UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-08568
NAME OF REGISTRANT: John Hancock Financial Opportunities
Fund
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 200 Berkeley Street
Boston, MA 02116
NAME AND ADDRESS OF AGENT FOR SERVICE: Charles A. Rizzo
197 Clarendon Street
Boston, MA 02116
REGISTRANT'S TELEPHONE NUMBER: 6176633000
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2018 - 06/30/2019
2X21 JHF Financial Opportunities Fund
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1ST SOURCE CORPORATION Agenda Number: 934934438
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Security: 336901103
Meeting Type: Annual
Meeting Date: 18-Apr-2019
Ticker: SRCE
ISIN: US3369011032
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a Election of Director for terms expiring Mgmt Against Against
April 2022: Daniel B. Fitzpatrick
1b Election of Director for terms expiring Mgmt For For
April 2022: Najeeb A. Khan
1c Election of Director for terms expiring Mgmt For For
April 2022: Christopher J. Murphy IV
2 Ratification of the appointment of BKD LLP Mgmt For For
as 1st Source Corporation's independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
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ACCESS NATIONAL CORPORATION Agenda Number: 934914955
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Security: 004337101
Meeting Type: Special
Meeting Date: 15-Jan-2019
Ticker: ANCX
ISIN: US0043371014
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the Agreement and Plan of Mgmt For For
Reorganization, dated as of October 4,
2018, including the related Plan of Merger,
by and between Union Bankshares Corporation
("Union") and Access National Corporation
("Access"), as amended, pursuant to which,
among other things, Access will merge with
and into Union (the "merger") and,
following the merger.
2. Proposal to approve, on an advisory Mgmt For For
(non-binding) basis, specified compensation
that may become payable to the named
executive officers of Access in connection
with the merger.
3. Proposal to approve one or more Mgmt For For
adjournments of the special meeting, if
necessary or appropriate, to solicit
additional proxies in favor of approval of
Proposal 1.
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AMERICAN NATIONAL BANKSHARES INC. Agenda Number: 935001622
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Security: 027745108
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: AMNB
ISIN: US0277451086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey V. Haley# Mgmt For For
John H. Love# Mgmt For For
Ronda M. Penn# Mgmt For For
Nancy Howell Agee# Mgmt For For
Susan K. Still# Mgmt For For
Kenneth S. Bowling* Mgmt For For
3. TO RATIFY THE SELECTION OF YOUNT, HYDE & Mgmt For For
BARBOUR P.C., INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS AUDITORS OF THE COMPANY
FOR THE YEAR ENDING DECEMBER 31, 2019
4. ADVISORY VOTE ON EXECUTIVE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT
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AMERICAN RIVIERA BANK Agenda Number: 935034570
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Security: 02932A106
Meeting Type: Annual
Meeting Date: 19-Jun-2019
Ticker: ARBV
ISIN: US02932A1060
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank Burgess Mgmt For For
Darren D. Caesar Mgmt Withheld Against
Joe Campanelli Mgmt For For
Jeff DeVine Mgmt Withheld Against
Leonard Himelsein Mgmt For For
Jody D. Holehouse, CPA Mgmt Withheld Against
Weldon U. Howell Jr Esq Mgmt For For
Lawrence Koppelman Mgmt Withheld Against
Douglas Margerum Mgmt Withheld Against
2. RATIFICATION OF THE SELECTION OF CROWE LLP Mgmt Against Against
AS THE BANK'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM. To ratify the selection of
Crowe LLP as the Bank's independent
registered public accounting firm.
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AMERIS BANCORP Agenda Number: 934970573
--------------------------------------------------------------------------------------------------------------------------
Security: 03076K108
Meeting Type: Special
Meeting Date: 06-May-2019
Ticker: ABCB
ISIN: US03076K1088
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Ameris Share Issuance Proposal: To approve Mgmt For For
the issuance of shares of common stock, par
value $1.00 per share, of Ameris Bancorp
("Ameris") in connection with the
transactions contemplated by the Agreement
and Plan of Merger, dated as of December
17, 2018, as may be amended from time to
time, by and between Ameris and Fidelity
Southern Corporation.
2. Ameris Adjournment Proposal: To adjourn the Mgmt For For
Ameris special meeting, if necessary or
appropriate, to permit further solicitation
of proxies in favor of the Ameris share
issuance proposal.
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AMERIS BANCORP Agenda Number: 934969304
--------------------------------------------------------------------------------------------------------------------------
Security: 03076K108
Meeting Type: Annual
Meeting Date: 14-May-2019
Ticker: ABCB
ISIN: US03076K1088
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel B. Jeter Mgmt For For
William H. Stern Mgmt For For
Dennis J. Zember Jr. Mgmt For For
2. Ratification of the appointment of Crowe Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2019.
3. Advisory approval of the compensation of Mgmt Against Against
the Company's named executive officers.
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ARES MANAGEMENT CORPORATION Agenda Number: 934984471
--------------------------------------------------------------------------------------------------------------------------
Security: 03990B101
Meeting Type: Annual
Meeting Date: 20-May-2019
Ticker: ARES
ISIN: US03990B1017
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael J. Arougheti Mgmt Against Against
1B. Election of Director: Antoinette Bush Mgmt For For
1C. Election of Director: Paul G. Joubert Mgmt For For
1D. Election of Director: David B. Kaplan Mgmt Against Against
1E. Election of Director: John H. Kissick Mgmt Against Against
1F. Election of Director: Michael Lynton Mgmt For For
1G. Election of Director: Dr. Judy D. Olian Mgmt For For
1H. Election of Director: Antony P. Ressler Mgmt Against Against
1I. Election of Director: Bennett Rosenthal Mgmt Against Against
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as independent auditors
for our 2019 fiscal year.
3. Approval, on a non-binding advisory basis, Mgmt Against Against
of the compensation paid to our named
executive officers for our 2018 fiscal
year.
4. To recommend, on a non-binding advisory Mgmt 1 Year Against
basis, the frequency of future advisory
votes to approve, on a non-binding advisory
basis, the compensation paid to our named
executive officers.
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ATLANTIC CAPITAL BANCSHARES, INC. Agenda Number: 934995424
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Security: 048269203
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: ACBI
ISIN: US0482692037
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter M. Deriso, Jr. Mgmt Withheld Against
Shantella E. Cooper Mgmt For For
Henchy R. Enden Mgmt For For
James H. Graves Mgmt For For
Douglas J. Hertz Mgmt For For
R. Charles Shufeldt Mgmt For For
Lizanne Thomas Mgmt For For
Douglas L. Williams Mgmt For For
Marietta Edmunds Zakas Mgmt For For
2. Ratification of Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
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AVIDBANK HOLDINGS, INC. Agenda Number: 934987770
--------------------------------------------------------------------------------------------------------------------------
Security: 05368J103
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: AVBH
ISIN: US05368J1034
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark D. Mordell Mgmt For For
Kristofer W. Biorn Mgmt For For
Kenneth D. Brenner Mgmt For For
Lisa B. Hendrickson Mgmt For For
Bryan C. Polster Mgmt For For
Roxy H. Rapp Mgmt For For
Michael F. Rosinus Mgmt For For
Robert H. Scott Mgmt For For
Marc J. Verissimo Mgmt For For
2. RATIFICATION OF CROWE HORWATH LLP AS Mgmt For For
AUDITORS OF THE COMPANY FOR THE YEAR ENDED
DECEMBER 31, 2019
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BANK OF AMERICA CORPORATION Agenda Number: 934942360
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: BAC
ISIN: US0605051046
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Sharon L. Allen Mgmt For For
1b. Election of Director: Susan S. Bies Mgmt For For
1c. Election of Director: Jack O. Bovender, Jr. Mgmt For For
1d. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1e. Election of Director: Pierre J.P. de Weck Mgmt For For
1f. Election of Director: Arnold W. Donald Mgmt For For
1g. Election of Director: Linda P. Hudson Mgmt For For
1h. Election of Director: Monica C. Lozano Mgmt For For
1i. Election of Director: Thomas J. May Mgmt For For
1j. Election of Director: Brian T. Moynihan Mgmt For For
1k. Election of Director: Lionel L. Nowell III Mgmt For For
1l. Election of Director: Clayton S. Rose Mgmt For For
1m. Election of Director: Michael D. White Mgmt For For
1n. Election of Director: Thomas D. Woods Mgmt For For
1o. Election of Director: R. David Yost Mgmt For For
1p. Election of Director: Maria T. Zuber Mgmt For For
2. Approving Our Executive Compensation (an Mgmt For For
Advisory, Non- binding "Say on Pay"
Resolution)
3. Ratifying the Appointment of Our Mgmt For For
Independent Registered Public Accounting
Firm for 2019.
4. Amending the Bank of America Corporation Mgmt For For
Key Employee Equity Plan.
5. Report Concerning Gender Pay Equity. Shr For Against
6. Right to Act by Written Consent. Shr For Against
7. Enhance Shareholder Proxy Access. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
BANK OF COMMERCE HOLDINGS Agenda Number: 934974761
--------------------------------------------------------------------------------------------------------------------------
Security: 06424J103
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: BOCH
ISIN: US06424J1034
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Orin N. Bennett Mgmt For For
Gary R. Burks Mgmt For For
Randall S. Eslick Mgmt For For
Joseph Q. Gibson Mgmt For For
Jon W. Halfhide Mgmt For For
David J. Inderkum Mgmt For For
Linda J. Miles Mgmt For For
Karl L. Silberstein Mgmt For For
Terence J. Street Mgmt For For
Lyle L. Tullis Mgmt For For
2. Ratify the selection of Moss Adams LLP as Mgmt For For
our independent registered public
accounting firm for 2019.
3. Approve, on a non-binding advisory basis, Mgmt For For
the compensation of the Company's named
executive officers (the "say-on-pay" vote).
4. Vote, on a non-binding advisory basis, on Mgmt 1 Year For
the frequency (i.e., every one, two, or
three years) of holding the say-on-pay
vote.
5. Approve the 2019 Equity Incentive Plan. Mgmt For For
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BANK OF MARIN BANCORP Agenda Number: 934990955
--------------------------------------------------------------------------------------------------------------------------
Security: 063425102
Meeting Type: Annual
Meeting Date: 14-May-2019
Ticker: BMRC
ISIN: US0634251021
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven I. Barlow Mgmt Withheld Against
Russell A. Colombo Mgmt Withheld Against
James C. Hale Mgmt Withheld Against
Robert Heller Mgmt Withheld Against
Norma J. Howard Mgmt Withheld Against
Kevin R. Kennedy Mgmt Withheld Against
William H. McDevitt,Jr. Mgmt Withheld Against
Leslie E. Murphy Mgmt Withheld Against
Joel Sklar, MD Mgmt Withheld Against
Brian M. Sobel Mgmt Withheld Against
2. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITOR
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BAR HARBOR BANKSHARES Agenda Number: 934999826
--------------------------------------------------------------------------------------------------------------------------
Security: 066849100
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: BHB
ISIN: US0668491006
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Daina H. Belair Mgmt For For
1b. Election of Director: Matthew L. Caras Mgmt For For
1c. Election of Director: David M. Colter Mgmt For For
1d. Election of Director: Steven H. Dimick Mgmt For For
1e. Election of Director: Martha T. Dudman Mgmt For For
1f. Election of Director: Lauri E. Fernald Mgmt For For
1g. Election of Director: Brendan O'Halloran Mgmt For For
1h. Election of Director: Curtis C. Simard Mgmt For For
1i. Election of Director: Kenneth E. Smith Mgmt For For
1j. Election of Director: Stephen R. Theroux Mgmt For For
1k. Election of Director: Scott G. Toothaker Mgmt For For
1l. Election of Director: David B. Woodside Mgmt For For
2. APPROVAL OF THE BAR HARBOR BANKSHARES 2019 Mgmt For For
EQUITY PLAN
3. RATIFICATION OF THE APPOINTMENT OF RSM US Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2019
4. APPROVAL OF NON-BINDING, ADVISORY Mgmt For For
RESOLUTION ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS
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BAYCOM CORP Agenda Number: 935028654
--------------------------------------------------------------------------------------------------------------------------
Security: 07272M107
Meeting Type: Annual
Meeting Date: 18-Jun-2019
Ticker: BCML
ISIN: US07272M1071
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lloyd K. Kendall, Jr. Mgmt For For
George J. Guarini Mgmt For For
James S. Camp Mgmt For For
Harpreet Chaudhary Mgmt For For
Rocco Davis Mgmt For For
Malcolm F. Hotchkiss Mgmt Withheld Against
Robert R. Laverne, M.D. Mgmt For For
David M. Spatz Mgmt For For
2. To ratify the selection of Moss Adams, LLP Mgmt For For
as BAYCOM CORP'S independent auditor for
the fiscal year ending December 31, 2019
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BAYCOM CORPORATION Agenda Number: 934844362
--------------------------------------------------------------------------------------------------------------------------
Security: 07272M107
Meeting Type: Annual
Meeting Date: 17-Jul-2018
Ticker: BCML
ISIN: US07272M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lloyd K. Kendall, Jr. Mgmt For For
George J. Guarini Mgmt Withheld Against
James S. Camp Mgmt For For
Harpreet Chaudhary Mgmt For For
Rocco Davis Mgmt For For
Malcolm F. Hotchkiss Mgmt Withheld Against
Robert R. Laverne, M.D. Mgmt For For
David M. Spatz Mgmt For For
2. To ratify the selection of Moss Adams, LLP Mgmt For For
as BAYCOM CORP'S independent auditor for
the fiscal year ending December 31, 2018
--------------------------------------------------------------------------------------------------------------------------
BB&T CORPORATION Agenda Number: 934935769
--------------------------------------------------------------------------------------------------------------------------
Security: 054937107
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: BBT
ISIN: US0549371070
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jennifer S. Banner Mgmt For For
1b. Election of Director: K. David Boyer, Jr. Mgmt For For
1c. Election of Director: Anna R. Cablik Mgmt For For
1d. Election of Director: Patrick C. Graney III Mgmt For For
1e. Election of Director: I. Patricia Henry Mgmt For For
1f. Election of Director: Kelly S. King Mgmt For For
1g. Election of Director: Louis B. Lynn, Ph.D. Mgmt For For
1h. Election of Director: Easter A. Maynard Mgmt For For
1i. Election of Director: Charles A. Patton Mgmt For For
1j. Election of Director: Nido R. Qubein Mgmt For For
1k. Election of Director: William J. Reuter Mgmt For For
1l. Election of Director: Tollie W. Rich, Jr. Mgmt For For
1m. Election of Director: Christine Sears Mgmt For For
1n. Election of Director: Thomas E. Skains Mgmt For For
1o. Election of Director: Thomas N. Thompson Mgmt For For
2. Ratification of the appointment of BB&T's Mgmt For For
independent registered public accounting
firm for 2019.
3. An advisory vote to approve BB&T's Mgmt For For
executive compensation program.
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BERKSHIRE HILLS BANCORP, INC. Agenda Number: 934965863
--------------------------------------------------------------------------------------------------------------------------
Security: 084680107
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: BHLB
ISIN: US0846801076
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David M. Brunelle Mgmt For For
Robert M. Curley Mgmt For For
John B. Davies Mgmt For For
J. Williar Dunlaevy Mgmt For For
Cornelius D. Mahoney Mgmt For For
Richard M. Marotta Mgmt For For
Pamela A. Massad Mgmt For For
Laurie Norton Moffatt Mgmt For For
Richard J. Murphy Mgmt For For
William J. Ryan Mgmt For For
D. Jeffrey Templeton Mgmt For For
2. To consider a non-binding proposal to give Mgmt For For
advisory approval of Berkshire's executive
compensation as described in the Proxy
Statement.
3. To ratify the appointment of Crowe LLP as Mgmt For For
Berkshire's Independent Registered Public
Accounting firm for fiscal year 2019.
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BOK FINANCIAL CORPORATION Agenda Number: 934947271
--------------------------------------------------------------------------------------------------------------------------
Security: 05561Q201
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: BOKF
ISIN: US05561Q2012
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan S. Armstrong Mgmt For For
C. Fred Ball, Jr. Mgmt Withheld Against
Steven Bangert Mgmt Withheld Against
Peter C. Boylan, III Mgmt For For
Steven G. Bradshaw Mgmt Withheld Against
Chester E. Cadieux, III Mgmt Withheld Against
Gerard P. Clancy Mgmt For For
John W. Coffey Mgmt For For
Joseph W. Craft, III Mgmt For For
Jack E. Finley Mgmt Withheld Against
David F. Griffin Mgmt For For
V. Burns Hargis Mgmt For For
Douglas D. Hawthorne Mgmt Withheld Against
Kimberley D. Henry Mgmt For For
E. Carey Joullian, IV Mgmt Withheld Against
George B. Kaiser Mgmt Withheld Against
Stanley A. Lybarger Mgmt Withheld Against
Steven J. Malcolm Mgmt For For
Steven E. Nell Mgmt Withheld Against
E. C. Richards Mgmt For For
Claudia San Pedro Mgmt For For
Michael C. Turpen Mgmt For For
R. A. Walker Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as BOK Financial Corporation's
independent auditors for the fiscal year
ending December 31, 2019.
3. Approval of the compensation of the Mgmt For For
Company's named executive officers as
disclosed in the Proxy statement.
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BRYN MAWR BANK CORPORATION Agenda Number: 934939325
--------------------------------------------------------------------------------------------------------------------------
Security: 117665109
Meeting Type: Annual
Meeting Date: 18-Apr-2019
Ticker: BMTC
ISIN: US1176651099
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Clement* Mgmt For For
Scott M. Jenkins* Mgmt For For
A.John May, III* Mgmt For For
2. SAY-ON-PAY: To approve a non-binding Mgmt For For
advisory vote on executive officer
compensation.
3. RATIFICATION OF AUDITORS: To ratify the Mgmt For For
appointment of KPMG LLP as the independent
registered public accounting firm for Bryn
Mawr Bank Corporation for the fiscal year
ending December 31, 2019.
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BUSINESS FIRST BANCSHARES, INC. Agenda Number: 935010912
--------------------------------------------------------------------------------------------------------------------------
Security: 12326C105
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: BFST
ISIN: US12326C1053
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lloyd Alford Mgmt For For
1b. Election of Director: Jack E. Byrd, Jr. Mgmt For For
1c. Election of Director: John Graves Mgmt For For
1d. Election of Director: Robert Greer, Jr. Mgmt For For
1e. Election of Director: David Laxton, III Mgmt For For
1f. Election of Director: Rolfe McCollister, Mgmt For For
Jr.
1g. Election of Director: Andrew McLindon Mgmt For For
1h. Election of Director: David Melville, III Mgmt For For
1i. Election of Director: Patrick Mockler Mgmt Against Against
1j. Election of Director: David Montgomery Mgmt For For
1k. Election of Director: Arthur Price Mgmt For For
1l. Election of Director: Fayez K. Shamieh, MD Mgmt Against Against
1m. Election of Director: C. Stewart Slack Mgmt For For
1n. Election of Director: Kenneth Smith Mgmt For For
1o. Election of Director: Thomas Everett Mgmt For For
Stewart
1p. Election of Director: N. Jerome Vascocu Mgmt For For
1q. Election of Director: Steve White Mgmt For For
1r. Election of Director: Robert Yarborough Mgmt For For
2. To ratify the appointment of Hannis T. Mgmt For For
Bourgeois, LLP as Auditor for the Company
for the year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
CADENCE BANCORPORATION Agenda Number: 934960320
--------------------------------------------------------------------------------------------------------------------------
Security: 12739A100
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: CADE
ISIN: US12739A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Class II Director: J. Richard Mgmt For For
Fredericks
1B Election of Class II Director: Virginia A. Mgmt For For
Hepner
1C Election of Class II Director: Kathy Waller Mgmt For For
2. Approval (on an advisory basis) of the Mgmt Against Against
compensation of the Company's named
executive officers
3. Approval (on an advisory basis) of the Mgmt 1 Year For
frequency of future votes on the
compensation of the Company's named
executive officers
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP to serve as the independent
registered public accounting firm of the
Company for fiscal year 2019
--------------------------------------------------------------------------------------------------------------------------
CALIFORNIA BANCORP Agenda Number: 934995866
--------------------------------------------------------------------------------------------------------------------------
Security: 13005U101
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: CALB
ISIN: US13005U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew J. Armanino Mgmt For For
Stephen A. Cortese Mgmt Withheld Against
Kevin J. Cullen Mgmt For For
Stephen R. Dathe Mgmt For For
Wayne S. Doiguchi Mgmt Withheld Against
Donald J. Kintzer Mgmt For For
Rochelle G. Klein Mgmt For For
Steven E. Shelton Mgmt For For
Edmond E. Traille Mgmt For For
2. Ratify the appointment of Crowe LLP as Mgmt For For
California BanCorp's independent registered
public accounts for the fiscal year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
CAMBRIDGE BANCORP Agenda Number: 934961346
--------------------------------------------------------------------------------------------------------------------------
Security: 132152109
Meeting Type: Annual
Meeting Date: 13-May-2019
Ticker: CATC
ISIN: US1321521098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thalia M. Meehan Mgmt For For
Jody A. Rose Mgmt For For
Cathleen A. Schmidt Mgmt For For
Denis K. Sheahan Mgmt For For
2. Consideration and approval of a non-binding Mgmt For For
advisory resolution on the compensation of
the Company's named executive officers.
3. To ratify, on an advisory basis, the Mgmt For For
appointment of KPMG LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
--------------------------------------------------------------------------------------------------------------------------
CAMDEN NATIONAL CORPORATION Agenda Number: 934955773
--------------------------------------------------------------------------------------------------------------------------
Security: 133034108
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: CAC
ISIN: US1330341082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Craig N. Denekas Mgmt For For
1.2 Election of Director: David C. Flanagan Mgmt For For
1.3 Election of Director: Marie J. McCarthy Mgmt For For
1.4 Election of Director: James H. Page, Ph.D. Mgmt For For
2. To approve, by non-binding advisory vote, Mgmt For For
the compensation of the Company's named
executive officers ("Say-on-Pay").
3. To ratify the appointment of RSM US LLP as Mgmt For For
the Company's independent registered public
accounting firm for the year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 934941596
--------------------------------------------------------------------------------------------------------------------------
Security: 14040H105
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: COF
ISIN: US14040H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard D. Fairbank Mgmt For For
1B. Election of Director: Aparna Chennapragada Mgmt For For
1C. Election of Director: Ann Fritz Hackett Mgmt For For
1D. Election of Director: Peter Thomas Killalea Mgmt For For
1E. Election of Director: Cornelis "Eli" Mgmt For For
Leenaars
1F. Election of Director: Pierre E. Leroy Mgmt For For
1G. Election of Director: Francois Locoh-Donou Mgmt For For
1H. Election of Director: Peter E. Raskind Mgmt For For
1I. Election of Director: Mayo A. Shattuck III Mgmt For For
1J. Election of Director: Bradford H. Warner Mgmt For For
1K. Election of Director: Catherine G. West Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm of Capital One for 2019.
3. Advisory approval of Capital One's 2018 Mgmt For For
Named Executive Officer compensation.
4. Approval and adoption of the Capital One Mgmt For For
Financial Corporation Fifth Amended and
Restated 2004 Stock Incentive Plan.
5. Stockholder proposal requesting Shr For Against
stockholders' right to act by written
consent, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
CAROLINA FINANCIAL CORPORATION Agenda Number: 934961853
--------------------------------------------------------------------------------------------------------------------------
Security: 143873107
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: CARO
ISIN: US1438731077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. Scott Brandon Mgmt For For
Lindsey A. Crisp Mgmt For For
Jeffrey L. Deal Mgmt For For
Thompson E. Penney Mgmt For For
2. To vote on an advisory resolution to Mgmt For For
approve Carolina Financial Corporation's
executive compensation program, commonly
referred to as a "say on pay" vote.
3. To vote on an advisory resolution to Mgmt 1 Year For
approve the frequency of Carolina Financial
Corporation's "say on pay" vote.
4. The ratification of the appointment of Mgmt For For
Elliott Davis, LLC as the independent
registered public accounting firm of the
Company for the fiscal year ending December
31, 2019.
--------------------------------------------------------------------------------------------------------------------------
CAROLINA TRUST BANCSHARES, INC. Agenda Number: 934896436
--------------------------------------------------------------------------------------------------------------------------
Security: 14422P105
Meeting Type: Special
Meeting Date: 12-Dec-2018
Ticker: CART
ISIN: US14422P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Merger Proposal: Proposal to approve the Mgmt For For
Agreement and Plan of Merger and
Reorganization dated as of June 14, 2018,
by and between Carolina Trust BancShares,
Inc. ("Carolina Trust") and Clover
Community Bankshares, Inc. ("Clover"), and
pursuant to which Carolina Trust will issue
shares of its common stock, as more
particularly described in the accompanying
proxy materials.
2. Adjournment Proposal: Proposal to authorize Mgmt For For
management to adjourn the special meeting
to a later date or dates, if necessary or
appropriate, including to solicit
additional proxies to approve the Agreement
and Plan of Merger and Reorganization.
--------------------------------------------------------------------------------------------------------------------------
CAROLINA TRUST BANCSHARES, INC. Agenda Number: 934991705
--------------------------------------------------------------------------------------------------------------------------
Security: 14422P105
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: CART
ISIN: US14422P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bryan Elliott Beal Mgmt For For
Rose B. Cummings Mgmt For For
Scott C. Davis Mgmt For For
Jerry L. Ocheltree Mgmt For For
Johnathan L. Rhyne, Jr. Mgmt For For
Frederick P. Spach, Jr. Mgmt For For
Ralph N. Strayhorn III Mgmt For For
Jim R. Watson Mgmt For For
2. Proposal to approve on an advisory basis Mgmt For For
the compensation of the Company's named
executive officers.
3. Proposal to approve the frequency of future Mgmt 1 Year For
advisory votes on the compensation of the
Company's named executive officers.
4. Proposal to approve an amendment to the Mgmt For For
Company's articles of incorporation to
increase the authorized shares of common
stock.
5. Proposal to ratify the appointment of Dixon Mgmt For For
Hughes Goodman LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
CHEMICAL FINANCIAL CORPORATION Agenda Number: 934957032
--------------------------------------------------------------------------------------------------------------------------
Security: 163731102
Meeting Type: Annual
Meeting Date: 07-May-2019
Ticker: CHFC
ISIN: US1637311028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James R. Fitterling Mgmt For For
Ronald A. Klein Mgmt For For
Richard M. Lievense Mgmt For For
Barbara J. Mahone Mgmt For For
Barbara L. McQuade Mgmt For For
John E. Pelizzari Mgmt For For
David T. Provost Mgmt For For
Thomas C. Shafer Mgmt For For
Larry D. Stauffer Mgmt For For
Jeffrey L. Tate Mgmt For For
Gary Torgow Mgmt For For
Arthur A. Weiss Mgmt For For
Franklin C. Wheatlake Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the year ending
December 31, 2019.
3. Advisory Approval of Executive Mgmt For For
Compensation.
4. Approval of the Chemical Financial Mgmt For For
Corporation Stock Incentive Plan of 2019.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 934935808
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 16-Apr-2019
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael L. Corbat Mgmt For For
1b. Election of Director: Ellen M. Costello Mgmt For For
1c. Election of Director: Barbara J. Desoer Mgmt For For
1d. Election of Director: John C. Dugan Mgmt For For
1e. Election of Director: Duncan P. Hennes Mgmt For For
1f. Election of Director: Peter B. Henry Mgmt For For
1g. Election of Director: S. Leslie Ireland Mgmt For For
1h. Election of Director: Lew W. (Jay) Jacobs, Mgmt For For
IV
1i. Election of Director: Renee J. James Mgmt For For
1j. Election of Director: Eugene M. McQuade Mgmt For For
1k. Election of Director: Gary M. Reiner Mgmt For For
1l. Election of Director: Diana L. Taylor Mgmt For For
1m. Election of Director: James S. Turley Mgmt For For
1n. Election of Director: Deborah C. Wright Mgmt For For
1o. Election of Director: Ernesto Zedillo Ponce Mgmt For For
de Leon
2. Proposal to ratify the selection of KPMG Mgmt For For
LLP as Citi's independent registered public
accounting firm for 2019.
3. Advisory vote to approve Citi's 2018 Mgmt For For
executive compensation.
4. Approval of the Citigroup 2019 Stock Mgmt For For
Incentive Plan.
5. Shareholder proposal requesting Shareholder Shr For Against
Proxy Access Enhancement to Citi's proxy
access bylaw provisions.
6. Shareholder proposal requesting that the Shr For Against
Board adopt a policy prohibiting the
vesting of equity-based awards for senior
executives due to a voluntary resignation
to enter government service.
7. Shareholder proposal requesting that the Shr For Against
Board amend Citi's bylaws to give holders
in the aggregate of 15% of Citi's
outstanding common stock the power to call
a special meeting.
--------------------------------------------------------------------------------------------------------------------------
CITIZENS COMMUNITY BANCORP, INC. Agenda Number: 934998317
--------------------------------------------------------------------------------------------------------------------------
Security: 174903104
Meeting Type: Annual
Meeting Date: 06-Jun-2019
Ticker: CZWI
ISIN: US1749031043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen Bianchi Mgmt For For
James Lang Mgmt For For
James Moll Mgmt For For
2. Ratification of the appointment of Baker Mgmt For For
Tilly Virchow Krause, LLP as Citizens'
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
3. Advisory resolution to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
CITIZENS FINANCIAL GROUP, INC. Agenda Number: 934939313
--------------------------------------------------------------------------------------------------------------------------
Security: 174610105
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: CFG
ISIN: US1746101054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Bruce Van Saun Mgmt For For
1b. Election of Director: Mark Casady Mgmt For For
1c. Election of Director: Christine M. Cumming Mgmt For For
1d. Election of Director: William P. Hankowsky Mgmt For For
1e. Election of Director: Howard W. Hanna III Mgmt For For
1f. Election of Director: Leo I. ("Lee") Higdon Mgmt For For
1g. Election of Director: Edward J. ("Ned") Mgmt For For
Kelly III
1h. Election of Director: Charles J. ("Bud") Mgmt For For
Koch
1i. Election of Director: Terrance J. Lillis Mgmt For For
1j. Election of Director: Shivan Subramaniam Mgmt For For
1k. Election of Director: Wendy A. Watson Mgmt For For
1l. Election of Director: Marita Zuraitis Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
CITY HOLDING COMPANY Agenda Number: 934955761
--------------------------------------------------------------------------------------------------------------------------
Security: 177835105
Meeting Type: Annual
Meeting Date: 17-Apr-2019
Ticker: CHCO
ISIN: US1778351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director to serve for Mgmt For For
a term of three years: Charles W.
Fairchilds
1.2 Election of Class II Director to serve for Mgmt For For
a term of three years: William H. File III
1.3 Election of Class II Director to serve for Mgmt For For
a term of three years: Tracy W. Hylton II
1.4 Election of Class II Director to serve for Mgmt For For
a term of three years: C. Dallas Kayser
1.5 Election of Class II Director to serve for Mgmt For For
a term of three years: Sharon H. Rowe
1.6 Election of Class III Director to serve for Mgmt For For
a term of one year: Thomas L. Burnette
2. Proposal for advisory approval of the Mgmt For For
Company's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CIVISTA BANCSHARES, INC. Agenda Number: 934847558
--------------------------------------------------------------------------------------------------------------------------
Security: 178867107
Meeting Type: Special
Meeting Date: 24-Jul-2018
Ticker: CIVB
ISIN: US1788671071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Merger Agreement by and Mgmt For For
among Civista Bancshares, Inc., Civista
Bank, United Community Bancorp, and United
Community Bank, dated as of March 11, 2018,
and the Merger and the transactions
contemplated thereby.
2. Approval of the adjournment of the special Mgmt For For
meeting, if necessary, to solicit
additional proxies if there are not
sufficient votes at the time of the special
meeting to approve the Merger Agreement.
3. Approval of the amendment to Article FOURTH Mgmt For For
of Civista's articles of incorporation to
increase the number of authorized common
shares by 20 million.
--------------------------------------------------------------------------------------------------------------------------
CIVISTA BANCSHARES, INC. Agenda Number: 934943374
--------------------------------------------------------------------------------------------------------------------------
Security: 178867107
Meeting Type: Annual
Meeting Date: 16-Apr-2019
Ticker: CIVB
ISIN: US1788671071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas A. Depler Mgmt For For
Julie A. Mattlin Mgmt For For
James O. Miller Mgmt For For
Dennis E. Murray, Jr. Mgmt For For
Allen R. Nickles Mgmt For For
Mary Patricia Oliver Mgmt For For
William F. Ritzmann Mgmt Withheld Against
Dennis G. Shaffer Mgmt For For
Daniel J. White Mgmt Withheld Against
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the
Corporation's named executive officers as
disclosed in the accompanying proxy
statement.
3. To approve, on a non-binding advisory Mgmt 1 Year For
basis, the frequency of future advisory
votes on the compensation of the
Corporation's named executive officers.
4. To ratify the appointment of S. R. Mgmt For For
Snodgrass, P.C. as the independent
registered public accounting firm of the
Corporation for the fiscal year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
COASTAL FINANCIAL CORPORATION Agenda Number: 934979672
--------------------------------------------------------------------------------------------------------------------------
Security: 19046P209
Meeting Type: Annual
Meeting Date: 20-May-2019
Ticker: CCB
ISIN: US19046P2092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christopher D. Adams* Mgmt Withheld Against
Steven D. Hovde* Mgmt Withheld Against
Stephan Klee* Mgmt For For
Thomas D. Lane* Mgmt Withheld Against
Sadhana Akella-Mishra# Mgmt For For
2. Ratification of the appointment of Moss Mgmt For For
Adams LLP as the independent registered
public accounting firm for the fiscal year
2019.
--------------------------------------------------------------------------------------------------------------------------
COLUMBIA BANKING SYSTEM,INC. Agenda Number: 934979684
--------------------------------------------------------------------------------------------------------------------------
Security: 197236102
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: COLB
ISIN: US1972361026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Craig D. Eerkes Mgmt For For
1b. Election of Director: Ford Elsaesser Mgmt For For
1c. Election of Director: Mark A. Finkelstein Mgmt For For
1d. Election of Director: Eric S. Forrest Mgmt For For
1e. Election of Director: Thomas M. Hulbert Mgmt For For
1f. Election of Director: Michelle M. Lantow Mgmt For For
1g. Election of Director: Randal L. Lund Mgmt For For
1h. Election of Director: S. Mae Fujita Numata Mgmt For For
1i. Election of Director: Hadley S. Robbins Mgmt For For
1j. Election of Director: Elizabeth W. Seaton Mgmt For For
1k. Election of Director: Janine T. Terrano Mgmt For For
2. To approve the Amended 2018 Equity Mgmt For For
Incentive Plan.
3. To vote on an advisory (non-binding) Mgmt For For
resolution to approve the compensation of
Columbia's named executive officers.
4. To vote on an advisory (non-binding) Mgmt For For
resolution to appoint Deloitte & Touche LLP
as our independent registered public
accounting firm for fiscal year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
COMERICA INCORPORATED Agenda Number: 934938056
--------------------------------------------------------------------------------------------------------------------------
Security: 200340107
Meeting Type: Annual
Meeting Date: 23-Apr-2019
Ticker: CMA
ISIN: US2003401070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Ralph W. Babb, Jr. Mgmt For For
1b. Election of Director: Michael E. Collins Mgmt For For
1c. Election of Director: Roger A. Cregg Mgmt For For
1d. Election of Director: T. Kevin DeNicola Mgmt For For
1e. Election of Director: Curtis C. Farmer Mgmt For For
1f. Election of Director: Jacqueline P. Kane Mgmt For For
1g. Election of Director: Richard G. Lindner Mgmt For For
1h. Election of Director: Barbara R. Smith Mgmt For For
1i. Election of Director: Robert S. Taubman Mgmt For For
1j. Election of Director: Reginald M. Turner, Mgmt For For
Jr.
1k. Election of Director: Nina G. Vaca Mgmt For For
1l. Election of Director: Michael G. Van de Ven Mgmt For For
2. Ratification of the Appointment of Ernst & Mgmt For For
Young LLP as Independent Registered Public
Accounting Firm
3. Approval of a Non-Binding, Advisory Mgmt For For
Proposal Approving Executive Compensation
--------------------------------------------------------------------------------------------------------------------------
COMMUNITIES FIRST FINANCIAL CORPORATION Agenda Number: 934992961
--------------------------------------------------------------------------------------------------------------------------
Security: 20344D104
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: CFST
ISIN: US20344D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sheila Frowsing Mgmt For For
Jack Holt Mgmt For For
Robert Kubo Mgmt For For
Lorrie Lorenz Mgmt For For
Jared Martin Mgmt For For
Steve Miller Mgmt For For
Mark Saleh Mgmt For For
Joel Slonski Mgmt For For
Al Smith Mgmt For For
Daniel Suchy Mgmt For For
2. To consider and vote upon the Communities Mgmt For For
First Financial Corporation 2019 Director
Stock Plan described in the Proxy Statement
dated April 9, 2019.
3. To consider and vote upon a proposal to Mgmt For For
ratify the selection of Crowe LLP, as the
Bank's independent auditor for 2019.
--------------------------------------------------------------------------------------------------------------------------
COUNTY BANCORP, INC. Agenda Number: 934971397
--------------------------------------------------------------------------------------------------------------------------
Security: 221907108
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: ICBK
ISIN: US2219071089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark R. Binversie Mgmt For For
Robert E. Matzke Mgmt Withheld Against
Patrick J. Roe Mgmt For For
Kathi P. Seifert Mgmt Withheld Against
2. Ratification of the appointment of Plante & Mgmt For For
Moran, PLLC as the independent registered
public accounting firm for County Bancorp,
Inc. for the fiscal year ending December
31, 2019.
--------------------------------------------------------------------------------------------------------------------------
CULLEN/FROST BANKERS, INC. Agenda Number: 934957602
--------------------------------------------------------------------------------------------------------------------------
Security: 229899109
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: CFR
ISIN: US2298991090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Carlos Alvarez Mgmt For For
1b. Election of Director: Chris M. Avery Mgmt For For
1c. Election of Director: Cynthia J. Comparin Mgmt For For
1d. Election of Director: Samuel G. Dawson Mgmt For For
1e. Election of Director: Crawford H. Edwards Mgmt For For
1f. Election of Director: Patrick B. Frost Mgmt For For
1g. Election of Director: Phillip D. Green Mgmt For For
1h. Election of Director: David J. Haemisegger Mgmt For For
1i. Election of Director: Jarvis V. Mgmt For For
Hollingsworth
1j. Election of Director: Karen E. Jennings Mgmt For For
1k. Election of Director: Richard M. Kleberg Mgmt For For
III
1l. Election of Director: Charles W. Matthews Mgmt Against Against
1m. Election of Director: Ida Clement Steen Mgmt For For
1n. Election of Director: Graham Weston Mgmt For For
1o. Election of Director: Horace Wilkins, Jr. Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP to act as independent auditors of
Cullen/Frost Bankers, Inc. for the fiscal
year that began January 1, 2019.
3. Proposal to adopt the advisory Mgmt For For
(non-binding) resolution approving
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
DNB FINANCIAL CORPORATION Agenda Number: 934970939
--------------------------------------------------------------------------------------------------------------------------
Security: 233237106
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: DNBF
ISIN: US2332371069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mildred C. Joyner Mgmt For For
Mary D. Latoff Mgmt For For
John F. McGill Mgmt For For
2. An advisory (non binding) "Say On Pay" Mgmt For For
resolution to approve executive officer
compensation.
3. An advisory (non-binding) "say when on pay" Mgmt 1 Year For
resolution for shareholders to recommend
the frequency at which the Corporation
should conduct an advisory vote to approve
executive officer compensation.
4. To ratify the appointment of BDO USA, LLP Mgmt For For
as the registered public accounting firm
for the fiscal year ending December 31,
2019.
--------------------------------------------------------------------------------------------------------------------------
EAGLE BANCORP MONTANA, INC. Agenda Number: 934954430
--------------------------------------------------------------------------------------------------------------------------
Security: 26942G100
Meeting Type: Annual
Meeting Date: 18-Apr-2019
Ticker: EBMT
ISIN: US26942G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Benjamin G. Ruddy* Mgmt For For
Rick F. Hays* Mgmt For For
Peter J. Johnson* Mgmt For For
Maureen J. Rude* Mgmt For For
Corey Jensen# Mgmt For For
2. Ratification of the appointment of Moss Mgmt For For
Adams LLP as Eagle Bancorp Montana, Inc.'s
Independent auditors for the fiscal year
ending December 31, 2019.
3. Amendment to the Amended and Restated Mgmt For For
Certificate of Incorporation to increase
the Authorized shares.
4. Advisory vote on named executive officer Mgmt For For
compensation as disclosed in the proxy
statement.
5. Advisory vote on the frequency of advisory Mgmt 1 Year For
vote on named executive officer
compensation.
--------------------------------------------------------------------------------------------------------------------------
EAGLE POINT CREDIT COMPANY INC Agenda Number: 934986499
--------------------------------------------------------------------------------------------------------------------------
Security: 269808101
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: ECC
ISIN: US2698081013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: James R. Mgmt For For
Matthews
--------------------------------------------------------------------------------------------------------------------------
EQUITY BANCSHARES, INC. Agenda Number: 934966536
--------------------------------------------------------------------------------------------------------------------------
Security: 29460X109
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: EQBK
ISIN: US29460X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: James L. Berglund Mgmt Against Against
1.2 Election of Director: Randee R. Koger Mgmt Against Against
1.3 Election of Director: Jerry P. Maland Mgmt Against Against
1.4 Election of Director: Shawn D. Penner Mgmt Against Against
2. Ratification of Crowe LLP as the Company's Mgmt For For
independent registered public accounting
firm for the year ending December 31, 2019.
3. Approval of the Equity Bancshares, Inc. Mgmt For For
2019 Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
EVANS BANCORP, INC. Agenda Number: 934957599
--------------------------------------------------------------------------------------------------------------------------
Security: 29911Q208
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: EVBN
ISIN: US29911Q2084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David J. Nasca Mgmt For For
David R. Pfalzgraf, Jr. Mgmt For For
Thomas H. Waring, Jr. Mgmt For For
Lee C. Wortham Mgmt For For
2. Approval of the Evans Bancorp, Inc. 2019 Mgmt For For
Long-Term Equity Incentive Plan.
3. Approval, on an advisory basis, of the Mgmt For For
compensation paid to our named executive
officers.
4. Approval, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on named
executive officer compensation.
5. Ratification of the appointment of KPMG LLP Mgmt For For
as Evans Bancorp, Inc.'s independent
registered public accounting firm for
fiscal year 2019.
--------------------------------------------------------------------------------------------------------------------------
EVERTEC, INC. Agenda Number: 934979406
--------------------------------------------------------------------------------------------------------------------------
Security: 30040P103
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: EVTC
ISIN: PR30040P1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Frank G. D'Angelo Mgmt For For
1b. Election of Director: Morgan M. Schuessler, Mgmt For For
Jr.
1c. Election of Director: Olga Botero Mgmt For For
1d. Election of Director: Jorge A. Junquera Mgmt For For
1e. Election of Director: IvAn PagAn Mgmt For For
1f. Election of Director: Aldo J. Polak Mgmt For For
1g. Election of Director: Alan H. Schumacher Mgmt For For
1h. Election of Director: Brian J. Smith Mgmt For For
1i. Election of Director: Thomas W. Swidarski Mgmt For For
2. Advisory Vote on Executive Compensation. Mgmt For For
3. Ratification of the Appointment of Deloitte Mgmt For For
& Touche LLP as the Company's Independent
Registered Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
F.N.B. CORPORATION Agenda Number: 934964215
--------------------------------------------------------------------------------------------------------------------------
Security: 302520101
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: FNB
ISIN: US3025201019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Pamela A. Bena Mgmt For For
William B. Campbell Mgmt For For
James D. Chiafullo Mgmt For For
Vincent J. Delie, Jr. Mgmt For For
Mary Jo Dively Mgmt For For
Robert A. Hormell Mgmt For For
David J. Malone Mgmt For For
Frank C. Mencini Mgmt For For
David L. Motley Mgmt For For
Heidi A. Nicholas Mgmt For For
John S. Stanik Mgmt For For
William J. Strimbu Mgmt For For
2. Advisory approval of the 2018 named Mgmt For For
executive officer compensation.
3. Ratification of appointment of Ernst & Mgmt For For
Young LLP as F.N.B.'s independent
registered public accounting firm for the
2019 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
FCB FINANCIAL HOLDINGS, INC. Agenda Number: 934896121
--------------------------------------------------------------------------------------------------------------------------
Security: 30255G103
Meeting Type: Special
Meeting Date: 29-Nov-2018
Ticker: FCB
ISIN: US30255G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Merger Proposal: To adopt the Agreement and Mgmt For For
Plan of Merger, dated as of July 23, 2018,
as it may be amended from time to time, by
and among Synovus Financial Corp.
("Synovus"), Azalea Merger Sub Corp., a
wholly-owned subsidiary of Synovus, and FCB
Financial Holdings, Inc. ("FCB") and the
transactions contemplated thereby.
2. Compensation Proposal: To approve, on a Mgmt Against Against
non-binding, advisory basis, the
compensation to be paid to FCB's named
executive officers that is based on or
otherwise relates to the merger.
3. Adjournment Proposal: To approve the Mgmt For For
adjournment of the FCB special meeting, if
necessary or appropriate to permit further
solicitation of proxies in favor of the
merger proposal.
--------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP Agenda Number: 934936014
--------------------------------------------------------------------------------------------------------------------------
Security: 316773100
Meeting Type: Annual
Meeting Date: 16-Apr-2019
Ticker: FITB
ISIN: US3167731005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Nicholas K. Akins Mgmt For For
1B Election of Director: B. Evan Bayh, III Mgmt For For
1C Election of Director: Jorge L. Benitez Mgmt For For
1D Election of Director: Katherine B. Mgmt For For
Blackburn
1E Election of Director: Emerson L. Brumback Mgmt For For
1F Election of Director: Jerry W. Burris Mgmt For For
1G Election of Director: Greg D. Carmichael Mgmt For For
1H Election of Director: C. Bryan Daniels Mgmt For For
1I Election of Director: Thomas H. Harvey Mgmt For For
1J Election of Director: Gary R. Heminger Mgmt For For
1K Election of Director: Jewell D. Hoover Mgmt For For
1L Election of Director: Eileen A. Mallesch Mgmt For For
1M Election of Director: Michael B. Mgmt For For
McCallister
1N Election of Director: Marsha C. Williams Mgmt For For
2 Approval of the appointment of the firm of Mgmt For For
Deloitte & Touche LLP to serve as the
independent external audit firm for the
Company for the year 2019
3 An advisory approval of the Company's Mgmt For For
executive compensation
4 An advisory vote to determine whether the Mgmt 1 Year For
shareholder vote on the compensation of the
Company's executives will occur every 1, 2,
or 3 years
5 Approval of the Fifth Third Bancorp 2019 Mgmt For For
Incentive Compensation Plan Including the
Issuance of Shares of Common Stock
Authorized Thereunder
6 Approval of an Amendment to the Company's Mgmt For For
Articles of Incorporation to Authorize a
New Class of Preferred Stock
--------------------------------------------------------------------------------------------------------------------------
FIRST BUSINESS FINL SVCS INC. Agenda Number: 934948413
--------------------------------------------------------------------------------------------------------------------------
Security: 319390100
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: FBIZ
ISIN: US3193901002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jan A. Eddy Mgmt For For
W. Kent Lorenz Mgmt For For
Timothy J. Keane Mgmt For For
Carol P. Sanders Mgmt For For
2. To approve the First Business Financial Mgmt For For
Services, Inc. 2019 Equity Incentive Plan.
3. To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of the Company's
named executive officers.
4. To approve, in a non-binding, advisory Mgmt 1 Year For
vote, the frequency with which shareholders
will vote on future say-on-pay proposals.
5. To ratify the appointment of Crowe LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
FIRST CITIZENS BANCSHARES, INC. Agenda Number: 934943499
--------------------------------------------------------------------------------------------------------------------------
Security: 31946M103
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: FCNCA
ISIN: US31946M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John M. Alexander, Jr. Mgmt For For
Victor E. Bell III Mgmt For For
Peter M. Bristow Mgmt For For
Hope H. Bryant Mgmt For For
H. Lee Durham, Jr. Mgmt For For
Daniel L. Heavner Mgmt For For
Frank B. Holding, Jr. Mgmt For For
Robert R. Hoppe Mgmt For For
Floyd L. Keels Mgmt For For
Robert E. Mason IV Mgmt For For
Robert T. Newcomb Mgmt For For
2. Non-binding advisory resolution Mgmt For For
("say-on-pay" resolution) to approve
compensation paid or provided to
BancShares' executive officers as disclosed
in the proxy statement for the Annual
Meeting.
3. Proposal to ratify the appointment of Dixon Mgmt For For
Hughes Goodman LLP as BancShares'
independent accountants for 2019.
--------------------------------------------------------------------------------------------------------------------------
FIRST COMMUNITY CORPORATION Agenda Number: 934982794
--------------------------------------------------------------------------------------------------------------------------
Security: 319835104
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: FCCO
ISIN: US3198351047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael C. Crapps Mgmt For For
Mickey Layden Mgmt For For
Jane Sosebee Mgmt For For
2. To approve the compensation of our named Mgmt For For
executive officers as disclosed in the
proxy statement (this is a non-binding,
advisory vote).
3. To approve a non-binding resolution to Mgmt 1 Year For
determine whether shareholders should have
a say on the compensation of our named
executive officers every one, two, or three
years.
4. To approve an amendment to Article Three of Mgmt For For
our Restated Articles of Incorporation to
increase the number of authorized shares of
common stock, par value $1.00 per share,
from 10,000,000 shares to 20,000,000
shares.
5. To ratify the appointment of Elliott Davis, Mgmt For For
LLC as the company's independent registered
public accounting firm.
6. To approve the adjournment, postponement or Mgmt For For
continuance of the annual meeting, if
necessary and appropriate, to solicit
additional proxies if there are
insufficient votes at the time of the
annual meeting to adopt Proposal 4 set
forth above, or if a quorum is not present
at the time of the annual meeting.
--------------------------------------------------------------------------------------------------------------------------
FIRST DEFIANCE FINANCIAL CORP. Agenda Number: 934943247
--------------------------------------------------------------------------------------------------------------------------
Security: 32006W106
Meeting Type: Annual
Meeting Date: 30-Apr-2019
Ticker: FDEF
ISIN: US32006W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John L. Bookmyer Mgmt For For
Terri A. Bettinger Mgmt For For
Thomas K. Herman Mgmt For For
Thomas A. Reineke Mgmt For For
2. To consider and approve on a non-binding Mgmt For For
advisory basis the compensation of First
Defiance's named executive officers.
3. To consider and approve on a non-binding Mgmt 1 Year For
basis the frequency of future advisory
votes on the compensation of the Company's
named executive officers.
4. To consider and vote on an amendment to the Mgmt For For
Company's Articles of Incorporation to
remove the supermajority voting standard
for amendments to our Code of Regulations
(implementation of this Proposal 4 is
conditioned upon the approval of Proposal
5).
5. To consider and vote on an amendment to the Mgmt For For
Company's Code of Regulations to remove the
supermajority voting standard for
amendments to our Code of Regulations
(implementation of this Proposal 5 is
conditioned upon the approval of Proposal
4).
6. To consider and vote on an amendment to the Mgmt For For
Company's Articles of Incorporation to
remove the supermajority voting standard
for amendments to our Articles of
Incorporation.
7. To consider and vote on an amendment to the Mgmt For For
Company's Articles of Incorporation to
remove the supermajority voting standard
for approval of certain business
combinations.
8. To consider and vote on a proposal to Mgmt For For
ratify the appointment of Crowe Horwath LLP
as the independent registered public
accounting firm for First Defiance for the
fiscal year 2019.
--------------------------------------------------------------------------------------------------------------------------
FIRST FINANCIAL BANCORP. Agenda Number: 934995195
--------------------------------------------------------------------------------------------------------------------------
Security: 320209109
Meeting Type: Annual
Meeting Date: 28-May-2019
Ticker: FFBC
ISIN: US3202091092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. Wickliffe Ach Mgmt For For
Kathleen L. Bardwell Mgmt For For
William G. Barron Mgmt For For
Vincent A. Berta Mgmt For For
Cynthia O. Booth Mgmt For For
Archie M. Brown, Jr. Mgmt For For
Claude E. Davis Mgmt For For
Corinne R. Finnerty Mgmt For For
Erin P. Hoeflinger Mgmt For For
Susan L. Knust Mgmt For For
William J. Kramer Mgmt For For
John T. Neighbours Mgmt For For
Thomas M. O'Brien Mgmt For For
Richard E. Olszewski Mgmt For For
Maribeth S. Rahe Mgmt For For
2. Ratification of Crowe LLP as the Company's Mgmt For For
independent registered public accounting
firm for 2019.
3. Advisory (non-binding) vote on the Mgmt For For
compensation of the Company's executive
officers.
--------------------------------------------------------------------------------------------------------------------------
FIRST HAWAIIAN INC. Agenda Number: 934959656
--------------------------------------------------------------------------------------------------------------------------
Security: 32051X108
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: FHB
ISIN: US32051X1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Matthew J. Cox Mgmt For For
W. Allen Doane Mgmt For For
Faye W. Kurren Mgmt For For
Robert S. Harrison Mgmt For For
Allen B. Uyeda Mgmt For For
Jenai S. Wall Mgmt For For
C. Scott Wo Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
and Touche LLP to serve as the independent
registered public accounting firm for the
year ending December 31, 2019.
3. An advisory vote on the compensation of the Mgmt For For
Company's named executive officers as
disclosed in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
FIRST MERCHANTS CORPORATION Agenda Number: 934957145
--------------------------------------------------------------------------------------------------------------------------
Security: 320817109
Meeting Type: Annual
Meeting Date: 09-May-2019
Ticker: FRME
ISIN: US3208171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
F. Howard Halderman Mgmt Withheld Against
Michael C. Rechin Mgmt For For
Charles E. Schalliol Mgmt For For
Terry L. Walker Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of First Merchants
Corporation's named executive officers.
3. Proposal to approve the First Merchants Mgmt For For
Corporation 2019 Long- Term Equity
Incentive Plan.
4. Proposal to approve the First Merchants Mgmt For For
Corporation Equity Compensation Plan for
Non-Employee Directors.
5. Proposal to approve the First Merchants Mgmt For For
Corporation 2019 Employee Stock Purchase
Plan.
6. Proposal to ratify the appointment of the Mgmt For For
firm BKD, LLP as the independent auditor
for 2019.
--------------------------------------------------------------------------------------------------------------------------
FIRST MID-ILLINOIS BANCSHARES, INC. Agenda Number: 934939250
--------------------------------------------------------------------------------------------------------------------------
Security: 320866106
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: FMBH
ISIN: US3208661062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert S. Cook Mgmt For For
Ray A. Sparks Mgmt For For
James E. Zimmer Mgmt For For
2. Approval of a proposed amendment to our Mgmt For For
charter to formally change the name of the
Company to First Mid Bancshares, Inc.
--------------------------------------------------------------------------------------------------------------------------
FLUSHING FINANCIAL CORPORATION Agenda Number: 934993711
--------------------------------------------------------------------------------------------------------------------------
Security: 343873105
Meeting Type: Annual
Meeting Date: 29-May-2019
Ticker: FFIC
ISIN: US3438731057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class C Director: John R. Buran Mgmt For For
1b. Election of Class C Director: James D. Mgmt For For
Bennett
1c. Election of Class C Director: Alfred A. Mgmt For For
DelliBovi
1d. Election of Class C Director: Thomas S. Mgmt For For
Gulotta
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of appointment of BDO USA, LLP Mgmt For For
as the Independent Registered Public
Accounting Firm for the year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
GERMAN AMERICAN BANCORP, INC. Agenda Number: 934976462
--------------------------------------------------------------------------------------------------------------------------
Security: 373865104
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: GABC
ISIN: US3738651047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Zachary W. Bawel Mgmt For For
J. David Lett Mgmt Withheld Against
Lee A. Mitchell Mgmt For For
Thomas W. Seger Mgmt Withheld Against
2. The approval and adoption of the German Mgmt For For
American Bancorp, Inc. 2019 Employee Stock
Purchase Plan
3. The approval and adoption of the German Mgmt For For
American Bancorp, Inc. 2019 Long-Term
Equity Incentive Plan
4. The approval, on an advisory basis, of the Mgmt For For
appointment of Crowe LLP as our independent
registered public accounting firm for 2019
--------------------------------------------------------------------------------------------------------------------------
GJENSIDIGE FORSIKRING ASA Agenda Number: 710670806
--------------------------------------------------------------------------------------------------------------------------
Security: R2763X101
Meeting Type: AGM
Meeting Date: 28-Mar-2019
Ticker:
ISIN: NO0010582521
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 OPENING OF THE GENERAL MEETING BY THE CHAIR Non-Voting
OF THE BOARD
2 ELECTION OF CHAIR OF THE MEETING Non-Voting
3 PRESENTATION OF LIST OF ATTENDING Non-Voting
SHAREHOLDERS AND PROXIES
4 APPROVAL OF THE NOTICE OF THE MEETING AND Mgmt No vote
THE AGENDA
5 ELECTION OF TWO REPRESENTATIVES TO CO-SIGN Non-Voting
THE MINUTES TOGETHER WITH THE CHAIR OF THE
MEETING
6 APPROVAL OF ANNUAL FINANCIAL STATEMENT AND Mgmt No vote
ANNUAL REPORT FOR 2018 INCLUDING ALLOCATION
OF THE PROFIT FOR THE YEAR
7.A THE BOARDS STATEMENT ON THE STIPULATION OF Mgmt No vote
PAY AND OTHER REMUNERATION
7.B THE BOARDS GUIDELINES FOR THE STIPULATION Mgmt No vote
OF PAY FOR EXECUTIVE PERSONNEL FOR THE
COMING FINANCIAL YEAR
7.C THE BOARDS BINDING GUIDELINES FOR THE Mgmt No vote
ALLOCATION OF SHARES, SUBSCRIPTION RIGHTS
ETC. FOR THE COMING FINANCIAL YEAR
8.A AUTHORISATIONS OF THE BOARD: TO DECIDE THE Mgmt No vote
DISTRIBUTION OF DIVIDEND
8.B AUTHORISATIONS OF THE BOARD: TO PURCHASE Mgmt No vote
OWN SHARES IN THE MARKET FOR THE PURPOSE OF
IMPLEMENTING THE GROUPS SHARE SAVINGS
PROGRAMME AND REMUNERATION SCHEME FOR
EMPLOYEES
8.C AUTHORISATIONS OF THE BOARD: TO PURCHASE Mgmt No vote
OWN SHARES IN THE MARKET FOR INVESTMENT
PURPOSES OR FOR THE PURPOSE OF OPTIMISING
THE COMPANY'S CAPITAL STRUCTURE
8.D AUTHORISATIONS OF THE BOARD: TO INCREASE Mgmt No vote
THE SHARE CAPITAL
8.E AUTHORISATIONS OF THE BOARD: TO RAISE Mgmt No vote
SUBORDINATED LOANS AND OTHER EXTERNAL
FINANCING
9.A MERGER BETWEEN GJENSIDIGE FORSIKRING ASA Mgmt No vote
AND NYKREDIT FORSIKRING A S
9.B MERGER BETWEEN GJENSIDIGE FORSIKRING ASA Mgmt No vote
AND MOLHOLM FORSIKRING A S
10 PROPOSAL FOR NEW RULES OF PROCEDURE FOR THE Mgmt No vote
NOMINATION COMMITTEE
11.1A ELECTION OF THE BOARD MEMBER AND CHAIR: Mgmt No vote
GISELE MARCHAND (CHAIR)
11.1B ELECTION OF THE BOARD MEMBER: JOHN Mgmt No vote
GIVERHOLT (MEMBER)
11.1C ELECTION OF THE BOARD MEMBER: VIBEKE KRAG Mgmt No vote
(MEMBER)
11.1D ELECTION OF THE BOARD MEMBER: TERJE Mgmt No vote
SELJESETH (MEMBER)
11.1E ELECTION OF THE BOARD MEMBER: PER ARNE Mgmt No vote
BJORGE (MEMBER)
11.1F ELECTION OF THE BOARD MEMBER: HILDE MERETE Mgmt No vote
NAFSTAD (MEMBER)
11.1G ELECTION OF THE BOARD MEMBER: EIVIND ELNAN Mgmt No vote
(MEMBER)
11.2A ELECTION OF NOMINATION COMMITTEE MEMBER AND Mgmt No vote
CHAIR: EINAR ENGER (CHAIR)
11.2B ELECTION OF NOMINATION COMMITTEE MEMBER: Mgmt No vote
TORUN SKJERVO BAKKEN (MEMBER)
11.2C ELECTION OF NOMINATION COMMITTEE MEMBER: Mgmt No vote
JOAKIM GJERSOE (MEMBER)
11.2D ELECTION OF NOMINATION COMMITTEE MEMBER: Mgmt No vote
MARIANNE ODEGAARD RIBE (MEMBER)
11.2E ELECTION OF NOMINATION COMMITTEE MEMBER: Mgmt No vote
PERNILLE MOEN (MEMBER)
11.3A ELECTION OF EXTERNAL AUDITOR: DELOITTE AS Mgmt No vote
12 REMUNERATION Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
GLACIER BANCORP, INC. Agenda Number: 934949403
--------------------------------------------------------------------------------------------------------------------------
Security: 37637Q105
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: GBCI
ISIN: US37637Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David C. Boyles Mgmt For For
Randall M. Chesler Mgmt For For
Sherry L. Cladouhos Mgmt For For
James M. English Mgmt For For
Annie M. Goodwin Mgmt For For
Dallas I. Herron Mgmt For For
Craig A. Langel Mgmt For For
Douglas J. McBride Mgmt For For
John W. Murdoch Mgmt For For
George R. Sutton Mgmt For For
2. To vote on an advisory (non-binding) Mgmt For For
resolution to approve the compensation of
Glacier Bancorp, Inc.'s named executive
officers.
3. To ratify the appointment of BKD, LLP as Mgmt For For
Glacier Bancorp, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
GREAT SOUTHERN BANCORP, INC. Agenda Number: 934952070
--------------------------------------------------------------------------------------------------------------------------
Security: 390905107
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: GSBC
ISIN: US3909051076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William V. Turner Mgmt For For
Julie Turner Brown Mgmt For For
Earl A. Steinert, Jr. Mgmt For For
2. The advisory (non-binding) vote on Mgmt For For
executive compensation.
3. The ratification of the appointment of BKD, Mgmt For For
LLP as Great Southern Bancorp's independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
GREAT WESTERN BANCORP INC Agenda Number: 934918814
--------------------------------------------------------------------------------------------------------------------------
Security: 391416104
Meeting Type: Annual
Meeting Date: 21-Feb-2019
Ticker: GWB
ISIN: US3914161043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James Spies Mgmt For For
Kenneth Karels Mgmt For For
2. To approve, by advisory vote, a resolution Mgmt For For
on executive compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2019.
--------------------------------------------------------------------------------------------------------------------------
HANCOCK WHITNEY CORPORATION Agenda Number: 934937054
--------------------------------------------------------------------------------------------------------------------------
Security: 410120109
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: HWC
ISIN: US4101201097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Hardy B. Fowler Mgmt For For
Randall W. Hanna Mgmt For For
Sonya C. Little Mgmt For For
Robert W. Roseberry Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm to audit the books of the Company and
its subsidiaries for 2019.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE COMMERCE CORP Agenda Number: 934994078
--------------------------------------------------------------------------------------------------------------------------
Security: 426927109
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: HTBK
ISIN: US4269271098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J.M. Biagini-Komas Mgmt For For
Frank G. Bisceglia Mgmt For For
Jack W. Conner Mgmt For For
Jason DiNapoli Mgmt For For
Steven L. Hallgrimson Mgmt For For
Walter T. Kaczmarek Mgmt For For
Robert T. Moles Mgmt For For
Laura Roden Mgmt For For
Ranson W. Webster Mgmt For For
Keith A. Wilton Mgmt For For
2. Advisory proposal on executive Mgmt For For
compensation.
3. Amendment to the Company's Articles of Mgmt For For
Incorporation to increase the number of
authorized shares.
4. Ratification of selection of independent Mgmt For For
registered public accounting firm for the
year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE FINANCIAL CORPORATION Agenda Number: 934938880
--------------------------------------------------------------------------------------------------------------------------
Security: 42722X106
Meeting Type: Annual
Meeting Date: 01-May-2019
Ticker: HFWA
ISIN: US42722X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for one-year term: Mgmt For For
Brian S. Charneski
1b. Election of Director for one-year term: Mgmt For For
John A. Clees
1c. Election of Director for one-year term: Mgmt For For
Kimberly T. Ellwanger
1d. Election of Director for one-year term: Mgmt For For
Stephen A. Dennis
1e. Election of Director for one-year term: Mgmt For For
Deborah J. Gavin
1f. Election of Director for one-year term: Mgmt For For
Jeffrey S. Lyon
1g. Election of Director for one-year term: Mgmt For For
Gragg E. Miller
1h. Election of Director for one-year term: Mgmt For For
Anthony B. Pickering
1i. Election of Director for one-year term: Mgmt For For
Brian L. Vance
1j. Election of Director for one-year term: Ann Mgmt For For
Watson
2. Advisory (non-binding) approval of the Mgmt For For
compensation paid to named executive
officers as disclosed in the Proxy
Statement.
3. Ratification of the appointment of Crowe Mgmt For For
LLP as Heritage's independent registered
public accounting firm for the fiscal year
ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
HORIZON BANCORP, INC. Agenda Number: 934944895
--------------------------------------------------------------------------------------------------------------------------
Security: 440407104
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: HBNC
ISIN: US4404071049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan D. Aaron Mgmt For For
Eric P. Blackhurst Mgmt For For
Craig M. Dwight Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of appointment of BKD, LLP as Mgmt For For
independent auditors.
--------------------------------------------------------------------------------------------------------------------------
HOWARD BANCORP, INC. Agenda Number: 934981564
--------------------------------------------------------------------------------------------------------------------------
Security: 442496105
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: HBMD
ISIN: US4424961054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. Gary Dorsch Mgmt For For
Michael B. High Mgmt For For
Paul I. Latta, Jr. Mgmt For For
Robert W. Smith, Jr. Mgmt For For
Donna Hill Staton Mgmt For For
2. To approve the amendment to the Company's Mgmt For For
Articles of Incorporation, as amended (the
"Charter") to allow the Company's
Stockholders to amend the Company's Amended
and Restated Bylaws.
3. To approve amendments to the Charter to Mgmt For For
change the current super-majority vote
requirement to amend certain sections of
the Charter to a majority vote standard.
4. To approve a non-binding advisory proposal Mgmt Against Against
to approve the compensation of the
Company's named executive officers.
5. To approve a non-binding advisory proposal Mgmt 1 Year For
regarding the frequency of stockholder
advisory vote on executive compensation.
6. To ratify the appointment of Dixon Hughes Mgmt For For
Goodman LLP as the independent registered
public accounting firm to audit the
Company's financial statements for 2019.
--------------------------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED Agenda Number: 934937016
--------------------------------------------------------------------------------------------------------------------------
Security: 446150104
Meeting Type: Annual
Meeting Date: 18-Apr-2019
Ticker: HBAN
ISIN: US4461501045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lizabeth Ardisana Mgmt For For
Ann B. Crane Mgmt For For
Robert S. Cubbin Mgmt For For
Steven G. Elliott Mgmt For For
Gina D. France Mgmt For For
J Michael Hochschwender Mgmt For For
John C. Inglis Mgmt For For
Peter J. Kight Mgmt For For
Katherine M. A. Kline Mgmt For For
Richard W. Neu Mgmt For For
David L. Porteous Mgmt For For
Kathleen H. Ransier Mgmt For For
Stephen D. Steinour Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for 2019.
3. Advisory resolution to approve, on a Mgmt For For
non-binding basis, the compensation of
executives as disclosed in the accompanying
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENT BANK CORP. Agenda Number: 934914943
--------------------------------------------------------------------------------------------------------------------------
Security: 453836108
Meeting Type: Special
Meeting Date: 25-Jan-2019
Ticker: INDB
ISIN: US4538361084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the Agreement and Plan of Merger, Mgmt For For
dated as of September 20, 2018 (the "merger
agreement"), by and among Independent Bank
Corp. ("Independent"), Rockland Trust
Company, Blue Hills Bancorp, Inc. ("BHB")
and Blue Hills Bank, and to approve the
transactions contemplated by the merger
agreement, including the merger of BHB with
and into Independent (the "merger") and the
issuance of up to 6,835,690 shares of
Independent common stock in connection with
the merger.
2. Authorize the board of directors of Mgmt For For
Independent to adjourn or postpone the
special meeting, if necessary, to permit
further solicitation of proxies in favor of
the Independent merger agreement proposal
or to vote on other matters properly before
the special meeting.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENT BANK CORP. Agenda Number: 934972488
--------------------------------------------------------------------------------------------------------------------------
Security: 453836108
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: INDB
ISIN: US4538361084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Re-Election of Class II Director: Michael Mgmt For For
P. Hogan
1.2 Re-Election of Class II Director: Eileen C. Mgmt For For
Miskell
1.3 Re-Election of Class II Director: Gerard F. Mgmt For For
Nadeau
1.4 Re-Election of Class II Director: Thomas R. Mgmt For For
Venables
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2019.
3. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENT BANK CORPORATION Agenda Number: 934938602
--------------------------------------------------------------------------------------------------------------------------
Security: 453838609
Meeting Type: Annual
Meeting Date: 23-Apr-2019
Ticker: IBCP
ISIN: US4538386099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William J. Boer Mgmt For For
Joan A. Budden Mgmt For For
Michael J. Cok Mgmt For For
2. Ratification of the appointment of Crowe Mgmt For For
LLP as independent auditors for the fiscal
year ending December 31, 2019.
3. Approval of an advisory (non-binding) Mgmt For For
resolution to approve the compensation paid
to our Executives.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 934979088
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Linda B. Bammann Mgmt For For
1b. Election of Director: James A. Bell Mgmt For For
1c. Election of Director: Stephen B. Burke Mgmt For For
1d. Election of Director: Todd A. Combs Mgmt For For
1e. Election of Director: James S. Crown Mgmt For For
1f. Election of Director: James Dimon Mgmt For For
1g. Election of Director: Timothy P. Flynn Mgmt For For
1h. Election of Director: Mellody Hobson Mgmt For For
1i. Election of Director: Laban P. Jackson, Jr. Mgmt For For
1j. Election of Director: Michael A. Neal Mgmt For For
1k. Election of Director: Lee R. Raymond Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation
3. Ratification of independent registered Mgmt For For
public accounting firm
4. Gender pay equity report Shr Against For
5. Enhance shareholder proxy access Shr Against For
6. Cumulative voting Shr Against For
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 934982605
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Bruce D. Broussard Mgmt For For
1b. Election of Director: Charles P. Cooley Mgmt For For
1c. Election of Director: Gary M. Crosby Mgmt For For
1d. Election of Director: Alexander M. Cutler Mgmt For For
1e. Election of Director: H. James Dallas Mgmt For For
1f. Election of Director: Elizabeth R. Gile Mgmt For For
1g. Election of Director: Ruth Ann M. Gillis Mgmt For For
1h. Election of Director: William G. Gisel, Jr. Mgmt For For
1i. Election of Director: Carlton L. Highsmith Mgmt For For
1j. Election of Director: Richard J. Hipple Mgmt For For
1k. Election of Director: Kristen L. Manos Mgmt For For
1l. Election of Director: Beth E. Mooney Mgmt For For
1m. Election of Director: Barbara R. Snyder Mgmt For For
1n. Election of Director: David K. Wilson Mgmt For For
2. Ratification of the appointment of Mgmt For For
independent auditor.
3. Advisory approval of executive Mgmt For For
compensation.
4. Approval of KeyCorp's 2019 Equity Mgmt For For
Compensation Plan.
5. Approval of an increase in authorized Mgmt For For
common shares.
6. Approval of an amendment to Regulations to Mgmt For For
allow the Board to make future amendments.
--------------------------------------------------------------------------------------------------------------------------
KKR & CO. INC. Agenda Number: 934911985
--------------------------------------------------------------------------------------------------------------------------
Security: 48251W104
Meeting Type: Special
Meeting Date: 28-Jan-2019
Ticker: KKR
ISIN: US48251W1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the KKR & Co. Inc. 2019 Equity Mgmt Against Against
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
LEVEL ONE BANCORP INC Agenda Number: 934973036
--------------------------------------------------------------------------------------------------------------------------
Security: 52730D208
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: LEVL
ISIN: US52730D2080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Barbara E. Allushuski Mgmt For For
Victor L. Ansara Mgmt For For
James L. Bellinson Mgmt For For
Michael A. Brillati Mgmt For For
Shukri W. David Mgmt For For
Thomas A. Fabbri Mgmt For For
Patrick J. Fehring Mgmt For For
Mark J. Herman Mgmt For For
Steven H. Rivera Mgmt For For
Stefan Wanczyk Mgmt For For
2. Ratification of the appointment of Plante & Mgmt For For
Moran, PLLC as the independent registered
public accounting firm for the Company for
the year ending December 31, 2019
--------------------------------------------------------------------------------------------------------------------------
M&T BANK CORPORATION Agenda Number: 934942170
--------------------------------------------------------------------------------------------------------------------------
Security: 55261F104
Meeting Type: Annual
Meeting Date: 16-Apr-2019
Ticker: MTB
ISIN: US55261F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Brent D. Baird Mgmt For For
C. Angela Bontempo Mgmt For For
Robert T. Brady Mgmt For For
T.J. Cunningham III Mgmt For For
Gary N. Geisel Mgmt For For
Richard S. Gold Mgmt For For
Richard A. Grossi Mgmt For For
John D. Hawke, Jr. Mgmt For For
RenE F. Jones Mgmt For For
Richard H. Ledgett, Jr. Mgmt For For
Newton P.S. Merrill Mgmt For For
Kevin J. Pearson Mgmt For For
Melinda R. Rich Mgmt For For
Robert E. Sadler, Jr. Mgmt For For
Denis J. Salamone Mgmt Withheld Against
John R. Scannell Mgmt For For
David S. Scharfstein Mgmt For For
Herbert L. Washington Mgmt For For
2. TO APPROVE THE M&T BANK CORPORATION 2019 Mgmt For For
EQUITY INCENTIVE COMPENSATION PLAN.
3. TO APPROVE THE COMPENSATION OF M&T BANK Mgmt For For
CORPORATION'S NAMED EXECUTIVE OFFICERS.
4. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF M&T BANK CORPORATION FOR THE YEAR
ENDING DECEMBER 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
MACKINAC FINANCIAL CORPORATION Agenda Number: 935020812
--------------------------------------------------------------------------------------------------------------------------
Security: 554571109
Meeting Type: Annual
Meeting Date: 29-May-2019
Ticker: MFNC
ISIN: US5545711096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert E. Mahaney Mgmt For For
Paul D. Tobias Mgmt For For
David R. Steinhardt Mgmt For For
2. A PROPOSAL TO APPROVE IN A NON-BINDING Mgmt For For
ADVISORY VOTE THE CORPORATION'S
COMPENSATION OF ITS NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE PROXY
STATEMENT FOR THE ANNUAL MEETING.
3. A PROPOSAL TO APPROVE A NON-BINDING Mgmt 1 Year For
RESOLUTION TO DETERMINE WHETHER
SHAREHOLDERS SHOULD VOTE ON SAY-ON-PAY
PROPOSALS EVERY ONE, TWO, OR THREE YEARS.
4. TO RATIFY THE APPOINTMENT OF PLANTE & Mgmt For For
MORAN, PLLC AS INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
MB FINANCIAL, INC. Agenda Number: 934865366
--------------------------------------------------------------------------------------------------------------------------
Security: 55264U108
Meeting Type: Special
Meeting Date: 18-Sep-2018
Ticker: MBFI
ISIN: US55264U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A proposal (the "common stockholder merger Mgmt For For
proposal") to approve the merger of MB
Financial, Inc. ("MB Financial") with a
subsidiary of Fifth Third Bancorp ("Fifth
Third") pursuant to the Agreement and Plan
of Merger, dated as of May 20, 2018 (as
such agreement may from time to time be
amended), by and among Fifth Third, Fifth
Third Financial Corporation
("Intermediary") and MB Financial.
2. A proposal (the "charter amendment Mgmt For For
proposal") to approve an amendment to the
charter of MB Financial and the articles
supplementary to the charter of MB
Financial relating to the MB Financial
preferred stock that would give the holders
of MB Financial preferred stock the right
to vote with the holders of MB Financial
common stock as a single class on all
matters submitted to a vote of such common
stockholders
3. A proposal to approve, on a non-binding, Mgmt For For
advisory basis, the compensation to be paid
to MB Financial's named executive officers
that is based on or otherwise relates to
the merger.
4. A proposal to approve one or more Mgmt For For
adjournments of the Meeting, if necessary
or appropriate to permit further
solicitation of proxies from the holders of
MB Financial common stock in favor of the
common stockholder merger proposal and/or
the charter amendment proposal.
--------------------------------------------------------------------------------------------------------------------------
MIDWESTONE FINANCIAL GROUP, INC. Agenda Number: 934910349
--------------------------------------------------------------------------------------------------------------------------
Security: 598511103
Meeting Type: Special
Meeting Date: 11-Jan-2019
Ticker: MOFG
ISIN: US5985111039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval and adoption of the Agreement and Mgmt For For
Plan of Merger, dated as of August 21,
2018, by and between MidWestOne Financial
Group, Inc., or MidWestOne, and ATBancorp,
as such agreement may be amended from time
to time, and the transactions contemplated
thereby (the "MidWestOne Merger Proposal").
2 Approval of the issuance of MidWestOne Mgmt For For
common stock in the merger of ATBancorp
with and into MidWestOne (the "MidWestOne
stock issuance proposal").
3 Approval of one or more adjournments of the Mgmt For For
MidWestOne special meeting, if necessary or
appropriate, including adjournments to
permit further solicitation of proxies in
favor of the MidWestOne merger proposal and
the MidWestOne stock issuance proposal.
--------------------------------------------------------------------------------------------------------------------------
MIDWESTONE FINANCIAL GROUP, INC. Agenda Number: 934938222
--------------------------------------------------------------------------------------------------------------------------
Security: 598511103
Meeting Type: Annual
Meeting Date: 18-Apr-2019
Ticker: MOFG
ISIN: US5985111039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Janet E. Godwin Mgmt For For
Matthew J. Hayek Mgmt For For
Tracy S. McCormick Mgmt For For
Kevin W. Monson Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the named
executive officers of the Company.
3. To ratify the appointment of RSM US LLP to Mgmt For For
serve as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
MUTUALFIRST FINANCIAL,INC. Agenda Number: 934947625
--------------------------------------------------------------------------------------------------------------------------
Security: 62845B104
Meeting Type: Annual
Meeting Date: 01-May-2019
Ticker: MFSF
ISIN: US62845B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David W. Heeter* Mgmt For For
Brian C. Hewitt* Mgmt For For
Edward C. Levy# Mgmt For For
Michael J. Marien@ Mgmt For For
2. Adoption of an advisory (non-binding) Mgmt For For
resolution to approve our executive
compensation as disclosed in the Proxy
Statement for the 2019 Annual Meeting.
3. Approval of the Company's 2019 Omnibus Mgmt For For
Incentive Plan.
4. Ratification of the appointment of BKD, LLP Mgmt For For
as the Company's independent registered
public accounting firm for the year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL COMMERCE CORPORATION Agenda Number: 934926025
--------------------------------------------------------------------------------------------------------------------------
Security: 63546L102
Meeting Type: Special
Meeting Date: 07-Mar-2019
Ticker: NCOM
ISIN: US63546L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger Mgmt For For
dated as of November 23, 2018, by and
between CenterState Bank Corporation and
National Commerce Corporation, with
CenterState as the surviving company, all
on and subject to the terms and conditions
contained therein.
2. To approve a proposal of the board of Mgmt For For
directors of National Commerce Corporation
to adjourn or postpone the special meeting
if necessary or appropriate to permit
further solicitation of proxies if there
are not sufficient votes at the time of the
special meeting to adopt the merger
agreement.
--------------------------------------------------------------------------------------------------------------------------
NICOLET BANKSHARES, INC. Agenda Number: 934964710
--------------------------------------------------------------------------------------------------------------------------
Security: 65406E102
Meeting Type: Annual
Meeting Date: 13-May-2019
Ticker: NCBS
ISIN: US65406E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert B. Atwell Mgmt For For
Rachel Campos-Duffy Mgmt For For
Michael E. Daniels Mgmt For For
John N. Dykema Mgmt For For
Terrence R. Fulwiler Mgmt For For
Christopher J. Ghidorzi Mgmt For For
Andrew F. Hetzel, Jr. Mgmt For For
Donald J. Long, Jr. Mgmt For For
Dustin J. McClone Mgmt For For
Susan L. Merkatoris Mgmt For For
Randy J. Rose Mgmt For For
Oliver Pierce Smith Mgmt For For
Robert J. Weyers Mgmt Withheld Against
2. Ratification of selection of the Mgmt For For
independent registered public accounting
firm of Porter Keadle Moore, LLC to serve
as the independent registered public
accounting firm for the Company for the
year ending December 31, 2019.
3. Amendment to the Nicolet Bankshares, Inc. Mgmt Against Against
2011 Long-Term Incentive Plan to increase
the number of shares authorized for
issuance from 1,500,000 to 3,000,000
shares.
4. Advisory vote to approve Nicolet's named Mgmt For For
executive officer compensation.
5. Advisory vote on the frequency of advisory Mgmt 1 Year For
approval of Nicolet's named executive
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
NORTHRIM BANCORP, INC. Agenda Number: 934992896
--------------------------------------------------------------------------------------------------------------------------
Security: 666762109
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: NRIM
ISIN: US6667621097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Larry S. Cash Mgmt For For
Anthony Drabek Mgmt For For
Karl L. Hanneman Mgmt For For
David W. Karp Mgmt For For
David J. McCambridge Mgmt For For
Krystal M. Nelson Mgmt For For
Joseph M. Schierhorn Mgmt For For
Aaron M. Schutt Mgmt For For
John C. Swalling Mgmt For For
Linda C. Thomas Mgmt For For
David G. Wight Mgmt For For
2 ADVISORY VOTE ON EXECUTIVE COMPENSATION. To Mgmt For For
approve, by nonbinding vote, the
compensation of the named executive
officers.
3 RATIFY THE SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM. To
ratify the selection of Moss Adams LLP as
the independent registered public
accounting firm for Northrim Bancorp, Inc.
for fiscal year 2019.
--------------------------------------------------------------------------------------------------------------------------
OAKTREE SPECIALTY LENDING CORPORATION Agenda Number: 934921188
--------------------------------------------------------------------------------------------------------------------------
Security: 67401P108
Meeting Type: Annual
Meeting Date: 07-Mar-2019
Ticker: OCSL
ISIN: US67401P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. To elect one director of the Company, who Mgmt For For
will serve until the Company's 2022 Annual
Meeting of Stockholders and until his
successor is duly elected and qualifies:
Richard G. Ruben
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Independent Registered Public
Accounting Firm for the Company for the
fiscal year ending September 30, 2019.
--------------------------------------------------------------------------------------------------------------------------
OAKTREE SPECIALTY LENDING CORPORATION Agenda Number: 935039796
--------------------------------------------------------------------------------------------------------------------------
Security: 67401P108
Meeting Type: Special
Meeting Date: 28-Jun-2019
Ticker: OCSL
ISIN: US67401P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the New Investment Advisory Mgmt For For
Agreement between the Company and the
Adviser, that will replace the Current
Investment Advisory Agreement with the
Adviser and will become effective at the
closing of the Merger.
2. To approve the application of the reduced Mgmt For For
asset coverage requirements in Section
61(a)(2) of the 1940 Act, to OCSL, which
would permit OCSL to double the maximum
amount of leverage that it is permitted to
incur by reducing the asset coverage
requirements applicable to OCSL from 200%
to 150%.
--------------------------------------------------------------------------------------------------------------------------
OLD NATIONAL BANCORP Agenda Number: 934948134
--------------------------------------------------------------------------------------------------------------------------
Security: 680033107
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: ONB
ISIN: US6800331075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
Alan W. Braun Mgmt For For
Andrew E. Goebel Mgmt For For
Jerome F. Henry, Jr. Mgmt For For
Robert G. Jones Mgmt For For
Ryan C. Kitchell Mgmt For For
Phelps L. Lambert Mgmt For For
Thomas E. Salmon Mgmt For For
Randall T. Shepard Mgmt For For
Rebecca S. Skillman Mgmt For For
Derrick J. Stewart Mgmt For For
Katherine E. White Mgmt For For
Linda E. White Mgmt For For
2) Approval of the amended and restated Old Mgmt For For
National Bancorp Employee Stock Purchase
Plan.
3) Approval of a non-binding advisory proposal Mgmt For For
on Executive Compensation.
4) Ratification of the appointment of Crowe Mgmt For For
LLP as the independent registered public
accounting firm of the Company for the
fiscal year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
OLD SECOND BANCORP, INC. Agenda Number: 934997973
--------------------------------------------------------------------------------------------------------------------------
Security: 680277100
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: OSBC
ISIN: US6802771005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Directors to serve Mgmt For For
for a term expiring in 2022: Edward Bonifas
1.2 Election of Class III Directors to serve Mgmt For For
for a term expiring in 2022: Gary Collins
1.3 Election of Class III Directors to serve Mgmt For For
for a term expiring in 2022: William B.
Skoglund
1.4 Election of Class III Directors to serve Mgmt For For
for a term expiring in 2022: Duane Suits
2. Approval, in a non-binding, advisory vote, Mgmt For For
of the compensation of the Company's named
executive officers, as described in the
Company's Proxy Statement (the "Proxy
Statement").
3. Approval, in a non-advisory vote, of the Mgmt 1 Year For
frequency of future stockholder advisory
votes on the compensation of the Company's
named executive officers.
4. Approval of the Old Second Bancorp, Inc. Mgmt For For
2019 Equity Incentive Plan.
5. Approval and adoption of an amendment to Mgmt For For
the Company's Certificate of Incorporation
eliminating the mandatory retirement age
for directors, as described in the Proxy
Statement.
6. Ratification of the selection of Plante & Mgmt For For
Moran, PLLC as the Company's independent
registered public accountants for the
fiscal year ending December 31, 2019.
7. Approval of a proposal, which may be Mgmt For For
submitted by the chair of the Annual
Meeting, to adjourn, postpone or continue
the Annual Meeting in order to solicit
additional proxies in favor of any of the
proposals described in the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
OP BANCORP Agenda Number: 934861053
--------------------------------------------------------------------------------------------------------------------------
Security: 67109R109
Meeting Type: Annual
Meeting Date: 23-Aug-2018
Ticker: OPBK
ISIN: US67109R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Brian Choi Mgmt For For
Ernest E. Dow Mgmt For For
Jason Hwang Mgmt For For
Soo Hun Jung Mgmt For For
Min J. Kim Mgmt For For
Ock Hee Kim Mgmt For For
Myung Ja Park Mgmt For For
Yong Sin Shin Mgmt For For
2. To ratify the selection of Crowe LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC PREMIER BANCORP, INC. Agenda Number: 934972161
--------------------------------------------------------------------------------------------------------------------------
Security: 69478X105
Meeting Type: Annual
Meeting Date: 20-May-2019
Ticker: PPBI
ISIN: US69478X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John J. Carona Mgmt For For
1b. Election of Director: Ayad A. Fargo Mgmt For For
1c. Election of Director: Steven R. Gardner Mgmt For For
1d. Election of Director: Joseph L. Garrett Mgmt For For
1e. Election of Director: Jeff C. Jones Mgmt For For
1f. Election of Director: M. Christian Mitchell Mgmt For For
1g. Election of Director: Michael J. Morris Mgmt For For
1h. Election of Director: Zareh H. Sarrafian Mgmt For For
1i. Election of Director: Cora M. Tellez Mgmt For For
2. TO APPROVE, ON A NON BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF CROWE LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT AUDITOR FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
PACWEST BANCORP Agenda Number: 934961269
--------------------------------------------------------------------------------------------------------------------------
Security: 695263103
Meeting Type: Annual
Meeting Date: 13-May-2019
Ticker: PACW
ISIN: US6952631033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tanya M. Acker Mgmt For For
1B. Election of Director: Paul R. Burke Mgmt For For
1C. Election of Director: Craig A. Carlson Mgmt For For
1D. Election of Director: John M. Eggemeyer, Mgmt For For
III
1E. Election of Director: C. William Hosler Mgmt For For
1F. Election of Director: Susan E. Lester Mgmt For For
1G. Election of Director: Roger H. Molvar Mgmt For For
1H. Election of Director: James J. Pieczynski Mgmt For For
1I. Election of Director: Daniel B. Platt Mgmt For For
1J. Election of Director: Robert A. Stine Mgmt For For
1K. Election of Director: Matthew P. Wagner Mgmt For For
1L. Election of Director: Mark T. Yung Mgmt For For
2. Advisory Vote on Executive Compensation. To Mgmt For For
approve, on an advisory basis
(non-binding), the compensation of the
Company's named executive officers.
3. Ratification of the Appointment of Mgmt For For
Independent Auditors. To ratify the
appointment of KPMG LLP as the Company's
independent auditors for the fiscal year
ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
PARK HOTELS & RESORTS INC Agenda Number: 934971474
--------------------------------------------------------------------------------------------------------------------------
Security: 700517105
Meeting Type: Annual
Meeting Date: 26-Apr-2019
Ticker: PK
ISIN: US7005171050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas J. Baltimore, Mgmt For For
Jr
1B. Election of Director: Gordon M. Bethune Mgmt For For
1C. Election of Director: Patricia M. Bedient Mgmt For For
1D. Election of Director: Geoffrey M. Garrett Mgmt For For
1E. Election of Director: Christie B. Kelly Mgmt For For
1F. Election of Director: Sen. Joseph I. Mgmt For For
Lieberman
1G. Election of Director: Timothy J. Naughton Mgmt For For
1H. Election of Director: Stephen I. Sadove Mgmt For For
2A. By-law Change Amendment - To approve and Mgmt For For
adopt amendments to our amended and
restated certificate of incorporation ("our
Charter") to Reduce the affirmative vote
required for stockholders to amend our
by-laws from 80% of the voting power of all
the then outstanding shares of stock of the
Company entitled to vote generally in the
election of directors to a majority vote.
2B. Ownership Limit Amendment - To approve and Mgmt For For
adopt amendments to our amended and
restated certificate of incorporation ("our
Charter") to Increase the ownership limit
for our common stock and preferred stock
from 4.9% to 9.8%
2C. Special Meeting Amendment - To approve and Mgmt For For
adopt amendments to our amended and
restated certificate of incorporation ("our
Charter") to Reduce the threshold for
stockholders to demand a special meeting be
called from a majority to 25% of the total
voting power of all the then outstanding
shares of stock of the Company entitled to
vote generally in the election of
directors.
2D. DGCL 203 Amendment - To approve and adopt Mgmt For For
amendments to our amended and restated
certificate of incorporation ("our
Charter") to "Opt out" of the anti-takeover
provisions contained in Section 203 of the
General Corporation Law of the State of
Delaware.
2E. Other Charter Amendments - To approve and Mgmt For For
adopt amendments to our amended and
restated certificate of incorporation ("our
Charter") to Remove certain provisions from
our Charter that are no longer applicable
to the Company and make certain other
conforming and/or immaterial changes.
3. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of our named
executive officers.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
PARK NATIONAL CORPORATION Agenda Number: 934941952
--------------------------------------------------------------------------------------------------------------------------
Security: 700658107
Meeting Type: Annual
Meeting Date: 22-Apr-2019
Ticker: PRK
ISIN: US7006581075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Donna M. Alvarado Mgmt For For
1b. Election of Director: Jason N. Judd Mgmt For For
1c. Election of Director: Stephen J. Kambeitz Mgmt For For
1d. Election of Director: Timothy S. McLain Mgmt For For
1e. Election of Director: Mark R. Ramser Mgmt For For
2. Approval of advisory resolution on the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of the appointment of Crowe Mgmt For For
LLP as the independent registered public
accounting firm of the Company for the
fiscal year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
PEOPLES BANCORP INC. Agenda Number: 934943590
--------------------------------------------------------------------------------------------------------------------------
Security: 709789101
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: PEBO
ISIN: US7097891011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tara M. Abraham Mgmt For For
S. Craig Beam Mgmt For For
George W. Broughton Mgmt For For
David F. Dierker Mgmt For For
James S. Huggins Mgmt For For
Brooke W. James Mgmt For For
David L. Mead Mgmt For For
Susan D. Rector Mgmt For For
Charles W. Sulerzyski Mgmt For For
2. Advisory resolution to approve the Mgmt For For
compensation of Peoples' named executive
officers as disclosed in the Proxy
Statement for the 2019 Annual Meeting of
Shareholders
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Peoples' independent
registered public accounting firm for the
fiscal year ending December 31, 2019
--------------------------------------------------------------------------------------------------------------------------
PINNACLE FINANCIAL PARTNERS, INC. Agenda Number: 934935909
--------------------------------------------------------------------------------------------------------------------------
Security: 72346Q104
Meeting Type: Annual
Meeting Date: 16-Apr-2019
Ticker: PNFP
ISIN: US72346Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Abney S. Boxley, III Mgmt For For
1b. Election of Director: Charles E. Brock Mgmt For For
1c. Election of Director: Renda J. Burkhart Mgmt For For
1d. Election of Director: Gregory L. Burns Mgmt For For
1e. Election of Director: Richard D. Callicutt, Mgmt For For
II
1f. Election of Director: Marty G. Dickens Mgmt For For
1g. Election of Director: Thomas C. Farnsworth, Mgmt For For
III
1h. Election of Director: Joseph C. Galante Mgmt For For
1i. Election of Director: Glenda Baskin Glover Mgmt For For
1j. Election of Director: David B. Ingram Mgmt For For
1k. Election of Director: Robert A. McCabe, Jr. Mgmt For For
1l. Election of Director: Ronald L. Samuels Mgmt For For
1m. Election of Director: Gary L. Scott Mgmt For For
1n. Election of Director: Thomas R. Sloan Mgmt For For
1o. Election of Director: Reese L. Smith, III Mgmt For For
1p. Election of Director: G. Kennedy Thompson Mgmt For For
1q. Election of Director: M. Terry Turner Mgmt For For
2. To ratify the appointment of Crowe LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the Company's
named executive officers as disclosed in
the proxy statement for the annual meeting
of shareholders
--------------------------------------------------------------------------------------------------------------------------
PRESIDIO BANK Agenda Number: 934981033
--------------------------------------------------------------------------------------------------------------------------
Security: 74101A100
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: PDOB
ISIN: US74101A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bruce H. Cabral Mgmt For For
Paula R. Collins Mgmt For For
Stephen G. Heitel Mgmt For For
Robert B. Leet Mgmt For For
Stephen D. Mayer Mgmt For For
Gregory J. Moss Mgmt For For
Lawrence R. Nibbi Mgmt For For
Marina H. Park Mgmt For For
James S. Westfall Mgmt For For
James R. Woolwine Mgmt Withheld Against
2. Ratification of the selection of Crowe LLP, Mgmt For For
independent certified public accountants,
to serve as the Bank's auditors for the
fiscal year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
PRIME MERIDIAN HOLDING COMPANY Agenda Number: 934960041
--------------------------------------------------------------------------------------------------------------------------
Security: 74164R107
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: PMHG
ISIN: US74164R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William D. Crona Mgmt For For
Sammie D. Dixon, Jr. Mgmt For For
Steven L. Evans Mgmt For For
R. Randy Guemple Mgmt For For
Chris L. Jensen, Jr. Mgmt For For
Kathleen C. Jones Mgmt Withheld Against
Robert H. Kirby Mgmt For For
Frank L. Langston Mgmt For For
Michael A. Micallef,Jr. Mgmt For For
L. Collins Proctor, Sr. Mgmt For For
Garrison A. Rolle, M.D. Mgmt For For
Steven D. Smith Mgmt For For
Marjorie R. Turnbull Mgmt For For
Richard A. Weidner Mgmt For For
2. The ratification of the appointment of Mgmt For For
Hacker, Johnson & Smith, P.A. as the
independent auditors for the Company, for
the fiscal year ending December 31, 2019.
3. The adjournment of the Annual Meeting to Mgmt Against Against
solicit additional proxies in the event
there are an insufficient number of votes
to approve either one or both of the
foregoing Proposals.
--------------------------------------------------------------------------------------------------------------------------
PROVIDENT FINANCIAL HOLDINGS, INC. Agenda Number: 934893024
--------------------------------------------------------------------------------------------------------------------------
Security: 743868101
Meeting Type: Annual
Meeting Date: 27-Nov-2018
Ticker: PROV
ISIN: US7438681014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Judy A. Carpenter Mgmt For For
William E. Thomas Mgmt For For
2. The approval on an advisory (non-binding) Mgmt Against Against
basis of our executive compensation as
disclosed in the Proxy Statement.
3. The ratification of the appointment of Mgmt For For
Deloitte & Touche LLP as independent
auditor for Provident Financial Holdings,
Inc. for the fiscal year ending June 30,
2019.
--------------------------------------------------------------------------------------------------------------------------
PROVIDENT FINANCIAL SERVICES, INC. Agenda Number: 934943300
--------------------------------------------------------------------------------------------------------------------------
Security: 74386T105
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: PFS
ISIN: US74386T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas W. Berry Mgmt For For
James P. Dunigan Mgmt For For
Frank L. Fekete Mgmt For For
Matthew K. Harding Mgmt For For
2. The approval (non-binding) of executive Mgmt For For
compensation.
3. The approval of the 2019 Long-Term Equity Mgmt For For
Incentive Plan.
4. The ratification of the appointment of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
QCR HOLDINGS, INC. Agenda Number: 934979850
--------------------------------------------------------------------------------------------------------------------------
Security: 74727A104
Meeting Type: Annual
Meeting Date: 23-May-2019
Ticker: QCRH
ISIN: US74727A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patrick S. Baird Mgmt For For
Larry J. Helling Mgmt For For
Mark C. Kilmer Mgmt For For
2. To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of certain executive
officers which is referred to as a
"say-on-pay" proposal.
3. To ratify the appointment of RSM US LLP as Mgmt For For
QCR Holdings' independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION Agenda Number: 934940455
--------------------------------------------------------------------------------------------------------------------------
Security: 7591EP100
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: RF
ISIN: US7591EP1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Carolyn H. Byrd Mgmt For For
1b. Election of Director: Don DeFosset Mgmt For For
1c. Election of Director: Samuel A. Di Piazza, Mgmt For For
Jr.
1d. Election of Director: Eric C. Fast Mgmt For For
1e. Election of Director: Zhanna Golodryga Mgmt For For
1f. Election of Director: John D. Johns Mgmt For For
1g. Election of Director: Ruth Ann Marshall Mgmt For For
1h. Election of Director: Charles D. McCrary Mgmt For For
1i. Election of Director: James T. Prokopanko Mgmt For For
1j. Election of Director: Lee J. Styslinger III Mgmt For For
1k. Election of Director: Jose S. Suquet Mgmt For For
1l. Election of Director: John M. Turner, Jr. Mgmt For For
1m. Election of Director: Timothy Vines Mgmt For For
2. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as the Independent Registered
Public Accounting Firm for 2019.
3. Advisory Vote on Executive Compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
RENASANT CORPORATION Agenda Number: 934935959
--------------------------------------------------------------------------------------------------------------------------
Security: 75970E107
Meeting Type: Annual
Meeting Date: 23-Apr-2019
Ticker: RNST
ISIN: US75970E1073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Connie L. Engel* Mgmt For For
John M. Creekmore# Mgmt For For
Jill V. Deer# Mgmt For For
Neal A. Holland, Jr.# Mgmt For For
E. Robinson McGraw# Mgmt For For
Sean M. Suggs# Mgmt For For
3. To adopt, in a non-binding advisory vote, a Mgmt For For
resolution approving the compensation of
our named executive officers, as described
in the proxy statement.
4. To ratify the appointment of HORNE, LLP as Mgmt For For
our independent registered public
accountants for 2019
--------------------------------------------------------------------------------------------------------------------------
SHORE BANCSHARES, INC. Agenda Number: 934938107
--------------------------------------------------------------------------------------------------------------------------
Security: 825107105
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: SHBI
ISIN: US8251071051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Frank E. Mgmt For For
Mason, III
1b. Election of Class I Director: Jeffery E. Mgmt For For
Thompson
1c. Election of Class I Director: John H. Mgmt For For
Wilson
2. Ratify the appointment of Yount, Hyde & Mgmt For For
Barbour, P.C. as the independent registered
public accounting firm for 2019.
3. Adopt a non-binding advisory resolution Mgmt For For
approving the compensation of the named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC. Agenda Number: 934959973
--------------------------------------------------------------------------------------------------------------------------
Security: 828806109
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: SPG
ISIN: US8288061091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Glyn F. Aeppel Mgmt For For
1b. Election of Director: Larry C. Glasscock Mgmt For For
1c. Election of Director: Karen N. Horn, Ph.D. Mgmt For For
1d. Election of Director: Allan Hubbard Mgmt For For
1e. Election of Director: Reuben S. Leibowitz Mgmt For For
1f. Election of Director: Gary M. Rodkin Mgmt For For
1g. Election of Director: Stefan M. Selig Mgmt For For
1h. Election of Director: Daniel C. Smith, Mgmt For For
Ph.D.
1i. Election of Director: J. Albert Smith, Jr. Mgmt For For
1j. Election of Director: Marta R. Stewart Mgmt For For
2. An advisory vote to approve the Mgmt For For
compensation of our Named Executive
Officers.
3. Ratification of Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for 2019.
4. Vote to approve the 2019 Stock Incentive Mgmt For For
Plan.
5. Shareholder Proposal requesting disclosure Shr For Against
of political contributions.
--------------------------------------------------------------------------------------------------------------------------
SOUTH ATLANTIC BANCSHARES, INC. Agenda Number: 934965609
--------------------------------------------------------------------------------------------------------------------------
Security: 83636T104
Meeting Type: Annual
Meeting Date: 23-Apr-2019
Ticker: SABK
ISIN: US83636T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
K. Wayne Wicker Mgmt Withheld Against
Miles M. Herring Mgmt Withheld Against
Martha S. Lewis Mgmt Withheld Against
Michael C. Tawes, Sr. Mgmt For For
Edgar L. Woods Mgmt For For
2. Amendment to Articles of Incorporation for Mgmt Against Against
Removal of Directors
3. Amendment to Articles of Incorporation for Mgmt Against Against
Shareholder Amendments to the Company's
Governing Documents
4. Amendment to Articles of Incorporation for Mgmt Against Against
Shareholder Approval of Business
Combination
--------------------------------------------------------------------------------------------------------------------------
SOUTH STATE CORPORATION Agenda Number: 934934680
--------------------------------------------------------------------------------------------------------------------------
Security: 840441109
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: SSB
ISIN: US8404411097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert R. Horger Mgmt Withheld Against
Robert H. Demere, Jr. Mgmt Withheld Against
Grey B. Murray Mgmt Withheld Against
James W. Roquemore Mgmt Withheld Against
2. Proposal to approve the compensation of the Mgmt Against Against
Company's named executive officers (this is
a non-binding, advisory vote; the Board of
Directors unanimously recommends that you
vote "FOR" this proposal).
3. Proposal to approve the 2019 Omnibus Stock Mgmt For For
and Performance Plan (the Board of
Directors unanimously recommends that you
vote "FOR" this proposal).
4. Proposal to ratify, as an advisory, Mgmt For For
non-binding vote, the appointment of Dixon
Hughes Goodman LLP, Certified Public
Accountants, as the independent registered
public accounting firm for the Company for
the fiscal year ending December 31, 2019
(the Board of Directors unanimously
recommends that you vote "FOR" this
proposal).
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN FIRST BANCSHARES, INC. Agenda Number: 934982910
--------------------------------------------------------------------------------------------------------------------------
Security: 842873101
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: SFST
ISIN: US8428731017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Leighton M Cubbage* Mgmt For For
David G Ellison* Mgmt For For
James B Orders, III* Mgmt For For
Anna T Locke# Mgmt For For
2. To conduct an advisory vote on the Mgmt For For
compensation of our named executive
officers as disclosed in this proxy
statement (this is a non-binding, advisory
vote).
3. To approve the frequency of future advisory Mgmt 1 Year For
votes on the compensation of our named
executive officers (this is a non- binding,
advisory vote).
4. To ratify the appointment of Elliott Davis, Mgmt For For
LLC as our independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN MISSOURI BANCORP, INC. Agenda Number: 934882362
--------------------------------------------------------------------------------------------------------------------------
Security: 843380106
Meeting Type: Annual
Meeting Date: 29-Oct-2018
Ticker: SMBC
ISIN: US8433801060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Greg A. Steffens Mgmt For For
L. Douglas Bagby Mgmt For For
David J. Tooley Mgmt For For
Todd E. Hensley Mgmt For For
2. Advisory (non-binding) vote on executive Mgmt For For
compensation as disclosed in the
accompanying proxy statement.
3. An advisory (non-binding) vote on the Mgmt 1 Year For
frequency of the advisory vote on executive
compensation.
4. Approval of an amendment to the Company's Mgmt For For
Articles of Incorporation to increase the
number of authorized shares of common stock
from 12.0 million to 25.0 million.
5. Ratification of the appointment of BKD, LLP Mgmt For For
as Southern Missouri Bancorp's independent
auditors for the fiscal year ending June
30, 2019.
--------------------------------------------------------------------------------------------------------------------------
STATE BANK FINANCIAL CORPORATION Agenda Number: 934862853
--------------------------------------------------------------------------------------------------------------------------
Security: 856190103
Meeting Type: Special
Meeting Date: 18-Sep-2018
Ticker: STBZ
ISIN: US8561901039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to approve the Agreement and Plan Mgmt For For
of Merger, dated as of May 11, 2018, as it
may be amended from time to time, by and
between State Bank Financial Corporation
("State Bank") and Cadence Bancorporation
("Cadence"), pursuant to which State Bank
will merge with and into Cadence (the
"merger proposal").
2. Proposal to approve on a non-binding, Mgmt Against Against
advisory basis the compensation that may be
paid or become payable to the named
executive officers of State Bank that is
based on or otherwise relates to the
merger.
3. Proposal to approve one or more Mgmt For For
adjournments of the State Bank special
meeting, if necessary or appropriate,
including adjournments to permit further
solicitation of proxies in favor of the
merger proposal.
--------------------------------------------------------------------------------------------------------------------------
STOCK YARDS BANCORP, INC. Agenda Number: 934949491
--------------------------------------------------------------------------------------------------------------------------
Security: 861025104
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: SYBT
ISIN: US8610251048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Paul J. Bickel III Mgmt For For
1b. Election of Director: J. McCauley Brown Mgmt For For
1c. Election of Director: David P. Heintzman Mgmt For For
1d. Election of Director: Donna L. Heitzman Mgmt For For
1e. Election of Director: Carl G. Herde Mgmt For For
1f. Election of Director: James A. Hillebrand Mgmt For For
1g. Election of Director: Richard A. Lechleiter Mgmt For For
1h. Election of Director: Stephen M. Priebe Mgmt For For
1i. Election of Director: John L. Schutte Mgmt For For
1j. Election of Director: Norman Tasman Mgmt For For
1k. Election of Director: Kathy C. Thompson Mgmt For For
2. The ratification of BKD, LLP as the Mgmt For For
independent registered public accounting
firm for Stock Yards Bancorp, Inc. for the
year ending December 31, 2019.
3. The advisory approval of the compensation Mgmt For For
of Bancorp's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
SUNTRUST BANKS, INC. Agenda Number: 934933638
--------------------------------------------------------------------------------------------------------------------------
Security: 867914103
Meeting Type: Annual
Meeting Date: 23-Apr-2019
Ticker: STI
ISIN: US8679141031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Agnes Bundy Scanlan Mgmt For For
1B Election of Director: Dallas S. Clement Mgmt For For
1C Election of Director: Paul D. Donahue Mgmt For For
1D Election of Director: Paul R. Garcia Mgmt For For
1E Election of Director: Donna S. Morea Mgmt For For
1F Election of Director: David M. Ratcliffe Mgmt For For
1G Election of Director: William H. Rogers, Mgmt For For
Jr.
1H Election of Director: Frank P. Scruggs, Jr. Mgmt For For
1I Election of Director: Bruce L. Tanner Mgmt For For
1J Election of Director: Steven C. Voorhees Mgmt For For
2 To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
3 To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent auditor for 2019.
--------------------------------------------------------------------------------------------------------------------------
SYNOVUS FINANCIAL CORP. Agenda Number: 934940253
--------------------------------------------------------------------------------------------------------------------------
Security: 87161C501
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: SNV
ISIN: US87161C5013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tim E. Bentsen Mgmt For For
1B. Election of Director: F. Dixon Brooke, Jr. Mgmt For For
1C. Election of Director: Stephen T. Butler Mgmt For For
1D. Election of Director: Elizabeth W. Camp Mgmt For For
1E. Election of Director: Diana M. Murphy Mgmt For For
1F. Election of Director: Harris Pastides Mgmt For For
1G. Election of Director: Joseph J. Prochaska, Mgmt For For
Jr.
1H. Election of Director: John L. Stallworth Mgmt For For
1I. Election of Director: Kessel D. Stelling Mgmt For For
1J. Election of Director: Barry L. Storey Mgmt For For
1K. Election of Director: Teresa White Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of Synovus' named executive
officers as determined by the Compensation
Committee.
3. To ratify the appointment of KPMG LLP as Mgmt For For
Synovus' independent auditor for the year
2019.
--------------------------------------------------------------------------------------------------------------------------
THE COMMUNITY FINANCIAL CORPORATION Agenda Number: 934961904
--------------------------------------------------------------------------------------------------------------------------
Security: 20368X101
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: TCFC
ISIN: US20368X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Louis P. Jenkins, Jr. Mgmt Withheld Against
Michael L. Middleton Mgmt For For
Mary Todd Peterson Mgmt For For
2. The ratification of the appointment of Mgmt For For
Dixon Hughes Goodman LLP as the independent
registered public accounting firm for the
fiscal year ending December 31, 2019.
3. The approval of a non-binding resolution of Mgmt For For
the compensation of the named executive
officers.
4. The determination of whether the Mgmt 1 Year For
stockholder vote to approve the
compensation of the named executive
officers should occur every one, two or
three years.
--------------------------------------------------------------------------------------------------------------------------
THE FIRST BANCORP, INC. Agenda Number: 934957006
--------------------------------------------------------------------------------------------------------------------------
Security: 31866P102
Meeting Type: Annual
Meeting Date: 24-Apr-2019
Ticker: FNLC
ISIN: US31866P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Katherine M. Boyd Mgmt For For
Robert B. Gregory Mgmt For For
Renee W. Kelly Mgmt For For
Tony C. McKim Mgmt For For
Mark N. Rosborough Mgmt For For
Cornelius J. Russell Mgmt For For
Stuart G. Smith Mgmt For For
Bruce B. Tindal Mgmt For For
F. Stephen Ward Mgmt For For
2. To approve (on a non-binding basis), the Mgmt For For
compensation of the Company's executives,
as disclosed in the Company's annual report
and proxy statement.
3. To ratify the Board of Directors Audit Mgmt For For
Committee's selection of Berry Dunn McNeil
& Parker, LLC, as independent auditors for
the Company for 2019.
--------------------------------------------------------------------------------------------------------------------------
THE FIRST BANCSHARES, INC. Agenda Number: 934972337
--------------------------------------------------------------------------------------------------------------------------
Security: 318916103
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: FBMS
ISIN: US3189161033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David W. Bomboy, M.D. Mgmt For For
M. Ray (Hoppy) Cole, Jr Mgmt For For
E. Ricky Gibson Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
3. Proposal to ratify the appointment of Mgmt For For
Crowe, LLP as the Independent Registered
Public Accounting Firm of the Company
--------------------------------------------------------------------------------------------------------------------------
THE FIRST OF LONG ISLAND CORPORATION Agenda Number: 934947928
--------------------------------------------------------------------------------------------------------------------------
Security: 320734106
Meeting Type: Annual
Meeting Date: 16-Apr-2019
Ticker: FLIC
ISIN: US3207341062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John J. Desmond Mgmt For For
Howard Thomas Hogan Jr Mgmt For For
Louisa M. Ives Mgmt For For
Milbrey Rennie Taylor Mgmt For For
Walter C. Teagle III Mgmt For For
Michael N. Vittorio Mgmt For For
2. Non-binding, advisory vote to approve the Mgmt Against Against
Corporation's executive compensation as
discussed in the proxy statement.
3. To ratify the appointment of Crowe LLP as Mgmt For For
the Corporation's independent registered
public accounting firm for 2019.
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 934940164
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 23-Apr-2019
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Joseph Alvarado Mgmt For For
1b. Election of Director: Charles E. Bunch Mgmt For For
1c. Election of Director: Debra A. Cafaro Mgmt For For
1d. Election of Director: Marjorie Rodgers Mgmt For For
Cheshire
1e. Election of Director: William S. Demchak Mgmt For For
1f. Election of Director: Andrew T. Feldstein Mgmt For For
1g. Election of Director: Richard J. Harshman Mgmt For For
1h. Election of Director: Daniel R. Hesse Mgmt For For
1i. Election of Director: Richard B. Kelson Mgmt For For
1j. Election of Director: Linda R. Medler Mgmt For For
1k. Election of Director: Martin Pfinsgraff Mgmt For For
1l. Election of Director: Toni Townes-Whitley Mgmt For For
1m. Election of Director: Michael J. Ward Mgmt For For
2. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
PNC's independent registered public
accounting firm for 2019.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
TOWNEBANK Agenda Number: 934999131
--------------------------------------------------------------------------------------------------------------------------
Security: 89214P109
Meeting Type: Annual
Meeting Date: 22-May-2019
Ticker: TOWN
ISIN: US89214P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
G. Robert Aston, Jr. Mgmt For For
E. Lee Baynor Mgmt For For
Thomas C. Broyles Mgmt For For
Bradford L. Cherry Mgmt For For
J. Morgan Davis Mgmt For For
Harry T. Lester Mgmt For For
William T. Morrison Mgmt For For
Elizabeth W. Robertson Mgmt For For
Dwight C. Schaubach Mgmt For For
Richard B. Thurmond Mgmt For For
F. Lewis Wood Mgmt For For
2. To ratify the selection of Dixon Hughes Mgmt For For
Goodman LLP, independent certified public
accountants, as auditors of TowneBank for
2019.
3. To approve, on a non-binding advisory Mgmt For For
basis, TowneBank's named executive officer
compensation.
--------------------------------------------------------------------------------------------------------------------------
TPG SPECIALTY LENDING, INC. Agenda Number: 934871725
--------------------------------------------------------------------------------------------------------------------------
Security: 87265K102
Meeting Type: Special
Meeting Date: 08-Oct-2018
Ticker: TSLX
ISIN: US87265K1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the application to the Company Mgmt For For
of a minimum asset coverage ratio of 150%,
pursuant to Section 61 (a)(2) of the
Investment Company Act of 1940, as amended,
to become effective the date after the
Special Meeting, which would permit the
Company to double the maximum amount of
leverage that it is permitted to incur.
--------------------------------------------------------------------------------------------------------------------------
TPG SPECIALTY LENDING, INC. Agenda Number: 934969140
--------------------------------------------------------------------------------------------------------------------------
Security: 87265K102
Meeting Type: Annual
Meeting Date: 16-May-2019
Ticker: TSLX
ISIN: US87265K1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jennifer Gordon Mgmt For For
John Ross Mgmt For For
2. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
TPG SPECIALTY LENDING, INC. Agenda Number: 934975282
--------------------------------------------------------------------------------------------------------------------------
Security: 87265K102
Meeting Type: Special
Meeting Date: 14-Jun-2019
Ticker: TSLX
ISIN: US87265K1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve a proposal to authorize the Mgmt For For
Company to sell or otherwise issue shares
of its common stock at a price below its
then-current net asset value per share in
one or more offerings, in each case subject
to the approval of its board of directors
and subject to the conditions set forth in
the accompanying proxy statement.
--------------------------------------------------------------------------------------------------------------------------
TRICO BANCSHARES Agenda Number: 935007559
--------------------------------------------------------------------------------------------------------------------------
Security: 896095106
Meeting Type: Annual
Meeting Date: 21-May-2019
Ticker: TCBK
ISIN: US8960951064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William J. Casey Mgmt For For
Donald J. Amaral Mgmt For For
Thomas G. Atwood Mgmt For For
L. Gage Chrysler III Mgmt For For
Craig S. Compton Mgmt For For
Cory W. Giese Mgmt For For
John S. A. Hasbrook Mgmt For For
Michael W. Koehnen Mgmt For For
Martin A. Mariani Mgmt For For
Thomas C. McGraw Mgmt For For
Richard P. Smith Mgmt For For
W. Virginia Walker Mgmt For For
2. Propose to approve the 2019 Equity Mgmt For For
Compensation Plan.
3. Advisory approval of the company's Mgmt For For
executive compensation.
4. To ratify the selection of Moss Adams LLP Mgmt For For
as the company's independent auditor for
2019.
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 934932131
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 16-Apr-2019
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Warner L. Baxter Mgmt For For
1b. Election of Director: Dorothy J. Bridges Mgmt For For
1c. Election of Director: Elizabeth L. Buse Mgmt For For
1d. Election of Director: Marc N. Casper Mgmt For For
1e. Election of Director: Andrew Cecere Mgmt For For
1f. Election of Director: Arthur D. Collins, Mgmt For For
Jr.
1g. Election of Director: Kimberly J. Harris Mgmt For For
1h. Election of Director: Roland A. Hernandez Mgmt For For
1i. Election of Director: Doreen Woo Ho Mgmt For For
1j. Election of Director: Olivia F. Kirtley Mgmt For For
1k. Election of Director: Karen S. Lynch Mgmt For For
1l. Election of Director: Richard P. McKenney Mgmt For For
1m. Election of Director: Yusuf I. Mehdi Mgmt For For
1n. Election of Director: David B. O'Maley Mgmt For For
1o. Election of Director: O'dell M. Owens, Mgmt For For
M.D., M.P.H.
1p. Election of Director: Craig D. Schnuck Mgmt For For
1q. Election of Director: Scott W. Wine Mgmt For For
2. The ratification of the selection of Ernst Mgmt For For
& Young LLP as our independent auditor for
the 2019 fiscal year.
3. An advisory vote to approve the Mgmt For For
compensation of our executives disclosed in
the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
UNION BANKSHARES CORPORATION Agenda Number: 934914917
--------------------------------------------------------------------------------------------------------------------------
Security: 90539J109
Meeting Type: Special
Meeting Date: 15-Jan-2019
Ticker: UBSH
ISIN: US90539J1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Union Merger and Share Issuance Proposal: Mgmt For For
Approve the Agreement and Plan of
Reorganization, dated as of October 4,
2018, including the related Plan of Merger
(the "Merger Agreement"), by and between
Union Bankshares Corporation ("Union") and
Access National Corporation ("Access"), and
to approve the transactions contemplated
Thereby.
2. Union Adjournment Proposal: To approve one Mgmt For For
or more adjournments of the Union Special
Meeting, if necessary or appropriate, to
solicit additional proxies in favor of
approval of Proposal 1.
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UNION BANKSHARES CORPORATION Agenda Number: 934954339
--------------------------------------------------------------------------------------------------------------------------
Security: 90539J109
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: UBSH
ISIN: US90539J1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John C. Asbury* Mgmt For For
L. Bradford Armstrong* Mgmt For For
Michael W. Clarke* Mgmt For For
Patrick E. Corbin* Mgmt For For
Daniel I. Hansen* Mgmt For For
Jan S. Hoover* Mgmt For For
W. Tayloe Murphy, Jr.* Mgmt For For
F. Blair Wimbush# Mgmt For For
3. To amend the Company's articles of Mgmt For For
incorporation to change the Company's name
to "Atlantic Union Bankshares Corporation".
4. To amend the Company's articles of Mgmt For For
incorporation to increase the number of
authorized shares of the Company's common
stock.
5. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2019.
6. To approve, on an advisory (non-binding) Mgmt For For
basis, the Company's executive
compensation.
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UNITED BANKSHARES, INC. Agenda Number: 934959769
--------------------------------------------------------------------------------------------------------------------------
Security: 909907107
Meeting Type: Annual
Meeting Date: 15-May-2019
Ticker: UBSI
ISIN: US9099071071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard M. Adams Mgmt For For
Peter A. Converse Mgmt For For
Michael P. Fitzgerald Mgmt For For
Theodore J. Georgelas Mgmt For For
J. Paul McNamara Mgmt For For
Mark R. Nesselroad Mgmt For For
Albert H.Small, Jr. Mgmt For For
Mary K. Weddle Mgmt For For
Gary G. White Mgmt For For
P. Clinton Winter Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP to act as the independent registered
public accounting firm for 2019.
3. To approve, on an advisory basis, the Mgmt For For
compensation of United's named executive
officers.
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UNITED COMMUNITY BANKS, INC. Agenda Number: 934964063
--------------------------------------------------------------------------------------------------------------------------
Security: 90984P303
Meeting Type: Annual
Meeting Date: 08-May-2019
Ticker: UCBI
ISIN: US90984P3038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert H. Blalock Mgmt For For
L. Cathy Cox Mgmt For For
Kenneth L. Daniels Mgmt For For
Lance F. Drummond Mgmt For For
H. Lynn Harton Mgmt For For
Jennifer K. Mann Mgmt For For
Thomas A. Richlovsky Mgmt For For
David C. Shaver Mgmt For For
Tim R. Wallis Mgmt For For
David H. Wilkins Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our Named Executive
Officers as disclosed in the Proxy
Statement.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accountant for 2019.
04 To recommend, by non-binding vote, the Mgmt 1 Year For
frequency of executive compensation votes
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UNITED COMMUNITY FINANCIAL CORP. Agenda Number: 934947613
--------------------------------------------------------------------------------------------------------------------------
Security: 909839102
Meeting Type: Annual
Meeting Date: 02-May-2019
Ticker: UCFC
ISIN: US9098391025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Louis M. Altman Mgmt For For
Patrick W. Bevack Mgmt For For
Scott N. Crewson Mgmt For For
2. An advisory vote to approve the Mgmt For For
compensation of UCFC's named executive
officers.
3. An advisory vote on the frequency of the Mgmt 1 Year For
advisory vote on the compensation of named
executive officers.
4. The ratification of the selection of Crowe Mgmt For For
LLP, certified public accountants, as the
auditors of UCFC for the current fiscal
year.
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WASHINGTON TRUST BANCORP, INC. Agenda Number: 934938032
--------------------------------------------------------------------------------------------------------------------------
Security: 940610108
Meeting Type: Annual
Meeting Date: 23-Apr-2019
Ticker: WASH
ISIN: US9406101082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Edward O. Handy III Mgmt For For
Katherine W. Hoxsie CPA Mgmt For For
Kathleen E. McKeough Mgmt For For
John T. Ruggieri Mgmt For For
2. The ratification of the selection of Crowe Mgmt For For
LLP to serve as the Corporation's
independent registered public accounting
firm for the year ending December 31, 2019.
3. A non-binding advisory resolution to Mgmt For For
approve the compensation of the
Corporation's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
WESTBURY BANCORP, INC Agenda Number: 934919424
--------------------------------------------------------------------------------------------------------------------------
Security: 95727P106
Meeting Type: Annual
Meeting Date: 20-Feb-2019
Ticker: WBBW
ISIN: US95727P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David Jorgensen Mgmt For For
Justin Herman Mgmt For For
2. Proposal to ratify the appointment of Mgmt For For
CliftonLarsonAllen LLP as the Company's
independent registered public accounting
firm for the year ending September 30,
2019.
--------------------------------------------------------------------------------------------------------------------------
WSFS FINANCIAL CORPORATION Agenda Number: 934898985
--------------------------------------------------------------------------------------------------------------------------
Security: 929328102
Meeting Type: Special
Meeting Date: 12-Dec-2018
Ticker: WSFS
ISIN: US9293281021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Mgmt For For
Reorganization, dated as of August 7, 2018,
as amended on November 1, 2018, by and
between WSFS Financial Corporation ("WSFS")
and Beneficial Bancorp, Inc., and to
approve the transactions contemplated
thereby, including the issuance of shares
of WSFS common stock as consideration under
such agreement.
2. To approve, on an advisory (non-binding) Mgmt For For
basis, specified compensation that may
become payable to the named executive
officers of WSFS in connection with the
Merger.
3. To approve one or more adjournments of the Mgmt For For
WSFS Special Meeting, if necessary or
appropriate, to solicit additional proxies
in favor of approval of proposal 1 above.
--------------------------------------------------------------------------------------------------------------------------
WSFS FINANCIAL CORPORATION Agenda Number: 934962300
--------------------------------------------------------------------------------------------------------------------------
Security: 929328102
Meeting Type: Annual
Meeting Date: 25-Apr-2019
Ticker: WSFS
ISIN: US9293281021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mr. F. B. Brake Jr.* Mgmt For For
Ms. Karen D. Buchholz* Mgmt For For
Mr. C.T. Gheysens* Mgmt For For
Mr. Rodger Levenson* Mgmt For For
Mr. M. N. Schoenhals# Mgmt For For
Mr. E. I. du Pont+ Mgmt For For
Mr. David G. Turner+ Mgmt For For
2. Amendment of the Amended and Restated Mgmt For For
Certificate of Incorporation to increase
the number of authorized shares of the
Company's common stock from 65,000,000 to
90,000,000.
3. Ratification of the appointment of KPMG, Mgmt For For
LLP as the independent registered public
accounting firm for the fiscal year ending
December 31, 2019.
4. Advisory (non-binding) vote to approve the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
ZIONS BANCORPORATION Agenda Number: 934863324
--------------------------------------------------------------------------------------------------------------------------
Security: 989701107
Meeting Type: Special
Meeting Date: 14-Sep-2018
Ticker: ZION
ISIN: US9897011071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. RESTRUCTURING PROPOSAL. To approve the Mgmt For For
Agreement and Plan of Merger, dated as of
April 5, 2018, by and between the Company
and its wholly-owned subsidiary, ZB, N.A.,
as amended and restated July 10, 2018 and
as such plan of merger may be amended from
time to time.
2. ADJOURNMENT PROPOSAL. To authorize the Mgmt For For
Board of Directors to adjourn or postpone
the special meeting to a later date, if
necessary or appropriate, including
adjournments to permit further solicitation
of proxies in favor of the restructuring
proposal or to vote on other matters
properly brought before the special
meeting.
3. OTHER BUSINESS. On any other matter Mgmt Against
properly presented for action by
shareholders at the special meeting, such
as any matters incident to the conduct of
the meeting, the proxies are authorized to
vote the shares represented by this
appointment of proxy according to their
best judgment.
--------------------------------------------------------------------------------------------------------------------------
ZIONS BANCORPORATION Agenda Number: 934993230
--------------------------------------------------------------------------------------------------------------------------
Security: 989701107
Meeting Type: Annual
Meeting Date: 31-May-2019
Ticker: ZION
ISIN: US9897011071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jerry C. Atkin Mgmt For For
1B. Election of Director: Gary L. Crittenden Mgmt For For
1C. Election of Director: Suren K. Gupta Mgmt For For
1D. Election of Director: J. David Heaney Mgmt For For
1E. Election of Director: Vivian S. Lee Mgmt For For
1F. Election of Director: Scott J. McLean Mgmt For For
1G. Election of Director: Edward F. Murphy Mgmt For For
1H. Election of Director: Stephen D. Quinn Mgmt For For
1I. Election of Director: Harris H. Simmons Mgmt For For
1J. Election of Director: Aaron B. Skonnard Mgmt For For
1K. Election of Director: Barbara A. Yastine Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Independent Registered
Public Accounting Firm to audit the
Company's financial statements for the
current fiscal year.
3. Approval, on a nonbinding advisory basis, Mgmt For For
of the compensation paid to the Company's
named executive officers with respect to
fiscal year ended December 31, 2018.
4. To recommend, by non-binding vote, the Mgmt 1 Year For
frequency of the shareholder non-binding
vote to approve executive compensation
votes.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) John Hancock Financial Opportunities Fund
By (Signature) /s/ Andrew G. Arnott
Name Andrew G. Arnott
Title President
Date 08/28/2019