UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-23269
NAME OF REGISTRANT: Highland Global Allocation
Fund
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 200 Crescent Court
Suite 700
Dallas, TX 75201
NAME AND ADDRESS OF AGENT FOR SERVICE: Highland Capital Management
Fund Advisors, L.P.
200 Crescent Court
Suite 700
Dallas, TX 75201
REGISTRANT'S TELEPHONE NUMBER: 972-628-4100
DATE OF FISCAL YEAR END: 09/30
DATE OF REPORTING PERIOD: 07/01/2018 - 06/30/2019
Highland Global Allocation Fund
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ADECOAGRO S.A. Agenda Number: 934961916
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Security: L00849106
Meeting Type: Annual
Meeting Date: 17-Apr-2019
Ticker: AGRO
ISIN: LU0584671464
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Consolidated Financial Mgmt For For
Statements of ADECOAGRO S.A. as of and for
the years ended December 31, 2018, 2017 and
2016.
2. Approval of ADECOAGRO S.A.'s annual Mgmt For For
accounts as of December 31, 2018.
3. Allocation of results for the year ended Mgmt For For
December 31, 2018.
4. Vote on discharge (quitus) of the members Mgmt For For
of the Board of Directors for the proper
exercise of their mandate during the year
ended December 31, 2018.
5. Reduction of the number of members of the Mgmt For For
Board of Directors from eleven (11) to nine
(9) directors.
6. Approval of compensation of the members of Mgmt For For
the Board of Directors for year 2018.
7. Appointment of PricewaterhouseCoopers Mgmt For For
Societe cooperative, reviseur d'entreprises
agree as auditor of ADECOAGRO S.A. for a
period ending at the general meeting
approving the annual accounts for the year
ending December 31, 2019.
8.1 Election of Director for a 3 year term: Mgmt For For
Alejandra Smith
8.2 Election of Director for a 3 year term: Mgmt For For
Andres Velasco BraNes
8.3 Election of Director for a 3 year term: Mgmt For For
Alan Leland Boyce
9. Approval of compensation of the members of Mgmt For For
the Board of Directors for year 2019.
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AERIE PHARMACEUTICALS, INC. Agenda Number: 934982679
--------------------------------------------------------------------------------------------------------------------------
Security: 00771V108
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: AERI
ISIN: US00771V1089
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
G. D. Cagle, Ph.D. Mgmt For For
R. Croarkin Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
3. To approve, by a non-binding vote, the Mgmt For For
compensation of our named executive
officers ("say-on-pay").
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AIR FRANCE - KLM Agenda Number: 711193146
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Security: F01699135
Meeting Type: MIX
Meeting Date: 28-May-2019
Ticker:
ISIN: FR0000031122
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS AND OPERATIONS FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2018
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS AND OPERATIONS FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2018
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2018
O.4 APPROVAL OF REGULATED AGREEMENTS REFERRED Mgmt For For
TO IN ARTICLE L.225-38 OF THE FRENCH
COMMERCIAL CODE
O.5 APPROVAL OF A REGULATED COMMITMENT REFERRED Mgmt For For
TO IN ARTICLE L.225-42-1 OF THE FRENCH
COMMERCIAL CODE RELATING TO SEVERANCE PAY
OF MR. BENJAMIN SMITH AS CHIEF EXECUTIVE
OFFICER
O.6 APPOINTMENT OF MS. ASTRID PANOSYAN AS Mgmt For For
DIRECTOR FOR A PERIOD OF FOUR YEARS
O.7 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
JEAN-DOMINIQUE COMOLLI AS DIRECTOR FOR A
PERIOD OF FOUR YEARS
O.8 RENEWAL OF THE TERM OF OFFICE OF MR. JAAP Mgmt For For
DE HOOP SCHEFFER AS DIRECTOR FOR A PERIOD
OF FOUR YEARS
O.9 APPOINTMENT OF MR. CEES 'T HART AS DIRECTOR Mgmt For For
FOR A PERIOD OF FOUR YEARS
O.10 RATIFICATION OF THE CO-OPTATION OF MR. Mgmt For For
BENJAMIN SMITH AS DIRECTOR AS A REPLACEMENT
FOR MR. JANAILLAC
O.11 APPOINTMENT OF MR. BENJAMIN SMITH AS Mgmt For For
DIRECTOR FOR A PERIOD OF FOUR YEARS
O.12 VOTE ON THE COMPENSATION ELEMENTS PAID OR Mgmt For For
AWARDED FOR THE FINANCIAL YEAR 2018 TO MR.
JEAN-MARC JANAILLAC, CHAIRMAN AND CHIEF
EXECUTIVE OFFICER UNTIL 15 MAY 2018
O.13 VOTE ON THE COMPENSATION ELEMENTS PAID OR Mgmt For For
AWARDED FOR THE FINANCIAL YEAR 2018 TO MRS.
ANNE -MARIE COUDERC, CHAIRWOMAN OF THE
BOARD OF DIRECTORS AS OF 15 MAY 2018
O.14 VOTE ON THE COMPENSATION ELEMENTS PAID OR Mgmt For For
AWARDED FOR THE FINANCIAL YEAR 2018 TO MR.
FREDERIC GAGEY, CHIEF EXECUTIVE OFFICER
FROM MAY 15 TO 17 SEPTEMBER 2018
O.15 VOTE ON THE COMPENSATION ELEMENTS PAID OR Mgmt Against Against
AWARDED FOR THE FINANCIAL YEAR 2018 TO MR.
BENJAMIN SMITH, CHIEF EXECUTIVE OFFICER AS
OF 17 SEPTEMBER 2018
O.16 APPROVAL OF THE ELEMENTS OF THE Mgmt For For
COMPENSATION POLICY OF THE CHAIRWOMAN OF
THE BOARD OF DIRECTORS FOR THE FINANCIAL
YEAR 2019
O.17 APPROVAL OF THE ELEMENTS OF THE Mgmt For For
COMPENSATION POLICY OF THE CHIEF EXECUTIVE
OFFICER FOR THE FINANCIAL YEAR 2019
O.18 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN THE COMPANY'S SHARES
E.19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE COMMON SHARES OF THE
COMPANY/ AND TRANSFERABLE SECURITIES
GRANTING ACCESS TO OTHER EQUITY SECURITIES
OF THE COMPANY TO BE ISSUED OR GRANTING
ENTITLEMENT TO THE ALLOTMENT OF DEBT
SECURITIES, WITH RETENTION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT WITHIN THE LIMIT OF A NOMINAL AMOUNT
OF 214 MILLION EUROS, FOR A PERIOD OF 26
MONTHS (USABLE OUTSIDE PUBLIC OFFERING
PERIODS)
E.20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE COMMON SHARES OF THE
COMPANY / AND TRANSFERABLE SECURITIES
GRANTING ACCESS TO OTHER EQUITY SECURITIES
OF THE COMPANY TO BE ISSUED OR GRANTING
ENTITLEMENT TO THE ALLOTMENT OF DEBT
SECURITIES, BY WAY OF PUBLIC OFFER, WITH
CANCELATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT BUT WITH
COMPULSORY PRIORITY SUBSCRIPTION PERIOD
WITHIN THE LIMIT OF A NOMINAL AMOUNT OF 64
MILLION EUROS, FOR A PERIOD OF 26 MONTHS
(USABLE OUTSIDE PUBLIC OFFERING PERIODS)
E.21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE TRANSFERABLE SECURITIES
GRANTING ACCESS TO EQUITY SECURITIES TO BE
ISSUED AND TO AUTHORISE ISSUANCE OF ANY
TRANSFERABLE SECURITIES GRANTING ACCESS BY
ANY MEANS TO THE ALLOCATION OF EQUITY
SECURITIES OF THE COMPANY BY COMPANIES IN
WHICH IT HOLDS, DIRECTLY OR INDIRECTLY,
MORE THAN HALF OF THE SHARE CAPITAL, BY WAY
OF PUBLIC OFFER, WITH CANCELATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT AND OPTIONAL PRIORITY SUBSCRIPTION
PERIOD WITHIN THE LIMIT OF A NOMINAL AMOUNT
OF 43 MILLION EUROS FOR A PERIOD OF 26
MONTHS (USABLE OUTSIDE PUBLIC OFFERING
PERIODS)
E.22 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE COMMON SHARES OF THE
COMPANY /AND TRANSFERABLE SECURITIES
GRANTING ACCESS TO OTHER EQUITY SECURITIES
OF THE COMPANY TO BE ISSUED GRANTING
ENTITLEMENT TO THE ALLOTMENT OF DEBT
SECURITIES, WITHOUT THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT BY PRIVATE
PLACEMENT REFERRED TO IN SECTION II OF
ARTICLE L.411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE, WITHIN THE LIMIT OF A
NOMINAL AMOUNT OF 43 MILLION EUROS FOR A
PERIOD OF 26 MONTHS (USABLE OUTSIDE PUBLIC
OFFERING PERIODS)
E.23 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN THE EVENT OF
CAPITAL INCREASE WITH OR WITHOUT THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT WITHIN THE LIMIT OF 15% OF THE
INITIAL ISSUE AMOUNT, FOR A PERIOD OF 26
MONTHS (USABLE OUTSIDE PUBLIC OFFERING
PERIODS)
E.24 DELEGATION OF POWER TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL
WITHIN THE LIMIT OF A NOMINAL AMOUNT OF 43
MILLION EUROS IN ORDER TO REMUNERATE
CONTRIBUTIONS IN-KIND GRANTED TO THE
COMPANY AND CONSISTING OF EQUITY SECURITIES
OR TRANSFERABLE SECURITIES GRANTING ACCESS
TO THE CAPITAL, FOR A PERIOD OF 26 MONTHS
(USABLE OUTSIDE PUBLIC OFFERING PERIODS)
E.25 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL
THROUGH CAPITALIZATION OF RESERVES,
BENEFITS, ISSUE PREMIUMS OR OTHER AMOUNTS
WHOSE CAPITALIZATION WOULD BE ACCEPTED
WITHIN THE LIMIT OF A NOMINAL AMOUNT OF 214
MILLION EUROS, FOR A PERIOD OF 26 MONTHS
(USABLE OUTSIDE PUBLIC OFFERING PERIODS)
E.26 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS TO ISSUE COMMON SHARES OF THE
COMPANY /AND TRANSFERABLE SECURITIES
GRANTING ACCESS TO OTHER EQUITY SECURITIES
OF THE COMPANY TO BE ISSUED OR GRANTING
ENTITLEMENT TO THE ALLOTMENT OF DEBT
SECURITIES, WITH RETENTION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT WITHIN THE LIMIT OF A NOMINAL AMOUNT
OF 107 MILLION EUROS, FOR A PERIOD OF 26
MONTHS (USABLE DURING PUBLIC OFFERING
PERIODS)
E.27 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS TO ISSUE COMMON SHARES OF THE
COMPANY /AND TRANSFERABLE SECURITIES
GRANTING ACCESS TO OTHER EQUITY SECURITIES
OF THE COMPANY TO BE ISSUED OR GRANTING
ENTITLEMENT TO THE ALLOTMENT OF DEBT
SECURITIES, BY WAY OF PUBLIC OFFER, WITH
CANCELATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT BUT WITH
COMPULSORY PRIORITY SUBSCRIPTION PERIOD
WITHIN THE LIMIT OF A NOMINAL AMOUNT OF 32
MILLION EUROS, FOR A PERIOD OF 26 MONTHS
(USABLE DURING PUBLIC OFFERING PERIODS)
E.28 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS TO ISSUE TRANSFERABLE SECURITIES
GRANTING ACCESS TO EQUITY SECURITIES TO BE
ISSUED AND TO AUTHORISE THE ISSUANCE OF ANY
TRANSFERABLE SECURITIES GRANTING ACCESS BY
ANY MEANS TO THE ALLOCATION OF EQUITY
SECURITIES OF THE COMPANY BY THE COMPANIES
IN WHICH IT HOLDS, DIRECTLY OR INDIRECTLY,
MORE THAN A HALF OF THE SHARE CAPITAL, BY
WAY OF PUBLIC OFFER, WITH CANCELATION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT AND OPTIONAL PRIORITY SUBSCRIPTION
PERIOD WITHIN THE LIMIT OF A NOMINAL AMOUNT
OF 21 MILLION EUROS, FOR A PERIOD OF 26
MONTHS (USABLE DURING PUBLIC OFFERING
PERIOD)
E.29 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS TO ISSUE COMMON SHARES OF THE
COMPANY /AND TRANSFERABLE SECURITIES
GRANTING ACCESS TO OTHER EQUITY SECURITIES
OF THE COMPANY TO BE ISSUED OR GRANTING
ENTITLEMENT TO THE ALLOTMENT OF DEBT
SECURITIES, WITHOUT SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, BY PRIVATE
PLACEMENT REFERRED TO IN SECTION II OF
ARTICLE L.411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE, WITHIN THE LIMIT OF A
NOMINAL AMOUNT OF 21 MILLION EUROS, FOR A
PERIOD OF 26 MONTHS (USABLE DURING PUBLIC
OFFERING PERIOD)
E.30 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN THE EVENT OF A
CAPITAL INCREASE WITH OR WITHOUT
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT WITHIN THE LIMIT OF 15% OF THE
INITIAL ISSUE AMOUNT, FOR A PERIOD OF 26
MONTHS (USABLE DURING PUBLIC OFFERING
PERIOD)
E.31 DELEGATION OF POWERS TO THE BOARD OF Mgmt Against Against
DIRECTORS TO INCREASE THE SHARE CAPITAL
WITHIN THE LIMIT OF A NOMINAL AMOUNT OF 21
MILLION EUROS OF THE COMPANY IN ORDER TO
REMUNERATE CONTRIBUTIONS IN-KIND GRANTED TO
THE COMPANY AND CONSISTING OF EQUITY
SECURITIES OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL, FOR A
PERIOD OF 26 MONTHS (USABLE DURING PUBLIC
OFFERING PERIOD)
E.32 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS TO INCREASE THE SHARE CAPITAL
THROUGH CAPITALIZATION OF RESERVES,
BENEFITS, ISSUE PREMIUMS OR OTHER AMOUNTS
WHOSE CAPITALIZATION WOULD BE ACCEPTED
WITHIN THE LIMIT OF A NOMINAL AMOUNT OF 107
MILLION EUROS, FOR A PERIOD OF 26 MONTHS
(USABLE DURING PUBLIC OFFERING PERIOD)
E.33 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt Against Against
BOARD OF DIRECTORS IN ORDER TO DETERMINE
THE ISSUE PRICE OF COMMON SHARES OF THE
COMPANY AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO OTHER EQUITY SECURITIES
OF THE COMPANY AND/OR GRANTING ENTITLEMENT
TO THE ALLOTMENT OF DEBT SECURITIES OF THE
COMPANY WITHIN THE LIMIT OF 10 % OF THE
CAPITAL PER ANNUM WITHIN THE CONTEXT OF A
CAPITAL INCREASE WITH CANCELATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT
E.34 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH ALLOCATION OF
FREE EXISTING SHARES OF THE COMPANY TO
SALARIED EMPLOYEES AND CORPORATE OFFICERS
OF THE COMPANY AND COMPANIES OF THE GROUP,
SUBJECT TO PERFORMANCE CONDITIONS (EXCEPT
ALLOCATION TO ALL EMPLOYEES), WITHIN THE
LIMIT OF 2.5% OF THE SHARE CAPITAL, FOR A
PERIOD OF 38 MONTHS
E.35 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO PROCEED WITH
CAPITAL INCREASES RESERVED TO MEMBERS OF A
COMPANY OR GROUP SAVINGS PLAN WITH
CANCELATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT WITHIN THE
LIMIT OF 2% OF THE SHARE CAPITAL, VALID FOR
A PERIOD OF 26 MONTHS
E.36 AMENDMENT TO ARTICLES 9.2, 9.5, 9.6.1, Mgmt Against Against
9.6.2, 10, 11, 13, 14 AND 15 OF THE BY-LAWS
RELATING TO STATUTORY THRESHOLD CROSSING
NOTIFICATIONS AND THE NATIONALITY OF THE
CAPITAL
E.37 POWERS FOR FORMALITIES Mgmt For For
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2019/0506/201905061901590.pd
f
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 208987 DUE TO CHANGE IN
RESOLUTION O.6 AND O.8. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
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AMERICAN AIRLINES GROUP INC. Agenda Number: 935013766
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Security: 02376R102
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: AAL
ISIN: US02376R1023
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: James F. Albaugh Mgmt For For
1b. Election of Director: Jeffrey D. Benjamin Mgmt For For
1c. Election of Director: John T. Cahill Mgmt For For
1d. Election of Director: Michael J. Embler Mgmt For For
1e. Election of Director: Matthew J. Hart Mgmt For For
1f. Election of Director: Susan D. Kronick Mgmt For For
1g. Election of Director: Martin H. Nesbitt Mgmt For For
1h. Election of Director: Denise M. O'Leary Mgmt For For
1i. Election of Director: W. Douglas Parker Mgmt For For
1j. Election of Director: Ray M. Robinson Mgmt For For
2. A proposal to ratify the appointment of Mgmt For For
KPMG LLP as the independent registered
public accounting firm of American Airlines
Group Inc. for the fiscal year ending
December 31, 2019.
3. A proposal to consider and approve, on a Mgmt For For
non-binding, advisory basis, executive
compensation of American Airlines Group
Inc. as disclosed in the proxy statement.
4. A stockholder proposal to provide a report Shr Against For
on political contributions and
expenditures.
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AVAYA HOLDINGS CORP. Agenda Number: 934978327
--------------------------------------------------------------------------------------------------------------------------
Security: 05351X101
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: AVYA
ISIN: US05351X1019
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William D. Watkins Mgmt For For
James M. Chirico, Jr. Mgmt For For
Stephan Scholl Mgmt For For
Susan L. Spradley Mgmt For For
Stanley J. Sutula, III Mgmt For For
Scott D. Vogel Mgmt For For
Jacqueline E. Yeaney Mgmt For For
2. To approve, on an advisory basis, our named Mgmt Against Against
executive officers' compensation.
3. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes to
approve our named executive officers'
compensation.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending September
30, 2019.
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BANCO DO BRASIL SA BB BRASIL Agenda Number: 710820665
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Security: P11427112
Meeting Type: EGM
Meeting Date: 26-Apr-2019
Ticker:
ISIN: BRBBASACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 PROPOSED CHANGES TO THE COMPANY'S BYLAWS Mgmt For For
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
--------------------------------------------------------------------------------------------------------------------------
BANCO DO BRASIL SA BB BRASIL Agenda Number: 710924211
--------------------------------------------------------------------------------------------------------------------------
Security: P11427112
Meeting Type: AGM
Meeting Date: 26-Apr-2019
Ticker:
ISIN: BRBBASACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 TO EXAMINE THE ADMINISTRATORS RENDERING OF Mgmt For For
ACCOUNTS, TO REVIEW, TO DISCUSS AND TO VOTE
THE COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR OF 2018
2 PROPOSAL ON NET PROFIT ALLOTMENT REGARDING Mgmt For For
THE FISCAL YEAR OF 2018, AS FOLLOWS AMOUNTS
IN BRL NET INCOME, 12,648,803,143.98
ACCUMULATED PROFIT LOSSES, 112,562,196.67
ADJUSTED NET INCOME, 12,536,240,947.31
LEGAL RESERVE, 626,812,047.37 REMUNERATION
TO SHAREHOLDERS, 5,161,821,906.72 INTERESTS
ON OWN CAPITAL, 5,161,821,906.72 DIVIDENDS,
USE OF RESERVE FOR DIVIDENDS EQUALIZATION,
STATUTORY RESERVES, 6,747,606,993.22 FOR
OPERATIONAL MARGIN, 6,410,226,643.56 FOR
DIVIDENDS EQUALIZATION, 337,380,349.66
3.1 ELECTION OF THE BOARD OF DIRECTORS PER Mgmt For For
CANDIDATE. POSITIONS LIMIT TO BE COMPLETED,
07. APPOINTMENT OF CANDIDATES TO THE BOARD
OF DIRECTORS, THE SHAREHOLDER MAY APPOINT
AS MANY CANDIDATES AS THE NUMBER OF
VACANCIES TO BE FILLED AT THE GENERAL
ELECTION. LUIZ FERNANDO FIGUEIREDO,
INDICATED BY THE UNION
3.2 ELECTION OF THE BOARD OF DIRECTORS PER Mgmt For For
CANDIDATE. POSITIONS LIMIT TO BE COMPLETED,
07. APPOINTMENT OF CANDIDATES TO THE BOARD
OF DIRECTORS, THE SHAREHOLDER MAY APPOINT
AS MANY CANDIDATES AS THE NUMBER OF
VACANCIES TO BE FILLED AT THE GENERAL
ELECTION. GUILHERME HORN, INDICATED BY THE
UNION
3.3 ELECTION OF THE BOARD OF DIRECTORS PER Mgmt For For
CANDIDATE. POSITIONS LIMIT TO BE COMPLETED,
07. APPOINTMENT OF CANDIDATES TO THE BOARD
OF DIRECTORS, THE SHAREHOLDER MAY APPOINT
AS MANY CANDIDATES AS THE NUMBER OF
VACANCIES TO BE FILLED AT THE GENERAL
ELECTION. WALDERY RODRIGUES JUNIOR,
INDICATED BY THE UNION
3.4 ELECTION OF THE BOARD OF DIRECTORS PER Mgmt For For
CANDIDATE. POSITIONS LIMIT TO BE COMPLETED,
07. APPOINTMENT OF CANDIDATES TO THE BOARD
OF DIRECTORS, THE SHAREHOLDER MAY APPOINT
AS MANY CANDIDATES AS THE NUMBER OF
VACANCIES TO BE FILLED AT THE GENERAL
ELECTION. MARCELO SERFATY, INDICATED BY THE
UNION
3.5 ELECTION OF THE BOARD OF DIRECTORS PER Mgmt For For
CANDIDATE. POSITIONS LIMIT TO BE COMPLETED,
07. APPOINTMENT OF CANDIDATES TO THE BOARD
OF DIRECTORS, THE SHAREHOLDER MAY APPOINT
AS MANY CANDIDATES AS THE NUMBER OF
VACANCIES TO BE FILLED AT THE GENERAL
ELECTION. RUBEM DE FREITAS NOVAES,
INDICATED BY THE UNION
3.6 ELECTION OF THE BOARD OF DIRECTORS PER Mgmt For For
CANDIDATE. POSITIONS LIMIT TO BE COMPLETED,
07. APPOINTMENT OF CANDIDATES TO THE BOARD
OF DIRECTORS, THE SHAREHOLDER MAY APPOINT
AS MANY CANDIDATES AS THE NUMBER OF
VACANCIES TO BE FILLED AT THE GENERAL
ELECTION. DEBORA CRISTINA FONSECA,
INDICATED BY THE EMPLOYEES OF BANCO DO
BRASIL
3.7 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: ELECTION OF THE BOARD
OF DIRECTORS PER CANDIDATE. POSITIONS LIMIT
TO BE COMPLETED, 07. APPOINTMENT OF
CANDIDATES TO THE BOARD OF DIRECTORS, THE
SHAREHOLDER MAY APPOINT AS MANY CANDIDATES
AS THE NUMBER OF VACANCIES TO BE FILLED AT
THE GENERAL ELECTION. PAULO ROBERTO
EVANGELISTA DE LIMA, NAME APPOINTED BY
MINORITARY COMMON SHARES
CMMT FOR THE PROPOSAL 4 REGARDING THE ADOPTION Non-Voting
OF CUMULATIVE VOTING, PLEASE BE ADVISED
THAT YOU CAN ONLY VOTE FOR OR ABSTAIN. AN
AGAINST VOTE ON THIS PROPOSAL REQUIRES
PERCENTAGES TO BE ALLOCATED AMONGST THE
DIRECTORS IN PROPOSAL 5.1 TO 5.7 IN THIS
CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE IN ORDER TO ALLOCATE
PERCENTAGES AMONGST THE DIRECTORS
4 IN THE EVENT OF THE ADOPTION OF THE Mgmt Abstain Against
CUMULATIVE VOTING PROCESS, SHOULD THE VOTES
CORRESPONDING TO YOUR SHARES BE DISTRIBUTED
IN EQUAL PERCENTAGES ACROSS THE MEMBERS OF
THE SLATE THAT YOU HAVE CHOSEN. PLEASE NOTE
THAT IF INVESTOR CHOOSES FOR, THE
PERCENTAGES DO NOT NEED TO BE PROVIDED, IF
INVESTOR CHOOSES AGAINST, IT IS MANDATORY
TO INFORM THE PERCENTAGES ACCORDING TO
WHICH THE VOTES SHOULD BE DISTRIBUTED,
OTHERWISE THE ENTIRE VOTE WILL BE REJECTED
DUE TO LACK OF INFORMATION, IF INVESTOR
CHOOSES ABSTAIN, THE PERCENTAGES DO NOT
NEED TO BE PROVIDED, HOWEVER IN CASE
CUMULATIVE VOTING IS ADOPTED THE INVESTOR
WILL NOT PARTICIPATE ON THIS MATTER OF THE
MEETING
5.1 VISUALIZATION OF ALL THE CANDIDATES TO Mgmt Abstain Against
INDICATE THE PERCENTAGE OF THE VOTES TO BE
ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY
BE FILLED IN IF THE SHAREHOLDER HAS REPLIED
NO TO THE PREVIOUS QUESTION. LUIZ FERNANDO
FIGUEIREDO, INDICATED BY THE UNION
5.2 VISUALIZATION OF ALL THE CANDIDATES TO Mgmt Abstain Against
INDICATE THE PERCENTAGE OF THE VOTES TO BE
ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY
BE FILLED IN IF THE SHAREHOLDER HAS REPLIED
NO TO THE PREVIOUS QUESTION. GUILHERME
HORN, INDICATED BY THE UNION
5.3 VISUALIZATION OF ALL THE CANDIDATES TO Mgmt Abstain Against
INDICATE THE PERCENTAGE OF THE VOTES TO BE
ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY
BE FILLED IN IF THE SHAREHOLDER HAS REPLIED
NO TO THE PREVIOUS QUESTION. WALDERY
RODRIGUES JUNIOR, INDICATED BY THE UNION
5.4 VISUALIZATION OF ALL THE CANDIDATES TO Mgmt Abstain Against
INDICATE THE PERCENTAGE OF THE VOTES TO BE
ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY
BE FILLED IN IF THE SHAREHOLDER HAS REPLIED
NO TO THE PREVIOUS QUESTION. MARCELO
SERFATY, INDICATED BY THE UNION
5.5 VISUALIZATION OF ALL THE CANDIDATES TO Mgmt Abstain Against
INDICATE THE PERCENTAGE OF THE VOTES TO BE
ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY
BE FILLED IN IF THE SHAREHOLDER HAS REPLIED
NO TO THE PREVIOUS QUESTION. RUBEM DE
FREITAS NOVAES, INDICATED BY THE UNION
5.6 VISUALIZATION OF ALL THE CANDIDATES TO Mgmt Abstain Against
INDICATE THE PERCENTAGE OF THE VOTES TO BE
ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY
BE FILLED IN IF THE SHAREHOLDER HAS REPLIED
NO TO THE PREVIOUS QUESTION. DEBORA
CRISTINA FONSECA, INDICATED BY THE
EMPLOYEES OF BANCO DO BRASIL
5.7 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Abstain
SHAREHOLDER PROPOSAL: VISUALIZATION OF ALL
THE CANDIDATES TO INDICATE THE PERCENTAGE
OF THE VOTES TO BE ATTRIBUTED. THE
FOLLOWING FIELD SHOULD ONLY BE FILLED IN IF
THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. PAULO ROBERTO
EVANGELISTA DE LIMA, NAME APPOINTED BY
MINORITARY COMMON SHARES
6 DO YOU WISH TO REQUEST THE ADOPTION OF THE Mgmt Abstain Against
CUMULATIVE VOTING PROCESS FOR THE ELECTION
OF THE BOARD OF DIRECTORS, UNDER THE TERMS
OF ARTICLE 141 OF LAW 6,404 OF 1976
7 DO YOU WISH TO REQUEST THE SEPARATE Mgmt Abstain Against
ELECTION OF A MEMBER OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141,
4, I OF LAW 6,404 OF 1976
8.1 ELECTION OF THE FISCAL COUNCIL PER Mgmt For For
CANDIDATE. POSITIONS LIMIT TO BE COMPLETED,
04. APPOINTMENT OF CANDIDATES TO THE FISCAL
COUNCIL, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION.
RAFAEL CAVALCANTI DE ARAUJO, INDICATED BY
THE UNION. MARCIA FERNANDA DE OLIVEIRA
TAPAJOS, INDICATED BY THE UNION
8.2 ELECTION OF THE FISCAL COUNCIL PER Mgmt For For
CANDIDATE. POSITIONS LIMIT TO BE COMPLETED,
04. APPOINTMENT OF CANDIDATES TO THE FISCAL
COUNCIL, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION.
PHELIPPE TOLEDO PIRES DE OLIVEIRA,
INDICATED BY THE UNION. IEDA APARECIDA DE
MOURA ARAUJO INDICATED BY THE UNION
8.3 ELECTION OF THE FISCAL COUNCIL PER Mgmt For For
CANDIDATE. POSITIONS LIMIT TO BE COMPLETED,
04. APPOINTMENT OF CANDIDATES TO THE FISCAL
COUNCIL, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION. ALDO
CESAR MARTINS BRAIDO, INDICATED BY THE
UNION. SUBSTITUTE WAITING FOR INDICATION,
INDICATED BY THE UNION
8.4 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: ELECTION OF THE
FISCAL COUNCIL PER CANDIDATE. POSITIONS
LIMIT TO BE COMPLETED, 04. APPOINTMENT OF
CANDIDATES TO THE FISCAL COUNCIL, THE
SHAREHOLDER MAY APPOINT AS MANY CANDIDATES
AS THE NUMBER OF VACANCIES TO BE FILLED AT
THE GENERAL ELECTION. ALOISIO MACARIO
FERREIRA DE SOUZA, NAME APPOINTED BY
MINORITARY COMMON SHARES. ROBERT JUENEMANN,
NAME APPOINTED BY MINORITARY COMMON SHARES
9 PROPOSAL OF FIXING THE REMUNERATION OF THE Mgmt For For
FISCAL COUNCIL MEMBERS, EQUIVALENT TO ONE
TENTH OF THE AVERAGE MONTHLY COMPENSATION
OF THE EXECUTIVE BOARD MEMBERS FOR THE
PERIOD FROM APRIL 2019 TO MARCH 2020,
EXCLUDING BENEFITS THAT ARE NOT
REMUNERATION, PURSUANT TO THE PROVISIONS OF
ARTICLES 162, PARAGRAPH 3, OF LAW
6,404.1976 AND 1ST OF LAW 9,292.1996
10 PROPOSED OF DEFINITION OF THE GLOBAL AMOUNT Mgmt For For
FOR PAYMENT OF FEES AND BENEFITS OF THE
EXECUTIVE BOARD AND BOARD OF DIRECTORS
MEMBERS AT MOST IN BRL 85,139,915.67,
CORRESPONDING TO THE PERIOD FROM APRIL 2019
TO MARCH 2020, ADJUSTED IN RELATION TO THE
GLOBAL AMOUNT FOR THE PREVIOUS PERIOD APRIL
2018 TO MARCH 2019
11 PROPOSAL ON INDIVIDUAL MONTHLY COMPENSATION Mgmt For For
FOR THE MEMBERS OF THE AUDIT COMMITTEE
EQUIVALENT TO NINETY PERCENT OF THE MONTHLY
AVERAGE REMUNERATION OF THE POSITION OF
DIRECTOR FOR THE PERIOD FROM ABRIL 2019 TO
MARCH 2020
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 202950 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BANCO MACRO S.A. Agenda Number: 934992214
--------------------------------------------------------------------------------------------------------------------------
Security: 05961W105
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: BMA
ISIN: US05961W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Appoint two shareholders to sign the Mgmt For
Minutes of the Shareholders' Meeting.
2 Evaluate the documentation provided for in Mgmt For
section 234, subsection 1 of Law No. 19550,
for the fiscal year ended December 31st
2018.
3 Evaluate the management of the Board and Mgmt For
the Supervisory Committee.
4 Evaluate the application of the retained Mgmt For
earnings for the fiscal year ended December
31st 2018. Total Retained Earnings: AR$
19,204,911,966.83 which the Board proposes
may be applied as follows: a) AR$
3,145,848,599.32 to Legal Reserve Fund; b)
AR$ 3,475,668,970.21 to the Statutory
Reserve Fund - Special for first-time
application of IFRS, pursuant to
Communication "A" 6618 issued by the
Central Bank of the Republic of Argentina
and c) AR$ 12,583,394,397.30 to the ...(due
to space limits, see proxy material for
full proposal).
5 Separate a portion of the optional reserve Mgmt For
fund for future profit distributions in
order to allow the application of AR$
6,393,977,460 to the payment of a cash
dividend, within 10 business days of its
approval by the Shareholders' Meeting.
Delegate to the Board of Directors the
power to determine the date of the
effective availability to the Shareholders
of the cash dividend.
6. Evaluate the remunerations of the members Mgmt For
of the Board of Directors for the fiscal
year ended December 31st 2018 within the
limits as to profits, pursuant to section
261 of Law Nro. 19550 and the Rules of the
Comision Nacional de Valores (Argentine
Securities Exchange Commission).
7 Evaluate the remunerations of the members Mgmt For
of the Supervisory Committee for the fiscal
year ended December 31st 2018.
8 Evaluate the remuneration of the Mgmt For
independent auditor for the fiscal year
ended December 31st 2018.
9A1 Candidate proposed as regular director to Mgmt Against
hold office for three fiscal years: Mr.
Jorge Pablo Brito (candidate proposed by
Messrs. Jorge Horacio Brito and Delfin
Jorge Ezequiel Carballo)
9A2 Candidate proposed as regular director to Mgmt Against
hold office for three fiscal years: Mr.
Carlos Alberto Giovanelli (candidate
proposed by Messrs. Jorge Horacio Brito and
Delfin Jorge Ezequiel Carballo)
9A3 Candidate proposed as regular director to Mgmt Against
hold office for three fiscal years: Mr.
Nelson DamiAn Pozzoli (candidate proposed
by Messrs. Jorge Horacio Brito and Delfin
Jorge Ezequiel Carballo)
9A4 Candidate proposed as regular director to Mgmt For
hold office for three fiscal years: Mr.
Jose Alfredo SAnchez (candidate proposed by
Messrs. Jorge Horacio Brito and Delfin
Jorge Ezequiel Carballo)
9A5 Having been informed by the shareholder Mgmt For
FGS-ANSES of its decision to vote on a
cumulative basis under section 263 of the
Argentine Business Company Law No. 19,550,
this position shall be held by a director
who will be proposed by said shareholder.
9B1 Candidate to be proposed instead of the Mgmt For
appointment of Mr. Jose Alfredo SAnchez in
case the Comision Nacional de Valores does
not confirm him as independent director:
Mr. FabiAn Alejandro de Paul (candidate
proposed by Messrs. Jorge Horacio Brito and
Delfin Jorge Ezequiel Carballo)
9C1 Candidate proposed as alternate director to Mgmt For
hold office for three fiscal years: Mr.
Santiago Horacio Seeber (candidate proposed
by Messrs. Jorge Horacio Brito and Delfin
Jorge Ezequiel Carballo)
9C2 Candidate proposed as alternate director to Mgmt For
hold office for three fiscal years: Mr.
FabiAn Alejandro de Paul (candidate
proposed by Messrs. Jorge Horacio Brito and
Delfin Jorge Ezequiel Carballo)
9C3 Having been informed by the shareholder Mgmt Abstain
FGS-ANSES of its decision to vote on a
cumulative basis under section 263 of the
Argentine Business Company Law No. 19,550,
this position shall be held by a director
who will be proposed by said shareholder.
9D1 Candidate to be proposed instead of the Mgmt For
appointment of FabiAn Alejandro de Paul in
case he is appointed as regular directors:
Mr. Alan Whamond (candidate proposed by
Messrs. Jorge Horacio Brito and Delfin
Jorge Ezequiel Carballo)
10 Establish the number and designate the Mgmt Abstain
regular and alternate members of the
Supervisory Committee who shall hold office
for one fiscal year.
11 Appoint the independent auditor for the Mgmt For
fiscal year to end on December 31st 2019.
12 Determine the auditing committee's budget. Mgmt For
13 Evaluate the Preliminary Merger Agreement Mgmt For
pursuant to which Banco del TucumAn S.A.
shall be merged with and into Banco Macro
S.A., dated March 8, 2019 and the special
consolidated financial statements of merger
prepared as of December 31, 2018 and based
on the separate financial statements
prepared by each merging company as of the
same date.
14 Evaluate the exchange relationship between Mgmt For
the shares of both merging companies.
15 Capital increase from AR$ 669,663,021 to Mgmt For
AR$ 669,678,683, as a result of the merger
of Banco del TucumAn S.A. into Banco Macro
S.A. through the issuance of 15,662 Class B
ordinary book-entry shares of par value AR$
1 each, entitled to one vote per share,
which shall rank pari passu with the
outstanding shares at the time of the
issuance of the former, to be delivered to
the minority shareholders of the absorbed
company in exchange for their shareholdings
in the absorbed company. Apply for the
...(due to space limits, see proxy material
for full proposal).
16 Grant to the Board of Directors all Mgmt For
necessary powers and authority for it to
make all the amendments and changes
eventually suggested by the competent
authorities. Grant all necessary powers to
execute and deliver the Final Agreement of
Merger and carry out any acts or
proceedings that may be necessary for the
approval of the merger before the competent
authorities, signing all public and private
instruments that may be appropriate or
convenient, being also authorized ...(due
to space limits, see proxy material for
full proposal).
17 Capital decrease due to the cancellation of Mgmt For
AR$ 30,265,275 representative of 30,265,275
Class B shares, with a par value of Ps. 1
(one Peso) each and entitled to 1 (one)
vote per share.
18 Evaluate the amendment of sections 4, 9, Mgmt For
10, 19, 20, 21 and 33 of the By-laws.
19 Adoption of the amended and restated Mgmt For
by-laws.
20 Authorization to carry out all acts and Mgmt For
filings that are necessary to obtain the
administrative approval and registration of
the resolutions adopted at the
Shareholders' Meeting.
--------------------------------------------------------------------------------------------------------------------------
BROOKDALE SENIOR LIVING INC. Agenda Number: 934868728
--------------------------------------------------------------------------------------------------------------------------
Security: 112463104
Meeting Type: Annual
Meeting Date: 04-Oct-2018
Ticker: BKD
ISIN: US1124631045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Marcus E. Bromley Mgmt For For
1B. Election of director: Rita Johnson-Mills Mgmt For For
1C. Election of director: Denise W. Warren Mgmt For For
2. Advisory approval of named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for 2018.
4. Approval of amendments to the Company's Mgmt For For
Certificate of Incorporation to declassify
the Board.
5. Approval of an amendment to the Company's Mgmt For For
Certificate of Incorporation to eliminate
supermajority voting for director removal.
6. Approval of amendments to the Company's Mgmt For For
Certificate of Incorporation to eliminate
provisions that are no longer applicable.
--------------------------------------------------------------------------------------------------------------------------
CABLEVISION HOLDING SA Agenda Number: 710882108
--------------------------------------------------------------------------------------------------------------------------
Security: 12687E104
Meeting Type: AGM
Meeting Date: 25-Apr-2019
Ticker:
ISIN: US12687E1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPOINTMENT OF TWO (2) SHAREHOLDERS TO SIGN Mgmt For For
THE MEETING MINUTES
2 CONSIDERATION OF THE DOCUMENTS SET FORTH Mgmt For For
UNDER SECTION 234, SUBSECTION 1 OF LAW NO
19,550 AND RELATED LAWS, CORRESPONDING TO
FISCAL YEAR NO. 2,ENDED 31 DECEMBER 2018
3 CONSIDERATION OF THE PERFORMANCE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
4 CONSIDERATION OF THE COMPENSATION OF THE Mgmt Abstain Against
MEMBERS OF THE BOARD OF DIRECTORS FOR THE
FISCAL YEAR ENDED 31 DECEMBER 2018.
AUTHORISATION TO THE BOARD OF DIRECTORS TO
PAY ADVANCES ON COMPENSATION FOR FISCAL
YEAR 2019, SUBJECT TO THE DECISION OF THE
SHAREHOLDERS AT THE NEXT SHAREHOLDERS'
MEETING AT WHICH COMPENSATION OF THE
MEMBERS OF THE BOARD OF DIRECTORS IS
CONSIDERED
5 CONSIDERATION OF THE PERFORMANCE OF MEMBERS Mgmt For For
OF THE SUPERVISORY COMMITTEE
6 CONSIDERATION OF THE COMPENSATION OF THE Mgmt Abstain Against
MEMBERS OF THE SUPERVISORY COMMITTEE FOR
THE FISCAL YEAR ENDED 31 DECEMBER 2018.
AUTHORISATION TO THE BOARD OF DIRECTORS TO
PAY ADVANCES ON COMPENSATION FOR FISCAL
YEAR 2019, SUBJECT TO THE DECISION OF THE
SHAREHOLDERS AT THE NEXT SHAREHOLDERS'
MEETING AT WHICH COMPENSATION OF THE
MEMBERS OF THE SUPERVISORY COMMITTEE IS
CONSIDERED
7 CONSIDERATION OF THE APPLICATION OF THE Mgmt For For
COMPANY'S RETAINED EARNINGS AS OF 31
DECEMBER 2018, (PS. 58,339 MILLION). THE
BOARD OF DIRECTORS PROPOSES THAT SUCH
AMOUNT BE ALLOCATED AS FOLLOWS, PROVIDED
THAT THE SHAREHOLDERS SHALL DECIDE THE
DETERMINATION OF THE DISTRIBUTABLE AMOUNTS
PURSUANT TO CNV RESOLUTION 777/18: I) TO
INCREASE THE LEGAL RESERVE-AN AMOUNT THAT
SHALL NOT BE LOWER THAN 5% OF THE RESULTS
OF THE YEAR AND THE ADJUSTMENTS UP TO 20%
OF THE COMPANY'S REGISTERED EQUITY PLUS THE
BALANCE OF THE EQUITY ADJUSTMENT
ACCOUNT-PS. 688 MILLION; II) INCREASE THE
OPTIONAL RESERVE TO MEET FINANCIAL
OBLIGATIONS, PS. 9,614 MILLION; III)
INCREASE THE RESERVE FOR ILLIQUID RESULTS,
PS.48,037 MILLION. IN ADDITION, THE BOARD
PROPOSES TO THE SHAREHOLDERS THAT THEY
DISAFFECT IN FULL THE OPTIONAL RESERVE FOR
FUTURE DIVIDENDS, THE OPTIONAL RESERVE TO
GUARANTEE THE LIQUIDITY OF THE COMPANY AND
ITS SUBSIDIARIES AND THE RESERVE FOR
FINANCIAL ASSISTANCE TO SUBSIDIARIES AND
THE MEDIA LAW, AND THAT SUCH AMOUNTS BE
REASSIGNED TO THE OPTIONAL RESERVE FOR
ILLIQUID RESULTS
8 APPOINTMENT OF THE MEMBERS AND ALTERNATE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
9 APPOINTMENT OF THE MEMBERS AND ALTERNATE Mgmt Abstain Against
MEMBERS OF THE SUPERVISORY COMMITTEE
10 APPROVAL OF THE ANNUAL BUDGET OF THE AUDIT Mgmt For For
COMMITTEE
11 CONSIDERATION OF THE FEES OF THE EXTERNAL Mgmt Abstain Against
AUDITOR FOR THE FISCAL YEAR ENDED 31
DECEMBER 2018
12 APPOINTMENT OF THE COMPANY'S EXTERNAL Mgmt For For
AUDITOR
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 02 MAY 2019. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CABLEVISION HOLDING SA Agenda Number: 711196243
--------------------------------------------------------------------------------------------------------------------------
Security: 12687E104
Meeting Type: EGM
Meeting Date: 31-May-2019
Ticker:
ISIN: US12687E1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPOINTMENT OF TWO SHAREHOLDERS TO SIGN THE Mgmt For For
MEETING MINUTES
2 CONSIDERATION OF THE APPLICATION OF THE Mgmt For For
COMPANY'S RETAINED EARNINGS AS OF 31
DECEMBER 2018, (PS. 58,339 MILLION).THE
BOARD OF DIRECTORS PROPOSES THAT SUCH
AMOUNT BE ALLOCATED AS FOLLOWS, PROVIDED
THAT THE SHAREHOLDERS SHALL DECIDETHE
DETERMINATION OF THE DISTRIBUTABLE AMOUNTS
PURSUANT TO CNV RESOLUTION 777/18: I) TO
INCREASE THE LEGALRESERVE-AN AMOUNT THAT
SHALL NOT BE LOWER THAN 5% OF THE RESULTS
OF THE YEAR AND THE ADJUSTMENTS UP TO 20%
OF THECOMPANY'S REGISTERED EQUITY PLUS THE
BALANCE OF THE EQUITY ADJUSTMENT
ACCOUNT-PS. 688 MILLION; II) INCREASE
THEOPTIONAL RESERVE TO MEET FINANCIAL
OBLIGATIONS, PS. 9,614 MILLION; III)
INCREASE THE RESERVE FOR ILLIQUID
RESULTS,PS.48,037 MILLION. IN ADDITION, THE
BOARD PROPOSES TO THE SHAREHOLDERS THAT
THEY DISAFFECT IN FULL THE OPTIONAL
RESERVEFOR FUTURE DIVIDENDS, THE OPTIONAL
RESERVE TO GUARANTEE THE LIQUIDITY OF THE
COMPANY AND ITS SUBSIDIARIES AND THERESERVE
FOR FINANCIAL ASSISTANCE TO SUBSIDIARIES
AND THE MEDIA LAW, AND THAT SUCH AMOUNTS BE
REASSIGNED TO THEOPTIONAL RESERVE FOR
ILLIQUID RESULTS
--------------------------------------------------------------------------------------------------------------------------
CDK GLOBAL, INC. Agenda Number: 934881423
--------------------------------------------------------------------------------------------------------------------------
Security: 12508E101
Meeting Type: Annual
Meeting Date: 13-Nov-2018
Ticker: CDK
ISIN: US12508E1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Leslie A. Brun Mgmt For For
Willie A. Deese Mgmt For For
Amy J. Hillman Mgmt For For
Brian P. MacDonald Mgmt For For
Eileen J. Martinson Mgmt For For
Stephen A. Miles Mgmt For For
Robert E. Radway Mgmt For For
S.F. Schuckenbrock Mgmt For For
Frank S. Sowinski Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for fiscal year ending June
30, 2019.
--------------------------------------------------------------------------------------------------------------------------
CENTRAL PUERTO S.A. Agenda Number: 934984964
--------------------------------------------------------------------------------------------------------------------------
Security: 155038201
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: CEPU
ISIN: US1550382014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Appointment of two shareholders to sign the Mgmt For
minutes.
2. Consideration of the Annual Report and its Mgmt For
exhibit, the Statement of Income, the
Statement of Comprehensive Income, the
Statement of Financial Position, the
Statement of Changes in Equity, the
Statement of Cash Flow, the Notes to the
Financial Statements and Exhibits, the
Reporting Summary, the Additional
Information to the Notes to the Financial
Statements- Article 12, Chapter III, Title
IV of RG no. 622/2013 of the Argentine
Securities Commission (CNV) and Article 68
of the Listing ...(due to space limits, see
proxy material for full proposal).
3. Consideration of the income (loss) for the Mgmt Against
period and of the rest of the retained
earnings, and of the Board of Director's
proposal that consists on assigning: (i)
the amount of thousands ARS 450,459 to
restructure the statutory reserve, (ii) the
amount of thousands ARS 712,524 to the
creation of the statutory reserve for the
period and (iii) the amount of thousands
ARS 13,552,354 to the optional reserve to
be defined at the Shareholders' Meeting.
Consideration and approval of the Bonus
Share established by section 12 and 33 of
the Bylaws.
4. Consideration of the Board of Directors Mgmt For
performance during the period ended
December 31, 2018.
5. Consideration of the Statutory Audit Mgmt For
Committee performance during the period
ended December 31, 2018.
6. Consideration of the remuneration of the Mgmt Abstain
Company's Board of Directors for the period
ended December 31, 2018 within the limit of
profits in accordance with article 261 of
Law no. 19550 and CNV Regulations.
Consideration of the advanced payment of
fees to the Board of Directors for the
period closing next December 31, 2019.
7. Consideration of the remuneration of the Mgmt Abstain
members of the Statutory Audit Committee
for the period ended December 31, 2018; and
the fee scheme for the period closing next
December 31, 2019.
8. Fixing of the number of Deputy Directors Mgmt Abstain
and appointment of Directors and Deputy
Directors. Continuity of the current
Chairman until the appointment by the Board
of Directors of the Company.
9. Appointment of the Statutory Audit Mgmt Abstain
Committee members and deputy members for
the period closing next December 31, 2019.
10. Consideration of the remuneration of the Mgmt For
external accountant of the Company
regarding the annual accounting documents
for the period 2018.
11. Appointment of the external accountant and Mgmt For
of the deputy external accountant for the
period closing next December 31, 2019 and
the fixing of its remuneration.
12. Approval of the Annual Budget for the Mgmt Abstain
functioning of the Audit Committee.
13. Granting of authorizations. Mgmt For
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 934891614
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 12-Dec-2018
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: M. Michele Burns Mgmt For For
1b. Election of Director: Michael D. Capellas Mgmt For For
1c. Election of Director: Mark Garrett Mgmt For For
1d. Election of Director: Dr. Kristina M. Mgmt For For
Johnson
1e. Election of Director: Roderick C. McGeary Mgmt For For
1f. Election of Director: Charles H. Robbins Mgmt For For
1g. Election of Director: Arun Sarin Mgmt For For
1h. Election of Director: Brenton L. Saunders Mgmt For For
1i. Election of Director: Steven M. West Mgmt For For
2. Approval of amendment and restatement of Mgmt For For
the Employee Stock Purchase Plan.
3. Approval, on an advisory basis, of Mgmt Against Against
executive compensation.
4. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Cisco's independent registered public
accounting firm for fiscal 2019.
5. Approval to have Cisco's Board adopt a Shr Against For
policy to have an independent Board
chairman.
6. Approval to have Cisco's Board adopt a Shr Against For
proposal relating to executive compensation
metrics.
--------------------------------------------------------------------------------------------------------------------------
CIT GROUP INC. Agenda Number: 934963922
--------------------------------------------------------------------------------------------------------------------------
Security: 125581801
Meeting Type: Annual
Meeting Date: 14-May-2019
Ticker: CIT
ISIN: US1255818015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Ellen R. Alemany Mgmt For For
1b. Election of Director: Michael L. Brosnan Mgmt For For
1c. Election of Director: Michael A. Carpenter Mgmt For For
1d. Election of Director: Dorene C. Dominguez Mgmt For For
1e. Election of Director: Alan Frank Mgmt For For
1f. Election of Director: William M. Freeman Mgmt For For
1g. Election of Director: R. Brad Oates Mgmt For For
1h. Election of Director: Gerald Rosenfeld Mgmt For For
1i. Election of Director: Vice Admiral John R. Mgmt For For
Ryan, USN (Ret.)
1j. Election of Director: Sheila A. Stamps Mgmt For For
1k. Election of Director: Khanh T. Tran Mgmt For For
1l. Election of Director: Laura S. Unger Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as CIT's independent registered
public accounting firm and external
auditors for 2019.
3. To recommend, by non-binding vote, the Mgmt For For
compensation of CIT's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 934935808
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 16-Apr-2019
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael L. Corbat Mgmt For For
1b. Election of Director: Ellen M. Costello Mgmt For For
1c. Election of Director: Barbara J. Desoer Mgmt For For
1d. Election of Director: John C. Dugan Mgmt For For
1e. Election of Director: Duncan P. Hennes Mgmt For For
1f. Election of Director: Peter B. Henry Mgmt For For
1g. Election of Director: S. Leslie Ireland Mgmt For For
1h. Election of Director: Lew W. (Jay) Jacobs, Mgmt For For
IV
1i. Election of Director: Renee J. James Mgmt For For
1j. Election of Director: Eugene M. McQuade Mgmt For For
1k. Election of Director: Gary M. Reiner Mgmt For For
1l. Election of Director: Diana L. Taylor Mgmt For For
1m. Election of Director: James S. Turley Mgmt For For
1n. Election of Director: Deborah C. Wright Mgmt For For
1o. Election of Director: Ernesto Zedillo Ponce Mgmt For For
de Leon
2. Proposal to ratify the selection of KPMG Mgmt For For
LLP as Citi's independent registered public
accounting firm for 2019.
3. Advisory vote to approve Citi's 2018 Mgmt For For
executive compensation.
4. Approval of the Citigroup 2019 Stock Mgmt For For
Incentive Plan.
5. Shareholder proposal requesting Shareholder Shr Against For
Proxy Access Enhancement to Citi's proxy
access bylaw provisions.
6. Shareholder proposal requesting that the Shr Against For
Board adopt a policy prohibiting the
vesting of equity-based awards for senior
executives due to a voluntary resignation
to enter government service.
7. Shareholder proposal requesting that the Shr For Against
Board amend Citi's bylaws to give holders
in the aggregate of 15% of Citi's
outstanding common stock the power to call
a special meeting.
--------------------------------------------------------------------------------------------------------------------------
COLLEGIUM PHARMACEUTICAL, INC. Agenda Number: 934946344
--------------------------------------------------------------------------------------------------------------------------
Security: 19459J104
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: COLL
ISIN: US19459J1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Class I Director to hold office Mgmt For For
until the 2022 Annual Meeting: John A.
Fallon, M.D.
1B Election of Class I Director to hold office Mgmt For For
until the 2022 Annual Meeting: John G.
Freund, M.D.
1C Election of Class I Director to hold office Mgmt For For
until the 2022 Annual Meeting: David
Hirsch, M.D., Ph.D.
1D Election of Class II Director to hold Mgmt For For
office until the 2020 Annual Meeting:
Joseph Ciaffoni
2. Approval of, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers
3. Indication of, on an advisory basis, the Mgmt 1 Year For
preferred frequency of future shareholder
advisory votes on the compensation of the
Company's named executive officers
4. Ratification of Deloitte & Touche LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2019
--------------------------------------------------------------------------------------------------------------------------
COMPANHIA ENERGETICA DE MINAS GERAIS SA Agenda Number: 710757329
--------------------------------------------------------------------------------------------------------------------------
Security: P2577R102
Meeting Type: EGM
Meeting Date: 25-Mar-2019
Ticker:
ISIN: BRCMIGACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 186088 DUE TO UPDATED AGENDA.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED IF VOTE DEADLINE
EXTENSIONS ARE GRANTED. THEREFORE PLEASE
REINSTRUCT ON THIS MEETING NOTICE ON THE
NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 AMENDMENT OF THE CORPORATE BYLAWS Mgmt For For
2 APPROVAL AND AUTHORIZATION FOR THE SIGNING Mgmt For For
OF THE PROTOCOL OF MERGER AND
JUSTIFICATION, WITH RME RIO MINAS ENERGIA
PARTICIPACOES S.A. AND LUCE EMPREENDIMENTOS
E PARTICIPACOES S.A., LEPSA
CMMT PLEASE NOTE THAT SHAREHOLDERS VOTING IN Non-Voting
FAVOR OF RESOLUTION 3.1 TO 3.6 CANNOT VOTE
IN FAVOR OF RESOLUTION 10
3.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: ELECTION OF A MEMBER
OF THE BOARD OF DIRECTORS. POSITIONS LIMIT
TO BE COMPLETED, 06. THE SHAREHOLDER CAN
INDICATE AS MANY CANDIDATES AS THERE ARE
VACANCIES TO BE FILLED IN THE GENERAL
ELECTION. ANTONIO RODRIGUES DOS SANTOS E
JUNQUEIRA, PRINCIPAL MAJORITY. SHAREHOLDERS
THAT VOTE IN FAVOR IN THIS ITEM CAN NOT
VOTE IN FAVOR FOR THE CANDIDATE APPOINTED
BY MINORITY COMMON SHARES
3.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: ELECTION OF A MEMBER
OF THE BOARD OF DIRECTORS. POSITIONS LIMIT
TO BE COMPLETED, 06. THE SHAREHOLDER CAN
INDICATE AS MANY CANDIDATES AS THERE ARE
VACANCIES TO BE FILLED IN THE GENERAL
ELECTION. JOSE REINALDO MAGALHAES,
PRINCIPAL MAJORITY. SHAREHOLDERS THAT VOTE
IN FAVOR IN THIS ITEM CAN NOT VOTE IN FAVOR
FOR THE CANDIDATE APPOINTED BY MINORITY
COMMON SHARES
3.3 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: ELECTION OF A MEMBER
OF THE BOARD OF DIRECTORS. POSITIONS LIMIT
TO BE COMPLETED, 06. THE SHAREHOLDER CAN
INDICATE AS MANY CANDIDATES AS THERE ARE
VACANCIES TO BE FILLED IN THE GENERAL
ELECTION. MARCIO LUIZ SIMOES UTSCH,
PRINCIPAL MAJORITY. SHAREHOLDERS THAT VOTE
IN FAVOR IN THIS ITEM CAN NOT VOTE IN FAVOR
FOR THE CANDIDATE APPOINTED BY MINORITY
COMMON SHARES
3.4 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: ELECTION OF A MEMBER
OF THE BOARD OF DIRECTORS. POSITIONS LIMIT
TO BE COMPLETED, 06. THE SHAREHOLDER CAN
INDICATE AS MANY CANDIDATES AS THERE ARE
VACANCIES TO BE FILLED IN THE GENERAL
ELECTION. ROMEU DONIZETE RUFINO PRINCIPAL
MAJORITY. SHAREHOLDERS THAT VOTE IN FAVOR
IN THIS ITEM CAN NOT VOTE IN FAVOR FOR THE
CANDIDATE APPOINTED BY MINORITY COMMON
SHARES
3.5 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: ELECTION OF A MEMBER
OF THE BOARD OF DIRECTORS. POSITIONS LIMIT
TO BE COMPLETED, 06. THE SHAREHOLDER CAN
INDICATE AS MANY CANDIDATES AS THERE ARE
VACANCIES TO BE FILLED IN THE GENERAL
ELECTION. CLEDORVINO BELINI, PRINCIPAL
MAJORITY. SHAREHOLDERS THAT VOTE IN FAVOR
IN THIS ITEM CAN NOT VOTE IN FAVOR FOR THE
CANDIDATE APPOINTED BY MINORITY COMMON
SHARES
3.6 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: ELECTION OF A MEMBER
OF THE BOARD OF DIRECTORS. POSITIONS LIMIT
TO BE COMPLETED, 06. THE SHAREHOLDER CAN
INDICATE AS MANY CANDIDATES AS THERE ARE
VACANCIES TO BE FILLED IN THE GENERAL
ELECTION. NOTE MARCELO GASPARINO DA SILVA,
PRINCIPAL BY MINORITY COMMON SHARES
CMMT FOR THE PROPOSAL 4 REGARDING THE ADOPTION Non-Voting
OF CUMULATIVE VOTING, PLEASE BE ADVISED
THAT YOU CAN ONLY VOTE FOR OR ABSTAIN. AN
AGAINST VOTE ON THIS PROPOSAL REQUIRES
PERCENTAGES TO BE ALLOCATED AMONGST THE
DIRECTORS IN PROPOSAL 5.1 TO 5.6 IN THIS
CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE IN ORDER TO ALLOCATE
PERCENTAGES AMONGST THE DIRECTORS
4 IN THE EVENT OF THE ADOPTION OF THE Mgmt Against Against
CUMULATIVE VOTING PROCESS, SHOULD THE VOTES
CORRESPONDING TO YOUR SHARES BE DISTRIBUTED
IN EQUAL PERCENTAGES ACROSS THE MEMBERS OF
THE SLATE THAT YOU HAVE CHOSEN. PLEASE NOTE
THAT IF INVESTOR CHOOSES FOR, THE
PERCENTAGES DO NOT NEED TO BE PROVIDED, IF
INVESTOR CHOOSES AGAINST, IT IS MANDATORY
TO INFORM THE PERCENTAGES ACCORDING TO
WHICH THE VOTES SHOULD BE DISTRIBUTED,
OTHERWISE THE ENTIRE VOTE WILL BE REJECTED
DUE TO LACK OF INFORMATION, IF INVESTOR
CHOOSES ABSTEIN, THE PERCENTAGES DO NOT
NEED TO BE PROVIDED, HOWEVER IN CASE
CUMULATIVE VOTING IS ADOPTED THE INVESTOR
WILL NOT PARTICIPATE ON THIS MATTER OF THE
MEETING
5.1 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
THE TO INDICATE THE PERCENTAGE OF THE VOTES
TO BE ATTRIBUTED. ANTONIO RODRIGUES DOS
SANTOS E JUNQUEIRA, EFFECTIVE MAJORITY
5.2 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
THE TO INDICATE THE PERCENTAGE OF THE VOTES
TO BE ATTRIBUTED. JOSE REINALDO MAGALHAES,
PRINCIPAL MAJORITY
5.3 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
THE TO INDICATE THE PERCENTAGE OF THE VOTES
TO BE ATTRIBUTED. MARCIO LUIZ SIMOES UTSCH
PRINCIPAL MAJORITY
5.4 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
THE TO INDICATE THE PERCENTAGE OF THE VOTES
TO BE ATTRIBUTED. ROMEU DONIZETE RUFINO,
PRINCIPAL MAJORITY
5.5 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
THE TO INDICATE THE PERCENTAGE OF THE VOTES
TO BE ATTRIBUTED. CLEDORVINO BELINI,
PRINCIPAL MAJORITY
5.6 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
THE TO INDICATE THE PERCENTAGE OF THE VOTES
TO BE ATTRIBUTED. MARCELO GASPARINO DA
SILVA, PRINCIPAL BY MINORITY COMMON SHARES
6 DO YOU WISH TO REQUEST THE ADOPTION OF THE Mgmt Abstain Against
CUMULATIVE VOTING PROCESS FOR THE ELECTION
OF THE BOARD OF DIRECTORS, UNDER THE TERMS
OF ARTICLE 141 OF LAW 6,404 OF 1976
CMMT PLEASE NOTE THAT THE SHAREHOLDERS THAT VOTE Non-Voting
IN FAVOR IN RESOLUTION 7 CAN NOT VOTE IN
FAVOR FOR THE CANDIDATES APPOINTED BY
CONTROLLER SHAREHOLDERS, COMPANY
ADMINISTRATION. THANK YOU
7 DO YOU WISH TO REQUEST THE SEPARATE Mgmt Abstain Against
ELECTION OF A MEMBER OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141,
4, I OF LAW 6,404 OF 1976. SHAREHOLDERS
THAT VOTE IN FAVOR IN THIS ITEM CAN NOT
VOTE IN FAVOR FOR THE CANDIDATES APPOINTED
BY CONTROLLER SHAREHOLDERS, COMPANY
ADMINISTRATION
CMMT PLEASE NOTE THAT SHAREHOLDERS VOTING IN Non-Voting
FAVOR OF RESOLUTION 10 CANNOT VOTE IN FAVOR
OF RESOLUTIONS 3.1 TO 3.6
10 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Abstain
SHAREHOLDER PROPOSAL: SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS BY
MINORITY SHAREHOLDERS WHO HOLD SHARES WITH
VOTING RIGHTS. JOSE JOAO ABDALLA FILHO,
PRINCIPAL MINORITARY COMMON SHARES.
SHAREHOLDERS THAT VOTE IN FAVOR IN THIS
ITEM CAN NOT VOTE IN FAVOR FOR THE
CANDIDATES APPOINTED BY CONTROLLER
SHAREHOLDERS, COMPANY ADMINISTRATION
11 IN THE EVENT IT IS FOUND THAT NEITHER THE Mgmt Abstain Against
OWNERS OF SHARES WITH VOTING RIGHTS NOR THE
OWNERS OF PREFERRED SHARES WITHOUT VOTING
RIGHTS OR WITH RESTRICTED VOTING RIGHTS
MAKE UP, RESPECTIVELY, THE QUORUM THAT IS
REQUIRED BY ARTICLE 141, I AND II, 4 OF LAW
6,404 OF 1976, DO YOU WANT YOUR VOTE TO BE
GROUPED WITH THE VOTES OF THE PREFERRED
SHARES IN ORDER TO ELECT, TO THE BOARD OF
DIRECTORS, THE CANDIDATE WITH THE HIGHEST
NUMBER OF VOTES AMONG ALL OF THOSE WHO,
BEING LISTED ON THIS PROXY CARD, RAN FOR
SEPARATE ELECTION
--------------------------------------------------------------------------------------------------------------------------
COMPANHIA ENERGETICA DE MINAS GERAIS SA Agenda Number: 710874644
--------------------------------------------------------------------------------------------------------------------------
Security: P2577R102
Meeting Type: AGM
Meeting Date: 03-May-2019
Ticker:
ISIN: BRCMIGACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 EXAMINATION, DISCUSSION AND VOTING ON THE Mgmt For For
MANAGEMENT REPORT, MANAGEMENTS ACCOUNTS AND
COMPANY FINANCIAL STATEMENTS, FOR THE YEAR
ENDED DECEMBER 31, 2018, AS WELL AS
COMPLEMENTARY DOCUMENTS
2 ALLOCATION OF THE NET PROFIT FROM 2018, IN Mgmt For For
THE AMOUNT OF BRL 1,700,099,000, AND OF THE
NEGATIVE BALANCE FROM THE ACCUMULATED
PROFIT OF BRL 114,769,000
3 DEFINITION OF THE FORM AND DATE OF PAYMENT Mgmt For For
OF THE MINIMUM MANDATORY DIVIDENDS, IN THE
AMOUNT OF BRL 867,350,000
4 ESTABLISH THE TOTAL COMPENSATION OF THE Mgmt For For
ADMINISTRATORS AND MEMBERS OF THE FISCAL
COUNCIL AND AUDIT COMMITTEE
CMMT 04 APR 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO POSTPONEMENT OF THE MEETING
DATE FROM 30 APR 2019 TO 05 MAY 2019. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
COMPANHIA ENERGETICA DE MINAS GERAIS SA, BELO HORI Agenda Number: 709680880
--------------------------------------------------------------------------------------------------------------------------
Security: P2577R102
Meeting Type: EGM
Meeting Date: 23-Jul-2018
Ticker:
ISIN: BRCMIGACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1.1 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt For For
COUNCIL, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION. JOSE
AFONSO BICALHO BELTRAO DA SILVA, MAJORITY
PRINCIPAL. HELVECIO MIRANDA MAGALHAES
JUNIOR, MAJORITY SUBSTITUTE
1.2 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt For For
COUNCIL, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION. MARCO
ANTONIO DE REZENDE TEIXEIRA, MAJORITY
PRINCIPAL. FLAVIA CRISTINA MENDONCA FARIA
DA PIEVE, MAJORITY SUBSTITUTE
1.3 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt For For
COUNCIL, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION.
CAMILA NUNES DA CUNHA PEREIRA PAULINO,
MAJORITY PRINCIPAL. WIELAND
SILBERSCHNEIDER, MAJORITY SUBSTITUTE
--------------------------------------------------------------------------------------------------------------------------
CONTINENTAL RESOURCES, INC. Agenda Number: 934966790
--------------------------------------------------------------------------------------------------------------------------
Security: 212015101
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: CLR
ISIN: US2120151012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Harold G. Hamm Mgmt For For
John T. McNabb, II Mgmt For For
2. Ratification of selection of Grant Thornton Mgmt For For
LLP as independent registered public
accounting firm.
3. Approve, by a non-binding vote, the Mgmt For For
compensation of the named executive
officers.
4. Publish long-term assessment of impact of Shr For Against
measures to limit global temperature rise
to two degrees Celsius.
--------------------------------------------------------------------------------------------------------------------------
CORPORACION AMERICA AIRPORTS S.A. Agenda Number: 935011382
--------------------------------------------------------------------------------------------------------------------------
Security: L1995B107
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: CAAP
ISIN: LU1756447840
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Company's annual accounts, Mgmt For For
consolidated financial statements and
management report for the financial year
ended December 31, 2018.
2. Allocation of results for the financial Mgmt For For
year ended December 31, 2018.
3. Discharge (quitus) of the members of the Mgmt For For
board of directors for the exercise of
their mandate for the financial year ended
December 31, 2018.
4. Authorization of the remuneration of the Mgmt For For
members of the board of directors.
5. Confirmation of the appointment of Mr. Mgmt For For
Daniel Marx as a new member of the board of
directors.
6. Appointment of the independent auditor Mgmt For For
(cabinet de revision agree) for the
financial year ending on December 31, 2019.
7. Authorization to the board of directors to Mgmt For For
implement a share repurchase program.
8. Amendment of the convening procedure for Mgmt For For
general meetings of the shareholders to
take into account NYSE convening
requirements.
9. Amendment to the signature power to sign Mgmt For For
extracts or copies of minutes of the
general meetings of shareholders.
10. Amendment of the convening procedure for Mgmt For For
meetings of the board of directors.
11. Amendment of the signature power to sign Mgmt For For
extracts or copies of minutes of meetings
of the board of directors.
12. Amendment of the period during which Mgmt For For
certain documents shall remain available at
the registered office of the Company prior
to general meetings of shareholders.
13. Amendment to the articles of association to Mgmt For For
adjust a clerical inaccuracy and add a
definition of "General Meeting".
--------------------------------------------------------------------------------------------------------------------------
DECKERS OUTDOOR CORPORATION Agenda Number: 934862170
--------------------------------------------------------------------------------------------------------------------------
Security: 243537107
Meeting Type: Annual
Meeting Date: 14-Sep-2018
Ticker: DECK
ISIN: US2435371073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John M. Gibbons Mgmt For For
Nelson C. Chan Mgmt For For
Cynthia (Cindy) L Davis Mgmt For For
Michael F. Devine III Mgmt For For
William L. McComb Mgmt For For
David Powers Mgmt For For
James Quinn Mgmt For For
Lauri M. Shanahan Mgmt For For
Brian A. Spaly Mgmt For For
Bonita C. Stewart Mgmt For For
2. To ratify the selection of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for fiscal year 2019.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our Named
Executive Officers, as disclosed in the
Compensation Discussion and Analysis
section of the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
DESPEGAR.COM, CORP. Agenda Number: 934897072
--------------------------------------------------------------------------------------------------------------------------
Security: G27358103
Meeting Type: Annual
Meeting Date: 29-Nov-2018
Ticker: DESP
ISIN: VGG273581030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Re-Election of Class I Director: Michael Mgmt Against Against
James Doyle II
1.2 Re-Election of Class I Director: Adam Jay Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
FGL HOLDINGS Agenda Number: 934981742
--------------------------------------------------------------------------------------------------------------------------
Security: G3402M102
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: FG
ISIN: KYG3402M1024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class B Director: Christopher Mgmt For For
O. Blunt
1.2 Election of Class B Director: Timothy M. Mgmt For For
Walsh
1.3 Election of Class B Director: Menes O. Chee Mgmt For For
2. Ratification of the appointment of KPMG as Mgmt For For
our independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
FORTINET, INC. Agenda Number: 935025672
--------------------------------------------------------------------------------------------------------------------------
Security: 34959E109
Meeting Type: Annual
Meeting Date: 21-Jun-2019
Ticker: FTNT
ISIN: US34959E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Ken Xie Mgmt For For
1B Election of Director: Ming Hsieh Mgmt For For
1C Election of Director: Gary Locke Mgmt For For
1D Election of Director: Christopher B. Mgmt For For
Paisley
1E Election of Director: Judith Sim Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as Fortinet's independent
registered accounting firm for the fiscal
year ending December 31, 2019.
3. Advisory vote to approve named executive Mgmt For For
officer compensation, as disclosed in the
proxy statement.
4. To approve the Amended and Restated 2009 Mgmt For For
Fortinet, Inc. Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
GL EVENTS Agenda Number: 710783348
--------------------------------------------------------------------------------------------------------------------------
Security: F7440W163
Meeting Type: MIX
Meeting Date: 26-Apr-2019
Ticker:
ISIN: FR0000066672
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT 08 APR 2019: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2019/0320/201903201900672.pd
f AND
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2019/0408/201904081900951.pd
f; PLEASE NOTE THAT THIS IS A REVISION DUE
TO ADDITION OF THE URL LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2018 - APPROVAL OF NON-DEDUCTIBLE
EXPENSES AND COSTS
O.2 DISCHARGE GRANTED TO DIRECTORS Mgmt For For
O.3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2018
O.4 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
AND SETTING OF THE DIVIDEND
O.5 APPROVAL OF THE SERVICE DELIVERY AGREEMENT Mgmt Against Against
CONCLUDED BETWEEN GL EVENTS AND POLYGONE SA
INCLUDED IN THE STATUTORY AUDITORS' SPECIAL
REPORT ON THE REGULATED AGREEMENTS AND
COMMITMENTS
O.6 APPROVAL OF THE OTHER AGREEMENTS INCLUDED Mgmt For For
IN THE STATUTORY AUDITORS' SPECIAL REPORT
O.7 RENEWAL OF THE TERM OF OFFICE OF MRS. FANNY Mgmt For For
PICARD AS DIRECTOR
O.8 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
PHILIPPE MARCEL AS DIRECTOR
O.9 RENEWAL OF THE TERM OF OFFICE OF MR. DANIEL Mgmt For For
HAVIS AS DIRECTOR
O.10 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
OR AWARDED FOR THE PREVIOUS FINANCIAL YEAR
TO MR. OLIVIER GINON, CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
O.11 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
OR AWARDED FOR THE PREVIOUS FINANCIAL YEAR
TO MR. OLIVIER ROUX, VICE-CHAIRMAN AND
DEPUTY CHIEF EXECUTIVE OFFICER
O.12 APPROVAL OF THE FIXED, VARIABLE AND Mgmt Against Against
EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
OR AWARDED FOR THE PREVIOUS FINANCIAL YEAR
TO MR. OLIVIER FERRATON, DEPUTY CHIEF
EXECUTIVE OFFICER WHO IS NOT A DIRECTOR
O.13 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING
THE FIXED, VARIABLE AND EXCEPTIONAL
COMPONENTS MAKING UP THE TOTAL COMPENSATION
AND BENEFITS OF ANY KIND ATTRIBUTABLE TO
THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER
AND VICE-CHAIRMAN AND DEPUTY CHIEF
EXECUTIVE OFFICER
O.14 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt Against Against
DETERMINING, DISTRIBUTING AND ALLOCATING
THE FIXED, VARIABLE AND EXCEPTIONAL
COMPONENTS MAKING UP THE TOTAL COMPENSATION
AND BENEFITS OF ANY KIND ATTRIBUTABLE TO
THE DEPUTY CHIEF EXECUTIVE OFFICER WHO IS
NOT A DIRECTOR
O.15 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO ALLOW THE COMPANY TO
REPURCHASE ITS OWN SHARES UNDER THE
PROVISIONS OF ARTICLE L. 225-209 OF THE
FRENCH COMMERCIAL CODE
E.16 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO CANCEL THE SHARES REPURCHASED
BY THE COMPANY UNDER THE PROVISIONS OF
ARTICLE L. 225-209 OF THE FRENCH COMMERCIAL
CODE
E.17 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO ISSUE COMMON
SHARES GRANTING ACCESS, WHERE APPLICABLE,
TO COMMON SHARES OR TO THE ALLOCATION OF
DEBT SECURITIES, AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO COMMON SHARES
WITH RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
E.18 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
INCREASE THE NUMBER OF SECURITIES TO BE
ISSUED IN THE EVENT OF A CAPITAL INCREASE
WITH RETENTION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT
E.19 DELEGATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE CAPITAL BY
ISSUING COMMON SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL,
WITHIN THE LIMIT OF 10% OF THE CAPITAL IN
ORDER TO REMUNERATE CONTRIBUTIONS IN KIND
OF EQUITY SECURITIES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
E.20 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Against Against
THE BOARD OF DIRECTORS TO INCREASE THE
CAPITAL BY ISSUING COMMON SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT FOR THE
BENEFIT OF MEMBERS OF A COMPANY SAVINGS
PLAN PURSUANT TO ARTICLES L. 3332-18 AND
FOLLOWING OF THE FRENCH LABOUR CODE
E.21 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt Against Against
DIRECTORS TO ALLOT FREE EXISTING SHARES
AND/OR SHARES TO BE ISSUED TO SALARIED
EMPLOYEES AND/OR CERTAIN CORPORATE OFFICERS
OF THE COMPANY OR RELATED COMPANIES OR
ECONOMIC INTEREST GROUPS
E.22 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GRUPO CLARIN SA Agenda Number: 710931204
--------------------------------------------------------------------------------------------------------------------------
Security: 40052A407
Meeting Type: AGM
Meeting Date: 30-Apr-2019
Ticker:
ISIN: US40052A4076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 08 MAY 2019 AT 15:00 HRS.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU
1 APPOINTMENT OF TWO (2) SHAREHOLDERS TO SIGN Mgmt For For
THE MEETING MINUTES
2 CONSIDERATION OF THE DOCUMENTS SET FORTH Mgmt For For
UNDER SECTION 234, SUBSECTION 1 OF LAW NO
19,550 AND RELATED LAWS, CORRESPONDING TO
ECONOMIC YEAR NO. 20, ENDED 31 DECEMBER
2018
3 CONSIDERATION OF THE PERFORMANCE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
4 CONSIDERATION OF THE COMPENSATION OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS (PS.
35,403,930 ALLOCATED AMOUNT) FOR THE
ECONOMIC YEAR ENDED 31 DECEMBER 2018, WHICH
YIELDED A COMPUTABLE LOSS, AS DEFINED IN
THE RULES OF THE ARGENTINE SECURITIES
COMMISSION
5 AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt Abstain Against
PAY ADVANCES ON COMPENSATION FOR ECONOMIC
YEAR 2019, SUBJECT TO THE DECISION OF THE
SHAREHOLDERS AT THE NEXT SHAREHOLDERS'
MEETING AT WHICH COMPENSATION OF THE
MEMBERS OF THE BOARD OF DIRECTORS IS
CONSIDERED
6 CONSIDERATION OF THE PERFORMANCE OF MEMBERS Mgmt For For
OF THE SUPERVISORY COMMITTEE
7 CONSIDERATION OF THE COMPENSATION OF THE Mgmt Abstain Against
MEMBERS OF THE SUPERVISORY COMMITTEE FOR
THE ECONOMIC YEAR ENDED 31 DECEMBER 2018.
AUTHORISATION TO THE BOARD OF DIRECTORS TO
PAY ADVANCES ON COMPENSATION FOR ECONOMIC
YEAR 2019, SUBJECT TO THE DECISION OF THE
SHAREHOLDERS AT THE NEXT SHAREHOLDERS'
MEETING AT WHICH COMPENSATION OF THE
MEMBERS OF THE SUPERVISORY COMMITTEE IS
CONSIDERED
8 CONSIDERATION OF THE APPLICATION OF THE Mgmt For For
COMPANY'S RETAINED EARNINGS AS OF 31
DECEMBER 2018, WHICH YIELDED A NEGATIVE
RESULT OF PS. 6,619,920,208. THE BOARD OF
DIRECTORS PROPOSES [THAT THE COMPANY]
ABSORB THE NEGATIVE RETAINED EARNINGS
PURSUANT TO ARTICLE 11, CHAPTER III, TITLE
IV OF THE RULES OF THE ARGENTINE SECURITIES
COMMISSION (AS RESTATED IN 2013), AS
FOLLOWS: I) BY COMPLETELY DISAFFECTING THE
OPTIONAL RESERVE FOR FUTURE DIVIDENDS, FOR
PS. 2,270,048,609; II) COMPLETELY
DISAFFECTING THE OPTIONAL RESERVE DUE TO
ILLIQUID RESULTS, FOR PS. 1,216,090,908;
III) COMPLETELY DISAFFECTING THE OPTIONAL
RESERVE FOR THE FINANCIAL ASSISTANCE TO
SUBSIDIARIES AND MEDIA LAW, FOR PS.
851,718,153; IV) COMPLETELY DISAFFECTING
THE OPTIONAL RESERVE TO GUARANTEE THE
LIQUIDITY OF THE COMPANY AND ITS
SUBSIDIARIES, FOR PS. 940,230,491; V)
COMPLETELY DISAFFECTING THE LEGAL RESERVE,
FOR PS. 81,771,859 AND, VI) PARTIALLY
DISAFFECTING THE ISSUANCE PREMIUM FOR PS.
1,260,060,188
9 APPOINTMENT OF THE MEMBERS AND ALTERNATE Mgmt Abstain Against
MEMBERS OF THE BOARD OF DIRECTORS
10 APPOINTMENT OF THE MEMBERS AND ALTERNATE Mgmt Abstain Against
MEMBERS OF THE SUPERVISORY COMMITTEE
11 APPROVAL OF THE ANNUAL BUDGET OF THE AUDIT Mgmt For For
COMMITTEE
12 CONSIDERATION OF THE FEES OF THE EXTERNAL Mgmt Abstain Against
AUDITOR FOR THE ECONOMIC YEAR ENDED 31
DECEMBER 2018
13 APPOINTMENT OF THE COMPANY'S EXTERNAL Mgmt For For
AUDITOR: APPOINTMENT OF CARLOS ALBERTO PACE
AND ALEJANDRO JAVIER ROSA, BOTH MEMBERS OF
PRICE WATERHOUSE & CO. S.R.L (PWC) AS
EXTERNAL AUDITOR AND ALTERNATE EXTERNAL
AUDITOR OF THE COMPANY FOR THE ECONOMIC
YEAR ENDED 31 DECEMBER 2019
--------------------------------------------------------------------------------------------------------------------------
GRUPO SUPERVIELLE SA Agenda Number: 934967792
--------------------------------------------------------------------------------------------------------------------------
Security: 40054A108
Meeting Type: Annual
Meeting Date: 26-Apr-2019
Ticker: SUPV
ISIN: US40054A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Appointment of two shareholders to sign the Mgmt For For
Minutes of the Shareholders' Meeting.
2. Consideration of the documentation required Mgmt For For
by section 234, subsection 1 of the Law No.
19,550, for the fiscal year ended December
31, 2018.
3. Consideration of the performance of the Mgmt For For
Board of Directors during the fiscal year
ended December 31, 2018.
4. Consideration of the performance of the Mgmt For For
Supervisory Committee during the fiscal
year ended December 31, 2018.
5. Consideration of the remuneration to the Mgmt For For
Board of Directors for the fiscal year
ended December 31, 2018.
6. Consideration of the remuneration to the Mgmt For For
Supervisory Committee for the fiscal year
ended December 31, 2018.
7. Determination of the number of Regular and Mgmt For For
Alternate Directors and, where appropriate,
election thereof until the number fixed by
the Shareholders' Meeting is completed.
8. Appointment of members of the Supervisory Mgmt For For
Committee.
9. Consideration of the Results of the fiscal Mgmt For For
year ended December 31, 2018. Constitution
of a voluntary reserve. Distribution of
dividends within the term established in
the applicable regulations. Delegation to
the Board of Directors of the effective
date of making the dividends available to
the shareholders.
10. Remuneration of the Certifying Accountant Mgmt For For
of the financial statements for the fiscal
year ended December 31, 2018.
11. Appointment of Regular and Alternate Mgmt For For
Certifying Accountants of the financial
statements for the fiscal year to end
December 31, 2019.
12. Allocation of the budget to the Audit Mgmt For For
Committee in the terms of section 110 of
the Capital Markets Law No. 26,831, to
obtain legal advice and advice from other
independent professional and hire their
services.
13. Authorizations. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HERON THERAPEUTICS, INC. Agenda Number: 935021232
--------------------------------------------------------------------------------------------------------------------------
Security: 427746102
Meeting Type: Annual
Meeting Date: 18-Jun-2019
Ticker: HRTX
ISIN: US4277461020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Kevin Tang Mgmt For For
1B Election of Director: Barry Quart, Pharm.D. Mgmt For For
1C Election of Director: Craig Johnson Mgmt For For
1D Election of Director: John Poyhonen Mgmt For For
1E Election of Director: Christian Waage Mgmt For For
2. To ratify the appointment of OUM & Co. LLP Mgmt For For
as the Company's independent registered
public accounting firm for the year ending
December 31, 2019.
3. To approve, on an advisory basis, Mgmt Against Against
compensation paid to the Company's Named
Executive Officers during the year ended
December 31, 2018.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes to
approve compensation paid to the Company's
Named Executive Officers.
5. To amend the Company's 2007 Amended and Mgmt Against Against
Restated Equity Incentive Plan to increase
the number of shares of common stock
authorized for issuance thereunder from
18,800,000 to 25,800,000.
6. To amend the Company's 1997 Employee Stock Mgmt For For
Purchase Plan, as amended to increase the
number of shares of common stock authorized
for issuance thereunder from 475,000 to
775,000.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENCE REALTY TRUST, INC. Agenda Number: 934969556
--------------------------------------------------------------------------------------------------------------------------
Security: 45378A106
Meeting Type: Annual
Meeting Date: 14-May-2019
Ticker: IRT
ISIN: US45378A1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Scott F. Schaeffer Mgmt For For
1b. Election of Director: William C. Dunkelberg Mgmt For For
1c. Election of Director: Richard D. Gebert Mgmt For For
1d. Election of Director: Melinda H. McClure Mgmt For For
1e. Election of Director: Mack D. Pridgen III Mgmt For For
1f. Election of Director: Richard H. Ross Mgmt For For
1g. Election of Director: DeForest B. Soaries, Mgmt For For
Jr.
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2019 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
IRSA PROPIEDADES COMERCIALES S A Agenda Number: 934886295
--------------------------------------------------------------------------------------------------------------------------
Security: 463588103
Meeting Type: Special
Meeting Date: 29-Oct-2018
Ticker: IRCP
ISIN: US4635881034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) APPOINTMENT OF TWO SHAREHOLDERS TO SIGN THE Mgmt For For
MEETINGS' MINUTES.
2) CONSIDERATION OF DOCUMENTS CONTEMPLATED IN Mgmt Abstain Against
PARAGRAPH 1, SECTION 234, LAW No. 19,550
FOR THE FISCAL YEAR ENDED JUNE 30, 2018.
3) CONSIDERATION OF ALLOCATION OF NET INCOME Mgmt For For
FOR THE FISCAL YEAR ENDED JUNE 30, 2018 FOR
$15,099,937,650. DISTRIBUTION OF A CASH
DIVIDEND FOR UP TO $545,000,000.
4) CONSIDERATION OF ALLOCATION OF RETAINED Mgmt For For
EARNINGS FOR $15,478,896,227
5) CONSIDERATION OF BOARD OF DIRECTORS' Mgmt For For
PERFORMANCE FOR THE FISCAL YEAR ENDED JUNE
30, 2018.
6) CONSIDERATION OF SUPERVISORY COMMITTEE'S Mgmt For For
PERFORMANCE FOR THE FISCAL YEAR ENDED JUNE
30, 2018.
7) CONSIDERATION OF COMPENSATION FOR Mgmt For For
$156,652,008 PAYABLE TO THE BOARD OF
DIRECTORS FOR THE FISCAL YEAR ENDED JUNE
30, 2018
8) CONSIDERATION OF COMPENSATION FOR $900,000 Mgmt For For
PAYABLE TO THE SUPERVISORY COMMITTEE FOR
THE FISCAL YEAR ENDED JUNE 30, 2018.
9) CONSIDERATION OF APPOINTMENT OF REGULAR AND Mgmt For For
ALTERNATE DIRECTORS FOR A TERM OF THREE
FISCAL YEARS DUE TO EXPIRATION OF TERM.
10) APPOINTMENT OF REGULAR AND ALTERNATE Mgmt Abstain Against
MEMBERS OF THE SUPERVISORY COMMITTEE FOR A
TERM OF ONE FISCAL YEAR.
11) APPOINTMENT OF CERTIFYING ACCOUNTANT FOR Mgmt For For
THE NEXT FISCAL YEAR.
12) APPROVAL OF COMPENSATION FOR $15,320,990 Mgmt Abstain Against
PAYABLE TO CERTIFYING ACCOUNTANT FOR THE
FISCAL YEAR ENDED JUNE 30, 2018.
13) AMENDMENT TO THE COMPANY'S BYLAWS TO COMPLY Mgmt Abstain Against
WITH NEW STATUTORY PROVISIONS. ANALYSIS OF
AMENDMENT.
14) CONSIDERATION OF CREATION OF A NEW GLOBAL Mgmt For For
NOTE PROGRAM FOR THE ISSUANCE OF SIMPLE,
NON-CONVERTIBLE NOTES, SECURED OR UNSECURED
OR GUARANTEED BY THIRD PARTIES, FOR A
MAXIMUM OUTSTANDING AMOUNT OF UP TO US
$600,000,000 (SIX HUNDRED MILLION U.S.
DOLLARS) (OR ITS EQUIVALENT IN OTHER
CURRENCIES), PURSUANT TO THE PROVISIONS OF
NEGOTIABLE OBLIGATIONS LAW NO. 23,576, AS
AMENDED AND SUPPLEMENTED (THE "PROGRAM"),
DUE TO FORTHCOMING EXPIRATION OF THE
CURRENT PROGRAM AND AS A POTENTIAL
LIABILITY MANAGEMENT TRANSACTION AND/OR TO
ATTRACT NEW FINANCIAL RESOURCES
15) CONSIDERATION OF (I) DELEGATION TO THE Mgmt For For
BOARD OF DIRECTORS OF THE BROADEST POWERS
TO DETERMINE ALL THE PROGRAM'S TERMS AND
CONDITIONS NOT EXPRESSLY APPROVED BY THE
SHAREHOLDERS' MEETING AS WELL AS THE TIME,
AMOUNT, TERM, PLACEMENT METHOD AND FURTHER
TERMS AND CONDITIONS OF THE VARIOUS SERIES
AND/OR TRANCHES OF NOTES ISSUED THEREUNDER;
(II) AUTHORIZATION FOR THE BOARD OF
DIRECTORS TO (A) APPROVE, EXECUTE, GRANT
AND/OR DELIVER ANY AGREEMENT, CONTRACT,
DOCUMENT, INSTRUMENT AND/OR SECURITY ..DUE
TO SPACE LIMITS, SEE PROXY MATERIAL FOR
FULL PROPOSAL
16) AUTHORIZATIONS FOR CARRYING OUT Mgmt For For
REGISTRATION PROCEEDINGS RELATING TO THIS
SHAREHOLDERS' MEETING BEFORE THE ARGENTINE
SECURITIES COMMISSION AND THE ARGENTINE
SUPERINTENDENCY OF CORPORATIONS.
--------------------------------------------------------------------------------------------------------------------------
JERNIGAN CAPITAL, INC. Agenda Number: 934951496
--------------------------------------------------------------------------------------------------------------------------
Security: 476405105
Meeting Type: Annual
Meeting Date: 01-May-2019
Ticker: JCAP
ISIN: US4764051052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dean Jernigan Mgmt For For
Randall L. Churchey Mgmt For For
Mark O. Decker Mgmt For For
John A. Good Mgmt For For
Rebecca Owen Mgmt For For
Howard A. Silver Mgmt For For
Dr. Harry J. Thie Mgmt For For
2. To approve the Second Amended and Restated Mgmt For For
Jernigan Capital, Inc. 2015 Equity
Incentive Plan to increase the number of
shares reserved for issuance thereunder by
380,000 shares.
3. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
K12 INC. Agenda Number: 934892236
--------------------------------------------------------------------------------------------------------------------------
Security: 48273U102
Meeting Type: Annual
Meeting Date: 14-Dec-2018
Ticker: LRN
ISIN: US48273U1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Aida M. Alvarez Mgmt For For
Craig R. Barrett Mgmt For For
Guillermo Bron Mgmt For For
Nathaniel A. Davis Mgmt For For
John M. Engler Mgmt For For
Steven B. Fink Mgmt For For
Robert E. Knowling, Jr. Mgmt For For
Liza McFadden Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
3. RATIFICATION OF THE APPOINTMENT OF BDO USA, Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2019
--------------------------------------------------------------------------------------------------------------------------
LENNAR CORPORATION Agenda Number: 934931292
--------------------------------------------------------------------------------------------------------------------------
Security: 526057302
Meeting Type: Annual
Meeting Date: 10-Apr-2019
Ticker: LENB
ISIN: US5260573028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rick Beckwitt Mgmt For For
Irving Bolotin Mgmt For For
Steven L. Gerard Mgmt For For
Tig Gilliam Mgmt For For
Sherrill W. Hudson Mgmt For For
Jonathan M. Jaffe Mgmt For For
Sidney Lapidus Mgmt For For
Teri P. McClure Mgmt For For
Stuart Miller Mgmt For For
Armando Olivera Mgmt For For
Jeffrey Sonnenfeld Mgmt For For
Scott Stowell Mgmt For For
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
November 30, 2019.
3. Approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
4. Vote on a stockholder proposal regarding Shr For Against
having directors elected by a majority of
the votes cast in uncontested elections.
--------------------------------------------------------------------------------------------------------------------------
LOCALIZA RENT A CAR SA Agenda Number: 710923221
--------------------------------------------------------------------------------------------------------------------------
Security: P6330Z111
Meeting Type: AGM
Meeting Date: 29-Apr-2019
Ticker:
ISIN: BRRENTACNOR4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 TO ACKNOWLEDGE THE MANAGEMENTS ACCOUNTS AND Mgmt For For
TO APPROVE THE MANAGEMENT REPORT AND THE
COMPANYS FINANCIAL STATEMENTS FOR THE YEAR
ENDED DECEMBER 31, 2018
2 TO APPROVE THE MANAGEMENTS PROPOSAL FOR THE Mgmt For For
NET INCOME ALLOCATION FOR THE YEAR ENDED
DECEMBER 31, 2018 AND DIVIDEND DISTRIBUTION
3 DO YOU WISH TO REQUEST THE ADOPTION OF THE Mgmt Abstain Against
CUMULATIVE VOTING PROCESS FOR THE ELECTION
OF THE BOARD OF DIRECTORS, UNDER THE TERMS
OF ARTICLE 141 OF LAW 6,404 OF 1976
4 TO SET THE NUMBER OF MEMBERS OF THE BOARD Mgmt For For
OF DIRECTORS TO 7 MEMBERS, OR IN 8 MEMBERS,
IN THE CASE OF A REQUEST FOR A CUMULATIVE
VOTING OR SEPARATE ELECTION PROCESS
5.1 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION. OSCAR
DE PAULA BERNARDES NETO, INDEPENDENT
CHAIRMAN
5.2 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION. JOSE
GALLO, INDEPENDENT VICE CHAIRMAN
5.3 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION.
EUGENIO PACELLI MATTAR, NOT INDEPENDENT
5.4 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION. MARIA
LETICIA DE FREITAS COSTA, INDEPENDENT
5.5 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION. PAULO
ANTUNES VERAS, INDEPENDENT
5.6 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION. PEDRO
DE GODOY BUENO, INDEPENDENT
5.7 APPOINTMENT OF CANDIDATES TO THE BOARD OF Mgmt For For
DIRECTORS, THE SHAREHOLDER MAY APPOINT AS
MANY CANDIDATES AS THE NUMBER OF VACANCIES
TO BE FILLED AT THE GENERAL ELECTION.
ROBERTO ANTONIO MENDES, NOT INDEPENDENT
CMMT PLEASE NOTE THAT FOR THE PROPOSAL 6 Non-Voting
REGARDING THE ADOPTION OF CUMULATIVE
VOTING, PLEASE BE ADVISED THAT YOU CAN ONLY
VOTE FOR OR ABSTAIN. AN AGAINST VOTE ON
THIS PROPOSAL REQUIRES PERCENTAGES TO BE
ALLOCATED AMONGST THE DIRECTORS IN PROPOSAL
7.1 TO 7.7 IN THIS CASE PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE IN ORDER TO
ALLOCATE PERCENTAGES AMONGST THE DIRECTORS
6 IN THE EVENT OF THE ADOPTION OF THE Mgmt Abstain Against
CUMULATIVE VOTING PROCESS, SHOULD THE VOTES
CORRESPONDING TO YOUR SHARES BE DISTRIBUTED
IN EQUAL PERCENTAGES ACROSS THE MEMBERS OF
THE SLATE THAT YOU HAVE CHOSEN PLEASE NOTE
THAT IF INVESTOR CHOOSES FOR, THE
PERCENTAGES DO NOT NEED TO BE PROVIDED, IF
INVESTOR CHOOSES AGAINST, IT IS MANDATORY
TO INFORM THE PERCENTAGES ACCORDING TO
WHICH THE VOTES SHOULD BE DISTRIBUTED,
OTHERWISE THE ENTIRE VOTE WILL BE REJECTED
DUE TO LACK OF INFORMATION, IF INVESTOR
CHOOSES ABSTAIN, THE PERCENTAGES DO NOT
NEED TO BE PROVIDED, HOWEVER IN CASE
CUMULATIVE VOTING IS ADOPTED THE INVESTOR
WILL NOT PARTICIPATE ON THIS MATTER OF THE
MEETING
7.1 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. OSCAR DE PAULA BERNARDES
NETO, INDEPENDENT CHAIRMAN
7.2 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. JOSE GALLO, INDEPENDENT
VICE CHAIRMAN
7.3 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. EUGENIO PACELLI MATTAR,
NOT INDEPENDENT
7.4 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. MARIA LETICIA DE FREITAS
COSTA, INDEPENDENT
7.5 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. PAULO ANTUNES VERAS,
INDEPENDENT
7.6 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. PEDRO DE GODOY BUENO,
INDEPENDENT
7.7 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED
IN IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION. ROBERTO ANTONIO MENDES,
NOT INDEPENDENT
8 DO YOU WISH TO REQUEST THE SEPARATE Mgmt Abstain Against
ELECTION OF A MEMBER OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141,
4, I OF LAW 6,404 OF 1976
9 TO APPROVE THE AMOUNT OF THE AGGREGATE Mgmt For For
COMPENSATION OF THE MANAGEMENT, WITH
AUTHORIZATION FOR THE PAYMENT OF THE
COMPENSATION TO THE MANAGEMENT FOR THE
PERIOD FROM JANUARY THROUGH APRIL 2020, ON
THE SAME BASES AS ARE ESTIMATED TO BE PAID
DURING THE 2019 FISCAL YEAR, LIMITED TO A
MAXIMUM OF ONE THIRD OF THIS AGGREGATE
COMPENSATION, FOR THE MENTIONED PERIOD
10 DO YOU WISH TO REQUEST THE INSTATEMENT OF Mgmt Abstain Against
THE FISCAL COUNCIL, UNDER THE TERMS OF
ARTICLE 161 OF LAW 6,404 OF 1976
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 207261 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
CMMT 10 APR 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 5.4. IF YOU HAVE ALREADY SENT IN
YOUR VOTES FOR MID: 214511 PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
LOCALIZA RENT A CAR SA Agenda Number: 710923219
--------------------------------------------------------------------------------------------------------------------------
Security: P6330Z111
Meeting Type: EGM
Meeting Date: 29-Apr-2019
Ticker:
ISIN: BRRENTACNOR4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 TO AMEND THE CORPORATE BYLAWS, ADAPTING IT Mgmt For For
TO THE NEW RULES OF THE NOVO MERCADO
REGULATION OF B3 S.A. BRASIL, BOLSA, BALCAO
AND TO IMPLEMENT IMPROVEMENTS PROPOSED BY
THE ADMINISTRATIONS
2 TO APPROVE THE PROPOSAL TO CONSOLIDATE THE Mgmt For For
CHANGES OF THE PREVIOUS ITEM IN THE
CORPORATE BYLAWS OF THE COMPANY
3 DO YOU WISH TO REQUEST THE INSTATEMENT OF Mgmt Abstain Against
THE FISCAL COUNCIL, UNDER THE TERMS OF
ARTICLE 161 OF LAW 6,404 OF 1976
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 208818 DUE TO DELETION OF
RESOLUTION 4. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
LORAL SPACE & COMMUNICATIONS INC. Agenda Number: 934996375
--------------------------------------------------------------------------------------------------------------------------
Security: 543881106
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: LORL
ISIN: US5438811060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Arthur L. Simon Mgmt For For
John P. Stenbit Mgmt For For
2. Acting upon a proposal to ratify the Mgmt For For
appointment of Deloitte & Touche LLP as the
Company's independent registered public
accounting firm for the year ending
December 31, 2019.
3. Acting upon a proposal to approve, on a Mgmt For For
non-binding, advisory basis, compensation
of the Company's named executive officers
as described in the Company's Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
MEDLEY CAPITAL CORPORATION Agenda Number: 935032312
--------------------------------------------------------------------------------------------------------------------------
Security: 58503F106
Meeting Type: Annual
Meeting Date: 04-Jun-2019
Ticker: MCC
ISIN: US58503F1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen A. Mongillo Mgmt For *
Mark T. Goglia Mgmt For *
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For *
LLP TO SERVE AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING SEPTEMBER 30, 2019.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 934884544
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2018
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: William H. Gates lll Mgmt For For
1b. Election of Director: Reid G. Hoffman Mgmt For For
1c. Election of Director: Hugh F. Johnston Mgmt For For
1d. Election of Director: Teri L. List-Stoll Mgmt For For
1e. Election of Director: Satya Nadella Mgmt For For
1f. Election of Director: Charles H. Noski Mgmt For For
1g. Election of Director: Helmut Panke Mgmt For For
1h. Election of Director: Sandra E. Peterson Mgmt For For
1i. Election of Director: Penny S. Pritzker Mgmt For For
1j. Election of Director: Charles W. Scharf Mgmt For For
1k. Election of Director: Arne M. Sorenson Mgmt For For
1l. Election of Director: John W. Stanton Mgmt For For
1m. Election of Director: John W. Thompson Mgmt For For
1n. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2019
--------------------------------------------------------------------------------------------------------------------------
MINERVA NEUROSCIENCES, INC. Agenda Number: 934991236
--------------------------------------------------------------------------------------------------------------------------
Security: 603380106
Meeting Type: Annual
Meeting Date: 31-May-2019
Ticker: NERV
ISIN: US6033801068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dr. Remy Luthringer Mgmt For For
Dr. Fouzia L. Thode Mgmt For For
Jeryl Hilleman Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
MOLINA HEALTHCARE, INC. Agenda Number: 934945936
--------------------------------------------------------------------------------------------------------------------------
Security: 60855R100
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: MOH
ISIN: US60855R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Barbara L. Mgmt For For
Brasier
1B. Election of Class II Director: Steven J. Mgmt For For
Orlando
1C. Election of Class II Director: Richard C. Mgmt Against Against
Zoretic
2. To consider and approve, on a non-binding, Mgmt For For
advisory basis, the compensation of our
named executive officers.
3. To adopt amendments to the Company's Mgmt For For
Certificate of Incorporation, as amended,
to phase out and eliminate the classified
Board of Directors to provide for the
annual election of all directors.
4. To approve the Molina Healthcare, Inc. 2019 Mgmt For For
Equity Incentive Plan.
5. To approve the Molina Healthcare, Inc. 2019 Mgmt For For
Employee Stock Purchase Plan.
6. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
NETSHOES (CAYMAN) LIMITED Agenda Number: 934887918
--------------------------------------------------------------------------------------------------------------------------
Security: G6455X107
Meeting Type: Annual
Meeting Date: 28-Nov-2018
Ticker: NETS
ISIN: KYG6455X1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of class I Director: Marcio Mgmt For For
Kumruian
1B. Election of class I Director: Pedro Reiss Mgmt For For
2. Proposal to adopt the Company's audited Mgmt For For
consolidated financial statements for the
year ended December 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
NEW JERSEY RESOURCES CORPORATION Agenda Number: 934911808
--------------------------------------------------------------------------------------------------------------------------
Security: 646025106
Meeting Type: Annual
Meeting Date: 23-Jan-2019
Ticker: NJR
ISIN: US6460251068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen D. Westhoven Mgmt For For
Maureen A. Borkowski Mgmt For For
Laurence M. Downes Mgmt For For
Robert B. Evans Mgmt For For
Thomas C. O'Connor Mgmt For For
2. To approve a non-binding advisory Mgmt For For
resolution approving the compensation of
our named executive officers.
3. To ratify the appointment by the Audit Mgmt For For
Committee of Deloitte & Touche LLP as our
independent registered public accounting
firm for the fiscal year ending September
30, 2019.
--------------------------------------------------------------------------------------------------------------------------
NEXPOINT FUNDS Agenda Number: 935019249
--------------------------------------------------------------------------------------------------------------------------
Security: 65340G205
Meeting Type: Annual
Meeting Date: 14-Jun-2019
Ticker: NHF
ISIN: US65340G2057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ethan Powell Mgmt For For
Bryan A.Ward Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NEXPOINT RESIDENTIAL TRUST, INC. Agenda Number: 934995878
--------------------------------------------------------------------------------------------------------------------------
Security: 65341D102
Meeting Type: Annual
Meeting Date: 14-May-2019
Ticker: NXRT
ISIN: US65341D1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James Dondero Mgmt For For
Brian Mitts Mgmt For For
Edward Constantino Mgmt For For
Scott Kavanaugh Mgmt For For
Arthur Laffer Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
NEXTDECADE CORPORATION Agenda Number: 934876511
--------------------------------------------------------------------------------------------------------------------------
Security: 65342K105
Meeting Type: Special
Meeting Date: 25-Sep-2018
Ticker: NEXT
ISIN: US65342K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of $29.055 million Mgmt For For
of Series B Convertible Preferred Stock
pursuant to the Series B Convertible
Preferred Stock Purchase Agreement.
2. To authorize the Company to issue up to Mgmt For For
approximately an additional $20.945 million
of Series B Convertible Preferred Stock on
the same or more favorable terms to the
Company as the Series B Convertible
Preferred Stock issued pursuant to the
Series B Convertible Preferred Stock
Purchase Agreement.
3. To authorize the Company to grant each Mgmt For For
holder of Series A Convertible Preferred
Stock the right to purchase its pro rata
share (with respect to such stockholder's
proportion of outstanding Series A
Convertible Preferred Stock and Series B
Convertible Preferred Stock) of any future
issuance of Series C Convertible Preferred
Stock.
--------------------------------------------------------------------------------------------------------------------------
NRG ENERGY, INC. Agenda Number: 934943223
--------------------------------------------------------------------------------------------------------------------------
Security: 629377508
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: NRG
ISIN: US6293775085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: E. Spencer Abraham Mgmt For For
1b. Election of Director: Matthew Carter, Jr. Mgmt For For
1c. Election of Director: Lawrence S. Coben Mgmt For For
1d. Election of Director: Heather Cox Mgmt For For
1e. Election of Director: Terry G. Dallas Mgmt For For
1f. Election of Director: Mauricio Gutierrez Mgmt For For
1g. Election of Director: William E. Hantke Mgmt For For
1h. Election of Director: Paul W. Hobby Mgmt For For
1i. Election of Director: Anne C. Schaumburg Mgmt For For
1j. Election of Director: Thomas H. Weidemeyer Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for fiscal year 2019.
4. To vote on a stockholder proposal regarding Shr Against For
disclosure of political expenditures, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
OCEAN RIG UDW INC Agenda Number: 934891412
--------------------------------------------------------------------------------------------------------------------------
Security: G66964118
Meeting Type: Special
Meeting Date: 29-Nov-2018
Ticker: ORIG
ISIN: KYG669641188
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of a special resolution pursuant Mgmt Abstain Against
to the Cayman Islands Companies Law (2018
Revision) of the laws of the Cayman Islands
and the Second Amended and Restated
Memorandum and Articles of Association (the
"Articles") of Ocean Rig UDW Inc. ("Ocean
rig") to approve the merger agreement,
dated as of September 3, 2018 (the "Merger
Agreement"), by and among Ocean Rig,
Transocean Ltd. ("Transocean"), Transocean
Oceanus Holdings Limited, and Transocean
Oceanus Limited ("Merger Sub"), and the
transactions contemplated thereby.
2. Approval of adjournments of the Ocean Rig Mgmt Abstain Against
Extraordinary General Meeting, if
necessary, to permit further solicitation
of proxies if there are not sufficient
votes at the time of the meeting to approve
the Merger Agreement.
1a. Election to be a Drag-Along Seller (as Mgmt Abstain
defined in the Articles) and to authorize
the officers of Transocean to take all such
actions to effect the transactions
contemplated by the Merger Agreement as a
Drag-Along Sale (as defined in the
Articles) in accordance with Article 6.2.2
of the Articles, to the extent permitted
thereunder and Transocean determines it is
advisable to pursue a Drag-Along Sale,
provided that in all cases the Merger
Agreement has not been terminated in
accordance with its terms.
--------------------------------------------------------------------------------------------------------------------------
PAMPA ENERGIA S.A. Agenda Number: 934877690
--------------------------------------------------------------------------------------------------------------------------
Security: 697660207
Meeting Type: Special
Meeting Date: 02-Oct-2018
Ticker: PAM
ISIN: US6976602077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Appointment of two shareholders to approve Mgmt For For
and sign the Minutes of the Meeting.
2. Consideration of the capital reduction and Mgmt For For
cancellation of up to 202,885,800
book-entry, ordinary shares, of a nominal
value of AR$ 1 each and carrying one vote
per share that the Company holds.
3. Authorizations to be granted for the Mgmt For For
performance of proceedings and filing of
documents as necessary to obtain the
relevant registrations.
--------------------------------------------------------------------------------------------------------------------------
PAMPA ENERGIA S.A. Agenda Number: 709934601
--------------------------------------------------------------------------------------------------------------------------
Security: 697660207
Meeting Type: EGM
Meeting Date: 02-Oct-2018
Ticker:
ISIN: US6976602077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPOINTMENT OF TWO SHAREHOLDERS TO APPROVE Mgmt For For
AND SIGN THE MINUTES OF THE MEETING
2 CONSIDERATION OF THE CAPITAL REDUCTION AND Mgmt For For
CANCELLATION OF UP TO 202,885,800
BOOK-ENTRY, ORDINARY SHARES, OF A NOMINAL
VALUE OF ARS 1 EACH AND CARRYING ONE VOTE
PER SHARE THAT THE COMPANY HOLDS
3 AUTHORIZATIONS TO BE GRANTED FOR THE Mgmt For For
PERFORMANCE OF PROCEEDINGS AND FILING OF
DOCUMENTS AS NECESSARY TO OBTAIN THE
RELEVANT REGISTRATIONS
--------------------------------------------------------------------------------------------------------------------------
PAMPA ENERGIA S.A. Agenda Number: 934984697
--------------------------------------------------------------------------------------------------------------------------
Security: 697660207
Meeting Type: Annual
Meeting Date: 29-Apr-2019
Ticker: PAM
ISIN: US6976602077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) Appointment of shareholders to approve and Mgmt For For
sign the minutes of the Shareholders'
Meeting.
2) Consideration of the Company's Balance Mgmt For For
Sheet, Statement of Comprehensive Income,
Statement of Changes in Shareholders'
Equity, Statement of Cash Flows, Notes,
Independent Auditor's Report, Supervisory
Committee's Report, Annual Report and
Report on Compliance with the Corporate
Governance Code, Management's Discussion
and Analysis required by the regulations of
the Argentine Securities Commission, and
the additional information required by
applicable rules, all for the fiscal year
ended December 31, 2018.
3) Consideration of the results for the year Mgmt For For
and allocation thereof (upon dealing with
this item, the meeting will qualify as an
Extraordinary Shareholders' Meeting).
4) Consideration of the Supervisory Mgmt For For
Committee's performance and their fees for
the fiscal year ended December 31, 2018.
5) Consideration of the performance of and Mgmt For For
fees payable to the members of the
Supervisory Committee of Petrobras
Argentina S.A., Petrolera Pampa S.A.,
Central Termica Guemes S.A. and Central
Termica Loma de la Lata S.A. (as successor
of Electricidad Argentina S.A.), companies
merged into Pampa Energia S.A., for the
period from November 2016 to (and
including) April 2018 with respect to
Petrobras Argentina S.A., for the period
from October 2017 to (and including) July
2018 ...(due to space limits, see proxy
material for full proposal).
6) Consideration of the Directors' performance Mgmt For For
and fees payable to them for the fiscal
year ended December 31, 2018.
7) Consideration of fees payable to the Mgmt For For
Independent Auditor.
8) Appointment of regular and alternate Mgmt For For
Directors. Appointment of members of the
Audit Committee.
9) Appointment of alternate Statutory Mgmt For For
Auditors.
10) Appointment of Regular Independent Auditor Mgmt For For
and Alternate Independent Auditor who shall
render an opinion on the financial
statements for the fiscal year started on
January 1, 2019.
11) Determination of fees payable to the Mgmt For For
Regular Independent Auditor and Alternate
Independent Auditor who shall render an
opinion on the financial statements for the
fiscal year started on January 1, 2019.
12) Consideration of allocation of a budgetary Mgmt For For
item for the operation of the Audit
Committee.
13) Delegation to the Board of Directors, with Mgmt For For
the power to sub- delegate, of the broadest
powers for the issuance of Corporate Bonds
Convertible into common shares and/or
American Depositary Shares ("ADRs") of the
Company.
14) Grant of authorizations to carry out the Mgmt For For
proceedings and filings necessary to obtain
the relevant registrations.
15) Consideration of: (i) the merger of Pampa Mgmt For For
Energia SA with Parques Eolicos Argentinos
SA, under Section 82 et seq. of the
Argentine Companies Law, and Section 77 et
seq. of the Argentine Income Tax Law; (ii)
the individual special statement of
financial position for merger purposes as
of December 31, 2018 and the consolidated
statement of financial position for ...(due
to space limits, see proxy material for
full proposal).
16) Any other general matters that may come Mgmt For For
before the Ordinary and Extraordinary
General Shareholders' Meeting.
--------------------------------------------------------------------------------------------------------------------------
PAMPA ENERGIA SA Agenda Number: 710883782
--------------------------------------------------------------------------------------------------------------------------
Security: 697660207
Meeting Type: MIX
Meeting Date: 29-Apr-2019
Ticker:
ISIN: US6976602077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPOINTMENT OF SHAREHOLDERS TO APPROVE AND Mgmt For For
SIGN THE MINUTES OF THE SHAREHOLDERS'
MEETING
2 CONSIDERATION OF THE COMPANY'S BALANCE Mgmt For For
SHEET, STATEMENT OF COMPREHENSIVE INCOME,
STATEMENT OF CHANGES IN SHAREHOLDERS'
EQUITY, STATEMENT OF CASH FLOWS, NOTES,
INDEPENDENT AUDITOR'S REPORT, SUPERVISORY
COMMITTEE'S REPORT, ANNUAL REPORT AND
REPORT ON COMPLIANCE WITH THE CORPORATE
GOVERNANCE CODE, MANAGEMENT'S DISCUSSION
AND ANALYSIS REQUIRED BY THE REGULATIONS OF
THE ARGENTINE SECURITIES COMMISSION, AND
THE ADDITIONAL INFORMATION REQUIRED BY
APPLICABLE RULES, ALL FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2018
3 CONSIDERATION OF THE RESULTS FOR THE YEAR Mgmt For For
AND ALLOCATION THEREOF (UPON DEALING WITH
THIS ITEM, THE MEETING WILL QUALIFY AS AN
EXTRAORDINARY SHAREHOLDERS' MEETING)
4 CONSIDERATION OF THE SUPERVISORY Mgmt For For
COMMITTEE'S PERFORMANCE AND THEIR FEES FOR
THE FISCAL YEAR ENDED DECEMBER 31, 2018
5 CONSIDERATION OF THE PERFORMANCE OF AND Mgmt For For
FEES PAYABLE TO THE MEMBERS OF THE
SUPERVISORY COMMITTEE OF PETROBRAS
ARGENTINA S.A., PETROLERA PAMPA S.A.,
CENTRAL TERMICA GUEMES S.A. AND CENTRAL
TERMICA LOMA DE LA LATA S.A. (AS SUCCESSOR
OF ELECTRICIDAD ARGENTINA S.A.), COMPANIES
MERGED INTO PAMPA ENERGIA S.A., FOR THE
PERIOD FROM NOVEMBER 2016 TO (AND
INCLUDING) APRIL 2018 WITH RESPECT TO
PETROBRAS ARGENTINA S.A., FOR THE PERIOD
FROM OCTOBER 2017 TO (AND INCLUDING) JULY
2018 WITH RESPECT TO PETROLERA PAMPA S.A.
AND CENTRAL TERMICA GUEMES S.A., AND FOR
THE PERIOD FROM JANUARY 2017 TO (AND
INCLUDING) APRIL 2018 WITH RESPECT TO
CENTRAL TERMICA LOMA DE LA LATA S.A. (AS
SUCCESSOR OF ELECTRICIDAD ARGENTINA S.A.)
6 CONSIDERATION OF THE DIRECTORS' PERFORMANCE Mgmt For For
AND FEES PAYABLE TO THEM FOR THE FISCAL
YEAR ENDED DECEMBER 31, 2018
7 CONSIDERATION OF FEES PAYABLE TO THE Mgmt For For
INDEPENDENT AUDITOR
8 APPOINTMENT OF REGULAR AND ALTERNATE Mgmt For For
DIRECTORS. APPOINTMENT OF MEMBERS OF THE
AUDIT COMMITTEE
9 APPOINTMENT OF ALTERNATE STATUTORY Mgmt For For
AUDITORS: ELECT MARCELO HECTOR FUXMAN AND
DAMIAN BURGIO AS ALTERNATE INTERNAL
STATUTORY AUDITORS
10 APPOINTMENT OF REGULAR INDEPENDENT AUDITOR Mgmt For For
AND ALTERNATE INDEPENDENT AUDITOR WHO SHALL
RENDER AN OPINION ON THE FINANCIAL
STATEMENTS FOR THE FISCAL YEAR STARTED ON
JANUARY 1, 2019: APPOINT PRICE WATERHOUSE
CO SRL AS AUDITOR FOR FY 2019
11 DETERMINATION OF FEES PAYABLE TO THE Mgmt For For
REGULAR INDEPENDENT AUDITOR AND ALTERNATE
INDEPENDENT AUDITOR WHO SHALL RENDER AN
OPINION ON THE FINANCIAL STATEMENTS FOR THE
FISCAL YEAR STARTED ON JANUARY 1, 2019
12 CONSIDERATION OF ALLOCATION OF A BUDGETARY Mgmt For For
ITEM FOR THE OPERATION OF THE AUDIT
COMMITTEE
13 DELEGATION TO THE BOARD OF DIRECTORS, WITH Mgmt For For
THE POWER TO SUB-DELEGATE, OF THE BROADEST
POWERS FOR THE ISSUANCE OF CORPORATE BONDS
CONVERTIBLE INTO COMMON SHARES AND/OR
AMERICAN DEPOSITARY SHARES ("ADRS") OF THE
COMPANY
14 GRANT OF AUTHORIZATIONS TO CARRY OUT THE Mgmt For For
PROCEEDINGS AND FILINGS NECESSARY TO OBTAIN
THE RELEVANT REGISTRATIONS
15 CONSIDERATION OF: (I) THE MERGER OF PAMPA Mgmt For For
ENERGIA SA WITH PARQUES EOLICOS ARGENTINOS
SA, UNDER SECTION 82 ET SEQ. OF THE
ARGENTINE COMPANIES LAW, AND SECTION 77 ET
SEQ. OF THE ARGENTINE INCOME TAX LAW; (II)
THE INDIVIDUAL SPECIAL STATEMENT OF
FINANCIAL POSITION FOR MERGER PURPOSES AS
OF DECEMBER 31, 2018 AND THE CONSOLIDATED
STATEMENT OF FINANCIAL POSITION FOR MERGER
PURPOSES AS OF DECEMBER 31, 2018, TOGETHER
WITH THE RESPECTIVE REPORTS OF THE EXTERNAL
AUDITOR AND STATUTORY AUDIT COMMITTEE;
(III) THE PREVIOUS MERGER AGREEMENT; AND
(IV)THE AUTHORIZATIONS TO BE GRANTED FOR
THE SUBSCRIPTION OF THE FINAL MERGER
AGREEMENT
16 ANY OTHER GENERAL MATTERS THAT MAY COME Mgmt Abstain For
BEFORE THE ORDINARY AND EXTRAORDINARY
GENERAL SHAREHOLDERS' MEETING
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL FOR OGM ON 29 APR 2019 AT 16:00.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU.
CMMT 08 APR 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AUDITOR NAMES
UNDER RESOLUTIONS 9 AND 10. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PATTERSON COMPANIES, INC. Agenda Number: 934861635
--------------------------------------------------------------------------------------------------------------------------
Security: 703395103
Meeting Type: Annual
Meeting Date: 17-Sep-2018
Ticker: PDCO
ISIN: US7033951036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to term expiring in Mgmt For For
2019: John D. Buck
1b. Election of Director to term expiring in Mgmt For For
2019: Alex N. Blanco
1c. Election of Director to term expiring in Mgmt For For
2019: Jody H. Feragen
1d. Election of Director to term expiring in Mgmt For For
2019: Robert C. Frenzel
1e. Election of Director to term expiring in Mgmt For For
2019: Francis (Fran) J. Malecha
1f. Election of Director to term expiring in Mgmt For For
2019: Ellen A. Rudnick
1g. Election of Director to term expiring in Mgmt For For
2019: Neil A. Schrimsher
1h. Election of Director to term expiring in Mgmt For For
2019: Mark S. Walchirk
1i. Election of Director to term expiring in Mgmt For For
2019: James W. Wiltz
2. Approval of amendment to 2015 Omnibus Mgmt For For
Incentive Plan.
3. Advisory approval of executive Mgmt For For
compensation.
4. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
April 27, 2019.
--------------------------------------------------------------------------------------------------------------------------
PG&E CORPORATION Agenda Number: 935044052
--------------------------------------------------------------------------------------------------------------------------
Security: 69331C108
Meeting Type: Annual
Meeting Date: 21-Jun-2019
Ticker: PCG
ISIN: US69331C1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Richard R. Barrera Mgmt For For
1b. Election of Director: Jeffrey L. Bleich Mgmt For For
1c. Election of Director: Nora Mead Brownell Mgmt For For
1d. Election of Director: Frederick W. Buckman Mgmt For For
1e. Election of Director: Cheryl F. Campbell Mgmt For For
1f. Election of Director: Fred J. Fowler Mgmt For For
1g. Election of Director: William D. Johnson Mgmt For For
1h. Election of Director: Michael J. Leffell Mgmt For For
1i. Election of Director: Kenneth Liang Mgmt For For
1j. Election of Director: Dominique Mielle Mgmt For For
1k. Election of Director: Meridee A. Moore Mgmt For For
1l. Election of Director: Eric D. Mullins Mgmt For For
1m. Election of Director: Kristine M. Schmidt Mgmt For For
1n. Election of Director: Alejandro D. Wolff Mgmt For For
2. To approve an amendment to the Mgmt For For
corporation's Restated Articles of
Incorporation to increase the maximum size
of the corporation's board
3. To ratify the Audit Committee's appointment Mgmt For For
of Deloitte & Touche LLP as the independent
registered public accounting firm for 2019
4. To provide an advisory vote on the Mgmt For For
corporation's executive compensation
5. Shareholder proposal: Corporation structure Shr Against For
reform
6. Shareholder proposal: Improve shareholder Shr Against For
proxy access
--------------------------------------------------------------------------------------------------------------------------
PLAINS GP HOLDINGS, L.P. Agenda Number: 934993418
--------------------------------------------------------------------------------------------------------------------------
Security: 72651A207
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: PAGP
ISIN: US72651A2078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Victor Burk Mgmt For For
Gary R. Petersen Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2019.
3. The approval, on a non-binding advisory Mgmt Against Against
basis, of our named executive officer
compensation.
--------------------------------------------------------------------------------------------------------------------------
PORTOLA PHARMACEUTICALS, INC. Agenda Number: 935007371
--------------------------------------------------------------------------------------------------------------------------
Security: 737010108
Meeting Type: Annual
Meeting Date: 13-Jun-2019
Ticker: PTLA
ISIN: US7370101088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Laura Brege Mgmt For For
Scott Garland Mgmt For For
Hollings Renton Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in this
proxy statement.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 934921568
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 12-Mar-2019
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Barbara T. Alexander Mgmt For For
1b. Election of Director: Mark Fields Mgmt For For
1c. Election of Director: Jeffrey W. Henderson Mgmt For For
1d. Election of Director: Ann M. Livermore Mgmt For For
1e. Election of Director: Harish Manwani Mgmt For For
1f. Election of Director: Mark D. McLaughlin Mgmt For For
1g. Election of Director: Steve Mollenkopf Mgmt For For
1h. Election of Director: Clark T. Randt, Jr. Mgmt For For
1i. Election of Director: Francisco Ros Mgmt For For
1j. Election of Director: Irene B. Rosenfeld Mgmt For For
1k. Election of Director: Neil Smit Mgmt Against Against
1l. Election of Director: Anthony J. Mgmt For For
Vinciquerra
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent public accountants for our
fiscal year ending September 29, 2019.
3. To approve, on an advisory basis, our Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
QUORUM HEALTH CORPORATION Agenda Number: 935000961
--------------------------------------------------------------------------------------------------------------------------
Security: 74909E106
Meeting Type: Annual
Meeting Date: 31-May-2019
Ticker: QHC
ISIN: US74909E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Terry Allison Rappuhn Mgmt For For
1.2 Election of Director: Robert H. Fish Mgmt For For
1.3 Election of Director: Joseph A. Hastings, Mgmt For For
D.M.D.
1.4 Election of Director: Jon H. Kaplan Mgmt For For
1.5 Election of Director: Barbara R. Paul, M.D. Mgmt For For
1.6 Election of Director: William Paul Rutledge Mgmt For For
1.7 Election of Director: Alice D. Schroeder Mgmt For For
1.8 Election of Director: R. Lawrence Van Horn, Mgmt For For
Ph.D.
2. To approve the Quorum Health Corporation Mgmt Against Against
Amended and Restated 2016 Stock Award Plan.
3. To approve the Quorum Health Corporation Mgmt For For
2018 Restricted Stock Plan.
4. To approve, in an advisory (non-binding) Mgmt For For
vote, the compensation of the Company's
named executive officers, as more fully
described in the accompanying proxy
statement ("say-on-pay").
5. To ratify the appointment of Deloitte & Mgmt For For
Touche, LLP as our independent registered
public accounting firm for the year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
RAIT FINANCIAL TRUST Agenda Number: 934840996
--------------------------------------------------------------------------------------------------------------------------
Security: 749227609
Meeting Type: Annual
Meeting Date: 19-Jul-2018
Ticker: RASF
ISIN: US7492276099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Malter Mgmt For For
Justin P. Klein Mgmt For For
John J. Reyle Mgmt For For
Jon C. Sarkisian Mgmt For For
Andrew M. Silberstein Mgmt For For
Thomas D. Wren Mgmt For For
2. Approval of the appointment of KPMG LLP as Mgmt For For
RAIT's independent registered public
accounting firm for the fiscal year ending
December 31, 2018.
3. Non-binding, advisory resolution to approve Mgmt For For
the compensation paid to RAIT's named
executive officers for the fiscal year
ended December 31, 2017.
4. Approval of the Reverse Split Proposal Mgmt For For
described in the proxy statement for the
2018 Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
SEMGROUP CORPORATION Agenda Number: 934997428
--------------------------------------------------------------------------------------------------------------------------
Security: 81663A105
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: SEMG
ISIN: US81663A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ronald A. Ballschmiede Mgmt For For
Sarah M. Barpoulis Mgmt For For
Carlin G. Conner Mgmt For For
Karl F. Kurz Mgmt For For
James H. Lytal Mgmt For For
William J. McAdam Mgmt For For
Thomas R. McDaniel Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the company's
named executive officers.
3. Ratification of Grant Thornton LLP as Mgmt For For
independent registered public accounting
firm for 2019.
4. To approve the SemGroup Corporation Equity Mgmt For For
Incentive Plan, as Amended and Restated, to
increase the number of shares available for
issuance under the plan by 3,600,000 shares
and make certain other changes to the terms
of the plan as described in Proposal 4 of
the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
SSGA FUNDS Agenda Number: 934897123
--------------------------------------------------------------------------------------------------------------------------
Security: 857492706
Meeting Type: Special
Meeting Date: 18-Dec-2018
Ticker: GVMXX
ISIN: US8574927062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. DIRECTOR
John R. Costantino Mgmt For For
Michael A. Jessee Mgmt For For
Ellen M. Needham Mgmt For For
Donna M. Rapaccioli Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SURGERY PARTNERS INC. Agenda Number: 935024062
--------------------------------------------------------------------------------------------------------------------------
Security: 86881A100
Meeting Type: Annual
Meeting Date: 29-May-2019
Ticker: SGRY
ISIN: US86881A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John A. Deane Mgmt No vote
Teresa DeLuca, M.D. Mgmt No vote
Wayne S. DeVeydt Mgmt No vote
2. Approval, on an advisory basis, of the Mgmt No vote
compensation paid by the Company to its
named executive officers.
3. Ratification of the appointment of Deloitte Mgmt No vote
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2019.
4. Approval of an amendment to the Company's Mgmt No vote
2015 Omnibus Incentive Plan to increase the
number of authorized shares reserved for
issuance under the 2015 Omnibus Incentive
Plan.
--------------------------------------------------------------------------------------------------------------------------
TARGA RESOURCES CORP. Agenda Number: 934984128
--------------------------------------------------------------------------------------------------------------------------
Security: 87612G101
Meeting Type: Annual
Meeting Date: 30-May-2019
Ticker: TRGP
ISIN: US87612G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Waters S. Davis, IV Mgmt For For
1.2 Election of Director: Rene R. Joyce Mgmt For For
1.3 Election of Director: Chris Tong Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2019.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in the
proxy statement pursuant to the
compensation disclosure rules of the SEC.
--------------------------------------------------------------------------------------------------------------------------
TG THERAPEUTICS, INC. Agenda Number: 935011938
--------------------------------------------------------------------------------------------------------------------------
Security: 88322Q108
Meeting Type: Annual
Meeting Date: 13-Jun-2019
Ticker: TGTX
ISIN: US88322Q1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Laurence Charney Mgmt For For
Yann Echelard Mgmt For For
William J. Kennedy Mgmt For For
Kenneth Hoberman Mgmt For For
Daniel Hume Mgmt For For
Mark Schoenebaum, M.D. Mgmt Withheld Against
Michael S. Weiss Mgmt For For
2. To ratify the appointment of CohnReznick Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2019.
3. An advisory vote to approve the Mgmt Against Against
compensation of our named executive
officers.
4. To recommend, by non-binding vote, the Mgmt 1 Year Against
frequency of executive compensation votes.
5. A shareholder proposal on an amendment to Shr For Against
the Company's articles/bylaws to require
majority vote in director elections.
--------------------------------------------------------------------------------------------------------------------------
THE ESTEE LAUDER COMPANIES INC. Agenda Number: 934879581
--------------------------------------------------------------------------------------------------------------------------
Security: 518439104
Meeting Type: Annual
Meeting Date: 13-Nov-2018
Ticker: EL
ISIN: US5184391044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Rose Marie Mgmt For For
Bravo Please note an Abstain Vote means a
Withhold vote against this director.
1b. Election of Class I Director: Paul J. Mgmt For For
Fribourg Please note an Abstain Vote means
a Withhold vote against this director.
1c. Election of Class I Director: Irvine O. Mgmt For For
Hockaday, Jr. Please note an Abstain Vote
means a Withhold vote against this
director.
1d. Election of Class I Director: Jennifer Mgmt For For
Hyman Please note an Abstain Vote means a
Withhold vote against this director.
1e. Election of Class I Director: Barry S. Mgmt For For
Sternlicht Please note an Abstain Vote
means a Withhold vote against this
director.
2. Ratification of appointment of KPMG LLP as Mgmt For For
independent auditors for the 2019 fiscal
year.
3. Advisory vote to approve executive Mgmt Against Against
compensation.
--------------------------------------------------------------------------------------------------------------------------
THE MACERICH COMPANY Agenda Number: 935005101
--------------------------------------------------------------------------------------------------------------------------
Security: 554382101
Meeting Type: Annual
Meeting Date: 07-Jun-2019
Ticker: MAC
ISIN: US5543821012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Peggy Alford Mgmt For For
1b. Election of Director: John H. Alschuler Mgmt For For
1c. Election of Director: Eric K. Brandt Mgmt For For
1d. Election of Director: Edward C. Coppola Mgmt For For
1e. Election of Director: Steven R. Hash Mgmt For For
1f. Election of Director: Daniel J. Hirsch Mgmt For For
1g. Election of Director: Diana M. Laing Mgmt For For
1h. Election of Director: Thomas E. O'Hern Mgmt For For
1i. Election of Director: Steven L. Soboroff Mgmt For For
1j. Election of Director: Andrea M. Stephen Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the year ending
December 31, 2019.
3. Advisory vote to approve our named Mgmt For For
executive officer compensation as described
in our Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC. Agenda Number: 934858020
--------------------------------------------------------------------------------------------------------------------------
Security: 969457100
Meeting Type: Special
Meeting Date: 09-Aug-2018
Ticker: WMB
ISIN: US9694571004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the adoption of an amendment to Mgmt For For
The Williams Companies, Inc. ("WMB")
certificate of incorporation (the "Charter
Amendment") to increase the number of
authorized shares of capital stock from
990,000,000 shares to 1,500,000,000 shares,
consisting of 1,470,000,000 shares of WMB
common stock, par value $1.00 per share,
and 30,000,000 shares of WMB preferred
stock, par value $1.00 per share (the
"Charter Amendment Proposal").
2. To approve, subject to and conditioned upon Mgmt For For
the effectiveness of the Charter Amendment,
the issuance of WMB common stock pursuant
to the Agreement and Plan of Merger, dated
as of May 16, 2018 (the "Stock Issuance
Proposal").
3. To approve the adjournment of the special Mgmt For For
meeting from time to time, if necessary or
appropriate, to solicit additional proxies
if there are insufficient votes at the time
of the special meeting to approve the
Charter Amendment Proposal or the Stock
Issuance Proposal.
--------------------------------------------------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC. Agenda Number: 934962033
--------------------------------------------------------------------------------------------------------------------------
Security: 969457100
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: WMB
ISIN: US9694571004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Alan S. Armstrong Mgmt For For
1b. Election of Director: Stephen W. Bergstrom Mgmt For For
1c. Election of Director: Nancy K. Buese Mgmt For For
1d. Election of Director: Stephen I. Chazen Mgmt For For
1e. Election of Director: Charles I. Cogut Mgmt For For
1f. Election of Director: Kathleen B. Cooper Mgmt For For
1g. Election of Director: Michael A. Creel Mgmt For For
1h. Election of Director: Vicki L. Fuller Mgmt For For
1i. Election of Director: Peter A. Ragauss Mgmt For For
1j. Election of Director: Scott D. Sheffield Mgmt For For
1k. Election of Director: Murray D. Smith Mgmt For For
1l. Election of Director: William H. Spence Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
auditors for 2019.
3. Approval, by nonbinding advisory vote, of Mgmt For For
the Company's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
TRANSOCEAN, LTD. Agenda Number: 935010025
--------------------------------------------------------------------------------------------------------------------------
Security: H8817H100
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: RIG
ISIN: CH0048265513
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the 2018 Annual Report, Mgmt For For
Including the Audited Consolidated
Financial Statements and the Audited
Statutory Financial Statements of
Transocean Ltd. for Fiscal Year 2018
2 Discharge of the Members of the Board of Mgmt For For
Directors and Executive Management Team
From Liability for Activities During Fiscal
Year 2018
3 Appropriation of the Accumulated Loss for Mgmt For For
Fiscal Year 2018
4A Re-election of Glyn A. Barker as a director Mgmt For For
for a Term Extending Until Completion of
the Next Annual General Meeting
4B Re-election of Vanessa C.L. Chang as a Mgmt For For
director for a Term Extending Until
Completion of the Next Annual General
Meeting
4C Re-election of Frederico F. Curado as a Mgmt For For
director for a Term Extending Until
Completion of the Next Annual General
Meeting
4D Re-election of Chadwick C. Deaton as a Mgmt For For
director for a Term Extending Until
Completion of the Next Annual General
Meeting
4E Re-election of Vincent J. Intrieri as a Mgmt For For
director for a Term Extending Until
Completion of the Next Annual General
Meeting
4F Re-election of Samuel J. Merksamer as a Mgmt For For
director for a Term Extending Until
Completion of the Next Annual General
Meeting
4G Re-election of Frederik W. Mohn as a Mgmt For For
director for a Term Extending Until
Completion of the Next Annual General
Meeting
4H Re-election of Edward R. Muller as a Mgmt For For
director for a Term Extending Until
Completion of the Next Annual General
Meeting
4I Re-election of Tan Ek Kia as a director for Mgmt For For
a Term Extending Until Completion of the
Next Annual General Meeting
4J Re-election of Jeremy D. Thigpen as a Mgmt For For
director for a Term Extending Until
Completion of the Next Annual General
Meeting
5 Election of Chadwick C. Deaton as the Mgmt For For
Chairman of the Board of Directors for a
Term Extending Until Completion of the Next
Annual General Meeting
6A Election of the Member of the Compensation Mgmt For For
Committee: Frederico F. Curado
6B Election of the Member of the Compensation Mgmt For For
Committee: Vincent J. Intrieri
6C Election of the Member of the Compensation Mgmt For For
Committee: Tan Ek Kia
7 Reelection of Schweiger Advokatur / Mgmt For For
Notariat as the Independent Proxy for a
Term Extending Until Completion of the Next
Annual General Meeting
8 Appointment of Ernst & Young LLP as the Mgmt For For
Company's Independent Registered Public
Accounting Firm for Fiscal Year 2019 and
Reelection of Ernst & Young Ltd, Zurich, as
the Company's Auditor for a Further
One-Year Term
9 Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
10A Ratification of an amount of US $4,121,000 Mgmt For For
as the Maximum Aggregate Amount of
Compensation of the Board of Directors for
the Period Between the 2019 and 2020 Annual
General Meetings
10B Ratification of an amount of US $24,000,000 Mgmt For For
as the Maximum Aggregate Amount of
Compensation of the Executive Management
Team for Fiscal Year 2020
--------------------------------------------------------------------------------------------------------------------------
TRANSPORTADORA DE GAS DEL SUR S.A. Agenda Number: 934958399
--------------------------------------------------------------------------------------------------------------------------
Security: 893870204
Meeting Type: Annual
Meeting Date: 11-Apr-2019
Ticker: TGS
ISIN: US8938702045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) Appointment of two shareholders to sign the Mgmt For
minutes of the meeting together with the
Chairman of the Board of Directors.
2) Consideration of the Annual Report, Mgmt For
Inventory, Financial Statements,
Information Review and Information required
by Section 12, Chapter III, Title IV of the
Rules of the Argentine Securities and
Exchange Commission (Comision Nacional de
Valores) (New Text 2013), Auditor's Report
and Statutory Audit Committee's Report, in
accordance with Section 234, paragraph 1 of
Law 19,550, for the fiscal year ended
December 31, 2018 and its English version.
3) Consideration of the allocation of the net Mgmt For For
income for the fiscal year ended December
31, 2018.
4) Consideration of the performance of the Mgmt For
Board of Directors members during the
fiscal year ended December 31, 2018.
5) Consideration of fees to be paid to the Mgmt For
Board of Directors members for the fiscal
year ended December 31, 2018.
6) Consideration of the performance of the Mgmt For
Statutory Audit Committee members during
the fiscal year ended December 31, 2018.
7) Consideration of fees to be paid to the Mgmt Abstain
Statutory Audit Committee members for the
fiscal year ended December 31, 2018.
8) Consideration of the Auditing Committee Mgmt Abstain
operating budget for the fiscal year ending
December 31, 2019.
9) Appointment of Regular Directors and Mgmt Abstain
Alternate Directors.
10) Consideration of the term of office of Mgmt Abstain
Directors appointed as per item 9 of the
Agenda.
11) Appointment of Statutory Audit Committee Mgmt Abstain
regular and alternate members.
12) Consideration of the compensation of the Mgmt For
independent auditors that certified the
Financial Statements for the fiscal year
ended December 31, 2018.
13) Appointment of the regular and alternate Mgmt For
independent auditors to certify the
Financial Statements for the fiscal year
ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
UNITED STATES STEEL CORPORATION Agenda Number: 934947992
--------------------------------------------------------------------------------------------------------------------------
Security: 912909108
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: X
ISIN: US9129091081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: David B. Burritt Mgmt For For
1b. Election of Director: Patricia Diaz Dennis Mgmt For For
1c. Election of Director: Dan O. Dinges Mgmt For For
1d. Election of Director: John J. Engel Mgmt For For
1e. Election of Director: John V. Faraci Mgmt For For
1f. Election of Director: Murry S. Gerber Mgmt For For
1g. Election of Director: Stephen J. Girsky Mgmt For For
1h. Election of Director: Paul A. Mascarenas Mgmt For For
1i. Election of Director: Eugene B. Sperling Mgmt For For
1j. Election of Director: David S. Sutherland Mgmt For For
1k. Election of Director: Patricia A. Tracey Mgmt For For
2. Approval, in a non-binding advisory vote, Mgmt For For
of the compensation of certain executive
officers.
3. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
VISTRA ENERGY CORP Agenda Number: 935012005
--------------------------------------------------------------------------------------------------------------------------
Security: 92840M102
Meeting Type: Annual
Meeting Date: 20-May-2019
Ticker: VST
ISIN: US92840M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul M. Barbas Mgmt For For
Cyrus Madon Mgmt For For
Geoffrey D. Strong Mgmt For For
Bruce E. Zimmerman Mgmt For For
2. Approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. Approve an amendment to the Vistra Energy Mgmt For For
Corp. 2016 Omnibus Incentive Plan (the
"2016 Incentive Plan") to increase the
number of shares available for issuance to
plan participants under the Company's 2016
Incentive Plan.
4. Ratify the selection of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
VOLTALIA SA Agenda Number: 710970282
--------------------------------------------------------------------------------------------------------------------------
Security: F98177128
Meeting Type: MIX
Meeting Date: 20-May-2019
Ticker:
ISIN: FR0011995588
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT 07 MAY 2019: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2019/0415/201904151901068.pd
f AND
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2019/0503/201905031901315.pd
f; PLEASE NOTE THAT THIS IS A REVISION DUE
TO ADDITION OF URL LINK ALSO CHANGE IN
NUMBERING OF RESOLUTION FROM O.15 TO E.15.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2018
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2018
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2018
O.4 REVIEW OF THE AGREEMENTS REFERRED TO IN Mgmt Against Against
ARTICLES L. 225-38 AND FOLLOWING OF THE
FRENCH COMMERCIAL CODE (SERVICE PROVISION
AGREEMENT CONCLUDED WITH CREADEV COMPANY)
O.5 REVIEW OF THE AGREEMENTS REFERRED TO IN Mgmt Against Against
ARTICLES L. 225-38 AND FOLLOWING OF THE
FRENCH COMMERCIAL CODE (SERVICE PROVISION
AGREEMENT CONCLUDED WITH FGD COMPANY)
O.6 REVIEW OF THE AGREEMENTS REFERRED TO IN Mgmt Against Against
ARTICLES L. 225-38 AND FOLLOWING OF THE
FRENCH COMMERCIAL CODE (SERVICE PROVISION
AGREEMENT CONCLUDED WITH THE GREEN OPTION
COMPANY)
O.7 REVIEW OF THE AGREEMENTS REFERRED TO IN Mgmt For For
ARTICLES L. 225-38 AND FOLLOWING OF THE
FRENCH COMMERCIAL CODE (AMENDING THE
ADVANCE AGREEMENT IN CURRENT ACCOUNT
CONCLUDED WITH VOLTALIA GUYANA)
O.8 REVIEW OF THE AGREEMENTS REFERRED TO IN Mgmt For For
ARTICLES L. 225-38 AND FOLLOWING OF THE
FRENCH COMMERCIAL CODE (SPECIFIC ADVANCE
AGREEMENT IN CURRENT ACCOUNT CONCLUDED WITH
VOLTALIA GUYANA)
O.9 APPROVAL OF THE COMPENSATION ELEMENTS DUE Mgmt Against Against
OR AWARDED FOR THE FINANCIAL YEAR 2018 TO
MRS. LAURENCE MULLIEZ, CHAIRMAN OF THE
BOARD OF DIRECTORS
O.10 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt Against Against
DETERMINING, DISTRIBUTING AND ALLOCATING
THE FIXED, VARIABLE AND EXCEPTIONAL
ELEMENTS MAKING UP THE TOTAL COMPENSATION
AND BENEFITS OF ANY KIND ATTRIBUTABLE TO
MRS. LAURENCE MULLIEZ IN HER CAPACITY AS
CHAIRWOMAN OF THE BOARD OF DIRECTORS FOR
THE FINANCIAL YEAR 2019
O.11 APPROVAL OF THE COMPENSATION ELEMENTS DUE Mgmt For For
OR AWARDED FOR THE FINANCIAL YEAR 2018 TO
MR. SEBASTIEN CLERC, CHIEF EXECUTIVE
OFFICER
O.12 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING
THE FIXED, VARIABLE AND EXCEPTIONAL
ELEMENTS MAKING UP THE TOTAL COMPENSATION
AND BENEFITS OF ANY KIND ATTRIBUTABLE TO
MR. SEBASTIEN CLERC IN HIS CAPACITY AS
CHIEF EXECUTIVE OFFICER FOR THE FINANCIAL
YEAR 2019
O.13 RATIFICATION OF THE DECISION TO TRANSFER Mgmt For For
THE REGISTERED OFFICE TAKEN BY THE BOARD OF
DIRECTORS
O.14 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS FOR THE COMPANY TO PURCHASE ITS
OWN SHARES
E.15 RENEWAL OF THE TERM OF OFFICE OF MR. ROBERT Mgmt For For
DARDANNE AS A DIRECTOR FOR AN EXCEPTIONAL
PERIOD OF ONE YEAR DEROGATING FROM THE
STATUTORY PROVISIONS
E.16 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
THE CANCELLATION OF SHARES UNDER THE
AUTHORIZATION TO BUYBACK ITS OWN SHARES
E.17 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Against Against
THE BOARD OF DIRECTORS TO INCREASE THE
CAPITAL BY ISSUING COMMON SHARES AND/OR ANY
TRANSFERABLE SECURITIES WITH RETENTION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
E.18 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt Against Against
BOARD OF DIRECTORS TO INCREASE THE CAPITAL
IMMEDIATELY OR IN THE FUTURE BY ISSUING
ORDINARY SHARES AND/OR TRANSFERABLE
SECURITIES, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT BY MEANS OF PUBLIC OFFERING
E.19 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Against Against
THE BOARD OF DIRECTORS TO INCREASE THE
CAPITAL BY ISSUING ORDINARY SHARES AND/OR
TRANSFERABLE SECURITIES, WITH CANCELLATION
OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT TO BE ISSUED IN THE
CONTEXT OF AN OFFER FOR THE BENEFIT OF
QUALIFIED INVESTORS OR A RESTRICTED CIRCLE
OF INVESTORS REFERRED TO IN SECTION II OF
ARTICLE L. 411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE
E.20 AUTHORIZATION TO THE BOARD OF DIRECTORS, IN Mgmt Against Against
CASE OF ISSUE OF ORDINARY SHARES AND/OR
TRANSFERABLE SECURITIES, WITH CANCELLATION
OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT, TO SET THE ISSUE PRICE
WITHIN THE LIMIT OF 10% OF THE SHARE
CAPITAL AND WITHIN THE LIMITS SET BY THE
GENERAL MEETING
E.21 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Against Against
THE BOARD OF DIRECTORS TO INCREASE THE
CAPITAL BY ISSUING ORDINARY SHARES AND/OR
ANY TRANSFERABLE SECURITIES WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT FOR THE
BENEFIT OF CATEGORIES OF PERSONS MEETING
CERTAIN CHARACTERISTICS
E.22 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN THE EVENT OF A
CAPITAL INCREASE WITH OR WITHOUT THE
PRE-EMPTIVE SUBSCRIPTION RIGHT
E.23 OVERALL LIMITATION ON THE AMOUNT OF ISSUES Mgmt For For
PERFORMED UNDER THE SEVENTEENTH RESOLUTION
TO THE NINETEENTH RESOLUTION, TWENTY-FIRST
RESOLUTION, TWENTY-SECOND RESOLUTION ABOVE
AND TWENTY-EIGHTH RESOLUTION BELOW
E.24 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt Against Against
DIRECTORS TO GRANT OPTIONS FOR SUBSCRIPTION
OR PURCHASE OF SHARES OF THE COMPANY
E.25 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt Against Against
DIRECTORS TO ALLOCATE FREE EXISTING SHARES
OR FREE SHARES TO BE ISSUED
E.26 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Against Against
THE BOARD OF DIRECTORS TO ISSUE
SUBSCRIPTION WARRANTS AND/OR THE
ACQUISITION OF REDEEMABLE SHARES (BSAAR) OR
SHARE SUBSCRIPTION WARRANTS - CANCELLATION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHTS IN
FAVOUR OF THE FOLLOWING CATEGORY OF
BENEFICIARIES: EMPLOYEES AND CORPORATE
OFFICERS OF THE COMPANY AND ITS
SUBSIDIARIES
E.27 OVERALL LIMITATION ON THE AMOUNT OF ISSUES Mgmt For For
PERFORMED UNDER THE TWENTY-FOURTH
RESOLUTION, TWENTY-SIXTH RESOLUTION, AND
TWENTY-SIXTH RESOLUTION ABOVE
E.28 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING SHARES AND
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL OF THE COMPANY FOR THE BENEFIT
OF EMPLOYEES OF A GROUP SAVINGS PLAN
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WILLIAMS PARTNERS, L.P. Agenda Number: 934859642
--------------------------------------------------------------------------------------------------------------------------
Security: 96949L105
Meeting Type: Consent
Meeting Date: 09-Aug-2018
Ticker: WPZ
ISIN: US96949L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Consent to, and hereby approve, the Merger Mgmt For For
Agreement and the transactions contemplated
thereby, including the merger of Merger Sub
with and into Williams Partners, with
Williams Partners surviving as a
wholly-owned subsidiary of Williams. ("FOR"
= Approve, "AGAINST" = do not approve,
"ABSTAIN" votes will not be counted)
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Highland Global Allocation Fund
By (Signature) /s/ Lauren Thedford
Name Lauren Thedford
Title Secretary
Date 08/19/2019