UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-08014
NAME OF REGISTRANT: Dividend Builder Portfolio
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: Two International Place
Boston, MA 02110
NAME AND ADDRESS OF AGENT FOR SERVICE: Maureen A. Gemma, Esq.
Two International Place
Boston, MA 02110
REGISTRANT'S TELEPHONE NUMBER: 617-482-8260
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2017 - 06/30/2018
Dividend Builder Portfolio merged into Eaton Vance Dividend Builder Fund during the reporting period.
The proxy voting record of Growth Portfolio for record dates on or before June 8, 2018 is included
in this filing.
Dividend Builder Portfolio
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3M COMPANY Agenda Number: 934745920
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Security: 88579Y101
Meeting Type: Annual
Meeting Date: 08-May-2018
Ticker: MMM
ISIN: US88579Y1010
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Sondra L. Barbour Mgmt For For
1b. Election of Director: Thomas "Tony" K. Mgmt For For
Brown
1c. Election of Director: David B. Dillon Mgmt For For
1d. Election of Director: Michael L. Eskew Mgmt For For
1e. Election of Director: Herbert L. Henkel Mgmt For For
1f. Election of Director: Amy E. Hood Mgmt For For
1g. Election of Director: Muhtar Kent Mgmt For For
1h. Election of Director: Edward M. Liddy Mgmt For For
1i. Election of Director: Gregory R. Page Mgmt For For
1j. Election of Director: Michael F. Roman Mgmt For For
1k. Election of Director: Inge G. Thulin Mgmt For For
1l. Election of Director: Patricia A. Woertz Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as 3M's
independent registered public accounting
firm.
3. Advisory approval of executive Mgmt For For
compensation.
4. Stockholder proposal on special shareholder Shr For Against
meetings.
5. Stockholder proposal on setting target Shr Against For
amounts for CEO compensation.
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ABBVIE INC. Agenda Number: 934746768
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Security: 00287Y109
Meeting Type: Annual
Meeting Date: 04-May-2018
Ticker: ABBV
ISIN: US00287Y1091
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roxanne S. Austin Mgmt For For
Richard A. Gonzalez Mgmt For For
Rebecca B. Roberts Mgmt For For
Glenn F. Tilton Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
AbbVie's independent registered public
accounting firm for 2018
3. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation
4. Say When on Pay - An advisory vote on the Mgmt 1 Year For
frequency of the advisory vote to approve
executive compensation
5. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation for the annual election of
directors
6. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation to eliminate supermajority
voting
7. Stockholder Proposal - to Issue an Annual Shr For Against
Report on Lobbying
8. Stockholder Proposal - to Separate Chair Shr Against For
and CEO
9. Stockholder Proposal - to Issue an Annual Shr For Against
Compensation Committee Report on Drug
Pricing
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ADOBE SYSTEMS INCORPORATED Agenda Number: 934730587
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Security: 00724F101
Meeting Type: Annual
Meeting Date: 12-Apr-2018
Ticker: ADBE
ISIN: US00724F1012
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy Banse Mgmt For For
1B. Election of Director: Edward Barnholt Mgmt For For
1C. Election of Director: Robert Burgess Mgmt For For
1D. Election of Director: Frank Calderoni Mgmt For For
1E. Election of Director: James Daley Mgmt For For
1F. Election of Director: Laura Desmond Mgmt For For
1G. Election of Director: Charles Geschke Mgmt For For
1H. Election of Director: Shantanu Narayen Mgmt For For
1I. Election of Director: Daniel Rosensweig Mgmt For For
1J. Election of Director: John Warnock Mgmt For For
2. Approval of the 2003 Equity Incentive Plan Mgmt For For
as amended to increase the available share
reserve by 7.5 million shares.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending on November 30, 2018.
4. Approval on an advisory basis of the Mgmt For For
compensation of the named executive
officers.
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AETNA INC. Agenda Number: 934728227
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Security: 00817Y108
Meeting Type: Special
Meeting Date: 13-Mar-2018
Ticker: AET
ISIN: US00817Y1082
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve and adopt the Agreement and Plan Mgmt For For
of Merger, dated as of December 3, 2017, as
it may be amended from time to time, among
CVS Health Corporation, Hudson Merger Sub
Corp. and Aetna Inc. (the "merger
agreement").
2. To approve the adjournment from time to Mgmt For For
time of the Special Meeting of Shareholders
of Aetna Inc. if necessary to solicit
additional proxies if there are not
sufficient votes to approve and adopt the
merger agreement at the time of the Special
Meeting of Shareholders of Aetna Inc. or
any adjournment or postponement thereof.
3. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation that will or may be
paid or provided by Aetna Inc. to its named
executive officers in connection with the
merger of Hudson Merger Sub Corp. with and
into Aetna Inc.
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AETNA INC. Agenda Number: 934766924
--------------------------------------------------------------------------------------------------------------------------
Security: 00817Y108
Meeting Type: Annual
Meeting Date: 18-May-2018
Ticker: AET
ISIN: US00817Y1082
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Fernando Aguirre Mgmt For For
1b. Election of Director: Mark T. Bertolini Mgmt For For
1c. Election of Director: Frank M. Clark Mgmt For For
1d. Election of Director: Molly J. Coye, M.D. Mgmt For For
1e. Election of Director: Roger N. Farah Mgmt For For
1f. Election of Director: Jeffrey E. Garten Mgmt For For
1g. Election of Director: Ellen M. Hancock Mgmt For For
1h. Election of Director: Richard J. Harrington Mgmt For For
1i. Election of Director: Edward J. Ludwig Mgmt For For
1j. Election of Director: Olympia J. Snowe Mgmt For For
2. Company Proposal - Approval of the Mgmt For For
Appointment of the Independent Registered
Public Accounting Firm for 2018
3. Company Proposal - Approval of the Mgmt For For
Company's Executive Compensation on a
Non-Binding Advisory Basis
4A. Shareholder Proposal - Annual Report on Shr Against For
Direct and Indirect Lobbying
4B. Shareholder Proposal - Special Shareholder Shr Against For
Meeting Vote Threshold
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ALEXION PHARMACEUTICALS, INC. Agenda Number: 934758713
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Security: 015351109
Meeting Type: Annual
Meeting Date: 08-May-2018
Ticker: ALXN
ISIN: US0153511094
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Felix J. Baker Mgmt For For
David R. Brennan Mgmt For For
Christopher J. Coughlin Mgmt For For
Deborah Dunsire Mgmt For For
Paul A. Friedman Mgmt For For
Ludwig N. Hantson Mgmt For For
John T. Mollen Mgmt For For
Francois Nader Mgmt For For
Judith A. Reinsdorf Mgmt For For
Andreas Rummelt Mgmt For For
2. Ratification of appointment by the Board of Mgmt For For
Directors of PricewaterhouseCoopers LLP as
the Company's independent registered public
accounting firm.
3. Approval of a non-binding advisory vote of Mgmt Against Against
the 2017 compensation paid to Alexion's
named executive officers.
4. To request the Board to require an Shr For Against
independent Chairman.
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ALTRIA GROUP, INC. Agenda Number: 934763473
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Security: 02209S103
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: MO
ISIN: US02209S1033
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John T. Casteen III Mgmt For For
1b. Election of Director: Dinyar S. Devitre Mgmt For For
1c. Election of Director: Thomas F. Farrell II Mgmt For For
1d. Election of Director: Debra J. Kelly-Ennis Mgmt For For
1e. Election of Director: W. Leo Kiely III Mgmt For For
1f. Election of Director: Kathryn B. McQuade Mgmt For For
1g. Election of Director: George Munoz Mgmt For For
1h. Election of Director: Mark E. Newman Mgmt For For
1i. Election of Director: Nabil Y. Sakkab Mgmt For For
1j. Election of Director: Virginia E. Shanks Mgmt For For
1k. Election of Director: Howard A. Willard III Mgmt For For
2. Ratification of the Selection of Mgmt For For
Independent Registered Public Accounting
Firm
3. Non-Binding Advisory Vote to Approve the Mgmt For For
Compensation of Altria's Named Executive
Officers
4. Shareholder Proposal - Reducing and Shr Against For
Disclosing Nicotine Levels in Cigarette
Brands
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AMAZON.COM, INC. Agenda Number: 934793224
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Security: 023135106
Meeting Type: Annual
Meeting Date: 30-May-2018
Ticker: AMZN
ISIN: US0231351067
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jeffrey P. Bezos Mgmt For For
1b. Election of Director: Tom A. Alberg Mgmt For For
1c. Election of Director: Jamie S. Gorelick Mgmt For For
1d. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1e. Election of Director: Judith A. McGrath Mgmt For For
1f. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1g. Election of Director: Thomas O. Ryder Mgmt For For
1h. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1i. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING DIVERSE Shr Abstain Against
BOARD CANDIDATES
5. SHAREHOLDER PROPOSAL REGARDING A POLICY TO Shr For Against
REQUIRE AN INDEPENDENT BOARD CHAIR
6. SHAREHOLDER PROPOSAL REGARDING Shr Against For
VOTE-COUNTING PRACTICES FOR SHAREHOLDER
PROPOSALS
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AMDOCS LIMITED Agenda Number: 934716359
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Security: G02602103
Meeting Type: Annual
Meeting Date: 26-Jan-2018
Ticker: DOX
ISIN: GB0022569080
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Robert A. Minicucci Mgmt For For
1B. Election of director: Adrian Gardner Mgmt For For
1C. Election of director: John T. McLennan Mgmt For For
1D. Election of director: Zohar Zisapel Mgmt For For
1E. Election of director: Julian A. Brodsky Mgmt For For
1F. Election of director: Eli Gelman Mgmt For For
1G. Election of director: James S. Kahan Mgmt For For
1H. Election of director: Richard T.C. LeFave Mgmt For For
1I. Election of director: Giora Yaron Mgmt For For
1J. Election of director: Ariane de Rothschild Mgmt For For
1K. Election of director: Rafael de la Vega Mgmt For For
2. To approve an increase in the dividend rate Mgmt For For
under our quarterly .. (due to space
limits, see proxy statement for full
proposal).
3. To approve our Consolidated Financial Mgmt For For
Statements for the fiscal year ended
September 30, 2017 (Proposal III).
4. To ratify and approve the appointment of Mgmt For For
Ernst & Young LLP as .. (due to space
limits, see proxy statement for full
proposal).
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AMERICAN FINANCIAL GROUP, INC. Agenda Number: 934764374
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Security: 025932104
Meeting Type: Annual
Meeting Date: 22-May-2018
Ticker: AFG
ISIN: US0259321042
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carl H. Lindner III Mgmt For For
S. Craig Lindner Mgmt For For
Kenneth C. Ambrecht Mgmt For For
John B. Berding Mgmt For For
Joseph E. Consolino Mgmt For For
Virginia C. Drosos Mgmt For For
James E. Evans Mgmt For For
Terry S. Jacobs Mgmt For For
Gregory G. Joseph Mgmt For For
William W. Verity Mgmt For For
John I. Von Lehman Mgmt For For
2. Proposal to ratify the Audit Committee's Mgmt For For
appointment of Ernst & Young LLP as the
Company's Independent Registered Public
Accounting Firm for 2018.
3. Advisory vote on compensation of named Mgmt For For
executive officers.
4. Shareholder proposal regarding Shr For Against
sustainability report.
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ANHEUSER-BUSCH INBEV SA/NV, BRUXELLES Agenda Number: 709095182
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Security: B639CJ108
Meeting Type: OGM
Meeting Date: 25-Apr-2018
Ticker:
ISIN: BE0974293251
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
A.1 MANAGEMENT REPORT BY THE BOARD OF DIRECTORS Non-Voting
ON THE ACCOUNTING YEAR ENDED ON 31 DECEMBER
2017
A.2 REPORT BY THE STATUTORY AUDITOR ON THE Non-Voting
ACCOUNTING YEAR ENDED ON 31 DECEMBER 2017
A.3 COMMUNICATION OF THE CONSOLIDATED ANNUAL Non-Voting
ACCOUNTS RELATING TO THE ACCOUNTING YEAR
ENDED ON 31 DECEMBER 2017, AS WELL AS THE
MANAGEMENT REPORT BY THE BOARD OF DIRECTORS
AND THE REPORT BY THE STATUTORY AUDITOR ON
THE CONSOLIDATED ANNUAL ACCOUNTS
A.4 PROPOSED RESOLUTION: APPROVE FINANCIAL Mgmt For For
STATEMENTS, ALLOCATION OF INCOME, AND
DIVIDENDS OF EUR 3.60 PER SHARE
A.5 PROPOSED RESOLUTION: GRANTING DISCHARGE TO Mgmt For For
THE DIRECTORS FOR THE PERFORMANCE OF THEIR
DUTIES DURING THE ACCOUNTING YEAR ENDED ON
31 DECEMBER 2017
A.6 PROPOSED RESOLUTION: GRANTING DISCHARGE TO Mgmt For For
THE STATUTORY AUDITOR FOR THE PERFORMANCE
OF HIS DUTIES DURING THE ACCOUNTING YEAR
ENDED ON 31 DECEMBER 2017
A.7.A PROPOSED RESOLUTION: UPON PROPOSAL FROM THE Mgmt Against Against
REFERENCE SHAREHOLDER, RENEWING THE
APPOINTMENT AS DIRECTOR OF MR. PAUL CORNET
DE WAYS RUART, FOR A PERIOD OF TWO YEARS
ENDING AT THE END OF THE SHAREHOLDERS'
MEETING WHICH WILL BE ASKED TO APPROVE THE
ACCOUNTS FOR THE YEAR 2019
A.7.B PROPOSED RESOLUTION: UPON PROPOSAL FROM THE Mgmt Against Against
REFERENCE SHAREHOLDER, RENEWING THE
APPOINTMENT AS DIRECTOR OF MR. STEFAN
DESCHEEMAEKER, FOR A PERIOD OF TWO YEARS
ENDING AT THE END OF THE SHAREHOLDERS'
MEETING WHICH WILL BE ASKED TO APPROVE THE
ACCOUNTS FOR THE YEAR 2019
A.7.C PROPOSED RESOLUTION: UPON PROPOSAL FROM THE Mgmt Against Against
REFERENCE SHAREHOLDER, RENEWING THE
APPOINTMENT AS DIRECTOR OF MR. GREGOIRE DE
SPOELBERCH, FOR A PERIOD OF TWO YEARS
ENDING AT THE END OF THE SHAREHOLDERS'
MEETING WHICH WILL BE ASKED TO APPROVE THE
ACCOUNTS FOR THE YEAR 2019
A.7.D PROPOSED RESOLUTION: UPON PROPOSAL FROM THE Mgmt Against Against
REFERENCE SHAREHOLDER, RENEWING THE
APPOINTMENT AS DIRECTOR OF MR. ALEXANDRE
VAN DAMME, FOR A PERIOD OF TWO YEARS ENDING
AT THE END OF THE SHAREHOLDERS' MEETING
WHICH WILL BE ASKED TO APPROVE THE ACCOUNTS
FOR THE YEAR 2019
A.7.E PROPOSED RESOLUTION: UPON PROPOSAL FROM THE Mgmt Against Against
REFERENCE SHAREHOLDER, RENEWING THE
APPOINTMENT AS DIRECTOR OF MR. ALEXANDRE
BEHRING, FOR A PERIOD OF TWO YEARS ENDING
AT THE END OF THE SHAREHOLDERS' MEETING
WHICH WILL BE ASKED TO APPROVE THE ACCOUNTS
FOR THE YEAR 2019
A.7.F PROPOSED RESOLUTION: UPON PROPOSAL FROM THE Mgmt Against Against
REFERENCE SHAREHOLDER, RENEWING THE
APPOINTMENT AS DIRECTOR OF MR. PAULO
LEMANN, FOR A PERIOD OF TWO YEARS ENDING AT
THE END OF THE SHAREHOLDERS' MEETING WHICH
WILL BE ASKED TO APPROVE THE ACCOUNTS FOR
THE YEAR 2019
A.7.G PROPOSED RESOLUTION: UPON PROPOSAL FROM THE Mgmt Against Against
REFERENCE SHAREHOLDER, RENEWING THE
APPOINTMENT AS DIRECTOR OF MR. CARLOS
ALBERTO DA VEIGA SICUPIRA, FOR A PERIOD OF
TWO YEARS ENDING AT THE END OF THE
SHAREHOLDERS' MEETING WHICH WILL BE ASKED
TO APPROVE THE ACCOUNTS FOR THE YEAR 2019
A.7.H PROPOSED RESOLUTION: UPON PROPOSAL FROM THE Mgmt Against Against
REFERENCE SHAREHOLDER, RENEWING THE
APPOINTMENT AS DIRECTOR OF MR. MARCEL
HERRMANN TELLES, FOR A PERIOD OF TWO YEARS
ENDING AT THE END OF THE SHAREHOLDERS'
MEETING WHICH WILL BE ASKED TO APPROVE THE
ACCOUNTS FOR THE YEAR 2019
A.7.I PROPOSED RESOLUTION: UPON PROPOSAL FROM THE Mgmt Against Against
REFERENCE SHAREHOLDER, RENEWING THE
APPOINTMENT AS DIRECTOR OF MRS. MARIA
ASUNCION ARAMBURUZABALA, FOR A PERIOD OF
TWO YEARS ENDING AT THE END OF THE
SHAREHOLDERS' MEETING WHICH WILL BE ASKED
TO APPROVE THE ACCOUNTS FOR THE YEAR 2019
A.7.J PROPOSED RESOLUTION: UPON PROPOSAL FROM THE Mgmt Against Against
RESTRICTED SHAREHOLDERS, RENEWING THE
APPOINTMENT AS RESTRICTED SHARE DIRECTOR OF
MR. MARTIN J. BARRINGTON, FOR A PERIOD OF
ONE YEAR ENDING AT THE END OF THE
SHAREHOLDERS' MEETING WHICH WILL BE ASKED
TO APPROVE THE ACCOUNTS FOR THE YEAR 2018
A.7.K PROPOSED RESOLUTION: UPON PROPOSAL FROM THE Mgmt Against Against
RESTRICTED SHAREHOLDERS, RENEWING THE
APPOINTMENT AS RESTRICTED SHARE DIRECTOR OF
MR. WILLIAM F. GIFFORD, JR., FOR A PERIOD
OF ONE YEAR ENDING AT THE END OF THE
SHAREHOLDERS' MEETING WHICH WILL BE ASKED
TO APPROVE THE ACCOUNTS FOR THE YEAR 2018
A.7.L PROPOSED RESOLUTION: UPON PROPOSAL FROM THE Mgmt Against Against
RESTRICTED SHAREHOLDERS, RENEWING THE
APPOINTMENT AS RESTRICTED SHARE DIRECTOR OF
MR. ALEJANDRO SANTO DOMINGO DAVILA, FOR A
PERIOD OF ONE YEAR ENDING AT THE END OF THE
SHAREHOLDERS' MEETING WHICH WILL BE ASKED
TO APPROVE THE ACCOUNTS FOR THE YEAR 2018
A.8.A REMUNERATION POLICY AND REMUNERATION REPORT Mgmt Against Against
OF THE COMPANY
A.8.B APPROVAL OF INCREASED FIXED ANNUAL FEE OF Mgmt For For
THE CHAIRMAN
A.8.C STOCK OPTIONS FOR DIRECTORS Mgmt Against Against
A.8.D REVISED REMUNERATION OF THE STATUTORY Mgmt For For
AUDITOR
B.1 PROPOSED RESOLUTION: WITHOUT PREJUDICE TO Mgmt For For
OTHER DELEGATIONS OF POWERS TO THE EXTENT
APPLICABLE, GRANTING POWERS TO JAN
VANDERMEERSCH, GLOBAL LEGAL DIRECTOR
CORPORATE, WITH POWER TO SUBSTITUTE, FOR
ANY FILINGS AND PUBLICATION FORMALITIES IN
RELATION TO THE ABOVE RESOLUTIONS
CMMT 28 MAR 2018: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT IN
RESOLUTION A.4. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 934716068
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 13-Feb-2018
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: James Bell Mgmt For For
1b. Election of director: Tim Cook Mgmt For For
1c. Election of director: Al Gore Mgmt For For
1d. Election of director: Bob Iger Mgmt For For
1e. Election of director: Andrea Jung Mgmt For For
1f. Election of director: Art Levinson Mgmt For For
1g. Election of director: Ron Sugar Mgmt For For
1h. Election of director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for 2018
3. Advisory vote to approve executive Mgmt For For
compensation
4. Approval of the amended and restated Apple Mgmt For For
Inc. Non-Employee Director Stock Plan
5. A shareholder proposal entitled Shr For Against
"Shareholder Proxy Access Amendments"
6. A shareholder proposal entitled "Human Shr Against For
Rights Committee"
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BANK OF AMERICA CORPORATION Agenda Number: 934737163
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Susan S. Bies Mgmt For For
1C. Election of Director: Jack O. Bovender, Jr. Mgmt For For
1D. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1E. Election of Director: Pierre J. P. de Weck Mgmt For For
1F. Election of Director: Arnold W. Donald Mgmt For For
1G. Election of Director: Linda P. Hudson Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Thomas J. May Mgmt For For
1J. Election of Director: Brian T. Moynihan Mgmt For For
1K. Election of Director: Lionel L. Nowell, III Mgmt For For
1L. Election of Director: Michael D. White Mgmt For For
1M. Election of Director: Thomas D. Woods Mgmt For For
1N. Election of Director: R. David Yost Mgmt For For
1O. Election of Director: Maria T. Zuber Mgmt For For
2. Approving Our Executive Compensation (an Mgmt For For
Advisory, Non-binding "Say on Pay"
Resolution)
3. Ratifying the Appointment of Our Mgmt For For
Independent Registered Public Accounting
Firm for 2018
4. Stockholder Proposal - Independent Board Shr For Against
Chairman
--------------------------------------------------------------------------------------------------------------------------
BIOGEN INC. Agenda Number: 934806069
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 12-Jun-2018
Ticker: BIIB
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Alexander J. Denner Mgmt For For
1b. Election of Director: Caroline D. Dorsa Mgmt For For
1c. Election of Director: Nancy L. Leaming Mgmt For For
1d. Election of Director: Richard C. Mulligan Mgmt For For
1e. Election of Director: Robert W. Pangia Mgmt For For
1f. Election of Director: Stelios Papadopoulos Mgmt For For
1g. Election of Director: Brian S. Posner Mgmt For For
1h. Election of Director: Eric K. Rowinsky Mgmt For For
1i. Election of Director: Lynn Schenk Mgmt For For
1j. Election of Director: Stephen A. Sherwin Mgmt For For
1k. Election of Director: Michel Vounatsos Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as Biogen Inc.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
3. Say on Pay - To approve an advisory vote on Mgmt For For
executive compensation.
4. Stockholder proposal requesting certain Shr For Against
proxy access bylaw amendments.
5. Stockholder proposal requesting a report on Shr For Against
the extent to which risks related to public
concern over drug pricing strategies are
integrated into incentive compensation
arrangements.
--------------------------------------------------------------------------------------------------------------------------
BP P.L.C. Agenda Number: 709207357
--------------------------------------------------------------------------------------------------------------------------
Security: G12793108
Meeting Type: AGM
Meeting Date: 21-May-2018
Ticker:
ISIN: GB0007980591
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT
3 TO RE-ELECT MR R W DUDLEY AS A DIRECTOR Mgmt For For
4 TO RE-ELECT MR B GILVARY AS A DIRECTOR Mgmt For For
5 TO RE-ELECT MR N S ANDERSEN AS A DIRECTOR Mgmt For For
6 TO RE-ELECT MR A BOECKMANN AS A DIRECTOR Mgmt For For
7 TO RE-ELECT ADMIRAL F L BOWMAN AS A Mgmt For For
DIRECTOR
8 TO ELECT DAME ALISON CARNWATH AS A DIRECTOR Mgmt For For
9 TO RE-ELECT MR I E L DAVIS AS A DIRECTOR Mgmt For For
10 TO RE-ELECT PROFESSOR DAME ANN DOWLING AS A Mgmt For For
DIRECTOR
11 TO RE-ELECT MRS M B MEYER AS A DIRECTOR Mgmt For For
12 TO RE-ELECT MR B R NELSON AS A DIRECTOR Mgmt For For
13 TO RE-ELECT MRS P R REYNOLDS AS A DIRECTOR Mgmt For For
14 TO RE-ELECT SIR JOHN SAWERS AS A DIRECTOR Mgmt For For
15 TO RE-ELECT MR C-H SVANBERG AS A DIRECTOR Mgmt For For
16 TO APPOINT DELOITTE LLP AS AUDITORS AND TO Mgmt For For
AUTHORIZE THE DIRECTORS TO FIX THEIR
REMUNERATION
17 TO GIVE LIMITED AUTHORITY TO MAKE POLITICAL Mgmt For For
DONATIONS AND INCUR POLITICAL EXPENDITURE
18 TO GIVE LIMITED AUTHORITY TO ALLOT SHARES Mgmt For For
UP TO A SPECIFIED AMOUNT
19 TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER Mgmt For For
OF SHARES FOR CASH FREE OF PRE-EMPTION
RIGHTS
20 TO GIVE ADDITIONAL AUTHORITY TO ALLOT A Mgmt For For
LIMITED NUMBER OF SHARES FOR CASH FREE OF
PRE-EMPTION RIGHTS
21 TO GIVE LIMITED AUTHORITY FOR THE PURCHASE Mgmt For For
OF ITS OWN SHARES BY THE COMPANY
22 TO ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
23 TO APPROVE THE RENEWAL OF THE SCRIP Mgmt For For
DIVIDEND PROGRAMME
24 TO AUTHORIZE THE CALLING OF GENERAL Mgmt For For
MEETINGS (EXCLUDING ANNUAL GENERAL
MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR
DAYS
--------------------------------------------------------------------------------------------------------------------------
BROADCOM LIMITED Agenda Number: 934741148
--------------------------------------------------------------------------------------------------------------------------
Security: Y09827109
Meeting Type: Special
Meeting Date: 23-Mar-2018
Ticker: AVGO
ISIN: SG9999014823
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the scheme of arrangement under Mgmt For For
Singapore law among Broadcom, the
shareholders of Broadcom and Broadcom
Limited, a Delaware corporation, subject to
approval of the High Court of the Republic
of Singapore, as set forth in Broadcom's
notice of, and proxy statement relating to,
its Special Meeting.
--------------------------------------------------------------------------------------------------------------------------
BROADCOM LIMITED Agenda Number: 934729370
--------------------------------------------------------------------------------------------------------------------------
Security: Y09827109
Meeting Type: Annual
Meeting Date: 04-Apr-2018
Ticker: AVGO
ISIN: SG9999014823
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mr. Hock E. Tan Mgmt For For
1B. Election of Director: Mr. James V. Diller Mgmt For For
1C. Election of Director: Ms. Gayla J. Delly Mgmt For For
1D. Election of Director: Mr. Lewis C. Mgmt For For
Eggebrecht
1E. Election of Director: Mr. Kenneth Y. Hao Mgmt For For
1F. Election of Director: Mr. Eddy W. Mgmt For For
Hartenstein
1G. Election of Director: Mr. Check Kian Low Mgmt For For
1H. Election of Director: Mr. Donald Macleod Mgmt For For
1I. Election of Director: Mr. Peter J. Marks Mgmt For For
1J. Election of Director: Dr. Henry Samueli Mgmt For For
2. To approve the re-appointment of Mgmt For For
PricewaterhouseCoopers LLP as Broadcom's
independent registered public accounting
firm and independent Singapore auditor for
the fiscal year ending November 4, 2018 and
to authorize the Audit Committee to fix its
remuneration, as set forth in Broadcom's
notice of, and proxy statement relating to,
its 2018 Annual General Meeting.
3. To approve the general authorization for Mgmt For For
the directors of Broadcom to allot and
issue shares in its capital, as set forth
in Broadcom's notice of, and proxy
statement relating to, its 2018 Annual
General Meeting.
4. NON-BINDING, ADVISORY VOTE To approve the Mgmt Against Against
compensation of Broadcom's named executive
officers, as disclosed in "Compensation
Discussion and Analysis" and in the
compensation tables and accompanying
narrative disclosure under "Executive
Compensation" in Broadcom's proxy statement
relating to its 2018 Annual General
Meeting.
--------------------------------------------------------------------------------------------------------------------------
CAE INC. Agenda Number: 934656882
--------------------------------------------------------------------------------------------------------------------------
Security: 124765108
Meeting Type: Annual
Meeting Date: 10-Aug-2017
Ticker: CAE
ISIN: CA1247651088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARGARET S. BILLSON Mgmt For For
MICHAEL M. FORTIER Mgmt For For
JAMES F. HANKINSON Mgmt For For
ALAN N. MACGIBBON Mgmt For For
JOHN P. MANLEY Mgmt For For
FRANCOIS OLIVIER Mgmt For For
MARC PARENT Mgmt For For
PETER J. SCHOOMAKER Mgmt For For
ANDREW J. STEVENS Mgmt For For
KATHARINE B. STEVENSON Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS, LLP Mgmt For For
AS AUDITORS AND AUTHORIZATION OF THE
DIRECTORS TO FIX THEIR REMUNERATION.
03 CONSIDERING AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION ON EXECUTIVE COMPENSATION.
04 CONSIDERING THE SHAREHOLDERS' PROPOSAL SET Shr Against For
FORTH IN APPENDIX B OF THE MANAGEMENT PROXY
CIRCULAR DATED JUNE 14, 2017.
--------------------------------------------------------------------------------------------------------------------------
CANADIAN IMPERIAL BANK OF COMMERCE Agenda Number: 934734650
--------------------------------------------------------------------------------------------------------------------------
Security: 136069101
Meeting Type: Annual
Meeting Date: 05-Apr-2018
Ticker: CM
ISIN: CA1360691010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Brent S. Belzberg Mgmt For For
Nanci E. Caldwell Mgmt For For
Michelle L. Collins Mgmt For For
Patrick D. Daniel Mgmt For For
Luc Desjardins Mgmt For For
Victor G. Dodig Mgmt For For
Linda S. Hasenfratz Mgmt For For
Kevin J. Kelly Mgmt For For
Christine E. Larsen Mgmt For For
Nicholas D. Le Pan Mgmt For For
John P. Manley Mgmt For For
Jane L. Peverett Mgmt For For
Katharine B. Stevenson Mgmt For For
Martine Turcotte Mgmt For For
Ronald W. Tysoe Mgmt For For
Barry L. Zubrow Mgmt For For
2 Appointment of Ernst & Young LLP as Mgmt For For
auditors
3 Advisory resolution about our executive Mgmt For For
compensation approach
4 Resolution to amend our Employee Stock Mgmt For For
Option Plan
--------------------------------------------------------------------------------------------------------------------------
CELGENE CORPORATION Agenda Number: 934805637
--------------------------------------------------------------------------------------------------------------------------
Security: 151020104
Meeting Type: Annual
Meeting Date: 13-Jun-2018
Ticker: CELG
ISIN: US1510201049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark J. Alles Mgmt For For
R W Barker, D.Phil, OBE Mgmt For For
Hans E. Bishop Mgmt For For
Michael W. Bonney Mgmt For For
Michael D. Casey Mgmt For For
Carrie S. Cox Mgmt For For
Michael A. Friedman, MD Mgmt For For
Julia A. Haller, M.D. Mgmt For For
P. A. Hemingway Hall Mgmt For For
James J. Loughlin Mgmt For For
Ernest Mario, Ph.D. Mgmt For For
John H. Weiland Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2018.
3. Approval, by non-binding vote, of executive Mgmt For For
compensation of the Company's named
executive officers.
4. Advisory vote on stockholder proposal to Shr For Against
request the Company's Board of Directors to
amend the Company's proxy access by-law
provision to eliminate the limit on the
number of stockholders that can aggregate
their shares to achieve the holding
requirement for nomination of directors,
described in more detail in the proxy
statement.
5. Advisory vote on stockholder proposal to Shr For Against
request the Company's Board of Directors to
adopt a policy and amend the Company's
governing documents to require that the
Chairman of the Board be an independent
member, described in more detail in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 934694147
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 11-Dec-2017
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1D. ELECTION OF DIRECTOR: AMY L. CHANG Mgmt For For
1E. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For
1F. ELECTION OF DIRECTOR: DR. KRISTINA M. Mgmt For For
JOHNSON
1G. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES H. ROBBINS Mgmt For For
1I. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1J. ELECTION OF DIRECTOR: BRENTON L. SAUNDERS Mgmt For For
1K. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE 2005 STOCK INCENTIVE PLAN.
3. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE EXECUTIVE INCENTIVE PLAN.
4. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
5. RECOMMENDATION, ON AN ADVISORY BASIS, ON Mgmt 1 Year For
THE FREQUENCY OF EXECUTIVE COMPENSATION
VOTES.
6. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2018.
7. APPROVAL TO REQUEST AN ANNUAL REPORT Shr Against For
RELATING TO CISCO'S LOBBYING POLICIES,
PROCEDURES AND ACTIVITIES.
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 934757622
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: CME
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Equity Director: Terrence A. Mgmt For For
Duffy
1b. Election of Equity Director: Timothy S. Mgmt For For
Bitsberger
1c. Election of Equity Director: Charles P. Mgmt For For
Carey
1d. Election of Equity Director: Dennis H. Mgmt For For
Chookaszian
1e. Election of Equity Director: Ana Dutra Mgmt For For
1f. Election of Equity Director: Martin J. Mgmt For For
Gepsman
1g. Election of Equity Director: Larry G. Mgmt For For
Gerdes
1h. Election of Equity Director: Daniel R. Mgmt For For
Glickman
1i. Election of Equity Director: Deborah J. Mgmt For For
Lucas
1j. Election of Equity Director: Alex J. Mgmt For For
Pollock
1k. Election of Equity Director: Terry L. Mgmt For For
Savage
1l. Election of Equity Director: William R. Mgmt For For
Shepard
1m. Election of Equity Director: Howard J. Mgmt For For
Siegel
1n. Election of Equity Director: Dennis A. Mgmt For For
Suskind
2. Ratification of the appointment of Ernst & Mgmt For For
Young as our independent registered public
accounting firm for 2018.
3. Advisory vote on the compensation of our Mgmt For For
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 934795141
--------------------------------------------------------------------------------------------------------------------------
Security: 192446102
Meeting Type: Annual
Meeting Date: 05-Jun-2018
Ticker: CTSH
ISIN: US1924461023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Zein Abdalla Mgmt For For
1b. Election of Director: Betsy S. Atkins Mgmt For For
1c. Election of Director: Maureen Mgmt For For
Breakiron-Evans
1d. Election of Director: Jonathan Chadwick Mgmt For For
1e. Election of Director: John M. Dineen Mgmt For For
1f. Election of Director: Francisco D'Souza Mgmt For For
1g. Election of Director: John N. Fox, Jr. Mgmt For For
1h. Election of Director: John E. Klein Mgmt For For
1i. Election of Director: Leo S. Mackay, Jr. Mgmt For For
1j. Election of Director: Michael Patsalos-Fox Mgmt For For
1k. Election of Director: Joseph M. Velli Mgmt For For
2. Approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of the Company's
named executive officers.
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2018.
4. Approve an amendment and restatement of the Mgmt For For
Company's 2004 Employee Stock Purchase
Plan.
5a. Approve the proposal to eliminate the Mgmt For For
supermajority voting requirements in the
Company's Certificate of Incorporation with
respect to: Amending the Company's By-laws.
5b. Approve the proposal to eliminate the Mgmt For For
supermajority voting requirements in the
Company's Certificate of Incorporation with
respect to: Removing directors.
5c. Approve the proposal to eliminate the Mgmt For For
supermajority voting requirements in the
Company's Certificate of Incorporation with
respect to: Amending certain provisions of
the Company's Certificate of Incorporation.
6. Stockholder proposal requesting that the Shr For Against
Board of Directors take the steps necessary
to permit stockholder action by written
consent.
7. Stockholder proposal requesting that the Shr For Against
Board of Directors take the steps necessary
to lower the ownership threshold for
stockholders to call a special meeting.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 934808265
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 11-Jun-2018
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Sheldon M. Bonovitz Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Ratification of the appointment of our Mgmt For For
independent auditors
3. Advisory vote on executive compensation Mgmt For For
4. To provide a lobbying report Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 934756668
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 15-May-2018
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Charles E. Bunch Mgmt For For
1b. Election of Director: Caroline Maury Devine Mgmt For For
1c. Election of Director: John V. Faraci Mgmt For For
1d. Election of Director: Jody Freeman Mgmt For For
1e. Election of Director: Gay Huey Evans Mgmt For For
1f. Election of Director: Ryan M. Lance Mgmt For For
1g. Election of Director: Sharmila Mulligan Mgmt For For
1h. Election of Director: Arjun N. Murti Mgmt For For
1i. Election of Director: Robert A. Niblock Mgmt For For
1j. Election of Director: Harald J. Norvik Mgmt For For
2. Proposal to ratify appointment of Ernst & Mgmt For For
Young LLP as ConocoPhillips' independent
registered public accounting firm for 2018.
3. Advisory Approval of Executive Mgmt For For
Compensation.
4. Policy to use GAAP Financial Metrics for Shr Against For
Purposes of Determining Executive
Compensation.
--------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda Number: 934749877
--------------------------------------------------------------------------------------------------------------------------
Security: 235851102
Meeting Type: Annual
Meeting Date: 08-May-2018
Ticker: DHR
ISIN: US2358511028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donald J. Ehrlich Mgmt Against Against
1B. Election of Director: Linda Hefner Filler Mgmt For For
1C. Election of Director: Thomas P. Joyce, Jr. Mgmt For For
1D. Election of Director: Teri List-Stoll Mgmt Against Against
1E. Election of Director: Walter G. Lohr, Jr. Mgmt For For
1F. Election of Director: Mitchell P. Rales Mgmt For For
1G. Election of Director: Steven M. Rales Mgmt For For
1H. Election of Director: John T. Schwieters Mgmt Against Against
1I. Election of Director: Alan G. Spoon Mgmt For For
1J. Election of Director: Raymond C. Stevens, Mgmt For For
Ph.D.
1K. Election of Director: Elias A. Zerhouni, Mgmt For For
M.D.
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as Danaher's independent registered
public accounting firm.
3. To approve on an advisory basis the Mgmt For For
Company's named executive officer
compensation.
4. To act upon a shareholder proposal Shr For Against
requesting that Danaher reduce shareholder
special meeting threshold from 25% to 10%.
--------------------------------------------------------------------------------------------------------------------------
DELPHI AUTOMOTIVE PLC Agenda Number: 934688055
--------------------------------------------------------------------------------------------------------------------------
Security: G27823106
Meeting Type: Special
Meeting Date: 07-Nov-2017
Ticker: DLPH
ISIN: JE00B783TY65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THAT THE NAME OF THE COMPANY BE CHANGED TO Mgmt For For
APTIV PLC, EFFECTIVE UPON COMPLETION OF THE
SPIN-OFF OF OUR POWERTRAIN SYSTEMS SEGMENT,
AND AT SUCH TIME, ALL REFERENCES IN THE
MEMORANDUM AND ARTICLES OF ASSOCIATION OF
THE COMPANY TO THE EXISTING NAME OF THE
COMPANY BE CHANGED TO APTIV PLC.
--------------------------------------------------------------------------------------------------------------------------
DELPHI TECHNOLOGIES PLC Agenda Number: 934738002
--------------------------------------------------------------------------------------------------------------------------
Security: G2709G107
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: DLPH
ISIN: JE00BD85SC56
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: Robin J. Adams Mgmt For For
2. Election of Director: Liam Butterworth Mgmt For For
3. Election of Director: Joseph S. Cantie Mgmt For For
4. Election of Director: Nelda J. Connors Mgmt For For
5. Election of Director: Gary L. Cowger Mgmt For For
6. Election of Director: David S. Haffner Mgmt For For
7. Election of Director: Helmut Leube Mgmt For For
8. Election of Director: Timothy M. Manganello Mgmt For For
9. Election of Director: Hari N. Nair Mgmt For For
10. Election of Director: MaryAnn Wright Mgmt For For
11. Proposal to re-appoint auditors, ratify Mgmt For For
independent public accounting firm and
authorize the directors to determine the
fees paid to the auditors.
12. Say-on-Pay - To approve, by advisory vote, Mgmt For For
executive compensation.
13. Frequency of Say-on-Pay Advisory Vote - To Mgmt 1 Year For
approve, by advisory vote, one of three
alternatives or abstain with regard to the
frequency of the advisory vote on executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
DELUXE CORPORATION Agenda Number: 934742392
--------------------------------------------------------------------------------------------------------------------------
Security: 248019101
Meeting Type: Annual
Meeting Date: 02-May-2018
Ticker: DLX
ISIN: US2480191012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ronald C. Baldwin Mgmt For For
C.E. Mayberry McKissack Mgmt For For
Don J. McGrath Mgmt For For
Neil J. Metviner Mgmt For For
Stephen P. Nachtsheim Mgmt For For
Thomas J. Reddin Mgmt For For
Martyn R. Redgrave Mgmt For For
Lee J. Schram Mgmt For For
John L. Stauch Mgmt For For
Victoria A. Treyger Mgmt For For
2. Approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of our Named
Executive Officers
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2018
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC Agenda Number: 708448077
--------------------------------------------------------------------------------------------------------------------------
Security: G42089113
Meeting Type: AGM
Meeting Date: 20-Sep-2017
Ticker:
ISIN: GB0002374006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REPORT AND ACCOUNTS 2017 Mgmt For For
2 DIRECTORS' REMUNERATION REPORT 2017 Mgmt For For
3 DIRECTORS' REMUNERATION POLICY 2017 Mgmt For For
4 DECLARATION OF FINAL DIVIDEND Mgmt For For
5 RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR Mgmt For For
6 RE-ELECTION OF LORD DAVIES AS A DIRECTOR Mgmt For For
7 RE-ELECTION OF J FERRAN AS A DIRECTOR Mgmt For For
8 RE-ELECTION OF HO KWONPING AS A DIRECTOR Mgmt For For
9 RE-ELECTION OF BD HOLDEN AS A DIRECTOR Mgmt For For
10 RE-ELECTION OF NS MENDELSOHN AS A DIRECTOR Mgmt For For
11 RE-ELECTION OF IM MENEZES AS A DIRECTOR Mgmt For For
12 RE-ELECTION OF KA MIKELLS AS A DIRECTOR Mgmt For For
13 RE-ELECTION OF AJH STEWART AS A DIRECTOR Mgmt For For
14 RE-APPOINTMENT OF AUDITOR: Mgmt For For
PRICEWATERHOUSECOOPERS LLP
15 REMUNERATION OF AUDITOR Mgmt For For
16 AUTHORITY TO ALLOT SHARES Mgmt For For
17 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
18 AUTHORITY TO PURCHASE OWN ORDINARY SHARES Mgmt For For
19 AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For For
AND/OR TO INCUR POLITICAL EXPENDITURE IN
THE EU
20 ADOPTION OF THE DIAGEO 2017 SHARE VALUE Mgmt For For
PLAN
CMMT 14 AUG 2017: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION IN TEXT OF
RESOLUTION 14. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DICK'S SPORTING GOODS, INC. Agenda Number: 934804128
--------------------------------------------------------------------------------------------------------------------------
Security: 253393102
Meeting Type: Annual
Meeting Date: 13-Jun-2018
Ticker: DKS
ISIN: US2533931026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class A Director: Vincent C. Mgmt For For
Byrd
1b. Election of Class A Director: William J. Mgmt For For
Colombo
1c. Election of Class A Director: Larry D. Mgmt For For
Stone
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for
fiscal 2018.
3. Non-binding advisory vote to approve Mgmt For For
compensation of named executive officers,
as disclosed in the Company's 2018 proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
EDISON INTERNATIONAL Agenda Number: 934739890
--------------------------------------------------------------------------------------------------------------------------
Security: 281020107
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: EIX
ISIN: US2810201077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael C. Camunez Mgmt For For
1b. Election of Director: Vanessa C.L. Chang Mgmt For For
1c. Election of Director: James T. Morris Mgmt For For
1d. Election of Director: Timothy T. O'Toole Mgmt For For
1e. Election of Director: Pedro J. Pizarro Mgmt For For
1f. Election of Director: Linda G. Stuntz Mgmt For For
1g. Election of Director: William P. Sullivan Mgmt For For
1h. Election of Director: Ellen O. Tauscher Mgmt For For
1i. Election of Director: Peter J. Taylor Mgmt For For
1j. Election of Director: Brett White Mgmt For For
2. Ratification of the Appointment of the Mgmt For For
Independent Registered Public Accounting
Firm
3. Advisory Vote to Approve the Company's Mgmt For For
Executive Compensation
4. Shareholder Proposal Regarding Enhanced Shr For Against
Shareholder Proxy Access
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 934749853
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 07-May-2018
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: K. Baicker Mgmt For For
1b. Election of Director: J. E. Fyrwald Mgmt For For
1c. Election of Director: J. Jackson Mgmt For For
1d. Election of Director: E. R. Marram Mgmt Against Against
1e. Election of Director: J. P. Tai Mgmt For For
2. Approval, by non-binding vote, of the Mgmt For For
compensation paid to the company's named
executive officers.
3. Ratification of Ernst & Young LLP as the Mgmt For For
principal independent auditor for 2018.
4. Approve amendments to the Articles of Mgmt For For
Incorporation to eliminate the classified
board structure.
5. Approve amendments to the Articles of Mgmt For For
Incorporation to eliminate supermajority
voting provisions.
6. Approve the Amended and Restated 2002 Lilly Mgmt For For
Stock Plan.
7. Shareholder proposal seeking support for Shr Against For
the descheduling of cannabis.
8. Shareholder proposal requesting report Shr For Against
regarding direct and indirect political
contributions.
9. Shareholder proposal requesting report on Shr Against For
policies and practices regarding contract
animal laboratories.
10. Shareholder proposal requesting report on Shr For Against
extent to which risks related to public
concern over drug pricing strategies are
integrated into incentive compensation
arrangements.
--------------------------------------------------------------------------------------------------------------------------
EQUITY RESIDENTIAL Agenda Number: 934810107
--------------------------------------------------------------------------------------------------------------------------
Security: 29476L107
Meeting Type: Annual
Meeting Date: 14-Jun-2018
Ticker: EQR
ISIN: US29476L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles L. Atwood Mgmt For For
Linda Walker Bynoe Mgmt For For
Connie K. Duckworth Mgmt For For
Mary Kay Haben Mgmt For For
Bradley A. Keywell Mgmt For For
John E. Neal Mgmt For For
David J. Neithercut Mgmt For For
Mark S. Shapiro Mgmt For For
Gerald A. Spector Mgmt For For
Stephen E. Sterrett Mgmt For For
Samuel Zell Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the Company's independent
auditor for 2018.
3. Approve Executive Compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 934785784
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 30-May-2018
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Susan K. Avery Mgmt For For
1b. Election of Director: Angela F. Braly Mgmt For For
1c. Election of Director: Ursula M. Burns Mgmt For For
1d. Election of Director: Kenneth C. Frazier Mgmt For For
1e. Election of Director: Steven A. Kandarian Mgmt For For
1f. Election of Director: Douglas R. Oberhelman Mgmt For For
1g. Election of Director: Samuel J. Palmisano Mgmt For For
1h. Election of Director: Steven S Reinemund Mgmt For For
1i. Election of Director: William C. Weldon Mgmt For For
1j. Election of Director: Darren W. Woods Mgmt For For
2. Ratification of Independent Auditors (page Mgmt For For
25)
3. Advisory Vote to Approve Executive Mgmt Against Against
Compensation (page 26)
4. Independent Chairman (page 54) Shr For Against
5. Special Shareholder Meetings (page 55) Shr For Against
6. Board Diversity Matrix (page 56) Shr Against For
7. Report on Lobbying (page 58) Shr For Against
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 934793034
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 31-May-2018
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marc L. Andreessen Mgmt For For
Erskine B. Bowles Mgmt For For
Kenneth I. Chenault Mgmt For For
S. D. Desmond-Hellmann Mgmt Withheld Against
Reed Hastings Mgmt Withheld Against
Jan Koum Mgmt Withheld Against
Sheryl K. Sandberg Mgmt Withheld Against
Peter A. Thiel Mgmt Withheld Against
Mark Zuckerberg Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2018.
3. A stockholder proposal regarding change in Shr For Against
stockholder voting.
4. A stockholder proposal regarding a risk Shr For Against
oversight committee.
5. A stockholder proposal regarding simple Shr For Against
majority vote.
6. A stockholder proposal regarding a content Shr For Against
governance report.
7. A stockholder proposal regarding median pay Shr For Against
by gender.
8. A stockholder proposal regarding tax Shr Against For
principles.
--------------------------------------------------------------------------------------------------------------------------
FIRST AMERICAN FINANCIAL CORPORATION Agenda Number: 934769285
--------------------------------------------------------------------------------------------------------------------------
Security: 31847R102
Meeting Type: Annual
Meeting Date: 08-May-2018
Ticker: FAF
ISIN: US31847R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dennis J. Gilmore Mgmt For For
Margaret M. McCarthy Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
--------------------------------------------------------------------------------------------------------------------------
FLIR SYSTEMS, INC. Agenda Number: 934732543
--------------------------------------------------------------------------------------------------------------------------
Security: 302445101
Meeting Type: Annual
Meeting Date: 20-Apr-2018
Ticker: FLIR
ISIN: US3024451011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James J. Cannon Mgmt For For
1B. Election of Director: John D. Carter Mgmt For For
1C. Election of Director: William W. Crouch Mgmt For For
1D. Election of Director: Catherine A. Halligan Mgmt For For
1E. Election of Director: Earl R. Lewis Mgmt For For
1F. Election of Director: Angus L. Macdonald Mgmt For For
1G. Election of Director: Michael T. Smith Mgmt For For
1H. Election of Director: Cathy A. Stauffer Mgmt For For
1I. Election of Director: Robert S. Tyrer Mgmt For For
1J. Election of Director: John W. Wood, Jr. Mgmt For For
1K. Election of Director: Steven E. Wynne Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the independent registered public
accounting firm.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's Named
Executive Officers as disclosed in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
FORD MOTOR COMPANY Agenda Number: 934753028
--------------------------------------------------------------------------------------------------------------------------
Security: 345370860
Meeting Type: Annual
Meeting Date: 10-May-2018
Ticker: F
ISIN: US3453708600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Stephen G. Butler Mgmt For For
1b. Election of Director: Kimberly A. Casiano Mgmt For For
1c. Election of Director: Anthony F. Earley, Mgmt For For
Jr.
1d. Election of Director: Edsel B. Ford II Mgmt For For
1e. Election of Director: William Clay Ford, Mgmt For For
Jr.
1f. Election of Director: James P. Hackett Mgmt For For
1g. Election of Director: William W. Helman IV Mgmt For For
1h. Election of Director: William E. Kennard Mgmt For For
1i. Election of Director: John C. Lechleiter Mgmt For For
1j. Election of Director: Ellen R. Marram Mgmt For For
1k. Election of Director: John L. Thornton Mgmt For For
1l. Election of Director: John B. Veihmeyer Mgmt For For
1m. Election of Director: Lynn M. Vojvodich Mgmt For For
1n. Election of Director: John S. Weinberg Mgmt For For
2. Ratification of Independent Registered Mgmt For For
Public Accounting Firm.
3. Say-on-Pay - An Advisory Vote to Approve Mgmt For For
the Compensation of the Named Executives.
4. Approval of the 2018 Long-Term Incentive Mgmt Against Against
Plan.
5. Relating to Consideration of a Mgmt For Against
Recapitalization Plan to Provide That All
of the Company's Outstanding Stock Have One
Vote Per Share.
6. Relating to Disclosure of the Company's Shr For Against
Lobbying Activities and Expenditures.
7. Relating to Report on CAFE Standards. Shr For Against
8. Relating to Disclosure of the Company's Shr For Against
Political Activities and Expenditures.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 934752925
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John F. Cogan, Ph.D. Mgmt For For
1b. Election of Director: Jacqueline K. Barton, Mgmt For For
Ph.D.
1c. Election of Director: Kelly A. Kramer Mgmt For For
1d. Election of Director: Kevin E. Lofton Mgmt For For
1e. Election of Director: John C. Martin, Ph.D. Mgmt For For
1f. Election of Director: John F. Milligan, Mgmt For For
Ph.D.
1g. Election of Director: Richard J. Whitley, Mgmt For For
M.D.
1h. Election of Director: Gayle E. Wilson Mgmt For For
1i. Election of Director: Per Wold-Olsen Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP by the Audit Committee of the Board of
Directors as the independent registered
public accounting firm of Gilead for the
fiscal year ending December 31, 2018.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers as presented in the Proxy
Statement.
4. To vote on a stockholder proposal, if Shr For Against
properly presented at the meeting,
requesting that the Board adopt a policy
that the Chairman of the Board of Directors
be an independent director.
5. To vote on a stockholder proposal, if Shr For Against
properly presented at the meeting,
requesting that the Board take steps to
permit stockholder action by written
consent.
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC Agenda Number: 934794517
--------------------------------------------------------------------------------------------------------------------------
Security: 37733W105
Meeting Type: Special
Meeting Date: 03-May-2018
Ticker: GSK
ISIN: US37733W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the buyout of Novartis' interest Mgmt For For
in GlaxoSmithKline Consumer Healthcare
Holdings Limited for the purposes of
Chapter 11 of the Listing Rules of the
Financial Conduct Authority
--------------------------------------------------------------------------------------------------------------------------
HP INC. Agenda Number: 934737909
--------------------------------------------------------------------------------------------------------------------------
Security: 40434L105
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: HPQ
ISIN: US40434L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Aida M. Alvarez Mgmt For For
1B. Election of Director: Shumeet Banerji Mgmt For For
1C. Election of Director: Robert R. Bennett Mgmt For For
1D. Election of Director: Charles V. Bergh Mgmt For For
1E. Election of Director: Stacy Brown-Philpot Mgmt For For
1F. Election of Director: Stephanie A. Burns Mgmt For For
1G. Election of Director: Mary Anne Citrino Mgmt For For
1H. Election of Director: Stacey Mobley Mgmt For For
1I. Election of Director: Subra Suresh Mgmt For For
1J. Election of Director: Dion J. Weisler Mgmt For For
2. To ratify the appointment of the Mgmt For For
independent registered public accounting
firm for the fiscal year ending October 31,
2018
3. To approve, on an advisory basis, the Mgmt For For
company's executive compensation
4. Stockholder proposal requesting Shr For Against
stockholders' right to act by written
consent, if properly presented at the
annual meeting
--------------------------------------------------------------------------------------------------------------------------
INCYTE CORPORATION Agenda Number: 934750250
--------------------------------------------------------------------------------------------------------------------------
Security: 45337C102
Meeting Type: Annual
Meeting Date: 01-May-2018
Ticker: INCY
ISIN: US45337C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Julian C. Baker Mgmt For For
1.2 Election of Director: Jean-Jacques Bienaime Mgmt For For
1.3 Election of Director: Paul A. Brooke Mgmt For For
1.4 Election of Director: Paul J. Clancy Mgmt For For
1.5 Election of Director: Wendy L. Dixon Mgmt For For
1.6 Election of Director: Jacqualyn A. Fouse Mgmt For For
1.7 Election of Director: Paul A. Friedman Mgmt For For
1.8 Election of Director: Herve Hoppenot Mgmt For For
2. To approve, on a non-binding, advisory Mgmt Against Against
basis, the compensation of the Company's
named executive officers.
3. To approve amendments to the Company's Mgmt For For
Amended and Restated 2010 Stock Incentive
Plan.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for 2018.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 934738886
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a Term of One Mgmt For For
Year: K.I. Chenault
1b. Election of Director for a Term of One Mgmt For For
Year: M.L. Eskew
1c. Election of Director for a Term of One Mgmt For For
Year: D.N. Farr
1d. Election of Director for a Term of One Mgmt For For
Year: A. Gorsky
1e. Election of Director for a Term of One Mgmt For For
Year: S.A. Jackson
1f. Election of Director for a Term of One Mgmt For For
Year: A.N. Liveris
1g. Election of Director for a Term of One Mgmt For For
Year: H.S. Olayan
1h. Election of Director for a Term of One Mgmt For For
Year: J.W. Owens
1i. Election of Director for a Term of One Mgmt For For
Year: V.M. Rometty
1j. Election of Director for a Term of One Mgmt For For
Year: J.R. Swedish
1k. Election of Director for a Term of One Mgmt For For
Year: S. Taurel
1l. Election of Director for a Term of One Mgmt For For
Year: P.R. Voser
1m. Election of Director for a Term of One Mgmt For For
Year: F.H. Waddell
2. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
3. Advisory Vote on Executive Compensation Mgmt For For
4. Stockholder Proposal on Lobbying Disclosure Shr For Against
5. Stockholder Proposal on Shareholder Ability Shr For Against
to Call a Special Shareholder Meeting
6. Stockholder Proposal to Have an Independent Shr For Against
Board Chairman
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY Agenda Number: 934769196
--------------------------------------------------------------------------------------------------------------------------
Security: 460146103
Meeting Type: Annual
Meeting Date: 07-May-2018
Ticker: IP
ISIN: US4601461035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: David J. Bronczek Mgmt For For
1b. Election of Director: William J. Burns Mgmt For For
1c. Election of Director: Christopher M. Connor Mgmt For For
1d. Election of Director: Ahmet C. Dorduncu Mgmt For For
1e. Election of Director: Ilene S. Gordon Mgmt For For
1f. Election of Director: Jacqueline C. Hinman Mgmt For For
1g. Election of Director: Jay L. Johnson Mgmt For For
1h. Election of Director: Clinton A. Lewis, Jr. Mgmt For For
1i. Election of Director: Kathryn D. Sullivan Mgmt For For
1j. Election of Director: Mark S. Sutton Mgmt For For
1k. Election of Director: J. Steven Whisler Mgmt For For
1l. Election of Director: Ray G. Young Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
the Company's Independent Registered Public
Accounting Firm for 2018
3. A Non-Binding Resolution to Approve the Mgmt For For
Compensation of the Company's Named
Executive Officers, as Disclosed Under the
Heading "Compensation Discussion &
Analysis"
4. Shareowner Proposal Concerning Special Shr For Against
Shareowner Meetings
--------------------------------------------------------------------------------------------------------------------------
INVESCO LTD. Agenda Number: 934756125
--------------------------------------------------------------------------------------------------------------------------
Security: G491BT108
Meeting Type: Annual
Meeting Date: 10-May-2018
Ticker: IVZ
ISIN: BMG491BT1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Sarah E. Beshar Mgmt For For
1.2 Election of Director: Joseph R. Canion Mgmt For For
1.3 Election of Director: Martin L. Flanagan Mgmt For For
1.4 Election of Director: C. Robert Henrikson Mgmt For For
1.5 Election of Director: Ben F. Johnson III Mgmt For For
1.6 Election of Director: Denis Kessler Mgmt For For
1.7 Election of Director: Sir Nigel Sheinwald Mgmt For For
1.8 Election of Director: G. Richard Wagoner, Mgmt For For
Jr.
1.9 Election of Director: Phoebe A. Wood Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S 2017 Mgmt Against Against
EXECUTIVE COMPENSATION
3. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2018
4. SHAREHOLDER PROPOSAL REGARDING THE Shr For
ELIMINATION OF VOTING STANDARDS OF GREATER
THAN A MAJORITY OF VOTES CAST
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 934737620
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mary C. Beckerle Mgmt For For
1b. Election of Director: D. Scott Davis Mgmt For For
1c. Election of Director: Ian E. L. Davis Mgmt For For
1d. Election of Director: Jennifer A. Doudna Mgmt For For
1e. Election of Director: Alex Gorsky Mgmt For For
1f. Election of Director: Mark B. McClellan Mgmt For For
1g. Election of Director: Anne M. Mulcahy Mgmt For For
1h. Election of Director: William D. Perez Mgmt For For
1i. Election of Director: Charles Prince Mgmt For For
1j. Election of Director: A. Eugene Washington Mgmt For For
1k. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
3. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2018
4. Shareholder Proposal - Accounting for Shr Against For
Litigation and Compliance in Executive
Compensation Performance Measures
5. Shareholder Proposal - Amendment to Shr For Against
Shareholder Ability to Call Special
Shareholder Meeting
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 934764463
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 15-May-2018
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Linda B. Bammann Mgmt For For
1b. Election of Director: James A. Bell Mgmt For For
1c. Election of Director: Stephen B. Burke Mgmt For For
1d. Election of Director: Todd A. Combs Mgmt For For
1e. Election of Director: James S. Crown Mgmt For For
1f. Election of Director: James Dimon Mgmt For For
1g. Election of Director: Timothy P. Flynn Mgmt For For
1h. Election of Director: Mellody Hobson Mgmt For For
1i. Election of Director: Laban P. Jackson Jr. Mgmt For For
1j. Election of Director: Michael A. Neal Mgmt For For
1k. Election of Director: Lee R. Raymond Mgmt For For
1l. Election of Director: William C. Weldon Mgmt For For
2. Ratification of special meeting provisions Mgmt Against Against
in the Firm's By-Laws
3. Advisory resolution to approve executive Mgmt For For
compensation
4. Approval of Amended and Restated Long-Term Mgmt For For
Incentive Plan effective May 15, 2018
5. Ratification of independent registered Mgmt For For
public accounting firm
6. Independent Board chairman Shr For Against
7. Vesting for government service Shr For Against
8. Proposal to report on investments tied to Shr Against For
genocide
9. Cumulative Voting Shr Against For
--------------------------------------------------------------------------------------------------------------------------
KANSAS CITY SOUTHERN Agenda Number: 934764538
--------------------------------------------------------------------------------------------------------------------------
Security: 485170302
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: KSU
ISIN: US4851703029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lydia I. Beebe Mgmt For For
1b. Election of Director: Lu M. Cordova Mgmt For For
1c. Election of Director: Robert J. Druten Mgmt For For
1d. Election of Director: Terrence P. Dunn Mgmt For For
1e. Election of Director: Antonio O. Garza, Jr. Mgmt For For
1f. Election of Director: David Garza-Santos Mgmt For For
1g. Election of Director: Janet H. Kennedy Mgmt For For
1h. Election of Director: Mitchell J. Krebs Mgmt For For
1i. Election of Director: Henry J. Maier Mgmt For For
1j. Election of Director: Thomas A. McDonnell Mgmt For For
1k. Election of Director: Patrick J. Mgmt For For
Ottensmeyer
1l. Election of Director: Rodney E. Slater Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2018.
3. Advisory (non-binding) vote approving the Mgmt For For
2017 compensation of our named executive
officers.
4. Approval of a stockholder proposal to allow Shr For Against
stockholder action by written consent.
--------------------------------------------------------------------------------------------------------------------------
LAS VEGAS SANDS CORP. Agenda Number: 934793173
--------------------------------------------------------------------------------------------------------------------------
Security: 517834107
Meeting Type: Annual
Meeting Date: 07-Jun-2018
Ticker: LVS
ISIN: US5178341070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve amendment to the Company's Mgmt For For
Certificate of Amended and Restated
Articles of Incorporation to declassify
Board of Directors.
2a. Election of Director: Sheldon G. Adelson Mgmt For For
(If Proposal No. 1 is approved)
2b. Election of Director: Irwin Chafetz (If Mgmt For For
Proposal No. 1 is approved)
2c. Election of Director: Micheline Chau (If Mgmt For For
Proposal No. 1 is approved)
2d. Election of Director: Patrick Dumont (If Mgmt For For
Proposal No. 1 is approved)
2e. Election of Director: Charles D. Forman (If Mgmt For For
Proposal No. 1 is approved)
2f. Election of Director: Steven L. Gerard (If Mgmt For For
Proposal No. 1 is approved)
2g. Election of Director: Robert G. Goldstein Mgmt For For
(If Proposal No. 1 is approved)
2h. Election of Director: George Jamieson (If Mgmt For For
Proposal No. 1 is approved)
2i. Election of Director: Charles A. Koppelman Mgmt For For
(If Proposal No. 1 is approved)
2j. Election of Director: Lewis Kramer (If Mgmt For For
Proposal No. 1 is approved)
2k. Election of Director: David F. Levi (If Mgmt For For
Proposal No. 1 is approved)
3a. Election of Class II Director: Micheline Mgmt For For
Chau (If Proposal No. 1 is not approved)
3b. Election of Class II Director: Patrick Mgmt For For
Dumont (If Proposal No. 1 is not approved)
3c. Election of Class II Director: David F. Mgmt For For
Levi (If Proposal No. 1 is not approved)
4. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2018.
5. An advisory (non-binding) vote to approve Mgmt Against Against
the compensation of the named executive
officers.
6. To approve material terms of performance Mgmt For For
goals under Company's Executive Cash
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
LEIDOS HOLDINGS, INC. Agenda Number: 934758763
--------------------------------------------------------------------------------------------------------------------------
Security: 525327102
Meeting Type: Annual
Meeting Date: 11-May-2018
Ticker: LDOS
ISIN: US5253271028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gregory R. Dahlberg Mgmt For For
1b. Election of Director: David G. Fubini Mgmt For For
1c. Election of Director: Miriam E. John Mgmt For For
1d. Election of Director: Frank Kendall III Mgmt For For
1e. Election of Director: Harry M.J. Kraemer, Mgmt For For
Jr.
1f. Election of Director: Roger A. Krone Mgmt For For
1g. Election of Director: Gary S. May Mgmt For For
1h. Election of Director: Surya N. Mohapatra Mgmt For For
1i. Election of Director: Lawrence C. Nussdorf Mgmt For For
1j. Election of Director: Robert S. Shapard Mgmt For For
1k. Election of Director: Susan M. Stalnecker Mgmt For For
1l. Election of Director: Noel B. Williams Mgmt For For
2. Approve, by an advisory vote, executive Mgmt For For
compensation.
3. The ratification of the appointment of Mgmt For For
Deloitte & Touche LLP as our independent
registered public accounting firm for the
fiscal year ending December 28, 2018.
--------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 934744221
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: LMT
ISIN: US5398301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Daniel F. Akerson Mgmt For For
1b. Election of Director: Nolan D. Archibald Mgmt For For
1c. Election of Director: David B. Burritt Mgmt For For
1d. Election of Director: Bruce A. Carlson Mgmt For For
1e. Election of Director: James O. Ellis, Jr. Mgmt For For
1f. Election of Director: Thomas J. Falk Mgmt For For
1g. Election of Director: Ilene S. Gordon Mgmt For For
1h. Election of Director: Marillyn A. Hewson Mgmt For For
1i. Election of Director: Jeh C. Johnson Mgmt For For
1j. Election of Director: Joseph W. Ralston Mgmt For For
1k. Election of Director: James D. Taiclet, Jr. Mgmt For For
2. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as Independent Auditors for 2018
3. Management Proposal to Approve the Lockheed Mgmt For For
Martin Corporation Amended and Restated
Directors Equity Plan
4. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers
(Say-on-Pay)
5. Stockholder Proposal to Adopt Stockholder Shr For Against
Action By Written Consent
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC PLC Agenda Number: 934690959
--------------------------------------------------------------------------------------------------------------------------
Security: G5960L103
Meeting Type: Annual
Meeting Date: 08-Dec-2017
Ticker: MDT
ISIN: IE00BTN1Y115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD H. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: CRAIG ARNOLD Mgmt For For
1C. ELECTION OF DIRECTOR: SCOTT C. DONNELLY Mgmt For For
1D. ELECTION OF DIRECTOR: RANDALL HOGAN III Mgmt For For
1E. ELECTION OF DIRECTOR: OMAR ISHRAK Mgmt For For
1F. ELECTION OF DIRECTOR: SHIRLEY A. JACKSON, Mgmt For For
PH.D.
1G. ELECTION OF DIRECTOR: MICHAEL O. LEAVITT Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES T. LENEHAN Mgmt For For
1I. ELECTION OF DIRECTOR: ELIZABETH NABEL, M.D. Mgmt For For
1J. ELECTION OF DIRECTOR: DENISE M. O'LEARY Mgmt For For
1K. ELECTION OF DIRECTOR: KENDALL J. POWELL Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT C. POZEN Mgmt For For
2. TO RATIFY, IN A NON-BINDING VOTE, THE Mgmt For For
RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS
LLP AS MEDTRONIC'S INDEPENDENT AUDITOR FOR
FISCAL YEAR 2018 AND AUTHORIZE THE BOARD OF
DIRECTORS, ACTING THROUGH THE AUDIT
COMMITTEE, TO SET THE AUDITOR'S
REMUNERATION.
3. TO APPROVE IN A NON-BINDING ADVISORY VOTE, Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION (A
"SAY-ON-PAY" VOTE).
4. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE MEDTRONIC PLC AMENDED AND RESTATED 2013
STOCK AWARD AND INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 934774262
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 22-May-2018
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Leslie A. Brun Mgmt For For
1b. Election of Director: Thomas R. Cech Mgmt For For
1c. Election of Director: Pamela J. Craig Mgmt For For
1d. Election of Director: Kenneth C. Frazier Mgmt For For
1e. Election of Director: Thomas H. Glocer Mgmt For For
1f. Election of Director: Rochelle B. Lazarus Mgmt For For
1g. Election of Director: John H. Noseworthy Mgmt For For
1h. Election of Director: Paul B. Rothman Mgmt For For
1i. Election of Director: Patricia F. Russo Mgmt For For
1j. Election of Director: Craig B. Thompson Mgmt For For
1k. Election of Director: Inge G. Thulin Mgmt For For
1l. Election of Director: Wendell P. Weeks Mgmt For For
1m. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm for 2018.
4. Shareholder proposal concerning Shr For Against
shareholders' right to act by written
consent.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 934689514
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 29-Nov-2017
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
1B. ELECTION OF DIRECTOR: REID G. HOFFMAN Mgmt For For
1C. ELECTION OF DIRECTOR: HUGH F. JOHNSTON Mgmt For For
1D. ELECTION OF DIRECTOR: TERI L. LIST-STOLL Mgmt For For
1E. ELECTION OF DIRECTOR: SATYA NADELLA Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
1G. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
1H. ELECTION OF DIRECTOR: SANDRA E. PETERSON Mgmt For For
1I. ELECTION OF DIRECTOR: PENNY S. PRITZKER Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1K. ELECTION OF DIRECTOR: ARNE M. SORENSON Mgmt For For
1L. ELECTION OF DIRECTOR: JOHN W. STANTON Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
1N. ELECTION OF DIRECTOR: PADMASREE WARRIOR Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION
4. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2018
5. APPROVAL OF MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE EXECUTIVE
INCENTIVE PLAN
6. APPROVAL OF THE MICROSOFT CORPORATION 2017 Mgmt For For
STOCK PLAN
--------------------------------------------------------------------------------------------------------------------------
NATIONAL RETAIL PROPERTIES, INC. Agenda Number: 934759208
--------------------------------------------------------------------------------------------------------------------------
Security: 637417106
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: NNN
ISIN: US6374171063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Pamela K.M. Beall Mgmt For For
Steven D. Cosler Mgmt For For
Don DeFosset Mgmt For For
David M. Fick Mgmt For For
Edward J. Fritsch Mgmt For For
Kevin B. Habicht Mgmt For For
Robert C. Legler Mgmt For For
Sam L. Susser Mgmt For For
Julian E. Whitehurst Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the selection of the Mgmt For For
independent registered public accounting
firm for 2018.
--------------------------------------------------------------------------------------------------------------------------
NAVIENT CORPORATION Agenda Number: 934781457
--------------------------------------------------------------------------------------------------------------------------
Security: 63938C108
Meeting Type: Annual
Meeting Date: 24-May-2018
Ticker: NAVI
ISIN: US63938C1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Anna Escobedo Cabral Mgmt For For
1b. Election of Director: William M. Mgmt For For
Diefenderfer, III
1c. Election of Director: Katherine A. Lehman Mgmt For For
1d. Election of Director: Linda A. Mills Mgmt For For
1e. Election of Director: John F. Remondi Mgmt For For
1f. Election of Director: Jane J. Thompson Mgmt For For
1g. Election of Director: Laura S. Unger Mgmt For For
1h. Election of Director: Barry L. Williams Mgmt For For
1i. Election of Director: David L. Yowan Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for 2018.
3. Non-binding advisory vote to approve named Mgmt For For
executive officer compensation.
4. Shareholder proposal concerning student Shr For Against
loan risk management.
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY PARTNERS, LP Agenda Number: 934696696
--------------------------------------------------------------------------------------------------------------------------
Security: 65341B106
Meeting Type: Annual
Meeting Date: 21-Dec-2017
Ticker: NEP
ISIN: US65341B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN D. AUSTIN Mgmt For For
1B. ELECTION OF DIRECTOR: PETER H. KIND Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES L. ROBO Mgmt Against Against
1D. ELECTION OF DIRECTOR: JAMES N. SUCIU Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS NEXTERA ENERGY PARTNERS'
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017
3. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt Against Against
NEXTERA ENERGY PARTNERS' COMPENSATION OF
ITS NAMED EXECUTIVE OFFICERS AS DISCLOSED
IN THE PROXY STATEMENT
4. NON-BINDING ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year Against
OF FUTURE UNITHOLDER NON-BINDING ADVISORY
VOTES ON THE COMPENSATION OF NEXTERA ENERGY
PARTNERS' NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
PEOPLE'S UNITED FINANCIAL, INC. Agenda Number: 934733886
--------------------------------------------------------------------------------------------------------------------------
Security: 712704105
Meeting Type: Annual
Meeting Date: 19-Apr-2018
Ticker: PBCT
ISIN: US7127041058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John P. Barnes Mgmt For For
1B. Election of Director: Collin P. Baron Mgmt For For
1C. Election of Director: Kevin T. Bottomley Mgmt For For
1D. Election of Director: George P. Carter Mgmt For For
1E. Election of Director: Jane Chwick Mgmt For For
1F. Election of Director: William F. Cruger, Mgmt For For
Jr.
1G. Election of Director: John K. Dwight Mgmt For For
1H. Election of Director: Jerry Franklin Mgmt For For
1I. Election of Director: Janet M. Hansen Mgmt For For
1J. Election of Director: Nancy McAllister Mgmt For For
1K. Election of Director: Mark W. Richards Mgmt For For
1L. Election of Director: Kirk W. Walters Mgmt For For
2. Approve the advisory (non-binding) Mgmt For For
resolution relating to the compensation of
the named executive officers as disclosed
in the proxy statement.
3. Ratify KPMG LLP as our independent Mgmt For For
registered public accounting firm for 2018.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 934739256
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Dennis A. Ausiello Mgmt For For
1b. Election of Director: Ronald E. Blaylock Mgmt For For
1c. Election of Director: Albert Bourla Mgmt For For
1d. Election of Director: W. Don Cornwell Mgmt For For
1e. Election of Director: Joseph J. Echevarria Mgmt For For
1f. Election of Director: Helen H. Hobbs Mgmt For For
1g. Election of Director: James M. Kilts Mgmt For For
1h. Election of Director: Dan R. Littman Mgmt For For
1i. Election of Director: Shantanu Narayen Mgmt For For
1j. Election of Director: Suzanne Nora Johnson Mgmt For For
1k. Election of Director: Ian C. Read Mgmt For For
1l. Election of Director: James C. Smith Mgmt For For
2. Ratify the selection of KPMG LLP as Mgmt For For
independent registered public accounting
firm for 2018
3. 2018 Advisory approval of executive Mgmt For For
compensation
4. Approval of the Pfizer Inc. French Sub-Plan Mgmt For For
under the 2014 Stock Plan
5. Shareholder proposal regarding right to act Shr Against For
by written consent
6. Shareholder proposal regarding independent Shr Against For
chair policy
7. Shareholder proposal regarding report on Shr For Against
lobbying activities
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 934750919
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Harold Brown Mgmt For For
1B. Election of Director: Andre Calantzopoulos Mgmt For For
1C. Election of Director: Louis C. Camilleri Mgmt For For
1D. Election of Director: Massimo Ferragamo Mgmt For For
1E. Election of Director: Werner Geissler Mgmt For For
1F. Election of Director: Lisa A. Hook Mgmt For For
1G. Election of Director: Jennifer Li Mgmt For For
1H. Election of Director: Jun Makihara Mgmt For For
1I. Election of Director: Sergio Marchionne Mgmt Against Against
1J. Election of Director: Kalpana Morparia Mgmt For For
1K. Election of Director: Lucio A. Noto Mgmt For For
1L. Election of Director: Frederik Paulsen Mgmt For For
1M. Election of Director: Robert B. Polet Mgmt For For
1N. Election of Director: Stephen M. Wolf Mgmt For For
2. Advisory Vote Approving Executive Mgmt For For
Compensation
3. Ratification of the Selection of Mgmt For For
Independent Auditors
--------------------------------------------------------------------------------------------------------------------------
PHILLIPS 66 Agenda Number: 934744067
--------------------------------------------------------------------------------------------------------------------------
Security: 718546104
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: PSX
ISIN: US7185461040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: J. Brian Ferguson Mgmt For For
1b. Election of director: Harold W. McGraw III Mgmt For For
1c. Election of director: Victoria J. Tschinkel Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for fiscal year
2018.
3. To consider and vote on a proposal to Mgmt For For
approve, on an advisory (non-binding)
basis, the compensation of our Named
Executive Officers.
4. To consider and vote on a proposal to amend Mgmt For For
the Certificate of Incorporation to
declassify the Board of Directors over the
next three years.
--------------------------------------------------------------------------------------------------------------------------
PINNACLE FOODS INC. Agenda Number: 934789390
--------------------------------------------------------------------------------------------------------------------------
Security: 72348P104
Meeting Type: Annual
Meeting Date: 30-May-2018
Ticker: PF
ISIN: US72348P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ann Fandozzi Mgmt For For
Mark Jung Mgmt For For
Ioannis Skoufalos Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for 2018.
3. To approve, in a non-binding advisory vote, Mgmt For For
the compensation paid to the named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 934728188
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 23-Mar-2018
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Samih Elhage Mgmt For *
David G. Golden Mgmt Withheld *
Veronica M. Hagen Mgmt Withheld *
Julie A. Hill Mgmt For *
John H. Kispert Mgmt For *
Harry L. You Mgmt For *
2 To approve Broadcom's proposal to amend Mgmt For *
Qualcomm's Bylaws to undo any amendment to
the Bylaws adopted without stockholder
approval up to and including the date of
the Annual Meeting that changes the Bylaws
in any way from the version that was
publicly filed with the Securities and
Exchange Commission on July 15, 2016.
3 To ratify the selection of Mgmt For *
PricewaterhouseCoopers LLP as Qualcomm's
independent public accountants for the
fiscal year ending September 30, 2018
4 To approve, on a advisory basis, Mgmt For *
compensation paid to Qualcomm's named
executive officers.
5 To approve an amendment to Qualcomm's 2001 Mgmt For *
Employee Stock Purchase Plan.
6 To approve an amendment to Qualcomm's Mgmt For *
Restated Certificate of Incorporation, as
amended (the "Certificate of
Incorporation") to eliminate certain
supermajority provisions relating to
removal of directors
7 To approve an amendment to the Certificate Mgmt For *
of Incorporation to eliminate certain
Supermajority provisions relating to
amendments and obsolete provisions.
8 To approve an amendment to the Certificate Mgmt For *
of Incorporation to eliminate provisions
requiring a supermajority vote for certain
transactions with interested stockholders.
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda Number: 934742405
--------------------------------------------------------------------------------------------------------------------------
Security: 767204100
Meeting Type: Annual
Meeting Date: 11-Apr-2018
Ticker: RIO
ISIN: US7672041008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. RECEIPT OF THE 2017 ANNUAL REPORT Mgmt For For
2. APPROVAL OF THE REMUNERATION POLICY Mgmt For For
3. APPROVAL OF THE DIRECTORS' REMUNERATION Mgmt For For
REPORT: IMPLEMENTATION REPORT
4. Approval of the Directors' Remuneration Mgmt For For
Report
5A. Approval of the Rio Tinto 2018 Equity Mgmt For For
Incentive Plan
5B. Approval of potential termination benefits Mgmt For For
payable under the Rio Tinto 2018 Equity
Incentive Plan
6. To re-elect Megan Clark as a director Mgmt For For
7. To re-elect David Constable as a director Mgmt For For
8. To re-elect Ann Godbehere as a director Mgmt For For
9. To re-elect Simon Henry as a director Mgmt For For
10. To re-elect Jean-Sebastien Jacques as a Mgmt For For
director
11. To re-elect Sam Laidlaw as a director Mgmt For For
12. To re-elect Michael L'Estrange as a Mgmt For For
director
13. To re-elect Chris Lynch as a director Mgmt For For
14. To re-elect Simon Thompson as a director Mgmt For For
15. Re-appointment of auditors Mgmt For For
16. Remuneration of auditors Mgmt For For
17. Authority to make political donations Mgmt For For
18. General authority to allot shares Mgmt For For
19. Disapplication of pre-emption rights Mgmt For For
20. Authority to purchase Rio Tinto plc shares Mgmt For For
21. Notice period for general meetings other Mgmt For For
than annual general meetings
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC Agenda Number: 709277001
--------------------------------------------------------------------------------------------------------------------------
Security: G7690A118
Meeting Type: AGM
Meeting Date: 22-May-2018
Ticker:
ISIN: GB00B03MM408
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIPT OF ANNUAL REPORT & ACCOUNTS Mgmt For For
2 APPROVAL OF DIRECTORS' REMUNERATION REPORT Mgmt Against Against
3 APPOINTMENT OF ANN GODBEHERE AS A DIRECTOR Mgmt For For
OF THE COMPANY
4 REAPPOINTMENT OF THE FOLLOWING AS A Mgmt For For
DIRECTOR OF THE COMPANY: BEN VAN BEURDEN
5 REAPPOINTMENT OF THE FOLLOWING AS A Mgmt For For
DIRECTOR OF THE COMPANY: EULEEN GOH
6 REAPPOINTMENT OF THE FOLLOWING AS A Mgmt For For
DIRECTOR OF THE COMPANY: CHARLES O.
HOLLIDAY
7 REAPPOINTMENT OF THE FOLLOWING AS A Mgmt For For
DIRECTOR OF THE COMPANY: CATHERINE HUGHES
8 REAPPOINTMENT OF THE FOLLOWING AS A Mgmt For For
DIRECTOR OF THE COMPANY: GERARD KLEISTERLEE
9 REAPPOINTMENT OF THE FOLLOWING AS A Mgmt For For
DIRECTOR OF THE COMPANY: ROBERTO SETUBAL
10 REAPPOINTMENT OF THE FOLLOWING AS A Mgmt For For
DIRECTOR OF THE COMPANY: SIR NIGEL
SHEINWALD
11 REAPPOINTMENT OF THE FOLLOWING AS A Mgmt For For
DIRECTOR OF THE COMPANY: LINDA G. STUNTZ
12 REAPPOINTMENT OF THE FOLLOWING AS A Mgmt For For
DIRECTOR OF THE COMPANY: JESSICA UHL
13 REAPPOINTMENT OF THE FOLLOWING AS A Mgmt For For
DIRECTOR OF THE COMPANY: GERRIT ZALM
14 REAPPOINTMENT OF AUDITORS: ERNST & YOUNG Mgmt For For
LLP BE REAPPOINTED AS AUDITOR OF THE
COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION
OF THE NEXT AGM OF THE COMPANY
15 REMUNERATION OF AUDITORS Mgmt For For
16 AUTHORITY TO ALLOT SHARES Mgmt For For
CMMT PLEASE NOTE THAT RESOLUTION 17 IS Non-Voting
CONDITIONAL UPON PASSING OF RESOLUTION 16.
THANK YOU
17 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
18 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
19 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: THE COMPANY HAS
RECEIVED NOTICE PURSUANT TO THE UK
COMPANIES ACT 2006 OF THE INTENTION TO MOVE
THE RESOLUTION SET FORTH ON PAGE 6 AND
INCORPORATED HEREIN BY WAY OF REFERENCE AT
THE COMPANY'S 2018 AGM. THE RESOLUTION HAS
BEEN REQUISITIONED BY A GROUP OF
SHAREHOLDERS AND SHOULD BE READ TOGETHER
WITH THEIR STATEMENT IN SUPPORT OF THEIR
PROPOSED RESOLUTION SET FORTH ON PAGES 6 TO
7
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 934814939
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 12-Jun-2018
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Marc Benioff Mgmt For For
1b. Election of Director: Keith Block Mgmt For For
1c. Election of Director: Craig Conway Mgmt For For
1d. Election of Director: Alan Hassenfeld Mgmt For For
1e. Election of Director: Neelie Kroes Mgmt For For
1f. Election of Director: Colin Powell Mgmt For For
1g. Election of Director: Sanford Robertson Mgmt For For
1h. Election of Director: John V. Roos Mgmt For For
1i. Election of Director: Bernard Tyson Mgmt For For
1j. Election of Director: Robin Washington Mgmt For For
1k. Election of Director: Maynard Webb Mgmt For For
1l. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our Mgmt For For
Certificate of Incorporation to allow
stockholders to request special meetings of
the stockholders.
3. Amendment and restatement of our 2013 Mgmt For For
Equity Incentive Plan to, among other
things, increase the number of shares
authorized for issuance by 40 million
shares.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2019.
5. An advisory vote to approve the fiscal 2018 Mgmt For For
compensation of our named executive
officers.
6. A stockholder proposal requesting the Shr For Against
elimination of supermajority voting
requirements.
7. A stockholder proposal requesting a report Shr Against For
on Salesforce's criteria for investing in,
operating in and withdrawing from high-risk
regions.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 934735246
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 04-Apr-2018
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter L.S. Currie Mgmt For For
1B. Election of Director: Miguel M. Galuccio Mgmt For For
1C. Election of Director: V. Maureen Kempston Mgmt For For
Darkes
1D. Election of Director: Paal Kibsgaard Mgmt For For
1E. Election of Director: Nikolay Kudryavtsev Mgmt For For
1F. Election of Director: Helge Lund Mgmt For For
1G. Election of Director: Michael E. Marks Mgmt For For
1H. Election of Director: Indra K. Nooyi Mgmt For For
1I. Election of Director: Lubna S. Olayan Mgmt For For
1J. Election of Director: Leo Rafael Reif Mgmt For For
1K. Election of Director: Henri Seydoux Mgmt For For
2. To approve, on an advisory basis, the Mgmt Against Against
Company's executive compensation.
3. To report on the course of business during Mgmt For For
the year ended December 31, 2017; and
approve our consolidated balance sheet as
of December 31, 2017; our consolidated
statement of income for the year ended
December 31, 2017; and our Board of
Directors' declarations of dividends in
2017, as reflected in our 2017 Annual
Report to Stockholders.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditors for 2018.
5. To approve amended and restated French Sub Mgmt For For
Plan for purposes of qualification under
French Law.
--------------------------------------------------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC. Agenda Number: 934758357
--------------------------------------------------------------------------------------------------------------------------
Security: 828806109
Meeting Type: Annual
Meeting Date: 08-May-2018
Ticker: SPG
ISIN: US8288061091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Glyn F. Aeppel Mgmt For For
1b. Election of Director: Larry C. Glasscock Mgmt For For
1c. Election of Director: Karen N. Horn, Ph.D. Mgmt For For
1d. Election of Director: Allan Hubbard Mgmt For For
1e. Election of Director: Reuben S. Leibowitz Mgmt For For
1f. Election of Director: Gary M. Rodkin Mgmt For For
1g. Election of Director: Stefan M. Selig Mgmt For For
1h. Election of Director: Daniel C. Smith, Mgmt For For
Ph.D.
1i. Election of Director: J. Albert Smith, Jr. Mgmt For For
1j. Election of Director: Marta R. Stewart Mgmt For For
2. An advisory vote to approve the Mgmt For For
compensation of our Named Executive
Officers.
3. Ratification of Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for 2018.
4. A shareholder proposal that any future Shr Against For
employment agreement with our CEO does not
provide any termination benefits following
a change in control.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 934822645
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 05-Jun-2018
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To accept 2017 Business Report and Mgmt For For
Financial Statements
2) To approve the proposal for distribution of Mgmt For For
2017 earnings
3) To revise the Articles of Incorporation Mgmt For For
4) DIRECTOR
F.C. Tseng* Mgmt For For
Mei-ling Chen* Mgmt For For
Mark Liu* Mgmt For For
C.C. Wei* Mgmt For For
Sir Peter L. Bonfield# Mgmt For For
Stan Shih# Mgmt For For
Thomas J. Engibous# Mgmt For For
Kok-Choo Chen# Mgmt For For
Michael R. Splinter# Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 934736957
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: R. W. Babb, Jr. Mgmt For For
1b. Election of Director: M. A. Blinn Mgmt For For
1c. Election of Director: T. M. Bluedorn Mgmt For For
1d. Election of Director: D. A. Carp Mgmt For For
1e. Election of Director: J. F. Clark Mgmt For For
1f. Election of Director: C. S. Cox Mgmt For For
1g. Election of Director: B. T. Crutcher Mgmt For For
1h. Election of Director: J. M. Hobby Mgmt For For
1i. Election of Director: R. Kirk Mgmt For For
1j. Election of Director: P. H. Patsley Mgmt For For
1k. Election of Director: R. E. Sanchez Mgmt For For
1l. Election of Director: R. K. Templeton Mgmt For For
2. Board proposal regarding advisory approval Mgmt For For
of the Company's executive compensation.
3. Board proposal to approve the Texas Mgmt For For
Instruments 2018 Director Compensation
Plan.
4. Board proposal to ratify the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for 2018.
--------------------------------------------------------------------------------------------------------------------------
TEXTRON INC. Agenda Number: 934736111
--------------------------------------------------------------------------------------------------------------------------
Security: 883203101
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: TXT
ISIN: US8832031012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Scott C. Donnelly Mgmt For For
1b. Election of Director: Kathleen M. Bader Mgmt For For
1c. Election of Director: R. Kerry Clark Mgmt For For
1d. Election of Director: James T. Conway Mgmt For For
1e. Election of Director: Lawrence K. Fish Mgmt For For
1f. Election of Director: Paul E. Gagne Mgmt For For
1g. Election of Director: Ralph D. Heath Mgmt For For
1h. Election of Director: Deborah Lee James Mgmt For For
1i. Election of Director: Lloyd G. Trotter Mgmt For For
1j. Election of Director: James L. Ziemer Mgmt For For
1k. Election of Director: Maria T. Zuber Mgmt For For
2. Approval of the advisory (non-binding) Mgmt For For
resolution to approve executive
compensation.
3. Ratification of appointment of independent Mgmt For For
registered public accounting firm.
4. Shareholder proposal regarding shareholder Shr For Against
action by written consent.
5. Shareholder proposal regarding director Shr Against For
tenure limit.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 934760136
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gerard J. Arpey Mgmt For For
1b. Election of Director: Ari Bousbib Mgmt For For
1c. Election of Director: Jeffery H. Boyd Mgmt For For
1d. Election of Director: Gregory D. Brenneman Mgmt For For
1e. Election of Director: J. Frank Brown Mgmt For For
1f. Election of Director: Albert P. Carey Mgmt For For
1g. Election of Director: Armando Codina Mgmt For For
1h. Election of Director: Helena B. Foulkes Mgmt For For
1i. Election of Director: Linda R. Gooden Mgmt For For
1j. Election of Director: Wayne M. Hewett Mgmt For For
1k. Election of Director: Stephanie C. Linnartz Mgmt For For
1l. Election of Director: Craig A. Menear Mgmt For For
1m. Election of Director: Mark Vadon Mgmt For For
2. Ratification of the Appointment of KPMG LLP Mgmt For For
3. Advisory Vote to Approve Executive Mgmt For For
Compensation ("Say-on-Pay")
4. Shareholder Proposal Regarding Semi-Annual Shr For Against
Report on Political Contributions
5. Shareholder Proposal Regarding EEO-1 Shr For Against
Disclosure
6. Shareholder Proposal to Reduce the Shr For Against
Threshold to Call Special Shareholder
Meetings to 10% of Outstanding Shares
7. Shareholder Proposal Regarding Amendment of Shr For Against
Compensation Clawback Policy
--------------------------------------------------------------------------------------------------------------------------
THE SOUTHERN COMPANY Agenda Number: 934762902
--------------------------------------------------------------------------------------------------------------------------
Security: 842587107
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: SO
ISIN: US8425871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Juanita Powell Mgmt For For
Baranco
1b. Election of Director: Jon A. Boscia Mgmt For For
1c. Election of Director: Henry A. Clark III Mgmt For For
1d. Election of Director: Thomas A. Fanning Mgmt For For
1e. Election of Director: David J. Grain Mgmt For For
1f. Election of Director: Veronica M. Hagen Mgmt For For
1g. Election of Director: Linda P. Hudson Mgmt For For
1h. Election of Director: Donald M. James Mgmt For For
1i. Election of Director: John D. Johns Mgmt For For
1j. Election of Director: Dale E. Klein Mgmt For For
1k. Election of Director: Ernest J. Moniz Mgmt For For
1l. Election of Director: William G. Smith, Jr. Mgmt For For
1m. Election of Director: Steven R. Specker Mgmt For For
1n. Election of Director: Larry D. Thompson Mgmt For For
1o. Election of Director: E. Jenner Wood III Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2018
4. STOCKHOLDER PROPOSAL ON AMENDMENT TO PROXY Shr For Against
ACCESS BYLAW
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 934720598
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 08-Mar-2018
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Susan E. Arnold Mgmt For For
1B. Election of director: Mary T. Barra Mgmt For For
1C. Election of director: Safra A. Catz Mgmt For For
1D. Election of director: John S. Chen Mgmt For For
1E. Election of director: Francis A. deSouza Mgmt For For
1F. Election of director: Robert A. Iger Mgmt For For
1G. Election of director: Maria Elena Mgmt For For
Lagomasino
1H. Election of director: Fred H. Langhammer Mgmt For For
1I. Election of director: Aylwin B. Lewis Mgmt For For
1J. Election of director: Mark G. Parker Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
registered public accountants for 2018.
3. To approve material terms of performance Mgmt For For
goals under the Amended and Restated 2002
Executive Performance Plan.
4. To approve the advisory resolution on Mgmt For For
executive compensation.
5. To approve the shareholder proposal Shr For Against
requesting an annual report disclosing
information regarding the Company's
lobbying policies and activities.
6. To approve the shareholder proposal Shr For Against
requesting the Board to amend the Company's
bylaws relating to proxy access to increase
the number of permitted nominees, remove
the limit on aggregating shares to meet the
shareholding requirement, and remove the
limitation on renomination of persons based
on votes in a prior election.
--------------------------------------------------------------------------------------------------------------------------
THE WESTERN UNION COMPANY Agenda Number: 934755212
--------------------------------------------------------------------------------------------------------------------------
Security: 959802109
Meeting Type: Annual
Meeting Date: 18-May-2018
Ticker: WU
ISIN: US9598021098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Martin I. Cole Mgmt For For
1b. Election of Director: Hikmet Ersek Mgmt For For
1c. Election of Director: Richard A. Goodman Mgmt For For
1d. Election of Director: Betsy D. Holden Mgmt For For
1e. Election of Director: Jeffrey A. Joerres Mgmt For For
1f. Election of Director: Roberto G. Mendoza Mgmt For For
1g. Election of Director: Michael A. Miles, Jr. Mgmt For For
1h. Election of Director: Robert W. Selander Mgmt For For
1i. Election of Director: Frances Fragos Mgmt For For
Townsend
1j. Election of Director: Solomon D. Trujillo Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation
3. Ratification of Selection of Ernst & Young Mgmt For For
LLP as Independent Registered Public
Accounting Firm for 2018
4. Approval of Amendment to the Charter to Mgmt For For
Reduce the Threshold Stock Ownership
Requirement for Stockholders to Call a
Special Meeting
5. Stockholder Proposal Regarding Political Shr For Against
Contributions Disclosure
--------------------------------------------------------------------------------------------------------------------------
TWITTER, INC. Agenda Number: 934787827
--------------------------------------------------------------------------------------------------------------------------
Security: 90184L102
Meeting Type: Annual
Meeting Date: 30-May-2018
Ticker: TWTR
ISIN: US90184L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Martha Lane Fox Mgmt For For
1b. Election of Director: David Rosenblatt Mgmt For For
1c. Election of Director: Evan Williams Mgmt For For
1d. Election of Director: Debra Lee Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2018.
4. A stockholder proposal regarding the Shr Against For
formation of a public policy committee of
the Board of Directors.
5. A stockholder proposal regarding a report Shr For Against
on our content enforcement policies.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 934744031
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 03-May-2018
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Mark T. Bertolini Mgmt For For
1c. Election of Director: Richard L. Carrion Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt For For
1e. Election of Director: M. Frances Keeth Mgmt For For
1f. Election of Director: Lowell C. McAdam Mgmt For For
1g. Election of Director: Clarence Otis, Jr. Mgmt For For
1h. Election of Director: Rodney E. Slater Mgmt For For
1i. Election of Director: Kathryn A. Tesija Mgmt For For
1j. Election of Director: Gregory D. Wasson Mgmt For For
1k. Election of Director: Gregory G. Weaver Mgmt For For
2. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
3. Advisory Vote to Approve Executive Shr For For
Compensation
4. Special Shareowner Meetings Shr For Against
5. Lobbying Activities Report Shr For Against
6. Independent Chair Shr For Against
7. Report on Cyber Security and Data Privacy Shr Against For
8. Executive Compensation Clawback Policy Shr For Against
9. Nonqualified Savings Plan Earnings Shr For Against
--------------------------------------------------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 934800574
--------------------------------------------------------------------------------------------------------------------------
Security: 92532F100
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: VRTX
ISIN: US92532F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Sangeeta N. Mgmt For For
Bhatia
1.2 Election of Class I Director: Jeffrey M. Mgmt For For
Leiden
1.3 Election of Class I Director: Bruce I. Mgmt For For
Sachs
2. Amendments to our charter and by-laws to Mgmt For For
eliminate supermajority provisions.
3. Amendment and restatement of our 2013 Stock Mgmt For For
and Option Plan, to among other things,
increase the number of shares available
under the plan by 8.0 million shares.
4. Ratification of Ernst & Young LLP as our Mgmt For For
Independent Registered Public Accounting
firm for the year ending December 31, 2018.
5. Advisory vote on named executive officer Mgmt For For
compensation.
6. Shareholder proposal, if properly presented Shr Against For
at the meeting, requesting that we prepare
a report on the risks to us of rising drug
prices.
7. Shareholder proposal, if properly presented Shr For Against
at the meeting, requesting that we prepare
a report on our policies and activities
with respect to lobbying.
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda Number: 934649065
--------------------------------------------------------------------------------------------------------------------------
Security: 92857W308
Meeting Type: Annual
Meeting Date: 28-Jul-2017
Ticker: VOD
ISIN: US92857W3088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE THE COMPANY'S ACCOUNTS, THE Mgmt For For
STRATEGIC REPORT AND REPORTS OF THE
DIRECTORS AND THE AUDITOR FOR THE YEAR
ENDED 31 MARCH 2017
2. TO RE-ELECT GERARD KLEISTERLEE AS A Mgmt For For
DIRECTOR
3. TO RE-ELECT VITTORIO COLAO AS A DIRECTOR Mgmt For For
4. TO RE-ELECT NICK READ AS A DIRECTOR Mgmt For For
5. TO RE-ELECT SIR CRISPIN DAVIS AS A DIRECTOR Mgmt For For
6. TO RE-ELECT DR MATHIAS DOPFNER AS A Mgmt For For
DIRECTOR
7. TO RE-ELECT DAME CLARA FURSE AS A DIRECTOR Mgmt For For
8. TO RE-ELECT VALERIE GOODING AS A DIRECTOR Mgmt For For
9. TO RE-ELECT RENEE JAMES AS A DIRECTOR Mgmt For For
10. TO RE-ELECT SAMUEL JONAH AS A DIRECTOR Mgmt For For
11. TO ELECT MARIA AMPARO MORALEDA MARTINEZ AS Mgmt For For
A DIRECTOR IN ACCORDANCE WITH THE COMPANY'S
ARTICLES
12. TO RE-ELECT DAVID NISH AS A DIRECTOR Mgmt For For
13. TO DECLARE A FINAL DIVIDEND OF 10.03 Mgmt For For
EUROCENTS PER ORDINARY SHARE FOR THE YEAR
ENDED 31 MARCH 2017
14. TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY CONTAINED IN THE REMUNERATION REPORT
OF THE BOARD FOR THE YEAR ENDED 31 MARCH
2017
15. TO APPROVE THE ANNUAL REPORT ON Mgmt For For
REMUNERATION CONTAINED IN THE REMUNERATION
REPORT OF THE BOARD FOR THE YEAR ENDED 31
MARCH 2017
16. TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE COMPANY'S AUDITOR UNTIL THE END OF THE
NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE
LAID BEFORE THE COMPANY
17. TO AUTHORISE THE AUDIT AND RISK COMMITTEE Mgmt For For
TO DETERMINE THE REMUNERATION OF THE
AUDITOR
18. TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
19. TO AUTHORISE THE DIRECTORS TO DIS-APPLY Mgmt For For
PRE-EMPTION RIGHTS (SPECIAL RESOLUTION)
20. TO AUTHORISE THE DIRECTORS TO DIS-APPLY Mgmt For For
PRE-EMPTION RIGHTS UP TO A FURTHER 5 PER
CENT FOR THE PURPOSES OF FINANCING AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
(SPECIAL RESOLUTION)
21. TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES (SPECIAL RESOLUTION)
22. TO AUTHORISE POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
23. TO AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETINGS (OTHER THAN AGMS) ON 14 CLEAR
DAYS' NOTICE (SPECIAL RESOLUTION)
--------------------------------------------------------------------------------------------------------------------------
WALMART INC. Agenda Number: 934793072
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 30-May-2018
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Stephen J. Mgmt For For
Easterbrook
1b. Election of Director: Timothy P. Flynn Mgmt For For
1c. Election of Director: Sarah J. Friar Mgmt For For
1d. Election of Director: Carla A. Harris Mgmt For For
1e. Election of Director: Thomas W. Horton Mgmt For For
1f. Election of Director: Marissa A. Mayer Mgmt For For
1g. Election of Director: C. Douglas McMillon Mgmt For For
1h. Election of Director: Gregory B. Penner Mgmt For For
1i. Election of Director: Steven S Reinemund Mgmt For For
1j. Election of Director: S. Robson Walton Mgmt For For
1k. Election of Director: Steuart L. Walton Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
3. Ratification of Ernst & Young LLP as Mgmt For For
Independent Accountants
4. Request to Adopt an Independent Chair Shr For Against
Policy
5. Request for Report on Racial or Ethnic Pay Shr Against For
Gaps
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 934740350
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John D. Baker II Mgmt For For
1b. Election of Director: Celeste A. Clark Mgmt For For
1c. Election of Director: Theodore F. Craver, Mgmt For For
Jr.
1d. Election of Director: Elizabeth A. Duke Mgmt For For
1e. Election of Director: Donald M. James Mgmt For For
1f. Election of Director: Maria R. Morris Mgmt For For
1g. Election of Director: Karen B. Peetz Mgmt For For
1h. Election of Director: Juan A. Pujadas Mgmt For For
1i. Election of Director: James H. Quigley Mgmt For For
1j. Election of Director: Ronald L. Sargent Mgmt For For
1k. Election of Director: Timothy J. Sloan Mgmt For For
1l. Election of Director: Suzanne M. Vautrinot Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Ratify the appointment of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for 2018.
4. Shareholder Proposal - Special Shareowner Shr For Against
Meetings.
5. Shareholder Proposal - Reform Executive Shr Against For
Compensation Policy with Social
Responsibility.
6. Shareholder Proposal - Report on Incentive Shr For Against
Compensation and Risks of Material Losses.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Dividend Builder Portfolio
By (Signature) /s/ Edward J. Perkin
Name Edward J. Perkin
Title President
Date 08/15/2018