UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22668
NAME OF REGISTRANT: ETF Series Solutions
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Kristina Nelson
ETF Series Solutions
615 East Michigan Street
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 4147656076
DATE OF FISCAL YEAR END: 04/30
DATE OF REPORTING PERIOD: 07/01/2018 - 06/30/2019
Aptus Behavioral Momentum ETF
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ABBOTT LABORATORIES Agenda Number: 934941736
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Security: 002824100
Meeting Type: Annual
Meeting Date: 26-Apr-2019
Ticker: ABT
ISIN: US0028241000
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. Alpern Mgmt For For
R.S. Austin Mgmt For For
S.E. Blount Mgmt For For
M.A. Kumbier Mgmt For For
E.M. Liddy Mgmt For For
N. McKinstry Mgmt For For
P.N. Novakovic Mgmt For For
W.A. Osborn Mgmt For For
S.C. Scott III Mgmt For For
D.J. Starks Mgmt For For
J.G. Stratton Mgmt For For
G.F. Tilton Mgmt For For
M.D. White Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
Auditors
3. Say on Pay - An Advisory Vote to Approve Mgmt For For
Executive Compensation
4. Shareholder Proposal - Independent Board Shr Abstain Against
Chairman
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ABIOMED, INC. Agenda Number: 934851468
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Security: 003654100
Meeting Type: Annual
Meeting Date: 08-Aug-2018
Ticker: ABMD
ISIN: US0036541003
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Eric A. Rose Mgmt For For
Jeannine M. Rivet Mgmt For For
2. Approval, by non-binding advisory vote, of Mgmt For For
executive Compensation.
3. Amend and restate the ABIOMED, Inc. Amended Mgmt For For
and Restated 2015 Omnibus Incentive Plan
to, among other things, increase the number
of shares of common stock available for the
issuance thereunder by 1,725,000 shares to
4,985,000 shares.
4. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
March 31, 2019.
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AON PLC Agenda Number: 935016471
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Security: G0408V102
Meeting Type: Annual
Meeting Date: 21-Jun-2019
Ticker: AON
ISIN: GB00B5BT0K07
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jin-Yong Cai Mgmt For For
1b. Election of Director: Jeffrey C. Campbell Mgmt For For
1c. Election of Director: Gregory C. Case Mgmt For For
1d. Election of Director: Fulvio Conti Mgmt For For
1e. Election of Director: Cheryl A. Francis Mgmt For For
1f. Election of Director: Lester B. Knight Mgmt For For
1g. Election of Director: J. Michael Losh Mgmt For For
1h. Election of Director: Richard B. Myers Mgmt For For
1i. Election of Director: Richard C. Notebaert Mgmt For For
1j. Election of Director: Gloria Santona Mgmt For For
1k. Election of Director: Carolyn Y. Woo Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation
3. Advisory vote to approve directors' Mgmt For For
remuneration report
4. Receipt of Aon plc's annual report and Mgmt For For
accounts, together with the reports of the
directors and auditors, for the year ended
December 31, 2018
5. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Aon plc's Independent Registered Public
Accounting Firm
6. Reappoint of Ernst & Young LLP as Aon plc's Mgmt For For
U.K. statutory auditor under the Companies
Act of 2006
7. Authorize the Board of Directors to Mgmt For For
determine remuneration of Aon plc's U.K.
statutory auditor
8. Approve the Amended and Restated Aon plc Mgmt For For
2011 Incentive Compensation Plan
9. Approve a reduction of capital Mgmt For For
10. Approve the new Articles of Association Mgmt For For
11. Approve forms of share repurchase contracts Mgmt For For
and repurchase counterparties
12. Authorize the Board of Directors to Mgmt For For
exercise all powers of Aon plc to allot
shares
13. Authorize the Board of Directors to allot Mgmt For For
equity securities for cash without rights
of preemption
14. Authorize Aon plc and its subsidiaries to Mgmt Abstain Against
make political donations or expenditures
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AUTODESK, INC. Agenda Number: 935010140
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Security: 052769106
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: ADSK
ISIN: US0527691069
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Andrew Anagnost Mgmt For For
1b. Election of Director: Karen Blasing Mgmt For For
1c. Election of Director: Reid French Mgmt For For
1d. Election of Director: Blake Irving Mgmt For For
1e. Election of Director: Mary T. McDowell Mgmt For For
1f. Election of Director: Stephen Milligan Mgmt For For
1g. Election of Director: Lorrie M. Norrington Mgmt For For
1h. Election of Director: Betsy Rafael Mgmt For For
1i. Election of Director: Stacy J. Smith Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Autodesk, Inc.'s independent registered
public accounting firm for the fiscal year
ending January 31, 2020.
3. Approve, on an advisory (non-binding) Mgmt For For
basis,the compensation of Autodesk, Inc.'s
named executive officers.
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BALL CORPORATION Agenda Number: 934942562
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Security: 058498106
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: BLL
ISIN: US0584981064
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Daniel J. Heinrich Mgmt For For
Georgia R. Nelson Mgmt For For
Cynthia A. Niekamp Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the Corporation for 2019.
3. To approve, by non-binding vote, the Mgmt For For
compensation paid to the named executive
officers.
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BOSTON SCIENTIFIC CORPORATION Agenda Number: 934961360
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Security: 101137107
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: BSX
ISIN: US1011371077
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Nelda J. Connors Mgmt For For
1b. Election of Director: Charles J. Mgmt For For
Dockendorff
1c. Election of Director: Yoshiaki Fujimori Mgmt For For
1d. Election of Director: Donna A. James Mgmt For For
1e. Election of Director: Edward J. Ludwig Mgmt For For
1f. Election of Director: Stephen P. MacMillan Mgmt For For
1g. Election of Director: Michael F. Mahoney Mgmt For For
1h. Election of Director: David J. Roux Mgmt For For
1i. Election of Director: John E. Sununu Mgmt For For
1j. Election of Director: Ellen M. Zane Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, named executive officer
compensation.
3. To approve an amendment and restatement of Mgmt For For
our By-Laws to provide for a majority vote
standard in uncontested director elections.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the 2019 fiscal year.
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EDWARDS LIFESCIENCES CORPORATION Agenda Number: 934960394
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Security: 28176E108
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: EW
ISIN: US28176E1082
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael A. Mussallem Mgmt For For
1b. Election of Director: Kieran T. Gallahue Mgmt For For
1c. Election of Director: Leslie S. Heisz Mgmt For For
1d. Election of Director: William J. Link, Mgmt For For
Ph.D.
1e. Election of Director: Steven R. Loranger Mgmt For For
1f. Election of Director: Martha H. Marsh Mgmt For For
1g. Election of Director: Wesley W. von Schack Mgmt For For
1h. Election of Director: Nicholas J. Valeriani Mgmt For For
2. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
NAMED EXECUTIVE OFFICERS
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
4. ADVISORY VOTE ON A STOCKHOLDER PROPOSAL Shr Abstain Against
REGARDING AN INDEPENDENT CHAIR POLICY
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EVERSOURCE ENERGY Agenda Number: 934948069
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Security: 30040W108
Meeting Type: Annual
Meeting Date: 01-May-2019
Ticker: ES
ISIN: US30040W1080
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Trustee: Cotton M. Cleveland Mgmt For For
1b. Election of Trustee: Sanford Cloud, Jr. Mgmt For For
1c. Election of Trustee: James S. DiStasio Mgmt For For
1d. Election of Trustee: Francis A. Doyle Mgmt For For
1e. Election of Trustee: Linda Dorcena Forry Mgmt For For
1f. Election of Trustee: James J. Judge Mgmt For For
1g. Election of Trustee: John Y. Kim Mgmt For For
1h. Election of Trustee: Kenneth R. Leibler Mgmt For For
1i. Election of Trustee: William C. Van Faasen Mgmt For For
1j. Election of Trustee: Frederica M. Williams Mgmt For For
2. Consider an advisory proposal approving the Mgmt For For
compensation of our Named Executive
Officers.
3. Ratify the selection of Deloitte & Touche Mgmt For For
LLP as the independent registered public
accounting firm for 2019.
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IAC/INTERACTIVECORP Agenda Number: 935017194
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Security: 44919P508
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: IAC
ISIN: US44919P5089
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Edgar Bronfman, Jr. Mgmt For For
Chelsea Clinton Mgmt For For
Barry Diller Mgmt For For
Michael D. Eisner Mgmt For For
Bonnie S. Hammer Mgmt For For
Victor A. Kaufman Mgmt For For
Joseph Levin Mgmt For For
Bryan Lourd Mgmt For For
David Rosenblatt Mgmt For For
Alan G. Spoon Mgmt For For
A. von Furstenberg Mgmt For For
Richard F. Zannino Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as IAC's independent registered
public accounting firm for 2019.
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METTLER-TOLEDO INTERNATIONAL INC. Agenda Number: 934952171
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Security: 592688105
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: MTD
ISIN: US5926881054
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: Robert F. Spoerry Mgmt For For
1.2 ELECTION OF DIRECTOR: Wah-Hui Chu Mgmt For For
1.3 ELECTION OF DIRECTOR: Olivier A. Filliol Mgmt For For
1.4 ELECTION OF DIRECTOR: Elisha W. Finney Mgmt For For
1.5 ELECTION OF DIRECTOR: Richard Francis Mgmt For For
1.6 ELECTION OF DIRECTOR: Marco Gadola Mgmt For For
1.7 ELECTION OF DIRECTOR: Michael A. Kelly Mgmt For For
1.8 ELECTION OF DIRECTOR: Thomas P. Salice Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
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MONDELEZ INTERNATIONAL, INC. Agenda Number: 934959404
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Security: 609207105
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: MDLZ
ISIN: US6092071058
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lewis W.K. Booth Mgmt For For
1b. Election of Director: Charles E. Bunch Mgmt For For
1c. Election of Director: Debra A. Crew Mgmt For For
1d. Election of Director: Lois D. Juliber Mgmt For For
1e. Election of Director: Mark D. Ketchum Mgmt For For
1f. Election of Director: Peter W. May Mgmt For For
1g. Election of Director: Jorge S. Mesquita Mgmt For For
1h. Election of Director: Joseph Neubauer Mgmt For For
1i. Election of Director: Fredric G. Reynolds Mgmt For For
1j. Election of Director: Christiana S. Shi Mgmt For For
1k. Election of Director: Patrick T. Siewert Mgmt For For
1l. Election of Director: Jean-Francois M. L. Mgmt For For
van Boxmeer
1m. Election of Director: Dirk Van de Put Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Independent Registered Public
Accountants for Fiscal Year Ending December
31, 2019.
4. Report on Environmental Impact of Cocoa Shr Abstain Against
Supply Chain.
5. Consider Employee Pay in Setting Chief Shr Abstain Against
Executive Officer Pay.
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NETAPP, INC Agenda Number: 934860657
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Security: 64110D104
Meeting Type: Annual
Meeting Date: 13-Sep-2018
Ticker: NTAP
ISIN: US64110D1046
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: T. Michael Nevens Mgmt For For
1b. Election of Director: Gerald Held Mgmt For For
1c. Election of Director: Kathryn M. Hill Mgmt For For
1d. Election of Director: Deborah L. Kerr Mgmt For For
1e. Election of Director: George Kurian Mgmt For For
1f. Election of Director: Scott F. Schenkel Mgmt For For
1g. Election of Director: George T. Shaheen Mgmt For For
1h. Election of Director: Richard P. Wallace Mgmt For For
2. To approve an amendment to NetApp's Amended Mgmt For For
and Restated 1999 Stock Option Plan to
increase the share reserve by an additional
9,000,000 shares of common stock.
3. To approve an amendment to NetApp's Mgmt For For
Employee Stock Purchase Plan to increase
the share reserve by an additional
2,000,000 shares of common stock.
4. To hold an advisory vote to approve Named Mgmt For For
Executive Officer compensation.
5. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as NetApp's independent
registered public accounting firm for the
fiscal year ending April 26, 2019.
6. To ratify the stockholder special meeting Mgmt For For
provisions in NetApp's bylaws.
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O'REILLY AUTOMOTIVE, INC. Agenda Number: 934955723
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Security: 67103H107
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: ORLY
ISIN: US67103H1077
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: David O'Reilly Mgmt For For
1b. Election of Director: Larry O'Reilly Mgmt For For
1c. Election of Director: Rosalie O'Reilly Mgmt For For
Wooten
1d. Election of Director: Greg Henslee Mgmt For For
1e. Election of Director: Jay D. Burchfield Mgmt For For
1f. Election of Director: Thomas T. Hendrickson Mgmt For For
1g. Election of Director: John R. Murphy Mgmt For For
1h. Election of Director: Dana M. Perlman Mgmt For For
1i. Election of Director: Andrea M. Weiss Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of appointment of Ernst & Mgmt For For
Young LLP, as independent auditors for the
fiscal year ending December 31, 2019.
4. Shareholder proposal entitled "Special Shr Abstain Against
Shareholder Meetings."
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PALO ALTO NETWORKS, INC. Agenda Number: 934891599
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Security: 697435105
Meeting Type: Annual
Meeting Date: 07-Dec-2018
Ticker: PANW
ISIN: US6974351057
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: John M. Mgmt For For
Donovan
1b. Election of Class I Director: Mary Pat Mgmt For For
McCarthy
1c. Election of Class I Director: Nir Zuk Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
July 31, 2019.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of holding future advisory votes
on executive compensation.
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RED HAT, INC. Agenda Number: 934851076
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Security: 756577102
Meeting Type: Annual
Meeting Date: 09-Aug-2018
Ticker: RHT
ISIN: US7565771026
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Sohaib Abbasi Mgmt For For
1.2 Election of Director: W. Steve Albrecht Mgmt For For
1.3 Election of Director: Charlene T. Begley Mgmt For For
1.4 Election of Director: Narendra K. Gupta Mgmt For For
1.5 Election of Director: Kimberly L. Hammonds Mgmt For For
1.6 Election of Director: William S. Kaiser Mgmt For For
1.7 Election of Director: James M. Whitehurst Mgmt For For
1.8 Election of Director: Alfred W. Zollar Mgmt For For
2. To approve, on an advisory basis, a Mgmt For For
resolution relating to Red Hat's executive
compensation
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as Red Hat's
independent registered public accounting
firm for the fiscal year ending February
28, 2019
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SERVICENOW, INC. Agenda Number: 935000911
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Security: 81762P102
Meeting Type: Annual
Meeting Date: 12-Jun-2019
Ticker: NOW
ISIN: US81762P1021
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: Teresa Briggs Mgmt For For
1b. Election of director: Paul E. Chamberlain Mgmt For For
1c. Election of director: Tamar O. Yehoshua Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers ("Say-on-Pay").
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as the independent registered public
accounting firm for 2019.
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SPLUNK INC. Agenda Number: 935009870
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Security: 848637104
Meeting Type: Annual
Meeting Date: 13-Jun-2019
Ticker: SPLK
ISIN: US8486371045
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Mark Carges Mgmt For For
1b. Election of Class I Director: Elisa Steele Mgmt For For
1c. Election of Class I Director: Sri Viswanath Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as described in the proxy
statement.
4. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
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VEEVA SYSTEMS INC. Agenda Number: 935018780
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Security: 922475108
Meeting Type: Annual
Meeting Date: 20-Jun-2019
Ticker: VEEV
ISIN: US9224751084
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ronald E.F. Codd Mgmt For For
Peter P. Gassner Mgmt For For
2. Ratify the appointment of KPMG LLP as Veeva Mgmt For For
Systems Inc.'s independent registered
public accounting firm for the fiscal year
ending January 31, 2020.
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VISTRA ENERGY CORP Agenda Number: 935012005
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Security: 92840M102
Meeting Type: Annual
Meeting Date: 20-May-2019
Ticker: VST
ISIN: US92840M1027
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul M. Barbas Mgmt For For
Cyrus Madon Mgmt For For
Geoffrey D. Strong Mgmt For For
Bruce E. Zimmerman Mgmt For For
2. Approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. Approve an amendment to the Vistra Energy Mgmt For For
Corp. 2016 Omnibus Incentive Plan (the
"2016 Incentive Plan") to increase the
number of shares available for issuance to
plan participants under the Company's 2016
Incentive Plan.
4. Ratify the selection of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2018.
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WATERS CORPORATION Agenda Number: 934973822
--------------------------------------------------------------------------------------------------------------------------
Security: 941848103
Meeting Type: Annual
Meeting Date: 14-May-2019
Ticker: WAT
ISIN: US9418481035
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda Baddour Mgmt For For
1B. Election of Director: Michael J. Berendt, Mgmt For For
Ph.D.
1C. Election of Director: Edward Conard Mgmt For For
1D. Election of Director: Laurie H. Glimcher, Mgmt For For
M.D.
1E. Election of Director: Gary E. Hendrickson Mgmt For For
1F. Election of Director: Christopher A. Mgmt For For
Kuebler
1G. Election of Director: Christopher J. Mgmt For For
O'Connell
1H. Election of Director: Flemming Ornskov, Mgmt For For
M.D., M.P.H
1I. Election of Director: JoAnn A. Reed Mgmt For For
1J. Election of Director: Thomas P. Salice Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for the fiscal year ending December
31, 2019.
3. To approve, by non-binding vote, named Mgmt For For
executive officer compensation.
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WILLIS TOWERS WATSON PUBLIC LIMITED CO. Agenda Number: 934975713
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Security: G96629103
Meeting Type: Annual
Meeting Date: 20-May-2019
Ticker: WLTW
ISIN: IE00BDB6Q211
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Anna C. Catalano Mgmt For For
1b. Election of Director: Victor F. Ganzi Mgmt For For
1c. Election of Director: John J. Haley Mgmt For For
1d. Election of Director: Wendy E. Lane Mgmt For For
1e. Election of Director: Brendan R. O'Neill Mgmt For For
1f. Election of Director: Jaymin B. Patel Mgmt For For
1g. Election of Director: Linda D. Rabbitt Mgmt For For
1h. Election of Director: Paul D. Thomas Mgmt For For
1i. Election of Director: Wilhelm Zeller Mgmt For For
2. Ratify, on an advisory basis, the Mgmt For For
appointment of (i) Deloitte & Touche LLP to
audit our financial statements and (ii)
Deloitte LLP to audit our Irish Statutory
Accounts, and authorize, in a binding vote,
the Board, acting through the Audit
Committee, to fix the independent auditors'
remuneration.
3. Approve, on an advisory basis, the named Mgmt For For
executive officer compensation.
4. Renew the Board's existing authority to Mgmt For For
issue shares under Irish law.
5. Renew the Board's existing authority to opt Mgmt For For
out of statutory pre-emption rights under
Irish law.
Opus Small Cap Value ETF
--------------------------------------------------------------------------------------------------------------------------
A.O. SMITH CORPORATION Agenda Number: 934932991
--------------------------------------------------------------------------------------------------------------------------
Security: 831865209
Meeting Type: Annual
Meeting Date: 09-Apr-2019
Ticker: AOS
ISIN: US8318652091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William P . Greubel Mgmt For For
Dr. Ilham Kadri Mgmt For For
Idelle K. Wolf Mgmt For For
Gene C. Wulf Mgmt For For
2. Proposal to approve, by nonbinding advisory Mgmt For For
vote, the compensation of our named
executive officers.
3. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the independent registered
public accounting firm of the corporation.
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ALGONQUIN POWER & UTILITIES CORP. Agenda Number: 935018007
--------------------------------------------------------------------------------------------------------------------------
Security: 015857105
Meeting Type: Annual and Special
Meeting Date: 06-Jun-2019
Ticker: AQN
ISIN: CA0158571053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 The appointment of Ernst & Young LLP, Mgmt For For
Chartered Accountants, as auditors of the
Corporation.
2 DIRECTOR
Christopher Ball Mgmt For For
Melissa S. Barnes Mgmt For For
Christopher Jarratt Mgmt For For
D. Randy Laney Mgmt For For
Kenneth Moore Mgmt For For
Ian Robertson Mgmt For For
Masheed Saidi Mgmt For For
Dilek Samil Mgmt For For
George Steeves Mgmt For For
3 The resolution set forth in Schedule "A" of Mgmt For For
the Corporation's management information
circular dated April 22, 2019 (the
"Circular") to approve the unallocated
options under the Corporation's stock
option plan as disclosed in the Circular.
4 The advisory resolution set forth in Mgmt For For
Schedule "C" of the Circular to accept the
approach to executive compensation as
disclosed in the Circular.
5 The resolution set forth in Schedule "D" of Mgmt For For
the Circular to approve the continuation,
amendment and restatement of the
Corporation's shareholder rights plan as
disclosed in the Circular.
6 The resolution set forth in Schedule "G" of Mgmt For For
the Circular to confirm and approve the
Corporation's advance notice by-law as
disclosed in the Circular.
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AMERICAN CAMPUS COMMUNITIES, INC. Agenda Number: 934963958
--------------------------------------------------------------------------------------------------------------------------
Security: 024835100
Meeting Type: Annual
Meeting Date: 01-May-2019
Ticker: ACC
ISIN: US0248351001
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: William C. Bayless, Mgmt For For
Jr.
1b. Election of Director: G. Steven Dawson Mgmt For For
1c. Election of Director: Cydney C. Donnell Mgmt For For
1d. Election of Director: Mary C. Egan Mgmt For For
1e. Election of Director: Edward Lowenthal Mgmt For For
1f. Election of Director: Oliver Luck Mgmt For For
1g. Election of Director: C. Patrick Oles, Jr. Mgmt For For
1h. Election of Director: John T. Rippel Mgmt For For
2. Ratification of Ernst & Young as our Mgmt For For
independent auditors for 2019
3. To provide a non-binding advisory vote Mgmt For For
approving the Company's executive
compensation program
--------------------------------------------------------------------------------------------------------------------------
AMERISAFE, INC. Agenda Number: 935020735
--------------------------------------------------------------------------------------------------------------------------
Security: 03071H100
Meeting Type: Annual
Meeting Date: 14-Jun-2019
Ticker: AMSF
ISIN: US03071H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Teri G. Fontenot Mgmt For For
Jared A. Morris Mgmt For For
2. To approve, on an advisory basis, our Mgmt For For
executive compensation as described in the
Proxy Statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
APTARGROUP, INC. Agenda Number: 934955951
--------------------------------------------------------------------------------------------------------------------------
Security: 038336103
Meeting Type: Annual
Meeting Date: 01-May-2019
Ticker: ATR
ISIN: US0383361039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Giovanna Kampouri Mgmt For For
Monnas
1b. Election of Director: Isabel Marey-Semper Mgmt For For
1c. Election of Director: Stephan Tanda Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
AQUA AMERICA, INC. Agenda Number: 934947726
--------------------------------------------------------------------------------------------------------------------------
Security: 03836W103
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: WTR
ISIN: US03836W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Elizabeth B. Amato Mgmt For For
Nicholas DeBenedictis Mgmt For For
Christopher H. Franklin Mgmt For For
Daniel J. Hilferty Mgmt For For
Ellen T. Ruff Mgmt For For
Lee C. Stewart Mgmt For For
Christopher Womack Mgmt For For
2. To consider and take action on the Mgmt For For
ratification of the appointment of
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the Company for the 2019 fiscal
year.
3. To approve an advisory vote on the Mgmt For For
compensation paid to the Company's named
executive officers for 2018.
4. To approve the Amended and Restated Omnibus Mgmt For For
Equity Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
BARRETT BUSINESS SERVICES, INC. Agenda Number: 935010734
--------------------------------------------------------------------------------------------------------------------------
Security: 068463108
Meeting Type: Annual
Meeting Date: 29-May-2019
Ticker: BBSI
ISIN: US0684631080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Thomas J. Carley Mgmt For For
1.2 Election of Director: Thomas B. Cusick Mgmt For For
1.3 Election of Director: Michael L. Elich Mgmt For For
1.4 Election of Director: James B. Hicks, Ph.D. Mgmt For For
1.5 Election of Director: Jon L. Justesen Mgmt For For
1.6 Election of Director: Anthony Meeker Mgmt For For
1.7 Election of Director: Vincent P. Price Mgmt For For
2. Approval of Employee Stock Purchase Plan. Mgmt For For
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Ratification of selection of Deloitte and Mgmt For For
Touche LLP as our independent registered
public accounting firm for 2019.
5. Stockholder Proposal. Shr Abstain Against
--------------------------------------------------------------------------------------------------------------------------
BLACKSTONE MORTGAGE TRUST, INC Agenda Number: 935003385
--------------------------------------------------------------------------------------------------------------------------
Security: 09257W100
Meeting Type: Annual
Meeting Date: 19-Jun-2019
Ticker: BXMT
ISIN: US09257W1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael B. Nash Mgmt For For
Stephen D. Plavin Mgmt For For
Leonard W. Cotton Mgmt For For
Thomas E. Dobrowski Mgmt For For
Martin L. Edelman Mgmt For For
Henry N. Nassau Mgmt For For
Jonathan L. Pollack Mgmt For For
Lynne B. Sagalyn Mgmt For For
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2019.
3. Advisory Vote on Executive Compensation: To Mgmt For For
approve in a non- binding, advisory vote,
the compensation paid to our named
executive officers.
4. Frequency of Advisory Vote on Executive Mgmt 1 Year For
Compensation: To approve in a non-binding,
advisory vote, whether a stockholder vote
to approve the compensation of our named
executive officers should occur every one,
two or three years.
--------------------------------------------------------------------------------------------------------------------------
CARETRUST REIT Agenda Number: 934946320
--------------------------------------------------------------------------------------------------------------------------
Security: 14174T107
Meeting Type: Annual
Meeting Date: 01-May-2019
Ticker: CTRE
ISIN: US14174T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Allen C. Barbieri Mgmt For For
1b. Election of Director: Jon D. Kline Mgmt For For
1c. Election of Director: Diana M. Laing Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
CARLISLE COMPANIES INCORPORATED Agenda Number: 934953591
--------------------------------------------------------------------------------------------------------------------------
Security: 142339100
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: CSL
ISIN: US1423391002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robin J. Adams Mgmt For For
1b. Election of Director: Jonathan R. Collins Mgmt For For
1c. Election of Director: D. Christian Koch Mgmt For For
1d. Election of Director: David A. Roberts Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for
fiscal 2019.
3. To approve, on an advisory basis, the Mgmt For For
Company's named executive officer
compensation in fiscal 2018.
--------------------------------------------------------------------------------------------------------------------------
CARTER'S INC. Agenda Number: 934993331
--------------------------------------------------------------------------------------------------------------------------
Security: 146229109
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: CRI
ISIN: US1462291097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a Election of Director: Amy Woods Brinkley Mgmt For For
1b Election of Director: Giuseppina Mgmt For For
Buonfantino
1c Election of Director: Michael D. Casey Mgmt For For
1d Election of Director: A. Bruce Cleverly Mgmt For For
1e Election of Director: Jevin S. Eagle Mgmt For For
1f Election of Director: Mark P. Hipp Mgmt For For
1g Election of Director: William J. Montgoris Mgmt For For
1h Election of Director: David Pulver Mgmt For For
1i Election of Director: Thomas E. Whiddon Mgmt For For
2 Advisory approval of executive Mgmt For For
compensation.
3 Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal 2019.
--------------------------------------------------------------------------------------------------------------------------
CHASE CORPORATION Agenda Number: 934916543
--------------------------------------------------------------------------------------------------------------------------
Security: 16150R104
Meeting Type: Annual
Meeting Date: 05-Feb-2019
Ticker: CCF
ISIN: US16150R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Adam P. Chase Mgmt For For
Peter R. Chase Mgmt For For
Mary Claire Chase Mgmt For For
Thomas D. DeByle Mgmt For For
John H. Derby III Mgmt For For
Lewis P. Gack Mgmt For For
Chad A. McDaniel Mgmt For For
Dana Mohler-Faria Mgmt For For
Thomas Wroe, Jr. Mgmt For For
2. Advisory vote on the compensation of our Mgmt For For
named executive officers.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
corporation's independent registered public
accounting firm for the fiscal year ending
August 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
CHEMED CORPORATION Agenda Number: 934986641
--------------------------------------------------------------------------------------------------------------------------
Security: 16359R103
Meeting Type: Annual
Meeting Date: 20-May-2019
Ticker: CHE
ISIN: US16359R1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kevin J. McNamara Mgmt For For
1b. Election of Director: Joel F. Gemunder Mgmt For For
1c. Election of Director: Patrick P. Grace Mgmt For For
1d. Election of Director: Thomas C. Hutton Mgmt For For
1e. Election of Director: Walter L. Krebs Mgmt For For
1f. Election of Director: Andrea R. Lindell Mgmt For For
1g. Election of Director: Thomas P. Rice Mgmt For For
1h. Election of Director: Donald E. Saunders Mgmt For For
1i. Election of Director: George J. Walsh III Mgmt For For
1j. Election of Director: Frank E. Wood Mgmt For For
2. Ratification of Audit Committee's selection Mgmt For For
of PricewaterhouseCoopers LLP as
independent accountants for 2019.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Shareholder proposal requesting a Shr Abstain Against
semi-annual report on (a) the Company's
policies on political spending, and (b)
political contributions made.
--------------------------------------------------------------------------------------------------------------------------
CHURCHILL DOWNS INCORPORATED Agenda Number: 934940809
--------------------------------------------------------------------------------------------------------------------------
Security: 171484108
Meeting Type: Annual
Meeting Date: 23-Apr-2019
Ticker: CHDN
ISIN: US1714841087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ulysses L. Bridgeman Jr Mgmt For For
R. Alex Rankin Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year 2019.
3. To approve, on a non-binding advisory Mgmt For For
basis, the Company's executive compensation
as disclosed in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
CORENERGY INFRASTRUCTURE TRUST, INC. Agenda Number: 934971311
--------------------------------------------------------------------------------------------------------------------------
Security: 21870U502
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: CORR
ISIN: US21870U5020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Conrad S. Ciccotello Mgmt For For
1B. Election of Director: Catherine A. Lewis Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as the independent registered public
accountants for the Company's fiscal year
ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
CRANE CO. Agenda Number: 934949744
--------------------------------------------------------------------------------------------------------------------------
Security: 224399105
Meeting Type: Annual
Meeting Date: 29-Apr-2019
Ticker: CR
ISIN: US2243991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Martin R. Benante Mgmt For For
1b. Election of Director: Donald G. Cook Mgmt For For
1c. Election of Director: Michael Dinkins Mgmt For For
1d. Election of Director: R. S. Evans Mgmt For For
1e. Election of Director: Ronald C. Lindsay Mgmt For For
1f. Election of Director: Ellen McClain Mgmt For For
1g. Election of Director: Charles G. McClure, Mgmt For For
Jr.
1h. Election of Director: Max H. Mitchell Mgmt For For
1i. Election of Director: Jennifer M. Pollino Mgmt For For
1j. Election of Director: James L. L. Tullis Mgmt For For
2. Ratification of selection of Deloitte & Mgmt For For
Touche LLP as independent auditors for the
Company for 2019.
3. Say on Pay - An advisory vote to approve Mgmt For For
the compensation paid to certain executive
officers.
--------------------------------------------------------------------------------------------------------------------------
CYRUSONE INC. Agenda Number: 934946154
--------------------------------------------------------------------------------------------------------------------------
Security: 23283R100
Meeting Type: Annual
Meeting Date: 29-Apr-2019
Ticker: CONE
ISIN: US23283R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David H. Ferdman Mgmt For For
John W. Gamble, Jr. Mgmt For For
Michael A. Klayko Mgmt For For
T. Tod Nielsen Mgmt For For
Alex Shumate Mgmt For For
William E. Sullivan Mgmt For For
Lynn A. Wentworth Mgmt For For
Gary J. Wojtaszek Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
DELEK US HOLDINGS, INC. Agenda Number: 934946217
--------------------------------------------------------------------------------------------------------------------------
Security: 24665A103
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: DK
ISIN: US24665A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ezra Uzi Yemin Mgmt For For
William J. Finnerty Mgmt For For
Carlos E. Jorda Mgmt For For
Gary M. Sullivan, Jr. Mgmt For For
Vicky Sutil Mgmt For For
David Wiessman Mgmt For For
Shlomo Zohar Mgmt For For
2. To adopt the advisory resolution approving Mgmt For For
the Company's executive compensation
program for our named executive officers as
described in the Proxy Statement.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the 2019 fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
ENCOMPASS HEALTH CORPORATION Agenda Number: 934944439
--------------------------------------------------------------------------------------------------------------------------
Security: 29261A100
Meeting Type: Annual
Meeting Date: 03-May-2019
Ticker: EHC
ISIN: US29261A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John W. Chidsey Mgmt For For
1b. Election of Director: Donald L. Correll Mgmt For For
1c. Election of Director: Yvonne M. Curl Mgmt For For
1d. Election of Director: Charles M. Elson Mgmt For For
1e. Election of Director: Joan E. Herman Mgmt For For
1f. Election of Director: Leo I. Higdon, Jr. Mgmt For For
1g. Election of Director: Leslye G. Katz Mgmt For For
1h. Election of Director: John E. Maupin, Jr. Mgmt For For
1i. Election of Director: Nancy M. Schlichting Mgmt For For
1j. Election of Director: L. Edward Shaw, Jr. Mgmt For For
1k. Election of Director: Mark J. Tarr Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for 2019.
3. An advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
EVOLUTION PETROLEUM CORPORATION Agenda Number: 934893288
--------------------------------------------------------------------------------------------------------------------------
Security: 30049A107
Meeting Type: Annual
Meeting Date: 06-Dec-2018
Ticker: EPM
ISIN: US30049A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Edward J. DiPaolo Mgmt For For
William E. Dozier Mgmt For For
Robert S. Herlin Mgmt For For
Kelly W. Loyd Mgmt For For
Marran H. Ogilvie Mgmt For For
2. Ratification of the appointment of Moss Mgmt For For
Adams LLP as the Company's independent
registered public accounting firm for
fiscal year ending June 30, 2019.
3. Approval, in a non-binding advisory vote, Mgmt For For
of the compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
FIRSTCASH, INC. Agenda Number: 935011902
--------------------------------------------------------------------------------------------------------------------------
Security: 33767D105
Meeting Type: Annual
Meeting Date: 11-Jun-2019
Ticker: FCFS
ISIN: US33767D1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mr. Daniel R. Feehan Mgmt For For
2. Ratification of the selection of RSM US LLP Mgmt For For
as the independent registered public
accounting firm of the Company for the year
ending December 31, 2019.
3. Approve, by non-binding vote, the Mgmt For For
compensation of named executive officers as
described in the proxy statement.
4. Approve the FirstCash, Inc. 2019 Long-Term Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
FORWARD AIR CORPORATION Agenda Number: 934955886
--------------------------------------------------------------------------------------------------------------------------
Security: 349853101
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: FWRD
ISIN: US3498531017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ronald W. Allen Mgmt For For
Ana B. Amicarella Mgmt For For
Valerie A. Bonebrake Mgmt For For
C. Robert Campbell Mgmt For For
R. Craig Carlock Mgmt For For
C. John Langley, Jr. Mgmt For For
G. Michael Lynch Mgmt For For
Thomas Schmitt Mgmt For For
W. Gilbert West Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm of the Company.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the named
executive officers (the "say on pay vote").
--------------------------------------------------------------------------------------------------------------------------
GERMAN AMERICAN BANCORP, INC. Agenda Number: 934976462
--------------------------------------------------------------------------------------------------------------------------
Security: 373865104
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: GABC
ISIN: US3738651047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Zachary W. Bawel Mgmt For For
J. David Lett Mgmt For For
Lee A. Mitchell Mgmt For For
Thomas W. Seger Mgmt For For
2. The approval and adoption of the German Mgmt For For
American Bancorp, Inc. 2019 Employee Stock
Purchase Plan
3. The approval and adoption of the German Mgmt For For
American Bancorp, Inc. 2019 Long-Term
Equity Incentive Plan
4. The approval, on an advisory basis, of the Mgmt For For
appointment of Crowe LLP as our independent
registered public accounting firm for 2019
--------------------------------------------------------------------------------------------------------------------------
GILDAN ACTIVEWEAR INC. Agenda Number: 934969239
--------------------------------------------------------------------------------------------------------------------------
Security: 375916103
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: GIL
ISIN: CA3759161035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
William D. Anderson Mgmt For For
Donald C. Berg Mgmt For For
Maryse Bertrand Mgmt For For
Marc Caira Mgmt For For
Glenn J. Chamandy Mgmt For For
Shirley E. Cunningham Mgmt For For
Russell Goodman Mgmt For For
Charles M. Herington Mgmt For For
Craig A. Leavitt Mgmt For For
Anne Martin-Vachon Mgmt For For
2 Confirming the adoption of By-Law No. 2 Mgmt For For
relating to the advance nomination of
directors of the Company; See Schedule "D"
of the Management Proxy Circular.
3 Approving an advisory resolution on the Mgmt For For
Corporation's approach to executive
compensation; See Schedule "E" to the
Management Proxy Circular.
4 The appointment of KPMG LLP, Chartered Mgmt For For
Professional Accountants, as auditors for
the ensuing year.
--------------------------------------------------------------------------------------------------------------------------
GRUPO AEROPORTUARIO DEL CENTRO NORTE Agenda Number: 934990195
--------------------------------------------------------------------------------------------------------------------------
Security: 400501102
Meeting Type: Annual
Meeting Date: 29-Apr-2019
Ticker: OMAB
ISIN: US4005011022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
IV Discussion and approval of the Reports Mgmt For For
mentioned in items I, II and III above.
Resolutions in this regard.
V Allocation of net income, increase in Mgmt For For
reserves, approval of the amounts for share
repurchases, and declaration of dividends,
if any. Resolutions in this regard.
VI Discussion and, in the event, approval of a Mgmt For For
proposal to nominate and/or ratify members
of the Board of Directors and the Chairs of
the Audit and Corporate Practices, Finance,
Planning and Sustainability Committees;
determination of corresponding emoluments.
Resolutions in this regard.
VII Appointment of Special Delegates. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL Agenda Number: 935007105
--------------------------------------------------------------------------------------------------------------------------
Security: 41068X100
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: HASI
ISIN: US41068X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey W. Eckel Mgmt For For
Rebecca B. Blalock Mgmt For For
Teresa M. Brenner Mgmt For For
Mark J. Cirilli Mgmt For For
Charles M. O'Neil Mgmt For For
Richard J. Osborne Mgmt For For
Steven G. Osgood Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
3. The advisory approval of the compensation Mgmt For For
of the Named Executive Officers as
described in the Compensation Discussion
and Analysis, the compensation tables and
other narrative disclosure in this proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
HERCULES CAPITAL INC Agenda Number: 934886803
--------------------------------------------------------------------------------------------------------------------------
Security: 427096508
Meeting Type: Special
Meeting Date: 06-Dec-2018
Ticker: HTGC
ISIN: US4270965084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the application of the reduced Mgmt Abstain Against
asset coverage requirements in Section
61(a)(2) of the Investment Company Act of
1940, as amended, to the Company, which
would permit the Company to double the
maximum amount of leverage that it is
currently permitted to incur by reducing
the asset coverage requirements applicable
to the Company from 200% to 150% to become
effective the day after the Special Meeting
(without giving effect to any exemptive
relief with respect to Small Business
Administration debentures).
--------------------------------------------------------------------------------------------------------------------------
HERCULES CAPITAL INC Agenda Number: 935017625
--------------------------------------------------------------------------------------------------------------------------
Security: 427096508
Meeting Type: Annual
Meeting Date: 30-May-2019
Ticker: HTGC
ISIN: US4270965084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph F. Hoffman Mgmt For For
Doreen Woo Ho Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP to serve as our
independent public accounting firm for the
year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
HEXCEL CORPORATION Agenda Number: 934957727
--------------------------------------------------------------------------------------------------------------------------
Security: 428291108
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: HXL
ISIN: US4282911084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Nick L. Stanage Mgmt For For
1.2 Election of Director: Joel S. Beckman Mgmt For For
1.3 Election of Director: Lynn Brubaker Mgmt For For
1.4 Election of Director: Jeffrey C. Campbell Mgmt For For
1.5 Election of Director: Cynthia M. Egnotovich Mgmt For For
1.6 Election of Director: Thomas A. Gendron Mgmt For For
1.7 Election of Director: Jeffrey A. Graves Mgmt For For
1.8 Election of Director: Guy C. Hachey Mgmt For For
1.9 Election of Director: Catherine A. Suever Mgmt For For
2. Advisory vote to approve 2018 executive Mgmt For For
compensation.
3. Amendment to the Hexcel Corporation 2013 Mgmt For For
Incentive Stock Plan.
4. Ratification of Ernst & Young LLP as Mgmt For For
Independent Registered Public Accounting
Firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
HINGHAM INSTITUTION FOR SAVINGS Agenda Number: 934947637
--------------------------------------------------------------------------------------------------------------------------
Security: 433323102
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: HIFS
ISIN: US4333231029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Howard M. Berger, Esq. Mgmt For For
Kevin W. Gaughen, Esq. Mgmt For For
Julio R. Hernando, Esq Mgmt For For
Robert K. Sheridan, Esq Mgmt For For
Ronald D. Falcione Mgmt For For
2. To elect Jacqueline M. Youngworth as the Mgmt For For
Clerk of the Bank, to hold office until the
2020 Annual Meeting of Stockholders, and
until her successor is duly elected and
qualified.
3. To approve, by advisory vote, the Bank's Mgmt For For
named executive officer compensation.
4. To approve, by advisory vote, the frequency Mgmt 1 Year For
of future executive compensation advisory
votes.
--------------------------------------------------------------------------------------------------------------------------
HUBBELL INCORPORATED Agenda Number: 934955292
--------------------------------------------------------------------------------------------------------------------------
Security: 443510607
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: HUBB
ISIN: US4435106079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carlos M. Cardoso Mgmt For For
Anthony J. Guzzi Mgmt For For
Neal J. Keating Mgmt For For
Bonnie C. Lind Mgmt For For
John F. Malloy Mgmt For For
Judith F. Marks Mgmt For For
David G. Nord Mgmt For For
John G. Russell Mgmt For For
Steven R. Shawley Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year 2019.
3. To approve, by non-binding vote, the Mgmt For For
compensation of our named executive
officers as presented in the 2019 Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENT BANK CORP. Agenda Number: 934914943
--------------------------------------------------------------------------------------------------------------------------
Security: 453836108
Meeting Type: Special
Meeting Date: 25-Jan-2019
Ticker: INDB
ISIN: US4538361084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the Agreement and Plan of Merger, Mgmt For For
dated as of September 20, 2018 (the "merger
agreement"), by and among Independent Bank
Corp. ("Independent"), Rockland Trust
Company, Blue Hills Bancorp, Inc. ("BHB")
and Blue Hills Bank, and to approve the
transactions contemplated by the merger
agreement, including the merger of BHB with
and into Independent (the "merger") and the
issuance of up to 6,835,690 shares of
Independent common stock in connection with
the merger.
2. Authorize the board of directors of Mgmt Abstain Against
Independent to adjourn or postpone the
special meeting, if necessary, to permit
further solicitation of proxies in favor of
the Independent merger agreement proposal
or to vote on other matters properly before
the special meeting.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENT BANK CORP. Agenda Number: 934972488
--------------------------------------------------------------------------------------------------------------------------
Security: 453836108
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: INDB
ISIN: US4538361084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Re-Election of Class II Director: Michael Mgmt For For
P. Hogan
1.2 Re-Election of Class II Director: Eileen C. Mgmt For For
Miskell
1.3 Re-Election of Class II Director: Gerard F. Mgmt For For
Nadeau
1.4 Re-Election of Class II Director: Thomas R. Mgmt For For
Venables
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2019.
3. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ITURAN LOCATION AND CONTROL LTD. Agenda Number: 934901213
--------------------------------------------------------------------------------------------------------------------------
Security: M6158M104
Meeting Type: Annual
Meeting Date: 12-Dec-2018
Ticker: ITRN
ISIN: IL0010818685
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To appoint Fahn Kanne & co. as the Mgmt For For
Company's independent auditors for the
fiscal year 2018 and until the close of the
next Shareholders' Annual General Meeting.
The Audit Committee of the Company is
hereby authorized to determine the
compensation of the auditors.
2.1 Election of Class C Director: Izzy Mgmt For For
Sheratzky
2.2 Election of Class C Director: Gil Sheratzky Mgmt For For
2.3 Election of Class C Director: Ze'ev Koren Mgmt For For
(Independent Director)
--------------------------------------------------------------------------------------------------------------------------
KADANT INC. Agenda Number: 934966283
--------------------------------------------------------------------------------------------------------------------------
Security: 48282T104
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: KAI
ISIN: US48282T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: Jonathan W. Painter Mgmt For For
2. To approve, by non-binding advisory vote, Mgmt For For
our executive compensation.
3. To approve restricted stock unit grants to Mgmt For For
certain of our non-employee directors.
4. To ratify the selection of KPMG LLP as our Mgmt For For
company's independent registered public
accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
KAISER ALUMINUM CORPORATION Agenda Number: 935025088
--------------------------------------------------------------------------------------------------------------------------
Security: 483007704
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: KALU
ISIN: US4830077040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alfred E. Osborne, Jr. Mgmt For For
Teresa Sebastian Mgmt For For
Donald J. Stebbins Mgmt For For
Thomas M. Van Leeuwen Mgmt For For
2. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT
3. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2019
--------------------------------------------------------------------------------------------------------------------------
KAR AUCTION SERVICES INC Agenda Number: 935005226
--------------------------------------------------------------------------------------------------------------------------
Security: 48238T109
Meeting Type: Annual
Meeting Date: 04-Jun-2019
Ticker: KAR
ISIN: US48238T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Donna R. Ecton Mgmt For For
1b. Election of Director: James P. Hallett Mgmt For For
1c. Election of Director: Mark E. Hill Mgmt For For
1d. Election of Director: J. Mark Howell Mgmt For For
1e. Election of Director: Stefan Jacoby Mgmt For For
1f. Election of Director: Lynn Jolliffe Mgmt For For
1g. Election of Director: Michael T. Kestner Mgmt For For
1h. Election of Director: John P. Larson Mgmt For For
1i. Election of Director: Stephen E. Smith Mgmt For For
2. To approve, on an advisory basis, executive Mgmt For For
compensation.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
LADDER CAPITAL CORP Agenda Number: 935004969
--------------------------------------------------------------------------------------------------------------------------
Security: 505743104
Meeting Type: Annual
Meeting Date: 04-Jun-2019
Ticker: LADR
ISIN: US5057431042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan Fishman Mgmt For For
Pamela McCormack Mgmt For For
David Weiner Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
LAKELAND FINANCIAL CORPORATION Agenda Number: 934931228
--------------------------------------------------------------------------------------------------------------------------
Security: 511656100
Meeting Type: Annual
Meeting Date: 09-Apr-2019
Ticker: LKFN
ISIN: US5116561003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Blake W. Augsburger Mgmt For For
1b. Election of Director: Robert E. Bartels, Mgmt For For
Jr.
1c. Election of Director: Darrianne P. Mgmt For For
Christian
1d. Election of Director: Daniel F. Evans, Jr. Mgmt For For
1e. Election of Director: David M. Findlay Mgmt For For
1f. Election of Director: Thomas A. Hiatt Mgmt For For
1g. Election of Director: Michael L. Kubacki Mgmt For For
1h. Election of Director: Emily E. Pichon Mgmt For For
1i. Election of Director: Steven D. Ross Mgmt For For
1j. Election of Director: Brian J. Smith Mgmt For For
1k. Election of Director: Bradley J. Toothaker Mgmt For For
1l. Election of Director: Ronald D. Truex Mgmt For For
1m. Election of Director: M. Scott Welch Mgmt For For
2. APPROVAL, by non-binding vote, of the Mgmt For For
Company's compensation of certain executive
officers.
3. RATIFY THE APPOINTMENT OF CROWE LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
LEGGETT & PLATT, INCORPORATED Agenda Number: 934957397
--------------------------------------------------------------------------------------------------------------------------
Security: 524660107
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: LEG
ISIN: US5246601075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robert E. Brunner Mgmt For For
1b. Election of Director: R. Ted Enloe, III Mgmt For For
1c. Election of Director: Manuel A. Fernandez Mgmt For For
1d. Election of Director: Karl G. Glassman Mgmt For For
1e. Election of Director: Joseph W. McClanathan Mgmt For For
1f. Election of Director: Judy C. Odom Mgmt For For
1g. Election of Director: Srikanth Padmanabhan Mgmt For For
1h. Election of Director: Phoebe A. Wood Mgmt For For
2. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
the Company's independent registered public
accounting firm for the year ending
December 31, 2019.
3. An advisory vote to approve named executive Mgmt For For
officer compensation as described in the
Company's proxy statement.
--------------------------------------------------------------------------------------------------------------------------
M.D.C. HOLDINGS, INC. Agenda Number: 934943071
--------------------------------------------------------------------------------------------------------------------------
Security: 552676108
Meeting Type: Annual
Meeting Date: 29-Apr-2019
Ticker: MDC
ISIN: US5526761086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael A. Berman Mgmt For For
Herbert T. Buchwald Mgmt For For
Larry A. Mizel Mgmt For For
Leslie B. Fox Mgmt For For
2. To approve an advisory proposal regarding Mgmt For For
the compensation of the Company's named
executive officers (Say on Pay).
3. To approve an amendment to the M.D.C. Mgmt For For
Holdings, Inc. 2011 Equity Incentive Plan
to increase the shares authorized for
issuance under the plan and amend certain
provisions related to performance-based
awards in connection with amendments to
Section 162(m) of the Internal Revenue
Code.
4. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the 2019 fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
MACQUARIE INFRASTRUCTURE CORPORATION Agenda Number: 934977363
--------------------------------------------------------------------------------------------------------------------------
Security: 55608B105
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: MIC
ISIN: US55608B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Amanda Brock Mgmt For For
1b. Election of Director: Norman H. Brown, Jr. Mgmt For For
1c. Election of Director: Christopher Frost Mgmt For For
1d. Election of Director: Maria Jelescu-Dreyfus Mgmt For For
1e. Election of Director: Ronald Kirk Mgmt For For
1f. Election of Director: H.E. (Jack) Lentz Mgmt For For
1g. Election of Director: Ouma Sananikone Mgmt For For
2. The ratification of the selection of KPMG Mgmt For For
LLP as our independent auditor for the
fiscal year ending December 31, 2019.
3. The approval, on an advisory basis, of Mgmt For For
executive compensation.
4. The approval of Amendment No. 1 to our 2016 Mgmt For For
Omnibus Employee Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
MAIN STREET CAPITAL CORPORATION Agenda Number: 934941659
--------------------------------------------------------------------------------------------------------------------------
Security: 56035L104
Meeting Type: Annual
Meeting Date: 06-May-2019
Ticker: MAIN
ISIN: US56035L1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael Appling, Jr. Mgmt For For
1b. Election of Director: Valerie L. Banner Mgmt For For
1c. Election of Director: Joseph E. Canon Mgmt For For
1d. Election of Director: Arthur L. French Mgmt For For
1e. Election of Director: J. Kevin Griffin Mgmt For For
1f. Election of Director: John E. Jackson Mgmt For For
1g. Election of Director: Brian E. Lane Mgmt For For
1h. Election of Director: Stephen B. Solcher Mgmt For For
1i. Election of Director: Vincent D. Foster Mgmt For For
1j. Election of Director: Dwayne L. Hyzak Mgmt For For
2. Proposal to ratify the appointment of Grant Mgmt For For
Thornton LLP as our independent registered
public accounting firm for the year ended
December 31, 2019.
3. Advisory non-binding approval of executive Mgmt For For
compensation.
4. Proposal to approve an amendment to our Mgmt For For
Articles of Amendment and Restatement to
allow our stockholders to amend our bylaws.
--------------------------------------------------------------------------------------------------------------------------
MARRIOTT VACATIONS WORLDWIDE CORPORATION Agenda Number: 934959961
--------------------------------------------------------------------------------------------------------------------------
Security: 57164Y107
Meeting Type: Annual
Meeting Date: 10-May-2019
Ticker: VAC
ISIN: US57164Y1073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raymond L. Gellein, Jr. Mgmt For For
Thomas J. Hutchison,III Mgmt For For
Dianna F. Morgan Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for its
2019 fiscal year.
3. An advisory resolution to approve executive Mgmt For For
compensation as described in the Proxy
Statement for the Annual Meeting.
4. To recommend by advisory vote, the Mgmt 1 Year For
frequency of future advisory votes on
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
MERCER INTERNATIONAL INC. Agenda Number: 934999167
--------------------------------------------------------------------------------------------------------------------------
Security: 588056101
Meeting Type: Annual
Meeting Date: 31-May-2019
Ticker: MERC
ISIN: US5880561015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jimmy S.H. Lee Mgmt For For
David M. Gandossi Mgmt For For
William D. McCartney Mgmt For For
James Shepherd Mgmt For For
R. Keith Purchase Mgmt For For
Martha A.M. Morfitt Mgmt For For
Alan C. Wallace Mgmt For For
Linda J. Welty Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for 2019.
3. Approval of the advisory (non-binding) Mgmt For For
resolution to approve executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
MSC INDUSTRIAL DIRECT CO., INC. Agenda Number: 934913458
--------------------------------------------------------------------------------------------------------------------------
Security: 553530106
Meeting Type: Annual
Meeting Date: 29-Jan-2019
Ticker: MSM
ISIN: US5535301064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mitchell Jacobson Mgmt For For
Erik Gershwind Mgmt For For
Jonathan Byrnes Mgmt For For
Roger Fradin Mgmt For For
Louise Goeser Mgmt For For
Michael Kaufmann Mgmt For For
Denis Kelly Mgmt For For
Steven Paladino Mgmt For For
Philip Peller Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for fiscal year 2019.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
MURPHY OIL CORPORATION Agenda Number: 934955595
--------------------------------------------------------------------------------------------------------------------------
Security: 626717102
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: MUR
ISIN: US6267171022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: T.J. Collins Mgmt For For
1b. Election of Director: S.A. Cosse Mgmt For For
1c. Election of Director: C.P. Deming Mgmt For For
1d. Election of Director: L.R. Dickerson Mgmt For For
1e. Election of Director: R.W. Jenkins Mgmt For For
1f. Election of Director: E.W. Keller Mgmt For For
1g. Election of Director: J.V. Kelley Mgmt For For
1h. Election of Director: W. Mirosh Mgmt For For
1i. Election of Director: R.M. Murphy Mgmt For For
1j. Election of Director: J.W. Nolan Mgmt For For
1k. Election of Director: N.E. Schmale Mgmt For For
1l. Election of Director: L.A. Sugg Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Approval of the appointment of KPMG LLP as Mgmt For For
independent registered public accounting
firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL CINEMEDIA, INC. Agenda Number: 934944908
--------------------------------------------------------------------------------------------------------------------------
Security: 635309107
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: NCMI
ISIN: US6353091076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas F. Lesinski Mgmt For For
Andrew P. Glaze Mgmt For For
Lawrence A. Goodman Mgmt For For
David R. Haas Mgmt For For
Kurt C. Hall Mgmt For For
Lee Roy Mitchell Mgmt For For
Mark B. Segall Mgmt For For
Renana Teperberg Mgmt For For
2. To approve, on an advisory basis, National Mgmt For For
CineMedia, Inc.'s. executive compensation.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent auditors for
the fiscal year ending December 26, 2019.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL STORAGE AFFILIATES TRUST Agenda Number: 934982516
--------------------------------------------------------------------------------------------------------------------------
Security: 637870106
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: NSA
ISIN: US6378701063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Trustee: Arlen D. Nordhagen Mgmt For For
1b. Election of Trustee: George L. Chapman Mgmt For For
1c. Election of Trustee: Paul W. Hylbert, Jr. Mgmt For For
1d. Election of Trustee: Chad L. Meisinger Mgmt For For
1e. Election of Trustee: Steven G. Osgood Mgmt For For
1f. Election of Trustee: Dominic M. Palazzo Mgmt For For
1g. Election of Trustee: Rebecca L. Steinfort Mgmt For For
1h. Election of Trustee: Mark Van Mourick Mgmt For For
1i. Election of Trustee: J. Timothy Warren Mgmt For For
2. The ratification of the appointment of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2019.
3. Shareholder advisory vote (non-binding) on Mgmt For For
the executive compensation of the Company's
Named Executive Officers as more fully
described in the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
NEWTEK BUSINESS SERVICES CORP. Agenda Number: 935031459
--------------------------------------------------------------------------------------------------------------------------
Security: 652526203
Meeting Type: Annual
Meeting Date: 14-Jun-2019
Ticker: NEWT
ISIN: US6525262035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory Zink Mgmt For For
2. To ratify the selection of RSM US LLP as Mgmt For For
the Company's independent registered
accounting firm (independent auditors) for
the fiscal year ended December 31, 2019.
3. To conduct an advisory vote on the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
NEXPOINT RESIDENTIAL TRUST, INC. Agenda Number: 934995878
--------------------------------------------------------------------------------------------------------------------------
Security: 65341D102
Meeting Type: Annual
Meeting Date: 14-May-2019
Ticker: NXRT
ISIN: US65341D1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James Dondero Mgmt For For
Brian Mitts Mgmt For For
Edward Constantino Mgmt For For
Scott Kavanaugh Mgmt For For
Arthur Laffer Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY PARTNERS, LP Agenda Number: 934939022
--------------------------------------------------------------------------------------------------------------------------
Security: 65341B106
Meeting Type: Annual
Meeting Date: 22-Apr-2019
Ticker: NEP
ISIN: US65341B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Susan D. Austin Mgmt For For
1b. Election of Director: Robert J. Byrne Mgmt For For
1c. Election of Director: Peter H. Kind Mgmt For For
1d. Election of Director: James L. Robo Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as NextEra Energy Partners'
independent registered public accounting
firm for 2019
3. Approval, by non-binding advisory vote, of Mgmt For For
NextEra Energy Partners' compensation of
its named executive officers as disclosed
in the proxy statement
--------------------------------------------------------------------------------------------------------------------------
NORDSON CORPORATION Agenda Number: 934921479
--------------------------------------------------------------------------------------------------------------------------
Security: 655663102
Meeting Type: Annual
Meeting Date: 26-Feb-2019
Ticker: NDSN
ISIN: US6556631025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lee C. Banks Mgmt For For
Randolph W. Carson Mgmt For For
Victor L. Richey, Jr. Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
October 31, 2019.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
OGE ENERGY CORP. Agenda Number: 934961334
--------------------------------------------------------------------------------------------------------------------------
Security: 670837103
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: OGE
ISIN: US6708371033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Frank A. Bozich Mgmt For For
1B. Election of Director: James H. Brandi Mgmt For For
1C. Election of Director: Peter D. Clarke Mgmt For For
1D. Election of Director: Luke R. Corbett Mgmt For For
1E. Election of Director: David L. Hauser Mgmt For For
1F. Election of Director: Judy R. McReynolds Mgmt For For
1G. Election of Director: David E. Rainbolt Mgmt For For
1H. Election of Director: J. Michael Sanner Mgmt For For
1I. Election of Director: Sheila G. Talton Mgmt For For
1J. Election of Director: Sean Trauschke Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's principal
independent accountants for 2019.
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
4. Shareholder Proposal Regarding Simple Shr Abstain Against
Majority Vote.
--------------------------------------------------------------------------------------------------------------------------
OSHKOSH CORPORATION Agenda Number: 934915161
--------------------------------------------------------------------------------------------------------------------------
Security: 688239201
Meeting Type: Annual
Meeting Date: 05-Feb-2019
Ticker: OSK
ISIN: US6882392011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Keith J. Allman Mgmt For For
Wilson R. Jones Mgmt For For
Leslie F. Kenne Mgmt For For
K. Metcalf-Kupres Mgmt For For
Stephen D. Newlin Mgmt For For
Raymond T. Odierno Mgmt For For
Craig P. Omtvedt Mgmt For For
Duncan J. Palmer Mgmt For For
Sandra E. Rowland Mgmt For For
John S. Shiely Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP, an independent registered
public accounting firm, as the Company's
independent auditors for fiscal year 2019.
3. Approval, by advisory vote, of the Mgmt For For
compensation of the Company's named
executive officers.
4. A shareholder proposal regarding Shr Abstain Against
shareholder action by less than unanimous
written consent, if it is properly
presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
PACWEST BANCORP Agenda Number: 934961269
--------------------------------------------------------------------------------------------------------------------------
Security: 695263103
Meeting Type: Annual
Meeting Date: 13-May-2019
Ticker: PACW
ISIN: US6952631033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tanya M. Acker Mgmt For For
1B. Election of Director: Paul R. Burke Mgmt For For
1C. Election of Director: Craig A. Carlson Mgmt For For
1D. Election of Director: John M. Eggemeyer, Mgmt For For
III
1E. Election of Director: C. William Hosler Mgmt For For
1F. Election of Director: Susan E. Lester Mgmt For For
1G. Election of Director: Roger H. Molvar Mgmt For For
1H. Election of Director: James J. Pieczynski Mgmt For For
1I. Election of Director: Daniel B. Platt Mgmt For For
1J. Election of Director: Robert A. Stine Mgmt For For
1K. Election of Director: Matthew P. Wagner Mgmt For For
1L. Election of Director: Mark T. Yung Mgmt For For
2. Advisory Vote on Executive Compensation. To Mgmt For For
approve, on an advisory basis
(non-binding), the compensation of the
Company's named executive officers.
3. Ratification of the Appointment of Mgmt For For
Independent Auditors. To ratify the
appointment of KPMG LLP as the Company's
independent auditors for the fiscal year
ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
PENSKE AUTOMOTIVE GROUP, INC. Agenda Number: 934957094
--------------------------------------------------------------------------------------------------------------------------
Security: 70959W103
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: PAG
ISIN: US70959W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John D. Barr Mgmt For For
Lisa Davis Mgmt For For
Wolfgang Durheimer Mgmt For For
Michael R. Eisenson Mgmt For For
Robert H. Kurnick, Jr. Mgmt For For
Kimberly J. McWaters Mgmt For For
Roger S. Penske Mgmt For For
Roger S. Penske, Jr. Mgmt For For
Sandra E. Pierce Mgmt For For
Greg C. Smith Mgmt For For
Ronald G. Steinhart Mgmt For For
H. Brian Thompson Mgmt For For
Masashi Yamanaka Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
auditing firm for the year ending December
31, 2019.
3. Approval, by non-binding vote, of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
POOL CORPORATION Agenda Number: 934965813
--------------------------------------------------------------------------------------------------------------------------
Security: 73278L105
Meeting Type: Annual
Meeting Date: 01-May-2019
Ticker: POOL
ISIN: US73278L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Andrew W. Code Mgmt For For
1b. Election of Director: Timothy M. Graven Mgmt For For
1c. Election of Director: Debra S. Oler Mgmt For For
1d. Election of Director: Manuel J. Perez de la Mgmt For For
Mesa
1e. Election of Director: Harlan F. Seymour Mgmt For For
1f. Election of Director: Robert C. Sledd Mgmt For For
1g. Election of Director: John E. Stokely Mgmt For For
1h. Election of Director: David G. Whalen Mgmt For For
2. Ratification of the retention of Ernst & Mgmt For For
Young LLP, certified public accountants, as
our independent registered public
accounting firm for the 2019 fiscal year.
3. Say-on-pay vote: Advisory vote to approve Mgmt For For
executive compensation as disclosed in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
PREFERRED BANK Agenda Number: 935008878
--------------------------------------------------------------------------------------------------------------------------
Security: 740367404
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: PFBC
ISIN: US7403674044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William C.Y. Cheng Mgmt For For
Chih-Wei Wu Mgmt For For
Wayne Wu Mgmt For For
Shirley Wang Mgmt For For
2. Advisory vote approving the compensation of Mgmt For For
Preferred Bank's named executive officers
(Say-on-Pay).
3. Advisory vote setting the frequency of the Mgmt 3 Years For
Say on Pay vote.
4. Approval and authorization of the Share Mgmt For For
Repurchase Authority, including, without
limitation, the repurchase of shares
authorized by the Board of Directors on
December 5, 2018, pursuant to which
Preferred Bank may, from time to time,
purchase shares of its common stock for an
aggregate purchase price not to exceed $30
million.
5. Ratification of the appointment of Crowe Mgmt For For
LLP as independent registered public
accountants for the fiscal year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
RELIANCE STEEL & ALUMINUM CO. Agenda Number: 934979343
--------------------------------------------------------------------------------------------------------------------------
Security: 759509102
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: RS
ISIN: US7595091023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Sarah J. Anderson Mgmt For For
1b. Election of Director: Karen W. Colonias Mgmt For For
1c. Election of Director: John G. Figueroa Mgmt For For
1d. Election of Director: David H. Hannah Mgmt For For
1e. Election of Director: Mark V. Kaminski Mgmt For For
1f. Election of Director: Robert A. McEvoy Mgmt For For
1g. Election of Director: Gregg J. Mollins Mgmt For For
1h. Election of Director: Andrew G. Sharkey, Mgmt For For
III
1i. Election of Director: Douglas W. Stotlar Mgmt For For
2. To consider a non-binding, advisory vote to Mgmt For For
approve the compensation of the Company's
named executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
RETAIL OPPORTUNITY INV CORP Agenda Number: 934959466
--------------------------------------------------------------------------------------------------------------------------
Security: 76131N101
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: ROIC
ISIN: US76131N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard A. Baker Mgmt For For
Michael J. Indiveri Mgmt For For
Edward H. Meyer Mgmt For For
Lee S. Neibart Mgmt For For
Charles J. Persico Mgmt For For
Laura H. Pomerantz Mgmt For For
Stuart A. Tanz Mgmt For For
Eric S. Zorn Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
year ended December 31, 2019.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers as described in the 2019
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
RPM INTERNATIONAL INC. Agenda Number: 934873438
--------------------------------------------------------------------------------------------------------------------------
Security: 749685103
Meeting Type: Annual
Meeting Date: 04-Oct-2018
Ticker: RPM
ISIN: US7496851038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the amendment of the Amended and Mgmt For For
Restated Certificate of Incorporation.
2. Approve the amendment of the Amended and Mgmt For For
Restated By-Laws.
3. DIRECTOR
John P. Abizaid Mgmt For For
John M. Ballbach Mgmt For For
Bruce A. Carbonari Mgmt For For
Jenniffer D. Deckard Mgmt For For
Salvatore D. Fazzolari Mgmt For For
4. Approve the Company's executive Mgmt For For
compensation.
5. Approve the amendment of the 2014 Omnibus Mgmt For For
Plan.
6. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as the Company's independent registered
public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
RUTH'S HOSPITALITY GROUP, INC. Agenda Number: 934991337
--------------------------------------------------------------------------------------------------------------------------
Security: 783332109
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: RUTH
ISIN: US7833321091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael P. O'Donnell Mgmt For For
1b. Election of Director: Robin P. Selati Mgmt For For
1c. Election of Director: Giannella Alvarez Mgmt For For
1d. Election of Director: Mary L. Baglivo Mgmt For For
1e. Election of Director: Carla R. Cooper Mgmt For For
1f. Election of Director: Cheryl J. Henry Mgmt For For
1g. Election of Director: Stephen M. King Mgmt For For
1h. Election of Director: Marie L. Perry Mgmt For For
2. Approval of the advisory resolution on the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for fiscal year
2019.
--------------------------------------------------------------------------------------------------------------------------
SILICON MOTION TECHNOLOGY CORP. Agenda Number: 934869528
--------------------------------------------------------------------------------------------------------------------------
Security: 82706C108
Meeting Type: Annual
Meeting Date: 26-Sep-2018
Ticker: SIMO
ISIN: US82706C1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To elect Mr. Kuan-Ming Lin and Mr. Mgmt For For
Shii-Tyng Duann as additional directors to
the existing Board (as defined in the
current Articles of Association of the
Company) with immediate effect upon the
adoption of the ordinary resolution and
that each proposed director is willing to
hold such office and has delivered a letter
of consent to the Company.
2. To re-elect Mr. Han-Ping D. Shieh as a Mgmt For For
director of the Company.
3. To ratify the selection of Deloitte & Mgmt For For
Touche as independent auditors of the
Company for the fiscal year ending December
31, 2018 and authorize the directors to fix
their remuneration.
--------------------------------------------------------------------------------------------------------------------------
SIX FLAGS ENTERTAINMENT CORPORATION Agenda Number: 934949136
--------------------------------------------------------------------------------------------------------------------------
Security: 83001A102
Meeting Type: Annual
Meeting Date: 01-May-2019
Ticker: SIX
ISIN: US83001A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kurt M. Cellar Mgmt For For
Nancy A. Krejsa Mgmt For For
Jon L. Luther Mgmt For For
Usman Nabi Mgmt For For
Stephen D. Owens Mgmt For For
James Reid-Anderson Mgmt For For
Richard W. Roedel Mgmt For For
2. Advisory vote to ratify the appointment of Mgmt For For
KPMG LLP as independent registered public
accounting firm for the year ending
December 31, 2019.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
SONOCO PRODUCTS COMPANY Agenda Number: 934947827
--------------------------------------------------------------------------------------------------------------------------
Security: 835495102
Meeting Type: Annual
Meeting Date: 17-Apr-2019
Ticker: SON
ISIN: US8354951027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
P. L. Davies Mgmt For For
T. J. Drew Mgmt For For
P. Guillemot Mgmt For For
J. R. Haley Mgmt For For
R. G. Kyle Mgmt For For
R. C. Tiede Mgmt For For
T. E. Whiddon Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers, LLP as the
independent registered public accounting
firm for the Company for the year ending
December 31, 2019.
3. To approve the advisory resolution on Mgmt For For
Executive Compensation.
4. To approve the Sonoco Products Company 2019 Mgmt For For
Omnibus Incentive Plan.
5. Advisory (non-binding) shareholder proposal Shr Abstain Against
regarding simple majority vote.
--------------------------------------------------------------------------------------------------------------------------
STEWART INFORMATION SERVICES CORPORATION Agenda Number: 935030293
--------------------------------------------------------------------------------------------------------------------------
Security: 860372101
Meeting Type: Annual
Meeting Date: 19-Jun-2019
Ticker: STC
ISIN: US8603721015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Arnaud Ajdler Mgmt For For
Thomas G. Apel Mgmt For For
C. Allen Bradley, Jr. Mgmt For For
James Chadwick Mgmt For For
Glenn C. Christenson Mgmt For For
Robert L. Clarke Mgmt For For
Frederick H. Eppinger Mgmt For For
Matthew W. Morris Mgmt For For
2. Approval of the compensation of Stewart Mgmt For For
Information Services Corporation's named
executive officers (Say-on-Pay).
3. Ratification of the appointment of KPMG LLP Mgmt For For
as Stewart Information Services
Corporation's independent auditors for
2019.
--------------------------------------------------------------------------------------------------------------------------
STOCK YARDS BANCORP, INC. Agenda Number: 934949491
--------------------------------------------------------------------------------------------------------------------------
Security: 861025104
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: SYBT
ISIN: US8610251048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Paul J. Bickel III Mgmt For For
1b. Election of Director: J. McCauley Brown Mgmt For For
1c. Election of Director: David P. Heintzman Mgmt For For
1d. Election of Director: Donna L. Heitzman Mgmt For For
1e. Election of Director: Carl G. Herde Mgmt For For
1f. Election of Director: James A. Hillebrand Mgmt For For
1g. Election of Director: Richard A. Lechleiter Mgmt For For
1h. Election of Director: Stephen M. Priebe Mgmt For For
1i. Election of Director: John L. Schutte Mgmt For For
1j. Election of Director: Norman Tasman Mgmt For For
1k. Election of Director: Kathy C. Thompson Mgmt For For
2. The ratification of BKD, LLP as the Mgmt For For
independent registered public accounting
firm for Stock Yards Bancorp, Inc. for the
year ending December 31, 2019.
3. The advisory approval of the compensation Mgmt For For
of Bancorp's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
STORE CAPITAL CORPORATION Agenda Number: 934993002
--------------------------------------------------------------------------------------------------------------------------
Security: 862121100
Meeting Type: Annual
Meeting Date: 30-May-2019
Ticker: STOR
ISIN: US8621211007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph M. Donovan Mgmt For For
Mary Fedewa Mgmt For For
Morton H. Fleischer Mgmt For For
William F. Hipp Mgmt For For
Catherine D. Rice Mgmt For For
Einar A. Seadler Mgmt For For
Rajath Shourie Mgmt For For
Quentin P. Smith, Jr. Mgmt For For
Christopher H. Volk Mgmt For For
2. To approve an amendment to the Company's Mgmt For For
bylaws to allow stockholders to amend the
bylaws by a majority vote of the
outstanding shares entitled to be cast on
the matter pursuant to a proposal submitted
by an eligible stockholder.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
4. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
SUPERIOR GROUP OF COMPANIES, INC. Agenda Number: 934940710
--------------------------------------------------------------------------------------------------------------------------
Security: 868358102
Meeting Type: Annual
Meeting Date: 03-May-2019
Ticker: SGC
ISIN: US8683581024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Sidney Kirschner Mgmt For For
1.2 Election of Director: Michael Benstock Mgmt For For
1.3 Election of Director: Alan D. Schwartz Mgmt For For
1.4 Election of Director: Robin Hensley Mgmt For For
1.5 Election of Director: Paul Mellini Mgmt For For
1.6 Election of Director: Todd Siegel Mgmt For For
1.7 Election of Director: Venita Fields Mgmt For For
1.8 Election of Director: Andrew D. Demott, Jr. Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers as disclosed in the proxy
statement.
3. To vote, on an advisory basis, on whether Mgmt 3 Years For
the preferred frequency of future advisory
votes on the compensation of our named
executive officers is every year, every two
years or every three years
4. To ratify the appointment of Mayer Hoffman Mgmt For For
McCann P.C. as independent auditors for the
fiscal year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
SYNNEX CORPORATION Agenda Number: 934875278
--------------------------------------------------------------------------------------------------------------------------
Security: 87162W100
Meeting Type: Special
Meeting Date: 03-Oct-2018
Ticker: SNX
ISIN: US87162W1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To consider and vote on a proposal to Mgmt Abstain Against
approve the issuance of shares of SYNNEX
common stock, par value $0.001 per share,
in connection with the first of the two
mergers contemplated by the Agreement and
Plan of Merger, dated June 28, 2018, as
amended on August 22, 2018, and as it may
be amended from time to time, among SYNNEX,
Delta Merger Sub I, Inc., a Delaware
corporation and wholly-owned subsidiary of
SYNNEX, Concentrix CVG Corporation, a
Delaware corporation and wholly-owned
subsidiary of SYNNEX, and Convergys
Corporation, an Ohio corporation.
2. To consider and vote on a proposal to Mgmt Abstain Against
approve the adjournment of the SYNNEX
special meeting if necessary to solicit
additional proxies if there are not
sufficient votes to approve the issuance of
shares of SYNNEX common stock in connection
with the initial merger at the time of the
SYNNEX special meeting, or any adjournment
or postponement thereof.
--------------------------------------------------------------------------------------------------------------------------
SYNNEX CORPORATION Agenda Number: 934931204
--------------------------------------------------------------------------------------------------------------------------
Security: 87162W100
Meeting Type: Annual
Meeting Date: 15-Mar-2019
Ticker: SNX
ISIN: US87162W1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin Murai Mgmt For For
Dwight Steffensen Mgmt For For
Dennis Polk Mgmt For For
Fred Breidenbach Mgmt For For
Hau Lee Mgmt For For
Matthew Miau Mgmt For For
Gregory Quesnel Mgmt For For
Ann Vezina Mgmt For For
Thomas Wurster Mgmt For For
Duane Zitzner Mgmt For For
Andrea Zulberti Mgmt For For
2. An advisory vote to approve our Executive Mgmt For For
Compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the independent registered public
accountants.
--------------------------------------------------------------------------------------------------------------------------
TERNIUM S.A. Agenda Number: 934977072
--------------------------------------------------------------------------------------------------------------------------
Security: 880890108
Meeting Type: Annual
Meeting Date: 06-May-2019
Ticker: TX
ISIN: US8808901081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Consideration of the Board of Directors' Mgmt For For
and independent auditor's reports on the
Company's consolidated financial
statements. Approval of the Company's
consolidated financial statements as of
December 31, 2018 and 2017 and for the
years ended December 31, 2018, 2017 and
2016.
2. Consideration of the independent auditor's Mgmt For For
report on the Company's annual accounts.
Approval of the Company's annual accounts
as at December 31, 2018.
3. Allocation of results and approval of Mgmt For For
dividend payment for the year ended
December 31, 2018.
4. Discharge of members of the Board of Mgmt For For
Directors for the exercise of their mandate
during the year ended December 31, 2018.
5. Election of the members of the Board of Mgmt For For
Directors.
6. Authorization of the compensation of the Mgmt For For
members of the Board of Directors.
7. Appointment of the independent auditors for Mgmt For For
the fiscal year ending December 31, 2019
and approval of their fees.
8. Authorization to the Board of Directors to Mgmt For For
appoint one or more of its members as the
Company's attorney-in-fact.
--------------------------------------------------------------------------------------------------------------------------
THE ENSIGN GROUP, INC Agenda Number: 934989952
--------------------------------------------------------------------------------------------------------------------------
Security: 29358P101
Meeting Type: Annual
Meeting Date: 30-May-2019
Ticker: ENSG
ISIN: US29358P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lee A. Daniels Mgmt For For
1b. Election of Director: Ann S. Blouin Mgmt For For
1c. Election of Director: Barry R. Port Mgmt For For
2. Approval of the amendment to the Mgmt For For
Certificate of Incorporation to increase
the size of the Board of Directors to eight
from seven.
3. Approval of the amendment to the Mgmt For For
Certificate of Incorporation to increase
the authorized shares to 100 million.
4. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as independent registered public
accounting firm for 2019.
5. Approval, on an advisory basis, of our Mgmt For For
named executive officers' compensation.
--------------------------------------------------------------------------------------------------------------------------
THE HACKETT GROUP INC Agenda Number: 934954745
--------------------------------------------------------------------------------------------------------------------------
Security: 404609109
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: HCKT
ISIN: US4046091090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ted A. Fernandez Mgmt For For
Robert A. Rivero Mgmt For For
Alan T. G. Wix Mgmt For For
2. To hold an advisory vote on executive Mgmt For For
compensation.
3. To ratify the appointment of RSM US LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 27, 2019.
--------------------------------------------------------------------------------------------------------------------------
THE HANOVER INSURANCE GROUP, INC. Agenda Number: 934955393
--------------------------------------------------------------------------------------------------------------------------
Security: 410867105
Meeting Type: Annual
Meeting Date: 14-May-2019
Ticker: THG
ISIN: US4108671052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: P. Kevin Condron Mgmt For For
(Two-year term expiring in 2021)
1.2 Election of Director: Michael D. Price Mgmt For For
(Three-year term expiring in 2022)
1.3 Election of Director: Joseph R. Ramrath Mgmt For For
(Three-year term expiring in 2022)
1.4 Election of Director: John C. Roche Mgmt For For
(Three-year term expiring in 2022)
2. To approve the advisory vote on the Mgmt For For
Company's executive compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent, registered public accounting
firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
THE TORO COMPANY Agenda Number: 934925807
--------------------------------------------------------------------------------------------------------------------------
Security: 891092108
Meeting Type: Annual
Meeting Date: 19-Mar-2019
Ticker: TTC
ISIN: US8910921084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey L. Harmening Mgmt For For
Joyce A. Mullen Mgmt For For
Richard M. Olson Mgmt For For
James C. O'Rourke Mgmt For For
2. Ratification of the selection of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for our fiscal year ending
October 31, 2019.
3. Approval of, on an advisory basis, our Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
TIMBERLAND BANCORP, INC. Agenda Number: 934913509
--------------------------------------------------------------------------------------------------------------------------
Security: 887098101
Meeting Type: Annual
Meeting Date: 22-Jan-2019
Ticker: TSBK
ISIN: US8870981011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel D. Yerrington* Mgmt For For
Larry D. Goldberg** Mgmt For For
David A. Smith** Mgmt For For
2. Advisory (non-binding) approval of the Mgmt For For
compensation of our named executive
officers as disclosed in the proxy
statement.
3. Advisory (non-binding) vote on whether an Mgmt 1 Year For
advisory vote on executive compensation
should be held every one, two, or three
years.
4. Ratification of the Audit Committee's Mgmt For For
selection of Delap LLP as our independent
auditor for the year ending September 30,
2019.
--------------------------------------------------------------------------------------------------------------------------
TOWNEBANK Agenda Number: 934999131
--------------------------------------------------------------------------------------------------------------------------
Security: 89214P109
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: TOWN
ISIN: US89214P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
G. Robert Aston, Jr. Mgmt For For
E. Lee Baynor Mgmt For For
Thomas C. Broyles Mgmt For For
Bradford L. Cherry Mgmt For For
J. Morgan Davis Mgmt For For
Harry T. Lester Mgmt For For
William T. Morrison Mgmt For For
Elizabeth W. Robertson Mgmt For For
Dwight C. Schaubach Mgmt For For
Richard B. Thurmond Mgmt For For
F. Lewis Wood Mgmt For For
2. To ratify the selection of Dixon Hughes Mgmt For For
Goodman LLP, independent certified public
accountants, as auditors of TowneBank for
2019.
3. To approve, on a non-binding advisory Mgmt For For
basis, TowneBank's named executive officer
compensation.
--------------------------------------------------------------------------------------------------------------------------
TWO HARBORS INVESTMENT CORP. Agenda Number: 934973632
--------------------------------------------------------------------------------------------------------------------------
Security: 90187B408
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: TWO
ISIN: US90187B4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: E. Spencer Abraham Mgmt For For
1b. Election of Director: James J. Bender Mgmt For For
1c. Election of Director: Karen Hammond Mgmt For For
1d. Election of Director: Stephen G. Kasnet Mgmt For For
1e. Election of Director: William Roth Mgmt For For
1f. Election of Director: W. Reid Sanders Mgmt For For
1g. Election of Director: Thomas E. Siering Mgmt For For
1h. Election of Director: James A. Stern Mgmt For For
1i. Election of Director: Hope B. Woodhouse Mgmt For For
2. Advisory vote on the compensation of our Mgmt For For
executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP to serve as our independent
registered public accounting firm for our
fiscal year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
W. P. CAREY INC. Agenda Number: 934875329
--------------------------------------------------------------------------------------------------------------------------
Security: 92936U109
Meeting Type: Special
Meeting Date: 29-Oct-2018
Ticker: WPC
ISIN: US92936U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve issuance of validly issued, Mgmt Abstain Against
fully paid and non-assessable shares of W.
P. Carey common stock, $0.001 par value per
share, under Rule 312.03 of NYSE Listed
Company Manual (the "Stock Issuance") in
connection with consummation of the Merger,
by and among Corporate Property Associates
17 - Global Incorporated ("CPA:17 -
Global"), W. P. Carey, the ultimate parent
of external manager of CPA:17 - Global,
CPA:17 Merger Sub LLC, an indirect wholly
owned subsidiary of W. P. Carey, and other
parties thereto, and other transactions
contemplated.
2. To consider and vote upon any adjournments Mgmt Abstain
or postponements of the W. P. Carey Special
Meeting, including, without limitation, a
motion to adjourn the special meeting to
another time for the purpose of soliciting
additional proxies to approve the proposal
above.
--------------------------------------------------------------------------------------------------------------------------
WASHINGTON TRUST BANCORP, INC. Agenda Number: 934938032
--------------------------------------------------------------------------------------------------------------------------
Security: 940610108
Meeting Type: Annual
Meeting Date: 23-Apr-2019
Ticker: WASH
ISIN: US9406101082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Edward O. Handy III Mgmt For For
Katherine W. Hoxsie CPA Mgmt For For
Kathleen E. McKeough Mgmt For For
John T. Ruggieri Mgmt For For
2. The ratification of the selection of Crowe Mgmt For For
LLP to serve as the Corporation's
independent registered public accounting
firm for the year ending December 31, 2019.
3. A non-binding advisory resolution to Mgmt For For
approve the compensation of the
Corporation's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
WATSCO, INC. Agenda Number: 935010556
--------------------------------------------------------------------------------------------------------------------------
Security: 942622200
Meeting Type: Annual
Meeting Date: 03-Jun-2019
Ticker: WSO
ISIN: US9426222009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Brian E. Keeley Mgmt For For
Steven (Slava) Rubin Mgmt For For
2. To approve a non-binding advisory Mgmt For For
resolution regarding the compensation of
our named executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the 2019 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
WEST BANCORPORATION, INC. Agenda Number: 934934399
--------------------------------------------------------------------------------------------------------------------------
Security: 95123P106
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: WTBA
ISIN: US95123P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven K. Gaer Mgmt For For
Michael J. Gerdin Mgmt For For
Sean P. McMurray Mgmt For For
David R. Milligan Mgmt For For
George D. Milligan Mgmt For For
David D. Nelson Mgmt For For
James W. Noyce Mgmt For For
Robert G. Pulver Mgmt For For
Lou Ann Sandburg Mgmt For For
Steven T. Schuler Mgmt For For
Therese M. Vaughan Mgmt For For
Philip Jason Worth Mgmt For For
2. To approve, on a nonbinding basis, the 2018 Mgmt For For
compensation of the named executive
officers disclosed in the proxy statement.
3. To ratify the appointment of RSM US LLP as Mgmt For For
the Company's independent registered public
accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
WYNDHAM DESTINATIONS, INC. Agenda Number: 934966170
--------------------------------------------------------------------------------------------------------------------------
Security: 98310W108
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: WYND
ISIN: US98310W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Louise F. Brady Mgmt For For
Michael D. Brown Mgmt For For
James E. Buckman Mgmt For For
George Herrera Mgmt For For
Stephen P. Holmes Mgmt For For
Denny Marie Post Mgmt For For
Ronald L. Rickles Mgmt For For
Michael H. Wargotz Mgmt For For
2. To vote on a non-binding, advisory Mgmt For For
resolution to approve our executive
compensation.
3. To vote on a proposal to ratify the Mgmt For For
appointment of Deloitte & Touche LLP to
serve as our independent registered public
accounting firm for fiscal year 2019.
4. To vote on a proposal to approve the Mgmt For For
Wyndham Destinations, Inc. 2018 Employee
Stock Purchase Plan.
5. To vote on a shareholder proposal regarding Shr Abstain Against
political contributions disclosure if
properly presented at the meeting.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) ETF Series Solutions
By (Signature) /s/ Kristina Nelson
Name Kristina Nelson
Title President
Date 08/20/2019