UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-05379
NAME OF REGISTRANT: SPROTT FOCUS TRUST INC.
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: SPROTT ASSET MANAGEMENT LP
200 BAY ST., RBC PLZ.,SO
TOWER, SUITE 2600
TORONTO, ON 11111
NAME AND ADDRESS OF AGENT FOR SERVICE: THE PRENCIE-HALL CORP. SYSTEM,
MA
7 ST. PAUL STREET
SUITE 820
BALTIMORE, MD 21202
REGISTRANT'S TELEPHONE NUMBER: 4169434071
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2018 - 06/30/2019
Sprott Focus Trust
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AGNICO EAGLE MINES LIMITED Agenda Number: 934972072
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Security: 008474108
Meeting Type: Annual and Special
Meeting Date: 26-Apr-2019
Ticker: AEM
ISIN: CA0084741085
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Dr. Leanne M. Baker Mgmt For For
Sean Boyd Mgmt For For
Martine A. Celej Mgmt For For
Robert J. Gemmell Mgmt For For
Mel Leiderman Mgmt For For
Deborah McCombe Mgmt For For
James D. Nasso Mgmt For For
Dr. Sean Riley Mgmt For For
J. Merfyn Roberts Mgmt For For
Jamie C. Sokalsky Mgmt For For
2 Appointment of Ernst & Young LLP as Mgmt For For
Auditors of the Company for the ensuing
year and authorizing the Directors to fix
their remuneration.
3 Consideration of and, if deemed advisable, Mgmt For For
the passing of an ordinary resolution
approving an amendment to the Company's
Incentive Share Purchase Plan.
4 Consideration of and, if deemed advisable, Mgmt For For
the passing of a non-bindary, advisory
resolution accepting the Company's approach
to executive compensation.
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AMGEN INC. Agenda Number: 934979266
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Security: 031162100
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: AMGN
ISIN: US0311621009
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Dr. Wanda M. Austin Mgmt For For
1b. Election of Director: Mr. Robert A. Bradway Mgmt For For
1c. Election of Director: Dr. Brian J. Druker Mgmt For For
1d. Election of Director: Mr. Robert A. Eckert Mgmt For For
1e. Election of Director: Mr. Greg C. Garland Mgmt For For
1f. Election of Director: Mr. Fred Hassan Mgmt For For
1g. Election of Director: Dr. Rebecca M. Mgmt For For
Henderson
1h. Election of Director: Mr. Charles M. Mgmt For For
Holley, Jr.
1i. Election of Director: Dr. Tyler Jacks Mgmt For For
1j. Election of Director: Ms. Ellen J. Kullman Mgmt For For
1k. Election of Director: Dr. Ronald D. Sugar Mgmt For For
1l. Election of Director: Dr. R. Sanders Mgmt For For
Williams
2. Advisory vote to approve our executive Mgmt For For
compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accountants for the fiscal year ending
December 31, 2019.
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APPLE INC. Agenda Number: 934919359
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 01-Mar-2019
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: James Bell Mgmt For For
1b. Election of director: Tim Cook Mgmt For For
1c. Election of director: Al Gore Mgmt For For
1d. Election of director: Bob Iger Mgmt For For
1e. Election of director: Andrea Jung Mgmt For For
1f. Election of director: Art Levinson Mgmt For For
1g. Election of director: Ron Sugar Mgmt For For
1h. Election of director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for 2019
3. Advisory vote to approve executive Mgmt For For
compensation
4. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments"
5. A shareholder proposal entitled "True Shr Against For
Diversity Board Policy"
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ARCOSA, INC. Agenda Number: 934955418
--------------------------------------------------------------------------------------------------------------------------
Security: 039653100
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: ACA
ISIN: US0396531008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Ronald J. Mgmt For For
Gafford
1B. Election of Class I Director: Douglas L. Mgmt For For
Rock
1C. Election of Class I Director: Melanie M. Mgmt For For
Trent
2. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation.
3. On an Advisory Basis, the frequency of the Mgmt 1 Year For
Advisory Vote on Named Executive Officer
Compensation.
4. Ratify the Appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2019.
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ARTISAN PARTNERS ASSET MANAGEMENT INC Agenda Number: 934971638
--------------------------------------------------------------------------------------------------------------------------
Security: 04316A108
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: APAM
ISIN: US04316A1088
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Matthew R. Barger Mgmt For For
Seth W. Brennan Mgmt For For
Eric R. Colson Mgmt For For
Tench Coxe Mgmt For For
Stephanie G. DiMarco Mgmt For For
Jeffrey A. Joerres Mgmt For For
Andrew A. Ziegler Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
3. Ratification of the Appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
Independent Registered Public Accounting
Firm for the Fiscal Year Ending December
31, 2019
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ASHMORE GROUP PLC Agenda Number: 709946264
--------------------------------------------------------------------------------------------------------------------------
Security: G0609C101
Meeting Type: AGM
Meeting Date: 19-Oct-2018
Ticker:
ISIN: GB00B132NW22
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED 30 JUNE 2018
TOGETHER WITH THE REPORTS OF THE DIRECTORS
AND AUDITORS THEREON
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 30 JUNE 2018 OF 12.1 PENCE PER
ORDINARY SHARE
3 TO RE-ELECT MARK COOMBS AS A DIRECTOR Mgmt For For
4 TO RE-ELECT TOM SHIPPEY AS A DIRECTOR Mgmt For For
5 TO RE-ELECT CLIVE ADAMSON AS A DIRECTOR Mgmt For For
6 TO RE-ELECT DAVID BENNETT AS A DIRECTOR Mgmt For For
7 TO ELECT JENNIFER BINGHAM AS A DIRECTOR Mgmt For For
8 TO RE-ELECT DAME ANNE PRINGLE AS A DIRECTOR Mgmt For For
9 TO APPROVE THE REMUNERATION REPORT SET OUT Mgmt For For
IN THE REPORT AND ACCOUNTS FOR THE YEAR
ENDED 30 JUNE 2018
10 TO RE-APPOINT KPMG LLP AS AUDITORS Mgmt For For
11 TO AUTHORISE THE AUDIT AND REMUNERATION Mgmt For For
COMMITTEE TO AGREE THE REMUNERATION OF THE
AUDITORS
12 TO AUTHORISE POLITICAL DONATIONS AND Mgmt For For
POLITICAL EXPENDITURE
13 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
14 TO AUTHORISE THE DIS-APPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS UP TO 35,637,040 SHARES
15 TO AUTHORISE THE DIS-APPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS UP TO A FURTHER
35,637,040 SHARES
16 TO AUTHORISE MARKET PURCHASES OF SHARES Mgmt For For
17 TO APPROVE THE RENEWAL OF THE WAIVER OF THE Mgmt For For
OBLIGATION UNDER RULE 9 OF THE TAKEOVER
CODE
18 TO REDUCE THE NOTICE PERIOD FOR GENERAL Mgmt For For
MEETINGS OTHER THAN AN ANNUAL GENERAL
MEETING
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BARRICK GOLD CORPORATION Agenda Number: 934976260
--------------------------------------------------------------------------------------------------------------------------
Security: 067901108
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: GOLD
ISIN: CA0679011084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
D. M. Bristow Mgmt For For
G. A. Cisneros Mgmt For For
C. L. Coleman Mgmt For For
J. M. Evans Mgmt For For
B. L. Greenspun Mgmt For For
J. B. Harvey Mgmt For For
A. J. Quinn Mgmt For For
J. L. Thornton Mgmt For For
2 RESOLUTION APPROVING THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP as the auditor
of Barrick and authorizing the directors to
fix its remuneration
3 ADVISORY RESOLUTION ON APPROACH TO Mgmt For For
EXECUTIVE COMPENSATION
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BERKSHIRE HATHAWAY INC. Agenda Number: 934943362
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702
Meeting Type: Annual
Meeting Date: 04-May-2019
Ticker: BRKB
ISIN: US0846707026
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren E. Buffett Mgmt For For
Charles T. Munger Mgmt For For
Gregory E. Abel Mgmt For For
Howard G. Buffett Mgmt For For
Stephen B. Burke Mgmt For For
Susan L. Decker Mgmt For For
William H. Gates III Mgmt For For
David S. Gottesman Mgmt For For
Charlotte Guyman Mgmt For For
Ajit Jain Mgmt For For
Thomas S. Murphy Mgmt For For
Ronald L. Olson Mgmt For For
Walter Scott, Jr. Mgmt For For
Meryl B. Witmer Mgmt For For
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BIOGEN INC. Agenda Number: 935015556
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 19-Jun-2019
Ticker: BIIB
ISIN: US09062X1037
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John R. Chiminski Mgmt For For
1b. Election of Director: Alexander J. Denner Mgmt For For
1c. Election of Director: Caroline D. Dorsa Mgmt For For
1d. Election of Director: William A. Hawkins Mgmt For For
1e. Election of Director: Nancy L. Leaming Mgmt For For
1f. Election of Director: Jesus B. Mantas Mgmt For For
1g. Election of Director: Richard C. Mulligan Mgmt For For
1h. Election of Director: Robert W. Pangia Mgmt For For
1i. Election of Director: Stelios Papadopoulos Mgmt For For
1j. Election of Director: Brian S. Posner Mgmt For For
1k. Election of Director: Eric K. Rowinsky Mgmt For For
1l. Election of Director: Lynn Schenk Mgmt For For
1m. Election of Director: Stephen A. Sherwin Mgmt For For
1n. Election of Director: Michel Vounatsos Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as Biogen Inc.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
3. Say on Pay - To approve an advisory vote on Mgmt For For
executive compensation.
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BIRCHCLIFF ENERGY LTD. Agenda Number: 934989267
--------------------------------------------------------------------------------------------------------------------------
Security: 090697103
Meeting Type: Annual and Special
Meeting Date: 23-May-2019
Ticker: BIREF
ISIN: CA0906971035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To fix the number of directors of the Mgmt For For
Corporation to be elected at the Meeting at
five.
2 DIRECTOR
Dennis A. Dawson Mgmt For For
Debra A. Gerlach Mgmt For For
Stacey E. McDonald Mgmt For For
James W. Surbey Mgmt For For
A. Jeffery Tonken Mgmt For For
3 To appoint KPMG LLP, Chartered Professional Mgmt For For
Accountants, as the auditors of the
Corporation, to hold office until the close
of the next annual meeting of shareholders
of the Corporation, and to authorize the
board of directors to fix their
remuneration as such.
4 To pass an ordinary resolution, the full Mgmt For For
text of which is set forth in the
information circular of the Corporation
dated March 28, 2019, approving the
amendment of the outstanding performance
warrants of the Corporation, to extend the
expiry date of such performance warrants
from January 31, 2020 to January 31, 2025.
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CAL-MAINE FOODS, INC. Agenda Number: 934853094
--------------------------------------------------------------------------------------------------------------------------
Security: 128030202
Meeting Type: Special
Meeting Date: 20-Jul-2018
Ticker: CALM
ISIN: US1280302027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Class A Common Stock Amendment to amend Mgmt For For
certain terms of capital stock as described
in the Proxy Statement
2. Ancillary Amendment to update certain Mgmt For For
provisions that are out-of-date, obsolete
or inoperative and correct one
typographical error as described in the
Proxy Statement
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CAL-MAINE FOODS, INC. Agenda Number: 934874290
--------------------------------------------------------------------------------------------------------------------------
Security: 128030202
Meeting Type: Annual
Meeting Date: 05-Oct-2018
Ticker: CALM
ISIN: US1280302027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Adolphus B. Baker Mgmt For For
Max P. Bowman Mgmt For For
Letitia C. Hughes Mgmt For For
Sherman L. Miller Mgmt For For
James E. Poole Mgmt For For
Steve W. Sanders Mgmt For For
2. Ratification of Frost, PLLC as the Mgmt For For
Company's Independent Registered Public
Accounting Firm for fiscal year 2019.
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CENTAMIN PLC Agenda Number: 710670870
--------------------------------------------------------------------------------------------------------------------------
Security: G2055Q105
Meeting Type: AGM
Meeting Date: 08-Apr-2019
Ticker:
ISIN: JE00B5TT1872
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE COMPANY'S ANNUAL Mgmt For For
ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2018 TOGETHER WITH THE STRATEGIC
AND GOVERNANCE REPORTS AND THE AUDITOR'S
REPORT ON THOSE ACCOUNTS
2 TO DECLARE A FINAL DIVIDEND OF 3 US CENTS Mgmt For For
(USD 0.03) PER ORDINARY SHARE AS
RECOMMENDED BY THE DIRECTORS IN RESPECT OF
THE FINANCIAL YEAR ENDED 31 DECEMBER 2018,
TO HOLDERS OF ORDINARY SHARES ON THE
REGISTER OF MEMBERS ON THE RECORD DATE OF
23 APRIL 2019
3.1 TO RECEIVE AND APPROVE THE DIRECTORS' Mgmt For For
REMUNERATION REPORT (OTHER THAN THE
DIRECTORS' REMUNERATION POLICY) FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2018 AS
DETAILED IN THE ANNUAL REPO
3.2 TO RECEIVE AND APPROVE THE DIRECTORS' Mgmt For For
REMUNERATION POLICY CONTAINED IN THE
DIRECTORS' REMUNERATION REPORT
3.3 TO APPROVE CERTAIN AMENDMENTS TO THE RULES Mgmt For For
OF THE PERFORMANCE SHARE PLAN
4 THAT PURSUANT TO ARTICLE 39 OF THE ARTICLES Mgmt For For
OF ASSOCIATION (THE "ARTICLES") OF THE
COMPANY, THE MAXIMUM AGGREGATE AMOUNT OF
FEES THAT THE COMPANY IS AUTHORISED TO PAY
THE DIRECTORS FOR THEIR SERVICES AS
DIRECTORS BE INCREASED TO GBP 950,000 WITH
IMMEDIATE EFFECT
5.1 TO RE-ELECT JOSEF EL-RAGHY, WHO RETIRES IN Mgmt For For
ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S
ARTICLES AND, BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-ELECTION AS A DIRECTOR
5.2 TO RE-ELECT ANDREW PARDEY, WHO RETIRES IN Mgmt For For
ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S
ARTICLES AND, BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-ELECTION AS A DIRECTOR
5.3 TO RE-ELECT ROSS JERRARD, WHO RETIRES IN Mgmt For For
ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S
ARTICLES AND, BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-ELECTION AS A DIRECTOR
5.4 TO RE-ELECT EDWARD HASLAM, WHO RETIRES IN Mgmt For For
ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S
ARTICLES AND, BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-ELECTION AS A DIRECTOR
5.5 TO RE-ELECT ALISON BAKER, WHO RETIRES IN Mgmt For For
ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S
ARTICLES AND, BEING ELIGIBLE, OFFERS
HERSELF FOR RE-ELECTION AS A DIRECTOR
5.6 TO ELECT DR IBRAHIM FAWZY, WHO RETIRES IN Mgmt For For
ACCORDANCE WITH ARTICLE 29 OF THE COMPANY'S
ARTICLES AND, BEING ELIGIBLE, OFFERS
HIMSELF FOR ELECTION AS A DIRECTOR
5.7 TO RE-ELECT MARK ARNESEN, WHO RETIRES IN Mgmt For For
ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S
ARTICLES AND, BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-ELECTION AS A DIRECTOR
5.8 TO RE-ELECT MARK BANKES, WHO RETIRES IN Mgmt For For
ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S
ARTICLES AND, BEING ELIGIBLE, OFFERS
HIMSELF FRO RE-ELECTION AS A DIRECTOR
6.1 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE COMPANY'S AUDITOR TO HOLD OFFICE FOR
THE CONCLUSION OF THIS MEETING UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING AT WHICH THE ACCOUNTS ARE LAID
BEFORE THE MEETING
6.2 TO AUTHORISE THE DIRECTORS TO AGREE THE Mgmt For For
REMUNERATION OF THE AUDITOR
7 ALLOTMENT OF RELEVANT SECURITIES Mgmt For For
8.1 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
8.2 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
7 ABOVE, THE DIRECTORS BE GENERALLY
EMPOWERED IN ADDITION TO 8.1, TO ALLOT
EQUITY SECURITIES (AS SUCH TERM IS DEFINED
IN THE COMPANY'S ARTICLES) PURSUANT TO THE
AUTHORITY CONFERRED BY RESOLUTION 7
9 MARKET PURCHASES OF ORDINARY SHARES Mgmt For For
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CIRRUS LOGIC, INC. Agenda Number: 934850048
--------------------------------------------------------------------------------------------------------------------------
Security: 172755100
Meeting Type: Annual
Meeting Date: 03-Aug-2018
Ticker: CRUS
ISIN: US1727551004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John C. Carter Mgmt For For
Alexander M. Davern Mgmt For For
Timothy R. Dehne Mgmt For For
Christine King Mgmt For For
Jason P. Rhode Mgmt For For
Alan R. Schuele Mgmt For For
David J. Tupman Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending March 30, 2019.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Approval of the Company's 2018 Long-Term Mgmt For For
Incentive Plan.
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CLARKSON PLC Agenda Number: 710886372
--------------------------------------------------------------------------------------------------------------------------
Security: G21840106
Meeting Type: AGM
Meeting Date: 09-May-2019
Ticker:
ISIN: GB0002018363
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIVE THE ANNUAL REPORT Mgmt For For
2 APPROVE THE ANNUAL STATEMENT FROM THE Mgmt For For
REMUNERATION COMMITTEE CHAIR AND THE ANNUAL
REPORT ON REMUNERATION
3 DECLARE A FINAL DIVIDEND OF 51 PENCE PER Mgmt For For
SHARE
4 ELECT BILL THOMAS AS A DIRECTOR OF THE Mgmt For For
COMPANY
5 RE-ELECT ANDI CASE AS A DIRECTOR OF THE Mgmt For For
COMPANY
6 RE-ELECT JEFF WOYDA AS A DIRECTOR OF THE Mgmt For For
COMPANY
7 RE-ELECT PETER BACKHOUSE AS A DIRECTOR OF Mgmt For For
THE COMPANY
8 RE-ELECT MARIE-LOUISE CLAYTON AS A DIRECTOR Mgmt For For
OF THE COMPANY
9 RE-ELECT JAMES HUGHES-HALLETT AS A DIRECTOR Mgmt For For
OF THE COMPANY
10 ELECT DR TIM MILLER AS A DIRECTOR OF THE Mgmt For For
COMPANY
11 RE-ELECT BIRGER NERGAARD AS A DIRECTOR OF Mgmt For For
THE COMPANY
12 REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR OF THE COMPANY
13 AUTHORISE THE BOARD TO DETERMINE THE Mgmt For For
REMUNERATION OF THE AUDITOR OF THE COMPANY
14 AUTHORISE THE DIRECTORS TO ALLOT SHARES IN Mgmt For For
THE COMPANY
15 AUTHORISE THE COMPANY AND ANY SUBSIDIARY OF Mgmt For For
THE COMPANY TO MAKE POLITICAL DONATIONS
16 APPROVE THE RULES OF THE CLARKSON PLC U.S. Mgmt For For
EMPLOYEE SHARE PURCHASE PLAN FOR ADOPTION
BY THE COMPANY
17 AUTHORISE THE DIS-APPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS
18 AUTHORISE THE COMPANY TO PURCHASE ITS OWN Mgmt For For
SHARES
19 APPROVE GENERAL MEETINGS, OTHER THAN AN Mgmt For For
ANNUAL GENERAL MEETING, BEING CALLED ON NOT
LESS THAN 14 CLEAR DAYS' NOTICE
20 APPROVE NEW ARTICLES OF ASSOCIATION Mgmt For For
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EXXON MOBIL CORPORATION Agenda Number: 934991488
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 29-May-2019
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Susan K. Avery Mgmt For For
1b. Election of Director: Angela F. Braly Mgmt For For
1c. Election of Director: Ursula M. Burns Mgmt For For
1d. Election of Director: Kenneth C. Frazier Mgmt For For
1e. Election of Director: Steven A. Kandarian Mgmt For For
1f. Election of Director: Douglas R. Oberhelman Mgmt For For
1g. Election of Director: Samuel J. Palmisano Mgmt For For
1h. Election of Director: Steven S Reinemund Mgmt For For
1i. Election of Director: William C. Weldon Mgmt For For
1j. Election of Director: Darren W. Woods Mgmt For For
2. Ratification of Independent Auditors (page Mgmt For For
28)
3. Advisory Vote to Approve Executive Mgmt For For
Compensation (page 30)
4. Independent Chairman (page 58) Shr For Against
5. Special Shareholder Meetings (page 59) Shr For Against
6. Board Matrix (page 61) Shr For Against
7. Climate Change Board Committee (page 62) Shr For Against
8. Report on Risks of Gulf Coast Petrochemical Shr For Against
Investments (page 64)
9. Report on Political Contributions (page 66) Shr For Against
10. Report on Lobbying (page 67) Shr For Against
--------------------------------------------------------------------------------------------------------------------------
FRANCO-NEVADA CORPORATION Agenda Number: 934971741
--------------------------------------------------------------------------------------------------------------------------
Security: 351858105
Meeting Type: Annual and Special
Meeting Date: 08-May-2019
Ticker: FNV
ISIN: CA3518581051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Pierre Lassonde Mgmt For For
David Harquail Mgmt For For
Tom Albanese Mgmt For For
Derek W. Evans Mgmt For For
Catharine Farrow Mgmt For For
Louis Gignac Mgmt For For
Jennifer Maki Mgmt For For
Randall Oliphant Mgmt For For
David R. Peterson Mgmt For For
2 Appointment of PricewaterhouseCoopers LLP, Mgmt For For
Chartered Accountants, as Auditors of the
Corporation for the ensuing year and
authorizing the Directors to fix their
remuneration.
3 Acceptance of the Corporation's approach to Mgmt For For
executive compensation.
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FRESNILLO PLC Agenda Number: 710995664
--------------------------------------------------------------------------------------------------------------------------
Security: G371E2108
Meeting Type: AGM
Meeting Date: 21-May-2019
Ticker:
ISIN: GB00B2QPKJ12
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIVING THE 2018 REPORT AND ACCOUNTS Mgmt For For
2 APPROVAL OF THE FINAL DIVIDEND Mgmt For For
3 APPROVAL OF THE ANNUAL REPORT ON Mgmt For For
REMUNERATION
4 RE-ELECTION OF MR ALBERTO BAILLERES AS A Mgmt For For
DIRECTOR
5 RE-ELECTION OF MR ALEJANDRO BAILLERES AS A Mgmt For For
DIRECTOR
6 RE-ELECTION OF MR JUAN BORDES AS A DIRECTOR Mgmt For For
7 RE-ELECTION OF MR ARTURO FERNANDEZ AS A Mgmt For For
DIRECTOR
8 RE-ELECTION OF MR JAIME LOMELIN AS A Mgmt For For
DIRECTOR
9 RE-ELECTION OF MR FERNANDO RUIZ AS A Mgmt For For
DIRECTOR
10 RE-ELECTION OF MR CHARLES JACOBS AS A Mgmt For For
DIRECTOR
11 RE-ELECTION OF MS BARBARA GARZA LAGUERA AS Mgmt For For
A DIRECTOR
12 RE-ELECTION OF MR ALBERTO TIBURCIO AS A Mgmt For For
DIRECTOR
13 RE-ELECTION OF DAME JUDITH MACGREGOR AS A Mgmt For For
DIRECTOR
14 RE-ELECTION OF MS GEORGINA KESSEL AS A Mgmt For For
DIRECTOR
15 ELECTION OF MR LUIS ROBLES AS A DIRECTOR Mgmt For For
16 APPROVAL OF THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
17 RE-APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS
18 AUTHORITY TO SET THE REMUNERATION OF THE Mgmt For For
AUDITORS
19 DIRECTORS' AUTHORITY TO ALLOT SHARES Mgmt For For
20 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
FOR SHARES ISSUED WHOLLY FOR CASH
21 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
FOR SHARES ISSUED WHOLLY FOR CASH AND USED
ONLY FOR FINANCING ACQUISITIONS OR CAPITAL
INVESTMENTS
22 AUTHORITY FOR THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
23 NOTICE PERIOD OF 14 CLEAR DAYS FOR A Mgmt For For
GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
FRP HOLDINGS, INC. Agenda Number: 934981893
--------------------------------------------------------------------------------------------------------------------------
Security: 30292L107
Meeting Type: Annual
Meeting Date: 06-May-2019
Ticker: FRPH
ISIN: US30292L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John D. Baker II Mgmt For For
Charles E Commander III Mgmt For For
H.W. Shad III Mgmt For For
Martin E. Stein, Jr. Mgmt For For
William H. Walton III Mgmt For For
Margaret B. Wetherbee Mgmt For For
2. Ratification of the audit committee's Mgmt For For
selection of FRP's independent registered
public accounting firm, Hancock Askew &
Co., LLP (the "Auditor Proposal").
3. Approval of, on an advisory basis, the Mgmt For For
compensation of FRP's named executive
officers (the "Compensation Proposal").
--------------------------------------------------------------------------------------------------------------------------
GARMIN LTD Agenda Number: 935005012
--------------------------------------------------------------------------------------------------------------------------
Security: H2906T109
Meeting Type: Annual
Meeting Date: 07-Jun-2019
Ticker: GRMN
ISIN: CH0114405324
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Garmin Ltd.'s 2018 Annual Mgmt For For
Report, including the consolidated
financial statements of Garmin Ltd. for the
fiscal year ended December 29, 2018 and the
statutory financial statements of Garmin
Ltd. for the fiscal year ended December 29,
2018
2. Approval of the appropriation of available Mgmt For For
earnings
3. Approval of the payment of a cash dividend Mgmt For For
in the aggregate amount of US $2.28 per
outstanding share out of Garmin Ltd.'s
reserve from capital contribution in four
equal installments
4. Discharge of the members of the Board of Mgmt For For
Directors and the members of Executive
Management from liability for the fiscal
year ended December 29, 2018
5a. Re-election of Director: Min H. Kao Mgmt For For
5b. Re-election of Director: Joseph J. Hartnett Mgmt For For
5c. Re-election of Director: Clifton A. Pemble Mgmt For For
5d. Re-election of Director: Jonathan C. Mgmt For For
Burrell
5e. Re-election of Director: Charles W. Peffer Mgmt For For
5f. Election of Director: Catherine A. Lewis Mgmt For For
6. Re-election of Min H. Kao as Executive Mgmt For For
Chairman of the Board of Directors for a
term extending until completion of the next
annual general meeting
7a. Re-election of Compensation Committee Mgmt For For
Member: Joseph J. Hartnett
7b. Re-election of Compensation Committee Mgmt For For
Member: Charles W. Peffer
7c. Re-election of Compensation Committee Mgmt For For
Member: Jonathan C. Burrell
7d. Election of Compensation Committee Member: Mgmt For For
Catherine A. Lewis
8. Election of the law firm of Wuersch & Mgmt For For
Gering LLP as independent voting rights
representative
9. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Garmin Ltd.'s independent
registered public accounting firm for the
2019 fiscal year and re-election of Ernst &
Young Ltd. as Garmin Ltd.'s statutory
auditor for another one-year term
10. Advisory vote on executive compensation Mgmt For For
11. Binding vote to approve fiscal year 2020 Mgmt For For
maximum aggregate compensation for the
Executive Management
12. Binding vote to approve maximum aggregate Mgmt For For
compensation for the Board of Directors for
the period between the 2019 Annual General
Meeting and the 2020 Annual General Meeting
13. Amendment to the Garmin Ltd. Employee Stock Mgmt For For
Purchase Plan to increase the number of
shares authorized for issuance under the
Plan from 6 million to 8 million
14. Amendment to the Garmin Ltd. 2005 Equity Mgmt For For
Incentive Plan to increase the maximum
number of shares authorized for issuance
under the Plan that may be delivered as
Restricted Shares or pursuant to
Performance Units or Restricted Stock Units
from 6 million to 10 million
--------------------------------------------------------------------------------------------------------------------------
GEMFIELDS GROUP LIMITED Agenda Number: 711072847
--------------------------------------------------------------------------------------------------------------------------
Security: G37751107
Meeting Type: AGM
Meeting Date: 10-May-2019
Ticker:
ISIN: GG00BG0KTL52
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ADOPT THE COMPANY'S ANNUAL REPORT FOR Mgmt For For
THE YEAR ENDED 31 DECEMBER 2018
2 TO RE-ELECT CAREL MALAN, WHO IS RETIRING BY Mgmt For For
ROTATION, AS A DIRECTOR OF THE COMPANY
3 TO RE-ELECT BRIAN GILBERTSON, WHO IS Mgmt For For
RETIRING BY ROTATION, AS A DIRECTOR OF THE
COMPANY
4 TO ELECT EACH OF MARTIN TOLCHER, LUMKILE Mgmt For For
MONDI AND CAREL MALAN (SUBJECT TO HIS
RE-ELECTION AS DIRECTOR PURSUANT TO
ORDINARY RESOLUTION 2) TO THE COMPANY'S
AUDIT COMMITTEE
5 TO REAPPOINT BDO LLP AS THE COMPANY'S Mgmt For For
AUDITOR (UNTIL THE CONCLUSION OF THE 2020
ANNUAL GENERAL MEETING) AND TO AUTHORISE
THE DIRECTORS TO FIX THEIR REMUNERATION
6 GENERAL AUTHORITY TO ISSUE SHARES FOR CASH Mgmt For For
7 GENERAL AUTHORITY TO ACQUIRE (REPURCHASE) Mgmt For For
ORDINARY SHARES
8 GENERAL AUTHORITY TO CANCEL SHARES Mgmt For For
9 ENDORSEMENT OF THE COMPANY'S REMUNERATION Mgmt For For
POLICY
10 ENDORSEMENT OF THE COMPANY'S REMUNERATION Mgmt For For
IMPLEMENTATION REPORT
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 215442 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
GENTEX CORPORATION Agenda Number: 934964241
--------------------------------------------------------------------------------------------------------------------------
Security: 371901109
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: GNTX
ISIN: US3719011096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ms. Leslie Brown Mgmt For For
Mr. Gary Goode Mgmt For For
Mr. James Hollars Mgmt For For
Mr. John Mulder Mgmt For For
Mr. Richard Schaum Mgmt For For
Mr. Frederick Sotok Mgmt For For
Ms. Kathleen Starkoff Mgmt For For
Mr. Brian Walker Mgmt For For
Mr. James Wallace Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's auditors for the
fiscal year ending December 31, 2019.
3. To approve, on an advisory basis, Mgmt For For
compensation of the Company's named
executive officers.
4. To approve the Gentex Corporation 2019 Mgmt For For
Omnibus Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
HELMERICH & PAYNE, INC. Agenda Number: 934921405
--------------------------------------------------------------------------------------------------------------------------
Security: 423452101
Meeting Type: Annual
Meeting Date: 05-Mar-2019
Ticker: HP
ISIN: US4234521015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Delaney M. Bellinger Mgmt For For
1b. Election of Director: Kevin G. Cramton Mgmt For For
1c. Election of Director: Randy A. Foutch Mgmt For For
1d. Election of Director: Hans Helmerich Mgmt For For
1e. Election of Director: John W. Lindsay Mgmt For For
1f. Election of Director: Jose R. Mas Mgmt For For
1g. Election of Director: Thomas A. Petrie Mgmt For For
1h. Election of Director: Donald F. Robillard, Mgmt For For
Jr.
1i. Election of Director: Edward B. Rust, Jr. Mgmt For For
1j. Election of Director: John D. Zeglis Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
auditors for 2019.
3. Advisory vote on executive compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HOCHSCHILD MINING PLC Agenda Number: 711144600
--------------------------------------------------------------------------------------------------------------------------
Security: G4611M107
Meeting Type: AGM
Meeting Date: 06-Jun-2019
Ticker:
ISIN: GB00B1FW5029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT, THE AUDITED ACCOUNTS OF THE COMPANY Mgmt For For
FOR THE YEAR ENDED 31 DECEMBER 2018,
TOGETHER WITH THE DIRECTORS' REPORT AND THE
AUDITORS' REPORT THEREON BE RECEIVED
2 THAT, THE DIRECTORS' REMUNERATION REPORT Mgmt For For
FOR THE YEAR ENDED 31 DECEMBER 2018 BE
APPROVED
3 THAT, A FINAL DIVIDEND FOR THE FINANCIAL Mgmt For For
YEAR ENDED 31 DECEMBER 2018 OF 1.959 US
CENTS PER ORDINARY SHARE BE APPROVED
4 THAT, GRAHAM BIRCH BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
5 THAT, JORGE BORN JR BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
6 THAT, IGNACIO BUSTAMANTE BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
7 THAT, EDUARDO HOCHSCHILD BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
8 THAT, EILEEN KAMERICK BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
9 THAT, DIONISIO ROMERO PAOLETTI BE Mgmt For For
RE-ELECTED AS A DIRECTOR OF THE COMPANY
10 THAT, MICHAEL RAWLINSON BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
11 THAT, SANJAY SARMA BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
12 THAT, ERNST & YOUNG LLP BE RE-APPOINTED AS Mgmt For For
AUDITORS OF THE COMPANY (THE 'AUDITORS')
UNTIL THE CONCLUSION OF THE NEXT GENERAL
MEETING AT WHICH ACCOUNTS ARE LAID BEFORE
THE COMPANY
13 THAT, THE AUDIT COMMITTEE OF THE COMPANY BE Mgmt For For
AUTHORISED TO SET THE REMUNERATION OF THE
AUDITORS
14 THAT, THE DIRECTORS BE AND ARE HEREBY Mgmt For For
GENERALLY AND UNCONDITIONALLY AUTHORISED
PURSUANT TO AND IN ACCORDANCE WITH SECTION
551 OF THE COMPANIES ACT 2006 (THE '2006
ACT') TO EXERCISE ALL THE POWERS OF THE
COMPANY TO ALLOT SHARES OR GRANT RIGHTS TO
SUBSCRIBE FOR OR TO CONVERT ANY SECURITY
INTO SHARES: 14.1 UP TO AN AGGREGATE
NOMINAL AMOUNT OF GBP 42,541,905 14.2
COMPRISING EQUITY SECURITIES (AS DEFINED IN
SECTION 560(1) OF THE 2006 ACT) UP TO A
FURTHER AGGREGATE NOMINAL AMOUNT OF GBP
42,541,905 IN CONNECTION WITH AN OFFER BY
WAY OF A RIGHTS ISSUE, SUCH AUTHORITIES TO
APPLY IN SUBSTITUTION FOR ALL PREVIOUS
AUTHORITIES AND TO EXPIRE AT THE END OF THE
NEXT ANNUAL GENERAL MEETING OF THE COMPANY
OR ON 30 JUNE 2020, WHICHEVER IS THE
EARLIER BUT, IN EACH CASE, SO THAT THE
COMPANY MAY MAKE OFFERS AND ENTER INTO
AGREEMENTS DURING THE RELEVANT PERIOD WHICH
WOULD OR MIGHT REQUIRE SHARES TO BE
ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO
CONVERT ANY SECURITY INTO SHARES TO BE
GRANTED AFTER THE AUTHORITY ENDS. FOR THE
PURPOSES OF THIS RESOLUTION 'RIGHTS ISSUE'
MEANS AN OFFER TO: (I) ORDINARY
SHAREHOLDERS IN PROPORTION (AS NEARLY AS
MAY BE PRACTICABLE) TO THEIR EXISTING
HOLDINGS; AND (II) PEOPLE WHO ARE HOLDERS
OF OTHER EQUITY SECURITIES IF THIS IS
REQUIRED BY THE RIGHTS OF THOSE SECURITIES
OR, IF THE DIRECTORS CONSIDER IT NECESSARY,
AS PERMITTED BY THE RIGHTS OF THOSE
SECURITIES, TO SUBSCRIBE FOR FURTHER
SECURITIES BY MEANS OF THE ISSUE OF A
RENOUNCEABLE LETTER (OR OTHER NEGOTIABLE
DOCUMENT) WHICH MAY BE TRADED FOR A PERIOD
BEFORE PAYMENT FOR THE SECURITIES IS DUE,
BUT SUBJECT IN BOTH CASES TO SUCH
EXCLUSIONS OR OTHER ARRANGEMENTS AS THE
DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT
IN RELATION TO TREASURY SHARES, FRACTIONAL
ENTITLEMENTS, RECORD DATES OR LEGAL,
REGULATORY OR PRACTICAL PROBLEMS IN, OR
UNDER THE LAWS OF, ANY TERRITORY
15 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
14 ABOVE, THE DIRECTORS BE AUTHORISED TO
ALLOT EQUITY SECURITIES (AS DEFINED IN
SECTION 560(1) OF THE 2006 ACT) WHOLLY FOR
CASH: 15.1 PURSUANT TO THE AUTHORITY GIVEN
BY PARAGRAPH 14.1 OF RESOLUTION 14 ABOVE OR
WHERE THE ALLOTMENT CONSTITUTES AN
ALLOTMENT OF EQUITY SECURITIES BY VIRTUE OF
SECTION 560(3) OF THE 2006 ACT IN EACH
CASE: (I) IN CONNECTION WITH A PRE-EMPTIVE
OFFER; AND (II) OTHERWISE THAN IN
CONNECTION WITH A PRE-EMPTIVE OFFER, UP TO
AN AGGREGATE NOMINAL AMOUNT OF GBP
6,381,924; AND 15.2 PURSUANT TO THE
AUTHORITY GIVEN BY PARAGRAPH 14.2 OF
RESOLUTION 14 ABOVE IN CONNECTION WITH A
RIGHTS ISSUE, AS IF SECTION 561(1) OF THE
2006 ACT DID NOT APPLY TO ANY SUCH
ALLOTMENT; SUCH AUTHORITY TO EXPIRE AT THE
END OF THE NEXT ANNUAL GENERAL MEETING OF
THE COMPANY OR AT THE CLOSE OF BUSINESS ON
30 JUNE 2020, WHICHEVER IS EARLIER BUT SO
THAT THE COMPANY MAY, BEFORE SUCH EXPIRY,
MAKE OFFERS, AND ENTER INTO AGREEMENTS
DURING THIS PERIOD WHICH WOULD, OR MIGHT,
REQUIRE EQUITY SECURITIES TO BE ALLOTTED
AND TREASURY SHARES TO BE SOLD AFTER THE
AUTHORITY GIVEN BY THIS RESOLUTION HAS
EXPIRED AND THE DIRECTORS MAY ALLOT EQUITY
SECURITIES AND SELL TREASURY SHARES UNDER
ANY SUCH OFFER OR AGREEMENT AS IF THE
AUTHORITY HAD NOT EXPIRED. FOR THE
PURPOSES OF THIS RESOLUTION: (I) 'RIGHTS
ISSUE' HAS THE SAME MEANING AS IN
RESOLUTION 14 ABOVE; (II) 'PRE-EMPTIVE
OFFER' MEANS AN OFFER OF EQUITY SECURITIES
OPEN FOR ACCEPTANCE FOR A PERIOD FIXED BY
THE DIRECTORS TO (A) HOLDERS (OTHER THAN
THE COMPANY) ON THE REGISTER ON A RECORD
DATE FIXED BY THE DIRECTORS OF ORDINARY
SHARES IN PROPORTION TO THEIR RESPECTIVE
HOLDINGS AND (B) OTHER PERSONS SO ENTITLED
BY VIRTUE OF THE RIGHTS ATTACHING TO ANY
OTHER EQUITY SECURITIES HELD BY THEM, BUT
SUBJECT IN BOTH CASES TO SUCH EXCLUSIONS OR
OTHER ARRANGEMENTS AS THE DIRECTORS MAY
DEEM NECESSARY OR EXPEDIENT IN RELATION TO
TREASURY SHARES, FRACTIONAL ENTITLEMENTS,
RECORD DATES OR LEGAL, REGULATORY OR
PRACTICAL PROBLEMS IN, OR UNDER THE LAWS
OF, ANY TERRITORY; (III) REFERENCES TO AN
ALLOTMENT OF EQUITY SECURITIES SHALL
INCLUDE A SALE OF TREASURY SHARES; AND
(IV) THE NOMINAL AMOUNT OF ANY SECURITIES
SHALL BE TAKEN TO BE, IN THE CASE OF RIGHTS
TO SUBSCRIBE FOR OR CONVERT ANY SECURITIES
INTO SHARES OF THE COMPANY, THE NOMINAL
AMOUNT OF SUCH SHARES WHICH MAY BE ALLOTTED
PURSUANT TO SUCH RIGHTS
16 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
14 ABOVE AND IN ADDITION TO ANY AUTHORITY
GRANTED UNDER RESOLUTION 15 ABOVE, THE
DIRECTORS BE AUTHORISED TO ALLOT EQUITY
SECURITIES (AS DEFINED IN SECTION 560(1) OF
THE 2006 ACT) WHOLLY FOR CASH PURSUANT TO
THE AUTHORITY GIVEN BY RESOLUTION 14 ABOVE
OR WHERE THE ALLOTMENT CONSTITUTES AN
ALLOTMENT OF EQUITY SECURITIES BY VIRTUE OF
SECTION 560(3) OF THE 2006 ACT AS IF
SECTION 561(1) OF THE 2006 ACT DID NOT
APPLY TO ANY SUCH ALLOTMENT, SUCH AUTHORITY
TO BE: 16.1 LIMITED TO THE ALLOTMENT OF
EQUITY SECURITIES OR SALE OF TREASURY
SHARES UP TO AN AGGREGATE NOMINAL AMOUNT OF
GBP 6,381,924; AND 16.2 USED ONLY FOR THE
PURPOSES OF FINANCING (OR REFINANCING, IF
THE AUTHORITY IS TO BE USED WITHIN SIX
MONTHS AFTER THE ORIGINAL TRANSACTION) A
TRANSACTION WHICH THE BOARD OF DIRECTORS OF
THE COMPANY DETERMINES TO BE AN ACQUISITION
OR OTHER CAPITAL INVESTMENT OF A KIND
CONTEMPLATED BY THE STATEMENT OF PRINCIPLES
ON DISAPPLYING PRE-EMPTION RIGHTS MOST
RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP
PRIOR TO THE DATE OF THIS NOTICE, SUCH
AUTHORITY TO EXPIRE AT THE END OF THE NEXT
ANNUAL GENERAL MEETING OF THE COMPANY OR AT
THE CLOSE OF BUSINESS ON 30 JUNE 2020,
WHICHEVER IS THE EARLIER, BUT SO THAT THE
COMPANY MAY, BEFORE SUCH EXPIRY, MAKE
OFFERS AND ENTER INTO AGREEMENTS WHICH
WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES
TO BE ALLOTTED AND TREASURY SHARES TO BE
SOLD AFTER THE AUTHORITY GIVEN BY THIS
RESOLUTION HAS EXPIRED AND THE DIRECTORS
MAY ALLOT EQUITY SECURITIES AND SELL
TREASURY SHARES UNDER ANY SUCH OFFER OR
AGREEMENT AS IF THE AUTHORITY HAD NOT
EXPIRED
17 THAT, THE COMPANY BE AND IS HEREBY Mgmt For For
GENERALLY AND UNCONDITIONALLY AUTHORISED
FOR THE PURPOSE OF SECTION 701 OF THE 2006
ACT TO MAKE ONE OR MORE MARKET PURCHASES
(AS DEFINED IN SECTION 693 OF THAT ACT) OF
ORDINARY SHARES OF GBP 0.25 EACH IN THE
CAPITAL OF THE COMPANY PROVIDED THAT: 17.1
THE MAXIMUM AGGREGATE NUMBER OF ORDINARY
SHARES AUTHORISED TO BE PURCHASED IS
51,055,392 (REPRESENTING AN AMOUNT EQUAL TO
10 PER CENT OF THE COMPANY'S ISSUED
ORDINARY SHARE CAPITAL AS AT 23 APRIL
2019); 17.2 THE MINIMUM PRICE WHICH MAY BE
PAID FOR AN ORDINARY SHARE IS GBP 0.25 PER
ORDINARY SHARE; 17.3 THE MAXIMUM PRICE
WHICH MAY BE PAID FOR AN ORDINARY SHARE IS
AN AMOUNT EQUAL TO THE HIGHER OF (I) AN
AMOUNT EQUAL TO 5% ABOVE THE AVERAGE
CLOSING PRICE OF SUCH ORDINARY SHARES FOR
THE FIVE BUSINESS DAYS ON THE LONDON STOCK
EXCHANGE PRIOR TO THE DATE OF PURCHASE; AND
(II) AN AMOUNT EQUAL TO THE HIGHER OF THE
PRICE OF THE LAST INDEPENDENT TRADE OF ANY
ORDINARY SHARE AND THE HIGHEST CURRENT
INDEPENDENT BID FOR AN ORDINARY SHARE AS
DERIVED FROM THE LONDON STOCK EXCHANGE
ELECTRONIC TRADING SERVICE; 17.4 THIS
AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF
THE ANNUAL GENERAL MEETING OF THE COMPANY
HELD IN 2020 OR, IF EARLIER, 30 JUNE 2020
(EXCEPT IN RELATION TO THE PURCHASE OF
SHARES THE CONTRACT FOR WHICH WAS CONCLUDED
BEFORE THE EXPIRY OF SUCH AUTHORITY AND
WHICH MIGHT BE EXECUTED WHOLLY OR PARTLY
AFTER SUCH EXPIRY) UNLESS SUCH AUTHORITY IS
RENEWED PRIOR TO SUCH TIME
18 THAT, A GENERAL MEETING OTHER THAN AN Mgmt For For
ANNUAL GENERAL MEETING MAY BE CALLED ON NOT
LESS THAN 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAS BACHOCO, S.A.B. DE C.V. Agenda Number: 934962918
--------------------------------------------------------------------------------------------------------------------------
Security: 456463108
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: IBA
ISIN: US4564631087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Presentation and approval, as appropriate Mgmt For
of: a) the Chief Executive Officer's
report, together with the opinion of the
External Auditor of the Company, relating
to the fiscal year ended on December 31,
2018, as well as the opinion of the Board
of Directors on the contents of such
report; b) the report of the Board of
Directors with respect to the main
accounting and reporting policies and
criteria used in the preparation of the
financial information of the Company, and
report on the ...(due to space limits, see
proxy material for full proposal).
2. Presentation of the report on compliance Mgmt For
with tax obligations of the last audited
fiscal year of the Company. Resolutions in
this regard.
3. Proposal of application of the income Mgmt For
statement for fiscal year 2018, which
includes the presentation and approval, as
appropriate, of the proposal to declare and
pay cash dividends. Resolutions in this
regard.
4. Proposal to establish the maximum amount of Mgmt For
funds that may be used to buy Company
shares. Resolutions in this regard.
5. Appointment, or as appropriate, Mgmt For
ratification of the members of the Board of
Directors and Secretary, as well as
determination of independence of
independent board members, in terms of the
Securities Market Law. Resolutions in this
regard.
6. Appointment or, as appropriate, Mgmt For
ratification of the Chairman and members of
the Auditing and Corporate Practices
Committee of the Company. Resolutions in
this regard.
7. Determine the compensation corresponding to Mgmt For
the members of the Board of Directors of
the Company and the Secretary of the Board
of Directors, as well as to the Chairman
and members of the Auditing and Corporate
Practices Committee of the Company.
Resolutions in this regard.
8. Appointment of special delegates of the Mgmt For
Company to attend General Shareholders
Meetings of the Company's subsidiaries, as
well as to formalize the resolutions of the
Meeting. Resolutions in this regard.
9. Reading and approval, as appropriate, of Mgmt For
the minutes of meeting.
--------------------------------------------------------------------------------------------------------------------------
KENNEDY-WILSON HOLDINGS, INC. Agenda Number: 935016546
--------------------------------------------------------------------------------------------------------------------------
Security: 489398107
Meeting Type: Annual
Meeting Date: 13-Jun-2019
Ticker: KW
ISIN: US4893981070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Trevor Bowen Mgmt For For
1.2 Election of Director: Cathy Hendrickson Mgmt For For
1.3 Election of Director: John Taylor Mgmt For For
1.4 Election of Director: Stanley Zax Mgmt For For
2. To approve an amendment to the Company's Mgmt For For
Second Amended and Restated 2009 Equity
Participation Plan to, among other things,
increase the number of shares of the
Company's common stock that may be issued
thereunder by an additional 3.3 million
shares.
3. To approve, on an advisory nonbinding Mgmt For For
basis, the compensation of the Company's
named executive officers.
4. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered
accounting firm for the 2019 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION Agenda Number: 934879098
--------------------------------------------------------------------------------------------------------------------------
Security: 512807108
Meeting Type: Annual
Meeting Date: 06-Nov-2018
Ticker: LRCX
ISIN: US5128071082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Martin B. Anstice Mgmt For For
Eric K. Brandt Mgmt For For
Michael R. Cannon Mgmt For For
Youssef A. El-Mansy Mgmt For For
Christine A. Heckart Mgmt For For
Catherine P. Lego Mgmt For For
Stephen G. Newberry Mgmt For For
Abhijit Y. Talwalkar Mgmt For For
Lih Shyng Tsai Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executive officers of Lam
Research, or "Say on Pay."
3. Approval of the adoption of the Lam Mgmt For For
Research Corporation 1999 Employee Stock
Purchase Plan, as amended and restated.
4. Ratification of the appointment of the Mgmt For For
independent registered public accounting
firm for fiscal year 2019.
--------------------------------------------------------------------------------------------------------------------------
MAJOR DRILLING GROUP INTERNATIONAL INC. Agenda Number: 934862726
--------------------------------------------------------------------------------------------------------------------------
Security: 560909103
Meeting Type: Annual
Meeting Date: 07-Sep-2018
Ticker: MJDLF
ISIN: CA5609091031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Edward J. Breiner Mgmt For For
Jean Desrosiers Mgmt For For
Fred J. Dyment Mgmt For For
Denis Larocque Mgmt For For
Janice G. Rennie Mgmt For For
David B. Tennant Mgmt For For
Jo Mark Zurel Mgmt For For
John Burzynski Mgmt For For
Louis-Pierre Gignac Mgmt For For
2 In respect of accepting the advisory Mgmt For For
resolution to accept the Board's approach
to executive compensation as set forth in
the Management Proxy Circular of the
Corporation dated July 10, 2018.
3 In respect of the appointment of Deloitte Mgmt For For
LLP as independent auditors of the
Corporation for the ensuing year and
authorizing the directors to fix their
remuneration.
--------------------------------------------------------------------------------------------------------------------------
MARCUS & MILLICHAP, INC. Agenda Number: 934953882
--------------------------------------------------------------------------------------------------------------------------
Security: 566324109
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: MMI
ISIN: US5663241090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
George M. Marcus Mgmt For For
George T. Shaheen Mgmt For For
Don C. Watters Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2019.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
proxy statement.
4. To indicate, on an advisory basis, the Mgmt 1 Year For
preferred frequency of stockholder advisory
votes on the compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
MKS INSTRUMENTS, INC. Agenda Number: 934955836
--------------------------------------------------------------------------------------------------------------------------
Security: 55306N104
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: MKSI
ISIN: US55306N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jacqueline F. Moloney Mgmt For For
Michelle M. Warner Mgmt For For
2. The approval, on an advisory basis, of Mgmt For For
executive compensation.
3. The ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
PAN AMERICAN SILVER CORP. Agenda Number: 934912040
--------------------------------------------------------------------------------------------------------------------------
Security: 697900108
Meeting Type: Special
Meeting Date: 08-Jan-2019
Ticker: PAAS
ISIN: CA6979001089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To consider and, if thought appropriate, to Mgmt For For
pass a special resolution approving the
increase of the maximum number of common
shares (the "Pan American Shares") of Pan
American Silver Corp. ("Pan American") that
Pan American is authorized to issue from
200,000,000 Pan American Shares to
400,000,000 Pan American Shares. The full
text of the special resolution approving
this increase in authorized capital (the
"Authorized Capital Resolution") is
attached as Part I of Schedule B to the
accompanying management information
circular (the "Circular").
2 To consider and, if thought appropriate, to Mgmt For For
pass an ordinary resolution approving the
issuance of up to 72,533,152 Pan American
Shares as consideration in respect of an
arrangement involving Pan American and
Tahoe Resources Inc. ("Tahoe") under the
Business Corporations Act (British
Columbia), pursuant to which Pan American
will acquire all of the issued and
outstanding common shares of Tahoe, as more
fully described in the accompanying
Circular. The full text of the ordinary
resolution approving this share issuance
(the "Share Issuance Resolution") is
attached as Part II of Schedule B to the
accompanying Circular.
--------------------------------------------------------------------------------------------------------------------------
PAN AMERICAN SILVER CORP. Agenda Number: 934966853
--------------------------------------------------------------------------------------------------------------------------
Security: 697900108
Meeting Type: Annual and Special
Meeting Date: 08-May-2019
Ticker: PAAS
ISIN: CA6979001089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Ross J. Beaty Mgmt For For
Michael Steinmann Mgmt For For
Michael L. Carroll Mgmt For For
Neil de Gelder Mgmt For For
Walter T. Segsworth Mgmt For For
Gillian D. Winckler Mgmt For For
Charles A. Jeannes Mgmt For For
C. Kevin McArthur Mgmt For For
2 Appointment of Deloitte LLP as Auditors of Mgmt For For
the Corporation for the ensuing year and
authorizing the Directors to fix their
remuneration.
3 To consider and, if thought appropriate, to Mgmt For For
pass an ordinary resolution approving the
Corporation's approach to executive
compensation, the complete text of which is
set out in the information circular for the
Meeting.
--------------------------------------------------------------------------------------------------------------------------
PASON SYSTEMS INC. Agenda Number: 934970004
--------------------------------------------------------------------------------------------------------------------------
Security: 702925108
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: PSYTF
ISIN: CA7029251088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To vote for or against fixing the number of Mgmt For For
directors at five (5).
2 DIRECTOR
James D. Hill Mgmt For For
James B. Howe Mgmt For For
Marcel Kessler Mgmt For For
T. Jay Collins Mgmt For For
Judi M. Hess Mgmt For For
3 Appointment of Deloitte LLP as Auditors of Mgmt For For
the Corporation for the ensuing year and
authorizing the Directors to fix their
remuneration.
4 To vote for or against a non-binding, Mgmt For For
advisory ("Say on Pay") vote to Pason's
approach to executive compensation.
--------------------------------------------------------------------------------------------------------------------------
PRETIUM RESOURCES INC. Agenda Number: 934981134
--------------------------------------------------------------------------------------------------------------------------
Security: 74139C102
Meeting Type: Annual and Special
Meeting Date: 02-May-2019
Ticker: PVG
ISIN: CA74139C1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the Number of Directors at seven Mgmt For For
(7).
2 DIRECTOR
ROBERT A. QUARTERMAIN Mgmt For For
JOSEPH J. OVSENEK Mgmt For For
GEORGE PASPALAS Mgmt For For
PETER BIRKEY Mgmt For For
DAVID SMITH Mgmt For For
FAHEEM TEJANI Mgmt For For
ROBIN BIENENSTOCK Mgmt For For
3 To appoint PRICEWATERHOUSECOOPERS LLP as Mgmt For For
Auditors of the Company for the ensuing
year and to authorize the Directors to fix
their remuneration.
4 To authorize and approve the Company's Mgmt For For
Incentive Stock Option Plan, including the
amendments thereto, and the unallocated
options issuable thereunder.
5 To authorize and approve the Company's Mgmt For For
Restricted Share Unit Plan, including the
amendments thereto, and the unallocated
units issuable thereunder.
6 To authorize and approve the amendments to Mgmt For For
the Articles and, as applicable, Notice of
Articles of the Company to increase the
quorum requirement for meetings of
shareholders and to delete preferred shares
from the Company's share capital.
7 To authorize and approve a non-binding Mgmt For For
advisory resolution accepting the Company's
approach to executive compensation.
--------------------------------------------------------------------------------------------------------------------------
RANDGOLD RESOURCES LIMITED Agenda Number: 934885243
--------------------------------------------------------------------------------------------------------------------------
Security: 752344309
Meeting Type: Special
Meeting Date: 07-Nov-2018
Ticker: GOLD
ISIN: US7523443098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
C1. To approve the scheme of arrangement (the Mgmt For For
"Scheme") set out in the Scheme Document
dated October 4, 2018.
E1. THAT for the purpose of giving effect to Mgmt For For
the Scheme in its original form or subject
to such modification, addition or condition
approved or imposed by the Royal Court of
Jersey (the "Jersey Court") and agreed by
the Company and Barrick Gold Corporation:
(A) the directors of the Company (or a duly
authorised committee thereof) be authorised
to take all such action as they may
consider necessary or appropriate for
carrying the Scheme into full effect; and
(B) with effect from ...(due to space
limits, see proxy material for full
proposal).
--------------------------------------------------------------------------------------------------------------------------
RELIANCE STEEL & ALUMINUM CO. Agenda Number: 934979343
--------------------------------------------------------------------------------------------------------------------------
Security: 759509102
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: RS
ISIN: US7595091023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Sarah J. Anderson Mgmt For For
1b. Election of Director: Karen W. Colonias Mgmt For For
1c. Election of Director: John G. Figueroa Mgmt For For
1d. Election of Director: David H. Hannah Mgmt For For
1e. Election of Director: Mark V. Kaminski Mgmt For For
1f. Election of Director: Robert A. McEvoy Mgmt For For
1g. Election of Director: Gregg J. Mollins Mgmt For For
1h. Election of Director: Andrew G. Sharkey, Mgmt For For
III
1i. Election of Director: Douglas W. Stotlar Mgmt For For
2. To consider a non-binding, advisory vote to Mgmt For For
approve the compensation of the Company's
named executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
SANDERSON FARMS, INC. Agenda Number: 934920681
--------------------------------------------------------------------------------------------------------------------------
Security: 800013104
Meeting Type: Annual
Meeting Date: 14-Feb-2019
Ticker: SAFM
ISIN: US8000131040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Fred L. Banks, Jr.# Mgmt For For
Robert C. Khayat# Mgmt For For
Gail Jones Pittman# Mgmt For For
Toni D. Cooley# Mgmt For For
David Barksdale* Mgmt For For
Edith Kelly-Green@ Mgmt For For
2. Proposal to approve, in a non-binding Mgmt For For
advisory vote, the compensation of the
Company's Named Executive Officers.
3. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the Company's independent
auditors for the fiscal year ending October
31, 2019.
--------------------------------------------------------------------------------------------------------------------------
SEABRIDGE GOLD INC. Agenda Number: 935036132
--------------------------------------------------------------------------------------------------------------------------
Security: 811916105
Meeting Type: Annual
Meeting Date: 26-Jun-2019
Ticker: SA
ISIN: CA8119161054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To fix the number of Directors of the Mgmt For For
Corporation at nine (9).
2 DIRECTOR
A. Frederick Banfield Mgmt For For
Rudi P. Fronk Mgmt For For
Eliseo Gonzalez-Urien Mgmt For For
Richard C. Kraus Mgmt For For
Jay S. Layman Mgmt For For
Melanie Miller Mgmt For For
Clem Pelletier Mgmt For For
John W. Sabine Mgmt For For
Gary A. Sugar Mgmt For For
3 To appoint KPMG LLP, Chartered Accountants, Mgmt For For
as Auditors of the Corporation for the
ensuing year.
4 To authorize the Directors to fix the Mgmt For For
remuneration to be paid to the auditors.
5 To approve an amendment to the Mgmt For For
Corporation's Restricted Share Unit Plan
("RSU Plan") to make directors eligible to
receive awards of RSUs.
6 To approve amendments to the Corporation's Mgmt For For
Stock Option Plan and RSU Plan (the
"Plans") to reserve a maximum number of
shares issuable under both Plans combined
which can be used for grants under either
one of the Plans and to increase the number
of shares reserved for issue under the
Plans (but not issued), collectively, by
800,000 shares.
7 To approve, by a majority of disinterested Mgmt For For
shareholders, the grants of 408,000 stock
options to directors of the Corporation.
8 To approve, by a majority of disinterested Mgmt For For
shareholders, the proposed grant of 50,000
options to the new director, subject to her
election as a director.
9 To transact such other business as may Mgmt For For
properly come before the Meeting.
--------------------------------------------------------------------------------------------------------------------------
SMART SAND, INC. Agenda Number: 935016003
--------------------------------------------------------------------------------------------------------------------------
Security: 83191H107
Meeting Type: Annual
Meeting Date: 18-Jun-2019
Ticker: SND
ISIN: US83191H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles E. Young Mgmt For For
Jose E. Feliciano Mgmt For For
2. Ratification of the selection of Grant Mgmt For For
Thornton LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2019.
3. Approval on an advisory (and non-binding) Mgmt For For
basis of the compensation paid to the
Company's named executive officers for the
year ended December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
THE BUCKLE, INC. Agenda Number: 935001975
--------------------------------------------------------------------------------------------------------------------------
Security: 118440106
Meeting Type: Annual
Meeting Date: 03-Jun-2019
Ticker: BKE
ISIN: US1184401065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel J. Hirschfeld Mgmt For For
Dennis H. Nelson Mgmt For For
Thomas B. Heacock Mgmt For For
Kari G. Smith Mgmt For For
Hank M. Bounds Mgmt For For
Bill L. Fairfield Mgmt For For
Bruce L. Hoberman Mgmt For For
Michael E. Huss Mgmt For For
John P. Peetz, III Mgmt For For
Karen B. Rhoads Mgmt For For
James E. Shada Mgmt For For
2. Proposal to ratify the selection of Mgmt For For
Deloitte & Touche LLP as independent
registered public accounting firm for the
Company for the fiscal year ending February
1, 2020.
3. Proposal to approve the Company's 2019 Mgmt For For
Management Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
THOR INDUSTRIES, INC. Agenda Number: 934894280
--------------------------------------------------------------------------------------------------------------------------
Security: 885160101
Meeting Type: Annual
Meeting Date: 14-Dec-2018
Ticker: THO
ISIN: US8851601018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew Graves Mgmt For For
Amelia A. Huntington Mgmt For For
Christopher Klein Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for our Fiscal Year
2019.
3. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers (NEOs).
4. Vote to declassify the Board of Directors. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VALUE PARTNERS GROUP LIMITED Agenda Number: 710786801
--------------------------------------------------------------------------------------------------------------------------
Security: G93175100
Meeting Type: AGM
Meeting Date: 26-Apr-2019
Ticker:
ISIN: KYG931751005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0322/LTN20190322396.PDF AND
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONEWS
/SEHK/2019/0322/LTN20190322463.PDF
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND THE AUDITOR FOR THE YEAR
ENDED 31 DECEMBER 2018
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2018: 6.0 HK CENTS PER
SHARE
3.A.I TO RE-ELECT DR. AU KING LUN AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
3.AII TO RE-ELECT MS. HUNG YEUK YAN RENEE AS AN Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
3AIII TO RE-ELECT MR. WONG POH WENG AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3.B TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT AUDITOR AND TO AUTHORISE THE Mgmt For For
BOARD OF DIRECTORS TO FIX ITS REMUNERATION:
PRICEWATERHOUSECOOPERS
5.A TO APPROVE THE GENERAL MANDATE TO ALLOT AND Mgmt For For
ISSUE ADDITIONAL SHARES OF THE COMPANY
5.B TO APPROVE THE GENERAL MANDATE TO Mgmt For For
REPURCHASE ISSUED SHARES OF THE COMPANY
5.C TO APPROVE THE GENERAL MANDATE TO ALLOT AND Mgmt For For
ISSUE THE SHARES REPURCHASED BY THE COMPANY
6 TO APPROVE THE AMENDMENTS TO THE ARTICLES Mgmt For For
OF ASSOCIATION OF THE COMPANY
7 TO APPROVE AND ADOPT THE AMENDED AND Mgmt For For
RESTATED ARTICLES OF ASSOCIATION OF THE
COMPANY (WHICH CONSOLIDATES ALL AMENDMENTS
APPROVED AT THE ANNUAL GENERAL MEETING) IN
SUBSTITUTION FOR AND TO THE EXCLUSION OF
THE EXISTING ARTICLES OF ASSOCIATION OF THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
WESTERN DIGITAL CORPORATION Agenda Number: 934880673
--------------------------------------------------------------------------------------------------------------------------
Security: 958102105
Meeting Type: Annual
Meeting Date: 07-Nov-2018
Ticker: WDC
ISIN: US9581021055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Martin I. Cole Mgmt For For
1b. Election of Director: Kathleen A. Cote Mgmt For For
1c. Election of Director: Henry T. DeNero Mgmt For For
1d. Election of Director: Tunc Doluca Mgmt For For
1e. Election of Director: Michael D. Lambert Mgmt For For
1f. Election of Director: Len J. Lauer Mgmt For For
1g. Election of Director: Matthew E. Massengill Mgmt For For
1h. Election of Director: Stephen D. Milligan Mgmt For For
1i. Election of Director: Paula A. Price Mgmt For For
2. To approve on an advisory basis the named Mgmt For For
executive officer compensation disclosed in
the Proxy Statement.
3. To approve an amendment and restatement of Mgmt For For
our 2017 Performance Incentive Plan that
would, among other things, increase by
6,000,000 the number of shares of our
common stock available for issuance under
the plan.
4. To approve an amendment and restatement of Mgmt Against Against
our 2005 Employee Stock Purchase Plan that
would, among other things, increase by
10,000,000 the number of shares of our
common stock available for issuance under
the plan.
5. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
June 28, 2019.
--------------------------------------------------------------------------------------------------------------------------
WESTLAKE CHEMICAL CORPORATION Agenda Number: 934959365
--------------------------------------------------------------------------------------------------------------------------
Security: 960413102
Meeting Type: Annual
Meeting Date: 17-May-2019
Ticker: WLK
ISIN: US9604131022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Albert Chao Mgmt For For
David Chao Mgmt For For
Michael J. Graff Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP to serve as our
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) SPROTT FOCUS TRUST INC.
By (Signature) /s/ TOM ULRICH
Name TOM ULRICH
Title President
Date 07/29/2019