UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-23117
NAME OF REGISTRANT: JPMorgan Trust IV
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 270 Park Avenue
New York City, NY 10017
NAME AND ADDRESS OF AGENT FOR SERVICE: J.P. Morgan Investment Management
Inc.
270 Park Avenue
New York City, NY 10017
REGISTRANT'S TELEPHONE NUMBER: 800-480-4311
DATE OF FISCAL YEAR END: 02/28
DATE OF REPORTING PERIOD: 07/01/2017 - 06/30/2018
February 28
JPMorgan Flexible Long/Short Fund, JPMorgan Ultra-Short Municipal Fund, JPMorgan High Yield Opportunities
Fund, JPMorgan Core Focus SMA Fund, and JPMorgan Institutional Tax Free Money Market Fund
June 30
JPMorgan Value Plus Fund
JPMorgan SmartSpending 2050 Fund
Additional Information:
JPMorgan Core Focus SMA Fund commenced operations on March 1, 2018
JPMorgan Institutional Tax Free Money Market Fund commenced operations on March 1, 2018
JPMorgan Core Focus SMA Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
JPMorgan Flexible Credit Long Short
--------------------------------------------------------------------------------------------------------------------------
AVAYA INC. Agenda Number: 934680100
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Security: 053499AG4
Meeting Type: Consent
Meeting Date: 24-Nov-2017
Ticker:
ISIN: US053499AG41
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. VOTE ON THE PLAN. (FOR = ACCEPT, AGAINST = Mgmt For For
REJECT) ABSTAIN IS NOT A VALID VOTING
OPTION
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GENON ESCROW CORP Agenda Number: 934689932
--------------------------------------------------------------------------------------------------------------------------
Security: 37244DAF6
Meeting Type: Consent
Meeting Date: 06-Nov-2017
Ticker:
ISIN: US37244DAF69
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. VOTE ON THE PLAN. (FOR = ACCEPT, AGAINST = Mgmt For
REJECT)
2. OPT OUT OF THE THIRD PARTY RELEASE (FOR = Mgmt Abstain
OPT OUT, ABSTAIN = DO NOT OPT OUT)
JPMorgan High Yield Opportunities Fund
--------------------------------------------------------------------------------------------------------------------------
CAESARS ENTERTAINMENT CORPORATION Agenda Number: 934796232
--------------------------------------------------------------------------------------------------------------------------
Security: 127686103
Meeting Type: Annual
Meeting Date: 30-May-2018
Ticker: CZR
ISIN: US1276861036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark Frissora Mgmt For For
James Hunt Mgmt For For
John Dionne Mgmt For For
Richard Schifter Mgmt Withheld Against
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2018.
3. To transact such other business as may Mgmt For For
properly come before the meeting or any
adjournment of the meeting.
JPMorgan Institutional Tax Free Money Market Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
JPMorgan SmartSpending 2050 Fund
--------------------------------------------------------------------------------------------------------------------------
VANGUARD INDEX FUNDS Agenda Number: 934671252
--------------------------------------------------------------------------------------------------------------------------
Security: 922908553
Meeting Type: Special
Meeting Date: 15-Nov-2017
Ticker: VNQ
ISIN: US9229085538
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MORTIMER J. BUCKLEY Mgmt For *
EMERSON U. FULLWOOD Mgmt For *
AMY GUTMANN Mgmt For *
JOANN HEFFERNAN HEISEN Mgmt For *
F. JOSEPH LOUGHREY Mgmt For *
MARK LOUGHRIDGE Mgmt For *
SCOTT C. MALPASS Mgmt For *
F. WILLIAM MCNABB III Mgmt For *
DEANNA MULLIGAN Mgmt For *
ANDRE F. PEROLD Mgmt For *
SARAH BLOOM RASKIN Mgmt For *
PETER F. VOLANAKIS Mgmt For *
2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT Mgmt For *
WITH THIRD-PARTY INVESTMENT ADVISORS.
3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT Mgmt For *
WITH WHOLLY-OWNED SUBSIDIARIES OF VANGUARD.
4. CHANGE THE INVESTMENT OBJECTIVE OF VANGUARD Mgmt For *
REIT INDEX FUND AND VANGUARD VARIABLE
INSURANCE FUND - REIT INDEX PORTFOLIO.
5. RECLASSIFY THE DIVERSIFICATION STATUS OF Mgmt For *
VANGUARD REIT INDEX FUND TO NONDIVERSIFIED.
7. A SHAREHOLDER PROPOSAL TO "INSTITUTE Shr Against *
TRANSPARENT PROCEDURES TO AVOID HOLDING
INVESTMENTS IN COMPANIES THAT, IN
MANAGEMENT'S JUDGMENT, SUBSTANTIALLY
CONTRIBUTE TO GENOCIDE OR CRIMES AGAINST
HUMANITY, THE MOST EGREGIOUS VIOLATIONS OF
HUMAN RIGHTS. SUCH PROCEDURES MAY INCLUDE
TIME-LIMITED ENGAGEMENT WITH PROBLEM
COMPANIES IF MANAGEMENT BELIEVES THAT THEIR
BEHAVIOR CAN BE CHANGED."
JPMorgan Ultra-Short Municipal Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
JPMorgan Value Plus
--------------------------------------------------------------------------------------------------------------------------
AETNA INC. Agenda Number: 934728227
--------------------------------------------------------------------------------------------------------------------------
Security: 00817Y108
Meeting Type: Special
Meeting Date: 13-Mar-2018
Ticker: AET
ISIN: US00817Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve and adopt the Agreement and Plan Mgmt For For
of Merger, dated as of December 3, 2017, as
it may be amended from time to time, among
CVS Health Corporation, Hudson Merger Sub
Corp. and Aetna Inc. (the "merger
agreement").
2. To approve the adjournment from time to Mgmt For For
time of the Special Meeting of Shareholders
of Aetna Inc. if necessary to solicit
additional proxies if there are not
sufficient votes to approve and adopt the
merger agreement at the time of the Special
Meeting of Shareholders of Aetna Inc. or
any adjournment or postponement thereof.
3. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation that will or may be
paid or provided by Aetna Inc. to its named
executive officers in connection with the
merger of Hudson Merger Sub Corp. with and
into Aetna Inc.
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AK STEEL HOLDING CORPORATION Agenda Number: 934774325
--------------------------------------------------------------------------------------------------------------------------
Security: 001547108
Meeting Type: Annual
Meeting Date: 24-May-2018
Ticker: AKS
ISIN: US0015471081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Dennis C. Cuneo Mgmt For For
1b. Election of Director: Sheri H. Edison Mgmt For For
1c. Election of Director: Mark G. Essig Mgmt For For
1d. Election of Director: William K. Gerber Mgmt For For
1e. Election of Director: Gregory B. Kenny Mgmt For For
1f. Election of Director: Ralph S. Michael, III Mgmt For For
1g. Election of Director: Roger K. Newport Mgmt For For
1h. Election of Director: Dr. James A. Thomson Mgmt For For
1i. Election of Director: Dwayne A. Wilson Mgmt For For
1j. Election of Director: Vicente Wright Mgmt For For
1k. Election of Director: Arlene M. Yocum Mgmt For For
2. The ratification of the Audit Committee's Mgmt For For
appointment of Ernst & Young LLP as the
independent registered public accounting
firm for 2018.
3. The resolution to approve the compensation Mgmt For For
of the Named Executive Officers.
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ALASKA AIR GROUP, INC. Agenda Number: 934746958
--------------------------------------------------------------------------------------------------------------------------
Security: 011659109
Meeting Type: Annual
Meeting Date: 03-May-2018
Ticker: ALK
ISIN: US0116591092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Patricia M. Bedient Mgmt For For
1b. Election of Director: James A. Beer Mgmt For For
1c. Election of Director: Marion C. Blakey Mgmt For For
1d. Election of Director: Phyllis J. Campbell Mgmt For For
1e. Election of Director: Raymond L. Conner Mgmt For For
1f. Election of Director: Dhiren R. Fonseca Mgmt For For
1g. Election of Director: Susan J. Li Mgmt For For
1h. Election of Director: Helvi K. Sandvik Mgmt For For
1i. Election of Director: J. Kenneth Thompson Mgmt For For
1j. Election of Director: Bradley D. Tilden Mgmt For For
1k. Election of Director: Eric K. Yeaman Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the Company's Named Executive Officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accountants for the fiscal year
2018.
4. Consider a stockholder proposal regarding Shr Against For
changes to the Company's proxy access
bylaw.
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ALLEGION PLC Agenda Number: 934787384
--------------------------------------------------------------------------------------------------------------------------
Security: G0176J109
Meeting Type: Annual
Meeting Date: 05-Jun-2018
Ticker: ALLE
ISIN: IE00BFRT3W74
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Carla Cico Mgmt For For
1b. Election of Director: Kirk S. Hachigian Mgmt For For
1c. Election of Director: Nicole Parent Haughey Mgmt For For
1d. Election of Director: David D. Petratis Mgmt For For
1e. Election of Director: Dean I. Schaffer Mgmt For For
1f. Election of Director: Charles L. Szews Mgmt For For
1g. Election of Director: Martin E. Welch III Mgmt For For
2. Advisory approval of the compensation of Mgmt For For
the Company's named executive officers.
3. Approval of the appointment of Mgmt For For
PricewaterhouseCoopers as independent
auditors of the Company and authorize the
Audit and Finance Committee of the Board of
Directors to set the auditors'
remuneration.
4. Approval of renewal of the Board of Mgmt For For
Directors' existing authority to issue
shares.
5. Approval of renewal of the Board of Mgmt For For
Directors' existing authority to issue
shares for cash without first offering
shares to existing shareholders. (Special
Resolution)
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ALLERGAN PLC Agenda Number: 934748407
--------------------------------------------------------------------------------------------------------------------------
Security: G0177J108
Meeting Type: Annual
Meeting Date: 02-May-2018
Ticker: AGN
ISIN: IE00BY9D5467
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Nesli Basgoz, M.D. Mgmt For For
1b. Election of Director: Paul M. Bisaro Mgmt For For
1c. Election of Director: Joseph H. Boccuzi Mgmt For For
1d. Election of Director: Christopher W. Bodine Mgmt For For
1e. Election of Director: Adriane M. Brown Mgmt For For
1f. Election of Director: Christopher J. Mgmt For For
Coughlin
1g. Election of Director: Carol Anthony (John) Mgmt For For
Davidson
1h. Election of Director: Catherine M. Klema Mgmt For For
1i. Election of Director: Peter J. McDonnell, Mgmt For For
M.D.
1j. Election of Director: Patrick J. O'Sullivan Mgmt For For
1k. Election of Director: Brenton L. Saunders Mgmt For For
1l. Election of Director: Fred G. Weiss Mgmt For For
2. To approve, in a non-binding vote, Named Mgmt For For
Executive Officer compensation.
3. To ratify, in a non-binding vote, the Mgmt For For
appointment of PricewaterhouseCoopers LLP
as the Company's independent auditor for
the fiscal year ending December 31, 2018
and to authorize, in a binding vote, the
Board of Directors, acting through its
Audit and Compliance Committee, to
determine PricewaterhouseCoopers LLP's
remuneration.
4. To renew the authority of the directors of Mgmt For For
the Company (the "Directors") to issue
shares.
5A. To renew the authority of the Directors to Mgmt For For
issue shares for cash without first
offering shares to existing shareholders.
5B. To authorize the Directors to allot new Mgmt For For
shares up to an additional 5% for cash in
connection with an acquisition or other
capital investment.
6. To consider a shareholder proposal Shr For Against
requiring an independent Board Chairman, if
properly presented at the meeting.
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ALUMINA LIMITED Agenda Number: 934807352
--------------------------------------------------------------------------------------------------------------------------
Security: 022205108
Meeting Type: Annual
Meeting Date: 24-May-2018
Ticker: AWCMY
ISIN: US0222051080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2 Adoption of Remuneration Report Mgmt For For
3a To re-elect Ms Emma Stein as a Director Mgmt For For
3b To elect Ms Deborah O'Toole as a Director Mgmt For For
3c To elect Mr John Bevan as a Director Mgmt For For
4 Grant of Performance Rights to Chief Mgmt For For
Executive Officer (Long Term Incentive)
5 Re-insertion of proportional takeover Mgmt For For
approval provisions in Constitution
--------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 934756214
--------------------------------------------------------------------------------------------------------------------------
Security: 026874784
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: AIG
ISIN: US0268747849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: W. DON CORNWELL Mgmt For For
1b. Election of Director: BRIAN DUPERREAULT Mgmt For For
1c. Election of Director: JOHN H. FITZPATRICK Mgmt For For
1d. Election of Director: WILLIAM G. JURGENSEN Mgmt For For
1e. Election of Director: CHRISTOPHER S. LYNCH Mgmt For For
1f. Election of Director: HENRY S. MILLER Mgmt For For
1g. Election of Director: LINDA A. MILLS Mgmt For For
1h. Election of Director: SUZANNE NORA JOHNSON Mgmt For For
1i. Election of Director: RONALD A. RITTENMEYER Mgmt For For
1j. Election of Director: DOUGLAS M. STEENLAND Mgmt For For
1k. Election of Director: THERESA M. STONE Mgmt For For
2. To vote, on a non-binding advisory basis, Mgmt For For
to approve executive compensation.
3. To act upon a proposal to ratify the Mgmt For For
selection of PricewaterhouseCoopers LLP as
AIG's independent registered public
accounting firm for 2018.
--------------------------------------------------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION Agenda Number: 934720613
--------------------------------------------------------------------------------------------------------------------------
Security: 03073E105
Meeting Type: Annual
Meeting Date: 01-Mar-2018
Ticker: ABC
ISIN: US03073E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ornella Barra Mgmt Against Against
1B. Election of Director: Steven H. Collis Mgmt For For
1C. Election of Director: Douglas R. Conant Mgmt For For
1D. Election of Director: D. Mark Durcan Mgmt For For
1E. Election of Director: Richard W. Gochnauer Mgmt For For
1F. Election of Director: Lon R. Greenberg Mgmt For For
1G. Election of Director: Jane E. Henney, M.D. Mgmt For For
1H. Election of Director: Kathleen W. Hyle Mgmt For For
1I. Election of Director: Michael J. Long Mgmt For For
1J. Election of Director: Henry W. McGee Mgmt For For
2. Ratification of Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for fiscal year 2018.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
4. Approval of an amendment and restatement of Mgmt For For
the AmerisourceBergen Corporation 2011
Employee Stock Purchase Plan.
5. Stockholder proposal, if properly Shr For Against
presented, to urge the Board of Directors
to adopt a policy that the Chairman of the
Board be an independent director.
6. Stockholder proposal, if properly Shr Against For
presented, regarding the ownership
threshold for calling special meetings of
stockholders.
7. Stockholder proposal, if properly Shr Against For
presented, to urge the Board of Directors
to adopt a policy to disclose certain
incentive compensation clawbacks.
8. Stockholder proposal, if properly Shr Against For
presented, to urge the Board of Directors
to report to stockholders on governance
measures implemented related to opioids.
--------------------------------------------------------------------------------------------------------------------------
ANDEAVOR Agenda Number: 934742847
--------------------------------------------------------------------------------------------------------------------------
Security: 03349M105
Meeting Type: Annual
Meeting Date: 04-May-2018
Ticker: ANDV
ISIN: US03349M1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Rodney F. Chase Mgmt For For
1b. Election of Director: Paul L. Foster Mgmt For For
1c. Election of Director: Edward G. Galante Mgmt For For
1d. Election of Director: Gregory J. Goff Mgmt For For
1e. Election of Director: David Lilley Mgmt For For
1f. Election of Director: Mary Pat McCarthy Mgmt For For
1g. Election of Director: J.W. Nokes Mgmt For For
1h. Election of Director: William H. Schumann, Mgmt For For
III
1i. Election of Director: Jeff A. Stevens Mgmt For For
1j. Election of Director: Susan Tomasky Mgmt For For
1k. Election of Director: Michael E. Wiley Mgmt For For
1l. Election of Director: Patrick Y. Yang Mgmt For For
2. To approve our named executive officers' Mgmt For For
compensation in an advisory vote.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm.
4. To approve the Andeavor 2018 Long-Term Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 934716068
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 13-Feb-2018
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: James Bell Mgmt For For
1b. Election of director: Tim Cook Mgmt For For
1c. Election of director: Al Gore Mgmt For For
1d. Election of director: Bob Iger Mgmt For For
1e. Election of director: Andrea Jung Mgmt For For
1f. Election of director: Art Levinson Mgmt For For
1g. Election of director: Ron Sugar Mgmt For For
1h. Election of director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for 2018
3. Advisory vote to approve executive Mgmt For For
compensation
4. Approval of the amended and restated Apple Mgmt For For
Inc. Non-Employee Director Stock Plan
5. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments"
6. A shareholder proposal entitled "Human Shr Against For
Rights Committee"
--------------------------------------------------------------------------------------------------------------------------
ASHFORD HOSPITALITY TRUST, INC. Agenda Number: 934800651
--------------------------------------------------------------------------------------------------------------------------
Security: 044103109
Meeting Type: Annual
Meeting Date: 15-May-2018
Ticker: AHT
ISIN: US0441031095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Monty J. Bennett Mgmt For For
Benjamin J. Ansell M.D. Mgmt For For
Amish Gupta Mgmt For For
Kamal Jafarnia Mgmt For For
Frederick J. Kleisner Mgmt For For
Sheri L. Pantermuehl Mgmt For For
Alan L. Tallis Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers.
3. To ratify the appointment of BDO USA, LLP, Mgmt For For
a national public accounting firm, as our
independent auditors for the fiscal year
ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
ATHENE HOLDING LTD. Agenda Number: 934802491
--------------------------------------------------------------------------------------------------------------------------
Security: G0684D107
Meeting Type: Annual
Meeting Date: 06-Jun-2018
Ticker: ATH
ISIN: BMG0684D1074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. To elect as director of Athene Holding Ltd: Mgmt For For
Fehmi Zeko - (Class II)
1b. To elect as director of Athene Holding Ltd: Mgmt For For
Marc Beilinson - (Class III)
1c. To elect as director of Athene Holding Ltd: Mgmt For For
Robert Borden - (Class III)
1d. To elect as director of Athene Holding Ltd: Mgmt For For
H. Carl McCall - (Class III)
1e. To elect as director of Athene Holding Ltd: Mgmt For For
Manfred Puffer - (Class III)
2a. To authorize the Company to elect as Mgmt For For
director of Athene Life Re Ltd. ("ALRe"):
James Belardi
2b. To authorize the Company to elect as Mgmt For For
director of Athene Life Re Ltd. ("ALRe"):
Robert Borden
2c. To authorize the Company to elect as Mgmt For For
director of Athene Life Re Ltd. ("ALRe"):
Frank L. Gillis
2d. To authorize the Company to elect as Mgmt For For
director of Athene Life Re Ltd. ("ALRe"):
Gernot Lohr
2e. To authorize the Company to elect as Mgmt For For
director of Athene Life Re Ltd. ("ALRe"):
Hope Taitz
2f. To authorize the Company to elect as Mgmt For For
director of Athene Life Re Ltd. ("ALRe"):
William J. Wheeler
3a. To authorize the Company to elect as Mgmt For For
director of Athene Bermuda Employee Company
Ltd. ("ABEC"): Natasha S. Courcy
3b. To authorize the Company to elect as Mgmt For For
director of Athene Bermuda Employee Company
Ltd. ("ABEC"): Frank L. Gillis
3c. To authorize the Company to elect as Mgmt For For
director of Athene Bermuda Employee Company
Ltd. ("ABEC"): William J. Wheeler
4a. To authorize the Company to elect as Mgmt For For
director of Athene IP Holding Ltd.
("AIPH"): Natasha S. Courcy
4b. To authorize the Company to elect as Mgmt For For
director of Athene IP Holding Ltd.
("AIPH"): Frank L. Gillis
4c. To authorize the Company to elect as Mgmt For For
director of Athene IP Holding Ltd.
("AIPH"): William J. Wheeler
5a. To authorize the Company to elect as Mgmt For For
director of Athene IP Development Ltd.
("AIPD"): Natasha S. Courcy
5b. To authorize the Company to elect as Mgmt For For
director of Athene IP Development Ltd.
("AIPD"): William J. Wheeler
6. To appoint PricewaterhouseCoopers LLP Mgmt For For
("PwC"), an independent registered
accounting firm, as the Company's
independent auditor to serve until the
close of the Company's next annual general
meeting in 2019.
7. To refer the determination of the Mgmt For For
remuneration of PwC to the Audit Committee
of the Board of Directors of the Company.
8. To vote on a non-binding advisory Mgmt For For
resolution to approve the compensation paid
to the Company's named executive officers
("say on pay").
9. To approve an amendment to the Bye-laws of Mgmt For For
the Company relating to the voting rights
of holders of Class B common shares and
certain other provisions.
A. To be completed by Class A shareholders Mgmt For
only The Shareholder represents that they
nor any of its Tax Attributed Affiliates
owns any Class B Common Shares or any
equity interests of Apollo Global
Management, LLC or AP Alternative
Investments, L.P. IF YOU DO NOT MARK YES
YOUR VOTE MAY NOT COUNT FOR= YES AND
AGAINST= NO (See Voting Eligibility
Requirements)
B. To be completed by Class A shareholders Mgmt For
only The Shareholder represents that it is
neither an employee of the Apollo Group nor
a Management Shareholder. IF YOU DO NOT
MARK YES YOUR VOTE MAY NOT COUNT FOR= YES
AND AGAINST= NO (See Voting Eligibility
Requirements)
--------------------------------------------------------------------------------------------------------------------------
AUTOZONE, INC. Agenda Number: 934696634
--------------------------------------------------------------------------------------------------------------------------
Security: 053332102
Meeting Type: Annual
Meeting Date: 20-Dec-2017
Ticker: AZO
ISIN: US0533321024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS H. BROOKS Mgmt For For
1B. ELECTION OF DIRECTOR: LINDA A. GOODSPEED Mgmt For For
1C. ELECTION OF DIRECTOR: EARL G. GRAVES, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: ENDERSON GUIMARAES Mgmt For For
1E. ELECTION OF DIRECTOR: J. R. HYDE, III Mgmt For For
1F. ELECTION OF DIRECTOR: D. BRYAN JORDAN Mgmt For For
1G. ELECTION OF DIRECTOR: W. ANDREW MCKENNA Mgmt For For
1H. ELECTION OF DIRECTOR: GEORGE R. MRKONIC, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: LUIS P. NIETO Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM C. RHODES, Mgmt For For
III
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2018 FISCAL YEAR.
3. APPROVAL OF ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES, A GE COMPANY Agenda Number: 934755387
--------------------------------------------------------------------------------------------------------------------------
Security: 05722G100
Meeting Type: Annual
Meeting Date: 11-May-2018
Ticker: BHGE
ISIN: US05722G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: W. Geoffrey Beattie Mgmt For For
1b. Election of Director: Gregory D. Brenneman Mgmt For For
1c. Election of Director: Clarence P. Cazalot, Mgmt For For
Jr.
1d. Election of Director: Martin S. Craighead Mgmt For For
1e. Election of Director: Lynn L. Elsenhans Mgmt For For
1f. Election of Director: Jamie S. Miller Mgmt For For
1g. Election of Director: James J. Mulva Mgmt For For
1h. Election of Director: John G. Rice Mgmt For For
1i. Election of Director: Lorenzo Simonelli Mgmt For For
2. An advisory vote related to the Company's Mgmt For For
executive compensation program.
3. The approval of the Company's Employee Mgmt For For
Stock Purchase Plan.
4. The ratification of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for fiscal year 2018.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 934737163
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Susan S. Bies Mgmt For For
1C. Election of Director: Jack O. Bovender, Jr. Mgmt For For
1D. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1E. Election of Director: Pierre J. P. de Weck Mgmt For For
1F. Election of Director: Arnold W. Donald Mgmt For For
1G. Election of Director: Linda P. Hudson Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Thomas J. May Mgmt For For
1J. Election of Director: Brian T. Moynihan Mgmt For For
1K. Election of Director: Lionel L. Nowell, III Mgmt For For
1L. Election of Director: Michael D. White Mgmt For For
1M. Election of Director: Thomas D. Woods Mgmt For For
1N. Election of Director: R. David Yost Mgmt For For
1O. Election of Director: Maria T. Zuber Mgmt For For
2. Approving Our Executive Compensation (an Mgmt For For
Advisory, Non-binding "Say on Pay"
Resolution)
3. Ratifying the Appointment of Our Mgmt For For
Independent Registered Public Accounting
Firm for 2018
4. Stockholder Proposal - Independent Board Shr Against For
Chairman
--------------------------------------------------------------------------------------------------------------------------
BIOGEN INC. Agenda Number: 934806069
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 12-Jun-2018
Ticker: BIIB
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Alexander J. Denner Mgmt For For
1b. Election of Director: Caroline D. Dorsa Mgmt For For
1c. Election of Director: Nancy L. Leaming Mgmt For For
1d. Election of Director: Richard C. Mulligan Mgmt For For
1e. Election of Director: Robert W. Pangia Mgmt For For
1f. Election of Director: Stelios Papadopoulos Mgmt For For
1g. Election of Director: Brian S. Posner Mgmt For For
1h. Election of Director: Eric K. Rowinsky Mgmt For For
1i. Election of Director: Lynn Schenk Mgmt For For
1j. Election of Director: Stephen A. Sherwin Mgmt For For
1k. Election of Director: Michel Vounatsos Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as Biogen Inc.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
3. Say on Pay - To approve an advisory vote on Mgmt For For
executive compensation.
4. Stockholder proposal requesting certain Shr Against For
proxy access bylaw amendments.
5. Stockholder proposal requesting a report on Shr Against For
the extent to which risks related to public
concern over drug pricing strategies are
integrated into incentive compensation
arrangements.
--------------------------------------------------------------------------------------------------------------------------
BRUNSWICK CORPORATION Agenda Number: 934745398
--------------------------------------------------------------------------------------------------------------------------
Security: 117043109
Meeting Type: Annual
Meeting Date: 02-May-2018
Ticker: BC
ISIN: US1170431092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Manuel A. Fernandez Mgmt For For
1b. Election of Director: Mark D. Schwabero Mgmt For For
1c. Election of Director: David V. Singer Mgmt For For
1d. Election of Director: J. Steven Whisler Mgmt For For
2. The approval of amendments to our Restated Mgmt For For
Certificate of Incorporation to declassify
the Board of Directors.
3. The approval of the compensation of our Mgmt For For
Named Executive Officers on an advisory
basis.
4. The ratification of the Audit Committee's Mgmt For For
appointment of Deloitte & Touche LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
CAESARS ENTERTAINMENT CORPORATION Agenda Number: 934796232
--------------------------------------------------------------------------------------------------------------------------
Security: 127686103
Meeting Type: Annual
Meeting Date: 30-May-2018
Ticker: CZR
ISIN: US1276861036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark Frissora Mgmt For For
James Hunt Mgmt For For
John Dionne Mgmt For For
Richard Schifter Mgmt Withheld Against
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2018.
3. To transact such other business as may Mgmt For For
properly come before the meeting or any
adjournment of the meeting.
--------------------------------------------------------------------------------------------------------------------------
CALATLANTIC GROUP, INC. Agenda Number: 934718694
--------------------------------------------------------------------------------------------------------------------------
Security: 128195104
Meeting Type: Special
Meeting Date: 12-Feb-2018
Ticker: CAA
ISIN: US1281951046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of October 29, 2017, by and among
CalAtlantic Group, Inc. ("CalAtlantic"),
Lennar Corporation, a Delaware corporation
("Lennar"), and Cheetah Cub Group Corp., a
newly formed Delaware corporation and a
wholly-owned subsidiary of Lennar ("Merger
Sub").
2. To approve, on an advisory (non-binding) Mgmt For For
basis, specified compensatory arrangements
between CalAtlantic and its named executive
officers relating to the proposed merger of
CalAtlantic with and into Merger Sub.
3. To approve one or more proposals to adjourn Mgmt For For
the CalAtlantic special meeting, if
necessary or appropriate, including
adjournments to solicit additional proxies
if there are not sufficient votes to
approve the foregoing proposals.
--------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 934744396
--------------------------------------------------------------------------------------------------------------------------
Security: 14040H105
Meeting Type: Annual
Meeting Date: 03-May-2018
Ticker: COF
ISIN: US14040H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard D. Fairbank Mgmt For For
1B. Election of Director: Aparna Chennapragada Mgmt For For
1C. Election of Director: Ann Fritz Hackett Mgmt For For
1D. Election of Director: Lewis Hay, III Mgmt For For
1E. Election of Director: Benjamin P. Mgmt For For
Jenkins,III
1F. Election of Director: Peter Thomas Killalea Mgmt For For
1G. Election of Director: Pierre E. Leroy Mgmt For For
1H. Election of Director: Peter E. Raskind Mgmt For For
1I. Election of Director: Mayo A. Shattuck III Mgmt For For
1J. Election of Director: Bradford H. Warner Mgmt For For
1K. Election of Director: Catherine G. West Mgmt For For
2. Ratification of selection of Ernst & Young Mgmt For For
LLP as independent auditors of Capital One
for 2018.
3. Advisory approval of Capital One's 2017 Mgmt For For
Named Executive Officer compensation.
4. Ratification of 25% ownership threshold for Mgmt Against Against
stockholders to request a special meeting
of stockholders.
--------------------------------------------------------------------------------------------------------------------------
CELANESE CORPORATION Agenda Number: 934732531
--------------------------------------------------------------------------------------------------------------------------
Security: 150870103
Meeting Type: Annual
Meeting Date: 19-Apr-2018
Ticker: CE
ISIN: US1508701034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jean S. Blackwell Mgmt For For
1B. Election of Director: William M. Brown Mgmt For For
1C. Election of Director: Bennie W. Fowler Mgmt For For
1D. Election of Director: Edward G. Galante Mgmt For For
1E. Election of Director: Kathryn M. Hill Mgmt For For
1F. Election of Director: David F. Hoffmeister Mgmt For For
1G. Election of Director: John K. Wulff Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the selection of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for 2018.
4. Approval of the 2018 Global Incentive Plan. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 934787308
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 30-May-2018
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: W.M. Austin Mgmt For For
1b. Election of Director: J.B. Frank Mgmt For For
1c. Election of Director: A.P. Gast Mgmt For For
1d. Election of Director: E. Hernandez, Jr. Mgmt For For
1e. Election of Director: C.W. Moorman IV Mgmt For For
1f. Election of Director: D.F. Moyo Mgmt For For
1g. Election of Director: R.D. Sugar Mgmt For For
1h. Election of Director: I.G. Thulin Mgmt For For
1i. Election of Director: D.J. Umpleby III Mgmt For For
1j. Election of Director: M.K. Wirth Mgmt For For
2. Ratification of Appointment of PWC as Mgmt For For
Independent Registered Public Accounting
Firm
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
4. Report on Lobbying Shr Against For
5. Report on Feasibility of Policy on Not Shr Against For
Doing Business With Conflict Complicit
Governments
6. Report on Transition to a Low Carbon Shr Against For
Business Model
7. Report on Methane Emissions Shr Against For
8. Adopt Policy on Independent Chairman Shr Against For
9. Recommend Independent Director with Shr Against For
Environmental Expertise
10. Set Special Meetings Threshold at 10% Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CHIPOTLE MEXICAN GRILL, INC. Agenda Number: 934762560
--------------------------------------------------------------------------------------------------------------------------
Security: 169656105
Meeting Type: Annual
Meeting Date: 22-May-2018
Ticker: CMG
ISIN: US1696561059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Al Baldocchi Mgmt For For
Paul Cappuccio Mgmt For For
Steve Ells Mgmt For For
Neil Flanzraich Mgmt For For
Robin Hickenlooper Mgmt For For
Kimbal Musk Mgmt For For
Ali Namvar Mgmt For For
Brian Niccol Mgmt For For
Matthew Paull Mgmt For For
2. An advisory vote to approve the Mgmt For For
compensation of our executive officers as
disclosed in the proxy statement
("say-on-pay").
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the year ending
December 31, 2018.
4. Approval of the Amended and Restated Mgmt For For
Chipotle Mexican Grill, Inc. 2011 Stock
Incentive Plan to authorize the issuance of
an additional 1,270,000 shares of common
stock under the plan and make other changes
to the terms of the plan.
5. A shareholder proposal, if properly Shr Against For
presented at the meeting, requesting that
the Board of Directors undertake steps to
permit shareholder action by written
consent without a meeting.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 934740401
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael L. Corbat Mgmt For For
1b. Election of Director: Ellen M. Costello Mgmt For For
1c. Election of Director: John C. Dugan Mgmt For For
1d. Election of Director: Duncan P. Hennes Mgmt For For
1e. Election of Director: Peter B. Henry Mgmt For For
1f. Election of Director: Franz B. Humer Mgmt For For
1g. Election of Director: S. Leslie Ireland Mgmt For For
1h. Election of Director: Renee J. James Mgmt For For
1i. Election of Director: Eugene M. McQuade Mgmt For For
1j. Election of Director: Michael E. O'Neill Mgmt For For
1k. Election of Director: Gary M. Reiner Mgmt For For
1l. Election of Director: Anthony M. Santomero Mgmt For For
1m. Election of Director: Diana L. Taylor Mgmt For For
1n. Election of Director: James S. Turley Mgmt For For
1o. Election of Director: Deborah C. Wright Mgmt For For
1p. Election of Director: Ernesto Zedillo Ponce Mgmt For For
de Leon
2. Proposal to ratify the selection of KPMG Mgmt For For
LLP as Citi's independent registered public
accounting firm for 2018.
3. Advisory vote to approve Citi's 2017 Mgmt For For
executive compensation.
4. Approval of an amendment to the Citigroup Mgmt For For
2014 Stock Incentive Plan authorizing
additional shares.
5. Stockholder proposal requesting a Human and Shr Against For
Indigenous Peoples' Rights Policy.
6. Stockholder proposal requesting that our Shr Against For
Board take the steps necessary to adopt
cumulative voting.
7. Stockholder proposal requesting a report on Shr Against For
lobbying and grassroots lobbying
contributions.
8. Stockholder proposal requesting an Shr Against For
amendment to Citi's proxy access bylaw
provisions pertaining to the aggregation
limit and the number of candidates.
9. Stockholder proposal requesting that the Shr Against For
Board adopt a policy prohibiting the
vesting of equity-based awards for senior
executives due to a voluntary resignation
to enter government service.
10. Stockholder proposal requesting that the Shr Against For
Board amend Citi's bylaws to give holders
in the aggregate of 15% of Citi's
outstanding common stock the power to call
a special meeting.
--------------------------------------------------------------------------------------------------------------------------
COACH, INC. Agenda Number: 934683485
--------------------------------------------------------------------------------------------------------------------------
Security: 189754104
Meeting Type: Annual
Meeting Date: 09-Nov-2017
Ticker: COH
ISIN: US1897541041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID DENTON Mgmt For For
1B. ELECTION OF DIRECTOR: ANDREA GUERRA Mgmt For For
1C. ELECTION OF DIRECTOR: SUSAN KROPF Mgmt For For
1D. ELECTION OF DIRECTOR: ANNABELLE YU LONG Mgmt For For
1E. ELECTION OF DIRECTOR: VICTOR LUIS Mgmt For For
1F. ELECTION OF DIRECTOR: IVAN MENEZES Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM NUTI Mgmt For For
1H. ELECTION OF DIRECTOR: JIDE ZEITLIN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JUNE 30, 2018.
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPANY'S EXECUTIVE COMPENSATION
AS DISCLOSED IN THE PROXY STATEMENT.
4. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt 1 Year For
BASIS, THE FREQUENCY OF THE ADVISORY VOTE
ON THE COMPANY'S EXECUTIVE COMPENSATION.
5. TO APPROVE THE AMENDED AND RESTATED COACH, Mgmt For For
INC. 2010 STOCK INCENTIVE PLAN (AMENDED AND
RESTATED AS OF SEPTEMBER 20, 2017).
6. TO VOTE ON A STOCKHOLDER PROPOSAL ENTITLED Shr Against For
"NET-ZERO GREENHOUSE GAS EMISSIONS," IF
PROPERLY PRESENTED AT THE ANNUAL MEETING.
7. TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING Shr Against For
RISK DISCLOSURE ON THE COMPANY'S USE OF
FUR, IF PRESENTED PROPERLY AT THE ANNUAL
MEETING.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 934808265
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 11-Jun-2018
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Sheldon M. Bonovitz Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Ratification of the appointment of our Mgmt For For
independent auditors
3. Advisory vote on executive compensation Mgmt For For
4. To provide a lobbying report Shr Against For
--------------------------------------------------------------------------------------------------------------------------
COMMSCOPE HOLDING COMPANY, INC. Agenda Number: 934744358
--------------------------------------------------------------------------------------------------------------------------
Security: 20337X109
Meeting Type: Annual
Meeting Date: 04-May-2018
Ticker: COMM
ISIN: US20337X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Austin A. Adams Mgmt For For
1b. Election of Director: Stephen C. Gray Mgmt For For
1c. Election of Director: L. William Krause Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for 2018.
3. Non-binding, advisory vote to approve the Mgmt For For
compensation paid to our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED Agenda Number: 934735575
--------------------------------------------------------------------------------------------------------------------------
Security: 219350105
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: GLW
ISIN: US2193501051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donald W. Blair Mgmt For For
1B. Election of Director: Stephanie A. Burns Mgmt For For
1C. Election of Director: John A. Canning, Jr. Mgmt For For
1D. Election of Director: Richard T. Clark Mgmt For For
1E. Election of Director: Robert F. Cummings, Mgmt For For
Jr.
1F. Election of Director: Deborah A. Henretta Mgmt For For
1G. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1H. Election of Director: Kurt M. Landgraf Mgmt For For
1I. Election of Director: Kevin J. Martin Mgmt For For
1J. Election of Director: Deborah D. Rieman Mgmt For For
1K. Election of Director: Hansel E. Tookes II Mgmt For For
1L. Election of Director: Wendell P. Weeks Mgmt For For
1M. Election of Director: Mark S. Wrighton Mgmt For For
2. Advisory vote to approve the Company's Mgmt For For
executive compensation (Say on Pay).
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
--------------------------------------------------------------------------------------------------------------------------
CROWN HOLDINGS, INC. Agenda Number: 934748142
--------------------------------------------------------------------------------------------------------------------------
Security: 228368106
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: CCK
ISIN: US2283681060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John W. Conway Mgmt For For
Timothy J. Donahue Mgmt For For
Arnold W. Donald Mgmt For For
Andrea J. Funk Mgmt For For
Rose Lee Mgmt For For
William G. Little Mgmt For For
Hans J. Loliger Mgmt For For
James H. Miller Mgmt For For
Josef M. Muller Mgmt For For
Caesar F. Sweitzer Mgmt For For
Jim L. Turner Mgmt For For
William S. Urkiel Mgmt For For
2. Ratification of the appointment of Mgmt For For
independent auditors for the fiscal year
ending December 31, 2018.
3. Approval by advisory vote of the resolution Mgmt For For
on executive compensation as described in
the Proxy Statement.
4. To consider and act upon a Shareholder's Shr Against For
proposal to amend the Company's existing
proxy access By-Law.
--------------------------------------------------------------------------------------------------------------------------
CVS HEALTH CORPORATION Agenda Number: 934727972
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Special
Meeting Date: 13-Mar-2018
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Stock Issuance Proposal: To approve the Mgmt For For
issuance of shares of CVS Health
Corporation common stock to shareholders of
Aetna Inc. in the merger between Aetna Inc.
and Hudson Merger Sub Corp., a wholly-owned
subsidiary of CVS Health Corporation,
pursuant to the terms and conditions of the
Agreement and Plan of Merger dated as of
December 3, 2017, as it may be amended from
time to time, among CVS Health Corporation,
Hudson Merger Sub Corp. and Aetna Inc.
2. Adjournment Proposal: To approve the Mgmt For For
adjournment from time to time of the
special meeting of stockholders of CVS
Health Corporation if necessary to solicit
additional proxies if there are not
sufficient votes at the time of the special
meeting, or any adjournment or postponement
thereof, to approve the Stock Issuance
Proposal.
--------------------------------------------------------------------------------------------------------------------------
CVS HEALTH CORPORATION Agenda Number: 934794973
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 04-Jun-2018
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Richard M. Bracken Mgmt For For
1b. Election of Director: C. David Brown II Mgmt For For
1c. Election of Director: Alecia A. DeCoudreaux Mgmt For For
1d. Election of Director: Nancy-Ann M. DeParle Mgmt For For
1e. Election of Director: David W. Dorman Mgmt For For
1f. Election of Director: Anne M. Finucane Mgmt For For
1g. Election of Director: Larry J. Merlo Mgmt For For
1h. Election of Director: Jean-Pierre Millon Mgmt For For
1i. Election of Director: Mary L. Schapiro Mgmt For For
1j. Election of Director: Richard J. Swift Mgmt Against Against
1k. Election of Director: William C. Weldon Mgmt For For
1l. Election of Director: Tony L. White Mgmt For For
2. Proposal to ratify appointment of Mgmt For For
independent registered public accounting
firm for 2018.
3. Say on Pay - an advisory vote on the Mgmt For For
approval of executive compensation.
4. Proposal to approve an amendment to the Mgmt For For
Company's Certificate of Incorporation to
reduce the ownership threshold for our
stockholders' right to call special
meetings.
5. Stockholder proposal regarding executive Shr Against For
pay confidential voting.
--------------------------------------------------------------------------------------------------------------------------
D.R. HORTON, INC. Agenda Number: 934714595
--------------------------------------------------------------------------------------------------------------------------
Security: 23331A109
Meeting Type: Annual
Meeting Date: 24-Jan-2018
Ticker: DHI
ISIN: US23331A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DONALD R. HORTON Mgmt For For
1B. ELECTION OF DIRECTOR: BARBARA K. ALLEN Mgmt For For
1C. ELECTION OF DIRECTOR: BRAD S. ANDERSON Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL R. BUCHANAN Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL W. HEWATT Mgmt For For
2. APPROVAL OF THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVAL OF THE ADVISORY VOTE AS TO THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
4. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE CRITERIA UNDER OUR 2017
INCENTIVE BONUS PLAN FOR SECTION 162(M)
PURPOSES.
5. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
DELPHI AUTOMOTIVE PLC Agenda Number: 934688055
--------------------------------------------------------------------------------------------------------------------------
Security: G27823106
Meeting Type: Special
Meeting Date: 07-Nov-2017
Ticker: DLPH
ISIN: JE00B783TY65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THAT THE NAME OF THE COMPANY BE CHANGED TO Mgmt For For
APTIV PLC, EFFECTIVE UPON COMPLETION OF THE
SPIN-OFF OF OUR POWERTRAIN SYSTEMS SEGMENT,
AND AT SUCH TIME, ALL REFERENCES IN THE
MEMORANDUM AND ARTICLES OF ASSOCIATION OF
THE COMPANY TO THE EXISTING NAME OF THE
COMPANY BE CHANGED TO APTIV PLC.
--------------------------------------------------------------------------------------------------------------------------
DELPHI TECHNOLOGIES PLC Agenda Number: 934738002
--------------------------------------------------------------------------------------------------------------------------
Security: G2709G107
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: DLPH
ISIN: JE00BD85SC56
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: Robin J. Adams Mgmt For For
2. Election of Director: Liam Butterworth Mgmt For For
3. Election of Director: Joseph S. Cantie Mgmt For For
4. Election of Director: Nelda J. Connors Mgmt For For
5. Election of Director: Gary L. Cowger Mgmt For For
6. Election of Director: David S. Haffner Mgmt For For
7. Election of Director: Helmut Leube Mgmt For For
8. Election of Director: Timothy M. Manganello Mgmt For For
9. Election of Director: Hari N. Nair Mgmt For For
10. Election of Director: MaryAnn Wright Mgmt For For
11. Proposal to re-appoint auditors, ratify Mgmt For For
independent public accounting firm and
authorize the directors to determine the
fees paid to the auditors.
12. Say-on-Pay - To approve, by advisory vote, Mgmt For For
executive compensation.
13. Frequency of Say-on-Pay Advisory Vote - To Mgmt 1 Year For
approve, by advisory vote, one of three
alternatives or abstain with regard to the
frequency of the advisory vote on executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
DELTA AIR LINES, INC. Agenda Number: 934822520
--------------------------------------------------------------------------------------------------------------------------
Security: 247361702
Meeting Type: Annual
Meeting Date: 29-Jun-2018
Ticker: DAL
ISIN: US2473617023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Edward H. Bastian Mgmt For For
1b. Election of Director: Francis S. Blake Mgmt For For
1c. Election of Director: Daniel A. Carp Mgmt For For
1d. Election of Director: Ashton B. Carter Mgmt For For
1e. Election of Director: David G. DeWalt Mgmt For For
1f. Election of Director: William H. Easter III Mgmt For For
1g. Election of Director: Michael P. Huerta Mgmt For For
1h. Election of Director: Jeanne P. Jackson Mgmt For For
1i. Election of Director: George N. Mattson Mgmt For For
1j. Election of Director: Douglas R. Ralph Mgmt For For
1k. Election of Director: Sergio A.L. Rial Mgmt For For
1l. Election of Director: Kathy N. Waller Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of Delta's named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Delta's independent auditors for the
year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
DIAMONDBACK ENERGY, INC. Agenda Number: 934804635
--------------------------------------------------------------------------------------------------------------------------
Security: 25278X109
Meeting Type: Annual
Meeting Date: 07-Jun-2018
Ticker: FANG
ISIN: US25278X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Steven E. West Mgmt For For
1B Election of Director: Travis D. Stice Mgmt For For
1C Election of Director: Michael L. Hollis Mgmt For For
1D Election of Director: Michael P. Cross Mgmt For For
1E Election of Director: David L. Houston Mgmt For For
1F Election of Director: Mark L. Plaumann Mgmt For For
1G Election of Director: Melanie M. Trent Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation paid to the Company's
named executive officers
3. Proposal to ratify the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
auditors for the fiscal year ending
December 31, 2018
--------------------------------------------------------------------------------------------------------------------------
DISH NETWORK CORPORATION Agenda Number: 934751264
--------------------------------------------------------------------------------------------------------------------------
Security: 25470M109
Meeting Type: Annual
Meeting Date: 07-May-2018
Ticker: DISH
ISIN: US25470M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
George R. Brokaw Mgmt For For
James DeFranco Mgmt Withheld Against
Cantey M. Ergen Mgmt Withheld Against
Charles W. Ergen Mgmt For For
Charles M. Lillis Mgmt For For
Afshin Mohebbi Mgmt For For
David K. Moskowitz Mgmt Withheld Against
Tom A. Ortolf Mgmt For For
Carl E. Vogel Mgmt Withheld Against
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2018.
3. To amend and restate our Employee Stock Mgmt For For
Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
DOLLAR TREE, INC. Agenda Number: 934806653
--------------------------------------------------------------------------------------------------------------------------
Security: 256746108
Meeting Type: Annual
Meeting Date: 14-Jun-2018
Ticker: DLTR
ISIN: US2567461080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Arnold S. Barron Mgmt For For
1b. Election of Director: Gregory M. Bridgeford Mgmt For For
1c. Election of Director: Mary Anne Citrino Mgmt For For
1d. Election of Director: Conrad M. Hall Mgmt For For
1e. Election of Director: Lemuel E. Lewis Mgmt For For
1f. Election of Director: Jeffrey G. Naylor Mgmt For For
1g. Election of Director: Gary M. Philbin Mgmt For For
1h. Election of Director: Bob Sasser Mgmt For For
1i. Election of Director: Thomas A. Saunders Mgmt For For
III
1j. Election of Director: Stephanie P. Stahl Mgmt For For
1k. Election of Director: Thomas E. Whiddon Mgmt For For
1l. Election of Director: Carl P. Zeithaml Mgmt For For
2. To Approve, on an Advisory Basis, the Mgmt For For
Compensation of the Company's Named
Executive Officers
3. To Ratify the Selection of KPMG LLP as the Mgmt For For
Company's Independent Registered Public
Accounting Firm
--------------------------------------------------------------------------------------------------------------------------
DOWDUPONT INC. Agenda Number: 934741655
--------------------------------------------------------------------------------------------------------------------------
Security: 26078J100
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: DWDP
ISIN: US26078J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lamberto Andreotti Mgmt For For
1b. Election of Director: James A. Bell Mgmt For For
1c. Election of Director: Edward D. Breen Mgmt For For
1d. Election of Director: Robert A. Brown Mgmt For For
1e. Election of Director: Alexander M. Cutler Mgmt For For
1f. Election of Director: Jeff M. Fettig Mgmt For For
1g. Election of Director: Marillyn A. Hewson Mgmt For For
1h. Election of Director: Lois D. Juliber Mgmt For For
1i. Election of Director: Andrew N. Liveris Mgmt For For
1j. Election of Director: Raymond J. Milchovich Mgmt For For
1k. Election of Director: Paul Polman Mgmt For For
1l. Election of Director: Dennis H. Reilley Mgmt For For
1m. Election of Director: James M. Ringler Mgmt Against Against
1n. Election of Director: Ruth G. Shaw Mgmt For For
1o. Election of Director: Lee M. Thomas Mgmt For For
1p. Election of Director: Patrick J. Ward Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt For For
Compensation
3. Advisory Resolution on the Frequency of Mgmt 1 Year For
Future Advisory Votes to Approve Executive
Compensation
4. Ratification of the Appointment of the Mgmt For For
Independent Registered Public Accounting
Firm
5. Elimination of Supermajority Voting Shr For Against
Thresholds
6. Preparation of an Executive Compensation Shr Against For
Report
7. Preparation of a Report on Sustainability Shr Against For
Metrics in Performance-based Pay
8. Preparation of a Report on Investment in Shr Against For
India
9. Modification of Threshold for Calling Shr Against For
Special Stockholder Meetings
--------------------------------------------------------------------------------------------------------------------------
EAST WEST BANCORP, INC. Agenda Number: 934798743
--------------------------------------------------------------------------------------------------------------------------
Security: 27579R104
Meeting Type: Annual
Meeting Date: 24-May-2018
Ticker: EWBC
ISIN: US27579R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Molly Campbell Mgmt For For
Iris S. Chan Mgmt For For
Rudolph I. Estrada Mgmt For For
Paul H. Irving Mgmt For For
Herman Y. Li Mgmt For For
Jack C. Liu Mgmt For For
Dominic Ng Mgmt For For
Lester M. Sussman Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation. An advisory vote to approve
executive compensation.
3. Ratification of Auditors. Ratify the Mgmt For For
appointment of KPMG LLP as the Company's
independent registered public accounting
firm for its fiscal year ending December
31, 2018.
--------------------------------------------------------------------------------------------------------------------------
EASTMAN CHEMICAL COMPANY Agenda Number: 934758369
--------------------------------------------------------------------------------------------------------------------------
Security: 277432100
Meeting Type: Annual
Meeting Date: 03-May-2018
Ticker: EMN
ISIN: US2774321002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. ELECTION OF DIRECTOR: HUMBERTO P. ALFONSO Mgmt For For
1b. ELECTION OF DIRECTOR: BRETT D. BEGEMANN Mgmt For For
1c. ELECTION OF DIRECTOR: MICHAEL P. CONNORS Mgmt For For
1d. ELECTION OF DIRECTOR: MARK J. COSTA Mgmt For For
1e. ELECTION OF DIRECTOR: STEPHEN R. DEMERITT Mgmt For For
1f. ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ Mgmt For For
1g. ELECTION OF DIRECTOR: JULIE F. HOLDER Mgmt For For
1h. ELECTION OF DIRECTOR: RENEE J. HORNBAKER Mgmt For For
1i. ELECTION OF DIRECTOR: LEWIS M. KLING Mgmt For For
1j. ELECTION OF DIRECTOR: JAMES J. O'BRIEN Mgmt For For
1k. ELECTION OF DIRECTOR: DAVID W. RAISBECK Mgmt For For
2. Advisory Approval of Executive Compensation Mgmt For For
as Disclosed in Proxy Statement
3. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as Independent
Registered Public Accounting Firm
4. Advisory Vote on Stockholder Proposal Shr Against For
Requesting that the Board of Directors Take
Steps Necessary to Permit Stockholders to
Act by Written Consent
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION PLC Agenda Number: 934739080
--------------------------------------------------------------------------------------------------------------------------
Security: G29183103
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: ETN
ISIN: IE00B8KQN827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Craig Arnold Mgmt For For
1b. Election of Director: Todd M. Bluedorn Mgmt For For
1c. Election of Director: Christopher M. Connor Mgmt For For
1d. Election of Director: Michael J. Critelli Mgmt For For
1e. Election of Director: Richard H. Fearon Mgmt For For
1f. Election of Director: Charles E. Golden Mgmt For For
1g. Election of Director: Arthur E. Johnson Mgmt For For
1h. Election of Director: Deborah L. McCoy Mgmt For For
1i. Election of Director: Gregory R. Page Mgmt For For
1j. Election of Director: Sandra Pianalto Mgmt For For
1k. Election of Director: Gerald B. Smith Mgmt For For
1l. Election of Director: Dorothy C. Thompson Mgmt For For
2. Approving the appointment of Ernst & Young Mgmt For For
LLP as independent auditor for 2018 and
authorizing the Audit Committee of the
Board of Directors to set its remuneration.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
4. Approving a proposal to grant the Board Mgmt For For
authority to issue shares.
5. Approving a proposal to grant the Board Mgmt For For
authority to opt out of pre-emption rights.
6. Authorizing the Company and any subsidiary Mgmt For For
of the Company to make overseas market
purchases of Company shares.
--------------------------------------------------------------------------------------------------------------------------
ENSCO PLC Agenda Number: 934673585
--------------------------------------------------------------------------------------------------------------------------
Security: G3157S106
Meeting Type: Special
Meeting Date: 05-Oct-2017
Ticker: ESV
ISIN: GB00B4VLR192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ENSCO MERGER CONSIDERATION PROPOSAL: TO Mgmt Against Against
AUTHORIZE, IN ADDITION TO ALL SUBSISTING
AUTHORITIES, THE ALLOTMENT AND ISSUANCE OF
ENSCO CLASS A ORDINARY SHARES, TO
SHAREHOLDERS OF ATWOOD OCEANICS, INC.
("ATWOOD"), PURSUANT TO THE AGREEMENT AND
PLAN OF MERGER, DATED AS OF MAY 29, 2017,
BY AND AMONG ENSCO, ECHO MERGER SUB LLC, A
WHOLLY OWNED SUBSIDIARY OF ENSCO ("MERGER
SUB"), AND ATWOOD, AS SUCH AGREEMENT MAY BE
AMENDED FROM TIME TO TIME, WHICH PROVIDES
FOR, AMONG OTHER THINGS, THE ...(DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
2. ENSCO GENERAL ALLOTMENT AUTHORITY INCREASE Mgmt For For
PROPOSAL: TO AUTHORIZE, IN ADDITION TO ALL
SUBSISTING AUTHORITIES, THE ALLOTMENT AND
ISSUANCE UP TO A NOMINAL AMOUNT OF ENSCO
CLASS A ORDINARY SHARES, WHICH, TOGETHER
WITH THE NOMINAL AMOUNT OF SHARES OF ENSCO
AUTHORIZED TO BE ALLOTTED AND ISSUED
PURSUANT TO PARAGRAPH (A) OF RESOLUTION 11
PASSED AT THE ANNUAL GENERAL MEETING OF
ENSCO SHAREHOLDERS HELD ON MAY 22, 2017
(THE "ENSCO 2017 ANNUAL GENERAL MEETING")
AND UNUSED AS OF THE ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
3. ENSCO GENERAL DISAPPLICATION OF PRE-EMPTIVE Mgmt For For
RIGHTS PROPOSAL: TO AUTHORIZE, IN ADDITION
TO ALL SUBSISTING AUTHORITIES, THE
ALLOTMENT AND ISSUANCE UP TO A NOMINAL
AMOUNT OF ENSCO CLASS A ORDINARY SHARES FOR
CASH ON A NON-PRE-EMPTIVE BASIS, WHICH,
TOGETHER WITH THE NOMINAL AMOUNT OF SHARES
IN ENSCO AUTHORIZED TO BE ALLOTTED AND
ISSUED FOR CASH ON A NON-PRE-EMPTIVE BASIS
PURSUANT TO RESOLUTION 12 PASSED AT THE
ENSCO 2017 ANNUAL GENERAL MEETING AND
UNUSED AS OF THE DATE OF THE PROXY ...(DUE
TO SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL).
4. ENSCO SPECIFIED DISAPPLICATION OF Mgmt For For
PRE-EMPTIVE RIGHTS PROPOSAL: TO AUTHORIZE,
IN ADDITION TO ALL SUBSISTING AUTHORITIES,
THE ALLOTMENT AND ISSUANCE UP TO A NOMINAL
AMOUNT OF ENSCO CLASS A ORDINARY SHARES FOR
CASH ON A NON-PRE-EMPTIVE BASIS, WHICH,
TOGETHER WITH THE NOMINAL AMOUNT OF SHARES
IN ENSCO AUTHORIZED TO BE ALLOTTED AND
ISSUED FOR CASH ON A NON-PRE-EMPTIVE BASIS
PURSUANT TO RESOLUTION 13 PASSED AT THE
ENSCO 2017 ANNUAL GENERAL MEETING AND
UNUSED AS OF THE DATE OF THE PROXY ...(DUE
TO SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 934736678
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Janet F. Clark Mgmt For For
1b. Election of Director: Charles R. Crisp Mgmt For For
1c. Election of Director: Robert P. Daniels Mgmt For For
1d. Election of Director: James C. Day Mgmt For For
1e. Election of Director: C. Christopher Gaut Mgmt For For
1f. Election of Director: Donald F. Textor Mgmt For For
1g. Election of Director: William R. Thomas Mgmt For For
1h. Election of Director: Frank G. Wisner Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP, as auditors for the year ending
December 31, 2018.
3. To approve an amendment and restatement of Mgmt For For
the EOG Resources, Inc. Employee Stock
Purchase Plan to (i) increase the number of
shares of Common Stock available for
purchase under the plan, (ii) extend the
term of the plan and (iii) effect certain
other changes.
4. To approve, by non-binding vote, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
EQT CORPORATION Agenda Number: 934689805
--------------------------------------------------------------------------------------------------------------------------
Security: 26884L109
Meeting Type: Special
Meeting Date: 09-Nov-2017
Ticker: EQT
ISIN: US26884L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE ISSUANCE OF SHARES OF EQT Mgmt For For
COMMON STOCK TO STOCKHOLDERS OF RICE ENERGY
INC. IN CONNECTION WITH THE AGREEMENT AND
PLAN OF MERGER, DATED AS OF JUNE 19, 2017
2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
EQT'S RESTATED ARTICLES OF INCORPORATION
3. APPROVAL OF THE ADJOURNMENT OF THE EQT Mgmt For For
SPECIAL MEETING IF NECESSARY OR APPROPRIATE
TO SOLICIT ADDITIONAL PROXIES
--------------------------------------------------------------------------------------------------------------------------
EQT CORPORATION Agenda Number: 934814713
--------------------------------------------------------------------------------------------------------------------------
Security: 26884L109
Meeting Type: Annual
Meeting Date: 21-Jun-2018
Ticker: EQT
ISIN: US26884L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. ELECTION OF DIRECTOR: Vicky A. Bailey Mgmt For For
1b. ELECTION OF DIRECTOR: Philip G. Behrman, Mgmt For For
Ph.D.
1c. ELECTION OF DIRECTOR: Kenneth M. Burke Mgmt For For
1d. ELECTION OF DIRECTOR: A. Bray Cary, Jr. Mgmt For For
1e. ELECTION OF DIRECTOR: Margaret K. Dorman Mgmt For For
1f. ELECTION OF DIRECTOR: Thomas F. Karam Mgmt For For
1g. ELECTION OF DIRECTOR: David L. Porges Mgmt For For
1h. ELECTION OF DIRECTOR: Daniel J. Rice IV Mgmt For For
1i. ELECTION OF DIRECTOR: James E. Rohr Mgmt For For
1j. ELECTION OF DIRECTOR: Norman J. Szydlowski Mgmt For For
1k. ELECTION OF DIRECTOR: Stephen A. Thorington Mgmt For For
1l. ELECTION OF DIRECTOR: Lee T. Todd, Jr., Mgmt For For
Ph.D.
1m. ELECTION OF DIRECTOR: Christine J. Toretti Mgmt For For
1n. ELECTION OF DIRECTOR: Robert F. Vagt Mgmt For For
2. Approval of a Non-Binding Resolution Mgmt For For
Regarding the Compensation of the Company's
Named Executive Officers for 2017
(Say-on-Pay)
3. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
--------------------------------------------------------------------------------------------------------------------------
EQUINIX, INC. Agenda Number: 934802516
--------------------------------------------------------------------------------------------------------------------------
Security: 29444U700
Meeting Type: Annual
Meeting Date: 07-Jun-2018
Ticker: EQIX
ISIN: US29444U7000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas Bartlett Mgmt For For
Nanci Caldwell Mgmt Withheld Against
Gary Hromadko Mgmt For For
Scott Kriens Mgmt For For
William Luby Mgmt For For
Irving Lyons, III Mgmt For For
Christopher Paisley Mgmt For For
Peter Van Camp Mgmt For For
2. To approve by a non-binding advisory vote Mgmt For For
the compensation of the Company's named
executive officers.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
4. Stockholder proposal related proxy access Shr Against For
reform.
--------------------------------------------------------------------------------------------------------------------------
EURONAV NV Agenda Number: 934810739
--------------------------------------------------------------------------------------------------------------------------
Security: B38564108
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: EURN
ISIN: BE0003816338
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Report of the board of directors and of the Mgmt Abstain Against
statutory auditor for the financial year
closed on 31st December 2017
2. Acknowledgment and approval of the Mgmt For For
remuneration report
3. Approval of the annual accounts of the Mgmt For For
company for the financial year closed on
31st December 2017
4. Allocation of the results for the financial Mgmt For For
year as at 31st December 2017
5.1 Discharge of liability of Euronav's Mgmt For For
directors
5.2 Discharge of liability of Euronav's Mgmt For For
statutory auditor
6.1 Reappointment of Carl Steen Mgmt For For
6.2 Reappointment of Anne-Helene Monsellato Mgmt For For
6.3 Reappointment of Ludovic Saverys Mgmt For For
6.4 Reappointment of William Thomson Mgmt For For
6.5 Appointment of Steven Smith Mgmt For For
8. Remuneration of the directors Mgmt For For
9. Remuneration of the statutory auditor Mgmt For For
10. Approval in accordance with Article 556 of Mgmt Against Against
the Code of Companies of Condition 10
(Change of Control) of the long term
incentive plan dated 16 February 2018
--------------------------------------------------------------------------------------------------------------------------
EURONAV NV Agenda Number: 934794303
--------------------------------------------------------------------------------------------------------------------------
Security: B38564108
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: EURN
ISIN: BE0003816338
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Report of the board of directors and of the Mgmt Abstain Against
statutory auditor for the financial year
closed on 31st December 2017
2. Acknowledgment and approval of the Mgmt For For
remuneration report
3. Approval of the annual accounts of the Mgmt For For
company for the financial year closed on
31st December 2017
4. Allocation of the results for the financial Mgmt For For
year as at 31st December 2017
5.1 Discharge of liability of Euronav's Mgmt For For
directors
5.2 Discharge of liability of Euronav's Mgmt For For
statutory auditor
6.1 Reappointment of Carl Steen Mgmt For For
6.2 Reappointment of Anne-Helene Monsellato Mgmt For For
6.3 Reappointment of Ludovic Saverys Mgmt For For
6.4 Reappointment of William Thomson Mgmt For For
6.5 Appointment of Steven Smith Mgmt For For
8. Remuneration of the directors Mgmt For For
9. Remuneration of the statutory auditor Mgmt For For
10. Approval in accordance with Article 556 of Mgmt Against Against
the Code of Companies of Condition 10
(Change of Control) of the long term
incentive plan dated 16 February 2018
--------------------------------------------------------------------------------------------------------------------------
EXPEDIA GROUP, INC. Agenda Number: 934812973
--------------------------------------------------------------------------------------------------------------------------
Security: 30212P303
Meeting Type: Annual
Meeting Date: 20-Jun-2018
Ticker: EXPE
ISIN: US30212P3038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Susan C. Athey Mgmt For For
1b. Election of Director: A. George "Skip" Mgmt For For
Battle
1c. Election of Director: Courtnee A. Chun Mgmt Abstain Against
1d. Election of Director: Chelsea Clinton Mgmt For For
1e. Election of Director: Pamela L. Coe Mgmt Abstain Against
1f. Election of Director: Barry Diller Mgmt Abstain Against
1g. Election of Director: Jonathan L. Dolgen Mgmt Abstain Against
1h. Election of Director: Craig A. Jacobson Mgmt Abstain Against
1i. Election of Director: Victor A. Kaufman Mgmt Abstain Against
1j. Election of Director: Peter M. Kern Mgmt Abstain Against
1k. Election of Director: Dara Khosrowshahi Mgmt Abstain Against
1l. Election of Director: Mark D. Okerstrom Mgmt For For
1m. Election of Director: Scott Rudin Mgmt For For
1n. Election of Director: Christopher W. Shean Mgmt Abstain Against
1o. Election of Director: Alexander von Mgmt Abstain Against
Furstenberg
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
FLEETCOR TECHNOLOGIES INC. Agenda Number: 934718365
--------------------------------------------------------------------------------------------------------------------------
Security: 339041105
Meeting Type: Special
Meeting Date: 07-Feb-2018
Ticker: FLT
ISIN: US3390411052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the FleetCor Technologies, Inc. Mgmt For For
Amended and Restated 2010 Equity
Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
FORD MOTOR COMPANY Agenda Number: 934753028
--------------------------------------------------------------------------------------------------------------------------
Security: 345370860
Meeting Type: Annual
Meeting Date: 10-May-2018
Ticker: F
ISIN: US3453708600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Stephen G. Butler Mgmt For For
1b. Election of Director: Kimberly A. Casiano Mgmt For For
1c. Election of Director: Anthony F. Earley, Mgmt For For
Jr.
1d. Election of Director: Edsel B. Ford II Mgmt For For
1e. Election of Director: William Clay Ford, Mgmt For For
Jr.
1f. Election of Director: James P. Hackett Mgmt For For
1g. Election of Director: William W. Helman IV Mgmt For For
1h. Election of Director: William E. Kennard Mgmt For For
1i. Election of Director: John C. Lechleiter Mgmt For For
1j. Election of Director: Ellen R. Marram Mgmt For For
1k. Election of Director: John L. Thornton Mgmt For For
1l. Election of Director: John B. Veihmeyer Mgmt For For
1m. Election of Director: Lynn M. Vojvodich Mgmt For For
1n. Election of Director: John S. Weinberg Mgmt For For
2. Ratification of Independent Registered Mgmt For For
Public Accounting Firm.
3. Say-on-Pay - An Advisory Vote to Approve Mgmt For For
the Compensation of the Named Executives.
4. Approval of the 2018 Long-Term Incentive Mgmt Against Against
Plan.
5. Relating to Consideration of a Mgmt For Against
Recapitalization Plan to Provide That All
of the Company's Outstanding Stock Have One
Vote Per Share.
6. Relating to Disclosure of the Company's Shr Against For
Lobbying Activities and Expenditures.
7. Relating to Report on CAFE Standards. Shr Against For
8. Relating to Disclosure of the Company's Shr Against For
Political Activities and Expenditures.
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN INC. Agenda Number: 934789150
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 05-Jun-2018
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director Nominee: Richard C. Mgmt For For
Adkerson
1.2 Election of Director Nominee: Gerald J. Mgmt For For
Ford
1.3 Election of Director Nominee: Lydia H. Mgmt For For
Kennard
1.4 Election of Director Nominee: Jon C. Mgmt For For
Madonna
1.5 Election of Director Nominee: Courtney Mgmt Against Against
Mather
1.6 Election of Director Nominee: Dustan E. Mgmt For For
McCoy
1.7 Election of Director Nominee: Frances Mgmt For For
Fragos Townsend
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2018.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 934798577
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 12-Jun-2018
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mary T. Barra Mgmt For For
1b. Election of Director: Linda R. Gooden Mgmt For For
1c. Election of Director: Joseph Jimenez Mgmt For For
1d. Election of Director: Jane L. Mendillo Mgmt For For
1e. Election of Director: Michael G. Mullen Mgmt For For
1f. Election of Director: James J. Mulva Mgmt For For
1g. Election of Director: Patricia F. Russo Mgmt For For
1h. Election of Director: Thomas M. Schoewe Mgmt For For
1i. Election of Director: Theodore M. Solso Mgmt For For
1j. Election of Director: Carol M. Stephenson Mgmt For For
1k. Election of Director: Devin N. Wenig Mgmt For For
2. Approval of, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation
3. Ratification of the Selection of Ernst & Mgmt For For
Young LLP as GM's Independent Registered
Public Accounting Firm for 2018
4. Shareholder Proposal Regarding Independent Shr Against For
Board Chairman
5. Shareholder Proposal Regarding Shareholder Shr Against For
Right to Act by Written Consent
6. Shareholder Proposal Regarding Report on Shr Against For
Greenhouse Gas Emissions and CAFE Standards
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 934752925
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John F. Cogan, Ph.D. Mgmt For For
1b. Election of Director: Jacqueline K. Barton, Mgmt For For
Ph.D.
1c. Election of Director: Kelly A. Kramer Mgmt For For
1d. Election of Director: Kevin E. Lofton Mgmt For For
1e. Election of Director: John C. Martin, Ph.D. Mgmt For For
1f. Election of Director: John F. Milligan, Mgmt For For
Ph.D.
1g. Election of Director: Richard J. Whitley, Mgmt For For
M.D.
1h. Election of Director: Gayle E. Wilson Mgmt For For
1i. Election of Director: Per Wold-Olsen Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP by the Audit Committee of the Board of
Directors as the independent registered
public accounting firm of Gilead for the
fiscal year ending December 31, 2018.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers as presented in the Proxy
Statement.
4. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting that the Board adopt a policy
that the Chairman of the Board of Directors
be an independent director.
5. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting that the Board take steps to
permit stockholder action by written
consent.
--------------------------------------------------------------------------------------------------------------------------
HANESBRANDS INC. Agenda Number: 934736197
--------------------------------------------------------------------------------------------------------------------------
Security: 410345102
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: HBI
ISIN: US4103451021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerald W. Evans, Jr. Mgmt For For
1B. Election of Director: Bobby J. Griffin Mgmt For For
1C. Election of Director: James C. Johnson Mgmt For For
1D. Election of Director: Jessica T. Mathews Mgmt For For
1E. Election of Director: Franck J. Moison Mgmt For For
1F. Election of Director: Robert F. Moran Mgmt For For
1G. Election of Director: Ronald L. Nelson Mgmt For For
1H. Election of Director: Richard A. Noll Mgmt For For
1I. Election of Director: David V. Singer Mgmt For For
1J. Election of Director: Ann E. Ziegler Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Hanesbrands'
independent registered public accounting
firm for Hanesbrands' 2018 fiscal year
3. To approve, on an advisory basis, executive Mgmt For For
compensation as described in the proxy
statement for the Annual Meeting
--------------------------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED Agenda Number: 934736096
--------------------------------------------------------------------------------------------------------------------------
Security: 446150104
Meeting Type: Annual
Meeting Date: 19-Apr-2018
Ticker: HBAN
ISIN: US4461501045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lizabeth Ardisana Mgmt For For
Ann B. Crane Mgmt For For
Robert S. Cubbin Mgmt For For
Steven G. Elliott Mgmt For For
Gina D. France Mgmt For For
J Michael Hochschwender Mgmt For For
Chris Inglis Mgmt For For
Peter J. Kight Mgmt For For
Richard W. Neu Mgmt For For
David L. Porteous Mgmt For For
Kathleen H. Ransier Mgmt For For
Stephen D. Steinour Mgmt For For
2. Approval of the 2018 Long-Term Incentive Mgmt For For
Plan.
3. Approval of the Supplemental Stock Purchase Mgmt For For
and Tax Savings Plan.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for 2018.
5. Advisory resolution to approve, on a Mgmt For For
non-binding basis, the compensation of
executives as disclosed in the accompanying
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
IBERIABANK CORPORATION Agenda Number: 934782485
--------------------------------------------------------------------------------------------------------------------------
Security: 450828108
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: IBKC
ISIN: US4508281080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ernest P. Breaux, Jr. Mgmt Withheld Against
Daryl G. Byrd Mgmt For For
John N. Casbon Mgmt Withheld Against
John E. Koerner III Mgmt Withheld Against
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2018.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of the Named Executive
Officers.
--------------------------------------------------------------------------------------------------------------------------
ING GROEP N.V. Agenda Number: 934761594
--------------------------------------------------------------------------------------------------------------------------
Security: 456837103
Meeting Type: Annual
Meeting Date: 23-Apr-2018
Ticker: ING
ISIN: US4568371037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2e. Annual Accounts for 2017 Mgmt For For
3b. Dividend for 2017 Mgmt For For
5a. Discharge of the members and former members Mgmt For For
of the Executive Board in respect of their
duties performed during the year 2017
5b. Discharge of the members and former members Mgmt For For
of the Supervisory Board in respect of
their duties performed during the year 2017
7. Composition of the Supervisory Board: Mgmt For For
Reappointment of Eric Boyer de la Giroday
8a. Authorization to issue ordinary shares Mgmt For For
8b. Authorization to issue ordinary shares, Mgmt For For
with or without pre- emptive rights of
existing shareholders
9. Authorization of the Executive Board to Mgmt For For
acquire ordinary shares in the Company's
capital
--------------------------------------------------------------------------------------------------------------------------
INGERSOLL-RAND PLC Agenda Number: 934802338
--------------------------------------------------------------------------------------------------------------------------
Security: G47791101
Meeting Type: Annual
Meeting Date: 07-Jun-2018
Ticker: IR
ISIN: IE00B6330302
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kirk E. Arnold Mgmt For For
1b. Election of Director: Ann C. Berzin Mgmt For For
1c. Election of Director: John Bruton Mgmt For For
1d. Election of Director: Jared L. Cohon Mgmt For For
1e. Election of Director: Gary D. Forsee Mgmt For For
1f. Election of Director: Linda P. Hudson Mgmt For For
1g. Election of Director: Michael W. Lamach Mgmt For For
1h. Election of Director: Myles P. Lee Mgmt For For
1i. Election of Director: Karen B. Peetz Mgmt For For
1j. Election of Director: John P. Surma Mgmt For For
1k. Election of Director: Richard J. Swift Mgmt Against Against
1l. Election of Director: Tony L. White Mgmt For For
2. Advisory approval of the compensation of Mgmt For For
the Company's named executive officers.
3. Approval of the appointment of independent Mgmt For For
auditors of the Company and authorization
of the Audit Committee of the Board of
Directors to set the auditors'
remuneration.
4. Approval of the Company's 2018 Incentive Mgmt For For
Stock Plan.
5. Approval of the renewal of the Directors' Mgmt For For
existing authority to issue shares.
6. Approval of the renewal of the Directors' Mgmt For For
existing authority to issue shares for cash
without first offering shares to existing
shareholders. (Special Resolution)
7. Determination of the price range at which Mgmt For For
the Company can re- allot shares that it
holds as treasury shares. (Special
Resolution)
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 934738886
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a Term of One Mgmt For For
Year: K.I. Chenault
1b. Election of Director for a Term of One Mgmt For For
Year: M.L. Eskew
1c. Election of Director for a Term of One Mgmt For For
Year: D.N. Farr
1d. Election of Director for a Term of One Mgmt For For
Year: A. Gorsky
1e. Election of Director for a Term of One Mgmt For For
Year: S.A. Jackson
1f. Election of Director for a Term of One Mgmt For For
Year: A.N. Liveris
1g. Election of Director for a Term of One Mgmt For For
Year: H.S. Olayan
1h. Election of Director for a Term of One Mgmt For For
Year: J.W. Owens
1i. Election of Director for a Term of One Mgmt For For
Year: V.M. Rometty
1j. Election of Director for a Term of One Mgmt For For
Year: J.R. Swedish
1k. Election of Director for a Term of One Mgmt Against Against
Year: S. Taurel
1l. Election of Director for a Term of One Mgmt For For
Year: P.R. Voser
1m. Election of Director for a Term of One Mgmt For For
Year: F.H. Waddell
2. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
3. Advisory Vote on Executive Compensation Mgmt For For
4. Stockholder Proposal on Lobbying Disclosure Shr Against For
5. Stockholder Proposal on Shareholder Ability Shr Against For
to Call a Special Shareholder Meeting
6. Stockholder Proposal to Have an Independent Shr For Against
Board Chairman
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY Agenda Number: 934769196
--------------------------------------------------------------------------------------------------------------------------
Security: 460146103
Meeting Type: Annual
Meeting Date: 07-May-2018
Ticker: IP
ISIN: US4601461035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: David J. Bronczek Mgmt For For
1b. Election of Director: William J. Burns Mgmt For For
1c. Election of Director: Christopher M. Connor Mgmt For For
1d. Election of Director: Ahmet C. Dorduncu Mgmt Against Against
1e. Election of Director: Ilene S. Gordon Mgmt For For
1f. Election of Director: Jacqueline C. Hinman Mgmt For For
1g. Election of Director: Jay L. Johnson Mgmt For For
1h. Election of Director: Clinton A. Lewis, Jr. Mgmt For For
1i. Election of Director: Kathryn D. Sullivan Mgmt For For
1j. Election of Director: Mark S. Sutton Mgmt For For
1k. Election of Director: J. Steven Whisler Mgmt For For
1l. Election of Director: Ray G. Young Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
the Company's Independent Registered Public
Accounting Firm for 2018
3. A Non-Binding Resolution to Approve the Mgmt For For
Compensation of the Company's Named
Executive Officers, as Disclosed Under the
Heading "Compensation Discussion &
Analysis"
4. Shareowner Proposal Concerning Special Shr Against For
Shareowner Meetings
--------------------------------------------------------------------------------------------------------------------------
INTERXION HOLDING N V Agenda Number: 934847988
--------------------------------------------------------------------------------------------------------------------------
Security: N47279109
Meeting Type: Annual
Meeting Date: 29-Jun-2018
Ticker: INXN
ISIN: NL0009693779
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Dutch statutory annual Mgmt For For
accounts of the Company for the financial
year ended December 31, 2017.
2. To discharge the members of the Board from Mgmt For For
certain liabilities for the financial year
ended December 31, 2017.
3. To re-appoint Rob Ruijter as Non-Executive Mgmt For For
Director.
4. To appoint David Lister as Non-Executive Mgmt For For
Director.
5. To award restricted shares to our Mgmt For For
Non-Executive Directors.
6. To award performance shares to our Mgmt For For
Executive Director.
7. Designate the Board for 18 months to issue Mgmt For For
shares and to grant rights to subscribe for
shares in the share capital of the Company
for up to 2,441, 601 shares of the
Company's employee incentive schemes
8. Designate the Board to restrict or exclude Mgmt For For
pre-emption rights when issuing shares in
relation to employee incentive schemes.
9. Designate the Board for 18 months to issue Mgmt For For
shares and to grant rights to subscribe for
up to 10% of the current issued share
capital of the Company for general
corporate purposes.
10. Designate the Board to restrict or exclude Mgmt For For
pre-emption rights in relation to the
issuance of shares representing up to 10%
of the current issued share capital of the
Company for general corporate purposes.
11. To appoint KPMG Accountants N.V. to audit Mgmt For For
the annual accounts of the Company for the
financial year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
IRON MOUNTAIN INC. Agenda Number: 934804368
--------------------------------------------------------------------------------------------------------------------------
Security: 46284V101
Meeting Type: Annual
Meeting Date: 14-Jun-2018
Ticker: IRM
ISIN: US46284V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jennifer Allerton Mgmt For For
1b. Election of Director: Ted R. Antenucci Mgmt For For
1c. Election of Director: Pamela M. Arway Mgmt For For
1d. Election of Director: Clarke H. Bailey Mgmt For For
1e. Election of Director: Kent P. Dauten Mgmt For For
1f. Election of Director: Paul F. Deninger Mgmt For For
1g. Election of Director: Per-Kristian Mgmt For For
Halvorsen
1h. Election of Director: William L. Meaney Mgmt For For
1i. Election of Director: Wendy J. Murdock Mgmt For For
1j. Election of Director: Walter C. Rakowich Mgmt For For
1k. Election of Director: Alfred J. Verrecchia Mgmt For For
2. The approval of a non-binding, advisory Mgmt For For
resolution approving the compensation of
our named executive officers as described
in the Iron Mountain Incorporated Proxy
Statement.
3. The ratification of the selection by the Mgmt For For
Audit Committee of Deloitte & Touche LLP as
Iron Mountain Incorporated's independent
registered public accounting firm for the
year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
JETBLUE AIRWAYS CORPORATION Agenda Number: 934770098
--------------------------------------------------------------------------------------------------------------------------
Security: 477143101
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: JBLU
ISIN: US4771431016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Peter Boneparth Mgmt For For
1b. Election of Director: Virginia Gambale Mgmt For For
1c. Election of Director: Stephan Gemkow Mgmt For For
1d. Election of Director: Robin Hayes Mgmt For For
1e. Election of Director: Ellen Jewett Mgmt For For
1f. Election of Director: Stanley McChrystal Mgmt For For
1g. Election of Director: Joel Peterson Mgmt For For
1h. Election of Director: Frank Sica Mgmt For For
1i. Election of Director: Thomas Winkelmann Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2018.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 934749980
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Annual
Meeting Date: 10-May-2018
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Bruce D. Broussard Mgmt For For
1b. Election of Director: Charles P. Cooley Mgmt For For
1c. Election of Director: Gary M. Crosby Mgmt For For
1d. Election of Director: Alexander M. Cutler Mgmt For For
1e. Election of Director: H. James Dallas Mgmt For For
1f. Election of Director: Elizabeth R. Gile Mgmt For For
1g. Election of Director: Ruth Ann M. Gillis Mgmt For For
1h. Election of Director: William G. Gisel, Jr. Mgmt For For
1i. Election of Director: Carlton L. Highsmith Mgmt For For
1j. Election of Director: Richard J. Hipple Mgmt For For
1k. Election of Director: Kristen L. Manos Mgmt For For
1l. Election of Director: Beth E. Mooney Mgmt For For
1m. Election of Director: Demos Parneros Mgmt For For
1n. Election of Director: Barbara R. Snyder Mgmt For For
1o. Election of Director: David K. Wilson Mgmt For For
2. Ratification of the appointment of Mgmt For For
independent auditor.
3. Advisory approval of executive Mgmt For For
compensation.
4. Shareholder proposal seeking to reduce Shr Against For
ownership threshold to call special
shareholder meeting.
--------------------------------------------------------------------------------------------------------------------------
LENNAR CORPORATION Agenda Number: 934719406
--------------------------------------------------------------------------------------------------------------------------
Security: 526057104
Meeting Type: Special
Meeting Date: 12-Feb-2018
Ticker: LEN
ISIN: US5260571048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the issuance of shares of Mgmt For For
Lennar's Class A and Class B common stock
in connection with the merger of
CalAtlantic Group, Inc. with a newly formed
wholly-owned subsidiary of Lennar, as
contemplated by an Agreement and Plan of
Merger, dated as of October 29, 2017, by
and among CalAtlantic Group, Inc., Lennar
and Cheetah Cub Group Corp.
2. Approval of an amendment to Lennar's Mgmt For For
certificate of incorporation increasing the
number of authorized shares of Lennar's
Class A common stock from 300,000,000
shares to 400,000,000 shares.
3. Approval of an adjournment of the Special Mgmt For For
Meeting of Stockholders, if necessary, to
enable Lennar to solicit additional votes,
if at the time of such meeting there are
not sufficient votes to approve proposals 1
and 2.
--------------------------------------------------------------------------------------------------------------------------
LENNAR CORPORATION Agenda Number: 934730917
--------------------------------------------------------------------------------------------------------------------------
Security: 526057104
Meeting Type: Annual
Meeting Date: 11-Apr-2018
Ticker: LEN
ISIN: US5260571048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Irving Bolotin Mgmt For For
Steven L. Gerard Mgmt Withheld Against
Theron I. "Tig" Gilliam Mgmt For For
Sherrill W. Hudson Mgmt For For
Sidney Lapidus Mgmt For For
Teri P. McClure Mgmt For For
Stuart Miller Mgmt For For
Armando Olivera Mgmt For For
Donna Shalala Mgmt For For
Scott Stowell Mgmt For For
Jeffrey Sonnenfeld Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Lennar's independent
registered public accounting firm for the
fiscal year ending November 30, 2018.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of Lennar's named executive
officers.
4. Approval of a stockholder proposal Shr For Against
regarding our common stock voting
structure.
5. Approval of a stockholder proposal Shr Against For
regarding providing holders an annual right
to convert a limited amount of Class B
common stock into Class A common stock.
6. Approval of a stockholder proposal Shr Against For
regarding a limit on director tenure.
--------------------------------------------------------------------------------------------------------------------------
LINCOLN NATIONAL CORPORATION Agenda Number: 934760073
--------------------------------------------------------------------------------------------------------------------------
Security: 534187109
Meeting Type: Annual
Meeting Date: 25-May-2018
Ticker: LNC
ISIN: US5341871094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Deirdre P. Connelly Mgmt For For
1b. Election of Director: William H. Cunningham Mgmt For For
1c. Election of Director: Dennis R. Glass Mgmt For For
1d. Election of Director: George W. Henderson, Mgmt For For
III
1e. Election of Director: Eric G. Johnson Mgmt For For
1f. Election of Director: Gary C. Kelly Mgmt For For
1g. Election of Director: M. Leanne Lachman Mgmt For For
1h. Election of Director: Michael F. Mee Mgmt For For
1i. Election of Director: Patrick S. Pittard Mgmt For For
1j. Election of Director: Isaiah Tidwell Mgmt For For
1k. Election of Director: Lynn M. Utter Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the independent
registered public accounting firm for 2018.
3. The approval of an advisory resolution on Mgmt For For
the compensation of our named executive
officers.
4. Shareholder proposal to amend our bylaws to Shr Against For
permit shareholders owning an aggregate of
at least 10% of our outstanding common
stock to call a special meeting.
--------------------------------------------------------------------------------------------------------------------------
MAGNA INTERNATIONAL INC. Agenda Number: 934772686
--------------------------------------------------------------------------------------------------------------------------
Security: 559222401
Meeting Type: Annual
Meeting Date: 10-May-2018
Ticker: MGA
ISIN: CA5592224011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Scott B. Bonham Mgmt For For
Peter G. Bowie Mgmt For For
Mary S. Chan Mgmt For For
Dr. Kurt J. Lauk Mgmt For For
Robert F. MacLellan Mgmt For For
Cynthia A. Niekamp Mgmt For For
William A. Ruh Mgmt For For
Dr. I. V. Samarasekera Mgmt For For
Donald J. Walker Mgmt For For
Lawrence D. Worrall Mgmt For For
William L. Young Mgmt For For
2 Reappointment of Deloitte LLP as the Mgmt For For
independent auditor of the Corporation and
authorization of the Audit Committee to fix
the independent auditor's remuneration.
3 Resolved, on an advisory basis and not to Mgmt For For
diminish the roles and responsibilities of
the board of directors, that the
shareholders accept the approach to
executive compensation disclosed in the
accompanying Management Information
Circular/Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 934679602
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Special
Meeting Date: 19-Oct-2017
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AMEND THE PREFERRED STOCK DIVIDEND PAYMENT Mgmt For For
TESTS IN THE COMPANY'S CERTIFICATE OF
INCORPORATION.
2. ADJOURN THE SPECIAL MEETING, IF NECESSARY Mgmt For For
OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES.
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 934799923
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 12-Jun-2018
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Cheryl W. Grise Mgmt For For
1b. Election of Director: Carlos M. Gutierrez Mgmt For For
1c. Election of Director: Gerald L. Hassell Mgmt For For
1d. Election of Director: David L. Herzog Mgmt For For
1e. Election of Director: R. Glenn Hubbard, Mgmt For For
Ph.D.
1f. Election of Director: Steven A. Kandarian Mgmt For For
1g. Election of Director: Edward J. Kelly, III Mgmt For For
1h. Election of Director: William E. Kennard Mgmt For For
1i. Election of Director: James M. Kilts Mgmt For For
1j. Election of Director: Catherine R. Kinney Mgmt For For
1k. Election of Director: Denise M. Morrison Mgmt For For
2. Ratification of Appointment of Deloitte & Mgmt For For
Touche LLP as Independent Auditor for 2018
3. Advisory Vote to Approve the Compensation Mgmt For For
Paid to the Company's Named Executive
Officers
4. Shareholder Proposal to Adopt a Policy that Shr Against For
the Chairman of the Board be an Independent
Director
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 934689514
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 29-Nov-2017
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
1B. ELECTION OF DIRECTOR: REID G. HOFFMAN Mgmt For For
1C. ELECTION OF DIRECTOR: HUGH F. JOHNSTON Mgmt For For
1D. ELECTION OF DIRECTOR: TERI L. LIST-STOLL Mgmt For For
1E. ELECTION OF DIRECTOR: SATYA NADELLA Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
1G. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
1H. ELECTION OF DIRECTOR: SANDRA E. PETERSON Mgmt For For
1I. ELECTION OF DIRECTOR: PENNY S. PRITZKER Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1K. ELECTION OF DIRECTOR: ARNE M. SORENSON Mgmt For For
1L. ELECTION OF DIRECTOR: JOHN W. STANTON Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
1N. ELECTION OF DIRECTOR: PADMASREE WARRIOR Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION
4. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2018
5. APPROVAL OF MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE EXECUTIVE
INCENTIVE PLAN
6. APPROVAL OF THE MICROSOFT CORPORATION 2017 Mgmt For For
STOCK PLAN
--------------------------------------------------------------------------------------------------------------------------
MOHAWK INDUSTRIES, INC. Agenda Number: 934772383
--------------------------------------------------------------------------------------------------------------------------
Security: 608190104
Meeting Type: Annual
Meeting Date: 24-May-2018
Ticker: MHK
ISIN: US6081901042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Mr. Balcaen Mgmt For For
1B Election of Director: Mr. Bruckmann Mgmt For For
2. The ratification of the selection of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm
3. Advisory vote to approve executive Mgmt For For
compensation, as disclosed in the Company's
Proxy Statement for the 2018 Annual Meeting
of Stockholders
--------------------------------------------------------------------------------------------------------------------------
MOLSON COORS BREWING CO. Agenda Number: 934775024
--------------------------------------------------------------------------------------------------------------------------
Security: 60871R209
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: TAP
ISIN: US60871R2094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roger G. Eaton Mgmt For For
Charles M. Herington Mgmt For For
H. Sanford Riley Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers (Say-on-Pay).
--------------------------------------------------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC. Agenda Number: 934755313
--------------------------------------------------------------------------------------------------------------------------
Security: 609207105
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: MDLZ
ISIN: US6092071058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lewis W.K. Booth Mgmt For For
1b. Election of Director: Charles E. Bunch Mgmt For For
1c. Election of Director: Debra A. Crew Mgmt For For
1d. Election of Director: Lois D. Juliber Mgmt For For
1e. Election of Director: Mark D. Ketchum Mgmt For For
1f. Election of Director: Peter W. May Mgmt For For
1g. Election of Director: Jorge S. Mesquita Mgmt For For
1h. Election of Director: Joseph Neubauer Mgmt For For
1i. Election of Director: Fredric G. Reynolds Mgmt For For
1j. Election of Director: Christiana S. Shi Mgmt For For
1k. Election of Director: Patrick T. Siewert Mgmt For For
1l. Election of Director: Jean-Francois M. L. Mgmt For For
van Boxmeer
1m. Election of Director: Dirk Van de Put Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Independent Registered Public
Accountants for Fiscal Year Ending December
31, 2018.
4. Report on Non-Recyclable Packaging. Shr Against For
5. Create a Committee to Prepare a Report Shr Against For
Regarding the Impact of Plant Closures on
Communities and Alternatives to Help
Mitigate the Effects.
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 934776901
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 24-May-2018
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Elizabeth Corley Mgmt For For
1b. Election of Director: Alistair Darling Mgmt For For
1c. Election of Director: Thomas H. Glocer Mgmt For For
1d. Election of Director: James P. Gorman Mgmt For For
1e. Election of Director: Robert H. Herz Mgmt For For
1f. Election of Director: Nobuyuki Hirano Mgmt For For
1g. Election of Director: Jami Miscik Mgmt For For
1h. Election of Director: Dennis M. Nally Mgmt For For
1i. Election of Director: Hutham S. Olayan Mgmt For For
1j. Election of Director: Ryosuke Tamakoshi Mgmt For For
1k. Election of Director: Perry M. Traquina Mgmt For For
1l. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as independent auditor
3. To approve the compensation of executives Mgmt For For
as disclosed in the proxy statement
(non-binding advisory vote)
4. Shareholder proposal regarding a policy to Shr Against For
prohibit vesting of deferred equity awards
for senior executives who resign to enter
government service
--------------------------------------------------------------------------------------------------------------------------
MURPHY USA INC. Agenda Number: 934743281
--------------------------------------------------------------------------------------------------------------------------
Security: 626755102
Meeting Type: Annual
Meeting Date: 03-May-2018
Ticker: MUSA
ISIN: US6267551025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Fred L. Holliger Mgmt For For
James W. Keyes Mgmt For For
Diane N. Landen Mgmt For For
David B. Miller Mgmt For For
2. Approval of Executive Compensation on an Mgmt For For
Advisory, Non-Binding Basis
3. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm for
Fiscal 2018
--------------------------------------------------------------------------------------------------------------------------
NEWMONT MINING CORPORATION Agenda Number: 934740033
--------------------------------------------------------------------------------------------------------------------------
Security: 651639106
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: NEM
ISIN: US6516391066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: G.H. Boyce Mgmt For For
1B. Election of Director: B.R. Brook Mgmt For For
1C. Election of Director: J.K. Bucknor Mgmt For For
1D. Election of Director: J.A. Carrabba Mgmt Abstain Against
1E. Election of Director: N. Doyle Mgmt For For
1F. Election of Director: G.J. Goldberg Mgmt For For
1G. Election of Director: V.M. Hagen Mgmt For For
1H. Election of Director: S.E. Hickok Mgmt For For
1I. Election of Director: R. Medori Mgmt For For
1J. Election of Director: J. Nelson Mgmt For For
1K. Election of Director: J.M. Quintana Mgmt For For
1L. Election of Director: M.P. Zhang Mgmt For For
2. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation.
3. Ratify Appointment of Independent Mgmt For For
Registered Public Accounting Firm for 2018.
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY PARTNERS, LP Agenda Number: 934696696
--------------------------------------------------------------------------------------------------------------------------
Security: 65341B106
Meeting Type: Annual
Meeting Date: 21-Dec-2017
Ticker: NEP
ISIN: US65341B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN D. AUSTIN Mgmt For For
1B. ELECTION OF DIRECTOR: PETER H. KIND Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES L. ROBO Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES N. SUCIU Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS NEXTERA ENERGY PARTNERS'
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017
3. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt Against Against
NEXTERA ENERGY PARTNERS' COMPENSATION OF
ITS NAMED EXECUTIVE OFFICERS AS DISCLOSED
IN THE PROXY STATEMENT
4. NON-BINDING ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year Against
OF FUTURE UNITHOLDER NON-BINDING ADVISORY
VOTES ON THE COMPENSATION OF NEXTERA ENERGY
PARTNERS' NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION Agenda Number: 934743990
--------------------------------------------------------------------------------------------------------------------------
Security: 655844108
Meeting Type: Annual
Meeting Date: 10-May-2018
Ticker: NSC
ISIN: US6558441084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas D. Bell, Jr. Mgmt For For
1b. Election of Director: Wesley G. Bush Mgmt For For
1c. Election of Director: Daniel A. Carp Mgmt For For
1d. Election of Director: Mitchell E. Daniels, Mgmt For For
Jr.
1e. Election of Director: Marcela E. Donadio Mgmt For For
1f. Election of Director: Steven F. Leer Mgmt For For
1g. Election of Director: Michael D. Lockhart Mgmt For For
1h. Election of Director: Amy E. Miles Mgmt For For
1i. Election of Director: Martin H. Nesbitt Mgmt For For
1j. Election of Director: Jennifer F. Scanlon Mgmt For For
1k. Election of Director: James A. Squires Mgmt For For
1l. Election of Director: John R. Thompson Mgmt For For
2. Ratification of the appointment of KPMG Mgmt For For
LLP, independent registered public
accounting firm, as Norfolk Southern's
independent auditors for the year ending
December 31, 2018.
3. Approval of advisory resolution on Mgmt For For
executive compensation, as disclosed in the
proxy statement for the 2018 Annual Meeting
of Shareholders.
4. If properly presented at the meeting, a Shr Against For
shareholder proposal regarding right to act
by written consent.
--------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 934747518
--------------------------------------------------------------------------------------------------------------------------
Security: 674599105
Meeting Type: Annual
Meeting Date: 04-May-2018
Ticker: OXY
ISIN: US6745991058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Spencer Abraham Mgmt Against Against
1b. Election of Director: Howard I. Atkins Mgmt For For
1c. Election of Director: Eugene L. Batchelder Mgmt For For
1d. Election of Director: John E. Feick Mgmt For For
1e. Election of Director: Margaret M. Foran Mgmt For For
1f. Election of Director: Carlos M. Gutierrez Mgmt For For
1g. Election of Director: Vicki Hollub Mgmt For For
1h. Election of Director: William R. Klesse Mgmt For For
1i. Election of Director: Jack B. Moore Mgmt For For
1j. Election of Director: Avedick B. Poladian Mgmt For For
1k. Election of Director: Elisse B. Walter Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
3. Approval of the Second Amendment to the Mgmt For For
2015 Long- Term Incentive Plan to Increase
the Number of Shares Available for Grant
4. Ratification of Selection of KPMG as Mgmt For For
Independent Auditor for the Fiscal Year
Ending December 31, 2018
--------------------------------------------------------------------------------------------------------------------------
PACCAR INC Agenda Number: 934748560
--------------------------------------------------------------------------------------------------------------------------
Security: 693718108
Meeting Type: Annual
Meeting Date: 01-May-2018
Ticker: PCAR
ISIN: US6937181088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Beth E. Ford Mgmt For For
1.2 Election of Class I Director: Kirk S. Mgmt Against Against
Hachigian
1.3 Election of Class I Director: Roderick C. Mgmt For For
McGeary
1.4 Election of Class I Director: Mark A. Mgmt For For
Schulz
1.5 Election of Class II Director: Mark C. Mgmt For For
Pigott
1.6 Election of Class II Director: Charles R. Mgmt For For
Williamson
1.7 Election of Class II Director: Ronald E. Mgmt For For
Armstrong
2. Approval of an amendment to the amended and Mgmt For For
restated certificate of incorporation to
eliminate the supermajority vote
requirement for the removal of directors
3. Stockholder proposal to reduce threshold to Shr Against For
call special stockholder meetings from 25%
to 10%
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 934739256
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Dennis A. Ausiello Mgmt For For
1b. Election of Director: Ronald E. Blaylock Mgmt For For
1c. Election of Director: Albert Bourla Mgmt For For
1d. Election of Director: W. Don Cornwell Mgmt For For
1e. Election of Director: Joseph J. Echevarria Mgmt For For
1f. Election of Director: Helen H. Hobbs Mgmt For For
1g. Election of Director: James M. Kilts Mgmt For For
1h. Election of Director: Dan R. Littman Mgmt For For
1i. Election of Director: Shantanu Narayen Mgmt For For
1j. Election of Director: Suzanne Nora Johnson Mgmt For For
1k. Election of Director: Ian C. Read Mgmt For For
1l. Election of Director: James C. Smith Mgmt For For
2. Ratify the selection of KPMG LLP as Mgmt For For
independent registered public accounting
firm for 2018
3. 2018 Advisory approval of executive Mgmt For For
compensation
4. Approval of the Pfizer Inc. French Sub-Plan Mgmt For For
under the 2014 Stock Plan
5. Shareholder proposal regarding right to act Shr Against For
by written consent
6. Shareholder proposal regarding independent Shr Against For
chair policy
7. Shareholder proposal regarding report on Shr Against For
lobbying activities
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 934750919
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Harold Brown Mgmt For For
1B. Election of Director: Andre Calantzopoulos Mgmt For For
1C. Election of Director: Louis C. Camilleri Mgmt For For
1D. Election of Director: Massimo Ferragamo Mgmt For For
1E. Election of Director: Werner Geissler Mgmt For For
1F. Election of Director: Lisa A. Hook Mgmt For For
1G. Election of Director: Jennifer Li Mgmt For For
1H. Election of Director: Jun Makihara Mgmt For For
1I. Election of Director: Sergio Marchionne Mgmt For For
1J. Election of Director: Kalpana Morparia Mgmt For For
1K. Election of Director: Lucio A. Noto Mgmt For For
1L. Election of Director: Frederik Paulsen Mgmt For For
1M. Election of Director: Robert B. Polet Mgmt For For
1N. Election of Director: Stephen M. Wolf Mgmt For For
2. Advisory Vote Approving Executive Mgmt For For
Compensation
3. Ratification of the Selection of Mgmt For For
Independent Auditors
--------------------------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY Agenda Number: 934765249
--------------------------------------------------------------------------------------------------------------------------
Security: 723787107
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: PXD
ISIN: US7237871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Edison C. Buchanan Mgmt For For
1B Election of Director: Andrew F. Cates Mgmt For For
1C Election of Director: Timothy L. Dove Mgmt For For
1D Election of Director: Phillip A. Gobe Mgmt For For
1E Election of Director: Larry R. Grillot Mgmt For For
1F Election of Director: Stacy P. Methvin Mgmt For For
1G Election of Director: Royce W. Mitchell Mgmt For For
1H Election of Director: Frank A. Risch Mgmt For For
1I Election of Director: Scott D. Sheffield Mgmt For For
1J Election of Director: Mona K. Sutphen Mgmt For For
1K Election of Director: J. Kenneth Thompson Mgmt For For
1L Election of Director: Phoebe A. Wood Mgmt For For
1M Election of Director: Michael D. Wortley Mgmt For For
2 RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2018
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
POPULAR, INC. Agenda Number: 934753852
--------------------------------------------------------------------------------------------------------------------------
Security: 733174700
Meeting Type: Annual
Meeting Date: 08-May-2018
Ticker: BPOP
ISIN: PR7331747001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a) Election of Class 1 Director: Ignacio Mgmt For For
Alvarez
1b) Election of Class 1 Director: Alejandro M. Mgmt For For
Ballester
1c) Election of Class 1 Director: Richard L. Mgmt For For
Carrion
1d) Election of Class 1 Director: Carlos A. Mgmt For For
Unanue
2) To authorize and approve an amendment to Mgmt For For
Article Seventh of our Restated Certificate
of Incorporation to provide that directors
shall be elected by a majority of the votes
cast by shareholders at the Annual Meeting
of Shareholders, provided that in contested
elections directors shall be elected by a
plurality of votes cast.
3) To approve, on an advisory basis, the Mgmt For For
Corporation's executive compensation.
4) To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Corporation's independent registered public
accounting firm for 2018.
5) To approve the adjournment or postponement Mgmt For For
of the meeting, if necessary or
appropriate, to solicit additional proxies,
in the event that there are not sufficient
votes at the time of the meeting to approve
the proposed amendment to Article Seventh
of our Restated Certificate of
Incorporation.
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC. Agenda Number: 934755490
--------------------------------------------------------------------------------------------------------------------------
Security: 744320102
Meeting Type: Annual
Meeting Date: 08-May-2018
Ticker: PRU
ISIN: US7443201022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas J. Baltimore, Mgmt For For
Jr.
1b. Election of Director: Gilbert F. Casellas Mgmt For For
1c. Election of Director: Mark B. Grier Mgmt For For
1d. Election of Director: Martina Hund-Mejean Mgmt For For
1e. Election of Director: Karl J. Krapek Mgmt For For
1f. Election of Director: Peter R. Lighte Mgmt For For
1g. Election of Director: George Paz Mgmt For For
1h. Election of Director: Sandra Pianalto Mgmt For For
1i. Election of Director: Christine A. Poon Mgmt For For
1j. Election of Director: Douglas A. Scovanner Mgmt For For
1k. Election of Director: John R. Strangfeld Mgmt For For
1l. Election of Director: Michael A. Todman Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2018.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Shareholder proposal regarding an Shr Against For
independent Board Chairman.
--------------------------------------------------------------------------------------------------------------------------
RELIANCE STEEL & ALUMINUM CO. Agenda Number: 934773323
--------------------------------------------------------------------------------------------------------------------------
Security: 759509102
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: RS
ISIN: US7595091023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Sarah J. Anderson Mgmt For For
1b. Election of Director: Karen W. Colonias Mgmt For For
1c. Election of Director: John G. Figueroa Mgmt For For
1d. Election of Director: Thomas W. Gimbel Mgmt For For
1e. Election of Director: David H. Hannah Mgmt For For
1f. Election of Director: Douglas M. Hayes Mgmt For For
1g. Election of Director: Mark V. Kaminski Mgmt For For
1h. Election of Director: Robert A. McEvoy Mgmt For For
1i. Election of Director: Gregg J. Mollins Mgmt For For
1j. Election of Director: Andrew G. Sharkey, Mgmt For For
III
1k. Election of Director: Douglas W. Stotlar Mgmt For For
2. To consider a non-binding, advisory vote to Mgmt For For
approve the compensation of the Company's
named executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for 2018.
4. To consider a stockholder proposal Shr Against For
regarding changes to the Company's proxy
access bylaw.
--------------------------------------------------------------------------------------------------------------------------
RITE AID CORPORATION Agenda Number: 934644750
--------------------------------------------------------------------------------------------------------------------------
Security: 767754104
Meeting Type: Annual
Meeting Date: 17-Jul-2017
Ticker: RAD
ISIN: US7677541044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN T. STANDLEY Mgmt For For
1B. ELECTION OF DIRECTOR: JOSEPH B. ANDERSON, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: BRUCE G. BODAKEN Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID R. JESSICK Mgmt For For
1E. ELECTION OF DIRECTOR: KEVIN E. LOFTON Mgmt For For
1F. ELECTION OF DIRECTOR: MYRTLE S. POTTER Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL N. REGAN Mgmt For For
1H. ELECTION OF DIRECTOR: FRANK A. SAVAGE Mgmt For For
1I. ELECTION OF DIRECTOR: MARCY SYMS Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
4. VOTE, ON AN ADVISORY BASIS, AS TO THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES TO
APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
RLJ LODGING TRUST Agenda Number: 934805930
--------------------------------------------------------------------------------------------------------------------------
Security: 74965L101
Meeting Type: Annual
Meeting Date: 24-May-2018
Ticker: RLJ
ISIN: US74965L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert L. Johnson Mgmt For For
Leslie D. Hale Mgmt For For
Evan Bayh Mgmt For For
Arthur Collins Mgmt For For
Nathaniel A. Davis Mgmt For For
Patricia L. Gibson Mgmt For For
Robert M. La Forgia Mgmt For For
Robert J. McCarthy Mgmt For For
Glenda G. McNeal Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2018.
3. To approve (on a non-binding basis) the Mgmt For For
compensation of our named executive
officers.
4. To recommend (on a non-binding basis) the Mgmt 1 Year For
frequency of the advisory vote related to
the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
SANTANDER CONSUMER USA HOLDINGS INC. Agenda Number: 934814458
--------------------------------------------------------------------------------------------------------------------------
Security: 80283M101
Meeting Type: Annual
Meeting Date: 12-Jun-2018
Ticker: SC
ISIN: US80283M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mahesh Aditya Mgmt For For
Jose Doncel Mgmt For For
Stephen A. Ferriss Mgmt Withheld Against
Victor Hill Mgmt For For
Edith E. Holiday Mgmt Withheld Against
Javier Maldonado Mgmt Withheld Against
Robert J. McCarthy Mgmt Withheld Against
William F. Muir Mgmt Withheld Against
Scott Powell Mgmt For For
William Rainer Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the current fiscal year.
3. To approve, on a non-binding, advisory Mgmt For For
basis named executive officer compensation.
4. Stockholder proposal requesting that the Shr Against For
Board of Directors prepare a report related
to the monitoring and management of certain
risks related to vehicle lending.
--------------------------------------------------------------------------------------------------------------------------
SIGNATURE BANK Agenda Number: 934738658
--------------------------------------------------------------------------------------------------------------------------
Security: 82669G104
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: SBNY
ISIN: US82669G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Kathryn A. Byrne Mgmt For For
1.2 Election of Director: Alfonse M. D'Amato Mgmt For For
1.3 Election of Director: Jeffrey W. Meshel Mgmt For For
2. To ratify the appointment of KPMG LLP, an Mgmt For For
independent registered public accounting
firm, as the independent auditors for the
year ending December 31, 2018.
3. Advisory vote on executive compensation. Mgmt Against Against
4. To approve an amendment to the Amended and Mgmt For For
Restated 2004 Long-Term Incentive Plan to
extend the term of such Plan until December
31, 2028.
--------------------------------------------------------------------------------------------------------------------------
SNAP-ON INCORPORATED Agenda Number: 934742948
--------------------------------------------------------------------------------------------------------------------------
Security: 833034101
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: SNA
ISIN: US8330341012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David C. Adams Mgmt For For
1B. Election of Director: Karen L. Daniel Mgmt For For
1C. Election of Director: Ruth Ann M. Gillis Mgmt For For
1D. Election of Director: James P. Holden Mgmt For For
1E. Election of Director: Nathan J. Jones Mgmt For For
1F. Election of Director: Henry W. Knueppel Mgmt For For
1G. Election of Director: W. Dudley Lehman Mgmt For For
1H. Election of Director: Nicholas T. Pinchuk Mgmt For For
1I. Election of Director: Gregg M. Sherrill Mgmt For For
1J. Election of Director: Donald J. Stebbins Mgmt For For
2. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as the Company's
independent registered public accounting
firm for fiscal 2018.
3. Advisory vote to approve the compensation Mgmt For For
of Snap-on Incorporated's named executive
officers, as disclosed in "Compensation
Discussion and Analysis" and "Executive
Compensation Information" in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO. Agenda Number: 934776949
--------------------------------------------------------------------------------------------------------------------------
Security: 844741108
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: LUV
ISIN: US8447411088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: David W. Biegler Mgmt For For
1b. Election of Director: J. Veronica Biggins Mgmt For For
1c. Election of Director: Douglas H. Brooks Mgmt For For
1d. Election of Director: William H. Cunningham Mgmt For For
1e. Election of Director: John G. Denison Mgmt For For
1f. Election of Director: Thomas W. Gilligan Mgmt For For
1g. Election of Director: Gary C. Kelly Mgmt For For
1h. Election of Director: Grace D. Lieblein Mgmt For For
1i. Election of Director: Nancy B. Loeffler Mgmt For For
1j. Election of Director: John T. Montford Mgmt For For
1k. Election of Director: Ron Ricks Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of selection of Ernst & Young Mgmt For For
LLP as Company's independent auditors for
fiscal year ending December 31, 2018.
4. Advisory vote on shareholder proposal to Shr For Against
require an independent board chairman.
5. Advisory vote on shareholder proposal to Shr Against For
permit shareholder action by written
consent.
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 934769273
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: K. Burnes Mgmt For For
1b. Election of Director: P. de Saint-Aignan Mgmt For For
1c. Election of Director: L. Dugle Mgmt For For
1d. Election of Director: A. Fawcett Mgmt For For
1e. Election of Director: W. Freda Mgmt For For
1f. Election of Director: L. Hill Mgmt For For
1g. Election of Director: J. Hooley Mgmt For For
1h. Election of Director: S. Mathew Mgmt For For
1i. Election of Director: W. Meaney Mgmt For For
1j. Election of Director: S. O'Sullivan Mgmt For For
1k. Election of Director: R. Sergel Mgmt For For
1l. Election of Director: G. Summe Mgmt For For
2. To approve an advisory proposal on Mgmt For For
executive compensation.
3. To amend the Articles of Organization to Mgmt For For
implement a majority voting standard for
specified corporate actions.
4. To ratify the selection of Ernst & Young Mgmt For For
LLP as State Street's independent
registered public accounting firm for the
year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
SUNCOR ENERGY INC. Agenda Number: 934750731
--------------------------------------------------------------------------------------------------------------------------
Security: 867224107
Meeting Type: Annual
Meeting Date: 02-May-2018
Ticker: SU
ISIN: CA8672241079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Patricia M. Bedient Mgmt For For
Mel E. Benson Mgmt For For
Jacynthe Cote Mgmt For For
Dominic D'Alessandro Mgmt For For
John D. Gass Mgmt For For
Dennis M. Houston Mgmt For For
Maureen McCaw Mgmt For For
Eira M. Thomas Mgmt For For
Steven W. Williams Mgmt For For
Michael M. Wilson Mgmt For For
2 Re-appointment of PricewaterhouseCoopers Mgmt For For
LLP as auditor of Suncor Energy Inc. for
the ensuing year.
3 To accept the approach to executive Mgmt For For
compensation disclosed in the Management
Proxy Circular of Suncor Energy Inc. dated
March 1, 2018.
--------------------------------------------------------------------------------------------------------------------------
SUNTRUST BANKS, INC. Agenda Number: 934732252
--------------------------------------------------------------------------------------------------------------------------
Security: 867914103
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: STI
ISIN: US8679141031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Agnes Bundy Scanlan Mgmt For For
1B. Election of director: Dallas S. Clement Mgmt For For
1C. Election of director: Paul R. Garcia Mgmt For For
1D. Election of director: M. Douglas Ivester Mgmt For For
1E. Election of director: Donna S. Morea Mgmt For For
1F. Election of director: David M. Ratcliffe Mgmt For For
1G. Election of director: William H. Rogers, Mgmt For For
Jr.
1H. Election of director: Frank P. Scruggs, Jr. Mgmt For For
1I. Election of director: Bruce L. Tanner Mgmt For For
1J. Election of director: Steven C. Voorhees Mgmt For For
1K. Election of director: Thomas R. Watjen Mgmt For For
1L. Election of director: Dr. Phail Wynn, Jr. Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
3. To approve the SunTrust Banks, Inc. 2018 Mgmt For For
Omnibus Incentive Compensation Plan.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent auditor
for 2018.
--------------------------------------------------------------------------------------------------------------------------
SVB FINANCIAL GROUP Agenda Number: 934734941
--------------------------------------------------------------------------------------------------------------------------
Security: 78486Q101
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: SIVB
ISIN: US78486Q1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Greg W. Becker Mgmt For For
Eric A. Benhamou Mgmt For For
John S. Clendening Mgmt For For
Roger F. Dunbar Mgmt For For
Joel P. Friedman Mgmt For For
Kimberly A. Jabal Mgmt For For
Jeffrey N. Maggioncalda Mgmt For For
Mary J. Miller Mgmt For For
Kate D. Mitchell Mgmt For For
John F. Robinson Mgmt For For
Garen K. Staglin Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for its fiscal year ending
December 31, 2018.
3. To approve, on an advisory basis, our Mgmt For For
executive compensation ("Say on Pay").
--------------------------------------------------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LIMITED Agenda Number: 934651236
--------------------------------------------------------------------------------------------------------------------------
Security: 881624209
Meeting Type: Annual
Meeting Date: 13-Jul-2017
Ticker: TEVA
ISIN: US8816242098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR TO SERVE UNTIL 2020 Mgmt For For
ANNUAL MEETING: DR. SOL J. BARER
1B. ELECTION OF DIRECTOR TO SERVE UNTIL 2020 Mgmt For For
ANNUAL MEETING: MR. JEAN-MICHEL HALFON
1C. ELECTION OF DIRECTOR TO SERVE UNTIL 2020 Mgmt For For
ANNUAL MEETING: MR. MURRAY A. GOLDBERG
1D. ELECTION OF DIRECTOR TO SERVE UNTIL 2020 Mgmt For For
ANNUAL MEETING: MR. NECHEMIA (CHEMI) J.
PERES
1E. ELECTION OF DIRECTOR TO SERVE UNTIL 2019 Mgmt For For
ANNUAL MEETING: MR. ROBERTO MIGNONE
1F. ELECTION OF DIRECTOR TO SERVE UNTIL 2019 Mgmt For For
ANNUAL MEETING: DR. PERRY D. NISEN
2. TO APPROVE THE COMPENSATION OF DR. SOL J. Mgmt For For
BARER AS CHAIRMAN OF THE BOARD OF
DIRECTORS.
3. TO APPROVE THE TERMS OF OFFICE AND Mgmt For For
EMPLOYMENT OF DR. YITZHAK PETERBURG AS
INTERIM PRESIDENT AND CHIEF EXECUTIVE
OFFICER.
4. TO APPROVE A MEMBERSHIP FEE FOR DIRECTORS Mgmt For For
SERVING ON SPECIAL OR AD-HOC COMMITTEES.
5. TO APPROVE AN AMENDMENT TO THE 2015 Mgmt For For
LONG-TERM EQUITY-BASED INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES AVAILABLE FOR
ISSUANCE THEREUNDER.
6. TO APPROVE TEVA'S 2017 EXECUTIVE INCENTIVE Mgmt For For
COMPENSATION PLAN.
7. TO REDUCE TEVA'S REGISTERED SHARE CAPITAL Mgmt For For
TO NIS 249,434,338, ...(DUE TO SPACE
LIMITS, SEE PROXY MATERIAL FOR FULL
PROPOSAL).
8. TO APPOINT KESSELMAN & KESSELMAN, A MEMBER Mgmt For For
OF PRICEWATERHOUSECOOPERS INTERNATIONAL
LTD., AS TEVA'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM UNTIL THE 2018
ANNUAL MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION Agenda Number: 934742671
--------------------------------------------------------------------------------------------------------------------------
Security: 064058100
Meeting Type: Annual
Meeting Date: 10-Apr-2018
Ticker: BK
ISIN: US0640581007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Steven D. Black Mgmt For For
1B. Election of Director: Linda Z. Cook Mgmt For For
1C. Election of Director: Joseph J. Echevarria Mgmt For For
1D. Election of Director: Edward P. Garden Mgmt For For
1E. Election of Director: Jeffrey A. Goldstein Mgmt For For
1F. Election of Director: John M. Hinshaw Mgmt For For
1G. Election of Director: Edmund F. Kelly Mgmt For For
1H. Election of Director: Jennifer B. Morgan Mgmt For For
1I. Election of Director: Mark A. Nordenberg Mgmt For For
1J. Election of Director: Elizabeth E. Robinson Mgmt For For
1K. Election of Director: Charles W. Scharf Mgmt For For
1L. Election of Director: Samuel C. Scott III Mgmt For For
2. Advisory resolution to approve the 2017 Mgmt For For
compensation of our named executive
officers.
3. Ratification of KPMG LLP as our independent Mgmt For For
auditor for 2018.
4. Stockholder proposal regarding written Shr Against For
consent.
5. Stockholder proposal regarding a proxy Shr Against For
voting review report.
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 934762990
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 15-May-2018
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Walter W. Bettinger Mgmt For For
II
1b. Election of Director: Joan T. Dea Mgmt For For
1c. Election of Director: Christopher V. Dodds Mgmt For For
1d. Election of Director: Mark A. Goldfarb Mgmt For For
1e. Election of Director: Charles A. Ruffel Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as independent auditors
3. Advisory vote to approve named executive Mgmt For For
officer compensation
4. Approval of 2013 Stock Incentive Plan as Mgmt For For
Amended and Restated
5. Approval of Amended and Restated Bylaws to Mgmt Against Against
adopt a proxy access bylaw for director
nominations by stockholders
6. Stockholder Proposal requesting annual Shr Against For
disclosure of EEO-1 data
7. Stockholder Proposal requesting disclosure Shr Against For
of the company's political contributions
and expenditures, recipients, and related
policies and procedures
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 934750084
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 02-May-2018
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lloyd C. Blankfein Mgmt For For
1b. Election of Director: M. Michele Burns Mgmt For For
1c. Election of Director: Mark A. Flaherty Mgmt For For
1d. Election of Director: William W. George Mgmt For For
1e. Election of Director: James A. Johnson Mgmt For For
1f. Election of Director: Ellen J. Kullman Mgmt For For
1g. Election of Director: Lakshmi N. Mittal Mgmt For For
1h. Election of Director: Adebayo O. Ogunlesi Mgmt For For
1i. Election of Director: Peter Oppenheimer Mgmt For For
1j. Election of Director: David A. Viniar Mgmt For For
1k. Election of Director: Mark O. Winkelman Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation (Say on Pay)
3. Approval of The Goldman Sachs Amended and Mgmt For For
Restated Stock Incentive Plan (2018)
4. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as our Independent Registered Public
Accounting Firm for 2018
5. Shareholder Proposal Requesting Report on Shr Against For
Lobbying
6. Shareholder Proposal Regarding Amendments Shr Against For
to Stockholder Proxy Access
--------------------------------------------------------------------------------------------------------------------------
THE GOODYEAR TIRE & RUBBER COMPANY Agenda Number: 934737769
--------------------------------------------------------------------------------------------------------------------------
Security: 382550101
Meeting Type: Annual
Meeting Date: 09-Apr-2018
Ticker: GT
ISIN: US3825501014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a) Election of Director: James A. Firestone Mgmt For For
1b) Election of Director: Werner Geissler Mgmt For For
1c) Election of Director: Peter S. Hellman Mgmt For For
1d) Election of Director: Laurette T. Koellner Mgmt For For
1e) Election of Director: Richard J. Kramer Mgmt For For
1f) Election of Director: W. Alan McCollough Mgmt For For
1g) Election of Director: John E. McGlade Mgmt For For
1h) Election of Director: Michael J. Morell Mgmt For For
1i) Election of Director: Roderick A. Palmore Mgmt For For
1j) Election of Director: Stephanie A. Streeter Mgmt For For
1k) Election of Director: Thomas H. Weidemeyer Mgmt For For
1l) Election of Director: Michael R. Wessel Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as Independent
Registered Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SVCS GROUP, INC. Agenda Number: 934769867
--------------------------------------------------------------------------------------------------------------------------
Security: 416515104
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: HIG
ISIN: US4165151048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robert B. Allardice, Mgmt For For
III
1b. Election of Director: Carlos Dominguez Mgmt For For
1c. Election of Director: Trevor Fetter Mgmt For For
1d. Election of Director: Stephen P. McGill Mgmt For For
1e. Election of Director: Kathryn A. Mikells Mgmt For For
1f. Election of Director: Michael G. Morris Mgmt For For
1g. Election of Director: Thomas A. Renyi Mgmt For For
1h. Election of Director: Julie G. Richardson Mgmt For For
1i. Election of Director: Teresa W. Roseborough Mgmt For For
1j. Election of Director: Virginia P. Mgmt For For
Ruesterholz
1k. Election of Director: Christopher J. Swift Mgmt For For
1l. Election of Director: Greig Woodring Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm of the Company
3. Management proposal to approve, on a Mgmt For For
non-binding advisory basis, the
compensation of the Company's named
executive officers as disclosed in the
Company's proxy statement
--------------------------------------------------------------------------------------------------------------------------
THE ST. JOE COMPANY Agenda Number: 934779363
--------------------------------------------------------------------------------------------------------------------------
Security: 790148100
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: JOE
ISIN: US7901481009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Cesar L. Alvarez Mgmt Against Against
1b. Election of Director: Bruce R. Berkowitz Mgmt For For
1c. Election of Director: Howard S. Frank Mgmt For For
1d. Election of Director: Jorge L. Gonzalez Mgmt For For
1e. Election of Director: James S. Hunt Mgmt For For
1f. Election of Director: Thomas P. Murphy, Jr. Mgmt For For
2. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as our independent registered
public accounting firm for the 2018 fiscal
year.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
TOLL BROTHERS, INC. Agenda Number: 934726502
--------------------------------------------------------------------------------------------------------------------------
Security: 889478103
Meeting Type: Annual
Meeting Date: 13-Mar-2018
Ticker: TOL
ISIN: US8894781033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert I. Toll Mgmt For For
1B. Election of Director: Douglas C. Yearley, Mgmt For For
Jr.
1C. Election of Director: Edward G. Boehne Mgmt For For
1D. Election of Director: Richard J. Braemer Mgmt For For
1E. Election of Director: Christine N. Garvey Mgmt For For
1F. Election of Director: Carl B. Marbach Mgmt For For
1G. Election of Director: John A. McLean Mgmt For For
1H. Election of Director: Stephen A. Novick Mgmt For For
1I. Election of Director: Wendell E. Pritchett Mgmt For For
1J. Election of Director: Paul E. Shapiro Mgmt For For
2. The ratification of the re-appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the 2018 fiscal year.
3. The approval, in an advisory and Mgmt For For
non-binding vote, of the compensation of
the Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
TRANSOCEAN, LTD. Agenda Number: 934816642
--------------------------------------------------------------------------------------------------------------------------
Security: H8817H100
Meeting Type: Annual
Meeting Date: 18-May-2018
Ticker: RIG
ISIN: CH0048265513
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the 2017 Annual Report, Mgmt For For
Including the Audited Consolidated
Financial Statements and the Audited
Statutory Financial Statements of
Transocean Ltd. for Fiscal Year 2017
2 Discharge of the Members of the Board of Mgmt For For
Directors and Executive Management Team
From Liability for Activities During Fiscal
Year 2017
3 Appropriation of the Accumulated Loss for Mgmt For For
Fiscal Year 2017 and Release of CHF
1,500,000,000 of Statutory Capital Reserves
from Capital Contribution and Allocation to
Free Capital Reserves from Capital
Contribution
4 Renewal of Authorized Share Capital Mgmt For For
5A Reelection of Glyn A. Barker as a director Mgmt For For
for Term Extending Until Completion of the
Next Annual General Meeting
5B Reelection of Vanessa C.L. Chang as a Mgmt For For
director for Term Extending Until
Completion of the Next Annual General
Meeting
5C Reelection of Frederico F. Curado as a Mgmt For For
director for Term Extending Until
Completion of the Next Annual General
Meeting
5D Reelection of Chadwick C. Deaton as a Mgmt For For
director for Term Extending Until
Completion of the Next Annual General
Meeting
5E Reelection of Vincent J. Intrieri as a Mgmt For For
director for Term Extending Until
Completion of the Next Annual General
Meeting
5F Reelection of Samuel J. Merksamer as a Mgmt For For
director for Term Extending Until
Completion of the Next Annual General
Meeting
5G Reelection of Merrill A. "Pete" Miller, Jr. Mgmt For For
as a director for Term Extending Until
Completion of the Next Annual General
Meeting
5H Reelection of Frederik W. Mohn as a Mgmt For For
director for Term Extending Until
Completion of the Next Annual General
Meeting
5I Reelection of Edward R. Muller as a Mgmt For For
director for Term Extending Until
Completion of the Next Annual General
Meeting
5J Reelection of Tan Ek Kia as a director for Mgmt For For
Term Extending Until Completion of the Next
Annual General Meeting
5K Reelection of Jeremy D. Thigpen as a Mgmt For For
director for Term Extending Until
Completion of the Next Annual General
Meeting
6 Election of Merrill A. "Pete" Miller, Jr. Mgmt For For
as the Chairman of the Board of Directors
for a Term Extending Until Completion of
the Next Annual General Meeting
7A Election of the Member of the Compensation Mgmt For For
Committee: Frederico F. Curado
7B Election of the Member of the Compensation Mgmt For For
Committee: Vincent J. Intrieri
7C Election of the Member of the Compensation Mgmt For For
Committee: Tan Ek Kia
8 Reelection of Schweiger Advokatur / Mgmt For For
Notariat as the Independent Proxy for a
Term Extending Until Completion of the Next
Annual General Meeting
9 Appointment of Ernst & Young LLP as the Mgmt For For
Company's Independent Registered Public
Accounting Firm for Fiscal Year 2018 and
Reelection of Ernst & Young Ltd, Zurich, as
the Company's Auditor for a Further
One-Year Term
10 Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
11A Ratification of an amount of US $4,121,000 Mgmt For For
as the Maximum Aggregate Amount of
Compensation of the Board of Directors for
the Period Between the 2018 and 2019 Annual
General Meetings
11B Ratification of an amount of US $24,000,000 Mgmt For For
as the Maximum Aggregate Amount of
Compensation of the Executive Management
Team for Fiscal Year 2019
12 Approval of Amendment to Transocean Ltd. Mgmt For For
2015 Long-Term Incentive Plan for
Additional Reserves
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 934753890
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 10-May-2018
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Andrew H. Card Jr. Mgmt For For
1b. Election of Director: Erroll B. Davis Jr. Mgmt For For
1c. Election of Director: David B. Dillon Mgmt For For
1d. Election of Director: Lance M. Fritz Mgmt For For
1e. Election of Director: Deborah C. Hopkins Mgmt For For
1f. Election of Director: Jane H. Lute Mgmt For For
1g. Election of Director: Michael R. McCarthy Mgmt For For
1h. Election of Director: Thomas F. McLarty III Mgmt For For
1i. Election of Director: Bhavesh V. Patel Mgmt For For
1j. Election of Director: Jose H. Villarreal Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm of the Company for
2018.
3. An advisory vote to approve executive Mgmt For For
compensation ("Say on Pay").
4. Shareholder proposal regarding Independent Shr Against For
Chairman if properly presented at the
Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
UNITED CONTINENTAL HOLDINGS, INC. Agenda Number: 934800714
--------------------------------------------------------------------------------------------------------------------------
Security: 910047109
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: UAL
ISIN: US9100471096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Carolyn Corvi Mgmt For For
1B. Election of Director: Jane C. Garvey Mgmt For For
1C. Election of Director: Barney Harford Mgmt For For
1D. Election of Director: Michele J. Hooper Mgmt For For
1E. Election of Director: Walter Isaacson Mgmt For For
1F. Election of Director: James A. C. Kennedy Mgmt For For
1G. Election of Director: Oscar Munoz Mgmt For For
1H. Election of Director: William R. Nuti Mgmt For For
1I. Election of Director: Edward M. Philip Mgmt For For
1J. Election of Director: Edward L. Shapiro Mgmt For For
1K. Election of Director: David J. Vitale Mgmt For For
1L. Election of Director: James M. Whitehurst Mgmt For For
2. Ratification of the Appointment of Ernst & Mgmt For For
Young LLP as the Company's Independent
Registered Public Accounting Firm.
3. Advisory Vote to Approve the Compensation Mgmt For For
of the Company's Named Executive Officers.
4. Stockholder Proposal regarding the Shr Against For
Threshold Required to Call Special
Stockholder Meetings, if Properly
Presented.
--------------------------------------------------------------------------------------------------------------------------
UNITED STATES STEEL CORPORATION Agenda Number: 934740095
--------------------------------------------------------------------------------------------------------------------------
Security: 912909108
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: X
ISIN: US9129091081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: David B. Burritt Mgmt For For
1b. Election of Director: Patricia Diaz Dennis Mgmt For For
1c. Election of Director: Dan O. Dinges Mgmt For For
1d. Election of Director: John J. Engel Mgmt For For
1e. Election of Director: Murry S. Gerber Mgmt For For
1f. Election of Director: Stephen J. Girsky Mgmt For For
1g. Election of Director: Paul A. Mascarenas Mgmt For For
1h. Election of Director: Eugene B. Sperling Mgmt For For
1i. Election of Director: David S. Sutherland Mgmt For For
1j. Election of Director: Patricia A. Tracey Mgmt For For
2. Approval, in a non-binding advisory vote, Mgmt For For
of the compensation of certain executive
officers
3. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm
--------------------------------------------------------------------------------------------------------------------------
VOYA FINANCIAL, INC. Agenda Number: 934782360
--------------------------------------------------------------------------------------------------------------------------
Security: 929089100
Meeting Type: Annual
Meeting Date: 30-May-2018
Ticker: VOYA
ISIN: US9290891004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lynne Biggar Mgmt For For
1b. Election of Director: Jane P. Chwick Mgmt For For
1c. Election of Director: Ruth Ann M. Gillis Mgmt For For
1d. Election of Director: J. Barry Griswell Mgmt For For
1e. Election of Director: Rodney O. Martin, Jr. Mgmt For For
1f. Election of Director: Byron H. Pollitt, Jr. Mgmt For For
1g. Election of Director: Joseph V. Tripodi Mgmt For For
1h. Election of Director: Deborah C. Wright Mgmt For For
1i. Election of Director: David Zwiener Mgmt For For
2. Approval, in a non-binding advisory vote, Mgmt For For
of the compensation paid to the named
executive officers, as disclosed and
discussed in the Proxy Statement
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for
fiscal year 2018
--------------------------------------------------------------------------------------------------------------------------
WEATHERFORD INTERNATIONAL PLC Agenda Number: 934743128
--------------------------------------------------------------------------------------------------------------------------
Security: G48833100
Meeting Type: Annual
Meeting Date: 27-Apr-2018
Ticker: WFT
ISIN: IE00BLNN3691
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mohamed A. Awad Mgmt For For
1b. Election of Director: Roxanne J. Decyk Mgmt For For
1c. Election of Director: John D. Gass Mgmt For For
1d. Election of Director: Emyr Jones Parry Mgmt For For
1e. Election of Director: Francis S. Kalman Mgmt For For
1f. Election of Director: David S. King Mgmt For For
1g. Election of Director: William E. Macaulay Mgmt For For
1h. Election of Director: Mark A. McCollum Mgmt For For
1i. Election of Director: Angela A. Minas Mgmt For For
1j. Election of Director: Guillermo Ortiz Mgmt Against Against
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm (Due to space limits, see
Proxy Statement for full proposal).
3. To approve, in an advisory vote, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 934740350
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John D. Baker II Mgmt For For
1b. Election of Director: Celeste A. Clark Mgmt For For
1c. Election of Director: Theodore F. Craver, Mgmt For For
Jr.
1d. Election of Director: Elizabeth A. Duke Mgmt For For
1e. Election of Director: Donald M. James Mgmt For For
1f. Election of Director: Maria R. Morris Mgmt For For
1g. Election of Director: Karen B. Peetz Mgmt For For
1h. Election of Director: Juan A. Pujadas Mgmt For For
1i. Election of Director: James H. Quigley Mgmt For For
1j. Election of Director: Ronald L. Sargent Mgmt For For
1k. Election of Director: Timothy J. Sloan Mgmt For For
1l. Election of Director: Suzanne M. Vautrinot Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Ratify the appointment of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for 2018.
4. Shareholder Proposal - Special Shareowner Shr Against For
Meetings.
5. Shareholder Proposal - Reform Executive Shr Against For
Compensation Policy with Social
Responsibility.
6. Shareholder Proposal - Report on Incentive Shr Against For
Compensation and Risks of Material Losses.
--------------------------------------------------------------------------------------------------------------------------
WELLTOWER INC. Agenda Number: 934746984
--------------------------------------------------------------------------------------------------------------------------
Security: 95040Q104
Meeting Type: Annual
Meeting Date: 03-May-2018
Ticker: WELL
ISIN: US95040Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kenneth J. Bacon Mgmt For For
1b. Election of Director: Thomas J. DeRosa Mgmt For For
1c. Election of Director: Jeffrey H. Donahue Mgmt For For
1d. Election of Director: Geoffrey G. Meyers Mgmt For For
1e. Election of Director: Timothy J. Naughton Mgmt For For
1f. Election of Director: Sharon M. Oster Mgmt For For
1g. Election of Director: Judith C. Pelham Mgmt For For
1h. Election of Director: Sergio D. Rivera Mgmt For For
1i. Election of Director: R. Scott Trumbull Mgmt For For
1j. Election of Director: Gary Whitelaw Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as independent registered
public accounting firm for the fiscal year
2018.
3. The approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers as disclosed in the 2018 Proxy
Statement.
4. The approval of the Welltower Inc. Employee Mgmt For For
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
WEYERHAEUSER COMPANY Agenda Number: 934770048
--------------------------------------------------------------------------------------------------------------------------
Security: 962166104
Meeting Type: Annual
Meeting Date: 18-May-2018
Ticker: WY
ISIN: US9621661043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mark A. Emmert Mgmt For For
1b. Election of Director: Rick R. Holley Mgmt For For
1c. Election of Director: Sara Grootwassink Mgmt For For
Lewis
1d. Election of Director: John F. Morgan Sr. Mgmt For For
1e. Election of Director: Nicole W. Piasecki Mgmt For For
1f. Election of Director: Marc F. Racicot Mgmt For For
1g. Election of Director: Lawrence A. Selzer Mgmt For For
1h. Election of Director: Doyle R. Simons Mgmt For For
1i. Election of Director: D. Michael Steuert Mgmt For For
1j. Election of Director: Kim Williams Mgmt For For
1k. Election of Director: Charles R. Williamson Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the named executive
officers
3. Ratification of selection of independent Mgmt For For
registered public accounting firm
--------------------------------------------------------------------------------------------------------------------------
WISDOMTREE INVESTMENTS, INC. Agenda Number: 934814422
--------------------------------------------------------------------------------------------------------------------------
Security: 97717P104
Meeting Type: Annual
Meeting Date: 19-Jun-2018
Ticker: WETF
ISIN: US97717P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anthony Bossone Mgmt For For
Bruce Lavine Mgmt For For
Michael Steinhardt Mgmt Withheld Against
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2018.
3. Approval of the issuance of shares of Mgmt For For
common stock upon conversion of the
Company's Series A Non-Voting Convertible
Preferred Stock issued in connection with
the Company's acquisition of the European
exchange-traded commodity, currency and
short-and-leveraged business of ETF
Securities Limited representing more than
19.99% of the outstanding common stock or
voting power of the Company for purposes of
complying with Nasdaq Listing Rule 5635.
4. Advisory vote on the compensation of the Mgmt For For
Company's named executive officers.
5. Advisory vote to determine the frequency of Mgmt 1 Year
future advisory votes to approve the
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
ZIMMER BIOMET HOLDINGS, INC. Agenda Number: 934766190
--------------------------------------------------------------------------------------------------------------------------
Security: 98956P102
Meeting Type: Annual
Meeting Date: 15-May-2018
Ticker: ZBH
ISIN: US98956P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Christopher B. Begley Mgmt For For
1b. Election of Director: Betsy J. Bernard Mgmt For For
1c. Election of Director: Gail K. Boudreaux Mgmt For For
1d. Election of Director: Michael J. Farrell Mgmt For For
1e. Election of Director: Larry C. Glasscock Mgmt For For
1f. Election of Director: Robert A. Hagemann Mgmt For For
1g. Election of Director: Bryan C. Hanson Mgmt For For
1h. Election of Director: Arthur J. Higgins Mgmt For For
1i. Election of Director: Michael W. Michelson Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2018
3. Advisory vote to approve named executive Mgmt For For
officer compensation (Say on Pay)
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) JPMorgan Trust IV
By (Signature) /s/ Brian S. Shlissel
Name Brian S. Shlissel
Title President
Date 08/23/2018