security: G21765105
Meeting Type: AGM
Meeting Date: 10-May-2018
Ticker:
ISIN: KYG217651051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO CONSIDER AND ADOPT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS, THE REPORTS OF THE DIRECTORS
AND THE INDEPENDENT AUDITOR FOR THE YEAR
ENDED 31 DECEMBER 2017
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.A TO RE-ELECT MR FOK KIN NING, CANNING AS Mgmt For For
DIRECTOR
3.B TO RE-ELECT MR IP TAK CHUEN, EDMOND AS Mgmt For For
DIRECTOR
3.C TO RE-ELECT MR LAI KAI MING, DOMINIC AS Mgmt For For
DIRECTOR
3.D TO RE-ELECT MR LEE YEH KWONG, CHARLES AS Mgmt For For
DIRECTOR
3.E TO RE-ELECT MR LEUNG SIU HON AS DIRECTOR Mgmt For For
3.F TO RE-ELECT MR KWOK TUN-LI, STANLEY AS Mgmt For For
DIRECTOR
3.G TO RE-ELECT DR WONG YICK-MING, ROSANNA AS Mgmt For For
DIRECTOR
4 APPROVE PRICEWATERHOUSECOOPERS AS AUDITORS Mgmt For For
AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
5.1 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE, ALLOT AND DISPOSE OF ADDITIONAL
SHARES
5.2 TO APPROVE THE REPURCHASE BY THE COMPANY OF Mgmt For For
ITS OWN SHARES
5.3 TO EXTEND THE GENERAL MANDATE IN ORDINARY Mgmt For For
RESOLUTION NO. 5(1) TO ISSUE, ALLOT AND
DISPOSE OF ADDITIONAL SHARES
--------------------------------------------------------------------------------------------------------------------------
COMERICA INCORPORATED Agenda Number: 934736995
--------------------------------------------------------------------------------------------------------------------------
Security: 200340107
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: CMA
ISIN: US2003401070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Ralph W. Babb, Jr. Mgmt For For
1b. Election of Director: Michael E. Collins Mgmt For For
1c. Election of Director: Roger A. Cregg Mgmt For For
1d. Election of Director: T. Kevin DeNicola Mgmt For For
1e. Election of Director: Jacqueline P. Kane Mgmt For For
1f. Election of Director: Richard G. Lindner Mgmt For For
1g. Election of Director: Barbara R. Smith Mgmt For For
1h. Election of Director: Robert S. Taubman Mgmt For For
1i. Election of Director: Reginald M. Turner, Mgmt For For
Jr.
1j. Election of Director: Nina G. Vaca Mgmt For For
1k. Election of Director: Michael G. Van de Ven Mgmt For For
2. Ratification of the Appointment of Ernst & Mgmt For For
Young LLP as Independent Registered Public
Accounting Firm
3. Approval of a Non-Binding, Advisory Mgmt For For
Proposal Approving Executive Compensation
4. Approval of the Comerica Incorporated 2018 Mgmt For For
Long-Term Incentive Plan
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 934736678
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Janet F. Clark Mgmt No vote
1b. Election of Director: Charles R. Crisp Mgmt No vote
1c. Election of Director: Robert P. Daniels Mgmt No vote
1d. Election of Director: James C. Day Mgmt No vote
1e. Election of Director: C. Christopher Gaut Mgmt No vote
1f. Election of Director: Donald F. Textor Mgmt No vote
1g. Election of Director: William R. Thomas Mgmt No vote
1h. Election of Director: Frank G. Wisner Mgmt No vote
2. To ratify the appointment of Deloitte & Mgmt No vote
Touche LLP, as auditors for the year ending
December 31, 2018.
3. To approve an amendment and restatement of Mgmt No vote
the EOG Resources, Inc. Employee Stock
Purchase Plan to (i) increase the number of
shares of Common Stock available for
purchase under the plan, (ii) extend the
term of the plan and (iii) effect certain
other changes.
4. To approve, by non-binding vote, the Mgmt No vote
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
FOREST CITY REALTY TRUST, INC. Agenda Number: 934832660
--------------------------------------------------------------------------------------------------------------------------
Security: 345605109
Meeting Type: Annual
Meeting Date: 26-Jun-2018
Ticker: FCEA
ISIN: US3456051099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Z. Jamie Behar Mgmt For For
Michelle Felman Mgmt For For
Jerome J. Lande Mgmt For For
David J. LaRue Mgmt For For
Adam S. Metz Mgmt For For
Gavin T. Molinelli Mgmt For For
Marran H. Ogilvie Mgmt For For
Mark S. Ordan Mgmt For For
James A. Ratner Mgmt For For
William R. Roberts Mgmt For For
Robert A. Schriesheim Mgmt For For
2. The approval (on an advisory, non-binding Mgmt For For
basis) of the compensation of the Company's
Named Executive Officers.
3. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the Company for the year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
HENDERSON LAND DEVELOPMENT COMPANY LIMITED Agenda Number: 709338001
--------------------------------------------------------------------------------------------------------------------------
Security: Y31476107
Meeting Type: AGM
Meeting Date: 01-Jun-2018
Ticker:
ISIN: HK0012000102
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31
DECEMBER 2017
2 TO DECLARE A FINAL DIVIDEND: THE BOARD Mgmt For For
RECOMMENDS THE PAYMENT OF A FINAL DIVIDEND
OF HKD 1.23 PER SHARE TO SHAREHOLDERS WHOSE
NAMES APPEAR ON THE REGISTER OF MEMBERS OF
THE COMPANY ON MONDAY, 11 JUNE 2018, AND
SUCH FINAL DIVIDEND WILL NOT BE SUBJECT TO
ANY WITHHOLDING TAX IN HONG KONG. INCLUDING
THE INTERIM DIVIDEND OF HKD 0.48 PER SHARE
ALREADY PAID, THE TOTAL DIVIDEND FOR THE
YEAR ENDED 31 DECEMBER 2017 WILL AMOUNT TO
HKD 1.71 PER SHARE (2016: HKD 1.55 PER
SHARE)
3.I TO RE-ELECT DR LEE SHAU KEE AS DIRECTOR Mgmt For For
3.II TO RE-ELECT DR LAM KO YIN, COLIN AS Mgmt For For
DIRECTOR
3.III TO RE-ELECT MR YIP YING CHEE, JOHN AS Mgmt For For
DIRECTOR
3.IV TO RE-ELECT MR WOO KA BIU, JACKSON AS Mgmt For For
DIRECTOR
3.V TO RE-ELECT MR LEUNG HAY MAN AS DIRECTOR Mgmt For For
3.VI TO RE-ELECT PROFESSOR POON CHUNG KWONG AS Mgmt For For
DIRECTOR
4 TO RE-APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
DIRECTORS TO FIX THE AUDITOR'S
REMUNERATION: KPMG
5.A TO APPROVE THE ISSUE OF BONUS SHARES Mgmt For For
5.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES
5.C TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT NEW SHARES
5.D TO AUTHORISE THE DIRECTORS TO ALLOT NEW Mgmt For For
SHARES EQUAL TO THE TOTAL NUMBER OF SHARES
BOUGHT BACK BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
INTERFOR CORPORATION Agenda Number: 934756175
--------------------------------------------------------------------------------------------------------------------------
Security: 45868C109
Meeting Type: Annual
Meeting Date: 03-May-2018
Ticker: IFSPF
ISIN: CA45868C1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 BE IT RESOLVED THAT under Article 11.1 of Mgmt For For
the Articles of the Company, the number of
directors of the Company be set at nine.
2 DIRECTOR
DUNCAN K. DAVIES Mgmt For For
JEANE L. HULL Mgmt For For
GORDON H. MACDOUGALL Mgmt For For
J. EDDIE MCMILLAN Mgmt For For
THOMAS V. MILROY Mgmt For For
GILLIAN L. PLATT Mgmt For For
LAWRENCE SAUDER Mgmt For For
CURTIS M. STEVENS Mgmt For For
DOUGLAS W.G. WHITEHEAD Mgmt For For
3 BE IT RESOLVED THAT KPMG LLP be appointed Mgmt For For
as auditor of the Company to hold office
until the conclusion of the next annual
general meeting at a remuneration to be set
by the Board of Directors of the Company.
4 BE IT RESOLVED THAT, on an advisory basis Mgmt For For
only and not to diminish the role and
responsibilities of the Board of Directors,
the shareholders accept the approach to
executive compensation disclosed in the
management information circular of the
Company dated March 16, 2018 delivered in
connection with the 2018 annual general
meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
INVESTOR AB Agenda Number: 709148717
--------------------------------------------------------------------------------------------------------------------------
Security: W48102128
Meeting Type: AGM
Meeting Date: 08-May-2018
Ticker:
ISIN: SE0000107419
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ELECTION OF THE CHAIR OF THE MEETING: AXEL Non-Voting
CALISSENDORFF
2 DRAWING UP AND APPROVAL OF THE VOTING LIST Non-Voting
3 APPROVAL OF THE AGENDA Non-Voting
4 ELECTION OF ONE OR TWO PERSONS TO ATTEST TO Non-Voting
THE ACCURACY OF THE MINUTES
5 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
6 PRESENTATION OF THE PARENT COMPANY'S ANNUAL Non-Voting
REPORT AND THE AUDITORS' REPORT, AS WELL AS
OF THE CONSOLIDATED FINANCIAL STATEMENTS
AND THE AUDITORS' REPORT FOR THE INVESTOR
GROUP
7 THE PRESIDENT'S ADDRESS Non-Voting
8 REPORT ON THE WORK OF THE BOARD OF Non-Voting
DIRECTORS AND OF THE BOARD COMMITTEES
9 RESOLUTIONS REGARDING ADOPTION OF THE Mgmt For For
INCOME STATEMENT AND THE BALANCE SHEET FOR
THE PARENT COMPANY, AS WELL AS OF THE
CONSOLIDATED INCOME STATEMENT AND THE
CONSOLIDATED BALANCE SHEET FOR THE INVESTOR
GROUP
10 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE PRESIDENT
11 RESOLUTION REGARDING DISPOSITION OF Mgmt For For
INVESTOR'S EARNINGS IN ACCORDANCE WITH THE
APPROVED BALANCE SHEET AND DETERMINATION OF
RECORD DATE FOR DIVIDENDS: SEK 12.00 PER
SHARE
12A DECISION ON: THE NUMBER OF MEMBERS AND Mgmt For For
DEPUTY MEMBERS OF THE BOARD OF DIRECTORS
WHO SHALL BE APPOINTED BY THE MEETING:
ELEVEN MEMBERS OF THE BOARD OF DIRECTORS
AND NO DEPUTY MEMBERS OF THE BOARD OF
DIRECTORS
12B DECISION ON: THE NUMBER OF AUDITORS AND Mgmt For For
DEPUTY AUDITORS WHO SHALL BE APPOINTED BY
THE MEETING: 1 REGISTERED AUDITING COMPANY
13A DECISIONS ON: THE COMPENSATION THAT SHALL Mgmt For For
BE PAID TO THE BOARD OF DIRECTORS
13B DECISIONS ON: THE COMPENSATION THAT SHALL Mgmt For For
BE PAID TO THE AUDITORS
14A RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: JOSEF ACKERMANN
14B RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: GUNNAR BROCK
14C RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: JOHAN FORSSELL
14D RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MAGDALENA GERGER
14E RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: TOM JOHNSTONE, CBE
14F RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: GRACE REKSTEN SKAUGEN
14G RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: HANS STRABERG
14H RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: LENA TRESCHOW TORELL
14I RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: JACOB WALLENBERG
14J RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MARCUS WALLENBERG
14K RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: SARA OHRVALL
15 ELECTION OF CHAIR OF THE BOARD OF Mgmt For For
DIRECTORS. PROPOSAL FROM THE NOMINATION
COMMITTEE: JACOB WALLENBERG IS PROPOSED TO
BE RE-ELECTED AS CHAIR OF THE BOARD OF
DIRECTORS
16 ELECTION OF AUDITORS AND DEPUTY AUDITORS: Mgmt For For
DELOITTE AB
17A PROPOSALS FOR RESOLUTION ON: GUIDELINES FOR Mgmt For For
SALARY AND ON OTHER REMUNERATION FOR THE
PRESIDENT AND OTHER MEMBERS OF THE EXTENDED
MANAGEMENT GROUP
17B PROPOSALS FOR RESOLUTION ON: A LONG-TERM Mgmt For For
VARIABLE REMUNERATION PROGRAM FOR EMPLOYEES
WITHIN INVESTOR, EXCLUDING PATRICIA
INDUSTRIES
17C PROPOSALS FOR RESOLUTION ON: A LONG-TERM Mgmt For For
VARIABLE REMUNERATION PROGRAM FOR EMPLOYEES
WITHIN PATRICIA INDUSTRIES
18A PROPOSALS FOR RESOLUTION ON: PURCHASE AND Mgmt For For
TRANSFER OF OWN SHARES IN ORDER TO GIVE THE
BOARD OF DIRECTORS WIDER FREEDOM OF ACTION
IN THE WORK WITH THE COMPANY'S CAPITAL
STRUCTURE, IN ORDER TO ENABLE TRANSFER OF
OWN SHARES ACCORDING TO 18B, AND IN ORDER
TO SECURE THE COSTS CONNECTED TO THE
LONG-TERM VARIABLE REMUNERATION PROGRAM
ACCORDING TO 17B AND THE ALLOCATION OF
SYNTHETIC SHARES AS PART OF THE
REMUNERATION TO THE BOARD OF DIRECTORS
18B PROPOSALS FOR RESOLUTION ON: TRANSFER OF Mgmt For For
OWN SHARES IN ORDER TO ENABLE THE COMPANY
TO TRANSFER OWN SHARES TO EMPLOYEES WHO
PARTICIPATE IN THE LONG-TERM VARIABLE
REMUNERATION PROGRAM 2018 ACCORDING TO 17B
19 CONCLUSION OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
JOHNSON CONTROLS INTERNATIONAL PLC Agenda Number: 934721211
--------------------------------------------------------------------------------------------------------------------------
Security: G51502105
Meeting Type: Annual
Meeting Date: 07-Mar-2018
Ticker: JCI
ISIN: IE00BY7QL619
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Michael E. Daniels Mgmt No vote
1B. Election of director: W. Roy Dunbar Mgmt No vote
1C. Election of director: Brian Duperreault Mgmt No vote
1D. Election of director: Gretchen R. Haggerty Mgmt No vote
1E. Election of director: Simone Menne Mgmt No vote
1F. Election of director: George R. Oliver Mgmt No vote
1G. Election of director: Juan Pablo del Valle Mgmt No vote
Perochena
1H. Election of director: Jurgen Tinggren Mgmt No vote
1I. Election of director: Mark Vergnano Mgmt No vote
1J. Election of director: R. David Yost Mgmt No vote
1K. Election of director: John D. Young Mgmt No vote
2.A To ratify the appointment of Mgmt No vote
PricewaterhouseCoopers LLP as the
independent auditors of the Company.
2.B To authorize the Audit Committee of the Mgmt No vote
Board of Directors to set the auditors'
remuneration.
3. To authorize the Company and/or any Mgmt No vote
subsidiary of the Company to make market
purchases of Company shares.
4. To determine the price range at which the Mgmt No vote
Company can re-allot shares that it holds
as treasury shares (Special Resolution).
5. To approve, in a non-binding advisory vote, Mgmt No vote
the compensation of the named executive
officers.
6. To approve the Directors' authority to Mgmt No vote
allot shares up to approximately 33% of
issued share capital.
7. To approve the waiver of statutory Mgmt No vote
pre-emption rights with respect to up to 5%
of issued share capital (Special
Resolution).
8.A To approve the reduction of Company capital Mgmt No vote
(Special Resolution).
8.B To approve a clarifying amendment to the Mgmt No vote
Company's Articles of Association to
facilitate the capital reduction (Special
Resolution).
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 934749980
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Annual
Meeting Date: 10-May-2018
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Bruce D. Broussard Mgmt For For
1b. Election of Director: Charles P. Cooley Mgmt For For
1c. Election of Director: Gary M. Crosby Mgmt For For
1d. Election of Director: Alexander M. Cutler Mgmt For For
1e. Election of Director: H. James Dallas Mgmt For For
1f. Election of Director: Elizabeth R. Gile Mgmt For For
1g. Election of Director: Ruth Ann M. Gillis Mgmt For For
1h. Election of Director: William G. Gisel, Jr. Mgmt For For
1i. Election of Director: Carlton L. Highsmith Mgmt For For
1j. Election of Director: Richard J. Hipple Mgmt For For
1k. Election of Director: Kristen L. Manos Mgmt For For
1l. Election of Director: Beth E. Mooney Mgmt For For
1m. Election of Director: Demos Parneros Mgmt For For
1n. Election of Director: Barbara R. Snyder Mgmt For For
1o. Election of Director: David K. Wilson Mgmt For For
2. Ratification of the appointment of Mgmt For For
independent auditor: Ernst & Young LLP.
3. Advisory approval of executive Mgmt For For
compensation.
4. Shareholder proposal seeking to reduce Shr Against For
ownership threshold to call special
shareholder meeting.
--------------------------------------------------------------------------------------------------------------------------
LENNAR CORPORATION Agenda Number: 934719406
--------------------------------------------------------------------------------------------------------------------------
Security: 526057104
Meeting Type: Special
Meeting Date: 12-Feb-2018
Ticker: LEN
ISIN: US5260571048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the issuance of shares of Mgmt For For
Lennar's Class A and Class B common stock
in connection with the merger of
CalAtlantic Group, Inc. with a newly formed
wholly-owned subsidiary of Lennar, as
contemplated by an Agreement and Plan of
Merger, dated as of October 29, 2017, by
and among CalAtlantic Group, Inc., Lennar
and Cheetah Cub Group Corp.
2. Approval of an amendment to Lennar's Mgmt For For
certificate of incorporation increasing the
number of authorized shares of Lennar's
Class A common stock from 300,000,000
shares to 400,000,000 shares.
3. Approval of an adjournment of the Special Mgmt For For
Meeting of Stockholders, if necessary, to
enable Lennar to solicit additional votes,
if at the time of such meeting there are
not sufficient votes to approve proposals 1
and 2.
--------------------------------------------------------------------------------------------------------------------------
LENNAR CORPORATION Agenda Number: 934719406
--------------------------------------------------------------------------------------------------------------------------
Security: 526057302
Meeting Type: Special
Meeting Date: 12-Feb-2018
Ticker: LENB
ISIN: US5260573028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the issuance of shares of Mgmt For For
Lennar's Class A and Class B common stock
in connection with the merger of
CalAtlantic Group, Inc. with a newly formed
wholly-owned subsidiary of Lennar, as
contemplated by an Agreement and Plan of
Merger, dated as of October 29, 2017, by
and among CalAtlantic Group, Inc., Lennar
and Cheetah Cub Group Corp.
2. Approval of an amendment to Lennar's Mgmt For For
certificate of incorporation increasing the
number of authorized shares of Lennar's
Class A common stock from 300,000,000
shares to 400,000,000 shares.
3. Approval of an adjournment of the Special Mgmt For For
Meeting of Stockholders, if necessary, to
enable Lennar to solicit additional votes,
if at the time of such meeting there are
not sufficient votes to approve proposals 1
and 2.
--------------------------------------------------------------------------------------------------------------------------
LENNAR CORPORATION Agenda Number: 934730917
--------------------------------------------------------------------------------------------------------------------------
Security: 526057104
Meeting Type: Annual
Meeting Date: 11-Apr-2018
Ticker: LEN
ISIN: US5260571048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Irving Bolotin Mgmt For For
Steven L. Gerard Mgmt For For
Theron I. "Tig" Gilliam Mgmt For For
Sherrill W. Hudson Mgmt For For
Sidney Lapidus Mgmt For For
Teri P. McClure Mgmt For For
Stuart Miller Mgmt For For
Armando Olivera Mgmt For For
Donna Shalala Mgmt For For
Scott Stowell Mgmt For For
Jeffrey Sonnenfeld Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Lennar's independent
registered public accounting firm for the
fiscal year ending November 30, 2018.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of Lennar's named executive
officers.
4. Approval of a stockholder proposal Shr For Against
regarding our common stock voting
structure.
5. Approval of a stockholder proposal Shr For Against
regarding providing holders an annual right
to convert a limited amount of Class B
common stock into Class A common stock.
6. Approval of a stockholder proposal Shr Against For
regarding a limit on director tenure.
--------------------------------------------------------------------------------------------------------------------------
LENNAR CORPORATION Agenda Number: 934730917
--------------------------------------------------------------------------------------------------------------------------
Security: 526057302
Meeting Type: Annual
Meeting Date: 11-Apr-2018
Ticker: LENB
ISIN: US5260573028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Irving Bolotin Mgmt For For
Steven L. Gerard Mgmt For For
Theron I. "Tig" Gilliam Mgmt For For
Sherrill W. Hudson Mgmt For For
Sidney Lapidus Mgmt For For
Teri P. McClure Mgmt For For
Stuart Miller Mgmt For For
Armando Olivera Mgmt For For
Donna Shalala Mgmt For For
Scott Stowell Mgmt For For
Jeffrey Sonnenfeld Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Lennar's independent
registered public accounting firm for the
fiscal year ending November 30, 2018.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of Lennar's named executive
officers.
4. Approval of a stockholder proposal Shr For Against
regarding our common stock voting
structure.
5. Approval of a stockholder proposal Shr For Against
regarding providing holders an annual right
to convert a limited amount of Class B
common stock into Class A common stock.
6. Approval of a stockholder proposal Shr Against For
regarding a limit on director tenure.
--------------------------------------------------------------------------------------------------------------------------
LUNDIN MINING CORPORATION Agenda Number: 934785277
--------------------------------------------------------------------------------------------------------------------------
Security: 550372106
Meeting Type: Annual
Meeting Date: 11-May-2018
Ticker: LUNMF
ISIN: CA5503721063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Donald K. Charter Mgmt For For
Paul K. Conibear Mgmt For For
John H. Craig Mgmt For For
Peter C. Jones Mgmt For For
Lukas H. Lundin Mgmt For For
Dale C. Peniuk Mgmt For For
William A. Rand Mgmt For For
Catherine J. G. Stefan Mgmt For For
2 Appointment of PricewaterhouseCoopers LLP, Mgmt For For
Chartered Professional Accountants,
Licensed Public Accountants as Auditors of
the Corporation for the ensuing year and
authorizing the Directors to fix their
remuneration.
3 Considering and, if deemed appropriate, Mgmt For For
passing, with or without variation, an
ordinary, non-binding resolution, on an
advisory basis and not to diminish the role
and responsibilities of the Board, to
accept the approach to executive
compensation disclosed in the Corporation's
Management Information Circular.
--------------------------------------------------------------------------------------------------------------------------
PARGESA HOLDING SA Agenda Number: 709252883
--------------------------------------------------------------------------------------------------------------------------
Security: H60477207
Meeting Type: AGM
Meeting Date: 03-May-2018
Ticker:
ISIN: CH0021783391
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2017 ANNUAL REPORT, CONSOLIDATED ACCOUNTS Mgmt For For
AND PARENT COMPANY ACCOUNTS, AND THE
AUDITOR'S REPORT
2 APPROPRIATION OF EARNINGS: THE BOARD OF Mgmt For For
DIRECTORS RECOMMENDS THAT A DIVIDEND OF CHF
211.7 MILLION (CHF 2.50 PER BEARER SHARE
AND CHF 0.250 PER REGISTERED SHARE) BE PAID
OUT OF AVAILABLE EARNINGS OF CHF 412.5
MILLION, MADE UP OF CHF 243.3 MILLION FROM
2017 NET PROFIT AND RETAINED EARNINGS OF
CHF 169.2 MILLION, AND THAT CHF 12.2
MILLION BE ALLOCATED TO THE GENERAL LEGAL
RESERVE AND THE REMAINING CHF 188.6 MILLION
BE RETAINED
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND MANAGEMENT
4.1.1 THE BOARD OF DIRECTORS RECOMMENDS THAT THE Mgmt For For
FOLLOWING INDIVIDUAL BE INDIVIDUALLY
RE-ELECTED TO THE BOARD FOR A TERM THAT
WILL EXPIRE AT THE END OF THE NEXT ANNUAL
GENERAL MEETING: BERNARD DANIEL
4.1.2 THE BOARD OF DIRECTORS RECOMMENDS THAT THE Mgmt For For
FOLLOWING INDIVIDUAL BE INDIVIDUALLY
RE-ELECTED TO THE BOARD FOR A TERM THAT
WILL EXPIRE AT THE END OF THE NEXT ANNUAL
GENERAL MEETING: VICTOR DELLOYE
4.1.3 THE BOARD OF DIRECTORS RECOMMENDS THAT THE Mgmt For For
FOLLOWING INDIVIDUAL BE INDIVIDUALLY
RE-ELECTED TO THE BOARD FOR A TERM THAT
WILL EXPIRE AT THE END OF THE NEXT ANNUAL
GENERAL MEETING: ANDRE DESMARAIS
4.1.4 THE BOARD OF DIRECTORS RECOMMENDS THAT THE Mgmt For For
FOLLOWING INDIVIDUAL BE INDIVIDUALLY
RE-ELECTED TO THE BOARD FOR A TERM THAT
WILL EXPIRE AT THE END OF THE NEXT ANNUAL
GENERAL MEETING: PAUL DESMARAIS JR
4.1.5 THE BOARD OF DIRECTORS RECOMMENDS THAT THE Mgmt For For
FOLLOWING INDIVIDUAL BE INDIVIDUALLY
RE-ELECTED TO THE BOARD FOR A TERM THAT
WILL EXPIRE AT THE END OF THE NEXT ANNUAL
GENERAL MEETING: PAUL DESMARAIS III
4.1.6 THE BOARD OF DIRECTORS RECOMMENDS THAT THE Mgmt For For
FOLLOWING INDIVIDUAL BE INDIVIDUALLY
RE-ELECTED TO THE BOARD FOR A TERM THAT
WILL EXPIRE AT THE END OF THE NEXT ANNUAL
GENERAL MEETING: CEDRIC FRERE
4.1.7 THE BOARD OF DIRECTORS RECOMMENDS THAT THE Mgmt For For
FOLLOWING INDIVIDUAL BE INDIVIDUALLY
RE-ELECTED TO THE BOARD FOR A TERM THAT
WILL EXPIRE AT THE END OF THE NEXT ANNUAL
GENERAL MEETING: GERALD FRERE
4.1.8 THE BOARD OF DIRECTORS RECOMMENDS THAT THE Mgmt For For
FOLLOWING INDIVIDUAL BE INDIVIDUALLY
RE-ELECTED TO THE BOARD FOR A TERM THAT
WILL EXPIRE AT THE END OF THE NEXT ANNUAL
GENERAL MEETING: SEGOLENE GALLIENNE
4.1.9 THE BOARD OF DIRECTORS RECOMMENDS THAT THE Mgmt For For
FOLLOWING INDIVIDUAL BE INDIVIDUALLY
RE-ELECTED TO THE BOARD FOR A TERM THAT
WILL EXPIRE AT THE END OF THE NEXT ANNUAL
GENERAL MEETING: JEAN-LUC HERBEZ
4.110 THE BOARD OF DIRECTORS RECOMMENDS THAT THE Mgmt For For
FOLLOWING INDIVIDUAL BE INDIVIDUALLY
RE-ELECTED TO THE BOARD FOR A TERM THAT
WILL EXPIRE AT THE END OF THE NEXT ANNUAL
GENERAL MEETING: BARBARA KUX
4.111 THE BOARD OF DIRECTORS RECOMMENDS THAT THE Mgmt For For
FOLLOWING INDIVIDUAL BE INDIVIDUALLY
RE-ELECTED TO THE BOARD FOR A TERM THAT
WILL EXPIRE AT THE END OF THE NEXT ANNUAL
GENERAL MEETING: JOCELYN LEFEBVRE
4.112 THE BOARD OF DIRECTORS RECOMMENDS THAT THE Mgmt For For
FOLLOWING INDIVIDUAL BE INDIVIDUALLY
RE-ELECTED TO THE BOARD FOR A TERM THAT
WILL EXPIRE AT THE END OF THE NEXT ANNUAL
GENERAL MEETING: MICHEL PEBEREAU
4.113 THE BOARD OF DIRECTORS RECOMMENDS THAT THE Mgmt For For
FOLLOWING INDIVIDUAL BE INDIVIDUALLY
RE-ELECTED TO THE BOARD FOR A TERM THAT
WILL EXPIRE AT THE END OF THE NEXT ANNUAL
GENERAL MEETING: GILLES SAMYN
4.114 THE BOARD OF DIRECTORS RECOMMENDS THAT THE Mgmt For For
FOLLOWING INDIVIDUAL BE INDIVIDUALLY
RE-ELECTED TO THE BOARD FOR A TERM THAT
WILL EXPIRE AT THE END OF THE NEXT ANNUAL
GENERAL MEETING: AMAURY DE SEZE
4.115 THE BOARD OF DIRECTORS RECOMMENDS THAT THE Mgmt For For
FOLLOWING INDIVIDUAL BE INDIVIDUALLY
RE-ELECTED TO THE BOARD FOR A TERM THAT
WILL EXPIRE AT THE END OF THE NEXT ANNUAL
GENERAL MEETING: ARNAUD VIAL
4.2 ELECTION OF THE CHAIRMAN OF THE BOARD OF Mgmt For For
DIRECTORS: THE BOARD OF DIRECTORS
RECOMMENDS THAT PAUL DESMARAIS JR BE
RE-ELECTED AS CHAIRMAN OF THE BOARD OF
DIRECTORS FOR A TERM THAT WILL EXPIRE AT
THE END OF THE NEXT ANNUAL GENERAL MEETING
4.3.1 ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: THE BOARD OF DIRECTORS
RECOMMENDS THAT THE FOLLOWING INDIVIDUAL BE
INDIVIDUALLY RE-ELECTED TO THE COMPENSATION
COMMITTEE FOR A TERM THAT WILL EXPIRE AT
THE END OF THE NEXT ANNUAL GENERAL MEETING:
BERNARD DANIEL
4.3.2 ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: THE BOARD OF DIRECTORS
RECOMMENDS THAT THE FOLLOWING INDIVIDUAL BE
INDIVIDUALLY RE-ELECTED TO THE COMPENSATION
COMMITTEE FOR A TERM THAT WILL EXPIRE AT
THE END OF THE NEXT ANNUAL GENERAL MEETING:
JEAN-LUC HERBEZ
4.3.3 ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: THE BOARD OF DIRECTORS
RECOMMENDS THAT THE FOLLOWING INDIVIDUAL BE
INDIVIDUALLY RE-ELECTED TO THE COMPENSATION
COMMITTEE FOR A TERM THAT WILL EXPIRE AT
THE END OF THE NEXT ANNUAL GENERAL MEETING:
BARBARA KUX
4.3.4 ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: THE BOARD OF DIRECTORS
RECOMMENDS THAT THE FOLLOWING INDIVIDUAL BE
INDIVIDUALLY RE-ELECTED TO THE COMPENSATION
COMMITTEE FOR A TERM THAT WILL EXPIRE AT
THE END OF THE NEXT ANNUAL GENERAL MEETING:
GILLES SAMYN
4.3.5 ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: THE BOARD OF DIRECTORS
RECOMMENDS THAT THE FOLLOWING INDIVIDUAL BE
INDIVIDUALLY RE-ELECTED TO THE COMPENSATION
COMMITTEE FOR A TERM THAT WILL EXPIRE AT
THE END OF THE NEXT ANNUAL GENERAL MEETING:
AMAURY DE SEZE
4.4 ELECTION OF THE INDEPENDENT PROXY: THE Mgmt For For
BOARD OF DIRECTORS RECOMMENDS THAT ME
VALERIE MARTI, NOTARY PUBLIC, BE RE-ELECTED
AS THE INDEPENDENT PROXY FOR A TERM THAT
WILL EXPIRE AT THE END OF THE NEXT ANNUAL
GENERAL MEETING
4.5 ELECTION OF THE AUDITOR: THE BOARD OF Mgmt For For
DIRECTORS RECOMMENDS THAT DELOITTE SA BE
RE-ELECTED AS AUDITOR FOR A TERM OF ONE
YEAR
5.1 COMPENSATION OF THE BOARD OF DIRECTORS AND Mgmt For For
MANAGEMENT: THE BOARD OF DIRECTORS
RECOMMENDS THAT: THE BOARD OF DIRECTORS BE
AWARDED TOTAL COMPENSATION OF CHF 8'300'000
FOR THE PERIOD UP TO THE NEXT ANNUAL
GENERAL MEETING
5.2 COMPENSATION OF THE BOARD OF DIRECTORS AND Mgmt For For
MANAGEMENT: THE BOARD OF DIRECTORS
RECOMMENDS THAT: MANAGEMENT BE AWARDED
TOTAL COMPENSATION OF CHF 1'230'000 FOR THE
2019 FINANCIAL YEAR
6 RENEWAL OF AUTHORISED CAPITAL: AMENDMENT TO Mgmt For For
ARTICLE 5BIS OF THE ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
PETROLEUM GEO-SERVICES ASA, LYSAKER Agenda Number: 709099279
--------------------------------------------------------------------------------------------------------------------------
Security: R69628114
Meeting Type: AGM
Meeting Date: 25-Apr-2018
Ticker:
ISIN: NO0010199151
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE CALLING NOTICE AND AGENDA Mgmt For For
2 ELECTION OF PERSON TO COUNTERSIGN THE Mgmt For For
MINUTES
3 APPROVAL OF THE DIRECTORS REPORT AND Mgmt For For
FINANCIAL STATEMENTS OF PETROLEUM GEO
SERVICES ASA AND THE GROUP FOR 2017
4 APPROVAL OF THE AUDITORS FEE FOR 2017 Mgmt For For
5.1 ELECTION OF BOARD OF DIRECTOR: WALTER QVAM Mgmt For For
(CHAIRPERSON)
5.2 ELECTION OF BOARD OF DIRECTOR: ANNE GRETHE Mgmt For For
DALANE
5.3 ELECTION OF BOARD OF DIRECTOR: MORTEN BORGE Mgmt For For
5.4 ELECTION OF BOARD OF DIRECTOR: RICHARD Mgmt For For
HERBERT
5.5 ELECTION OF BOARD OF DIRECTOR: MARIANNE KAH Mgmt For For
6.1 NOMINATION COMMITTEE ELECTION OF MEMBERS Mgmt For For
AND APPROVAL OF REVISED MANDATE AND
CHARTER: HARALD NORVIK (CHAIRPERSON)
6.2 NOMINATION COMMITTEE ELECTION OF MEMBERS Mgmt For For
AND APPROVAL OF REVISED MANDATE AND
CHARTER: C. MAURY DEVINE
6.3 NOMINATION COMMITTEE ELECTION OF MEMBERS Mgmt For For
AND APPROVAL OF REVISED MANDATE AND
CHARTER: TERJE VALEBJORG
6.4 NOMINATION COMMITTEE ELECTION OF MEMBERS Mgmt For For
AND APPROVAL OF REVISED MANDATE AND
CHARTER: MOTION TO APPROVE THE REVISED
NOMINATION COMMITTEE CHARTER AND MANDATE
7.1 APPROVAL OF THE BOARD MEMBERS AND Mgmt For For
NOMINATION COMMITTEE MEMBERS FEES: MOTION
TO APPROVE BOARD MEMBERS AND NOMINATION
COMMITTEE MEMBERS FEES FOR THE PERIOD 10
MAY 2017 TO THE ANNUAL GENERAL MEETING 2018
7.2 APPROVAL OF THE BOARD MEMBERS AND Mgmt For For
NOMINATION COMMITTEE MEMBERS FEES: MOTION
TO APPROVE THE PRINCIPLES FOR THE
SHAREHOLDER ELECTED BOARD MEMBERS FEES FOR
THE PERIOD 25 APRIL 2018 TO THE ANNUAL
GENERAL MEETING 2019
7.3 APPROVAL OF THE BOARD MEMBERS AND Mgmt For For
NOMINATION COMMITTEE MEMBERS FEES: MOTION
TO APPROVE THE PRINCIPLES FOR THE FEES FOR
THE MEMBERS OF THE NOMINATION COMMITTEE FOR
THE PERIOD 25 APRIL 2018 TO THE ANNUAL
GENERAL MEETING 2019
8 AUTHORIZATION TO ACQUIRE TREASURY SHARES Mgmt For For
9 STATEMENT FROM THE BOARD REGARDING Mgmt For For
REMUNERATION PRINCIPLES FOR SENIOR
EXECUTIVES
10 APPROVAL OF LONG TERM INCENTIVE PLAN FOR Mgmt For For
EMPLOYEES
11 MOTION TO AUTHORIZE THE COMPANY'S BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL
12 MOTION TO AUTHORIZE THE COMPANY'S BOARD OF Mgmt For For
DIRECTORS TO ISSUE CONVERTIBLE LOANS
13 INDEMNIFICATION OF BOARD OF DIRECTORS AND Mgmt For For
CEO
14 CORPORATE GOVERNANCE STATEMENT Non-Voting
--------------------------------------------------------------------------------------------------------------------------
RALPH LAUREN CORPORATION Agenda Number: 934652997
--------------------------------------------------------------------------------------------------------------------------
Security: 751212101
Meeting Type: Annual
Meeting Date: 10-Aug-2017
Ticker: RL
ISIN: US7512121010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK A. BENNACK, JR. Mgmt For For
JOEL L. FLEISHMAN Mgmt For For
HUBERT JOLY Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 31, 2018.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AND OUR COMPENSATION PHILOSOPHY,
POLICIES AND PRACTICES AS DESCRIBED IN OUR
2017 PROXY STATEMENT.
4. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt 1 Year For
FREQUENCY OF HOLDING FUTURE ADVISORY VOTES
ON EXECUTIVE COMPENSATION.
5. APPROVAL OF OUR AMENDED AND RESTATED Mgmt For For
EXECUTIVE OFFICER ANNUAL INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
ROYAL BOSKALIS WESTMINSTER N.V. Agenda Number: 709139162
--------------------------------------------------------------------------------------------------------------------------
Security: N14952266
Meeting Type: AGM
Meeting Date: 09-May-2018
Ticker:
ISIN: NL0000852580
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 OPENING Non-Voting
2 DISCUSSION OF THE ANNUAL REPORT OF THE Non-Voting
BOARD OF MANAGEMENT RELATING TO THE
COMPANY'S AFFAIRS AND MANAGEMENT ACTIVITIES
IN THE FINANCIAL YEAR 2017
3 EXECUTION REMUNERATION POLICY 2017 Non-Voting
4.A DISCUSSION AND ADOPTION OF THE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2016
4.B DISCUSSION OF THE REPORT OF THE SUPERVISORY Non-Voting
BOARD
5.A APPROPRIATION OF THE PROFIT FOR 2017 Non-Voting
5.B DIVIDEND PROPOSAL: DIVIDEND OF EUR 1.00 PER Mgmt For For
SHARE
6 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
MANAGEMENT IN RESPECT OF THE MANAGEMENT
ACTIVITIES OF THE BOARD OF MANAGEMENT OVER
THE PAST FINANCIAL YEAR
7 DISCHARGE OF THE MEMBERS OF THE SUPERVISORY Mgmt For For
BOARD FOR THE SUPERVISION OF THE MANAGEMENT
ACTIVITIES OF THE BOARD OF MANAGEMENT OVER
THE PAST FINANCIAL YEAR
8 NOMINATION OF APPOINTMENT OF MR. J.P. DE Mgmt For For
KREIJ RA AS MEMBER OF THE SUPERVISORY BOARD
9 NOMINATION OF REAPPOINTMENT OF MR. H.J. Mgmt For For
HAZEWINKEL RA AS MEMBER OF THE SUPERVISORY
BOARD
10 NOMINATION OF REAPPOINTMENT OF MR. DRS. Mgmt For For
J.H. KAMPS AS MEMBER OF THE BOARD OF
MANAGEMENT
11 AUTHORIZATION TO THE BOARD OF MANAGEMENT TO Mgmt For For
HAVE THE COMPANY ACQUIRE SHARES IN THE
CAPITAL OF THE COMPANY
12 ANY OTHER BUSINESS Non-Voting
13 CLOSE Non-Voting
--------------------------------------------------------------------------------------------------------------------------
TEJON RANCH CO. Agenda Number: 934769463
--------------------------------------------------------------------------------------------------------------------------
Security: 879080109
Meeting Type: Annual
Meeting Date: 08-May-2018
Ticker: TRC
ISIN: US8790801091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Geoffrey L. Stack Mgmt For For
Michael H. Winer Mgmt For For
2. Ratification of appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for
fiscal year 2018.
3. Approval of named executive officer Mgmt For For
compensation on an advisory basis.
--------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION Agenda Number: 934742671
--------------------------------------------------------------------------------------------------------------------------
Security: 064058100
Meeting Type: Annual
Meeting Date: 10-Apr-2018
Ticker: BK
ISIN: US0640581007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Steven D. Black Mgmt For For
1B. Election of Director: Linda Z. Cook Mgmt For For
1C. Election of Director: Joseph J. Echevarria Mgmt For For
1D. Election of Director: Edward P. Garden Mgmt For For
1E. Election of Director: Jeffrey A. Goldstein Mgmt For For
1F. Election of Director: John M. Hinshaw Mgmt For For
1G. Election of Director: Edmund F. Kelly Mgmt For For
1H. Election of Director: Jennifer B. Morgan Mgmt For For
1I. Election of Director: Mark A. Nordenberg Mgmt For For
1J. Election of Director: Elizabeth E. Robinson Mgmt For For
1K. Election of Director: Charles W. Scharf Mgmt For For
1L. Election of Director: Samuel C. Scott III Mgmt For For
2. Advisory resolution to approve the 2017 Mgmt For For
compensation of our named executive
officers.
3. Ratification of KPMG LLP as our independent Mgmt For For
auditor for 2018.
4. Stockholder proposal regarding written Shr Against For
consent.
5. Stockholder proposal regarding a proxy Shr Against For
voting review report.
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 934732961
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Charles E. Bunch Mgmt For For
1B. Election of Director: Debra A. Cafaro Mgmt For For
1C. Election of Director: Marjorie Rodgers Mgmt For For
Cheshire
1D. Election of Director: William S. Demchak Mgmt For For
1E. Election of Director: Andrew T. Feldstein Mgmt For For
1F. Election of Director: Daniel R. Hesse Mgmt For For
1G. Election of Director: Richard B. Kelson Mgmt For For
1H. Election of Director: Linda R. Medler Mgmt For For
1I. Election of Director: Martin Pfinsgraff Mgmt For For
1J. Election of Director: Donald J. Shepard Mgmt For For
1K. Election of Director: Michael J. Ward Mgmt For For
1L. Election of Director: Gregory D. Wasson Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
PNC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2018.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TIDEWATER INC. Agenda Number: 934748712
--------------------------------------------------------------------------------------------------------------------------
Security: 88642R109
Meeting Type: Annual
Meeting Date: 01-May-2018
Ticker: TDW
ISIN: US88642R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas R. Bates, Jr. Mgmt For For
1b. Election of Director: Alan J. Carr Mgmt For For
1c. Election of Director: Steven L. Newman Mgmt For For
1d. Election of Director: Randee E. Day Mgmt For For
1e. Election of Director: Dick Fagerstal Mgmt For For
1f. Election of Director: Larry T. Rigdon Mgmt For For
1g. Election of Director: John T. Rynd Mgmt For For
2. Say on Pay Vote - An advisory vote to Mgmt For For
approve executive compensation (as
disclosed in the proxy statement).
3. Say on Frequency Vote - An advisory vote on Mgmt 1 Year For
how often the company should hold the say
on pay vote.
4. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as independent registered public
accounting firm for the fiscal year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
TOTAL S.A. Agenda Number: 709420082
--------------------------------------------------------------------------------------------------------------------------
Security: F92124100
Meeting Type: MIX
Meeting Date: 01-Jun-2018
Ticker:
ISIN: FR0000120271
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 APPROVAL OF THE COMPANY'S FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2017
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2017
O.3 ALLOCATION OF INCOME, SETTING OF THE Mgmt For For
DIVIDEND, OPTION FOR THE PAYMENT OF THE
FINAL DIVIDEND IN SHARES FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2017
O.4 OPTION FOR THE PAYMENT OF INTERIM DIVIDENDS Mgmt For For
IN SHARES FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2018 - DELEGATION OF AUTHORITY TO
THE BOARD OF DIRECTORS
O.5 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS, FOR AN 18-MONTH PERIOD, TO TRADE
IN SHARES OF THE COMPANY
O.6 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
PATRICK POUYANNE AS DIRECTOR
O.7 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
PATRICK ARTUS AS DIRECTOR
O.8 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
ANNE-MARIE IDRAC AS DIRECTOR
O.9 AGREEMENT REFERRED TO IN ARTICLES L. 225-38 Mgmt For For
AND FOLLOWING OF THE FRENCH COMMERCIAL CODE
O.10 COMMITMENTS REFERRED TO IN ARTICLE L. Mgmt For For
225-42-1 OF THE FRENCH COMMERCIAL CODE
REGARDING MR. PATRICK POUYANNE
O.11 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
OR ALLOCATED TO THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2017
O.12 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING
THE FIXED, VARIABLE AND EXCEPTIONAL
ELEMENTS MAKING UP THE TOTAL COMPENSATION
AND BENEFITS OF ANY KIND ATTRIBUTABLE TO
THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER
E.13 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, TO INCREASE THE CAPITAL
EITHER BY ISSUING ORDINARY SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL OR BY CAPITALIZATION
OF PREMIUMS, RESERVES, PROFITS OR OTHER,
WITH RETENTION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT
E.14 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, TO INCREASE THE CAPITAL,
AS PART OF A PUBLIC OFFERING, BY ISSUING
ORDINARY SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
E.15 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, TO ISSUE, THROUGH AN
OFFER REFERRED TO IN ARTICLE L. 411-2
SECTION II OF THE FRENCH MONETARY AND
FINANCIAL CODE, ORDINARY SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL, ENTAILING A CAPITAL
INCREASE, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
E.16 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, TO INCREASE THE NUMBER
OF SECURITIES TO BE ISSUED IN THE EVENT OF
A CAPITAL INCREASE WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
E.17 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, TO INCREASE THE CAPITAL
BY ISSUING ORDINARY SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL IN CONSIDERATION FOR
CONTRIBUTIONS IN KIND GRANTED TO THE
COMPANY, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
E.18 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, TO PROCEED, UNDER THE
CONDITIONS OF ARTICLES L. 3332-18 AND
FOLLOWING OF THE FRENCH LABOUR CODE, WITH
CAPITAL INCREASES, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, RESERVED FOR MEMBERS OF A COMPANY OR
GROUP SAVINGS PLAN
E.19 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF THIRTY-EIGHT
MONTHS, TO ALLOCATE FREE EXISTING SHARES OR
FREE SHARES TO BE ISSUED OF THE COMPANY IN
FAVOUR OF EMPLOYEES AND CORPORATE OFFICERS
OF THE GROUP, OR SOME OF THEM, ENTAILING A
WAIVER BY THE SHAREHOLDERS OF THEIR
PRE-EMPTIVE SUBSCRIPTION RIGHT TO SHARES TO
BE ISSUED
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: RESOLUTION PROPOSED
BY THE COMITE CENTRAL D'ENTREPRISE DE L'UES
AMONT -GLOBAL SERVICES -HOLDING DE TOTAL:
STATUTORY AMENDMENT RELATING TO A NEW
PROCEDURE FOR APPOINTING EMPLOYEE
SHAREHOLDER DIRECTORS WITH A VIEW TO
IMPROVING THEIR REPRESENTATIVENESS AND
INDEPENDENCE
--------------------------------------------------------------------------------------------------------------------------
TOYOTA INDUSTRIES CORPORATION Agenda Number: 709529892
--------------------------------------------------------------------------------------------------------------------------
Security: J92628106
Meeting Type: AGM
Meeting Date: 12-Jun-2018
Ticker:
ISIN: JP3634600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Toyoda, Tetsuro Mgmt For For
2.2 Appoint a Director Onishi, Akira Mgmt For For
2.3 Appoint a Director Sasaki, Kazue Mgmt For For
2.4 Appoint a Director Sasaki, Takuo Mgmt For For
2.5 Appoint a Director Yamamoto, Taku Mgmt For For
2.6 Appoint a Director Sumi, Shuzo Mgmt For For
2.7 Appoint a Director Yamanishi, Kenichiro Mgmt For For
2.8 Appoint a Director Kato, Mitsuhisa Mgmt For For
2.9 Appoint a Director Mizuno, Yojiro Mgmt For For
2.10 Appoint a Director Ishizaki, Yuji Mgmt For For
3 Appoint a Corporate Auditor Furukawa, Mgmt For For
Shinya
4 Appoint a Substitute Corporate Auditor Mgmt For For
Takeuchi, Jun
5 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda Number: 708268087
--------------------------------------------------------------------------------------------------------------------------
Security: G93882192
Meeting Type: AGM
Meeting Date: 28-Jul-2017
Ticker:
ISIN: GB00BH4HKS39
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS, THE Mgmt For For
STRATEGIC REPORT AND REPORTS OF THE
DIRECTORS AND THE AUDITOR FOR THE YEAR
ENDED 31 MARCH 2017
2 TO RE-ELECT GERARD KLEISTERLEE AS A Mgmt For For
DIRECTOR
3 TO RE-ELECT VITTORIO COLAO AS A DIRECTOR Mgmt For For
4 TO RE-ELECT NICK READ AS A DIRECTOR Mgmt For For
5 TO RE-ELECT SIR CRISPIN DAVIS AS A DIRECTOR Mgmt For For
6 TO RE-ELECT DR MATHIAS DOPFNER AS A Mgmt For For
DIRECTOR
7 TO RE-ELECT DAME CLARA FURSE AS A DIRECTOR Mgmt For For
8 TO RE-ELECT VALERIE GOODING AS A DIRECTOR Mgmt For For
9 TO RE-ELECT RENEE JAMES AS A DIRECTOR Mgmt For For
10 TO RE-ELECT SAMUEL JONAH AS A DIRECTOR Mgmt For For
11 TO ELECT MARIA AMPARO MORALEDA MARTINEZ AS Mgmt For For
A DIRECTOR IN ACCORDANCE WITH THE COMPANY'S
ARTICLES OF ASSOCIATION
12 TO RE-ELECT DAVID NISH AS A DIRECTOR Mgmt For For
13 TO DECLARE A FINAL DIVIDEND OF 10.03 Mgmt For For
EUROCENTS PER ORDINARY SHARE FOR THE YEAR
ENDED 31 MARCH 2017
14 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY CONTAINED IN THE REMUNERATION REPORT
OF THE BOARD FOR THE YEAR ENDED 31 MARCH
2017
15 TO APPROVE THE ANNUAL REPORT ON Mgmt For For
REMUNERATION CONTAINED IN THE REMUNERATION
REPORT OF THE BOARD FOR THE YEAR ENDED 31
MARCH 2017
16 TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE COMPANY'S AUDITOR UNTIL THE END OF THE
NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE
LAID BEFORE THE COMPANY
17 TO AUTHORISE THE AUDIT AND RISK COMMITTEE Mgmt For For
TO DETERMINE THE REMUNERATION OF THE
AUDITOR
18 TO RENEW THE BOARD'S POWER UNDER ARTICLE Mgmt For For
11.2 OF THE COMPANY'S ARTICLES OF
ASSOCIATION TO ALLOT SHARES, GRANT RIGHTS
TO SUBSCRIBE FOR SHARES AND TO CONVERT ANY
SECURITY INTO SHARES IN THE COMPANY: (A) UP
TO AN AGGREGATE NOMINAL AMOUNT OF USD
1,859,443,347 (THE 'SECTION 551 AMOUNT');
AND (B) UP TO A FURTHER AGGREGATE NOMINAL
AMOUNT OF USD 1,859,443,347 ONLY FOR THE
PURPOSES OF A RIGHTS ISSUE: - TO ORDINARY
SHAREHOLDERS IN PROPORTION (AS NEARLY AS
PRACTICABLE) TO THEIR EXISTING HOLDINGS;
AND - TO PEOPLE WHO ARE HOLDERS OF OR
OTHERWISE HAVE RIGHTS TO OTHER EQUITY
SECURITIES IF THIS IS REQUIRED BY THE
RIGHTS OF THOSE SECURITIES OR, IF THE BOARD
CONSIDERS IT NECESSARY, AS PERMITTED BY THE
RIGHTS OF THOSE SECURITIES, SUBJECT, IN
BOTH CASES, TO SUCH EXCLUSIONS OR OTHER
ARRANGEMENTS AS THE DIRECTORS MAY DEEM
NECESSARY OR EXPEDIENT IN RELATION TO
TREASURY SHARES, FRACTIONAL ENTITLEMENTS,
RECORD DATES OR LEGAL, REGULATORY OR
PRACTICAL PROBLEMS IN, OR UNDER THE LAWS
OF, ANY TERRITORY OR ANY OTHER MATTER. THE
DIRECTORS MAY USE THIS POWER UNTIL THE
EARLIER OF THE END OF THE NEXT AGM OF THE
COMPANY OR THE CLOSE OF BUSINESS ON 30
SEPTEMBER 2018 (THE PERIOD FROM THE DATE OF
THIS RESOLUTION UNTIL THEN BEING THE
'ALLOTMENT PERIOD'). THIS AUTHORITY
REPLACES ALL PREVIOUS AUTHORITIES
19 IF RESOLUTION 18 IS PASSED, THE BOARD BE Mgmt For For
AUTHORISED TO ALLOT EQUITY SECURITIES (AS
DEFINED IN THE COMPANIES ACT 2006) FOR CASH
UNDER THE AUTHORITY GIVEN BY THAT
RESOLUTION AND/OR TO SELL ORDINARY SHARES
HELD BY THE COMPANY AS TREASURY SHARES FOR
CASH AS IF SECTION 561 OF THE COMPANIES ACT
2006 DID NOT APPLY TO ANY SUCH ALLOTMENT OR
SALE, SUCH AUTHORITY TO BE LIMITED: (A) IN
CONNECTION WITH A PRE-EMPTIVE OFFER (AS
DEFINED IN THE COMPANY'S ARTICLES OF
ASSOCIATION); AND (B) TO THE ALLOTMENT OF
EQUITY SECURITIES OR SALE OF TREASURY
SHARES (OTHERWISE THAN UNDER PARAGRAPH (A)
ABOVE) UP TO AN AGGREGATE NOMINAL AMOUNT OF
USD 278,916,502 (THE 'SECTION 561 AMOUNT'),
SUCH AUTHORITY TO EXPIRE AT THE END OF THE
NEXT AGM OF THE COMPANY (OR, IF EARLIER, AT
THE CLOSE OF BUSINESS ON 30 SEPTEMBER 2018)
BUT, IN EACH CASE, PRIOR TO ITS EXPIRY THE
COMPANY MAY MAKE OFFERS, AND ENTER INTO
AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE
EQUITY SECURITIES TO BE ALLOTTED (AND
TREASURY SHARES TO BE SOLD) AFTER THE
AUTHORITY EXPIRES AND THE BOARD MAY ALLOT
EQUITY SECURITIES (AND SELL TREASURY
SHARES) UNDER ANY SUCH OFFER OR AGREEMENT
AS IF THE AUTHORITY HAD NOT EXPIRED
20 IF RESOLUTION 18 IS PASSED, THE BOARD BE Mgmt Against Against
AUTHORISED IN ADDITION TO ANY AUTHORITY
GRANTED UNDER RESOLUTION 19 TO ALLOT EQUITY
SECURITIES (AS DEFINED IN THE COMPANIES ACT
2006) FOR CASH UNDER THE AUTHORITY GIVEN BY
THAT RESOLUTION AND/OR TO SELL ORDINARY
SHARES HELD BY THE COMPANY AS TREASURY
SHARES FOR CASH AS IF SECTION 561 OF THE
COMPANIES ACT 2006 DID NOT APPLY TO ANY
SUCH ALLOTMENT OR SALE, SUCH AUTHORITY TO
BE: (A) LIMITED TO THE ALLOTMENT OF EQUITY
SECURITIES OR SALE OF TREASURY SHARES UP TO
A NOMINAL AMOUNT OF USD 278,916,502; AND
(B) USED ONLY FOR THE PURPOSES OF FINANCING
(OR REFINANCING, IF THE AUTHORITY IS TO BE
USED WITHIN SIX MONTHS AFTER THE ORIGINAL
TRANSACTION) A TRANSACTION WHICH THE BOARD
DETERMINES TO BE AN ACQUISITION OR OTHER
CAPITAL INVESTMENT OF A KIND CONTEMPLATED
BY THE STATEMENT OF PRINCIPLES ON
DISAPPLYING PRE-EMPTION RIGHTS MOST
RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP
PRIOR TO THE DATE OF THIS NOTICE, SUCH
AUTHORITY TO EXPIRE AT THE END OF THE NEXT
AGM OF THE COMPANY (OR, IF EARLIER, AT THE
CLOSE OF BUSINESS ON 30 SEPTEMBER 2018)
BUT, IN EACH CASE, PRIOR TO ITS EXPIRY THE
COMPANY MAY MAKE OFFERS, AND ENTER INTO
AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE
EQUITY SECURITIES TO BE ALLOTTED (AND
TREASURY SHARES TO BE SOLD) AFTER THE
AUTHORITY EXPIRES AND THE BOARD MAY ALLOT
EQUITY SECURITIES (AND SELL TREASURY
SHARES) UNDER ANY SUCH OFFER OR AGREEMENT
AS IF THE AUTHORITY HAD NOT EXPIRED
21 TO AUTHORISE THE COMPANY, FOR THE PURPOSES Mgmt For For
OF SECTION 701 OF THE COMPANIES ACT 2006,
TO MAKE MARKET PURCHASES (AS DEFINED IN
SECTION 693 OF THE COMPANIES ACT 2006) OF
ORDINARY SHARES OF 20 20/21 US CENTS EACH
IN THE CAPITAL OF THE COMPANY PROVIDED
THAT: (A) THE MAXIMUM AGGREGATE NUMBER OF
ORDINARY SHARES WHICH MAY BE PURCHASED IS
2,662,384,793; (B) THE MINIMUM PRICE WHICH
MAY BE PAID FOR EACH ORDINARY SHARE IS 20
20/21 US CENTS; (C) THE MAXIMUM PRICE
(EXCLUDING EXPENSES) WHICH MAY BE PAID FOR
ANY ORDINARY SHARE DOES NOT EXCEED THE
HIGHER OF: - 5 PER CENT ABOVE THE AVERAGE
CLOSING PRICE OF SUCH SHARES ON THE LONDON
STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE
FIVE BUSINESS DAYS PRIOR TO THE DATE OF
PURCHASE; AND - THE HIGHER OF THE PRICE OF
THE LAST INDEPENDENT TRADE AND THE HIGHEST
CURRENT INDEPENDENT BID AS STIPULATED BY
REGULATORY TECHNICAL STANDARDS ADOPTED BY
THE EUROPEAN COMMISSION UNDER ARTICLE 5 (6)
OF THE MARKET ABUSE REGULATION. THIS
AUTHORITY WILL EXPIRE AT THE EARLIER OF THE
END OF THE NEXT AGM OF THE COMPANY OR AT
THE CLOSE OF BUSINESS ON 30 SEPTEMBER 2018,
UNLESS THE AUTHORITY IS RENEWED BEFORE THEN
(EXCEPT IN RELATION TO A PURCHASE OF
ORDINARY SHARES WHERE THE CONTRACT WAS
CONCLUDED BEFORE THE EXPIRY OF THE
AUTHORITY BUT WHICH MIGHT BE EXECUTED
WHOLLY OR PARTLY AFTER THAT EXPIRY)
22 TO AUTHORISE THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES DURING THE PERIOD THIS
RESOLUTION HAS EFFECT, FOR THE PURPOSES OF
PART 14 OF THE COMPANIES ACT 2006: (A) TO
MAKE POLITICAL DONATIONS TO POLITICAL
PARTIES AND/OR INDEPENDENT ELECTION
CANDIDATES NOT EXCEEDING GBP 100,000; (B)
TO MAKE POLITICAL DONATIONS TO POLITICAL
ORGANISATIONS OTHER THAN POLITICAL PARTIES
NOT EXCEEDING GBP 100,000; AND (C) TO INCUR
POLITICAL EXPENDITURE NOT EXCEEDING GBP
100,000, PROVIDED THAT THE AGGREGATE OF
DONATIONS AND EXPENDITURE UNDER (A), (B)
AND (C) DOES NOT EXCEED GBP 100,000. ALL
EXISTING AUTHORISATIONS AND APPROVALS
RELATING TO POLITICAL DONATIONS OR
EXPENDITURE UNDER PART 14 OF THE COMPANIES
ACT 2006 ARE REVOKED WITHOUT PREJUDICE TO
ANY DONATION MADE OR EXPENDITURE INCURRED
BEFORE THOSE AUTHORISATIONS OR APPROVALS
WERE REVOKED. THIS AUTHORITY WILL EXPIRE AT
THE EARLIER OF THE END OF THE NEXT AGM OF
THE COMPANY IN 2018 OR AT THE CLOSE OF
BUSINESS ON 30 SEPTEMBER 2018. WORDS AND
EXPRESSIONS DEFINED FOR THE PURPOSE OF THE
COMPANIES ACT 2006 HAVE THE SAME MEANING IN
THIS RESOLUTION
23 TO AUTHORISE THE BOARD TO CALL GENERAL Mgmt For For
MEETINGS (OTHER THAN ANNUAL GENERAL
MEETINGS) ON A MINIMUM OF 14 CLEAR DAYS'
NOTICE
--------------------------------------------------------------------------------------------------------------------------
WARRIOR MET COAL, INC. Agenda Number: 934742152
--------------------------------------------------------------------------------------------------------------------------
Security: 93627C101
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: HCC
ISIN: US93627C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter J. Scheller, III Mgmt For For
Stephen D. Williams Mgmt For For
Michael A. Addeo Mgmt For For
J. Brett Harvey Mgmt For For
Keith W. Luh Mgmt For For
Blaine D. MacDougald Mgmt For For
Matthew R. Michelini Mgmt For For
Alan H. Schumacher Mgmt For For
Gareth N. Turner Mgmt For For
2. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future shareholder advisory
votes on the compensation of the Company's
named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for 2018.
--------------------------------------------------------------------------------------------------------------------------
WEYERHAEUSER COMPANY Agenda Number: 934770048
--------------------------------------------------------------------------------------------------------------------------
Security: 962166104
Meeting Type: Annual
Meeting Date: 18-May-2018
Ticker: WY
ISIN: US9621661043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mark A. Emmert Mgmt For For
1b. Election of Director: Rick R. Holley Mgmt For For
1c. Election of Director: Sara Grootwassink Mgmt For For
Lewis
1d. Election of Director: John F. Morgan Sr. Mgmt For For
1e. Election of Director: Nicole W. Piasecki Mgmt For For
1f. Election of Director: Marc F. Racicot Mgmt For For
1g. Election of Director: Lawrence A. Selzer Mgmt For For
1h. Election of Director: Doyle R. Simons Mgmt For For
1i. Election of Director: D. Michael Steuert Mgmt For For
1j. Election of Director: Kim Williams Mgmt For For
1k. Election of Director: Charles R. Williamson Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the named executive
officers
3. Ratification of selection of independent Mgmt For For
registered public accounting firm
--------------------------------------------------------------------------------------------------------------------------
WHEELOCK AND COMPANY LIMITED Agenda Number: 709199512
--------------------------------------------------------------------------------------------------------------------------
Security: Y9553V106
Meeting Type: AGM
Meeting Date: 11-May-2018
Ticker:
ISIN: HK0020000177
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ADOPT THE FINANCIAL STATEMENTS AND THE Mgmt For For
REPORTS OF THE DIRECTORS AND INDEPENDENT
AUDITOR FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2017
2.A TO RE-ELECT MR. STEWART C. K. LEUNG, A Mgmt For For
RETIRING DIRECTOR, AS A DIRECTOR
2.B TO RE-ELECT MR. PAUL Y. C. TSUI, A RETIRING Mgmt For For
DIRECTOR, AS A DIRECTOR
2.C TO RE-ELECT MR. WINSTON K. W. LEONG, A Mgmt For For
RETIRING DIRECTOR, AS A DIRECTOR
2.D TO RE-ELECT MR. RICHARD Y. S. TANG, A Mgmt For For
RETIRING DIRECTOR, AS A DIRECTOR
2.E TO RE-ELECT MS. NANCY S. L. TSE, A RETIRING Mgmt For For
DIRECTOR, AS A DIRECTOR
3 TO RE-APPOINT KPMG AS AUDITORS OF THE Mgmt For For
COMPANY AND TO AUTHORISE THE DIRECTORS TO
FIX THEIR REMUNERATION
4 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
FOR BUY-BACK OF SHARES BY THE COMPANY
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
FOR ISSUE OF SHARES
6 TO APPROVE THE ADDITION OF BOUGHT BACK Mgmt For For
SHARES TO THE SHARE ISSUE GENERAL MANDATE
STATED UNDER RESOLUTION NO. 5
--------------------------------------------------------------------------------------------------------------------------
WHITE MOUNTAINS INSURANCE GROUP, LTD. Agenda Number: 934804306
--------------------------------------------------------------------------------------------------------------------------
Security: G9618E107
Meeting Type: Annual
Meeting Date: 24-May-2018
Ticker: WTM
ISIN: BMG9618E1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mary C. Choksi Mgmt For For
Philip A. Gelston Mgmt For For
Edith E. Holiday Mgmt For For
2. Approval of the advisory resolution on Mgmt For For
executive compensation.
3. Approval of the appointment of Mgmt For For
PricewaterhouseCoopers LLP ("PwC") as the
Company's Independent Registered Public
Accounting Firm for 2018.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Third Avenue Variable Series Trust
By (Signature) /s/ W. James Hall
Name W. James Hall
Title President
Date 08/14/2018